# EDGAR Filing Document

**Accession Number:** 0001414040
**File Stem:** 0001752724-23-017579
**Filing Date:** 2023-1
**Character Count:** 42645
**Document Hash:** 8486e44fd2a7543baf6cb73c874491f5
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-017579.hdr.sgml**: 20230130

**ACCESSION NUMBER**: 0001752724-23-017579

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230130

**DATE AS OF CHANGE**: 20230130

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALPS ETF Trust
- **CENTRAL INDEX KEY:** 0001414040
- **IRS NUMBER:** 000000000
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22175
- **FILM NUMBER:** 23565961

**BUSINESS ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328
- **BUSINESS PHONE:** 303.623.2577

**MAIL ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328

## Series and Classes Contracts Data

### ALPS DISRUPTIVE TECHNOLOGIES ETF (Series ID: S000060186)

| Class ID   | Class Name                       | Ticker Symbol   |
|:---|:---|:---|
| C000196973 | ALPS DISRUPTIVE TECHNOLOGIES ETF | DTEC            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ALPS ETF TRUST

- **b. Investment Company Act file number:** 811-22175

- **c. CIK number of Registrant:** 0001414040

- **d. LEI of Registrant:** 549300VF1907NYC4WM31

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 BROADWAY SUITE 1000

  - **City:** DENVER

  - **State:** CO

  - **Foreign country:** US

  - **Zip / Postal Code:** 80203

  - **Telephone number:** 3036232577

**Item A.2. Information about the Series.**

- **a. Name of Series:** ALPS Disruptive Technologies ETF

- **b. EDGAR series identifier (if any):** S000060186

- **c. LEI of Series:** 549300FE8PQM6C4QWV13

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $122262279.50

**Total Liabilities:** $48695.54

**Net Assets:** $122213583.96

**Cash Not Reported:** $32.45

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000196973 | -9.96%               | 6.18%                | 4.21%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-6084083.91             | $-6468248.39                               |
| Month 2  | $297425.95               | $6561238.04                                |
| Month 3  | $1077.50                 | $4850634.43                                |

### Schedule of Portfolio Investments

| Name                                                       | Title                                                                       | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Transunion                                                 | TransUnion                                                                  | CUSIP: 89400J107<br>LEI: 549300ZS772LUNUMRB03 | Long             | EC               | CORP              | US        |     16194 | NS      | $1021517.52   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Fleetcor Technologies Inc                                  | FleetCor Technologies, Inc.                                                 | CUSIP: 339041105<br>LEI: 549300DG6RR0NQSFLN74 | Long             | EC               | CORP              | US        |      5789 | NS      | $1135801.80   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Resmed Inc                                                 | ResMed, Inc.                                                                | CUSIP: 761152107<br>LEI: 529900T3QE5253CCXF22 | Long             | EC               | CORP              | US        |      5319 | NS      | $1224433.80   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Adt Inc                                                    | ADT, Inc.                                                                   | CUSIP: 00090Q103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    151699 | NS      | $1416868.66   | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Autostore Holdings Ltd                                     | AutoStore Holdings, Ltd.                                                    | CUSIP: N/A<br>LEI: 549300KYN3M0LSM5A413       | Long             | EC               | CORP              | BM        |    923988 | NS      | $1671039.13   | 1.37%             |  |  |  | Yes           |                  1 | On Loan: —       |
| Netflix Inc                                                | Netflix, Inc.                                                               | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |      5442 | NS      | $1662694.26   | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Vmware Inc                                                 | VMware, Inc.                                                                | CUSIP: 928563402<br>LEI: 549300BUDHS3LRWBE814 | Long             | EC               | CORP              | US        |     10633 | NS      | $1291803.17   | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Procept Biorobotics Corp                                   | PROCEPT BioRobotics Corp.                                                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     24908 | NS      | $1068553.20   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Check Point Software Technologies Ltd                      | Check Point Software Technologies, Ltd.                                     | CUSIP: M22465104<br>LEI: 2549003ZVBH73EPNS513 | Long             | EC               | CORP              | IL        |     10324 | NS      | $1371336.92   | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Global Payments Inc                                        | Global Payments, Inc.                                                       | CUSIP: 37940X102<br>LEI: 549300NOMHGVQBX6S778 | Long             | EC               | CORP              | US        |      9424 | NS      | $978022.72    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Verisk Analytics Inc                                       | Verisk Analytics, Inc.                                                      | CUSIP: 92345Y106<br>LEI: 549300I1YSWNIRKBWP67 | Long             | EC               | CORP              | US        |      6518 | NS      | $1197421.78   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Itron Inc                                                  | Itron, Inc.                                                                 | CUSIP: 465741106<br>LEI: 24F6LSZD18II6ICG6S41 | Long             | EC               | CORP              | US        |     25090 | NS      | $1334286.20   | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Abiomed Inc                                                | ABIOMED, Inc.                                                               | CUSIP: 003654100<br>LEI: 5493001EZN4ZTB4Z5887 | Long             | EC               | CORP              | US        |      4500 | NS      | $1700055.00   | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Okta Inc                                                   | Okta, Inc.                                                                  | CUSIP: 679295105<br>LEI: 549300N8J06I8MRHU620 | Long             | EC               | CORP              | US        |     19800 | NS      | $1055736.00   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Silicon Laboratories Inc                                   | Silicon Laboratories, Inc.                                                  | CUSIP: 826919102<br>LEI: 4PRDF8Q9TDHRVZKZSZ47 | Long             | EC               | CORP              | US        |      9865 | NS      | $1434765.60   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Insulet Corp                                               | Insulet Corp.                                                               | CUSIP: 45784P101<br>LEI: 549300TZTYD2PYN92D43 | Long             | EC               | CORP              | US        |      4608 | NS      | $1379496.96   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuit Inc                                                 | Intuit, Inc.                                                                | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |      2828 | NS      | $1152664.52   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Autodesk Inc                                               | Autodesk, Inc.                                                              | CUSIP: 052769106<br>LEI: FRKKVKAIQEF3FCSTPG55 | Long             | EC               | CORP              | US        |      5915 | NS      | $1194534.25   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Materialise Nv                                             | Materialise NV                                                              | CUSIP: 57667T100<br>LEI: 5493004CXYDPCZ5RQK28 | Long             | EC               | CORP              | BE        |    101053 | NS      | $975161.45    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Temenos Ag                                                 | Temenos AG                                                                  | CUSIP: N/A<br>LEI: 5067007NW6550481FH64       | Long             | EC               | CORP              | CH        |     15303 | NS      | $922789.09    | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| American Express Co                                        | American Express Co.                                                        | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |      8101 | NS      | $1276636.59   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Fiserv Inc                                                 | Fiserv, Inc.                                                                | CUSIP: 337738108<br>LEI: GI7UBEJLXYLGR2C7GV83 | Long             | EC               | CORP              | US        |     11740 | NS      | $1225186.40   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Alarm.com Holdings Inc                                     | Alarm.com Holdings, Inc.                                                    | CUSIP: 011642105<br>LEI: 549300HIH92U1EKIHZ32 | Long             | EC               | CORP              | US        |     17528 | NS      | $874647.20    | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Xinyi Solar Holdings Ltd                                   | Xinyi Solar Holdings, Ltd.                                                  | CUSIP: N/A<br>LEI: 529900QF7VIH03SB7Q08       | Long             | EC               | CORP              | KY        |    946000 | NS      | $1091219.38   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Renishaw Plc                                               | Renishaw PLC                                                                | CUSIP: N/A<br>LEI: 21380048ADXM6Z67CT18       | Long             | EC               | CORP              | GB        |     31248 | NS      | $1390473.86   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Block Inc                                                  | Block, Inc.                                                                 | CUSIP: 852234103<br>LEI: 549300OHIIUWSTIZME52 | Long             | EC               | CORP              | US        |     17581 | NS      | $1191464.37   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Solaredge Technologies Inc                                 | SolarEdge Technologies, Inc.                                                | CUSIP: 83417M104<br>LEI: 5493000K6Y58XXPDF853 | Long             | EC               | CORP              | US        |      3936 | NS      | $1176312.96   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Snowflake Inc                                              | Snowflake, Inc.                                                             | CUSIP: 833445109<br>LEI: 254900CJNSY1K7T53Z16 | Long             | EC               | CORP              | US        |      6886 | NS      | $984009.40    | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Cutera Inc                                                 | Cutera, Inc.                                                                | CUSIP: 232109108<br>LEI: 529900NPKPEWJWR21Z42 | Long             | EC               | CORP              | US        |     24894 | NS      | $1184456.52   | 0.97%             |  |  |  | No            |                  1 | On Loan: —       |
| Faro Technologies Inc                                      | FARO Technologies, Inc.                                                     | CUSIP: 311642102<br>LEI: 529900MFEFNOFP3YR823 | Long             | EC               | CORP              | US        |     36652 | NS      | $1096627.84   | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Moody's Corp                                               | Moody's Corp.                                                               | CUSIP: 615369105<br>LEI: 549300GCEDD8YCF5WU84 | Long             | EC               | CORP              | US        |      4203 | NS      | $1253628.81   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Healthequity Inc                                           | HealthEquity, Inc.                                                          | CUSIP: 42226A107<br>LEI: 529900LRJU1RAFQHM467 | Long             | EC               | CORP              | US        |     18854 | NS      | $1196851.92   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Palo Alto Networks Inc                                     | Palo Alto Networks, Inc.                                                    | CUSIP: 697435105<br>LEI: 549300QXR2YVZV231H43 | Long             | EC               | CORP              | US        |      6805 | NS      | $1156169.50   | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Gmo Payment Gateway Inc                                    | GMO Payment Gateway, Inc.                                                   | CUSIP: N/A<br>LEI: 353800Q6U21E2PM83F86       | Long             | EC               | CORP              | JP        |     16600 | NS      | $1461771.31   | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Ptc Inc                                                    | PTC, Inc.                                                                   | CUSIP: 69370C100<br>LEI: 54930050SSMU8SKDJ030 | Long             | EC               | CORP              | US        |     10374 | NS      | $1319676.54   | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Diasorin Spa                                               | DiaSorin SpA                                                                | CUSIP: N/A<br>LEI: 8156002878BDF0EE4348       | Long             | EC               | CORP              | IT        |      9274 | NS      | $1225139.23   | 1.00%             |  |  |  | No            |                  1 | On Loan: —       |
| Xinjiang Goldwind Science & Technology Co Ltd              | Xinjiang Goldwind Science & Technology Co., Ltd.                            | CUSIP: N/A<br>LEI: 3003008X6GR2ZPYM2V54       | Long             | EC               | CORP              | CN        |    844200 | NS      | $906783.17    | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Adyen Nv                                                   | Adyen NV                                                                    | CUSIP: N/A<br>LEI: 724500973ODKK3IFQ447       | Long             | EC               | CORP              | NL        |       857 | NS      | $1305413.85   | 1.07%             |  |  |  | Yes           |                  1 | On Loan: No      |
| Kaspi.kz Jsc                                               | Kaspi.KZ JSC                                                                | CUSIP: 48581R205<br>LEI: 2549003YU6FARG8OAZ13 | Long             | EC               | CORP              | KZ        |     22163 | NS      | $1682171.70   | 1.38%             |  |  |  | Yes           |                  1 | On Loan: No      |
| Dynatrace Inc                                              | Dynatrace, Inc.                                                             | CUSIP: 268150109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     31202 | NS      | $1209077.50   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                                                  | Tesla, Inc.                                                                 | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |      4275 | NS      | $832342.50    | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Nemetschek Se                                              | Nemetschek SE                                                               | CUSIP: N/A<br>LEI: 529900R0S2IX1S358J38       | Long             | EC               | CORP              | DE        |     21388 | NS      | $1037150.41   | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Wolters Kluwer Nv                                          | Wolters Kluwer NV                                                           | CUSIP: 567151907<br>LEI: 724500TEM53I0U077B74 | Long             | EC               | CORP              | NL        |     12191 | NS      | $1334568.05   | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Guidewire Software Inc                                     | Guidewire Software, Inc.                                                    | CUSIP: 40171V100<br>LEI: 549300WXSG0J8IXZCK32 | Long             | EC               | CORP              | US        |     18296 | NS      | $1085135.76   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Zoom Video Communications Inc                              | Zoom Video Communications, Inc.                                             | CUSIP: 98980L101<br>LEI: 549300T9GCHU0ODOM055 | Long             | EC               | CORP              | US        |     15452 | NS      | $1165544.36   | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Cognex Corp                                                | Cognex Corp.                                                                | CUSIP: 192422103<br>LEI: 549300JQTYZCLC43S226 | Long             | EC               | CORP              | US        |     27910 | NS      | $1389359.80   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Abb Ltd                                                    | ABB, Ltd.                                                                   | CUSIP: 000375204<br>LEI: 5493000LKVGOO9PELI61 | Long             | EC               | CORP              | CH        |     44465 | NS      | $1400202.85   | 1.15%             |  |  |  | No            |                  1 | On Loan: —       |
| China Longyuan Power Group Corp Ltd                        | China Longyuan Power Group Corp., Ltd.                                      | CUSIP: B4Q2TX906<br>LEI: 5299008UYLF3O6V9T464 | Long             | EC               | NUSS              | CN        |    757000 | NS      | $922632.97    | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Splunk Inc                                                 | Splunk, Inc.                                                                | CUSIP: 848637104<br>LEI: 549300XGDSGBP6UEI867 | Long             | EC               | CORP              | US        |     13888 | NS      | $1078819.84   | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Ansys Inc                                                  | ANSYS, Inc.                                                                 | CUSIP: 03662Q105<br>LEI: 549300VJV8H15Z5FJ571 | Long             | EC               | CORP              | US        |      4896 | NS      | $1245052.80   | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Dassault Systemes Se                                       | Dassault Systemes SE                                                        | CUSIP: N/A<br>LEI: 96950065LBWY0APQIM86       | Long             | EC               | CORP              | FR        |     32060 | NS      | $1170497.93   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Sensata Technologies Holding Plc                           | Sensata Technologies Holding PLC                                            | CUSIP: G8060N102<br>LEI: 529900MS7KFYCY9MS037 | Long             | EC               | CORP              | GB        |     30231 | NS      | $1363418.10   | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Datadog Inc                                                | Datadog, Inc.                                                               | CUSIP: 23804L103<br>LEI: 549300F6JNO0KRPO1K63 | Long             | EC               | CORP              | US        |     12673 | NS      | $960359.94    | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Relx Plc                                                   | RELX PLC                                                                    | CUSIP: 759530108<br>LEI: 549300WSX3VBUFFJOO66 | Long             | EC               | CORP              | GB        |     47513 | NS      | $1338916.34   | 1.10%             |  |  |  | No            |                  1 | On Loan: —       |
| Thomson Reuters Corp                                       | Thomson Reuters Corp.                                                       | CUSIP: N/A<br>LEI: 549300561UZND4C7B569       | Long             | EC               | CORP              | CA        |     11134 | NS      | $1311016.81   | 1.07%             |  |  |  | No            |                  1 | On Loan: —       |
| Allegro Microsystems Inc                                   | Allegro MicroSystems, Inc.                                                  | CUSIP: 01749D105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     53621 | NS      | $1669757.94   | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuitive Surgical Inc                                     | Intuitive Surgical, Inc.                                                    | CUSIP: 46120E602<br>LEI: 54930052SRG011710797 | Long             | EC               | CORP              | US        |      5788 | NS      | $1565017.32   | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Trend Micro Inc/japan                                      | Trend Micro, Inc.                                                           | CUSIP: 612528901<br>LEI: 3538005O5UJ5RNAGVE16 | Long             | EC               | CORP              | JP        |     21253 | NS      | $1048105.80   | 0.86%             |  |  |  | No            |                  1 | On Loan: —       |
| Visa Inc                                                   | Visa, Inc.                                                                  | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |      6170 | NS      | $1338890.00   | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Qualys Inc                                                 | Qualys, Inc.                                                                | CUSIP: 74758T303<br>LEI: 549300EMBXYOW9W1XA17 | Long             | EC               | CORP              | US        |      8063 | NS      | $994329.16    | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Xero Ltd                                                   | Xero, Ltd.                                                                  | CUSIP: N/A<br>LEI: 254900UG5D8YST164N14       | Long             | EC               | CORP              | NZ        |     21033 | NS      | $1008464.75   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Qorvo Inc                                                  | Qorvo, Inc.                                                                 | CUSIP: 74736K101<br>LEI: 254900YAUJV2EUEVBR11 | Long             | EC               | CORP              | US        |     13618 | NS      | $1351586.50   | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc                                             | Salesforce, Inc.                                                            | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |      7930 | NS      | $1270782.50   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Crowdstrike Holdings Inc                                   | Crowdstrike Holdings, Inc.                                                  | CUSIP: 22788C105<br>LEI: 549300YBY08K9KM4HX32 | Long             | EC               | CORP              | US        |      6902 | NS      | $812020.30    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Aerovironment Inc                                          | AeroVironment, Inc.                                                         | CUSIP: 008073108<br>LEI: 529900PGHVI29YLZ6221 | Long             | EC               | CORP              | US        |     12180 | NS      | $1120438.20   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Adobe Inc                                                  | Adobe, Inc.                                                                 | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |      3211 | NS      | $1107570.23   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Institutional Treasury Plus Money Market Fund | State Street Institutional Treasury Plus Money Market Fund                  | CUSIP: 857492862<br>LEI: 549300PNASLVKQG64331 | Long             | STIV             | RF                | US        |    138234 | NS      | $138233.71    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity National Information Services Inc                 | Fidelity National Information Services, Inc.                                | CUSIP: 31620M106<br>LEI: 6WQI0GK1PRFVBA061U48 | Long             | EC               | CORP              | US        |     13794 | NS      | $1001168.52   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Mastercard Inc                                             | Mastercard, Inc.                                                            | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |      3771 | NS      | $1343984.40   | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Paypal Holdings Inc                                        | PayPal Holdings, Inc.                                                       | CUSIP: 70450Y103<br>LEI: 5493005X2GO78EFZ3E94 | Long             | EC               | CORP              | US        |     12884 | NS      | $1010234.44   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Fortinet Inc                                               | Fortinet, Inc.                                                              | CUSIP: 34959E109<br>LEI: 549300O0QJWDBAS0QX03 | Long             | EC               | CORP              | US        |     23987 | NS      | $1275148.92   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Dexcom Inc                                                 | Dexcom, Inc.                                                                | CUSIP: 252131107<br>LEI: 549300YSK3QDSFR5EU59 | Long             | EC               | CORP              | US        |     13556 | NS      | $1576291.68   | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Irobot Corp                                                | iRobot Corp.                                                                | CUSIP: 462726100<br>LEI: 5493009PRNKOUKBAT390 | Long             | EC               | CORP              | US        |     21082 | NS      | $1098161.38   | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Ss&c Technologies Holdings Inc                             | SS&C Technologies Holdings, Inc.                                            | CUSIP: 78467J100<br>LEI: 529900POY8H7NPPNKK71 | Long             | EC               | CORP              | US        |     21910 | NS      | $1177881.60   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| First Solar Inc                                            | First Solar, Inc.                                                           | CUSIP: 336433107<br>LEI: 549300NPYMLM4NHTOF27 | Long             | EC               | CORP              | US        |      9016 | NS      | $1555530.48   | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Workday Inc                                                | Workday, Inc.                                                               | CUSIP: 98138H101<br>LEI: 549300J0DYC0N31V7G13 | Long             | EC               | CORP              | US        |      7401 | NS      | $1242627.90   | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Align Technology Inc                                       | Align Technology, Inc.                                                      | CUSIP: 016255101<br>LEI: 549300N5YSE0U3LCP840 | Long             | EC               | CORP              | US        |      4847 | NS      | $953211.02    | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Gen Digital Inc                                            | Gen Digital, Inc.                                                           | CUSIP: 668771108<br>LEI: YF6ZV0M6AU4FY94MK914 | Long             | EC               | CORP              | US        |     53071 | NS      | $1218510.16   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Stratasys Ltd                                              | Stratasys, Ltd.                                                             | CUSIP: M85548101<br>LEI: 529900MU215GIP9SZ741 | Long             | EC               | CORP              | IL        |     74521 | NS      | $1045529.63   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Equinix Inc                                                | Equinix, Inc.                                                               | CUSIP: 29444U700<br>LEI: 549300EVUN2BTLJ3GT74 | Long             | EC               | CORP              | US        |      1899 | NS      | $1311544.35   | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Smith & Nephew Plc                                         | Smith & Nephew PLC                                                          | CUSIP: 83175M205<br>LEI: 213800ZTMDN8S67S1H61 | Long             | EC               | CORP              | GB        |     48096 | NS      | $1275505.92   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Black Knight Inc                                           | Black Knight, Inc.                                                          | CUSIP: 09215C105<br>LEI: 549300TUSNXS3BFFML48 | Long             | EC               | CORP              | US        |     18803 | NS      | $1165597.97   | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Fanuc Corp                                                 | FANUC Corp.                                                                 | CUSIP: N/A<br>LEI: 529900QTSW745LOKW705       | Long             | EC               | CORP              | JP        |      7793 | NS      | $1149282.68   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Cyberark Software Ltd                                      | CyberArk Software, Ltd.                                                     | CUSIP: M2682V108<br>LEI: 529900YEXNDM894PWS93 | Long             | EC               | CORP              | IL        |      8531 | NS      | $1271716.17   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Ams-osram Ag                                               | ams-OSRAM AG                                                                | CUSIP: N/A<br>LEI: 5299001JPPT2QFTV5D76       | Long             | EC               | CORP              | AT        |    177296 | NS      | $1440102.57   | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Skyworks Solutions Inc                                     | Skyworks Solutions, Inc.                                                    | CUSIP: 83088M102<br>LEI: 549300WZ3ORQ2BVKBD96 | Long             | EC               | CORP              | US        |     12434 | NS      | $1188939.08   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Schneider Electric Se                                      | Schneider Electric SE                                                       | CUSIP: 483410007<br>LEI: 969500A1YF1XUYYXS284 | Long             | EC               | CORP              | FR        |     10210 | NS      | $1475965.37   | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Vestas Wind Systems A/s                                    | Vestas Wind Systems A/S                                                     | CUSIP: N/A<br>LEI: 549300DYMC8BGZZC8844       | Long             | EC               | CORP              | DK        |     50693 | NS      | $1272866.22   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Servicenow Inc                                             | ServiceNow, Inc.                                                            | CUSIP: 81762P102<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               | CORP              | US        |      2746 | NS      | $1143159.80   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Omron Corp                                                 | Omron Corp.                                                                 | CUSIP: 665942009<br>LEI: 549300ZHW0TR2QZ0NY83 | Long             | EC               | CORP              | JP        |     24300 | NS      | $1239548.12   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Siemens Gamesa Renewable Energy Sa                         | Siemens Gamesa Renewable Energy SA                                          | CUSIP: N/A<br>LEI: 9598004BR8D81D3M1D64       | Long             | EC               | CORP              | ES        |     68975 | NS      | $1294115.64   | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Proto Labs Inc                                             | Proto Labs, Inc.                                                            | CUSIP: 743713109<br>LEI: 529900QHG5MGWT2WQQ09 | Long             | EC               | CORP              | US        |     32248 | NS      | $855216.96    | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Keyence Corp                                               | Keyence Corp.                                                               | CUSIP: N/A<br>LEI: 529900M7PQBS7A89DZ11       | Long             | EC               | CORP              | JP        |      3309 | NS      | $1369224.85   | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| S&p Global Inc                                             | S&P Global, Inc.                                                            | CUSIP: 78409V104<br>LEI: Y6X4K52KMJMZE7I7MY94 | Long             | EC               | CORP              | US        |      3387 | NS      | $1194933.60   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Boston Scientific Corp                                     | Boston Scientific Corp.                                                     | CUSIP: 101137107<br>LEI: Y6ZDD9FP4P8JSSJMW954 | Long             | EC               | CORP              | US        |     29069 | NS      | $1315953.63   | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Zscaler Inc                                                | Zscaler, Inc.                                                               | CUSIP: 98980G102<br>LEI: 529900MZ0RTK1BWRNF46 | Long             | EC               | CORP              | US        |      8049 | NS      | $1074139.05   | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Pagseguro Digital Ltd                                      | Pagseguro Digital, Ltd.                                                     | CUSIP: G68707101<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |     84467 | NS      | $889437.51    | 0.73%             |  |  |  | No            |                  1 | On Loan: —       |
| Sap Se                                                     | SAP SE                                                                      | CUSIP: 803054204<br>LEI: 529900D6BF99LW9R2E68 | Long             | EC               | CORP              | DE        |     14535 | NS      | $1611495.45   | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Experian Plc                                               | Experian PLC                                                                | CUSIP: B19NLV907<br>LEI: 635400RXXHHYT1JTSZ26 | Long             | EC               | CORP              | JE        |     39942 | NS      | $1398475.47   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                                        | State Street Navigator Securities Lending Government Money Market Portfolio | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | RF                | US        |         0 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Garmin Ltd                                                 | Garmin, Ltd.                                                                | CUSIP: H2906T109<br>LEI: 2549001E0HIPIJQ0W046 | Long             | EC               | CORP              | CH        |     13795 | NS      | $1282797.05   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Brookfield Renewable Partners Lp                           | Brookfield Renewable Partners LP                                            | CUSIP: N/A<br>LEI: VA8DFMRI2GY8Y7V79H93       | Long             | EC               | CORP              | BM        |     32989 | NS      | $931191.56    | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-30

**Name of Applicant:** ALPS ETF TRUST

**Signature:** Kathryn Burns

**Name of Signer:** Kathryn Burns

**Title:** Treasurer