# EDGAR Filing Document

**Accession Number:** 0001469589
**File Stem:** 0001167376-23-000003
**Filing Date:** 2023-2
**Character Count:** 28057
**Document Hash:** 07f1f35ae32ba1ff673d2cade2d6c472
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001167376-23-000003.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001167376-23-000003

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Q Global Advisors, LLC
- **CENTRAL INDEX KEY:** 0001469589
- **IRS NUMBER:** 264357744

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-13619
- **FILM NUMBER:** 23626080

**BUSINESS ADDRESS:**
- **STREET 1:** 301 COMMERCE STREET, SUITE 3200
- **CITY:** FORT WORTH
- **STATE:** TX
- **ZIP:** 76102
- **BUSINESS PHONE:** 817-332-9500

**MAIL ADDRESS:**
- **STREET 1:** 301 COMMERCE STREET, SUITE 3200
- **CITY:** FORT WORTH
- **STATE:** TX
- **ZIP:** 76102

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Q Global Advisors LLC<br>**Address:** 301 COMMERCE STREET SUITE 3200<br>FORT WORTH, TX 76102

**Form 13F File Number:** 028-13619

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Nelson Holm<br>**Title:** Director of Trading<br>**Phone:** 817-332-9500

**Signature, Place, and Date of Signing:**

/s/ Nelson Holm  Fort Worth, TX  02-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 2

**Form 13F Information Table Entry Total:** 219

**Form 13F Information Table Value Total:** $206624

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                             | Form 13F File Number   |
|:---|:---|:---|
|  | Q Global Capital Management L.P. | 028-13620              |
|  | RAYNOR GEOFFREY                  | 028-10277              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ARES ACQUISITION CORPORATION | *W EXP 02/02/202 | G33032122 |  | 96 | 205570 | SH |  | DFND |  | 205570 | 0 | 0 |
| ARMADA ACQUISITION CORP I | *W EXP 08/13/202 | 04208V111 |  | 5 | 150000 | SH |  | DFND |  | 150000 | 0 | 0 |
| ATLANTIC COASTAL ACQUISTN CO | *W EXP 03/02/202 | 048453112 |  | 10 | 200000 | SH |  | DFND |  | 200000 | 0 | 0 |
| ACROPOLIS INFRASTRUCTURE ACQ | *W EXP 03/30/202 | 005029111 |  | 20 | 163501 | SH |  | DFND |  | 163501 | 0 | 0 |
| ANTHEMIS DIGITAL ACQUISITION | *W EXP 11/01/202 | G03959114 |  | 3 | 29910 | SH |  | DFND |  | 29910 | 0 | 0 |
| 26 CAPITAL ACQUISITION CORP | *W EXP 12/31/202 | 90138P118 |  | 56 | 200000 | SH |  | DFND |  | 200000 | 0 | 0 |
| ADIT EDTECH ACQUISITION CORP | *W EXP 99/99/999 | 007024110 |  | 12 | 200000 | SH |  | DFND |  | 200000 | 0 | 0 |
| ADVANTAGE SOLUTIONS INC | *W EXP 10/28/202 | 00791N110 |  | 5 | 39401 | SH |  | DFND |  | 39401 | 0 | 0 |
| AGILE GROWTH CORP | *W EXP 03/09/202 | G01202111 |  | 0 | 20408 | SH |  | DFND |  | 20408 | 0 | 0 |
| AHREN ACQUISITION CORP | *W EXP 12/09/202 | G01322125 |  | 12 | 145417 | SH |  | DFND |  | 145417 | 0 | 0 |
| ALSP ORCHID ACQUISITION CORP | *W EXP 11/30/202 | G0231L123 |  | 6 | 183434 | SH |  | DFND |  | 183434 | 0 | 0 |
| AMCI ACQUISITION CORP II | *W EXP 08/06/202 | 00166R118 |  | 27 | 111440 | SH |  | DFND |  | 111440 | 0 | 0 |
| ANZU SPECIAL ACQUISITIN CORP | *W EXP 01/27/202 | 03737A119 |  | 5 | 129120 | SH |  | DFND |  | 129120 | 0 | 0 |
| AP ACQUISITION CORP | *W EXP 12/07/202 | G04058114 |  | 13 | 159106 | SH |  | DFND |  | 159106 | 0 | 0 |
| APOLLO STRATEGIC GRWT CPTL I | *W EXP 02/12/202 | G0412A128 |  | 14 | 103509 | SH |  | DFND |  | 103509 | 0 | 0 |
| APEIRON CAPITAL INVEST CORP | *W EXP 04/02/202 | 03752A119 |  | 30 | 200370 | SH |  | DFND |  | 200370 | 0 | 0 |
| APX ACQUISITION CORP I | *W EXP 11/30/202 | G0440J125 |  | 4 | 184718 | SH |  | DFND |  | 184718 | 0 | 0 |
| ARBOR RAPHA CAP BIOHLDS CORP | *W EXP 10/31/202 | 03881F112 |  | 8 | 200810 | SH |  | DFND |  | 200810 | 0 | 0 |
| ARROWROOT ACQUISITION CORP | *W EXP 03/02/202 | 04282M110 |  | 1 | 205930 | SH |  | DFND |  | 205930 | 0 | 0 |
| ARYA SCIENCES ACQU CORP IV | CL A | G31659108 |  | 1010 | 100000 | SH |  | DFND |  | 100000 | 0 | 0 |
| ARYA SCIENCES ACQUISITN CORP | CLASS A ORD SHS | G31658100 |  | 505 | 50000 | SH |  | DFND |  | 50000 | 0 | 0 |
| ASCENDIS PHARMA A/S | SPONSORED ADR | 04351P101 |  | 18492 | 151409 | SH |  | DFND |  | 151409 | 0 | 0 |
| ATHENA TECHNOLOGY ACQ CORP I | *W EXP 10/17/202 | 04687C113 |  | 5 | 137993 | SH |  | DFND |  | 137993 | 0 | 0 |
| AVALON ACQUISITION INC | *W EXP 12/31/202 | 05338E119 |  | 12 | 189513 | SH |  | DFND |  | 189513 | 0 | 0 |
| BERENSON ACQUISITION CORP I | *W EXP 08/01/202 | 083690115 |  | 5 | 135621 | SH |  | DFND |  | 135621 | 0 | 0 |
| CRIXUS BH3 ACQUISITION CO | *W EXP 10/04/202 | 22677T110 |  | 16 | 130901 | SH |  | DFND |  | 130901 | 0 | 0 |
| BIOPLUS ACQUISITION CORP | *W EXP 12/02/202 | G11217125 |  | 20 | 195489 | SH |  | DFND |  | 195489 | 0 | 0 |
| BIOTECH ACQUISITION COMPANY | *W EXP 11/30/202 | G1125A116 |  | 19 | 300000 | SH |  | DFND |  | 300000 | 0 | 0 |
| BLEUACACIA LTD | *W EXP 10/30/202 | G11728113 |  | 2 | 145396 | SH |  | DFND |  | 145396 | 0 | 0 |
| BLUERIVER ACQUISITION CORP | *W EXP 01/04/202 | G1261Q115 |  | 1 | 85577 | SH |  | DFND |  | 85577 | 0 | 0 |
| BLACK MOUNTAIN ACQ CORP | *W EXP 10/15/202 | 09216A116 |  | 7 | 204116 | SH |  | DFND |  | 204116 | 0 | 0 |
| BLUESCAPE OPPORTUNITIES ACQU | *W EXP 10/28/202 | G1195N113 |  | 45 | 282051 | SH |  | DFND |  | 282051 | 0 | 0 |
| BULLPEN PARLAY ACQUISITION C | *W EXP 12/03/202 | G1792A118 |  | 3 | 133991 | SH |  | DFND |  | 133991 | 0 | 0 |
| BEARD ENERGY TRANSITION ACQ | *W EXP 99/99/999 | 07402Q119 |  | 10 | 121512 | SH |  | DFND |  | 121512 | 0 | 0 |
| B RILEY PRIN 250 MERGER CORP | *W EXP 04/01/202 | 05602L112 |  | 4 | 135485 | SH |  | DFND |  | 135485 | 0 | 0 |
| BURTECH ACQUISITION CORP | *W EXP 12/18/202 | 123013112 |  | 2 | 332842 | SH |  | DFND |  | 332842 | 0 | 0 |
| BLACK SPADE ACQUISITION CO | *W EXP 07/16/202 | G11537118 |  | 7 | 135093 | SH |  | DFND |  | 135093 | 0 | 0 |
| BRIDGETOWN HOLDINGS LTD | *W EXP 09/30/202 | G1355U121 |  | 58 | 470085 | SH |  | DFND |  | 470085 | 0 | 0 |
| BANYAN ACQUISITION CORPORATI | *W EXP 09/30/202 | 06690B115 |  | 2 | 94671 | SH |  | DFND |  | 94671 | 0 | 0 |
| BYNORDIC ACQUISITION CORP | *W EXP 07/01/202 | 124420118 |  | 4 | 193320 | SH |  | DFND |  | 193320 | 0 | 0 |
| BYTE ACQUISITION CORP | *W EXP 03/18/202 | G1R25Q113 |  | 15 | 188723 | SH |  | DFND |  | 188723 | 0 | 0 |
| CHAIN BRIDGE I | *W EXP 11/10/202 | G2061X110 |  | 6 | 61805 | SH |  | DFND |  | 61805 | 0 | 0 |
| CASCADIA ACQUISITION CORP | *W EXP 09/30/202 | 14739D118 |  | 1 | 64153 | SH |  | DFND |  | 64153 | 0 | 0 |
| CHURCHILL CAPITAL CORP VI | *W EXP 02/17/202 | 17143W119 |  | 3 | 43642 | SH |  | DFND |  | 43642 | 0 | 0 |
| CF ACQUISITION CORP VII | *W EXP 03/16/202 | 12521H115 |  | 5 | 149740 | SH |  | DFND |  | 149740 | 0 | 0 |
| CF ACQUISITION CORP IV | *W EXP 12/31/202 | 12520T110 |  | 14 | 177068 | SH |  | DFND |  | 177068 | 0 | 0 |
| COLONNADE ACQUISITION CORP I | *W EXP 99/99/999 | G2284B119 |  | 9 | 170675 | SH |  | DFND |  | 170675 | 0 | 0 |
| COLOMBIER ACQUISITION CORP | *W EXP 99/99/999 | 19533H116 |  | 16 | 182247 | SH |  | DFND |  | 182247 | 0 | 0 |
| CAPITALWORKS EMNG MKTS ACQST | *W EXP 11/19/202 | G1889L126 |  | 3 | 158369 | SH |  | DFND |  | 158369 | 0 | 0 |
| CORNER GROWTH ACQUISITION CO | *W EXP 99/99/999 | G2425N113 |  | 4 | 135682 | SH |  | DFND |  | 135682 | 0 | 0 |
| CRESCERA CAP ACQUISITION COR | *W EXP 11/18/202 | G26507114 |  | 4 | 118073 | SH |  | DFND |  | 118073 | 0 | 0 |
| CORAZON CAPITAL V838 MONOCER | *W EXP 03/24/202 | G24237128 |  | 1 | 40367 | SH |  | DFND |  | 40367 | 0 | 0 |
| CONSILIUM ACQUISITN CORP I L | *W EXP 06/01/202 | G2365L119 |  | 5 | 179614 | SH |  | DFND |  | 179614 | 0 | 0 |
| CHURCHILL CAPITAL CORP VII | *W EXP 02/29/202 | 17144M110 |  | 4 | 76861 | SH |  | DFND |  | 76861 | 0 | 0 |
| DECARBONIZATION PLUS ACQUISI | *W EXP 07/15/202 | G2773W111 |  | 28 | 49300 | SH |  | DFND |  | 49300 | 0 | 0 |
| DHC ACQUISITION CORP | *W EXP 02/25/202 | G2758T117 |  | 2 | 194164 | SH |  | DFND |  | 194164 | 0 | 0 |
| DISRUPTIVE ACQUISITION CORP | *W EXP 03/06/202 | G2770Y128 |  | 2 | 163404 | SH |  | DFND |  | 163404 | 0 | 0 |
| DP CAP ACQUISITION CORP I | *W EXP 11/08/202 | G2R05B126 |  | 2 | 105022 | SH |  | DFND |  | 105022 | 0 | 0 |
| DIGITAL TRANSFORMATN OPT COR | *W EXP 03/31/202 | 25401K115 |  | 3 | 48549 | SH |  | DFND |  | 48549 | 0 | 0 |
| DTRT HEALTH ACQUISITION CORP | *W EXP 08/31/202 | 23344T111 |  | 44 | 147229 | SH |  | DFND |  | 147229 | 0 | 0 |
| EDIFY ACQUISITION CORP | *W EXP 11/25/202 | 28059Q111 |  | 3 | 115180 | SH |  | DFND |  | 115180 | 0 | 0 |
| ECARX HOLDINGS INC | *W EXP 12/20/202 | G29201111 |  | 2 | 19614 | SH |  | DFND |  | 19614 | 0 | 0 |
| EG ACQUISITION CORP | *W EXP 05/28/202 | 26846A118 |  | 29 | 151732 | SH |  | DFND |  | 151732 | 0 | 0 |
| FTAC EMERALD ACQUISITION COR | *W EXP 10/19/202 | 29103K118 |  | 10 | 203778 | SH |  | DFND |  | 203778 | 0 | 0 |
| ACCRETION ACQUISITION CORP | *W EXP 03/01/202 | 00438Y115 |  | 5 | 283300 | SH |  | DFND |  | 283300 | 0 | 0 |
| EVE MOBILITY ACQUISITION COR | *W EXP 12/31/202 | G3218G117 |  | 9 | 175184 | SH |  | DFND |  | 175184 | 0 | 0 |
| FOCUS IMPACT ACQUISITION COR | *W EXP 10/28/202 | 34417L117 |  | 6 | 111601 | SH |  | DFND |  | 111601 | 0 | 0 |
| FRONTIER INVESTMENT CORP | *W EXP 06/29/202 | G36816125 |  | 3 | 53500 | SH |  | DFND |  | 53500 | 0 | 0 |
| FLAME ACQUISITION CORP | *W EXP 02/26/202 | 33850F116 |  | 47 | 71721 | SH |  | DFND |  | 71721 | 0 | 0 |
| FORUM MERGER IV CORP | *W EXP 03/15/202 | 349875112 |  | 5 | 176396 | SH |  | DFND |  | 176396 | 0 | 0 |
| FINNOVATE ACQUISITION CORP | *W EXP 09/30/202 | G3R34K111 |  | 6 | 211287 | SH |  | DFND |  | 211287 | 0 | 0 |
| FIRST RESERVE SUSTAINABLE GW | *W EXP 03/05/202 | 336169115 |  | 4 | 304928 | SH |  | DFND |  | 304928 | 0 | 0 |
| FOREST ROAD ACQUISITION COR | *W EXP 01/15/202 | 34619V111 |  | 20 | 59540 | SH |  | DFND |  | 59540 | 0 | 0 |
| FINSERV ACQUISITION CORP II | *W EXP 02/17/202 | 31809Y111 |  | 0 | 96475 | SH |  | DFND |  | 96475 | 0 | 0 |
| FTAC ATHENA ACQUISITION CORP | *W EXP 03/01/202 | G37283119 |  | 4 | 77902 | SH |  | DFND |  | 77902 | 0 | 0 |
| FTAC PARNASSUS ACQUISITN COR | *W EXP 03/10/202 | 30319B116 |  | 4 | 196106 | SH |  | DFND |  | 196106 | 0 | 0 |
| FAST ACQUISITION CORP II | *W EXP 03/16/202 | 311874119 |  | 29 | 43911 | SH |  | DFND |  | 43911 | 0 | 0 |
| GOLDEN ARROW MERGER CORP | *W EXP 07/31/202 | 380799114 |  | 1 | 106937 | SH |  | DFND |  | 106937 | 0 | 0 |
| MARBLEGATE ACQUISITION CORP | *W EXP 08/31/202 | 56608A113 |  | 2 | 52549 | SH |  | DFND |  | 52549 | 0 | 0 |
| GAMES  ESPORTS EXPRNC ACQ C | *W EXP 12/01/202 | G3731J127 |  | 4 | 138040 | SH |  | DFND |  | 138040 | 0 | 0 |
| GETAROUND INC | *W EXP 03/09/202 | 37427G119 |  | 8 | 166715 | SH |  | DFND |  | 166715 | 0 | 0 |
| THE GROWTH FOR GOOD ACQU COR | *W EXP 11/12/202 | G41522114 |  | 7 | 195282 | SH |  | DFND |  | 195282 | 0 | 0 |
| GORES HOLDINGS IX INC | *W EXP 01/14/202 | 38287A119 |  | 57 | 300746 | SH |  | DFND |  | 300746 | 0 | 0 |
| CARTESIAN GROWTH CORP | *W EXP 02/26/202 | G19276115 |  | 21 | 41021 | SH |  | DFND |  | 41021 | 0 | 0 |
| GROVE COLLABORATIVE HOLD INC | *W EXP 06/16/202 | 39957D110 |  | 17 | 173477 | SH |  | DFND |  | 173477 | 0 | 0 |
| GORILLA TECHNOLOGY GROUP INC | *W EXP 07/13/202 | G4000K118 |  | 0 | 150000 | SH |  | DFND |  | 150000 | 0 | 0 |
| GREEN VISOR FIN TEC ACQ CORP | *W EXP 10/27/202 | G4166K126 |  | 1 | 138569 | SH |  | DFND |  | 138569 | 0 | 0 |
| GX ACQUISITION CORP II | *W EXP 03/17/202 | 36260F113 |  | 158 | 200000 | SH |  | DFND |  | 200000 | 0 | 0 |
| HEALTHCARE AI ACQUISITION CO | *W EXP 99/99/999 | G4373K117 |  | 7 | 117714 | SH |  | DFND |  | 117714 | 0 | 0 |
| HCM ACQUISITION CO | *W EXP 01/20/202 | G4365A127 |  | 4 | 218153 | SH |  | DFND |  | 218153 | 0 | 0 |
| JAWS HURRICANE ACQUISITN COR | *W EXP 03/26/202 | 47201B111 |  | 5 | 33410 | SH |  | DFND |  | 33410 | 0 | 0 |
| HENNESSY CAPITAL INVST CORP | *W EXP 06/10/202 | 42600H116 |  | 34 | 348524 | SH |  | DFND |  | 348524 | 0 | 0 |
| FTAC HERA ACQUISITION CORP | *W EXP 02/28/202 | G3728Y111 |  | 6 | 234870 | SH |  | DFND |  | 234870 | 0 | 0 |
| HH ACQUISITION CO | *W EXP 02/04/202 | G39714129 |  | 7 | 144743 | SH |  | DFND |  | 144743 | 0 | 0 |
| HERBALIFE NUTRITION LTD | COM SHS | G4412G101 |  | 4524 | 304000 | SH |  | DFND |  | 304000 | 0 | 0 |
| EMERGING MARKETS HORIZON COR | *W EXP 11/16/202 | G3033X121 |  | 2 | 238748 | SH |  | DFND |  | 238748 | 0 | 0 |
| HOME PLATE ACQUISITION CORP | *W EXP 09/30/202 | 43734R111 |  | 0 | 28895 | SH |  | DFND |  | 28895 | 0 | 0 |
| HEALTHWELL ACQUISITION CORP | *W EXP 08/05/202 | 42227R117 |  | 10 | 128706 | SH |  | DFND |  | 128706 | 0 | 0 |
| INSIGHT ACQUISITION CORP | *W EXP 08/26/202 | 45784L118 |  | 1 | 99534 | SH |  | DFND |  | 99534 | 0 | 0 |
| INTERPRIVATE IV INFRATECH PR | *W EXP 03/05/202 | 46064T110 |  | 5 | 137008 | SH |  | DFND |  | 137008 | 0 | 0 |
| INTELLIGENT MEDI ACQSITN COR | *W EXP 11/05/202 | 45828D114 |  | 2 | 154092 | SH |  | DFND |  | 154092 | 0 | 0 |
| ITIQUIRA ACQUISITION CORP | *W EXP 02/03/202 | G49773115 |  | 2 | 240333 | SH |  | DFND |  | 240333 | 0 | 0 |
| INVESTCORP EUROPE ACQUISITIO | *W EXP 12/15/202 | G4923T113 |  | 8 | 175713 | SH |  | DFND |  | 175713 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 2794 | 16023 | SH |  | DFND |  | 16023 | 0 | 0 |
| IX ACQUISITION CORP | *W EXP 07/31/202 | G5000D111 |  | 3 | 165680 | SH |  | DFND |  | 165680 | 0 | 0 |
| JUPITER ACQUISITION CORP | *W EXP 08/17/202 | 482082112 |  | 10 | 172741 | SH |  | DFND |  | 172741 | 0 | 0 |
| JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | G50737124 |  | 6 | 93532 | SH |  | DFND |  | 93532 | 0 | 0 |
| KISMET ACQUISITION TWO CORP | *W EXP 06/30/202 | G52807115 |  | 1 | 228316 | SH |  | DFND |  | 228316 | 0 | 0 |
| KAIROS ACQUISITION CORP | *W EXP 11/30/202 | G52110106 |  | 0 | 35983 | SH |  | DFND |  | 35983 | 0 | 0 |
| KNIGHTSWAN ACQUISITION CORP | *W EXP 99/99/999 | 499103117 |  | 2 | 54494 | SH |  | DFND |  | 54494 | 0 | 0 |
| KERNEL GROUP HOLDINGS INC | *W EXP 02/02/202 | G5259L129 |  | 1 | 218537 | SH |  | DFND |  | 218537 | 0 | 0 |
| KADEM SUSTAINABLE IMPACT COR | *W EXP 03/16/202 | 48284E113 |  | 1 | 88265 | SH |  | DFND |  | 88265 | 0 | 0 |
| LANDCADIA HOLDINGS IV INC | *W EXP 03/29/202 | 51477A112 |  | 10 | 101820 | SH |  | DFND |  | 101820 | 0 | 0 |
| LEARN CW INVESTMENT COR | *W EXP 10/08/202 | G54157113 |  | 1 | 22000 | SH |  | DFND |  | 22000 | 0 | 0 |
| LDH GROWTH CORP I | *W EXP 03/17/202 | G54094126 |  | 3 | 143777 | SH |  | DFND |  | 143777 | 0 | 0 |
| LF CAPITAL ACQUISITION CORP | *W EXP 02/19/202 | 50202D110 |  | 4 | 175337 | SH |  | DFND |  | 175337 | 0 | 0 |
| SEMPER PARATUS ACQUISITION C | *W EXP 11/04/202 | G8028L131 |  | 1 | 132146 | SH |  | DFND |  | 132146 | 0 | 0 |
| LEGATO MERGER CORP II | *W EXP 09/01/202 | 52473Y112 |  | 72 | 163529 | SH |  | DFND |  | 163529 | 0 | 0 |
| LAMF GLOBAL VENTURES CORP I | *W EXP 11/05/202 | G5338L124 |  | 13 | 162339 | SH |  | DFND |  | 162339 | 0 | 0 |
| TERRAN ORBITAL CORPORATION | *W EXP 03/25/202 | 88105P111 |  | 8 | 75000 | SH |  | DFND |  | 75000 | 0 | 0 |
| LIVE OAK CRESTVIEW CLIMATE A | *W EXP 09/27/202 | 538086117 |  | 3 | 17170 | SH |  | DFND |  | 17170 | 0 | 0 |
| LIVE OAK MOBILITY ACQUISI CO | *W EXP 03/04/202 | 538126111 |  | 21 | 153406 | SH |  | DFND |  | 153406 | 0 | 0 |
| LIVEVOX HOLDING INC | *W EXP 06/18/202 | 53838L118 |  | 5 | 17100 | SH |  | DFND |  | 17100 | 0 | 0 |
| MACYS INC | COM | 55616P104 |  | 4130 | 200000 | SH |  | DFND |  | 200000 | 0 | 0 |
| M3 BRIGADE ACQUISITION II CO | *W EXP 03/09/202 | 553800111 |  | 10 | 181168 | SH |  | DFND |  | 181168 | 0 | 0 |
| MOUNTAIN  CO I ACQUISITN CO | *W EXP 09/30/202 | G6301J112 |  | 5 | 179095 | SH |  | DFND |  | 179095 | 0 | 0 |
| MERCURY ECOM ACQUISITION COR | *W EXP 07/27/202 | 589381110 |  | 2 | 35426 | SH |  | DFND |  | 35426 | 0 | 0 |
| COLISEUM ACQUISITION CORP | *W EXP 08/22/202 | G2263T107 |  | 4 | 85137 | SH |  | DFND |  | 85137 | 0 | 0 |
| MCLAREN TECHNOLOGY ACQ CORP | *W EXP 11/01/202 | 58176U117 |  | 4 | 166773 | SH |  | DFND |  | 166773 | 0 | 0 |
| EVEREST CONSOLIDATOR ACQ COR | *W EXP 99/99/999 | 29978K110 |  | 2 | 162090 | SH |  | DFND |  | 162090 | 0 | 0 |
| MERCATO PARTNERS ACQUISITION | *W EXP 99/99/999 | 58759A116 |  | 2 | 130872 | SH |  | DFND |  | 130872 | 0 | 0 |
| METALS ACQUISITION CORP | *W EXP 99/99/999 | G60405126 |  | 31 | 63343 | SH |  | DFND |  | 63343 | 0 | 0 |
| NORTH ATLANTIC ACQUISITN COR | *W EXP 10/20/202 | G66139125 |  | 9 | 440000 | SH |  | DFND |  | 440000 | 0 | 0 |
| ENPHYS ACQUISITION CORP | *W EXP 99/99/999 | G3167L117 |  | 4 | 47646 | SH |  | DFND |  | 47646 | 0 | 0 |
| NORTHERN GENESIS ACQU CORP I | *W EXP 12/31/202 | 66516W115 |  | 7 | 86410 | SH |  | DFND |  | 86410 | 0 | 0 |
| NOGIN INC | *W EXP 08/26/202 | 65528N113 |  | 9 | 443129 | SH |  | DFND |  | 443129 | 0 | 0 |
| NOBLE ROCK ACQUISITION CORP | *W EXP 01/31/202 | G6546R119 |  | 9 | 189102 | SH |  | DFND |  | 189102 | 0 | 0 |
| NORTHERN STAR INVSTMNT CORP | *W EXP 01/31/202 | 66573W115 |  | 3 | 50000 | SH |  | DFND |  | 50000 | 0 | 0 |
| NORTHERN STAR INVEST CORP IV | *W EXP 02/25/202 | 66575B119 |  | 4 | 186072 | SH |  | DFND |  | 186072 | 0 | 0 |
| NORTHVIEW ACQUISITION CORP | *W EXP 08/02/202 | 66718N111 |  | 13 | 263883 | SH |  | DFND |  | 263883 | 0 | 0 |
| ONYX ACQUISITION CO I | *W EXP 11/30/202 | G6755Q117 |  | 7 | 190849 | SH |  | DFND |  | 190849 | 0 | 0 |
| MAGNUM OPUS ACQUISITION LTD | *W EXP 03/06/202 | G5S70A112 |  | 2 | 93025 | SH |  | DFND |  | 93025 | 0 | 0 |
| OSIRIS ACQUISITION CORP | *W EXP 05/01/202 | 68829A111 |  | 6 | 154174 | SH |  | DFND |  | 154174 | 0 | 0 |
| OWLET INC | *W EXP 09/14/202 | 69120X115 |  | 4 | 100000 | SH |  | DFND |  | 100000 | 0 | 0 |
| OXUS ACQUISITION CORP | *W EXP 99/99/999 | G6859L121 |  | 9 | 224685 | SH |  | DFND |  | 224685 | 0 | 0 |
| PROOF ACQUISITION CORP I | *W EXP 99/99/999 | 74349W112 |  | 6 | 186893 | SH |  | DFND |  | 186893 | 0 | 0 |
| PIONEER MERGER CORP | *W EXP 01/07/202 | G7S24C111 |  | 0 | 130169 | SH |  | DFND |  | 130169 | 0 | 0 |
| PHOENIX BIOTECH ACQUISITION | *W EXP 09/01/202 | 71902K113 |  | 7 | 170785 | SH |  | DFND |  | 170785 | 0 | 0 |
| PERIDOT ACQUISITION CORP II | *W EXP 04/30/202 | G7008B121 |  | 3 | 55523 | SH |  | DFND |  | 55523 | 0 | 0 |
| PEAR THERAPEUTICS INC | *W EXP 12/03/202 | 704723113 |  | 37 | 250000 | SH |  | DFND |  | 250000 | 0 | 0 |
| PERFECT CORP | *W EXP 99/99/999 | G7006A117 |  | 24 | 155982 | SH |  | DFND |  | 155982 | 0 | 0 |
| PATHFINDER ACQUISITION CORP | *W EXP 02/19/202 | G04119122 |  | 9 | 39720 | SH |  | DFND |  | 39720 | 0 | 0 |
| DAVE  BUSTERS ENTMT INC | COM | 238337109 |  | 29549 | 833768 | SH |  | DFND |  | 833768 | 0 | 0 |
| PLAYA HOTELS  RESORTS NV | SHS | N70544106 |  | 3918 | 600000 | SH |  | DFND |  | 600000 | 0 | 0 |
| PRIVETERRA ACQUISITION CORP | *W EXP 02/28/202 | 74275N110 |  | 6 | 133227 | SH |  | DFND |  | 133227 | 0 | 0 |
| SOUTHPORT ACQUISITION CORP | *W EXP 99/99/999 | 84465L113 |  | 4 | 192867 | SH |  | DFND |  | 192867 | 0 | 0 |
| PAPAYA GRWT OPPORTUNITY CORP | *W EXP 12/31/202 | 69882P110 |  | 8 | 95517 | SH |  | DFND |  | 95517 | 0 | 0 |
| PEARL HOLDINGS ACQUISITN COR | *W EXP 12/15/202 | G44525114 |  | 8 | 115271 | SH |  | DFND |  | 115271 | 0 | 0 |
| CC NEUBERGER PRINCIPAL HOLDN | *W EXP 02/05/202 | G1992N126 |  | 2 | 49400 | SH |  | DFND |  | 49400 | 0 | 0 |
| PINE TECHNOLOGY ACQUISITN CO | *W EXP 03/31/202 | 722850112 |  | 0 | 252226 | SH |  | DFND |  | 252226 | 0 | 0 |
| GOAL ACQUISITIONS CORP | *W EXP 02/11/202 | 38021H115 |  | 4 | 92442 | SH |  | DFND |  | 92442 | 0 | 0 |
| RUBICON TECHNOLOGIES INC | *W EXP 04/01/202 | 78112J117 |  | 3 | 58404 | SH |  | DFND |  | 58404 | 0 | 0 |
| ROSECLIFF ACQUISITION CORP I | *W EXP 02/11/202 | 77732R111 |  | 6 | 211791 | SH |  | DFND |  | 211791 | 0 | 0 |
| CARTESIAN GROWTH CORP II | *W EXP 07/12/202 | G19305120 |  | 8 | 37371 | SH |  | DFND |  | 37371 | 0 | 0 |
| JACKSON ACQUISITION CO | *W EXP 99/99/999 | 46653C114 |  | 1 | 129333 | SH |  | DFND |  | 129333 | 0 | 0 |
| RMG ACQUISITION CORP III | *W EXP 02/08/202 | G76088122 |  | 5 | 165208 | SH |  | DFND |  | 165208 | 0 | 0 |
| ROTH CH ACQUISITION IV CO | *W EXP 07/01/202 | 77867P112 |  | 45 | 185893 | SH |  | DFND |  | 185893 | 0 | 0 |
| ROTH CH ACQUISITION V CO | *W EXP 12/10/202 | 77867R118 |  | 8 | 196700 | SH |  | DFND |  | 196700 | 0 | 0 |
| RIGEL RESOURCE ACQ CORP | *W EXP 99/99/999 | G7573M114 |  | 18 | 178260 | SH |  | DFND |  | 178260 | 0 | 0 |
| SCHULTZE SPL PURP ACQ CORP I | *W EXP 04/13/202 | 808212112 |  | 1 | 102345 | SH |  | DFND |  | 102345 | 0 | 0 |
| SATIXFY COMMUNICATIONS LTD | *W EXP 99/99/999 | M82363132 |  | 40 | 144263 | SH |  | DFND |  | 144263 | 0 | 0 |
| SPRINGBIG HOLDINGS INC | *W EXP 06/14/202 | 85021Q116 |  | 4 | 167998 | SH |  | DFND |  | 167998 | 0 | 0 |
| STRATIM CLOUD ACQUISITION CO | *W EXP 03/05/202 | 86309R115 |  | 1 | 101014 | SH |  | DFND |  | 101014 | 0 | 0 |
| SCION TECH GROWTH II | *W EXP 01/28/202 | G31070116 |  | 1 | 220255 | SH |  | DFND |  | 220255 | 0 | 0 |
| SCREAMING EAGLE ACQUISITN CO | *W EXP 01/05/202 | G79407121 |  | 133 | 564103 | SH |  | DFND |  | 564103 | 0 | 0 |
| SUSTAINABLE DEVELP ACQU I CO | *W EXP 02/04/202 | 86934L111 |  | 6 | 150000 | SH |  | DFND |  | 150000 | 0 | 0 |
| SEAWORLD ENTMT INC | COM | 81282V100 |  | 47089 | 880000 | SH |  | DFND |  | 880000 | 0 | 0 |
| SDCL EDGE ACQUISITION CORP | *W EXP 99/99/999 | G79471127 |  | 7 | 44665 | SH |  | DFND |  | 44665 | 0 | 0 |
| APPRECIATE HOLDINGS INC | *W EXP 11/29/202 | 03832J114 |  | 4 | 129316 | SH |  | DFND |  | 129316 | 0 | 0 |
| SPREE ACQUISITION CORP 1 LTD | *W EXP 12/22/202 | G83745128 |  | 7 | 168960 | SH |  | DFND |  | 168960 | 0 | 0 |
| SHARECARE INC | *W EXP 07/01/202 | 81948W112 |  | 5 | 32166 | SH |  | DFND |  | 32166 | 0 | 0 |
| SK GROWTH OPPORTUNITIES CORP | *W EXP 06/28/202 | G8192N111 |  | 7 | 69480 | SH |  | DFND |  | 69480 | 0 | 0 |
| SELINA HOSPITALITY PLC | *W EXP 10/27/202 | G8059B119 |  | 24 | 298512 | SH |  | DFND |  | 298512 | 0 | 0 |
| SEMA4 HOLDINGS CORP | *W EXP 07/22/202 | 81663L119 |  | 2 | 115474 | SH |  | DFND |  | 115474 | 0 | 0 |
| SUMMIT HEALTHCRE ACQUISTN CO | *W EXP 06/03/202 | G8566R110 |  | 36 | 130600 | SH |  | DFND |  | 130600 | 0 | 0 |
| SENIOR CONNECT ACQUISITN COR | *W EXP 12/31/202 | 81723H116 |  | 8 | 130982 | SH |  | DFND |  | 130982 | 0 | 0 |
| SILVER SPIKE ACQUISITN CORP | *W EXP 02/26/202 | G8201H113 |  | 2 | 63966 | SH |  | DFND |  | 63966 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 61538 | 160914 | SH |  | DFND |  | 160914 | 0 | 0 |
| SUPERNOVA PARTN ACQ CO III L | *W EXP 99/99/999 | G8T90F128 |  | 4 | 188842 | SH |  | DFND |  | 188842 | 0 | 0 |
| SHOULDERUP TECHNOLOGY ACQUIS | *W EXP 11/17/202 | 82537G112 |  | 1 | 59602 | SH |  | DFND |  | 59602 | 0 | 0 |
| SPRING VALLEY ACQUISTN CORP | *W EXP 02/25/202 | G83752116 |  | 47 | 188641 | SH |  | DFND |  | 188641 | 0 | 0 |
| 7 ACQUISITION CORPORATION | *W EXP 11/05/202 | G80694113 |  | 9 | 105534 | SH |  | DFND |  | 105534 | 0 | 0 |
| THUNDER BRIDGE CAP PRTNRS II | *W EXP 02/01/202 | 88605T118 |  | 11 | 143347 | SH |  | DFND |  | 143347 | 0 | 0 |
| TABOOLA.COM LTD | *W EXP 06/29/202 | M8744T114 |  | 25 | 50000 | SH |  | DFND |  | 50000 | 0 | 0 |
| TB SA ACQUISITION CORP | *W EXP 03/25/202 | G8657L121 |  | 6 | 205376 | SH |  | DFND |  | 205376 | 0 | 0 |
| TRAJECTORY ALPHA ACQUISITION | *W EXP 99/99/999 | 89301B112 |  | 5 | 128453 | SH |  | DFND |  | 128453 | 0 | 0 |
| TRANSDIGM GROUP INC | COM | 893641100 |  | 4852 | 7706 | SH |  | DFND |  | 7706 | 0 | 0 |
| TECH AND ENERGY TRANSITION | *W EXP 03/31/202 | 87823R110 |  | 3 | 99388 | SH |  | DFND |  | 99388 | 0 | 0 |
| THUNDER BRDG CAP PRTNRS IV I | *W EXP 04/30/202 | 88605L115 |  | 19 | 100000 | SH |  | DFND |  | 100000 | 0 | 0 |
| TIO TECH A | *W EXP 04/12/202 | G8T10C114 |  | 4 | 149596 | SH |  | DFND |  | 149596 | 0 | 0 |
| TLGY ACQUISITION CORPORATION | *W EXP 11/09/202 | G8656T125 |  | 3 | 175623 | SH |  | DFND |  | 175623 | 0 | 0 |
| TEMPO AUTOMATION HOLDINGS IN | *W EXP 09/30/202 | 88024M116 |  | 4 | 66207 | SH |  | DFND |  | 66207 | 0 | 0 |
| TALON 1 ACQUISITION CORP | *W EXP 07/30/202 | G86656116 |  | 3 | 146906 | SH |  | DFND |  | 146906 | 0 | 0 |
| TRINE II ACQUISITION CORP | *W EXP 99/99/999 | G9059F118 |  | 12 | 150000 | SH |  | DFND |  | 150000 | 0 | 0 |
| TWIN RIDGE CAPITAL ACQUIS CO | *W EXP 03/07/202 | G9151L120 |  | 3 | 105521 | SH |  | DFND |  | 105521 | 0 | 0 |
| TORTOISEECOFIN ACQUISITION C | *W EXP 07/22/202 | G8956E117 |  | 25 | 127088 | SH |  | DFND |  | 127088 | 0 | 0 |
| BILANDER ACQUISITION CORP | *W EXP 05/19/202 | 09001T114 |  | 18 | 101237 | SH |  | DFND |  | 101237 | 0 | 0 |
| TWELVE SEAS INVESTMENT CO II | *W EXP 03/02/202 | 90118T114 |  | 3 | 200000 | SH |  | DFND |  | 200000 | 0 | 0 |
| UNITED RENTALS INC | COM | 911363109 |  | 1954 | 5499 | SH |  | DFND |  | 5499 | 0 | 0 |
| VAHANNA TECH EDGE ACQSTN I C | *W EXP 11/30/202 | G9320Z117 |  | 2 | 150816 | SH |  | DFND |  | 150816 | 0 | 0 |
| VALOR LATITUDE ACQUISITN COR | *W EXP 04/02/202 | G9460N122 |  | 2 | 61703 | SH |  | DFND |  | 61703 | 0 | 0 |
| VPC IMPACT ACQUISITION HLDG | *W EXP 03/05/202 | G9460L118 |  | 3 | 272564 | SH |  | DFND |  | 272564 | 0 | 0 |
| WORLD QUANTUM GROWTH ACQUISI | *W EXP 08/04/202 | G5596W127 |  | 0 | 46222 | SH |  | DFND |  | 46222 | 0 | 0 |
| SPDR SER TR | S BIOTECH | 78464A870 |  | 20610 | 248317 | SH |  | DFND |  | 248317 | 0 | 0 |
| EXCELFIN ACQUISITION CORP | *W EXP 10/25/202 | 30069X110 |  | 2 | 72992 | SH |  | DFND |  | 72992 | 0 | 0 |
| XPAC ACQUISITION CORP | *W EXP 99/99/999 | G9831X122 |  | 14 | 84198 | SH |  | DFND |  | 84198 | 0 | 0 |
| ZEROFOX HLDGS INC | *W EXP 08/03/202 | 98955G111 |  | 13 | 82869 | SH |  | DFND |  | 82869 | 0 | 0 |
| FTAC ZEUS ACQUISITION COR | *W EXP 04/15/202 | 30320F114 |  | 5 | 236689 | SH |  | DFND |  | 236689 | 0 | 0 |
| ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 |  | 3327 | 49119 | SH |  | DFND |  | 49119 | 0 | 0 |

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