# EDGAR Filing Document

**Accession Number:** 0001141819
**File Stem:** 0001145549-23-000365
**Filing Date:** 2023-1
**Character Count:** 29846
**Document Hash:** 4575fd860a19ec86cf61705fe11e5018
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-000365.hdr.sgml**: 20230106

**ACCESSION NUMBER**: 0001145549-23-000365

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230106

**DATE AS OF CHANGE**: 20230106

**PERIOD START**: 20230228

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TRUST FOR PROFESSIONAL MANAGERS
- **CENTRAL INDEX KEY:** 0001141819
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-10401
- **FILM NUMBER:** 23514067

**BUSINESS ADDRESS:**
- **STREET 1:** U.S. BANCORP FUND SERVICES LLC
- **STREET 2:** 615 EAST MICHIGAN ST 2ND FLOOR
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 4147655067

**MAIL ADDRESS:**
- **STREET 1:** U.S. BANCORP FUND SERVICES LLC
- **STREET 2:** 615 EAST MICHIGAN ST 2ND FLOOR
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ZODIAC TRUST
- **DATE OF NAME CHANGE:** 20010601

## Series and Classes Contracts Data

### Bright Rock Mid Cap Growth Fund (Series ID: S000029035)

| Class ID   | Class Name                                                 | Ticker Symbol   |
|:---|:---|:---|
| C000089150 | Bright Rock Mid Cap Growth Fund Institutional Class Shares | BQMGX           |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **Bright Rock Mid Cap Growth Fund** | | |
| **Schedule of Investments** | | |
| **November 30, 2022 (Unaudited)** | **November 30, 2022 (Unaudited)** | **November 30, 2022 (Unaudited)** |
|  | **Shares** | **Value** |
| **COMMON STOCKS - 100.00%** | | |
| **Air Freight & Logistics - 1.62%** | | |
| CH Robinson Worldwide, Inc. | 15000 | $1503300 |
| **Auto Components - 1.87%** |  |  |
| Gentex Corp. | 60000 | 1734000 |
| **Beverages - 5.27%** |  |  |
| Brown-Forman Corp. - Class B | 29500 | 2154090 |
| Monster Beverage Corp. (b) | 26500 | 2725790 |
|  |  | 4879880 |
| **Building Products - 0.50%** |  |  |
| Trex Co., Inc. (b) | 10000 | 458900 |
| **Capital Markets - 7.50%** |  |  |
| FactSet Research Systems, Inc. | 6000 | 2767740 |
| Morningstar, Inc. | 10000 | 2451300 |
| SEI Investments Co. | 27600 | 1718928 |
|  |  | 6937968 |
| **Chemicals - 3.85%** |  |  |
| International Flavors & Fragrances, Inc. | 12500 | 1322750 |
| The Scotts Miracle-Gro Co. | 40000 | 2237200 |
|  |  | 3559950 |
| **Commercial Services & Supplies - 8.10%** |  |  |
| Copart, Inc. (b) | 82000 | 5457920 |
| Rollins, Inc. | 50250 | 2032110 |
|  |  | 7490030 |
| **Communications Equipment - 2.26%** |  |  |
| Arista Networks, Inc. (b) | 15000 | 2089500 |
| **Containers & Packaging - 0.86%** |  |  |
| AptarGroup, Inc. | 7500 | 796050 |
| **Electrical Equipment - 3.08%** |  |  |
| AMETEK, Inc. | 20000 | 2848400 |
| **Electronic Equipment, Instruments & Components - 5.36%** |  |  |
| Amphenol Corp. - Class A | 34000 | 2734620 |
| Cognex Corp. | 20000 | 995600 |
| IPG Photonics Corp. (b) | 13500 | 1228905 |
|  |  | 4959125 |
| **Energy Equipment & Services - 1.18%** |  |  |
| Cactus, Inc. | 20000 | 1087800 |
| **Food Products - 5.08%** |  |  |
| The Hershey Co. | 20000 | 4703400 |
| **Health Care Equipment & Supplies - 9.17%** |  |  |
| Edwards Lifesciences Corp. (b) | 25000 | 1931250 |
| IDEXX Laboratories, Inc. (b) | 7000 | 2981090 |
| ResMed, Inc. | 15500 | 3568100 |
|  |  | 8480440 |
| **Hotels, Restaurants & Leisure - 3.14%** |  |  |
| Chipotle Mexican Grill, Inc. (b) | 600 | 976176 |
| Yum! Brands, Inc. | 15000 | 1929900 |
|  |  | 2906076 |
| **Insurance - 1.93%** |  |  |
| Brown & Brown, Inc. | 30000 | 1787700 |
| **IT Services - 7.10%** |  |  |
| EPAM Systems, Inc. (b) | 4000 | 1474320 |
| Genpact Ltd. (a) | 30000 | 1383300 |
| Jack Henry & Associates, Inc. | 19600 | 3711260 |
|  |  | 6568880 |
| **Life Sciences Tools & Services - 3.01%** |  |  |
| Repligen Corp. (b) | 9000 | 1609560 |
| West Pharmaceutical Services, Inc. | 5000 | 1173300 |
|  |  | 2782860 |
| **Media - 0.98%** |  |  |
| Liberty Broadband Corp. (b) | 10000 | 902000 |
| **Multiline Retail - 1.38%** |  |  |
| Dollar General Corp. | 5000 | 1278400 |
| **Oil, Gas & Consumable Fuels - 5.41%** |  |  |
| ONEOK, Inc. | 74850 | 5008962 |
| **Road & Rail - 2.09%** |  |  |
| JB Hunt Transport Services, Inc. | 10500 | 1930845 |
| **Semiconductors & Semiconductor Equipment - 5.20%** |  |  |
| Analog Devices, Inc. | 15800 | 2716178 |
| SolarEdge Technologies, Inc. (b) | 7000 | 2092020 |
|  |  | 4808198 |
| **Software - 3.96%** |  |  |
| ANSYS, Inc. (b) | 6000 | 1525800 |
| Tyler Technologies, Inc. (b) | 6250 | 2142125 |
|  |  | 3667925 |
| **Specialty Retail - 7.27%** |  |  |
| Floor & Decor Holdings, Inc. (b) | 31000 | 2313530 |
| Tractor Supply Co. | 19500 | 4413045 |
|  |  | 6726575 |
| **Trading Companies & Distributors - 2.83%** |  |  |
| Fastenal Co. | 50800 | 2616708 |
| TOTAL COMMON STOCKS (Cost $49,346,162) |  | 92513872 |
| **MONEY MARKET FUNDS - 0.00%** |  |  |
| Morgan Stanley Institutional Liquidity Funds - Government Portfolio, Institutional Class, 3.612% (c) | 304 | 304 |
| TOTAL MONEY MARKET FUNDS (Cost $304) |  | 304 |
| **Total Investments (Cost $49,346,466) - 100.00%** |  | **92514176** |
| **Liabilities in Excess of Other Assets - 0.00%** |  | **(1429)** |
| **TOTAL NET ASSETS - 100.00%** |  | $**92512747** |

---

(a) Foreign issued security.

(b) Non-income producing security.

(c) Seven day yield as of November 30, 2022.

---

| |
|:---|
| The Schedule of Investments incorporates the Global Industry Classification Standard (GICS<sup>®</sup>). GICS was developed |
| by and/or is the exclusive property of MSCI, Inc. and Standard & Poor's Financial Services LLC ("S&P"). GICS is a |
| service mark of MSCI and S&P and has been licensed for use by U.S. Bancorp Fund Services, LLC. |

---

------

---

| |
|:---|
| Significant Accounting Policies |
| The following is a summary of significant accounting policies consistently followed by the Funds in the preparation of these |
| schedules of investments. These policies are in conformity with generally accepted accounting principles in the United States of |
| America ("GAAP"). |
| Investment Valuation |
| Each security owned by the Funds that is listed on a securities exchange is valued at its last sale price on that exchange on the date as |
| of which assets are valued. Debt securities are valued at the mean between the bid and ask prices provided by an approved independent |
| pricing service. Forward currency contracts are valued at the mean between the bid and asked prices by approved pricing service. |
| Commodities futures contracts and options thereon traded on commodities exchange or board of trade are valued at the last sale price |
| at the close of trading. Rights and warrants are valued at the last sale price at the close of the exchange on which the security is |
| primarily traded. |
| If the security is listed on more than one exchange, the Funds will use the price of the exchange that the Funds generally consider to be |
| the principal exchange on which the security is traded. Portfolio securities listed on the NASDAQ Stock Market, Inc. ("NASDAQ") |
| will be valued at the NASDAQ Official Closing Price, which may not necessarily represent the last sale price. If there has been no sale |
| on such exchange or on NASDAQ on such day, the security is valued at the mean between the most recent bid and asked prices on |
| such day or the security shall be valued at the latest sales price on the "composite market" for the day such security is being valued. |
| The composite market is defined as a consolidation of the trade information provided by national securities and foreign exchanges |
| and over-the-counter markets as published by a pricing service. |
| If market quotations are not readily available, a security or other asset will be valued at its fair value as determined under fair value |
| pricing procedures approved by the Board of Trustees. These fair value pricing procedures will also be used to price a security when |
| corporate events, events in the securities market and/or world events cause the Adviser to believe that a security's last sale price may |
| not reflect its actual fair market value. The intended effect of using fair value pricing procedures is to ensure that the Funds are |
| accurately priced. The Board of Trustees will regularly evaluate whether the Funds' fair value pricing procedures continue to be |
| appropriate in light of the specific circumstances of the Funds and the quality of prices obtained through the application of such |
| procedures by the Trust's valuation committee. |
| Foreign securities will be priced in their local currencies as of the close of their primary exchange or market or as of the time the Fund |
| calculates its NAV, whichever is earlier. Foreign securities, currencies and other assets denominated in foreign currencies are then |
| translated into U.S. dollars at the exchange rate of such currencies against the U.S. dollar, as provided by an approved pricing service |
| or reporting agency. All assets denominated in foreign currencies will be converted into U.S. dollars using the applicable currency |
| exchange rates as of the close of the New York Stock Exchange ("NYSE"), generally 4:00 p.m. Eastern Time. |
| Debt securities, including short-term debt instruments having a maturity of 60 days or less, are valued at the mean in accordance with |
| prices supplied by an approved pricing service. Pricing services may use various valuation methodologies such as the mean between |
| the bid and the asked prices, matrix pricing and other analytical pricing models as well as market transactions and dealer quotations. If |
| a price is not available from a pricing service, the most recent quotation obtained from one or more broker-dealers know to follow |
| the issue will be obtained. Quotations will be valued at the mean between the bid and the offer. Any discount or premium is accreted or |
| amortized using the constant yield method until maturity. |
| Money market funds, demand notes and repurchase agreements are valued at cost. If cost does not represent current market value the |
| securities will be priced at fair value. |
| Redeemable securities issued by open-end, registered investment companies are valued at the NAVs of such companies for purchase |
| and/or redemption orders placed on that day. All exchange-traded funds are valued at the last reported sale price on the exchange on |
| which the security is principally traded. |
| FASB Accounting Standards Codification, "Fair Value Measurement" Topic 820 ("ASC 820"), establishes an authoritative definition of |
| fair value and sets out a hierarchy for measuring fair value. ASC 820 requires an entity to evaluate certain factors to determine whether there |
| has been a significant decrease in volume and level of activity for the security such that recent transactions and quoted prices may not be |
| determinative of fair value and further analysis and adjustment may be necessary to estimate fair value. ASC 820 also requires enhanced |
| disclosure regarding the inputs and valuation techniques used to measure fair value in those instances as well as expanded disclosure of |
| valuation levels for major security types. Fair Value Measurements requires the Funds to classify their securities based on valuation method. |
| These inputs are summarized in the three broad levels listed below: |
| Level 1 - Quoted prices in active markets for identical securities. |
| Level 2 - Other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit |
| risk, etc.) |
| Level 3 - Significant unobservable inputs (including the Fund's own assumptions in determining the fair value of investments.) |
| The inputs or methodology used for valuing securities are not necessarily an indication of risk associated with investing in those securities. The |
| following is a summary of the inputs used to value the Funds' investments carried at fair value as of November 30, 2022: |

---

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Bright Rock Mid Cap Growth Fund** | **Bright Rock Mid Cap Growth Fund** | **Bright Rock Mid Cap Growth Fund** | **Bright Rock Mid Cap Growth Fund** | **Bright Rock Mid Cap Growth Fund** |
|  | Level 1 | Level 2 | Level 3 | Total |
| **Equity** |  |  |  |  |
| &nbsp;&nbsp;&nbsp; Common Stocks\* | $92513872 | $- | $- | $92513872 |
| &nbsp;&nbsp;&nbsp; Money Market Funds | 304 | - | - | 304 |
| **Total Investments in Securities** | $92514176 | $- | $- | $92514176 |
| \* For further breakdown of common stocks by industry type, please refer to the Schedule of Investments. | \* For further breakdown of common stocks by industry type, please refer to the Schedule of Investments. | \* For further breakdown of common stocks by industry type, please refer to the Schedule of Investments. | \* For further breakdown of common stocks by industry type, please refer to the Schedule of Investments. | \* For further breakdown of common stocks by industry type, please refer to the Schedule of Investments. |
| The Funds did not hold financial derivative instruments during the period presented. | The Funds did not hold financial derivative instruments during the period presented. | The Funds did not hold financial derivative instruments during the period presented. | The Funds did not hold financial derivative instruments during the period presented. | The Funds did not hold financial derivative instruments during the period presented. |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Trust for Professional Managers

- **b. Investment Company Act file number:** 811-10401

- **c. CIK number of Registrant:** 0001141819

- **d. LEI of Registrant:** 549300O1N816L3GGRD45

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 513-629-8104

**Item A.2. Information about the Series.**

- **a. Name of Series:** Bright Rock Mid Cap Growth Fund

- **b. EDGAR series identifier (if any):** S000029035

- **c. LEI of Series:** 254900DE03HYL0GM1264

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-02-28

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $93443113.07

**Total Liabilities:** $919540.37

**Net Assets:** $92523572.70

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000089150 | -8.65%               | 6.89%                | 7.16%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-17156.89               | $-7675079.58                               |
| Month 2  | $0.00                    | $5628994.42                                |
| Month 3  | $0.00                    | $6236198.50                                |

### Schedule of Portfolio Investments

| Name                           | Title                                  | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| AMETEK Inc                     | AMETEK Inc                             | CUSIP: 031100100<br>LEI: 549300WZDEF9KKE40E98 | Long             | EC               | CORP              | US        |     20000 | NS      | $2848400.00   | 3.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Amphenol Corp                  | Amphenol Corp                          | CUSIP: 032095101<br>LEI: 549300D3L3G0R4U4VT04 | Long             | EC               | CORP              | US        |     34000 | NS      | $2734620.00   | 2.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Analog Devices Inc             | Analog Devices Inc                     | CUSIP: 032654105<br>LEI: GYVOE5EZ4GDAVTU4CQ61 | Long             | EC               | CORP              | US        |     15800 | NS      | $2716178.00   | 2.94%             |  |  |  | No            |                  1 | On Loan: No      |
| ANSYS Inc                      | ANSYS Inc                              | CUSIP: 03662Q105<br>LEI: 549300VJV8H15Z5FJ571 | Long             | EC               | CORP              | US        |      6000 | NS      | $1525800.00   | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| AptarGroup Inc                 | AptarGroup Inc                         | CUSIP: 038336103<br>LEI: VNPEQDQFAA7IY1T2PX43 | Long             | EC               | CORP              | US        |      7500 | NS      | $796050.00    | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Arista Networks Inc            | Arista Networks Inc                    | CUSIP: 040413106<br>LEI: 635400H1WKBLOQERUU95 | Long             | EC               | CORP              | US        |     15000 | NS      | $2089500.00   | 2.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Brown & Brown Inc              | Brown & Brown Inc                      | CUSIP: 115236101<br>LEI: 549300PC8KTJ71XKFY89 | Long             | EC               | CORP              | US        |     30000 | NS      | $1787700.00   | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Brown-Forman Corp              | Brown-Forman Corp                      | CUSIP: 115637209<br>LEI: 549300873K3LXF7ARU34 | Long             | EC               | CORP              | US        |     29500 | NS      | $2154090.00   | 2.33%             |  |  |  | No            |                  1 | On Loan: No      |
| CH Robinson Worldwide Inc      | CH Robinson Worldwide Inc              | CUSIP: 12541W209<br>LEI: 529900WNWN5L0OVDHA79 | Long             | EC               | CORP              | US        |     15000 | NS      | $1503300.00   | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Cactus Inc                     | Cactus Inc                             | CUSIP: 127203107<br>LEI: 549300J3T8C9F8QFKV08 | Long             | EC               | CORP              | US        |     20000 | NS      | $1087800.00   | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Chipotle Mexican Grill Inc     | Chipotle Mexican Grill Inc             | CUSIP: 169656105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       600 | NS      | $976176.00    | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Cognex Corp                    | Cognex Corp                            | CUSIP: 192422103<br>LEI: 549300JQTYZCLC43S226 | Long             | EC               | CORP              | US        |     20000 | NS      | $995600.00    | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Copart Inc                     | Copart Inc                             | CUSIP: 217204106<br>LEI: 549300KVYX3JWMYEHU61 | Long             | EC               | CORP              | US        |     82000 | NS      | $5457920.00   | 5.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Dollar General Corp            | Dollar General Corp                    | CUSIP: 256677105<br>LEI: OPX52SQVOZI8IVSWYU66 | Long             | EC               | CORP              | US        |      5000 | NS      | $1278400.00   | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Edwards Lifesciences Corp      | Edwards Lifesciences Corp              | CUSIP: 28176E108<br>LEI: YA13X31F3V31L8TMPR58 | Long             | EC               | CORP              | US        |     25000 | NS      | $1931250.00   | 2.09%             |  |  |  | No            |                  1 | On Loan: No      |
| EPAM Systems Inc               | EPAM Systems Inc                       | CUSIP: 29414B104<br>LEI: 549300XCR4R530HJP604 | Long             | EC               | CORP              | US        |      4000 | NS      | $1474320.00   | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| FactSet Research Systems Inc   | FactSet Research Systems Inc           | CUSIP: 303075105<br>LEI: 549300ZSJE7NBK6K9P30 | Long             | EC               | CORP              | US        |      6000 | NS      | $2767740.00   | 2.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Fastenal Co                    | Fastenal Co                            | CUSIP: 311900104<br>LEI: 529900PP0C7H2HHPSJ32 | Long             | EC               | CORP              | US        |     50800 | NS      | $2616708.00   | 2.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Floor & Decor Holdings Inc     | Floor & Decor Holdings Inc             | CUSIP: 339750101<br>LEI: 549300M5FR3N688XGQ36 | Long             | EC               | CORP              | US        |     31000 | NS      | $2313530.00   | 2.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Gentex Corp                    | Gentex Corp                            | CUSIP: 371901109<br>LEI: 549300S3UD8XV1MN0287 | Long             | EC               | CORP              | US        |     60000 | NS      | $1734000.00   | 1.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Jack Henry & Associates Inc    | Jack Henry & Associates Inc            | CUSIP: 426281101<br>LEI: 529900X1QS8C54W0JB21 | Long             | EC               | CORP              | US        |     19600 | NS      | $3711260.00   | 4.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Hershey Co/The                 | Hershey Co/The                         | CUSIP: 427866108<br>LEI: 21X2CX66SU2BR6QTAD08 | Long             | EC               | CORP              | US        |     20000 | NS      | $4703400.00   | 5.08%             |  |  |  | No            |                  1 | On Loan: No      |
| JB Hunt Transport Services Inc | JB Hunt Transport Services Inc         | CUSIP: 445658107<br>LEI: 549300XCD1MPI1C5GK90 | Long             | EC               | CORP              | US        |     10500 | NS      | $1930845.00   | 2.09%             |  |  |  | No            |                  1 | On Loan: No      |
| IPG Photonics Corp             | IPG Photonics Corp                     | CUSIP: 44980X109<br>LEI: 5493002KZ51CADQ94G15 | Long             | EC               | CORP              | US        |     13500 | NS      | $1228905.00   | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| IDEXX Laboratories Inc         | IDEXX Laboratories Inc                 | CUSIP: 45168D104<br>LEI: OGMTXK0LUU1HKV2P0J84 | Long             | EC               | CORP              | US        |      7000 | NS      | $2981090.00   | 3.22%             |  |  |  | No            |                  1 | On Loan: No      |
| IFF                            | International Flavors & Fragrances Inc | CUSIP: 459506101<br>LEI: BZLRL03D3GPGMOGFO832 | Long             | EC               | CORP              | US        |     12500 | NS      | $1322750.00   | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Liberty Broadband Corp         | Liberty Broadband Corp                 | CUSIP: 530307107<br>LEI: 549300MIX43II8JLN536 | Long             | EC               | CORP              | US        |     10000 | NS      | $902000.00    | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Monster Beverage Corp          | Monster Beverage Corp                  | CUSIP: 61174X109<br>LEI: 52990090AP0E7HCB6F33 | Long             | EC               | CORP              | US        |     26500 | NS      | $2725790.00   | 2.95%             |  |  |  | No            |                  1 | On Loan: No      |
| MSILF Government Portfolio     | MSILF Government Portfolio             | CUSIP: 61747C707<br>LEI: 549300BI6Y5SI6BYPB26 | Long             | STIV             | RF                | US        |    787046 | NS      | $787046.37    | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Morningstar Inc                | Morningstar Inc                        | CUSIP: 617700109<br>LEI: 529900YGNQPOVAXQ7F29 | Long             | EC               | CORP              | US        |     10000 | NS      | $2451300.00   | 2.65%             |  |  |  | No            |                  1 | On Loan: No      |
| ONEOK Inc                      | ONEOK Inc                              | CUSIP: 682680103<br>LEI: 2T3D6M0JSY48PSZI1Q41 | Long             | EC               | CORP              | US        |     74850 | NS      | $5008962.00   | 5.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Repligen Corp                  | Repligen Corp                          | CUSIP: 759916109<br>LEI: 54930006QJ0T5AUO1E71 | Long             | EC               | CORP              | US        |      9000 | NS      | $1609560.00   | 1.74%             |  |  |  | No            |                  1 | On Loan: No      |
| ResMed Inc                     | ResMed Inc                             | CUSIP: 761152107<br>LEI: 529900T3QE5253CCXF22 | Long             | EC               | CORP              | US        |     15500 | NS      | $3568100.00   | 3.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Rollins Inc                    | Rollins Inc                            | CUSIP: 775711104<br>LEI: 549300F2A0BXT4SGWD84 | Long             | EC               | CORP              | US        |     50250 | NS      | $2032110.00   | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| SEI Investments Co             | SEI Investments Co                     | CUSIP: 784117103<br>LEI: 5LJTIFADGZ6XH1RVOC11 | Long             | EC               | CORP              | US        |     27600 | NS      | $1718928.00   | 1.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Scotts Miracle-Gro Co/The      | Scotts Miracle-Gro Co/The              | CUSIP: 810186106<br>LEI: 2TH9E0JTOUXOEGI2R879 | Long             | EC               | CORP              | US        |     40000 | NS      | $2237200.00   | 2.42%             |  |  |  | No            |                  1 | On Loan: No      |
| SolarEdge Technologies Inc     | SolarEdge Technologies Inc             | CUSIP: 83417M104<br>LEI: 5493000K6Y58XXPDF853 | Long             | EC               | CORP              | IL        |      7000 | NS      | $2092020.00   | 2.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Tractor Supply Co              | Tractor Supply Co                      | CUSIP: 892356106<br>LEI: 549300OJ9VZHZRO6I137 | Long             | EC               | CORP              | US        |     19500 | NS      | $4413045.00   | 4.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Trex Co Inc                    | Trex Co Inc                            | CUSIP: 89531P105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10000 | NS      | $458900.00    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Tyler Technologies Inc         | Tyler Technologies Inc                 | CUSIP: 902252105<br>LEI: 25490040SMU4Z8LBCW70 | Long             | EC               | CORP              | US        |      6250 | NS      | $2142125.00   | 2.32%             |  |  |  | No            |                  1 | On Loan: No      |
| West Pharmaceutical Services I | West Pharmaceutical Services Inc       | CUSIP: 955306105<br>LEI: 5493007NKRGM1RJQ1P16 | Long             | EC               | CORP              | US        |      5000 | NS      | $1173300.00   | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Yum! Brands Inc                | Yum! Brands Inc                        | CUSIP: 988498101<br>LEI: 549300JE8XHZZ7OHN517 | Long             | EC               | CORP              | US        |     15000 | NS      | $1929900.00   | 2.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Genpact Ltd                    | Genpact Ltd                            | CUSIP: N/A<br>LEI: 529900OSEC6Q0L4L5B35       | Long             | EC               | CORP              | US        |     30000 | NS      | $1383300.00   | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-21

**Name of Applicant:** Trust for Professional Managers

**Signature:** /s/ John Buckel

**Name of Signer:** John Buckel

**Title:** President