# EDGAR Filing Document

**Accession Number:** 0000064241
**File Stem:** 0000064241-25-000017
**Filing Date:** 2025-12
**Character Count:** 2808
**Document Hash:** 4e278a79501c3a790f18e02ea600276e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000064241-25-000017.hdr.sgml**: 20251222

**ACCESSION NUMBER**: 0000064241-25-000017

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251031

**FILED AS OF DATE**: 20251222

**DATE AS OF CHANGE**: 20251222

**EFFECTIVENESS DATE**: 20251222

**PERIOD START**: 20241101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SCOTIA CAPITAL (USA) INC.
- **CENTRAL INDEX KEY:** 0000064241

**ORGANIZATION NAME:**
- **EIN:** 135239583
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-03716
- **FILM NUMBER:** 251593812

**BUSINESS ADDRESS:**
- **STREET 1:** 250 VESEY STREET
- **STREET 2:** 165 BROADWAY
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10281
- **BUSINESS PHONE:** 917.208.8211

**MAIL ADDRESS:**
- **STREET 1:** 250 VESEY STREET
- **STREET 2:** 165 BROADWAY
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10281

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SCOTIA CAPITAL USA INC                                  /BD
- **DATE OF NAME CHANGE:** 20020207

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SCOTIA CAPITAL MARKETS USA INC                          /BD
- **DATE OF NAME CHANGE:** 19991203

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MCLEOD YOUNG WEIR INC/NY/                               /BD
- **DATE OF NAME CHANGE:** 19890117

### Attached PDF Documents

**Attachment 1:** `SCUSA.SOFC.10.31.25.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000064241

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 11-01-2024

**Report Period End Date:** 10-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** SCOTIA CAPITAL (USA) INC.

**Business Address:** 250 VESEY STREET, NEW YORK, NY, 10281

**Contact Person:** Christos Kyriacou

**Contact Phone:** 212-225-6366

### Independent Public Accountant Identification

**Accountant Name:** KPMG LLP

**Accountant Address:** 375 Ninth Avenue, New York, NY, 10001

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Anthony Galante**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **SCOTIA CAPITAL (USA) INC.**, as of **10-31-2025**, are true and correct.

**Signature:** Anthony Galante

**Title:** Scotia Capital (USA) Inc. CFO