# EDGAR Filing Document

**Accession Number:** 0001622148
**File Stem:** 0002048251-26-004759
**Filing Date:** 2026-6
**Character Count:** 25534
**Document Hash:** 374eec8fd7993a2b8bb1439c98669107
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002048251-26-004759.hdr.sgml**: 20260601

**ACCESSION NUMBER**: 0002048251-26-004759

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260601

**DATE AS OF CHANGE**: 20260601

**PERIOD START**: 20260930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HIGHLAND GLOBAL ALLOCATION FUND
- **CENTRAL INDEX KEY:** 0001622148

**ORGANIZATION NAME:**
- **EIN:** 916361402
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23369
- **FILM NUMBER:** 261052179

**BUSINESS ADDRESS:**
- **STREET 1:** 300 CRESCENT COURT
- **STREET 2:** SUITE 700
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75201
- **BUSINESS PHONE:** 214-276-6300

**MAIL ADDRESS:**
- **STREET 1:** 300 CRESCENT COURT
- **STREET 2:** SUITE 700
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75201

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** HIGHLAND GLOBAL ALLOCATION FUND

- **b. Investment Company Act file number:** 811-23369

- **c. CIK number of Registrant:** 0001622148

- **d. LEI of Registrant:** 2549007A3RHSGZEL0R21

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 200 CRESCENT COURT

  - **City:** DALLAS

  - **State:** TX

  - **Foreign country:** US

  - **Zip / Postal Code:** 75201

  - **Telephone number:** 9726284100

**Item A.2. Information about the Series.**

- **a. Name of Series:** Highland Global Allocation Fund

- **c. LEI of Series:** 2549007A3RHSGZEL0R21

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-09-30

- **b. Date as of which information is reported:** 2026-03-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $283626008.69

**Total Liabilities:** $11103935.79

**Net Assets:** $272522072.90

**Cash Not Reported:** $3982.79

**Monthly Return Information**

| Class        | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID N/A | -6.09%               | 2.42%                | 1.77%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $575224.46               | $-16444635.11                              |
| Month 2  | $1450082.55              | $2624529.61                                |
| Month 3  | $2799581.22              | $-1097860.00                               |

**Designated Index Information**

- **Index Name:** MSCI AC World Index

- **Index Identifier:** MXWD Index

### Schedule of Portfolio Investments

| Name                                           | Title                                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| N/A                                            | GAF SPE PROMISSORY NOTE                                      | CUSIP: N/A<br>LEI: N/A                        | Long             | DBT              | CORP              | US        |   8330000 | PA      | $8330000.00   | 3.06%             | N/A             | Floating      | 6.29%                 | No            |                  3 | On Loan: No      |
| ENERGY TRANSFER LP                             | ENERGY TRANSFER LP PARTNERSHIP SHARES                        | CUSIP: 29273V100<br>LEI: MTLVN9N7JE8MIBIJ1H73 | Long             | EC               |  | US        |    627440 | NS      | $12109592.00  | 4.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Republica Argentina                            | REPUBLIC OF ARGENTINA 1.000000% 07/09/2029                   | CUSIP: 040114HX1<br>LEI: 549300KPBYGYF7HCHO27 | Long             | DBT              | NUSS              | AR        |     63489 | PA      | $55743.61     | 0.02%             | 2029-07-09      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| N/A                                            | APNIMED, INC SERIES C-1                                      | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               |  | US        |    202684 | NS      | $2399778.56   | 0.88%             |  |  |  | No            |                  3 | On Loan: No      |
| READY CAPITAL CORPORATION                      | READY CAPITAL CORP REIT                                      | CUSIP: 75574U101<br>LEI: 549300MYWGZUG7ZUYO87 | Long             | EC               |  | US        |    116480 | NS      | $188697.60    | 0.07%             |  |  |  | No            |                  1 | On Loan: —       |
| N/A                                            | NEXPOINT STORAGE PARTNERS SERIES A PREFERRED STOCK           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | US        |       135 | NS      | $78048.14     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| BRAEMAR HOTELS & RESORTS INC.                  | Braemar Hotels & Resorts Inc PREFERRED STOCK                 | CUSIP: 10482B200<br>LEI: 549300JDUUEBN868C776 | Long             | EP               |  | US        |    239774 | NS      | $3486313.96   | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Transocean Ltd.                                | TRANSOCEAN LTD COMMON STOCK                                  | CUSIP: H8817H100<br>LEI: 529900QO4W5DQGBGEF32 | Long             | EC               |  | US        |       121 | NS      | $802.23       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| SMURFIT WESTROCK PUBLIC LIMITED COMPANY        | SMURFIT WESTROCK PLC COMMON STOCK                            | CUSIP: G8267P108<br>LEI: 635400EGSEOPDW2EXS14 | Long             | EC               |  | US        |     86989 | NS      | $3466511.65   | 1.27%             |  |  |  | No            |                  1 | On Loan: —       |
| StoneCo Ltd.                                   | STONECO LTD-A COMMON STOCK                                   | CUSIP: G85158106<br>LEI: 549300O1A9LEF0XZCR35 | Long             | EC               |  | US        |      3995 | NS      | $56409.40     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| NEXPOINT DIVERSIFIED REAL ESTATE TRUST         | NexPoint Diversified Real Estate Trust PREFERRED STOCK       | CUSIP: 65340G304<br>LEI: 5493008KGR2NU3OXMR64 | Long             | EP               |  | US        |     13831 | NS      | $184228.92    | 0.07%             |  |  |  | No            |                  2 | On Loan: No      |
| NEXPOINT REAL ESTATE FINANCE, INC.             | NEXPOINT REAL ESTATE FINANCE REIT                            | CUSIP: 65342V101<br>LEI: N/A                  | Long             | EC               |  | US        |    901385 | NS      | $12141660.80  | 4.46%             |  |  |  | No            |                  1 | On Loan: No      |
| IHEARTCOMMUNICATIONS, INC.                     | IHEARTCOMMUNICATIONS INC 144A 9.125000% 05/01/2029           | CUSIP: 45174HBJ5<br>LEI: 54930076J6KDZL504O62 | Long             | DBT              | CORP              | US        |    304583 | PA      | $276897.93    | 0.10%             | 2029-05-01      | Fixed         | 9.12%                 | Yes           |                  2 | On Loan: No      |
| FERMI WARRANTS                                 | FERMI WARRANTS EXPIRATION: UNKNOWN                           | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | MY        |   1200000 | NC      | $0.00         | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Amrize AG                                      | AMRIZE LTD COMMON STOCK                                      | CUSIP: N/A<br>LEI: 529900SLCCO6K43P8146       | Long             | EC               |  | CH        |     18886 | NS      | $1041646.73   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| GL EVENTS SA                                   | GL EVENTS COMMON STOCK                                       | CUSIP: N/A<br>LEI: 9695002PXZMQNBPY2P44       | Long             | EC               |  | FR        |     60593 | NS      | $2063751.78   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| CFCRE COMMERCIAL MORTGAGE TRUST                | CFCRE COMMERCIAL MORTGAGE TRUST 2017-C8 CFCRE 2017-C8 D      | CUSIP: 12532CAA3<br>LEI: N/A                  | Long             | ABS-MBS          |  | US        |    250000 | PA      | $226496.00    | 0.08%             | 2050-06-15      | Fixed         | 3.00%                 | Yes           |                  2 | On Loan: No      |
| N/A                                            | NXDT HOSPITALITY CONVERTIBLE PROMISSORY NOTE                 | CUSIP: N/A<br>LEI: N/A                        | Long             | DBT              | CORP              | US        |   8500000 | PA      | $6547550.00   | 2.40%             | N/A             | Floating      | 5.50%                 | No            |                  3 | On Loan: No      |
| N/A                                            | GAF NSP PROMISSORY NOTE                                      | CUSIP: N/A<br>LEI: N/A                        | Long             | DBT              | CORP              | US        |   2000000 | PA      | $1993600.00   | 0.73%             | N/A             | Floating      | 9.00%                 | No            |                  3 | On Loan: No      |
| WD-40 COMPANY                                  | WD-40 CO COMMON STOCK                                        | CUSIP: 929236107<br>LEI: 549300UZHTN0CNKBOB19 | Short            | EC               |  | US        |     -4000 | NS      | $-815760.00   | -0.30%            |  |  |  | No            |                  1 | On Loan: No      |
| UNITED DEVELOPMENT FUNDING - CVR               | UNITED DEVELOPMENT FUNDING - CVR CONTINGENT VALUE RIGHT      | CUSIP: 910187103<br>LEI: N/A                  | Long             | EC               |  | US        |    116480 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| HIGHLAND OPPORTUNITIES AND INCOME FUND         | HIGHLAND OPPORTUNITIES AND INCOME FUND MUTUAL FUND           | CUSIP: 43010E404<br>LEI: 254900CMUE9FRYL2UR80 | Long             | EC               |  | US        |   2637853 | NS      | $15062140.63  | 5.53%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                            | SFR OPERATING PARTNERSHIP, L.P. CONVERTIBLE NOTE             | CUSIP: N/A<br>LEI: N/A                        | Long             | DBT              | CORP              | US        |   5000000 | PA      | $4890000.00   | 1.79%             | N/A             | Floating      | 7.50%                 | No            |                  3 | On Loan: No      |
| N/A                                            | NEXPOINT EVENT DRIVEN F-Z MUTUAL FUND                        | CUSIP: 430101873<br>LEI: N/A                  | Long             | EC               |  | US        |   1038669 | NS      | $17210742.63  | 6.32%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                            | GAF REIT SUB II, LLC                                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | US        |       349 | NS      | $4409168.23   | 1.62%             |  |  |  | No            |                  3 | On Loan: No      |
| JAMES HARDIE INDUSTRIES PUBLIC LIMITED COMPANY | JAMES HARDIE IND PLC COMMON STOCK                            | CUSIP: G4253H101<br>LEI: 635400NSGXKTVOO7JU45 | Long             | EC               |  | US        |    188700 | NS      | $3573978.00   | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| TALOS ENERGY INC.                              | TALOS ENERGY INC COMMON STOCK                                | CUSIP: 87484T108<br>LEI: 549300OKFHZ84SFJFT95 | Long             | EC               |  | US        |    357484 | NS      | $5633947.84   | 2.07%             |  |  |  | No            |                  1 | On Loan: No      |
| NEXPOINT DIVERSIFIED REAL ESTATE TRUST         | NEXPOINT DIVERSIFIED REAL ES REIT                            | CUSIP: 65340G205<br>LEI: 5493008KGR2NU3OXMR64 | Long             | EC               |  | US        |    671954 | NS      | $3138025.18   | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Fermi Inc                                      | FERMI INC COMMON STOCK                                       | CUSIP: 314911108<br>LEI: 529900TSHBYBCFMYZ228 | Long             | EC               |  | US        |   1058011 | NS      | $6178784.24   | 2.27%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                            | MIDWAVE WIRELESS, INC COMMON STOCK                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | US        |    169531 | NS      | $73147540.57  | 26.84%            |  |  |  | No            |                  3 | On Loan: No      |
| Republica Argentina                            | REPUBLIC OF ARGENTINA 3.500000% 07/09/2041                   | CUSIP: 040114HV5<br>LEI: 549300KPBYGYF7HCHO27 | Long             | DBT              | NUSS              | AR        |  10000000 | PA      | $6675000.00   | 2.45%             | 2041-07-09      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| TESLA, INC.                                    | TESLA INC COMMON STOCK                                       | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Short            | EC               |  | US        |     -8400 | NS      | $-3122700.00  | -1.15%            |  |  |  | No            |                  1 | On Loan: No      |
| ALEXANDRIA REAL ESTATE EQUITIES, INC.          | ALEXANDRIA REAL ESTATE EQUIT REIT                            | CUSIP: N/A<br>LEI: MGCJBT4MKTQBVLNUIS88       | Long             | EC               |  | US        |     56000 | NS      | $2599520.00   | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Central Puerto S.A.                            | CENTRAL PUERTO-SPONSORED ADR DEPOSITARY RECEIPT              | CUSIP: 155038201<br>LEI: 2549005JLIWQ6B7VNR38 | Long             | EC               |  | US        |    202250 | NS      | $3403867.50   | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| WHITESTONE REIT                                | WHITESTONE REIT REIT                                         | CUSIP: 966084204<br>LEI: N/A                  | Long             | EC               |  | US        |    875255 | NS      | $14135368.25  | 5.19%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                            | GAF REIT                                                     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | US        |   1147062 | NS      | $9504007.47   | 3.49%             |  |  |  | No            |                  3 | On Loan: No      |
| IHEARTCOMMUNICATIONS, INC.                     | IHEARTCOMMUNICATIONS INC 144A 10.875000% 05/01/2030          | CUSIP: 45174HBL0<br>LEI: 54930076J6KDZL504O62 | Long             | DBT              | CORP              | US        |    467594 | PA      | $296251.19    | 0.11%             | 2030-05-01      | Fixed         | 10.88%                | Yes           |                  2 | On Loan: No      |
| GRUPO SUPERVIELLE SOCIEDAD ANONIMA             | GRUPO SUPERVIELLE SA-SP ADR DEPOSITARY RECEIPT               | CUSIP: 40054A108<br>LEI: 549300IQJL3KLZ3IYQ14 | Long             | EC               |  | US        |     24300 | NS      | $229149.00    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| YETI HOLDINGS, INC.                            | YETI HOLDINGS INC COMMON STOCK                               | CUSIP: 98585X104<br>LEI: 549300DSQICIGNT5GO63 | Long             | EC               |  | US        |     73632 | NS      | $2694194.88   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| MidWave Wireless, Inc. Tranche J Loan          | MidWave Wireless, Inc. Tranche J Loan 12/31/2025             | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |    612808 | PA      | $609069.62    | 0.22%             | 2028-03-01      | Floating      | 13.00%                | No            |                  3 | On Loan: No      |
| Maplebear Inc                                  | MAPLEBEAR INC COMMON STOCK                                   | CUSIP: 565394103<br>LEI: N/A                  | Short            | EC               |  | US        |    -47667 | NS      | $-1785605.82  | -0.66%            |  |  |  | No            |                  1 | On Loan: No      |
| FORTUNE BRANDS INNOVATIONS, INC.               | FORTUNE BRANDS INNOVATIONS I COMMON STOCK                    | CUSIP: 34964C106<br>LEI: 54930032LHW54PQUJD44 | Long             | EC               |  | US        |    113590 | NS      | $4426602.30   | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| CONTRA ADR CENTRAL PU F NPV ADR                | CONTRA ADR CENTRAL PU F NPV ADR                              | CUSIP: 155CNT017<br>LEI: N/A                  | Long             | EC               |  | US        |    202250 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                            | DREYFUS TREASURY PRIME CASH MANAGEMENT/ CLASS A              | CUSIP: 261908107<br>LEI: N/A                  | Long             | STIV             |  | US        |    971761 | PA      | $971760.63    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| MIDWAVE WIRELESS                               | MIDWAVE WIRELESS 2/27/2020                                   | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |  30701120 | PA      | $30513843.40  | 11.20%            | 2028-03-01      | Floating      | 13.00%                | No            |                  3 | On Loan: No      |
| Ralliant Corp                                  | RALLIANT CORP COMMON STOCK                                   | CUSIP: 750940108<br>LEI: 52990024QKO4DYT8N464 | Long             | EC               |  | US        |    111915 | NS      | $4654544.85   | 1.71%             |  |  |  | No            |                  1 | On Loan: No      |
| REYNOLDS CONSUMER PRODUCTS INC.                | REYNOLDS CONSUMER PRODUCTS I COMMON STOCK                    | CUSIP: 76171L106<br>LEI: 894500ZQLNYY77S80A06 | Long             | EC               |  | US        |    187800 | NS      | $3977604.00   | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| CATERPILLAR INC.                               | CATERPILLAR INC COMMON STOCK                                 | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Short            | EC               |  | US        |     -7280 | NS      | $-5157588.80  | -1.89%            |  |  |  | No            |                  1 | On Loan: No      |
| HLS Therapeutics Inc.                          | HLS THERAPEUTICS INC COMMON STOCK                            | CUSIP: 40390B109<br>LEI: 549300QKXFY1J71L2D68 | Long             | EC               |  | US        |     10445 | NS      | $32745.08     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| SOTERA HEALTH COMPANY                          | SOTERA HEALTH CO COMMON STOCK                                | CUSIP: 83601L102<br>LEI: N/A                  | Long             | EC               |  | US        |    240468 | NS      | $3448311.12   | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                            | BB VOTORANTIM HIGH MUTUAL FUND                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | US        |     10000 | NS      | $3422400.00   | 1.26%             |  |  |  | No            |                  3 | On Loan: No      |
| N/A                                            | TXSE GROUP INC COMMON STOCK                                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | US        |    100000 | NS      | $2300000.00   | 0.84%             |  |  |  | No            |                  3 | On Loan: No      |
| THE MIDDLEBY CORPORATION                       | MIDDLEBY CORP COMMON STOCK                                   | CUSIP: 596278101<br>LEI: JDFO86U9VQRBKW5KYA35 | Long             | EC               |  | US        |     28400 | NS      | $3765272.00   | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| SERITAGE GROWTH PROPERTIES                     | SERITAGE GROWTH PROP- A COMMON STOCK                         | CUSIP: 81752R100<br>LEI: 5493003CJFC2MM82WB25 | Long             | EC               |  | US        |    417500 | NS      | $1173175.00   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| NEXPOINT RESIDENTIAL TRUST, INC.               | NEXPOINT RESIDENTIAL REIT                                    | CUSIP: 65341D102<br>LEI: 549300U2J6XVYBF87166 | Long             | EC               |  | US        |    195363 | NS      | $4884075.00   | 1.79%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                            | APNIMED, INC SERIES C-2                                      | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               |  | US        |    108098 | NS      | $1385816.36   | 0.51%             |  |  |  | No            |                  3 | On Loan: No      |
| APTIV PLC                                      | APTIV PLC COMMON STOCK                                       | CUSIP: G3265R107<br>LEI: N/A                  | Long             | EC               |  | US        |    101575 | NS      | $7053368.00   | 2.59%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                            | GAF REIT SUB III, LLC                                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | US        |    156528 | NS      | $4296156.46   | 1.58%             |  |  |  | No            |                  3 | On Loan: No      |
| N/A                                            | PARATEK PHARMACEUTICALS INC CONTINGENT VALUE RIGHT - PRTK US | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | US        |   2156000 | NS      | $172480.00    | 0.06%             |  |  |  | No            |                  3 | On Loan: No      |
| Grupo Clarin S.A.                              | GRUPO CLARIN-B COMMON STOCK                                  | CUSIP: N/A<br>LEI: 254900FY8R51KBIIVA82       | Long             | EC               |  | AR        |     77866 | NS      | $199941.77    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                            | NEXPOINT MERGER ARBITRAGE CLASS Z                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | US        |     65661 | NS      | $1304680.81   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| HERON THERAPEUTICS, INC.                       | HERON THERAPEUTICS INC COMMON STOCK                          | CUSIP: 427746102<br>LEI: 549300DR2I1DOPD2IX53 | Long             | EC               |  | US        |    232800 | NS      | $186263.28    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Telesat Corporation                            | TELESAT CORP COMMON STOCK                                    | CUSIP: 879512309<br>LEI: N/A                  | Long             | EC               |  | US        |    189945 | NS      | $6876009.00   | 2.52%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-03-31

**Name of Applicant:** HIGHLAND GLOBAL ALLOCATION FUND

**Signature:** Stephanie Vitiello

**Name of Signer:** Stephanie Vitiello

**Title:** CCO