# EDGAR Filing Document

**Accession Number:** 0000796229
**File Stem:** 0001752724-23-050030
**Filing Date:** 2023-3
**Character Count:** 25741
**Document Hash:** 32df9ea1bbfdff871e562d52b1978089
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-050030.hdr.sgml**: 20230301

**ACCESSION NUMBER**: 0001752724-23-050030

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221230

**FILED AS OF DATE**: 20230301

**DATE AS OF CHANGE**: 20230301

**PERIOD START**: 20230930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TETON WESTWOOD FUNDS
- **CENTRAL INDEX KEY:** 0000796229
- **IRS NUMBER:** 133625130
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-04719
- **FILM NUMBER:** 23692305

**BUSINESS ADDRESS:**
- **STREET 1:** ONE CORPORATE CENTER
- **CITY:** RYE
- **STATE:** NY
- **ZIP:** 10580
- **BUSINESS PHONE:** 8004223554

**MAIL ADDRESS:**
- **STREET 1:** ONE CORPORATE CENTER
- **CITY:** RYE
- **STATE:** NY
- **ZIP:** 10580

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GAMCO WESTWOOD FUNDS
- **DATE OF NAME CHANGE:** 20091130

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WESTWOOD FUNDS
- **DATE OF NAME CHANGE:** 20060621

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GABELLI WESTWOOD FUNDS
- **DATE OF NAME CHANGE:** 19980304

## Series and Classes Contracts Data

### TETON WESTWOOD EQUITY FUND (Series ID: S000001081)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000002916 | CLASS C      | WEQCX           |
| C000002917 | CLASS A      | WEECX           |
| C000002918 | CLASS AAA    | WESWX           |
| C000061064 | Class I      | WEEIX           |

## Nport-Ex

#### TETON

#### Westwood

#### Equity

#### Fund

#### Schedule

#### of

#### Investments—December

#### 31,

#### 2022
(Unaudited)

#### __________

#### Shares

#### Market

#### Value

#### COMMON

#### STOCKS

#### —

#### 98

#### .1

#### %

#### Aerospace

#### —

#### 2

#### .1

#### %
4,590

L3Harris

Technologies

Inc.

...............................

$

955,684

#### Banking

#### —

#### 4

#### .0

#### %
37,839

Bank

of

America

Corp.

......................................

1,253,228

9,625

Western

Alliance

Bancorp

.................................

573,265

1,826,493

#### Business

#### Services

#### —

#### 2

#### .3

#### %
5,119

Visa

Inc.

,

Cl. A

....................................................

1,063,523

#### Computer

#### Software

#### and

#### Services

#### —

#### 7

#### .2

#### %
10,278

Alphabet

Inc.

,

Cl. A

†

.........................................

906,828

3,356

CACI

International

Inc.

,

Cl. A

†

.........................

1,008,780

5,799

Microsoft

Corp.

..................................................

1,390,716

3,306,324

#### Consumer

#### Products

#### —

#### 2

#### .1

#### %
11,889

Church

&

Dwight

Co.

Inc.

................................

958,372

#### Diversified

#### Industrial

#### —

#### 6

#### .8

#### %
7,304

Eaton

Corp.

plc

..................................................

1,146,363

14,406

Fortive

Corp.

......................................................

925,586

4,858

Honeywell

International

Inc.

............................

1,041,069

3,113,018

#### Electronics

#### —

#### 2

#### .4

#### %
15,832

Microchip

Technology

Inc.

................................

1,112,198

#### Energy

#### and

#### Energy

#### Services

#### —

#### 3

#### .7

#### %
6,699

EOG

Resources

Inc.

...........................................

867,654

7,862

Schlumberger

Ltd.

.............................................

420,303

3,345

Valero

Energy

Corp.

..........................................

424,347

1,712,304

#### Energy:

#### Integrated

#### —

#### 6

#### .5

#### %
7,213

DTE

Energy

Co.

.................................................

847,744

11,081

NextEra

Energy

Inc.

..........................................

926,371

13,068

WEC

Energy

Group

Inc.

...................................

1,225,256

2,999,371

#### Energy:

#### Oil

#### —

#### 4

#### .6

#### %
6,466

Chevron

Corp.

...................................................

1,160,582

7,847

ConocoPhillips

...................................................

925,946

2,086,528

#### Equipment

#### and

#### Supplies

#### —

#### 3

#### .1

#### %
5,276

Danaher

Corp.

...................................................

1,400,356

#### Financial

#### Services

#### —

#### 13

#### .2

#### %
14,539

American

International

Group

Inc.

..................

919,446

5,000

Arthur

J. Gallagher

&

Co.

.................................

942,700

3,000

Berkshire

Hathaway

Inc.

,

Cl. B

†

.......................

926,700

8,372

Blackstone

Inc.

...................................................

621,119

12,741

JPMorgan

Chase

&

Co.

......................................

1,708,568

2,670

The

Goldman

Sachs

Group

Inc.

........................

916,825

6,035,358

#### Food

#### and

#### Beverage

#### —

#### 4

#### .0

#### %
11,216

McCormick

&

Co.

Inc.,

Non-Voting

.................

929,694

5,031

PepsiCo

Inc.

........................................................

908,901

1,838,595

#### Health

#### Care

#### —

#### 12

#### .8

#### %
4,851

Becton,

Dickinson

and

Co.

................................

1,233,609

13,608

Gilead

Sciences

Inc.

...........................................

1,168,247

#### Shares

#### Market

#### Value
9,044

Johnson

&

Johnson

............................................

$

1,597,622

1,642

McKesson

Corp.

.................................................

615,947

2,376

UnitedHealth

Group

Inc.

..................................

1,259,708

5,875,133

#### Real

#### Estate

#### —

#### 5

#### .3

#### %
5,579

Alexandria

Real

Estate

Equities

Inc.

,

REIT

......

812,693

6,256

Prologis

Inc.

,

REIT

.............................................

705,239

28,705

VICI

Properties

Inc.

,

REIT

.................................

930,042

2,447,974

#### Retail

#### —

#### 10

#### .7

#### %
9,262

CVS

Health

Corp.

..............................................

863,126

4,109

Dollar

General

Corp.

.........................................

1,011,841

1,267

O'Reilly

Automotive

Inc.

†

.................................

1,069,386

3,022

The

Home

Depot

Inc.

........................................

954,529

7,024

Walmart

Inc.

.......................................................

995,933

4,894,815

#### Semiconductors

#### —

#### 1

#### .9

#### %
1,592

ASML

Holding

NV

............................................

869,869

#### Telecommunications

#### —

#### 3

#### .0

#### %
75,394

AT&T

Inc.

...........................................................

1,388,003

#### Transportation

#### —

#### 2

#### .4

#### %
5,354

Union

Pacific

Corp.

............................................

1,108,653

#### TOTAL

#### COMMON

#### STOCKS
.........................

44,992,571

#### SHORT

#### TERM

#### INVESTMENT

#### —

#### 1

#### .9

#### %

#### Other

#### Investment

#### Companies

#### —

#### 1

#### .9

#### %
873,430

Dreyfus

Treasury

Securities

Cash

Management

,

3.900 %

\*

....................................

873,430

#### TOTAL

#### INVESTMENTS

#### —

#### 100.0%
(Cost

$

40,269,827)

...........................................

$

45,866,001

\*

day

yield

as

of

December

31,

2022. †

Non-income

producing

security.

REIT

Real

Estate

Investment

Trust

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Teton Westwood Funds

- **b. Investment Company Act file number:** 811-04719

- **c. CIK number of Registrant:** 0000796229

- **d. LEI of Registrant:** 549300F5AG1CXKI4KV24

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** One Corporate Center

  - **City:** Rye

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10580-1422

  - **Telephone number:** 1-800-422-3554

**Item A.2. Information about the Series.**

- **a. Name of Series:** TETON Westwood Equity Fund

- **b. EDGAR series identifier (if any):** S000001081

- **c. LEI of Series:** 5493004H328OP5U44S20

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-09-30

- **b. Date as of which information is reported:** 2022-12-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $45944025.74

**Total Liabilities:** $106998.12

**Net Assets:** $45837027.62

**Cash Not Reported:** $30027.75

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000002918 | 9.92%                | 6.17%                | -4.83%               |
| Class ID C000002917 | 9.93%                | 6.16%                | -4.75%               |
| Class ID C000002916 | 9.88%                | 6.09%                | -4.89%               |
| Class ID C000061064 | 9.97%                | 6.16%                | -4.78%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-704224.93              | $5039970.96                                |
| Month 2  | $8270.92                 | $2888092.68                                |
| Month 3  | $1400878.15              | $-3846349.11                               |

### Schedule of Portfolio Investments

| Name                                        | Title                                       | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| AT&T Inc                                    | AT&T Inc                                    | CUSIP: 00206R102<br>LEI: 549300Z40J86GGSTL398 | Long             | EC               | CORP              | US        |     75394 | NS      | $1388003.54   | 3.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Alliance Bancorp                    | Western Alliance Bancorp                    | CUSIP: 957638109<br>LEI: 5493003VJXZ5JXT9S762 | Long             | EC               | CORP              | US        |      9625 | NS      | $573265.00    | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackstone Inc                              | Blackstone Inc                              | CUSIP: 09260D107<br>LEI: 5299004LW4QWGZUB8Y96 | Long             | EC               | CORP              | US        |      8372 | NS      | $621118.68    | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMorgan Chase & Co                         | JPMorgan Chase & Co                         | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |     12741 | NS      | $1708568.10   | 3.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Dollar General Corp                         | Dollar General Corp                         | CUSIP: 256677105<br>LEI: OPX52SQVOZI8IVSWYU66 | Long             | EC               | CORP              | US        |      4109 | NS      | $1011841.25   | 2.21%             |  |  |  | No            |                  1 | On Loan: No      |
| CACI International Inc                      | CACI International Inc                      | CUSIP: 127190304<br>LEI: SYRPI2D1O9WRTS2WX210 | Long             | EC               | CORP              | US        |      3356 | NS      | $1008780.04   | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Group Inc/The                 | Goldman Sachs Group Inc/The                 | CUSIP: 38141G104<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EC               | CORP              | US        |      2670 | NS      | $916824.60    | 2.00%             |  |  |  | No            |                  1 | On Loan: No      |
| DTE Energy Co                               | DTE Energy Co                               | CUSIP: 233331107<br>LEI: 549300IX8SD6XXD71I78 | Long             | EC               | CORP              | US        |      7213 | NS      | $847743.89    | 1.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Walmart Inc                                 | Walmart Inc                                 | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Long             | EC               | CORP              | US        |      7024 | NS      | $995932.96    | 2.17%             |  |  |  | No            |                  1 | On Loan: No      |
| CVS Health Corp                             | CVS Health Corp                             | CUSIP: 126650100<br>LEI: 549300EJG376EN5NQE29 | Long             | EC               | CORP              | US        |      9262 | NS      | $863125.78    | 1.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Danaher Corp                                | Danaher Corp                                | CUSIP: 235851102<br>LEI: S4BKK9OTCEWQ3YHPFM11 | Long             | EC               | CORP              | US        |      5276 | NS      | $1400355.92   | 3.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                              | Microsoft Corp                              | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      5799 | NS      | $1390716.18   | 3.03%             |  |  |  | No            |                  1 | On Loan: No      |
| UnitedHealth Group Inc                      | UnitedHealth Group Inc                      | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |      2376 | NS      | $1259707.68   | 2.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                                | Alphabet Inc                                | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |     10278 | NS      | $906827.94    | 1.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Alexandria Real Estate Equitie              | Alexandria Real Estate Equities Inc         | CUSIP: 015271109<br>LEI: MGCJBT4MKTQBVLNUIS88 | Long             | EC               | CORP              | US        |      5579 | NS      | $812692.93    | 1.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of America Corp                        | Bank of America Corp                        | CUSIP: 060505104<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EC               | CORP              | US        |     37839 | NS      | $1253227.68   | 2.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Berkshire Hathaway Inc                      | Berkshire Hathaway Inc                      | CUSIP: 084670702<br>LEI: 5493000C01ZX7D35SD85 | Long             | EC               | CORP              | US        |      3000 | NS      | $926700.00    | 2.02%             |  |  |  | No            |                  1 | On Loan: No      |
| ConocoPhillips                              | ConocoPhillips                              | CUSIP: 20825C104<br>LEI: WPTL2Z3FIYTHSP5V2253 | Long             | EC               | CORP              | US        |      7847 | NS      | $925946.00    | 2.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Becton Dickinson and Co                     | Becton Dickinson and Co                     | CUSIP: 075887109<br>LEI: ICE2EP6D98PQUILVRZ91 | Long             | EC               | CORP              | US        |      4851 | NS      | $1233609.30   | 2.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Corp PLC                              | Eaton Corp PLC                              | CUSIP: 000000000<br>LEI: 549300VDIGTMXUNT7H71 | Long             | EC               | CORP              | US        |      7304 | NS      | $1146362.80   | 2.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Prologis Inc                                | Prologis Inc                                | CUSIP: 74340W103<br>LEI: 529900DFH19P073LZ636 | Long             | EC               | CORP              | US        |      6256 | NS      | $705238.88    | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| L3Harris Technologies Inc                   | L3Harris Technologies Inc                   | CUSIP: 502431109<br>LEI: 549300UTE50ZMDBG8A20 | Long             | EC               | CORP              | US        |      4590 | NS      | $955683.90    | 2.08%             |  |  |  | No            |                  1 | On Loan: No      |
| WEC Energy Group Inc                        | WEC Energy Group Inc                        | CUSIP: 92939U106<br>LEI: 549300IGLYTZUK3PVP70 | Long             | EC               | CORP              | US        |     13068 | NS      | $1225255.68   | 2.67%             |  |  |  | No            |                  1 | On Loan: No      |
| McCormick & Co Inc/MD                       | McCormick & Co Inc/MD                       | CUSIP: 579780206<br>LEI: 549300JQQA6MQ4OJP259 | Long             | EC               | CORP              | US        |     11216 | NS      | $929694.24    | 2.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Chevron Corp                                | Chevron Corp                                | CUSIP: 166764100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6466 | NS      | $1160582.34   | 2.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Union Pacific Corp                          | Union Pacific Corp                          | CUSIP: 907818108<br>LEI: 549300LMMRSZZCZ8CL11 | Long             | EC               | CORP              | US        |      5354 | NS      | $1108652.78   | 2.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Valero Energy Corp                          | Valero Energy Corp                          | CUSIP: 91913Y100<br>LEI: 549300XTO5VR8SKV1V74 | Long             | EC               | CORP              | US        |      3345 | NS      | $424346.70    | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Arthur J Gallagher & Co                     | Arthur J Gallagher & Co                     | CUSIP: 363576109<br>LEI: 54930049QLLMPART6V29 | Long             | EC               | CORP              | US        |      5000 | NS      | $942700.00    | 2.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Home Depot Inc/The                          | Home Depot Inc/The                          | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Long             | EC               | CORP              | US        |      3022 | NS      | $954528.92    | 2.08%             |  |  |  | No            |                  1 | On Loan: No      |
| McKesson Corp                               | McKesson Corp                               | CUSIP: 58155Q103<br>LEI: 549300WZWOM80UCFSF54 | Long             | EC               | CORP              | US        |      1642 | NS      | $615947.04    | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Schlumberger Ltd                            | Schlumberger Ltd                            | CUSIP: 806857108<br>LEI: 213800ZUA17OK3QLGM62 | Long             | EC               | CORP              | US        |      7862 | NS      | $420302.52    | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Gilead Sciences Inc                         | Gilead Sciences Inc                         | CUSIP: 375558103<br>LEI: 549300WTZWR07K8MNV44 | Long             | EC               | CORP              | US        |     13608 | NS      | $1168246.80   | 2.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Microchip Technology Inc                    | Microchip Technology Inc                    | CUSIP: 595017104<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EC               | CORP              | US        |     15832 | NS      | $1112198.00   | 2.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson & Johnson                           | Johnson & Johnson                           | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |      9044 | NS      | $1597622.60   | 3.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Honeywell International Inc                 | Honeywell International Inc                 | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               | CORP              | US        |      4858 | NS      | $1041069.40   | 2.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                                    | Visa Inc                                    | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |      5119 | NS      | $1063523.44   | 2.32%             |  |  |  | No            |                  1 | On Loan: No      |
| VICI Properties Inc                         | VICI Properties Inc                         | CUSIP: 925652109<br>LEI: 254900RKH6RY9KCJQH63 | Long             | EC               | CORP              | US        |     28705 | NS      | $930042.00    | 2.03%             |  |  |  | No            |                  1 | On Loan: No      |
| O'Reilly Automotive Inc                     | O'Reilly Automotive Inc                     | CUSIP: 67103H107<br>LEI: 549300K2RLMQL149Q332 | Long             | EC               | CORP              | US        |      1267 | NS      | $1069386.01   | 2.33%             |  |  |  | No            |                  1 | On Loan: No      |
| ASML Holding NV                             | ASML Holding NV                             | CUSIP: 000000000<br>LEI: 724500Y6DUVHQD6OXN27 | Long             | EC               | CORP              | NL        |      1592 | NS      | $869868.80    | 1.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Dreyfus Treasury Securities Cash Management | Dreyfus Treasury Securities Cash Management | CUSIP: 261941108<br>LEI: 549300U78VESCW509025 | Long             | STIV             | RF                | US        |    843402 | NS      | $843401.82    | 1.84%             |  |  |  | No            |                  1 | On Loan: No      |
| NextEra Energy Inc                          | NextEra Energy Inc                          | CUSIP: 65339F101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11081 | NS      | $926371.60    | 2.02%             |  |  |  | No            |                  1 | On Loan: No      |
| American International Group I              | American International Group Inc            | CUSIP: 026874784<br>LEI: ODVCVCQG2BP6VHV36M30 | Long             | EC               | CORP              | US        |     14539 | NS      | $919446.36    | 2.01%             |  |  |  | No            |                  1 | On Loan: No      |
| EOG Resources Inc                           | EOG Resources Inc                           | CUSIP: 26875P101<br>LEI: XWTZDRYZPBUHIQBKDB46 | Long             | EC               | CORP              | US        |      6699 | NS      | $867654.48    | 1.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Church & Dwight Co Inc                      | Church & Dwight Co Inc                      | CUSIP: 171340102<br>LEI: POOXSI30AWAQGYJZC921 | Long             | EC               | CORP              | US        |     11889 | NS      | $958372.29    | 2.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Fortive Corp                                | Fortive Corp                                | CUSIP: 34959J108<br>LEI: 549300MU9YQJYHDQEF63 | Long             | EC               | CORP              | US        |     14406 | NS      | $925585.50    | 2.02%             |  |  |  | No            |                  1 | On Loan: No      |
| PepsiCo Inc                                 | PepsiCo Inc                                 | CUSIP: 713448108<br>LEI: FJSUNZKFNQ5YPJ5OT455 | Long             | EC               | CORP              | US        |      5031 | NS      | $908900.46    | 1.98%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-27

**Name of Applicant:** Teton Westwood Funds

**Signature:** John C. Ball

**Name of Signer:** John C. Ball

**Title:** Treasurer