# EDGAR Filing Document

**Accession Number:** 0000787441
**File Stem:** 0002071691-26-014935
**Filing Date:** 2026-6
**Character Count:** 45790
**Document Hash:** 69c978f5000f396b84aaa474b094637c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002071691-26-014935.hdr.sgml**: 20260625

**ACCESSION NUMBER**: 0002071691-26-014935

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260430

**FILED AS OF DATE**: 20260625

**DATE AS OF CHANGE**: 20260625

**PERIOD START**: 20261031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NEW YORK LIFE INVESTMENTS FUNDS
- **CENTRAL INDEX KEY:** 0000787441

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-04550
- **FILM NUMBER:** 261119768

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** 2125767000

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MAINSTAY FUNDS
- **DATE OF NAME CHANGE:** 19920703

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MACKAY SHIELDS MAINSTAY SERIES FUND /NY/
- **DATE OF NAME CHANGE:** 19911126

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MACKAY SHIELDS SERIES FUND
- **DATE OF NAME CHANGE:** 19860506

## Series and Classes Contracts Data

### NYLI MacKay Convertible Fund (Series ID: S000006899)

| Class ID   | Class Name     | Ticker Symbol   |
|:---|:---|:---|
| C000018703 | Class A        | MCOAX           |
| C000018705 | Class C        | MCCVX           |
| C000060795 | INVESTOR CLASS | MCINX           |
| C000087595 | Class I        | MCNVX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** NEW YORK LIFE INVESTMENTS FUNDS

- **b. Investment Company Act file number:** 811-04550

- **c. CIK number of Registrant:** 0000787441

- **d. LEI of Registrant:** 549300PAI7XEJSNBJ671

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 51 Madison Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10010

  - **Telephone number:** 212-576-7000

**Item A.2. Information about the Series.**

- **a. Name of Series:** NYLI MacKay Convertible Fund

- **b. EDGAR series identifier (if any):** S000006899

- **c. LEI of Series:** 5493003UBW3QX2D8RN79

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-10-31

- **b. Date as of which information is reported:** 2026-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $1859800899.07

**Total Liabilities:** $60547558.17

**Net Assets:** $1799253340.90

**Cash Not Reported:** $1667537.85

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** -51.77000000 | **1-Year:** -3579.43000000 | **5-Year:** -7795.71000000 | **10-Year:** 0.00000000 | **30-Year:** -4180.98000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** -1190.08000000 | **1-Year:** -70477.66000000 | **5-Year:** -117396.06000000 | **10-Year:** -5049.04000000 | **30-Year:** -12394.81000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000018703 | 2.91%                | -3.00%               | 9.69%                |
| Class ID C000018705 | 2.81%                | -3.08%               | 9.63%                |
| Class ID C000060795 | 2.91%                | -3.02%               | 9.69%                |
| Class ID C000087595 | 2.95%                | -3.00%               | 9.76%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $14634916.22             | $31797428.93                               |
| Month 2  | $-2721810.41             | $-48946998.79                              |
| Month 3  | $8167497.85              | $149691827.46                              |

### Schedule of Portfolio Investments

| Name                                    | Title                                                   | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Advanced Energy Industries, Inc.        | Advanced Energy Industries, Inc.                        | CUSIP: 007973AE0<br>LEI: 549300756XI3QLFT2U27 | Long             | DBT              | CORP              | US        |  18209000 | PA      | $51893829.10  | 2.88%             | 2028-09-15      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| AeroVironment, Inc.                     | AeroVironment, Inc.                                     | CUSIP: 008073AA6<br>LEI: 529900PGHVI29YLZ6221 | Long             | DBT              | CORP              | US        |   4835000 | PA      | $4917195.00   | 0.27%             | 2030-07-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Affirm Holdings, Inc.                   | Affirm Holdings, Inc.                                   | CUSIP: 00827BAD8<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |  11397000 | PA      | $12052327.50  | 0.67%             | 2029-12-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| Akamai Technologies, Inc.               | Akamai Technologies, Inc.                               | CUSIP: 00971TAL5<br>LEI: OC1LZNN2LF5WTJ5RIL89 | Long             | DBT              | CORP              | US        |  16800000 | PA      | $18648000.00  | 1.04%             | 2027-09-01      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| Alnylam Pharmaceuticals, Inc.           | Alnylam Pharmaceuticals, Inc.                           | CUSIP: 02043QAB3<br>LEI: 529900S3ZI14OWRJII50 | Long             | DBT              | CORP              | US        |   5460000 | PA      | $6757296.00   | 0.38%             | 2027-09-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| Apollo Global Management, Inc.          | Apollo Global Management, Inc.                          | CUSIP: 03769M304<br>LEI: 254900LMFT1CY9IYB476 | Long             | EP               | CORP              | US        |    289050 | NS      | $18999256.50  | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Ares Management Corp.                   | Ares Management Corp., Series B                         | CUSIP: 03990B309<br>LEI: 529900JUV61FH7B8VW38 | Long             | EP               | CORP              | US        |    195700 | NS      | $7679268.00   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Arrowhead Pharmaceuticals, Inc.         | Arrowhead Pharmaceuticals, Inc.                         | CUSIP: 04280AAC4<br>LEI: 549300O3CSB8T7OZ3D66 | Long             | DBT              | CORP              | US        |   9652000 | PA      | $11007140.80  | 0.61%             | 2032-01-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Avnet, Inc.                             | Avnet, Inc.                                             | CUSIP: 053807AY9<br>LEI: XJI53DCPL7QABOWK4Z75 | Long             | DBT              | CORP              | US        |   9700000 | PA      | $12682750.00  | 0.70%             | 2030-09-01      | Fixed         | 1.75%                 | Yes           |                  2 | On Loan: No      |
| BWX Technologies, Inc.                  | BWX Technologies, Inc.                                  | CUSIP: 05605HAD2<br>LEI: 549300NP85N265KWMS58 | Long             | DBT              | CORP              | US        |  10120000 | PA      | $10970080.00  | 0.61%             | 2030-11-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Bank of America Corp.                   | Bank of America Corp., Series L                         | CUSIP: 060505682<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               | CORP              | US        |     12072 | NS      | $14761279.44  | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| BILL Holdings, Inc.                     | BILL Holdings, Inc.                                     | CUSIP: 090043AF7<br>LEI: 549300IBF9VZZIGOZW63 | Long             | DBT              | CORP              | US        |  13980000 | PA      | $12431715.00  | 0.69%             | 2030-04-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| BioMarin Pharmaceutical, Inc.           | BioMarin Pharmaceutical, Inc.                           | CUSIP: 09061GAK7<br>LEI: NSLL8ITTRR0J5HEMR848 | Long             | DBT              | CORP              | US        |  19573000 | PA      | $18983363.38  | 1.06%             | 2027-05-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| Bloom Energy Corp.                      | Bloom Energy Corp.                                      | CUSIP: 093712AN7<br>LEI: 549300XB5J9BFW5JXV97 | Long             | DBT              | CORP              | US        |   7394000 | PA      | $12889220.80  | 0.72%             | 2030-11-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Boeing Co. (The)                        | Boeing Co. (The)                                        | CUSIP: 097023204<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EP               | CORP              | US        |    346200 | NS      | $24995640.00  | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Bridgebio Pharma, Inc.                  | Bridgebio Pharma, Inc.                                  | CUSIP: 10806XAD4<br>LEI: 54930028YG89VTY2J114 | Long             | DBT              | CORP              | US        |  15022000 | PA      | $16717232.70  | 0.93%             | 2029-02-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| Burlington Stores, Inc.                 | Burlington Stores, Inc.                                 | CUSIP: 122017AD8<br>LEI: 5299003Z37DVGKKC1W09 | Long             | DBT              | CORP              | US        |   9505000 | PA      | $15507407.50  | 0.86%             | 2027-12-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| Check Point Software Technologies Ltd.  | Check Point Software Technologies Ltd.                  | CUSIP: 162775AA8<br>LEI: 2549003ZVBH73EPNS513 | Long             | DBT              | CORP              | IL        |   5698000 | PA      | $5159539.00   | 0.29%             | 2030-12-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Cheesecake Factory, Inc. (The)          | Cheesecake Factory, Inc. (The)                          | CUSIP: 163072AA9<br>LEI: 529900872XMLK10SY247 | Long             | DBT              | CORP              | US        |   9208000 | PA      | $9316194.00   | 0.52%             | 2026-06-15      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| Chefs' Warehouse, Inc. (The)            | Chefs' Warehouse, Inc. (The)                            | CUSIP: 163086AE1<br>LEI: 549300JYEDC8C547E980 | Long             | DBT              | CORP              | US        |   9332000 | PA      | $17217540.00  | 0.96%             | 2028-12-15      | Fixed         | 2.38%                 | No            |                  2 | On Loan: No      |
| Cloudflare, Inc.                        | Cloudflare, Inc.                                        | CUSIP: 18915MAE7<br>LEI: 5493007DY18BGNLDWU14 | Long             | DBT              | CORP              | US        |  12025000 | PA      | $13834715.96  | 0.77%             | 2030-06-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Compass, Inc.                           | Compass, Inc.                                           | CUSIP: 20464UAA8<br>LEI: 254900DMGQSTC3I2IM78 | Long             | DBT              | CORP              | US        |  10279000 | PA      | $9050659.50   | 0.50%             | 2031-04-15      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| CyberArk Software Ltd.                  | CyberArk Software Ltd.                                  | CUSIP: 23248VAC9<br>LEI: 529900YEXNDM894PWS93 | Long             | DBT              | CORP              | IL        |   9288000 | PA      | $10135065.60  | 0.56%             | 2030-06-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: —       |
| Datadog, Inc.                           | Datadog, Inc.                                           | CUSIP: 23804LAD5<br>LEI: 549300F6JNO0KRPO1K63 | Long             | DBT              | CORP              | US        |  16717000 | PA      | $16871632.25  | 0.94%             | 2029-12-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| DexCom, Inc.                            | DexCom, Inc.                                            | CUSIP: 252131AM9<br>LEI: 549300YSK3QDSFR5EU59 | Long             | DBT              | CORP              | US        |  15040000 | PA      | $13953360.00  | 0.78%             | 2028-05-15      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| DoorDash, Inc.                          | DoorDash, Inc.                                          | CUSIP: 25809KAA3<br>LEI: 549300NUQ43FGGSK5051 | Long             | DBT              | CORP              | US        |  12055000 | PA      | $11524580.00  | 0.64%             | 2030-05-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Dropbox, Inc.                           | Dropbox, Inc.                                           | CUSIP: 26210CAD6<br>LEI: 549300JCDF7UAR6TJR51 | Long             | DBT              | CORP              | US        |  11036000 | PA      | $10715956.00  | 0.60%             | 2028-03-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Etsy, Inc.                              | Etsy, Inc.                                              | CUSIP: 29786AAJ5<br>LEI: 54930089Q7XT501AEA40 | Long             | DBT              | CORP              | US        |  15617000 | PA      | $15691961.60  | 0.87%             | 2026-10-01      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| Euronet Worldwide, Inc.                 | Euronet Worldwide, Inc.                                 | CUSIP: 298736AM1<br>LEI: YG3575C4DSHJPA5KET68 | Long             | DBT              | CORP              | US        |   7250000 | PA      | $6538593.75   | 0.36%             | 2030-10-01      | Fixed         | 0.62%                 | Yes           |                  2 | On Loan: No      |
| FIDELITY INST GOVT LEX                  | FIDELITY GOVERNMENT PORTFOLIO OPEN-END FUND USD         | CUSIP: 31607A703<br>LEI: N/A                  | Long             | STIV             | RF                | US        |   2000000 | NS      | $2000000.00   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Five9, Inc.                             | Five9, Inc.                                             | CUSIP: 338307AF8<br>LEI: 254900MXP6EWY0SFFR59 | Long             | DBT              | CORP              | US        |   5835000 | PA      | $5065947.00   | 0.28%             | 2029-03-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| Fluor Corp.                             | Fluor Corp.                                             | CUSIP: 343412AJ1<br>LEI: CQ7WZ4NOFWT7FAE6Q943 | Long             | DBT              | CORP              | US        |  10495000 | PA      | $14102656.25  | 0.78%             | 2029-08-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| Freshpet, Inc.                          | Freshpet, Inc.                                          | CUSIP: 358039AB1<br>LEI: 549300S4ZK8ZQ6HNPN59 | Long             | DBT              | CORP              | US        |  14247000 | PA      | $17528084.10  | 0.97%             | 2028-04-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: —       |
| Global Payments, Inc.                   | Global Payments, Inc.                                   | CUSIP: 37940XAU6<br>LEI: 549300NOMHGVQBX6S778 | Long             | DBT              | CORP              | US        |  11829000 | PA      | $10640185.50  | 0.59%             | 2031-03-01      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| Greenbrier Cos., Inc. (The)             | Greenbrier Cos., Inc. (The)                             | CUSIP: 393657AM3<br>LEI: 5493001GAGGFR30BP390 | Long             | DBT              | CORP              | US        |   8991000 | PA      | $10172417.40  | 0.57%             | 2028-04-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| Guidewire Software, Inc.                | Guidewire Software, Inc.                                | CUSIP: 40171VAC4<br>LEI: 549300WXSG0J8IXZCK32 | Long             | DBT              | CORP              | US        |  11315000 | PA      | $11152346.88  | 0.62%             | 2029-11-01      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| Halozyme Therapeutics, Inc.             | Halozyme Therapeutics, Inc.                             | CUSIP: 40637HAG4<br>LEI: 529900242I3SV9AGM753 | Long             | DBT              | CORP              | US        |   8856000 | PA      | $8625744.00   | 0.48%             | 2031-02-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Halozyme Therapeutics, Inc.             | Halozyme Therapeutics, Inc.                             | CUSIP: 40637HAJ8<br>LEI: 529900242I3SV9AGM753 | Long             | DBT              | CORP              | US        |   8857000 | PA      | $8741859.00   | 0.49%             | 2032-11-15      | Fixed         | 0.88%                 | Yes           |                  2 | On Loan: No      |
| Hewlett Packard Enterprise Co.          | Hewlett Packard Enterprise Co.                          | CUSIP: 42824C208<br>LEI: 549300BX44RGX6ANDV88 | Long             | EP               | CORP              | US        |    240100 | NS      | $18396462.00  | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Match Group Financeco 2, Inc.           | Match Group Financeco 2, Inc.                           | CUSIP: 44932FAA5<br>LEI: 549300IPGK4BWL134U96 | Long             | DBT              | CORP              | US        |  12450000 | PA      | $12387750.00  | 0.69%             | 2026-06-15      | Fixed         | 0.88%                 | Yes           |                  2 | On Loan: No      |
| iRhythm Holdings, Inc.                  | iRhythm Holdings, Inc.                                  | CUSIP: 450056AB2<br>LEI: 549300FJI72RJGDQS384 | Long             | DBT              | CORP              | US        |  14384000 | PA      | $16563176.00  | 0.92%             | 2029-09-01      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| IMAX Corp.                              | IMAX Corp.                                              | CUSIP: 45245EAK5<br>LEI: 894500GS1ESLAPZCEI74 | Long             | DBT              | CORP              | CA        |  14719000 | PA      | $16496319.25  | 0.92%             | 2030-11-15      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: —       |
| Impinj, Inc.                            | Impinj, Inc.                                            | CUSIP: 453204AE9<br>LEI: 549300M26VGKSMMWWN17 | Long             | DBT              | CORP              | US        |  10175000 | PA      | $9834137.50   | 0.55%             | 2029-09-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Integer Holdings Corp.                  | Integer Holdings Corp.                                  | CUSIP: 45826HAD1<br>LEI: 549300SUD2ED5XG6X569 | Long             | DBT              | CORP              | US        |  25460000 | PA      | $24759850.00  | 1.38%             | 2030-03-15      | Fixed         | 1.88%                 | No            |                  2 | On Loan: No      |
| Ionis Pharmaceuticals, Inc.             | Ionis Pharmaceuticals, Inc.                             | CUSIP: 462222AF7<br>LEI: 549300SI4ZGLG0BLUZ92 | Long             | DBT              | CORP              | US        |   5324000 | PA      | $7919450.00   | 0.44%             | 2028-06-15      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| Ionis Pharmaceuticals, Inc.             | Ionis Pharmaceuticals, Inc.                             | CUSIP: 462222AG5<br>LEI: 549300SI4ZGLG0BLUZ92 | Long             | DBT              | CORP              | US        |  10631000 | PA      | $11049595.63  | 0.61%             | 2030-12-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Jazz Investments I Ltd.                 | Jazz Investments I Ltd.                                 | CUSIP: 472145AF8<br>LEI: N/A                  | Long             | DBT              | CORP              | BM        |  12247000 | PA      | $15896606.00  | 0.88%             | 2026-06-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: —       |
| Lantheus Holdings, Inc.                 | Lantheus Holdings, Inc.                                 | CUSIP: 516544AB9<br>LEI: 5299005HUB5IOJGO7S39 | Long             | DBT              | CORP              | US        |  23906000 | PA      | $30498079.50  | 1.70%             | 2027-12-15      | Fixed         | 2.62%                 | No            |                  2 | On Loan: No      |
| Sirius XM Holdings, Inc.                | Sirius XM Holdings, Inc.                                | CUSIP: 531229AP7<br>LEI: 549300ZKUTPIBZLWLL89 | Long             | DBT              | CORP              | US        |  13850000 | PA      | $15210762.50  | 0.85%             | 2028-03-15      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| Liberty Media Corp.-Liberty Formula One | Liberty Media Corp.-Liberty Formula One                 | CUSIP: 531229AQ5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |  13561000 | PA      | $15873150.50  | 0.88%             | 2027-08-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| Life360, Inc.                           | Life360, Inc.                                           | CUSIP: 532206AB5<br>LEI: 254900VO9VDOQBQAHF07 | Long             | DBT              | CORP              | US        |   8200000 | PA      | $7763350.00   | 0.43%             | 2030-06-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Live Nation Entertainment, Inc.         | Live Nation Entertainment, Inc.                         | CUSIP: 538034BC2<br>LEI: 5493007B9BM9ZXJINO78 | Long             | DBT              | CORP              | US        |  13975000 | PA      | $15596100.00  | 0.87%             | 2030-01-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| Lumentum Holdings, Inc.                 | Lumentum Holdings, Inc.                                 | CUSIP: 55024UAF6<br>LEI: 549300JLWRRC38DWEF52 | Long             | DBT              | CORP              | US        |  12552000 | PA      | $86161948.80  | 4.79%             | 2028-06-15      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| MGP Ingredients, Inc.                   | MGP Ingredients, Inc.                                   | CUSIP: 55303JAB2<br>LEI: 2549006OMHFVZ4MS8538 | Long             | DBT              | CORP              | US        |   9940000 | PA      | $9690589.89   | 0.54%             | 2041-11-15      | Fixed         | 1.88%                 | No            |                  2 | On Loan: No      |
| MKS, Inc.                               | MKS, Inc.                                               | CUSIP: 55306NAB0<br>LEI: 549300KEQATBHAGVF505 | Long             | DBT              | CORP              | US        |  15811000 | PA      | $31139764.50  | 1.73%             | 2030-06-01      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| MP Materials Corp.                      | MP Materials Corp.                                      | CUSIP: 553368AC5<br>LEI: 89450063PHPS61USMT84 | Long             | DBT              | CORP              | US        |   3271000 | PA      | $10334724.50  | 0.57%             | 2030-03-01      | Fixed         | 3.00%                 | Yes           |                  2 | On Loan: No      |
| NYLI U.S. Government Liquidity Fund     | NYLI U.S. Government Liquidity Fund                     | CUSIP: 56064L488<br>LEI: 549300Y3ZLEL13IJCK58 | Long             | STIV             | RF                | US        | 101774399 | NS      | $101774398.52 | 5.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Merit Medical Systems, Inc.             | Merit Medical Systems, Inc.                             | CUSIP: 589889AB0<br>LEI: 549300OYTY138SP2CE83 | Long             | DBT              | CORP              | US        |  23436000 | PA      | $25078152.55  | 1.39%             | 2029-02-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Meritage Homes Corp.                    | Meritage Homes Corp.                                    | CUSIP: 59001ABF8<br>LEI: 52990044W9UMFJO2FB97 | Long             | DBT              | CORP              | US        |  13302000 | PA      | $13109121.00  | 0.73%             | 2028-05-15      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| Microchip Technology, Inc.              | Microchip Technology, Inc.                              | CUSIP: 595017302<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EP               | CORP              | US        |    235175 | NS      | $18501217.25  | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Mirion Technologies, Inc.               | Mirion Technologies, Inc.                               | CUSIP: 60471AAA9<br>LEI: 549300BNTOWVWFNVTJ65 | Long             | DBT              | CORP              | US        |   9743000 | PA      | $11036383.25  | 0.61%             | 2030-06-01      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| Mirum Pharmaceuticals, Inc.             | Mirum Pharmaceuticals, Inc.                             | CUSIP: 604749AB7<br>LEI: 254900YZKR40F7F27K81 | Long             | DBT              | CORP              | US        |  12752000 | PA      | $40207056.00  | 2.23%             | 2029-05-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NCL Corp. Ltd.                          | NCL Corp. Ltd.                                          | CUSIP: 62886HBD2<br>LEI: UNZWILHE4KMRP9K2L524 | Long             | DBT              | CORP              | BM        |  20225000 | PA      | $19699150.00  | 1.09%             | 2027-02-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| Nebius Group NV                         | Nebius Group NV                                         | CUSIP: 63954QAE6<br>LEI: 549300GGZHJ5Q1B18P93 | Long             | DBT              | CORP              | NL        |   7292000 | PA      | $9445327.60   | 0.52%             | 2030-09-15      | Fixed         | 1.00%                 | Yes           |                  2 | On Loan: No      |
| NextEra Energy, Inc.                    | NextEra Energy, Inc.                                    | CUSIP: 65339F663<br>LEI: 254900RHL9MEUS5NKX63 | Long             | EP               | CORP              | US        |    162500 | NS      | $9594000.00   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Northern Oil & Gas, Inc.                | Northern Oil & Gas, Inc.                                | CUSIP: 665531AJ8<br>LEI: OKFF0PIZDDMNH4UCYE51 | Long             | DBT              | CORP              | US        |  12935000 | PA      | $13762840.00  | 0.76%             | 2029-04-15      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| Nova Ltd.                               | Nova Ltd.                                               | CUSIP: 66982MAA2<br>LEI: 529900B2DSWE5V3SC292 | Long             | DBT              | CORP              | IL        |   9006000 | PA      | $15530847.00  | 0.86%             | 2030-09-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Nutanix, Inc.                           | Nutanix, Inc.                                           | CUSIP: 67059NAK4<br>LEI: 549300X7J6E8TKVIXW09 | Long             | DBT              | CORP              | US        |  15180000 | PA      | $14099184.00  | 0.78%             | 2029-12-15      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| OSI Systems, Inc.                       | OSI Systems, Inc.                                       | CUSIP: 671044AG0<br>LEI: DDX3MPX1Y8YD30050X33 | Long             | DBT              | CORP              | US        |  20280000 | PA      | $21713796.00  | 1.21%             | 2031-02-01      | Fixed         | 0.50%                 | Yes           |                  2 | On Loan: No      |
| ON Semiconductor Corp.                  | ON Semiconductor Corp.                                  | CUSIP: 682189AS4<br>LEI: ZV20P4CNJVT8V1ZGJ064 | Long             | DBT              | CORP              | US        |  19255000 | PA      | $37138081.25  | 2.06%             | 2027-05-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Oracle Corp.                            | Oracle Corp., Series D                                  | CUSIP: 68389X204<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EP               | CORP              | US        |    255420 | NS      | $12431291.40  | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| PG&E Corp.                              | PG&E Corp.                                              | CUSIP: 69331CAL2<br>LEI: 8YQ2GSDWYZXO2EDN3511 | Long             | DBT              | CORP              | US        |  24558000 | PA      | $25178089.50  | 1.40%             | 2027-12-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| Parsons Corp.                           | Parsons Corp.                                           | CUSIP: 70202LAD4<br>LEI: 549300ZXH0VRBSEPX752 | Long             | DBT              | CORP              | US        |  12747000 | PA      | $12549421.50  | 0.70%             | 2029-03-01      | Fixed         | 2.62%                 | No            |                  2 | On Loan: No      |
| Patrick Industries, Inc.                | Patrick Industries, Inc.                                | CUSIP: 703343AG8<br>LEI: 549300FZ5ZTCCJ3Z5W14 | Long             | DBT              | CORP              | US        |   8804000 | PA      | $13267628.00  | 0.74%             | 2028-12-01      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| Peloton Interactive, Inc.               | Peloton Interactive, Inc.                               | CUSIP: 70614WAD2<br>LEI: 5493002YS021166W0339 | Long             | DBT              | CORP              | US        |   9651000 | PA      | $14843238.00  | 0.82%             | 2029-12-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| Planet Labs PBC                         | Planet Labs PBC                                         | CUSIP: 72703XAA4<br>LEI: 254900Q7PVI3HTQBRB44 | Long             | DBT              | CORP              | US        |   9797000 | PA      | $31705541.25  | 1.76%             | 2030-10-15      | Fixed         | 0.50%                 | Yes           |                  2 | On Loan: No      |
| Post Holdings, Inc.                     | Post Holdings, Inc.                                     | CUSIP: 737446AT1<br>LEI: JM1I5YUAURL6DC8N1468 | Long             | DBT              | CORP              | US        |  22194000 | PA      | $24857280.00  | 1.38%             | 2027-08-15      | Fixed         | 2.50%                 | No            |                  2 | On Loan: —       |
| Progress Software Corp.                 | Progress Software Corp.                                 | CUSIP: 743312AD2<br>LEI: 549300R65B3JG6972S24 | Long             | DBT              | CORP              | US        |  12780000 | PA      | $11647692.00  | 0.65%             | 2030-03-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: —       |
| Q2 Holdings, Inc.                       | Q2 Holdings, Inc.                                       | CUSIP: 74736LAD1<br>LEI: 549300M9RKR9DZXWS696 | Long             | DBT              | CORP              | US        |  12470000 | PA      | $12445060.00  | 0.69%             | 2026-06-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| Revolution Medicines, Inc.              | Revolution Medicines, Inc.                              | CUSIP: 76155XAA8<br>LEI: 549300JU3X0LBCQ65892 | Long             | DBT              | CORP              | US        |  16937000 | PA      | $18905614.10  | 1.05%             | 2033-05-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| Rivian Automotive, Inc.                 | Rivian Automotive, Inc.                                 | CUSIP: 76954AAB9<br>LEI: 25490004LNKJ84MFYY24 | Long             | DBT              | CORP              | US        |   7336000 | PA      | $8404305.00   | 0.47%             | 2029-03-15      | Fixed         | 4.62%                 | No            |                  2 | On Loan: No      |
| Rubrik, Inc.                            | Rubrik, Inc.                                            | CUSIP: 781154AC3<br>LEI: 254900TRGK2WTBYMYU27 | Long             | DBT              | CORP              | US        |   7215000 | PA      | $6498911.25   | 0.36%             | 2030-06-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Seagate HDD Cayman                      | Seagate HDD Cayman                                      | CUSIP: 81180WBL4<br>LEI: 529900BD50TRWEG1SF63 | Long             | DBT              | CORP              | KY        |   3565000 | PA      | $29048511.25  | 1.61%             | 2028-06-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| Semtech Corp.                           | Semtech Corp.                                           | CUSIP: 816850AJ0<br>LEI: 549300J7WUY317SW6O61 | Long             | DBT              | CORP              | US        |  12239000 | PA      | $16391080.75  | 0.91%             | 2030-10-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: —       |
| Shift4 Payments, Inc.                   | Shift4 Payments, Inc.                                   | CUSIP: 82452JAD1<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |  18090000 | PA      | $17113391.09  | 0.95%             | 2027-08-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| INVESCO GOVT AND AGCY LEX               | INVESCO GOVERNMENT & AGENCY PORTFOLIO OPEN-END FUND USD | CUSIP: 825252885<br>LEI: O37NHJVF7S22I1ONOU83 | Long             | STIV             | RF                | US        |  17387091 | NS      | $17387091.00  | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| QXO, Inc.                               | QXO, Inc.                                               | CUSIP: 82846H504<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    519808 | NS      | $29410736.64  | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Snowflake, Inc.                         | Snowflake, Inc.                                         | CUSIP: 833445AB5<br>LEI: 254900CJNSY1K7T53Z16 | Long             | DBT              | CORP              | US        |  12188000 | PA      | $13918696.00  | 0.77%             | 2027-10-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Southern Co. (The)                      | Southern Co. (The)                                      | CUSIP: 842587EC7<br>LEI: 549300FC3G3YU2FBZD92 | Long             | DBT              | CORP              | US        |   3000000 | PA      | $3053250.00   | 0.17%             | 2028-06-15      | Fixed         | 3.25%                 | Yes           |                  2 | On Loan: No      |
| Spectrum Brands, Inc.                   | Spectrum Brands, Inc.                                   | CUSIP: 84762LAZ8<br>LEI: 549300VU3EH2E73C1Q04 | Long             | DBT              | CORP              | US        |   7412000 | PA      | $7578399.40   | 0.42%             | 2029-06-01      | Fixed         | 3.38%                 | No            |                  2 | On Loan: No      |
| Synaptics, Inc.                         | Synaptics, Inc.                                         | CUSIP: 87157DAJ8<br>LEI: 549300AJ3LI4FWNRQX29 | Long             | DBT              | CORP              | US        |   7650000 | PA      | $9430537.50   | 0.52%             | 2031-12-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| Tanger Properties LP                    | Tanger Properties LP                                    | CUSIP: 875484AM9<br>LEI: PQPGJDNFN35EXH363L31 | Long             | DBT              | CORP              | US        |   8023000 | PA      | $8425754.60   | 0.47%             | 2031-01-15      | Fixed         | 2.38%                 | Yes           |                  2 | On Loan: No      |
| Teladoc Health, Inc.                    | Teladoc Health, Inc.                                    | CUSIP: 87918AAF2<br>LEI: 549300I2PVFBC9MFAC61 | Long             | DBT              | CORP              | US        |   7157000 | PA      | $6899348.00   | 0.38%             | 2027-06-01      | Fixed         | 1.25%                 | No            |                  2 | On Loan: —       |
| Tempus AI, Inc.                         | Tempus AI, Inc.                                         | CUSIP: 88023BAD5<br>LEI: 2549009LA0KWRAGQBX50 | Long             | DBT              | CORP              | US        |   3415000 | PA      | $3574651.25   | 0.20%             | 2030-07-15      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| Tetra Tech, Inc.                        | Tetra Tech, Inc.                                        | CUSIP: 88162GAB9<br>LEI: 549300UJ1LP7JGJC5P32 | Long             | DBT              | CORP              | US        |  26609000 | PA      | $29146168.15  | 1.62%             | 2028-08-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| Uber Technologies, Inc.                 | Uber Technologies, Inc., Series 2028                    | CUSIP: 90353TAM2<br>LEI: 549300B2FTG34FILDR98 | Long             | DBT              | CORP              | US        |  17288000 | PA      | $21164834.00  | 1.18%             | 2028-12-01      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| Unity Software, Inc.                    | Unity Software, Inc.                                    | CUSIP: 91332UAH4<br>LEI: 549300D1ESJMGNQNG432 | Long             | DBT              | CORP              | US        |  10909000 | PA      | $11931718.75  | 0.66%             | 2030-03-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Upstart Holdings, Inc.                  | Upstart Holdings, Inc.                                  | CUSIP: 91680MAF4<br>LEI: 549300WNB47JRNENIC75 | Long             | DBT              | CORP              | US        |  11789000 | PA      | $9490145.00   | 0.53%             | 2030-11-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| Vertex, Inc.                            | Vertex, Inc.                                            | CUSIP: 92538JAB2<br>LEI: 549300QMYW171MP1PL50 | Long             | DBT              | CORP              | US        |   8473000 | PA      | $7540970.00   | 0.42%             | 2029-05-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| Wells Fargo & Co.                       | Wells Fargo & Co., Series L                             | CUSIP: 949746804<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               | CORP              | US        |     11552 | NS      | $13756237.12  | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| ALLSPRING GOVT FUND LEX                 | ALLSPRING GOVERNMENT MONEY MARKET FUND                  | CUSIP: 949921126<br>LEI: 549300GFSYYLVYEWA041 | Long             | STIV             | RF                | US        |  40000000 | NS      | $40000000.00  | 2.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Welltower OP LLC                        | Welltower OP LLC                                        | CUSIP: 95041AAD0<br>LEI: T6IZ0MBEG5ACZDTR7D06 | Long             | DBT              | CORP              | US        |  28150000 | PA      | $48783950.00  | 2.71%             | 2029-07-15      | Fixed         | 3.12%                 | Yes           |                  2 | On Loan: No      |
| Western Digital Corp.                   | Western Digital Corp.                                   | CUSIP: 958102AT2<br>LEI: 549300QQXOOYEF89IC56 | Long             | DBT              | CORP              | US        |   6875000 | PA      | $79031906.25  | 4.39%             | 2028-11-15      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Workiva, Inc.                           | Workiva, Inc.                                           | CUSIP: 98139AAD7<br>LEI: 529900RTOQ8GRWHY1O58 | Long             | DBT              | CORP              | US        |   7850000 | PA      | $7329937.50   | 0.41%             | 2028-08-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| Zoetis, Inc.                            | Zoetis, Inc.                                            | CUSIP: 98978VAY9<br>LEI: 549300HD9Q1LOC9KLJ48 | Long             | DBT              | CORP              | US        |  15259000 | PA      | $15121669.00  | 0.84%             | 2029-06-15      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| Zscaler, Inc.                           | Zscaler, Inc.                                           | CUSIP: 98980GAC6<br>LEI: 529900MZ0RTK1BWRNF46 | Long             | DBT              | CORP              | US        |   8460000 | PA      | $7694370.00   | 0.43%             | 2028-07-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-06-01

**Name of Applicant:** NEW YORK LIFE INVESTMENTS FUNDS

**Signature:** Jack Benintende

**Name of Signer:** Jack Benintende

**Title:** Treasurer