# EDGAR Filing Document

**Accession Number:** 0001454889
**File Stem:** 0001752724-23-058516
**Filing Date:** 2023-3
**Character Count:** 307636
**Document Hash:** 3c478374464ce2cda3c9c6223cbd462d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-058516.hdr.sgml**: 20230316

**ACCESSION NUMBER**: 0001752724-23-058516

**CONFORMED SUBMISSION TYPE**: N-CEN

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230316

**DATE AS OF CHANGE**: 20230316

**EFFECTIVENESS DATE**: 20230316

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SCHWAB STRATEGIC TRUST
- **CENTRAL INDEX KEY:** 0001454889
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** N-CEN
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22311
- **FILM NUMBER:** 23737881

**BUSINESS ADDRESS:**
- **STREET 1:** 211 MAIN STREET
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105
- **BUSINESS PHONE:** 1-415-667-7000

**MAIL ADDRESS:**
- **STREET 1:** 211 MAIN STREET
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Schwab Strategic Trust
- **DATE OF NAME CHANGE:** 20090127

## Series and Classes Contracts Data

### Schwab U.S. TIPS ETF (Series ID: S000029407)

| Class ID   | Class Name           | Ticker Symbol   |
|:---|:---|:---|
| C000090317 | Schwab U.S. TIPS ETF | SCHP            |

### Schwab Short-Term U.S. Treasury ETF (Series ID: S000029408)

| Class ID   | Class Name                          | Ticker Symbol   |
|:---|:---|:---|
| C000090318 | Schwab Short-Term U.S. Treasury ETF | SCHO            |

### Schwab Intermediate-Term U.S. Treasury ETF (Series ID: S000029409)

| Class ID   | Class Name                                 | Ticker Symbol   |
|:---|:---|:---|
| C000090319 | Schwab Intermediate-Term U.S. Treasury ETF | SCHR            |

### Schwab U.S. Aggregate Bond ETF (Series ID: S000033156)

| Class ID   | Class Name                     | Ticker Symbol   |
|:---|:---|:---|
| C000102078 | Schwab U.S. Aggregate Bond ETF | SCHZ            |

### Schwab 1-5 Year Corporate Bond ETF (Series ID: S000066660)

| Class ID   | Class Name                         | Ticker Symbol   |
|:---|:---|:---|
| C000214877 | Schwab 1-5 Year Corporate Bond ETF | SCHJ            |

### Schwab 5-10 Year Corporate Bond ETF (Series ID: S000066661)

| Class ID   | Class Name                          | Ticker Symbol   |
|:---|:---|:---|
| C000214878 | Schwab 5-10 Year Corporate Bond ETF | SCHI            |

### Schwab Long-Term U.S. Treasury ETF (Series ID: S000066662)

| Class ID   | Class Name                         | Ticker Symbol   |
|:---|:---|:---|
| C000214879 | Schwab Long-Term U.S. Treasury ETF | SCHQ            |

### Schwab Municipal Bond ETF (Series ID: S000077692)

| Class ID   | Class Name                | Ticker Symbol   |
|:---|:---|:---|
| C000238180 | Schwab Municipal Bond ETF | SCMB            |

## Internal

**REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** 

To the Board of Trustees of Schwab Strategic Trust and Shareholders of Schwab U.S. TIPS ETF, Schwab Short-Term U.S. Treasury ETF, Schwab Intermediate-Term U.S. Treasury ETF, Schwab Long-Term U.S. Treasury ETF, Schwab U.S. Aggregate Bond ETF, Schwab 1-5 Year Corporate Bond ETF, Schwab 5-10 Year Corporate Bond ETF, and Schwab Municipal Bond ETF

In planning and performing our audits of the financial statements of Schwab U.S. TIPS ETF, Schwab Short-Term U.S. Treasury ETF, Schwab Intermediate-Term U.S. Treasury ETF, Schwab Long-Term U.S. Treasury ETF, Schwab U.S. Aggregate Bond ETF, Schwab 1-5 Year Corporate Bond ETF, Schwab 5-10 Year Corporate Bond ETF, and Schwab Municipal Bond ETF (the "Funds"), as of and for the year or period ended December 31, 2022, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we express no such opinion.

The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the trust; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of a fund's assets that could have a material effect on the financial statements.

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions or that the degree of compliance with the policies or procedures may deteriorate.

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the fund's annual or interim financial statements will not be prevented or detected on a timely basis.

Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds' internal control over financial reporting and its operation, including controls for safeguarding securities, that we consider to be a material weakness, as defined above, as of December 31, 2022.

This report is intended solely for the information and use of management and Board of Trustees of the Funds and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

/s/ Deloitte & Touche LLP

Denver, Colorado

February 16, 2023

# Form N-CEN: Annual Report for Registered Investment Companies

## N-CEN: Filer Information
**Submission Type:** N-CEN
**CIK:** 0001454889

## N-CEN: Series/Class (Contract) Information

**Series ID Record:1**
- **Series ID:** S000077692

**Series ID Record:2**
- **Series ID:** S000029408

**Series ID Record:3**
- **Series ID:** S000066661

**Series ID Record:4**
- **Series ID:** S000029407

**Series ID Record:5**
- **Series ID:** S000066660

**Series ID Record:6**
- **Series ID:** S000029409

**Series ID Record:7**
- **Series ID:** S000033156

**Series ID Record:8**
- **Series ID:** S000066662

**Class ID Record:1**
- **Class ID:** C000238180

**Class ID Record:2**
- **Class ID:** C000090318

**Class ID Record:3**
- **Class ID:** C000214878

**Class ID Record:4**
- **Class ID:** C000090317

**Class ID Record:5**
- **Class ID:** C000214877

**Class ID Record:6**
- **Class ID:** C000090319

**Class ID Record:7**
- **Class ID:** C000102078

**Class ID Record:8**
- **Class ID:** C000214879

### N-CEN: Part A: General Information

**Item A.1.a - Report for period ending:** 2022-12-31

**Item A.1.b - Does this report cover a period of less than 12 months?:** No

## N-CEN: Part B: Information About the Registrant

- **Item B.1.a - Full name of Registrant:** SCHWAB STRATEGIC TRUST

- **Item B.1.b - Investment Company Act file number:** 811-22311

- **Item B.1.c - CIK:** 0001454889

- **Item B.1.d - LEI:** 549300NAZEQOIX80E226

- **Item B.2.a - Street 1:** 211 MAIN STREET

- **Item B.2.b - City:** SAN FRANCISCO

- **Item B.2.c - State:** CA

- **Item B.2.e - Zip Code:** 94105

- **Item B.2.f - Telephone:** 800-648-5300

- **Item B.2.g - Public Website:** www.schwabassetmanagement.com

### Item B.3 - Location of books and records

**Location books Record: 1**

- **a. Name of person (e.g., a custodian of records):** Charles Schwab Investment Management, Inc.

- **b. Street 1:** 211 Main Street

- **c. City:** San Francisco

- **d. State, if applicable:** CA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 94105

- **g. Telephone number:** 800-648-5300

- **h. Briefly describe the books and records kept at this location:** Investment Manager and Fund Administrator

**Location books Record: 2**

- **a. Name of person (e.g., a custodian of records):** State Street Bank and Trust Company

- **b. Street 1:** One Lincoln Street

- **c. City:** Boston

- **d. State, if applicable:** MA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 02111

- **g. Telephone number:** 617-786-3000

- **h. Briefly describe the books and records kept at this location:** Custodian, Transfer Agent and Fund Accountant

**Location books Record: 3**

- **a. Name of person (e.g., a custodian of records):** Schwab Strategic Trust

- **b. Street 1:** 211 Main Street

- **c. City:** San Francisco

- **d. State, if applicable:** CA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 94105

- **g. Telephone number:** 800-648-5300

- **h. Briefly describe the books and records kept at this location:** Trust and Fund Records

**Location books Record: 4**

- **a. Name of person (e.g., a custodian of records):** SEI Investments Distribution Co.

- **b. Street 1:** 1 Freedom Valley Drive

- **c. City:** Oaks

- **d. State, if applicable:** PA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 19456

- **g. Telephone number:** 610-676-1000

- **h. Briefly describe the books and records kept at this location:** Principal Underwriter

- **Item B.4.a - Is this the first filing by the Registrant?:** No

- **Item B.4.b - Is this the last filing by the Registrant?:** No

- **Item B.5.a - Is the Registrant part of a family of investment companies?:** Yes

- **Item B.5.a.i - Full name of family of investment companies:** SCHFLFSETF

### Item B.6 - Organization

- [x] a. Open-end management investment company registered under the Act on Form N-1A

- [ ] b. Closed-end management investment company registered under the Act on Form N-2

- [ ] c. Separate account offering variable annuity contracts which is registered under the Act as a management investment company on Form N-3

- [ ] d. Separate account offering variable annuity contracts which is registered under the Act as a unit investment trust on Form N-4

- [ ] e. Small business investment company registered under the Act on Form N-5

- [ ] f. Separate account offering variable insurance contracts which is registered under the Act as a unit investment trust on Form N-6

- [ ] g. Unit investment trust registered under the Act on Form N-8B-2

- **Item B.6.i - Total number of Series:** 29

- **Item B.7 - Is the Registrant the issuer of a class of securities registered under the Securities Act?:** Yes

### Item B.8 - Directors

| Name                   | Is Interested Person?   | Other Investment Company File Numbers                 |
|:---|:---|:---|
| Michael J. Beer        | No                      | 811-05954, 811-08314, 811-07704, 811-05547, 811-06200 |
| Nancy F. Heller        | No                      | 811-05547, 811-06200, 811-08314, 811-05954, 811-07704 |
| Richard A. Wurster     | Yes                     | 811-07704, 811-08314, 811-05547, 811-05954, 811-06200 |
| Walter W. Bettinger II | Yes                     | 811-05954, 811-06200, 811-07704, 811-08314, 811-05547 |
| David L. Mahoney       | No                      | 811-05547, 811-06200, 811-05954, 811-08314, 811-07704 |
| Kimberly S. Patmore    | No                      | 811-07704, 811-05954, 811-06200, 811-08314, 811-05547 |
| Jean Derek Penn        | No                      | 811-07704, 811-08314, 811-06200, 811-05954, 811-05547 |
| Kiran M. Patel         | No                      | 811-08314, 811-07704, 811-06200, 811-05547, 811-05954 |
| Jane P. Moncreiff      | No                      | 811-07704, 811-05954, 811-05547, 811-08314, 811-06200 |
| Robert W. Burns        | No                      | 811-08314, 811-05954, 811-06200, 811-05547, 811-07704 |

### Item B.9. Chief compliance officer.

**Chief compliance officer Record: 1**

- **a. Full Name:** Michael Hogan

- **b. CRD Number, if any:** 002986381

- **c. Street Address 1:** One International Place

- **d. City:** Boston

- **e. State, if applicable:** MA

- **f. Foreign country, if applicable:** US

- **g. Zip code:** 02110

- **h. Telephone number:** XXXXXX

- **i. Has the chief compliance officer changed since the last filing?:** No

If the chief compliance officer is compensated or employed by any person other than the Registrant, provide:

**CCO employer Record: 1**

- **i. Name of the person:** —

- **ii. Person’s IRS Employer Identification Number:** —

### Item B.10. Matters for security holder vote.

- **Were any matters submitted by the Registrant for its security holders’ vote during the reporting period?** —

| Series Name                                                 | Series ID   |
|:---|:---|
| Schwab International Equity ETF                             | S000026637  |
| Schwab U.S. Large-Cap Value ETF                             | S000026634  |
| Schwab International Small-Cap Equity ETF                   | S000026638  |
| Schwab U.S. Small-Cap ETF                                   | S000026636  |
| Schwab U.S. Large-Cap ETF                                   | S000026632  |
| Schwab U.S. TIPS ETF                                        | S000029407  |
| Schwab Ariel ESG ETF                                        | S000072244  |
| Schwab Intermediate-Term U.S. Treasury ETF                  | S000029409  |
| Schwab Fundamental U.S. Small Company Index ETF             | S000040878  |
| Schwab Fundamental U.S. Broad Market Index ETF              | S000040876  |
| Schwab U.S. Dividend Equity ETF                             | S000034163  |
| Schwab Long-Term U.S. Treasury ETF                          | S000066662  |
| Schwab U.S. Mid-Cap ETF                                     | S000026635  |
| Schwab Fundamental Emerging Markets Large Company Index ETF | S000040881  |
| Schwab International Dividend Equity ETF                    | S000071197  |
| Schwab U.S. Large-Cap Growth ETF                            | S000026633  |
| Schwab Fundamental U.S. Large Company Index ETF             | S000040877  |
| Schwab U.S. REIT ETF                                        | S000030518  |
| Schwab Short-Term U.S. Treasury ETF                         | S000029408  |
| Schwab Fundamental International Large Company Index ETF    | S000040879  |
| Schwab U.S. Broad Market ETF                                | S000026631  |
| Schwab 5-10 Year Corporate Bond ETF                         | S000066661  |
| Schwab 1000 Index ETF                                       | S000059091  |
| Schwab Fundamental International Small Company Index ETF    | S000040880  |
| Schwab 1-5 Year Corporate Bond ETF                          | S000066660  |
| Schwab Emerging Markets Equity ETF                          | S000026639  |
| Schwab U.S. Aggregate Bond ETF                              | S000033156  |

- **Item B.11.a - Have there been any material legal proceedings?:** No

- **Item B.11.b - Has any proceeding previously reported been terminated?:** No

- **Item B.12.a - Were any claims with respect to the Registrant filed under a fidelity bond?:** No

- **Item B.13.a - Are the Registrant's officers or directors covered under any insurance policy?:** Yes

- **Item B.13.a.i - If yes, were any claims filed under the policy during the reporting period?:** No

- **Item B.14 - Did an affiliated person provide any form of financial support to the Registrant?:** No

- **Item B.15.a.i - Release numbers:**
  - IC-28983

### Item B.16. Principal underwriters.

**Principal underwriter Record: 1**

- **i. Full name:** SEI Investments Distribution Co.

- **ii. SEC file number:** 8-27897

- **iii. CRD number:** 000010690

- **iv. LEI, if any:** 9845004D1BC905A05108

- **v. State, if applicable:** PA

- **vi. Foreign country, if applicable:** US

- **vii. Is the principal underwriter an affiliated person...?:** No

- **b. Have any principal underwriters been hired or terminated during the reporting period?** No

### Item B.17. Independent public accountant.

**Public accountant Record: 1**

- **a. Full Name:** Deloitte & Touche LLP

- **b. PCAOB Number:** 34

- **c. LEI, if any:** N/A

- **d. State, if applicable:** CO

- **e. Foreign country, if applicable:** US

- **f. Has the independent public accountant changed since the last filing?** No

- **Item B.18 - Did an independent public accountant's report on internal control note any material weaknesses?:** No

- **Item B.19 - Did an independent public accountant issue an opinion other than an unqualified opinion?:** No

- **Item B.20 - Have there been material changes in the method of valuation?:** No

- **Item B.21 - Have there been any changes in accounting principles or practices?:** No

- **Item B.22.a - Were any payments made to shareholders as a result of an error in calculating NAV?:** No

- **Item B.23 - Did the Registrant pay any dividend or make any distribution required to be accompanied by a written statement?:** No

## Part C: Additional Questions for Management Investment Companies

### Management Investment Record: 1 - Schwab Municipal Bond ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Schwab Municipal Bond ETF

- **b. Series identification number, if any:** S000077692

- **c. LEI:** 549300Z3IVLF7IEKOL70

- **d. Is this the first filing on this form by the Fund?:** Yes

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class     | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Schwab Municipal Bond ETF | C000238180                                | SCMB                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. SEC file number:** 801-35905

- **iii. CRD number:** 000106753

- **iv. LEI, if any:** EVQ6EP3QESDF386W4D54

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. SEC file number:** 85-05003

- **iii. LEI, if any:** 571474TGEMMWANRLN572

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** Yes

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** Yes

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. LEI, if any, or other identifying number:** EVQ6EP3QESDF386W4D54

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Charles Schwab & Co., Inc.

- **b. SEC file number:** 8-16514

- **c. CRD number:** 000005393

- **d. LEI, if any:** 549300ZP8XN77GK5BS04

- **e. State, if applicable:** CA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Charles Schwab, Hong Kong, Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** TD Ameritrade Clearing, Inc.

- **b. SEC file number:** 8-16335

- **c. CRD number:** 000005633

- **d. LEI, if any:** MRK678VXOI09YSSN8X19

- **e. State, if applicable:** NE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Jane Street Execution Services, LLC

- **b. SEC file number:** 8-69254

- **c. CRD number:** 000167280

- **d. LEI, if any:** 549300HXJLXCPDWAH070

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** TD Ameritrade, Inc.

- **b. SEC file number:** 8-23395

- **c. CRD number:** 000007870

- **d. LEI, if any:** CWQYQU0TV2NLMLZKNB44

- **e. State, if applicable:** NE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** TD Ameritrade Singapore Pte. Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** TD Ameritrade Hong Kong Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                     | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| RBC Capital Markets, LLC                 | 8-45411           |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $2,206,477.40             |
| Stonex Financial Inc.                    | 8-51269           |    000045993 | 549300LNKU6K5TJCRG93 | FL      | US        | $978,509.05               |
| TD Securities (USA) LLC                  | 8-36747           |    000018476 | SUVUFHICNZMP2WKHG940 | NY      | US        | $10,155,279.82            |
| Morgan Stanley & Co. LLC                 | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $7,546,099.70             |
| Stifel, Nicolaus & Company, Incorporated | 8-1447            |    000000793 | 5WUVMA08EYG4KEUPW589 | MO      | US        | $1,700,516.75             |
| Wells Fargo Securities, LLC              | 8-65876           |    000126292 | VYVVCKR63DVZZN70PB21 | NC      | US        | $1,316,871.95             |
| Citigroup Global Markets Inc.            | 8-8177            |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $4,099,460.10             |
| BofA Securities, Inc.                    | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $2,391,101.60             |
| Hilltop Securities Inc.                  | 8-45123           |    000006220 | 549300IXU82PMU6XZT45 | TX      | US        | $1,165,568.65             |
| UBS Financial Services Inc.              | 8-16267           |    000008174 | ETYRV6ORNFJB5NONI676 | NJ      | US        | $1,261,101.90             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $40,678,045.87

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $47,311,552.24

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,000,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Goldman Sachs Bank USA

  - **Line Institutions Record: 2 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 3 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 4 Name of institution:** Credit Suisse AG, New York Branch

  - **Line Institutions Record: 5 Name of institution:** Citibank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                 | SEC File number   |
|:---|:---|
| Schwab Fundamental International Small Company Index ETF     | 811-22311         |
| Schwab International Dividend Equity ETF                     | 811-22311         |
| Schwab U.S. Large-Cap Value Index Fund                       | 811-07704         |
| Schwab Target 2060 Index Fund                                | 811-07704         |
| Schwab U.S. Large-Cap Growth Index Fund                      | 811-07704         |
| Schwab Fundamental US Large Company Index Fund               | 811-07704         |
| Schwab International Index Fund                              | 811-07704         |
| Schwab Target 2035 Index Fund                                | 811-07704         |
| Schwab Fundamental U.S. Broad Market Index ETF               | 811-22311         |
| Schwab MarketTrack Balanced Portfolio                        | 811-07704         |
| Schwab Target 2065 Index Fund                                | 811-07704         |
| Schwab Target 2060 Fund                                      | 811-07704         |
| Schwab Small-Cap Index Fund                                  | 811-07704         |
| Schwab California Municipal Money Fund                       | 811-05954         |
| Schwab Health Care Fund                                      | 811-07704         |
| Schwab 1000 Index Fund                                       | 811-06200         |
| Schwab S&P 500 Index Fund                                    | 811-07704         |
| Schwab VIT Balanced Portfolio                                | 811-08314         |
| Schwab AMT Tax-Free Money Fund                               | 811-05954         |
| Schwab Target 2045 Index Fund                                | 811-07704         |
| Schwab U.S. Small-Cap ETF                                    | 811-22311         |
| Schwab Target 2050 Index Fund                                | 811-07704         |
| Schwab Short-Term Bond Index Fund                            | 811-06200         |
| Schwab Target 2050 Fund                                      | 811-07704         |
| Schwab MarketTrack All Equity Portfolio                      | 811-07704         |
| Schwab Monthly Income Fund - Flexible Payout                 | 811-07704         |
| Schwab Municipal Money Fund                                  | 811-05954         |
| Schwab Target 2030 Fund                                      | 811-07704         |
| Schwab U.S. Broad Market ETF                                 | 811-22311         |
| Schwab Government Money Fund                                 | 811-05954         |
| Schwab 5-10 Year Corporate Bond ETF                          | 811-22311         |
| Schwab Target 2065 Fund                                      | 811-07704         |
| Schwab 1000 Index ETF                                        | 811-22311         |
| Schwab U.S. Treasury Money Fund                              | 811-05954         |
| Schwab Target 2025 Index Fund                                | 811-07704         |
| Schwab International Small-Cap Equity ETF                    | 811-22311         |
| Schwab Fundamental U.S. Small Company Index ETF              | 811-22311         |
| Schwab Emerging Markets Equity ETF                           | 811-22311         |
| Schwab Target 2015 Index Fund                                | 811-07704         |
| Schwab Target 2020 Index Fund                                | 811-07704         |
| Schwab Fundamental International Large Company Index Fund    | 811-07704         |
| Schwab Target 2010 Fund                                      | 811-07704         |
| Schwab U.S. REIT ETF                                         | 811-22311         |
| Schwab S&P 500 Index Portfolio                               | 811-08314         |
| Schwab 1-5 Year Corporate Bond ETF                           | 811-22311         |
| Schwab Ariel ESG ETF                                         | 811-22311         |
| Schwab Target 2015 Fund                                      | 811-07704         |
| Schwab Dividend Equity Fund                                  | 811-07704         |
| Schwab U.S. Large-Cap Growth ETF                             | 811-22311         |
| Schwab Government Money Market Portfolio                     | 811-08314         |
| Schwab MarketTrack Conservative Portfolio                    | 811-07704         |
| Schwab U.S. TIPS ETF                                         | 811-22311         |
| Schwab Treasury Inflation Protected Securities Index Fund    | 811-06200         |
| Schwab Fundamental Emerging Markets Large Company Index Fund | 811-07704         |
| Schwab Target 2035 Fund                                      | 811-07704         |
| Schwab U.S. Mid-Cap ETF                                      | 811-22311         |
| Schwab International Equity ETF                              | 811-22311         |
| Schwab U.S. Mid-Cap Index Fund                               | 811-07704         |
| Schwab Fundamental U.S. Large Company Index ETF              | 811-22311         |
| Schwab Value Advantage Money Fund                            | 811-05954         |
| Schwab Opportunistic Municipal Bond Fund                     | 811-06200         |
| Schwab Monthly Income Fund - Target Payout                   | 811-07704         |
| Schwab Retirement Government Money Fund                      | 811-05954         |
| Schwab MarketTrack Growth Portfolio                          | 811-07704         |
| Schwab Fundamental International Large Company Index ETF     | 811-22311         |
| Schwab U.S. Large-Cap ETF                                    | 811-22311         |
| Schwab Core Equity Fund                                      | 811-07704         |
| Schwab Target 2010 Index Fund                                | 811-07704         |
| Schwab U.S. Aggregate Bond ETF                               | 811-22311         |
| Schwab Variable Share Price Money Fund                       | 811-05954         |
| Schwab Target 2030 Index Fund                                | 811-07704         |
| Schwab Select Large Cap Growth Fund                          | 811-05547         |
| Schwab International Opportunities Fund                      | 811-07704         |
| Schwab Treasury Obligations Money Fund                       | 811-05954         |
| Schwab Fundamental US Small Company Index Fund               | 811-07704         |
| Schwab Fundamental International Small Company Index Fund    | 811-07704         |
| Schwab Target 2055 Fund                                      | 811-07704         |
| Schwab Crypto Thematic ETF                                   | 811-22311         |
| Schwab Fundamental Emerging Markets Large Company Index ETF  | 811-22311         |
| Schwab Global Real Estate Fund                               | 811-06200         |
| Schwab Monthly Income Fund - Income Payout                   | 811-07704         |
| Schwab Tax-Free Bond Fund                                    | 811-06200         |
| Schwab Long-Term U.S. Treasury ETF                           | 811-22311         |
| Schwab Target 2040 Index Fund                                | 811-07704         |
| Schwab New York Municipal Money Fund                         | 811-05954         |
| Schwab Short-Term U.S. Treasury ETF                          | 811-22311         |
| Schwab VIT Balanced with Growth Portfolio                    | 811-08314         |
| Schwab Target 2025 Fund                                      | 811-07704         |
| Schwab Target 2045 Fund                                      | 811-07704         |
| Schwab Intermediate-Term U.S. Treasury ETF                   | 811-22311         |
| Schwab Small-Cap Equity Fund                                 | 811-07704         |
| Schwab VIT Growth Portfolio                                  | 811-08314         |
| Schwab Large-Cap Growth Fund                                 | 811-07704         |
| Schwab U.S. Aggregate Bond Index Fund                        | 811-06200         |
| Schwab Fundamental Global Real Estate Index Fund             | 811-07704         |
| Schwab International Core Equity Fund                        | 811-07704         |
| Schwab Balanced Fund                                         | 811-07704         |
| Schwab Target 2055 Index Fund                                | 811-07704         |
| Schwab U.S. Dividend Equity ETF                              | 811-22311         |
| Schwab Target 2020 Fund                                      | 811-07704         |
| Schwab Target 2040 Fund                                      | 811-07704         |
| Schwab California Tax-Free Bond Fund                         | 811-06200         |
| Schwab Total Stock Market Index Fund                         | 811-07704         |
| Schwab U.S. Large-Cap Value ETF                              | 811-22311         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $400,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** State Street Bank and Trust Company

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                 | SEC File number   |
|:---|:---|
| Schwab Target 2030 Index Fund                                | 811-07704         |
| Schwab Crypto Thematic ETF                                   | 811-22311         |
| Schwab Variable Share Price Money Fund                       | 811-05954         |
| Schwab California Municipal Money Fund                       | 811-05954         |
| Schwab Target 2050 Index Fund                                | 811-07704         |
| Schwab 5-10 Year Corporate Bond ETF                          | 811-22311         |
| Schwab Large-Cap Growth Fund                                 | 811-07704         |
| Schwab U.S. Large-Cap Growth Index Fund                      | 811-07704         |
| Schwab MarketTrack Growth Portfolio                          | 811-07704         |
| Schwab Target 2045 Fund                                      | 811-07704         |
| Schwab U.S. Mid-Cap ETF                                      | 811-22311         |
| Schwab S&P 500 Index Fund                                    | 811-07704         |
| Schwab Target 2015 Fund                                      | 811-07704         |
| Schwab Target 2025 Index Fund                                | 811-07704         |
| Schwab Fundamental U.S. Large Company Index ETF              | 811-22311         |
| Schwab Fundamental Emerging Markets Large Company Index Fund | 811-07704         |
| Schwab Target 2035 Index Fund                                | 811-07704         |
| Schwab 1-5 Year Corporate Bond ETF                           | 811-22311         |
| Schwab Health Care Fund                                      | 811-07704         |
| Schwab U.S. Treasury Money Fund                              | 811-05954         |
| Schwab Small-Cap Index Fund                                  | 811-07704         |
| Schwab Target 2065 Fund                                      | 811-07704         |
| Schwab Fundamental International Small Company Index Fund    | 811-07704         |
| Schwab 1000 Index Fund                                       | 811-06200         |
| Schwab Treasury Inflation Protected Securities Index Fund    | 811-06200         |
| Schwab Government Money Market Portfolio                     | 811-08314         |
| Schwab International Small-Cap Equity ETF                    | 811-22311         |
| Schwab Target 2040 Index Fund                                | 811-07704         |
| Schwab International Equity ETF                              | 811-22311         |
| Schwab U.S. Broad Market ETF                                 | 811-22311         |
| Schwab Target 2030 Fund                                      | 811-07704         |
| Schwab Fundamental International Small Company Index ETF     | 811-22311         |
| Schwab Monthly Income Fund - Target Payout                   | 811-07704         |
| Schwab Target 2015 Index Fund                                | 811-07704         |
| Schwab Target 2060 Fund                                      | 811-07704         |
| Schwab Fundamental US Small Company Index Fund               | 811-07704         |
| Schwab Target 2055 Index Fund                                | 811-07704         |
| Schwab Fundamental Emerging Markets Large Company Index ETF  | 811-22311         |
| Schwab U.S. Large-Cap ETF                                    | 811-22311         |
| Schwab Tax-Free Bond Fund                                    | 811-06200         |
| Schwab Monthly Income Fund - Flexible Payout                 | 811-07704         |
| Schwab Treasury Obligations Money Fund                       | 811-05954         |
| Schwab Target 2010 Index Fund                                | 811-07704         |
| Schwab Target 2060 Index Fund                                | 811-07704         |
| Schwab Value Advantage Money Fund                            | 811-05954         |
| Schwab Fundamental International Large Company Index ETF     | 811-22311         |
| Schwab Target 2065 Index Fund                                | 811-07704         |
| Schwab Target 2050 Fund                                      | 811-07704         |
| Schwab Target 2055 Fund                                      | 811-07704         |
| Schwab Fundamental U.S. Broad Market Index ETF               | 811-22311         |
| Schwab International Dividend Equity ETF                     | 811-22311         |
| Schwab U.S. Dividend Equity ETF                              | 811-22311         |
| Schwab Target 2045 Index Fund                                | 811-07704         |
| Schwab Government Money Fund                                 | 811-05954         |
| Schwab Long-Term U.S. Treasury ETF                           | 811-22311         |
| Schwab International Core Equity Fund                        | 811-07704         |
| Schwab Core Equity Fund                                      | 811-07704         |
| Schwab MarketTrack All Equity Portfolio                      | 811-07704         |
| Schwab Fundamental International Large Company Index Fund    | 811-07704         |
| Schwab U.S. Large-Cap Value Index Fund                       | 811-07704         |
| Schwab Fundamental US Large Company Index Fund               | 811-07704         |
| Schwab Retirement Government Money Fund                      | 811-05954         |
| Schwab Target 2010 Fund                                      | 811-07704         |
| Schwab VIT Balanced Portfolio                                | 811-08314         |
| Schwab MarketTrack Balanced Portfolio                        | 811-07704         |
| Schwab U.S. Mid-Cap Index Fund                               | 811-07704         |
| Schwab Short-Term U.S. Treasury ETF                          | 811-22311         |
| Schwab Total Stock Market Index Fund                         | 811-07704         |
| Schwab AMT Tax-Free Money Fund                               | 811-05954         |
| Schwab Target 2020 Fund                                      | 811-07704         |
| Schwab Fundamental U.S. Small Company Index ETF              | 811-22311         |
| Schwab Target 2025 Fund                                      | 811-07704         |
| Schwab U.S. REIT ETF                                         | 811-22311         |
| Schwab Select Large Cap Growth Fund                          | 811-05547         |
| Schwab U.S. TIPS ETF                                         | 811-22311         |
| Schwab Small-Cap Equity Fund                                 | 811-07704         |
| Schwab Global Real Estate Fund                               | 811-06200         |
| Schwab International Opportunities Fund                      | 811-07704         |
| Schwab California Tax-Free Bond Fund                         | 811-06200         |
| Schwab Municipal Money Fund                                  | 811-05954         |
| Schwab Opportunistic Municipal Bond Fund                     | 811-06200         |
| Schwab Short-Term Bond Index Fund                            | 811-06200         |
| Schwab Intermediate-Term U.S. Treasury ETF                   | 811-22311         |
| Schwab Monthly Income Fund - Income Payout                   | 811-07704         |
| Schwab VIT Balanced with Growth Portfolio                    | 811-08314         |
| Schwab Balanced Fund                                         | 811-07704         |
| Schwab 1000 Index ETF                                        | 811-22311         |
| Schwab MarketTrack Conservative Portfolio                    | 811-07704         |
| Schwab Fundamental Global Real Estate Index Fund             | 811-07704         |
| Schwab International Index Fund                              | 811-07704         |
| Schwab Dividend Equity Fund                                  | 811-07704         |
| Schwab VIT Growth Portfolio                                  | 811-08314         |
| Schwab Target 2035 Fund                                      | 811-07704         |
| Schwab Ariel ESG ETF                                         | 811-22311         |
| Schwab S&P 500 Index Portfolio                               | 811-08314         |
| Schwab U.S. Large-Cap Growth ETF                             | 811-22311         |
| Schwab U.S. Aggregate Bond ETF                               | 811-22311         |
| Schwab Target 2020 Index Fund                                | 811-07704         |
| Schwab U.S. Aggregate Bond Index Fund                        | 811-06200         |
| Schwab New York Municipal Money Fund                         | 811-05954         |
| Schwab Target 2040 Fund                                      | 811-07704         |
| Schwab U.S. Small-Cap ETF                                    | 811-22311         |
| Schwab Emerging Markets Equity ETF                           | 811-22311         |
| Schwab U.S. Large-Cap Value ETF                              | 811-22311         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 2 - Schwab Short-Term U.S. Treasury ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Schwab Short-Term U.S. Treasury ETF

- **b. Series identification number, if any:** S000029408

- **c. LEI:** 5493005SHO0WH9C7RN69

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class               | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Schwab Short-Term U.S. Treasury ETF | C000090318                                | SCHO                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Goldman Sachs Bank USA

- **ii. LEI, if any:** KD3XUN7C6T14HNAYLU02

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** SSGA Funds Management, Inc.

- **ii. LEI, if any:** FT3UGI3NU6B7EELQF380

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** No

- **iv. Is the cash collateral manager an affiliated person of the Fund?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4 (17 CFR 270.18f-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. SEC file number:** 801-35905

- **iii. CRD number:** 000106753

- **iv. LEI, if any:** EVQ6EP3QESDF386W4D54

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. SEC file number:** 85-05003

- **iii. LEI, if any:** 571474TGEMMWANRLN572

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. LEI, if any, or other identifying number:** EVQ6EP3QESDF386W4D54

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Charles Schwab, Hong Kong, Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** TD Ameritrade Clearing, Inc.

- **b. SEC file number:** 8-16335

- **c. CRD number:** 000005633

- **d. LEI, if any:** MRK678VXOI09YSSN8X19

- **e. State, if applicable:** NE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** TD Ameritrade, Inc.

- **b. SEC file number:** 8-23395

- **c. CRD number:** 000007870

- **d. LEI, if any:** CWQYQU0TV2NLMLZKNB44

- **e. State, if applicable:** NE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** TD Ameritrade Hong Kong Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** TD Ameritrade Singapore Pte. Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Charles Schwab & Co., Inc.

- **b. SEC file number:** 8-16514

- **c. CRD number:** 000005393

- **d. LEI, if any:** 549300ZP8XN77GK5BS04

- **e. State, if applicable:** CA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Jane Street Execution Services, LLC

- **b. SEC file number:** 8-69254

- **c. CRD number:** 000167280

- **d. LEI, if any:** 549300HXJLXCPDWAH070

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                        | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| Virtu Americas LLC                          | 8-68193           | 000149823    | 549300RA02N3BNSWBV74 | NY      | US        | $38,472,742.20            |
| Flow Traders U.S. Institutional Trading LLC | 8-69711           | 000282266    | 549300H90VV8DK5UM624 | NY      | US        | $17,880,190,651.50        |
| Nomura Securities International, Inc.       | 8-15255           | 000004297    | OXTKY6Q8X53C9ILVV871 | NY      | US        | $66,447,510.42            |
| Citigroup Global Markets Inc.               | 8-8177            | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $64,693,036.69            |
| Citadel Securities LLC                      | 8-53574           | 000116797    | 12UUJYTN7D3SW8KCSG25 | IL      | US        | $73,704,294.95            |
| Deutsche Bank Securities Inc.               | 8-17822           | 000002525    | 9J6MBOOO7BECTDTUZW19 | NY      | US        | $65,671,232.86            |
| BMO Capital Markets Corp.                   | 8-34344           | 000016686    | RUC0QBLBRPRCU4W1NE59 | NY      | US        | $350,705,015.97           |
| J.P. Morgan Securities LLC                  | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $1,107,325,429.70         |
| HSBC Securities (USA) Inc.                  | 8-41562           | 000019585    | CYYGQCGNHMHPSMRL3R97 | NY      | US        | $64,709,937.94            |
| The Bank of Nova Scotia                     | N/A               | N/A          | L3I9ZG2KFGXZ61BMYR72 |  |  | $104,343,372.33           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $19,894,490,715.34

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $9,144,914,816.50

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,000,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Goldman Sachs Bank USA

  - **Line Institutions Record: 2 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 4 Name of institution:** Credit Suisse AG, New York Branch

  - **Line Institutions Record: 5 Name of institution:** Citibank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                 | SEC File number   |
|:---|:---|
| Schwab International Index Fund                              | 811-07704         |
| Schwab Fundamental International Large Company Index Fund    | 811-07704         |
| Schwab AMT Tax-Free Money Fund                               | 811-05954         |
| Schwab U.S. Large-Cap Growth ETF                             | 811-22311         |
| Schwab MarketTrack Growth Portfolio                          | 811-07704         |
| Schwab Target 2040 Index Fund                                | 811-07704         |
| Schwab Fundamental International Large Company Index ETF     | 811-22311         |
| Schwab Core Equity Fund                                      | 811-07704         |
| Schwab Target 2040 Fund                                      | 811-07704         |
| Schwab MarketTrack Balanced Portfolio                        | 811-07704         |
| Schwab Short-Term Bond Index Fund                            | 811-06200         |
| Schwab Balanced Fund                                         | 811-07704         |
| Schwab S&P 500 Index Fund                                    | 811-07704         |
| Schwab Tax-Free Bond Fund                                    | 811-06200         |
| Schwab 5-10 Year Corporate Bond ETF                          | 811-22311         |
| Schwab Target 2045 Fund                                      | 811-07704         |
| Schwab Fundamental U.S. Broad Market Index ETF               | 811-22311         |
| Schwab Large-Cap Growth Fund                                 | 811-07704         |
| Schwab U.S. Dividend Equity ETF                              | 811-22311         |
| Schwab Target 2020 Index Fund                                | 811-07704         |
| Schwab VIT Balanced with Growth Portfolio                    | 811-08314         |
| Schwab Fundamental Emerging Markets Large Company Index Fund | 811-07704         |
| Schwab International Small-Cap Equity ETF                    | 811-22311         |
| Schwab Fundamental US Small Company Index Fund               | 811-07704         |
| Schwab Target 2030 Fund                                      | 811-07704         |
| Schwab Municipal Money Fund                                  | 811-05954         |
| Schwab Government Money Fund                                 | 811-05954         |
| Schwab Ariel ESG ETF                                         | 811-22311         |
| Schwab Target 2010 Index Fund                                | 811-07704         |
| Schwab International Opportunities Fund                      | 811-07704         |
| Schwab U.S. REIT ETF                                         | 811-22311         |
| Schwab U.S. Aggregate Bond Index Fund                        | 811-06200         |
| Schwab Target 2020 Fund                                      | 811-07704         |
| Schwab Fundamental Global Real Estate Index Fund             | 811-07704         |
| Schwab Target 2015 Index Fund                                | 811-07704         |
| Schwab Treasury Obligations Money Fund                       | 811-05954         |
| Schwab Target 2015 Fund                                      | 811-07704         |
| Schwab Fundamental US Large Company Index Fund               | 811-07704         |
| Schwab Small-Cap Equity Fund                                 | 811-07704         |
| Schwab Monthly Income Fund - Flexible Payout                 | 811-07704         |
| Schwab Total Stock Market Index Fund                         | 811-07704         |
| Schwab 1000 Index ETF                                        | 811-22311         |
| Schwab U.S. Aggregate Bond ETF                               | 811-22311         |
| Schwab U.S. Broad Market ETF                                 | 811-22311         |
| Schwab Target 2055 Index Fund                                | 811-07704         |
| Schwab Target 2065 Fund                                      | 811-07704         |
| Schwab Crypto Thematic ETF                                   | 811-22311         |
| Schwab Municipal Bond ETF                                    | 811-22311         |
| Schwab California Municipal Money Fund                       | 811-05954         |
| Schwab Monthly Income Fund - Income Payout                   | 811-07704         |
| Schwab Fundamental International Small Company Index Fund    | 811-07704         |
| Schwab Target 2035 Index Fund                                | 811-07704         |
| Schwab VIT Balanced Portfolio                                | 811-08314         |
| Schwab 1-5 Year Corporate Bond ETF                           | 811-22311         |
| Schwab Treasury Inflation Protected Securities Index Fund    | 811-06200         |
| Schwab International Dividend Equity ETF                     | 811-22311         |
| Schwab Select Large Cap Growth Fund                          | 811-05547         |
| Schwab U.S. Treasury Money Fund                              | 811-05954         |
| Schwab 1000 Index Fund                                       | 811-06200         |
| Schwab Fundamental Emerging Markets Large Company Index ETF  | 811-22311         |
| Schwab Dividend Equity Fund                                  | 811-07704         |
| Schwab U.S. Mid-Cap Index Fund                               | 811-07704         |
| Schwab Target 2060 Index Fund                                | 811-07704         |
| Schwab U.S. Large-Cap Value Index Fund                       | 811-07704         |
| Schwab MarketTrack All Equity Portfolio                      | 811-07704         |
| Schwab Target 2050 Index Fund                                | 811-07704         |
| Schwab Retirement Government Money Fund                      | 811-05954         |
| Schwab Health Care Fund                                      | 811-07704         |
| Schwab Value Advantage Money Fund                            | 811-05954         |
| Schwab Government Money Market Portfolio                     | 811-08314         |
| Schwab California Tax-Free Bond Fund                         | 811-06200         |
| Schwab Fundamental U.S. Large Company Index ETF              | 811-22311         |
| Schwab Target 2025 Fund                                      | 811-07704         |
| Schwab Emerging Markets Equity ETF                           | 811-22311         |
| Schwab Long-Term U.S. Treasury ETF                           | 811-22311         |
| Schwab Global Real Estate Fund                               | 811-06200         |
| Schwab Monthly Income Fund - Target Payout                   | 811-07704         |
| Schwab U.S. Large-Cap Growth Index Fund                      | 811-07704         |
| Schwab Fundamental International Small Company Index ETF     | 811-22311         |
| Schwab U.S. TIPS ETF                                         | 811-22311         |
| Schwab Target 2050 Fund                                      | 811-07704         |
| Schwab S&P 500 Index Portfolio                               | 811-08314         |
| Schwab U.S. Small-Cap ETF                                    | 811-22311         |
| Schwab New York Municipal Money Fund                         | 811-05954         |
| Schwab U.S. Large-Cap ETF                                    | 811-22311         |
| Schwab Variable Share Price Money Fund                       | 811-05954         |
| Schwab Target 2060 Fund                                      | 811-07704         |
| Schwab Target 2055 Fund                                      | 811-07704         |
| Schwab U.S. Large-Cap Value ETF                              | 811-22311         |
| Schwab U.S. Mid-Cap ETF                                      | 811-22311         |
| Schwab Intermediate-Term U.S. Treasury ETF                   | 811-22311         |
| Schwab Fundamental U.S. Small Company Index ETF              | 811-22311         |
| Schwab Small-Cap Index Fund                                  | 811-07704         |
| Schwab Target 2065 Index Fund                                | 811-07704         |
| Schwab Target 2035 Fund                                      | 811-07704         |
| Schwab VIT Growth Portfolio                                  | 811-08314         |
| Schwab Target 2045 Index Fund                                | 811-07704         |
| Schwab Target 2025 Index Fund                                | 811-07704         |
| Schwab International Equity ETF                              | 811-22311         |
| Schwab Target 2030 Index Fund                                | 811-07704         |
| Schwab Target 2010 Fund                                      | 811-07704         |
| Schwab International Core Equity Fund                        | 811-07704         |
| Schwab MarketTrack Conservative Portfolio                    | 811-07704         |
| Schwab Opportunistic Municipal Bond Fund                     | 811-06200         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $400,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** State Street Bank and Trust Company

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                 | SEC File number   |
|:---|:---|
| Schwab Target 2060 Index Fund                                | 811-07704         |
| Schwab Core Equity Fund                                      | 811-07704         |
| Schwab Tax-Free Bond Fund                                    | 811-06200         |
| Schwab Fundamental International Large Company Index ETF     | 811-22311         |
| Schwab Target 2065 Index Fund                                | 811-07704         |
| Schwab Dividend Equity Fund                                  | 811-07704         |
| Schwab Crypto Thematic ETF                                   | 811-22311         |
| Schwab MarketTrack Balanced Portfolio                        | 811-07704         |
| Schwab Target 2045 Fund                                      | 811-07704         |
| Schwab U.S. Aggregate Bond Index Fund                        | 811-06200         |
| Schwab International Small-Cap Equity ETF                    | 811-22311         |
| Schwab California Municipal Money Fund                       | 811-05954         |
| Schwab U.S. Treasury Money Fund                              | 811-05954         |
| Schwab 1-5 Year Corporate Bond ETF                           | 811-22311         |
| Schwab Municipal Bond ETF                                    | 811-22311         |
| Schwab Government Money Market Portfolio                     | 811-08314         |
| Schwab International Dividend Equity ETF                     | 811-22311         |
| Schwab Fundamental US Small Company Index Fund               | 811-07704         |
| Schwab Small-Cap Equity Fund                                 | 811-07704         |
| Schwab Variable Share Price Money Fund                       | 811-05954         |
| Schwab International Opportunities Fund                      | 811-07704         |
| Schwab Target 2050 Fund                                      | 811-07704         |
| Schwab VIT Balanced Portfolio                                | 811-08314         |
| Schwab Small-Cap Index Fund                                  | 811-07704         |
| Schwab Target 2020 Index Fund                                | 811-07704         |
| Schwab S&P 500 Index Fund                                    | 811-07704         |
| Schwab U.S. Large-Cap Value ETF                              | 811-22311         |
| Schwab International Core Equity Fund                        | 811-07704         |
| Schwab Fundamental U.S. Small Company Index ETF              | 811-22311         |
| Schwab Government Money Fund                                 | 811-05954         |
| Schwab Intermediate-Term U.S. Treasury ETF                   | 811-22311         |
| Schwab Municipal Money Fund                                  | 811-05954         |
| Schwab Fundamental Emerging Markets Large Company Index Fund | 811-07704         |
| Schwab Target 2040 Index Fund                                | 811-07704         |
| Schwab MarketTrack All Equity Portfolio                      | 811-07704         |
| Schwab Fundamental International Large Company Index Fund    | 811-07704         |
| Schwab Opportunistic Municipal Bond Fund                     | 811-06200         |
| Schwab Target 2055 Index Fund                                | 811-07704         |
| Schwab Total Stock Market Index Fund                         | 811-07704         |
| Schwab Fundamental International Small Company Index Fund    | 811-07704         |
| Schwab Target 2065 Fund                                      | 811-07704         |
| Schwab Monthly Income Fund - Income Payout                   | 811-07704         |
| Schwab Ariel ESG ETF                                         | 811-22311         |
| Schwab Large-Cap Growth Fund                                 | 811-07704         |
| Schwab U.S. Large-Cap ETF                                    | 811-22311         |
| Schwab MarketTrack Conservative Portfolio                    | 811-07704         |
| Schwab U.S. REIT ETF                                         | 811-22311         |
| Schwab S&P 500 Index Portfolio                               | 811-08314         |
| Schwab MarketTrack Growth Portfolio                          | 811-07704         |
| Schwab Global Real Estate Fund                               | 811-06200         |
| Schwab U.S. TIPS ETF                                         | 811-22311         |
| Schwab Value Advantage Money Fund                            | 811-05954         |
| Schwab Balanced Fund                                         | 811-07704         |
| Schwab Target 2035 Index Fund                                | 811-07704         |
| Schwab U.S. Large-Cap Value Index Fund                       | 811-07704         |
| Schwab VIT Balanced with Growth Portfolio                    | 811-08314         |
| Schwab U.S. Dividend Equity ETF                              | 811-22311         |
| Schwab AMT Tax-Free Money Fund                               | 811-05954         |
| Schwab Emerging Markets Equity ETF                           | 811-22311         |
| Schwab VIT Growth Portfolio                                  | 811-08314         |
| Schwab Fundamental Global Real Estate Index Fund             | 811-07704         |
| Schwab International Index Fund                              | 811-07704         |
| Schwab Target 2035 Fund                                      | 811-07704         |
| Schwab Fundamental US Large Company Index Fund               | 811-07704         |
| Schwab Fundamental U.S. Large Company Index ETF              | 811-22311         |
| Schwab U.S. Large-Cap Growth Index Fund                      | 811-07704         |
| Schwab Health Care Fund                                      | 811-07704         |
| Schwab Target 2050 Index Fund                                | 811-07704         |
| Schwab Target 2010 Index Fund                                | 811-07704         |
| Schwab International Equity ETF                              | 811-22311         |
| Schwab California Tax-Free Bond Fund                         | 811-06200         |
| Schwab 5-10 Year Corporate Bond ETF                          | 811-22311         |
| Schwab Long-Term U.S. Treasury ETF                           | 811-22311         |
| Schwab U.S. Mid-Cap ETF                                      | 811-22311         |
| Schwab Fundamental U.S. Broad Market Index ETF               | 811-22311         |
| Schwab Monthly Income Fund - Flexible Payout                 | 811-07704         |
| Schwab U.S. Mid-Cap Index Fund                               | 811-07704         |
| Schwab New York Municipal Money Fund                         | 811-05954         |
| Schwab Treasury Inflation Protected Securities Index Fund    | 811-06200         |
| Schwab Target 2020 Fund                                      | 811-07704         |
| Schwab U.S. Aggregate Bond ETF                               | 811-22311         |
| Schwab Short-Term Bond Index Fund                            | 811-06200         |
| Schwab 1000 Index Fund                                       | 811-06200         |
| Schwab Target 2025 Fund                                      | 811-07704         |
| Schwab Treasury Obligations Money Fund                       | 811-05954         |
| Schwab Select Large Cap Growth Fund                          | 811-05547         |
| Schwab Target 2055 Fund                                      | 811-07704         |
| Schwab Fundamental Emerging Markets Large Company Index ETF  | 811-22311         |
| Schwab 1000 Index ETF                                        | 811-22311         |
| Schwab Target 2025 Index Fund                                | 811-07704         |
| Schwab Target 2030 Fund                                      | 811-07704         |
| Schwab Retirement Government Money Fund                      | 811-05954         |
| Schwab Target 2060 Fund                                      | 811-07704         |
| Schwab Target 2030 Index Fund                                | 811-07704         |
| Schwab Target 2015 Fund                                      | 811-07704         |
| Schwab Target 2045 Index Fund                                | 811-07704         |
| Schwab U.S. Broad Market ETF                                 | 811-22311         |
| Schwab Fundamental International Small Company Index ETF     | 811-22311         |
| Schwab Target 2015 Index Fund                                | 811-07704         |
| Schwab Monthly Income Fund - Target Payout                   | 811-07704         |
| Schwab U.S. Small-Cap ETF                                    | 811-22311         |
| Schwab Target 2010 Fund                                      | 811-07704         |
| Schwab U.S. Large-Cap Growth ETF                             | 811-22311         |
| Schwab Target 2040 Fund                                      | 811-07704         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 3 - Schwab 5-10 Year Corporate Bond ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Schwab 5-10 Year Corporate Bond ETF

- **b. Series identification number, if any:** S000066661

- **c. LEI:** 549300KV6ZY6TYN8HW78

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class               | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Schwab 5-10 Year Corporate Bond ETF | C000214878                                | SCHI                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Goldman Sachs Bank USA

- **ii. LEI, if any:** KD3XUN7C6T14HNAYLU02

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** SSGA Funds Management, Inc.

- **ii. LEI, if any:** FT3UGI3NU6B7EELQF380

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** No

- **iv. Is the cash collateral manager an affiliated person of the Fund?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $507,692.40

- **g. Provide the net income from securities lending activities:** $8,561.09

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. SEC file number:** 801-35905

- **iii. CRD number:** 000106753

- **iv. LEI, if any:** EVQ6EP3QESDF386W4D54

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. SEC file number:** 85-05003

- **iii. LEI, if any:** 571474TGEMMWANRLN572

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. LEI, if any, or other identifying number:** EVQ6EP3QESDF386W4D54

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** TD Ameritrade, Inc.

- **b. SEC file number:** 8-23395

- **c. CRD number:** 000007870

- **d. LEI, if any:** CWQYQU0TV2NLMLZKNB44

- **e. State, if applicable:** NE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** TD Ameritrade Hong Kong Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Jane Street Execution Services, LLC

- **b. SEC file number:** 8-69254

- **c. CRD number:** 000167280

- **d. LEI, if any:** 549300HXJLXCPDWAH070

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Charles Schwab, Hong Kong, Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** TD Ameritrade Singapore Pte. Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** TD Ameritrade Clearing, Inc.

- **b. SEC file number:** 8-16335

- **c. CRD number:** 000005633

- **d. LEI, if any:** MRK678VXOI09YSSN8X19

- **e. State, if applicable:** NE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Charles Schwab & Co., Inc.

- **b. SEC file number:** 8-16514

- **c. CRD number:** 000005393

- **d. LEI, if any:** 549300ZP8XN77GK5BS04

- **e. State, if applicable:** CA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| HSBC Securities (USA) Inc.          | 8-41562           |    000019585 | CYYGQCGNHMHPSMRL3R97 | NY      | US        | $169,974.00               |
| Jane Street Execution Services, LLC | 8-69254           |    000167280 | 549300HXJLXCPDWAH070 | NY      | US        | $59,706,166.28            |
| J.P. Morgan Securities LLC          | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $149,466.50               |
| Virtu Americas LLC                  | 8-68193           |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $17,564,535.77            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $81,082,046.73

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $392,001,085.99

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,000,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Credit Suisse AG, New York Branch

  - **Line Institutions Record: 2 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 4 Name of institution:** Goldman Sachs Bank USA

  - **Line Institutions Record: 5 Name of institution:** The Bank of New York Mellon

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                 | SEC File number   |
|:---|:---|
| Schwab Government Money Fund                                 | 811-05954         |
| Schwab MarketTrack All Equity Portfolio                      | 811-07704         |
| Schwab S&P 500 Index Fund                                    | 811-07704         |
| Schwab Select Large Cap Growth Fund                          | 811-05547         |
| Schwab Target 2060 Index Fund                                | 811-07704         |
| Schwab New York Municipal Money Fund                         | 811-05954         |
| Schwab Municipal Bond ETF                                    | 811-22311         |
| Schwab Fundamental U.S. Small Company Index ETF              | 811-22311         |
| Schwab 1000 Index Fund                                       | 811-06200         |
| Schwab Target 2025 Fund                                      | 811-07704         |
| Schwab Tax-Free Bond Fund                                    | 811-06200         |
| Schwab U.S. Large-Cap Value Index Fund                       | 811-07704         |
| Schwab Target 2015 Fund                                      | 811-07704         |
| Schwab U.S. Aggregate Bond Index Fund                        | 811-06200         |
| Schwab U.S. Large-Cap Value ETF                              | 811-22311         |
| Schwab Target 2020 Fund                                      | 811-07704         |
| Schwab Target 2030 Index Fund                                | 811-07704         |
| Schwab Small-Cap Equity Fund                                 | 811-07704         |
| Schwab 1-5 Year Corporate Bond ETF                           | 811-22311         |
| Schwab Retirement Government Money Fund                      | 811-05954         |
| Schwab Target 2035 Fund                                      | 811-07704         |
| Schwab International Dividend Equity ETF                     | 811-22311         |
| Schwab Fundamental US Large Company Index Fund               | 811-07704         |
| Schwab Fundamental Emerging Markets Large Company Index ETF  | 811-22311         |
| Schwab Opportunistic Municipal Bond Fund                     | 811-06200         |
| Schwab Short-Term U.S. Treasury ETF                          | 811-22311         |
| Schwab Target 2065 Index Fund                                | 811-07704         |
| Schwab Dividend Equity Fund                                  | 811-07704         |
| Schwab VIT Balanced Portfolio                                | 811-08314         |
| Schwab Fundamental International Large Company Index ETF     | 811-22311         |
| Schwab 1000 Index ETF                                        | 811-22311         |
| Schwab California Tax-Free Bond Fund                         | 811-06200         |
| Schwab Target 2030 Fund                                      | 811-07704         |
| Schwab Fundamental International Large Company Index Fund    | 811-07704         |
| Schwab Crypto Thematic ETF                                   | 811-22311         |
| Schwab Total Stock Market Index Fund                         | 811-07704         |
| Schwab MarketTrack Conservative Portfolio                    | 811-07704         |
| Schwab Value Advantage Money Fund                            | 811-05954         |
| Schwab International Core Equity Fund                        | 811-07704         |
| Schwab Fundamental Global Real Estate Index Fund             | 811-07704         |
| Schwab Target 2035 Index Fund                                | 811-07704         |
| Schwab U.S. Large-Cap Growth ETF                             | 811-22311         |
| Schwab U.S. Large-Cap ETF                                    | 811-22311         |
| Schwab International Small-Cap Equity ETF                    | 811-22311         |
| Schwab Large-Cap Growth Fund                                 | 811-07704         |
| Schwab Target 2060 Fund                                      | 811-07704         |
| Schwab International Equity ETF                              | 811-22311         |
| Schwab Small-Cap Index Fund                                  | 811-07704         |
| Schwab Short-Term Bond Index Fund                            | 811-06200         |
| Schwab Emerging Markets Equity ETF                           | 811-22311         |
| Schwab U.S. REIT ETF                                         | 811-22311         |
| Schwab Monthly Income Fund - Flexible Payout                 | 811-07704         |
| Schwab Target 2010 Index Fund                                | 811-07704         |
| Schwab Long-Term U.S. Treasury ETF                           | 811-22311         |
| Schwab U.S. Mid-Cap ETF                                      | 811-22311         |
| Schwab Target 2025 Index Fund                                | 811-07704         |
| Schwab Balanced Fund                                         | 811-07704         |
| Schwab U.S. Small-Cap ETF                                    | 811-22311         |
| Schwab Target 2045 Index Fund                                | 811-07704         |
| Schwab VIT Balanced with Growth Portfolio                    | 811-08314         |
| Schwab VIT Growth Portfolio                                  | 811-08314         |
| Schwab Target 2045 Fund                                      | 811-07704         |
| Schwab California Municipal Money Fund                       | 811-05954         |
| Schwab International Index Fund                              | 811-07704         |
| Schwab Target 2055 Fund                                      | 811-07704         |
| Schwab Fundamental US Small Company Index Fund               | 811-07704         |
| Schwab Target 2040 Index Fund                                | 811-07704         |
| Schwab U.S. Aggregate Bond ETF                               | 811-22311         |
| Schwab Target 2010 Fund                                      | 811-07704         |
| Schwab U.S. Broad Market ETF                                 | 811-22311         |
| Schwab AMT Tax-Free Money Fund                               | 811-05954         |
| Schwab Core Equity Fund                                      | 811-07704         |
| Schwab Global Real Estate Fund                               | 811-06200         |
| Schwab Health Care Fund                                      | 811-07704         |
| Schwab Target 2050 Index Fund                                | 811-07704         |
| Schwab Treasury Obligations Money Fund                       | 811-05954         |
| Schwab U.S. Treasury Money Fund                              | 811-05954         |
| Schwab Target 2015 Index Fund                                | 811-07704         |
| Schwab U.S. Large-Cap Growth Index Fund                      | 811-07704         |
| Schwab Variable Share Price Money Fund                       | 811-05954         |
| Schwab International Opportunities Fund                      | 811-07704         |
| Schwab U.S. TIPS ETF                                         | 811-22311         |
| Schwab Target 2055 Index Fund                                | 811-07704         |
| Schwab MarketTrack Growth Portfolio                          | 811-07704         |
| Schwab Fundamental International Small Company Index ETF     | 811-22311         |
| Schwab Ariel ESG ETF                                         | 811-22311         |
| Schwab Fundamental U.S. Large Company Index ETF              | 811-22311         |
| Schwab MarketTrack Balanced Portfolio                        | 811-07704         |
| Schwab Fundamental International Small Company Index Fund    | 811-07704         |
| Schwab Fundamental U.S. Broad Market Index ETF               | 811-22311         |
| Schwab Target 2050 Fund                                      | 811-07704         |
| Schwab Target 2020 Index Fund                                | 811-07704         |
| Schwab Fundamental Emerging Markets Large Company Index Fund | 811-07704         |
| Schwab Treasury Inflation Protected Securities Index Fund    | 811-06200         |
| Schwab Government Money Market Portfolio                     | 811-08314         |
| Schwab Monthly Income Fund - Target Payout                   | 811-07704         |
| Schwab Target 2040 Fund                                      | 811-07704         |
| Schwab Target 2065 Fund                                      | 811-07704         |
| Schwab S&P 500 Index Portfolio                               | 811-08314         |
| Schwab Intermediate-Term U.S. Treasury ETF                   | 811-22311         |
| Schwab U.S. Dividend Equity ETF                              | 811-22311         |
| Schwab Municipal Money Fund                                  | 811-05954         |
| Schwab U.S. Mid-Cap Index Fund                               | 811-07704         |
| Schwab Monthly Income Fund - Income Payout                   | 811-07704         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $400,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** State Street Bank and Trust Company

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                 | SEC File number   |
|:---|:---|
| Schwab U.S. Large-Cap Growth Index Fund                      | 811-07704         |
| Schwab California Municipal Money Fund                       | 811-05954         |
| Schwab Target 2030 Fund                                      | 811-07704         |
| Schwab Fundamental U.S. Small Company Index ETF              | 811-22311         |
| Schwab Fundamental US Small Company Index Fund               | 811-07704         |
| Schwab Target 2030 Index Fund                                | 811-07704         |
| Schwab U.S. Aggregate Bond ETF                               | 811-22311         |
| Schwab MarketTrack Growth Portfolio                          | 811-07704         |
| Schwab Value Advantage Money Fund                            | 811-05954         |
| Schwab Fundamental International Large Company Index Fund    | 811-07704         |
| Schwab Government Money Market Portfolio                     | 811-08314         |
| Schwab Target 2035 Fund                                      | 811-07704         |
| Schwab Crypto Thematic ETF                                   | 811-22311         |
| Schwab Monthly Income Fund - Flexible Payout                 | 811-07704         |
| Schwab Target 2025 Fund                                      | 811-07704         |
| Schwab International Opportunities Fund                      | 811-07704         |
| Schwab Fundamental Emerging Markets Large Company Index Fund | 811-07704         |
| Schwab Health Care Fund                                      | 811-07704         |
| Schwab Long-Term U.S. Treasury ETF                           | 811-22311         |
| Schwab Target 2035 Index Fund                                | 811-07704         |
| Schwab Fundamental Emerging Markets Large Company Index ETF  | 811-22311         |
| Schwab Fundamental US Large Company Index Fund               | 811-07704         |
| Schwab Dividend Equity Fund                                  | 811-07704         |
| Schwab MarketTrack All Equity Portfolio                      | 811-07704         |
| Schwab Fundamental International Large Company Index ETF     | 811-22311         |
| Schwab International Index Fund                              | 811-07704         |
| Schwab 1000 Index ETF                                        | 811-22311         |
| Schwab Target 2055 Index Fund                                | 811-07704         |
| Schwab Core Equity Fund                                      | 811-07704         |
| Schwab Target 2015 Fund                                      | 811-07704         |
| Schwab Select Large Cap Growth Fund                          | 811-05547         |
| Schwab Government Money Fund                                 | 811-05954         |
| Schwab Target 2065 Fund                                      | 811-07704         |
| Schwab Global Real Estate Fund                               | 811-06200         |
| Schwab Fundamental U.S. Broad Market Index ETF               | 811-22311         |
| Schwab Ariel ESG ETF                                         | 811-22311         |
| Schwab International Core Equity Fund                        | 811-07704         |
| Schwab Target 2050 Index Fund                                | 811-07704         |
| Schwab U.S. REIT ETF                                         | 811-22311         |
| Schwab U.S. TIPS ETF                                         | 811-22311         |
| Schwab S&P 500 Index Portfolio                               | 811-08314         |
| Schwab International Equity ETF                              | 811-22311         |
| Schwab Short-Term Bond Index Fund                            | 811-06200         |
| Schwab Emerging Markets Equity ETF                           | 811-22311         |
| Schwab Balanced Fund                                         | 811-07704         |
| Schwab Small-Cap Index Fund                                  | 811-07704         |
| Schwab Target 2010 Index Fund                                | 811-07704         |
| Schwab U.S. Large-Cap ETF                                    | 811-22311         |
| Schwab Target 2060 Fund                                      | 811-07704         |
| Schwab New York Municipal Money Fund                         | 811-05954         |
| Schwab Target 2055 Fund                                      | 811-07704         |
| Schwab Retirement Government Money Fund                      | 811-05954         |
| Schwab Variable Share Price Money Fund                       | 811-05954         |
| Schwab Treasury Obligations Money Fund                       | 811-05954         |
| Schwab Monthly Income Fund - Target Payout                   | 811-07704         |
| Schwab Target 2060 Index Fund                                | 811-07704         |
| Schwab MarketTrack Conservative Portfolio                    | 811-07704         |
| Schwab Large-Cap Growth Fund                                 | 811-07704         |
| Schwab Fundamental International Small Company Index Fund    | 811-07704         |
| Schwab 1-5 Year Corporate Bond ETF                           | 811-22311         |
| Schwab Target 2040 Fund                                      | 811-07704         |
| Schwab VIT Balanced with Growth Portfolio                    | 811-08314         |
| Schwab Small-Cap Equity Fund                                 | 811-07704         |
| Schwab Target 2065 Index Fund                                | 811-07704         |
| Schwab Fundamental U.S. Large Company Index ETF              | 811-22311         |
| Schwab VIT Growth Portfolio                                  | 811-08314         |
| Schwab Target 2045 Fund                                      | 811-07704         |
| Schwab Intermediate-Term U.S. Treasury ETF                   | 811-22311         |
| Schwab California Tax-Free Bond Fund                         | 811-06200         |
| Schwab Short-Term U.S. Treasury ETF                          | 811-22311         |
| Schwab Fundamental International Small Company Index ETF     | 811-22311         |
| Schwab Target 2015 Index Fund                                | 811-07704         |
| Schwab Municipal Bond ETF                                    | 811-22311         |
| Schwab Opportunistic Municipal Bond Fund                     | 811-06200         |
| Schwab U.S. Broad Market ETF                                 | 811-22311         |
| Schwab International Small-Cap Equity ETF                    | 811-22311         |
| Schwab U.S. Dividend Equity ETF                              | 811-22311         |
| Schwab AMT Tax-Free Money Fund                               | 811-05954         |
| Schwab U.S. Large-Cap Growth ETF                             | 811-22311         |
| Schwab Target 2045 Index Fund                                | 811-07704         |
| Schwab Total Stock Market Index Fund                         | 811-07704         |
| Schwab U.S. Large-Cap Value ETF                              | 811-22311         |
| Schwab International Dividend Equity ETF                     | 811-22311         |
| Schwab Target 2025 Index Fund                                | 811-07704         |
| Schwab Monthly Income Fund - Income Payout                   | 811-07704         |
| Schwab Target 2050 Fund                                      | 811-07704         |
| Schwab Target 2020 Index Fund                                | 811-07704         |
| Schwab S&P 500 Index Fund                                    | 811-07704         |
| Schwab U.S. Small-Cap ETF                                    | 811-22311         |
| Schwab U.S. Aggregate Bond Index Fund                        | 811-06200         |
| Schwab Target 2010 Fund                                      | 811-07704         |
| Schwab 1000 Index Fund                                       | 811-06200         |
| Schwab U.S. Treasury Money Fund                              | 811-05954         |
| Schwab Treasury Inflation Protected Securities Index Fund    | 811-06200         |
| Schwab U.S. Large-Cap Value Index Fund                       | 811-07704         |
| Schwab U.S. Mid-Cap ETF                                      | 811-22311         |
| Schwab MarketTrack Balanced Portfolio                        | 811-07704         |
| Schwab Fundamental Global Real Estate Index Fund             | 811-07704         |
| Schwab VIT Balanced Portfolio                                | 811-08314         |
| Schwab Tax-Free Bond Fund                                    | 811-06200         |
| Schwab Municipal Money Fund                                  | 811-05954         |
| Schwab U.S. Mid-Cap Index Fund                               | 811-07704         |
| Schwab Target 2020 Fund                                      | 811-07704         |
| Schwab Target 2040 Index Fund                                | 811-07704         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 4 - Schwab U.S. TIPS ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Schwab U.S. TIPS ETF

- **b. Series identification number, if any:** S000029407

- **c. LEI:** 5493001H0ESLTZTZWE77

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Schwab U.S. TIPS ETF    | C000090317                                | SCHP                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Goldman Sachs Bank USA

- **ii. LEI, if any:** KD3XUN7C6T14HNAYLU02

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** SSGA Funds Management, Inc.

- **ii. LEI, if any:** FT3UGI3NU6B7EELQF380

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** No

- **iv. Is the cash collateral manager an affiliated person of the Fund?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. SEC file number:** 801-35905

- **iii. CRD number:** 000106753

- **iv. LEI, if any:** EVQ6EP3QESDF386W4D54

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. SEC file number:** 85-05003

- **iii. LEI, if any:** 571474TGEMMWANRLN572

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 2**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. LEI, if any, or other identifying number:** EVQ6EP3QESDF386W4D54

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Charles Schwab & Co., Inc.

- **b. SEC file number:** 8-16514

- **c. CRD number:** 000005393

- **d. LEI, if any:** 549300ZP8XN77GK5BS04

- **e. State, if applicable:** CA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Charles Schwab, Hong Kong, Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Jane Street Execution Services, LLC

- **b. SEC file number:** 8-69254

- **c. CRD number:** 000167280

- **d. LEI, if any:** 549300HXJLXCPDWAH070

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** TD Ameritrade Singapore Pte. Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** TD Ameritrade, Inc.

- **b. SEC file number:** 8-23395

- **c. CRD number:** 000007870

- **d. LEI, if any:** CWQYQU0TV2NLMLZKNB44

- **e. State, if applicable:** NE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** TD Ameritrade Hong Kong Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** TD Ameritrade Clearing, Inc.

- **b. SEC file number:** 8-16335

- **c. CRD number:** 000005633

- **d. LEI, if any:** MRK678VXOI09YSSN8X19

- **e. State, if applicable:** NE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                  | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Citigroup Global Markets Inc.         | 8-8177            |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $167,548,974.16           |
| Goldman Sachs & Co. LLC               | 8-129             |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $6,760,833,924.37         |
| Citadel Securities LLC                | 8-53574           |    000116797 | 12UUJYTN7D3SW8KCSG25 | IL      | US        | $6,412,476.14             |
| Morgan Stanley & Co. LLC              | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $7,060,023.70             |
| J.P. Morgan Securities LLC            | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $38,655,646.03            |
| Wells Fargo Brokerage Services, LLC   | 8-33283           |    000016100 | N/A                  | MN      | US        | $54,897,889.80            |
| Barclays Capital Inc.                 | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $4,513,697.61             |
| Nomura Securities International, Inc. | 8-15255           |    000004297 | OXTKY6Q8X53C9ILVV871 | NY      | US        | $8,402,843.20             |
| BofA Securities, Inc.                 | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $5,242,464.83             |
| RBC Capital Markets, LLC              | 8-45411           |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $24,664,975.16            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $7,081,767,333.65

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $17,145,174,426.62

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,000,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 2 Name of institution:** Goldman Sachs Bank USA

  - **Line Institutions Record: 3 Name of institution:** Credit Suisse AG, New York Branch

  - **Line Institutions Record: 4 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 5 Name of institution:** State Street Bank and Trust Company

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                 | SEC File number   |
|:---|:---|
| Schwab California Municipal Money Fund                       | 811-05954         |
| Schwab 1000 Index ETF                                        | 811-22311         |
| Schwab S&P 500 Index Fund                                    | 811-07704         |
| Schwab MarketTrack All Equity Portfolio                      | 811-07704         |
| Schwab Fundamental US Large Company Index Fund               | 811-07704         |
| Schwab Long-Term U.S. Treasury ETF                           | 811-22311         |
| Schwab International Core Equity Fund                        | 811-07704         |
| Schwab U.S. Aggregate Bond Index Fund                        | 811-06200         |
| Schwab Fundamental U.S. Small Company Index ETF              | 811-22311         |
| Schwab Target 2050 Index Fund                                | 811-07704         |
| Schwab Balanced Fund                                         | 811-07704         |
| Schwab Target 2015 Index Fund                                | 811-07704         |
| Schwab International Dividend Equity ETF                     | 811-22311         |
| Schwab U.S. Large-Cap Value ETF                              | 811-22311         |
| Schwab MarketTrack Growth Portfolio                          | 811-07704         |
| Schwab Municipal Bond ETF                                    | 811-22311         |
| Schwab International Index Fund                              | 811-07704         |
| Schwab Ariel ESG ETF                                         | 811-22311         |
| Schwab Target 2065 Index Fund                                | 811-07704         |
| Schwab Monthly Income Fund - Income Payout                   | 811-07704         |
| Schwab Fundamental International Large Company Index ETF     | 811-22311         |
| Schwab Target 2020 Index Fund                                | 811-07704         |
| Schwab U.S. Small-Cap ETF                                    | 811-22311         |
| Schwab MarketTrack Conservative Portfolio                    | 811-07704         |
| Schwab Fundamental Global Real Estate Index Fund             | 811-07704         |
| Schwab Target 2010 Index Fund                                | 811-07704         |
| Schwab International Opportunities Fund                      | 811-07704         |
| Schwab Target 2040 Fund                                      | 811-07704         |
| Schwab Target 2040 Index Fund                                | 811-07704         |
| Schwab Short-Term Bond Index Fund                            | 811-06200         |
| Schwab Target 2025 Fund                                      | 811-07704         |
| Schwab Target 2015 Fund                                      | 811-07704         |
| Schwab Treasury Obligations Money Fund                       | 811-05954         |
| Schwab Target 2045 Index Fund                                | 811-07704         |
| Schwab Small-Cap Equity Fund                                 | 811-07704         |
| Schwab 1000 Index Fund                                       | 811-06200         |
| Schwab Target 2060 Fund                                      | 811-07704         |
| Schwab Target 2060 Index Fund                                | 811-07704         |
| Schwab Target 2065 Fund                                      | 811-07704         |
| Schwab Fundamental US Small Company Index Fund               | 811-07704         |
| Schwab Target 2030 Index Fund                                | 811-07704         |
| Schwab Emerging Markets Equity ETF                           | 811-22311         |
| Schwab U.S. Mid-Cap ETF                                      | 811-22311         |
| Schwab S&P 500 Index Portfolio                               | 811-08314         |
| Schwab Target 2050 Fund                                      | 811-07704         |
| Schwab Opportunistic Municipal Bond Fund                     | 811-06200         |
| Schwab Intermediate-Term U.S. Treasury ETF                   | 811-22311         |
| Schwab Government Money Market Portfolio                     | 811-08314         |
| Schwab Target 2055 Index Fund                                | 811-07704         |
| Schwab U.S. Dividend Equity ETF                              | 811-22311         |
| Schwab Core Equity Fund                                      | 811-07704         |
| Schwab Treasury Inflation Protected Securities Index Fund    | 811-06200         |
| Schwab VIT Balanced with Growth Portfolio                    | 811-08314         |
| Schwab Retirement Government Money Fund                      | 811-05954         |
| Schwab VIT Growth Portfolio                                  | 811-08314         |
| Schwab U.S. Broad Market ETF                                 | 811-22311         |
| Schwab Dividend Equity Fund                                  | 811-07704         |
| Schwab Target 2030 Fund                                      | 811-07704         |
| Schwab Tax-Free Bond Fund                                    | 811-06200         |
| Schwab International Small-Cap Equity ETF                    | 811-22311         |
| Schwab AMT Tax-Free Money Fund                               | 811-05954         |
| Schwab California Tax-Free Bond Fund                         | 811-06200         |
| Schwab U.S. Large-Cap ETF                                    | 811-22311         |
| Schwab 1-5 Year Corporate Bond ETF                           | 811-22311         |
| Schwab Monthly Income Fund - Flexible Payout                 | 811-07704         |
| Schwab Government Money Fund                                 | 811-05954         |
| Schwab Monthly Income Fund - Target Payout                   | 811-07704         |
| Schwab Small-Cap Index Fund                                  | 811-07704         |
| Schwab Health Care Fund                                      | 811-07704         |
| Schwab Short-Term U.S. Treasury ETF                          | 811-22311         |
| Schwab Variable Share Price Money Fund                       | 811-05954         |
| Schwab Fundamental U.S. Large Company Index ETF              | 811-22311         |
| Schwab New York Municipal Money Fund                         | 811-05954         |
| Schwab Municipal Money Fund                                  | 811-05954         |
| Schwab Total Stock Market Index Fund                         | 811-07704         |
| Schwab U.S. Mid-Cap Index Fund                               | 811-07704         |
| Schwab Target 2045 Fund                                      | 811-07704         |
| Schwab Global Real Estate Fund                               | 811-06200         |
| Schwab Fundamental Emerging Markets Large Company Index Fund | 811-07704         |
| Schwab VIT Balanced Portfolio                                | 811-08314         |
| Schwab Select Large Cap Growth Fund                          | 811-05547         |
| Schwab Target 2025 Index Fund                                | 811-07704         |
| Schwab Fundamental International Small Company Index ETF     | 811-22311         |
| Schwab Fundamental International Small Company Index Fund    | 811-07704         |
| Schwab Target 2035 Fund                                      | 811-07704         |
| Schwab 5-10 Year Corporate Bond ETF                          | 811-22311         |
| Schwab Target 2055 Fund                                      | 811-07704         |
| Schwab Target 2035 Index Fund                                | 811-07704         |
| Schwab Value Advantage Money Fund                            | 811-05954         |
| Schwab U.S. Large-Cap Growth ETF                             | 811-22311         |
| Schwab Fundamental U.S. Broad Market Index ETF               | 811-22311         |
| Schwab U.S. Large-Cap Growth Index Fund                      | 811-07704         |
| Schwab U.S. Large-Cap Value Index Fund                       | 811-07704         |
| Schwab MarketTrack Balanced Portfolio                        | 811-07704         |
| Schwab Crypto Thematic ETF                                   | 811-22311         |
| Schwab Target 2020 Fund                                      | 811-07704         |
| Schwab Fundamental Emerging Markets Large Company Index ETF  | 811-22311         |
| Schwab International Equity ETF                              | 811-22311         |
| Schwab U.S. Aggregate Bond ETF                               | 811-22311         |
| Schwab Fundamental International Large Company Index Fund    | 811-07704         |
| Schwab U.S. REIT ETF                                         | 811-22311         |
| Schwab Target 2010 Fund                                      | 811-07704         |
| Schwab U.S. Treasury Money Fund                              | 811-05954         |
| Schwab Large-Cap Growth Fund                                 | 811-07704         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $400,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** State Street Bank and Trust Company

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                 | SEC File number   |
|:---|:---|
| Schwab Crypto Thematic ETF                                   | 811-22311         |
| Schwab Global Real Estate Fund                               | 811-06200         |
| Schwab Ariel ESG ETF                                         | 811-22311         |
| Schwab Government Money Fund                                 | 811-05954         |
| Schwab MarketTrack Conservative Portfolio                    | 811-07704         |
| Schwab U.S. Aggregate Bond ETF                               | 811-22311         |
| Schwab Target 2045 Fund                                      | 811-07704         |
| Schwab Target 2055 Fund                                      | 811-07704         |
| Schwab Large-Cap Growth Fund                                 | 811-07704         |
| Schwab Small-Cap Equity Fund                                 | 811-07704         |
| Schwab Variable Share Price Money Fund                       | 811-05954         |
| Schwab International Opportunities Fund                      | 811-07704         |
| Schwab Municipal Bond ETF                                    | 811-22311         |
| Schwab Target 2030 Index Fund                                | 811-07704         |
| Schwab Select Large Cap Growth Fund                          | 811-05547         |
| Schwab Target 2030 Fund                                      | 811-07704         |
| Schwab Fundamental US Large Company Index Fund               | 811-07704         |
| Schwab International Equity ETF                              | 811-22311         |
| Schwab Monthly Income Fund - Target Payout                   | 811-07704         |
| Schwab International Index Fund                              | 811-07704         |
| Schwab Fundamental Emerging Markets Large Company Index Fund | 811-07704         |
| Schwab Emerging Markets Equity ETF                           | 811-22311         |
| Schwab Fundamental U.S. Small Company Index ETF              | 811-22311         |
| Schwab Target 2060 Fund                                      | 811-07704         |
| Schwab VIT Balanced Portfolio                                | 811-08314         |
| Schwab Government Money Market Portfolio                     | 811-08314         |
| Schwab Target 2065 Fund                                      | 811-07704         |
| Schwab California Municipal Money Fund                       | 811-05954         |
| Schwab Dividend Equity Fund                                  | 811-07704         |
| Schwab Target 2015 Index Fund                                | 811-07704         |
| Schwab Target 2025 Fund                                      | 811-07704         |
| Schwab U.S. Treasury Money Fund                              | 811-05954         |
| Schwab Core Equity Fund                                      | 811-07704         |
| Schwab S&P 500 Index Fund                                    | 811-07704         |
| Schwab Target 2060 Index Fund                                | 811-07704         |
| Schwab U.S. REIT ETF                                         | 811-22311         |
| Schwab U.S. Small-Cap ETF                                    | 811-22311         |
| Schwab Value Advantage Money Fund                            | 811-05954         |
| Schwab U.S. Aggregate Bond Index Fund                        | 811-06200         |
| Schwab Target 2025 Index Fund                                | 811-07704         |
| Schwab Intermediate-Term U.S. Treasury ETF                   | 811-22311         |
| Schwab Treasury Obligations Money Fund                       | 811-05954         |
| Schwab U.S. Large-Cap Growth ETF                             | 811-22311         |
| Schwab Target 2040 Index Fund                                | 811-07704         |
| Schwab Health Care Fund                                      | 811-07704         |
| Schwab Target 2035 Fund                                      | 811-07704         |
| Schwab 1000 Index Fund                                       | 811-06200         |
| Schwab Target 2065 Index Fund                                | 811-07704         |
| Schwab Target 2055 Index Fund                                | 811-07704         |
| Schwab New York Municipal Money Fund                         | 811-05954         |
| Schwab Monthly Income Fund - Income Payout                   | 811-07704         |
| Schwab U.S. Large-Cap ETF                                    | 811-22311         |
| Schwab U.S. Large-Cap Growth Index Fund                      | 811-07704         |
| Schwab VIT Growth Portfolio                                  | 811-08314         |
| Schwab Short-Term U.S. Treasury ETF                          | 811-22311         |
| Schwab Target 2040 Fund                                      | 811-07704         |
| Schwab Total Stock Market Index Fund                         | 811-07704         |
| Schwab Fundamental U.S. Large Company Index ETF              | 811-22311         |
| Schwab VIT Balanced with Growth Portfolio                    | 811-08314         |
| Schwab Municipal Money Fund                                  | 811-05954         |
| Schwab Long-Term U.S. Treasury ETF                           | 811-22311         |
| Schwab U.S. Dividend Equity ETF                              | 811-22311         |
| Schwab Fundamental Emerging Markets Large Company Index ETF  | 811-22311         |
| Schwab U.S. Mid-Cap ETF                                      | 811-22311         |
| Schwab Fundamental International Large Company Index ETF     | 811-22311         |
| Schwab Fundamental U.S. Broad Market Index ETF               | 811-22311         |
| Schwab Target 2010 Fund                                      | 811-07704         |
| Schwab Target 2045 Index Fund                                | 811-07704         |
| Schwab S&P 500 Index Portfolio                               | 811-08314         |
| Schwab U.S. Mid-Cap Index Fund                               | 811-07704         |
| Schwab U.S. Large-Cap Value ETF                              | 811-22311         |
| Schwab U.S. Broad Market ETF                                 | 811-22311         |
| Schwab Target 2020 Index Fund                                | 811-07704         |
| Schwab Fundamental International Small Company Index ETF     | 811-22311         |
| Schwab Fundamental International Small Company Index Fund    | 811-07704         |
| Schwab Small-Cap Index Fund                                  | 811-07704         |
| Schwab Target 2050 Fund                                      | 811-07704         |
| Schwab Opportunistic Municipal Bond Fund                     | 811-06200         |
| Schwab Short-Term Bond Index Fund                            | 811-06200         |
| Schwab MarketTrack All Equity Portfolio                      | 811-07704         |
| Schwab MarketTrack Balanced Portfolio                        | 811-07704         |
| Schwab 5-10 Year Corporate Bond ETF                          | 811-22311         |
| Schwab Fundamental International Large Company Index Fund    | 811-07704         |
| Schwab International Dividend Equity ETF                     | 811-22311         |
| Schwab AMT Tax-Free Money Fund                               | 811-05954         |
| Schwab Target 2010 Index Fund                                | 811-07704         |
| Schwab 1-5 Year Corporate Bond ETF                           | 811-22311         |
| Schwab Monthly Income Fund - Flexible Payout                 | 811-07704         |
| Schwab Balanced Fund                                         | 811-07704         |
| Schwab Retirement Government Money Fund                      | 811-05954         |
| Schwab Target 2035 Index Fund                                | 811-07704         |
| Schwab U.S. Large-Cap Value Index Fund                       | 811-07704         |
| Schwab MarketTrack Growth Portfolio                          | 811-07704         |
| Schwab Fundamental US Small Company Index Fund               | 811-07704         |
| Schwab 1000 Index ETF                                        | 811-22311         |
| Schwab California Tax-Free Bond Fund                         | 811-06200         |
| Schwab Treasury Inflation Protected Securities Index Fund    | 811-06200         |
| Schwab Target 2050 Index Fund                                | 811-07704         |
| Schwab International Small-Cap Equity ETF                    | 811-22311         |
| Schwab International Core Equity Fund                        | 811-07704         |
| Schwab Target 2015 Fund                                      | 811-07704         |
| Schwab Target 2020 Fund                                      | 811-07704         |
| Schwab Tax-Free Bond Fund                                    | 811-06200         |
| Schwab Fundamental Global Real Estate Index Fund             | 811-07704         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 5 - Schwab 1-5 Year Corporate Bond ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Schwab 1-5 Year Corporate Bond ETF

- **b. Series identification number, if any:** S000066660

- **c. LEI:** 549300YINLHIYYQC2C30

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class              | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Schwab 1-5 Year Corporate Bond ETF | C000214877                                | SCHJ                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Goldman Sachs Bank USA

- **ii. LEI, if any:** KD3XUN7C6T14HNAYLU02

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** SSGA Funds Management, Inc.

- **ii. LEI, if any:** FT3UGI3NU6B7EELQF380

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** No

- **iv. Is the cash collateral manager an affiliated person of the Fund?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $200,719.76

- **g. Provide the net income from securities lending activities:** $2,876.70

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 18f-4 (17 CFR 270.18f-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. SEC file number:** 801-35905

- **iii. CRD number:** 000106753

- **iv. LEI, if any:** EVQ6EP3QESDF386W4D54

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. SEC file number:** 85-05003

- **iii. LEI, if any:** 571474TGEMMWANRLN572

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. LEI, if any, or other identifying number:** EVQ6EP3QESDF386W4D54

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** TD Ameritrade Clearing, Inc.

- **b. SEC file number:** 8-16335

- **c. CRD number:** 000005633

- **d. LEI, if any:** MRK678VXOI09YSSN8X19

- **e. State, if applicable:** NE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Charles Schwab & Co., Inc.

- **b. SEC file number:** 8-16514

- **c. CRD number:** 000005393

- **d. LEI, if any:** 549300ZP8XN77GK5BS04

- **e. State, if applicable:** CA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Jane Street Execution Services, LLC

- **b. SEC file number:** 8-69254

- **c. CRD number:** 000167280

- **d. LEI, if any:** 549300HXJLXCPDWAH070

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** TD Ameritrade, Inc.

- **b. SEC file number:** 8-23395

- **c. CRD number:** 000007870

- **d. LEI, if any:** CWQYQU0TV2NLMLZKNB44

- **e. State, if applicable:** NE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Charles Schwab, Hong Kong, Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** TD Ameritrade Singapore Pte. Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** TD Ameritrade Hong Kong Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| MUFG Securities Americas Inc.       | 8-43026           |    000019685 | K5HU16E3LMSVCCJJJ255 | NY      | US        | $49,978.50                |
| BofA Securities, Inc.               | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $99,866.00                |
| Morgan Stanley & Co. LLC            | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $49,901.00                |
| TD Securities (USA) LLC             | 8-36747           |    000018476 | SUVUFHICNZMP2WKHG940 | NY      | US        | $99,912.00                |
| Virtu Americas LLC                  | 8-68193           |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $23,636,299.03            |
| Jane Street Execution Services, LLC | 8-69254           |    000167280 | 549300HXJLXCPDWAH070 | NY      | US        | $73,489,129.49            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $101,971,475.71

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $406,906,500.89

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $400,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** State Street Bank and Trust Company

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                 | SEC File number   |
|:---|:---|
| Schwab 1000 Index Fund                                       | 811-06200         |
| Schwab Target 2045 Index Fund                                | 811-07704         |
| Schwab Government Money Fund                                 | 811-05954         |
| Schwab Target 2060 Fund                                      | 811-07704         |
| Schwab U.S. Large-Cap Value Index Fund                       | 811-07704         |
| Schwab Fundamental International Large Company Index Fund    | 811-07704         |
| Schwab International Index Fund                              | 811-07704         |
| Schwab Target 2010 Fund                                      | 811-07704         |
| Schwab 1000 Index ETF                                        | 811-22311         |
| Schwab Ariel ESG ETF                                         | 811-22311         |
| Schwab Target 2015 Fund                                      | 811-07704         |
| Schwab VIT Balanced with Growth Portfolio                    | 811-08314         |
| Schwab Target 2065 Index Fund                                | 811-07704         |
| Schwab Target 2015 Index Fund                                | 811-07704         |
| Schwab Small-Cap Equity Fund                                 | 811-07704         |
| Schwab Fundamental Emerging Markets Large Company Index ETF  | 811-22311         |
| Schwab U.S. Large-Cap ETF                                    | 811-22311         |
| Schwab Dividend Equity Fund                                  | 811-07704         |
| Schwab Total Stock Market Index Fund                         | 811-07704         |
| Schwab Long-Term U.S. Treasury ETF                           | 811-22311         |
| Schwab U.S. TIPS ETF                                         | 811-22311         |
| Schwab U.S. Mid-Cap ETF                                      | 811-22311         |
| Schwab Target 2055 Index Fund                                | 811-07704         |
| Schwab Target 2055 Fund                                      | 811-07704         |
| Schwab 5-10 Year Corporate Bond ETF                          | 811-22311         |
| Schwab S&P 500 Index Portfolio                               | 811-08314         |
| Schwab Small-Cap Index Fund                                  | 811-07704         |
| Schwab Fundamental US Large Company Index Fund               | 811-07704         |
| Schwab Large-Cap Growth Fund                                 | 811-07704         |
| Schwab Target 2025 Index Fund                                | 811-07704         |
| Schwab Target 2020 Index Fund                                | 811-07704         |
| Schwab Fundamental US Small Company Index Fund               | 811-07704         |
| Schwab AMT Tax-Free Money Fund                               | 811-05954         |
| Schwab Fundamental Global Real Estate Index Fund             | 811-07704         |
| Schwab Target 2010 Index Fund                                | 811-07704         |
| Schwab Target 2020 Fund                                      | 811-07704         |
| Schwab Monthly Income Fund - Flexible Payout                 | 811-07704         |
| Schwab Opportunistic Municipal Bond Fund                     | 811-06200         |
| Schwab Fundamental U.S. Small Company Index ETF              | 811-22311         |
| Schwab U.S. Mid-Cap Index Fund                               | 811-07704         |
| Schwab Monthly Income Fund - Income Payout                   | 811-07704         |
| Schwab Emerging Markets Equity ETF                           | 811-22311         |
| Schwab California Municipal Money Fund                       | 811-05954         |
| Schwab Target 2065 Fund                                      | 811-07704         |
| Schwab Core Equity Fund                                      | 811-07704         |
| Schwab International Core Equity Fund                        | 811-07704         |
| Schwab U.S. Large-Cap Value ETF                              | 811-22311         |
| Schwab Target 2025 Fund                                      | 811-07704         |
| Schwab Retirement Government Money Fund                      | 811-05954         |
| Schwab VIT Growth Portfolio                                  | 811-08314         |
| Schwab Health Care Fund                                      | 811-07704         |
| Schwab Fundamental Emerging Markets Large Company Index Fund | 811-07704         |
| Schwab Value Advantage Money Fund                            | 811-05954         |
| Schwab Target 2030 Index Fund                                | 811-07704         |
| Schwab International Equity ETF                              | 811-22311         |
| Schwab Target 2060 Index Fund                                | 811-07704         |
| Schwab International Dividend Equity ETF                     | 811-22311         |
| Schwab Balanced Fund                                         | 811-07704         |
| Schwab Tax-Free Bond Fund                                    | 811-06200         |
| Schwab U.S. Aggregate Bond Index Fund                        | 811-06200         |
| Schwab U.S. Large-Cap Growth Index Fund                      | 811-07704         |
| Schwab Treasury Obligations Money Fund                       | 811-05954         |
| Schwab Fundamental International Small Company Index Fund    | 811-07704         |
| Schwab S&P 500 Index Fund                                    | 811-07704         |
| Schwab Target 2045 Fund                                      | 811-07704         |
| Schwab Monthly Income Fund - Target Payout                   | 811-07704         |
| Schwab Target 2030 Fund                                      | 811-07704         |
| Schwab Treasury Inflation Protected Securities Index Fund    | 811-06200         |
| Schwab U.S. Large-Cap Growth ETF                             | 811-22311         |
| Schwab U.S. Aggregate Bond ETF                               | 811-22311         |
| Schwab Target 2050 Fund                                      | 811-07704         |
| Schwab Fundamental International Large Company Index ETF     | 811-22311         |
| Schwab MarketTrack Balanced Portfolio                        | 811-07704         |
| Schwab U.S. REIT ETF                                         | 811-22311         |
| Schwab Fundamental International Small Company Index ETF     | 811-22311         |
| Schwab Municipal Money Fund                                  | 811-05954         |
| Schwab U.S. Small-Cap ETF                                    | 811-22311         |
| Schwab Municipal Bond ETF                                    | 811-22311         |
| Schwab Fundamental U.S. Broad Market Index ETF               | 811-22311         |
| Schwab International Small-Cap Equity ETF                    | 811-22311         |
| Schwab MarketTrack All Equity Portfolio                      | 811-07704         |
| Schwab MarketTrack Growth Portfolio                          | 811-07704         |
| Schwab U.S. Treasury Money Fund                              | 811-05954         |
| Schwab California Tax-Free Bond Fund                         | 811-06200         |
| Schwab MarketTrack Conservative Portfolio                    | 811-07704         |
| Schwab VIT Balanced Portfolio                                | 811-08314         |
| Schwab Target 2035 Index Fund                                | 811-07704         |
| Schwab New York Municipal Money Fund                         | 811-05954         |
| Schwab Target 2040 Fund                                      | 811-07704         |
| Schwab Target 2040 Index Fund                                | 811-07704         |
| Schwab U.S. Dividend Equity ETF                              | 811-22311         |
| Schwab Target 2050 Index Fund                                | 811-07704         |
| Schwab Global Real Estate Fund                               | 811-06200         |
| Schwab Intermediate-Term U.S. Treasury ETF                   | 811-22311         |
| Schwab U.S. Broad Market ETF                                 | 811-22311         |
| Schwab Government Money Market Portfolio                     | 811-08314         |
| Schwab International Opportunities Fund                      | 811-07704         |
| Schwab Variable Share Price Money Fund                       | 811-05954         |
| Schwab Short-Term U.S. Treasury ETF                          | 811-22311         |
| Schwab Select Large Cap Growth Fund                          | 811-05547         |
| Schwab Target 2035 Fund                                      | 811-07704         |
| Schwab Fundamental U.S. Large Company Index ETF              | 811-22311         |
| Schwab Crypto Thematic ETF                                   | 811-22311         |
| Schwab Short-Term Bond Index Fund                            | 811-06200         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,000,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 2 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 3 Name of institution:** Credit Suisse AG, New York Branch

  - **Line Institutions Record: 4 Name of institution:** Goldman Sachs Bank USA

  - **Line Institutions Record: 5 Name of institution:** Citibank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                 | SEC File number   |
|:---|:---|
| Schwab Long-Term U.S. Treasury ETF                           | 811-22311         |
| Schwab 1000 Index ETF                                        | 811-22311         |
| Schwab Ariel ESG ETF                                         | 811-22311         |
| Schwab Target 2035 Fund                                      | 811-07704         |
| Schwab U.S. Mid-Cap ETF                                      | 811-22311         |
| Schwab Tax-Free Bond Fund                                    | 811-06200         |
| Schwab Target 2020 Index Fund                                | 811-07704         |
| Schwab Dividend Equity Fund                                  | 811-07704         |
| Schwab VIT Balanced with Growth Portfolio                    | 811-08314         |
| Schwab Monthly Income Fund - Flexible Payout                 | 811-07704         |
| Schwab MarketTrack All Equity Portfolio                      | 811-07704         |
| Schwab Monthly Income Fund - Income Payout                   | 811-07704         |
| Schwab Variable Share Price Money Fund                       | 811-05954         |
| Schwab Target 2035 Index Fund                                | 811-07704         |
| Schwab U.S. Broad Market ETF                                 | 811-22311         |
| Schwab Fundamental International Small Company Index ETF     | 811-22311         |
| Schwab VIT Growth Portfolio                                  | 811-08314         |
| Schwab Target 2060 Index Fund                                | 811-07704         |
| Schwab Short-Term Bond Index Fund                            | 811-06200         |
| Schwab Select Large Cap Growth Fund                          | 811-05547         |
| Schwab Municipal Money Fund                                  | 811-05954         |
| Schwab Fundamental U.S. Small Company Index ETF              | 811-22311         |
| Schwab Target 2065 Fund                                      | 811-07704         |
| Schwab Fundamental U.S. Broad Market Index ETF               | 811-22311         |
| Schwab 5-10 Year Corporate Bond ETF                          | 811-22311         |
| Schwab Core Equity Fund                                      | 811-07704         |
| Schwab Fundamental U.S. Large Company Index ETF              | 811-22311         |
| Schwab Emerging Markets Equity ETF                           | 811-22311         |
| Schwab Treasury Obligations Money Fund                       | 811-05954         |
| Schwab U.S. Large-Cap ETF                                    | 811-22311         |
| Schwab Intermediate-Term U.S. Treasury ETF                   | 811-22311         |
| Schwab Target 2015 Index Fund                                | 811-07704         |
| Schwab Fundamental US Large Company Index Fund               | 811-07704         |
| Schwab Target 2010 Index Fund                                | 811-07704         |
| Schwab Fundamental US Small Company Index Fund               | 811-07704         |
| Schwab Target 2060 Fund                                      | 811-07704         |
| Schwab Target 2010 Fund                                      | 811-07704         |
| Schwab U.S. Aggregate Bond ETF                               | 811-22311         |
| Schwab Monthly Income Fund - Target Payout                   | 811-07704         |
| Schwab Target 2065 Index Fund                                | 811-07704         |
| Schwab International Dividend Equity ETF                     | 811-22311         |
| Schwab U.S. Small-Cap ETF                                    | 811-22311         |
| Schwab Target 2040 Fund                                      | 811-07704         |
| Schwab Fundamental Emerging Markets Large Company Index ETF  | 811-22311         |
| Schwab Government Money Market Portfolio                     | 811-08314         |
| Schwab Fundamental Emerging Markets Large Company Index Fund | 811-07704         |
| Schwab International Opportunities Fund                      | 811-07704         |
| Schwab Retirement Government Money Fund                      | 811-05954         |
| Schwab U.S. Dividend Equity ETF                              | 811-22311         |
| Schwab MarketTrack Conservative Portfolio                    | 811-07704         |
| Schwab Target 2025 Fund                                      | 811-07704         |
| Schwab International Small-Cap Equity ETF                    | 811-22311         |
| Schwab Target 2020 Fund                                      | 811-07704         |
| Schwab VIT Balanced Portfolio                                | 811-08314         |
| Schwab International Equity ETF                              | 811-22311         |
| Schwab U.S. Treasury Money Fund                              | 811-05954         |
| Schwab U.S. Large-Cap Value ETF                              | 811-22311         |
| Schwab MarketTrack Balanced Portfolio                        | 811-07704         |
| Schwab Target 2030 Index Fund                                | 811-07704         |
| Schwab Target 2050 Index Fund                                | 811-07704         |
| Schwab Small-Cap Equity Fund                                 | 811-07704         |
| Schwab Health Care Fund                                      | 811-07704         |
| Schwab Fundamental International Small Company Index Fund    | 811-07704         |
| Schwab Fundamental International Large Company Index ETF     | 811-22311         |
| Schwab International Core Equity Fund                        | 811-07704         |
| Schwab Target 2055 Fund                                      | 811-07704         |
| Schwab MarketTrack Growth Portfolio                          | 811-07704         |
| Schwab Global Real Estate Fund                               | 811-06200         |
| Schwab Treasury Inflation Protected Securities Index Fund    | 811-06200         |
| Schwab Target 2015 Fund                                      | 811-07704         |
| Schwab New York Municipal Money Fund                         | 811-05954         |
| Schwab Target 2040 Index Fund                                | 811-07704         |
| Schwab Fundamental Global Real Estate Index Fund             | 811-07704         |
| Schwab Opportunistic Municipal Bond Fund                     | 811-06200         |
| Schwab Target 2025 Index Fund                                | 811-07704         |
| Schwab Crypto Thematic ETF                                   | 811-22311         |
| Schwab U.S. Large-Cap Value Index Fund                       | 811-07704         |
| Schwab International Index Fund                              | 811-07704         |
| Schwab U.S. Mid-Cap Index Fund                               | 811-07704         |
| Schwab U.S. REIT ETF                                         | 811-22311         |
| Schwab Government Money Fund                                 | 811-05954         |
| Schwab Municipal Bond ETF                                    | 811-22311         |
| Schwab S&P 500 Index Fund                                    | 811-07704         |
| Schwab Target 2045 Fund                                      | 811-07704         |
| Schwab Value Advantage Money Fund                            | 811-05954         |
| Schwab Target 2050 Fund                                      | 811-07704         |
| Schwab California Municipal Money Fund                       | 811-05954         |
| Schwab U.S. TIPS ETF                                         | 811-22311         |
| Schwab U.S. Aggregate Bond Index Fund                        | 811-06200         |
| Schwab Target 2055 Index Fund                                | 811-07704         |
| Schwab Fundamental International Large Company Index Fund    | 811-07704         |
| Schwab Small-Cap Index Fund                                  | 811-07704         |
| Schwab Balanced Fund                                         | 811-07704         |
| Schwab California Tax-Free Bond Fund                         | 811-06200         |
| Schwab Total Stock Market Index Fund                         | 811-07704         |
| Schwab AMT Tax-Free Money Fund                               | 811-05954         |
| Schwab U.S. Large-Cap Growth ETF                             | 811-22311         |
| Schwab U.S. Large-Cap Growth Index Fund                      | 811-07704         |
| Schwab Target 2045 Index Fund                                | 811-07704         |
| Schwab Target 2030 Fund                                      | 811-07704         |
| Schwab Large-Cap Growth Fund                                 | 811-07704         |
| Schwab 1000 Index Fund                                       | 811-06200         |
| Schwab S&P 500 Index Portfolio                               | 811-08314         |
| Schwab Short-Term U.S. Treasury ETF                          | 811-22311         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 6 - Schwab Intermediate-Term U.S. Treasury ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Schwab Intermediate-Term U.S. Treasury ETF

- **b. Series identification number, if any:** S000029409

- **c. LEI:** 549300LPS1K6133V2Q55

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                      | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Schwab Intermediate-Term U.S. Treasury ETF | C000090319                                | SCHR                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Goldman Sachs Bank USA

- **ii. LEI, if any:** KD3XUN7C6T14HNAYLU02

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** SSGA Funds Management, Inc.

- **ii. LEI, if any:** FT3UGI3NU6B7EELQF380

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** No

- **iv. Is the cash collateral manager an affiliated person of the Fund?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 18f-4 (17 CFR 270.18f-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. SEC file number:** 801-35905

- **iii. CRD number:** 000106753

- **iv. LEI, if any:** EVQ6EP3QESDF386W4D54

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. SEC file number:** 85-05003

- **iii. LEI, if any:** 571474TGEMMWANRLN572

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. LEI, if any, or other identifying number:** EVQ6EP3QESDF386W4D54

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** TD Ameritrade, Inc.

- **b. SEC file number:** 8-23395

- **c. CRD number:** 000007870

- **d. LEI, if any:** CWQYQU0TV2NLMLZKNB44

- **e. State, if applicable:** NE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Charles Schwab & Co., Inc.

- **b. SEC file number:** 8-16514

- **c. CRD number:** 000005393

- **d. LEI, if any:** 549300ZP8XN77GK5BS04

- **e. State, if applicable:** CA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Jane Street Execution Services, LLC

- **b. SEC file number:** 8-69254

- **c. CRD number:** 000167280

- **d. LEI, if any:** 549300HXJLXCPDWAH070

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Charles Schwab, Hong Kong, Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** TD Ameritrade Hong Kong Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** TD Ameritrade Clearing, Inc.

- **b. SEC file number:** 8-16335

- **c. CRD number:** 000005633

- **d. LEI, if any:** MRK678VXOI09YSSN8X19

- **e. State, if applicable:** NE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** TD Ameritrade Singapore Pte. Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                        | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| HSBC Securities (USA) Inc.                  | 8-41562           | 000019585    | CYYGQCGNHMHPSMRL3R97 | NY      | US        | $154,397,534.54           |
| Nomura Securities International, Inc.       | 8-15255           | 000004297    | OXTKY6Q8X53C9ILVV871 | NY      | US        | $84,061,453.19            |
| Jane Street Execution Services, LLC         | 8-69254           | 000167280    | 549300HXJLXCPDWAH070 | NY      | US        | $214,009,269.08           |
| BMO Capital Markets Corp.                   | 8-34344           | 000016686    | RUC0QBLBRPRCU4W1NE59 | NY      | US        | $131,300,047.33           |
| Goldman Sachs & Co. LLC                     | 8-129             | 000000361    | FOR8UP27PHTHYVLBNG30 | NY      | US        | $57,960,112.56            |
| Deutsche Bank Securities Inc.               | 8-17822           | 000002525    | 9J6MBOOO7BECTDTUZW19 | NY      | US        | $125,726,905.15           |
| The Bank of Nova Scotia                     | N/A               | N/A          | L3I9ZG2KFGXZ61BMYR72 |  |  | $94,438,946.97            |
| Citigroup Global Markets Inc.               | 8-8177            | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $552,221,254.46           |
| J.P. Morgan Securities LLC                  | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $927,867,007.41           |
| Flow Traders U.S. Institutional Trading LLC | 8-69711           | 000282266    | 549300H90VV8DK5UM624 | NY      | US        | $9,368,675,305.23         |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $11,892,810,609.28

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $6,450,605,275.90

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $400,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** State Street Bank and Trust Company

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                 | SEC File number   |
|:---|:---|
| Schwab International Index Fund                              | 811-07704         |
| Schwab VIT Balanced with Growth Portfolio                    | 811-08314         |
| Schwab Target 2045 Fund                                      | 811-07704         |
| Schwab Long-Term U.S. Treasury ETF                           | 811-22311         |
| Schwab Fundamental U.S. Small Company Index ETF              | 811-22311         |
| Schwab Target 2055 Fund                                      | 811-07704         |
| Schwab Target 2050 Index Fund                                | 811-07704         |
| Schwab Fundamental International Small Company Index Fund    | 811-07704         |
| Schwab Target 2020 Index Fund                                | 811-07704         |
| Schwab MarketTrack Growth Portfolio                          | 811-07704         |
| Schwab AMT Tax-Free Money Fund                               | 811-05954         |
| Schwab Ariel ESG ETF                                         | 811-22311         |
| Schwab U.S. Large-Cap Growth Index Fund                      | 811-07704         |
| Schwab 5-10 Year Corporate Bond ETF                          | 811-22311         |
| Schwab California Municipal Money Fund                       | 811-05954         |
| Schwab Treasury Inflation Protected Securities Index Fund    | 811-06200         |
| Schwab Fundamental US Small Company Index Fund               | 811-07704         |
| Schwab Fundamental Emerging Markets Large Company Index ETF  | 811-22311         |
| Schwab Target 2035 Fund                                      | 811-07704         |
| Schwab Target 2060 Fund                                      | 811-07704         |
| Schwab U.S. Aggregate Bond ETF                               | 811-22311         |
| Schwab Crypto Thematic ETF                                   | 811-22311         |
| Schwab Small-Cap Equity Fund                                 | 811-07704         |
| Schwab Target 2065 Fund                                      | 811-07704         |
| Schwab Target 2050 Fund                                      | 811-07704         |
| Schwab Target 2025 Fund                                      | 811-07704         |
| Schwab Monthly Income Fund - Flexible Payout                 | 811-07704         |
| Schwab Tax-Free Bond Fund                                    | 811-06200         |
| Schwab Variable Share Price Money Fund                       | 811-05954         |
| Schwab Target 2060 Index Fund                                | 811-07704         |
| Schwab U.S. Large-Cap ETF                                    | 811-22311         |
| Schwab U.S. Dividend Equity ETF                              | 811-22311         |
| Schwab Balanced Fund                                         | 811-07704         |
| Schwab International Small-Cap Equity ETF                    | 811-22311         |
| Schwab International Core Equity Fund                        | 811-07704         |
| Schwab Value Advantage Money Fund                            | 811-05954         |
| Schwab Large-Cap Growth Fund                                 | 811-07704         |
| Schwab Target 2040 Fund                                      | 811-07704         |
| Schwab Dividend Equity Fund                                  | 811-07704         |
| Schwab Health Care Fund                                      | 811-07704         |
| Schwab Opportunistic Municipal Bond Fund                     | 811-06200         |
| Schwab U.S. Aggregate Bond Index Fund                        | 811-06200         |
| Schwab U.S. REIT ETF                                         | 811-22311         |
| Schwab 1000 Index Fund                                       | 811-06200         |
| Schwab Emerging Markets Equity ETF                           | 811-22311         |
| Schwab U.S. Mid-Cap ETF                                      | 811-22311         |
| Schwab U.S. Large-Cap Value ETF                              | 811-22311         |
| Schwab International Opportunities Fund                      | 811-07704         |
| Schwab Fundamental U.S. Broad Market Index ETF               | 811-22311         |
| Schwab Government Money Market Portfolio                     | 811-08314         |
| Schwab Target 2045 Index Fund                                | 811-07704         |
| Schwab Fundamental International Large Company Index Fund    | 811-07704         |
| Schwab Target 2010 Index Fund                                | 811-07704         |
| Schwab VIT Balanced Portfolio                                | 811-08314         |
| Schwab Target 2065 Index Fund                                | 811-07704         |
| Schwab Target 2040 Index Fund                                | 811-07704         |
| Schwab Monthly Income Fund - Income Payout                   | 811-07704         |
| Schwab Target 2015 Index Fund                                | 811-07704         |
| Schwab Short-Term U.S. Treasury ETF                          | 811-22311         |
| Schwab 1000 Index ETF                                        | 811-22311         |
| Schwab Target 2030 Fund                                      | 811-07704         |
| Schwab International Dividend Equity ETF                     | 811-22311         |
| Schwab Fundamental International Large Company Index ETF     | 811-22311         |
| Schwab MarketTrack Conservative Portfolio                    | 811-07704         |
| Schwab Target 2055 Index Fund                                | 811-07704         |
| Schwab Small-Cap Index Fund                                  | 811-07704         |
| Schwab U.S. Large-Cap Value Index Fund                       | 811-07704         |
| Schwab New York Municipal Money Fund                         | 811-05954         |
| Schwab Target 2035 Index Fund                                | 811-07704         |
| Schwab Target 2010 Fund                                      | 811-07704         |
| Schwab Retirement Government Money Fund                      | 811-05954         |
| Schwab U.S. Mid-Cap Index Fund                               | 811-07704         |
| Schwab Fundamental Global Real Estate Index Fund             | 811-07704         |
| Schwab S&P 500 Index Fund                                    | 811-07704         |
| Schwab U.S. Treasury Money Fund                              | 811-05954         |
| Schwab Target 2020 Fund                                      | 811-07704         |
| Schwab U.S. Large-Cap Growth ETF                             | 811-22311         |
| Schwab Monthly Income Fund - Target Payout                   | 811-07704         |
| Schwab Global Real Estate Fund                               | 811-06200         |
| Schwab Target 2015 Fund                                      | 811-07704         |
| Schwab Fundamental Emerging Markets Large Company Index Fund | 811-07704         |
| Schwab Target 2030 Index Fund                                | 811-07704         |
| Schwab Fundamental US Large Company Index Fund               | 811-07704         |
| Schwab Municipal Money Fund                                  | 811-05954         |
| Schwab U.S. Broad Market ETF                                 | 811-22311         |
| Schwab S&P 500 Index Portfolio                               | 811-08314         |
| Schwab 1-5 Year Corporate Bond ETF                           | 811-22311         |
| Schwab Fundamental U.S. Large Company Index ETF              | 811-22311         |
| Schwab Municipal Bond ETF                                    | 811-22311         |
| Schwab Government Money Fund                                 | 811-05954         |
| Schwab Fundamental International Small Company Index ETF     | 811-22311         |
| Schwab MarketTrack Balanced Portfolio                        | 811-07704         |
| Schwab International Equity ETF                              | 811-22311         |
| Schwab Select Large Cap Growth Fund                          | 811-05547         |
| Schwab U.S. Small-Cap ETF                                    | 811-22311         |
| Schwab U.S. TIPS ETF                                         | 811-22311         |
| Schwab California Tax-Free Bond Fund                         | 811-06200         |
| Schwab VIT Growth Portfolio                                  | 811-08314         |
| Schwab Target 2025 Index Fund                                | 811-07704         |
| Schwab Treasury Obligations Money Fund                       | 811-05954         |
| Schwab Core Equity Fund                                      | 811-07704         |
| Schwab Short-Term Bond Index Fund                            | 811-06200         |
| Schwab MarketTrack All Equity Portfolio                      | 811-07704         |
| Schwab Total Stock Market Index Fund                         | 811-07704         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,000,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 2 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 4 Name of institution:** Goldman Sachs Bank USA

  - **Line Institutions Record: 5 Name of institution:** Credit Suisse AG, New York Branch

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                 | SEC File number   |
|:---|:---|
| Schwab Target 2050 Fund                                      | 811-07704         |
| Schwab Fundamental U.S. Small Company Index ETF              | 811-22311         |
| Schwab International Dividend Equity ETF                     | 811-22311         |
| Schwab 1000 Index Fund                                       | 811-06200         |
| Schwab Tax-Free Bond Fund                                    | 811-06200         |
| Schwab Fundamental International Large Company Index ETF     | 811-22311         |
| Schwab Fundamental Emerging Markets Large Company Index Fund | 811-07704         |
| Schwab AMT Tax-Free Money Fund                               | 811-05954         |
| Schwab Monthly Income Fund - Target Payout                   | 811-07704         |
| Schwab Fundamental International Small Company Index Fund    | 811-07704         |
| Schwab Target 2055 Index Fund                                | 811-07704         |
| Schwab Target 2060 Index Fund                                | 811-07704         |
| Schwab Short-Term Bond Index Fund                            | 811-06200         |
| Schwab VIT Balanced with Growth Portfolio                    | 811-08314         |
| Schwab International Core Equity Fund                        | 811-07704         |
| Schwab U.S. Small-Cap ETF                                    | 811-22311         |
| Schwab Municipal Bond ETF                                    | 811-22311         |
| Schwab U.S. REIT ETF                                         | 811-22311         |
| Schwab Ariel ESG ETF                                         | 811-22311         |
| Schwab Dividend Equity Fund                                  | 811-07704         |
| Schwab Target 2055 Fund                                      | 811-07704         |
| Schwab Fundamental International Small Company Index ETF     | 811-22311         |
| Schwab VIT Growth Portfolio                                  | 811-08314         |
| Schwab Large-Cap Growth Fund                                 | 811-07704         |
| Schwab Core Equity Fund                                      | 811-07704         |
| Schwab Target 2030 Fund                                      | 811-07704         |
| Schwab Target 2030 Index Fund                                | 811-07704         |
| Schwab U.S. Large-Cap Growth Index Fund                      | 811-07704         |
| Schwab U.S. Aggregate Bond Index Fund                        | 811-06200         |
| Schwab Target 2060 Fund                                      | 811-07704         |
| Schwab Treasury Inflation Protected Securities Index Fund    | 811-06200         |
| Schwab Treasury Obligations Money Fund                       | 811-05954         |
| Schwab Government Money Market Portfolio                     | 811-08314         |
| Schwab International Small-Cap Equity ETF                    | 811-22311         |
| Schwab International Index Fund                              | 811-07704         |
| Schwab Value Advantage Money Fund                            | 811-05954         |
| Schwab Crypto Thematic ETF                                   | 811-22311         |
| Schwab Fundamental US Small Company Index Fund               | 811-07704         |
| Schwab Target 2015 Fund                                      | 811-07704         |
| Schwab Target 2035 Fund                                      | 811-07704         |
| Schwab Balanced Fund                                         | 811-07704         |
| Schwab U.S. Mid-Cap ETF                                      | 811-22311         |
| Schwab Municipal Money Fund                                  | 811-05954         |
| Schwab U.S. Aggregate Bond ETF                               | 811-22311         |
| Schwab Long-Term U.S. Treasury ETF                           | 811-22311         |
| Schwab Select Large Cap Growth Fund                          | 811-05547         |
| Schwab Small-Cap Index Fund                                  | 811-07704         |
| Schwab MarketTrack Balanced Portfolio                        | 811-07704         |
| Schwab Target 2050 Index Fund                                | 811-07704         |
| Schwab 5-10 Year Corporate Bond ETF                          | 811-22311         |
| Schwab Emerging Markets Equity ETF                           | 811-22311         |
| Schwab VIT Balanced Portfolio                                | 811-08314         |
| Schwab Target 2040 Fund                                      | 811-07704         |
| Schwab U.S. TIPS ETF                                         | 811-22311         |
| Schwab Fundamental International Large Company Index Fund    | 811-07704         |
| Schwab MarketTrack All Equity Portfolio                      | 811-07704         |
| Schwab U.S. Large-Cap ETF                                    | 811-22311         |
| Schwab Target 2035 Index Fund                                | 811-07704         |
| Schwab Monthly Income Fund - Flexible Payout                 | 811-07704         |
| Schwab MarketTrack Growth Portfolio                          | 811-07704         |
| Schwab Fundamental U.S. Large Company Index ETF              | 811-22311         |
| Schwab 1-5 Year Corporate Bond ETF                           | 811-22311         |
| Schwab Target 2045 Fund                                      | 811-07704         |
| Schwab Variable Share Price Money Fund                       | 811-05954         |
| Schwab Government Money Fund                                 | 811-05954         |
| Schwab Health Care Fund                                      | 811-07704         |
| Schwab Global Real Estate Fund                               | 811-06200         |
| Schwab Monthly Income Fund - Income Payout                   | 811-07704         |
| Schwab Small-Cap Equity Fund                                 | 811-07704         |
| Schwab S&P 500 Index Portfolio                               | 811-08314         |
| Schwab Target 2025 Fund                                      | 811-07704         |
| Schwab International Opportunities Fund                      | 811-07704         |
| Schwab 1000 Index ETF                                        | 811-22311         |
| Schwab Target 2010 Index Fund                                | 811-07704         |
| Schwab Fundamental US Large Company Index Fund               | 811-07704         |
| Schwab Fundamental Global Real Estate Index Fund             | 811-07704         |
| Schwab U.S. Treasury Money Fund                              | 811-05954         |
| Schwab Fundamental U.S. Broad Market Index ETF               | 811-22311         |
| Schwab Target 2065 Fund                                      | 811-07704         |
| Schwab Target 2045 Index Fund                                | 811-07704         |
| Schwab Fundamental Emerging Markets Large Company Index ETF  | 811-22311         |
| Schwab MarketTrack Conservative Portfolio                    | 811-07704         |
| Schwab California Tax-Free Bond Fund                         | 811-06200         |
| Schwab California Municipal Money Fund                       | 811-05954         |
| Schwab Target 2010 Fund                                      | 811-07704         |
| Schwab Retirement Government Money Fund                      | 811-05954         |
| Schwab Target 2020 Index Fund                                | 811-07704         |
| Schwab U.S. Broad Market ETF                                 | 811-22311         |
| Schwab S&P 500 Index Fund                                    | 811-07704         |
| Schwab Target 2025 Index Fund                                | 811-07704         |
| Schwab U.S. Mid-Cap Index Fund                               | 811-07704         |
| Schwab Opportunistic Municipal Bond Fund                     | 811-06200         |
| Schwab Total Stock Market Index Fund                         | 811-07704         |
| Schwab International Equity ETF                              | 811-22311         |
| Schwab Target 2015 Index Fund                                | 811-07704         |
| Schwab Target 2020 Fund                                      | 811-07704         |
| Schwab Target 2065 Index Fund                                | 811-07704         |
| Schwab Short-Term U.S. Treasury ETF                          | 811-22311         |
| Schwab U.S. Large-Cap Growth ETF                             | 811-22311         |
| Schwab Target 2040 Index Fund                                | 811-07704         |
| Schwab U.S. Dividend Equity ETF                              | 811-22311         |
| Schwab U.S. Large-Cap Value ETF                              | 811-22311         |
| Schwab U.S. Large-Cap Value Index Fund                       | 811-07704         |
| Schwab New York Municipal Money Fund                         | 811-05954         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 7 - Schwab U.S. Aggregate Bond ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Schwab U.S. Aggregate Bond ETF

- **b. Series identification number, if any:** S000033156

- **c. LEI:** 549300EMR2FMUC3JFN76

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class          | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Schwab U.S. Aggregate Bond ETF | C000102078                                | SCHZ                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Goldman Sachs Bank USA

- **ii. LEI, if any:** KD3XUN7C6T14HNAYLU02

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** SSGA Funds Management, Inc.

- **ii. LEI, if any:** FT3UGI3NU6B7EELQF380

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** No

- **iv. Is the cash collateral manager an affiliated person of the Fund?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $3,214,075.11

- **g. Provide the net income from securities lending activities:** $53,132.71

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. SEC file number:** 801-35905

- **iii. CRD number:** 000106753

- **iv. LEI, if any:** EVQ6EP3QESDF386W4D54

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. SEC file number:** 85-05003

- **iii. LEI, if any:** 571474TGEMMWANRLN572

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. LEI, if any, or other identifying number:** EVQ6EP3QESDF386W4D54

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** TD Ameritrade Clearing, Inc.

- **b. SEC file number:** 8-16335

- **c. CRD number:** 000005633

- **d. LEI, if any:** MRK678VXOI09YSSN8X19

- **e. State, if applicable:** NE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** TD Ameritrade Singapore Pte. Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** TD Ameritrade Hong Kong Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** TD Ameritrade, Inc.

- **b. SEC file number:** 8-23395

- **c. CRD number:** 000007870

- **d. LEI, if any:** CWQYQU0TV2NLMLZKNB44

- **e. State, if applicable:** NE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Charles Schwab, Hong Kong, Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Charles Schwab & Co., Inc.

- **b. SEC file number:** 8-16514

- **c. CRD number:** 000005393

- **d. LEI, if any:** 549300ZP8XN77GK5BS04

- **e. State, if applicable:** CA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Jane Street Execution Services, LLC

- **b. SEC file number:** 8-69254

- **c. CRD number:** 000167280

- **d. LEI, if any:** 549300HXJLXCPDWAH070

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                  | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| Nomura Securities International, Inc. | 8-15255           | 000004297    | OXTKY6Q8X53C9ILVV871 | NY      | US        | $1,239,384,361.27         |
| Goldman Sachs & Co. LLC               | 8-129             | 000000361    | FOR8UP27PHTHYVLBNG30 | NY      | US        | $2,216,550,918.34         |
| Jane Street Execution Services, LLC   | 8-69254           | 000167280    | 549300HXJLXCPDWAH070 | NY      | US        | $3,226,527,544.72         |
| The Bank of Nova Scotia               | N/A               | N/A          | L3I9ZG2KFGXZ61BMYR72 |  |  | $93,346,992.31            |
| Virtu Americas LLC                    | 8-68193           | 000149823    | 549300RA02N3BNSWBV74 | NY      | US        | $127,523,270.25           |
| HSBC Securities (USA) Inc.            | 8-41562           | 000019585    | CYYGQCGNHMHPSMRL3R97 | NY      | US        | $231,234,879.73           |
| Morgan Stanley & Co. LLC              | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $1,485,590,613.81         |
| BMO Capital Markets Corp.             | 8-34344           | 000016686    | RUC0QBLBRPRCU4W1NE59 | NY      | US        | $240,913,631.41           |
| Deutsche Bank Securities Inc.         | 8-17822           | 000002525    | 9J6MBOOO7BECTDTUZW19 | NY      | US        | $139,427,632.97           |
| J.P. Morgan Securities LLC            | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $1,318,670,196.14         |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $10,711,804,964.74

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $7,625,496,943.12

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $400,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** State Street Bank and Trust Company

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                 | SEC File number   |
|:---|:---|
| Schwab U.S. Large-Cap ETF                                    | 811-22311         |
| Schwab Crypto Thematic ETF                                   | 811-22311         |
| Schwab Target 2045 Fund                                      | 811-07704         |
| Schwab U.S. Large-Cap Value ETF                              | 811-22311         |
| Schwab MarketTrack Growth Portfolio                          | 811-07704         |
| Schwab Small-Cap Index Fund                                  | 811-07704         |
| Schwab Short-Term Bond Index Fund                            | 811-06200         |
| Schwab 1000 Index Fund                                       | 811-06200         |
| Schwab Opportunistic Municipal Bond Fund                     | 811-06200         |
| Schwab International Dividend Equity ETF                     | 811-22311         |
| Schwab Long-Term U.S. Treasury ETF                           | 811-22311         |
| Schwab Target 2020 Index Fund                                | 811-07704         |
| Schwab Target 2065 Fund                                      | 811-07704         |
| Schwab Fundamental Emerging Markets Large Company Index ETF  | 811-22311         |
| Schwab Monthly Income Fund - Flexible Payout                 | 811-07704         |
| Schwab S&P 500 Index Portfolio                               | 811-08314         |
| Schwab Intermediate-Term U.S. Treasury ETF                   | 811-22311         |
| Schwab Fundamental International Large Company Index ETF     | 811-22311         |
| Schwab Target 2010 Fund                                      | 811-07704         |
| Schwab Small-Cap Equity Fund                                 | 811-07704         |
| Schwab Municipal Bond ETF                                    | 811-22311         |
| Schwab Target 2060 Index Fund                                | 811-07704         |
| Schwab Retirement Government Money Fund                      | 811-05954         |
| Schwab Fundamental U.S. Broad Market Index ETF               | 811-22311         |
| Schwab U.S. Large-Cap Value Index Fund                       | 811-07704         |
| Schwab U.S. Small-Cap ETF                                    | 811-22311         |
| Schwab U.S. Treasury Money Fund                              | 811-05954         |
| Schwab U.S. Aggregate Bond Index Fund                        | 811-06200         |
| Schwab VIT Balanced with Growth Portfolio                    | 811-08314         |
| Schwab Health Care Fund                                      | 811-07704         |
| Schwab 1-5 Year Corporate Bond ETF                           | 811-22311         |
| Schwab Fundamental U.S. Small Company Index ETF              | 811-22311         |
| Schwab 5-10 Year Corporate Bond ETF                          | 811-22311         |
| Schwab Municipal Money Fund                                  | 811-05954         |
| Schwab Target 2035 Fund                                      | 811-07704         |
| Schwab Short-Term U.S. Treasury ETF                          | 811-22311         |
| Schwab U.S. REIT ETF                                         | 811-22311         |
| Schwab Fundamental US Large Company Index Fund               | 811-07704         |
| Schwab U.S. Dividend Equity ETF                              | 811-22311         |
| Schwab VIT Growth Portfolio                                  | 811-08314         |
| Schwab Target 2010 Index Fund                                | 811-07704         |
| Schwab Target 2040 Fund                                      | 811-07704         |
| Schwab Monthly Income Fund - Income Payout                   | 811-07704         |
| Schwab Target 2015 Fund                                      | 811-07704         |
| Schwab New York Municipal Money Fund                         | 811-05954         |
| Schwab MarketTrack Conservative Portfolio                    | 811-07704         |
| Schwab Government Money Fund                                 | 811-05954         |
| Schwab U.S. Mid-Cap Index Fund                               | 811-07704         |
| Schwab Fundamental Emerging Markets Large Company Index Fund | 811-07704         |
| Schwab Target 2030 Fund                                      | 811-07704         |
| Schwab Monthly Income Fund - Target Payout                   | 811-07704         |
| Schwab Target 2025 Fund                                      | 811-07704         |
| Schwab California Tax-Free Bond Fund                         | 811-06200         |
| Schwab Fundamental U.S. Large Company Index ETF              | 811-22311         |
| Schwab Target 2030 Index Fund                                | 811-07704         |
| Schwab Fundamental US Small Company Index Fund               | 811-07704         |
| Schwab VIT Balanced Portfolio                                | 811-08314         |
| Schwab U.S. Broad Market ETF                                 | 811-22311         |
| Schwab Target 2050 Fund                                      | 811-07704         |
| Schwab Variable Share Price Money Fund                       | 811-05954         |
| Schwab Emerging Markets Equity ETF                           | 811-22311         |
| Schwab Target 2050 Index Fund                                | 811-07704         |
| Schwab Large-Cap Growth Fund                                 | 811-07704         |
| Schwab Fundamental International Large Company Index Fund    | 811-07704         |
| Schwab Target 2015 Index Fund                                | 811-07704         |
| Schwab Total Stock Market Index Fund                         | 811-07704         |
| Schwab MarketTrack All Equity Portfolio                      | 811-07704         |
| Schwab Dividend Equity Fund                                  | 811-07704         |
| Schwab Target 2065 Index Fund                                | 811-07704         |
| Schwab International Opportunities Fund                      | 811-07704         |
| Schwab California Municipal Money Fund                       | 811-05954         |
| Schwab Fundamental International Small Company Index Fund    | 811-07704         |
| Schwab Target 2025 Index Fund                                | 811-07704         |
| Schwab 1000 Index ETF                                        | 811-22311         |
| Schwab U.S. Mid-Cap ETF                                      | 811-22311         |
| Schwab U.S. TIPS ETF                                         | 811-22311         |
| Schwab U.S. Large-Cap Growth ETF                             | 811-22311         |
| Schwab Ariel ESG ETF                                         | 811-22311         |
| Schwab S&P 500 Index Fund                                    | 811-07704         |
| Schwab International Index Fund                              | 811-07704         |
| Schwab Government Money Market Portfolio                     | 811-08314         |
| Schwab Core Equity Fund                                      | 811-07704         |
| Schwab Target 2045 Index Fund                                | 811-07704         |
| Schwab Target 2055 Index Fund                                | 811-07704         |
| Schwab MarketTrack Balanced Portfolio                        | 811-07704         |
| Schwab U.S. Large-Cap Growth Index Fund                      | 811-07704         |
| Schwab AMT Tax-Free Money Fund                               | 811-05954         |
| Schwab Target 2035 Index Fund                                | 811-07704         |
| Schwab Fundamental Global Real Estate Index Fund             | 811-07704         |
| Schwab Treasury Obligations Money Fund                       | 811-05954         |
| Schwab Global Real Estate Fund                               | 811-06200         |
| Schwab Value Advantage Money Fund                            | 811-05954         |
| Schwab Target 2020 Fund                                      | 811-07704         |
| Schwab International Equity ETF                              | 811-22311         |
| Schwab Fundamental International Small Company Index ETF     | 811-22311         |
| Schwab Target 2060 Fund                                      | 811-07704         |
| Schwab Tax-Free Bond Fund                                    | 811-06200         |
| Schwab International Core Equity Fund                        | 811-07704         |
| Schwab International Small-Cap Equity ETF                    | 811-22311         |
| Schwab Balanced Fund                                         | 811-07704         |
| Schwab Target 2055 Fund                                      | 811-07704         |
| Schwab Select Large Cap Growth Fund                          | 811-05547         |
| Schwab Target 2040 Index Fund                                | 811-07704         |
| Schwab Treasury Inflation Protected Securities Index Fund    | 811-06200         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,000,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 2 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 3 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 4 Name of institution:** Goldman Sachs Bank USA

  - **Line Institutions Record: 5 Name of institution:** Credit Suisse AG, New York Branch

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                 | SEC File number   |
|:---|:---|
| Schwab U.S. Small-Cap ETF                                    | 811-22311         |
| Schwab MarketTrack Growth Portfolio                          | 811-07704         |
| Schwab MarketTrack Balanced Portfolio                        | 811-07704         |
| Schwab Small-Cap Equity Fund                                 | 811-07704         |
| Schwab Fundamental International Small Company Index ETF     | 811-22311         |
| Schwab Small-Cap Index Fund                                  | 811-07704         |
| Schwab U.S. Large-Cap Value Index Fund                       | 811-07704         |
| Schwab Fundamental U.S. Large Company Index ETF              | 811-22311         |
| Schwab Ariel ESG ETF                                         | 811-22311         |
| Schwab Monthly Income Fund - Flexible Payout                 | 811-07704         |
| Schwab California Tax-Free Bond Fund                         | 811-06200         |
| Schwab International Small-Cap Equity ETF                    | 811-22311         |
| Schwab AMT Tax-Free Money Fund                               | 811-05954         |
| Schwab VIT Balanced Portfolio                                | 811-08314         |
| Schwab Emerging Markets Equity ETF                           | 811-22311         |
| Schwab International Equity ETF                              | 811-22311         |
| Schwab Fundamental US Large Company Index Fund               | 811-07704         |
| Schwab Fundamental U.S. Broad Market Index ETF               | 811-22311         |
| Schwab Target 2060 Fund                                      | 811-07704         |
| Schwab Government Money Fund                                 | 811-05954         |
| Schwab Municipal Money Fund                                  | 811-05954         |
| Schwab Opportunistic Municipal Bond Fund                     | 811-06200         |
| Schwab U.S. Broad Market ETF                                 | 811-22311         |
| Schwab Target 2030 Fund                                      | 811-07704         |
| Schwab U.S. Large-Cap Growth Index Fund                      | 811-07704         |
| Schwab MarketTrack All Equity Portfolio                      | 811-07704         |
| Schwab Fundamental International Large Company Index Fund    | 811-07704         |
| Schwab Target 2020 Fund                                      | 811-07704         |
| Schwab Health Care Fund                                      | 811-07704         |
| Schwab Retirement Government Money Fund                      | 811-05954         |
| Schwab Fundamental International Small Company Index Fund    | 811-07704         |
| Schwab Select Large Cap Growth Fund                          | 811-05547         |
| Schwab U.S. Aggregate Bond Index Fund                        | 811-06200         |
| Schwab MarketTrack Conservative Portfolio                    | 811-07704         |
| Schwab Variable Share Price Money Fund                       | 811-05954         |
| Schwab Target 2035 Index Fund                                | 811-07704         |
| Schwab Fundamental U.S. Small Company Index ETF              | 811-22311         |
| Schwab U.S. TIPS ETF                                         | 811-22311         |
| Schwab Crypto Thematic ETF                                   | 811-22311         |
| Schwab Target 2060 Index Fund                                | 811-07704         |
| Schwab Short-Term Bond Index Fund                            | 811-06200         |
| Schwab 1000 Index Fund                                       | 811-06200         |
| Schwab Target 2050 Index Fund                                | 811-07704         |
| Schwab U.S. Treasury Money Fund                              | 811-05954         |
| Schwab U.S. REIT ETF                                         | 811-22311         |
| Schwab Target 2040 Index Fund                                | 811-07704         |
| Schwab 1000 Index ETF                                        | 811-22311         |
| Schwab S&P 500 Index Portfolio                               | 811-08314         |
| Schwab Target 2010 Fund                                      | 811-07704         |
| Schwab Fundamental Emerging Markets Large Company Index Fund | 811-07704         |
| Schwab U.S. Large-Cap Value ETF                              | 811-22311         |
| Schwab Fundamental Emerging Markets Large Company Index ETF  | 811-22311         |
| Schwab U.S. Mid-Cap ETF                                      | 811-22311         |
| Schwab U.S. Dividend Equity ETF                              | 811-22311         |
| Schwab Intermediate-Term U.S. Treasury ETF                   | 811-22311         |
| Schwab Global Real Estate Fund                               | 811-06200         |
| Schwab Target 2010 Index Fund                                | 811-07704         |
| Schwab Target 2050 Fund                                      | 811-07704         |
| Schwab U.S. Mid-Cap Index Fund                               | 811-07704         |
| Schwab International Dividend Equity ETF                     | 811-22311         |
| Schwab Target 2055 Index Fund                                | 811-07704         |
| Schwab Government Money Market Portfolio                     | 811-08314         |
| Schwab Long-Term U.S. Treasury ETF                           | 811-22311         |
| Schwab Balanced Fund                                         | 811-07704         |
| Schwab International Opportunities Fund                      | 811-07704         |
| Schwab International Index Fund                              | 811-07704         |
| Schwab Municipal Bond ETF                                    | 811-22311         |
| Schwab Core Equity Fund                                      | 811-07704         |
| Schwab S&P 500 Index Fund                                    | 811-07704         |
| Schwab VIT Balanced with Growth Portfolio                    | 811-08314         |
| Schwab Target 2030 Index Fund                                | 811-07704         |
| Schwab Short-Term U.S. Treasury ETF                          | 811-22311         |
| Schwab Target 2045 Index Fund                                | 811-07704         |
| Schwab Fundamental International Large Company Index ETF     | 811-22311         |
| Schwab Target 2040 Fund                                      | 811-07704         |
| Schwab Large-Cap Growth Fund                                 | 811-07704         |
| Schwab Treasury Obligations Money Fund                       | 811-05954         |
| Schwab Target 2015 Fund                                      | 811-07704         |
| Schwab Target 2025 Index Fund                                | 811-07704         |
| Schwab Target 2015 Index Fund                                | 811-07704         |
| Schwab Target 2035 Fund                                      | 811-07704         |
| Schwab Monthly Income Fund - Income Payout                   | 811-07704         |
| Schwab Target 2055 Fund                                      | 811-07704         |
| Schwab Target 2045 Fund                                      | 811-07704         |
| Schwab International Core Equity Fund                        | 811-07704         |
| Schwab Fundamental US Small Company Index Fund               | 811-07704         |
| Schwab U.S. Large-Cap ETF                                    | 811-22311         |
| Schwab Target 2065 Index Fund                                | 811-07704         |
| Schwab Target 2020 Index Fund                                | 811-07704         |
| Schwab New York Municipal Money Fund                         | 811-05954         |
| Schwab Tax-Free Bond Fund                                    | 811-06200         |
| Schwab Treasury Inflation Protected Securities Index Fund    | 811-06200         |
| Schwab Fundamental Global Real Estate Index Fund             | 811-07704         |
| Schwab VIT Growth Portfolio                                  | 811-08314         |
| Schwab Target 2065 Fund                                      | 811-07704         |
| Schwab Target 2025 Fund                                      | 811-07704         |
| Schwab Monthly Income Fund - Target Payout                   | 811-07704         |
| Schwab Value Advantage Money Fund                            | 811-05954         |
| Schwab Total Stock Market Index Fund                         | 811-07704         |
| Schwab California Municipal Money Fund                       | 811-05954         |
| Schwab 5-10 Year Corporate Bond ETF                          | 811-22311         |
| Schwab Dividend Equity Fund                                  | 811-07704         |
| Schwab 1-5 Year Corporate Bond ETF                           | 811-22311         |
| Schwab U.S. Large-Cap Growth ETF                             | 811-22311         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 8 - Schwab Long-Term U.S. Treasury ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Schwab Long-Term U.S. Treasury ETF

- **b. Series identification number, if any:** S000066662

- **c. LEI:** 5493006AVMCWPOJLOR38

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class              | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Schwab Long-Term U.S. Treasury ETF | C000214879                                | SCHQ                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Goldman Sachs Bank USA

- **ii. LEI, if any:** KD3XUN7C6T14HNAYLU02

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** SSGA Funds Management, Inc.

- **ii. LEI, if any:** FT3UGI3NU6B7EELQF380

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** No

- **iv. Is the cash collateral manager an affiliated person of the Fund?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. SEC file number:** 801-35905

- **iii. CRD number:** 000106753

- **iv. LEI, if any:** EVQ6EP3QESDF386W4D54

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. SEC file number:** 85-05003

- **iii. LEI, if any:** 571474TGEMMWANRLN572

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. LEI, if any, or other identifying number:** EVQ6EP3QESDF386W4D54

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Charles Schwab & Co., Inc.

- **b. SEC file number:** 8-16514

- **c. CRD number:** 000005393

- **d. LEI, if any:** 549300ZP8XN77GK5BS04

- **e. State, if applicable:** CA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** TD Ameritrade Hong Kong Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** TD Ameritrade, Inc.

- **b. SEC file number:** 8-23395

- **c. CRD number:** 000007870

- **d. LEI, if any:** CWQYQU0TV2NLMLZKNB44

- **e. State, if applicable:** NE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** TD Ameritrade Clearing, Inc.

- **b. SEC file number:** 8-16335

- **c. CRD number:** 000005633

- **d. LEI, if any:** MRK678VXOI09YSSN8X19

- **e. State, if applicable:** NE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Jane Street Execution Services, LLC

- **b. SEC file number:** 8-69254

- **c. CRD number:** 000167280

- **d. LEI, if any:** 549300HXJLXCPDWAH070

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Charles Schwab, Hong Kong, Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** TD Ameritrade Singapore Pte. Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                        | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Nomura Securities International, Inc.       | 8-15255           |    000004297 | OXTKY6Q8X53C9ILVV871 | NY      | US        | $1,452,846.78             |
| BofA Securities, Inc.                       | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $1,782,697.64             |
| BMO Capital Markets Corp.                   | 8-34344           |    000016686 | RUC0QBLBRPRCU4W1NE59 | NY      | US        | $6,200,619.32             |
| Deutsche Bank Securities Inc.               | 8-17822           |    000002525 | 9J6MBOOO7BECTDTUZW19 | NY      | US        | $9,224,690.69             |
| Goldman Sachs & Co. LLC                     | 8-129             |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $3,269,559.04             |
| Flow Traders U.S. Institutional Trading LLC | 8-69711           |    000282266 | 549300H90VV8DK5UM624 | NY      | US        | $39,783,917.51            |
| Barclays Capital Inc.                       | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $6,225,228.16             |
| Virtu Americas LLC                          | 8-68193           |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $1,044,287.35             |
| HSBC Securities (USA) Inc.                  | 8-41562           |    000019585 | CYYGQCGNHMHPSMRL3R97 | NY      | US        | $20,558,098.65            |
| Natwest Markets Securities Inc.             | 8-37135           |    000011707 | ZE2ZWJ5BTIQJ8M0C6K34 | CT      | US        | $3,683,627.19             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $94,992,565.83

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $106,252,692.21

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $400,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** State Street Bank and Trust Company

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                 | SEC File number   |
|:---|:---|
| Schwab U.S. Large-Cap ETF                                    | 811-22311         |
| Schwab Ariel ESG ETF                                         | 811-22311         |
| Schwab Fundamental Emerging Markets Large Company Index ETF  | 811-22311         |
| Schwab MarketTrack All Equity Portfolio                      | 811-07704         |
| Schwab VIT Balanced with Growth Portfolio                    | 811-08314         |
| Schwab Total Stock Market Index Fund                         | 811-07704         |
| Schwab Large-Cap Growth Fund                                 | 811-07704         |
| Schwab Fundamental International Large Company Index ETF     | 811-22311         |
| Schwab Core Equity Fund                                      | 811-07704         |
| Schwab Target 2015 Index Fund                                | 811-07704         |
| Schwab Small-Cap Equity Fund                                 | 811-07704         |
| Schwab Target 2040 Index Fund                                | 811-07704         |
| Schwab Fundamental U.S. Broad Market Index ETF               | 811-22311         |
| Schwab Target 2010 Index Fund                                | 811-07704         |
| Schwab Target 2050 Fund                                      | 811-07704         |
| Schwab Target 2060 Fund                                      | 811-07704         |
| Schwab MarketTrack Conservative Portfolio                    | 811-07704         |
| Schwab Fundamental International Small Company Index ETF     | 811-22311         |
| Schwab U.S. Aggregate Bond ETF                               | 811-22311         |
| Schwab Target 2035 Index Fund                                | 811-07704         |
| Schwab Select Large Cap Growth Fund                          | 811-05547         |
| Schwab Dividend Equity Fund                                  | 811-07704         |
| Schwab Monthly Income Fund - Flexible Payout                 | 811-07704         |
| Schwab Fundamental US Small Company Index Fund               | 811-07704         |
| Schwab U.S. REIT ETF                                         | 811-22311         |
| Schwab Target 2020 Fund                                      | 811-07704         |
| Schwab International Index Fund                              | 811-07704         |
| Schwab Target 2030 Fund                                      | 811-07704         |
| Schwab U.S. Large-Cap Value Index Fund                       | 811-07704         |
| Schwab Treasury Obligations Money Fund                       | 811-05954         |
| Schwab Target 2015 Fund                                      | 811-07704         |
| Schwab 1000 Index Fund                                       | 811-06200         |
| Schwab Fundamental U.S. Large Company Index ETF              | 811-22311         |
| Schwab Fundamental Emerging Markets Large Company Index Fund | 811-07704         |
| Schwab Target 2020 Index Fund                                | 811-07704         |
| Schwab Variable Share Price Money Fund                       | 811-05954         |
| Schwab Fundamental U.S. Small Company Index ETF              | 811-22311         |
| Schwab Crypto Thematic ETF                                   | 811-22311         |
| Schwab U.S. Treasury Money Fund                              | 811-05954         |
| Schwab Target 2045 Fund                                      | 811-07704         |
| Schwab International Opportunities Fund                      | 811-07704         |
| Schwab Government Money Market Portfolio                     | 811-08314         |
| Schwab Fundamental Global Real Estate Index Fund             | 811-07704         |
| Schwab Value Advantage Money Fund                            | 811-05954         |
| Schwab Short-Term Bond Index Fund                            | 811-06200         |
| Schwab U.S. Mid-Cap Index Fund                               | 811-07704         |
| Schwab Target 2055 Fund                                      | 811-07704         |
| Schwab Fundamental US Large Company Index Fund               | 811-07704         |
| Schwab Target 2050 Index Fund                                | 811-07704         |
| Schwab Retirement Government Money Fund                      | 811-05954         |
| Schwab VIT Balanced Portfolio                                | 811-08314         |
| Schwab S&P 500 Index Fund                                    | 811-07704         |
| Schwab U.S. Broad Market ETF                                 | 811-22311         |
| Schwab Target 2060 Index Fund                                | 811-07704         |
| Schwab U.S. TIPS ETF                                         | 811-22311         |
| Schwab Target 2025 Fund                                      | 811-07704         |
| Schwab Target 2025 Index Fund                                | 811-07704         |
| Schwab U.S. Small-Cap ETF                                    | 811-22311         |
| Schwab Opportunistic Municipal Bond Fund                     | 811-06200         |
| Schwab Tax-Free Bond Fund                                    | 811-06200         |
| Schwab International Dividend Equity ETF                     | 811-22311         |
| Schwab 1-5 Year Corporate Bond ETF                           | 811-22311         |
| Schwab U.S. Large-Cap Growth ETF                             | 811-22311         |
| Schwab S&P 500 Index Portfolio                               | 811-08314         |
| Schwab U.S. Large-Cap Growth Index Fund                      | 811-07704         |
| Schwab Government Money Fund                                 | 811-05954         |
| Schwab MarketTrack Balanced Portfolio                        | 811-07704         |
| Schwab Target 2010 Fund                                      | 811-07704         |
| Schwab International Equity ETF                              | 811-22311         |
| Schwab Monthly Income Fund - Income Payout                   | 811-07704         |
| Schwab U.S. Dividend Equity ETF                              | 811-22311         |
| Schwab Small-Cap Index Fund                                  | 811-07704         |
| Schwab Balanced Fund                                         | 811-07704         |
| Schwab International Small-Cap Equity ETF                    | 811-22311         |
| Schwab Short-Term U.S. Treasury ETF                          | 811-22311         |
| Schwab New York Municipal Money Fund                         | 811-05954         |
| Schwab International Core Equity Fund                        | 811-07704         |
| Schwab U.S. Aggregate Bond Index Fund                        | 811-06200         |
| Schwab Target 2055 Index Fund                                | 811-07704         |
| Schwab California Municipal Money Fund                       | 811-05954         |
| Schwab 5-10 Year Corporate Bond ETF                          | 811-22311         |
| Schwab VIT Growth Portfolio                                  | 811-08314         |
| Schwab Target 2045 Index Fund                                | 811-07704         |
| Schwab Emerging Markets Equity ETF                           | 811-22311         |
| Schwab U.S. Large-Cap Value ETF                              | 811-22311         |
| Schwab U.S. Mid-Cap ETF                                      | 811-22311         |
| Schwab 1000 Index ETF                                        | 811-22311         |
| Schwab Global Real Estate Fund                               | 811-06200         |
| Schwab Target 2065 Fund                                      | 811-07704         |
| Schwab MarketTrack Growth Portfolio                          | 811-07704         |
| Schwab Target 2040 Fund                                      | 811-07704         |
| Schwab Target 2030 Index Fund                                | 811-07704         |
| Schwab Monthly Income Fund - Target Payout                   | 811-07704         |
| Schwab Fundamental International Small Company Index Fund    | 811-07704         |
| Schwab Target 2035 Fund                                      | 811-07704         |
| Schwab Municipal Money Fund                                  | 811-05954         |
| Schwab Treasury Inflation Protected Securities Index Fund    | 811-06200         |
| Schwab Fundamental International Large Company Index Fund    | 811-07704         |
| Schwab Municipal Bond ETF                                    | 811-22311         |
| Schwab Health Care Fund                                      | 811-07704         |
| Schwab AMT Tax-Free Money Fund                               | 811-05954         |
| Schwab Intermediate-Term U.S. Treasury ETF                   | 811-22311         |
| Schwab Target 2065 Index Fund                                | 811-07704         |
| Schwab California Tax-Free Bond Fund                         | 811-06200         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,000,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Credit Suisse AG, New York Branch

  - **Line Institutions Record: 2 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 3 Name of institution:** Goldman Sachs Bank USA

  - **Line Institutions Record: 4 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 5 Name of institution:** State Street Bank and Trust Company

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                 | SEC File number   |
|:---|:---|
| Schwab Fundamental U.S. Small Company Index ETF              | 811-22311         |
| Schwab Ariel ESG ETF                                         | 811-22311         |
| Schwab 1000 Index Fund                                       | 811-06200         |
| Schwab AMT Tax-Free Money Fund                               | 811-05954         |
| Schwab Treasury Inflation Protected Securities Index Fund    | 811-06200         |
| Schwab Fundamental International Small Company Index Fund    | 811-07704         |
| Schwab Opportunistic Municipal Bond Fund                     | 811-06200         |
| Schwab Health Care Fund                                      | 811-07704         |
| Schwab Target 2030 Index Fund                                | 811-07704         |
| Schwab Target 2055 Fund                                      | 811-07704         |
| Schwab Target 2050 Index Fund                                | 811-07704         |
| Schwab Short-Term Bond Index Fund                            | 811-06200         |
| Schwab International Equity ETF                              | 811-22311         |
| Schwab Emerging Markets Equity ETF                           | 811-22311         |
| Schwab Value Advantage Money Fund                            | 811-05954         |
| Schwab Large-Cap Growth Fund                                 | 811-07704         |
| Schwab Tax-Free Bond Fund                                    | 811-06200         |
| Schwab Balanced Fund                                         | 811-07704         |
| Schwab Target 2025 Index Fund                                | 811-07704         |
| Schwab Target 2045 Fund                                      | 811-07704         |
| Schwab MarketTrack Growth Portfolio                          | 811-07704         |
| Schwab U.S. Mid-Cap Index Fund                               | 811-07704         |
| Schwab Fundamental Emerging Markets Large Company Index Fund | 811-07704         |
| Schwab MarketTrack Conservative Portfolio                    | 811-07704         |
| Schwab International Small-Cap Equity ETF                    | 811-22311         |
| Schwab Fundamental International Large Company Index Fund    | 811-07704         |
| Schwab MarketTrack All Equity Portfolio                      | 811-07704         |
| Schwab U.S. Mid-Cap ETF                                      | 811-22311         |
| Schwab Target 2015 Fund                                      | 811-07704         |
| Schwab Target 2030 Fund                                      | 811-07704         |
| Schwab Treasury Obligations Money Fund                       | 811-05954         |
| Schwab U.S. Large-Cap Value Index Fund                       | 811-07704         |
| Schwab Fundamental U.S. Large Company Index ETF              | 811-22311         |
| Schwab VIT Balanced with Growth Portfolio                    | 811-08314         |
| Schwab U.S. Large-Cap Growth ETF                             | 811-22311         |
| Schwab Fundamental US Large Company Index Fund               | 811-07704         |
| Schwab Monthly Income Fund - Target Payout                   | 811-07704         |
| Schwab Government Money Market Portfolio                     | 811-08314         |
| Schwab U.S. REIT ETF                                         | 811-22311         |
| Schwab Dividend Equity Fund                                  | 811-07704         |
| Schwab U.S. Small-Cap ETF                                    | 811-22311         |
| Schwab California Municipal Money Fund                       | 811-05954         |
| Schwab Fundamental International Small Company Index ETF     | 811-22311         |
| Schwab New York Municipal Money Fund                         | 811-05954         |
| Schwab Target 2050 Fund                                      | 811-07704         |
| Schwab S&P 500 Index Portfolio                               | 811-08314         |
| Schwab Global Real Estate Fund                               | 811-06200         |
| Schwab Fundamental U.S. Broad Market Index ETF               | 811-22311         |
| Schwab Target 2065 Fund                                      | 811-07704         |
| Schwab Monthly Income Fund - Income Payout                   | 811-07704         |
| Schwab Total Stock Market Index Fund                         | 811-07704         |
| Schwab U.S. Aggregate Bond Index Fund                        | 811-06200         |
| Schwab California Tax-Free Bond Fund                         | 811-06200         |
| Schwab Municipal Money Fund                                  | 811-05954         |
| Schwab VIT Balanced Portfolio                                | 811-08314         |
| Schwab Monthly Income Fund - Flexible Payout                 | 811-07704         |
| Schwab Target 2015 Index Fund                                | 811-07704         |
| Schwab MarketTrack Balanced Portfolio                        | 811-07704         |
| Schwab Variable Share Price Money Fund                       | 811-05954         |
| Schwab Target 2035 Fund                                      | 811-07704         |
| Schwab VIT Growth Portfolio                                  | 811-08314         |
| Schwab Target 2025 Fund                                      | 811-07704         |
| Schwab International Core Equity Fund                        | 811-07704         |
| Schwab Target 2010 Fund                                      | 811-07704         |
| Schwab International Opportunities Fund                      | 811-07704         |
| Schwab Small-Cap Index Fund                                  | 811-07704         |
| Schwab S&P 500 Index Fund                                    | 811-07704         |
| Schwab Target 2060 Fund                                      | 811-07704         |
| Schwab Retirement Government Money Fund                      | 811-05954         |
| Schwab U.S. Aggregate Bond ETF                               | 811-22311         |
| Schwab Target 2020 Index Fund                                | 811-07704         |
| Schwab Target 2065 Index Fund                                | 811-07704         |
| Schwab Crypto Thematic ETF                                   | 811-22311         |
| Schwab U.S. Treasury Money Fund                              | 811-05954         |
| Schwab Target 2055 Index Fund                                | 811-07704         |
| Schwab Target 2040 Index Fund                                | 811-07704         |
| Schwab Fundamental US Small Company Index Fund               | 811-07704         |
| Schwab U.S. Large-Cap Value ETF                              | 811-22311         |
| Schwab Select Large Cap Growth Fund                          | 811-05547         |
| Schwab Fundamental Global Real Estate Index Fund             | 811-07704         |
| Schwab U.S. TIPS ETF                                         | 811-22311         |
| Schwab International Dividend Equity ETF                     | 811-22311         |
| Schwab Target 2035 Index Fund                                | 811-07704         |
| Schwab Target 2060 Index Fund                                | 811-07704         |
| Schwab Short-Term U.S. Treasury ETF                          | 811-22311         |
| Schwab U.S. Large-Cap Growth Index Fund                      | 811-07704         |
| Schwab Target 2040 Fund                                      | 811-07704         |
| Schwab Target 2045 Index Fund                                | 811-07704         |
| Schwab Small-Cap Equity Fund                                 | 811-07704         |
| Schwab International Index Fund                              | 811-07704         |
| Schwab U.S. Broad Market ETF                                 | 811-22311         |
| Schwab Intermediate-Term U.S. Treasury ETF                   | 811-22311         |
| Schwab U.S. Large-Cap ETF                                    | 811-22311         |
| Schwab U.S. Dividend Equity ETF                              | 811-22311         |
| Schwab Target 2020 Fund                                      | 811-07704         |
| Schwab Target 2010 Index Fund                                | 811-07704         |
| Schwab Core Equity Fund                                      | 811-07704         |
| Schwab Fundamental Emerging Markets Large Company Index ETF  | 811-22311         |
| Schwab Fundamental International Large Company Index ETF     | 811-22311         |
| Schwab 5-10 Year Corporate Bond ETF                          | 811-22311         |
| Schwab Government Money Fund                                 | 811-05954         |
| Schwab Municipal Bond ETF                                    | 811-22311         |
| Schwab 1000 Index ETF                                        | 811-22311         |
| Schwab 1-5 Year Corporate Bond ETF                           | 811-22311         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

## Part E: Additional Questions for ETFs and ETMFs

### Schwab Municipal Bond ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** SCMB

**Item E.2 - Authorized Participants**

| Name                                      | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| Interactive Brokers LLC                   | $0.00            | $0.00          |
| Morgan Stanley & Co. LLC                  | $0.00            | $0.00          |
| Citadel Securities LLC                    | $0.00            | $0.00          |
| SG Americas Securities, LLC               | $0.00            | $0.00          |
| BNY Mellon Capital Markets, LLC           | $0.00            | $0.00          |
| Barclays Capital Inc.                     | $0.00            | $0.00          |
| BNP Paribas Securities Corp.              | $0.00            | $0.00          |
| Macquarie Capital (USA) Inc.              | $0.00            | $0.00          |
| Jefferies LLC                             | $0.00            | $0.00          |
| Jane Street Capital, LLC                  | $0.00            | $0.00          |
| Credit Suisse Securities (USA) LLC        | $0.00            | $0.00          |
| UBS Securities LLC                        | $0.00            | $0.00          |
| J.P. Morgan Securities LLC/JPMC           | $2,542,388.75    | $0.00          |
| National Financial Services LLC           | $0.00            | $0.00          |
| Merrill Lynch Professional Clearing Corp. | $43,067,327.15   | $0.00          |
| Citigroup Global Markets Inc.             | $0.00            | $0.00          |
| Wells Fargo Securities, LLC               | $0.00            | $0.00          |
| RBC Capital Markets, LLC                  | $0.00            | $0.00          |
| Cantor Fitzgerald & Co.                   | $0.00            | $0.00          |
| HRT Financial LP                          | $0.00            | $0.00          |
| Cowen and Company, LLC                    | $0.00            | $0.00          |
| Mizuho Securities USA LLC                 | $0.00            | $0.00          |
| ABN AMRO Clearing Chicago LLC             | $0.00            | $0.00          |
| Goldman Sachs & Co. LLC                   | $14,844,732.35   | $0.00          |
| State Street Global Markets, LLC          | $0.00            | $0.00          |
| Virtu Americas LLC                        | $0.00            | $0.00          |
| BofA Securities, Inc.                     | $0.00            | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 73.96%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.00%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $100.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.16%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### Schwab Short-Term U.S. Treasury ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** SCHO

**Item E.2 - Authorized Participants**

| Name                                      | Purchase Value    | Redeem Value      |
|:---|:---|:---|
| Jefferies LLC                             | $0.00             | $0.00             |
| Citadel Securities LLC                    | $0.00             | $0.00             |
| J.P. Morgan Securities LLC/JPMC           | $1,460,768,924.50 | $788,889,720.65   |
| Morgan Stanley & Co. LLC                  | $0.00             | $0.00             |
| Credit Suisse Securities (USA) LLC        | $0.00             | $0.00             |
| BNP Paribas Securities Corp.              | $0.00             | $0.00             |
| SG Americas Securities, LLC               | $0.00             | $0.00             |
| Citigroup Global Markets Inc.             | $0.00             | $0.00             |
| Cantor Fitzgerald & Co.                   | $0.00             | $0.00             |
| Virtu Americas LLC                        | $304,388,711.55   | $0.00             |
| Cowen and Company, LLC                    | $0.00             | $0.00             |
| ABN AMRO Clearing Chicago LLC             | $0.00             | $0.00             |
| Goldman Sachs & Co. LLC                   | $136,480,875.15   | $399,861,874.90   |
| UBS Securities LLC                        | $0.00             | $0.00             |
| Mizuho Securities USA LLC                 | $0.00             | $0.00             |
| Macquarie Capital (USA) Inc.              | $0.00             | $0.00             |
| National Financial Services LLC           | $0.00             | $0.00             |
| Merrill Lynch Professional Clearing Corp. | $2,795,477,841.65 | $1,961,146,528.80 |
| RBC Capital Markets, LLC                  | $353,683,755.20   | $72,148,277.20    |
| Wells Fargo Securities, LLC               | $0.00             | $0.00             |
| Barclays Capital Inc.                     | $0.00             | $0.00             |
| BNY Mellon Capital Markets, LLC           | $0.00             | $63,280,881.25    |
| Interactive Brokers LLC                   | $0.00             | $0.00             |
| Jane Street Capital, LLC                  | $0.00             | $0.00             |
| BofA Securities, Inc.                     | $0.00             | $0.00             |
| State Street Global Markets, LLC          | $0.00             | $0.00             |
| HRT Financial LP                          | $0.00             | $0.00             |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 21.78%

- **c.i. Average percentage of value composed of cash (redeemed):** 12.10%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $0.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### Schwab 5-10 Year Corporate Bond ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** SCHI

**Item E.2 - Authorized Participants**

| Name                                      | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| UBS Securities LLC                        | $0.00            | $0.00           |
| Cantor Fitzgerald & Co.                   | $0.00            | $0.00           |
| Goldman Sachs & Co. LLC                   | $28,494,055.55   | $15,535,181.80  |
| Jefferies LLC                             | $0.00            | $0.00           |
| ABN AMRO Clearing Chicago LLC             | $0.00            | $0.00           |
| Citadel Securities LLC                    | $0.00            | $0.00           |
| Interactive Brokers LLC                   | $0.00            | $0.00           |
| Credit Suisse Securities (USA) LLC        | $0.00            | $0.00           |
| J.P. Morgan Securities LLC/JPMC           | $185,116,945.75  | $157,869,062.10 |
| Jane Street Capital, LLC                  | $0.00            | $0.00           |
| Virtu Americas LLC                        | $0.00            | $0.00           |
| State Street Global Markets, LLC          | $0.00            | $0.00           |
| Citigroup Global Markets Inc.             | $0.00            | $0.00           |
| Macquarie Capital (USA) Inc.              | $0.00            | $0.00           |
| HRT Financial LP                          | $0.00            | $0.00           |
| BofA Securities, Inc.                     | $0.00            | $0.00           |
| National Financial Services LLC           | $0.00            | $0.00           |
| BNY Mellon Capital Markets, LLC           | $0.00            | $0.00           |
| Merrill Lynch Professional Clearing Corp. | $32,740,968.90   | $52,225,062.00  |
| Barclays Capital Inc.                     | $0.00            | $0.00           |
| Morgan Stanley & Co. LLC                  | $0.00            | $0.00           |
| SG Americas Securities, LLC               | $0.00            | $0.00           |
| Mizuho Securities USA LLC                 | $0.00            | $0.00           |
| Cowen and Company, LLC                    | $0.00            | $0.00           |
| BNP Paribas Securities Corp.              | $0.00            | $0.00           |
| RBC Capital Markets, LLC                  | $0.00            | $0.00           |
| Wells Fargo Securities, LLC               | $0.00            | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 2.65%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.77%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $100.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### Schwab U.S. TIPS ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** SCHP

**Item E.2 - Authorized Participants**

| Name                                      | Purchase Value    | Redeem Value      |
|:---|:---|:---|
| Merrill Lynch Professional Clearing Corp. | $3,729,192,424.90 | $2,621,245,329.55 |
| J.P. Morgan Securities LLC/JPMC           | $2,091,380,136.50 | $6,715,964,297.05 |
| Citadel Securities LLC                    | $0.00             | $0.00             |
| Jefferies LLC                             | $0.00             | $0.00             |
| UBS Securities LLC                        | $0.00             | $0.00             |
| Jane Street Capital, LLC                  | $0.00             | $0.00             |
| BNP Paribas Securities Corp.              | $0.00             | $0.00             |
| Barclays Capital Inc.                     | $0.00             | $0.00             |
| National Financial Services LLC           | $0.00             | $0.00             |
| ABN AMRO Clearing Chicago LLC             | $0.00             | $0.00             |
| SG Americas Securities, LLC               | $0.00             | $0.00             |
| Mizuho Securities USA LLC                 | $0.00             | $0.00             |
| RBC Capital Markets, LLC                  | $157,952,912.10   | $1,059,970,684.25 |
| Virtu Americas LLC                        | $25,429,102.60    | $0.00             |
| Citigroup Global Markets Inc.             | $0.00             | $0.00             |
| Macquarie Capital (USA) Inc.              | $0.00             | $0.00             |
| BNY Mellon Capital Markets, LLC           | $0.00             | $0.00             |
| HRT Financial LP                          | $0.00             | $0.00             |
| Wells Fargo Securities, LLC               | $0.00             | $0.00             |
| Interactive Brokers LLC                   | $0.00             | $0.00             |
| Credit Suisse Securities (USA) LLC        | $0.00             | $0.00             |
| State Street Global Markets, LLC          | $0.00             | $0.00             |
| Goldman Sachs & Co. LLC                   | $1,028,414,994.00 | $810,092,004.35   |
| BofA Securities, Inc.                     | $0.00             | $0.00             |
| Morgan Stanley & Co. LLC                  | $0.00             | $0.00             |
| Cantor Fitzgerald & Co.                   | $0.00             | $0.00             |
| Cowen and Company, LLC                    | $0.00             | $0.00             |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 6.48%

- **c.i. Average percentage of value composed of cash (redeemed):** 1.27%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $0.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### Schwab 1-5 Year Corporate Bond ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** SCHJ

**Item E.2 - Authorized Participants**

| Name                                      | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| UBS Securities LLC                        | $0.00            | $0.00           |
| Credit Suisse Securities (USA) LLC        | $0.00            | $0.00           |
| RBC Capital Markets, LLC                  | $0.00            | $0.00           |
| Goldman Sachs & Co. LLC                   | $0.00            | $44,227,937.30  |
| ABN AMRO Clearing Chicago LLC             | $0.00            | $0.00           |
| Barclays Capital Inc.                     | $0.00            | $0.00           |
| State Street Global Markets, LLC          | $0.00            | $0.00           |
| BNY Mellon Capital Markets, LLC           | $0.00            | $0.00           |
| National Financial Services LLC           | $0.00            | $0.00           |
| Morgan Stanley & Co. LLC                  | $0.00            | $0.00           |
| Virtu Americas LLC                        | $0.00            | $0.00           |
| BofA Securities, Inc.                     | $0.00            | $0.00           |
| Mizuho Securities USA LLC                 | $0.00            | $0.00           |
| Citadel Securities LLC                    | $0.00            | $0.00           |
| Citigroup Global Markets Inc.             | $0.00            | $0.00           |
| Jane Street Capital, LLC                  | $0.00            | $0.00           |
| Cantor Fitzgerald & Co.                   | $0.00            | $0.00           |
| Interactive Brokers LLC                   | $0.00            | $0.00           |
| Jefferies LLC                             | $0.00            | $0.00           |
| HRT Financial LP                          | $0.00            | $0.00           |
| J.P. Morgan Securities LLC/JPMC           | $107,313,029.30  | $276,811,540.60 |
| Merrill Lynch Professional Clearing Corp. | $7,065,611.55    | $0.00           |
| Macquarie Capital (USA) Inc.              | $0.00            | $0.00           |
| Cowen and Company, LLC                    | $0.00            | $0.00           |
| Wells Fargo Securities, LLC               | $0.00            | $0.00           |
| BNP Paribas Securities Corp.              | $0.00            | $0.00           |
| SG Americas Securities, LLC               | $0.00            | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 1.12%

- **c.i. Average percentage of value composed of cash (redeemed):** 2.24%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $100.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### Schwab Intermediate-Term U.S. Treasury ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** SCHR

**Item E.2 - Authorized Participants**

| Name                                      | Purchase Value    | Redeem Value      |
|:---|:---|:---|
| ABN AMRO Clearing Chicago LLC             | $0.00             | $0.00             |
| Cowen and Company, LLC                    | $0.00             | $0.00             |
| Cantor Fitzgerald & Co.                   | $0.00             | $0.00             |
| UBS Securities LLC                        | $0.00             | $0.00             |
| BNP Paribas Securities Corp.              | $0.00             | $0.00             |
| Interactive Brokers LLC                   | $0.00             | $0.00             |
| HRT Financial LP                          | $0.00             | $0.00             |
| Citadel Securities LLC                    | $0.00             | $0.00             |
| National Financial Services LLC           | $0.00             | $0.00             |
| BofA Securities, Inc.                     | $0.00             | $0.00             |
| Wells Fargo Securities, LLC               | $0.00             | $0.00             |
| State Street Global Markets, LLC          | $0.00             | $0.00             |
| Merrill Lynch Professional Clearing Corp. | $1,470,880,424.25 | $1,082,583,300.15 |
| Virtu Americas LLC                        | $60,673,891.10    | $0.00             |
| Barclays Capital Inc.                     | $0.00             | $0.00             |
| RBC Capital Markets, LLC                  | $80,191,894.60    | $25,504,634.20    |
| Credit Suisse Securities (USA) LLC        | $0.00             | $0.00             |
| Goldman Sachs & Co. LLC                   | $172,646,681.10   | $355,890,240.25   |
| SG Americas Securities, LLC               | $0.00             | $0.00             |
| Jefferies LLC                             | $0.00             | $0.00             |
| J.P. Morgan Securities LLC/JPMC           | $5,338,023,308.05 | $1,155,058,581.15 |
| Macquarie Capital (USA) Inc.              | $0.00             | $0.00             |
| Mizuho Securities USA LLC                 | $0.00             | $0.00             |
| Morgan Stanley & Co. LLC                  | $97,036,988.90    | $9,887,145.80     |
| Citigroup Global Markets Inc.             | $0.00             | $0.00             |
| BNY Mellon Capital Markets, LLC           | $0.00             | $0.00             |
| Jane Street Capital, LLC                  | $0.00             | $0.00             |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 24.39%

- **c.i. Average percentage of value composed of cash (redeemed):** 11.68%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $0.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### Schwab U.S. Aggregate Bond ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** SCHZ

**Item E.2 - Authorized Participants**

| Name                                      | Purchase Value   | Redeem Value      |
|:---|:---|:---|
| Interactive Brokers LLC                   | $0.00            | $0.00             |
| BofA Securities, Inc.                     | $0.00            | $0.00             |
| Cowen and Company, LLC                    | $0.00            | $0.00             |
| BNY Mellon Capital Markets, LLC           | $0.00            | $0.00             |
| J.P. Morgan Securities LLC/JPMC           | $353,845,721.20  | $1,325,504,126.30 |
| Cantor Fitzgerald & Co.                   | $0.00            | $0.00             |
| RBC Capital Markets, LLC                  | $0.00            | $0.00             |
| HRT Financial LP                          | $0.00            | $0.00             |
| Credit Suisse Securities (USA) LLC        | $0.00            | $0.00             |
| State Street Global Markets, LLC          | $0.00            | $0.00             |
| Virtu Americas LLC                        | $0.00            | $0.00             |
| Jane Street Capital, LLC                  | $0.00            | $0.00             |
| SG Americas Securities, LLC               | $0.00            | $0.00             |
| ABN AMRO Clearing Chicago LLC             | $0.00            | $0.00             |
| Citadel Securities LLC                    | $0.00            | $0.00             |
| Citigroup Global Markets Inc.             | $0.00            | $0.00             |
| Barclays Capital Inc.                     | $0.00            | $0.00             |
| Wells Fargo Securities, LLC               | $0.00            | $0.00             |
| Mizuho Securities USA LLC                 | $0.00            | $0.00             |
| Macquarie Capital (USA) Inc.              | $0.00            | $0.00             |
| Goldman Sachs & Co. LLC                   | $265,419,677.10  | $134,928,165.50   |
| UBS Securities LLC                        | $0.00            | $0.00             |
| BNP Paribas Securities Corp.              | $0.00            | $0.00             |
| Morgan Stanley & Co. LLC                  | $0.00            | $0.00             |
| National Financial Services LLC           | $0.00            | $0.00             |
| Jefferies LLC                             | $0.00            | $0.00             |
| Merrill Lynch Professional Clearing Corp. | $0.00            | $107,039,363.60   |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 100,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 71.36%

- **c.i. Average percentage of value composed of cash (redeemed):** 69.47%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $500.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### Schwab Long-Term U.S. Treasury ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** SCHQ

**Item E.2 - Authorized Participants**

| Name                                      | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| Citigroup Global Markets Inc.             | $0.00            | $0.00          |
| Interactive Brokers LLC                   | $0.00            | $0.00          |
| Goldman Sachs & Co. LLC                   | $3,282,911.10    | $0.00          |
| Merrill Lynch Professional Clearing Corp. | $105,290,560.10  | $54,912,898.85 |
| Macquarie Capital (USA) Inc.              | $0.00            | $0.00          |
| ABN AMRO Clearing Chicago LLC             | $0.00            | $0.00          |
| Morgan Stanley & Co. LLC                  | $0.00            | $0.00          |
| SG Americas Securities, LLC               | $0.00            | $0.00          |
| Wells Fargo Securities, LLC               | $0.00            | $0.00          |
| Mizuho Securities USA LLC                 | $0.00            | $0.00          |
| BNY Mellon Capital Markets, LLC           | $0.00            | $0.00          |
| HRT Financial LP                          | $0.00            | $0.00          |
| Jane Street Capital, LLC                  | $0.00            | $0.00          |
| Jefferies LLC                             | $0.00            | $0.00          |
| UBS Securities LLC                        | $0.00            | $0.00          |
| BNP Paribas Securities Corp.              | $0.00            | $0.00          |
| RBC Capital Markets, LLC                  | $8,481,982.90    | $0.00          |
| Barclays Capital Inc.                     | $0.00            | $0.00          |
| State Street Global Markets, LLC          | $0.00            | $0.00          |
| Cantor Fitzgerald & Co.                   | $0.00            | $0.00          |
| Virtu Americas LLC                        | $0.00            | $7,052,524.60  |
| Credit Suisse Securities (USA) LLC        | $0.00            | $0.00          |
| J.P. Morgan Securities LLC/JPMC           | $86,046,836.75   | $20,687,968.65 |
| BofA Securities, Inc.                     | $0.00            | $0.00          |
| Cowen and Company, LLC                    | $0.00            | $0.00          |
| Citadel Securities LLC                    | $0.00            | $0.00          |
| National Financial Services LLC           | $0.00            | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 22.35%

- **c.i. Average percentage of value composed of cash (redeemed):** 27.86%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $0.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

## N-CEN: Part G: Attachments

**Item G.1a. Attachments.**

Attachments applicable to all Registrants. All Registrants shall file the following attachments, as applicable, with the current report. Indicate the attachments filed with the current report by checking the applicable items below:

- [ ] i. Legal proceedings

- [ ] ii. Provision of financial support

- [x] iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only)

- [ ] iv. Change in accounting principles and practices

- [ ] v. Information required to be filed pursuant to exemptive orders

- [ ] vi. Other information required to be included as an attachment pursuant to Commission rules and regulations

## N-CEN: Signature

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to a be signed on its behalf by the undersigned hereunto duly authorized.

**Registrant:** SCHWAB STRATEGIC TRUST

**Date:** 2023-03-08

**Signature:** Derek DeBenedictis

**Title:** Assistant Treasurer