# EDGAR Filing Document

**Accession Number:** 0001695490
**File Stem:** 0001580642-23-000472
**Filing Date:** 2023-1
**Character Count:** 22375
**Document Hash:** b8c266e017fc7bfd7107b31018c02715
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001580642-23-000472.hdr.sgml**: 20230127

**ACCESSION NUMBER**: 0001580642-23-000472

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230127

**DATE AS OF CHANGE**: 20230127

**EFFECTIVENESS DATE**: 20230127

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** McAdam, LLC
- **CENTRAL INDEX KEY:** 0001695490
- **IRS NUMBER:** 471994636
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-17679
- **FILM NUMBER:** 23562088

**BUSINESS ADDRESS:**
- **STREET 1:** 1880 JOHN F. KENNEDY BLVD
- **STREET 2:** SUITE 1600
- **CITY:** PHILADELPHIA
- **STATE:** PA
- **ZIP:** 19103
- **BUSINESS PHONE:** 888-614-5323

**MAIL ADDRESS:**
- **STREET 1:** 1880 JOHN F. KENNEDY BLVD
- **STREET 2:** SUITE 1600
- **CITY:** PHILADELPHIA
- **STATE:** PA
- **ZIP:** 19103

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** McAdam LLC<br>**Address:** 1880 John F. Kennedy Blvd<br>Suite 1600<br>Philadelphia, PA 19103

**Form 13F File Number:** 028-17679

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Edward O'Brien<br>**Title:** Chief Compliance Officer<br>**Phone:** 215-399-9371

**Signature, Place, and Date of Signing:**

/s/ Edward O'Brien  Philadelphia, PA  01-17-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 195

**Form 13F Information Table Value Total:** $1014142

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 534 | 1470 | SH |  | SOLE |  | 0 | 0 | 1470 |
| ISHARES TR | CORE S ETF | 464287200 |  | 5544 | 11624 | SH |  | SOLE |  | 0 | 0 | 11624 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 237 | 2832 | SH |  | SOLE |  | 0 | 0 | 2832 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 311 | 1019 | SH |  | SOLE |  | 0 | 0 | 1019 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 224 | 1007 | SH |  | SOLE |  | 0 | 0 | 1007 |
| ISHARES TR | RUS 2000 VAL ETF | 464287630 |  | 417 | 2513 | SH |  | SOLE |  | 0 | 0 | 2513 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 989 | 2083 | SH |  | SOLE |  | 0 | 0 | 2083 |
| AGILENT TECHNOLOGIES INC | COM | 00846U101 |  | 433 | 2713 | SH |  | SOLE |  | 0 | 0 | 2713 |
| AMAZON COM INC | COM | 023135106 |  | 2128 | 638 | SH |  | SOLE |  | 0 | 0 | 638 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 439 | 7035 | SH |  | SOLE |  | 0 | 0 | 7035 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 444 | 1486 | SH |  | SOLE |  | 0 | 0 | 1486 |
| BOEING CO | COM | 097023105 |  | 318 | 1581 | SH |  | SOLE |  | 0 | 0 | 1581 |
| INVESCO INDIA EXCHANGE-TRADE | INDIA ETF | 46137R109 |  | 2412 | 90178 | SH |  | SOLE |  | 0 | 0 | 90178 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 835 | 2099 | SH |  | SOLE |  | 0 | 0 | 2099 |
| INTEL CORP | COM | 458140100 |  | 339 | 6585 | SH |  | SOLE |  | 0 | 0 | 6585 |
| ORACLE CORP | COM | 68389X105 |  | 498 | 5714 | SH |  | SOLE |  | 0 | 0 | 5714 |
| DISNEY WALT CO | COM | 254687106 |  | 401 | 2592 | SH |  | SOLE |  | 0 | 0 | 2592 |
| US BANCORP DEL | COM NEW | 902973304 |  | 459 | 8166 | SH |  | SOLE |  | 0 | 0 | 8166 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 1089 | 6364 | SH |  | SOLE |  | 0 | 0 | 6364 |
| PFIZER INC | COM | 717081103 |  | 521 | 8827 | SH |  | SOLE |  | 0 | 0 | 8827 |
| LOWES COS INC | COM | 548661107 |  | 363 | 1403 | SH |  | SOLE |  | 0 | 0 | 1403 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 3733 | 47441 | SH |  | SOLE |  | 0 | 0 | 47441 |
| MICROSOFT CORP | COM | 594918104 |  | 4083 | 12140 | SH |  | SOLE |  | 0 | 0 | 12140 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 761 | 3552 | SH |  | SOLE |  | 0 | 0 | 3552 |
| AT INC | COM | 00206R102 |  | 564 | 22921 | SH |  | SOLE |  | 0 | 0 | 22921 |
| CISCO SYS INC | COM | 17275R102 |  | 894 | 14105 | SH |  | SOLE |  | 0 | 0 | 14105 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 398 | 2975 | SH |  | SOLE |  | 0 | 0 | 2975 |
| COCA COLA CO | COM | 191216100 |  | 377 | 6368 | SH |  | SOLE |  | 0 | 0 | 6368 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 969 | 18641 | SH |  | SOLE |  | 0 | 0 | 18641 |
| SPDR SER TR | S 600 SMCP VAL | 78464A300 |  | 8379 | 98904 | SH |  | SOLE |  | 0 | 0 | 98904 |
| SPDR SER TR | S 600 SMCP GRW | 78464A201 |  | 6873 | 74051 | SH |  | SOLE |  | 0 | 0 | 74051 |
| SPDR SER TR | PRTFLO S GW | 78464A409 |  | 274 | 3779 | SH |  | SOLE |  | 0 | 0 | 3779 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 |  | 2322 | 20157 | SH |  | SOLE |  | 0 | 0 | 20157 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 |  | 4094 | 33455 | SH |  | SOLE |  | 0 | 0 | 33455 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 302 | 5437 | SH |  | SOLE |  | 0 | 0 | 5437 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 342 | 2428 | SH |  | SOLE |  | 0 | 0 | 2428 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 |  | 692 | 3387 | SH |  | SOLE |  | 0 | 0 | 3387 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 495 | 2882 | SH |  | SOLE |  | 0 | 0 | 2882 |
| BK OF AMERICA CORP | COM | 060505104 |  | 438 | 9840 | SH |  | SOLE |  | 0 | 0 | 9840 |
| STARBUCKS CORP | COM | 855244109 |  | 318 | 2716 | SH |  | SOLE |  | 0 | 0 | 2716 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 204 | 828 | SH |  | SOLE |  | 0 | 0 | 828 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 472 | 7714 | SH |  | SOLE |  | 0 | 0 | 7714 |
| WALMART INC | COM | 931142103 |  | 342 | 2365 | SH |  | SOLE |  | 0 | 0 | 2365 |
| UNION PAC CORP | COM | 907818108 |  | 283 | 1122 | SH |  | SOLE |  | 0 | 0 | 1122 |
| LILLY ELI  CO | COM | 532457108 |  | 263 | 951 | SH |  | SOLE |  | 0 | 0 | 951 |
| STATE STR CORP | COM | 857477103 |  | 583 | 6265 | SH |  | SOLE |  | 0 | 0 | 6265 |
| MERCK  CO INC | COM | 58933Y105 |  | 334 | 4352 | SH |  | SOLE |  | 0 | 0 | 4352 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 388 | 2369 | SH |  | SOLE |  | 0 | 0 | 2369 |
| GENERAL ELECTRIC CO | COM NEW | 369604301 |  | 1550 | 16406 | SH |  | SOLE |  | 0 | 0 | 16406 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 671 | 9248 | SH |  | SOLE |  | 0 | 0 | 9248 |
| HOME DEPOT INC | COM | 437076102 |  | 421 | 1013 | SH |  | SOLE |  | 0 | 0 | 1013 |
| MCDONALDS CORP | COM | 580135101 |  | 464 | 1731 | SH |  | SOLE |  | 0 | 0 | 1731 |
| NIKE INC | CL B | 654106103 |  | 426 | 2555 | SH |  | SOLE |  | 0 | 0 | 2555 |
| TJX COS INC NEW | COM | 872540109 |  | 422 | 5564 | SH |  | SOLE |  | 0 | 0 | 5564 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 205 | 4280 | SH |  | SOLE |  | 0 | 0 | 4280 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 |  | 256 | 618 | SH |  | SOLE |  | 0 | 0 | 618 |
| MARRIOTT INTL INC NEW | CL A | 571903202 |  | 224 | 1357 | SH |  | SOLE |  | 0 | 0 | 1357 |
| MARSH  MCLENNAN COS INC | COM | 571748102 |  | 680 | 3912 | SH |  | SOLE |  | 0 | 0 | 3912 |
| 3M CO | COM | 88579Y101 |  | 245 | 1377 | SH |  | SOLE |  | 0 | 0 | 1377 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 473 | 9398 | SH |  | SOLE |  | 0 | 0 | 9398 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 8019 | 33214 | SH |  | SOLE |  | 0 | 0 | 33214 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 339 | 3632 | SH |  | SOLE |  | 0 | 0 | 3632 |
| APPLE INC | COM | 037833100 |  | 8444 | 47553 | SH |  | SOLE |  | 0 | 0 | 47553 |
| SPDR SER TR | PRTFLO S VL | 78464A508 |  | 5345 | 127271 | SH |  | SOLE |  | 0 | 0 | 127271 |
| PPL CORP | COM | 69351T106 |  | 225 | 7470 | SH |  | SOLE |  | 0 | 0 | 7470 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 27387 | 168278 | SH |  | SOLE |  | 0 | 0 | 168278 |
| NETAPP INC | COM | 64110D104 |  | 218 | 2375 | SH |  | SOLE |  | 0 | 0 | 2375 |
| AON PLC | SHS CL A | G0403H108 |  | 861 | 2864 | SH |  | SOLE |  | 0 | 0 | 2864 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 1030 | 6298 | SH |  | SOLE |  | 0 | 0 | 6298 |
| S GLOBAL INC | COM | 78409V104 |  | 205 | 434 | SH |  | SOLE |  | 0 | 0 | 434 |
| CHEMED CORP NEW | COM | 16359R103 |  | 325 | 614 | SH |  | SOLE |  | 0 | 0 | 614 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 1299 | 26256 | SH |  | SOLE |  | 0 | 0 | 26256 |
| ANNALY CAPITAL MANAGEMENT IN | COM | 035710409 |  | 339 | 43341 | SH |  | SOLE |  | 0 | 0 | 43341 |
| NETFLIX INC | COM | 64110L106 |  | 270 | 449 | SH |  | SOLE |  | 0 | 0 | 449 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 2896 | 25386 | SH |  | SOLE |  | 0 | 0 | 25386 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 855 | 2907 | SH |  | SOLE |  | 0 | 0 | 2907 |
| VERTEX PHARMACEUTICALS INC | COM | 92532F100 |  | 649 | 2954 | SH |  | SOLE |  | 0 | 0 | 2954 |
| TRIMBLE INC | COM | 896239100 |  | 596 | 6830 | SH |  | SOLE |  | 0 | 0 | 6830 |
| CINCINNATI FINL CORP | COM | 172062101 |  | 283 | 2485 | SH |  | SOLE |  | 0 | 0 | 2485 |
| TYSON FOODS INC | CL A | 902494103 |  | 316 | 3620 | SH |  | SOLE |  | 0 | 0 | 3620 |
| CINTAS CORP | COM | 172908105 |  | 391 | 882 | SH |  | SOLE |  | 0 | 0 | 882 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 1338 | 462 | SH |  | SOLE |  | 0 | 0 | 462 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 365 | 2479 | SH |  | SOLE |  | 0 | 0 | 2479 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 |  | 1744 | 2761 | SH |  | SOLE |  | 0 | 0 | 2761 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 230 | 903 | SH |  | SOLE |  | 0 | 0 | 903 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 6589 | 36840 | SH |  | SOLE |  | 0 | 0 | 36840 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 6040 | 26727 | SH |  | SOLE |  | 0 | 0 | 26727 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 598 | 1863 | SH |  | SOLE |  | 0 | 0 | 1863 |
| GLOBE LIFE INC | COM | 37959E102 |  | 269 | 2869 | SH |  | SOLE |  | 0 | 0 | 2869 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 |  | 6582 | 23356 | SH |  | SOLE |  | 0 | 0 | 23356 |
| VANGUARD WORLD FDS | UTILITIES ETF | 92204A876 |  | 205 | 1310 | SH |  | SOLE |  | 0 | 0 | 1310 |
| VIACOMCBS INC | CL B | 92556H206 |  | 272 | 9009 | SH |  | SOLE |  | 0 | 0 | 9009 |
| CHOICE HOTELS INTL INC | COM | 169905106 |  | 408 | 2618 | SH |  | SOLE |  | 0 | 0 | 2618 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 210 | 6044 | SH |  | SOLE |  | 0 | 0 | 6044 |
| INVESCO EXCHANGE TRADED FD T | S 500 TOP 50 | 46137V233 |  | 5092 | 13795 | SH |  | SOLE |  | 0 | 0 | 13795 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 |  | 3298 | 7199 | SH |  | SOLE |  | 0 | 0 | 7199 |
| SPDR SER TR | S BIOTECH | 78464A870 |  | 1066 | 9520 | SH |  | SOLE |  | 0 | 0 | 9520 |
| SPDR SER TR | S 400 MDCP VAL | 78464A839 |  | 21961 | 308872 | SH |  | SOLE |  | 0 | 0 | 308872 |
| VANGUARD WORLD FDS | INDUSTRIAL ETF | 92204A603 |  | 212 | 1044 | SH |  | SOLE |  | 0 | 0 | 1044 |
| SPDR SER TR | NUVEEN BLMBRG SR | 78468R739 |  | 4646 | 94462 | SH |  | SOLE |  | 0 | 0 | 94462 |
| VANECK ETF TRUST | HIGH YLD MUNIETF | 92189H409 |  | 215 | 3449 | SH |  | SOLE |  | 0 | 0 | 3449 |
| CASSAVA SCIENCES INC | COM | 14817C107 |  | 267 | 6108 | SH |  | SOLE |  | 0 | 0 | 6108 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 |  | 15964 | 62697 | SH |  | SOLE |  | 0 | 0 | 62697 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 |  | 15472 | 102923 | SH |  | SOLE |  | 0 | 0 | 102923 |
| SPDR SER TR | S 400 MDCP GRW | 78464A821 |  | 28237 | 346338 | SH |  | SOLE |  | 0 | 0 | 346338 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 |  | 5545 | 63723 | SH |  | SOLE |  | 0 | 0 | 63723 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 451 | 5584 | SH |  | SOLE |  | 0 | 0 | 5584 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 234 | 2760 | SH |  | SOLE |  | 0 | 0 | 2760 |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 |  | 2496 | 60170 | SH |  | SOLE |  | 0 | 0 | 60170 |
| BLACKSTONE INC | COM | 09260D107 |  | 205 | 1581 | SH |  | SOLE |  | 0 | 0 | 1581 |
| INVESCO EXCHANGE TRADED FD T | S PUR GWT | 46137V266 |  | 334 | 1586 | SH |  | SOLE |  | 0 | 0 | 1586 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 9935 | 85437 | SH |  | SOLE |  | 0 | 0 | 85437 |
| SPDR SER TR | NUVEEN BRC MUNIC | 78468R721 |  | 14364 | 277674 | SH |  | SOLE |  | 0 | 0 | 277674 |
| SPDR SER TR | BLMBRG BRC CNVRT | 78464A359 |  | 10319 | 124391 | SH |  | SOLE |  | 0 | 0 | 124391 |
| INVESCO EXCH TRADED FD TR II | EMRNG MKT SVRG | 46138E784 |  | 214 | 8108 | SH |  | SOLE |  | 0 | 0 | 8108 |
| INVESCO EXCHANGE TRADED FD T | S EQL HLT | 46137V332 |  | 4847 | 15124 | SH |  | SOLE |  | 0 | 0 | 15124 |
| ISHARES TR | JPMORGAN USD EMG | 464288281 |  | 279 | 2554 | SH |  | SOLE |  | 0 | 0 | 2554 |
| INVESCO EXCH TRADED FD TR II | NATL AMT MUNI | 46138E537 |  | 222 | 8190 | SH |  | SOLE |  | 0 | 0 | 8190 |
| ISHARES TR | EAFE SML CP ETF | 464288273 |  | 2033 | 27821 | SH |  | SOLE |  | 0 | 0 | 27821 |
| VISA INC | COM CL A | 92826C839 |  | 254 | 1174 | SH |  | SOLE |  | 0 | 0 | 1174 |
| SPDR SER TR | PORTFOLIO LN TSR | 78464A664 |  | 14768 | 350378 | SH |  | SOLE |  | 0 | 0 | 350378 |
| VANGUARD WORLD FD | MEGA CAP INDEX | 921910873 |  | 1159 | 6895 | SH |  | SOLE |  | 0 | 0 | 6895 |
| SPDR INDEX SHS FDS | S INTL ETF | 78463X772 |  | 225 | 5789 | SH |  | SOLE |  | 0 | 0 | 5789 |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 46138E511 |  | 8934 | 595584 | SH |  | SOLE |  | 0 | 0 | 595584 |
| INVESCO EXCH TRADED FD TR II | FNDMNTL HY CRP | 46138E719 |  | 2983 | 153602 | SH |  | SOLE |  | 0 | 0 | 153602 |
| INVESCO EXCHANGE TRADED FD T | S EQL IND | 46137V324 |  | 313 | 1582 | SH |  | SOLE |  | 0 | 0 | 1582 |
| ISHARES TR | ASIA 50 ETF | 464288430 |  | 1781 | 23257 | SH |  | SOLE |  | 0 | 0 | 23257 |
| INSULET CORP | COM | 45784P101 |  | 278 | 1046 | SH |  | SOLE |  | 0 | 0 | 1046 |
| FRANCO NEV CORP | COM | 351858105 |  | 315 | 2278 | SH |  | SOLE |  | 0 | 0 | 2278 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 |  | 228 | 2127 | SH |  | SOLE |  | 0 | 0 | 2127 |
| FS KKR CAP CORP | COM | 302635206 |  | 209 | 9969 | SH |  | SOLE |  | 0 | 0 | 9969 |
| SPDR SER TR | ICE PFD SEC ETF | 78464A292 |  | 345 | 8036 | SH |  | SOLE |  | 0 | 0 | 8036 |
| ISHARES TR | RUS TP200 GR ETF | 464289438 |  | 901 | 5198 | SH |  | SOLE |  | 0 | 0 | 5198 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 |  | 229 | 2023 | SH |  | SOLE |  | 0 | 0 | 2023 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 |  | 71315 | 1834695 | SH |  | SOLE |  | 0 | 0 | 1834695 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 |  | 133665 | 1174358 | SH |  | SOLE |  | 0 | 0 | 1174358 |
| INDEXIQ ETF TR | IQ MRGR ARB ETF | 45409B800 |  | 583 | 18073 | SH |  | SOLE |  | 0 | 0 | 18073 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 |  | 2003 | 19565 | SH |  | SOLE |  | 0 | 0 | 19565 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 105780 | 645983 | SH |  | SOLE |  | 0 | 0 | 645983 |
| SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 |  | 33136 | 809576 | SH |  | SOLE |  | 0 | 0 | 809576 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 |  | 11214 | 378594 | SH |  | SOLE |  | 0 | 0 | 378594 |
| TESLA INC | COM | 88160R101 |  | 1740 | 1646 | SH |  | SOLE |  | 0 | 0 | 1646 |
| SCHWAB STRATEGIC TR | INTRM TRM TRES | 808524854 |  | 10398 | 185212 | SH |  | SOLE |  | 0 | 0 | 185212 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 |  | 18104 | 287866 | SH |  | SOLE |  | 0 | 0 | 287866 |
| PIMCO ETF TR | INV GRD CRP BD | 72201R817 |  | 12981 | 115037 | SH |  | SOLE |  | 0 | 0 | 115037 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 92206C680 |  | 1092 | 13901 | SH |  | SOLE |  | 0 | 0 | 13901 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 1021 | 2338 | SH |  | SOLE |  | 0 | 0 | 2338 |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 |  | 1230 | 15294 | SH |  | SOLE |  | 0 | 0 | 15294 |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 |  | 5720 | 258804 | SH |  | SOLE |  | 0 | 0 | 258804 |
| SPDR SER TR | NUVEEN BBG BRCLY | 78464A284 |  | 3596 | 59854 | SH |  | SOLE |  | 0 | 0 | 59854 |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 |  | 77085 | 1430148 | SH |  | SOLE |  | 0 | 0 | 1430148 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 3514 | 43474 | SH |  | SOLE |  | 0 | 0 | 43474 |
| VERASTEM INC | COM | 92337C104 |  | 64 | 31054 | SH |  | SOLE |  | 0 | 0 | 31054 |
| FACEBOOK INC | CL A | 30303M102 |  | 562 | 1672 | SH |  | SOLE |  | 0 | 0 | 1672 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 480 | 8012 | SH |  | SOLE |  | 0 | 0 | 8012 |
| ISHARES TR | CORE MSCI TOTAL | 46432F834 |  | 1670 | 23544 | SH |  | SOLE |  | 0 | 0 | 23544 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 4816 | 64518 | SH |  | SOLE |  | 0 | 0 | 64518 |
| ABBVIE INC | COM | 00287Y109 |  | 2094 | 15467 | SH |  | SOLE |  | 0 | 0 | 15467 |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 |  | 220 | 4818 | SH |  | SOLE |  | 0 | 0 | 4818 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 |  | 223 | 4034 | SH |  | SOLE |  | 0 | 0 | 4034 |
| DBX ETF TR | XTRACK MUN INFRA | 233051705 |  | 4864 | 166219 | SH |  | SOLE |  | 0 | 0 | 166219 |
| GLOBAL X FDS | S 500 COVERED | 37954Y475 |  | 2866 | 56733 | SH |  | SOLE |  | 0 | 0 | 56733 |
| HEPION PHARMACEUTICALS INC | COM | 426897104 |  | 71 | 62168 | SH |  | SOLE |  | 0 | 0 | 62168 |
| SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 |  | 12095 | 217488 | SH |  | SOLE |  | 0 | 0 | 217488 |
| SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 |  | 18731 | 604418 | SH |  | SOLE |  | 0 | 0 | 604418 |
| SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 808524771 |  | 111092 | 1895451 | SH |  | SOLE |  | 0 | 0 | 1895451 |
| ISHARES TR | 0-5YR HI YL CP | 46434V407 |  | 522 | 11522 | SH |  | SOLE |  | 0 | 0 | 11522 |
| WISDOMTREE TR | INTRST RATE HDGE | 97717W380 |  | 2396 | 51333 | SH |  | SOLE |  | 0 | 0 | 51333 |
| WISDOMTREE TR | HEDGED HI YLD BD | 97717W430 |  | 3654 | 164071 | SH |  | SOLE |  | 0 | 0 | 164071 |
| VANECK ETF TRUST | SHRT HGH YLD MUN | 92189F387 |  | 793 | 31522 | SH |  | SOLE |  | 0 | 0 | 31522 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 822 | 284 | SH |  | SOLE |  | 0 | 0 | 284 |
| T2 BIOSYSTEMS INC | COM | 89853L104 |  | 58 | 113201 | SH |  | SOLE |  | 0 | 0 | 113201 |
| KEYSIGHT TECHNOLOGIES INC | COM | 49338L103 |  | 226 | 1096 | SH |  | SOLE |  | 0 | 0 | 1096 |
| CORBUS PHARMACEUTICALS HLDGS | COM | 21833P103 |  | 6 | 10006 | SH |  | SOLE |  | 0 | 0 | 10006 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 272 | 1445 | SH |  | SOLE |  | 0 | 0 | 1445 |
| ISHARES TR | MSCI INTL SML CP | 46434V266 |  | 2148 | 59248 | SH |  | SOLE |  | 0 | 0 | 59248 |
| ISHARES TR | CONV BD ETF | 46435G102 |  | 281 | 3154 | SH |  | SOLE |  | 0 | 0 | 3154 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 |  | 1360 | 24771 | SH |  | SOLE |  | 0 | 0 | 24771 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 |  | 3589 | 37726 | SH |  | SOLE |  | 0 | 0 | 37726 |
| SPDR SER TR | PRTFLO S HI | 78468R788 |  | 309 | 7340 | SH |  | SOLE |  | 0 | 0 | 7340 |
| SPDR SER TR | MSCI USA STRTGIC | 78468R812 |  | 2974 | 22773 | SH |  | SOLE |  | 0 | 0 | 22773 |
| SENSEONICS HLDGS INC | COM | 81727U105 |  | 67 | 25000 | SH |  | SOLE |  | 0 | 0 | 25000 |
| AMPLIFY ETF TR | CWP ENHANCED DIV | 032108409 |  | 1717 | 44956 | SH |  | SOLE |  | 0 | 0 | 44956 |
| LEAP THERAPEUTICS INC | COM | 52187K101 |  | 106 | 32784 | SH |  | SOLE |  | 0 | 0 | 32784 |
| WORLD GOLD TR | SPDR GLD MINIS | 98149E303 |  | 182 | 10024 | SH |  | SOLE |  | 0 | 0 | 10024 |
| AMPLIFY ETF TR | BLACKSWAN GRWT | 032108888 |  | 5318 | 153960 | SH |  | SOLE |  | 0 | 0 | 153960 |
| MODERNA INC | COM | 60770K107 |  | 945 | 3720 | SH |  | SOLE |  | 0 | 0 | 3720 |
| GAMIDA CELL LTD | SHS | M47364100 |  | 65 | 25629 | SH |  | SOLE |  | 0 | 0 | 25629 |
| DOW INC | COM | 260557103 |  | 414 | 7293 | SH |  | SOLE |  | 0 | 0 | 7293 |
| DESKTOP METAL INC | COM CL A | 25058X105 |  | 10 | 2015 | SH |  | SOLE |  | 0 | 0 | 2015 |
| DYNATRACE INC | COM NEW | 268150109 |  | 862 | 14291 | SH |  | SOLE |  | 0 | 0 | 14291 |
| PERSHING SQUARE TONTINE HLDG | COM CL A | 71531R109 |  | 489 | 24792 | SH |  | SOLE |  | 0 | 0 | 24792 |
| LUCID GROUP INC | COM | 549498103 |  | 377 | 9915 | SH |  | SOLE |  | 0 | 0 | 9915 |
| DESKTOP METAL INC | COM CL A | 25058X105 |  | 5 | 6000 | SH | Call | SOLE |  | 0 | 0 | 6000 |
| DESKTOP METAL INC | COM CL A | 25058X105 |  | 29 | 16000 | SH | Call | SOLE |  | 0 | 0 | 16000 |

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