# EDGAR Filing Document

**Accession Number:** 0001723643
**File Stem:** 0000950159-23-000063
**Filing Date:** 2023-2
**Character Count:** 31498
**Document Hash:** 6fd837a0b7ed77e258fbac01a32c00bb
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000950159-23-000063.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0000950159-23-000063

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Shay Capital LLC
- **CENTRAL INDEX KEY:** 0001723643
- **IRS NUMBER:** 822647087
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-21329
- **FILM NUMBER:** 23624857

**BUSINESS ADDRESS:**
- **STREET 1:** 280 PARK AVENUE, 5TH FLOOR WEST
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
- **BUSINESS PHONE:** 6465610434

**MAIL ADDRESS:**
- **STREET 1:** 280 PARK AVENUE, 5TH FLOOR WEST
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Shay Capital LLC<br>**Address:** 280 Park Avenue 5th Floor West<br>New York, NY 10017

**Form 13F File Number:** 028-21329

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Elan Foxman<br>**Title:** Authorized Signatory<br>**Phone:** 332-241-5709

**Signature, Place, and Date of Signing:**

/s/ Elan Foxman  New York, NY  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 283

**Form 13F Information Table Value Total:** $323399123

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| A K A BRANDS HLDG CORP | COM | 00152K101 |  | 26660 | 20992 | SH |  | SOLE |  | 20992 | 0 | 0 |
| A2Z SMART TECHNOLOGIES CORP | COM | 00249W100 |  | 63500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| ACCURAY INC | COM | 004397105 |  | 613469 | 293526 | SH |  | SOLE |  | 293526 | 0 | 0 |
| ACHIEVE LIFE SCIENCES INC | COM | 004468500 |  | 833000 | 340000 | SH |  | SOLE |  | 340000 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 3382898 | 44192 | SH |  | SOLE |  | 44192 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 214340 | 2800 | SH | Call | SOLE |  | 2800 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 1531000 | 20000 | SH | Put | SOLE |  | 20000 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 12954 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 356235 | 5500 | SH | Call | SOLE |  | 5500 | 0 | 0 |
| ADVISORSHARES TR | PURE US CANNABIS | 00768Y453 |  | 558501 | 79900 | SH | Call | SOLE |  | 79900 | 0 | 0 |
| AGILETHOUGHT INC | *W EXP 08/23/202 | 00857F118 |  | 9606 | 24039 | SH |  | SOLE |  | 24039 | 0 | 0 |
| AGNC INVT CORP | COM | 00123Q104 |  | 2328750 | 225000 | SH |  | SOLE |  | 225000 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 2356408 | 26750 | SH |  | SOLE |  | 26750 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 5990120 | 68000 | SH | Call | SOLE |  | 68000 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 1101125 | 12500 | SH | Put | SOLE |  | 12500 | 0 | 0 |
| ALIGHT INC | COM CL A | 01626W101 |  | 225720 | 27000 | SH |  | SOLE |  | 27000 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 1577111 | 17875 | SH |  | SOLE |  | 17875 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 388212 | 4400 | SH | Call | SOLE |  | 4400 | 0 | 0 |
| ALTUS POWER INC | COM CL A | 02217A102 |  | 1380114 | 211674 | SH |  | SOLE |  | 211674 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 5943000 | 70750 | SH |  | SOLE |  | 70750 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 6888000 | 82000 | SH | Call | SOLE |  | 82000 | 0 | 0 |
| AMBARELLA INC | SHS | G037AX101 |  | 41115 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| AMBARELLA INC | SHS | G037AX101 |  | 575610 | 7000 | SH | Call | SOLE |  | 7000 | 0 | 0 |
| AMERICAN ACQUISITION OPPT IN | CLASS A COM | 02369M102 |  | 344292 | 34412 | SH |  | SOLE |  | 34412 | 0 | 0 |
| AMERICAN ACQUISITION OPPT IN | *W EXP 05/28/202 | 02369M110 |  | 906 | 22766 | SH |  | SOLE |  | 22766 | 0 | 0 |
| AMERICAN REBEL HOLDINGS INC | *W EXP 01/20/202 | 02919L117 |  | 875 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| APA CORPORATION | COM | 03743Q108 |  | 415545 | 8902 | SH |  | SOLE |  | 8902 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 64965 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 4222725 | 32500 | SH | Put | SOLE |  | 32500 | 0 | 0 |
| ARCH CAP GROUP LTD | ORD | G0450A105 |  | 470850 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| ARHAUS INC | COM CL A | 04035M102 |  | 3976479 | 407844 | SH |  | SOLE |  | 407844 | 0 | 0 |
| ARHAUS INC | COM CL A | 04035M102 |  | 1462500 | 150000 | SH | Call | SOLE |  | 150000 | 0 | 0 |
| ARK ETF TR | INNOVATION ETF | 00214Q104 |  | 312400 | 10000 | SH | Call | SOLE |  | 10000 | 0 | 0 |
| ARK ETF TR | INNOVATION ETF | 00214Q104 |  | 87472 | 2800 | SH | Put | SOLE |  | 2800 | 0 | 0 |
| ARRAY TECHNOLOGIES INC | COM SHS | 04271T100 |  | 425260 | 22000 | SH |  | SOLE |  | 22000 | 0 | 0 |
| ARRAY TECHNOLOGIES INC | COM SHS | 04271T100 |  | 38660 | 2000 | SH | Call | SOLE |  | 2000 | 0 | 0 |
| ASSURANT INC | COM | 04621X108 |  | 1625780 | 13000 | SH |  | SOLE |  | 13000 | 0 | 0 |
| ATI INC | COM | 01741R102 |  | 701710 | 23500 | SH |  | SOLE |  | 23500 | 0 | 0 |
| ATI PHYSICAL THERAPY INC | *W EXP 08/10/202 | 00216W117 |  | 347 | 64199 | SH |  | SOLE |  | 64199 | 0 | 0 |
| AXCELLA HEALTH INC | COM | 05454B105 |  | 16375 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| AZUL S A | SPONSR ADR PFD | 05501U106 |  | 152750 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| BANK NEW YORK MELLON CORP | COM | 064058100 |  | 3596080 | 79000 | SH |  | SOLE |  | 79000 | 0 | 0 |
| BARFRESH FOOD GROUP INC | COM NEW | 067532200 |  | 48907 | 37621 | SH |  | SOLE |  | 37621 | 0 | 0 |
| BARK INC | *W EXP 05/01/202 | 68622E112 |  | 11871 | 79087 | SH |  | SOLE |  | 79087 | 0 | 0 |
| BAUSCH HEALTH COS INC | COM | 071734107 |  | 439600 | 70000 | SH |  | SOLE |  | 70000 | 0 | 0 |
| BGC PARTNERS INC | CL A | 05541T101 |  | 565500 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| BLACKSKY TECHNOLOGY INC | COM CL A | 09263B108 |  | 32117 | 20855 | SH |  | SOLE |  | 20855 | 0 | 0 |
| BOISE CASCADE CO DEL | COM | 09739D100 |  | 343350 | 5000 | SH | Call | SOLE |  | 5000 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 |  | 279565 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| CANO HEALTH INC | COM CL A | 13781Y103 |  | 40671 | 29687 | SH |  | SOLE |  | 29687 | 0 | 0 |
| CARPENTER TECHNOLOGY CORP | COM | 144285103 |  | 609510 | 16500 | SH |  | SOLE |  | 16500 | 0 | 0 |
| CELULARITY INC | *W EXP 07/16/202 | 151190113 |  | 9691 | 146834 | SH |  | SOLE |  | 146834 | 0 | 0 |
| CHENIERE ENERGY INC | COM NEW | 16411R208 |  | 443132 | 2955 | SH |  | SOLE |  | 2955 | 0 | 0 |
| CHESAPEAKE ENERGY CORP | COM | 165167735 |  | 66059 | 700 | SH |  | SOLE |  | 700 | 0 | 0 |
| CHESAPEAKE ENERGY CORP | COM | 165167735 |  | 188740 | 2000 | SH | Call | SOLE |  | 2000 | 0 | 0 |
| CHIPOTLE MEXICAN GRILL INC | COM | 169656105 |  | 277498 | 200 | SH | Put | SOLE |  | 200 | 0 | 0 |
| CHUBB LIMITED | COM | H1467J104 |  | 1103000 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| CIGNA CORP NEW | COM | 125523100 |  | 828350 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| CIRCOR INTL INC | COM | 17273K109 |  | 335440 | 14000 | SH |  | SOLE |  | 14000 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 |  | 1356900 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 277300 | 2350 | SH |  | SOLE |  | 2350 | 0 | 0 |
| CORECIVIC INC | COM | 21871N101 |  | 289000 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| CORNER GROWTH ACQUISITN CORP | *W EXP 04/09/202 | G2426E120 |  | 833 | 83333 | SH |  | SOLE |  | 83333 | 0 | 0 |
| COTY INC | COM CL A | 222070203 |  | 470552 | 54971 | SH |  | SOLE |  | 54971 | 0 | 0 |
| COUPA SOFTWARE INC | COM | 22266L106 |  | 633360 | 8000 | SH |  | SOLE |  | 8000 | 0 | 0 |
| CREDIT ACCEP CORP MICH | COM | 225310101 |  | 759040 | 1600 | SH | Put | SOLE |  | 1600 | 0 | 0 |
| DANIMER SCIENTIFIC INC | COM CL A | 236272100 |  | 89500 | 50000 | SH | Call | SOLE |  | 50000 | 0 | 0 |
| DATADOG INC | CL A COM | 23804L103 |  | 551250 | 7500 | SH | Call | SOLE |  | 7500 | 0 | 0 |
| DENBURY INC | COM | 24790A101 |  | 1267272 | 14563 | SH |  | SOLE |  | 14563 | 0 | 0 |
| DENISON MINES CORP | COM | 248356107 |  | 287500 | 250000 | SH | Call | SOLE |  | 250000 | 0 | 0 |
| DESTINATION XL GROUP INC | COM | 25065K104 |  | 875671 | 129729 | SH |  | SOLE |  | 129729 | 0 | 0 |
| D-WAVE QUANTUM INC | *W EXP 08/05/202 | 26740W117 |  | 4183 | 39607 | SH |  | SOLE |  | 39607 | 0 | 0 |
| DYNEX CAP INC | COM | 26817Q886 |  | 954000 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| ELECTRONIC ARTS INC | COM | 285512109 |  | 24436 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| ELECTRONIC ARTS INC | COM | 285512109 |  | 244360 | 2000 | SH | Call | SOLE |  | 2000 | 0 | 0 |
| EMBRAER S.A. | SPONSORED ADS | 29082A107 |  | 109300 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| ENOVIX CORPORATION | COM | 293594107 |  | 156744 | 12600 | SH |  | SOLE |  | 12600 | 0 | 0 |
| ENOVIX CORPORATION | COM | 293594107 |  | 850896 | 68400 | SH | Call | SOLE |  | 68400 | 0 | 0 |
| ENSTAR GROUP LIMITED | SHS | G3075P101 |  | 1039680 | 4500 | SH |  | SOLE |  | 4500 | 0 | 0 |
| EQT CORP | COM | 26884L109 |  | 1014900 | 30000 | SH | Call | SOLE |  | 30000 | 0 | 0 |
| EVELO BIOSCIENCES INC | COM | 299734103 |  | 29803 | 18511 | SH |  | SOLE |  | 18511 | 0 | 0 |
| EXELA TECHNOLOGIES INC | COM | 30162V706 |  | 245639 | 2995598 | SH |  | SOLE |  | 2995598 | 0 | 0 |
| EXELA TECHNOLOGIES INC | 6% CONV PFD SR B | 30162V607 |  | 219958 | 75328 | SH |  | SOLE |  | 75328 | 0 | 0 |
| EXPEDIA GROUP INC | COM NEW | 30212P303 |  | 1314000 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| FAR PEAK ACQUISITION CORP | SHS CL A | G3312L103 |  | 6626189 | 659979 | SH |  | SOLE |  | 659979 | 0 | 0 |
| FIESTA RESTAURANT GROUP INC | COM | 31660B101 |  | 252877 | 34405 | SH |  | SOLE |  | 34405 | 0 | 0 |
| FIRST SOLAR INC | COM | 336433107 |  | 748950 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| FLEX LTD | ORD | Y2573F102 |  | 278980 | 13000 | SH |  | SOLE |  | 13000 | 0 | 0 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 |  | 380000 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| FRESHPET INC | COM | 358039105 |  | 956298 | 18122 | SH |  | SOLE |  | 18122 | 0 | 0 |
| FRESHPET INC | COM | 358039105 |  | 221634 | 4200 | SH | Call | SOLE |  | 4200 | 0 | 0 |
| FRESHPET INC | COM | 358039105 |  | 263850 | 5000 | SH | Put | SOLE |  | 5000 | 0 | 0 |
| FREYR BATTERY | SHS | L4135L100 |  | 3212963 | 370157 | SH |  | SOLE |  | 370157 | 0 | 0 |
| FREYR BATTERY | *W EXP 09/01/202 | L4135L118 |  | 234533 | 82874 | SH |  | SOLE |  | 82874 | 0 | 0 |
| FREYR BATTERY | SHS | L4135L100 |  | 5832092 | 671900 | SH | Call | SOLE |  | 671900 | 0 | 0 |
| F-STAR THERAPEUTICS INC | COM | 30315R107 |  | 148242 | 23456 | SH |  | SOLE |  | 23456 | 0 | 0 |
| FTAI AVIATION LTD | SHS | G3730V105 |  | 18003906 | 1051630 | SH |  | SOLE |  | 1051630 | 0 | 0 |
| FTAI INFRASTRUCTURE INC | COMMON STOCK | 35953C106 |  | 1435146 | 486490 | SH |  | SOLE |  | 486490 | 0 | 0 |
| G III APPAREL GROUP LTD | COM | 36237H101 |  | 218249 | 15919 | SH |  | SOLE |  | 15919 | 0 | 0 |
| GALAPAGOS NV | SPON ADR | 36315X101 |  | 887600 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| GAMESTOP CORP NEW | CL A | 36467W109 |  | 203060 | 11000 | SH | Put | SOLE |  | 11000 | 0 | 0 |
| GENERAL ELECTRIC CO | COM NEW | 369604301 |  | 4246142 | 50676 | SH |  | SOLE |  | 50676 | 0 | 0 |
| GENWORTH FINL INC | COM CL A | 37247D106 |  | 2380500 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| GEO GROUP INC NEW | COM | 36162J106 |  | 273750 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| GINKGO BIOWORKS HOLDINGS INC | CL A SHS | 37611X100 |  | 24000 | 14201 | SH |  | SOLE |  | 14201 | 0 | 0 |
| GINKGO BIOWORKS HOLDINGS INC | *W EXP 09/16/202 | 37611X118 |  | 17485 | 87425 | SH |  | SOLE |  | 87425 | 0 | 0 |
| GRAY TELEVISION INC | COM | 389375106 |  | 268560 | 24000 | SH | Call | SOLE |  | 24000 | 0 | 0 |
| GRID DYNAMICS HLDGS INC | CL A | 39813G109 |  | 196350 | 17500 | SH |  | SOLE |  | 17500 | 0 | 0 |
| GRIFFON CORP | COM | 398433102 |  | 319068 | 8915 | SH |  | SOLE |  | 8915 | 0 | 0 |
| GRIFFON CORP | COM | 398433102 |  | 2014977 | 56300 | SH | Call | SOLE |  | 56300 | 0 | 0 |
| GRIFFON CORP | COM | 398433102 |  | 17895 | 500 | SH | Put | SOLE |  | 500 | 0 | 0 |
| GRITSTONE BIO INC | COM | 39868T105 |  | 43104 | 12494 | SH |  | SOLE |  | 12494 | 0 | 0 |
| GSK PLC | SPONSORED ADR | 37733W204 |  | 4139457 | 117799 | SH |  | SOLE |  | 117799 | 0 | 0 |
| GSK PLC | SPONSORED ADR | 37733W204 |  | 3180170 | 90500 | SH | Call | SOLE |  | 90500 | 0 | 0 |
| HALLIBURTON CO | COM | 406216101 |  | 301736 | 7668 | SH |  | SOLE |  | 7668 | 0 | 0 |
| HARBOR CUSTOM DEVELOPMENT IN | *W EXP 05/09/202 | 41150T116 |  | 1001 | 34500 | SH |  | SOLE |  | 34500 | 0 | 0 |
| HARBOR CUSTOM DEVELOPMENT IN | *W EXP 10/07/202 | 41150T124 |  | 1748 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| HEALTH CATALYST INC | COM | 42225T107 |  | 637800 | 60000 | SH |  | SOLE |  | 60000 | 0 | 0 |
| HEALTHCARE RLTY TR | CL A COM | 42226K105 |  | 1445250 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| HEALTHEQUITY INC | COM | 42226A107 |  | 924600 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| HERCULES CAPITAL INC | COM | 427096508 |  | 691406 | 52300 | SH | Put | SOLE |  | 52300 | 0 | 0 |
| HORIZON THERAPEUTICS PUB L | SHS | G46188101 |  | 227600 | 2000 | SH | Call | SOLE |  | 2000 | 0 | 0 |
| HUMACYTE INC | COM | 44486Q103 |  | 43597 | 20662 | SH |  | SOLE |  | 20662 | 0 | 0 |
| HYCROFT MINING HOLDING CORP | COM CL A | 44862P109 |  | 133476 | 250847 | SH |  | SOLE |  | 250847 | 0 | 0 |
| HYCROFT MINING HOLDING CORP | *W EXP 10/06/202 | 44862P133 |  | 879 | 14513 | SH |  | SOLE |  | 14513 | 0 | 0 |
| HYRECAR INC | COM | 44916T107 |  | 385840 | 910000 | SH |  | SOLE |  | 910000 | 0 | 0 |
| HYZON MOTORS INC | COM CL A | 44951Y102 |  | 380407 | 245424 | SH |  | SOLE |  | 245424 | 0 | 0 |
| HYZON MOTORS INC | *W EXP 10/02/202 | 44951Y110 |  | 91371 | 698028 | SH |  | SOLE |  | 698028 | 0 | 0 |
| INNOVIZ TECHNOLOGIES LTD | SHS | M5R635108 |  | 96065 | 24444 | SH |  | SOLE |  | 24444 | 0 | 0 |
| INOTIV INC | COM | 45783Q100 |  | 617500 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| INTEL CORP | COM | 458140100 |  | 52860 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| INTEL CORP | COM | 458140100 |  | 845760 | 32000 | SH | Call | SOLE |  | 32000 | 0 | 0 |
| INTERNATIONAL GAME TECHNOLOG | SHS USD | G4863A108 |  | 45360 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| INTERNATIONAL GAME TECHNOLOG | SHS USD | G4863A108 |  | 362880 | 16000 | SH | Call | SOLE |  | 16000 | 0 | 0 |
| INTERPRIVATE IV INFRATECH PR | CLASS A COM | 46064T102 |  | 875192 | 85468 | SH |  | SOLE |  | 85468 | 0 | 0 |
| INTL GNRL INSURANCE HLDNGS L | SHS | G4809J106 |  | 1656400 | 207050 | SH |  | SOLE |  | 207050 | 0 | 0 |
| INTL GNRL INSURANCE HLDNGS L | *W EXP 03/17/202 | G4809J114 |  | 484886 | 843280 | SH |  | SOLE |  | 843280 | 0 | 0 |
| INVACARE CORP | COM | 461203101 |  | 22960 | 54666 | SH |  | SOLE |  | 54666 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 798840 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 14352492 | 53900 | SH | Put | SOLE |  | 53900 | 0 | 0 |
| INVIVYD INC | COM | 00534A102 |  | 66644 | 44429 | SH |  | SOLE |  | 44429 | 0 | 0 |
| ISHARES TR | CHINA LG-CAP ETF | 464287184 |  | 72873 | 2575 | SH |  | SOLE |  | 2575 | 0 | 0 |
| ISHARES TR | US HOME CONS ETF | 464288752 |  | 303025 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 |  | 522690 | 5250 | SH |  | SOLE |  | 5250 | 0 | 0 |
| ISHARES TR | CHINA LG-CAP ETF | 464287184 |  | 622600 | 22000 | SH | Call | SOLE |  | 22000 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 2615400 | 15000 | SH | Call | SOLE |  | 15000 | 0 | 0 |
| ISHARES TR | CHINA LG-CAP ETF | 464287184 |  | 113200 | 4000 | SH | Put | SOLE |  | 4000 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 52308 | 300 | SH | Put | SOLE |  | 300 | 0 | 0 |
| ITERIS INC NEW | COM | 46564T107 |  | 311000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| J JILL INC | COM | 46620W201 |  | 384722 | 15513 | SH |  | SOLE |  | 15513 | 0 | 0 |
| JUNIPER NETWORKS INC | COM | 48203R104 |  | 239700 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| KALTURA INC | COM | 483467106 |  | 34613 | 20124 | SH |  | SOLE |  | 20124 | 0 | 0 |
| KATAPULT HOLDINGS INC | *W EXP 06/09/202 | 485859110 |  | 3930 | 54586 | SH |  | SOLE |  | 54586 | 0 | 0 |
| KINS TECHNOLOGY GROUP INC | COM CL A | 49714K109 |  | 258678 | 25688 | SH |  | SOLE |  | 25688 | 0 | 0 |
| KIRKLANDS INC | COM | 497498105 |  | 70316 | 21308 | SH |  | SOLE |  | 21308 | 0 | 0 |
| KNIGHT-SWIFT TRANSN HLDGS IN | CL A | 499049104 |  | 1996821 | 38100 | SH | Put | SOLE |  | 38100 | 0 | 0 |
| KOHLS CORP | COM | 500255104 |  | 202000 | 8000 | SH | Call | SOLE |  | 8000 | 0 | 0 |
| KRANESHARES TR | CSI CHI INTERNET | 500767306 |  | 1298600 | 43000 | SH |  | SOLE |  | 43000 | 0 | 0 |
| LANVIN GROUP HOLDINGS LIMITE | *W EXP 99/99/999 | G5380J118 |  | 28774 | 95914 | SH |  | SOLE |  | 95914 | 0 | 0 |
| LAS VEGAS SANDS CORP | COM | 517834107 |  | 2163150 | 45000 | SH |  | SOLE |  | 45000 | 0 | 0 |
| LAS VEGAS SANDS CORP | COM | 517834107 |  | 3605250 | 75000 | SH | Call | SOLE |  | 75000 | 0 | 0 |
| LATCH INC | *W EXP 06/04/202 | 51818V114 |  | 1446 | 33866 | SH |  | SOLE |  | 33866 | 0 | 0 |
| LAUREATE EDUCATION INC | COMMON STOCK | 518613203 |  | 921250 | 95764 | SH |  | SOLE |  | 95764 | 0 | 0 |
| LAZARD LTD | SHS A | G54050102 |  | 520050 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| LHC GROUP INC | COM | 50187A107 |  | 258704 | 1600 | SH |  | SOLE |  | 1600 | 0 | 0 |
| LINEAGE CELL THERAPEUTICS IN | COM | 53566P109 |  | 34405 | 29406 | SH |  | SOLE |  | 29406 | 0 | 0 |
| LOYALTY VENTURES INC | COMMON STOCK | 54911Q107 |  | 101823 | 42250 | SH |  | SOLE |  | 42250 | 0 | 0 |
| LUMOS PHARMA INC | COM | 55028X109 |  | 180500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| LYFT INC | CL A COM | 55087P104 |  | 220400 | 20000 | SH | Call | SOLE |  | 20000 | 0 | 0 |
| M/I HOMES INC | COM | 55305B101 |  | 461800 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| MACYS INC | COM | 55616P104 |  | 309750 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| MACYS INC | COM | 55616P104 |  | 41300 | 2000 | SH | Call | SOLE |  | 2000 | 0 | 0 |
| MADISON SQUARE GRDN SPRT COR | CL A | 55825T103 |  | 146664 | 800 | SH |  | SOLE |  | 800 | 0 | 0 |
| MADISON SQUARE GRDN SPRT COR | CL A | 55825T103 |  | 659988 | 3600 | SH | Call | SOLE |  | 3600 | 0 | 0 |
| MANCHESTER UTD PLC NEW | ORD CL A | G5784H106 |  | 466600 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| MANCHESTER UTD PLC NEW | ORD CL A | G5784H106 |  | 408275 | 17500 | SH | Call | SOLE |  | 17500 | 0 | 0 |
| MANCHESTER UTD PLC NEW | ORD CL A | G5784H106 |  | 349950 | 15000 | SH | Put | SOLE |  | 15000 | 0 | 0 |
| MARATHON OIL CORP | COM | 565849106 |  | 306162 | 11310 | SH |  | SOLE |  | 11310 | 0 | 0 |
| MARKEL CORP | COM | 570535104 |  | 988118 | 750 | SH |  | SOLE |  | 750 | 0 | 0 |
| MARRIOTT INTL INC NEW | CL A | 571903202 |  | 327558 | 2200 | SH | Put | SOLE |  | 2200 | 0 | 0 |
| MARTIN MARIETTA MATLS INC | COM | 573284106 |  | 861824 | 2550 | SH |  | SOLE |  | 2550 | 0 | 0 |
| MASTERBRAND INC | COMMON STOCK | 57638P104 |  | 75500 | 10000 | SH | Put | SOLE |  | 10000 | 0 | 0 |
| MAXAR TECHNOLOGIES INC | COM | 57778K105 |  | 25870 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| MAXAR TECHNOLOGIES INC | COM | 57778K105 |  | 827840 | 16000 | SH | Call | SOLE |  | 16000 | 0 | 0 |
| MBIA INC | COM | 55262C100 |  | 1525064 | 118682 | SH |  | SOLE |  | 118682 | 0 | 0 |
| MBIA INC | COM | 55262C100 |  | 1559990 | 121400 | SH | Call | SOLE |  | 121400 | 0 | 0 |
| MEDICAL PPTYS TRUST INC | COM | 58463J304 |  | 512440 | 46000 | SH | Put | SOLE |  | 46000 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 2635446 | 21900 | SH |  | SOLE |  | 21900 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 1865270 | 15500 | SH | Call | SOLE |  | 15500 | 0 | 0 |
| METALS ACQUISITION CORP | SHS CL A | G60405100 |  | 3476027 | 347429 | SH |  | SOLE |  | 347429 | 0 | 0 |
| METALS ACQUISITION CORP | *W EXP 99/99/999 | G60405126 |  | 26280 | 53578 | SH |  | SOLE |  | 53578 | 0 | 0 |
| MOMENTUS INC | COM CL A | 60879E101 |  | 8462 | 10850 | SH |  | SOLE |  | 10850 | 0 | 0 |
| MYMD PHARMACEUTICALS INC | COM | 62856X102 |  | 238320 | 207235 | SH |  | SOLE |  | 207235 | 0 | 0 |
| NAUTILUS BIOTECHNOLOGY INC | COM | 63909J108 |  | 30413 | 16896 | SH |  | SOLE |  | 16896 | 0 | 0 |
| NEOGEN CORP | COM | 640491106 |  | 223972 | 14706 | SH |  | SOLE |  | 14706 | 0 | 0 |
| NEW FORTRESS ENERGY INC | COM CL A | 644393100 |  | 212100 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| NUTANIX INC | CL A | 67059N108 |  | 367305 | 14100 | SH | Call | SOLE |  | 14100 | 0 | 0 |
| ONFOLIO HOLDINGS INC | *W EXP 01/02/202 | 68277K124 |  | 12000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| OPTINOSE INC | COM | 68404V100 |  | 42080 | 22746 | SH |  | SOLE |  | 22746 | 0 | 0 |
| ORACLE CORP | COM | 68389X105 |  | 220698 | 2700 | SH |  | SOLE |  | 2700 | 0 | 0 |
| ORTHOFIX MED INC | COM | 68752M108 |  | 1221761 | 59511 | SH |  | SOLE |  | 59511 | 0 | 0 |
| OVERSEAS SHIPHOLDING GROUP I | CL A NEW | 69036R863 |  | 38018 | 13155 | SH |  | SOLE |  | 13155 | 0 | 0 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 2979179 | 21350 | SH |  | SOLE |  | 21350 | 0 | 0 |
| PEABODY ENERGY CORP | COM | 704551100 |  | 1162480 | 44000 | SH |  | SOLE |  | 44000 | 0 | 0 |
| PINTEREST INC | CL A | 72352L106 |  | 2092378 | 86177 | SH |  | SOLE |  | 86177 | 0 | 0 |
| PINTEREST INC | CL A | 72352L106 |  | 2209480 | 91000 | SH | Call | SOLE |  | 91000 | 0 | 0 |
| PLAYA HOTELS  RESORTS NV | SHS | N70544106 |  | 610555 | 93500 | SH |  | SOLE |  | 93500 | 0 | 0 |
| PRIME IMPACT ACQUISITION I | SHS CL A | G61074103 |  | 286428 | 27917 | SH |  | SOLE |  | 27917 | 0 | 0 |
| PROASSURANCE CORP | COM | 74267C106 |  | 786150 | 45000 | SH |  | SOLE |  | 45000 | 0 | 0 |
| PURECYCLE TECHNOLOGIES INC | COM | 74623V103 |  | 2262166 | 334640 | SH |  | SOLE |  | 334640 | 0 | 0 |
| PURECYCLE TECHNOLOGIES INC | *W EXP 03/17/202 | 74623V111 |  | 216000 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| PURECYCLE TECHNOLOGIES INC | COM | 74623V103 |  | 7846332 | 1160700 | SH | Call | SOLE |  | 1160700 | 0 | 0 |
| RADIUS GLOBAL INFRASTRCTRE I | COM CL A | 750481103 |  | 47280 | 4000 | SH |  | SOLE |  | 4000 | 0 | 0 |
| RADIUS GLOBAL INFRASTRCTRE I | COM CL A | 750481103 |  | 354600 | 30000 | SH | Call | SOLE |  | 30000 | 0 | 0 |
| REKOR SYSTEMS INC | COM | 759419104 |  | 683026 | 569188 | SH |  | SOLE |  | 569188 | 0 | 0 |
| RITCHIE BROS AUCTIONEERS | COM | 767744105 |  | 316677 | 5476 | SH |  | SOLE |  | 5476 | 0 | 0 |
| ROBLOX CORP | CL A | 771049103 |  | 455360 | 16000 | SH | Call | SOLE |  | 16000 | 0 | 0 |
| ROGERS CORP | COM | 775133101 |  | 723200 | 6060 | SH |  | SOLE |  | 6060 | 0 | 0 |
| SCHLUMBERGER LTD | COM STK | 806857108 |  | 347490 | 6500 | SH |  | SOLE |  | 6500 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 |  | 294630 | 3000 | SH | Put | SOLE |  | 3000 | 0 | 0 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 497760 | 4000 | SH | Put | SOLE |  | 4000 | 0 | 0 |
| SEQLL INC | *W EXP 08/31/202 | 81734C114 |  | 656 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| SHAW COMMUNICATIONS INC | CL B CONV | 82028K200 |  | 1516648 | 52698 | SH |  | SOLE |  | 52698 | 0 | 0 |
| SHAW COMMUNICATIONS INC | CL B CONV | 82028K200 |  | 2201670 | 76500 | SH | Put | SOLE |  | 76500 | 0 | 0 |
| SHELL PLC | SPON ADS | 780259305 |  | 2705125 | 47500 | SH |  | SOLE |  | 47500 | 0 | 0 |
| SHOPIFY INC | CL A | 82509L107 |  | 260325 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| SIGNA SPORTS UNITED NV | *W EXP 99/99/999 | N80029114 |  | 3561 | 44732 | SH |  | SOLE |  | 44732 | 0 | 0 |
| SNAIL INC | CLASS A COM | 83301J100 |  | 16170 | 11000 | SH |  | SOLE |  | 11000 | 0 | 0 |
| SNAP INC | CL A | 83304A106 |  | 26850 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| SNAP INC | CL A | 83304A106 |  | 1700500 | 190000 | SH | Call | SOLE |  | 190000 | 0 | 0 |
| SOMALOGIC INC | CLASS A COM | 83444K105 |  | 25261 | 10064 | SH |  | SOLE |  | 10064 | 0 | 0 |
| SONDER HOLDINGS INC | CLASS A COM | 83542D102 |  | 28118 | 22676 | SH |  | SOLE |  | 22676 | 0 | 0 |
| SOUTH JERSEY INDS INC | COM | 838518108 |  | 497420 | 14000 | SH |  | SOLE |  | 14000 | 0 | 0 |
| SOUTHWESTERN ENERGY CO | COM | 845467109 |  | 293670 | 50200 | SH |  | SOLE |  | 50200 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 783599 | 2049 | SH |  | SOLE |  | 2049 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 1529720 | 4000 | SH | Call | SOLE |  | 4000 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 58320575 | 152500 | SH | Put | SOLE |  | 152500 | 0 | 0 |
| SPECTRUM BRANDS HLDGS INC NE | COM | 84790A105 |  | 243680 | 4000 | SH | Call | SOLE |  | 4000 | 0 | 0 |
| SPIRE GLOBAL INC | COM CL A | 848560108 |  | 36759 | 38291 | SH |  | SOLE |  | 38291 | 0 | 0 |
| SPIRIT AIRLS INC | COM | 848577102 |  | 405184 | 20800 | SH |  | SOLE |  | 20800 | 0 | 0 |
| SPLASH BEVERAGE GROUP INC | *W EXP 06/15/202 | 84862C112 |  | 1627 | 10845 | SH |  | SOLE |  | 10845 | 0 | 0 |
| STATE STR CORP | COM | 857477103 |  | 3432473 | 44250 | SH |  | SOLE |  | 44250 | 0 | 0 |
| STEM INC | COM | 85859N102 |  | 111750 | 12500 | SH |  | SOLE |  | 12500 | 0 | 0 |
| SUNNOVA ENERGY INTL INC. | COM | 86745K104 |  | 904102 | 50200 | SH |  | SOLE |  | 50200 | 0 | 0 |
| SUNNOVA ENERGY INTL INC. | COM | 86745K104 |  | 27015 | 1500 | SH | Call | SOLE |  | 1500 | 0 | 0 |
| TABOOLA.COM LTD | ORD SHS | M8744T106 |  | 94088 | 30548 | SH |  | SOLE |  | 30548 | 0 | 0 |
| TACTILE SYS TECHNOLOGY INC | COM | 87357P100 |  | 688800 | 60000 | SH |  | SOLE |  | 60000 | 0 | 0 |
| TAILWIND ACQUISITION CORP | *W EXP 09/07/202 | 87403Q110 |  | 3997 | 57096 | SH |  | SOLE |  | 57096 | 0 | 0 |
| TEGNA INC | COM | 87901J105 |  | 672740 | 31748 | SH |  | SOLE |  | 31748 | 0 | 0 |
| TEGNA INC | COM | 87901J105 |  | 847600 | 40000 | SH | Put | SOLE |  | 40000 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 246360 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 2488236 | 20200 | SH | Call | SOLE |  | 20200 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 492720 | 4000 | SH | Put | SOLE |  | 4000 | 0 | 0 |
| TH INTERNATIONAL LIMITED | ORDINARY SHARES | G8656L106 |  | 127880 | 46000 | SH |  | SOLE |  | 46000 | 0 | 0 |
| TILE SHOP HLDGS INC | COM | 88677Q109 |  | 3864492 | 882304 | SH |  | SOLE |  | 882304 | 0 | 0 |
| TILLYS INC | CL A | 886885102 |  | 6495185 | 717700 | SH |  | SOLE |  | 717700 | 0 | 0 |
| TMC THE METALS COMPANY INC | COM | 87261Y106 |  | 41194 | 53499 | SH |  | SOLE |  | 53499 | 0 | 0 |
| TMC THE METALS COMPANY INC | COM | 87261Y106 |  | 4620 | 6000 | SH | Call | SOLE |  | 6000 | 0 | 0 |
| TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 |  | 412430 | 9547 | SH |  | SOLE |  | 9547 | 0 | 0 |
| TRANSCODE THERAPEUTICS INC | COM | 89357L105 |  | 10135 | 15060 | SH |  | SOLE |  | 15060 | 0 | 0 |
| TRANSOCEAN LTD | REG SHS | H8817H100 |  | 100320 | 22000 | SH |  | SOLE |  | 22000 | 0 | 0 |
| TREX CO INC | COM | 89531P105 |  | 359805 | 8500 | SH |  | SOLE |  | 8500 | 0 | 0 |
| TRINET GROUP INC | COM | 896288107 |  | 339000 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| TRIP COM GROUP LTD | ADS | 89677Q107 |  | 430000 | 12500 | SH |  | SOLE |  | 12500 | 0 | 0 |
| TRIP COM GROUP LTD | ADS | 89677Q107 |  | 516000 | 15000 | SH | Put | SOLE |  | 15000 | 0 | 0 |
| TURTLE BEACH CORP | COM NEW | 900450206 |  | 1396601 | 194784 | SH |  | SOLE |  | 194784 | 0 | 0 |
| TURTLE BEACH CORP | COM NEW | 900450206 |  | 3011400 | 420000 | SH | Call | SOLE |  | 420000 | 0 | 0 |
| TWILIO INC | CL A | 90138F102 |  | 269280 | 5500 | SH | Call | SOLE |  | 5500 | 0 | 0 |
| UNIVERSAL HEALTH RLTY INCOME | SH BEN INT | 91359E105 |  | 1193250 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 |  | 41930 | 1463 | SH |  | SOLE |  | 1463 | 0 | 0 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 |  | 1003100 | 35000 | SH | Call | SOLE |  | 35000 | 0 | 0 |
| VENTAS INC | COM | 92276F100 |  | 788375 | 17500 | SH |  | SOLE |  | 17500 | 0 | 0 |
| VERA BRADLEY INC | COM | 92335C106 |  | 197961 | 43700 | SH |  | SOLE |  | 43700 | 0 | 0 |
| VERA BRADLEY INC | COM | 92335C106 |  | 18120 | 4000 | SH | Call | SOLE |  | 4000 | 0 | 0 |
| VINCE HLDG CORP | COM NEW | 92719W207 |  | 624247 | 79725 | SH |  | SOLE |  | 79725 | 0 | 0 |
| VIRIDIAN THERAPEUTICS INC | COM | 92790C104 |  | 660146 | 22600 | SH | Call | SOLE |  | 22600 | 0 | 0 |
| VMWARE INC | CL A COM | 928563402 |  | 257796 | 2100 | SH |  | SOLE |  | 2100 | 0 | 0 |
| VULCAN MATLS CO | COM | 929160109 |  | 507819 | 2900 | SH |  | SOLE |  | 2900 | 0 | 0 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 206450 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| WENDYS CO | COM | 95058W100 |  | 271560 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| WESCO INTL INC | COM | 95082P105 |  | 726160 | 5800 | SH |  | SOLE |  | 5800 | 0 | 0 |
| WILLIAMS SONOMA INC | COM | 969904101 |  | 1149200 | 10000 | SH | Call | SOLE |  | 10000 | 0 | 0 |
| WYNN RESORTS LTD | COM | 983134107 |  | 412350 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |

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