# EDGAR Filing Document

**Accession Number:** 0001534450
**File Stem:** 0001420506-23-000482
**Filing Date:** 2023-2
**Character Count:** 11038
**Document Hash:** dbaad13969f1a2fb24a1efac93f34924
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001420506-23-000482.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001420506-23-000482

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230213

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Ground Swell Capital, LLC
- **CENTRAL INDEX KEY:** 0001534450
- **IRS NUMBER:** 272835438
- **STATE OF INCORPORATION:** SC
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-16253
- **FILM NUMBER:** 23620688

**BUSINESS ADDRESS:**
- **STREET 1:** 105 WEST HURON AVENUE
- **STREET 2:** SUITE 205
- **CITY:** FOLLY BEACH
- **STATE:** SC
- **ZIP:** 29439
- **BUSINESS PHONE:** (843) 588-5169

**MAIL ADDRESS:**
- **STREET 1:** PO BOX 46
- **CITY:** FOLLY BEACH
- **STATE:** SC
- **ZIP:** 29439

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Ground Swell Capital LLC<br>**Address:** PO BOX 46<br>FOLLY BEACH, SC 29439

**Form 13F File Number:** 028-16253

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Joey Foxhall<br>**Title:** Chief Compliance Officer<br>**Phone:** (843) 588-5169

**Signature, Place, and Date of Signing:**

Joey Foxhall Chief Compliance Officer  FOLLY BEACH, SC  02-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 77

**Form 13F Information Table Value Total:** $22527620

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 36KR HOLDINGS INC | SPONSORED ADS | 88429K103 |  | 13528 | 13263 | SH |  | SOLE |  | 13263 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 747817 | 9769 | SH |  | SOLE |  | 9769 | 0 | 0 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 202591 | 602 | SH |  | SOLE |  | 602 | 0 | 0 |
| AEGON N V | NY REGISTRY SHS | 007924103 |  | 63665 | 12632 | SH |  | SOLE |  | 12632 | 0 | 0 |
| ALZAMEND NEURO INC | COM NEW | 02262M308 |  | 7693 | 13619 | SH |  | SOLE |  | 13619 | 0 | 0 |
| ANALOG DEVICES INC | COM | 032654105 |  | 569676 | 3473 | SH |  | SOLE |  | 3473 | 0 | 0 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 396746 | 1661 | SH |  | SOLE |  | 1661 | 0 | 0 |
| BIOTRICITY INC | COM | 09074H104 |  | 5522 | 12257 | SH |  | SOLE |  | 12257 | 0 | 0 |
| BK OF AMERICA CORP | 7.25%CNV PFD L | 060505682 |  | 334080 | 288 | SH |  | SOLE |  | 288 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 |  | 209115 | 374 | SH |  | SOLE |  | 374 | 0 | 0 |
| CADENCE DESIGN SYSTEM INC | COM | 127387108 |  | 370275 | 2305 | SH |  | SOLE |  | 2305 | 0 | 0 |
| CHENIERE ENERGY PARTNERS LP | COM UNIT | 16411Q101 |  | 370167 | 6509 | SH |  | SOLE |  | 6509 | 0 | 0 |
| CORE SCIENTIFIC INC | COMMON STOCK | 21873J108 |  | 5712 | 76056 | SH |  | SOLE |  | 76056 | 0 | 0 |
| DATADOG INC | CL A COM | 23804L103 |  | 242550 | 3300 | SH |  | SOLE |  | 3300 | 0 | 0 |
| DOUBLELINE YIELD OPPORTUNITI | COM | 25862D105 |  | 196616 | 14986 | SH |  | SOLE |  | 14986 | 0 | 0 |
| ENTEGRIS INC | COM | 29362U104 |  | 426925 | 6509 | SH |  | SOLE |  | 6509 | 0 | 0 |
| EVAXION BIOTECH A S | ADS | 29970R105 |  | 32528 | 18071 | SH |  | SOLE |  | 18071 | 0 | 0 |
| FIRST REP BK SAN FRANCISCO C | COM | 33616C100 |  | 242439 | 1989 | SH |  | SOLE |  | 1989 | 0 | 0 |
| FIRST SOLAR INC | COM | 336433107 |  | 311563 | 2080 | SH |  | SOLE |  | 2080 | 0 | 0 |
| FORTUNA SILVER MINES INC | COM | 349915108 |  | 59498 | 15866 | SH |  | SOLE |  | 15866 | 0 | 0 |
| FORZA X1 INC | COM | 34988N104 |  | 15715 | 12277 | SH |  | SOLE |  | 12277 | 0 | 0 |
| FREIGHT TECHNOLOGIES INC | ORDINARY SHARES | G51413105 |  | 4511 | 20319 | SH |  | SOLE |  | 20319 | 0 | 0 |
| FUSION FUEL GREEN PLC | CL A | G3R25D118 |  | 179579 | 40537 | SH |  | SOLE |  | 40537 | 0 | 0 |
| GALMED PHARMACEUTICALS LTD | SHS | M47238106 |  | 5180 | 10359 | SH |  | SOLE |  | 10359 | 0 | 0 |
| GETAROUND INC | COM | 37427G101 |  | 7987 | 12241 | SH |  | SOLE |  | 12241 | 0 | 0 |
| HOLOGIC INC | COM | 436440101 |  | 255850 | 3420 | SH |  | SOLE |  | 3420 | 0 | 0 |
| HONEYWELL INTL INC | COM | 438516106 |  | 345452 | 1612 | SH |  | SOLE |  | 1612 | 0 | 0 |
| HYCROFT MINING HOLDING CORP | *W EXP 05/29/202 | 44862P117 |  | 9745 | 162154 | SH |  | SOLE |  | 162154 | 0 | 0 |
| ICON PLC | SHS | G4705A100 |  | 346348 | 1783 | SH |  | SOLE |  | 1783 | 0 | 0 |
| INTELLIGENT LIVING APPLICATI | ORD SHS | G4804S101 |  | 12339 | 13672 | SH |  | SOLE |  | 13672 | 0 | 0 |
| INTUIT | COM | 461202103 |  | 368591 | 947 | SH |  | SOLE |  | 947 | 0 | 0 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 |  | 4718646 | 47395 | SH |  | SOLE |  | 47395 | 0 | 0 |
| JOWELL GLOBAL LTD | SHS | G5194C101 |  | 7274 | 17655 | SH |  | SOLE |  | 17655 | 0 | 0 |
| KEURIG DR PEPPER INC | COM | 49271V100 |  | 302361 | 8479 | SH |  | SOLE |  | 8479 | 0 | 0 |
| KLA CORP | COM NEW | 482480100 |  | 466386 | 1237 | SH |  | SOLE |  | 1237 | 0 | 0 |
| LAM RESEARCH CORP | COM | 512807108 |  | 209730 | 499 | SH |  | SOLE |  | 499 | 0 | 0 |
| LONGEVERON INC | COM | 54303L104 |  | 75705 | 23511 | SH |  | SOLE |  | 23511 | 0 | 0 |
| MIND C T I LTD | ORD | M70240102 |  | 22073 | 10511 | SH |  | SOLE |  | 10511 | 0 | 0 |
| NAAS TECHNOLOGY INC | SPONSORED ADS | 62955X102 |  | 45980 | 11820 | SH |  | SOLE |  | 11820 | 0 | 0 |
| NETAPP INC | COM | 64110D104 |  | 228528 | 3805 | SH |  | SOLE |  | 3805 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 |  | 276597 | 938 | SH |  | SOLE |  | 938 | 0 | 0 |
| NISOURCE INC | UNIT 12/01/2023 | 65473P121 |  | 213955 | 2072 | SH |  | SOLE |  | 2072 | 0 | 0 |
| NXP SEMICONDUCTORS N V | COM | N6596X109 |  | 215395 | 1363 | SH |  | SOLE |  | 1363 | 0 | 0 |
| OLD DOMINION FREIGHT LINE IN | COM | 679580100 |  | 210565 | 742 | SH |  | SOLE |  | 742 | 0 | 0 |
| OREILLY AUTOMOTIVE INC | COM | 67103H107 |  | 239705 | 284 | SH |  | SOLE |  | 284 | 0 | 0 |
| OUSTER INC | COM | 68989M103 |  | 9866 | 11432 | SH |  | SOLE |  | 11432 | 0 | 0 |
| PEPSICO INC | COM | 713448108 |  | 438101 | 2425 | SH |  | SOLE |  | 2425 | 0 | 0 |
| PHOENIX MTR INC | COM NEW | 71910P203 |  | 10752 | 10143 | SH |  | SOLE |  | 10143 | 0 | 0 |
| PHUNWARE INC | COM | 71948P100 |  | 25315 | 32736 | SH |  | SOLE |  | 32736 | 0 | 0 |
| PLX PHARMA INC | COM | 72942A107 |  | 35908 | 218820 | SH |  | SOLE |  | 218820 | 0 | 0 |
| PRESIDIO PPTY TR INC | COM CL A | 74102L303 |  | 35862 | 35862 | SH |  | SOLE |  | 35862 | 0 | 0 |
| PURPLE BIOTECH LTD | SPONSORED ADS | 74638P109 |  | 20312 | 14719 | SH |  | SOLE |  | 14719 | 0 | 0 |
| SAREPTA THERAPEUTICS INC | COM | 803607100 |  | 296479 | 2288 | SH |  | SOLE |  | 2288 | 0 | 0 |
| SELINA HOSPITALITY PLC | ORDINARY SHARES | G8059B101 |  | 35328 | 13036 | SH |  | SOLE |  | 13036 | 0 | 0 |
| SESEN BIO INC | COM | 817763105 |  | 17397 | 28543 | SH |  | SOLE |  | 28543 | 0 | 0 |
| SIFY TECHNOLOGIES LTD | SPONSORED ADS | 82655M107 |  | 18669 | 16094 | SH |  | SOLE |  | 16094 | 0 | 0 |
| SOLIGENIX INC | COM | 834223307 |  | 6951 | 15378 | SH |  | SOLE |  | 15378 | 0 | 0 |
| SPAR GROUP INC | COM | 784933103 |  | 14451 | 11031 | SH |  | SOLE |  | 11031 | 0 | 0 |
| SPDR INDEX SHS FDS | EURO STOXX 50 | 78463X202 |  | 791067 | 20441 | SH |  | SOLE |  | 20441 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 4895869 | 12802 | SH |  | SOLE |  | 12802 | 0 | 0 |
| SPDR SER TR | BLOOMBERG SHT TE | 78468R408 |  | 206646 | 8525 | SH |  | SOLE |  | 8525 | 0 | 0 |
| SPDR SER TR | NUVEEN BLOOMBERG | 78464A284 |  | 206898 | 4225 | SH |  | SOLE |  | 4225 | 0 | 0 |
| STARBUCKS CORP | COM | 855244109 |  | 316051 | 3186 | SH |  | SOLE |  | 3186 | 0 | 0 |
| STRYVE FOODS INC | CLASS A COM | 863685103 |  | 23556 | 32331 | SH |  | SOLE |  | 32331 | 0 | 0 |
| TASTEMAKER ACQUISITION CORP | *W EXP 01/07/202 | 876545112 |  | 1832 | 12216 | SH |  | SOLE |  | 12216 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 325318 | 2641 | SH |  | SOLE |  | 2641 | 0 | 0 |
| TETRA TECH INC NEW | COM | 88162G103 |  | 258874 | 1783 | SH |  | SOLE |  | 1783 | 0 | 0 |
| TEXAS INSTRS INC | COM | 882508104 |  | 298883 | 1809 | SH |  | SOLE |  | 1809 | 0 | 0 |
| THE REAL BROKERAGE INC | COM NEW | 75585H206 |  | 27545 | 26233 | SH |  | SOLE |  | 26233 | 0 | 0 |
| TOMI ENVIRONMENTAL SOLUTIONS | COM NEW | 890023203 |  | 5593 | 11368 | SH |  | SOLE |  | 11368 | 0 | 0 |
| UP FINTECH HLDG LTD | SPONSORED ADS | 91531W106 |  | 48340 | 14176 | SH |  | SOLE |  | 14176 | 0 | 0 |
| WESTERN ASSET HIGH INCOM FD | COM | 95766J102 |  | 52025 | 10749 | SH |  | SOLE |  | 10749 | 0 | 0 |
| WISDOMTREE TR | US TOTAL DIVIDND | 97717W109 |  | 236414 | 3898 | SH |  | SOLE |  | 3898 | 0 | 0 |
| XCEL ENERGY INC | COM | 98389B100 |  | 237112 | 3382 | SH |  | SOLE |  | 3382 | 0 | 0 |
| ZENTEK LTD | COM | 98942X102 |  | 16622 | 11081 | SH |  | SOLE |  | 11081 | 0 | 0 |
| ZHIHU INC | ADS | 98955N108 |  | 15326 | 11789 | SH |  | SOLE |  | 11789 | 0 | 0 |
| ZK INTL GROUP CO LTD | SHS | G9892K100 |  | 5355 | 13746 | SH |  | SOLE |  | 13746 | 0 | 0 |

---