# EDGAR Filing Document

**Accession Number:** 0001297376
**File Stem:** 0001438934-25-001600
**Filing Date:** 2025-8
**Character Count:** 52594
**Document Hash:** 02005bccbe6cc72cda5cf554415c05d6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001438934-25-001600.hdr.sgml**: 20250826

**ACCESSION NUMBER**: 0001438934-25-001600

**CONFORMED SUBMISSION TYPE**: N-PX

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250826

**EFFECTIVENESS DATE**: 20250826

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Advisors Asset Management, Inc.
- **CENTRAL INDEX KEY:** 0001297376

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** N-PX
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-12578
- **FILM NUMBER:** 251252207

**BUSINESS ADDRESS:**
- **STREET 1:** 18925 BASE CAMP ROAD
- **CITY:** MONUMENT
- **STATE:** CO
- **ZIP:** 80132
- **BUSINESS PHONE:** 719-488-8251

**MAIL ADDRESS:**
- **STREET 1:** 18925 BASE CAMP ROAD
- **CITY:** MONUMENT
- **STATE:** CO
- **ZIP:** 80132

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Fixed Income Securities, Inc.
- **DATE OF NAME CHANGE:** 20080207

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Fixed Income Securities LP
- **DATE OF NAME CHANGE:** 20040715

## FORM N-PX
### ANNUAL REPORT OF PROXY VOTING RECORD

## N-PX: Filer Information

**Filer CIK:** 0001297376

**Date of Report:** 06/30/2025

**Are you a Registered Management Investment Company or an Institutional Manager?:** Institutional Manager

**Is this a LIVE or TEST Filing?:** LIVE

**Is this an electronic copy of an official filing submitted in paper format?:** [ ]

### Submission Contact Information
_Not provided in this filing._

### Notification Information
**Notify via Filing Website only?:** [ ]

## N-PX: Cover Page

**Name of reporting person:** Advisors Asset Management, INC.

**Address:** 18925 Base Camp Road, Monument, CO 80132

**Telephone number:** 8662592427

**Name of agent for service:** —

**Agent Address:** —, —, — —

**Reporting Period:** Report for the year ended 06/30/2025

**SEC File Number:** 028-12578

**CRD Number (if any):** —

**Other SEC File Number (if any):** —

**LEI (if any):** —

**Report Type (check only one):**

Institutional Manager.

- [x] Institutional Manager Voting Report

- [ ] Institutional Manager Notice Report

- [ ] Institutional Manager Combination Report

Registered Management Investment Company.

- [ ] Fund Voting Report

- [ ] Fund Notice Report

**Do you wish to provide explanatory information pursuant to Special Instruction B.4?:**

- [ ] No

- [x] Yes

**Additional information:** —

## N-PX: Summary - Included Managers

**Number of Included Institutional Managers:** 0

**Included Institutional Managers:** —

## FORM N-PX PROXY VOTING RECORD

| NAME OF ISSUER                           | CUSIP     | MEETING DATE   | VOTE DESCRIPTION                                                                                                                                                                                                                                                                                                                     | VOTE CATEGORY                |   SHARES VOTED |   SHARES ON LOAN | HOW VOTED   |   SHARES VOTED FOR OR AGAINST MANAGEMENT | FOR OR AGAINST MANAGEMENT   | OTHER INFO   |
|:---|:---|:---|:---|:---|---:|---:|:---|---:|:---|:---|
| ABBVIE INC.                              | 00287Y109 | 05/09/2025     | Say on Pay - An advisory vote on the approval of executive compensation                                                                                                                                                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |         1642   |                0 | FOR         |                                   1642   | FOR                         |  |
| AIR PRODUCTS AND CHEMICALS, INC.         | 009158106 | 01/23/2025     | Advisory Vote Approving the Compensation of the Company's Executive Officers.                                                                                                                                                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES |          629   |                0 | FOR         |                                    629   | FOR                         |  |
| ALAMOS GOLD INC.                         | 011532108 | 05/29/2025     | Executive Compensation To consider, and if deemed advisable, pass a resolution to approve an advisory resolution on the Company's approach to executive compensation.                                                                                                                                                                | SECTION 14A SAY-ON-PAY VOTES |          300   |                0 | FOR         |                                    300   | FOR                         |  |
| ALTRIA GROUP, INC.                       | 02209S103 | 05/15/2025     | Non-Binding Advisory Vote to Approve the Compensation of Altria's Named Executive Officers                                                                                                                                                                                                                                           | SECTION 14A SAY-ON-PAY VOTES |         2949   |                0 | FOR         |                                   2949   | FOR                         |  |
| AMERICAN ELECTRIC POWER COMPANY, INC.    | 025537101 | 04/29/2025     | Advisory approval of the Company's executive compensation.                                                                                                                                                                                                                                                                           | SECTION 14A SAY-ON-PAY VOTES |         1475   |                0 | FOR         |                                   1475   | FOR                         |  |
| ANNALY CAPITAL MANAGEMENT, INC.          | 035710839 | 05/14/2025     | Advisory approval of the Company's executive compensation.                                                                                                                                                                                                                                                                           | SECTION 14A SAY-ON-PAY VOTES |        15335.2 |                0 | FOR         |                                  15335.2 | FOR                         |  |
| APPLE INC.                               | 037833100 | 02/25/2025     | Advisory vote to approve executive compensation                                                                                                                                                                                                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |          864   |                0 | FOR         |                                    864   | FOR                         |  |
| ARES COMMERCIAL REAL ESTATE CORP         | 04013V108 | 05/27/2025     | To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers for the fiscal year ended December 31, 2024, as described in the 2025 Proxy Statement.                                                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |        41835   |                0 | FOR         |                                  41835   | FOR                         |  |
| ARES COMMERCIAL REAL ESTATE CORP         | 04013V108 | 05/27/2025     | To approve, on a non-binding, advisory basis, the frequency with which future stockholder advisory votes on the compensation of the Company's named executive officers will be held.                                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |        41835   |                0 | 1 YEAR      |                                  41835   | FOR                         |  |
| ARES MANAGEMENT CORPORATION              | 03990B101 | 06/06/2025     | Approval, on a non-binding, advisory basis, of the compensation paid to our named executive officers for our 2024 fiscal year.                                                                                                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |          893   |                0 | ABSTAIN     |                                    893   | AGAINST                     |  |
| ARES MANAGEMENT CORPORATION              | 03990B101 | 06/06/2025     | To recommend, on a non-binding, advisory basis, the frequency of future advisory votes to approve, on a non-binding, advisory basis, the compensation paid to our named executive officers.                                                                                                                                          | SECTION 14A SAY-ON-PAY VOTES |          893   |                0 | ABSTAIN     |                                    893   | AGAINST                     |  |
| AT INC.                                  | 00206R102 | 05/15/2025     | Advisory Approval of Executive Compensation                                                                                                                                                                                                                                                                                          | SECTION 14A SAY-ON-PAY VOTES |         6838   |                0 | FOR         |                                   6838   | FOR                         |  |
| ATMOS ENERGY CORPORATION                 | 049560105 | 02/05/2025     | Proposal for an advisory vote by shareholders to approve the compensation of the Company's named executive officers for fiscal 2024 ("Say-on-Pay").                                                                                                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |         1159   |                0 | FOR         |                                   1159   | FOR                         |  |
| BEST BUY CO., INC.                       | 086516101 | 06/13/2025     | To approve in a non-binding advisory vote our named executive officer compensation                                                                                                                                                                                                                                                   | SECTION 14A SAY-ON-PAY VOTES |         1523   |                0 | FOR         |                                   1523   | FOR                         |  |
| BROADCOM INC                             | 11135F101 | 04/21/2025     | Advisory vote to approve the named executive officer compensation.                                                                                                                                                                                                                                                                   | SECTION 14A SAY-ON-PAY VOTES |          796   |                0 | FOR         |                                    796   | FOR                         |  |
| CATERPILLAR INC.                         | 149123101 | 06/11/2025     | Advisory Vote to Approve Executive Compensation                                                                                                                                                                                                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |          321   |                0 | FOR         |                                    321   | FOR                         |  |
| CHEVRON CORPORATION                      | 166764100 | 05/28/2025     | Advisory Vote to Approve Named Executive Officer Compensation                                                                                                                                                                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES |          961   |                0 | FOR         |                                    961   | FOR                         |  |
| CISCO SYSTEMS, INC.                      | 17275R102 | 12/09/2024     | Approval, on an advisory basis, of executive compensation.                                                                                                                                                                                                                                                                           | SECTION 14A SAY-ON-PAY VOTES |         3169   |                0 | FOR         |                                   3169   | FOR                         |  |
| CME GROUP INC.                           | 12572Q105 | 05/08/2025     | Advisory vote on the compensation of our named executive officers.                                                                                                                                                                                                                                                                   | SECTION 14A SAY-ON-PAY VOTES |          653   |                0 | ABSTAIN     |                                    653   | AGAINST                     |  |
| COMCAST CORPORATION                      | 20030N101 | 06/18/2025     | Advisory vote on executive compensation                                                                                                                                                                                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |         3448   |                0 | FOR         |                                   3448   | FOR                         |  |
| CONAGRA BRANDS, INC.                     | 205887102 | 09/18/2024     | Advisory vote to approve named executive officer compensation.                                                                                                                                                                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |         6573   |                0 | FOR         |                                   6573   | FOR                         |  |
| CONOCOPHILLIPS                           | 20825C104 | 05/13/2025     | Advisory Approval of Executive Compensation.                                                                                                                                                                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |         1702   |                0 | FOR         |                                   1702   | FOR                         |  |
| CUMMINS INC.                             | 231021106 | 05/13/2025     | Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement.                                                                                                                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |          422   |                0 | ABSTAIN     |                                    422   | AGAINST                     |  |
| DARDEN RESTAURANTS, INC.                 | 237194105 | 09/18/2024     | To obtain non-binding advisory approval of the Company's executive compensation.                                                                                                                                                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |          857   |                0 | ABSTAIN     |                                    857   | AGAINST                     |  |
| DOMINION ENERGY, INC.                    | 25746U109 | 05/07/2025     | Advisory Vote on Approval of Executive Compensation (Say on Pay)                                                                                                                                                                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |         2493   |                0 | FOR         |                                   2493   | FOR                         |  |
| DOW INC.                                 | 260557103 | 04/10/2025     | Advisory Resolution to Approve Executive Compensation                                                                                                                                                                                                                                                                                | SECTION 14A SAY-ON-PAY VOTES |          190   |                0 | FOR         |                                    190   | FOR                         |  |
| DUKE ENERGY CORPORATION                  | 26441C204 | 05/01/2025     | Advisory vote to approve Duke Energy's named executive officer compensation                                                                                                                                                                                                                                                          | SECTION 14A SAY-ON-PAY VOTES |         1246   |                0 | FOR         |                                   1246   | FOR                         |  |
| EAGLE MATERIALS INC.                     | 26969P108 | 08/01/2024     | Advisory resolution to approve the compensation of our named executive officers.                                                                                                                                                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |           15   |                0 | FOR         |                                     15   | FOR                         |  |
| EASTMAN CHEMICAL COMPANY                 | 277432100 | 05/01/2025     | Advisory Approval of Executive Compensation as Disclosed in Proxy Statement                                                                                                                                                                                                                                                          | SECTION 14A SAY-ON-PAY VOTES |         1297   |                0 | FOR         |                                   1297   | FOR                         |  |
| EOG RESOURCES, INC.                      | 26875P101 | 05/21/2025     | To approve, by non-binding vote, the compensation of the Company's named executive officers.                                                                                                                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |         1147   |                0 | FOR         |                                   1147   | FOR                         |  |
| EXTRA SPACE STORAGE INC.                 | 30225T102 | 05/21/2025     | Advisory vote on the compensation of the Company's named executive officers.                                                                                                                                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |          768   |                0 | ABSTAIN     |                                    768   | AGAINST                     |  |
| FORD MOTOR COMPANY                       | 345370860 | 05/08/2025     | An Advisory Vote to Approve the Compensation of the Named Executives.                                                                                                                                                                                                                                                                | SECTION 14A SAY-ON-PAY VOTES |        13235   |                0 | FOR         |                                  13235   | FOR                         |  |
| FRANCO-NEVADA CORPORATION                | 351858105 | 05/08/2025     | Say-on-Pay Advisory Resolution Acceptance of the Corporation's approach to executive compensation.                                                                                                                                                                                                                                   | SECTION 14A SAY-ON-PAY VOTES |          100   |                0 | FOR         |                                    100   | FOR                         |  |
| GAMESTOP CORP.                           | 36467W109 | 06/12/2025     | Provide an advisory, non-binding vote on the compensation of our named executive officers.                                                                                                                                                                                                                                           | SECTION 14A SAY-ON-PAY VOTES |         1500   |                0 | ABSTAIN     |                                   1500   | AGAINST                     |  |
| HERCULES CAPITAL, INC.                   | 427096508 | 08/15/2024     | Advisory vote to approve the Company's named executive officer compensation.                                                                                                                                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |        28421   |                0 | FOR         |                                  28421   | FOR                         |  |
| HERCULES CAPITAL, INC.                   | 427096508 | 06/18/2025     | Advisory vote to approve the Company's named executive officer compensation.                                                                                                                                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |        30819   |                0 | FOR         |                                  30819   | FOR                         |  |
| INTERNATIONAL BUSINESS MACHINES CORP.    | 459200101 | 04/29/2025     | Advisory Vote on Executive Compensation                                                                                                                                                                                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |          645   |                0 | FOR         |                                    645   | FOR                         |  |
| JOHNSON  JOHNSON                         | 478160104 | 04/24/2025     | Advisory Vote to Approve Named Executive Officer Compensation                                                                                                                                                                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES |         1743   |                0 | FOR         |                                   1743   | FOR                         |  |
| JPMORGAN CHASE  CO.                      | 46625H100 | 05/20/2025     | Advisory resolution to approve executive compensation                                                                                                                                                                                                                                                                                | SECTION 14A SAY-ON-PAY VOTES |          650   |                0 | FOR         |                                    650   | FOR                         |  |
| KEURIG DR PEPPER INC.                    | 49271V100 | 06/18/2025     | To approve, on an advisory basis, Keurig Dr Pepper Inc.'s executive compensation.                                                                                                                                                                                                                                                    | SECTION 14A SAY-ON-PAY VOTES |         3682   |                0 | ABSTAIN     |                                   3682   | AGAINST                     |  |
| KINDER MORGAN, INC.                      | 49456B101 | 05/15/2025     | Approval, on an advisory basis, of the compensation of our named executive officers, as disclosed in the Proxy Statement                                                                                                                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |         5918   |                0 | FOR         |                                   5918   | FOR                         |  |
| LOCKHEED MARTIN CORPORATION              | 539830109 | 05/09/2025     | Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on-Pay)                                                                                                                                                                                                                                               | SECTION 14A SAY-ON-PAY VOTES |          251   |                0 | FOR         |                                    251   | FOR                         |  |
| MCDONALD'S CORPORATION                   | 580135101 | 05/20/2025     | Advisory Vote to Approve Executive Compensation.                                                                                                                                                                                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |          477   |                0 | FOR         |                                    477   | FOR                         |  |
| MERCK  CO., INC.                         | 58933Y105 | 05/27/2025     | Non-binding advisory vote to approve the compensation of our named executive officers.                                                                                                                                                                                                                                               | SECTION 14A SAY-ON-PAY VOTES |         1356   |                0 | FOR         |                                   1356   | FOR                         |  |
| MICROSOFT CORPORATION                    | 594918104 | 12/10/2024     | Advisory Vote to Approve Named Executive Officer Compensation ("say-on-pay vote").                                                                                                                                                                                                                                                   | SECTION 14A SAY-ON-PAY VOTES |          483   |                0 | FOR         |                                    483   | FOR                         |  |
| MORGAN STANLEY                           | 617446448 | 05/15/2025     | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote)                                                                                                                                                                                                                            | SECTION 14A SAY-ON-PAY VOTES |         2455   |                0 | FOR         |                                   2455   | FOR                         |  |
| NATIONAL GRID PLC                        | 636274409 | 07/10/2024     | To approve the Directors' Remuneration Report excluding the Directors' Remuneration Policy                                                                                                                                                                                                                                           | SECTION 14A SAY-ON-PAY VOTES |          196   |                0 | FOR         |                                    196   | FOR                         |  |
| NEWMONT CORPORATION                      | 651639106 | 04/30/2025     | Approval of the advisory resolution on Newmont's executive compensation.                                                                                                                                                                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |         2685   |                0 | FOR         |                                   2685   | FOR                         |  |
| NEXTERA ENERGY, INC.                     | 65339F101 | 05/22/2025     | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement.                                                                                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES |         1795   |                0 | FOR         |                                   1795   | FOR                         |  |
| NOVAGOLD RESOURCES INC.                  | 66987E206 | 05/15/2025     | Approval of Non-Binding Advisory Vote on Executive Compensation: Approval of a non-binding resolution approving the compensation of the Company's Named Executive Officers. See disclosure under the heading "Additional Matters to be Acted Upon" as set out in the Company's Management Information Circular dated March 24, 2025. | SECTION 14A SAY-ON-PAY VOTES |          500   |                0 | ABSTAIN     |                                    500   | AGAINST                     |  |
| NUCOR CORPORATION                        | 670346105 | 05/08/2025     | Approval, on an advisory basis, of Nucor's named executive officer compensation in 2024                                                                                                                                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |         1007   |                0 | FOR         |                                   1007   | FOR                         |  |
| OLD REPUBLIC INTERNATIONAL CORPORATION   | 680223104 | 05/22/2025     | To provide an advisory approval on executive compensation.                                                                                                                                                                                                                                                                           | SECTION 14A SAY-ON-PAY VOTES |         4071   |                0 | ABSTAIN     |                                   4071   | AGAINST                     |  |
| OMEGA HEALTHCARE INVESTORS, INC.         | 681936100 | 06/06/2025     | Approval, on an advisory basis, of executive compensation                                                                                                                                                                                                                                                                            | SECTION 14A SAY-ON-PAY VOTES |        13551   |                0 | FOR         |                                  13551   | FOR                         |  |
| OMNICOM GROUP INC.                       | 681919106 | 05/06/2025     | Advisory resolution to approve executive compensation.                                                                                                                                                                                                                                                                               | SECTION 14A SAY-ON-PAY VOTES |         1491   |                0 | FOR         |                                   1491   | FOR                         |  |
| ONEOK, INC.                              | 682680103 | 05/21/2025     | An advisory vote to approve ONEOK, Inc.'s executive compensation.                                                                                                                                                                                                                                                                    | SECTION 14A SAY-ON-PAY VOTES |         1379   |                0 | FOR         |                                   1379   | FOR                         |  |
| PACKAGING CORPORATION OF AMERICA         | 695156109 | 05/07/2025     | Proposal to approve our executive compensation.                                                                                                                                                                                                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |          674   |                0 | FOR         |                                    674   | FOR                         |  |
| PAYCHEX, INC.                            | 704326107 | 10/10/2024     | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.                                                                                                                                                                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |         1215   |                0 | ABSTAIN     |                                   1215   | AGAINST                     |  |
| PFIZER INC.                              | 717081103 | 04/24/2025     | 2025 advisory approval of executive compensation                                                                                                                                                                                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |         5071   |                0 | FOR         |                                   5071   | FOR                         |  |
| PROLOGIS, INC.                           | 74340W103 | 05/08/2025     | Advisory Vote to Approve the Company's Executive Compensation for 2024.                                                                                                                                                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |         1242   |                0 | FOR         |                                   1242   | FOR                         |  |
| PRUDENTIAL FINANCIAL, INC.               | 744320102 | 05/13/2025     | Advisory vote to approve named executive officer compensation.                                                                                                                                                                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |         1174   |                0 | ABSTAIN     |                                   1174   | AGAINST                     |  |
| PUBLIC SERVICE ENTERPRISE GROUP INC.     | 744573106 | 04/22/2025     | Advisory Vote on the Approval of Executive Compensation.                                                                                                                                                                                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |         1950   |                0 | ABSTAIN     |                                   1950   | AGAINST                     |  |
| READY CAPITAL CORPORATION                | 75574U101 | 07/25/2024     | Approval, on an advisory basis, of the compensation of our named executive officers, as described in the proxy statement.                                                                                                                                                                                                            | SECTION 14A SAY-ON-PAY VOTES |        34753   |                0 | FOR         |                                  34753   | FOR                         |  |
| READY CAPITAL CORPORATION                | 75574U101 | 06/25/2025     | Approval, on an advisory basis, of the compensation of our named executive officers, as described in the proxy statement.                                                                                                                                                                                                            | SECTION 14A SAY-ON-PAY VOTES |        44435   |                0 | FOR         |                                  44435   | FOR                         |  |
| READY CAPITAL CORPORATION                | 75574U101 | 06/25/2025     | Approval, on an advisory basis, of the frequency of the future stockholder advisory votes on the compensation of our named executive officers.                                                                                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |        44435   |                0 | 1 YEAR      |                                  44435   | FOR                         |  |
| REMY COINTREAU SA                        | F7725A100 | 07/18/2024     | APPROVAL OF THE COMPONENTS OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING, OR AWARDED IN RESPECT OF, THE FINANCIAL YEAR ENDED 31 MARCH 2024, TO MARIE-AMELIE DE LEUSSE, CHAIRWOMAN OF THE BOARD OF DIRECTORS, IN ACCORDANCE WITH ARTICLE L. 22-10-34 OF THE FRENCH COMMERCIAL CODE                                   | SECTION 14A SAY-ON-PAY VOTES |          203   |                0 | ABSTAIN     |                                    203   | AGAINST                     |  |
| REMY COINTREAU SA                        | F7725A100 | 07/18/2024     | APPROVAL OF THE COMPONENTS OF TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED TO ERIC VALLAT, CHIEF EXECUTIVE OFFICER, IN RESPECT OF THE FINANCIAL YEAR ENDED 31 MARCH 2024, PURSUANT TO ARTICLE L. 22-10-34 OF THE FRENCH COMMERCIAL CODE                                                                        | SECTION 14A SAY-ON-PAY VOTES |          203   |                0 | ABSTAIN     |                                    203   | AGAINST                     |  |
| RITHM CAPITAL CORP.                      | 64828T201 | 05/22/2025     | To approve (on a non-binding advisory basis) the compensation of the named executive officers as described in the accompanying materials.                                                                                                                                                                                            | SECTION 14A SAY-ON-PAY VOTES |        41579   |                0 | FOR         |                                  41579   | FOR                         |  |
| RYMAN HOSPITALITY PROPERTIES, INC.       | 78377T107 | 05/08/2025     | To approve, on an advisory basis, the Company's executive compensation.                                                                                                                                                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |          774   |                0 | ABSTAIN     |                                    774   | AGAINST                     |  |
| SIMON PROPERTY GROUP, INC.               | 828806109 | 05/14/2025     | Advisory Vote to Approve the Compensation of our Named Executive Officers.                                                                                                                                                                                                                                                           | SECTION 14A SAY-ON-PAY VOTES |          677   |                0 | ABSTAIN     |                                    677   | AGAINST                     |  |
| SNAP-ON INCORPORATED                     | 833034101 | 04/24/2025     | Advisory vote to approve the compensation of Snap-on Incorporated's named executive officers, as disclosed in ''Compensation Discussion and Analysis'' and ''Executive Compensation Information'' in the Proxy Statement.                                                                                                            | SECTION 14A SAY-ON-PAY VOTES |          392   |                0 | ABSTAIN     |                                    392   | AGAINST                     |  |
| STARBUCKS CORPORATION                    | 855244109 | 03/12/2025     | Approve, on an advisory, nonbinding basis, the compensation of our named executive officers.                                                                                                                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |         2056   |                0 | FOR         |                                   2056   | FOR                         |  |
| TARGET CORPORATION                       | 87612E106 | 06/11/2025     | Company proposal to approve, on an advisory basis, our executive compensation (Say on Pay).                                                                                                                                                                                                                                          | SECTION 14A SAY-ON-PAY VOTES |          945   |                0 | FOR         |                                    945   | FOR                         |  |
| TEXAS INSTRUMENTS INCORPORATED           | 882508104 | 04/17/2025     | Board proposal regarding advisory approval of the Company's executive compensation.                                                                                                                                                                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |         1514   |                0 | FOR         |                                   1514   | FOR                         |  |
| THE COCA-COLA COMPANY                    | 191216100 | 04/30/2025     | Advisory vote to approve executive compensation                                                                                                                                                                                                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |         2132   |                0 | FOR         |                                   2132   | FOR                         |  |
| THE HOME DEPOT, INC.                     | 437076102 | 05/22/2025     | Advisory Vote to Approve Executive Compensation ("Say-on-Pay")                                                                                                                                                                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |          724   |                0 | FOR         |                                    724   | FOR                         |  |
| THE INTERPUBLIC GROUP OF COMPANIES, INC. | 460690100 | 03/18/2025     | IPG Compensation Proposal: Proposal to approve, on a non-binding, advisory basis, certain compensation that may be paid or become payable to IPG's named executive officers that is based on or otherwise relates to the merger.                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |         4785   |                0 | ABSTAIN     |                                   4785   | AGAINST                     |  |
| THE PROCTER  GAMBLE COMPANY              | 742718109 | 10/08/2024     | Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote).                                                                                                                                                                                                                                               | SECTION 14A SAY-ON-PAY VOTES |         2285   |                0 | FOR         |                                   2285   | FOR                         |  |
| TRUIST FINANCIAL CORPORATION             | 89832Q109 | 04/29/2025     | Advisory vote to approve Truist's executive compensation program.                                                                                                                                                                                                                                                                    | SECTION 14A SAY-ON-PAY VOTES |         3387   |                0 | FOR         |                                   3387   | FOR                         |  |
| UGI CORPORATION                          | 902681105 | 01/31/2025     | An advisory vote to approve the Fiscal 2024 compensation of the Company's named executive officers ("say-on-pay vote").                                                                                                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |         1452   |                0 | ABSTAIN     |                                   1452   | AGAINST                     |  |
| UNILEVER PLC                             | 904767704 | 04/30/2025     | To approve the Directors' Remuneration Report.                                                                                                                                                                                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |         2565   |                0 | ABSTAIN     |                                   2565   | AGAINST                     |  |
| UNION PACIFIC CORPORATION                | 907818108 | 05/08/2025     | Approve, by non-binding vote, the compensation of the Company's Named Executive Officers ("Say on Pay").                                                                                                                                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |          609   |                0 | FOR         |                                    609   | FOR                         |  |
| UNITED PARCEL SERVICE, INC.              | 911312106 | 05/08/2025     | To approve on an advisory basis named executive officer compensation.                                                                                                                                                                                                                                                                | SECTION 14A SAY-ON-PAY VOTES |         1112   |                0 | FOR         |                                   1112   | FOR                         |  |
| UNITEDHEALTH GROUP INCORPORATED          | 91324P102 | 06/02/2025     | Advisory approval of the Company's executive compensation.                                                                                                                                                                                                                                                                           | SECTION 14A SAY-ON-PAY VOTES |          249   |                0 | FOR         |                                    249   | FOR                         |  |
| VALERO ENERGY CORPORATION                | 91913Y100 | 05/06/2025     | Advisory vote to approve the 2024 compensation of named executive officers.                                                                                                                                                                                                                                                          | SECTION 14A SAY-ON-PAY VOTES |         1069   |                0 | FOR         |                                   1069   | FOR                         |  |
| VERIZON COMMUNICATIONS INC.              | 92343V104 | 05/22/2025     | Advisory vote to approve executive compensation                                                                                                                                                                                                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |         3393   |                0 | FOR         |                                   3393   | FOR                         |  |
| VODAFONE GROUP PLC                       | 92857W308 | 07/30/2024     | To approve the Annual Report on Remuneration contained in the Remuneration Report of the Board for the year ended 31 March 2024.                                                                                                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |         1314   |                0 | FOR         |                                   1314   | FOR                         |  |
| WASTE MANAGEMENT, INC.                   | 94106L109 | 05/13/2025     | Approval, on an advisory basis, of our executive compensation.                                                                                                                                                                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |          688   |                0 | FOR         |                                    688   | FOR                         |  |
| WATSCO, INC.                             | 942622200 | 06/02/2025     | To approve the advisory resolution regarding the compensation of our named executive officers.                                                                                                                                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |          279   |                0 | FOR         |                                    279   | FOR                         |  |

## N-PX: Signature Block

**Reporting Person:** Advisors Asset Management, INC.

**By (Signature):** John Webber

**By (Printed Signature):** John Webber

**By (Title):** Chief Compliance Officer

**Date:** 08/25/2025