# EDGAR Filing Document

**Accession Number:** 0001423881
**File Stem:** 0001423881-26-000004
**Filing Date:** 2026-4
**Character Count:** 2525
**Document Hash:** 6203cb0ecd22566dfabe22f370d6cb14
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001423881-26-000004.hdr.sgml**: 20260416

**ACCESSION NUMBER**: 0001423881-26-000004

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260416

**DATE AS OF CHANGE**: 20260416

**EFFECTIVENESS DATE**: 20260416

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SPARTAN CAPITAL SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0001423881

**ORGANIZATION NAME:**
- **EIN:** 260491509
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-67801
- **FILM NUMBER:** 26866743

**BUSINESS ADDRESS:**
- **STREET 1:** 45 BROADWAY
- **STREET 2:** 19TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10006
- **BUSINESS PHONE:** 212-293-0121

**MAIL ADDRESS:**
- **STREET 1:** 45 BROADWAY
- **STREET 2:** 19TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10006

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SPARTAN CAPITAL MANAGEMENT LLC
- **DATE OF NAME CHANGE:** 20080114

### Attached PDF Documents

**Attachment 1:** `scs2025afspubsecupload-.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001423881

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** SPARTAN CAPITAL SECURITIES, LLC

**Business Address:** 45 BROADWAY, 19TH FLOOR, NEW YORK, NY, 10006

**Contact Person:** Maurice Dacosta

**Contact Phone:** 9178603240

### Independent Public Accountant Identification

**Accountant Name:** Rosenfield and Company PLLC

**Accountant Address:** One Penn Plaza, 250 W 34th Street, Suite 1705, New York, NY, 10006

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Maurice Dacosta**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **SPARTAN CAPITAL SECURITIES, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Maurice Dacosta

**Title:** CFO/FINOP