# EDGAR Filing Document

**Accession Number:** 0001383441
**File Stem:** 0001752724-23-065077
**Filing Date:** 2023-3
**Character Count:** 68144
**Document Hash:** 389ae3bb20dc57bab520df0b81514bee
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-065077.hdr.sgml**: 20230324

**ACCESSION NUMBER**: 0001752724-23-065077

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230324

**DATE AS OF CHANGE**: 20230324

**PERIOD START**: 20230131

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Virtus Equity & Convertible Income Fund
- **CENTRAL INDEX KEY:** 0001383441
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 0131

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-21989
- **FILM NUMBER:** 23758331

**BUSINESS ADDRESS:**
- **STREET 1:** 101 MUNSON STREET
- **CITY:** GREENFIELD
- **STATE:** MA
- **ZIP:** 01301
- **BUSINESS PHONE:** (866) 270-7598

**MAIL ADDRESS:**
- **STREET 1:** 101 MUNSON STREET
- **CITY:** GREENFIELD
- **STATE:** MA
- **ZIP:** 01301

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Virtus AllianzGI Equity & Convertible Income Fund
- **DATE OF NAME CHANGE:** 20210210

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** AllianzGI Equity & Convertible Income Fund
- **DATE OF NAME CHANGE:** 20130502

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** AGIC Equity & Convertible Income Fund
- **DATE OF NAME CHANGE:** 20100825

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Virtus Equity & Convertible Income Fund

- **b. Investment Company Act file number:** 811-21989

- **c. CIK number of Registrant:** 0001383441

- **d. LEI of Registrant:** 549300E7CGC36IOELF91

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 101 MUNSON STREET

  - **City:** GREENFIELD

  - **State:** MA

  - **Foreign country:** US

  - **Zip / Postal Code:** 01301-9668

  - **Telephone number:** 800-254-5197

**Item A.2. Information about the Series.**

- **a. Name of Series:** Virtus Equity & Convertible Income Fund

- **c. LEI of Series:** 549300E7CGC36IOELF91

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-01-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $625499238.80

**Total Liabilities:** $3903747.35

**Net Assets:** $621595491.45

**Cash Not Reported:** $2111568.60

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** -1.00000000 | **5-Year:** -1865.00000000 | **10-Year:** 0.00000000 | **30-Year:** -9422.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** -5.00000000 | **1-Year:** -73.00000000 | **5-Year:** -34378.00000000 | **10-Year:** -7168.00000000 | **30-Year:** -81.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000000000 | 3.11%                | -5.22%               | 6.25%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $950719.98               | $19081729.43                               |
| Month 2  | $774590.01               | $-37155120.17                              |
| Month 3  | $2117705.75              | $34130148.21                               |

### Schedule of Portfolio Investments

| Name                         | Title                                   | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Atlassian Corp               | Atlassian Corp                          | CUSIP: 049468101<br>LEI: 549300V7ZY5P02D2MY38 | Long             | EC               | CORP              | AU        |     14445 | NS      | $2334600.90   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| SHIFT4 PAYMENTS INC          | Shift4 Payments Inc                     | CUSIP: 82452JAB5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1630000 | PA      | $1740025.00   | 0.28%             | 2025-12-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Intuit Inc                   | Intuit Inc                              | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |     14765 | NS      | $6240722.55   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| REPAY HOLDINGS               | Repay Holdings Corp                     | CUSIP: 76029LAA8<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   2650000 | PA      | $2124968.75   | 0.34%             | 2026-02-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| WELLS FARGO & COMPANY        | Wells Fargo & Co                        | CUSIP: 949746804<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               | CORP              | US        |      5050 | NS      | $6352849.50   | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| WORLD WRESTLING ENTERTAI     | World Wrestling Entertainment Inc       | CUSIP: 98156QAB4<br>LEI: 549300WZVLSCS3L4L698 | Long             | DBT              | CORP              | US        |    495000 | PA      | $1679535.00   | 0.27%             | 2023-12-15      | Fixed         | 3.38%                 | No            |                  2 | On Loan: No      |
| FARFETCH LTD                 | Farfetch Ltd                            | CUSIP: 30744WAD9<br>LEI: 549300QFQ74Z0F96NS78 | Long             | DBT              | CORP              | KY        |   1120000 | PA      | $980560.00    | 0.16%             | 2027-05-01      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| Target Corp                  | Target Corp                             | CUSIP: 87612E106<br>LEI: 8WDDFXB5T1Z6J0XC1L66 | Long             | EC               | CORP              | US        |     14865 | NS      | $2558861.10   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| LIVE NATION ENTERTAINMEN     | Live Nation Entertainment Inc           | CUSIP: 538034AZ2<br>LEI: 5493007B9BM9ZXJINO78 | Long             | DBT              | CORP              | US        |    990000 | PA      | $1061775.00   | 0.17%             | 2029-01-15      | Fixed         | 3.12%                 | No            |                  2 | On Loan: No      |
| Union Pacific Corp           | Union Pacific Corp                      | CUSIP: 907818108<br>LEI: 549300LMMRSZZCZ8CL11 | Long             | EC               | CORP              | US        |     43305 | NS      | $8842447.95   | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| VAIL RESORTS INC             | Vail Resorts Inc                        | CUSIP: 91879QAN9<br>LEI: 529900PSZHRNU9HKH870 | Long             | DBT              | CORP              | US        |   2720000 | PA      | $2573800.00   | 0.41%             | 2026-01-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| BIOMARIN PHARMACEUTICAL      | BioMarin Pharmaceutical Inc             | CUSIP: 09061GAK7<br>LEI: NSLL8ITTRR0J5HEMR848 | Long             | DBT              | CORP              | US        |   2420000 | PA      | $2722500.00   | 0.44%             | 2027-05-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| SPLUNK INC                   | Splunk Inc                              | CUSIP: 848637AF1<br>LEI: 549300XGDSGBP6UEI867 | Long             | DBT              | CORP              | US        |   2190000 | PA      | $1884714.00   | 0.30%             | 2027-06-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| WAYFAIR INC                  | Wayfair Inc                             | CUSIP: 94419LAF8<br>LEI: 54930027N9ZAVYFDHK53 | Long             | DBT              | CORP              | US        |    570000 | PA      | $433200.00    | 0.07%             | 2026-08-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| CONMED CORP                  | CONMED Corp                             | CUSIP: 207410AG6<br>LEI: Z6C0YCECH9DCU5ZIQW84 | Long             | DBT              | CORP              | US        |   1220000 | PA      | $1160830.00   | 0.19%             | 2027-06-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| ConocoPhillips               | ConocoPhillips                          | CUSIP: 20825C104<br>LEI: WPTL2Z3FIYTHSP5V2253 | Long             | EC               | CORP              | US        |     46205 | NS      | $5631003.35   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| LITHIUM AMERICAS CORP        | Lithium Americas Corp                   | CUSIP: 53680QAA6<br>LEI: 529900Q9ENG7EHHZ5R75 | Long             | DBT              | CORP              | CA        |   1820000 | PA      | $1567020.00   | 0.25%             | 2027-01-15      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| STRIDE INC                   | Stride Inc                              | CUSIP: 86333MAA6<br>LEI: 254900BRWS3AFONWU277 | Long             | DBT              | CORP              | US        |   2220000 | PA      | $2318568.00   | 0.37%             | 2027-09-01      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| WOLFSPEED INC                | Wolfspeed Inc                           | CUSIP: 977852AC6<br>LEI: 549300OGU88P3AW3TO93 | Long             | DBT              | CORP              | US        |    965000 | PA      | $937132.77    | 0.15%             | 2029-12-01      | Fixed         | 1.88%                 | No            |                  2 | On Loan: No      |
| NEW YORK STOCK EXCHANGE      | Thermo Fisher Scientific Inc            | CUSIP: 000000000<br>LEI: 549300HIIRNTNKXV3M12 | N/A              | DE               | CORP              | US        |       -70 | NC      | $-5250.00     | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| UNITY SOFTWARE INC           | Unity Software Inc                      | CUSIP: 91332UAB7<br>LEI: 549300D1ESJMGNQNG432 | Long             | DBT              | CORP              | US        |   1360000 | PA      | $1048560.00   | 0.17%             | 2026-11-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK STOCK EXCHANGE      | WASTE MANAGEMENT INC                    | CUSIP: 000000000<br>LEI: 549300HIIRNTNKXV3M12 | N/A              | DE               | CORP              | US        |      -120 | NC      | $-6240.00     | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| AKAMAI TECHNOLOGIES INC      | Akamai Technologies Inc                 | CUSIP: 00971TAJ0<br>LEI: OC1LZNN2LF5WTJ5RIL89 | Long             | DBT              | CORP              | US        |   1665000 | PA      | $1784047.50   | 0.29%             | 2025-05-01      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| MIDDLEBY CORP                | Middleby Corp/The                       | CUSIP: 596278AB7<br>LEI: JDFO86U9VQRBKW5KYA35 | Long             | DBT              | CORP              | US        |    910000 | PA      | $1187095.00   | 0.19%             | 2025-09-01      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| RAPID7 INC                   | Rapid7 Inc                              | CUSIP: 753422AF1<br>LEI: 549300GNVG5D60KEYN14 | Long             | DBT              | CORP              | US        |   1585000 | PA      | $1299700.00   | 0.21%             | 2027-03-15      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| Apple Inc                    | Apple Inc                               | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |    169450 | NS      | $24449940.50  | 3.93%             |  |  |  | No            |                  1 | On Loan: No      |
| CONFLUENT INC                | Confluent Inc                           | CUSIP: 20717MAB9<br>LEI: 254900MRZ83YWUV7SN74 | Long             | DBT              | CORP              | US        |   1580000 | PA      | $1225448.00   | 0.20%             | 2027-01-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| NORTHERN OIL AND GAS INC     | Northern Oil and Gas Inc                | CUSIP: 665531AH2<br>LEI: OKFF0PIZDDMNH4UCYE51 | Long             | DBT              | CORP              | US        |   1590000 | PA      | $1803855.00   | 0.29%             | 2029-04-15      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| Broadcom Inc                 | Broadcom Inc                            | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |     19690 | NS      | $11518846.90  | 1.85%             |  |  |  | No            |                  1 | On Loan: No      |
| CME Group Inc                | CME Group Inc                           | CUSIP: 12572Q105<br>LEI: LCZ7XYGSLJUHFXXNXD88 | Long             | EC               | CORP              | US        |     25110 | NS      | $4435932.60   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Zoetis Inc                   | Zoetis Inc                              | CUSIP: 98978V103<br>LEI: 549300HD9Q1LOC9KLJ48 | Long             | EC               | CORP              | US        |     36685 | NS      | $6071000.65   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Sherwin-Williams Co/The      | Sherwin-Williams Co/The                 | CUSIP: 824348106<br>LEI: Z15BMIOX8DDH0X2OBP21 | Long             | EC               | CORP              | US        |     15295 | NS      | $3618644.05   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| NEW YORK STOCK EXCHANGE      | LAM RESEARCH CORP                       | CUSIP: 000000000<br>LEI: 549300HIIRNTNKXV3M12 | N/A              | DE               | CORP              | US        |       -55 | NC      | $-1732.50     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| DEXCOM INC                   | Dexcom Inc                              | CUSIP: 252131AK3<br>LEI: 549300YSK3QDSFR5EU59 | Long             | DBT              | CORP              | US        |   5425000 | PA      | $5712525.00   | 0.92%             | 2025-11-15      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| ZSCALER INC.                 | Zscaler Inc                             | CUSIP: 98980GAB8<br>LEI: 529900MZ0RTK1BWRNF46 | Long             | DBT              | CORP              | US        |    995000 | PA      | $1087037.50   | 0.17%             | 2025-07-01      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| 2020 MANDATORY EXCHANGE      | 2020 Mandatory Exchangeable Trust       | CUSIP: 901376202<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      1460 | NS      | $1517567.80   | 0.24%             |  |  |  | No            |                  2 | On Loan: No      |
| FIVE9 INC                    | Five9 Inc                               | CUSIP: 338307AD3<br>LEI: 254900MXP6EWY0SFFR59 | Long             | DBT              | CORP              | US        |   2830000 | PA      | $2672935.00   | 0.43%             | 2025-06-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| ENPHASE ENERGY INC           | Enphase Energy Inc                      | CUSIP: 29355AAK3<br>LEI: 5493008U7KIGMI59Z314 | Long             | DBT              | CORP              | US        |    335000 | PA      | $360220.81    | 0.06%             | 2028-03-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| LIBERTY MEDIA CORP           | Liberty Media Corp-Liberty Formula One  | CUSIP: 531229AL6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   2315000 | PA      | $2416860.00   | 0.39%             | 2027-08-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| PALO ALTO NETWORKS           | Palo Alto Networks Inc                  | CUSIP: 697435AF2<br>LEI: 549300QXR2YVZV231H43 | Long             | DBT              | CORP              | US        |   1690000 | PA      | $2769910.00   | 0.45%             | 2025-06-01      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| ELEVANCE HEALTH INC          | Elevance Health Inc                     | CUSIP: 94973VBG1<br>LEI: 8MYN82XMYQH89CTMTH67 | Long             | DBT              | CORP              | US        |    145000 | PA      | $1033400.50   | 0.17%             | 2042-10-15      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| Devon Energy Corp            | Devon Energy Corp                       | CUSIP: 25179M103<br>LEI: 54930042348RKR3ZPN35 | Long             | EC               | CORP              | US        |     89245 | NS      | $5643853.80   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| DANAHER CORP                 | Danaher Corp                            | CUSIP: 235851409<br>LEI: S4BKK9OTCEWQ3YHPFM11 | Long             | EP               | CORP              | US        |      1340 | NS      | $1800960.00   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| LIVE NATION ENTERTAINMEN     | Live Nation Entertainment Inc           | CUSIP: 538034AU3<br>LEI: 5493007B9BM9ZXJINO78 | Long             | DBT              | CORP              | US        |   2450000 | PA      | $2522275.00   | 0.41%             | 2025-02-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| ServiceNow Inc               | ServiceNow Inc                          | CUSIP: 81762P102<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               | CORP              | US        |     16915 | NS      | $7698523.95   | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| LIBERTY MEDIA CORP           | Liberty Media Corp                      | CUSIP: 531229AB8<br>LEI: 549300ZKUTPIBZLWLL89 | Long             | DBT              | CORP              | US        |   2010000 | PA      | $2628075.00   | 0.42%             | 2023-10-15      | Fixed         | 1.38%                 | No            |                  2 | On Loan: No      |
| Mastercard Inc               | Mastercard Inc                          | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |     34115 | NS      | $12643019.00  | 2.03%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN AIRLINES GROUP      | American Airlines Group Inc             | CUSIP: 02376RAF9<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1190000 | PA      | $1457750.00   | 0.23%             | 2025-07-01      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| SHIFT4 PAYMENTS INC          | Shift4 Payments Inc                     | CUSIP: 82452JAD1<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   2825000 | PA      | $2521312.50   | 0.41%             | 2027-08-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| MP MATERIALS CORP            | MP Materials Corp                       | CUSIP: 553368AA9<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1275000 | PA      | $1275000.00   | 0.21%             | 2026-04-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| Booking Holdings Inc         | Booking Holdings Inc                    | CUSIP: 09857L108<br>LEI: FXM8FAOHMYDIPD38UZ17 | Long             | EC               | CORP              | US        |      3440 | NS      | $8373304.00   | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| JAZZ INVESTMENTS I LTD       | Jazz Investments I Ltd                  | CUSIP: 472145AF8<br>LEI: N/A                  | Long             | DBT              | CORP              | BM        |   3015000 | PA      | $3538856.25   | 0.57%             | 2026-06-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| SPLUNK INC                   | Splunk Inc                              | CUSIP: 848637AD6<br>LEI: 549300XGDSGBP6UEI867 | Long             | DBT              | CORP              | US        |   1355000 | PA      | $1319770.00   | 0.21%             | 2025-09-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| American Tower Corp          | American Tower Corp                     | CUSIP: 03027X100<br>LEI: 5493006ORUSIL88JOE18 | Long             | EC               | CORP              | US        |     25300 | NS      | $5651767.00   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| HALOZYME THERAPEUTICS IN     | Halozyme Therapeutics Inc               | CUSIP: 40637HAE9<br>LEI: 529900242I3SV9AGM753 | Long             | DBT              | CORP              | US        |    445000 | PA      | $494228.13    | 0.08%             | 2028-08-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| M/A-COM TECH SOLUTIONS       | MACOM Technology Solutions Holdings Inc | CUSIP: 55405YAB6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    965000 | PA      | $995880.00    | 0.16%             | 2026-03-15      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| Eli Lilly & Co               | Eli Lilly & Co                          | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |     22255 | NS      | $7659058.25   | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| PIONEER NATURAL RESOURCE     | Pioneer Natural Resources Co            | CUSIP: 723787AP2<br>LEI: FY8JBF7CCL2VE4F1B628 | Long             | DBT              | CORP              | US        |   1220000 | PA      | $2870050.00   | 0.46%             | 2025-05-15      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| ALNYLAM PHARMACEUTICALS      | Alnylam Pharmaceuticals Inc             | CUSIP: 02043QAA5<br>LEI: 529900S3ZI14OWRJII50 | Long             | DBT              | CORP              | US        |   1970000 | PA      | $2100611.00   | 0.34%             | 2027-09-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| BARCLAYS BANK PLC            | Barclays Bank PLC                       | CUSIP: 06739GCF4<br>LEI: G5GSEF7VJP5I7OUK5573 | Long             | DBT              | CORP              | GB        |   2645000 | PA      | $2824769.86   | 0.45%             | 2025-02-18      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ZILLOW GROUP INC             | Zillow Group Inc                        | CUSIP: 98954MAH4<br>LEI: 2549002XEELQDIR6FU05 | Long             | DBT              | CORP              | US        |   3435000 | PA      | $3519157.50   | 0.57%             | 2025-05-15      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| Abbott Laboratories          | Abbott Laboratories                     | CUSIP: 002824100<br>LEI: HQD377W2YR662HK5JX27 | Long             | EC               | CORP              | US        |     34870 | NS      | $3854878.50   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Moody's Corp                 | Moody's Corp                            | CUSIP: 615369105<br>LEI: 549300GCEDD8YCF5WU84 | Long             | EC               | CORP              | US        |     19435 | NS      | $6272646.25   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| UBER TECHNOLOGIES INC        | Uber Technologies Inc                   | CUSIP: 90353TAJ9<br>LEI: 549300B2FTG34FILDR98 | Long             | DBT              | CORP              | US        |   4135000 | PA      | $3633616.16   | 0.58%             | 2025-12-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| SOLAR EDGE TECHNOLOGIES      | SolarEdge Technologies Inc              | CUSIP: 83417MAD6<br>LEI: 5493000K6Y58XXPDF853 | Long             | DBT              | CORP              | US        |    785000 | PA      | $1053862.50   | 0.17%             | 2025-09-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Exelon Corp                  | Exelon Corp                             | CUSIP: 30161N101<br>LEI: 3SOUA6IRML7435B56G12 | Long             | EC               | CORP              | US        |    275110 | NS      | $11606890.90  | 1.87%             |  |  |  | No            |                  1 | On Loan: No      |
| NEW YORK STOCK EXCHANGE      | INTUITIVE SURGICAL INC                  | CUSIP: 000000000<br>LEI: 549300HIIRNTNKXV3M12 | N/A              | DE               | CORP              | US        |       -85 | NC      | $-425.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| INSMED INC                   | Insmed Inc                              | CUSIP: 457669AA7<br>LEI: 529900Q55QAG41CCAC11 | Long             | DBT              | CORP              | US        |   1585000 | PA      | $1504165.00   | 0.24%             | 2025-01-15      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| REPLIGEN CORP                | Repligen Corp                           | CUSIP: 759916AB5<br>LEI: 54930006QJ0T5AUO1E71 | Long             | DBT              | CORP              | US        |    745000 | PA      | $1260912.50   | 0.20%             | 2024-07-15      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| Dexcom Inc                   | Dexcom Inc                              | CUSIP: 252131107<br>LEI: 549300YSK3QDSFR5EU59 | Long             | EC               | CORP              | US        |     14095 | NS      | $1509433.55   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| PAGERDUTY INC.               | PagerDuty Inc                           | CUSIP: 69553PAB6<br>LEI: 549300U1SB749EDAGH21 | Long             | DBT              | CORP              | US        |   1075000 | PA      | $1134125.00   | 0.18%             | 2025-07-01      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| BENTLEY SYSTEMS INC          | Bentley Systems Inc                     | CUSIP: 08265TAB5<br>LEI: 549300WVEHPGE0Z56F71 | Long             | DBT              | CORP              | US        |   2755000 | PA      | $2545620.00   | 0.41%             | 2026-01-15      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| SUNNOVA ENERGY INTL INC      | Sunnova Energy International Inc        | CUSIP: 86745KAG9<br>LEI: 549300JK1Y1VVC3JU540 | Long             | DBT              | CORP              | US        |   2415000 | PA      | $2033188.50   | 0.33%             | 2028-02-15      | Fixed         | 2.62%                 | No            |                  2 | On Loan: No      |
| Amazon.com Inc               | Amazon.com Inc                          | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |    129105 | NS      | $13314598.65  | 2.14%             |  |  |  | No            |                  1 | On Loan: No      |
| REVANCE THERAPEUTICS INC     | Revance Therapeutics Inc                | CUSIP: 761330AB5<br>LEI: 549300N33TFDZHS81H11 | Long             | DBT              | CORP              | US        |   1190000 | PA      | $1533672.00   | 0.25%             | 2027-02-15      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| STEM INC                     | Stem Inc                                | CUSIP: 85859NAA0<br>LEI: 549300GVWIYFILN5V546 | Long             | DBT              | CORP              | US        |   2675000 | PA      | $1798054.24   | 0.29%             | 2028-12-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| ON SEMICONDUCTOR CORP        | ON Semiconductor Corp                   | CUSIP: 682189AS4<br>LEI: ZV20P4CNJVT8V1ZGJ064 | Long             | DBT              | CORP              | US        |   1050000 | PA      | $1574475.00   | 0.25%             | 2027-05-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Generac Holdings Inc         | Generac Holdings Inc                    | CUSIP: 368736104<br>LEI: 529900S2H2AHJHSFFI84 | Long             | EC               | CORP              | US        |     11105 | NS      | $1339263.00   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| PG&E CORP                    | PG&E Corp                               | CUSIP: 69331C140<br>LEI: 8YQ2GSDWYZXO2EDN3511 | Long             | EP               | CORP              | US        |     11405 | NS      | $1611070.30   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| WOLFSPEED INC                | Wolfspeed Inc                           | CUSIP: 977852AA0<br>LEI: 549300OGU88P3AW3TO93 | Long             | DBT              | CORP              | US        |   2925000 | PA      | $2669062.50   | 0.43%             | 2028-02-15      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| ETSY INC                     | Etsy Inc                                | CUSIP: 29786AAL0<br>LEI: 54930089Q7XT501AEA40 | Long             | DBT              | CORP              | US        |   2115000 | PA      | $2174431.50   | 0.35%             | 2027-09-01      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| AbbVie Inc                   | AbbVie Inc                              | CUSIP: 00287Y109<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | EC               | CORP              | US        |     74040 | NS      | $10939410.00  | 1.76%             |  |  |  | No            |                  1 | On Loan: No      |
| KBR INC                      | KBR Inc                                 | CUSIP: 48242WAB2<br>LEI: 254900OFQDXZRKRCV808 | Long             | DBT              | CORP              | US        |    870000 | PA      | $1776540.00   | 0.29%             | 2023-11-01      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| Tesla Inc                    | Tesla Inc                               | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |     64276 | NS      | $11133888.72  | 1.79%             |  |  |  | No            |                  1 | On Loan: No      |
| DuPont de Nemours Inc        | DuPont de Nemours Inc                   | CUSIP: 26614N102<br>LEI: 5493004JF0SDFLM8GD76 | Long             | EC               | CORP              | US        |     84070 | NS      | $6216976.50   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| EXACT SCIENCES CORP          | Exact Sciences Corp                     | CUSIP: 30063PAB1<br>LEI: 549300VM3X1FYD4N9Z14 | Long             | DBT              | CORP              | US        |   3030000 | PA      | $2855775.00   | 0.46%             | 2027-03-15      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| BOFA FINANCE LLC             | BofA Finance LLC                        | CUSIP: 09709UV70<br>LEI: 549300CGZYSEY3ZSIW16 | Long             | DBT              | CORP              | US        |   1240000 | PA      | $1393833.42   | 0.22%             | 2027-05-25      | Fixed         | 0.60%                 | No            |                  2 | On Loan: No      |
| AIR TRANSPORT SERVICES G     | Air Transport Services Group Inc        | CUSIP: 00922RAB1<br>LEI: 5493000F3MSFGIXTQE27 | Long             | DBT              | CORP              | US        |   1515000 | PA      | $1599840.00   | 0.26%             | 2024-10-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| MGM Resorts International    | MGM Resorts International               | CUSIP: 552953101<br>LEI: 54930066VBP7DZEGGJ87 | Long             | EC               | CORP              | US        |     93225 | NS      | $3860447.25   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| LUMENTUM HOLDINGS INC        | Lumentum Holdings Inc                   | CUSIP: 55024UAD1<br>LEI: 549300JLWRRC38DWEF52 | Long             | DBT              | CORP              | US        |    345000 | PA      | $313087.50    | 0.05%             | 2026-12-15      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| Plug Power Inc               | Plug Power Inc                          | CUSIP: 72919P202<br>LEI: 549300JPDKRSJ8JSM954 | Long             | EC               | CORP              | US        |     97632 | NS      | $1661696.64   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| NIKE Inc                     | NIKE Inc                                | CUSIP: 654106103<br>LEI: 787RXPR0UX0O0XUXPZ81 | Long             | EC               | CORP              | US        |     54950 | NS      | $6996783.50   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| SOUTHWEST AIRLINES CO        | Southwest Airlines Co                   | CUSIP: 844741BG2<br>LEI: UDTZ87G0STFETI6HGH41 | Long             | DBT              | CORP              | US        |    945000 | PA      | $1133055.00   | 0.18%             | 2025-05-01      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| United Parcel Service Inc    | United Parcel Service Inc               | CUSIP: 911312106<br>LEI: D01LMJZU09ULLNCY6Z23 | Long             | EC               | CORP              | US        |     15590 | NS      | $2887735.70   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| ENPHASE ENERGY INC           | Enphase Energy Inc                      | CUSIP: 29355AAH0<br>LEI: 5493008U7KIGMI59Z314 | Long             | DBT              | CORP              | US        |   1935000 | PA      | $2037555.00   | 0.33%             | 2026-03-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| NATERA INC                   | Natera Inc                              | CUSIP: 632307AB0<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    880000 | PA      | $1198120.00   | 0.19%             | 2027-05-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| KKR & CO INC                 | KKR & Co Inc                            | CUSIP: 48251W401<br>LEI: 54930013V5I303TF9571 | Long             | EP               | CORP              | US        |     20495 | NS      | $1384642.20   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Capital One Financial Corp   | Capital One Financial Corp              | CUSIP: 14040H105<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | EC               | CORP              | US        |     24631 | NS      | $2931089.00   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Vertex Pharmaceuticals Inc   | Vertex Pharmaceuticals Inc              | CUSIP: 92532F100<br>LEI: 54930015RAQRRZ5ZGJ91 | Long             | EC               | CORP              | US        |     10430 | NS      | $3369933.00   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Liquidity FedFund  | BlackRock Liquidity FedFund             | CUSIP: 09248U700<br>LEI: 549300T8K043VZEOVK74 | Long             | STIV             | RF                | US        |   8147599 | NS      | $8147599.23   | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| ROYAL CARIBBEAN CRUISES      | Royal Caribbean Cruises Ltd             | CUSIP: 780153BP6<br>LEI: K2NEH8QNVW44JIWK7Z55 | Long             | DBT              | CORP              | LR        |   1020000 | PA      | $1557030.00   | 0.25%             | 2025-08-15      | Fixed         | 6.00%                 | No            |                  2 | On Loan: No      |
| SNAP INC                     | Snap Inc                                | CUSIP: 83304AAB2<br>LEI: 549300JNC0L6VP8A2Q35 | Long             | DBT              | CORP              | US        |   3630000 | PA      | $3346860.00   | 0.54%             | 2026-08-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| NCL CORPORATION LTD          | NCL Corp Ltd                            | CUSIP: 62886HBD2<br>LEI: UNZWILHE4KMRP9K2L524 | Long             | DBT              | CORP              | BM        |   4885000 | PA      | $3724812.50   | 0.60%             | 2027-02-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| HUBSPOT INC                  | HubSpot Inc                             | CUSIP: 443573AD2<br>LEI: 529900BLNVEW0MVKJB37 | Long             | DBT              | CORP              | US        |    575000 | PA      | $794937.50    | 0.13%             | 2025-06-01      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| GS FINANCE CORP              | GS Finance Corp                         | CUSIP: 40057PBH4<br>LEI: 549300FR80KBVO6DRL61 | Long             | DBT              | CORP              | US        |   3445000 | PA      | $3601385.78   | 0.58%             | 2027-12-29      | Fixed         | 0.50%                 | No            |                  3 | On Loan: No      |
| JPMORGAN CHASE FINANCIAL     | JPMorgan Chase Financial Co LLC         | CUSIP: 48133DL24<br>LEI: 549300NJFDJOFYVV6789 | Long             | DBT              | CORP              | US        |   2135000 | PA      | $2728530.00   | 0.44%             | 2027-06-15      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| Crowdstrike Holdings Inc     | Crowdstrike Holdings Inc                | CUSIP: 22788C105<br>LEI: 549300YBY08K9KM4HX32 | Long             | EC               | CORP              | US        |     27545 | NS      | $2917015.50   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                 | Alphabet Inc                            | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |    194440 | NS      | $19218449.60  | 3.09%             |  |  |  | No            |                  1 | On Loan: No      |
| ENVESTNET INC                | Envestnet Inc                           | CUSIP: 29404KAF3<br>LEI: 549300HLWZ5OKIDM8737 | Long             | DBT              | CORP              | US        |    770000 | PA      | $860475.00    | 0.14%             | 2027-12-01      | Fixed         | 2.62%                 | No            |                  2 | On Loan: No      |
| Thermo Fisher Scientific Inc | Thermo Fisher Scientific Inc            | CUSIP: 883556102<br>LEI: HCHV7422L5HDJZCRFL38 | Long             | EC               | CORP              | US        |     14095 | NS      | $8038801.35   | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Cisco Systems Inc            | Cisco Systems Inc                       | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |     89020 | NS      | $4332603.40   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| DIGITALOCEAN HOLDINGS        | DigitalOcean Holdings Inc               | CUSIP: 25402DAB8<br>LEI: 549300EPISPY3RE3DL21 | Long             | DBT              | CORP              | US        |   2690000 | PA      | $2064575.00   | 0.33%             | 2026-12-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| SAREPTA THERAPEUTICS INC     | Sarepta Therapeutics Inc                | CUSIP: 803607AC4<br>LEI: 549300IKDPIED8J8IG21 | Long             | DBT              | CORP              | US        |   3015000 | PA      | $3426547.50   | 0.55%             | 2027-09-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| INSULET CORPORATION          | Insulet Corp                            | CUSIP: 45784PAK7<br>LEI: 549300TZTYD2PYN92D43 | Long             | DBT              | CORP              | US        |   1310000 | PA      | $1808455.00   | 0.29%             | 2026-09-01      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| BILL.COM HOLDINGS INC        | Bill.com Holdings Inc                   | CUSIP: 090043AD2<br>LEI: 549300IBF9VZZIGOZW63 | Long             | DBT              | CORP              | US        |   4960000 | PA      | $3977920.00   | 0.64%             | 2027-04-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| PARSONS CORP                 | Parsons Corp                            | CUSIP: 70202LAB8<br>LEI: 549300ZXH0VRBSEPX752 | Long             | DBT              | CORP              | US        |   1190000 | PA      | $1301977.87   | 0.21%             | 2025-08-15      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| SHAKE SHACK INC              | Shake Shack Inc                         | CUSIP: 819047AB7<br>LEI: 529900J74GJAHYP80N79 | Long             | DBT              | CORP              | US        |   2020000 | PA      | $1501992.49   | 0.24%             | 2028-03-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CYBERARK SOFTWARE LTD        | CyberArk Software Ltd                   | CUSIP: 23248VAB1<br>LEI: 529900YEXNDM894PWS93 | Long             | DBT              | CORP              | IL        |   1070000 | PA      | $1176358.00   | 0.19%             | 2024-11-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| 3D SYSTEMS CORP              | 3D Systems Corp                         | CUSIP: 88554DAD8<br>LEI: 5493003HHDOCCW4OP744 | Long             | DBT              | CORP              | US        |   1580000 | PA      | $1172162.50   | 0.19%             | 2026-11-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| NEXTERA ENERGY INC           | NextEra Energy Inc                      | CUSIP: 65339F770<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     45920 | NS      | $2295540.80   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Waste Management Inc         | Waste Management Inc                    | CUSIP: 94106L109<br>LEI: 549300YX8JIID70NFS41 | Long             | EC               | CORP              | US        |     47715 | NS      | $7382941.95   | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Schlumberger Ltd             | Schlumberger Ltd                        | CUSIP: 806857108<br>LEI: 213800ZUA17OK3QLGM62 | Long             | EC               | CORP              | US        |    149945 | NS      | $8543866.10   | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Accenture PLC                | Accenture PLC                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | IE        |     21110 | NS      | $5890745.50   | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc               | Salesforce Inc                          | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |     12441 | NS      | $2089714.77   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| BEAUTY HEALTH CO/THE         | Beauty Health Co/The                    | CUSIP: 88331LAA6<br>LEI: 5493001Z2JZQT4C63C50 | Long             | DBT              | CORP              | US        |   2595000 | PA      | $2123034.38   | 0.34%             | 2026-10-01      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| Home Depot Inc/The           | Home Depot Inc/The                      | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Long             | EC               | CORP              | US        |     25285 | NS      | $8196638.45   | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Deere & Co                   | Deere & Co                              | CUSIP: 244199105<br>LEI: PWFTNG3EI0Y73OXWDH08 | Long             | EC               | CORP              | US        |      8265 | NS      | $3494772.60   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| NEXTERA ENERGY INC           | NextEra Energy Inc                      | CUSIP: 65339F713<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     22345 | NS      | $1071442.75   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| SILICON LABORATORIES INC     | Silicon Laboratories Inc                | CUSIP: 826919AD4<br>LEI: 4PRDF8Q9TDHRVZKZSZ47 | Long             | DBT              | CORP              | US        |    455000 | PA      | $631039.50    | 0.10%             | 2025-06-15      | Fixed         | 0.62%                 | No            |                  2 | On Loan: No      |
| MICROCHIP TECHNOLOGY INC     | Microchip Technology Inc                | CUSIP: 595017AU8<br>LEI: 5493007PTFULNYZJ1R12 | Long             | DBT              | CORP              | US        |   1365000 | PA      | $1514296.88   | 0.24%             | 2024-11-15      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| BLOCK INC                    | Block Inc                               | CUSIP: 852234AF0<br>LEI: 549300OHIIUWSTIZME52 | Long             | DBT              | CORP              | US        |   3690000 | PA      | $3745350.00   | 0.60%             | 2025-03-01      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| NOVOCURE LTD                 | Novocure Ltd                            | CUSIP: 67011XAB9<br>LEI: 213800YPP55UMHWA4826 | Long             | DBT              | CORP              | JE        |   1810000 | PA      | $1751175.00   | 0.28%             | 2025-11-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| WAYFAIR INC                  | Wayfair Inc                             | CUSIP: 94419LAN1<br>LEI: 54930027N9ZAVYFDHK53 | Long             | DBT              | CORP              | US        |    790000 | PA      | $948000.00    | 0.15%             | 2027-09-15      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| 2020 CASH EXCH TRUST         | 2020 Cash Mandatory Exchangeable Trust  | CUSIP: 901375105<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      1975 | NS      | $2382126.50   | 0.38%             |  |  |  | No            |                  2 | On Loan: No      |
| CLOUDFLARE INC               | Cloudflare Inc                          | CUSIP: 18915MAC1<br>LEI: 5493007DY18BGNLDWU14 | Long             | DBT              | CORP              | US        |   3440000 | PA      | $2859500.00   | 0.46%             | 2026-08-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| TOPGOLF CALL BRAN CORP       | Topgolf Callaway Brands Corp            | CUSIP: 131193AE4<br>LEI: 5493005UB0KFRKBPCU72 | Long             | DBT              | CORP              | US        |    875000 | PA      | $1333828.13   | 0.21%             | 2026-05-01      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| Intuitive Surgical Inc       | Intuitive Surgical Inc                  | CUSIP: 46120E602<br>LEI: 54930052SRG011710797 | Long             | EC               | CORP              | US        |     22600 | NS      | $5552594.00   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| PALO ALTO NETWORKS           | Palo Alto Networks Inc                  | CUSIP: 697435AD7<br>LEI: 549300QXR2YVZV231H43 | Long             | DBT              | CORP              | US        |   1235000 | PA      | $2211885.00   | 0.36%             | 2023-07-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| Costco Wholesale Corp        | Costco Wholesale Corp                   | CUSIP: 22160K105<br>LEI: 29DX7H14B9S6O3FD6V18 | Long             | EC               | CORP              | US        |     15850 | NS      | $8101569.00   | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| EPAM Systems Inc             | EPAM Systems Inc                        | CUSIP: 29414B104<br>LEI: 549300XCR4R530HJP604 | Long             | EC               | CORP              | US        |      5722 | NS      | $1903423.30   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| MATCH GROUP FINANCECO 2      | Match Group Financeco 2 Inc             | CUSIP: 44932FAA5<br>LEI: 549300IPGK4BWL134U96 | Long             | DBT              | CORP              | US        |   1450000 | PA      | $1390187.50   | 0.22%             | 2026-06-15      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| WORKIVA INC                  | Workiva Inc                             | CUSIP: 98139AAB1<br>LEI: 529900RTOQ8GRWHY1O58 | Long             | DBT              | CORP              | US        |   1665000 | PA      | $2096235.00   | 0.34%             | 2026-08-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| COINBASE GLOBAL INC          | Coinbase Global Inc                     | CUSIP: 19260QAB3<br>LEI: 5493004G3J2SC154DU06 | Long             | DBT              | CORP              | US        |   1770000 | PA      | $1199175.00   | 0.19%             | 2026-06-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| BOOKING HOLDINGS INC         | Booking Holdings Inc                    | CUSIP: 09857LAN8<br>LEI: FXM8FAOHMYDIPD38UZ17 | Long             | DBT              | CORP              | US        |   1815000 | PA      | $2584197.00   | 0.42%             | 2025-05-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| AXON ENTERPRISE INC          | Axon Enterprise Inc                     | CUSIP: 05464CAA9<br>LEI: 549300QP2IEEGFE16681 | Long             | DBT              | CORP              | US        |   2060000 | PA      | $2212440.00   | 0.36%             | 2027-12-15      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| Chipotle Mexican Grill Inc   | Chipotle Mexican Grill Inc              | CUSIP: 169656105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3275 | NS      | $5391894.50   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Lam Research Corp            | Lam Research Corp                       | CUSIP: 512807108<br>LEI: 549300I4GMO6D34U1T02 | Long             | EC               | CORP              | US        |      9360 | NS      | $4680936.00   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| TJX Cos Inc/The              | TJX Cos Inc/The                         | CUSIP: 872540109<br>LEI: V167QI9I69W364E2DY52 | Long             | EC               | CORP              | US        |     49485 | NS      | $4050842.10   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Marvell Technology Inc       | Marvell Technology Inc                  | CUSIP: 573874104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     55930 | NS      | $2413379.50   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp                  | NVIDIA Corp                             | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |     32075 | NS      | $6266492.75   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| PLUG POWER INC               | Plug Power Inc                          | CUSIP: 72919PAD5<br>LEI: 549300JPDKRSJ8JSM954 | Long             | DBT              | CORP              | US        |    245000 | PA      | $832387.50    | 0.13%             | 2025-06-01      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| APTIV PLC                    | Aptiv PLC                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EP               | CORP              | IE        |      8135 | NS      | $1024928.65   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| EQT CORP                     | EQT Corp                                | CUSIP: 26884LAK5<br>LEI: 4NT01YGM4X7ZX86ISY52 | Long             | DBT              | CORP              | US        |    495000 | PA      | $1110532.50   | 0.18%             | 2026-05-01      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| Wells Fargo & Co             | Wells Fargo & Co                        | CUSIP: 949746101<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EC               | CORP              | US        |    183690 | NS      | $8609550.30   | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| IQVIA Holdings Inc           | IQVIA Holdings Inc                      | CUSIP: 46266C105<br>LEI: 549300W3R20NM4KQPH86 | Long             | EC               | CORP              | US        |     26450 | NS      | $6067894.50   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| NEW YORK STOCK EXCHANGE      | MASTERCARD INC                          | CUSIP: 000000000<br>LEI: 549300HIIRNTNKXV3M12 | N/A              | DE               | CORP              | US        |      -165 | NC      | $-1155.00     | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| DRAFTKINGS HOLDINGS INC      | DraftKings Holdings Inc                 | CUSIP: 26142RAB0<br>LEI: 5493008P45UYYL683Z97 | Long             | DBT              | CORP              | US        |   2390000 | PA      | $1625200.00   | 0.26%             | 2028-03-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| GFL ENVIRONMENTAL INC        | GFL Environmental Inc                   | CUSIP: 36168Q120<br>LEI: 549300FYK4MBXWIVZU26 | Long             | EP               | CORP              | CA        |     22790 | NS      | $1564761.40   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| LIBERTY BROADBAND CORP       | Liberty Broadband Corp                  | CUSIP: 530307AA5<br>LEI: 549300MIX43II8JLN536 | Long             | DBT              | CORP              | US        |   1260000 | PA      | $1234759.96   | 0.20%             | 2050-09-30      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| UnitedHealth Group Inc       | UnitedHealth Group Inc                  | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |     11273 | NS      | $5627368.87   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| DISH NETWORK CORP            | DISH Network Corp                       | CUSIP: 25470MAF6<br>LEI: 529900U350CWHH15G169 | Long             | DBT              | CORP              | US        |   4755000 | PA      | $3135922.50   | 0.50%             | 2025-12-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| WAYFAIR INC                  | Wayfair Inc                             | CUSIP: 94419LAD3<br>LEI: 54930027N9ZAVYFDHK53 | Long             | DBT              | CORP              | US        |   2045000 | PA      | $1897936.01   | 0.31%             | 2024-11-01      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| TYLER TECHNOLOGIES INC       | Tyler Technologies Inc                  | CUSIP: 902252AB1<br>LEI: 25490040SMU4Z8LBCW70 | Long             | DBT              | CORP              | US        |   2220000 | PA      | $2107890.00   | 0.34%             | 2026-03-15      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| TECHTARGET INC               | TechTarget Inc                          | CUSIP: 87874RAD2<br>LEI: 529900YQA5JL2H2VMB84 | Long             | DBT              | CORP              | US        |   1725000 | PA      | $1373230.60   | 0.22%             | 2026-12-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Microsoft Corp               | Microsoft Corp                          | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |     89696 | NS      | $22227565.76  | 3.58%             |  |  |  | No            |                  1 | On Loan: No      |
| PERFICIENT INC               | Perficient Inc                          | CUSIP: 71375UAF8<br>LEI: 549300HTBXKL2755T650 | Long             | DBT              | CORP              | US        |   1730000 | PA      | $1400262.00   | 0.23%             | 2026-11-15      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| BURLINGTON STORES INC        | Burlington Stores Inc                   | CUSIP: 122017AB2<br>LEI: 5299003Z37DVGKKC1W09 | Long             | DBT              | CORP              | US        |   1690000 | PA      | $2093487.50   | 0.34%             | 2025-04-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| PURE STORAGE INC             | Pure Storage Inc                        | CUSIP: 74624MAB8<br>LEI: 549300NPDB0BZTK3WO90 | Long             | DBT              | CORP              | US        |    115000 | PA      | $128167.50    | 0.02%             | 2023-04-15      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| POST HOLDINGS INC            | Post Holdings Inc                       | CUSIP: 737446AS3<br>LEI: JM1I5YUAURL6DC8N1468 | Long             | DBT              | CORP              | US        |   1965000 | PA      | $2138509.50   | 0.34%             | 2027-08-15      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| LIVENT CORP                  | Livent Corp                             | CUSIP: 53814LAB4<br>LEI: 254900OOLQ2VNMZTJL47 | Long             | DBT              | CORP              | US        |    410000 | PA      | $1259520.00   | 0.20%             | 2025-07-15      | Fixed         | 4.12%                 | No            |                  2 | On Loan: No      |
| NEW YORK STOCK EXCHANGE      | COSTCO WHOLESALE CORP                   | CUSIP: 000000000<br>LEI: 549300HIIRNTNKXV3M12 | N/A              | DE               | CORP              | US        |       -45 | NC      | $-7425.00     | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| LUCID GROUP INC              | Lucid Group Inc                         | CUSIP: 549498AA1<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1205000 | PA      | $779484.38    | 0.13%             | 2026-12-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| CYTOKINETICS INC             | Cytokinetics Inc                        | CUSIP: 23282WAB6<br>LEI: 549300BE5DY1HW7IHA64 | Long             | DBT              | CORP              | US        |   1405000 | PA      | $1536608.22   | 0.25%             | 2027-07-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| HALOZYME THERAPEUTICS IN     | Halozyme Therapeutics Inc               | CUSIP: 40637HAD1<br>LEI: 529900242I3SV9AGM753 | Long             | DBT              | CORP              | US        |   2330000 | PA      | $2181462.50   | 0.35%             | 2027-03-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| BOSTON SCIENTIFIC CORP       | Boston Scientific Corp                  | CUSIP: 101137206<br>LEI: Y6ZDD9FP4P8JSSJMW954 | Long             | EP               | CORP              | US        |     20375 | NS      | $2325398.75   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Micron Technology Inc        | Micron Technology Inc                   | CUSIP: 595112103<br>LEI: B3DXGBC8GAIYWI2Z0172 | Long             | EC               | CORP              | US        |     86925 | NS      | $5241577.50   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| EXACT SCIENCES CORP          | Exact Sciences Corp                     | CUSIP: 30063PAC9<br>LEI: 549300VM3X1FYD4N9Z14 | Long             | DBT              | CORP              | US        |    285000 | PA      | $254362.50    | 0.04%             | 2028-03-01      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| BOX INC                      | Box Inc                                 | CUSIP: 10316TAB0<br>LEI: 549300KQUCPD8687YS68 | Long             | DBT              | CORP              | US        |    920000 | PA      | $1233260.00   | 0.20%             | 2026-01-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ETSY INC                     | Etsy Inc                                | CUSIP: 29786AAN6<br>LEI: 54930089Q7XT501AEA40 | Long             | DBT              | CORP              | US        |   2500000 | PA      | $2248500.00   | 0.36%             | 2028-06-15      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| LUMENTUM HOLDINGS INC        | Lumentum Holdings Inc                   | CUSIP: 55024UAE9<br>LEI: 549300JLWRRC38DWEF52 | Long             | DBT              | CORP              | US        |   1660000 | PA      | $1333146.00   | 0.21%             | 2028-06-15      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| Meta Platforms Inc           | Meta Platforms Inc                      | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |     27095 | NS      | $4036342.15   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMorgan Chase & Co          | JPMorgan Chase & Co                     | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |     59175 | NS      | $8282133.00   | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Aon PLC                      | Aon PLC                                 | CUSIP: 000000000<br>LEI: 635400FALWQYX5E6QC64 | Long             | EC               | CORP              | US        |     17025 | NS      | $5425527.00   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| EVOLENT HEALTH INC           | Evolent Health Inc                      | CUSIP: 30050BAD3<br>LEI: 549300CZOCFHQ2BBTR11 | Long             | DBT              | CORP              | US        |   1310000 | PA      | $1524840.00   | 0.25%             | 2025-10-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| INSMED INC                   | Insmed Inc                              | CUSIP: 457669AB5<br>LEI: 529900Q55QAG41CCAC11 | Long             | DBT              | CORP              | US        |    805000 | PA      | $714437.50    | 0.11%             | 2028-06-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-17

**Name of Applicant:** Virtus AllianzGI Equity & Convertible Income Fund

**Signature:** Amy Hackett

**Name of Signer:** Amy Hackett

**Title:** Vice President and Assistant Treasurer