# EDGAR Filing Document

**Accession Number:** 0001387399
**File Stem:** 0001140361-23-000674
**Filing Date:** 2023-1
**Character Count:** 30969
**Document Hash:** 20f63be68545782dbc480ab11f91804c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001140361-23-000674.hdr.sgml**: 20230105

**ACCESSION NUMBER**: 0001140361-23-000674

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230105

**DATE AS OF CHANGE**: 20230105

**EFFECTIVENESS DATE**: 20230105

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** West Oak Capital, LLC
- **CENTRAL INDEX KEY:** 0001387399
- **IRS NUMBER:** 562398650

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-12100
- **FILM NUMBER:** 23512007

**BUSINESS ADDRESS:**
- **STREET 1:** 2801 TOWNSGATE ROAD, SUITE 112
- **CITY:** WESTLAKE VILLAGE
- **STATE:** CA
- **ZIP:** 91361
- **BUSINESS PHONE:** (805) 230-8282

**MAIL ADDRESS:**
- **STREET 1:** 2801 TOWNSGATE ROAD, SUITE 112
- **CITY:** WESTLAKE VILLAGE
- **STATE:** CA
- **ZIP:** 91361

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Live Oak Capital, LLC
- **DATE OF NAME CHANGE:** 20070122

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** West Oak Capital LLC<br>**Address:** 2801 TOWNSGATE ROAD SUITE 112<br>WESTLAKE VILLAGE, CA 91361

**Form 13F File Number:** 028-12100

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Lisa Snider<br>**Title:** Partner<br>**Phone:** 805-230-8282

**Signature, Place, and Date of Signing:**

/s/ Lisa Snider  Westlake Village, CA  01-05-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 307

**Form 13F Information Table Value Total:** $191431

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M Company | COM | 88579Y101 |  | 767 | 6395 | SH |  | SOLE |  | 6395 | 0 | 0 |
| A F L A C Inc | COM | 001055102 |  | 710 | 9870 | SH |  | SOLE |  | 9870 | 0 | 0 |
| Abbott Laboratories | COM | 002824100 |  | 2594 | 23623 | SH |  | SOLE |  | 23623 | 0 | 0 |
| AbbVie Inc | COM | 00287Y109 |  | 1453 | 8988 | SH |  | SOLE |  | 8988 | 0 | 0 |
| Accenture Ltd Cl A | COM | G1150G111 |  | 2792 | 10465 | SH |  | SOLE |  | 10465 | 0 | 0 |
| Adobe Systems Inc | COM | 00724F101 |  | 25 | 75 | SH |  | SOLE |  | 75 | 0 | 0 |
| Advanced Micro Devices | COM | 007903107 |  | 10 | 150 | SH |  | SOLE |  | 150 | 0 | 0 |
| Affirm Hldgs Inc | COM | 00827B106 |  | 0 | 40 | SH |  | SOLE |  | 40 | 0 | 0 |
| Air Products  Chemicals | COM | 009158106 |  | 2944 | 9552 | SH |  | SOLE |  | 9552 | 0 | 0 |
| Allogene Therapeutics In | COM | 019770106 |  | 1 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| Allstate Corporation | COM | 020002101 |  | 56 | 413 | SH |  | SOLE |  | 413 | 0 | 0 |
| Alphabet Inc Class A | COM | 02079K305 |  | 178 | 2020 | SH |  | SOLE |  | 2020 | 0 | 0 |
| Alphabet Inc Class C | COM | 02079K107 |  | 2195 | 24740 | SH |  | SOLE |  | 24740 | 0 | 0 |
| Altria Group Inc | COM | 02209S103 |  | 119 | 2600 | SH |  | SOLE |  | 2600 | 0 | 0 |
| Amazon.Com Inc | COM | 023135106 |  | 1905 | 22675 | SH |  | SOLE |  | 22675 | 0 | 0 |
| Amer Electric Pwr Co | COM | 025537101 |  | 34 | 360 | SH |  | SOLE |  | 360 | 0 | 0 |
| Ameresco Inc | COM | 02361E108 |  | 1712 | 29970 | SH |  | SOLE |  | 29970 | 0 | 0 |
| American Express Company | COM | 025816109 |  | 2104 | 14237 | SH |  | SOLE |  | 14237 | 0 | 0 |
| American Intl Group Inc | COM | 026874107 |  | 16 | 250 | SH |  | SOLE |  | 250 | 0 | 0 |
| Amerisourcebergen Corp | COM | 029912201 |  | 303 | 1830 | SH |  | SOLE |  | 1830 | 0 | 0 |
| Amern Tower Corp Class A | COM | 029912201 |  | 264 | 1248 | SH |  | SOLE |  | 1248 | 0 | 0 |
| Ametek Inc New | COM | 031100100 |  | 238 | 1700 | SH |  | SOLE |  | 1700 | 0 | 0 |
| Amgen Incorporated | COM | 031162100 |  | 2280 | 8680 | SH |  | SOLE |  | 8680 | 0 | 0 |
| Analog Devices Inc | COM | 032654105 |  | 2260 | 13781 | SH |  | SOLE |  | 13781 | 0 | 0 |
| Apple Computer Inc | COM | 037833100 |  | 3851 | 29642 | SH |  | SOLE |  | 29642 | 0 | 0 |
| Applied Materials Inc | COM | 038222105 |  | 551 | 5662 | SH |  | SOLE |  | 5662 | 0 | 0 |
| Aptiv Plc | COM | G6095L109 |  | 1356 | 14560 | SH |  | SOLE |  | 14560 | 0 | 0 |
| Archer Daniels Midland Company | COM | 039483102 |  | 2143 | 23075 | SH |  | SOLE |  | 23075 | 0 | 0 |
| Arthur J Gallagher | COM | 363576109 |  | 163 | 863 | SH |  | SOLE |  | 863 | 0 | 0 |
| Asana Inc | COM | 04342Y104 |  | 2 | 150 | SH |  | SOLE |  | 150 | 0 | 0 |
| ASML Holding NV | COM | N07059210 |  | 475 | 870 | SH |  | SOLE |  | 870 | 0 | 0 |
| Astrazeneca | COM | 046353108 |  | 12 | 175 | SH |  | SOLE |  | 175 | 0 | 0 |
| AT | COM | 00206R102 |  | 15 | 790 | SH |  | SOLE |  | 790 | 0 | 0 |
| Auto Data Processing | COM | 053015103 |  | 3984 | 16680 | SH |  | SOLE |  | 16680 | 0 | 0 |
| Avalonbay Communities | COM | 053484101 |  | 210 | 1300 | SH |  | SOLE |  | 1300 | 0 | 0 |
| Avery Dennison Corp | COM | 053611109 |  | 127 | 700 | SH |  | SOLE |  | 700 | 0 | 0 |
| Bank Of America Corp | COM | 060505104 |  | 145 | 4385 | SH |  | SOLE |  | 4385 | 0 | 0 |
| Baxter International Inc | COM | 071813109 |  | 109 | 2134 | SH |  | SOLE |  | 2134 | 0 | 0 |
| Becton Dickinson  Co | COM | 075887109 |  | 356 | 1401 | SH |  | SOLE |  | 1401 | 0 | 0 |
| Berkshire Hathaway Cl B | COM | 084670207 |  | 292 | 945 | SH |  | SOLE |  | 945 | 0 | 0 |
| Biogen Idec Inc | COM | 09062X103 |  | 13 | 46 | SH |  | SOLE |  | 46 | 0 | 0 |
| Biomarin Pharmaceutl | COM | 09061G101 |  | 15 | 147 | SH |  | SOLE |  | 147 | 0 | 0 |
| Black Knight Inc | COM | 09215C105 |  | 666 | 10792 | SH |  | SOLE |  | 10792 | 0 | 0 |
| Blackrock Multi Sector Income Trust | COM | 09258A107 |  | 50 | 3500 | SH |  | SOLE |  | 3500 | 0 | 0 |
| Boeing Co | COM | 097023105 |  | 341 | 1791 | SH |  | SOLE |  | 1791 | 0 | 0 |
| Booking Holdings Inc | COM | 09857L108 |  | 10 | 5 | SH |  | SOLE |  | 5 | 0 | 0 |
| Booz Allen Hamilton | COM | 099502106 |  | 57 | 550 | SH |  | SOLE |  | 550 | 0 | 0 |
| Bristol-Myers Squibb Co | COM | 110122108 |  | 327 | 4540 | SH |  | SOLE |  | 4540 | 0 | 0 |
| Broadcom Ltd | COM | Y09827109 |  | 3186 | 5698 | SH |  | SOLE |  | 5698 | 0 | 0 |
| Broadridge | COM | 11133T103 |  | 67 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| C V S Corp | COM | 126650100 |  | 150 | 1605 | SH |  | SOLE |  | 1605 | 0 | 0 |
| Cannae Holdings Inc | COM | 13765N107 |  | 242 | 11731 | SH |  | SOLE |  | 11731 | 0 | 0 |
| Cardinal Health Inc | COM | 14149Y108 |  | 75 | 980 | SH |  | SOLE |  | 980 | 0 | 0 |
| Carnival Corp New | COM | 143658300 |  | 3 | 425 | SH |  | SOLE |  | 425 | 0 | 0 |
| Carrier Global Corp | COM | 14448C104 |  | 168 | 4075 | SH |  | SOLE |  | 4075 | 0 | 0 |
| Caterpillar Inc | COM | 149123101 |  | 1130 | 4715 | SH |  | SOLE |  | 4715 | 0 | 0 |
| Chargepoint Hldgs Inc | COM | 15961R105 |  | 761 | 79830 | SH |  | SOLE |  | 79830 | 0 | 0 |
| Chevrontexaco Corp | COM | 166764100 |  | 3630 | 20223 | SH |  | SOLE |  | 20223 | 0 | 0 |
| Chipotle Mexican Grill | COM | 169656105 |  | 10 | 7 | SH |  | SOLE |  | 7 | 0 | 0 |
| Chubb Ltd | COM | H1467J104 |  | 394 | 1785 | SH |  | SOLE |  | 1785 | 0 | 0 |
| Church  Dwight Co Inc | COM | 171340102 |  | 38 | 477 | SH |  | SOLE |  | 477 | 0 | 0 |
| Cigna Corp | COM | 125509109 |  | 157 | 475 | SH |  | SOLE |  | 475 | 0 | 0 |
| Cincinnati Finl | COM | 172062101 |  | 28 | 270 | SH |  | SOLE |  | 270 | 0 | 0 |
| Cisco Systems Inc | COM | 17275R102 |  | 1782 | 37409 | SH |  | SOLE |  | 37409 | 0 | 0 |
| Citigroup Inc | COM | 172967101 |  | 1231 | 27208 | SH |  | SOLE |  | 27208 | 0 | 0 |
| Clean Energy Fuels | COM | 184499101 |  | 50 | 9580 | SH |  | SOLE |  | 9580 | 0 | 0 |
| Cleveland-Cliffs Inc | COM | 185899101 |  | 4 | 265 | SH |  | SOLE |  | 265 | 0 | 0 |
| Clorox Company | COM | 189054109 |  | 202 | 1440 | SH |  | SOLE |  | 1440 | 0 | 0 |
| Coca-Cola Company | COM | 191216100 |  | 400 | 6292 | SH |  | SOLE |  | 6292 | 0 | 0 |
| Colgate-Palmolive Co | COM | 194162103 |  | 2093 | 26562 | SH |  | SOLE |  | 26562 | 0 | 0 |
| Comerica Incorporated | COM | 200340107 |  | 10 | 150 | SH |  | SOLE |  | 150 | 0 | 0 |
| Conocophillips | COM | 20825C104 |  | 68 | 574 | SH |  | SOLE |  | 574 | 0 | 0 |
| Constellation Brand Cl A | COM | 21036P108 |  | 1723 | 7433 | SH |  | SOLE |  | 7433 | 0 | 0 |
| Corning Inc | COM | 219350105 |  | 1616 | 50580 | SH |  | SOLE |  | 50580 | 0 | 0 |
| Costco Wholesale Corp New | COM | 22160K105 |  | 2611 | 5719 | SH |  | SOLE |  | 5719 | 0 | 0 |
| Cresco Labs Inc | COM | 22587M106 |  | 0 | 250 | SH |  | SOLE |  | 250 | 0 | 0 |
| Cytogenix Inc Xxx | COM | 232825109 |  | 0 | 70 | SH |  | SOLE |  | 70 | 0 | 0 |
| D R Horton Co | COM | 23331A109 |  | 144 | 1620 | SH |  | SOLE |  | 1620 | 0 | 0 |
| D T E Energy Company | COM | 233331107 |  | 14 | 115 | SH |  | SOLE |  | 115 | 0 | 0 |
| Danaher Corp Del | COM | 235851102 |  | 2690 | 10133 | SH |  | SOLE |  | 10133 | 0 | 0 |
| Deckers Outdoor Corp | COM | 243537107 |  | 20 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| Deere  Company | COM | 125509109 |  | 21 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| Dermtech Inc | COM | 24984K105 |  | 0 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| Diageo Plc New ADR | COM | 25243Q205 |  | 16 | 90 | SH |  | SOLE |  | 90 | 0 | 0 |
| Digital World Acquisitio | COM | 25400Q105 |  | 1 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| Disney Walt Co | COM | 254687106 |  | 252 | 2896 | SH |  | SOLE |  | 2896 | 0 | 0 |
| Dominion Resources Inc New | COM | 25746U109 |  | 6 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| Dow Chemical Company | COM | 260543103 |  | 97 | 1925 | SH |  | SOLE |  | 1925 | 0 | 0 |
| Dt Midstream Inc | COM | 23345M107 |  | 3 | 57 | SH |  | SOLE |  | 57 | 0 | 0 |
| Duke Energy Corp New | COM | 26441C105 |  | 23 | 220 | SH |  | SOLE |  | 220 | 0 | 0 |
| E O G Resources Inc | COM | 26875P101 |  | 637 | 4915 | SH |  | SOLE |  | 4915 | 0 | 0 |
| Eastman Chemical Co | COM | 277432100 |  | 11 | 135 | SH |  | SOLE |  | 135 | 0 | 0 |
| Ecolab Inc | COM | 278865100 |  | 283 | 1945 | SH |  | SOLE |  | 1945 | 0 | 0 |
| Elanco Animal Health Inc | COM | 28414H103 |  | 22 | 1800 | SH |  | SOLE |  | 1800 | 0 | 0 |
| Elevance Health | COM | 036752103 |  | 128 | 250 | SH |  | SOLE |  | 250 | 0 | 0 |
| Embecta Corp | COM | 29082K105 |  | 6 | 254 | SH |  | SOLE |  | 254 | 0 | 0 |
| Emerson Electric Co | COM | 291011104 |  | 2056 | 21403 | SH |  | SOLE |  | 21403 | 0 | 0 |
| Entegris Inc | COM | 29362U104 |  | 112 | 1700 | SH |  | SOLE |  | 1700 | 0 | 0 |
| Estee Lauder Co Inc Cl A | COM | 518439104 |  | 25 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| Evercore Inc | COM | 29977A105 |  | 19 | 175 | SH |  | SOLE |  | 175 | 0 | 0 |
| Exxon Mobil Corporation | COM | 30231G102 |  | 2134 | 19345 | SH |  | SOLE |  | 19345 | 0 | 0 |
| F Annuities  Life Inc | COM | 30190A104 |  | 48 | 2393 | SH |  | SOLE |  | 2393 | 0 | 0 |
| Fedex Corporation | COM | 31428X106 |  | 13 | 77 | SH |  | SOLE |  | 77 | 0 | 0 |
| Fidelity Natl Finl Inc | COM | 31620R105 |  | 1324 | 35198 | SH |  | SOLE |  | 35198 | 0 | 0 |
| Fidelity Natl Info Svcs | COM | 31620M106 |  | 991 | 14600 | SH |  | SOLE |  | 14600 | 0 | 0 |
| Fifth Third Bancorp | COM | 25746U109 |  | 16 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| First Majestic Silver | COM | 32076V103 |  | 0 | 29 | SH |  | SOLE |  | 29 | 0 | 0 |
| First Trust Ise Global Wind | COM | 33736G106 |  | 0 | 25 | SH |  | SOLE |  | 25 | 0 | 0 |
| Fiserv Inc | COM | 337738108 |  | 20 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| Fisker Inc | COM | 33813J106 |  | 4 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| Flexshares Qual Div Etf | COM | 33939L860 |  | 68 | 1300 | SH |  | SOLE |  | 1300 | 0 | 0 |
| Ford Motor Company New | COM | 345370860 |  | 4 | 325 | SH |  | SOLE |  | 325 | 0 | 0 |
| Franklin Resources Inc | COM | 354613101 |  | 1432 | 54290 | SH |  | SOLE |  | 54290 | 0 | 0 |
| Freeport McMoran | COM | 35671D857 |  | 5 | 120 | SH |  | SOLE |  | 120 | 0 | 0 |
| General Electric Company | COM | 369604103 |  | 6 | 68 | SH |  | SOLE |  | 68 | 0 | 0 |
| General Mills Inc | COM | 370334104 |  | 2152 | 25665 | SH |  | SOLE |  | 25665 | 0 | 0 |
| Genuine Parts Co | COM | 372460105 |  | 17 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| Gilead Sciences Inc | COM | 375558103 |  | 57 | 665 | SH |  | SOLE |  | 665 | 0 | 0 |
| Global Payments Inc | COM | 37940X102 |  | 25 | 250 | SH |  | SOLE |  | 250 | 0 | 0 |
| Global X Copper Miners | COM | 37954Y830 |  | 4 | 115 | SH |  | SOLE |  | 115 | 0 | 0 |
| Global X Lithium | COM | 37954Y855 |  | 4 | 65 | SH |  | SOLE |  | 65 | 0 | 0 |
| Goldman Sachs Group Inc | COM | 38141G104 |  | 14 | 40 | SH |  | SOLE |  | 40 | 0 | 0 |
| Grayscale Bitcoin Trust Btc | COM | 389637109 |  | 3 | 320 | SH |  | SOLE |  | 320 | 0 | 0 |
| Green Thumb Inds Inc | COM | 39342L108 |  | 2 | 190 | SH |  | SOLE |  | 190 | 0 | 0 |
| Halliburton Co Hldg Co | COM | 406216101 |  | 65 | 1650 | SH |  | SOLE |  | 1650 | 0 | 0 |
| Hawaiian Holdings | COM | 419879101 |  | 1 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| Hewlett-Packard Company | COM | 428236103 |  | 13 | 470 | SH |  | SOLE |  | 470 | 0 | 0 |
| Home Depot Inc | COM | 437076102 |  | 2969 | 9400 | SH |  | SOLE |  | 9400 | 0 | 0 |
| Honeywell International | COM | 438516106 |  | 491 | 2292 | SH |  | SOLE |  | 2292 | 0 | 0 |
| Hubbell Inc | COM | 443510607 |  | 2450 | 10441 | SH |  | SOLE |  | 10441 | 0 | 0 |
| Illumina Inc | COM | 452327109 |  | 367 | 1817 | SH |  | SOLE |  | 1817 | 0 | 0 |
| Imax Corp | COM | 45245E109 |  | 6 | 435 | SH |  | SOLE |  | 435 | 0 | 0 |
| Intel Corp | COM | 458140100 |  | 1008 | 38129 | SH |  | SOLE |  | 38129 | 0 | 0 |
| Interpublic Group Of Cos | COM | 460690100 |  | 1742 | 52295 | SH |  | SOLE |  | 52295 | 0 | 0 |
| Intl Business Machines | COM | 459200101 |  | 72 | 510 | SH |  | SOLE |  | 510 | 0 | 0 |
| Intuitive Surgical | COM | 46120E602 |  | 16 | 60 | SH |  | SOLE |  | 60 | 0 | 0 |
| Invesco S 500 Equal | COM | 46137V373 |  | 10 | 60 | SH |  | SOLE |  | 60 | 0 | 0 |
| Invesco S 500 Equal Weight ETF | COM | 46137V357 |  | 488 | 3455 | SH |  | SOLE |  | 3455 | 0 | 0 |
| iShares Core S 500 ETF | COM | 464287200 |  | 302 | 787 | SH |  | SOLE |  | 787 | 0 | 0 |
| iShares Dow Jones Select Dividend F | COM | 464287168 |  | 78 | 650 | SH |  | SOLE |  | 650 | 0 | 0 |
| iShares Exponential Tech ETF | COM | 46434V381 |  | 14 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| Ishares Global | COM | 464288372 |  | 1 | 25 | SH |  | SOLE |  | 25 | 0 | 0 |
| iShares Mornstr Small Cap | COM | 464288604 |  | 93 | 2580 | SH |  | SOLE |  | 2580 | 0 | 0 |
| iShares Russell 2000 Index | COM | 464287655 |  | 6 | 35 | SH |  | SOLE |  | 35 | 0 | 0 |
| iShares Russell Midcap Index | COM | 464287499 |  | 310 | 4600 | SH |  | SOLE |  | 4600 | 0 | 0 |
| iShares S 500 Value | COM | 464287408 |  | 1051 | 7247 | SH |  | SOLE |  | 7247 | 0 | 0 |
| iShares S Asia 50 | COM | 464288430 |  | 17 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| iShares S Midcap 400 Index | COM | 464287507 |  | 56 | 230 | SH |  | SOLE |  | 230 | 0 | 0 |
| iShares Silver Trust | COM | 46428Q109 |  | 14 | 640 | SH |  | SOLE |  | 640 | 0 | 0 |
| J P Morgan Chase  Co | COM | 46625H100 |  | 3050 | 22747 | SH |  | SOLE |  | 22747 | 0 | 0 |
| Jabil Inc | COM | 466313103 |  | 12 | 175 | SH |  | SOLE |  | 175 | 0 | 0 |
| Jack In The Box Inc | COM | 466367109 |  | 5 | 70 | SH |  | SOLE |  | 70 | 0 | 0 |
| Jefferies Group Inc New | COM | 472319102 |  | 31499 | 918881 | SH |  | SOLE |  | 918881 | 0 | 0 |
| Johnson  Johnson | COM | 478160104 |  | 3183 | 18020 | SH |  | SOLE |  | 18020 | 0 | 0 |
| Johnson Controls International Plc | COM | G51502105 |  | 6 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| Jpmorgan Municipal Etf | COM | 46641Q647 |  | 75 | 1500 | SH |  | SOLE |  | 1500 | 0 | 0 |
| Kellogg Company | COM | 487836108 |  | 114 | 1600 | SH |  | SOLE |  | 1600 | 0 | 0 |
| Kimberly-Clark Corp | COM | 494368103 |  | 33 | 240 | SH |  | SOLE |  | 240 | 0 | 0 |
| Kla Tencor Corp | COM | 482480100 |  | 151 | 400 | SH |  | SOLE |  | 400 | 0 | 0 |
| Kohls Corp | COM | 500255104 |  | 3 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| Kraft Heinz Company | COM | 500754106 |  | 19 | 470 | SH |  | SOLE |  | 470 | 0 | 0 |
| Kyndryl Holdings | COM | 50155Q100 |  | 1 | 70 | SH |  | SOLE |  | 70 | 0 | 0 |
| Lam Research Corporation | COM | 512807108 |  | 113 | 270 | SH |  | SOLE |  | 270 | 0 | 0 |
| Lamb Weston Holdings | COM | 513272104 |  | 16 | 176 | SH |  | SOLE |  | 176 | 0 | 0 |
| Lattice Semiconductr | COM | 518415104 |  | 16 | 250 | SH |  | SOLE |  | 250 | 0 | 0 |
| Lehman Bros Holding Inc | COM | 524908100 |  | 0 | 1200 | SH |  | SOLE |  | 1200 | 0 | 0 |
| Lennar Corp | COM | 526057104 |  | 2126 | 23491 | SH |  | SOLE |  | 23491 | 0 | 0 |
| Lennar Corp | COM | 526057302 |  | 116 | 1555 | SH |  | SOLE |  | 1555 | 0 | 0 |
| Lilly Eli  Company | COM | 532457108 |  | 3043 | 8319 | SH |  | SOLE |  | 8319 | 0 | 0 |
| Lockheed Martin Corp | COM | 539830109 |  | 2451 | 5039 | SH |  | SOLE |  | 5039 | 0 | 0 |
| Lucid Group Inc | COM | 549498103 |  | 1 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| Lvmh Moet Hennessy Louis Vuitton | COM | 502441306 |  | 7 | 51 | SH |  | SOLE |  | 51 | 0 | 0 |
| Masimo Corp | COM | 574795100 |  | 15 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| Mastercard Inc | COM | 57636Q104 |  | 640 | 1840 | SH |  | SOLE |  | 1840 | 0 | 0 |
| Mattel Incorporated | COM | 577081102 |  | 6 | 320 | SH |  | SOLE |  | 320 | 0 | 0 |
| Mc Cormick  Co Inc N-Vt | COM | 579780206 |  | 487 | 5870 | SH |  | SOLE |  | 5870 | 0 | 0 |
| Mc Donalds Corp | COM | 580135101 |  | 325 | 1234 | SH |  | SOLE |  | 1234 | 0 | 0 |
| Mckesson Corporation | COM | 58155Q103 |  | 38 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| Medtronic Inc | COM | 585055106 |  | 587 | 7550 | SH |  | SOLE |  | 7550 | 0 | 0 |
| Merck  Co Inc | COM | 589331107 |  | 2418 | 21793 | SH |  | SOLE |  | 21793 | 0 | 0 |
| Microchip Technology Inc | COM | 595017104 |  | 6 | 80 | SH |  | SOLE |  | 80 | 0 | 0 |
| Microsoft Corp | COM | 594918104 |  | 3215 | 13406 | SH |  | SOLE |  | 13406 | 0 | 0 |
| Mid Amer Apt Cmntys Inc. | COM | 59522J103 |  | 314 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| Mondelez Intl Inc Cl A | COM | 609207105 |  | 93 | 1400 | SH |  | SOLE |  | 1400 | 0 | 0 |
| Morgan Stanley | COM | 617446448 |  | 647 | 7614 | SH |  | SOLE |  | 7614 | 0 | 0 |
| Mosaic Company | COM | 61945A107 |  | 6 | 140 | SH |  | SOLE |  | 140 | 0 | 0 |
| Mosaic Immunoengineering | COM | 61945M101 |  | 0 | 1 | SH |  | SOLE |  | 1 | 0 | 0 |
| Myr Group Inc | COM | 55405W104 |  | 107 | 1165 | SH |  | SOLE |  | 1165 | 0 | 0 |
| Newmont Mining Corp | COM | 651639106 |  | 15 | 321 | SH |  | SOLE |  | 321 | 0 | 0 |
| Nextera Energy | COM | 65339F101 |  | 4714 | 56388 | SH |  | SOLE |  | 56388 | 0 | 0 |
| Nike Inc Class B | COM | 654106103 |  | 238 | 2031 | SH |  | SOLE |  | 2031 | 0 | 0 |
| Norfolk Southern Corp | COM | 655844108 |  | 865 | 3509 | SH |  | SOLE |  | 3509 | 0 | 0 |
| Nortell Networks Xxxx | COM | 656568508 |  | 0 | 464 | SH |  | SOLE |  | 464 | 0 | 0 |
| Northern Star Reso Ord | COM | Q6951U101 |  | 4 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| Northern Trust | COM | 665859104 |  | 1667 | 18840 | SH |  | SOLE |  | 18840 | 0 | 0 |
| Norwegian Cruise Lines | COM | G66721104 |  | 3 | 230 | SH |  | SOLE |  | 230 | 0 | 0 |
| Novartis Ag Spon ADR | COM | 66987V109 |  | 1195 | 13173 | SH |  | SOLE |  | 13173 | 0 | 0 |
| Nrg Energy Inc | COM | 629377508 |  | 10 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| Nuvasive Inc New | COM | 670704105 |  | 3 | 65 | SH |  | SOLE |  | 65 | 0 | 0 |
| Nvidia Corp | COM | 67066G104 |  | 2355 | 16118 | SH |  | SOLE |  | 16118 | 0 | 0 |
| O Reilly Automotive New | COM | 67103H107 |  | 12 | 14 | SH |  | SOLE |  | 14 | 0 | 0 |
| Occidental Petroleum Corp | COM | 674599105 |  | 13 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| On Holding Ag | COM | H5919C104 |  | 1 | 35 | SH |  | SOLE |  | 35 | 0 | 0 |
| One Stop Systems Inc | COM | 68247W109 |  | 3 | 925 | SH |  | SOLE |  | 925 | 0 | 0 |
| Oracle Corporation | COM | 68389X105 |  | 2572 | 31470 | SH |  | SOLE |  | 31470 | 0 | 0 |
| Organon  Co | COM | 68622V106 |  | 3 | 102 | SH |  | SOLE |  | 102 | 0 | 0 |
| Otis Worldwide Corp | COM | 68902V107 |  | 14 | 175 | SH |  | SOLE |  | 175 | 0 | 0 |
| Pacwest Bancorp | COM | 695263103 |  | 5 | 212 | SH |  | SOLE |  | 212 | 0 | 0 |
| Pan Amern Silver Corp | COM | 697900108 |  | 3 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| Paychex Inc | COM | 704326107 |  | 18 | 160 | SH |  | SOLE |  | 160 | 0 | 0 |
| Paypal Holdings Inco | COM | 70450Y103 |  | 40 | 555 | SH |  | SOLE |  | 555 | 0 | 0 |
| Pepsico Incorporated | COM | 713448108 |  | 2279 | 12617 | SH |  | SOLE |  | 12617 | 0 | 0 |
| Perkinelmer Inc | COM | 714046109 |  | 442 | 3150 | SH |  | SOLE |  | 3150 | 0 | 0 |
| Pfizer Incorporated | COM | 717081103 |  | 960 | 18736 | SH |  | SOLE |  | 18736 | 0 | 0 |
| Philip Morris Intl Inc | COM | 718172109 |  | 267 | 2635 | SH |  | SOLE |  | 2635 | 0 | 0 |
| Pipesaver Technologies | COM | 724086103 |  | 0 | 1500 | SH |  | SOLE |  | 1500 | 0 | 0 |
| PNC Finl Services Gp Inc | COM | 693475105 |  | 16 | 101 | SH |  | SOLE |  | 101 | 0 | 0 |
| Pricesmart Inc | COM | 741511109 |  | 2 | 35 | SH |  | SOLE |  | 35 | 0 | 0 |
| Procter  Gamble Co | COM | 742718109 |  | 2574 | 16984 | SH |  | SOLE |  | 16984 | 0 | 0 |
| Proshares Msci Transform | COM | 74347G796 |  | 64 | 2025 | SH |  | SOLE |  | 2025 | 0 | 0 |
| Proshares S 500 Div Aristrocrats | COM | 74348A467 |  | 99 | 1097 | SH |  | SOLE |  | 1097 | 0 | 0 |
| Proshares Vix Short-Term | COM | 74347W171 |  | 3 | 221 | SH |  | SOLE |  | 221 | 0 | 0 |
| Public Storage Inc | COM | 74460D109 |  | 293 | 1047 | SH |  | SOLE |  | 1047 | 0 | 0 |
| Pulte Homes Inc | COM | 745867101 |  | 6 | 125 | SH |  | SOLE |  | 125 | 0 | 0 |
| Qualcomm Inc | COM | 747525103 |  | 199 | 1810 | SH |  | SOLE |  | 1810 | 0 | 0 |
| Quanta Services Inc | COM | 74762E102 |  | 14 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| Quantumscape Corp | COM | 74767V109 |  | 0 | 35 | SH |  | SOLE |  | 35 | 0 | 0 |
| Rackspace Technology Inc | COM | 750102105 |  | 1 | 250 | SH |  | SOLE |  | 250 | 0 | 0 |
| Raytheon Technologies Corp | COM | 75513E101 |  | 400 | 3966 | SH |  | SOLE |  | 3966 | 0 | 0 |
| Rivian Automotive Inc | COM | 76954A103 |  | 2 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| Rockwell Automation Inc | COM | 773903109 |  | 5 | 18 | SH |  | SOLE |  | 18 | 0 | 0 |
| Roku Inc | COM | 77543R102 |  | 4 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| S J W Group | COM | 784305104 |  | 20 | 250 | SH |  | SOLE |  | 250 | 0 | 0 |
| Sabra Health Care Reit Inc | COM | 78573L106 |  | 1 | 62 | SH |  | SOLE |  | 62 | 0 | 0 |
| Salesforce Com | COM | 79466L302 |  | 70 | 525 | SH |  | SOLE |  | 525 | 0 | 0 |
| Schlumberger Ltd | COM | 806857108 |  | 8 | 145 | SH |  | SOLE |  | 145 | 0 | 0 |
| Schwab International Equities ETF | COM | 808524805 |  | 69 | 2150 | SH |  | SOLE |  | 2150 | 0 | 0 |
| Schwab US Dividend | COM | 808524797 |  | 1596 | 21130 | SH |  | SOLE |  | 21130 | 0 | 0 |
| Schwab Us Large Co Equities ETF | COM | 808524201 |  | 3174 | 70308 | SH |  | SOLE |  | 70308 | 0 | 0 |
| Schwab Us Reit ETF | COM | 808524847 |  | 64 | 3334 | SH |  | SOLE |  | 3334 | 0 | 0 |
| Schwab Us Small Co Equities ETF | COM | 808524607 |  | 391 | 9662 | SH |  | SOLE |  | 9662 | 0 | 0 |
| Sector SPDR Engy Select | COM | 81369Y506 |  | 135 | 1540 | SH |  | SOLE |  | 1540 | 0 | 0 |
| Sector SPDR Fincl Select | COM | 81369Y605 |  | 125 | 3665 | SH |  | SOLE |  | 3665 | 0 | 0 |
| Sector SPDR Health Fund | COM | 81369Y209 |  | 166 | 1225 | SH |  | SOLE |  | 1225 | 0 | 0 |
| Sector SPDR Indl Select | COM | 81369Y704 |  | 103 | 1050 | SH |  | SOLE |  | 1050 | 0 | 0 |
| Sector SPDR Technology Shares | COM | 81369Y803 |  | 34 | 275 | SH |  | SOLE |  | 275 | 0 | 0 |
| Service Now Inc | COM | 81762P102 |  | 178 | 459 | SH |  | SOLE |  | 459 | 0 | 0 |
| Shell Plc | COM | 780259305 |  | 416 | 7305 | SH |  | SOLE |  | 7305 | 0 | 0 |
| Sherwin-Williams Co | COM | 824348106 |  | 1506 | 6346 | SH |  | SOLE |  | 6346 | 0 | 0 |
| Skywest Inc | COM | 830879102 |  | 1 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| SLS International | COM | 784429102 |  | 0 | 1666 | SH |  | SOLE |  | 1666 | 0 | 0 |
| Smartrent Inc | COM | 83193G107 |  | 0 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| Solid Power Inc | COM | 83422N105 |  | 1 | 290 | SH |  | SOLE |  | 290 | 0 | 0 |
| Spectrum Brands Hldg | COM | 84790A105 |  | 1041 | 17094 | SH |  | SOLE |  | 17094 | 0 | 0 |
| Sprott Gold Miners Etf | COM | 85210B102 |  | 0 | 19 | SH |  | SOLE |  | 19 | 0 | 0 |
| Sprott Junior Gold | COM | 85210B201 |  | 0 | 12 | SH |  | SOLE |  | 12 | 0 | 0 |
| Starbucks Corp | COM | 855244109 |  | 181 | 1825 | SH |  | SOLE |  | 1825 | 0 | 0 |
| Sterling Construction | COM | 859241101 |  | 38 | 1150 | SH |  | SOLE |  | 1150 | 0 | 0 |
| Strattec Security Corp | COM | 863111100 |  | 0 | 20 | SH |  | SOLE |  | 20 | 0 | 0 |
| Streettracks Gold Trust Index | COM | 78463V107 |  | 54 | 320 | SH |  | SOLE |  | 320 | 0 | 0 |
| Stryker Corp | COM | 863667101 |  | 61 | 250 | SH |  | SOLE |  | 250 | 0 | 0 |
| Suncor Energy Inc | COM | 867229106 |  | 6 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| Svb Finl Group | COM | 78486Q101 |  | 8 | 35 | SH |  | SOLE |  | 35 | 0 | 0 |
| Sysco Corporation | COM | 871829107 |  | 1757 | 22980 | SH |  | SOLE |  | 22980 | 0 | 0 |
| T Rowe Price Group Inc | COM | 74144T108 |  | 772 | 7082 | SH |  | SOLE |  | 7082 | 0 | 0 |
| Taiwan Semiconductr | COM | 874039100 |  | 23 | 313 | SH |  | SOLE |  | 313 | 0 | 0 |
| Target Corporation | COM | 7612E1061 |  | 1911 | 12823 | SH |  | SOLE |  | 12823 | 0 | 0 |
| Teladoc Inc | COM | 87918A105 |  | 2 | 90 | SH |  | SOLE |  | 90 | 0 | 0 |
| Teledyne Technologies | COM | 879360105 |  | 94 | 234 | SH |  | SOLE |  | 234 | 0 | 0 |
| Tesla Inc | COM | 88160R101 |  | 2 | 20 | SH |  | SOLE |  | 20 | 0 | 0 |
| Texas Instruments Inc | COM | 882508104 |  | 2304 | 13943 | SH |  | SOLE |  | 13943 | 0 | 0 |
| The Charles Schwab Corp | COM | 808513105 |  | 2497 | 29985 | SH |  | SOLE |  | 29985 | 0 | 0 |
| The Trade Desk Inc | COM | 88339J105 |  | 9 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| Thermo Fisher Scientific | COM | 883556102 |  | 452 | 820 | SH |  | SOLE |  | 820 | 0 | 0 |
| Tilray Inc | COM | 88688T100 |  | 1 | 230 | SH |  | SOLE |  | 230 | 0 | 0 |
| Tractor Supply Company | COM | 892356106 |  | 827 | 3675 | SH |  | SOLE |  | 3675 | 0 | 0 |
| Trane Technologies Plc | COM | G8994E103 |  | 388 | 2310 | SH |  | SOLE |  | 2310 | 0 | 0 |
| Transunion | COM | 89400J107 |  | 4 | 75 | SH |  | SOLE |  | 75 | 0 | 0 |
| Treasury Metals Inc | COM | 894647825 |  | 0 | 438 | SH |  | SOLE |  | 438 | 0 | 0 |
| Trulieve Cannabis Corp | COM | 89788C104 |  | 1 | 80 | SH |  | SOLE |  | 80 | 0 | 0 |
| Two Rivers Wtr  Farming | COM | 90207B107 |  | 0 | 55 | SH |  | SOLE |  | 55 | 0 | 0 |
| Union Pacific Corp | COM | 907818108 |  | 175 | 845 | SH |  | SOLE |  | 845 | 0 | 0 |
| United Parcel Service B | COM | 911312106 |  | 29 | 166 | SH |  | SOLE |  | 166 | 0 | 0 |
| Unitedhealth Group Inc | COM | 91324P102 |  | 66 | 125 | SH |  | SOLE |  | 125 | 0 | 0 |
| Univar Solutions Inc | COM | 91336L107 |  | 6 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| Upstart Hldgs Inc | COM | 91680M107 |  | 0 | 25 | SH |  | SOLE |  | 25 | 0 | 0 |
| Us Bancorp Del New | COM | 902973304 |  | 2120 | 48613 | SH |  | SOLE |  | 48613 | 0 | 0 |
| Valero Energy Corp New | COM | 91913Y100 |  | 89 | 700 | SH |  | SOLE |  | 700 | 0 | 0 |
| Vanguard Dividend | COM | 921908844 |  | 399 | 2625 | SH |  | SOLE |  | 2625 | 0 | 0 |
| Vanguard Growth | COM | 922908736 |  | 223 | 1048 | SH |  | SOLE |  | 1048 | 0 | 0 |
| Vanguard Reit ETF | COM | 922908553 |  | 0 | 1 | SH |  | SOLE |  | 1 | 0 | 0 |
| Vanguard Small Cap ETF | COM | 922908751 |  | 77 | 418 | SH |  | SOLE |  | 418 | 0 | 0 |
| Vanguard Small Cap Fd | COM | 922908595 |  | 98 | 490 | SH |  | SOLE |  | 490 | 0 | 0 |
| Vanguard Small Cap Value | COM | 922908611 |  | 3 | 19 | SH |  | SOLE |  | 19 | 0 | 0 |
| Ventas | COM | 92276F100 |  | 232 | 5140 | SH |  | SOLE |  | 5140 | 0 | 0 |
| Verizon Communications | COM | 92343V104 |  | 996 | 25267 | SH |  | SOLE |  | 25267 | 0 | 0 |
| Vestas Wind Sys A/ Ord | COM | K9773J128 |  | 9 | 325 | SH |  | SOLE |  | 325 | 0 | 0 |
| Vgd Short Term Corp Bond ETF | COM | 92206C409 |  | 2 | 25 | SH |  | SOLE |  | 25 | 0 | 0 |
| Viatris Inc | COM | 92556V106 |  | 0 | 37 | SH |  | SOLE |  | 37 | 0 | 0 |
| Visa Inc Cl A | COM | 92826C839 |  | 339 | 1630 | SH |  | SOLE |  | 1630 | 0 | 0 |
| Vistra Energy Corp | COM | 92840M102 |  | 1 | 35 | SH |  | SOLE |  | 35 | 0 | 0 |
| Warner Brothers Discover | COM | 934423104 |  | 1 | 72 | SH |  | SOLE |  | 72 | 0 | 0 |
| Wells Fargo  Co New | COM | 949746101 |  | 151 | 3650 | SH |  | SOLE |  | 3650 | 0 | 0 |
| Wheels Up Experience I | COM | 96328L106 |  | 0 | 250 | SH |  | SOLE |  | 250 | 0 | 0 |
| Wisconsin Energy | COM | 976657106 |  | 927 | 9887 | SH |  | SOLE |  | 9887 | 0 | 0 |
| Wisdomtree US Qlt Div | COM | 97717X669 |  | 11 | 190 | SH |  | SOLE |  | 190 | 0 | 0 |
| Garmin Ltd | COM | G37260109 |  | 30 | 324 | SH |  | SOLE |  | 324 | 0 | 0 |

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