# EDGAR Filing Document

**Accession Number:** 0001467761
**File Stem:** 0001493152-23-009958
**Filing Date:** 2023-3
**Character Count:** 6436
**Document Hash:** 55bab03d0ef609b1dc8137754b199e4e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-23-009958.hdr.sgml**: 20230331

**ACCESSION NUMBER**: 0001493152-23-009958

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20230328

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230331

**DATE AS OF CHANGE**: 20230331

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MINIM, INC.
- **CENTRAL INDEX KEY:** 0001467761
- **STANDARD INDUSTRIAL CLASSIFICATION:** TELEPHONE & TELEGRAPH APPARATUS [3661]
- **IRS NUMBER:** 042621506
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-37649
- **FILM NUMBER:** 23783570

**BUSINESS ADDRESS:**
- **STREET 1:** 848 ELM STREET
- **CITY:** MANCHESTER
- **STATE:** NH
- **ZIP:** 03101
- **BUSINESS PHONE:** 833-966-4646

**MAIL ADDRESS:**
- **STREET 1:** 848 ELM STREET
- **CITY:** MANCHESTER
- **STATE:** NH
- **ZIP:** 03101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Zoom Telephonics, Inc.
- **DATE OF NAME CHANGE:** 20090707

?xml version="1.0" encoding="utf-8"?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

**Date of Report (Date of earliest event reported):** March 28, 2023

**MINIM, INC.**

**(Exact Name of Registrant as Specified in Charter)**

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| | | |
|:---|:---|:---|
| Delaware | 001-37649 | 04-2621506 |
| **(State or Other Jurisdiction**<br> **of Incorporation)** | **(Commission**<br> **File Number)** | **(IRS Employer**<br> **Identification No.)** |

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848 Elm Street Manchester, NH 03101

**(Address of principal executive offices, including zip code)**

(833) 966-4646

**(Registrant's Telephone Number, Including Area Code)**

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 24013e-4(c))

Securities registered pursuant to Section 12(b) of the Act

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| | |
|:---|:---|
| **Title of Each Class** | **Name of Each Exchange On Which Registered** |
| Common Stock, $.01 par value per share MINM | The Nasdaq Capital Market |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

**Item 5.07. Submission of Matters to a Vote of Security Holders.**

On March 28, 2023, Minim, Inc. (the "Company") held an adjourned session of the special meeting of its stockholders which commenced on March 27, 2023 (the "Special Meeting"). At the Special Meeting, the Company's stockholders voted on the following proposal, as described in the Company's definitive proxy statement, filed on Schedule 14A on March 14, 2023 (the "Proxy Statement"): approval of an amendment to the Company's Amended and Restated Certificate of Incorporation to effect a reverse stock split of the outstanding shares of the Company's common stock, at a ratio of not less than 1-for-10 and not greater than 1-for-25, with the exact ratio and effective time of the reverse stock split to be determined by the Board of Directors of the Company (the "Reverse Stock Split Proposal").

The Company had 47,152,417 shares of common stock issued and outstanding at the close of business on February 21, 2023, the record date for eligibility to vote at the Special Meeting, and there were present at the Special Meeting (in person virtually or represented by valid proxy) a total of 27,443,060 shares of common stock. Holders of the Company's common stock were entitled to one vote per share.

The Reverse Stock Split Proposal submitted to a vote of the Company's stockholders at the Special Meeting was approved. The ratio and effective date of the reverse stock split will be reported on a separate Current Report on Form 8-K once approved by the Company's Board of Directors.

At the Special Meeting, the Company's stockholders voted in the following manner with respect to the Reverse Stock Split Proposal:

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| | | | |
|:---|:---|:---|:---|
| **For** | **Against** | **Abstain** | **Broker Non-Vote** |
| 26298692 | 1091384 | 52984 |  |

---

In addition to the Reverse Stock Split Proposal, the Company's stockholders at the Special Meeting voted in the following manner with respect to the following proposal as described in the Proxy Statement: approval of an adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes to approve the Reverse Stock Split Proposal.

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| | | | |
|:---|:---|:---|:---|
| **For** | **Against** | **Abstain** | **Broker Non-Vote** |
| 26426189 | 923419 | 93452 |  |

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However, adjournment of the Special Meeting was not necessary because there were at the Special Meeting sufficient votes to approve the Reverse Stock Split Proposal.

**Item 9.01. Financial Statements and Exhibits.**

(d) Exhibits

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| | |
|:---|:---|
| **Number** | **Description** |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document).] |

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**<u>SIGNATURE</u>**

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
| Dated: March 29, 2023 | **MINIM, INC.** | **MINIM, INC.** |
|  | By: | */s/ Dustin Tacker* |
|  | Name: | Dustin Tacker |
|  | Title: | Chief Financial Officer |

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