# EDGAR Filing Document

**Accession Number:** 0001076557
**File Stem:** 0001076557-26-000002
**Filing Date:** 2026-2
**Character Count:** 2738
**Document Hash:** 2d670177ebf2696b3b3b8a797cd1129a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001076557-26-000002.hdr.sgml**: 20260227

**ACCESSION NUMBER**: 0001076557-26-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260227

**DATE AS OF CHANGE**: 20260227

**EFFECTIVENESS DATE**: 20260227

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ADVISORS ASSET MANAGEMENT, INC.
- **CENTRAL INDEX KEY:** 0001076557

**ORGANIZATION NAME:**
- **EIN:** 200532180
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-51509
- **FILM NUMBER:** 26699201

**BUSINESS ADDRESS:**
- **STREET 1:** 18925 BASE CAMP ROAD
- **STREET 2:** SUITE 203
- **CITY:** MONUMENT
- **STATE:** CO
- **ZIP:** 80132-0000
- **BUSINESS PHONE:** 210-630-6333

**MAIL ADDRESS:**
- **STREET 1:** 18925 BASE CAMP ROAD
- **STREET 2:** SUITE 203
- **CITY:** MONUMENT
- **STATE:** CO
- **ZIP:** 80132

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIXED INCOME SECURITIES, INC.
- **DATE OF NAME CHANGE:** 20080617

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ADVISORS ASSET MANAGEMENT, INC.
- **DATE OF NAME CHANGE:** 20080612

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIXED INCOME SECURITIES, INC.
- **DATE OF NAME CHANGE:** 20080327

### Attached PDF Documents

**Attachment 1:** `25AAMPublic.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001076557

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** ADVISORS ASSET MANAGEMENT, INC.

**Business Address:** 18925 BASE CAMP ROAD, SUITE 203, MONUMENT, CO, 80132-0000

**Contact Person:** Jeff Opie

**Contact Phone:** 7193016508

### Independent Public Accountant Identification

**Accountant Name:** Deloitte & Touche LLP

**Accountant Address:** 1601 Wewatta Street, Suite 400, Denver, CO, 80202

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Jeff Opie**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **ADVISORS ASSET MANAGEMENT, INC.**, as of **12-31-2025**, are true and correct.

**Signature:** Jeffrey K Opie

**Title:** CFO