# EDGAR Filing Document

**Accession Number:** 0001034546
**File Stem:** 0001072613-23-000056
**Filing Date:** 2023-2
**Character Count:** 16014
**Document Hash:** f250dade94d1cef521be0fd52de493f1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001072613-23-000056.hdr.sgml**: 20230210

**ACCESSION NUMBER**: 0001072613-23-000056

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230210

**DATE AS OF CHANGE**: 20230210

**EFFECTIVENESS DATE**: 20230210

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
- **CENTRAL INDEX KEY:** 0001034546
- **IRS NUMBER:** 000000000
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-06258
- **FILM NUMBER:** 23611750

**BUSINESS ADDRESS:**
- **STREET 1:** 77 GRACECHURCH STREET
- **CITY:** LONDON
- **STATE:** X0
- **ZIP:** EC3V0AS
- **BUSINESS PHONE:** 4417171107

**MAIL ADDRESS:**
- **STREET 1:** 77 GRACECHURCH STREET
- **CITY:** LONDON
- **STATE:** X0
- **ZIP:** EC3V0AS

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** CITY OF LONDON INVESTMENT MANAGEMENT CO LTD<br>**Address:** 77 Gracechurch Street<br>London, X0 EC3V0AS

**Form 13F File Number:** 028-06258

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Catrina Reagan<br>**Title:** US Chief Compliance Officer<br>**Phone:** 610-380-4916

**Signature, Place, and Date of Signing:**

/s/ Catrina Reagan  Coatesville, PA  02-10-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 111

**Form 13F Information Table Value Total:** $1243643599

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| APPLE INC | COM | 037833100 |  | 42158584 | 324484 | SH |  | SOLE |  | 324484 | 0 | 0 |
| ADAMS DIVERSIFIED EQUITY FUND | COM | 006212104 |  | 4034174 | 277740 | SH |  | SOLE |  | 277740 | 0 | 0 |
| ABRDN EMERGING MARKETS EQUITIES | COM | 00301W105 |  | 85134329 | 16563099 | SH |  | SOLE |  | 16563099 | 0 | 0 |
| ALLIANCEBERNSTEIN NATIONAL MUNI | COM | 01864U106 |  | 809289 | 77296 | SH |  | SOLE |  | 77296 | 0 | 0 |
| APOLLO SENIOR FLOATING RATE FUND INC | COM | 037636107 |  | 1591350 | 129168 | SH |  | SOLE |  | 129168 | 0 | 0 |
| APOLLO TACTICAL INCOME FUND INC. | COM | 037638103 |  | 1349877 | 111376 | SH |  | SOLE |  | 111376 | 0 | 0 |
| VIRTUS ARTIFICIAL INTELLIGENCE  TECH | COM | 92838Y100 |  | 219844 | 13600 | SH |  | SOLE |  | 13600 | 0 | 0 |
| GLOBAL X FTSE ARGENTINA 20 ETF | GB MSCI AR ETF | 37950E259 |  | 1703000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| ASA GOLD AND PRECIOUS METALS LTD | SHS | G3156P103 |  | 27494353 | 1922010 | SH |  | SOLE |  | 1922010 | 0 | 0 |
| BLACKROCK RESOURCES AND COMMODITIES | SHS | 09257A108 |  | 18310130 | 1835602 | SH |  | SOLE |  | 1835602 | 0 | 0 |
| BLACKROCK CALIFORNIA MUNICIPAL | COM SH BEN INT | 09248E102 |  | 1429094 | 131957 | SH |  | SOLE |  | 131957 | 0 | 0 |
| BLACKSTON/GSO STRATEGIC CREDIT FUND | COM SHS BEN IN | 09257R101 |  | 10895948 | 1032302 | SH |  | SOLE |  | 1032302 | 0 | 0 |
| BARINGS GLOBAL SHORT DURATION | COM | 06760L100 |  | 591088 | 46579 | SH |  | SOLE |  | 46579 | 0 | 0 |
| BLACKROCK FLT RT INC | COM | 091941104 |  | 2254684 | 206284 | SH |  | SOLE |  | 206284 | 0 | 0 |
| BLACKROCK ENHANCED INTERNATIONAL | COM BENE INTER | 092524107 |  | 792207 | 157340 | SH |  | SOLE |  | 157340 | 0 | 0 |
| BLACKROCK INNOVATION  GROWTH | SHS BEN INT | 09260Q108 |  | 23574198 | 3454095 | SH |  | SOLE |  | 3454095 | 0 | 0 |
| BLACKROCK HEALTH SCIENCES TRUST II | COM SHS | 09260E105 |  | 6312557 | 408712 | SH |  | SOLE |  | 408712 | 0 | 0 |
| BLACKROCK SCIENCE  TECHNOLOGY TUST II | SHS BEN INT | 09260K101 |  | 5025407 | 321729 | SH |  | SOLE |  | 321729 | 0 | 0 |
| THE BLACKSTONE GROUP INC | COM CL A | 09260D107 |  | 2309334 | 31121 | SH |  | SOLE |  | 31121 | 0 | 0 |
| MS CHINA A SHARE | COM | 617468103 |  | 92423843 | 6515604 | SH |  | SOLE |  | 6515604 | 0 | 0 |
| CENTRAL SECS CORP | COM | 155123102 |  | 304577 | 9100 | SH |  | SOLE |  | 9100 | 0 | 0 |
| THE CARLYLE GROUP INC | COM | 14316J108 |  | 4844291 | 162315 | SH |  | SOLE |  | 162315 | 0 | 0 |
| CHINA FUND INC. | COM | 169373107 |  | 44748972 | 3460864 | SH |  | SOLE |  | 3460864 | 0 | 0 |
| CALAMOS LONG/SHORT EQUITY  DYNAMIC | COM | 12812C106 |  | 641360 | 42167 | SH |  | SOLE |  | 42167 | 0 | 0 |
| DOUBLELINE YIELD OPPORTUNITIES | COM | 25862D105 |  | 3625212 | 275054 | SH |  | SOLE |  | 275054 | 0 | 0 |
| BLACKROCK DEBT STRATEGIES FUND INC | COM NEW | 09255R202 |  | 2433870 | 264839 | SH |  | SOLE |  | 264839 | 0 | 0 |
| DTF TAX FREE INCOME INC | COM | 23334J107 |  | 1770162 | 162624 | SH |  | SOLE |  | 162624 | 0 | 0 |
| BLACKROCK ESG CAPITAL ALLOCATION | SHS BEN INT | 09262F100 |  | 4359923 | 324399 | SH |  | SOLE |  | 324399 | 0 | 0 |
| THE EUROPEAN EQUITY FUND INC | COM | 298768102 |  | 145520 | 19364 | SH |  | SOLE |  | 19364 | 0 | 0 |
| EATON VANCE MUNICIPAL BOND FUND | COM | 27827X101 |  | 1775835 | 171000 | SH |  | SOLE |  | 171000 | 0 | 0 |
| TEMPLETON EMERGING MARKETS FD | COM | 880191101 |  | 39450777 | 3456047 | SH |  | SOLE |  | 3456047 | 0 | 0 |
| CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY | COM | 18469P209 |  | 729172 | 25500 | SH |  | SOLE |  | 25500 | 0 | 0 |
| EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDE | COM | 27828S101 |  | 298883 | 19787 | SH |  | SOLE |  | 19787 | 0 | 0 |
| EATON VANCE CALIFORNIA MUNICIPAL | COM | 27828A100 |  | 867067 | 100181 | SH |  | SOLE |  | 100181 | 0 | 0 |
| ISHARES MSCI MALAYSIA | MSCI MLY ETF NEW | 46434G814 |  | 1863661 | 81650 | SH |  | SOLE |  | 81650 | 0 | 0 |
| ISHARES MSCI TAIWAN | MSCI TAIWAN ETF | 46434G772 |  | 33655632 | 838143 | SH |  | SOLE |  | 838143 | 0 | 0 |
| ISHARES MSCI KOREA | MSCI STH KOR ETF | 464286772 |  | 10311904 | 182447 | SH |  | SOLE |  | 182447 | 0 | 0 |
| ISHARES MSCI BRAZIL- US | MSCI BRAZIL ETF | 464286400 |  | 51784237 | 1853077 | SH |  | SOLE |  | 1853077 | 0 | 0 |
| I-SHARES MSCI SOUTH AFRICA | MSCI STH AFR ETF | 464286780 |  | 10757734 | 253481 | SH |  | SOLE |  | 253481 | 0 | 0 |
| ABRDN ASIA PACIFIC INCOME FUND | COM | 003009107 |  | 5409626 | 2060810 | SH |  | SOLE |  | 2060810 | 0 | 0 |
| FIRST TRUST DYNAMIC EUROPE EQUITY INC | COM SHS | 33740D107 |  | 6361817 | 563741 | SH |  | SOLE |  | 563741 | 0 | 0 |
| ANGEL OAK FINANCIAL STRATEGIES | COM BEN INT | 03464A100 |  | 2030489 | 158756 | SH |  | SOLE |  | 158756 | 0 | 0 |
| ISHARES MSCI FRONTIER 100 ETF | MSCI FRONTIER | 464286145 |  | 2315950 | 91000 | SH |  | SOLE |  | 91000 | 0 | 0 |
| FIRST TRUST HIGH INCOME LONG/SHORT FUND | COM | 33738E109 |  | 2023915 | 176684 | SH |  | SOLE |  | 176684 | 0 | 0 |
| FIRST TRUST HIGH YIELD OPPORTUNITY | COM | 33741Q107 |  | 9157623 | 679097 | SH |  | SOLE |  | 679097 | 0 | 0 |
| ISHARES CHINA LARGE-CAP ETF | CHINA LG-CAP ETF | 464287184 |  | 23616733 | 834661 | SH |  | SOLE |  | 834661 | 0 | 0 |
| GENERAL AMERICAN INVESTORS | COM | 368802104 |  | 632568 | 17496 | SH |  | SOLE |  | 17496 | 0 | 0 |
| NEW GERMANY | COM | 644465106 |  | 11372748 | 1440500 | SH |  | SOLE |  | 1440500 | 0 | 0 |
| PGIM GLOBAL HIGH YIELD FUND | COM | 69346J106 |  | 7982334 | 740133 | SH |  | SOLE |  | 740133 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 4844709 | 54910 | SH |  | SOLE |  | 54910 | 0 | 0 |
| GABELLI HEALTHCARE AND WELLNESSRX TRUST | SHS | 36246K103 |  | 137716 | 13377 | SH |  | SOLE |  | 13377 | 0 | 0 |
| MILLER/HOWARD HIGH DIVIDEND FUND | COM SHS BEN IN | 600379101 |  | 8607639 | 830052 | SH |  | SOLE |  | 830052 | 0 | 0 |
| WESTERN ASSET HIGH INCOME OPPORTUNITY | COM | 95766K109 |  | 1438018 | 362678 | SH |  | SOLE |  | 362678 | 0 | 0 |
| TEKLA HEALTHCARE INVESTORS | SH BEN INT | 87911J103 |  | 191012 | 10600 | SH |  | SOLE |  | 10600 | 0 | 0 |
| WESTERN ASSET HIGH YIELD DEFINED OPPORTU | COM | 95768B107 |  | 1291033 | 103324 | SH |  | SOLE |  | 103324 | 0 | 0 |
| VOYA ASIA PACIFIC HIGH DIV FUND | COM | 92912J102 |  | 9374667 | 1528063 | SH |  | SOLE |  | 1528063 | 0 | 0 |
| ABRDN AUSTRALIA EQUITY FUND | COM | 003011103 |  | 143652 | 32910 | SH |  | SOLE |  | 32910 | 0 | 0 |
| VOYA EMERGING MARKETS HIGH INC | COM | 92912P108 |  | 7313393 | 1418699 | SH |  | SOLE |  | 1418699 | 0 | 0 |
| INVESCO HIGH INCOME 2023 TARGET FUND | COM | 46135X108 |  | 1988084 | 247428 | SH |  | SOLE |  | 247428 | 0 | 0 |
| MS INDIA INVESTMENT | COM | 61745C105 |  | 62828762 | 3093489 | SH |  | SOLE |  | 3093489 | 0 | 0 |
| INVESCO QUALITY MUNICIPAL INCOME TRUST | COM | 46133G107 |  | 806225 | 85000 | SH |  | SOLE |  | 85000 | 0 | 0 |
| IRSA INVERSIONES Y REPRESENTAC ADR | GLOBAL DEP RCPT | 450047204 |  | 802212 | 168355 | SH |  | SOLE |  | 168355 | 0 | 0 |
| IRSA INVERSIONES Y REPRESENTAC WARRANT | *W EXP 05/25/202 | P5880C134 |  | 119941 | 482370 | SH |  | SOLE |  | 482370 | 0 | 0 |
| PGIM HIGH YIELD BOND FUND INC | COM | 69346H100 |  | 7085596 | 598193 | SH |  | SOLE |  | 598193 | 0 | 0 |
| ABRDN JAPAN EQUITY FUND INC | COM | 00306J109 |  | 4160838 | 787292 | SH |  | SOLE |  | 787292 | 0 | 0 |
| JAPAN SMALLER CAPITALIZATION FUND INC | COM | 47109U104 |  | 29537156 | 4547676 | SH |  | SOLE |  | 4547676 | 0 | 0 |
| NUVEEN PREFERRED  INCOME TERM FUND | COM | 67075A106 |  | 1314196 | 70808 | SH |  | SOLE |  | 70808 | 0 | 0 |
| NUVEEN CREDIT STRATEGIES INCOME FUND | COM SHS | 67073D102 |  | 3500080 | 685618 | SH |  | SOLE |  | 685618 | 0 | 0 |
| NUVEEN FLOATING RATE INCOME OPPORTUNITY | COM SHS | 6706EN100 |  | 2711787 | 347665 | SH |  | SOLE |  | 347665 | 0 | 0 |
| KOREA FUND | COM NEW | 500634209 |  | 36025423 | 1729497 | SH |  | SOLE |  | 1729497 | 0 | 0 |
| KKR  CO INC | CL A | 48251W104 |  | 6378721 | 137428 | SH |  | SOLE |  | 137428 | 0 | 0 |
| ISHARES MSCI SAUDI ARABIA | ISHARES MSCI SAUDI ARABIA | 46434V423 |  | 20379558 | 540787 | SH |  | SOLE |  | 540787 | 0 | 0 |
| DWS MUNICIPAL INCOME TRUST | COM | 233368109 |  | 1586125 | 184863 | SH |  | SOLE |  | 184863 | 0 | 0 |
| PIONEER MUNICIPAL HIGH INCOME ADVANTAGE | COM | 723762100 |  | 699821 | 86558 | SH |  | SOLE |  | 86558 | 0 | 0 |
| MAINSTAY CBRE GLOBAL INFRASTRUCTURE FUND | COM | 56064Q107 |  | 4870408 | 356024 | SH |  | SOLE |  | 356024 | 0 | 0 |
| PIONEER MUNICIPAL HIGH INCOME | COMMON STOCK | 723760104 |  | 4898298 | 459072 | SH |  | SOLE |  | 459072 | 0 | 0 |
| WESTERN ASSET MANAGED MUNICIPALS FUND | COM | 95766M105 |  | 308611 | 30601 | SH |  | SOLE |  | 30601 | 0 | 0 |
| BLACKROCK MUNIYIELD PA | COM | 09255G107 |  | 155677 | 14146 | SH |  | SOLE |  | 14146 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 4602002 | 19189 | SH |  | SOLE |  | 19189 | 0 | 0 |
| BLACKROCK MUNIHOLDINGS CA QU | COM | 09254L107 |  | 198108 | 18463 | SH |  | SOLE |  | 18463 | 0 | 0 |
| BLACKROCK MUNI INTERMEDIATE DURATION FUN | COM | 09253X102 |  | 2186053 | 193029 | SH |  | SOLE |  | 193029 | 0 | 0 |
| MEXICO EQUITY  INCOME FUND INC | COM | 592834105 |  | 2207850 | 249193 | SH |  | SOLE |  | 249193 | 0 | 0 |
| MEXICO FUND | COM | 592835102 |  | 67817433 | 4594677 | SH |  | SOLE |  | 4594677 | 0 | 0 |
| BLACKROCK MUNIYIELD FUND INC | COM | 09253W104 |  | 565535 | 54274 | SH |  | SOLE |  | 54274 | 0 | 0 |
| BLACKROCK MUNIYIELD QUALITY FUND III | COM | 09254E103 |  | 3063926 | 273687 | SH |  | SOLE |  | 273687 | 0 | 0 |
| NUVEEN CALIFORNIA QUALITY MUNI | COM | 67066Y105 |  | 719875 | 65000 | SH |  | SOLE |  | 65000 | 0 | 0 |
| NUVEEN QUALITY MUNICIPAL INCOME | COM | 67066V101 |  | 3100681 | 263104 | SH |  | SOLE |  | 263104 | 0 | 0 |
| NEUBERGER BERMAN NEXT GEN | COMMON STOCK | 64133Q108 |  | 39805341 | 4376618 | SH |  | SOLE |  | 4376618 | 0 | 0 |
| NUVEEN AMT-FREE MUNICIPAL INCOME FUND | COM | 670657105 |  | 6025128 | 530381 | SH |  | SOLE |  | 530381 | 0 | 0 |
| VIRTUS DIVIDEND INTEREST | COM | 92840R101 |  | 400003 | 35477 | SH |  | SOLE |  | 35477 | 0 | 0 |
| GLOBAL X NIGERIA INDEX ETF | GBL X MSCI NGR | 37954Y665 |  | 464639 | 62874 | SH |  | SOLE |  | 62874 | 0 | 0 |
| NUVEEN INTERMEDIATE DURATION MUNICIPAL T | COM | 670671106 |  | 583629 | 44467 | SH |  | SOLE |  | 44467 | 0 | 0 |
| NUVEEN MULTI-ASSET INCOME FUND | COM | 670750108 |  | 638790 | 55668 | SH |  | SOLE |  | 55668 | 0 | 0 |
| NEUBERGER BERMAN MLP AND ENERGY INCOME | COM | 64129H104 |  | 54605471 | 8211349 | SH |  | SOLE |  | 8211349 | 0 | 0 |
| NUVEEN CORE PLUS IMPACT FUND | COM BEN INT | 67080D103 |  | 3293865 | 317634 | SH |  | SOLE |  | 317634 | 0 | 0 |
| NUVEEN PENNSYLVANIA QUALITY MUNI | COM | 670972108 |  | 257931 | 23164 | SH |  | SOLE |  | 23164 | 0 | 0 |
| TORTOISE MIDSTREAM ENERGY FUND INC | COM | 89148B200 |  | 288842 | 8336 | SH |  | SOLE |  | 8336 | 0 | 0 |
| NUVEEN MUNICIPAL CREDIT INCOME | COM SH BEN INT | 67070X101 |  | 3076034 | 254744 | SH |  | SOLE |  | 254744 | 0 | 0 |
| PIMCO ACCESS INCOME FUND | SHS BENFIN INT | 72203T100 |  | 251345 | 17000 | SH |  | SOLE |  | 17000 | 0 | 0 |
| ADAMS NATURAL RESOURCES FUND I | COM | 00548F105 |  | 678073 | 31090 | SH |  | SOLE |  | 31090 | 0 | 0 |
| COHEN  STEERS REAL ESTATE OPP | SHS BENFIN INT | 19249Q103 |  | 838525 | 62090 | SH |  | SOLE |  | 62090 | 0 | 0 |
| PGIM SHORT DURATION HIGH YIELD | COM | 69355J104 |  | 11658150 | 792263 | SH |  | SOLE |  | 792263 | 0 | 0 |
| SWISS HELVETIA FUND INC | COM | 870875101 |  | 4279235 | 566411 | SH |  | SOLE |  | 566411 | 0 | 0 |
| THORNBURG INCOME BUILDER TRUST | COM | 885213108 |  | 161395 | 11322 | SH |  | SOLE |  | 11322 | 0 | 0 |
| TEMPLETON DRAGON FUND | COM | 88018T101 |  | 109976624 | 10755660 | SH |  | SOLE |  | 10755660 | 0 | 0 |
| TEKLA HEALTHCARE OPPORTUNITIES | SHS | 879105104 |  | 516450 | 26057 | SH |  | SOLE |  | 26057 | 0 | 0 |
| TAIWAN FUND | COM | 874036106 |  | 68531767 | 2969314 | SH |  | SOLE |  | 2969314 | 0 | 0 |
| INVESCO MUNICIPAL TRUST | COM | 46131J103 |  | 255708 | 25803 | SH |  | SOLE |  | 25803 | 0 | 0 |
| INVESCO SENIOR INCOME TRUST | COM | 46131H107 |  | 3003795 | 781221 | SH |  | SOLE |  | 781221 | 0 | 0 |
| WESTERN ASSET DIVERSIFIED INCOME FUND | COM SHS BEN INT | 95790K109 |  | 7550550 | 595000 | SH |  | SOLE |  | 595000 | 0 | 0 |
| WA/CLAY US INFLATION-LINKED OPP | COM | 95766R104 |  | 4855606 | 532705 | SH |  | SOLE |  | 532705 | 0 | 0 |

---