# EDGAR Filing Document

**Accession Number:** 0001123540
**File Stem:** 9999999997-23-000905
**Filing Date:** 2023-3
**Character Count:** 1513
**Document Hash:** 46133a10a816aab01960e0e87e7ad142
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-000905.hdr.sgml**: 20230310

**ACCESSION NUMBER**: 9999999997-23-000905

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230301

**DATE AS OF CHANGE**: 20230310

**EFFECTIVENESS DATE**: 20230301

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HALES SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0001123540
- **IRS NUMBER:** 943373274
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-52876
- **FILM NUMBER:** 23000176

**BUSINESS ADDRESS:**
- **STREET 1:** 1270 AVENUE OF THE AMERICAS
- **STREET 2:** SUITE 930
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10020
- **BUSINESS PHONE:** 212-592-5709

**MAIL ADDRESS:**
- **STREET 1:** 1270 AVENUE OF THE AMERICAS
- **STREET 2:** SUITE 930
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10020

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DOWLING HALES SECURITIES, LLC
- **DATE OF NAME CHANGE:** 20111107

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HALES CAPITAL SECURITIES LLC
- **DATE OF NAME CHANGE:** 20110802

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HALES CAPITAL SECURITIES
- **DATE OF NAME CHANGE:** 20110614

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23000176 for access to the original document.

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