# EDGAR Filing Document

**Accession Number:** 0000924383
**File Stem:** 0001437749-23-006710
**Filing Date:** 2023-3
**Character Count:** 5809
**Document Hash:** a238c4d1791eaae2e811842232d42e0f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001437749-23-006710.hdr.sgml**: 20230315

**ACCESSION NUMBER**: 0001437749-23-006710

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20230314

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20230315

**DATE AS OF CHANGE**: 20230315

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Genasys Inc.
- **CENTRAL INDEX KEY:** 0000924383
- **STANDARD INDUSTRIAL CLASSIFICATION:** HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651]
- **IRS NUMBER:** 870361799
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-24248
- **FILM NUMBER:** 23735509

**BUSINESS ADDRESS:**
- **STREET 1:** 16262 WEST BERNARDO DRIVE
- **CITY:** SAN DIEGO
- **STATE:** CA
- **ZIP:** 92127
- **BUSINESS PHONE:** 858-676-1112

**MAIL ADDRESS:**
- **STREET 1:** 16262 WEST BERNARDO DRIVE
- **CITY:** SAN DIEGO
- **STATE:** CA
- **ZIP:** 92127

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LRAD Corp
- **DATE OF NAME CHANGE:** 20100326

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** AMERICAN TECHNOLOGY CORP /DE/
- **DATE OF NAME CHANGE:** 19940602

gnss20230314_8k.htm

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

____________________

**FORM **8-K**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of**

**the Securities Exchange Act of 1934**

Date of Report (Date of earliest event reported): March 14, 2023

**Genasys Inc.**

(Exact name of registrant as specified in its charter)

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| | | |
|:---|:---|:---|
| **<u>Delaware</u>** | **<u>000-24248</u>** | **<u>87-0361799</u>** |
| (State or Other Jurisdiction of<br> Incorporation) | (Commission<br> File Number) | (I.R.S. Employer<br> Identification No.) |

---

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| |
|:---|
| **16262 West Bernardo Drive** |
| **San Diego, **California 92127** |

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(Address of Principal Executive Offices)

____________________

**858-**676-1112**

(Registrant's telephone number, including area code)

N/A

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14.a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Common stock, $.00001 par value per share | GNSS | NASDAQ Capital Market |

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**Item 5.07 Submission of Matters to a Vote of Security Holders.**

The Company held its Annual Meeting of Stockholders on March 14, 2023. The following is a brief description of each matter voted upon at the 2023 Annual Meeting, as well as the number of votes cast for, against or withheld as to each matter and the number of abstentions and broker non-votes with respect to each matter:

<u>Election of Directors</u>:

The five individuals listed below were elected at the 2023 Annual Meeting to serve for a one-year term on the Company's Board of Directors:

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| | | | |
|:---|:---|:---|:---|
| **<u>Nominee</u>** | **Number of Shares** | **Number of Shares** |  |
|  | **<u>Voted For</u>** | **<u>Withheld</u>** | **<u>Broker Non-Votes</u>** |
| Scott L. Anchin | 13787722 | 1146808 | 11278878 |
| Richard S. Danforth | 14429739 | 504791 | 11278878 |
| Richard H. Osgood III | 13787725 | 1146805 | 11278878 |
| Susan Lee | 13680917 | 1253613 | 11278878 |
| Caltha Seymour | 13690737 | 1243793 | 11278878 |

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<u>Ratification of Independent Registered Public Accounting Firm</u>:

The ratification of the appointment of Baker Tilly US, LLP as the Company's independent registered public accounting firm for the fiscal year ended September 30, 2023, was approved by the following votes:

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| | | |
|:---|:---|:---|
| **<u>For</u>** | **<u>Against</u>** | **<u>Abstain</u>** |
| 25,729,992 | 311,211 | 172,205 |

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<u>Advisory Vote on the Compensation of the Company</u><u>'</u><u>s Named Executive Officers</u>:

The compensation of the Company's named executive officers as described in its Proxy Statement was approved, on an advisory, non-binding basis, by the following votes:

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| | | | |
|:---|:---|:---|:---|
| **<u>For</u>** | **<u>Against</u>** | **<u>Abstain</u>** | **<u>Broker Non-Votes</u>** |
| 14,009,773 | 679,081 | 245,676 | 11,278,878 |

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.

Date: March 15, 2023

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| | |
|:---|:---|
| Genasys Inc. | Genasys Inc. |
| By:  | /s/ Dennis D. Klahn |
|  | Dennis D. Klahn |
|  | Chief Financial Officer |

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