# EDGAR Filing Document

**Accession Number:** 0001439805
**File Stem:** 0001439805-23-000003
**Filing Date:** 2023-2
**Character Count:** 26158
**Document Hash:** 11f2f00e88a4f25b4b6f688248ef0efd
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001439805-23-000003.hdr.sgml**: 20230206

**ACCESSION NUMBER**: 0001439805-23-000003

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230206

**DATE AS OF CHANGE**: 20230206

**EFFECTIVENESS DATE**: 20230206

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Greenwich Wealth Management LLC
- **CENTRAL INDEX KEY:** 0001439805
- **IRS NUMBER:** 205998630
- **STATE OF INCORPORATION:** CT
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-13145
- **FILM NUMBER:** 23589355

**BUSINESS ADDRESS:**
- **STREET 1:** 45 EAST PUTNAM AVENUE STE 128
- **CITY:** GREENWICH
- **STATE:** CT
- **ZIP:** 06830
- **BUSINESS PHONE:** 203-618-0100

**MAIL ADDRESS:**
- **STREET 1:** 45 EAST PUTNAM AVENUE STE 128
- **CITY:** GREENWICH
- **STATE:** CT
- **ZIP:** 06830

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** greenwich Wealth Management LLC
- **DATE OF NAME CHANGE:** 20080711

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Greenwich Wealth Management LLC<br>**Address:** 45 EAST PUTNAM AVENUE STE 128<br>GREENWICH, CT 06830

**Form 13F File Number:** 028-13145

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Michael J. Freeburg<br>**Title:** Principal<br>**Phone:** 2036180100

**Signature, Place, and Date of Signing:**

Michael J. Freeburg  Greenwich, CT  02-06-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 236

**Form 13F Information Table Value Total:** $908957

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| APPLE INC | COM | 037833100 |  | 46035 | 354303 | SH |  | SOLE |  | 354303 | 0 | 0 |
| ABBVIE INC | COM | 00287Y109 |  | 2151 | 13313 | SH |  | SOLE |  | 13313 | 0 | 0 |
| AURORA CANNABIS INC | COM | 05156X884 |  | 185 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| ACCENTURE PLC IRELAND SHS | CLASS A | G1151C101 |  | 391 | 1465 | SH |  | SOLE |  | 1465 | 0 | 0 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 680 | 2019 | SH |  | SOLE |  | 2019 | 0 | 0 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 |  | 4379 | 47164 | SH |  | SOLE |  | 47164 | 0 | 0 |
| ADIENT PLC ORD | SHS | G0084W101 |  | 631 | 18179 | SH |  | SOLE |  | 18179 | 0 | 0 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 536 | 2243 | SH |  | SOLE |  | 2243 | 0 | 0 |
| ALLIANCEBERNSTEIN NATL MUNI | COM | 01864U106 |  | 322 | 30740 | SH |  | SOLE |  | 30740 | 0 | 0 |
| AGENUS INC | COM NEW | 00847G705 |  | 39 | 16300 | SH |  | SOLE |  | 16300 | 0 | 0 |
| AVANGRID INC | COM | 05351W103 |  | 206 | 4791 | SH |  | SOLE |  | 4791 | 0 | 0 |
| ALLSTATE CORP | COM | 020002101 |  | 265 | 1951 | SH |  | SOLE |  | 1951 | 0 | 0 |
| ALLEGION PLC ORD | SHS | G0176J109 |  | 1570 | 14912 | SH |  | SOLE |  | 14912 | 0 | 0 |
| APPLIED MATLS INC | COM | 038222105 |  | 5203 | 53425 | SH |  | SOLE |  | 53425 | 0 | 0 |
| AMGEN INC | COM | 031162100 |  | 358 | 1362 | SH |  | SOLE |  | 1362 | 0 | 0 |
| ALPS TR ALERIAN MLP | ETF | 00162Q452 |  | 216 | 5665 | SH |  | SOLE |  | 5665 | 0 | 0 |
| AMERICAN SUPERCONDUCTOR CORP | SHS NEW | 030111207 |  | 53 | 14366 | SH |  | SOLE |  | 14366 | 0 | 0 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 |  | 797 | 3764 | SH |  | SOLE |  | 3764 | 0 | 0 |
| AMERICA MOVIL SAB DE CV SPON ADR L | SHS | 02364W105 |  | 2793 | 153440 | SH |  | SOLE |  | 153440 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 1299 | 15470 | SH |  | SOLE |  | 15470 | 0 | 0 |
| AMPHENOL CORP NEW | CL A | 032095101 |  | 794 | 10429 | SH |  | SOLE |  | 10429 | 0 | 0 |
| ARMOUR RESIDENTIAL REIT INC | COM NEW | 042315507 |  | 114 | 20200 | SH |  | SOLE |  | 20200 | 0 | 0 |
| ARROW ELECTRS INC | COM | 042735100 |  | 2362 | 22589 | SH |  | SOLE |  | 22589 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 |  | 835 | 1493 | SH |  | SOLE |  | 1493 | 0 | 0 |
| AMERICAN CENTY TR INTERNATIONAL LR | ETF | 025072364 |  | 1221 | 27078 | SH |  | SOLE |  | 27078 | 0 | 0 |
| AMERICAN CENTY TR US LARGE CAP VLU | ETF | 025072349 |  | 2437 | 48555 | SH |  | SOLE |  | 48555 | 0 | 0 |
| AMERICAN CENTY TR US SML CP VALU | ETF | 025072877 |  | 4395 | 58988 | SH |  | SOLE |  | 58988 | 0 | 0 |
| ASPIRA WOMENS HEALTH INC | COM | 04537Y109 |  | 164 | 494329 | SH |  | SOLE |  | 494329 | 0 | 0 |
| ACCELERATE DIAGNOSTICS INC | COM | 00430H102 |  | 8 | 10800 | SH |  | SOLE |  | 10800 | 0 | 0 |
| AXON ENTERPRISE INC | COM | 05464C101 |  | 4465 | 26909 | SH |  | SOLE |  | 26909 | 0 | 0 |
| BANK AMER CORP | COM | 060505104 |  | 894 | 26991 | SH |  | SOLE |  | 26991 | 0 | 0 |
| BARCLAYS PLC | ADR | 06738E204 |  | 9234 | 1183840 | SH |  | SOLE |  | 1183840 | 0 | 0 |
| FRANKLIN RESOURCES INC | COM | 354613101 |  | 15848 | 600749 | SH |  | SOLE |  | 600749 | 0 | 0 |
| BUNGE LIMITED | COM | G16962105 |  | 4653 | 46641 | SH |  | SOLE |  | 46641 | 0 | 0 |
| BRISTOL MYERS SQUIBB CO | COM | 110122108 |  | 264 | 3675 | SH |  | SOLE |  | 3675 | 0 | 0 |
| VANGUARD CHARLOTTE FDS INTL BD IDX | ETF | 92203J407 |  | 874 | 18427 | SH |  | SOLE |  | 18427 | 0 | 0 |
| GLOBAL X FDS RBTCS ARTFL | INTE | 37954Y715 |  | 312 | 15165 | SH |  | SOLE |  | 15165 | 0 | 0 |
| POPULAR INC | COM NEW | 733174700 |  | 1929 | 29081 | SH |  | SOLE |  | 29081 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 1988 | 6435 | SH |  | SOLE |  | 6435 | 0 | 0 |
| BRIGHTVIEW HLDGS INC | COM | 10948C107 |  | 379 | 55000 | SH |  | SOLE |  | 55000 | 0 | 0 |
| BLACKSTONE GROUP INC COM | CL A | 09260D107 |  | 3047 | 41069 | SH |  | SOLE |  | 41069 | 0 | 0 |
| CATERPILLAR INC DEL | COM | 149123101 |  | 456 | 1903 | SH |  | SOLE |  | 1903 | 0 | 0 |
| CBOE HLDGS INC | COM | 12503M108 |  | 8814 | 70251 | SH |  | SOLE |  | 70251 | 0 | 0 |
| CAMECO CORP | COM | 13321L108 |  | 4534 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| CONFLUENT INC CLASS A | COM | 20717M103 |  | 1225 | 55071 | SH |  | SOLE |  | 55071 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II S GBL | WATER | 46138E263 |  | 747 | 16031 | SH |  | SOLE |  | 16031 | 0 | 0 |
| CIGNA CORP NEW | COM | 125523100 |  | 4910 | 14817 | SH |  | SOLE |  | 14817 | 0 | 0 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 317 | 9063 | SH |  | SOLE |  | 9063 | 0 | 0 |
| CENTENE CORP DEL | COM | 15135B101 |  | 3093 | 37712 | SH |  | SOLE |  | 37712 | 0 | 0 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 328 | 2782 | SH |  | SOLE |  | 2782 | 0 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 666 | 1459 | SH |  | SOLE |  | 1459 | 0 | 0 |
| COWEN INC | CL A NEW | 223622606 |  | 956 | 24750 | SH |  | SOLE |  | 24750 | 0 | 0 |
| SALESFORCE COM INC | COM | 79466L302 |  | 298 | 2251 | SH |  | SOLE |  | 2251 | 0 | 0 |
| CREDIT SUISSE GROUP | SPONSORED ADR | 225401108 |  | 2929 | 963452 | SH |  | SOLE |  | 963452 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 4388 | 92117 | SH |  | SOLE |  | 92117 | 0 | 0 |
| CORTEVA INC | COM | 22052L104 |  | 2479 | 42168 | SH |  | SOLE |  | 42168 | 0 | 0 |
| CVS HEALTH CORP | COM | 126650100 |  | 2251 | 24153 | SH |  | SOLE |  | 24153 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 672 | 3743 | SH |  | SOLE |  | 3743 | 0 | 0 |
| CAMPING WORLD HLDGS INC | CL A | 13462K109 |  | 2399 | 107500 | SH |  | SOLE |  | 107500 | 0 | 0 |
| DUPONT DE NEMOURS INC | COM | 26614N102 |  | 1477 | 21524 | SH |  | SOLE |  | 21524 | 0 | 0 |
| DOLLAR GEN CORP NEW | COM | 256677105 |  | 201 | 817 | SH |  | SOLE |  | 817 | 0 | 0 |
| SPDR DOW JONES INDL AVRG UT SER 1 | ETF | 78467X109 |  | 4476 | 13510 | SH |  | SOLE |  | 13510 | 0 | 0 |
| DISNEY WALT CO | COM DISNEY | 254687106 |  | 331 | 3810 | SH |  | SOLE |  | 3810 | 0 | 0 |
| DOCUSIGN INC | COM | 256163106 |  | 4772 | 86115 | SH |  | SOLE |  | 86115 | 0 | 0 |
| DOW INC | COM | 260557103 |  | 2205 | 43766 | SH |  | SOLE |  | 43766 | 0 | 0 |
| DXC TECHNOLOGY CO | COM | 23355L106 |  | 206 | 7785 | SH |  | SOLE |  | 7785 | 0 | 0 |
| EBAY INC | COM | 278642103 |  | 1159 | 27949 | SH |  | SOLE |  | 27949 | 0 | 0 |
| ISHARES TR MSCI EMG MKT | ETF | 464287234 |  | 435 | 11484 | SH |  | SOLE |  | 11484 | 0 | 0 |
| ISHARES TR MSCI EAFE | ETF | 464287465 |  | 406 | 6185 | SH |  | SOLE |  | 6185 | 0 | 0 |
| ISHARES INC MSCI EMRG | CHN | 46434G764 |  | 636 | 13406 | SH |  | SOLE |  | 13406 | 0 | 0 |
| EOS ENERGY ENTERPRISES INC COM | CL A | 29415C101 |  | 75 | 50450 | SH |  | SOLE |  | 50450 | 0 | 0 |
| FORD MTR CO DEL | COM PAR $0.01 | 345370860 |  | 3019 | 259616 | SH |  | SOLE |  | 259616 | 0 | 0 |
| FUELCELL ENERGY INC | COM | 35952H601 |  | 57 | 20392 | SH |  | SOLE |  | 20392 | 0 | 0 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 |  | 6447 | 169661 | SH |  | SOLE |  | 169661 | 0 | 0 |
| FLEXTRONICS INTL LTD | ORD | Y2573F102 |  | 3927 | 183000 | SH |  | SOLE |  | 183000 | 0 | 0 |
| SPDR SER TR BLOMBERG BRC | INV | 78468R200 |  | 2256 | 74249 | SH |  | SOLE |  | 74249 | 0 | 0 |
| ARCIMOTO INC | COM NEW | 039587209 |  | 46 | 13964 | SH |  | SOLE |  | 13964 | 0 | 0 |
| GAMCO INVESTORS INC | COM | 361438104 |  | 2440 | 160093 | SH |  | SOLE |  | 160093 | 0 | 0 |
| GENERAL ELECTRIC CO | COM NEW | 369604301 |  | 280 | 3347 | SH |  | SOLE |  | 3347 | 0 | 0 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 608 | 7086 | SH |  | SOLE |  | 7086 | 0 | 0 |
| GENERAL MLS INC | COM | 370334104 |  | 311 | 3710 | SH |  | SOLE |  | 3710 | 0 | 0 |
| SPDR GOLD TR GOLD | SHS | 78463V107 |  | 767 | 4522 | SH |  | SOLE |  | 4522 | 0 | 0 |
| GENERAL MTRS CO | COM | 37045V100 |  | 1652 | 49115 | SH |  | SOLE |  | 49115 | 0 | 0 |
| ALPHABET INC CAP STK | CL C | 02079K107 |  | 662 | 7465 | SH |  | SOLE |  | 7465 | 0 | 0 |
| ALPHABET INC CAP STK | CL A | 02079K305 |  | 576 | 6531 | SH |  | SOLE |  | 6531 | 0 | 0 |
| GOPRO INC | CL A | 38268T103 |  | 169 | 34001 | SH |  | SOLE |  | 34001 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 10125 | 29485 | SH |  | SOLE |  | 29485 | 0 | 0 |
| GSK PLC | SPONSORED ADR | 37733W204 |  | 1133 | 32240 | SH |  | SOLE |  | 32240 | 0 | 0 |
| FLEXSHARES TR MORNSTAR | UPSTR | 33939L407 |  | 364 | 8377 | SH |  | SOLE |  | 8377 | 0 | 0 |
| SPDR SERIES TRUST PORTFOLIO SHORT | ETF | 78464A474 |  | 664 | 22605 | SH |  | SOLE |  | 22605 | 0 | 0 |
| SPDR S 500 ETF TR TR | UNIT | 78462F103 |  | 80000 | 209189 | SH |  | SOLE |  | 209189 | 0 | 0 |
| SSGA ACTIVE TR BLKSTN GSOSRLN | ETF | 78467V608 |  | 877 | 21450 | SH |  | SOLE |  | 21450 | 0 | 0 |
| SASOL LTD | SPONSORED ADR | 803866300 |  | 393 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| ISTAR INC | COM | 45031U101 |  | 711 | 93200 | SH |  | SOLE |  | 93200 | 0 | 0 |
| STATE STR CORP | COM | 857477103 |  | 410 | 5282 | SH |  | SOLE |  | 5282 | 0 | 0 |
| SKYWORKS SOLUTIONS INC | COM | 83088M102 |  | 1978 | 21709 | SH |  | SOLE |  | 21709 | 0 | 0 |
| INVESCO EXCHNG TRADED FD TR SOLAR | ETF | 46138G706 |  | 2736 | 37515 | SH |  | SOLE |  | 37515 | 0 | 0 |
| TEREX CORP NEW | COM | 880779103 |  | 2650 | 62034 | SH |  | SOLE |  | 62034 | 0 | 0 |
| TILRAY INC | COM CL 2 | 88688T100 |  | 958 | 356075 | SH |  | SOLE |  | 356075 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 237 | 430 | SH |  | SOLE |  | 430 | 0 | 0 |
| TEXAS PACIFIC LAND CORPORATI | COM | 88262P102 |  | 430 | 183 | SH |  | SOLE |  | 183 | 0 | 0 |
| TEMPUR SEALY INTL INC | COM | 88023U101 |  | 588 | 17131 | SH |  | SOLE |  | 17131 | 0 | 0 |
| TRUECAR INC | COM | 89785L107 |  | 573 | 228407 | SH |  | SOLE |  | 228407 | 0 | 0 |
| TRACTOR SUPPLY CO | COM | 892356106 |  | 244 | 1083 | SH |  | SOLE |  | 1083 | 0 | 0 |
| TESLA MTRS INC | COM | 88160R101 |  | 215 | 1747 | SH |  | SOLE |  | 1747 | 0 | 0 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 |  | 433 | 5814 | SH |  | SOLE |  | 5814 | 0 | 0 |
| TRANE TECHNOLOGIES PLC | SHS | G8994E103 |  | 3816 | 22700 | SH |  | SOLE |  | 22700 | 0 | 0 |
| TEXAS INSTRS INC | COM | 882508104 |  | 205 | 1242 | SH |  | SOLE |  | 1242 | 0 | 0 |
| URANIUM ENERGY CORP | COM | 916896103 |  | 404 | 104000 | SH |  | SOLE |  | 104000 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 10860 | 20483 | SH |  | SOLE |  | 20483 | 0 | 0 |
| UNION PAC CORP | COM | 907818108 |  | 384 | 1854 | SH |  | SOLE |  | 1854 | 0 | 0 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 716 | 4119 | SH |  | SOLE |  | 4119 | 0 | 0 |
| WISDOMTREE TR FLOATNG RAT | TREA | 97717Y527 |  | 13802 | 274562 | SH |  | SOLE |  | 274562 | 0 | 0 |
| UNITED STS 12 MONTH OIL FD L | UNIT BEN INT | 91288V103 |  | 236 | 6636 | SH |  | SOLE |  | 6636 | 0 | 0 |
| VISA INC COM | CL A | 92826C839 |  | 293 | 1412 | SH |  | SOLE |  | 1412 | 0 | 0 |
| VANGUARD INDEX FDS SMALL CP | ETF | 922908751 |  | 1967 | 10714 | SH |  | SOLE |  | 10714 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS INT-TERM | CORP | 92206C870 |  | 1826 | 23552 | SH |  | SOLE |  | 23552 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS SHRT TRM CORP | BD | 92206C409 |  | 1142 | 15193 | SH |  | SOLE |  | 15193 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F ALLWRLD EX | US | 922042775 |  | 972 | 19389 | SH |  | SOLE |  | 19389 | 0 | 0 |
| VIRTU FINL INC | CL A | 928254101 |  | 2976 | 145824 | SH |  | SOLE |  | 145824 | 0 | 0 |
| VIMEO INC COMMON | STOCK | 92719V100 |  | 48 | 14071 | SH |  | SOLE |  | 14071 | 0 | 0 |
| VANGUARD INDEX FDS REIT | ETF | 922908553 |  | 562 | 6812 | SH |  | SOLE |  | 6812 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F GLB EX US | ETF | 922042676 |  | 352 | 8525 | SH |  | SOLE |  | 8525 | 0 | 0 |
| VANGUARD INDEX FDS MID CAP | ETF | 922908629 |  | 2523 | 12380 | SH |  | SOLE |  | 12380 | 0 | 0 |
| VANGUARD INDEX FDS S 500 ETF | SHS | 922908363 |  | 4222 | 12017 | SH |  | SOLE |  | 12017 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F TT WRLD ST | ETF | 922042742 |  | 243 | 2825 | SH |  | SOLE |  | 2825 | 0 | 0 |
| VIATRIS INC | COM | 92556V106 |  | 271 | 24304 | SH |  | SOLE |  | 24304 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F FTSE EMR MKT | ETF | 922042858 |  | 1471 | 37728 | SH |  | SOLE |  | 37728 | 0 | 0 |
| VANGUARD STAR FD VG TL INTL STK | F | 921909768 |  | 3758 | 72665 | SH |  | SOLE |  | 72665 | 0 | 0 |
| VANGUARD WHITEHALL FDS INC HIGH DIV | YLD | 921946406 |  | 681 | 6289 | SH |  | SOLE |  | 6289 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 1502 | 38133 | SH |  | SOLE |  | 38133 | 0 | 0 |
| WESTERN DIGITAL CORP | COM | 958102105 |  | 1279 | 40532 | SH |  | SOLE |  | 40532 | 0 | 0 |
| WEWORK INC | CL A | 96209A104 |  | 14 | 10002 | SH |  | SOLE |  | 10002 | 0 | 0 |
| WELLS FARGO  CO NEW PERP | PFD CNV A | 949746804 |  | 614 | 518 | SH |  | SOLE |  | 518 | 0 | 0 |
| WORKHORSE GROUP INC | COM NEW | 98138J206 |  | 48 | 31447 | SH |  | SOLE |  | 31447 | 0 | 0 |
| WOLFSPEED INC | COM | 977852102 |  | 1940 | 28103 | SH |  | SOLE |  | 28103 | 0 | 0 |
| WEYERHAEUSER CO | COM | 962166104 |  | 17269 | 557059 | SH |  | SOLE |  | 557059 | 0 | 0 |
| SPDR SER TR S | BIOTECH | 78464A870 |  | 845 | 10176 | SH |  | SOLE |  | 10176 | 0 | 0 |
| SELECT SECTOR SPDR TR SBI MATERIALS | ETF | 81369Y100 |  | 279 | 3593 | SH |  | SOLE |  | 3593 | 0 | 0 |
| SELECT SECTOR SPDR TR ENERGY | ETF | 81369Y506 |  | 1048 | 11976 | SH |  | SOLE |  | 11976 | 0 | 0 |
| SELECT SECTOR SPDR TR SBI INT-FINL | ETF | 81369Y605 |  | 2305 | 67383 | SH |  | SOLE |  | 67383 | 0 | 0 |
| SELECT SECTOR SPDR TR SBI INT-UTILS | ETF | 81369Y886 |  | 283 | 4019 | SH |  | SOLE |  | 4019 | 0 | 0 |
| SELECT SECTOR SPDR TR SBI HEALTHCARE | ETF | 81369Y209 |  | 430 | 3168 | SH |  | SOLE |  | 3168 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 1690 | 15319 | SH |  | SOLE |  | 15319 | 0 | 0 |
| YANDEX N V SHS | CLASS A | N97284108 |  | 1155 | 61000 | SH |  | SOLE |  | 61000 | 0 | 0 |
| GUIDEWIRE SOFTWARE INC | COM | 40171V100 |  | 2318 | 37050 | SH |  | SOLE |  | 37050 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 597 | 1890 | SH |  | SOLE |  | 1890 | 0 | 0 |
| ISHARES TR CORE HIGH DV | ETF | 46429B663 |  | 438 | 4206 | SH |  | SOLE |  | 4206 | 0 | 0 |
| HALEON PLC SPON | ADS | 405552100 |  | 322 | 40302 | SH |  | SOLE |  | 40302 | 0 | 0 |
| HONEYWELL INTL INC | COM | 438516106 |  | 210 | 982 | SH |  | SOLE |  | 982 | 0 | 0 |
| HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 |  | 1205 | 75484 | SH |  | SOLE |  | 75484 | 0 | 0 |
| HP INC | COM | 40434L105 |  | 3762 | 140024 | SH |  | SOLE |  | 140024 | 0 | 0 |
| IAC INTERACTIVECORP NEW | COM NEW | 44891N208 |  | 388 | 8747 | SH |  | SOLE |  | 8747 | 0 | 0 |
| INTERACTIVE BROKERS GROUP IN COM | CL A | 45841N107 |  | 255153 | 3526650 | SH |  | SOLE |  | 3526650 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 8551 | 60690 | SH |  | SOLE |  | 60690 | 0 | 0 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 |  | 1924 | 18751 | SH |  | SOLE |  | 18751 | 0 | 0 |
| INTERNATIONAL FLAVORS | COM | 459506101 |  | 1593 | 15198 | SH |  | SOLE |  | 15198 | 0 | 0 |
| ISHARES TR GLB INFRASTR | ETF | 464288372 |  | 364 | 7940 | SH |  | SOLE |  | 7940 | 0 | 0 |
| ISHARES TR CORE S MCP | ETF | 464287507 |  | 724 | 2995 | SH |  | SOLE |  | 2995 | 0 | 0 |
| ISHARES TR CORE S SCP | ETF | 464287804 |  | 4910 | 51886 | SH |  | SOLE |  | 51886 | 0 | 0 |
| INOVIO PHARMACEUTICALS INC | COM NEW | 45773H201 |  | 29 | 18700 | SH |  | SOLE |  | 18700 | 0 | 0 |
| INTEL CORP | COM | 458140100 |  | 1756 | 66456 | SH |  | SOLE |  | 66456 | 0 | 0 |
| INGERSOLL RAND INC | COM | 45687V106 |  | 1046 | 20019 | SH |  | SOLE |  | 20019 | 0 | 0 |
| ISHARES TR CORE S | ETF | 464287200 |  | 1217 | 3167 | SH |  | SOLE |  | 3167 | 0 | 0 |
| ISHARES TR RUSSELL 2000 | ETF | 464287655 |  | 1682 | 9646 | SH |  | SOLE |  | 9646 | 0 | 0 |
| ISHARES TR U.S. ENERGY | ETF | 464287796 |  | 247 | 5323 | SH |  | SOLE |  | 5323 | 0 | 0 |
| JANUS DETROIT STR TR HENDRSON AAA | CL | 47103U845 |  | 1062 | 21551 | SH |  | SOLE |  | 21551 | 0 | 0 |
| JABIL INC | COM | 466313103 |  | 1648 | 24170 | SH |  | SOLE |  | 24170 | 0 | 0 |
| JOHNSON CTLS INTL PLC | SHS | G51502105 |  | 3938 | 61534 | SH |  | SOLE |  | 61534 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 751 | 4253 | SH |  | SOLE |  | 4253 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 1675 | 12494 | SH |  | SOLE |  | 12494 | 0 | 0 |
| J P MORGAN EXCHANGE-TRADED F ULTRA SHRT | INC | 46641Q837 |  | 2680 | 53470 | SH |  | SOLE |  | 53470 | 0 | 0 |
| KYNDRYL HLDGS INC COMMON | STOCK | 50155Q100 |  | 254 | 22821 | SH |  | SOLE |  | 22821 | 0 | 0 |
| KIMCO RLTY CORP | COM | 49446R109 |  | 980 | 46247 | SH |  | SOLE |  | 46247 | 0 | 0 |
| KIMBERLY CLARK CORP | COM | 494368103 |  | 300 | 2212 | SH |  | SOLE |  | 2212 | 0 | 0 |
| COCA COLA CO | COM | 191216100 |  | 222 | 3491 | SH |  | SOLE |  | 3491 | 0 | 0 |
| LILLY ELI  CO | COM | 532457108 |  | 754 | 2061 | SH |  | SOLE |  | 2061 | 0 | 0 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 221 | 455 | SH |  | SOLE |  | 455 | 0 | 0 |
| LUMEN TECHNOLOGIES INC | COM | 550241103 |  | 64 | 12339 | SH |  | SOLE |  | 12339 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 |  | 624 | 2366 | SH |  | SOLE |  | 2366 | 0 | 0 |
| MERCADOLIBRE INC | COM | 58733R102 |  | 4654 | 5500 | SH |  | SOLE |  | 5500 | 0 | 0 |
| FACEBOOK INC | CL A | 30303M102 |  | 448 | 3727 | SH |  | SOLE |  | 3727 | 0 | 0 |
| MKS INSTRUMENT INC | COM | 55306N104 |  | 341 | 4024 | SH |  | SOLE |  | 4024 | 0 | 0 |
| 3M CO | COM | 88579Y101 |  | 280 | 2337 | SH |  | SOLE |  | 2337 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 862 | 7770 | SH |  | SOLE |  | 7770 | 0 | 0 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 2106 | 24766 | SH |  | SOLE |  | 24766 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 12565 | 52392 | SH |  | SOLE |  | 52392 | 0 | 0 |
| MATCH GROUP INC NEW | COM | 57667L107 |  | 780 | 18809 | SH |  | SOLE |  | 18809 | 0 | 0 |
| MURPHY OIL CORP | COM | 626717102 |  | 581 | 13515 | SH |  | SOLE |  | 13515 | 0 | 0 |
| NASDAQ INC | COM | 631103108 |  | 2978 | 48545 | SH |  | SOLE |  | 48545 | 0 | 0 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 1182 | 14141 | SH |  | SOLE |  | 14141 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 |  | 270 | 915 | SH |  | SOLE |  | 915 | 0 | 0 |
| NORTHROP GRUMMAN CORP | COM | 666807102 |  | 229 | 421 | SH |  | SOLE |  | 421 | 0 | 0 |
| SERVICENOW INC | COM | 81762P102 |  | 430 | 1108 | SH |  | SOLE |  | 1108 | 0 | 0 |
| NVIDIA CORP | COM | 67066G104 |  | 26102 | 178612 | SH |  | SOLE |  | 178612 | 0 | 0 |
| NOVARTIS AG | SPONSORED ADR | 66987V109 |  | 1041 | 11476 | SH |  | SOLE |  | 11476 | 0 | 0 |
| NVENT ELECTRIC PLC | SHS | G6700G107 |  | 605 | 15730 | SH |  | SOLE |  | 15730 | 0 | 0 |
| NEW YORK CMNTY BANCORP INC | COM | 649445103 |  | 101 | 11703 | SH |  | SOLE |  | 11703 | 0 | 0 |
| OPPENHEIMER HLDGS INC | CL A NON VTG | 683797104 |  | 12940 | 305704 | SH |  | SOLE |  | 305704 | 0 | 0 |
| ORACLE CORP | COM | 68389X105 |  | 27179 | 332508 | SH |  | SOLE |  | 332508 | 0 | 0 |
| OSHKOSH CORP | COM | 688239201 |  | 4285 | 48584 | SH |  | SOLE |  | 48584 | 0 | 0 |
| PEPSICO INC | COM | 713448108 |  | 805 | 4457 | SH |  | SOLE |  | 4457 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 6315 | 123243 | SH |  | SOLE |  | 123243 | 0 | 0 |
| ISHARES TR U.S. PFD STK | ETF | 464288687 |  | 411 | 13459 | SH |  | SOLE |  | 13459 | 0 | 0 |
| PIMCO INCOME STRATEGY FUND I | COM | 72201J104 |  | 117 | 16524 | SH |  | SOLE |  | 16524 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 1059 | 6984 | SH |  | SOLE |  | 6984 | 0 | 0 |
| PRECIGEN INC | COM | 74017N105 |  | 76 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| PARKER HANNIFIN CORP | COM | 701094104 |  | 3528 | 12123 | SH |  | SOLE |  | 12123 | 0 | 0 |
| ISHARES INC MSCI GBL | ETF NEW | 46434G848 |  | 1111 | 27103 | SH |  | SOLE |  | 27103 | 0 | 0 |
| PIPER JAFFRAY COS | COM | 724078100 |  | 2681 | 20590 | SH |  | SOLE |  | 20590 | 0 | 0 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 1308 | 203696 | SH |  | SOLE |  | 203696 | 0 | 0 |
| PENTAIR PLC | SHS | G7S00T104 |  | 666 | 14799 | SH |  | SOLE |  | 14799 | 0 | 0 |
| PAYSAFE LIMITED | SHS | G6964L206 |  | 371 | 26745 | SH |  | SOLE |  | 26745 | 0 | 0 |
| PACER FDS TR TRENDPILOT US | BD | 69374H642 |  | 201 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| QUANTA SVCS INC | COM | 74762E102 |  | 1476 | 10355 | SH |  | SOLE |  | 10355 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 3234 | 45412 | SH |  | SOLE |  | 45412 | 0 | 0 |
| FIRST TR NASDAQ ABA CMNTY BK UT COM SHS | ETF | 33736Q104 |  | 706 | 13421 | SH |  | SOLE |  | 13421 | 0 | 0 |
| QUALCOMM INC | COM | 747525103 |  | 655 | 5954 | SH |  | SOLE |  | 5954 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 9882 | 37113 | SH |  | SOLE |  | 37113 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD RISNG DIVD | ACHIV | 33738R506 |  | 1956 | 44546 | SH |  | SOLE |  | 44546 | 0 | 0 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 |  | 11625 | 16112 | SH |  | SOLE |  | 16112 | 0 | 0 |
| REGIONS FINL CORP NEW | COM | 7591EP100 |  | 2353 | 109141 | SH |  | SOLE |  | 109141 | 0 | 0 |
| NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 |  | 114 | 13913 | SH |  | SOLE |  | 13913 | 0 | 0 |
| EXCHANGE TRADED CONCEPTS TR ROBO GLB | ETF | 301505707 |  | 368 | 7939 | SH |  | SOLE |  | 7939 | 0 | 0 |
| ROPER TECHNOLOGIES INC | COM | 776696106 |  | 234 | 543 | SH |  | SOLE |  | 543 | 0 | 0 |
| INVESCO T S EQL WGT | ETF | 46137V357 |  | 316 | 2237 | SH |  | SOLE |  | 2237 | 0 | 0 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 695 | 6888 | SH |  | SOLE |  | 6888 | 0 | 0 |
| SAFEHOLD INC | COM | 78645L100 |  | 246 | 8594 | SH |  | SOLE |  | 8594 | 0 | 0 |
| SCHWAB CHARLES CORP NEW | COM | 808513105 |  | 40037 | 480866 | SH |  | SOLE |  | 480866 | 0 | 0 |
| SPDR SERIES TRUST S DIVID | ETF | 78464A763 |  | 200 | 1600 | SH |  | SOLE |  | 1600 | 0 | 0 |
| STIFEL FINL CORP | COM | 860630102 |  | 1373 | 23514 | SH |  | SOLE |  | 23514 | 0 | 0 |
| ISHARES TR 0-3 MNTH | TREASRY | 46436E718 |  | 12853 | 128348 | SH |  | SOLE |  | 128348 | 0 | 0 |
| PROSHARES TR SHORT S 500 | NE | 74347B425 |  | 160 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| SMUCKER J M CO | COM NEW | 832696405 |  | 896 | 5656 | SH |  | SOLE |  | 5656 | 0 | 0 |
| VANECK ETF TRUST SEMICONDUCTR | ETF | 92189F676 |  | 572 | 2821 | SH |  | SOLE |  | 2821 | 0 | 0 |
| SYNOVUS FINL CORP | COM NEW | 87161C501 |  | 1247 | 33213 | SH |  | SOLE |  | 33213 | 0 | 0 |

---