# EDGAR Filing Document

**Accession Number:** 0001141819
**File Stem:** 0001145549-23-007550
**Filing Date:** 2023-2
**Character Count:** 77695
**Document Hash:** 4f99387ab87257db22f48dd71ad90792
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-007550.hdr.sgml**: 20230222

**ACCESSION NUMBER**: 0001145549-23-007550

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230222

**DATE AS OF CHANGE**: 20230222

**PERIOD START**: 20230930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TRUST FOR PROFESSIONAL MANAGERS
- **CENTRAL INDEX KEY:** 0001141819
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-10401
- **FILM NUMBER:** 23651351

**BUSINESS ADDRESS:**
- **STREET 1:** U.S. BANCORP FUND SERVICES LLC
- **STREET 2:** 615 EAST MICHIGAN ST 2ND FLOOR
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 4147655067

**MAIL ADDRESS:**
- **STREET 1:** U.S. BANCORP FUND SERVICES LLC
- **STREET 2:** 615 EAST MICHIGAN ST 2ND FLOOR
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ZODIAC TRUST
- **DATE OF NAME CHANGE:** 20010601

## Series and Classes Contracts Data

### CrossingBridge Pre-Merger SPAC ETF (Series ID: S000073002)

| Class ID   | Class Name                         | Ticker Symbol   |
|:---|:---|:---|
| C000229763 | CrossingBridge Pre-Merger SPAC ETF | SPC             |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **CrossingBridge Pre-Merger SPAC ETF** | | |
| **Schedule of Investments** | | |
| **December 31, 2022 (Unaudited)** | | |
|  |<br><br>**Number of**<br>**Shares** |<br><br>**Value** |
| **Special Purpose Acquisition Companies - 88.67%** | | |
| A SPAC I Acquisition Corp. (a)(b) | 93959 | 958382 |
| African Gold Acquisition Corp. (a)(b) | 54849 | 551232 |
| Agile Growth Corp. (a)(b) | 94601 | 954524 |
| Ahren Acquisition Corp. (a)(b) | 4449 | 45825 |
| Anthemis Digital Acquisitions I Corp. (a)(b) | 10780 | 110872 |
| Anzu Special Acquisition Corp. I (b) | 1458 | 14726 |
| AP Acquisition Corp. (a)(b) | 18052 | 186928 |
| Apollo Strategic Growth Capital II (a)(b) | 143914 | 1442018 |
| Ares Acquisition Corp. (a)(b) | 28381 | 285797 |
| ARYA Sciences Acquisition Corp. V (a)(b) | 180000 | 1809900 |
| Ault Disruptive Technologies Corp. (b) | 22284 | 229191 |
| Avalon Acquisition, Inc. (b) | 25014 | 256393 |
| Banner Acquisition Corp. (b) | 46913 | 472883 |
| Battery Future Acquisition Corp. (a)(b) | 18985 | 194976 |
| Berenson Acquisition Corp. Founder Shares (b)(c)(d) | 922 | 34 |
| BioPlus Acquisition Corp. (a)(b) | 30182 | 310271 |
| bleuacacia Ltd. (a)(b) | 93914 | 942897 |
| Brigade-M3 European Acquisition Corp. (a)(b) | 72096 | 710146 |
| Broad Capital Acquisition Corp. (b) | 49003 | 500811 |
| Bullpen Parlay Acquisition Co. (a)(b) | 34126 | 349450 |
| Cactus Acquisition Corp. 1 Ltd. (a)(b) | 1155 | 11879 |
| Cartesian Growth Corp. (b) | 12972 | 130498 |
| Cartesian Growth Corp. II (a)(b) | 70000 | 718200 |
| Cartica Acquisition Corp. (a)(b) | 43178 | 446892 |
| Catalyst Partners Acquisition Corp. (a)(b) | 60000 | 604800 |
| CC Neuberger Principal Holdings III (a)(b) | 62487 | 631119 |
| Churchill Capital Corp. V (b) | 8289 | 82393 |
| Churchill Capital Corp. VII (b) | 23856 | 237844 |
| Consilium Acquisition Corp. I Ltd. (a)(b) | 20000 | 203100 |
| Crescera Capital Acquisition Corp. (a)(b) | 114092 | 1166020 |
| Crown PropTech Acquisitions (a)(b) | 141909 | 1434700 |
| Deep Lake Capital Acquisition Corp. (a)(b) | 20000 | 201800 |
| DP Cap Acquisition Corp. I (a)(b) | 14092 | 144584 |
| Elliott Opportunity II Corp. (a)(b) | 207709 | 2093707 |
| Enphys Acquisition Corp. (a)(b) | 40586 | 407078 |
| Enterprise 4.0 Technology Acquisition Corp. (a)(b) | 17965 | 184860 |
| Epiphany Technology Acquisition Corp. (b) | 1498 | 15070 |
| ESGEN Acquisition Corp. (a)(b) | 3003 | 31051 |
| ESM Acquisition Corp. (a)(b) | 94246 | 950942 |
| EVe Mobility Acquisition Corp. (a)(b) | 13056 | 134477 |
| Everest Consolidator Acquisition Corp. (b) | 9895 | 101226 |
| Financials Acquisition Corp. (a)(b)(e) | 16603 | 201225 |
| Finnovate Acquisition Corp. (a)(b) | 16866 | 173298 |
| Flame Acquisition Corp. (b) | 7463 | 75003 |
| FTAC Hera Acquisition Corp. (a)(b) | 28084 | 284210 |
| FutureTech II Acquisition Corp. (b) | 10655 | 110066 |
| G Squared Ascend I, Inc. (a)(b) | 9771 | 98736 |
| Games & Esports Experience Acquisition Corp. (a)(b) | 14092 | 145289 |
| Global Technology Acquisition Corp. I (a)(b) | 12170 | 125108 |
| Goal Acquisitions Corp. (b) | 18894 | 190074 |
| GoGreen Investments Corp. (a)(b) | 2925 | 30361 |
| GP Bullhound Acquisition I SE (a)(b)(f) | 70946 | 755641 |
| GSR II Meteora Acquisition Corp. (b) | 37163 | 377019 |
| HCM Acquisition Corp. (a)(b) | 43358 | 444853 |
| Healthcare AI Acquisition Corp. (a)(b) | 50000 | 513750 |
| HH&L Acquisition Co. (a)(b) | 1458 | 14740 |
| Hiro Metaverse Acquisitions I SA (a)(b)(e) | 42576 | 516012 |
| Ibere Pharmaceuticals (a)(b) | 66225 | 668210 |
| Iconic Sports Acquisition Corp. (a)(b) | 132506 | 1372100 |
| Independence Holdings Corp. (a)(b) | 102157 | 1030764 |
| Infinite Acquisition Corp. (a)(b) | 199042 | 2040180 |
| InFinT Acquisition Corp. (a)(b) | 14808 | 153411 |
| Innovative International Acquisition Corp. (a)(b) | 8966 | 92350 |
| Investcorp Europe Acquisition Corp. I (a)(b) | 29715 | 306064 |
| Investcorp India Acquisition Corp. (a)(b) | 111000 | 1148850 |
| Itiquira Acquisition Corp. (a)(b) | 20748 | 209347 |
| Jaguar Global Growth Corp. I (a)(b) | 56926 | 582353 |
| Kismet Acquisition Two Corp. (a)(b) | 104998 | 1060480 |
| Lazard Growth Acquisition Corp. I (a)(b) | 128302 | 1297133 |
| Leo Holdings Corp. II (a)(b) | 4696 | 47383 |
| LF Capital Acquisition Corp. II (b) | 4957 | 50859 |
| Lionheart III Corp. (b) | 2754 | 28242 |
| Live Oak Mobility Acquisition Corp. (b) | 1458 | 14660 |
| M3-Brigade Acquisition II Corp. (b) | 3874 | 38817 |
| M3-Brigade Acquisition III Corp. (b) | 12589 | 127652 |
| Macondray Capital Acquisition Corp. I (a)(b) | 9843 | 100300 |
| Mason Industrial Technology, Inc. (b) | 15441 | 154333 |
| McLaren Technology Acquisition Corp. (b) | 3671 | 37481 |
| MELI Kaszek Pioneer Corp. (a)(b) | 59714 | 595349 |
| Mercato Partners Acquisition Corp. (b) | 13519 | 138570 |
| Mercury Ecommerce Acquisition Corp. (b) | 42969 | 436995 |
| New Vista Acquisition Corp. (a)(b) | 2774 | 28004 |
| Northern Star Investment Corp. III (b) | 2844 | 28582 |
| Onyx Acquisition Co. I (a)(b) | 40996 | 422259 |
| Oxus Acquisition Corp. (a)(b) | 7470 | 77165 |
| Pathfinder Acquisition Corp. (a)(b) | 7965 | 80247 |
| Patria Latin American Opportunity Acquisition Corp. (a)(b) | 40000 | 414400 |
| Pearl Holdings Acquisition Corp. (a)(b) | 20042 | 205731 |
| PepperLime Health Acquisition Corp. (a)(b) | 2488 | 25427 |
| Peridot Acquisition Corp. II (a)(b) | 141010 | 1424906 |
| Pivotal Investment Corp. III (b) | 19088 | 193190 |
| Plum Acquisition Corp. I (a)(b) | 3193 | 32185 |
| Pontem Corp. (a)(b) | 19718 | 199349 |
| Portage Fintech Acquisition Corp. (a)(b) | 178000 | 1785340 |
| PowerUp Acquisition Corp. (a)(b) | 11421 | 117808 |
| Project Energy Reimagined Acquisition Corp. (a)(b) | 750 | 7552 |
| Pyrophyte Acquisition Corp. (a)(b) | 10370 | 107122 |
| RCF Acquisition Corp. (a)(b) | 4957 | 50859 |
| Revelstone Capital Acquisition Corp. Founder Shares (b)(c)(d) | 6000 | 1213 |
| Rose Hill Acquisition Corp. (a)(b) | 17296 | 180916 |
| Screaming Eagle Acquisition Corp. (a)(b) | 148321 | 1475052 |
| Seaport Global Acquisition II Corp. (b) | 23488 | 239578 |
| Semper Paratus Acquisition Corp. (a)(b) | 7865 | 81245 |
| Silver Spike Acquisition Corp. II (a)(b) | 22885 | 230910 |
| Sizzle Acquisition Corp. (b) | 9116 | 93166 |
| Slam Corp. (a)(b) | 3193 | 32249 |
| Spree Acquisition Corp. 1 Ltd. (a)(b) | 46978 | 481994 |
| ST Energy Transition I Ltd. (a)(b) | 9895 | 101127 |
| Supernova Partners Acquisition Co III Ltd. (a)(b) | 95218 | 959797 |
| Sustainable Development Acquisition I Corp. (b) | 2553 | 25683 |
| SVF Investment Corp. (a)(b) | 26228 | 265165 |
| SVF Investment Corp. 2 (a)(b) | 95844 | 966108 |
| Tailwind International Acquisition Corp. (a)(b) | 85063 | 858286 |
| Target Global Acquisition I Corp. (a)(b) | 81998 | 839660 |
| TB SA Acquisition Corp. (a)(b) | 46958 | 473806 |
| Tech and Energy Transition Corp. (b) | 3193 | 32026 |
| TortoiseEcofin Acquisition Corp. III (a)(b) | 100000 | 1003000 |
| Trine II Acquisition Corp. (a)(b) | 53248 | 548721 |
| two (a)(b) | 82887 | 836330 |
| Vector Acquisition Corp. II (a)(b) | 134709 | 1360561 |
| Warburg Pincus Capital Corp. I-A (a)(b) | 47524 | 479992 |
| Waverley Capital Acquisition Corp. 1 (a)(b) | 135000 | 1352700 |
| Western Acquisition Ventures Corp. (b) | 40260 | 409847 |
| Worldwide Webb Acquisition Corp. (a)(b) | 24963 | 254123 |
| Total Special Purpose Acquisition Companies (Cost $53,793,638) |  | 54830145 |
| **Rights - 0.04%** |  |  |
| A SPAC I Acquisition Corp. (a)(b) | 100000 | 9500 |
| Broad Capital Acquisition Corp. (b) | 100000 | 10000 |
| Jaguar Global Growth Corp. I (a)(b) | 50000 | 4000 |
| Redwoods Acquisition Corp. (b) | 11250 | 1365 |
| ROC Energy Acquisition Corp. (b) | 5514 | 882 |
| Total Rights (Cost $34,722) |  | 25747 |
| **Warrants - 0.06%** |  |  |
| Brigade-M3 European Acquisition Corp. (a)(b) |  |  |
| &nbsp;&nbsp;&nbsp; Expiration: 01/17/2027, Exercise Price: $11.50 | 38125 | 13344 |
| Financials Acquisition Corp. (a)(b)(e) |  |  |
| &nbsp;&nbsp;&nbsp; Expiration: 04/04/2027, Exercise Price: $11.50 | 8777 | 424 |
| GP Bullhound Acquisition I SE (a)(b)(f) |  |  |
| &nbsp;&nbsp;&nbsp; Expiration: 03/11/2027, Exercise Price: $11.50 | 37500 | 12043 |
| Hambro Perks Acquisition Corp. (a)(b)(e) |  |  |
| &nbsp;&nbsp;&nbsp; Expiration: 01/07/2026, Exercise Price: $11.50 | 37500 | 3627 |
| Hiro Metaverse Acquisitions I SA (a)(b)(e) |  |  |
| &nbsp;&nbsp;&nbsp; Expiration: 12/21/2026, Exercise Price: $11.50 | 22500 | 4216 |
| Parabellum Acquisition Corp. (b) |  |  |
| &nbsp;&nbsp;&nbsp; Expiration: 03/26/2023, Exercise Price: $11.50 | 2299 | 92 |
| Total Warrants (Cost $33,940) |  | 33746 |
| **Money Market Funds - 9.52%** |  |  |
| First American Government Obligations Fund - Class X, 4.105% (g) | 2739769 | 2739769 |
| First American Treasury Obligations Fund - Class X, 4.197% (g) | 3146915 | 3146915 |
| Total Money Market Funds (Cost $5,886,684) |  | 5886684 |
| **Total Investments (Cost $59,748,984) - 98.29%** |  | **60776322** |
| **Other Assets in Excess of Liabilities - 1.71%** |  | **1058069** |
| **Total Net Assets - 100.00%** |  | $**61834391** |
| Percentages are stated as a percent of net assets. |  |  |
| (a) Foreign issued security. |  |  |
| (b) Non-income producing security. |  |  |
| (c) Illiquid security. |  |  |
| (d) Security valued using unobservable inputs. |  |  |
| (e) Holding denominated in British Pounds. |  |  |
| (f) Holding denominated in Euros. |  |  |
| (g) Seven day yield as of December 31, 2022. |  |  |

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| **CrossingBridge Pre-Merger SPAC ETF** | **CrossingBridge Pre-Merger SPAC ETF** | **CrossingBridge Pre-Merger SPAC ETF** | |  | | |
| **Schedule of Forward Currency Exchange Contracts** | **Schedule of Forward Currency Exchange Contracts** | **Schedule of Forward Currency Exchange Contracts** | **Schedule of Forward Currency Exchange Contracts** |  | | |
| **December 31, 2022 (Unaudited)** | **December 31, 2022 (Unaudited)** | **December 31, 2022 (Unaudited)** | |  | | |
| **Settlement**<br> **Date** | **Counterparty** | **Currency to be**<br> **Delivered** | **USD Value at** <br> **December 31, 2022** | **Currency to be**<br> **Received** | **USD Value at**<br> **December 31, 2022** | **Unrealized**<br> **Appreciation / (Depreciation)** |
| 1/13/2023 | U.S. Bank | 759,000 EUR | $813292 | 802,551 USD | $802551 | $(10741) |
| 1/13/2023 | U.S. Bank | 633,000 GBP | 765566 | 779,635 USD | 779635 | 14069 |
|  |  |  | $1578858 |  | $1582186 | $3328 |
| EUR - Euro |  |  |  |  |  |  |
| GBP- British Pound | GBP- British Pound |  |  |  |  |  |
| USD - U.S. Dollars | USD - U.S. Dollars |  |  |  |  |  |

| |
|:---|
| **<u>Organization</u>** |
| Trust for Professional Managers (the "Trust") was organized as a Delaware statutory trust under a Declaration of Trust dated May 29, 2001. The Trust is registered |
| under the Investment Company Act of 1940, as amended (the "1940 Act"), as an open-end management investment company. The CrossingBridge Funds (the |
| "Funds") are comprised of the CrossingBridge Low Duration High Yield Fund, the CrossingBridge Responsible Credit Fund, the CrossingBridge Ultra-Short Duration |
| Fund (collectively, the "Mutual Funds") and the CrossingBridge Pre-Merger SPAC ETF (the "ETF"), each representing a distinct diversified series with its own |
| investment objective and policies within the Trust. The investment objective of the CrossingBridge Low Duration High Yield Fund is to seek high current income and |
| capital appreciation consistent with the preservation of capital. The investment objective of the CrossingBridge Responsible Credit Fund is to seek high current |
| income and capital appreciation consistent with the preservation of capital. The investment objective of the CrossingBridge Ultra-Short Duration Fund is to offer a |
| higher yield than cash instruments while maintaining a low duration. The CrossingBridge Low Duration High Yield Fund commenced investment operations on |
| February 1, 2018. The Fund has registered both an Investor Class and Institutional Class of shares. During the fiscal quarter ended December 31, 2022, only the |
| Institutional Class was operational. Both the CrossingBridge Responsible Credit Fund and CrossingBridge Ultra-Short Duration Fund commenced investment |
| operations on June 30, 2021. Both Funds registered only an Institutional Class of shares. The investment objective of the CrossingBridge Pre-Merger SPAC ETF is to |
| provide total returns consistent with the preservation of capital. The ETF commenced investment operations on September 20, 2021. Costs incurred by the Funds in |
| connection with the organization, registration and the initial public offering of shares were paid by CrossingBridge Advisors, LLC ("the Adviser"), the Funds' |
| investment adviser. The Trust may issue an unlimited number of shares of beneficial interest at $0.001 par value. The Funds are investment companies and |
| accordingly follow the investment company accounting and reporting guidance of the Financial Accounting Standards Board ("FASB") Accounting Standards |
| Codification Topic 946 "Financial Services – Investment Companies." |
| **<u>Significant Accounting Policies</u>** |
| The following is a summary of significant accounting policies consistently followed by the Fund in the preparation of the financial statements. These policies are in |
| conformity with generally accepted accounting principles in the United States of America ("GAAP"). |
| **<u>Investment Valuation</u>** |
| Each security owned by the Fund that is listed on a securities exchange, including Special Purpose Acquisition Companies ("SPACs"), is valued at its last sale price on that |
| exchange on the date as of which assets are valued. Bank loans are valued at prices supplied by an approved independent pricing service ("Pricing Service"), if available, |
| and otherwise will be valued at the most recent bid quotations or evaluated prices, as applicable, based on quotations or prices obtained from one or more broker-dealers |
| known to follow the issue. |
| If the security is listed on more than one exchange, the Fund will use the price of the exchange that the Fund generally considers to be the principal exchange on |
| which the security is traded. Portfolio securities listed on the NASDAQ Stock Market, LLC ("NASDAQ") will be valued at the NASDAQ Official Closing Price, which may |
| not necessarily represent the last sale price. If there has been no sale on such exchange or on NASDAQ on such day, the security is valued at the mean between the |
| most recent bid and asked prices on such day or the security shall be valued at the latest sales price on the "composite market" for the day such security is being |
| valued. The composite market is defined as a consolidation of the trade information provided by national securities and foreign exchanges and over-the-counter |
| markets as published by a Pricing Service. |
| Foreign securities will be priced in their local currencies as of the close of their primary exchange or market or as of the time the Fund calculates its NAV, whichever |
| is earlier. Foreign securities, currencies and other assets denominated in foreign currencies are then translated into U.S. dollars at the exchange rate of such |
| currencies against the U.S. dollar, as provided by an approved Pricing Service or reporting agency. All assets denominated in foreign currencies will be converted |
| into U.S. dollars using the applicable currency exchange rates as of the close of the New York Stock Exchange ("NYSE"), generally 4:00 p.m. Eastern Time. |
| Forward currency contracts are valued at the mean between the bid and asked prices by an approved Pricing Service. |
| Debt securities, including corporate bonds, bank loans, commercial paper, and short-term debt instruments having a maturity of 60 days or less, are valued at the |
| mean in accordance with prices supplied by an approved Pricing Service. Pricing Services may use various valuation methodologies such as the mean between the |
| bid and the asked prices, matrix pricing and other analytical pricing models as well as market transactions and dealer quotations. If a price is not available from a |
| Pricing Service, the most recent quotation obtained from one or more broker-dealers known to follow the issue will be obtained. Quotations will be valued at the |
| mean between the bid and the offer. Any discount or premium is accreted or amortized using constant yield method over the life of the security. |
| Money market funds are valued at cost. If cost does not represent current market value the securities will be priced at fair value. |
| SPAC Founders Shares, received as part of the initial public offering process, will be valued initially in line with the publicly traded warrants, which typically have no value |
| prior to the warrants being separated from the SPAC common shares. Upon a de-SPAC transaction, the valuation of the Founders Shares may be updated to reflect |
| more current circumstances and inputs, including the value of the publicly traded warrants or the value of the publicly traded common shares, and may include a |
| discount to reflect any restrictions associated with the Founders Shares. |
| Redeemable securities issued by open-end, registered investment companies are valued at the NAVs of such companies for purchase and/or redemption orders |
| placed on that day. All exchange-traded funds are valued at the last reported sale price on the exchange on which the security is principally traded. |
| If market quotations are not readily available, a security or other asset will be valued at its fair value in accordance with Rule 2a-5 of the 1940 Act as determined under the |
| Adviser's fair value pricing procedures, subject to oversight by the Board of Trustees. These fair value pricing procedures will also be used to price a security when |
| corporate events, events in the securities market and/or world events cause the Adviser to believe that a security's last sale price may not reflect its actual fair market value. |
| The intended effect of using fair value pricing procedures is to ensure that the Fund is accurately priced. The Board of Trustees will regularly evaluate whether the Fund's |
| fair value pricing procedures continue to be appropriate in light of the specific circumstances of the Fund and the quality of prices obtained through the application of such |
| procedures by the Adviser. |
| FASB Accounting Standards Codification, "Fair Value Measurements and Disclosures" Topic 820 ("ASC 820"), establishes an authoritative definition of fair value and |
| sets out a hierarchy for measuring fair value. ASC 820 requires an entity to evaluate certain factors to determine whether there has been a significant decrease in |
| volume and level of activity for the security such that recent transactions and quoted prices may not be determinative of fair value and further analysis and |
| adjustment may be necessary to estimate fair value. ASC 820 also requires enhanced disclosure regarding the inputs and valuation techniques used to measure fair |
| value in those instances as well as expanded disclosure of valuation levels for major security types. These inputs are summarized in the three broad levels listed below: |
| Level 1 – Quoted prices in active markets for identical securities. |
| Level 2 – Other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.). |
| Level 3 – Significant unobservable inputs (including the Fund's own assumptions in determining the fair value of investments). |
| The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. |
| The following is a summary of the inputs used to value the Funds investments carried at fair value as of December 31, 2022: |

---

---

| | | | | |
|:---|:---|:---|:---|:---|
| **CrossingBridge Pre-Merger SPAC ETF** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| **Assets<sup>(1)</sup>:** | | | | |
| &nbsp;&nbsp;&nbsp;&nbsp;Special Purpose Acquisition Companies | $43570777 | $11258121 | 1247 | 54830145 |
| &nbsp;&nbsp;&nbsp;&nbsp;Rights | 10882 | 14865 | - | 25747 |
| &nbsp;&nbsp;&nbsp;&nbsp;Warrants | 8360 | 25386 | - | 33746 |
| &nbsp;&nbsp;&nbsp;&nbsp;Money Market Fund | 5886684 | - | - | 5886684 |
| **Total Assets** | $49476703 | $11298372 | $1247 | $60776322 |
| **Other Financial Instruments<sup>(2)</sup>:** |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Forward Currency Exchange Contracts | $- | $3328 | $- | $3328 |
| **Total Other Financial Instruments** | $- | $3328 | $- | $3328 |
| <sup>(1)</sup> See the Fund's Schedule of Investments for industry classifications. | <sup>(1)</sup> See the Fund's Schedule of Investments for industry classifications. |  |  |  |
| <sup>(2)</sup> Other financial instruments are forward currency exchange contracts not included in the Schedule of Investments, which are reflected at the net unrealized | <sup>(2)</sup> Other financial instruments are forward currency exchange contracts not included in the Schedule of Investments, which are reflected at the net unrealized | <sup>(2)</sup> Other financial instruments are forward currency exchange contracts not included in the Schedule of Investments, which are reflected at the net unrealized | <sup>(2)</sup> Other financial instruments are forward currency exchange contracts not included in the Schedule of Investments, which are reflected at the net unrealized | <sup>(2)</sup> Other financial instruments are forward currency exchange contracts not included in the Schedule of Investments, which are reflected at the net unrealized |
| &nbsp;&nbsp;&nbsp;&nbsp;appreciation (depreciation) on the instrument. |  |  |  |  |
| The following is a reconciliation of Level 3 assets in the Funds for which significant unobservable inputs were used to determine fair value: | The following is a reconciliation of Level 3 assets in the Funds for which significant unobservable inputs were used to determine fair value: | The following is a reconciliation of Level 3 assets in the Funds for which significant unobservable inputs were used to determine fair value: | The following is a reconciliation of Level 3 assets in the Funds for which significant unobservable inputs were used to determine fair value: |  |

---

---

| | |
|:---|:---|
| **CrossingBridge Pre-Merger SPAC ETF** | |
|  | **<u>Special Purpose Acquisition Companies</u>** |
| Beginning Balance - October 1, 2022 | $731 |
| Purchases | - |
| Sales | (23) |
| Realized gains | - |
| Realized losses | - |
| Change in unrealized appreciation (depreciation) | 539 |
| Transfer in/(out) of Level 3 | - |
| Ending Balance - December 31, 2022 | $1247 |

---

The following table represents additional information about valuation methodologies and inputs used for investments that are measured at fair value and <br> categorized within Level 3 as of December 31, 2022:

---

| | | | | |
|:---|:---|:---|:---|:---|
| **CrossingBridge Pre-Merger SPAC ETF** | |  |  | |
| **Description** | **Fair Value**<br> **December 31, 2022** | **Valuation Methodologies** | **Unobservable Input** | **Range/Weighted**<br> **Average Unobservable**<br> **Input** |
| Special Purpose Acquisition Companies\* | $1247 | Company-specific information | Market assessment | $0-$1 |
| \* Table presents information for two securities, which have been valued between $0.01 and $0.21 throughout the period. | \* Table presents information for two securities, which have been valued between $0.01 and $0.21 throughout the period. | \* Table presents information for two securities, which have been valued between $0.01 and $0.21 throughout the period. | \* Table presents information for two securities, which have been valued between $0.01 and $0.21 throughout the period. |  |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Trust for Professional Managers

- **b. Investment Company Act file number:** 811-10401

- **c. CIK number of Registrant:** 0001141819

- **d. LEI of Registrant:** 549300O1N816L3GGRD45

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 513-629-8104

**Item A.2. Information about the Series.**

- **a. Name of Series:** CrossingBridge Pre-Merger SPAC ETF

- **b. EDGAR series identifier (if any):** S000073002

- **c. LEI of Series:** 549300U53RY8KUMDBL44

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-09-30

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $63050920.06

**Total Liabilities:** $1223318.71

**Net Assets:** $61827601.35

**Cash Not Reported:** $28724.40

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000229763 | 0.55%                | 0.47%                | 0.61%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $70129.75                | $353006.88                                 |
| Month 2  | $311247.22               | $104352.20                                 |
| Month 3  | $312749.07               | $122134.11                                 |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                                        | Title                                              | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Peridot Acquisition Corp II                 | Peridot Acquisition Corp II                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    141010 | NS      | $1424906.05   | 2.30%             |  |  |  | No            |                  2 | On Loan: No      |
| Plum Acquisition Corp I                     | Plum Acquisition Corp I                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      3193 | NS      | $32185.44     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Pontem Corp                                 | Pontem Corp                                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     19718 | NS      | $199348.98    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Portage Fintech Acquisition Co              | Portage Fintech Acquisition Corp                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    178000 | NS      | $1785340.00   | 2.89%             |  |  |  | No            |                  1 | On Loan: No      |
| PowerUp Acquisition Corp                    | PowerUp Acquisition Corp                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     11421 | NS      | $117807.62    | 0.19%             |  |  |  | No            |                  2 | On Loan: No      |
| Anzu Special Acquisition Corp               | Anzu Special Acquisition Corp I                    | CUSIP: 03737A101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1458 | NS      | $14725.80     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Apeiron Capital Investment Cor              | Apeiron Capital Investment Corp                    | CUSIP: 03752A101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7706 | NS      | $78986.50     | 0.13%             |  |  |  | No            |                  2 | On Loan: No      |
| Ault Disruptive Technologies C              | Ault Disruptive Technologies Corp                  | CUSIP: 05150A104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     22284 | NS      | $229190.94    | 0.37%             |  |  |  | No            |                  2 | On Loan: No      |
| Avalon Acquisition Inc                      | Avalon Acquisition Inc                             | CUSIP: 05338E101<br>LEI: 549300MQ0W8R6XMVEN12 | Long             | EC               | CORP              | US        |     25014 | NS      | $256393.50    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Banner Acquisition Corp                     | Banner Acquisition Corp                            | CUSIP: 06654K101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     46913 | NS      | $472883.04    | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Healthcare AI Acquisition Corp              | Healthcare AI Acquisition Corp                     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | KY        |     50000 | NS      | $513750.00    | 0.83%             |  |  |  | No            |                  2 | On Loan: No      |
| Pearl Holdings Acquisition Cor              | Pearl Holdings Acquisition Corp                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     20042 | NS      | $205731.13    | 0.33%             |  |  |  | No            |                  2 | On Loan: No      |
| Ibere Pharmaceuticals                       | Ibere Pharmaceuticals                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     66225 | NS      | $668210.25    | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Iconic Sports Acquisition Corp              | Iconic Sports Acquisition Corp                     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | GB        |    132506 | NS      | $1372099.63   | 2.22%             |  |  |  | No            |                  2 | On Loan: No      |
| Independence Holdings Corp                  | Independence Holdings Corp                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    102157 | NS      | $1030764.13   | 1.67%             |  |  |  | No            |                  1 | On Loan: No      |
| InFinT Acquisition Corp                     | InFinT Acquisition Corp                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     14808 | NS      | $153410.88    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Infinite Acquisition Corp                   | Infinite Acquisition Corp                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    199042 | NS      | $2040180.50   | 3.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Innovative International Acqui              | Innovative International Acquisition Corp          | CUSIP: N/A<br>LEI: 549300U6QXNGB66F1K14       | Long             | EC               | CORP              | US        |      8966 | NS      | $92349.80     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Investcorp India Acquisition C              | Investcorp India Acquisition Corp                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | KY        |    111000 | NS      | $1148850.00   | 1.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Investcorp Europe Acquisition               | Investcorp Europe Acquisition Corp I               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     29715 | NS      | $306064.50    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Itiquira Acquisition Corp                   | Itiquira Acquisition Corp                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     20748 | NS      | $209347.32    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Kismet Acquisition Two Corp                 | Kismet Acquisition Two Corp                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    104998 | NS      | $1060479.80   | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Lazard Growth Acquisition Corp              | Lazard Growth Acquisition Corp I                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    128302 | NS      | $1297133.22   | 2.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Leo Holdings Corp II                        | Leo Holdings Corp II                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      4696 | NS      | $47382.64     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Macondray Capital Acquisition               | Macondray Capital Acquisition Corp I               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      9843 | NS      | $100300.17    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Jaguar Global Growth Corp I                 | Jaguar Global Growth Corp I                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     56926 | NS      | $582352.98    | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Jaguar Global Growth Corp I                 | Jaguar Global Growth Corp I                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     50000 | NS      | $4000.00      | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| MELI Kaszek Pioneer Corp                    | MELI Kaszek Pioneer Corp                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     59714 | NS      | $595348.58    | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| New Vista Acquisition Corp                  | New Vista Acquisition Corp                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      2774 | NS      | $28003.53     | 0.05%             |  |  |  | No            |                  2 | On Loan: No      |
| Onyx Acquisition Co I                       | Onyx Acquisition Co I                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     40996 | NS      | $422258.80    | 0.68%             |  |  |  | No            |                  2 | On Loan: No      |
| Oxus Acquisition Corp                       | Oxus Acquisition Corp                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | KZ        |      7470 | NS      | $77165.10     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Patria Latin American Opportun              | Patria Latin American Opportunity Acquisition Corp | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | KY        |     40000 | NS      | $414400.00    | 0.67%             |  |  |  | No            |                  2 | On Loan: No      |
| PepperLime Health Acquisition               | PepperLime Health Acquisition Corp                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      2488 | NS      | $25427.36     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| BRIGADE-M3 EUROPEAN ACQUIS-A                | Brigade-M3 European Acquisition Corp               | CUSIP: N/A<br>LEI: 549300LVMHTTS14Q5L37       | N/A              | DE               | CORP              | NL        |     38125 | NS      | $13343.75     | 0.02%             |  |  |  | No            |                  2 | On Loan: No      |
| Hiro Metaverse Acquisitions I               | Hiro Metaverse Acquisitions I SA                   | CUSIP: N/A<br>LEI: 222100X27S5HMALJTB53       | Long             | EC               | CORP              | LU        |     42576 | NS      | $516011.90    | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| HIRO METAVERSE AC-CLASS A-DI                | Hiro Metaverse Acquisitions I SA                   | CUSIP: N/A<br>LEI: 222100X27S5HMALJTB53       | N/A              | DE               | CORP              | LU        |     22500 | NS      | $4216.23      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| HAMBRO PERKS ACQUI C/WTS 30/06/24(HAMBRO PE | HAMBRO PERKS ACQUI C/WTS 30/06/24(HAMBRO PE        | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | GG        |     37500 | NS      | $3626.87      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Financials Acquisition Corp                 | Financials Acquisition Corp                        | CUSIP: N/A<br>LEI: 254900SWRQCI5ZUQEF15       | Long             | EC               | CORP              | KY        |     16603 | NS      | $201224.76    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| FINANCIALS ACQUISITIO-DI                    | Financials Acquisition Corp                        | CUSIP: N/A<br>LEI: 254900SWRQCI5ZUQEF15       | N/A              | DE               | CORP              | GB        |      8777 | NS      | $424.44       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                         | EUR/USD FWD 20230113                               | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $-10740.97    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| African Gold Acquisition Corp               | African Gold Acquisition Corp                      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     54849 | NS      | $551232.45    | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Agile Growth Corp                           | Agile Growth Corp                                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     94601 | NS      | $954524.09    | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Ahren Acquisition Corp                      | Ahren Acquisition Corp                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | KY        |      4449 | NS      | $45824.70     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Anthemis Digital Acquisitions               | Anthemis Digital Acquisitions I Corp               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     10780 | NS      | $110872.30    | 0.18%             |  |  |  | No            |                  2 | On Loan: No      |
| AP Acquisition Corp                         | AP Acquisition Corp                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | HK        |     18052 | NS      | $186928.46    | 0.30%             |  |  |  | No            |                  2 | On Loan: No      |
| Pathfinder Acquisition Corp                 | Pathfinder Acquisition Corp                        | CUSIP: N/A<br>LEI: 549300MY5MYSR79R7L50       | Long             | EC               | CORP              | US        |      7965 | NS      | $80247.38     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Apollo Strategic Growth Capita              | Apollo Strategic Growth Capital II                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    143914 | NS      | $1442018.28   | 2.33%             |  |  |  | No            |                  1 | On Loan: No      |
| A SPAC I Acquisition Corp                   | A SPAC I Acquisition Corp                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | HK        |     93959 | NS      | $958381.80    | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| A SPAC I Acquisition Corp                   | A SPAC I Acquisition Corp                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | HK        |    100000 | NS      | $9500.00      | 0.02%             |  |  |  | No            |                  2 | On Loan: No      |
| Waverley Capital Acquisition C              | Waverley Capital Acquisition Corp 1                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    135000 | NS      | $1352700.00   | 2.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Battery Future Acquisition Cor              | Battery Future Acquisition Corp                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     18985 | NS      | $194975.95    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| BioPlus Acquisition Corp                    | BioPlus Acquisition Corp                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     30182 | NS      | $310270.96    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| bleuacacia ltd                              | bleuacacia ltd                                     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     93914 | NS      | $942896.56    | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Cactus Acquisition Corp 1 Ltd               | Cactus Acquisition Corp 1 Ltd                      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      1155 | NS      | $11879.18     | 0.02%             |  |  |  | No            |                  2 | On Loan: No      |
| Bullpen Parlay Acquisition Co               | Bullpen Parlay Acquisition Co                      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     34126 | NS      | $349450.24    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Cartesian Growth Corp                       | Cartesian Growth Corp                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     12972 | NS      | $130498.32    | 0.21%             |  |  |  | No            |                  2 | On Loan: No      |
| CARTESIAN GROWTH CORP II                    | CARTESIAN GROWTH CORP II                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     70000 | NS      | $718200.00    | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Catalyst Partners Acquisition               | Catalyst Partners Acquisition Corp                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     60000 | NS      | $604800.00    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| CC Neuberger Principal Holding              | CC Neuberger Principal Holdings III                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     62487 | NS      | $631118.70    | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Cartica Acquisition Corp                    | Cartica Acquisition Corp                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     43178 | NS      | $446892.30    | 0.72%             |  |  |  | No            |                  2 | On Loan: No      |
| Consilium Acquisition Corp I L              | Consilium Acquisition Corp I Ltd                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     20000 | NS      | $203100.00    | 0.33%             |  |  |  | No            |                  2 | On Loan: No      |
| Corner Growth Acquisition Corp              | Corner Growth Acquisition Corp                     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     24910 | NS      | $250843.70    | 0.41%             |  |  |  | No            |                  2 | On Loan: No      |
| Crown PropTech Acquisitions                 | Crown PropTech Acquisitions                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    141909 | NS      | $1434699.99   | 2.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Crescera Capital Acquisition C              | Crescera Capital Acquisition Corp                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    114092 | NS      | $1166020.24   | 1.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Deep Lake Capital Acquisition               | Deep Lake Capital Acquisition Corp                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     20000 | NS      | $201800.00    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| DP Cap Acquisition Corp I                   | DP Cap Acquisition Corp I                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     14092 | NS      | $144583.92    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Elliott Opportunity II Corp                 | Elliott Opportunity II Corp                        | CUSIP: N/A<br>LEI: 549300796AMMETN58424       | Long             | EC               | CORP              | US        |    207709 | NS      | $2093706.72   | 3.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Enterprise 4.0 Technology Acqu              | Enterprise 4.0 Technology Acquisition Corp         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     17965 | NS      | $184859.85    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| ARYA Sciences Acquisition Corp              | ARYA Sciences Acquisition Corp V                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    180000 | NS      | $1809900.00   | 2.93%             |  |  |  | No            |                  2 | On Loan: No      |
| Enphys Acquisition Corp                     | Enphys Acquisition Corp                            | CUSIP: N/A<br>LEI: 549300KNB8BMJ5TPCU58       | Long             | EC               | CORP              | US        |     40586 | NS      | $407077.58    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| ESM Acquisition Corp                        | ESM Acquisition Corp                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     94246 | NS      | $950942.14    | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| EVe Mobility Acquisition Corp               | EVe Mobility Acquisition Corp                      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     13056 | NS      | $134476.80    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Ares Acquisition Corp                       | Ares Acquisition Corp                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     28381 | NS      | $285796.67    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| FTAC Hera Acquisition Corp                  | FTAC Hera Acquisition Corp                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     28084 | NS      | $284210.08    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Games & Esports Experience Acq              | Games & Esports Experience Acquisition Corp        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     14092 | NS      | $145288.52    | 0.23%             |  |  |  | No            |                  2 | On Loan: No      |
| Global Technology Acquisition               | Global Technology Acquisition Corp I               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     12170 | NS      | $125107.60    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| HH&L Acquisition Co                         | HH&L Acquisition Co                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | HK        |      1458 | NS      | $14740.38     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Finnovate Acquisition Corp                  | Finnovate Acquisition Corp                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | KY        |     16866 | NS      | $173298.15    | 0.28%             |  |  |  | No            |                  2 | On Loan: No      |
| ESGEN Acquisition Corp                      | ESGEN Acquisition Corp                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      3003 | NS      | $31051.02     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| G Squared Ascend I Inc                      | G Squared Ascend I Inc                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      9771 | NS      | $98735.96     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| HCM ACQUISITION CORP                        | HCM ACQUISITION CORP                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     43358 | NS      | $444853.08    | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Broad Capital Acquisition Corp              | Broad Capital Acquisition Corp                     | CUSIP: 11125B102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     49003 | NS      | $500810.66    | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Broad Capital Acquisition Corp              | Broad Capital Acquisition Corp                     | CUSIP: 11125B110<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    100000 | NS      | $10000.00     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Churchill Capital Corp VII                  | Churchill Capital Corp VII                         | CUSIP: 17144M102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     23856 | NS      | $237844.32    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Churchill Capital Corp V                    | Churchill Capital Corp V                           | CUSIP: 17144T107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8289 | NS      | $82392.66     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Edify Acquisition Corp                      | Edify Acquisition Corp                             | CUSIP: 28059Q103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     33722 | NS      | $339243.32    | 0.55%             |  |  |  | No            |                  2 | On Loan: No      |
| Epiphany Technology Acquisitio              | Epiphany Technology Acquisition Corp               | CUSIP: 29429X109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1498 | NS      | $15069.88     | 0.02%             |  |  |  | No            |                  2 | On Loan: No      |
| Everest Consolidator Acquisiti              | Everest Consolidator Acquisition Corp              | CUSIP: 29978K102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9895 | NS      | $101225.85    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Treasury Obliga              | First American Treasury Obligations Fund           | CUSIP: 31846V328<br>LEI: N/A                  | Long             | STIV             | RF                | US        |   3146915 | NS      | $3146915.18   | 5.09%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Government Obli              | First American Government Obligations Fund         | CUSIP: 31846V336<br>LEI: 549300R5MYM6VZF1RM44 | Long             | STIV             | RF                | US        |   2739769 | NS      | $2739768.95   | 4.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Flame Acquisition Corp                      | Flame Acquisition Corp                             | CUSIP: 33850F108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7463 | NS      | $75003.15     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| FutureTech II Acquisition Corp              | FutureTech II Acquisition Corp                     | CUSIP: 36119D103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10655 | NS      | $110066.15    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| GSR II Meteora Acquisition Cor              | GSR II Meteora Acquisition Corp                    | CUSIP: 36263W105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     37163 | NS      | $377018.64    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Goal Acquisitions Corp                      | Goal Acquisitions Corp                             | CUSIP: 38021H107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     18894 | NS      | $190073.64    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| LF Capital Acquisition Corp II              | LF Capital Acquisition Corp II                     | CUSIP: 50202D102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4957 | NS      | $50858.82     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Lionheart III Corp                          | Lionheart III Corp                                 | CUSIP: 536262108<br>LEI: 549300FOQIPVJ7BSVU47 | Long             | EC               | CORP              | US        |      2754 | NS      | $28242.27     | 0.05%             |  |  |  | No            |                  2 | On Loan: No      |
| Live Oak Mobility Acquisition               | Live Oak Mobility Acquisition Corp                 | CUSIP: 538126103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1458 | NS      | $14660.19     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| M3-Brigade Acquisition II Corp              | M3-Brigade Acquisition II Corp                     | CUSIP: 553800103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3874 | NS      | $38817.48     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| M3-Brigade Acquisition III Cor              | M3-Brigade Acquisition III Corp                    | CUSIP: 55407R103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12589 | NS      | $127652.46    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Mason Industrial Technology In              | Mason Industrial Technology Inc                    | CUSIP: 57520Y106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     15441 | NS      | $154332.80    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| McLaren Technology Acquisition              | McLaren Technology Acquisition Corp                | CUSIP: 58176U109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3671 | NS      | $37480.91     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Mercato Partners Acquisition C              | Mercato Partners Acquisition Corp                  | CUSIP: 58759A108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     13519 | NS      | $138569.75    | 0.22%             |  |  |  | No            |                  2 | On Loan: No      |
| Mercury Ecommerce Acquisition               | Mercury Ecommerce Acquisition Corp                 | CUSIP: 589381102<br>LEI: 549300FXS2LWBI15YP76 | Long             | EC               | CORP              | US        |     42969 | NS      | $436994.73    | 0.71%             |  |  |  | No            |                  2 | On Loan: No      |
| Northern Star Investment Corp               | Northern Star Investment Corp III                  | CUSIP: 66574L100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2844 | NS      | $28582.20     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| OmniLit Acquisition Corp                    | OmniLit Acquisition Corp                           | CUSIP: 68218C108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9855 | NS      | $101013.75    | 0.16%             |  |  |  | No            |                  2 | On Loan: No      |
| PARABELLUM ACQUISITION COR-A                | Parabellum Acquisition Corp                        | CUSIP: 69901P117<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      2299 | NS      | $91.96        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Pivotal Investment Corp III                 | Pivotal Investment Corp III                        | CUSIP: 72582M106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     19088 | NS      | $193189.65    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Redwoods Acquisition Corp                   | Redwoods Acquisition Corp                          | CUSIP: 758083125<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11250 | NS      | $1365.19      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| ROC Energy Acquisition Corp                 | ROC Energy Acquisition Corp                        | CUSIP: 77118V116<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5514 | NS      | $882.24       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Seaport Global Acquisition II               | Seaport Global Acquisition II Corp                 | CUSIP: 81221H105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     23488 | NS      | $239577.60    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Sizzle Acquisition Corp                     | Sizzle Acquisition Corp                            | CUSIP: 83014E109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9116 | NS      | $93165.52     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Social Leverage Acquisition Co              | Social Leverage Acquisition Corp I                 | CUSIP: 83363K102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     42738 | NS      | $427380.00    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Sustainable Development Acquis              | Sustainable Development Acquisition I Corp         | CUSIP: 86934L103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2553 | NS      | $25683.18     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Tech and Energy Transition Cor              | Tech and Energy Transition Corp                    | CUSIP: 87823R102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3193 | NS      | $32025.79     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Acquisition Ventures C              | Western Acquisition Ventures Corp                  | CUSIP: 95758L107<br>LEI: 5493003I8CYRIJL4WQ06 | Long             | EC               | CORP              | US        |     40260 | NS      | $409846.80    | 0.66%             |  |  |  | No            |                  2 | On Loan: No      |
| Williams Rowland Acquisition C              | Williams Rowland Acquisition Corp                  | CUSIP: 96951B102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     38646 | NS      | $396507.96    | 0.64%             |  |  |  | No            |                  2 | On Loan: No      |
| BERENSON ACQUISITION CO-CL A                | Berenson Acquisition Corp I                        | CUSIP: 083690115<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       922 | NS      | $33.65        | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| GP Bullhound Acquisition I SE               | GP Bullhound Acquisition I SE                      | CUSIP: 925424BF9<br>LEI: 222100ZBHCPS2HGR4491 | Long             | EC               | CORP              | LU        |     70946 | NS      | $755641.46    | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| GP BULLHOUND ACQUISITIO-CL A                | GP Bullhound Acquisition I SE                      | CUSIP: N/A<br>LEI: 222100ZBHCPS2HGR4491       | N/A              | DE               | CORP              | NL        |     37500 | NS      | $12042.52     | 0.02%             |  |  |  | No            |                  2 | On Loan: No      |
| Brigade-M3 European Acquisitio              | Brigade-M3 European Acquisition Corp               | CUSIP: G13707107<br>LEI: 549300LVMHTTS14Q5L37 | Long             | EC               | CORP              | US        |     72096 | NS      | $710145.60    | 1.15%             |  |  |  | No            |                  2 | On Loan: No      |
| Project Energy Reimagined Acqu              | Project Energy Reimagined Acquisition Corp         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |       750 | NS      | $7552.50      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Pyrophyte Acquisition Corp                  | Pyrophyte Acquisition Corp                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     10370 | NS      | $107122.10    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| RCF Acquisition Corp                        | RCF Acquisition Corp                               | CUSIP: N/A<br>LEI: 549300OIPQ0V26BHLX71       | Long             | EC               | CORP              | US        |      4957 | NS      | $50858.82     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Rose Hill Acquisition Corp                  | Rose Hill Acquisition Corp                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     17296 | NS      | $180916.16    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Screaming Eagle Acquisition Co              | Screaming Eagle Acquisition Corp                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    148321 | NS      | $1475052.35   | 2.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Semper Paratus Acquisition Cor              | Semper Paratus Acquisition Corp                    | CUSIP: N/A<br>LEI: 549300AC21G4NBK9D322       | Long             | EC               | CORP              | US        |      7865 | NS      | $81245.45     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Silver Spike Acquisition Corp               | Silver Spike Acquisition Corp II                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     22885 | NS      | $230909.65    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Slam Corp                                   | Slam Corp                                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      3193 | NS      | $32249.30     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Spree Acquisition Corp 1 Ltd                | Spree Acquisition Corp 1 Ltd                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | IL        |     46978 | NS      | $481994.28    | 0.78%             |  |  |  | No            |                  2 | On Loan: No      |
| ST Energy Transition I Ltd                  | ST Energy Transition I Ltd                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      9895 | NS      | $101126.90    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| SVF Investment Corp                         | SVF Investment Corp                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     26228 | NS      | $265165.08    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| SVF Investment Corp 2                       | SVF Investment Corp 2                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     95844 | NS      | $966107.52    | 1.56%             |  |  |  | No            |                  1 | On Loan: No      |
| TB SA Acquisition Corp                      | TB SA Acquisition Corp                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | KY        |     46958 | NS      | $473806.22    | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Tailwind International Acquisi              | Tailwind International Acquisition Corp            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     85063 | NS      | $858285.67    | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Target Global Acquisition I Co              | Target Global Acquisition I Corp                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | IL        |     81998 | NS      | $839659.52    | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| TortoiseEcofin Acquisition Cor              | TortoiseEcofin Acquisition Corp III                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    100000 | NS      | $1003000.00   | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Supernova Partners Acquisition              | Supernova Partners Acquisition Co III Ltd          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     95218 | NS      | $959797.44    | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Trine II Acquisition Corp                   | Trine II Acquisition Corp                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     53248 | NS      | $548720.64    | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| two/CA                                      | two/CA                                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     82887 | NS      | $836329.83    | 1.35%             |  |  |  | No            |                  2 | On Loan: No      |
| Vector Acquisition Corp II                  | Vector Acquisition Corp II                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    134709 | NS      | $1360560.90   | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| GoGreen Investments Corp                    | GoGreen Investments Corp                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      2925 | NS      | $30361.50     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Warburg Pincus Capital Corp I-              | Warburg Pincus Capital Corp I-A                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     47524 | NS      | $479992.40    | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Worldwide Webb Acquisition Cor              | Worldwide Webb Acquisition Corp                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     24963 | NS      | $254123.34    | 0.41%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                         | GBP/USD FWD 20230113                               | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $14068.76     | 0.02%             |  |  |  | No            |                  2 | On Loan: No      |
| REVELSTONE CAPITAL ACQUISI-A                | Revelstone Capital Acquisition Corp                | CUSIP: 76137R114<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6000 | NS      | $1212.60      | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-25

**Name of Applicant:** Trust for Professional Managers

**Signature:** /s/ John Buckel

**Name of Signer:** John Buckel

**Title:** President