# EDGAR Filing Document

**Accession Number:** 0000787441
**File Stem:** 0001752724-25-152815
**Filing Date:** 2025-6
**Character Count:** 46282
**Document Hash:** 7234b9bb43a03fc99ba959f4dba24013
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-25-152815.hdr.sgml**: 20250624

**ACCESSION NUMBER**: 0001752724-25-152815

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250430

**FILED AS OF DATE**: 20250624

**DATE AS OF CHANGE**: 20250624

**PERIOD START**: 20251031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NEW YORK LIFE INVESTMENTS FUNDS
- **CENTRAL INDEX KEY:** 0000787441

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-04550
- **FILM NUMBER:** 251067603

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** 2125767000

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MAINSTAY FUNDS
- **DATE OF NAME CHANGE:** 19920703

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MACKAY SHIELDS MAINSTAY SERIES FUND /NY/
- **DATE OF NAME CHANGE:** 19911126

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MACKAY SHIELDS SERIES FUND
- **DATE OF NAME CHANGE:** 19860506

## Series and Classes Contracts Data

### NYLI MacKay Convertible Fund (Series ID: S000006899)

| Class ID   | Class Name     | Ticker Symbol   |
|:---|:---|:---|
| C000018703 | Class A        | MCOAX           |
| C000018705 | Class C        | MCCVX           |
| C000060795 | INVESTOR CLASS | MCINX           |
| C000087595 | Class I        | MCNVX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** NEW YORK LIFE INVESTMENTS FUNDS

- **b. Investment Company Act file number:** 811-04550

- **c. CIK number of Registrant:** 0000787441

- **d. LEI of Registrant:** 549300PAI7XEJSNBJ671

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 51 Madison Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10010

  - **Telephone number:** 212-576-7000

**Item A.2. Information about the Series.**

- **a. Name of Series:** NYLI MacKay Convertible Fund

- **b. EDGAR series identifier (if any):** S000006899

- **c. LEI of Series:** 5493003UBW3QX2D8RN79

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-10-31

- **b. Date as of which information is reported:** 2025-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $1464141436.11

**Total Liabilities:** $8952795.05

**Net Assets:** $1455188641.06

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** -62.40000000 | **1-Year:** -4430.18000000 | **5-Year:** -10918.91000000 | **10-Year:** -830.98000000 | **30-Year:** -8010.94000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** -2436.81000000 | **1-Year:** -65819.71000000 | **5-Year:** -121549.70000000 | **10-Year:** -4234.94000000 | **30-Year:** -13423.11000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000060795 | -1.78%               | -2.67%               | 0.55%                |
| Class ID C000087595 | -1.72%               | -2.67%               | 0.60%                |
| Class ID C000018705 | -1.83%               | -2.74%               | 0.51%                |
| Class ID C000018703 | -1.78%               | -2.66%               | 0.55%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $7386293.27              | $-36527435.44                              |
| Month 2  | $4096993.80              | $-45918215.36                              |
| Month 3  | $-6324712.24             | $11901871.26                               |

### Schedule of Portfolio Investments

| Name                                    | Title                                                               | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Workiva, Inc.                           | Workiva, Inc.                                                       | CUSIP: 98139AAD7<br>LEI: 529900RTOQ8GRWHY1O58 | Long             | DBT              | CORP              | US        |   7850000 | PA      | $7412362.50   | 0.51%             | 2028-08-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| Apollo Global Management, Inc.          | Apollo Global Management, Inc.                                      | CUSIP: 03769M304<br>LEI: 254900LMFT1CY9IYB476 | Long             | EP               | CORP              | US        |    289050 | NS      | $20846286.00  | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Kosmos Energy Ltd.                      | Kosmos Energy Ltd.                                                  | CUSIP: 500688AH9<br>LEI: 213800YDFJ3OT9B5P157 | Long             | DBT              | CORP              | US        |  14590000 | PA      | $9921200.00   | 0.68%             | 2030-03-15      | Fixed         | 3.12%                 | No            |                  2 | On Loan: No      |
| Integer Holdings Corp.                  | Integer Holdings Corp.                                              | CUSIP: 45826HAC3<br>LEI: 549300SUD2ED5XG6X569 | Long             | DBT              | CORP              | US        |  25460000 | PA      | $27013060.00  | 1.86%             | 2030-03-15      | Fixed         | 1.88%                 | Yes           |                  2 | On Loan: No      |
| Lumentum Holdings, Inc.                 | Lumentum Holdings, Inc.                                             | CUSIP: 55024UAF6<br>LEI: 549300JLWRRC38DWEF52 | Long             | DBT              | CORP              | US        |  13970000 | PA      | $12938983.13  | 0.89%             | 2028-06-15      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| Bridgebio Pharma, Inc.                  | Bridgebio Pharma, Inc.                                              | CUSIP: 10806XAD4<br>LEI: 54930028YG89VTY2J114 | Long             | DBT              | CORP              | US        |  10230000 | PA      | $9345105.00   | 0.64%             | 2029-02-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| Tetra Tech, Inc.                        | Tetra Tech, Inc.                                                    | CUSIP: 88162GAB9<br>LEI: 549300UJ1LP7JGJC5P32 | Long             | DBT              | CORP              | US        |  26609000 | PA      | $28345237.25  | 1.95%             | 2028-08-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| Jazz Investments I Ltd.                 | Jazz Investments I Ltd.                                             | CUSIP: 472145AF8<br>LEI: N/A                  | Long             | DBT              | CORP              | BM        |  12247000 | PA      | $12635635.40  | 0.87%             | 2026-06-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| Shift4 Payments, Inc.                   | Shift4 Payments, Inc.                                               | CUSIP: 82452JAD1<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |  18090000 | PA      | $18397530.00  | 1.26%             | 2027-08-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: —       |
| Permian Resources Operating LLC         | Permian Resources Operating LLC                                     | CUSIP: 15136AAA0<br>LEI: 5493004CTVUMQLRPOE23 | Long             | DBT              | CORP              | US        |   6754000 | PA      | $14227301.00  | 0.98%             | 2028-04-01      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| Danaher Corp.                           | Danaher Corp.                                                       | CUSIP: 235851102<br>LEI: S4BKK9OTCEWQ3YHPFM11 | Long             | EC               | CORP              | US        |     36473 | NS      | $7270163.09   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| PG&E Corp.                              | PG&E Corp.                                                          | CUSIP: 69331CAL2<br>LEI: 8YQ2GSDWYZXO2EDN3511 | Long             | DBT              | CORP              | US        |  24558000 | PA      | $25574701.20  | 1.76%             | 2027-12-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| Liberty Broadband Corp.                 | Liberty Broadband Corp.                                             | CUSIP: 530307AE7<br>LEI: 549300MIX43II8JLN536 | Long             | DBT              | CORP              | US        |   9263000 | PA      | $9383754.51   | 0.64%             | 2053-03-31      | Fixed         | 3.12%                 | Yes           |                  2 | On Loan: No      |
| MP Materials Corp.                      | MP Materials Corp.                                                  | CUSIP: 553368AC5<br>LEI: 89450063PHPS61USMT84 | Long             | DBT              | CORP              | US        |   6675000 | PA      | $9321637.50   | 0.64%             | 2030-03-01      | Fixed         | 3.00%                 | Yes           |                  2 | On Loan: —       |
| Booking Holdings, Inc.                  | Booking Holdings, Inc.                                              | CUSIP: 09857LAN8<br>LEI: FXM8FAOHMYDIPD38UZ17 | Long             | DBT              | CORP              | US        |  10000000 | PA      | $25814016.40  | 1.77%             | 2025-05-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| Hewlett Packard Enterprise Co.          | Hewlett Packard Enterprise Co.                                      | CUSIP: 42824C208<br>LEI: 549300BX44RGX6ANDV88 | Long             | EP               | CORP              | US        |    240100 | NS      | $12053020.00  | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| iRhythm Technologies, Inc.              | iRhythm Technologies, Inc.                                          | CUSIP: 450056AB2<br>LEI: 549300FJI72RJGDQS384 | Long             | DBT              | CORP              | US        |  14384000 | PA      | $15056552.26  | 1.03%             | 2029-09-01      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| BILL Holdings, Inc.                     | BILL Holdings, Inc.                                                 | CUSIP: 090043AE0<br>LEI: 549300IBF9VZZIGOZW63 | Long             | DBT              | CORP              | US        |  13980000 | PA      | $11924940.00  | 0.82%             | 2030-04-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Lumentum Holdings, Inc.                 | Lumentum Holdings, Inc.                                             | CUSIP: 55024UAH2<br>LEI: 549300JLWRRC38DWEF52 | Long             | DBT              | CORP              | US        |   4421000 | PA      | $5040000.66   | 0.35%             | 2029-12-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| Bentley Systems, Inc.                   | Bentley Systems, Inc.                                               | CUSIP: 08265TAB5<br>LEI: 549300WVEHPGE0Z56F71 | Long             | DBT              | CORP              | US        |   3570000 | PA      | $3492949.48   | 0.24%             | 2026-01-15      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| SolarEdge Technologies, Inc.            | SolarEdge Technologies, Inc.                                        | CUSIP: 83417MAD6<br>LEI: 5493000K6Y58XXPDF853 | Long             | DBT              | CORP              | US        |   2912000 | PA      | $2766400.00   | 0.19%             | 2025-09-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| BioMarin Pharmaceutical, Inc.           | BioMarin Pharmaceutical, Inc.                                       | CUSIP: 09061GAK7<br>LEI: NSLL8ITTRR0J5HEMR848 | Long             | DBT              | CORP              | US        |  19573000 | PA      | $18256715.75  | 1.25%             | 2027-05-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| Bank of America Corp.                   | Bank of America Corp., Series L                                     | CUSIP: 060505682<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               | CORP              | US        |     12072 | NS      | $14125205.76  | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Carnival Corp.                          | Carnival Corp.                                                      | CUSIP: 143658BV3<br>LEI: F1OF2ZSX47CR0BCWA982 | Long             | DBT              | CORP              | PA        |  13045000 | PA      | $20891567.50  | 1.44%             | 2027-12-01      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| Akamai Technologies, Inc.               | Akamai Technologies, Inc.                                           | CUSIP: 00971TAL5<br>LEI: OC1LZNN2LF5WTJ5RIL89 | Long             | DBT              | CORP              | US        |  16800000 | PA      | $16627800.00  | 1.14%             | 2027-09-01      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| Meritage Homes Corp.                    | Meritage Homes Corp.                                                | CUSIP: 59001ABE1<br>LEI: 52990044W9UMFJO2FB97 | Long             | DBT              | CORP              | US        |  13302000 | PA      | $12949497.00  | 0.89%             | 2028-05-15      | Fixed         | 1.75%                 | Yes           |                  2 | On Loan: No      |
| Live Nation Entertainment, Inc.         | Live Nation Entertainment, Inc.                                     | CUSIP: 538034BB4<br>LEI: 5493007B9BM9ZXJINO78 | Long             | DBT              | CORP              | US        |  13975000 | PA      | $14485087.50  | 1.00%             | 2030-01-15      | Fixed         | 2.88%                 | Yes           |                  2 | On Loan: —       |
| Western Digital Corp.                   | Western Digital Corp.                                               | CUSIP: 958102AT2<br>LEI: 549300QQXOOYEF89IC56 | Long             | DBT              | CORP              | US        |   6875000 | PA      | $9346562.50   | 0.64%             | 2028-11-15      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Envista Holdings Corp.                  | Envista Holdings Corp.                                              | CUSIP: 29415FAD6<br>LEI: 549300BX623VURJZ5269 | Long             | DBT              | CORP              | US        |  13795000 | PA      | $12544828.13  | 0.86%             | 2028-08-15      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| Merit Medical Systems, Inc.             | Merit Medical Systems, Inc.                                         | CUSIP: 589889AA2<br>LEI: 549300OYTY138SP2CE83 | Long             | DBT              | CORP              | US        |  23436000 | PA      | $29892618.00  | 2.05%             | 2029-02-01      | Fixed         | 3.00%                 | Yes           |                  2 | On Loan: No      |
| MGP Ingredients, Inc.                   | MGP Ingredients, Inc.                                               | CUSIP: 55303JAB2<br>LEI: 2549006OMHFVZ4MS8538 | Long             | DBT              | CORP              | US        |   9940000 | PA      | $9355752.84   | 0.64%             | 2041-11-15      | Fixed         | 1.88%                 | No            |                  2 | On Loan: No      |
| Global Payments, Inc.                   | Global Payments, Inc.                                               | CUSIP: 37940XAU6<br>LEI: 549300NOMHGVQBX6S778 | Long             | DBT              | CORP              | US        |  12415000 | PA      | $11061765.00  | 0.76%             | 2031-03-01      | Fixed         | 1.50%                 | No            |                  2 | On Loan: —       |
| Zscaler, Inc.                           | Zscaler, Inc.                                                       | CUSIP: 98980GAB8<br>LEI: 529900MZ0RTK1BWRNF46 | Long             | DBT              | CORP              | US        |   8613000 | PA      | $12966659.79  | 0.89%             | 2025-07-01      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| Cloudflare, Inc.                        | Cloudflare, Inc.                                                    | CUSIP: 18915MAC1<br>LEI: 5493007DY18BGNLDWU14 | Long             | DBT              | CORP              | US        |  14538000 | PA      | $14796049.50  | 1.02%             | 2026-08-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Microchip Technology, Inc.              | Microchip Technology, Inc.                                          | CUSIP: 595017302<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EP               | CORP              | US        |    235175 | NS      | $11161405.50  | 0.77%             |  |  |  | No            |                  1 | On Loan: —       |
| Northern Oil & Gas, Inc.                | Northern Oil & Gas, Inc.                                            | CUSIP: 665531AJ8<br>LEI: OKFF0PIZDDMNH4UCYE51 | Long             | DBT              | CORP              | US        |  12935000 | PA      | $12438942.75  | 0.85%             | 2029-04-15      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| Uber Technologies, Inc.                 | Uber Technologies, Inc., Series 2028                                | CUSIP: 90353TAM2<br>LEI: 549300B2FTG34FILDR98 | Long             | DBT              | CORP              | US        |  17288000 | PA      | $22742364.00  | 1.56%             | 2028-12-01      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| Halozyme Therapeutics, Inc.             | Halozyme Therapeutics, Inc.                                         | CUSIP: 40637HAF6<br>LEI: 529900242I3SV9AGM753 | Long             | DBT              | CORP              | US        |  17827000 | PA      | $22315294.34  | 1.53%             | 2028-08-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| Burlington Stores, Inc.                 | Burlington Stores, Inc.                                             | CUSIP: 122017AD8<br>LEI: 5299003Z37DVGKKC1W09 | Long             | DBT              | CORP              | US        |   9505000 | PA      | $12223430.00  | 0.84%             | 2027-12-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| Synaptics, Inc.                         | Synaptics, Inc.                                                     | CUSIP: 87157DAH2<br>LEI: 549300AJ3LI4FWNRQX29 | Long             | DBT              | CORP              | US        |   4650000 | PA      | $4110600.00   | 0.28%             | 2031-12-01      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: —       |
| Spectrum Brands, Inc.                   | Spectrum Brands, Inc.                                               | CUSIP: 84762LAY1<br>LEI: 549300VU3EH2E73C1Q04 | Long             | DBT              | CORP              | US        |   7412000 | PA      | $6889646.19   | 0.47%             | 2029-06-01      | Fixed         | 3.38%                 | Yes           |                  2 | On Loan: No      |
| ON Semiconductor Corp.                  | ON Semiconductor Corp.                                              | CUSIP: 682189AU9<br>LEI: ZV20P4CNJVT8V1ZGJ064 | Long             | DBT              | CORP              | US        |  23069000 | PA      | $19995055.75  | 1.37%             | 2029-03-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| Ford Motor Co.                          | Ford Motor Co.                                                      | CUSIP: 345370CZ1<br>LEI: 20S05OYHG0MQM4VUIC57 | Long             | DBT              | CORP              | US        |  14455000 | PA      | $14245402.50  | 0.98%             | 2026-03-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Post Holdings, Inc.                     | Post Holdings, Inc.                                                 | CUSIP: 737446AT1<br>LEI: JM1I5YUAURL6DC8N1468 | Long             | DBT              | CORP              | US        |  23895000 | PA      | $28197743.74  | 1.94%             | 2027-08-15      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| Dropbox, Inc.                           | Dropbox, Inc.                                                       | CUSIP: 26210CAD6<br>LEI: 549300JCDF7UAR6TJR51 | Long             | DBT              | CORP              | US        |  11036000 | PA      | $11309891.56  | 0.78%             | 2028-03-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Teladoc Health, Inc.                    | Teladoc Health, Inc.                                                | CUSIP: 87918AAF2<br>LEI: 549300I2PVFBC9MFAC61 | Long             | DBT              | CORP              | US        |   7157000 | PA      | $6557959.10   | 0.45%             | 2027-06-01      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| Royal Caribbean Cruises Ltd.            | Royal Caribbean Cruises Ltd.                                        | CUSIP: 780153BQ4<br>LEI: K2NEH8QNVW44JIWK7Z55 | Long             | DBT              | CORP              | LR        |   1587000 | PA      | $6853856.25   | 0.47%             | 2025-08-15      | Fixed         | 6.00%                 | No            |                  2 | On Loan: No      |
| NCL Corp. Ltd.                          | NCL Corp. Ltd.                                                      | CUSIP: 62886HBD2<br>LEI: UNZWILHE4KMRP9K2L524 | Long             | DBT              | CORP              | BM        |  20225000 | PA      | $19157725.54  | 1.32%             | 2027-02-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| Greenbrier Cos., Inc. (The)             | Greenbrier Cos., Inc. (The)                                         | CUSIP: 393657AM3<br>LEI: 5493001GAGGFR30BP390 | Long             | DBT              | CORP              | US        |   8991000 | PA      | $9289051.65   | 0.64%             | 2028-04-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| MKS Instruments, Inc.                   | MKS Instruments, Inc.                                               | CUSIP: 55306NAA2<br>LEI: 549300KEQATBHAGVF505 | Long             | DBT              | CORP              | US        |  15811000 | PA      | $13635903.97  | 0.94%             | 2030-06-01      | Fixed         | 1.25%                 | Yes           |                  2 | On Loan: No      |
| NYLI U.S. Government Liquidity Fund     | NYLI U.S. Government Liquidity Fund                                 | CUSIP: 56064L488<br>LEI: 549300Y3ZLEL13IJCK58 | Long             | STIV             | RF                | US        |  46285267 | NS      | $46285266.76  | 3.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Tyler Technologies, Inc.                | Tyler Technologies, Inc.                                            | CUSIP: 902252AB1<br>LEI: 25490040SMU4Z8LBCW70 | Long             | DBT              | CORP              | US        |  14176000 | PA      | $16748944.00  | 1.15%             | 2026-03-15      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| Oil States International, Inc.          | Oil States International, Inc.                                      | CUSIP: 678026AK1<br>LEI: 5493004TF4KQJGMYL777 | Long             | DBT              | CORP              | US        |  13836000 | PA      | $13185708.00  | 0.91%             | 2026-04-01      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| Rapid7, Inc.                            | Rapid7, Inc.                                                        | CUSIP: 753422AH7<br>LEI: 549300GNVG5D60KEYN14 | Long             | DBT              | CORP              | US        |   6025000 | PA      | $5147229.80   | 0.35%             | 2029-03-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| Chefs' Warehouse, Inc. (The)            | Chefs' Warehouse, Inc. (The)                                        | CUSIP: 163086AE1<br>LEI: 549300JYEDC8C547E980 | Long             | DBT              | CORP              | US        |  12995000 | PA      | $18717981.50  | 1.29%             | 2028-12-15      | Fixed         | 2.38%                 | No            |                  2 | On Loan: No      |
| Haemonetics Corp.                       | Haemonetics Corp.                                                   | CUSIP: 405024AB6<br>LEI: 549300ZEL6TXZS6F5F95 | Long             | DBT              | CORP              | US        |   9226000 | PA      | $8868953.80   | 0.61%             | 2026-03-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Progress Software Corp.                 | Progress Software Corp.                                             | CUSIP: 743312AD2<br>LEI: 549300R65B3JG6972S24 | Long             | DBT              | CORP              | US        |   9724000 | PA      | $11076455.64  | 0.76%             | 2030-03-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| Advanced Energy Industries, Inc.        | Advanced Energy Industries, Inc.                                    | CUSIP: 007973AE0<br>LEI: 549300756XI3QLFT2U27 | Long             | DBT              | CORP              | US        |  18209000 | PA      | $19200344.94  | 1.32%             | 2028-09-15      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| Alnylam Pharmaceuticals, Inc.           | Alnylam Pharmaceuticals, Inc.                                       | CUSIP: 02043QAB3<br>LEI: 529900S3ZI14OWRJII50 | Long             | DBT              | CORP              | US        |   5460000 | PA      | $6273340.33   | 0.43%             | 2027-09-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| Parsons Corp.                           | Parsons Corp.                                                       | CUSIP: 70202LAD4<br>LEI: 549300ZXH0VRBSEPX752 | Long             | DBT              | CORP              | US        |  10383000 | PA      | $10995597.00  | 0.76%             | 2029-03-01      | Fixed         | 2.62%                 | No            |                  2 | On Loan: No      |
| Expedia Group, Inc.                     | Expedia Group, Inc.                                                 | CUSIP: 30212PBE4<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   2822000 | PA      | $2759820.96   | 0.19%             | 2026-02-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Wells Fargo & Co.                       | Wells Fargo & Co., Series L                                         | CUSIP: 949746804<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               | CORP              | US        |     11552 | NS      | $13423424.00  | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| OSI Systems, Inc.                       | OSI Systems, Inc.                                                   | CUSIP: 671044AE5<br>LEI: DDX3MPX1Y8YD30050X33 | Long             | DBT              | CORP              | US        |  12752000 | PA      | $16226967.05  | 1.12%             | 2029-08-01      | Fixed         | 2.25%                 | Yes           |                  2 | On Loan: —       |
| American Airlines Group, Inc.           | American Airlines Group, Inc.                                       | CUSIP: 02376RAF9<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   7040000 | PA      | $7045998.50   | 0.48%             | 2025-07-01      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| CONMED Corp.                            | CONMED Corp.                                                        | CUSIP: 207410AH4<br>LEI: Z6C0YCECH9DCU5ZIQW84 | Long             | DBT              | CORP              | US        |  13164000 | PA      | $12189864.00  | 0.84%             | 2027-06-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| Datadog, Inc.                           | Datadog, Inc.                                                       | CUSIP: 23804LAC7<br>LEI: 549300F6JNO0KRPO1K63 | Long             | DBT              | CORP              | US        |  14115000 | PA      | $12759713.55  | 0.88%             | 2029-12-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| NRG Energy, Inc.                        | NRG Energy, Inc.                                                    | CUSIP: 629377CG5<br>LEI: 5E2UPK5SW04M13XY7I38 | Long             | DBT              | CORP              | US        |  14001000 | PA      | $37347667.50  | 2.57%             | 2048-06-01      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| Guidewire Software, Inc.                | Guidewire Software, Inc.                                            | CUSIP: 40171VAB6<br>LEI: 549300WXSG0J8IXZCK32 | Long             | DBT              | CORP              | US        |  11315000 | PA      | $12469130.00  | 0.86%             | 2029-11-01      | Fixed         | 1.25%                 | Yes           |                  2 | On Loan: No      |
| DREYFUS TREASURY & AGENCY LEX           | DREYFUS TREASURY OBLIGATIONS CASH MANAGEMENT FUND OPEN-END FUND USD | CUSIP: 261908107<br>LEI: 54930067A504FBYASH16 | Long             | STIV             | RF                | US        |   1000000 | NS      | $1000000.00   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Etsy, Inc.                              | Etsy, Inc.                                                          | CUSIP: 29786AAJ5<br>LEI: 54930089Q7XT501AEA40 | Long             | DBT              | CORP              | US        |  15617000 | PA      | $14995818.21  | 1.03%             | 2026-10-01      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| Patrick Industries, Inc.                | Patrick Industries, Inc.                                            | CUSIP: 703343AG8<br>LEI: 549300FZ5ZTCCJ3Z5W14 | Long             | DBT              | CORP              | US        |  11738000 | PA      | $15517399.60  | 1.07%             | 2028-12-01      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| Upstart Holdings, Inc.                  | Upstart Holdings, Inc.                                              | CUSIP: 91680MAE7<br>LEI: 549300WNB47JRNENIC75 | Long             | DBT              | CORP              | US        |  11789000 | PA      | $9932232.50   | 0.68%             | 2030-11-15      | Fixed         | 1.00%                 | Yes           |                  2 | On Loan: No      |
| Vertex, Inc.                            | Vertex, Inc.                                                        | CUSIP: 92538JAA4<br>LEI: 549300QMYW171MP1PL50 | Long             | DBT              | CORP              | US        |   8473000 | PA      | $11073358.87  | 0.76%             | 2029-05-01      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| DexCom, Inc.                            | DexCom, Inc.                                                        | CUSIP: 252131AK3<br>LEI: 549300YSK3QDSFR5EU59 | Long             | DBT              | CORP              | US        |  16375000 | PA      | $15985977.65  | 1.10%             | 2025-11-15      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| INVESCO GOVT AND AGCY LEX               | INVESCO GOVERNMENT & AGENCY PORTFOLIO OPEN-END FUND USD             | CUSIP: 825252885<br>LEI: O37NHJVF7S22I1ONOU83 | Long             | STIV             | RF                | US        |   6878120 | NS      | $6878120.00   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Nice Ltd.                               | Nice Ltd.                                                           | CUSIP: 653656AB4<br>LEI: 254900YTY4EF5Z4W0A51 | Long             | DBT              | CORP              | IL        |  21739000 | PA      | $21347698.00  | 1.47%             | 2025-09-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Exact Sciences Corp.                    | Exact Sciences Corp.                                                | CUSIP: 30063PAE5<br>LEI: 549300VM3X1FYD4N9Z14 | Long             | DBT              | CORP              | US        |  30763000 | PA      | $26899167.20  | 1.85%             | 2031-04-15      | Fixed         | 1.75%                 | Yes           |                  2 | On Loan: No      |
| Summit Hotel Properties, Inc.           | Summit Hotel Properties, Inc.                                       | CUSIP: 866082AA8<br>LEI: 254900OBQWJK6X20LS71 | Long             | DBT              | CORP              | US        |  12566000 | PA      | $12082209.00  | 0.83%             | 2026-02-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| Palo Alto Networks, Inc.                | Palo Alto Networks, Inc.                                            | CUSIP: 697435AF2<br>LEI: 549300QXR2YVZV231H43 | Long             | DBT              | CORP              | US        |   2580000 | PA      | $9639657.25   | 0.66%             | 2025-06-01      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| NextEra Energy, Inc.                    | NextEra Energy, Inc.                                                | CUSIP: 65339F713<br>LEI: 254900RHL9MEUS5NKX63 | Long             | EP               | CORP              | US        |    450000 | NS      | $17325000.00  | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Boeing Co. (The)                        | Boeing Co. (The)                                                    | CUSIP: 097023204<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EP               | CORP              | US        |    226200 | NS      | $13884156.00  | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Seagate HDD Cayman                      | Seagate HDD Cayman                                                  | CUSIP: 81180WBL4<br>LEI: 529900BD50TRWEG1SF63 | Long             | DBT              | CORP              | KY        |  13575000 | PA      | $17197828.13  | 1.18%             | 2028-06-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| Snowflake, Inc.                         | Snowflake, Inc.                                                     | CUSIP: 833445AA7<br>LEI: 254900CJNSY1K7T53Z16 | Long             | DBT              | CORP              | US        |  12188000 | PA      | $14972958.00  | 1.03%             | 2027-10-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Q2 Holdings, Inc.                       | Q2 Holdings, Inc.                                                   | CUSIP: 74736LAD1<br>LEI: 549300M9RKR9DZXWS696 | Long             | DBT              | CORP              | US        |   4395000 | PA      | $4873176.00   | 0.33%             | 2026-06-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| Five9, Inc.                             | Five9, Inc.                                                         | CUSIP: 338307AF8<br>LEI: 254900MXP6EWY0SFFR59 | Long             | DBT              | CORP              | US        |   5835000 | PA      | $4966951.91   | 0.34%             | 2029-03-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| Southwest Airlines Co.                  | Southwest Airlines Co.                                              | CUSIP: 844741BG2<br>LEI: UDTZ87G0STFETI6HGH41 | Long             | DBT              | CORP              | US        |  27566000 | PA      | $27593566.00  | 1.90%             | 2025-05-01      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| Cheesecake Factory, Inc. (The)          | Cheesecake Factory, Inc. (The)                                      | CUSIP: 163072AA9<br>LEI: 529900872XMLK10SY247 | Long             | DBT              | CORP              | US        |   9208000 | PA      | $9119455.69   | 0.63%             | 2026-06-15      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| Chart Industries, Inc.                  | Chart Industries, Inc., Series B                                    | CUSIP: 16115Q407<br>LEI: EM7QGKC1GYOF3LSZSL80 | Long             | EP               | CORP              | US        |    163900 | NS      | $8673588.00   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Ionis Pharmaceuticals, Inc.             | Ionis Pharmaceuticals, Inc.                                         | CUSIP: 462222AF7<br>LEI: 549300SI4ZGLG0BLUZ92 | Long             | DBT              | CORP              | US        |  13950000 | PA      | $13639687.41  | 0.94%             | 2028-06-15      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| Amphastar Pharmaceuticals, Inc.         | Amphastar Pharmaceuticals, Inc.                                     | CUSIP: 03209RAB9<br>LEI: 54930055TH0ZLSAQMJ38 | Long             | DBT              | CORP              | US        |   8159000 | PA      | $7102922.95   | 0.49%             | 2029-03-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| Liberty Media Corp.-Liberty Formula One | Liberty Media Corp.-Liberty Formula One                             | CUSIP: 531229AQ5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |  13561000 | PA      | $16502492.51  | 1.13%             | 2027-08-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| Sirius XM Holdings, Inc.                | Sirius XM Holdings, Inc.                                            | CUSIP: 531229AP7<br>LEI: 549300ZKUTPIBZLWLL89 | Long             | DBT              | CORP              | US        |  13850000 | PA      | $14223950.00  | 0.98%             | 2028-03-15      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| Rivian Automotive, Inc.                 | Rivian Automotive, Inc.                                             | CUSIP: 76954AAB9<br>LEI: 25490004LNKJ84MFYY24 | Long             | DBT              | CORP              | US        |   7336000 | PA      | $7510230.00   | 0.52%             | 2029-03-15      | Fixed         | 4.62%                 | No            |                  2 | On Loan: No      |
| Welltower OP LLC                        | Welltower OP LLC                                                    | CUSIP: 95041AAD0<br>LEI: T6IZ0MBEG5ACZDTR7D06 | Long             | DBT              | CORP              | US        |  17483000 | PA      | $23331063.50  | 1.60%             | 2029-07-15      | Fixed         | 3.12%                 | Yes           |                  2 | On Loan: No      |
| Unity Software, Inc.                    | Unity Software, Inc.                                                | CUSIP: 91332UAG6<br>LEI: 549300D1ESJMGNQNG432 | Long             | DBT              | CORP              | US        |  10909000 | PA      | $10303550.50  | 0.71%             | 2030-03-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: —       |
| Affirm Holdings, Inc.                   | Affirm Holdings, Inc.                                               | CUSIP: 00827BAC0<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |  11397000 | PA      | $10307096.00  | 0.71%             | 2029-12-15      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| Impinj, Inc.                            | Impinj, Inc.                                                        | CUSIP: 453204AD1<br>LEI: 549300M26VGKSMMWWN17 | Long             | DBT              | CORP              | US        |   4665000 | PA      | $5391500.70   | 0.37%             | 2027-05-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| Okta, Inc.                              | Okta, Inc.                                                          | CUSIP: 679295AD7<br>LEI: 549300N8J06I8MRHU620 | Long             | DBT              | CORP              | US        |   5611000 | PA      | $5532446.00   | 0.38%             | 2025-09-01      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| Ares Management Corp.                   | Ares Management Corp., Series B                                     | CUSIP: 03990B309<br>LEI: 529900JUV61FH7B8VW38 | Long             | EP               | CORP              | US        |    195700 | NS      | $9661709.00   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Nutanix, Inc.                           | Nutanix, Inc.                                                       | CUSIP: 67059NAH1<br>LEI: 549300X7J6E8TKVIXW09 | Long             | DBT              | CORP              | US        |  16097000 | PA      | $21449252.50  | 1.47%             | 2027-10-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| Mirum Pharmaceuticals, Inc.             | Mirum Pharmaceuticals, Inc.                                         | CUSIP: 604749AB7<br>LEI: 254900YZKR40F7F27K81 | Long             | DBT              | CORP              | US        |  12752000 | PA      | $20234236.00  | 1.39%             | 2029-05-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| TransMedics Group, Inc.                 | TransMedics Group, Inc.                                             | CUSIP: 89377MAB5<br>LEI: 549300060GVOSMWARH50 | Long             | DBT              | CORP              | US        |   2855000 | PA      | $3612003.25   | 0.25%             | 2028-06-01      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| Lantheus Holdings, Inc.                 | Lantheus Holdings, Inc.                                             | CUSIP: 516544AB9<br>LEI: 5299005HUB5IOJGO7S39 | Long             | DBT              | CORP              | US        |  23906000 | PA      | $35537878.59  | 2.44%             | 2027-12-15      | Fixed         | 2.62%                 | No            |                  2 | On Loan: No      |
| Match Group Financeco 2, Inc.           | Match Group Financeco 2, Inc.                                       | CUSIP: 44932FAA5<br>LEI: 549300IPGK4BWL134U96 | Long             | DBT              | CORP              | US        |  12450000 | PA      | $11968165.58  | 0.82%             | 2026-06-15      | Fixed         | 0.88%                 | Yes           |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2025-05-30

**Name of Applicant:** NEW YORK LIFE INVESTMENTS FUNDS

**Signature:** Jack Benintende

**Name of Signer:** Jack Benintende

**Title:** Treasurer