# EDGAR Filing Document

**Accession Number:** 0002018090
**File Stem:** 0002085853-26-000471
**Filing Date:** 2026-4
**Character Count:** 21598
**Document Hash:** 5eed283cec731f3ae572987f2a50051f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002085853-26-000471.hdr.sgml**: 20260423

**ACCESSION NUMBER**: 0002085853-26-000471

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260423

**DATE AS OF CHANGE**: 20260423

**EFFECTIVENESS DATE**: 20260423

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Catalina Capital Group, LLC
- **CENTRAL INDEX KEY:** 0002018090

**ORGANIZATION NAME:**
- **EIN:** 471400485
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-24081
- **FILM NUMBER:** 26885815

**BUSINESS ADDRESS:**
- **STREET 1:** 2601 AIRPORT DRIVE
- **STREET 2:** SUITE 375
- **CITY:** TORRANCE
- **STATE:** CA
- **ZIP:** 90505
- **BUSINESS PHONE:** 310-540-5544

**MAIL ADDRESS:**
- **STREET 1:** 2601 AIRPORT DRIVE
- **STREET 2:** SUITE 375
- **CITY:** TORRANCE
- **STATE:** CA
- **ZIP:** 90505

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Catalina Capital Group LLC<br>**Address:** 2601 Airport Drive<br>Suite 375<br>Torrance, CA 90505

**Form 13F File Number:** 028-24081

**CRD Number (if applicable):** 000172556

**SEC File Number (if applicable):** 801-110269

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Chris M. Frantz<br>**Title:** Chief Compliance Officer<br>**Phone:** 310-540-5544

**Signature, Place, and Date of Signing:**

/s/ Chris M. Frantz  Torrance, CA  04-23-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 176

**Form 13F Information Table Value Total:** $167902914

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBVIE INC | COM | 00287Y109 |  | 546116 | 2511 | SH |  | SOLE |  | 2271 | 0 | 240 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 299652 | 1473 | SH |  | SOLE |  | 1153 | 0 | 320 |
| AFLAC INC | COM | 001055102 |  | 223370 | 2036 | SH |  | SOLE |  | 2016 | 0 | 20 |
| ALLIANCEBERNSTEIN NATL MUN I | COM | 01864U106 |  | 294114 | 27513 | SH |  | SOLE |  | 0 | 0 | 27513 |
| ALLSPRING GLOBAL DIVIDEND OP | COM | 94987C103 |  | 129519 | 22216 | SH |  | SOLE |  | 0 | 0 | 22216 |
| ALLSPRING MULTI SECTOR INCOM | COM | 94987D101 |  | 98470 | 10929 | SH |  | SOLE |  | 0 | 0 | 10929 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 2703691 | 9425 | SH |  | SOLE |  | 7569 | 0 | 1856 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 1921228 | 6681 | SH |  | SOLE |  | 6073 | 0 | 608 |
| AMAZON COM INC | COM | 023135106 |  | 4433443 | 21287 | SH |  | SOLE |  | 12749 | 0 | 8538 |
| AMERICAN CENTY ETF TR | AVANTIS EMGMKT | 025072604 |  | 734694 | 9118 | SH |  | SOLE |  | 0 | 0 | 9118 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 301270 | 996 | SH |  | SOLE |  | 223 | 0 | 773 |
| ANALOG DEVICES INC | COM | 032654105 |  | 285053 | 896 | SH |  | SOLE |  | 896 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 7393483 | 29132 | SH |  | SOLE |  | 14772 | 0 | 14360 |
| ARROWMARK FINANCIAL CORP | COM | 861780104 |  | 299566 | 15717 | SH |  | SOLE |  | 0 | 0 | 15717 |
| ASML HLDG NV | N Y REGISTRY SHS | N07059210 |  | 220579 | 167 | SH |  | SOLE |  | 167 | 0 | 0 |
| BANK NEW YORK MELLON CORP | COM | 064058100 |  | 562899 | 4745 | SH |  | SOLE |  | 4420 | 0 | 325 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 1791729 | 3739 | SH |  | SOLE |  | 2157 | 0 | 1582 |
| BLACKROCK ETF TRUST | ISHARES US THEMA | 09290C806 |  | 700912 | 19352 | SH |  | SOLE |  | 0 | 0 | 19352 |
| BLACKROCK ETF TRUST | ISHARES US EQUIT | 09290C103 |  | 1601881 | 27533 | SH |  | SOLE |  | 0 | 0 | 27533 |
| BLACKROCK ETF TRUST | ISHARES A I INNO | 09290C780 |  | 769504 | 23354 | SH |  | SOLE |  | 0 | 0 | 23354 |
| BLACKROCK ETF TRUST | ISHARES INTL CTR | 09290C764 |  | 1088186 | 33844 | SH |  | SOLE |  | 0 | 0 | 33844 |
| BLACKROCK ETF TRUST | ISHARES LARGE CA | 09290C855 |  | 534031 | 13006 | SH |  | SOLE |  | 0 | 0 | 13006 |
| BLACKROCK ETF TRUST II | ISHARES FLEXIBLE | 092528603 |  | 481316 | 9269 | SH |  | SOLE |  | 0 | 0 | 9269 |
| BLACKROCK INC | COM | 09290D101 |  | 366412 | 381 | SH |  | SOLE |  | 370 | 0 | 11 |
| BLACKROCK MUNIHOLDINGS FD IN | COM | 09253N104 |  | 119410 | 10586 | SH |  | SOLE |  | 0 | 0 | 10586 |
| BLUE OWL TECHNOLOGY FIN CORP | COMMON STOCK | 095924106 |  | 397285 | 32065 | SH |  | SOLE |  | 0 | 0 | 32065 |
| BNY MELLON STRATEGIC MUN BD | COM | 09662E109 |  | 219365 | 36500 | SH |  | SOLE |  | 0 | 0 | 36500 |
| BONDBLOXX ETF TRUST | BLOOMBERG TEN YR | 09789C812 |  | 929032 | 20258 | SH |  | SOLE |  | 0 | 0 | 20258 |
| BROADCOM INC | COM | 11135F101 |  | 1366177 | 4414 | SH |  | SOLE |  | 4199 | 0 | 215 |
| BROOKFIELD REAL ASSETS INCOM | SHS BEN INT | 112830104 |  | 205246 | 15960 | SH |  | SOLE |  | 0 | 0 | 15960 |
| CALAMOS ETF TR | AUTOCALLABLE INC | 12811T571 |  | 239996 | 9546 | SH |  | SOLE |  | 4063 | 0 | 5483 |
| CARLYLE SECURED LENDING INC | COM | 872280102 |  | 174668 | 15966 | SH |  | SOLE |  | 0 | 0 | 15966 |
| CATERPILLAR INC | COM | 149123101 |  | 709168 | 1001 | SH |  | SOLE |  | 590 | 0 | 411 |
| CHEVRON CORPORATION | COM | 166764100 |  | 278487 | 1346 | SH |  | SOLE |  | 836 | 0 | 510 |
| CISCO SYS INC | COM | 17275R102 |  | 343025 | 4421 | SH |  | SOLE |  | 1910 | 0 | 2511 |
| COCA COLA CO | COM | 191216100 |  | 1040771 | 13685 | SH |  | SOLE |  | 1769 | 0 | 11916 |
| COCA COLA CO | COM | 191216100 |  | 866970 | 11400 | SH | Put | SOLE |  | 0 | 0 | 0 |
| COHEN  STEERS REAL ESTATE O | SHS BENFIN INT | 19249Q103 |  | 187857 | 12920 | SH |  | SOLE |  | 0 | 0 | 12920 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 366432 | 2776 | SH |  | SOLE |  | 2776 | 0 | 0 |
| COSTCO WHOLESALE CORPORATION | COM | 22160K105 |  | 641748 | 644 | SH |  | SOLE |  | 204 | 0 | 440 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 |  | 216678 | 555 | SH |  | SOLE |  | 133 | 0 | 422 |
| CUMMINS INC | COM | 231021106 |  | 317970 | 591 | SH |  | SOLE |  | 591 | 0 | 0 |
| DOUBLELINE YIELD OPPORTUNITI | COM | 25862D105 |  | 189270 | 13597 | SH |  | SOLE |  | 0 | 0 | 13597 |
| DUFF  PHELPS UTLITY AND INF | COM | 26433C105 |  | 198290 | 13732 | SH |  | SOLE |  | 0 | 0 | 13732 |
| EATON CORP PLC | SHS | G29183103 |  | 350874 | 981 | SH |  | SOLE |  | 981 | 0 | 0 |
| EATON VANCE NATL MUN OPPORT | COM SHS | 27829L105 |  | 176747 | 10324 | SH |  | SOLE |  | 0 | 0 | 10324 |
| EATON VANCE RISK-MANAGED DIV | COM | 27829G106 |  | 108628 | 13296 | SH |  | SOLE |  | 0 | 0 | 13296 |
| EATON VANCE TAX-MANAGED GLOB | COM | 27829F108 |  | 121673 | 14050 | SH |  | SOLE |  | 0 | 0 | 14050 |
| ELI LILLY  CO | COM | 532457108 |  | 1116601 | 1214 | SH |  | SOLE |  | 1139 | 0 | 75 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 395298 | 2330 | SH |  | SOLE |  | 2211 | 0 | 119 |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 316092808 |  | 552566 | 2656 | SH |  | SOLE |  | 0 | 0 | 2656 |
| FIRST TR EXCH TRADED FD III | CALIF MUN INCM | 33739P863 |  | 808657 | 16540 | SH |  | SOLE |  | 0 | 0 | 16540 |
| FIRST TR EXCH TRADED FD III | MANAGD MUN ETF | 33739N108 |  | 240874 | 4755 | SH |  | SOLE |  | 0 | 0 | 4755 |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 |  | 224201 | 958 | SH |  | SOLE |  | 0 | 0 | 958 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST LADDERED | 33740F755 |  | 290929 | 8615 | SH |  | SOLE |  | 6034 | 0 | 2581 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 33740F763 |  | 266517 | 4772 | SH |  | SOLE |  | 0 | 0 | 4772 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST UQ EQT | 33740U505 |  | 947713 | 19061 | SH |  | SOLE |  | 0 | 0 | 19061 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 33740F847 |  | 329558 | 6172 | SH |  | SOLE |  | 0 | 0 | 6172 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 33740U307 |  | 390863 | 7766 | SH |  | SOLE |  | 0 | 0 | 7766 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 33740U679 |  | 573958 | 15504 | SH |  | SOLE |  | 0 | 0 | 15504 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST U.S EQT | 33740F433 |  | 319696 | 8110 | SH |  | SOLE |  | 0 | 0 | 8110 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 33740F516 |  | 549650 | 13115 | SH |  | SOLE |  | 0 | 0 | 13115 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 33740U885 |  | 626255 | 13946 | SH |  | SOLE |  | 0 | 0 | 13946 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 33740F623 |  | 236322 | 4688 | SH |  | SOLE |  | 0 | 0 | 4688 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 33740F458 |  | 732021 | 18088 | SH |  | SOLE |  | 0 | 0 | 18088 |
| FIVE BELOW INC | COM | 33829M101 |  | 247901 | 1085 | SH |  | SOLE |  | 0 | 0 | 1085 |
| FLAHERTY  CRUMRINE DYNAMIC | SHS | 33848W106 |  | 281883 | 14045 | SH |  | SOLE |  | 0 | 0 | 14045 |
| FLAHERTY  CRUMRINE PFD INCO | COM | 33848E106 |  | 170160 | 18823 | SH |  | SOLE |  | 0 | 0 | 18823 |
| FS CREDIT OPPORTUNITIES CORP | COMMON STOCK | 30290Y101 |  | 218831 | 42908 | SH |  | SOLE |  | 0 | 0 | 42908 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 203620 | 1461 | SH |  | SOLE |  | 1449 | 0 | 12 |
| GLOBAL X FDS | DEFENSE TECH ETF | 37960A529 |  | 555684 | 7844 | SH |  | SOLE |  | 0 | 0 | 7844 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 635338 | 751 | SH |  | SOLE |  | 745 | 0 | 6 |
| GRAYSCALE BITCOIN TRUST ETF | SHS REP COM UT | 389637109 |  | 433951 | 8225 | SH |  | SOLE |  | 0 | 0 | 8225 |
| HERCULES CAPITAL INC | COM | 427096508 |  | 158290 | 10717 | SH |  | SOLE |  | 0 | 0 | 10717 |
| HOME DEPOT INC | COM | 437076102 |  | 754271 | 2293 | SH |  | SOLE |  | 980 | 0 | 1313 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C540 |  | 5358995 | 126094 | SH |  | SOLE |  | 0 | 0 | 126094 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C573 |  | 225261 | 5513 | SH |  | SOLE |  | 2410 | 0 | 3103 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C508 |  | 487686 | 10572 | SH |  | SOLE |  | 4000 | 0 | 6572 |
| INNOVATOR ETFS TRUST | US SMALL CAP PWR | 45784N833 |  | 2746302 | 106865 | SH |  | SOLE |  | 0 | 0 | 106865 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C813 |  | 776483 | 16892 | SH |  | SOLE |  | 0 | 0 | 16892 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C417 |  | 351035 | 8754 | SH |  | SOLE |  | 0 | 0 | 8754 |
| INNOVATOR ETFS TRUST | US SMALL CAP POW | 45784N304 |  | 246343 | 8734 | SH |  | SOLE |  | 0 | 0 | 8734 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C318 |  | 573578 | 14361 | SH |  | SOLE |  | 0 | 0 | 14361 |
| INNOVATOR ETFS TRUST | US EQT PWR BUF | 45782C870 |  | 202423 | 5086 | SH |  | SOLE |  | 0 | 0 | 5086 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 |  | 828399 | 1797 | SH |  | SOLE |  | 1797 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | S 500 MOMNTM | 46138E339 |  | 707107 | 6307 | SH |  | SOLE |  | 0 | 0 | 6307 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 4844680 | 25243 | SH |  | SOLE |  | 0 | 0 | 25243 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 1673653 | 2900 | SH |  | SOLE |  | 30 | 0 | 2870 |
| INVESCO TR INVT GRADE MUNS | COM | 46131M106 |  | 109596 | 11104 | SH |  | SOLE |  | 0 | 0 | 11104 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 1542851 | 13640 | SH |  | SOLE |  | 321 | 0 | 13319 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 241773 | 1945 | SH |  | SOLE |  | 0 | 0 | 1945 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 206948 | 2286 | SH |  | SOLE |  | 0 | 0 | 2286 |
| ISHARES TR | U.S. TECH ETF | 464287721 |  | 1600783 | 8824 | SH |  | SOLE |  | 2627 | 0 | 6197 |
| ISHARES TR | CORE INTL AGGR | 46435G672 |  | 447308 | 8939 | SH |  | SOLE |  | 0 | 0 | 8939 |
| ISHARES TR | EXPANDED TECH | 464287515 |  | 211332 | 2640 | SH |  | SOLE |  | 2625 | 0 | 15 |
| ISHARES TR | MSCI ACWI EX US | 464288240 |  | 1018139 | 14870 | SH |  | SOLE |  | 0 | 0 | 14870 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 434054 | 1750 | SH |  | SOLE |  | 0 | 0 | 1750 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 463177 | 1086 | SH |  | SOLE |  | 0 | 0 | 1086 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 |  | 883390 | 4606 | SH |  | SOLE |  | 0 | 0 | 4606 |
| ISHARES TR | EAFE VALUE ETF | 464288877 |  | 751249 | 10104 | SH |  | SOLE |  | 0 | 0 | 10104 |
| ISHARES TR | US TREAS BD ETF | 46429B267 |  | 2391734 | 104397 | SH |  | SOLE |  | 0 | 0 | 104397 |
| ISHARES TR | MBS ETF | 464288588 |  | 582328 | 6133 | SH |  | SOLE |  | 0 | 0 | 6133 |
| ISHARES TR | CORE S ETF | 464287200 |  | 8125465 | 12439 | SH |  | SOLE |  | 411 | 0 | 12028 |
| ISHARES TR | CORE UNIVRSL USD | 46434V613 |  | 1114545 | 24130 | SH |  | SOLE |  | 0 | 0 | 24130 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 1796480 | 8508 | SH |  | SOLE |  | 121 | 0 | 8387 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT ETF | 46641Q837 |  | 6674930 | 131890 | SH |  | SOLE |  | 0 | 0 | 131890 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 743713 | 2528 | SH |  | SOLE |  | 1565 | 0 | 963 |
| KAYNE ANDERSON BDC INC | COM SHS | 48662X105 |  | 210918 | 15373 | SH |  | SOLE |  | 0 | 0 | 15373 |
| KAYNE ANDERSON ENERGY INFRST | COM | 486606106 |  | 470854 | 32973 | SH |  | SOLE |  | 0 | 0 | 32973 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 248404 | 411 | SH |  | SOLE |  | 345 | 0 | 66 |
| MARATHON PETE CORP | COM | 56585A102 |  | 388979 | 1593 | SH |  | SOLE |  | 1593 | 0 | 0 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 252828 | 506 | SH |  | SOLE |  | 364 | 0 | 142 |
| MERCK  CO INC | COM | 58933Y105 |  | 232039 | 1929 | SH |  | SOLE |  | 1644 | 0 | 285 |
| META PLATFORMS INC | CL A | 30303M102 |  | 2415753 | 4222 | SH |  | SOLE |  | 822 | 0 | 3400 |
| MFS HIGH INCOME MUN TR | SH BEN INT | 59318D104 |  | 304283 | 82017 | SH |  | SOLE |  | 0 | 0 | 82017 |
| MFS MUN INCOME TR | SH BEN INT | 552738106 |  | 377974 | 70125 | SH |  | SOLE |  | 0 | 0 | 70125 |
| MICROSOFT CORP | COM | 594918104 |  | 3788770 | 10235 | SH |  | SOLE |  | 8927 | 0 | 1308 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 286640 | 1742 | SH |  | SOLE |  | 380 | 0 | 1362 |
| MOTOROLA SOLUTIONS INC | COM NEW | 620076307 |  | 217853 | 502 | SH |  | SOLE |  | 314 | 0 | 188 |
| NETFLIX INC. | COM | 64110L106 |  | 865350 | 9000 | SH |  | SOLE |  | 7420 | 0 | 1580 |
| NUCOR CORP | COM | 670346105 |  | 210360 | 1244 | SH |  | SOLE |  | 1244 | 0 | 0 |
| NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 |  | 226576 | 18376 | SH |  | SOLE |  | 0 | 0 | 18376 |
| NUVEEN MUN CR INCOME FD | COM SH BEN INT | 67070X101 |  | 176744 | 14511 | SH |  | SOLE |  | 0 | 0 | 14511 |
| NUVEEN PFD  INCOME OPPORTUN | COM | 67073B106 |  | 185688 | 24627 | SH |  | SOLE |  | 0 | 0 | 24627 |
| NUVEEN REAL ASSET INCOME  G | COM | 67074Y105 |  | 168006 | 13659 | SH |  | SOLE |  | 0 | 0 | 13659 |
| NUVEEN VRIABL RAT PFD  INM | COM | 67080R102 |  | 228182 | 12572 | SH |  | SOLE |  | 0 | 0 | 12572 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 6375084 | 36554 | SH |  | SOLE |  | 28264 | 0 | 8291 |
| ORACLE CORP | COM | 68389X105 |  | 804849 | 5471 | SH |  | SOLE |  | 5451 | 0 | 20 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 399491 | 2731 | SH |  | SOLE |  | 1423 | 0 | 1308 |
| PARKER-HANNIFIN CORP | COM | 701094104 |  | 217543 | 243 | SH |  | SOLE |  | 243 | 0 | 0 |
| PGIM SHORT DUR HIG YLD OPP F | COM | 69355J104 |  | 406379 | 25367 | SH |  | SOLE |  | 0 | 0 | 25367 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 290998 | 1760 | SH |  | SOLE |  | 1660 | 0 | 100 |
| PHILLIPS 66 | COM | 718546104 |  | 304058 | 1669 | SH |  | SOLE |  | 1669 | 0 | 0 |
| PHILLIPS EDISON  CO INC | COMMON STOCK | 71844V201 |  | 440022 | 11759 | SH |  | SOLE |  | 0 | 0 | 11759 |
| PIMCO CALIF MUN INCOME FD | COM | 72200N106 |  | 280566 | 32700 | SH |  | SOLE |  | 0 | 0 | 32700 |
| PIMCO NEW YORK MUN FD II | COM | 72200Y102 |  | 179511 | 26206 | SH |  | SOLE |  | 0 | 0 | 26206 |
| PROCTER  GAMBLE CO | COM | 742718109 |  | 350989 | 2430 | SH |  | SOLE |  | 2214 | 0 | 216 |
| PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 746922103 |  | 211305 | 20515 | SH |  | SOLE |  | 0 | 0 | 20515 |
| RBB BANCORP | COM | 74930B105 |  | 632659 | 29605 | SH |  | SOLE |  | 0 | 0 | 29605 |
| REPUBLIC SVCS INC | COM | 760759100 |  | 671296 | 3065 | SH |  | SOLE |  | 3056 | 0 | 9 |
| RTX CORPORATION | COM | 75513E101 |  | 253856 | 1316 | SH |  | SOLE |  | 1053 | 0 | 263 |
| SABA CAPITAL INCOME  OPPORT | COM NEW | 880198205 |  | 391140 | 47012 | SH |  | SOLE |  | 0 | 0 | 47012 |
| SANDISK CORP | COM | 80004C200 |  | 245877 | 387 | SH |  | SOLE |  | 387 | 0 | 0 |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 |  | 1020157 | 43934 | SH |  | SOLE |  | 0 | 0 | 43934 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 227193 | 528 | SH |  | SOLE |  | 0 | 0 | 528 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A854 |  | 5623630 | 73473 | SH |  | SOLE |  | 518 | 0 | 72955 |
| STARBUCKS CORP | COM | 855244109 |  | 1039244 | 11600 | SH | Put | SOLE |  | 0 | 0 | 0 |
| STARBUCKS CORP | COM | 855244109 |  | 1456294 | 16255 | SH |  | SOLE |  | 1736 | 0 | 14519 |
| STATE STR SPDR S 500 ETF T | TR UNIT | 78462F103 |  | 2157844 | 3318 | SH |  | SOLE |  | 0 | 0 | 3318 |
| STATE STR SPDR S 500 ETF T | TR UNIT | 78462F103 |  | 2861496 | 4400 | SH | Put | SOLE |  | 0 | 0 | 0 |
| STRYKER CORPORATION | COM | 863667101 |  | 295402 | 899 | SH |  | SOLE |  | 699 | 0 | 200 |
| TAIWAN SEMICONDUCTOR MANUFAC | SPONSORED ADS | 874039100 |  | 204122 | 604 | SH |  | SOLE |  | 119 | 0 | 485 |
| TARGA RES CORP | COM | 87612G101 |  | 363559 | 1450 | SH |  | SOLE |  | 1450 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 509669 | 1371 | SH |  | SOLE |  | 879 | 0 | 492 |
| TJX COS INC NEW | COM | 872540109 |  | 946702 | 5928 | SH |  | SOLE |  | 5736 | 0 | 192 |
| TORTOISE ENERGY INFRSTRCTR C | COM | 89147L886 |  | 370186 | 7426 | SH |  | SOLE |  | 0 | 0 | 7426 |
| TRAVELERS COMPANIES INC | COM | 89417E109 |  | 219927 | 754 | SH |  | SOLE |  | 731 | 0 | 23 |
| TRINITY CAP INC | COM | 896442308 |  | 222901 | 15153 | SH |  | SOLE |  | 0 | 0 | 15153 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 250537 | 926 | SH |  | SOLE |  | 837 | 0 | 89 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 |  | 243459 | 635 | SH |  | SOLE |  | 535 | 0 | 100 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 559551 | 1744 | SH |  | SOLE |  | 846 | 0 | 898 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 380478 | 637 | SH |  | SOLE |  | 239 | 0 | 398 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 203036 | 707 | SH |  | SOLE |  | 0 | 0 | 707 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 1530681 | 7117 | SH |  | SOLE |  | 0 | 0 | 7117 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 |  | 216523 | 2808 | SH |  | SOLE |  | 0 | 0 | 2808 |
| VISA INC | COM CL A | 92826C839 |  | 421753 | 1395 | SH |  | SOLE |  | 1181 | 0 | 214 |
| VOYA GLBL EQTY DIV  PREM OP | COM | 92912T100 |  | 65476 | 11487 | SH |  | SOLE |  | 0 | 0 | 11487 |
| WALMART INC | COM | 931142103 |  | 598657 | 4817 | SH |  | SOLE |  | 4544 | 0 | 273 |
| WESTERN ASSET MANAGED MUNS F | COM | 95766M105 |  | 212436 | 20665 | SH |  | SOLE |  | 0 | 0 | 20665 |
| WESTERN DIGITAL CORP | COM | 958102105 |  | 241347 | 892 | SH |  | SOLE |  | 892 | 0 | 0 |
| WILLIAMS COS INC | COM | 969457100 |  | 281804 | 3872 | SH |  | SOLE |  | 3872 | 0 | 0 |
| WILLIAMS SONOMA INC | COM | 969904101 |  | 288993 | 1585 | SH |  | SOLE |  | 1585 | 0 | 0 |
| WISDOMTREE TR | FLOATNG RAT TREA | 97717Y527 |  | 18085357 | 359264 | SH |  | SOLE |  | 22146 | 0 | 337118 |
| WISDOMTREE TR | US QTLY DIV GRT | 97717X669 |  | 4559751 | 51910 | SH |  | SOLE |  | 0 | 0 | 51910 |
| WORLD GOLD TR | SPDR GLD MINIS | 98149E303 |  | 346753 | 3741 | SH |  | SOLE |  | 0 | 0 | 3741 |
| ZEVIA PBC | CL A | 98955K104 |  | 15939 | 13623 | SH |  | SOLE |  | 10000 | 0 | 3623 |

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