# EDGAR Filing Document

**Accession Number:** 0001535392
**File Stem:** 0001172661-25-003306
**Filing Date:** 2025-8
**Character Count:** 19662
**Document Hash:** 4d19b1a241d65022360e79bb58154ca8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001172661-25-003306.hdr.sgml**: 20250814

**ACCESSION NUMBER**: 0001172661-25-003306

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250814

**DATE AS OF CHANGE**: 20250814

**EFFECTIVENESS DATE**: 20250814

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MANGROVE PARTNERS IM, LLC
- **CENTRAL INDEX KEY:** 0001535392

**ORGANIZATION NAME:**
- **EIN:** 980652572
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15348
- **FILM NUMBER:** 251214919

**BUSINESS ADDRESS:**
- **STREET 1:** 2 SOUND VIEW DRIVE
- **CITY:** GREENWICH
- **STATE:** CT
- **ZIP:** 06830
- **BUSINESS PHONE:** 212-897-9535

**MAIL ADDRESS:**
- **STREET 1:** 2 SOUND VIEW DRIVE
- **CITY:** GREENWICH
- **STATE:** CT
- **ZIP:** 06830

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MANGROVE PARTNERS
- **DATE OF NAME CHANGE:** 20111122

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 06-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** MANGROVE PARTNERS IM LLC<br>**Address:** 2 Sound View Drive<br>Greenwich, CT 06830

**Form 13F File Number:** 028-15348

**CRD Number (if applicable):** 000162296

**SEC File Number (if applicable):** 801-78070

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Ward T. Dietrich<br>**Title:** Chief Operating Officer<br>**Phone:** 212-897-9537

**Signature, Place, and Date of Signing:**

/s/ Ward T. Dietrich  Greenwich, CT  08-14-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 154

**Form 13F Information Table Value Total:** $931325120

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AERCAP HOLDINGS NV | SHS | N00985106 |  | 39885768 | 340904 | SH |  | SOLE |  | 340904 | 0 | 0 |
| AIFEEX NEXUS ACQUISITION COR | RIGHT 12/31/2026 | G8089R118 |  | 88490 | 402229 | SH |  | SOLE |  | 402229 | 0 | 0 |
| AIRBNB INC | COM CL A | 009066101 |  | 683933 | 5168 | SH |  | SOLE |  | 5168 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 655056 | 5776 | SH |  | SOLE |  | 5776 | 0 | 0 |
| ANEBULO PHARMACEUTICALS INC | COM | 034569103 |  | 3636363 | 2525252 | SH |  | SOLE |  | 2525252 | 0 | 0 |
| ARM HOLDINGS PLC | SPONSORED ADS | 042068205 |  | 764060 | 4724 | SH |  | SOLE |  | 4724 | 0 | 0 |
| ARMADA ACQUISITION CORP II | COM CL A | G0R38G104 |  | 1866285 | 185700 | SH |  | SOLE |  | 185700 | 0 | 0 |
| ASTERA LABS INC | COM | 04626A103 |  | 712058 | 7875 | SH |  | SOLE |  | 7875 | 0 | 0 |
| ATMUS FILTRATION TECHNOLOGIE | COM | 04956D107 |  | 40048561 | 1099631 | SH |  | SOLE |  | 1099631 | 0 | 0 |
| AURORA INNOVATION INC | CLASS A COM | 051774107 |  | 14750789 | 2815036 | SH |  | SOLE |  | 2815036 | 0 | 0 |
| AXIOM INTELLIGENCE AC CORP 1 | UNIT 06/10/2030 | G0750N120 |  | 4540500 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| AXON ENTERPRISE INC | COM | 05464C101 |  | 805586 | 973 | SH |  | SOLE |  | 973 | 0 | 0 |
| BEST SPAC I ACQUISITION CORP | UNIT 05/27/2030 | G1069P137 |  | 2719314 | 270848 | SH |  | SOLE |  | 270848 | 0 | 0 |
| BHP GROUP LTD | SPONSORED ADS | 088606108 |  | 678983 | 14119 | SH |  | SOLE |  | 14119 | 0 | 0 |
| BLUE FOUNDRY BANCORP | COM | 09549B104 |  | 1761483 | 184063 | SH |  | SOLE |  | 184063 | 0 | 0 |
| BOEING CO | COM | 097023105 |  | 726021 | 3465 | SH |  | SOLE |  | 3465 | 0 | 0 |
| CALAMOS GBL DYN INCOME FUND | COM | 12811L107 |  | 8783005 | 1231838 | SH |  | SOLE |  | 1231838 | 0 | 0 |
| CARNIVAL CORP | UNIT 99/99/9999 | 143658300 |  | 857351 | 30489 | SH |  | SOLE |  | 30489 | 0 | 0 |
| CARTESIAN GROWTH CORP III | COM CL A | G19307100 |  | 4509000 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| CARVANA CO | CL A | 146869102 |  | 801291 | 2378 | SH |  | SOLE |  | 2378 | 0 | 0 |
| CASELLA WASTE SYS INC | CL A | 147448104 |  | 718471 | 6227 | SH |  | SOLE |  | 6227 | 0 | 0 |
| CENTRAL GARDEN  PET CO | CL A NON-VTG | 153527205 |  | 15427722 | 493056 | SH |  | SOLE |  | 493056 | 0 | 0 |
| CENTRAL PLAINS BANCSHARES IN | COM | 15486W100 |  | 2380111 | 157396 | SH |  | SOLE |  | 157396 | 0 | 0 |
| CG ONCOLOGY INC | COM | 156944100 |  | 14433042 | 555117 | SH |  | SOLE |  | 555117 | 0 | 0 |
| CHAMPIONSGATE ACQUISITION CO | RIGHT 05/14/2030 | G2124S116 |  | 10089 | 100893 | SH |  | SOLE |  | 100893 | 0 | 0 |
| CHAMPIONSGATE ACQUISITION CO | SHS CL A | G2124S108 |  | 1008930 | 100893 | SH |  | SOLE |  | 100893 | 0 | 0 |
| CHARLTON ARIA ACQUISITION CO | RIGHT 12/31/2026 | G9877L115 |  | 54787 | 365000 | SH |  | SOLE |  | 365000 | 0 | 0 |
| CHENGHE ACQUISITION II CO | CL A ORD SHS | G20873108 |  | 1787120 | 199122 | SH |  | SOLE |  | 199122 | 0 | 0 |
| CHESAPEAKE UTILS CORP | COM | 165303108 |  | 696434 | 5793 | SH |  | SOLE |  | 5793 | 0 | 0 |
| CIA ENERGETICA DE MINAS GERA | SP ADR N-V PFD | 204409601 |  | 9016000 | 4600000 | SH |  | SOLE |  | 4600000 | 0 | 0 |
| CLOROX CO DEL | COM | 189054109 |  | 628326 | 5233 | SH |  | SOLE |  | 5233 | 0 | 0 |
| CO2 ENERGY TRANSITION CORP | RIGHT 10/15/2028 | 12664M129 |  | 50579 | 289021 | SH |  | SOLE |  | 289021 | 0 | 0 |
| CO2 ENERGY TRANSITION CORP | COM | 12664M103 |  | 2920300 | 290000 | SH |  | SOLE |  | 290000 | 0 | 0 |
| COCA COLA CONS INC | COM | 191098102 |  | 676599 | 6060 | SH |  | SOLE |  | 6060 | 0 | 0 |
| COLUMBUS ACQUISITION CORP | RIGHT 09/30/2025 | G2295P115 |  | 18281 | 99240 | SH |  | SOLE |  | 99240 | 0 | 0 |
| COMPASS DIVERSIFIED | SH BEN INT | 20451Q104 |  | 15563573 | 2478276 | SH |  | SOLE |  | 2478276 | 0 | 0 |
| CONSOLIDATED EDISON INC | COM | 209115104 |  | 686193 | 6838 | SH |  | SOLE |  | 6838 | 0 | 0 |
| COPLEY ACQUISITION CORP | ORD SHS CL A | G24243100 |  | 4531500 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| CORCEPT THERAPEUTICS INC | COM | 218352102 |  | 697227 | 9499 | SH |  | SOLE |  | 9499 | 0 | 0 |
| CRACKER BARREL OLD CTRY STOR | COM | 22410J106 |  | 1095897 | 17942 | SH |  | SOLE |  | 17942 | 0 | 0 |
| CYBERARK SOFTWARE LTD | SHS | M2682V108 |  | 817422 | 2009 | SH |  | SOLE |  | 2009 | 0 | 0 |
| DENISON MINES CORP | COM | 248356107 |  | 846801 | 465275 | SH |  | SOLE |  | 465275 | 0 | 0 |
| DOLLAR TREE INC | COM | 256746108 |  | 627022 | 6331 | SH |  | SOLE |  | 6331 | 0 | 0 |
| DOORDASH INC | CL A | 25809K105 |  | 870180 | 3530 | SH |  | SOLE |  | 3530 | 0 | 0 |
| DRUGS MADE IN AMER ACQUTN CO | RIGHT 10/15/2029 | G2847J112 |  | 102170 | 850000 | SH |  | SOLE |  | 850000 | 0 | 0 |
| DRUGS MADE IN AMER ACQUTN CO | ORD SHS | G2847J104 |  | 3570000 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| DUNE ACQUISITION CORP II | SHS CL A | G2867S109 |  | 2587312 | 257444 | SH |  | SOLE |  | 257444 | 0 | 0 |
| DYNAMIX CORP | SHS CL A | G2949D104 |  | 4590000 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| EASTERN BANKSHARES INC | COM | 27627N105 |  | 698511 | 45744 | SH |  | SOLE |  | 45744 | 0 | 0 |
| ECD AUTOMOTIVE DESIGN INC | *W EXP 12/12/202 | 27877D112 |  | 216154 | 988810 | SH |  | SOLE |  | 988810 | 0 | 0 |
| ECD AUTOMOTIVE DESIGN INC | COM | 27877D104 |  | 16395 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| ECOVYST INC | COM | 27923Q109 |  | 37351114 | 4538410 | SH |  | SOLE |  | 4538410 | 0 | 0 |
| EMBRACE CHANGE ACQUISITN COR | RIGHT 10/25/2026 | G3034H141 |  | 185575 | 1625000 | SH |  | SOLE |  | 1625000 | 0 | 0 |
| ENERSYS | COM | 29275Y102 |  | 583236 | 6800 | SH |  | SOLE |  | 6800 | 0 | 0 |
| ENOVA INTL INC | COM | 29357K103 |  | 46298643 | 415160 | SH |  | SOLE |  | 415160 | 0 | 0 |
| EQT CORP | COM | 26884L109 |  | 744571 | 12767 | SH |  | SOLE |  | 12767 | 0 | 0 |
| ESH ACQUISITION CORP | RIGHT 99/99/9999 | 296424112 |  | 25700 | 349659 | SH |  | SOLE |  | 349659 | 0 | 0 |
| EUREKA ACQUISITION CORP | RIGHT 01/03/2026 | G32168125 |  | 47985 | 218115 | SH |  | SOLE |  | 218115 | 0 | 0 |
| EVENTBRITE INC | NOTE 0.750% 9/1 | 29975EAD1 |  | 15232928 | 17000000 | PRN |  | SOLE |  | 17000000 | 0 | 0 |
| EXPAND ENERGY CORPORATION | COM | 165167735 |  | 731460 | 6255 | SH |  | SOLE |  | 6255 | 0 | 0 |
| F ANNUITIES  LIFE INC | COMMON STOCK | 30190A104 |  | 326804 | 10219 | SH |  | SOLE |  | 10219 | 0 | 0 |
| FACT II ACQUISITION CORP | ORD SHS CL A | G32901103 |  | 1749959 | 170064 | SH |  | SOLE |  | 170064 | 0 | 0 |
| FB BANCORP INC | COM | 31425A109 |  | 1325509 | 117823 | SH |  | SOLE |  | 117823 | 0 | 0 |
| FG MERGER II CORP | COM | 30334J102 |  | 3872960 | 392000 | SH |  | SOLE |  | 392000 | 0 | 0 |
| FIFTH DIST BANCORP INC | COM | 316926104 |  | 1721652 | 139405 | SH |  | SOLE |  | 139405 | 0 | 0 |
| FIFTH THIRD BANCORP | COM | 316773100 |  | 739970 | 17991 | SH |  | SOLE |  | 17991 | 0 | 0 |
| FIGX CAP ACQUISITION CORP. | UNIT 06/17/2030 | G3473K126 |  | 150225 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| FIRST INDL RLTY TR INC | COM | 32054K103 |  | 671414 | 13950 | SH |  | SOLE |  | 13950 | 0 | 0 |
| GENERAC HLDGS INC | COM | 368736104 |  | 788944 | 5509 | SH |  | SOLE |  | 5509 | 0 | 0 |
| GITLAB INC | CLASS A COM | 37637K108 |  | 624774 | 13850 | SH |  | SOLE |  | 13850 | 0 | 0 |
| GOGO INC | COM | 38046C109 |  | 1579641 | 107605 | SH |  | SOLE |  | 107605 | 0 | 0 |
| GROUP 1 AUTOMOTIVE INC | COM | 398905109 |  | 700920 | 1605 | SH |  | SOLE |  | 1605 | 0 | 0 |
| GUARDANT HEALTH INC | COM | 40131M109 |  | 815155 | 15664 | SH |  | SOLE |  | 15664 | 0 | 0 |
| HANCOCK JOHN PREM DIVID FD | COM SH BEN INT | 41013T105 |  | 4479315 | 340115 | SH |  | SOLE |  | 340115 | 0 | 0 |
| HAWAIIAN ELEC INDUSTRIES | COM | 419870100 |  | 6579970 | 619000 | SH |  | SOLE |  | 619000 | 0 | 0 |
| HENNESSY CAP INVT CORP VII | ORD SHS CL A | G4405D107 |  | 4572000 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| IAC INC | COM NEW | 44891N208 |  | 12644930 | 338643 | SH |  | SOLE |  | 338643 | 0 | 0 |
| IB ACQUISITION CORP | COM SHS | 44934N108 |  | 4711500 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| ILLUMINA INC | COM | 452327109 |  | 813656 | 8528 | SH |  | SOLE |  | 8528 | 0 | 0 |
| INDIVIOR PLC | ORD | G4766E116 |  | 33499126 | 2272668 | SH |  | SOLE |  | 2272668 | 0 | 0 |
| IRON MTN INC DEL | COM | 46284V101 |  | 727016 | 7088 | SH |  | SOLE |  | 7088 | 0 | 0 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 25451237 | 232878 | SH |  | SOLE |  | 232878 | 0 | 0 |
| JD.COM INC | SPON ADS CL A | 47215P106 |  | 693796 | 21256 | SH |  | SOLE |  | 21256 | 0 | 0 |
| JOHNSON CTLS INTL PLC | SHS | G51502105 |  | 769125 | 7282 | SH |  | SOLE |  | 7282 | 0 | 0 |
| K GROWTH ACQUISITION CORP | SHS CL A | G52258111 |  | 1951302 | 191680 | SH |  | SOLE |  | 191680 | 0 | 0 |
| LAKESHORE ACQUISITION III CO | USD ORD SHS | G5353S103 |  | 1666692 | 166300 | SH |  | SOLE |  | 166300 | 0 | 0 |
| LAKESHORE ACQUISITION III CO | RIGHT 04/30/2025 | G5353S137 |  | 32760 | 163800 | SH |  | SOLE |  | 163800 | 0 | 0 |
| LARIMAR THERAPEUTICS INC | COM | 517125100 |  | 2225973 | 770233 | SH |  | SOLE |  | 770233 | 0 | 0 |
| LAUREATE EDUCATION INC | COMMON STOCK | 518613203 |  | 45143764 | 1930871 | SH |  | SOLE |  | 1930871 | 0 | 0 |
| LEXINFINTECH HLDGS LTD | ADR | 528877103 |  | 588978 | 81689 | SH |  | SOLE |  | 81689 | 0 | 0 |
| LIGHTWAVE ACQUISITION CORP | UNIT 06/06/2030 | G5490M118 |  | 402400 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| MAYWOOD ACQUISITION CORP | ORD SHS CL A | G6001J107 |  | 3825502 | 379138 | SH |  | SOLE |  | 379138 | 0 | 0 |
| MAYWOOD ACQUISITION CORP | RIGHT 99/99/9999 | G6001J131 |  | 103126 | 379138 | SH |  | SOLE |  | 379138 | 0 | 0 |
| MEREO BIOPHARMA GROUP PLC | SPON ADS | 589492107 |  | 23404874 | 8636485 | SH |  | SOLE |  | 8636485 | 0 | 0 |
| MID PENN BANCORP INC | COM | 59540G107 |  | 1432814 | 50809 | SH |  | SOLE |  | 50809 | 0 | 0 |
| MIDDLEBY CORP | COM | 596278101 |  | 614592 | 4268 | SH |  | SOLE |  | 4268 | 0 | 0 |
| MILLICOM INTL CELLULAR S A | COM STK | L6388F110 |  | 40439460 | 1079249 | SH |  | SOLE |  | 1079249 | 0 | 0 |
| MILLROSE PPTYS INC | COM CL A | 601137102 |  | 33974198 | 1191659 | SH |  | SOLE |  | 1191659 | 0 | 0 |
| MONGODB INC | CL A | 60937P106 |  | 782843 | 3728 | SH |  | SOLE |  | 3728 | 0 | 0 |
| NB BANCORP INC | COM | 63945M107 |  | 1852850 | 103743 | SH |  | SOLE |  | 103743 | 0 | 0 |
| NEOGEN CORP | COM | 640491106 |  | 296427 | 62014 | SH |  | SOLE |  | 62014 | 0 | 0 |
| NEOGENOMICS INC | COM NEW | 64049M209 |  | 642805 | 87935 | SH |  | SOLE |  | 87935 | 0 | 0 |
| NEWS CORP NEW | CL A | 65249B109 |  | 15727943 | 529204 | SH |  | SOLE |  | 529204 | 0 | 0 |
| NOMURA HLDGS INC | SPONSORED ADR | 65535H208 |  | 782086 | 118858 | SH |  | SOLE |  | 118858 | 0 | 0 |
| NORTHEAST CMNTY BANCORP INC | COM | 664121100 |  | 2112203 | 90867 | SH |  | SOLE |  | 90867 | 0 | 0 |
| NUTRIEN LTD | COM | 67077M108 |  | 717342 | 12317 | SH |  | SOLE |  | 12317 | 0 | 0 |
| OPEN TEXT CORP | COM | 683715106 |  | 32194089 | 1102346 | SH |  | SOLE |  | 1102346 | 0 | 0 |
| OPENDOOR TECHNOLOGIES INC | COM | 683712103 |  | 1962483 | 3681956 | SH |  | SOLE |  | 3681956 | 0 | 0 |
| ORGANON  CO | COMMON STOCK | 68622V106 |  | 903405 | 93327 | SH |  | SOLE |  | 93327 | 0 | 0 |
| OXLEY BRIDGE ACQ LTD | UNIT 06/17/2030 | G6858G123 |  | 1001000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| OYSTER ENTERPRISES II ACQUIS | UNIT 05/22/2030 | G6861F120 |  | 4554000 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 756145 | 3695 | SH |  | SOLE |  | 3695 | 0 | 0 |
| PDD HOLDINGS INC | SPONSORED ADS | 722304102 |  | 634658 | 6064 | SH |  | SOLE |  | 6064 | 0 | 0 |
| PERELLA WEINBERG PARTNERS | CLASS A COM | 71367G102 |  | 723958 | 37279 | SH |  | SOLE |  | 37279 | 0 | 0 |
| PJT PARTNERS INC | COM CL A | 69343T107 |  | 781982 | 4739 | SH |  | SOLE |  | 4739 | 0 | 0 |
| PLUG POWER INC | COM NEW | 72919P202 |  | 873396 | 586172 | SH |  | SOLE |  | 586172 | 0 | 0 |
| PONCE FINANCIAL GROUP INC | COMMON STOCK | 732344106 |  | 2260930 | 163362 | SH |  | SOLE |  | 163362 | 0 | 0 |
| PROTAGONIST THERAPEUTICS INC | COM | 74366E102 |  | 21852818 | 395383 | SH |  | SOLE |  | 395383 | 0 | 0 |
| QUARTZSEA ACQUISITION CORP | RIGHT 02/18/2030 | G7314B120 |  | 106161 | 408154 | SH |  | SOLE |  | 408154 | 0 | 0 |
| QUARTZSEA ACQUISITION CORP | ORD SHS | G7314B104 |  | 4099907 | 408154 | SH |  | SOLE |  | 408154 | 0 | 0 |
| RADNET INC | COM | 750491102 |  | 509857 | 8959 | SH |  | SOLE |  | 8959 | 0 | 0 |
| REDDIT INC | CL A | 75734B100 |  | 577888 | 3838 | SH |  | SOLE |  | 3838 | 0 | 0 |
| REZOLUTE INC | COM NEW | 76200L309 |  | 10246801 | 2297489 | SH |  | SOLE |  | 2297489 | 0 | 0 |
| RIO TINTO PLC | SPONSORED ADR | 767204100 |  | 58251896 | 998661 | SH |  | SOLE |  | 998661 | 0 | 0 |
| ROCKET COS INC | COM CL A | 77311W101 |  | 9497168 | 669758 | SH |  | SOLE |  | 669758 | 0 | 0 |
| ROYAL CARIBBEAN GROUP | COM | V7780T103 |  | 874287 | 2792 | SH |  | SOLE |  | 2792 | 0 | 0 |
| SAILPOINT INC | COM | 78781J109 |  | 875081 | 38280 | SH |  | SOLE |  | 38280 | 0 | 0 |
| SERVICETITAN INC | SHS CL A | 81764X103 |  | 591312 | 5517 | SH |  | SOLE |  | 5517 | 0 | 0 |
| SIZZLE ACQUISITION CORP. II | USD CL A ORD SHS | G8193F109 |  | 874079 | 86973 | SH |  | SOLE |  | 86973 | 0 | 0 |
| SOMNIGROUP INTERNATIONAL INC | COM | 88023U101 |  | 32389282 | 475963 | SH |  | SOLE |  | 475963 | 0 | 0 |
| SONOS INC | COM | 83570H108 |  | 639368 | 59146 | SH |  | SOLE |  | 59146 | 0 | 0 |
| SOULPOWER ACQUISITION CORP | USD CL A ORD SHS | G82745103 |  | 1906094 | 189850 | SH |  | SOLE |  | 189850 | 0 | 0 |
| SR BANCORP INC | COM | 85227J106 |  | 2225043 | 164818 | SH |  | SOLE |  | 164818 | 0 | 0 |
| SUNRUN INC | COM | 86771W105 |  | 280770 | 34324 | SH |  | SOLE |  | 34324 | 0 | 0 |
| TAVIA ACQUISITION CORP | SHS | G86880104 |  | 552475 | 53900 | SH |  | SOLE |  | 53900 | 0 | 0 |
| TECHNIPFMC PLC | COM | G87110105 |  | 855042 | 24827 | SH |  | SOLE |  | 24827 | 0 | 0 |
| TELADOC HEALTH INC | COM | 87918A105 |  | 826004 | 94834 | SH |  | SOLE |  | 94834 | 0 | 0 |
| TEMPUS AI INC | CL A | 88023B103 |  | 691887 | 10889 | SH |  | SOLE |  | 10889 | 0 | 0 |
| TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 |  | 32387477 | 1932427 | SH |  | SOLE |  | 1932427 | 0 | 0 |
| TEXAS PACIFIC LAND CORPORATI | COM | 88262P102 |  | 901101 | 853 | SH |  | SOLE |  | 853 | 0 | 0 |
| TRIUMPH FINANCIAL INC | COM | 89679E300 |  | 371166 | 6735 | SH |  | SOLE |  | 6735 | 0 | 0 |
| TURNING PT BRANDS INC | COM | 90041L105 |  | 7520854 | 99259 | SH |  | SOLE |  | 99259 | 0 | 0 |
| TYSON FOODS INC | CL A | 902494103 |  | 713123 | 12748 | SH |  | SOLE |  | 12748 | 0 | 0 |
| UBS GROUP AG | SHS | H42097107 |  | 17844683 | 527637 | SH |  | SOLE |  | 527637 | 0 | 0 |
| UP FINTECH HLDG LTD | SPONSORED ADS | 91531W106 |  | 769790 | 79771 | SH |  | SOLE |  | 79771 | 0 | 0 |
| UY SCUTI ACQUISITION CORP. | RIGHT 03/03/2030 | G93Y0A112 |  | 48180 | 240898 | SH |  | SOLE |  | 240898 | 0 | 0 |
| UY SCUTI ACQUISITION CORP. | ORD SHS | G93Y0A104 |  | 2421025 | 240898 | SH |  | SOLE |  | 240898 | 0 | 0 |
| VICTORIAS SECRET AND CO | COMMON STOCK | 926400102 |  | 1056473 | 57045 | SH |  | SOLE |  | 57045 | 0 | 0 |
| VIRTUS TOTAL RETURN FD INC | COM | 92835W107 |  | 2738048 | 439494 | SH |  | SOLE |  | 439494 | 0 | 0 |
| VOYAGER ACQUISITION CORP | CL A | G93A7H104 |  | 4468433 | 430203 | SH |  | SOLE |  | 430203 | 0 | 0 |
| WESTERN DIGITAL CORP | COM | 958102105 |  | 52744141 | 824256 | SH |  | SOLE |  | 824256 | 0 | 0 |
| WESTERN NEW ENG BANCORP INC | COM | 958892101 |  | 1891144 | 204891 | SH |  | SOLE |  | 204891 | 0 | 0 |
| WINCHESTER BANCORP INC | COM | 97269D103 |  | 1513427 | 169098 | SH |  | SOLE |  | 169098 | 0 | 0 |
| WINTERGREEN ACQUISITION CORP | UNIT 05/21/2030 | G9717M125 |  | 2018000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |

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