# EDGAR Filing Document

**Accession Number:** 0000919160
**File Stem:** 0001213900-25-107595
**Filing Date:** 2025-11
**Character Count:** 5023
**Document Hash:** b223899093562be6a983bb003855b0f1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001213900-25-107595.hdr.sgml**: 20251107

**ACCESSION NUMBER**: 0001213900-25-107595

**CONFORMED SUBMISSION TYPE**: 497

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20251107

**DATE AS OF CHANGE**: 20251107

**EFFECTIVENESS DATE**: 20251107

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GUINNESS ATKINSON FUNDS
- **CENTRAL INDEX KEY:** 0000919160

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 497
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 033-75340
- **FILM NUMBER:** 251462421

**BUSINESS ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101
- **BUSINESS PHONE:** 626-914-1041

**MAIL ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INVESTEC FUNDS
- **DATE OF NAME CHANGE:** 20000927

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS
- **DATE OF NAME CHANGE:** 19970506

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS INC
- **DATE OF NAME CHANGE:** 19940217

## Series and Classes Contracts Data

### SmartETFs Smart Transportation & Technology ETF (Series ID: S000065017)

---

|  |  |  |
|:---|:---|:---|
| Class Name                                      | Ticker Symbol | Class ID   |
| SmartETFs Smart Transportation & Technology ETF | MOTO          | C000210495 |

---

### SmartETFs Asia Pacific Dividend Builder ETF (Series ID: S000069134)

---

|  |  |  |
|:---|:---|:---|
| Class Name                                  | Ticker Symbol | Class ID   |
| SmartETFs Asia Pacific Dividend Builder ETF | ADIV          | C000220961 |

---

### SmartETFs Dividend Builder ETF (Series ID: S000069135)

---

|  |  |  |
|:---|:---|:---|
| Class Name                     | Ticker Symbol | Class ID   |
| SmartETFs Dividend Builder ETF | DIVS          | C000220962 |

---

### SmartETFs Sustainable Energy II ETF (Series ID: S000069963)

---

|  |  |  |
|:---|:---|:---|
| Class Name                          | Ticker Symbol | Class ID   |
| SmartETFs Sustainable Energy II ETF | SOLR          | C000222800 |

---

## Series and Classes Contracts Data

### SmartETFs Smart Transportation & Technology ETF (Series ID: S000065017)

| Class ID   | Class Name                                      | Ticker Symbol   |
|:---|:---|:---|
| C000210495 | SmartETFs Smart Transportation & Technology ETF | MOTO            |

### SmartETFs Asia Pacific Dividend Builder ETF (Series ID: S000069134)

| Class ID   | Class Name                                  | Ticker Symbol   |
|:---|:---|:---|
| C000220961 | SmartETFs Asia Pacific Dividend Builder ETF | ADIV            |

### SmartETFs Dividend Builder ETF (Series ID: S000069135)

| Class ID   | Class Name                     | Ticker Symbol   |
|:---|:---|:---|
| C000220962 | SmartETFs Dividend Builder ETF | DIVS            |

### SmartETFs Sustainable Energy II ETF (Series ID: S000069963)

| Class ID   | Class Name                          | Ticker Symbol   |
|:---|:---|:---|
| C000222800 | SmartETFs Sustainable Energy II ETF | SOLR            |

**GUINNESS ATKINSON** **™ FUNDS**

**SmartETFs Asia Pacific Dividend Builder ETF** 

**Ticker: ADIV**

**SmartETFs Dividend Builder ETF**

**Ticker: DIVS**

**SmartETFs Smart Transportation & Technology ETF**

**Ticker: MOTO**

**SmartETFs Sustainable Energy II ETF**

**Ticker: SOLR**

***Each a series of the Trust***

 ****

**SUPPLEMENT DATED November 7, 2025**

**to the Statutory Prospectus, Summary Prospectus and Statement of Additional Information ("SAI")**

**each dated April 30, 2025, as amended July 3, 2025**

***Important Notice Regarding Planned Change in Fund Names***

 

*Effective December 1, 2025, the name of the SmartETFs Asia Pacific Dividend Builder ETF, SmartETFs Dividend Builder ETF, SmartETFs Smart Transportation & Technology ETF, SmartETFs Sustainable Energy II ETF (a "Fund") will be changed as shown in the table below, and all references to each Fund's name in the Prospectus, Summary Prospectus and SAI will be updated accordingly. Each Fund's investment objective and principal investment strategies will remain the same.* 

---

| | |
|:---|:---|
| &nbsp;&nbsp;**Current Name** | &nbsp;&nbsp;**New Name** |
| &nbsp;&nbsp;*SmartETFs Asia Pacific Dividend Builder ETF* | &nbsp;&nbsp;*Guinness Atkinson Asia Pacific Dividend Builder ETF* |
| &nbsp;&nbsp;*SmartETFs Dividend Builder ETF* | &nbsp;&nbsp;*Guinness Atkinson Dividend Builder ETF* |
| &nbsp;&nbsp;*SmartETFs Smart Transportation & Technology ETF* | &nbsp;&nbsp;*Guinness Atkinson Smart Transportation & Technology ETF* |
| &nbsp;&nbsp;*SmartETFs Sustainable Energy II ETF* | &nbsp;&nbsp;*Guinness Atkinson Sustainable Energy ETF* |

---

***Please file this Supplement with your records****.*