# EDGAR Filing Document

**Accession Number:** 0001290677
**File Stem:** 0001437749-26-014957
**Filing Date:** 2026-5
**Character Count:** 5991
**Document Hash:** 79c9ddae59a67bd918b20003c7f69b8f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001437749-26-014957.hdr.sgml**: 20260505

**ACCESSION NUMBER**: 0001437749-26-014957

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20260504

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20260505

**DATE AS OF CHANGE**: 20260505

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Turning Point Brands, Inc.
- **CENTRAL INDEX KEY:** 0001290677
- **STANDARD INDUSTRIAL CLASSIFICATION:** TOBACCO PRODUCTS [2100]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 133961898
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-37763
- **FILM NUMBER:** 26944767

**BUSINESS ADDRESS:**
- **STREET 1:** 5201 INTERCHANGE WAY
- **CITY:** LOUISVILLE
- **STATE:** KY
- **ZIP:** 40229
- **BUSINESS PHONE:** (502) 778-4421

**MAIL ADDRESS:**
- **STREET 1:** 5201 INTERCHANGE WAY
- **CITY:** LOUISVILLE
- **STATE:** KY
- **ZIP:** 40229

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** North Atlantic Holding Company, Inc.
- **DATE OF NAME CHANGE:** 20040517

?xml version='1.0' encoding='ASCII'? tpb20260505_8k.htm

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT** 

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

Date of report (Date of earliest event reported): May 4, 2026

**TURNING POINT BRANDS, INC.**

(Exact name of registrant as specified in its charter)

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| | | |
|:---|:---|:---|
| **Delaware** | **001-37763** | **20-0709285** |
| (State or other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

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| | |
|:---|:---|
| **5201 Interchange Way**, **Louisville**, **KY** | **40229** |
| (Address of principal executive offices) | (Zip Code) |

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Registrant's telephone number, including area code: **(502) 778-4421**

**N/A**<br>

(Former name, former address and former fiscal year, if changed since last report.)

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Common Stock, $0.01 par value | TPB | New York Stock Exchange |

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Check the appropriate box below if the Form 8–K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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| | |
|:---|:---|
| **Item 5.07** | **Submission of Matters to a Vote of Security Holders** |

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Turning Point Brands, Inc. held its Annual Meeting of Stockholders on May 4, 2026, at which the following matters were voted upon:

(1) Election of Directors;

(2) Ratification of KPMG LLP as independent registered public accountant for the year ending December 31, 2026; and

(3) Advisory vote to approve named executive officer compensation.

The final number of votes cast with respect to each matter is set out below:

(1) Election of Directors:

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| | | | |
|:---|:---|:---|:---|
| **Nominee** | **Votes For** | **Votes** <br> **Withheld** | **Broker** <br> **Non-Votes** |
| Gregory H.A. Baxter | 14783749 | 198008 | 2055552 |
| John A. Catsimatidis Jr. | 14835940 | 145817 | 2055552 |
| H.C. Charles Diao | 14751756 | 230001 | 2055552 |
| Ashley D. Frushone | 14636944 | 344813 | 2055552 |
| David E. Glazek | 14754180 | 227577 | 2055552 |
| Graham A. Purdy | 14799438 | 182319 | 2055552 |
| Rohith Reddy | 14785554 | 196203 | 2055552 |
| Kathleen M. Shanahan | 14827330 | 154427 | 2055552 |
| Stephen Usher | 14797592 | 184165 | 2055552 |
| Lawrence S. Wexler | 14788619 | 193138 | 2055552 |

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(2) Ratification of KPMG LLP as independent registered public accountant for the year ending December 31, 2026:

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| | |
|:---|:---|
| For | 16869195 |
| Against | 130747 |
| Abstain | 37367 |
| Broker Non-Votes |  |

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(3) Advisory vote to approve named executive officer compensation:

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| | |
|:---|:---|
| For | 14561464 |
| Against | 324126 |
| Abstain | 96167 |
| Broker Non-Votes | 2055552 |

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
|  | **TURNING POINT BRANDS, INC.** | **TURNING POINT BRANDS, INC.** |
| Dated: May 5, 2026 | By: | /s/ Brittani N. Cushman |
|  |  | Brittani N. Cushman |
|  |  | Senior Vice President, General Counsel and Secretary |

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