# EDGAR Filing Document

**Accession Number:** 0000719423
**File Stem:** 0001752724-23-015148
**Filing Date:** 2023-1
**Character Count:** 63690
**Document Hash:** e9d4f56cfcf9b486b43aeda9e5371f36
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-015148.hdr.sgml**: 20230126

**ACCESSION NUMBER**: 0001752724-23-015148

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230126

**DATE AS OF CHANGE**: 20230126

**PERIOD START**: 20230531

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** VALIC Co I
- **CENTRAL INDEX KEY:** 0000719423
- **IRS NUMBER:** 720029692
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 0531

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-03738
- **FILM NUMBER:** 23558192

**BUSINESS ADDRESS:**
- **STREET 1:** HARBORSIDE 5
- **STREET 2:** 185 HUDSON STREET, SUITE 3300
- **CITY:** JERSEY CITY
- **STATE:** NJ
- **ZIP:** 07311
- **BUSINESS PHONE:** 201-324-6378

**MAIL ADDRESS:**
- **STREET 1:** HARBORSIDE 5
- **STREET 2:** 185 HUDSON STREET, SUITE 3300
- **CITY:** JERSEY CITY
- **STATE:** NJ
- **ZIP:** 07311

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** AIG Retirement CO I
- **DATE OF NAME CHANGE:** 20080501

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** VALIC CO I
- **DATE OF NAME CHANGE:** 20020110

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NORTH AMERICAN FUNDS VARIABLE PRODUCT SERIES CO I
- **DATE OF NAME CHANGE:** 20000929

## Series and Classes Contracts Data

### Small Cap Growth Fund (Series ID: S000070756)

| Class ID   | Class Name            | Ticker Symbol   |
|:---|:---|:---|
| C000224903 | Small Cap Growth Fund | VVSGX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** VALIC Co I

- **b. Investment Company Act file number:** 811-03738

- **c. CIK number of Registrant:** 0000719423

- **d. LEI of Registrant:** 549300N3XZ1M1QABFI47

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 2929 ALLEN PARKWAY

  - **City:** HOUSTON

  - **State:** TX

  - **Foreign country:** US

  - **Zip / Postal Code:** 77019

  - **Telephone number:** 800-448-2542

**Item A.2. Information about the Series.**

- **a. Name of Series:** Small Cap Growth Fund

- **b. EDGAR series identifier (if any):** S000070756

- **c. LEI of Series:** 549300CBSA7V41FZ3N09

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-05-31

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $546741781.61

**Total Liabilities:** $3149690.83

**Net Assets:** $543592090.78

**Cash Not Reported:** $6219152.36

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000224903 | -8.74%               | 4.83%                | 0.00%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-4929965.59             | $-39694160.77                              |
| Month 2  | $-6592297.77             | $30184386.81                               |
| Month 3  | $-4226872.65             | $4154600.14                                |

### Schedule of Portfolio Investments

| Name                                   | Title                                                                       | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| DOGWOOD STATE BANK                     | DOGWOOD STATE BANK                                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3056 | NS      | $55008.00     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| WESCO International Inc                | WESCO International Inc                                                     | CUSIP: 95082P105<br>LEI: 529900TXOGREY3WNJ434 | Long             | EC               | CORP              | US        |     32966 | NS      | $4249976.72   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Cano Health Inc                        | Cano Health Inc                                                             | CUSIP: 13781Y103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    786794 | NS      | $1494908.60   | 0.28%             |  |  |  | No            |                  1 | On Loan: —       |
| ServiceTitan Inc                       | SERVICETITAN INC PP                                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       191 | NS      | $13161.81     | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Sonos Inc                              | Sonos Inc                                                                   | CUSIP: 83570H108<br>LEI: 549300WEPU6075I77M08 | Long             | EC               | CORP              | US        |    173791 | NS      | $3046556.23   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Vertex Inc                             | Vertex Inc                                                                  | CUSIP: 92538J106<br>LEI: 549300QMYW171MP1PL50 | Long             | EC               | CORP              | US        |    210874 | NS      | $3622815.32   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Arrowhead Pharmaceuticals Inc          | Arrowhead Pharmaceuticals Inc                                               | CUSIP: 04280A100<br>LEI: 549300O3CSB8T7OZ3D66 | Long             | EC               | CORP              | US        |    130399 | NS      | $4198847.80   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| DigitalOcean Holdings Inc              | DigitalOcean Holdings Inc                                                   | CUSIP: 25402D102<br>LEI: 549300EPISPY3RE3DL21 | Long             | EC               | CORP              | US        |     87376 | NS      | $2606426.08   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Amedisys Inc                           | Amedisys Inc                                                                | CUSIP: 023436108<br>LEI: 5299001RBS9GK9STN379 | Long             | EC               | CORP              | US        |     38251 | NS      | $3484283.59   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Evolent Health Inc                     | Evolent Health Inc                                                          | CUSIP: 30050B101<br>LEI: 549300CZOCFHQ2BBTR11 | Long             | EC               | CORP              | US        |    244191 | NS      | $7030258.89   | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Revance Therapeutics Inc               | Revance Therapeutics Inc                                                    | CUSIP: 761330109<br>LEI: 549300N33TFDZHS81H11 | Long             | EC               | CORP              | US        |    243076 | NS      | $5277179.96   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Smartsheet Inc                         | Smartsheet Inc                                                              | CUSIP: 83200N103<br>LEI: 549300N9WF42OK9VL589 | Long             | EC               | CORP              | US        |    130118 | NS      | $3999827.32   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| PLEX SYS AMT IN ESCROW PP              | PLEX SYS AMT IN ESCROW PP                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1134 | NS      | $1116.99      | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| ESC FRESH MKT INC                      | ESC FRESH MKT INC                                                           | CUSIP: 358ESC010<br>LEI: 529900QM5ZSBEBR6CS58 | Long             | EC               | CORP              | US        |     10000 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Relay Therapeutics Inc                 | Relay Therapeutics Inc                                                      | CUSIP: 75943R102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    178048 | NS      | $3308131.84   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Bumble Inc                             | Bumble Inc                                                                  | CUSIP: 12047B105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    100858 | NS      | $2456900.88   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Evercore Inc                           | Evercore Inc                                                                | CUSIP: 29977A105<br>LEI: 529900P6KLPT95DW3W58 | Long             | EC               | CORP              | US        |     32771 | NS      | $3774563.78   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| SERVICETITAN SER. A1                   | SERVICETITAN SER. A1                                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EP               | CORP              | US        |         4 | NS      | $275.64       | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Advanced Drainage Systems Inc          | Advanced Drainage Systems Inc                                               | CUSIP: 00790R104<br>LEI: 6QQTOZ5MF5DHM7K92I60 | Long             | EC               | CORP              | US        |     39076 | NS      | $3800531.76   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Verve Therapeutics Inc                 | Verve Therapeutics Inc                                                      | CUSIP: 92539P101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     86943 | NS      | $2019685.89   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Checkr  Inc.                           | CHECKR INC CVT PFD SR C PP                                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      8994 | NS      | $69253.80     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| G1 Therapeutics Inc                    | G1 Therapeutics Inc                                                         | CUSIP: 3621LQ109<br>LEI: 529900TC35UPZQYRKW13 | Long             | EC               | CORP              | US        |    167592 | NS      | $998848.32    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Super Micro Computer Inc               | Super Micro Computer Inc                                                    | CUSIP: 86800U104<br>LEI: 54930022CZO1N2UGVW07 | Long             | EC               | CORP              | US        |     17425 | NS      | $1572257.75   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| SiteOne Landscape Supply Inc           | SiteOne Landscape Supply Inc                                                | CUSIP: 82982L103<br>LEI: 5299008LX7SBD4HIAU03 | Long             | EC               | CORP              | US        |     21577 | NS      | $2708560.81   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| PMV Pharmaceuticals Inc                | PMV Pharmaceuticals Inc                                                     | CUSIP: 69353Y103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    153969 | NS      | $1536610.62   | 0.28%             |  |  |  | No            |                  1 | On Loan: —       |
| ExlService Holdings Inc                | ExlService Holdings Inc                                                     | CUSIP: 302081104<br>LEI: 81E3DTNF6OSH489ZOV15 | Long             | EC               | CORP              | US        |     35240 | NS      | $6596928.00   | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Planet Fitness Inc                     | Planet Fitness Inc                                                          | CUSIP: 72703H101<br>LEI: 549300LLE5HUPF6H8G33 | Long             | EC               | CORP              | US        |     91263 | NS      | $7151368.68   | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| JFrog Ltd                              | JFrog Ltd                                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | IL        |    112202 | NS      | $2466199.96   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| CAVA GRP SERIES E CVT PFD              | CAVA GRP SERIES E CVT PFD                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      6606 | NS      | $386186.76    | 0.07%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Venture Global LNG, Inc                | VENTURE GLOBAL LNG INC SR C PP                                              | CUSIP: 000000000<br>LEI: 54930011XLBUWMQUC829 | Long             | EC               | CORP              | US        |        59 | NS      | $872919.16    | 0.16%             |  |  |  | Yes           |                  3 | On Loan: No      |
| HashiCorp Inc                          | HashiCorp Inc                                                               | CUSIP: 418100103<br>LEI: 549300XGOB9ZFQHMIP56 | Long             | EC               | CORP              | US        |    186312 | NS      | $5086317.60   | 0.94%             |  |  |  | No            |                  1 | On Loan: —       |
| State Street Global Advisors           | State Street Navigator Securities Lending Government Money Market Portfolio | CUSIP: 857492706<br>LEI: 5493008BJIBKQ5KTIF74 | Long             | STIV             | RF                | US        |   1936460 | NS      | $1936460.50   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| KBR Inc                                | KBR Inc                                                                     | CUSIP: 48242W106<br>LEI: 254900OFQDXZRKRCV808 | Long             | EC               | CORP              | US        |    127602 | NS      | $6593195.34   | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Burlington Stores Inc                  | Burlington Stores Inc                                                       | CUSIP: 122017106<br>LEI: 5299003Z37DVGKKC1W09 | Long             | EC               | CORP              | US        |     22622 | NS      | $4426672.96   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Power Integrations Inc                 | Power Integrations Inc                                                      | CUSIP: 739276103<br>LEI: 54930085LGXSCIHD5W31 | Long             | EC               | CORP              | US        |     39821 | NS      | $3204794.08   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Sage Therapeutics Inc                  | Sage Therapeutics Inc                                                       | CUSIP: 78667J108<br>LEI: 5493000JX4BJS9W6CN35 | Long             | EC               | CORP              | US        |     66184 | NS      | $2716191.36   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| iRhythm Technologies Inc               | iRhythm Technologies Inc                                                    | CUSIP: 450056106<br>LEI: 549300FJI72RJGDQS384 | Long             | EC               | CORP              | US        |     56405 | NS      | $6150965.25   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Lithia Motors Inc                      | Lithia Motors Inc                                                           | CUSIP: 536797103<br>LEI: SE8N1EZEHPZQBCBVKD53 | Long             | EC               | CORP              | US        |     15762 | NS      | $3772004.22   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Helen of Troy Ltd                      | Helen of Troy Ltd                                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | BM        |     33760 | NS      | $3326710.40   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Applied Industrial Technologies Inc    | Applied Industrial Technologies Inc                                         | CUSIP: 03820C105<br>LEI: 549300NU173IJRC6PO38 | Long             | EC               | CORP              | US        |     85741 | NS      | $11359825.09  | 2.09%             |  |  |  | No            |                  1 | On Loan: No      |
| National Vision Holdings Inc           | National Vision Holdings Inc                                                | CUSIP: 63845R107<br>LEI: 549300JHURCBLI5ROA42 | Long             | EC               | CORP              | US        |    199762 | NS      | $8082370.52   | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| CubeSmart                              | CubeSmart                                                                   | CUSIP: 229663109<br>LEI: N/A                  | Long             | EC               |  | US        |     88132 | NS      | $3647783.48   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Air Lease Corp                         | Air Lease Corp                                                              | CUSIP: 00912X302<br>LEI: 5493004NW4M4P8TMMK63 | Long             | EC               | CORP              | US        |    102903 | NS      | $3974113.86   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Winnebago Industries Inc               | Winnebago Industries Inc                                                    | CUSIP: 974637100<br>LEI: 549300B7OYKYJLTE3G11 | Long             | EC               | CORP              | US        |     47490 | NS      | $2782439.10   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| DOGWOOD STATE BANK                     | DOGWOOD STATE BANK                                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1501 | NS      | $27018.00     | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| NATIONAL RESILIENCE SER B CVT          | NATIONAL RESILIENCE SER B CVT                                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      5496 | NS      | $333772.08    | 0.06%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Globant SA                             | Globant SA                                                                  | CUSIP: 000000000<br>LEI: 2221008DCMSPYS42DS88 | Long             | EC               | CORP              | LU        |     28152 | NS      | $5275121.76   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Alector Inc                            | Alector Inc                                                                 | CUSIP: 014442107<br>LEI: 549300Z8RQOIY1JMHC25 | Long             | EC               | CORP              | US        |    146629 | NS      | $1244880.21   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Remitly Global Inc                     | Remitly Global Inc                                                          | CUSIP: 75960P104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    234003 | NS      | $2447671.38   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| FLEXE SERIES C CVT PFD STK             | FLEXE SERIES C CVT PFD STK                                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      4643 | NS      | $94692.17     | 0.02%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Fox Factory Holding Corp               | Fox Factory Holding Corp                                                    | CUSIP: 35138V102<br>LEI: 529900GE1HSV0617R721 | Long             | EC               | CORP              | US        |     30007 | NS      | $3183742.70   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Coherent Corp                          | Coherent Corp                                                               | CUSIP: 19247G107<br>LEI: 549300O5C25A0MMHHU33 | Long             | EC               | CORP              | US        |     56186 | NS      | $2060340.62   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| NuVasive Inc                           | NuVasive Inc                                                                | CUSIP: 670704105<br>LEI: 549300C5ZB4NZ6TWM881 | Long             | EC               | CORP              | US        |    115761 | NS      | $4496157.24   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Evoqua Water Technologies Corp         | Evoqua Water Technologies Corp                                              | CUSIP: 30057T105<br>LEI: 529900YQAOMEZRGRRP43 | Long             | EC               | CORP              | US        |    144580 | NS      | $6287784.20   | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| First Financial Bankshares Inc         | First Financial Bankshares Inc                                              | CUSIP: 32020R109<br>LEI: 549300XN3GTGOENGNV49 | Long             | EC               | CORP              | US        |    173288 | NS      | $6402991.60   | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Halozyme Therapeutics Inc              | Halozyme Therapeutics Inc                                                   | CUSIP: 40637H109<br>LEI: 529900242I3SV9AGM753 | Long             | EC               | CORP              | US        |    191449 | NS      | $10962369.74  | 2.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Papa John's International Inc          | Papa John's International Inc                                               | CUSIP: 698813102<br>LEI: HZYLD3DK5XOX0WBVNB56 | Long             | EC               | CORP              | US        |     42197 | NS      | $3513322.22   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| CONMED Corp                            | CONMED Corp                                                                 | CUSIP: 207410101<br>LEI: Z6C0YCECH9DCU5ZIQW84 | Long             | EC               | CORP              | US        |     64828 | NS      | $5370999.80   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Apellis Pharmaceuticals Inc            | Apellis Pharmaceuticals Inc                                                 | CUSIP: 03753U106<br>LEI: 254900HS0ZFRXXSB9D42 | Long             | EC               | CORP              | US        |     69276 | NS      | $3458950.68   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| MasTec Inc                             | MasTec Inc                                                                  | CUSIP: 576323109<br>LEI: 549300TMDIT8WREDOF45 | Long             | EC               | CORP              | US        |     35575 | NS      | $3231277.25   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Terreno Realty Corp                    | Terreno Realty Corp                                                         | CUSIP: 88146M101<br>LEI: N/A                  | Long             | EC               |  | US        |    112191 | NS      | $6578880.24   | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Checkr  Inc.                           | CHECKR  INC. PP                                                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5868 | NS      | $45183.60     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| ACADIA Pharmaceuticals Inc             | ACADIA Pharmaceuticals Inc                                                  | CUSIP: 004225108<br>LEI: 529900O3044NO0PEA039 | Long             | EC               | CORP              | US        |    139590 | NS      | $2174812.20   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| REVOLUTION Medicines Inc               | REVOLUTION Medicines Inc                                                    | CUSIP: 76155X100<br>LEI: 549300JU3X0LBCQ65892 | Long             | EC               | CORP              | US        |    118400 | NS      | $2793056.00   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| FLAME BIOSCIENCES, INC. PP             | FLAME BIOSCIENCES, INC. PP                                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3800 | NS      | $17442.00     | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Cactus Inc                             | Cactus Inc                                                                  | CUSIP: 127203107<br>LEI: 549300J3T8C9F8QFKV08 | Long             | EC               | CORP              | US        |    167375 | NS      | $9103526.25   | 1.67%             |  |  |  | No            |                  1 | On Loan: No      |
| SEISMIC SOFTWARE SER E CVT             | SEISMIC SOFTWARE SER E CVT                                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     11680 | NS      | $120888.00    | 0.02%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Coupa Software Inc                     | Coupa Software Inc                                                          | CUSIP: 22266L106<br>LEI: 549300Q95ICR2GFL2K37 | Long             | EC               | CORP              | US        |     27024 | NS      | $1708997.76   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Nevro Corp                             | Nevro Corp                                                                  | CUSIP: 64157F103<br>LEI: 254900SH91I4BOYKUE38 | Long             | EC               | CORP              | US        |     69704 | NS      | $3255873.84   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Saia Inc                               | Saia Inc                                                                    | CUSIP: 78709Y105<br>LEI: 549300WNPG4N9GBOYB29 | Long             | EC               | CORP              | US        |     26404 | NS      | $6431750.36   | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Six Flags Entertainment Corp           | Six Flags Entertainment Corp                                                | CUSIP: 83001A102<br>LEI: 549300JYTDUAA4JQ3717 | Long             | EC               | CORP              | US        |    156994 | NS      | $3781985.46   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackline Inc                          | Blackline Inc                                                               | CUSIP: 09239B109<br>LEI: 529900P9N7PK9LV5EK56 | Long             | EC               | CORP              | US        |     81227 | NS      | $5498255.63   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Xometry Inc                            | Xometry Inc                                                                 | CUSIP: 98423F109<br>LEI: 5493006JFRGU7YRRXE44 | Long             | EC               | CORP              | US        |     86823 | NS      | $3666535.29   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Bloom Energy Corp                      | Bloom Energy Corp                                                           | CUSIP: 093712107<br>LEI: 549300XB5J9BFW5JXV97 | Long             | EC               | CORP              | US        |    238117 | NS      | $5069510.93   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| PLEX SYS HOLD BACK AMT PP              | PLEX SYS HOLD BACK AMT PP                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7941 | NS      | $7543.95      | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Twist Bioscience Corp                  | Twist Bioscience Corp                                                       | CUSIP: 90184D100<br>LEI: 549300T23BL59LCOH584 | Long             | EC               | CORP              | US        |    152084 | NS      | $4159497.40   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| CyberArk Software Ltd                  | CyberArk Software Ltd                                                       | CUSIP: 000000000<br>LEI: 529900YEXNDM894PWS93 | Long             | EC               | CORP              | IL        |     47954 | NS      | $7148502.78   | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Sana Biotechnology Inc                 | Sana Biotechnology Inc                                                      | CUSIP: 799566104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     95281 | NS      | $475452.19    | 0.09%             |  |  |  | No            |                  1 | On Loan: —       |
| HAUL HUB INC.                          | HAUL HUB INC.                                                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      2168 | NS      | $40910.16     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Marriott Vacations Worldwide Corp      | Marriott Vacations Worldwide Corp                                           | CUSIP: 57164Y107<br>LEI: 549300WA6BT5H4F7IO94 | Long             | EC               | CORP              | US        |     43392 | NS      | $6464540.16   | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Simpson Manufacturing Co Inc           | Simpson Manufacturing Co Inc                                                | CUSIP: 829073105<br>LEI: 529900EJUNNL15LZ8056 | Long             | EC               | CORP              | US        |     51248 | NS      | $4768626.40   | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| SM Energy Co                           | SM Energy Co                                                                | CUSIP: 78454L100<br>LEI: 84BUTVXV5ODI6BXNMH43 | Long             | EC               | CORP              | US        |    164591 | NS      | $7095518.01   | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| CONVOY SERIES C CVT PFD STOCK          | CONVOY SERIES C CVT PFD STOCK                                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     12094 | NS      | $62646.92     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Grocery Outlet Holding Corp            | Grocery Outlet Holding Corp                                                 | CUSIP: 39874R101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    176961 | NS      | $5356609.47   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Intra-Cellular Therapies Inc           | Intra-Cellular Therapies Inc                                                | CUSIP: 46116X101<br>LEI: 5299002U2KGF193IJA20 | Long             | EC               | CORP              | US        |     76507 | NS      | $4148209.54   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Roadhouse Inc                    | Texas Roadhouse Inc                                                         | CUSIP: 882681109<br>LEI: 5299002Y1CNRPDGXTQ75 | Long             | EC               | CORP              | US        |     81875 | NS      | $8131825.00   | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Fate Therapeutics Inc                  | Fate Therapeutics Inc                                                       | CUSIP: 31189P102<br>LEI: 549300L14Q4UHOODLA90 | Long             | EC               | CORP              | US        |     65942 | NS      | $1372912.44   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| CARIS LIFE SCIENCES SER C CVT          | CARIS LIFE SCIENCES SER C CVT                                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     17921 | NS      | $117920.18    | 0.02%             |  |  |  | Yes           |                  3 | On Loan: No      |
| MSA Safety Inc                         | MSA Safety Inc                                                              | CUSIP: 553498106<br>LEI: 529900DVA3258XK11O39 | Long             | EC               | CORP              | US        |     54434 | NS      | $7675738.34   | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| CHECKR INC CVT PFD SR D PP             | CHECKR INC CVT PFD SR D PP                                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     12252 | NS      | $94340.40     | 0.02%             |  |  |  | Yes           |                  3 | On Loan: No      |
| SERVICETITAN SER. D                    | SERVICETITAN SER. D                                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      1942 | NS      | $133823.22    | 0.02%             |  |  |  | Yes           |                  3 | On Loan: No      |
| HONOR TECH INC. SERIES D PP            | HONOR TECH INC. SERIES D PP                                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     43123 | NS      | $124625.47    | 0.02%             |  |  |  | Yes           |                  3 | On Loan: No      |
| ROVER GRP EARNOUT SHS 16.00            | ROVER GRP EARNOUT SHS 16.00                                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8145 | NS      | $266.56       | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Bright Horizons Family Solutions Inc   | Bright Horizons Family Solutions Inc                                        | CUSIP: 109194100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     33187 | NS      | $2462475.40   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Everbridge Inc                         | Everbridge Inc                                                              | CUSIP: 29978A104<br>LEI: 549300WCY0UMR64ATW81 | Long             | EC               | CORP              | US        |     73728 | NS      | $2406481.92   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Rush Enterprises Inc                   | Rush Enterprises Inc                                                        | CUSIP: 781846209<br>LEI: 529900V3XHTN7A6DFT17 | Long             | EC               | CORP              | US        |    102172 | NS      | $5264923.16   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Pinnacle Financial Partners Inc        | Pinnacle Financial Partners Inc                                             | CUSIP: 72346Q104<br>LEI: 54930098EZ8JMSAZGS24 | Long             | EC               | CORP              | US        |     42885 | NS      | $3597622.65   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| NURO, INC.                             | NURO, INC.                                                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      6234 | NS      | $86527.92     | 0.02%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Littelfuse Inc                         | Littelfuse Inc                                                              | CUSIP: 537008104<br>LEI: 549300MY7HLQFYTPCX75 | Long             | EC               | CORP              | US        |     12195 | NS      | $3006067.50   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Blueprint Medicines Corp               | Blueprint Medicines Corp                                                    | CUSIP: 09627Y109<br>LEI: 5299004CC60O9T5HVM83 | Long             | EC               | CORP              | US        |     75418 | NS      | $3604226.22   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Ciena Corp                             | Ciena Corp                                                                  | CUSIP: 171779309<br>LEI: W0CZ7N0GH8UIGXDM1H41 | Long             | EC               | CORP              | US        |     87389 | NS      | $3929009.44   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Flywire Corp                           | Flywire Corp                                                                | CUSIP: 302492103<br>LEI: 54930055DSV7NNY4VY66 | Long             | EC               | CORP              | US        |     69361 | NS      | $1504440.09   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| SentinelOne Inc                        | SentinelOne Inc                                                             | CUSIP: 81730H109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    190130 | NS      | $2756885.00   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Fabrinet                               | Fabrinet                                                                    | CUSIP: 000000000<br>LEI: 5493004TETZ6IYF7CV44 | Long             | EC               | CORP              | KY        |     15472 | NS      | $2064119.52   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| SEISMIC SOFTWARE SER F                 | SEISMIC SOFTWARE SER F                                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EP               | CORP              | US        |       875 | NS      | $9056.25      | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Venture Global LNG, Inc                | VENTURE GLOBAL LNG INC SR B P                                               | CUSIP: 000000000<br>LEI: 54930011XLBUWMQUC829 | Long             | EC               | CORP              | US        |         4 | NS      | $59180.96     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Seer Inc                               | Seer Inc                                                                    | CUSIP: 81578P106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     59965 | NS      | $387373.90    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| DOGWOOD STATE BANK                     | DOGWOOD STATE BANK                                                          | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               |  | US        |       456 | NS      | $3679.92      | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Grasshopper Bank, National Association | GRASSHOPPER BANCORP INC                                                     | CUSIP: 38881R104<br>LEI: 549300CIGRWPCGT1HE33 | Long             | EC               | CORP              | US        |      5208 | NS      | $20832.00     | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Chord Energy Corp                      | Chord Energy Corp                                                           | CUSIP: 674215207<br>LEI: 529900FA4V2YNIKZ0M71 | Long             | EC               | CORP              | US        |     24268 | NS      | $3701598.04   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| KARDIUM SERIES D6 CVT PFD STK          | KARDIUM SERIES D6 CVT PFD STK                                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     58843 | NS      | $59775.08     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Grasshopper Bank, National Association | Grasshopper Bancorp. Call Exp 12Oct28                                       | CUSIP: 000000000<br>LEI: 549300CIGRWPCGT1HE33 | N/A              | DE               |  | US        |      1009 | NS      | $726.48       | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| ITT Inc                                | ITT Inc                                                                     | CUSIP: 45073V108<br>LEI: 549300KDSERHTJOXUS80 | Long             | EC               | CORP              | US        |     69143 | NS      | $5843966.36   | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Shockwave Medical Inc                  | Shockwave Medical Inc                                                       | CUSIP: 82489T104<br>LEI: 549300LDXO56IC5Y1538 | Long             | EC               | CORP              | US        |     39160 | NS      | $9930976.00   | 1.83%             |  |  |  | No            |                  1 | On Loan: No      |
| CONTRA COGENT BIOSCIEN                 | CONTRA COGENT BIOSCIEN                                                      | CUSIP: 192CVR017<br>LEI: N/A                  | N/A              | DE               |  | US        |     30000 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| SILA NANO SER F CVT PFD                | SILA NANO SER F CVT PFD                                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      2608 | NS      | $81291.36     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Farmers Business Network Inc           | FARMERS BUSINESS NETWORK INC C                                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      8287 | NS      | $515101.69    | 0.09%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Elastic NV                             | Elastic NV                                                                  | CUSIP: 000000000<br>LEI: 2549003I48WHHH937I59 | Long             | EC               | CORP              | NL        |     64329 | NS      | $3936291.51   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| ACV Auctions Inc                       | ACV Auctions Inc                                                            | CUSIP: 00091G104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    325284 | NS      | $2875510.56   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Boyd Gaming Corp                       | Boyd Gaming Corp                                                            | CUSIP: 103304101<br>LEI: 254900787YGRYS2A1Z35 | Long             | EC               | CORP              | US        |     77701 | NS      | $4765402.33   | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Rapid Micro Biosystems Inc             | Rapid Micro Biosystems Inc                                                  | CUSIP: 75340L104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    106424 | NS      | $218169.20    | 0.04%             |  |  |  | No            |                  1 | On Loan: —       |
| Heron Therapeutics Inc                 | Heron Therapeutics Inc                                                      | CUSIP: 427746102<br>LEI: 549300DR2I1DOPD2IX53 | Long             | EC               | CORP              | US        |    537669 | NS      | $1457082.99   | 0.27%             |  |  |  | No            |                  1 | On Loan: —       |
| New Relic Inc                          | New Relic Inc                                                               | CUSIP: 64829B100<br>LEI: 549300AB8FY2HQILL804 | Long             | EC               | CORP              | US        |     83851 | NS      | $4718295.77   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| MKS Instruments Inc                    | MKS Instruments Inc                                                         | CUSIP: 55306N104<br>LEI: 549300KEQATBHAGVF505 | Long             | EC               | CORP              | US        |     50163 | NS      | $4206669.18   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Wolfspeed Inc                          | Wolfspeed Inc                                                               | CUSIP: 977852102<br>LEI: 549300OGU88P3AW3TO93 | Long             | EC               | CORP              | US        |     44667 | NS      | $4061123.64   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Acadia Healthcare Co Inc               | Acadia Healthcare Co Inc                                                    | CUSIP: 00404A109<br>LEI: 5493005CW985Y9D0NC11 | Long             | EC               | CORP              | US        |     82270 | NS      | $7326966.20   | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Kronos Bio Inc                         | Kronos Bio Inc                                                              | CUSIP: 50107A104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    203656 | NS      | $386946.40    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Envestnet Inc                          | Envestnet Inc                                                               | CUSIP: 29404K106<br>LEI: 549300HLWZ5OKIDM8737 | Long             | EC               | CORP              | US        |    100201 | NS      | $5913863.02   | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Arvinas, Inc.                          | Arvinas, Inc.                                                               | CUSIP: 04335A105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     95626 | NS      | $3924491.04   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Casella Waste Systems Inc              | Casella Waste Systems Inc                                                   | CUSIP: 147448104<br>LEI: 8EU0XUFVJ48U37IIDH51 | Long             | EC               | CORP              | US        |     94956 | NS      | $8174762.04   | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Global-e Online Ltd                    | Global-e Online Ltd                                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | IL        |     93875 | NS      | $2024883.75   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Natera Inc                             | Natera Inc                                                                  | CUSIP: 632307104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    108616 | NS      | $4466289.92   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Kinsale Capital Group Inc              | Kinsale Capital Group Inc                                                   | CUSIP: 49714P108<br>LEI: 529900QTUQHNZ6HOA508 | Long             | EC               | CORP              | US        |      8246 | NS      | $2541499.66   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Matador Resources Co                   | Matador Resources Co                                                        | CUSIP: 576485205<br>LEI: 549300CI3Q2UUK5R4G79 | Long             | EC               | CORP              | US        |    172151 | NS      | $11423940.36  | 2.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Petco Health & Wellness Co Inc         | Petco Health & Wellness Co Inc                                              | CUSIP: 71601V105<br>LEI: 2549007TYGV6RVSE9M61 | Long             | EC               | CORP              | US        |    287659 | NS      | $3175755.36   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| CONTRA ZAGG INC                        | CONTRA ZAGG INC                                                             | CUSIP: 988CVR015<br>LEI: N/A                  | N/A              | DE               |  | US        |     20000 | NS      | $6000.00      | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Life Time Group Holdings Inc           | Life Time Group Holdings Inc                                                | CUSIP: 53190C102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    333059 | NS      | $4273146.97   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Outset Medical Inc                     | Outset Medical Inc                                                          | CUSIP: 690145107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    218145 | NS      | $4598496.60   | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Sprout Social Inc                      | Sprout Social Inc                                                           | CUSIP: 85209W109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     34603 | NS      | $2051957.90   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| ADC Therapeutics SA                    | ADC Therapeutics SA                                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CH        |    169704 | NS      | $621116.64    | 0.11%             |  |  |  | No            |                  1 | On Loan: —       |
| REGENXBIO Inc                          | REGENXBIO Inc                                                               | CUSIP: 75901B107<br>LEI: 549300EOES47LATSET33 | Long             | EC               | CORP              | US        |    159059 | NS      | $3801510.10   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| John Bean Technologies Corp            | John Bean Technologies Corp                                                 | CUSIP: 477839104<br>LEI: 5493007CT6ATBZ2L6826 | Long             | EC               | CORP              | US        |     45668 | NS      | $4195062.48   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| elf Beauty Inc                         | elf Beauty Inc                                                              | CUSIP: 26856L103<br>LEI: 549300U2K9TCON25C029 | Long             | EC               | CORP              | US        |     20966 | NS      | $1152291.36   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Focus Financial Partners Inc           | Focus Financial Partners Inc                                                | CUSIP: 34417P100<br>LEI: 5493006FFJCGLZ246V12 | Long             | EC               | CORP              | US        |    162630 | NS      | $6205960.80   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| CONTRA CLEMENTIA PHARM F               | CONTRA CLEMENTIA PHARM F                                                    | CUSIP: 185CVR016<br>LEI: N/A                  | N/A              | DE               |  | CA        |     70624 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Hexcel Corp                            | Hexcel Corp                                                                 | CUSIP: 428291108<br>LEI: S6Q7LW43WUBUHXY2QP69 | Long             | EC               | CORP              | US        |    106125 | NS      | $6362193.75   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Atara Biotherapeutics Inc              | Atara Biotherapeutics Inc                                                   | CUSIP: 046513107<br>LEI: 549300WBXUXZRE03MS38 | Long             | EC               | CORP              | US        |    335420 | NS      | $1519452.60   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| ESC NII HLDGS INC BE                   | ESC NII HLDGS INC BE                                                        | CUSIP: 629ESC013<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3000 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Coherus Biosciences Inc                | Coherus Biosciences Inc                                                     | CUSIP: 19249H103<br>LEI: 5493007IL8W5MV932D26 | Long             | EC               | CORP              | US        |    331462 | NS      | $2273829.32   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Personalis Inc                         | Personalis Inc                                                              | CUSIP: 71535D106<br>LEI: 549300EZ2NYFK7H0US48 | Long             | EC               | CORP              | US        |    217689 | NS      | $552930.06    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Five9 Inc                              | Five9 Inc                                                                   | CUSIP: 338307101<br>LEI: 254900MXP6EWY0SFFR59 | Long             | EC               | CORP              | US        |     54548 | NS      | $3497072.28   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Freshpet Inc                           | Freshpet Inc                                                                | CUSIP: 358039105<br>LEI: 549300S4ZK8ZQ6HNPN59 | Long             | EC               | CORP              | US        |     71798 | NS      | $4811901.96   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Shoals Technologies Group Inc          | Shoals Technologies Group Inc                                               | CUSIP: 82489W107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    217303 | NS      | $6295267.91   | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Performance Food Group Co              | Performance Food Group Co                                                   | CUSIP: 71377A103<br>LEI: 549300EUK8GR9IT1YK57 | Long             | EC               | CORP              | US        |    149550 | NS      | $9119559.00   | 1.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Valmont Industries Inc                 | Valmont Industries Inc                                                      | CUSIP: 920253101<br>LEI: 5493009ZGZJJ8F77JN08 | Long             | EC               | CORP              | US        |     23044 | NS      | $7804081.04   | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Amicus Therapeutics Inc                | Amicus Therapeutics Inc                                                     | CUSIP: 03152W109<br>LEI: 549300MRD1SMUTNBPQ53 | Long             | EC               | CORP              | US        |    530010 | NS      | $6413121.00   | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Chart Industries Inc                   | Chart Industries Inc                                                        | CUSIP: 16115Q308<br>LEI: EM7QGKC1GYOF3LSZSL80 | Long             | EC               | CORP              | US        |     36280 | NS      | $5187677.20   | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Accolade Inc                           | Accolade Inc                                                                | CUSIP: 00437E102<br>LEI: 549300PHKG8J7A22NF08 | Long             | EC               | CORP              | US        |    241018 | NS      | $2128188.94   | 0.39%             |  |  |  | No            |                  1 | On Loan: —       |
| Frontier Group Holdings Inc            | Frontier Group Holdings Inc                                                 | CUSIP: 35909R108<br>LEI: 549300DT3Y2BHO6G7T02 | Long             | EC               | CORP              | US        |    201452 | NS      | $2626934.08   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Paycor HCM Inc                         | Paycor HCM Inc                                                              | CUSIP: 70435P102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    146926 | NS      | $4249099.92   | 0.78%             |  |  |  | No            |                  1 | On Loan: —       |
| CONVOY INC.                            | CONVOY INC.                                                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      7659 | NS      | $39673.62     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Floor & Decor Holdings Inc             | Floor & Decor Holdings Inc                                                  | CUSIP: 339750101<br>LEI: 549300M5FR3N688XGQ36 | Long             | EC               | CORP              | US        |     40308 | NS      | $3008186.04   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Clear Secure Inc                       | Clear Secure Inc                                                            | CUSIP: 18467V109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    119772 | NS      | $3722513.76   | 0.68%             |  |  |  | No            |                  1 | On Loan: —       |
| Allogene Therapeutics Inc              | Allogene Therapeutics Inc                                                   | CUSIP: 019770106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    154423 | NS      | $1522610.78   | 0.28%             |  |  |  | No            |                  1 | On Loan: —       |
| Confluent Inc                          | Confluent Inc                                                               | CUSIP: 20717M103<br>LEI: 254900MRZ83YWUV7SN74 | Long             | EC               | CORP              | US        |    144404 | NS      | $3325624.12   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-20

**Name of Applicant:** VALIC Co I

**Signature:** Shawn Parry

**Name of Signer:** Shawn Parry

**Title:** Assistant Treasurer