# EDGAR Filing Document

**Accession Number:** 0001517936
**File Stem:** 0000940400-25-013870
**Filing Date:** 2025-12
**Character Count:** 62567
**Document Hash:** 9bb67d3701a7f9fb5cb69cf8ecb16ede
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-25-013870.hdr.sgml**: 20251219

**ACCESSION NUMBER**: 0000940400-25-013870

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251031

**FILED AS OF DATE**: 20251219

**DATE AS OF CHANGE**: 20251219

**PERIOD START**: 20251031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED FUND IV
- **CENTRAL INDEX KEY:** 0001517936

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22559
- **FILM NUMBER:** 251587112

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Series and Classes Contracts Data

### FT Vest SMID Rising Dividend Achievers Target Income ETF (Series ID: S000081275)

| Class ID   | Class Name                                               | Ticker Symbol   |
|:---|:---|:---|
| C000243959 | FT Vest SMID Rising Dividend Achievers Target Income ETF | SDVD            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** First Trust Exchange-Traded Fund IV

- **b. Investment Company Act file number:** 811-22559

- **c. CIK number of Registrant:** 0001517936

- **d. LEI of Registrant:** 5493006CBTW7P2B31B80

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 East Liberty Drive

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** FT Vest SMID Rising Dividend Achievers Target Income ETF

- **b. EDGAR series identifier (if any):** S000081275

- **c. LEI of Series:** 5493000JA92A1N483Z57

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-10-31

- **b. Date as of which information is reported:** 2025-10-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $657406787.53

**Total Liabilities:** $1392522.07

**Net Assets:** $656014265.46

**Cash Not Reported:** $113834.35

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000243959 | 4.77%                | 0.52%                | -1.91%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $19417910.38             | $9121235.87                                |
| Month 2  | $4098071.01              | $-2933214.15                               |
| Month 3  | $20015828.65             | $-31835510.23                              |

**Designated Index Information**

- **Index Name:** The Fund's Designated Reference Portfolio is the Fund's Securities Portfolio.

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                               | Title                               | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| CBOE GLOBAL MARKETS, INC.          | RUSSELL 2000 INDEX                  | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |      -315 | NC      | $-893970.00   | -0.14%            |  |  |  | No            |                  1 | On Loan: No      |
| EnerSys                            | EnerSys                             | CUSIP: 29275Y102<br>LEI: 7ZS3DE5PN30BYUJFWP05 | Long             | EC               | CORP              | US        |     57705 | NS      | $7280062.80   | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Core Natural Resources Inc         | Core Natural Resources Inc          | CUSIP: 218937100<br>LEI: 549300YJCTPJBTK7IJ81 | Long             | EC               | CORP              | US        |     19415 | NS      | $1533785.00   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| MGIC Investment Corp               | MGIC Investment Corp                | CUSIP: 552848103<br>LEI: 254900S8483WM4M98R28 | Long             | EC               | CORP              | US        |    209745 | NS      | $5751207.90   | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Tecnoglass Inc                     | Tecnoglass Inc                      | CUSIP: 000000000<br>LEI: 529900YRWTPOC2E6IO67 | Long             | EC               | CORP              | US        |     70915 | NS      | $4228661.45   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Williams-Sonoma Inc                | Williams-Sonoma Inc                 | CUSIP: 969904101<br>LEI: 549300IARG6YWVTZ1I92 | Long             | EC               | CORP              | US        |     30957 | NS      | $6016183.38   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| SEI Investments Co                 | SEI Investments Co                  | CUSIP: 784117103<br>LEI: 5LJTIFADGZ6XH1RVOC11 | Long             | EC               | CORP              | US        |     65595 | NS      | $5287612.95   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Simpson Manufacturing Co Inc       | Simpson Manufacturing Co Inc        | CUSIP: 829073105<br>LEI: 529900EJUNNL15LZ8056 | Long             | EC               | CORP              | US        |     31659 | NS      | $5587813.50   | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Allison Transmission Holdings      | Allison Transmission Holdings Inc   | CUSIP: 01973R101<br>LEI: 529900RP7DJ882LI9T83 | Long             | EC               | CORP              | US        |     54485 | NS      | $4497736.75   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Tapestry Inc                       | Tapestry Inc                        | CUSIP: 876030107<br>LEI: 549300LJNVY5SW3VTN33 | Long             | EC               | CORP              | US        |     39518 | NS      | $4339866.76   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| SOUTHSTATE BANK CORP               | SOUTHSTATE BANK CORP                | CUSIP: 84472E102<br>LEI: 549300JZUANXM0YQ4W53 | Long             | EC               | CORP              | US        |     55285 | NS      | $4901015.25   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Primerica Inc                      | Primerica Inc                       | CUSIP: 74164M108<br>LEI: 254900621R686KJR7022 | Long             | EC               | CORP              | US        |     19546 | NS      | $5079419.02   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Dreyfus Government Cash Management | Dreyfus Government Cash Management  | CUSIP: 262006208<br>LEI: 5493000Q69I5Q3QZIA91 | Long             | STIV             | RF                | US        |    577351 | NS      | $577351.40    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Universal Display Corp             | Universal Display Corp              | CUSIP: 91347P105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     36991 | NS      | $5448034.48   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Marzetti Company/The               | Marzetti Company/The                | CUSIP: 513847103<br>LEI: 529900X4O13HED1ZAS58 | Long             | EC               | CORP              | US        |     30434 | NS      | $4771746.86   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Ensign Group Inc/The               | Ensign Group Inc/The                | CUSIP: 29358P101<br>LEI: 5493003K4HEEA8Q0BC72 | Long             | EC               | CORP              | US        |     19435 | NS      | $3500243.50   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Curtiss-Wright Corp                | Curtiss-Wright Corp                 | CUSIP: 231561101<br>LEI: TEL51ETZWP7D0ZM4X325 | Long             | EC               | CORP              | US        |      6865 | NS      | $4089686.45   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Everest Group Ltd                  | Everest Group Ltd                   | CUSIP: 000000000<br>LEI: 549300N24XF2VV0B3570 | Long             | EC               | CORP              | BM        |      3600 | NS      | $1132272.00   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank OZK                           | Bank OZK                            | CUSIP: 06417N103<br>LEI: 549300VYK2WBD7SST478 | Long             | EC               | CORP              | US        |    113437 | NS      | $5103530.63   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Dolby Laboratories Inc             | Dolby Laboratories Inc              | CUSIP: 25659T107<br>LEI: 549300X04FB2QPCJ5J24 | Long             | EC               | CORP              | US        |     54684 | NS      | $3626642.88   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| IDEX Corp                          | IDEX Corp                           | CUSIP: 45167R104<br>LEI: 549300U5Y5EL6PHYLF13 | Long             | EC               | CORP              | US        |     20061 | NS      | $3439659.06   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Ingredion Inc                      | Ingredion Inc                       | CUSIP: 457187102<br>LEI: PKSTQ48QDN0XSVS7YK88 | Long             | EC               | CORP              | US        |     40488 | NS      | $4672720.08   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Packaging Corp of America          | Packaging Corp of America           | CUSIP: 695156109<br>LEI: 549300XZP8MFZFY8TJ84 | Long             | EC               | CORP              | US        |     11605 | NS      | $2271794.80   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Cadence Bank                       | Cadence Bank                        | CUSIP: 12740C103<br>LEI: Q7C315HKI8VX0SSKBS64 | Long             | EC               | CORP              | US        |    159269 | NS      | $6010812.06   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Exponent Inc                       | Exponent Inc                        | CUSIP: 30214U102<br>LEI: 529900NY3F5Q2NWPUZ42 | Long             | EC               | CORP              | US        |     38612 | NS      | $2734115.72   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Genpact Ltd                        | Genpact Ltd                         | CUSIP: 000000000<br>LEI: 529900OSEC6Q0L4L5B35 | Long             | EC               | CORP              | US        |    118525 | NS      | $4521728.75   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Acuity Inc                         | Acuity Inc                          | CUSIP: 00508Y102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9768 | NS      | $3565808.40   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| UMB Financial Corp                 | UMB Financial Corp                  | CUSIP: 902788108<br>LEI: 549300MGEH3N3CUCV828 | Long             | EC               | CORP              | US        |     36922 | NS      | $3946223.36   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Meritage Homes Corp                | Meritage Homes Corp                 | CUSIP: 59001A102<br>LEI: 52990044W9UMFJO2FB97 | Long             | EC               | CORP              | US        |     32239 | NS      | $2178066.84   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Zions Bancorp NA                   | Zions Bancorp NA                    | CUSIP: 989701107<br>LEI: 8WH0EE09O9V05QJZ3V89 | Long             | EC               | CORP              | US        |     25821 | NS      | $1345532.31   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Eastern Bankshares Inc             | Eastern Bankshares Inc              | CUSIP: 27627N105<br>LEI: 549300J245MBQU3DO403 | Long             | EC               | CORP              | US        |     74814 | NS      | $1311489.42   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Cullen/Frost Bankers Inc           | Cullen/Frost Bankers Inc            | CUSIP: 229899109<br>LEI: 529900V2E9G9AY665O34 | Long             | EC               | CORP              | US        |     41449 | NS      | $5104029.86   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| CF Industries Holdings Inc         | CF Industries Holdings Inc          | CUSIP: 125269100<br>LEI: 529900CG8YAQFZ2JMV97 | Long             | EC               | CORP              | US        |     31331 | NS      | $2609558.99   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| TriNet Group Inc                   | TriNet Group Inc                    | CUSIP: 896288107<br>LEI: 5299003FJVBETSFKE990 | Long             | EC               | CORP              | US        |     14926 | NS      | $895560.00    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Independent Bank Corp              | Independent Bank Corp               | CUSIP: 453836108<br>LEI: 549300C5K3W8THR3GE10 | Long             | EC               | CORP              | US        |     21878 | NS      | $1472170.62   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| WD-40 Co                           | WD-40 Co                            | CUSIP: 929236107<br>LEI: 549300UZHTN0CNKBOB19 | Long             | EC               | CORP              | US        |     12457 | NS      | $2420145.96   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| MSA Safety Inc                     | MSA Safety Inc                      | CUSIP: 553498106<br>LEI: 529900DVA3258XK11O39 | Long             | EC               | CORP              | US        |     24091 | NS      | $3783009.73   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Reinsurance Group of America I     | Reinsurance Group of America Inc    | CUSIP: 759351604<br>LEI: LORM1GNEU1DKEW527V90 | Long             | EC               | CORP              | US        |     26723 | NS      | $4875878.58   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| OneSpaWorld Holdings Ltd           | OneSpaWorld Holdings Ltd            | CUSIP: 000000000<br>LEI: 5493007W8PZ8W6UC2X76 | Long             | EC               | CORP              | BS        |    206806 | NS      | $4812375.62   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| International Bancshares Corp      | International Bancshares Corp       | CUSIP: 459044103<br>LEI: 549300Y16R531AU8TX77 | Long             | EC               | CORP              | US        |     80571 | NS      | $5348302.98   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| KB Home                            | KB Home                             | CUSIP: 48666K109<br>LEI: 549300LGUCWQURMWLG09 | Long             | EC               | CORP              | US        |     20959 | NS      | $1308260.78   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Unum Group                         | Unum Group                          | CUSIP: 91529Y106<br>LEI: 549300E32YFDO6TZ8R31 | Long             | EC               | CORP              | US        |     71580 | NS      | $5255403.60   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Hanover Insurance Group Inc/Th     | Hanover Insurance Group Inc/The     | CUSIP: 410867105<br>LEI: JJYR6MFKFF6CF8DBZ078 | Long             | EC               | CORP              | US        |     23777 | NS      | $4063013.76   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Cal-Maine Foods Inc                | Cal-Maine Foods Inc                 | CUSIP: 128030202<br>LEI: 549300NHE5WMIEIEMF53 | Long             | EC               | CORP              | US        |     55410 | NS      | $4864998.00   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Weatherford International PLC      | Weatherford International PLC       | CUSIP: 000000000<br>LEI: 529900LPBDSCQDJKHQ39 | Long             | EC               | CORP              | US        |     91968 | NS      | $6777121.92   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CNO Financial Group Inc            | CNO Financial Group Inc             | CUSIP: 12621E103<br>LEI: 11XPYHB76MPM4Y4P2897 | Long             | EC               | CORP              | US        |     30663 | NS      | $1227133.26   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Leidos Holdings Inc                | Leidos Holdings Inc                 | CUSIP: 525327102<br>LEI: 549300IUTGTP6EJP8124 | Long             | EC               | CORP              | US        |      8434 | NS      | $1606423.98   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Jacobs Solutions Inc               | Jacobs Solutions Inc                | CUSIP: 46982L108<br>LEI: 254900E3KHXCC2C8K272 | Long             | EC               | CORP              | US        |     40748 | NS      | $6348945.88   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Magnolia Oil & Gas Corp            | Magnolia Oil & Gas Corp             | CUSIP: 559663109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     50274 | NS      | $1129154.04   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| WaFd Inc                           | WaFd Inc                            | CUSIP: 938824109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     38122 | NS      | $1106681.66   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Applied Industrial Technologie     | Applied Industrial Technologies Inc | CUSIP: 03820C105<br>LEI: 549300NU173IJRC6PO38 | Long             | EC               | CORP              | US        |     21801 | NS      | $5604819.09   | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Steven Madden Ltd                  | Steven Madden Ltd                   | CUSIP: 556269108<br>LEI: 549300Z9GZ7GYJWSGF43 | Long             | EC               | CORP              | US        |     69584 | NS      | $2359593.44   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| PROG Holdings Inc                  | PROG Holdings Inc                   | CUSIP: 74319R101<br>LEI: 549300DHYTLBOVRXIG52 | Long             | EC               | CORP              | US        |     42508 | NS      | $1229756.44   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Huntington Bancshares Inc/OH       | Huntington Bancshares Inc/OH        | CUSIP: 446150104<br>LEI: 549300XTVCVV9I7B5T19 | Long             | EC               | CORP              | US        |    325244 | NS      | $5021767.36   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| ITT Inc                            | ITT Inc                             | CUSIP: 45073V108<br>LEI: 549300KDSERHTJOXUS80 | Long             | EC               | CORP              | US        |     35719 | NS      | $6610515.33   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Tennant Co                         | Tennant Co                          | CUSIP: 880345103<br>LEI: JYAIRLT8DVP6DP8UT336 | Long             | EC               | CORP              | US        |     15779 | NS      | $1262320.00   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Interactive Brokers Group Inc      | Interactive Brokers Group Inc       | CUSIP: 45841N107<br>LEI: 5493004DT6DCDUZNDM53 | Long             | EC               | CORP              | US        |    103946 | NS      | $7313640.56   | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Warrior Met Coal Inc               | Warrior Met Coal Inc                | CUSIP: 93627C101<br>LEI: 549300152B1S9YKBYV79 | Long             | EC               | CORP              | US        |     46384 | NS      | $3146690.56   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| CSG Systems International Inc      | CSG Systems International Inc       | CUSIP: 126349109<br>LEI: 549300D7FJZUOHHXUA81 | Long             | EC               | CORP              | US        |     43227 | NS      | $3383377.29   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| BOK Financial Corp                 | BOK Financial Corp                  | CUSIP: 05561Q201<br>LEI: GRI2NT5QHYW751NMR949 | Long             | EC               | CORP              | US        |     14251 | NS      | $1490369.58   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Snap-on Inc                        | Snap-on Inc                         | CUSIP: 833034101<br>LEI: HHWAT5TDOYZMM26KKQ73 | Long             | EC               | CORP              | US        |     16319 | NS      | $5475840.45   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Pegasystems Inc                    | Pegasystems Inc                     | CUSIP: 705573103<br>LEI: 549300FMCOKPL06FYN26 | Long             | EC               | CORP              | US        |     27631 | NS      | $1758713.15   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Synchrony Financial                | Synchrony Financial                 | CUSIP: 87165B103<br>LEI: 549300RS7EWPM9MA6C78 | Long             | EC               | CORP              | US        |     61342 | NS      | $4562617.96   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Cboe Global Markets Inc            | Cboe Global Markets Inc             | CUSIP: 12503M108<br>LEI: 529900RLNSGA90UPEH54 | Long             | EC               | CORP              | US        |     24748 | NS      | $6079098.72   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Federal Signal Corp                | Federal Signal Corp                 | CUSIP: 313855108<br>LEI: 549300RTXZRPTNP6G884 | Long             | EC               | CORP              | US        |     30043 | NS      | $3545975.29   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Assurant Inc                       | Assurant Inc                        | CUSIP: 04621X108<br>LEI: H3F39CAXWQRVWURFXL38 | Long             | EC               | CORP              | US        |     25864 | NS      | $5475926.08   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Benchmark Electronics Inc          | Benchmark Electronics Inc           | CUSIP: 08160H101<br>LEI: 549300W18RHYZOZKOP53 | Long             | EC               | CORP              | US        |     97593 | NS      | $4276525.26   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| InterDigital Inc                   | InterDigital Inc                    | CUSIP: 45867G101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     24808 | NS      | $8979503.68   | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Fox Corp                           | Fox Corp                            | CUSIP: 35137L105<br>LEI: 549300DDU6FDRBIELS05 | Long             | EC               | CORP              | US        |    101372 | NS      | $6553699.80   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Mueller Industries Inc             | Mueller Industries Inc              | CUSIP: 624756102<br>LEI: 5493005IZFE4VJLLYG84 | Long             | EC               | CORP              | US        |     66102 | NS      | $6998218.74   | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Otter Tail Corp                    | Otter Tail Corp                     | CUSIP: 689648103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     68596 | NS      | $5296983.12   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Hancock Whitney Corp               | Hancock Whitney Corp                | CUSIP: 410120109<br>LEI: 549300GRNBWY8HIICT41 | Long             | EC               | CORP              | US        |     46986 | NS      | $2683370.46   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Brady Corp                         | Brady Corp                          | CUSIP: 104674106<br>LEI: 549300G2LEQOFQC8GY34 | Long             | EC               | CORP              | US        |     56111 | NS      | $4259386.01   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Commerce Bancshares Inc/MO         | Commerce Bancshares Inc/MO          | CUSIP: 200525103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     65191 | NS      | $3431002.33   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| W R Berkley Corp                   | W R Berkley Corp                    | CUSIP: 084423102<br>LEI: SQOAGCLKBDWNVYV1OV80 | Long             | EC               | CORP              | US        |     80780 | NS      | $5762845.20   | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Element Solutions Inc              | Element Solutions Inc               | CUSIP: 28618M106<br>LEI: 549300FLGN6P5CU20J91 | Long             | EC               | CORP              | US        |    121174 | NS      | $3237769.28   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Raymond James Financial Inc        | Raymond James Financial Inc         | CUSIP: 754730109<br>LEI: RGUZHJ05YTITL6D76949 | Long             | EC               | CORP              | US        |     16500 | NS      | $2618055.00   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| PulteGroup Inc                     | PulteGroup Inc                      | CUSIP: 745867101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     25071 | NS      | $3005260.77   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Lincoln Electric Holdings Inc      | Lincoln Electric Holdings Inc       | CUSIP: 533900106<br>LEI: BIMGBY40SIN95O01BN93 | Long             | EC               | CORP              | US        |     19516 | NS      | $4575526.20   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| UL Solutions Inc                   | UL Solutions Inc                    | CUSIP: 903731107<br>LEI: 549300F7CUV5ESKV9P71 | Long             | EC               | CORP              | US        |     66568 | NS      | $5183650.16   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Interparfums Inc                   | Interparfums Inc                    | CUSIP: 458334109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     42244 | NS      | $3766052.60   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Graco Inc                          | Graco Inc                           | CUSIP: 384109104<br>LEI: 4T5VJ4S81BRT6Q7GGT78 | Long             | EC               | CORP              | US        |     63431 | NS      | $5186752.87   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| First Merchants Corp               | First Merchants Corp                | CUSIP: 320817109<br>LEI: TZTBT0OTGQ2FEK6XMX94 | Long             | EC               | CORP              | US        |     36080 | NS      | $1280118.40   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Fulton Financial Corp              | Fulton Financial Corp               | CUSIP: 360271100<br>LEI: 5493005QLZ6O1BNC0C11 | Long             | EC               | CORP              | US        |    218818 | NS      | $3800868.66   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| United States Lime & Minerals      | United States Lime & Minerals Inc   | CUSIP: 911922102<br>LEI: 549300VGDEEG8RT7VC89 | Long             | EC               | CORP              | US        |     13091 | NS      | $1534527.02   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Kontoor Brands Inc                 | Kontoor Brands Inc                  | CUSIP: 50050N103<br>LEI: 549300M0CPXV65RFF271 | Long             | EC               | CORP              | US        |     54461 | NS      | $4406984.12   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Minerals Technologies Inc          | Minerals Technologies Inc           | CUSIP: 603158106<br>LEI: 549300D3I1QU67GP6403 | Long             | EC               | CORP              | US        |     35692 | NS      | $2025521.00   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Commercial Metals Co               | Commercial Metals Co                | CUSIP: 201723103<br>LEI: 549300OQS2LO07ZJ7N73 | Long             | EC               | CORP              | US        |     22604 | NS      | $1341773.44   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Radian Group Inc                   | Radian Group Inc                    | CUSIP: 750236101<br>LEI: 54930005OUP720S5U385 | Long             | EC               | CORP              | US        |    117209 | NS      | $3978073.46   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Assured Guaranty Ltd               | Assured Guaranty Ltd                | CUSIP: 000000000<br>LEI: 549300BBOQUJEPH87M14 | Long             | EC               | CORP              | BM        |     63725 | NS      | $5134960.50   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Nicolet Bankshares Inc             | Nicolet Bankshares Inc              | CUSIP: 65406E102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     34155 | NS      | $4035071.70   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Installed Building Products In     | Installed Building Products Inc     | CUSIP: 45780R101<br>LEI: 549300I95Y9P9YM5FI86 | Long             | EC               | CORP              | US        |     27711 | NS      | $6878701.53   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| A O Smith Corp                     | A O Smith Corp                      | CUSIP: 831865209<br>LEI: 549300XG4US7UJNECY36 | Long             | EC               | CORP              | US        |     79885 | NS      | $5271611.15   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Coca-Cola Consolidated Inc         | Coca-Cola Consolidated Inc          | CUSIP: 191098102<br>LEI: 57VG5X0E00X0QJU7CQ58 | Long             | EC               | CORP              | US        |     44226 | NS      | $5766185.88   | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Dover Corp                         | Dover Corp                          | CUSIP: 260003108<br>LEI: 549300FMC2ALGA7N9E80 | Long             | EC               | CORP              | US        |      6430 | NS      | $1166787.80   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Spectrum Brands Holdings Inc       | Spectrum Brands Holdings Inc        | CUSIP: 84790A105<br>LEI: 549300JM0MJETDD30O20 | Long             | EC               | CORP              | US        |     16505 | NS      | $889289.40    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.          | ISHARES RUSSELL 2000 ETF            | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |     -3261 | NC      | $-3261.00     | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Atmus Filtration Technologies      | Atmus Filtration Technologies Inc   | CUSIP: 04956D107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    103120 | NS      | $4689897.60   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| LeMaitre Vascular Inc              | LeMaitre Vascular Inc               | CUSIP: 525558201<br>LEI: 549300FZUBUB7MHY8R17 | Long             | EC               | CORP              | US        |     59031 | NS      | $5112674.91   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Carlisle Cos Inc                   | Carlisle Cos Inc                    | CUSIP: 142339100<br>LEI: XR64VGX1ZPX6G7ZN7Z11 | Long             | EC               | CORP              | US        |      6806 | NS      | $2212290.30   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Wingstop Inc                       | Wingstop Inc                        | CUSIP: 974155103<br>LEI: 549300SSH3F8HPIM3Q47 | Long             | EC               | CORP              | US        |      5447 | NS      | $1179983.61   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Principal Financial Group Inc      | Principal Financial Group Inc       | CUSIP: 74251V102<br>LEI: CUMYEZJOAF02RYZ1JJ85 | Long             | EC               | CORP              | US        |     14357 | NS      | $1206562.28   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| AECOM                              | AECOM                               | CUSIP: 00766T100<br>LEI: 0EEB8GF0W0NPCIHZX097 | Long             | EC               | CORP              | US        |     48940 | NS      | $6575089.00   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| First Commonwealth Financial C     | First Commonwealth Financial Corp   | CUSIP: 319829107<br>LEI: 549300ZHLQ42NXDETL24 | Long             | EC               | CORP              | US        |     74060 | NS      | $1132377.40   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Roadhouse Inc                | Texas Roadhouse Inc                 | CUSIP: 882681109<br>LEI: 5299002Y1CNRPDGXTQ75 | Long             | EC               | CORP              | US        |      6943 | NS      | $1135735.94   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Veralto Corp                       | Veralto Corp                        | CUSIP: 92338C103<br>LEI: 635400FJE6GSOJUSNY27 | Long             | EC               | CORP              | US        |     14109 | NS      | $1392276.12   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| La-Z-Boy Inc                       | La-Z-Boy Inc                        | CUSIP: 505336107<br>LEI: 549300WNO1WMN9ZG2519 | Long             | EC               | CORP              | US        |     91181 | NS      | $2890437.70   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| SLM Corp                           | SLM Corp                            | CUSIP: 78442P106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     41569 | NS      | $1116127.65   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Clear Secure Inc                   | Clear Secure Inc                    | CUSIP: 18467V109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    203420 | NS      | $6198207.40   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Equitable Holdings Inc             | Equitable Holdings Inc              | CUSIP: 29452E101<br>LEI: 549300FIBAKMNHPZ4009 | Long             | EC               | CORP              | US        |     23233 | NS      | $1147710.20   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Sylvamo Corp                       | Sylvamo Corp                        | CUSIP: 871332102<br>LEI: 5493001AOYU1ZOWOC971 | Long             | EC               | CORP              | US        |     15109 | NS      | $613425.40    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Selective Insurance Group Inc      | Selective Insurance Group Inc       | CUSIP: 816300107<br>LEI: 549300R3WGJWLE40R258 | Long             | EC               | CORP              | US        |     19150 | NS      | $1442761.00   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Donaldson Co Inc                   | Donaldson Co Inc                    | CUSIP: 257651109<br>LEI: OZE6KXY9QQPR8EJ8WL20 | Long             | EC               | CORP              | US        |     55714 | NS      | $4693904.50   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Comfort Systems USA Inc            | Comfort Systems USA Inc             | CUSIP: 199908104<br>LEI: 5299009DT1ZA5HTU6R38 | Long             | EC               | CORP              | US        |     11288 | NS      | $10899467.04  | 1.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Enterprise Financial Services      | Enterprise Financial Services Corp  | CUSIP: 293712105<br>LEI: 5493001XTU5DLD632129 | Long             | EC               | CORP              | US        |     94530 | NS      | $4950536.10   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| H&R Block Inc                      | H&R Block Inc                       | CUSIP: 093671105<br>LEI: 549300CE3KUCWLZBG404 | Long             | EC               | CORP              | US        |     53380 | NS      | $2655121.20   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Essent Group Ltd                   | Essent Group Ltd                    | CUSIP: 000000000<br>LEI: 254900QUO860OUT6ZF83 | Long             | EC               | CORP              | BM        |     46320 | NS      | $2805602.40   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Pacific Land Corp            | Texas Pacific Land Corp             | CUSIP: 88262P102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       893 | NS      | $842438.34    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Cardinal Health Inc                | Cardinal Health Inc                 | CUSIP: 14149Y108<br>LEI: CCU46N3GJMF4OK4N7U60 | Long             | EC               | CORP              | US        |     21280 | NS      | $4059585.60   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Coterra Energy Inc                 | Coterra Energy Inc                  | CUSIP: 127097103<br>LEI: FCNMH6O7VWU7LHXMK351 | Long             | EC               | CORP              | US        |     52192 | NS      | $1234862.72   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Kemper Corp                        | Kemper Corp                         | CUSIP: 488401100<br>LEI: 549300FNI1JKTRY2PV09 | Long             | EC               | CORP              | US        |     19505 | NS      | $877529.95    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| ServisFirst Bancshares Inc         | ServisFirst Bancshares Inc          | CUSIP: 81768T108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     35070 | NS      | $2464368.90   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Jack Henry & Associates Inc        | Jack Henry & Associates Inc         | CUSIP: 426281101<br>LEI: 529900X1QS8C54W0JB21 | Long             | EC               | CORP              | US        |      9177 | NS      | $1366822.38   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| RenaissanceRe Holdings Ltd         | RenaissanceRe Holdings Ltd          | CUSIP: 000000000<br>LEI: EK6GB9U3U58PDI411C94 | Long             | EC               | CORP              | BM        |      4875 | NS      | $1238688.75   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Powell Industries Inc              | Powell Industries Inc               | CUSIP: 739128106<br>LEI: 549300V08RO7MX2UBN26 | Long             | EC               | CORP              | US        |     13564 | NS      | $5200301.96   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| EMCOR Group Inc                    | EMCOR Group Inc                     | CUSIP: 29084Q100<br>LEI: 529900X0SQJB2J7YDU43 | Long             | EC               | CORP              | US        |     11129 | NS      | $7520755.62   | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Cincinnati Financial Corp          | Cincinnati Financial Corp           | CUSIP: 172062101<br>LEI: 254900Q4WEDMZBOZ0002 | Long             | EC               | CORP              | US        |     18480 | NS      | $2856823.20   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| First BanCorp/Puerto Rico          | First BanCorp/Puerto Rico           | CUSIP: 318672706<br>LEI: N/A                  | Long             | EC               | CORP              | PR        |    267822 | NS      | $5219850.78   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Napco Security Technologies In     | Napco Security Technologies Inc     | CUSIP: 630402105<br>LEI: 529900KV21J4YY9YST76 | Long             | EC               | CORP              | US        |     39368 | NS      | $1738097.20   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Chemed Corp                        | Chemed Corp                         | CUSIP: 16359R103<br>LEI: 54930020031IDJT2IM79 | Long             | EC               | CORP              | US        |     10174 | NS      | $4388046.20   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Cactus Inc                         | Cactus Inc                          | CUSIP: 127203107<br>LEI: 549300J3T8C9F8QFKV08 | Long             | EC               | CORP              | US        |    113169 | NS      | $4998674.73   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Hub Group Inc                      | Hub Group Inc                       | CUSIP: 443320106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     27003 | NS      | $994520.49    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| New York Times Co/The              | New York Times Co/The               | CUSIP: 650111107<br>LEI: 529900J1WEMMIW7BOH57 | Long             | EC               | CORP              | US        |    100875 | NS      | $5748866.25   | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Dillard's Inc                      | Dillard's Inc                       | CUSIP: 254067101<br>LEI: 529900FGYKMWL6019P91 | Long             | EC               | CORP              | US        |      6431 | NS      | $3859114.48   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Terex Corp                         | Terex Corp                          | CUSIP: 880779103<br>LEI: YAWJZJYEQ7M1SYMOS462 | Long             | EC               | CORP              | US        |     25453 | NS      | $1171347.06   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Brink's Co/The                     | Brink's Co/The                      | CUSIP: 109696104<br>LEI: XFP140TFNOQMIVFTVQ13 | Long             | EC               | CORP              | US        |     43361 | NS      | $4820008.76   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Lear Corp                          | Lear Corp                           | CUSIP: 521865204<br>LEI: 549300UPNBTXA1SYTQ33 | Long             | EC               | CORP              | US        |     27221 | NS      | $2848677.65   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Balchem Corp                       | Balchem Corp                        | CUSIP: 057665200<br>LEI: 549300VR70OPMHUI3557 | Long             | EC               | CORP              | US        |     16966 | NS      | $2602414.74   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Enact Holdings Inc                 | Enact Holdings Inc                  | CUSIP: 29249E109<br>LEI: 9845003CA5664B741N19 | Long             | EC               | CORP              | US        |     77798 | NS      | $2778944.56   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Turning Point Brands Inc           | Turning Point Brands Inc            | CUSIP: 90041L105<br>LEI: 549300IYG00QF0VVP302 | Long             | EC               | CORP              | US        |     15054 | NS      | $1353354.60   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Axis Capital Holdings Ltd          | Axis Capital Holdings Ltd           | CUSIP: 000000000<br>LEI: 635400VD2NQBYAHMEM55 | Long             | EC               | CORP              | BM        |     41147 | NS      | $3853828.02   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Fortive Corp                       | Fortive Corp                        | CUSIP: 34959J108<br>LEI: 549300MU9YQJYHDQEF63 | Long             | EC               | CORP              | US        |     31299 | NS      | $1575591.66   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Woodward Inc                       | Woodward Inc                        | CUSIP: 980745103<br>LEI: YPYKXXTR8TFDH54ZMB45 | Long             | EC               | CORP              | US        |     26787 | NS      | $7021140.57   | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Old Republic International Cor     | Old Republic International Corp     | CUSIP: 680223104<br>LEI: 549300IV6O2YY2A1KH37 | Long             | EC               | CORP              | US        |     37478 | NS      | $1478881.88   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Pinnacle Financial Partners In     | Pinnacle Financial Partners Inc     | CUSIP: 72346Q104<br>LEI: 54930098EZ8JMSAZGS24 | Long             | EC               | CORP              | US        |     15410 | NS      | $1313086.10   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| East West Bancorp Inc              | East West Bancorp Inc               | CUSIP: 27579R104<br>LEI: 254900O4X656YXFOYB11 | Long             | EC               | CORP              | US        |     55256 | NS      | $5614009.60   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Phinia Inc                         | Phinia Inc                          | CUSIP: 71880K101<br>LEI: 254900HG6MORZE1FFM18 | Long             | EC               | CORP              | US        |     24867 | NS      | $1290845.97   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| NetApp Inc                         | NetApp Inc                          | CUSIP: 64110D104<br>LEI: QTX3D84DZDD5JYOCYH15 | Long             | EC               | CORP              | US        |     26850 | NS      | $3162393.00   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| SM Energy Co                       | SM Energy Co                        | CUSIP: 78454L100<br>LEI: 84BUTVXV5ODI6BXNMH43 | Long             | EC               | CORP              | US        |     30856 | NS      | $644581.84    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| National HealthCare Corp           | National HealthCare Corp            | CUSIP: 635906100<br>LEI: 254900PTS11LS1JS2752 | Long             | EC               | CORP              | US        |     13200 | NS      | $1576608.00   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Wintrust Financial Corp            | Wintrust Financial Corp             | CUSIP: 97650W108<br>LEI: Q774KI4AW80FHFW33O61 | Long             | EC               | CORP              | US        |     42553 | NS      | $5532741.06   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Primoris Services Corp             | Primoris Services Corp              | CUSIP: 74164F103<br>LEI: 549300UF3OLBJ8D5K349 | Long             | EC               | CORP              | US        |     31294 | NS      | $4428726.88   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Northern Trust Corp                | Northern Trust Corp                 | CUSIP: 665859104<br>LEI: 549300GLF98S992BC502 | Long             | EC               | CORP              | US        |     48158 | NS      | $6196489.86   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Hecla Mining Co                    | Hecla Mining Co                     | CUSIP: 422704106<br>LEI: 5493009Y6HOBZD1QD537 | Long             | EC               | CORP              | US        |    176027 | NS      | $2265467.49   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Toll Brothers Inc                  | Toll Brothers Inc                   | CUSIP: 889478103<br>LEI: 529900JB6IS9MSZGVR44 | Long             | EC               | CORP              | US        |     30670 | NS      | $4138916.50   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Drainage Systems Inc      | Advanced Drainage Systems Inc       | CUSIP: 00790R104<br>LEI: 6QQTOZ5MF5DHM7K92I60 | Long             | EC               | CORP              | US        |     44424 | NS      | $6221581.20   | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Federated Hermes Inc               | Federated Hermes Inc                | CUSIP: 314211103<br>LEI: R05X5UQ874RGFF7HHD84 | Long             | EC               | CORP              | US        |     28210 | NS      | $1367620.80   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Paycom Software Inc                | Paycom Software Inc                 | CUSIP: 70432V102<br>LEI: 254900LSB0HNJUDC6Q18 | Long             | EC               | CORP              | US        |     23626 | NS      | $4420188.34   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Lennox International Inc           | Lennox International Inc            | CUSIP: 526107107<br>LEI: S7DWAC87RDMPBF77GJ92 | Long             | EC               | CORP              | US        |      2124 | NS      | $1072620.00   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Winmark Corp                       | Winmark Corp                        | CUSIP: 974250102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6395 | NS      | $2578272.15   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| CSW Industrials Inc                | CSW Industrials Inc                 | CUSIP: 126402106<br>LEI: 549300SYOEO3RVQ7FB83 | Long             | EC               | CORP              | US        |      8578 | NS      | $2148102.76   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Home BancShares Inc/AR             | Home BancShares Inc/AR              | CUSIP: 436893200<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    140578 | NS      | $3754838.38   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| PriceSmart Inc                     | PriceSmart Inc                      | CUSIP: 741511109<br>LEI: 549300JVYOSTGVSDZS46 | Long             | EC               | CORP              | US        |     56266 | NS      | $6467214.04   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| NOV Inc                            | NOV Inc                             | CUSIP: 62955J103<br>LEI: 549300EHF3IW1AR6U008 | Long             | EC               | CORP              | US        |    397573 | NS      | $5804565.80   | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Ralph Lauren Corp                  | Ralph Lauren Corp                   | CUSIP: 751212101<br>LEI: HO1QNWM0IXBZ0QSMMO20 | Long             | EC               | CORP              | US        |     20646 | NS      | $6599700.36   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Allegion plc                       | Allegion plc                        | CUSIP: 000000000<br>LEI: 984500560CAC2E6FB757 | Long             | EC               | CORP              | IE        |     18723 | NS      | $3103711.71   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Watts Water Technologies Inc       | Watts Water Technologies Inc        | CUSIP: 942749102<br>LEI: 549300REJOO94ERQN318 | Long             | EC               | CORP              | US        |     23387 | NS      | $6375296.20   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| OFG Bancorp                        | OFG Bancorp                         | CUSIP: 67103X102<br>LEI: 549300Q4QEXJ37LEXQ06 | Long             | EC               | CORP              | PR        |    126969 | NS      | $4908621.54   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Atkore Inc                         | Atkore Inc                          | CUSIP: 047649108<br>LEI: 52990002TI38AM4RPV48 | Long             | EC               | CORP              | US        |     14788 | NS      | $1024069.00   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Franklin Electric Co Inc           | Franklin Electric Co Inc            | CUSIP: 353514102<br>LEI: RR6AURIKMXUE4Q24G284 | Long             | EC               | CORP              | US        |     56272 | NS      | $5332897.44   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Royal Gold Inc                     | Royal Gold Inc                      | CUSIP: 780287108<br>LEI: 5493001NGRU6SFL04184 | Long             | EC               | CORP              | US        |     16250 | NS      | $2840337.50   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Omnicom Group Inc                  | Omnicom Group Inc                   | CUSIP: 681919106<br>LEI: HKUPACFHSSASQK8HLS17 | Long             | EC               | CORP              | US        |     13302 | NS      | $997916.04    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Lincoln National Corp              | Lincoln National Corp               | CUSIP: 534187109<br>LEI: EFQMQROEDSNBRIP7LE47 | Long             | EC               | CORP              | US        |    108276 | NS      | $4547592.00   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Alamo Group Inc                    | Alamo Group Inc                     | CUSIP: 011311107<br>LEI: 54930080C93RVZRSDV26 | Long             | EC               | CORP              | US        |     28157 | NS      | $5032219.04   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Perdoceo Education Corp            | Perdoceo Education Corp             | CUSIP: 71363P106<br>LEI: 529900X5PCA184O9LY90 | Long             | EC               | CORP              | US        |    186019 | NS      | $5907963.44   | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| World Kinect Corp                  | World Kinect Corp                   | CUSIP: 981475106<br>LEI: D3W7PCXCBRQLL17DZ313 | Long             | EC               | CORP              | US        |     48169 | NS      | $1245168.65   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Graham Holdings Co                 | Graham Holdings Co                  | CUSIP: 384637104<br>LEI: 529900BOSCEEEMAFQJ29 | Long             | EC               | CORP              | US        |      4091 | NS      | $4140623.83   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| UniFirst Corp/MA                   | UniFirst Corp/MA                    | CUSIP: 904708104<br>LEI: 5493003XBTNWBC8UK019 | Long             | EC               | CORP              | US        |     21505 | NS      | $3319296.75   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| IDT Corp                           | IDT Corp                            | CUSIP: 448947507<br>LEI: 549300JNTN7ZMJDFCL56 | Long             | EC               | CORP              | US        |     45227 | NS      | $2291199.82   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Esab Corp                          | Esab Corp                           | CUSIP: 29605J106<br>LEI: 549300ZNV0SWBXEIWT04 | Long             | EC               | CORP              | US        |     10943 | NS      | $1278361.26   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| VeriSign Inc                       | VeriSign Inc                        | CUSIP: 92343E102<br>LEI: LMPL4N8ZOJRMF0KOF759 | Long             | EC               | CORP              | US        |      5481 | NS      | $1314343.80   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Innospec Inc                       | Innospec Inc                        | CUSIP: 45768S105<br>LEI: 213800SQBACNY5IWJO68 | Long             | EC               | CORP              | US        |     11758 | NS      | $865153.64    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Dick's Sporting Goods Inc          | Dick's Sporting Goods Inc           | CUSIP: 253393102<br>LEI: 529900SSBV5I4LWSK313 | Long             | EC               | CORP              | US        |     19911 | NS      | $4409290.95   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| National Bank Holdings Corp        | National Bank Holdings Corp         | CUSIP: 633707104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     29212 | NS      | $1041699.92   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-12-19

**Name of Applicant:** First Trust Exchange-Traded Fund IV

**Signature:** Derek Maltbie

**Name of Signer:** Derek Maltbie

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer