# EDGAR Filing Document

**Accession Number:** 0001787005
**File Stem:** 0001104659-23-007034
**Filing Date:** 2023-1
**Character Count:** 9421
**Document Hash:** 1b703e327e46166e3afc8538ce2e7edb
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-23-007034.hdr.sgml**: 20230126

**ACCESSION NUMBER**: 0001104659-23-007034

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20230126

**ITEM INFORMATION**: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

**ITEM INFORMATION**: Regulation FD Disclosure

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230126

**DATE AS OF CHANGE**: 20230126

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Cincinnati Bancorp, Inc.
- **CENTRAL INDEX KEY:** 0001787005
- **STANDARD INDUSTRIAL CLASSIFICATION:** SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
- **IRS NUMBER:** 842848636
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39188
- **FILM NUMBER:** 23558146

**BUSINESS ADDRESS:**
- **STREET 1:** 6581 HARRISON AVENUE
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45247
- **BUSINESS PHONE:** 513-574-3025

**MAIL ADDRESS:**
- **STREET 1:** 6581 HARRISON AVENUE
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45247

?xml version="1.0" encoding="utf-8"?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

Date of Report (Date of earliest event reported): January 26, 2023

**<u>CINCINNATI BANCORP, INC.</u>**

(Exact Name of Registrant as Specified in its Charter)

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| | | |
|:---|:---|:---|
| &nbsp;&nbsp;Maryland | &nbsp;&nbsp;001-39188 | &nbsp;&nbsp;84-2848636 |
| &nbsp;&nbsp;(State or Other Jurisdiction of Incorporation) | &nbsp;&nbsp;(Commission File No.) | &nbsp;&nbsp;(I.R.S. Employer Identification No.) |
| &nbsp;&nbsp;6581 Harrison Avenue, Cincinnati, Ohio | &nbsp;&nbsp;6581 Harrison Avenue, Cincinnati, Ohio | &nbsp;&nbsp;45247 |
| &nbsp;&nbsp;(Address of Principal Executive Offices) | &nbsp;&nbsp;(Address of Principal Executive Offices) | &nbsp;&nbsp;(Zip Code) |

---

<u>(513) 574-3025</u>

(Registrant's telephone number, including area code)

<u>Not Applicable</u>

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

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| | |
|:---|:---|
| &nbsp;&nbsp;◻ | &nbsp;&nbsp;Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| &nbsp;&nbsp;◻ | &nbsp;&nbsp;Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| &nbsp;&nbsp;◻ | &nbsp;&nbsp;Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| &nbsp;&nbsp;◻ | &nbsp;&nbsp;Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |

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Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| Common stock, $0.01 par value per share | CNNB | The Nasdaq Stock Market, LLC |
| Title of Each Class | Trading Symbol(s) | Name of Each Exchange on Which Registered |

---

Indicate by check mark whether the Registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

Emerging growth company ◻

If an emerging growth company, indicate by check mark if the Registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ◻

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| | |
|:---|:---|
| **Item 3.01** | **Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.** |

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On January 26, 2023, Cincinnati Bancorp, Inc. (the "Company") notified The Nasdaq Stock Market, LLC ("Nasdaq") of its intent to file a Form 25 with the Securities and Exchange Commission (the "SEC") on or about February 6, 2023 to effect the voluntary delisting of the Company's common stock from Nasdaq. The Company expects the delisting to be effective on or about February 6, 2023. Upon delisting from Nasdaq, the Company intends to file a Form 15 with the SEC on or about February 16, 2023, to deregister its common stock under the Securities and Exchange Act of 1934 (the "Exchange Act"). The Company's obligation to file periodic reports under the Exchange Act will be suspended immediately upon the filing of the Form 15. The Company expects its common stock to be quoted on the OTCQX Market beginning on or about February 6, 2023.

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| | |
|:---|:---|
| **Item 7.01** | **Regulation FD Disclosure.** |

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On January 26, 2023, the Company issued a press release regarding the matter disclosed in Item 3.01 above. A copy of the press release is furnished as an exhibit hereto and is incorporated into this Item 7.01 by reference.

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| | |
|:---|:---|
| **Item 9.01.** | **Financial Statements and Exhibits.** |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(d) Exhibits

[99.1](tm234512d1_ex99-1.htm) [Press release dated January 26, 2023](tm234512d1_ex99-1.htm)

104 Cover Page Interactive Data File (embedded within Inline XBRL document)

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
|  | CINCINNATI BANCORP, INC. | CINCINNATI BANCORP, INC. |
| Date: January 26, 2023 | By: | /s/ Joseph V. Bunke |
|  |  | Joseph V. Bunke |
|  |  | President |

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## Exhibit 99.1

**Exhibit 99.1**

\*<u>FOR IMMEDIATE RELEASE</u>\*

<u>Contact</u>:

Robert A. Bedinghaus

Chairman and Chief Executive Officer

(513) 574-3025

**Cincinnati Bancorp, Inc. Announces Voluntary SEC Deregistration and Nasdaq Delisting**

Cincinnati, OH; January 26, 2023 – Cincinnati Bancorp, Inc. (the "Company") (Nasdaq: CNNB), the holding company for Cincinnati Federal, today announced its voluntary decision to deregister its common stock with the Securities and Exchange Commission (the "SEC") and delist its common stock from The Nasdaq Stock Market LLC ("Nasdaq").

The Company has notified Nasdaq of its intent to voluntarily delist and withdraw the registration of its common stock with the SEC. The Company intends to file a Form 25 (Notification of Removal from Listing) with the SEC on or about February 6, 2023, and expects the last trading day on Nasdaq will be on or about February 6, 2023. Following delisting from Nasdaq, the Company expects its common stock will be quoted on the OTCQX Market beginning on or about February 6, 2023, under the symbol "CNNB".

The Company also intends to file a Form 15 (Certification and Notice of Termination From Registration) with the SEC on or about February 16, 2023. Upon filing, the Company's obligation to file periodic reports with the SEC, including Forms 10-K, 10-Q and 8-K, will be suspended immediately and will terminate when deregistration becomes effective 90 days after the Form 15 is filed.

Robert A. Bedinghaus, Chairman and Chief Executive Officer, said, "The Board of Directors authorized SEC deregistration and Nasdaq delisting after concluding that the significant costs and regulatory compliance burden of remaining an SEC-reporting, Nasdaq-listed company outweighed the current benefits of SEC registration and Nasdaq listing."

The Company will continue to provide stockholders with an annual report containing audited consolidated financial statements, and anticipates that quarterly interim financial information will be made available on the Company's website at *www.cincinnatifederal.com*. Cincinnati Federal will also continue to file quarterly Call Reports with the Federal Deposit Insurance Corporation, which are available at *www.fdic.gov*.

**About Cincinnati Bancorp, Inc.**

Cincinnati Bancorp, Inc. is the parent company of Cincinnati Federal. Cincinnati Federal is a community bank that operates through its main office in Green Township and three full-service branches in Greater Cincinnati (Anderson, Miami Heights, and Price Hill), and a full-service branch in Florence, Kentucky. It also operates a lending center in Milford, Ohio.

**<u>Forward-Looking Statements</u>**

This press release contains certain forward-looking statements that are based on assumptions and may describe future plans, strategies and expectations of the Company. Forward-looking statements can be identified by the fact that they do not relate strictly to historical or current facts. They often include words like "believe," "expect," "anticipate," "estimate" and "intend" or future or conditional verbs such as "will," "would," "should," "could" or "may." Certain factors that could cause actual results to differ materially from expected results include changes in the interest rate environment, changes in general economic conditions, legislative and regulatory changes that adversely affect the business of the Company and Cincinnati Federal, and changes in the securities markets. Except as required by law, the Company does not undertake any obligation to update any forward-looking statements to reflect changes in belief, expectations or events.

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