# EDGAR Filing Document

**Accession Number:** 0001843309
**File Stem:** 0001843309-23-000002
**Filing Date:** 2023-1
**Character Count:** 10175
**Document Hash:** 9ff13a921c6495ae4b33342c1845da79
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001843309-23-000002.hdr.sgml**: 20230112

**ACCESSION NUMBER**: 0001843309-23-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230112

**DATE AS OF CHANGE**: 20230112

**EFFECTIVENESS DATE**: 20230112

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PEAK FINANCIAL ADVISORS LLC
- **CENTRAL INDEX KEY:** 0001843309
- **IRS NUMBER:** 841403901
- **STATE OF INCORPORATION:** CO
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20532
- **FILM NUMBER:** 23525522

**BUSINESS ADDRESS:**
- **STREET 1:** 50 SOUTH STEELE STREET
- **STREET 2:** SUITE 815
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80209
- **BUSINESS PHONE:** 3033162799

**MAIL ADDRESS:**
- **STREET 1:** 50 SOUTH STEELE STREET
- **STREET 2:** SUITE 815
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80209

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** PEAK FINANCIAL ADVISORS LLC<br>**Address:** 50 SOUTH STEELE STREET<br>SUITE 815<br>DENVER, CO 80209

**Form 13F File Number:** 028-20532

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** LORRAINE E. HAVERLEY<br>**Title:** CHIEF COMPLIANCE OFFICER<br>**Phone:** (303) 316-2799

**Signature, Place, and Date of Signing:**

LORRAINE E. HAVERLEY  DENVER, CO  01-12-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 66

**Form 13F Information Table Value Total:** $116392985

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBVIE INC | COM | 00287Y109 |  | 294777 | 1824 | SH |  | SOLE | 0 | 0 | 0 | 1824 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 2053071 | 26820 | SH |  | SOLE | 0 | 0 | 0 | 26820 |
| AGF INVTS TR | AGFIQ US MK ANTI | 00110G408 |  | 6348195 | 299302 | SH |  | SOLE | 0 | 0 | 0 | 299302 |
| ALBEMARLE CORP | COM | 012653101 |  | 1266246 | 5839 | SH |  | SOLE | 0 | 0 | 0 | 5839 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 294510 | 6443 | SH |  | SOLE | 0 | 0 | 0 | 6443 |
| AMAZON COM INC | COM | 023135106 |  | 1289148 | 15347 | SH |  | SOLE | 0 | 0 | 0 | 15347 |
| AMERICAN CENTY ETF TR | DIVERSIFIED MU | 025072505 |  | 365605 | 7472 | SH |  | SOLE | 0 | 0 | 0 | 7472 |
| APPLE INC | COM | 037833100 |  | 670569 | 5161 | SH |  | SOLE | 0 | 0 | 0 | 5161 |
| AT INC | COM | 00206R102 |  | 315271 | 17125 | SH |  | SOLE | 0 | 0 | 0 | 17125 |
| BLACK HILLS CORP | COM | 092113109 |  | 201172 | 2860 | SH |  | SOLE | 0 | 0 | 0 | 2860 |
| BROADCOM INC | COM | 11135F101 |  | 223093 | 399 | SH |  | SOLE | 0 | 0 | 0 | 399 |
| CANADIAN NAT RES LTD | COM | 136385101 |  | 1954323 | 35194 | SH |  | SOLE | 0 | 0 | 0 | 35194 |
| CARETRUST REIT INC | COM | 14174T107 |  | 239663 | 12899 | SH |  | SOLE | 0 | 0 | 0 | 12899 |
| COMPASS DIVERSIFIED | SH BEN INT | 20451Q104 |  | 282401 | 15491 | SH |  | SOLE | 0 | 0 | 0 | 15491 |
| CONSTELLATION BRANDS INC | CL A | 21036P108 |  | 1208345 | 5214 | SH |  | SOLE | 0 | 0 | 0 | 5214 |
| CORNING INC | COM | 219350105 |  | 203298 | 6365 | SH |  | SOLE | 0 | 0 | 0 | 6365 |
| CORPORATE OFFICE PPTYS TR | SH BEN INT | 22002T108 |  | 275353 | 10615 | SH |  | SOLE | 0 | 0 | 0 | 10615 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 1587707 | 3478 | SH |  | SOLE | 0 | 0 | 0 | 3478 |
| ENBRIDGE INC | COM | 29250N105 |  | 263299 | 6734 | SH |  | SOLE | 0 | 0 | 0 | 6734 |
| EXPEDIA GROUP INC | COM NEW | 30212P303 |  | 1399585 | 15977 | SH |  | SOLE | 0 | 0 | 0 | 15977 |
| GENERAL MLS INC | COM | 370334104 |  | 447088 | 5332 | SH |  | SOLE | 0 | 0 | 0 | 5332 |
| GETTY RLTY CORP NEW | COM | 374297109 |  | 227404 | 6718 | SH |  | SOLE | 0 | 0 | 0 | 6718 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 230851 | 2689 | SH |  | SOLE | 0 | 0 | 0 | 2689 |
| GLOBAL X FDS | GLOBAL X URANIUM | 37954Y871 |  | 1526984 | 76045 | SH |  | SOLE | 0 | 0 | 0 | 76045 |
| HCA HEALTHCARE INC | COM | 40412C101 |  | 2018544 | 8412 | SH |  | SOLE | 0 | 0 | 0 | 8412 |
| HEICO CORP NEW | CL A | 422806208 |  | 251685 | 2100 | SH |  | SOLE | 0 | 0 | 0 | 2100 |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 46138G649 |  | 201535 | 1840 | SH |  | SOLE | 0 | 0 | 0 | 1840 |
| INVESCO EXCH TRADED FD TR II | S HDL VOL | 46138E362 |  | 3193848 | 72869 | SH |  | SOLE | 0 | 0 | 0 | 72869 |
| ISHARES TR | US AER DEF ETF | 464288760 |  | 1707319 | 15263 | SH |  | SOLE | 0 | 0 | 0 | 15263 |
| ISHARES TR | MSCI ACWI ETF | 464288257 |  | 483901 | 5701 | SH |  | SOLE | 0 | 0 | 0 | 5701 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 11240328 | 138479 | SH |  | SOLE | 0 | 0 | 0 | 138479 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 346369 | 2284 | SH |  | SOLE | 0 | 0 | 0 | 2284 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 230308 | 1075 | SH |  | SOLE | 0 | 0 | 0 | 1075 |
| ISHARES TR | EXPANDED TECH | 464287515 |  | 1392336 | 5442 | SH |  | SOLE | 0 | 0 | 0 | 5442 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 6168105 | 113197 | SH |  | SOLE | 0 | 0 | 0 | 113197 |
| MCDONALDS CORP | COM | 580135101 |  | 1101819 | 4181 | SH |  | SOLE | 0 | 0 | 0 | 4181 |
| MICROSOFT CORP | COM | 594918104 |  | 225910 | 942 | SH |  | SOLE | 0 | 0 | 0 | 942 |
| MOELIS  CO | CL A | 60786M105 |  | 245261 | 6392 | SH |  | SOLE | 0 | 0 | 0 | 6392 |
| NATIONAL RETAIL PROPERTIES I | COM | 637417106 |  | 200886 | 4390 | SH |  | SOLE | 0 | 0 | 0 | 4390 |
| PERRIGO CO PLC | SHS | G97822103 |  | 1692364 | 49644 | SH |  | SOLE | 0 | 0 | 0 | 49644 |
| PFIZER INC | COM | 717081103 |  | 247745 | 4835 | SH |  | SOLE | 0 | 0 | 0 | 4835 |
| PHYSICIANS RLTY TR | COM | 71943U104 |  | 1527902 | 105591 | SH |  | SOLE | 0 | 0 | 0 | 105591 |
| PROSHARES TR | SHRT HGH YIELD | 74347R131 |  | 3572569 | 188030 | SH |  | SOLE | 0 | 0 | 0 | 188030 |
| ROCKWELL AUTOMATION INC | COM | 773903109 |  | 2421673 | 9402 | SH |  | SOLE | 0 | 0 | 0 | 9402 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 1407830 | 16095 | SH |  | SOLE | 0 | 0 | 0 | 16095 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 2932322 | 21585 | SH |  | SOLE | 0 | 0 | 0 | 21585 |
| SIMPLIFY EXCHANGE TRADED FUN | MANAGED FUTURES | 82889N699 |  | 6954242 | 267368 | SH |  | SOLE | 0 | 0 | 0 | 267368 |
| SONO TEK CORP | COM | 835483108 |  | 93225 | 14521 | SH |  | SOLE | 0 | 0 | 0 | 14521 |
| SPDR SER TR | PORTFOLIO S | 78464A854 |  | 371535 | 8260 | SH |  | SOLE | 0 | 0 | 0 | 8260 |
| SPDR SER TR | PORTFOLIO AGRGTE | 78464A649 |  | 7893335 | 314100 | SH |  | SOLE | 0 | 0 | 0 | 314100 |
| SPDR SER TR | S BIOTECH | 78464A870 |  | 2020635 | 24345 | SH |  | SOLE | 0 | 0 | 0 | 24345 |
| SPDR SER TR | S DIVID ETF | 78464A763 |  | 216816 | 1733 | SH |  | SOLE | 0 | 0 | 0 | 1733 |
| SSR MNG INC | COM | 784730103 |  | 516640 | 32970 | SH |  | SOLE | 0 | 0 | 0 | 32970 |
| T-MOBILE US INC | COM | 872590104 |  | 2361940 | 16871 | SH |  | SOLE | 0 | 0 | 0 | 16871 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 225783 | 410 | SH |  | SOLE | 0 | 0 | 0 | 410 |
| THOR INDS INC | COM | 885160101 |  | 1466091 | 19421 | SH |  | SOLE | 0 | 0 | 0 | 19421 |
| VANECK ETF TRUST | RARE EARTH/STRTG | 92189H805 |  | 1368062 | 17963 | SH |  | SOLE | 0 | 0 | 0 | 17963 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 |  | 239351 | 1374 | SH |  | SOLE | 0 | 0 | 0 | 1374 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 648589 | 8626 | SH |  | SOLE | 0 | 0 | 0 | 8626 |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | 921910840 |  | 5058677 | 49185 | SH |  | SOLE | 0 | 0 | 0 | 49185 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 323159 | 8202 | SH |  | SOLE | 0 | 0 | 0 | 8202 |
| VICI PPTYS INC | COM | 925652109 |  | 287096 | 8861 | SH |  | SOLE | 0 | 0 | 0 | 8861 |
| WILLIAMS COS INC | COM | 969457100 |  | 2008677 | 61054 | SH |  | SOLE | 0 | 0 | 0 | 61054 |
| WISDOMTREE TR | BLMBG US BULL | 97717W471 |  | 4486279 | 172218 | SH |  | SOLE | 0 | 0 | 0 | 172218 |
| WORLD GOLD TR | SPDR GLD MINIS | 98149E303 |  | 4958609 | 137016 | SH |  | SOLE | 0 | 0 | 0 | 137016 |
| XCEL ENERGY INC | COM | 98389B100 |  | 2267077 | 32336 | SH |  | SOLE | 0 | 0 | 0 | 32336 |

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