# EDGAR Filing Document

**Accession Number:** 0000798377
**File Stem:** 9999999997-23-002391
**Filing Date:** 2023-3
**Character Count:** 1493
**Document Hash:** dbe3fad5664335f9f50adade3272ba81
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-002391.hdr.sgml**: 20230504

**ACCESSION NUMBER**: 9999999997-23-002391

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230306

**DATE AS OF CHANGE**: 20230504

**EFFECTIVENESS DATE**: 20230306

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SAMI BROKERAGE LLC
- **CENTRAL INDEX KEY:** 0000798377
- **IRS NUMBER:** 832503786
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-36472
- **FILM NUMBER:** 23000458

**BUSINESS ADDRESS:**
- **STREET 1:** 2 HIGH RIDGE PARK
- **STREET 2:** 2ND FLOOR
- **CITY:** STAMFORD
- **STATE:** CT
- **ZIP:** 06905
- **BUSINESS PHONE:** (203) 322-0189 E

**MAIL ADDRESS:**
- **STREET 1:** 2 HIGH RIDGE PARK
- **STREET 2:** 2ND FLOOR
- **CITY:** STAMFORD
- **STATE:** CT
- **ZIP:** 06905

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SPECTRUM ASSET MANAGEMENT, INC.
- **DATE OF NAME CHANGE:** 20190107

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SAMI BROKERAGE LLC
- **DATE OF NAME CHANGE:** 20190104

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SPECTRUM ASSET MANAGEMENT, INC.
- **DATE OF NAME CHANGE:** 20020415

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23000458 for access to the original document.

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