# EDGAR Filing Document

**Accession Number:** 0001727861
**File Stem:** 0002013816-25-000099
**Filing Date:** 2025-8
**Character Count:** 2512
**Document Hash:** 57f760e237e5abcd46c4cbe3059bd0bb
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002013816-25-000099.hdr.sgml**: 20250820

**ACCESSION NUMBER**: 0002013816-25-000099

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250820

**DATE AS OF CHANGE**: 20250820

**EFFECTIVENESS DATE**: 20250820

**PERIOD START**: 20240701

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PROSPERUM FINTECH HOLDINGS, LLC
- **CENTRAL INDEX KEY:** 0001727861

**ORGANIZATION NAME:**
- **EIN:** 814592086
- **STATE OF INCORPORATION:** IL
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-70068
- **FILM NUMBER:** 251236773

**BUSINESS ADDRESS:**
- **STREET 1:** 230 W. MONROE
- **STREET 2:** SUITE 845
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** 312-858-5748

**MAIL ADDRESS:**
- **STREET 1:** 230 W. MONROE
- **STREET 2:** SUITE 845
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PROSPERUM SECURITIES LLC DBA AVANT-GARDE TRADING SECURITIES
- **DATE OF NAME CHANGE:** 20180110

### Attached PDF Documents

**Attachment 1:** `avantgardeaudit.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001727861

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 07-01-2024

**Report Period End Date:** 06-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** PROSPERUM FINTECH HOLDINGS, LLC

**Business Address:** 230 W. MONROE, SUITE 845, CHICAGO, IL, 60606

**Contact Person:** Vrinda Arora

**Contact Phone:** 212-668-8700

### Independent Public Accountant Identification

**Accountant Name:** DCPA

**Accountant Address:** 2121 Avenue of the Stars, #800, Century City, CA, 90067

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **David John Gompert**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **PROSPERUM FINTECH HOLDINGS, LLC**, as of **06-30-2025**, are true and correct.

**Signature:** David John Gompert

**Title:** CEO