# EDGAR Filing Document

**Accession Number:** 0001936255
**File Stem:** 0001193125-23-076834
**Filing Date:** 2023-3
**Character Count:** 11049
**Document Hash:** ce33e54b5f3baa07ef83ae85c3d8302b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-23-076834.hdr.sgml**: 20230322

**ACCESSION NUMBER**: 0001193125-23-076834

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230322

**ITEM INFORMATION**: Other Events

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230322

**DATE AS OF CHANGE**: 20230322

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Four Leaf Acquisition Corp
- **CENTRAL INDEX KEY:** 0001936255
- **STANDARD INDUSTRIAL CLASSIFICATION:** BLANK CHECKS [6770]
- **IRS NUMBER:** 881178935
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41646
- **FILM NUMBER:** 23753799

**BUSINESS ADDRESS:**
- **STREET 1:** 4546 EL CAMINO REAL B10
- **STREET 2:** #175
- **CITY:** LOS ALTOS
- **STATE:** CA
- **ZIP:** 94022
- **BUSINESS PHONE:** 650-720-5626

**MAIL ADDRESS:**
- **STREET 1:** 4546 EL CAMINO REAL B10
- **STREET 2:** #175
- **CITY:** LOS ALTOS
- **STATE:** CA
- **ZIP:** 94022

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**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION** 

**Washington, D.C. 20549** 

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**FORM 8-K** 

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**CURRENT REPORT** 

**PURSUANT TO SECTION 13 OR 15(d)** 

**OF THE SECURITIES EXCHANGE ACT OF 1934** 

**Date of Report (Date of earliest event reported): March 22, 2023** 

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## Four Leaf Acquisition Corporation
**(Exact name of registrant as specified in its charter)** 

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| | | |
|:---|:---|:---|
| **Delaware** | **001-41646** | **88-1178935** |
| **(State or other jurisdiction**<br> **of incorporation)** | **(Commission**<br> **File Number)** | **(IRS Employer**<br> **Identification No.)** |

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**4546 El Camino Real B10 #715,** 

**Los Altos, California 94022** 

**(Address of principal executive offices, including zip code)** 

**Registrant's telephone number, including area code: (650) 720-5626** 

**Not Applicable** 

**(Former name or former address, if changed since last report)** 

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) 

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) 

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading**<br> **Symbol(s)** | **Name of each exchange**<br> **on which registered** |
| Units, each consisting of one share of Class A common stock and one redeemable warrant | FORLU | The Nasdaq Stock Market LLC |
| Class A common stock, par value $0.0001 per share | FORL | The Nasdaq Stock Market LLC |
| Warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share | FORLW | The Nasdaq Stock Market LLC |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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**Item 8.01. Other Events.** 

On March 22, 2023, Four Leaf Acquisition Corporation (the "Company"), consummated its previously announced initial public offering (the "IPO") of 5,421,000 units ("Units"), including 221,000 Units resulting from the partial exercise by the underwriters of their over-allotment option. Each Unit consists of one share of Class A common stock, $0.0001 par value per share ("Common Stock") and one redeemable warrant (each, a "Public Warrant"), with each Public Warrant exercisable for one share of Common Stock at an exercise price of $11.50 per share. The Units were sold at an offering price of $10.00 per Unit, generating gross proceeds of $54,210,000. Concurrently, the Company also consummated its previously announced private placement of 3,576,900 warrants (the "Placement Warrants"), including 88,400 Placement Warrants resulting from the partial exercise by the underwriters of their over-allotment option, to ALWA Sponsor LLC at a price of $1.00 per Placement Warrant (the "Private Placement"), generating total proceeds of $3,576,900.

A total of $55,836,300 of the net proceeds from the IPO and the Private Placement were placed in a U.S.-based trust account established for the benefit of the Company's public stockholders maintained by Continental Stock Transfer & Trust Company acting as trustee. Except for the withdrawal of interest to pay taxes and to pay any dissolution expenses, none of the funds held in the trust account will be released until the earliest of (i) the completion of the Company's initial business combination, (ii) the redemption of any public shares properly submitted in connection with a stockholder vote to amend the Company's second amended and restated certificate of incorporation (a) to modify the substance or timing of the Company's obligation to allow redemption in connection with its initial business combination or to redeem 100% of its public shares if the Company does not complete its initial business combination within 12 months (or up to 18 months if the Company extends the period of time to consummate a business combination by up to six months) from the closing of the IPO or (b) with respect to any other provision relating to stockholders' rights or pre-initial business combination activity; or (iii) the redemption of the Company's public shares if it is unable to complete its initial business combination within 12 months (or up to 18 months if the Company extends the period of time to consummate a business combination by up to six months) from the closing of the IPO, subject to applicable law.

Copies of the press release issued by the Company announcing the consummation of the IPO is included as Exhibits 99.1 this Current Report on Form 8-K.

**Item 9.01. Financial Statements and Exhibits.** 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(d) Exhibits

**EXHIBIT INDEX** 

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| | |
|:---|:---|
| Exhibit No. | Description |
| 99.1 | [Press Release, dated March 22, 2023](d488846dex991.htm) |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |

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**SIGNATURE** 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | |
|:---|:---|
| **Four Leaf Acquisition Corporation** | **Four Leaf Acquisition Corporation** |
| By: | /s/ Angel Orrantia |
|  | Name: Angel Orrantia |
|  | Title: Chief Executive Officer |

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Dated: March 22, 2023

## Exhibit 99.1

**Exhibit 99.1** 

**Four Leaf Acquisition Corporation Announces Closing of $54 Million Initial Public Offering and Partial Exercise of Over-Allotment Option** 

**LOS ALTOS, CALIFORNIA – March 22, 2023 –** Four Leaf Acquisition Corporation (the "Company") today announced the closing of its initial public offering of 5,200,000 units at $10.00 per unit, including 221,000 units issued pursuant to the partial exercise by the underwriters of their over-allotment option. The units are listed on Nasdaq ("Nasdaq") and began trading on March 17, 2023 under the ticker symbol "FORLU". Each unit consists of one share of Class A common stock and one redeemable warrant. Each warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share. Once the securities comprising the units begin separate trading, the shares of Class A common stock and warrants are expected to be listed on Nasdaq under the symbols "FORL" and "FORLW", respectively.

The Company is a newly incorporated blank check company incorporated as a Delaware exempted company for the purpose of effecting a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination with one or more businesses or entities. The Company believes that there are many target companies that could become attractive public companies and will seek a target in the Internet of Things "IoT" market. The Company is led by Angel Orrantia, Chief Executive Officer, Coco Kou, Chief Financial Officer, Robert de Neve, Chief Strategy Officer, and Bala Padmakumar, Chairman.

EF Hutton, division of Benchmark Investments, LLC ("EF Hutton") acted as the sole book running manager for the offering.

Nixon Peabody LLP served as legal counsel to the Company. Offit Kurman P.A. served as counsel to EF Hutton.

The offering was made only by means of a prospectus. Copies of the prospectus may be obtained from EF Hutton, division of Benchmark Investments, LLC, Attn: Syndicate Department, 590 Madison Ave., 39th Floor, New York, New York 10022, by telephone at (212) 404-7002, by fax at (646) 861-4697, or by email at syndicate@efhuttongroup.com.

A registration statement on Form S-1 (File No. 333-267399) relating to these securities was filed with and declared effective by the Securities and Exchange Commission ("SEC") on March 16, 2023. This press release shall not constitute an offer to sell or the solicitation of an offer to buy, nor shall there be any sale of these securities in any state or jurisdiction in which such an offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction.

**FORWARD-LOOKING STATEMENTS** 

This press release contains statements that constitute "forward-looking statements," including with respect to the Company's initial public offering, the anticipated use of the net proceeds thereof and the Company's search for an initial business combination. No assurance can be given that the net proceeds of the initial public offering will be used as indicated. Forward-looking statements are subject to numerous conditions, many of which are beyond the control of the Company, including those set forth in the Risk Factors section of the Company's registration statement and prospectus for the initial public offering filed with the SEC. Copies are available on the SEC's website, <u>www.sec.gov</u>. The Company undertakes no obligation to update these statements for revisions or changes after the date of this release, except as required by law.

**Company Contact:** 

Angel Orrantia

Chief Executive Officer

Four Leaf Acquisition Corp.

Email: angel@i2i.global

Phone: (650) 720-5626