# EDGAR Filing Document

**Accession Number:** 0001666788
**File Stem:** 0001398344-23-004889
**Filing Date:** 2023-2
**Character Count:** 16366
**Document Hash:** 8d95e1e1bac66d542440ab4399a67759
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-23-004889.hdr.sgml**: 20230227

**ACCESSION NUMBER**: 0001398344-23-004889

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230227

**DATE AS OF CHANGE**: 20230227

**EFFECTIVENESS DATE**: 20230227

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Kalos Management, Inc.
- **CENTRAL INDEX KEY:** 0001666788
- **IRS NUMBER:** 201642804
- **STATE OF INCORPORATION:** GA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-17377
- **FILM NUMBER:** 23672727

**BUSINESS ADDRESS:**
- **STREET 1:** 11525 PARK WOODS CIRCLE
- **STREET 2:** SUITE 250
- **CITY:** ALPHARETTA
- **STATE:** GA
- **ZIP:** 30005
- **BUSINESS PHONE:** 678-356-1100

**MAIL ADDRESS:**
- **STREET 1:** 11525 PARK WOODS CIRCLE
- **STREET 2:** SUITE 250
- **CITY:** ALPHARETTA
- **STATE:** GA
- **ZIP:** 30005

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Kalos Management Inc.<br>**Address:** 11525 PARK WOODS CIRCLE<br>SUITE 250<br>ALPHARETTA, GA 30005

**Form 13F File Number:** 028-17377

**CRD Number (if applicable):** 000133025

**SEC File Number (if applicable):** 801-65182

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** CAROL WILDERMUTH<br>**Title:** CHIEF COMPLIANCE OFFICER<br>**Phone:** 678-356-1100

**Signature, Place, and Date of Signing:**

CAROL WILDERMUTH  ALPHARETTA, GA  02-15-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 126

**Form 13F Information Table Value Total:** $44380286

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ISHARES TR | CORE S TTL STK | 464287150 |  | 441214 | 5203 | SH |  | DFND |  | 0 | 6591 | 0 |
| INVESCO EXCH TRADED FD TR II | S SMALLCAP 600 | 46138G664 |  | 37334 | 344 | SH |  | DFND |  | 0 | 237 | 0 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 |  | 2821812 | 62499 | SH |  | DFND |  | 0 | 60646 | 0 |
| ISHARES TR | LATN AMER 40 ETF | 464287390 |  | 4006 | 175 | SH |  | DFND |  | 0 | 175 | 0 |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 |  | 867 | 19 | SH |  | DFND |  | 0 | 19 | 0 |
| FS KKR CAP CORP | COM | 302635206 |  | 243569 | 13918 | SH |  | DFND |  | 0 | 13918 | 0 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 |  | 64978 | 1604 | SH |  | DFND |  | 0 | 1604 | 0 |
| SPDR INDEX SHS FDS | S EMKTSC ETF | 78463X756 |  | 8173 | 167 | SH |  | DFND |  | 0 | 167 | 0 |
| FIDELITY COVINGTON TRUST | STOCK FOR INFL | 316092386 |  | 7149 | 231 | SH |  | DFND |  | 0 | 231 | 0 |
| ISHARES TR | U.S. BAS MTL ETF | 464287838 |  | 823981 | 6604 | SH |  | DFND |  | 0 | 7455 | 0 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 |  | 13390 | 127 | SH |  | DFND |  | 0 | 127 | 0 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 |  | 1586 | 67 | SH |  | DFND |  | 0 | 67 | 0 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 176959 | 3185 | SH |  | DFND |  | 0 | 3185 | 0 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 |  | 1827764 | 27685 | SH |  | DFND |  | 0 | 26855 | 0 |
| INVESCO EXCHANGE TRADED FD T | WILDERHIL CLAN | 46137V134 |  | 1763 | 46 | SH |  | DFND |  | 0 | 46 | 0 |
| FRANKLIN BSP RLTY TR INC | COMMON STOCK | 35243J101 |  | 376151 | 29159 | SH |  | DFND |  | 0 | 29159 | 0 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 181350 | 3100 | SH |  | DFND |  | 0 | 3100 | 0 |
| INVESCO EXCH TRADED FD TR II | SOLAR ETF | 46138G706 |  | 31583 | 433 | SH |  | DFND |  | 0 | 433 | 0 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 |  | 4182494 | 93338 | SH |  | DFND |  | 0 | 98149 | 0 |
| INVESCO EXCHANGE TRADED FD T | S SMCP VLU MNT | 46137V480 |  | 7044 | 154 | SH |  | DFND |  | 0 | 154 | 0 |
| REALTY INCOME CORP | COM | 756109104 |  | 486254 | 7666 | SH |  | DFND |  | 0 | 7666 | 0 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 55970 | 412 | SH |  | DFND |  | 0 | 412 | 0 |
| MAIN STR CAP CORP | COM | 56035L104 |  | 265933 | 7197 | SH |  | DFND |  | 0 | 7197 | 0 |
| ISHARES TR | US CONSM STAPLES | 464287812 |  | 1361262 | 6713 | SH |  | DFND |  | 0 | 6615 | 0 |
| INVESCO EXCH TRADED FD TR II | S 500 REVENUE | 46138G698 |  | 677512 | 9163 | SH |  | DFND |  | 0 | 9068 | 0 |
| INVESCO EXCHANGE TRADED FD T | S EQL UTL | 46137V274 |  | 2095283 | 18010 | SH |  | DFND |  | 0 | 16663 | 0 |
| SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 |  | 1776 | 37 | SH |  | DFND |  | 0 | 37 | 0 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 |  | 3922 | 29 | SH |  | DFND |  | 0 | 29 | 0 |
| APPLE INC | COM | 037833100 |  | 370233 | 2849 | SH |  | DFND |  | 0 | 2849 | 0 |
| ISHARES TR | GLOBAL ENERG ETF | 464287341 |  | 174792 | 4483 | SH |  | DFND |  | 0 | 0 | 0 |
| SPDR SER TR | S BIOTECH | 78464A870 |  | 10541 | 127 | SH |  | DFND |  | 0 | 127 | 0 |
| ISHARES TR | CORE S ETF | 464287200 |  | 963733 | 2508 | SH |  | DFND |  | 0 | 2517 | 0 |
| ISHARES TR | S MC 400GR ETF | 464287606 |  | 137761 | 2017 | SH |  | DFND |  | 0 | 2017 | 0 |
| COSTAR GROUP INC | COM | 22160N109 |  | 309120 | 4000 | SH |  | DFND |  | 0 | 4000 | 0 |
| ISHARES TR | U.S. UTILITS ETF | 464287697 |  | 270264 | 3123 | SH |  | DFND |  | 0 | 3151 | 0 |
| ISHARES TR | U.S. ENERGY ETF | 464287796 |  | 92143 | 1982 | SH |  | DFND |  | 0 | 1982 | 0 |
| ISHARES TR | DOW JONES US ETF | 464287846 |  | 495285 | 5300 | SH |  | DFND |  | 0 | 5497 | 0 |
| SPDR SER TR | PORTFOLIO INTRMD | 78464A375 |  | 2196 | 69 | SH |  | DFND |  | 0 | 69 | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 35370 | 185 | SH |  | DFND |  | 0 | 185 | 0 |
| SPDR SER TR | S 600 SMCP VAL | 78464A300 |  | 52102 | 702 | SH |  | DFND |  | 0 | 702 | 0 |
| INVESCO EXCHANGE TRADED FD T | DYNMC MEDIA | 46137V696 |  | 3468 | 108 | SH |  | DFND |  | 0 | 108 | 0 |
| ISHARES TR | GLOBAL TECH ETF | 464287291 |  | 14435 | 322 | SH |  | DFND |  | 0 | 322 | 0 |
| SCHWAB STRATEGIC TR | 1000 INDEX ETF | 808524722 |  | 23007 | 623 | SH |  | DFND |  | 0 | 623 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 1692 | 24 | SH |  | DFND |  | 0 | 24 | 0 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 10960 | 113 | SH |  | DFND |  | 0 | 113 | 0 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 158551 | 1122 | SH |  | DFND |  | 0 | 1122 | 0 |
| ISHARES TR | U.S. REAL ES ETF | 464287739 |  | 97155 | 1154 | SH |  | DFND |  | 0 | 9712 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 |  | 2259 | 23 | SH |  | DFND |  | 0 | 23 | 0 |
| SPDR SER TR | PORTFOLIO LN TSR | 78464A664 |  | 9290 | 320 | SH |  | DFND |  | 0 | 320 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 1046 | 6 | SH |  | DFND |  | 0 | 6 | 0 |
| ISHARES TR | U.S. FINLS ETF | 464287788 |  | 32226 | 427 | SH |  | DFND |  | 0 | 427 | 0 |
| SPDR SER TR | PORTFLI INTRMDIT | 78464A672 |  | 12793 | 453 | SH |  | DFND |  | 0 | 453 | 0 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 1809 | 17 | SH |  | DFND |  | 0 | 17 | 0 |
| THE NECESSITY RETAIL REIT IN | COM CLASS A | 02607T109 |  | 128278 | 21632 | SH |  | DFND |  | 0 | 23853 | 0 |
| ISHARES TR | COHEN STEER REIT | 464287564 |  | 26104 | 476 | SH |  | DFND |  | 0 | 476 | 0 |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 |  | 1352601 | 28039 | SH |  | DFND |  | 0 | 29673 | 0 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 105751 | 1209 | SH |  | DFND |  | 0 | 1209 | 0 |
| INVESCO EXCHANGE TRADED FD T | BUYBACK ACHIEV | 46137V308 |  | 23957 | 280 | SH |  | DFND |  | 0 | 280 | 0 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 |  | 6215 | 59 | SH |  | DFND |  | 0 | 59 | 0 |
| SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 |  | 25058 | 862 | SH |  | DFND |  | 0 | 862 | 0 |
| INVESCO EXCHANGE TRADED FD T | S 500 TOP 50 | 46137V233 |  | 112634 | 408 | SH |  | DFND |  | 0 | 408 | 0 |
| INVESCO EXCHANGE TRADED FD T | S EQL IND | 46137V324 |  | 52590 | 295 | SH |  | DFND |  | 0 | 295 | 0 |
| VANGUARD WORLD FDS | UTILITIES ETF | 92204A876 |  | 2028646 | 13228 | SH |  | DFND |  | 0 | 10559 | 0 |
| ISHARES TR | US HLTHCARE ETF | 464287762 |  | 2082999 | 7342 | SH |  | DFND |  | 0 | 7234 | 0 |
| INVESCO EXCHANGE TRADED FD T | S EQL MAT | 46137V316 |  | 2221 | 14 | SH |  | DFND |  | 0 | 14 | 0 |
| INVESCO EXCHANGE TRADED FD T | DYNMC MKT ETF | 46137V712 |  | 2495 | 24 | SH |  | DFND |  | 0 | 24 | 0 |
| SPDR INDEX SHS FDS | ASIA PACIF ETF | 78463X301 |  | 40712 | 424 | SH |  | DFND |  | 0 | 424 | 0 |
| ISHARES TR | US INDUSTRIALS | 464287754 |  | 42635 | 442 | SH |  | DFND |  | 0 | 3776 | 0 |
| ISHARES TR | S SML 600 GWT | 464287887 |  | 6592 | 61 | SH |  | DFND |  | 0 | 61 | 0 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 12147 | 57 | SH |  | DFND |  | 0 | 57 | 0 |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 |  | 639721 | 2579 | SH |  | DFND |  | 0 | 1728 | 0 |
| ISHARES TR | EXPANDED TECH | 464287515 |  | 2559 | 10 | SH |  | DFND |  | 0 | 10 | 0 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 733730 | 6084 | SH |  | DFND |  | 0 | 6084 | 0 |
| SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 |  | 71575 | 1532 | SH |  | DFND |  | 0 | 1532 | 0 |
| SPDR SER TR | PORTFOLI S | 78464A805 |  | 73489 | 1554 | SH |  | DFND |  | 0 | 1554 | 0 |
| SPDR SER TR | S 400 MDCP GRW | 78464A821 |  | 43647 | 668 | SH |  | DFND |  | 0 | 668 | 0 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 288801 | 822 | SH |  | DFND |  | 0 | 822 | 0 |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 |  | 3573 | 46 | SH |  | DFND |  | 0 | 46 | 0 |
| ISHARES TR | US TELECOM ETF | 464287713 |  | 2714 | 121 | SH |  | DFND |  | 0 | 121 | 0 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 30490 | 192 | SH |  | DFND |  | 0 | 192 | 0 |
| SPDR SER TR | PORTFOLIO S | 78464A854 |  | 46105 | 1025 | SH |  | DFND |  | 0 | 1025 | 0 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 2299589 | 30442 | SH |  | DFND |  | 0 | 30432 | 0 |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 46137V613 |  | 18308 | 118 | SH |  | DFND |  | 0 | 118 | 0 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 2235673 | 15927 | SH |  | DFND |  | 0 | 18706 | 0 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 24017 | 193 | SH |  | DFND |  | 0 | 193 | 0 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 27115 | 402 | SH |  | DFND |  | 0 | 402 | 0 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 4378 | 128 | SH |  | DFND |  | 0 | 368 | 0 |
| SCHWAB STRATEGIC TR | SCHWAB FDT US BM | 808524789 |  | 20890 | 397 | SH |  | DFND |  | 0 | 397 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 2234956 | 5844 | SH |  | DFND |  | 0 | 6575 | 0 |
| INVESCO EXCHANGE TRADED FD T | S EQL DIS | 46137V381 |  | 10248 | 87 | SH |  | DFND |  | 0 | 87 | 0 |
| ISHARES TR | S MC 400VL ETF | 464287705 |  | 1314029 | 13036 | SH |  | DFND |  | 0 | 9909 | 0 |
| ISHARES TR | U.S. TECH ETF | 464287721 |  | 50728 | 681 | SH |  | DFND |  | 0 | 681 | 0 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 64999 | 1715 | SH |  | DFND |  | 0 | 1715 | 0 |
| INVESCO EXCHANGE TRADED FD T | S EQL STP | 46137V373 |  | 8696 | 51 | SH |  | DFND |  | 0 | 51 | 0 |
| BRIGHTSPIRE CAPITAL INC | COM CL A | 10949T109 |  | 100907 | 16197 | SH |  | DFND |  | 0 | 16197 | 0 |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 |  | 100434 | 1531 | SH |  | DFND |  | 0 | 1531 | 0 |
| INVESCO EXCHANGE TRADED FD T | S EQL ENR | 46137V365 |  | 432724 | 5953 | SH |  | DFND |  | 0 | 5010 | 0 |
| ISHARES TR | CORE S US VLU | 464287663 |  | 25074 | 355 | SH |  | DFND |  | 0 | 355 | 0 |
| SOUTHWEST AIRLS CO | COM | 844741108 |  | 353771 | 10507 | SH |  | DFND |  | 0 | 10507 | 0 |
| PHILLIPS EDISON  CO INC | COMMON STOCK | 71844V201 |  | 1462730 | 45940 | SH |  | DFND |  | 0 | 46727 | 0 |
| VANGUARD WORLD FDS | INDUSTRIAL ETF | 92204A603 |  | 16072 | 88 | SH |  | DFND |  | 0 | 88 | 0 |
| ISHARES TR | US CONSUM DISCRE | 464287580 |  | 1652 | 29 | SH |  | DFND |  | 0 | 29 | 0 |
| ISHARES TR | SP SMCP600VL ETF | 464287879 |  | 882146 | 9661 | SH |  | DFND |  | 0 | 6349 | 0 |
| ISHARES TR | RUS 2000 VAL ETF | 464287630 |  | 2357 | 17 | SH |  | DFND |  | 0 | 17 | 0 |
| FIDELITY COVINGTON TRUST | LOW VOLITY ETF | 316092824 |  | 279112 | 6044 | SH |  | DFND |  | 0 | 6044 | 0 |
| SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 808524771 |  | 211783 | 3963 | SH |  | DFND |  | 0 | 3963 | 0 |
| INVESCO EXCHANGE TRADED FD T | S MDCP400 PR | 46137V217 |  | 4835 | 27 | SH |  | DFND |  | 0 | 27 | 0 |
| PROSHARES TR | S 500 DV ARIST | 74348A467 |  | 810168 | 9003 | SH |  | DFND |  | 0 | 9003 | 0 |
| INVESCO EXCHANGE TRADED FD T | S EQL HLT | 46137V332 |  | 139764 | 485 | SH |  | DFND |  | 0 | 533 | 0 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 1607521 | 11081 | SH |  | DFND |  | 0 | 8764 | 0 |
| FIDELITY COVINGTON TRUST | HIGH YILD ETF | 316092618 |  | 5198 | 113 | SH |  | DFND |  | 0 | 113 | 0 |
| SPDR SER TR | PRTFLO S VL | 78464A508 |  | 37412 | 962 | SH |  | DFND |  | 0 | 962 | 0 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 |  | 12067 | 233 | SH |  | DFND |  | 0 | 233 | 0 |
| SPDR INDEX SHS FDS | GLB NAT RESRCE | 78463X541 |  | 728716 | 12780 | SH |  | DFND |  | 0 | 14209 | 0 |
| GLOBAL NET LEASE INC | COM NEW | 379378201 |  | 294264 | 23410 | SH |  | DFND |  | 0 | 23410 | 0 |
| INVESCO EXCHANGE TRADED FD T | S EQL TEC | 46137V282 |  | 137615 | 566 | SH |  | DFND |  | 0 | 566 | 0 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 19158 | 94 | SH |  | DFND |  | 0 | 94 | 0 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 |  | 84352 | 1009 | SH |  | DFND |  | 0 | 1009 | 0 |
| SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 |  | 71490 | 2885 | SH |  | DFND |  | 0 | 2885 | 0 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 18350 | 121 | SH |  | DFND |  | 0 | 121 | 0 |
| INVESCO EXCHANGE TRADED FD T | S EQL FIN | 46137V340 |  | 8856 | 157 | SH |  | DFND |  | 0 | 157 | 0 |
| INVESCO EXCHANGE TRADED FD T | GLOBAL DRGN CN | 46137V571 |  | 5056 | 185 | SH |  | DFND |  | 0 | 185 | 0 |
| ISHARES TR | GLOBAL 100 ETF | 464287572 |  | 32281 | 504 | SH |  | DFND |  | 0 | 504 | 0 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 548166 | 7353 | SH |  | DFND |  | 0 | 6615 | 0 |
| SPDR SER TR | S TRANSN ETF | 78464A532 |  | 7057 | 105 | SH |  | DFND |  | 0 | 105 | 0 |
| SPDR SER TR | BBG CONV SEC ETF | 78464A359 |  | 154223 | 2397 | SH |  | DFND |  | 0 | 2397 | 0 |

---