# EDGAR Filing Document

**Accession Number:** 0001418054
**File Stem:** 0001418054-25-000010
**Filing Date:** 2025-12
**Character Count:** 4847
**Document Hash:** 981ce36c4aca10fc22fcf7315f36eecf
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001418054-25-000010.hdr.sgml**: 20251222

**ACCESSION NUMBER**: 0001418054-25-000010

**CONFORMED SUBMISSION TYPE**: TA-1/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20251205

**DATE AS OF CHANGE**: 20251222

**EFFECTIVENESS DATE**: 20251215

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Russell Investments Fund Services, LLC
- **CENTRAL INDEX KEY:** 0001418054

**ORGANIZATION NAME:**
- **EIN:** 371554566
- **STATE OF INCORPORATION:** WA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** TA-1/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-06276
- **FILM NUMBER:** 251590940

**BUSINESS ADDRESS:**
- **STREET 1:** 1301 SECOND AVENUE, 18TH FLOOR
- **CITY:** SEATTLE
- **STATE:** WA
- **ZIP:** 98101
- **BUSINESS PHONE:** 206-505-1703

**MAIL ADDRESS:**
- **STREET 1:** 1301 SECOND AVENUE, 18TH FLOOR
- **CITY:** SEATTLE
- **STATE:** WA
- **ZIP:** 98101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Russell Fund Services CO
- **DATE OF NAME CHANGE:** 20071109

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-1

### UNIFORM FORM OF APPLICATION FOR REGISTRATION AS A TRANSFER AGENT

### Registrant Information

**Appropriate regulatory agency:** SEC

**Full name of Registrant:** Russell Investments Fund Services, LLC

**FINS Number:** 410944

**Address of principal office where transfer agent activities are performed:** 401 Union Street, 18th Floor, Seattle, WA, 98101

**Is mailing address different from principal office address?:** No

**Telephone Number:** 206-505-2543

**Does registrant conduct business in other locations?:** No

**Is registrant a self-transfer agent?:** No

**Does registrant engage a service company to perform any of its transfer agent functions?:** Yes

**Is registrant engaged as a service company by a named transfer agent?:** No

### Ownership and Control Information

**Registrant Type:** Other

**Description (if Other):** Limited Liability Company

**Does any other person control the management or policies of the applicant?:** No

**Does any other person directly or indirectly finance the applicant?:** No

**Control Affiliates Information:**

| Entity Name     | Relationship Start Date   | Title or Status          | Authority Description                   |
|:---|:---|:---|:---|
| Cheryl Wichers  | 11/14/2007                | Chief Compliance Officer | Manages compliance of registrant        |
| Ross Erickson   | 07/23/2025                | Director and President   | Directs the affairs of the registrant   |
| Brad Jung       | 01/30/2020                | Director and Chairman    | Directs the affairs of the registrant   |
| Howard Surloff  | 03/15/2022                | Director                 | Directs the affairs of the registrant   |
| Scott Bowen     | 09/13/2024                | Chief Financial Officer  | Directs financial affairs of registrant |
| Mark Paltrowitz | 07/01/2025                | Chief Risk Officer       | Manages risk of registrant              |

### Disciplinary History

- **Convicted/plead guilty to any felony or investment-related misdemeanor?:** No

- **Convicted/plead guilty to any other felony?:** No

- **Enjoined in connection with any investment-related activity?:** No

- **Found to have violated any investment-related statute or regulation?:** No

- **Made a false statement or omission in a filing with the SEC?:** No

- **Found to have violated SRO rules or failed to supervise?:** No

- **Had authorization to act as a financial professional denied, suspended, or revoked?:** No

- **Had a registration as a financial professional denied, suspended, or revoked?:** No

- **Federal/State agency found a false statement or omission?:** No

- **Federal/State agency found a violation of investment-related regulations?:** No

- **Federal/State agency denied, suspended, or revoked authorization?:** No

- **Federal/State agency entered an order against the applicant?:** No

- **Federal/State agency denied, suspended, or revoked registration?:** No

- **Federal/State agency revoked or suspended a license?:** No

- **SRO found a false statement or omission?:** No

- **SRO found a violation of its rules?:** No

- **SRO denied, suspended, or revoked authorization?:** No

- **SRO revoked or suspended a license?:** No

- **Subject of an order or finding by a foreign financial regulatory authority?:** No

- **Currently the subject of any proceeding that could result in a 'yes' answer to any of the above?:** No

- **Had a bond revoked for disorderly conduct, fraud, or dishonesty?:** No

- **Have any unsatisfied judgments or liens against them?:** No

### Signature

**Signature:** Monique R Pecchia

**Title:** Director, Transfer Agent Services

**Date:** 12/05/2025

**Phone Number:** (206) 505-2543