# EDGAR Filing Document

**Accession Number:** 0000054930
**File Stem:** 0001193125-26-083272
**Filing Date:** 2026-2
**Character Count:** 2585
**Document Hash:** 9d8ccd9f147a71b3804d6a15852ea972
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-26-083272.hdr.sgml**: 20260227

**ACCESSION NUMBER**: 0001193125-26-083272

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260227

**DATE AS OF CHANGE**: 20260227

**EFFECTIVENESS DATE**: 20260227

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** KEEFE, BRUYETTE & WOODS, INC.
- **CENTRAL INDEX KEY:** 0000054930

**ORGANIZATION NAME:**
- **EIN:** 131964616
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-10888
- **FILM NUMBER:** 26702114

**BUSINESS ADDRESS:**
- **STREET 1:** 787 7TH AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019
- **BUSINESS PHONE:** 212-887-6770

**MAIL ADDRESS:**
- **STREET 1:** 787 7TH AVENUE
- **STREET 2:** 4TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** KEEFE BRUYETTE & WOODS INC                              /BD
- **DATE OF NAME CHANGE:** 20020215

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** KEEFE & CO INC
- **DATE OF NAME CHANGE:** 19720609

### Attached PDF Documents

**Attachment 1:** `d119229dfull.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000054930

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** Keefe, Bruyette & Woods, Inc.

**Business Address:** 787 Seventh Avenue, New York, NY, 10019

**Contact Person:** Richard Smith, Chief Financial Officer

**Contact Phone:** (212) 887-6775

### Independent Public Accountant Identification

**Accountant Name:** KPMG LLP

**Accountant Address:** 200 E. Randolph Street, Chicago, IL, 60601

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Richard Smith**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **Keefe, Bruyette & Woods, Inc.**, as of **12-31-2025**, are true and correct.

**Signature:** Richard Smith

**Title:** Chief Financial Officer

**Notarized:** Yes