# EDGAR Filing Document

**Accession Number:** 0001535227
**File Stem:** 0001941040-23-000045
**Filing Date:** 2023-2
**Character Count:** 8874
**Document Hash:** f079ac627340a1f3c3fe92c5ec7c1546
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001941040-23-000045.hdr.sgml**: 20230202

**ACCESSION NUMBER**: 0001941040-23-000045

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230202

**DATE AS OF CHANGE**: 20230202

**EFFECTIVENESS DATE**: 20230202

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Peregrine Asset Advisers, Inc.
- **CENTRAL INDEX KEY:** 0001535227
- **IRS NUMBER:** 931047927

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-14608
- **FILM NUMBER:** 23580144

**BUSINESS ADDRESS:**
- **STREET 1:** 9755 SW BARNES RD SUITE 610
- **CITY:** PORTLAND
- **STATE:** OR
- **ZIP:** 97225
- **BUSINESS PHONE:** 503.459.4651

**MAIL ADDRESS:**
- **STREET 1:** 9755 SW BARNES RD SUITE 610
- **CITY:** PORTLAND
- **STATE:** OR
- **ZIP:** 97225

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Peregrine Asset Advisers Inc.<br>**Address:** 9755 SW Barnes Rd Suite 610<br>Portland, OR 97225

**Form 13F File Number:** 028-14608

**CRD Number (if applicable):** 000115738

**SEC File Number (if applicable):** 801-60608

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Daniel Botti<br>**Title:** Chief Compliance Officer<br>**Phone:** 503-459-4651

**Signature, Place, and Date of Signing:**

Chief Compliance Officer  Portland, OR  02-02-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 54

**Form 13F Information Table Value Total:** $94167929

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 296970 | 4585 | SH |  | SOLE |  | 0 | 0 | 4585 |
| ALBEMARLE CORP | COM | 012653101 |  | 391759 | 1807 | SH |  | SOLE |  | 0 | 0 | 1807 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 1551087 | 17580 | SH |  | SOLE |  | 0 | 0 | 17580 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 259189 | 2921 | SH |  | SOLE |  | 0 | 0 | 2921 |
| AMAZON COM INC | COM | 023135106 |  | 643860 | 7665 | SH |  | SOLE |  | 0 | 0 | 7665 |
| APPLE INC | COM | 037833100 |  | 2040031 | 15701 | SH |  | SOLE |  | 0 | 0 | 15701 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 465512 | 1507 | SH |  | SOLE |  | 0 | 0 | 1507 |
| CATERPILLAR INC | COM | 149123101 |  | 1036044 | 4325 | SH |  | SOLE |  | 0 | 0 | 4325 |
| COLUMBIA BKG SYS INC | COM | 197236102 |  | 428358 | 14217 | SH |  | SOLE |  | 0 | 0 | 14217 |
| COMERICA INC | COM | 200340107 |  | 408454 | 6110 | SH |  | SOLE |  | 0 | 0 | 6110 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 4089736 | 34659 | SH |  | SOLE |  | 0 | 0 | 34659 |
| CORTEVA INC | COM | 22052L104 |  | 310123 | 5276 | SH |  | SOLE |  | 0 | 0 | 5276 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 875111 | 1917 | SH |  | SOLE |  | 0 | 0 | 1917 |
| ENPHASE ENERGY INC | COM | 29355A107 |  | 381542 | 1440 | SH |  | SOLE |  | 0 | 0 | 1440 |
| FORD MTR CO DEL | COM | 345370860 |  | 233647 | 20090 | SH |  | SOLE |  | 0 | 0 | 20090 |
| GENERAL MLS INC | COM | 370334104 |  | 4226465 | 50405 | SH |  | SOLE |  | 0 | 0 | 50405 |
| GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 |  | 304889 | 5202 | SH |  | SOLE |  | 0 | 0 | 5202 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 456711 | 1330 | SH |  | SOLE |  | 0 | 0 | 1330 |
| GRAND CANYON ED INC | COM | 38526M106 |  | 1699330 | 16083 | SH |  | SOLE |  | 0 | 0 | 16083 |
| HYATT HOTELS CORP | COM CL A | 448579102 |  | 3681134 | 40698 | SH |  | SOLE |  | 0 | 0 | 40698 |
| IDEXX LABS INC | COM | 45168D104 |  | 266398 | 653 | SH |  | SOLE |  | 0 | 0 | 653 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 1101428 | 4136 | SH |  | SOLE |  | 0 | 0 | 4136 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 7118492 | 50396 | SH |  | SOLE |  | 0 | 0 | 50396 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 685293 | 5682 | SH |  | SOLE |  | 0 | 0 | 5682 |
| ISHARES TR | SHORT TREAS BD | 464288679 |  | 236053 | 2148 | SH |  | SOLE |  | 0 | 0 | 2148 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 |  | 6925167 | 69558 | SH |  | SOLE |  | 0 | 0 | 69558 |
| JOHNSON CTLS INTL PLC | SHS | G51502105 |  | 7915008 | 123672 | SH |  | SOLE |  | 0 | 0 | 123672 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 232613 | 1317 | SH |  | SOLE |  | 0 | 0 | 1317 |
| J P MORGAN EXCHANGE TRADED F | SHORT DURA CORE | 46641Q274 |  | 210220 | 4600 | SH |  | SOLE |  | 0 | 0 | 4600 |
| MICROSOFT CORP | COM | 594918104 |  | 492389 | 2053 | SH |  | SOLE |  | 0 | 0 | 2053 |
| NETFLIX INC | COM | 64110L106 |  | 250943 | 851 | SH |  | SOLE |  | 0 | 0 | 851 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 360196 | 4309 | SH |  | SOLE |  | 0 | 0 | 4309 |
| NIKE INC | CL B | 654106103 |  | 1251188 | 10693 | SH |  | SOLE |  | 0 | 0 | 10693 |
| NORTHROP GRUMMAN CORP | COM | 666807102 |  | 1094494 | 2006 | SH |  | SOLE |  | 0 | 0 | 2006 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 616969 | 4222 | SH |  | SOLE |  | 0 | 0 | 4222 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 672722 | 4821 | SH |  | SOLE |  | 0 | 0 | 4821 |
| PARKER-HANNIFIN CORP | COM | 701094104 |  | 655332 | 2252 | SH |  | SOLE |  | 0 | 0 | 2252 |
| PEPSICO INC | COM | 713448108 |  | 8683245 | 48064 | SH |  | SOLE |  | 0 | 0 | 48064 |
| PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 |  | 546296 | 6120 | SH |  | SOLE |  | 0 | 0 | 6120 |
| PNC FINL SVCS GROUP INC | COM | 693475105 |  | 6312230 | 39966 | SH |  | SOLE |  | 0 | 0 | 39966 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 234026 | 1544 | SH |  | SOLE |  | 0 | 0 | 1544 |
| PROLOGIS INC. | COM | 74340W103 |  | 225460 | 2000 | SH |  | SOLE |  | 0 | 0 | 2000 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 |  | 507207 | 703 | SH |  | SOLE |  | 0 | 0 | 703 |
| ROCKWELL AUTOMATION INC | COM | 773903109 |  | 305736 | 1187 | SH |  | SOLE |  | 0 | 0 | 1187 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 2839363 | 7425 | SH |  | SOLE |  | 0 | 0 | 7425 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 213420 | 1571 | SH |  | SOLE |  | 0 | 0 | 1571 |
| SHERWIN WILLIAMS CO | COM | 824348106 |  | 4610847 | 19428 | SH |  | SOLE |  | 0 | 0 | 19428 |
| SMUCKER J M CO | COM NEW | 832696405 |  | 1009866 | 6373 | SH |  | SOLE |  | 0 | 0 | 6373 |
| TESLA INC | COM | 88160R101 |  | 1195080 | 9702 | SH |  | SOLE |  | 0 | 0 | 9702 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 649264 | 1179 | SH |  | SOLE |  | 0 | 0 | 1179 |
| TRAVELERS COMPANIES INC | COM | 89417E109 |  | 5666885 | 30225 | SH |  | SOLE |  | 0 | 0 | 30225 |
| UNITED AIRLS HLDGS INC | COM | 910047109 |  | 1386380 | 36774 | SH |  | SOLE |  | 0 | 0 | 36774 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 5656718 | 145118 | SH |  | SOLE |  | 0 | 0 | 145118 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 261049 | 3468 | SH |  | SOLE |  | 0 | 0 | 3468 |

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