# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0000910472-26-000904
**Filing Date:** 2026-1
**Character Count:** 18050
**Document Hash:** ee084c09f88f0bb44be02f9bcd0aad11
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-26-000904.hdr.sgml**: 20260128

**ACCESSION NUMBER**: 0000910472-26-000904

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251130

**FILED AS OF DATE**: 20260128

**DATE AS OF CHANGE**: 20260128

**PERIOD START**: 20260228

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 26569791

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### FM Compounders Equity ETF (Series ID: S000088455)

| Class ID   | Class Name                | Ticker Symbol   |
|:---|:---|:---|
| C000254728 | FM Compounders Equity ETF | FMCE            |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **FM COMPOUNDERS EQUITY ETF** | **FM COMPOUNDERS EQUITY ETF** | **FM COMPOUNDERS EQUITY ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **November 30, 2025** | **November 30, 2025** | **November 30, 2025** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 95.4%** |  |
|  | **AEROSPACE & DEFENSE - 4.3%** |  |
| 9281 | General Electric Company | $2769915 |
|  | **APPAREL & TEXTILE PRODUCTS - 1.9%** |  |
| 18902 | NIKE, Inc., Class B | 1221636 |
|  | **ASSET MANAGEMENT - 3.9%** |  |
| 20237 | KKR & Company, Inc. | 2475187 |
|  | **CHEMICALS - 3.0%** |  |
| 4684 | Linde PLC | 1921939 |
|  | **DIVERSIFIED INDUSTRIALS - 2.7%** |  |
| 9039 | Honeywell International, Inc. | 1737205 |
|  | **E-COMMERCE DISCRETIONARY - 3.0%** |  |
| 8333 | Amazon.com, Inc.<sup>(a)</sup> | 1943422 |
|  | **ELECTRICAL EQUIPMENT - 2.1%** |  |
| 2274 | GE Vernova, Inc. | 1363877 |
|  | **HEALTH CARE FACILITIES & SERVICES - 2.4%** |  |
| 4741 | UnitedHealth Group, Inc. | 1563440 |
|  | **INSURANCE - 9.0%** |  |
| 5723 | Berkshire Hathaway, Inc., Class B<sup>(a)</sup> | 2940535 |
| 12432 | Progressive Corporation (The) | 2844317 |
|  |  | 5784852 |
|  | **INTERNET MEDIA & SERVICES - 2.7%** |  |
| 2658 | Meta Platforms, Inc., Class A | 1722251 |
|  | **MACHINERY - 3.8%** |  |
| 24161 | Veralto Corporation | 2445576 |

---

---

| | | |
|:---|:---|:---|
| **FM COMPOUNDERS EQUITY ETF** | **FM COMPOUNDERS EQUITY ETF** | **FM COMPOUNDERS EQUITY ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **November 30, 2025** | **November 30, 2025** | **November 30, 2025** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 95.4% (Continued)** |  |
|  | **MEDICAL EQUIPMENT & DEVICES - 6.1%** |  |
| 13048 | Boston Scientific Corporation<sup>(a)</sup> | $1325416 |
| 11478 | Danaher Corporation | 2602980 |
|  |  | 3928396 |
|  | **OIL & GAS PRODUCERS - 1.9%** |  |
| 8856 | Phillips 66 | 1212918 |
|  | **RETAIL - CONSUMER STAPLES - 0.7%** |  |
| 3912 | Walmart, Inc. | 432315 |
|  | **RETAIL - DISCRETIONARY - 4.1%** |  |
| 504 | AutoZone, Inc.<sup>(a)</sup> | 1992983 |
| 2737 | Lowe's Companies, Inc. | 663668 |
|  |  | 2656651 |
|  | **SEMICONDUCTORS - 12.1%** |  |
| 8712 | Applied Materials, Inc. | 2197602 |
| 2185 | ASML Holding N.V. | 2316100 |
| 65797 | Intel Corporation<sup>(a)</sup> | 2668726 |
| 3547 | NVIDIA Corporation | 627819 |
|  |  | 7810247 |
|  | **SOFTWARE - 9.2%** |  |
| 36519 | BlackLine, Inc.<sup>(a)</sup> | 2081218 |
| 3408 | Microsoft Corporation | 1676770 |
| 9420 | Salesforce, Inc. | 2171687 |
|  |  | 5929675 |
|  | **SPECIALTY FINANCE - 6.1%** |  |
| 10818 | American Express Company | 3951491 |
|  | **TECHNOLOGY SERVICES - 6.9%** |  |
| 3343 | Mastercard, Inc., Class A | 1840422 |
| 7842 | Visa, Inc., Class A | 2622678 |
|  |  | 4463100 |
|  | **TOBACCO & CANNABIS - 2.9%** |  |
| 11812 | Philip Morris International, Inc. | 1860154 |

---

---

| | | |
|:---|:---|:---|
| **FM COMPOUNDERS EQUITY ETF** | **FM COMPOUNDERS EQUITY ETF** | **FM COMPOUNDERS EQUITY ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **November 30, 2025** | **November 30, 2025** | **November 30, 2025** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 95.4% (Continued)** |  |
|  | **TRANSPORTATION & LOGISTICS - 2.5%** |  |
| 7064 | Union Pacific Corporation | $1637647 |
|  | **WHOLESALE - DISCRETIONARY - 4.1%** |  |
| 31969 | Copart, Inc.<sup>(a)</sup> | 1246152 |
| 5611 | Pool Corporation | 1366839 |
|  |  | 2612991 |
|  | **TOTAL COMMON STOCKS (Cost $42,717,126)** | 61444885 |
|  | **SHORT-TERM INVESTMENT - 4.7%** |  |
|  | **MONEY MARKET FUND - 4.7%** |  |
| 2996063 | Goldman Sachs Financial Square Government Fund, Institutional Shares, 3.86% **(Cost $2,996,063)**<sup>(b)</sup> | 2996063 |
|  | **TOTAL INVESTMENTS - 100.1% (Cost $45,713,189)** | $64440948 |
|  | **LIABILITIES IN EXCESS OF OTHER ASSETS - (0.1)%** | (60012) |
|  | **NET ASSETS - 100.0%** | $64380936 |

---

---

| | |
|:---|:---|
| N.V. | - Naamioze Vennootschap |
| PLC | - Public Limited Company |
| <sup>(a)</sup> | Non-income producing security. |
| <sup>(b)</sup> | Rate disclosed is the seven day effective yield as of November 30, 2025. |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** FM Compounders Equity ETF

- **b. EDGAR series identifier (if any):** S000088455

- **c. LEI of Series:** 529900Y9LK6GAKHI3443

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-02-28

- **b. Date as of which information is reported:** 2025-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $64492338.22

**Total Liabilities:** $111402.31

**Net Assets:** $64380935.91

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000254728 | 1.42%                | -0.89%               | 0.45%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $102820.34               | $785145.03                                 |
| Month 2  | $0.00                    | $-585744.23                                |
| Month 3  | $-558322.66              | $812221.93                                 |

### Schedule of Portfolio Investments

| Name                             | Title            | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Honeywell International Inc.     | HONEYWELL INTL   | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               | CORP              | US        |      9039 | NS      | $1737205.41   | 2.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Philip Morris International Inc. | PHILIP MORRIS IN | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |     11812 | NS      | $1860153.76   | 2.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Danaher Corporation              | DANAHER CORP     | CUSIP: 235851102<br>LEI: S4BKK9OTCEWQ3YHPFM11 | Long             | EC               | CORP              | US        |     11478 | NS      | $2602980.84   | 4.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Pool Corporation                 | POOL CORP        | CUSIP: 73278L105<br>LEI: 5493005VZK1KMN6CO617 | Long             | EC               | CORP              | US        |      5611 | NS      | $1366839.60   | 2.12%             |  |  |  | No            |                  1 | On Loan: No      |
| GE Vernova Inc.                  | GE VERNOVA INC   | CUSIP: 36828A101<br>LEI: 254900DP080RU6OK2553 | Long             | EC               | CORP              | US        |      2274 | NS      | $1363876.98   | 2.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Intel Corporation                | INTEL CORP       | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |     65797 | NS      | $2668726.32   | 4.15%             |  |  |  | No            |                  1 | On Loan: No      |
| The Progressive Corporation      | PROGRESSIVE CORP | CUSIP: 743315103<br>LEI: 529900TACNVLY9DCR586 | Long             | EC               | CORP              | US        |     12432 | NS      | $2844317.28   | 4.42%             |  |  |  | No            |                  1 | On Loan: No      |
| ASML Holding N.V.                | ASML HOLDING-NY  | CUSIP: N07059210<br>LEI: 724500Y6DUVHQD6OXN27 | Long             | EC               | CORP              | NL        |      2185 | NS      | $2316100.00   | 3.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Phillips 66                      | PHILLIPS 66      | CUSIP: 718546104<br>LEI: 5493005JBO5YSIGK1814 | Long             | EC               | CORP              | US        |      8856 | NS      | $1212917.76   | 1.88%             |  |  |  | No            |                  1 | On Loan: No      |
| KKR & Co Inc.                    | KKR & CO INC     | CUSIP: 48251W104<br>LEI: 54930013V5I303TF9571 | Long             | EC               | CORP              | US        |     20237 | NS      | $2475187.47   | 3.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Berkshire Hathaway Inc.          | BERKSHIRE HATH-B | CUSIP: 084670702<br>LEI: 5493000C01ZX7D35SD85 | Long             | EC               | CORP              | US        |      5723 | NS      | $2940534.63   | 4.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                         | VISA INC-CLASS A | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |      7842 | NS      | $2622678.48   | 4.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Veralto Corp.                    | VERALTO CORP     | CUSIP: 92338C103<br>LEI: 635400FJE6GSOJUSNY27 | Long             | EC               | CORP              | US        |     24161 | NS      | $2445576.42   | 3.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Lowes Companies, Inc.            | LOWE'S COS INC   | CUSIP: 548661107<br>LEI: WAFCR4OKGSC504WU3E95 | Long             | EC               | CORP              | US        |      2737 | NS      | $663667.76    | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Nike, Inc.                       | NIKE INC -CL B   | CUSIP: 654106103<br>LEI: 787RXPR0UX0O0XUXPZ81 | Long             | EC               | CORP              | US        |     18902 | NS      | $1221636.26   | 1.90%             |  |  |  | No            |                  1 | On Loan: No      |
| MasterCard Incorporated          | MASTERCARD INC-A | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |      3343 | NS      | $1840421.79   | 2.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp.                  | MICROSOFT CORP   | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      3408 | NS      | $1676770.08   | 2.60%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp.                     | NVIDIA CORP      | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |      3547 | NS      | $627819.00    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com, Inc.                 | AMAZON.COM INC   | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |      8333 | NS      | $1943422.26   | 3.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Walmart Inc                      | WALMART INC      | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Long             | EC               | CORP              | US        |      3912 | NS      | $432315.12    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Linde PLC                        | LINDE PLC        | CUSIP: G54950103<br>LEI: 5299003QR1WT0EF88V51 | Long             | EC               | CORP              | IE        |      4684 | NS      | $1921938.88   | 2.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Applied Materials Inc.           | APPLIED MATERIAL | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |      8712 | NS      | $2197602.00   | 3.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Trust              | GS-GOVT-FST      | CUSIP: 38141W273<br>LEI: S2FHCT8U6D2VORP0J605 | Long             | STIV             | RF                | US        |   2996063 | PA      | $2996062.52   | 4.65%             |  |  |  | No            |                  1 | On Loan: No      |
| American Express Company         | AMERICAN EXPRESS | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |     10818 | NS      | $3951490.86   | 6.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackline Inc                    | BLACKLINE INC    | CUSIP: 09239B109<br>LEI: 529900P9N7PK9LV5EK56 | Long             | EC               | CORP              | US        |     36519 | NS      | $2081217.81   | 3.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Union Pacific Corporation        | UNION PAC CORP   | CUSIP: 907818108<br>LEI: 549300LMMRSZZCZ8CL11 | Long             | EC               | CORP              | US        |      7064 | NS      | $1637647.12   | 2.54%             |  |  |  | No            |                  1 | On Loan: No      |
| UnitedHealth Group Inc.          | UNITEDHEALTH GRP | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |      4741 | NS      | $1563439.57   | 2.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Copart Inc                       | COPART INC       | CUSIP: 217204106<br>LEI: 549300KVYX3JWMYEHU61 | Long             | EC               | CORP              | US        |     31969 | NS      | $1246151.62   | 1.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc               | META PLATFORMS-A | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |      2658 | NS      | $1722251.10   | 2.68%             |  |  |  | No            |                  1 | On Loan: No      |
| GE Aerospace                     | GENERAL ELECTRIC | CUSIP: 369604301<br>LEI: 3C7474T6CDKPR9K6YT90 | Long             | EC               | CORP              | US        |      9281 | NS      | $2769914.45   | 4.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Boston Scientific Corporation    | BOSTON SCIENTIFC | CUSIP: 101137107<br>LEI: Y6ZDD9FP4P8JSSJMW954 | Long             | EC               | CORP              | US        |     13048 | NS      | $1325415.84   | 2.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc.                  | SALESFORCE INC   | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |      9420 | NS      | $2171686.80   | 3.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Autozone, Inc.                   | AUTOZONE INC     | CUSIP: 053332102<br>LEI: GA3JGKJ41LJKXDN23E90 | Long             | EC               | CORP              | US        |       504 | NS      | $1992982.32   | 3.10%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-12-26

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer