# EDGAR Filing Document

**Accession Number:** 0001823466
**File Stem:** 0001209191-23-004058
**Filing Date:** 2023-1
**Character Count:** 19062
**Document Hash:** c12cb9b134edcbecdb91a420b9b02cec
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001209191-23-004058.hdr.sgml**: 20230119

**ACCESSION NUMBER**: 0001209191-23-004058

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230117

**FILED AS OF DATE**: 20230119

**DATE AS OF CHANGE**: 20230119

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** BLACKWELL PARTNERS LLC - SERIES A
- **CENTRAL INDEX KEY:** 0001426672
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39672
- **FILM NUMBER:** 23538185

**BUSINESS ADDRESS:**
- **STREET 1:** C/O DUMAC, INC.
- **STREET 2:** 280 S. MANGUM STREET, SUITE 210
- **CITY:** DURHAM
- **STATE:** NC
- **ZIP:** 27701
- **BUSINESS PHONE:** (919) 668-9995

**MAIL ADDRESS:**
- **STREET 1:** C/O DUMAC, INC.
- **STREET 2:** 280 S. MANGUM STREET, SUITE 210
- **CITY:** DURHAM
- **STATE:** NC
- **ZIP:** 27701

**FORMER NAME:**
- **FORMER CONFORMED NAME:** BLACKWELL PARTNERS LLC
- **DATE OF NAME CHANGE:** 20080208
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Maso Capital Partners Ltd
- **CENTRAL INDEX KEY:** 0001698093
- **STATE OF INCORPORATION:** K3
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39672
- **FILM NUMBER:** 23538187

**BUSINESS ADDRESS:**
- **STREET 1:** 8/F PRINTING HOUSE
- **STREET 2:** 6 DUDDELL STREET
- **CITY:** HONG KONG
- **STATE:** K3
- **ZIP:** 000000
- **BUSINESS PHONE:** 852 34686200

**MAIL ADDRESS:**
- **STREET 1:** 8/F PRINTING HOUSE
- **STREET 2:** 6 DUDDELL STREET
- **CITY:** HONG KONG
- **STATE:** K3
- **ZIP:** 000000
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Jain Manoj
- **CENTRAL INDEX KEY:** 0001829173

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39672
- **FILM NUMBER:** 23538189

**MAIL ADDRESS:**
- **STREET 1:** C/O DUDDELL STREET ACQUISITION CORP.
- **STREET 2:** 8/F PRINTING HOUSE, 6 DUDDELL STREET
- **CITY:** HONG KONG
- **STATE:** K3
- **ZIP:** 00000
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Star V Partners LLC
- **CENTRAL INDEX KEY:** 0001831716
- **STATE OF INCORPORATION:** TN
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39672
- **FILM NUMBER:** 23538184

**BUSINESS ADDRESS:**
- **STREET 1:** 2100 WEST END AVENUE, SUITE 100
- **CITY:** NASHVILLE
- **STATE:** TN
- **ZIP:** 37203
- **BUSINESS PHONE:** 852 3468 6200

**MAIL ADDRESS:**
- **STREET 1:** 2100 WEST END AVENUE, SUITE 100
- **CITY:** NASHVILLE
- **STATE:** TN
- **ZIP:** 37203
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Duddell Street Holdings Ltd
- **CENTRAL INDEX KEY:** 0001829205
- **STATE OF INCORPORATION:** E9
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39672
- **FILM NUMBER:** 23538188

**BUSINESS ADDRESS:**
- **STREET 1:** C/O DUDDELL STREET ACQUISITION CORP.
- **STREET 2:** 8/F PRINTING HOUSE, 6 DUDDELL STREET
- **CITY:** HONG KONG
- **STATE:** K3
- **ZIP:** 00000
- **BUSINESS PHONE:** 852 3468 6200

**MAIL ADDRESS:**
- **STREET 1:** C/O DUDDELL STREET ACQUISITION CORP.
- **STREET 2:** 8/F PRINTING HOUSE, 6 DUDDELL STREET
- **CITY:** HONG KONG
- **STATE:** K3
- **ZIP:** 00000
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Khurana Sohit
- **CENTRAL INDEX KEY:** 0001829409

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39672
- **FILM NUMBER:** 23538183

**MAIL ADDRESS:**
- **STREET 1:** C/O DUDDELL STREET ACQUISITION CORP.
- **STREET 2:** 8/F PRINTING HOUSE, 6 DUDDELL STREET
- **CITY:** HONG KONG
- **STATE:** K3
- **ZIP:** 00000
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Maso Capital Investments Ltd
- **CENTRAL INDEX KEY:** 0001831712
- **STATE OF INCORPORATION:** E9
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39672
- **FILM NUMBER:** 23538186

**BUSINESS ADDRESS:**
- **STREET 1:** C/O WALKERS CORPORATE LIMITED
- **STREET 2:** CAYMAN CORPORATE CENTRE, 27 HOSPITAL RD.
- **CITY:** GEORGE TOWN, GRAND CAYMAN
- **STATE:** E9
- **ZIP:** KYL-9008
- **BUSINESS PHONE:** 852 3468 6200

**MAIL ADDRESS:**
- **STREET 1:** C/O WALKERS CORPORATE LIMITED
- **STREET 2:** CAYMAN CORPORATE CENTRE, 27 HOSPITAL RD.
- **CITY:** GEORGE TOWN, GRAND CAYMAN
- **STATE:** E9
- **ZIP:** KYL-9008
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FiscalNote Holdings, Inc.
- **CENTRAL INDEX KEY:** 0001823466
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-BUSINESS SERVICES, NEC [7389]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 1201 PENNSYLVANIA AVENUE NW, 6TH FLOOR
- **CITY:** WASHINGTON
- **STATE:** DC
- **ZIP:** 20004
- **BUSINESS PHONE:** 202 793-5300

**MAIL ADDRESS:**
- **STREET 1:** 1201 PENNSYLVANIA AVENUE NW, 6TH FLOOR
- **CITY:** WASHINGTON
- **STATE:** DC
- **ZIP:** 20004

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Duddell Street Acquisition Corp.
- **DATE OF NAME CHANGE:** 20200902

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Jain Manoj<br><sub>(Last) (First) (Middle)</sub><br>C/O FISCALNOTE HOLDINGS, INC.<br>1201 PENNSYLVANIA AVE NW, 6TH FLOOR<br><sub>(Street)</sub><br>WASHINGTON, DC 20004<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-01-17 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>FiscalNote Holdings, Inc. [ NOTE ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Duddell Street Holdings Ltd<br><sub>(Last) (First) (Middle)</sub><br>C/O DUDDELL STREET ACQUISITION CORP.<br>8/F PRINTING HOUSE, 6 DUDDELL STREET<br><sub>(Street)</sub><br>HONG KONG, K3 00000<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-01-17 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>FiscalNote Holdings, Inc. [ NOTE ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Maso Capital Partners Ltd<br><sub>(Last) (First) (Middle)</sub><br>C/O DUDDELL STREET ACQUISITION CORP.<br>8/F PRINTING HOUSE, 6 DUDDELL STREET<br><sub>(Street)</sub><br>HONG KONG, K3 00000<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-01-17 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>FiscalNote Holdings, Inc. [ NOTE ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Maso Capital Investments Ltd<br><sub>(Last) (First) (Middle)</sub><br>C/O DUDDELL STREET ACQUISITION CORP.<br>8/F PRINTING HOUSE, 6 DUDDELL STREET<br><sub>(Street)</sub><br>HONG KONG, K3 00000<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-01-17 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>FiscalNote Holdings, Inc. [ NOTE ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>BLACKWELL PARTNERS LLC - SERIES A<br><sub>(Last) (First) (Middle)</sub><br>C/O BLACKWELL PARTNERS LLC - SERIES A<br>280 SOUTH MANGUM STREET, SUITE 210<br><sub>(Street)</sub><br>DURHAM, NC 27701<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-01-17 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>FiscalNote Holdings, Inc. [ NOTE ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Star V Partners LLC<br><sub>(Last) (First) (Middle)</sub><br>C/O STAR V PARTNERS LLC<br>2100 WEST END AVE, SUITE 1000<br><sub>(Street)</sub><br>NASHVILLE, TN 37203<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-01-17 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>FiscalNote Holdings, Inc. [ NOTE ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Khurana Sohit<br><sub>(Last) (First) (Middle)</sub><br>C/O FISCALNOTE HOLDINGS, INC.<br>1201 PENNSYLVANIA AVE NW, 6TH FLOOR<br><sub>(Street)</sub><br>WASHINGTON, DC 20004<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-01-17 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>FiscalNote Holdings, Inc. [ NOTE ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Warrants (Right to Buy) | $7.32 |  |  |  |  |  |  | <sup>(1)</sup> | <sup>(1)</sup> | Class A Common Stock | 389000 |  | 389000 | I | By Maso Capital Investments Limited<sup>(2)(3)</sup> |
| Warrants (Right to Buy) | $7.32 |  |  |  |  |  |  | <sup>(1)</sup> | <sup>(1)</sup> | Class A Common Stock | 1093000 |  | 1093000 | I | By Blackwell Partners LLC - Series A<sup>(3)(4)</sup> |
| Warrants (Right to Buy) | $7.32 |  |  |  |  |  |  | <sup>(1)</sup> | <sup>(1)</sup> | Class A Common Stock | 518000 |  | 518000 | I | By Star V Partners LLC<sup>(3)(5)</sup> |
| Warrants (Right to Buy) | $7.32 | 2023-01-17 |  | J |  |  | 7000000 | <sup>(6)</sup> | <sup>(6)</sup> | Class A Common Stock | 7000000 | $0.00 | 0 | I | By Duddell Street Holdings Ltd<sup>(7)</sup> |
| Warrants (Right to Buy) | $7.32 | 2023-01-17 |  | J |  | 1267700 |  | <sup>(6)</sup> | <sup>(6)</sup> | Class A Common Stock | 1267700 | 0.00<sup>(8)</sup> | 1267700 | I | By Maso Capital Investments Limited<sup>(2)(3)</sup> |
| Warrants (Right to Buy) | $7.32 | 2023-01-17 |  | J |  | 4138400 |  | <sup>(6)</sup> | <sup>(6)</sup> | Class A Common Stock | 4138400 | 0.00<sup>(9)</sup> | 4138400 | I | By Blackwell Partners LLC - Series A<sup>(3)(4)</sup> |
| Warrants (Right to Buy) | $7.32 | 2023-01-17 |  | J |  | 1593900 |  | <sup>(6)</sup> | <sup>(6)</sup> | Class A Common Stock | 1593900 | 0.00<sup>(10)</sup> | 1593900 | I | By Star V Partners LLC<sup>(3)(5)</sup> |

---

### Footnotes:

(1) Each Warrant is currently exercisable until the fifth anniversary of the Closing Date (as defined in the Agreement and Plan of Merger dated November 7, 2021, by and among Duddell Street Acquisition Corp., Grassroots Merger Sub, Inc., and FiscalNote Holdings, Inc. (the "Business Combination Agreement")).

(2) These Warrants are held of record by Maso Capital Investments Limited ("MCIL"), a Cayman Islands limited liability company. Maso Capital Partners Limited ("MCPL"), a Hong Kong limited liability company, is the investment manager of MCIL and has sole voting and investment power with respect to the shares held by MCIL.

(3) MCPL is beneficially owned and controlled by Manoj Jain and Sohit Khurana, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

(4) These Warrants are held of record by Blackwell Partners LLC - Series A ("BPL"), a Delaware limited liability company. MCPL is the investment manager of BPL and has sole voting and investment power with respect to the shares held by BPL.

(5) These Warrants are held of record by Star V Partners LLC ("SVPL"), a Tennessee limited liability company. MCPL is the investment manager of SVPL and has sole voting and investment power with respect to the shares held by SVPL.

(6) Each Warrant is currently exercisable until the fifth anniversary of the Closing Date (as defined in the Business Combination Agreement).

(7) These Warrants are held of record by Duddell Street Holdings Limited ("Duddell"), a Cayman Islands limited liability company. Maso Capital Offshore Limited ("Maso"), a Cayman Islands limited liability company, is the sole member and manager of Duddell. Maso is beneficially owned and controlled by Manoj Jain, Sohit Khurana and Alan Finnerty.

(8) These Warrants were transferred to MCIL by the previous holder of record, Duddell, without any consideration.

(9) These shares were transferred to BPL by the previous holder of record, Duddell, without any consideration.

(10) These Warrants were transferred to SVPL by the previous holder of record, Duddell, without any consideration.

**Signature:** /s/ Manoj Jain  
**Date:** 2023-01-19

**Signature:** Duddell Street Holdings Limited, By: /s/ Manoj Jain, Director  
**Date:** 2023-01-19

**Signature:** Maso Capital Partners Limited, By: /s/ Manoj Jain, Director  
**Date:** 2023-01-19

**Signature:** Maso Capital Investments Limited, By: /s/ Manoj Jain, Director  
**Date:** 2023-01-19

**Signature:** Blackwell Partners LLC - Series A, By: /s/ Manoj Jain, Director  
**Date:** 2023-01-19

**Signature:** Star V Partners LLC, By: /s/ Manoj Jain, Director  
**Date:** 2023-01-19

**Signature:** /s/ Sohit  Khurana  
**Date:** 2023-01-19

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**