# EDGAR Filing Document

**Accession Number:** 0001475861
**File Stem:** 0001475861-23-000001
**Filing Date:** 2023-3
**Character Count:** 2422
**Document Hash:** a58d677127c3445aeb78bb31eae04516
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001475861-23-000001.hdr.sgml**: 20230331

**ACCESSION NUMBER**: 0001475861-23-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230331

**DATE AS OF CHANGE**: 20230331

**EFFECTIVENESS DATE**: 20230331

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CHAFFE SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0001475861
- **IRS NUMBER:** 800491738
- **STATE OF INCORPORATION:** LA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68433
- **FILM NUMBER:** 23788066

**BUSINESS ADDRESS:**
- **STREET 1:** 201 ST. CHARLES AVENUE
- **STREET 2:** SUITE 1410
- **CITY:** NEW ORLEANS
- **STATE:** LA
- **ZIP:** 70170-1410
- **BUSINESS PHONE:** 281-838-5408

**MAIL ADDRESS:**
- **STREET 1:** 201 ST. CHARLES AVENUE
- **STREET 2:** SUITE 1410
- **CITY:** NEW ORLEANS
- **STATE:** LA
- **ZIP:** 70170-1410

### Attached PDF Documents

**Attachment 1:** `chaffe2022auditpublic.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001475861

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** CHAFFE SECURITIES, INC.

**Business Address:** 201 ST. CHARLES AVENUE, SUITE 1410, NEW ORLEANS, LA, 70170-1410

**Contact Person:** Deirdre Patten Kowalski

**Contact Phone:** 281-419-6030

### Independent Public Accountant Identification

**Accountant Name:** LaPorte, APAC

**Accountant Address:** 5100 Village Walk, Suite 300, Covington, LA, 70433

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Vanessa Claiborne**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **CHAFFE SECURITIES, INC.**, as of **12-31-2022**, are true and correct.

**Signature:** Vanessa Claiborne

**Title:** FinOp

**Notarized:** Yes