# EDGAR Filing Document

**Accession Number:** 0001653199
**File Stem:** 0000919574-23-001592
**Filing Date:** 2023-2
**Character Count:** 15166
**Document Hash:** 92da406432d3869c3f322946c4403c53
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000919574-23-001592.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0000919574-23-001592

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FFT WEALTH MANAGEMENT LLC
- **CENTRAL INDEX KEY:** 0001653199
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-17167
- **FILM NUMBER:** 23627523

**BUSINESS ADDRESS:**
- **STREET 1:** TWO LIBERTY PLACE
- **STREET 2:** 50 S. 16TH STREET, SUITE 3440
- **CITY:** PHILADELPHIA
- **STATE:** PA
- **ZIP:** 19102
- **BUSINESS PHONE:** 610-545-6100

**MAIL ADDRESS:**
- **STREET 1:** TWO LIBERTY PLACE
- **STREET 2:** 50 S. 16TH STREET, SUITE 3440
- **CITY:** PHILADELPHIA
- **STATE:** PA
- **ZIP:** 19102

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** FFT WEALTH MANAGEMENT LLC<br>**Address:** Two Liberty Place<br>50 S. 16th Street Suite 3440<br>Philadelphia, PA 19102

**Form 13F File Number:** 028-17167

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Christopher L. Fagley<br>**Title:** Chief Operations Officer<br>**Phone:** 610-545-6150

**Signature, Place, and Date of Signing:**

/s/ Christopher L. Fagley  Philadelphia, PA  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 119

**Form 13F Information Table Value Total:** $779575542

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 23ANDME HOLDING CO | CLASS A COM | 90138Q108 |  | 391636 | 181313 | SH |  | SOLE |  | 181313 | 0 | 0 |
| 3M CO | COM | 88579Y101 |  | 301599 | 2515 | SH |  | SOLE |  | 2515 | 0 | 0 |
| ABBOTT LABS | COM | 002824100 |  | 304667 | 2775 | SH |  | SOLE |  | 2775 | 0 | 0 |
| ABBVIE INC | COM | 00287Y109 |  | 404025 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 |  | 327946 | 1229 | SH |  | SOLE |  | 1229 | 0 | 0 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 416961 | 1239 | SH |  | SOLE |  | 1239 | 0 | 0 |
| ALCON AG | ORD SHS | H01301128 |  | 208872 | 3047 | SH |  | SOLE |  | 3047 | 0 | 0 |
| ALKERMES PLC | SHS | G01767105 |  | 263913 | 10100 | SH |  | SOLE |  | 10100 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 354920 | 4000 | SH |  | SOLE |  | 4000 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 1105434 | 12529 | SH |  | SOLE |  | 12529 | 0 | 0 |
| ALPS ETF TR | ALERIAN MLP | 00162Q452 |  | 259429 | 6815 | SH |  | SOLE |  | 6814 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 1600284 | 19051 | SH |  | SOLE |  | 19051 | 0 | 0 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 |  | 237071 | 1119 | SH |  | SOLE |  | 1119 | 0 | 0 |
| AMERIPRISE FINL INC | COM | 03076C106 |  | 284281 | 913 | SH |  | SOLE |  | 913 | 0 | 0 |
| AMGEN INC | COM | 031162100 |  | 252134 | 960 | SH |  | SOLE |  | 960 | 0 | 0 |
| ANSYS INC | COM | 03662Q105 |  | 235309 | 974 | SH |  | SOLE |  | 974 | 0 | 0 |
| APOLLO GLOBAL MGMT INC | COM | 03769M106 |  | 275764 | 4323 | SH |  | SOLE |  | 4323 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 608332 | 4682 | SH |  | SOLE |  | 4682 | 0 | 0 |
| ATMOS ENERGY CORP | COM | 049560105 |  | 230864 | 2060 | SH |  | SOLE |  | 2060 | 0 | 0 |
| AUTODESK INC | COM | 052769106 |  | 217890 | 1166 | SH |  | SOLE |  | 1166 | 0 | 0 |
| BANCO SANTANDER S.A. | ADR | 05964H105 |  | 62062 | 21038 | SH |  | SOLE |  | 21038 | 0 | 0 |
| BAXTER INTL INC | COM | 071813109 |  | 299245 | 5871 | SH |  | SOLE |  | 5871 | 0 | 0 |
| CAPITAL ONE FINL CORP | COM | 14040H105 |  | 211484 | 2275 | SH |  | SOLE |  | 2275 | 0 | 0 |
| CENTRAL SECS CORP | COM | 155123102 |  | 681202 | 20402 | SH |  | SOLE |  | 20402 | 0 | 0 |
| CLOROX CO DEL | COM | 189054109 |  | 280239 | 1997 | SH |  | SOLE |  | 1997 | 0 | 0 |
| COCA COLA CO | COM | 191216100 |  | 239746 | 3769 | SH |  | SOLE |  | 3769 | 0 | 0 |
| COPART INC | COM | 217204106 |  | 249588 | 4099 | SH |  | SOLE |  | 4099 | 0 | 0 |
| CORTEVA INC | COM | 22052L104 |  | 340865 | 5799 | SH |  | SOLE |  | 5799 | 0 | 0 |
| COSTAR GROUP INC | COM | 22160N109 |  | 306338 | 3964 | SH |  | SOLE |  | 3964 | 0 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 420893 | 922 | SH |  | SOLE |  | 922 | 0 | 0 |
| COTERRA ENERGY INC | COM | 127097103 |  | 204152 | 8309 | SH |  | SOLE |  | 8309 | 0 | 0 |
| CROWN CASTLE INC | COM | 22822V101 |  | 248492 | 1832 | SH |  | SOLE |  | 1832 | 0 | 0 |
| CUE HEALTH INC | COM | 229790100 |  | 85592 | 41349 | SH |  | SOLE |  | 41349 | 0 | 0 |
| CULLEN FROST BANKERS INC | COM | 229899109 |  | 211380 | 1581 | SH |  | SOLE |  | 1581 | 0 | 0 |
| DANAHER CORPORATION | COM | 235851102 |  | 320627 | 1208 | SH |  | SOLE |  | 1208 | 0 | 0 |
| DENTSPLY SIRONA INC | COM | 24906P109 |  | 489413 | 15371 | SH |  | SOLE |  | 15371 | 0 | 0 |
| ECOLAB INC | COM | 278865100 |  | 245269 | 1685 | SH |  | SOLE |  | 1685 | 0 | 0 |
| ETSY INC | COM | 29786A106 |  | 312266 | 2607 | SH |  | SOLE |  | 2607 | 0 | 0 |
| EVOLV TECHNOLOGIES HLDNGS IN | COM CL A | 30049H102 |  | 52494 | 20268 | SH |  | SOLE |  | 20268 | 0 | 0 |
| FARFETCH LTD | ORD SH CL A | 30744W107 |  | 204431 | 43220 | SH |  | SOLE |  | 43220 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 |  | 3563592 | 28937 | SH |  | SOLE |  | 28937 | 0 | 0 |
| FLEXSHARES TR | STOXX GLOBR INF | 33939L795 |  | 218578 | 4336 | SH |  | SOLE |  | 4336 | 0 | 0 |
| FLEXSHARES TR | READY ACC VARI | 33939L886 |  | 397668 | 5345 | SH |  | SOLE |  | 5345 | 0 | 0 |
| FLEXSHARES TR | MORNSTAR UPSTR | 33939L407 |  | 434743 | 10001 | SH |  | SOLE |  | 10001 | 0 | 0 |
| GENERAL DYNAMICS CORP | COM | 369550108 |  | 203202 | 819 | SH |  | SOLE |  | 819 | 0 | 0 |
| HEALTHCARE RLTY TR | CL A COM | 42226K105 |  | 266639 | 13837 | SH |  | SOLE |  | 13837 | 0 | 0 |
| HONEYWELL INTL INC | COM | 438516106 |  | 234444 | 1094 | SH |  | SOLE |  | 1094 | 0 | 0 |
| INTUIT | COM | 461202103 |  | 228472 | 587 | SH |  | SOLE |  | 587 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 4327670 | 16252 | SH |  | SOLE |  | 16252 | 0 | 0 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 464694 | 9951 | SH |  | SOLE |  | 9950 | 0 | 0 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 214664 | 2034 | SH |  | SOLE |  | 2034 | 0 | 0 |
| ISHARES TR | MSCI INTL VLU FT | 46435G409 |  | 43889933 | 1894257 | SH |  | SOLE |  | 1894256 | 0 | 0 |
| ISHARES TR | 3 7 YR TREAS BD | 464288661 |  | 13635683 | 118685 | SH |  | SOLE |  | 118684 | 0 | 0 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 |  | 14957506 | 207455 | SH |  | SOLE |  | 207455 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 3168598 | 18173 | SH |  | SOLE |  | 18172 | 0 | 0 |
| ISHARES TR | CORE S ETF | 464287200 |  | 8900511 | 23166 | SH |  | SOLE |  | 23165 | 0 | 0 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 4746057 | 125226 | SH |  | SOLE |  | 125225 | 0 | 0 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 5977689 | 88624 | SH |  | SOLE |  | 88624 | 0 | 0 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 782247 | 8065 | SH |  | SOLE |  | 8065 | 0 | 0 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 6270317 | 125406 | SH |  | SOLE |  | 125406 | 0 | 0 |
| ISHARES TR | SP SMCP600VL ETF | 464287879 |  | 843321 | 9236 | SH |  | SOLE |  | 9235 | 0 | 0 |
| ISHARES TR | RUSSELL 3000 ETF | 464287689 |  | 90224562 | 408848 | SH |  | SOLE |  | 408847 | 0 | 0 |
| ISHARES TR | MSCI ACWI ETF | 464288257 |  | 106683893 | 1256879 | SH |  | SOLE |  | 1256879 | 0 | 0 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 9302867 | 98297 | SH |  | SOLE |  | 98297 | 0 | 0 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 349729 | 1632 | SH |  | SOLE |  | 1632 | 0 | 0 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 30740327 | 498707 | SH |  | SOLE |  | 498707 | 0 | 0 |
| ISHARES TR | RUS 1000 ETF | 464287622 |  | 202883 | 964 | SH |  | SOLE |  | 963 | 0 | 0 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 15350240 | 63460 | SH |  | SOLE |  | 63459 | 0 | 0 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 11277837 | 171813 | SH |  | SOLE |  | 171813 | 0 | 0 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 212022 | 1398 | SH |  | SOLE |  | 1398 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 376265 | 2130 | SH |  | SOLE |  | 1630 | 0 | 0 |
| KIMBERLY-CLARK CORP | COM | 494368103 |  | 388652 | 2863 | SH |  | SOLE |  | 2863 | 0 | 0 |
| LENNAR CORP | CL A | 526057104 |  | 266161 | 2941 | SH |  | SOLE |  | 2941 | 0 | 0 |
| LINDE PLC | SHS | G5494J103 |  | 219519 | 673 | SH |  | SOLE |  | 673 | 0 | 0 |
| LIVEONE INC | COM | 53814X102 |  | 24133 | 37503 | SH |  | SOLE |  | 37503 | 0 | 0 |
| MARQETA INC | CLASS A COM | 57142B104 |  | 167255 | 27374 | SH |  | SOLE |  | 27374 | 0 | 0 |
| MARTIN MARIETTA MATLS INC | COM | 573284106 |  | 243000 | 719 | SH |  | SOLE |  | 719 | 0 | 0 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 747620 | 2150 | SH |  | SOLE |  | 2150 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 265725 | 2395 | SH |  | SOLE |  | 2395 | 0 | 0 |
| MICROCHIP TECHNOLOGY INC. | COM | 595017104 |  | 251636 | 3582 | SH |  | SOLE |  | 3582 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 1923596 | 8021 | SH |  | SOLE |  | 8021 | 0 | 0 |
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 606822104 |  | 132286 | 19833 | SH |  | SOLE |  | 19833 | 0 | 0 |
| MUELLER WTR PRODS INC | COM SER A | 624758108 |  | 180994 | 16821 | SH |  | SOLE |  | 16821 | 0 | 0 |
| NIKE INC | CL B | 654106103 |  | 317799 | 2716 | SH |  | SOLE |  | 2716 | 0 | 0 |
| NORTHERN TR CORP | COM | 665859104 |  | 327767 | 3704 | SH |  | SOLE |  | 3704 | 0 | 0 |
| NU HLDGS LTD | ORD SHS CL A | G6683N103 |  | 57184 | 14050 | SH |  | SOLE |  | 14050 | 0 | 0 |
| ONEMAIN HLDGS INC | COM | 68268W103 |  | 613637 | 18422 | SH |  | SOLE |  | 18422 | 0 | 0 |
| OSCAR HEALTH INC | CL A | 687793109 |  | 79775 | 32429 | SH |  | SOLE |  | 32429 | 0 | 0 |
| PARKER-HANNIFIN CORP | COM | 701094104 |  | 266556 | 916 | SH |  | SOLE |  | 916 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 273698 | 3843 | SH |  | SOLE |  | 3843 | 0 | 0 |
| PNC FINL SVCS GROUP INC | COM | 693475105 |  | 212429 | 1345 | SH |  | SOLE |  | 1345 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 221126 | 1459 | SH |  | SOLE |  | 1459 | 0 | 0 |
| QUALCOMM INC | COM | 747525103 |  | 200091 | 1820 | SH |  | SOLE |  | 1820 | 0 | 0 |
| RLX TECHNOLOGY INC | SPONSORED ADS | 74969N103 |  | 37911 | 16483 | SH |  | SOLE |  | 16483 | 0 | 0 |
| RPM INTL INC | COM | 749685103 |  | 223550 | 2294 | SH |  | SOLE |  | 2294 | 0 | 0 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 |  | 9532502 | 295949 | SH |  | SOLE |  | 295948 | 0 | 0 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 |  | 7314118 | 309004 | SH |  | SOLE |  | 309003 | 0 | 0 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 |  | 69323171 | 1547047 | SH |  | SOLE |  | 1547046 | 0 | 0 |
| SMITH  NEPHEW PLC | SPDN ADR NEW | 83175M205 |  | 376998 | 14020 | SH |  | SOLE |  | 14020 | 0 | 0 |
| SNOWFLAKE INC | CL A | 833445109 |  | 288228 | 2008 | SH |  | SOLE |  | 2008 | 0 | 0 |
| SONY GROUP CORPORATION | SPONSORED ADR | 835699307 |  | 206414 | 2706 | SH |  | SOLE |  | 2706 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 89404845 | 233781 | SH |  | SOLE |  | 233780 | 0 | 0 |
| SPDR SER TR | S BIOTECH | 78464A870 |  | 4250302 | 51208 | SH |  | SOLE |  | 51208 | 0 | 0 |
| SPDR SER TR | PRTFLO S GW | 78464A409 |  | 26991483 | 532692 | SH |  | SOLE |  | 532691 | 0 | 0 |
| STARBUCKS CORP | COM | 855244109 |  | 203856 | 2055 | SH |  | SOLE |  | 2055 | 0 | 0 |
| STRYKER CORPORATION | COM | 863667101 |  | 272117 | 1113 | SH |  | SOLE |  | 1113 | 0 | 0 |
| TRAVELERS COMPANIES INC | COM | 89417E109 |  | 304671 | 1625 | SH |  | SOLE |  | 1625 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 499430 | 942 | SH |  | SOLE |  | 942 | 0 | 0 |
| UNIVERSAL HLTH SVCS INC | CL B | 913903100 |  | 260365 | 1848 | SH |  | SOLE |  | 1848 | 0 | 0 |
| VANECK ETF TRUST | INTRMDT MUNI ETF | 92189H201 |  | 356375 | 7814 | SH |  | SOLE |  | 7813 | 0 | 0 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 72876369 | 519173 | SH |  | SOLE |  | 519173 | 0 | 0 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 7017941 | 85087 | SH |  | SOLE |  | 85086 | 0 | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 46737227 | 244454 | SH |  | SOLE |  | 244454 | 0 | 0 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 |  | 9928341 | 200613 | SH |  | SOLE |  | 200613 | 0 | 0 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 32304990 | 769716 | SH |  | SOLE |  | 769716 | 0 | 0 |
| VULCAN MATLS CO | COM | 929160109 |  | 517800 | 2957 | SH |  | SOLE |  | 2957 | 0 | 0 |
| XCEL ENERGY INC | COM | 98389B100 |  | 227647 | 3247 | SH |  | SOLE |  | 3247 | 0 | 0 |
| XYLEM INC | COM | 98419M100 |  | 253095 | 2289 | SH |  | SOLE |  | 2289 | 0 | 0 |
| ZOETIS INC | CL A | 98978V103 |  | 291195 | 1987 | SH |  | SOLE |  | 1987 | 0 | 0 |

---