# EDGAR Filing Document

**Accession Number:** 0000064472
**File Stem:** 0001193125-23-088047
**Filing Date:** 2023-3
**Character Count:** 6547
**Document Hash:** 4a6bd8853df84e0ca9cf0f2230475535
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-23-088047.hdr.sgml**: 20230331

**ACCESSION NUMBER**: 0001193125-23-088047

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20230331

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20230331

**DATE AS OF CHANGE**: 20230331

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GENCOR INDUSTRIES INC
- **CENTRAL INDEX KEY:** 0000064472
- **STANDARD INDUSTRIAL CLASSIFICATION:** CONSTRUCTION MACHINERY & EQUIP [3531]
- **IRS NUMBER:** 590933147
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-11703
- **FILM NUMBER:** 23787773

**BUSINESS ADDRESS:**
- **STREET 1:** 5201 N ORANGE BLOSSOM TRAIL
- **CITY:** ORLANDO
- **STATE:** FL
- **ZIP:** 32810
- **BUSINESS PHONE:** 4072906000

**MAIL ADDRESS:**
- **STREET 1:** 5201 N ORANGE BLOSSOM
- **CITY:** ORLANDO
- **STATE:** FL
- **ZIP:** 32810

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MECHTRON INTERNATIONAL CORP
- **DATE OF NAME CHANGE:** 19880128

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MECHTRON GENCO CORP
- **DATE OF NAME CHANGE:** 19720411

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MECHTRON CORP
- **DATE OF NAME CHANGE:** 19690909

?xml version="1.0" encoding="utf-8" ? Form 8-K

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### UNITED STATES

### SECURITIES AND EXCHANGE COMMISSION

#### WASHINGTON, D.C. 20549

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### FORM 8-K

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#### CURRENT REPORT

#### Pursuant to Section 13 OR 15(d)

#### of the Securities Exchange Act of 1934

#### Date of Report: March 31, 2023

#### (Date of earliest event reported)

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## GENCOR INDUSTRIES, INC.

#### (Exact name of registrant as specified in its charter)

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#### 5201 North Orange Blossom Trail, Orlando, Florida 32810

#### (Address of principal executive offices) (Zip Code)
(407) 290-6000

#### (Registrant's telephone number, including area code)

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| | | |
|:---|:---|:---|
| **Delaware** | **001-11703** | **59-0933147** |
| **(State or other jurisdiction**<br> **of incorporated or organization)** | **Commission<br>File Number** | **(I.R.S. Employer**<br> **Identification No.)** |

---

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered or to be registered pursuant to Section 12(b) of the Act

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| | |
|:---|:---|
| **Title of Each Class** | **Name of Exchange<br>on which registered** |
| Common Stock ($.10 Par Value) GENC | NYSE American LLC |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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#### Item 5.07 - Submission of Matters to a Vote of Security Holders
On March 31, 2023, at an Annual Meeting of Stockholders, the following was approved by the Stockholders of Gencor Industries, Inc. (the "Company"):

(1) The election of the following directors:

<u>By holders of Common Stock</u>:

General John G. Coburn (Ret.)

<u>By holders of Class</u> <u>B Stock:</u>

E.J. Elliott

Marc G. Elliott

Thomas A. Vecchiolla

Walter A. Ketcham, Jr.

(2) The ratification of the selection of MSL, P.A., independent certified public accountants, as auditors for the Company for the year ending September 30, 2023.

(3) The approval, on an advisory basis, of the compensation of the named executive officers, as disclosed in the Company's Proxy Statement for the 2023Annual Meeting of Stockholders.

The total number of shares entitled to vote at this meeting was 12,338,845 shares of Common Stock and 2,318,857 shares of Class B Stock, and the final tabulation of proxies was as follows:

<u>Election of Director by Holders of Common Stock:</u> 

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| | | | |
|:---|:---|:---|:---|
| Name | Votes for | Votes<br> Withheld | Broker<br> Non-votes |
|  General John G. Coburn (Ret.) | 5503710 | 2526858 | 1607671 |

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<u>Election of Directors by Holders of Class B Stock:</u> 

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| | | | |
|:---|:---|:---|:---|
| Name | Votes for | Votes<br> Withheld | Broker<br> Non-votes |
|  E.J. Elliott | 2318857 | -0- | -0- |
|  Marc G. Elliott | 2318857 | -0- | -0- |
|  Thomas A. Vecchiolla | 2318857 | -0- | -0- |
|  Walter A. Ketcham, Jr. | 2318857 | -0- | -0- |

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All director nominees were duly elected.

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<u>Ratification of Appointment of MSL, P.A. as Auditors for the Year Ending September</u> <u>30, 2023:</u>

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| | | | | |
|:---|:---|:---|:---|:---|
|  | Votes for | Votes<br> Against | Votes<br> Withheld | Broker<br> Non-votes |
|  Common Stock | 9224704 | 395462 | 18073 | -0- |
|  Class B Stock | 2318857 | -0- | -0- | -0- |

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The proposal was duly approved.

<u>Approval, on an advisory basis, of the compensation of the named executive officers, as disclosed in the Company's Proxy Statement for the 2023 Annual Meeting of Stockholders:</u>

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| | | | | |
|:---|:---|:---|:---|:---|
|  | Votes for | Votes<br> Against | Abstentions | Broker<br> Non-votes |
|  Common Stock | 7856562 | 157060 | 16946 | 1607671 |
|  Class B Stock | 2318857 | -0- | -0- | -0- |

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The proposal was duly approved.

No other business was brought before the Annual Meeting.

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#### SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| |
|:---|
| GENCOR INDUSTRIES, INC. |
| /s/ Eric E. Mellen |
| Eric E. Mellen |
| Chief Financial Officer |
| (Principal Financial and Accounting Officer) |
| March 31, 2023 |

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