# EDGAR Filing Document

**Accession Number:** 0001015155
**File Stem:** 0001410578-25-002292
**Filing Date:** 2025-9
**Character Count:** 11419
**Document Hash:** 774dd66e89b69a7703b24326c410a689
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001410578-25-002292.hdr.sgml**: 20250912

**ACCESSION NUMBER**: 0001410578-25-002292

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 15

**CONFORMED PERIOD OF REPORT**: 20250912

**ITEM INFORMATION**: Other Events

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20250912

**DATE AS OF CHANGE**: 20250912

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CHARLES & COLVARD LTD
- **CENTRAL INDEX KEY:** 0001015155
- **STANDARD INDUSTRIAL CLASSIFICATION:** JEWELRY, SILVERWARE & PLATED WARE [3910]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 561928817
- **STATE OF INCORPORATION:** NC
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-23329
- **FILM NUMBER:** 251310170

**BUSINESS ADDRESS:**
- **STREET 1:** 170 SOUTHPORT DRIVE
- **CITY:** MORRISVILLE
- **STATE:** NC
- **ZIP:** 27560
- **BUSINESS PHONE:** 9194680399

**MAIL ADDRESS:**
- **STREET 1:** 170 SOUTHPORT DRIVE
- **CITY:** MORRISVILLE
- **STATE:** NC
- **ZIP:** 27560

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** C3 INC /NC/
- **DATE OF NAME CHANGE:** 19970829

?xml version='1.0' encoding='ASCII'?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934**

Date of Report (Date of earliest event reported): **September 12, 2025**

**Charles & Colvard, Ltd.**

(Exact name of registrant as specified in its charter)

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;**North Carolina** | &nbsp;&nbsp;**000-23329** | &nbsp;&nbsp;**56-1928817** |
| &nbsp;&nbsp; (State or other jurisdiction of<br> incorporation) | &nbsp;&nbsp; (Commission File<br> Number) | &nbsp;&nbsp; (I.R.S. Employer<br> Identification No.) |

---

---

| | |
|:---|:---|
| &nbsp;&nbsp;**170 Southport Drive** |  |
| &nbsp;&nbsp;**Morrisville**, **North Carolina** | &nbsp;&nbsp;**27560** |
| &nbsp;&nbsp;(Address of principal executive offices) | &nbsp;&nbsp;(Zip Code) |

---

**(919) 468-0399**

(Registrant's telephone number, including area code)

**N/A**

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

---

| | |
|:---|:---|
| &nbsp;&nbsp;◻ | &nbsp;&nbsp;Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| &nbsp;&nbsp;◻ | &nbsp;&nbsp;Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| &nbsp;&nbsp;◻ | &nbsp;&nbsp;Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| &nbsp;&nbsp;◻ | &nbsp;&nbsp;Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |

---

Securities registered pursuant to Section 12(b) of the Act: None.

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company&nbsp;&nbsp;&nbsp;&nbsp; ◻

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.&nbsp;&nbsp;&nbsp;&nbsp; ◻

**Item 8.01. Other Events.**

On September 12, 2025, Charles & Colvard, Ltd. (the "Company") gave notice of its 2025 Annual Meeting of Shareholders to shareholders of record as of August 29, 2025. A copy of the notice is included as Exhibit 99.1 to this Current Report on Form 8-K.

**Item 9.01. Financial Statements and Exhibits.**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(d) Exhibits.

---

| | |
|:---|:---|
| **Exhibit** <br> **Number** | **Description** |
| [99.1](tm2525900d1_ex99-1.htm) | [Notice of Annual Meeting of Shareholders of Charles & Colvard, Ltd.](tm2525900d1_ex99-1.htm) |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |

---

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | | |
|:---|:---|:---|
|  | **Charles & Colvard, Ltd.** | **Charles & Colvard, Ltd.** |
| September 12, 2025 | By | /s/ Clint J. Pete |
|  |  | Clint J. Pete |
|  |  | Chief Financial Officer |

---

## Exhibit 99.1

**Exhibit 99.1**

![](tm2525900d1_ex99-1img01.jpg)

170 Southport Drive

Morrisville, North Carolina 27560

(919) 468-0399

**NOTICE OF ANNUAL MEETING OF SHAREHOLDERS**

**TO BE HELD ON OCTOBER 13, 2025** 

**To the Shareholders of Charles & Colvard, Ltd.:**

**Notice is Hereby Given** that the 2025 Annual Meeting of Shareholders of Charles & Colvard, Ltd. (the "Company") will be held at the principal executive offices of the Company located at 170 Southport Drive, Morrisville, North Carolina 27560, on Monday, October 13, 2025, at 9:30 a.m., Eastern Time and via live audio webcast on the Internet. If your shares are held of record by a broker, bank, or other nominee, you can vote ahead of time by using the instructions provided by such broker, bank or other nominee. If you are a registered shareholder, you can vote ahead of time by visiting <u>www.voteproxy.com</u> and following the on-screen instructions. You will be able to attend the Annual Meeting and vote via live audio webcast on the Internet by visiting <u>https://meetings.lumiconnect.com/200-399-183-360</u>, entering the password: charlescolvard2025, and entering the control number provided on the attachment to this Notice. Please note, however, that if your shares are held of record by a broker, bank, or other nominee and you wish to vote at the meeting, you must obtain, in advance, a "legal proxy" issued in your name from that record holder reflecting the number of shares of the Company's common stock that you held as of the record date, your name and email address, unless you previously obtained a legal proxy from your bank, broker or other nominee. You must then submit a request for registration to Equiniti by email to proxy@equiniti.com. Requests for registration must be labeled as "Legal Proxy" and be received by Equiniti no later than 5:00 p.m. Eastern Time on October 6, 2025. Obtaining a legal proxy may take several days, or longer, and shareholders are advised to register as far in advance as possible. Shareholders registered with Equiniti will receive a control number and may access the Annual Meeting as described above for shareholders of record.

As disclosed in our Current Report on Form 8-K filed with the Securities & Exchange Commission (the "SEC") on August 15, 2025, on August 13, 2025, North Carolina Chief Business Court Judge Michael L. Robinson entered an Order directing the Company to hold its Annual Meeting on Monday October 13, 2025 (the "Order"). The only matter to be considered and put to a vote of shareholders at the Annual Meeting shall be election of the members of the Company's Board of Directors. According to the Order, for purposes of this Annual Meeting only, the number of shares represented by shareholders who appear at the Annual Meeting, in person or by proxy, will represent a quorum. **Therefore, your vote could be very important.**

As noted above, the purpose of the meeting is to elect five nominees to the Board of Directors. The Company's director nominees consist of existing directors Ruten Bhanderi, Anne M. Butler, Neal Goldman, Don O'Connell and James Tu. RiverStyx Fund, LP, which (according to its Schedule 13D/A filed with the SEC on September 2, 2025) beneficially owns approximately 5.19% of the Company's outstanding common stock, has nominated Ben Franklin, Michael R. Levin and Lloyd M. Sems, and Duc Pham, who (according to his Schedule 13D filed with the SEC on August 27, 2025) beneficially owns approximately 6.71% of our outstanding common stock, has nominated himself.

Our stock transfer books will not be closed. A list of the shareholders entitled to vote at the Annual Meeting may be examined at our principal executive office at 170 Southport Drive, Morrisville, North Carolina 27560 during ordinary business hours beginning two business days after the date this notice of the Annual Meeting is mailed through the date of the Annual Meeting for any purposes related to the meeting. The Board of Directors has fixed the close of business on August 29, 2025 as the record date for the determination of shareholders entitled to vote at the meeting and any adjournments or postponements thereof, provided that our Board of Directors may fix a new record date for an adjourned meeting. Accordingly, only shareholders who are holders of record at the close of business on that date are entitled to notice of and to vote at the meeting.

---

| |
|:---|
| By order of the Board of Directors, |
| ![](tm2525900d1_ex99-1img02.jpg) |
| James Tu |
| Chairman of the Board of Directors |

---

September 12, 2025

**You are cordially invited to attend the Annual Meeting in person or via live audio webcast. SEC rules prevent us from providing you a proxy or information statement for the meeting or soliciting proxies unless we have provided shareholders an annual report including audited financial statements for the year ended June 30, 2025, which are not yet available due to the court-ordered timing of the Annual Meeting based on RiverStyx's petition to the court. Only record holders of our stock as of the close of business on August 29, 2025 can vote.** If your shares are held of record by a broker, bank, or other nominee, you can vote ahead of time by using the instructions provided by such broker, bank or other nominee. If you are a registered shareholder, you can vote ahead of time by visiting <u>www.voteproxy.com</u> and following the on-screen instructions. You will be able to attend the Annual Meeting and vote via live audio webcast on the Internet by visiting <u>https://meetings.lumiconnect.com/200-399-183-360</u>, entering the password: charlescolvard2025, and entering the control number provided on the attachment to this Notice. Please note, however, that if your shares are held of record by a broker, bank, or other nominee and you wish to vote at the meeting, you must obtain, in advance, a "legal proxy" issued in your name from that record holder reflecting the number of shares of the Company's common stock that you held as of the record date, your name and email address, unless you previously obtained a legal proxy from your bank, broker or other nominee. You must then submit a request for registration to Equiniti by email to proxy@equiniti.com. Requests for registration must be labeled as "Legal Proxy" and be received by Equiniti no later than 5:00 p.m. Eastern Time on October 6, 2025. Obtaining a legal proxy may take several days, or longer, and shareholders are advised to register as far in advance as possible. Shareholders registered with Equiniti will receive a control number and may access the Annual Meeting as described above for shareholders of record**.**