# EDGAR Filing Document

**Accession Number:** 0001287978
**File Stem:** 0001013594-26-000590
**Filing Date:** 2026-5
**Character Count:** 18799
**Document Hash:** 4c164c4b69f3531aa1858b18b986e161
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001013594-26-000590.hdr.sgml**: 20260515

**ACCESSION NUMBER**: 0001013594-26-000590

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260515

**DATE AS OF CHANGE**: 20260515

**EFFECTIVENESS DATE**: 20260515

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BASSO CAPITAL MANAGEMENT, L.P.
- **CENTRAL INDEX KEY:** 0001287978

**ORGANIZATION NAME:**
- **EIN:** 200406508
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-10896
- **FILM NUMBER:** 26983104

**BUSINESS ADDRESS:**
- **STREET 1:** 1266 EAST MAIN STREET
- **STREET 2:** 4TH FLOOR
- **CITY:** STAMFORD
- **STATE:** CT
- **ZIP:** 06902
- **BUSINESS PHONE:** (203) 352-6100

**MAIL ADDRESS:**
- **STREET 1:** 1266 EAST MAIN STREET
- **STREET 2:** 4TH FLOOR
- **CITY:** STAMFORD
- **STATE:** CT
- **ZIP:** 06902

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BASSO CAPITAL MANAGEMENT L.P.
- **DATE OF NAME CHANGE:** 20130806

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BASSO CAPITAL MANAGEMENT LP
- **DATE OF NAME CHANGE:** 20130731

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BASSO CAPITAL  MANAGEMENT LP
- **DATE OF NAME CHANGE:** 20040421

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** BASSO CAPITAL MANAGEMENT L.P.<br>**Address:** 1266 EAST MAIN STREET<br>4TH FLOOR<br>STAMFORD, CT 06902

**Form 13F File Number:** 028-10896

**CRD Number (if applicable):** 000132311

**SEC File Number (if applicable):** 801-64130

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Marc Seidenberg<br>**Title:** General Counsel and Chief Compliance Officer<br>**Phone:** 203-352-6100

**Signature, Place, and Date of Signing:**

/s/ Marc Seidenberg  Stamford, CT  05-15-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 137

**Form 13F Information Table Value Total:** $163404367

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AMAZON COM INC COM | COM | 023135106 |  | 284705 | 1367 | SH |  | SOLE |  | 1367 | 0 | 0 |
| INVESCO QQQ TRUST SERIES I | UNIT SER 1 | 46090E103 |  | 718589 | 1245 | SH |  | SOLE |  | 1245 | 0 | 0 |
| ISHARES GOLD TRUST | ISHARES NEW | 464285204 |  | 57040 | 647 | SH |  | SOLE |  | 647 | 0 | 0 |
| JOHNSON  JOHNSON COM | COM | 478160104 |  | 79443 | 325 | SH |  | SOLE |  | 325 | 0 | 0 |
| WASTE MGMT INC DEL COM | COM | 94106L109 |  | 53081 | 231 | SH |  | SOLE |  | 231 | 0 | 0 |
| VANGUARD TOTAL STOCK MARKET ETF | TOTAL STK MKT | 922908769 |  | 16210962 | 50531 | SH |  | SOLE |  | 50531 | 0 | 0 |
| VANGUARD EXTENDED MARKET ETF | EXTEND MKT ETF | 922908652 |  | 246548 | 1198 | SH |  | SOLE |  | 1198 | 0 | 0 |
| PROCTER  GAMBLE CO COM | COM | 742718109 |  | 14444 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| COCA COLA CO COM | COM | 191216100 |  | 122136 | 1606 | SH |  | SOLE |  | 1606 | 0 | 0 |
| ENTERPRISE PRODS PARTNERS L P COM | COM | 293792107 |  | 2374044 | 62739 | SH |  | SOLE |  | 62739 | 0 | 0 |
| AMEREN CORP COM | COM | 023608102 |  | 87496 | 796 | SH |  | SOLE |  | 796 | 0 | 0 |
| ISHARES SILVER TRUST | ISHARES | 46428Q109 |  | 3792672 | 55660 | SH |  | SOLE |  | 55660 | 0 | 0 |
| STATE STREET SPDR MSCI USA GENDER DIVERSITY ETF | STATE STREET SPD | 78468R747 |  | 19044 | 149 | SH |  | SOLE |  | 149 | 0 | 0 |
| STATE STREET SPDR S 500 ETF | TR UNIT | 78462F103 |  | 17432364 | 26805 | SH |  | SOLE |  | 26805 | 0 | 0 |
| MASTERCARD INCORPORATED CL A | COM | 57636Q104 |  | 10993 | 22 | SH |  | SOLE |  | 22 | 0 | 0 |
| EMERSON ELEC CO COM | COM | 291011104 |  | 24239 | 185 | SH |  | SOLE |  | 185 | 0 | 0 |
| ISHARES S 100 ETF | S 100 ETF | 464287101 |  | 95421 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| PEPSICO INC COM | COM | 713448108 |  | 54662 | 352 | SH |  | SOLE |  | 352 | 0 | 0 |
| HESS MIDSTREAM LP CL A SHS | COM | 428103105 |  | 1127230 | 29000 | SH |  | SOLE |  | 29000 | 0 | 0 |
| HONEYWELL INTL INC COM | COM | 438516106 |  | 38877 | 172 | SH |  | SOLE |  | 172 | 0 | 0 |
| BP PLC SPONSORED ADR | SPONSORED ADR | 055622104 |  | 70500 | 1500 | SH |  | SOLE |  | 1500 | 0 | 0 |
| HOME DEPOT INC COM | COM | 437076102 |  | 27956 | 85 | SH |  | SOLE |  | 85 | 0 | 0 |
| SUNCOR ENERGY INC NEW COM | COM | 867224107 |  | 178497 | 2700 | SH |  | SOLE |  | 2700 | 0 | 0 |
| STATE STREET HEALTH CARE SELECT SECTOR SPDR ETF | STATE STREET HEA | 81369Y209 |  | 72572 | 495 | SH |  | SOLE |  | 495 | 0 | 0 |
| SPDR GOLD SHARES | GOLD SHS | 78463V107 |  | 10288664 | 23911 | SH |  | SOLE |  | 23911 | 0 | 0 |
| SOUTHERN CO COM | COM | 842587107 |  | 35712 | 370 | SH |  | SOLE |  | 370 | 0 | 0 |
| DIREXION AUSPICE BROAD COMMODITY STRATEGY ETF | AUSPCE CMD STG | 25460E307 |  | 564077 | 16803 | SH |  | SOLE |  | 16803 | 0 | 0 |
| SCHWAB U.S. BROAD MARKET ETF | US BRD MKT ETF | 808524102 |  | 40913 | 1630 | SH |  | SOLE |  | 1630 | 0 | 0 |
| STATE STREET CONSUMER STAPLES SELECT SECTOR SPDR ETF | STATE STREET CON | 81369Y308 |  | 8198 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| SCHWAB U.S. LARGE-CAP GROWTH ETF | US LCAP GR ETF | 808524300 |  | 20158 | 692 | SH |  | SOLE |  | 692 | 0 | 0 |
| FS KKR CAP CORP COM | COM | 302635206 |  | 305400 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| ISHARES CORE S SMALL CAP ETF | CORE S SCP ETF | 464287804 |  | 25111 | 202 | SH |  | SOLE |  | 202 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | COM | 084670702 |  | 166282 | 347 | SH |  | SOLE |  | 347 | 0 | 0 |
| ALPHABET INC CAP STK CL A | COM | 02079K305 |  | 3261218 | 11341 | SH |  | SOLE |  | 11341 | 0 | 0 |
| MICROSOFT CORP COM | COM | 594918104 |  | 248384 | 671 | SH |  | SOLE |  | 671 | 0 | 0 |
| CANADIAN NAT RES LTD MED TERM COM | COM | 136385101 |  | 116952 | 2400 | SH |  | SOLE |  | 2400 | 0 | 0 |
| BOEING CO COM | COM | 097023105 |  | 4976 | 25 | SH |  | SOLE |  | 25 | 0 | 0 |
| VANGUARD MID-CAP ETF | MID CAP ETF | 922908629 |  | 248985 | 867 | SH |  | SOLE |  | 867 | 0 | 0 |
| VANGUARD SHORT-TERM TREASURY ETF | SHORT TERM TREAS | 92206C102 |  | 461295 | 7880 | SH |  | SOLE |  | 7880 | 0 | 0 |
| LINDE PLC SHS | SHS | G54950103 |  | 293490 | 592 | SH |  | SOLE |  | 592 | 0 | 0 |
| ISHARES MSCI EMERGING MARKETS EX CHINA ETF | MSCI EMRG CHN | 46434G764 |  | 3314103 | 42132 | SH |  | SOLE |  | 42132 | 0 | 0 |
| VANGUARD HEALTH CARE ETF | HEALTH CAR ETF | 92204A504 |  | 108387 | 398 | SH |  | SOLE |  | 398 | 0 | 0 |
| ALERIAN MLP ETF | ALERIAN MLP | 00162Q452 |  | 52640 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| VANGUARD INDUSTRIALS ETF | INDUSTRIAL ETF | 92204A603 |  | 34344 | 110 | SH |  | SOLE |  | 110 | 0 | 0 |
| GLOBAL X ARTIFICIAL INTELLIGENCE  TECHNOLOGY ETF | ARTIFICIAL ETF | 37954Y632 |  | 41350 | 886 | SH |  | SOLE |  | 886 | 0 | 0 |
| DEFIANCE CONNECTIVE TECHNOLOGIES ETF | DEFIANCE CONNECT | 26922A289 |  | 38451 | 564 | SH |  | SOLE |  | 564 | 0 | 0 |
| GLOBAL X LITHIUM  BATTERY TECH ETF | LITHIUM BTRY ETF | 37954Y855 |  | 5576 | 75 | SH |  | SOLE |  | 75 | 0 | 0 |
| VANGUARD S 500 ETF | S 100 ETF SHS | 922908363 |  | 32850311 | 54975 | SH |  | SOLE |  | 54975 | 0 | 0 |
| CONSOLIDATED EDISON INC COM | COM | 209115104 |  | 117934 | 1042 | SH |  | SOLE |  | 1042 | 0 | 0 |
| ISHARES U.S. EQUITY FACTOR ROTATION ACTIVE ETF | ISHARES US EQUIT | 09290C103 |  | 16989 | 292 | SH |  | SOLE |  | 292 | 0 | 0 |
| TARGA RES CORP COM | COM | 87612G101 |  | 1636013 | 6525 | SH |  | SOLE |  | 6525 | 0 | 0 |
| INVESCO S 500 EQUAL WEIGHT ETF | S EQL WGT | 46137V357 |  | 9302170 | 48469 | SH |  | SOLE |  | 48469 | 0 | 0 |
| PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN | COM | 726503105 |  | 1210286 | 54200 | SH |  | SOLE |  | 54200 | 0 | 0 |
| ELI LILLY  CO COM | COM | 532457108 |  | 25754 | 28 | SH |  | SOLE |  | 28 | 0 | 0 |
| ISHARES RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 |  | 10049456 | 40522 | SH |  | SOLE |  | 40522 | 0 | 0 |
| PGIM AAA CLO ETF | AAA CLO ETF | 69344A834 |  | 8697683 | 169943 | SH |  | SOLE |  | 169943 | 0 | 0 |
| GLOBAL X SUPERDIVIDEND ETF | SUPERDIVIDEND | 37960A669 |  | 35490 | 1405 | SH |  | SOLE |  | 1405 | 0 | 0 |
| ENTERGY CORP NEW COM | COM | 29364G103 |  | 56854 | 506 | SH |  | SOLE |  | 506 | 0 | 0 |
| ISHARES MSCI SINGAPORE ETF | MSCI SINGPOR ETF | 46434G780 |  | 47269 | 1675 | SH |  | SOLE |  | 1675 | 0 | 0 |
| INVESCO NASDAQ 100 ETF | NASDAQ 100 ETF | 46138G649 |  | 681257 | 2867 | SH |  | SOLE |  | 2867 | 0 | 0 |
| JANUS HENDERSON AAA CLO ETF | HENDRSON AAA CL | 47103U845 |  | 157104 | 3119 | SH |  | SOLE |  | 3119 | 0 | 0 |
| ENERGY TRANSFER L P COM UT LTD PTN | COM UT LTD PTN | 29273V100 |  | 3806925 | 197250 | SH |  | SOLE |  | 197250 | 0 | 0 |
| SCHWAB US DIVIDEND EQUITY ETF | US DIVIDEND EQ | 808524797 |  | 537943 | 17534 | SH |  | SOLE |  | 17534 | 0 | 0 |
| BLUE OWL CAPITAL INC COM CL A | COM CL A | 09581B103 |  | 91300 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| UNITED STATES OIL FUND LP | UNITS | 91232N207 |  | 209963 | 1650 | SH |  | SOLE |  | 1650 | 0 | 0 |
| BLACKSTONE SECD LENDING FD COMMON STOCK | COMMON STOCK | 09261X102 |  | 478538 | 20200 | SH |  | SOLE |  | 20200 | 0 | 0 |
| VANGUARD VALUE ETF | VALUE ETF | 922908744 |  | 268009 | 1366 | SH |  | SOLE |  | 1366 | 0 | 0 |
| PEMBINA PIPELINE CORP COM | COM | 706327103 |  | 223845 | 5001 | SH |  | SOLE |  | 5001 | 0 | 0 |
| ISHARES MICRO-CAP ETF | MICRO-CAP ETF | 464288869 |  | 219464 | 1375 | SH |  | SOLE |  | 1375 | 0 | 0 |
| SUNOCO LP/SUNOCO FIN CORP COM UT REP LP | COM | 86765K109 |  | 369030 | 5680 | SH |  | SOLE |  | 5680 | 0 | 0 |
| PHILLIPS 66 COM | COM | 718546104 |  | 111494 | 612 | SH |  | SOLE |  | 612 | 0 | 0 |
| CHENIERE ENERGY INC COM NEW | COM NEW | 16411R208 |  | 1078288 | 3800 | SH |  | SOLE |  | 3800 | 0 | 0 |
| ISHARES CORE S TOTAL U.S. STOCK MARKET ETF | CORE S TTL STK | 464287150 |  | 471728 | 3312 | SH |  | SOLE |  | 3312 | 0 | 0 |
| META PLATFORMS INC CL A | CL A | 30303M102 |  | 85820 | 150 | SH |  | SOLE |  | 150 | 0 | 0 |
| VANECK MORNINGSTAR WIDE MOAT ETF | MRNGSTR WDE MOAT | 92189F643 |  | 80164 | 829 | SH |  | SOLE |  | 829 | 0 | 0 |
| DIMENSIONAL US MARKETWIDE VALUE ETF | US MKTWIDE VALUE | 25434V724 |  | 571828 | 11800 | SH |  | SOLE |  | 11800 | 0 | 0 |
| BROADCOM INC COM | COM | 11135F101 |  | 74282 | 240 | SH |  | SOLE |  | 240 | 0 | 0 |
| MPLX LP COM UNIT REP LTD | COM UNIT REP LTD | 55336V100 |  | 4063384 | 71200 | SH |  | SOLE |  | 71200 | 0 | 0 |
| STATE STREET SPDR S INSURANCE ETF | STATE STREED SPD | 78464A789 |  | 50160 | 912 | SH |  | SOLE |  | 912 | 0 | 0 |
| WHITEHORSE FIN INC COM | COM | 96524V106 |  | 444000 | 60000 | SH |  | SOLE |  | 60000 | 0 | 0 |
| WESTERN MIDSTREAM PARTNERS LP COM UNIT LP INT | COM UNIT LP INT | 958669103 |  | 1735316 | 42150 | SH |  | SOLE |  | 42150 | 0 | 0 |
| NVIDIA CORPORATION COM | COM | 67066G104 |  | 43251 | 248 | SH |  | SOLE |  | 248 | 0 | 0 |
| UNITED STATES COPPER INDEX FUND | CM REP COPP FD | 911718104 |  | 513179 | 14905 | SH |  | SOLE |  | 14905 | 0 | 0 |
| ABBVIE INC COM | COM | 00287Y109 |  | 102655 | 472 | SH |  | SOLE |  | 472 | 0 | 0 |
| ISHARES MSCI EMERGING MARKETS SMALL CAP ETF | EM MKT SM-CP ETF | 464286475 |  | 7264 | 105 | SH |  | SOLE |  | 105 | 0 | 0 |
| ELDRIDGE BBB-B CLO ETF | ELDRIDGE BBB B | 81752T528 |  | 1130123 | 44059 | SH |  | SOLE |  | 44059 | 0 | 0 |
| GENERAL DYNAMICS CORP COM | COM | 369550108 |  | 78941 | 230 | SH |  | SOLE |  | 230 | 0 | 0 |
| GLOBAL X URANIUM ETF | GLOBAL X URANIUM | 37954Y871 |  | 339010 | 7000 | SH |  | SOLE |  | 7000 | 0 | 0 |
| ISHARES MSCI MEXICO ETF | MSCI MEXICO ETF | 464286822 |  | 461912 | 6140 | SH |  | SOLE |  | 6140 | 0 | 0 |
| GLOBAL X DEFENSE TECH ETF | DEFENSE TECH ETF | 37960A529 |  | 18064 | 255 | SH |  | SOLE |  | 255 | 0 | 0 |
| FIDELITY WISE ORIGIN BITCOIN FUND | SHS | 315948109 |  | 640476 | 10850 | SH |  | SOLE |  | 10850 | 0 | 0 |
| ISHARES BITCOIN TRUST ETF | SHS BEN INT | 46438F101 |  | 733822 | 19100 | SH |  | SOLE |  | 19100 | 0 | 0 |
| STATE STREET ENERGY SELECT SECTOR SPDR ETF | STATE STREET ENE | 81369Y506 |  | 241548 | 3943 | SH |  | SOLE |  | 3943 | 0 | 0 |
| ISHARES MSCI USA QUALITY FACTOR ETF | MSCI USA QLT FCT | 46432F339 |  | 108948 | 568 | SH |  | SOLE |  | 568 | 0 | 0 |
| ISHARES U.S. TECHNOLOGY ETF | U.S. TECH ETF | 464287721 |  | 48983 | 270 | SH |  | SOLE |  | 270 | 0 | 0 |
| ISHARES SEMICONDUCTOR ETF | ISHARES SEMICDTR | 464287523 |  | 210671 | 641 | SH |  | SOLE |  | 641 | 0 | 0 |
| ISHARES ETHEREUM TRUST ETF | SHS | 46438R105 |  | 792 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| FIDELITY ETHEREUM FUND ETF | SHS | 31613E103 |  | 1044 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| SOUTH BOW CORP COM | COM | 83671M105 |  | 89098 | 2674 | SH |  | SOLE |  | 2674 | 0 | 0 |
| ISHARES S 500 GROWTH ETF | S 500 GRWT ETF | 464287309 |  | 172153 | 1522 | SH |  | SOLE |  | 1522 | 0 | 0 |
| ONEOK INC NEW COM | COM | 682680103 |  | 2291567 | 25352 | SH |  | SOLE |  | 25352 | 0 | 0 |
| STATE STREET SPDR EURO STOXX 50 ETF | STATE STREET SPD | 78463X202 |  | 1242 | 20 | SH |  | SOLE |  | 20 | 0 | 0 |
| LOCKHEED MARTIN CORP COM | COM | 539830109 |  | 30824 | 51 | SH |  | SOLE |  | 51 | 0 | 0 |
| VENTURE GLOBAL INC COM CL A | COM CL A | 92333F101 |  | 394000 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| JPMORGAN CHASE  CO COM | COM | 46625H100 |  | 177673 | 604 | SH |  | SOLE |  | 604 | 0 | 0 |
| CHEVRON CORPORATION COM | COM | 166764100 |  | 35173 | 170 | SH |  | SOLE |  | 170 | 0 | 0 |
| DOUBLELINE ABS ETF | ASSET BACKED SEC | 25861R808 |  | 279334 | 5500 | SH |  | SOLE |  | 5500 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS COM | COM | 459200101 |  | 941928 | 3886 | SH |  | SOLE |  | 3886 | 0 | 0 |
| ORACLE CORP COM | COM | 68389X105 |  | 22214 | 151 | SH |  | SOLE |  | 151 | 0 | 0 |
| MORGAN STANLEY COM NEW | COM NEW | 617446448 |  | 73069 | 444 | SH |  | SOLE |  | 444 | 0 | 0 |
| SIXTH STREET SPECIALTY LENDING COM | COM | 83012A109 |  | 18380 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| ALPHABET INC CAP STK CL C | CAP STK CL C | 02079K107 |  | 323865 | 1129 | SH |  | SOLE |  | 1129 | 0 | 0 |
| HEDGEYE CAPITAL ALLOCATION ETF | HEDGEYE CAPITAL | 26923Q747 |  | 141463 | 4900 | SH |  | SOLE |  | 4900 | 0 | 0 |
| VANGUARD UTILITIES ETF | UTILITIES ETF | 92204A876 |  | 178722 | 902 | SH |  | SOLE |  | 902 | 0 | 0 |
| WILLIAMS COS INC COM | COM | 969457100 |  | 2216151 | 30450 | SH |  | SOLE |  | 30450 | 0 | 0 |
| ISHARES MSCI SOUTH KOREA ETF | MSCI STH KOR ETF | 464286772 |  | 1241417 | 10092 | SH |  | SOLE |  | 10092 | 0 | 0 |
| STUBHUB HLDGS INC CL A | CL A | 86384P109 |  | 176561 | 28295 | SH |  | SOLE |  | 28295 | 0 | 0 |
| STATE STREET SPDR S OIL  GAS EXPLORATION  PRODUCTION ETF | STATE STREET SPD | 78468R556 |  | 950062 | 5225 | SH |  | SOLE |  | 5225 | 0 | 0 |
| TC ENERGY CORP COM | COM | 87807B107 |  | 836962 | 13370 | SH |  | SOLE |  | 13370 | 0 | 0 |
| VANGUARD DIVIDEND APPRECIATION ETF | DIV APP ETF | 921908844 |  | 37851 | 176 | SH |  | SOLE |  | 176 | 0 | 0 |
| SOLSTICE ADVANCED MATLS INC COM SHS | COM SHS | 83443Q103 |  | 3199 | 42 | SH |  | SOLE |  | 42 | 0 | 0 |
| ISHARES CORE DIVIDEND GROWTH ETF | CORE DIV GRWTH | 46434V621 |  | 315810 | 4500 | SH |  | SOLE |  | 4500 | 0 | 0 |
| STATE STREET SPDR PORTFOLIO S 500 ETF | STATE STREET SPD | 78464A854 |  | 44546 | 582 | SH |  | SOLE |  | 582 | 0 | 0 |
| INVESCO DB US DOLLAR INDEX BULLISH FUND | BULLISH FD | 46141D203 |  | 2634933 | 94850 | SH |  | SOLE |  | 94850 | 0 | 0 |
| AMPLIFY CYBERSECURITY ETF | AMPLIFY CYBERSEC | 032108664 |  | 66530 | 886 | SH |  | SOLE |  | 886 | 0 | 0 |
| PHILIP MORRIS INTL INC COM | COM | 718172109 |  | 64317 | 389 | SH |  | SOLE |  | 389 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO COM | COM | 110122108 |  | 96070 | 1584 | SH |  | SOLE |  | 1584 | 0 | 0 |
| ISHARES RUSSELL 3000 ETF | RUSSELL 3000 ETF | 464287689 |  | 66352 | 179 | SH |  | SOLE |  | 179 | 0 | 0 |
| ALTRIA GROUP INC COM | COM | 02209S103 |  | 152767 | 2315 | SH |  | SOLE |  | 2315 | 0 | 0 |
| UNITEDHEALTH GROUP INC COM | COM | 91324P102 |  | 9741 | 36 | SH |  | SOLE |  | 36 | 0 | 0 |
| STATE STREET UTILITIES SELECT SECTOR SPDR ETF | STATE STREET UTI | 81369Y886 |  | 91046 | 1984 | SH |  | SOLE |  | 1984 | 0 | 0 |
| NOVO-NORDISK A S ADR | ADR | 670100205 |  | 294000 | 8000 | SH |  | SOLE |  | 8000 | 0 | 0 |
| AUTOZONE INC COM | COM | 053332102 |  | 23644 | 7 | SH |  | SOLE |  | 7 | 0 | 0 |
| ISHARES CORE S MID-CAP ETF | CORE S MCP ETF | 464287507 |  | 844260 | 12502 | SH |  | SOLE |  | 12502 | 0 | 0 |
| APPLE INC COM | COM | 037833100 |  | 161918 | 638 | SH |  | SOLE |  | 638 | 0 | 0 |
| TR ACTIVEBETA US LARGE CAP EQUITY ETF | ACTIVEBETA US LG | 381430503 |  | 370135 | 2958 | SH |  | SOLE |  | 2958 | 0 | 0 |
| DISNEY WALT CO COM | COM | 254687106 |  | 120475 | 1250 | SH |  | SOLE |  | 1250 | 0 | 0 |

---