# EDGAR Filing Document

**Accession Number:** 0001517936
**File Stem:** 0000940400-26-011429
**Filing Date:** 2026-3
**Character Count:** 89022
**Document Hash:** 09d1d1bf31f4c7aea2a918469b676099
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-011429.hdr.sgml**: 20260325

**ACCESSION NUMBER**: 0000940400-26-011429

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260131

**FILED AS OF DATE**: 20260325

**DATE AS OF CHANGE**: 20260325

**PERIOD START**: 20261031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED FUND IV
- **CENTRAL INDEX KEY:** 0001517936

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22559
- **FILM NUMBER:** 26792232

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Series and Classes Contracts Data

### First Trust SSI Strategic Convertible Securities ETF (Series ID: S000050640)

| Class ID   | Class Name                                           | Ticker Symbol   |
|:---|:---|:---|
| C000159952 | First Trust SSI Strategic Convertible Securities ETF | FCVT            |

## Nport-Ex

**First Trust SSI Strategic Convertible Securities ETF (FCVT)**

**Portfolio of Investments**

**January 31, 2026 (Unaudited)**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Principal** <br>**Value**<br>| **Description** | **Stated** <br>**Coupon**<br>| **Stated** <br>**Maturity**<br>| **Value** |
| **CONVERTIBLE CORPORATE BONDS AND NOTES — 82.5%** | **CONVERTIBLE CORPORATE BONDS AND NOTES — 82.5%** | **CONVERTIBLE CORPORATE BONDS AND NOTES — 82.5%** | **CONVERTIBLE CORPORATE BONDS AND NOTES — 82.5%** | **CONVERTIBLE CORPORATE BONDS AND NOTES — 82.5%** |
|  | **Aerospace & Defense — 2.1%** | **Aerospace & Defense — 2.1%** | **Aerospace & Defense — 2.1%** |  |
| $667000 | AeroVironment, Inc. | (a) | 07/15/30 | $786059 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 563000 | BWX Technologies, Inc. (b) | (a) | 11/01/30 | 581861 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 114000 | Intuitive Machines, Inc. (b) | 2.50% | 10/01/30 | 204368 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 43000 | Rocket Lab U.S.A., Inc. (b) | 4.25% | 02/01/29 | 671176 |
|  |  |  |  | 2243464 |
|  | **Automobiles — 1.7%** | **Automobiles — 1.7%** | **Automobiles — 1.7%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 635000 | Ford Motor Co. | (a) | 03/15/26 | 673417 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 265000 | NIO, Inc. | 4.63% | 10/15/30 | 233863 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 985000 | Rivian Automotive, Inc. | 3.63% | 10/15/30 | 932698 |
|  |  |  |  | 1839978 |
|  | **Banks — 0.3%** | **Banks — 0.3%** | **Banks — 0.3%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 164000 | Morgan Stanley Finance LLC, Series B | 1.00% | 11/23/27 | 316085 |
|  | **Biotechnology — 7.9%** | **Biotechnology — 7.9%** | **Biotechnology — 7.9%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 304000 | Alnylam Pharmaceuticals, Inc. | 1.00% | 09/15/27 | 397035 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 455000 | Alnylam Pharmaceuticals, Inc. (b) | (a) | 09/15/28 | 425924 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 461000 | Arrowhead Pharmaceuticals, Inc. | (a) | 01/15/32 | 518549 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 677000 | Ascendis Pharma A/S | 2.25% | 04/01/28 | 1002468 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 567000 | Bridgebio Pharma, Inc. (b) | 1.75% | 03/01/31 | 987998 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 596000 | Bridgebio Pharma, Inc. (b) | 0.75% | 02/01/33 | 610900 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 213000 | Celcuity, Inc. | 2.75% | 08/01/31 | 500664 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 356000 | Cogent Biosciences, Inc. | 1.63% | 11/15/31 | 428264 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 573000 | Cytokinetics, Inc. (b) | 1.75% | 10/01/31 | 724487 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 484000 | Halozyme Therapeutics, Inc. | 1.00% | 08/15/28 | 672760 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 980000 | Ionis Pharmaceuticals, Inc. (b) | (a) | 12/01/30 | 1085437 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 195000 | Mirum Pharmaceuticals, Inc. | 4.00% | 05/01/29 | 646181 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 337000 | PTC Therapeutics, Inc. | 1.50% | 09/15/26 | 501001 |
|  |  |  |  | 8501668 |
|  | **Broadline Retail — 2.2%** | **Broadline Retail — 2.2%** | **Broadline Retail — 2.2%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp; 1355000 | Alibaba Group Holding Ltd. | 0.50% | 06/01/31 | 2377333 |
|  | **Capital Markets — 3.8%** | **Capital Markets — 3.8%** | **Capital Markets — 3.8%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 492000 | Coinbase Global, Inc. | 0.25% | 04/01/30 | 480993 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 408000 | Coinbase Global, Inc. (b) | (a) | 10/01/32 | 346762 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 630000 | Galaxy Digital Holdings, L.P. (b) | 2.50% | 12/01/29 | 918540 |
| &nbsp;&nbsp;&nbsp;&nbsp; 1526000 | Morgan Stanley Finance LLC (c) (d) | 0.13% | 04/26/30 | 1881482 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 338000 | WisdomTree, Inc. (b) | 4.63% | 08/15/30 | 394108 |
|  |  |  |  | 4021885 |
|  | **Communications Equipment — 3.9%** | **Communications Equipment — 3.9%** | **Communications Equipment — 3.9%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp; 1498000 | Lumentum Holdings, Inc. (b) | 0.38% | 03/15/32 | 3398873 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 398000 | Viavi Solutions, Inc. (b) | 0.63% | 03/01/31 | 748776 |
|  |  |  |  | 4147649 |
|  | **Construction & Engineering — 1.1%** | **Construction & Engineering — 1.1%** | **Construction & Engineering — 1.1%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 275000 | Fluor Corp. | 1.13% | 08/15/29 | 339928 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 518000 | Granite Construction, Inc. | 3.25% | 06/15/30 | 864542 |
|  |  |  |  | 1204470 |
|  | **Consumer Finance — 1.1%** | **Consumer Finance — 1.1%** | **Consumer Finance — 1.1%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 500000 | SoFi Technologies, Inc. (b) | (a) | 10/15/26 | 594625 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 227000 | SoFi Technologies, Inc. (b) | 1.25% | 03/15/29 | 567273 |
|  |  |  |  | 1161898 |

---

------

**First Trust SSI Strategic Convertible Securities ETF (FCVT)**

**Portfolio of Investments (Continued)**

**January 31, 2026 (Unaudited)**

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Principal**<br> **Value**<br>| **Description** | **Stated**<br> **Coupon**<br>| **Stated**<br> **Maturity**<br>| **Value** |
| **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** |
|  | **Diversified Telecommunication Services — 0.8%** | **Diversified Telecommunication Services — 0.8%** | **Diversified Telecommunication Services — 0.8%** |  |
| $585000 | AST SpaceMobile, Inc. (b) | 2.00% | 01/15/36 | $799081 |
|  | **Electric Utilities — 3.0%** | **Electric Utilities — 3.0%** | **Electric Utilities — 3.0%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 500000 | Duke Energy Corp. | 4.13% | 04/15/26 | 519875 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 350000 | Evergy, Inc. | 4.50% | 12/15/27 | 445156 |
| &nbsp;&nbsp;&nbsp;&nbsp; 1416000 | NextEra Energy Capital Holdings, Inc. | 3.00% | 03/01/27 | 1884696 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 343000 | PPL Capital Funding, Inc. | 2.88% | 03/15/28 | 385789 |
|  |  |  |  | 3235516 |
|  | **Electrical Equipment — 2.2%** | **Electrical Equipment — 2.2%** | **Electrical Equipment — 2.2%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 304000 | Array Technologies, Inc. (b) | 2.88% | 07/01/31 | 517408 |
| &nbsp;&nbsp;&nbsp;&nbsp; 1090000 | Bloom Energy Corp. (b) | (a) | 11/15/30 | 1236060 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 495000 | Eos Energy Enterprises, Inc. (b) | 1.75% | 12/01/31 | 585753 |
|  |  |  |  | 2339221 |
|  | **Electronic Equipment, Instruments & Components — 1.7%** | **Electronic Equipment, Instruments & Components — 1.7%** | **Electronic Equipment, Instruments & Components — 1.7%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 355000 | Advanced Energy Industries, Inc. | 2.50% | 09/15/28 | 690830 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 547000 | Mirion Technologies, Inc. (b) | (a) | 10/01/31 | 615608 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 532000 | OSI Systems, Inc. (b) | 0.50% | 02/01/31 | 529127 |
|  |  |  |  | 1835565 |
|  | **Energy Equipment & Services — 0.7%** | **Energy Equipment & Services — 0.7%** | **Energy Equipment & Services — 0.7%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 585000 | Solaris Energy Infrastructure, Inc. | 0.25% | 10/01/31 | 722036 |
|  | **Entertainment — 2.9%** | **Entertainment — 2.9%** | **Entertainment — 2.9%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 455000 | IMAX Corp. (b) | 0.75% | 11/15/30 | 487419 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 203000 | Liberty Live Holdings, Inc. (b) | 2.38% | 09/30/53 | 298918 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 535000 | Liberty Media Corp. | 2.25% | 08/15/27 | 626752 |
| &nbsp;&nbsp;&nbsp;&nbsp; 1385000 | Live Nation Entertainment, Inc. | 2.88% | 01/15/30 | 1469485 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 218000 | Spotify USA, Inc. | (a) | 03/15/26 | 220507 |
|  |  |  |  | 3103081 |
|  | **Financial Services — 0.8%** | **Financial Services — 0.8%** | **Financial Services — 0.8%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 371000 | Affirm Holdings, Inc. | 0.75% | 12/15/29 | 384189 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 310000 | HAT Holdings I LLC / HAT Holdings II LLC (b) | 3.75% | 08/15/28 | 420639 |
|  |  |  |  | 804828 |
|  | **Ground Transportation — 1.3%** | **Ground Transportation — 1.3%** | **Ground Transportation — 1.3%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 470000 | Lyft, Inc. (b) | (a) | 09/15/30 | 495615 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 730000 | Uber Technologies, Inc. | 0.88% | 12/01/28 | 936977 |
|  |  |  |  | 1432592 |
|  | **Health Care Equipment & Supplies — 1.3%** | **Health Care Equipment & Supplies — 1.3%** | **Health Care Equipment & Supplies — 1.3%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 433000 | Alphatec Holdings, Inc. (b) | 0.75% | 03/15/30 | 531074 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 400000 | Integer Holdings Corp. (b) | 1.88% | 03/15/30 | 382800 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 391000 | IRhythm Technologies, Inc. | 1.50% | 09/01/29 | 499307 |
|  |  |  |  | 1413181 |
|  | **Health Care Providers & Services — 0.8%** | **Health Care Providers & Services — 0.8%** | **Health Care Providers & Services — 0.8%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 552000 | Guardant Health, Inc. (b) | (a) | 05/15/33 | 657618 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 195000 | Hims & Hers Health, Inc. (b) | (a) | 05/15/30 | 165087 |
|  |  |  |  | 822705 |
|  | **Health Care REITs — 1.5%** | **Health Care REITs — 1.5%** | **Health Care REITs — 1.5%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 354000 | Ventas Realty, L.P. | 3.75% | 06/01/26 | 502149 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 573000 | Welltower OP LLC (b) | 2.75% | 05/15/28 | 1140270 |
|  |  |  |  | 1642419 |

---

------

**First Trust SSI Strategic Convertible Securities ETF (FCVT)**

**Portfolio of Investments (Continued)**

**January 31, 2026 (Unaudited)**

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Principal**<br> **Value**<br>| **Description** | **Stated**<br> **Coupon**<br>| **Stated**<br> **Maturity**<br>| **Value** |
| **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** |
|  | **Hotels, Restaurants & Leisure — 1.8%** | **Hotels, Restaurants & Leisure — 1.8%** | **Hotels, Restaurants & Leisure — 1.8%** |  |
| $866000 | DoorDash, Inc. (b) | (a) | 05/15/30 | $868598 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 472000 | NCL Corp., Ltd. (b) | 0.88% | 04/15/30 | 523212 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 466000 | Trip.com Group Ltd. | 0.75% | 06/15/29 | 528910 |
|  |  |  |  | 1920720 |
|  | **Independent Power and Renewable Electricity Producers — 0.7%** | **Independent Power and Renewable Electricity Producers — 0.7%** | **Independent Power and Renewable Electricity Producers — 0.7%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 512000 | Ormat Technologies, Inc. | 2.50% | 07/15/27 | 756659 |
|  | **Interactive Media & Services — 2.2%** | **Interactive Media & Services — 2.2%** | **Interactive Media & Services — 2.2%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 807000 | Morgan Stanley Finance LLC | 0.13% | 02/07/28 | 2389567 |
|  | **IT Services — 5.0%** | **IT Services — 5.0%** | **IT Services — 5.0%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 813000 | Akamai Technologies, Inc. (b) | 0.25% | 05/15/33 | 987649 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 73000 | Applied Digital Corp. | 2.75% | 06/01/30 | 264771 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 862000 | Cloudflare, Inc. | (a) | 08/15/26 | 948803 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 641000 | Cloudflare, Inc. (b) | (a) | 06/15/30 | 676640 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 366000 | CoreWeave, Inc. (b) | 1.75% | 12/01/31 | 422922 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 460000 | DigitalOcean Holdings, Inc. (b) | (a) | 08/15/30 | 728870 |
| &nbsp;&nbsp;&nbsp;&nbsp; 1015000 | Snowflake, Inc. | (a) | 10/01/27 | 1377863 |
|  |  |  |  | 5407518 |
|  | **Leisure Products — 0.1%** | **Leisure Products — 0.1%** | **Leisure Products — 0.1%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 97000 | Peloton Interactive, Inc. | 5.50% | 12/01/29 | 151437 |
|  | **Life Sciences Tools & Services — 0.9%** | **Life Sciences Tools & Services — 0.9%** | **Life Sciences Tools & Services — 0.9%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 455000 | Repligen Corp. | 1.00% | 12/15/28 | 484284 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 435000 | Tempus AI, Inc. (b) | 0.75% | 07/15/30 | 472413 |
|  |  |  |  | 956697 |
|  | **Metals & Mining — 1.4%** | **Metals & Mining — 1.4%** | **Metals & Mining — 1.4%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 211000 | Endeavour Silver Corp. (b) | 0.25% | 01/15/31 | 259108 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 117000 | Equinox Gold Corp. | 4.75% | 10/15/28 | 280800 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 262000 | MP Materials Corp. (b) | 3.00% | 03/01/30 | 747224 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 289000 | Ramaco Resources, Inc. | (a) | 11/01/31 | 260100 |
|  |  |  |  | 1547232 |
|  | **Multi-Utilities — 0.8%** | **Multi-Utilities — 0.8%** | **Multi-Utilities — 0.8%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 761000 | WEC Energy Group, Inc. | 4.38% | 06/01/27 | 887136 |
|  | **Oil, Gas & Consumable Fuels — 1.2%** | **Oil, Gas & Consumable Fuels — 1.2%** | **Oil, Gas & Consumable Fuels — 1.2%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 678000 | Centrus Energy Corp. (b) | (a) | 08/15/32 | 981235 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 260000 | Northern Oil & Gas, Inc. | 3.63% | 04/15/29 | 264004 |
|  |  |  |  | 1245239 |
|  | **Passenger Airlines — 0.3%** | **Passenger Airlines — 0.3%** | **Passenger Airlines — 0.3%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 362000 | Joby Aviation, Inc. (e) | 0.75% | 02/15/32 | 369693 |
|  | **Personal Care Products — 0.4%** | **Personal Care Products — 0.4%** | **Personal Care Products — 0.4%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 500000 | Oddity Finance LLC (b) | (a) | 06/15/30 | 416820 |
|  | **Pharmaceuticals — 2.0%** | **Pharmaceuticals — 2.0%** | **Pharmaceuticals — 2.0%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 545000 | Jazz Investments I Ltd. | 3.13% | 09/15/30 | 710952 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 781000 | Ligand Pharmaceuticals, Inc. (b) | 0.75% | 10/01/30 | 934392 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 483000 | Zoetis, Inc. (b) | 0.25% | 06/15/29 | 496283 |
|  |  |  |  | 2141627 |
|  | **Professional Services — 1.3%** | **Professional Services — 1.3%** | **Professional Services — 1.3%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 404000 | BlackSky Technology, Inc. (b) | 8.25% | 08/01/33 | 466014 |

---

------

**First Trust SSI Strategic Convertible Securities ETF (FCVT)**

**Portfolio of Investments (Continued)**

**January 31, 2026 (Unaudited)**

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Principal**<br> **Value**<br>| **Description** | **Stated**<br> **Coupon**<br>| **Stated**<br> **Maturity**<br>| **Value** |
| **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** |
|  | **Professional Services (Continued)** | **Professional Services (Continued)** | **Professional Services (Continued)** |  |
| $211000 | Parsons Corp. | 2.63% | 03/01/29 | $226357 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 304000 | Planet Labs PBC (b) | 0.50% | 10/15/30 | 694260 |
|  |  |  |  | 1386631 |
|  | **Real Estate Management & Development — 0.4%** | **Real Estate Management & Development — 0.4%** | **Real Estate Management & Development — 0.4%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 382000 | Compass, Inc. (b) | 0.25% | 04/15/31 | 412561 |
|  | **Semiconductors & Semiconductor Equipment — 5.5%** | **Semiconductors & Semiconductor Equipment — 5.5%** | **Semiconductors & Semiconductor Equipment — 5.5%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 289000 | Cohu, Inc. (b) | 1.50% | 01/15/31 | 372116 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 405000 | Impinj, Inc. (b) | (a) | 09/15/29 | 392040 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 808000 | MACOM Technology Solutions Holdings, Inc. | (a) | 12/15/29 | 1164684 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 933000 | MKS, Inc. | 1.25% | 06/01/30 | 1571585 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 365000 | Nova Ltd. (b) | (a) | 09/15/30 | 586201 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 704000 | ON Semiconductor Corp. | (a) | 05/01/27 | 890271 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 794000 | Semtech Corp. (b) | (a) | 10/15/30 | 895105 |
|  |  |  |  | 5872002 |
|  | **Software — 10.6%** | **Software — 10.6%** | **Software — 10.6%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 620000 | Barclays Bank PLC, Series MSFT | 1.00% | 02/16/29 | 639139 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 511000 | Cipher Mining, Inc. (b) | (a) | 10/01/31 | 650886 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 541000 | Cleanspark, Inc. (b) | (a) | 02/15/32 | 453088 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 225000 | Core Scientific, Inc. (b) | (a) | 06/15/31 | 263250 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 779000 | CyberArk Software Ltd. (b) | (a) | 06/15/30 | 821845 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 389000 | Datadog, Inc. | (a) | 12/01/29 | 384040 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 370000 | Guidewire Software, Inc. | 1.25% | 11/01/29 | 358715 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 109000 | InterDigital, Inc. | 3.50% | 06/01/27 | 460798 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 684000 | IREN Ltd. (b) | (a) | 07/01/31 | 632700 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 200000 | IREN Ltd. (b) | 1.00% | 06/01/33 | 245900 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 444000 | Life360, Inc. (b) | (a) | 06/01/30 | 467706 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 415000 | MARA Holdings, Inc. | (a) | 03/01/30 | 348600 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 505000 | Nebius Group N.V. (b) | 1.00% | 09/15/30 | 504748 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 710000 | Nebius Group N.V. (b) | 2.75% | 09/15/32 | 691895 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 686000 | Rubrik, Inc. (b) | (a) | 06/15/30 | 617400 |
| &nbsp;&nbsp;&nbsp;&nbsp; 2165000 | Strategy, Inc. (b) | (a) | 03/01/30 | 1932262 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 550000 | Strategy, Inc. | 0.88% | 03/15/31 | 569250 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 120000 | Terawulf, Inc. (b) | 2.75% | 02/01/30 | 220026 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 320000 | Terawulf, Inc. (b) | (a) | 05/01/32 | 301792 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 425000 | Unity Software, Inc. (b) | (a) | 03/15/30 | 478672 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 365000 | Zscaler, Inc. (b) | (a) | 07/15/28 | 340236 |
|  |  |  |  | 11382948 |
|  | **Specialized REITs — 0.4%** | **Specialized REITs — 0.4%** | **Specialized REITs — 0.4%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 445000 | Digital Realty Trust, L.P. (b) | 1.88% | 11/15/29 | 460887 |
|  | **Specialty Retail — 1.3%** | **Specialty Retail — 1.3%** | **Specialty Retail — 1.3%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 287000 | Burlington Stores, Inc. | 1.25% | 12/15/27 | 435810 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 360000 | GameStop Corp. (b) | (a) | 04/01/30 | 389358 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 338000 | Wayfair, Inc. | 3.25% | 09/15/27 | 579298 |
|  |  |  |  | 1404466 |
|  | **Technology Hardware, Storage & Peripherals — 5.1%** | **Technology Hardware, Storage & Peripherals — 5.1%** | **Technology Hardware, Storage & Peripherals — 5.1%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 441000 | Seagate HDD Cayman | 3.50% | 06/01/28 | 2189345 |

---

------

**First Trust SSI Strategic Convertible Securities ETF (FCVT)**

**Portfolio of Investments (Continued)**

**January 31, 2026 (Unaudited)**

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Principal**<br> **Value**<br>| **Description** | **Stated**<br> **Coupon**<br>| **Stated**<br> **Maturity**<br>| **Value** |
| **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** |
|  | **Technology Hardware, Storage & Peripherals (Continued)** | **Technology Hardware, Storage & Peripherals (Continued)** | **Technology Hardware, Storage & Peripherals (Continued)** |  |
| $268000 | Super Micro Computer, Inc. (b) | (a) | 06/15/30 | $232566 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 455000 | Western Digital Corp. | 3.00% | 11/15/28 | 3023659 |
|  |  |  |  | 5445570 |
|  | **Total Convertible Corporate Bonds and Notes** | **Total Convertible Corporate Bonds and Notes** | **Total Convertible Corporate Bonds and Notes** | 88520065 |
|  | (Cost $70,761,234) | (Cost $70,761,234) | (Cost $70,761,234) |  |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Shares** | **Description** | **Stated** <br>**Coupon**<br>| **Stated** <br>**Maturity**<br>| **Value** |
| **CONVERTIBLE PREFERRED SECURITIES — 12.2%** | **CONVERTIBLE PREFERRED SECURITIES — 12.2%** | **CONVERTIBLE PREFERRED SECURITIES — 12.2%** | **CONVERTIBLE PREFERRED SECURITIES — 12.2%** | **CONVERTIBLE PREFERRED SECURITIES — 12.2%** |
|  | **Aerospace & Defense — 2.8%** | **Aerospace & Defense — 2.8%** | **Aerospace & Defense — 2.8%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 39730 | Boeing (The) Co. | 6.00% | 10/15/27 | 2968626 |
|  | **Banks — 2.9%** | **Banks — 2.9%** | **Banks — 2.9%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1230 | Bank of America Corp., Series L | 7.25% | (f) | 1532580 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1300 | Wells Fargo & Co., Series L | 7.50% | (f) | 1604148 |
|  |  |  |  | 3136728 |
|  | **Capital Markets — 1.1%** | **Capital Markets — 1.1%** | **Capital Markets — 1.1%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8685 | Ares Management Corp., Series B | 6.75% | 10/01/27 | 415403 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16120 | KKR & Co., Inc., Series D | 6.25% | 03/01/28 | 788913 |
|  |  |  |  | 1204316 |
|  | **Chemicals — 0.9%** | **Chemicals — 0.9%** | **Chemicals — 0.9%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14350 | Albemarle Corp. | 7.25% | 03/01/27 | 995029 |
|  | **Electric Utilities — 0.6%** | **Electric Utilities — 0.6%** | **Electric Utilities — 0.6%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11310 | Southern (The) Co., Series A | 7.13% | 12/15/28 | 579638 |
|  | **Financial Services — 0.6%** | **Financial Services — 0.6%** | **Financial Services — 0.6%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7515 | Apollo Global Management, Inc. | 6.75% | 07/31/26 | 521316 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2100 | Shift4 Payments, Inc. | 6.00% | 05/01/28 | 157794 |
|  |  |  |  | 679110 |
|  | **Health Care Providers & Services — 1.0%** | **Health Care Providers & Services — 1.0%** | **Health Care Providers & Services — 1.0%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7780 | BrightSpring Health Services, Inc. | 6.75% | 02/01/27 | 1038085 |
|  | **Semiconductors & Semiconductor Equipment — 0.9%** | **Semiconductors & Semiconductor Equipment — 0.9%** | **Semiconductors & Semiconductor Equipment — 0.9%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14460 | Microchip Technology, Inc. | 7.50% | 03/15/28 | 966506 |
|  | **Technology Hardware, Storage & Peripherals — 0.5%** | **Technology Hardware, Storage & Peripherals — 0.5%** | **Technology Hardware, Storage & Peripherals — 0.5%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8225 | Hewlett Packard Enterprise Co. | 7.63% | 09/01/27 | 498188 |
|  | **Trading Companies & Distributors — 0.9%** | **Trading Companies & Distributors — 0.9%** | **Trading Companies & Distributors — 0.9%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14985 | QXO, Inc. | 5.50% | 05/15/28 | 949300 |
|  | **Total Convertible Preferred Securities** | **Total Convertible Preferred Securities** | **Total Convertible Preferred Securities** | 13015526 |
|  | (Cost $10,956,462) | (Cost $10,956,462) | (Cost $10,956,462) |  |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

------

**First Trust SSI Strategic Convertible Securities ETF (FCVT)**

**Portfolio of Investments (Continued)**

**January 31, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **MONEY MARKET FUNDS — 5.5%** | **MONEY MARKET FUNDS — 5.5%** | **MONEY MARKET FUNDS — 5.5%** |
| &nbsp;&nbsp;&nbsp;&nbsp; 5926405 | Dreyfus Government Cash Management Fund, Institutional Shares - 3.58% (g) | $5926405 |
|  | (Cost $5,926,405) |  |
|  | **Total Investments — 100.2%** | 107461996 |
|  | (Cost $87,644,101) |  |
|  | **Net Other Assets and Liabilities — (0.2)%** | (167866)<br>|
|  | **Net Assets — 100.0%** | $107294130 |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;(a) Zero coupon security.

&nbsp;&nbsp;&nbsp;&nbsp;(b) This security, sold within the terms of a private placement memorandum, is exempt
 from registration upon resale under Rule 144A of the Securities Act of 1933, as amended, and may be resold in transactions
 exempt from registration, normally to qualified institutional buyers. Pursuant to procedures adopted by the Trust's Board of Trustees, this security has been determined to be liquid by First Trust Advisors L.P. (the "Advisor"). Although market instability can result in periods of increased overall market illiquidity, liquidity for each security is determined based on security specific
 factors and assumptions, which require subjective judgment. At January 31, 2026, securities noted as such amounted to $43,162,465
 or 40.2% of net assets.

&nbsp;&nbsp;&nbsp;&nbsp;(c) This security is fair valued by the Advisor's Pricing Committee in accordance with procedures approved by the Trust's Board of Trustees, and in accordance with provisions of the Investment Company Act of 1940
 and rules thereunder, as amended. At January 31, 2026, securities noted as such are valued at $1,881,482 or 1.8% of net
 assets.

&nbsp;&nbsp;&nbsp;&nbsp;(d) This security's value was determined using significant unobservable inputs (see Valuation Inputs section).

&nbsp;&nbsp;&nbsp;&nbsp;(e) When-issued security. The interest rate shown reflects the rate in effect at January
 31, 2026. Interest will begin accruing on the security's first settlement date.

&nbsp;&nbsp;&nbsp;&nbsp;(f) Perpetual maturity.

&nbsp;&nbsp;&nbsp;&nbsp;(g) Rate shown reflects yield as of January 31, 2026.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

Abbreviations throughout the Portfolio of Investments: <br> REITs – Real Estate Investment Trusts

------

**Valuation Inputs**

The Fund is subject to fair value accounting standards that define fair value, establish the framework for measuring fair value and provide a three-level hierarchy for fair valuation based upon the inputs to the valuation as of the measurement date. The three levels of the fair value hierarchy are as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 1 – Level 1 inputs are quoted prices in active markets for identical investments.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 2 – Level 2 inputs are observable inputs, either directly or indirectly. (Quoted prices for similar investments, valuations based on interest rates and yield curves, or valuations derived from observable market data.)

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 3 – Level 3 inputs are unobservable inputs that may reflect the reporting entity's own assumptions about the assumptions that market participants would use in pricing the investment.

The inputs or methodologies used for valuing investments are not necessarily an indication of the risk associated with investing in those investments.

------

**First Trust SSI Strategic Convertible Securities ETF (FCVT)**

**Portfolio of Investments (Continued)**

**January 31, 2026 (Unaudited)**

A summary of the inputs used to value the Fund's investments as of January 31, 2026 is as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **Total** <br>**Value at** <br>**1/31/2026**<br>| &nbsp;&nbsp;&nbsp; **Level 1** <br>**Quoted** <br>**Prices**<br>| &nbsp;&nbsp;&nbsp; **Level 2** <br>**Significant** <br>**Observable** <br>**Inputs**<br>| &nbsp;&nbsp;&nbsp; **Level 3** <br>**Significant** <br>**Unobservable** <br>**Inputs**<br>|
| Convertible Corporate Bonds and Notes: |  |  |  |  |
| &nbsp;&nbsp;&nbsp; Capital Markets | &nbsp;&nbsp; $4021885 | &nbsp;&nbsp;&nbsp;&nbsp; $— | &nbsp;&nbsp;&nbsp;&nbsp; $2140403 | &nbsp;&nbsp;&nbsp;&nbsp; $1881482 |
| &nbsp;&nbsp;&nbsp; Other Industry Categories\* | &nbsp;&nbsp; 84498180 | &nbsp;&nbsp;&nbsp;&nbsp; — | &nbsp;&nbsp;&nbsp;&nbsp; 84498180 | &nbsp;&nbsp;&nbsp;&nbsp; — |
| Convertible Preferred Securities\* | &nbsp;&nbsp; 13015526 | &nbsp;&nbsp;&nbsp;&nbsp; 13015526 | &nbsp;&nbsp;&nbsp;&nbsp; — | &nbsp;&nbsp;&nbsp;&nbsp; — |
| Money Market Funds | &nbsp;&nbsp; 5926405 | &nbsp;&nbsp;&nbsp;&nbsp; 5926405 | &nbsp;&nbsp;&nbsp;&nbsp; — | &nbsp;&nbsp;&nbsp;&nbsp; — |
| Total Investments | &nbsp;&nbsp; $107461996 | &nbsp;&nbsp;&nbsp;&nbsp; $18941931 | &nbsp;&nbsp;&nbsp;&nbsp; $86638583 | &nbsp;&nbsp;&nbsp;&nbsp; $1881482 |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

\* See Portfolio of Investments for industry breakout.

Level 3 investments are fair valued by the Advisor's Pricing Committee and are footnoted in the Portfolio of Investments. All Level 3 values are based on unobservable inputs. As of January 31, 2026, the Level 3 investment was valued using an unadjusted broker quote.

The following table presents the activity of the Fund's investments measured at fair value on a recurring basis using significant unobservable inputs (Level 3) for the period presented.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | |
|:---|:---|
| **Beginning Balance at October 31, 2025** |  |
| &nbsp;&nbsp;&nbsp; Convertible Corporate Bonds and Notes | $1862254 |
| Net Realized Gain (Loss) |  |
| Net Change in Unrealized Appreciation/Depreciation | 19228 |
| Purchases |  |
| Sales |  |
| Transfers In |  |
| Transfers Out |  |
| **Ending Balance at January 31, 2026** |  |
| &nbsp;&nbsp;&nbsp; Convertible Corporate Bonds and Notes | 1881482 |
| Total Level 3 holdings | $1881482 |

---

There was a net change of $19,228 in unrealized appreciation (depreciation) from the Level 3 investment held as of January 31, 2026.

------

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** First Trust Exchange-Traded Fund IV

- **b. Investment Company Act file number:** 811-22559

- **c. CIK number of Registrant:** 0001517936

- **d. LEI of Registrant:** 5493006CBTW7P2B31B80

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 East Liberty Drive

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** First Trust SSI Strategic Convertible Securities ETF

- **b. EDGAR series identifier (if any):** S000050640

- **c. LEI of Series:** 549300E2LXTTRLNEGB53

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-10-31

- **b. Date as of which information is reported:** 2026-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $107748759.91

**Total Liabilities:** $459576.63

**Net Assets:** $107289183.28

**Cash Not Reported:** $77737.67

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 178.72295000 | **1-Year:** 1021.88276000 | **5-Year:** 1555.32574000 | **10-Year:** 24.20419000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 284.91294000 | **1-Year:** 4228.98233000 | **5-Year:** 1570.55322000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000159952 | -1.69%               | -0.97%               | 5.87%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $2872937.85              | $-4610716.23                               |
| Month 2  | $343977.02               | $-1208972.44                               |
| Month 3  | $477340.83               | $5121727.35                                |

### Schedule of Portfolio Investments

| Name                               | Title                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| IMPINJ INC                         | Impinj Inc                               | CUSIP: 453204AE9<br>LEI: 549300M26VGKSMMWWN17 | Long             | DBT              | CORP              | US        |    405000 | PA      | $392040.00    | 0.37%             | 2029-09-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| BURLINGTON STORES INC              | Burlington Stores Inc                    | CUSIP: 122017AD8<br>LEI: 5299003Z37DVGKKC1W09 | Long             | DBT              | CORP              | US        |    287000 | PA      | $435809.50    | 0.41%             | 2027-12-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| SOFI TECHNOLOGIES INC              | SoFi Technologies Inc                    | CUSIP: 83406FAC6<br>LEI: 549300SW81JCMVZDDY09 | Long             | DBT              | CORP              | US        |    227000 | PA      | $567273.00    | 0.53%             | 2029-03-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| WESTERN DIGITAL CORP               | Western Digital Corp                     | CUSIP: 958102AT2<br>LEI: 549300QQXOOYEF89IC56 | Long             | DBT              | CORP              | US        |    455000 | PA      | $3023659.38   | 2.82%             | 2028-11-15      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| IMAX CORP                          | IMAX Corp                                | CUSIP: 45245EAK5<br>LEI: 894500GS1ESLAPZCEI74 | Long             | DBT              | CORP              | CA        |    455000 | PA      | $487418.75    | 0.45%             | 2030-11-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| ARRAY TECHNOLOGIES INC             | Array Technologies Inc                   | CUSIP: 04271TAC4<br>LEI: 549300JM5FECYJQ85V37 | Long             | DBT              | CORP              | US        |    304000 | PA      | $517408.00    | 0.48%             | 2031-07-01      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| SEAGATE HDD CAYMAN                 | Seagate HDD Cayman                       | CUSIP: 81180WBL4<br>LEI: 529900BD50TRWEG1SF63 | Long             | DBT              | CORP              | KY        |    441000 | PA      | $2189344.50   | 2.04%             | 2028-06-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| EVERGY INC                         | Evergy Inc                               | CUSIP: 30034WAD8<br>LEI: 549300PGTHDQY6PSUI61 | Long             | DBT              | CORP              | US        |    350000 | PA      | $445156.25    | 0.41%             | 2027-12-15      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| CIPHER MINING                      | Cipher Mining Inc                        | CUSIP: 17253JAB2<br>LEI: 254900QABG5HCQZ28A17 | Long             | DBT              | CORP              | US        |    511000 | PA      | $650886.25    | 0.61%             | 2031-10-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| WISDOMTREE INC                     | WisdomTree Inc                           | CUSIP: 97717PAJ3<br>LEI: 549300WIU8IS7UFO7871 | Long             | DBT              | CORP              | US        |    338000 | PA      | $394108.00    | 0.37%             | 2030-08-15      | Fixed         | 4.62%                 | No            |                  2 | On Loan: No      |
| PTC THERAPEUTICS INC               | PTC Therapeutics Inc                     | CUSIP: 69366JAD3<br>LEI: 549300UJLWOIWFDGB318 | Long             | DBT              | CORP              | US        |    337000 | PA      | $501001.05    | 0.47%             | 2026-09-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| LUMENTUM HOLDINGS INC              | Lumentum Holdings Inc                    | CUSIP: 55024UAJ8<br>LEI: 549300JLWRRC38DWEF52 | Long             | DBT              | CORP              | US        |   1498000 | PA      | $3398872.84   | 3.17%             | 2032-03-15      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| AFFIRM HOLDINGS INC                | Affirm Holdings Inc                      | CUSIP: 00827BAD8<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    371000 | PA      | $384189.05    | 0.36%             | 2029-12-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| EQUINOX GOLD CORP                  | Equinox Gold Corp                        | CUSIP: 29446YAC0<br>LEI: 5493005IN4V1SNP9PN75 | Long             | DBT              | CORP              | CA        |    117000 | PA      | $280800.00    | 0.26%             | 2028-10-15      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| MIRUM PHARMACEUTICALS              | Mirum Pharmaceuticals Inc                | CUSIP: 604749AB7<br>LEI: 254900YZKR40F7F27K81 | Long             | DBT              | CORP              | US        |    195000 | PA      | $646181.25    | 0.60%             | 2029-05-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NCL CORPORATION LTD                | NCL Corp Ltd                             | CUSIP: 62886HBS9<br>LEI: UNZWILHE4KMRP9K2L524 | Long             | DBT              | CORP              | BM        |    472000 | PA      | $523212.00    | 0.49%             | 2030-04-15      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| REPLIGEN CORP                      | Repligen Corp                            | CUSIP: 759916AD1<br>LEI: 54930006QJ0T5AUO1E71 | Long             | DBT              | CORP              | US        |    455000 | PA      | $484284.14    | 0.45%             | 2028-12-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| PARSONS CORP                       | Parsons Corp                             | CUSIP: 70202LAD4<br>LEI: 549300ZXH0VRBSEPX752 | Long             | DBT              | CORP              | US        |    211000 | PA      | $226357.18    | 0.21%             | 2029-03-01      | Fixed         | 2.62%                 | No            |                  2 | On Loan: No      |
| MORGAN STANLEY FIN LLC             | Morgan Stanley Finance LLC               | CUSIP: 61774H2L1<br>LEI: 5493003FCPSE9RKT4B56 | Long             | DBT              | CORP              | US        |    164000 | PA      | $316084.58    | 0.29%             | 2027-11-23      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| MORGAN STANLEY FIN LLC             | Morgan Stanley Finance LLC               | CUSIP: 61774TYE6<br>LEI: 5493003FCPSE9RKT4B56 | Long             | DBT              | CORP              | US        |    807000 | PA      | $2389567.35   | 2.23%             | 2028-02-07      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| IRHYTHM HOLDINGS INC               | IRhythm Holdings Inc                     | CUSIP: 450056AB2<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    391000 | PA      | $499307.00    | 0.47%             | 2029-09-01      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| MARA HOLDINGS INC                  | MARA Holdings Inc                        | CUSIP: 565788AF3<br>LEI: 549300M8ISKPTX2W7F94 | Long             | DBT              | CORP              | US        |    415000 | PA      | $348600.00    | 0.32%             | 2030-03-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| MKS INC                            | MKS Inc                                  | CUSIP: 55306NAB0<br>LEI: 549300KEQATBHAGVF505 | Long             | DBT              | CORP              | US        |    933000 | PA      | $1571585.17   | 1.46%             | 2030-06-01      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| COMPASS INCORP                     | Compass Inc                              | CUSIP: 20464UAA8<br>LEI: 254900DMGQSTC3I2IM78 | Long             | DBT              | CORP              | US        |    382000 | PA      | $412561.16    | 0.38%             | 2031-04-15      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| JAZZ INVESTMENTS I LTD             | Jazz Investments I Ltd                   | CUSIP: 472145AH4<br>LEI: N/A                  | Long             | DBT              | CORP              | BM        |    545000 | PA      | $710952.50    | 0.66%             | 2030-09-15      | Fixed         | 3.12%                 | No            |                  2 | On Loan: No      |
| LIBERTY LIVE HLDNGS INC            | Liberty Live Holdings Inc                | CUSIP: 531229AR3<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    203000 | PA      | $298917.50    | 0.28%             | 2053-09-30      | Fixed         | 2.38%                 | No            |                  2 | On Loan: No      |
| NEBIUS GROUP NV                    | Nebius Group NV                          | CUSIP: 63954QAE6<br>LEI: 549300GGZHJ5Q1B18P93 | Long             | DBT              | CORP              | NL        |    505000 | PA      | $504747.50    | 0.47%             | 2030-09-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| LIFE360 INC                        | Life360 Inc                              | CUSIP: 532206AB5<br>LEI: 254900VO9VDOQBQAHF07 | Long             | DBT              | CORP              | US        |    444000 | PA      | $467706.32    | 0.44%             | 2030-06-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| WEC ENERGY GROUP INC               | WEC Energy Group Inc                     | CUSIP: 92939UAP1<br>LEI: 549300IGLYTZUK3PVP70 | Long             | DBT              | CORP              | US        |    761000 | PA      | $887135.75    | 0.83%             | 2027-06-01      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| ALNYLAM PHARMACEUTICALS            | Alnylam Pharmaceuticals Inc              | CUSIP: 02043QAC1<br>LEI: 529900S3ZI14OWRJII50 | Long             | DBT              | CORP              | US        |    455000 | PA      | $425923.99    | 0.40%             | 2028-09-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ENDEAVOUR SILVER CORP              | Endeavour Silver Corp                    | CUSIP: 29258YAA1<br>LEI: 549300IF2E29780PPV02 | Long             | DBT              | CORP              | CA        |    211000 | PA      | $259108.00    | 0.24%             | 2031-01-15      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| ORMAT TECHNOLOGIES INC             | Ormat Technologies Inc                   | CUSIP: 686688AB8<br>LEI: 5493000TSHHWY24VHM09 | Long             | DBT              | CORP              | US        |    512000 | PA      | $756659.20    | 0.71%             | 2027-07-15      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| KKR & CO INC                       | KKR & Co Inc                             | CUSIP: 48251W500<br>LEI: 54930013V5I303TF9571 | Long             | EP               | CORP              | US        |     16120 | NS      | $788912.80    | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| FLUOR CORP                         | Fluor Corp                               | CUSIP: 343412AJ1<br>LEI: CQ7WZ4NOFWT7FAE6Q943 | Long             | DBT              | CORP              | US        |    275000 | PA      | $339927.50    | 0.32%             | 2029-08-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| OSI SYSTEMS INC                    | OSI Systems Inc                          | CUSIP: 671044AG0<br>LEI: DDX3MPX1Y8YD30050X33 | Long             | DBT              | CORP              | US        |    532000 | PA      | $529127.20    | 0.49%             | 2031-02-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| FORD MOTOR COMPANY                 | Ford Motor Co                            | CUSIP: 345370CZ1<br>LEI: 20S05OYHG0MQM4VUIC57 | Long             | DBT              | CORP              | US        |    635000 | PA      | $673417.50    | 0.63%             | 2026-03-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| UBER TECHNOLOGIES INC              | Uber Technologies Inc                    | CUSIP: 90353TAM2<br>LEI: 549300B2FTG34FILDR98 | Long             | DBT              | CORP              | US        |    730000 | PA      | $936977.40    | 0.87%             | 2028-12-01      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| GUARDANT HEALTH INC                | Guardant Health Inc                      | CUSIP: 40131MAE9<br>LEI: 254900M8C3E5VC8BR186 | Long             | DBT              | CORP              | US        |    552000 | PA      | $657617.56    | 0.61%             | 2033-05-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CLOUDFLARE INC                     | Cloudflare Inc                           | CUSIP: 18915MAE7<br>LEI: 5493007DY18BGNLDWU14 | Long             | DBT              | CORP              | US        |    641000 | PA      | $676639.50    | 0.63%             | 2030-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| VENTAS REALTY LP                   | Ventas Realty LP                         | CUSIP: 92277GAZ0<br>LEI: 32SXKSJ72K64GM3HOU64 | Long             | DBT              | CORP              | US        |    354000 | PA      | $502149.00    | 0.47%             | 2026-06-01      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| RAMACO RESOURCES INC               | Ramaco Resources Inc                     | CUSIP: 75134PAB1<br>LEI: 5493001BYUI4TCQOPF70 | Long             | DBT              | CORP              | US        |    289000 | PA      | $260100.00    | 0.24%             | 2031-11-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| NEBIUS GROUP NV                    | Nebius Group NV                          | CUSIP: 63954QAF3<br>LEI: 549300GGZHJ5Q1B18P93 | Long             | DBT              | CORP              | NL        |    710000 | PA      | $691895.00    | 0.64%             | 2032-09-15      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| BARCLAYS BANK PLC                  | Barclays Bank PLC                        | CUSIP: 06744EDH7<br>LEI: G5GSEF7VJP5I7OUK5573 | Long             | DBT              | CORP              | GB        |    620000 | PA      | $639139.40    | 0.60%             | 2029-02-16      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| PLANET LABS PBC                    | Planet Labs PBC                          | CUSIP: 72703XAA4<br>LEI: 254900Q7PVI3HTQBRB44 | Long             | DBT              | CORP              | US        |    304000 | PA      | $694260.00    | 0.65%             | 2030-10-15      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| NOVA LTD                           | Nova Ltd                                 | CUSIP: 66982MAA2<br>LEI: 529900B2DSWE5V3SC292 | Long             | DBT              | CORP              | IL        |    365000 | PA      | $586200.95    | 0.55%             | 2030-09-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| QXO INC                            | QXO Inc                                  | CUSIP: 82846H504<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     14985 | NS      | $949299.75    | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| DATADOG INC                        | Datadog Inc                              | CUSIP: 23804LAD5<br>LEI: 549300F6JNO0KRPO1K63 | Long             | DBT              | CORP              | US        |    389000 | PA      | $384040.25    | 0.36%             | 2029-12-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| LYFT INC                           | Lyft Inc                                 | CUSIP: 55087PAE4<br>LEI: 549300H7I5VN334XVZ52 | Long             | DBT              | CORP              | US        |    470000 | PA      | $495615.00    | 0.46%             | 2030-09-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| PPL CAPITAL FUNDING INC            | PPL Capital Funding Inc                  | CUSIP: 69352PAS2<br>LEI: 549300MROK5WY0D2NU17 | Long             | DBT              | CORP              | US        |    343000 | PA      | $385789.25    | 0.36%             | 2028-03-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| SUPER MICRO COMPUTER INC           | Super Micro Computer Inc                 | CUSIP: 86800UAE4<br>LEI: 54930022CZO1N2UGVW07 | Long             | DBT              | CORP              | US        |    268000 | PA      | $232566.45    | 0.22%             | 2030-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| MICROCHIP TECHNOLOGY INC           | Microchip Technology Inc                 | CUSIP: 595017302<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EP               | CORP              | US        |     14460 | NS      | $966506.40    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| ZOETIS INC                         | Zoetis Inc                               | CUSIP: 98978VAY9<br>LEI: 549300HD9Q1LOC9KLJ48 | Long             | DBT              | CORP              | US        |    483000 | PA      | $496282.50    | 0.46%             | 2029-06-15      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| COINBASE GLOBAL INC                | Coinbase Global Inc                      | CUSIP: 19260QAF4<br>LEI: 5493004G3J2SC154DU06 | Long             | DBT              | CORP              | US        |    492000 | PA      | $480992.82    | 0.45%             | 2030-04-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| TRIP.COM GROUP LTD                 | Trip.com Group Ltd                       | CUSIP: 89677QAB3<br>LEI: 2549004RMYDSRQL4KW41 | Long             | DBT              | CORP              | KY        |    466000 | PA      | $528910.00    | 0.49%             | 2029-06-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| SEMTECH CORP                       | Semtech Corp                             | CUSIP: 816850AJ0<br>LEI: 549300J7WUY317SW6O61 | Long             | DBT              | CORP              | US        |    794000 | PA      | $895105.16    | 0.83%             | 2030-10-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| TERAWULF INC                       | Terawulf Inc                             | CUSIP: 88080TAE4<br>LEI: 254900CVMW1SX2T78A64 | Long             | DBT              | CORP              | US        |    320000 | PA      | $301792.00    | 0.28%             | 2032-05-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| GALAXY DIGITAL HOLDIN LP           | Galaxy Digital Holdings LP               | CUSIP: 36317GAB2<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    630000 | PA      | $918540.00    | 0.86%             | 2029-12-01      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| CELCUITY INC                       | Celcuity Inc                             | CUSIP: 15102KAA8<br>LEI: 25490070W7UU7W2SEY87 | Long             | DBT              | CORP              | US        |    213000 | PA      | $500663.90    | 0.47%             | 2031-08-01      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| LIGAND PHARMACEUTICALS I           | Ligand Pharmaceuticals Inc               | CUSIP: 53220KAG3<br>LEI: 5493008K7TB0IKP37H79 | Long             | DBT              | CORP              | US        |    781000 | PA      | $934392.06    | 0.87%             | 2030-10-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| DUKE ENERGY CORP                   | Duke Energy Corp                         | CUSIP: 26441CBY0<br>LEI: I1BZKREC126H0VB1BL91 | Long             | DBT              | CORP              | US        |    500000 | PA      | $519875.00    | 0.48%             | 2026-04-15      | Fixed         | 4.12%                 | No            |                  2 | On Loan: No      |
| CLOUDFLARE INC                     | Cloudflare Inc                           | CUSIP: 18915MAC1<br>LEI: 5493007DY18BGNLDWU14 | Long             | DBT              | CORP              | US        |    862000 | PA      | $948803.40    | 0.88%             | 2026-08-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| SOUTHERN CO                        | Southern Co/The                          | CUSIP: 842587842<br>LEI: 549300FC3G3YU2FBZD92 | Long             | EP               | CORP              | US        |     11310 | NS      | $579637.50    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| NEXTERA ENERGY CAPITAL             | NextEra Energy Capital Holdings Inc      | CUSIP: 65339KCY4<br>LEI: UMI46YPGBLUE4VGNNT48 | Long             | DBT              | CORP              | US        |   1416000 | PA      | $1884696.00   | 1.76%             | 2027-03-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| UNITY SOFTWARE INC                 | Unity Software Inc                       | CUSIP: 91332UAG6<br>LEI: 549300D1ESJMGNQNG432 | Long             | DBT              | CORP              | US        |    425000 | PA      | $478672.21    | 0.45%             | 2030-03-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| MACOM TECH SOLUTIONS               | MACOM Technology Solutions Holdings Inc  | CUSIP: 55405YAD2<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    808000 | PA      | $1164684.13   | 1.09%             | 2029-12-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| LIBERTY MEDIA CORP                 | Liberty Media Corp-Liberty Formula One   | CUSIP: 531229AQ5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    535000 | PA      | $626752.50    | 0.58%             | 2027-08-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| HIMS & HERS HEALTH                 | Hims & Hers Health Inc                   | CUSIP: 433000AA4<br>LEI: 254900V041EIVTSB6D58 | Long             | DBT              | CORP              | US        |    195000 | PA      | $165087.00    | 0.15%             | 2030-05-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CYBERARK SOFTWARE LTD              | CyberArk Software Ltd                    | CUSIP: 23248VAC9<br>LEI: 529900YEXNDM894PWS93 | Long             | DBT              | CORP              | IL        |    779000 | PA      | $821845.00    | 0.77%             | 2030-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ROCKET LAB USA                     | Rocket Lab USA Inc                       | CUSIP: 773122AA4<br>LEI: 254900B4DEYFZJ980A14 | Long             | DBT              | CORP              | US        |     43000 | PA      | $671176.25    | 0.63%             | 2029-02-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| IREN LTD                           | IREN Ltd                                 | CUSIP: 46270CAE9<br>LEI: 254900FZF02RB3NNGB71 | Long             | DBT              | CORP              | AU        |    684000 | PA      | $632700.00    | 0.59%             | 2031-07-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| TERAWULF INC                       | Terawulf Inc                             | CUSIP: 88080TAB0<br>LEI: 254900CVMW1SX2T78A64 | Long             | DBT              | CORP              | US        |    120000 | PA      | $220026.00    | 0.21%             | 2030-02-01      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| TEMPUS AI INC                      | Tempus AI Inc                            | CUSIP: 88023BAD5<br>LEI: 2549009LA0KWRAGQBX50 | Long             | DBT              | CORP              | US        |    435000 | PA      | $472413.01    | 0.44%             | 2030-07-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| BWX TECHNOLOGIES INC               | BWX Technologies Inc                     | CUSIP: 05605HAD2<br>LEI: 549300NP85N265KWMS58 | Long             | DBT              | CORP              | US        |    563000 | PA      | $581860.50    | 0.54%             | 2030-11-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ALPHATEC HOLDINGS INC              | Alphatec Holdings Inc                    | CUSIP: 02081GAC6<br>LEI: 549300EZE8CQ8K65FS24 | Long             | DBT              | CORP              | US        |    433000 | PA      | $531074.50    | 0.49%             | 2030-03-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| ALIBABA GROUP HOLDING              | Alibaba Group Holding Ltd                | CUSIP: 01609WBG6<br>LEI: 5493001NTNQJDH60PM02 | Long             | DBT              | CORP              | KY        |   1355000 | PA      | $2377332.80   | 2.22%             | 2031-06-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| IONIS PHARMACEUTICALS IN           | Ionis Pharmaceuticals Inc                | CUSIP: 462222AG5<br>LEI: 549300SI4ZGLG0BLUZ92 | Long             | DBT              | CORP              | US        |    980000 | PA      | $1085437.26   | 1.01%             | 2030-12-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ARROWHEAD RESEARCH CORP            | Arrowhead Pharmaceuticals Inc            | CUSIP: 04280AAC4<br>LEI: 549300O3CSB8T7OZ3D66 | Long             | DBT              | CORP              | US        |    461000 | PA      | $518548.86    | 0.48%             | 2032-01-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| BANK OF AMERICA CORP               | Bank of America Corp                     | CUSIP: 060505682<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               | CORP              | US        |      1230 | NS      | $1532580.00   | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| STRATEGY INC                       | Strategy Inc                             | CUSIP: 594972AL5<br>LEI: 549300WQTWEJUEHXQX21 | Long             | DBT              | CORP              | US        |    550000 | PA      | $569250.00    | 0.53%             | 2031-03-15      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| GAMESTOP CORP                      | GameStop Corp                            | CUSIP: 36467WAD1<br>LEI: 549300505KLOET039L77 | Long             | DBT              | CORP              | US        |    360000 | PA      | $389357.83    | 0.36%             | 2030-04-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| STRATEGY INC                       | Strategy Inc                             | CUSIP: 594972AT8<br>LEI: 549300WQTWEJUEHXQX21 | Long             | DBT              | CORP              | US        |   2165000 | PA      | $1932262.50   | 1.80%             | 2030-03-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| HALOZYME THERAPEUTICS IN           | Halozyme Therapeutics Inc                | CUSIP: 40637HAF6<br>LEI: 529900242I3SV9AGM753 | Long             | DBT              | CORP              | US        |    484000 | PA      | $672760.00    | 0.63%             | 2028-08-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| CLEANSPARK INC                     | Cleanspark Inc                           | CUSIP: 18452BAD2<br>LEI: 254900VO7KBRJQDGY810 | Long             | DBT              | CORP              | US        |    541000 | PA      | $453087.50    | 0.42%             | 2032-02-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| BLACKSKY TECHNOLOGY INC            | BlackSky Technology Inc                  | CUSIP: 09263BAA6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    404000 | PA      | $466014.00    | 0.43%             | 2033-08-01      | Fixed         | 8.25%                 | No            |                  2 | On Loan: No      |
| BOEING CO/THE                      | Boeing Co/The                            | CUSIP: 097023204<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EP               | CORP              | US        |     39730 | NS      | $2968625.60   | 2.77%             |  |  |  | No            |                  1 | On Loan: No      |
| ARES MANAGEMENT CORP               | Ares Management Corp                     | CUSIP: 03990B309<br>LEI: 529900JUV61FH7B8VW38 | Long             | EP               | CORP              | US        |      8685 | NS      | $415403.55    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| PELOTON INTERACTIVE INC            | Peloton Interactive Inc                  | CUSIP: 70614WAD2<br>LEI: 5493002YS021166W0339 | Long             | DBT              | CORP              | US        |     97000 | PA      | $151437.10    | 0.14%             | 2029-12-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| SOLARIS ENERGY INFRASTRU           | Solaris Energy Infrastructure Inc        | CUSIP: 83419XAB4<br>LEI: 529900MTK3C8Y8TIIC10 | Long             | DBT              | CORP              | US        |    585000 | PA      | $722036.25    | 0.67%             | 2031-10-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| NIO INC                            | NIO Inc                                  | CUSIP: 62914VAK2<br>LEI: 549300JBU4TV5OCKJV96 | Long             | DBT              | CORP              | KY        |    265000 | PA      | $233862.50    | 0.22%             | 2030-10-15      | Fixed         | 4.62%                 | No            |                  2 | On Loan: No      |
| WAYFAIR INC                        | Wayfair Inc                              | CUSIP: 94419LAP6<br>LEI: 54930027N9ZAVYFDHK53 | Long             | DBT              | CORP              | US        |    338000 | PA      | $579298.20    | 0.54%             | 2027-09-15      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| NORTHERN OIL & GAS INC             | Northern Oil & Gas Inc                   | CUSIP: 665531AJ8<br>LEI: OKFF0PIZDDMNH4UCYE51 | Long             | DBT              | CORP              | US        |    260000 | PA      | $264003.97    | 0.25%             | 2029-04-15      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| HP ENTERPRISE CO                   | Hewlett Packard Enterprise Co            | CUSIP: 42824C208<br>LEI: 549300BX44RGX6ANDV88 | Long             | EP               | CORP              | US        |      8225 | NS      | $498188.25    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| ALBEMARLE CORP                     | Albemarle Corp                           | CUSIP: 012653200<br>LEI: HDBLS2Q6GV1LSKQPBS54 | Long             | EP               | CORP              | US        |     14350 | NS      | $995029.00    | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| ODDITY FINANCE LLC                 | Oddity Finance LLC                       | CUSIP: 67579RAA8<br>LEI: 254900FTSJH2TRDJ3905 | Long             | DBT              | CORP              | US        |    500000 | PA      | $416820.06    | 0.39%             | 2030-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| AKAMAI TECHNOLOGIES INC            | Akamai Technologies Inc                  | CUSIP: 00971TAP6<br>LEI: OC1LZNN2LF5WTJ5RIL89 | Long             | DBT              | CORP              | US        |    813000 | PA      | $987648.89    | 0.92%             | 2033-05-15      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| HAT HOLDINGS I LLC/HAT             | HAT Holdings I LLC / HAT Holdings II LLC | CUSIP: 418751AJ2<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    310000 | PA      | $420639.00    | 0.39%             | 2028-08-15      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| ADVANCED ENERGY IND                | Advanced Energy Industries Inc           | CUSIP: 007973AE0<br>LEI: 549300756XI3QLFT2U27 | Long             | DBT              | CORP              | US        |    355000 | PA      | $690830.00    | 0.64%             | 2028-09-15      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| Dreyfus Government Cash Management | Dreyfus Government Cash Management       | CUSIP: 262006208<br>LEI: 5493000Q69I5Q3QZIA91 | Long             | STIV             | RF                | US        |   5926405 | NS      | $5926404.77   | 5.52%             |  |  |  | No            |                  1 | On Loan: No      |
| AST SPACEMOBILE INC                | AST SpaceMobile Inc                      | CUSIP: 00217DAE0<br>LEI: 254900MBSC9P2UCI6623 | Long             | DBT              | CORP              | US        |    585000 | PA      | $799080.75    | 0.74%             | 2036-01-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| APPLIED DIGITAL CORP               | Applied Digital Corp                     | CUSIP: 038169AB4<br>LEI: 2549004NE2B6RYXINZ02 | Long             | DBT              | CORP              | US        |     73000 | PA      | $264771.00    | 0.25%             | 2030-06-01      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| BRIDGEBIO PHARMA INC               | Bridgebio Pharma Inc                     | CUSIP: 10806XAH5<br>LEI: 54930028YG89VTY2J114 | Long             | DBT              | CORP              | US        |    567000 | PA      | $987997.50    | 0.92%             | 2031-03-01      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| GUIDEWIRE SOFTWARE INC             | Guidewire Software Inc                   | CUSIP: 40171VAC4<br>LEI: 549300WXSG0J8IXZCK32 | Long             | DBT              | CORP              | US        |    370000 | PA      | $358715.00    | 0.33%             | 2029-11-01      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| WELLTOWER OP LLC                   | Welltower OP LLC                         | CUSIP: 95041AAB4<br>LEI: T6IZ0MBEG5ACZDTR7D06 | Long             | DBT              | CORP              | US        |    573000 | PA      | $1140270.00   | 1.06%             | 2028-05-15      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| SOFI TECHNOLOGIES INC              | SoFi Technologies Inc                    | CUSIP: 83406FAA0<br>LEI: 549300SW81JCMVZDDY09 | Long             | DBT              | CORP              | US        |    500000 | PA      | $594625.00    | 0.55%             | 2026-10-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| GRANITE CONSTRUCTION INC           | Granite Construction Inc                 | CUSIP: 387328AF4<br>LEI: 549300OM4BWMCIXVCZ39 | Long             | DBT              | CORP              | US        |    518000 | PA      | $864542.00    | 0.81%             | 2030-06-15      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| APOLLO GLOBAL MANAGEMENT           | Apollo Global Management Inc             | CUSIP: 03769M304<br>LEI: 254900LMFT1CY9IYB476 | Long             | EP               | CORP              | US        |      7515 | NS      | $521315.55    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| INTUITIVE MACHINES INC             | Intuitive Machines Inc                   | CUSIP: 46125AAA8<br>LEI: 254900386IE2PEPLVM59 | Long             | DBT              | CORP              | US        |    114000 | PA      | $204367.80    | 0.19%             | 2030-10-01      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| SPOTIFY USA INC                    | Spotify USA Inc                          | CUSIP: 84921RAB6<br>LEI: 2138008WM218QBKRII94 | Long             | DBT              | CORP              | US        |    218000 | PA      | $220507.00    | 0.21%             | 2026-03-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ZSCALER INC.                       | Zscaler Inc                              | CUSIP: 98980GAC6<br>LEI: 529900MZ0RTK1BWRNF46 | Long             | DBT              | CORP              | US        |    365000 | PA      | $340235.98    | 0.32%             | 2028-07-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| DOORDASH INC                       | DoorDash Inc                             | CUSIP: 25809KAA3<br>LEI: 549300NUQ43FGGSK5051 | Long             | DBT              | CORP              | US        |    866000 | PA      | $868598.00    | 0.81%             | 2030-05-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| VIAVI SOLUTIONS INC                | Viavi Solutions Inc                      | CUSIP: 925550AJ4<br>LEI: 5493006K3E3N1QOBF092 | Long             | DBT              | CORP              | US        |    398000 | PA      | $748776.48    | 0.70%             | 2031-03-01      | Fixed         | 0.62%                 | No            |                  2 | On Loan: No      |
| ALNYLAM PHARMACEUTICALS            | Alnylam Pharmaceuticals Inc              | CUSIP: 02043QAB3<br>LEI: 529900S3ZI14OWRJII50 | Long             | DBT              | CORP              | US        |    304000 | PA      | $397035.28    | 0.37%             | 2027-09-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| RIVIAN AUTO INC                    | Rivian Automotive Inc                    | CUSIP: 76954AAD5<br>LEI: 25490004LNKJ84MFYY24 | Long             | DBT              | CORP              | US        |    985000 | PA      | $932697.95    | 0.87%             | 2030-10-15      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| LIVE NATION ENTERTAINMEN           | Live Nation Entertainment Inc            | CUSIP: 538034BC2<br>LEI: 5493007B9BM9ZXJINO78 | Long             | DBT              | CORP              | US        |   1385000 | PA      | $1469485.00   | 1.37%             | 2030-01-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| JOBY AVIATION INC                  | Joby Aviation Inc                        | CUSIP: 47775AAA9<br>LEI: 254900NMVFUM8FO88E56 | Long             | DBT              | CORP              | US        |    362000 | PA      | $369692.50    | 0.34%             | 2032-02-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| DIGITAL REALTY TRUST LP            | Digital Realty Trust LP                  | CUSIP: 25389JAX4<br>LEI: CD4SPTZ3YBTHY0C1AH38 | Long             | DBT              | CORP              | US        |    445000 | PA      | $460886.50    | 0.43%             | 2029-11-15      | Fixed         | 1.88%                 | No            |                  2 | On Loan: No      |
| COREWEAVE INC                      | CoreWeave Inc                            | CUSIP: 21873SAD0<br>LEI: 984500511DP2B6186053 | Long             | DBT              | CORP              | US        |    366000 | PA      | $422922.22    | 0.39%             | 2031-12-01      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| AEP TEXAS INC                      | AEP Texas Inc                            | CUSIP: 10806XAK8<br>LEI: 54930028YG89VTY2J114 | Long             | DBT              | CORP              | US        |    596000 | PA      | $610900.00    | 0.57%             | 2033-02-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| EOS ENERGY ENTERPRISES I           | Eos Energy Enterprises Inc               | CUSIP: 29415CAC5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    495000 | PA      | $585753.12    | 0.55%             | 2031-12-01      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| SHIFT4 PAYMENTS INC                | Shift4 Payments Inc                      | CUSIP: 82452J307<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      2100 | NS      | $157794.00    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| CORE SCIENTIFIC INC                | Core Scientific Inc                      | CUSIP: 21874AAE6<br>LEI: 5299003RGB2LAZ65RK73 | Long             | DBT              | CORP              | US        |    225000 | PA      | $263250.00    | 0.25%             | 2031-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| INTERDIGITAL INC                   | InterDigital Inc                         | CUSIP: 45867GAD3<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    109000 | PA      | $460797.50    | 0.43%             | 2027-06-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| COHU INC                           | Cohu Inc                                 | CUSIP: 192576AA4<br>LEI: 529900FJPORJ3JJ2XS33 | Long             | DBT              | CORP              | US        |    289000 | PA      | $372116.40    | 0.35%             | 2031-01-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| MP MATERIALS CORP                  | MP Materials Corp                        | CUSIP: 553368AC5<br>LEI: 89450063PHPS61USMT84 | Long             | DBT              | CORP              | US        |    262000 | PA      | $747224.00    | 0.70%             | 2030-03-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| MIRION TECHNOLOGIES INC            | Mirion Technologies Inc                  | CUSIP: 60471AAC5<br>LEI: 549300BNTOWVWFNVTJ65 | Long             | DBT              | CORP              | US        |    547000 | PA      | $615607.54    | 0.57%             | 2031-10-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ASCENDIS PHARMA A/S                | Ascendis Pharma A/S                      | CUSIP: 04351PAD3<br>LEI: 549300B66JN3W3J8GH73 | Long             | DBT              | CORP              | DK        |    677000 | PA      | $1002467.75   | 0.93%             | 2028-04-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| SNOWFLAKE INC                      | Snowflake Inc                            | CUSIP: 833445AB5<br>LEI: 254900CJNSY1K7T53Z16 | Long             | DBT              | CORP              | US        |   1015000 | PA      | $1377862.50   | 1.28%             | 2027-10-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| RUBRIK INC                         | Rubrik Inc                               | CUSIP: 781154AC3<br>LEI: 254900TRGK2WTBYMYU27 | Long             | DBT              | CORP              | US        |    686000 | PA      | $617400.00    | 0.58%             | 2030-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| COGENT BIOSCIENCES INC             | Cogent Biosciences Inc                   | CUSIP: 19240QAA0<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    356000 | PA      | $428264.49    | 0.40%             | 2031-11-15      | Fixed         | 1.62%                 | No            |                  2 | On Loan: No      |
| COINBASE GLOBAL INC                | Coinbase Global Inc                      | CUSIP: 19260QAJ6<br>LEI: 5493004G3J2SC154DU06 | Long             | DBT              | CORP              | US        |    408000 | PA      | $346762.10    | 0.32%             | 2032-10-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| MORGAN STANLEY FIN LLC             | Morgan Stanley Finance LLC               | CUSIP: 61778KCM7<br>LEI: 5493003FCPSE9RKT4B56 | Long             | DBT              | CORP              | US        |   1526000 | PA      | $1881481.70   | 1.75%             | 2030-04-26      | Fixed         | 0.12%                 | No            |                  3 | On Loan: No      |
| BRIGHTSPRING HEALTH SERV           | BrightSpring Health Services Inc         | CUSIP: 10950A205<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      7780 | NS      | $1038085.40   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| BLOOM ENERGY CORP                  | Bloom Energy Corp                        | CUSIP: 093712AN7<br>LEI: 549300XB5J9BFW5JXV97 | Long             | DBT              | CORP              | US        |   1090000 | PA      | $1236060.00   | 1.15%             | 2030-11-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| INTEGER HOLDINGS CORP              | Integer Holdings Corp                    | CUSIP: 45826HAC3<br>LEI: 549300SUD2ED5XG6X569 | Long             | DBT              | CORP              | US        |    400000 | PA      | $382800.00    | 0.36%             | 2030-03-15      | Fixed         | 1.88%                 | No            |                  2 | On Loan: No      |
| DIGITALOCEAN HOLDINGS              | DigitalOcean Holdings Inc                | CUSIP: 25402DAC6<br>LEI: 549300EPISPY3RE3DL21 | Long             | DBT              | CORP              | US        |    460000 | PA      | $728870.00    | 0.68%             | 2030-08-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CYTOKINETICS INC                   | Cytokinetics Inc                         | CUSIP: 23282WAD2<br>LEI: 549300BE5DY1HW7IHA64 | Long             | DBT              | CORP              | US        |    573000 | PA      | $724486.88    | 0.68%             | 2031-10-01      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| WELLS FARGO & COMPANY              | Wells Fargo & Co                         | CUSIP: 949746804<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               | CORP              | US        |      1300 | NS      | $1604148.00   | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| IREN LTD                           | IREN Ltd                                 | CUSIP: 46270CAJ8<br>LEI: 254900FZF02RB3NNGB71 | Long             | DBT              | CORP              | AU        |    200000 | PA      | $245900.00    | 0.23%             | 2033-06-01      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| AEROVIRONMENT INC                  | AeroVironment Inc                        | CUSIP: 008073AA6<br>LEI: 529900PGHVI29YLZ6221 | Long             | DBT              | CORP              | US        |    667000 | PA      | $786059.50    | 0.73%             | 2030-07-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CENTRUS ENERGY CORP                | Centrus Energy Corp                      | CUSIP: 15643UAF1<br>LEI: 549300G6VDK9G8276661 | Long             | DBT              | CORP              | US        |    678000 | PA      | $981235.50    | 0.91%             | 2032-08-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ON SEMICONDUCTOR CORP              | ON Semiconductor Corp                    | CUSIP: 682189AS4<br>LEI: ZV20P4CNJVT8V1ZGJ064 | Long             | DBT              | CORP              | US        |    704000 | PA      | $890270.61    | 0.83%             | 2027-05-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-03-25

**Name of Applicant:** First Trust Exchange-Traded Fund IV

**Signature:** Derek Maltbie

**Name of Signer:** Derek Maltbie

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer