# EDGAR Filing Document

**Accession Number:** 0001432353
**File Stem:** 0001752724-23-016589
**Filing Date:** 2023-1
**Character Count:** 13523
**Document Hash:** 099eba61859bc946d2e89c431dcfa619
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-016589.hdr.sgml**: 20230127

**ACCESSION NUMBER**: 0001752724-23-016589

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230127

**DATE AS OF CHANGE**: 20230127

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Global X Funds
- **CENTRAL INDEX KEY:** 0001432353
- **IRS NUMBER:** 000000000

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22209
- **FILM NUMBER:** 23562753

**BUSINESS ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 43RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158
- **BUSINESS PHONE:** (212) 644-6110

**MAIL ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 43RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158

## Series and Classes Contracts Data

### Global X China Biotech Innovation ETF (Series ID: S000069671)

| Class ID   | Class Name                            | Ticker Symbol   |
|:---|:---|:---|
| C000222222 | Global X China Biotech Innovation ETF | CHB             |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GLOBAL X FUNDS

- **b. Investment Company Act file number:** 811-22209

- **c. CIK number of Registrant:** 0001432353

- **d. LEI of Registrant:** 5493003RA4QUTSYF1N15

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 605 Third Avenue

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10158

  - **Telephone number:** 2126446110

**Item A.2. Information about the Series.**

- **a. Name of Series:** Global X China Biotech Innovation ETF

- **b. EDGAR series identifier (if any):** S000069671

- **c. LEI of Series:** 549300FG1QKEEHYYX653

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $2613837.05

**Total Liabilities:** $1357.24

**Net Assets:** $2612479.81

**Cash Not Reported:** $3374.91

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000222222 | 16.91%               | -2.82%               | -14.97%              |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-203729.26              | $580738.10                                 |
| Month 2  | $-54.76                  | $-63252.30                                 |
| Month 3  | $-3746.18                | $-401252.26                                |

### Schedule of Portfolio Investments

| Name                                                    | Title                                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| BGI Genomics Co., Ltd.                                  | BGI GENOMICS CO LTD-A COMMON STOCK        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |     10438 | NS      | $88457.50     | 3.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Chongqing Zhifei Biological Products Co Ltd             | CHONGQING ZHIFEI BIOLOGICA-A COMMON STOCK | CUSIP: N/A<br>LEI: 300300DRZD9P8L2NA467       | Long             | EC               |  | CN        |     14200 | NS      | $181340.15    | 6.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Changchun High & New Technology Industries (Group) Inc. | CHANGCHUN HIGH & NEW TECH-A COMMON STOCK  | CUSIP: N/A<br>LEI: 300300X04OTKZG18WD66       | Long             | EC               |  | CN        |      7297 | NS      | $174195.52    | 6.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Bohui Innovation Biotechnology Group Co Ltd     | BEIJING BOHUI INNOVATION B-A COMMON STOCK | CUSIP: N/A<br>LEI: 300300KKOT0G7W3YQ339       | Long             | EC               |  | CN        |     14600 | NS      | $13191.13     | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Kangtai Biological Products Co.,Ltd.           | SHENZHEN KANGTAI BIOLOGICA-A COMMON STOCK | CUSIP: N/A<br>LEI: 300300DTC3W6PCLFRJ05       | Long             | EC               |  | CN        |     20493 | NS      | $99520.61     | 3.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai RAAS Blood Products Co., Ltd.                  | SHANGHAI RAAS BLOOD PRODUC-A COMMON STOCK | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |    141600 | NS      | $110744.47    | 4.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Chengdu Kanghua Biological Products Co Ltd              | CHENGDU KANGHUA BIOLOGICAL-A COMMON STOCK | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |      3950 | NS      | $51742.49     | 1.98%             |  |  |  | No            |                  1 | On Loan: No      |
| WUXI BIOLOGICS (CAYMAN) INC.                            | WUXI BIOLOGICS CAYMAN INC COMMON STOCK    | CUSIP: N/A<br>LEI: 5493001TD2TH6VDTJU11       | Long             | EC               |  | HK        |     37350 | NS      | $239972.14    | 9.19%             |  |  |  | Yes           |                  1 | On Loan: No      |
| GUANGZHOU WONDFO BIOTECH CO.,LTD                        | GUANGZHOU WONDFO BIOTECH C-A COMMON STOCK | CUSIP: Y2933U104<br>LEI: 3003000XGXAINFEXYE82 | Long             | EC               |  | CN        |     10600 | NS      | $71828.39     | 2.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Tiantan Biological Products Corporation Limited | BEIJING TIANTAN BIOLOGICAL-A COMMON STOCK | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |     34908 | NS      | $109254.59    | 4.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuhan Keqian Biology Co Ltd                             | WUHAN KEQIAN BIOLOGY CO LT-A COMMON STOCK | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |      4758 | NS      | $17443.97     | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Walvax Biotechnology Co., Ltd.                          | WALVAX BIOTECHNOLOGY CO-A COMMON STOCK    | CUSIP: N/A<br>LEI: 300300H82R2DIQXA8N24       | Long             | EC               |  | CN        |     34700 | NS      | $207066.94    | 7.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai ZJ Bio-Tech Co Ltd                             | SHANGHAI ZJ BIO-TECH CO LT-A COMMON STOCK | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |      4724 | NS      | $25728.90     | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| HUALAN BIOLOGICAL ENGINEERING, INC.                     | HUALAN BIOLOGICAL ENGINEER-A COMMON STOCK | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |     38600 | NS      | $111491.55    | 4.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Hebei Changshan Biochemical Pharmaceutical Co Ltd       | HEBEI CHANGSHAN BIOCHEMICA-A COMMON STOCK | CUSIP: N/A<br>LEI: 836800E53822RNN6OA77       | Long             | EC               |  | CN        |     19700 | NS      | $16519.68     | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing SL Pharmaceutical Co., Ltd.                     | BEIJING SL PHARMACEUTICAL -A COMMON STOCK | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |     23600 | NS      | $29351.95     | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| 3SBIO INC.                                              | 3SBIO INC COMMON STOCK                    | CUSIP: N/A<br>LEI: 529900P0TQC1E9Y7FN31       | Long             | EC               |  | HK        |     84000 | NS      | $88783.55     | 3.40%             |  |  |  | Yes           |                  1 | On Loan: No      |
| CSPC PHARMACEUTICAL GROUP LIMITED                       | CSPC PHARMACEUTICAL GROUP LT COMMON STOCK | CUSIP: N/A<br>LEI: 529900M3XQCW234H8O91       | Long             | EC               |  | HK        |    172000 | NS      | $220137.08    | 8.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Berry Genomics Co., Ltd                                 | BERRY GENOMICS CO LTD-A COMMON STOCK      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |      9955 | NS      | $18396.28     | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Getein Biotech Inc                                      | GETEIN BIOTECH INC-A COMMON STOCK         | CUSIP: N/A<br>LEI: 6556006LO0FXVH4R6U94       | Long             | EC               |  | CN        |     12220 | NS      | $23496.18     | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| CanSino Biologics Inc.                                  | CANSINO BIOLOGICS INC-A COMMON STOCK      | CUSIP: N/A<br>LEI: 254900SPBQ0ZVM8QC931       | Long             | EC               |  | CN        |      1366 | NS      | $43088.43     | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Genscript Biotech Corp                                  | GENSCRIPT BIOTECH CORP COMMON STOCK       | CUSIP: N/A<br>LEI: 529900YIYUOJOXSAE372       | Long             | EC               |  | HK        |     41250 | NS      | $104426.37    | 4.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Joinn Laboratories China Co Ltd                         | JOINN LABORATORIES CHINA C-A COMMON STOCK | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |      9804 | NS      | $80454.93     | 3.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Wantai Biological Pharmacy Enterprise Co Ltd    | BEIJING WANTAI BIOLOGICAL-A COMMON STOCK  | CUSIP: N/A<br>LEI: 300300280PS0QGBZBS92       | Long             | EC               |  | CN        |      1715 | NS      | $39417.97     | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Daan Gene Co., Ltd.                                     | DAAN GENE CO LTD-A COMMON STOCK           | CUSIP: N/A<br>LEI: 30030092WPRQ87CXPM21       | Long             | EC               |  | CN        |     42380 | NS      | $107272.96    | 4.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Pacific Shuanglin Bio-pharmacy Co Ltd                   | PACIFIC SHUANGLIN BIO-PHAR-A COMMON STOCK | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |     16000 | NS      | $44000.54     | 1.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Kintor Pharmaceutical Ltd                               | KINTOR PHARMACEUTICAL LTD COMMON STOCK    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | HK        |     12300 | NS      | $20958.30     | 0.80%             |  |  |  | Yes           |                  1 | On Loan: No      |
| Sichuan Kelun Pharmaceutical Co., Ltd.                  | SICHUAN KELUN PHARMACEUTIC-A COMMON STOCK | CUSIP: N/A<br>LEI: 30030014Z0J8J835FO94       | Long             | EC               |  | CN        |     30700 | NS      | $102195.37    | 3.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Zai Lab Ltd                                             | ZAI LAB LTD-ADR DEPOSITARY RECEIPT        | CUSIP: 98887Q104<br>LEI: 549300P2UYQ9U5LY1T58 | Long             | EC               |  | US        |      3782 | NS      | $145833.92    | 5.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphamab Oncology                                       | ALPHAMAB ONCOLOGY COMMON STOCK            | CUSIP: N/A<br>LEI: 254900VOW925DTFGNA02       | Long             | EC               |  | HK        |     21300 | NS      | $24150.28     | 0.92%             |  |  |  | Yes           |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-11-30

**Name of Applicant:** GLOBAL X FUNDS

**Signature:** Luis Berruga

**Name of Signer:** Luis Berruga

**Title:** President