# EDGAR Filing Document

**Accession Number:** 0000046619
**File Stem:** 0000046619-23-000046
**Filing Date:** 2023-2
**Character Count:** 7988
**Document Hash:** 4770a36f6d551c68c25be832bcf33f42
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000046619-23-000046.hdr.sgml**: 20230201

**ACCESSION NUMBER**: 0000046619-23-000046

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230130

**FILED AS OF DATE**: 20230201

**DATE AS OF CHANGE**: 20230201

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** MENDELSON ERIC A
- **CENTRAL INDEX KEY:** 0001031083

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-04604
- **FILM NUMBER:** 23576914
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HEICO CORP
- **CENTRAL INDEX KEY:** 0000046619
- **STANDARD INDUSTRIAL CLASSIFICATION:** AIRCRAFT ENGINES & ENGINE PARTS [3724]
- **IRS NUMBER:** 650341002
- **STATE OF INCORPORATION:** FL
- **FISCAL YEAR END:** 1031

**BUSINESS ADDRESS:**
- **STREET 1:** 3000 TAFT ST
- **CITY:** HOLLYWOOD
- **STATE:** FL
- **ZIP:** 33021
- **BUSINESS PHONE:** 954-987-4000

**MAIL ADDRESS:**
- **STREET 1:** 3000 TAFT STREET
- **CITY:** HOLLYWOOD
- **STATE:** FL
- **ZIP:** 33021

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HEINICKE INSTRUMENTS CO
- **DATE OF NAME CHANGE:** 19860417

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>MENDELSON ERIC A<br><sub>(Last) (First) (Middle)</sub><br>825 BRICKELL BAY DRIVE, SUITE 1644<br><sub>(Street)</sub><br>MIAMI, FL 33131<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-01-30 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_Co-President_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>HEICO CORP [ HEI, HEI.A ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2023-01-30 |  | M |  | 97656 | A | $29.6704 | 1218134 | D |  |
| Common Stock | 2023-01-30 |  | F |  | 47943 | D | $169.31 | 1170191 | D |  |
| Class A Common Stock |  |  |  |  |  |  |  | 248892 | D |  |
| Common Stock |  |  |  |  |  |  |  | 15227 | I | By Keogh Account |
| Class A Common Stock |  |  |  |  |  |  |  | 10078 | I | By Keogh Account |
| Common Stock |  |  |  |  |  |  |  | 427326 | I | By Trusts<sup>(1)</sup> |
| Class A Common Stock |  |  |  |  |  |  |  | 196470 | I | Owned by Corporation<sup>(2)</sup> |
| Common Stock |  |  |  |  |  |  |  | 392718 | I | Owned by Partnership<sup>(3)</sup> |
| Common Stock |  |  |  |  |  |  |  | 4522 | I | As custodian for minor children |
| Class A Common Stock |  |  |  |  |  |  |  | 5204 | I | As custodian for minor children |
| Common Stock |  |  |  |  |  |  |  | 112025 | I | By 401(k)<sup>(4)</sup> |
| Class A Common Stock |  |  |  |  |  |  |  | 106690 | I | By 401(k)<sup>(4)</sup> |
| Class A Common Stock |  |  |  |  |  |  |  | 9366 | I | By 409A Plan<sup>(5)</sup> |
| Common Stock |  |  |  |  |  |  |  | 5456 | I | By 409A Plan<sup>(5)</sup> |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Option (Right to purchase Common Stock) | $29.6704 | 2023-01-30 |  | M |  |  | 97656 | <sup>(6)</sup> | 2025-06-08 | Common Stock | 97656.0 | $0 | 0 | D |  |
| Option (Right to purchase Common Stock) | $24.9498 |  |  |  |  |  |  | <sup>(6)</sup> | 2025-12-14 | Common Stock | 97656.0 |  | 97656 | D |  |
| Option (Right to purchase Common Stock) | $44.9638 |  |  |  |  |  |  | <sup>(6)</sup> | 2027-03-17 | Common Stock | 195313.0 |  | 195313 | D |  |
| Option (Right to purchase Common Stock) | $70.656 |  |  |  |  |  |  | <sup>(6)</sup> | 2028-03-16 | Common Stock | 125000.0 |  | 125000 | D |  |
| Option (Right to purchase Common Stock) | $134.7 |  |  |  |  |  |  | <sup>(6)</sup> | 2031-09-24 | Common Stock | 125000.0 |  | 125000 | D |  |

---

### Footnotes:

(1) Represents shares gifted by the Reporting Person to trusts for the benefit of the Reporting Person's immediate family members and whose Trustee is the Reporting Person.

(2) Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Victor Mendelson, the brother of the Reporting Person.

(3) Represents shares owned by EAM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.

(4) Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated January 30, 2023.

(5) Represents shares held for the Reporting Person by the HEICO Leadership Compensation Plan (409A Plan).

(6) These Options become exercisable 20% per year over five years from the date of Grant.

**Signature:** /s/ Eric A. Mendelson  
**Date:** 2023-02-01

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**