# EDGAR Filing Document

**Accession Number:** 0001535521
**File Stem:** 0001214659-23-002376
**Filing Date:** 2023-2
**Character Count:** 24778
**Document Hash:** 12f7561cfccbd7bff3c07a153f61ae92
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001214659-23-002376.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001214659-23-002376

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Logan Stone Capital, LLC
- **CENTRAL INDEX KEY:** 0001535521
- **IRS NUMBER:** 260509707
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22329
- **FILM NUMBER:** 23628369

**BUSINESS ADDRESS:**
- **STREET 1:** 200 SOUTH WACKER DRIVE
- **STREET 2:** SUITE 2650
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** 312-485-1555

**MAIL ADDRESS:**
- **STREET 1:** 200 SOUTH WACKER DRIVE
- **STREET 2:** SUITE 2650
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Logan Stone Capital LLC<br>**Address:** 200 SOUTH WACKER DRIVE<br>SUITE 2650<br>CHICAGO, IL 60606

**Form 13F File Number:** 028-22329

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Matthew Herman<br>**Title:** Managing Member<br>**Phone:** 312-784-3224

**Signature, Place, and Date of Signing:**

/s/ Matthew Herman  Chicago, IL  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 198

**Form 13F Information Table Value Total:** $267658142

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABRDN TOTAL DYNAMIC DIVIDEND | COM SH BEN INT | 00326L100 |  | 740080 | 94882 | SH |  | SOLE |  | 94882 | 0 | 0 |
| ACE GLOBAL BUSINESS ACQU LTD | ORDINARY SHARES | G0083E102 |  | 329836 | 31058 | SH |  | SOLE |  | 31058 | 0 | 0 |
| ADAM NAT RES FD INC | COM | 00548F105 |  | 260030 | 11928 | SH |  | SOLE |  | 11928 | 0 | 0 |
| ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 |  | 273890 | 18837 | SH |  | SOLE |  | 18837 | 0 | 0 |
| AFC GAMMA INC | COM | 00109K105 |  | 574397 | 36516 | SH |  | SOLE |  | 36516 | 0 | 0 |
| ALLIANCEBERNSTEIN GLOBAL HIG | COM | 01879R106 |  | 490845 | 53237 | SH |  | SOLE |  | 53237 | 0 | 0 |
| ALLIANCEBERNSTEIN NATL MUN I | COM | 01864U106 |  | 3722360 | 355187 | SH |  | SOLE |  | 355187 | 0 | 0 |
| AMERICA MOVIL SAB DE CV | SPONSORED ADR | 02364W204 |  | 344322 | 19129 | SH |  | SOLE |  | 19129 | 0 | 0 |
| APOLLO SR FLOATING RATE FD I | COM | 037636107 |  | 2033064 | 164754 | SH |  | SOLE |  | 164754 | 0 | 0 |
| APOLLO TACTICAL INCOME FD IN | COM | 037638103 |  | 1207261 | 99609 | SH |  | SOLE |  | 99609 | 0 | 0 |
| ARES DYNAMIC CR ALLOCATION F | COM | 04014F102 |  | 1961955 | 169280 | SH |  | SOLE |  | 169280 | 0 | 0 |
| ARIES I ACQUISITION CORP | CLASS A ORD SHS | G0542N107 |  | 433487 | 42168 | SH |  | SOLE |  | 42168 | 0 | 0 |
| BANCROFT FD LTD | COM | 059695106 |  | 276216 | 16863 | SH |  | SOLE |  | 16863 | 0 | 0 |
| BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 |  | 2761336 | 254971 | SH |  | SOLE |  | 254971 | 0 | 0 |
| BLACKROCK CAP ALLOCATION TR | COM | 09260U109 |  | 5920701 | 426871 | SH |  | SOLE |  | 426871 | 0 | 0 |
| BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 |  | 477204 | 54600 | SH |  | SOLE |  | 54600 | 0 | 0 |
| BLACKROCK DEBT STRATEGIES FD | COM NEW | 09255R202 |  | 833308 | 90577 | SH |  | SOLE |  | 90577 | 0 | 0 |
| BLACKROCK ENHANCED GLOBAL DI | COM | 092501105 |  | 524787 | 54894 | SH |  | SOLE |  | 54894 | 0 | 0 |
| BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 092524107 |  | 800444 | 159451 | SH |  | SOLE |  | 159451 | 0 | 0 |
| BLACKROCK ESG CAP ALLC TR | SHS BEN INT | 09262F100 |  | 4834048 | 359944 | SH |  | SOLE |  | 359944 | 0 | 0 |
| BLACKROCK FLOATING RATE INC | COM | 091941104 |  | 801027 | 73220 | SH |  | SOLE |  | 73220 | 0 | 0 |
| BLACKROCK FLOATING RATE INCO | COM | 09255X100 |  | 1632644 | 144995 | SH |  | SOLE |  | 144995 | 0 | 0 |
| BLACKROCK HEALTH SCIENCS TR | COM SHS | 09260E105 |  | 5217330 | 338129 | SH |  | SOLE |  | 338129 | 0 | 0 |
| BLACKROCK INNOVATION AND GRW | SHS BEN INT | 09260Q108 |  | 9972510 | 1464392 | SH |  | SOLE |  | 1464392 | 0 | 0 |
| BLACKROCK INVT QUALITY MUN T | COM | 09247D105 |  | 337382 | 28935 | SH |  | SOLE |  | 28935 | 0 | 0 |
| BLACKROCK MUN INCOME QUALITY | COM | 092479104 |  | 1135216 | 100019 | SH |  | SOLE |  | 100019 | 0 | 0 |
| BLACKROCK MUN INCOME TR | SH BEN INT | 09248F109 |  | 1748881 | 173845 | SH |  | SOLE |  | 173845 | 0 | 0 |
| BLACKROCK MUN TARGET TERM TR | COM SHS BEN IN | 09257P105 |  | 1329816 | 62462 | SH |  | SOLE |  | 62462 | 0 | 0 |
| BLACKROCK MUNI INCOME TR II | COM | 09249N101 |  | 2131306 | 206322 | SH |  | SOLE |  | 206322 | 0 | 0 |
| BLACKROCK MUNICIPAL INCOME | COM | 09253X102 |  | 1853611 | 163602 | SH |  | SOLE |  | 163602 | 0 | 0 |
| BLACKROCK MUNIHLDGS NJ QLTY | COM | 09254X101 |  | 2058145 | 185921 | SH |  | SOLE |  | 185921 | 0 | 0 |
| BLACKROCK MUNIHLDGS NY QLTY | COM | 09255C106 |  | 2919515 | 284276 | SH |  | SOLE |  | 284276 | 0 | 0 |
| BLACKROCK MUNIHLDNGS CALI QL | COM | 09254L107 |  | 7527655 | 700899 | SH |  | SOLE |  | 700899 | 0 | 0 |
| BLACKROCK MUNIHOLDINGS FD IN | COM | 09253N104 |  | 1632089 | 134439 | SH |  | SOLE |  | 134439 | 0 | 0 |
| BLACKROCK MUNIHOLDINGS QUALI | COM | 09254C107 |  | 873869 | 87826 | SH |  | SOLE |  | 87826 | 0 | 0 |
| BLACKROCK MUNIVEST FD II INC | COM | 09253T101 |  | 678080 | 64888 | SH |  | SOLE |  | 64888 | 0 | 0 |
| BLACKROCK MUNIVEST FD INC | COM | 09253R105 |  | 1578449 | 225171 | SH |  | SOLE |  | 225171 | 0 | 0 |
| BLACKROCK MUNIYIELD FD INC | COM | 09253W104 |  | 1075655 | 103329 | SH |  | SOLE |  | 103329 | 0 | 0 |
| BLACKROCK MUNIYIELD MICH QU | COM | 09254V105 |  | 1199849 | 108192 | SH |  | SOLE |  | 108192 | 0 | 0 |
| BLACKROCK MUNIYIELD N Y QUAL | COM | 09255E102 |  | 4609577 | 470365 | SH |  | SOLE |  | 470365 | 0 | 0 |
| BLACKROCK MUNIYIELD PA QLTY | COM | 09255G107 |  | 1568452 | 142457 | SH |  | SOLE |  | 142457 | 0 | 0 |
| BLACKROCK MUNIYIELD QUALITY | COM | 09254E103 |  | 1189213 | 106085 | SH |  | SOLE |  | 106085 | 0 | 0 |
| BLACKROCK MUNIYIELD QUALITY | COM | 09254G108 |  | 508711 | 49776 | SH |  | SOLE |  | 49776 | 0 | 0 |
| BLACKROCK MUNIYILD QULT FD I | COM | 09254F100 |  | 1687081 | 145438 | SH |  | SOLE |  | 145438 | 0 | 0 |
| BLACKROCK N Y MUN INCOME TRU | SH BEN INT | 09248L106 |  | 2112001 | 209732 | SH |  | SOLE |  | 209732 | 0 | 0 |
| BLACKROCK RES  COMMODITIES | SHS | 09257A108 |  | 899872 | 90258 | SH |  | SOLE |  | 90258 | 0 | 0 |
| BLACKROCK SCIENCE  TECHNOLO | SHS BEN INT | 09260K101 |  | 11052366 | 706673 | SH |  | SOLE |  | 706673 | 0 | 0 |
| BLACKSTONE LONG SHORT CR INC | COM SHS BN INT | 09257D102 |  | 1608092 | 148348 | SH |  | SOLE |  | 148348 | 0 | 0 |
| BLACKSTONE SENIOR FLOATNG RA | COM | 09256U105 |  | 1274535 | 102537 | SH |  | SOLE |  | 102537 | 0 | 0 |
| BLACKSTONE STRATEGIC CREDIT | COM SHS BEN IN | 09257R101 |  | 1251445 | 118284 | SH |  | SOLE |  | 118284 | 0 | 0 |
| BNY MELLON MUN BD INFRASTRUC | COM SHS | 09662W109 |  | 1276418 | 121448 | SH |  | SOLE |  | 121448 | 0 | 0 |
| BNY MELLON MUN INCOME INC | COM | 05589T104 |  | 1781202 | 284537 | SH |  | SOLE |  | 284537 | 0 | 0 |
| BNY MELLON STRATEGIC MUN BD | COM | 09662E109 |  | 2296510 | 397320 | SH |  | SOLE |  | 397320 | 0 | 0 |
| BNY MELLON STRATEGIC MUNS IN | COM | 05588W108 |  | 1280326 | 209546 | SH |  | SOLE |  | 209546 | 0 | 0 |
| BRANDYWINEGBL GBL INCM OPP F | COM | 10537L104 |  | 112054 | 13749 | SH |  | SOLE |  | 13749 | 0 | 0 |
| BRILLIANT ACQUISITION CORP | SHS | G1643W111 |  | 189256 | 17671 | SH |  | SOLE |  | 17671 | 0 | 0 |
| CALAMOS LNG SHR EQT DYNAMIC | COM | 12812C106 |  | 593640 | 39081 | SH |  | SOLE |  | 39081 | 0 | 0 |
| CENTER COAST BRKFLD MLP ENRG | SHS BEN INT | 151461209 |  | 200930 | 11581 | SH |  | SOLE |  | 11581 | 0 | 0 |
| CLEARBRIDGE ENERGY MIDSTRM O | COM | 18469P209 |  | 2039580 | 71314 | SH |  | SOLE |  | 71314 | 0 | 0 |
| COHEN  STEERS LTD DURATION | COM | 19248C105 |  | 1251269 | 65787 | SH |  | SOLE |  | 65787 | 0 | 0 |
| COHEN  STEERS REAL ESTATE O | SHS BENFIN INT | 19249Q103 |  | 974698 | 72307 | SH |  | SOLE |  | 72307 | 0 | 0 |
| COHEN  STEERS TAX ADVAN PFD | COM | 19249X108 |  | 540174 | 44977 | SH |  | SOLE |  | 44977 | 0 | 0 |
| CREDIT SUISSE HIGH YIELD BD | SH BEN INT | 22544F103 |  | 27118 | 15408 | SH |  | SOLE |  | 15408 | 0 | 0 |
| CUSHING MLP  INFRASTRUCT | COM NEW | 231631300 |  | 436746 | 13010 | SH |  | SOLE |  | 13010 | 0 | 0 |
| DELAWARE IVY HIGH INCOME OPP | COM | 246107106 |  | 703840 | 64219 | SH |  | SOLE |  | 64219 | 0 | 0 |
| DOUBLELINE YIELD OPPORTUNITI | COM | 25862D105 |  | 960922 | 73241 | SH |  | SOLE |  | 73241 | 0 | 0 |
| DWS MUN INCOME TR | COM | 233368109 |  | 1887648 | 219239 | SH |  | SOLE |  | 219239 | 0 | 0 |
| DWS STRATEGIC MUN INCOME TR | COM | 23342Q101 |  | 1052623 | 128840 | SH |  | SOLE |  | 128840 | 0 | 0 |
| EATON VANCE CALIF MUN BD FD | COM | 27828A100 |  | 2532686 | 293135 | SH |  | SOLE |  | 293135 | 0 | 0 |
| EATON VANCE CALIF MUN INCOM | SH BEN INT | 27826F101 |  | 1212600 | 121503 | SH |  | SOLE |  | 121503 | 0 | 0 |
| EATON VANCE FLTING RATE INC | COM | 278279104 |  | 1018683 | 91856 | SH |  | SOLE |  | 91856 | 0 | 0 |
| EATON VANCE LTD DURATION INC | COM | 27828H105 |  | 803831 | 85605 | SH |  | SOLE |  | 85605 | 0 | 0 |
| EATON VANCE MUN BD FD | COM | 27827X101 |  | 733950 | 70640 | SH |  | SOLE |  | 70640 | 0 | 0 |
| EATON VANCE MUNI INCOME TRUS | SH BEN INT | 27826U108 |  | 612947 | 62102 | SH |  | SOLE |  | 62102 | 0 | 0 |
| EATON VANCE NEW YORK MUN BD | COM | 27827Y109 |  | 840570 | 93293 | SH |  | SOLE |  | 93293 | 0 | 0 |
| EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 |  | 1430121 | 130724 | SH |  | SOLE |  | 130724 | 0 | 0 |
| EATON VANCE SR INCOME TR | SH BEN INT | 27826S103 |  | 157547 | 29895 | SH |  | SOLE |  | 29895 | 0 | 0 |
| ECOFIN SUSTAINABLE AND SOCIA | COM SH BEN INT | 27901F109 |  | 218720 | 17021 | SH |  | SOLE |  | 17021 | 0 | 0 |
| EDOC ACQUISITION CORP | CL A | G4000A102 |  | 217211 | 20687 | SH |  | SOLE |  | 20687 | 0 | 0 |
| ELLSWORTH GROWTH  INCOME FD | COM | 289074106 |  | 437719 | 54852 | SH |  | SOLE |  | 54852 | 0 | 0 |
| FEDERATED HERMES PREM MUNI I | COM | 31423P108 |  | 1112885 | 105989 | SH |  | SOLE |  | 105989 | 0 | 0 |
| FIRST TR DYNAMIC EUROPE EQUI | COM SHS | 33740D107 |  | 177536 | 15739 | SH |  | SOLE |  | 15739 | 0 | 0 |
| FIRST TR HIGH INCOME LONG / | COM | 33738E109 |  | 608144 | 53113 | SH |  | SOLE |  | 53113 | 0 | 0 |
| FIRST TR HIGH YIELD OPPRT 20 | COM | 33741Q107 |  | 4419755 | 327875 | SH |  | SOLE |  | 327875 | 0 | 0 |
| FIRST TR INTER DURATN PFD | COM | 33718W103 |  | 630567 | 37378 | SH |  | SOLE |  | 37378 | 0 | 0 |
| FIRST TR SR FLTG RATE INCOME | COM | 33733U108 |  | 2071755 | 217393 | SH |  | SOLE |  | 217393 | 0 | 0 |
| FLAHERTY  CRUMRINE PFD INCO | COM | 33848E106 |  | 228390 | 26557 | SH |  | SOLE |  | 26557 | 0 | 0 |
| FLAHERTY  CRUMRINE PFD SECS | COM | 338478100 |  | 171423 | 11413 | SH |  | SOLE |  | 11413 | 0 | 0 |
| FRANKLIN LTD DURATION INCOME | COM | 35472T101 |  | 714877 | 115117 | SH |  | SOLE |  | 115117 | 0 | 0 |
| GABELLI DIVID  INCOME TR | COM | 36242H104 |  | 2924621 | 141903 | SH |  | SOLE |  | 141903 | 0 | 0 |
| GABELLI HLTHCARE  WELLNESS | SHS | 36246K103 |  | 472798 | 45992 | SH |  | SOLE |  | 45992 | 0 | 0 |
| GAMCO NAT RES GOLD  INCOME | SH BEN INT | 36465E101 |  | 259128 | 50611 | SH |  | SOLE |  | 50611 | 0 | 0 |
| GENERAL AMERN INVS CO INC | COM | 368802104 |  | 335400 | 9278 | SH |  | SOLE |  | 9278 | 0 | 0 |
| GOLDENBRIDGE ACQUISITION LTD | SHS | G3970D104 |  | 173704 | 16783 | SH |  | SOLE |  | 16783 | 0 | 0 |
| GUGGENHEIM ACTIVE ALLOC FD | COMMON STOCK | 40170T106 |  | 3507383 | 260772 | SH |  | SOLE |  | 260772 | 0 | 0 |
| HANCOCK JOHN INCOME SECS TR | COM | 410123103 |  | 291970 | 27415 | SH |  | SOLE |  | 27415 | 0 | 0 |
| HANCOCK JOHN INVS TR | COM | 410142103 |  | 127908 | 10200 | SH |  | SOLE |  | 10200 | 0 | 0 |
| HPX CORP | CL A ORD SHS | G32219100 |  | 201713 | 20437 | SH |  | SOLE |  | 20437 | 0 | 0 |
| INSIGHT SELECT INCOME FD | COM | 45781W109 |  | 292439 | 19354 | SH |  | SOLE |  | 19354 | 0 | 0 |
| INVESCO ADVANTAGE MUN INCOME | SH BEN INT | 46132E103 |  | 306938 | 35732 | SH |  | SOLE |  | 35732 | 0 | 0 |
| INVESCO CALIF VALUE MUN INCO | COM | 46132H106 |  | 4394672 | 463573 | SH |  | SOLE |  | 463573 | 0 | 0 |
| INVESCO MUN OPPORTUNITY TR | COM | 46132C107 |  | 1634129 | 164897 | SH |  | SOLE |  | 164897 | 0 | 0 |
| INVESCO MUNICIPAL TRUST | COM | 46131J103 |  | 899821 | 90891 | SH |  | SOLE |  | 90891 | 0 | 0 |
| INVESCO PA VALUE MUN INC TR | COM | 46132K109 |  | 1291111 | 131746 | SH |  | SOLE |  | 131746 | 0 | 0 |
| INVESCO QUALITY MUN INCOME T | COM | 46133G107 |  | 505383 | 53650 | SH |  | SOLE |  | 53650 | 0 | 0 |
| INVESCO TR INVT GRADE MUNS | COM | 46131M106 |  | 1051270 | 104604 | SH |  | SOLE |  | 104604 | 0 | 0 |
| INVESCO TR INVT GRADE NEW YO | COM | 46131T101 |  | 1809455 | 179154 | SH |  | SOLE |  | 179154 | 0 | 0 |
| INVESCO VALUE MUN INCOME TR | COM | 46132P108 |  | 1614363 | 133972 | SH |  | SOLE |  | 133972 | 0 | 0 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 1000980 | 8300 | SH |  | SOLE |  | 8300 | 0 | 0 |
| KAYNE ANDERSON NEXTGEN ENRGY | COM | 48661E108 |  | 908057 | 120913 | SH |  | SOLE |  | 120913 | 0 | 0 |
| KKR INCOME OPPORTUNITIES FD | COM | 48249T106 |  | 506526 | 46006 | SH |  | SOLE |  | 46006 | 0 | 0 |
| LMP CAP  INCOME FD INC | COM | 50208A102 |  | 400402 | 33256 | SH |  | SOLE |  | 33256 | 0 | 0 |
| MAINSTAY CBRE GBL INFRSTR ME | COM | 56064Q107 |  | 5782973 | 423661 | SH |  | SOLE |  | 423661 | 0 | 0 |
| MALACCA STRAITS ACQUISITION | COM CL A | G5859B117 |  | 148165 | 14526 | SH |  | SOLE |  | 14526 | 0 | 0 |
| MEXICO EQUITY  INCOME FD | COM | 592834105 |  | 275736 | 31405 | SH |  | SOLE |  | 31405 | 0 | 0 |
| MEXICO FD INC | COM | 592835102 |  | 154947 | 10512 | SH |  | SOLE |  | 10512 | 0 | 0 |
| MFS HIGH INCOME MUN TR | SH BEN INT | 59318D104 |  | 1229447 | 352277 | SH |  | SOLE |  | 352277 | 0 | 0 |
| MFS HIGH YIELD MUN TR | SH BEN INT | 59318E102 |  | 1054278 | 336830 | SH |  | SOLE |  | 336830 | 0 | 0 |
| MFS INVT GRADE MUN TR | SH BEN INT | 59318B108 |  | 1032827 | 145060 | SH |  | SOLE |  | 145060 | 0 | 0 |
| MFS MUN INCOME TR | SH BEN INT | 552738106 |  | 1142066 | 220476 | SH |  | SOLE |  | 220476 | 0 | 0 |
| MONTEREY BIO ACQUISITION COR | COM | 61240F108 |  | 291281 | 27741 | SH |  | SOLE |  | 27741 | 0 | 0 |
| MORGAN STANLEY EMERGING MKTS | COM | 617477104 |  | 573426 | 130324 | SH |  | SOLE |  | 130324 | 0 | 0 |
| MORGAN STANLEY EMKT DBT FD I | COM | 61744H105 |  | 308034 | 47100 | SH |  | SOLE |  | 47100 | 0 | 0 |
| NEUBERGER BERMAN MLP  ENERG | COM | 64129H104 |  | 1506372 | 226182 | SH |  | SOLE |  | 226182 | 0 | 0 |
| NEUBERGER BERMAN MUN FD INC | COM | 64124P101 |  | 550374 | 52819 | SH |  | SOLE |  | 52819 | 0 | 0 |
| NEUBERGER BERMAN N Y MUN FD | COM | 64124K102 |  | 244793 | 25959 | SH |  | SOLE |  | 25959 | 0 | 0 |
| NEUBERGER BRMAN CLIFRN MUNI | COM | 64123C101 |  | 274632 | 24305 | SH |  | SOLE |  | 24305 | 0 | 0 |
| NEW AMER HIGH INCOME FD INC | COM NEW | 641876800 |  | 808955 | 122569 | SH |  | SOLE |  | 122569 | 0 | 0 |
| NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 |  | 4283113 | 352810 | SH |  | SOLE |  | 352810 | 0 | 0 |
| NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 |  | 2617795 | 230237 | SH |  | SOLE |  | 230237 | 0 | 0 |
| NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 |  | 5516712 | 498348 | SH |  | SOLE |  | 498348 | 0 | 0 |
| NUVEEN CALIFORNIA MUNI VLU F | COM STK | 67062C107 |  | 89570 | 10600 | SH |  | SOLE |  | 10600 | 0 | 0 |
| NUVEEN CORPORATE INCOME 2023 | COM | 67079F101 |  | 127614 | 14066 | SH |  | SOLE |  | 14066 | 0 | 0 |
| NUVEEN CR STRATEGIES INCOME | COM SHS | 67073D102 |  | 2293534 | 450596 | SH |  | SOLE |  | 450596 | 0 | 0 |
| NUVEEN DYNAMIC MUN OPPORTUNI | COM SHS | 67079X102 |  | 1885916 | 189730 | SH |  | SOLE |  | 189730 | 0 | 0 |
| NUVEEN FLOATING RATE INCOME | COM SHS | 6706EN100 |  | 1967347 | 251901 | SH |  | SOLE |  | 251901 | 0 | 0 |
| NUVEEN FLOATING RATE INCOME | COM | 67072T108 |  | 858979 | 108457 | SH |  | SOLE |  | 108457 | 0 | 0 |
| NUVEEN GLOBAL HIGH INCOME FD | SHS | 67075G103 |  | 1000553 | 88938 | SH |  | SOLE |  | 88938 | 0 | 0 |
| NUVEEN MASSACHUSETS QLT MUN | COM | 67061E104 |  | 534398 | 50558 | SH |  | SOLE |  | 50558 | 0 | 0 |
| NUVEEN MORTGAGE AND INCOME F | COM | 670735109 |  | 625891 | 38683 | SH |  | SOLE |  | 38683 | 0 | 0 |
| NUVEEN MUN CR OPPORTUNITIES | COM | 670663103 |  | 2430878 | 221190 | SH |  | SOLE |  | 221190 | 0 | 0 |
| NUVEEN MUN HIGH INCOME OPPOR | COM | 670682103 |  | 708983 | 68567 | SH |  | SOLE |  | 68567 | 0 | 0 |
| NUVEEN MUN VALUE FD INC | COM | 670928100 |  | 1100112 | 127920 | SH |  | SOLE |  | 127920 | 0 | 0 |
| NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 |  | 2843088 | 235355 | SH |  | SOLE |  | 235355 | 0 | 0 |
| NUVEEN NEW JERSEY QULT MUN F | COM | 67069Y102 |  | 2256983 | 199733 | SH |  | SOLE |  | 199733 | 0 | 0 |
| NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 |  | 2689628 | 262147 | SH |  | SOLE |  | 262147 | 0 | 0 |
| NUVEEN NEW YORK QLT MUN INC | COM | 67066X107 |  | 2624774 | 245306 | SH |  | SOLE |  | 245306 | 0 | 0 |
| NUVEEN OHIO QLTY MUN INCOME | COM | 670980101 |  | 1730243 | 136347 | SH |  | SOLE |  | 136347 | 0 | 0 |
| NUVEEN PENNSYLVANIA QLT MUN | COM | 670972108 |  | 3343140 | 300372 | SH |  | SOLE |  | 300372 | 0 | 0 |
| NUVEEN PFD  INCOME OPPORTUN | COM | 67073B106 |  | 662647 | 91023 | SH |  | SOLE |  | 91023 | 0 | 0 |
| NUVEEN PFD  INCOME SECS FD | COM | 67072C105 |  | 2258708 | 332163 | SH |  | SOLE |  | 332163 | 0 | 0 |
| NUVEEN PREFERRED AND INCOME | COM SHS BEN INT | 67075T105 |  | 600629 | 33953 | SH |  | SOLE |  | 33953 | 0 | 0 |
| NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 |  | 2099598 | 177932 | SH |  | SOLE |  | 177932 | 0 | 0 |
| NUVEEN REAL ASSET INCOME  G | COM | 67074Y105 |  | 478261 | 40877 | SH |  | SOLE |  | 40877 | 0 | 0 |
| NUVEEN SHORT DURATION CR OPP | COM | 67074X107 |  | 402232 | 33915 | SH |  | SOLE |  | 33915 | 0 | 0 |
| NUVEEN SR INCOME FD | COM | 67067Y104 |  | 689767 | 150276 | SH |  | SOLE |  | 150276 | 0 | 0 |
| PARAMOUNT GLOBAL | CLASS B COM | 92556H206 |  | 297898 | 17648 | SH |  | SOLE |  | 17648 | 0 | 0 |
| PGIM GLOBAL HIGH YIELD FD FO | COM | 69346J106 |  | 2471693 | 228016 | SH |  | SOLE |  | 228016 | 0 | 0 |
| PGIM HIGH YIELD BOND FUND IN | COM | 69346H100 |  | 1163711 | 98038 | SH |  | SOLE |  | 98038 | 0 | 0 |
| PGIM SHORT DUR HIG YLD OPP F | COM | 69355J104 |  | 571970 | 38936 | SH |  | SOLE |  | 38936 | 0 | 0 |
| PIMCO INCOME STRATEGY FD II | COM | 72201J104 |  | 109444 | 15480 | SH |  | SOLE |  | 15480 | 0 | 0 |
| PIMCO NEW YORK MUN FD II | COM | 72200Y102 |  | 299675 | 37695 | SH |  | SOLE |  | 37695 | 0 | 0 |
| PIONEER DIVERSIFIED HIGH INC | COM | 723653101 |  | 420084 | 41675 | SH |  | SOLE |  | 41675 | 0 | 0 |
| PIONEER HIGH INCOME FUND INC | COM | 72369H106 |  | 1195994 | 183999 | SH |  | SOLE |  | 183999 | 0 | 0 |
| PIONEER MUNICIPAL HIGH INCOM | COM | 723762100 |  | 1965659 | 242674 | SH |  | SOLE |  | 242674 | 0 | 0 |
| PIONEER MUNICIPAL HIGH INCOM | COM SHS | 723763108 |  | 1486245 | 173222 | SH |  | SOLE |  | 173222 | 0 | 0 |
| PRIME IMPACT ACQUISITION I | SHS CL A | G61074103 |  | 2328353 | 226935 | SH |  | SOLE |  | 226935 | 0 | 0 |
| PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 |  | 37949 | 11859 | SH |  | SOLE |  | 11859 | 0 | 0 |
| PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 |  | 69108 | 19038 | SH |  | SOLE |  | 19038 | 0 | 0 |
| RIVERNORTH DOUBLELINE STRATE | COM | 76882G107 |  | 244142 | 28127 | SH |  | SOLE |  | 28127 | 0 | 0 |
| RIVERNORTH FLEXIBLE MUN INCO | COM | 76883H104 |  | 1123456 | 71649 | SH |  | SOLE |  | 71649 | 0 | 0 |
| RIVERNORTH FLEXIBLE MUNI INC | COM | 76883Y107 |  | 152889 | 11300 | SH |  | SOLE |  | 11300 | 0 | 0 |
| RIVERNORTH MANAGED DUR MUN I | COM | 76882H105 |  | 2204755 | 153108 | SH |  | SOLE |  | 153108 | 0 | 0 |
| SABA CAPITAL INCOME  OPRNT | SHS NEW | 78518H202 |  | 835525 | 109793 | SH |  | SOLE |  | 109793 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 1429670 | 20279 | SH |  | SOLE |  | 20279 | 0 | 0 |
| SPDR SER TR | BLOOMBERG HIGH Y | 78468R622 |  | 499680 | 5552 | SH |  | SOLE |  | 5552 | 0 | 0 |
| TEKLA HEALTHCARE INVS | SH BEN INT | 87911J103 |  | 1786626 | 99257 | SH |  | SOLE |  | 99257 | 0 | 0 |
| TEKLA LIFE SCIENCES INVS | SH BEN INT | 87911K100 |  | 2256875 | 158823 | SH |  | SOLE |  | 158823 | 0 | 0 |
| THORNBURG INCM BUILDER OPP T | COM | 885213108 |  | 460359 | 32238 | SH |  | SOLE |  | 32238 | 0 | 0 |
| TORTOISE ENERGY INFRA CORP | COM | 89147L886 |  | 786911 | 24769 | SH |  | SOLE |  | 24769 | 0 | 0 |
| TORTOISE MIDSTRM ENERGY FD I | COM | 89148B200 |  | 526496 | 15225 | SH |  | SOLE |  | 15225 | 0 | 0 |
| TPG PACE BENEFICIAL II CORP | COMMON STOCK | G89826104 |  | 1142038 | 116238 | SH |  | SOLE |  | 116238 | 0 | 0 |
| VIRTUS CONVERTIBLE  INC FD | COM | 92838U108 |  | 1273643 | 442237 | SH |  | SOLE |  | 442237 | 0 | 0 |
| VIRTUS CONVERTIBLE  INCOME | COM | 92838X102 |  | 283676 | 83434 | SH |  | SOLE |  | 83434 | 0 | 0 |
| VIRTUS DIVIDEND INTEREST  P | COM | 92840R101 |  | 1348953 | 119588 | SH |  | SOLE |  | 119588 | 0 | 0 |
| VIRTUS EQUITY  CONV INCM FD | COM | 92841M101 |  | 268090 | 14706 | SH |  | SOLE |  | 14706 | 0 | 0 |
| VIRTUS GLOBAL MULTI-SECTOR I | COM | 92829B101 |  | 393320 | 50751 | SH |  | SOLE |  | 50751 | 0 | 0 |
| VOYA GLBL EQTY DIV  PREM OP | COM | 92912T100 |  | 440145 | 24144 | SH |  | SOLE |  | 24144 | 0 | 0 |
| VOYA INFRASTRUCTURE INDLS | COM | 92912X101 |  | 171406 | 18692 | SH |  | SOLE |  | 18692 | 0 | 0 |
| WESTERN ASSET EMERGING MKTS | COM | 95766A101 |  | 2485035 | 272781 | SH |  | SOLE |  | 272781 | 0 | 0 |
| WESTERN ASSET HIGH INCOME OP | COM | 95766K109 |  | 698119 | 176739 | SH |  | SOLE |  | 176739 | 0 | 0 |
| WESTERN ASSET INTER MUNI FD | COM | 958435109 |  | 952325 | 125471 | SH |  | SOLE |  | 125471 | 0 | 0 |
| WESTERN ASSET MANAGED MUNS F | COM | 95766M105 |  | 1497560 | 148715 | SH |  | SOLE |  | 148715 | 0 | 0 |
| WESTERN ASSET MTG DEFINED OP | COM | 95790B109 |  | 439470 | 40805 | SH |  | SOLE |  | 40805 | 0 | 0 |
| WESTERN ASSET MUN HIGH INCOM | COM | 95766N103 |  | 426580 | 66862 | SH |  | SOLE |  | 66862 | 0 | 0 |
| WESTERN ASSET MUN PARTNERS F | COM | 95766P108 |  | 770079 | 66158 | SH |  | SOLE |  | 66158 | 0 | 0 |
| WESTERN ASST INFLTN LKD INM | COM SH BEN INT | 95766Q106 |  | 441917 | 51326 | SH |  | SOLE |  | 51326 | 0 | 0 |
| WESTERN AST INFL LKD OPP  I | COM | 95766R104 |  | 670233 | 73410 | SH |  | SOLE |  | 73410 | 0 | 0 |

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