# EDGAR Filing Document

**Accession Number:** 0000919160
**File Stem:** 0001398344-26-003888
**Filing Date:** 2026-2
**Character Count:** 12242
**Document Hash:** f32e0ee2a8510278874a02e72ddc8d49
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-26-003888.hdr.sgml**: 20260226

**ACCESSION NUMBER**: 0001398344-26-003888

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260226

**DATE AS OF CHANGE**: 20260226

**PERIOD START**: 20251231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GUINNESS ATKINSON FUNDS
- **CENTRAL INDEX KEY:** 0000919160

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-08360
- **FILM NUMBER:** 26690276

**BUSINESS ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101
- **BUSINESS PHONE:** 626-914-1041

**MAIL ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INVESTEC FUNDS
- **DATE OF NAME CHANGE:** 20000927

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS
- **DATE OF NAME CHANGE:** 19970506

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS INC
- **DATE OF NAME CHANGE:** 19940217

## Series and Classes Contracts Data

### Guinness Atkinson US Dividend Builder ETF (Series ID: S000097910)

| Class ID   | Class Name                                | Ticker Symbol   |
|:---|:---|:---|
| C000267421 | Guinness Atkinson US Dividend Builder ETF | GAUD            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GUINNESS ATKINSON FUNDS

- **b. Investment Company Act file number:** 811-08360

- **c. CIK number of Registrant:** 0000919160

- **d. LEI of Registrant:** 54930097560RK2KMX577

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 251 South Lake Ave

  - **City:** Pasadena

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 91101

  - **Telephone number:** 626-914-1041

**Item A.2. Information about the Series.**

- **a. Name of Series:** Guinness Atkinson US Dividend Builder ETF

- **b. EDGAR series identifier (if any):** S000097910

- **c. LEI of Series:** 9845005DEAE2D3F59B80

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-12-31

- **b. Date as of which information is reported:** 2025-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $247952.67

**Total Liabilities:** $24.05

**Net Assets:** $247928.62

**Cash Not Reported:** $3225.02

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000267421 | 0.00%                | 0.00%                | 0.00%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $-2428.10                                  |
| Month 2  | $0.00                    | $0.00                                      |
| Month 3  | $0.00                    | $0.00                                      |

### Schedule of Portfolio Investments

| Name                         | Title        | Identifiers                  | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| ABBVIE INC                   | COMMON STOCK | CUSIP: 00287Y109<br>LEI: N/A | Long             | EC               | CORP              | US        |        37 | NS      | $8454.13      | 3.41%             |  |  |  | No            |                  1 | On Loan: No      |
| ACCENTURE PLC-CL A           | COMMON STOCK | CUSIP: G1151C101<br>LEI: N/A | Long             | EC               | CORP              | IE        |        31 | NS      | $8317.30      | 3.35%             |  |  |  | No            |                  1 | On Loan: No      |
| AFLAC INC                    | COMMON STOCK | CUSIP: 001055102<br>LEI: N/A | Long             | EC               | CORP              | US        |        75 | NS      | $8270.25      | 3.34%             |  |  |  | No            |                  1 | On Loan: No      |
| AUTOMATIC DATA PROCESSING    | COMMON STOCK | CUSIP: 053015103<br>LEI: N/A | Long             | EC               | CORP              | US        |        31 | NS      | $7974.13      | 3.22%             |  |  |  | No            |                  1 | On Loan: No      |
| AVERY DENNISON CORP          | COMMON STOCK | CUSIP: 053611109<br>LEI: N/A | Long             | EC               | CORP              | US        |        45 | NS      | $8184.60      | 3.30%             |  |  |  | No            |                  1 | On Loan: No      |
| BECTON DICKINSON AND CO      | COMMON STOCK | CUSIP: 075887109<br>LEI: N/A | Long             | EC               | CORP              | US        |        42 | NS      | $8150.94      | 3.29%             |  |  |  | No            |                  1 | On Loan: No      |
| BLACKROCK INC                | COMMON STOCK | CUSIP: 09290D101<br>LEI: N/A | Long             | EC               | CORP              | US        |         8 | NS      | $8562.72      | 3.45%             |  |  |  | No            |                  1 | On Loan: No      |
| BROADRIDGE FINANCIAL SOLUTIO | COMMON STOCK | CUSIP: 11133T103<br>LEI: N/A | Long             | EC               | CORP              | US        |        36 | NS      | $8034.12      | 3.24%             |  |  |  | No            |                  1 | On Loan: No      |
| CISCO SYSTEMS INC            | COMMON STOCK | CUSIP: 17275R102<br>LEI: N/A | Long             | EC               | CORP              | US        |       108 | NS      | $8319.24      | 3.36%             |  |  |  | No            |                  1 | On Loan: No      |
| COCA-COLA CO/THE             | COMMON STOCK | CUSIP: 191216100<br>LEI: N/A | Long             | EC               | CORP              | US        |       117 | NS      | $8179.47      | 3.30%             |  |  |  | No            |                  1 | On Loan: No      |
| FACTSET RESEARCH SYSTEMS INC | COMMON STOCK | CUSIP: 303075105<br>LEI: N/A | Long             | EC               | CORP              | US        |        29 | NS      | $8415.51      | 3.39%             |  |  |  | No            |                  1 | On Loan: No      |
| FIDELITY NATIONAL FINANCIAL  | COMMON STOCK | CUSIP: 31620R303<br>LEI: N/A | Long             | EC               | CORP              | US        |       147 | NS      | $8024.73      | 3.24%             |  |  |  | No            |                  1 | On Loan: No      |
| GENERAL MILLS INC            | COMMON STOCK | CUSIP: 370334104<br>LEI: N/A | Long             | EC               | CORP              | US        |       171 | NS      | $7951.50      | 3.21%             |  |  |  | No            |                  1 | On Loan: No      |
| HERSHEY CO/THE               | COMMON STOCK | CUSIP: 427866108<br>LEI: N/A | Long             | EC               | CORP              | US        |        44 | NS      | $8007.12      | 3.23%             |  |  |  | No            |                  1 | On Loan: No      |
| ILLINOIS TOOL WORKS          | COMMON STOCK | CUSIP: 452308109<br>LEI: N/A | Long             | EC               | CORP              | US        |        33 | NS      | $8127.90      | 3.28%             |  |  |  | No            |                  1 | On Loan: No      |
| INVESCO LTD                  | COMMON STOCK | CUSIP: G491BT108<br>LEI: N/A | Long             | EC               | CORP              | BM        |       308 | NS      | $8091.16      | 3.26%             |  |  |  | No            |                  1 | On Loan: No      |
| JOHNSON & JOHNSON            | COMMON STOCK | CUSIP: 478160104<br>LEI: N/A | Long             | EC               | CORP              | US        |        40 | NS      | $8278.00      | 3.34%             |  |  |  | No            |                  1 | On Loan: No      |
| LOCKHEED MARTIN CORP         | COMMON STOCK | CUSIP: 539830109<br>LEI: N/A | Long             | EC               | CORP              | US        |        17 | NS      | $8222.39      | 3.32%             |  |  |  | No            |                  1 | On Loan: No      |
| MARSH & MCLENNAN COS         | COMMON STOCK | CUSIP: 571748102<br>LEI: N/A | Long             | EC               | CORP              | US        |        44 | NS      | $8162.88      | 3.29%             |  |  |  | No            |                  1 | On Loan: No      |
| MEDTRONIC PLC                | COMMON STOCK | CUSIP: G5960L103<br>LEI: N/A | Long             | EC               | CORP              | IE        |        84 | NS      | $8069.04      | 3.25%             |  |  |  | No            |                  1 | On Loan: No      |
| MONDELEZ INTERNATIONAL INC-A | COMMON STOCK | CUSIP: 609207105<br>LEI: N/A | Long             | EC               | CORP              | US        |       152 | NS      | $8182.16      | 3.30%             |  |  |  | No            |                  1 | On Loan: No      |
| OMNICOM GROUP                | COMMON STOCK | CUSIP: 681919106<br>LEI: N/A | Long             | EC               | CORP              | US        |       100 | NS      | $8075.00      | 3.26%             |  |  |  | No            |                  1 | On Loan: No      |
| PAYCHEX INC                  | COMMON STOCK | CUSIP: 704326107<br>LEI: N/A | Long             | EC               | CORP              | US        |        71 | NS      | $7964.78      | 3.21%             |  |  |  | No            |                  1 | On Loan: No      |
| PEPSICO INC                  | COMMON STOCK | CUSIP: 713448108<br>LEI: N/A | Long             | EC               | CORP              | US        |        55 | NS      | $7893.60      | 3.18%             |  |  |  | No            |                  1 | On Loan: No      |
| PROCTER & GAMBLE CO/THE      | COMMON STOCK | CUSIP: 742718109<br>LEI: N/A | Long             | EC               | CORP              | US        |        56 | NS      | $8025.36      | 3.24%             |  |  |  | No            |                  1 | On Loan: No      |
| QUALCOMM INC                 | COMMON STOCK | CUSIP: 747525103<br>LEI: N/A | Long             | EC               | CORP              | US        |        47 | NS      | $8039.35      | 3.24%             |  |  |  | No            |                  1 | On Loan: No      |
| T ROWE PRICE GROUP INC       | COMMON STOCK | CUSIP: 74144T108<br>LEI: N/A | Long             | EC               | CORP              | US        |        79 | NS      | $8088.02      | 3.26%             |  |  |  | No            |                  1 | On Loan: No      |
| TE CONNECTIVITY PLC          | COMMON STOCK | CUSIP: G87052109<br>LEI: N/A | Long             | EC               | CORP              | IE        |        37 | NS      | $8417.87      | 3.40%             |  |  |  | No            |                  1 | On Loan: No      |
| TEXAS INSTRUMENTS INC        | COMMON STOCK | CUSIP: 882508104<br>LEI: N/A | Long             | EC               | CORP              | US        |        47 | NS      | $8154.03      | 3.29%             |  |  |  | No            |                  1 | On Loan: No      |
| TRACTOR SUPPLY COMPANY       | COMMON STOCK | CUSIP: 892356106<br>LEI: N/A | Long             | EC               | CORP              | US        |       158 | NS      | $7901.58      | 3.19%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-02-26

**Name of Applicant:** GUINNESS ATKINSON FUNDS

**Signature:** /s/ Lyna Phan

**Name of Signer:** Lyna Phan

**Title:** Assistant Treasurer