# EDGAR Filing Document

**Accession Number:** 0000934690
**File Stem:** 0000934690-23-000010
**Filing Date:** 2023-3
**Character Count:** 2720
**Document Hash:** 8c59a95b67f4e4c03de3c0b1aada70ae
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000934690-23-000010.hdr.sgml**: 20230314

**ACCESSION NUMBER**: 0000934690-23-000010

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230314

**DATE AS OF CHANGE**: 20230314

**EFFECTIVENESS DATE**: 20230314

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GRIFFIN CAPITAL SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0000934690
- **IRS NUMBER:** 811490429
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-47891
- **FILM NUMBER:** 23730259

**BUSINESS ADDRESS:**
- **STREET 1:** 18191 VON KARMAN AVENUE
- **STREET 2:** SUITE 300
- **CITY:** IRVINE
- **STATE:** CA
- **ZIP:** 92612
- **BUSINESS PHONE:** 949-270-9302

**MAIL ADDRESS:**
- **STREET 1:** 18191 VON KARMAN AVENUE
- **STREET 2:** SUITE 300
- **CITY:** IRVINE
- **STATE:** CA
- **ZIP:** 92612

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GRIFFIN CAPITAL SECURITIES, INC.
- **DATE OF NAME CHANGE:** 20081020

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GRIFFIN CAPITAL
- **DATE OF NAME CHANGE:** 20080911

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GRIFFIN CAPITAL SECURITIES, INC.
- **DATE OF NAME CHANGE:** 20080905

### Attached PDF Documents

**Attachment 1:** `gcsafsp.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000934690

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** GRIFFIN CAPITAL SECURITIES, LLC

**Business Address:** 18191 VON KARMAN AVENUE, SUITE 300, IRVINE, CA, 92612

**Contact Person:** Rodney Ishioka

**Contact Phone:** (949) 405-4987

### Independent Public Accountant Identification

**Accountant Name:** Deloitte & Touche LLP

**Accountant Address:** 30 Rockefeller Plaza, New York, NY, 10112

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **David Lang**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **GRIFFIN CAPITAL SECURITIES, LLC**, as of **12-31-2022**, are true and correct.

**Signature:** David Lang

**Title:** FINOP

**Notarized:** Yes