# EDGAR Filing Document

**Accession Number:** 0001631730
**File Stem:** 0001631730-26-000001
**Filing Date:** 2026-1
**Character Count:** 9482
**Document Hash:** 4edab2c653fd43e04c1a93c22dee9783
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001631730-26-000001.hdr.sgml**: 20260210

**ACCESSION NUMBER**: 0001631730-26-000001

**CONFORMED SUBMISSION TYPE**: MA-A

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20201231

**FILED AS OF DATE**: 20260109

**DATE AS OF CHANGE**: 20260210

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Toni Hackett Antrum
- **CENTRAL INDEX KEY:** 0001631730

**ORGANIZATION NAME:**
- **EIN:** 454183886
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** MA-A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 867-02174
- **FILM NUMBER:** 26614462

**BUSINESS ADDRESS:**
- **STREET 1:** 650 POYDRAS STREET
- **STREET 2:** SUITE 1400  #129
- **CITY:** NEW ORLEANS
- **STATE:** LA
- **ZIP:** 70130
- **BUSINESS PHONE:** 5045216114

**MAIL ADDRESS:**
- **STREET 1:** 650 POYDRAS STREET
- **STREET 2:** SUITE 1400  #129
- **CITY:** NEW ORLEANS
- **STATE:** LA
- **ZIP:** 70130

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TheHackett Group
- **DATE OF NAME CHANGE:** 20150519

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Hackett Group
- **DATE OF NAME CHANGE:** 20150126

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM MA: UNIFORM APPLICATION FOR MUNICIPAL ADVISOR REGISTRATION

### Filer and Contact Information

**Filer CIK:** 0001631730

**Filer CCC:** XXXXXXXX

**Contact Name:** Toni Hackett Antrum

**Contact Phone:** 504-982-3256

**Contact Email:** toni@hackett-group.com

**Notification Emails:** toni@hackett-group.com

### Type of Filing

**Selected Filing Type:** Annual Update

### Item 1: Identifying Information

**A. Full Legal Name of the Firm:** Toni Hackett Antrum

**&nbsp;&nbsp;&nbsp;Organization CRD No.:** 162981

**&nbsp;&nbsp;&nbsp;Is applicant a Sole Proprietor?:** Yes

**&nbsp;&nbsp;&nbsp;Has the municipal legal name changed since the last filing?:** No

**B. Doing-Business-As (DBA) Name:** The Hackett Group

**&nbsp;&nbsp;&nbsp;Has the applicant had any previous DBA names?:** No

**&nbsp;&nbsp;&nbsp;Does the applicant have any additional DBA names?:** No

**C. IRS Employer Identification Number:** 45-4183886

**D. Registrations:**

- **SEC-Registered Investment Adviser:** SEC File No: 801-76932, CRD No: 162981

**E. Principal Office and Place of Business:** 650 POYDRAS STREET, SUITE 1400 #129, NEW ORLEANS, LA, 70130

**Telephone Number:** 5045216114

**Additional Offices of Employment:**

- **Office #1 (Add):**  | Phone: 504-521-6114

**Mailing Address is Different from Principal Office:** No

**F. Website:** www.hackett-group.com

**G. Chief Compliance Officer (CCO):**

**Name:** Toni Hackett Antrum

**Titles:** Owner

**Address:** 650 Poydras Street, Suite 1400, New Orleans, LA, 70130

**Phone Number:** 504-521-6114

**Email:** toni@hackett-group.com

**I. Location of Books and Records:** Yes

### Item 2: Form of Organization

**B. Month of Applicant's Annual Fiscal Year End:** December

**C. State, Other U.S. Jurisdiction, or Foreign Jurisdiction Under Which Applicant is Organized:** LA

**D. Date of Organization:** 01-01-2012

**E. Is the applicant a public reporting company?:** No

### Item 3: Successions

**Is the applicant succeeding to the business of a registered municipal advisor?** No

### Item 4: Information About Applicant's Business

**A. Number of Employees:** 1

**B. Municipal Advisory Activities - Employees:** 1

**C. Registered Representatives - MAA Employees also registered reps of a broker-dealer:** 0

**&nbsp;&nbsp;&nbsp;MAA Employees also associated with an investment adviser:** 0

**D. Public Relations Company?:** No

**E. Soliciting on Behalf of an Affiliate - Number of firms:** 0

**F. Types of Clients - Number of clients served as municipal advisor:** 1

**&nbsp;&nbsp;&nbsp;Types of Clients:** Municipal Entities

**G. Solicitation of Municipal Entities and Obligated Persons - Municipal Entities:** 0

**&nbsp;&nbsp;&nbsp;Obligated Persons:** 0

**&nbsp;&nbsp;&nbsp;Total Solicited:** 0

**H. Types of Persons Solicited:** 
Public pension funds
Local government investment pools
State government investment pools
Hospitals
, Public pension funds, Local government investment pools, State government investment pools, Hospitals

**I. Compensation Arrangements (Municipal Advisory):** 
Hourly Charges
Fixed Fees
Contingent Fees
, Hourly Charges, Fixed Fees, Contingent Fees

**J. Compensation Arrangements (Solicitation):** 
Not Applicable
, Not Applicable

**K. Does the applicant receive compensation in the context of its municipal advisory business from other than its municipal entity or obligated person clients?:** No

**L. Applicant Business Relating to Municipal Securities:** Advice Insurance Of MS, Advice Investment Of Proceeds MS, Advice ME Investments, Advice ME Other Investments, Advice Guaranteed IC, Advice Use Of MD, Advice On Selection, Brokerage Of MEI

### Item 5: Other Business Activities

**Is applicant engaged in any other non-municipal advisor business?** Yes

### Item 6: Financial Industry and Other Activities of Associated Persons

**Types of associated persons:** 

**Total Associated Persons:** 0

### Item 7: Participation or Interest in Client Transactions

- **Buy or sell municipal securities from or to municipal advisory clients for the firm's own account?:** No

- **Buy or sell municipal securities from or to third-parties on behalf of clients?:** No

- **Enter into derivatives transactions with clients for the firm's own account?:** No

- **Recommend to clients to buy/sell securities in which the firm has a financial interest?:** No

- **Recommend to clients products/services of an affiliated person?:** No

- **Recommend to clients securities of an issuer with which the firm has other relationships?:** No

- **Have discretionary authority to buy/sell municipal securities for clients?:** Yes

- **Have discretionary authority to buy/sell any other securities or investments for clients?:** Yes

- **Have discretionary authority to determine the broker-dealer to be used for client transactions?:** Yes

- **Have discretionary authority to determine the commission paid to a broker-dealer?:** Yes

- **Recommend broker-dealers to clients?:** Yes

- **&nbsp;&nbsp;&nbsp;If yes, are any of these broker-dealers an associated person of the applicant?:** No

- **Compensate any person for client referrals?:** No

- **Receive compensation from any person for client referrals?:** No

### Item 8: Owners, Officers, and Other Control Persons

**A. (2) Does any person not named in Item 1-A or Schedules A, B, or C, directly or indirectly, control the applicant's management or policies?** No

**B. (1) Is any person in Schedule A, B, or C, or in Section 8-A of Schedule D a public reporting company?** No

### Item 9: Disclosure Information

**Criminal Disclosure:**

- **Applicant/Advisory Affiliate Convicted/Pled Guilty to Felony?:** No

- **Applicant/Advisory Affiliate Charged with Felony?:** No

- **Organization Convicted/Pled Guilty to Felony?:** No

- **Organization Charged with Felony?:** No

**Regulatory Disclosure:**

- **SEC/CFTC Found False Statement?:** No

- **SEC/CFTC Found Violation?:** No

- **SEC/CFTC Found Cause of Denial/Suspension?:** No

- **SEC/CFTC Entered Order?:** No

- **SEC/CFTC Imposed Civil Penalty?:** No

- **SRO Found Unethical Conduct?:** No

- **SRO Found Violation?:** No

- **SRO Found Cause of Denial/Suspension?:** No

- **SRO Barred/Suspended/Fined > $2,500?:** No

- **SRO Denied/Suspended/Revoked Registration?:** No

- **Foreign Authority Found False Statement?:** No

- **Foreign Authority Found Violation?:** Yes

- **Foreign Authority Found Cause of Suspension?:** No

- **Foreign Authority Disciplined?:** No

- **Authorization to Act as Attorney/Accountant Revoked?:** No

- **Subject of a Regulatory Complaint?:** No

**Civil Disclosure:**

- **Enjoined in Connection with Municipal Advisory Activity?:** No

- **Found to Have Violated Regulations?:** No

- **Civil Proceeding Dismissed Pursuant to Settlement?:** No

- **Named in Civil Proceeding Alleging Violation?:** No

### Item 10: Small Businesses

**Does the applicant have annual receipts of less than $7,000,000?** Yes

**Is the applicant affiliated with a person that has annual receipts of more than $7,000,000?** No

### Schedule C: Amendments to Schedules A and B

| Type   | Ownership   | Owning Entity   | Name                                        | Title/Status   | Date Acquired   | Ownership Code   | Control Person?   | IRS Number   |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| NewAdd | Direct      |  | Toni Hackett Antrum d/b/a The Hackett Group | Owner          | 01-01-2012      | E - 75% or more  | No                | 45-4183886   |

### Disclosure Reporting Pages (DRPs)

**Regulatory DRP for: Applicant and Associated Person (Responding to Questions: 9-E2)**

- **Filed On (Applicant):** Form ADV/BD/U4 for The Hackett Group

- **CRD Number:** 162981

- **Disclosure Number:** 130518

  - **Associated Person:** Toni Hackett Antrum

  - **CRD Number:** 1112742

  - **Filed On (AP):** Form ADV/BD/U4 for Toni Hackett Antrum

  - **Disclosure Number:** 164715

  - **Associated Person:** Toni Hackett Antrum

  - **CRD Number:** 1112742

  - **Filed On (AP):** Form ADV/BD/U4 for Toni Hackett Antrum

  - **Disclosure Number:** 173107

### Execution Page

**Signature:** Toni Hackett Antrum

**Signer Name:** Toni Hackett Antrum

**Title:** Owner/President

**Date:** 01-09-2026