# EDGAR Filing Document

**Accession Number:** 0001706327
**File Stem:** 0001172661-23-000398
**Filing Date:** 2023-2
**Character Count:** 7700
**Document Hash:** 3a37ae6772fe33b938ead37be0db0bd4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001172661-23-000398.hdr.sgml**: 20230201

**ACCESSION NUMBER**: 0001172661-23-000398

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230201

**DATE AS OF CHANGE**: 20230201

**EFFECTIVENESS DATE**: 20230201

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Johnson Financial Group, LLC
- **CENTRAL INDEX KEY:** 0001706327
- **IRS NUMBER:** 030375265
- **STATE OF INCORPORATION:** CO
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-18042
- **FILM NUMBER:** 23576638

**BUSINESS ADDRESS:**
- **STREET 1:** 1144 FIFTEENTH STREET
- **STREET 2:** SUITE 3950
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80202
- **BUSINESS PHONE:** 7204751195

**MAIL ADDRESS:**
- **STREET 1:** 1144 FIFTEENTH STREET
- **STREET 2:** SUITE 3950
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80202

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Johnson Financial Group LLC<br>**Address:** 1144 Fifteenth Street<br>Suite 3950<br>Denver, CO 80202

**Form 13F File Number:** 028-18042

**CRD Number (if applicable):** 000125101

**SEC File Number (if applicable):** 801-79223

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Wendy Johnson<br>**Title:** General Counsel CCO<br>**Phone:** 720-475-1195

**Signature, Place, and Date of Signing:**

/s/ Wendy Johnson  Denver, CO  02-01-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 38

**Form 13F Information Table Value Total:** $584099172

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| APPLE INC | COM | 037833100 |  | 500468 | 3852 | SH |  | SOLE |  | 3852 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 |  | 4218399 | 9 | SH |  | SOLE |  | 9 | 0 | 0 |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 |  | 295148 | 12156 | SH |  | SOLE |  | 12156 | 0 | 0 |
| ECOLAB INC | COM | 278865100 |  | 512116 | 3518 | SH |  | SOLE |  | 3518 | 0 | 0 |
| EOG RES INC | COM | 26875P101 |  | 233136 | 1800 | SH |  | SOLE |  | 1800 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 1277715 | 11584 | SH |  | SOLE |  | 11584 | 0 | 0 |
| GINKGO BIOWORKS HOLDINGS INC | *W EXP 09/16/202 | 37611X118 |  | 50000 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| INVENTRUST PPTYS CORP | COM NEW | 46124J201 |  | 283661 | 11984 | SH |  | SOLE |  | 11984 | 0 | 0 |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 46090F100 |  | 724530 | 49021 | SH |  | SOLE |  | 49021 | 0 | 0 |
| ISHARES INC | EM MKT SM-CP ETF | 464286475 |  | 10731051 | 222267 | SH |  | SOLE |  | 222267 | 0 | 0 |
| ISHARES TR | USD GRN BOND ETF | 46435U440 |  | 483880 | 10526 | SH |  | SOLE |  | 10526 | 0 | 0 |
| ISHARES TR | ESG AW MSCI EAFE | 46435G516 |  | 1428399 | 21728 | SH |  | SOLE |  | 21728 | 0 | 0 |
| ISHARES TR | GL CLEAN ENE ETF | 464288224 |  | 715612 | 36051 | SH |  | SOLE |  | 36051 | 0 | 0 |
| MDU RES GROUP INC | COM | 552690109 |  | 3084971 | 101680 | SH |  | SOLE |  | 101680 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 249674 | 1041 | SH |  | SOLE |  | 1041 | 0 | 0 |
| MICROSTRATEGY INC | CL A NEW | 594972408 |  | 2195751 | 15510 | SH |  | SOLE |  | 15510 | 0 | 0 |
| NEXTPLAY TECHNOLOGIES INC | COM | 65344G102 |  | 32971 | 14335 | SH |  | SOLE |  | 14335 | 0 | 0 |
| NORWEGIAN CRUISE LINE HLDG L | SHS | G66721104 |  | 2448000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| OCCIDENTAL PETE CORP | COM | 674599105 |  | 629900 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 82545683 | 836753 | SH |  | SOLE |  | 836753 | 0 | 0 |
| ROBINHOOD MKTS INC | COM CL A | 770700102 |  | 150964 | 18546 | SH |  | SOLE |  | 18546 | 0 | 0 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 |  | 686370 | 15202 | SH |  | SOLE |  | 15202 | 0 | 0 |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 808524854 |  | 264562 | 5374 | SH |  | SOLE |  | 5374 | 0 | 0 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 |  | 648709 | 20140 | SH |  | SOLE |  | 20140 | 0 | 0 |
| SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 |  | 31142083 | 989580 | SH |  | SOLE |  | 989580 | 0 | 0 |
| SPDR SER TR | NUVEEN BLMBRG MU | 78468R721 |  | 645614 | 14152 | SH |  | SOLE |  | 14152 | 0 | 0 |
| SUNOPTA INC | COM | 8676EP108 |  | 422000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| SUPER GROUP SGHC LIMITED | ORD SHS | G8588X103 |  | 187500 | 62500 | SH |  | SOLE |  | 62500 | 0 | 0 |
| TOPGOLF CALLAWAY BRANDS CORP | COM | 131193104 |  | 1906744 | 96544 | SH |  | SOLE |  | 96544 | 0 | 0 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 |  | 523390 | 11035 | SH |  | SOLE |  | 11035 | 0 | 0 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 |  | 219159452 | 1258091 | SH |  | SOLE |  | 1258091 | 0 | 0 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 18626128 | 225826 | SH |  | SOLE |  | 225826 | 0 | 0 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 3221625 | 15807 | SH |  | SOLE |  | 15807 | 0 | 0 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 36180323 | 197125 | SH |  | SOLE |  | 197125 | 0 | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 42440739 | 221982 | SH |  | SOLE |  | 221982 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 22515647 | 577621 | SH |  | SOLE |  | 577621 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 |  | 223612 | 2175 | SH |  | SOLE |  | 2175 | 0 | 0 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 92512645 | 2204257 | SH |  | SOLE |  | 2204257 | 0 | 0 |

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