# EDGAR Filing Document

**Accession Number:** 0001503123
**File Stem:** 0000940400-26-002506
**Filing Date:** 2026-1
**Character Count:** 279916
**Document Hash:** 272fb131cbb058fca995d2ba5a38b8ea
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-002506.hdr.sgml**: 20260127

**ACCESSION NUMBER**: 0000940400-26-002506

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251128

**FILED AS OF DATE**: 20260127

**DATE AS OF CHANGE**: 20260127

**PERIOD START**: 20260531

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DBX ETF TRUST
- **CENTRAL INDEX KEY:** 0001503123

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22487
- **FILM NUMBER:** 26564198

**BUSINESS ADDRESS:**
- **STREET 1:** 875 THIRD AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022-6225
- **BUSINESS PHONE:** 212-454-4500

**MAIL ADDRESS:**
- **STREET 1:** 875 THIRD AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022-6225

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DBX ETF Trust
- **DATE OF NAME CHANGE:** 20101008

## Series and Classes Contracts Data

### Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF (Series ID: S000044488)

| Class ID   | Class Name                                             | Ticker Symbol   |
|:---|:---|:---|
| C000138395 | Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF | ASHS            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** DBX ETF Trust

- **b. Investment Company Act file number:** 811-22487

- **c. CIK number of Registrant:** 0001503123

- **d. LEI of Registrant:** DNLQXYGHEZ10Q9SIK386

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 875 Third Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10022-6225

  - **Telephone number:** 212-454-4500

**Item A.2. Information about the Series.**

- **a. Name of Series:** Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF

- **b. EDGAR series identifier (if any):** S000044488

- **c. LEI of Series:** 549300VCRO2M1146OP28

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-05-31

- **b. Date as of which information is reported:** 2025-11-28

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $23477903.86

**Total Liabilities:** $12747.17

**Net Assets:** $23465156.69

**Cash Not Reported:** $49566.87

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000138395 | 5.46%                | -1.03%               | -3.44%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $1553847.51                                |
| Month 2  | $1345740.15              | $-1635476.59                               |
| Month 3  | $5001.19                 | $-837361.99                                |

### Schedule of Portfolio Investments

| Name                           | Title                                                           | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Shanghai Putailai New Energy T | Shanghai Putailai New Energy Technology Group Co Ltd            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     20200 | NS      | $76172.51     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| CTI                            | Centre Testing International Group Co Ltd                       | CUSIP: 000000000<br>LEI: 8368009FQ1ZOBVGD5Y61 | Long             | EC               | CORP              | CN        |      1400 | NS      | $2687.17      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Crystal-Optech Co Ltd | Zhejiang Crystal-Optech Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4712 | NS      | $16129.00     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Xiamen Faratronic Co Ltd       | Xiamen Faratronic Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1100 | NS      | $16134.60     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| BTG Hotels Group Co Ltd        | BTG Hotels Group Co Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4300 | NS      | $9293.48      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Easyhome                       | Easyhome New Retail Group Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     24700 | NS      | $10655.74     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Wolong Electric Group Co Ltd   | Wolong Electric Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003000IXRHG37CWAL12 | Long             | EC               | CORP              | CN        |     18406 | NS      | $108172.58    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaibei Mining Holdings Co Ltd | Huaibei Mining Holdings Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     19800 | NS      | $34447.45     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| KANGTAI BIOLOGICAL             | Shenzhen Kangtai Biological Products Co Ltd                     | CUSIP: 000000000<br>LEI: 300300DTC3W6PCLFRJ05 | Long             | EC               | CORP              | CN        |      1700 | NS      | $3871.34      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| BRGF                           | Shanghai Bairun Investment Holding Group Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     10400 | NS      | $34583.80     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| NINGBO ORIENT WIRES & CABLES   | Ningbo Orient Wires & Cables Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7000 | NS      | $57228.53     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Financial Leasing Co L | Jiangsu Financial Leasing Co Ltd                                | CUSIP: 000000000<br>LEI: 300300D3002932000087 | Long             | EC               | CORP              | CN        |     23380 | NS      | $21363.07     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| FiberHome                      | Fiberhome Telecommunication Technologies Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     12400 | NS      | $40094.49     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| BOW                            | Beijing Originwater Technology Co Ltd                           | CUSIP: 000000000<br>LEI: 300300JGUWLVI6KFDX02 | Long             | EC               | CORP              | CN        |     31100 | NS      | $18783.43     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| HAIGE COMMUNICATIONS           | Guangzhou Haige Communications Group Inc Co                     | CUSIP: 000000000<br>LEI: 300300DDUUICKXUNQI85 | Long             | EC               | CORP              | CN        |     23900 | NS      | $40600.15     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| DATANG POWER                   | Datang International Power Generation Co Ltd                    | CUSIP: 000000000<br>LEI: 213800VW156IS7SJUL96 | Long             | EC               | CORP              | CN        |     48600 | NS      | $24265.97     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| FUJIAN KUNCAI MATERIAL TECHNOL | Fujian Kuncai Material Technology Co Ltd                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3300 | NS      | $8327.13      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Hunan Gold Corp Ltd            | Hunan Gold Corp Ltd                                             | CUSIP: 000000000<br>LEI: 3003001KTZAZUA4L3K12 | Long             | EC               | CORP              | CN        |     15470 | NS      | $48533.16     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| sinoma-int                     | Sinoma International Engineering Co                             | CUSIP: 000000000<br>LEI: 300300A8BDE5H0E13J94 | Long             | EC               | CORP              | CN        |     15350 | NS      | $20213.65     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanxi Securities Co Ltd       | Shanxi Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300E1007214000085 | Long             | EC               | CORP              | CN        |     31460 | NS      | $26743.60     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| CAERI                          | China Automotive Engineering Research Institute Co Ltd          | CUSIP: 000000000<br>LEI: 3003000XDT9BG4F97Z70 | Long             | EC               | CORP              | CN        |      8400 | NS      | $19972.56     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Provincial New Energy | Zhejiang Provincial New Energy Investment Group Co Ltd          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5200 | NS      | $5442.79      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Fujian Funeng Co Ltd           | Fujian Funeng Co Ltd                                            | CUSIP: 000000000<br>LEI: 300300TDQOLNFB5F7X23 | Long             | EC               | CORP              | CN        |     20500 | NS      | $28648.21     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Xiangcai Co Ltd                | Xiangcai Co Ltd                                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     15400 | NS      | $24548.86     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| GW COMPOS                      | Weihai Guangwei Composites Co Ltd                               | CUSIP: 000000000<br>LEI: 6556005NSLA1CR4BUU74 | Long             | EC               | CORP              | CN        |      2220 | NS      | $9027.71      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| SUNWAY COMM                    | Shenzhen Sunway Communication Co Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4400 | NS      | $19629.13     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Guoyuan Securities Co Ltd      | Guoyuan Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300E1007634000094 | Long             | EC               | CORP              | CN        |     23800 | NS      | $27638.01     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Venustech Group Inc            | Venustech Group Inc                                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     10800 | NS      | $22715.46     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA SCIENCE PUBLISHING & MED | China Science Publishing & Media Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3300 | NS      | $8765.89      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Dong-E-E-Jiao Co Ltd           | Dong-E-E-Jiao Co Ltd                                            | CUSIP: 000000000<br>LEI: 655600E60FK5WI9EWB37 | Long             | EC               | CORP              | CN        |      5600 | NS      | $37442.11     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Oriental Pearl Group Co Ltd    | Oriental Pearl Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300SLCK1GUH5KK558 | Long             | EC               | CORP              | CN        |     12200 | NS      | $16773.08     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| China Great Wall Securities Co | China Great Wall Securities Co Ltd                              | CUSIP: 000000000<br>LEI: 300300E1006344000004 | Long             | EC               | CORP              | CN        |     17100 | NS      | $24428.92     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Joincare                       | Joincare Pharmaceutical Group Industry Co Ltd                   | CUSIP: 000000000<br>LEI: 3003006PUWUKPH72TS46 | Long             | EC               | CORP              | CN        |      8644 | NS      | $15099.70     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| YUTO TECH.                     | Shenzhen YUTO Packaging Technology Co Ltd                       | CUSIP: 000000000<br>LEI: 300300FSMGQ1XKYWTT66 | Long             | EC               | CORP              | CN        |      2460 | NS      | $10657.83     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| HOPERUN SOFTWARE               | Jiangsu Hoperun Software Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     15300 | NS      | $111256.59    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Hailiang Co Ltd       | Zhejiang Hailiang Co Ltd                                        | CUSIP: 000000000<br>LEI: 30030052QMKYS7EZTH25 | Long             | EC               | CORP              | CN        |     18000 | NS      | $31723.22     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Nanjing Securities Co Ltd      | Nanjing Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300E1008732000033 | Long             | EC               | CORP              | CN        |     16300 | NS      | $18513.56     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Sigmastar Technology Ltd       | Sigmastar Technology Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2900 | NS      | $23171.61     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| OFFCN EDU                      | Offcn Education Technology Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     10700 | NS      | $4025.80      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Baiyun Airport                 | Guangzhou Baiyun International Airport Co Ltd                   | CUSIP: 000000000<br>LEI: 300300HCH80SKW83W383 | Long             | EC               | CORP              | CN        |     22200 | NS      | $30301.70     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningbo Joyson Electronic Corp  | Ningbo Joyson Electronic Corp                                   | CUSIP: 000000000<br>LEI: 300300XPY07RUN7V4863 | Long             | EC               | CORP              | CN        |      4860 | NS      | $18367.90     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| SDPG                           | Shandong Pharmaceutical Glass Co Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       938 | NS      | $2670.75      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Jafron Biomedical Co Ltd       | Jafron Biomedical Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2000 | NS      | $5751.14      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| HUAQIANG INDUSTRY              | Shenzhen Huaqiang Industry Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8200 | NS      | $29703.67     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| FASTPRINT                      | Shenzhen Fastprint Circuit Tech Co Ltd                          | CUSIP: 000000000<br>LEI: 300300YI78BDL8GYZF56 | Long             | EC               | CORP              | CN        |     34500 | NS      | $105014.22    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Lion                           | Hangzhou Lion Microelectronics Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       200 | NS      | $832.83       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Nanjing Iron & Steel Co Ltd    | Nanjing Iron & Steel Co Ltd                                     | CUSIP: 000000000<br>LEI: 3003008359D7IKHZ7Q78 | Long             | EC               | CORP              | CN        |      9700 | NS      | $7559.80      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Hwatsing Technology Co Ltd     | Hwatsing Technology Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4158 | NS      | $79397.16     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Sinosoft Co Ltd                | Sinosoft Co Ltd                                                 | CUSIP: 000000000<br>LEI: 300300JOS4HGVGOAV954 | Long             | EC               | CORP              | CN        |      3696 | NS      | $10398.09     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Chinese Media                  | Chinese Universe Publishing and Media Group Co Ltd              | CUSIP: 000000000<br>LEI: 30030040UMRH6C4ZOC68 | Long             | EC               | CORP              | CN        |     10689 | NS      | $15980.81     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Hebei Yangyuan Zhihui Beverage | Hebei Yangyuan Zhihui Beverage Co Ltd                           | CUSIP: 000000000<br>LEI: 3003004AF7PK0KCXCJ17 | Long             | EC               | CORP              | CN        |      7100 | NS      | $27315.80     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| COOEC                          | Offshore Oil Engineering Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5600 | NS      | $4285.21      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Xi'an Co Ltd           | Bank of Xi'an Co Ltd                                            | CUSIP: 000000000<br>LEI: 300300C1091161000048 | Long             | EC               | CORP              | CN        |     18500 | NS      | $10022.07     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Crystal-Optech Co Ltd | Zhejiang Crystal-Optech Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     21250 | NS      | $72737.95     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Eastern Air Logistics Co Ltd   | Eastern Air Logistics Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8400 | NS      | $19497.31     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| YILING                         | Shijiazhuang Yiling Pharmaceutical Co Ltd                       | CUSIP: 000000000<br>LEI: 300300MXXUF4JUKD5G32 | Long             | EC               | CORP              | CN        |     15300 | NS      | $40403.82     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| TDTEC                          | Tian Di Science & Technology Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     32500 | NS      | $27305.90     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| WANFENG AUTO WHEEL             | Zhejiang Wanfeng Auto Wheel Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     28500 | NS      | $64942.22     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| KHPG                           | Chengdu Kanghong Pharmaceutical Group Co Ltd                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7300 | NS      | $32525.21     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Glodon Co Ltd                  | Glodon Co Ltd                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     31400 | NS      | $57071.53     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Liaoning Cheng Da Co Ltd       | Liaoning Cheng Da Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300ZCCWKNUJRL8D79 | Long             | EC               | CORP              | CN        |     10158 | NS      | $16896.71     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Shandong Publishing & Media Co | Shandong Publishing & Media Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     12700 | NS      | $15286.92     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| SMHC                           | State Grid Information & Communication Co Ltd                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3900 | NS      | $9184.71      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| YXCHC                          | Guangzhou Yuexiu Capital Holdings Group Co Ltd                  | CUSIP: 000000000<br>LEI: 30030007BQQDXTYNQY69 | Long             | EC               | CORP              | CN        |     11340 | NS      | $11596.80     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| HUATIAN TECH                   | Tianshui Huatian Technology Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     34200 | NS      | $52776.14     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| QUZHOU XIN'AN                  | Quzhou Xin'an Development Co Ltd                                | CUSIP: 000000000<br>LEI: 300300NTHHIGL96GQP56 | Long             | EC               | CORP              | CN        |     39100 | NS      | $22951.53     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| PGVT                           | Pangang Group Vanadium Titanium & Resources Co Ltd              | CUSIP: 000000000<br>LEI: 300300ONZYFDMNITT218 | Long             | EC               | CORP              | CN        |     75300 | NS      | $32591.41     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Hangzhou Iron & Steel Co       | Hangzhou Iron & Steel Co                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3100 | NS      | $3893.69      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Raytron Technology Co Ltd      | Raytron Technology Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1053 | NS      | $11334.43     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| SALUBRIS                       | Shenzhen Salubris Pharmaceuticals Co Ltd                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3700 | NS      | $32368.92     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| GLGF                           | China Rare Earth Resources And Technology Co Ltd                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3000 | NS      | $19863.08     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| SFY                            | Suofeiya Home Collection Co Ltd                                 | CUSIP: 000000000<br>LEI: 3003001LPW6QB75C7439 | Long             | EC               | CORP              | CN        |      9118 | NS      | $18017.01     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Wangfujing Group Co Ltd        | Wangfujing Group Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300BIJ7KTIPGU7663 | Long             | EC               | CORP              | CN        |      1500 | NS      | $3057.33      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Chinese Media                  | Chinese Universe Publishing and Media Group Co Ltd              | CUSIP: 000000000<br>LEI: 30030040UMRH6C4ZOC68 | Long             | EC               | CORP              | CN        |      3800 | NS      | $5681.27      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| JL Mag Rare-Earth Co Ltd       | JL Mag Rare-Earth Co Ltd                                        | CUSIP: 000000000<br>LEI: 65560079RZSGJHK7CG66 | Long             | EC               | CORP              | CN        |      3040 | NS      | $14525.13     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| XREC                           | Chengdu Xingrong Environment Co Ltd                             | CUSIP: 000000000<br>LEI: 300300XM3A0CVZ914Y75 | Long             | EC               | CORP              | CN        |      1200 | NS      | $1179.65      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Perfect World Co Ltd/China     | Perfect World Co Ltd/China                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7100 | NS      | $14230.33     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| ROBAM APPLIANCES               | Hangzhou Robam Appliances Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2000 | NS      | $5796.40      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Yangnong Chemical              | Jiangsu Yangnong Chemical Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1300 | NS      | $11490.54     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| AVIC Chengdu UAS Co Ltd        | AVIC Chengdu UAS Co Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4897 | NS      | $31792.85     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| GDHEC CO.,LTD                  | Guangdong HEC Technology Holding Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     24545 | NS      | $73531.89     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| DATANG POWER                   | Datang International Power Generation Co Ltd                    | CUSIP: 000000000<br>LEI: 213800VW156IS7SJUL96 | Long             | EC               | CORP              | CN        |     22800 | NS      | $11384.04     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| huahaipharm                    | Zhejiang Huahai Pharmaceutical Co Ltd                           | CUSIP: 000000000<br>LEI: 300300A5ITVN4JK5AS34 | Long             | EC               | CORP              | CN        |     10720 | NS      | $27308.34     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaxia Eye Hospital Group Co L | Huaxia Eye Hospital Group Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4900 | NS      | $13147.71     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| SCG                            | Shanghai Construction Group Co Ltd                              | CUSIP: 000000000<br>LEI: 3003009M1GRD07UMUZ33 | Long             | EC               | CORP              | CN        |     10800 | NS      | $4216.18      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningbo Shanshan Co Ltd         | Ningbo Shanshan Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300MXM0RPCBS6WT25 | Long             | EC               | CORP              | CN        |      2800 | NS      | $5097.10      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhefu Holding Group Co Ltd     | Zhefu Holding Group Co Ltd                                      | CUSIP: 000000000<br>LEI: 30030076Y21FIWN1VY24 | Long             | EC               | CORP              | CN        |     29600 | NS      | $16998.26     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| COOEC                          | Offshore Oil Engineering Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     26500 | NS      | $20278.22     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Verisilicon Microelectronics S | Verisilicon Microelectronics Shanghai Co Ltd                    | CUSIP: 000000000<br>LEI: 836800TNWRM7QRXH6S33 | Long             | EC               | CORP              | CN        |      6513 | NS      | $143803.92    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| ECT                            | Electric Connector Technology Co Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6100 | NS      | $40707.51     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Baiyin Nonferrous Group Co Ltd | Baiyin Nonferrous Group Co Ltd                                  | CUSIP: 000000000<br>LEI: 3003000UG92IRWM5LQ12 | Long             | EC               | CORP              | CN        |     65100 | NS      | $45303.61     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| HUATIAN TECH                   | Tianshui Huatian Technology Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     16700 | NS      | $25770.80     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Wintime Energy Group Co Ltd    | Wintime Energy Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300W8M7JY3INMAS32 | Long             | EC               | CORP              | CN        |     84400 | NS      | $19220.07     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| WSDL                           | China Southern Power Grid Energy Storage Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     19300 | NS      | $33959.74     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Rockchip Electronics Co Ltd    | Rockchip Electronics Co Ltd                                     | CUSIP: 000000000<br>LEI: 8368002HC3QUMAKOPK03 | Long             | EC               | CORP              | CN        |      4100 | NS      | $106102.77    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Xinfengming Group Co Ltd       | Xinfengming Group Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300EUL4DEDVVTFA59 | Long             | EC               | CORP              | CN        |      1424 | NS      | $3502.65      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Yoke Technology Co Ltd | Jiangsu Yoke Technology Co Ltd                                  | CUSIP: 000000000<br>LEI: 6556004F7UD5F2TVRT68 | Long             | EC               | CORP              | CN        |      4796 | NS      | $47092.37     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Keda Industrial Group Co Ltd   | Keda Industrial Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300J9W79188WE1R80 | Long             | EC               | CORP              | CN        |     10100 | NS      | $19114.56     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Aisino Corp                    | Aisino Corp                                                     | CUSIP: 000000000<br>LEI: 300300NIFA1100045155 | Long             | EC               | CORP              | CN        |      2400 | NS      | $3058.60      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Proya Cosmetics Co Ltd         | Proya Cosmetics Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3900 | NS      | $38807.48     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Hwatsing Technology Co Ltd     | Hwatsing Technology Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       533 | NS      | $10177.65     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Beibuwan Port Co Ltd           | Beibuwan Port Co Ltd                                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     19300 | NS      | $23886.48     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Gan & Lee Pharmaceuticals Co L | Gan & Lee Pharmaceuticals Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7200 | NS      | $64841.65     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Sinomine Resource Group Co Ltd | Sinomine Resource Group Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       200 | NS      | $1891.12      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| HANGYANG LIMITED               | Hangzhou Oxygen Plant Group Co Ltd                              | CUSIP: 000000000<br>LEI: 300300I9BCYICNBMOY81 | Long             | EC               | CORP              | CN        |      8400 | NS      | $31711.34     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| BOW                            | Beijing Originwater Technology Co Ltd                           | CUSIP: 000000000<br>LEI: 300300JGUWLVI6KFDX02 | Long             | EC               | CORP              | CN        |     16000 | NS      | $9663.50      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| KEDALI                         | Shenzhen Kedali Industry Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3700 | NS      | $81118.54     | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| HBC                            | Sichuan Hebang Biotechnology Co Ltd                             | CUSIP: 000000000<br>LEI: 30030072W72E4N589G74 | Long             | EC               | CORP              | CN        |     82260 | NS      | $25481.18     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| China XD Electric Co Ltd       | China XD Electric Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300HKOTURRVW8R464 | Long             | EC               | CORP              | CN        |      9000 | NS      | $10604.11     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| THDB                           | Tonghua Dongbao Pharmaceutical Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     11100 | NS      | $13800.62     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Cfmoto Power Co Ltd   | Zhejiang Cfmoto Power Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1900 | NS      | $71083.04     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Ninebot Ltd                    | Ninebot Ltd                                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     11018 | NS      | $88690.70     | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| GOLDWIND                       | Goldwind Science & Technology Co Ltd                            | CUSIP: 000000000<br>LEI: 3003008X6GR2ZPYM2V54 | Long             | EC               | CORP              | CN        |     39700 | NS      | $86532.62     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangzhou Port Co Ltd          | Guangzhou Port Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300XMSGI4JYG7OI67 | Long             | EC               | CORP              | CN        |      6000 | NS      | $2792.12      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Semir Garment Co Ltd  | Zhejiang Semir Garment Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     16500 | NS      | $14166.40     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| NONFEMET                       | Shenzhen Zhongjin Lingnan Nonfemet Co Ltd                       | CUSIP: 000000000<br>LEI: 300300AIR5I4UM404D13 | Long             | EC               | CORP              | CN        |     26200 | NS      | $19196.31     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| WEIMING                        | Zhejiang Weiming Environment Protection Co Ltd                  | CUSIP: 000000000<br>LEI: 300300MI4URDDZP5ZT02 | Long             | EC               | CORP              | CN        |     11727 | NS      | $37487.12     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| FangDa Carbon                  | Fangda Carbon New Material Co Ltd                               | CUSIP: 000000000<br>LEI: 300300O5JPB0SVAI9Q63 | Long             | EC               | CORP              | CN        |      4500 | NS      | $4073.61      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Maanshan Iron & Steel Co Ltd   | Maanshan Iron & Steel Co Ltd                                    | CUSIP: 000000000<br>LEI: 529900A75J4LKKIUAJ17 | Long             | EC               | CORP              | CN        |      1200 | NS      | $663.66       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| State Grid Yingda Co Ltd       | State Grid Yingda Co Ltd                                        | CUSIP: 000000000<br>LEI: 3003001FMF7ATQEFDL34 | Long             | EC               | CORP              | CN        |     35700 | NS      | $29893.49     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Pacific Quartz Co Ltd  | Jiangsu Pacific Quartz Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       550 | NS      | $2834.84      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| ZLD                            | China Green Electricity Investment of Tianjin Co Ltd            | CUSIP: 000000000<br>LEI: 3003003Q7265DHFXJU95 | Long             | EC               | CORP              | CN        |      1700 | NS      | $2005.40      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| TongFu Microelectronics Co Ltd | TongFu Microelectronics Co Ltd                                  | CUSIP: 000000000<br>LEI: 655600LP4PHNNE8FAX71 | Long             | EC               | CORP              | CN        |      3200 | NS      | $16570.53     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Levima Advanced Materials Corp | Levima Advanced Materials Corp                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1000 | NS      | $2736.96      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Sunresin New Materials Co Ltd  | Sunresin New Materials Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4100 | NS      | $30857.72     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| BLUEFOCUS                      | Bluefocus Intelligent Communications Group Co Ltd               | CUSIP: 000000000<br>LEI: 300300S2I2XIZT3E2Y55 | Long             | EC               | CORP              | CN        |      6440 | NS      | $9774.00      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Minmetals Capital Co Ltd       | Minmetals Capital Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300PHWSS7ZKSTU822 | Long             | EC               | CORP              | CN        |     40400 | NS      | $31600.45     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuchan Zhongda Group Co Ltd    | Wuchan Zhongda Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300PA9D9DEGG5M059 | Long             | EC               | CORP              | CN        |     49800 | NS      | $37966.87     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| China Southern Power Grid Ener | China Southern Power Grid Energy Efficiency&Clean Energy Co Ltd | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4900 | NS      | $3347.57      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| JZEG                           | Jizhong Energy Resources Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300RB4ZPQVWNPOM87 | Long             | EC               | CORP              | CN        |      1100 | NS      | $919.53       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Electric Power Co Ltd | Shanghai Electric Power Co Ltd                                  | CUSIP: 000000000<br>LEI: 3003009ZN0X3RFO4QY68 | Long             | EC               | CORP              | CN        |      7100 | NS      | $23158.18     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Giant Network Group Co Ltd     | Giant Network Group Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3500 | NS      | $20366.62     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| GDG                            | Guangzhou Development Group Inc                                 | CUSIP: 000000000<br>LEI: 300300TORMK6PEJL6F46 | Long             | EC               | CORP              | CN        |     20900 | NS      | $19954.31     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| China XD Electric Co Ltd       | China XD Electric Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300HKOTURRVW8R464 | Long             | EC               | CORP              | CN        |     33600 | NS      | $39588.68     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| STSS                           | Shanxi Taigang Stainless Steel Co Ltd                           | CUSIP: 000000000<br>LEI: 300300TSZ3ZVPD82J476 | Long             | EC               | CORP              | CN        |     31700 | NS      | $17935.19     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| HONGDA BLASTING                | Guangdong Hongda Holdings Group Co Ltd                          | CUSIP: 000000000<br>LEI: 300300P4C4XSS3DX5645 | Long             | EC               | CORP              | CN        |      2600 | NS      | $15041.23     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| HLA Group Corp Ltd             | HLA Group Corp Ltd                                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     32900 | NS      | $28665.75     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| COFCO Sugar Holding Co Ltd     | COFCO Sugar Holding Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300CAHQDI178WDM76 | Long             | EC               | CORP              | CN        |      3800 | NS      | $9223.33      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Everdisplay Optronics Shanghai | Everdisplay Optronics Shanghai Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7099 | NS      | $2761.32      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIC Metal Co Ltd             | CITIC Metal Co Ltd                                              | CUSIP: 000000000<br>LEI: 3003003QKKFWXNMQ9S79 | Long             | EC               | CORP              | CN        |      9500 | NS      | $19430.26     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Qingdao Rural Commercial Bank  | Qingdao Rural Commercial Bank Corp                              | CUSIP: 000000000<br>LEI: 300300C1194637000087 | Long             | EC               | CORP              | CN        |     12800 | NS      | $5684.95      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Junshi Biosciences Co | Shanghai Junshi Biosciences Co Ltd                              | CUSIP: 000000000<br>LEI: 300300L36FLCKN0WXW06 | Long             | EC               | CORP              | CN        |      1140 | NS      | $5982.26      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| hacl                           | Heilongjiang Agriculture Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300QU9AQS1YMTV002 | Long             | EC               | CORP              | CN        |      3300 | NS      | $6926.83      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Hunan Gold Corp Ltd            | Hunan Gold Corp Ltd                                             | CUSIP: 000000000<br>LEI: 3003001KTZAZUA4L3K12 | Long             | EC               | CORP              | CN        |      5540 | NS      | $17380.33     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| SHRC                           | Shenghe Resources Holding Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7690 | NS      | $22569.98     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Mining Co Ltd          | Western Mining Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300QBV4A9N1NDK519 | Long             | EC               | CORP              | CN        |      2300 | NS      | $7475.92      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Youngor Fashion Co Ltd         | Youngor Fashion Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300PRWK21S8R8F317 | Long             | EC               | CORP              | CN        |     12500 | NS      | $13649.42     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| SLHC                           | Shanghai Lingang Holdings Corp Ltd                              | CUSIP: 000000000<br>LEI: 300300A3R98BIKL5XH91 | Long             | EC               | CORP              | CN        |      7100 | NS      | $11850.24     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| STEC                           | Shanghai Tunnel Engineering Co Ltd                              | CUSIP: 000000000<br>LEI: 300300MM4YQNHL44T156 | Long             | EC               | CORP              | CN        |     27000 | NS      | $24136.13     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| SINOCERA MATERIAL              | Shandong Sinocera Functional Material Co Ltd                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     12700 | NS      | $41010.62     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Angang Steel Co Ltd            | Angang Steel Co Ltd                                             | CUSIP: 000000000<br>LEI: 213800QMMVMR3ABCKL62 | Long             | EC               | CORP              | CN        |     12800 | NS      | $4580.55      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanxi Meijin Energy Co Ltd    | Shanxi Meijin Energy Co Ltd                                     | CUSIP: 000000000<br>LEI: 83680052S2RHEGMUGF37 | Long             | EC               | CORP              | CN        |     49400 | NS      | $35565.71     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| All Winner Technology Co Ltd   | All Winner Technology Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     11000 | NS      | $65316.34     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| SHENHUO CO.LTD                 | Henan Shenhuo Coal Industry & Electricity Power Co Ltd          | CUSIP: 000000000<br>LEI: 300300GF8XK44CSHXV64 | Long             | EC               | CORP              | CN        |     29696 | NS      | $102992.39    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| EASPRING                       | Beijing Easpring Material Technology Co Ltd                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2700 | NS      | $22677.27     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Shaanxi Beiyuan Chemical Indus | Shaanxi Beiyuan Chemical Industry Group Co Ltd                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4200 | NS      | $2310.92      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Andon Health Co Ltd            | Andon Health Co Ltd                                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4300 | NS      | $25192.15     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| CHANGHONG                      | Sichuan Changhong Electric Co Ltd                               | CUSIP: 000000000<br>LEI: 300300WM1QVA4ET9HJ12 | Long             | EC               | CORP              | CN        |     52900 | NS      | $70783.75     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Verisilicon Microelectronics S | Verisilicon Microelectronics Shanghai Co Ltd                    | CUSIP: 000000000<br>LEI: 836800TNWRM7QRXH6S33 | Long             | EC               | CORP              | CN        |       329 | NS      | $7264.16      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| BOC International China Co Ltd | BOC International China Co Ltd                                  | CUSIP: 000000000<br>LEI: 3003007E9G154XL2PS13 | Long             | EC               | CORP              | CN        |     25000 | NS      | $45686.64     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| SICC Co Ltd                    | SICC Co Ltd                                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       370 | NS      | $4638.93      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianshan Aluminum Group Co Ltd | Tianshan Aluminum Group Co Ltd                                  | CUSIP: 000000000<br>LEI: 300300VE52AL1GWYFN04 | Long             | EC               | CORP              | CN        |     45500 | NS      | $82184.33     | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| WOER                           | Shenzhen Woer Heat-Shrinkable Material Co Ltd                   | CUSIP: 000000000<br>LEI: 300300OQ21G9RZSL7D48 | Long             | EC               | CORP              | CN        |     19200 | NS      | $68110.72     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Eastern Air Logistics Co Ltd   | Eastern Air Logistics Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5300 | NS      | $12301.87     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Caitong Securities Co Ltd      | Caitong Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300E1006233000091 | Long             | EC               | CORP              | CN        |     15025 | NS      | $17341.69     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| HXDQ                           | Hisense Visual Technology Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1500 | NS      | $5497.25      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Nanjing Iron & Steel Co Ltd    | Nanjing Iron & Steel Co Ltd                                     | CUSIP: 000000000<br>LEI: 3003008359D7IKHZ7Q78 | Long             | EC               | CORP              | CN        |     33900 | NS      | $26420.32     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| QUZHOU XIN'AN                  | Quzhou Xin'an Development Co Ltd                                | CUSIP: 000000000<br>LEI: 300300NTHHIGL96GQP56 | Long             | EC               | CORP              | CN        |     57700 | NS      | $33869.64     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| CCTECH                         | Hangzhou Chang Chuan Technology Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       200 | NS      | $2181.36      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Cathay Biotech Inc             | Cathay Biotech Inc                                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6954 | NS      | $46711.48     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianneng Battery Group Co Ltd  | Tianneng Battery Group Co Ltd                                   | CUSIP: 000000000<br>LEI: 300300NOKZOLM51U7U67 | Long             | EC               | CORP              | CN        |      3094 | NS      | $14052.30     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Maanshan Iron & Steel Co Ltd   | Maanshan Iron & Steel Co Ltd                                    | CUSIP: 000000000<br>LEI: 529900A75J4LKKIUAJ17 | Long             | EC               | CORP              | CN        |     45700 | NS      | $25274.33     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Xinfengming Group Co Ltd       | Xinfengming Group Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300EUL4DEDVVTFA59 | Long             | EC               | CORP              | CN        |     10292 | NS      | $25315.48     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Delton Technology Guangzhou In | Delton Technology Guangzhou Inc                                 | CUSIP: 000000000<br>LEI: 300300G920457C2YSD26 | Long             | EC               | CORP              | CN        |       600 | NS      | $5812.53      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Asia - Potash International In | Asia - Potash International Investment Guangzhou Co Ltd         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8400 | NS      | $52456.19     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| LEAD INTELLIGENT               | Wuxi Lead Intelligent Equipment Co Ltd                          | CUSIP: 000000000<br>LEI: 836800J7WO9E2EF72B65 | Long             | EC               | CORP              | CN        |     21700 | NS      | $150551.63    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| MEINIAN ONEHEALTH              | Meinian Onehealth Healthcare Holdings Co Ltd                    | CUSIP: 000000000<br>LEI: 300300EYIBAM5S5ILV56 | Long             | EC               | CORP              | CN        |     51100 | NS      | $38668.86     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Gas Corp Ltd          | Shenzhen Gas Corp Ltd                                           | CUSIP: 000000000<br>LEI: 300300FUFI5P7GG85C19 | Long             | EC               | CORP              | CN        |     13000 | NS      | $12099.18     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| JEREH GROUP                    | Yantai Jereh Oilfield Services Group Co Ltd                     | CUSIP: 000000000<br>LEI: 300300QPHWK638H2EU20 | Long             | EC               | CORP              | CN        |      4600 | NS      | $36715.94     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Hesteel Co Ltd                 | Hesteel Co Ltd                                                  | CUSIP: 000000000<br>LEI: 300300AZISPESC4OA235 | Long             | EC               | CORP              | CN        |     24500 | NS      | $7935.76      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| YONGXING MATERIALS             | YongXing Special Materials Technology Co Ltd                    | CUSIP: 000000000<br>LEI: 300300ULJO6T9VWWOQ73 | Long             | EC               | CORP              | CN        |      5200 | NS      | $35451.70     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| CIMC                           | China International Marine Containers Group Co Ltd              | CUSIP: 000000000<br>LEI: 300300Q7JK7J0KAIEA51 | Long             | EC               | CORP              | CN        |     27520 | NS      | $35344.43     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| NHWA                           | Jiangsu Nhwa Pharmaceutical Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1500 | NS      | $5170.51      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Kouzi Distillery Co Ltd  | Anhui Kouzi Distillery Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4600 | NS      | $19935.78     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| ROBAM APPLIANCES               | Hangzhou Robam Appliances Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8000 | NS      | $23185.62     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Electric Power Co Ltd | Shanghai Electric Power Co Ltd                                  | CUSIP: 000000000<br>LEI: 3003009ZN0X3RFO4QY68 | Long             | EC               | CORP              | CN        |     19900 | NS      | $64908.13     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| AECC AEC                       | AECC Aero-Engine Control Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9800 | NS      | $26101.36     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Wanda Film Holding Co Ltd      | Wanda Film Holding Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       800 | NS      | $1295.63      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Ingenic Semiconductor Co Ltd   | Ingenic Semiconductor Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7000 | NS      | $78614.97     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| NANJING KING-FRIEND BIOCHEMICA | Nanjing King-Friend Biochemical Pharmaceutical Co Ltd           | CUSIP: 000000000<br>LEI: 655600XP89T7FDWYHL68 | Long             | EC               | CORP              | CN        |      9907 | NS      | $13578.53     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| XTC New Energy Materials Xiame | XTC New Energy Materials Xiamen Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       846 | NS      | $8628.84      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| StarPower Semiconductor Ltd    | StarPower Semiconductor Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2200 | NS      | $29390.80     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Botanee Bio-Technology  | Yunnan Botanee Bio-Technology Group Co Ltd                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3200 | NS      | $18688.81     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanxi Securities Co Ltd       | Shanxi Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300E1007214000085 | Long             | EC               | CORP              | CN        |      9680 | NS      | $8228.80      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Betta Pharmaceuticals Co Ltd   | Betta Pharmaceuticals Co Ltd                                    | CUSIP: 000000000<br>LEI: 8368009YF4Y6NC7HVB09 | Long             | EC               | CORP              | CN        |      2700 | NS      | $18770.42     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CAPCHEM                        | Shenzhen Capchem Technology Co Ltd                              | CUSIP: 000000000<br>LEI: 83680035MFDI4S2P0866 | Long             | EC               | CORP              | CN        |      7940 | NS      | $59028.61     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| HAINAN RUBBER GROUP            | China Hainan Rubber Industry Group Co Ltd                       | CUSIP: 000000000<br>LEI: 3003002X3R3WQFCSJM82 | Long             | EC               | CORP              | CN        |     27600 | NS      | $23774.59     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Sunresin New Materials Co Ltd  | Sunresin New Materials Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1050 | NS      | $7902.59      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST CAPITAL                  | First Capital Securities Co Ltd                                 | CUSIP: 000000000<br>LEI: 3003007W6RHRZJVRZ944 | Long             | EC               | CORP              | CN        |     64800 | NS      | $63059.45     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| CECEP Solar Energy Co Ltd      | CECEP Solar Energy Co Ltd                                       | CUSIP: 000000000<br>LEI: 30030055WYGVLDBFGM73 | Long             | EC               | CORP              | CN        |      1500 | NS      | $954.75       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| CSPC Innovation Pharmaceutical | CSPC Innovation Pharmaceutical Co Ltd                           | CUSIP: 000000000<br>LEI: 655600RUP8SX5H46N648 | Long             | EC               | CORP              | CN        |      8300 | NS      | $38119.49     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Topchoice Medical Corp         | Topchoice Medical Corp                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5603 | NS      | $33325.25     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Hengyi Petrochemical Co Ltd    | Hengyi Petrochemical Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300QRLJCH8BPJVS66 | Long             | EC               | CORP              | CN        |     40300 | NS      | $41782.63     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Sinocelltech Group Ltd         | Sinocelltech Group Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2809 | NS      | $19194.44     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Qingdao TGOOD Electric Co Ltd  | Qingdao TGOOD Electric Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7081 | NS      | $26671.81     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| CNGR Advanced Material Co Ltd  | CNGR Advanced Material Co Ltd                                   | CUSIP: 000000000<br>LEI: 213800FP1O8DBRF5AI17 | Long             | EC               | CORP              | CN        |      9500 | NS      | $56517.07     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| GalaxyCore Inc                 | GalaxyCore Inc                                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     15400 | NS      | $31867.78     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Wintime Energy Group Co Ltd    | Wintime Energy Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300W8M7JY3INMAS32 | Long             | EC               | CORP              | CN        |    318000 | NS      | $72416.87     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Xuji Electric Co Ltd           | Xuji Electric Co Ltd                                            | CUSIP: 000000000<br>LEI: 3003000OT9G77QBDC838 | Long             | EC               | CORP              | CN        |      9700 | NS      | $35192.15     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| TangShan Port Group Co Ltd     | TangShan Port Group Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300R1OCOESINHQW02 | Long             | EC               | CORP              | CN        |      9680 | NS      | $5257.67      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| SUPCON Technology Co Ltd       | SUPCON Technology Co Ltd                                        | CUSIP: 000000000<br>LEI: 836800CSSWUYIZYJGO52 | Long             | EC               | CORP              | CN        |     12430 | NS      | $87626.59     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| SPIC IFH                       | SPIC Industry-Finance Holdings Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     25100 | NS      | $25490.88     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| CICT Mobile Communication Tech | CICT Mobile Communication Technology Co Ltd                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     28697 | NS      | $28332.09     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Bluestar Adisseo Co            | Bluestar Adisseo Co                                             | CUSIP: 000000000<br>LEI: 300300OQC145900DQ319 | Long             | EC               | CORP              | CN        |      6100 | NS      | $7894.74      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| JUNZHENG                       | Inner Mongolia Junzheng Energy & Chemical Industry Group Co Ltd | CUSIP: 000000000<br>LEI: 3003006C9ZMCTO771B16 | Long             | EC               | CORP              | CN        |     56500 | NS      | $38999.14     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| AIMA Technology Group Co Ltd   | AIMA Technology Group Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1100 | NS      | $4793.70      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| VGT                            | Victory Giant Technology Huizhou Co Ltd                         | CUSIP: 000000000<br>LEI: 836800LBU3EF5U7ECE87 | Long             | EC               | CORP              | CN        |     11300 | NS      | $432666.66    | 1.84%             |  |  |  | No            |                  1 | On Loan: No      |
| WANGSU                         | Wangsu Science & Technology Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7900 | NS      | $11621.10     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| FENGHUA                        | Guangdong Fenghua Advanced Technology Holding Co Ltd            | CUSIP: 000000000<br>LEI: 300300Y5HPGKODY5W067 | Long             | EC               | CORP              | CN        |     15500 | NS      | $36042.94     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Enlight Media Co Ltd   | Beijing Enlight Media Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003001OIMLU5YWOKG42 | Long             | EC               | CORP              | CN        |      2400 | NS      | $5570.66      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CTI                            | Centre Testing International Group Co Ltd                       | CUSIP: 000000000<br>LEI: 8368009FQ1ZOBVGD5Y61 | Long             | EC               | CORP              | CN        |     31800 | NS      | $61037.07     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Liaoning Port Co Ltd           | Liaoning Port Co Ltd                                            | CUSIP: 000000000<br>LEI: 529900N68F8UROUIBV86 | Long             | EC               | CORP              | CN        |     42320 | NS      | $9697.22      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Huafon Chemical Co Ltd         | Huafon Chemical Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300Z8ACP5RSQRBQ16 | Long             | EC               | CORP              | CN        |     32100 | NS      | $42724.93     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Qingdao TGOOD Electric Co Ltd  | Qingdao TGOOD Electric Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7600 | NS      | $28626.71     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Chongqing Brewery Co Ltd       | Chongqing Brewery Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3700 | NS      | $27821.04     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Xingfa group                   | Hubei Xingfa Chemicals Group Co Ltd                             | CUSIP: 000000000<br>LEI: 300300VDBHR35WWCOK67 | Long             | EC               | CORP              | CN        |     11120 | NS      | $51118.12     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| THDB                           | Tonghua Dongbao Pharmaceutical Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     12500 | NS      | $15541.24     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianfeng Securities Co Ltd     | Tianfeng Securities Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300E1007142000089 | Long             | EC               | CORP              | CN        |    121500 | NS      | $83006.12     | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| TongFu Microelectronics Co Ltd | TongFu Microelectronics Co Ltd                                  | CUSIP: 000000000<br>LEI: 655600LP4PHNNE8FAX71 | Long             | EC               | CORP              | CN        |     20100 | NS      | $104083.65    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Hubei Dinglong Co Ltd          | Hubei Dinglong Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     14600 | NS      | $72071.74     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| WEIMING                        | Zhejiang Weiming Environment Protection Co Ltd                  | CUSIP: 000000000<br>LEI: 300300MI4URDDZP5ZT02 | Long             | EC               | CORP              | CN        |      2161 | NS      | $6907.96      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Bluestar Adisseo Co            | Bluestar Adisseo Co                                             | CUSIP: 000000000<br>LEI: 300300OQC145900DQ319 | Long             | EC               | CORP              | CN        |      3100 | NS      | $4012.08      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| SITI                           | Shaanxi International Trust Co Ltd                              | CUSIP: 000000000<br>LEI: 300300D1004861000096 | Long             | EC               | CORP              | CN        |     24840 | NS      | $12156.66     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Kouzi Distillery Co Ltd  | Anhui Kouzi Distillery Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1200 | NS      | $5200.64      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| JJWD                           | Jiangsu Jiejie Microelectronics Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     10100 | NS      | $38871.98     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| XTC New Energy Materials Xiame | XTC New Energy Materials Xiamen Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3711 | NS      | $37850.64     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhuzhou Kibing Group Co Ltd    | Zhuzhou Kibing Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300RWM4DKUZFOIT68 | Long             | EC               | CORP              | CN        |     26800 | NS      | $23123.38     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Xukuang Energy Co Ltd  | Jiangsu Xukuang Energy Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1800 | NS      | $1209.35      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| An Hui Wenergy Co Ltd          | An Hui Wenergy Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300HYQLVPCWYFV397 | Long             | EC               | CORP              | CN        |     21400 | NS      | $24185.07     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Suzhou Co Ltd          | Bank of Suzhou Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300C1115332000047 | Long             | EC               | CORP              | CN        |     73750 | NS      | $85538.69     | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| ZHONGTIAN                      | Zhongtian Financial Group Co Ltd                                | CUSIP: 000000000<br>LEI: 300300PASGA31QOFFQ40 | Long             | EC               | CORP              | CN        |    103500 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| GDHEC CO.,LTD                  | Guangdong HEC Technology Holding Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3960 | NS      | $11863.36     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| BINJIANG GROUP                 | Hangzhou Binjiang Real Estate Group Co Ltd                      | CUSIP: 000000000<br>LEI: 300300W1Q832W2SP5417 | Long             | EC               | CORP              | CN        |      6700 | NS      | $9543.13      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Huagong Tech Co Ltd            | Huagong Tech Co Ltd                                             | CUSIP: 000000000<br>LEI: 300300PJC3VZEBWN8591 | Long             | EC               | CORP              | CN        |      3200 | NS      | $32964.54     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| STSS                           | Shanxi Taigang Stainless Steel Co Ltd                           | CUSIP: 000000000<br>LEI: 300300TSZ3ZVPD82J476 | Long             | EC               | CORP              | CN        |     12400 | NS      | $7015.66      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Hengtong Optic-electric Co Ltd | Hengtong Optic-electric Co Ltd                                  | CUSIP: 000000000<br>LEI: 655600VKTXMT2WKBE151 | Long             | EC               | CORP              | CN        |     38800 | NS      | $108553.73    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Jinduicheng Molybdenum Co Ltd  | Jinduicheng Molybdenum Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9800 | NS      | $19295.32     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Guobo Electronics Co Ltd       | Guobo Electronics Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1151 | NS      | $10832.90     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Longsys Electronics C | Shenzhen Longsys Electronics Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2500 | NS      | $88116.52     | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Meihua Holdings Group Co Ltd   | Meihua Holdings Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300T0DPJPWDP2WE30 | Long             | EC               | CORP              | CN        |     33600 | NS      | $48190.78     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| SITI                           | Shaanxi International Trust Co Ltd                              | CUSIP: 000000000<br>LEI: 300300D1004861000096 | Long             | EC               | CORP              | CN        |     40650 | NS      | $19894.06     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Wanxiang Qianchao Co Ltd       | Wanxiang Qianchao Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300WMILSKZLS04K91 | Long             | EC               | CORP              | CN        |     18900 | NS      | $33496.51     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| WEIXING NBM                    | Zhejiang Weixing New Building Materials Co Ltd                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7540 | NS      | $10899.56     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| FEILIHUA                       | Hubei Feilihua Quartz Glass Co Ltd                              | CUSIP: 000000000<br>LEI: 300300D7Q9Z0S7B25G79 | Long             | EC               | CORP              | CN        |      1700 | NS      | $18834.92     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| GREATSTAR                      | Hangzhou GreatStar Industrial Co Ltd                            | CUSIP: 000000000<br>LEI: 8368005I1ISRY6YIFM48 | Long             | EC               | CORP              | CN        |     11353 | NS      | $50454.92     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| CTYC                           | Haohua Chemical Science & Technology Co Ltd                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7100 | NS      | $30298.45     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| China Railway Construction Hea | China Railway Construction Heavy Industry Corp Ltd              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     33649 | NS      | $23749.77     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| JSCN                           | Jiangsu Broadcasting Cable Information Network Corp Ltd         | CUSIP: 000000000<br>LEI: 300300W0ZR67X1B3CB12 | Long             | EC               | CORP              | CN        |     34500 | NS      | $16981.85     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianneng Battery Group Co Ltd  | Tianneng Battery Group Co Ltd                                   | CUSIP: 000000000<br>LEI: 300300NOKZOLM51U7U67 | Long             | EC               | CORP              | CN        |       312 | NS      | $1417.04      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| SINOPHARM CNMC                 | China National Medicines Corp Ltd                               | CUSIP: 000000000<br>LEI: 300300OVHIHIM0CJI911 | Long             | EC               | CORP              | CN        |      4100 | NS      | $16759.78     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| YHL                            | Beijing E-Hualu Information Technology Co Ltd                   | CUSIP: 000000000<br>LEI: 300300ZPI2AW55HP7I19 | Long             | EC               | CORP              | CN        |      2180 | NS      | $5929.56      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| SDPG                           | Shandong Pharmaceutical Glass Co Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     10000 | NS      | $28472.82     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| FiberHome                      | Fiberhome Telecommunication Technologies Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1400 | NS      | $4526.80      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Xingye Silver & Tin            | Inner Mongolia Xingye Silver&Tin Mining Co Ltd                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     24300 | NS      | $118648.92    | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Ovctek China Inc               | Ovctek China Inc                                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8037 | NS      | $17870.36     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Yonghui Superstores Co Ltd     | Yonghui Superstores Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300KBS8U07A3B5A45 | Long             | EC               | CORP              | CN        |      9000 | NS      | $5168.39      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| huahaipharm                    | Zhejiang Huahai Pharmaceutical Co Ltd                           | CUSIP: 000000000<br>LEI: 300300A5ITVN4JK5AS34 | Long             | EC               | CORP              | CN        |      4000 | NS      | $10189.68     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| KAIFA                          | Shenzhen Kaifa Technology Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8800 | NS      | $29736.21     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| China Film Group Co Ltd        | China Film Group Co Ltd                                         | CUSIP: 000000000<br>LEI: 3003009UJKOPLIVUPE53 | Long             | EC               | CORP              | CN        |      1800 | NS      | $4402.04      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Longcheer Technology  | Shanghai Longcheer Technology Co Ltd                            | CUSIP: 000000000<br>LEI: 836800KCAWTWXEY76Y60 | Long             | EC               | CORP              | CN        |      3100 | NS      | $17736.46     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Liaoning Port Co Ltd           | Liaoning Port Co Ltd                                            | CUSIP: 000000000<br>LEI: 529900N68F8UROUIBV86 | Long             | EC               | CORP              | CN        |    122200 | NS      | $28000.96     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| JIANGSU CHANGSHU RURAL COMMERC | Jiangsu Changshu Rural Commercial Bank Co Ltd                   | CUSIP: 000000000<br>LEI: 300300C1115432000063 | Long             | EC               | CORP              | CN        |     47688 | NS      | $48093.39     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| JIANGSU CHANGSHU RURAL COMMERC | Jiangsu Changshu Rural Commercial Bank Co Ltd                   | CUSIP: 000000000<br>LEI: 300300C1115432000063 | Long             | EC               | CORP              | CN        |     14762 | NS      | $14887.49     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Superconducting Techno | Western Superconducting Technologies Co Ltd                     | CUSIP: 000000000<br>LEI: 300300IUC83XEOSKRG67 | Long             | EC               | CORP              | CN        |      7063 | NS      | $66105.42     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| BEIJING CAPITAL                | Beijing Capital Eco-Environment Protection Group Co Ltd         | CUSIP: 000000000<br>LEI: 30030025XAP88XOR8484 | Long             | EC               | CORP              | CN        |     59150 | NS      | $25266.69     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| JUNZHENG                       | Inner Mongolia Junzheng Energy & Chemical Industry Group Co Ltd | CUSIP: 000000000<br>LEI: 3003006C9ZMCTO771B16 | Long             | EC               | CORP              | CN        |      8400 | NS      | $5798.10      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Wangfujing Group Co Ltd        | Wangfujing Group Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300BIJ7KTIPGU7663 | Long             | EC               | CORP              | CN        |     11130 | NS      | $22685.37     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| LIVZON GROUP                   | Livzon Pharmaceutical Group Inc                                 | CUSIP: 000000000<br>LEI: 529900Y4GWTVVTORJ443 | Long             | EC               | CORP              | CN        |      3328 | NS      | $16734.38     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Angang Steel Co Ltd            | Angang Steel Co Ltd                                             | CUSIP: 000000000<br>LEI: 213800QMMVMR3ABCKL62 | Long             | EC               | CORP              | CN        |     41200 | NS      | $14743.63     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| COFCO Capital Holdings Co Ltd  | COFCO Capital Holdings Co Ltd                                   | CUSIP: 000000000<br>LEI: 3003006ZCYWPMKZ4I010 | Long             | EC               | CORP              | CN        |      6000 | NS      | $9810.61      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| ZLD                            | China Green Electricity Investment of Tianjin Co Ltd            | CUSIP: 000000000<br>LEI: 3003003Q7265DHFXJU95 | Long             | EC               | CORP              | CN        |     14300 | NS      | $16868.98     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| FULING ZHACAI                  | Chongqing Fuling Zhacai Group Co Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     13999 | NS      | $25820.30     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| YUTO TECH.                     | Shenzhen YUTO Packaging Technology Co Ltd                       | CUSIP: 000000000<br>LEI: 300300FSMGQ1XKYWTT66 | Long             | EC               | CORP              | CN        |      2480 | NS      | $10744.48     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Suzhou Co Ltd          | Bank of Suzhou Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300C1115332000047 | Long             | EC               | CORP              | CN        |     11060 | NS      | $12827.90     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Xiamen Faratronic Co Ltd       | Xiamen Faratronic Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1700 | NS      | $24935.29     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningbo Joyson Electronic Corp  | Ningbo Joyson Electronic Corp                                   | CUSIP: 000000000<br>LEI: 300300XPY07RUN7V4863 | Long             | EC               | CORP              | CN        |     14760 | NS      | $55783.99     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| TALKWEB                        | Talkweb Information System Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     19800 | NS      | $88695.17     | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| GLMS SEC                       | Guolian Minsheng Securities Co Ltd                              | CUSIP: 000000000<br>LEI: 529900KPCMJWM8DFU805 | Long             | EC               | CORP              | CN        |     14800 | NS      | $21415.30     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| GRG Banking Equipment Co Ltd   | GRG Banking Equipment Co Ltd                                    | CUSIP: 000000000<br>LEI: 836800SWXACTDG5DWE68 | Long             | EC               | CORP              | CN        |      9000 | NS      | $15696.12     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| JZEG                           | Jizhong Energy Resources Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300RB4ZPQVWNPOM87 | Long             | EC               | CORP              | CN        |     11200 | NS      | $9362.51      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| DHC Software Co Ltd            | DHC Software Co Ltd                                             | CUSIP: 000000000<br>LEI: 300300NIFA1100061160 | Long             | EC               | CORP              | CN        |     28100 | NS      | $40342.15     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhuhai CosMX Battery Co Ltd    | Zhuhai CosMX Battery Co Ltd                                     | CUSIP: 000000000<br>LEI: 836800DPQ7MYBDLKDU17 | Long             | EC               | CORP              | CN        |      5515 | NS      | $17863.55     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhuhai CosMX Battery Co Ltd    | Zhuhai CosMX Battery Co Ltd                                     | CUSIP: 000000000<br>LEI: 836800DPQ7MYBDLKDU17 | Long             | EC               | CORP              | CN        |      8843 | NS      | $28643.22     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongfu Shenying Carbon Fiber  | Zhongfu Shenying Carbon Fiber Co Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       365 | NS      | $1282.94      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| HWHG                           | Humanwell Healthcare Group Co Ltd                               | CUSIP: 000000000<br>LEI: 300300CT1GETYDVFFG34 | Long             | EC               | CORP              | CN        |      7300 | NS      | $19959.12     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| NANJING KING-FRIEND BIOCHEMICA | Nanjing King-Friend Biochemical Pharmaceutical Co Ltd           | CUSIP: 000000000<br>LEI: 655600XP89T7FDWYHL68 | Long             | EC               | CORP              | CN        |      1305 | NS      | $1788.63      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Sanmei Chemical Indus | Zhejiang Sanmei Chemical Industry Co Ltd                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4060 | NS      | $29959.43     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Ming Yang Smart Energy Group L | Ming Yang Smart Energy Group Ltd                                | CUSIP: 000000000<br>LEI: 300300W76R6UJHEZL847 | Long             | EC               | CORP              | CN        |     33400 | NS      | $64108.12     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| AVICOPTER PLC                  | AVICOPTER PLC                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3000 | NS      | $15029.92     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| BGI Genomics Co Ltd            | BGI Genomics Co Ltd                                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1200 | NS      | $7918.08      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Sichuan Development Lomon Co L | Sichuan Development Lomon Co Ltd                                | CUSIP: 000000000<br>LEI: 300300C5A6GC9XXKWE22 | Long             | EC               | CORP              | CN        |     21600 | NS      | $36723.57     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| JLAD                           | Jilin Aodong Pharmaceutical Group Co Ltd                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3800 | NS      | $10266.06     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Sinopec Oilfield Service Corp  | Sinopec Oilfield Service Corp                                   | CUSIP: 000000000<br>LEI: 529900PN1CSRM4SXH490 | Long             | EC               | CORP              | CN        |     75900 | NS      | $24477.29     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Baiyun Airport                 | Guangzhou Baiyun International Airport Co Ltd                   | CUSIP: 000000000<br>LEI: 300300HCH80SKW83W383 | Long             | EC               | CORP              | CN        |      3000 | NS      | $4094.82      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| MGI Tech Co Ltd                | MGI Tech Co Ltd                                                 | CUSIP: 000000000<br>LEI: 300300BUXXDJ2MITLZ69 | Long             | EC               | CORP              | CN        |       514 | NS      | $4637.70      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| ENVICOOL                       | Shenzhen Envicool Technology Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     11200 | NS      | $113760.02    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Sinotruk Jinan Truck Co Ltd    | Sinotruk Jinan Truck Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     11700 | NS      | $27636.88     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| JUMPCAN PHARMACEUTICAL CO., LT | Hubei Jumpcan Pharmaceutical Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4100 | NS      | $15228.79     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Qi An Xin Technology Group Inc | Qi An Xin Technology Group Inc                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5876 | NS      | $31183.97     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| YHL                            | Beijing E-Hualu Information Technology Co Ltd                   | CUSIP: 000000000<br>LEI: 300300ZPI2AW55HP7I19 | Long             | EC               | CORP              | CN        |      7660 | NS      | $20835.06     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Belling Co Ltd        | Shanghai Belling Co Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     11200 | NS      | $51105.67     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Aisino Corp                    | Aisino Corp                                                     | CUSIP: 000000000<br>LEI: 300300NIFA1100045155 | Long             | EC               | CORP              | CN        |     21700 | NS      | $27654.85     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Yili Chuanning Biotechnology C | Yili Chuanning Biotechnology Co Ltd                             | CUSIP: 000000000<br>LEI: 65560014DI6P8LN65I53 | Long             | EC               | CORP              | CN        |     13200 | NS      | $19529.55     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Sunwoda Electronic Co Ltd      | Sunwoda Electronic Co Ltd                                       | CUSIP: 000000000<br>LEI: 836800CQGW5QDXND0Q43 | Long             | EC               | CORP              | CN        |     26100 | NS      | $108868.44    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Gambol Pet Group Co Ltd        | Gambol Pet Group Co Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1700 | NS      | $16538.56     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Changsha Co Ltd        | Bank of Changsha Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300C1086243000041 | Long             | EC               | CORP              | CN        |     36400 | NS      | $49632.39     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Xuji Electric Co Ltd           | Xuji Electric Co Ltd                                            | CUSIP: 000000000<br>LEI: 3003000OT9G77QBDC838 | Long             | EC               | CORP              | CN        |      3800 | NS      | $13786.62     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| STEC                           | Shanghai Tunnel Engineering Co Ltd                              | CUSIP: 000000000<br>LEI: 300300MM4YQNHL44T156 | Long             | EC               | CORP              | CN        |     10200 | NS      | $9118.09      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Zhonggu Logistics Co  | Shanghai Zhonggu Logistics Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     16200 | NS      | $23509.81     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Glarun Technology Co Ltd       | Glarun Technology Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     10000 | NS      | $37553.57     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Polaris Bay Group Co Ltd       | Polaris Bay Group Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300M4188ZJH3H5A81 | Long             | EC               | CORP              | CN        |     26800 | NS      | $26421.31     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| PHOENIX MEDIA                  | Jiangsu Phoenix Publishing & Media Corp Ltd                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1300 | NS      | $1836.94      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Qilu Bank Co Ltd               | Qilu Bank Co Ltd                                                | CUSIP: 000000000<br>LEI: 300300C1088137000022 | Long             | EC               | CORP              | CN        |     65800 | NS      | $55097.81     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| YQMY                           | Shan Xi Hua Yang Group New Energy Co Ltd                        | CUSIP: 000000000<br>LEI: 300300L5SFN6WQCTM144 | Long             | EC               | CORP              | CN        |     23550 | NS      | $25482.33     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen MTC Co Ltd            | Shenzhen MTC Co Ltd                                             | CUSIP: 000000000<br>LEI: 3003008ZONBTG6638Y63 | Long             | EC               | CORP              | CN        |      9200 | NS      | $8341.28      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Allist Pharmaceutical | Shanghai Allist Pharmaceuticals Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4386 | NS      | $60976.81     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| SCC                            | Sichuan New Energy Power Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300DO5BIWPN5EF055 | Long             | EC               | CORP              | CN        |     16600 | NS      | $29021.06     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| GHXW                           | Beijing Sinnet Technology Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9500 | NS      | $17159.37     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaxi Securities Co Ltd        | Huaxi Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300D66HSOBZQCV606 | Long             | EC               | CORP              | CN        |      7800 | NS      | $10668.61     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINASOFT                      | China National Software & Service Co Ltd                        | CUSIP: 000000000<br>LEI: 3003006LDUEHU3TGWS06 | Long             | EC               | CORP              | CN        |      3706 | NS      | $23709.30     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Copper Co Ltd           | Yunnan Copper Co Ltd                                            | CUSIP: 000000000<br>LEI: 300300BFPGI267QXCG14 | Long             | EC               | CORP              | CN        |     10800 | NS      | $25388.76     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Semir Garment Co Ltd  | Zhejiang Semir Garment Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3200 | NS      | $2747.42      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Yifeng Pharmacy Chain Co Ltd   | Yifeng Pharmacy Chain Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300CZZIF44N1EZO06 | Long             | EC               | CORP              | CN        |      7632 | NS      | $24418.43     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| PHOENIX MEDIA                  | Jiangsu Phoenix Publishing & Media Corp Ltd                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9700 | NS      | $13706.42     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| iRay Group                     | iRay Group                                                      | CUSIP: 000000000<br>LEI: 30030001U2KA1D3CS476 | Long             | EC               | CORP              | CN        |      1815 | NS      | $26652.89     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| HBC                            | Sichuan Hebang Biotechnology Co Ltd                             | CUSIP: 000000000<br>LEI: 30030072W72E4N589G74 | Long             | EC               | CORP              | CN        |     44220 | NS      | $13697.76     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIC Heavy Industries Co Ltd  | CITIC Heavy Industries Co Ltd                                   | CUSIP: 000000000<br>LEI: 300300TK4X6AKPJCG226 | Long             | EC               | CORP              | CN        |     33100 | NS      | $31368.19     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Erdos                          | Inner Mongolia ERDOS Resources Co Ltd                           | CUSIP: 000000000<br>LEI: 300300UPV0ZBASQKK574 | Long             | EC               | CORP              | CN        |     11300 | NS      | $17725.43     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Suzhou Novosense Microelectron | Suzhou Novosense Microelectronics Co Ltd                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1806 | NS      | $39211.45     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| JINJIANG SHARES                | Shanghai Jinjiang International Hotels Co Ltd                   | CUSIP: 000000000<br>LEI: 300300KOJEHP8FQX5092 | Long             | EC               | CORP              | CN        |      6800 | NS      | $24420.71     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Guiyang Co Ltd         | Bank of Guiyang Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1080552000050 | Long             | EC               | CORP              | CN        |     53500 | NS      | $45403.75     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Yanjing Brewery Co Ltd | Beijing Yanjing Brewery Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7200 | NS      | $12271.74     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| DBN                            | Beijing Dabeinong Technology Group Co Ltd                       | CUSIP: 000000000<br>LEI: 300300QCKQAYV9F44G81 | Long             | EC               | CORP              | CN        |     51262 | NS      | $29292.99     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| ROBOT                          | Siasun Robot & Automation Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7500 | NS      | $18129.68     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| ASR Microelectronics Co Ltd    | ASR Microelectronics Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       884 | NS      | $11464.65     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Yuntianhua Co Ltd       | Yunnan Yuntianhua Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       100 | NS      | $438.05       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Kingfa Sci & Tech Co Ltd       | Kingfa Sci & Tech Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300SN8W1XSX4OLL19 | Long             | EC               | CORP              | CN        |     14400 | NS      | $37008.73     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| HONGDA BLASTING                | Guangdong Hongda Holdings Group Co Ltd                          | CUSIP: 000000000<br>LEI: 300300P4C4XSS3DX5645 | Long             | EC               | CORP              | CN        |      6700 | NS      | $38760.10     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Guosheng Securities Inc        | Guosheng Securities Inc                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3172 | NS      | $8084.90      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Guoyuan Securities Co Ltd      | Guoyuan Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300E1007634000094 | Long             | EC               | CORP              | CN        |     22800 | NS      | $26476.75     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Qingdao Rural Commercial Bank  | Qingdao Rural Commercial Bank Corp                              | CUSIP: 000000000<br>LEI: 300300C1194637000087 | Long             | EC               | CORP              | CN        |     79300 | NS      | $35220.02     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| YKYL                           | Intco Medical Technology Co Ltd                                 | CUSIP: 000000000<br>LEI: 549300U6H4L6SSU31U28 | Long             | EC               | CORP              | CN        |      4080 | NS      | $24855.46     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Lao Feng Xiang Co Ltd          | Lao Feng Xiang Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2500 | NS      | $15824.13     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| NHWA                           | Jiangsu Nhwa Pharmaceutical Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8700 | NS      | $29988.97     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Piotech Inc                    | Piotech Inc                                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2764 | NS      | $118576.10    | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| ASR Microelectronics Co Ltd    | ASR Microelectronics Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3816 | NS      | $49489.96     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| JCHX Mining Management Co Ltd  | JCHX Mining Management Co Ltd                                   | CUSIP: 000000000<br>LEI: 300300I7N1GGC3X0M541 | Long             | EC               | CORP              | CN        |      7300 | NS      | $65256.93     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| JUMPCAN PHARMACEUTICAL CO., LT | Hubei Jumpcan Pharmaceutical Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2300 | NS      | $8542.98      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| QLS                            | CCCC Design & Consulting Group Co Ltd                           | CUSIP: 000000000<br>LEI: 3003009XTTP8QDFG7I04 | Long             | EC               | CORP              | CN        |     15700 | NS      | $16632.91     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanxi Meijin Energy Co Ltd    | Shanxi Meijin Energy Co Ltd                                     | CUSIP: 000000000<br>LEI: 83680052S2RHEGMUGF37 | Long             | EC               | CORP              | CN        |      7600 | NS      | $5471.65      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| GREATWALL COMPUTER             | China Greatwall Technology Group Co Ltd                         | CUSIP: 000000000<br>LEI: 300300F9K0AHRKFBOK05 | Long             | EC               | CORP              | CN        |     30000 | NS      | $63650.12     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Sinomine Resource Group Co Ltd | Sinomine Resource Group Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     13520 | NS      | $127839.43    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| YONGXING MATERIALS             | YongXing Special Materials Technology Co Ltd                    | CUSIP: 000000000<br>LEI: 300300ULJO6T9VWWOQ73 | Long             | EC               | CORP              | CN        |       900 | NS      | $6135.87      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Changjiang Securities Co Ltd   | Changjiang Securities Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300E1003242000047 | Long             | EC               | CORP              | CN        |     46298 | NS      | $51995.94     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| LJZ                            | Shanghai Lujiazui Finance & Trade Zone Development Co Ltd       | CUSIP: 000000000<br>LEI: 300300M6JC23UUM9IN72 | Long             | EC               | CORP              | CN        |     16400 | NS      | $18951.89     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Beiqi Foton Motor Co Ltd       | Beiqi Foton Motor Co Ltd                                        | CUSIP: 000000000<br>LEI: 3003001SZQ9DJEIWZK14 | Long             | EC               | CORP              | CN        |     13200 | NS      | $5171.78      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| SUN PAPER                      | Shandong Sun Paper Industry JSC Ltd                             | CUSIP: 000000000<br>LEI: 3003003IDX6WN6H5CH12 | Long             | EC               | CORP              | CN        |      6900 | NS      | $14600.49     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Yonghui Superstores Co Ltd     | Yonghui Superstores Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300KBS8U07A3B5A45 | Long             | EC               | CORP              | CN        |     77700 | NS      | $44620.43     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Sealand Securities Co Ltd      | Sealand Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300E1000345000084 | Long             | EC               | CORP              | CN        |     21290 | NS      | $12707.93     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| JIULI INC.                     | Zhejiang JIULI Hi-tech Metals Co Ltd                            | CUSIP: 000000000<br>LEI: 3003004BILR3TF71Z635 | Long             | EC               | CORP              | CN        |     13800 | NS      | $48505.64     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| CCTECH                         | Hangzhou Chang Chuan Technology Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8200 | NS      | $89435.78     | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| COFCO Capital Holdings Co Ltd  | COFCO Capital Holdings Co Ltd                                   | CUSIP: 000000000<br>LEI: 3003006ZCYWPMKZ4I010 | Long             | EC               | CORP              | CN        |     10200 | NS      | $16678.03     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| KANGTAI BIOLOGICAL             | Shenzhen Kangtai Biological Products Co Ltd                     | CUSIP: 000000000<br>LEI: 300300DTC3W6PCLFRJ05 | Long             | EC               | CORP              | CN        |     12560 | NS      | $28602.38     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Hongfa Technology Co Ltd       | Hongfa Technology Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     17830 | NS      | $73414.23     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Beiqi Foton Motor Co Ltd       | Beiqi Foton Motor Co Ltd                                        | CUSIP: 000000000<br>LEI: 3003001SZQ9DJEIWZK14 | Long             | EC               | CORP              | CN        |     72600 | NS      | $28444.82     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Seazen Holdings Co Ltd         | Seazen Holdings Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300TGAEBDZS3VS786 | Long             | EC               | CORP              | CN        |     17200 | NS      | $36273.78     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| JIANGNAN RED ARROW             | North Industries Group Red Arrow Co Ltd                         | CUSIP: 000000000<br>LEI: 3003004CY5NZRROH2J42 | Long             | EC               | CORP              | CN        |     13947 | NS      | $36574.40     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Stonehill Technology           | Shanghai Stonehill Technology Co Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     21733 | NS      | $21487.39     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Longsheng             | Zhejiang Longsheng Group Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300XYB5YIMVFQA157 | Long             | EC               | CORP              | CN        |     36900 | NS      | $54646.18     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| DMEGC                          | Hengdian Group DMEGC Magnetics Co Ltd                           | CUSIP: 000000000<br>LEI: 655600E3R8NAYSJHBN36 | Long             | EC               | CORP              | CN        |      6800 | NS      | $18745.95     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Meihua Holdings Group Co Ltd   | Meihua Holdings Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300T0DPJPWDP2WE30 | Long             | EC               | CORP              | CN        |      4900 | NS      | $7027.82      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CNS                            | China South Publishing & Media Group Co Ltd                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1700 | NS      | $2671.47      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Fudan Microelectronic | Shanghai Fudan Microelectronics Group Co Ltd                    | CUSIP: 000000000<br>LEI: 300300MN0B6IF027O317 | Long             | EC               | CORP              | CN        |      6262 | NS      | $51186.15     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Red Avenue New Materials Group | Red Avenue New Materials Group Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4400 | NS      | $24651.55     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| HAN'S LASER                    | Han's Laser Technology Industry Group Co Ltd                    | CUSIP: 000000000<br>LEI: 300300MZXZR87BGKOZ23 | Long             | EC               | CORP              | CN        |      3600 | NS      | $18723.32     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| SUN PAPER                      | Shandong Sun Paper Industry JSC Ltd                             | CUSIP: 000000000<br>LEI: 3003003IDX6WN6H5CH12 | Long             | EC               | CORP              | CN        |     25600 | NS      | $54169.93     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| CICT Mobile Communication Tech | CICT Mobile Communication Technology Co Ltd                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1854 | NS      | $1830.42      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Bohai Leasing Co Ltd           | Bohai Leasing Co Ltd                                            | CUSIP: 000000000<br>LEI: 300300EGZP889NPOT790 | Long             | EC               | CORP              | CN        |     80500 | NS      | $40535.23     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Keboda Technology Co Ltd       | Keboda Technology Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       300 | NS      | $3089.15      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Canmax Technologies Co Ltd     | Canmax Technologies Co Ltd                                      | CUSIP: 000000000<br>LEI: 8368000VRYF7HAR81G71 | Long             | EC               | CORP              | CN        |      8550 | NS      | $62813.76     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Jinan Shengquan Group Share Ho | Jinan Shengquan Group Share Holding Co Ltd                      | CUSIP: 000000000<br>LEI: 3003008PXT97PYN2I250 | Long             | EC               | CORP              | CN        |     13100 | NS      | $49009.89     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Chinalin Securities Co Ltd     | Chinalin Securities Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300E1010854000066 | Long             | EC               | CORP              | CN        |      6000 | NS      | $12602.72     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Accelink Technologies Co Ltd   | Accelink Technologies Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4422 | NS      | $37922.16     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuhan Guide Infrared Co Ltd    | Wuhan Guide Infrared Co Ltd                                     | CUSIP: 000000000<br>LEI: 3003008240B1DJP5FT46 | Long             | EC               | CORP              | CN        |      4700 | NS      | $8156.98      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Mining Co Ltd          | Western Mining Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300QBV4A9N1NDK519 | Long             | EC               | CORP              | CN        |     29900 | NS      | $97186.95     | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Dongxing Securities Co Ltd     | Dongxing Securities Co Ltd                                      | CUSIP: 000000000<br>LEI: 3003005E7NY9IQW9AF89 | Long             | EC               | CORP              | CN        |     12100 | NS      | $22471.75     | 0.10%             |  |  |  | No            |                  3 | On Loan: No      |
| China Meheco Group Co Ltd      | China Meheco Group Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300PBRRWGVD4VNQ86 | Long             | EC               | CORP              | CN        |      4781 | NS      | $7289.94      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| WSDL                           | China Southern Power Grid Energy Storage Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1500 | NS      | $2639.36      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| JASON FURNITURE HANGZHOU CO LT | Jason Furniture Hangzhou Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8400 | NS      | $37580.73     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| AVICOPTER PLC                  | AVICOPTER PLC                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8200 | NS      | $41081.77     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| SHRC                           | Shenghe Resources Holding Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     19300 | NS      | $56645.07     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| China Petroleum Engineering Co | China Petroleum Engineering Corp                                | CUSIP: 000000000<br>LEI: 300300U3F4XPURBR7A74 | Long             | EC               | CORP              | CN        |     34600 | NS      | $16492.74     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CFHI                           | China First Heavy Industries Co Ltd                             | CUSIP: 000000000<br>LEI: 300300XL9QDDBPWJKK85 | Long             | EC               | CORP              | CN        |     66200 | NS      | $28184.56     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| IRICO Display Devices Co Ltd   | IRICO Display Devices Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003005EGLX0QFEGD247 | Long             | EC               | CORP              | CN        |     28500 | NS      | $22453.64     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| GRG Banking Equipment Co Ltd   | GRG Banking Equipment Co Ltd                                    | CUSIP: 000000000<br>LEI: 836800SWXACTDG5DWE68 | Long             | EC               | CORP              | CN        |     16400 | NS      | $28601.82     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Everdisplay Optronics Shanghai | Everdisplay Optronics Shanghai Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    108253 | NS      | $42107.49     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Shaanxi Beiyuan Chemical Indus | Shaanxi Beiyuan Chemical Industry Group Co Ltd                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     28990 | NS      | $15950.88     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Qingdao Sentury Tire Co Ltd    | Qingdao Sentury Tire Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     13600 | NS      | $38453.73     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| CR Double-Crane                | China Resources Double Crane Pharmaceutical Co Ltd              | CUSIP: 000000000<br>LEI: 3003008IFGE1S66ZZA20 | Long             | EC               | CORP              | CN        |      4549 | NS      | $11974.27     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| HLA Group Corp Ltd             | HLA Group Corp Ltd                                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6700 | NS      | $5837.71      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| GPED-B                         | Guangdong Provincial Expressway Development Co Ltd              | CUSIP: 000000000<br>LEI: 300300LS51S7NDAV7J05 | Long             | EC               | CORP              | CN        |     10700 | NS      | $18206.91     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| ULTRAPOWER                     | Beijing Ultrapower Software Co Ltd                              | CUSIP: 000000000<br>LEI: 3003009GAHTJ9CTNFB80 | Long             | EC               | CORP              | CN        |     38200 | NS      | $61488.28     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| YANGJIE TECHNOLOGY             | Yangzhou Yangjie Electronic Technology Co Ltd                   | CUSIP: 000000000<br>LEI: 6556009FCJ7O8QPFTC19 | Long             | EC               | CORP              | CN        |      6800 | NS      | $62210.78     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| NMHD                           | Inner Mongolia MengDian HuaNeng Thermal Power Corp Ltd          | CUSIP: 000000000<br>LEI: 300300IBR8JN06GQOJ17 | Long             | EC               | CORP              | CN        |     24000 | NS      | $15411.82     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CNOOC Energy Technology & Serv | CNOOC Energy Technology & Services Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     23200 | NS      | $12272.88     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Jingneng Power Co Ltd  | Beijing Jingneng Power Co Ltd                                   | CUSIP: 000000000<br>LEI: 300300G8NFI7FUEJ1L26 | Long             | EC               | CORP              | CN        |     41700 | NS      | $26896.00     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Hunan Yuneng New Energy Batter | Hunan Yuneng New Energy Battery Material Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9000 | NS      | $97397.42     | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhuzhou Kibing Group Co Ltd    | Zhuzhou Kibing Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300RWM4DKUZFOIT68 | Long             | EC               | CORP              | CN        |      5500 | NS      | $4745.47      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| MGI Tech Co Ltd                | MGI Tech Co Ltd                                                 | CUSIP: 000000000<br>LEI: 300300BUXXDJ2MITLZ69 | Long             | EC               | CORP              | CN        |      3409 | NS      | $30758.58     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| OFFCN EDU                      | Offcn Education Technology Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     83600 | NS      | $31453.91     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| SICC Co Ltd                    | SICC Co Ltd                                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3390 | NS      | $42502.67     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Bestechnic Shanghai Co Ltd     | Bestechnic Shanghai Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2233 | NS      | $72161.35     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Bethel Automotive Safety Syste | Bethel Automotive Safety Systems Co Ltd                         | CUSIP: 000000000<br>LEI: 836800IIW68UMVMAXN36 | Long             | EC               | CORP              | CN        |      8180 | NS      | $52042.66     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Guoxin Corp Ltd        | Jiangsu Guoxin Corp Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4100 | NS      | $4506.00      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangdong Electric Power Devel | Guangdong Electric Power Development Co Ltd                     | CUSIP: 000000000<br>LEI: 300300DJ4CW8UFX74G44 | Long             | EC               | CORP              | CN        |      3400 | NS      | $2202.58      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| DTCI                           | Jinneng Holding Shanxi Coal Industry Co Ltd                     | CUSIP: 000000000<br>LEI: 300300PLI08AQT6KAQ96 | Long             | EC               | CORP              | CN        |     15900 | NS      | $31935.39     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| ZJHTC                          | Shanghai Zhangjiang High-Tech Park Development Co Ltd           | CUSIP: 000000000<br>LEI: 300300QF9LB9KZ188A33 | Long             | EC               | CORP              | CN        |     10400 | NS      | $60782.76     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Ecovacs Robotics Co Ltd        | Ecovacs Robotics Co Ltd                                         | CUSIP: 000000000<br>LEI: 836800LJ92X4OLLS2612 | Long             | EC               | CORP              | CN        |      4300 | NS      | $47793.32     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Henan Pinggao Electric Co Ltd  | Henan Pinggao Electric Co Ltd                                   | CUSIP: 000000000<br>LEI: 300300PSM0I8NOJ2Y515 | Long             | EC               | CORP              | CN        |     16900 | NS      | $40135.08     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Amlogic Shanghai Co Ltd        | Amlogic Shanghai Co Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6423 | NS      | $82246.45     | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Hebei Sinopack Electronic Tech | Hebei Sinopack Electronic Technology Co Ltd                     | CUSIP: 000000000<br>LEI: 6556002XR7PYUWW2SG08 | Long             | EC               | CORP              | CN        |       280 | NS      | $2088.74      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Youngor Fashion Co Ltd         | Youngor Fashion Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300PRWK21S8R8F317 | Long             | EC               | CORP              | CN        |     28700 | NS      | $31339.06     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| YYTM                           | Shanghai Yuyuan Tourist Mart Group Co Ltd                       | CUSIP: 000000000<br>LEI: 3003009LKEYMR1CGTI26 | Long             | EC               | CORP              | CN        |     30700 | NS      | $23275.01     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| RoboTechnik Intelligent Techno | RoboTechnik Intelligent Technology Co Ltd                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2200 | NS      | $64158.76     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Guiyang Co Ltd         | Bank of Guiyang Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1080552000050 | Long             | EC               | CORP              | CN        |      2900 | NS      | $2461.14      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Shaanxi Huaqin Technology Indu | Shaanxi Huaqin Technology Industry Co Ltd                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2182 | NS      | $19774.08     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINASOFT                      | China National Software & Service Co Ltd                        | CUSIP: 000000000<br>LEI: 3003006LDUEHU3TGWS06 | Long             | EC               | CORP              | CN        |      8332 | NS      | $53304.34     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Tin Co Ltd              | Yunnan Tin Co Ltd                                               | CUSIP: 000000000<br>LEI: 3003005QWPI5MVQF6K65 | Long             | EC               | CORP              | CN        |     11400 | NS      | $39811.88     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Luxi Chemical Group Co Ltd     | Luxi Chemical Group Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300UFIWMHUM74D963 | Long             | EC               | CORP              | CN        |     10200 | NS      | $21713.18     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Caitong Securities Co Ltd      | Caitong Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300E1006233000091 | Long             | EC               | CORP              | CN        |     45500 | NS      | $52515.59     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| CNOOC Energy Technology & Serv | CNOOC Energy Technology & Services Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     14100 | NS      | $7458.95      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| NMHD                           | Inner Mongolia MengDian HuaNeng Thermal Power Corp Ltd          | CUSIP: 000000000<br>LEI: 300300IBR8JN06GQOJ17 | Long             | EC               | CORP              | CN        |     38800 | NS      | $24915.77     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| SHIJI INFORMATION              | Beijing Shiji Information Technology Co Ltd                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2236 | NS      | $3826.87      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Amlogic Shanghai Co Ltd        | Amlogic Shanghai Co Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       134 | NS      | $1715.87      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BGI Genomics Co Ltd            | BGI Genomics Co Ltd                                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3700 | NS      | $24414.07     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| FangDa Carbon                  | Fangda Carbon New Material Co Ltd                               | CUSIP: 000000000<br>LEI: 300300O5JPB0SVAI9Q63 | Long             | EC               | CORP              | CN        |     51600 | NS      | $46710.70     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Securities Co Ltd      | Western Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300E1010661000039 | Long             | EC               | CORP              | CN        |     13200 | NS      | $14973.90     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianma Microelectronics Co Ltd | Tianma Microelectronics Co Ltd                                  | CUSIP: 000000000<br>LEI: 300300KWFVVYL0LL8S83 | Long             | EC               | CORP              | CN        |     17100 | NS      | $21865.09     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| APT Medical Inc                | APT Medical Inc                                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1559 | NS      | $51624.14     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| WANGSU                         | Wangsu Science & Technology Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     37900 | NS      | $55751.85     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Securities Co Ltd      | Western Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300E1010661000039 | Long             | EC               | CORP              | CN        |     40400 | NS      | $45829.22     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Yuntianhua Co Ltd       | Yunnan Yuntianhua Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     23600 | NS      | $103380.81    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Yangnong Chemical              | Jiangsu Yangnong Chemical Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3190 | NS      | $28196.03     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Ch Zn&Ge                       | Yunnan Chihong Zinc&Germanium Co Ltd                            | CUSIP: 000000000<br>LEI: 3003001EM2VD5NJ1WN41 | Long             | EC               | CORP              | CN        |     12700 | NS      | $11388.85     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Bochu                          | Shanghai BOCHU Electronic Technology Corp Ltd                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       588 | NS      | $11017.46     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| HUIDING TECHNOLOGY             | Shenzhen Goodix Technology Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       400 | NS      | $4506.99      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Juneyao Airlines Co Ltd        | Juneyao Airlines Co Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6400 | NS      | $11569.05     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuhan Guide Infrared Co Ltd    | Wuhan Guide Infrared Co Ltd                                     | CUSIP: 000000000<br>LEI: 3003008240B1DJP5FT46 | Long             | EC               | CORP              | CN        |     30600 | NS      | $53107.12     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Bochu                          | Shanghai BOCHU Electronic Technology Corp Ltd                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1658 | NS      | $31066.25     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| HAISCO PHARMA                  | Haisco Pharmaceutical Group Co Ltd                              | CUSIP: 000000000<br>LEI: 300300GRLH34A8GPJ639 | Long             | EC               | CORP              | CN        |      5300 | NS      | $44844.48     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| DBN                            | Beijing Dabeinong Technology Group Co Ltd                       | CUSIP: 000000000<br>LEI: 300300QCKQAYV9F44G81 | Long             | EC               | CORP              | CN        |     12700 | NS      | $7257.25      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| SUNNER                         | Fujian Sunner Development Co Ltd                                | CUSIP: 000000000<br>LEI: 300300O2MSF659DM5M44 | Long             | EC               | CORP              | CN        |      2700 | NS      | $6171.52      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CWTC Co.,Ltd.                  | China World Trade Center Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3700 | NS      | $10493.08     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| HWHG                           | Humanwell Healthcare Group Co Ltd                               | CUSIP: 000000000<br>LEI: 300300CT1GETYDVFFG34 | Long             | EC               | CORP              | CN        |     13300 | NS      | $36363.88     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Sanmei Chemical Indus | Zhejiang Sanmei Chemical Industry Co Ltd                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       600 | NS      | $4427.50      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| XREC                           | Chengdu Xingrong Environment Co Ltd                             | CUSIP: 000000000<br>LEI: 300300XM3A0CVZ914Y75 | Long             | EC               | CORP              | CN        |     30600 | NS      | $30081.05     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| DMEGC                          | Hengdian Group DMEGC Magnetics Co Ltd                           | CUSIP: 000000000<br>LEI: 655600E3R8NAYSJHBN36 | Long             | EC               | CORP              | CN        |     10500 | NS      | $28945.95     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| CNS                            | China South Publishing & Media Group Co Ltd                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     10700 | NS      | $16814.52     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Yanjing Brewery Co Ltd | Beijing Yanjing Brewery Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     18800 | NS      | $32042.89     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Qilu Bank Co Ltd               | Qilu Bank Co Ltd                                                | CUSIP: 000000000<br>LEI: 300300C1088137000022 | Long             | EC               | CORP              | CN        |     15700 | NS      | $13146.44     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| HAN'S LASER                    | Han's Laser Technology Industry Group Co Ltd                    | CUSIP: 000000000<br>LEI: 300300MZXZR87BGKOZ23 | Long             | EC               | CORP              | CN        |     12600 | NS      | $65531.62     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Gas Corp Ltd          | Shenzhen Gas Corp Ltd                                           | CUSIP: 000000000<br>LEI: 300300FUFI5P7GG85C19 | Long             | EC               | CORP              | CN        |      5100 | NS      | $4746.60      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianshan Aluminum Group Co Ltd | Tianshan Aluminum Group Co Ltd                                  | CUSIP: 000000000<br>LEI: 300300VE52AL1GWYFN04 | Long             | EC               | CORP              | CN        |      8500 | NS      | $15353.12     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| NEWLAND                        | Newland Digital Technology Co Ltd                               | CUSIP: 000000000<br>LEI: 300300ZUFD0Z67DVAK44 | Long             | EC               | CORP              | CN        |      5500 | NS      | $20102.12     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| SHIJI INFORMATION              | Beijing Shiji Information Technology Co Ltd                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     16373 | NS      | $28022.08     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| CECEP Wind-Power Corp          | CECEP Wind-Power Corp                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     73110 | NS      | $30816.25     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| SINOPHARM CNMC                 | China National Medicines Corp Ltd                               | CUSIP: 000000000<br>LEI: 300300OVHIHIM0CJI911 | Long             | EC               | CORP              | CN        |      1733 | NS      | $7084.07      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Sany Renewable Energy Co Ltd   | Sany Renewable Energy Co Ltd                                    | CUSIP: 000000000<br>LEI: 836800NSWAMCSCB1IZ03 | Long             | EC               | CORP              | CN        |       629 | NS      | $2405.71      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Huagong Tech Co Ltd            | Huagong Tech Co Ltd                                             | CUSIP: 000000000<br>LEI: 300300PJC3VZEBWN8591 | Long             | EC               | CORP              | CN        |     16159 | NS      | $166460.62    | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Suzhou Centec Communications C | Suzhou Centec Communications Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2400 | NS      | $45318.89     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Liaoning Cheng Da Co Ltd       | Liaoning Cheng Da Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300ZCCWKNUJRL8D79 | Long             | EC               | CORP              | CN        |      7400 | NS      | $12309.08     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Sany Renewable Energy Co Ltd   | Sany Renewable Energy Co Ltd                                    | CUSIP: 000000000<br>LEI: 836800NSWAMCSCB1IZ03 | Long             | EC               | CORP              | CN        |      4677 | NS      | $17887.96     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| FEILIHUA                       | Hubei Feilihua Quartz Glass Co Ltd                              | CUSIP: 000000000<br>LEI: 300300D7Q9Z0S7B25G79 | Long             | EC               | CORP              | CN        |      6400 | NS      | $70907.93     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| SHENZHEN KINWONG ELECTRONIC CO | Shenzhen Kinwong Electronic Co Ltd                              | CUSIP: 000000000<br>LEI: 836800OETKP19M29TI35 | Long             | EC               | CORP              | CN        |      6480 | NS      | $59970.64     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Kingnet Network Co Ltd         | Kingnet Network Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5400 | NS      | $17048.05     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Xukuang Energy Co Ltd  | Jiangsu Xukuang Energy Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     19100 | NS      | $12832.57     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Dong-E-E-Jiao Co Ltd           | Dong-E-E-Jiao Co Ltd                                            | CUSIP: 000000000<br>LEI: 655600E60FK5WI9EWB37 | Long             | EC               | CORP              | CN        |      1900 | NS      | $12703.57     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| United Nova Technology Co Ltd  | United Nova Technology Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     95323 | NS      | $89931.17     | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Enlight Media Co Ltd   | Beijing Enlight Media Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003001OIMLU5YWOKG42 | Long             | EC               | CORP              | CN        |     25400 | NS      | $58956.14     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| LJZ                            | Shanghai Lujiazui Finance & Trade Zone Development Co Ltd       | CUSIP: 000000000<br>LEI: 300300M6JC23UUM9IN72 | Long             | EC               | CORP              | CN        |      4400 | NS      | $5084.65      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| FUJIAN KUNCAI MATERIAL TECHNOL | Fujian Kuncai Material Technology Co Ltd                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       840 | NS      | $2119.63      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Hangzhou EZVIZ Network Co Ltd  | Hangzhou EZVIZ Network Co Ltd                                   | CUSIP: 000000000<br>LEI: 836800F1C5A55S5F7Q24 | Long             | EC               | CORP              | CN        |      3413 | NS      | $14144.60     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| pingmei coal                   | Pingdingshan Tianan Coal Mining Co Ltd                          | CUSIP: 000000000<br>LEI: 3003003BTKNO2P0KDH38 | Long             | EC               | CORP              | CN        |     29300 | NS      | $32367.22     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| SINOMATECH                     | Sinoma Science & Technology Co Ltd                              | CUSIP: 000000000<br>LEI: 300300XZFDR8F1T64T13 | Long             | EC               | CORP              | CN        |     13500 | NS      | $62058.87     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| JIANGSU XINQUAN AUTOMOTIVE TRI | Jiangsu Xinquan Automotive Trim Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6900 | NS      | $64579.84     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Geovis Technology Co Ltd       | Geovis Technology Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7770 | NS      | $47686.71     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Southwest Securities Co Ltd    | Southwest Securities Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300E1009950000030 | Long             | EC               | CORP              | CN        |     22300 | NS      | $13973.18     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| JLAD                           | Jilin Aodong Pharmaceutical Group Co Ltd                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     15300 | NS      | $41334.39     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Levima Advanced Materials Corp | Levima Advanced Materials Corp                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7300 | NS      | $19979.77     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| China Film Group Co Ltd        | China Film Group Co Ltd                                         | CUSIP: 000000000<br>LEI: 3003009UJKOPLIVUPE53 | Long             | EC               | CORP              | CN        |      8800 | NS      | $21521.10     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Yoke Technology Co Ltd | Jiangsu Yoke Technology Co Ltd                                  | CUSIP: 000000000<br>LEI: 6556004F7UD5F2TVRT68 | Long             | EC               | CORP              | CN        |      1200 | NS      | $11782.91     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| GREATWALL COMPUTER             | China Greatwall Technology Group Co Ltd                         | CUSIP: 000000000<br>LEI: 300300F9K0AHRKFBOK05 | Long             | EC               | CORP              | CN        |      8000 | NS      | $16973.37     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| China Southern Power Grid Tech | China Southern Power Grid Technology Co Ltd                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       367 | NS      | $2303.78      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Energy Group Co Ltd   | Shenzhen Energy Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300CCBNLFTQ4T2443 | Long             | EC               | CORP              | CN        |      9560 | NS      | $9005.73      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| CR Double-Crane                | China Resources Double Crane Pharmaceutical Co Ltd              | CUSIP: 000000000<br>LEI: 3003008IFGE1S66ZZA20 | Long             | EC               | CORP              | CN        |      4200 | NS      | $11055.60     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Sinopec Oilfield Service Corp  | Sinopec Oilfield Service Corp                                   | CUSIP: 000000000<br>LEI: 529900PN1CSRM4SXH490 | Long             | EC               | CORP              | CN        |     14700 | NS      | $4740.66      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Longsheng             | Zhejiang Longsheng Group Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300XYB5YIMVFQA157 | Long             | EC               | CORP              | CN        |      9400 | NS      | $13920.71     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| SONGCHENG                      | Songcheng Performance Development Co Ltd                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     23900 | NS      | $26706.18     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Apeloa Pharmaceutical Co Ltd   | Apeloa Pharmaceutical Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7800 | NS      | $17652.30     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| AHZHONGDING                    | Anhui Zhongding Sealing Parts Co Ltd                            | CUSIP: 000000000<br>LEI: 8368004OP8Y2TOEZ4J48 | Long             | EC               | CORP              | CN        |      4600 | NS      | $13552.95     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| YXCHC                          | Guangzhou Yuexiu Capital Holdings Group Co Ltd                  | CUSIP: 000000000<br>LEI: 30030007BQQDXTYNQY69 | Long             | EC               | CORP              | CN        |     19115 | NS      | $19547.86     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Xiamen C & D Inc               | Xiamen C & D Inc                                                | CUSIP: 000000000<br>LEI: 300300NQXZDZZ0OSCN43 | Long             | EC               | CORP              | CN        |      7400 | NS      | $10414.57     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Shandong Linglong Tyre Co Ltd  | Shandong Linglong Tyre Co Ltd                                   | CUSIP: 000000000<br>LEI: 3003003R54QIO1CPVS32 | Long             | EC               | CORP              | CN        |      9991 | NS      | $20914.98     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Willfar Information Technology | Willfar Information Technology Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3172 | NS      | $15721.14     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIC Heavy Industries Co Ltd  | CITIC Heavy Industries Co Ltd                                   | CUSIP: 000000000<br>LEI: 300300TK4X6AKPJCG226 | Long             | EC               | CORP              | CN        |      6400 | NS      | $6065.15      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| PGVT                           | Pangang Group Vanadium Titanium & Resources Co Ltd              | CUSIP: 000000000<br>LEI: 300300ONZYFDMNITT218 | Long             | EC               | CORP              | CN        |     17900 | NS      | $7747.49      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| BEIJING CAPITAL                | Beijing Capital Eco-Environment Protection Group Co Ltd         | CUSIP: 000000000<br>LEI: 30030025XAP88XOR8484 | Long             | EC               | CORP              | CN        |     32640 | NS      | $13942.60     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| HUALAN BIO.                    | Hualan Biological Engineering Inc                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     20600 | NS      | $45367.26     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Yifeng Pharmacy Chain Co Ltd   | Yifeng Pharmacy Chain Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300CZZIF44N1EZO06 | Long             | EC               | CORP              | CN        |      1944 | NS      | $6219.79      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| PEARL RIVER                    | Guangzhou Zhujiang Brewery Co Ltd                               | CUSIP: 000000000<br>LEI: 300300V78DQ39GG0JH81 | Long             | EC               | CORP              | CN        |      7800 | NS      | $10337.63     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Skyverse Technology Co Ltd     | Skyverse Technology Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4336 | NS      | $74491.94     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Hubei Energy Group Co Ltd      | Hubei Energy Group Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300X7OMGIUK3FRJ72 | Long             | EC               | CORP              | CN        |     14200 | NS      | $9279.34      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| JCDZ                           | Wuhan Jingce Electronic Group Co Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3900 | NS      | $36976.05     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai M&G Stationery Inc    | Shanghai M&G Stationery Inc                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7800 | NS      | $30538.48     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Sunwoda Electronic Co Ltd      | Sunwoda Electronic Co Ltd                                       | CUSIP: 000000000<br>LEI: 836800CQGW5QDXND0Q43 | Long             | EC               | CORP              | CN        |      3700 | NS      | $15433.46     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Chongqing Water Group Co Ltd   | Chongqing Water Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300IP0N8GB6G7OY88 | Long             | EC               | CORP              | CN        |     14000 | NS      | $9307.06      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| SHANGHAI PECHEM                | Sinopec Shanghai Petrochemical Co Ltd                           | CUSIP: 000000000<br>LEI: 5299008RZ0G8ACZ8ZU65 | Long             | EC               | CORP              | CN        |     47500 | NS      | $18274.66     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuchan Zhongda Group Co Ltd    | Wuchan Zhongda Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300PA9D9DEGG5M059 | Long             | EC               | CORP              | CN        |      6200 | NS      | $4726.80      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| YKYL                           | Intco Medical Technology Co Ltd                                 | CUSIP: 000000000<br>LEI: 549300U6H4L6SSU31U28 | Long             | EC               | CORP              | CN        |      4640 | NS      | $28266.99     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Hexing Electrical Co Ltd       | Hexing Electrical Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3900 | NS      | $18601.11     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| ZCZL                           | ZCZL Industrial Technology Group Co Ltd                         | CUSIP: 000000000<br>LEI: 300300PYAQHLZLU5N973 | Long             | EC               | CORP              | CN        |     12600 | NS      | $40562.95     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| CAPCHEM                        | Shenzhen Capchem Technology Co Ltd                              | CUSIP: 000000000<br>LEI: 83680035MFDI4S2P0866 | Long             | EC               | CORP              | CN        |      1840 | NS      | $13679.18     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| CREC                           | China Railway Hi-tech Industry Co Ltd                           | CUSIP: 000000000<br>LEI: 3003002UYDC04RSF5385 | Long             | EC               | CORP              | CN        |      3900 | NS      | $4446.17      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| LIVZON GROUP                   | Livzon Pharmaceutical Group Inc                                 | CUSIP: 000000000<br>LEI: 529900Y4GWTVVTORJ443 | Long             | EC               | CORP              | CN        |      2934 | NS      | $14753.21     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Nexchip Semiconductor Corp     | Nexchip Semiconductor Corp                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     16059 | NS      | $72232.45     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Winner Medical Co Ltd          | Winner Medical Co Ltd                                           | CUSIP: 000000000<br>LEI: 3003001HWYP0KVG4J717 | Long             | EC               | CORP              | CN        |       620 | NS      | $3456.97      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhuhai Huafa Properties Co Ltd | Zhuhai Huafa Properties Co Ltd                                  | CUSIP: 000000000<br>LEI: 3003007FIHALN5DCJS12 | Long             | EC               | CORP              | CN        |     12540 | NS      | $8105.89      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Hoymiles Power Electronics Inc | Hoymiles Power Electronics Inc                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       468 | NS      | $6538.19      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| FENGHUA                        | Guangdong Fenghua Advanced Technology Holding Co Ltd            | CUSIP: 000000000<br>LEI: 300300Y5HPGKODY5W067 | Long             | EC               | CORP              | CN        |      1700 | NS      | $3953.10      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Oriental Pearl Group Co Ltd    | Oriental Pearl Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300SLCK1GUH5KK558 | Long             | EC               | CORP              | CN        |     22500 | NS      | $30933.96     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| BUCHANG PHARMA                 | Shandong Buchang Pharmaceuticals Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3200 | NS      | $7681.01      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| HAINAN RUBBER GROUP            | China Hainan Rubber Industry Group Co Ltd                       | CUSIP: 000000000<br>LEI: 3003002X3R3WQFCSJM82 | Long             | EC               | CORP              | CN        |      5700 | NS      | $4909.97      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Yandong Microelectroni | Beijing Yandong Microelectronic Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5299 | NS      | $18722.90     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangshen Railway Co Ltd       | Guangshen Railway Co Ltd                                        | CUSIP: 000000000<br>LEI: 529900YIR2NSEPF1UU41 | Long             | EC               | CORP              | CN        |     67300 | NS      | $28938.46     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Energy Group Co Ltd   | Shenzhen Energy Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300CCBNLFTQ4T2443 | Long             | EC               | CORP              | CN        |     16400 | NS      | $15449.16     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Baimtec Material Co Ltd        | Baimtec Material Co Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4623 | NS      | $35591.72     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| XQYY                           | Shenyang Xingqi Pharmaceutical Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3000 | NS      | $30505.38     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Shandong Linglong Tyre Co Ltd  | Shandong Linglong Tyre Co Ltd                                   | CUSIP: 000000000<br>LEI: 3003003R54QIO1CPVS32 | Long             | EC               | CORP              | CN        |      3100 | NS      | $6489.48      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Anjoy Foods Group Co Ltd       | Anjoy Foods Group Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3700 | NS      | $42626.49     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| HAISCO PHARMA                  | Haisco Pharmaceutical Group Co Ltd                              | CUSIP: 000000000<br>LEI: 300300GRLH34A8GPJ639 | Long             | EC               | CORP              | CN        |      1000 | NS      | $8461.22      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| JonJee Hi-tech                 | Jonjee Hi-Tech Industrial And Commercial Holding Co Ltd         | CUSIP: 000000000<br>LEI: 3003004VPK0KK2I9LF35 | Long             | EC               | CORP              | CN        |     12600 | NS      | $31455.89     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| BOC International China Co Ltd | BOC International China Co Ltd                                  | CUSIP: 000000000<br>LEI: 3003007E9G154XL2PS13 | Long             | EC               | CORP              | CN        |      8000 | NS      | $14619.73     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| J-Yuan Trust Co Ltd            | J-Yuan Trust Co Ltd                                             | CUSIP: 000000000<br>LEI: 300300D1005631000064 | Long             | EC               | CORP              | CN        |     81000 | NS      | $33225.36     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Ruijie Networks Co Ltd         | Ruijie Networks Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2620 | NS      | $27441.83     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Xingfa group                   | Hubei Xingfa Chemicals Group Co Ltd                             | CUSIP: 000000000<br>LEI: 300300VDBHR35WWCOK67 | Long             | EC               | CORP              | CN        |      3800 | NS      | $17468.42     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| ROBOT                          | Siasun Robot & Automation Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     17600 | NS      | $42544.31     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Winner Medical Co Ltd          | Winner Medical Co Ltd                                           | CUSIP: 000000000<br>LEI: 3003001HWYP0KVG4J717 | Long             | EC               | CORP              | CN        |      4120 | NS      | $22972.09     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| China Railway Special Cargo Lo | China Railway Special Cargo Logistics Co Ltd                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     21300 | NS      | $12292.11     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| People.cn Co Ltd               | People.cn Co Ltd                                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     10200 | NS      | $30254.18     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| QuantumCTek Co Ltd             | QuantumCTek Co Ltd                                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1217 | NS      | $78818.65     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Raytron Technology Co Ltd      | Raytron Technology Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6020 | NS      | $64798.94     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| GHXW                           | Beijing Sinnet Technology Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     18600 | NS      | $33596.23     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Asia - Potash International In | Asia - Potash International Investment Guangzhou Co Ltd         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2300 | NS      | $14363.00     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Sinolink Securities Co Ltd     | Sinolink Securities Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300XTI3CMWAP25D43 | Long             | EC               | CORP              | CN        |     29100 | NS      | $37661.78     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Sangfor Technologies Inc       | Sangfor Technologies Inc                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4700 | NS      | $76490.76     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| BLUEFOCUS                      | Bluefocus Intelligent Communications Group Co Ltd               | CUSIP: 000000000<br>LEI: 300300S2I2XIZT3E2Y55 | Long             | EC               | CORP              | CN        |     61580 | NS      | $93460.08     | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| DASHENLIN PHARMACEUTICAL GROUP | DaShenLin Pharmaceutical Group Co Ltd                           | CUSIP: 000000000<br>LEI: 300300TO4U1GUOTTHK82 | Long             | EC               | CORP              | CN        |      6416 | NS      | $16035.69     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| YUYUE MEDICAL                  | Jiangsu Yuyue Medical Equipment & Supply Co Ltd                 | CUSIP: 000000000<br>LEI: 8368009VDA1C3G87FP95 | Long             | EC               | CORP              | CN        |      3800 | NS      | $19188.39     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| SooChow Securities Co Ltd      | SooChow Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300E1008532000098 | Long             | EC               | CORP              | CN        |     52245 | NS      | $65990.73     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaxi Securities Co Ltd        | Huaxi Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300D66HSOBZQCV606 | Long             | EC               | CORP              | CN        |     17300 | NS      | $23662.43     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| BeOne Medicines Ltd            | BeOne Medicines Ltd                                             | CUSIP: 000000000<br>LEI: 549300JFUK6FRD5MH739 | Long             | EC               | CORP              | US        |      2174 | NS      | $89082.99     | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Skshu Paint Co Ltd             | Skshu Paint Co Ltd                                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5832 | NS      | $36460.83     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningbo Shanshan Co Ltd         | Ningbo Shanshan Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300MXM0RPCBS6WT25 | Long             | EC               | CORP              | CN        |     27400 | NS      | $49878.78     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Junshi Biosciences Co | Shanghai Junshi Biosciences Co Ltd                              | CUSIP: 000000000<br>LEI: 300300L36FLCKN0WXW06 | Long             | EC               | CORP              | CN        |      9091 | NS      | $47705.92     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Hangcha Group Co Ltd           | Hangcha Group Co Ltd                                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     10900 | NS      | $38944.54     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangzhou Port Co Ltd          | Guangzhou Port Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300XMSGI4JYG7OI67 | Long             | EC               | CORP              | CN        |     29000 | NS      | $13495.24     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| HUIDING TECHNOLOGY             | Shenzhen Goodix Technology Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5400 | NS      | $60844.42     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Sinotrans Ltd                  | Sinotrans Ltd                                                   | CUSIP: 000000000<br>LEI: 5299005U1RZLKVFWR249 | Long             | EC               | CORP              | CN        |     23500 | NS      | $20774.69     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| AIMA Technology Group Co Ltd   | AIMA Technology Group Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3708 | NS      | $16159.14     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| SUNWAY COMM                    | Shenzhen Sunway Communication Co Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     14900 | NS      | $66471.38     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Jointown                       | Jointown Pharmaceutical Group Co Ltd                            | CUSIP: 000000000<br>LEI: 300300875YINDA6F8T86 | Long             | EC               | CORP              | CN        |     24017 | NS      | $16645.68     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Sharetronic Data Technology Co | Sharetronic Data Technology Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4400 | NS      | $87322.88     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| By-health Co Ltd               | By-health Co Ltd                                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     12600 | NS      | $21725.06     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| PACIFIC SECURITIES             | Pacific Securities Co Ltd/The/China                             | CUSIP: 000000000<br>LEI: 3003000RM76TNJFFR402 | Long             | EC               | CORP              | CN        |    134700 | NS      | $78687.25     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Juneyao Airlines Co Ltd        | Juneyao Airlines Co Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8340 | NS      | $15075.91     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Southwest Securities Co Ltd    | Southwest Securities Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300E1009950000030 | Long             | EC               | CORP              | CN        |     48600 | NS      | $30452.76     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| LIUGONG                        | Guangxi Liugong Machinery Co Ltd                                | CUSIP: 000000000<br>LEI: 8368002I2G890E1Y2387 | Long             | EC               | CORP              | CN        |     31700 | NS      | $53581.38     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| SLBIO                          | Pacific Shuanglin Bio-pharmacy Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9210 | NS      | $19553.61     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaxin Cement Co Ltd           | Huaxin Cement Co Ltd                                            | CUSIP: 000000000<br>LEI: 300300SD5S95ZOS05G37 | Long             | EC               | CORP              | CN        |      2400 | NS      | $7610.86      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Tasly                          | Tasly Pharmaceutical Group Co Ltd                               | CUSIP: 000000000<br>LEI: 300300JB9F71F58FIC88 | Long             | EC               | CORP              | CN        |      2200 | NS      | $4770.36      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Guosheng Securities Inc        | Guosheng Securities Inc                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7915 | NS      | $20174.02     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| SONGCHENG                      | Songcheng Performance Development Co Ltd                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8900 | NS      | $9944.98      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Xi'an Co Ltd           | Bank of Xi'an Co Ltd                                            | CUSIP: 000000000<br>LEI: 300300C1091161000048 | Long             | EC               | CORP              | CN        |     12800 | NS      | $6934.19      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| EASPRING                       | Beijing Easpring Material Technology Co Ltd                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5800 | NS      | $48714.13     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Sealand Securities Co Ltd      | Sealand Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300E1000345000084 | Long             | EC               | CORP              | CN        |     67980 | NS      | $40577.04     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| YQMY                           | Shan Xi Hua Yang Group New Energy Co Ltd                        | CUSIP: 000000000<br>LEI: 300300L5SFN6WQCTM144 | Long             | EC               | CORP              | CN        |      2955 | NS      | $3197.46      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Yongan Futures Co Ltd          | Yongan Futures Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300E3012933000093 | Long             | EC               | CORP              | CN        |      5800 | NS      | $11764.24     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Perfect World Co Ltd/China     | Perfect World Co Ltd/China                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     19600 | NS      | $39283.72     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| CHIFENG GOLD                   | Chifeng Jilong Gold Mining Co Ltd                               | CUSIP: 000000000<br>LEI: 300300PUFBCIZ7STN538 | Long             | EC               | CORP              | CN        |     20500 | NS      | $92787.73     | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Jointown                       | Jointown Pharmaceutical Group Co Ltd                            | CUSIP: 000000000<br>LEI: 300300875YINDA6F8T86 | Long             | EC               | CORP              | CN        |     14531 | NS      | $10071.13     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| MEINIAN ONEHEALTH              | Meinian Onehealth Healthcare Holdings Co Ltd                    | CUSIP: 000000000<br>LEI: 300300EYIBAM5S5ILV56 | Long             | EC               | CORP              | CN        |      7700 | NS      | $5826.82      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CHANGHONG                      | Sichuan Changhong Electric Co Ltd                               | CUSIP: 000000000<br>LEI: 300300WM1QVA4ET9HJ12 | Long             | EC               | CORP              | CN        |     15300 | NS      | $20472.43     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| MEGMEET                        | Shenzhen Megmeet Electrical Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8600 | NS      | $86804.06     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| HCDH                           | Shanghai Huace Navigation Technology Ltd                        | CUSIP: 000000000<br>LEI: 836800GUQS7ZODYNC204 | Long             | EC               | CORP              | CN        |     11020 | NS      | $48195.65     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| HXDQ                           | Hisense Visual Technology Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     12900 | NS      | $47276.34     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| HAIGE COMMUNICATIONS           | Guangzhou Haige Communications Group Inc Co                     | CUSIP: 000000000<br>LEI: 300300DDUUICKXUNQI85 | Long             | EC               | CORP              | CN        |     14500 | NS      | $24631.89     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Xiangcai Co Ltd                | Xiangcai Co Ltd                                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7100 | NS      | $11317.98     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Longcheer Technology  | Shanghai Longcheer Technology Co Ltd                            | CUSIP: 000000000<br>LEI: 836800KCAWTWXEY76Y60 | Long             | EC               | CORP              | CN        |      1700 | NS      | $9726.45      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaxin Cement Co Ltd           | Huaxin Cement Co Ltd                                            | CUSIP: 000000000<br>LEI: 300300SD5S95ZOS05G37 | Long             | EC               | CORP              | CN        |     10272 | NS      | $32574.47     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| CECEP Solar Energy Co Ltd      | CECEP Solar Energy Co Ltd                                       | CUSIP: 000000000<br>LEI: 30030055WYGVLDBFGM73 | Long             | EC               | CORP              | CN        |     42500 | NS      | $27051.30     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Andon Health Co Ltd            | Andon Health Co Ltd                                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1600 | NS      | $9373.82      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Canmax Technologies Co Ltd     | Canmax Technologies Co Ltd                                      | CUSIP: 000000000<br>LEI: 8368000VRYF7HAR81G71 | Long             | EC               | CORP              | CN        |      3290 | NS      | $24170.44     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Hunan Valin Steel Co Ltd       | Hunan Valin Steel Co Ltd                                        | CUSIP: 000000000<br>LEI: 3003007J7HWD6GTNJ656 | Long             | EC               | CORP              | CN        |     61460 | NS      | $48421.08     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Walvax Biotechnology Co Ltd    | Walvax Biotechnology Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300H82R2DIQXA8N24 | Long             | EC               | CORP              | CN        |     30600 | NS      | $52631.01     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Vanchip Tianjin Technology Co  | Vanchip Tianjin Technology Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1229 | NS      | $6395.41      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| DBG Technology Co Ltd          | DBG Technology Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7200 | NS      | $25928.51     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Tongkun Group Co Ltd           | Tongkun Group Co Ltd                                            | CUSIP: 000000000<br>LEI: 300300AK2H2EJWS24N19 | Long             | EC               | CORP              | CN        |     30600 | NS      | $66567.84     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Provincial New Energy | Zhejiang Provincial New Energy Investment Group Co Ltd          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9300 | NS      | $9734.23      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| China Southern Power Grid Tech | China Southern Power Grid Technology Co Ltd                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3352 | NS      | $21041.56     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| HIMILE                         | Shandong Himile Mechanical Science & Technology Co Ltd          | CUSIP: 000000000<br>LEI: 655600LE14YR05ZRKX68 | Long             | EC               | CORP              | CN        |      3300 | NS      | $32136.95     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Jinduicheng Molybdenum Co Ltd  | Jinduicheng Molybdenum Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     11200 | NS      | $22051.80     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| ZCZL INDUSTRIAL TECHNOLOGY G   | ZCZL INDUSTRIAL TECHNOLOGY G                                    | CUSIP: 000000000<br>LEI: 300300PYAQHLZLU5N973 | Long             | EC               | CORP              | CN        |      9000 | NS      | $28973.54     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| SHANGHAI MOONS' ELECTRICS CO L | Shanghai Moons' Electric Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3600 | NS      | $33754.93     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| SUNLORD                        | Shenzhen Sunlord Electronics Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     10900 | NS      | $56011.68     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Publishing & Media Co | Zhejiang Publishing & Media Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7800 | NS      | $8726.86      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Xiamen Tungsten Co Ltd         | Xiamen Tungsten Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300SEC2FOC4PL5N49 | Long             | EC               | CORP              | CN        |     15220 | NS      | $74055.93     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianfeng Securities Co Ltd     | Tianfeng Securities Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300E1007142000089 | Long             | EC               | CORP              | CN        |     11300 | NS      | $7719.91      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CECEP Wind-Power Corp          | CECEP Wind-Power Corp                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7940 | NS      | $3346.75      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| China Baoan Group Co Ltd       | China Baoan Group Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300SWCZND4GQFVP61 | Long             | EC               | CORP              | CN        |      7860 | NS      | $11250.97     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| GLGF                           | China Rare Earth Resources And Technology Co Ltd                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     11300 | NS      | $74817.61     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| HIMILE                         | Shandong Himile Mechanical Science & Technology Co Ltd          | CUSIP: 000000000<br>LEI: 655600LE14YR05ZRKX68 | Long             | EC               | CORP              | CN        |      4600 | NS      | $44796.96     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Pacific Quartz Co Ltd  | Jiangsu Pacific Quartz Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5150 | NS      | $26544.36     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Guoxin Corp Ltd        | Jiangsu Guoxin Corp Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3200 | NS      | $3516.88      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Hebei Sinopack Electronic Tech | Hebei Sinopack Electronic Technology Co Ltd                     | CUSIP: 000000000<br>LEI: 6556002XR7PYUWW2SG08 | Long             | EC               | CORP              | CN        |      3200 | NS      | $23871.34     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Autobio Diagnostics Co Ltd     | Autobio Diagnostics Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300HTZSCUCA32U369 | Long             | EC               | CORP              | CN        |      1600 | NS      | $8276.21      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| flyco                          | Shanghai Flyco Electrical Appliance Co Ltd                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       100 | NS      | $496.05       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| BJHLHM                         | Innovation New Material Technology Co Ltd                       | CUSIP: 000000000<br>LEI: 300300W1VCSK9YDCJ297 | Long             | EC               | CORP              | CN        |     24200 | NS      | $14855.66     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Shougang Co Ltd        | Beijing Shougang Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300YR8OUFTTXKZB24 | Long             | EC               | CORP              | CN        |     19600 | NS      | $11505.11     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| China Great Wall Securities Co | China Great Wall Securities Co Ltd                              | CUSIP: 000000000<br>LEI: 300300E1006344000004 | Long             | EC               | CORP              | CN        |      8400 | NS      | $12000.17     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| COFCO Sugar Holding Co Ltd     | COFCO Sugar Holding Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300CAHQDI178WDM76 | Long             | EC               | CORP              | CN        |     19400 | NS      | $47087.51     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Fortune Trend Technol | Shenzhen Fortune Trend Technology Co Ltd                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1539 | NS      | $28322.79     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| YUNDA Holding Group Co Ltd     | YUNDA Holding Group Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300HU5TWO2S5DH054 | Long             | EC               | CORP              | CN        |      3600 | NS      | $3559.31      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Betta Pharmaceuticals Co Ltd   | Betta Pharmaceuticals Co Ltd                                    | CUSIP: 000000000<br>LEI: 8368009YF4Y6NC7HVB09 | Long             | EC               | CORP              | CN        |      1900 | NS      | $13208.81     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| FULING ZHACAI                  | Chongqing Fuling Zhacai Group Co Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3770 | NS      | $6953.54      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhuhai Huafa Properties Co Ltd | Zhuhai Huafa Properties Co Ltd                                  | CUSIP: 000000000<br>LEI: 3003007FIHALN5DCJS12 | Long             | EC               | CORP              | CN        |     25800 | NS      | $16677.18     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaan Securities Co Ltd        | Huaan Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1008234000093 | Long             | EC               | CORP              | CN        |     30615 | NS      | $27454.29     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Shaanxi Energy Investment Co L | Shaanxi Energy Investment Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1900 | NS      | $2633.70      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Kingfa Sci & Tech Co Ltd       | Kingfa Sci & Tech Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300SN8W1XSX4OLL19 | Long             | EC               | CORP              | CN        |     26700 | NS      | $68620.35     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Caida Securities Co Ltd        | Caida Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1010513000058 | Long             | EC               | CORP              | CN        |     11200 | NS      | $10867.48     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| ZONG SHEN POWER                | Chongqing Zongshen Power Machinery Co Ltd                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     13400 | NS      | $42285.46     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| COSCO SHIP DEV                 | COSCO SHIPPING Development Co Ltd                               | CUSIP: 000000000<br>LEI: 529900CWRQN9ME25NV73 | Long             | EC               | CORP              | CN        |     47800 | NS      | $17173.09     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Digital China Group Co Ltd     | Digital China Group Co Ltd                                      | CUSIP: 000000000<br>LEI: 3003000QK9WU45NQL931 | Long             | EC               | CORP              | CN        |     11300 | NS      | $63485.48     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| SUNNER                         | Fujian Sunner Development Co Ltd                                | CUSIP: 000000000<br>LEI: 300300O2MSF659DM5M44 | Long             | EC               | CORP              | CN        |      9300 | NS      | $21257.44     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| SMHC                           | State Grid Information & Communication Co Ltd                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8300 | NS      | $19546.95     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| THUNDERSOFT                    | Thunder Software Technology Co Ltd                              | CUSIP: 000000000<br>LEI: 836800O1GYG8ONWRVB61 | Long             | EC               | CORP              | CN        |      7300 | NS      | $67507.89     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| LEPU MEDICAL                   | Lepu Medical Technology Beijing Co Ltd                          | CUSIP: 000000000<br>LEI: 3003007FXUYE3WNDDO39 | Long             | EC               | CORP              | CN        |     25300 | NS      | $57042.11     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| SFY                            | Suofeiya Home Collection Co Ltd                                 | CUSIP: 000000000<br>LEI: 3003001LPW6QB75C7439 | Long             | EC               | CORP              | CN        |      2600 | NS      | $5137.55      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Nanjing Securities Co Ltd      | Nanjing Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300E1008732000033 | Long             | EC               | CORP              | CN        |     19900 | NS      | $22602.44     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui XDLK Microsystem Corp Lt | Anhui XDLK Microsystem Corp Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4032 | NS      | $34218.31     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Berun Chemical                 | Inner Mongolia Berun Chemical Co Ltd                            | CUSIP: 000000000<br>LEI: 300300HF6XQ50FSVY467 | Long             | EC               | CORP              | CN        |     42200 | NS      | $42379.67     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Huafon Chemical Co Ltd         | Huafon Chemical Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300Z8ACP5RSQRBQ16 | Long             | EC               | CORP              | CN        |      5000 | NS      | $6654.97      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Easyhome                       | Easyhome New Retail Group Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     13800 | NS      | $5953.41      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Hunan Valin Steel Co Ltd       | Hunan Valin Steel Co Ltd                                        | CUSIP: 000000000<br>LEI: 3003007J7HWD6GTNJ656 | Long             | EC               | CORP              | CN        |     16360 | NS      | $12889.18     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongfu Shenying Carbon Fiber  | Zhongfu Shenying Carbon Fiber Co Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1345 | NS      | $4727.54      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CECEP Environment              | CECEP Environmental Protection Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     16000 | NS      | $14755.51     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| JIANGNAN RED ARROW             | North Industries Group Red Arrow Co Ltd                         | CUSIP: 000000000<br>LEI: 3003004CY5NZRROH2J42 | Long             | EC               | CORP              | CN        |      2500 | NS      | $6555.96      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Compass Technology Dev | Beijing Compass Technology Development Co Ltd                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7310 | NS      | $126784.28    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| SPIC IFH                       | SPIC Industry-Finance Holdings Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6600 | NS      | $6702.78      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Bloomage Biotechnology Corp Lt | Bloomage Biotechnology Corp Ltd                                 | CUSIP: 000000000<br>LEI: 3003000JYMDZWD0IUE82 | Long             | EC               | CORP              | CN        |      3685 | NS      | $24492.31     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen SED Industry Co Ltd   | Shenzhen SED Industry Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9400 | NS      | $26618.20     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen MTC Co Ltd            | Shenzhen MTC Co Ltd                                             | CUSIP: 000000000<br>LEI: 3003008ZONBTG6638Y63 | Long             | EC               | CORP              | CN        |     34000 | NS      | $30826.46     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Wolong Electric Group Co Ltd   | Wolong Electric Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003000IXRHG37CWAL12 | Long             | EC               | CORP              | CN        |      2160 | NS      | $12694.38     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| JEREH GROUP                    | Yantai Jereh Oilfield Services Group Co Ltd                     | CUSIP: 000000000<br>LEI: 300300QPHWK638H2EU20 | Long             | EC               | CORP              | CN        |      7629 | NS      | $60892.58     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| GREATSTAR                      | Hangzhou GreatStar Industrial Co Ltd                            | CUSIP: 000000000<br>LEI: 8368005I1ISRY6YIFM48 | Long             | EC               | CORP              | CN        |      2000 | NS      | $8888.39      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Caida Securities Co Ltd        | Caida Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1010513000058 | Long             | EC               | CORP              | CN        |     17900 | NS      | $17368.56     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| SINOCERA MATERIAL              | Shandong Sinocera Functional Material Co Ltd                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4500 | NS      | $14531.32     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| AHZHONGDING                    | Anhui Zhongding Sealing Parts Co Ltd                            | CUSIP: 000000000<br>LEI: 8368004OP8Y2TOEZ4J48 | Long             | EC               | CORP              | CN        |     10800 | NS      | $31819.97     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Wanxiang Qianchao Co Ltd       | Wanxiang Qianchao Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300WMILSKZLS04K91 | Long             | EC               | CORP              | CN        |      6900 | NS      | $12228.89     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CIMC                           | China International Marine Containers Group Co Ltd              | CUSIP: 000000000<br>LEI: 300300Q7JK7J0KAIEA51 | Long             | EC               | CORP              | CN        |     12960 | NS      | $16644.76     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| China Southern Power Grid Ener | China Southern Power Grid Energy Efficiency&Clean Energy Co Ltd | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     20200 | NS      | $13800.20     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| ZHENHUA                        | China Zhenhua Group Science & Technology Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7400 | NS      | $49539.88     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Luxi Chemical Group Co Ltd     | Luxi Chemical Group Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300UFIWMHUM74D963 | Long             | EC               | CORP              | CN        |      9600 | NS      | $20435.93     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| SHENZHEN KINWONG ELECTRONIC CO | Shenzhen Kinwong Electronic Co Ltd                              | CUSIP: 000000000<br>LEI: 836800OETKP19M29TI35 | Long             | EC               | CORP              | CN        |      1140 | NS      | $10550.39     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| NONFEMET                       | Shenzhen Zhongjin Lingnan Nonfemet Co Ltd                       | CUSIP: 000000000<br>LEI: 300300AIR5I4UM404D13 | Long             | EC               | CORP              | CN        |     24800 | NS      | $18170.55     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangzhou Shiyuan Electronic T | Guangzhou Shiyuan Electronic Technology Co Ltd                  | CUSIP: 000000000<br>LEI: 300300XCN9JKXKDKGF57 | Long             | EC               | CORP              | CN        |      8500 | NS      | $46143.51     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| SLHC                           | Shanghai Lingang Holdings Corp Ltd                              | CUSIP: 000000000<br>LEI: 300300A3R98BIKL5XH91 | Long             | EC               | CORP              | CN        |      7100 | NS      | $11850.24     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA SUNTIEN                  | China Suntien Green Energy Corp Ltd                             | CUSIP: 000000000<br>LEI: 529900JAYC5BYZPWOK13 | Long             | EC               | CORP              | CN        |      1000 | NS      | $1089.12      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Shougang Co Ltd        | Beijing Shougang Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300YR8OUFTTXKZB24 | Long             | EC               | CORP              | CN        |     12800 | NS      | $7513.54      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen SC New Energy Technol | Shenzhen SC New Energy Technology Corp                          | CUSIP: 000000000<br>LEI: 30030050928CNGYD2N39 | Long             | EC               | CORP              | CN        |      1500 | NS      | $18049.05     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| YUNDA Holding Group Co Ltd     | YUNDA Holding Group Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300HU5TWO2S5DH054 | Long             | EC               | CORP              | CN        |     18600 | NS      | $18389.79     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Autobio Diagnostics Co Ltd     | Autobio Diagnostics Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300HTZSCUCA32U369 | Long             | EC               | CORP              | CN        |      1100 | NS      | $5689.90      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| SHUANGHUAN DR.                 | Zhejiang Shuanghuan Driveline Co Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     12200 | NS      | $68817.95     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Keda Industrial Group Co Ltd   | Keda Industrial Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300J9W79188WE1R80 | Long             | EC               | CORP              | CN        |      8100 | NS      | $15329.50     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Red Avenue New Materials Group | Red Avenue New Materials Group Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       500 | NS      | $2801.31      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Hangzhou Iron & Steel Co       | Hangzhou Iron & Steel Co                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     26010 | NS      | $32669.32     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| BTG Hotels Group Co Ltd        | BTG Hotels Group Co Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4645 | NS      | $10039.12     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| SooChow Securities Co Ltd      | SooChow Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300E1008532000098 | Long             | EC               | CORP              | CN        |     19520 | NS      | $24655.74     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| NEWLAND                        | Newland Digital Technology Co Ltd                               | CUSIP: 000000000<br>LEI: 300300ZUFD0Z67DVAK44 | Long             | EC               | CORP              | CN        |      8340 | NS      | $30482.13     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| SCIE                           | Shanxi Coal International Energy Group Co Ltd                   | CUSIP: 000000000<br>LEI: 3003003UR8BIGZQWJO77 | Long             | EC               | CORP              | CN        |       700 | NS      | $1048.53      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| State Grid Yingda Co Ltd       | State Grid Yingda Co Ltd                                        | CUSIP: 000000000<br>LEI: 3003001FMF7ATQEFDL34 | Long             | EC               | CORP              | CN        |      3900 | NS      | $3265.68      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| TZXP                           | Tianjin Pharmaceutical Da Re Tang Group Corp Ltd                | CUSIP: 000000000<br>LEI: 300300KHA32RYXJS8249 | Long             | EC               | CORP              | CN        |      5162 | NS      | $33206.66     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| INFORE ENVIRO                  | Infore Environment Technology Group Co Ltd                      | CUSIP: 000000000<br>LEI: 300300LL4DABSFRC8R36 | Long             | EC               | CORP              | CN        |     24100 | NS      | $21816.43     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Hisense HA                     | Hisense Home Appliances Group Co Ltd                            | CUSIP: 000000000<br>LEI: 529900PRGESPUBUBN103 | Long             | EC               | CORP              | CN        |      9100 | NS      | $34135.14     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| EWPT                           | Shenzhen Everwin Precision Technology Co Ltd                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     18700 | NS      | $113524.10    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Greenland Holdings Corp Ltd    | Greenland Holdings Corp Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     81900 | NS      | $20040.88     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhefu Holding Group Co Ltd     | Zhefu Holding Group Co Ltd                                      | CUSIP: 000000000<br>LEI: 30030076Y21FIWN1VY24 | Long             | EC               | CORP              | CN        |     27400 | NS      | $15734.88     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| sinoma-int                     | Sinoma International Engineering Co                             | CUSIP: 000000000<br>LEI: 300300A8BDE5H0E13J94 | Long             | EC               | CORP              | CN        |     11000 | NS      | $14485.35     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Financial Leasing Co L | Jiangsu Financial Leasing Co Ltd                                | CUSIP: 000000000<br>LEI: 300300D3002932000087 | Long             | EC               | CORP              | CN        |     15240 | NS      | $13925.29     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| NINGBO ORIENT WIRES & CABLES   | Ningbo Orient Wires & Cables Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1000 | NS      | $8175.50      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| ZJHTC                          | Shanghai Zhangjiang High-Tech Park Development Co Ltd           | CUSIP: 000000000<br>LEI: 300300QF9LB9KZ188A33 | Long             | EC               | CORP              | CN        |      3100 | NS      | $18117.94     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| hacl                           | Heilongjiang Agriculture Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300QU9AQS1YMTV002 | Long             | EC               | CORP              | CN        |     11300 | NS      | $23719.15     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| ZHONGTIAN                      | Zhongtian Financial Group Co Ltd                                | CUSIP: 000000000<br>LEI: 300300PASGA31QOFFQ40 | Long             | EC               | CORP              | CN        |     35700 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Zhejiang Dingli                | Zhejiang Dingli Machinery Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3200 | NS      | $25482.68     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Suzhou Maxwell Technologies Co | Suzhou Maxwell Technologies Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2900 | NS      | $49177.64     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Ginlong Technologies Co Ltd    | Ginlong Technologies Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4400 | NS      | $45108.42     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Hebei Yangyuan Zhihui Beverage | Hebei Yangyuan Zhihui Beverage Co Ltd                           | CUSIP: 000000000<br>LEI: 3003004AF7PK0KCXCJ17 | Long             | EC               | CORP              | CN        |      1800 | NS      | $6925.13      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Venustech Group Inc            | Venustech Group Inc                                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4000 | NS      | $8413.13      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Angel Yeast Co Ltd             | Angel Yeast Co Ltd                                              | CUSIP: 000000000<br>LEI: 3003002K1DZ78FXZXI48 | Long             | EC               | CORP              | CN        |      3900 | NS      | $22617.01     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Angel Yeast Co Ltd             | Angel Yeast Co Ltd                                              | CUSIP: 000000000<br>LEI: 3003002K1DZ78FXZXI48 | Long             | EC               | CORP              | CN        |      6600 | NS      | $38274.94     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Stonehill Technology           | Shanghai Stonehill Technology Co Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     87615 | NS      | $86624.82     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| IRICO Display Devices Co Ltd   | IRICO Display Devices Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003005EGLX0QFEGD247 | Long             | EC               | CORP              | CN        |       200 | NS      | $157.57       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangdong Electric Power Devel | Guangdong Electric Power Development Co Ltd                     | CUSIP: 000000000<br>LEI: 300300DJ4CW8UFX74G44 | Long             | EC               | CORP              | CN        |      2300 | NS      | $1489.98      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Apeloa Pharmaceutical Co Ltd   | Apeloa Pharmaceutical Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3400 | NS      | $7694.59      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Smartsens Technology Shanghai  | Smartsens Technology Shanghai Co Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5691 | NS      | $75996.45     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Kingnet Network Co Ltd         | Kingnet Network Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     28600 | NS      | $90291.52     | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Dongxing Securities Co Ltd     | Dongxing Securities Co Ltd                                      | CUSIP: 000000000<br>LEI: 3003005E7NY9IQW9AF89 | Long             | EC               | CORP              | CN        |     27200 | NS      | $50515.00     | 0.22%             |  |  |  | No            |                  3 | On Loan: No      |
| INFORE ENVIRO                  | Infore Environment Technology Group Co Ltd                      | CUSIP: 000000000<br>LEI: 300300LL4DABSFRC8R36 | Long             | EC               | CORP              | CN        |      1800 | NS      | $1629.44      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Hubei Energy Group Co Ltd      | Hubei Energy Group Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300X7OMGIUK3FRJ72 | Long             | EC               | CORP              | CN        |     12500 | NS      | $8168.43      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Lion                           | Hangzhou Lion Microelectronics Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     11500 | NS      | $47887.52     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Giant Network Group Co Ltd     | Giant Network Group Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     21700 | NS      | $126273.07    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| GLMS SEC                       | Guolian Minsheng Securities Co Ltd                              | CUSIP: 000000000<br>LEI: 529900KPCMJWM8DFU805 | Long             | EC               | CORP              | CN        |      4800 | NS      | $6945.50      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Accelink Technologies Co Ltd   | Accelink Technologies Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5100 | NS      | $43736.55     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Sinolink Securities Co Ltd     | Sinolink Securities Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300XTI3CMWAP25D43 | Long             | EC               | CORP              | CN        |     18200 | NS      | $23554.79     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA SUNTIEN                  | China Suntien Green Energy Corp Ltd                             | CUSIP: 000000000<br>LEI: 529900JAYC5BYZPWOK13 | Long             | EC               | CORP              | CN        |      4600 | NS      | $5009.97      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| HANGYANG LIMITED               | Hangzhou Oxygen Plant Group Co Ltd                              | CUSIP: 000000000<br>LEI: 300300I9BCYICNBMOY81 | Long             | EC               | CORP              | CN        |      1600 | NS      | $6040.26      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Xiamen C & D Inc               | Xiamen C & D Inc                                                | CUSIP: 000000000<br>LEI: 300300NQXZDZZ0OSCN43 | Long             | EC               | CORP              | CN        |     24500 | NS      | $34480.69     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Sinocelltech Group Ltd         | Sinocelltech Group Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       552 | NS      | $3771.92      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Keboda Technology Co Ltd       | Keboda Technology Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1600 | NS      | $16475.48     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Hailiang Co Ltd       | Zhejiang Hailiang Co Ltd                                        | CUSIP: 000000000<br>LEI: 30030052QMKYS7EZTH25 | Long             | EC               | CORP              | CN        |      8200 | NS      | $14451.69     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianma Microelectronics Co Ltd | Tianma Microelectronics Co Ltd                                  | CUSIP: 000000000<br>LEI: 300300KWFVVYL0LL8S83 | Long             | EC               | CORP              | CN        |      7700 | NS      | $9845.68      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Polaris Bay Group Co Ltd       | Polaris Bay Group Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300M4188ZJH3H5A81 | Long             | EC               | CORP              | CN        |     15500 | NS      | $15280.98     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen SC New Energy Technol | Shenzhen SC New Energy Technology Corp                          | CUSIP: 000000000<br>LEI: 30030050928CNGYD2N39 | Long             | EC               | CORP              | CN        |      4300 | NS      | $51740.62     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Sinotrans Ltd                  | Sinotrans Ltd                                                   | CUSIP: 000000000<br>LEI: 5299005U1RZLKVFWR249 | Long             | EC               | CORP              | CN        |     10000 | NS      | $8840.29      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Biwin Storage Technology Co Lt | Biwin Storage Technology Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5744 | NS      | $88598.59     | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Xiamen Tungsten Co Ltd         | Xiamen Tungsten Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300SEC2FOC4PL5N49 | Long             | EC               | CORP              | CN        |      4000 | NS      | $19462.79     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Ch Zn&Ge                       | Yunnan Chihong Zinc&Germanium Co Ltd                            | CUSIP: 000000000<br>LEI: 3003001EM2VD5NJ1WN41 | Long             | EC               | CORP              | CN        |     52300 | NS      | $46900.52     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| GEM Co Ltd                     | GEM Co Ltd                                                      | CUSIP: 000000000<br>LEI: 300300FYIZ7FGM2QRC06 | Long             | EC               | CORP              | CN        |     98400 | NS      | $105082.11    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| AECC AEC                       | AECC Aero-Engine Control Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     12800 | NS      | $34091.57     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Sinosoft Co Ltd                | Sinosoft Co Ltd                                                 | CUSIP: 000000000<br>LEI: 300300JOS4HGVGOAV954 | Long             | EC               | CORP              | CN        |      8692 | NS      | $24453.51     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| China Petroleum Engineering Co | China Petroleum Engineering Corp                                | CUSIP: 000000000<br>LEI: 300300U3F4XPURBR7A74 | Long             | EC               | CORP              | CN        |      3600 | NS      | $1716.01      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Changjiang Securities Co Ltd   | Changjiang Securities Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300E1003242000047 | Long             | EC               | CORP              | CN        |     19900 | NS      | $22349.11     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| TZXP                           | Tianjin Pharmaceutical Da Re Tang Group Corp Ltd                | CUSIP: 000000000<br>LEI: 300300KHA32RYXJS8249 | Long             | EC               | CORP              | CN        |       800 | NS      | $5146.32      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| SUNLORD                        | Shenzhen Sunlord Electronics Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4200 | NS      | $21582.48     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| YUYUE MEDICAL                  | Jiangsu Yuyue Medical Equipment & Supply Co Ltd                 | CUSIP: 000000000<br>LEI: 8368009VDA1C3G87FP95 | Long             | EC               | CORP              | CN        |      7485 | NS      | $37796.08     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| SCG                            | Shanghai Construction Group Co Ltd                              | CUSIP: 000000000<br>LEI: 3003009M1GRD07UMUZ33 | Long             | EC               | CORP              | CN        |    105500 | NS      | $41185.87     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| People.cn Co Ltd               | People.cn Co Ltd                                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       900 | NS      | $2669.49      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CREC                           | China Railway Hi-tech Industry Co Ltd                           | CUSIP: 000000000<br>LEI: 3003002UYDC04RSF5385 | Long             | EC               | CORP              | CN        |     21500 | NS      | $24510.95     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| USISH                          | Universal Scientific Industrial Shanghai Co Ltd                 | CUSIP: 000000000<br>LEI: 655600ZQ6P2GFIBK8C07 | Long             | EC               | CORP              | CN        |     14600 | NS      | $46072.22     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| JSCN                           | Jiangsu Broadcasting Cable Information Network Corp Ltd         | CUSIP: 000000000<br>LEI: 300300W0ZR67X1B3CB12 | Long             | EC               | CORP              | CN        |      7300 | NS      | $3593.26      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Minmetals Capital Co Ltd       | Minmetals Capital Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300PHWSS7ZKSTU822 | Long             | EC               | CORP              | CN        |      4400 | NS      | $3441.63      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| China Railway Construction Hea | China Railway Construction Heavy Industry Corp Ltd              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4401 | NS      | $3106.27      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| JL Mag Rare-Earth Co Ltd       | JL Mag Rare-Earth Co Ltd                                        | CUSIP: 000000000<br>LEI: 65560079RZSGJHK7CG66 | Long             | EC               | CORP              | CN        |     11300 | NS      | $53991.43     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Yongan Futures Co Ltd          | Yongan Futures Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300E3012933000093 | Long             | EC               | CORP              | CN        |      1500 | NS      | $3042.48      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST CAPITAL                  | First Capital Securities Co Ltd                                 | CUSIP: 000000000<br>LEI: 3003007W6RHRZJVRZ944 | Long             | EC               | CORP              | CN        |     19200 | NS      | $18684.28     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| BUCHANG PHARMA                 | Shandong Buchang Pharmaceuticals Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5100 | NS      | $12241.62     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| China Coal Xinji Energy Co Ltd | China Coal Xinji Energy Co Ltd                                  | CUSIP: 000000000<br>LEI: 300300CE1JVPWVDT9H80 | Long             | EC               | CORP              | CN        |     30900 | NS      | $29720.36     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| BINJIANG GROUP                 | Hangzhou Binjiang Real Estate Group Co Ltd                      | CUSIP: 000000000<br>LEI: 300300W1Q832W2SP5417 | Long             | EC               | CORP              | CN        |     17100 | NS      | $24356.36     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| COSCO SHIP DEV                 | COSCO SHIPPING Development Co Ltd                               | CUSIP: 000000000<br>LEI: 529900CWRQN9ME25NV73 | Long             | EC               | CORP              | CN        |     30800 | NS      | $11065.50     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| SHUANGHUAN DR.                 | Zhejiang Shuanghuan Driveline Co Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1700 | NS      | $9589.39      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| NATA OPTO-ELECT                | Jiangsu Nata Opto-electronic Material Co Ltd                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     13620 | NS      | $73456.57     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| DHC Software Co Ltd            | DHC Software Co Ltd                                             | CUSIP: 000000000<br>LEI: 300300NIFA1100061160 | Long             | EC               | CORP              | CN        |     15600 | NS      | $22396.36     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Leader Harmonious Drive System | Leader Harmonious Drive Systems Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1964 | NS      | $40816.78     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Wanda Film Holding Co Ltd      | Wanda Film Holding Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     23300 | NS      | $37735.33     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Tasly                          | Tasly Pharmaceutical Group Co Ltd                               | CUSIP: 000000000<br>LEI: 300300JB9F71F58FIC88 | Long             | EC               | CORP              | CN        |     12300 | NS      | $26670.67     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| GW COMPOS                      | Weihai Guangwei Composites Co Ltd                               | CUSIP: 000000000<br>LEI: 6556005NSLA1CR4BUU74 | Long             | EC               | CORP              | CN        |      9780 | NS      | $39770.72     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Superconducting Techno | Western Superconducting Technologies Co Ltd                     | CUSIP: 000000000<br>LEI: 300300IUC83XEOSKRG67 | Long             | EC               | CORP              | CN        |      1137 | NS      | $10641.63     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Joincare                       | Joincare Pharmaceutical Group Industry Co Ltd                   | CUSIP: 000000000<br>LEI: 3003006PUWUKPH72TS46 | Long             | EC               | CORP              | CN        |     11412 | NS      | $19934.96     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CFHI                           | China First Heavy Industries Co Ltd                             | CUSIP: 000000000<br>LEI: 300300XL9QDDBPWJKK85 | Long             | EC               | CORP              | CN        |      7300 | NS      | $3107.96      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Copper Co Ltd           | Yunnan Copper Co Ltd                                            | CUSIP: 000000000<br>LEI: 300300BFPGI267QXCG14 | Long             | EC               | CORP              | CN        |     16700 | NS      | $39258.55     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Ovctek China Inc               | Ovctek China Inc                                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2200 | NS      | $4891.72      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaan Securities Co Ltd        | Huaan Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1008234000093 | Long             | EC               | CORP              | CN        |     22000 | NS      | $19728.71     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| ASYMCHEM                       | Asymchem Laboratories Tianjin Co Ltd                            | CUSIP: 000000000<br>LEI: 8368002CY8G4Q85YRQ60 | Long             | EC               | CORP              | CN        |      3700 | NS      | $48540.29     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| flyco                          | Shanghai Flyco Electrical Appliance Co Ltd                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       800 | NS      | $3968.37      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| China Baoan Group Co Ltd       | China Baoan Group Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300SWCZND4GQFVP61 | Long             | EC               | CORP              | CN        |     29720 | NS      | $42541.82     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Dingli                | Zhejiang Dingli Machinery Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1100 | NS      | $8759.67      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| TDTEC                          | Tian Di Science & Technology Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4200 | NS      | $3528.76      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| KAIFA                          | Shenzhen Kaifa Technology Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     12700 | NS      | $42914.75     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| SALUBRIS                       | Shenzhen Salubris Pharmaceuticals Co Ltd                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6000 | NS      | $52490.13     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| SCIE                           | Shanxi Coal International Energy Group Co Ltd                   | CUSIP: 000000000<br>LEI: 3003003UR8BIGZQWJO77 | Long             | EC               | CORP              | CN        |     14200 | NS      | $21270.17     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Sinomach Heavy Equipment Group | Sinomach Heavy Equipment Group Co Ltd                           | CUSIP: 000000000<br>LEI: 300300NXSE6POUGGPK97 | Long             | EC               | CORP              | CN        |     73400 | NS      | $33741.64     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Changsha Co Ltd        | Bank of Changsha Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300C1086243000041 | Long             | EC               | CORP              | CN        |      8400 | NS      | $11453.63     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| By-health Co Ltd               | By-health Co Ltd                                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4000 | NS      | $6896.84      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| AVIC Chengdu UAS Co Ltd        | AVIC Chengdu UAS Co Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       545 | NS      | $3538.31      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CHIFENG GOLD                   | Chifeng Jilong Gold Mining Co Ltd                               | CUSIP: 000000000<br>LEI: 300300PUFBCIZ7STN538 | Long             | EC               | CORP              | CN        |     11200 | NS      | $50693.79     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Lianovation                    | Jiangxi Lianchuang Optoelectronic Science & Technology Co Ltd   | CUSIP: 000000000<br>LEI: 300300GQJS0GR39LT142 | Long             | EC               | CORP              | CN        |      7200 | NS      | $54769.66     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| DASHENLIN PHARMACEUTICAL GROUP | DaShenLin Pharmaceutical Group Co Ltd                           | CUSIP: 000000000<br>LEI: 300300TO4U1GUOTTHK82 | Long             | EC               | CORP              | CN        |       996 | NS      | $2489.33      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Shengyi Electronics Co Ltd     | Shengyi Electronics Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4863 | NS      | $63653.24     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| China Meheco Group Co Ltd      | China Meheco Group Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300PBRRWGVD4VNQ86 | Long             | EC               | CORP              | CN        |     11340 | NS      | $17290.94     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Hainan Jinpan Smart Technology | Hainan Jinpan Smart Technology Co Ltd                           | CUSIP: 000000000<br>LEI: 655600OASEHE1ED6FZ63 | Long             | EC               | CORP              | CN        |      5387 | NS      | $62374.27     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Jafron Biomedical Co Ltd       | Jafron Biomedical Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7100 | NS      | $20416.55     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Tin Co Ltd              | Yunnan Tin Co Ltd                                               | CUSIP: 000000000<br>LEI: 3003005QWPI5MVQF6K65 | Long             | EC               | CORP              | CN        |      7530 | NS      | $26296.79     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Hongfa Technology Co Ltd       | Hongfa Technology Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4886 | NS      | $20117.89     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| WEIXING NBM                    | Zhejiang Weixing New Building Materials Co Ltd                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6040 | NS      | $8731.21      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Xiamen Amoytop Biotech Co Ltd  | Xiamen Amoytop Biotech Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3230 | NS      | $35548.78     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Shaanxi Energy Investment Co L | Shaanxi Energy Investment Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     11800 | NS      | $16356.67     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Hesteel Co Ltd                 | Hesteel Co Ltd                                                  | CUSIP: 000000000<br>LEI: 300300AZISPESC4OA235 | Long             | EC               | CORP              | CN        |     48300 | NS      | $15644.78     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| TangShan Port Group Co Ltd     | TangShan Port Group Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300R1OCOESINHQW02 | Long             | EC               | CORP              | CN        |     50194 | NS      | $27262.76     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-01-27

**Name of Applicant:** DBX ETF Trust

**Signature:** Diane Kenneally

**Name of Signer:** Diane Kenneally

**Title:** Treasurer and Chief Financial Officer