# EDGAR Filing Document

**Accession Number:** 0001974395
**File Stem:** 0001493152-26-006248
**Filing Date:** 2026-2
**Character Count:** 7179
**Document Hash:** d0f6f1ca116981bf6d349f0b8462b880
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-26-006248.hdr.sgml**: 20260211

**ACCESSION NUMBER**: 0001493152-26-006248

**CONFORMED SUBMISSION TYPE**: 497AD

**PUBLIC DOCUMENT COUNT**: 5

**FILED AS OF DATE**: 20260211

**DATE AS OF CHANGE**: 20260211

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Figure Certificate Co
- **CENTRAL INDEX KEY:** 0001974395

**ORGANIZATION NAME:**
- **EIN:** 923576834
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 497AD
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 333-275154
- **FILM NUMBER:** 26622163

**BUSINESS ADDRESS:**
- **STREET 1:** 650 CALIFORNIA STREET
- **STREET 2:** SUITE 2700
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94108
- **BUSINESS PHONE:** (310) 592-0097

**MAIL ADDRESS:**
- **STREET 1:** 650 CALIFORNIA STREET
- **STREET 2:** SUITE 2700
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94108

**Filed Pursuant to Rule 497(a)**

 **File No. 333-275154**

 **Filed Pursuant to Section 24(b)**

 **File No. 811-23913**

 **Rule 482 ad** 

**Figure Partners with Moomoo and Keplr to Expand Global Access to the On-chain Public Equity Network (OPEN)**

Figure is expanding investor access to the On-Chain Public Equity Network (OPEN) through new integrations with Moomoo and Keplr, extending the distribution of blockchain-native public equities across both regulated brokerage platforms and self-custody wallets. <u>OPEN</u> allows companies to issue their equity native on blockchain and enables investors worldwide to invest in U.S. public equities while accessing decentralized finance (DeFi) for borrowing against and lending out stock.

Moomoo is the first retail brokerage to integrate with OPEN, allowing investors to trade equities registered on OPEN through a regulated brokerage. Additionally, Keplr enables direct, self-custodied ownership of OPEN-issued equities as the first self-custodied wallet to integrate with OPEN.

"We are thrilled to bring the blockchain revolution to Moomoo customers," said Neil McDonald, CEO of Moomoo. "This is a natural evolution of our tech-first strategy and we are excited to offer our customers access to Figure's Democratized Prime for stock borrow and lend."

Together with the Figure Markets app, these integrations demonstrate how public equities can trade and settle natively on blockchain while remaining accessible through both brokerage and self-custody models. Figure plans on offering its own stock - the first on OPEN - in the coming weeks.

**Modernizing public equity market infrastructure**

Traditional public equity markets rely on centralized clearing, custodial intermediation, and batch settlement cycles that introduce cost, delay, and operational complexity. OPEN replaces this structure with a blockchain-native registry and real-time settlement framework, enabling T+0 settlement, 24-hour trading and access to DeFi.

By supporting self-settlement on a regulated Alternative Trading System (ATS), OPEN streamlines post-trade processes while remaining aligned with existing securities regulations. This architecture also allows equities issued on OPEN to be accessed across multiple platforms while maintaining a single source of truth for ownership and settlement.

"Replacing broker-gated market access with self-custody wallets is a huge step for the blockchain ecosystem," said Josh Lee, of Keplr. "We are excited to be spearheading this innovation."

With over $22 billion in loans originated on public blockchain, Figure has established a track record of modernizing traditional financial markets by using blockchain infrastructure. OPEN extends this approach to public equities.

**Expanding access while preserving market integrity**

As additional platforms integrate with OPEN, public equities move closer to operating as continuously settling, digitally native instruments rather than assets constrained by legacy infrastructure.

"We are thrilled at how both Moomoo and Keplr are democratizing access to the public equity market," said Mike Cagney, Figure's co-founder and Chairman. "We see this as the beginning of an entirely new public equity capital market."

Companies interested in listing on OPEN or providing investor access should visit <u>www.figure.com/open</u> to start a conversation.

**About Figure Technology Solutions, Inc.**

Figure Technology Solutions, Inc. (Nasdaq: FIGR) is a <u>Provenance Blockchain</u>-native capital marketplace that seamlessly connects origination, funding, and secondary market activity. More than 200 partners use its loan origination system and capital marketplace. Collectively, Figure and its partners have originated over $19 Billion of home equity to date, among other products, making Figure's ecosystem the largest non-bank provider of home equity financing. The fastest growing components are Figure Connect, its consumer credit marketplace, and Democratized Prime, Figure's onchain lend-borrow marketplace. Figure's ecosystem also includes DART (Digital Asset Registry Technology) a digital lien registry that allows for collateral perfection onchain, and $YLDS, an SEC-registered yield-bearing stablecoin that is issued by a tokenized face-amount certificate company, which is a type of registered investment company.

Figure is the market leader in real-world asset (RWA) tokenization and its most recent securitization received a AAA rating from S&P, the first of its kind for blockchain finance. For more information, visit <u>https://figure.com</u> or follow <u>Figure on LinkedIn.</u>

The On-Chain Public Equity Network (OPEN) includes a variety of services offered by the Figure Group of companies, which include its Alternative Trading System ("Figure ATS") operated by FINRA/SIPC member Figure Securities, Inc.

Figure Securities, Inc. is a wholly owned subsidiary of Figure Technology Solutions, Inc.

Check the background of this firm on FINRA's BrokerCheck here: <u>https://brokercheck.finra.org/firm/summary/307093</u>

Figure Technology Solutions, Inc. provides technology, infrastructure, and integration support for certain components of MooMoo and Keplr as described above as a third-party service provider to those entities. Nothing in this release should be construed as Figure offering or soliciting the purchase or sale of any digital asset or providing investment, legal, or tax advice.

**About Moomoo**

**About Keplr**

Keplr is a leading self-custodial, open-source multi-chain wallet. Keplr serves over 2 million active users and supports 300+ blockchain networks, including Provenance Blockchain. Keplr empowers users to securely manage their digital assets while maintaining complete ownership and control over their private keys and digital assets.

Keplr operates as a non-custodial wallet solution and does not: execute trades or facilitate trading, provide custody services or liquidity, or sell digital assets. Keplr is not a registered broker-dealer and is not a member of the Securities Investor Protection Corporation ("SIPC") or the Financial Industry Regulatory Authority ("FINRA").

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