# EDGAR Filing Document

**Accession Number:** 0001831316
**File Stem:** 0001831316-26-000003
**Filing Date:** 2026-4
**Character Count:** 13160
**Document Hash:** b11060dd2555a0609ffff0879ab10f4a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001831316-26-000003.hdr.sgml**: 20260403

**ACCESSION NUMBER**: 0001831316-26-000003

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260403

**DATE AS OF CHANGE**: 20260403

**EFFECTIVENESS DATE**: 20260403

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Rise Advisors, LLC
- **CENTRAL INDEX KEY:** 0001831316

**ORGANIZATION NAME:**
- **EIN:** 861309512

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22330
- **FILM NUMBER:** 26837337

**BUSINESS ADDRESS:**
- **STREET 1:** 400 LINDEN OAKS SUITE 120
- **CITY:** ROCHESTER
- **STATE:** NY
- **ZIP:** 14625
- **BUSINESS PHONE:** 5855653380

**MAIL ADDRESS:**
- **STREET 1:** 400 LINDEN OAKS SUITE 120
- **CITY:** ROCHESTER
- **STATE:** NY
- **ZIP:** 14625

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Rise Advisors LLC<br>**Address:** 400 LINDEN OAKS SUITE 120<br>ROCHESTER, NY 14625

**Form 13F File Number:** 028-22330

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Lindsay Fields<br>**Title:** Compliance Consultant<br>**Phone:** (720) 464-8191

**Signature, Place, and Date of Signing:**

Lindsay Fields  Broomfield, CO  04-03-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 94

**Form 13F Information Table Value Total:** $283748750

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBVIE INC COM | Stock | 00287Y109 |  | 296152 | 1378 | SH |  | SOLE |  | 1377 | 0 | 0 |
| ADVANCED MICRO DEVICES INC COM | Stock | 007903107 |  | 214414 | 1020 | SH |  | SOLE |  | 1020 | 0 | 0 |
| ALLIANT ENERGY CORP COM | Stock | 018802108 |  | 237577 | 3302 | SH |  | SOLE |  | 3302 | 0 | 0 |
| ALPHABET INC CAP STK CL A | Stock | 02079K305 |  | 478697 | 1610 | SH |  | SOLE |  | 1609 | 0 | 0 |
| ALPHABET INC CAP STK CL C | Stock | 02079K107 |  | 2493438 | 8455 | SH |  | SOLE |  | 8455 | 0 | 0 |
| AMAZON COM INC COM | Stock | 023135106 |  | 2387653 | 11339 | SH |  | SOLE |  | 11339 | 0 | 0 |
| AMGEN INC COM | Stock | 031162100 |  | 397447 | 1125 | SH |  | SOLE |  | 1125 | 0 | 0 |
| APPLE INC COM | Stock | 037833100 |  | 4256100 | 16649 | SH |  | SOLE |  | 16649 | 0 | 0 |
| BANK AMERICA CORP COM | Stock | 060505104 |  | 606564 | 12311 | SH |  | SOLE |  | 12311 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 084670702 |  | 3872692 | 8093 | SH |  | SOLE |  | 8093 | 0 | 0 |
| BEST BUY INC COM | Stock | 086516101 |  | 308900 | 4803 | SH |  | SOLE |  | 4803 | 0 | 0 |
| BLACKSTONE INC COM | Stock | 09260D107 |  | 221427 | 1937 | SH |  | SOLE |  | 1936 | 0 | 0 |
| BOEING CO COM | Stock | 097023105 |  | 614704 | 2965 | SH |  | SOLE |  | 2965 | 0 | 0 |
| BROADCOM INC COM | Stock | 11135F101 |  | 1006952 | 3212 | SH |  | SOLE |  | 3212 | 0 | 0 |
| CATERPILLAR INC COM | Stock | 149123101 |  | 934816 | 1280 | SH |  | SOLE |  | 1280 | 0 | 0 |
| CHEVRON CORPORATION COM | Stock | 166764100 |  | 343359 | 1739 | SH |  | SOLE |  | 1739 | 0 | 0 |
| CHIPOTLE MEXICAN GRILL INC COM | Stock | 169656105 |  | 252687 | 7744 | SH |  | SOLE |  | 7744 | 0 | 0 |
| CISCO SYS INC COM | Stock | 17275R102 |  | 757757 | 9724 | SH |  | SOLE |  | 9723 | 0 | 0 |
| COCA COLA CO COM | Stock | 191216100 |  | 613870 | 8069 | SH |  | SOLE |  | 8068 | 0 | 0 |
| CORNING INC COM | Stock | 219350105 |  | 289243 | 2031 | SH |  | SOLE |  | 2031 | 0 | 0 |
| COSTCO WHOLESALE CORPORATION COM | Stock | 22160K105 |  | 758105 | 761 | SH |  | SOLE |  | 760 | 0 | 0 |
| DIMENSIONAL CORE FIXED INCOME ETF | ETF | 25434V872 |  | 272991 | 6463 | SH |  | SOLE |  | 6462 | 0 | 0 |
| DIMENSIONAL U S  CORE EQUITY 2 ETF | ETF | 25434V708 |  | 1287295 | 32906 | SH |  | SOLE |  | 32906 | 0 | 0 |
| DIMENSIONAL US MARKETWIDE VALUE ETF | ETF | 25434V724 |  | 285343 | 5871 | SH |  | SOLE |  | 5871 | 0 | 0 |
| DIMENSIONAL WORLD EX U S  CORE EQUITY 2 ETF | ETF | 25434V880 |  | 800062 | 23244 | SH |  | SOLE |  | 23244 | 0 | 0 |
| EATON CORP PLC SHS | Stock | G29183103 |  | 478013 | 1308 | SH |  | SOLE |  | 1307 | 0 | 0 |
| ELI LILLY  CO COM | Stock | 532457108 |  | 712270 | 746 | SH |  | SOLE |  | 746 | 0 | 0 |
| EXXON MOBIL CORP COM | Stock | 30231G102 |  | 1683785 | 10473 | SH |  | SOLE |  | 10472 | 0 | 0 |
| FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF | ETF | 316092808 |  | 411670 | 1954 | SH |  | SOLE |  | 1953 | 0 | 0 |
| FIDELITY TOTAL BOND ETF | ETF | 316188309 |  | 15058066 | 330148 | SH |  | SOLE |  | 330148 | 0 | 0 |
| FIRST TRUST RISING DIVIDEND ACHIEVERS ETF | ETF | 33738R506 |  | 32524476 | 472396 | SH |  | SOLE |  | 472396 | 0 | 0 |
| FT VEST INVESTMENT GRADE  TARGET INCOME ETF | ETF | 33738D747 |  | 18217787 | 936647 | SH |  | SOLE |  | 936647 | 0 | 0 |
| FT VEST LADDERED MODERATE BUFFER ETF | ETF | 33740U729 |  | 18407781 | 699118 | SH |  | SOLE |  | 699118 | 0 | 0 |
| GE AEROSPACE COM NEW | Stock | 369604301 |  | 256038 | 875 | SH |  | SOLE |  | 874 | 0 | 0 |
| GE VERNOVA INC COM | Stock | 36828A101 |  | 278524 | 311 | SH |  | SOLE |  | 311 | 0 | 0 |
| GOLDMAN SACHS GROUP INC COM | Stock | 38141G104 |  | 582147 | 677 | SH |  | SOLE |  | 676 | 0 | 0 |
| HOME DEPOT INC COM | Stock | 437076102 |  | 347075 | 1053 | SH |  | SOLE |  | 1053 | 0 | 0 |
| IDEXX LABS INC COM | Stock | 45168D104 |  | 309998 | 549 | SH |  | SOLE |  | 549 | 0 | 0 |
| INTEL CORP COM | Stock | 458140100 |  | 320487 | 6673 | SH |  | SOLE |  | 6672 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS COM | Stock | 459200101 |  | 445241 | 1831 | SH |  | SOLE |  | 1831 | 0 | 0 |
| INVESCO QQQ TRUST SERIES I | ETF | 46090E103 |  | 478640 | 819 | SH |  | SOLE |  | 819 | 0 | 0 |
| ISHARES CORE S 500 ETF | ETF | 464287200 |  | 229887 | 349 | SH |  | SOLE |  | 349 | 0 | 0 |
| ISHARES CORE S MID-CAP ETF | ETF | 464287507 |  | 268374 | 3941 | SH |  | SOLE |  | 3940 | 0 | 0 |
| ISHARES CORE U S  AGGREGATE BOND ETF | ETF | 464287226 |  | 294763 | 2977 | SH |  | SOLE |  | 2977 | 0 | 0 |
| ISHARES FLOATING RATE BOND ETF | ETF | 46429B655 |  | 618754 | 12199 | SH |  | SOLE |  | 12199 | 0 | 0 |
| ISHARES RUSSELL 2000 ETF | ETF | 464287655 |  | 1435771 | 5753 | SH |  | SOLE |  | 5753 | 0 | 0 |
| ISHARES SELECT DIVIDEND ETF | ETF | 464287168 |  | 204005 | 1351 | SH |  | SOLE |  | 1350 | 0 | 0 |
| JANUS HENDERSON AAA CLO ETF | ETF | 47103U845 |  | 798517 | 15853 | SH |  | SOLE |  | 15853 | 0 | 0 |
| JANUS HENDERSON SHORT DURATION INCOME ETF | ETF | 47103U886 |  | 12973402 | 265576 | SH |  | SOLE |  | 265576 | 0 | 0 |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | ETF | 47103U209 |  | 15398468 | 191762 | SH |  | SOLE |  | 191761 | 0 | 0 |
| JOHNSON  JOHNSON COM | Stock | 478160104 |  | 1078326 | 4417 | SH |  | SOLE |  | 4417 | 0 | 0 |
| JPMORGAN CHASE  CO COM | Stock | 46625H100 |  | 1073364 | 3634 | SH |  | SOLE |  | 3633 | 0 | 0 |
| JPMORGAN ULTRA-SHORT INCOME ETF | ETF | 46641Q837 |  | 3117520 | 61807 | SH |  | SOLE |  | 61806 | 0 | 0 |
| MASTERCARD INCORPORATED CL A | Stock | 57636Q104 |  | 509204 | 1036 | SH |  | SOLE |  | 1035 | 0 | 0 |
| MCDONALDS CORP COM | Stock | 580135101 |  | 543235 | 1768 | SH |  | SOLE |  | 1767 | 0 | 0 |
| MERCK  CO INC COM | Stock | 58933Y105 |  | 332394 | 2751 | SH |  | SOLE |  | 2750 | 0 | 0 |
| META PLATFORMS INC CL A | Stock | 30303M102 |  | 895805 | 1547 | SH |  | SOLE |  | 1546 | 0 | 0 |
| MICRON TECHNOLOGY INC COM | Stock | 595112103 |  | 840299 | 2284 | SH |  | SOLE |  | 2284 | 0 | 0 |
| MICROSOFT CORP COM | Stock | 594918104 |  | 3186293 | 8626 | SH |  | SOLE |  | 8626 | 0 | 0 |
| MORGAN STANLEY COM NEW | Stock | 617446448 |  | 290636 | 1749 | SH |  | SOLE |  | 1749 | 0 | 0 |
| NETFLIX INC  COM | Stock | 64110L106 |  | 353344 | 3698 | SH |  | SOLE |  | 3698 | 0 | 0 |
| NORFOLK SOUTHN CORP COM | Stock | 655844108 |  | 278660 | 971 | SH |  | SOLE |  | 970 | 0 | 0 |
| NVIDIA CORPORATION COM | Stock | 67066G104 |  | 4317409 | 24566 | SH |  | SOLE |  | 24565 | 0 | 0 |
| ORACLE CORP COM | Stock | 68389X105 |  | 282617 | 1946 | SH |  | SOLE |  | 1945 | 0 | 0 |
| PACKAGING CORP AMER COM | Stock | 695156109 |  | 267099 | 1264 | SH |  | SOLE |  | 1264 | 0 | 0 |
| PALANTIR TECHNOLOGIES INC CL A | Stock | 69608A108 |  | 276866 | 1890 | SH |  | SOLE |  | 1890 | 0 | 0 |
| PAYCHEX INC COM | Stock | 704326107 |  | 238457 | 2623 | SH |  | SOLE |  | 2623 | 0 | 0 |
| PEPSICO INC COM | Stock | 713448108 |  | 245373 | 1587 | SH |  | SOLE |  | 1586 | 0 | 0 |
| PROCTER  GAMBLE CO COM | Stock | 742718109 |  | 352390 | 2446 | SH |  | SOLE |  | 2445 | 0 | 0 |
| RTX CORPORATION COM | Stock | 75513E101 |  | 497259 | 2554 | SH |  | SOLE |  | 2553 | 0 | 0 |
| SOUTHERN CO COM | Stock | 842587107 |  | 430708 | 4443 | SH |  | SOLE |  | 4443 | 0 | 0 |
| STATE STREET ENERGY SELECT SECTOR SPDR ETF | ETF | 81369Y506 |  | 6308863 | 106984 | SH |  | SOLE |  | 106984 | 0 | 0 |
| STATE STREET HEALTH CARE SELECT SECTOR SPDR ETF | ETF | 81369Y209 |  | 818462 | 5540 | SH |  | SOLE |  | 5540 | 0 | 0 |
| STATE STREET INDUSTRIAL SELECT SECTOR SPDR ETF | ETF | 81369Y704 |  | 284099 | 1728 | SH |  | SOLE |  | 1727 | 0 | 0 |
| STATE STREET SPDR S 500 ETF | ETF | 78462F103 |  | 1256330 | 1917 | SH |  | SOLE |  | 1917 | 0 | 0 |
| STATE STREET SPDR S MIDCAP 400 ETF TRUST | ETF | 78467Y107 |  | 804149 | 1293 | SH |  | SOLE |  | 1293 | 0 | 0 |
| TESLA INC COM | Stock | 88160R101 |  | 1074424 | 2818 | SH |  | SOLE |  | 2818 | 0 | 0 |
| TOMPKINS FINL CORP COM | Stock | 890110109 |  | 919690 | 11630 | SH |  | SOLE |  | 11629 | 0 | 0 |
| US BANCORP COM NEW | Stock | 902973304 |  | 233484 | 4426 | SH |  | SOLE |  | 4426 | 0 | 0 |
| VANGUARD CORE BOND ETF | ETF | 922020748 |  | 23250008 | 301439 | SH |  | SOLE |  | 301439 | 0 | 0 |
| VANGUARD DIVIDEND APPRECIATION ETF | ETF | 921908844 |  | 696975 | 3232 | SH |  | SOLE |  | 3231 | 0 | 0 |
| VANGUARD GROWTH ETF | ETF | 922908736 |  | 46243625 | 104728 | SH |  | SOLE |  | 104727 | 0 | 0 |
| VANGUARD HIGH DIVIDEND YIELD INDEX ETF | ETF | 921946406 |  | 200345 | 1354 | SH |  | SOLE |  | 1354 | 0 | 0 |
| VANGUARD INFORMATION TECHNOLOGY ETF | ETF | 92204A702 |  | 284196 | 402 | SH |  | SOLE |  | 402 | 0 | 0 |
| VANGUARD NEW YORK TAX-EXEMPT BOND ETF | ETF | 92204H400 |  | 2525561 | 24668 | SH |  | SOLE |  | 24668 | 0 | 0 |
| VANGUARD TAX-EXEMPT BOND ETF | ETF | 922907746 |  | 294853 | 5908 | SH |  | SOLE |  | 5907 | 0 | 0 |
| VANGUARD TOTAL STOCK MARKET ETF | ETF | 922908769 |  | 340544 | 1054 | SH |  | SOLE |  | 1053 | 0 | 0 |
| VANGUARD VALUE ETF | ETF | 922908744 |  | 30108856 | 153093 | SH |  | SOLE |  | 153093 | 0 | 0 |
| VISA INC COM CL A | Stock | 92826C839 |  | 384044 | 1287 | SH |  | SOLE |  | 1286 | 0 | 0 |
| WALMART INC COM | Stock | 931142103 |  | 551527 | 4421 | SH |  | SOLE |  | 4421 | 0 | 0 |
| WASTE MGMT INC DEL COM | Stock | 94106L109 |  | 222425 | 963 | SH |  | SOLE |  | 962 | 0 | 0 |
| WELLS FARGO  CO COM | Stock | 949746101 |  | 272655 | 3384 | SH |  | SOLE |  | 3384 | 0 | 0 |
| WW GRAINGER INC COM | Stock | 384802104 |  | 317247 | 286 | SH |  | SOLE |  | 286 | 0 | 0 |
| ZIMMER BIOMET HOLDINGS INC COM | Stock | 98956P102 |  | 226946 | 2493 | SH |  | SOLE |  | 2493 | 0 | 0 |

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