# EDGAR Filing Document

**Accession Number:** 0001891834
**File Stem:** 0001891834-23-000008
**Filing Date:** 2023-3
**Character Count:** 19306
**Document Hash:** 2d7af3155124ba744a114fc6656631c2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001891834-23-000008.hdr.sgml**: 20230313

**ACCESSION NUMBER**: 0001891834-23-000008

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230313

**DATE AS OF CHANGE**: 20230313

**EFFECTIVENESS DATE**: 20230313

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Crystalline Management Inc.
- **CENTRAL INDEX KEY:** 0001891834
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** Z4
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-23159
- **FILM NUMBER:** 23726968

**BUSINESS ADDRESS:**
- **STREET 1:** 1002 SHERBROOKE STREET WEST
- **STREET 2:** SUITE 1525
- **CITY:** MONTREAL, QUEBEC
- **STATE:** Z4
- **ZIP:** H34 3L6
- **BUSINESS PHONE:** (514) 284-0248

**MAIL ADDRESS:**
- **STREET 1:** 1002 SHERBROOKE STREET WEST
- **STREET 2:** SUITE 1525
- **CITY:** MONTREAL, QUEBEC
- **STATE:** Z4
- **ZIP:** H34 3L6

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Crystalline Management Inc.<br>**Address:** 1002 Sherbrooke Street West<br>Suite 1525<br>Montreal Quebec, Z4 H34 3L6

**Form 13F File Number:** 028-23159

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Bryan Nunnelley<br>**Title:** CEO<br>**Phone:** (514) 654-3900

**Signature, Place, and Date of Signing:**

Bryan Nunnelley  Montreal Quebec, Z4  3-9-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 141

**Form 13F Information Table Value Total:** $198884850

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 1LIFE HEALTHCARE INC | COM | 68269G107 |  | 751950 | 45000 | SH |  | SOLE | N/A | 45000 | 0 | 0 |
| A SPAC II ACQUISITION CORP | UNIT 10/15/2026 | G0543H125 |  | 1071000 | 100000 | SH |  | SOLE | N/A | 100000 | 0 | 0 |
| ADIT EDTECH ACQUISITION CORP | *W EXP 99/99/999 | 007024110 |  | 1458 | 24300 | SH |  | SOLE | N/A | 24300 | 0 | 0 |
| AGILETHOUGHT INC | *W EXP 08/23/202 | 00857F118 |  | 5594 | 14000 | SH |  | SOLE | N/A | 14000 | 0 | 0 |
| AGROFRESH SOLUTIONS INC | COM | 00856G109 |  | 357065 | 120630 | SH |  | SOLE | N/A | 120630 | 0 | 0 |
| ALTRA INDL MOTION CORP | COM | 02208R106 |  | 1258455 | 21062 | SH |  | SOLE | N/A | 21062 | 0 | 0 |
| AMERICAN AIRLINES GROUP INC | NOTE  6.500% 7/0 | 02376RAF9 |  | 5824500 | 5500000 | PRN |  | SOLE | N/A | 5500000 | 0 | 0 |
| ANGHAMI INC | *W EXP 02/03/202 | G0369L119 |  | 950 | 36400 | SH |  | SOLE | N/A | 36400 | 0 | 0 |
| ANTHEMIS DIGITAL ACQUISITION | UNIT 10/18/2026 | G03959122 |  | 156525 | 15000 | SH |  | SOLE | N/A | 15000 | 0 | 0 |
| AP ACQUISITION CORP | UNIT 99/99/9999 | G04058122 |  | 319950 | 30000 | SH |  | SOLE | N/A | 30000 | 0 | 0 |
| APOLLO ENDOSURGERY INC | COM | 03767D108 |  | 372070 | 37319 | SH |  | SOLE | N/A | 37319 | 0 | 0 |
| ARTEMIS STRATEGIC INVT CORP | COM CL A | 04303A103 |  | 926047 | 90700 | SH |  | SOLE | N/A | 90700 | 0 | 0 |
| ATLAS AIR WORLDWIDE HLDGS IN | COM NEW | 049164205 |  | 5091005 | 50506 | SH |  | SOLE | N/A | 50506 | 0 | 0 |
| ATLAS CORP | SHARES | Y0436Q109 |  | 3262818 | 212700 | SH |  | SOLE | N/A | 212700 | 0 | 0 |
| AVALON ACQUISITION INC | *W EXP 12/31/202 | 05338E119 |  | 5606 | 86250 | SH |  | SOLE | N/A | 86250 | 0 | 0 |
| AVALON ACQUISITION INC | CLASS A COM | 05338E101 |  | 2716250 | 265000 | SH |  | SOLE | N/A | 265000 | 0 | 0 |
| AVAYA HLDGS CORP | NOTE  2.250% 6/1 | 05351XAB7 |  | 80000 | 2000000 | PRN |  | SOLE | N/A | 2000000 | 0 | 0 |
| AVEO PHARMACEUTICALS INC | COM NEW | 053588307 |  | 235313 | 15740 | SH |  | SOLE | N/A | 15740 | 0 | 0 |
| AXIOS SUSTAINABLE GRW ACQ CO | *W EXP 99/99/999 | G0703K116 |  | 3500 | 100000 | SH |  | SOLE | N/A | 100000 | 0 | 0 |
| AXIOS SUSTAINABLE GRW ACQ CO | CL A ORD SHS | G0703K108 |  | 1031030 | 100100 | SH |  | SOLE | N/A | 100100 | 0 | 0 |
| AXIOS SUSTAINABLE GRW ACQ CO | RIGHT 99/99/9999 | G0703K124 |  | 10650 | 100000 | SH |  | SOLE | N/A | 100000 | 0 | 0 |
| BANNIX ACQUISITION CORP | *W EXP 07/31/202 | 066644113 |  | 1488 | 85000 | SH |  | SOLE | N/A | 85000 | 0 | 0 |
| BANNIX ACQUISITION CORP | COM | 066644105 |  | 864450 | 85000 | SH |  | SOLE | N/A | 85000 | 0 | 0 |
| BANNIX ACQUISITION CORP | RIGHT 07/31/2026 | 066644121 |  | 23162 | 85000 | SH |  | SOLE | N/A | 85000 | 0 | 0 |
| BANYAN ACQUISITION CORPORATI | *W EXP 09/30/202 | 06690B115 |  | 875 | 35000 | SH |  | SOLE | N/A | 35000 | 0 | 0 |
| BANYAN ACQUISITION CORPORATI | CL A COM | 06690B107 |  | 1021000 | 100000 | SH |  | SOLE | N/A | 100000 | 0 | 0 |
| BITE ACQUISITION CORP | *W EXP 02/12/203 | 09175K113 |  | 2250 | 37500 | SH |  | SOLE | N/A | 37500 | 0 | 0 |
| BLACK MOUNTAIN ACQ CORP | UNIT 99/99/9999 | 09216A207 |  | 234140 | 23000 | SH |  | SOLE | N/A | 23000 | 0 | 0 |
| BLOCK INC | NOTE  0.125% 3/0 | 852234AF0 |  | 6693750 | 7000000 | PRN |  | SOLE | N/A | 7000000 | 0 | 0 |
| C5 ACQUISITION CORPORATION | UNIT 99/99/9999 | 12530D204 |  | 409200 | 40000 | SH |  | SOLE | N/A | 40000 | 0 | 0 |
| CACTUS ACQUISITION CORP 1 LT | UNIT 08/17/2028 | G1745A116 |  | 407800 | 40000 | SH |  | SOLE | N/A | 40000 | 0 | 0 |
| CATCHA INVESTMENT CORP | UNIT 99/99/9999 | G1962Y128 |  | 201200 | 20000 | SH |  | SOLE | N/A | 20000 | 0 | 0 |
| CLOVER LEAF CAPITAL CORP | COM CL A | 18915E105 |  | 256690 | 23669 | SH |  | SOLE | N/A | 23669 | 0 | 0 |
| COMPASS DIGITAL ACQUISITN CO | UNIT 09/29/2026 | G2476C115 |  | 1007000 | 100000 | SH |  | SOLE | N/A | 100000 | 0 | 0 |
| CONSILIUM ACQUISITN CORP I L | *W EXP 06/01/202 | G2365L119 |  | 2250 | 75000 | SH |  | SOLE | N/A | 75000 | 0 | 0 |
| CONSILIUM ACQUISITN CORP I L | RIGHT 07/01/2023 | G2365L127 |  | 10515 | 150000 | SH |  | SOLE | N/A | 150000 | 0 | 0 |
| COUPA SOFTWARE INC | COM | 22266L106 |  | 6130212 | 77431 | SH |  | SOLE | N/A | 77431 | 0 | 0 |
| COUPA SOFTWARE INC | NOTE  0.125% 6/1 | 22266LAC0 |  | 6507710 | 6700000 | PRN |  | SOLE | N/A | 6700000 | 0 | 0 |
| DIAMONDHEAD HOLDINGS CORP | CL A | 25278L105 |  | 2211000 | 220000 | SH |  | SOLE | N/A | 220000 | 0 | 0 |
| DIRECT SELLING ACQUISITIN CO | UNIT 99/99/9999 | 25460L202 |  | 256250 | 25000 | SH |  | SOLE | N/A | 25000 | 0 | 0 |
| ELEVATE CREDIT INC | COM | 28621V101 |  | 299700 | 171257 | SH |  | SOLE | N/A | 171257 | 0 | 0 |
| ELLIOTT OPPORTUNITY II CORP | UNIT 99/99/9999 | G30092129 |  | 756750 | 75000 | SH |  | SOLE | N/A | 75000 | 0 | 0 |
| EMBRACE CHANGE ACQUISITN COR | UNIT 03/17/2027 | G3034H133 |  | 382765 | 37000 | SH |  | SOLE | N/A | 37000 | 0 | 0 |
| EURONAV NV | SHS | B38564108 |  | 3508349 | 205889 | SH |  | SOLE | N/A | 205889 | 0 | 0 |
| EVO PMTS INC | CL A COM | 26927E104 |  | 2349545 | 69431 | SH |  | SOLE | N/A | 69431 | 0 | 0 |
| FIRST HORIZON CORPORATION | COM | 320517105 |  | 4781101 | 195147 | SH |  | SOLE | N/A | 195147 | 0 | 0 |
| FORGEROCK INC | CL A | 34631B101 |  | 1138500 | 50000 | SH |  | SOLE | N/A | 50000 | 0 | 0 |
| FREEDOM ACQUISITION I CORP | UNIT 99/99/9999 | G3663X102 |  | 565734 | 55902 | SH |  | SOLE | N/A | 55902 | 0 | 0 |
| F-STAR THERAPEUTICS INC | COM | 30315R107 |  | 2370000 | 375000 | SH |  | SOLE | N/A | 375000 | 0 | 0 |
| GLAUKOS CORP | NOTE  2.750% 6/1 | 377322AB8 |  | 6975000 | 6000000 | PRN |  | SOLE | N/A | 6000000 | 0 | 0 |
| GLOBAL STAR ACQUISITION INC | UNIT 07/15/2028 | 37962G201 |  | 851600 | 80000 | SH |  | SOLE | N/A | 80000 | 0 | 0 |
| GOAL ACQUISITIONS CORP | UNIT 99/99/9999 | 38021H206 |  | 201400 | 20000 | SH |  | SOLE | N/A | 20000 | 0 | 0 |
| HCM ACQUISITION CO | *W EXP 01/20/202 | G4365A127 |  | 497 | 50000 | SH |  | SOLE | N/A | 50000 | 0 | 0 |
| HCM ACQUISITION CO | CLASS A ORD SHS | G4365A101 |  | 1026000 | 100000 | SH |  | SOLE | N/A | 100000 | 0 | 0 |
| HOLLYSYS AUTOMATION TCHNGY L | SHS | G45667105 |  | 345030 | 21000 | SH |  | SOLE | N/A | 21000 | 0 | 0 |
| HORIZON THERAPEUTICS PUB L | SHS | G46188101 |  | 5121000 | 45000 | SH |  | SOLE | N/A | 45000 | 0 | 0 |
| HPX CORP | *W EXP 07/14/202 | G32219126 |  | 4200 | 10000 | SH |  | SOLE | N/A | 10000 | 0 | 0 |
| ICONIC SPORTS ACQUISITION CO | UNIT 99/99/9999 | G4712C123 |  | 520000 | 50000 | SH |  | SOLE | N/A | 50000 | 0 | 0 |
| IMAGO BIOSCIENCES INC | COM | 45250K107 |  | 1621345 | 45100 | SH |  | SOLE | N/A | 45100 | 0 | 0 |
| INFINITE ACQUISITION CORP | *W EXP 11/23/202 | G48028123 |  | 3300 | 50000 | SH |  | SOLE | N/A | 50000 | 0 | 0 |
| INFINITE ACQUISITION CORP | CL A ORD SHS | G48028107 |  | 1025000 | 100000 | SH |  | SOLE | N/A | 100000 | 0 | 0 |
| INFINT ACQUISITION CORP | *W EXP 99/99/999 | G47862126 |  | 4000 | 50000 | SH |  | SOLE | N/A | 50000 | 0 | 0 |
| INNOVIVA INC | NOTE  2.500% 8/1 | 45781MAB7 |  | 3070500 | 3000000 | PRN |  | SOLE | N/A | 3000000 | 0 | 0 |
| INVESTCORP EUROPE ACQUISITIO | UNIT 12/15/2026 | G4923T121 |  | 259750 | 25000 | SH |  | SOLE | N/A | 25000 | 0 | 0 |
| IROBOT CORP | COM | 462726100 |  | 6738200 | 140000 | SH |  | SOLE | N/A | 140000 | 0 | 0 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 |  | 268812 | 2700 | SH |  | SOLE | N/A | 2700 | 0 | 0 |
| ISOPLEXIS CORP | COM | 465005106 |  | 431094 | 278125 | SH |  | SOLE | N/A | 278125 | 0 | 0 |
| ISTAR INC | COM | 45031U101 |  | 1506124 | 197395 | SH |  | SOLE | N/A | 197395 | 0 | 0 |
| JAWS HURRICANE ACQUISITN COR | UNIT 06/08/2026 | 47201B202 |  | 502000 | 50000 | SH |  | SOLE | N/A | 50000 | 0 | 0 |
| JAWS MUSTANG ACQUISITION COR | UNIT 99/99/9999 | G50737116 |  | 970822 | 95932 | SH |  | SOLE | N/A | 95932 | 0 | 0 |
| JUPITER ACQUISITION CORP | UNIT 09/11/2027 | 482082203 |  | 1031500 | 100000 | SH |  | SOLE | N/A | 100000 | 0 | 0 |
| KAIROS ACQUISITION CORP | UNIT 99/99/9999 | G52110122 |  | 503165 | 50000 | SH |  | SOLE | N/A | 50000 | 0 | 0 |
| KNOWBE4 INC | CL A | 49926T104 |  | 1511580 | 61000 | SH |  | SOLE | N/A | 61000 | 0 | 0 |
| LEGATO MERGER CORP II | UNIT 09/01/2026 | 52473Y203 |  | 655750 | 61000 | SH |  | SOLE | N/A | 61000 | 0 | 0 |
| LF CAPITAL ACQUISITION CORP | UNIT 05/15/2028 | 50202D201 |  | 256250 | 25000 | SH |  | SOLE | N/A | 25000 | 0 | 0 |
| LIBERTY GLOBAL PLC | SHS CL C | G5480U120 |  | 534131 | 27490 | SH |  | SOLE | N/A | 27490 | 0 | 0 |
| LIGHTJUMP ACQUISITION CORP | *W EXP 01/12/202 | 53228M114 |  | 3700 | 25000 | SH |  | SOLE | N/A | 25000 | 0 | 0 |
| LIONS GATE ENTMNT CORP | CL A VTG | 535919401 |  | 219218 | 38392 | SH |  | SOLE | N/A | 38392 | 0 | 0 |
| LIVE NATION ENTERTAINMENT IN | NOTE  2.500% 3/1 | 538034AQ2 |  | 4428148 | 4146000 | PRN |  | SOLE | N/A | 4146000 | 0 | 0 |
| MALVERN BANCORP INC | COM | 561409103 |  | 2376104 | 133865 | SH |  | SOLE | N/A | 133865 | 0 | 0 |
| MASON INDUSTRIAL TECHNOLGY I | COM CL A | 57520Y106 |  | 999500 | 100000 | SH |  | SOLE | N/A | 100000 | 0 | 0 |
| MASON INDUSTRIAL TECHNOLGY I | UNIT 99/99/9999 | 57520Y205 |  | 498500 | 50000 | SH |  | SOLE | N/A | 50000 | 0 | 0 |
| MCLAREN TECHNOLOGY ACQ CORP | CLASS A COM | 58176U109 |  | 2607920 | 255428 | SH |  | SOLE | N/A | 255428 | 0 | 0 |
| MERIDIAN BIOSCIENCE INC | COM | 589584101 |  | 8118284 | 244453 | SH |  | SOLE | N/A | 244453 | 0 | 0 |
| MIRATI THERAPEUTICS INC | COM | 60468T105 |  | 453100 | 10000 | SH |  | SOLE | N/A | 10000 | 0 | 0 |
| MOBIV ACQUISITION CORP | UNIT 07/31/2027 | 60742N205 |  | 768000 | 75000 | SH |  | SOLE | N/A | 75000 | 0 | 0 |
| MONEYGRAM INTL INC | COM NEW | 60935Y208 |  | 3939261 | 361732 | SH |  | SOLE | N/A | 361732 | 0 | 0 |
| MONEYLION INC | *W EXP 09/22/202 | 60938K114 |  | 3054 | 74300 | SH |  | SOLE | N/A | 74300 | 0 | 0 |
| MONEYLION INC | CL A | 60938K106 |  | 37638 | 60707 | SH |  | SOLE | N/A | 60707 | 0 | 0 |
| MORINGA ACQUISITION CORP | UNIT 02/16/2026 | G6S23K116 |  | 257375 | 25000 | SH |  | SOLE | N/A | 25000 | 0 | 0 |
| MOUNTAIN  CO I ACQUISITN CO | *W EXP 09/30/202 | G6301J112 |  | 1247 | 50000 | SH |  | SOLE | N/A | 50000 | 0 | 0 |
| MOUNTAIN  CO I ACQUISITN CO | CLASS A ORD | G6301J104 |  | 1038500 | 100000 | SH |  | SOLE | N/A | 100000 | 0 | 0 |
| MURPHY CANYON ACQUISITION CO | CLASS A COM | 626642102 |  | 880772 | 85929 | SH |  | SOLE | N/A | 85929 | 0 | 0 |
| NEWCOURT ACQUISITION CORP | *W EXP 01/22/202 | G6448C129 |  | 837 | 50000 | SH |  | SOLE | N/A | 50000 | 0 | 0 |
| NEWCOURT ACQUISITION CORP | CLASS A ORD SHS | G6448C103 |  | 1028000 | 100000 | SH |  | SOLE | N/A | 100000 | 0 | 0 |
| NOGIN INC | *W EXP 08/26/202 | 65528N113 |  | 402 | 20600 | SH |  | SOLE | N/A | 20600 | 0 | 0 |
| NORTH ATLANTIC ACQUISITN COR | CL A SHS | G66139109 |  | 1011000 | 100000 | SH |  | SOLE | N/A | 100000 | 0 | 0 |
| NOVAVAX INC | NOTE  3.750% 2/0 | 670002AB0 |  | 9100452 | 9137000 | PRN |  | SOLE | N/A | 9137000 | 0 | 0 |
| OCA ACQUISITION CORP | COM CL A | 670865104 |  | 2168521 | 211151 | SH |  | SOLE | N/A | 211151 | 0 | 0 |
| ONYX ACQUISITION CO I | *W EXP 11/30/202 | G6755Q117 |  | 1755 | 50000 | SH |  | SOLE | N/A | 50000 | 0 | 0 |
| ONYX ACQUISITION CO I | SHS CL A | G6755Q109 |  | 1032000 | 100000 | SH |  | SOLE | N/A | 100000 | 0 | 0 |
| OPY ACQUISITION CORP I | *W EXP 09/22/202 | 671005114 |  | 3225 | 50000 | SH |  | SOLE | N/A | 50000 | 0 | 0 |
| OXUS ACQUISITION CORP | UNIT 99/99/9999 | G6859L113 |  | 237130 | 23000 | SH |  | SOLE | N/A | 23000 | 0 | 0 |
| OYSTER PT PHARMA INC | COM | 69242L106 |  | 127573 | 11421 | SH |  | SOLE | N/A | 11421 | 0 | 0 |
| PENN ENTERTAINMENT INC | NOTE  2.750% 5/1 | 707569AU3 |  | 4437000 | 3000000 | PRN |  | SOLE | N/A | 3000000 | 0 | 0 |
| PERMIAN RESOURCES CORP | NOTE  3.250% 4/0 | 15136AAA0 |  | 7728175 | 4550000 | PRN |  | SOLE | N/A | 4550000 | 0 | 0 |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 |  | 1152106 | 108179 | SH |  | SOLE | N/A | 108179 | 0 | 0 |
| POLARITYTE INC | COM NEW | 731094207 |  | 16378 | 25000 | SH |  | SOLE | N/A | 25000 | 0 | 0 |
| PONO CAP TWO INC | UNIT 07/31/2027 | 73245B206 |  | 821200 | 80000 | SH |  | SOLE | N/A | 80000 | 0 | 0 |
| PONTEM CORPORATION | UNIT 99/99/9999 | G71707114 |  | 303300 | 30000 | SH |  | SOLE | N/A | 30000 | 0 | 0 |
| POSHMARK INC | COM CL A | 73739W104 |  | 268200 | 15000 | SH |  | SOLE | N/A | 15000 | 0 | 0 |
| POWER  DIGITAL INFRASTRUCTU | CLASS A COM | 73919C100 |  | 2517500 | 250000 | SH |  | SOLE | N/A | 250000 | 0 | 0 |
| POWERED BRANDS | UNIT 99/99/9999 | G7209M124 |  | 304718 | 30200 | SH |  | SOLE | N/A | 30200 | 0 | 0 |
| PROGRESS ACQUISITION CORP | *W EXP 11/11/202 | 74327P113 |  | 1215 | 19371 | SH |  | SOLE | N/A | 19371 | 0 | 0 |
| QUANTUM FINTECH ACQUISTIN CO | COMMON STOCK | 74767A105 |  | 2602146 | 258920 | SH |  | SOLE | N/A | 258920 | 0 | 0 |
| QUMU CORP | COM | 749063103 |  | 474152 | 530549 | SH |  | SOLE | N/A | 530549 | 0 | 0 |
| RESOLUTE FST PRODS INC | COM | 76117W109 |  | 412369 | 19100 | SH | Put | SOLE | N/A | 19100 | 0 | 0 |
| RUBICON TECHNOLOGIES INC | *W EXP 04/01/202 | 78112J117 |  | 2275 | 50000 | SH |  | SOLE | N/A | 50000 | 0 | 0 |
| SCILEX HOLDING CO | *W EXP 11/10/202 | 80880W114 |  | 9213 | 48771 | SH |  | SOLE | N/A | 48771 | 0 | 0 |
| SEASPINE HLDGS CORP | COM | 81255T108 |  | 864551 | 103539 | SH |  | SOLE | N/A | 103539 | 0 | 0 |
| SIERRA WIRELESS INC | COM | 826516106 |  | 5749732 | 198335 | SH |  | SOLE | N/A | 198335 | 0 | 0 |
| SIGNIFY HEALTH INC | CL A COM | 82671G100 |  | 1315150 | 45888 | SH |  | SOLE | N/A | 45888 | 0 | 0 |
| SLAM CORP | CL A SHS | G8210L105 |  | 358268 | 35437 | SH |  | SOLE | N/A | 35437 | 0 | 0 |
| SOUTH JERSEY INDS INC | COM | 838518108 |  | 695713 | 19581 | SH |  | SOLE | N/A | 19581 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 810752 | 2120 | SH |  | SOLE | N/A | 2120 | 0 | 0 |
| STONEBRIDGE ACQUISITION CORP | *W EXP 03/31/202 | G85094129 |  | 548 | 23840 | SH |  | SOLE | N/A | 23840 | 0 | 0 |
| STONEBRIDGE ACQUISITION CORP | CLASS A ORD SHS | G85094103 |  | 1027000 | 100000 | SH |  | SOLE | N/A | 100000 | 0 | 0 |
| STORE CAP CORP | COM | 862121100 |  | 3686900 | 115000 | SH |  | SOLE | N/A | 115000 | 0 | 0 |
| TALON 1 ACQUISITION CORP | *W EXP 07/30/202 | G86656116 |  | 500 | 25000 | SH |  | SOLE | N/A | 25000 | 0 | 0 |
| TALON 1 ACQUISITION CORP | CLASS A ORD | G86656108 |  | 518500 | 50000 | SH |  | SOLE | N/A | 50000 | 0 | 0 |
| THRIVE ACQUISITION CORPORATI | UNIT 10/31/2028 | G7158C127 |  | 155250 | 15000 | SH |  | SOLE | N/A | 15000 | 0 | 0 |
| TKB CRITICAL TECHNOLOGIES 1 | UNIT 10/20/2026 | G88935104 |  | 102800 | 10000 | SH |  | SOLE | N/A | 10000 | 0 | 0 |
| TREAN INS GROUP INC | COM | 89457R101 |  | 360000 | 60000 | SH |  | SOLE | N/A | 60000 | 0 | 0 |
| TZP STRATEGIES ACQUISTN CORP | UNIT 01/06/2026 | G91595127 |  | 202600 | 20000 | SH |  | SOLE | N/A | 20000 | 0 | 0 |
| UMPQUA HLDGS CORP | COM | 904214103 |  | 9590912 | 537306 | SH |  | SOLE | N/A | 537306 | 0 | 0 |
| UNITED STATES STL CORP | NOTE  5.000%11/0 | 912909AT5 |  | 4010000 | 2000000 | PRN |  | SOLE | N/A | 2000000 | 0 | 0 |
| USERTESTING INC | COM | 91734E101 |  | 435610 | 58004 | SH |  | SOLE | N/A | 58004 | 0 | 0 |
| VIVINT SMART HOME INC | COM CL A | 928542109 |  | 662604 | 55681 | SH |  | SOLE | N/A | 55681 | 0 | 0 |
| VMG CONSUMER ACQUISITION COR | UNIT 11/08/2026 | 91842V201 |  | 508000 | 50000 | SH |  | SOLE | N/A | 50000 | 0 | 0 |
| WILLIAMS ROWLAND ACQUISITION | *W EXP 12/11/202 | 96951B110 |  | 1691 | 37500 | SH |  | SOLE | N/A | 37500 | 0 | 0 |
| YAMANA GOLD INC | COM | 98462Y100 |  | 3623434 | 652871 | SH |  | SOLE | N/A | 652871 | 0 | 0 |

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