# EDGAR Filing Document

**Accession Number:** 0001344114
**File Stem:** 0001567619-23-001682
**Filing Date:** 2023-2
**Character Count:** 12271
**Document Hash:** d3e1971be6b34b84c991f0e255e7b1b6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001567619-23-001682.hdr.sgml**: 20230202

**ACCESSION NUMBER**: 0001567619-23-001682

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230202

**DATE AS OF CHANGE**: 20230202

**EFFECTIVENESS DATE**: 20230202

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Waverton Investment Management Ltd
- **CENTRAL INDEX KEY:** 0001344114
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** X0
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-11544
- **FILM NUMBER:** 23579299

**BUSINESS ADDRESS:**
- **STREET 1:** 16 BABMAES STREET
- **CITY:** LONDON
- **STATE:** X0
- **ZIP:** SW1Y 6AH
- **BUSINESS PHONE:** 00 44 207484 7484

**MAIL ADDRESS:**
- **STREET 1:** 16 BABMAES STREET
- **CITY:** LONDON
- **STATE:** X0
- **ZIP:** SW1Y 6AH

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** J O Hambro Investment Management Ltd
- **DATE OF NAME CHANGE:** 20051110

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Waverton Investment Management Ltd<br>**Address:** 16 BABMAES STREET<br>LONDON, X0 SW1Y 6AH

**Form 13F File Number:** 028-11544

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Harish Shah<br>**Title:** Head of Legal  Compliance<br>**Phone:** 02074847496

**Signature, Place, and Date of Signing:**

H SHAH  London, X0  02-02-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 79

**Form 13F Information Table Value Total:** $2721116

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

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|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| Abrdn Physical Gold Shares ETF | PHYSCL SWISS GLD | 00326A104 |  | 11076 | 634005 | SH |  | SOLE |  | 634005 | 0 | 0 |
| Activision Blizzard Inc Com US$0.000001 | COM | 00507V109 |  | 1289 | 16844 | SH |  | SOLE |  | 16844 | 0 | 0 |
| Advanced Micro Devices | COM | 007903107 |  | 84876 | 1310419 | SH |  | SOLE |  | 1310419 | 0 | 0 |
| Alibaba Group Holdings Ltd Sponsored ADR | SPONSORED ADS | 01609W102 |  | 9838 | 111683 | SH |  | SOLE |  | 111683 | 0 | 0 |
| Alphabet Inc US$0.001 'A' | CAP STK CL A | 02079K305 |  | 112750 | 1277915 | SH |  | SOLE |  | 1277915 | 0 | 0 |
| Alphabet Inc US$0.001 'C' | CAP STK CL C | 02079K107 |  | 3334 | 37580 | SH |  | SOLE |  | 37580 | 0 | 0 |
| Amazon.com Inc Com US$0.01 | COM | 023135106 |  | 87770 | 1044876 | SH |  | SOLE |  | 1044876 | 0 | 0 |
| American Express Co Com US$0.20 | COM | 025816109 |  | 123869 | 838366 | SH |  | SOLE |  | 838366 | 0 | 0 |
| American International Group Inc Com US$2.50 | COM NEW | 026874784 |  | 41024 | 648711 | SH |  | SOLE |  | 648711 | 0 | 0 |
| American Tower Corporation Com US$0.01 | COM | 03027X100 |  | 15439 | 72872 | SH |  | SOLE |  | 72872 | 0 | 0 |
| American Water Works Company Inc US$0.01 | COM | 030420103 |  | 17864 | 117201 | SH |  | SOLE |  | 117201 | 0 | 0 |
| Apple Inc Com | COM | 037833100 |  | 42659 | 328326 | SH |  | SOLE |  | 328326 | 0 | 0 |
| Applied Materials COM US$0.01 | COM | 038222105 |  | 12680 | 130215 | SH |  | SOLE |  | 130215 | 0 | 0 |
| Avery Dennison | COM | 053611109 |  | 4419 | 24414 | SH |  | SOLE |  | 24414 | 0 | 0 |
| Baker Hughes Company US$0.0001 Class 'A' | CL A | 05722G100 |  | 6710 | 227224 | SH |  | SOLE |  | 227224 | 0 | 0 |
| Berkshire Hathaway 'B' Com US$0.1667 | CL B NEW | 084670702 |  | 36068 | 116762 | SH |  | SOLE |  | 116762 | 0 | 0 |
| Boston Scientific Com US$0.01 | COM | 101137107 |  | 9179 | 198379 | SH |  | SOLE |  | 198379 | 0 | 0 |
| Bristol-Myers Squibb Co Com US$0.10 | COM | 110122108 |  | 29275 | 406874 | SH |  | SOLE |  | 406874 | 0 | 0 |
| British American Tobacco Ord 25p ADR | SPONSORED ADR | 110448107 |  | 440 | 10999 | SH |  | SOLE |  | 10999 | 0 | 0 |
| Cheniere Energy Inc | COM NEW | 16411R208 |  | 12508 | 83406 | SH |  | SOLE |  | 83406 | 0 | 0 |
| Chevron Corporation Com US$0.75 | COM | 166764100 |  | 36779 | 204908 | SH |  | SOLE |  | 204908 | 0 | 0 |
| CME Group Inc Com US$0.01 'A' | COM | 12572Q105 |  | 127431 | 757796 | SH |  | SOLE |  | 757796 | 0 | 0 |
| Coca-Cola Com US$0.25 | COM | 191216100 |  | 33101 | 520381 | SH |  | SOLE |  | 520381 | 0 | 0 |
| Colgate-Palmolive Co Com US$1.00 | COM | 194162103 |  | 1640 | 20810 | SH |  | SOLE |  | 20810 | 0 | 0 |
| Costco Wholesale Corp Com Stock US$0.005 | COM | 22160K105 |  | 124001 | 271634 | SH |  | SOLE |  | 271634 | 0 | 0 |
| Cummins Inc $2.50 | COM | 231021106 |  | 12492 | 51558 | SH |  | SOLE |  | 51558 | 0 | 0 |
| D.R. Horton Inc Com US$0.01 | COM | 23331A109 |  | 19360 | 217191 | SH |  | SOLE |  | 217191 | 0 | 0 |
| Dollar General CP COM US$0.875 | COM | 256677105 |  | 12636 | 51313 | SH |  | SOLE |  | 51313 | 0 | 0 |
| Dover Corporation US$1 | COM | 260003108 |  | 19448 | 143625 | SH |  | SOLE |  | 143625 | 0 | 0 |
| DuPont de Nemours Inc $0.01 | COM | 26614N102 |  | 103823 | 1512791 | SH |  | SOLE |  | 1512791 | 0 | 0 |
| Exxon Mobil Corporation Com | COM | 30231G102 |  | 2420 | 21940 | SH |  | SOLE |  | 21940 | 0 | 0 |
| First Trust Global Tactical Commodity Strategy ETF | FST TR GLB FD | 33739H101 |  | 4105 | 167600 | SH |  | SOLE |  | 167600 | 0 | 0 |
| First Trust ISE Chindia Index Fund ETF | CHINA ALPHADEX | 33737J141 |  | 2259 | 59255 | SH |  | SOLE |  | 59255 | 0 | 0 |
| First Trust United Kingdom AlphaDEX ETF | UNIT KING ALPH | 33737J224 |  | 364 | 11494 | SH |  | SOLE |  | 11494 | 0 | 0 |
| HCA Healthcare Inc | COM | 40412C101 |  | 16250 | 67720 | SH |  | SOLE |  | 67720 | 0 | 0 |
| Home Depot Inc Com US$0.05 | COM | 437076102 |  | 66960 | 211993 | SH |  | SOLE |  | 211993 | 0 | 0 |
| Honeywell International Inc Com US$1.00 | COM | 438516106 |  | 35437 | 165363 | SH |  | SOLE |  | 165363 | 0 | 0 |
| IBM Com US$0.20 | COM | 459200101 |  | 93283 | 662098 | SH |  | SOLE |  | 662098 | 0 | 0 |
| Infosys Ltd ADR Each Rep 1 Ord Shares | SPONSORED ADR | 456788108 |  | 5788 | 321360 | SH |  | SOLE |  | 321360 | 0 | 0 |
| Intuit Inc Com US$0.01 | COM | 461202103 |  | 102869 | 264294 | SH |  | SOLE |  | 264294 | 0 | 0 |
| Intuitive Surgical Com US$0.001 | COM NEW | 46120E602 |  | 11597 | 43704 | SH |  | SOLE |  | 43704 | 0 | 0 |
| JP Morgan Chase Com US$1 (US quote) | COM | 46625H100 |  | 19147 | 142780 | SH |  | SOLE |  | 142780 | 0 | 0 |
| Lear Corp Com US$0.01 | COM NEW | 521865204 |  | 12969 | 104574 | SH |  | SOLE |  | 104574 | 0 | 0 |
| LivaNova plc Ord | SHS | G5509L101 |  | 2866 | 51600 | SH |  | SOLE |  | 51600 | 0 | 0 |
| Marsh  McLennan Cos Inc Com US$1.00 | COM | 571748102 |  | 132093 | 798244 | SH |  | SOLE |  | 798244 | 0 | 0 |
| Mercadolibre Inc Com US$0.001 | COM | 58733R102 |  | 11179 | 13210 | SH |  | SOLE |  | 13210 | 0 | 0 |
| Merck  Co Inc Com US$0.50 | COM | 58933Y105 |  | 1293 | 11650 | SH |  | SOLE |  | 11650 | 0 | 0 |
| Microsoft Corporation Com US$0.00000625 | COM | 594918104 |  | 176055 | 734111 | SH |  | SOLE |  | 734111 | 0 | 0 |
| Netflix Inc US$0.001 | COM | 64110L106 |  | 26500 | 89867 | SH |  | SOLE |  | 89867 | 0 | 0 |
| Oaktree Speciality Lending Corporation Com US$0.01 | COM | 67401P108 |  | 11157 | 1623975 | SH |  | SOLE |  | 1623975 | 0 | 0 |
| Old Dominion Freight Line Inc Com US$0.10 | COM | 679580100 |  | 13034 | 45931 | SH |  | SOLE |  | 45931 | 0 | 0 |
| O'Reilly Automotive Inc New $0.01 | COM | 67103H107 |  | 15208 | 18018 | SH |  | SOLE |  | 18018 | 0 | 0 |
| Pepsico Inc Cap Stock US$0.0166 | COM | 713448108 |  | 15526 | 85943 | SH |  | SOLE |  | 85943 | 0 | 0 |
| Pfizer Inc Com US$0.05 | COM | 717081103 |  | 2236 | 43636 | SH |  | SOLE |  | 43636 | 0 | 0 |
| Pinterest Inc Com US$0.00001 | CL A | 72352L106 |  | 3237 | 133340 | SH |  | SOLE |  | 133340 | 0 | 0 |
| Procter  Gamble Co Com | COM | 742718109 |  | 7463 | 49239 | SH |  | SOLE |  | 49239 | 0 | 0 |
| Qualcomm Inc Com US$0.0001 | COM | 747525103 |  | 94821 | 862477 | SH |  | SOLE |  | 862477 | 0 | 0 |
| Quanta Services Inc | COM | 74762E102 |  | 14855 | 104244 | SH |  | SOLE |  | 104244 | 0 | 0 |
| S Global Inc | COM | 78409V104 |  | 5025 | 15004 | SH |  | SOLE |  | 15004 | 0 | 0 |
| Salesforce Inc Com USD0.001 | COM | 79466L302 |  | 4534 | 34195 | SH |  | SOLE |  | 34195 | 0 | 0 |
| Sea Limited ADS 'A' Shares | SPONSORD ADS | 81141R100 |  | 3236 | 62195 | SH |  | SOLE |  | 62195 | 0 | 0 |
| Shell Plc ADR Rep 2 Ord Shares | SPON ADS | 780259305 |  | 698 | 12248 | SH |  | SOLE |  | 12248 | 0 | 0 |
| Snowflake Inc US$0.0001 Class 'A' | CL A | 833445109 |  | 6037 | 42060 | SH |  | SOLE |  | 42060 | 0 | 0 |
| SPDR Gold Trust Shares | GOLD SHS | 78463V107 |  | 9194 | 54195 | SH |  | SOLE |  | 54195 | 0 | 0 |
| Synopsys Inc US$0.01 | COM | 871607107 |  | 69111 | 216451 | SH |  | SOLE |  | 216451 | 0 | 0 |
| Taiwan Semiconductor Manufacturing ADS Rep 5 Ord TW$10 | SPONSORED ADS | 874039100 |  | 43286 | 581103 | SH |  | SOLE |  | 581103 | 0 | 0 |
| TE Connectivity Ltd Com CHF1.37 | SHS | H84989104 |  | 120699 | 1051386 | SH |  | SOLE |  | 1051386 | 0 | 0 |
| TechnipFMC plc | COM | G87110105 |  | 238 | 19500 | SH |  | SOLE |  | 19500 | 0 | 0 |
| Thermo Fisher Scientific COM US$1 | COM | 883556102 |  | 44876 | 81491 | SH |  | SOLE |  | 81491 | 0 | 0 |
| T-Mobile US Inc | COM | 872590104 |  | 77906 | 556469 | SH |  | SOLE |  | 556469 | 0 | 0 |
| Union Pacific Corporation Com US$2.50 | COM | 907818108 |  | 8132 | 39272 | SH |  | SOLE |  | 39272 | 0 | 0 |
| United Health Group Com US$0.01 | COM | 91324P102 |  | 22616 | 42658 | SH |  | SOLE |  | 42658 | 0 | 0 |
| Valaris Ltd | CL A | G9460G101 |  | 8515 | 125926 | SH |  | SOLE |  | 125926 | 0 | 0 |
| Verizon Communications Com US$0.10 | COM | 92343V104 |  | 1423 | 36122 | SH |  | SOLE |  | 36122 | 0 | 0 |
| Visa Inc Com Stock US$0.0001 | COM CL A | 92826C839 |  | 174285 | 838877 | SH |  | SOLE |  | 838877 | 0 | 0 |
| Vulcan Materials Com $1 | COM | 929160109 |  | 31079 | 177483 | SH |  | SOLE |  | 177483 | 0 | 0 |
| W R Berkley Corp Com US$0.20 | COM | 084423102 |  | 1141 | 15727 | SH |  | SOLE |  | 15727 | 0 | 0 |
| Wisdom Tree EM Small Cap Dividend ETF | US S CAP QTY DIV | 97717X651 |  | 943 | 21440 | SH |  | SOLE |  | 21440 | 0 | 0 |
| Yum China Holdings Inc. US$0.01 | COM | 98850P109 |  | 33393 | 611037 | SH |  | SOLE |  | 611037 | 0 | 0 |

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