# EDGAR Filing Document

**Accession Number:** 0000040545
**File Stem:** 0000040545-23-000025
**Filing Date:** 2023-2
**Character Count:** 6585
**Document Hash:** 94e67469d0f912fdf4bbf04962347bdb
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000040545-23-000025.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0000040545-23-000025

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20230213

**ITEM INFORMATION**: Regulation FD Disclosure

**ITEM INFORMATION**: Other Events

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230213

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GENERAL ELECTRIC CO
- **CENTRAL INDEX KEY:** 0000040545
- **STANDARD INDUSTRIAL CLASSIFICATION:** ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600]
- **IRS NUMBER:** 140689340
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-00035
- **FILM NUMBER:** 23614798

**BUSINESS ADDRESS:**
- **STREET 1:** 5 NECCO STREET
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02210
- **BUSINESS PHONE:** 617-443-3000

**MAIL ADDRESS:**
- **STREET 1:** 5 NECCO STREET
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02210

?xml version="1.0" ? ge-20230213

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

 **Washington, D.C. 20549**

**FORM 8-K** 

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934**

Date of Report (Date of earliest event reported) **February 13, 2023**

**<u>General Electric Company</u>**

(Exact name of registrant as specified in its charter)

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| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**New York** | &nbsp;&nbsp;**New York** | &nbsp;&nbsp;**New York** | **001-00035** | **14-0689340** |
| (State or other jurisdiction<br> of incorporation) | (State or other jurisdiction<br> of incorporation) | (State or other jurisdiction<br> of incorporation) | (Commission<br> File Number) | (IRS Employer<br> Identification No.) |
| **5 Necco Street** | **Boston,** | **MA** |  | **02210** |
| (Address of principal executive offices) | (Address of principal executive offices) | (Address of principal executive offices) |  | (Zip Code) |

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(Registrant's telephone number, including area code) **<u>(617) 443-3000</u>**

_______________________________________________

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Common stock, par value $0.01 per share | GE | New York Stock Exchange |
| 1.250% Notes due 2023 | GE 23E | New York Stock Exchange |
| 0.875% Notes due 2025 | GE 25 | New York Stock Exchange |
| 1.875% Notes due 2027 | GE 27E | New York Stock Exchange |
| 1.500% Notes due 2029 | GE 29 | New York Stock Exchange |
| 7 1/2% Guaranteed Subordinated Notes due 2035 | GE /35 | New York Stock Exchange |
| 2.125% Notes due 2037 | GE 37 | New York Stock Exchange |

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| | |
|:---|:---|
| Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter). | |
| Emerging growth company | ☐ |
| If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards pursuant to Section 13(a) of the Exchange Act. | ☐ |

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**Item 7.01 Regulation FD Disclosure.** 

In connection with the partial redemption of the Preferred Stock described in Item 8.01 below, and given the current LIBOR interest rates, General Electric Company (the "Company") expects net annual savings of approximately $0.1 billion, which is comprised of nine months of savings on dividend payments from the partial redemption of the Preferred Stock, partially offset by foregone earnings associated with cash on hand.

**Item 8.01 Other Events.**

On February 13, 2023, the Company issued a Notice of Redemption to the holders of shares of its Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D (CUSIP: 369604BQ5) (the "Preferred Stock"), notifying such holders that the Company has elected to redeem 3,000,000 of its outstanding shares of Preferred Stock on March 15, 2023 for a redemption price of $1,000 per share of Preferred Stock. The redemption price will be paid in cash.

The shares of Preferred Stock are held in book-entry form through The Depository Trust Company ("DTC"), and will be redeemed by an impartial lottery in accordance with the applicable procedures of DTC.

March 15, 2023 is also a dividend payment date for the shares of Preferred Stock. Regular dividends on all of the outstanding shares of Preferred Stock will be paid separately on March 15, 2023, to holders of record as of February 28, 2023, the applicable record date, at a rate equal to three-month LIBOR plus a spread of 3.33% per annum, in the customary manner. Accordingly, the redemption price for the shares of Preferred Stock will not include any declared and unpaid dividends in respect of the shares of Preferred Stock. Dividends will cease to accrue on the shares of Preferred Stock redeemed on the Redemption Date.

Questions about the notice of redemption and related materials should be directed to EQ Shareowner Services by mail at the address and telephone number below:

EQ Shareowner Services

Attention: Corporate Actions Department

1110 Centre Pointe Curve, Suite 101

Mendota Heights, MN 55120

+1 (800)-786-2543

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | |
|:---|:---|
| | General Electric Company |
| | (Registrant) |
| Date: February 13, 2023 | /s/ Brandon Smith |
| | Brandon Smith<br>Vice President, Chief Corporate, Securities & Finance Counsel |

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