# EDGAR Filing Document

**Accession Number:** 0001414040
**File Stem:** 0001752724-23-017578
**Filing Date:** 2023-1
**Character Count:** 46414
**Document Hash:** 5a9fbbd103a79426ddf03dc9ea06d0c3
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-017578.hdr.sgml**: 20230130

**ACCESSION NUMBER**: 0001752724-23-017578

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230130

**DATE AS OF CHANGE**: 20230130

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALPS ETF Trust
- **CENTRAL INDEX KEY:** 0001414040
- **IRS NUMBER:** 000000000
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22175
- **FILM NUMBER:** 23565960

**BUSINESS ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328
- **BUSINESS PHONE:** 303.623.2577

**MAIL ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328

## Series and Classes Contracts Data

### ALPS | O'Shares U.S. Small-Cap Quality Dividend ETF (Series ID: S000075798)

| Class ID   | Class Name                                                 | Ticker Symbol   |
|:---|:---|:---|
| C000235090 | ALPS | O'Shares U.S. Small-Cap Quality Dividend ETF Shares |  |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ALPS ETF TRUST

- **b. Investment Company Act file number:** 811-22175

- **c. CIK number of Registrant:** 0001414040

- **d. LEI of Registrant:** 549300VF1907NYC4WM31

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 BROADWAY SUITE 1000

  - **City:** DENVER

  - **State:** CO

  - **Foreign country:** US

  - **Zip / Postal Code:** 80203

  - **Telephone number:** 3036232577

**Item A.2. Information about the Series.**

- **a. Name of Series:** ALPS | OShares U.S. Small-Cap Quality Dividend ETF

- **b. EDGAR series identifier (if any):** S000075798

- **c. LEI of Series:** 54930008YN02Q0DX9368

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $184078444.88

**Total Liabilities:** $2134531.28

**Net Assets:** $181943913.60

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000235090 | -8.38%               | 10.28%               | 7.05%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-464415.50              | $-13085557.63                              |
| Month 2  | $412510.84               | $14454911.58                               |
| Month 3  | $-2871.99                | $11358359.27                               |

### Schedule of Portfolio Investments

| Name                                                       | Title                                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Interpublic Group Of Cos Inc/the                           | Interpublic Group of Cos., Inc.                            | CUSIP: 460690100<br>LEI: 5493008IUOJ5VWTRC333 | Long             | EC               | CORP              | US        |    115250 | NS      | $3959990.00   | 2.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Borgwarner Inc                                             | BorgWarner, Inc.                                           | CUSIP: 099724106<br>LEI: 549300DSFX2IE88NSX47 | Long             | EC               | CORP              | US        |     29368 | NS      | $1248433.68   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Otter Tail Corp                                            | Otter Tail Corp.                                           | CUSIP: 689648103<br>LEI: 549300HHVBQRQUVKKD91 | Long             | EC               | CORP              | US        |      4754 | NS      | $283481.02    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Dolby Laboratories Inc                                     | Dolby Laboratories, Inc.                                   | CUSIP: 25659T107<br>LEI: 549300X04FB2QPCJ5J24 | Long             | EC               | CORP              | US        |     47004 | NS      | $3519189.48   | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Tetra Tech Inc                                             | Tetra Tech, Inc.                                           | CUSIP: 88162G103<br>LEI: 549300UJ1LP7JGJC5P32 | Long             | EC               | CORP              | US        |      8190 | NS      | $1266092.10   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Idacorp Inc                                                | IDACORP, Inc.                                              | CUSIP: 451107106<br>LEI: N134NUJDWN8UEFA8B673 | Long             | EC               | CORP              | US        |      3470 | NS      | $383539.10    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Black Hills Corp                                           | Black Hills Corp.                                          | CUSIP: 092113109<br>LEI: 3MGELCRSTNSAMJ962671 | Long             | EC               | CORP              | US        |      2405 | NS      | $172270.15    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Lamb Weston Holdings Inc                                   | Lamb Weston Holdings, Inc.                                 | CUSIP: 513272104<br>LEI: 5493005SMYID1D2OY946 | Long             | EC               | CORP              | US        |      4430 | NS      | $384967.00    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Ugi Corp                                                   | UGI Corp.                                                  | CUSIP: 902681105<br>LEI: DX6GCWD4Q1JO9CRE5I40 | Long             | EC               | CORP              | US        |     35202 | NS      | $1360557.30   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Moelis & Co                                                | Moelis & Co.                                               | CUSIP: 60786M105<br>LEI: 549300891QNU7VTQUR83 | Long             | EC               | CORP              | US        |     55716 | NS      | $2408045.52   | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Maximus Inc                                                | Maximus, Inc.                                              | CUSIP: 577933104<br>LEI: 549300DQCDS8HJ7QF202 | Long             | EC               | CORP              | US        |     44475 | NS      | $3126592.50   | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Mueller Industries Inc                                     | Mueller Industries, Inc.                                   | CUSIP: 624756102<br>LEI: 5493005IZFE4VJLLYG84 | Long             | EC               | CORP              | US        |     10583 | NS      | $727792.91    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Stewart Information Services Corp                          | Stewart Information Services Corp.                         | CUSIP: 860372101<br>LEI: 529900TV1XI0PLKENU10 | Long             | EC               | CORP              | US        |     21131 | NS      | $935258.06    | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Financial Corp                              | First American Financial Corp.                             | CUSIP: 31847R102<br>LEI: 549300B6VEZK3N0A1P55 | Long             | EC               | CORP              | US        |     64905 | NS      | $3547058.25   | 1.95%             |  |  |  | No            |                  1 | On Loan: No      |
| J & J Snack Foods Corp                                     | J & J Snack Foods Corp.                                    | CUSIP: 466032109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2632 | NS      | $431700.64    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Cracker Barrel Old Country Store Inc                       | Cracker Barrel Old Country Store, Inc.                     | CUSIP: 22410J106<br>LEI: 8P4PHQIUWPIECBFBW745 | Long             | EC               | CORP              | US        |      4689 | NS      | $538297.20    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Snap-on Inc                                                | Snap-on, Inc.                                              | CUSIP: 833034101<br>LEI: HHWAT5TDOYZMM26KKQ73 | Long             | EC               | CORP              | US        |     15631 | NS      | $3760818.60   | 2.07%             |  |  |  | No            |                  1 | On Loan: No      |
| A O Smith Corp                                             | A O Smith Corp.                                            | CUSIP: 831865209<br>LEI: 549300XG4US7UJNECY36 | Long             | EC               | CORP              | US        |     61138 | NS      | $3713522.12   | 2.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Steven Madden Ltd                                          | Steven Madden, Ltd.                                        | CUSIP: 556269108<br>LEI: 549300Z9GZ7GYJWSGF43 | Long             | EC               | CORP              | US        |     19718 | NS      | $681059.72    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Littelfuse Inc                                             | Littelfuse, Inc.                                           | CUSIP: 537008104<br>LEI: 549300MY7HLQFYTPCX75 | Long             | EC               | CORP              | US        |      6438 | NS      | $1586967.00   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Roadhouse Inc                                        | Texas Roadhouse, Inc.                                      | CUSIP: 882681109<br>LEI: 5299002Y1CNRPDGXTQ75 | Long             | EC               | CORP              | US        |     15099 | NS      | $1499632.68   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Graco Inc                                                  | Graco, Inc.                                                | CUSIP: 384109104<br>LEI: 4T5VJ4S81BRT6Q7GGT78 | Long             | EC               | CORP              | US        |     53030 | NS      | $3710509.10   | 2.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Erie Indemnity Co                                          | Erie Indemnity Co.                                         | CUSIP: 29530P102<br>LEI: 549300WA5KP94KRUFZ80 | Long             | EC               | CORP              | US        |     15433 | NS      | $4358124.87   | 2.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Simpson Manufacturing Co Inc                               | Simpson Manufacturing Co., Inc.                            | CUSIP: 829073105<br>LEI: 529900EJUNNL15LZ8056 | Long             | EC               | CORP              | US        |      6918 | NS      | $643719.90    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Wd-40 Co                                                   | WD-40 Co.                                                  | CUSIP: 929236107<br>LEI: 549300UZHTN0CNKBOB19 | Long             | EC               | CORP              | US        |      2237 | NS      | $374697.50    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| John Wiley & Sons Inc                                      | John Wiley & Sons, Inc.                                    | CUSIP: 968223206<br>LEI: 5493003XM719UN7E8P64 | Long             | EC               | CORP              | US        |     15094 | NS      | $715606.54    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Cohen & Steers Inc                                         | Cohen & Steers, Inc.                                       | CUSIP: 19247A100<br>LEI: 549300XXIA338A0X2K65 | Long             | EC               | CORP              | US        |     20657 | NS      | $1368526.25   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| New York Times Co/the                                      | New York Times Co.                                         | CUSIP: 650111107<br>LEI: 529900J1WEMMIW7BOH57 | Long             | EC               | CORP              | US        |     16655 | NS      | $610405.75    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Service Corp International/us                              | Service Corp. International                                | CUSIP: 817565104<br>LEI: 549300RKVM2ME20JHZ15 | Long             | EC               | CORP              | US        |     42647 | NS      | $3047128.15   | 1.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Exponent Inc                                               | Exponent, Inc.                                             | CUSIP: 30214U102<br>LEI: 529900NY3F5Q2NWPUZ42 | Long             | EC               | CORP              | US        |     16243 | NS      | $1679688.63   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Organon & Co                                               | Organon & Co.                                              | CUSIP: 68622V106<br>LEI: 549300AMCKY57OK2CO56 | Long             | EC               | CORP              | US        |    118366 | NS      | $3079883.32   | 1.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Artisan Partners Asset Management Inc                      | Artisan Partners Asset Management, Inc.                    | CUSIP: 04316A108<br>LEI: 549300T1FUI6JF63XU51 | Long             | EC               | CORP              | US        |     35803 | NS      | $1242006.07   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| H&r Block Inc                                              | H&R Block, Inc.                                            | CUSIP: 093671105<br>LEI: 549300CE3KUCWLZBG404 | Long             | EC               | CORP              | US        |     30910 | NS      | $1351076.10   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Juniper Networks Inc                                       | Juniper Networks, Inc.                                     | CUSIP: 48203R104<br>LEI: AUHIXNGG7U2U7JEHM527 | Long             | EC               | CORP              | US        |    120959 | NS      | $4020677.16   | 2.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Ingredion Inc                                              | Ingredion, Inc.                                            | CUSIP: 457187102<br>LEI: PKSTQ48QDN0XSVS7YK88 | Long             | EC               | CORP              | US        |     22938 | NS      | $2247235.86   | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Csg Systems International Inc                              | CSG Systems International, Inc.                            | CUSIP: 126349109<br>LEI: 549300D7FJZUOHHXUA81 | Long             | EC               | CORP              | US        |     19305 | NS      | $1193821.20   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Brunswick Corp/de                                          | Brunswick Corp.                                            | CUSIP: 117043109<br>LEI: YM4O38W15AX4YLLQKU27 | Long             | EC               | CORP              | US        |      6849 | NS      | $508195.80    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Molson Coors Beverage Co                                   | Molson Coors Beverage Co.                                  | CUSIP: 60871R209<br>LEI: 54930073LBBH6ZCBE225 | Long             | EC               | CORP              | US        |     10706 | NS      | $590007.66    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Clearway Energy Inc                                        | Clearway Energy, Inc.                                      | CUSIP: 18539C204<br>LEI: 549300LHAZ9HA9G3XC48 | Long             | EC               | CORP              | US        |      7681 | NS      | $272214.64    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Leggett & Platt Inc                                        | Leggett & Platt, Inc.                                      | CUSIP: 524660107<br>LEI: DKOVQUCDW4ZLYCUD4T55 | Long             | EC               | CORP              | US        |     34863 | NS      | $1241471.43   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Hamilton Lane Inc                                          | Hamilton Lane, Inc.                                        | CUSIP: 407497106<br>LEI: 5493006OKN3V1NORM833 | Long             | EC               | CORP              | US        |     13389 | NS      | $989179.32    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| New Jersey Resources Corp                                  | New Jersey Resources Corp.                                 | CUSIP: 646025106<br>LEI: 549300QKBSQBIX4DQ583 | Long             | EC               | CORP              | US        |      4266 | NS      | $212233.50    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| National Healthcare Corp                                   | National HealthCare Corp.                                  | CUSIP: 635906100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     28727 | NS      | $1770732.28   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Gentex Corp                                                | Gentex Corp.                                               | CUSIP: 371901109<br>LEI: 549300S3UD8XV1MN0287 | Long             | EC               | CORP              | US        |    129201 | NS      | $3733908.90   | 2.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Lear Corp                                                  | Lear Corp.                                                 | CUSIP: 521865204<br>LEI: 549300UPNBTXA1SYTQ33 | Long             | EC               | CORP              | US        |      3853 | NS      | $555756.72    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Houlihan Lokey Inc                                         | Houlihan Lokey, Inc.                                       | CUSIP: 441593100<br>LEI: 549300S3CNGTQ1QZVY46 | Long             | EC               | CORP              | US        |     44515 | NS      | $4378050.25   | 2.41%             |  |  |  | No            |                  1 | On Loan: No      |
| American States Water Co                                   | American States Water Co.                                  | CUSIP: 029899101<br>LEI: 529900L26LIS2V8PWM23 | Long             | EC               | CORP              | US        |      2183 | NS      | $213912.17    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Whirlpool Corp                                             | Whirlpool Corp.                                            | CUSIP: 963320106<br>LEI: WHENKOULSSK7WUM60H03 | Long             | EC               | CORP              | US        |      7364 | NS      | $1079046.92   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Weis Markets Inc                                           | Weis Markets, Inc.                                         | CUSIP: 948849104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3039 | NS      | $265031.19    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Flowers Foods Inc                                          | Flowers Foods, Inc.                                        | CUSIP: 343498101<br>LEI: 7YNCQQNDK8FBM9BBTK25 | Long             | EC               | CORP              | US        |     76971 | NS      | $2312978.55   | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Lancaster Colony Corp                                      | Lancaster Colony Corp.                                     | CUSIP: 513847103<br>LEI: 529900X4O13HED1ZAS58 | Long             | EC               | CORP              | US        |      6431 | NS      | $1332117.34   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Portland General Electric Co                               | Portland General Electric Co.                              | CUSIP: 736508847<br>LEI: GJOUP9M7C39GLSK9R870 | Long             | EC               | CORP              | US        |      4630 | NS      | $227934.90    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Avnet Inc                                                  | Avnet, Inc.                                                | CUSIP: 053807103<br>LEI: XJI53DCPL7QABOWK4Z75 | Long             | EC               | CORP              | US        |     74899 | NS      | $3383187.83   | 1.86%             |  |  |  | No            |                  1 | On Loan: No      |
| National Fuel Gas Co                                       | National Fuel Gas Co.                                      | CUSIP: 636180101<br>LEI: 8JB38FFW1Y3C1HM8E841 | Long             | EC               | CORP              | US        |     12702 | NS      | $841253.46    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Crane Holdings Co                                          | Crane Holdings Co.                                         | CUSIP: 224441105<br>LEI: 549300EXNPSXEWUD3N21 | Long             | EC               | CORP              | US        |     15009 | NS      | $1590053.46   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Tegna Inc                                                  | TEGNA, Inc.                                                | CUSIP: 87901J105<br>LEI: 549300YC5EDBGX85AO10 | Long             | EC               | CORP              | US        |     22360 | NS      | $441386.40    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Firstcash Holdings Inc                                     | FirstCash Holdings, Inc.                                   | CUSIP: 33768G107<br>LEI: 549300V2X3UU7K0DG350 | Long             | EC               | CORP              | US        |     10716 | NS      | $1005803.76   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Chesapeake Utilities Corp                                  | Chesapeake Utilities Corp.                                 | CUSIP: 165303108<br>LEI: 254900WW0FDCKAOCKE74 | Long             | EC               | CORP              | US        |       772 | NS      | $92431.56     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Cogent Communications Holdings Inc                         | Cogent Communications Holdings, Inc.                       | CUSIP: 19239V302<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     13598 | NS      | $789363.90    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Schneider National Inc                                     | Schneider National, Inc.                                   | CUSIP: 80689H102<br>LEI: 529900V6GZ6G6E3BLV72 | Long             | EC               | CORP              | US        |     71726 | NS      | $1847661.76   | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Franklin Electric Co Inc                                   | Franklin Electric Co., Inc.                                | CUSIP: 353514102<br>LEI: RR6AURIKMXUE4Q24G284 | Long             | EC               | CORP              | US        |     11812 | NS      | $983939.60    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Choice Hotels International Inc                            | Choice Hotels International, Inc.                          | CUSIP: 169905106<br>LEI: 5493003CYRY5RFGTIR97 | Long             | EC               | CORP              | US        |      6992 | NS      | $861554.24    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Sei Investments Co                                         | SEI Investments Co.                                        | CUSIP: 784117103<br>LEI: 5LJTIFADGZ6XH1RVOC11 | Long             | EC               | CORP              | US        |     62047 | NS      | $3864287.16   | 2.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Robert Half International Inc                              | Robert Half International, Inc.                            | CUSIP: 770323103<br>LEI: 529900VPCUY9H3HLIC08 | Long             | EC               | CORP              | US        |     44510 | NS      | $3506497.80   | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Sturm Ruger & Co Inc                                       | Sturm Ruger & Co., Inc.                                    | CUSIP: 864159108<br>LEI: 529900DV1BWFJSHFO847 | Long             | EC               | CORP              | US        |     16574 | NS      | $910409.82    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Reynolds Consumer Products Inc                             | Reynolds Consumer Products, Inc.                           | CUSIP: 76171L106<br>LEI: 549300DWNZYMOSR1X343 | Long             | EC               | CORP              | US        |     20503 | NS      | $655275.88    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Tootsie Roll Industries Inc                                | Tootsie Roll Industries, Inc.                              | CUSIP: 890516107<br>LEI: 529900SBKOV9XX4M4Q35 | Long             | EC               | CORP              | US        |      7236 | NS      | $325258.20    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| National Instruments Corp                                  | National Instruments Corp.                                 | CUSIP: 636518102<br>LEI: 549300TP4OOPCYWDUP86 | Long             | EC               | CORP              | US        |     73109 | NS      | $2998931.18   | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Cable One Inc                                              | Cable One, Inc.                                            | CUSIP: 12685J105<br>LEI: 549300648QS85T0XSH18 | Long             | EC               | CORP              | US        |       441 | NS      | $319411.89    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Morningstar Inc                                            | Morningstar, Inc.                                          | CUSIP: 617700109<br>LEI: 529900YGNQPOVAXQ7F29 | Long             | EC               | CORP              | US        |      3558 | NS      | $872172.54    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Ufp Industries Inc                                         | UFP Industries, Inc.                                       | CUSIP: 90278Q108<br>LEI: 5493007KB485C9OV5572 | Long             | EC               | CORP              | US        |      7874 | NS      | $644565.64    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Premier Inc                                                | Premier, Inc.                                              | CUSIP: 74051N102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     98564 | NS      | $3287109.40   | 1.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Essential Utilities Inc                                    | Essential Utilities, Inc.                                  | CUSIP: 29670G102<br>LEI: 549300ILTEOF3E3QY357 | Long             | EC               | CORP              | US        |      7401 | NS      | $357024.24    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Columbia Sportswear Co                                     | Columbia Sportswear Co.                                    | CUSIP: 198516106<br>LEI: 549300OTMCIEUXAH5Z60 | Long             | EC               | CORP              | US        |     13321 | NS      | $1193428.39   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Diamond Hill Investment Group Inc                          | Diamond Hill Investment Group, Inc.                        | CUSIP: 25264R207<br>LEI: 549300AQ6779A0B7VZ57 | Long             | EC               | CORP              | US        |      4759 | NS      | $846911.64    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Amdocs Ltd                                                 | Amdocs, Ltd.                                               | CUSIP: G02602103<br>LEI: 549300HQV672RJ7RQV66 | Long             | EC               | CORP              | GG        |     41520 | NS      | $3689467.20   | 2.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Vishay Intertechnology Inc                                 | Vishay Intertechnology, Inc.                               | CUSIP: 928298108<br>LEI: 5493009O8F3QQJTCQR75 | Long             | EC               | CORP              | US        |     55242 | NS      | $1272775.68   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Encompass Health Corp                                      | Encompass Health Corp.                                     | CUSIP: 29261A100<br>LEI: 549300FVRPM9DRQZRG64 | Long             | EC               | CORP              | US        |     67693 | NS      | $3958686.64   | 2.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Ralph Lauren Corp                                          | Ralph Lauren Corp.                                         | CUSIP: 751212101<br>LEI: HO1QNWM0IXBZ0QSMMO20 | Long             | EC               | CORP              | US        |      8190 | NS      | $926452.80    | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Essent Group Ltd                                           | Essent Group, Ltd.                                         | CUSIP: G3198U102<br>LEI: 254900QUO860OUT6ZF83 | Long             | EC               | CORP              | BM        |     14490 | NS      | $580904.10    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Genpact Ltd                                                | Genpact, Ltd.                                              | CUSIP: G3922B107<br>LEI: 529900OSEC6Q0L4L5B35 | Long             | EC               | CORP              | BM        |     61962 | NS      | $2857067.82   | 1.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Spire Inc                                                  | Spire, Inc.                                                | CUSIP: 84857L101<br>LEI: 549300NXSY15DRY2R511 | Long             | EC               | CORP              | US        |      2625 | NS      | $194512.50    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Institutional Treasury Plus Money Market Fund | State Street Institutional Treasury Plus Money Market Fund | CUSIP: 857492862<br>LEI: 549300PNASLVKQG64331 | Long             | STIV             | RF                | US        |    161958 | NS      | $161958.06    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Allete Inc                                                 | ALLETE, Inc.                                               | CUSIP: 018522300<br>LEI: 549300NNLSIMY6Z8OT86 | Long             | EC               | CORP              | US        |      3789 | NS      | $250831.80    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Carter's Inc                                               | Carter's, Inc.                                             | CUSIP: 146229109<br>LEI: 5299003WAQK4R3L3ZU36 | Long             | EC               | CORP              | US        |     16132 | NS      | $1178281.28   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Ennis Inc                                                  | Ennis, Inc.                                                | CUSIP: 293389102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     40165 | NS      | $933032.95    | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Watts Water Technologies Inc                               | Watts Water Technologies, Inc.                             | CUSIP: 942749102<br>LEI: 549300REJOO94ERQN318 | Long             | EC               | CORP              | US        |      7691 | NS      | $1218638.95   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Watsco Inc                                                 | Watsco, Inc.                                               | CUSIP: 942622200<br>LEI: 549300F1Y3LN5BX5WN75 | Long             | EC               | CORP              | US        |     12167 | NS      | $3272679.66   | 1.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Dentsply Sirona Inc                                        | DENTSPLY SIRONA, Inc.                                      | CUSIP: 24906P109<br>LEI: 9NHEHR1SOZCYXDO8HO28 | Long             | EC               | CORP              | US        |     78547 | NS      | $2376832.22   | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Oge Energy Corp                                            | OGE Energy Corp.                                           | CUSIP: 670837103<br>LEI: CE5OG6JPOZMDSA0LAQ19 | Long             | EC               | CORP              | US        |     22277 | NS      | $901327.42    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Avista Corp                                                | Avista Corp.                                               | CUSIP: 05379B107<br>LEI: Q0IK63NITJD6RJ47SW96 | Long             | EC               | CORP              | US        |      3025 | NS      | $124872.00    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Donaldson Co Inc                                           | Donaldson Co., Inc.                                        | CUSIP: 257651109<br>LEI: OZE6KXY9QQPR8EJ8WL20 | Long             | EC               | CORP              | US        |     64488 | NS      | $3928608.96   | 2.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Cal-maine Foods Inc                                        | Cal-Maine Foods, Inc.                                      | CUSIP: 128030202<br>LEI: 549300NHE5WMIEIEMF53 | Long             | EC               | CORP              | US        |     14756 | NS      | $859979.68    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Evercore Inc                                               | Evercore, Inc.                                             | CUSIP: 29977A105<br>LEI: 529900P6KLPT95DW3W58 | Long             | EC               | CORP              | US        |     18548 | NS      | $2136358.64   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Pinnacle West Capital Corp                                 | Pinnacle West Capital Corp.                                | CUSIP: 723484101<br>LEI: TWSEY0NEDUDCKS27AH81 | Long             | EC               | CORP              | US        |      5582 | NS      | $437182.24    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Itt Inc                                                    | ITT, Inc.                                                  | CUSIP: 45073V108<br>LEI: 549300KDSERHTJOXUS80 | Long             | EC               | CORP              | US        |     16095 | NS      | $1360349.40   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Vail Resorts Inc                                           | Vail Resorts, Inc.                                         | CUSIP: 91879Q109<br>LEI: 529900PSZHRNU9HKH870 | Long             | EC               | CORP              | US        |     12087 | NS      | $3112885.98   | 1.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Union Co/the                                       | Western Union Co.                                          | CUSIP: 959802109<br>LEI: 28ID94QU1140NC23S047 | Long             | EC               | CORP              | US        |    235928 | NS      | $3458704.48   | 1.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Gcm Grosvenor Inc                                          | GCM Grosvenor, Inc.                                        | CUSIP: 36831E108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    166823 | NS      | $1463037.71   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Lincoln Electric Holdings Inc                              | Lincoln Electric Holdings, Inc.                            | CUSIP: 533900106<br>LEI: BIMGBY40SIN95O01BN93 | Long             | EC               | CORP              | US        |     25079 | NS      | $3708682.52   | 2.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Radian Group Inc                                           | Radian Group, Inc.                                         | CUSIP: 750236101<br>LEI: 54930005OUP720S5U385 | Long             | EC               | CORP              | US        |     38734 | NS      | $758024.38    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Casey's General Stores Inc                                 | Casey's General Stores, Inc.                               | CUSIP: 147528103<br>LEI: 549300CAFWSI86V66Q65 | Long             | EC               | CORP              | US        |      2282 | NS      | $554571.64    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Old Republic International Corp                            | Old Republic International Corp.                           | CUSIP: 680223104<br>LEI: 549300IV6O2YY2A1KH37 | Long             | EC               | CORP              | US        |    156335 | NS      | $3830207.50   | 2.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Forward Air Corp                                           | Forward Air Corp.                                          | CUSIP: 349853101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6962 | NS      | $782319.94    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Wyndham Hotels & Resorts Inc                               | Wyndham Hotels & Resorts, Inc.                             | CUSIP: 98311A105<br>LEI: 549300FE3MQ4RVXXC673 | Long             | EC               | CORP              | US        |      7265 | NS      | $532669.80    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Interdigital Inc                                           | InterDigital, Inc.                                         | CUSIP: 45867G101<br>LEI: 529900HQAUTC3VI47G64 | Long             | EC               | CORP              | US        |     18763 | NS      | $941339.71    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Power Integrations Inc                                     | Power Integrations, Inc.                                   | CUSIP: 739276103<br>LEI: 54930085LGXSCIHD5W31 | Long             | EC               | CORP              | US        |     16741 | NS      | $1347315.68   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Ltd                                                | Invesco, Ltd.                                              | CUSIP: G491BT108<br>LEI: ECPGFXU8A2SHKVVGJI15 | Long             | EC               | CORP              | BM        |     40269 | NS      | $769540.59    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Landstar System Inc                                        | Landstar System, Inc.                                      | CUSIP: 515098101<br>LEI: 254900CUQXQRL09MEI52 | Long             | EC               | CORP              | US        |     11584 | NS      | $2003800.32   | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Lazard Ltd                                                 | Lazard, Ltd.                                               | CUSIP: G54050102<br>LEI: 254900RIBCDJSUFG1A11 | Long             | EC               | CORP              | BM        |     57969 | NS      | $2122245.09   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Northwestern Corp                                          | NorthWestern Corp.                                         | CUSIP: 668074305<br>LEI: 3BPWMBHR1R9SHUN7J795 | Long             | EC               | CORP              | US        |      3025 | NS      | $176690.25    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Nrg Energy Inc                                             | NRG Energy, Inc.                                           | CUSIP: 629377508<br>LEI: 5E2UPK5SW04M13XY7I38 | Long             | EC               | CORP              | US        |     21318 | NS      | $904949.10    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Mge Energy Inc                                             | MGE Energy, Inc.                                           | CUSIP: 55277P104<br>LEI: 549300BYWGHSXX2TEO67 | Long             | EC               | CORP              | US        |      2654 | NS      | $191114.54    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Nisource Inc                                               | NiSource, Inc.                                             | CUSIP: 65473P105<br>LEI: 549300D8GOWWH0SJB189 | Long             | EC               | CORP              | US        |     21372 | NS      | $597133.68    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Jack Henry & Associates Inc                                | Jack Henry & Associates, Inc.                              | CUSIP: 426281101<br>LEI: 529900X1QS8C54W0JB21 | Long             | EC               | CORP              | US        |     17601 | NS      | $3332749.35   | 1.83%             |  |  |  | No            |                  1 | On Loan: No      |
| News Corp                                                  | News Corp.                                                 | CUSIP: 65249B109<br>LEI: 549300ITS31QK8VRBQ14 | Long             | EC               | CORP              | US        |     49397 | NS      | $945952.55    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Rli Corp                                                   | RLI Corp.                                                  | CUSIP: 749607107<br>LEI: 529900AMTJE5ECN9PS55 | Long             | EC               | CORP              | US        |      9677 | NS      | $1258687.39   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-30

**Name of Applicant:** ALPS ETF TRUST

**Signature:** Kathryn Burns

**Name of Signer:** Kathryn Burns

**Title:** Treasurer