# EDGAR Filing Document

**Accession Number:** 0001815994
**File Stem:** 0001628280-23-003489
**Filing Date:** 2023-2
**Character Count:** 10874
**Document Hash:** ad37564158a8f646f8d6dbb988e0c019
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001628280-23-003489.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001628280-23-003489

**CONFORMED SUBMISSION TYPE**: SC 13G/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Root, Inc.
- **CENTRAL INDEX KEY:** 0001788882
- **STANDARD INDUSTRIAL CLASSIFICATION:** FIRE, MARINE & CASUALTY INSURANCE [6331]
- **IRS NUMBER:** 842717903
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SC 13G/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-91816
- **FILM NUMBER:** 23627817

**BUSINESS ADDRESS:**
- **STREET 1:** 80 E RICH STREET
- **STREET 2:** SUITE 500
- **CITY:** COLUMBUS
- **STATE:** OH
- **ZIP:** 43215
- **BUSINESS PHONE:** (614) 591-4568

**MAIL ADDRESS:**
- **STREET 1:** 80 E RICH STREET
- **STREET 2:** SUITE 500
- **CITY:** COLUMBUS
- **STATE:** OH
- **ZIP:** 43215

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Root Stockholdings, Inc.
- **DATE OF NAME CHANGE:** 20190919
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Timm Alexander E.
- **CENTRAL INDEX KEY:** 0001815994

**FILING VALUES:**
- **FORM TYPE:** SC 13G/A

**MAIL ADDRESS:**
- **STREET 1:** GOHEALTH, INC.
- **STREET 2:** 214 WEST HURON STREET
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60654

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, DC 20549**

**SCHEDULE 13G**

**Under the Securities Exchange Act of 1934**

**(Amendment No. 2)\***

**Root, Inc.**

<u>_____________________________________________________</u>

(Name of Issuer)

**Common Stock**

<u>_____________________________________________________</u>

(Title of Class of Securities)

**77664L207**

<u>_____________________________________________________</u>

(CUSIP Number)

**December 31, 2022**

<u>_____________________________________________________</u>

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

&nbsp;&nbsp;&nbsp;&nbsp;☒ Rule 13d-1(d)

\*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, *see* the *Notes*).

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

------

CUSIP No. <u>77664L207</u> <br> <br>

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| | | | |
|:---|:---|:---|:---|
| 1. | Names of Reporting Persons<br>Alexander E. Timm | Names of Reporting Persons<br>Alexander E. Timm | Names of Reporting Persons<br>Alexander E. Timm |
| 2. | Check the Appropriate Box if a Member of a Group (see instructions) | Check the Appropriate Box if a Member of a Group (see instructions) | Check the Appropriate Box if a Member of a Group (see instructions) |
|  | (a) ◻ | (a) ◻ | (a) ◻ |
|  | (b) ◻ | (b) ◻ | (b) ◻ |
| 3. | SEC USE ONLY | SEC USE ONLY | SEC USE ONLY |
| 4. | Citizenship or Place of Organization <br>United States | Citizenship or Place of Organization <br>United States | Citizenship or Place of Organization <br>United States |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With: | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With: | 5. | Sole Voting Power<br>1,065,693 shares<sup>(1)</sup> |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With: | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With: | 6. | Shared Voting Power<br>Not applicable. |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With: | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With: | 7. | Sole Dispositive Power<br>1,065,693 shares<sup>(1)</sup> |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With: | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With: | 8. | Shared Dispositive Power<br>Not applicable. |
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person<br>1,065,693 shares<sup>(1)</sup> | Aggregate Amount Beneficially Owned by Each Reporting Person<br>1,065,693 shares<sup>(1)</sup> | Aggregate Amount Beneficially Owned by Each Reporting Person<br>1,065,693 shares<sup>(1)</sup> |
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) ⌧<br>10,791 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) ⌧<br>10,791 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) ⌧<br>10,791 |
| 11. | Percent of Class Represented by Amount in Row 9<br>10.45%<sup>(2)</sup> | Percent of Class Represented by Amount in Row 9<br>10.45%<sup>(2)</sup> | Percent of Class Represented by Amount in Row 9<br>10.45%<sup>(2)</sup> |
| 12. | Type of Reporting Person (see instructions)<br>IN | Type of Reporting Person (see instructions)<br>IN | Type of Reporting Person (see instructions)<br>IN |

---

(1)Includes 9,300 shares of Class A common stock and 1,056,393 shares of Class B common stock. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

(2)This percentage set forth on the cover sheets is calculated based upon 9,145,260 shares of Class A Common Stock reported to be outstanding as of December 31, 2022, as provided by the Issuer. Assumes the conversion of the Class B Common Stock held by the Reporting Person into Class A Common Stock.

------

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| | |
|:---|:---|
| **Item 1(a).** | Name of Issuer: Root, Inc. |
| **Item 1(b).** | Address of Issuer's Principal Executive Offices: 80 E. Rich Street, Suite 500, Columbus, OH 43215 |
| **Item 2(a).** | Name of Person Filing: <br>Alexander E. Timm |
| **Item 2(b).** | Address of Principal Business Office or, if none, Residence: The address and principal business office of the Reporting Person is:<br>c/o Root, Inc.<br>80 E. Rich Street, Suite 500<br>Columbus, OH 43215 |
| **Item 2(c).** | Citizenship: <br>Alexander E. Timm&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;US Citizen |
| **Item 2(d).** | Title of Class of Securities: Common Stock |
| **Item 2(e).** | CUSIP Number: 77664L207 |
| **Item 3.** | **If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:** |
| (a) | &nbsp;&nbsp;&nbsp;&nbsp;Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o); |
| (b) | &nbsp;&nbsp;&nbsp;&nbsp;Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
| (c) | &nbsp;&nbsp;&nbsp;&nbsp;Insurance company as defined in section 3(a)19) of the Act (15 U.S.C. 78c); |
| (d) | &nbsp;&nbsp;&nbsp;&nbsp;Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
| (e) | &nbsp;&nbsp;&nbsp;&nbsp;An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
| (f) | &nbsp;&nbsp;&nbsp;&nbsp;An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
| (g) | &nbsp;&nbsp;&nbsp;&nbsp;A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); |
| (h) | &nbsp;&nbsp;&nbsp;&nbsp;A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
| (i) | &nbsp;&nbsp;&nbsp;&nbsp;A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
| (j) | &nbsp;&nbsp;&nbsp;&nbsp;A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J); |

---

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&nbsp;&nbsp;&nbsp;&nbsp;

(k) &nbsp;&nbsp;&nbsp;&nbsp;Group, in accordance with §240.13d–1(b)(1)(ii)(K). <br> If filing as a non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J), please specify the type of institution: ____

**Item 4.**&nbsp;&nbsp;&nbsp;&nbsp;**Ownership**

Provide the following information regarding the aggregate number and percentage of the class of securities of the Issuer identified in Item 1.

**(a)**Amount Beneficially Owned:

Alexander E. Timm&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1,065,693 shares<sup>(1)</sup>

&nbsp;&nbsp;&nbsp;&nbsp;

**(b)**Percent of Class:

Alexander E. Timm&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;10.45%

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

**(c)**Number of shares as to which the person has:

**(i)**Sole power to vote or to direct the vote:

Alexander E. Timm&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1,065,693 shares<sup>(1)</sup>

&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;

**(ii)**Shared power to vote or to direct the vote:

Not applicable.

**(iii)**Sole power to dispose or to direct the disposition of:

Alexander E. Timm&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1,065,693 shares<sup>(1)</sup>

&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;

**(iv)**Shared power to dispose or to direct the disposition of:

Not applicable.

(1)&nbsp;&nbsp;&nbsp;&nbsp;Includes 9,300 shares of Class A common stock and 1,056,393 shares of Class B common stock. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

**Item 5. Ownership of 5 Percent or Less of a Class**

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ◻.

**Item 6. Ownership of More than 5 Percent on Behalf of Another Person**

Not applicable.

**Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.**

Not applicable.

**Item 8. Identification and Classification of Members of the Group**

Not applicable.

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**Item 9. Notice of Dissolution of a Group**

Not applicable.

**Item 10. Certification**

Not applicable.

**&nbsp;&nbsp;&nbsp;&nbsp;**

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**SIGNATURE**

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

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| |
|:---|
| Dated: February 14, 2023&nbsp;&nbsp;&nbsp;&nbsp; |
| <u>/s/ Alexander E. Timm</u>  |
| Alexander E. Timm |

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