# EDGAR Filing Document

**Accession Number:** 0001591940
**File Stem:** 0001591940-26-000001
**Filing Date:** 2026-2
**Character Count:** 2370
**Document Hash:** 9aadbaebf5ff5a787ff8bae057a62c50
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001591940-26-000001.hdr.sgml**: 20260223

**ACCESSION NUMBER**: 0001591940-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260223

**DATE AS OF CHANGE**: 20260223

**EFFECTIVENESS DATE**: 20260223

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** LOCKWOOD SECURITIES LLC
- **CENTRAL INDEX KEY:** 0001591940

**ORGANIZATION NAME:**
- **EIN:** 464302805
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-69388
- **FILM NUMBER:** 26662506

**BUSINESS ADDRESS:**
- **STREET 1:** 1140 AVENUE OF THE AMERICAS, 9TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036
- **BUSINESS PHONE:** 917-742-6461

**MAIL ADDRESS:**
- **STREET 1:** 1140 AVENUE OF THE AMERICAS, 9TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036

### Attached PDF Documents

**Attachment 1:** `lockwoodpublic25.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001591940

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** LOCKWOOD SECURITIES LLC

**Business Address:** 1140 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036

**Contact Person:** CURTIS WEEKS

**Contact Phone:** 6786798642

### Independent Public Accountant Identification

**Accountant Name:** GOLDMAN AND COMPANY, CPAS, PC

**Accountant Address:** 3535 ROSWELL RD, STE 32, MARIETTA, GA, 30062

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **JEFFREY C. LOCKWOOD**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **LOCKWOOD SECURITIES LLC**, as of **12-31-2025**, are true and correct.

**Signature:** JEFFREY C. LOCKWOOD

**Title:** CEO