# EDGAR Filing Document

**Accession Number:** 0001145022
**File Stem:** 0000894189-25-005664
**Filing Date:** 2025-8
**Character Count:** 26303
**Document Hash:** 6e1cd9386a91b2b5b10d20d06aa3aa9b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000894189-25-005664.hdr.sgml**: 20250820

**ACCESSION NUMBER**: 0000894189-25-005664

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250820

**DATE AS OF CHANGE**: 20250819

**PERIOD START**: 20250630

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HOTCHKIS & WILEY FUNDS /DE/
- **CENTRAL INDEX KEY:** 0001145022

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-10487
- **FILM NUMBER:** 251233210

**BUSINESS ADDRESS:**
- **STREET 1:** 601 SOUTH FIGUEROA STREET
- **STREET 2:** 39TH FLOOR
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90017-5704
- **BUSINESS PHONE:** 2134301000

**MAIL ADDRESS:**
- **STREET 1:** 601 SOUTH FIGUEROA STREET
- **STREET 2:** 39TH FLOOR
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90017-5704

## Series and Classes Contracts Data

### Hotchkis & Wiley Small Cap Value Fund (Series ID: S000006215)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000017134 | Class I      | HWSIX           |
| C000017135 | Class A      | HWSAX           |
| C000017136 | Class C      | HWSCX           |
| C000205769 | Class Z      | HWSZX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** HOTCHKIS & WILEY FUNDS/DE/

- **b. Investment Company Act file number:** 811-10487

- **c. CIK number of Registrant:** 0001145022

- **d. LEI of Registrant:** 549300DFU8YF1PWZ5A57

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 601 South Figueroa Street

  - **City:** Los Angeles

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 90017-5704

  - **Telephone number:** 213-430-1000

**Item A.2. Information about the Series.**

- **a. Name of Series:** Hotchkis and Wiley Small Cap Value Fund

- **b. EDGAR series identifier (if any):** S000006215

- **c. LEI of Series:** 549300C1B9DFFEPN4U41

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-06-30

- **b. Date as of which information is reported:** 2025-06-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $746575828.51

**Total Liabilities:** $3165785.64

**Net Assets:** $743410042.87

**Cash Not Reported:** $1354747.28

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000017134 | -7.21%               | 5.66%                | 5.42%                |
| Class ID C000017135 | -7.24%               | 5.66%                | 5.39%                |
| Class ID C000017136 | -7.30%               | 5.58%                | 5.34%                |
| Class ID C000205769 | -7.21%               | 5.69%                | 5.41%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-12151854.26            | $-44316878.48                              |
| Month 2  | $-960267.79              | $37733312.01                               |
| Month 3  | $-1630868.42             | $38438208.63                               |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                            | Title                                 | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| WaFd Inc                        | WaFd Inc                              | CUSIP: 938824109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     40098 | NS      | $1174069.44   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| ASGN Inc                        | ASGN Inc                              | CUSIP: 00191U102<br>LEI: LZBNYYCBUKY537072438 | Long             | EC               | CORP              | US        |    182300 | NS      | $9102239.00   | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| U-Haul Holding Co               | U-Haul Holding Co                     | CUSIP: 023586506<br>LEI: 5493003WIDMLDHYC6Y24 | Long             | EC               | CORP              | US        |    436900 | NS      | $23754253.00  | 3.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Brink's Co/The                  | Brink's Co/The                        | CUSIP: 109696104<br>LEI: XFP140TFNOQMIVFTVQ13 | Long             | EC               | CORP              | US        |     91600 | NS      | $8178964.00   | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Evercore Inc                    | Evercore Inc                          | CUSIP: 29977A105<br>LEI: 529900P6KLPT95DW3W58 | Long             | EC               | CORP              | US        |     11300 | NS      | $3051226.00   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Global Indemnity Group LLC      | Global Indemnity Group LLC            | CUSIP: 37959R103<br>LEI: 549300KNR55WEKSPTK65 | Long             | EC               | CORP              | US        |    316036 | NS      | $9910888.96   | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Horace Mann Educators Corp      | Horace Mann Educators Corp            | CUSIP: 440327104<br>LEI: 254900G5YAV3A2YK8T32 | Long             | EC               | CORP              | US        |    208500 | NS      | $8959245.00   | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Hudson Global Inc               | Hudson Global Inc                     | CUSIP: 443787205<br>LEI: 54930073WVI9H7ILKL69 | Long             | EC               | CORP              | US        |    134387 | NS      | $1143633.37   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Lear Corp                       | Lear Corp                             | CUSIP: 521865204<br>LEI: 549300UPNBTXA1SYTQ33 | Long             | EC               | CORP              | US        |    176600 | NS      | $16773468.00  | 2.26%             |  |  |  | No            |                  1 | On Loan: No      |
| MDU Resources Group Inc         | MDU Resources Group Inc               | CUSIP: 552690109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    307000 | NS      | $5117690.00   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| ManpowerGroup Inc               | ManpowerGroup Inc                     | CUSIP: 56418H100<br>LEI: ERO1WSFOSR0JJ6CRQ987 | Long             | EC               | CORP              | US        |    202700 | NS      | $8189080.00   | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| MillerKnoll Inc                 | MillerKnoll Inc                       | CUSIP: 600544100<br>LEI: U98HXD3PNK7HYU2MU887 | Long             | EC               | CORP              | US        |     82000 | NS      | $1592440.00   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Miller Industries Inc/TN        | Miller Industries Inc/TN              | CUSIP: 600551204<br>LEI: 549300F1O74SPUJ7UU94 | Long             | EC               | CORP              | US        |    122300 | NS      | $5437458.00   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| National CineMedia Inc          | National CineMedia Inc                | CUSIP: 635309206<br>LEI: 5493000MOLIVSOGKEB48 | Long             | EC               | CORP              | US        |   1402700 | NS      | $6796081.50   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| OGE Energy Corp                 | OGE Energy Corp                       | CUSIP: 670837103<br>LEI: CE5OG6JPOZMDSA0LAQ19 | Long             | EC               | CORP              | US        |    324400 | NS      | $14396872.00  | 1.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Olin Corp                       | Olin Corp                             | CUSIP: 680665205<br>LEI: 549300GKK294V7W57P06 | Long             | EC               | CORP              | US        |    912700 | NS      | $18336143.00  | 2.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Perella Weinberg Partners       | Perella Weinberg Partners             | CUSIP: 71367G102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     60200 | NS      | $1169084.00   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| SLM Corp                        | SLM Corp                              | CUSIP: 78442P106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    575000 | NS      | $18854250.00  | 2.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Sonic Automotive Inc            | Sonic Automotive Inc                  | CUSIP: 83545G102<br>LEI: 549300NTLRGJ2JCBZU03 | Long             | EC               | CORP              | US        |    120900 | NS      | $9663537.00   | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Stanley Black & Decker Inc      | Stanley Black & Decker Inc            | CUSIP: 854502101<br>LEI: 549300DJ09SMTO561131 | Long             | EC               | CORP              | US        |     69600 | NS      | $4715400.00   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Stifel Financial Corp           | Stifel Financial Corp                 | CUSIP: 860630102<br>LEI: 549300E5F07FE5GHJX84 | Long             | EC               | CORP              | US        |    174100 | NS      | $18068098.00  | 2.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Synovus Financial Corp          | Synovus Financial Corp                | CUSIP: 87161C501<br>LEI: 549300EIUS8UN5JTLE54 | Long             | EC               | CORP              | US        |     63300 | NS      | $3275775.00   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| WESCO International Inc         | WESCO International Inc               | CUSIP: 95082P105<br>LEI: 529900TXOGREY3WNJ434 | Long             | EC               | CORP              | US        |     17600 | NS      | $3259520.00   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| WEX Inc                         | WEX Inc                               | CUSIP: 96208T104<br>LEI: T9M5IGROL1TL1G5OV478 | Long             | EC               | CORP              | US        |    111500 | NS      | $16378235.00  | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| International Game Technology   | International Game Technology PLC     | CUSIP: N/A<br>LEI: 549300UQ6KHRCZDRGZ76       | Long             | EC               | CORP              | US        |    238000 | NS      | $3762780.00   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Arrow Electronics Inc           | Arrow Electronics Inc                 | CUSIP: 042735100<br>LEI: 549300YNNLBXT8N8R512 | Long             | EC               | CORP              | US        |     17800 | NS      | $2268254.00   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Baytex Energy Corp              | Baytex Energy Corp                    | CUSIP: 07317Q105<br>LEI: 549300R5LTV2H7I1I079 | Long             | EC               | CORP              | CA        |   1739786 | NS      | $3114216.94   | 0.42%             |  |  |  | No            |                  1 | On Loan: —       |
| Berry Corp                      | Berry Corp                            | CUSIP: 08579X101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    609400 | NS      | $1688038.00   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Ecovyst Inc                     | Ecovyst Inc                           | CUSIP: 27923Q109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   2764700 | NS      | $22753481.00  | 3.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Euronet Worldwide Inc           | Euronet Worldwide Inc                 | CUSIP: 298736109<br>LEI: YG3575C4DSHJPA5KET68 | Long             | EC               | CORP              | US        |     39200 | NS      | $3974096.00   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| F5 Inc                          | F5 Inc                                | CUSIP: 315616102<br>LEI: 54930015FPK9KT966303 | Long             | EC               | CORP              | US        |    233300 | NS      | $68664856.00  | 9.24%             |  |  |  | No            |                  1 | On Loan: No      |
| First Hawaiian Inc              | First Hawaiian Inc                    | CUSIP: 32051X108<br>LEI: 5493002DJSH46F5OLV06 | Long             | EC               | CORP              | US        |    973400 | NS      | $24296064.00  | 3.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Greenbrier Cos Inc/The          | Greenbrier Cos Inc/The                | CUSIP: 393657101<br>LEI: 5493001GAGGFR30BP390 | Long             | EC               | CORP              | US        |     73650 | NS      | $3391582.50   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Jones Lang LaSalle Inc          | Jones Lang LaSalle Inc                | CUSIP: 48020Q107<br>LEI: 6SYKCME112RT8TQUO411 | Long             | EC               | CORP              | US        |    111200 | NS      | $28442736.00  | 3.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Kosmos Energy Ltd               | Kosmos Energy Ltd                     | CUSIP: 500688106<br>LEI: 213800YDFJ3OT9B5P157 | Long             | EC               | CORP              | US        |   2782900 | NS      | $4786588.00   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| NOV Inc                         | NOV Inc                               | CUSIP: 62955J103<br>LEI: 549300EHF3IW1AR6U008 | Long             | EC               | CORP              | US        |   2486800 | NS      | $30910924.00  | 4.16%             |  |  |  | No            |                  1 | On Loan: No      |
| NextDecade Corp                 | NextDecade Corp                       | CUSIP: 65342K105<br>LEI: 549300XB4GCLNGHFTT48 | Long             | EC               | CORP              | US        |    330500 | NS      | $2944755.00   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Popular Inc                     | Popular Inc                           | CUSIP: 733174700<br>LEI: 5493008CARDZMVQ3LO89 | Long             | EC               | CORP              | PR        |    219800 | NS      | $24224158.00  | 3.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Quad/Graphics Inc               | Quad/Graphics Inc                     | CUSIP: 747301109<br>LEI: W2D68G5NJH4X0NW8PT65 | Long             | EC               | CORP              | US        |    408500 | NS      | $2308025.00   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Solventum Corp                  | Solventum Corp                        | CUSIP: 83444M101<br>LEI: 254900I70403OSGY4M28 | Long             | EC               | CORP              | US        |    200500 | NS      | $15205920.00  | 2.05%             |  |  |  | No            |                  1 | On Loan: No      |
| ODP Corp/The                    | ODP Corp/The                          | CUSIP: 88337F105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    362480 | NS      | $6571762.40   | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Enstar Group Ltd                | Enstar Group Ltd                      | CUSIP: N/A<br>LEI: 213800AMAL5QFXVUCN04       | Long             | EC               | CORP              | BM        |      6619 | NS      | $2226366.84   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Herbalife Ltd                   | Herbalife Ltd                         | CUSIP: N/A<br>LEI: 549300BA7TYPBSZZIA41       | Long             | EC               | CORP              | US        |       900 | NS      | $7758.00      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| LivaNova PLC                    | LivaNova PLC                          | CUSIP: N/A<br>LEI: 2138001K2FX6SHK2B339       | Long             | EC               | CORP              | GB        |    315100 | NS      | $14185802.00  | 1.91%             |  |  |  | No            |                  1 | On Loan: No      |
| APA Corp                        | APA Corp                              | CUSIP: 03743Q108<br>LEI: 549300VCIWLRHYVSHC79 | Long             | EC               | CORP              | US        |    515308 | NS      | $9424983.32   | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Seritage Growth Properties      | Seritage Growth Properties            | CUSIP: 81752R100<br>LEI: 5493003CJFC2MM82WB25 | Long             | EC               | CORP              | US        |    794210 | NS      | $2446166.80   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| SIGA Technologies Inc           | SIGA Technologies Inc                 | CUSIP: 826917106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    419600 | NS      | $2735792.00   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Stagwell Inc                    | Stagwell Inc                          | CUSIP: 85256A109<br>LEI: 549300KIYTU6J3NYJ009 | Long             | EC               | CORP              | US        |   6230537 | NS      | $28037416.50  | 3.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Timken Co/The                   | Timken Co/The                         | CUSIP: 887389104<br>LEI: B0I35MLPFXZSE70ASS73 | Long             | EC               | CORP              | US        |    286300 | NS      | $20771065.00  | 2.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Adient PLC                      | Adient PLC                            | CUSIP: N/A<br>LEI: 5493002QLDY8O75RTR78       | Long             | EC               | CORP              | US        |    672800 | NS      | $13092688.00  | 1.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Weatherford International PLC   | Weatherford International PLC         | CUSIP: N/A<br>LEI: 529900LPBDSCQDJKHQ39       | Long             | EC               | CORP              | US        |     36900 | NS      | $1856439.00   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Atmus Filtration Technologies   | Atmus Filtration Technologies Inc     | CUSIP: 04956D107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    132000 | NS      | $4807440.00   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Associated Banc-Corp            | Associated Banc-Corp                  | CUSIP: 045487105<br>LEI: 549300N3CIN473IW5094 | Long             | EC               | CORP              | US        |    335700 | NS      | $8187723.00   | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Avista Corp                     | Avista Corp                           | CUSIP: 05379B107<br>LEI: Q0IK63NITJD6RJ47SW96 | Long             | EC               | CORP              | US        |    226600 | NS      | $8599470.00   | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Lithia Motors Inc               | Lithia Motors Inc                     | CUSIP: 536797103<br>LEI: SE8N1EZEHPZQBCBVKD53 | Long             | EC               | CORP              | US        |     51700 | NS      | $17465294.00  | 2.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Murphy Oil Corp                 | Murphy Oil Corp                       | CUSIP: 626717102<br>LEI: QBKYQD0ODE7DC7PDIN91 | Long             | EC               | CORP              | US        |    584900 | NS      | $13160250.00  | 1.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Black Hills Corp                | Black Hills Corp                      | CUSIP: 092113109<br>LEI: 3MGELCRSTNSAMJ962671 | Long             | EC               | CORP              | US        |     71800 | NS      | $4027980.00   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Fluor Corp                      | Fluor Corp                            | CUSIP: 343412102<br>LEI: CQ7WZ4NOFWT7FAE6Q943 | Long             | EC               | CORP              | US        |    447500 | NS      | $22943325.00  | 3.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Marriott Vacations Worldwide C  | Marriott Vacations Worldwide Corp     | CUSIP: 57164Y107<br>LEI: 549300WA6BT5H4F7IO94 | Long             | EC               | CORP              | US        |    262300 | NS      | $18966913.00  | 2.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of NT Butterfield & Son L  | Bank of NT Butterfield & Son Ltd/The  | CUSIP: N/A<br>LEI: 549300V8RVM0EMTDPF28       | Long             | EC               | CORP              | BM        |    378100 | NS      | $16742268.00  | 2.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Ovintiv Inc                     | Ovintiv Inc                           | CUSIP: 69047Q102<br>LEI: 2549003MEX7YMKLGI239 | Long             | EC               | CORP              | US        |    103200 | NS      | $3926760.00   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| RMR Group Inc/The               | RMR Group Inc/The                     | CUSIP: 74967R106<br>LEI: 549300JP4L34E48UJM16 | Long             | EC               | CORP              | US        |    119100 | NS      | $1947285.00   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Rush Enterprises Inc            | Rush Enterprises Inc                  | CUSIP: 781846209<br>LEI: 529900V3XHTN7A6DFT17 | Long             | EC               | CORP              | US        |    169400 | NS      | $8725794.00   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Avnet Inc                       | Avnet Inc                             | CUSIP: 053807103<br>LEI: XJI53DCPL7QABOWK4Z75 | Long             | EC               | CORP              | US        |    555300 | NS      | $29475324.00  | 3.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Crescent Energy Co              | Crescent Energy Co                    | CUSIP: 44952J104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    155400 | NS      | $1336440.00   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Expro Group Holdings NV         | Expro Group Holdings NV               | CUSIP: N/A<br>LEI: 724500LJYA8QIT73H017       | Long             | EC               | CORP              | US        |    357982 | NS      | $3075065.38   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Government & Agency Po  | Invesco Government & Agency Portfolio | CUSIP: 825252885<br>LEI: 5493007T1J7WZ5QI1A47 | Long             | STIV             | RF                | US        |   2229134 | NS      | $2229134.50   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Brown Brothers Harriman and Co. | Brown Brothers Harriman and Co.       | CUSIP: N/A<br>LEI: 5493006KMX1VFTPYPW14       | Long             | STIV             | CORP              | US        |         0 | PA      | $0.14         | 0.00%             | 2025-06-30      | Fixed         | 3.17%                 | No            |                  2 | On Loan: No      |
| Brown Brothers Harriman and Co. | Citigroup, Inc.                       | CUSIP: N/A<br>LEI: 5493006KMX1VFTPYPW14       | Long             | STIV             | CORP              | US        |  17855925 | PA      | $17855925.02  | 2.40%             | 2025-06-30      | Fixed         | 3.68%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2025-08-07

**Name of Applicant:** HOTCHKIS & WILEY FUNDS/DE/

**Signature:** /s/ James Menvielle

**Name of Signer:** James Menvielle

**Title:** Treasurer / Principal Financial Officer