# EDGAR Filing Document

**Accession Number:** 0000793597
**File Stem:** 0001752724-23-051866
**Filing Date:** 2023-3
**Character Count:** 69808
**Document Hash:** 865325f805f7dee9414009f0e80ae1fe
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-051866.hdr.sgml**: 20230310

**ACCESSION NUMBER**: 0001752724-23-051866

**CONFORMED SUBMISSION TYPE**: N-CEN

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230310

**DATE AS OF CHANGE**: 20230310

**EFFECTIVENESS DATE**: 20230310

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
- **CENTRAL INDEX KEY:** 0000793597
- **IRS NUMBER:** 000000000
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** N-CEN
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-04670
- **FILM NUMBER:** 23724021

**BUSINESS ADDRESS:**
- **STREET 1:** 875 THIRD AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022-6225
- **BUSINESS PHONE:** 212-454-4500

**MAIL ADDRESS:**
- **STREET 1:** 875 THIRD AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022-6225

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DEUTSCHE GLOBAL/INTERNATIONAL FUND, INC.
- **DATE OF NAME CHANGE:** 20140811

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DWS GLOBAL/INTERNATIONAL FUND, INC.
- **DATE OF NAME CHANGE:** 20060207

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GLOBAL/INTERNATIONAL FUND INC
- **DATE OF NAME CHANGE:** 19980605

## Series and Classes Contracts Data

### DWS RREEF Global Infrastructure Fund (Series ID: S000022444)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000064595 | Class A             | TOLLX           |
| C000064596 | Class C             | TOLCX           |
| C000064597 | Class S             | TOLSX           |
| C000064598 | Institutional Class | TOLIX           |
| C000148174 | Class R6            | TOLZX           |
| C000188507 | Class T             | TOLTX           |

## Internal

Report of Independent Registered Public Accounting Firm

To the Board of Directors of Deutsche DWS Global/International Fund, Inc.:

In planning and performing our audit of the financial statements of DWS RREEF Global Infrastructure Fund (the "Fund") (one of the funds constituting Deutsche DWS Global/International Fund, Inc.) (the "Corporation"), as of and for the year ended December 31, 2022, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Corporation's internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Corporation's internal control over financial reporting. Accordingly, we express no such opinion.

The management of the Corporation is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with U.S. generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with U.S. generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company's assets that could have a material effect on the financial statements.

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company's annual or interim financial statements will not be prevented or detected on a timely basis.

Our consideration of the Corporation's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Corporation's internal control over financial reporting and its operation, including controls over safeguarding securities that we consider to be a material weakness as defined above as of December 31, 2022.

------

This report is intended solely for the information and use of management and the Board of Directors of Deutsche DWS Global/International Fund, Inc. and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

/s/ ERNST & YOUNG, LLP

Boston, Massachusetts

February 23, 2023

# Form N-CEN: Annual Report for Registered Investment Companies

## N-CEN: Filer Information
**Submission Type:** N-CEN
**CIK:** 0000793597

## N-CEN: Series/Class (Contract) Information

**Series ID Record:1**
- **Series ID:** S000022444

**Class ID Record:1**
- **Class ID:** C000064595

**Class ID Record:2**
- **Class ID:** C000064596

**Class ID Record:3**
- **Class ID:** C000148174

**Class ID Record:4**
- **Class ID:** C000064598

**Class ID Record:5**
- **Class ID:** C000188507

**Class ID Record:6**
- **Class ID:** C000064597

### N-CEN: Part A: General Information

**Item A.1.a - Report for period ending:** 2022-12-31

**Item A.1.b - Does this report cover a period of less than 12 months?:** No

## N-CEN: Part B: Information About the Registrant

- **Item B.1.a - Full name of Registrant:** DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.

- **Item B.1.b - Investment Company Act file number:** 811-04670

- **Item B.1.c - CIK:** 0000793597

- **Item B.1.d - LEI:** JDI26AT9ZNOV5JZQ9F83

- **Item B.2.a - Street 1:** 875 Third Avenue

- **Item B.2.b - City:** NEW YORK

- **Item B.2.c - State:** NY

- **Item B.2.e - Zip Code:** 10022-6225

- **Item B.2.f - Telephone:** 212-454-4500

- **Item B.2.g - Public Website:** dws.com

### Item B.3 - Location of books and records

**Location books Record: 1**

- **a. Name of person (e.g., a custodian of records):** DWS International GmbH

- **b. Street 1:** Mainzer Landstrasse 11-17

- **c. City:** Frankfurt am Main

- **f. Zip code and zip code extension, or foreign postal code:** 60329

- **g. Telephone number:** 49-69-910-12371

- **h. Briefly describe the books and records kept at this location:** Book and records related to sub-advisory services.

**Location books Record: 2**

- **a. Name of person (e.g., a custodian of records):** DWS Investment Management Americas, Inc.

- **b. Street 1:** 5201 Gate Parkway

- **c. City:** Jacksonville

- **d. State, if applicable:** FL

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 32256-7284

- **g. Telephone number:** 904-279-8300

- **h. Briefly describe the books and records kept at this location:** Book and records related to advisory and administrative services.

**Location books Record: 3**

- **a. Name of person (e.g., a custodian of records):** Iron Mountain Incorporated

- **b. Street 1:** 12646 NW 115th Avenue

- **c. City:** Medley

- **d. State, if applicable:** FL

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 33178-3179

- **g. Telephone number:** 773-579-6210

- **h. Briefly describe the books and records kept at this location:** General books and records related to Registrant.

**Location books Record: 4**

- **a. Name of person (e.g., a custodian of records):** SS&C GIDS, Inc.

- **b. Street 1:** 333 West 11th Street

- **c. City:** Kansas City

- **d. State, if applicable:** MO

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 64105-1628

- **g. Telephone number:** 816-435-8655

- **h. Briefly describe the books and records kept at this location:** Book and records related to sub-transfer agency services and shareholder services.

**Location books Record: 5**

- **a. Name of person (e.g., a custodian of records):** Brown Brothers Harriman & Co.

- **b. Street 1:** 50 Post Office Square

- **c. City:** Boston

- **d. State, if applicable:** MA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 02110-1543

- **g. Telephone number:** 617-772-1818

- **h. Briefly describe the books and records kept at this location:** Book and records related to custodian and accounting services.

**Location books Record: 6**

- **a. Name of person (e.g., a custodian of records):** DWS Distributors, Inc.

- **b. Street 1:** 222 South Riverside Plaza

- **c. City:** Chicago

- **d. State, if applicable:** IL

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 60606-5808

- **g. Telephone number:** 312-537-4511

- **h. Briefly describe the books and records kept at this location:** Book and records related to distributor services.

**Location books Record: 7**

- **a. Name of person (e.g., a custodian of records):** RREEF America L.L.C.

- **b. Street 1:** 222 South Riverside Plaza

- **c. City:** Chicago

- **d. State, if applicable:** IL

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 60606-5808

- **g. Telephone number:** 312-266-9300

- **h. Briefly describe the books and records kept at this location:** Book and records related to sub-advisory services.

**Location books Record: 8**

- **a. Name of person (e.g., a custodian of records):** DWS Investment Management Americas, Inc.

- **b. Street 1:** 875 Third Avenue

- **c. City:** New York

- **d. State, if applicable:** NY

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 10022-6225

- **g. Telephone number:** 212-454-4500

- **h. Briefly describe the books and records kept at this location:** Book and records related to advisory and administrative services.

**Location books Record: 9**

- **a. Name of person (e.g., a custodian of records):** DWS Investment Management Americas, Inc.

- **b. Street 1:** 100 Summer Street

- **c. City:** Boston

- **d. State, if applicable:** MA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 02110-2146

- **g. Telephone number:** 212-454-4500

- **h. Briefly describe the books and records kept at this location:** Book and records related to advisory and administrative services.

**Location books Record: 10**

- **a. Name of person (e.g., a custodian of records):** State Street Bank and Trust Company

- **b. Street 1:** State Street Financial Center

- **Street 2:** One Lincoln Street

- **c. City:** Boston

- **d. State, if applicable:** MA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 02111-2900

- **g. Telephone number:** 617-786-3000

- **h. Briefly describe the books and records kept at this location:** Book and records related to sub-accounting and sub-administrator services.

- **Item B.4.a - Is this the first filing by the Registrant?:** No

- **Item B.4.b - Is this the last filing by the Registrant?:** No

- **Item B.5.a - Is the Registrant part of a family of investment companies?:** Yes

- **Item B.5.a.i - Full name of family of investment companies:** DWS Funds

### Item B.6 - Organization

- [x] a. Open-end management investment company registered under the Act on Form N-1A

- [ ] b. Closed-end management investment company registered under the Act on Form N-2

- [ ] c. Separate account offering variable annuity contracts which is registered under the Act as a management investment company on Form N-3

- [ ] d. Separate account offering variable annuity contracts which is registered under the Act as a unit investment trust on Form N-4

- [ ] e. Small business investment company registered under the Act on Form N-5

- [ ] f. Separate account offering variable insurance contracts which is registered under the Act as a unit investment trust on Form N-6

- [ ] g. Unit investment trust registered under the Act on Form N-8B-2

- **Item B.6.i - Total number of Series:** 6

- **Item B.7 - Is the Registrant the issuer of a class of securities registered under the Securities Act?:** Yes

### Item B.8 - Directors

| Name                   | Is Interested Person?   | Other Investment Company File Numbers                                                                                                                                                                                                                       |
|:---|:---|:---|
| Dr. Richard J. Herring | No                      | 811-01236, 811-04049, 811-05655, 811-06698, 811-00042, 811-03495, 811-05970, 811-00642, 811-06142, 811-06073, 811-04257, 811-05767, 811-08606, 811-03657, 811-06071, 811-02671, 811-07507, 811-05002, 811-02527, 811-06103, 811-02021, 811-03632, 811-00043 |
| John W. Ballantine     | No                      | 811-02021, 811-02671, 811-03632, 811-06698, 811-00042, 811-02527, 811-01236, 811-05002, 811-00642, 811-03495, 811-00043, 811-04049, 811-05767, 811-08606, 811-03657, 811-07507, 811-06071, 811-04257, 811-05970, 811-05655, 811-06103, 811-06073            |
| Rebecca W. Rimel       | No                      | 811-02021, 811-07507, 811-06073, 811-03495, 811-04257, 811-05655, 811-06698, 811-00043, 811-02671, 811-01236, 811-08606, 811-06071, 811-02527, 811-00042, 811-06103, 811-03657, 811-05767, 811-05002, 811-03632, 811-00642, 811-04049, 811-05970            |
| Keith R. Fox, CFA      | No                      | 811-00043, 811-03495, 811-06103, 811-06698, 811-04257, 811-00642, 811-06073, 811-05767, 811-05002, 811-03632, 811-08606, 811-02021, 811-05970, 811-05655, 811-06071, 811-02671, 811-07507, 811-01236, 811-00042, 811-03657, 811-02527, 811-04049            |
| Catherine Schrand      | No                      | 811-00642, 811-00042, 811-04257, 811-06071, 811-04049, 811-03632, 811-05970, 811-07507, 811-06698, 811-00043, 811-06103, 811-05002, 811-01236, 811-02671, 811-08606, 811-03495, 811-02021, 811-06073, 811-05655, 811-05767, 811-03657, 811-02527            |
| William N. Searcy, Jr. | No                      | 811-00043, 811-03657, 811-00042, 811-06073, 811-01236, 811-03632, 811-06103, 811-05655, 811-07507, 811-03495, 811-05767, 811-02527, 811-05970, 811-04257, 811-04049, 811-05002, 811-06698, 811-06071, 811-02671, 811-00642, 811-02021, 811-08606            |
| Dawn-Marie Driscoll    | No                      | 811-05002, 811-04257, 811-06071, 811-03632, 811-07507, 811-04049, 811-01236, 811-00043, 811-03495, 811-02527, 811-02671, 811-05970, 811-05767, 811-05655, 811-02021, 811-00042, 811-06073, 811-03657, 811-00642, 811-06698, 811-08606, 811-06103            |
| Chad D. Perry          | No                      | 811-00642, 811-04049, 811-02021, 811-05002, 811-01236, 811-05655, 811-07507, 811-02527, 811-02671, 811-04257, 811-03495, 811-00043, 811-06071, 811-06698, 811-03632, 811-08606, 811-05970, 811-03657, 811-05767, 811-06073, 811-00042, 811-06103            |

### Item B.9. Chief compliance officer.

**Chief compliance officer Record: 1**

- **a. Full Name:** Scott D. Hogan

- **b. CRD Number, if any:** N/A

- **c. Street Address 1:** 100 Summer Street

- **d. City:** Boston

- **e. State, if applicable:** MA

- **f. Foreign country, if applicable:** US

- **g. Zip code:** 02110

- **h. Telephone number:** XXXXXX

- **i. Has the chief compliance officer changed since the last filing?:** No

If the chief compliance officer is compensated or employed by any person other than the Registrant, provide:

**CCO employer Record: 1**

- **i. Name of the person:** —

- **ii. Person’s IRS Employer Identification Number:** —

### Item B.10. Matters for security holder vote.

- **Were any matters submitted by the Registrant for its security holders’ vote during the reporting period?** No

- **Item B.11.a - Have there been any material legal proceedings?:** No

- **Item B.11.b - Has any proceeding previously reported been terminated?:** No

- **Item B.12.a - Were any claims with respect to the Registrant filed under a fidelity bond?:** No

- **Item B.13.a - Are the Registrant's officers or directors covered under any insurance policy?:** Yes

- **Item B.13.a.i - If yes, were any claims filed under the policy during the reporting period?:** No

- **Item B.14 - Did an affiliated person provide any form of financial support to the Registrant?:** No

- **Item B.15.a.i - Release numbers:**
  - IC-30172
  - IC-24391
  - IC-23401

### Item B.16. Principal underwriters.

**Principal underwriter Record: 1**

- **i. Full name:** DWS Distributors, Inc.

- **ii. SEC file number:** 8-47765

- **iii. CRD number:** 000037306

- **iv. LEI, if any:** 5299007T18XBURKJ1V64

- **v. State, if applicable:** IL

- **vi. Foreign country, if applicable:** US

- **vii. Is the principal underwriter an affiliated person...?:** Yes

- **b. Have any principal underwriters been hired or terminated during the reporting period?** No

### Item B.17. Independent public accountant.

**Public accountant Record: 1**

- **a. Full Name:** Ernst & Young LLP

- **b. PCAOB Number:** 42

- **c. LEI, if any:** N/A

- **d. State, if applicable:** DE

- **e. Foreign country, if applicable:** US

- **f. Has the independent public accountant changed since the last filing?** No

- **Item B.18 - Did an independent public accountant's report on internal control note any material weaknesses?:** No

- **Item B.19 - Did an independent public accountant issue an opinion other than an unqualified opinion?:** No

- **Item B.20 - Have there been material changes in the method of valuation?:** No

- **Item B.21 - Have there been any changes in accounting principles or practices?:** No

- **Item B.22.a - Were any payments made to shareholders as a result of an error in calculating NAV?:** No

## Part C: Additional Questions for Management Investment Companies

### Management Investment Record: 1 - DWS RREEF Global Infrastructure Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** DWS RREEF Global Infrastructure Fund

- **b. Series identification number, if any:** S000022444

- **c. LEI:** 549300PVLPCCDJRWQR23

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 5

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 1

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class A                 | C000064595                                | TOLLX                        |
|                           2 | Class C                 | C000064596                                | TOLCX                        |
|                           3 | Class R6                | C000148174                                | TOLZX                        |
|                           4 | Institutional Class     | C000064598                                | TOLIX                        |
|                           5 | Class S                 | C000064597                                | TOLSX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Brown Brothers Harriman & Co.

- **ii. LEI, if any:** 5493006KMX1VFTPYPW14

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** DWS Government & Agency Securities Portfolio

- **ii. LEI, if any:** 549300OC2RCD3PND7366

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** No

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $19,168,705.98

- **g. Provide the net income from securities lending activities:** $199,470.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 22d-1 (17 CFR 270.22d-1)

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** DWS Investment Management Americas, Inc.

- **ii. SEC file number:** 801-252

- **iii. CRD number:** 000104518

- **iv. LEI, if any:** CZ83K4EEEX8QVCT3B128

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** RREEF America L.L.C.

- **ii. SEC file number:** 801-55209

- **iii. CRD number:** 000109596

- **iv. LEI, if any:** 529900ETVH54K2OIRO19

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** DWS Service Company

- **ii. SEC file number:** 84-1713

- **iii. LEI, if any:** 529900CQVDVATODQA941

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C GIDS, Inc.

- **ii. SEC file number:** 84-00448

- **iii. LEI, if any:** 21B7QCD05XOK0YTYOP98

- **iv. State, if applicable:** MO

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** IHS Markit Ltd.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300HLPTRASHS0E726

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** HSBC Bank Australia Limited

- **ii. LEI, if any:** DY9DBNI4W8J63Z298033

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Singapore, SG, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch)

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** UniCredit Bank Austria AG

- **ii. LEI, if any:** D1HEB8VEU6D9M8ZUXG17

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** MUFG Bank, Ltd.

- **ii. LEI, if any:** C3GTMMZIHMY46P4OIX74

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Citibank Korea Inc.

- **ii. LEI, if any:** 745P3MMS7E8CUVXDRJ82

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** BNP Paribas Securities Services (Milan, Milano, IT, Branch)

- **ii. LEI, if any:** 549300WCGB70D06XZS54

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** Credit Suisse (Schweiz) AG

- **ii. LEI, if any:** 549300CWR0W0BCS9Q144

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** HSBC Continental Europe (Athens, Attica, GR, Branch)

- **ii. LEI, if any:** F0HUI1NY1AZMJMD8LP67

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** RBC Investor Services Trust

- **ii. LEI, if any:** 5493002MUOV04NSPT571

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** BNP Paribas Securities Services (Brussels, Brussels-Capital, BE, Branch)

- **ii. LEI, if any:** 549300WCGB70D06XZS54

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** Citibank, National Association (Jakarta, Jakarta, ID, Branch)

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** Citibank, National Association (Mumbai, Maharashtra, IN, Branch)

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** Standard Chartered Bank (China) Limited

- **ii. LEI, if any:** 549300VGE7QN15BPTZ72

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** CACEIS Bank

- **ii. LEI, if any:** 96950023SCR9X9F3L662

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** Brown Brothers Harriman & Co.

- **ii. LEI, if any:** 5493006KMX1VFTPYPW14

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 20**

- **i. Full name:** BNP Paribas Securities Services (Frankfurt am Main, Hessen, DE, Branch)

- **ii. LEI, if any:** 549300WCGB70D06XZS54

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex

- **ii. LEI, if any:** 2SFFM4FUIE05S37WFU55

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** Banco Bilbao Vizcaya Argentaria Sociedad Anonima

- **ii. LEI, if any:** K8MS7FD7N5Z2WQ51AZ71

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** BNP Paribas Securities Services (Amsterdam, Noord Holland, NL, Branch)

- **ii. LEI, if any:** 549300WCGB70D06XZS54

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 24**

- **i. Full name:** HSBC Bank PLC

- **ii. LEI, if any:** MP6I5ZYZBEU3UXPYFY54

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 25**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 26**

- **i. Full name:** Skandinaviska Enskilda Banken A/S

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 27**

- **i. Full name:** BNP Paribas Securities Services (Lisbon, Lisboa, PT, Branch)

- **ii. LEI, if any:** 549300WCGB70D06XZS54

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** DWS Service Company

- **ii. LEI, if any:** 529900CQVDVATODQA941

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C GIDS, Inc.

- **ii. LEI, if any:** 21B7QCD05XOK0YTYOP98

- **iii. State, if applicable:** MO

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any, or other identifying number:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** DWS Investment Management Americas, Inc.

- **ii. LEI, if any, or other identifying number:** CZ83K4EEEX8QVCT3B128

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Deutsche Bank Aktiengesellschaft (Yau Tsim Mong, Kowloon, HK, Branch)

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 7LTWFZYICNSX8D621K86

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Deutsche Bank Aktiengesellschaft (Prague, Prague, CZ, Branch)

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 7LTWFZYICNSX8D621K86

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Deutsche Bank Securities Inc. (San Francisco, CA, US, Branch)

- **b. SEC file number:** 8-17822

- **c. CRD number:** 000002525

- **d. LEI, if any:** 9J6MBOOO7BECTDTUZW19

- **e. State, if applicable:** CA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch)

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 7LTWFZYICNSX8D621K86

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch)

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 7LTWFZYICNSX8D621K86

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Deutsche Bank Aktiengesellschaft (Stockholm, Stockholm, SE, Branch)

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 7LTWFZYICNSX8D621K86

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Deutsche Equities India Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 529900K9ENYPTKECK071

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Deutsche Bank Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 529900AZS6GG6GBDMN90

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Deutsche Bank Securities Inc. (Los Angeles, CA, US, Branch)

- **b. SEC file number:** 8-17822

- **c. CRD number:** 000002525

- **d. LEI, if any:** 9J6MBOOO7BECTDTUZW19

- **e. State, if applicable:** CA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Limited Liability Company 'Deutsche Bank'

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 529900EHFBA8MNCV8M81

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Deutsche Securities Asia Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 529900D90NAWLSQNTI12

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Deutsche Bank Securities Inc.

- **b. SEC file number:** 8-17822

- **c. CRD number:** 000002525

- **d. LEI, if any:** 9J6MBOOO7BECTDTUZW19

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Deutsche Securities Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 529900CK34A0NLD3NN83

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch)

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 7LTWFZYICNSX8D621K86

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch)

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 7LTWFZYICNSX8D621K86

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** HGI (USA) Investments LLC

- **b. SEC file number:** 8-69176

- **c. CRD number:** 000165614

- **d. LEI, if any:** 0005137684

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch)

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 7LTWFZYICNSX8D621K86

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** DWS Distributors, Inc. (New York, NY, US, Branch)

- **b. SEC file number:** 8-47765

- **c. CRD number:** 000037306

- **d. LEI, if any:** 5299007T18XBURKJ1V64

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** DWS Distributors, Inc. (San Francisco, CA, US, Branch)

- **b. SEC file number:** 8-47765

- **c. CRD number:** 000037306

- **d. LEI, if any:** 5299007T18XBURKJ1V64

- **e. State, if applicable:** CA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Deutsche Bank Societa per Azioni

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 529900SS7ZWCX82U3W60

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** DWS Distributors, Inc.

- **b. SEC file number:** 8-47765

- **c. CRD number:** 000037306

- **d. LEI, if any:** 5299007T18XBURKJ1V64

- **e. State, if applicable:** IL

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** DB International (Asia) Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 529900396G5HWCV38G39

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Yieldbroker Pty Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300QRJM24CLE17N18

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** DWS Investments Hong Kong Limited

- **b. SEC file number:** N/A

- **c. CRD number:** 000139666

- **d. LEI, if any:** 529900RX8DKTJ81MHL26

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 7LTWFZYICNSX8D621K86

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 26**

- **a. Full name:** Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch)

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 7LTWFZYICNSX8D621K86

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 27**

- **a. Full name:** Deutsche Capital Markets Australia Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 529900J30GWJRSJWJL27

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 28**

- **a. Full name:** Deutsche Bank Securities Inc. (Miami, FL, US, Branch)

- **b. SEC file number:** 8-17822

- **c. CRD number:** 000002525

- **d. LEI, if any:** 9J6MBOOO7BECTDTUZW19

- **e. State, if applicable:** FL

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 29**

- **a. Full name:** TFS-ICAP Holdings Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 30**

- **a. Full name:** DWS Distributors, Inc. (Boston, MA, US, Branch)

- **b. SEC file number:** 8-47765

- **c. CRD number:** 000037306

- **d. LEI, if any:** 5299007T18XBURKJ1V64

- **e. State, if applicable:** MA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 31**

- **a. Full name:** Deutsche Bank Securities Inc. (Chicago, IL, US, Branch)

- **b. SEC file number:** 8-17822

- **c. CRD number:** 000002525

- **d. LEI, if any:** 9J6MBOOO7BECTDTUZW19

- **e. State, if applicable:** IL

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 32**

- **a. Full name:** Deutsche Bank Aktiengesellschaft (Athens, Attica, GR, Branch)

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 7LTWFZYICNSX8D621K86

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 33**

- **a. Full name:** Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch)

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 7LTWFZYICNSX8D621K86

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 34**

- **a. Full name:** Deutsche Bank Aktiengesellschaft

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 7LTWFZYICNSX8D621K86

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 35**

- **a. Full name:** Deutsche Bank Securities Inc. (Boston, MA, US, Branch)

- **b. SEC file number:** 8-17822

- **c. CRD number:** 000002525

- **d. LEI, if any:** 9J6MBOOO7BECTDTUZW19

- **e. State, if applicable:** MA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 36**

- **a. Full name:** Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch)

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 7LTWFZYICNSX8D621K86

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 37**

- **a. Full name:** Deutsche Bank Aktiengesellschaft (Riyadh, Riyadh, SA, Branch)

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 7LTWFZYICNSX8D621K86

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 38**

- **a. Full name:** Deutsche Bank, Sociedad Anonima Espanola

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 529900SICIK5OVMVY186

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 39**

- **a. Full name:** Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch)

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 7LTWFZYICNSX8D621K86

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 40**

- **a. Full name:** TFS-ICAP, LLC

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300E9RR7X18FR6M91

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 41**

- **a. Full name:** Deutsche Securities Korea Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 529900J0N5FYROZOL786

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 42**

- **a. Full name:** Deutsche Oppenheim Family Office AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5299003G9CMV5CY1FU81

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 43**

- **a. Full name:** Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 7LTWFZYICNSX8D621K86

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 44**

- **a. Full name:** DWS Distributors, Inc. (Jacksonville, FL, US, Branch)

- **b. SEC file number:** 8-47765

- **c. CRD number:** 000037306

- **d. LEI, if any:** 5299007T18XBURKJ1V64

- **e. State, if applicable:** FL

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 45**

- **a. Full name:** DWS Investments Japan Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 529900GOHDG5JKIJXT78

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 46**

- **a. Full name:** Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 7LTWFZYICNSX8D621K86

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 47**

- **a. Full name:** Deutsche Securities, S.A. de C.V., Casa de Bolsa

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 529900G9Z4I79FGUE649

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 48**

- **a. Full name:** Deutsche Bank Securities Inc. (Jacksonville, FL, US, Branch)

- **b. SEC file number:** 8-17822

- **c. CRD number:** 000002525

- **d. LEI, if any:** 9J6MBOOO7BECTDTUZW19

- **e. State, if applicable:** FL

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 49**

- **a. Full name:** Deutsche Securities Saudi Arabia LLC

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 529900CKC4TXHVRKX638

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 50**

- **a. Full name:** DWS Distributors, Inc. (Costa Mesa, CA, US, Branch)

- **b. SEC file number:** 8-47765

- **c. CRD number:** 000037306

- **d. LEI, if any:** 5299007T18XBURKJ1V64

- **e. State, if applicable:** CA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $103,122.72

**Brokers Record: 2**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $83,711.66

**Brokers Record: 3**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $75,969.05

**Brokers Record: 4**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $25,271.44

**Brokers Record: 5**

- **i. Full name of broker:** Credit Suisse Securities (USA) LLC

- **ii. SEC file number:** 8-422

- **iii. CRD number:** 000000816

- **iv. LEI, if any:** 1V8Y6QCX6YMJ2OELII46

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $14,456.99

**Brokers Record: 6**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $92,131.42

**Brokers Record: 7**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 8-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $73,735.11

**Brokers Record: 8**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $69,636.63

**Brokers Record: 9**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 8-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $22,522.35

**Brokers Record: 10**

- **i. Full name of broker:** Scotia Capital (USA) Inc.

- **ii. SEC file number:** 8-3716

- **iii. CRD number:** 000002739

- **iv. LEI, if any:** 549300BLWPABP1VNME36

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11,766.22

**Aggregate Commission:** $603,408.37

**Item C.17.a. Principal transaction counterparties.**

| Name                                     | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| RBC Capital Markets, LLC                 | 8-45411           |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $865,018.09               |
| Morgan Stanley & Co. LLC                 | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $1,111,993.75             |
| J.P. Morgan Securities LLC               | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $8,814,080.00             |
| Brown Brothers Harriman Investments, LLC | 8-69731           |    000282732 | N/A                  | NY      | US        | $433,602,133.12           |
| Barclays Capital Inc.                    | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $1,891,953.00             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $446,285,177.96

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $1,385,226,054.56

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $375,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 2 Name of institution:** Brown Brothers Harriman & Co

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 4 Name of institution:** BNP Paribas

  - **Line Institutions Record: 5 Name of institution:** Bank of America, N.A.

  - **Line Institutions Record: 6 Name of institution:** The Bank of New York Mellon

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                 | SEC File number   |
|:---|:---|
| DWS CROCI(R) Equity Dividend Fund            | 811-00043         |
| DWS Government Money Market VIP              | 811-05002         |
| DWS Short-Term Municipal Bond Fund           | 811-02671         |
| DWS Global High Income Fund                  | 811-04049         |
| DWS Health and Wellness Fund                 | 811-02021         |
| DWS Small Cap Core Fund                      | 811-00043         |
| DWS Small Cap Growth Fund                    | 811-00043         |
| DWS Equity Sector Strategy Fund              | 811-08606         |
| DWS Central Cash Management Government Fund  | 811-06103         |
| DWS Intermediate Tax-Free Fund               | 811-03632         |
| DWS International Growth VIP                 | 811-05002         |
| DWS High Income Fund                         | 811-04049         |
| DWS Enhanced Commodity Strategy Fund         | 811-02021         |
| DWS ESG Liquidity Fund                       | 811-06103         |
| DWS Core Equity VIP                          | 811-04257         |
| DWS International Growth Fund                | 811-04670         |
| DWS Global Income Builder VIP                | 811-05002         |
| DWS Floating Rate Fund                       | 811-00042         |
| DWS Global Macro Fund                        | 811-00642         |
| DWS Multi-Asset Conservative Allocation Fund | 811-08606         |
| DWS Capital Growth VIP                       | 811-04257         |
| DWS Small Mid Cap Value VIP                  | 811-05002         |
| DWS Large Cap Focus Growth Fund              | 811-00043         |
| DWS RREEF Real Estate Securities Fund        | 811-02021         |
| DWS CROCI(R) U.S. VIP                        | 811-05002         |
| DWS RREEF Real Assets Fund                   | 811-01236         |
| DWS CROCI(R) U.S. Fund                       | 811-00043         |
| DWS ESG Global Bond Fund                     | 811-04670         |
| DWS Capital Growth Fund                      | 811-00043         |
| DWS ESG International Core Equity Fund       | 811-04670         |
| DWS Small Cap Index VIP                      | 811-07507         |
| DWS RREEF Global Real Estate Securities Fund | 811-02021         |
| DWS Money Market Prime Series                | 811-02527         |
| DWS Core Equity Fund                         | 811-00043         |
| DWS Emerging Markets Equity Fund             | 811-00642         |
| DWS California Tax-Free Income Fund          | 811-03657         |
| DWS Multi-Asset Moderate Allocation Fund     | 811-08606         |
| DWS Emerging Markets Fixed Income Fund       | 811-04670         |
| DWS Global Small Cap VIP                     | 811-04257         |
| DWS CROCI(R) International VIP               | 811-04257         |
| DWS Massachusetts Tax-Free Fund              | 811-03657         |
| DWS Equity 500 Index VIP                     | 811-07507         |
| DWS New York Tax-Free Income Fund            | 811-03657         |
| DWS Treasury Portfolio                       | 811-06103         |
| DWS ESG Core Equity Fund                     | 811-00043         |
| DWS Science and Technology Fund              | 811-02021         |
| DWS Latin America Equity Fund                | 811-00642         |
| DWS Communications Fund                      | 811-02021         |
| DWS Government & Agency Securities Portfolio | 811-05970         |
| DWS Small Mid Cap Growth VIP                 | 811-05002         |
| DWS Global Small Cap Fund                    | 811-04670         |
| GOVERNMENT CASH MANAGEMENT PORTFOLIO         | 811-06073         |
| DWS Total Return Bond Fund                   | 811-00042         |
| DWS Short Duration Fund                      | 811-04049         |
| DWS Tax-Exempt Portfolio                     | 811-05970         |
| DWS Strategic High Yield Tax-Free Fund       | 811-02671         |
| DWS High Income VIP                          | 811-05002         |
| DWS GNMA Fund                                | 811-04049         |
| DWS Global Income Builder Fund               | 811-01236         |
| DEUTSCHE DWS EQUITY 500 INDEX PORTFOLIO      | 811-06698         |
| DWS CROCI (R) International Fund             | 811-00642         |
| DWS Managed Municipal Bond Fund              | 811-02671         |

- **v. Did the Fund draw on the line of credit this period?** —

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

## N-CEN: Part G: Attachments

**Item G.1a. Attachments.**

Attachments applicable to all Registrants. All Registrants shall file the following attachments, as applicable, with the current report. Indicate the attachments filed with the current report by checking the applicable items below:

- [ ] i. Legal proceedings

- [ ] ii. Provision of financial support

- [x] iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only)

- [ ] iv. Change in accounting principles and practices

- [ ] v. Information required to be filed pursuant to exemptive orders

- [ ] vi. Other information required to be included as an attachment pursuant to Commission rules and regulations

## N-CEN: Signature

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to a be signed on its behalf by the undersigned hereunto duly authorized.

**Registrant:** DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.

**Date:** 2023-03-03

**Signature:** Diane Kenneally

**Title:** Treasurer and Chief Financial Officer