# EDGAR Filing Document

**Accession Number:** 0000820434
**File Stem:** 0000820434-25-000005
**Filing Date:** 2025-9
**Character Count:** 9878
**Document Hash:** 40b2c72b8c4283de9c8ba2f60c65aec3
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000820434-25-000005.hdr.sgml**: 20250902

**ACCESSION NUMBER**: 0000820434-25-000005

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250902

**DATE AS OF CHANGE**: 20250902

**EFFECTIVENESS DATE**: 20250902

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PVG ASSET MANAGEMENT CORP
- **CENTRAL INDEX KEY:** 0000820434

**ORGANIZATION NAME:**
- **EIN:** 841060461
- **STATE OF INCORPORATION:** CO
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-17570
- **FILM NUMBER:** 251283792

**BUSINESS ADDRESS:**
- **STREET 1:** 24918 GENESEE TRAIL ROAD
- **CITY:** GOLDEN
- **STATE:** CO
- **ZIP:** 80401
- **BUSINESS PHONE:** 3038747478

**MAIL ADDRESS:**
- **STREET 1:** 24918 GENESEE TRAIL ROAD
- **CITY:** GOLDEN
- **STATE:** CO
- **ZIP:** 80401

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PVG ASSET MANAGEMENT CORP /ADV
- **DATE OF NAME CHANGE:** 20130326

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PVG ASSET MANAGEMENT CORP                               /ADV
- **DATE OF NAME CHANGE:** 19870821

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 06-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** PVG ASSET MANAGEMENT CORP<br>**Address:** 24918 GENESEE TRAIL ROAD<br>GOLDEN, CO 80401

**Form 13F File Number:** 028-17570

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** mason adams<br>**Title:** manager<br>**Phone:** 3038747487

**Signature, Place, and Date of Signing:**

mason adams  centennial, CO  09-02-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 58

**Form 13F Information Table Value Total:** $29381810

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| Vanguard Index S 500 (voo) | ETF | 922908363 |  | 1260458 | 2219 | SH |  | SOLE |  | 2219 | 0 | 0 |
| Greene Concepts Inc. (inkw) | COM | 39468C304 |  | 175 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| BioAtla Inc. (bcab) | COM | 09077B104 |  | 25740 | 65000 | SH |  | SOLE |  | 65000 | 0 | 0 |
| American Eagle Outfitters (aeo) | COM | 02553E106 |  | 120692 | 12546 | SH |  | SOLE |  | 12546 | 0 | 0 |
| Cherry Hill Mtg Invt Corp. (chmi) | COM | 164651101 |  | 135162 | 49510 | SH |  | SOLE |  | 49510 | 0 | 0 |
| Pfizer Inc. (pfe) | COM | 717081103 |  | 200319 | 8264 | SH |  | SOLE |  | 8264 | 0 | 0 |
| SERVICENOW INC (now) | COM | 81762P102 |  | 200475 | 195 | SH |  | SOLE |  | 195 | 0 | 0 |
| ORACLE CORPORATION (orcl) | COM | 68389X105 |  | 202670 | 927 | SH |  | SOLE |  | 927 | 0 | 0 |
| THE HERSHEY COMPANY (hsy) | COM | 427866108 |  | 208931 | 1259 | SH |  | SOLE |  | 1259 | 0 | 0 |
| Inspire Corporate Bond ETF (ibd) | COM | 66538H633 |  | 214913 | 8951 | SH |  | SOLE |  | 8951 | 0 | 0 |
| BANK OF AMERICA CORP (bac) | COM | 060505104 |  | 216725 | 4580 | SH |  | SOLE |  | 4580 | 0 | 0 |
| JPMorgan Chase  Co. (jpm) | COM | 46625H100 |  | 226129 | 780 | SH |  | SOLE |  | 780 | 0 | 0 |
| Neos Russell 2000 High Income ETF (iwmi) | ETF | 78433H634 |  | 228376 | 5027 | SH |  | SOLE |  | 5027 | 0 | 0 |
| Intel Corp (intc) | COM | 458140100 |  | 231459 | 10333 | SH |  | SOLE |  | 10333 | 0 | 0 |
| First Trust Senior Loan ETF (ftsl) | ETF | 33738D309 |  | 237251 | 5170 | SH |  | SOLE |  | 5170 | 0 | 0 |
| Crowdstrike Holdings Inc. (crwd) | COM | 22788C105 |  | 238357 | 468 | SH |  | SOLE |  | 468 | 0 | 0 |
| MSC Income Fund Inc. (mscf) | COM | 55374X109 |  | 242981 | 14788 | SH |  | SOLE |  | 14788 | 0 | 0 |
| Kayne Anderson Energy Infr Fund Inc (kyn) | COM | 486606106 |  | 244224 | 19200 | SH |  | SOLE |  | 19200 | 0 | 0 |
| AMERICAN EXPRESS COMPANY (axp) | COM | 025816109 |  | 250718 | 786 | SH |  | SOLE |  | 786 | 0 | 0 |
| Alphabet Inc Cap Cl C (goog) | COM | 02079K107 |  | 270519 | 1525 | SH |  | SOLE |  | 1525 | 0 | 0 |
| Qualis Innovations Inc. (qlis) | COM | 74754Q105 |  | 280105 | 1022284 | SH |  | SOLE |  | 1022284 | 0 | 0 |
| Runway Growth Finance Corp. (rway) | COM | 78163D100 |  | 292446 | 27255 | SH |  | SOLE |  | 27255 | 0 | 0 |
| General Electric Company (ge) | COM | 369604301 |  | 297285 | 1155 | SH |  | SOLE |  | 1155 | 0 | 0 |
| Viking Therapeutics Inc. (vktx) | COM | 92686J106 |  | 298337 | 11258 | SH |  | SOLE |  | 11258 | 0 | 0 |
| UnitedHealth Group Inc. (unh) | COM | 91324P102 |  | 321329 | 1030 | SH |  | SOLE |  | 1030 | 0 | 0 |
| ARK ETF TR ARK SPACE EXPL (arkx) | ETF | 00214Q807 |  | 325000 | 13452 | SH |  | SOLE |  | 13452 | 0 | 0 |
| Exxon Mobil Corporation (xom) | COM | 30231G102 |  | 332994 | 3089 | SH |  | SOLE |  | 3089 | 0 | 0 |
| CORNING INC (glw) | COM | 219350105 |  | 336576 | 6400 | SH |  | SOLE |  | 6400 | 0 | 0 |
| Neos Nasdaq-100 High Income ETF (qqqi) | ETF | 78433H675 |  | 342277 | 6581 | SH |  | SOLE |  | 6581 | 0 | 0 |
| The Boeing Co (ba) | COM | 097023105 |  | 366677 | 1750 | SH |  | SOLE |  | 1750 | 0 | 0 |
| Cardiol Therapeutics Inc. (crdl) | COM | 14161Y200 |  | 385522 | 283472 | SH |  | SOLE |  | 283472 | 0 | 0 |
| JP Morgan Premium Income ETF (jepi) | ETF | 46641Q332 |  | 389952 | 6859 | SH |  | SOLE |  | 6859 | 0 | 0 |
| Apple Inc. (AAPL) | COM | 037833100 |  | 396593 | 1933 | SH |  | SOLE |  | 1933 | 0 | 0 |
| PEPSICO INC (pep) | COM | 713448108 |  | 406551 | 3079 | SH |  | SOLE |  | 3079 | 0 | 0 |
| First Trust High Yield Opp Fd (fthy) | COM | 33741Q107 |  | 408597 | 27515 | SH |  | SOLE |  | 27515 | 0 | 0 |
| iShares Cybersecurity ETF (ihak) | ETF | 46435U135 |  | 415250 | 7804 | SH |  | SOLE |  | 7804 | 0 | 0 |
| ABBVIE INC (abbv) | COM | 00287Y109 |  | 425255 | 2291 | SH |  | SOLE |  | 2291 | 0 | 0 |
| First Trust Dow Jones Internet (fdn) | COM | 33733E302 |  | 490719 | 1822 | SH |  | SOLE |  | 1822 | 0 | 0 |
| ARK Autonomous Tech  Robotics ETF (arkq) | ETF | 00214Q203 |  | 500422 | 5612 | SH |  | SOLE |  | 5612 | 0 | 0 |
| ISHARES ETF RUSSELL 2000 (iwm) | ETF | 464287655 |  | 503222 | 2332 | SH |  | SOLE |  | 2332 | 0 | 0 |
| Axon Enterprise Inc. (axon) | COM | 05464C101 |  | 505043 | 610 | SH |  | SOLE |  | 610 | 0 | 0 |
| ARK Innovation ETF (arkk) | ETF | 00214Q104 |  | 514733 | 7323 | SH |  | SOLE |  | 7323 | 0 | 0 |
| Fortress Biotech Inc. (fbio) | COM | 34960Q307 |  | 598848 | 321961 | SH |  | SOLE |  | 321961 | 0 | 0 |
| Grail Inc. (gral) | COM | 384747101 |  | 636733 | 12383 | SH |  | SOLE |  | 12383 | 0 | 0 |
| Invesco ETF Tr S Equal Weighted (rsp) | ETF | 46137V357 |  | 638452 | 3513 | SH |  | SOLE |  | 3513 | 0 | 0 |
| Neos ETF Trust S 500 High Income (spyi) | ETF | 78433H303 |  | 662362 | 13163 | SH |  | SOLE |  | 13163 | 0 | 0 |
| Broadcom Inc. (avgo) | COM | 11135F101 |  | 792218 | 2874 | SH |  | SOLE |  | 2874 | 0 | 0 |
| Microsoft Corp. (msft) | COM | 594918104 |  | 813813 | 1636 | SH |  | SOLE |  | 1636 | 0 | 0 |
| NVIDIA CORP (nvda) | COM | 67066G104 |  | 919147 | 5817 | SH |  | SOLE |  | 5817 | 0 | 0 |
| Amazon.Com Inc (amzn) | COM | 023135106 |  | 942499 | 4296 | SH |  | SOLE |  | 4296 | 0 | 0 |
| Veru Inc. (veru) | COM | 92536C103 |  | 958436 | 1647365 | SH |  | SOLE |  | 1647365 | 0 | 0 |
| S 500 INDX (ivv) | ETF | 464287200 |  | 1006478 | 1621 | SH |  | SOLE |  | 1621 | 0 | 0 |
| Anavex Life Sciences Corp. (avxl) | COM | 032797300 |  | 1027522 | 111445 | SH |  | SOLE |  | 111445 | 0 | 0 |
| Journey Medical Corp. (derm) | COM | 48115J109 |  | 1075305 | 149764 | SH |  | SOLE |  | 149764 | 0 | 0 |
| SPDR Barclays Capital 1-3 month (bil) | ETF | 78468R663 |  | 5169902 | 56360 | SH |  | SOLE |  | 56360 | 0 | 0 |
| DYNEX CAP INC COM (dx) | COM | 26817Q886 |  | 335451 | 27451 | SH |  | SOLE |  | 27451 | 0 | 0 |
| AGNC Investment Corp (agnc) | COM | 00123Q104 |  | 219199 | 23852 | SH |  | SOLE |  | 23852 | 0 | 0 |
| MFS Government Markets Income Trust (mgf) | ETF | 552939100 |  | 94286 | 30220 | SH |  | SOLE |  | 30220 | 0 | 0 |

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