# EDGAR Filing Document

**Accession Number:** 0000046902
**File Stem:** 0000046902-26-000006
**Filing Date:** 2026-6
**Character Count:** 2680
**Document Hash:** c6349b1429ba2b9913c99a712db556e2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000046902-26-000006.hdr.sgml**: 20260626

**ACCESSION NUMBER**: 0000046902-26-000006

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20260626

**DATE AS OF CHANGE**: 20260626

**EFFECTIVENESS DATE**: 20260626

**PERIOD START**: 20241001

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CARL M. HENNIG, INC.
- **CENTRAL INDEX KEY:** 0000046902

**ORGANIZATION NAME:**
- **EIN:** 391101291
- **STATE OF INCORPORATION:** WI
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-14509
- **FILM NUMBER:** 261124488

**BUSINESS ADDRESS:**
- **STREET 1:** 206 NORTH MAIN STREET
- **CITY:** OSHKOSH
- **STATE:** WI
- **ZIP:** 54901
- **BUSINESS PHONE:** 1-920-231-6630

**MAIL ADDRESS:**
- **STREET 1:** 206 NORTH MAIN STREET
- **CITY:** OSHKOSH
- **STATE:** WI
- **ZIP:** 54901

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CARL M HENNIG INC                                       /BD
- **DATE OF NAME CHANGE:** 20020322

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HENNIG CARL M INC                                       /BD
- **DATE OF NAME CHANGE:** 19970924

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HENNIG CARL M
- **DATE OF NAME CHANGE:** 19690213

### Attached PDF Documents

**Attachment 1:** `filing.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000046902

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 10-01-2024

**Report Period End Date:** 09-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** Yes

### Registrant Identification

**Name of Broker-Dealer:** CARL M. HENNIG, INC.

**Business Address:** 206 NORTH MAIN STREET, OSHKOSH, WI, 54901

**Contact Person:** Scot Harenburg

**Contact Phone:** 920231-6630

### Independent Public Accountant Identification

**Accountant Name:** NTT & Company, PLLC

**Accountant Address:** 5865 Mistletoe Avenue, Beaumont, TX, 77707

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Scot Harenburg**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **CARL M. HENNIG, INC.**, as of **06-26-2026**, are true and correct.

**Signature:** Scot Harenburg

**Title:** President