# EDGAR Filing Document

**Accession Number:** 0002032528
**File Stem:** 0001104659-25-096645
**Filing Date:** 2025-10
**Character Count:** 15678
**Document Hash:** 438aa7c01667ee31b750fc37a6297a8c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-25-096645.hdr.sgml**: 20251003

**ACCESSION NUMBER**: 0001104659-25-096645

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 14

**CONFORMED PERIOD OF REPORT**: 20250930

**ITEM INFORMATION**: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20251003

**DATE AS OF CHANGE**: 20251003

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Roman DBDR Acquisition Corp. II
- **CENTRAL INDEX KEY:** 0002032528
- **STANDARD INDUSTRIAL CLASSIFICATION:** BLANK CHECKS [6770]
- **ORGANIZATION NAME:** 05 Real Estate & Construction
- **EIN:** 000000000
- **STATE OF INCORPORATION:** E9
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-42435
- **FILM NUMBER:** 251373766

**BUSINESS ADDRESS:**
- **STREET 1:** 9858 CLINT MOORE ROAD, SUITE 205
- **CITY:** BOCA RATON
- **STATE:** FL
- **ZIP:** 33496
- **BUSINESS PHONE:** 6506182524

**MAIL ADDRESS:**
- **STREET 1:** 9858 CLINT MOORE ROAD, SUITE 205
- **CITY:** BOCA RATON
- **STATE:** FL
- **ZIP:** 33496

?xml version='1.0' encoding='ASCII'?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**PURSUANT TO SECTION 13 OR 15(d)**

**OF THE SECURITIES EXCHANGE ACT OF 1934**

**Date of Report (Date of earliest event reported): September 30, 2025**

**Roman DBDR Acquisition Corp. II**

**(Exact name of registrant as specified in its charter)**

---

| | | |
|:---|:---|:---|
| **Cayman Islands** | **001-42435** | **N/A** |
| **(State or other jurisdiction**<br> **of incorporation)** | **(Commission File Number)** | **(IRS Employer**<br> **Identification No.)** |

---

**9858 Clint Moore Road, Suite 205 Boca Raton, FL 33496**

**(Address of principal executive offices, including zip code)**

**Registrant's telephone number, including area code: (650) 618-2524**

**Not Applicable**

**(Former name or former address, if changed since last report)**

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading Symbol(s)** | **Name of each exchange<br> on which registered** |
| Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant | **DRDBU** | The Nasdaq Stock Market LLC |
| Class A ordinary shares, par value $0.0001 per share | **DRDB** | The Nasdaq Stock Market LLC |
| Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share | **DRDBW** | The Nasdaq Stock Market LLC |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company x

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

**Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers**

On September 30, 2025, John C. Small resigned as Chief Financial Officer ("CFO") of Roman DBDR Acquisition Corp. II (the "Company"), effective immediately. On October 1, 2025, the Company's Board of Directors (the "Board") appointed John J. Birmingham as the Company's new CFO. Mr. Birmingham will also serve as the Company's principal accounting officer and principal financial officer.

Prior to joining the Company, Mr. Birmingham, 52, served as Vice President, Internal Audit at Carrier Corporation, an energy solutions company, from July 2021 through March 2025. Prior to that, Mr. Birmingham served as Vice President, Chief Compliance Officer and Vice President, Internal Audit at Roper Technologies, a diversified technology company, from 2007 through July 2021. Mr. Birmingham also worked as a director at Protiviti Inc., a global consulting firm, from 2002 through 2007 and as a manager at Arthur Andersen from 1994 through 2002. Mr. Birmingham is a certified public accountant and earned his B.S.B.A. with Concentration in Accounting from the University of Richmond.

In connection with Mr. Birmingham's appointment, the Company and Mr. Birmingham entered into an offer letter, dated October 1, 2025 (the "Offer Letter") pursuant to which Mr. Birmingham will receive a one-time initial cash payment in the amount of $25,000 and a subsequent cash payment of $50,000 relating to the Company's Securities and Exchange Commission reporting obligations as more specifically described in the Offer Letter, and such additional amounts as may be agreed upon by the parties. The foregoing description of the Offer Letter is a summary only and does not purport to be complete, and is qualified in its entirety by reference to the full text of the Offer Letter, a copy of which is attached hereto as Exhibit 10.1, and incorporated herein by reference.

There are no family relationships between Mr. Birmingham and any director or executive officer of the Company, and the Company has not entered into any transactions with Mr. Birmingham that are reportable pursuant to Item 404(a) of Regulation S-K. Except as described above, there are no arrangements or understandings between Mr. Birmingham and any other persons pursuant to which he was appointed as CFO. The Company will enter into an indemnification agreement with Mr. Birmingham, which will be in substantially the same form as that entered into with the other executive officers of the Company.

**Item 9.01 Financial Statements and Exhibits.**

(d) Exhibits.

---

| | |
|:---|:---|
| **Exhibit <br> Number** | **Description** |
| [10.1](tm2527764d1_ex10-1.htm) | [Offer Letter, dated October 1, 2025, between the Company and John J. Birmingham.](tm2527764d1_ex10-1.htm) |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |

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**SIGNATURE**

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | | |
|:---|:---|:---|
|  | **ROMAN DBDR ACQUISITION CORP. II** | **ROMAN DBDR ACQUISITION CORP. II** |
| Date: October 3, 2025 | By: | /s/ Dixon Doll, Jr. |
|  |  | Name: Dixon Doll, Jr. |
|  |  | Title: Chief Executive Officer |

---

## Exhibit 10.1

**Exhibit 10.1**

**ROMAN DBDR ACQUISITION CORP. II**

9858 Clint Moore Road, Suite 205

Boca Raton, FL 33496

October 1, 2025

John J. Birmingham

6815 E. Camelback Road

Scottsdale, AZ 85251

Re: <u>CFO Offer Letter</u>

Dear Mr. Birmingham,

Roman DBDR Acquisition Corp. II, a Cayman Islands exempted company (the "Company"), is pleased to offer you a position as Chief Financial Officer and Principal Financial and Accounting Officer ("CFO"). We believe your background and experience will be a significant asset to the Company and we look forward to your service. Should you choose to accept the position, this letter agreement (the "Agreement") shall constitute an agreement between you and the Company and contains all the terms and conditions relating to the services you agree to provide to the Company.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**<u>1.</u>**  **<u>Term</u>**. Your term (the "Term") as the CFO shall be effective as of the date of this Agreement (the "Effective Date") and shall end as of the earlier of the date: (i) either party terminates this Agreement pursuant to written notice to the other party; (ii) the date that the Company's initial business combination is consummated; (iii) the date the Company is wound up; or (iv) the date that you vacate or are removed from your position.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**<u>2.</u>**  **<u>Services</u>**. You shall render services and perform the duties (hereinafter your "Duties") as determined and provided to you from time to time by the Chief Executive Officer and the Board of Directors of the Company (the "Board"). During the Term of this Agreement, you shall perform the Duties as necessary for the best interest of the Company. You shall consult with the other members of the management team and Board as necessary via telephone, electronic mail or other forms of correspondence. You shall also comply with all Company policies as may exist and be in effect from time to time.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**<u>3.</u>**  **<u>Compensation</u>**.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**<u>a.</u>**  **<u>Cash Compensation</u>.** As compensation for your services to the Company, you will receive compensation as set forth on ***<u>Schedule A</u>*** attached hereto (hereinafter, the "Cash Compensation"), subject to adjustment by the Board or any committee designated by the Board. The Cash Compensation may be paid by one of the Company's affiliates, including without limitation, the sponsor of the Company's initial public offering, Roman DBDR Acquisition Sponsor II LLC (the "Sponsor"). For avoidance of doubt, in the event of any conflict of interest between the Company and the Sponsor, you shall act in the best interest of the Company (including, where applicable, to the detriment of the Sponsor), and such conduct shall not constitute a breach of this Agreement.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**<u>b.</u>**  **<u>Business Expenses</u>.** You shall be reimbursed for reasonable and approved expenses incurred by you in connection with the performance of your Duties during the Term, in accordance with the Company's expense reimbursement policies.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**<u>c.</u>**  **<u>No Additional Compensations or Benefits</u>**. Absent a written agreement signed by the Company, you shall not be entitled to any remuneration of any kind, including without limitation, in cash or in any securities of the Company, other than that expressly set forth in this Agreement, for any work or services that you performs for, or information you provide to the Company during the Term. You acknowledge that you have not been promised, and are not entitled to, a position as an employee, contractor, or director, with the entity that results from any business combination into which the Company enters.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**<u>4.</u>**  **<u>No Assignment</u>**. Because of the personal nature of the services to be rendered by you, this Agreement may not be assigned by you without the prior written consent of the Company.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**<u>5.</u>**  **<u>Governing Law</u>**. All questions with respect to the construction and/or enforcement of this Agreement, and the rights and obligations of the parties hereunder, shall be determined in accordance with the law of the Cayman Islands.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**<u>6.</u>**  **<u>Dispute Resolution</u>**. Any controversy or claim arising out of or relating to this Agreement, or the breach thereof, shall be settled by arbitration administered by the American Arbitration Association in accordance with its arbitration rules, and judgment on the award rendered by the arbitrator(s) may be entered in any court having jurisdiction thereof.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**<u>7.</u>**  **<u>Entire Agreement; Amendment; Waiver; Counterparts</u>**. This Agreement expresses the entire understanding with respect to the subject matter hereof and supersedes and terminates any prior oral or written agreements with respect to the subject matter hereof. Any term of this Agreement may be amended and observance of any term of this Agreement may be waived only with the written consent of the parties hereto. Waiver of any term or condition of this Agreement by any party shall not be construed as a waiver of any subsequent breach or failure of the same term or condition or waiver of any other term or condition of this Agreement. The failure of any party at any time to require performance by any other party of any provision of this Agreement shall not affect the right of any such party to require future performance of such provision or any other provision of this Agreement. This Agreement may be executed in separate counterparts each of which will be an original and all of which taken together will constitute one and the same agreement, and may be executed using facsimiles of signatures, and a facsimile of a signature shall be deemed to be the same, and equally enforceable, as an original of such signature.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**<u>8.</u>**  **<u>Acknowledgement</u>**. You accept this Agreement subject to all the terms and provisions of this Agreement. You agree to accept as binding, conclusive, and final all decisions or interpretations of the Board of the Company of any questions arising under this Agreement.

*[remainder of page intentionally left blank; signature page follows]*

The Agreement has been executed and delivered by the undersigned and is made effective as of the date set first set forth above.

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| | |
|:---|:---|
| Sincerely, | Sincerely, |
| ROMAN DBDR ACQUISITION CORP. II | ROMAN DBDR ACQUISITION CORP. II |
| By: | /s/ Dixon Doll, Jr. |
| Name: | Dixon Doll, Jr. |
| Title: | Chief Executive Officer |

---

AGREED AND ACCEPTED as of the date set first set forth above:

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| | |
|:---|:---|
| By: | /s/ John J. Birmingham |
| Name: | John J. Birmingham |

---

**Schedule A**

Cash Compensation

During your Term as CFO, you will receive a one-time cash payment in the amount of USD$25,000 relating to the Q2 2025 and Q3 2025 Securities and Exchange Commission ("SEC") reporting work of the Company (including the Q2 2025 10-Q and Q3 2025 10-Q) to be paid following the execution of this Agreement. You will also receive a payment of $50,000 relating to the Q4 2025 and Q1 2026 SEC reporting work of the Company (including the 2025 10-K and Q1 2026 10-Q) to be paid following the filing of the Q1 2026 10-Q. The Company and the CFO may agree to additional payments to the CFO relating to any additional financial diligence and financial modeling services provided in connection with the Company's initial business combination.