# EDGAR Filing Document

**Accession Number:** 0000886244
**File Stem:** 0001752724-23-025217
**Filing Date:** 2023-2
**Character Count:** 35324
**Document Hash:** 7ca0b322b90398a2fc87b2080c9cf5ca
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-025217.hdr.sgml**: 20230215

**ACCESSION NUMBER**: 0001752724-23-025217

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230215

**DATE AS OF CHANGE**: 20230215

**PERIOD START**: 20230630

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** UBS FUNDS
- **CENTRAL INDEX KEY:** 0000886244
- **IRS NUMBER:** 367056204
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-06637
- **FILM NUMBER:** 23633899

**BUSINESS ADDRESS:**
- **STREET 1:** C/O UBS ASSET MANAGEMENT (AMERICAS) INC
- **STREET 2:** ONE NORTH WACKER DR.
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** 312-525-7100

**MAIL ADDRESS:**
- **STREET 1:** C/O UBS ASSET MANAGEMENT (AMERICAS) INC
- **STREET 2:** ONE NORTH WACKER DR.
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BRINSON FUNDS INC
- **DATE OF NAME CHANGE:** 19920929

## Series and Classes Contracts Data

### UBS U.S. SMALL CAP GROWTH FUND (Series ID: S000002985)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000008206 | CLASS A      | BNSCX           |
| C000008209 | CLASS P      | BISCX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** UBS FUNDS

- **b. Investment Company Act file number:** 811-06637

- **c. CIK number of Registrant:** 0000886244

- **d. LEI of Registrant:** 549300N85N4CCOEZQJ49

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** ONE NORTH WACKER DR.

  - **City:** CHICAGO

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60606

  - **Telephone number:** 312-525-7100

**Item A.2. Information about the Series.**

- **a. Name of Series:** UBS U.S. SMALL CAP GROWTH FUND

- **b. EDGAR series identifier (if any):** S000002985

- **c. LEI of Series:** 549300PVQH2Y4XGNLD96

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-06-30

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $135681066.58

**Total Liabilities:** $5031033.58

**Net Assets:** $130650033.00

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000008206 | 9.64%                | 2.34%                | -5.58%               |
| Class ID C000008209 | 9.69%                | 2.38%                | -5.54%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $230333.91               | $11937000.48                               |
| Month 2  | $1005741.75              | $2099949.47                                |
| Month 3  | $-124145.73              | $-7550932.43                               |

**Designated Index Information**

- **Index Name:** RUSSELL 2000 GROWTH IDX

- **Index Identifier:** RUSSELL.MC.RUO

### Schedule of Portfolio Investments

| Name                                | Title                                                                       | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Pure Storage Inc                    | Pure Storage, Inc.                                                          | CUSIP: 74624M102<br>LEI: 549300NPDB0BZTK3WO90 | Long             | EC               | CORP              | US        |    101485 | NS      | $2715738.60   | 2.08%             |  |  |  | No            |                  1 | On Loan: No      |
| DigitalOcean Holdings Inc           | DigitalOcean Holdings, Inc.                                                 | CUSIP: 25402D102<br>LEI: 549300EPISPY3RE3DL21 | Long             | EC               | CORP              | US        |     41818 | NS      | $1065104.46   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| R1 RCM Inc                          | R1 RCM, Inc.                                                                | CUSIP: 77634L105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    102172 | NS      | $1118783.40   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Relay Therapeutics Inc              | Relay Therapeutics, Inc.                                                    | CUSIP: 75943R102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     32808 | NS      | $490151.52    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Jack Henry & Associates Inc         | Jack Henry & Associates, Inc.                                               | CUSIP: 426281101<br>LEI: 529900X1QS8C54W0JB21 | Long             | EC               | CORP              | US        |     14356 | NS      | $2520339.36   | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Children's Place Inc/The            | Children's Place, Inc.                                                      | CUSIP: 168905107<br>LEI: 549300BGVK2OO5O7TC19 | Long             | EC               | CORP              | US        |     20501 | NS      | $746646.42    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Repligen Corp                       | Repligen Corp.                                                              | CUSIP: 759916109<br>LEI: 54930006QJ0T5AUO1E71 | Long             | EC               | CORP              | US        |     11404 | NS      | $1930811.24   | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Global Advisors        | State Street Institutional US Government Money Market Fund                  | CUSIP: 857492706<br>LEI: 549300BZ5TGIFZUZDZ37 | Long             | STIV             | RF                | US        |   5011057 | NS      | $5011057.09   | 3.84%             |  |  |  | No            |                  2 | On Loan: No      |
| Sterling Check Corp                 | Sterling Check Corp.                                                        | CUSIP: 85917T109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     47465 | NS      | $734283.55    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| AtriCure Inc                        | AtriCure, Inc.                                                              | CUSIP: 04963C209<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     36927 | NS      | $1638820.26   | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| MaxLinear Inc                       | MaxLinear, Inc.                                                             | CUSIP: 57776J100<br>LEI: 549300EMOI0SM2IY4F64 | Long             | EC               | CORP              | US        |     49886 | NS      | $1693629.70   | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| PMV Pharmaceuticals Inc             | PMV Pharmaceuticals, Inc.                                                   | CUSIP: 69353Y103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     23641 | NS      | $205676.70    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Repare Therapeutics Inc             | Repare Therapeutics, Inc.                                                   | CUSIP: 760273102<br>LEI: N/A                  | Long             | EC               | CORP              | CA        |     21002 | NS      | $308939.42    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Planet Fitness Inc                  | Planet Fitness, Inc.                                                        | CUSIP: 72703H101<br>LEI: 549300LLE5HUPF6H8G33 | Long             | EC               | CORP              | US        |     27433 | NS      | $2161720.40   | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Ollie's Bargain Outlet Holdings Inc | Ollie's Bargain Outlet Holdings, Inc.                                       | CUSIP: 681116109<br>LEI: 529900YO5DSQCPEFDZ05 | Long             | EC               | CORP              | US        |     26620 | NS      | $1246880.80   | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| HashiCorp Inc                       | HashiCorp, Inc.                                                             | CUSIP: 418100103<br>LEI: 549300XGOB9ZFQHMIP56 | Long             | EC               | CORP              | US        |     10700 | NS      | $292538.00    | 0.22%             |  |  |  | No            |                  1 | On Loan: —       |
| State Street Global Advisors        | State Street Navigator Securities Lending Government Money Market Portfolio | CUSIP: 857492706<br>LEI: 5493008BJIBKQ5KTIF74 | Long             | STIV             | RF                | US        |    296925 | NS      | $296925.00    | 0.23%             |  |  |  | No            |                  2 | On Loan: No      |
| KBR Inc                             | KBR, Inc.                                                                   | CUSIP: 48242W106<br>LEI: 254900OFQDXZRKRCV808 | Long             | EC               | CORP              | US        |     35373 | NS      | $1867694.40   | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Forward Air Corp                    | Forward Air Corp.                                                           | CUSIP: 349853101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     21642 | NS      | $2270029.38   | 1.74%             |  |  |  | No            |                  1 | On Loan: No      |
| National Vision Holdings Inc        | National Vision Holdings, Inc.                                              | CUSIP: 63845R107<br>LEI: 549300JHURCBLI5ROA42 | Long             | EC               | CORP              | US        |     50093 | NS      | $1941604.68   | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Herc Holdings Inc                   | Herc Holdings, Inc.                                                         | CUSIP: 42704L104<br>LEI: 549300TP80QLITMSBP82 | Long             | EC               | CORP              | US        |     16869 | NS      | $2219454.33   | 1.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Churchill Downs Inc                 | Churchill Downs, Inc.                                                       | CUSIP: 171484108<br>LEI: 529900FODTBQC8MIS994 | Long             | EC               | CORP              | US        |      8568 | NS      | $1811532.24   | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Evoqua Water Technologies Corp      | Evoqua Water Technologies Corp.                                             | CUSIP: 30057T105<br>LEI: 529900YQAOMEZRGRRP43 | Long             | EC               | CORP              | US        |     63791 | NS      | $2526123.60   | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Intellia Therapeutics Inc           | Intellia Therapeutics, Inc.                                                 | CUSIP: 45826J105<br>LEI: 5493002T5BCPE5DZC723 | Long             | EC               | CORP              | US        |     10960 | NS      | $382394.40    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Inspire Medical Systems Inc         | Inspire Medical Systems, Inc.                                               | CUSIP: 457730109<br>LEI: 549300XQQCQ7HCJKTW25 | Long             | EC               | CORP              | US        |      9940 | NS      | $2503687.20   | 1.92%             |  |  |  | No            |                  1 | On Loan: No      |
| MasTec Inc                          | MasTec, Inc.                                                                | CUSIP: 576323109<br>LEI: 549300TMDIT8WREDOF45 | Long             | EC               | CORP              | US        |     25067 | NS      | $2138967.11   | 1.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Regal Rexnord Corp                  | Regal Rexnord Corp.                                                         | CUSIP: 758750103<br>LEI: QH78R09VCJGQKPBPYU33 | Long             | EC               | CORP              | US        |     17966 | NS      | $2155560.68   | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Ryman Hospitality Properties Inc    | Ryman Hospitality Properties, Inc.                                          | CUSIP: 78377T107<br>LEI: 529900GCCWW9SRMPJR11 | Long             | EC               |  | US        |     39542 | NS      | $3233744.76   | 2.48%             |  |  |  | No            |                  1 | On Loan: No      |
| STAAR Surgical Co                   | STAAR Surgical Co.                                                          | CUSIP: 852312305<br>LEI: 5299006LRHI7OJ8BY308 | Long             | EC               | CORP              | US        |     27018 | NS      | $1311453.72   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| MeiraGTx Holdings plc               | MeiraGTx Holdings PLC                                                       | CUSIP: 000000000<br>LEI: 54930007YV6NYIOGFZ57 | Long             | EC               | CORP              | KY        |     41126 | NS      | $268141.52    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Six Flags Entertainment Corp        | Six Flags Entertainment Corp.                                               | CUSIP: 83001A102<br>LEI: 549300JYTDUAA4JQ3717 | Long             | EC               | CORP              | US        |     62461 | NS      | $1452218.25   | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| First Bancorp/Southern Pines NC     | First Bancorp                                                               | CUSIP: 318910106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     52530 | NS      | $2250385.20   | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| CyberArk Software Ltd               | CyberArk Software Ltd.                                                      | CUSIP: 000000000<br>LEI: 529900YEXNDM894PWS93 | Long             | EC               | CORP              | IL        |     13003 | NS      | $1685838.95   | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Varonis Systems Inc                 | Varonis Systems, Inc.                                                       | CUSIP: 922280102<br>LEI: 549300SHIVNRRH7STS26 | Long             | EC               | CORP              | US        |     52463 | NS      | $1255964.22   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Universal Display Corp              | Universal Display Corp.                                                     | CUSIP: 91347P105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     19183 | NS      | $2072531.32   | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Simpson Manufacturing Co Inc        | Simpson Manufacturing Co., Inc.                                             | CUSIP: 829073105<br>LEI: 529900EJUNNL15LZ8056 | Long             | EC               | CORP              | US        |     14553 | NS      | $1290268.98   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Magnite Inc                         | Magnite, Inc.                                                               | CUSIP: 55955D100<br>LEI: 54930018FR2YX1HHSB02 | Long             | EC               | CORP              | US        |     82200 | NS      | $870498.00    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Intra-Cellular Therapies Inc        | Intra-Cellular Therapies, Inc.                                              | CUSIP: 46116X101<br>LEI: 5299002U2KGF193IJA20 | Long             | EC               | CORP              | US        |     17704 | NS      | $936895.68    | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Shift4 Payments Inc                 | Shift4 Payments, Inc.                                                       | CUSIP: 82452J109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     40288 | NS      | $2253307.84   | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Essent Group Ltd                    | Essent Group Ltd.                                                           | CUSIP: 000000000<br>LEI: 254900QUO860OUT6ZF83 | Long             | EC               | CORP              | BM        |     22915 | NS      | $890935.20    | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Veritex Holdings Inc                | Veritex Holdings, Inc.                                                      | CUSIP: 923451108<br>LEI: 549300F3SMOML02SC814 | Long             | EC               | CORP              | US        |     58657 | NS      | $1647088.56   | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Immunocore Holdings PLC             | Immunocore Holdings PLC                                                     | CUSIP: 45258D105<br>LEI: 213800IUE3DFS84BVN18 | Long             | EC               | CORP              | GB        |     18900 | NS      | $1078623.00   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Medpace Holdings Inc                | Medpace Holdings, Inc.                                                      | CUSIP: 58506Q109<br>LEI: 549300H8TYEUVTW14A54 | Long             | EC               | CORP              | US        |     12212 | NS      | $2593950.92   | 1.99%             |  |  |  | No            |                  1 | On Loan: No      |
| NanoString Technologies Inc         | NanoString Technologies, Inc.                                               | CUSIP: 63009R109<br>LEI: 549300G4CK0Y3WRDMY89 | Long             | EC               | CORP              | US        |     26275 | NS      | $209411.75    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Alteryx Inc                         | Alteryx, Inc.                                                               | CUSIP: 02156B103<br>LEI: 549300XWZG0JHL7I0827 | Long             | EC               | CORP              | US        |     35135 | NS      | $1780290.45   | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| IGM Biosciences Inc                 | IGM Biosciences, Inc.                                                       | CUSIP: 449585108<br>LEI: 5493008XCQES2N0VY969 | Long             | EC               | CORP              | US        |     18019 | NS      | $306503.19    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Surgery Partners Inc                | Surgery Partners, Inc.                                                      | CUSIP: 86881A100<br>LEI: 549300LC82HG33S19I03 | Long             | EC               | CORP              | US        |     51071 | NS      | $1422838.06   | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Kymera Therapeutics Inc             | Kymera Therapeutics, Inc.                                                   | CUSIP: 501575104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     24718 | NS      | $616961.28    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| National Bank Holdings Corp         | National Bank Holdings Corp.                                                | CUSIP: 633707104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     33957 | NS      | $1428570.99   | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Argenx SE                           | Argenx SE                                                                   | CUSIP: 04016X101<br>LEI: 7245009C5FZE6G9ODQ71 | Long             | EC               | CORP              | NL        |      2390 | NS      | $905403.70    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Bloomin' Brands Inc                 | Bloomin' Brands, Inc.                                                       | CUSIP: 094235108<br>LEI: E1UJ2GO305B5FXGV7N04 | Long             | EC               | CORP              | US        |     72984 | NS      | $1468438.08   | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Elastic NV                          | Elastic NV                                                                  | CUSIP: 000000000<br>LEI: 2549003I48WHHH937I59 | Long             | EC               | CORP              | NL        |     25256 | NS      | $1300684.00   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| NeoGenomics Inc                     | NeoGenomics, Inc.                                                           | CUSIP: 64049M209<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     41850 | NS      | $386694.00    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Insmed Inc                          | Insmed, Inc.                                                                | CUSIP: 457669307<br>LEI: 529900Q55QAG41CCAC11 | Long             | EC               | CORP              | US        |     36151 | NS      | $722296.98    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Clearwater Analytics Holdings Inc   | Clearwater Analytics Holdings, Inc.                                         | CUSIP: 185123106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     78989 | NS      | $1481043.75   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Capital Bancshares Inc        | Texas Capital Bancshares, Inc.                                              | CUSIP: 88224Q107<br>LEI: 549300466Q2SXRX0YM48 | Long             | EC               | CORP              | US        |     22773 | NS      | $1373439.63   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Silk Road Medical Inc               | Silk Road Medical, Inc.                                                     | CUSIP: 82710M100<br>LEI: 549300VL8KC0ZPDQHE14 | Long             | EC               | CORP              | US        |     34019 | NS      | $1797904.15   | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Sumo Logic Inc                      | Sumo Logic, Inc.                                                            | CUSIP: 86646P103<br>LEI: 549300L85NQSIULERR88 | Long             | EC               | CORP              | US        |    228239 | NS      | $1848735.90   | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Arvinas Inc                         | Arvinas, Inc.                                                               | CUSIP: 04335A105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     20787 | NS      | $711123.27    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Azenta Inc                          | Azenta, Inc.                                                                | CUSIP: 114340102<br>LEI: 35ZN6X1ANPH25YN32Y17 | Long             | EC               | CORP              | US        |     31945 | NS      | $1859837.90   | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Webster Financial Corp              | Webster Financial Corp.                                                     | CUSIP: 947890109<br>LEI: KMRURHT0VWKYS6Z5KU67 | Long             | EC               | CORP              | US        |     38914 | NS      | $1842188.76   | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Weatherford International PLC       | Weatherford International PLC                                               | CUSIP: 000000000<br>LEI: 529900LPBDSCQDJKHQ39 | Long             | EC               | CORP              | IE        |     41983 | NS      | $2137774.36   | 1.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Ameresco Inc                        | Ameresco, Inc.                                                              | CUSIP: 02361E108<br>LEI: 529900NZXZGBCBXYY327 | Long             | EC               | CORP              | US        |     36085 | NS      | $2061896.90   | 1.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Tapestry Inc                        | Tapestry, Inc.                                                              | CUSIP: 876030107<br>LEI: 549300LJNVY5SW3VTN33 | Long             | EC               | CORP              | US        |     44032 | NS      | $1676738.56   | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Matador Resources Co                | Matador Resources Co.                                                       | CUSIP: 576485205<br>LEI: 549300CI3Q2UUK5R4G79 | Long             | EC               | CORP              | US        |     27626 | NS      | $1581312.24   | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Jamf Holding Corp                   | Jamf Holding Corp.                                                          | CUSIP: 47074L105<br>LEI: 254900IHLXZU4Z5ANA12 | Long             | EC               | CORP              | US        |     70858 | NS      | $1509275.40   | 1.16%             |  |  |  | No            |                  1 | On Loan: —       |
| Ovintiv Inc                         | Ovintiv, Inc.                                                               | CUSIP: 69047Q102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     41388 | NS      | $2098785.48   | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Nurix Therapeutics Inc              | Nurix Therapeutics, Inc.                                                    | CUSIP: 67080M103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     36949 | NS      | $405700.02    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Aspen Aerogels Inc                  | Aspen Aerogels, Inc.                                                        | CUSIP: 04523Y105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     49285 | NS      | $581070.15    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Visteon Corp                        | Visteon Corp.                                                               | CUSIP: 92839U206<br>LEI: 549300MOVLYHRW4GGW78 | Long             | EC               | CORP              | US        |     20872 | NS      | $2730683.76   | 2.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Astec Industries Inc                | Astec Industries, Inc.                                                      | CUSIP: 046224101<br>LEI: 5493002DO2QKHLKB2A48 | Long             | EC               | CORP              | US        |     13045 | NS      | $530409.70    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Shoals Technologies Group Inc       | Shoals Technologies Group, Inc.                                             | CUSIP: 82489W107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     34616 | NS      | $853976.72    | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Wyndham Hotels & Resorts Inc        | Wyndham Hotels & Resorts, Inc.                                              | CUSIP: 98311A105<br>LEI: 549300FE3MQ4RVXXC673 | Long             | EC               | CORP              | US        |     23551 | NS      | $1679421.81   | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Performance Food Group Co           | Performance Food Group Co.                                                  | CUSIP: 71377A103<br>LEI: 549300EUK8GR9IT1YK57 | Long             | EC               | CORP              | US        |     71314 | NS      | $4164024.46   | 3.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Duckhorn Portfolio Inc/The          | Duckhorn Portfolio, Inc.                                                    | CUSIP: 26414D106<br>LEI: 2549003BCT5CJSKJ9X51 | Long             | EC               | CORP              | US        |     79791 | NS      | $1322136.87   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Chart Industries Inc                | Chart Industries, Inc.                                                      | CUSIP: 16115Q308<br>LEI: EM7QGKC1GYOF3LSZSL80 | Long             | EC               | CORP              | US        |     20267 | NS      | $2335366.41   | 1.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Dave & Buster's Entertainment Inc   | Dave & Buster's Entertainment, Inc.                                         | CUSIP: 238337109<br>LEI: 529900WTVU85QZLYHR86 | Long             | EC               | CORP              | US        |     36843 | NS      | $1305715.92   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Chesapeake Energy Corp              | Chesapeake Energy Corp.                                                     | CUSIP: 165167735<br>LEI: X2MT1W32SPAZ9WSKLE78 | Long             | EC               | CORP              | US        |     21780 | NS      | $2055378.60   | 1.57%             |  |  |  | No            |                  1 | On Loan: —       |
| Lattice Semiconductor Corp          | Lattice Semiconductor Corp.                                                 | CUSIP: 518415104<br>LEI: 549300LRBBPZDQ2II567 | Long             | EC               | CORP              | US        |     41231 | NS      | $2675067.28   | 2.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Wix.com Ltd                         | Wix.com Ltd.                                                                | CUSIP: 000000000<br>LEI: 5493008P6N29Q1AG9464 | Long             | EC               | CORP              | IL        |     21195 | NS      | $1628411.85   | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| TopBuild Corp                       | TopBuild Corp.                                                              | CUSIP: 89055F103<br>LEI: 5493007YSKHOL4RWII46 | Long             | EC               | CORP              | US        |      6826 | NS      | $1068200.74   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Boise Cascade Co                    | Boise Cascade Co.                                                           | CUSIP: 09739D100<br>LEI: 549300Z8B8LSRHC7XA55 | Long             | EC               | CORP              | US        |     27527 | NS      | $1890279.09   | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Castle Biosciences Inc              | Castle Biosciences, Inc.                                                    | CUSIP: 14843C105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     21599 | NS      | $508440.46    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Tenable Holdings Inc                | Tenable Holdings, Inc.                                                      | CUSIP: 88025T102<br>LEI: 5493004S5OMPESF0EF83 | Long             | EC               | CORP              | US        |     47465 | NS      | $1810789.75   | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Xencor Inc                          | Xencor, Inc.                                                                | CUSIP: 98401F105<br>LEI: 549300V5IF65437JKG30 | Long             | EC               | CORP              | US        |     33247 | NS      | $865751.88    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Allogene Therapeutics Inc           | Allogene Therapeutics, Inc.                                                 | CUSIP: 019770106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     63219 | NS      | $397647.51    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Zentalis Pharmaceuticals Inc        | Zentalis Pharmaceuticals, Inc.                                              | CUSIP: 98943L107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     33003 | NS      | $664680.42    | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-26

**Name of Applicant:** UBS FUNDS

**Signature:** Joanne Kilkeary

**Name of Signer:** Joanne Kilkeary

**Title:** Vice President and Treasurer