# EDGAR Filing Document

**Accession Number:** 0000898171
**File Stem:** 0001193125-25-328921
**Filing Date:** 2025-12
**Character Count:** 7395
**Document Hash:** 28485c9ac59ada3b81ab034b480be5c7
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-25-328921.hdr.sgml**: 20251222

**ACCESSION NUMBER**: 0001193125-25-328921

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251219

**FILED AS OF DATE**: 20251222

**DATE AS OF CHANGE**: 20251222

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Senter Brooke L
- **CENTRAL INDEX KEY:** 0001912739

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-22062
- **FILM NUMBER:** 251593276

**MAIL ADDRESS:**
- **STREET 1:** PO BOX 338
- **CITY:** ALBEMARLE
- **STATE:** NC
- **ZIP:** 28002-0338
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** UWHARRIE CAPITAL CORP
- **CENTRAL INDEX KEY:** 0000898171
- **STANDARD INDUSTRIAL CLASSIFICATION:** STATE COMMERCIAL BANKS [6022]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 561814206
- **STATE OF INCORPORATION:** NC
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 132 NORTH FIRST STREET
- **STREET 2:** PO BOX 338
- **CITY:** ALBEMARLE
- **STATE:** NC
- **ZIP:** 28001
- **BUSINESS PHONE:** 7049836181

**MAIL ADDRESS:**
- **STREET 1:** P O BOX 338
- **CITY:** ALBEMARLE
- **STATE:** NC
- **ZIP:** 28002-0338

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** STANLY CAPITAL CORP
- **DATE OF NAME CHANGE:** 19930303

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Senter Brooke L<br><sub>(Last) (First) (Middle)</sub><br>PO BOX 338<br><sub>(Street)</sub><br>ALBEMARLE, NC 28002-0338<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2025-12-19 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_Chief People Officer_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>UWHARRIE CAPITAL CORP [ UWHR ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock<sup>(1)</sup> | 2025-12-19 |  | J<sup>(2)</sup> |  | 44613 | D | 0.00<sup>(3)</sup> | 0 | D |  |
| Common Stock<sup>(4)</sup> | 2025-12-19 |  | J<sup>(2)</sup> |  | 44613 | A | 0.00<sup>(5)</sup> | 44613 | D |  |
| Common Stock<sup>(6)</sup> |  |  |  |  |  |  |  | 1562 | D |  |
| Common Stock<sup>(7)</sup> |  |  |  |  |  |  |  | 8146 | D |  |
| Common Stock<sup>(8)</sup> |  |  |  |  |  |  |  | 2465 | I | Held by Roth IRA FBO Spouse of Reporting Person Soley |
| Common Stock<sup>(9)</sup> |  |  |  |  |  |  |  | 1027 | I | Held by Mother-in-Law Custodian for Daughter |
| Common Stock<sup>(9)</sup> |  |  |  |  |  |  |  | 12 | I | Held by Mother-in-Law Custodian for Daughter |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) Held by Depository for Pershing LLC Safekeeper for Brooke Laton Senter TOD 08/18/2017

(2) Transfer of shares from a sole name TOD spouse brokerage safekeeper account to a trust brokerage safekeeper account

(3) No money was recevied by the shareholder(s) for the Disposed shares.  The shares were disposed of as a result of a transfer of shares from a sole name TOD spouse brokerage safekeeper account to a trust brokerage safekeeper account.

(4) Held by Cede & Co., Depository for Pershing, LLC Safekeeper for The Senter Living Trust

(5) No money was paid by the shareholder(s) for the Acquired shares.  The shares were acquired as a result of a transfer of shares from a sole name TOD spouse brokerage safekeeper account to a trust brokerage safekeeper account.

(6) Held by charles SCHWAB & Co Inc Custodian for Brooke L. Senter Roth Contributory IRA

(7) Held by charles SCHWAB & Co Inc Safekeeper for Neil B. Senter & Brooke L. Senter Designated Bene Plan/TOD

(8) Held by charles SCHWAB & Co Inc Custodian for Neil B. Senter Roth Contributory IRA

(9) Held by charles SCHWAB & Co Inc for Mother-in-Law as Custodian for Reporting Person's Daughter

**Signature:** Brooke L. Senter by Tamara M. Singletary, EVP, Uwharrie Capital Corp  
**Date:** 2025-12-22

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**