# EDGAR Filing Document

**Accession Number:** 0000205307
**File Stem:** 0000205307-26-000005
**Filing Date:** 2026-6
**Character Count:** 2837
**Document Hash:** 5fae587e62210df0d3cf0815b42080d7
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000205307-26-000005.hdr.sgml**: 20260603

**ACCESSION NUMBER**: 0000205307-26-000005

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260603

**DATE AS OF CHANGE**: 20260603

**EFFECTIVENESS DATE**: 20260603

**PERIOD START**: 20250402

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.
- **CENTRAL INDEX KEY:** 0000205307

**ORGANIZATION NAME:**
- **EIN:** 411279945
- **STATE OF INCORPORATION:** MN
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-21025
- **FILM NUMBER:** 261059965

**BUSINESS ADDRESS:**
- **STREET 1:** 1133 MELVILLE STREET
- **STREET 2:** SUITE 1100
- **CITY:** VANCOUVER
- **STATE:** A1
- **ZIP:** V6E 4E5
- **BUSINESS PHONE:** 617-371-3897

**MAIL ADDRESS:**
- **STREET 1:** PMB 2300
- **STREET 2:** 250 H STREET
- **CITY:** BLAINE
- **STATE:** WA
- **ZIP:** 98230-4018

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CANACCORD WEALTH MANAGEMENT (USA) INC.
- **DATE OF NAME CHANGE:** 20100527

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CANACCORD FINANCIAL (USA) INC.
- **DATE OF NAME CHANGE:** 20100519

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CANACCORD WEALTH MANAGEMENT (USA) INC.
- **DATE OF NAME CHANGE:** 20100511

### Attached PDF Documents

**Attachment 1:** `CGWMUSAFS.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000205307

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 04-02-2025

**Report Period End Date:** 03-31-2026

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.

**Business Address:** 1133 MELVILLE STREET, SUITE 1100, VANCOUVER, NY, V6E 4E5

**Contact Person:** Donald D. Mayden

**Contact Phone:** 212-389-8088

### Independent Public Accountant Identification

**Accountant Name:** Ernst & Young

**Accountant Address:** 1133 Melville Street, Vancouver, A1, V6E 4E5

**Accountant Type:** Certified Public Accountant not resident in United States or any of its possessions

### OATH OR AFFIRMATION

I, **Donald MacFayden**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.**, as of **03-31-2026**, are true and correct.

**Signature:** DM

**Title:** CFO