# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0000910472-26-000236
**Filing Date:** 2026-1
**Character Count:** 40839
**Document Hash:** 16cffdf68481369ff54d474d8204e934
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-26-000236.hdr.sgml**: 20260114

**ACCESSION NUMBER**: 0000910472-26-000236

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251130

**FILED AS OF DATE**: 20260114

**DATE AS OF CHANGE**: 20260114

**PERIOD START**: 20251130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 26531880

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### National Security Emerging Markets Index ETF (Series ID: S000079901)

| Class ID   | Class Name                                   | Ticker Symbol   |
|:---|:---|:---|
| C000241373 | National Security Emerging Markets Index ETF | NSI             |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** National Security Emerging Markets Index ETF

- **b. EDGAR series identifier (if any):** S000079901

- **c. LEI of Series:** 549300JH3P97OGSZI616

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-11-30

- **b. Date as of which information is reported:** 2025-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $31065388.25

**Total Liabilities:** $20063.71

**Net Assets:** $31045324.54

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000241373 | 7.33%                | 3.91%                | -0.91%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $104530.34               | $1631543.79                                |
| Month 2  | $7588.41                 | $1096548.49                                |
| Month 3  | $0.00                    | $-304399.64                                |

### Schedule of Portfolio Investments

| Name                                                           | Title             | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Woori Financial Group Inc.                                     | WOORI FI-ADR      | CUSIP: 981064108<br>LEI: N/A                  | Long             | EC               | CORP              | KR        |      7018 | NS      | $385639.10    | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Mercadolibre Inc                                               | MERCADOLIBRE INC  | CUSIP: 58733R102<br>LEI: 549300DKPDN9M5S8GB14 | Long             | EC               | CORP              | US        |       285 | NS      | $590457.30    | 1.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Nu Holdings Ltd.                                               | NU HOLDINGS LT-A  | CUSIP: G6683N103<br>LEI: 5493002DG1RHWK9W2X27 | Long             | EC               | CORP              | KY        |     15733 | NS      | $273596.87    | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| TAL Education Group                                            | TAL EDUCATIO-ADR  | CUSIP: 874080104<br>LEI: 5493003PJZS0EC085V72 | Long             | EC               | CORP              | KY        |      7356 | NS      | $80916.00     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Companhia de Saneamento Basico do Estado de Sao Paulo - SABESP | SABESP-ADR        | CUSIP: 20441A102<br>LEI: 254900UOXRZRS2TNWP19 | Long             | EC               | CORP              | BR        |      1846 | NS      | $48679.02     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Vipshop Holdings Ltd.                                          | VIPSHOP HOLD-ADR  | CUSIP: 92763W103<br>LEI: 549300I9F52K06HPZX60 | Long             | EC               | CORP              | KY        |      4332 | NS      | $85080.48     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Ping An Insurance (Group) Company of China Ltd.                | PING AN INSU-ADR  | CUSIP: 72341E304<br>LEI: 529900M9MC28JLN35U89 | Long             | EC               | CORP              | CN        |     47960 | NS      | $702134.40    | 2.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Sociedad Quimica y Minera de Chile S A                         | QUIMICA Y-SP ADR  | CUSIP: 833635105<br>LEI: TJ88LXZZW5PWIN93ZC81 | Long             | EC               | CORP              | CL        |       683 | NS      | $43930.56     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Telkom Indonesia(Persero) Tbk PT                               | TELEKOMUNIKA-ADR  | CUSIP: 715684106<br>LEI: 529900M5SQZAOKV1PC81 | Long             | EC               | CORP              | ID        |      6613 | NS      | $142510.15    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Grupo Aeroportuario del Centro Norte S.A.B. de C.V.            | GRUPO AEROPO-ADR  | CUSIP: 400501102<br>LEI: 529900HUSBARAFSXJ605 | Long             | EC               | CORP              | MX        |       921 | NS      | $99062.76     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Gerdau SA                                                      | GERDAU SA-ADR     | CUSIP: 373737105<br>LEI: 254900YDV6SEQQPZVG24 | Long             | EC               | CORP              | BR        |      9728 | NS      | $35020.80     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| SK Telecom Co Ltd                                              | SK TELEC-SPN ADR  | CUSIP: 78440P306<br>LEI: 9884003WEA1PHW006037 | Long             | EC               | CORP              | KR        |     16365 | NS      | $330409.35    | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Ambev S.A.                                                     | AMBEV SA-ADR      | CUSIP: 02319V103<br>LEI: 549300TH5Q6VRP8OT012 | Long             | EC               | CORP              | BR        |     92915 | NS      | $236004.10    | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Millicom International Cellular SA                             | MILLICOM INTL     | CUSIP: L6388F110<br>LEI: 549300CTHC1CP86P2G96 | Long             | EC               | CORP              | LU        |       807 | NS      | $42827.49     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Marfrig Global Foods SA                                        | MARFRIG GLOB-ADR  | CUSIP: 56656T105<br>LEI: 391200219USWMOBN3F92 | Long             | EC               | CORP              | BR        |     12019 | NS      | $43869.35     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Banco do Brasil SA                                             | BANCO DO BRA-ADR  | CUSIP: 059578104<br>LEI: QE0Q0253K88YAGNPE356 | Long             | EC               | CORP              | BR        |     28690 | NS      | $122793.20    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Korea Electric Power Corp.                                     | KOREA ELEC P-ADR  | CUSIP: 500631106<br>LEI: 988400QG33WS7JEIV602 | Long             | EC               | CORP              | KR        |     10078 | NS      | $183520.38    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| ZTO Express (Cayman) Inc.                                      | ZTO EXPRESS -ADR  | CUSIP: 98980A105<br>LEI: 549300SCJPK3YZJTJR78 | Long             | EC               | CORP              | KY        |     13106 | NS      | $270638.90    | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Vibra Energia SA                                               | VIBRA ENERGIA SA  | CUSIP: 71645Y305<br>LEI: 549300U7VLJ3SYVNY689 | Long             | EC               | CORP              | BR        |      3305 | NS      | $32273.33     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Bilibili Inc.                                                  | BILIBILI INC-ADR  | CUSIP: 090040106<br>LEI: 5493008V60M52L3PIS45 | Long             | EC               | CORP              | KY        |      6231 | NS      | $165806.91    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Cosan SA                                                       | COSAN -ADR        | CUSIP: 22113B103<br>LEI: 549300PGFCX2JMKKLC96 | Long             | EC               | CORP              | BR        |     12266 | NS      | $59980.74     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Taiwan Semiconductor Manufacturing Co., Ltd.                   | TAIWAN SEMIC-ADR  | CUSIP: 874039100<br>LEI: 549300KB6NK5SBD14S87 | Long             | EC               | CORP              | TW        |     16462 | NS      | $4798837.62   | 15.46%            |  |  |  | No            |                  1 | On Loan: No      |
| United Microelectronics Corp.                                  | UNITED MICRO-ADR  | CUSIP: 910873405<br>LEI: 391200YJCAGH9LF96P73 | Long             | EC               | CORP              | TW        |     55242 | NS      | $412105.32    | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Vista Energy S.A.B. de C.V.                                    | VISTA ENERGY SAB  | CUSIP: 92837L109<br>LEI: 549300UDOHP7958KNS89 | Long             | EC               | CORP              | MX        |       863 | NS      | $42425.08     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Companhia Energetica De Minas Gerais SA                        | CEMIG SA-ADR      | CUSIP: 204409601<br>LEI: 254900W703PXLDSEM056 | Long             | EC               | CORP              | BR        |     14325 | NS      | $30369.00     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Axis Bank Ltd.                                                 | AXIS BANK-GDR     | CUSIP: 05462W109<br>LEI: 549300HVNWMJPOFVNI41 | Long             | EC               | CORP              | IN        |      2933 | NS      | $211762.60    | 0.68%             |  |  |  | Yes           |                  1 | On Loan: No      |
| GDS Holdings Ltd.                                              | GDS HLDGS - ADR   | CUSIP: 36165L108<br>LEI: 391200MGV8DDCHTN2R77 | Long             | EC               | CORP              | KY        |      2313 | NS      | $78572.61     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| PLDT Inc.                                                      | PLDT INC-ADR      | CUSIP: 69344D408<br>LEI: 254900ADE8GQHM5P2648 | Long             | EC               | CORP              | PH        |      5237 | NS      | $116994.58    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Corporacion Inmobiliaria Vesta S A B De C V                    | CORP INMOBIL-ADR  | CUSIP: 92540K109<br>LEI: 4469000001BIRIFZJ959 | Long             | EC               | CORP              | MX        |      1132 | NS      | $35261.80     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Zai Lab Ltd.                                                   | ZAI LAB LTD-ADR   | CUSIP: 98887Q104<br>LEI: 549300P2UYQ9U5LY1T58 | Long             | EC               | CORP              | KY        |      3982 | NS      | $81272.62     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Compania de Minas Buenaventura S.A.A.                          | BUENAVENTURA-ADR  | CUSIP: 204448104<br>LEI: 529900WQB1ZU9KB6EL71 | Long             | EC               | CORP              | PE        |      1471 | NS      | $36451.38     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| BeOne Medicines Ltd.                                           | BEONE MEDICINES   | CUSIP: 07725L102<br>LEI: 549300JFUK6FRD5MH739 | Long             | EC               | CORP              | CH        |       718 | NS      | $244557.98    | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Harmony Gold Mining Co Ltd                                     | HARMONY GOLD-ADR  | CUSIP: 413216300<br>LEI: 378900986D05F0C29811 | Long             | EC               | CORP              | ZA        |      6676 | NS      | $131250.16    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Banco Santander-Chile                                          | BANCO SANTAN-ADR  | CUSIP: 05965X109<br>LEI: 3YJP8HORPAEXJ80D6368 | Long             | EC               | CORP              | CL        |      6491 | NS      | $194275.63    | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| NIO Inc.                                                       | NIO INC - ADR     | CUSIP: 62914V106<br>LEI: 549300JBU4TV5OCKJV96 | Long             | EC               | CORP              | KY        |      9796 | NS      | $53878.00     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Dr. Reddy's Laboratories Ltd.                                  | DR. REDDY'S LABO  | CUSIP: 256135203<br>LEI: 335800OVDPY3DVZR2798 | Long             | EC               | CORP              | IN        |     18362 | NS      | $257986.10    | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Shinhan Financial Group Co Ltd.                                | SHINHAN FINA-ADR  | CUSIP: 824596100<br>LEI: 988400EB8A6G49E5KO54 | Long             | EC               | CORP              | KR        |      6925 | NS      | $374573.25    | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Axia Energia                                                   | ELETROBRAS-ADR    | CUSIP: 15234Q207<br>LEI: 254900I8KYDELP4B4Z08 | Long             | EC               | CORP              | BR        |      5096 | NS      | $59878.00     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Sibanye-Stillwater Limited                                     | SIBANYE-STI-ADR   | CUSIP: 82575P107<br>LEI: 378900F238434B74D281 | Long             | EC               | CORP              | ZA        |      3270 | NS      | $43589.10     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| H World Group Ltd.                                             | H WORLD GROU-ADR  | CUSIP: 44332N106<br>LEI: 549300Y5ML31FVN83730 | Long             | EC               | CORP              | KY        |      2038 | NS      | $93951.80     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Embraer S.A.                                                   | EMBRAER SA-ADR    | CUSIP: 29082A107<br>LEI: 549300EM51WYXFHUY333 | Long             | EC               | CORP              | BR        |      1576 | NS      | $98846.72     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Coupang Inc.                                                   | COUPANG INC       | CUSIP: 22266T109<br>LEI: 549300XR4L1D80AK4W76 | Long             | EC               | CORP              | US        |      6674 | NS      | $187939.84    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Valterra Platinum Ltd.                                         | VALTERRA PLATINU  | CUSIP: 03486T202<br>LEI: 529900RORCZ0E5S5FX81 | Long             | EC               | CORP              | ZA        |     14217 | NS      | $163353.33    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Samsung Electronics Co Ltd.                                    | SAMSUN-GDR REG S  | CUSIP: 796050888<br>LEI: 9884007ER46L6N7EI764 | Long             | EC               | CORP              | KR        |      1023 | NS      | $1769790.00   | 5.70%             |  |  |  | Yes           |                  1 | On Loan: No      |
| Sasol Ltd.                                                     | SASOL LTD-SP ADR  | CUSIP: 803866300<br>LEI: 378900F4544561A97588 | Long             | EC               | CORP              | ZA        |     26978 | NS      | $175357.00    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Grupo Aeroportuario del Sureste S.A.B. de C.V.                 | GRUPO AEROPO-ADR  | CUSIP: 40051E202<br>LEI: 5299001W7JIDXCUOUC82 | Long             | EC               | CORP              | MX        |       439 | NS      | $132556.05    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Tecnoglass Inc                                                 | TECNOGLASS INC    | CUSIP: G87264100<br>LEI: 529900YRWTPOC2E6IO67 | Long             | EC               | CORP              | KY        |       768 | NS      | $38231.04     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| ASE Technology Holding Co Ltd.                                 | ASE TECHN-ADR     | CUSIP: 00215W100<br>LEI: 300300GO8QHPMV87NZ73 | Long             | EC               | CORP              | TW        |     52831 | NS      | $789823.45    | 2.54%             |  |  |  | No            |                  1 | On Loan: No      |
| PDD Holdings Inc.                                              | PDD HOLDINGS INC  | CUSIP: 722304102<br>LEI: 5493000573DS7005T657 | Long             | EC               | CORP              | KY        |      7020 | NS      | $814881.60    | 2.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Banco Santander (Brasil) S.A.                                  | BANCO SANTANDER   | CUSIP: 05967A107<br>LEI: 549300D1H731B30TSI43 | Long             | EC               | CORP              | BR        |      5455 | NS      | $35130.20     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Tim S A                                                        | TIM SA-ADR        | CUSIP: 88706T108<br>LEI: 529900QI0CH1DN5ZCS77 | Long             | EC               | CORP              | BR        |      1526 | NS      | $35830.48     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Wal-Mart De Mexico                                             | WAL-MART MEX-ADR  | CUSIP: 93114W107<br>LEI: N/A                  | Long             | EC               | CORP              | MX        |      5566 | NS      | $186572.32    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Meituan LLC                                                    | MEITUAN-UNSP ADR  | CUSIP: 58533E103<br>LEI: 21380033K525E5JLIA77 | Long             | EC               | CORP              | KY        |     20364 | NS      | $525391.20    | 1.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Full Truck Alliance Co Ltd                                     | FULL TRUCK A-ADR  | CUSIP: 35969L108<br>LEI: 984500884LB1DP8DAC57 | Long             | EC               | CORP              | KY        |     14356 | NS      | $162940.60    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Itau Unibanco Holding SA                                       | ITAU UNIBANC-ADR  | CUSIP: 465562106<br>LEI: 5493002W2IVG62O3ZJ94 | Long             | EC               | CORP              | BR        |     29501 | NS      | $230107.80    | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Credicorp Ltd.                                                 | CREDICORP LTD     | CUSIP: G2519Y108<br>LEI: 529900UYAEYQCQ2BKB17 | Long             | EC               | CORP              | BM        |       195 | NS      | $50155.95     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| KT Corp.                                                       | KT CORP-ADR       | CUSIP: 48268K101<br>LEI: 9884005ACF8449EANY26 | Long             | EC               | NUSS              | KR        |     21549 | NS      | $395639.64    | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Autohome Inc.                                                  | AUTOHOME INC-ADR  | CUSIP: 05278C107<br>LEI: 529900NYB6ZGZN3MVT56 | Long             | EC               | CORP              | KY        |      4014 | NS      | $95372.64     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Enel Chile S.A.                                                | ENEL CHILE-ADR    | CUSIP: 29278D105<br>LEI: 549300YM5CWCAUVOPB53 | Long             | EC               | CORP              | CL        |     10364 | NS      | $39901.40     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Impala Platinum Holdings Ltd                                   | IMPALA PLAT-ADR   | CUSIP: 452553308<br>LEI: 254900BZFIFB4PD2Z778 | Long             | EC               | CORP              | ZA        |      3810 | NS      | $47625.00     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Fabrinet                                                       | FABRINET          | CUSIP: G3323L100<br>LEI: 5493004TETZ6IYF7CV44 | Long             | EC               | CORP              | KY        |       281 | NS      | $129094.21    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| America Movil S.A.B. de C.V.                                   | AMERICA MOVIL SA  | CUSIP: 02390A101<br>LEI: 5493000FNR3UCEAONM59 | Long             | EC               | CORP              | MX        |      7562 | NS      | $174530.96    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Ecopetrol S.A.                                                 | ECOPETROL-SP ADR  | CUSIP: 279158109<br>LEI: 254900IDGKCJICKBPA66 | Long             | EC               | CORP              | CO        |      6726 | NS      | $66049.32     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Qfin Holdings Inc.                                             | QFIN HOLDINGS IN  | CUSIP: 88557W101<br>LEI: 836800R59NKEPDR6I240 | Long             | EC               | CORP              | KY        |      5472 | NS      | $106868.16    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Weg SA                                                         | WEG SA- SPN ADR   | CUSIP: 94858P209<br>LEI: 254900NKQV127YFRO022 | Long             | EC               | CORP              | BR        |     20340 | NS      | $166584.60    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Larsen & Toubro Ltd.                                           | LARSEN & TOU-GDR  | CUSIP: Y5217N118<br>LEI: 3358003FR3JIC5FRXA90 | Long             | EC               | CORP              | IN        |      3403 | NS      | $155176.80    | 0.50%             |  |  |  | Yes           |                  1 | On Loan: No      |
| Companhia Paranaense de Energia - COPEL                        | COMPANHIA PARANA  | CUSIP: 20441B605<br>LEI: 2549001AS1I9A71VG663 | Long             | EC               | CORP              | BR        |      3116 | NS      | $33247.72     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Li Auto Inc.                                                   | LI AUTO INC -ADR  | CUSIP: 50202M102<br>LEI: 2549003R73Q70J5H4I65 | Long             | EC               | CORP              | KY        |      7377 | NS      | $135663.03    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Banco de Chile                                                 | BANCO CHILE-ADR   | CUSIP: 059520106<br>LEI: 8B4EZFY8IHJC44TT2K84 | Long             | EC               | CORP              | CL        |      6905 | NS      | $260870.90    | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| HDFC Bank Ltd.                                                 | HDFC BANK-ADR     | CUSIP: 40415F101<br>LEI: 335800ZQ6I4E2JXENC50 | Long             | EC               | CORP              | IN        |     23316 | NS      | $858495.12    | 2.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Ultrapar Participacoes S.A.                                    | ULTRAPAR PA-ADR   | CUSIP: 90400P101<br>LEI: 529900FU4XBXGQMLRE72 | Long             | EC               | CORP              | BR        |     19911 | NS      | $81834.21     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| State Bank of India                                            | STATE BK IND-GDR  | CUSIP: 856552203<br>LEI: 5493001JZ37UBBZF6L49 | Long             | EC               | CORP              | IN        |      1596 | NS      | $175240.80    | 0.56%             |  |  |  | Yes           |                  1 | On Loan: No      |
| Anglogold Ashanti PLC                                          | ANGLOGOLD ASHANT  | CUSIP: G0378L100<br>LEI: 2138005YDSA7A82RNU96 | Long             | EC               | CORP              | GB        |      1781 | NS      | $152596.08    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Stoneco Ltd                                                    | STONECO LTD-A     | CUSIP: G85158106<br>LEI: 549300O1A9LEF0XZCR35 | Long             | EC               | CORP              | KY        |      2805 | NS      | $47264.25     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| MINISO Group Holding Ltd.                                      | MINISO GROUP-ADR  | CUSIP: 66981J102<br>LEI: 2549006PIKT2YKNBL092 | Long             | EC               | CORP              | KY        |      1669 | NS      | $33163.03     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Kanzhun Limited                                                | KANZHUN LTD       | CUSIP: 48553T106<br>LEI: 254900F4ZCBITP7L0251 | Long             | EC               | CORP              | KY        |      5704 | NS      | $126058.40    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Wipro Ltd.                                                     | WIPRO LTD-ADR     | CUSIP: 97651M109<br>LEI: 335800IFS1IJHESG8362 | Long             | EC               | CORP              | IN        |     13785 | NS      | $37495.20     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| New Oriental Education &  Technology Group Inc.                | NEW ORIENTAL-ADR  | CUSIP: 647581206<br>LEI: 529900NHZVBZQZ8EKN29 | Long             | EC               | CORP              | KY        |      1427 | NS      | $72976.78     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Reliance Industries Ltd.                                       | RELIANC-GDR 144A  | CUSIP: 759470107<br>LEI: 5493003UOETFYRONLG31 | Long             | EC               | CORP              | IN        |     10569 | NS      | $746171.40    | 2.40%             |  |  |  | Yes           |                  1 | On Loan: No      |
| Gold Fields Ltd                                                | GOLD FIELDS-ADR   | CUSIP: 38059T106<br>LEI: 5299003KXIBJQYCBBD72 | Long             | EC               | CORP              | ZA        |      5658 | NS      | $242671.62    | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Grupo Financiero Banorte S.A.B. de C.V.                        | GRUPO F BANO-ADR  | CUSIP: 40052P107<br>LEI: N/A                  | Long             | EC               | CORP              | MX        |      2246 | NS      | $108077.52    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Infosys Ltd.                                                   | INFOSYS LTD-ADR   | CUSIP: 456788108<br>LEI: 335800TYLGG93MM7PR89 | Long             | EC               | CORP              | IN        |     17592 | NS      | $307508.16    | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Vale S.A.                                                      | VALE SA-SP ADR    | CUSIP: 91912E105<br>LEI: 254900SMTWBX7RU2SR20 | Long             | EC               | CORP              | BR        |     17231 | NS      | $217282.91    | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| CEMEX S.A.B. de C.V.                                           | CEMEX SAB-SP ADR  | CUSIP: 151290889<br>LEI: 549300RIG2CXWN6IV731 | Long             | EC               | CORP              | MX        |      4843 | NS      | $52255.97     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Hon Hai Precision Industry Co Ltd.                             | HON HAI-GDR REGS  | CUSIP: 438090805<br>LEI: 30030004CM3GSZXX7O56 | Long             | EC               | CORP              | TW        |     54489 | NS      | $777013.14    | 2.50%             |  |  |  | Yes           |                  1 | On Loan: No      |
| KB Financial Group Inc.                                        | KB FINANCIAL-ADR  | CUSIP: 48241A105<br>LEI: 529900TKE4MXG3Q6GW86 | Long             | EC               | CORP              | KR        |      4429 | NS      | $376863.61    | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Banco Bradesco SA                                              | BRADESCO-ADR      | CUSIP: 059460303<br>LEI: 549300CTUU1RFXHQJE44 | Long             | EC               | CORP              | BR        |     37515 | NS      | $138805.50    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Turkcell Iletisim Hizmetleri AS                                | TURKCELL ILE-ADR  | CUSIP: 900111204<br>LEI: 7890003EX1LTLS2FFL84 | Long             | EC               | CORP              | TR        |     17713 | NS      | $99015.67     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Atour Lifestyle Holdings Ltd.                                  | ATOUR LIFEST-ADR  | CUSIP: 04965M106<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |      1289 | NS      | $49458.93     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Fomento Economico Mexicano S A B de C V                        | FOMENTO ECON-ADR  | CUSIP: 344419106<br>LEI: 549300A8MDWDJNMLV153 | Long             | EC               | CORP              | MX        |      2918 | NS      | $279952.92    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| KE Holdings Inc.                                               | KE HOLDINGS -ADR  | CUSIP: 482497104<br>LEI: 254900RHVY072XPAZE03 | Long             | EC               | CORP              | KY        |      8926 | NS      | $153794.98    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| China Construction Bank Corp.                                  | CHINA CONSTR-ADR  | CUSIP: 168919108<br>LEI: 5493001KQW6DM7KEDR62 | Long             | EC               | CORP              | CN        |     56344 | NS      | $1191112.16   | 3.84%             |  |  |  | No            |                  1 | On Loan: No      |
| NetEase Inc.                                                   | NETEASE INC-ADR   | CUSIP: 64110W102<br>LEI: 5299004AF4DSJDB0PA32 | Long             | EC               | CORP              | KY        |      3693 | NS      | $509818.65    | 1.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Coca-Cola FEMSA SAB de CV                                      | COCA-COLA F-ADR   | CUSIP: 191241108<br>LEI: 5493008KEVFYPMGTXO33 | Long             | EC               | CORP              | MX        |      2271 | NS      | $199189.41    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Grupo Cibest SA                                                | GRUPO CIBEST SA-  | CUSIP: 40090E106<br>LEI: 529900OSSJBGZREZ2C28 | Long             | EC               | CORP              | CO        |      1159 | NS      | $73086.54     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Grupo Aeroportuario Del Pacifico S.A.B. de C.V.                | GRUPO AEROPO-ADR  | CUSIP: 400506101<br>LEI: 4469000001BZ368XFI90 | Long             | EC               | CORP              | MX        |       498 | NS      | $118270.02    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Hutchmed (China) Limited                                       | HUTCHMED CHI-ADR  | CUSIP: 44842L103<br>LEI: 2138006X34YDQ6OBYE79 | Long             | EC               | CORP              | KY        |      6462 | NS      | $93182.04     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| ICICI Bank Ltd.                                                | ICICI BANK-ADR    | CUSIP: 45104G104<br>LEI: R7RX8ER1V4666J8D1I38 | Long             | EC               | CORP              | IN        |     15624 | NS      | $487937.52    | 1.57%             |  |  |  | No            |                  1 | On Loan: No      |
| BBH SWEEP VEHICLE                                              | BBH SWEEP VEHICLE | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             |  | US        |    825104 | PA      | $825104.12    | 2.66%             |  |  |  | No            |                  1 | On Loan: No      |
| POSCO Holdings Inc.                                            | POSCO-SPON ADR    | CUSIP: 693483109<br>LEI: 988400E5HRVX81AYLM04 | Long             | EC               | CORP              | KR        |      8563 | NS      | $454524.04    | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| LATAM Airlines Group SA                                        | LATAM AIRLINES G  | CUSIP: 51817R205<br>LEI: 549300HX3UUDPEFTG707 | Long             | EC               | CORP              | CL        |      1716 | NS      | $82762.68     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Chunghwa Telecom Co Ltd.                                       | CHUNGHWA TEL-ADR  | CUSIP: 17133Q502<br>LEI: N/A                  | Long             | EC               | CORP              | TW        |     19594 | NS      | $819225.14    | 2.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Yum China Holdings Inc.                                        | YUM CHINA HO      | CUSIP: 98850P109<br>LEI: 529900DO9BYZ7VA3K502 | Long             | EC               | CORP              | US        |      2272 | NS      | $109374.08    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| XP Inc.                                                        | XP INC - CLASS A  | CUSIP: G98239109<br>LEI: 5493008KDA8NBZRJST80 | Long             | EC               | CORP              | KY        |      5797 | NS      | $114258.87    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank Rakyat Indonesia (Persero) Tbk                            | BANK RAKYAT-ADR   | CUSIP: 69366X100<br>LEI: 254900HB6S4B12GBNP64 | Long             | EC               | CORP              | ID        |     16332 | NS      | $178508.76    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Telefonica Brasil S.A                                          | TELEFON-ADR       | CUSIP: 87936R205<br>LEI: 529900MTGG2HSDBIWG79 | Long             | EC               | CORP              | BR        |      3577 | NS      | $47287.94     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank Mandiri (Persero) Tbk PT                                  | BANK MANDIRI-ADR  | CUSIP: 69367U105<br>LEI: 549300RSKQN4Z5ZSGH94 | Long             | EC               | CORP              | ID        |     18059 | NS      | $209484.40    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank Central Asia Tbk PT                                       | BANK CENTRAL-ADR  | CUSIP: 69368G105<br>LEI: 254900BR956G2OHVOM21 | Long             | EC               | CORP              | ID        |     27775 | NS      | $348020.75    | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Petroleo Brasileiro SA                                         | PETROBRAS SA-ADR  | CUSIP: 71654V408<br>LEI: 5493000J801JZRCMFE49 | Long             | EC               | CORP              | BR        |     26180 | NS      | $328297.20    | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Suzano S A                                                     | SUZANO SA-SP ADR  | CUSIP: 86959K105<br>LEI: 391200AW174YQSDMGG41 | Long             | EC               | CORP              | BR        |      3161 | NS      | $28290.95     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Naspers Limited                                                | NASPERS-N ADR     | CUSIP: 631512209<br>LEI: 21380044BQ8812EEKT59 | Long             | EC               | CORP              | ZA        |     66865 | NS      | $841161.70    | 2.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Trip.com Group Ltd.                                            | TRIP.COM GRO-ADR  | CUSIP: 89677Q107<br>LEI: 2549004RMYDSRQL4KW41 | Long             | EC               | CORP              | KY        |      3169 | NS      | $221576.48    | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| XPeng Inc.                                                     | XPENG INC-ADR     | CUSIP: 98422D105<br>LEI: 549300TZNMIREMWQU857 | Long             | EC               | CORP              | KY        |      6186 | NS      | $135040.38    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-12-26

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer