# EDGAR Filing Document

**Accession Number:** 0002064489
**File Stem:** 0002063364-26-000118
**Filing Date:** 2026-4
**Character Count:** 10718
**Document Hash:** b7370812fa3834b74fad7ff7065acd01
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002063364-26-000118.hdr.sgml**: 20260423

**ACCESSION NUMBER**: 0002063364-26-000118

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260423

**DATE AS OF CHANGE**: 20260423

**EFFECTIVENESS DATE**: 20260423

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Kagan Cocozza Asset Management
- **CENTRAL INDEX KEY:** 0002064489

**ORGANIZATION NAME:**
- **EIN:** 272850390
- **STATE OF INCORPORATION:** PA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-25488
- **FILM NUMBER:** 26887031

**BUSINESS ADDRESS:**
- **STREET 1:** 49 CURTMANTLE ROAD
- **CITY:** MICKLETON
- **STATE:** NJ
- **ZIP:** 08056
- **BUSINESS PHONE:** 856-381-0550

**MAIL ADDRESS:**
- **STREET 1:** 49 CURTMANTLE ROAD
- **CITY:** MICKLETON
- **STATE:** NJ
- **ZIP:** 08056

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Kagan Cocozza Asset Management<br>**Address:** 49 CURTMANTLE ROAD<br>MICKLETON, NJ 08056

**Form 13F File Number:** 028-25488

**CRD Number (if applicable):** 000154321

**SEC File Number (if applicable):** 801-131547

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Jim Cullen<br>**Title:** Filing Agent<br>**Phone:** 401-466-6010

**Signature, Place, and Date of Signing:**

Jim Cullen  East Providence, RI  04-23-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 69

**Form 13F Information Table Value Total:** $142116269

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AFLAC INC | COM | 001055102 |  | 906336 | 8261 | SH |  | SOLE | 0 | 0 | 0 | 8261 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 891562 | 3108 | SH |  | SOLE | 0 | 0 | 0 | 3108 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 215382 | 749 | SH |  | SOLE | 0 | 0 | 0 | 749 |
| AMAZON COM INC | COM | 023135106 |  | 290537 | 1395 | SH |  | SOLE | 0 | 0 | 0 | 1395 |
| APPLE INC | COM | 037833100 |  | 1511827 | 5957 | SH |  | SOLE | 0 | 0 | 0 | 5957 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 629350 | 3098 | SH |  | SOLE | 0 | 0 | 0 | 3098 |
| BANK AMERICA CORP | COM | 060505104 |  | 289234 | 5933 | SH |  | SOLE | 0 | 0 | 0 | 5933 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 392944 | 820 | SH |  | SOLE | 0 | 0 | 0 | 820 |
| CHEVRON CORPORATION | COM | 166764100 |  | 369486 | 1786 | SH |  | SOLE | 0 | 0 | 0 | 1786 |
| COCA COLA CO | COM | 191216100 |  | 753123 | 9903 | SH |  | SOLE | 0 | 0 | 0 | 9903 |
| CONSOLIDATED EDISON INC | COM | 209115104 |  | 934414 | 8256 | SH |  | SOLE | 0 | 0 | 0 | 8256 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 232419 | 1775 | SH |  | SOLE | 0 | 0 | 0 | 1775 |
| ELI LILLY  CO | COM | 532457108 |  | 2210246 | 2403 | SH |  | SOLE | 0 | 0 | 0 | 2403 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 490826 | 2893 | SH |  | SOLE | 0 | 0 | 0 | 2893 |
| GE AEROSPACE | COM NEW | 369604301 |  | 227807 | 803 | SH |  | SOLE | 0 | 0 | 0 | 803 |
| ISHARES BITCOIN TRUST ETF | SHS BEN INT | 46438F101 |  | 630511 | 16411 | SH |  | SOLE | 0 | 0 | 0 | 16411 |
| ISHARES ETHEREUM TR | SHS | 46438R105 |  | 158458 | 10010 | SH |  | SOLE | 0 | 0 | 0 | 10010 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 309411 | 4436 | SH |  | SOLE | 0 | 0 | 0 | 4436 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 3765572 | 30292 | SH |  | SOLE | 0 | 0 | 0 | 30292 |
| ISHARES TR | CRE U S REIT ETF | 464288521 |  | 1016411 | 17172 | SH |  | SOLE | 0 | 0 | 0 | 17172 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 593172 | 10445 | SH |  | SOLE | 0 | 0 | 0 | 10445 |
| ISHARES TR | U.S. REAL ES ETF | 464287739 |  | 859550 | 9090 | SH |  | SOLE | 0 | 0 | 0 | 9090 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 6338324 | 63849 | SH |  | SOLE | 0 | 0 | 0 | 63849 |
| ISHARES TR | CORE S ETF | 464287200 |  | 2011950 | 3080 | SH |  | SOLE | 0 | 0 | 0 | 3080 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 359849 | 3390 | SH |  | SOLE | 0 | 0 | 0 | 3390 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 204503 | 1808 | SH |  | SOLE | 0 | 0 | 0 | 1808 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 387369 | 1585 | SH |  | SOLE | 0 | 0 | 0 | 1585 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 445652 | 1515 | SH |  | SOLE | 0 | 0 | 0 | 1515 |
| KIMBERLY-CLARK CORP | COM | 494368103 |  | 629756 | 6528 | SH |  | SOLE | 0 | 0 | 0 | 6528 |
| META PLATFORMS INC | CL A | 30303M102 |  | 1363958 | 2384 | SH |  | SOLE | 0 | 0 | 0 | 2384 |
| NEOS ETF TRUST | NEOS S 500 HI | 78433H303 |  | 207551 | 4204 | SH |  | SOLE | 0 | 0 | 0 | 4204 |
| PAYCHEX INC | COM | 704326107 |  | 206441 | 2241 | SH |  | SOLE | 0 | 0 | 0 | 2241 |
| PFIZER INC | COM | 717081103 |  | 413871 | 14739 | SH |  | SOLE | 0 | 0 | 0 | 14739 |
| PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 |  | 211753 | 12376 | SH |  | SOLE | 0 | 0 | 0 | 12376 |
| PROCTER  GAMBLE CO | COM | 742718109 |  | 705446 | 4884 | SH |  | SOLE | 0 | 0 | 0 | 4884 |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 |  | 394183 | 12732 | SH |  | SOLE | 0 | 0 | 0 | 12732 |
| SELECT SECTOR SPDR TR | STATE STREET CON | 81369Y407 |  | 846012 | 7763 | SH |  | SOLE | 0 | 0 | 0 | 7763 |
| SELECT SECTOR SPDR TR | STATE STREET IND | 81369Y704 |  | 907467 | 5611 | SH |  | SOLE | 0 | 0 | 0 | 5611 |
| SELECT SECTOR SPDR TR | STATE STREET FIN | 81369Y605 |  | 816530 | 16539 | SH |  | SOLE | 0 | 0 | 0 | 16539 |
| SELECT SECTOR SPDR TR | STATE STREET HEA | 81369Y209 |  | 794773 | 5421 | SH |  | SOLE | 0 | 0 | 0 | 5421 |
| SELECT SECTOR SPDR TR | STATE STREET TEC | 81369Y803 |  | 3159733 | 23775 | SH |  | SOLE | 0 | 0 | 0 | 23775 |
| SELECT SECTOR SPDR TR | STATE STREET UTI | 81369Y886 |  | 284070 | 6190 | SH |  | SOLE | 0 | 0 | 0 | 6190 |
| SELECT SECTOR SPDR TR | STATE STREET CON | 81369Y308 |  | 241349 | 2944 | SH |  | SOLE | 0 | 0 | 0 | 2944 |
| SPDR INDEX SHS FDS | STATE STREET SPD | 78463X509 |  | 1334402 | 28446 | SH |  | SOLE | 0 | 0 | 0 | 28446 |
| SPDR INDEX SHS FDS | STATE STREET SPD | 78463X889 |  | 11969041 | 262191 | SH |  | SOLE | 0 | 0 | 0 | 262191 |
| SPDR INDEX SHS FDS | STATE STREET SPD | 78463X848 |  | 772159 | 21103 | SH |  | SOLE | 0 | 0 | 0 | 21103 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A649 |  | 17937839 | 700150 | SH |  | SOLE | 0 | 0 | 0 | 700150 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A854 |  | 20705015 | 270512 | SH |  | SOLE | 0 | 0 | 0 | 270512 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A375 |  | 9271683 | 276437 | SH |  | SOLE | 0 | 0 | 0 | 276437 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A847 |  | 3429489 | 57911 | SH |  | SOLE | 0 | 0 | 0 | 57911 |
| SPDR SERIES TRUST | STATE STREET SPD | 78468R788 |  | 1127758 | 24775 | SH |  | SOLE | 0 | 0 | 0 | 24775 |
| SPDR SERIES TRUST | STATE STREET SPD | 78468R853 |  | 1215861 | 25163 | SH |  | SOLE | 0 | 0 | 0 | 25163 |
| SPDR SERIES TRUST | STATE STREET SPD | 78468R721 |  | 245788 | 5421 | SH |  | SOLE | 0 | 0 | 0 | 5421 |
| STATE STR SPDR S 500 ETF T | TR UNIT | 78462F103 |  | 3568416 | 5487 | SH |  | SOLE | 0 | 0 | 0 | 5487 |
| SYSCO CORP | COM | 871829107 |  | 566765 | 7946 | SH |  | SOLE | 0 | 0 | 0 | 7946 |
| T-MOBILE US INC | COM | 872590104 |  | 245735 | 1170 | SH |  | SOLE | 0 | 0 | 0 | 1170 |
| TARGET CORP | COM | 87612E106 |  | 726750 | 5996 | SH |  | SOLE | 0 | 0 | 0 | 5996 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 500384 | 6795 | SH |  | SOLE | 0 | 0 | 0 | 6795 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 7390018 | 25733 | SH |  | SOLE | 0 | 0 | 0 | 25733 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 4739907 | 53438 | SH |  | SOLE | 0 | 0 | 0 | 53438 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 409322 | 685 | SH |  | SOLE | 0 | 0 | 0 | 685 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 5256050 | 97244 | SH |  | SOLE | 0 | 0 | 0 | 97244 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 |  | 656876 | 8747 | SH |  | SOLE | 0 | 0 | 0 | 8747 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 |  | 791504 | 9565 | SH |  | SOLE | 0 | 0 | 0 | 9565 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 7920509 | 36829 | SH |  | SOLE | 0 | 0 | 0 | 36829 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 1006242 | 15703 | SH |  | SOLE | 0 | 0 | 0 | 15703 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 431515 | 2914 | SH |  | SOLE | 0 | 0 | 0 | 2914 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 657771 | 13103 | SH |  | SOLE | 0 | 0 | 0 | 13103 |
| WELLS FARGO  CO | COM | 949746101 |  | 630352 | 7918 | SH |  | SOLE | 0 | 0 | 0 | 7918 |

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