# EDGAR Filing Document

**Accession Number:** 0001851493
**File Stem:** 0001851493-26-000003
**Filing Date:** 2026-6
**Character Count:** 2405
**Document Hash:** 87b903f76666bcceff24307e1cc244a7
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001851493-26-000003.hdr.sgml**: 20260625

**ACCESSION NUMBER**: 0001851493-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260625

**DATE AS OF CHANGE**: 20260625

**EFFECTIVENESS DATE**: 20260625

**PERIOD START**: 20250401

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** OPTIONALITY SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0001851493

**ORGANIZATION NAME:**
- **EIN:** 862254871
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-70680
- **FILM NUMBER:** 261120221

**BUSINESS ADDRESS:**
- **STREET 1:** 200 BARR HARBOR DRIVE
- **STREET 2:** SUITE 400
- **CITY:** WEST CONSHOHOCKEN
- **STATE:** PA
- **ZIP:** 19428
- **BUSINESS PHONE:** 4438123308

**MAIL ADDRESS:**
- **STREET 1:** 200 BARR HARBOR DRIVE
- **STREET 2:** SUITE 400
- **CITY:** WEST CONSHOHOCKEN
- **STATE:** PA
- **ZIP:** 19428

### Attached PDF Documents

**Attachment 1:** `optionalityaudit.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001851493

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 04-01-2025

**Report Period End Date:** 03-31-2026

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** OPTIONALITY SECURITIES, LLC

**Business Address:** 200 BARR HARBOR DRIVE, SUITE 400, WEST CONSHOHOCKEN, PA, 19428

**Contact Person:** Harry Gobora

**Contact Phone:** (443) 812-3308

### Independent Public Accountant Identification

**Accountant Name:** Nawrocki Smith LLP

**Accountant Address:** 100 Moto Parkway, Suite 580, Hauppauge, NY, 11788

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Harry Gobora**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **OPTIONALITY SECURITIES, LLC**, as of **03-31-2026**, are true and correct.

**Signature:** Harry Gobora

**Title:** CEO