# EDGAR Filing Document

**Accession Number:** 0001414040
**File Stem:** 0001752724-23-017593
**Filing Date:** 2023-1
**Character Count:** 35061
**Document Hash:** 1b20a987382e12c6628bd34fe9e44305
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-017593.hdr.sgml**: 20230130

**ACCESSION NUMBER**: 0001752724-23-017593

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230130

**DATE AS OF CHANGE**: 20230130

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALPS ETF Trust
- **CENTRAL INDEX KEY:** 0001414040
- **IRS NUMBER:** 000000000
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22175
- **FILM NUMBER:** 23565977

**BUSINESS ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328
- **BUSINESS PHONE:** 303.623.2577

**MAIL ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328

## Series and Classes Contracts Data

### ALPS | O'Shares Global Internet Giants ETF (Series ID: S000075796)

| Class ID   | Class Name                                        | Ticker Symbol   |
|:---|:---|:---|
| C000235088 | ALPS | O'Shares Global Internet Giants ETF Shares |  |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ALPS ETF TRUST

- **b. Investment Company Act file number:** 811-22175

- **c. CIK number of Registrant:** 0001414040

- **d. LEI of Registrant:** 549300VF1907NYC4WM31

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 BROADWAY SUITE 1000

  - **City:** DENVER

  - **State:** CO

  - **Foreign country:** US

  - **Zip / Postal Code:** 80203

  - **Telephone number:** 3036232577

**Item A.2. Information about the Series.**

- **a. Name of Series:** ALPS | OShares Global Internet Giants ETF

- **b. EDGAR series identifier (if any):** S000075796

- **c. LEI of Series:** 549300R6V1BEN08RW638

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $152572950.92

**Total Liabilities:** $59843.66

**Net Assets:** $152513107.26

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000235088 | -12.10%              | -1.81%               | 0.60%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-45092622.37            | $19789599.40                               |
| Month 2  | $-165134.33              | $-2988808.18                               |
| Month 3  | $-3678752.88             | $3311620.22                                |

### Schedule of Portfolio Investments

| Name                                                       | Title                                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Spotify Technology Sa                                      | Spotify Technology SA                                      | CUSIP: L8681T102<br>LEI: 549300B4X0JHWV0DTD60 | Long             | EC               | CORP              | LU        |      6544 | NS      | $519724.48    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                                               | Alphabet, Inc.                                             | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |     89622 | NS      | $9050925.78   | 5.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Jd.com Inc                                                 | JD.com, Inc.                                               | CUSIP: N/A<br>LEI: 549300HVTWB0GJZ16V92       | Long             | EC               | CORP              | KY        |     50846 | NS      | $1424295.99   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Tyler Technologies Inc                                     | Tyler Technologies, Inc.                                   | CUSIP: 902252105<br>LEI: 25490040SMU4Z8LBCW70 | Long             | EC               | CORP              | US        |      1438 | NS      | $492860.12    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Bill.com Holdings Inc                                      | Bill.com Holdings, Inc.                                    | CUSIP: 090043100<br>LEI: 549300IBF9VZZIGOZW63 | Long             | EC               | CORP              | US        |     15422 | NS      | $1857117.24   | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Sap Se                                                     | SAP SE                                                     | CUSIP: D66992104<br>LEI: 529900D6BF99LW9R2E68 | Long             | EC               | CORP              | DE        |      6319 | NS      | $686884.99    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Netflix Inc                                                | Netflix, Inc.                                              | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |      3751 | NS      | $1146043.03   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Vmware Inc                                                 | VMware, Inc.                                               | CUSIP: 928563402<br>LEI: 549300BUDHS3LRWBE814 | Long             | EC               | CORP              | US        |      4842 | NS      | $588254.58    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Applovin Corp                                              | AppLovin Corp.                                             | CUSIP: 03831W108<br>LEI: 549300LLVXMUAOL3SQ07 | Long             | EC               | CORP              | US        |     39811 | NS      | $573676.51    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Paylocity Holding Corp                                     | Paylocity Holding Corp.                                    | CUSIP: 70438V106<br>LEI: 549300VH75FTB4DIEE07 | Long             | EC               | CORP              | US        |      7098 | NS      | $1546157.34   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Chewy Inc                                                  | Chewy, Inc.                                                | CUSIP: 16679L109<br>LEI: 254900NPQSTG9I422879 | Long             | EC               | CORP              | US        |     21463 | NS      | $925699.19    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Snap Inc                                                   | Snap, Inc.                                                 | CUSIP: 83304A106<br>LEI: 549300JNC0L6VP8A2Q35 | Long             | EC               | CORP              | US        |     88021 | NS      | $907496.51    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Palantir Technologies Inc                                  | Palantir Technologies, Inc.                                | CUSIP: 69608A108<br>LEI: 549300UVN46B3BBDHO85 | Long             | EC               | CORP              | US        |    228160 | NS      | $1711200.00   | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Baidu Inc                                                  | Baidu, Inc.                                                | CUSIP: 056752108<br>LEI: 254900AL64IANZYI1E02 | Long             | EC               | CORP              | KY        |      5244 | NS      | $569498.40    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Okta Inc                                                   | Okta, Inc.                                                 | CUSIP: 679295105<br>LEI: 549300N8J06I8MRHU620 | Long             | EC               | CORP              | US        |     32594 | NS      | $1737912.08   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuit Inc                                                 | Intuit, Inc.                                               | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |      3912 | NS      | $1594492.08   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Sea Ltd                                                    | Sea, Ltd.                                                  | CUSIP: 81141R100<br>LEI: 529900OM6JLLW44YKI15 | Long             | EC               | CORP              | KY        |     28155 | NS      | $1643407.35   | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Uipath Inc                                                 | UiPath, Inc.                                               | CUSIP: 90364P105<br>LEI: 5493000YP61KBELDHT53 | Long             | EC               | CORP              | US        |    143923 | NS      | $1794719.81   | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Tencent Holdings Ltd                                       | Tencent Holdings, Ltd.                                     | CUSIP: G87572163<br>LEI: 254900N4SLUMW4XUYY11 | Long             | EC               | CORP              | KY        |     57117 | NS      | $2100128.97   | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Paycom Software Inc                                        | Paycom Software, Inc.                                      | CUSIP: 70432V102<br>LEI: 254900LSB0HNJUDC6Q18 | Long             | EC               | CORP              | US        |      4895 | NS      | $1659894.50   | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Snowflake Inc                                              | Snowflake, Inc.                                            | CUSIP: 833445109<br>LEI: 254900CJNSY1K7T53Z16 | Long             | EC               | CORP              | US        |     18913 | NS      | $2702667.70   | 1.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Etsy Inc                                                   | Etsy, Inc.                                                 | CUSIP: 29786A106<br>LEI: 54930089Q7XT501AEA40 | Long             | EC               | CORP              | US        |      6894 | NS      | $910628.46    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Palo Alto Networks Inc                                     | Palo Alto Networks, Inc.                                   | CUSIP: 697435105<br>LEI: 549300QXR2YVZV231H43 | Long             | EC               | CORP              | US        |     11783 | NS      | $2001931.70   | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com Inc                                             | Amazon.com, Inc.                                           | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |     81924 | NS      | $7908942.96   | 5.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Netease Inc                                                | NetEase, Inc.                                              | CUSIP: N/A<br>LEI: 5299004AF4DSJDB0PA32       | Long             | EC               | CORP              | KY        |     39068 | NS      | $546685.41    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Atlassian Corp                                             | Atlassian Corp.                                            | CUSIP: 049468101<br>LEI: 549300V7ZY5P02D2MY38 | Long             | EC               | CORP              | US        |     12600 | NS      | $1657530.00   | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Pinduoduo Inc                                              | Pinduoduo, Inc.                                            | CUSIP: 722304102<br>LEI: 5493000573DS7005T657 | Long             | EC               | CORP              | KY        |     34537 | NS      | $2833415.48   | 1.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                                             | Microsoft Corp.                                            | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |     41144 | NS      | $10497480.16  | 6.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Doordash Inc                                               | DoorDash, Inc.                                             | CUSIP: 25809K105<br>LEI: 549300NUQ43FGGSK5051 | Long             | EC               | CORP              | US        |     30335 | NS      | $1767013.75   | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Live Nation Entertainment Inc                              | Live Nation Entertainment, Inc.                            | CUSIP: 538034109<br>LEI: 5493007B9BM9ZXJINO78 | Long             | EC               | CORP              | US        |     16400 | NS      | $1193264.00   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Twilio Inc                                                 | Twilio, Inc.                                               | CUSIP: 90138F102<br>LEI: 5493004W8TRGD63APX93 | Long             | EC               | CORP              | US        |     28941 | NS      | $1418687.82   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Monday.com Ltd                                             | Monday.com, Ltd.                                           | CUSIP: M7S64H106<br>LEI: N/A                  | Long             | EC               | CORP              | IL        |     17416 | NS      | $1872220.00   | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Hubspot Inc                                                | HubSpot, Inc.                                              | CUSIP: 443573100<br>LEI: 529900BLNVEW0MVKJB37 | Long             | EC               | CORP              | US        |      5793 | NS      | $1755452.79   | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Five9 Inc                                                  | Five9, Inc.                                                | CUSIP: 338307101<br>LEI: 254900MXP6EWY0SFFR59 | Long             | EC               | CORP              | US        |     17849 | NS      | $1144299.39   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Verisign Inc                                               | VeriSign, Inc.                                             | CUSIP: 92343E102<br>LEI: LMPL4N8ZOJRMF0KOF759 | Long             | EC               | CORP              | US        |      2825 | NS      | $564463.25    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Dynatrace Inc                                              | Dynatrace, Inc.                                            | CUSIP: 268150109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     37677 | NS      | $1459983.75   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Cloudflare Inc                                             | Cloudflare, Inc.                                           | CUSIP: 18915M107<br>LEI: 5493007DY18BGNLDWU14 | Long             | EC               | CORP              | US        |     39513 | NS      | $1941668.82   | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Unity Software Inc                                         | Unity Software, Inc.                                       | CUSIP: 91332U101<br>LEI: 549300D1ESJMGNQNG432 | Long             | EC               | CORP              | US        |     47786 | NS      | $1888024.86   | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Roblox Corp                                                | ROBLOX Corp.                                               | CUSIP: 771049103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     44181 | NS      | $1403630.37   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Oracle Corp                                                | Oracle Corp.                                               | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |     25795 | NS      | $2141758.85   | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Allegro.eu Sa                                              | Allegro.eu SA                                              | CUSIP: N/A<br>LEI: 222100VRLXV3FPMG4982       | Long             | EC               | CORP              | LU        |    372124 | NS      | $1853032.06   | 1.21%             |  |  |  | Yes           |                  1 | On Loan: No      |
| Ceridian Hcm Holding Inc                                   | Ceridian HCM Holding, Inc.                                 | CUSIP: 15677J108<br>LEI: 549300T64GVCHFJ8L449 | Long             | EC               | CORP              | US        |     18235 | NS      | $1248003.40   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Zoom Video Communications Inc                              | Zoom Video Communications, Inc.                            | CUSIP: 98980L101<br>LEI: 549300T9GCHU0ODOM055 | Long             | EC               | CORP              | US        |      6937 | NS      | $523257.91    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Match Group Inc                                            | Match Group, Inc.                                          | CUSIP: 57667L107<br>LEI: 15OMOPB0A8K0EFUVD031 | Long             | EC               | CORP              | US        |     10472 | NS      | $529464.32    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Kuaishou Technology                                        | Kuaishou Technology                                        | CUSIP: N/A<br>LEI: 300300FCDZBE6UP9ED24       | Long             | EC               | CORP              | KY        |    146000 | NS      | $1057016.11   | 0.69%             |  |  |  | Yes           |                  1 | On Loan: No      |
| Splunk Inc                                                 | Splunk, Inc.                                               | CUSIP: 848637104<br>LEI: 549300XGDSGBP6UEI867 | Long             | EC               | CORP              | US        |     16482 | NS      | $1280321.76   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Datadog Inc                                                | Datadog, Inc.                                              | CUSIP: 23804L103<br>LEI: 549300F6JNO0KRPO1K63 | Long             | EC               | CORP              | US        |     28435 | NS      | $2154804.30   | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Nice Ltd                                                   | Nice, Ltd.                                                 | CUSIP: 653656108<br>LEI: 254900YTY4EF5Z4W0A51 | Long             | EC               | CORP              | IL        |      3660 | NS      | $710662.20    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Meituan                                                    | Meituan                                                    | CUSIP: N/A<br>LEI: 21380033K525E5JLIA77       | Long             | EC               | CORP              | KY        |    167366 | NS      | $3505473.42   | 2.30%             |  |  |  | Yes           |                  1 | On Loan: No      |
| Elastic Nv                                                 | Elastic NV                                                 | CUSIP: N14506104<br>LEI: 2549003I48WHHH937I59 | Long             | EC               | CORP              | NL        |     22495 | NS      | $1376469.05   | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Take-two Interactive Software Inc                          | Take-Two Interactive Software, Inc.                        | CUSIP: 874054109<br>LEI: BOMSTHHJK882EWYX3334 | Long             | EC               | CORP              | US        |     21303 | NS      | $2251514.07   | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Sentinelone Inc                                            | SentinelOne, Inc.                                          | CUSIP: 81730H109<br>LEI: 549300ZTTY7CXOLJ6539 | Long             | EC               | CORP              | US        |     86006 | NS      | $1247087.00   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Xero Ltd                                                   | Xero, Ltd.                                                 | CUSIP: N/A<br>LEI: 254900UG5D8YST164N14       | Long             | EC               | CORP              | NZ        |     22899 | NS      | $1097933.46   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Pinterest Inc                                              | Pinterest, Inc.                                            | CUSIP: 72352L106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     41903 | NS      | $1065174.26   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Bilibili Inc                                               | Bilibili, Inc.                                             | CUSIP: 090040106<br>LEI: 5493008V60M52L3PIS45 | Long             | EC               | CORP              | KY        |     89474 | NS      | $1553268.64   | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc                                             | Salesforce, Inc.                                           | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |     13084 | NS      | $2096711.00   | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Crowdstrike Holdings Inc                                   | Crowdstrike Holdings, Inc.                                 | CUSIP: 22788C105<br>LEI: 549300YBY08K9KM4HX32 | Long             | EC               | CORP              | US        |     16490 | NS      | $1940048.50   | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Digitalocean Holdings Inc                                  | DigitalOcean Holdings, Inc.                                | CUSIP: 25402D102<br>LEI: 549300EPISPY3RE3DL21 | Long             | EC               | CORP              | US        |     47344 | NS      | $1412271.52   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Adobe Inc                                                  | Adobe, Inc.                                                | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |      5895 | NS      | $2033362.35   | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Electronic Arts Inc                                        | Electronic Arts, Inc.                                      | CUSIP: 285512109<br>LEI: 549300O7A67PUEYKDL45 | Long             | EC               | CORP              | US        |      5528 | NS      | $722951.84    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Institutional Treasury Plus Money Market Fund | State Street Institutional Treasury Plus Money Market Fund | CUSIP: 857492862<br>LEI: 549300PNASLVKQG64331 | Long             | STIV             | RF                | US        |    132849 | NS      | $132849.02    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Fortinet Inc                                               | Fortinet, Inc.                                             | CUSIP: 34959E109<br>LEI: 549300O0QJWDBAS0QX03 | Long             | EC               | CORP              | US        |     41478 | NS      | $2204970.48   | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Roku Inc                                                   | Roku, Inc.                                                 | CUSIP: 77543R102<br>LEI: 549300KR6ITU0YIR1T71 | Long             | EC               | CORP              | US        |     16441 | NS      | $976102.17    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Alibaba Group Holding Ltd                                  | Alibaba Group Holding, Ltd.                                | CUSIP: 01609W102<br>LEI: 5493001NTNQJDH60PM02 | Long             | EC               | CORP              | CN        |     17950 | NS      | $1571702.00   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Trade Desk Inc/the                                         | Trade Desk, Inc.                                           | CUSIP: 88339J105<br>LEI: 549300GXPD31VT3E0P46 | Long             | EC               | CORP              | US        |     34990 | NS      | $1824378.60   | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Workday Inc                                                | Workday, Inc.                                              | CUSIP: 98138H101<br>LEI: 549300J0DYC0N31V7G13 | Long             | EC               | CORP              | US        |      9589 | NS      | $1609993.10   | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Samsara Inc                                                | Samsara, Inc.                                              | CUSIP: 79589L106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    165937 | NS      | $1581379.61   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Kanzhun Ltd                                                | Kanzhun, Ltd.                                              | CUSIP: 48553T106<br>LEI: 254900F4ZCBITP7L0251 | Long             | EC               | CORP              | KY        |     99873 | NS      | $1879609.86   | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Smartsheet Inc                                             | Smartsheet, Inc.                                           | CUSIP: 83200N103<br>LEI: 549300N9WF42OK9VL589 | Long             | EC               | CORP              | US        |     56827 | NS      | $1746861.98   | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Shopify Inc                                                | Shopify, Inc.                                              | CUSIP: 82509L107<br>LEI: 549300HGQ43STJLLP808 | Long             | EC               | CORP              | CA        |     67619 | NS      | $2764264.72   | 1.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Gitlab Inc                                                 | Gitlab, Inc.                                               | CUSIP: 37637K108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     41820 | NS      | $1653981.00   | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Asana Inc                                                  | Asana, Inc.                                                | CUSIP: 04342Y104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     91122 | NS      | $1654775.52   | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Zoominfo Technologies Inc                                  | ZoomInfo Technologies, Inc.                                | CUSIP: 98980F104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     53283 | NS      | $1523893.80   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Servicenow Inc                                             | ServiceNow, Inc.                                           | CUSIP: 81762P102<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               | CORP              | US        |      6427 | NS      | $2675560.10   | 1.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Nexon Co Ltd                                               | Nexon Co., Ltd.                                            | CUSIP: N/A<br>LEI: 5299005SFO0GAJFLKN43       | Long             | EC               | CORP              | JP        |     38000 | NS      | $796379.17    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc                                         | Meta Platforms, Inc.                                       | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |     15649 | NS      | $1848146.90   | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Kingdee International Software Group Co Ltd                | Kingdee International Software Group Co., Ltd.             | CUSIP: N/A<br>LEI: 529900SWRZN94C5SZO63       | Long             | EC               | CORP              | KY        |    934215 | NS      | $1540489.85   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Activision Blizzard Inc                                    | Activision Blizzard, Inc.                                  | CUSIP: 00507V109<br>LEI: 549300TPQQDBP9GNOF40 | Long             | EC               | CORP              | US        |     14645 | NS      | $1082997.75   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Docusign Inc                                               | DocuSign, Inc.                                             | CUSIP: 256163106<br>LEI: 549300Q7PVDWRZ39JG09 | Long             | EC               | CORP              | US        |     14557 | NS      | $685197.99    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Zscaler Inc                                                | Zscaler, Inc.                                              | CUSIP: 98980G102<br>LEI: 529900MZ0RTK1BWRNF46 | Long             | EC               | CORP              | US        |     16853 | NS      | $2249032.85   | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Qualtrics International Inc                                | Qualtrics International, Inc.                              | CUSIP: 747601201<br>LEI: 549300NW34K5PVZGTN68 | Long             | EC               | CORP              | US        |    117644 | NS      | $1207027.44   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Confluent Inc                                              | Confluent, Inc.                                            | CUSIP: 20717M103<br>LEI: 254900MRZ83YWUV7SN74 | Long             | EC               | CORP              | US        |     82399 | NS      | $1897648.97   | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Hashicorp Inc                                              | HashiCorp, Inc.                                            | CUSIP: 418100103<br>LEI: 549300XGOB9ZFQHMIP56 | Long             | EC               | CORP              | US        |     63764 | NS      | $1740757.20   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Mongodb Inc                                                | MongoDB, Inc.                                              | CUSIP: 60937P106<br>LEI: 549300TPTG69WKWE1Z37 | Long             | EC               | CORP              | US        |      8586 | NS      | $1310996.34   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Mercadolibre Inc                                           | MercadoLibre, Inc.                                         | CUSIP: 58733R102<br>LEI: 549300DKPDN9M5S8GB14 | Long             | EC               | CORP              | US        |      2861 | NS      | $2663548.09   | 1.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Delivery Hero Se                                           | Delivery Hero SE                                           | CUSIP: N/A<br>LEI: 529900C3EX1FZGE48X78       | Long             | EC               | CORP              | DE        |     44998 | NS      | $1918425.00   | 1.26%             |  |  |  | Yes           |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-30

**Name of Applicant:** ALPS ETF TRUST

**Signature:** Kathryn Burns

**Name of Signer:** Kathryn Burns

**Title:** Treasurer