# EDGAR Filing Document

**Accession Number:** 0001674101
**File Stem:** 0001628280-26-039487
**Filing Date:** 2026-6
**Character Count:** 66645
**Document Hash:** d11ed1b572295a39d5826f3eb116d82b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001628280-26-039487.hdr.sgml**: 20260601

**ACCESSION NUMBER**: 0001628280-26-039487

**CONFORMED SUBMISSION TYPE**: SD

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20260601

**DATE AS OF CHANGE**: 20260601

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Vertiv Holdings Co
- **CENTRAL INDEX KEY:** 0001674101
- **STANDARD INDUSTRIAL CLASSIFICATION:** ELECTRONIC COMPONENTS, NEC [3679]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 812376902
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SD
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-38518
- **FILM NUMBER:** 261050859

**BUSINESS ADDRESS:**
- **STREET 1:** 505 N. CLEVELAND AVE.
- **CITY:** WESTERVILLE
- **STATE:** OH
- **ZIP:** 43082
- **BUSINESS PHONE:** (614) 888-0246

**MAIL ADDRESS:**
- **STREET 1:** 505 N. CLEVELAND AVE.
- **CITY:** WESTERVILLE
- **STATE:** OH
- **ZIP:** 43082

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GS Acquisition Holdings Corp
- **DATE OF NAME CHANGE:** 20160510

---

| | | |
|:---|:---|:---|
| **UNITED STATES** | **UNITED STATES** | **UNITED STATES** |
| **SECURITIES AND EXCHANGE COMMISSION** | **SECURITIES AND EXCHANGE COMMISSION** | **SECURITIES AND EXCHANGE COMMISSION** |
| **Washington, D.C. 20549** | **Washington, D.C. 20549** | **Washington, D.C. 20549** |
| **FORM SD** | **FORM SD** | **FORM SD** |
| **Specialized Disclosure Report** | **Specialized Disclosure Report** | **Specialized Disclosure Report** |
| **VERTIV HOLDINGS CO** | **VERTIV HOLDINGS CO** | **VERTIV HOLDINGS CO** |
| **Exact name of registrant as specified in its charter** | **Exact name of registrant as specified in its charter** | **Exact name of registrant as specified in its charter** |
| **Delaware** | **001-38518** | **81-2376902** |
| **(State or other Jurisdiction of incorporation)** | **(Commission File Number)** | **(IRS Employer Identification Number)** |
| **505 N. Cleveland Ave., Westerville, Ohio 43082** | **505 N. Cleveland Ave., Westerville, Ohio 43082** | **505 N. Cleveland Ave., Westerville, Ohio 43082** |
| **(Address of principal executive offices, including zip code)** | **(Address of principal executive offices, including zip code)** | **(Address of principal executive offices, including zip code)** |
| **Registrant's telephone number, including area code: 614-888-0246** | **Registrant's telephone number, including area code: 614-888-0246** | **Registrant's telephone number, including area code: 614-888-0246** |
| Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies: | Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies: | Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies: |
| ☒ | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2025. | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2025. |

---

------

**SECTION 1 - Conflict Minerals Disclosure**

*Item 1.01 - Conflict Minerals Disclosure and Report*

This Specialized Disclosure Report on Form SD and the Conflict Minerals Report, filed as an Exhibit 1.01 hereto, are publicly available at https://www.vertiv.com/en-us/about/ethics--compliance/ under the tab entitled "Supply Chain" as well as the SEC's EDGAR database at www.sec.gov.

*Item 1.02 - Exhibit*

The Conflict Mineral Report required by Item 1.01 is filed as Exhibit 1.01 to this Form.

**SECTION 2 - Resource Extraction Issuer Disclosure**

*Item 2.01 - Not applicable*

**SECTION 3 - Exhibits**

*Item 3.01 - Exhibits*

Exhibit 1.01 - <u>[Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.](exhibit101-2025vertivconfl.htm)</u>

**SIGNATURE**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | |
|:---|:---|
| **Vertiv Holdings Co** | |
| (Registrant) | |
| /s/ Stephanie L. Gill | June 1, 2026 |
| Name: Stephanie L. Gill | (Date) |
| Title: Chief Legal Counsel | |

---

## Exhibit 1.01

**EXHIBIT 1.01**

**Conflict Minerals Report for the Calendar Year Ended December 31, 2025**

*This Conflict Minerals Report contains certain "forward-looking statements" that are based on our current expectations and assumptions. Forward-looking statements by their nature address matters that are, to different degrees, uncertain. Forward-looking statements include any statements that are not historical and include the statements made under the heading "Risk Mitigation." All forward-looking statements made in this Conflict Minerals Report are based on information currently available to Vertiv Holdings Co ("Vertiv," "we," "us," or "our") as of the date of this report. Vertiv undertakes no obligation to publicly update or revise any forward-looking statements, whether as a result of new information, future events, or otherwise, except as may be required by law. In addition, forward-looking statements are subject to certain risks and uncertainties that could cause actual results to differ materially from Vertiv's historical experience and its present expectations. These risks and uncertainties include, but are not limited to, the continued implementation by Vertiv and our direct and indirect suppliers of satisfactory traceability and other compliance measures on a timely basis, or at all.*

Vertiv has prepared this Conflict Minerals Report (the "Report") for the year ended December 31, 2025, consistent with the requirements of Rule 13p-1 of the Securities Exchange Act of 1934, as amended, relating to conflict minerals (the "Rule"). The Rule imposes certain reporting obligations on Securities and Exchange Commission registrants whose manufactured products or products contracted to be manufactured contain conflict minerals which are necessary to the functionality or production of their products. The term "conflict minerals" is defined in the Rule as cassiterite, columbite-tantalite (coltan), wolframite, and their derivatives, tin, tantalum, tungsten and gold ("conflict minerals" or "3TG minerals"); or any other mineral or its derivatives determined by the Secretary of State to be financing conflict in the Democratic Republic of Congo ("DRC") or any adjoining country that shares an internationally recognized border with the DRC (the "Covered Countries"). Vertiv's Conflict Minerals due diligence and its results for reporting year 2025 are described below. The copy of this Report will be publicly available at <u>https://www.vertiv.com/en-us/about/ethics--compliance/#/tab-supply-chain</u>.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**1.Company Overview**

Vertiv is a global leader in the design, manufacturing and servicing of critical digital infrastructure technology that powers, cools, deploys, secures and maintains electronics that process, store and transmit data. We provide this technology to data centers, communication networks and commercial and industrial environments worldwide.

Vertiv is headquartered in Columbus, Ohio and has regional offices located in the United Kingdom, Italy, China, India and the Philippines. We have approximately 31,000 employees and sell products to customers worldwide. Our supply chain includes more than 17,000 vendor partners in 92 countries that provide Vertiv with manufactured components, raw materials, software, professional services, logistics support and subcontracted services.

Vertiv's supply chain is multi-tiered and we are typically many levels removed from mines, smelters and refiners. We do not purchase any 3TG minerals directly from mines, smelters or refiners. Some of Vertiv's products may contain 3TG minerals either from recycled sources or in their processed form. We rely on our direct suppliers to provide information to us as to the existence of, and the origin of, any 3TG minerals contained in components and materials supplied to us, including the sources of any 3TG minerals supplied to our direct suppliers from their lower-tier suppliers. Direct suppliers to Vertiv similarly typically rely on information provided by their suppliers.

Vertiv is committed to complying with the Rule and upholding responsible sourcing practices. Vertiv has published a Conflict Minerals Statement and built a complex due diligence program so as to ensure its contributions to upholding human rights and responsible sourcing practices in its supply chain. Vertiv's Conflict Minerals Statement is available at the following link: <u>https://www.vertiv.com/en-us/support/conflict-minerals-statement/</u>.

Vertiv has actively engaged with its customers, suppliers and other stakeholders on the use of conflict minerals and responsible sourcing since the Rule was enacted. Vertiv organized several webinars focused on conflict minerals in order to educate its supply chain on the need for accurate conflict minerals reporting. Vertiv adopted a Responsible Minerals Policy that embeds an OECD-aligned, risk-based supply chain due diligence framework and formalizes Vertiv's

------

commitment to transparency and reporting obligations regarding conflict minerals. Vertiv's Responsible Minerals Policy is available upon request. Further, Vertiv is a member company of the Responsible Minerals Initiative ("RMI") and contributes to industry efforts to address conflict minerals through its participation, supporting the development of standards, best practices and tools that benefit all companies working to end the link between 3TGs and conflict in the DRC. Vertiv requires that all materials used in its products be preferably sourced from conflict-free smelters or refiners and requires its suppliers to work with their supply chain to cease sourcing from smelters or refiners that are not designated as conformant or active per the RMI's Responsible Minerals Assurance Program or are otherwise identified as high-risk.

Only certain Vertiv products fall within the scope of the Rule, as they contain, or may contain one or more of the 3TG metals. Vertiv manufactures and supplies broad portfolio of critical digital infrastructure and continuity solutions used across data centers, communication networks, and industrial applications, The following product line descriptions provide additional detail on representative in-scope products:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Critical Power Systems (UPS and Power Distribution Equipment) – Uninterruptible Power Supply (UPS) systems, power distribution units (PDUs), and related electrical infrastructure used to ensure continuous and reliable power for data centers, telecommunication networks, and industrial facilities. These products may contain 3TGs in electronic components, solder, semiconductors, and circuit boards.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Thermal Management Solutions – Precision cooling systems, air handling units, and liquid cooling technologies designed to maintain optimal operating temperatures in data centers and IT environments. These products may contain 3TGs in control systems, sensors, electronic assemblies, and wiring.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• IT Systems Infrastructure (Racks and Enclosures) – Integrated rack systems, cabinets, and containment solutions used to house and protect IT and networking equipment. These products may contain 3TGs in electronic accessories, monitoring units, and embedded components.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Monitoring and Management Systems – Hardware and software solutions, including environmental monitoring devices and remote management systems, used to track and optimize the performance of critical infrastructure. These products may contain 3TGs in printed circuit boards, connectors and electronic modules.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**2.Reasonable Country of Origin Inquiry**

Vertiv has determined that 3TG minerals were necessary to the functionality and production of some of our products manufactured or contracted to be manufactured during the 2025 calendar year. Accordingly, we conducted a reasonable country of origin inquiry ("RCOI") in good faith to determine whether the 3TG minerals may have originated in the DRC or Covered Countries. Based on the RCOI, Vertiv could not conclude that the 3TG minerals did not originate in the Covered Countries. Therefore, in accordance with Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Vertiv performed due diligence on the source and chain of custody of the 3TG minerals in question to determine whether such products are "DRC conflict-free" or responsibly sourced.

To assist with our RCOI, Vertiv retained Assent, a third-party service provider, to assist Vertiv with reviewing its supply chain and identifying risks. Vertiv analyzed its supply base from 2025 and selected suppliers that supplied material possibly containing 3TG minerals. Due to the extensive nature of Vertiv's supply base, Vertiv narrowed its review and

------

analysis to suppliers whose 2025 spend with Vertiv exceeded $10,000, which collectively represented 99.88% of Vertiv's total direct materials expenditures for 2025. The analysis identified that 65.94% of Vertiv's total direct material expenditures potentially contain 3TG minerals, and respective suppliers were asked to provide a Conflict Minerals Reporting Template ("CMRT"). Vertiv provided the list of suppliers whose products possibly contain 3TG minerals to Assent, and Assent conducted a survey of such suppliers using CMRT version 6.5, maintained by RMI.

Assent contacted the suppliers and requested that they complete the CMRT via its software-as-a-service (SaaS) platform, which facilitates communications and allows suppliers to upload completed CMRTs directly to the platform for validation, assessment and management. Training and educational material to guide suppliers on best practices and the use of the CMRT template was included. Assent assessed the quality of each supplier response and assigned a health score based on the supplier's declaration and tracked all communications in Assent Compliance Manager for future reporting and transparency.

Vertiv's program includes automated data validation on all submitted CMRTs. The data validation is based on questions within the declaration sheet of the CMRT and aims to (i) increase the accuracy of submissions, (ii) identify any contradictory answers in the CMRT, (iii) help identify areas that require further classification or risk assessment, and (iv) understand the due diligence of Tier 1 suppliers. The data validation results are shared with the suppliers to ensure that they understand areas that require clarification or improvement. All submitted declaration forms are accepted so that data is retained, but they are classified as valid or invalid based on a set criteria of validation errors (see Annex C for CMRT validation criteria). Vertiv and/or Assent contacted suppliers with potentially invalid or incomplete CMRTs and encouraged them to submit or resubmit a valid response, and provided guidance on how to correct errors via feedback to the CMRT submission, training courses, and direct engagement by Assent's multilingual Supplier Experience team. Assent monitored and tracked all supplier responses and communications for reporting and transparency. Vertiv directly contacted unresponsive suppliers and requested they complete the CMRT and submit it to Assent or directly to Vertiv. Further, Vertiv tracks those suppliers that remain unresponsive to the campaign to allow for future improvement opportunities.

Based on data collected through May 15th, 2026, 727 suppliers within the conflict minerals program provided the CMRT. Vertiv's conflict minerals program response rate for 2025 is 96.8% representing 64.93% of our total direct material expenditures in 2025.

---

| | | |
|:---|:---|:---|
| Reporting Year | Suppliers in Scope | % Responded |
| 2021 | 960 | 75.63 |
| 2022 | 1126 | 81.44 |
| 2023 | 1128 | 93.10 |
| 2024 | 1462 | 87.35 |
| 2025 | 751 | 96.8 |

---

Based on the data collected through May 15th, 2026, 490 suppliers representing 94.59% of the 518 suppliers in scope for the Extended Minerals Reporting program representing 57.83% of our total direct material expenditures in 2025, submitted an EMRT.

Through reasonable due diligence practices, Vertiv has taken advantage of a broader set of country-of-origin data to complement efforts in establishing transparency in the supply chain. Based on the findings Vertiv was able to identify countries from which minerals used in its products originated.

------

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**3.Due Diligence**

Vertiv designed its due diligence measures to conform, in all material respects, to the five-step due diligence framework described in the Organization for Economic Co-operation and Development ("OECD") Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, and the related supplements for gold, tin, tantalum and tungsten (the "OECD Guidance"). Vertiv continues to evaluate market expectations for data collection and reporting to achieve continuous improvement. Due diligence requires Vertiv to rely on data provided by direct suppliers and third-party audit programs. There is therefore a risk of incomplete or inaccurate data as the entire process is not, and cannot, be fully managed by Vertiv. However, through active risk identification, and risk assessment, as well as continued outreach and process validation, risk gaps can be mitigated. Vertiv's due diligence process aligns with industry standards and market expectations for downstream company due diligence processes.

Vertiv integrated the five steps recommended by the OECD Guidance as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a.Establishment of Company Management Systems

Vertiv established a cross-functional team to implement and manage our conflict minerals compliance program. The team, led by our global procurement organization, includes representatives from our product development, supply chain and legal departments. The team is responsible for implementing conflict minerals compliance strategies and briefing senior management about the results of our due diligence measures.

In addition, Vertiv has implemented the following:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;i.Vertiv's Conflict Minerals Statement, published on our website, articulates Vertiv's support for efforts to end the human suffering and environmental impact associated with mining in the DRC and Covered Countries.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;ii.Vertiv's Responsible Minerals Policy reflects Vertiv's commitment to support efforts to end human suffering and environmental impact that have been associated with mining of Conflict Minerals and cobalt in the DRC and Covered Countries. This policy further demonstrates Vertiv's stance to Conflict Minerals use and sourcing to ensure compliance with applicable laws and regulations related to the supply of products which contain conflict minerals.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;iii.Vertiv's contracts with direct suppliers require the suppliers to trace and disclose information about the country of origin of minerals used in goods supplied to Vertiv. Vertiv relies on direct suppliers to provide information on the origin of the 3TG minerals contained in components and materials supplied, including sources of 3TG minerals that are supplied on them from lower-tier suppliers. Vertiv has also communicated its expectations to its suppliers regarding the existence of policies that result in avoidance of conflict minerals that are not DRC conflict-free in products sold to Vertiv. Vertiv further expects all its suppliers to have policies and procedures in place that ensure that 3TG minerals used in products supplied to Vertiv are conflict-free or responsibly sourced. This means that the products should not contain 3TG minerals sourced from areas that have been identified to be in the presence of widespread human rights abuses or violations of law either directly or indirectly. The Supplier Code of Conduct communicates Vertiv's commitment to sourcing consistent with the OECD Guidance or an equivalent, recognized due diligence framework and require suppliers source 3TG minerals and cobalt only from conflict-free smelters or refiners as recognized by RMI or similar recognized organization to ensure that products supplied to Vertiv do not support armed conflicts and human rights violations.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;iv.Vertiv actively enforces its Code of Conduct and Supplier Code of Conduct, which outline expected behaviors for our employees, officers, directors and suppliers. All suppliers are expected to act in accordance with such documents and comply with product-related requirements, including conflict minerals reporting. Vertiv's Code of Conduct and Supplier Code of Conduct, based on internationally accepted principles such as United Nations Guiding Principles on Business and Human Rights and the OECD Guidance, are available on our website at: <u>https://www.vertiv.com/en-us/about/ethics--compliance/</u>

------

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;v.Vertiv established a helpline that allows employees and suppliers to report any suspected violations or concerns, including any suspected violations or concerns regarding our conflict minerals program, Code of Conduct, or Supplier Code of Conduct. Suppliers and Vertiv employees can also contact the Vertiv Conflict Minerals Team, including to report grievances via dedicated conflict minerals email address. Violations or grievances at the industry level can be reported to the RMI directly as well. This can be done at <u>http://www.responsiblemineralsinitiative.org/responsible-minerals-assurance-process/grievance-mechanism/</u>

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;vi.Vertiv Procurement Responsible Business team monitored conflict minerals campaign metrics on a weekly basis and communicated the results to regional procurement teams and their leaders. Detailed weekly reports were introduced to maximize conflict minerals campaign efficacy and strengthen supplier engagement.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;vii.Vertiv engaged Assent to assist with evaluating supply chain information regarding 3TG minerals, identifying potential risks, and developing additional due diligence steps that Vertiv may undertake with suppliers. Assent's dedicated program specialists support Vertiv's conflict minerals program and provide frequent updates to Vertiv. Each member of Assent's Customer Success team is trained in conflict minerals compliance and understands the intricacies of the CMRT and conflict minerals reporting, as well as Section 1502 of the Dodd-Frank Act.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;viii.Vertiv engaged with suppliers that refused to cooperate with Assent or were unresponsive to the request for a valid CMRT for products they supplied to Vertiv. With respect to OECD requirement to strengthen engagement with suppliers, Vertiv has developed an internal procedure that includes steps of supplier engagement escalation and adequate formal corrective action process. Direct supplier outreach includes several emails and reminders sent by dedicated Vertiv compliance analysts in cooperation with respective commodity managers. Feedback from this engagement process allows Vertiv to ascertain opportunities for improvement in future conflict minerals campaigns.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;ix.Vertiv, in cooperation with Assent, organized a training webinar where all suppliers in scope for Vertiv's conflict minerals program were invited and trained on the OECD Due Diligence and 5 Step Framework principles. In cooperation with Assent, Vertiv further leveraged Assent's online educational resources, and all its suppliers have been provided with access to conflict minerals training materials, while all suppliers have access to a free platform for the CMRT submission. Furthermore, Assent's automated feedback process notifies suppliers of risks associated with their CMRT submission, which serves to further educate suppliers of certain conflict minerals risks.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;x.Non-English-speaking suppliers are included in Vertiv initiatives and have access to multilingual help desk support and other resources via Assent. This permits all suppliers worldwide to access Vertiv's platform for CMRT uploads and correspondence.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;xi.In response to specific customer requests, Vertiv engaged directly with specific suppliers to obtain valid conflict-free CMRT reports and documentation.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;xii.Vertiv retains the collected conflict minerals related data through Assent. All CMRTs, supplier responses, campaign-related data as well as findings and reports are retained in the ASM system and can be audited by internal or external parties.

Vertiv believes that the combination of Vertiv's Supplier Code of Conduct, Vertiv's Responsible Minerals Policy, Assent services, and Vertiv's direct involvement in communication with suppliers for conflict minerals training and support constitute a strong supplier engagement program.

------

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b.Identify and Assess Risks in the Supply Chain

As stated above, Vertiv is a member of RMI and has adopted the RMI's approach to identifying and assessing risks in its supply chain. In applying this approach, we conducted due diligence to trace the origin of 3TG minerals provided to us by identifying smelters, refiners or recyclers, and scrap supplier sources in our supply chain.

Vertiv, through Assent, verified the information provided by our suppliers through the CMRT for completeness and consistency of responses. Where we identified inaccuracies, we required the suppliers to correct the errors and submit an updated CMRT or to provide additional information.

Identified risks at supplier level include non-responsive suppliers, incomplete CMRTs, and CMRTs providing smelter data beyond coverage of products supplied solely to Vertiv. Vertiv is unable to determine if all smelters and refiners listed in company-level CMRTs provided by Vertiv suppliers are connected to products supplied to Vertiv. Additionally, some suppliers indicated that they cannot provide a comprehensive list of smelters used in their supply chain due to limitations in information provided by lower-tier suppliers.

Suppliers were further assesed based on their program's strength. The criteria used to evaluate the strength of the program were based on certain questions in the CMRT related to suppliers' conflict minerals practices.

Other supply chain risks were identified by assessing the due diligence practices and audit status of smelters and refiners identified in the supplied CMRTs. Assent's smelter validation program compared listed facilities to the list of smelters and refiners consolidated by RMI to ensure that the facilities met the recognized definition of a 3TG mineral processing facility.

Assent confirmed the validation status of the smelters and refiners reported by our suppliers by determining if such entities had been audited against a standard in conformance with the OECD Guidance, such as the Responsible Minerals Assurance Process (RMAP). Vertiv does not have direct relationships with smelters and refiners and does not perform direct audits of these entities within their pre-supply chain. Smelters and refiners that have completed an RMAP audit are considered to have their sourcing validated as "conflict free or responsibly sourced". In cases where a smelter / refiner's due diligence practices have not been audited against RMAP or are considered non-conformant by RMAP, further due diligence steps are followed to notify suppliers reporting these facilities. Smelters and refiners are actively monitored to proactively identify the risk pertaining to conflict minerals.

Each facility that meets the definition of a smelter or refiner of a 3TG mineral was assessed according to red flag indicators defined in the OECD Guidance. Assent used several factors to measure sourcing risk, including:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Geographic proximity to the DRC and Covered Countries

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Known mineral source country of origin

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• RMAP audit status

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Credible evidence of unethical or conflict sourcing

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Peer assessments conducted by credible third-party sources

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Sanctions risks

Vertiv initiated risk mitigation efforts where a supplier's CMRT reported facilities of concern, including instructing the supplier to undertake its own independent risk mitigation actions and asking the supplier to submit a product-specific or user defined CMRT to Vertiv identifying the connection, if any, between the facilities of concern and 3TG minerals supplied to Vertiv. Vertiv provided suppliers with clear performance objectives within reasonable timeframes, with the ultimate goal of progressively eliminating facilities of concern from Vertiv's supply chain. Vertiv asked suppliers to prioritize the elimination of smelters and refiners of high concern as identified by Assent's "Smelter of Interest Guide" due to their affiliations to sanctions lists or suspicion of connection to human rights violations.

For the suppliers that provided country of origin information for 3TG minerals, we confirmed the listed countries of origin for each smelter and refiner if the information was available from RMI. Some suppliers identified missing information from their supply chains and therefore could not provide a complete list of their upstream smelters and refiners.

------

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;c.Design and Implement a Strategy to Respond to Identified Risks

Vertiv has developed and implemented processes to assess and respond to the risks identified in the supply chain. Vertiv has a risk management plan through which the conflict minerals program is implemented, managed, and monitored. Vertiv responds to identified risks by enforcing our Supplier Code of Conduct and Purchase Order Terms and Conditions. Both documents communicate to our suppliers our expectations and requirements relating to the use and sourcing of 3TG minerals. Specifically, Vertiv's Terms and Conditions of Purchase require our suppliers to trace and declare the country of origin of minerals used in all materials and to promptly provide Vertiv with relevant CMRT reports upon request. In support of conflict-free conflict minerals sourcing, Vertiv's Terms and Conditions of Purchase further require Vertiv suppliers to source conflict minerals only from conflict-free smelters and refiners, regardless of where the smelter or refiner is located. Through its membership in RMI and cooperation with Assent, Vertiv supports multistakeholder responsible sourcing efforts and supports development and implementation of responsible sourcing practices.

Suppliers that are either non-responsive, provide incomplete or inconsistent responses to Vertiv's solicitations for information or do not respond to Vertiv's enhanced smelter due diligence are escalated within Vertiv's procurement organization for follow-up and receive email communications reminding them of the importance of a response via CMRT and of Vertiv's expectations relating to the use and sourcing of 3TG minerals.

In response to identified risks, Vertiv established the Vertiv Enhanced Smelter Due Diligence program, through which Vertiv followed up with every supplier that reported other than RMI conformant and active smelters. Suppliers were contacted in accordance with the OECD Guidance to inform them of the potential risk, and to evaluate whether these smelters could be connected to Vertiv's products. If confirmed, Vertiv requested these suppliers remove all non-RMI conformant or active smelters and refiners from the supply chain of products supplied to Vertiv. The suppliers were asked to complete user-defined or product-level CMRT specific to materials, products, or piece of parts purchased by Vertiv.

Suppliers receive feedback on their submissions and access to educational resources to assist suppliers in corrective action methods or to improve their internal programs. In cases where suppliers have continuously been non-responsive or are not committed to corrective action plans, Vertiv will assess if replacing that supplier is feasible.

The Global Procurement Responsible Business team regularly reports to Vertiv's procurement leadership, Chief Procurement Officer and Global Compliance Officer on its efforts to collect CMRTs, the conflict-free status of suppliers, and the findings of the supply chain risk assessment.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;d.Independent Third-Party Audits of Supply Chain Due Diligence

As a downstream company, Vertiv does not have a direct relationship with smelters or refiners and we do not perform direct audits of smelters or refiners. Vertiv relies on third-party audits of smelters and refiners conducted as a part of the RMAP and results of such audits made available by RMI. Assent followed up with smelters or refiners that are not currently enrolled in an industry recognized audit/assessment program to encourage their participation and gather information regarding each facilities' sourcing practices. Furthermore, Vertiv is a signatory of Assent's communication to smelters and refiners who participated in RMAP and are conformant to the corresponding program's standards to express Vertiv's gratitude for ethical minerals sourcing in accordance with the requirements of downstream companies detailed in OECD Guidance. Through Vertiv's membership with the RMI, smelters and refiners have been encouraged to participate in the RMAP as well.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;e.Report on Supply Chain Due Diligence

Vertiv reports annually on its conflict minerals due diligence program in this Report, which is filed annually with the Securities and Exchange Commission. This report is available on the Ethics and Compliance section of the Vertiv's company website at <u>https://www.vertiv.com/en-us/about/ethics--compliance/#/tab-supply-chain</u>.

------

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**4.Results of Our Reasonable Country of Origin Inquiry and Due Diligence**

For the reporting period of January 1, 2025 through December 31, 2025, Vertiv solicited 751 in-scope suppliers to gather detailed information regarding the existence of 3TG minerals in components and materials sold to us, as well as the origin and chain of custody of such 3TG minerals. Vertiv's Conflict Minerals program achieved 96.8% response rate with 727 recorded supplier submissions. Based on the information provided by our suppliers and our own due diligence efforts, as described in this Report, through May 18, 2026, we do not have sufficient information to conclusively determine the countries of origin or chain of custody of all 3TG minerals in our products. <u>Annex A</u> to this Report lists those smelters and refiners that were operational in calendar year 2025, met the recognized definition of 3TG minerals processing facility and may have been used to process 3TG minerals in Vertiv's supply chain as suppliers listed them in submitted CMRTs. <u>Annex B</u> lists the countries of origin from which the suppliers reported sourcing 3TG minerals, based on reasonable country of origin data obtained via Assent's supply chain database. Due to the common practice of the collection of company-level CMRTs among suppliers, and inability of upstream suppliers to discern exactly which company's product lines are connected to a particular smelter or refiner, the list of smelters and refiners that processed 3TG minerals used in Vertiv products, as well as the list of countries of origin of the 3TG minerals, are likely to be more comprehensive than the list of smelters and refiners and their respective countries of origin that actually processed the 3TG minerals contained in Vertiv's products.

Taking into account this potential over-reporting, Vertiv has taken measures to validate all smelter and refiner data against validated audit program and databases intended to verify potentially high-risk smelters. All suppliers who reported smelters that potentially posed a risk due to the presence of red flag indicators were contacted in accordance with the OECD Guidance as stipulated in the previous sections and asked to provide more specific CMRT. While 44.47% of suppliers were able to provide conflict-free CMRT other suppliers need more time to process Vertiv's request for conflict free sourcing and therefore Vertiv's Conflict Minerals Report for 2025 includes several smelters which do not have RMI conformant or active status. All suppliers that didn't provide the conflict free CMRT by Vertiv's stated deadline for the Report shall be warned that they need to improve their due diligence in the next reporting period.

The tables below summarize the quantity of smelters and refiners and source of 3TG minerals reported in the CMRTs submitted by Vertiv´s suppliers who responded to our Conflict Minerals campaign for reporting year 2025:

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **Conflict Mineral** | **RMAP Conformant** | **RMAP** <br>**Active** | **Non-enrolled** | **Non-Conformant** | **Total** |
| **Tin** | 51 | 4 | 9 | 10 | 74 |
| **Tantalum** | 32 | 1 | 2 | 0 | 35 |
| **Tungsten** | 33 | 2 | 10 | 6 | 51 |
| **Gold** | 92 | 2 | 63 | 21 | 178 |

---

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **Source of 3TG Mineral** | **RMAP Conformant** | **RMAP**<br>**Active** | **Non-enrolled** | **Non-Conformant** | **Total** |
| **3TG mineral sourced from DRC or adjoining country** | 60 | 1 | 14 | 7 | 82 |
| **3TG mineral not sourced from DRC or adjoining country** | 128 | 2 | 43 | 25 | 198 |
| **Unknown** | 20 | 6 | 27 | 5 | 58 |

---

------

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**5.Risk Mitigation**

Vertiv has taken, and intends to continue taking, the following steps in accordance with the provisions of the Rule to further mitigate the risk that 3TG minerals necessary to our products could benefit armed groups or conflicts:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a.Improve supplier engagement and response rates through enhanced supplier outreach, structured follow up, and targeted escalation. Year-over-year, Vertiv increased the CMRT response rate from 87.35% to 96.8% and increased the EMRT response rate from 85.14% to 94.59%. Vertiv will continue to focus on achieving and sustaining high response rates to improve supply chain transparency;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b.Enhance upstream risk identification and data quality, including expanded smelter and refiner screening, sanctions checks, and validation of supplier-reported data using comprehensive risk-evaluation tools and databases;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;c.Reinforce responsible sourcing requirements, requiring suppliers to source 3TG minerals from smelters and refiners that are conformant or active under RMAP;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;d.Embed responsible minerals expectations contractually and operationally, through Vertiv's Supplier Code of Conduct, General Terms and Conditions, and Master Purchase Agreements, alongside supplier training and guidance;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;e.Maintain Industry engagement and continuous program improvement, including active participation in the Responsible Minerals Initiative, application of evolving best practices, and continued support for ethical sourcing across the supply chain.

------

**ANNEX A**

Table 1 below lists smelters and refiners from Vertiv's 3TG minerals RCOI. Please note that some of the listed smelters and refiners may not actually provide 3TG minerals to be used in Vertiv products because the smelters and refiners may have declared 3TG minerals only as part of a company-level CMRT submission, rather than a CMRT specific to the products supplied to Vertiv. However, Vertiv is listing these smelters and refiners in the interest of presenting a complete list.

**Table 1. Smelters and refiners reported in Vertiv CMRT.**

---

| | | |
|:---|:---|:---|
| **Mineral** | **Smelter/ Refiner Name** | **Facility Location** |
| Gold | Advanced Chemical Company | United States  |
| Gold | Aida Chemical Industries Co., Ltd. | Japan |
| Gold | Agosi AG | Germany |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan |
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | Brazil |
| Gold | Argor-Heraeus S.A. | Switzerland |
| Gold | Asahi Pretec Corp. | Japan |
| Gold | Asaka Riken Co., Ltd. | Japan |
| Gold | Aurubis AG | Germany |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines |
| Gold | Boliden Ronnskar | Sweden |
| Gold | C. Hafner GmbH + Co. KG | Germany |
| Gold | Caridad | Mexico |
| Gold | CCR Refinery - Glencore Canada Corporation | Canada |
| Gold | Cendres + Metaux S.A. | Switzerland |
| Gold | Chimet S.p.A. | Italy |
| Gold | Chugai Mining | Japan |
| Gold | Daye Non-Ferrous Metals Mining Ltd. | China |
| Gold | DSC (Do Sung Corporation) | Korea |
| Gold | Dowa | Japan |
| Gold | Eco-System Recycling Co., Ltd. East Plant | Japan |
| Gold | JSC Novosibirsk Refinery | Russian Federation |
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | China |
| Gold | LT Metal Ltd. | Korea |
| Gold | Heimerle + Meule GmbH | Germany |
| Gold | Heraeus Metals Hong Kong Ltd. | China |
| Gold | Heraeus Germany GmbH Co. KG | Germany |
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | China |
| Gold | HwaSeong CJ CO., LTD. | Korea |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | China |
| Gold | Ishifuku Metal Industry Co., Ltd. | Japan |
| Gold | Istanbul Gold Refinery | Turkey |
| Gold | Japan Mint | Japan |
| Gold | Jiangxi Copper Co., Ltd. | China |

---

------

---

| | | |
|:---|:---|:---|
| Gold | Asahi Refining USA Inc. | United States  |
| Gold | Asahi Refining Canada Ltd. | Canada |
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Russian Federation |
| Gold | JSC Uralelectromed | Russian Federation |
| Gold | Kazakhmys Smelting LLC | Kazakhstan |
| Gold | Kazzinc | Kazakhstan |
| Gold | Kennecott Utah Copper LLC | United States  |
| Gold | Kojima Chemicals Co., Ltd. | Japan |
| Gold | Kyrgyzaltyn JSC | Kyrgyzstan |
| Gold | Lingbao Gold Co., Ltd. | China |
| Gold | LS MnM Inc. | Korea |
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | China |
| Gold | Materion | United States  |
| Gold | Matsuda Sangyo Co., Ltd. | Japan |
| Gold | Metalor Technologies (Suzhou) Ltd. | China |
| Gold | Metalor Technologies (Hong Kong) Ltd. | China |
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore |
| Gold | Metalor Technologies S.A. | Switzerland |
| Gold | Metalor USA Refining Corporation | United States  |
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | Mexico |
| Gold | Mitsubishi Materials Corporation | Japan |
| Gold | Mitsui Mining and Smelting Co., Ltd. | Japan |
| Gold | Moscow Special Alloys Processing Plant | Russian Federation |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | Turkey |
| Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan |
| Gold | Nihon Material Co., Ltd. | Japan |
| Gold | Ohura Precious Metal Industry Co., Ltd. | Japan |
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | Russian Federation |
| Gold | MKS PAMP SA | Switzerland |
| Gold | Penglai Penggang Gold Industry Co., Ltd. | China |
| Gold | Prioksky Plant of Non-Ferrous Metals | Russian Federation |
| Gold | PT Aneka Tambang (Persero) Tbk | Indonesia |
| Gold | PX Precinox S.A. | Switzerland |
| Gold | Rand Refinery (Pty) Ltd. | South Africa |
| Gold | Royal Canadian Mint | Canada |
| Gold | Sabin Metal Corp. | United States  |
| Gold | Samduck Precious Metals | Korea |
| Gold | Samwon Metals Corp. | Korea |
| Gold | SEMPSA Joyeria Plateria S.A. | Spain |
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | China |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | China |

---

------

---

| | | |
|:---|:---|:---|
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation |
| Gold | Solar Applied Materials Technology Corp. | Taiwan |
| Gold | Sumitomo Metal Mining Co., Ltd. | Japan |
| Gold | Super Dragon Technology Co., Ltd. | Taiwan |
| Gold | Tanaka Kikinzoku Kogyo K.K. | Japan |
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | China |
| Gold | Shandong Gold Smelting Co., Ltd. | China |
| Gold | Tokuriki Honten Co., Ltd. | Japan |
| Gold | Torecom | Korea |
| Gold | Umicore S.A. Business Unit Precious Metals Refining | Belgium |
| Gold | United Precious Metal Refining, Inc. | United States  |
| Gold | Valcambi S.A. | Switzerland |
| Gold | Yamakin Co., Ltd. | Japan |
| Gold | Yokohama Metal Co., Ltd. | Japan |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China |
| Gold | Morris and Watson | New Zealand |
| Gold | SAFINA A.S. | Czechia |
| Gold | Umicore Precious Metals Thailand | Thailand |
| Gold | MMTC-PAMP India Pvt., Ltd. | India |
| Gold | KGHM Polska Miedz Spolka Akcyjna | Poland |
| Gold | Fidelity Printers and Refiners Ltd. | Zimbabwe |
| Gold | Singway Technology Co., Ltd. | Taiwan |
| Gold | Shandong Humon Smelting Co., Ltd. | China |
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | China |
| Gold | Al Etihad Gold Refinery DMCC | United Arab Emirates |
| Gold | Emirates Gold DMCC | United Arab Emirates |
| Gold | International Precious Metal Refiners | United Arab Emirates |
| Gold | T.C.A S.p.A | Italy |
| Gold | REMONDIS PMR B.V. | Netherlands |
| Gold | Fujairah Gold FZC | United Arab Emirates |
| Gold | Shirpur Gold Refinery Ltd. | India |
| Gold | Korea Zinc Co., Ltd. | Korea |
| Gold | Marsam Metals | Brazil |
| Gold | TOO Tau-Ken-Altyn | Kazakhstan |
| Gold | Abington Reldan Metals, LLC | United States  |
| Gold | Shenzhen CuiLu Gold Co., Ltd. | China |
| Gold | Albino Mountinho Lda. | Portugal |
| Gold | SAAMP | France |
| Gold | L'Orfebre S.A. | Andorra |
| Gold | 8853 S.p.A. | Italy |
| Gold | Italpreziosi | Italy |
| Gold | WIELAND Edelmetalle GmbH | Germany |
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Austria |

---

------

---

| | | |
|:---|:---|:---|
| Gold | AU Traders and Refiners | South Africa |
| Gold | GGC Gujrat Gold Centre Pvt. Ltd. | India |
| Gold | Modeltech Sdn Bhd | Malaysia |
| Gold | Bangalore Refinery | India |
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | Russian Federation |
| Gold | Degussa Sonne / Mond Goldhandel GmbH | Germany |
| Gold | Pease & Curren | United States  |
| Gold | JALAN & Company | India |
| Gold | SungEel HiMetal Co., Ltd. | Korea |
| Gold | Planta Recuperadora de Metales SpA | Chile |
| Gold | ABC Refinery Pty Ltd. | Australia |
| Gold | Safimet S.p.A | Italy |
| Gold | State Research Institute Center for Physical Sciences and Technology | Lithuania |
| Gold | African Gold Refinery | Uganda |
| Gold | Gold Coast Refinery | Ghana |
| Gold | NH Recytech Company | Korea |
| Gold | QG Refining, LLC | United States  |
| Gold | Dijllah Gold Refinery FZC | United Arab Emirates |
| Gold | CGR Metalloys Pvt Ltd. | India |
| Gold | Sovereign Metals | India |
| Gold | Eco-System Recycling Co., Ltd. North Plant | Japan |
| Gold | Eco-System Recycling Co., Ltd. West Plant | Japan |
| Gold | Augmont Enterprises Private Limited | India |
| Gold | Kundan Care Products Ltd. | India |
| Gold | Emerald Jewel Industry India Limited (Unit 1) | India |
| Gold | Emerald Jewel Industry India Limited (Unit 2) | India |
| Gold | Emerald Jewel Industry India Limited (Unit 3) | India |
| Gold | Emerald Jewel Industry India Limited (Unit 4) | India |
| Gold | K.A. Rasmussen | Norway |
| Gold | Alexy Metals | United States  |
| Gold | MD Overseas | India |
| Gold | Metallix Refining Inc. | United States  |
| Gold | Metal Concentrators SA (Pty) Ltd. | South Africa |
| Gold | WEEEREFINING | France |
| Gold | Gold by Gold Colombia | Colombia |
| Gold | Dongwu Gold Group | China |
| Gold | Sam Precious Metals | United Arab Emirates |
| Gold | NOBLE METAL SERVICES | United States  |
| Gold | Coimpa Industrial LTDA | Brazil |
| Gold | SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD. | China |
| Gold | TITAN COMPANY LIMITED, JEWELLERY DIVISION | India |

---

------

---

| | | |
|:---|:---|:---|
| Gold | GG Refinery Ltd. | Tanzania, United Republic Of |
| Gold | Attero Recycling Pvt Ltd | India |
| Gold | Impala Platinum - Platinum Metals Refinery (PMR) | South Africa |
| Gold | Elite Industech Co., Ltd. | Taiwan |
| Gold | Gasabo Gold Refinery Ltd | Rwanda |
| Gold | Minera Titán del Perú SRL (MTP) - Belen Plant | Peru |
| Gold | Yunnan Copper Industry Co., Ltd. | China |
| Gold | Hunan Chenzhou Mining Co., Ltd. | China |
| Gold | JX Nippon Mining & Metals Co., Ltd. | Japan |
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | China |
| Gold | Western Australian Mint (T/a The Perth Mint) | Australia |
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | China |
| Gold | SOLEIL METALS (Chala One Plant) | Peru |
| Gold | SOLEIL METALS (YAKARI Plant) | Peru |
| Gold | Atlantic Copper | Spain |
| Gold | Naoshima Smelter & Refinery | Japan |
| Gold | KGHM Polska Miedz S.A. Oddzial Huta Miedzi, Glogow | Poland |
| Gold | Aurubis AG, Hamburg | Germany |
| Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | China |
| Tantalum | F&X Electro-Materials Ltd. | China |
| Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | China |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China |
| Tantalum | Jiujiang Tanbre Co., Ltd. | China |
| Tantalum | AMG Brasil | Brazil |
| Tantalum | Metallurgical Products India Pvt., Ltd. | India |
| Tantalum | Mineracao Taboca S.A. | Brazil |
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | Japan |
| Tantalum | NPM Silmet AS | Estonia |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China |
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | China |
| Tantalum | Solikamsk Magnesium Works OAO | Russian Federation |
| Tantalum | Taki Chemical Co., Ltd. | Japan |
| Tantalum | Telex Metals | United States  |
| Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China |
| Tantalum | D Block Metals, LLC | United States  |
| Tantalum | FIR Metals & Resource Ltd. | China |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China |
| Tantalum | KEMET de Mexico | Mexico |
| Tantalum | TANIOBIS Co., Ltd. | Thailand |
| Tantalum | TANIOBIS GmbH | Germany |

---

------

---

| | | |
|:---|:---|:---|
| Tantalum | Materion Newton Inc. | United States  |
| Tantalum | TANIOBIS Japan Co., Ltd. | Japan |
| Tantalum | TANIOBIS Smelting GmbH & Co. KG | Germany |
| Tantalum | Global Advanced Metals Boyertown | United States  |
| Tantalum | Global Advanced Metals Aizu | Japan |
| Tantalum | Resind Industria e Comercio Ltda. | Brazil |
| Tantalum | Jiangxi Tuohong New Raw Material | China |
| Tantalum | 5D Production OU | Estonia |
| Tantalum | PowerX Ltd. | Rwanda |
| Tantalum | Jiangxi Sanshi Nonferrous Metals Co., Ltd | China |
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | China |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | China |
| Tin | Alpha Assembly Solutions Inc | United States  |
| Tin | PT Premium Tin Indonesia | Indonesia |
| Tin | Dongguan Best Alloys Co., Ltd. | China |
| Tin | Dowa | Japan |
| Tin | EM Vinto | Bolivia (Plurinational State Of) |
| Tin | Estanho de Rondonia S.A. | Brazil |
| Tin | Fenix Metals | Poland |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China |
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | China |
| Tin | Gejiu Kai Meng Industry and Trade LLC | China |
| Tin | China Tin Group Co., Ltd. | China |
| Tin | Metallic Resources, Inc. | United States  |
| Tin | Mineracao Taboca S.A. | Brazil |
| Tin | Minsur | Peru |
| Tin | Mitsubishi Materials Corporation | Japan |
| Tin | Jiangxi New Nanshan Technology Ltd. | China |
| Tin | Novosibirsk Tin Combine | Russian Federation |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand |
| Tin | Operaciones Metalurgicas S.A. | Bolivia (Plurinational State Of) |
| Tin | PT Mitra Stania Prima | Indonesia |
| Tin | PT Prima Timah Utama | Indonesia |
| Tin | PT Timah Tbk Kundur | Indonesia |
| Tin | PT Timah Tbk Mentok | Indonesia |
| Tin | Rui Da Hung | Taiwan |
| Tin | Thaisarco | Thailand |
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China |
| Tin | VQB Mineral and Trading Group JSC | Viet Nam |
| Tin | White Solder Metalurgia e Mineracao Ltda. | Brazil |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | China |

---

------

---

| | | |
|:---|:---|:---|
| Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. | China |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | Brazil |
| Tin | Melt Metais e Ligas S.A. | Brazil |
| Tin | PT ATD Makmur Mandiri Jaya | Indonesia |
| Tin | O.M. Manufacturing Philippines, Inc. | Philippines |
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Viet Nam |
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Viet Nam |
| Tin | PT Rajehan Ariq | Indonesia |
| Tin | PT Cipta Persada Mulia | Indonesia |
| Tin | An Vinh Joint Stock Mineral Processing Company | Viet Nam |
| Tin | Resind Industria e Comercio Ltda. | Brazil |
| Tin | Super Ligas | Brazil |
| Tin | Aurubis Beerse | Belgium |
| Tin | Aurubis Berango | Spain |
| Tin | PT Bangka Prima Tin | Indonesia |
| Tin | Modeltech Sdn Bhd | Malaysia |
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | China |
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | China |
| Tin | Tin Technology & Refining | United States  |
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | China |
| Tin | Ma'anshan Weitai Tin Co., Ltd. | China |
| Tin | Luna Smelter, Ltd. | Rwanda |
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | China |
| Tin | Precious Minerals and Smelting Limited | India |
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | China |
| Tin | PT Mitra Sukses Globalindo | Indonesia |
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | Brazil |
| Tin | CRM Synergies | Spain |
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | Brazil |
| Tin | PT Putera Sarana Shakti (PT PSS) | Indonesia |
| Tin | Mining Minerals Resources SARL | Congo, Democratic Republic Of The |
| Tin | Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. | Japan |
| Tin | Malaysia Smelting Corporation Berhad (Port Klang) | Malaysia |
| Tin | RIKAYAA GREENTECH PRIVATE LIMITED | India |
| Tin | Woodcross Smelting Company Limited | Uganda |
| Tin | Global Advanced Metals Greenbushes Pty Ltd. | Australia |
| Tin | Longnan Chuangyue Environmental Protection Technology Development Co., Ltd | China |
| Tin | P Kay Metal, Inc | United States  |
| Tin | PT Aries Kencana Sejahtera | Indonesia |

---

------

---

| | | |
|:---|:---|:---|
| Tin | PT Artha Cipta Langgeng | Indonesia |
| Tin | CV Ayi Jaya | Indonesia |
| Tin | PT Masbro Alam Stania | Indonesia |
| Tin | Conecsus LLC | United States  |
| Tin | PT Mitra Graha Raya | Indonesia |
| Tungsten | A.L.M.T. Corp. | Japan |
| Tungsten | Kennametal Huntsville | United States  |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China |
| Tungsten | Global Tungsten & Powders LLC | United States  |
| Tungsten | Hunan Jintai New Material Co., Ltd. | China |
| Tungsten | Japan New Metals Co., Ltd. | Japan |
| Tungsten | Kennametal Fallon | United States  |
| Tungsten | Wolfram Bergbau und Hutten AG | Austria |
| Tungsten | Xiamen Tungsten Co., Ltd. | China |
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | China |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China |
| Tungsten | Asia Tungsten Products Vietnam Ltd. | Viet Nam |
| Tungsten | Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | China |
| Tungsten | H.C. Starck Tungsten GmbH | Germany |
| Tungsten | TANIOBIS Smelting GmbH & Co. KG | Germany |
| Tungsten | Masan High-Tech Materials | Viet Nam |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China |
| Tungsten | Niagara Refining LLC | United States  |
| Tungsten | China Molybdenum Tungsten Co., Ltd. | China |
| Tungsten | Hydrometallurg, JSC | Russian Federation |
| Tungsten | Unecha Refractory metals plant | Russian Federation |
| Tungsten | Moliren Ltd. | Russian Federation |
| Tungsten | Lianyou Metals Co., Ltd. | Taiwan |
| Tungsten | JSC "Kirovgrad Hard Alloys Plant" | Russian Federation |
| Tungsten | NPP Tyazhmetprom LLC | Russian Federation |
| Tungsten | Hubei Green Tungsten Co., Ltd. | China |
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | Brazil |
| Tungsten | Cronimet Brasil Ltda | Brazil |
| Tungsten | Fujian Xinlu Tungsten Co., Ltd. | China |
| Tungsten | OOO "Technolom" 2 | Russian Federation |

---

------

---

| | | |
|:---|:---|:---|
| Tungsten | OOO "Technolom" 1 | Russian Federation |
| Tungsten | YUDU ANSHENG TUNGSTEN CO., LTD. | China |
| Tungsten | Tungsten Vietnam Joint Stock Company | Viet Nam |
| Tungsten | Nam Viet Cromit Joint Stock Company | Viet Nam |
| Tungsten | Lianyou Resources Co., Ltd. | Taiwan |
| Tungsten | Shinwon Tungsten (Fujian Shanghang) Co., Ltd. | China |
| Tungsten | Philippine Carreytech Metal Corp. | Philippines |
| Tungsten | KENEE MINING VIETNAM COMPANY LIMITED | Viet Nam |
| Tungsten | Philippine Bonway Manufacturing Industrial Corporation | Philippines |
| Tungsten | Jing Yuan Tungsten Technology Co., Ltd. | Taiwan |
| Tungsten | S.P.T. spol.s r.o. | Czechia |
| Tungsten | Tungamoy Metals Inc. | Korea |
| Tungsten | Uzbek Refractory and Heat-Resistant Metals | Uzbekistan |
| Tungsten | Geo Enterprise | Georgia |

---

------

**ANNEX B**

Table 2 below is an aggregate list of countries of origin from which the reported facilities collectively source 3TG minerals, based on reasonable country of origin data obtained via Assent's supply chain database. As stated above, some smelters and refiners may have been declared as part of a company-level CMRT submission, rather than a CMRT specific to the products supplied to Vertiv. Therefore, Table 2 may list more countries than those which are the actual sources of 3TG minerals for Vertiv products.

**Table 2. Countries of Origin of Conflict Minerals.** 

---

| |
|:---|
| Albania |
| Andorra |
| Angola |
| Argentina |
| Armenia |
| Australia |
| Austria |
| Azerbaijan |
| Belarus |
| Belgium |
| Benin |
| Bermuda |
| Bolivia (Plurinational State of) |
| Botswana |
| Brazil |
| Bulgaria |
| Burkina Faso |
| Burundi |
| Cambodia |
| Canada |
| Central African Republic |
| Colombia |
| Congo |
| Cyprus |
| Democratic Republic of the Congo |
| Djibouti |
| Dominica |
| Dominican Republic |
| Ecuador |
| Egypt |
| El Salvador |
| Eritrea |
| Estonia |
| Ethiopia |

---

------

---

| |
|:---|
| Fiji |
| Finland |
| France |
| Georgia |
| Germany |
| Ghana |
| Guatemala |
| Guinea |
| Guyana |
| Honduras |
| Hong Kong |
| Hungary |
| Chile |
| China |
| India |
| Indonesia |
| Ireland |
| Israel |
| Italy |
| Japan |
| Jersey |
| Kazakhstan |
| Kenya |
| Korea |
| Kyrgyzstan |
| Liberia |
| Liechtenstein |
| Lithuania |
| Luxembourg |
| Madagascar |
| Malaysia |
| Mali |
| Mauritania |
| Mexico |
| Mongolia |
| Morocco |
| Mozambique |
| Myanmar |
| Namibia |
| Netherlands |
| New Zealand |
| Nicaragua |
| Niger |

---

------

---

| |
|:---|
| Nigeria |
| Norway |
| Oman |
| Panama |
| Papua New Guinea |
| Peru |
| Philippines |
| Poland |
| Portugal |
| Russian Federation |
| Rwanda |
| Saudi Arabia |
| Senegal |
| Serbia |
| Sierra Leone |
| Singapore |
| Slovakia |
| Solomon Islands |
| South Africa |
| South Sudan |
| Spain |
| Sudan |
| Suriname |
| Sweden |
| Switzerland |
| Taiwan |
| Tajikistan |
| Tanzania |
| Thailand |
| Turkey |
| Uganda |
| United Arab Emirates |
| United Kingdom |
| United States |
| Uruguay |
| Uzbekistan |
| Viet Nam |
| Zambia |
| Zimbabwe |

---

------

**ANNEX C**

The following table maps the Assent Sustainability Platform's status and CMRT logic structure when determining supplier status in Vertiv's Conflict Minerals program based on the answers provided in the CMRT by suppliers.

---

| | |
|:---|:---|
| Supplier Status | Description |
| Not Submitted | Supplier was approached, a CMRT has not been submitted |
| Complete | Supplier submitted valid and complete CMRT |
| Incomplete | Supplier submitted partially completed CMRT not covering all products associated to them |
| Invalid | Supplier provided CMRT with contradictory answers |
| Out of Scope | Supplier is out of scope for the conflict minerals program and does not have to submit the CMRT |

---

<br>