# EDGAR Filing Document

**Accession Number:** 0001746800
**File Stem:** 0001104659-25-078886
**Filing Date:** 2025-8
**Character Count:** 11892
**Document Hash:** 4fc025158289c2957015f51fe51831b7
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-25-078886.hdr.sgml**: 20250814

**ACCESSION NUMBER**: 0001104659-25-078886

**CONFORMED SUBMISSION TYPE**: SCHEDULE 13G

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20250814

**DATE AS OF CHANGE**: 20250814

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NORTHPOINTE BANCSHARES INC
- **CENTRAL INDEX KEY:** 0001336706
- **STANDARD INDUSTRIAL CLASSIFICATION:** STATE COMMERCIAL BANKS [6022]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MI

**FILING VALUES:**
- **FORM TYPE:** SCHEDULE 13G
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-94898
- **FILM NUMBER:** 251222158

**BUSINESS ADDRESS:**
- **STREET 1:** 3333 DEPOSIT DRIVE NE
- **CITY:** GRAND RAPIDS
- **STATE:** MI
- **ZIP:** 49546
- **BUSINESS PHONE:** 616-974-8491

**MAIL ADDRESS:**
- **STREET 1:** 3333 DEPOSIT DRIVE NE
- **CITY:** GRAND RAPIDS
- **STATE:** MI
- **ZIP:** 49546
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Castle Creek Capital Partners VII, LP
- **CENTRAL INDEX KEY:** 0001746800

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SCHEDULE 13G

**BUSINESS ADDRESS:**
- **STREET 1:** 6051 EL TORDO #1329
- **CITY:** RANCHO SANTA FE
- **STATE:** CA
- **ZIP:** 92067
- **BUSINESS PHONE:** (858) 756-8300

**MAIL ADDRESS:**
- **STREET 1:** 6051 EL TORDO #1329
- **CITY:** RANCHO SANTA FE
- **STATE:** CA
- **ZIP:** 92067

## Exhibit 99.1

**Exhibit 99.1**

**JOINT FILING AGREEMENT**

The undersigned hereby agree that this Schedule 13G, dated August 14, 2025, with respect to the common stock, no par value per share, of Northpointe Bankshares, Inc., a Michigan corporation, is, and any amendments hereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.

Dated: August 14, 2025

---

| | |
|:---|:---|
| **CASTLE CREEK CAPITAL PARTNERS VII, LP** <br> By: Castle Creek Capital VII LLC, its general partner | **CASTLE CREEK CAPITAL PARTNERS VII, LP** <br> By: Castle Creek Capital VII LLC, its general partner |
| By: | /s/ John Eggemeyer |
| Name: | John Eggemeyer |
| Title: | Managing Principal |
| **CASTLE CREEK CAPITAL VII LLC** | **CASTLE CREEK CAPITAL VII LLC** |
| By: | /s/ John Eggemeyer |
| Name: | John Eggemeyer |
| Title: | Managing Principal |

---

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## SCHEDULE 13G

### Under the Securities Exchange Act of 1934

**Issuer:** Northpointe Bancshares, Inc.

**Title of Class of Securities:** Common Stock, no par value

**CUSIP Number:** 66661N886

**Date of Event Which Requires Filing of this Statement:** 06/30/2025

**Check the appropriate box to designate the rule pursuant to which this Schedule is filed:**

- [ ] Rule 13d-1(b)

- [ ] Rule 13d-1(c)

- [x] Rule 13d-1(d)

---

| 1. | Names of Reporting Persons<br>Castle Creek Capital Partners VII, LP | Names of Reporting Persons<br>Castle Creek Capital Partners VII, LP |
|:---|:---|:---|:---|
| 2. | Check the Appropriate Box if a Member of a Group (See Instructions)<br>(a) [ ] (b) [ ] | Check the Appropriate Box if a Member of a Group (See Instructions)<br>(a) [ ] (b) [ ] |
| 3. | SEC Use Only | SEC Use Only |
| 4. | Citizenship or Place of Organization<br>DE | Citizenship or Place of Organization<br>DE |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person<br>With | 5. | Sole Voting Power<br>0.00 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person<br>With | 6. | Shared Voting Power<br>3137091.00 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person<br>With | 7. | Sole Dispositive Power<br>0.00 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person<br>With | 8. | Shared Dispositive Power<br>3137091.00 |
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person<br>3137091.00 | Aggregate Amount Beneficially Owned by Each Reporting Person<br>3137091.00 |
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] |
| 11. | Percent of Class Represented by Amount in Row (9)<br>9.9% | Percent of Class Represented by Amount in Row (9)<br>9.9% |
| 12. | Type of Reporting Person (See Instructions)<br>PN | Type of Reporting Person (See Instructions)<br>PN |

**Comment for Type of Reporting Person:** (1) See Item 4

---

| 1. | Names of Reporting Persons<br>Castle Creek Capital VII LLC | Names of Reporting Persons<br>Castle Creek Capital VII LLC |
|:---|:---|:---|:---|
| 2. | Check the Appropriate Box if a Member of a Group (See Instructions)<br>(a) [ ] (b) [ ] | Check the Appropriate Box if a Member of a Group (See Instructions)<br>(a) [ ] (b) [ ] |
| 3. | SEC Use Only | SEC Use Only |
| 4. | Citizenship or Place of Organization<br>DE | Citizenship or Place of Organization<br>DE |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person<br>With | 5. | Sole Voting Power<br>0.00 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person<br>With | 6. | Shared Voting Power<br>3137091.00 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person<br>With | 7. | Sole Dispositive Power<br>0.00 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person<br>With | 8. | Shared Dispositive Power<br>3137091.00 |
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person<br>3137091.00 | Aggregate Amount Beneficially Owned by Each Reporting Person<br>3137091.00 |
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] |
| 11. | Percent of Class Represented by Amount in Row (9)<br>9.9% | Percent of Class Represented by Amount in Row (9)<br>9.9% |
| 12. | Type of Reporting Person (See Instructions)<br>HC, OO | Type of Reporting Person (See Instructions)<br>HC, OO |

**Comment for Type of Reporting Person:** (1) See Item 4

---

**Item 1(a). Name of Issuer:**
Northpointe Bancshares, Inc.

**Item 1(b). Address of Issuer's Principal Executive Offices:**
3333 Deposit Drive Northeast Grand Rapids, MI, 49546

**Item 2(a). Name of Person Filing:**
Castle Creek Capital Partners VII, LP

Castle Creek Capital VII LLC

**Item 2(b). Address of Principal Business Office:**
11682 El Camino Real, Suite 320

San Diego, CA 92130

**Item 2(c). Citizenship:**
Delaware

**Item 2(d). Title of Class of Securities:**
Common Stock, no par value

**Item 2(e). CUSIP Number:**
66661N886

**Item 3. If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:**

(a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

(b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

(c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

(d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

(e) [ ] An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

(f) [ ] An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

(g) [ ] A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

(h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j) [ ] A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), if filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:

(k) [ ] Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).

**Item 4. Ownership:**

**(a) Amount beneficially owned:**

3,137,091 (1)
(1) As of June 30, 2025, Castle Creek Capital Partners VII, LP ("Fund VII") is deemed to beneficially own 3,137,091 shares of the voting common stock of the Issuer ("Voting Common Stock"), which represents approximately 9.9%* of the Voting Common Stock issued and outstanding. Such number of shares of Voting Common Stock includes (i) the 2,508,929 shares of Voting Common Stock held by Fund VII and (ii) the maximum number of shares (i.e., 628,162 shares) of Voting Common Stock issuable to Fund VII and its affiliates upon conversion of the non-voting common stock of the Issuer ("Non-Voting Common Stock") held by Fund VII taking into consideration the 9.9% contractual and regulatory ownership cap to which Fund VII is subject (the "Ownership Cap"). Such number of shares of Voting Common Stock excludes (a) 2,676,869 shares of Non-Voting Common Stock held by Fund VII and (b) 120,000 depositary shares, each of which represents a 1/40th interest in a share of the Issuer's Series A Preferred Stock, held by Castle Creek Special Situations II, LP, an affiliate of the reporting persons. Since Fund VII does not presently, and will not within the next 60 days, have the right to acquire Voting Common Stock in respect of such Non-Voting Common Stock and/or such depositary shares (due in part to the Ownership Cap), those underlying shares are not included in the amount reported herein.
*This calculation is based 31,687,790 shares of Voting Common Stock of the Company outstanding, which was calculated based on (i) 31,059,628 shares of the issuer's common stock, which represents the Voting Common Stock portion of the 34,364,659 shares of total common stock (both Voting Common Stock and Non-Voting Common Stock), outstanding as of May 15, 2025, as reported in the Company's Quarterly Report on Form 10-Q filed with the SEC on May 15, 2025, and (ii) increased by the 628,162 shares of Voting Common Stock that would be issued to Fund VII upon conversion of the maximum number of shares of Non-Voting Common Stock permitted in light of the Ownership Cap.

**(b) Percent of class:**

9.9%

**(c) Number of shares as to which the person has:**

**(i) Sole power to vote or to direct the vote:**

0

**(ii) Shared power to vote or to direct the vote:**

3,137,091 (1)

**(iii) Sole power to dispose or to direct the disposition of:**

0

**(iv) Shared power to dispose or to direct the disposition of:**

3,137,091 (1)

**Item 5. Ownership of Five Percent or Less of a Class.**

[x] If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following.

**Item 6. Ownership of More than 5 Percent on Behalf of Another Person.**

Not Applicable

**Item 7. Identification and Classification of the Subsidiary**

Not Applicable

**Item 8. Identification and Classification of Members of the Group**

Not Applicable

**Item 9. Notice of Dissolution of Group**

Not Applicable

**Item 10. Certification:**

—

### SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

**Castle Creek Capital Partners VII, LP**

**Date:** 08/14/2025

**By:** /s/ John Eggemeyer

**Name & Title:** John Eggemeyer, Managing Principal of Castle Creek Capital VII LLC, the general partner of the Reporting Person

**Castle Creek Capital VII LLC**

**Date:** 08/14/2025

**By:** /s/ John Eggemeyer

**Name & Title:** John Eggemeyer, Managing Principal