# EDGAR Filing Document

**Accession Number:** 0001907254
**File Stem:** 0001907254-23-000001
**Filing Date:** 2023-2
**Character Count:** 22229
**Document Hash:** 88f459c184b9130612bbc0803275c453
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001907254-23-000001.hdr.sgml**: 20230202

**ACCESSION NUMBER**: 0001907254-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230202

**DATE AS OF CHANGE**: 20230202

**EFFECTIVENESS DATE**: 20230202

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** WEALTH EFFECTS LLC
- **CENTRAL INDEX KEY:** 0001907254
- **IRS NUMBER:** 871225689
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-21668
- **FILM NUMBER:** 23580514

**BUSINESS ADDRESS:**
- **STREET 1:** 256 FRANKLIN STREET
- **STREET 2:** SUITE 1702
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02110
- **BUSINESS PHONE:** 617-465-2560

**MAIL ADDRESS:**
- **STREET 1:** 256 FRANKLIN STREET
- **STREET 2:** SUITE 1702
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02110

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** WEALTH EFFECTS LLC<br>**Address:** 256 FRANKLIN STREET<br>SUITE 1702<br>BOSTON, MA 02110

**Form 13F File Number:** 028-21668

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** WILLIAM A. LIBERTI<br>**Title:** CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER<br>**Phone:** 617-465-2560

**Signature, Place, and Date of Signing:**

WILLIAM A. LIBERTI  BOSTON, MA  02-02-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 191

**Form 13F Information Table Value Total:** $173690552

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AVADEL PHARMACEUTICALS PLC | SPONSORED ADR | 05337M104 |  | 18006720 | 2514905 | SH |  | SOLE |  | 0 | 0 | 2514905 |
| APPLE INC | COM | 037833100 |  | 12434724 | 95703 | SH |  | SOLE |  | 0 | 0 | 95703 |
| ARROWHEAD PHARMACEUTICALS IN | COM | 04280A100 |  | 6311951 | 155620 | SH |  | SOLE |  | 0 | 0 | 155620 |
| MICROSOFT CORP | COM | 594918104 |  | 5073736 | 21156 | SH |  | SOLE |  | 0 | 0 | 21156 |
| AMAZON COM INC | COM | 023135106 |  | 4879941 | 58095 | SH |  | SOLE |  | 0 | 0 | 58095 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 4876592 | 25507 | SH |  | SOLE |  | 0 | 0 | 25507 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 4279005 | 31909 | SH |  | SOLE |  | 0 | 0 | 31909 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 3707094 | 25367 | SH |  | SOLE |  | 0 | 0 | 25367 |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 33739Q200 |  | 3598245 | 75896 | SH |  | SOLE |  | 0 | 0 | 75896 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 2978645 | 33760 | SH |  | SOLE |  | 0 | 0 | 33760 |
| PFIZER INC | COM | 717081103 |  | 2761484 | 53893 | SH |  | SOLE |  | 0 | 0 | 53893 |
| CHEVRON CORP NEW | COM | 166764100 |  | 2492904 | 13889 | SH |  | SOLE |  | 0 | 0 | 13889 |
| ABBVIE INC | COM | 00287Y109 |  | 2344807 | 14509 | SH |  | SOLE |  | 0 | 0 | 14509 |
| THE TRADE DESK INC | COM CL A | 88339J105 |  | 2211688 | 49335 | SH |  | SOLE |  | 0 | 0 | 49335 |
| BLACKSTONE INC | COM | 09260D107 |  | 2188079 | 29493 | SH |  | SOLE |  | 0 | 0 | 29493 |
| BEYOND AIR INC | COM | 08862L103 |  | 2115416 | 325950 | SH |  | SOLE |  | 0 | 0 | 325950 |
| ISHARES TR | CORE S ETF | 464287200 |  | 1992513 | 5186 | SH |  | SOLE |  | 0 | 0 | 5186 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 1872418 | 10600 | SH |  | SOLE |  | 0 | 0 | 10600 |
| MERCK  CO INC | COM | 58933Y105 |  | 1811667 | 16329 | SH |  | SOLE |  | 0 | 0 | 16329 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 1740369 | 3283 | SH |  | SOLE |  | 0 | 0 | 3283 |
| ISHARES TR | CORE S TTL STK | 464287150 |  | 1689572 | 19924 | SH |  | SOLE |  | 0 | 0 | 19924 |
| 3-D SYS CORP DEL | COM NEW | 88554D205 |  | 1667035 | 225275 | SH |  | SOLE |  | 0 | 0 | 225275 |
| CVS HEALTH CORP | COM | 126650100 |  | 1631475 | 17507 | SH |  | SOLE |  | 0 | 0 | 17507 |
| GLOBAL X FDS | NASDAQ 100 COVER | 37954Y483 |  | 1517447 | 95377 | SH |  | SOLE |  | 0 | 0 | 95377 |
| GENERAL MLS INC | COM | 370334104 |  | 1512100 | 18033 | SH |  | SOLE |  | 0 | 0 | 18033 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 1508333 | 9952 | SH |  | SOLE |  | 0 | 0 | 9952 |
| UNITED RENTALS INC | COM | 911363109 |  | 1490987 | 4195 | SH |  | SOLE |  | 0 | 0 | 4195 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 1485205 | 6140 | SH |  | SOLE |  | 0 | 0 | 6140 |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 33738R506 |  | 1484241 | 33794 | SH |  | SOLE |  | 0 | 0 | 33794 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 1455382 | 4712 | SH |  | SOLE |  | 0 | 0 | 4712 |
| BOEING CO | COM | 097023105 |  | 1443009 | 7575 | SH |  | SOLE |  | 0 | 0 | 7575 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 1405488 | 12742 | SH |  | SOLE |  | 0 | 0 | 12742 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 1366729 | 9701 | SH |  | SOLE |  | 0 | 0 | 9701 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 |  | 1147213 | 5415 | SH |  | SOLE |  | 0 | 0 | 5415 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 1109238 | 5205 | SH |  | SOLE |  | 0 | 0 | 5205 |
| BANK AMERICA CORP | COM | 060505104 |  | 1056242 | 31891 | SH |  | SOLE |  | 0 | 0 | 31891 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 1045927 | 26546 | SH |  | SOLE |  | 0 | 0 | 26546 |
| DEVON ENERGY CORP NEW | COM | 25179M103 |  | 1038590 | 16885 | SH |  | SOLE |  | 0 | 0 | 16885 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 1025079 | 18812 | SH |  | SOLE |  | 0 | 0 | 18812 |
| ORGANON  CO | COMMON STOCK | 68622V106 |  | 989352 | 35423 | SH |  | SOLE |  | 0 | 0 | 35423 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 983081 | 2798 | SH |  | SOLE |  | 0 | 0 | 2798 |
| EAGLE MATLS INC | COM | 26969P108 |  | 973254 | 7326 | SH |  | SOLE |  | 0 | 0 | 7326 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 958781 | 13326 | SH |  | SOLE |  | 0 | 0 | 13326 |
| PAGERDUTY INC | COM | 69553P100 |  | 930662 | 35040 | SH |  | SOLE |  | 0 | 0 | 35040 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 923339 | 12280 | SH |  | SOLE |  | 0 | 0 | 12280 |
| VISA INC | COM CL A | 92826C839 |  | 912090 | 4390 | SH |  | SOLE |  | 0 | 0 | 4390 |
| HOME DEPOT INC | COM | 437076102 |  | 905719 | 2867 | SH |  | SOLE |  | 0 | 0 | 2867 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 870420 | 6000 | SH |  | SOLE |  | 0 | 0 | 6000 |
| TESLA INC | COM | 88160R101 |  | 849080 | 6893 | SH |  | SOLE |  | 0 | 0 | 6893 |
| ISHARES TR | CORE MSCI TOTAL | 46432F834 |  | 841006 | 14530 | SH |  | SOLE |  | 0 | 0 | 14530 |
| INDIE SEMICONDUCTOR INC | CLASS A COM | 45569U101 |  | 839525 | 144001 | SH |  | SOLE |  | 0 | 0 | 144001 |
| CATERPILLAR INC | COM | 149123101 |  | 794470 | 3316 | SH |  | SOLE |  | 0 | 0 | 3316 |
| ABBOTT LABS | COM | 002824100 |  | 793038 | 7223 | SH |  | SOLE |  | 0 | 0 | 7223 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 774135 | 2907 | SH |  | SOLE |  | 0 | 0 | 2907 |
| WALMART INC | COM | 931142103 |  | 744700 | 5252 | SH |  | SOLE |  | 0 | 0 | 5252 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 744179 | 8387 | SH |  | SOLE |  | 0 | 0 | 8387 |
| AMGEN INC | COM | 031162100 |  | 729827 | 2779 | SH |  | SOLE |  | 0 | 0 | 2779 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 715100 | 7556 | SH |  | SOLE |  | 0 | 0 | 7556 |
| EATON VANCE TAX-MANAGED DIVE | COM | 27828N102 |  | 711547 | 65520 | SH |  | SOLE |  | 0 | 0 | 65520 |
| PEPSICO INC | COM | 713448108 |  | 700444 | 3877 | SH |  | SOLE |  | 0 | 0 | 3877 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 699933 | 20015 | SH |  | SOLE |  | 0 | 0 | 20015 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 677408 | 8213 | SH |  | SOLE |  | 0 | 0 | 8213 |
| DIGITALOCEAN HLDGS INC | COM | 25402D102 |  | 662347 | 26005 | SH |  | SOLE |  | 0 | 0 | 26005 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 659829 | 6538 | SH |  | SOLE |  | 0 | 0 | 6538 |
| BLACKROCK SCIENCE  TECHNOLO | SHS | 09258G104 |  | 659224 | 23237 | SH |  | SOLE |  | 0 | 0 | 23237 |
| IRIDIUM COMMUNICATIONS INC | COM | 46269C102 |  | 657920 | 12800 | SH |  | SOLE |  | 0 | 0 | 12800 |
| GENERAC HLDGS INC | COM | 368736104 |  | 648754 | 6445 | SH |  | SOLE |  | 0 | 0 | 6445 |
| INTEL CORP | COM | 458140100 |  | 635904 | 24060 | SH |  | SOLE |  | 0 | 0 | 24060 |
| TEKLA WORLD HEALTHCARE FD | BEN INT SHS | 87911L108 |  | 616033 | 42050 | SH |  | SOLE |  | 0 | 0 | 42050 |
| FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 33733E203 |  | 596791 | 3872 | SH |  | SOLE |  | 0 | 0 | 3872 |
| SUNOPTA INC | COM | 8676EP108 |  | 595780 | 70590 | SH |  | SOLE |  | 0 | 0 | 70590 |
| ENOVIX CORPORATION | COM | 293594107 |  | 566038 | 45501 | SH |  | SOLE |  | 0 | 0 | 45501 |
| KINDER MORGAN INC DEL | COM | 49456B101 |  | 562725 | 31124 | SH |  | SOLE |  | 0 | 0 | 31124 |
| EATON VANCE TAX-MANAGED BUY- | COM | 27828Y108 |  | 556450 | 45314 | SH |  | SOLE |  | 0 | 0 | 45314 |
| ESSENTIAL UTILS INC | COM | 29670G102 |  | 543273 | 11382 | SH |  | SOLE |  | 0 | 0 | 11382 |
| ORACLE CORP | COM | 68389X105 |  | 538667 | 6590 | SH |  | SOLE |  | 0 | 0 | 6590 |
| DLH HLDGS CORP | COM | 23335Q100 |  | 526432 | 44368 | SH |  | SOLE |  | 0 | 0 | 44368 |
| SPDR SER TR | S HOMEBUILD | 78464A888 |  | 519276 | 8609 | SH |  | SOLE |  | 0 | 0 | 8609 |
| PITNEY BOWES INC | COM | 724479100 |  | 516466 | 135912 | SH |  | SOLE |  | 0 | 0 | 135912 |
| FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 |  | 501223 | 18779 | SH |  | SOLE |  | 0 | 0 | 18779 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 500868 | 5991 | SH |  | SOLE |  | 0 | 0 | 5991 |
| PURE CYCLE CORP | COM NEW | 746228303 |  | 498848 | 47600 | SH |  | SOLE |  | 0 | 0 | 47600 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 493414 | 5804 | SH |  | SOLE |  | 0 | 0 | 5804 |
| ISHARES TR | RUSSELL 3000 ETF | 464287689 |  | 486599 | 2205 | SH |  | SOLE |  | 0 | 0 | 2205 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 476309 | 1043 | SH |  | SOLE |  | 0 | 0 | 1043 |
| FS KKR CAP CORP | COM | 302635206 |  | 472938 | 27025 | SH |  | SOLE |  | 0 | 0 | 27025 |
| LIPOCINE INC NEW | COM | 53630X104 |  | 468940 | 1178834 | SH |  | SOLE |  | 0 | 0 | 1178834 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 466024 | 5328 | SH |  | SOLE |  | 0 | 0 | 5328 |
| CHENIERE ENERGY INC | COM NEW | 16411R208 |  | 462783 | 3086 | SH |  | SOLE |  | 0 | 0 | 3086 |
| REGIONS FINANCIAL CORP NEW | COM | 7591EP100 |  | 456610 | 21179 | SH |  | SOLE |  | 0 | 0 | 21179 |
| FIRST TR EXCHANGE TRADED FD | WTR ETF | 33733B100 |  | 455032 | 5734 | SH |  | SOLE |  | 0 | 0 | 5734 |
| ALPS ETF TR | ALERIAN MLP | 00162Q452 |  | 453985 | 11925 | SH |  | SOLE |  | 0 | 0 | 11925 |
| EATON VANCE TAX-MANAGED GLOB | COM | 27829F108 |  | 446533 | 59143 | SH |  | SOLE |  | 0 | 0 | 59143 |
| DOLBY LABORATORIES INC | COM CL A | 25659T107 |  | 444402 | 6300 | SH |  | SOLE |  | 0 | 0 | 6300 |
| VANGUARD WORLD FDS | UTILITIES ETF | 92204A876 |  | 441116 | 2876 | SH |  | SOLE |  | 0 | 0 | 2876 |
| SEACOAST BKG CORP FLA | COM NEW | 811707801 |  | 433541 | 13900 | SH |  | SOLE |  | 0 | 0 | 13900 |
| STATE STR CORP | COM | 857477103 |  | 430824 | 5554 | SH |  | SOLE |  | 0 | 0 | 5554 |
| MODERNA INC | COM | 60770K107 |  | 425879 | 2371 | SH |  | SOLE |  | 0 | 0 | 2371 |
| DISNEY WALT CO | COM | 254687106 |  | 423236 | 4872 | SH |  | SOLE |  | 0 | 0 | 4872 |
| EATON VANCE ENHANCED EQUITY | COM | 278277108 |  | 422947 | 25556 | SH |  | SOLE |  | 0 | 0 | 25556 |
| ELASTIC N V | ORD SHS | N14506104 |  | 416893 | 8095 | SH |  | SOLE |  | 0 | 0 | 8095 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 406819 | 8900 | SH |  | SOLE |  | 0 | 0 | 8900 |
| HONEYWELL INTL INC | COM | 438516106 |  | 406304 | 1896 | SH |  | SOLE |  | 0 | 0 | 1896 |
| COHEN  STEERS REIT  PFD | COM | 19247X100 |  | 403537 | 19801 | SH |  | SOLE |  | 0 | 0 | 19801 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 400930 | 5378 | SH |  | SOLE |  | 0 | 0 | 5378 |
| DANAHER CORPORATION | COM | 235851102 |  | 397164 | 1496 | SH |  | SOLE |  | 0 | 0 | 1496 |
| APPLIED MATLS INC | COM | 038222105 |  | 391468 | 4020 | SH |  | SOLE |  | 0 | 0 | 4020 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 |  | 377815 | 7305 | SH |  | SOLE |  | 0 | 0 | 7305 |
| LILLY ELI  CO | COM | 532457108 |  | 376783 | 1030 | SH |  | SOLE |  | 0 | 0 | 1030 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 374737 | 980 | SH |  | SOLE |  | 0 | 0 | 980 |
| HOLOGIC INC | COM | 436440101 |  | 374050 | 5000 | SH |  | SOLE |  | 0 | 0 | 5000 |
| ARK ETF TR | INNOVATION ETF | 00214Q104 |  | 370447 | 11858 | SH |  | SOLE |  | 0 | 0 | 11858 |
| PEABODY ENERGY CORP | COM | 704551100 |  | 364596 | 13800 | SH |  | SOLE |  | 0 | 0 | 13800 |
| GLOBAL PARTNERS LP | COM UNITS | 37946R109 |  | 358131 | 10300 | SH |  | SOLE |  | 0 | 0 | 10300 |
| PIONEER NAT RES CO | COM | 723787107 |  | 356745 | 1562 | SH |  | SOLE |  | 0 | 0 | 1562 |
| AMERICAN INTL GROUP INC | COM NEW | 026874784 |  | 355743 | 5625 | SH |  | SOLE |  | 0 | 0 | 5625 |
| AT INC | COM | 00206R102 |  | 352002 | 19120 | SH |  | SOLE |  | 0 | 0 | 19120 |
| MCDONALDS CORP | COM | 580135101 |  | 351285 | 1333 | SH |  | SOLE |  | 0 | 0 | 1333 |
| SHOPIFY INC | CL A | 82509L107 |  | 343282 | 9890 | SH |  | SOLE |  | 0 | 0 | 9890 |
| TWILIO INC | CL A | 90138F102 |  | 341986 | 6985 | SH |  | SOLE |  | 0 | 0 | 6985 |
| BROADCOM INC | COM | 11135F101 |  | 337950 | 604 | SH |  | SOLE |  | 0 | 0 | 604 |
| BLACKROCK ENERGY  RES TR | COM | 09250U101 |  | 337067 | 26901 | SH |  | SOLE |  | 0 | 0 | 26901 |
| ZOETIS INC | CL A | 98978V103 |  | 332287 | 2267 | SH |  | SOLE |  | 0 | 0 | 2267 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 330579 | 600 | SH |  | SOLE |  | 0 | 0 | 600 |
| PURECYCLE TECHNOLOGIES INC | COM | 74623V103 |  | 324764 | 48042 | SH |  | SOLE |  | 0 | 0 | 48042 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 |  | 322334 | 1009 | SH |  | SOLE |  | 0 | 0 | 1009 |
| TJX COS INC NEW | COM | 872540109 |  | 321873 | 4044 | SH |  | SOLE |  | 0 | 0 | 4044 |
| CHUBB LIMITED | COM | H1467J104 |  | 315027 | 1428 | SH |  | SOLE |  | 0 | 0 | 1428 |
| CSX CORP | COM | 126408103 |  | 305029 | 9846 | SH |  | SOLE |  | 0 | 0 | 9846 |
| DELTA AIR LINES INC DEL | COM NEW | 247361702 |  | 304777 | 9275 | SH |  | SOLE |  | 0 | 0 | 9275 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 296193 | 4573 | SH |  | SOLE |  | 0 | 0 | 4573 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 296165 | 7173 | SH |  | SOLE |  | 0 | 0 | 7173 |
| DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 |  | 295260 | 27750 | SH |  | SOLE |  | 0 | 0 | 27750 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 294326 | 605 | SH |  | SOLE |  | 0 | 0 | 605 |
| IMPINJ INC | COM | 453204109 |  | 289327 | 2650 | SH |  | SOLE |  | 0 | 0 | 2650 |
| TRACTOR SUPPLY CO | COM | 892356106 |  | 287962 | 1280 | SH |  | SOLE |  | 0 | 0 | 1280 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 286237 | 1885 | SH |  | SOLE |  | 0 | 0 | 1885 |
| CALAMOS CONV OPPORTUNITIES | SH BEN INT | 128117108 |  | 285700 | 27184 | SH |  | SOLE |  | 0 | 0 | 27184 |
| CHURCH  DWIGHT CO INC | COM | 171340102 |  | 283574 | 3518 | SH |  | SOLE |  | 0 | 0 | 3518 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 |  | 283004 | 11733 | SH |  | SOLE |  | 0 | 0 | 11733 |
| TRAVELERS COMPANIES INC | COM | 89417E109 |  | 280886 | 1498 | SH |  | SOLE |  | 0 | 0 | 1498 |
| FIRST TR EXCHANGE TRADED FD | DOW 30 EQL WGT | 33733A201 |  | 271763 | 9426 | SH |  | SOLE |  | 0 | 0 | 9426 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 271724 | 2638 | SH |  | SOLE |  | 0 | 0 | 2638 |
| DEERE  CO | COM | 244199105 |  | 270119 | 630 | SH |  | SOLE |  | 0 | 0 | 630 |
| YETI HLDGS INC | COM | 98585X104 |  | 263145 | 6370 | SH |  | SOLE |  | 0 | 0 | 6370 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 257500 | 5150 | SH |  | SOLE |  | 0 | 0 | 5150 |
| LISTED FD TR | ROUNDHILL BALL | 53656F417 |  | 244892 | 2035 | SH |  | SOLE |  | 0 | 0 | 2035 |
| CUMMINS INC | COM | 231021106 |  | 244763 | 1010 | SH |  | SOLE |  | 0 | 0 | 1010 |
| FIRST TR EXCHANGE TRADED FD | UTILITIES ALPH | 33734X184 |  | 242367 | 7298 | SH |  | SOLE |  | 0 | 0 | 7298 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 241649 | 3393 | SH |  | SOLE |  | 0 | 0 | 3393 |
| BLACKROCK MUNIHLDGS NJ QLTY | COM | 09254X101 |  | 239046 | 21594 | SH |  | SOLE |  | 0 | 0 | 21594 |
| FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 |  | 238033 | 2189 | SH |  | SOLE |  | 0 | 0 | 2189 |
| CIGNA CORP NEW | COM | 125523100 |  | 237571 | 717 | SH |  | SOLE |  | 0 | 0 | 717 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 235773 | 1955 | SH |  | SOLE |  | 0 | 0 | 1955 |
| ANNALY CAPITAL MANAGEMENT IN | COM NEW | 035710839 |  | 234615 | 11130 | SH |  | SOLE |  | 0 | 0 | 11130 |
| FIRST TR SML CP CORE ALPHA F | COM SHS | 33734Y109 |  | 231837 | 2955 | SH |  | SOLE |  | 0 | 0 | 2955 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 |  | 226147 | 2145 | SH |  | SOLE |  | 0 | 0 | 2145 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 225644 | 1298 | SH |  | SOLE |  | 0 | 0 | 1298 |
| ROKU INC | COM CL A | 77543R102 |  | 224420 | 5514 | SH |  | SOLE |  | 0 | 0 | 5514 |
| ISHARES TR | IBONDS DEC25 ETF | 46434VBD1 |  | 223428 | 9187 | SH |  | SOLE |  | 0 | 0 | 9187 |
| EXCHANGE TRADED CONCEPTS TR | ROBO GLB ETF | 301505707 |  | 219114 | 4729 | SH |  | SOLE |  | 0 | 0 | 4729 |
| PSYCHEMEDICS CORP | COM NEW | 744375205 |  | 218263 | 44501 | SH |  | SOLE |  | 0 | 0 | 44501 |
| 3M CO | COM | 88579Y101 |  | 216390 | 1804 | SH |  | SOLE |  | 0 | 0 | 1804 |
| TORONTO DOMINION BK ONT | COM NEW | 891160509 |  | 210988 | 3258 | SH |  | SOLE |  | 0 | 0 | 3258 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 207491 | 6067 | SH |  | SOLE |  | 0 | 0 | 6067 |
| COCA COLA CO | COM | 191216100 |  | 206733 | 3250 | SH |  | SOLE |  | 0 | 0 | 3250 |
| ISHARES TR | US REGNL BKS ETF | 464288778 |  | 201214 | 4224 | SH |  | SOLE |  | 0 | 0 | 4224 |
| BP PLC | SPONSORED ADR | 055622104 |  | 200079 | 5728 | SH |  | SOLE |  | 0 | 0 | 5728 |
| FASTLY INC | CL A | 31188V100 |  | 194483 | 23746 | SH |  | SOLE |  | 0 | 0 | 23746 |
| BLACKROCK MUNICIPAL INCOME | COM | 09253X102 |  | 189483 | 16724 | SH |  | SOLE |  | 0 | 0 | 16724 |
| FIRST TR EXCHANGE TRADED FD | ENERGY ALPHADX | 33734X127 |  | 179445 | 10500 | SH |  | SOLE |  | 0 | 0 | 10500 |
| KYNDRYL HLDGS INC | COMMON STOCK | 50155Q100 |  | 175002 | 15738 | SH |  | SOLE |  | 0 | 0 | 15738 |
| NUVEEN NEW JERSEY QULT MUN F | COM | 67069Y102 |  | 170698 | 15106 | SH |  | SOLE |  | 0 | 0 | 15106 |
| VIATRIS INC | COM | 92556V106 |  | 168419 | 15132 | SH |  | SOLE |  | 0 | 0 | 15132 |
| EATON VANCE RISK-MANAGED DIV | COM | 27829G106 |  | 145453 | 19394 | SH |  | SOLE |  | 0 | 0 | 19394 |
| IMMUNITYBIO INC | COM | 45256X103 |  | 144495 | 28500 | SH |  | SOLE |  | 0 | 0 | 28500 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 |  | 118700 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| FIRST TR SR FLTG RATE INCOME | COM | 33733U108 |  | 102190 | 10723 | SH |  | SOLE |  | 0 | 0 | 10723 |
| JUMIA TECHNOLOGIES AG | SPONSORED ADS | 48138M105 |  | 100715 | 31375 | SH |  | SOLE |  | 0 | 0 | 31375 |
| STEREOTAXIS INC | COM NEW | 85916J409 |  | 99898 | 48260 | SH |  | SOLE |  | 0 | 0 | 48260 |
| SCYNEXIS INC | COM NEW | 811292200 |  | 96018 | 61550 | SH |  | SOLE |  | 0 | 0 | 61550 |
| IMMUCELL CORP | COM PAR | 452525306 |  | 95465 | 15650 | SH |  | SOLE |  | 0 | 0 | 15650 |
| NAUTILUS INC | COM | 63910B102 |  | 90282 | 59008 | SH |  | SOLE |  | 0 | 0 | 59008 |
| AUTOLUS THERAPEUTICS PLC | SPON ADS | 05280R100 |  | 80275 | 42250 | SH |  | SOLE |  | 0 | 0 | 42250 |
| BARCLAYS PLC | ADR | 06738E204 |  | 78000 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| ONDAS HLDGS INC | COM NEW | 68236H204 |  | 74730 | 47000 | SH |  | SOLE |  | 0 | 0 | 47000 |
| ISORAY INC | COM | 46489V104 |  | 27181 | 110000 | SH |  | SOLE |  | 0 | 0 | 110000 |
| HYDROFARM HLDGS GROUP INC | COM | 44888K209 |  | 26389 | 17025 | SH |  | SOLE |  | 0 | 0 | 17025 |
| PIERIS PHARMACEUTICALS INC | COM | 720795103 |  | 22568 | 21700 | SH |  | SOLE |  | 0 | 0 | 21700 |
| ONCOCYTE CORP | COM | 68235C107 |  | 12996 | 40500 | SH |  | SOLE |  | 0 | 0 | 40500 |
| AKEBIA THERAPEUTICS INC | COM | 00972D105 |  | 10568 | 18316 | SH |  | SOLE |  | 0 | 0 | 18316 |

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