# EDGAR Filing Document

**Accession Number:** 0001616659
**File Stem:** 0000919574-25-005322
**Filing Date:** 2025-8
**Character Count:** 27730
**Document Hash:** 8dc2983b4ac87f57375ac066ef443e6e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000919574-25-005322.hdr.sgml**: 20250829

**ACCESSION NUMBER**: 0000919574-25-005322

**CONFORMED SUBMISSION TYPE**: N-PX

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250829

**EFFECTIVENESS DATE**: 20250829

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HARBERT FUND ADVISORS, INC.
- **CENTRAL INDEX KEY:** 0001616659

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** AL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** N-PX
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-16265
- **FILM NUMBER:** 251277585

**BUSINESS ADDRESS:**
- **STREET 1:** 2100 THIRD AVENUE NORTH
- **STREET 2:** SUITE 600
- **CITY:** BIRMINGHAM
- **STATE:** AL
- **ZIP:** 35203
- **BUSINESS PHONE:** 205-987-5576

**MAIL ADDRESS:**
- **STREET 1:** 2100 THIRD AVENUE NORTH
- **STREET 2:** SUITE 600
- **CITY:** BIRMINGHAM
- **STATE:** AL
- **ZIP:** 35203

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HARBERT FUND ADVISERS, INC.
- **DATE OF NAME CHANGE:** 20140813

## FORM N-PX
### ANNUAL REPORT OF PROXY VOTING RECORD

## N-PX: Filer Information

**Filer CIK:** 0001616659

**Date of Report:** 06/30/2025

**Are you a Registered Management Investment Company or an Institutional Manager?:** Institutional Manager

**Is this a LIVE or TEST Filing?:** LIVE

**Is this an electronic copy of an official filing submitted in paper format?:** [ ]

### Submission Contact Information
_Not provided in this filing._

### Notification Information
**Notify via Filing Website only?:** [ ]

## N-PX: Cover Page

**Name of reporting person:** HARBERT FUND ADVISORS, INC.

**Address:** 2100 THIRD AVENUE NORTH, BIRMINGHAM, AL 35203

**Telephone number:** 205-987-5576

**Name of agent for service:** —

**Agent Address:** —, —, — —

**Reporting Period:** Report for the year ended 06/30/2025

**SEC File Number:** 028-16265

**CRD Number (if any):** —

**Other SEC File Number (if any):** —

**LEI (if any):** —

**Report Type (check only one):**

Institutional Manager.

- [x] Institutional Manager Voting Report

- [ ] Institutional Manager Notice Report

- [ ] Institutional Manager Combination Report

Registered Management Investment Company.

- [ ] Fund Voting Report

- [ ] Fund Notice Report

**Do you wish to provide explanatory information pursuant to Special Instruction B.4?:**

- [x] No

- [ ] Yes

**Additional information:** —

## N-PX: Summary - Included Managers

**Number of Included Institutional Managers:** 0

**Included Institutional Managers:** —

## FORM N-PX PROXY VOTING RECORD

| NAME OF ISSUER                     | CUSIP     | MEETING DATE   | VOTE DESCRIPTION                                                                                                                                                                                                                                                                       | VOTE CATEGORY                |   SHARES VOTED |   SHARES ON LOAN | HOW VOTED   |   SHARES VOTED FOR OR AGAINST MANAGEMENT | FOR OR AGAINST MANAGEMENT   | OTHER INFO   |
|:---|:---|:---|:---|:---|---:|---:|:---|---:|:---|:---|
| Accuray Incorporated               | 004397105 | 11/21/2024     | Advisory vote to approve the compensation of our named executive officers.                                                                                                                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |        1849184 |                0 | FOR         |                                  1849184 | FOR                         |  |
| Amazon.com, Inc.                   | 023135106 | 05/21/2025     | Advisory vote to approve executive compensation                                                                                                                                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES |          28111 |                0 | FOR         |                                    28111 | FOR                         |  |
| American Healthcare REIT, Inc.     | 398182303 | 11/07/2024     | To approve, on an advisory (non-binding) basis, the compensation paid to our named executive officers for the year ended December 31, 2023.                                                                                                                                            | SECTION 14A SAY-ON-PAY VOTES |           8750 |                0 | FOR         |                                     8750 | FOR                         |  |
| Atlassian Corporation              | 049468101 | 12/11/2024     | An advisory vote to approve the compensation of our named executive officers for the fiscal year ended June 30, 2024.                                                                                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |           1925 |                0 | AGAINST     |                                     1925 | AGAINST                     |  |
| Boston Scientific Corporation      | 101137107 | 05/01/2025     | To approve, on a non-binding, advisory basis, the compensation of our named executive officers.                                                                                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES |           6023 |                0 | FOR         |                                     6023 | FOR                         |  |
| Broadcom Inc.                      | 11135F101 | 04/21/2025     | Advisory vote to approve the named executive officer compensation.                                                                                                                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |           4166 |                0 | FOR         |                                     4166 | FOR                         |  |
| Carvana Co.                        | 146869102 | 05/05/2025     | To consider the approval, by an advisory vote, of the compensation of our named executive officers as disclosed in the Proxy Statement ("say-on-pay").                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |            128 |                0 | FOR         |                                      128 | FOR                         |  |
| Carvana Co.                        | 146869102 | 05/05/2025     | To recommend, by an advisory vote, the frequency of future advisory votes on the compensation of our named executive officers ("say-on-pay frequency").                                                                                                                                | SECTION 14A SAY-ON-PAY VOTES |            128 |                0 | 1 YEAR      |                                      128 | FOR                         |  |
| Constellation Energy Corporation   | 21037T109 | 04/29/2025     | To consider and act on an advisory vote regarding the approval of compensation paid to named executive officers                                                                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES |           3766 |                0 | FOR         |                                     3766 | FOR                         |  |
| Danaher Corporation                | 235851102 | 05/06/2025     | To approve on an advisory basis the Company's named executive officer compensation.                                                                                                                                                                                                    | SECTION 14A SAY-ON-PAY VOTES |           2100 |                0 | FOR         |                                     2100 | FOR                         |  |
| Deere  Company                     | 244199105 | 02/26/2025     | Advisory vote to approve executive compensation ("say-on-pay")                                                                                                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |           1751 |                0 | FOR         |                                     1751 | FOR                         |  |
| Eaton Corporation plc              | G29183103 | 04/23/2025     | Approving, on an advisory basis, the Company's executive compensation.                                                                                                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |           2349 |                0 | FOR         |                                     2349 | FOR                         |  |
| Elevance Health, Inc.              | 036752103 | 05/14/2025     | Advisory vote to approve the compensation of our named executive officers.                                                                                                                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |           2101 |                0 | FOR         |                                     2101 | FOR                         |  |
| Enzo Biochem, Inc.                 | 294100102 | 01/15/2025     | To approve, by a nonbinding advisory vote, the compensation of the Company`s Named Executive Officers (the "Advisory Proposal" );                                                                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |        5173913 |                0 | FOR         |                                  5173913 | FOR                         |  |
| Enzo Biochem, Inc.                 | 294100102 | 01/15/2025     | To recommend by an advisory vote on the frequency of holding the shareholder advisory vote to approve executive compensation (the "Frequency Proposal" ).                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |        5173913 |                0 | 1 YEAR      |                                  5173913 | FOR                         |  |
| Fennec Pharmaceuticals Inc.        | 31447P100 | 06/03/2025     | Executive Compensation: To Vote, On An Advisory (Non-Binding) Basis, On The Compensation Of The Corporation's Named Executive Officers.                                                                                                                                                | SECTION 14A SAY-ON-PAY VOTES |         465568 |                0 | FOR         |                                   465568 | FOR                         |  |
| Guardant Health, Inc.              | 40131M109 | 06/18/2025     | Non-binding advisory vote to approve Guardant Health, Inc.'s named executive officer compensation.                                                                                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |           6124 |                0 | FOR         |                                     6124 | FOR                         |  |
| Honeywell International Inc.       | 438516106 | 05/20/2025     | Advisory Vote to Approve Executive Compensation.                                                                                                                                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |           2360 |                0 | FOR         |                                     2360 | FOR                         |  |
| Identiv, Inc.                      | 45170X205 | 06/10/2025     | To approve the compensation of the Company's named executive officers, on a non-binding advisory basis                                                                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |         785557 |                0 | FOR         |                                   785557 | FOR                         |  |
| InfuSystem Holdings, Inc.          | 45685K102 | 05/15/2025     | Approval, on advisory basis, of the Company's Executive Compensation                                                                                                                                                                                                                   | SECTION 14A SAY-ON-PAY VOTES |         409302 |                0 | FOR         |                                   409302 | FOR                         |  |
| Intuitive Surgical, Inc.           | 46120E602 | 05/01/2025     | To approve, by advisory vote, the compensation of the Company's Named Executive Officers.                                                                                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |           1578 |                0 | FOR         |                                     1578 | FOR                         |  |
| JPMorgan Chase  Co.                | 46625H100 | 05/20/2025     | Advisory resolution to approve executive compensation                                                                                                                                                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |           3911 |                0 | FOR         |                                     3911 | FOR                         |  |
| Liquidia Corporation               | 53635D202 | 06/17/2025     | To approve, on an advisory basis, the compensation of our named executive officers.                                                                                                                                                                                                    | SECTION 14A SAY-ON-PAY VOTES |         339158 |                0 | FOR         |                                   339158 | FOR                         |  |
| Mastercard Incorporated            | 57636Q104 | 06/24/2025     | Advisory approval of Mastercard's executive compensation                                                                                                                                                                                                                               | SECTION 14A SAY-ON-PAY VOTES |           2105 |                0 | FOR         |                                     2105 | FOR                         |  |
| McKesson Corporation               | 58155Q103 | 07/31/2024     | Advisory vote on Executive Compensation.                                                                                                                                                                                                                                               | SECTION 14A SAY-ON-PAY VOTES |            351 |                0 | FOR         |                                      351 | FOR                         |  |
| Meta Platforms, Inc.               | 30303M102 | 05/28/2025     | To approve, on a non-binding advisory basis, the compensation program for Meta Platforms, Inc.'s named executive officers as disclosed in Meta Platforms, Inc.'s proxy statement.                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |           3266 |                0 | FOR         |                                     3266 | FOR                         |  |
| Meta Platforms, Inc.               | 30303M102 | 05/28/2025     | To vote, on a non-binding advisory basis, whether a non-binding advisory vote on the compensation program for Meta Platforms, Inc.'s named executive officers should be held every one, two or three years.                                                                            | SECTION 14A SAY-ON-PAY VOTES |           3266 |                0 | 1 YEAR      |                                     3266 | AGAINST                     |  |
| Microsoft Corporation              | 594918104 | 12/10/2024     | Advisory Vote to Approve Named Executive Officer Compensation ("say-on-pay vote").                                                                                                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |          11516 |                0 | FOR         |                                    11516 | FOR                         |  |
| Moody's Corporation                | 615369105 | 04/15/2025     | Advisory resolution approving executive compensation.                                                                                                                                                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |           2278 |                0 | AGAINST     |                                     2278 | AGAINST                     |  |
| NVIDIA Corporation                 | 67066G104 | 06/25/2025     | Advisory approval of our executive compensation.                                                                                                                                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |          10502 |                0 | FOR         |                                    10502 | FOR                         |  |
| Natera, Inc.                       | 632307104 | 06/12/2025     | To approve, on an advisory (non-binding) basis, the compensation of Natera, Inc.'s named executive officers as disclosed in the proxy statement.                                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |           3501 |                0 | FOR         |                                     3501 | FOR                         |  |
| Netflix, Inc.                      | 64110L106 | 06/05/2025     | Advisory approval of named executive officer compensation.                                                                                                                                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |           1280 |                0 | FOR         |                                     1280 | FOR                         |  |
| Palo Alto Networks, Inc.           | 697435105 | 12/10/2024     | To approve, on an advisory basis, the frequency of holding future advisory votes on named executive officer compensation.                                                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |            213 |                0 | 1 YEAR      |                                      213 | FOR                         |  |
| Palo Alto Networks, Inc.           | 697435105 | 12/10/2024     | To approve, on an advisory basis, the compensation of our named executive officers.                                                                                                                                                                                                    | SECTION 14A SAY-ON-PAY VOTES |            213 |                0 | AGAINST     |                                      213 | AGAINST                     |  |
| Primo Brands Corporation           | 741623102 | 05/01/2025     | Non-Binding Advisory Vote on Executive Compensation. Approval, on a non-binding advisory basis, of the compensation of Primo Brands Corporation's named executive officers.                                                                                                            | SECTION 14A SAY-ON-PAY VOTES |              1 |                0 | FOR         |                                        1 | FOR                         |  |
| Primo Brands Corporation           | 741623102 | 05/01/2025     | Non-Binding Advisory Vote on the Frequency of Future Advisory Votes on Executive Compensation. Approval, on a non-binding advisory basis, of the frequency of future non-binding advisory votes on the compensation of Primo Brands Corporation s named executive officers.            | SECTION 14A SAY-ON-PAY VOTES |              1 |                0 | 1 YEAR      |                                        1 | FOR                         |  |
| Primo Water Corporation            | 74167P108 | 11/04/2024     | Non-binding advisory resolution to approve, on an advisory basis, the payment of certain compensation to certain of Primo Water's executive officers that will or may become payable by Primo Water to such executive officers in connection with the consummation of the Transaction. | SECTION 14A SAY-ON-PAY VOTES |           1300 |                0 | FOR         |                                     1300 | FOR                         |  |
| Procore Technologies, Inc.         | 74275K108 | 06/05/2025     | To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers.                                                                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |          10850 |                0 | AGAINST     |                                    10850 | AGAINST                     |  |
| Roper Technologies, Inc.           | 776696106 | 06/10/2025     | Advisory vote to approve the compensation of our named executive officers.                                                                                                                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |             37 |                0 | FOR         |                                       37 | FOR                         |  |
| S Global Inc.                      | 78409V104 | 05/07/2025     | Approve, on an advisory basis, the executive compensation program for the Company's named executive officers, as described in the Proxy Statement.                                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |           2222 |                0 | FOR         |                                     2222 | FOR                         |  |
| Tenet Healthcare Corporation       | 88033G407 | 05/22/2025     | To approve, on an advisory basis, the Company's executive compensation.                                                                                                                                                                                                                | SECTION 14A SAY-ON-PAY VOTES |              2 |                0 | FOR         |                                        2 | FOR                         |  |
| TransAct Technologies Incorporated | 892918103 | 05/29/2025     | Approval, on a non-binding, advisory basis, of the compensation of our named executive officers.                                                                                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |         639168 |                0 | FOR         |                                   639168 | FOR                         |  |
| TransAct Technologies Incorporated | 892918103 | 05/29/2025     | Non-binding, advisory vote on the frequency of future non-binding, advisory votes on the compensation of our named executive officers.                                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |         639168 |                0 | 1 YEAR      |                                   639168 | FOR                         |  |
| Union Pacific Corporation          | 907818108 | 05/08/2025     | Approve, by non-binding vote, the compensation of the Company's Named Executive Officers ("Say on Pay").                                                                                                                                                                               | SECTION 14A SAY-ON-PAY VOTES |           3504 |                0 | FOR         |                                     3504 | FOR                         |  |
| Unity Software Inc.                | 91332U101 | 06/11/2025     | To approve, on an advisory basis, the compensation of the Company's named executive officers, as disclosed in the accompanying proxy statement.                                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES |           4925 |                0 | AGAINST     |                                     4925 | AGAINST                     |  |
| Visa Inc.                          | 92826C839 | 01/28/2025     | To approve, on an advisory basis, the compensation paid to our named executive officers.                                                                                                                                                                                               | SECTION 14A SAY-ON-PAY VOTES |           2716 |                0 | FOR         |                                     2716 | FOR                         |  |
| Vistra Corp.                       | 92840M102 | 04/30/2025     | To approve, on a non-binding advisory basis, the 2024 compensation of the Company's named executive officers;                                                                                                                                                                          | SECTION 14A SAY-ON-PAY VOTES |           7002 |                0 | FOR         |                                     7002 | FOR                         |  |
| Walmart Inc.                       | 931142103 | 06/05/2025     | Advisory Vote to Approve Named Executive Officer Compensation                                                                                                                                                                                                                          | SECTION 14A SAY-ON-PAY VOTES |            283 |                0 | FOR         |                                      283 | FOR                         |  |

## N-PX: Signature Block

**Reporting Person:** HARBERT FUND ADVISORS, INC.

**By (Signature):** John W. McCullough

**By (Printed Signature):** John W. McCullough

**By (Title):** Executive Vice President and General Counsel

**Date:** 08/29/2025