# EDGAR Filing Document

**Accession Number:** 0001579982
**File Stem:** 0000940400-26-012605
**Filing Date:** 2026-3
**Character Count:** 5684
**Document Hash:** a55731c7748fc32c82bafbe30eb44590
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-012605.hdr.sgml**: 20260331

**ACCESSION NUMBER**: 0000940400-26-012605

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260131

**FILED AS OF DATE**: 20260331

**DATE AS OF CHANGE**: 20260331

**PERIOD START**: 20260731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ARK ETF Trust
- **CENTRAL INDEX KEY:** 0001579982

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22883
- **FILM NUMBER:** 26820824

**BUSINESS ADDRESS:**
- **STREET 1:** 155 WEST 19TH STREET, FIFTH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011
- **BUSINESS PHONE:** 212.426.7040

**MAIL ADDRESS:**
- **STREET 1:** 155 WEST 19TH STREET, FIFTH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Ark ETF Trust
- **DATE OF NAME CHANGE:** 20130624

## Series and Classes Contracts Data

### ARK DIET Q1 Buffer ETF (Series ID: S000095343)

| Class ID   | Class Name             | Ticker Symbol   |
|:---|:---|:---|
| C000264062 | ARK DIET Q1 Buffer ETF | ARKD            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ARK ETF Trust

- **b. Investment Company Act file number:** 811-22883

- **c. CIK number of Registrant:** 0001579982

- **d. LEI of Registrant:** 2549000Z0EWMH3U0CQ16

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 200 Central Avenue

  - **City:** St. Petersburg

  - **State:** FL

  - **Foreign country:** US

  - **Zip / Postal Code:** 33701

  - **Telephone number:** 727-810-8160

**Item A.2. Information about the Series.**

- **a. Name of Series:** ARK DIET Q1 Buffer ETF

- **b. EDGAR series identifier (if any):** S000095343

- **c. LEI of Series:** 52990084NR2E888SKX52

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-07-31

- **b. Date as of which information is reported:** 2026-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $1697113.44

**Total Liabilities:** $229379.78

**Net Assets:** $1467733.66

**Cash Not Reported:** $201.63

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000264062 |  |  | -2.15%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $0.00                                      |
| Month 2  | $0.00                    | $0.00                                      |
| Month 3  | $-8474.63                | $-71893.59                                 |

**Designated Index Information**

- **Index Name:** Nasdaq 100 Index

- **Index Identifier:** NDX Index

### Schedule of Portfolio Investments

| Name                                                     | Title                                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| WOLVERINE TRADING, LLC                                   | ARK INNOVATION ETF                                       | CUSIP: 000000000<br>LEI: 549300J0EHU6M88PZ560 | N/A              | DE               | CORP              | US        |        96 | NC      | $115577.28    | 7.87%             |  |  |  | No            |                  2 | On Loan: No      |
| WOLVERINE TRADING, LLC                                   | ARK INNOVATION ETF                                       | CUSIP: 000000000<br>LEI: 549300J0EHU6M88PZ560 | N/A              | DE               | CORP              | US        |       121 | NC      | $123267.54    | 8.40%             |  |  |  | No            |                  2 | On Loan: No      |
| WOLVERINE TRADING, LLC                                   | ARK INNOVATION ETF                                       | CUSIP: 000000000<br>LEI: 549300J0EHU6M88PZ560 | N/A              | DE               | CORP              | US        |      -194 | NC      | $-229164.44   | -15.61%           |  |  |  | No            |                  2 | On Loan: No      |
| Goldman Sachs Financial Square Treasury Obligations Fund | Goldman Sachs Financial Square Treasury Obligations Fund | CUSIP: 38141W323<br>LEI: 549300C0TCI4VJPGCS21 | Long             | STIV             | RF                | US        |     10654 | NS      | $10654.33     | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| ARK Innovation ETF                                       | ARK Innovation ETF                                       | CUSIP: 00214Q104<br>LEI: 254900636IK9WKHH6949 | Long             | EC               | RF                | US        |     19332 | NS      | $1447386.84   | 98.61%            |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-03-31

**Name of Applicant:** ARK ETF Trust

**Signature:** Bill Cox

**Name of Signer:** Bill Cox

**Title:** Principal Financial Officer