# EDGAR Filing Document

**Accession Number:** 0001132716
**File Stem:** 0001132716-25-000019
**Filing Date:** 2025-8
**Character Count:** 35602
**Document Hash:** dd6c862deab4c5cb702353d783d33f36
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001132716-25-000019.hdr.sgml**: 20250814

**ACCESSION NUMBER**: 0001132716-25-000019

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250814

**DATE AS OF CHANGE**: 20250814

**EFFECTIVENESS DATE**: 20250814

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)
- **CENTRAL INDEX KEY:** 0001132716

**ORGANIZATION NAME:**
- **EIN:** 061569842
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-06327
- **FILM NUMBER:** 251215151

**BUSINESS ADDRESS:**
- **STREET 1:** ONE NORTH WACKER DRIVE 31ST FLOOR
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** 3125256000

**MAIL ADDRESS:**
- **STREET 1:** ONE NORTH WACKER DRIVE 31ST FLOOR
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UBS OCONNOR LLC
- **DATE OF NAME CHANGE:** 20010118

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 06-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** OCONNOR A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)<br>**Address:** ONE NORTH WACKER DRIVE 31ST FLOOR<br>CHICAGO, IL 60606

**Form 13F File Number:** 028-06327

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Charles Mathys<br>**Title:** O'Connor CCO<br>**Phone:** 312-525-4114

**Signature, Place, and Date of Signing:**

Charles Mathys  Chicago, IL  08-14-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 354

**Form 13F Information Table Value Total:** $1952323692

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ADT INC DE | COM | 00090Q103 |  | 1944771 | 229607 | SH |  | DFND |  | 229607 | 0 | 0 |
| ACM RESH I | COMCL | 00108J109 |  | 2385934 | 92121 | SH |  | DFND |  | 92121 | 0 | 0 |
| AMC ENTMT | CLANE | 00165C302 |  | 123033 | 39688 | SH |  | DFND |  | 39688 | 0 | 0 |
| ABBVIE INC | COM | 00287Y109 |  | 2468189 | 13297 | SH |  | DFND |  | 13297 | 0 | 0 |
| ACADIA PHA | COM | 004225108 |  | 927510 | 43000 | SH |  | DFND |  | 43000 | 0 | 0 |
| ACCEL ENTE | COMCL | 00436Q106 |  | 2903989 | 246728 | SH |  | DFND |  | 246728 | 0 | 0 |
| ADAPTIVE B | COM | 00650F109 |  | 855588 | 73441 | SH |  | DFND |  | 73441 | 0 | 0 |
| ADVANCE AU | COM | 00751Y106 |  | 16740 | 12000 | SH | Put | DFND |  | 12000 | 0 | 0 |
| ADVANCED M | COM | 007903107 |  | 7793290 | 54921 | SH |  | DFND |  | 54921 | 0 | 0 |
| AGIOS PHAR | COM | 00847X104 |  | 1889501 | 56810 | SH |  | DFND |  | 56810 | 0 | 0 |
| AIR PRODS | COM | 009158106 |  | 9724018 | 34475 | SH |  | DFND |  | 34475 | 0 | 0 |
| AKAMAI TEC | NOTE0 | 00971TAL5 |  | 9234000 | 9500000 | PRN |  | DFND |  | 9500000 | 0 | 0 |
| ALIGN TECH | COM | 016255101 |  | 2414904 | 12755 | SH |  | DFND |  | 12755 | 0 | 0 |
| ALPHATEC H | COMNE | 02081G201 |  | 1321943 | 119094 | SH |  | DFND |  | 119094 | 0 | 0 |
| AMAZON COM | COM | 023135106 |  | 9475454 | 43190 | SH |  | DFND |  | 43190 | 0 | 0 |
| ROYALTY MG | *WEXP | 02369M110 |  | 6584 | 221686 | SH |  | DFND |  | 221686 | 0 | 0 |
| AMERICAN A | COM | 02376R102 |  | 4408950 | 10810000 | SH | Put | DFND |  | 10810000 | 0 | 0 |
| AMERICAN W | NOTE3 | 03040WBE4 |  | 16080000 | 16000000 | PRN |  | DFND |  | 16000000 | 0 | 0 |
| AMETEK INC | COM | 031100100 |  | 1101142 | 6085 | SH |  | DFND |  | 6085 | 0 | 0 |
| ANAPTYSBIO | COM | 032724106 |  | 855322 | 38528 | SH |  | DFND |  | 38528 | 0 | 0 |
| ANNEXON IN | COM | 03589W102 |  | 1182475 | 492698 | SH |  | DFND |  | 492698 | 0 | 0 |
| ANSYS INC | COM | 03662Q105 |  | 173091401 | 492829 | SH |  | DFND |  | 492829 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 279350 | 74000 | SH | Call | DFND |  | 74000 | 0 | 0 |
| APPLIED MA | COM | 038222105 |  | 5492100 | 30000 | SH |  | DFND |  | 30000 | 0 | 0 |
| ARCUS BIOS | COM | 03969F109 |  | 431216 | 52975 | SH |  | DFND |  | 52975 | 0 | 0 |
| ARGENX SE | SPONS | 04016X101 |  | 1207723 | 2191 | SH |  | DFND |  | 2191 | 0 | 0 |
| ARVINAS IN | COM | 04335A105 |  | 368000 | 50000 | SH |  | DFND |  | 50000 | 0 | 0 |
| ASTRAZENEC | SPONS | 046353108 |  | 3004700 | 42998 | SH |  | DFND |  | 42998 | 0 | 0 |
| AUTOLUS TH | SPONA | 05280R100 |  | 1288200 | 565000 | SH |  | DFND |  | 565000 | 0 | 0 |
| AXOGEN INC | COM | 05463X106 |  | 23750 | 50000 | SH | Call | DFND |  | 50000 | 0 | 0 |
| AXOGEN INC | COM | 05463X106 |  | 883505 | 81429 | SH |  | DFND |  | 81429 | 0 | 0 |
| AXSOME THE | COM | 05464T104 |  | 668096 | 6400 | SH |  | DFND |  | 6400 | 0 | 0 |
| B  G FOOD | COM | 05508R106 |  | 127800 | 113600 | SH | Put | DFND |  | 113600 | 0 | 0 |
| BAKER HUGH | CLA | 05722G100 |  | 3067200 | 80000 | SH |  | DFND |  | 80000 | 0 | 0 |
| BANCO BBVA | SPONS | 058934100 |  | 3168385 | 192490 | SH |  | DFND |  | 192490 | 0 | 0 |
| BANCO SANT | SPADR | 05965X109 |  | 3021179 | 119793 | SH |  | DFND |  | 119793 | 0 | 0 |
| BAXTER INT | COM | 071813109 |  | 2688470 | 88787 | SH |  | DFND |  | 88787 | 0 | 0 |
| BECTON DIC | COM | 075887109 |  | 2602181 | 15107 | SH |  | DFND |  | 15107 | 0 | 0 |
| BEONE MEDI | SPONS | 07725L102 |  | 2269890 | 9377 | SH |  | DFND |  | 9377 | 0 | 0 |
| BEYOND MEA | NOTE3 | 08862EAB5 |  | 2549390 | 29000000 | PRN |  | DFND |  | 29000000 | 0 | 0 |
| BICYCLE TH | COM | 088786108 |  | 11250 | 50000 | SH | Call | DFND |  | 50000 | 0 | 0 |
| BICYCLE TH | SPONS | 088786108 |  | 999410 | 143800 | SH |  | DFND |  | 143800 | 0 | 0 |
| BILIBILI I | SPONS | 090040106 |  | 927284 | 43230 | SH |  | DFND |  | 43230 | 0 | 0 |
| BIOGEN INC | COM | 09062X103 |  | 30000 | 20000 | SH | Call | DFND |  | 20000 | 0 | 0 |
| BLUEPRINT | COM | 09627Y109 |  | 219647582 | 1713587 | SH |  | DFND |  | 1713587 | 0 | 0 |
| BOEING CO | COM | 097023105 |  | 5798743 | 27675 | SH |  | DFND |  | 27675 | 0 | 0 |
| BOLT PROJS | *WEXP | 09769B115 |  | 2396 | 110914 | SH |  | DFND |  | 110914 | 0 | 0 |
| BOREALIS F | *WEXP | 09973D113 |  | 6310 | 70030 | SH |  | DFND |  | 70030 | 0 | 0 |
| BRAND ENGA | *WEXP | 104932116 |  | 4673 | 150251 | SH |  | DFND |  | 150251 | 0 | 0 |
| BRIDGEBIO | COM | 10806X102 |  | 594632 | 13771 | SH |  | DFND |  | 13771 | 0 | 0 |
| BRISTOL-MY | COM | 110122108 |  | 9000 | 40000 | SH | Call | DFND |  | 40000 | 0 | 0 |
| BRITISH AM | SPONS | 110448107 |  | 3910925 | 82631 | SH |  | DFND |  | 82631 | 0 | 0 |
| BROADCOM I | COM | 11135F101 |  | 7388523 | 26804 | SH |  | DFND |  | 26804 | 0 | 0 |
| B2GOLD COR | COM | 11777Q209 |  | 6441742 | 1784416 | SH |  | DFND |  | 1784416 | 0 | 0 |
| CADENCE DE | COM | 127387108 |  | 8135160 | 26400 | SH |  | DFND |  | 26400 | 0 | 0 |
| CALUMET IN | COM | 131428104 |  | 234425 | 175000 | SH | Put | DFND |  | 175000 | 0 | 0 |
| CAMECO COR | COM | 13321L108 |  | 1855750 | 25000 | SH |  | DFND |  | 25000 | 0 | 0 |
| CAPRICOR T | COM | 14070B309 |  | 43725 | 33000 | SH | Put | DFND |  | 33000 | 0 | 0 |
| CAPRICOR T | COMNE | 14070B309 |  | 169346 | 17054 | SH |  | DFND |  | 17054 | 0 | 0 |
| LONGEVITY | *WEXP | 142922111 |  | 11286 | 371250 | SH |  | DFND |  | 371250 | 0 | 0 |
| CATERPILLA | COM | 149123101 |  | 1630482 | 4200 | SH |  | DFND |  | 4200 | 0 | 0 |
| CEMEX SAB | SPONA | 151290889 |  | 2078099 | 299870 | SH |  | DFND |  | 299870 | 0 | 0 |
| CENTERPOIN | COM | 15189T107 |  | 19274355 | 524615 | SH |  | DFND |  | 524615 | 0 | 0 |
| CG ONCOLOG | COM | 156944100 |  | 676000 | 26000 | SH |  | DFND |  | 26000 | 0 | 0 |
| CHAMPIONX | COM | 15872M104 |  | 187460103 | 7546703 | SH |  | DFND |  | 7546703 | 0 | 0 |
| CHARTER CO | COM | 16119P108 |  | 382730 | 20500 | SH | Put | DFND |  | 20500 | 0 | 0 |
| CHEESECAKE | COM | 163072101 |  | 7350 | 24500 | SH | Put | DFND |  | 24500 | 0 | 0 |
| CHEMOURS C | COM | 163851108 |  | 637840 | 46900 | SH | Put | DFND |  | 46900 | 0 | 0 |
| CID HOLDCO | *WEXP | 171756117 |  | 20633 | 282640 | SH |  | DFND |  | 282640 | 0 | 0 |
| CLEAN HARB | COM | 184496107 |  | 9940740 | 43000 | SH |  | DFND |  | 43000 | 0 | 0 |
| CLEAR CHAN | COM | 18453H106 |  | 3510000 | 3000000 | SH |  | DFND |  | 3000000 | 0 | 0 |
| COMMSCOPE | COM | 20337X109 |  | 577500 | 550000 | SH | Call | DFND |  | 550000 | 0 | 0 |
| COMMSCOPE | COM | 20337X109 |  | 2070000 | 250000 | SH |  | DFND |  | 250000 | 0 | 0 |
| COMMUNITY | COM | 203668108 |  | 5100000 | 1500000 | SH |  | DFND |  | 1500000 | 0 | 0 |
| CONFLUENT | CLASS | 20717M103 |  | 7479000 | 300000 | SH |  | DFND |  | 300000 | 0 | 0 |
| COOPER COS | COM | 216648501 |  | 8000 | 20000 | SH | Put | DFND |  | 20000 | 0 | 0 |
| COOPER COS | COM | 216648501 |  | 2648148 | 37214 | SH |  | DFND |  | 37214 | 0 | 0 |
| COREWEAVE | COM | 21873S108 |  | 10250 | 100000 | SH | Put | DFND |  | 100000 | 0 | 0 |
| COSTCO WHS | COM | 22160K105 |  | 989940 | 1000 | SH |  | DFND |  | 1000 | 0 | 0 |
| CRINETICS | COM | 22663K107 |  | 1149767 | 39978 | SH |  | DFND |  | 39978 | 0 | 0 |
| CROCS INC | COM | 227046109 |  | 1243750 | 125000 | SH | Call | DFND |  | 125000 | 0 | 0 |
| CROCS INC | COM | 227046109 |  | 8507520 | 84000 | SH |  | DFND |  | 84000 | 0 | 0 |
| CROWN HLDG | COM | 228368106 |  | 8990154 | 87300 | SH |  | DFND |  | 87300 | 0 | 0 |
| DAY ONE BI | COM | 23954D109 |  | 697118 | 107249 | SH |  | DFND |  | 107249 | 0 | 0 |
| DELTA AIR | COMNE | 247361702 |  | 6646579 | 135148 | SH |  | DFND |  | 135148 | 0 | 0 |
| DEXCOM INC | COM | 252131107 |  | 3113460 | 35668 | SH |  | DFND |  | 35668 | 0 | 0 |
| DISC MEDIC | COM | 254604101 |  | 652308 | 12317 | SH |  | DFND |  | 12317 | 0 | 0 |
| DOLLAR TRE | COM | 256746108 |  | 3763520 | 38000 | SH |  | DFND |  | 38000 | 0 | 0 |
| DOORDASH I | CLA | 25809K105 |  | 1232550 | 5000 | SH |  | DFND |  | 5000 | 0 | 0 |
| DOVER CORP | COM | 260003108 |  | 11195353 | 61100 | SH |  | DFND |  | 61100 | 0 | 0 |
| DRAFTKINGS | NOTE3 | 26142RAB0 |  | 15266000 | 17000000 | PRN |  | DFND |  | 17000000 | 0 | 0 |
| DRAFTKINGS | COM | 26142V105 |  | 4200 | 15000 | SH | Put | DFND |  | 15000 | 0 | 0 |
| DUKE ENERG | COMNE | 26441C204 |  | 16996720 | 144040 | SH |  | DFND |  | 144040 | 0 | 0 |
| DUKE ENERG | NOTE4 | 26441CBY0 |  | 15885000 | 15000000 | PRN |  | DFND |  | 15000000 | 0 | 0 |
| ECOVYST IN | COM | 27923Q109 |  | 3703500 | 450000 | SH |  | DFND |  | 450000 | 0 | 0 |
| EDGEWISE T | COM | 28036F105 |  | 724878 | 55292 | SH |  | DFND |  | 55292 | 0 | 0 |
| EDWARDS LI | COM | 28176E108 |  | 1134827 | 14510 | SH |  | DFND |  | 14510 | 0 | 0 |
| EMBRAER S. | SPONS | 29082A107 |  | 5861445 | 102995 | SH |  | DFND |  | 102995 | 0 | 0 |
| ENERGY TRA | COM | 29273V100 |  | 12800 | 320000 | SH | Call | DFND |  | 320000 | 0 | 0 |
| ENTERGY CO | COM | 29364G103 |  | 9486486 | 114130 | SH |  | DFND |  | 114130 | 0 | 0 |
| ENVVENO ME | COM | 29415J106 |  | 962232 | 241161 | SH |  | DFND |  | 241161 | 0 | 0 |
| ESAB CORPO | COM | 29605J106 |  | 1072895 | 8900 | SH |  | DFND |  | 8900 | 0 | 0 |
| EVOLV TECH | *WEXP | 30049H110 |  | 258544 | 463341 | SH |  | DFND |  | 463341 | 0 | 0 |
| META PLATF | CLA | 30303M102 |  | 3128025 | 4238 | SH |  | DFND |  | 4238 | 0 | 0 |
| FIRST SOLA | COM | 336433107 |  | 189375 | 15000 | SH | Call | DFND |  | 15000 | 0 | 0 |
| FIRSTENERG | COM | 337932107 |  | 27950 | 26000 | SH | Put | DFND |  | 26000 | 0 | 0 |
| FIRSTENERG | NOTE4 | 337932AR8 |  | 10075000 | 10000000 | PRN |  | DFND |  | 10000000 | 0 | 0 |
| FIVE BELOW | COM | 33829M101 |  | 5903100 | 45000 | SH |  | DFND |  | 45000 | 0 | 0 |
| FORD MTR C | COM | 345370860 |  | 867523 | 924900 | SH | Put | DFND |  | 924900 | 0 | 0 |
| FORTUNE BR | COM | 34964C106 |  | 8621613 | 167475 | SH |  | DFND |  | 167475 | 0 | 0 |
| FULL TRUCK | SPONS | 35969L108 |  | 2197723 | 186090 | SH |  | DFND |  | 186090 | 0 | 0 |
| GE VERNOVA | COM | 36828A101 |  | 888972 | 1680 | SH |  | DFND |  | 1680 | 0 | 0 |
| GENMAB A/S | SPONS | 372303206 |  | 3279135 | 158719 | SH |  | DFND |  | 158719 | 0 | 0 |
| GILEAD SCI | COM | 375558103 |  | 360 | 18000 | SH | Put | DFND |  | 18000 | 0 | 0 |
| HALOZYME T | NOTE1 | 40637HAF6 |  | 25672500 | 22500000 | PRN |  | DFND |  | 22500000 | 0 | 0 |
| HARLEY DAV | COM | 412822108 |  | 840625 | 375000 | SH | Put | DFND |  | 375000 | 0 | 0 |
| HERTZ GLOB | COM | 42806J700 |  | 1180994 | 1194300 | SH | Put | DFND |  | 1194300 | 0 | 0 |
| HESS CORP | COM | 42809H107 |  | 146219134 | 1055429 | SH |  | DFND |  | 1055429 | 0 | 0 |
| HILTON WOR | COM | 43300A203 |  | 1331700 | 5000 | SH |  | DFND |  | 5000 | 0 | 0 |
| HONEYWELL | COM | 438516106 |  | 5271472 | 22636 | SH |  | DFND |  | 22636 | 0 | 0 |
| HOWMET AER | COM | 443201108 |  | 1986752 | 10674 | SH |  | DFND |  | 10674 | 0 | 0 |
| IRHYTHM TE | COM | 450056106 |  | 1230602 | 7993 | SH |  | DFND |  | 7993 | 0 | 0 |
| IDEAYA BIO | COM | 45166A102 |  | 1084632 | 51600 | SH |  | DFND |  | 51600 | 0 | 0 |
| IMMUNOCORE | ADS | 45258D105 |  | 1673903 | 53343 | SH |  | DFND |  | 53343 | 0 | 0 |
| IMMUNIC IN | COM | 4525EP101 |  | 20940 | 30000 | SH |  | DFND |  | 30000 | 0 | 0 |
| INCYTE COR | COM | 45337C102 |  | 49750 | 35000 | SH | Call | DFND |  | 35000 | 0 | 0 |
| INCYTE COR | COM | 45337C102 |  | 1969724 | 28924 | SH |  | DFND |  | 28924 | 0 | 0 |
| INGERSOLL | COM | 45687V106 |  | 9657198 | 116100 | SH |  | DFND |  | 116100 | 0 | 0 |
| MULTISENSO | *WEXP | 456948116 |  | 4092 | 142585 | SH |  | DFND |  | 142585 | 0 | 0 |
| INSMED INC | COM | 457669307 |  | 137700 | 27000 | SH | Put | DFND |  | 27000 | 0 | 0 |
| INSMED INC | COMPA | 457669307 |  | 2646933 | 26301 | SH |  | DFND |  | 26301 | 0 | 0 |
| INSPIRE ME | COM | 457730109 |  | 85500 | 10000 | SH | Put | DFND |  | 10000 | 0 | 0 |
| INSPIRE ME | COM | 457730109 |  | 1235670 | 9522 | SH |  | DFND |  | 9522 | 0 | 0 |
| INTEL CORP | COM | 458140100 |  | 5470304 | 244210 | SH |  | DFND |  | 244210 | 0 | 0 |
| INTEGER HL | COM | 45826H109 |  | 2628484 | 21375 | SH |  | DFND |  | 21375 | 0 | 0 |
| INTERNATIO | COM | 460146103 |  | 6584298 | 140600 | SH |  | DFND |  | 140600 | 0 | 0 |
| INVESCO QQ | COM | 46090E103 |  | 116800 | 20000 | SH | Put | DFND |  | 20000 | 0 | 0 |
| IONIS PHAR | COM | 462222100 |  | 3210227 | 81251 | SH |  | DFND |  | 81251 | 0 | 0 |
| IQVIA HLDG | COM | 46266C105 |  | 1619237 | 10275 | SH |  | DFND |  | 10275 | 0 | 0 |
| IRON MTN I | COM | 46284V101 |  | 70000 | 25000 | SH | Put | DFND |  | 25000 | 0 | 0 |
| ISHARES TR | COM | 464287432 |  | 102000 | 600000 | SH | Put | DFND |  | 600000 | 0 | 0 |
| ISHARES TR | COM | 464287655 |  | 287550 | 105000 | SH | Call | DFND |  | 105000 | 0 | 0 |
| ISHARES TR | RUSSE | 464287655 |  | 5394750 | 25000 | SH |  | DFND |  | 25000 | 0 | 0 |
| ISHARES TR | COM | 464288513 |  | 172500 | 500000 | SH | Put | DFND |  | 500000 | 0 | 0 |
| ITAU UNIBA | SPONA | 465562106 |  | 9830087 | 1447730 | SH |  | DFND |  | 1447730 | 0 | 0 |
| JETBLUE AW | COM | 477143101 |  | 22000 | 400000 | SH | Call | DFND |  | 400000 | 0 | 0 |
| JUNIPER NE | COM | 48203R104 |  | 119790000 | 3000000 | SH |  | DFND |  | 3000000 | 0 | 0 |
| KE HLDGS I | SPONS | 482497104 |  | 919180 | 51814 | SH |  | DFND |  | 51814 | 0 | 0 |
| KALA BIO I | COMNE | 483119202 |  | 659527 | 138556 | SH |  | DFND |  | 138556 | 0 | 0 |
| KALVISTA P | COM | 483497103 |  | 898295 | 79460 | SH |  | DFND |  | 79460 | 0 | 0 |
| KASPI KZ J | SPONS | 48581R205 |  | 7262764 | 85555 | SH |  | DFND |  | 85555 | 0 | 0 |
| KEROS THER | COM | 492327101 |  | 505845 | 37891 | SH |  | DFND |  | 37891 | 0 | 0 |
| VITAL ENER | COM | 516806205 |  | 22750 | 70000 | SH | Call | DFND |  | 70000 | 0 | 0 |
| LARIMAR TH | COM | 517125100 |  | 887802 | 307198 | SH |  | DFND |  | 307198 | 0 | 0 |
| LAS VEGAS | COM | 517834107 |  | 164200 | 37200 | SH | Put | DFND |  | 37200 | 0 | 0 |
| LAUDER EST | CLA | 518439104 |  | 3232000 | 40000 | SH |  | DFND |  | 40000 | 0 | 0 |
| LEVI STRAU | CLACO | 52736R102 |  | 924500 | 50000 | SH |  | DFND |  | 50000 | 0 | 0 |
| LEXINFINTE | ADR | 528877103 |  | 8285061 | 1149107 | SH |  | DFND |  | 1149107 | 0 | 0 |
| LIVE NATIO | COM | 538034109 |  | 136595 | 32500 | SH | Put | DFND |  | 32500 | 0 | 0 |
| LIVE NATIO | COM | 538034109 |  | 7034520 | 46500 | SH |  | DFND |  | 46500 | 0 | 0 |
| LUCID GROU | COM | 549498103 |  | 2649440 | 2965100 | SH | Put | DFND |  | 2965100 | 0 | 0 |
| MGM RESORT | COM | 552953101 |  | 451972 | 82600 | SH | Put | DFND |  | 82600 | 0 | 0 |
| MAGNITE IN | COM | 55955D100 |  | 1931200 | 432000 | SH | Call | DFND |  | 432000 | 0 | 0 |
| MARVELL TE | COM | 573874104 |  | 341250 | 75000 | SH | Call | DFND |  | 75000 | 0 | 0 |
| MARVELL TE | COM | 573874104 |  | 1910851 | 24688 | SH |  | DFND |  | 24688 | 0 | 0 |
| MATTEL INC | COM | 577081102 |  | 985125 | 355000 | SH | Call | DFND |  | 355000 | 0 | 0 |
| MATTEL INC | COM | 577081102 |  | 16628476 | 843229 | SH |  | DFND |  | 843229 | 0 | 0 |
| MEDICAL PP | COM | 58463J304 |  | 130845 | 396500 | SH | Put | DFND |  | 396500 | 0 | 0 |
| MERCADOLIB | COM | 58733R102 |  | 17061777 | 6528 | SH |  | DFND |  | 6528 | 0 | 0 |
| METHANEX C | COM | 59151K108 |  | 2515600 | 76000 | SH |  | DFND |  | 76000 | 0 | 0 |
| MICROSOFT | COM | 594918104 |  | 2212977 | 4449 | SH |  | DFND |  | 4449 | 0 | 0 |
| MICROSTRAT | SERIE | 594972887 |  | 2427670 | 20000 | SH |  | DFND |  | 20000 | 0 | 0 |
| MICRON TEC | COM | 595112103 |  | 2465000 | 20000 | SH |  | DFND |  | 20000 | 0 | 0 |
| MINERALYS | COM | 603170101 |  | 1078652 | 79723 | SH |  | DFND |  | 79723 | 0 | 0 |
| MIRUM PHAR | COM | 604749101 |  | 1089504 | 21409 | SH |  | DFND |  | 21409 | 0 | 0 |
| MOBILEYE G | COMMO | 60741F104 |  | 539400 | 30000 | SH |  | DFND |  | 30000 | 0 | 0 |
| MODERNA IN | COM | 60770K107 |  | 23450 | 35000 | SH | Call | DFND |  | 35000 | 0 | 0 |
| MORGAN STA | COMNE | 617446448 |  | 7043000 | 50000 | SH |  | DFND |  | 50000 | 0 | 0 |
| NRG ENERGY | COMNE | 629377508 |  | 9822679 | 61170 | SH |  | DFND |  | 61170 | 0 | 0 |
| NEUROGENE | COM | 64135M105 |  | 519677 | 34761 | SH |  | DFND |  | 34761 | 0 | 0 |
| XPLR INFRA | COM | 65341B106 |  | 193640 | 20600 | SH | Put | DFND |  | 20600 | 0 | 0 |
| NORFOLK SO | COM | 655844108 |  | 6165805 | 24088 | SH |  | DFND |  | 24088 | 0 | 0 |
| NORTHROP G | COM | 666807102 |  | 3749850 | 7500 | SH |  | DFND |  | 7500 | 0 | 0 |
| GEN DIGITA | RIGHT | 668771116 |  | 3328628 | 412214 | SH |  | DFND |  | 412214 | 0 | 0 |
| NOVARTIS A | COM | 66987V109 |  | 13500 | 15000 | SH | Call | DFND |  | 15000 | 0 | 0 |
| NOVO-NORDI | COM | 670100205 |  | 3400 | 20000 | SH | Call | DFND |  | 20000 | 0 | 0 |
| NVIDIA COR | COM | 67066G104 |  | 3500 | 20000 | SH | Put | DFND |  | 20000 | 0 | 0 |
| NVIDIA COR | COM | 67066G104 |  | 36586060 | 231572 | SH |  | DFND |  | 231572 | 0 | 0 |
| NUVATION B | COMCL | 67080N101 |  | 550805 | 282464 | SH |  | DFND |  | 282464 | 0 | 0 |
| OCCIDENTAL | COM | 674599105 |  | 19593464 | 466400 | SH |  | DFND |  | 466400 | 0 | 0 |
| OCULAR THE | COM | 67576A100 |  | 153000 | 120000 | SH | Call | DFND |  | 120000 | 0 | 0 |
| OCULAR THE | COM | 67576A100 |  | 1950702 | 210205 | SH |  | DFND |  | 210205 | 0 | 0 |
| OLD DOMINI | COM | 679580100 |  | 3784836 | 23320 | SH |  | DFND |  | 23320 | 0 | 0 |
| ONECONNECT | SPONS | 68248T204 |  | 130363 | 18106 | SH |  | DFND |  | 18106 | 0 | 0 |
| ONEMAIN HL | COM | 68268W103 |  | 45620 | 34400 | SH | Put | DFND |  | 34400 | 0 | 0 |
| ORIC PHARM | COM | 68622P109 |  | 497350 | 49000 | SH |  | DFND |  | 49000 | 0 | 0 |
| ORTHOPEDIA | COM | 68752L100 |  | 1414802 | 65866 | SH |  | DFND |  | 65866 | 0 | 0 |
| ORTHOFIX M | COM | 68752M108 |  | 752826 | 67518 | SH |  | DFND |  | 67518 | 0 | 0 |
| PTC THERAP | COM | 69366J200 |  | 710524 | 14548 | SH |  | DFND |  | 14548 | 0 | 0 |
| PALVELLA T | COM | 697947109 |  | 991625 | 43994 | SH |  | DFND |  | 43994 | 0 | 0 |
| PARKER-HAN | COM | 701094104 |  | 2807849 | 4020 | SH |  | DFND |  | 4020 | 0 | 0 |
| PELOTON IN | COM | 70614W100 |  | 114000 | 400000 | SH | Put | DFND |  | 400000 | 0 | 0 |
| PELOTON IN | NOTE2 | 70614WAB6 |  | 26428870 | 27352000 | PRN |  | DFND |  | 27352000 | 0 | 0 |
| PDD HOLDIN | SPONS | 722304102 |  | 8387766 | 80143 | SH |  | DFND |  | 80143 | 0 | 0 |
| PONY AI IN | SPONS | 732908108 |  | 3685546 | 279208 | SH |  | DFND |  | 279208 | 0 | 0 |
| PRAXIS PRE | COMNE | 74006W207 |  | 920559 | 21892 | SH |  | DFND |  | 21892 | 0 | 0 |
| PROCEPT BI | COM | 74276L105 |  | 1453018 | 25226 | SH |  | DFND |  | 25226 | 0 | 0 |
| PROTAGONIS | COM | 74366E102 |  | 802686 | 14523 | SH |  | DFND |  | 14523 | 0 | 0 |
| RELAY THER | COM | 75943R102 |  | 439545 | 127036 | SH |  | DFND |  | 127036 | 0 | 0 |
| REPLIMUNE | COM | 76029N106 |  | 308425 | 169000 | SH | Call | DFND |  | 169000 | 0 | 0 |
| REPLIMUNE | COM | 76029N106 |  | 1059822 | 114082 | SH |  | DFND |  | 114082 | 0 | 0 |
| REZOLUTE I | COMNE | 76200L309 |  | 2032426 | 455701 | SH |  | DFND |  | 455701 | 0 | 0 |
| RIGEL PHAR | COM | 766559702 |  | 1964590 | 104890 | SH |  | DFND |  | 104890 | 0 | 0 |
| SPDR S 5 | COM | 78462F103 |  | 627665 | 190500 | SH | Put | DFND |  | 190500 | 0 | 0 |
| SPDR GOLD | COM | 78463V107 |  | 153562 | 31500 | SH | Call | DFND |  | 31500 | 0 | 0 |
| SPDR SERIE | COM | 78464A870 |  | 67200 | 70000 | SH | Call | DFND |  | 70000 | 0 | 0 |
| SPDR SERIE | COM | 78464A870 |  | 149150 | 105000 | SH | Put | DFND |  | 105000 | 0 | 0 |
| SABRE CORP | COM | 78573M104 |  | 237567 | 688600 | SH | Put | DFND |  | 688600 | 0 | 0 |
| SABRE CORP | COM | 78573M104 |  | 347600 | 110000 | SH |  | DFND |  | 110000 | 0 | 0 |
| SCHOLAR RO | COM | 80706P103 |  | 900589 | 25426 | SH |  | DFND |  | 25426 | 0 | 0 |
| SCHRODINGE | COM | 80810D103 |  | 490083 | 24358 | SH |  | DFND |  | 24358 | 0 | 0 |
| SEA LTD | SPONS | 81141R100 |  | 1087592 | 6800 | SH |  | DFND |  | 6800 | 0 | 0 |
| SELECT SEC | COM | 81369Y209 |  | 40600 | 70000 | SH | Put | DFND |  | 70000 | 0 | 0 |
| SERVICETIT | SHSCL | 81764X103 |  | 5359000 | 50000 | SH |  | DFND |  | 50000 | 0 | 0 |
| SHERWIN WI | COM | 824348106 |  | 5425088 | 15800 | SH |  | DFND |  | 15800 | 0 | 0 |
| SHIFT4 PMT | COM | 82452J109 |  | 353500 | 35000 | SH | Call | DFND |  | 35000 | 0 | 0 |
| SHIFT4 PMT | CLA | 82452J109 |  | 4635870 | 46775 | SH |  | DFND |  | 46775 | 0 | 0 |
| SKILLSOFT | CLA | 83066P309 |  | 665821 | 41692 | SH |  | DFND |  | 41692 | 0 | 0 |
| SOLENO THE | COM | 834203309 |  | 74500 | 10000 | SH | Call | DFND |  | 10000 | 0 | 0 |
| SOLENO THE | COM | 834203309 |  | 40200 | 12000 | SH | Put | DFND |  | 12000 | 0 | 0 |
| SOLENO THE | COM | 834203309 |  | 868128 | 10362 | SH |  | DFND |  | 10362 | 0 | 0 |
| SOUTHERN C | COM | 842587107 |  | 20765977 | 226135 | SH |  | DFND |  | 226135 | 0 | 0 |
| SOUTHERN C | NOTE4 | 842587DZ7 |  | 19241250 | 17500000 | PRN |  | DFND |  | 17500000 | 0 | 0 |
| SPIRIT AVI | COM | 84863V101 |  | 5770895 | 1156492 | SH |  | DFND |  | 1156492 | 0 | 0 |
| SPOTIFY US | NOTE3 | 84921RAB6 |  | 15156000 | 10000000 | PRN |  | DFND |  | 10000000 | 0 | 0 |
| SPRINGWORK | COM | 85205L107 |  | 65105444 | 1385517 | SH |  | DFND |  | 1385517 | 0 | 0 |
| STARWOOD P | COM | 85571B105 |  | 90562 | 172500 | SH | Put | DFND |  | 172500 | 0 | 0 |
| SYNDAX PHA | COM | 87164F105 |  | 846980 | 90441 | SH |  | DFND |  | 90441 | 0 | 0 |
| SYNCHRONY | COM | 87165B103 |  | 12592 | 21900 | SH | Put | DFND |  | 21900 | 0 | 0 |
| SYNTEC OPT | *WEXP | 87169M113 |  | 2777 | 32034 | SH |  | DFND |  | 32034 | 0 | 0 |
| TKO GROUP | CLA | 87256C101 |  | 1091700 | 6000 | SH |  | DFND |  | 6000 | 0 | 0 |
| TRI POINTE | COM | 87265H109 |  | 57150 | 18000 | SH | Put | DFND |  | 18000 | 0 | 0 |
| TARSUS PHA | COM | 87650L103 |  | 445610 | 11000 | SH |  | DFND |  | 11000 | 0 | 0 |
| TECK RESOU | CLB | 878742204 |  | 3634200 | 90000 | SH |  | DFND |  | 90000 | 0 | 0 |
| TENCENT MU | SPONA | 88034P109 |  | 1071950 | 55000 | SH |  | DFND |  | 55000 | 0 | 0 |
| TERNS PHAR | COM | 880881107 |  | 1020599 | 273619 | SH |  | DFND |  | 273619 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 288750 | 12500 | SH | Put | DFND |  | 12500 | 0 | 0 |
| TEVA PHARM | SPONS | 881624209 |  | 3747469 | 223596 | SH |  | DFND |  | 223596 | 0 | 0 |
| TEVOGEN BI | *WEXP | 88165K119 |  | 11790 | 181387 | SH |  | DFND |  | 181387 | 0 | 0 |
| TG THERAPE | COM | 88322Q108 |  | 683810 | 19000 | SH |  | DFND |  | 19000 | 0 | 0 |
| THERMO FIS | COM | 883556102 |  | 1528584 | 3770 | SH |  | DFND |  | 3770 | 0 | 0 |
| TREACE MED | COM | 89455T109 |  | 589864 | 100317 | SH |  | DFND |  | 100317 | 0 | 0 |
| ULTA BEAUT | COM | 90384S303 |  | 6183177 | 13217 | SH |  | DFND |  | 13217 | 0 | 0 |
| ULTRAGENYX | COM | 90400D108 |  | 237750 | 60000 | SH | Call | DFND |  | 60000 | 0 | 0 |
| ULTRAGENYX | COM | 90400D108 |  | 1158466 | 31861 | SH |  | DFND |  | 31861 | 0 | 0 |
| UNITED AIR | COM | 910047109 |  | 164938 | 87500 | SH | Put | DFND |  | 87500 | 0 | 0 |
| UNITED PAR | CLB | 911312106 |  | 7588669 | 75180 | SH |  | DFND |  | 75180 | 0 | 0 |
| UNITED REN | COM | 911363109 |  | 11941390 | 15850 | SH |  | DFND |  | 15850 | 0 | 0 |
| UNITED STS | COM | 91232N207 |  | 25560 | 72000 | SH | Put | DFND |  | 72000 | 0 | 0 |
| V F CORP | COM | 918204108 |  | 1175000 | 100000 | SH |  | DFND |  | 100000 | 0 | 0 |
| UWM HOLDIN | COMCL | 91823B109 |  | 592020 | 143000 | SH |  | DFND |  | 143000 | 0 | 0 |
| VALE S A | SPONS | 91912E105 |  | 3177685 | 327259 | SH |  | DFND |  | 327259 | 0 | 0 |
| VENTYX BIO | COM | 92332V107 |  | 169060 | 79000 | SH |  | DFND |  | 79000 | 0 | 0 |
| VERASTEM I | COMNE | 92337C203 |  | 1059300 | 255253 | SH |  | DFND |  | 255253 | 0 | 0 |
| VERA THERA | COM | 92337R101 |  | 23000 | 40000 | SH | Call | DFND |  | 40000 | 0 | 0 |
| VERA THERA | CLA | 92337R101 |  | 645544 | 27400 | SH |  | DFND |  | 27400 | 0 | 0 |
| VIASAT INC | COM | 92552V100 |  | 238225 | 73300 | SH | Put | DFND |  | 73300 | 0 | 0 |
| VIRIDIAN T | COM | 92790C104 |  | 1835490 | 131294 | SH |  | DFND |  | 131294 | 0 | 0 |
| VISTA ENER | SPONS | 92837L109 |  | 1500804 | 31391 | SH |  | DFND |  | 31391 | 0 | 0 |
| VISTRA COR | COM | 92840M102 |  | 6778505 | 34975 | SH |  | DFND |  | 34975 | 0 | 0 |
| VORNADO RL | COM | 929042109 |  | 20100 | 33500 | SH | Put | DFND |  | 33500 | 0 | 0 |
| VULCAN MAT | COM | 929160109 |  | 8620101 | 33050 | SH |  | DFND |  | 33050 | 0 | 0 |
| WABTEC | COM | 929740108 |  | 5240030 | 25030 | SH |  | DFND |  | 25030 | 0 | 0 |
| WALMART IN | COM | 931142103 |  | 1466700 | 15000 | SH |  | DFND |  | 15000 | 0 | 0 |
| X FINL | SPONS | 98372W202 |  | 3590020 | 205614 | SH |  | DFND |  | 205614 | 0 | 0 |
| X4 PHARMAC | COMNE | 98420X202 |  | 152000 | 80000 | SH |  | DFND |  | 80000 | 0 | 0 |
| ZEEKR INTE | SPONA | 98923K103 |  | 997050 | 39100 | SH |  | DFND |  | 39100 | 0 | 0 |
| AGRICULTUR | SHSCL | G0131Y100 |  | 3625636 | 334160 | SH |  | DFND |  | 334160 | 0 | 0 |
| ALDEL FINL | CLA | G01558108 |  | 1049000 | 100000 | SH |  | DFND |  | 100000 | 0 | 0 |
| ALKERMES P | COM | G01767105 |  | 58125 | 25000 | SH | Put | DFND |  | 25000 | 0 | 0 |
| ALCHEMY IN | CLAOR | G0232F109 |  | 1174907 | 100248 | SH |  | DFND |  | 100248 | 0 | 0 |
| AMER SPORT | COMSH | G0260P102 |  | 3100800 | 80000 | SH |  | DFND |  | 80000 | 0 | 0 |
| ARCHIMEDES | ORDSH | G04537109 |  | 2046000 | 200000 | SH |  | DFND |  | 200000 | 0 | 0 |
| ARCOS DORA | SHSCL | G0457F107 |  | 5215858 | 661072 | SH |  | DFND |  | 661072 | 0 | 0 |
| ARTIUS II | SHSCL | G0509J115 |  | 1619200 | 160000 | SH |  | DFND |  | 160000 | 0 | 0 |
| AXALTA COA | COM | G0750C108 |  | 2531072 | 85250 | SH |  | DFND |  | 85250 | 0 | 0 |
| ARMADA ACQ | COMCL | G0R38G104 |  | 2006000 | 200000 | SH |  | DFND |  | 200000 | 0 | 0 |
| BLEICHROED | SHSCL | G1169T104 |  | 4648500 | 450000 | SH |  | DFND |  | 450000 | 0 | 0 |
| BLEICHROED | RIGHT | G1169T138 |  | 80950 | 250000 | SH |  | DFND |  | 250000 | 0 | 0 |
| BORR DRILL | COM | G1466R173 |  | 5000 | 200000 | SH | Call | DFND |  | 200000 | 0 | 0 |
| CAL REDWOO | COMCL | G17564108 |  | 1994000 | 200000 | SH |  | DFND |  | 200000 | 0 | 0 |
| CANTOR EQU | CLAOR | G1827P106 |  | 551500 | 50000 | SH |  | DFND |  | 50000 | 0 | 0 |
| CANTOR EQU | SHSCL | G1828A108 |  | 2110000 | 200000 | SH |  | DFND |  | 200000 | 0 | 0 |
| CARTESIAN | COMCL | G19307100 |  | 3311655 | 331000 | SH |  | DFND |  | 331000 | 0 | 0 |
| BOLD EAGLE | CLA | G2003N105 |  | 4188000 | 400000 | SH |  | DFND |  | 400000 | 0 | 0 |
| BOLD EAGLE | RIGHT | G2003N121 |  | 122000 | 400000 | SH |  | DFND |  | 400000 | 0 | 0 |
| CHURCHILL | CLASH | G21301109 |  | 2630000 | 250000 | SH |  | DFND |  | 250000 | 0 | 0 |
| COLUMBUS C | SHSCL | G2296A109 |  | 2124000 | 200000 | SH |  | DFND |  | 200000 | 0 | 0 |
| COPLEY ACQ | ORDSH | G24243100 |  | 1007000 | 100000 | SH |  | DFND |  | 100000 | 0 | 0 |
| CRANE HBR | CLA | G24979109 |  | 2517500 | 250000 | SH |  | DFND |  | 250000 | 0 | 0 |
| CREDICORP | COM | G2519Y108 |  | 3146268 | 14076 | SH |  | DFND |  | 14076 | 0 | 0 |
| ANDRETTI A | ORDSH | G26745102 |  | 1557000 | 150000 | SH |  | DFND |  | 150000 | 0 | 0 |
| DIGIASIA C | *WEXP | G27617110 |  | 5725 | 135667 | SH |  | DFND |  | 135667 | 0 | 0 |
| DUNE ACQUI | SHSCL | G2867S109 |  | 2512500 | 250000 | SH |  | DFND |  | 250000 | 0 | 0 |
| EGH ACQUIS | SHSCL | G2946P100 |  | 2502500 | 250000 | SH |  | DFND |  | 250000 | 0 | 0 |
| ENSTAR GRO | SHS | G3075P101 |  | 39534745 | 117537 | SH |  | DFND |  | 117537 | 0 | 0 |
| EQV VENTUR | CLAOR | G3106N109 |  | 2545259 | 242175 | SH |  | DFND |  | 242175 | 0 | 0 |
| GEOPARK LT | USDSH | G38327105 |  | 1488953 | 228367 | SH |  | DFND |  | 228367 | 0 | 0 |
| GATES INDL | ORDSH | G39108108 |  | 2179099 | 94620 | SH |  | DFND |  | 94620 | 0 | 0 |
| GORES HLDG | SHSCL | G4002F109 |  | 5122500 | 500000 | SH |  | DFND |  | 500000 | 0 | 0 |
| GP-ACT III | CLA | G4035N103 |  | 2637500 | 250000 | SH |  | DFND |  | 250000 | 0 | 0 |
| HAYMAKER A | CLASS | G4375F108 |  | 1106738 | 100248 | SH |  | DFND |  | 100248 | 0 | 0 |
| HERBALIFE | COM | G4412G101 |  | 354320 | 82400 | SH | Put | DFND |  | 82400 | 0 | 0 |
| JACKSON AC | COMSH | G4992A110 |  | 1030000 | 100000 | SH |  | DFND |  | 100000 | 0 | 0 |
| INTER  CO | CLASS | G4R20B107 |  | 5068493 | 682166 | SH |  | DFND |  | 682166 | 0 | 0 |
| KINIKSA PH | ORDSH | G52694109 |  | 1040447 | 37602 | SH |  | DFND |  | 37602 | 0 | 0 |
| LEGATO MER | ORDSH | G5451A103 |  | 2069143 | 193740 | SH |  | DFND |  | 193740 | 0 | 0 |
| LINDE PLC | SHS | G54950103 |  | 5709921 | 12170 | SH |  | DFND |  | 12170 | 0 | 0 |
| LIVE OAK A | CLASH | G5509P102 |  | 1871676 | 174923 | SH |  | DFND |  | 174923 | 0 | 0 |
| MOUNTAIN L | SHSCL | G6301B101 |  | 2565000 | 250000 | SH |  | DFND |  | 250000 | 0 | 0 |
| NABORS ENE | CLA | G6363K106 |  | 2596423 | 233912 | SH |  | DFND |  | 233912 | 0 | 0 |
| NEW PROVID | USDCL | G6476A102 |  | 1016000 | 100000 | SH |  | DFND |  | 100000 | 0 | 0 |
| NEWHOLD IN | ORDSH | G6486E102 |  | 2288250 | 225000 | SH |  | DFND |  | 225000 | 0 | 0 |
| NORWEGIAN | COM | G66721104 |  | 141600 | 188800 | SH | Put | DFND |  | 188800 | 0 | 0 |
| NORWEGIAN | SHS | G66721104 |  | 2737800 | 135000 | SH |  | DFND |  | 135000 | 0 | 0 |
| NVENT ELEC | SHS | G6700G107 |  | 5860000 | 80000 | SH |  | DFND |  | 80000 | 0 | 0 |
| OAKTREE AC | SHSCL | G6717R104 |  | 2096000 | 200000 | SH |  | DFND |  | 200000 | 0 | 0 |
| OYSTER ENT | UNIT0 | G6861F120 |  | 1012000 | 100000 | SH |  | DFND |  | 100000 | 0 | 0 |
| PAGSEGURO | COMCL | G68707101 |  | 4223072 | 438078 | SH |  | DFND |  | 438078 | 0 | 0 |
| PELICAN AC | SHS | G6993G103 |  | 1000000 | 100000 | SH |  | DFND |  | 100000 | 0 | 0 |
| PERIMETER | COMCL | G7010A129 |  | 1020500 | 100000 | SH |  | DFND |  | 100000 | 0 | 0 |
| REAL ASSET | SHSCL | G73944103 |  | 910793 | 89645 | SH |  | DFND |  | 89645 | 0 | 0 |
| ROADZEN IN | *WEXP | G7606H116 |  | 3357 | 65696 | SH |  | DFND |  | 65696 | 0 | 0 |
| ROMAN DBDR | ORDSH | G7633M104 |  | 1031000 | 100000 | SH |  | DFND |  | 100000 | 0 | 0 |
| PENTAIR PL | SHS | G7S00T104 |  | 11837211 | 115305 | SH |  | DFND |  | 115305 | 0 | 0 |
| SHARKNINJA | COMSH | G8068L108 |  | 1286870 | 13000 | SH |  | DFND |  | 13000 | 0 | 0 |
| SIGNET JEW | SHS | G81276100 |  | 1193250 | 15000 | SH |  | DFND |  | 15000 | 0 | 0 |
| SILVERBOX | SHSCL | G81354105 |  | 548000 | 50000 | SH |  | DFND |  | 50000 | 0 | 0 |
| SIZZLE ACQ | USDCL | G8193F109 |  | 1005000 | 100000 | SH |  | DFND |  | 100000 | 0 | 0 |
| SOULPOWER | USDCL | G82745103 |  | 1506000 | 150000 | SH |  | DFND |  | 150000 | 0 | 0 |
| SPARK I AC | ORDSH | G8316B100 |  | 728469 | 66832 | SH |  | DFND |  | 66832 | 0 | 0 |
| STELLAR V | SHSCL | G8475V103 |  | 2557500 | 250000 | SH |  | DFND |  | 250000 | 0 | 0 |
| TEXAS VENT | USDCL | G8772L105 |  | 4032000 | 400000 | SH |  | DFND |  | 400000 | 0 | 0 |
| VINE HILL | ORDSH | G93Y09107 |  | 2602500 | 250000 | SH |  | DFND |  | 250000 | 0 | 0 |
| ALCON AG | ORDSH | H01301128 |  | 2255995 | 25555 | SH |  | DFND |  | 25555 | 0 | 0 |
| CRISPR THE | COM | H17182108 |  | 27250 | 10000 | SH | Call | DFND |  | 10000 | 0 | 0 |
| TRANSOCEAN | COM | H8817H100 |  | 140000 | 400000 | SH | Call | DFND |  | 400000 | 0 | 0 |
| TRANSOCEAN | COM | H8817H100 |  | 765728 | 883400 | SH | Put | DFND |  | 883400 | 0 | 0 |
| GLOBANT S | COM | L44385109 |  | 3263609 | 35927 | SH |  | DFND |  | 35927 | 0 | 0 |
| ASML HOLDI | NYREG | N07059210 |  | 2404170 | 3000 | SH |  | DFND |  | 3000 | 0 | 0 |
| INFLARX NV | COM | N44821101 |  | 118500 | 150000 | SH |  | DFND |  | 150000 | 0 | 0 |
| MERUS N V | COM | N5749R100 |  | 878630 | 16704 | SH |  | DFND |  | 16704 | 0 | 0 |
| UNIQURE NV | COM | N90064101 |  | 124000 | 80000 | SH | Call | DFND |  | 80000 | 0 | 0 |
| UNIQURE NV | SHS | N90064101 |  | 884842 | 63475 | SH |  | DFND |  | 63475 | 0 | 0 |

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