# EDGAR Filing Document

**Accession Number:** 0001763608
**File Stem:** 0001951757-23-000042
**Filing Date:** 2023-1
**Character Count:** 15075
**Document Hash:** d61779373fc85af08a80dbaae1bb0e9e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001951757-23-000042.hdr.sgml**: 20230124

**ACCESSION NUMBER**: 0001951757-23-000042

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230124

**DATE AS OF CHANGE**: 20230124

**EFFECTIVENESS DATE**: 20230124

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** WealthOne, LLC
- **CENTRAL INDEX KEY:** 0001763608
- **IRS NUMBER:** 050558883
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19406
- **FILM NUMBER:** 23547827

**BUSINESS ADDRESS:**
- **STREET 1:** 6 TOWER PLACE
- **CITY:** ALBANY
- **STATE:** NY
- **ZIP:** 12203
- **BUSINESS PHONE:** 5188674000

**MAIL ADDRESS:**
- **STREET 1:** 6 TOWER PLACE
- **CITY:** ALBANY
- **STATE:** NY
- **ZIP:** 12203

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Wealthpoint, LLC
- **DATE OF NAME CHANGE:** 20210726

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Capital Financial Planning, LLC
- **DATE OF NAME CHANGE:** 20190104

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** WealthOne LLC<br>**Address:** 6 TOWER PLACE<br>ALBANY, NY 12203

**Form 13F File Number:** 028-19406

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** TODD SLINGERLAND<br>**Title:** Chief Compliance Officer<br>**Phone:** (518) 867-4000

**Signature, Place, and Date of Signing:**

TODD SLINGERLAND  ALBANY, NY  01-24-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 4

**Form 13F Information Table Entry Total:** 117

**Form 13F Information Table Value Total:** $246562579

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                   | Form 13F File Number   |
|:---|:---|:---|
|  | CITY NATIONAL ROCHDALE |  |
|  | CLARK CAPITAL          |  |
|  | ASSETMARK              |  |
|  | NEUBERGER BERMAN       |  |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| SIRIUS XM | Common Stock | 82968B103 |  | 76941 | 13175 | SH |  | SOLE |  | 0 | 0 | 13175 |
| VANGUARD MID | ETF | 922908538 |  | 200432 | 1115 | SH |  | DFND | 3 | 0 | 0 | 1115 |
| VISA INC | Common Stock | 92826C839 |  | 203807 | 981 | SH |  | DFND | 12 | 0 | 0 | 981 |
| ISHARES U S | ETF | 464287770 |  | 204242 | 1297 | SH |  | SOLE |  | 0 | 0 | 1297 |
| SPDR PORTFOLIO | ETF | 78464A474 |  | 204942 | 6976 | SH |  | SOLE |  | 0 | 0 | 6976 |
| ISHARES JPMORGAN | ETF | 464288281 |  | 206448 | 2441 | SH |  | DFND | 3 | 0 | 0 | 2441 |
| VANGUARD TOTAL BOND MARKET ETF | ETF | 921937835 |  | 209126 | 2911 | SH |  | SOLE | 3 | 0 | 0 | 2911 |
| DUKE ENERGY | Common Stock | 26441C204 |  | 211010 | 2049 | SH |  | DFND | 12 | 0 | 0 | 2049 |
| REGENERON PHARMACEUTICAL | Common Stock | 75886F107 |  | 214282 | 297 | SH |  | DFND | 3 | 0 | 0 | 297 |
| AT INC | Common Stock | 00206R102 |  | 214862 | 11671 | SH |  | DFND | 12 | 0 | 0 | 11671 |
| VANGUARD FTSE | ETF | 921943858 |  | 219881 | 5239 | SH |  | SOLE |  | 0 | 0 | 5239 |
| SPDR S NRTH AMRCN NTRL RSRC ETF | ETF | 78463X152 |  | 221218 | 4080 | SH |  | SOLE | 3 | 0 | 0 | 4080 |
| ISHARES U S | ETF | 464288810 |  | 230467 | 4384 | SH |  | DFND | 3 | 0 | 0 | 4384 |
| PEPSICO INC | Common Stock | 713448108 |  | 232307 | 1286 | SH |  | DFND | 1 | 0 | 0 | 1286 |
| AIRBNB INC | Common Stock | 009066101 |  | 232389 | 2718 | SH |  | SOLE |  | 0 | 0 | 2718 |
| ISHARES SELECT | ETF | 464287168 |  | 236109 | 1958 | SH |  | DFND | 3 | 0 | 0 | 1958 |
| WALT DISNEY | Common Stock | 254687106 |  | 240060 | 2763 | SH |  | DFND | 12 | 0 | 0 | 2763 |
| INTUITIVE SURGICAL | Common Stock | 46120E602 |  | 241203 | 909 | SH |  | DFND | 4 | 0 | 0 | 909 |
| VANGUARD CONSUMER | ETF | 92204A108 |  | 247164 | 1129 | SH |  | SOLE |  | 0 | 0 | 1129 |
| CVS HEALTH | Common Stock | 126650100 |  | 247855 | 2660 | SH |  | DFND | 3 | 0 | 0 | 2660 |
| HERSHEY COMPANY | Common Stock | 427866108 |  | 249477 | 1077 | SH |  | SOLE |  | 0 | 0 | 1077 |
| SPDR BARCLAYS CONV SECURITIES | ETF | 78464A359 |  | 253242 | 3936 | SH |  | SOLE | 3 | 0 | 0 | 3936 |
| VANGUARD UTILITIES | ETF | 92204A876 |  | 253811 | 1655 | SH |  | SOLE |  | 0 | 0 | 1655 |
| MCDONALDS CORP | Common Stock | 580135101 |  | 258736 | 982 | SH |  | DFND | 12 | 0 | 0 | 982 |
| CISCO SYSTEMS | Common Stock | 17275R102 |  | 258826 | 5433 | SH |  | DFND | 123 | 0 | 0 | 5433 |
| Vanguard Total Int'l Bond ETF | ETF | 92203J407 |  | 259774 | 5477 | SH |  | DFND | 3 | 0 | 0 | 5477 |
| DIMENSIONAL WORLD | ETF | 25434V880 |  | 268121 | 12413 | SH |  | SOLE |  | 0 | 0 | 12413 |
| TESLA INC | Common Stock | 88160R101 |  | 268656 | 2181 | SH |  | DFND | 34 | 0 | 0 | 2181 |
| GLOBAL X | ETF | 37954Y624 |  | 272525 | 13715 | SH |  | SOLE |  | 0 | 0 | 13715 |
| VANGUARD MID | ETF | 922908512 |  | 275925 | 2040 | SH |  | DFND | 13 | 0 | 0 | 2040 |
| ISHARES 1-5 YR INV BOND | ETF | 464288646 |  | 277248 | 5565 | SH |  | SOLE | 3 | 0 | 0 | 5565 |
| SPDR S | ETF | 78464A698 |  | 278257 | 4737 | SH |  | SOLE |  | 0 | 0 | 4737 |
| NUVASIVE INC | Common Stock | 670704105 |  | 279483 | 6777 | SH |  | SOLE |  | 0 | 0 | 6777 |
| ISHARES NATIONAL | ETF | 464288414 |  | 281823 | 2671 | SH |  | SOLE |  | 0 | 0 | 2671 |
| ETF MANAGERS | ETF | 26924G409 |  | 286480 | 7297 | SH |  | SOLE |  | 0 | 0 | 7297 |
| GENERAL ELECTRIC | Common Stock | 369604301 |  | 291041 | 3473 | SH |  | SOLE |  | 0 | 0 | 3473 |
| HOME DEPOT | Common Stock | 437076102 |  | 295330 | 935 | SH |  | DFND | 12 | 0 | 0 | 935 |
| ISHARES SEMICONDUCTOR ETF | ETF | 464287523 |  | 296131 | 851 | SH |  | SOLE | 3 | 0 | 0 | 851 |
| COCA COLA COMPANY | Common Stock | 191216100 |  | 301894 | 4746 | SH |  | DFND | 12 | 0 | 0 | 4746 |
| ISHARES US INDUSTRIALS ETF | ETF | 464287754 |  | 315521 | 3271 | SH |  | SOLE | 3 | 0 | 0 | 3271 |
| ISHARES DOW JONES US HOME CONSTRUCTION | ETF | 464288752 |  | 317267 | 5235 | SH |  | SOLE | 3 | 0 | 0 | 5235 |
| ISHARES GLOBAL HEALTHCARE ETF | ETF | 464287325 |  | 322459 | 3799 | SH |  | SOLE | 3 | 0 | 0 | 3799 |
| ISHRS US BRKR DEALRS SCURTS EXCH ETF | ETF | 464288794 |  | 325688 | 3388 | SH |  | SOLE | 3 | 0 | 0 | 3388 |
| FIRST TRUST | ETF | 33733E500 |  | 327758 | 6946 | SH |  | SOLE |  | 0 | 0 | 6946 |
| VANGUARD FTSE PACIFIC ETF | ETF | 922042866 |  | 330180 | 5131 | SH |  | SOLE | 3 | 0 | 0 | 5131 |
| INTL BUSINESS | Common Stock | 459200101 |  | 331931 | 2356 | SH |  | DFND | 1 | 0 | 0 | 2356 |
| INVESCO S | ETF | 46137V373 |  | 333624 | 1957 | SH |  | SOLE |  | 0 | 0 | 1957 |
| PFIZER INC | Common Stock | 717081103 |  | 335184 | 6541 | SH |  | DFND | 123 | 0 | 0 | 6541 |
| JPMORGAN CHASE | Common Stock | 46625H100 |  | 344264 | 2567 | SH |  | DFND | 12 | 0 | 0 | 2567 |
| ISHARES 1-3YR | ETF | 464287457 |  | 361727 | 4456 | SH |  | DFND | 3 | 0 | 0 | 4456 |
| SPDR SERIES | ETF | 78464A763 |  | 376081 | 3006 | SH |  | DFND | 3 | 0 | 0 | 3006 |
| SOUTHWEST AIRLINES | Common Stock | 844741108 |  | 381313 | 11325 | SH |  | SOLE |  | 0 | 0 | 11325 |
| AUTOMATIC DATA | Common Stock | 053015103 |  | 382176 | 1600 | SH |  | SOLE |  | 0 | 0 | 1600 |
| FIRST TRUST | ETF | 33736G106 |  | 384916 | 22224 | SH |  | SOLE |  | 0 | 0 | 22224 |
| ISHARES IBONDS | ETF | 46434VBG4 |  | 396968 | 16256 | SH |  | SOLE |  | 0 | 0 | 16256 |
| VERISK ANALYTICS | Common Stock | 92345Y106 |  | 399768 | 2266 | SH |  | SOLE |  | 0 | 0 | 2266 |
| ISHARES MSCI | ETF | 464287465 |  | 416944 | 6352 | SH |  | SOLE |  | 0 | 0 | 6352 |
| ISHARES IBONDS | ETF | 46434VAX8 |  | 429936 | 17177 | SH |  | SOLE |  | 0 | 0 | 17177 |
| ALPHABET INC | Common Stock | 02079K305 |  | 432151 | 4898 | SH |  | DFND | 123 | 0 | 0 | 4898 |
| DIMENSIONAL INTL | ETF | 25434V807 |  | 438701 | 14431 | SH |  | SOLE |  | 0 | 0 | 14431 |
| DIMENSIONAL US | ETF | 25434V500 |  | 454525 | 8886 | SH |  | SOLE |  | 0 | 0 | 8886 |
| FIRST TRUST | ETF | 33739Q408 |  | 461482 | 7764 | SH |  | SOLE |  | 0 | 0 | 7764 |
| VANGUARD MEGA CAP GROWTH ETF | ETF | 921910816 |  | 465449 | 2705 | SH |  | SOLE | 3 | 0 | 0 | 2705 |
| VERIZON COMMUNICATIONS | Common Stock | 92343V104 |  | 468054 | 11880 | SH |  | DFND | 13 | 0 | 0 | 11880 |
| VANGUARD MEGA CAP VALUE ETF | ETF | 921910840 |  | 500880 | 4870 | SH |  | SOLE | 3 | 0 | 0 | 4870 |
| ANTHEM INC | Common Stock | 036752103 |  | 533326 | 1040 | SH |  | SOLE |  | 0 | 0 | 1040 |
| ISHARES 7-10YR | ETF | 464287440 |  | 539313 | 5631 | SH |  | DFND | 3 | 0 | 0 | 5631 |
| DIMENSIONAL US | ETF | 25434V708 |  | 540424 | 22258 | SH |  | SOLE |  | 0 | 0 | 22258 |
| SPDR BLM BARCLAYS HIGH YLD BOND | ETF | 78468R622 |  | 541440 | 6016 | SH |  | SOLE | 23 | 0 | 0 | 6016 |
| PROCTER  GAMBLE | Common Stock | 742718109 |  | 550914 | 3635 | SH |  | DFND | 123 | 0 | 0 | 3635 |
| INVESCO S | ETF | 46137V274 |  | 554846 | 4769 | SH |  | SOLE |  | 0 | 0 | 4769 |
| AMAZON COM | Common Stock | 023135106 |  | 605472 | 7208 | SH |  | SOLE |  | 0 | 0 | 7208 |
| VANGUARD FTSE | ETF | 922042775 |  | 612012 | 12206 | SH |  | DFND | 3 | 0 | 0 | 12206 |
| PLUG POWER | Common Stock | 72919P202 |  | 626404 | 50639 | SH |  | SOLE |  | 0 | 0 | 50639 |
| ISHARES MSCI | ETF | 464287234 |  | 649149 | 17128 | SH |  | SOLE |  | 0 | 0 | 17128 |
| NVIDIA CORP | Common Stock | 67066G104 |  | 688812 | 4713 | SH |  | DFND | 4 | 0 | 0 | 4713 |
| ISHARES CORE | ETF | 464287200 |  | 704614 | 1834 | SH |  | DFND | 12 | 0 | 0 | 1834 |
| DIMENSIONAL US | ETF | 25434V724 |  | 712902 | 21293 | SH |  | SOLE |  | 0 | 0 | 21293 |
| SELECT UTILITIES | ETF | 81369Y886 |  | 724917 | 10283 | SH |  | DFND | 3 | 0 | 0 | 10283 |
| JOHNSON  JOHNSON | Common Stock | 478160104 |  | 731003 | 4138 | SH |  | DFND | 2 | 0 | 0 | 4138 |
| FIRST TRUST | ETF | 33740U109 |  | 734835 | 34843 | SH |  | SOLE |  | 0 | 0 | 34843 |
| ALPHABET INC | Common Stock | 02079K107 |  | 737967 | 8317 | SH |  | DFND | 4 | 0 | 0 | 8317 |
| VANGUARD MEGA | ETF | 921910873 |  | 767910 | 5800 | SH |  | SOLE |  | 0 | 0 | 5800 |
| SPDR Barclays 1-3 Month T Bill | ETF | 78468R663 |  | 845823 | 9247 | SH |  | SOLE | 3 | 0 | 0 | 9247 |
| FIRST TRUST | ETF | 33740F805 |  | 893657 | 20347 | SH |  | SOLE |  | 0 | 0 | 20347 |
| SPDR S | ETF | 78462F103 |  | 950424 | 2485 | SH |  | SOLE |  | 0 | 0 | 2485 |
| ISHARES CYBERSECURITY | ETF | 46435U135 |  | 1130485 | 34236 | SH |  | SOLE |  | 0 | 0 | 34236 |
| VANGUARD S | ETF | 922908363 |  | 1162935 | 3310 | SH |  | DFND | 3 | 0 | 0 | 3310 |
| BERKSHIRE HATHAWAY | Common Stock | 084670702 |  | 1176909 | 3810 | SH |  | SOLE |  | 0 | 0 | 3810 |
| ISHARES CORE | ETF | 464287226 |  | 1340603 | 13822 | SH |  | SOLE |  | 0 | 0 | 13822 |
| ISHARES CORE | ETF | 464287804 |  | 1624142 | 17161 | SH |  | SOLE |  | 0 | 0 | 17161 |
| ISHARES IBOXX | ETF | 464288513 |  | 1636341 | 22224 | SH |  | DFND | 123 | 0 | 0 | 22224 |
| ISHARES CORE | ETF | 46432F842 |  | 1644858 | 26685 | SH |  | DFND | 3 | 0 | 0 | 26685 |
| SECTOR CONSUMER | ETF | 81369Y308 |  | 1859480 | 24943 | SH |  | DFND | 3 | 0 | 0 | 24943 |
| ISHARES EXPONENTIAL | ETF | 46434V381 |  | 2040302 | 43099 | SH |  | SOLE |  | 0 | 0 | 43099 |
| ISHARES CORE | ETF | 46434G103 |  | 2155740 | 46162 | SH |  | DFND | 3 | 0 | 0 | 46162 |
| DIMENSIONAL US | ETF | 25434V401 |  | 2307054 | 55445 | SH |  | SOLE |  | 0 | 0 | 55445 |
| SELECT SECTOR | ETF | 81369Y852 |  | 2367966 | 49343 | SH |  | DFND | 3 | 0 | 0 | 49343 |
| ISHARES IBOXX | ETF | 464287242 |  | 2790550 | 26468 | SH |  | DFND | 3 | 0 | 0 | 26468 |
| VANGUARD TOTAL | ETF | 922908769 |  | 2802676 | 14659 | SH |  | SOLE |  | 0 | 0 | 14659 |
| MICROSOFT CORP | Common Stock | 594918104 |  | 3051886 | 12726 | SH |  | DFND | 123 | 0 | 0 | 12726 |
| PACER US | ETF | 69374H881 |  | 3605121 | 77949 | SH |  | SOLE |  | 0 | 0 | 77949 |
| SECTOR FINANCIAL | ETF | 81369Y605 |  | 3656629 | 106919 | SH |  | SOLE |  | 0 | 0 | 106919 |
| SECTOR HEALTHCARE | ETF | 81369Y209 |  | 5164958 | 38020 | SH |  | DFND | 3 | 0 | 0 | 38020 |
| VANGUARD SMALL | ETF | 922908751 |  | 5600138 | 30512 | SH |  | DFND | 3 | 0 | 0 | 30512 |
| FIRST TRUST | ETF | 33738D309 |  | 6579417 | 147554 | SH |  | DFND | 13 | 0 | 0 | 147554 |
| CONSUMER DISCRETIONARY | ETF | 81369Y407 |  | 7106506 | 55021 | SH |  | DFND | 3 | 0 | 0 | 55021 |
| ISHARES CORE | ETF | 46429B663 |  | 7140809 | 68504 | SH |  | DFND | 2 | 0 | 0 | 68504 |
| PIMCO INVESTMENT | ETF | 72201R817 |  | 8075742 | 86836 | SH |  | SOLE |  | 0 | 0 | 86836 |
| SECTOR TECHNOLOGY | ETF | 81369Y803 |  | 8597151 | 69087 | SH |  | DFND | 3 | 0 | 0 | 69087 |
| VANGUARD MID | ETF | 922908629 |  | 9263689 | 45453 | SH |  | DFND | 3 | 0 | 0 | 45453 |
| ISHARES CORE | ETF | 46434V621 |  | 9675251 | 193505 | SH |  | DFND | 3 | 0 | 0 | 193505 |
| APPLE INC | Common Stock | 037833100 |  | 11523516 | 88690 | SH |  | SOLE |  | 0 | 0 | 88690 |
| FIRST TRUST | ETF | 33739Q200 |  | 11682229 | 246409 | SH |  | SOLE |  | 0 | 0 | 246409 |
| ISHARES RUSSELL | ETF | 46435G268 |  | 12297878 | 231424 | SH |  | SOLE |  | 0 | 0 | 231424 |
| VANGUARD GROWTH | ETF | 922908736 |  | 29626138 | 139018 | SH |  | SOLE |  | 0 | 0 | 139018 |
| VANGUARD VALUE | ETF | 922908744 |  | 44092844 | 314119 | SH |  | SOLE |  | 0 | 0 | 314119 |

---