# EDGAR Filing Document

**Accession Number:** 0001436866
**File Stem:** 0001172661-25-005029
**Filing Date:** 2025-11
**Character Count:** 16813
**Document Hash:** dc02498ed2fd1186bb30a6bf57e2f31b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001172661-25-005029.hdr.sgml**: 20251114

**ACCESSION NUMBER**: 0001172661-25-005029

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251114

**DATE AS OF CHANGE**: 20251114

**EFFECTIVENESS DATE**: 20251114

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** 1607 Capital Partners, LLC
- **CENTRAL INDEX KEY:** 0001436866

**ORGANIZATION NAME:**
- **EIN:** 260529973
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-13406
- **FILM NUMBER:** 251485895

**BUSINESS ADDRESS:**
- **STREET 1:** 13 S. 13TH STREET
- **STREET 2:** SUITE 400
- **CITY:** RICHMOND
- **STATE:** VA
- **ZIP:** 23219
- **BUSINESS PHONE:** 1-804-525-1750

**MAIL ADDRESS:**
- **STREET 1:** 13 S. 13TH STREET
- **STREET 2:** SUITE 400
- **CITY:** RICHMOND
- **STATE:** VA
- **ZIP:** 23219

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** 1607 Capital Partners LLC<br>**Address:** 13 S. 13th Street<br>Suite 400<br>Richmond, VA 23219

**Form 13F File Number:** 028-13406

**CRD Number (if applicable):** 000144758

**SEC File Number (if applicable):** 801-68322

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Kevin Rutherford<br>**Title:** Employee Chief Compliance Officer<br>**Phone:** 1-804-525-1750

**Signature, Place, and Date of Signing:**

Kevin Rutherford  Richmond, VA  11-14-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 121

**Form 13F Information Table Value Total:** $1327115166

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABRDN AUSTRALIA EQUITY FD IN | COM | 003011103 |  | 8918535 | 1943036 | SH |  | SOLE |  | 1943036 | 0 | 0 |
| ABRDN EMERGING MARKETS EX CH | COM | 00301W105 |  | 10551954 | 1628388 | SH |  | SOLE |  | 1628388 | 0 | 0 |
| ABRDN INCOME CREDIT STRATEGI | COM | 003057106 |  | 2251276 | 388151 | SH |  | SOLE |  | 388151 | 0 | 0 |
| ABRDN JAPAN EQUITY FUND INC | COM | 00306J109 |  | 6824395 | 866040 | SH |  | SOLE |  | 866040 | 0 | 0 |
| ABRDN LIFE SCIENCES INVESTOR | SH BEN INT | 87911K100 |  | 1894857 | 122170 | SH |  | SOLE |  | 122170 | 0 | 0 |
| ABRDN TOTAL DYNAMIC DIVIDEND | COM SH BEN INT | 00326L100 |  | 384946 | 40692 | SH |  | SOLE |  | 40692 | 0 | 0 |
| ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 |  | 14554586 | 652672 | SH |  | SOLE |  | 652672 | 0 | 0 |
| ALLIANCEBERNSTEIN NATL MUN I | COM | 01864U106 |  | 552287 | 50902 | SH |  | SOLE |  | 50902 | 0 | 0 |
| ALLSPRING GLOBAL DIVIDEND OP | COM | 94987C103 |  | 1739509 | 305177 | SH |  | SOLE |  | 305177 | 0 | 0 |
| ALLSPRING MULTI SECTOR INCOM | COM | 94987D101 |  | 6379648 | 665934 | SH |  | SOLE |  | 665934 | 0 | 0 |
| ALLSPRING UTILITIES AND HIGH | WF UTILITIES INC | 94987E109 |  | 4473439 | 361344 | SH |  | SOLE |  | 361344 | 0 | 0 |
| BLACKROCK ENHANCED GLOBAL DI | COM | 092501105 |  | 6780113 | 586008 | SH |  | SOLE |  | 586008 | 0 | 0 |
| BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 092524107 |  | 296378 | 51544 | SH |  | SOLE |  | 51544 | 0 | 0 |
| BLACKROCK HEALTH SCIENCES TR | COM | 09250W107 |  | 5707433 | 153302 | SH |  | SOLE |  | 153302 | 0 | 0 |
| BLACKROCK INCOME TR INC | COM NEW | 09247F209 |  | 1597316 | 142110 | SH |  | SOLE |  | 142110 | 0 | 0 |
| BLACKROCK INCOME TR INC | RIGHT 10/20/2025 | 09247F118 |  | 8384 | 142110 | SH |  | SOLE |  | 142110 | 0 | 0 |
| BLACKROCK MUN TARGET TERM TR | COM SHS BEN IN | 09257P105 |  | 7077797 | 315129 | SH |  | SOLE |  | 315129 | 0 | 0 |
| BLACKROCK MUNI INCOME TR II | COM | 09249N101 |  | 2443137 | 233793 | SH |  | SOLE |  | 233793 | 0 | 0 |
| BLACKROCK MUNIVEST FD INC | COM | 09253R105 |  | 2656213 | 387203 | SH |  | SOLE |  | 387203 | 0 | 0 |
| BLACKROCK SCIENCE  TECHNOLO | SHS | 09258G104 |  | 13343398 | 322616 | SH |  | SOLE |  | 322616 | 0 | 0 |
| BLACKROCK TAX MUNICPAL BD TR | SHS | 09248X100 |  | 3844560 | 231600 | SH |  | SOLE |  | 231600 | 0 | 0 |
| BNY MELLON HIGH YIELD STRATE | SH BEN INT | 09660L105 |  | 2278200 | 879614 | SH |  | SOLE |  | 879614 | 0 | 0 |
| BNY MELLON MUN BD INFRASTRUC | COM SHS | 09662W109 |  | 782480 | 73129 | SH |  | SOLE |  | 73129 | 0 | 0 |
| BNY MELLON STRATEGIC MUN BD | COM | 09662E109 |  | 943654 | 159401 | SH |  | SOLE |  | 159401 | 0 | 0 |
| BNY MELLON STRATEGIC MUNS IN | COM | 05588W108 |  | 1288406 | 206145 | SH |  | SOLE |  | 206145 | 0 | 0 |
| BROOKFIELD REAL ASSETS INCOM | SHS BEN INT | 112830104 |  | 6174591 | 462170 | SH |  | SOLE |  | 462170 | 0 | 0 |
| CALAMOS GBL DYN INCOME FUND | COM | 12811L107 |  | 1490560 | 197687 | SH |  | SOLE |  | 197687 | 0 | 0 |
| CENTRAL SECS CORP | COM | 155123102 |  | 9694187 | 188713 | SH |  | SOLE |  | 188713 | 0 | 0 |
| CHINA FD INC | COM | 169373107 |  | 3356286 | 181814 | SH |  | SOLE |  | 181814 | 0 | 0 |
| CLOUGH GLOBAL EQUITY FD | COM | 18914C100 |  | 2486195 | 326701 | SH |  | SOLE |  | 326701 | 0 | 0 |
| CLOUGH GLOBAL OPPORTUNITIES | SH BEN INT | 18914E106 |  | 135671 | 23802 | SH |  | SOLE |  | 23802 | 0 | 0 |
| DTF TAX-FREE INCOME 2028 TER | COM | 23334J107 |  | 1321639 | 115629 | SH |  | SOLE |  | 115629 | 0 | 0 |
| DWS MUN INCOME TR NEW | COM | 233368109 |  | 12301399 | 1341483 | SH |  | SOLE |  | 1341483 | 0 | 0 |
| EATON VANCE CALIF MUN BD FD | COM | 27828A100 |  | 573386 | 60420 | SH |  | SOLE |  | 60420 | 0 | 0 |
| EATON VANCE FLTING RATE INC | COM | 278279104 |  | 860387 | 73100 | SH |  | SOLE |  | 73100 | 0 | 0 |
| EATON VANCE NATL MUN OPPORT | COM SHS | 27829L105 |  | 9259245 | 556445 | SH |  | SOLE |  | 556445 | 0 | 0 |
| EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 |  | 3799098 | 332089 | SH |  | SOLE |  | 332089 | 0 | 0 |
| EATON VANCE SR INCOME TR | SH BEN INT | 27826S103 |  | 1370767 | 250140 | SH |  | SOLE |  | 250140 | 0 | 0 |
| EATON VANCE TAX ADVT DIV INC | COM | 27828G107 |  | 19487139 | 797020 | SH |  | SOLE |  | 797020 | 0 | 0 |
| EATON VANCE TAX MNGED BUY WR | COM | 27828X100 |  | 4513110 | 300874 | SH |  | SOLE |  | 300874 | 0 | 0 |
| EATON VANCE TAX-ADVANTAGED G | COM | 27828U106 |  | 6079130 | 220578 | SH |  | SOLE |  | 220578 | 0 | 0 |
| EATON VANCE TAX-MANAGED BUY- | COM | 27828Y108 |  | 1191200 | 83593 | SH |  | SOLE |  | 83593 | 0 | 0 |
| EATON VANCE TAX-MANAGED GLOB | COM | 27829F108 |  | 2316005 | 254506 | SH |  | SOLE |  | 254506 | 0 | 0 |
| EATON VANCE TAX-MANAGED GLOB | COM | 27829C105 |  | 3629358 | 401034 | SH |  | SOLE |  | 401034 | 0 | 0 |
| EUROPEAN EQUITY FD INC | COM | 298768102 |  | 18318852 | 1689931 | SH |  | SOLE |  | 1689931 | 0 | 0 |
| FEDERATED HERMES PREM MUNI I | COM | 31423P108 |  | 480350 | 43510 | SH |  | SOLE |  | 43510 | 0 | 0 |
| FIRST TR HIGH YIELD OPPRT 20 | COM | 33741Q107 |  | 2212362 | 152682 | SH |  | SOLE |  | 152682 | 0 | 0 |
| FIRST TR MTG INCOME FD | COM SHS | 33734E103 |  | 918886 | 75027 | SH |  | SOLE |  | 75027 | 0 | 0 |
| FIRST TR SR FLTG RATE INCOME | COM | 33733U108 |  | 534610 | 53461 | SH |  | SOLE |  | 53461 | 0 | 0 |
| FLAHERTY  CRUMRINE DYNAMIC | SHS | 33848W106 |  | 1720380 | 79500 | SH |  | SOLE |  | 79500 | 0 | 0 |
| FLAHERTY  CRUMRINE PFD INCO | COM | 33848E106 |  | 1936447 | 198610 | SH |  | SOLE |  | 198610 | 0 | 0 |
| FLAHERTY  CRUMRINE PFD INCO | COM | 338480106 |  | 435124 | 36200 | SH |  | SOLE |  | 36200 | 0 | 0 |
| FLAHERTY  CRUMRINE PFD SECS | COM | 338478100 |  | 6339661 | 375350 | SH |  | SOLE |  | 375350 | 0 | 0 |
| GABELLI DIVID  INCOME TR | COM | 36242H104 |  | 2497235 | 92047 | SH |  | SOLE |  | 92047 | 0 | 0 |
| GAMCO NAT RES GOLD  INCOME | SH BEN INT | 36465E101 |  | 261959 | 37263 | SH |  | SOLE |  | 37263 | 0 | 0 |
| GENERAL AMERN INVS CO INC | COM | 368802104 |  | 17791625 | 285993 | SH |  | SOLE |  | 285993 | 0 | 0 |
| HANCOCK JOHN INCOME SECS TR | COM | 410123103 |  | 15110007 | 1294219 | SH |  | SOLE |  | 1294219 | 0 | 0 |
| HANCOCK JOHN INVT TR II | COM | 410142103 |  | 7970375 | 569695 | SH |  | SOLE |  | 569695 | 0 | 0 |
| HANCOCK JOHN TAX-ADVANTAGED | COM | 41013V100 |  | 291772 | 11765 | SH |  | SOLE |  | 11765 | 0 | 0 |
| INVESCO BD FD | COM | 46132L107 |  | 807147 | 51150 | SH |  | SOLE |  | 51150 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 |  | 91321776 | 4363200 | SH |  | SOLE |  | 4363200 | 0 | 0 |
| ISHARES INC | MSCI EURZONE ETF | 464286608 |  | 41496455 | 669946 | SH |  | SOLE |  | 669946 | 0 | 0 |
| ISHARES INC | MSCI SWITZERLAND | 464286749 |  | 35011057 | 633799 | SH |  | SOLE |  | 633799 | 0 | 0 |
| ISHARES INC | MSCI JPN ETF NEW | 46434G822 |  | 45990569 | 573377 | SH |  | SOLE |  | 573377 | 0 | 0 |
| ISHARES TR | MSCI EURO FL ETF | 464289180 |  | 99023889 | 2883631 | SH |  | SOLE |  | 2883631 | 0 | 0 |
| ISHARES TR | 7-10 YR TRSY BD | 464287440 |  | 27844240 | 288661 | SH |  | SOLE |  | 288661 | 0 | 0 |
| ISHARES TR | US TREAS BD ETF | 46429B267 |  | 85347989 | 3691522 | SH |  | SOLE |  | 3691522 | 0 | 0 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 45908986 | 457945 | SH |  | SOLE |  | 457945 | 0 | 0 |
| ISHARES TR | BROAD USD HIGH | 46435U853 |  | 74785510 | 1979500 | SH |  | SOLE |  | 1979500 | 0 | 0 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 |  | 13360794 | 119860 | SH |  | SOLE |  | 119860 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | BETABULDRS JAPAN | 46641Q217 |  | 47328936 | 713645 | SH |  | SOLE |  | 713645 | 0 | 0 |
| JAPAN SMALLER CAPITALIZATION | COM | 47109U104 |  | 43754734 | 4151303 | SH |  | SOLE |  | 4151303 | 0 | 0 |
| JOHN HANCOCK DIVERSIFIED INC | COM | 47804L102 |  | 1302921 | 122340 | SH |  | SOLE |  | 122340 | 0 | 0 |
| KOREA FD INC | COM NEW | 500634209 |  | 6020697 | 196850 | SH |  | SOLE |  | 196850 | 0 | 0 |
| LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 |  | 3984081 | 628404 | SH |  | SOLE |  | 628404 | 0 | 0 |
| LIBERTY ALL-STAR GROWTH FD I | COM | 529900102 |  | 6041724 | 1088599 | SH |  | SOLE |  | 1088599 | 0 | 0 |
| MEXICO FD INC | COM | 592835102 |  | 2957541 | 150129 | SH |  | SOLE |  | 150129 | 0 | 0 |
| MFS GOVT MKTS INCOME TR | SH BEN INT | 552939100 |  | 7031797 | 2253781 | SH |  | SOLE |  | 2253781 | 0 | 0 |
| MFS INTER INCOME TR | SH BEN INT | 55273C107 |  | 19845194 | 7404923 | SH |  | SOLE |  | 7404923 | 0 | 0 |
| MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 |  | 3905442 | 817038 | SH |  | SOLE |  | 817038 | 0 | 0 |
| MORGAN STANLEY CHINA A SH FD | COM | 617468103 |  | 11187085 | 671897 | SH |  | SOLE |  | 671897 | 0 | 0 |
| MORGAN STANLEY INDIA INVT FD | COM | 61745C105 |  | 308453 | 11706 | SH |  | SOLE |  | 11706 | 0 | 0 |
| NEUBERGER BERMAN MUN FD INC | COM | 64124P101 |  | 11186147 | 1083929 | SH |  | SOLE |  | 1083929 | 0 | 0 |
| NEW GERMANY FD INC | COM | 644465106 |  | 15474933 | 1338662 | SH |  | SOLE |  | 1338662 | 0 | 0 |
| NUVEEN AMT-FREE MUN VALUE FD | COM | 670695105 |  | 17253217 | 1216729 | SH |  | SOLE |  | 1216729 | 0 | 0 |
| NUVEEN CALIFORNIA MUNI VLU F | COM STK | 67062C107 |  | 2274128 | 255520 | SH |  | SOLE |  | 255520 | 0 | 0 |
| NUVEEN DOW 30 DYNMC OVERWRT | SHS | 67075F105 |  | 2253021 | 151311 | SH |  | SOLE |  | 151311 | 0 | 0 |
| NUVEEN MULTI-MKT INCOME FD | COM | 67075J107 |  | 2307493 | 366851 | SH |  | SOLE |  | 366851 | 0 | 0 |
| NUVEEN MUN VALUE FD INC | COM | 670928100 |  | 21239227 | 2365170 | SH |  | SOLE |  | 2365170 | 0 | 0 |
| NUVEEN N Y MUN VALUE FD | COM | 67062M105 |  | 5635022 | 682206 | SH |  | SOLE |  | 682206 | 0 | 0 |
| NUVEEN N Y SELECT TAX FREE I | SH BEN INT | 67063V104 |  | 2572424 | 214012 | SH |  | SOLE |  | 214012 | 0 | 0 |
| NUVEEN NASDAQ 100 DYNAMIC OV | COM SHS | 670699107 |  | 14392335 | 524120 | SH |  | SOLE |  | 524120 | 0 | 0 |
| NUVEEN S 500 DYNAMIC OVERW | COM | 6706EW100 |  | 250649 | 14331 | SH |  | SOLE |  | 14331 | 0 | 0 |
| NUVEEN SELECT MAT MUN FD | SH BEN INT | 67061T101 |  | 8484725 | 916277 | SH |  | SOLE |  | 916277 | 0 | 0 |
| PGIM SHORT DUR HIG YLD OPP F | COM | 69355J104 |  | 32820073 | 1962923 | SH |  | SOLE |  | 1962923 | 0 | 0 |
| PIMCO DYNAMIC INCOME STRATEG | COM SHS BEN INT | 69346N107 |  | 536294 | 21512 | SH |  | SOLE |  | 21512 | 0 | 0 |
| PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 |  | 1438443 | 418152 | SH |  | SOLE |  | 418152 | 0 | 0 |
| PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 746922103 |  | 3619229 | 350361 | SH |  | SOLE |  | 350361 | 0 | 0 |
| PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 |  | 7577577 | 2053544 | SH |  | SOLE |  | 2053544 | 0 | 0 |
| RIVERNORTH DOUBLELINE STRATE | COM | 76882G107 |  | 274530 | 32184 | SH |  | SOLE |  | 32184 | 0 | 0 |
| ROYCE MICRO-CAP TR INC | COM | 780915104 |  | 512508 | 49327 | SH |  | SOLE |  | 49327 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 2867558 | 36590 | SH |  | SOLE |  | 36590 | 0 | 0 |
| SELECT SECTOR SPDR TR | INDL | 81369Y704 |  | 1154412 | 7485 | SH |  | SOLE |  | 7485 | 0 | 0 |
| SPDR INDEX SHS FDS | EURO STOXX 50 | 78463X202 |  | 52950964 | 852398 | SH |  | SOLE |  | 852398 | 0 | 0 |
| SPROTT FOCUS TR INC | COM | 85208J109 |  | 1141528 | 137368 | SH |  | SOLE |  | 137368 | 0 | 0 |
| SRH TOTAL RETURN FUND INC | COM | 101507101 |  | 14543708 | 800865 | SH |  | SOLE |  | 800865 | 0 | 0 |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 |  | 6763320 | 162658 | SH |  | SOLE |  | 162658 | 0 | 0 |
| TAIWAN FD INC | COM | 874036106 |  | 6496132 | 120032 | SH |  | SOLE |  | 120032 | 0 | 0 |
| TCW STRATEGIC INCOME FD INC | COM | 872340104 |  | 11696975 | 2377434 | SH |  | SOLE |  | 2377434 | 0 | 0 |
| TEMPLETON DRAGON FD INC | COM | 88018T101 |  | 1261905 | 108318 | SH |  | SOLE |  | 108318 | 0 | 0 |
| TEMPLETON EMERGING MKTS FD | COM | 880191101 |  | 11788609 | 704218 | SH |  | SOLE |  | 704218 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 92206C771 |  | 21984559 | 468155 | SH |  | SOLE |  | 468155 | 0 | 0 |
| VIRTUS GLOBAL MULTI-SECTOR I | COM | 92829B101 |  | 1344390 | 169244 | SH |  | SOLE |  | 169244 | 0 | 0 |
| VOYA EMERGING MKTS HIGH DIVI | COM | 92912P108 |  | 2234404 | 356370 | SH |  | SOLE |  | 356370 | 0 | 0 |
| WESTERN ASSET INTER MUNI FD | COM | 958435109 |  | 4112385 | 519897 | SH |  | SOLE |  | 519897 | 0 | 0 |
| WESTERN ASSET INVESTMENT GRA | COM | 95766T100 |  | 8322167 | 649155 | SH |  | SOLE |  | 649155 | 0 | 0 |
| WESTERN ASSET INVT GRADE OPP | COM | 95790A101 |  | 5430275 | 325361 | SH |  | SOLE |  | 325361 | 0 | 0 |
| WESTERN ASSET MANAGED MUNS F | COM | 95766M105 |  | 16471847 | 1593022 | SH |  | SOLE |  | 1593022 | 0 | 0 |
| WESTERN ASSET PREMIER BD FD | SHS BEN INT | 957664105 |  | 3444645 | 306736 | SH |  | SOLE |  | 306736 | 0 | 0 |
| WESTERN AST INFL LKD OPP  I | COM | 95766R104 |  | 12875298 | 1448290 | SH |  | SOLE |  | 1448290 | 0 | 0 |
| WSTRN AST GLBL CORP OPP FD I | COM | 95790C107 |  | 1129194 | 95050 | SH |  | SOLE |  | 95050 | 0 | 0 |

---