# EDGAR Filing Document

**Accession Number:** 0001005817
**File Stem:** 0001005817-26-000029
**Filing Date:** 2026-3
**Character Count:** 9065
**Document Hash:** ba1d23a5f3731240573ff7c0698a6d1d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001005817-26-000029.hdr.sgml**: 20260316

**ACCESSION NUMBER**: 0001005817-26-000029

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20260316

**ITEM INFORMATION**: Regulation FD Disclosure

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20260316

**DATE AS OF CHANGE**: 20260316

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TOMPKINS FINANCIAL CORP
- **CENTRAL INDEX KEY:** 0001005817
- **STANDARD INDUSTRIAL CLASSIFICATION:** STATE COMMERCIAL BANKS [6022]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 161482357
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-12709
- **FILM NUMBER:** 26754783

**BUSINESS ADDRESS:**
- **STREET 1:** 118 E SENECA STREET
- **STREET 2:** P.O. BOX 460
- **CITY:** ITHACA
- **STATE:** NY
- **ZIP:** 14850
- **BUSINESS PHONE:** 607-274-2078

**MAIL ADDRESS:**
- **STREET 1:** 118 E. SENECA STREET
- **STREET 2:** PO BOX 460
- **CITY:** ITHACA
- **STATE:** NY
- **ZIP:** 14850

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TOMPKINS TRUSTCO INC
- **DATE OF NAME CHANGE:** 19990512

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TOMPKINS COUNTY TRUSTCO INC
- **DATE OF NAME CHANGE:** 19960117

?xml version='1.0' encoding='ASCII'? tmp-20260316

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K** 

**CURRENT REPORT**

**Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934**

Date of Report (Date of earliest event reported) <u>March 16, 2026</u>

Tompkins Financial Corporation

(Exact name of registrant as specified in its charter)

---

| | | |
|:---|:---|:---|
| New York | 1-12709 | 16-1482357 |
| (State or other jurisdiction | (Commission | (IRS Employer |
| of incorporation) | File Number) | Identification No.) |

---

<u>118 E. Seneca Street,</u> <u>PO Box 460,</u> <u>Ithaca</u> <u>New York</u> 14851 <br> (Address of Principal executive offices) (Zip Code)

Registrant's telephone number, including area code <u>(888)</u> <u> 503-5753</u>

 <br> (Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

---

| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Common Stock, $0.10 par value | TMP | NYSE American, LLC |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company&nbsp;&nbsp;&nbsp;&nbsp;☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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**Item 7.01 Regulation FD Disclosure**

On March 16, 2026, Tompkins Financial Corporation, (the "Company") issued a press release to announce the appointment of Phillip M. Quintana to the position of President-Elect of Tompkins Community Bank, effective March 16, 2026. Mr. Quintana will assume the role of President of Tompkins Community Bank in or about July 2026 upon the previously disclosed retirement of John M. McKenna, President of Tompkins Community Bank and Executive Vice President of the Company. A copy of the press release is included in this Report on Form 8-K as Exhibit 99.1 and is incorporated herein by reference.

**&nbsp;&nbsp;&nbsp;&nbsp;**

**Item 9.01 Financial Statements and Exhibits**

(a) Not applicable.

(b) Not applicable.

(c) Not applicable.

(d) Exhibits.

**<u>EXHIBIT INDEX</u>**

**<u>Exhibit No.</u>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<u>Description</u>**

**&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<u>[99.1](philquintanapressrelease.htm)</u>&nbsp;&nbsp;&nbsp;&nbsp;Press Release of Tompkins Financial Corporation dated March 16, 2026

104&nbsp;&nbsp;&nbsp;&nbsp;Cover Page Interactive Data File (embedded within the Inline XBRL document)

**<u>SIGNATURE</u>**

&nbsp;&nbsp;&nbsp;&nbsp;Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**TOMPKINS FINANCIAL CORPORATION**

Date: March 16, 2026&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; <u>/s/ Stephen S. Romaine&nbsp;&nbsp;&nbsp;&nbsp;</u> 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Stephen S. Romaine

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; President and CEO

## Exhibit 99.1

![image.jpg](image.jpg)

**For more information contact:**

Stephen S. Romaine, President & CEO

Matthew Tomazin, Executive VP, CFO & Treasurer

Tompkins Financial Corporation (888) 503-5753

**For Immediate Release**

Monday, March 16, 2026

**Tompkins Community Bank Names Phil Quintana President-Elect; Quintana succeeds John McKenna, who will retire in July 2026**

**ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP)**

Tompkins Financial Corp. today announced that Phillip M. Quintana has been appointed President-Elect of Tompkins Community Bank, effective immediately. He will succeed John McKenna, who will retire as President of Tompkins Community Bank in July 2026 after seventeen years of service.

Quintana brings more than 27 years of banking leadership experience across the Mid Atlantic, North Texas, Southeast Florida, and Long Island. His background includes significant achievements in commercial & industrial (C&I) and commercial real estate (CRE) lending, retail banking, credit management, and market expansion. Most recently, he served as Regional President at Burke & Herbert Bank, where he oversaw a multi-state commercial banking region covering Northern Virginia, Washington, D.C., Maryland, and Delaware.

"We are excited to welcome Phil to Tompkins," said Steve Romaine, CEO of Tompkins Financial Corp. "His leadership experience, strong credit expertise, and track record of driving growth make him an excellent fit to lead Tompkins Community Bank."

At Burke & Herbert Bank, Quintana led cross functional teams, strengthened credit practices, launched a new C&I banking line, and supported multiple community bank acquisitions. His prior roles include leadership positions at M&T, HSBC as well as other community banks in the VA market, where he delivered consistent results in both growth and turnaround environments. He has also played key roles in organizational change, bringing deep experience in integration and strategy.

------

"I'm honored to join Tompkins and grateful for the opportunity to lead Tompkins Community Bank," said Quintana. "The company has a long and respected history, and I look forward to working with our teams to strengthen customer relationships and support the communities we serve."

Quintana holds a BA and an MBA from Dowling College in Finance and Total Quality Management and a Professional Certification in Accounting from The University of Virginia. He is active in community service organizations and looks forward to being involved in our community as well.

Romaine also recognized McKenna's long-standing contributions: "John's leadership and commitment to our customers and communities have been instrumental in our success. We look forward to celebrating his achievements in the months ahead."

ABOUT TOMPKINS FINANCIAL CORPORATION

Tompkins Financial Corporation is a banking and financial services company serving the Central, Western, and Hudson Valley regions of New York and the Southeastern region of Pennsylvania. Headquartered in Ithaca, NY, Tompkins Financial is parent to Tompkins Community Bank, which offers a full array of products and services, including commercial and consumer banking. Tompkins Community Bank provides wealth management services under the Tompkins Financial Advisors brand, including investment management, trust and estate, financial and tax planning services. For more information on Tompkins Financial, visit www.tompkinsfinancial.com.

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