# EDGAR Filing Document

**Accession Number:** 0001432353
**File Stem:** 0001752724-23-016591
**Filing Date:** 2023-1
**Character Count:** 13276
**Document Hash:** f7daa9797f52effaa134a31f6bb080bf
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-016591.hdr.sgml**: 20230127

**ACCESSION NUMBER**: 0001752724-23-016591

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230127

**DATE AS OF CHANGE**: 20230127

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Global X Funds
- **CENTRAL INDEX KEY:** 0001432353
- **IRS NUMBER:** 000000000

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22209
- **FILM NUMBER:** 23562760

**BUSINESS ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 43RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158
- **BUSINESS PHONE:** (212) 644-6110

**MAIL ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 43RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158

## Series and Classes Contracts Data

### Global X Wind Energy ETF (Series ID: S000072700)

| Class ID   | Class Name               | Ticker Symbol   |
|:---|:---|:---|
| C000229137 | Global X Wind Energy ETF | WNDY            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GLOBAL X FUNDS

- **b. Investment Company Act file number:** 811-22209

- **c. CIK number of Registrant:** 0001432353

- **d. LEI of Registrant:** 5493003RA4QUTSYF1N15

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 605 Third Avenue

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10158

  - **Telephone number:** 2126446110

**Item A.2. Information about the Series.**

- **a. Name of Series:** Global X Wind Energy ETF

- **b. EDGAR series identifier (if any):** S000072700

- **c. LEI of Series:** 549300RKK830JM8I6036

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $3342922.96

**Total Liabilities:** $1375.38

**Net Assets:** $3341547.58

**Cash Not Reported:** $0.02

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000229137 | 7.85%                | -0.61%               | -16.20%              |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $245450.92                                 |
| Month 2  | $4616.50                 | $-23846.52                                 |
| Month 3  | $0.00                    | $-603489.26                                |

### Schedule of Portfolio Investments

| Name                                                                    | Title                                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| CECEP Wind-Power Corporation                                            | CECEP WIND POWER CORP-A COMMON STOCK      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |    348660 | NS      | $199345.38    | 5.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Omega Energia S.A.                                                      | OMEGA ENERGIA SA COMMON STOCK             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | BR        |     37800 | NS      | $72023.28     | 2.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Riyue Heavy Industry Co., Ltd.                                          | RIYUE HEAVY INDUSTRY CO LT-A COMMON STOCK | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |     23800 | NS      | $66559.56     | 1.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Jinlei Technology Co Ltd                                                | JINLEI TECHNOLOGY CO LTD -A COMMON STOCK  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |     17700 | NS      | $97950.89     | 2.93%             |  |  |  | No            |                  1 | On Loan: No      |
| NORTHLAND POWER INC.                                                    | NORTHLAND POWER INC COMMON STOCK          | CUSIP: 666511100<br>LEI: 549300IT8CIDW8V5KX72 | Long             | EC               |  | CA        |     12089 | NS      | $339743.97    | 10.17%            |  |  |  | No            |                  1 | On Loan: No      |
| XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO.,LTD                          | XINJIANG GOLDWIND SCI&TEC-H COMMON STOCK  | CUSIP: N/A<br>LEI: 3003008X6GR2ZPYM2V54       | Long             | EC               |  | HK        |     55000 | NS      | $59118.57     | 1.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Eolus Vind Aktiebolag (publ).                                           | EOLUS VIND AB-B SHS COMMON STOCK          | CUSIP: N/A<br>LEI: 549300NNUPH6DE8DVO06       | Long             | EC               |  | SE        |      1397 | NS      | $14528.34     | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Ming Yang Smart Energy Group Limited                                    | MING YANG SMART ENERGY GRO-A COMMON STOCK | CUSIP: N/A<br>LEI: 300300W76R6UJHEZL847       | Long             | EC               |  | CN        |     48400 | NS      | $182912.24    | 5.47%             |  |  |  | No            |                  1 | On Loan: No      |
| CORPORACION ACCIONA ENERGIAS RENOVABLES SA                              | CORP ACCIONA ENERGIAS RENOVA COMMON STOCK | CUSIP: N/A<br>LEI: 254900UPX0OEHTKB9Y44       | Long             | EC               |  | ES        |      3905 | NS      | $152227.45    | 4.56%             |  |  |  | No            |                  1 | On Loan: No      |
| CS Wind Corporation                                                     | CS WIND CORP COMMON STOCK                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | KR        |      1702 | NS      | $98724.65     | 2.95%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA HIGH SPEED TRANSMISSION EQUIPMENT GROUP CO., LTD.                 | CHINA HIGH SPEED TRANSMISSIO COMMON STOCK | CUSIP: N/A<br>LEI: 5299001URD35ZVRLZI41       | Long             | EC               |  | HK        |     28300 | NS      | $13124.85     | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| UNISON CO., LTD.                                                        | UNISON CO LTD COMMON STOCK                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | KR        |      7326 | NS      | $9970.94      | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA LONGYUAN POWER GROUP CORPORATION LIMITED                          | CHINA LONGYUAN POWER GROUP-H COMMON STOCK | CUSIP: N/A<br>LEI: 5299008UYLF3O6V9T464       | Long             | EC               |  | HK        |    198600 | NS      | $242223.05    | 7.25%             |  |  |  | No            |                  1 | On Loan: No      |
| BORALEX INC.                                                            | BORALEX INC -A COMMON STOCK               | CUSIP: 09950M300<br>LEI: 5493004UT7HNQU2SVR90 | Long             | EC               |  | CA        |      5685 | NS      | $158552.67    | 4.74%             |  |  |  | No            |                  1 | On Loan: No      |
| TERNA ENERGY S.A.                                                       | TERNA ENERGY SA COMMON STOCK              | CUSIP: N/A<br>LEI: 5493006164JBW2E60O73       | Long             | EC               |  | GR        |      3759 | NS      | $75474.16     | 2.26%             |  |  |  | No            |                  1 | On Loan: No      |
| RENEW ENERGY GLOBAL PLC                                                 | RENEW ENERGY GLOBAL PLC-A COMMON STOCK    | CUSIP: G7500M104<br>LEI: 254900SL77LA2KAG7R65 | Long             | EC               |  | US        |     12170 | NS      | $73871.90     | 2.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Siemens Gamesa Renewable Energy, S.A.                                   | SIEMENS GAMESA RENEWABLE ENE COMMON STOCK | CUSIP: N/A<br>LEI: 9598004BR8D81D3M1D64       | Long             | EC               |  | ES        |     11049 | NS      | $205120.95    | 6.14%             |  |  |  | No            |                  1 | On Loan: No      |
| China Datang Corporation Renewable Power Co., Limited                   | CHINA DATANG CORP RENEWABL-H COMMON STOCK | CUSIP: N/A<br>LEI: 52990099S0ALQQ25XM62       | Long             | EC               |  | HK        |    169000 | NS      | $48282.62     | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Titan Wind Energy (Suzhou) Co., Ltd.                                    | TITAN WIND ENERGY SUZHOU-A COMMON STOCK   | CUSIP: N/A<br>LEI: 3003007ZSZNFX2N7JL66       | Long             | EC               |  | CN        |     58100 | NS      | $116141.77    | 3.48%             |  |  |  | No            |                  1 | On Loan: No      |
| INNERGEX ENERGIE RENOUVELABLE INC.                                      | INNERGEX RENEWABLE ENERGY COMMON STOCK    | CUSIP: 45790B104<br>LEI: 549300EORYEC4J59SU80 | Long             | EC               |  | CA        |      9977 | NS      | $123930.57    | 3.71%             |  |  |  | No            |                  1 | On Loan: No      |
| CENTURY IRON AND STEEL INDUSTRIAL CO., LTD.                             | CENTURY IRON & STEEL INDUS COMMON STOCK   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | TW        |     12000 | NS      | $33003.83     | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| VESTAS WIND SYSTEMS A/S                                                 | VESTAS WIND SYSTEMS A/S COMMON STOCK      | CUSIP: N/A<br>LEI: 549300DYMC8BGZZC8844       | Long             | EC               |  | DK        |     16308 | NS      | $405143.30    | 12.12%            |  |  |  | No            |                  1 | On Loan: No      |
| TPI COMPOSITES, INC.                                                    | TPI COMPOSITES INC COMMON STOCK           | CUSIP: 87266J104<br>LEI: 549300TI9H56OIY0QE39 | Long             | EC               |  | US        |      2543 | NS      | $30719.44     | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| OX2 AB (publ)                                                           | OX2 AB COMMON STOCK                       | CUSIP: N/A<br>LEI: 549300DSDIWP6USPXU21       | Long             | EC               |  | SE        |      5698 | NS      | $40716.03     | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Nordex SE                                                               | NORDEX SE COMMON STOCK                    | CUSIP: N/A<br>LEI: 529900HVDYCUWVD0OE76       | Long             | EC               |  | DE        |      8435 | NS      | $104395.28    | 3.12%             |  |  |  | No            |                  1 | On Loan: No      |
| CONCORD NEW ENERGY GROUP LIMITED                                        | CONCORD NEW ENERGY GROUP LTD COMMON STOCK | CUSIP: N/A<br>LEI: 213800OTQMZQ6WHU8M17       | Long             | EC               |  | HK        |    490000 | NS      | $43315.61     | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Aeris Industria e Comercio de Equipamentos para Geracao de Energia S.A. | AERIS INDUSTRIA E COMERCIO D COMMON STOCK | CUSIP: N/A<br>LEI: 254900567AL0B1K8Q038       | Long             | EC               |  | BR        |     15400 | NS      | $4216.93      | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Orsted A/S                                                              | ORSTED A/S COMMON STOCK                   | CUSIP: N/A<br>LEI: W9NG6WMZIYEU8VEDOG48       | Long             | EC               |  | DK        |      4079 | NS      | $350377.16    | 10.49%            |  |  |  | Yes           |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-11-30

**Name of Applicant:** GLOBAL X FUNDS

**Signature:** Luis Berruga

**Name of Signer:** Luis Berruga

**Title:** President