# EDGAR Filing Document

**Accession Number:** 0000702007
**File Stem:** 0000702007-25-000008
**Filing Date:** 2025-8
**Character Count:** 3061
**Document Hash:** 4530adde191035f367dd69e148563bad
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000702007-25-000008.hdr.sgml**: 20250807

**ACCESSION NUMBER**: 0000702007-25-000008

**CONFORMED SUBMISSION TYPE**: N-PX

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250807

**EFFECTIVENESS DATE**: 20250807

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CALDWELL SUTTER CAPITAL, INC.
- **CENTRAL INDEX KEY:** 0000702007

**ORGANIZATION NAME:**
- **EIN:** 942799654
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** N-PX
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22901
- **FILM NUMBER:** 251195028

**BUSINESS ADDRESS:**
- **STREET 1:** 30 LIBERTY SHIP WAY #3225
- **CITY:** SAUSALITO
- **STATE:** CA
- **ZIP:** 94965-3324
- **BUSINESS PHONE:** 415-367-4981

**MAIL ADDRESS:**
- **STREET 1:** PO BOX 190
- **CITY:** SAUSALITO
- **STATE:** CA
- **ZIP:** 94966-0190

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CALDWELL SECURITIES, INC
- **DATE OF NAME CHANGE:** 20100708

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CALDWELL SECURITIES, INCORPORATED
- **DATE OF NAME CHANGE:** 20041201

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CALDWELL SECURITIES INC                                 /BD
- **DATE OF NAME CHANGE:** 19820422

## FORM N-PX
### ANNUAL REPORT OF PROXY VOTING RECORD

## N-PX: Filer Information

**Filer CIK:** 0000702007

**Date of Report:** 06/30/2025

**Are you a Registered Management Investment Company or an Institutional Manager?:** Institutional Manager

**Is this a LIVE or TEST Filing?:** LIVE

**Is this an electronic copy of an official filing submitted in paper format?:** [ ]

### Submission Contact Information
_Not provided in this filing._

### Notification Information
**Notify via Filing Website only?:** [ ]

## N-PX: Cover Page

**Name of reporting person:** CALDWELL SUTTER CAPITAL, INC.

**Address:** 30 LIBERTY SHIP WAY #3225, SAUSALITO, CA 94965-3324

**Telephone number:** (415) 367-4982

**Name of agent for service:** —

**Agent Address:** —, —, — —

**Reporting Period:** Report for the year ended 06/30/2025

**SEC File Number:** 028-22901

**CRD Number (if any):** —

**Other SEC File Number (if any):** —

**LEI (if any):** 549300V235L4XXVM6D13

**Report Type (check only one):**

Institutional Manager.

- [ ] Institutional Manager Voting Report

- [x] Institutional Manager Notice Report

- [ ] Institutional Manager Combination Report

Registered Management Investment Company.

- [ ] Fund Voting Report

- [ ] Fund Notice Report

**Do you wish to provide explanatory information pursuant to Special Instruction B.4?:**

- [x] No

- [ ] Yes

**Additional information:** —

## N-PX: Summary - Included Managers

**Number of Included Institutional Managers:** —

**Included Institutional Managers:** —

## N-PX: Signature Block

**Reporting Person:** CALDWELL SUTTER CAPITAL, INC.

**By (Signature):** Christopher W. Anderson

**By (Printed Signature):** Christopher W. Anderson

**By (Title):** Chief Compliance Officer

**Date:** 08/07/2025