# EDGAR Filing Document

**Accession Number:** 0000877671
**File Stem:** 0000877671-26-000003
**Filing Date:** 2026-6
**Character Count:** 2851
**Document Hash:** 9a38987cbadc76983f153bc5a5778a84
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000877671-26-000003.hdr.sgml**: 20260624

**ACCESSION NUMBER**: 0000877671-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260624

**DATE AS OF CHANGE**: 20260624

**EFFECTIVENESS DATE**: 20260624

**PERIOD START**: 20250401

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PRIME EXECUTIONS, INC.
- **CENTRAL INDEX KEY:** 0000877671

**ORGANIZATION NAME:**
- **EIN:** 112903779
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-43985
- **FILM NUMBER:** 261115285

**BUSINESS ADDRESS:**
- **STREET 1:** 40 WALL STREET - 58TH FLOOR
- **STREET 2:** SUITE 1740
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10005
- **BUSINESS PHONE:** 212-980-4400

**MAIL ADDRESS:**
- **STREET 1:** 40 WALL STREET - 58TH FLOOR
- **STREET 2:** 77 WATER STREET - 16TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10005

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PRIME EXECUTIONS INC                                    /BD
- **DATE OF NAME CHANGE:** 20020514

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SILVERMAN BROTHERS INC
- **DATE OF NAME CHANGE:** 19971201

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SILVERMAN BROTHERS INC /NY                              /BD
- **DATE OF NAME CHANGE:** 19931014

### Attached PDF Documents

**Attachment 1:** `peipublic1.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000877671

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 04-01-2025

**Report Period End Date:** 03-31-2026

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** PRIME EXECUTIONS, INC.

**Business Address:** 40 WALL STREET - 58TH FLOOR, SUITE 1740, NEW YORK, NY, 10005

**Contact Person:** David R Chaskin

**Contact Phone:** 646 907-2486

### Independent Public Accountant Identification

**Accountant Name:** DeMarco Sciaccotta Wilkins & Dunleavy, LLP

**Accountant Address:** 20646 Abbey Woods CT N, Frankfort, IL, 60423

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **David Chaskin**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **PRIME EXECUTIONS, INC.**, as of **03-31-2026**, are true and correct.

**Signature:** David Chaskin

**Title:** Chief Financial Officer and FinOp