# EDGAR Filing Document

**Accession Number:** 0000807721
**File Stem:** 0000807721-26-000003
**Filing Date:** 2026-4
**Character Count:** 2729
**Document Hash:** be82209a042372f05bc9668c75caae96
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000807721-26-000003.hdr.sgml**: 20260428

**ACCESSION NUMBER**: 0000807721-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260428

**DATE AS OF CHANGE**: 20260428

**EFFECTIVENESS DATE**: 20260428

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SIGNATURE ESTATE SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0000807721

**ORGANIZATION NAME:**
- **EIN:** 592730348
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-37065
- **FILM NUMBER:** 26909232

**BUSINESS ADDRESS:**
- **STREET 1:** 2121 AVENUE OF STARS
- **STREET 2:** SUITE 1600
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90067
- **BUSINESS PHONE:** 310-712-2363

**MAIL ADDRESS:**
- **STREET 1:** 2121 AVENUE OF STARS
- **STREET 2:** SUITE 1600
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90067

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SIGNATURE ESTATE SECURITIES, INC.
- **DATE OF NAME CHANGE:** 20221004

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TRANSAM SECURITIES, INC.
- **DATE OF NAME CHANGE:** 20220929

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SIGNATURE ESTATE SECURITIES, INC.
- **DATE OF NAME CHANGE:** 20220926

### Attached PDF Documents

**Attachment 1:** `sesaudit.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000807721

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** Yes

### Registrant Identification

**Name of Broker-Dealer:** SIGNATURE ESTATE SECURITIES, LLC

**Business Address:** 2121 AVENUE OF STARS, SUITE 1600, LOS ANGELES, CA, 90067

**Contact Person:** Sarah Russell

**Contact Phone:** 6314004720

### Independent Public Accountant Identification

**Accountant Name:** Ferrara, CPA

**Accountant Address:** 100 Horizon Center Blvd., Hamilton, NJ, 08691

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Eric Rosen**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **SIGNATURE ESTATE SECURITIES, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Eric Rosen

**Title:** CCO