# EDGAR Filing Document

**Accession Number:** 0001592065
**File Stem:** 0001592065-26-000005
**Filing Date:** 2026-3
**Character Count:** 2547
**Document Hash:** 9e49e128391576b8cff962ad1920d0f5
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001592065-26-000005.hdr.sgml**: 20260310

**ACCESSION NUMBER**: 0001592065-26-000005

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260310

**DATE AS OF CHANGE**: 20260310

**EFFECTIVENESS DATE**: 20260310

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ROCKDALE SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0001592065

**ORGANIZATION NAME:**
- **EIN:** 463756614
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-69392
- **FILM NUMBER:** 26738677

**BUSINESS ADDRESS:**
- **STREET 1:** 270 SOUTH MAIN STREET
- **STREET 2:** SUITE 103
- **CITY:** BOUNTIFUL
- **STATE:** UT
- **ZIP:** 84010
- **BUSINESS PHONE:** 215-816-2800

**MAIL ADDRESS:**
- **STREET 1:** 270 SOUTH MAIN STREET
- **STREET 2:** SUITE 112-F
- **CITY:** BOUNTIFUL
- **STATE:** UT
- **ZIP:** 84010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SPENCER PIERCE SECURITIES, LLC
- **DATE OF NAME CHANGE:** 20131114

### Attached PDF Documents

**Attachment 1:** `RockdaleShort-.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001592065

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** ROCKDALE SECURITIES, LLC

**Business Address:** 270 SOUTH MAIN STREET, SUITE 103, BOUNTIFUL, UT, 84010

**Contact Person:** Adrienne Yost Hart

**Contact Phone:** 215-816-2800

### Independent Public Accountant Identification

**Accountant Name:** Sanville & Company

**Accountant Address:** 2617 Huntingdon Pike, Huntingdon Valley, PA, 19006

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Adrienne Yost Hart**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **ROCKDALE SECURITIES, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Adrienne Yost Hart

**Title:** Chief Compliance Officer

**Notarized:** Yes