# EDGAR Filing Document

**Accession Number:** 0001584639
**File Stem:** 0001420506-25-003168
**Filing Date:** 2025-11
**Character Count:** 23338
**Document Hash:** 21fcbf1854eb25d286237b366af74fde
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001420506-25-003168.hdr.sgml**: 20251113

**ACCESSION NUMBER**: 0001420506-25-003168

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251113

**DATE AS OF CHANGE**: 20251113

**EFFECTIVENESS DATE**: 20251113

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Yakira Capital Management, Inc.
- **CENTRAL INDEX KEY:** 0001584639

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15952
- **FILM NUMBER:** 251475545

**BUSINESS ADDRESS:**
- **STREET 1:** 1555 POST ROAD EAST
- **STREET 2:** SUITE 202
- **CITY:** WESTPORT
- **STATE:** CT
- **ZIP:** 06880
- **BUSINESS PHONE:** (203) 341-0606

**MAIL ADDRESS:**
- **STREET 1:** 1555 POST ROAD EAST
- **STREET 2:** SUITE 202
- **CITY:** WESTPORT
- **STATE:** CT
- **ZIP:** 06880

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BK Management I, Inc.
- **DATE OF NAME CHANGE:** 20130819

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Yakira Capital Management Inc.<br>**Address:** 1555 Post Road East<br>Suite 202<br>Westport, CT 06880

**Form 13F File Number:** 028-15952

**CRD Number (if applicable):** 000159398

**SEC File Number (if applicable):** 801-74073

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Nicholas Sabatini<br>**Title:** CFO  CCO<br>**Phone:** (203) 341-0702

**Signature, Place, and Date of Signing:**

Nicholas Sabatini CFO  CCO  Westport, CT  11-13-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 181

**Form 13F Information Table Value Total:** $286176105

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 1RT ACQUISITION CORP. | UNIT 06/26/2030 | G6757R121 |  | 263750 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| 89BIO INC | COM | 282559103 |  | 3704268 | 251991 | SH |  | SOLE |  | 251991 | 0 | 0 |
| ABOVE FOOD INGREDIENTS INC | *W EXP 06/28/202 | 00373V118 |  | 34644 | 144348 | SH |  | SOLE |  | 144348 | 0 | 0 |
| ABRDN JAPAN EQUITY FUND INC | COM | 00306J109 |  | 628414 | 79748 | SH |  | SOLE |  | 79748 | 0 | 0 |
| AFFINITY BANCSHARES INC | COM | 00832E103 |  | 1863658 | 94506 | SH |  | SOLE |  | 94506 | 0 | 0 |
| ALCHEMY INVTS ACQUISITN CORP | *W EXP 11/30/202 | G0232F133 |  | 4250 | 24999 | SH |  | SOLE |  | 24999 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 265950 | 1488 | SH |  | SOLE |  | 1488 | 0 | 0 |
| ALLETE INC | COM NEW | 018522300 |  | 1936954 | 29171 | SH |  | SOLE |  | 29171 | 0 | 0 |
| ALLIANCE ENTERTAINMENT HOLDI | *W EXP 02/10/202 | 01861F110 |  | 17797 | 30164 | SH |  | SOLE |  | 30164 | 0 | 0 |
| ARIS WATER SOLUTIONS INC | CLASS A COM | 04041L106 |  | 4496061 | 182322 | SH |  | SOLE |  | 182322 | 0 | 0 |
| AUSTRALIAN OILSEEDS HLDGS LT | *W EXP 11/16/202 | G07041117 |  | 6065 | 304797 | SH |  | SOLE |  | 304797 | 0 | 0 |
| AVIDXCHANGE HOLDINGS INC | COM | 05368X102 |  | 7317210 | 735398 | SH |  | SOLE |  | 735398 | 0 | 0 |
| BANKFINANCIAL CORP | COM | 06643P104 |  | 3249868 | 270147 | SH |  | SOLE |  | 270147 | 0 | 0 |
| BATTALION OIL CORP | COM | 07134L107 |  | 57007 | 47113 | SH |  | SOLE |  | 47113 | 0 | 0 |
| BIG TREE CLOUD HLDGS LTD | *W EXP 06/07/202 | G1263B116 |  | 4512 | 137134 | SH |  | SOLE |  | 137134 | 0 | 0 |
| BITCOIN DEPOT INC | *W EXP 06/30/202 | 09174P113 |  | 17302 | 69768 | SH |  | SOLE |  | 69768 | 0 | 0 |
| BLACK HAWK ACQUISITION CORP | USD CL A SHS | G1148A101 |  | 1000136 | 89984 | SH |  | SOLE |  | 89984 | 0 | 0 |
| BLACK HAWK ACQUISITION CORP | RIGHT 06/20/2025 | G1148A119 |  | 30593 | 17996 | SH |  | SOLE |  | 17996 | 0 | 0 |
| BLACKROCK INCOME TR INC | RIGHT 10/20/2025 | 09247F118 |  | 9995 | 169404 | SH |  | SOLE |  | 169404 | 0 | 0 |
| BLACKROCK INCOME TR INC | COM NEW | 09247F209 |  | 1904101 | 169404 | SH |  | SOLE |  | 169404 | 0 | 0 |
| BLACKROCK INVT QUALITY MUN T | COM | 09247D105 |  | 780453 | 68823 | SH |  | SOLE |  | 68823 | 0 | 0 |
| BLACKROCK MULTI SECTOR INC T | COM | 09258A107 |  | 4110235 | 306963 | SH |  | SOLE |  | 306963 | 0 | 0 |
| BLACKROCK MUNIYIELD PA QLTY | COM | 09255G107 |  | 488205 | 42938 | SH |  | SOLE |  | 42938 | 0 | 0 |
| BLACKROCK MUNIYIELD QUALITY | COM | 09254G108 |  | 323327 | 32236 | SH |  | SOLE |  | 32236 | 0 | 0 |
| BLACKROCK MUNIYILD QULT FD I | COM | 09254F100 |  | 145322 | 12474 | SH |  | SOLE |  | 12474 | 0 | 0 |
| BLAIZE HLDGS INC | *W EXP 01/13/203 | 092915115 |  | 25742 | 41439 | SH |  | SOLE |  | 41439 | 0 | 0 |
| BOREALIS FOODS INC | *W EXP 02/07/202 | 09973D113 |  | 18474 | 241490 | SH |  | SOLE |  | 241490 | 0 | 0 |
| BOWEN ACQUISITION CORP | RIGHT 99/99/9999 | G12729128 |  | 12944 | 57479 | SH |  | SOLE |  | 57479 | 0 | 0 |
| CANNAE HLDGS INC | COM | 13765N107 |  | 700962 | 38283 | SH |  | SOLE |  | 38283 | 0 | 0 |
| CANTALOUPE INC | COM | 138103106 |  | 1517482 | 143565 | SH |  | SOLE |  | 143565 | 0 | 0 |
| CANTOR EQUITY PARTNERS I INC | SHS CL A | G1827K107 |  | 996357 | 95254 | SH |  | SOLE |  | 95254 | 0 | 0 |
| CANTOR EQUITY PARTNERS II IN | CL A ORD SHS | G1827P106 |  | 472950 | 45000 | SH |  | SOLE |  | 45000 | 0 | 0 |
| CANTOR EQUITY PARTNERS III I | SHS CL A | G1828A108 |  | 696600 | 67500 | SH |  | SOLE |  | 67500 | 0 | 0 |
| CANTOR EQUITY PARTNERS IV IN | SHS CL A | G1828E100 |  | 763875 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| CARTESIAN GROWTH CORP III | UNIT 02/28/2032 | G19307118 |  | 2542500 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| CHART INDS INC | COM | 16115Q308 |  | 10843126 | 54175 | SH |  | SOLE |  | 54175 | 0 | 0 |
| CHINA FD INC | COM | 169373107 |  | 2784396 | 150834 | SH |  | SOLE |  | 150834 | 0 | 0 |
| CLEARBRIDGE ENERGY MIDSTRM O | RIGHT 10/10/2025 | 18469P118 |  | 2778 | 146215 | SH |  | SOLE |  | 146215 | 0 | 0 |
| CLEARBRIDGE ENERGY MIDSTRM O | COM | 18469P209 |  | 5417532 | 120604 | SH |  | SOLE |  | 120604 | 0 | 0 |
| COHEN  STEERS INFRASTRUCTUR | COM | 19248A109 |  | 5006103 | 201859 | SH |  | SOLE |  | 201859 | 0 | 0 |
| COHEN  STEERS INFRASTRUCTUR | RIGHT 10/16/2025 | 19248A117 |  | 14884 | 190825 | SH |  | SOLE |  | 190825 | 0 | 0 |
| COHEN CIRCLE ACQUISIT CORP I | UNIT 07/01/2030 | G2254C105 |  | 1542000 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| CORECARD CORPORATION | COM | 45816D100 |  | 1187199 | 44101 | SH |  | SOLE |  | 44101 | 0 | 0 |
| CORNERSTONE STRATEGIC INVEST | COM | 21924B302 |  | 8459287 | 1021653 | SH |  | SOLE |  | 1021653 | 0 | 0 |
| CORNERSTONE TOTAL RETURN FD | COM | 21924U300 |  | 12836182 | 1596540 | SH |  | SOLE |  | 1596540 | 0 | 0 |
| CROSS CTRY HEALTHCARE INC | COM | 227483104 |  | 1573630 | 110819 | SH |  | SOLE |  | 110819 | 0 | 0 |
| CUREVAC N V | COM | N2451R105 |  | 417078 | 77380 | SH |  | SOLE |  | 77380 | 0 | 0 |
| CYBERARK SOFTWARE LTD | SHS | M2682V108 |  | 4759028 | 9850 | SH |  | SOLE |  | 9850 | 0 | 0 |
| DIH HLDG US INC | *W EXP 04/20/202 | 23290B114 |  | 3250 | 325000 | SH |  | SOLE |  | 325000 | 0 | 0 |
| DMC GLOBAL INC | COM | 23291C103 |  | 166465 | 19700 | SH |  | SOLE |  | 19700 | 0 | 0 |
| DT CLOUD ACQUISITION CORP | RIGHT 02/14/2029 | G28524133 |  | 49500 | 275000 | SH |  | SOLE |  | 275000 | 0 | 0 |
| DUNE ACQUISITION CORP II | UNIT 04/04/2030 | G2867S125 |  | 768750 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| EASTMAN KODAK CO | COM NEW | 277461406 |  | 913893 | 142573 | SH |  | SOLE |  | 142573 | 0 | 0 |
| ECD AUTOMOTIVE DESIGN INC | *W EXP 12/12/202 | 27877D112 |  | 17177 | 990000 | SH |  | SOLE |  | 990000 | 0 | 0 |
| ELME COMMUNITIES | SH BEN INT | 939653101 |  | 2419612 | 143512 | SH |  | SOLE |  | 143512 | 0 | 0 |
| EMMIS ACQUISITION CORP. | UNIT 09/12/2030 | G3037D121 |  | 1255334 | 125722 | SH |  | SOLE |  | 125722 | 0 | 0 |
| EON RESOURCES INC | *W EXP 02/04/202 | 40472A128 |  | 11250 | 225000 | SH |  | SOLE |  | 225000 | 0 | 0 |
| ESGL HLDGS LTD | *W EXP 10/19/202 | G3R95P116 |  | 33030 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| ESH ACQUISITION CORP | RIGHT 99/99/9999 | 296424112 |  | 49116 | 220747 | SH |  | SOLE |  | 220747 | 0 | 0 |
| ESSA PHARMA INC | COM NEW | 29668H708 |  | 13775 | 72123 | SH |  | SOLE |  | 72123 | 0 | 0 |
| ESTRELLA IMMUNOPHARMA INC | *W EXP 09/29/202 | 297584112 |  | 2408 | 46485 | SH |  | SOLE |  | 46485 | 0 | 0 |
| EUDA HEALTH HOLDINGS LTD | *W EXP 11/22/202 | G3142E121 |  | 9365 | 87282 | SH |  | SOLE |  | 87282 | 0 | 0 |
| EUREKA ACQUISITION CORP | SHS CL A | G32168109 |  | 801825 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| EUREKA ACQUISITION CORP | RIGHT 01/03/2026 | G32168125 |  | 18000 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| FIGX CAP ACQUISITION CORP. | UNIT 06/17/2030 | G3473K126 |  | 756000 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| FLAG SHIP ACQUISITION CORP | RIGHT 03/31/2026 | G3530C117 |  | 56512 | 313955 | SH |  | SOLE |  | 313955 | 0 | 0 |
| FOUR LEAF ACQUISITION CORP | COM CL A | 35088F107 |  | 246874 | 21486 | SH |  | SOLE |  | 21486 | 0 | 0 |
| FOUR LEAF ACQUISITION CORP | *W EXP 03/15/202 | 35088F115 |  | 767 | 21486 | SH |  | SOLE |  | 21486 | 0 | 0 |
| FRONTIER COMMUNICATIONS PARE | COM | 35909D109 |  | 6653417 | 178137 | SH |  | SOLE |  | 178137 | 0 | 0 |
| FUTURECREST ACQUISITION CORP | UNIT 99/99/9999 | G3730U123 |  | 106000 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| GCL GLOBAL HLDGS LTD | *W EXP 02/13/203 | G3777K111 |  | 19600 | 280000 | SH |  | SOLE |  | 280000 | 0 | 0 |
| GEN DIGITAL INC | RIGHT 99/99/9999 | 668771116 |  | 719572 | 97371 | SH |  | SOLE |  | 97371 | 0 | 0 |
| GIBO HOLDINGS LTD. | *W EXP 05/08/203 | G38617117 |  | 1750 | 49999 | SH |  | SOLE |  | 49999 | 0 | 0 |
| GIGCAPITAL7 CORP | ORD SHS CL A | G38648104 |  | 16960032 | 1607586 | SH |  | SOLE |  | 1607586 | 0 | 0 |
| GIGCAPITAL7 CORP | *W EXP 08/29/202 | G38648120 |  | 679484 | 1509965 | SH |  | SOLE |  | 1509965 | 0 | 0 |
| GLOBA TERRA ACQUISITION COR | UNIT 99/99/9999 | G3933N108 |  | 4880156 | 479858 | SH |  | SOLE |  | 479858 | 0 | 0 |
| GRAF GLOBAL CORP | UNIT 05/31/2032 | G4036C114 |  | 550000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| HANESBRANDS INC | COM | 410345102 |  | 1774325 | 269245 | SH |  | SOLE |  | 269245 | 0 | 0 |
| HARBORONE BANCORP INC NEW | COM NEW | 41165Y100 |  | 3459269 | 254358 | SH |  | SOLE |  | 254358 | 0 | 0 |
| HAYMAKER ACQUISITION CORP IV | CLASS A | G4375F108 |  | 340200 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| HAYMAKER ACQUISITION CORP IV | *W EXP 05/31/202 | G4375F116 |  | 5925 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| HELPORT AI LTD | *W EXP 03/31/202 | G4R52R111 |  | 9875 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| HIGHLAND OPPS  INCOME FD | HIGHLAND INCOME | 43010E404 |  | 99409 | 15655 | SH |  | SOLE |  | 15655 | 0 | 0 |
| HORIZON SPACE ACQUSTN I CORP | *W EXP 12/27/202 | G4619M117 |  | 17475 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| HORIZON SPACE ACQUSTN I CORP | RIGHT 12/27/2024 | G4619M125 |  | 40000 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| HOTEL101 GLOBAL HOLDINGS COR | SHS CL A | G46127109 |  | 31818 | 10398 | SH |  | SOLE |  | 10398 | 0 | 0 |
| IAC INC | COM NEW | 44891N208 |  | 7600267 | 223078 | SH |  | SOLE |  | 223078 | 0 | 0 |
| IB ACQUISITION CORP | COM SHS | 44934N108 |  | 2104000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| IB ACQUISITION CORP | RIGHT 03/28/2026 | 44934N116 |  | 16740 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| INDIGO ACQUISITION CORP | UNIT 07/01/2030 | G4791J122 |  | 271605 | 26865 | SH |  | SOLE |  | 26865 | 0 | 0 |
| INFORMATICA INC | COM CL A | 45674M101 |  | 1229431 | 49494 | SH |  | SOLE |  | 49494 | 0 | 0 |
| INTERNATIONAL MNY EXPRESS IN | COM | 46005L101 |  | 484410 | 34675 | SH |  | SOLE |  | 34675 | 0 | 0 |
| INTERPUBLIC GROUP COS INC | COM | 460690100 |  | 10213050 | 365928 | SH |  | SOLE |  | 365928 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 2071334 | 10919 | SH |  | SOLE |  | 10919 | 0 | 0 |
| IRON HORSE ACQUISITIONS CORP | *W EXP 99/99/999 | 462837113 |  | 15524 | 153706 | SH |  | SOLE |  | 153706 | 0 | 0 |
| IRON HORSE ACQUISITIONS CORP | RIGHT 99/99/9999 | 462837121 |  | 112774 | 153706 | SH |  | SOLE |  | 153706 | 0 | 0 |
| JACKSON ACQUISITION CO II | COM SHS CL A | G4992A110 |  | 1557000 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| JACKSON ACQUISITION CO II | RIGHT 99/99/9999 | G4992A136 |  | 32400 | 120000 | SH |  | SOLE |  | 120000 | 0 | 0 |
| K WAVE MEDIA LTD | *W EXP 05/14/203 | G53151125 |  | 16965 | 117000 | SH |  | SOLE |  | 117000 | 0 | 0 |
| KEEN VISION ACQUISITION CORP | SHS | G52443119 |  | 2679551 | 232800 | SH |  | SOLE |  | 232800 | 0 | 0 |
| KEEN VISION ACQUISITION CORP | *W EXP 03/15/202 | G52443127 |  | 14015 | 232800 | SH |  | SOLE |  | 232800 | 0 | 0 |
| KELLANOVA | COM | 487836108 |  | 9098725 | 110933 | SH |  | SOLE |  | 110933 | 0 | 0 |
| LAKESHORE ACQUISITION III CO | UNIT 99/99/9999 | G5353S129 |  | 1539000 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| LAUNCH ONE ACQUISITION CORP | UNIT 99/99/9999 | G5S86M118 |  | 1061000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| LAUNCH TWO ACQUISITION CORP. | ORD SHS CL A | G5S87A105 |  | 4180000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| LAUNCH TWO ACQUISITION CORP. | *W EXP 10/09/202 | G5S87A113 |  | 55093 | 148899 | SH |  | SOLE |  | 148899 | 0 | 0 |
| LEGATO MERGER CORP III | UNIT 99/99/9999 | G5451A129 |  | 542500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| LENSAR INC | COM | 52634L108 |  | 1598670 | 129447 | SH |  | SOLE |  | 129447 | 0 | 0 |
| LIBERTY BROADBAND CORP | COM SER A | 530307107 |  | 5986078 | 94522 | SH |  | SOLE |  | 94522 | 0 | 0 |
| LIONSGATE STUDIOS CORP | COM | 53626N102 |  | 187411 | 27161 | SH |  | SOLE |  | 27161 | 0 | 0 |
| LIVEWIRE GROUP INC | *W EXP 09/26/202 | 53838J113 |  | 2209 | 30421 | SH |  | SOLE |  | 30421 | 0 | 0 |
| LMP CAP  INCOME FD INC | COM | 50208A102 |  | 1128317 | 72654 | SH |  | SOLE |  | 72654 | 0 | 0 |
| MAC COPPER LIMITED | ORD SHS | G60409110 |  | 477203 | 39083 | SH |  | SOLE |  | 39083 | 0 | 0 |
| MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 |  | 308931 | 98700 | SH |  | SOLE |  | 98700 | 0 | 0 |
| MKDWELL TECH INC | *W EXP 07/31/202 | G6209W116 |  | 1315 | 100400 | SH |  | SOLE |  | 100400 | 0 | 0 |
| MONOGRAM TECHNOLOGIES INC | COM | 609786108 |  | 1087881 | 185329 | SH |  | SOLE |  | 185329 | 0 | 0 |
| MONROE CAP CORP | COM | 610335101 |  | 200765 | 28599 | SH |  | SOLE |  | 28599 | 0 | 0 |
| MULTISENSOR AI HOLDINGS INC | *W EXP 12/19/202 | 456948116 |  | 4370 | 114998 | SH |  | SOLE |  | 114998 | 0 | 0 |
| MURAL ONCOLOGY PUB LTD CO | ORD SHS | G63365103 |  | 339385 | 163954 | SH |  | SOLE |  | 163954 | 0 | 0 |
| NEW HORIZON AIRCRAFT LTD | *W EXP 02/14/202 | 64550A115 |  | 11368 | 29291 | SH |  | SOLE |  | 29291 | 0 | 0 |
| NEW MTN FIN CORP | NOTE  7.500%10/1 | 647551AE0 |  | 4505625 | 4500000 | SH |  | SOLE |  | 4500000 | 0 | 0 |
| NORFOLK SOUTHN CORP | COM | 655844108 |  | 4438558 | 14775 | SH |  | SOLE |  | 14775 | 0 | 0 |
| NUVEEN FLOATING RATE INCOME | COM | 67072T108 |  | 650359 | 79506 | SH |  | SOLE |  | 79506 | 0 | 0 |
| OAK WOODS ACQUISITION CORP | CL A | 67190B104 |  | 1440000 | 120000 | SH |  | SOLE |  | 120000 | 0 | 0 |
| OAK WOODS ACQUISITION CORP | *W EXP 99/99/999 | 67190B112 |  | 4200 | 120000 | SH |  | SOLE |  | 120000 | 0 | 0 |
| OAK WOODS ACQUISITION CORP | RIGHT 03/23/2028 | 67190B120 |  | 30000 | 120000 | SH |  | SOLE |  | 120000 | 0 | 0 |
| ONEMEDNET CORP | *W EXP 11/07/202 | 68270C111 |  | 20444 | 390899 | SH |  | SOLE |  | 390899 | 0 | 0 |
| OXLEY BRIDGE ACQ LTD | UNIT 06/17/2030 | G6858G123 |  | 502000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| PB BANKSHARES INC | COM | 69318V103 |  | 879134 | 45836 | SH |  | SOLE |  | 45836 | 0 | 0 |
| PELICAN ACQUISITION CORP | UNIT 05/13/2030 | G6993G129 |  | 1552500 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| PERFORMANT HEALTHCARE INC | COM | 71377E105 |  | 1231389 | 159300 | SH |  | SOLE |  | 159300 | 0 | 0 |
| PIONEER ACQUISITION I CORP | UNIT 06/16/2030 | G7117W123 |  | 251250 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| PIONEER FLOATING RATE FUND I | COM | 72369J102 |  | 339427 | 34079 | SH |  | SOLE |  | 34079 | 0 | 0 |
| PROFUSA INC | COM | 74319X108 |  | 22156 | 74626 | SH |  | SOLE |  | 74626 | 0 | 0 |
| PROVIDENT BANCORP INC | COM NEW | 74383L105 |  | 1696249 | 135375 | SH |  | SOLE |  | 135375 | 0 | 0 |
| REAL MESSENGER CORP. | *W EXP 11/19/202 | G7410G114 |  | 20475 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| REPUBLIC DIGITAL ACQUISITION | UNIT 99/99/9999 | G7515A111 |  | 1051000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| RF ACQUISITION CORP II | UNIT 05/01/2026 | G75389125 |  | 4975796 | 459866 | SH |  | SOLE |  | 459866 | 0 | 0 |
| RITHM PPTY TR INC | COM | 38983D300 |  | 704824 | 279692 | SH |  | SOLE |  | 279692 | 0 | 0 |
| RIVERNORTH OPPORTUNITIES FD | RIGHT 10/06/2025 | 76881Y174 |  | 10685 | 1318986 | SH |  | SOLE |  | 1318986 | 0 | 0 |
| SABA CAPITAL INCOME  OPRNT | SHS NEW | 78518H202 |  | 1062936 | 136800 | SH |  | SOLE |  | 136800 | 0 | 0 |
| SANDSTORM GOLD LTD | COM NEW | 80013R206 |  | 2524883 | 201668 | SH |  | SOLE |  | 201668 | 0 | 0 |
| SBC MED GROUP HLDGS INC | *W EXP 09/17/202 | 73245B115 |  | 43452 | 208303 | SH |  | SOLE |  | 208303 | 0 | 0 |
| SCAGE FUTURE | *W EXP 05/15/203 | G7840J118 |  | 9818 | 206250 | SH |  | SOLE |  | 206250 | 0 | 0 |
| SCHMID GROUP N.V. | EURO SHS CL A | N68722102 |  | 520947 | 184406 | SH |  | SOLE |  | 184406 | 0 | 0 |
| SCPHARMACEUTICALS INC | COM | 810648105 |  | 2485473 | 438355 | SH |  | SOLE |  | 438355 | 0 | 0 |
| SCYNEXIS INC | COM NEW | 811292200 |  | 146148 | 189802 | SH |  | SOLE |  | 189802 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 1047654 | 12013 | SH |  | SOLE |  | 12013 | 0 | 0 |
| SERITAGE GROWTH PPTYS | CL A | 81752R100 |  | 3504775 | 824653 | SH |  | SOLE |  | 824653 | 0 | 0 |
| SILVER PEGASUS ACQUISITION C | UNIT 06/26/2030 | G8192J128 |  | 813600 | 80000 | SH |  | SOLE |  | 80000 | 0 | 0 |
| SIM ACQUISITION CORP. I | UNIT 06/17/2029 | G8431T127 |  | 1072489 | 99999 | SH |  | SOLE |  | 99999 | 0 | 0 |
| SOHO HOUSE  CO INC | COM CL A | 586001109 |  | 470820 | 53200 | SH |  | SOLE |  | 53200 | 0 | 0 |
| SOUTHLAND HLDGS INC | *W EXP 02/14/202 | 84445C118 |  | 9922 | 51436 | SH |  | SOLE |  | 51436 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 8793576 | 13200 | SH | Put | SOLE |  | 13200 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 8793576 | 13200 | SH | Call | SOLE |  | 13200 | 0 | 0 |
| SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | 848574109 |  | 760420 | 19700 | SH |  | SOLE |  | 19700 | 0 | 0 |
| STARZ ENTERTAINMENT CORP. | COM | 855919106 |  | 180973 | 12286 | SH |  | SOLE |  | 12286 | 0 | 0 |
| STEELCASE INC | CL A | 858155203 |  | 3067637 | 178351 | SH |  | SOLE |  | 178351 | 0 | 0 |
| STONEBRIDGE ACQUISITION II C | UNIT 09/09/2030 | G85096124 |  | 648050 | 65000 | SH |  | SOLE |  | 65000 | 0 | 0 |
| SUNCAR TECHNOLOGY GROUP INC | *W EXP 05/17/202 | G85727116 |  | 5388 | 93215 | SH |  | SOLE |  | 93215 | 0 | 0 |
| SURMODICS INC | COM | 868873100 |  | 2169715 | 72590 | SH |  | SOLE |  | 72590 | 0 | 0 |
| TEGNA INC | COM | 87901J105 |  | 655988 | 32267 | SH |  | SOLE |  | 32267 | 0 | 0 |
| TEVOGEN BIO HLDGS INC | *W EXP 02/14/202 | 88165K119 |  | 3635 | 65500 | SH |  | SOLE |  | 65500 | 0 | 0 |
| THERAVANCE BIOPHARMA INC | COM | G8807B106 |  | 184281 | 12622 | SH |  | SOLE |  | 12622 | 0 | 0 |
| TORTOISE SUSTAINABLE  SOCIA | COM SH BEN INT | 27901F109 |  | 785027 | 66754 | SH |  | SOLE |  | 66754 | 0 | 0 |
| TOTAL RETURN SECURITIES FUND | COM | 870875101 |  | 1167457 | 192016 | SH |  | SOLE |  | 192016 | 0 | 0 |
| TOWNEBANK PORTSMOUTH VA | COM | 89214P109 |  | 371524 | 10747 | SH |  | SOLE |  | 10747 | 0 | 0 |
| TRAILBLAZER MERGER CORP I | RIGHT 04/21/2028 | 89278D125 |  | 18530 | 74118 | SH |  | SOLE |  | 74118 | 0 | 0 |
| TRANSLATIONAL DEV ACQUISITIO | UNIT 99/99/9999 | G9008W121 |  | 627600 | 60000 | SH |  | SOLE |  | 60000 | 0 | 0 |
| VERDE CLEAN FUELS INC | *W EXP 02/15/202 | 923372114 |  | 6529 | 63393 | SH |  | SOLE |  | 63393 | 0 | 0 |
| VERITEX HLDGS INC | COM | 923451108 |  | 4244496 | 126588 | SH |  | SOLE |  | 126588 | 0 | 0 |
| VERONA PHARMA PLC | SPONSORED ADS | 925050106 |  | 10510935 | 98500 | SH |  | SOLE |  | 98500 | 0 | 0 |
| VIRTUS TOTAL RETURN FD INC | COM | 92835W107 |  | 4403505 | 682714 | SH |  | SOLE |  | 682714 | 0 | 0 |
| VISIONWAVE HOLDINGS INC | *W EXP 07/14/203 | 927950113 |  | 104882 | 255000 | SH |  | SOLE |  | 255000 | 0 | 0 |
| VOYAGER ACQUISITION CORP | UNIT 99/99/9999 | G93A7H120 |  | 2116100 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| VSEE HEALTH INC | *W EXP 99/99/999 | 92919Y110 |  | 3576 | 211600 | SH |  | SOLE |  | 211600 | 0 | 0 |
| WEN ACQUISITION CORP | UNIT 05/16/2030 | G9R39C129 |  | 1387357 | 133016 | SH |  | SOLE |  | 133016 | 0 | 0 |
| WINTERGREEN ACQUISITION CORP | UNIT 05/21/2030 | G9717M125 |  | 339678 | 33400 | SH |  | SOLE |  | 33400 | 0 | 0 |
| WNS HLDGS LTD | COM SHS | G98196101 |  | 1230922 | 16139 | SH |  | SOLE |  | 16139 | 0 | 0 |
| YORKVILLE ACQUISITION CORP. | UNIT 06/06/2030 | G98659108 |  | 110500 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| ZOOZ PWR LTD | *W EXP 04/02/202 | M2573A197 |  | 23577 | 133655 | SH |  | SOLE |  | 133655 | 0 | 0 |

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