# EDGAR Filing Document

**Accession Number:** 0001647639
**File Stem:** 0001647639-26-000050
**Filing Date:** 2026-5
**Character Count:** 5869
**Document Hash:** 2f9b1c4ee89679198c3a029bec8d53eb
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001647639-26-000050.hdr.sgml**: 20260528

**ACCESSION NUMBER**: 0001647639-26-000050

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 11

**CONFORMED PERIOD OF REPORT**: 20260528

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20260528

**DATE AS OF CHANGE**: 20260528

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Upstart Holdings, Inc.
- **CENTRAL INDEX KEY:** 0001647639
- **STANDARD INDUSTRIAL CLASSIFICATION:** FINANCE SERVICES [6199]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 464332431
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39797
- **FILM NUMBER:** 261037867

**BUSINESS ADDRESS:**
- **STREET 1:** 2950 S. DELAWARE STREET, SUITE 410
- **CITY:** SAN MATEO
- **STATE:** CA
- **ZIP:** 94403
- **BUSINESS PHONE:** (650) 204-1000

**MAIL ADDRESS:**
- **STREET 1:** 2950 S. DELAWARE STREET, SUITE 410
- **CITY:** SAN MATEO
- **STATE:** CA
- **ZIP:** 94403

?xml version='1.0' encoding='ASCII'? upst-20260528

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K** 

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d)** 

**of The Securities Exchange Act of 1934**

**May 28, 2026**

Date of Report (Date of earliest event reported)

**Upstart Holdings, Inc.** 

(Exact name of registrant as specified in its charter)

---

| | | |
|:---|:---|:---|
| **Delaware** | **001-39797** | **46-4332431** |
| (State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) |

---

**2950 S. Delaware Street, Suite 410** 

**San Mateo, CA 94403**

(Address of principal executive offices, including zip code)

**(833) 212-2461** 

(Registrant's telephone number, include area code)

**Not Applicable**

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol | Name of each exchange on which registered |
| **Common Stock, par value $0.0001 per share** | **UPST** | **Nasdaq Global Select Market** |

---

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; ☐

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**Item 5.07 Submission of Matters to a Vote of Security Holders.**

Upstart Holdings, Inc. (the "Company") held its annual meeting of stockholders on May 28, 2026. The Company's stockholders voted on the following proposals, which are described in more detail in the Company's definitive proxy statement filed with the United States Securities and Exchange Commission on April 16, 2026:

*Proposal One - Election of Class III Directors*. The following nominees were each elected to serve as Class III directors on the Company's board of directors, each to serve until the Company's 2029 annual meeting of stockholders or until their successors are duly elected and qualified, by the following vote:

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| | | | |
|:---|:---|:---|:---|
| **Name of Nominee** | **Votes For** | **Votes Withheld** | **Broker**<br>**Non-Votes** |
| Kerry Cooper | 29,222,726 | 735,186 | 23,319,927 |
| Mary Hentges | 29,485,142 | 472,770 | 23,319,927 |
| Ciaran O'Kelly | 26,033,217 | 3,924,695 | 23,319,927 |

---

*Proposal Two - Ratification of the Appointment of Independent Registered Public Accounting Firm*. A proposal to ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the current fiscal year ending December 31, 2026, was approved by the following vote:

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| | | |
|:---|:---|:---|
| **Votes For** | **Votes Against** | **Abstentions** |
| 52,655,917 | 392,006 | 229,916 |

---

*Proposal Three - Advisory Vote on the Compensation of Named Executive Officers*. A proposal to approve, on an advisory non-binding basis, the compensation of the Company's named executive officers, was approved by the following vote:

---

| | | | |
|:---|:---|:---|:---|
| **For** | **Against** | **Abstentions** | **Broker Non-Votes** |
| 28,098,557 | 1,710,007 | 149,348 | 23,319,927 |

---

------

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
| | | **Upstart Holdings, Inc.** |
| Dated: May 28, 2026 | By: | /s/ Scott Darling |
|  |  | Scott Darling |
|  |  | Chief Legal Officer and Corporate Secretary |

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