# EDGAR Filing Document

**Accession Number:** 0001223389
**File Stem:** 0001062993-23-007231
**Filing Date:** 2023-3
**Character Count:** 7135
**Document Hash:** 3a07961c60412af1aef85703d83b0281
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001062993-23-007231.hdr.sgml**: 20230317

**ACCESSION NUMBER**: 0001062993-23-007231

**CONFORMED SUBMISSION TYPE**: 5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20220314

**FILED AS OF DATE**: 20230317

**DATE AS OF CHANGE**: 20230317

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** STEPHENS HARRIET C
- **CENTRAL INDEX KEY:** 0001228224

**FILING VALUES:**
- **FORM TYPE:** 5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-34956
- **FILM NUMBER:** 23744776

**MAIL ADDRESS:**
- **STREET 1:** C/O STEPHENS INC
- **STREET 2:** 111 CENTER ST
- **CITY:** LITTLE ROCK
- **STATE:** AR
- **ZIP:** 72201
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CONNS INC
- **CENTRAL INDEX KEY:** 0001223389
- **STANDARD INDUSTRIAL CLASSIFICATION:** RETAIL-RADIO TV & CONSUMER ELECTRONICS STORES [5731]
- **IRS NUMBER:** 061672840
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0131

**BUSINESS ADDRESS:**
- **STREET 1:** 2445 TECHNOLOGY FOREST BLVD, SUITE 800
- **CITY:** THE WOODLANDS
- **STATE:** TX
- **ZIP:** 77381
- **BUSINESS PHONE:** 9362305881

**MAIL ADDRESS:**
- **STREET 1:** 2445 TECHNOLOGY FOREST BLVD, SUITE 800
- **CITY:** THE WOODLANDS
- **STATE:** TX
- **ZIP:** 77381

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 5

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>STEPHENS HARRIET C<br><sub>(Last) (First) (Middle)</sub><br>111 CENTER STREET<br><sub>(Street)</sub><br>LITTLE ROCK, AR 72201<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2022-03-14 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>CONNS INC [ CONN ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2022-03-14 |  | G |  | 257450 | D | $0 | 257450<sup>(1)(2)</sup> | I | By WAS Family Trust Five |
| Common Stock | 2022-03-14 |  | G |  | 257450 | D | $0 | 0<sup>(1)(2)</sup> | I | By WAS Family Trust Five |
| Common Stock | 2022-07-25 |  | G |  | 143333 | D | $0 | 0 | I | By Warren Miles Amerine Stephens Family Trust One |
| Common Stock | 2022-07-25 |  | G |  | 22619 | D | $0 | 0 | I | By Warren Miles Amerine Stephens 2012 Trust |
| Common Stock |  |  |  |  |  |  |  | 446605<sup>(1)(3)</sup> | I | By Warren A. Stephens Trust |
| Common Stock |  |  |  |  |  |  |  | 560756 | I | By Stephens Investments Holdings LLC |
| Common Stock |  |  |  |  |  |  |  | 231080 | I | BY Laura Whitaker Stephens WHCT Trust |
| Common Stock |  |  |  |  |  |  |  | 262852 | I | By Harriet C. Stephens Trust |
| Common Stock |  |  |  |  |  |  |  | 143333 | I | By John Calhoun Stephens Family Trust One |
| Common Stock |  |  |  |  |  |  |  | 143334 | I | By Laura Whitaker Stephens Family Trust One |
| Common Stock |  |  |  |  |  |  |  | 285000 | I | By Warren A. Stephens Roth IRA |
| Common Stock |  |  |  |  |  |  |  | 82430 | I | By Stephens Inc. |
| Common Stock |  |  |  |  |  |  |  | 257452<sup>(2)</sup> | I | By LWS Family Trust Five |
| Common Stock |  |  |  |  |  |  |  | 300000<sup>(3)</sup> | I | By WAS Family Trust Seven |
| Common Stock |  |  |  |  |  |  |  | 128450 | I | By Laura Whitaker Stephens WAS Grantor Trust |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) Reflects transfer of 319,776 shares from WAS Family Trust Five to Warren A. Stephens Trust.

(2) Reflects transfer of 257,452 shares from WAS Family Trust Five to LWS Family Trust Five.

(3) Reflects transfer of 300,000 shares from Warren A. Stephens Trust to WAS Family Trust Seven.

**Signature:** Todd Ferguson, attorney in fact for reporting person  
**Date:** 2023-03-17

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**