# EDGAR Filing Document

**Accession Number:** 0001002134
**File Stem:** 0001002134-23-000001
**Filing Date:** 2023-2
**Character Count:** 3230
**Document Hash:** 2935da5233e656609e5222984d07d11d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001002134-23-000001.hdr.sgml**: 20230227

**ACCESSION NUMBER**: 0001002134-23-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230227

**DATE AS OF CHANGE**: 20230227

**EFFECTIVENESS DATE**: 20230227

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SEQUOIA INVESTMENTS, INC.
- **CENTRAL INDEX KEY:** 0001002134
- **IRS NUMBER:** 364028675
- **STATE OF INCORPORATION:** IL
- **FISCAL YEAR END:** 1200

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-48712
- **FILM NUMBER:** 23674436

**BUSINESS ADDRESS:**
- **STREET 1:** 9475 MARTIN ROAD
- **STREET 2:** #2543
- **CITY:** ROSWELL
- **STATE:** GA
- **ZIP:** 30076
- **BUSINESS PHONE:** 470-509-9752

**MAIL ADDRESS:**
- **STREET 1:** 9475 MARTIN ROAD
- **STREET 2:** #247
- **CITY:** ROSWELL
- **STATE:** GA
- **ZIP:** 30076

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SEQUOIA INVESTMENTS INC
- **DATE OF NAME CHANGE:** 20020329

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SEQUOIA INVESTMENTS INC/IL                              /BD
- **DATE OF NAME CHANGE:** 19951214

### Attached PDF Documents

**Attachment 1:** `dec2022_audit_sequoia_bs.pdf`

# SEQUOIA INVESTMENTS INC.  
STATEMENT OF FINANCIAL CONDITION  
DECEMBER 31, 2022

# **SEQUOIA INVESTMENTS, INC.**

# **STATEMENT OF FINANCIAL CONDITION**

**DECEMBER 31, 2022**

# **ASSETS**

| Assets |  |
| --- | --- |
| Cash | $84 |
| Deposit with clearing broker | 50,125 |
| Due from clearing broker | 6,061 |
| Prepaid expenses | 5,134 |
| Total assets | $61,404 |

# **LIABILITIES AND STOCKHOLDER'S EQUITY**

| Liabilities |  |
| --- | --- |
| Accounts payable and accrued expenses | $7,200 |
| Due to stockholder | 19,100 |
| Total liabilities | 26,300 |
| Stockholder's equity | 35,104 |
| Total liabilities and stockholder's equity | $61,404 |

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001002134

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** SEQUOIA INVESTMENTS, INC.

**Business Address:** 9475 MARTIN ROAD, #2543, ROSWELL, GA, 30076

**Contact Person:** Ken George

**Contact Phone:** 603-380-5435

### Independent Public Accountant Identification

**Accountant Name:** Rubio CPA, PC

**Accountant Address:** 3500 Lenox Road NE, Suite 1500, Atlanta, GA, 30326

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Kenneth George**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **SEQUOIA INVESTMENTS, INC.**, as of **12-31-2022**, are true and correct.

**Signature:** Kenneth George

**Title:** CFO/FinOp

**Notarized:** Yes