# EDGAR Filing Document

**Accession Number:** 0000313216
**File Stem:** 0001193125-26-218161
**Filing Date:** 2026-5
**Character Count:** 72756
**Document Hash:** 194dd80795dee316d10d52dca3005c6a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-26-218161.hdr.sgml**: 20260512

**ACCESSION NUMBER**: 0001193125-26-218161

**CONFORMED SUBMISSION TYPE**: SD

**PUBLIC DOCUMENT COUNT**: 6

**FILED AS OF DATE**: 20260512

**DATE AS OF CHANGE**: 20260512

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** KONINKLIJKE PHILIPS NV
- **CENTRAL INDEX KEY:** 0000313216
- **STANDARD INDUSTRIAL CLASSIFICATION:** X-RAY APPARATUS & TUBES & RELATED IRRADIATION APPARATUS [3844]
- **ORGANIZATION NAME:** 08 Industrial Applications and Services
- **EIN:** 000000000
- **STATE OF INCORPORATION:** P7
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SD
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-05146-01
- **FILM NUMBER:** 26965857

**BUSINESS ADDRESS:**
- **ADDRESS IS A NON US LOCATION:** YES
- **STREET 1:** PRINSES IRENESTRAAT 59
- **CITY:** AMSTERDAM
- **PROVINCE COUNTRY:** P7
- **ZIP:** 1077WV
- **BUSINESS PHONE:** 31 20 59 77777

**MAIL ADDRESS:**
- **ADDRESS IS A NON US LOCATION:** YES
- **STREET 1:** PRINSES IRENESTRAAT 59
- **CITY:** AMSTERDAM
- **PROVINCE COUNTRY:** P7
- **ZIP:** 1077WV

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** KONINKLIJKE PHILIPS ELECTRONICS NV
- **DATE OF NAME CHANGE:** 19981217

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PHILIPS ELECTRONICS N V
- **DATE OF NAME CHANGE:** 19930727

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PHILIPS NV
- **DATE OF NAME CHANGE:** 19910903

**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION** 

**Washington, D.C. 20549** 

**FORM SD** 

**SPECIALIZED DISCLOSURE REPORT** 

## KONINKLIJKE PHILIPS N.V.
**(Exact name of the Registrant as specified in its charter)** 

## ROYAL PHILIPS
**(Translation of Registrant's name into English)** 

---

| | | |
|:---|:---|:---|
| **The Netherlands** | **001-05146-01** | **None** |
| **(State or other jurisdiction of**<br> **Incorporation or organization)** | **(Commission**<br> **File Number)** | **(IRS Employer**<br> **Identification No.)** |
| **Prinses Irenestraat 59, Amsterdam, The Netherlands** | **Prinses Irenestraat 59, Amsterdam, The Netherlands** | **1077 WV** |
| **(Address of principal executive offices)** | **(Address of principal executive offices)** | **(Zip code)** |

---

**Willem Appelo, Chief Operations Officer** 

**+31 20 59 77777,** 

**Prinses Irenestraat 59, 1077 WV Amsterdam, The Netherlands** 

**(Name and telephone number, including area code, of the Person to contact in connection with this report.)** 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

☒ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2025.

☐ Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended<u> </u>.

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**Section 1 - Conflict Minerals Disclosure** 

**Item 1.01 Conflict Minerals Disclosure and Report** 

Koninklijke Philips N.V. evaluated its current product lines and determined that certain products we manufacture or contract to manufacture contain tin, tungsten, tantalum and/or gold (3TG). These products include, among others, certain professional healthcare systems and devices used in diagnosis, treatment and patient monitoring, as well as certain personal health products and related components.

**Conflict Minerals Disclosure** 

Koninklijke Philips N.V. has, in good faith, conducted a reasonable country of origin inquiry ("RCOI") that was reasonably designed to determine whether its products contain conflict minerals that originated in the Democratic Republic of the Congo or an adjoining country (the "Covered Countries") as described in the Company's Conflict Minerals Report provided as Exhibit 1.01 hereto.

We have not been able to confirm the identification of and conflict-free status under the Responsible Minerals Assurance Process (RMAP) standards for all smelters used in our supply chain. None of the smelters identified in our supply chain are known to us as sourcing 3TG that directly or indirectly finances or benefits armed groups in the Covered Countries. As a result we file a Conflict Minerals Report as an Exhibit to this filing.

A copy of the Company's Conflict Minerals Report is provided as Exhibit 1.01 hereto and is publicly available at: https://www.philips.com/a-w/about/environmental-social-governance/environmental/supplier-sustainability/responsible-sourcing-of-minerals.html.

**Item 1.02 Exhibit** 

The Conflict Minerals Report described in Item 1.01 is filed as Exhibit 1.01 to this Form SD.

**Section 2 – Exhibits** 

**Item 2.01 Exhibits** 

Exhibit 1.01 - Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

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**SIGNATURES** 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

**KONINKLIJKE PHILIPS N.V.** 

(Registrant)

---

| | | |
|:---|:---|:---|
| By: | /s/ Willem Appelo | Date: May 12, 2026 |
| Name: | Willem Appelo |  |
| Title | Chief Operations Officer |  |

---

## Exhibit 1.01

**Exhibit 1.01** 

Philips Conflict Minerals Report

This Conflict Minerals Report for Koninklijke Philips N.V. (hereafter ''Royal Philips'', "Philips", or "our") covers the reporting period from January 1, 2025 to December 31, 2025, and has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934.

This Conflict Minerals Report is filed as Exhibit 1.01 to Philips' Specialized Disclosure Report on Form SD and is also posted on the Philips conflict minerals website<sup>1</sup> <sup>2</sup>.

<sup>1</sup> More information can be found here: https://www.philips.com/a-w/about/environmental-social-governance/environmental/supplier-sustainability/responsible-sourcing-of-minerals.html.

<sup>2</sup> The content of any website, including any website of Royal Philips, referred to in this Conflict Minerals Report is included for general information only and is not incorporated by reference in the Conflict Minerals Report or Form SD.

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| | | |
|:---|:---|:---|
|  **Contents** | **Contents** |  |
| 1. | Introduction | 6 |
| 2. | Philips conflict minerals program | 6 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Philips | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Philips | 6 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Supply chain characteristics for 3TG | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Supply chain characteristics for 3TG | 7 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Philips conflict minerals due diligence program | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Philips conflict minerals due diligence program | 7 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; OECD Step 1: Company Management system | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; OECD Step 1: Company Management system | 8 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; OECD Step 2: Risk identification and assessment | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; OECD Step 2: Risk identification and assessment | 10 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; OECD Step 3: Strategy to respond to identified risks | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; OECD Step 3: Strategy to respond to identified risks | 11 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; OECD Step 4: Audits of smelter due diligence practices | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; OECD Step 4: Audits of smelter due diligence practices | 11 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; OECD Step 5: Report annually on supply chain due diligence. | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; OECD Step 5: Report annually on supply chain due diligence. | 12 |
| 3. | Reasonable country of origin inquiry results | 12 |
| 4. | Conflict minerals due diligence framework & measures | 14 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Framework | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Framework | 14 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Measures | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Measures | 14 |
| 5. | Conflict minerals due diligence outcomes | 16 |
| 6. | Determination | 17 |
| 7. | Steps to improve future Philips conflict minerals due diligence program | 18 |
| 8. | List of smelter facilities | 19 |
| 9. | Data sources used | 27 |
| 10. | Abbreviations | 27 |

---

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**1.** **Introduction** 

Rule 13p-1 under the Securities Exchange Act of 1934, as amended, requires a company to make disclosures, for each calendar year, if conflict minerals are necessary to the functionality or production of a product manufactured by the registrant or contracted by the registrant to be manufactured. The specified minerals are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are limited to tantalum, tin, and tungsten (henceforth referred to as "3TG").

Philips has concluded that for the period from January 1, 2025, to December 31, 2025:

• Philips has manufactured and contracted to manufacture, products for which 3TGs are necessary to their
functionality or production;

• Based on the reasonable country of origin inquiry (RCOI), Philips knows or has reason to believe that a portion
of its necessary 3TGs originated or may have originated from the Democratic Republic of the Congo (DRC) or an adjoining country (the "Covered Countries") and knows or has reason to believe that they may not be solely from recycled or
scrap sources; and

• Based on Philips' due diligence measures on the source and chain of custody of those necessary 3TGs used in
its products, Philips is unable to determine for all 3TGs used in its products whether they originated from the Covered Countries.

**2.** **Philips conflict minerals program** 

**Philips** 

Philips is a leading health technology company focused on improving people's health and well-being through meaningful innovation. Philips' patient- and people-centric innovation leverages advanced technology and deep clinical and consumer insights to deliver personal health solutions for consumers and professional health solutions for healthcare providers and their patients in the hospital and the home. Headquartered in the Netherlands, the company is a leader in diagnostic imaging, ultrasound, image-guided therapy, monitoring and enterprise informatics, as well as in personal health. Philips generated 2025 sales of EUR 18 billion and employs approximately 64,800 employees with sales and services in more than 100 countries. News about Philips can be found at www.philips.com/newscenter.

Philips' reportable segments comprise the operating segments Diagnosis & Treatment, Connected Care, and Personal Health. Besides these reportable segments, segment Other comprises Philips' central Innovation & Design, IP royalty activities, corporate central costs, and other minor items not allocated to the operating segments.

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**Supply chain characteristics for 3TG** 

The supply chain for 3TGs consists of many tiers. Before reaching Philips' direct suppliers, in general, 3TGs will go from mines to traders, exporters, smelters or refiners (collectively referred to in this report as smelters), alloy producers and component manufacturers, and sometimes intermediate suppliers. One or more of the 3TG metals are contained in the vast majority of Philips products, typically in small quantities. Philips sources products and components from approximately 4,100 first-tier suppliers globally. First-tier suppliers are those suppliers that Philips selected and with whom Philips has a direct business relationship. These first-tier suppliers may select their suppliers (second-tier suppliers), which in turn may have their own group of suppliers (third-tier), and so on. There may be seven or more tiers in the supply chain between a 3TG mine and Philips. Philips works with its first-tier suppliers to investigate the deeper levels of the supply chain, to determine the origin of 3TGs contained in Philips products.

![LOGO](g845749g0511225715308.jpg)

**Philips conflict minerals due diligence program** 

Due to Philips' position in the supply chain and its limited insight in and leverage over the lower levels of the supply chain, Philips engages and actively cooperates with other industry members. As encouraged in the third edition of the *Organization for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas* (including its supplements on 3TG, referred to in this report as "OECD Guidance"), the internationally recognized standard on which Philips' conflict minerals supply chain due diligence program is based, Philips supports an industry initiative, the Responsible Minerals Initiative (RMI). RMI, through its Responsible Minerals Assurance Process (RMAP), uses an independent third-party audit to assess whether smelters conform with RMI standards and have responsible mineral procurement processes in place. The RMI, was founded by members of the Responsible Business Alliance (RBA), and the Global e-Sustainability Initiative (GeSI)*.*

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The data on which certain statements in this report are based were obtained through Philips' membership in the RMI, using the RMI Reasonable Country of Origin Inquiry report<sup>3</sup>. In addition, Philips uses the tools and supports the initiatives developed by the RMI especially the Conflict Minerals Reporting Template (CMRT) and Responsible Minerals Assurance Process (RMAP).

Philips aligns its due diligence processes with reference to the OECD Guidance, which offers a five-step framework for risk-based due diligence in the mineral supply chain.

![LOGO](g845749g0511225715578.jpg)

**OECD Step 1: Company Management system** 

During the 2025 reporting period, Philips' position paper on responsible sourcing in relation to conflict minerals formed the basis of Philips' responsible minerals due diligence program. In April 2026, Philips adopted and published its Responsible Minerals Sourcing Policy (the "Policy"), which replaced the position paper and is now Philips' current public policy on its website for responsible minerals sourcing. The Policy is informed by the OECD Guidance and sets out Philips' expectations for responsible minerals sourcing in its upstream supply chain. Philips communicated its responsible sourcing expectations to all priority suppliers (see below section "OECD Step 2" for the definition of priority suppliers). Philips has committed not to purchase raw materials, subassemblies, or supplies, which Philips knows contain conflict minerals that directly or indirectly finance or benefit armed groups in the Democratic Republic of the Congo (DRC), an adjoining country or any conflict-affected or high-risk areas (CAHRAs).

Philips has a risk-based approach designed to help mitigate the risk of contributing to significant adverse impacts associated with the extraction, transport or trade of 3TG, including the risks identified in Annex II of the OECD Guidance. Philips' program goals, as described in the position paper and Philips' derived standards and processes, include efforts to:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• support responsible sourcing of 3TG by performing due diligence in line with the OECD Guidance, including
identification of smelters/refiners in the supply chain and risk-based engagement where red flags are identified.

<sup>3</sup> This list provides country of origin information for smelting and refining facilities that are validated through the Responsible Minerals Assurance Process. This data is based on the results of independent third-party audits and is available to RMI member companies only. The audit standard is developed according to global standards including the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the U.S. Dodd-Frank Wall Street Reform and Consumer Protection Act. 

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• where sourcing of minerals from conflict-affected and high-risk areas, which includes Covered Countries, is possible, seek to support legitimate, responsible supply chains while preventing and addressing identified risks, in line with the OECD Guidance and without
encouraging de facto embargoes.

Philips created and maintains an internal conflict minerals team to manage the implementation and progress of Philips' due diligence efforts. The internal team consists of representatives from Procurement, Sustainability, Finance, Export Control, Legal and the General Business Principles (GBP) Program Office.

Philips established a system of control and transparency over its 3TG supply chains by creating a process to engage a group of first-tier priority suppliers and request them to submit information to Philips using the CMRT<sup>4</sup>. The information submitted by priority suppliers includes information gathered by those suppliers about the smelters identified in their own supply chains. The information has been used by Philips to assess the due diligence efforts implemented by priority suppliers, and to identify smelters in the supply chain.

Philips made responsible sourcing of minerals a supplier contract requirement. The Philips Supplier Sustainability Declaration<sup>5</sup> (SSD) includes a provision about Responsible Sourcing of Minerals. The SSD is part of the general conditions of purchase, and of the purchasing agreements signed with suppliers. It requires suppliers to have a policy in place to reasonably assure that their 3TG does not directly or indirectly finance or benefit armed groups that are perpetrators of serious human rights abuses in the Covered Countries, or CAHRAs, and to exercise due diligence on the source and chain of custody. This due diligence should be done in a way consistent with the OECD Guidance or an equivalent and recognized due diligence framework.

For first-tier suppliers, Philips has a supplier sustainability performance program<sup>6</sup> in place in which, amongst others, the implementation of the SSD is assessed. Responsible Sourcing of Minerals is one of the topics reviewed in this program. In case non-conformances are identified during the assessment, suppliers are requested to make a corrective action plan and Philips monitors the implementation of this plan until the non-conformance is corrected.

Multiple communication channels exist to serve as grievance mechanisms for early-warning risk awareness. Next to direct contact opportunities in the Beyond Auditing Program, Philips has the Philips Speak Up policy and underlying Speak Up mechanism that enables its stakeholders (including employees, former employees and third parties) to inform Philips of any concerns they

<sup>4</sup> The CMRT is a survey tool developed by the RMI to standardize collection of due diligence information in the supply chain.

<sup>5</sup> More information on the Supplier Sustainability Declaration can be found here: <sup><br></sup>https://www.philips.com/c-dam/corporate/about-philips/company/suppliers/supplier-sustainability/policies/philips-supplier-sustainability-declaration.pdf

<sup>6</sup> More information about the Philips supplier sustainability performance program can be found here: https://www.philips.com/a-w/about/sustainability/supplier-sustainability/supplier-sustainability-performance.html

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may have. Under the Speak Up policy, concerns regarding compliance with Philips' General Business Principles (GBP) can be reported (anonymously) through various channels, including by phone and web-intake<sup>7</sup>. In addition, stakeholders can use the email address supplier.sustainability@philips.com or existing industry grievance mechanisms like RMI to file complaints related to 3TG.

**OECD Step 2: Risk identification and assessment** 

Given the substantial number of Philips' suppliers, Philips focuses its efforts on a group of first-tier priority suppliers (referred to as "priority suppliers") and collaborates with them to identify the smelters in their supply chain. Supplier selection for the conflict minerals program is primarily based on industry and materials (component) risk. Philips uses a system to classify suppliers in commodity groups, for example, plastics, packaging, and metals. The top 80% of suppliers (based on procurement spend) in commodity groups relevant to conflict minerals are selected. Philips does not select suppliers for this program if they are in commodity groups for which it is unlikely that one or more of the 3TGs are contained in the products. For example, software and packaging suppliers. In addition, suppliers that provide a high quantity of 3TG materials are also selected, even if these suppliers are not part of the top 80% of suppliers.

All identified priority suppliers receive a letter formally requesting them to:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Adopt and maintain a responsible minerals sourcing policy to reasonably assure that the 3TG in their products
does not directly or indirectly finance or benefit armed groups in the Covered Countries or CAHRAs.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Identify 3TG smelters in their supply chain and steer their supply chain towards RMAP conformant (or equivalent)
smelters, including by cascading requests to relevant sub-tier suppliers.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Provide information to Philips by completing and submitting the CMRT.

A Philips conflict minerals team is available to increase awareness amongst priority suppliers and to help them meet Philips' expectations/requirements. Different background and training materials are made available to suppliers.

Philips reviews each received supplier CMRT and assesses whether it meets Philips' acceptance criteria. These include, among other things, completeness, adoption of a responsible minerals sourcing policy, data collection from next tier suppliers, smelter identification and disclosure, and potential red flags. Suppliers who provided a CMRT that did not meet the acceptance criteria, and suppliers who provided incomplete or potentially inaccurate information, were requested to take corrective actions, perform additional due diligence and update their CMRT accordingly. The data regarding identified smelters (including the list of smelters set forth in Section 8) in this report is derived only from CMRTs which met the Philips' acceptance criteria or were otherwise confirmed through follow-up engagement, and that were validated against the CMRT Smelter Look-up and/or RMI smelter database.

<sup>7</sup> More information about the Philips General Business Principles can be found here: https://www.philips.com/a-w/about/investor/governance/business-principles.html

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Philips reviews the supplier CMRTs to determine if there are any findings that indicate a need to conduct further due diligence and gather more detailed information.

Philips evaluates the smelters identified in the supplier CMRTs based on various sources of available information. Philips mainly uses the RMAP conformant and active<sup>8</sup> smelter list to evaluate the identified smelters. RMAP recognizes and includes smelters from other lists such as the London Bullion Metal Association (LBMA) and Responsible Jewelry Council (RJC). Philips may also use other sources of information to assess potential risk. In addition, Philips uses numerous factors to determine the level of risk that each smelter poses to the supply chain by identifying red flags. These factors may include geographic proximity to the Covered Countries, or an embargoed country/region; Known mineral source country of origin; RMAP audit status; Credible evidence of unethical or conflict sourcing; and Peer Assessments conducted by credible third-party sources, including international organizations.

**OECD Step 3: Strategy to respond to identified risks** 

Progress and findings of the supply chain risk assessment are regularly reported to senior management. The risk management plan adopted by Philips is in accordance with its policy to apply risk-based escalation and, where appropriate, reconsider business relationship decisions where a supplier fails to address identified risks after documented engagement and corrective action efforts.

To monitor and track performance of risk management efforts, Philips uses data reported by suppliers in the CMRTs and updates of the RMAP conformant smelter list. The status is discussed internally in monthly reviews with the conflict minerals team and reported to senior management.

Philips requests priority suppliers to update and resend their CMRT when additional information becomes available to such suppliers. When updates are received, the CMRT review step as described above is repeated to assess and mitigate risks.

**OECD Step 4: Audits of smelter due diligence practices** 

The fourth step in the OECD guidance is to conduct independent third-party audits of the smelters' and refiners' due diligence practices. Philips is a member of RMI and uses information provided by the RMI for this step, such as the list of conformant smelters against RMI standard. Through its membership, Philips also has access to the RMI RCOI data which provides country of origin information for the mined materials of conformant smelters and refiners in the RMAP (or equivalent assessment).

<sup>8</sup> RMI active smelters and refiners are at various stages of the audit cycle (undergoing or committed to undergo the audit). The full definition of RMI "active" smelters can be found here: https://www.responsiblemineralsinitiative.org/facilities-lists/

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Philips contributes to the RMI as a member company and encourages smelters to participate in the RMAP through direct communication and smelter outreach communication.

**OECD Step 5: Report annually on supply chain due diligence.** 

Since 2014, Philips reports annually on supply chain due diligence by filing a Form SD and Conflict Minerals Report with the United States Securities and Exchange Commission (SEC). Philips has been including certain disclosures about the use of conflict minerals since 2009, even before the SEC's rules first became effective. A dedicated responsible sourcing of minerals website with information for stakeholders is available. In 2012, Philips published its smelter list and continues to regularly update its smelter list as more information becomes available.

**3. Reasonable country of origin inquiry results** 

As described above, SEC rules provide that if, after conducting in good faith, a reasonable country of origin inquiry, an SEC registrant determines, or has reason to believe, that any of the 3TGs used in connection with the products for which it is responsible may have originated in the Covered Countries, or did not come from recycled or scrap sources, the registrant should conduct due diligence on the source and chain of custody of its conflict minerals, following a nationally or internationally recognized framework.

For 2025, Philips identified 172 priority suppliers and used the data provided by these suppliers in their CMRTs to identify the smelters in the Philips supply chain. These smelters may have been used to process 3TG metals contained in Philips's products. Philips performs risk-based due diligence on all the reported smelters using available information (including RMAP status and disclosed country-of-origin information where available), even though some of these smelters may not provide 3TG that end up in Philips' products. The direct link between smelters and Philips is not certain when sub-tier suppliers shared their information on company rather than product level.

Philips achieved a 99% response rate in its supply chain investigation and 76% of the submitted CMRTs met or exceeded Philips' minimum acceptance criteria. Since 2022, Philips has intensified its due diligence by strengthening the acceptance criteria for CMRTs. Philips remains focused on consistently engaging with suppliers to improve their practices, aiming to achieve an acceptance rate of 85%. The names of 337 different smelters were reported by priority suppliers in CMRT smelter lists that met the minimum acceptance criteria. However, some of the entities named by the priority suppliers may not be smelters. Philips used the "Smelter Look-up" in the CMRT version 6.5 and RMI smelter database information as a reference to compile the Philips Smelter List.

Based on the CMRT "Smelter Look-up", Philips identified a total of 317 listed smelters in the supply chain out of the 337 names reported to Philips in accepted CMRTs. According to the RMI smelter database information, among the 337 names of smelters reported to Philips in accepted CMRTs, 14 have ceased or suspended operations and 6 have been confirmed not to be smelters.

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As a result of focusing on improving the smelter data quality received from the priority suppliers, Philips has been able to reduce the number of non-recognized smelters in accepted CMRTs from 85 reported in 2015, to 9 reported in 2016, to 5 reported in 2017, to 3 reported in 2018, and finally to 0 since 2019.

The majority of the identified smelters in accepted CMRTs are located in Asia, with 81 smelters in China.

![LOGO](g845749g0511225715847.jpg)

*Results of the RCOI by metal and sourcing category* 

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
|  | **Gold** | **Tantalum** | **Tin** | **Tungsten** | **Total** |
|  Smelters known to source from the **DRC** | **0** | **5** | **7** | **6** | **18** |
|  Smelters known to source from the DRC **adjoining countries** | **1** | **7** | **1** | **4** | **13** |
|  Smelters known to source from **CAHRAs** | **9** | **14** | **12** | **10** | **45** |
|  Smelters known to process only **recycled or scrap** materials | **6** | **1** | **7** | **6** | **20** |
|  Smelters known to source from **outside the** Covered Countries | **90** | **19** | **41** | **22** | **172** |
|  Smelters with **unknown** mineral origin | **72** | **2** | **19** | **11** | **104** |

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*Note: Individual smelters may fall into one or more of the above categories. The totals provided therefore are not representative of the total number of identified smelters.* 

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For the 317 identified smelters from accepted CMRTs listed in section 8, Philips used the RMI Reasonable Country of Origin Inquiry (RCOI) report. This country-of-origin data is available for smelters that successfully completed an RMAP audit and chose to disclose their sourcing countries to the RMI. The above categories are not mutually exclusive and a smelter may be counted in more than one category. For example, a smelter that sources from both a Covered Country or CAHRA and countries outside those areas would be represented twice in the table. Not all identified smelters are included in the table, as certain smelters do not disclose origin information. As the RMI generally does not specify individual countries of origin of 3TGs processed by audited smelters, Philips cannot determine with certainty the specific countries of origin of all 3TG processed by the identified smelters.

In the CMRTs received that met Philips' minimum acceptance criteria, 41 suppliers indicated that their products contain 3TG metals that may have originated from the Covered Countries or CAHRAs. We then performed due diligence on the source and chain of custody of the conflict minerals in question.

**4.** **Due diligence framework & measures** 

**Framework** 

Philips' conflict minerals due diligence framework for the reporting period of calendar year 2025 has been informed by OECD Guidance and sets expectations for risk-based due diligence in minerals supply chains.

**Measures** 

Below is a description of the measures Philips undertook to conduct its reasonable country of origin inquiry (RCOI) and related due diligence to identify the source and chain of custody of the necessary conflict minerals contained in Philips' products.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• During the 2025 reporting period, Philips maintained its responsible sourcing minerals expectations through its
position paper on responsible sourcing of minerals and related supplier requirements. In April 2026, Philips adopted and published its Responsible Minerals Sourcing Policy, which replaced the position paper and is now Philips public policy.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• During the investigation phase, once a month the Philips conflict minerals team met to review progress and
results of supplier data collection, supplier due diligence and smelter identification. Internal performance reports were created for these meetings. Using data from Supplier Sustainability Scorecards, these reports included an overview of the
monthly progress of priority suppliers, as well as, progress highlights, areas of concern, outlook for coming weeks, and identified risks.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• In total, 12 Supplier Sustainability Scorecards were shared with senior management. Regarding Conflict Minerals,
the main topics addressed in the scorecards included:

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• The progress of CMRT collection from priority suppliers

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• The status of supplier CMRTs with regards to meeting Philips' CMRT acceptance criteria

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Philips contacted priority suppliers via letter formally requesting priority suppliers to steer their supply
chain towards RMAP (or equivalent) conformant smelters.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Philips requested priority suppliers to identify smelters in their supply chain and to report the identified
smelters to Philips using the CMRT. In case a lack of progress was observed, Philips followed up with suppliers by sending out multiple reminders via email, as well as by reaching out via phone and online meeting platforms.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Philips facilitated the learning and development of suppliers. The Philips conflict minerals team regularly
contacted suppliers via email, online meeting platforms, and phone to monitor the suppliers' progress, provide additional training, and check whether the conflict minerals requirements of Philips were interpreted correctly.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Philips reviewed all received supplier CMRTs to evaluate whether they met Philips' acceptance criteria
regarding completeness, adoption of a conflict-free policy, data collection from next tier suppliers, and smelter identification and disclosure. Suppliers that provided a CMRT that did not meet the acceptance criteria, and suppliers that provided
incomplete or potentially inaccurate information, were requested to take corrective actions, and update their CMRT accordingly.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Philips reviewed all received supplier CMRTs to determine if there were any areas of concern giving rise to the
need to conduct further due diligence and thus gather more information. During the year, Philips has followed up on areas of concern in several cases.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Philips reviewed all received supplier CMRTs against the list of smelters that were audited through the
RMI's Responsible Minerals Assurance Process (RMAP) or other independent third-party audit programs.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• As a member of the RMI, Philips utilized the due diligence conducted on smelters by the RMI's RMAP. This
program uses independent third-party auditors to assess smelters' due diligence systems and sourcing and chain of custody controls against the RMAP criteria.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Philips devised and adopted a risk management plan according to the level of risk in 3TG supply chains. Philips
determined the level of risk, considering available information on mineral origin, RMAP compliance status, and possible connection to conflict as reported from credible sources. To mitigate risk, Philips might require high-risk suppliers to take
corrective actions, or request smelters with unknown mineral origin to participate in the RMAP.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Philips published the "Philips Conflict Minerals Reporting Template" on Philips' <u>conflict minerals website</u>, including a list of smelters identified by the selected priority suppliers during 2025.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Since 2013, Philips has annually filed the Conflict Minerals Report (and the Exhibits thereto) with the SEC. The
Conflict Minerals Report for 2025 is filed as Exhibit 1.01 to Form SD. The report is available on Philips' <u>conflict minerals website.</u> 

------

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Philips archives relevant evidence related to its Conflict Minerals Program for at least five years. Records are
stored in a manner allowing timely and easy access while protecting the records from unauthorized alteration.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Multiple communication channels exist to serve as grievance mechanisms for early-warning risk awareness. Apart
from direct contact opportunities in the engagement programs, Philips has the Philips Speak Up policy and underlying Speak Up mechanism that enables its stakeholders (including employees, former employees and third parties) to inform Philips of any
concerns they may have. Under the Speak Up policy, concerns relating to the Philips' General Business Principles (GBP) can be reported (anonymously) through various channels, including by phone and web-intake <sup>9</sup>. In addition, stakeholders can use the email address mailto:conflict_free_minerals@Philips.com supplier.sustainability@philips.com or existing
industry grievance mechanisms like RMI to file complaints related to 3TG.

**5.** **Conflict minerals due diligence outcomes** 

To the best of Philips' knowledge, none of the smelters identified in Philips' supply chain are known to source 3TG that directly or indirectly benefit armed groups in the DRC. 217 (68%) of the 317 smelters identified by Philips in CMRTs that met Philips' minimum acceptance criteria participated in the RMAP or equivalent audit program. 210 (66%) of the identified smelters in accepted CMRTs successfully passed the RMAP or equivalent audit and were reported as RMAP conformant with RMI standard. 7 (2%) of the identified smelters in accepted CMRTs are in various stages of the audit (so-called "RMI active smelters"). The remaining 100 (32%) identified smelters in accepted CMRTs have not started a valid independent third-party audit to confirm their conformance with RMI standards. Accordingly, the RMAP conformance status of these 100 unaudited smelters as well as the 7 active smelters that are in various stages of the audit process is reported in this conflict minerals report as undeterminable.

In relation to the Conflict Minerals due diligence, Philips did not discontinue business with any direct suppliers in the reporting period because Philips did not identify any reason to believe that any of the suppliers were purchasing 3TG that directly or indirectly finances or benefits armed groups in the Covered Countries nor has any supplier refused to continue investigating and potentially eliminate a red flag smelter from the supply chain, if confirmed. Philips nevertheless continues to review and potentially remove smelters from its supply chain when Philips has concerns regarding their due diligence process and/or sourcing practices from Covered Countries. Given the fact that, typically, neither Philips nor its suppliers have a direct business relationship with the entities with respect to which Philips is further investigating concerns, the process takes time.

<sup>9</sup> More information about the Philips General Business Principles can be found here: https://www.philips.com/a-w/about/investor/governance/business-principles.html

------

**6.** **Determination** 

Philips has not been able to confirm the identification of a conflict-free status under the RMAP standards for all smelters reported by its supply chain. However, none of the smelters identified in Philips' supply chain is known to Philips as sourcing 3TG that directly or indirectly finances or benefits armed groups in the Covered Countries.

![LOGO](g845749g0511225716066.jpg)

As a result of the due diligence measures performed, Philips provides below in Section 8 the known smelter facilities that may have been used to process 3TG metals contained in Philips's products, and their RMAP conformance status. The status is based on information the RMI provides to its members. Philips includes the category "RMI Active" as it shows smelters that committed to or are currently in the process of undertaking an audit. The list of smelter facilities provided in Section 8 of this Conflict Minerals Report includes all 317 entities that were confirmed to be eligible smelters.

This Conflict Minerals Report is intended to cover Philips' entire product portfolio that uses 3TG. Given Philips' large product portfolio and extensive supplier base, Philips does not have component level information from all 4,100 first-tier suppliers. This means our list of processing smelters and refiners disclosed in Section 8 may contain more facilities than those that actually processed the conflict minerals contained in our products. As a result, the approach is to conduct supply chain due diligence and report at the company level for the entire product portfolio, rather than for specific Philips products. This enables Philips to focus its efforts on building, maintaining, and improving a robust due diligence program.

------

**7.** **Steps to improve future Philips conflict minerals due diligence program** 

For reporting year 2026, Philips plans to:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Continue engagement with existing industry programs and groups, such as responsible sourcing and upstream impact
programs and workgroups initiated under the Responsible Minerals Initiative (RMI), to encourage further adoption, improvement, and reliability in relevant programs, tools and standards.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Continue to reach out to smelters to encourage their participation in relevant responsible sourcing initiatives.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Strengthen our work with priority suppliers to:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• help them understand and satisfy Philips' responsible sourcing expectations.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• help them implement or further improve their due diligence process aligned with international best practices

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• investigate their supply chain and identify smelters

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• confirm the conflict-free status of identified smelters

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Continue to educate and communicate to priority suppliers Philips' expectation that they steer their supply
chain towards smelters audited as conformant to the Responsible Minerals Assurance Process (RMAP) or other equivalent programs. Philips will request suppliers to annually show progress in reducing the number of non-conformant smelters reported in the supply chain.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Continue exploring its supply chain for other minerals which are not included in the definition of conflict
minerals but are linked to human rights risks.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Hold dialogues with relevant stakeholders to discuss challenges, share best practices, and collaborate on
solutions for responsible minerals sourcing.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Explore and leverage digital workflow capabilities to streamline supplier outreach, data collection, and follow-up actions, and to strengthen efficiency of due diligence activities.

------

**8.** **List of smelter facilities** 

The table below represents a consolidated list of smelters (317 in total) identified by Philips' priority suppliers. The results are based on:

• Information provided by the selected priority suppliers in their CMRTs

• RMI smelter reference list, as included in the CMRT version 6.5 (released April 25, 2025)

• Smelter database information available to the RMI members – version from April 14, 2026.

This list includes only smelters identified in supplier CMRTs that met Philips' acceptance criteria or were otherwise confirmed through follow-up engagement, and that were validated against the CMRT Smelter Look-up and/or RMI smelter database. Where a supplier CMRT reported red flag smelters, Philips did not accept the CMRT and requested the supplier to perform additional due diligence and submit an updated or otherwise confirmed CMRT. Smelters reported only in unaccepted or unconfirmed CMRTs were excluded from this list. Accordingly, the list below may not reflect all smelters initially reported by priority suppliers

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Metal** | **ID** | **Standard Smelter Name** | **RMAP**<br> **Compliant** | **RMI Active** |
| **Gold** | **CID000015** | Advanced Chemical Company | **Yes** | No |
| **Gold** | **CID000019** | Aida Chemical Industries Co., Ltd. | **Yes** | No |
| **Gold** | **CID000035** | Agosi AG | **Yes** | No |
| **Gold** | **CID000041** | Almalyk Mining and Metallurgical Complex (AMMC) | **Yes** | No |
| **Gold** | **CID000058** | AngloGold Ashanti Corrego do Sitio Mineracao | **Yes** | No |
| **Gold** | **CID000077** | Argor-Heraeus S.A. | **Yes** | No |
| **Gold** | **CID000082** | ASAHI METALFINE, Inc. | **Yes** | No |
| **Gold** | **CID000090** | Asaka Riken Co., Ltd. | **Yes** | No |
| **Gold** | **CID000103** | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | **No** | No |
| **Gold** | **CID000113** | Aurubis AG, Hamburg | **Yes** | No |
| **Gold** | **CID000128** | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | **Yes** | No |
| **Gold** | **CID000157** | Boliden Mineral AB (Ronnskar) | **Yes** | No |
| **Gold** | **CID000176** | C. Hafner GmbH + Co. KG | **Yes** | No |
| **Gold** | **CID000180** | Caridad | **No** | No |
| **Gold** | **CID000185** | Glencore Canada Corporation - CCR Refinery | **Yes** | No |
| **Gold** | **CID000189** | Cendres + Metaux S.A. | **No** | No |
| **Gold** | **CID000197** | Yunnan Copper Southwest Copper Branch | **No** | No |
| **Gold** | **CID000233** | Chimet S.p.A. | **Yes** | No |
| **Gold** | **CID000264** | Chugai Mining | **Yes** | No |
| **Gold** | **CID000343** | Daye Non-Ferrous Metals Mining Ltd. | **No** | No |
| **Gold** | **CID000359** | DSC (Do Sung Corporation) | **Yes** | No |
| **Gold** | **CID000401** | Dowa | **Yes** | No |
| **Gold** | **CID000425** | Eco-System Recycling Co., Ltd. East Plant | **Yes** | No |
| **Gold** | **CID000522** | Refinery of Seemine Gold Co., Ltd. | **No** | No |

---

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| | | | | |
|:---|:---|:---|:---|:---|
| **Gold** | **CID000671** | Hangzhou Fuchunjiang Smelting Co., Ltd. | **No** | No |
| **Gold** | **CID000689** | LT Metal Ltd. | **Yes** | No |
| **Gold** | **CID000694** | Heimerle + Meule GmbH | **Yes** | No |
| **Gold** | **CID000707** | Heraeus Metals Hong Kong Ltd. | **Yes** | No |
| **Gold** | **CID000711** | Heraeus Germany GmbH Co. KG | **Yes** | No |
| **Gold** | **CID000767** | Hunan Chenzhou Mining Co., Ltd. | **No** | No |
| **Gold** | **CID000773** | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | **No** | No |
| **Gold** | **CID000778** | HwaSeong CJ CO., LTD. | **No** | No |
| **Gold** | **CID000801** | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | **Yes** | No |
| **Gold** | **CID000807** | Ishifuku Metal Industry Co., Ltd. | **Yes** | No |
| **Gold** | **CID000814** | Istanbul Gold Refinery | **Yes** | No |
| **Gold** | **CID000823** | Japan Mint | **Yes** | No |
| **Gold** | **CID000855** | Jiangxi Copper Co., Ltd. | **Yes** | No |
| **Gold** | **CID000920** | Asahi Refining USA Inc. | **Yes** | No |
| **Gold** | **CID000924** | Asahi Refining Canada Ltd. | **Yes** | No |
| **Gold** | **CID000937** | JX Advanced Metals Corporation | **Yes** | No |
| **Gold** | **CID000956** | Kazakhmys Smelting LLC | **No** | No |
| **Gold** | **CID000957** | Kazzinc Ltd | **Yes** | No |
| **Gold** | **CID000969** | Kennecott Utah Copper LLC | **Yes** | No |
| **Gold** | **CID000981** | Kojima Chemicals Co., Ltd. | **Yes** | No |
| **Gold** | **CID001029** | Kyrgyzaltyn JSC | **No** | No |
| **Gold** | **CID001032** | L'azurde Company For Jewelry | **No** | No |
| **Gold** | **CID001056** | Lingbao Gold Co., Ltd. | **No** | No |
| **Gold** | **CID001078** | LS MnM Inc. | **Yes** | No |
| **Gold** | **CID001093** | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | **No** | No |
| **Gold** | **CID001113** | Materion | **Yes** | No |
| **Gold** | **CID001119** | Matsuda Sangyo Co., Ltd. | **Yes** | No |
| **Gold** | **CID001147** | Metalor Technologies (Suzhou) Ltd. | **Yes** | No |
| **Gold** | **CID001149** | Metalor Technologies (Hong Kong) Ltd. | **Yes** | No |
| **Gold** | **CID001152** | Metalor Technologies (Singapore) Pte., Ltd. | **Yes** | No |
| **Gold** | **CID001153** | Metalor Technologies S.A. | **Yes** | No |
| **Gold** | **CID001157** | Metalor USA Refining Corporation | **Yes** | No |
| **Gold** | **CID001161** | Metalurgica Met-Mex Penoles S.A. De C.V. | **Yes** | No |
| **Gold** | **CID001188** | Mitsubishi Materials Corporation | **Yes** | No |
| **Gold** | **CID001193** | Mitsui Mining and Smelting Co., Ltd. | **Yes** | No |
| **Gold** | **CID001220** | Nadir Metal Rafineri San. Ve Tic. A.S. | **Yes** | No |
| **Gold** | **CID001236** | Navoi Mining and Metallurgical Combinat | **Yes** | No |
| **Gold** | **CID001259** | Nihon Material Co., Ltd. | **Yes** | No |
| **Gold** | **CID001325** | Ohura Precious Metal Industry Co., Ltd. | **Yes** | No |
| **Gold** | **CID001352** | MKS PAMP SA | **Yes** | No |
| **Gold** | **CID001362** | Penglai Penggang Gold Industry Co., Ltd. | **No** | No |

---

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---

| | | | | |
|:---|:---|:---|:---|:---|
| **Gold** | **CID001397** | PT Aneka Tambang (Persero) Tbk | **Yes** | No |
| **Gold** | **CID001498** | PX Precinox S.A. | **Yes** | No |
| **Gold** | **CID001512** | Rand Refinery (Pty) Ltd. | **Yes** | No |
| **Gold** | **CID001534** | Royal Canadian Mint | **Yes** | No |
| **Gold** | **CID001546** | Sabin Metal Corp. | **No** | No |
| **Gold** | **CID001555** | Samduck Precious Metals | **No** | No |
| **Gold** | **CID001562** | Samwon Metals Corp. | **No** | No |
| **Gold** | **CID001585** | SEMPSA Joyeria Plateria S.A. | **Yes** | No |
| **Gold** | **CID001619** | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | **No** | No |
| **Gold** | **CID001622** | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | **Yes** | No |
| **Gold** | **CID001736** | Sichuan Tianze Precious Metals Co., Ltd. | **Yes** | No |
| **Gold** | **CID001761** | Solar Applied Materials Technology Corp. | **Yes** | No |
| **Gold** | **CID001798** | Sumitomo Metal Mining Co., Ltd. | **Yes** | No |
| **Gold** | **CID001810** | Super Dragon Technology Co., Ltd. | **No** | No |
| **Gold** | **CID001875** | Tanaka Kikinzoku Kogyo K.K. | **Yes** | No |
| **Gold** | **CID001909** | Great Wall Precious Metals Co., Ltd. of CBPM | **No** | No |
| **Gold** | **CID001916** | Shandong Gold Smelting Co., Ltd. | **Yes** | No |
| **Gold** | **CID001938** | Tokuriki Honten Co., Ltd. | **Yes** | No |
| **Gold** | **CID001947** | Tongling Nonferrous Jinguan (Ausmelt) Copper Industry | **No** | No |
| **Gold** | **CID001955** | Torecom | **No** | No |
| **Gold** | **CID001980** | Umicore S.A. Business Unit Precious Metals Refining | **Yes** | No |
| **Gold** | **CID001993** | United Precious Metal Refining, Inc. | **Yes** | No |
| **Gold** | **CID002003** | Valcambi S.A. | **Yes** | No |
| **Gold** | **CID002030** | Gold Corporation - The Perth Mint | **Yes** | No |
| **Gold** | **CID002100** | Yamakin Co., Ltd. | **Yes** | No |
| **Gold** | **CID002129** | Yokohama Metal Co., Ltd. | **Yes** | No |
| **Gold** | **CID002224** | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | **Yes** | No |
| **Gold** | **CID002243** | Zijin Mining Group Gold Smelting Co. Ltd. | **Yes** | No |
| **Gold** | **CID002282** | Morris and Watson | **No** | No |
| **Gold** | **CID002290** | SAFINA A.S. | **Yes** | No |
| **Gold** | **CID002314** | Umicore Precious Metals Thailand | **No** | No |
| **Gold** | **CID002509** | MMTC-PAMP India Pvt., Ltd. | **Yes** | No |
| **Gold** | **CID002511** | KGHM Polska Miedz Spolka Akcyjna | **Yes** | No |
| **Gold** | **CID002516** | Singway Technology Co., Ltd. | **No** | No |
| **Gold** | **CID002525** | Shandong Humon Smelting Co., Ltd. | **No** | No |
| **Gold** | **CID002527** | Shenzhen Zhonghenglong Real Industry Co., Ltd. | **No** | No |
| **Gold** | **CID002560** | Al Etihad Gold Refinery DMCC | **No** | No |
| **Gold** | **CID002561** | Emirates Gold DMCC | **No** | No |
| **Gold** | **CID002562** | International Precious Metal Refiners | **No** | No |
| **Gold** | **CID002580** | T.C.A S.p.A | **Yes** | No |
| **Gold** | **CID002582** | REMONDIS PMR B.V. | **Yes** | No |
| **Gold** | **CID002584** | Fujairah Gold FZC | **No** | No |

---

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---

| | | | | |
|:---|:---|:---|:---|:---|
| **Gold** | **CID002588** | Shirpur Gold Refinery Ltd. | **No** | No |
| **Gold** | **CID002605** | Korea Zinc Co., Ltd. | **Yes** | No |
| **Gold** | **CID002606** | Marsam Metals | **No** | No |
| **Gold** | **CID002615** | TOO Tau-Ken-Altyn | **Yes** | No |
| **Gold** | **CID002708** | Abington Reldan Metals, LLC | **Yes** | No |
| **Gold** | **CID002761** | SAAMP | **No** | No |
| **Gold** | **CID002762** | L'Orfebre S.A. | **No** | No |
| **Gold** | **CID002763** | 8853 S.p.A. | **No** | No |
| **Gold** | **CID002765** | Italpreziosi | **Yes** | No |
| **Gold** | **CID002778** | WIELAND Edelmetalle GmbH | **Yes** | No |
| **Gold** | **CID002779** | Oegussa Oesterreichische Gold- und Silber-Scheideanstalt Gesm.b.H. | **No** | Yes |
| **Gold** | **CID002850** | AU Traders and Refiners | **No** | No |
| **Gold** | **CID002852** | GGC Gujrat Gold Centre Pvt. Ltd. | **No** | No |
| **Gold** | **CID002857** | Modeltech Sdn Bhd | **No** | No |
| **Gold** | **CID002863** | Bangalore Refinery | **Yes** | No |
| **Gold** | **CID002867** | Degussa Sonne / Mond Goldhandel GmbH | **No** | No |
| **Gold** | **CID002872** | Pease & Curren | **No** | No |
| **Gold** | **CID002893** | JALAN & Company | **No** | No |
| **Gold** | **CID002918** | SungEel HiMetal Co., Ltd. | **Yes** | No |
| **Gold** | **CID002919** | Planta Recuperadora de Metales SpA | **Yes** | No |
| **Gold** | **CID002920** | ABC Refinery Pty Ltd. | **No** | No |
| **Gold** | **CID002973** | Safimet S.p.A | **No** | No |
| **Gold** | **CID003153** | State Research Institute Center for Physical Sciences and Technology | **No** | No |
| **Gold** | **CID003186** | Gold Coast Refinery | **No** | No |
| **Gold** | **CID003189** | NH Recytech Company | **Yes** | No |
| **Gold** | **CID003324** | QG Refining, LLC | **No** | No |
| **Gold** | **CID003348** | Dijllah Gold Refinery FZC | **No** | No |
| **Gold** | **CID003382** | CGR Metalloys Pvt Ltd. | **No** | No |
| **Gold** | **CID003424** | Eco-System Recycling Co., Ltd. North Plant | **Yes** | No |
| **Gold** | **CID003425** | Eco-System Recycling Co., Ltd. West Plant | **Yes** | No |
| **Gold** | **CID003461** | Augmont Enterprises Private Limited | **No** | No |
| **Gold** | **CID003463** | Kundan Care Products Ltd. | **No** | No |
| **Gold** | **CID003487** | Emerald Jewel Industry India Limited (Unit 1) | **No** | No |
| **Gold** | **CID003488** | Emerald Jewel Industry India Limited (Unit 2) | **No** | No |
| **Gold** | **CID003489** | Emerald Jewel Industry India Limited (Unit 3) | **No** | No |
| **Gold** | **CID003490** | Emerald Jewel Industry India Limited (Unit 4) | **No** | No |
| **Gold** | **CID003497** | K.A. Rasmussen | **No** | No |
| **Gold** | **CID003500** | Alexy Metals | **No** | No |
| **Gold** | **CID003548** | MD Overseas | **No** | No |
| **Gold** | **CID003557** | Metallix Refining Inc. | **No** | No |

---

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---

| | | | | |
|:---|:---|:---|:---|:---|
| **Gold** | **CID003575** | Metal Concentrators SA (Pty) Ltd. | **Yes** | No |
| **Gold** | **CID003615** | WEEEREFINING | **No** | No |
| **Gold** | **CID003641** | Gold by Gold Colombia | **Yes** | No |
| **Gold** | **CID002750** | Shenzhen CuiLu Gold Co., Ltd. | **No** | No |
| **Gold** | **CID002760** | Albino Mountinho Lda. | **No** | No |
| **Gold** | **CID003663** | Dongwu Gold Group | **No** | No |
| **Gold** | **CID003666** | SAM Precious Metals FZ-LLC | **No** | No |
| **Gold** | **CID004010** | Coimpa Industrial LTDA | **Yes** | No |
| **Gold** | **CID004435** | SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD. | **No** | No |
| **Gold** | **CID004506** | GG Refinery Ltd. | **Yes** | No |
| **Gold** | **CID004604** | Impala Platinum - Base Metal Refinery (BMR) | **Yes** | No |
| **Gold** | **CID004610** | Impala Platinum - Rustenburg Smelter | **Yes** | No |
| **Gold** | **CID003690** | NOBLE METAL SERVICES | **No** | No |
| **Gold** | **CID004491** | TITAN COMPANY LIMITED, JEWELLERY DIVISION | **No** | No |
| **Gold** | **CID004697** | Attero Recycling Pvt Ltd | **No** | No |
| **Gold** | **CID004714** | Impala Platinum - Platinum Metals Refinery (PMR) | **Yes** | No |
| **Gold** | **CID004755** | Elite Industech Co., Ltd. | **Yes** | No |
| **Gold** | **CID005014** | Minera Titan del Peru SRL (MTP) - Belen Plant | **No** | Yes |
| **Tantalum** | **CID000211** | Changsha South Tantalum Niobium Co., Ltd. | **Yes** | No |
| **Tantalum** | **CID000460** | F&X Electro-Materials Ltd. | **Yes** | No |
| **Tantalum** | **CID000616** | XIMEI RESOURCES (GUANGDONG) LIMITED | **Yes** | No |
| **Tantalum** | **CID000914** | JiuJiang JinXin Nonferrous Metals Co., Ltd. | **Yes** | No |
| **Tantalum** | **CID000917** | Jiujiang Tanbre Co., Ltd. | **Yes** | No |
| **Tantalum** | **CID001076** | AMG Brasil | **Yes** | No |
| **Tantalum** | **CID001163** | Metallurgical Products India Pvt., Ltd. | **Yes** | No |
| **Tantalum** | **CID001175** | Mineracao Taboca S.A. | **Yes** | No |
| **Tantalum** | **CID001192** | Mitsui Kinzoku Company, Limited | **Yes** | No |
| **Tantalum** | **CID001200** | NPM Silmet OU | **Yes** | No |
| **Tantalum** | **CID001277** | Ningxia Orient Tantalum Industry Co., Ltd. | **Yes** | No |
| **Tantalum** | **CID001522** | Yanling Jincheng Tantalum & Niobium Co., Ltd. | **Yes** | No |
| **Tantalum** | **CID001869** | Taki Chemical Co., Ltd. | **Yes** | No |
| **Tantalum** | **CID001891** | Telex Metals | **Yes** | No |
| **Tantalum** | **CID001969** | Ulba Metallurgical Plant JSC | **Yes** | No |
| **Tantalum** | **CID002492** | Hengyang King Xing Lifeng New Materials Co., Ltd. | **Yes** | No |
| **Tantalum** | **CID002504** | D Block Metals, LLC | **Yes** | No |
| **Tantalum** | **CID002505** | FIR Metals & Resource Ltd. | **Yes** | No |
| **Tantalum** | **CID002506** | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | **Yes** | No |
| **Tantalum** | **CID002508** | XinXing HaoRong Electronic Material Co., Ltd. | **Yes** | No |
| **Tantalum** | **CID002512** | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | **Yes** | No |
| **Tantalum** | **CID002539** | KEMET de Mexico | **Yes** | No |
| **Tantalum** | **CID002544** | TANIOBIS Co., Ltd. | **Yes** | No |

---

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| | | | | |
|:---|:---|:---|:---|:---|
| **Tantalum** | **CID002545** | TANIOBIS GmbH | **Yes** | No |
| **Tantalum** | **CID002548** | Materion Newton Inc. | **Yes** | No |
| **Tantalum** | **CID002549** | TANIOBIS Japan Co., Ltd. | **Yes** | No |
| **Tantalum** | **CID002550** | TANIOBIS Smelting GmbH & Co. KG | **Yes** | No |
| **Tantalum** | **CID002557** | Global Advanced Metals Boyertown | **Yes** | No |
| **Tantalum** | **CID002558** | Global Advanced Metals Aizu | **Yes** | No |
| **Tantalum** | **CID002707** | Resind Industria e Comercio Ltda. | **Yes** | No |
| **Tantalum** | **CID002842** | Jiangxi Tuohong New Raw Material | **Yes** | No |
| **Tantalum** | **CID000291** | Guangdong Rising Rare Metals-EO Materials Ltd. | **Yes** | No |
| **Tantalum** | **CID003926** | 5D Production OU | **No** | No |
| **Tantalum** | **CID004054** | PowerX Ltd. | **Yes** | No |
| **Tantalum** | **CID004431** | CMT Rare Metal Advanced Materials (Hunan) Co., Ltd. | **Yes** | No |
| **Tantalum** | **CID004813** | Jiangxi Suns Nonferrous Materials Co. Ltd. | **No** | Yes |
| **Tin** | **CID000228** | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | **Yes** | No |
| **Tin** | **CID000292** | Alpha Assembly Solutions Inc | **Yes** | No |
| **Tin** | **CID000309** | PT Aries Kencana Sejahtera | **No** | No |
| **Tin** | **CID000313** | PT Premium Tin Indonesia | **Yes** | No |
| **Tin** | **CID000402** | Dowa | **Yes** | No |
| **Tin** | **CID000438** | Empresa Metallurgica Vinto | **Yes** | No |
| **Tin** | **CID000448** | Estanho de Rondonia S.A. | **Yes** | No |
| **Tin** | **CID000468** | Fenix Metals | **Yes** | No |
| **Tin** | **CID000538** | Gejiu Non-Ferrous Metal Processing Co., Ltd. | **Yes** | No |
| **Tin** | **CID000555** | Gejiu Zili Mining And Metallurgy Co., Ltd. | **No** | No |
| **Tin** | **CID000942** | Gejiu Kai Meng Industry and Trade LLC | **No** | No |
| **Tin** | **CID001070** | China Tin Group Co., Ltd. | **Yes** | No |
| **Tin** | **CID001142** | Metallic Resources, Inc. | **Yes** | No |
| **Tin** | **CID001173** | Mineracao Taboca S.A. | **Yes** | No |
| **Tin** | **CID001182** | Minsur | **Yes** | No |
| **Tin** | **CID001191** | Mitsubishi Materials Corporation | **Yes** | No |
| **Tin** | **CID001231** | Jiangxi New Nanshan Technology Ltd. | **No** | Yes |
| **Tin** | **CID001314** | O.M. Manufacturing (Thailand) Co., Ltd. | **Yes** | No |
| **Tin** | **CID001337** | Operaciones Metalurgicas S.A. | **Yes** | No |
| **Tin** | **CID001399** | PT Artha Cipta Langgeng | **No** | Yes |
| **Tin** | **CID001453** | PT Mitra Stania Prima | **Yes** | No |
| **Tin** | **CID001458** | PT Prima Timah Utama | **Yes** | No |
| **Tin** | **CID001477** | PT Timah Tbk Kundur | **Yes** | No |
| **Tin** | **CID001482** | PT Timah Tbk Mentok | **Yes** | No |
| **Tin** | **CID001539** | Rui Da Hung | **Yes** | No |
| **Tin** | **CID001898** | Thaisarco | **Yes** | No |
| **Tin** | **CID001908** | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | **No** | No |
| **Tin** | **CID002015** | VQB Mineral and Trading Group JSC | **No** | No |
| **Tin** | **CID002036** | White Solder Metalurgia e Mineracao Ltda. | **Yes** | No |

---

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| | | | | |
|:---|:---|:---|:---|:---|
| **Tin** | **CID002158** | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | **No** | No |
| **Tin** | **CID002180** | Tin Smelting Branch of Yunnan Tin Co., Ltd. | **Yes** | No |
| **Tin** | **CID002468** | Magnu's Minerais Metais e Ligas Ltda. | **Yes** | No |
| **Tin** | **CID002500** | Melt Metais e Ligas S.A. | **No** | No |
| **Tin** | **CID002503** | PT ATD Makmur Mandiri Jaya | **Yes** | No |
| **Tin** | **CID002517** | O.M. Manufacturing Philippines, Inc. | **Yes** | No |
| **Tin** | **CID002570** | CV Ayi Jaya | **Yes** | No |
| **Tin** | **CID002572** | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | **No** | No |
| **Tin** | **CID002573** | Nghe Tinh Non-Ferrous Metals Joint Stock Company | **No** | No |
| **Tin** | **CID002574** | Tuyen Quang Non-Ferrous Metals Joint Stock Company | **No** | No |
| **Tin** | **CID002593** | PT Rajehan Ariq | **Yes** | No |
| **Tin** | **CID002696** | PT Cipta Persada Mulia | **Yes** | No |
| **Tin** | **CID002703** | An Vinh Joint Stock Mineral Processing Company | **No** | No |
| **Tin** | **CID002706** | Resind Industria e Comercio Ltda. | **Yes** | No |
| **Tin** | **CID002756** | Super Ligas | **Yes** | No |
| **Tin** | **CID002773** | Aurubis Beerse | **Yes** | No |
| **Tin** | **CID002774** | Aurubis Berango | **Yes** | No |
| **Tin** | **CID002776** | PT Bangka Prima Tin | **Yes** | No |
| **Tin** | **CID002858** | Modeltech Sdn Bhd | **No** | No |
| **Tin** | **CID003116** | Guangdong Hanhe Non-ferrous Metal Limited Company | **Yes** | No |
| **Tin** | **CID003190** | Chifeng Dajingzi Tin Industry Co., Ltd. | **Yes** | No |
| **Tin** | **CID003325** | Tin Technology & Refining | **Yes** | No |
| **Tin** | **CID003356** | Dongguan CiEXPO Environmental Engineering Co., Ltd. | **No** | No |
| **Tin** | **CID003379** | Ma'anshan Weitai Tin Co., Ltd. | **No** | No |
| **Tin** | **CID003380** | PT Masbro Alam Stania | **No** | No |
| **Tin** | **CID003387** | Luna Smelter, Ltd. | **Yes** | No |
| **Tin** | **CID003397** | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | **Yes** | No |
| **Tin** | **CID003409** | Precious Minerals and Smelting Limited | **No** | No |
| **Tin** | **CID003410** | Gejiu City Fuxiang Industry and Trade Co., Ltd. | **No** | No |
| **Tin** | **CID003449** | PT Mitra Sukses Globalindo | **Yes** | No |
| **Tin** | **CID003486** | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | **No** | Yes |
| **Tin** | **CID003524** | CRM Synergies EMEA, S.L.U. | **Yes** | No |
| **Tin** | **CID003582** | Fabrica Auricchio Industria e Comercio Ltda. | **Yes** | No |
| **Tin** | **CID003868** | PT Putera Sarana Shakti (PT PSS) | **Yes** | No |
| **Tin** | **CID004065** | Mining Minerals Resources SARL | **Yes** | No |
| **Tin** | **CID004403** | Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. | **Yes** | No |
| **Tin** | **CID004434** | Malaysia Smelting Corporation Berhad (Port Klang) | **Yes** | No |
| **Tin** | **CID000377** | Dongguan Best Alloys Co., Ltd. | **Yes** | No |
| **Tin** | **CID004724** | Woodcross Smelting Company Limited | **Yes** | No |

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| | | | | |
|:---|:---|:---|:---|:---|
| **Tin** | **CID004754** | Global Advanced Metals Greenbushes Pty Ltd. | **Yes** | No |
| **Tin** | **CID004796** | Longnan Chuangyue Environmental Protection Technology Development Co., Ltd | **No** | No |
| **Tin** | **CID005189** | P Kay Metal, Inc | **Yes** | No |
| **Tin** | **CID004692** | RIKAYAA GREENTECH PRIVATE LIMITED | **No** | No |
| **Tungsten** | **CID000004** | A.L.M.T. Corp. | **Yes** | No |
| **Tungsten** | **CID000105** | Kennametal Huntsville | **Yes** | No |
| **Tungsten** | **CID000218** | Guangdong Xianglu Tungsten Co., Ltd. | **Yes** | No |
| **Tungsten** | **CID000258** | Chongyi Zhangyuan Tungsten Co., Ltd. | **Yes** | No |
| **Tungsten** | **CID000281** | CNMC (Guangxi) PGMA Co., Ltd. | **No** | No |
| **Tungsten** | **CID000568** | Global Tungsten & Powders LLC | **Yes** | No |
| **Tungsten** | **CID000769** | Hunan Jintai New Material Co., Ltd. | **No** | No |
| **Tungsten** | **CID000825** | Japan New Metals Co., Ltd. | **Yes** | No |
| **Tungsten** | **CID000966** | Kennametal Fallon | **Yes** | No |
| **Tungsten** | **CID002044** | Wolfram Bergbau und Hutten AG | **Yes** | No |
| **Tungsten** | **CID002082** | Xiamen Tungsten Co., Ltd. | **Yes** | No |
| **Tungsten** | **CID002313** | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | **No** | No |
| **Tungsten** | **CID002315** | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | **No** | No |
| **Tungsten** | **CID002316** | Jiangxi Yaosheng Tungsten Co., Ltd. | **Yes** | No |
| **Tungsten** | **CID002317** | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | **Yes** | No |
| **Tungsten** | **CID002318** | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | **Yes** | No |
| **Tungsten** | **CID002319** | Malipo Haiyu Tungsten Co., Ltd. | **Yes** | No |
| **Tungsten** | **CID002320** | Xiamen Tungsten (H.C.) Co., Ltd. | **Yes** | No |
| **Tungsten** | **CID002321** | Jiangxi Gan Bei Tungsten Co., Ltd. | **Yes** | No |
| **Tungsten** | **CID002494** | Ganzhou Seadragon W & Mo Co., Ltd. | **Yes** | No |
| **Tungsten** | **CID002502** | Asia Tungsten Products Vietnam Ltd. | **Yes** | No |
| **Tungsten** | **CID002513** | Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | **No** | No |
| **Tungsten** | **CID002541** | H.C. Starck Tungsten GmbH | **Yes** | No |
| **Tungsten** | **CID002542** | TANIOBIS Smelting GmbH & Co. KG | **Yes** | No |
| **Tungsten** | **CID002543** | Masan High-Tech Materials | **Yes** | No |
| **Tungsten** | **CID002551** | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | **Yes** | No |
| **Tungsten** | **CID002589** | Niagara Refining LLC | **Yes** | No |
| **Tungsten** | **CID002641** | China Molybdenum Tungsten Co., Ltd. | **Yes** | No |
| **Tungsten** | **CID003407** | Lianyou Metals Co., Ltd. | **Yes** | No |
| **Tungsten** | **CID003417** | Hubei Green Tungsten Co., Ltd. | **Yes** | No |
| **Tungsten** | **CID003427** | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | **No** | No |
| **Tungsten** | **CID003468** | Cronimet Brasil Ltda | **Yes** | No |
| **Tungsten** | **CID003609** | Fujian Xinlu Tungsten Co., Ltd. | **No** | No |
| **Tungsten** | **CID003662** | YUDU ANSHENG TUNGSTEN CO., LTD. | **No** | No |
| **Tungsten** | **CID003993** | Tungsten Vietnam Joint Stock Company | **Yes** | No |

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| | | | | |
|:---|:---|:---|:---|:---|
| **Tungsten** | **CID004034** | Nam Viet Cromit Joint Stock Company | **No** | No |
| **Tungsten** | **CID004397** | Lianyou Resources Co., Ltd. | **Yes** | No |
| **Tungsten** | **CID004430** | Shinwon Tungsten (Fujian Shanghang) Co., Ltd. | **Yes** | No |
| **Tungsten** | **CID004438** | Philippine Carreytech Metal Corp. | **No** | No |
| **Tungsten** | **CID004619** | KENEE MINING VIETNAM COMPANY LIMITED | **Yes** | No |
| **Tungsten** | **CID005012** | Jing Yuan Tungsten Technology Co., Ltd. | **Yes** | No |
| **Tungsten** | **CID005068** | S.P.T. spol.s r.o. | **Yes** | No |
| **Tungsten** | **CID005248** | Tungamoy Metals Inc. | **Yes** | No |
| **Tungsten** | **CID002660** | Uzbekistan Technological Metallurgical Complex JSC | **No** | Yes |

---

**9.** **Data sources used** 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• RMI Reasonable Country of Origin Inquiry report – version 78, March 27, 2026.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• CMRTs received from priority suppliers until 14 April 2026.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• RMI smelter reference list, as included in the CMRT version 6.5 (released April 25, 2025).

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Smelter database information available to the RMI members – version from April 14, 2026.

**10.** **Abbreviations** 

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| | |
|:---|:---|
| **Abbreviation** | **Term** |
| 3TG | Tin, tantalum, tungsten, and gold |
| CAHRA | Conflict-Affected and high-risk areas |
| Covered Countries | Democratic Republic of the Congo or an adjoining country |
| CMRT | Conflict Minerals Reporting Template |
| DRC | Democratic Republic of Congo |
| EPRM | European Partnership for Responsible Minerals |
| Form SD | Specialized Disclosure Form |
| GBP | General Business Principles |
| GeSI | Global e-Sustainability Initiative |
| OECD | Organization for Economic Cooperation and Development |
| RBA | Responsible Business Alliance |
| RCOI | Reasonable Country of Origin Inquiry |
| RMAP | Responsible Minerals Assurance Process |
| RMI | Responsible Minerals Initiative |
| SEC | Securities and Exchange Commission |
| SSD | Supplier Sustainability Declaration |

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