# EDGAR Filing Document

**Accession Number:** 0002129318
**File Stem:** 0002129318-26-000002
**Filing Date:** 2026-5
**Character Count:** 13460
**Document Hash:** aff6aafdbf5e4472b43e41db94497649
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002129318-26-000002.hdr.sgml**: 20260520

**ACCESSION NUMBER**: 0002129318-26-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260520

**DATE AS OF CHANGE**: 20260520

**EFFECTIVENESS DATE**: 20260520

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Norris Financial Group, LLC
- **CENTRAL INDEX KEY:** 0002129318

**ORGANIZATION NAME:**
- **EIN:** 582280206
- **STATE OF INCORPORATION:** SC
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-26988
- **FILM NUMBER:** 261001859

**BUSINESS ADDRESS:**
- **STREET 1:** 605 N MAIN ST.
- **CITY:** GREENVILLE
- **STATE:** SC
- **ZIP:** 29601
- **BUSINESS PHONE:** 864-420-7335

**MAIL ADDRESS:**
- **STREET 1:** 605 N MAIN ST.
- **CITY:** GREENVILLE
- **STATE:** SC
- **ZIP:** 29601

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Norris Financial Group LLC<br>**Address:** 605 N MAIN ST.<br>GREENVILLE, SC 29601

**Form 13F File Number:** 028-26988

**CRD Number (if applicable):** 000129422

**SEC File Number (if applicable):** 801-112958

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Desaree Tatum<br>**Title:** Consultant Compliance Services<br>**Phone:** 513-538-1150

**Signature, Place, and Date of Signing:**

Desaree Tatum  Covington, KY  05-20-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 97

**Form 13F Information Table Value Total:** $306369231

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| STATE STR SPDR S 500 ETF T | TR UNIT | 78462F103 |  | 27270466 | 41933 | SH |  | SOLE |  | 0 | 0 | 41933 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 20855923 | 236569 | SH |  | SOLE |  | 0 | 0 | 236569 |
| ISHARES TR | TRUST ISHARE 0-1 | 464288679 |  | 19781446 | 179196 | SH |  | SOLE |  | 0 | 0 | 179196 |
| ETFS GOLD TR | PHYSCL GOLD SHS | 00326A104 |  | 13670899 | 306385 | SH |  | SOLE |  | 0 | 0 | 306385 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 10815430 | 33713 | SH |  | SOLE |  | 0 | 0 | 33713 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 10443539 | 18094 | SH |  | SOLE |  | 0 | 0 | 18094 |
| SPDR SERIES TRUST | STATE STREET SPD | 78468R663 |  | 10182456 | 111114 | SH |  | SOLE |  | 0 | 0 | 111114 |
| ISHARES TR | NORTH AMERN NAT | 464287374 |  | 8930411 | 141888 | SH |  | SOLE |  | 0 | 0 | 141888 |
| APPLE INC | COM | 037833100 |  | 8028185 | 31633 | SH |  | SOLE |  | 0 | 0 | 31633 |
| EA SERIES TRUST | ALPHA ARCH 1-3 | 02072L565 |  | 7392323 | 63568 | SH |  | SOLE |  | 0 | 0 | 63568 |
| DIGITALOCEAN HLDGS INC | COM | 25402D102 |  | 7234256 | 84335 | SH |  | SOLE |  | 0 | 0 | 84335 |
| INVESCO ACTIVELY MANAGED EXC | ULTRA SHRT DUR | 46090A887 |  | 7096365 | 141587 | SH |  | SOLE |  | 0 | 0 | 141587 |
| PACER FDS TR | AMERICAN ENERGY | 69374H634 |  | 6741892 | 143475 | SH |  | SOLE |  | 0 | 0 | 143475 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 6466828 | 15029 | SH |  | SOLE |  | 0 | 0 | 15029 |
| SELECT SECTOR SPDR TR | STATE STREET IND | 81369Y704 |  | 6434428 | 39785 | SH |  | SOLE |  | 0 | 0 | 39785 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A755 |  | 5420806 | 50188 | SH |  | SOLE |  | 0 | 0 | 50188 |
| ISHARES TR | 0-5YR HI YL CP | 46434V407 |  | 5152347 | 121776 | SH |  | SOLE |  | 0 | 0 | 121776 |
| AURINIA PHARMACEUTICALS INC | COM | 05156V102 |  | 5075509 | 342477 | SH |  | SOLE |  | 0 | 0 | 342477 |
| ARGAN INC | COM | 04010E109 |  | 4849669 | 8904 | SH |  | SOLE |  | 0 | 0 | 8904 |
| SSGA ACTIVE ETF TR | STATE STREET ULT | 78467V707 |  | 4304741 | 106290 | SH |  | SOLE |  | 0 | 0 | 106290 |
| TTM TECHNOLOGIES INC | COM | 87305R109 |  | 4257546 | 43703 | SH |  | SOLE |  | 0 | 0 | 43703 |
| SELECT SECTOR SPDR TR | STATE STREET REA | 81369Y860 |  | 4161814 | 101930 | SH |  | SOLE |  | 0 | 0 | 101930 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A631 |  | 4158427 | 16373 | SH |  | SOLE |  | 0 | 0 | 16373 |
| TURNING PT BRANDS INC | COM | 90041L105 |  | 4150672 | 47824 | SH |  | SOLE |  | 0 | 0 | 47824 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 4064225 | 12030 | SH |  | SOLE |  | 0 | 0 | 12030 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 3782015 | 13152 | SH |  | SOLE |  | 0 | 0 | 13152 |
| FIRST TR EXCHANGE-TRADED FD | NASDQ CLN EDGE | 33737A108 |  | 3723572 | 22763 | SH |  | SOLE |  | 0 | 0 | 22763 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 3580259 | 20529 | SH |  | SOLE |  | 0 | 0 | 20529 |
| AMAZON COM INC | COM | 023135106 |  | 3560167 | 17094 | SH |  | SOLE |  | 0 | 0 | 17094 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 |  | 3525620 | 38418 | SH |  | SOLE |  | 0 | 0 | 38418 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 3518293 | 34984 | SH |  | SOLE |  | 0 | 0 | 34984 |
| ISHARES TR | 0-3 MNTH TREASRY | 46436E718 |  | 3326455 | 33046 | SH |  | SOLE |  | 0 | 0 | 33046 |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 46138G649 |  | 3297690 | 13878 | SH |  | SOLE |  | 0 | 0 | 13878 |
| ISHARES INC | MSCI EMRG CHN | 46434G764 |  | 3104396 | 39466 | SH |  | SOLE |  | 0 | 0 | 39466 |
| CBOE GLOBAL MKTS INC | COM | 12503M108 |  | 2735480 | 9732 | SH |  | SOLE |  | 0 | 0 | 9732 |
| NEWMONT CORP | COM | 651639106 |  | 2696291 | 24908 | SH |  | SOLE |  | 0 | 0 | 24908 |
| ONEOK INC NEW | COM | 682680103 |  | 2665330 | 29487 | SH |  | SOLE |  | 0 | 0 | 29487 |
| GLOBAL X FDS | GLOBAL X SILVER | 37954Y848 |  | 2612680 | 29004 | SH |  | SOLE |  | 0 | 0 | 29004 |
| UNITED PARCEL SVCS INC | CL B | 911312106 |  | 2564078 | 26063 | SH |  | SOLE |  | 0 | 0 | 26063 |
| COINBASE GLOBAL INC | COM CL A | 19260Q107 |  | 2523638 | 14453 | SH |  | SOLE |  | 0 | 0 | 14453 |
| PFIZER INC | COM | 717081103 |  | 2505550 | 89229 | SH |  | SOLE |  | 0 | 0 | 89229 |
| CELESTICA INC | COM | 15101Q207 |  | 2473364 | 8795 | SH |  | SOLE |  | 0 | 0 | 8795 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 2441622 | 5726 | SH |  | SOLE |  | 0 | 0 | 5726 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 2320858 | 3840 | SH |  | SOLE |  | 0 | 0 | 3840 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 2311196 | 16583 | SH |  | SOLE |  | 0 | 0 | 16583 |
| PGIM ETF TR | PGIM ULTRA SH BD | 69344A107 |  | 2276703 | 45994 | SH |  | SOLE |  | 0 | 0 | 45994 |
| STAG INDUSTRIAL INC | COM | 85254J102 |  | 1939307 | 53780 | SH |  | SOLE |  | 0 | 0 | 53780 |
| GLOBAL X FDS | US INFR DEV ETF | 37954Y673 |  | 1850500 | 36420 | SH |  | SOLE |  | 0 | 0 | 36420 |
| TRUIST FINL CORP | COM | 89832Q109 |  | 1663057 | 36177 | SH |  | SOLE |  | 0 | 0 | 36177 |
| SHOPIFY INC | CL A SUB VTG SHS | 82509L107 |  | 1585712 | 13368 | SH |  | SOLE |  | 0 | 0 | 13368 |
| MICROSOFT CORP | COM | 594918104 |  | 1580256 | 4269 | SH |  | SOLE |  | 0 | 0 | 4269 |
| SPDR INDEX SHS FDS | STATE STREET SPD | 78463X152 |  | 1458828 | 17367 | SH |  | SOLE |  | 0 | 0 | 17367 |
| VITESSE ENERGY INC | COMMON STOCK | 92852X103 |  | 1393635 | 76742 | SH |  | SOLE |  | 0 | 0 | 76742 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 1112131 | 22154 | SH |  | SOLE |  | 0 | 0 | 22154 |
| SOFI TECHNOLOGIES INC | COM | 83406F102 |  | 828031 | 52143 | SH |  | SOLE |  | 0 | 0 | 52143 |
| L3HARRIS TECHNOLOGIES INC | COM | 502431109 |  | 716186 | 2075 | SH |  | SOLE |  | 0 | 0 | 2075 |
| FIRST TR EXCH TRADED FD III | SHRT DUR MNG MUN | 33739P830 |  | 645766 | 32353 | SH |  | SOLE |  | 0 | 0 | 32353 |
| RIO TINTO PLC | SPONSORED ADR | 767204100 |  | 635678 | 6814 | SH |  | SOLE |  | 0 | 0 | 6814 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 580653 | 7325 | SH |  | SOLE |  | 0 | 0 | 7325 |
| TESLA INC | COM | 88160R101 |  | 545357 | 1467 | SH |  | SOLE |  | 0 | 0 | 1467 |
| FIRST TR EXCH TRADED FD III | ULTRA SHT DUR MU | 33740J104 |  | 544658 | 27165 | SH |  | SOLE |  | 0 | 0 | 27165 |
| SPDR INDEX SHS FDS | STATE STREET SPD | 78463X202 |  | 540965 | 8714 | SH |  | SOLE |  | 0 | 0 | 8714 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 539890 | 3182 | SH |  | SOLE |  | 0 | 0 | 3182 |
| REGIONS FINANCIAL CORP NEW | COM | 7591EP100 |  | 500538 | 19163 | SH |  | SOLE |  | 0 | 0 | 19163 |
| LISTED FDS TR | ROUNDHILL MAGNIF | 53656G498 |  | 440344 | 7600 | SH |  | SOLE |  | 0 | 0 | 7600 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 409521 | 6010 | SH |  | SOLE |  | 0 | 0 | 6010 |
| FLUOR CORP | COM | 343412102 |  | 393913 | 8444 | SH |  | SOLE |  | 0 | 0 | 8444 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 370079 | 4482 | SH |  | SOLE |  | 0 | 0 | 4482 |
| ENBRIDGE INC | COM | 29250N105 |  | 354136 | 6553 | SH |  | SOLE |  | 0 | 0 | 6553 |
| CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 |  | 345215 | 7257 | SH |  | SOLE |  | 0 | 0 | 7257 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 333520 | 11000 | SH |  | SOLE |  | 0 | 0 | 11000 |
| ISHARES TR | LATN AMER 40 ETF | 464287390 |  | 332751 | 9368 | SH |  | SOLE |  | 0 | 0 | 9368 |
| SPDR SERIES TRUST | STATE STREET SPD | 78468R788 |  | 324011 | 7118 | SH |  | SOLE |  | 0 | 0 | 7118 |
| HANCOCK JOHN PFD INCOME FD | SH BEN INT | 41013W108 |  | 323214 | 20600 | SH |  | SOLE |  | 0 | 0 | 20600 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 316404 | 2163 | SH |  | SOLE |  | 0 | 0 | 2163 |
| DHT HOLDINGS INC | SHS NEW | Y2065G121 |  | 316071 | 17300 | SH |  | SOLE |  | 0 | 0 | 17300 |
| HONEYWELL INTL INC | COM | 438516106 |  | 307627 | 1361 | SH |  | SOLE |  | 0 | 0 | 1361 |
| BROADCOM INC | COM | 11135F101 |  | 304248 | 983 | SH |  | SOLE |  | 0 | 0 | 983 |
| KENVUE INC | COM | 49177J102 |  | 301700 | 17500 | SH |  | SOLE |  | 0 | 0 | 17500 |
| HUNTINGTON BANCSHARES INC | COM | 446150104 |  | 298179 | 19053 | SH |  | SOLE |  | 0 | 0 | 19053 |
| WISDOMTREE TR | EMER MKT HIGH FD | 97717W315 |  | 283332 | 5702 | SH |  | SOLE |  | 0 | 0 | 5702 |
| DOMINION ENERGY INC | COM | 25746U109 |  | 280045 | 4530 | SH |  | SOLE |  | 0 | 0 | 4530 |
| STARWOOD PPTY TR INC | COM | 85571B105 |  | 279894 | 16254 | SH |  | SOLE |  | 0 | 0 | 16254 |
| STERLING INFRASTRUCTURE INC | COM | 859241101 |  | 262282 | 644 | SH |  | SOLE |  | 0 | 0 | 644 |
| ISHARES TR | TOP 20 U S STOCK | 46438G570 |  | 251312 | 8781 | SH |  | SOLE |  | 0 | 0 | 8781 |
| MATADOR RES CO | COM | 576485205 |  | 249561 | 3950 | SH |  | SOLE |  | 0 | 0 | 3950 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 233375 | 1216 | SH |  | SOLE |  | 0 | 0 | 1216 |
| FIRST TR EXCH TRADED FD III | LNG/SHT EQUITY | 33739P103 |  | 216990 | 3084 | SH |  | SOLE |  | 0 | 0 | 3084 |
| SSR MINING IN | COM | 784730103 |  | 215914 | 7344 | SH |  | SOLE |  | 0 | 0 | 7344 |
| TARGA RES CORP | COM | 87612G101 |  | 215126 | 858 | SH |  | SOLE |  | 0 | 0 | 858 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 214024 | 3776 | SH |  | SOLE |  | 0 | 0 | 3776 |
| CALAMOS STRATEGIC TOTAL RETU | COM SH BEN INT | 128125101 |  | 205440 | 12000 | SH |  | SOLE |  | 0 | 0 | 12000 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 205105 | 715 | SH |  | SOLE |  | 0 | 0 | 715 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR TA HIYL | 33738D408 |  | 204513 | 5041 | SH |  | SOLE |  | 0 | 0 | 5041 |
| JELD-WEN HLDG INC | COM | 47580P103 |  | 131605 | 106133 | SH |  | SOLE |  | 0 | 0 | 106133 |
| RED CAT HLDGS INC | COM | 75644T100 |  | 194426 | 14853 | SH |  | SOLE |  | 0 | 0 | 14853 |
| IMMUNITYBIO INC | COM | 45256X103 |  | 108346 | 14126 | SH |  | SOLE |  | 0 | 0 | 14126 |

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