# EDGAR Filing Document

**Accession Number:** 0001845785
**File Stem:** 0001437749-23-000942
**Filing Date:** 2023-1
**Character Count:** 20653
**Document Hash:** 839b9de9865731b065223cdddc17ac70
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001437749-23-000942.hdr.sgml**: 20230112

**ACCESSION NUMBER**: 0001437749-23-000942

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20220630

**FILED AS OF DATE**: 20230112

**DATE AS OF CHANGE**: 20230112

**EFFECTIVENESS DATE**: 20230112

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MBL Wealth, LLC
- **CENTRAL INDEX KEY:** 0001845785
- **IRS NUMBER:** 843308036
- **STATE OF INCORPORATION:** NC
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20875
- **FILM NUMBER:** 23525776

**BUSINESS ADDRESS:**
- **STREET 1:** 1017 E. MOREHEAD STREET
- **STREET 2:** SUITE 100
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28204
- **BUSINESS PHONE:** 704-333-8461

**MAIL ADDRESS:**
- **STREET 1:** 1017 E. MOREHEAD STREET
- **STREET 2:** SUITE 100
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28204

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 06-30-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** MBL Wealth LLC<br>**Address:** 1017 E. MOREHEAD STREET<br>SUITE 100<br>CHARLOTTE, NC 28204

**Form 13F File Number:** 028-20875

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Steve Marciniak<br>**Title:** Co-Chief Compliance Officer<br>**Phone:** 7043354531

**Signature, Place, and Date of Signing:**

/s/ Steve Marciniak  Charlotte, NC  10-18-2022<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 4

**Form 13F Information Table Entry Total:** 172

**Form 13F Information Table Value Total:** $401036

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                                        | Form 13F File Number   |
|:---|:---|:---|
|  | Capital Wealth Planning LLC                 | 028-15439              |
|  | COLUMBIA MANAGEMENT INVESTMENT ADVISERS LLC | 028-10477              |
|  | Baird Financial Group Inc.                  | 028-16981              |
|  | PARAMETRIC PORTFOLIO ASSOCIATES LLC         | 028-04558              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABS | COM | 002824100 |  | 209 | 1922 | SH |  | SOLE | 0 | 1922 | 0 | 0 |
| ABBVIE INC | COM | 00287Y109 |  | 217 | 1414 | SH |  | SOLE | 0 | 1364 | 0 | 50 |
| ABBVIE INC | COM | 00287Y109 |  | 266 | 1736 | SH |  | DFND | 24 | 1736 | 0 | 0 |
| ABRDN ETFS | BBRG ALL COMD K1 | 003261104 |  | 2343 | 86253 | SH |  | SOLE | 0 | 86253 | 0 | 0 |
| ALLY FINL INC | COM | 02005N100 |  | 223 | 6663 | SH |  | SOLE | 0 | 6663 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 1615 | 741 | SH |  | SOLE | 0 | 711 | 0 | 30 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 700 | 321 | SH |  | DFND | 24 | 321 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 392 | 179 | SH |  | SOLE | 0 | 149 | 0 | 30 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 628 | 287 | SH |  | DFND | 24 | 287 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 831 | 7822 | SH |  | SOLE | 0 | 7402 | 0 | 420 |
| AMAZON COM INC | COM | 023135106 |  | 880 | 8286 | SH |  | DFND | 24 | 8286 | 0 | 0 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 318 | 2293 | SH |  | DFND | 124 | 2293 | 0 | 0 |
| AMPLIFY ETF TR | CWP ENHANCED DIV | 032108409 |  | 13770 | 410425 | SH |  | SOLE | 0 | 410125 | 0 | 300 |
| APPLE INC | COM | 037833100 |  | 2754 | 20143 | SH |  | SOLE | 0 | 19718 | 0 | 425 |
| APPLE INC | COM | 037833100 |  | 2425 | 17734 | SH |  | DFND | 124 | 17734 | 0 | 0 |
| BANDWIDTH INC | COM CL A | 05988J103 |  | 553 | 29390 | SH |  | SOLE | 0 | 29390 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 2403 | 8800 | SH |  | SOLE | 0 | 8427 | 0 | 373 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 382 | 1399 | SH |  | DFND | 24 | 1399 | 0 | 0 |
| BK OF AMERICA CORP | COM | 060505104 |  | 596 | 19133 | SH |  | SOLE | 0 | 18360 | 0 | 773 |
| BLACKROCK INC | COM | 09247X101 |  | 223 | 366 | SH |  | SOLE | 0 | 366 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 257 | 3341 | SH |  | SOLE | 0 | 3341 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 |  | 275 | 567 | SH |  | SOLE | 0 | 567 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 |  | 209 | 431 | SH |  | DFND | 24 | 431 | 0 | 0 |
| CARDINAL HEALTH INC | COM | 14149Y108 |  | 210 | 4025 | SH |  | SOLE | 0 | 4025 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 216 | 1492 | SH |  | SOLE | 0 | 1367 | 0 | 125 |
| CHEVRON CORP NEW | COM | 166764100 |  | 470 | 3245 | SH |  | DFND | 124 | 3245 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 268 | 6293 | SH |  | SOLE | 0 | 6293 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 397 | 9309 | SH |  | DFND | 124 | 9309 | 0 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 340 | 709 | SH |  | SOLE | 0 | 648 | 0 | 61 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 224 | 467 | SH |  | DFND | 24 | 467 | 0 | 0 |
| CREDIT SUISSE NASSAU BRANCH | XLINK CRD ETN37 | 22539T266 |  | 102 | 20000 | SH |  | SOLE | 0 | 20000 | 0 | 0 |
| DEERE  CO | COM | 244199105 |  | 223 | 744 | SH |  | DFND | 124 | 744 | 0 | 0 |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 25434V724 |  | 228 | 7229 | SH |  | SOLE | 0 | 7229 | 0 | 0 |
| DIREXION SHS ETF TR | AUSPCE CMD STG | 25460E307 |  | 2560 | 82596 | SH |  | SOLE | 0 | 82471 | 0 | 125 |
| DOW INC | COM | 260557103 |  | 217 | 4200 | SH |  | DFND | 1234 | 4200 | 0 | 0 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 201 | 1872 | SH |  | SOLE | 0 | 1797 | 0 | 75 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 268 | 2496 | SH |  | DFND | 124 | 2496 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 293 | 3420 | SH |  | SOLE | 0 | 3320 | 0 | 100 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 209 | 2437 | SH |  | DFND | 224 | 2437 | 0 | 0 |
| F N B CORP | COM | 302520101 |  | 223 | 20529 | SH |  | SOLE | 0 | 20529 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 33740F805 |  | 5450 | 117540 | SH |  | SOLE | 0 | 117540 | 0 | 0 |
| FISKER INC | CL A COM STK | 33813J106 |  | 257 | 30000 | SH |  | SOLE | 0 | 30000 | 0 | 0 |
| FORD MTR CO DEL | COM | 345370860 |  | 178 | 16030 | SH |  | SOLE | 0 | 16030 | 0 | 0 |
| GENERAL MLS INC | COM | 370334104 |  | 225 | 2977 | SH |  | DFND | 124 | 2977 | 0 | 0 |
| GLOBAL X FDS | GLB X MLP ENRG I | 37954Y293 |  | 571 | 14970 | SH |  | SOLE | 0 | 14970 | 0 | 0 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 |  | 300 | 4000 | SH |  | SOLE | 0 | 4000 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 310 | 1043 | SH |  | SOLE | 0 | 1043 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 479 | 1614 | SH |  | DFND | 124 | 1614 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 738 | 2690 | SH |  | SOLE | 0 | 2665 | 0 | 25 |
| HOME DEPOT INC | COM | 437076102 |  | 712 | 2596 | SH |  | DFND | 124 | 2596 | 0 | 0 |
| HONEYWELL INTL INC | COM | 438516106 |  | 218 | 1252 | SH |  | SOLE | 0 | 1174 | 0 | 78 |
| HYZON MOTORS INC | COM CL A | 44951Y102 |  | 34 | 11500 | SH |  | SOLE | 0 | 11500 | 0 | 0 |
| INNOVATOR ETFS TR | US EQT ULTRA BF | 45782C300 |  | 7582 | 260369 | SH |  | SOLE | 0 | 260369 | 0 | 0 |
| INNOVATOR ETFS TR | US EQTY PWR BUF | 45782C797 |  | 4238 | 150992 | SH |  | SOLE | 0 | 150912 | 0 | 80 |
| INNOVATOR ETFS TR | US EQTY PWR BUF | 45782C508 |  | 4244 | 141327 | SH |  | SOLE | 0 | 141252 | 0 | 75 |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 |  | 226 | 11135 | SH |  | SOLE | 0 | 11135 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S EQL ENR | 46137V365 |  | 914 | 14865 | SH |  | SOLE | 0 | 14865 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S EQL FIN | 46137V340 |  | 596 | 11201 | SH |  | SOLE | 0 | 11201 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S EQL UTL | 46137V274 |  | 463 | 4055 | SH |  | SOLE | 0 | 4055 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 6050 | 45073 | SH |  | SOLE | 0 | 45073 | 0 | 0 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 391 | 11400 | SH |  | SOLE | 0 | 11400 | 0 | 0 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 20926 | 426544 | SH |  | SOLE | 0 | 426119 | 0 | 425 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 1830 | 98179 | SH |  | SOLE | 0 | 98179 | 0 | 0 |
| ISHARES TR | 0-3 MNTH TREASRY | 46436E718 |  | 7836 | 78262 | SH |  | SOLE | 0 | 78062 | 0 | 200 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 8589 | 103749 | SH |  | SOLE | 0 | 103499 | 0 | 250 |
| ISHARES TR | CORE 1 5 YR USD | 46432F859 |  | 7365 | 155377 | SH |  | SOLE | 0 | 154877 | 0 | 500 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 13695 | 232716 | SH |  | SOLE | 0 | 232716 | 0 | 0 |
| ISHARES TR | CORE MSCI INTL | 46435G326 |  | 8983 | 167149 | SH |  | SOLE | 0 | 166724 | 0 | 425 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 24102 | 106536 | SH |  | SOLE | 0 | 106516 | 0 | 20 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 17149 | 185578 | SH |  | SOLE | 0 | 185078 | 0 | 500 |
| ISHARES TR | CORE S ETF | 464287200 |  | 1144 | 3017 | SH |  | SOLE | 0 | 3017 | 0 | 0 |
| ISHARES TR | FLTG RATE NT ETF | 46429B655 |  | 8606 | 172397 | SH |  | SOLE | 0 | 171997 | 0 | 400 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 451 | 7210 | SH |  | SOLE | 0 | 7210 | 0 | 0 |
| ISHARES TR | MSCI INTL QUALTY | 46434V456 |  | 2340 | 75663 | SH |  | SOLE | 0 | 75663 | 0 | 0 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 |  | 3142 | 44745 | SH |  | SOLE | 0 | 44745 | 0 | 0 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 |  | 665 | 5954 | SH |  | SOLE | 0 | 5954 | 0 | 0 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 2010 | 18895 | SH |  | SOLE | 0 | 18895 | 0 | 0 |
| ISHARES TR | RUS 1000 ETF | 464287622 |  | 945 | 4550 | SH |  | SOLE | 0 | 4550 | 0 | 0 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 822 | 3760 | SH |  | SOLE | 0 | 3760 | 0 | 0 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 267 | 1844 | SH |  | SOLE | 0 | 1844 | 0 | 0 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 1361 | 21056 | SH |  | SOLE | 0 | 21056 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 1380 | 8151 | SH |  | SOLE | 0 | 7957 | 0 | 194 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 |  | 13194 | 126050 | SH |  | SOLE | 0 | 126050 | 0 | 0 |
| ISHARES TR | U.S. PHARMA ETF | 464288836 |  | 564 | 2945 | SH |  | SOLE | 0 | 2945 | 0 | 0 |
| ISHARES TR | US AER DEF ETF | 464288760 |  | 564 | 5688 | SH |  | SOLE | 0 | 5688 | 0 | 0 |
| ISHARES TR | US DIVID BYBCK | 46435U861 |  | 2513 | 69289 | SH |  | SOLE | 0 | 69289 | 0 | 0 |
| ISHARES TR | US INFRASTRUC | 46435U713 |  | 476 | 13985 | SH |  | SOLE | 0 | 13985 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 536 | 3018 | SH |  | SOLE | 0 | 2883 | 0 | 135 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 834 | 4698 | SH |  | DFND | 124 | 4698 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 436 | 3871 | SH |  | SOLE | 0 | 3571 | 0 | 300 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 698 | 6202 | SH |  | DFND | 124 | 6202 | 0 | 0 |
| LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 |  | 5447 | 23243 | SH |  | SOLE | 0 | 23243 | 0 | 0 |
| LILLY ELI  CO | COM | 532457108 |  | 241 | 742 | SH |  | DFND | 234 | 742 | 0 | 0 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 252 | 585 | SH |  | DFND | 1234 | 585 | 0 | 0 |
| LOWES COS INC | COM | 548661107 |  | 430 | 2460 | SH |  | SOLE | 0 | 2135 | 0 | 325 |
| LUCID GROUP INC | COM | 549498103 |  | 395 | 23041 | SH |  | SOLE | 0 | 23041 | 0 | 0 |
| MARATHON PETE CORP | COM | 56585A102 |  | 291 | 3540 | SH |  | DFND | 124 | 3540 | 0 | 0 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 272 | 863 | SH |  | DFND | 24 | 863 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 |  | 578 | 2342 | SH |  | DFND | 124 | 2342 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 312 | 3427 | SH |  | SOLE | 0 | 3208 | 0 | 219 |
| MERCK  CO INC | COM | 58933Y105 |  | 530 | 5816 | SH |  | DFND | 124 | 5816 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 400 | 2481 | SH |  | SOLE | 0 | 2231 | 0 | 250 |
| META PLATFORMS INC | CL A | 30303M102 |  | 324 | 2011 | SH |  | DFND | 234 | 2011 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 1934 | 7530 | SH |  | SOLE | 0 | 7230 | 0 | 300 |
| MICROSOFT CORP | COM | 594918104 |  | 2265 | 8820 | SH |  | DFND | 124 | 8820 | 0 | 0 |
| NIKE INC | CL B | 654106103 |  | 215 | 2099 | SH |  | SOLE | 0 | 2099 | 0 | 0 |
| NORFOLK SOUTHN CORP | COM | 655844108 |  | 279 | 1228 | SH |  | SOLE | 0 | 1228 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 546 | 3601 | SH |  | SOLE | 0 | 3409 | 0 | 192 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 355 | 2344 | SH |  | DFND | 24 | 2344 | 0 | 0 |
| ORACLE CORP | COM | 68389X105 |  | 206 | 2950 | SH |  | SOLE | 0 | 2950 | 0 | 0 |
| PACER FDS TR | LUNT LRGCP MULTI | 69374H816 |  | 7123 | 205690 | SH |  | SOLE | 0 | 205590 | 0 | 100 |
| PACER FDS TR | TRENDP US LAR CP | 69374H105 |  | 11085 | 295128 | SH |  | SOLE | 0 | 295028 | 0 | 100 |
| PACER FDS TR | TRENDP US MID CP | 69374H204 |  | 5105 | 147787 | SH |  | SOLE | 0 | 147787 | 0 | 0 |
| PACER FDS TR | TRENDPILOT INTL | 69374H683 |  | 4469 | 182788 | SH |  | SOLE | 0 | 182788 | 0 | 0 |
| PARK NATL CORP | COM | 700658107 |  | 720 | 5936 | SH |  | SOLE | 0 | 5936 | 0 | 0 |
| PEPSICO INC | COM | 713448108 |  | 211 | 1265 | SH |  | DFND | 24 | 1265 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 372 | 7086 | SH |  | SOLE | 0 | 6686 | 0 | 400 |
| PFIZER INC | COM | 717081103 |  | 250 | 4766 | SH |  | DFND | 24 | 4766 | 0 | 0 |
| PIMCO ETF TR | ACTIVE BD ETF | 72201R775 |  | 1481 | 15546 | SH |  | SOLE | 0 | 15346 | 0 | 200 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 4808 | 48510 | SH |  | SOLE | 0 | 48510 | 0 | 0 |
| PIMCO ETF TR | ENHNCD LW DUR AC | 72201R718 |  | 240 | 2500 | SH |  | SOLE | 0 | 2500 | 0 | 0 |
| PIMCO ETF TR | INTER MUN BD ACT | 72201R866 |  | 2873 | 55810 | SH |  | SOLE | 0 | 55610 | 0 | 200 |
| PIMCO ETF TR | MUNI INCOME OPP | 72201R635 |  | 2431 | 55100 | SH |  | SOLE | 0 | 55100 | 0 | 0 |
| PIMCO ETF TR | SHTRM MUN BD ACT | 72201R874 |  | 6040 | 121706 | SH |  | SOLE | 0 | 121406 | 0 | 300 |
| PLX PHARMA INC | COM | 72942A107 |  | 126 | 52000 | SH |  | SOLE | 0 | 52000 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 681 | 4735 | SH |  | DFND | 124 | 4735 | 0 | 0 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 261 | 2717 | SH |  | SOLE | 0 | 2517 | 0 | 200 |
| REPUBLIC FIRST BANCORP INC | COM | 760416107 |  | 81 | 21283 | SH |  | SOLE | 0 | 21283 | 0 | 0 |
| RITE AID CORP | COM | 767754872 |  | 552 | 81957 | SH |  | SOLE | 0 | 81957 | 0 | 0 |
| ROBLOX CORP | CL A | 771049103 |  | 493 | 15015 | SH |  | SOLE | 0 | 15015 | 0 | 0 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 418 | 5830 | SH |  | SOLE | 0 | 5830 | 0 | 0 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 |  | 1658 | 37130 | SH |  | SOLE | 0 | 37130 | 0 | 0 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 |  | 938 | 21000 | SH |  | DFND | 2 | 21000 | 0 | 0 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 1349 | 18870 | SH |  | SOLE | 0 | 18870 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 2517 | 19627 | SH |  | SOLE | 0 | 19327 | 0 | 300 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 576 | 4535 | SH |  | SOLE | 0 | 4035 | 0 | 500 |
| SOLID POWER INC | CLASS A COM | 83422N105 |  | 81 | 15000 | SH |  | SOLE | 0 | 15000 | 0 | 0 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 1869 | 11096 | SH |  | SOLE | 0 | 11096 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 53299 | 141282 | SH |  | SOLE | 0 | 141282 | 0 | 0 |
| SPDR S MIDCAP 400 ETF TR | UTSER1 S | 78467Y107 |  | 207 | 500 | SH |  | SOLE | 0 | 500 | 0 | 0 |
| SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 |  | 3609 | 39446 | SH |  | SOLE | 0 | 39446 | 0 | 0 |
| SPDR SER TR | NUVEEN BLOOMBERG | 78464A284 |  | 703 | 13675 | SH |  | SOLE | 0 | 13675 | 0 | 0 |
| SPROTT PHYSICAL GOLD  SILVE | TR UNIT | 85208R101 |  | 4720 | 280615 | SH |  | SOLE | 0 | 280615 | 0 | 0 |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 |  | 3941 | 93439 | SH |  | SOLE | 0 | 93139 | 0 | 300 |
| SSGA ACTIVE TR | SPDR DBLELN SHRT | 78470P200 |  | 1711 | 36701 | SH |  | SOLE | 0 | 36701 | 0 | 0 |
| STANDARD LITHIUM LTD | COM | 853606101 |  | 1043 | 246000 | SH |  | SOLE | 0 | 246000 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 1166 | 1732 | SH |  | SOLE | 0 | 1732 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 405 | 601 | SH |  | DFND | 24 | 601 | 0 | 0 |
| TEXAS INSTRS INC | COM | 882508104 |  | 232 | 1507 | SH |  | SOLE | 0 | 1507 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 219 | 404 | SH |  | SOLE | 0 | 371 | 0 | 33 |
| TRIMTABS ETF TR | FCF US QLTY ETF | 89628W302 |  | 337 | 7450 | SH |  | SOLE | 0 | 7450 | 0 | 0 |
| UBS AG LONDON BRANCH | ETRACS ALER MLP | 90274D382 |  | 1870 | 114796 | SH |  | SOLE | 0 | 114796 | 0 | 0 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 424 | 2324 | SH |  | DFND | 1234 | 2324 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 236 | 459 | SH |  | SOLE | 0 | 383 | 0 | 76 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 973 | 1895 | SH |  | DFND | 124 | 1895 | 0 | 0 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 |  | 484 | 17683 | SH |  | SOLE | 0 | 17683 | 0 | 0 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 4997 | 65080 | SH |  | SOLE | 0 | 65080 | 0 | 0 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 |  | 368 | 2100 | SH |  | SOLE | 0 | 2100 | 0 | 0 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 1929 | 9791 | SH |  | SOLE | 0 | 9791 | 0 | 0 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 2079 | 22821 | SH |  | SOLE | 0 | 22821 | 0 | 0 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 481 | 1387 | SH |  | SOLE | 0 | 1387 | 0 | 0 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 335 | 1900 | SH |  | SOLE | 0 | 1900 | 0 | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 379 | 2008 | SH |  | SOLE | 0 | 2008 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 1002 | 24060 | SH |  | SOLE | 0 | 24060 | 0 | 0 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 |  | 215 | 4300 | SH |  | SOLE | 0 | 4300 | 0 | 0 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 |  | 750 | 2297 | SH |  | SOLE | 0 | 2297 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 251 | 4948 | SH |  | DFND | 124 | 4948 | 0 | 0 |
| VIRGIN GALACTIC HOLDINGS INC | COM | 92766K106 |  | 90 | 15000 | SH |  | SOLE | 0 | 15000 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 777 | 3947 | SH |  | DFND | 124 | 3947 | 0 | 0 |
| VOLTA INC | COM CL A | 92873V102 |  | 64 | 49323 | SH |  | SOLE | 0 | 49323 | 0 | 0 |
| WORLD GOLD TR | SPDR GLD MINIS | 98149E303 |  | 10332 | 287965 | SH |  | SOLE | 0 | 287815 | 0 | 150 |
| XPENG INC | ADS | 98422D105 |  | 611 | 19250 | SH |  | SOLE | 0 | 19250 | 0 | 0 |

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