# EDGAR Filing Document

**Accession Number:** 0000766050
**File Stem:** 0000766050-26-000011
**Filing Date:** 2026-5
**Character Count:** 2667
**Document Hash:** e4e2872266d895def2cffe5f9180ce43
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000766050-26-000011.hdr.sgml**: 20260529

**ACCESSION NUMBER**: 0000766050-26-000011

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260529

**DATE AS OF CHANGE**: 20260529

**EFFECTIVENESS DATE**: 20260529

**PERIOD START**: 20250401

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CANACCORD GENUITY LLC
- **CENTRAL INDEX KEY:** 0000766050

**ORGANIZATION NAME:**
- **EIN:** 200779566
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-03271
- **FILM NUMBER:** 261046722

**BUSINESS ADDRESS:**
- **STREET 1:** ONE PENNSYLVANIA PLAZA
- **STREET 2:** SUITE 2900
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10119
- **BUSINESS PHONE:** 212-849-3909

**MAIL ADDRESS:**
- **STREET 1:** 1 POST OFFICE SQUARE
- **STREET 2:** SUITE 1200
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02109

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CANACCORD GENUITY INC.
- **DATE OF NAME CHANGE:** 20180410

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CANACCORD GENUITY LLC
- **DATE OF NAME CHANGE:** 20180403

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CANACCORD GENUITY LLC.
- **DATE OF NAME CHANGE:** 20180322

### Attached PDF Documents

**Attachment 1:** `CGLLCFS.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000766050

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 04-01-2025

**Report Period End Date:** 03-31-2026

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** Yes

### Registrant Identification

**Name of Broker-Dealer:** CANACCORD GENUITY LLC

**Business Address:** ONE PENNSYLVANIA PLAZA, SUITE 2900, NEW YORK, NY, 10119

**Contact Person:** Don MacFayden

**Contact Phone:** 212-389-8088

### Independent Public Accountant Identification

**Accountant Name:** Ernst & Young

**Accountant Address:** One Manhattan West, New York, NY, 10001

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Don Macfayden**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **CANACCORD GENUITY LLC**, as of **03-31-2026**, are true and correct.

**Signature:** Don MacDayden

**Title:** CFO