# EDGAR Filing Document

**Accession Number:** 0001799859
**File Stem:** 0001799859-23-000002
**Filing Date:** 2023-3
**Character Count:** 12935
**Document Hash:** 6f13e675e04a037f29c03481869e49cf
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001799859-23-000002.hdr.sgml**: 20230330

**ACCESSION NUMBER**: 0001799859-23-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR/A

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20220930

**FILED AS OF DATE**: 20230330

**DATE AS OF CHANGE**: 20230330

**EFFECTIVENESS DATE**: 20230330

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Birch Capital Management, LLC
- **CENTRAL INDEX KEY:** 0001799859
- **IRS NUMBER:** 271904871
- **STATE OF INCORPORATION:** TX
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19686
- **FILM NUMBER:** 23777580

**BUSINESS ADDRESS:**
- **STREET 1:** 1434 LA SENDA PLACE
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75208-2525
- **BUSINESS PHONE:** 2148102824

**MAIL ADDRESS:**
- **STREET 1:** 1434 LA SENDA PLACE
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75208-2525

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2022

**Check here if Amendment** [x] **Amendment Number:** 1

**This Amendment (Check only one.):** [x] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Birch Capital Management LLC<br>**Address:** 1434 LA SENDA PLACE<br>DALLAS, TX 75208-2525

**Form 13F File Number:** 028-19686

**CRD Number (if applicable):** 000152302

**SEC File Number (if applicable):** 801-112497

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Barclay Nelson<br>**Title:** Principal<br>**Phone:** 2148102824

**Signature, Place, and Date of Signing:**

Barclay Nelson  Dallas, TX  03-29-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 93

**Form 13F Information Table Value Total:** $132380416

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AMAZON COM INC COM | Stock | 023135106 |  | 79100 | 700 | SH |  | SOLE |  | 700 | 0 | 0 |
| INVESCO QQQ TRUST | ETF | 46090E103 |  | 33760 | 126 | SH |  | SOLE |  | 126 | 0 | 0 |
| DOLLAR GEN CORP NEW COM | Stock | 256677105 |  | 133122 | 555 | SH |  | SOLE |  | 555 | 0 | 0 |
| JOHNSON  JOHNSON COM | Stock | 478160104 |  | 3038333 | 18599 | SH |  | SOLE |  | 18599 | 0 | 0 |
| FLEETCOR TECHNOLOGIES INC COM | Stock | 339041105 |  | 378766 | 2150 | SH |  | SOLE |  | 2150 | 0 | 0 |
| ENTERPRISE PRODS PARTNERS L P COM | Stock | 293792107 |  | 3112517 | 130888 | SH |  | SOLE |  | 130888 | 0 | 0 |
| UNITED PARCEL SERVICE INC CL B | Stock | 911312106 |  | 5755527 | 35629 | SH |  | SOLE |  | 35629 | 0 | 0 |
| MEDTRONIC PLC SHS | Stock | G5960L103 |  | 166264 | 2059 | SH |  | SOLE |  | 2059 | 0 | 0 |
| NETFLIX INC COM | Stock | 64110L106 |  | 82404 | 350 | SH |  | SOLE |  | 350 | 0 | 0 |
| PAYCHEX INC COM | Stock | 704326107 |  | 1453793 | 12956 | SH |  | SOLE |  | 12956 | 0 | 0 |
| SPDR S 500 ETF TRUST | ETF | 78462F103 |  | 3572 | 10 | SH |  | SOLE |  | 10 | 0 | 0 |
| MASTERCARD INCORPORATED CL A | Stock | 57636Q104 |  | 21775 | 77 | SH |  | SOLE |  | 77 | 0 | 0 |
| ILLINOIS TOOL WKS INC COM | Stock | 452308109 |  | 1437974 | 7960 | SH |  | SOLE |  | 7960 | 0 | 0 |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | Stock | 192446102 |  | 1763619 | 30704 | SH |  | SOLE |  | 30704 | 0 | 0 |
| SMUCKER J M CO COM NEW | Stock | 832696405 |  | 13741 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| FEDEX CORP COM | Stock | 31428X106 |  | 48253 | 325 | SH |  | SOLE |  | 325 | 0 | 0 |
| SNAP ON INC COM | Stock | 833034101 |  | 211820 | 1052 | SH |  | SOLE |  | 1052 | 0 | 0 |
| PEPSICO INC COM | Stock | 713448108 |  | 1340038 | 8208 | SH |  | SOLE |  | 8208 | 0 | 0 |
| HOME DEPOT INC COM | Stock | 437076102 |  | 32990 | 120 | SH |  | SOLE |  | 120 | 0 | 0 |
| INFOSYS LTD SPONSORED ADR | ADR | 456788108 |  | 4277305 | 252051 | SH |  | SOLE |  | 252051 | 0 | 0 |
| AMERISOURCEBERGEN CORP COM | Stock | 03073E105 |  | 3294609 | 24345 | SH |  | SOLE |  | 24345 | 0 | 0 |
| BECTON DICKINSON  CO COM | Stock | 075887109 |  | 3096446 | 13896 | SH |  | SOLE |  | 13896 | 0 | 0 |
| RIOT PLATFORMS INC COM | Stock | 767292105 |  | 4206 | 600 | SH |  | SOLE |  | 600 | 0 | 0 |
| ATMOS ENERGY CORP COM | Stock | 049560105 |  | 154608 | 1518 | SH |  | SOLE |  | 1518 | 0 | 0 |
| PIMCO ENHANCED SHORT MATURITY ACTIVE ETF | ETF | 72201R833 |  | 791501 | 8006 | SH |  | SOLE |  | 8006 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 084670702 |  | 26702 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| ALPHABET INC CAP STK CL A | Stock | 02079K305 |  | 250603 | 2620 | SH |  | SOLE |  | 2620 | 0 | 0 |
| FISERV INC COM | Stock | 337738108 |  | 1600702 | 17107 | SH |  | SOLE |  | 17107 | 0 | 0 |
| INTUIT COM | Stock | 461202103 |  | 76302 | 197 | SH |  | SOLE |  | 197 | 0 | 0 |
| MICROSOFT CORP COM | Stock | 594918104 |  | 6770768 | 29072 | SH |  | SOLE |  | 29072 | 0 | 0 |
| CVS HEALTH CORP COM | Stock | 126650100 |  | 7150556 | 74977 | SH |  | SOLE |  | 74977 | 0 | 0 |
| SPROTT PHYSICAL GOLD TR UNIT | CEF | 85207H104 |  | 0 | 0 | SH |  | SOLE |  | 0 | 0 | 0 |
| RPM INTL INC COM | Stock | 749685103 |  | 301915 | 3624 | SH |  | SOLE |  | 3624 | 0 | 0 |
| SPDR GOLD MINISHARES TRUST | ETF | 98149E303 |  | 67972 | 2061 | SH |  | SOLE |  | 2061 | 0 | 0 |
| CBOE GLOBAL MKTS INC COM | Stock | 12503M108 |  | 45892 | 391 | SH |  | SOLE |  | 391 | 0 | 0 |
| VANGUARD MID-CAP ETF | ETF | 922908629 |  | 36656 | 195 | SH |  | SOLE |  | 195 | 0 | 0 |
| NIKE INC CL B | Stock | 654106103 |  | 1307976 | 15736 | SH |  | SOLE |  | 15736 | 0 | 0 |
| VANECK GOLD MINERS ETF | ETF | 92189F106 |  | 94792 | 3930 | SH |  | SOLE |  | 3930 | 0 | 0 |
| UNITED STATES BRENT OIL FUND LP | ETF | 91167Q100 |  | 3005 | 110 | SH |  | SOLE |  | 110 | 0 | 0 |
| NETSTREIT CORP COM | REIT | 64119V303 |  | 63404 | 3560 | SH |  | SOLE |  | 3560 | 0 | 0 |
| BROADSTONE NET LEASE INC COM | REIT | 11135E203 |  | 244815 | 15764 | SH |  | SOLE |  | 15764 | 0 | 0 |
| MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP | Stock | 559080106 |  | 357333 | 7521 | SH |  | SOLE |  | 7521 | 0 | 0 |
| FRANCO NEV CORP COM | Stock | 351858105 |  | 56872 | 476 | SH |  | SOLE |  | 476 | 0 | 0 |
| VANGUARD ULTRA-SHORT BOND ETF | ETF | 92203C303 |  | 576435 | 11776 | SH |  | SOLE |  | 11776 | 0 | 0 |
| VISA INC COM CL A | Stock | 92826C839 |  | 399180 | 2247 | SH |  | SOLE |  | 2247 | 0 | 0 |
| PEMBINA PIPELINE CORP COM | Stock | 706327103 |  | 192060 | 6324 | SH |  | SOLE |  | 6324 | 0 | 0 |
| EMBECTA CORP COMMON STOCK | Stock | 29082K105 |  | 14337 | 498 | SH |  | SOLE |  | 498 | 0 | 0 |
| FIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUND | ETF | 33738D101 |  | 27890 | 1121 | SH |  | SOLE |  | 1121 | 0 | 0 |
| KINDER MORGAN INC DEL COM | Stock | 49456B101 |  | 407497 | 24489 | SH |  | SOLE |  | 24489 | 0 | 0 |
| ACCENTURE PLC IRELAND SHS CLASS A | Stock | G1151C101 |  | 4016453 | 15610 | SH |  | SOLE |  | 15610 | 0 | 0 |
| OMNICOM GROUP INC COM | Stock | 681919106 |  | 341065 | 5406 | SH |  | SOLE |  | 5406 | 0 | 0 |
| ENBRIDGE INC COM | Stock | 29250N105 |  | 813751 | 21934 | SH |  | SOLE |  | 21934 | 0 | 0 |
| NVIDIA CORPORATION COM | Stock | 67066G104 |  | 192857 | 1589 | SH |  | SOLE |  | 1589 | 0 | 0 |
| GENUINE PARTS CO COM | Stock | 372460105 |  | 1346866 | 9020 | SH |  | SOLE |  | 9020 | 0 | 0 |
| GRAINGER W W INC COM | Stock | 384802104 |  | 7559020 | 15452 | SH |  | SOLE |  | 15452 | 0 | 0 |
| ABBVIE INC COM | Stock | 00287Y109 |  | 1737214 | 12944 | SH |  | SOLE |  | 12944 | 0 | 0 |
| S GLOBAL INC COM | Stock | 78409V104 |  | 5144861 | 16849 | SH |  | SOLE |  | 16849 | 0 | 0 |
| TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS | ADR | 874039100 |  | 389764 | 5685 | SH |  | SOLE |  | 5685 | 0 | 0 |
| FACTSET RESH SYS INC COM | Stock | 303075105 |  | 2665933 | 6663 | SH |  | SOLE |  | 6663 | 0 | 0 |
| RESMED INC COM | Stock | 761152107 |  | 5693264 | 26080 | SH |  | SOLE |  | 26080 | 0 | 0 |
| DISCOVER FINL SVCS COM | Stock | 254709108 |  | 1129681 | 12425 | SH |  | SOLE |  | 12425 | 0 | 0 |
| INTERCONTINENTAL EXCHANGE INC COM | Stock | 45866F104 |  | 3069009 | 33968 | SH |  | SOLE |  | 33968 | 0 | 0 |
| CISCO SYS INC COM | Stock | 17275R102 |  | 65520 | 1638 | SH |  | SOLE |  | 1638 | 0 | 0 |
| CLEARWAY ENERGY INC CL C | Stock | 18539C204 |  | 127018 | 3988 | SH |  | SOLE |  | 3988 | 0 | 0 |
| GLOBAL X MLP  ENERGY INFRASTRUCTURE ETF | ETF | 37954Y293 |  | 105956 | 2827 | SH |  | SOLE |  | 2827 | 0 | 0 |
| CIGNA CORP NEW COM | Stock | 125523100 |  | 14428 | 52 | SH |  | SOLE |  | 52 | 0 | 0 |
| ONEOK INC NEW COM | Stock | 682680103 |  | 505904 | 9873 | SH |  | SOLE |  | 9873 | 0 | 0 |
| MCCORMICK  CO INC COM NON VTG | Stock | 579780206 |  | 2066189 | 28991 | SH |  | SOLE |  | 28991 | 0 | 0 |
| LOCKHEED MARTIN CORP COM | Stock | 539830109 |  | 5794 | 15 | SH |  | SOLE |  | 15 | 0 | 0 |
| TJX COS INC NEW COM | Stock | 872540109 |  | 42447 | 683 | SH |  | SOLE |  | 683 | 0 | 0 |
| ORACLE CORP COM | Stock | 68389X105 |  | 586699 | 9607 | SH |  | SOLE |  | 9607 | 0 | 0 |
| 3M CO COM | Stock | 88579Y101 |  | 1705476 | 15434 | SH |  | SOLE |  | 15434 | 0 | 0 |
| ALPHABET INC CAP STK CL C | Stock | 02079K107 |  | 3025167 | 31463 | SH |  | SOLE |  | 31463 | 0 | 0 |
| AMGEN INC COM | Stock | 031162100 |  | 5399123 | 23954 | SH |  | SOLE |  | 23954 | 0 | 0 |
| CANADIAN NATL RY CO COM | Stock | 136375102 |  | 1532162 | 14188 | SH |  | SOLE |  | 14188 | 0 | 0 |
| TC ENERGY CORP COM | Stock | 87807B107 |  | 1727716 | 42882 | SH |  | SOLE |  | 42882 | 0 | 0 |
| C H ROBINSON WORLDWIDE INC COM NEW | Stock | 12541W209 |  | 710479 | 7377 | SH |  | SOLE |  | 7377 | 0 | 0 |
| ROYAL GOLD INC COM | Stock | 780287108 |  | 64361 | 686 | SH |  | SOLE |  | 686 | 0 | 0 |
| UNITEDHEALTH GROUP INC COM | Stock | 91324P102 |  | 3284275 | 6503 | SH |  | SOLE |  | 6503 | 0 | 0 |
| PRICE T ROWE GROUP INC COM | Stock | 74144T108 |  | 2860892 | 27244 | SH |  | SOLE |  | 27244 | 0 | 0 |
| TRAVELERS COMPANIES INC COM | Stock | 89417E109 |  | 22980 | 150 | SH |  | SOLE |  | 150 | 0 | 0 |
| UNITED STATES GASOLINE FUND LP | ETF | 91201T102 |  | 5011 | 95 | SH |  | SOLE |  | 95 | 0 | 0 |
| CLEARWAY ENERGY INC CL A | Stock | 18539C105 |  | 6048 | 208 | SH |  | SOLE |  | 208 | 0 | 0 |
| NOVO-NORDISK A S ADR | ADR | 670100205 |  | 7739657 | 77684 | SH |  | SOLE |  | 77684 | 0 | 0 |
| PAYPAL HLDGS INC COM | Stock | 70450Y103 |  | 201834 | 2345 | SH |  | SOLE |  | 2345 | 0 | 0 |
| CARDINAL HEALTH INC COM | Stock | 14149Y108 |  | 1486564 | 22294 | SH |  | SOLE |  | 22294 | 0 | 0 |
| AUTOZONE INC COM | Stock | 053332102 |  | 349135 | 163 | SH |  | SOLE |  | 163 | 0 | 0 |
| BLACKROCK INC COM | Stock | 09247X101 |  | 321914 | 585 | SH |  | SOLE |  | 585 | 0 | 0 |
| APPLE INC COM | Stock | 037833100 |  | 10431890 | 75484 | SH |  | SOLE |  | 75484 | 0 | 0 |
| ABBOTT LABS COM | Stock | 002824100 |  | 348239 | 3599 | SH |  | SOLE |  | 3599 | 0 | 0 |
| GENPACT LIMITED SHS | Stock | G3922B107 |  | 2566279 | 58631 | SH |  | SOLE |  | 58631 | 0 | 0 |
| UNIVERSAL HLTH SVCS INC CL B | Stock | 913903100 |  | 74865 | 849 | SH |  | SOLE |  | 849 | 0 | 0 |
| BOOKING HOLDINGS INC COM | Stock | 09857L108 |  | 96949 | 59 | SH |  | SOLE |  | 59 | 0 | 0 |

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