# EDGAR Filing Document

**Accession Number:** 0001719165
**File Stem:** 0001719165-23-000003
**Filing Date:** 2023-2
**Character Count:** 26812
**Document Hash:** 400434dc693c538d5d9be7b841b52a83
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001719165-23-000003.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001719165-23-000003

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Capital Markets Trading UK LLP
- **CENTRAL INDEX KEY:** 0001719165
- **IRS NUMBER:** 980363870
- **STATE OF INCORPORATION:** X0

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-18638
- **FILM NUMBER:** 23624796

**BUSINESS ADDRESS:**
- **STREET 1:** 175 PICCADILLY
- **STREET 2:** EMPIRE HOUSE 5TH FLOOR
- **CITY:** LONDON
- **STATE:** X0
- **ZIP:** W1J 9EN
- **BUSINESS PHONE:** 44 20 7647 8106

**MAIL ADDRESS:**
- **STREET 1:** 175 PICCADILLY
- **STREET 2:** EMPIRE HOUSE 5TH FLOOR
- **CITY:** LONDON
- **STATE:** X0
- **ZIP:** W1J 9EN

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Capital Markets Trading UK LLP<br>**Address:** 175 PICCADILLY<br>EMPIRE HOUSE 5TH FLOOR<br>LONDON, X0 W1J 9EN

**Form 13F File Number:** 028-18638

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Chad Feigel<br>**Title:** CCO<br>**Phone:** 312-930-9050

**Signature, Place, and Date of Signing:**

Chad Feigel  Chicago, IL  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 1

**Form 13F Information Table Entry Total:** 237

**Form 13F Information Table Value Total:** $4498505

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                | Form 13F File Number   |
|:---|:---|:---|
|  | Accent Partners LLC | 028-18614              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| APPLE INC | COM | 037833100 |  | 621 | 4778 | SH |  | DFND | 1 | 4778 | 0 | 0 |
| BARRICK GOLD CORP | COM | 067901108 |  | 408 | 23756 | SH |  | DFND | 1 | 23756 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 588 | 6669 | SH |  | DFND | 1 | 6669 | 0 | 0 |
| APPLIED MATLS INC | COM | 038222105 |  | 739 | 7585 | SH |  | DFND | 1 | 7585 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 1845 | 24106 | SH |  | DFND | 1 | 24106 | 0 | 0 |
| BED BATH  BEYOND INC | COM | 075896100 |  | 119 | 47213 | SH |  | DFND | 1 | 47213 | 0 | 0 |
| CARNIVAL CORP | COMMON STOCK | 143658300 |  | 319 | 39619 | SH |  | DFND | 1 | 39619 | 0 | 0 |
| CHIPOTLE MEXICAN GRILL INC | COM | 169656105 |  | 402 | 290 | SH |  | DFND | 1 | 290 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 |  | 991 | 21908 | SH |  | DFND | 1 | 21908 | 0 | 0 |
| CLEVELAND-CLIFFS INC NEW | COM | 185899101 |  | 526 | 32668 | SH |  | DFND | 1 | 32668 | 0 | 0 |
| DELTA AIR LINES INC DEL | COM NEW | 247361702 |  | 637 | 19380 | SH |  | DFND | 1 | 19380 | 0 | 0 |
| DOCUSIGN INC | COM | 256163106 |  | 420 | 7589 | SH |  | DFND | 1 | 7589 | 0 | 0 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 1354 | 15928 | SH |  | DFND | 1 | 15928 | 0 | 0 |
| ISHARES INC | MSCI BRAZIL ETF | 464286400 |  | 357 | 12747 | SH |  | DFND | 1 | 12747 | 0 | 0 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 |  | 704 | 18530 | SH |  | DFND | 1 | 18530 | 0 | 0 |
| GENERAL MTRS CO | COM | 37045V100 |  | 931 | 27679 | SH |  | DFND | 1 | 27679 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 1265 | 3684 | SH |  | DFND | 1 | 3684 | 0 | 0 |
| IQIYI INC | SPONSORED ADS | 46267X108 |  | 212 | 39908 | SH |  | DFND | 1 | 39908 | 0 | 0 |
| LAM RESEARCH CORP | COM | 512807108 |  | 224 | 532 | SH |  | DFND | 1 | 532 | 0 | 0 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 722 | 2077 | SH |  | DFND | 1 | 2077 | 0 | 0 |
| NORWEGIAN CRUISE LINE HLDG L | SHS | G66721104 |  | 374 | 30589 | SH |  | DFND | 1 | 30589 | 0 | 0 |
| NEWMONT CORP | COM | 651639106 |  | 2184 | 46262 | SH |  | DFND | 1 | 46262 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 |  | 290 | 982 | SH |  | DFND | 1 | 982 | 0 | 0 |
| NIO INC | SPON ADS | 62914V106 |  | 480 | 49205 | SH |  | DFND | 1 | 49205 | 0 | 0 |
| NOKIA CORP | SPONSORED ADR | 654902204 |  | 447 | 96344 | SH |  | DFND | 1 | 96344 | 0 | 0 |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 |  | 635 | 59615 | SH |  | DFND | 1 | 59615 | 0 | 0 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 126 | 19589 | SH |  | DFND | 1 | 19589 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 338 | 4751 | SH |  | DFND | 1 | 4751 | 0 | 0 |
| QUALCOMM INC | COM | 747525103 |  | 404 | 3678 | SH |  | DFND | 1 | 3678 | 0 | 0 |
| ROKU INC | COM CL A | 77543R102 |  | 491 | 12054 | SH |  | DFND | 1 | 12054 | 0 | 0 |
| AT INC | COM | 00206R102 |  | 3167 | 172000 | SH |  | DFND | 1 | 172000 | 0 | 0 |
| SNAP INC | CL A | 83304A106 |  | 252 | 28122 | SH |  | DFND | 1 | 28122 | 0 | 0 |
| VIRGIN GALACTIC HOLDINGS INC | COM | 92766K106 |  | 313 | 89855 | SH |  | DFND | 1 | 89855 | 0 | 0 |
| TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 |  | 2355 | 258241 | SH |  | DFND | 1 | 258241 | 0 | 0 |
| TARGET CORP | COM | 87612E106 |  | 399 | 2678 | SH |  | DFND | 1 | 2678 | 0 | 0 |
| BLACKSTONE INC | COM | 09260D107 |  | 381 | 5139 | SH |  | DFND | 1 | 5139 | 0 | 0 |
| TEXAS INSTRS INC | COM | 882508104 |  | 331 | 2002 | SH |  | DFND | 1 | 2002 | 0 | 0 |
| UNITED AIRLS HLDGS INC | COM | 910047109 |  | 1083 | 28735 | SH |  | DFND | 1 | 28735 | 0 | 0 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 728 | 29434 | SH |  | DFND | 1 | 29434 | 0 | 0 |
| VALE S A | SPONSORED ADS | 91912E105 |  | 1148 | 67666 | SH |  | DFND | 1 | 67666 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 754 | 3630 | SH |  | DFND | 1 | 3630 | 0 | 0 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 |  | 408 | 43000 | SH |  | DFND | 1 | 43000 | 0 | 0 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 1155 | 27977 | SH |  | DFND | 1 | 27977 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 2409 | 21839 | SH |  | DFND | 1 | 21839 | 0 | 0 |
| TAL EDUCATION GROUP | SPONSORED ADS | 874080104 |  | 230 | 32660 | SH |  | DFND | 1 | 32660 | 0 | 0 |
| ARK ETF TR | INNOVATION ETF | 00214Q104 |  | 514 | 16453 | SH |  | DFND | 1 | 16453 | 0 | 0 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 |  | 2023 | 27152 | SH |  | DFND | 1 | 27152 | 0 | 0 |
| BOOKING HOLDINGS INC | COM | 09857L108 |  | 218 | 108 | SH |  | DFND | 1 | 108 | 0 | 0 |
| ISHARES TR | CHINA LG-CAP ETF | 464287184 |  | 453 | 15997 | SH |  | DFND | 1 | 15997 | 0 | 0 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 |  | 397 | 1955 | SH |  | DFND | 1 | 1955 | 0 | 0 |
| AMERICAN AIRLS GROUP INC | CALL | 02376R902 |  | 10498 | 825300 | SH | Call | DFND | 1 | 825300 | 0 | 0 |
| AMERICAN AIRLS GROUP INC | PUT | 02376R952 |  | 39433 | 3100100 | SH | Put | DFND | 1 | 3100100 | 0 | 0 |
| APPLE INC | CALL | 037833900 |  | 38069 | 293000 | SH | Call | DFND | 1 | 293000 | 0 | 0 |
| APPLE INC | PUT | 037833950 |  | 589311 | 4535600 | SH | Put | DFND | 1 | 4535600 | 0 | 0 |
| AIRBNB INC | CALL | 009066901 |  | 35474 | 414900 | SH | Call | DFND | 1 | 414900 | 0 | 0 |
| AIRBNB INC | PUT | 009066951 |  | 47435 | 554800 | SH | Put | DFND | 1 | 554800 | 0 | 0 |
| BARRICK GOLD CORP | CALL | 067901908 |  | 8600 | 500600 | SH | Call | DFND | 1 | 500600 | 0 | 0 |
| BARRICK GOLD CORP | PUT | 067901958 |  | 7039 | 409700 | SH | Put | DFND | 1 | 409700 | 0 | 0 |
| ADOBE SYSTEMS INCORPORATED | CALL | 00724F901 |  | 12250 | 36400 | SH | Call | DFND | 1 | 36400 | 0 | 0 |
| ADOBE SYSTEMS INCORPORATED | PUT | 00724F951 |  | 10029 | 29800 | SH | Put | DFND | 1 | 29800 | 0 | 0 |
| AMERICAN INTL GROUP INC | CALL | 026874904 |  | 1353 | 21400 | SH | Call | DFND | 1 | 21400 | 0 | 0 |
| AMERICAN INTL GROUP INC | PUT | 026874954 |  | 3073 | 48600 | SH | Put | DFND | 1 | 48600 | 0 | 0 |
| ALPHABET INC | CALL | 02079K907 |  | 30810 | 349200 | SH | Call | DFND | 1 | 349200 | 0 | 0 |
| ALPHABET INC | PUT | 02079K957 |  | 27775 | 314800 | SH | Put | DFND | 1 | 314800 | 0 | 0 |
| APPLIED MATLS INC | CALL | 038222905 |  | 1315 | 13500 | SH | Call | DFND | 1 | 13500 | 0 | 0 |
| APPLIED MATLS INC | PUT | 038222955 |  | 3350 | 34400 | SH | Put | DFND | 1 | 34400 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | CALL | 007903907 |  | 25196 | 389000 | SH | Call | DFND | 1 | 389000 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | PUT | 007903957 |  | 70994 | 1096100 | SH | Put | DFND | 1 | 1096100 | 0 | 0 |
| AMAZON COM INC | CALL | 023135906 |  | 7325 | 87200 | SH | Call | DFND | 1 | 87200 | 0 | 0 |
| AMAZON COM INC | PUT | 023135956 |  | 21924 | 261000 | SH | Put | DFND | 1 | 261000 | 0 | 0 |
| ACTIVISION BLIZZARD INC | PUT | 00507V959 |  | 14292 | 186700 | SH | Put | DFND | 1 | 186700 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | CALL | 01609W902 |  | 12579 | 142800 | SH | Call | DFND | 1 | 142800 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | PUT | 01609W952 |  | 5285 | 60000 | SH | Put | DFND | 1 | 60000 | 0 | 0 |
| BANK AMERICA CORP | CALL | 060505904 |  | 11860 | 358100 | SH | Call | DFND | 1 | 358100 | 0 | 0 |
| BANK AMERICA CORP | PUT | 060505954 |  | 25807 | 779200 | SH | Put | DFND | 1 | 779200 | 0 | 0 |
| BED BATH  BEYOND INC | CALL | 075896900 |  | 1246 | 496300 | SH | Call | DFND | 1 | 496300 | 0 | 0 |
| BED BATH  BEYOND INC | PUT | 075896950 |  | 626 | 249300 | SH | Put | DFND | 1 | 249300 | 0 | 0 |
| BLOCK INC | CALL | 852234903 |  | 12819 | 204000 | SH | Call | DFND | 1 | 204000 | 0 | 0 |
| BLOCK INC | PUT | 852234953 |  | 21077 | 335400 | SH | Put | DFND | 1 | 335400 | 0 | 0 |
| BOEING CO | CALL | 097023905 |  | 15563 | 81700 | SH | Call | DFND | 1 | 81700 | 0 | 0 |
| BOEING CO | PUT | 097023955 |  | 24821 | 130300 | SH | Put | DFND | 1 | 130300 | 0 | 0 |
| BP PLC | CALL | 055622904 |  | 7241 | 207300 | SH | Call | DFND | 1 | 207300 | 0 | 0 |
| BP PLC | PUT | 055622954 |  | 7035 | 201400 | SH | Put | DFND | 1 | 201400 | 0 | 0 |
| BROADCOM INC | CALL | 11135F901 |  | 75762 | 135500 | SH | Call | DFND | 1 | 135500 | 0 | 0 |
| BROADCOM INC | PUT | 11135F951 |  | 51496 | 92100 | SH | Put | DFND | 1 | 92100 | 0 | 0 |
| CARNIVAL CORP | CALL | 143658900 |  | 25915 | 3215300 | SH | Call | DFND | 1 | 3215300 | 0 | 0 |
| CARNIVAL CORP | PUT | 143658950 |  | 29651 | 3678800 | SH | Put | DFND | 1 | 3678800 | 0 | 0 |
| CHIPOTLE MEXICAN GRILL INC | CALL | 169656905 |  | 277 | 200 | SH | Call | DFND | 1 | 200 | 0 | 0 |
| CHIPOTLE MEXICAN GRILL INC | PUT | 169656955 |  | 832 | 600 | SH | Put | DFND | 1 | 600 | 0 | 0 |
| CHEVRON CORP NEW | CALL | 166764900 |  | 10267 | 57200 | SH | Call | DFND | 1 | 57200 | 0 | 0 |
| CHEVRON CORP NEW | PUT | 166764950 |  | 27390 | 152600 | SH | Put | DFND | 1 | 152600 | 0 | 0 |
| CITIGROUP INC | CALL | 172967904 |  | 4523 | 100000 | SH | Call | DFND | 1 | 100000 | 0 | 0 |
| CITIGROUP INC | PUT | 172967954 |  | 4889 | 108100 | SH | Put | DFND | 1 | 108100 | 0 | 0 |
| CLEVELAND-CLIFFS INC NEW | CALL | 185899901 |  | 1447 | 89800 | SH | Call | DFND | 1 | 89800 | 0 | 0 |
| CLEVELAND-CLIFFS INC NEW | PUT | 185899951 |  | 1416 | 87900 | SH | Put | DFND | 1 | 87900 | 0 | 0 |
| CISCO SYS INC | CALL | 17275R902 |  | 35125 | 737300 | SH | Call | DFND | 1 | 737300 | 0 | 0 |
| CISCO SYS INC | PUT | 17275R952 |  | 43324 | 909400 | SH | Put | DFND | 1 | 909400 | 0 | 0 |
| DELTA AIR LINES INC DEL | CALL | 247361902 |  | 10538 | 320700 | SH | Call | DFND | 1 | 320700 | 0 | 0 |
| DELTA AIR LINES INC DEL | PUT | 247361952 |  | 8869 | 269900 | SH | Put | DFND | 1 | 269900 | 0 | 0 |
| DOCUSIGN INC | CALL | 256163906 |  | 8898 | 160700 | SH | Call | DFND | 1 | 160700 | 0 | 0 |
| DOCUSIGN INC | PUT | 256163956 |  | 554 | 10000 | SH | Put | DFND | 1 | 10000 | 0 | 0 |
| MORGAN STANLEY | CALL | 617446908 |  | 3103 | 36500 | SH | Call | DFND | 1 | 36500 | 0 | 0 |
| MORGAN STANLEY | PUT | 617446958 |  | 12455 | 146500 | SH | Put | DFND | 1 | 146500 | 0 | 0 |
| ELECTRONIC ARTS INC | CALL | 285512909 |  | 8039 | 65800 | SH | Call | DFND | 1 | 65800 | 0 | 0 |
| ETSY INC | CALL | 29786A906 |  | 299 | 2500 | SH | Call | DFND | 1 | 2500 | 0 | 0 |
| ETSY INC | PUT | 29786A956 |  | 838 | 7000 | SH | Put | DFND | 1 | 7000 | 0 | 0 |
| ISHARES INC | CALL | 464286903 |  | 5594 | 200000 | SH | Call | DFND | 1 | 200000 | 0 | 0 |
| ISHARES INC | PUT | 464286953 |  | 8394 | 300100 | SH | Put | DFND | 1 | 300100 | 0 | 0 |
| META PLATFORMS INC | CALL | 30303M902 |  | 17895 | 148700 | SH | Call | DFND | 1 | 148700 | 0 | 0 |
| META PLATFORMS INC | PUT | 30303M952 |  | 17666 | 146800 | SH | Put | DFND | 1 | 146800 | 0 | 0 |
| FREEPORT-MCMORAN INC | CALL | 35671D907 |  | 11662 | 306900 | SH | Call | DFND | 1 | 306900 | 0 | 0 |
| FREEPORT-MCMORAN INC | PUT | 35671D957 |  | 16503 | 434300 | SH | Put | DFND | 1 | 434300 | 0 | 0 |
| FUTU HLDGS LTD | CALL | 36118L906 |  | 2033 | 50000 | SH | Call | DFND | 1 | 50000 | 0 | 0 |
| FORD MTR CO DEL | CALL | 345370900 |  | 44889 | 3859800 | SH | Call | DFND | 1 | 3859800 | 0 | 0 |
| FORD MTR CO DEL | PUT | 345370950 |  | 16943 | 1456800 | SH | Put | DFND | 1 | 1456800 | 0 | 0 |
| ISHARES TR | CALL | 464287901 |  | 146580 | 1707400 | SH | Call | DFND | 1 | 1707400 | 0 | 0 |
| ISHARES TR | PUT | 464287951 |  | 45234 | 526900 | SH | Put | DFND | 1 | 526900 | 0 | 0 |
| SPDR GOLD TR | CALL | 78463V907 |  | 4293 | 50000 | SH | Call | DFND | 1 | 50000 | 0 | 0 |
| SPDR GOLD TR | PUT | 78463V957 |  | 4293 | 50000 | SH | Put | DFND | 1 | 50000 | 0 | 0 |
| VANECK ETF TRUST | CALL | 92189F906 |  | 126921 | 1478400 | SH | Call | DFND | 1 | 1478400 | 0 | 0 |
| VANECK ETF TRUST | PUT | 92189F956 |  | 105115 | 1224400 | SH | Put | DFND | 1 | 1224400 | 0 | 0 |
| GILEAD SCIENCES INC | CALL | 375558903 |  | 395 | 4600 | SH | Call | DFND | 1 | 4600 | 0 | 0 |
| GILEAD SCIENCES INC | PUT | 375558953 |  | 429 | 5000 | SH | Put | DFND | 1 | 5000 | 0 | 0 |
| GENERAL MTRS CO | CALL | 37045V900 |  | 18808 | 559100 | SH | Call | DFND | 1 | 559100 | 0 | 0 |
| GENERAL MTRS CO | PUT | 37045V950 |  | 21896 | 650900 | SH | Put | DFND | 1 | 650900 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | CALL | 38141G904 |  | 8172 | 23800 | SH | Call | DFND | 1 | 23800 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | PUT | 38141G954 |  | 11297 | 32900 | SH | Put | DFND | 1 | 32900 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS | CALL | 459200901 |  | 2564 | 18200 | SH | Call | DFND | 1 | 18200 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS | PUT | 459200951 |  | 2113 | 15000 | SH | Put | DFND | 1 | 15000 | 0 | 0 |
| INTEL CORP | CALL | 458140900 |  | 75785 | 2867400 | SH | Call | DFND | 1 | 2867400 | 0 | 0 |
| INTEL CORP | PUT | 458140950 |  | 23417 | 886000 | SH | Put | DFND | 1 | 886000 | 0 | 0 |
| IQIYI INC | CALL | 46267X908 |  | 2621 | 494500 | SH | Call | DFND | 1 | 494500 | 0 | 0 |
| IQIYI INC | PUT | 46267X958 |  | 8281 | 1562500 | SH | Put | DFND | 1 | 1562500 | 0 | 0 |
| SELECT SECTOR SPDR TR | PUT | 81369Y950 |  | 100588 | 750100 | SH | Put | DFND | 1 | 750100 | 0 | 0 |
| JPMORGAN CHASE  CO | CALL | 46625H900 |  | 39560 | 295000 | SH | Call | DFND | 1 | 295000 | 0 | 0 |
| JPMORGAN CHASE  CO | PUT | 46625H950 |  | 11761 | 87700 | SH | Put | DFND | 1 | 87700 | 0 | 0 |
| KRANESHARES TR | CALL | 500767907 |  | 1510 | 50000 | SH | Call | DFND | 1 | 50000 | 0 | 0 |
| KRANESHARES TR | PUT | 500767957 |  | 453 | 15000 | SH | Put | DFND | 1 | 15000 | 0 | 0 |
| LAM RESEARCH CORP | CALL | 512807908 |  | 1135 | 2700 | SH | Call | DFND | 1 | 2700 | 0 | 0 |
| LAM RESEARCH CORP | PUT | 512807958 |  | 1975 | 4700 | SH | Put | DFND | 1 | 4700 | 0 | 0 |
| LULULEMON ATHLETICA INC | CALL | 550021909 |  | 961 | 3000 | SH | Call | DFND | 1 | 3000 | 0 | 0 |
| LULULEMON ATHLETICA INC | PUT | 550021959 |  | 641 | 2000 | SH | Put | DFND | 1 | 2000 | 0 | 0 |
| MASTERCARD INCORPORATED | CALL | 57636Q904 |  | 29209 | 84000 | SH | Call | DFND | 1 | 84000 | 0 | 0 |
| MASTERCARD INCORPORATED | PUT | 57636Q954 |  | 10988 | 31600 | SH | Put | DFND | 1 | 31600 | 0 | 0 |
| MCDONALDS CORP | CALL | 580135901 |  | 4216 | 16000 | SH | Call | DFND | 1 | 16000 | 0 | 0 |
| MCDONALDS CORP | PUT | 580135951 |  | 659 | 2500 | SH | Put | DFND | 1 | 2500 | 0 | 0 |
| MICRON TECHNOLOGY INC | CALL | 595112903 |  | 36041 | 721100 | SH | Call | DFND | 1 | 721100 | 0 | 0 |
| MICRON TECHNOLOGY INC | PUT | 595112953 |  | 82407 | 1648800 | SH | Put | DFND | 1 | 1648800 | 0 | 0 |
| MICROSOFT CORP | CALL | 594918904 |  | 161063 | 671600 | SH | Call | DFND | 1 | 671600 | 0 | 0 |
| MICROSOFT CORP | PUT | 594918954 |  | 436928 | 1821900 | SH | Put | DFND | 1 | 1821900 | 0 | 0 |
| NORWEGIAN CRUISE LINE HLDG L | CALL | G66721904 |  | 5814 | 475000 | SH | Call | DFND | 1 | 475000 | 0 | 0 |
| NORWEGIAN CRUISE LINE HLDG L | PUT | G66721954 |  | 3995 | 326400 | SH | Put | DFND | 1 | 326400 | 0 | 0 |
| NEWMONT CORP | CALL | 651639906 |  | 11621 | 246200 | SH | Call | DFND | 1 | 246200 | 0 | 0 |
| NEWMONT CORP | PUT | 651639956 |  | 15746 | 333600 | SH | Put | DFND | 1 | 333600 | 0 | 0 |
| NETFLIX INC | CALL | 64110L906 |  | 16897 | 57300 | SH | Call | DFND | 1 | 57300 | 0 | 0 |
| NETFLIX INC | PUT | 64110L956 |  | 67410 | 228600 | SH | Put | DFND | 1 | 228600 | 0 | 0 |
| NIO INC | CALL | 62914V906 |  | 8438 | 865400 | SH | Call | DFND | 1 | 865400 | 0 | 0 |
| NIO INC | PUT | 62914V956 |  | 2192 | 224800 | SH | Put | DFND | 1 | 224800 | 0 | 0 |
| NIKE INC | CALL | 654106903 |  | 1872 | 16000 | SH | Call | DFND | 1 | 16000 | 0 | 0 |
| NIKE INC | PUT | 654106953 |  | 819 | 7000 | SH | Put | DFND | 1 | 7000 | 0 | 0 |
| NOKIA CORP | CALL | 654902904 |  | 7776 | 1675800 | SH | Call | DFND | 1 | 1675800 | 0 | 0 |
| NOKIA CORP | PUT | 654902954 |  | 419 | 90200 | SH | Put | DFND | 1 | 90200 | 0 | 0 |
| NVIDIA CORPORATION | CALL | 67066G904 |  | 14088 | 96400 | SH | Call | DFND | 1 | 96400 | 0 | 0 |
| NVIDIA CORPORATION | PUT | 67066G954 |  | 16908 | 115700 | SH | Put | DFND | 1 | 115700 | 0 | 0 |
| ORACLE CORP | CALL | 68389X905 |  | 44221 | 541000 | SH | Call | DFND | 1 | 541000 | 0 | 0 |
| ORACLE CORP | PUT | 68389X955 |  | 19969 | 244300 | SH | Put | DFND | 1 | 244300 | 0 | 0 |
| OCCIDENTAL PETE CORP | CALL | 674599905 |  | 1102 | 17500 | SH | Call | DFND | 1 | 17500 | 0 | 0 |
| OCCIDENTAL PETE CORP | PUT | 674599955 |  | 1890 | 30000 | SH | Put | DFND | 1 | 30000 | 0 | 0 |
| PETROLEO BRASILEIRO SA PETRO | CALL | 71654V901 |  | 19885 | 1867100 | SH | Call | DFND | 1 | 1867100 | 0 | 0 |
| PETROLEO BRASILEIRO SA PETRO | PUT | 71654V951 |  | 46853 | 4399300 | SH | Put | DFND | 1 | 4399300 | 0 | 0 |
| PROCTER AND GAMBLE CO | CALL | 742718909 |  | 227 | 1500 | SH | Call | DFND | 1 | 1500 | 0 | 0 |
| PROCTER AND GAMBLE CO | PUT | 742718959 |  | 379 | 2500 | SH | Put | DFND | 1 | 2500 | 0 | 0 |
| PALANTIR TECHNOLOGIES INC | CALL | 69608A908 |  | 12087 | 1882700 | SH | Call | DFND | 1 | 1882700 | 0 | 0 |
| PALANTIR TECHNOLOGIES INC | PUT | 69608A958 |  | 3724 | 580000 | SH | Put | DFND | 1 | 580000 | 0 | 0 |
| PAYPAL HLDGS INC | PUT | 70450Y953 |  | 648 | 9100 | SH | Put | DFND | 1 | 9100 | 0 | 0 |
| QUALCOMM INC | CALL | 747525903 |  | 61632 | 560600 | SH | Call | DFND | 1 | 560600 | 0 | 0 |
| QUALCOMM INC | PUT | 747525953 |  | 67965 | 618200 | SH | Put | DFND | 1 | 618200 | 0 | 0 |
| ROKU INC | CALL | 77543R902 |  | 611 | 15000 | SH | Call | DFND | 1 | 15000 | 0 | 0 |
| ROKU INC | PUT | 77543R952 |  | 2007 | 49300 | SH | Put | DFND | 1 | 49300 | 0 | 0 |
| SNAP INC | CALL | 83304A906 |  | 39349 | 4396500 | SH | Call | DFND | 1 | 4396500 | 0 | 0 |
| SNAP INC | PUT | 83304A956 |  | 3356 | 375000 | SH | Put | DFND | 1 | 375000 | 0 | 0 |
| SNOWFLAKE INC | CALL | 833445909 |  | 2541 | 17700 | SH | Call | DFND | 1 | 17700 | 0 | 0 |
| SNOWFLAKE INC | PUT | 833445959 |  | 4880 | 34000 | SH | Put | DFND | 1 | 34000 | 0 | 0 |
| SOFI TECHNOLOGIES INC | CALL | 83406F902 |  | 3529 | 765600 | SH | Call | DFND | 1 | 765600 | 0 | 0 |
| VIRGIN GALACTIC HOLDINGS INC | CALL | 92766K906 |  | 91 | 26200 | SH | Call | DFND | 1 | 26200 | 0 | 0 |
| VIRGIN GALACTIC HOLDINGS INC | PUT | 92766K956 |  | 822 | 236300 | SH | Put | DFND | 1 | 236300 | 0 | 0 |
| SIMON PPTY GROUP INC NEW | CALL | 828806909 |  | 1116 | 9500 | SH | Call | DFND | 1 | 9500 | 0 | 0 |
| SIMON PPTY GROUP INC NEW | PUT | 828806959 |  | 2056 | 17500 | SH | Put | DFND | 1 | 17500 | 0 | 0 |
| TENCENT MUSIC ENTMT GROUP | CALL | 88034P909 |  | 546 | 65900 | SH | Call | DFND | 1 | 65900 | 0 | 0 |
| TEVA PHARMACEUTICAL INDS LTD | CALL | 881624909 |  | 9788 | 1073200 | SH | Call | DFND | 1 | 1073200 | 0 | 0 |
| TEVA PHARMACEUTICAL INDS LTD | PUT | 881624959 |  | 12016 | 1317500 | SH | Put | DFND | 1 | 1317500 | 0 | 0 |
| TARGET CORP | CALL | 87612E906 |  | 1416 | 9500 | SH | Call | DFND | 1 | 9500 | 0 | 0 |
| TARGET CORP | PUT | 87612E956 |  | 2236 | 15000 | SH | Put | DFND | 1 | 15000 | 0 | 0 |
| BLACKSTONE INC | CALL | 09260D907 |  | 1551 | 20900 | SH | Call | DFND | 1 | 20900 | 0 | 0 |
| BLACKSTONE INC | PUT | 09260D957 |  | 556 | 7500 | SH | Put | DFND | 1 | 7500 | 0 | 0 |
| TESLA INC | CALL | 88160R901 |  | 74980 | 608700 | SH | Call | DFND | 1 | 608700 | 0 | 0 |
| TESLA INC | PUT | 88160R951 |  | 156439 | 1270000 | SH | Put | DFND | 1 | 1270000 | 0 | 0 |
| TEXAS INSTRS INC | CALL | 882508904 |  | 1239 | 7500 | SH | Call | DFND | 1 | 7500 | 0 | 0 |
| TEXAS INSTRS INC | PUT | 882508954 |  | 5783 | 35000 | SH | Put | DFND | 1 | 35000 | 0 | 0 |
| UNITED AIRLS HLDGS INC | CALL | 910047909 |  | 20279 | 537900 | SH | Call | DFND | 1 | 537900 | 0 | 0 |
| UNITED AIRLS HLDGS INC | PUT | 910047959 |  | 28942 | 767700 | SH | Put | DFND | 1 | 767700 | 0 | 0 |
| UBER TECHNOLOGIES INC | CALL | 90353T900 |  | 403 | 16300 | SH | Call | DFND | 1 | 16300 | 0 | 0 |
| UBER TECHNOLOGIES INC | PUT | 90353T950 |  | 4021 | 162600 | SH | Put | DFND | 1 | 162600 | 0 | 0 |
| VALE S A | CALL | 91912E905 |  | 21781 | 1283500 | SH | Call | DFND | 1 | 1283500 | 0 | 0 |
| VALE S A | PUT | 91912E955 |  | 20247 | 1193100 | SH | Put | DFND | 1 | 1193100 | 0 | 0 |
| VIPSHOP HOLDINGS LIMITED | CALL | 92763W903 |  | 1773 | 130000 | SH | Call | DFND | 1 | 130000 | 0 | 0 |
| VIPSHOP HOLDINGS LIMITED | PUT | 92763W953 |  | 273 | 20000 | SH | Put | DFND | 1 | 20000 | 0 | 0 |
| VISA INC | CALL | 92826C909 |  | 11822 | 56900 | SH | Call | DFND | 1 | 56900 | 0 | 0 |
| VISA INC | PUT | 92826C959 |  | 7002 | 33700 | SH | Put | DFND | 1 | 33700 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | CALL | 92343V904 |  | 18557 | 471000 | SH | Call | DFND | 1 | 471000 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | PUT | 92343V954 |  | 11844 | 300600 | SH | Put | DFND | 1 | 300600 | 0 | 0 |
| WELLS FARGO CO NEW | CALL | 949746901 |  | 13580 | 328900 | SH | Call | DFND | 1 | 328900 | 0 | 0 |
| WELLS FARGO CO NEW | PUT | 949746951 |  | 24369 | 590200 | SH | Put | DFND | 1 | 590200 | 0 | 0 |
| WALMART INC | CALL | 931142903 |  | 6111 | 43100 | SH | Call | DFND | 1 | 43100 | 0 | 0 |
| UNITED STATES STL CORP NEW | CALL | 912909908 |  | 6971 | 278300 | SH | Call | DFND | 1 | 278300 | 0 | 0 |
| UNITED STATES STL CORP NEW | PUT | 912909958 |  | 10258 | 409500 | SH | Put | DFND | 1 | 409500 | 0 | 0 |
| EXXON MOBIL CORP | CALL | 30231G902 |  | 17560 | 159200 | SH | Call | DFND | 1 | 159200 | 0 | 0 |
| EXXON MOBIL CORP | PUT | 30231G952 |  | 24034 | 217900 | SH | Put | DFND | 1 | 217900 | 0 | 0 |
| TAL EDUCATION GROUP | CALL | 874080904 |  | 1501 | 212900 | SH | Call | DFND | 1 | 212900 | 0 | 0 |
| TAL EDUCATION GROUP | PUT | 874080954 |  | 441 | 62500 | SH | Put | DFND | 1 | 62500 | 0 | 0 |
| MODERNA INC | CALL | 60770K907 |  | 718 | 4000 | SH | Call | DFND | 1 | 4000 | 0 | 0 |
| MODERNA INC | PUT | 60770K957 |  | 1437 | 8000 | SH | Put | DFND | 1 | 8000 | 0 | 0 |
| LI AUTO INC | CALL | 50202M902 |  | 2107 | 103300 | SH | Call | DFND | 1 | 103300 | 0 | 0 |
| LI AUTO INC | PUT | 50202M952 |  | 1734 | 85000 | SH | Put | DFND | 1 | 85000 | 0 | 0 |
| ARK ETF TR | CALL | 00214Q904 |  | 3849 | 123200 | SH | Call | DFND | 1 | 123200 | 0 | 0 |
| ARK ETF TR | PUT | 00214Q954 |  | 8632 | 276300 | SH | Put | DFND | 1 | 276300 | 0 | 0 |
| TAIWAN SEMICONDUCTOR MFG LTD | CALL | 874039900 |  | 53201 | 714200 | SH | Call | DFND | 1 | 714200 | 0 | 0 |
| TAIWAN SEMICONDUCTOR MFG LTD | PUT | 874039950 |  | 45282 | 607900 | SH | Put | DFND | 1 | 607900 | 0 | 0 |
| CROWDSTRIKE HLDGS INC | PUT | 22788C955 |  | 305 | 2900 | SH | Put | DFND | 1 | 2900 | 0 | 0 |
| PINDUODUO INC | CALL | 722304902 |  | 10308 | 126400 | SH | Call | DFND | 1 | 126400 | 0 | 0 |
| PINDUODUO INC | PUT | 722304952 |  | 10895 | 133600 | SH | Put | DFND | 1 | 133600 | 0 | 0 |
| JD.COM INC | CALL | 47215P906 |  | 42204 | 751900 | SH | Call | DFND | 1 | 751900 | 0 | 0 |
| JD.COM INC | PUT | 47215P956 |  | 18242 | 325000 | SH | Put | DFND | 1 | 325000 | 0 | 0 |
| BILIBILI INC | CALL | 090040906 |  | 15742 | 664500 | SH | Call | DFND | 1 | 664500 | 0 | 0 |
| BILIBILI INC | PUT | 090040956 |  | 10556 | 445600 | SH | Put | DFND | 1 | 445600 | 0 | 0 |
| BAIDU INC | CALL | 056752908 |  | 9722 | 85000 | SH | Call | DFND | 1 | 85000 | 0 | 0 |
| BAIDU INC | PUT | 056752958 |  | 5147 | 45000 | SH | Put | DFND | 1 | 45000 | 0 | 0 |

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