# EDGAR Filing Document

**Accession Number:** 0001278960
**File Stem:** 0001398344-25-016946
**Filing Date:** 2025-8
**Character Count:** 7508
**Document Hash:** 87f7850252e543ac8aab7f518bef82a4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-25-016946.hdr.sgml**: 20250828

**ACCESSION NUMBER**: 0001398344-25-016946

**CONFORMED SUBMISSION TYPE**: N-PX

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250828

**EFFECTIVENESS DATE**: 20250828

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SILVERBACK ASSET MANAGEMENT LLC
- **CENTRAL INDEX KEY:** 0001278960

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** N-PX
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-10791
- **FILM NUMBER:** 251269828

**BUSINESS ADDRESS:**
- **STREET 1:** 1414 RALEIGH ROAD
- **STREET 2:** SUITE 250
- **CITY:** CHAPEL HILL
- **STATE:** NC
- **ZIP:** 27517
- **BUSINESS PHONE:** 919-969-9300

**MAIL ADDRESS:**
- **STREET 1:** 1414 RALEIGH ROAD
- **STREET 2:** SUITE 250
- **CITY:** CHAPEL HILL
- **STATE:** NC
- **ZIP:** 27517

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SILVERBACK ASET MANAGEMENT LLC
- **DATE OF NAME CHANGE:** 20040206

## FORM N-PX
### ANNUAL REPORT OF PROXY VOTING RECORD

## N-PX: Filer Information

**Filer CIK:** 0001278960

**Date of Report:** 06/30/2025

**Are you a Registered Management Investment Company or an Institutional Manager?:** Institutional Manager

**Is this a LIVE or TEST Filing?:** LIVE

**Is this an electronic copy of an official filing submitted in paper format?:** [ ]

### Submission Contact Information
_Not provided in this filing._

### Notification Information
**Notify via Filing Website only?:** [ ]

## N-PX: Cover Page

**Name of reporting person:** SILVERBACK ASSET MANAGEMENT LLC

**Address:** 1414 RALEIGH ROAD, CHAPEL HILL, NC 27517

**Telephone number:** 919-969-9300

**Name of agent for service:** —

**Agent Address:** —, —, — —

**Reporting Period:** Report for the year ended 06/30/2025

**SEC File Number:** 028-10791

**CRD Number (if any):** —

**Other SEC File Number (if any):** —

**LEI (if any):** —

**Report Type (check only one):**

Institutional Manager.

- [x] Institutional Manager Voting Report

- [ ] Institutional Manager Notice Report

- [ ] Institutional Manager Combination Report

Registered Management Investment Company.

- [ ] Fund Voting Report

- [ ] Fund Notice Report

**Do you wish to provide explanatory information pursuant to Special Instruction B.4?:**

- [x] No

- [ ] Yes

**Additional information:** —

## N-PX: Summary - Included Managers

**Number of Included Institutional Managers:** 0

**Included Institutional Managers:** —

## FORM N-PX PROXY VOTING RECORD

| NAME OF ISSUER               | CUSIP     | MEETING DATE   | VOTE DESCRIPTION                                                                                                                                                     | VOTE CATEGORY                |   SHARES VOTED |   SHARES ON LOAN | HOW VOTED   |   SHARES VOTED FOR OR AGAINST MANAGEMENT | FOR OR AGAINST MANAGEMENT   | OTHER INFO   |
|:---|:---|:---|:---|:---|---:|---:|:---|---:|:---|:---|
| AKOUSTIS TECHNOLOGIES, INC.  | 00973N102 | 12/19/2024     | Proposal to approve, on a non-binding, advisory basis, the compensation paid to our named executive officers.                                                        | SECTION 14A SAY-ON-PAY VOTES |        2086100 |                0 | AGAINST     |                                  2086100 | AGAINST                     |  |
| ESPERION THERAPEUTICS, INC.  | 29664W105 | 05/29/2025     | To approve the non-binding advisory resolution on the compensation of our named executive officers.                                                                  | SECTION 14A SAY-ON-PAY VOTES |          20435 |                0 | FOR         |                                    20435 | FOR                         |  |
| GOSSAMER BIO, INC.           | 38341P102 | 06/25/2025     | Approval, on an advisory basis, of the compensation of the Company's named executive officers as disclosed in the proxy statement.                                   | SECTION 14A SAY-ON-PAY VOTES |         350000 |                0 | AGAINST     |                                   350000 | AGAINST                     |  |
| HARMONIC INC.                | 413160102 | 06/12/2025     | To approve, on an advisory basis, the compensation of the named executive officers.                                                                                  | SECTION 14A SAY-ON-PAY VOTES |          46977 |                0 | FOR         |                                    46977 | FOR                         |  |
| INTEGER HOLDINGS CORPORATION | 45826H109 | 05/21/2025     | To approve, on an advisory basis, the compensation of our named executive officers.                                                                                  | SECTION 14A SAY-ON-PAY VOTES |          10934 |                0 | AGAINST     |                                    10934 | AGAINST                     |  |
| KARYOPHARM THERAPEUTICS INC. | 48576U205 | 05/28/2025     | To approve, on an advisory basis, the compensation of our named executive officers, as described in the proxy statement.                                             | SECTION 14A SAY-ON-PAY VOTES |          50000 |                0 | AGAINST     |                                    50000 | AGAINST                     |  |
| KARYOPHARM THERAPEUTICS INC. | 48576U205 | 05/28/2025     | To recommend, on an advisory basis, the frequency of future non-binding advisory votes on the compensation of our named executive officers.                          | SECTION 14A SAY-ON-PAY VOTES |          50000 |                0 | 1 Year      |                                    50000 | FOR                         |  |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | 06/23/2025     | Advisory (non-binding) vote to approve the compensation of our named executive officers as set forth in the "Executive Compensation" section in the proxy statement. | SECTION 14A SAY-ON-PAY VOTES |         220000 |                0 | FOR         |                                   220000 | FOR                         |  |
| RUMBLEON, INC.               | 781386305 | 06/04/2025     | To approve, by non-binding vote, named executive officer compensation.                                                                                               | SECTION 14A SAY-ON-PAY VOTES |         420956 |                0 | AGAINST     |                                   420956 | AGAINST                     |  |
| VERITONE, INC.               | 92347M100 | 06/13/2025     | Hold an advisory vote to approve executive compensation.                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |          64700 |                0 | FOR         |                                    64700 | FOR                         |  |
| VROOM, INC.                  | 92918V307 | 06/12/2025     | Approve, on an advisory (non-binding) basis, the compensation of the named executive officers of the Company.                                                        | SECTION 14A SAY-ON-PAY VOTES |         419624 |                0 | FOR         |                                   419624 | FOR                         |  |

## N-PX: Signature Block

**Reporting Person:** SILVERBACK ASSET MANAGEMENT LLC

**By (Signature):** Laura Kleber

**By (Printed Signature):** Laura Kleber

**By (Title):** Chief Compliance Officer

**Date:** 08/28/2025