# EDGAR Filing Document

**Accession Number:** 0001822928
**File Stem:** 0001822928-26-000057
**Filing Date:** 2026-6
**Character Count:** 32150
**Document Hash:** 9581120eecf5c124ca406755db3c8f0a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001822928-26-000057.hdr.sgml**: 20260601

**ACCESSION NUMBER**: 0001822928-26-000057

**CONFORMED SUBMISSION TYPE**: SD

**PUBLIC DOCUMENT COUNT**: 3

**FILED AS OF DATE**: 20260601

**DATE AS OF CHANGE**: 20260601

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Holley Inc.
- **CENTRAL INDEX KEY:** 0001822928
- **STANDARD INDUSTRIAL CLASSIFICATION:** MOTOR VEHICLE PARTS & ACCESSORIES [3714]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SD
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39599
- **FILM NUMBER:** 261051664

**BUSINESS ADDRESS:**
- **STREET 1:** 1A BURTON HILLS BLVD
- **STREET 2:** SUITE 240
- **CITY:** NASHVILLE
- **STATE:** TN
- **ZIP:** 37215
- **BUSINESS PHONE:** 2707822900

**MAIL ADDRESS:**
- **STREET 1:** 1A BURTON HILLS BLVD
- **STREET 2:** SUITE 240
- **CITY:** NASHVILLE
- **STATE:** TN
- **ZIP:** 37215

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Empower Ltd.
- **DATE OF NAME CHANGE:** 20200828

![image_0a.jpg](image_0a.jpg)

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM SD<br>Specialized Disclosure Report**

**CURRENT REPORT**

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| | | |
|:---|:---|:---|
| **<u>Holley Inc.</u>** | **<u>Holley Inc.</u>** | **<u>Holley Inc.</u>** |
| (Exact name of registrant as specified in its charter) | (Exact name of registrant as specified in its charter) | (Exact name of registrant as specified in its charter) |
| <u>Delaware</u> | <u>001-39599</u> | <u>87-1727560</u> |
| (State or other jurisdiction of incorporation) | (Commission<br>File Number) | (IRS Employer<br>Identification No.) |
| <u>1A Burton Hills Blvd, Suite 240, Nashville, TN</u> | <u>1A Burton Hills Blvd, Suite 240, Nashville, TN</u> | <u>1A Burton Hills Blvd, Suite 240, Nashville, TN</u> |
| (Address of principal executive offices) | (Address of principal executive offices) | (Address of principal executive offices) |
| <u>37215</u> | <u>37215</u> | <u>37215</u> |
| (Zip code) | (Zip code) | (Zip code) |
| <u>Sarah Apple (270) 782-2900</u> | <u>Sarah Apple (270) 782-2900</u> | <u>Sarah Apple (270) 782-2900</u> |
| (Name and telephone number, including area code, of the person to contact in connection with <br>this report.)  | (Name and telephone number, including area code, of the person to contact in connection with <br>this report.)  | (Name and telephone number, including area code, of the person to contact in connection with <br>this report.)  |

---

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

⌧ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2025.

□ Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended.

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**Section 1 – Conflict Minerals Disclosure**

**Items 1.01 and 1.02 Conflict Minerals Disclosure and Report, Exhibit**

**Conflict Minerals Disclosure**

A copy of Holley Inc.'s Conflict Minerals Report for the year ended December 31, 2025 is provided as Exhibit 1.01 hereto and is publicly available at the Holley Investor website: https://investor.holley.com/financials/sec-filings/. The website and information accessible through it are not incorporated into this document.

**Section 2 – Resource Extraction Issuer Disclosure**

Not applicable.

**Section 3 – Exhibits**

**Item 3.01 Exhibits**

Exhibit 1.01 – <u>[Conflict Minerals Report for the year ended December 31, 202](exhibit101-holleyincxcmrfi.htm)[5](exhibit101-holleyincxcmrfi.htm)[as required by Items 1.01 and 1.02 of this For](exhibit101-holleyincxcmrfi.htm)[m](exhibit101-holleyincxcmrfi.htm)</u>.

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**SIGNATURE**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | | |
|:---|:---|:---|
| | HOLLEY INC. | HOLLEY INC. |
| Date: June 1, 2026 | By: | /s/ Sarah Apple |
|  |  | Sarah Apple |
|  |  | SVP and General Counsel |

---

## Exhibit 1.01

**Exhibit 1.01**<br>

**Holley Inc.**

**Conflict Minerals Report**

**For The Year Ended December 31, 2025**

**Section 1: Introduction and Company Overview**

This Conflict Minerals Report ("CMR") pertains to Holley Inc., (herein referred to as "Holley," "we," or "our") filed in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 ("Rule 13p-1") for calendar year 2025. Unless explicitly defined herein, terms used in this CMR adhere to definitions provided in Rule 13p-1 and Form SD. References to internet websites herein are provided solely as mandated by Rule 13p-1, and information accessible through these websites is not incorporated by reference into this Form SD. Statements presented in this CMR are grounded in our due diligence activities performed in good faith. Factors that may affect the accuracy of these statements include, but are not limited to, incomplete supplier data, unavailability of smelter and refiner data, and potential errors or omissions by suppliers or smelters.

As a company who contracts to manufacture products containing tin, tantalum, tungsten and gold ("3TG") that are necessary to the functionality and/or production of such products (the "3TG Products"), we maintain relationships with a global network of suppliers. Our 3TG Products are listed on Schedule A attached hereto. We depend on these suppliers to furnish information regarding the origin of the 3TG utilized in the 3TG Products. As a downstream purchaser, Holley, in most instances, is many steps removed from the smelters and refiners in our supply chain. Holley does not directly purchase 3TG from the Democratic Republic of the Congo or any adjoining countries (collectively the "Covered Countries"). Given Holley's scale, the intricate nature of our products, and the extensive and dynamic nature of our supply chain, identifying suppliers upstream from our direct suppliers poses significant challenges.

**Section 2: Reasonable Country of Origin Inquiry**

Holley's method for determining the country of origin of 3TG contained in our 3TG Products is to conduct a supply-chain survey with direct suppliers using the template developed by the Responsible Minerals Initiative ("RMI") known as the Conflict Minerals Reporting Template (the "CMRT"). The CMRT includes questions regarding a direct supplier's conflict-free policy, its due diligence process and information about its supply chain, including the names and locations of smelters and refiners as well as the country of origin of 3TG used by those facilities.

We surveyed our suppliers known or suspected to provide components and materials for our 3TG Products ("Impacted Suppliers"), which resulted in 185 inquiries. Some Impacted Suppliers received multiple inquiries, to increase the probability all Impacted Suppliers received our inquiry. While we requested that all Impacted Suppliers respond to the survey, we have an internal escalation process for following up with unresponsive Impacted Suppliers to increase the response rate. For 2025, we received 75 total responses. Based on these results, we have reason to believe that some of the 3TG in our supply chain may have originated from the Covered Countries and also have reason to believe that such 3TG may not be from recycled or scrap sources.

**Section 3: Design of Due Diligence Framework**

In accordance with Rule 13p-1, we undertook due diligence efforts on the source and chain of custody of 3TG in our supply chain. Rule 13p-1 requires that a registrant's due diligence follow a nationally or internationally recognized due diligence framework. Holley relied upon the Organization for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and related Supplements for each of the conflict minerals (the "OECD Guidance"). The OECD Guidance is described in the five-steps noted in Section 4 below. Holley is designing its due diligence measures to be in conformity, in all material respects, with the OECD Guidance.

**Section 4: Due Diligence Measures Performed**

This Section 4 describes measures performed by us to exercise due diligence on the source and chain of custody of 3TG contained in our 3TG Products.

------

**Exhibit 1.01**<br>

<u>Step 1 – Establish Strong Company Management Systems</u>

*Systems of Controls and Transparency*

We depend on our Impacted Suppliers to furnish information regarding the origin of the 3TG utilized in the 3TG Products. We distributed the CMRT to our suppliers, which is a standardized reporting template that facilitates the transfer of information through the supply chain regarding the country of origin of 3TG and smelters and refiners being utilized. As we continue to build out this program, we aim to refine our ability to send out and obtain information from our suppliers more efficiently.

*Internal Management Systems*

Holley established a management team to oversee our conflict minerals compliance program, which includes our Vice President of Internal Audit and our General Counsel. The team will report to Holley's board of directors at least once annually with any program updates, as well as Holley's disclosure committee before filing the Form SD.

*Supplier Engagement*

As part of the CMRT sent to Impacted Suppliers, we ask them to provide information on whether they established a responsible conflict minerals sourcing policy. Additionally, we ask if they require direct suppliers to source 3TG from smelters whose due diligence practices have been validated by an independent third-party audit. Lastly, we ask our Impacted Suppliers whether they have implemented due diligence measures for responsible sourcing. By asking these questions, we aim to have our Impacted Suppliers remain engaged in collaborating with Holley to attempt to responsibly source 3TG.

*Company Level Grievance Mechanism*

For any issues or concerns relating to environmental issues or human rights violations pertaining to our suppliers, Holley takes these maters very seriously and offers that any complaint be sent directly to Holley Code of Ethics Hotline at 833-202-5096 or by visiting https://www.lighthouse-services.com/holley.

<u>Step 2 – Identify and Assess Risks in the Supply Chain</u>

To identify the country of origin of 3TG contained in our 3TG Products, we conducted a supply-chain survey with Impacted Suppliers using the CMRT.

We reviewed Impacted Supplier responses to determine whether further engagement is necessary. Holley confirms for each submitted CMRT:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;● All required sections are filled out. If they are not filled out, we ask the Impacted Supplier to revise their CMRT and resubmit.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;● If a smelter in the supply chain sources 3TG from the Covered Countries, the below paragraph is required.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;● If a smelter in the supply chain sources 3TG from conflict-affected and high-risk areas ("CAHRA"), the below paragraph is required.

As part of our efforts to track and investigate facilities in our supply chain that may be sourcing 3TG from the Covered Countries or in CAHRA, we require those Impacted Suppliers to then provide CMRTs on their suppliers who source 3TG from the Covered Countries or in CAHRA. We believe this will allow Holley to further understand and assess the level of risk of our Impacted Suppliers. We also ask Impacted Suppliers to confirm whether their smelters are RMAP conformant. Responsible Minerals Assurance Process ("RMAP") identifies smelters and refiners that process materials from conflict-free sources.

<u>Step 3 – Design and Implement a Strategy to Respond to Identified Risks</u>

For any issues or concerns relating to environmental issues or human rights violations pertaining to our suppliers, Holley takes these matters very seriously and offers that any complaint be sent directly to Holley Code of Ethics Hotline at 833-202-5096 or by visiting https://www.lighthouse-services.com/holley.

------

<u>Step 4 – Carry Out Independent Third-Party Audit of Smelter/Refiner's Due Diligence Practices</u>

Holley does not perform direct audits of the 3TG smelters and refiners within our supply network.

<u>Step 5 – Report Annually on Supply Chain Due Diligence</u>

We are filing this CMR with the Securities and Exchange Commission and also making the CMR publicly available on our Holley Investor Website.

**Section 5: Due Diligence Results**

We depend on our Impacted Suppliers to furnish information regarding the origin of the 3TG utilized in the 3TG Products. Impacted Suppliers are similarly reliant upon information provided by their suppliers. Based on the information provided by Impacted Suppliers in the CMRT survey and the due diligence measures described above, we have reason to believe that 3TG were sourced from a total of 40 suppliers, for use in parts and components supplied to Holley, from the smelters listed on Schedule B attached hereto. Furthermore, based on the information obtained as a result of the due diligence measures described above, we reasonably determined that the minerals processed by these smelters may be from the countries of origin listed on Schedule C attached hereto.

**Section 6: Efforts to Determine the Mine or Location of Origin**

Holley's efforts to determine the mines or locations of origin of the 3TG in our supply chain include continued implementation of the due diligence measures described above, including conducting surveys of our Impacted Suppliers utilizing the CMRT.

**Section 7: Steps to be Taken to Mitigate Risk**

Holley intends to take the following steps to improve our due diligence process, including:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;● Engage with our suppliers more regularly and earlier in the year in an attempt to increase overall supplier response rates and improve the content of supplier responses;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;● Encourage suppliers that manufacture components or materials containing 3TG to source them from validated smelters when sufficient options exist for procuring conflict-free materials; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;● For those Impacted Suppliers who are unsure whether they source 3TG from the Covered Countries or in CAHRA, we aim to work with/encourage them to improve their reporting capabilities so as to increase transparency.

**<u>Forward-Looking Statements</u>**

Certain statements in this report relate to future events and expectations and are forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Words such as "believe," "estimate," "will be," "will," "would," "expect," "anticipate," "aim," "plan," "project," "intend," "could," "should" or other similar words or expressions often identify forward-looking statements. Examples of forward-looking statements include statements relating to the results of our due diligence and our future plans, and any other statement that does not directly relate to any historical or current fact. Forward-looking statements are based on our current expectations and assumptions, which may not prove to be accurate. These statements are not guarantees and are subject to risks, uncertainties and changes in circumstances that are difficult to predict. Actual outcomes and results may differ materially from these forward-looking statements. As a result, these statements speak only as of the date they are made and we undertake no obligation to update or revise any forward-looking statement, except as required by federal securities laws.

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**Schedule A to Conflict Minerals Report**

<u>Description of Holley Products</u>

Ignition Coils Ignition Coil Blaster Piston Brakes Connectors

Pins Clamps Wiring Cables Harnesses Terminals Insulation Headers Brackets

Instrument Panels Switches Keyboards

Lock Stopper Lock Retainers

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**Schedule B to Conflict Minerals Report**

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| | |
|:---|:---|
| **Metal** | **Smelter Name** |
| Tungsten | A.L.M.T. Corp. |
| Gold | Advanced Chemical Company |
| Gold | Aida Chemical Industries Co., Ltd. |
| Gold | Agosi AG |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) |
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao |
| Gold | Argor-Heraeus S.A. |
| Gold | Asahi Pretec Corp. |
| Gold | Asaka Riken Co., Ltd. |
| Tungsten | Kennametal Huntsville |
| Gold | Aurubis AG |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) |
| Gold | Boliden Ronnskar |
| Gold | C. Hafner GmbH + Co. KG |
| Gold | Caridad |
| Gold | CCR Refinery - Glencore Canada Corporation |
| Gold | Cendres + Metaux S.A. |
| Gold | Yunnan Copper Industry Co., Ltd. |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. |
| Gold | Chimet S.p.A. |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. |
| Gold | Chugai Mining |
| Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. |
| Tin | Alpha Assembly Solutions Inc |
| Tin | PT Aries Kencana Sejahtera |
| Tin | PT Premium Tin Indonesia |
| Gold | Daye Non-Ferrous Metals Mining Ltd. |
| Gold | DSC (Do Sung Corporation) |
| Tin | Dongguan Best Alloys Co., Ltd. |
| Gold | Dowa |
| Tin | Dowa |
| Gold | Eco-System Recycling Co., Ltd. East Plant |
| Tin | EM Vinto |

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| | |
|:---|:---|
| Tin | Estanho de Rondonia S.A. |
| Tantalum | F&X Electro-Materials Ltd. |
| Tin | Fenix Metals |
| Gold | JSC Novosibirsk Refinery |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. |
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. |
| Tungsten | Global Tungsten & Powders LLC |
| Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED |
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. |
| Gold | LT Metal Ltd. |
| Gold | Heimerle + Meule GmbH |
| Gold | Heraeus Metals Hong Kong Ltd. |
| Gold | Heraeus Germany GmbH Co. KG |
| Gold | Hunan Chenzhou Mining Co., Ltd. |
| Tungsten | Hunan Jintai New Material Co., Ltd. |
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. |
| Gold | HwaSeong CJ CO., LTD. |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. |
| Gold | Ishifuku Metal Industry Co., Ltd. |
| Gold | Istanbul Gold Refinery |
| Gold | Japan Mint |
| Tungsten | Japan New Metals Co., Ltd. |
| Gold | Jiangxi Copper Co., Ltd. |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. |
| Tantalum | Jiujiang Tanbre Co., Ltd. |
| Gold | Asahi Refining USA Inc. |
| Gold | Asahi Refining Canada Ltd. |
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant |
| Gold | JSC Uralelectromed |
| Gold | JX Nippon Mining & Metals Co., Ltd. |
| Tin | Gejiu Kai Meng Industry and Trade LLC |
| Gold | Kazakhmys Smelting LLC |
| Gold | Kazzinc |
| Tungsten | Kennametal Fallon |
| Gold | Kennecott Utah Copper LLC |
| Gold | Kojima Chemicals Co., Ltd. |
| Gold | Kyrgyzaltyn JSC |
| Gold | Lingbao Gold Co., Ltd. |
| Tin | China Tin Group Co., Ltd. |
| Tantalum | AMG Brasil |

---

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| | |
|:---|:---|
| Gold | LS MnM Inc. |
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. |
| Gold | Materion |
| Gold | Matsuda Sangyo Co., Ltd. |
| Tin | Metallic Resources, Inc. |
| Gold | Metalor Technologies (Suzhou) Ltd. |
| Gold | Metalor Technologies (Hong Kong) Ltd. |
| Gold | Metalor Technologies (Singapore) Pte., Ltd. |
| Gold | Metalor Technologies S.A. |
| Gold | Metalor USA Refining Corporation |
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. |
| Tantalum | Metallurgical Products India Pvt., Ltd. |
| Tin | Mineracao Taboca S.A. |
| Tantalum | Mineracao Taboca S.A. |
| Tin | Minsur |
| Gold | Mitsubishi Materials Corporation |
| Tin | Mitsubishi Materials Corporation |
| Tantalum | Mitsui Mining and Smelting Co., Ltd. |
| Gold | Mitsui Mining and Smelting Co., Ltd. |
| Tantalum | NPM Silmet AS |
| Gold | Moscow Special Alloys Processing Plant |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. |
| Tin | Jiangxi New Nanshan Technology Ltd. |
| Gold | Navoi Mining and Metallurgical Combinat |
| Gold | Nihon Material Co., Ltd. |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. |
| Tin | Novosibirsk Tin Combine |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. |
| Gold | Ohura Precious Metal Industry Co., Ltd. |
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) |
| Tin | Operaciones Metalurgicas S.A. |
| Gold | MKS PAMP SA |
| Gold | Penglai Penggang Gold Industry Co., Ltd. |

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| | |
|:---|:---|
| Gold | Prioksky Plant of Non-Ferrous Metals |
| Gold | PT Aneka Tambang (Persero) Tbk |
| Tin | PT Mitra Stania Prima |
| Tin | PT Prima Timah Utama |
| Tin | PT Timah Tbk Kundur |
| Tin | PT Timah Tbk Mentok |
| Gold | PX Precinox S.A. |
| Gold | Rand Refinery (Pty) Ltd. |
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. |
| Gold | Royal Canadian Mint |
| Tin | Rui Da Hung |
| Gold | Sabin Metal Corp. |
| Gold | Samduck Precious Metals |
| Gold | Samwon Metals Corp. |
| Gold | SEMPSA Joyeria Plateria S.A. |
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. |
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals |
| Gold | Solar Applied Materials Technology Corp. |
| Tantalum | Solikamsk Magnesium Works OAO |
| Gold | Sumitomo Metal Mining Co., Ltd. |
| Gold | Super Dragon Technology Co., Ltd. |
| Tantalum | Taki Chemical Co., Ltd. |
| Gold | Tanaka Kikinzoku Kogyo K.K. |
| Tantalum | Telex Metals |
| Tin | Thaisarco |
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. |
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM |
| Gold | Shandong Gold Smelting Co., Ltd. |
| Gold | Tokuriki Honten Co., Ltd. |
| Gold | Tongling Nonferrous Metals Group Co., Ltd. |
| Gold | Torecom |
| Tantalum | Ulba Metallurgical Plant JSC |
| Gold | Umicore S.A. Business Unit Precious Metals Refining |
| Gold | United Precious Metal Refining, Inc. |
| Gold | Valcambi S.A. |
| Tin | VQB Mineral and Trading Group JSC |

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| | |
|:---|:---|
| Gold | Western Australian Mint (T/a The Perth Mint) |
| Tin | White Solder Metalurgia e Mineracao Ltda. |
| Tungsten | Wolfram Bergbau und Hutten AG |
| Tungsten | Xiamen Tungsten Co., Ltd. |
| Gold | Yamakin Co., Ltd. |
| Gold | Yokohama Metal Co., Ltd. |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. |
| Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation |
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. |
| Gold | Morris and Watson |
| Gold | SAFINA A.S. |
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. |
| Gold | Umicore Precious Metals Thailand |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. |
| Tin | Magnu's Minerais Metais e Ligas Ltda. |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. |
| Tin | Melt Metais e Ligas S.A. |
| Tungsten | Asia Tungsten Products Vietnam Ltd. |
| Tin | PT ATD Makmur Mandiri Jaya |
| Tantalum | D Block Metals, LLC |
| Tantalum | FIR Metals & Resource Ltd. |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. |
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. |
| Gold | MMTC-PAMP India Pvt., Ltd. |
| Gold | KGHM Polska Miedz Spolka Akcyjna |

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| | |
|:---|:---|
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. |
| Tungsten | Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch |
| Gold | Fidelity Printers and Refiners Ltd. |
| Gold | Singway Technology Co., Ltd. |
| Tin | O.M. Manufacturing Philippines, Inc. |
| Gold | Shandong Humon Smelting Co., Ltd. |
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. |
| Tantalum | KEMET de Mexico |
| Tungsten | H.C. Starck Tungsten GmbH |
| Tungsten | TANIOBIS Smelting GmbH & Co. KG |
| Tungsten | Masan High-Tech Materials |
| Tantalum | TANIOBIS Co., Ltd. |
| Tantalum | TANIOBIS GmbH |
| Tantalum | Materion Newton Inc. |
| Tantalum | TANIOBIS Japan Co., Ltd. |
| Tantalum | TANIOBIS Smelting GmbH & Co. KG |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. |
| Tantalum | Global Advanced Metals Boyertown |
| Tantalum | Global Advanced Metals Aizu |
| Gold | Al Etihad Gold Refinery DMCC |
| Gold | Emirates Gold DMCC |
| Gold | International Precious Metal Refiners |
| Tin | CV Ayi Jaya |
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company |
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company |
| Gold | T.C.A S.p.A |
| Gold | REMONDIS PMR B.V. |
| Gold | Fujairah Gold FZC |
| Gold | Shirpur Gold Refinery Ltd. |
| Tungsten | Niagara Refining LLC |
| Tin | PT Rajehan Ariq |
| Gold | Korea Zinc Co., Ltd. |
| Gold | Marsam Metals |
| Gold | TOO Tau-Ken-Altyn |
| Tungsten | China Molybdenum Tungsten Co., Ltd. |
| Tungsten | Hydrometallurg, JSC |
| Tungsten | Uzbek Refractory and Heat-Resistant Metals |

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| | |
|:---|:---|
| Tin | PT Cipta Persada Mulia |
| Tin | An Vinh Joint Stock Mineral Processing Company |
| Tin | Resind Industria e Comercio Ltda. |
| Tantalum | Resind Industria e Comercio Ltda. |
| Gold | Abington Reldan Metals, LLC |
| Tungsten | Unecha Refractory metals plant |
| Gold | Shenzhen CuiLu Gold Co., Ltd. |
| Tin | Super Ligas |
| Gold | Albino Mountinho Lda. |
| Gold | SAAMP |
| Gold | L'Orfebre S.A. |
| Gold | 8853 S.p.A. |
| Gold | Italpreziosi |
| Tin | Aurubis Beerse |
| Tin | Aurubis Berango |
| Tin | PT Bangka Prima Tin |
| Gold | WIELAND Edelmetalle GmbH |
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH |
| Tantalum | Jiangxi Tuohong New Raw Material |
| Tungsten | Moliren Ltd. |
| Gold | AU Traders and Refiners |
| Gold | GGC Gujrat Gold Centre Pvt. Ltd. |
| Gold | Modeltech Sdn Bhd |
| Tin | Modeltech Sdn Bhd |
| Gold | Bangalore Refinery |
| Gold | Kyshtym Copper-Electrolytic Plant ZAO |
| Gold | Degussa Sonne / Mond Goldhandel GmbH |
| Gold | Pease & Curren |
| Gold | JALAN & Company |
| Gold | SungEel HiMetal Co., Ltd. |
| Gold | Planta Recuperadora de Metales SpA |
| Gold | ABC Refinery Pty Ltd. |
| Gold | Safimet S.p.A |
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. |
| Gold | State Research Institute Center for Physical Sciences and Technology |
| Gold | African Gold Refinery |
| Gold | Gold Coast Refinery |
| Gold | NH Recytech Company |
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. |
| Gold | QG Refining, LLC |
| Tin | Tin Technology & Refining |

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| | |
|:---|:---|
| Gold | Dijllah Gold Refinery FZC |
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. |
| Tin | Ma'anshan Weitai Tin Co., Ltd. |
| Tin | PT Masbro Alam Stania |
| Gold | CGR Metalloys Pvt Ltd. |
| Gold | Sovereign Metals |
| Tin | Luna Smelter, Ltd. |
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. |
| Tungsten | Lianyou Metals Co., Ltd. |
| Tungsten | JSC "Kirovgrad Hard Alloys Plant" |
| Tin | Precious Minerals and Smelting Limited |
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. |
| Tungsten | NPP Tyazhmetprom LLC |
| Tungsten | Hubei Green Tungsten Co., Ltd. |
| Gold | Eco-System Recycling Co., Ltd. North Plant |
| Gold | Eco-System Recycling Co., Ltd. West Plant |
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. |
| Tin | PT Mitra Sukses Globalindo |
| Gold | Augmont Enterprises Private Limited |
| Gold | Kundan Care Products Ltd. |
| Tungsten | Cronimet Brasil Ltda |
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda |
| Gold | Emerald Jewel Industry India Limited (Unit 1) |
| Gold | Emerald Jewel Industry India Limited (Unit 2) |
| Gold | Emerald Jewel Industry India Limited (Unit 3) |
| Gold | Emerald Jewel Industry India Limited (Unit 4) |
| Gold | K.A. Rasmussen |
| Gold | Alexy Metals |
| Tin | Conecsus LLC |
| Tin | CRM Synergies |
| Gold | MD Overseas |
| Gold | Metallix Refining Inc. |
| Gold | Metal Concentrators SA (Pty) Ltd. |
| Tin | Fabrica Auricchio Industria e Comercio Ltda. |

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| | |
|:---|:---|
| Tungsten | Fujian Xinlu Tungsten Co., Ltd. |
| Tungsten | OOO "Technolom" 2 |
| Tungsten | OOO "Technolom" 1 |
| Gold | WEEEREFINING |
| Gold | Gold by Gold Colombia |
| Tungsten | YUDU ANSHENG TUNGSTEN CO., LTD. |
| Gold | Dongwu Gold Group |
| Gold | Sam Precious Metals |
| Gold | NOBLE METAL SERVICES |
| Tin | PT Putera Sarana Shakti (PT PSS) |
| Tantalum | 5D Production OU |
| Tungsten | Tungsten Vietnam Joint Stock Company |
| Gold | Coimpa Industrial LTDA |
| Tungsten | Nam Viet Cromit Joint Stock Company |
| Tantalum | PowerX Ltd. |
| Tin | Mining Minerals Resources SARL |
| Tungsten | Lianyou Resources Co., Ltd. |
| Tin | Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. |
| Tungsten | Shinwon Tungsten (Fujian Shanghang) Co., Ltd. |
| Tin | Malaysia Smelting Corporation Berhad (Port Klang) |
| Gold | SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD. |
| Tungsten | Philippine Carreytech Metal Corp. |
| Gold | TITAN COMPANY LIMITED, JEWELLERY DIVISION |
| Gold | GG Refinery Ltd. |
| Tungsten | KENEE MINING VIETNAM COMPANY LIMITED |
| Tin | RIKAYAA GREENTECH PRIVATE LIMITED |
| Gold | Attero Recycling Pvt Ltd |
| Gold | SOLEIL METALS (Chala One Plant) |
| Gold | SOLEIL METALS (YAKARI Plant) |
| Gold | Impala Platinum - Platinum Metals Refinery (PMR) |
| Tin | Woodcross Smelting Company Limited |
| Tin | Global Advanced Metals Greenbushes Pty Ltd. |
| Gold | Elite Industech Co., Ltd. |

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| | |
|:---|:---|
| Tin | Longnan Chuangyue Environmental Protection Technology Development Co., Ltd |
| Tungsten | Philippine Bonway Manufacturing Industrial Corporation |
| Tantalum | Jiangxi Sanshi Nonferrous Metals Co., Ltd |
| Gold | Gasabo Gold Refinery Ltd |
| Tungsten | Jing Yuan Tungsten Technology Co., Ltd. |
| Gold | Minera Titán del Perú SRL (MTP) - Belen Plant |
| Tungsten | S.P.T. spol.s r.o. |
| Tin | P Kay Metal, Inc |
| Tungsten | Tungamoy Metals Inc. |
| Tin | PT Artha Cipta Langgeng |
| Tin | PT Mitra Graha Raya |

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&nbsp;&nbsp;&nbsp;&nbsp;

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**Schedule C to Conflict Minerals Report**

<u>Countries of Origin</u>

**Gold**: United States, Japan, Germany, Uzbekistan, Brazil, Switzerland, Philippines, Sweden, Mexico, Canada, China, Italy, Republic of Korea, Russian Federation, Turkey, Kazakhstan, Kyrgyzstan, Singapore, Indonesia, South Africa, Spain, Taiwan, Province of China, Belgium, Australia, New Zealand, Czechia, Thailand, India, Poland, Zimbabwe, United Arab Emirates, Netherlands, Portugal, France, Andorra, Austria, Malaysia, Chile, Lithuania, Uganda, Ghana, Norway, Colombia, Tanzania, Peru, Rwanda

**Tantalum**: China, Brazil, India, Japan, Estonia, Russian Federation, United States, Kazakhstan, Mexico, Thailand, Germany, Rwanda

**Tin**: China, United States, Indonesia, Japan, Bolivia (Plurinational State of), Brazil, Poland, Peru, Russian Federation, Thailand, Taiwan, Province of China, Vietnam, Philippines, Belgium, Spain, Malaysia, Rwanda, India, Congo, Democratic Republic of the, Uganda, Australia

**Tungsten**: Japan, United States, China, Austria, Vietnam, Germany, Russian Federation, Uzbekistan, Taiwan, Province of China, Brazil, Philippines, Czechia, Republic of Korea

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