# EDGAR Filing Document

**Accession Number:** 0002103454
**File Stem:** 0001420506-26-001105
**Filing Date:** 2026-5
**Character Count:** 13910
**Document Hash:** e4ee2cee5a3e2aa13ab0bd7702cd3893
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001420506-26-001105.hdr.sgml**: 20260515

**ACCESSION NUMBER**: 0001420506-26-001105

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260515

**DATE AS OF CHANGE**: 20260515

**EFFECTIVENESS DATE**: 20260515

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Catherine Avery Investment Management LLC
- **CENTRAL INDEX KEY:** 0002103454

**ORGANIZATION NAME:**
- **EIN:** 260716154
- **STATE OF INCORPORATION:** FL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-25902
- **FILM NUMBER:** 26984503

**BUSINESS ADDRESS:**
- **STREET 1:** 595 BAY ISLES ROAD
- **STREET 2:** SUITE 210
- **CITY:** LONGBOAT KEY
- **STATE:** FL
- **ZIP:** 34228
- **BUSINESS PHONE:** 941-388-7249

**MAIL ADDRESS:**
- **STREET 1:** 595 BAY ISLES ROAD
- **STREET 2:** SUITE 210
- **CITY:** LONGBOAT KEY
- **STATE:** FL
- **ZIP:** 34228

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Catherine Avery Investment Management LLC<br>**Address:** 595 BAY ISLES ROAD<br>SUITE 210<br>LONGBOAT KEY, FL 34228

**Form 13F File Number:** 028-25902

**CRD Number (if applicable):** 000144946

**SEC File Number (if applicable):** 801-110097

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Catherine Avery<br>**Title:** Managing  Member<br>**Phone:** 941-388-7249

**Signature, Place, and Date of Signing:**

Catherine Avery Managing  Member  LONGBOAT KEY, FL  05-15-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 110

**Form 13F Information Table Value Total:** $223440179

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABORATORIES | COM | 002824100 |  | 114990 | 1120 | SH |  | SOLE |  | 1120 | 0 | 0 |
| ABBVIE INC | COM | 00287Y109 |  | 25258 | 116 | SH |  | SOLE |  | 116 | 0 | 0 |
| AIR PRODUCTS AND CHEMICALS I | COM | 009158106 |  | 489786 | 1686 | SH |  | SOLE |  | 1686 | 0 | 0 |
| ALAMOS GOLD INC | COM CL A | 011532108 |  | 84506 | 1902 | SH |  | SOLE |  | 1902 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 96045 | 334 | SH |  | SOLE |  | 334 | 0 | 0 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 65990 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 13538 | 65 | SH |  | SOLE |  | 65 | 0 | 0 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 151240 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| AMERICAN WTR WKS CO INC NEW | COM | 030420103 |  | 89819 | 660 | SH |  | SOLE |  | 660 | 0 | 0 |
| AMGEN INC | COM | 031162100 |  | 5585619 | 15875 | SH |  | SOLE |  | 15875 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 279169 | 1100 | SH |  | SOLE |  | 1100 | 0 | 0 |
| AT INC | COM | 00206R102 |  | 2501 | 86 | SH |  | SOLE |  | 86 | 0 | 0 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 10159 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| BAKER HUGHES COMPANY | CL A | 05722G100 |  | 803479 | 13161 | SH |  | SOLE |  | 13161 | 0 | 0 |
| BANK AMERICA CORP | COM | 060505104 |  | 5581791 | 114498 | SH |  | SOLE |  | 114498 | 0 | 0 |
| BEST BUY INC | COM | 086516101 |  | 6110620 | 95181 | SH |  | SOLE |  | 95181 | 0 | 0 |
| BLACKROCK INC | COM | 09290D101 |  | 24043 | 25 | SH |  | SOLE |  | 25 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 6359941 | 104863 | SH |  | SOLE |  | 104863 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 |  | 3213702 | 10383 | SH |  | SOLE |  | 10383 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 |  | 3095100 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| CARRIER GLOBAL CORPORATION | COM | 14448C104 |  | 732 | 13 | SH |  | SOLE |  | 13 | 0 | 0 |
| CATERPILLAR INC | COM | 149123101 |  | 69429 | 98 | SH |  | SOLE |  | 98 | 0 | 0 |
| CF INDUSTRIES HOLD | COM | 125269100 |  | 1298 | 10 | SH |  | SOLE |  | 10 | 0 | 0 |
| CHEVRON CORPORATION | COM | 166764100 |  | 7268060 | 35128 | SH |  | SOLE |  | 35128 | 0 | 0 |
| CINCINNATI FINL CORP | COM | 172062101 |  | 78675 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 7038671 | 90716 | SH |  | SOLE |  | 90716 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 |  | 7226258 | 63718 | SH |  | SOLE |  | 63718 | 0 | 0 |
| COCA COLA CO | COM | 191216100 |  | 6569033 | 86378 | SH |  | SOLE |  | 86378 | 0 | 0 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 1449933 | 17012 | SH |  | SOLE |  | 17012 | 0 | 0 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 3302 | 115 | SH |  | SOLE |  | 115 | 0 | 0 |
| COSTCO WHOLESALE CORPORATION | COM | 22160K105 |  | 19929 | 20 | SH |  | SOLE |  | 20 | 0 | 0 |
| CUMMINS INC | COM | 231021106 |  | 1241212 | 2307 | SH |  | SOLE |  | 2307 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 |  | 6939 | 72 | SH |  | SOLE |  | 72 | 0 | 0 |
| DOVER CORP | COM | 260003108 |  | 9380 | 45 | SH |  | SOLE |  | 45 | 0 | 0 |
| DXC TECHNOLOGY CO | COM | 23355L106 |  | 201 | 16 | SH |  | SOLE |  | 16 | 0 | 0 |
| EMERSON ELEC CO | COM | 291011104 |  | 98920 | 755 | SH |  | SOLE |  | 755 | 0 | 0 |
| EVERGY INC | COM | 30034W106 |  | 1159004 | 14148 | SH |  | SOLE |  | 14148 | 0 | 0 |
| EVERSOURCE ENERGY | COM | 30040W108 |  | 3810400 | 55000 | SH |  | SOLE |  | 55000 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 955695 | 5633 | SH |  | SOLE |  | 5633 | 0 | 0 |
| FORD MTR CO | COM | 345370860 |  | 31054 | 2691 | SH |  | SOLE |  | 2691 | 0 | 0 |
| FRANKLIN RESOURCES INC | COM | 354613101 |  | 90795 | 3844 | SH |  | SOLE |  | 3844 | 0 | 0 |
| FREEPORT MCMORAN INC | CL B | 35671D857 |  | 6713910 | 114221 | SH |  | SOLE |  | 114221 | 0 | 0 |
| GE VERNOVA INC | COM | 36828A101 |  | 8742 | 10 | SH |  | SOLE |  | 10 | 0 | 0 |
| GENERAL MILLS INC | COM | 370334104 |  | 1154 | 31 | SH |  | SOLE |  | 31 | 0 | 0 |
| GENERAL MTRS CO | COM | 37045V100 |  | 14900 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 |  | 6111337 | 256671 | SH |  | SOLE |  | 256671 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 5512196 | 16760 | SH |  | SOLE |  | 16760 | 0 | 0 |
| HONEYWELL INTL INC | COM | 438516106 |  | 6555 | 29 | SH |  | SOLE |  | 29 | 0 | 0 |
| INTEL CORP | COM | 458140100 |  | 7988 | 181 | SH |  | SOLE |  | 181 | 0 | 0 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 |  | 5505 | 35 | SH |  | SOLE |  | 35 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 6910282 | 28509 | SH |  | SOLE |  | 28509 | 0 | 0 |
| INTUIT | COM | 461202103 |  | 129714 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 22560 | 149 | SH |  | SOLE |  | 149 | 0 | 0 |
| ISHARES TR | ESG OPTIMIZED | 464288802 |  | 329325 | 2493 | SH |  | SOLE |  | 2493 | 0 | 0 |
| ISHARES TR | U.S. MED DVC ETF | 464288810 |  | 59325 | 1112 | SH |  | SOLE |  | 1112 | 0 | 0 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 79058 | 370 | SH |  | SOLE |  | 370 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 350527 | 1434 | SH |  | SOLE |  | 1434 | 0 | 0 |
| JOHNSON CONTROLS INTERNATION | SHS | G51502105 |  | 1161788 | 8872 | SH |  | SOLE |  | 8872 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 6554806 | 22283 | SH |  | SOLE |  | 22283 | 0 | 0 |
| KEYCORP | COM | 493267108 |  | 5375285 | 268094 | SH |  | SOLE |  | 268094 | 0 | 0 |
| KIMBERLY-CLARK CORP | COM | 494368103 |  | 1158 | 12 | SH |  | SOLE |  | 12 | 0 | 0 |
| KINROSS GOLD CORP | COM | 496902404 |  | 9156 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| L3HARRIS TECHNOLOGIES INC | COM | 502431109 |  | 6338007 | 18363 | SH |  | SOLE |  | 18363 | 0 | 0 |
| LENNAR CORP | CL A | 526057104 |  | 5080401 | 58503 | SH |  | SOLE |  | 58503 | 0 | 0 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 93694 | 155 | SH |  | SOLE |  | 155 | 0 | 0 |
| LOWES COS INC | COM | 548661107 |  | 26463 | 112 | SH |  | SOLE |  | 112 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 |  | 5965973 | 19196 | SH |  | SOLE |  | 19196 | 0 | 0 |
| MEDTRONIC PLC | SHS | G5960L103 |  | 253451 | 2925 | SH |  | SOLE |  | 2925 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 6457427 | 53682 | SH |  | SOLE |  | 53682 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 24602 | 43 | SH |  | SOLE |  | 43 | 0 | 0 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 95203 | 282 | SH |  | SOLE |  | 282 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 2598297 | 7019 | SH |  | SOLE |  | 7019 | 0 | 0 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 9816 | 170 | SH |  | SOLE |  | 170 | 0 | 0 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 638532 | 3880 | SH |  | SOLE |  | 3880 | 0 | 0 |
| NASDAQ INC | COM | 631103108 |  | 9508 | 112 | SH |  | SOLE |  | 112 | 0 | 0 |
| NETFLIX INC. | COM | 64110L106 |  | 19230 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| NEWMONT CORP | COM | 651639106 |  | 29667 | 274 | SH |  | SOLE |  | 274 | 0 | 0 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 6641605 | 71507 | SH |  | SOLE |  | 71507 | 0 | 0 |
| NIKE INC | CL B | 654106103 |  | 528 | 10 | SH |  | SOLE |  | 10 | 0 | 0 |
| NORTHROP GRUMMAN CORP | COM | 666807102 |  | 8187 | 12 | SH |  | SOLE |  | 12 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 215384 | 1235 | SH |  | SOLE |  | 1235 | 0 | 0 |
| OMNICOM GROUP INC | COM | 681919106 |  | 6177152 | 82023 | SH |  | SOLE |  | 82023 | 0 | 0 |
| ONEOK INC NEW | COM | 682680103 |  | 6562314 | 72600 | SH |  | SOLE |  | 72600 | 0 | 0 |
| ORACLE CORP | COM | 68389X105 |  | 6262178 | 42568 | SH |  | SOLE |  | 42568 | 0 | 0 |
| PACKAGING CORP AMER | COM | 695156109 |  | 5352825 | 25223 | SH |  | SOLE |  | 25223 | 0 | 0 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 112636 | 770 | SH |  | SOLE |  | 770 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 5779439 | 205820 | SH |  | SOLE |  | 205820 | 0 | 0 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 63675 | 385 | SH |  | SOLE |  | 385 | 0 | 0 |
| PHILLIPS 66 | COM | 718546104 |  | 5645940 | 30991 | SH |  | SOLE |  | 30991 | 0 | 0 |
| PROCTER  GAMBLE CO | COM | 742718109 |  | 15744 | 109 | SH |  | SOLE |  | 109 | 0 | 0 |
| PRUDENTIAL FINL INC | COM | 744320102 |  | 7815 | 80 | SH |  | SOLE |  | 80 | 0 | 0 |
| QUALCOMM INC | COM | 747525103 |  | 5327886 | 41372 | SH |  | SOLE |  | 41372 | 0 | 0 |
| RTX CORPORATION | COM | 75513E101 |  | 1701645 | 8821 | SH |  | SOLE |  | 8821 | 0 | 0 |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | G7997R103 |  | 4945970 | 12625 | SH |  | SOLE |  | 12625 | 0 | 0 |
| STANLEY BLACK  DECKER INC | COM | 854502101 |  | 5560303 | 78248 | SH |  | SOLE |  | 78248 | 0 | 0 |
| STATE STR SPDR DOW JONES IND | UT SER 1 | 78467X109 |  | 1390 | 3 | SH |  | SOLE |  | 3 | 0 | 0 |
| STATE STR SPDR S 500 ETF T | TR UNIT | 78462F103 |  | 31867 | 49 | SH |  | SOLE |  | 49 | 0 | 0 |
| TARGET CORP | COM | 87612E106 |  | 6473656 | 53413 | SH |  | SOLE |  | 53413 | 0 | 0 |
| THE CIGNA GROUP | COM | 125523100 |  | 5869 | 22 | SH |  | SOLE |  | 22 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 5898 | 12 | SH |  | SOLE |  | 12 | 0 | 0 |
| TRUIST FINL CORP | COM | 89832Q109 |  | 5489875 | 119423 | SH |  | SOLE |  | 119423 | 0 | 0 |
| UNITED PARCEL SVCS INC | CL B | 911312106 |  | 5594772 | 56869 | SH |  | SOLE |  | 56869 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 3518 | 13 | SH |  | SOLE |  | 13 | 0 | 0 |
| VALERO ENERGY CORP | COM | 91913Y100 |  | 1852359 | 7497 | SH |  | SOLE |  | 7497 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 6784179 | 135143 | SH |  | SOLE |  | 135143 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 59541 | 197 | SH |  | SOLE |  | 197 | 0 | 0 |
| WALMART INC | COM | 931142103 |  | 10191 | 82 | SH |  | SOLE |  | 82 | 0 | 0 |
| WASTE MGMT INC DEL | COM | 94106L109 |  | 160853 | 700 | SH |  | SOLE |  | 700 | 0 | 0 |
| WELLS FARGO  CO | PERP PFD CNV A | 949746804 |  | 5775 | 5 | SH |  | SOLE |  | 5 | 0 | 0 |
| WILLIAMS COS INC | COM | 969457100 |  | 247452 | 3400 | SH |  | SOLE |  | 3400 | 0 | 0 |

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