# EDGAR Filing Document

**Accession Number:** 0001171134
**File Stem:** 0001171134-26-000005
**Filing Date:** 2026-4
**Character Count:** 2623
**Document Hash:** 900c6a082f8077502fed71ab9c84fc07
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001171134-26-000005.hdr.sgml**: 20260401

**ACCESSION NUMBER**: 0001171134-26-000005

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260401

**DATE AS OF CHANGE**: 20260401

**EFFECTIVENESS DATE**: 20260401

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RIDGEBACK SECURITIES, LTD
- **CENTRAL INDEX KEY:** 0001171134

**ORGANIZATION NAME:**
- **EIN:** 043630395
- **STATE OF INCORPORATION:** TX
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-65298
- **FILM NUMBER:** 26829797

**BUSINESS ADDRESS:**
- **STREET 1:** 1218 WEBSTER STREET
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77002-8841
- **BUSINESS PHONE:** 713-289-6200

**MAIL ADDRESS:**
- **STREET 1:** 1218 WEBSTER STREET
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77002-8841

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MID-CONTINENT SECURITIES, LTD.
- **DATE OF NAME CHANGE:** 20201210

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MID-CONTINENT SECURITIES ADVISORS, LTD.
- **DATE OF NAME CHANGE:** 20020415

### Attached PDF Documents

**Attachment 1:** `RidgebackSec2025audit.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001171134

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** RIDGEBACK SECURITIES, LTD

**Business Address:** 1218 WEBSTER STREET, HOUSTON, TX, 77002-8841

**Contact Person:** William H. Van Pelt IV

**Contact Phone:** 7132896202

### Independent Public Accountant Identification

**Accountant Name:** M&K CPAS PLLC

**Accountant Address:** 24955 Interstate Highway 45, Suite 400, The Woodlands, TX, 77380

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **William H. Van Pelt IV**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **RIDGEBACK SECURITIES, LTD**, as of **12-31-2025**, are true and correct.

**Signature:** William H. Van Pelt, IV

**Title:** CEO, President, and FINOP