# EDGAR Filing Document

**Accession Number:** 0001426439
**File Stem:** 0000940400-26-011502
**Filing Date:** 2026-3
**Character Count:** 30670
**Document Hash:** 23534e8285be957b21c0a2d44c18094c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-011502.hdr.sgml**: 20260325

**ACCESSION NUMBER**: 0000940400-26-011502

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260131

**FILED AS OF DATE**: 20260325

**DATE AS OF CHANGE**: 20260325

**PERIOD START**: 20260430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** New York Life Investments Active ETF Trust
- **CENTRAL INDEX KEY:** 0001426439

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22739
- **FILM NUMBER:** 26792918

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** (212) 576-5018

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NYLI MacKay Core Plus Bond ETF
- **DATE OF NAME CHANGE:** 20241203

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** New York Life Investments Active ETF Trust
- **DATE OF NAME CHANGE:** 20240822

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IndexIQ Active ETF Trust
- **DATE OF NAME CHANGE:** 20080207

## Series and Classes Contracts Data

### NYLI MacKay Muni Allocation ETF (Series ID: S000097580)

| Class ID   | Class Name                      | Ticker Symbol   |
|:---|:---|:---|
| C000267030 | NYLI MacKay Muni Allocation ETF | MMMA            |

## Nport-Ex

Schedule of Investments ─ NYLI MacKay Muni Allocation ETF

------

January 31, 2026 (unaudited)

---

| | | |
|:---|:---|:---|
|  | **Principal<br> Amount** | **Value** |
| **Long-Term Bonds — 99.5%** | **Long-Term Bonds — 99.5%** | **Long-Term Bonds — 99.5%** |
| **Corporate Bond — 1.9%** |  |  |
| Wildflower Improvement Association |  |  |
| &nbsp;&nbsp;6.625%, due 3/1/31 |  |  |
| &nbsp;&nbsp;**(Cost $483,769)** | $487424 | $482843 |
| **Municipal Bonds — 97.6%** |  |  |
| **Alabama — 4.2%** |  |  |
| Alabama Special Care Facilities Financing Authority-Birmingham AL, Revenue Bonds |  |  |
| &nbsp;&nbsp;5.750%, due 6/1/45 | 20000 | 19242 |
| Black Belt Energy Gas District, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series B |  |  |
| &nbsp;&nbsp;5.000%, due 12/1/34 | 1000000 | 1087078 |
|  |  | 1106320 |
| **Arizona — 3.8%** |  |  |
| Arizona Industrial Development Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;5.250%, due 11/1/53 | 1000000 | 1018750 |
| **California — 13.1%** |  |  |
| California Municipal Finance Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series B |  |  |
| &nbsp;&nbsp;7.000%, due 6/1/26 | 90000 | 89978 |
| Los Angeles Department of Water & Power Water System Revenue, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series C Insured: BAM |  |  |
| &nbsp;&nbsp;5.000%, due 7/1/44 | 1000000 | 1085933 |
| Natomas Unified School District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Insured: AG |  |  |
| &nbsp;&nbsp;0.050%, due 8/1/28 | 1350000 | 1233490 |
| Northern California Energy Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;5.000%, due 12/1/54<sup>(a)(b)</sup> | 1000000 | 1074857 |
|  |  | 3484258 |
| **Colorado — 8.9%** |  |  |
| Colorado Health Facilities Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;4.000%, due 8/1/49 | 1000000 | 854719 |
| Denver City & County Housing Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;5.000%, due 12/1/45 | 1000000 | 1008867 |
| Granary Metropolitan District No 9 Special Assessment District No 1, Special Assessment |  |  |
| &nbsp;&nbsp;5.450%, due 12/1/44 | 250000 | 251396 |
| Legacy Community Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;6.750%, due 12/1/55 | 250000 | 253334 |
|  |  | 2368316 |

---

---

| | | |
|:---|:---|:---|
|  | **Principal<br> Amount** | **Value** |
| **Municipal Bonds (continued)** |  |  |
| **Connecticut — 1.9%** |  |  |
| Connecticut State Health & Educational Facilities Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A Insured: AG |  |  |
| &nbsp;&nbsp;5.500%, due 7/1/55 | $475000 | $507765 |
| **Delaware — 1.9%** |  |  |
| Town of Bridgeville DE, Special Tax |  |  |
| &nbsp;&nbsp;5.625%, due 7/1/53 | 500000 | 503143 |
| **Georgia — 9.7%** |  |  |
| Georgia Housing & Finance Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;3.050%, due 12/1/40 | 1000000 | 907411 |
| Griffin-Spalding County Hospital Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series AG Insured: AG-CR |  |  |
| &nbsp;&nbsp;3.750%, due 4/1/47 | 680000 | 587579 |
| Main Street Energy, Inc., Revenue Bonds |  |  |
| &nbsp;&nbsp;Series D |  |  |
| &nbsp;&nbsp;5.000%, due 12/1/33 | 1000000 | 1079251 |
|  |  | 2574241 |
| **Illinois — 17.0%** |  |  |
| Chicago Board of Education, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Series 1 Insured: NATL |  |  |
| &nbsp;&nbsp;&nbsp;3.400%, due 12/1/27<sup>(c)</sup> | 680000 | 639249 |
| Chicago Board of Education Dedicated Capital Improvement Tax, Revenue Bonds |  |  |
| &nbsp;&nbsp;6.000%, due 4/1/46 | 1250000 | 1266803 |
| Chicago O'Hare International Airport, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series E |  |  |
| &nbsp;&nbsp;5.500%, due 1/1/48 | 1000000 | 1057130 |
| City of Chicago IL, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;5.000%, due 1/1/43 | 500000 | 501471 |
| Illinois State Toll Highway Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series B |  |  |
| &nbsp;&nbsp;5.000%, due 1/1/37 | 1040000 | 1041633 |
|  |  | 4506286 |
| **Maryland — 2.3%** |  |  |
| County of Frederick MD, Tax Allocation |  |  |
| &nbsp;&nbsp;3.250%, due 7/1/29 | 620000 | 612739 |
| **New Hampshire — 3.7%** |  |  |
| New Hampshire Business Finance Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series 1 |  |  |
| &nbsp;&nbsp;&nbsp;4.218%, due 11/20/42<sup>(a)(b)</sup> | 995751 | 978884 |

---

Schedule of Investments ─ NYLI MacKay Muni Allocation ETF (continued)

------

January 31, 2026 (unaudited)

---

| | | |
|:---|:---|:---|
|  | **Principal<br> Amount** | **Value** |
| **Municipal Bonds (continued)** |  |  |
| **New Jersey — 1.8%** |  |  |
| South Orange & Maplewood School District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Insured: SCH BD RES FD |  |  |
| &nbsp;&nbsp;2.000%, due 11/1/31 | $500000 | $467324 |
| **New York — 2.2%** |  |  |
| Metropolitan Transportation Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A1 |  |  |
| &nbsp;&nbsp;3.500%, due 11/15/41 | 685000 | 597429 |
| **North Carolina — 1.9%** |  |  |
| North Carolina Medical Care Commission, Revenue Bonds |  |  |
| &nbsp;&nbsp;3.450%, due 11/1/30 | 500000 | 501874 |
| **Ohio — 2.9%** |  |  |
| Buckeye Tobacco Settlement Financing Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series 2 |  |  |
| &nbsp;&nbsp;3.000%, due 6/1/48 | 500000 | 352945 |
| &nbsp;&nbsp;Series B2 |  |  |
| &nbsp;&nbsp;5.000%, due 6/1/55 | 500000 | 411213 |
|  |  | 764158 |
| **Puerto Rico — 4.8%** |  |  |
| Commonwealth of Puerto Rico, Notes |  |  |
| &nbsp;&nbsp;&nbsp;5.410%, due 11/1/51<sup>(a)(b)(c)</sup> | 41798 | 27796 |
| GDB Debt Recovery Authority of Puerto Rico, Revenue Bonds |  |  |
| &nbsp;&nbsp;7.500%, due 8/20/40 | 444000 | 435181 |
| Puerto Rico Sales Tax Financing Corp. Sales Tax Revenue, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A1 |  |  |
| &nbsp;&nbsp;&nbsp;5.260%, due 7/1/46<sup>(c)</sup> | 2000000 | 692963 |
| &nbsp;&nbsp;&nbsp;5.480%, due 7/1/51<sup>(c)</sup> | 515000 | 130454 |
|  |  | 1286394 |
| **South Carolina — 4.3%** |  |  |
| South Carolina Public Service Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series B |  |  |
| &nbsp;&nbsp;5.000%, due 12/1/46 | 1095000 | 1139576 |
| **Texas — 9.9%** |  |  |
| City of Cedar Park TX, General Obligation Bonds |  |  |
| &nbsp;&nbsp;1.250%, due 2/15/33 | 700000 | 590738 |
| City of Fort Worth TX, General Obligation Bonds |  |  |
| &nbsp;&nbsp;2.000%, due 3/1/35 | 1000000 | 864100 |
| City of North Richland Hills TX, Special Assessment |  |  |
| &nbsp;&nbsp;5.250%, due 9/1/40 | 200000 | 201828 |
| New Hope Cultural Education Facilities Finance Corp., Revenue Bonds |  |  |
| &nbsp;&nbsp;4.000%, due 11/1/55 | 275000 | 224470 |
| Texas Private Activity Bond Surface Transportation Corp., Revenue Bonds |  |  |
| &nbsp;&nbsp;5.250%, due 12/31/36 | 170000 | 180808 |

---

---

| | | |
|:---|:---|:---|
|  | **Principal<br> Amount** | **Value** |
| **Municipal Bonds (continued)** |  |  |
| **Texas (continued)** |  |  |
| West Williamson County Municipal Utility District No 2, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Insured: BAM |  |  |
| &nbsp;&nbsp;2.250%, due 9/1/39 | $735000 | $565241 |
|  |  | 2627185 |
| **Washington — 1.8%** |  |  |
| Washington Health Care Facilities Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;4.000%, due 7/1/42 | 500000 | 470009 |
| **Wisconsin — 1.5%** |  |  |
| Wisconsin Center District, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series C Insured: AG |  |  |
| &nbsp;&nbsp;&nbsp;4.710%, due 12/15/45<sup>(c)</sup> | 1000000 | 396441 |
| **Total Municipal Bonds** |  |  |
| &nbsp;&nbsp;**(Cost $25,677,821)** |  | 25911092 |

---

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Short-Term Investment — 3.8%** |  |  |
| **Money Market Fund — 3.8%** |  |  |
| Dreyfus Government Cash Management Fund, Institutional Shares, 3.58%<sup>(d)</sup> |  |  |
| **(Cost $1,020,646)** | 1020646 | 1020646 |
| **Total Investments — 103.3%<br> (Cost $27,182,236)** |  | 27414581 |
| **Other Assets and Liabilities,<br> Net — (3.3)%** |  | (870083) |
| **Net Assets — 100.0%** |  | $26544498 |

---

------

(a) Adjustable rate security with an interest
 rate that is not based on a published reference index and spread. The rate is based on the structure of the agreement and current
 market conditions.

(b) Variable rate securities that may be tendered back to
 the issuer at any time prior to maturity at par. Rate shown is the rate in effect as of January 31, 2026.

(c) The security was issued on a discount basis with no stated
 coupon rate. Rate shown reflects the effective yield.

(d) Reflects the 1-day yield at January 31, 2026.

---

| | |
|:---|:---|
| **Abbreviations** | **Abbreviations** |
| BAM | - Build America Mutual Assurance Co. |
| CR | - Custodial Receipts |
| NATL | - National Public Finance Guarantee Corp. |
| SCH BD RES FD | - School Board Resolution Fund |

---

Schedule of Investments ─ NYLI MacKay Muni Allocation ETF (continued)

------

January 31, 2026 (unaudited)

The following is a summary of the inputs used to value the Fund's investments as of January 31, 2026. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements.

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Description** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| **Asset Valuation Inputs** |  |  |  |  |
| Investments in Securities:<sup>(e)</sup> |  |  |  |  |
| &nbsp;&nbsp;Corporate Bond | $— | $482843 | $— | $482843 |
| &nbsp;&nbsp;Municipal Bonds |  | 25911092 |  | 25911092 |
| Short-Term Investment: |  |  |  |  |
| &nbsp;&nbsp;Money Market Fund | 1020646 |  |  | 1020646 |
| Total Investments in Securities | $1020646 | $26393935 | $— | $27414581 |

---

------

(e) For a complete
 listing of investments and their states, see the Schedule of Investments.

For the period ended January 31, 2026, the Fund did not have any transfers into or out of Level 3 within the fair value hierarchy.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** New York Life Investments Active ETF Trust

- **b. Investment Company Act file number:** 811-22739

- **c. CIK number of Registrant:** 0001426439

- **d. LEI of Registrant:** 549300VWZDQ61K9DOP39

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 51 Madison Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10010

  - **Telephone number:** 888-474-7725

**Item A.2. Information about the Series.**

- **a. Name of Series:** NYLI MacKay Muni Allocation ETF

- **b. EDGAR series identifier (if any):** S000097580

- **c. LEI of Series:** 529900W3LHRZ5DV7WO57

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-04-30

- **b. Date as of which information is reported:** 2026-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $26929862.30

**Total Liabilities:** $1652494.05

**Net Assets:** $25277368.25

**Delayed Delivery Securities:** $1544216.00

**Cash Not Reported:** $47683.75

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 36.23965000 | **1-Year:** 764.17774000 | **5-Year:** 3019.30215000 | **10-Year:** 14245.29648000 | **30-Year:** 694.13816000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000267030 |  | 0.43%                | 1.23%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $0.00                                      |
| Month 2  | $0.00                    | $55321.54                                  |
| Month 3  | $54778.05                | $171174.15                                 |

### Schedule of Portfolio Investments

| Name                               | Title                                                               | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| CHICAGO IL O'HARE INTERNATIONA     | Chicago O'Hare International Airport                                | CUSIP: 167591AD8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1057129.80   | 4.18%             | 2048-01-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| LEGACY CMNTY AUTH CO LTD TAX S     | Legacy Community Authority                                          | CUSIP: 52475RAA5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $253334.25    | 1.00%             | 2055-12-01      | Fixed         | 6.75%                 | No            |                  2 | On Loan: No      |
| COLORADO ST HLTH FACS AUTH REV     | Colorado Health Facilities Authority                                | CUSIP: 19648FKT0<br>LEI: 5493002JB6DRFRZPEQ21 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $854718.40    | 3.38%             | 2049-08-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| CEDAR PARK TX                      | City of Cedar Park TX                                               | CUSIP: 1504612F7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    700000 | PA      | $590737.70    | 2.34%             | 2033-02-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| SOUTH ORANGE & MAPLEWOOD NJ SC     | South Orange & Maplewood School District                            | CUSIP: 839091RS6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $467324.15    | 1.85%             | 2031-11-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| CONNECTICUT ST HLTH & EDUCTNL      | Connecticut State Health & Educational Facilities Authority         | CUSIP: 20775DP22<br>LEI: 549300ZOQJ5U8YBS5Q35 | Long             | DBT              | MUN               | US        |    475000 | PA      | $507764.65    | 2.01%             | 2055-07-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| GRANARY MET DIST #9 CO SPL IMP     | Granary Metropolitan District No 9 Special Assessment District No 1 | CUSIP: 385038AA2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $251395.88    | 0.99%             | 2044-12-01      | Fixed         | 5.45%                 | No            |                  2 | On Loan: No      |
| WILDFLOWER IMPROV ASSN             | Wildflower Improvement Association                                  | CUSIP: 96812GAA8<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    487424 | PA      | $482843.04    | 1.91%             | 2031-03-01      | Fixed         | 6.62%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST MUNI FIN AUTH RE     | California Municipal Finance Authority                              | CUSIP: 13048V5E4<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |     90000 | PA      | $89977.71     | 0.36%             | 2026-06-01      | Fixed         | 7.00%                 | No            |                  2 | On Loan: No      |
| WEST WILLIAMSON CNTY TX MUNI U     | West Williamson County Municipal Utility District No 2              | CUSIP: 95687DBT7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    735000 | PA      | $565241.02    | 2.24%             | 2039-09-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| NRTHRN CA ENERGY AUTH COMMODIT     | Northern California Energy Authority                                | CUSIP: 664840AL9<br>LEI: 5493001ZIJGWU7HYLH34 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1074857.10   | 4.25%             | 2054-12-01      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| BRIDGEVILLE DE SPL OBLIG           | Town of Bridgeville DE                                              | CUSIP: 108588AP9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $503143.25    | 1.99%             | 2053-07-01      | Fixed         | 5.62%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO SALES TAX FING COR     | Puerto Rico Sales Tax Financing Corp Sales Tax Revenue              | CUSIP: 74529JQH1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    515000 | PA      | $130454.44    | 0.52%             | 2051-07-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| NORTH CAROLINA ST MED CARE COM     | North Carolina Medical Care Commission                              | CUSIP: 65820YVR4<br>LEI: 549300FH6KOXGCHQYG81 | Long             | DBT              | MUN               | US        |    500000 | PA      | $501874.30    | 1.99%             | 2030-11-01      | Fixed         | 3.45%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO CMWLTH                 | Commonwealth of Puerto Rico                                         | CUSIP: 74514L4C8<br>LEI: 549300X44HXPLJU48U63 | Long             | DBT              | MUN               | US        |     41798 | PA      | $27795.93     | 0.11%             | 2051-11-01      | Variable      | 0.01%                 | No            |                  2 | On Loan: No      |
| SOUTH CAROLINA ST PUBLIC SVC A     | South Carolina Public Service Authority                             | CUSIP: 8371516N4<br>LEI: EMBXY64GWKA9MZGFUD26 | Long             | DBT              | MUN               | US        |   1095000 | PA      | $1139575.48   | 4.51%             | 2046-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO SALES TAX FING COR     | Puerto Rico Sales Tax Financing Corp Sales Tax Revenue              | CUSIP: 74529JQG3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $692963.00    | 2.74%             | 2046-07-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| LOS ANGELES CA DEPT OF WTR & P     | Los Angeles Department of Water & Power Water System Revenue        | CUSIP: 5445252R8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1085933.50   | 4.30%             | 2044-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CHICAGO IL BRD OF EDU              | Chicago Board of Education                                          | CUSIP: 167501VE2<br>LEI: 54930099NR6T9V7LVB43 | Long             | DBT              | MUN               | US        |    680000 | PA      | $639248.69    | 2.53%             | 2027-12-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| National Finance Authority         | New Hampshire Business Finance Authority                            | CUSIP: 63607WBN3<br>LEI: N/A                  | Long             | ABS-MBS          | MUN               | US        |    995751 | PA      | $978883.72    | 3.87%             | 2042-11-20      | Variable      | 4.22%                 | No            |                  2 | On Loan: No      |
| FORT WORTH TX                      | City of Fort Worth TX                                               | CUSIP: 349426CX2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $864100.20    | 3.42%             | 2035-03-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| NATOMAS CA UNIF SCH DIST           | Natomas Unified School District                                     | CUSIP: 63877NPK7<br>LEI: 5493003NJ3RTOZO25E38 | Long             | DBT              | MUN               | US        |   1350000 | PA      | $1233490.01   | 4.88%             | 2028-08-01      | Fixed         | 0.05%                 | No            |                  2 | On Loan: No      |
| ARIZONA ST INDL DEV AUTH NATIO     | Arizona Industrial Development Authority                            | CUSIP: 04052FEM3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1018750.00   | 4.03%             | 2053-11-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| GRIFFIN-SPALDING CNTY HOSP AUT     | Griffin-Spalding County Hospital Authority                          | CUSIP: 398258AY9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    680000 | PA      | $587579.02    | 2.32%             | 2047-04-01      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| FREDERICK CNTY MD TAX INCR & S     | County of Frederick MD                                              | CUSIP: 355612AC6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    620000 | PA      | $612739.30    | 2.42%             | 2029-07-01      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| BUCKEYE OH TOBACCO SETTLEMENT      | Buckeye Tobacco Settlement Financing Authority                      | CUSIP: 118217CW6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $352945.30    | 1.40%             | 2048-06-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| ILLINOIS ST TOLL HIGHWAY AUTH      | Illinois State Toll Highway Authority                               | CUSIP: 452252LD9<br>LEI: 549300ISBFGI8MJJKM98 | Long             | DBT              | MUN               | US        |   1040000 | PA      | $1041633.01   | 4.12%             | 2037-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MET TRANSPRTN AUTH NY REVENUE      | Metropolitan Transportation Authority                               | CUSIP: 59261ACR6<br>LEI: 5493000TKYODLXADQD60 | Long             | DBT              | MUN               | US        |    685000 | PA      | $597428.71    | 2.36%             | 2041-11-15      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| WISCONSIN CENTER DIST WI TAX R     | Wisconsin Center District                                           | CUSIP: 976595FU7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $396441.00    | 1.57%             | 2045-12-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CHICAGO IL                         | City of Chicago IL                                                  | CUSIP: 167486S83<br>LEI: T5UYO5SYLC8K73MJQX30 | Long             | DBT              | MUN               | US        |    500000 | PA      | $501471.45    | 1.98%             | 2043-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| BIRMINGHAM AL SPL CARE FACS FI     | Alabama Special Care Facilities Financing Authority-Birmingham AL   | CUSIP: 091081DN6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |     20000 | PA      | $19241.71     | 0.08%             | 2045-06-01      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| GEORGIA ST HSG & FIN AUTH REVE     | Georgia Housing & Finance Authority                                 | CUSIP: 37353PFE4<br>LEI: 549300I628IMF9PWV724 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $907411.40    | 3.59%             | 2040-12-01      | Fixed         | 3.05%                 | No            |                  2 | On Loan: No      |
| CHICAGO IL BRD OF EDU DEDICATE     | Chicago Board of Education Dedicated Capital Improvement Tax        | CUSIP: 167510AA4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1250000 | PA      | $1266803.50   | 5.01%             | 2046-04-01      | Fixed         | 6.00%                 | No            |                  2 | On Loan: No      |
| TEXAS ST PRIV ACTIVITY BOND SU     | Texas Private Activity Bond Surface Transportation Corp             | CUSIP: 882667CE6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    170000 | PA      | $180807.99    | 0.72%             | 2036-12-31      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| DENVER CO CITY & CNTY MF HSG R     | Denver City & County Housing Authority                              | CUSIP: 24917QBP8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1008867.10   | 3.99%             | 2045-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| GDB DEBT RECOVERY AUTH OF CMWL     | GDB Debt Recovery Authority of Puerto Rico                          | CUSIP: 36829QAA3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    444000 | PA      | $435180.47    | 1.72%             | 2040-08-20      | Fixed         | 7.50%                 | No            |                  2 | On Loan: No      |
| Dreyfus Government Cash Management | Dreyfus Government Cash Management                                  | CUSIP: 262006208<br>LEI: 5493000Q69I5Q3QZIA91 | Long             | STIV             | RF                | US        |   1020646 | NS      | $1020646.42   | 4.04%             |  |  |  | No            |                  1 | On Loan: No      |
| NEW HOPE CULTURAL ED FACS FIN      | New Hope Cultural Education Facilities Finance Corp                 | CUSIP: 64542UFN9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    275000 | PA      | $224470.26    | 0.89%             | 2055-11-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| MAIN STREET ENERGY INC ENERGY      | Main Street Energy Inc                                              | CUSIP: 560354AE2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1079250.70   | 4.27%             | 2033-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| BUCKEYE OH TOBACCO SETTLEMENT      | Buckeye Tobacco Settlement Financing Authority                      | CUSIP: 118217CZ9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $411212.95    | 1.63%             | 2055-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-03-25

**Name of Applicant:** New York Life Investments Active ETF Trust

**Signature:** Adefolahan Oyefeso

**Name of Signer:** Adefolahan Oyefeso

**Title:** Director and Vice President, IndexIQ