# EDGAR Filing Document

**Accession Number:** 0001846493
**File Stem:** 0001420506-26-000862
**Filing Date:** 2026-5
**Character Count:** 14854
**Document Hash:** 836a101ae739768020fc733fac338f9f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001420506-26-000862.hdr.sgml**: 20260508

**ACCESSION NUMBER**: 0001420506-26-000862

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260508

**DATE AS OF CHANGE**: 20260508

**EFFECTIVENESS DATE**: 20260508

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Red Wave Investments LLC
- **CENTRAL INDEX KEY:** 0001846493

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** VA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-21034
- **FILM NUMBER:** 26957212

**BUSINESS ADDRESS:**
- **STREET 1:** 6 NORTH BALTIMORE STREET, SUITE 3
- **CITY:** DILLSBURG
- **STATE:** PA
- **ZIP:** 17019
- **BUSINESS PHONE:** 717-601-0651

**MAIL ADDRESS:**
- **STREET 1:** 6 NORTH BALTIMORE STREET, SUITE 3
- **CITY:** DILLSBURG
- **STATE:** PA
- **ZIP:** 17019

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Red Wave Investments LLC<br>**Address:** 6 NORTH BALTIMORE STREET SUITE 3<br>DILLSBURG, PA 17019

**Form 13F File Number:** 028-21034

**CRD Number (if applicable):** 000153198

**SEC File Number (if applicable):** 801-119079

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Marc Smith<br>**Title:** Managing Partner Chief Compliance Officer<br>**Phone:** 717-601-0651

**Signature, Place, and Date of Signing:**

Marc Smith Managing Partner Chief Compliance Officer  Dillsburg, PA  05-08-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 113

**Form 13F Information Table Value Total:** $334741477

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABORATORIES | COM | 002824100 |  | 254827 | 2482 | SH |  | SOLE |  | 0 | 0 | 2482 |
| ABBVIE INC | COM | 00287Y109 |  | 694512 | 3193 | SH |  | SOLE |  | 0 | 0 | 3193 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 |  | 267261 | 1348 | SH |  | SOLE |  | 0 | 0 | 1348 |
| ADOBE INC | COM | 00724F101 |  | 225821 | 929 | SH |  | SOLE |  | 0 | 0 | 929 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 615986 | 3028 | SH |  | SOLE |  | 0 | 0 | 3028 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 2234291 | 7770 | SH |  | SOLE |  | 0 | 0 | 7770 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 1233785 | 4301 | SH |  | SOLE |  | 0 | 0 | 4301 |
| AMAZON COM INC | COM | 023135106 |  | 2135392 | 10253 | SH |  | SOLE |  | 0 | 0 | 10253 |
| AMGEN INC | COM | 031162100 |  | 218851 | 622 | SH |  | SOLE |  | 0 | 0 | 622 |
| APPLE INC | COM | 037833100 |  | 5920256 | 23327 | SH |  | SOLE |  | 0 | 0 | 23327 |
| APPLIED MATLS INC | COM | 038222105 |  | 448087 | 1311 | SH |  | SOLE |  | 0 | 0 | 1311 |
| AT INC | COM | 00206R102 |  | 340561 | 11748 | SH |  | SOLE |  | 0 | 0 | 11748 |
| BANK AMERICA CORP | COM | 060505104 |  | 474728 | 9738 | SH |  | SOLE |  | 0 | 0 | 9738 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 1685826 | 3518 | SH |  | SOLE |  | 0 | 0 | 3518 |
| BROADCOM INC | COM | 11135F101 |  | 1366796 | 4416 | SH |  | SOLE |  | 0 | 0 | 4416 |
| CATERPILLAR INC | COM | 149123101 |  | 450659 | 636 | SH |  | SOLE |  | 0 | 0 | 636 |
| CHECK POINT SOFTWARE TECH LT | ORD | M22465104 |  | 364839 | 2554 | SH |  | SOLE |  | 0 | 0 | 2554 |
| CHEVRON CORPORATION | COM | 166764100 |  | 286557 | 1385 | SH |  | SOLE |  | 0 | 0 | 1385 |
| CHIME FINL INC | COM SHS CL A | 16935C109 |  | 6990486 | 373224 | SH |  | SOLE |  | 0 | 0 | 373224 |
| CHURCH  DWIGHT CO INC | COM | 171340102 |  | 654283 | 7011 | SH |  | SOLE |  | 0 | 0 | 7011 |
| CISCO SYS INC | COM | 17275R102 |  | 679923 | 8763 | SH |  | SOLE |  | 0 | 0 | 8763 |
| COCA COLA CO | COM | 191216100 |  | 317713 | 4178 | SH |  | SOLE |  | 0 | 0 | 4178 |
| CORNING INC | COM | 219350105 |  | 261198 | 1921 | SH |  | SOLE |  | 0 | 0 | 1921 |
| COSTCO WHOLESALE CORPORATION | COM | 22160K105 |  | 1774879 | 1781 | SH |  | SOLE |  | 0 | 0 | 1781 |
| CSX CORP | COM | 126408103 |  | 331873 | 8085 | SH |  | SOLE |  | 0 | 0 | 8085 |
| DICKS SPORTING GOODS INC | COM | 253393102 |  | 397175 | 2003 | SH |  | SOLE |  | 0 | 0 | 2003 |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 |  | 10112849 | 260238 | SH |  | SOLE |  | 0 | 0 | 260238 |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | 25434V880 |  | 825505 | 24301 | SH |  | SOLE |  | 0 | 0 | 24301 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 317268 | 2423 | SH |  | SOLE |  | 0 | 0 | 2423 |
| ELEMENT SOLUTIONS INC | COM | 28618M106 |  | 249188 | 7299 | SH |  | SOLE |  | 0 | 0 | 7299 |
| ELI LILLY  CO | COM | 532457108 |  | 553702 | 602 | SH |  | SOLE |  | 0 | 0 | 602 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 1709664 | 10077 | SH |  | SOLE |  | 0 | 0 | 10077 |
| FIREFLY AEROSPACE INC | COM | 31816X106 |  | 4221845 | 148291 | SH |  | SOLE |  | 0 | 0 | 148291 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 249054 | 1787 | SH |  | SOLE |  | 0 | 0 | 1787 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 235749 | 279 | SH |  | SOLE |  | 0 | 0 | 279 |
| HOME DEPOT INC | COM | 437076102 |  | 2016922 | 6133 | SH |  | SOLE |  | 0 | 0 | 6133 |
| HONEYWELL INTL INC | COM | 438516106 |  | 426113 | 1885 | SH |  | SOLE |  | 0 | 0 | 1885 |
| INVESCO CURRENCYSHARES EURO | EURO SHS | 46138K103 |  | 733814 | 6878 | SH |  | SOLE |  | 0 | 0 | 6878 |
| INVESCO EXCH TRADED FD TR II | EMRNG MKT SVRG | 46138E784 |  | 832196 | 39818 | SH |  | SOLE |  | 0 | 0 | 39818 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 18515754 | 32080 | SH |  | SOLE |  | 0 | 0 | 32080 |
| ISHARES TR | 0-3 MNTH TREASRY | 46436E718 |  | 15135515 | 150363 | SH |  | SOLE |  | 0 | 0 | 150363 |
| ISHARES TR | ULTRA SHORT DUR | 46434V878 |  | 663274 | 13103 | SH |  | SOLE |  | 0 | 0 | 13103 |
| ISHARES TR | CORE S ETF | 464287200 |  | 10244946 | 15684 | SH |  | SOLE |  | 0 | 0 | 15684 |
| ISHARES TR | MSCI INTL VLU FT | 46435G409 |  | 2356198 | 59380 | SH |  | SOLE |  | 0 | 0 | 59380 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 698027 | 6325 | SH |  | SOLE |  | 0 | 0 | 6325 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 |  | 4406684 | 40432 | SH |  | SOLE |  | 0 | 0 | 40432 |
| ISHARES TR | CORE MSCI INTL | 46435G326 |  | 6385082 | 76404 | SH |  | SOLE |  | 0 | 0 | 76404 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 |  | 330572 | 4155 | SH |  | SOLE |  | 0 | 0 | 4155 |
| ISHARES U S ETF TR | INT RT HDG C B | 46431W705 |  | 2000915 | 21669 | SH |  | SOLE |  | 0 | 0 | 21669 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 1075292 | 4399 | SH |  | SOLE |  | 0 | 0 | 4399 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 1395544 | 4744 | SH |  | SOLE |  | 0 | 0 | 4744 |
| KLA CORP | COM NEW | 482480100 |  | 340127 | 231 | SH |  | SOLE |  | 0 | 0 | 231 |
| LAM RESEARCH CORP | COM NEW | 512807306 |  | 263870 | 1235 | SH |  | SOLE |  | 0 | 0 | 1235 |
| LEIDOS HOLDINGS INC | COM | 525327102 |  | 311196 | 2001 | SH |  | SOLE |  | 0 | 0 | 2001 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 413570 | 684 | SH |  | SOLE |  | 0 | 0 | 684 |
| LOWES COS INC | COM | 548661107 |  | 229664 | 972 | SH |  | SOLE |  | 0 | 0 | 972 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 1338700 | 2679 | SH |  | SOLE |  | 0 | 0 | 2679 |
| MCDONALDS CORP | COM | 580135101 |  | 272566 | 877 | SH |  | SOLE |  | 0 | 0 | 877 |
| MERCK  CO INC | COM | 58933Y105 |  | 899288 | 7476 | SH |  | SOLE |  | 0 | 0 | 7476 |
| META PLATFORMS INC | CL A | 30303M102 |  | 980532 | 1714 | SH |  | SOLE |  | 0 | 0 | 1714 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 823992 | 2439 | SH |  | SOLE |  | 0 | 0 | 2439 |
| MICROSOFT CORP | COM | 594918104 |  | 2949506 | 7968 | SH |  | SOLE |  | 0 | 0 | 7968 |
| MONOLITHIC PWR SYS INC | COM | 609839105 |  | 212110 | 194 | SH |  | SOLE |  | 0 | 0 | 194 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 238956 | 1452 | SH |  | SOLE |  | 0 | 0 | 1452 |
| NETFLIX INC. | COM | 64110L106 |  | 453636 | 4718 | SH |  | SOLE |  | 0 | 0 | 4718 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 5432211 | 31148 | SH |  | SOLE |  | 0 | 0 | 31148 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 73140 | 500 | SH | Put | SOLE |  | 0 | 0 | 500 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 73140 | 500 | SH | Put | SOLE |  | 0 | 0 | 500 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 131798 | 901 | SH |  | SOLE |  | 0 | 0 | 901 |
| PNC FINL SVCS GROUP INC | COM | 693475105 |  | 396583 | 1906 | SH |  | SOLE |  | 0 | 0 | 1906 |
| POPULAR INC | COM NEW | 733174700 |  | 340674 | 2539 | SH |  | SOLE |  | 0 | 0 | 2539 |
| PROCTER  GAMBLE CO | COM | 742718109 |  | 307033 | 2126 | SH |  | SOLE |  | 0 | 0 | 2126 |
| PROSHARES TR | INVT INT RT HG | 74347B607 |  | 394125 | 5075 | SH |  | SOLE |  | 0 | 0 | 5075 |
| QUANTUM SI INC | COM CL A | 74765K105 |  | 28638 | 37000 | SH |  | SOLE |  | 0 | 0 | 37000 |
| RTX CORPORATION | COM | 75513E101 |  | 229551 | 1190 | SH |  | SOLE |  | 0 | 0 | 1190 |
| SNOWFLAKE INC | COM SHS | 833445109 |  | 294099 | 1950 | SH |  | SOLE |  | 0 | 0 | 1950 |
| SOUTHERN CO | COM | 842587107 |  | 569833 | 5904 | SH |  | SOLE |  | 0 | 0 | 5904 |
| SPDR INDEX SHS FDS | STATE STREET SPD | 78463X889 |  | 5512466 | 120755 | SH |  | SOLE |  | 0 | 0 | 120755 |
| SPDR INDEX SHS FDS | STATE STREET SPD | 78463X509 |  | 5255772 | 112039 | SH |  | SOLE |  | 0 | 0 | 112039 |
| SPDR SERIES TRUST | STATE STREET SPD | 78468R622 |  | 2011556 | 21015 | SH |  | SOLE |  | 0 | 0 | 21015 |
| SPDR SERIES TRUST | STATE STREET SPD | 78468R788 |  | 366390 | 8049 | SH |  | SOLE |  | 0 | 0 | 8049 |
| STARBUCKS CORP | COM | 855244109 |  | 305622 | 3411 | SH |  | SOLE |  | 0 | 0 | 3411 |
| STATE STR SPDR S 500 ETF T | TR UNIT | 78462F103 |  | 2213068 | 3403 | SH |  | SOLE |  | 0 | 0 | 3403 |
| TESLA INC | COM | 88160R101 |  | 963204 | 2591 | SH |  | SOLE |  | 0 | 0 | 2591 |
| TEXAS INSTRS INC | COM | 882508104 |  | 202294 | 1042 | SH |  | SOLE |  | 0 | 0 | 1042 |
| TJX COS INC NEW | COM | 872540109 |  | 278517 | 1744 | SH |  | SOLE |  | 0 | 0 | 1744 |
| TRAVELERS COMPANIES INC | COM | 89417E109 |  | 291680 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 245966 | 909 | SH |  | SOLE |  | 0 | 0 | 909 |
| US BANCORP | COM NEW | 902973304 |  | 280022 | 5384 | SH |  | SOLE |  | 0 | 0 | 5384 |
| VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 |  | 3568186 | 46232 | SH |  | SOLE |  | 0 | 0 | 46232 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 1391575 | 18897 | SH |  | SOLE |  | 0 | 0 | 18897 |
| VANGUARD BD INDEX FDS | VANGUARD ULTRA | 92203C303 |  | 32862139 | 660081 | SH |  | SOLE |  | 0 | 0 | 660081 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 683578 | 8718 | SH |  | SOLE |  | 0 | 0 | 8718 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 |  | 2415089 | 50262 | SH |  | SOLE |  | 0 | 0 | 50262 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 533132 | 2454 | SH |  | SOLE |  | 0 | 0 | 2454 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 2783663 | 6373 | SH |  | SOLE |  | 0 | 0 | 6373 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 |  | 6056494 | 20266 | SH |  | SOLE |  | 0 | 0 | 20266 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 10529316 | 40201 | SH |  | SOLE |  | 0 | 0 | 40201 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 10293106 | 35842 | SH |  | SOLE |  | 0 | 0 | 35842 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 43156477 | 134523 | SH |  | SOLE |  | 0 | 0 | 134523 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 11526750 | 58750 | SH |  | SOLE |  | 0 | 0 | 58750 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 4979306 | 56136 | SH |  | SOLE |  | 0 | 0 | 56136 |
| VANGUARD INSTL INDEX FD | 0-3 MO TREAS BIL | 922040845 |  | 21317792 | 281795 | SH |  | SOLE |  | 0 | 0 | 281795 |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 |  | 16126803 | 116591 | SH |  | SOLE |  | 0 | 0 | 116591 |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 |  | 461361 | 5597 | SH |  | SOLE |  | 0 | 0 | 5597 |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 |  | 1916118 | 13143 | SH |  | SOLE |  | 0 | 0 | 13143 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 2679880 | 49582 | SH |  | SOLE |  | 0 | 0 | 49582 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 |  | 299550 | 5997 | SH |  | SOLE |  | 0 | 0 | 5997 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 |  | 5284811 | 68536 | SH |  | SOLE |  | 0 | 0 | 68536 |
| VISA INC | COM CL A | 92826C839 |  | 851410 | 2817 | SH |  | SOLE |  | 0 | 0 | 2817 |
| VISTRA CORP | COM | 92840M102 |  | 206854 | 1376 | SH |  | SOLE |  | 0 | 0 | 1376 |
| WALMART INC | COM | 931142103 |  | 2127301 | 17117 | SH |  | SOLE |  | 0 | 0 | 17117 |
| WASTE MGMT INC DEL | COM | 94106L109 |  | 447454 | 1947 | SH |  | SOLE |  | 0 | 0 | 1947 |

---