# EDGAR Filing Document

**Accession Number:** 0001383496
**File Stem:** 0000940400-25-002093
**Filing Date:** 2025-9
**Character Count:** 78103
**Document Hash:** 71c289e9687587024cf885d27cbbcd1c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-25-002093.hdr.sgml**: 20250924

**ACCESSION NUMBER**: 0000940400-25-002093

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250731

**FILED AS OF DATE**: 20250924

**DATE AS OF CHANGE**: 20250924

**PERIOD START**: 20250731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
- **CENTRAL INDEX KEY:** 0001383496

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22019
- **FILM NUMBER:** 251336257

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Series and Classes Contracts Data

### First Trust Mid Cap Value AlphaDEX Fund (Series ID: S000031805)

| Class ID   | Class Name                              | Ticker Symbol   |
|:---|:---|:---|
| C000099060 | First Trust Mid Cap Value AlphaDEX Fund | FNK             |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** First Trust Exchange-Traded AlphaDEX Fund

- **b. Investment Company Act file number:** 811-22019

- **c. CIK number of Registrant:** 0001383496

- **d. LEI of Registrant:** 549300PGRVU1P76W4537

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 East Liberty Drive

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** First Trust Mid Cap Value AlphaDEX Fund

- **b. EDGAR series identifier (if any):** S000031805

- **c. LEI of Series:** 549300E5JZJMI707IP13

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-07-31

- **b. Date as of which information is reported:** 2025-07-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $191869269.60

**Total Liabilities:** $124475.14

**Net Assets:** $191744794.46

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000099060 | 5.03%                | 4.05%                | 1.47%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $9033320.57                                |
| Month 2  | $-67010.50               | $7488978.79                                |
| Month 3  | $9398153.86              | $-5850435.30                               |

### Schedule of Portfolio Investments

| Name                               | Title                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Alkermes PLC                       | Alkermes PLC                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | IE        |     29300 | NS      | $776157.00    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Rithm Capital Corp                 | Rithm Capital Corp                       | CUSIP: 64828T201<br>LEI: 549300WNTHGEO5LP2G31 | Long             | EC               | CORP              | US        |     98995 | NS      | $1190909.85   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Dillard's Inc                      | Dillard's Inc                            | CUSIP: 254067101<br>LEI: 529900FGYKMWL6019P91 | Long             | EC               | CORP              | US        |      2673 | NS      | $1248103.89   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| New Jersey Resources Corp          | New Jersey Resources Corp                | CUSIP: 646025106<br>LEI: 549300QKBSQBIX4DQ583 | Long             | EC               | CORP              | US        |     24935 | NS      | $1144765.85   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| NewMarket Corp                     | NewMarket Corp                           | CUSIP: 651587107<br>LEI: 54930082CG88ERDREQ47 | Long             | EC               | CORP              | US        |      1211 | NS      | $831957.00    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Franklin Electric Co Inc           | Franklin Electric Co Inc                 | CUSIP: 353514102<br>LEI: RR6AURIKMXUE4Q24G284 | Long             | EC               | CORP              | US        |      6229 | NS      | $585214.55    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Zions Bancorp NA                   | Zions Bancorp NA                         | CUSIP: 989701107<br>LEI: 8WH0EE09O9V05QJZ3V89 | Long             | EC               | CORP              | US        |     16139 | NS      | $865373.18    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Matson Inc                         | Matson Inc                               | CUSIP: 57686G105<br>LEI: 549300OI5H3Y0I9I4I12 | Long             | EC               | CORP              | US        |     12546 | NS      | $1339661.88   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Cavco Industries Inc               | Cavco Industries Inc                     | CUSIP: 149568107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1284 | NS      | $518312.28    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Five Below Inc                     | Five Below Inc                           | CUSIP: 33829M101<br>LEI: 529900AAXP5Z6BGI7418 | Long             | EC               | CORP              | US        |      2131 | NS      | $290924.12    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Mueller Industries Inc             | Mueller Industries Inc                   | CUSIP: 624756102<br>LEI: 5493005IZFE4VJLLYG84 | Long             | EC               | CORP              | US        |     10548 | NS      | $900482.76    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Group 1 Automotive Inc             | Group 1 Automotive Inc                   | CUSIP: 398905109<br>LEI: 549300US8QAZJLWYAF63 | Long             | EC               | CORP              | US        |      1921 | NS      | $791740.15    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Acadia Healthcare Co Inc           | Acadia Healthcare Co Inc                 | CUSIP: 00404A109<br>LEI: 5493005CW985Y9D0NC11 | Long             | EC               | CORP              | US        |     61573 | NS      | $1340444.21   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Stanley Black & Decker Inc         | Stanley Black & Decker Inc               | CUSIP: 854502101<br>LEI: 549300DJ09SMTO561131 | Long             | EC               | CORP              | US        |      8249 | NS      | $558044.85    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Murphy USA Inc                     | Murphy USA Inc                           | CUSIP: 626755102<br>LEI: 549300Y081F8XIKQIO72 | Long             | EC               | CORP              | US        |      1373 | NS      | $497685.04    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| KB Home                            | KB Home                                  | CUSIP: 48666K109<br>LEI: 549300LGUCWQURMWLG09 | Long             | EC               | CORP              | US        |     26376 | NS      | $1457537.76   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Conagra Brands Inc                 | Conagra Brands Inc                       | CUSIP: 205887102<br>LEI: 54930035UDEIH090K650 | Long             | EC               | CORP              | US        |     27299 | NS      | $498479.74    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| LKQ Corp                           | LKQ Corp                                 | CUSIP: 501889208<br>LEI: DS830JTTZQN6GK0I2E41 | Long             | EC               | CORP              | US        |     30198 | NS      | $889935.06    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Trex Co Inc                        | Trex Co Inc                              | CUSIP: 89531P105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5140 | NS      | $330193.60    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Enact Holdings Inc                 | Enact Holdings Inc                       | CUSIP: 29249E109<br>LEI: 9845003CA5664B741N19 | Long             | EC               | CORP              | US        |     37607 | NS      | $1307219.32   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Popular Inc                        | Popular Inc                              | CUSIP: 733174700<br>LEI: 5493008CARDZMVQ3LO89 | Long             | EC               | CORP              | PR        |      5072 | NS      | $581149.76    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Installed Building Products In     | Installed Building Products Inc          | CUSIP: 45780R101<br>LEI: 549300I95Y9P9YM5FI86 | Long             | EC               | CORP              | US        |      3100 | NS      | $627099.00    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Cousins Properties Inc             | Cousins Properties Inc                   | CUSIP: 222795502<br>LEI: 5493007XPYD5EJABN062 | Long             | EC               | CORP              | US        |     18609 | NS      | $504303.90    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Avnet Inc                          | Avnet Inc                                | CUSIP: 053807103<br>LEI: XJI53DCPL7QABOWK4Z75 | Long             | EC               | CORP              | US        |     21058 | NS      | $1114810.52   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Unum Group                         | Unum Group                               | CUSIP: 91529Y106<br>LEI: 549300E32YFDO6TZ8R31 | Long             | EC               | CORP              | US        |     13837 | NS      | $993634.97    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Southwest Gas Holdings Inc         | Southwest Gas Holdings Inc               | CUSIP: 844895102<br>LEI: 254900LKF9EV0CUKNE09 | Long             | EC               | CORP              | US        |     11269 | NS      | $880559.66    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Gap Inc/The                        | Gap Inc/The                              | CUSIP: 364760108<br>LEI: T2ZG1WRWZ4BUCMQL9224 | Long             | EC               | CORP              | US        |     51245 | NS      | $997227.70    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Brink's Co/The                     | Brink's Co/The                           | CUSIP: 109696104<br>LEI: XFP140TFNOQMIVFTVQ13 | Long             | EC               | CORP              | US        |      3129 | NS      | $273286.86    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Post Holdings Inc                  | Post Holdings Inc                        | CUSIP: 737446104<br>LEI: JM1I5YUAURL6DC8N1468 | Long             | EC               | CORP              | US        |     10252 | NS      | $1084764.12   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Financial Corp      | First American Financial Corp            | CUSIP: 31847R102<br>LEI: 549300B6VEZK3N0A1P55 | Long             | EC               | CORP              | US        |      4553 | NS      | $273407.65    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Mosaic Co/The                      | Mosaic Co/The                            | CUSIP: 61945C103<br>LEI: 2YD5STGSJNMUB7H76907 | Long             | EC               | CORP              | US        |     30636 | NS      | $1103202.36   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Regal Rexnord Corp                 | Regal Rexnord Corp                       | CUSIP: 758750103<br>LEI: QH78R09VCJGQKPBPYU33 | Long             | EC               | CORP              | US        |      1930 | NS      | $295058.40    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| BOK Financial Corp                 | BOK Financial Corp                       | CUSIP: 05561Q201<br>LEI: GRI2NT5QHYW751NMR949 | Long             | EC               | CORP              | US        |      8584 | NS      | $871533.52    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| National Beverage Corp             | National Beverage Corp                   | CUSIP: 635017106<br>LEI: 549300O9MZIQJI8TGV17 | Long             | EC               | CORP              | US        |      6460 | NS      | $295997.20    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Dick's Sporting Goods Inc          | Dick's Sporting Goods Inc                | CUSIP: 253393102<br>LEI: 529900SSBV5I4LWSK313 | Long             | EC               | CORP              | US        |      4238 | NS      | $896379.38    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| AutoNation Inc                     | AutoNation Inc                           | CUSIP: 05329W102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4219 | NS      | $812748.16    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Magnolia Oil & Gas Corp            | Magnolia Oil & Gas Corp                  | CUSIP: 559663109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     62148 | NS      | $1480365.36   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| APA Corp                           | APA Corp                                 | CUSIP: 03743Q108<br>LEI: 549300VCIWLRHYVSHC79 | Long             | EC               | CORP              | US        |     76385 | NS      | $1473466.65   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| IDACORP Inc                        | IDACORP Inc                              | CUSIP: 451107106<br>LEI: N134NUJDWN8UEFA8B673 | Long             | EC               | CORP              | US        |      4842 | NS      | $606847.86    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Sonoco Products Co                 | Sonoco Products Co                       | CUSIP: 835495102<br>LEI: GKOMIK4RDJGHEF0VNP11 | Long             | EC               | CORP              | US        |     12828 | NS      | $578157.96    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Caesars Entertainment Inc          | Caesars Entertainment Inc                | CUSIP: 12769G100<br>LEI: 549300FA4CTCW903Y781 | Long             | EC               | CORP              | US        |     29528 | NS      | $787807.04    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| GXO Logistics Inc                  | GXO Logistics Inc                        | CUSIP: 36262G101<br>LEI: 5493007CNWMXN78JRN66 | Long             | EC               | CORP              | US        |      5736 | NS      | $285136.56    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| EPAM Systems Inc                   | EPAM Systems Inc                         | CUSIP: 29414B104<br>LEI: 549300XCR4R530HJP604 | Long             | EC               | CORP              | US        |      3162 | NS      | $498679.02    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Alaska Air Group Inc               | Alaska Air Group Inc                     | CUSIP: 011659109<br>LEI: 529900G48RT4KWLC6C27 | Long             | EC               | CORP              | US        |     22589 | NS      | $1196313.44   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Taylor Morrison Home Corp          | Taylor Morrison Home Corp                | CUSIP: 87724P106<br>LEI: 5299009UDLLGLKOOJE30 | Long             | EC               | CORP              | US        |     22745 | NS      | $1348323.60   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| NEXTracker Inc                     | NEXTracker Inc                           | CUSIP: 65290E101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10277 | NS      | $598738.02    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Chemed Corp                        | Chemed Corp                              | CUSIP: 16359R103<br>LEI: 54930020031IDJT2IM79 | Long             | EC               | CORP              | US        |       573 | NS      | $236247.90    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Penske Automotive Group Inc        | Penske Automotive Group Inc              | CUSIP: 70959W103<br>LEI: 549300W7UTQ0M4C7LB15 | Long             | EC               | CORP              | US        |      4878 | NS      | $816625.98    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Light & Wonder Inc                 | Light & Wonder Inc                       | CUSIP: 80874P109<br>LEI: 529900JXALYBOHXKFM62 | Long             | EC               | CORP              | US        |      2901 | NS      | $279424.32    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Portland General Electric Co       | Portland General Electric Co             | CUSIP: 736508847<br>LEI: GJOUP9M7C39GLSK9R870 | Long             | EC               | CORP              | US        |     34385 | NS      | $1413911.20   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Toll Brothers Inc                  | Toll Brothers Inc                        | CUSIP: 889478103<br>LEI: 529900JB6IS9MSZGVR44 | Long             | EC               | CORP              | US        |     12240 | NS      | $1448726.40   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| First Horizon Corp                 | First Horizon Corp                       | CUSIP: 320517105<br>LEI: TF3RXI1ZB1TQ30H9JV10 | Long             | EC               | CORP              | US        |     26360 | NS      | $574911.60    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Nexstar Media Group Inc            | Nexstar Media Group Inc                  | CUSIP: 65336K103<br>LEI: 52990083ZRR5UT591988 | Long             | EC               | CORP              | US        |      6460 | NS      | $1208730.60   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| MGIC Investment Corp               | MGIC Investment Corp                     | CUSIP: 552848103<br>LEI: 254900S8483WM4M98R28 | Long             | EC               | CORP              | US        |     50184 | NS      | $1299765.60   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Pinnacle West Capital Corp         | Pinnacle West Capital Corp               | CUSIP: 723484101<br>LEI: TWSEY0NEDUDCKS27AH81 | Long             | EC               | CORP              | US        |     12493 | NS      | $1132115.66   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Columbia Sportswear Co             | Columbia Sportswear Co                   | CUSIP: 198516106<br>LEI: 549300OTMCIEUXAH5Z60 | Long             | EC               | CORP              | US        |     13724 | NS      | $776366.68    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Spire Inc                          | Spire Inc                                | CUSIP: 84857L101<br>LEI: 549300NXSY15DRY2R511 | Long             | EC               | CORP              | US        |     15311 | NS      | $1140210.17   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Prosperity Bancshares Inc          | Prosperity Bancshares Inc                | CUSIP: 743606105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11936 | NS      | $795176.32    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Synovus Financial Corp             | Synovus Financial Corp                   | CUSIP: 87161C501<br>LEI: 549300EIUS8UN5JTLE54 | Long             | EC               | CORP              | US        |      5399 | NS      | $255048.76    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| OGE Energy Corp                    | OGE Energy Corp                          | CUSIP: 670837103<br>LEI: CE5OG6JPOZMDSA0LAQ19 | Long             | EC               | CORP              | US        |     18887 | NS      | $857847.54    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Henry Schein Inc                   | Henry Schein Inc                         | CUSIP: 806407102<br>LEI: VGO3WGL8H45T73F4RR92 | Long             | EC               | CORP              | US        |      3827 | NS      | $258896.55    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| BorgWarner Inc                     | BorgWarner Inc                           | CUSIP: 099724106<br>LEI: 549300DSFX2IE88NSX47 | Long             | EC               | CORP              | US        |     33384 | NS      | $1228531.20   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Elanco Animal Health Inc           | Elanco Animal Health Inc                 | CUSIP: 28414H103<br>LEI: 549300SHPNDCE059M934 | Long             | EC               | CORP              | US        |     78267 | NS      | $1070692.56   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Skyworks Solutions Inc             | Skyworks Solutions Inc                   | CUSIP: 83088M102<br>LEI: 549300WZ3ORQ2BVKBD96 | Long             | EC               | CORP              | US        |      7498 | NS      | $513912.92    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Ingredion Inc                      | Ingredion Inc                            | CUSIP: 457187102<br>LEI: PKSTQ48QDN0XSVS7YK88 | Long             | EC               | CORP              | US        |      8241 | NS      | $1084021.14   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Jazz Pharmaceuticals PLC           | Jazz Pharmaceuticals PLC                 | CUSIP: 000000000<br>LEI: 635400GAUMJCLEZRRV50 | Long             | EC               | CORP              | IE        |     13166 | NS      | $1509218.58   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Radian Group Inc                   | Radian Group Inc                         | CUSIP: 750236101<br>LEI: 54930005OUP720S5U385 | Long             | EC               | CORP              | US        |     38787 | NS      | $1264844.07   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Westlake Corp                      | Westlake Corp                            | CUSIP: 960413102<br>LEI: GOXNEVUM0LL78B1OS344 | Long             | EC               | CORP              | US        |     18400 | NS      | $1459120.00   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| UFP Industries Inc                 | UFP Industries Inc                       | CUSIP: 90278Q108<br>LEI: 5493007KB485C9OV5572 | Long             | EC               | CORP              | US        |     11249 | NS      | $1102402.00   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Kilroy Realty Corp                 | Kilroy Realty Corp                       | CUSIP: 49427F108<br>LEI: 549300CXXI18B214UN80 | Long             | EC               | CORP              | US        |      8142 | NS      | $300114.12    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Rush Enterprises Inc               | Rush Enterprises Inc                     | CUSIP: 781846209<br>LEI: 529900V3XHTN7A6DFT17 | Long             | EC               | CORP              | US        |     21698 | NS      | $1174729.72   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| MKS Inc                            | MKS Inc                                  | CUSIP: 55306N104<br>LEI: 549300KEQATBHAGVF505 | Long             | EC               | CORP              | US        |      2810 | NS      | $267455.80    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Acuity Inc                         | Acuity Inc                               | CUSIP: 00508Y102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       936 | NS      | $291423.60    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| NOV Inc                            | NOV Inc                                  | CUSIP: 62955J103<br>LEI: 549300EHF3IW1AR6U008 | Long             | EC               | CORP              | US        |    112393 | NS      | $1413903.94   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| ASGN Inc                           | ASGN Inc                                 | CUSIP: 00191U102<br>LEI: LZBNYYCBUKY537072438 | Long             | EC               | CORP              | US        |     22383 | NS      | $1122283.62   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Ltd                        | Invesco Ltd                              | CUSIP: 000000000<br>LEI: ECPGFXU8A2SHKVVGJI15 | Long             | EC               | CORP              | US        |     88589 | NS      | $1861254.89   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| SM Energy Co                       | SM Energy Co                             | CUSIP: 78454L100<br>LEI: 84BUTVXV5ODI6BXNMH43 | Long             | EC               | CORP              | US        |     56538 | NS      | $1559883.42   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Drainage Systems Inc      | Advanced Drainage Systems Inc            | CUSIP: 00790R104<br>LEI: 6QQTOZ5MF5DHM7K92I60 | Long             | EC               | CORP              | US        |      4864 | NS      | $558144.00    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Comerica Inc                       | Comerica Inc                             | CUSIP: 200340107<br>LEI: I9Q57JVPWHHZ3ZGBW498 | Long             | EC               | CORP              | US        |     14052 | NS      | $949493.64    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Robert Half Inc                    | Robert Half Inc                          | CUSIP: 770323103<br>LEI: 529900VPCUY9H3HLIC08 | Long             | EC               | CORP              | US        |     13615 | NS      | $502529.65    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Axis Capital Holdings Ltd          | Axis Capital Holdings Ltd                | CUSIP: 000000000<br>LEI: 635400VD2NQBYAHMEM55 | Long             | EC               | CORP              | BM        |      8072 | NS      | $757476.48    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| FirstCash Holdings Inc             | FirstCash Holdings Inc                   | CUSIP: 33768G107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8272 | NS      | $1102574.88   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| TD SYNNEX Corp                     | TD SYNNEX Corp                           | CUSIP: 87162W100<br>LEI: 5493004HI6PFLF46NS53 | Long             | EC               | CORP              | US        |      6175 | NS      | $891608.25    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Flowers Foods Inc                  | Flowers Foods Inc                        | CUSIP: 343498101<br>LEI: 7YNCQQNDK8FBM9BBTK25 | Long             | EC               | CORP              | US        |     69940 | NS      | $1108549.00   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Element Solutions Inc              | Element Solutions Inc                    | CUSIP: 28618M106<br>LEI: 549300FLGN6P5CU20J91 | Long             | EC               | CORP              | US        |     24673 | NS      | $582282.80    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Affiliated Managers Group Inc      | Affiliated Managers Group Inc            | CUSIP: 008252108<br>LEI: 2JE75BUE3T1BLCYYGK54 | Long             | EC               | CORP              | US        |      4262 | NS      | $894465.94    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Generac Holdings Inc               | Generac Holdings Inc                     | CUSIP: 368736104<br>LEI: 529900S2H2AHJHSFFI84 | Long             | EC               | CORP              | US        |      1950 | NS      | $379645.50    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Tenet Healthcare Corp              | Tenet Healthcare Corp                    | CUSIP: 88033G407<br>LEI: 0W9AIBT6U6ADJ2I8HK17 | Long             | EC               | CORP              | US        |      4764 | NS      | $768337.92    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Piper Sandler Cos                  | Piper Sandler Cos                        | CUSIP: 724078100<br>LEI: QUQDBTUSOAKFEVMRMF78 | Long             | EC               | CORP              | US        |      1004 | NS      | $316581.28    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| International Bancshares Corp      | International Bancshares Corp            | CUSIP: 459044103<br>LEI: 549300Y16R531AU8TX77 | Long             | EC               | CORP              | US        |     12592 | NS      | $858522.56    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| United Bankshares Inc/WV           | United Bankshares Inc/WV                 | CUSIP: 909907107<br>LEI: 5299005O3BAMJ9Z92V62 | Long             | EC               | CORP              | US        |     15341 | NS      | $544912.32    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Knight-Swift Transportation Ho     | Knight-Swift Transportation Holdings Inc | CUSIP: 499049104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     25269 | NS      | $1073932.50   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| KBR Inc                            | KBR Inc                                  | CUSIP: 48242W106<br>LEI: 254900OFQDXZRKRCV808 | Long             | EC               | CORP              | US        |     11655 | NS      | $544754.70    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Marzetti Company/The               | Marzetti Company/The                     | CUSIP: 513847103<br>LEI: 529900X4O13HED1ZAS58 | Long             | EC               | CORP              | US        |      1618 | NS      | $287615.68    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Toro Co/The                        | Toro Co/The                              | CUSIP: 891092108<br>LEI: YJKE4YIT6BWQHVEW0D14 | Long             | EC               | CORP              | US        |      7908 | NS      | $587169.00    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| CNO Financial Group Inc            | CNO Financial Group Inc                  | CUSIP: 12621E103<br>LEI: 11XPYHB76MPM4Y4P2897 | Long             | EC               | CORP              | US        |     21726 | NS      | $800385.84    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Annaly Capital Management Inc      | Annaly Capital Management Inc            | CUSIP: 035710839<br>LEI: 2DTL0G3FPRYUT58TI025 | Long             | EC               | CORP              | US        |     14848 | NS      | $301859.84    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Arcosa Inc                         | Arcosa Inc                               | CUSIP: 039653100<br>LEI: 549300WFHLTCZV7D6V29 | Long             | EC               | CORP              | US        |      3223 | NS      | $276791.24    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Oshkosh Corp                       | Oshkosh Corp                             | CUSIP: 688239201<br>LEI: 549300FEKNPCFSA2B506 | Long             | EC               | CORP              | US        |      9843 | NS      | $1245434.79   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Assurant Inc                       | Assurant Inc                             | CUSIP: 04621X108<br>LEI: H3F39CAXWQRVWURFXL38 | Long             | EC               | CORP              | US        |      2828 | NS      | $529684.40    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Kemper Corp                        | Kemper Corp                              | CUSIP: 488401100<br>LEI: 549300FNI1JKTRY2PV09 | Long             | EC               | CORP              | US        |     12988 | NS      | $799930.92    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| The Campbell's Company             | The Campbell's Company                   | CUSIP: 134429109<br>LEI: 5493007JDSMX8Z5Z1902 | Long             | EC               | CORP              | US        |     18232 | NS      | $581965.44    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Valvoline Inc                      | Valvoline Inc                            | CUSIP: 92047W101<br>LEI: 549300CMHPBEY6VPOT75 | Long             | EC               | CORP              | US        |      7379 | NS      | $260109.75    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Timken Co/The                      | Timken Co/The                            | CUSIP: 887389104<br>LEI: B0I35MLPFXZSE70ASS73 | Long             | EC               | CORP              | US        |     15406 | NS      | $1172242.54   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Ryder System Inc                   | Ryder System Inc                         | CUSIP: 783549108<br>LEI: ZXJ6Y2OSPZXIVGRILD15 | Long             | EC               | CORP              | US        |      7031 | NS      | $1249479.01   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Voya Financial Inc                 | Voya Financial Inc                       | CUSIP: 929089100<br>LEI: 549300T065Z4KJ686G75 | Long             | EC               | CORP              | US        |      3935 | NS      | $275450.00    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Acushnet Holdings Corp             | Acushnet Holdings Corp                   | CUSIP: 005098108<br>LEI: 529900W5FI106H543E43 | Long             | EC               | CORP              | US        |      3835 | NS      | $305342.70    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Mohawk Industries Inc              | Mohawk Industries Inc                    | CUSIP: 608190104<br>LEI: 549300JI1115MG3Q6322 | Long             | EC               | CORP              | US        |     13324 | NS      | $1525731.24   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Huntington Ingalls Industries      | Huntington Ingalls Industries Inc        | CUSIP: 446413106<br>LEI: 5TZLZ6WJTBVJ0QWBG121 | Long             | EC               | CORP              | US        |      3469 | NS      | $967365.34    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Boyd Gaming Corp                   | Boyd Gaming Corp                         | CUSIP: 103304101<br>LEI: 254900787YGRYS2A1Z35 | Long             | EC               | CORP              | US        |     10714 | NS      | $909618.60    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Matador Resources Co               | Matador Resources Co                     | CUSIP: 576485205<br>LEI: 549300CI3Q2UUK5R4G79 | Long             | EC               | CORP              | US        |     29276 | NS      | $1460286.88   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Globe Life Inc                     | Globe Life Inc                           | CUSIP: 37959E102<br>LEI: 5493001JFHKQOPP6XA71 | Long             | EC               | CORP              | US        |      6745 | NS      | $947470.15    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Black Hills Corp                   | Black Hills Corp                         | CUSIP: 092113109<br>LEI: 3MGELCRSTNSAMJ962671 | Long             | EC               | CORP              | US        |     19922 | NS      | $1151093.16   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Axalta Coating Systems Ltd         | Axalta Coating Systems Ltd               | CUSIP: 000000000<br>LEI: 529900AGLPA40GV6H619 | Long             | EC               | CORP              | US        |     28232 | NS      | $799530.24    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| OneMain Holdings Inc               | OneMain Holdings Inc                     | CUSIP: 68268W103<br>LEI: 549300E3VEW8SMS5XW09 | Long             | EC               | CORP              | US        |      9806 | NS      | $566688.74    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Murphy Oil Corp                    | Murphy Oil Corp                          | CUSIP: 626717102<br>LEI: QBKYQD0ODE7DC7PDIN91 | Long             | EC               | CORP              | US        |     62090 | NS      | $1540452.90   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Range Resources Corp               | Range Resources Corp                     | CUSIP: 75281A109<br>LEI: H3Y3WLYCX0BTO1TRW162 | Long             | EC               | CORP              | US        |      6871 | NS      | $252303.12    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Euronet Worldwide Inc              | Euronet Worldwide Inc                    | CUSIP: 298736109<br>LEI: YG3575C4DSHJPA5KET68 | Long             | EC               | CORP              | US        |      5512 | NS      | $535656.16    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Cirrus Logic Inc                   | Cirrus Logic Inc                         | CUSIP: 172755100<br>LEI: 549300NKSJEM5ZZSSV18 | Long             | EC               | CORP              | US        |      8041 | NS      | $809809.11    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Bath & Body Works Inc              | Bath & Body Works Inc                    | CUSIP: 070830104<br>LEI: GR3KVMWVCR54YWQNXU90 | Long             | EC               | CORP              | US        |     37305 | NS      | $1080352.80   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| ADT Inc                            | ADT Inc                                  | CUSIP: 00090Q103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    131953 | NS      | $1101807.55   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Evergy Inc                         | Evergy Inc                               | CUSIP: 30034W106<br>LEI: 549300PGTHDQY6PSUI61 | Long             | EC               | CORP              | US        |     12159 | NS      | $860857.20    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| FNB Corp/PA                        | FNB Corp/PA                              | CUSIP: 302520101<br>LEI: PCYSKIGYNYFDTBLVZU83 | Long             | EC               | CORP              | US        |     57490 | NS      | $880746.80    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank OZK                           | Bank OZK                                 | CUSIP: 06417N103<br>LEI: 549300VYK2WBD7SST478 | Long             | EC               | CORP              | US        |     23751 | NS      | $1170924.30   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Middleby Corp/The                  | Middleby Corp/The                        | CUSIP: 596278101<br>LEI: JDFO86U9VQRBKW5KYA35 | Long             | EC               | CORP              | US        |      3882 | NS      | $563666.40    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Hancock Whitney Corp               | Hancock Whitney Corp                     | CUSIP: 410120109<br>LEI: 549300GRNBWY8HIICT41 | Long             | EC               | CORP              | US        |     14604 | NS      | $872150.88    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Cadence Bank                       | Cadence Bank                             | CUSIP: 12740C103<br>LEI: Q7C315HKI8VX0SSKBS64 | Long             | EC               | CORP              | US        |     34948 | NS      | $1217937.80   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| American Financial Group Inc/O     | American Financial Group Inc/OH          | CUSIP: 025932104<br>LEI: 549300AFOM7IVKIU1G39 | Long             | EC               | CORP              | US        |      2216 | NS      | $276778.40    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Evercore Inc                       | Evercore Inc                             | CUSIP: 29977A105<br>LEI: 529900P6KLPT95DW3W58 | Long             | EC               | CORP              | US        |      1036 | NS      | $311981.04    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Hanover Insurance Group Inc/Th     | Hanover Insurance Group Inc/The          | CUSIP: 410867105<br>LEI: JJYR6MFKFF6CF8DBZ078 | Long             | EC               | CORP              | US        |      1643 | NS      | $281988.09    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Lincoln Electric Holdings Inc      | Lincoln Electric Holdings Inc            | CUSIP: 533900106<br>LEI: BIMGBY40SIN95O01BN93 | Long             | EC               | CORP              | US        |      1350 | NS      | $328725.00    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Bunge Global SA                    | Bunge Global SA                          | CUSIP: 000000000<br>LEI: 254900IVXSV9K0B7PO26 | Long             | EC               | CORP              | US        |     17404 | NS      | $1388143.04   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Macy's Inc                         | Macy's Inc                               | CUSIP: 55616P104<br>LEI: 529900NZQ81TIOW3CW52 | Long             | EC               | CORP              | US        |    119818 | NS      | $1513301.34   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| UMB Financial Corp                 | UMB Financial Corp                       | CUSIP: 902788108<br>LEI: 549300MGEH3N3CUCV828 | Long             | EC               | CORP              | US        |      2659 | NS      | $292463.41    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Fortune Brands Innovations Inc     | Fortune Brands Innovations Inc           | CUSIP: 34964C106<br>LEI: 54930032LHW54PQUJD44 | Long             | EC               | CORP              | US        |     16283 | NS      | $888074.82    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Aptiv PLC                          | Aptiv PLC                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | IE        |     20477 | NS      | $1405541.28   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| J.P. MORGAN SECURITIES LLC         | JP MORGAN SECURITIES LLC                 | CUSIP: 000000000<br>LEI: ZBUT11V806EZRVTWT807 | Long             | RA               | CORP              | US        |       574 | PA      | $574.00       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| HF Sinclair Corp                   | HF Sinclair Corp                         | CUSIP: 403949100<br>LEI: 2549009G116AM01XHN24 | Long             | EC               | CORP              | US        |     13604 | NS      | $597759.76    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| RenaissanceRe Holdings Ltd         | RenaissanceRe Holdings Ltd               | CUSIP: 000000000<br>LEI: EK6GB9U3U58PDI411C94 | Long             | EC               | CORP              | BM        |      5751 | NS      | $1401748.74   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| California Resources Corp          | California Resources Corp                | CUSIP: 13057Q305<br>LEI: 5493003Q8F0T4F4YMR48 | Long             | EC               | CORP              | US        |     30590 | NS      | $1473826.20   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| BOFA SECURITIES, INC.              | BOFA SECURITIES INC                      | CUSIP: 000000000<br>LEI: 549300HN4UKV1E2R3U73 | Long             | RA               | CORP              | US        |       419 | PA      | $419.00       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Thor Industries Inc                | Thor Industries Inc                      | CUSIP: 885160101<br>LEI: 254900XZO1228PDSG060 | Long             | EC               | CORP              | US        |     12586 | NS      | $1145200.14   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Golub Capital BDC Inc              | Golub Capital BDC Inc                    | CUSIP: 38173M102<br>LEI: 2549005WE0QLGK9APF78 | Long             | EC               | CORP              | US        |     76293 | NS      | $1141343.28   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Mattel Inc                         | Mattel Inc                               | CUSIP: 577081102<br>LEI: 549300VELLG24KHTJ564 | Long             | EC               | CORP              | US        |     42508 | NS      | $723061.08    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Civitas Resources Inc              | Civitas Resources Inc                    | CUSIP: 17888H103<br>LEI: IIVIHPH28S64K95M2381 | Long             | EC               | CORP              | US        |     50768 | NS      | $1541316.48   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Sanmina Corp                       | Sanmina Corp                             | CUSIP: 801056102<br>LEI: X5K24XLM8QYRXF00EB42 | Long             | EC               | CORP              | US        |      2857 | NS      | $331526.28    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Organon & Co                       | Organon & Co                             | CUSIP: 68622V106<br>LEI: 549300AMCKY57OK2CO56 | Long             | EC               | CORP              | US        |    115458 | NS      | $1119942.60   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Louisiana-Pacific Corp             | Louisiana-Pacific Corp                   | CUSIP: 546347105<br>LEI: 549300C7E2UAO5BVRR75 | Long             | EC               | CORP              | US        |      9746 | NS      | $881135.86    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Asbury Automotive Group Inc        | Asbury Automotive Group Inc              | CUSIP: 043436104<br>LEI: 549300JH4DTA7U42GL91 | Long             | EC               | CORP              | US        |      4686 | NS      | $1040854.32   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| DAIWA CAPITAL MARKETS AMERICA INC. | DAIWA CAPITAL MARKETS AMERICA INC        | CUSIP: 000000000<br>LEI: M67H5PRC0NQKM73ZAS82 | Long             | RA               | CORP              | US        |        88 | PA      | $88.00        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Meritage Homes Corp                | Meritage Homes Corp                      | CUSIP: 59001A102<br>LEI: 52990044W9UMFJO2FB97 | Long             | EC               | CORP              | US        |     20860 | NS      | $1404712.40   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Webster Financial Corp             | Webster Financial Corp                   | CUSIP: 947890109<br>LEI: KMRURHT0VWKYS6Z5KU67 | Long             | EC               | CORP              | US        |     15353 | NS      | $885100.45    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| PVH Corp                           | PVH Corp                                 | CUSIP: 693656100<br>LEI: 123WALMHY1GZXG2YDL90 | Long             | EC               | CORP              | US        |     20366 | NS      | $1495271.72   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Textron Inc                        | Textron Inc                              | CUSIP: 883203101<br>LEI: 3PPKBHUG1HD6BO7RNR87 | Long             | EC               | CORP              | US        |      6962 | NS      | $541434.74    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Champion Homes Inc                 | Champion Homes Inc                       | CUSIP: 830830105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8927 | NS      | $543654.30    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Franklin Resources Inc             | Franklin Resources Inc                   | CUSIP: 354613101<br>LEI: RIFQSET379FOGTEFKS80 | Long             | EC               | CORP              | US        |     23431 | NS      | $562344.00    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Fluor Corp                         | Fluor Corp                               | CUSIP: 343412102<br>LEI: CQ7WZ4NOFWT7FAE6Q943 | Long             | EC               | CORP              | US        |     27250 | NS      | $1546982.50   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Ameris Bancorp                     | Ameris Bancorp                           | CUSIP: 03076K108<br>LEI: PBJHNT51T5V6G5UQFV42 | Long             | EC               | CORP              | US        |     12957 | NS      | $885610.95    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| U-Haul Holding Co                  | U-Haul Holding Co                        | CUSIP: 023586506<br>LEI: 5493003WIDMLDHYC6Y24 | Long             | EC               | CORP              | US        |     15417 | NS      | $801684.00    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Amkor Technology Inc               | Amkor Technology Inc                     | CUSIP: 031652100<br>LEI: 529900VHLRTKPWZJBM84 | Long             | EC               | CORP              | US        |     66558 | NS      | $1501548.48   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Alcoa Corp                         | Alcoa Corp                               | CUSIP: 013872106<br>LEI: 549300T12EZ1F6PWWU29 | Long             | EC               | CORP              | US        |     47341 | NS      | $1418809.77   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Weatherford International PLC      | Weatherford International PLC            | CUSIP: 000000000<br>LEI: 529900LPBDSCQDJKHQ39 | Long             | EC               | CORP              | US        |     27771 | NS      | $1570450.05   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| AES Corp/The                       | AES Corp/The                             | CUSIP: 00130H105<br>LEI: 2NUNNB7D43COUIRE5295 | Long             | EC               | CORP              | US        |    106241 | NS      | $1397069.15   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| FTI Consulting Inc                 | FTI Consulting Inc                       | CUSIP: 302941109<br>LEI: 549300K17GM8EQD0FQ48 | Long             | EC               | CORP              | US        |      1729 | NS      | $287619.15    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Simpson Manufacturing Co Inc       | Simpson Manufacturing Co Inc             | CUSIP: 829073105<br>LEI: 529900EJUNNL15LZ8056 | Long             | EC               | CORP              | US        |      3600 | NS      | $645948.00    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Kirby Corp                         | Kirby Corp                               | CUSIP: 497266106<br>LEI: I7NO6FZO5GUCG585T325 | Long             | EC               | CORP              | US        |      7393 | NS      | $704626.83    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Eastman Chemical Co                | Eastman Chemical Co                      | CUSIP: 277432100<br>LEI: FDPVHDGJ1IQZFK9KH630 | Long             | EC               | CORP              | US        |     18713 | NS      | $1358750.93   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| UGI Corp                           | UGI Corp                                 | CUSIP: 902681105<br>LEI: DX6GCWD4Q1JO9CRE5I40 | Long             | EC               | CORP              | US        |     30689 | NS      | $1110328.02   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Vontier Corp                       | Vontier Corp                             | CUSIP: 928881101<br>LEI: 549300VVSQLG4P5K4639 | Long             | EC               | CORP              | US        |     15146 | NS      | $628104.62    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| SouthState Corp                    | SouthState Corp                          | CUSIP: 840441109<br>LEI: 549300JZUANXM0YQ4W53 | Long             | EC               | CORP              | US        |      3034 | NS      | $285711.78    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Arrow Electronics Inc              | Arrow Electronics Inc                    | CUSIP: 042735100<br>LEI: 549300YNNLBXT8N8R512 | Long             | EC               | CORP              | US        |      4386 | NS      | $508776.00    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Dreyfus Government Cash Management | Dreyfus Government Cash Management       | CUSIP: 262006208<br>LEI: 5493000Q69I5Q3QZIA91 | Long             | STIV             | RF                | US        |    355241 | NS      | $355240.97    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Silgan Holdings Inc                | Silgan Holdings Inc                      | CUSIP: 827048109<br>LEI: KAF673KJXD92C8KSLU49 | Long             | EC               | CORP              | US        |     10316 | NS      | $480003.48    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Sealed Air Corp                    | Sealed Air Corp                          | CUSIP: 81211K100<br>LEI: Q0M0CZB4YN6JZ65WXI09 | Long             | EC               | CORP              | US        |     18008 | NS      | $527094.16    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Science Applications Internati     | Science Applications International Corp  | CUSIP: 808625107<br>LEI: 549300LZPNZIXQGZPZ48 | Long             | EC               | CORP              | US        |      4963 | NS      | $553275.24    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Darling Ingredients Inc            | Darling Ingredients Inc                  | CUSIP: 237266101<br>LEI: L1N0SPPKS7EXZYUMZ898 | Long             | EC               | CORP              | US        |     22092 | NS      | $715338.96    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| ONE Gas Inc                        | ONE Gas Inc                              | CUSIP: 68235P108<br>LEI: 549300HXDWI0LATTX840 | Long             | EC               | CORP              | US        |     15554 | NS      | $1130775.80   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Essential Utilities Inc            | Essential Utilities Inc                  | CUSIP: 29670G102<br>LEI: 549300ILTEOF3E3QY357 | Long             | EC               | CORP              | US        |     22570 | NS      | $830576.00    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Molson Coors Beverage Co           | Molson Coors Beverage Co                 | CUSIP: 60871R209<br>LEI: 54930073LBBH6ZCBE225 | Long             | EC               | CORP              | US        |     29050 | NS      | $1415316.00   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| CarMax Inc                         | CarMax Inc                               | CUSIP: 143130102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8314 | NS      | $470655.54    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Lincoln National Corp              | Lincoln National Corp                    | CUSIP: 534187109<br>LEI: EFQMQROEDSNBRIP7LE47 | Long             | EC               | CORP              | US        |     32302 | NS      | $1231029.22   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| WESCO International Inc            | WESCO International Inc                  | CUSIP: 95082P105<br>LEI: 529900TXOGREY3WNJ434 | Long             | EC               | CORP              | US        |      4526 | NS      | $936700.96    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Avient Corp                        | Avient Corp                              | CUSIP: 05368V106<br>LEI: SM8L9RZYIB34LNTWO040 | Long             | EC               | CORP              | US        |     25945 | NS      | $819083.65    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Maximus Inc                        | Maximus Inc                              | CUSIP: 577933104<br>LEI: 549300DQCDS8HJ7QF202 | Long             | EC               | CORP              | US        |     15922 | NS      | $1175998.92   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| STAG Industrial Inc                | STAG Industrial Inc                      | CUSIP: 85254J102<br>LEI: 549300QWYX2W6FASVQ07 | Long             | EC               | CORP              | US        |     15403 | NS      | $528784.99    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Crocs Inc                          | Crocs Inc                                | CUSIP: 227046109<br>LEI: 549300B0J6YCXD63OG72 | Long             | EC               | CORP              | US        |     13794 | NS      | $1375675.62   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Crown Holdings Inc                 | Crown Holdings Inc                       | CUSIP: 228368106<br>LEI: NYLWZIOY8PUNIT4JOE22 | Long             | EC               | CORP              | US        |      2714 | NS      | $269663.04    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| United Community Banks Inc/GA      | United Community Banks Inc/GA            | CUSIP: 90984P303<br>LEI: 549300GVW0FV66X3U703 | Long             | EC               | CORP              | US        |     18759 | NS      | $572149.50    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Boise Cascade Co                   | Boise Cascade Co                         | CUSIP: 09739D100<br>LEI: 549300Z8B8LSRHC7XA55 | Long             | EC               | CORP              | US        |     16093 | NS      | $1348754.33   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Gentex Corp                        | Gentex Corp                              | CUSIP: 371901109<br>LEI: 549300S3UD8XV1MN0287 | Long             | EC               | CORP              | US        |     50827 | NS      | $1342849.34   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Starwood Property Trust Inc        | Starwood Property Trust Inc              | CUSIP: 85571B105<br>LEI: BUGSFQZERKRBFWIG5267 | Long             | EC               | CORP              | US        |     13921 | NS      | $270902.66    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Reynolds Consumer Products Inc     | Reynolds Consumer Products Inc           | CUSIP: 76171L106<br>LEI: 894500ZQLNYY77S80A06 | Long             | EC               | CORP              | US        |     52177 | NS      | $1173460.73   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Jackson Financial Inc              | Jackson Financial Inc                    | CUSIP: 46817M107<br>LEI: 213800WXW2KG1N4CO374 | Long             | EC               | CORP              | US        |      3147 | NS      | $275551.32    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| PennyMac Financial Services In     | PennyMac Financial Services Inc          | CUSIP: 70932M107<br>LEI: 549300W1D516HBDEU871 | Long             | EC               | CORP              | US        |      5608 | NS      | $522329.12    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| FMC Corp                           | FMC Corp                                 | CUSIP: 302491303<br>LEI: CKDHZ2X64EEBQCSP7013 | Long             | EC               | CORP              | US        |     26769 | NS      | $1045061.76   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Old Republic International Cor     | Old Republic International Corp          | CUSIP: 680223104<br>LEI: 549300IV6O2YY2A1KH37 | Long             | EC               | CORP              | US        |     14539 | NS      | $525875.63    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Jones Lang LaSalle Inc             | Jones Lang LaSalle Inc                   | CUSIP: 48020Q107<br>LEI: 6SYKCME112RT8TQUO411 | Long             | EC               | CORP              | US        |      1092 | NS      | $295233.12    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| MGM Resorts International          | MGM Resorts International                | CUSIP: 552953101<br>LEI: 54930066VBP7DZEGGJ87 | Long             | EC               | CORP              | US        |     16248 | NS      | $592239.60    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Genpact Ltd                        | Genpact Ltd                              | CUSIP: 000000000<br>LEI: 529900OSEC6Q0L4L5B35 | Long             | EC               | CORP              | US        |     19046 | NS      | $838976.30    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| CACI International Inc             | CACI International Inc                   | CUSIP: 127190304<br>LEI: SYRPI2D1O9WRTS2WX210 | Long             | EC               | CORP              | US        |       586 | NS      | $269894.02    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Dolby Laboratories Inc             | Dolby Laboratories Inc                   | CUSIP: 25659T107<br>LEI: 549300X04FB2QPCJ5J24 | Long             | EC               | CORP              | US        |      3760 | NS      | $283278.40    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Air Lease Corp                     | Air Lease Corp                           | CUSIP: 00912X302<br>LEI: 5493004NW4M4P8TMMK63 | Long             | EC               | CORP              | US        |     23886 | NS      | $1323284.40   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Antero Resources Corp              | Antero Resources Corp                    | CUSIP: 03674X106<br>LEI: APVBKPOULHUX7YZLKU17 | Long             | EC               | CORP              | US        |      6937 | NS      | $242309.41    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Ovintiv Inc                        | Ovintiv Inc                              | CUSIP: 69047Q102<br>LEI: 2549003MEX7YMKLGI239 | Long             | EC               | CORP              | US        |     36716 | NS      | $1511964.88   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Landstar System Inc                | Landstar System Inc                      | CUSIP: 515098101<br>LEI: 254900CUQXQRL09MEI52 | Long             | EC               | CORP              | US        |      2008 | NS      | $267806.96    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Lithia Motors Inc                  | Lithia Motors Inc                        | CUSIP: 536797103<br>LEI: SE8N1EZEHPZQBCBVKD53 | Long             | EC               | CORP              | US        |      3310 | NS      | $953280.00    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Axos Financial Inc                 | Axos Financial Inc                       | CUSIP: 05465C100<br>LEI: 529900D8M56422GK9O25 | Long             | EC               | CORP              | US        |      7348 | NS      | $634499.80    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Lazard Inc                         | Lazard Inc                               | CUSIP: 52110M109<br>LEI: 254900RIBCDJSUFG1A11 | Long             | EC               | CORP              | US        |      5823 | NS      | $302679.54    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Ally Financial Inc                 | Ally Financial Inc                       | CUSIP: 02005N100<br>LEI: 549300JBN1OSM8YNAI90 | Long             | EC               | CORP              | US        |     28694 | NS      | $1086067.90   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| MSC Industrial Direct Co Inc       | MSC Industrial Direct Co Inc             | CUSIP: 553530106<br>LEI: 0XVKH0LN6YGOWO2EGO17 | Long             | EC               | CORP              | US        |      3287 | NS      | $284719.94    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| DXC Technology Co                  | DXC Technology Co                        | CUSIP: 23355L106<br>LEI: 549300DOVZ3EDJB7O259 | Long             | EC               | CORP              | US        |     91369 | NS      | $1243532.09   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Essent Group Ltd                   | Essent Group Ltd                         | CUSIP: 000000000<br>LEI: 254900QUO860OUT6ZF83 | Long             | EC               | CORP              | US        |     23005 | NS      | $1288049.95   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Graphic Packaging Holding Co       | Graphic Packaging Holding Co             | CUSIP: 388689101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     53043 | NS      | $1186041.48   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Teleflex Inc                       | Teleflex Inc                             | CUSIP: 879369106<br>LEI: UUL85LWXB4NGSWWXIQ25 | Long             | EC               | CORP              | US        |      4720 | NS      | $564040.00    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Albertsons Cos Inc                 | Albertsons Cos Inc                       | CUSIP: 013091103<br>LEI: 549300YKWOC0AOR16R51 | Long             | EC               | CORP              | US        |     38969 | NS      | $748984.18    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Valley National Bancorp            | Valley National Bancorp                  | CUSIP: 919794107<br>LEI: 549300ET52S1UBIB9762 | Long             | EC               | CORP              | US        |     93867 | NS      | $870147.09    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Urban Outfitters Inc               | Urban Outfitters Inc                     | CUSIP: 917047102<br>LEI: 549300N3DUFR5U6NRN38 | Long             | EC               | CORP              | US        |     11556 | NS      | $869935.68    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Universal Health Services Inc      | Universal Health Services Inc            | CUSIP: 913903100<br>LEI: 549300YGMGQDO0NMJD09 | Long             | EC               | CORP              | US        |      7711 | NS      | $1283495.95   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| TopBuild Corp                      | TopBuild Corp                            | CUSIP: 89055F103<br>LEI: 5493007YSKHOL4RWII46 | Long             | EC               | CORP              | US        |      1724 | NS      | $638621.32    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Lear Corp                          | Lear Corp                                | CUSIP: 521865204<br>LEI: 549300UPNBTXA1SYTQ33 | Long             | EC               | CORP              | US        |     14709 | NS      | $1386911.61   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Assured Guaranty Ltd               | Assured Guaranty Ltd                     | CUSIP: 000000000<br>LEI: 549300BBOQUJEPH87M14 | Long             | EC               | CORP              | BM        |     16039 | NS      | $1356578.62   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Brunswick Corp/DE                  | Brunswick Corp/DE                        | CUSIP: 117043109<br>LEI: YM4O38W15AX4YLLQKU27 | Long             | EC               | CORP              | US        |      5060 | NS      | $294947.40    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Cabot Corp                         | Cabot Corp                               | CUSIP: 127055101<br>LEI: K05C0SER542GQ6VLRO68 | Long             | EC               | CORP              | US        |     18628 | NS      | $1344569.04   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Chord Energy Corp                  | Chord Energy Corp                        | CUSIP: 674215207<br>LEI: 529900FA4V2YNIKZ0M71 | Long             | EC               | CORP              | US        |     14423 | NS      | $1591289.59   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Vail Resorts Inc                   | Vail Resorts Inc                         | CUSIP: 91879Q109<br>LEI: 529900PSZHRNU9HKH870 | Long             | EC               | CORP              | US        |      1780 | NS      | $267462.80    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| WP Carey Inc                       | WP Carey Inc                             | CUSIP: 92936U109<br>LEI: 54930042CRNE713E3Q67 | Long             | EC               | CORP              | US        |      4481 | NS      | $287500.96    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Associated Banc-Corp               | Associated Banc-Corp                     | CUSIP: 045487105<br>LEI: 549300N3CIN473IW5094 | Long             | EC               | CORP              | US        |     11456 | NS      | $283421.44    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| A O Smith Corp                     | A O Smith Corp                           | CUSIP: 831865209<br>LEI: 549300XG4US7UJNECY36 | Long             | EC               | CORP              | US        |      8522 | NS      | $603272.38    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Rayonier Inc                       | Rayonier Inc                             | CUSIP: 754907103<br>LEI: HGV8VDVNL0W6SF2U9C50 | Long             | EC               | CORP              | US        |     62987 | NS      | $1468226.97   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| MIZUHO SECURITIES USA LLC          | MIZUHO SECURITIES USA LLC                | CUSIP: 000000000<br>LEI: 7TK5RJIZDFROZCA6XF66 | Long             | RA               | CORP              | US        |       408 | PA      | $408.00       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2025-09-23

**Name of Applicant:** First Trust Exchange-Traded AlphaDEX Fund

**Signature:** Derek Maltbie

**Name of Signer:** Derek Maltbie

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer