# EDGAR Filing Document

**Accession Number:** 0000024741
**File Stem:** 0001206774-26-000299
**Filing Date:** 2026-5
**Character Count:** 115088
**Document Hash:** 7980bdef190a2aa772249e0c58aef329
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001206774-26-000299.hdr.sgml**: 20260529

**ACCESSION NUMBER**: 0001206774-26-000299

**CONFORMED SUBMISSION TYPE**: SD

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20260529

**DATE AS OF CHANGE**: 20260529

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CORNING INC /NY
- **CENTRAL INDEX KEY:** 0000024741
- **STANDARD INDUSTRIAL CLASSIFICATION:** DRAWING AND INSULATING NONFERROUS WIRE [3357]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 160393470
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SD
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-03247
- **FILM NUMBER:** 261045134

**BUSINESS ADDRESS:**
- **STREET 1:** ONE RIVERFRONT PLAZA
- **CITY:** CORNING
- **STATE:** NY
- **ZIP:** 14831
- **BUSINESS PHONE:** 6079749000

**MAIL ADDRESS:**
- **STREET 1:** ONE RIVERFRONT PLAZA
- **CITY:** CORNING
- **STATE:** NY
- **ZIP:** 14831

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CORNING GLASS WORKS
- **DATE OF NAME CHANGE:** 19890512

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM SD**

**SPECIALIZED DISCLOSURE REPORT**

---

| |
|:---|
| &nbsp;&nbsp;**CORNING INCORPORATED** |
| &nbsp;&nbsp;(Exact Name of Registrant as Specified in Charter) |

---

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;**New York**<br> (State or Other Jurisdiction<br> of incorporation) | &nbsp;&nbsp;**1-3247**<br> (Commission File No.) | &nbsp;&nbsp;**16-0393470**<br> (IRS Employer<br> Identification Number) |

---

---

| | |
|:---|:---|
| &nbsp;&nbsp;**One Riverfront Plaza, Corning New York**<br> (Address of Principal Executive Offices) | &nbsp;&nbsp;**14831**<br> (Zip Code) |

---

---

| | |
|:---|:---|
| &nbsp;&nbsp; **Daniel P. Christmas** | &nbsp;&nbsp;**(607) 974-9000** |

---

(Name and telephone number, including<br> area code, of the person to contact in<br> connection with this report.)

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

---

| | |
|:---|:---|
| 🗷 | **Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2025.** |

---

**Section 1 - Conflict Minerals Disclosure**

**Item 1.01 Conflict Minerals Disclosure and Report**

Corning Incorporated evaluated its current product lines and determined that certain products we manufacture or contract to manufacture contain tin, tantalum, tungsten and/or gold (3TG). The results of our reasonable country of origin inquiry and due diligence are contained in the Conflict Minerals Report filed herewith.

A copy of the Company's Conflict Minerals Report is provided as Exhibit 1.01 hereto and is publicly available on the Investor Relations page of Corning's website (see <u>http://www.corning.com/investor_relations/index.aspx</u> and click on "Financials and Filings").

**Item 1.02 Exhibit**

As specified in Section 3, Item 3.01, Corning Incorporated is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this report.

**Section 3 - Exhibits**

**Item 3.01 Exhibits**

The following exhibit is filed as part of this report

---

| | |
|:---|:---|
| **<u>Exhibit Number</u>** | **<u>Description</u>** |
| [1.01](glw4643301-ex101.htm) | [Conflict Minerals Report of Corning Incorporated.](glw4643301-ex101.htm) |

---

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

---

| | | |
|:---|:---|:---|
| **CORNING INCORPORATED** | **CORNING INCORPORATED** |  |
| By: | /s/ Avery H. Nelson III | May 26, 2026 |
|  | Avery H. Nelson III | (Date) |
|  | Executive Vice President & Chief Operating Officer |  |

---

## Exhibit 1.01

**Exhibit 1.01**

**Corning Incorporated<br> Conflict Minerals Report<br> For the Year Ended December 31, 2025**

This Conflict Minerals Report (CMR) for the year ended December 31, 2025 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the Rule). The Rule was adopted by the Securities and Exchange Commission (SEC) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank Act). The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals which are necessary to the functionality or production of their products. Conflict Minerals are defined as cassiterite, columbite-tantalite, gold, wolframite, and their derivatives, which are limited to tin, tantalum, tungsten, and gold (3TG).

This report is available on the Investor Relations page of Corning's website (see <u>http://www.corning.com/investor_relations/index.aspx</u> and click on "Financials and Filings").

1. Company Overview

This report has been prepared by management of Corning Incorporated (herein referred to as "Corning," the "Company," "we," "us," or "our"). The information includes the activities of all majority-owned subsidiaries and variable interest entities that are required to be consolidated in accordance with US Generally Accepted Accounting Principles. It does not include the activities of subsidiaries or variable interest entities that are not required to be consolidated.

Corning is a world leader in the manufacture of specialty glass and ceramics. Drawing on 175 years of materials science and process engineering knowledge, Corning creates and makes keystone components that enable high-technology systems for consumer electronics, mobile emissions control, telecommunications and life sciences. Corning manufactures products in 14 countries and operates in four reportable segments: Optical Communications, Glass Innovations, Automotive, and Solar. All other businesses that do not meet the quantitative threshold for separate reporting have been grouped as Life Sciences and Emerging Growth Businesses.

**2.** **Products Overview** 

Corning's principal products, by segment, are as follows:

**Optical Communications** – manufactures carrier network and enterprise network components for the telecommunications industry; the carrier network group consists primarily of products and solutions for optical-based communications infrastructure for services such as video, data and voice communications; the enterprise network group consists primarily of optical-based communication networks, including hyperscale data centers, sold to businesses, governments and individuals for their own use.

**Glass Innovations** – utilizes proprietary melting, precision forming, strengthening, and finishing processes to create advanced flat glass substrates for LCD and OLED displays and cover materials for mobile consumer electronics; and provides material formulations and optical fabrication for specialty glass, glass ceramic, fluoride crystal, and other precision materials and components for semiconductor, aerospace and defense, telecommunications, commercial, and industrial applications.

**Automotive** – manufactures ceramic substrates and filter products for emissions control systems in mobile applications; as well as technical glass and optic products and solutions for the interior and exterior of vehicles.

**Solar** – manufactures silicon materials and products for semiconductor and solar applications, including hyper-pure polysilicon produced by Hemlock Semiconductor Group, solar wafers, and solar modules. The segment's products serve customers across the semiconductor and solar markets globally from a manufacturing footprint in the United States.

All other businesses that do not meet the quantitative threshold for separate reporting have been grouped as Life Sciences and Emerging Growth Businesses.

**3.** **Supply Chain Overview** 

Corning maintains complex and diverse supply chains across its reported segments, involving thousands of suppliers to the Company. We rely on our direct suppliers to provide information on the origin of the 3TG contained in components and materials supplied to us – including sources of 3TG that are supplied to them from lower-tier suppliers. Contracts with our suppliers are frequently in force for three years or more and we cannot unilaterally impose new contract terms and flow-down requirements. Corning has incorporated a clause into relevant agreements that requires suppliers to provide information about the source of conflict minerals and the location of smelters. Based upon these contractual requirements and our supplier relationships, we work annually with selected suppliers to ensure they provide us the 3TG sourcing information required.

Based upon technical knowledge regarding our products, as well as the results of the prior supplier surveys regarding conflict minerals, relevant personnel in each of our reported segments identified the suppliers to survey regarding whether the components or materials supplied to Corning by such suppliers contain 3TG. We relied upon these suppliers, 205 in total, to provide us with information about whether the components or materials supplied to Corning contain 3TG; and, if so, the source of such 3TG. Our direct suppliers are similarly reliant upon information provided by their suppliers, or in the case of distributors from whom we purchase components or materials, reliant upon the manufacturers of such items. Many of our larger suppliers are also SEC registrants and subject to the Rule.

**4.** **Reasonable Country of Origin Inquiry (RCOI) and RCOI Conclusion** 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.1 Requests for Information

We surveyed those suppliers described above using the latest version 6.5 or version 6.4 of the Responsible Minerals Initiative ("RMI") Conflict Minerals Reporting Template ("CMRT"), an industry-standard template used to facilitate the collection of information regarding the smelters and refiners in a company's supply chain. It includes questions regarding a company's conflict-free policy, engagement with its direct suppliers, and a listing of the smelters the company and its suppliers use. In addition, the CMRT contains questions about the origin of conflict minerals included in their products, as well as supplier due diligence. Written instructions and recorded training illustrating the use of the tool are available on the RMI's website. The CMRT is being used by many companies in their due diligence processes related to 3TG.

To determine whether any 3TG necessary to our products originated in the Covered Countries, we retained a third-party service provider, Assent Compliance ("Assent") to assist us in surveying our supply chain. During our supplier survey, we contacted suppliers via the Assent Compliance Manager ("ACM"), a SaaS platform provided by Assent that enables its users to complete and track supplier communications and allows suppliers to upload completed CMRTs directly to the platform for assessment and management. The use of the CMRT allowed for some elimination of irrelevant suppliers. Specifically, question one of the CMRT asks suppliers whether any 3TGs are necessary to the functionality or production of their products. We also reviewed the supplier list to ensure that irrelevant or "out of scope" suppliers were removed from the survey process (e.g., the removal of suppliers who provided only packaging to Corning).

Assent requested that all in-scope suppliers complete a CMRT and included training and education to guide suppliers on best practices and the use of the template. Assent monitored and tracked all communications in the ACM for future reporting and transparency. Corning directly contacted suppliers that were unresponsive to Assent's communications during the diligence process and requested that such suppliers complete and submit the CMRT to Assent.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.2 Survey Responses

Where the CMRT responses included the names of entities listed by our suppliers as smelters or refiners, Assent consulted the RMI publicly available information to determine whether such entities had been identified as certified Conflict-Free. In some cases, the CMRT responses did not provide smelter information; this was one of the items that we typically requested in follow-up communications with suppliers. Ultimately, some suppliers were unable to provide us with smelter information because they were engaged in their own efforts to obtain that information from their suppliers.

Through Assent's platform, automated data validation was performed on all submitted CMRTs. The goal of data validation is to increase the accuracy of submissions and identify any contradictory answers in the CMRT. This data validation is based on logical sequencing and required correlations between the CMRT questions (for example, if a supplier does not report having received information from 100% of its 3TG sources, it cannot logically offer definitive statements in response to certain other questions).

All submitted CMRTs are first accepted and then classified as valid or invalid so that their data is still retained. Suppliers are contacted in regard to invalid forms and are encouraged to resubmit a valid form. As of May 8, 2026, there were seven (7) invalid supplier submissions in Corning's supplier survey that could not be corrected.

Many of the responses we received provided data at a company or divisional level or, as described above, were unable to specify with certainty all of the smelters or refiners used for components supplied to Corning. In some instances, we engaged in follow-up communications with suppliers to request that they provide a CMRT response specific to the components or materials supplied to Corning; however, in many cases, the suppliers were unable to do so because they were unable to obtain detailed information from their own suppliers.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.3 RCOI Conclusion

Our RCOI determined that certain of the 3TG contained in the products sold by Corning may have originated in the Covered Countries. Thus, we are required under the Rule to conduct due diligence on the source and chain of custody of those minerals and submit to the SEC a Conflict Minerals Report as an Exhibit to Form SD.

**5.** **Due Diligence Program** 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.1 Design of Due Diligence

Our due diligence measures have been designed to conform, in all material respects, with the framework in The Organization for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third Edition, 2016 (OECD Guidance) and the related Supplements for gold and for tin, tantalum and tungsten. The Guidance identifies five steps for due diligence that should be implemented and provides guidance as to how to achieve each step. We developed our due diligence process to address each of these five steps, namely:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1. Establishing strong company management systems regarding conflict minerals;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2. Identifying and assessing risks in our supply chain;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3. Designing and implementing a strategy to respond to identified risks in our supply chain;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4. Utilizing independent third-party audits of supply chain diligence; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5. Publicly reporting on our supply chain due diligence.

We are mostly a downstream supplier, many steps removed from the mining of 3TGs. A large number of suppliers, through multiple tiers of distribution, supply the components and materials integrated into our products. Furthermore, we do not purchase raw ore or unrefined conflict minerals directly. The origin of the conflict minerals cannot be determined with any certainty once the raw ores are smelted, refined and converted to ingots, bullion or other conflict mineral containing derivatives. The smelters and refiners consolidate raw ore and represent the best actors in the total supply chain to possess knowledge of the origin of the ores they procure.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.2 Establish Strong Company Management Systems

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**5.2.1** **Responsible Minerals Policy** 

We have adopted the following Corporate Position on Conflict Minerals, effective February 2022:

**Corning Incorporated's Corporate Position on Conflict Minerals**

At Corning, corporate social responsibility is a proactive commitment to preserving the trust of our stakeholders. This commitment contributes to sustainable economic and environmental development through all our business activities – how we operate, what we sell, how we give, and how we support our people, the communities in which we operate, and society at large. It is also a demonstration of how we live our Values (see <u>https://www.corning.com/worldwide/en/sustainability/people/values.html</u>) which represent the unchanging moral and ethical compass that guides everything we do.

As part of our commitment to corporate social responsibility, Corning is committed to the responsible sourcing of minerals – sourcing done in an ethical and sustainable manner that safeguards the human rights of everyone in our global supply chain and preserves the environment. Any connection between the materials used in Corning products and armed violence or human rights abuses is unacceptable.

Corning requires our suppliers to comply with our requests to provide complete and accurate information about minerals supplied to Corning, and to perform further due diligence as required about the source of any minerals in their products which are provided to us in order to ensure alignment throughout the supply chain. Failure to provide this information to Corning when requested may result in removal from active status as a Corning supplier.

We also require our suppliers to extend these expectations to their own suppliers. Suppliers are required to include provisions equivalent to Corning's Supplier Code of Conduct, which include a commitment to responsible minerals sourcing and prohibition of forced labor, in their supply chain agreements and to flowdown the same requirements throughout their supply chains. See our Supplier Code of Conduct at <u>https://www.corning.com/worldwide/en/sustainability/processes/supply-chain-social-responsibility/supplier-responsibility/supplier-code-of-conduct.html</u>.

**Conflict Minerals**

The term "conflict minerals" refers to the mineral precursors of the metals tantalum, tin, tungsten, and gold (also known as "3TG"), which are found in small amounts in virtually all electronic products. Revenue from mining these minerals in the Democratic Republic of Congo (DRC) and nine neighboring countries has been linked to funding for groups engaged in extreme violence and human rights atrocities.

Pursuant to the Dodd–Frank Wall Street Reform and Consumer Protection Act, public companies in the US that make products for which 3TG metals are necessary to the functionality or production of those products are required to assess their supply chains and report on the source of these materials. Corning is a public company, and therefore is committed to complying with this law.

**Corning's Position on Conflict Minerals**

The 3TG supply chain is complex, typically including many stages between Corning and the smelters that purchase and process the ore into metals. The greatest risk of conflict minerals entering our supply chain is through these smelters' ore purchasing practices.

We require our suppliers to source 3TG for Corning products only from smelters that comply with the Responsible Minerals Initiative 's (RMI, formerly the Conflict Free Sourcing Initiative) Responsible Minerals Assurance Process (RMAP, formerly the Conflict-Free Smelter Program), which requires a third-party sourcing audit. To monitor 3TG suppliers' performance, we assess their responses to the RMI's Conflict Minerals Reporting Template, and request corrective action where needed, including the removal from our supply chain of smelters that pose a risk. More information about the Responsible Minerals Initiative can be found at <u>https://www.responsiblemineralsinitiative.org/</u>. Our due diligence measures implemented as part of our conflict minerals program have been designed to conform, in all material respects, with the framework in The Organization for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas.

Our policy is publicly available on our website at the following link:

<u>https://www.corning.com/media/worldwide/global/documents/Responsible%20Minerals%20Policy.pdf</u>

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**5.2.2** **Internal Team** 

Corning has established a cross-functional Conflict Minerals Compliance Team for managing our conflict minerals program. This core team, which includes subject matter experts from relevant functions such as legal, strategic sourcing and global supply management sustainability, is responsible for implementing our conflict minerals compliance strategy. Senior management is briefed about the results of our due diligence efforts on an annual basis. Corning also uses a third-party service provider, Assent, to assist us with evaluating supply chain information regarding 3TGs, identifying potential risks, and in the development and implementation of additional due diligence steps that we will undertake with suppliers regarding conflict minerals.

Corning leverages Assent's Managed Services in order to work with dedicated program specialists who support Corning's conflict minerals program. Corning communicates regularly with the Assent team in order to receive updates on program status. Each member of Assent's Customer Success team is trained in conflict minerals compliance and understands the intricacies of the CMRT and conflict minerals reporting, as well as Section 1502 of the Dodd-Frank Act.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**5.2.3** **Control Systems** 

As we do not typically have a direct relationship with 3TG smelters and refiners, we have relied upon industry-wide initiatives to disclose upstream actors in the supply chain. Specifically, as part of our due diligence efforts, we have utilized the smelter information provided by the Responsible Minerals Initiative.

In addition, Corning maintains internal control processes, supported by cross-functional coordination with legal, strategic sourcing and global supply management sustainability, to oversee and monitor its conflict minerals due diligence program.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**5.2.4** **Supplier Engagement** 

With respect to the OECD requirement to strengthen engagement with suppliers, we have added a conflict minerals clause to our purchase order terms and conditions and relevant contract templates in order to communicate to suppliers our expectations and requirements regarding the sourcing of and disclosure of conflict minerals. We also include our Supplier Code of Conduct in our supplier contracts, which contains Corning's expectations for suppliers with respect to humane labor conditions, health and safety, and environmental factors, among others. Further, Corning's suppliers are required to flow down these expectations from Corning's Supplier Code of Conduct to their own supply chains.

A copy of our Supplier Code of Conduct is available at <u>https://www.corning.com/worldwide/en/sustainability/processes/supply-chain-social- responsibility/supplier-responsibility/supplier-code-of-conduct.html</u>

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**5.2.5** **Grievance Mechanism** 

Corning's Supplier Code of Conduct, referenced in 5.2.4 above, instructs suppliers that questions or concerns may be submitted to Corning's third-party telephone and web hotline service. This hotline is also described in Corning's Code of Conduct, as referenced above. These phone or web services can be used to make an anonymous report and are available on a 24/7 basis. Corning maintains a robust internal compliance and ethics program under the oversight of a Vice President and Chief Compliance Officer to ensure that all such reports are properly investigated, reported and remediated as required.

Violations or grievances at the industry level can be reported to the RMI directly as well. This can be done at <u>https://www.responsiblemineralsinitiative.org/rmap/grievance-mechanism/</u>

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**5.2.6** **Maintain Records** 

Corning has an existing document retention policy which governs the retention of documentation relevant to our due diligence efforts. We also implemented a document retention policy through Assent to retain conflict minerals related documents, including supplier responses to CMRTs. Assent stores the information and findings from this process in a database that can be audited by internal or external parties.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**5.3** **Identify and Assess Risks in the Supply Chain** 

Because of our size, the complexity of our products, and the depth and breadth of our supply chain, it is difficult to identify actors upstream from our direct suppliers. One method for identifying risks in our supply chain is through automatic checks in the ACM system based on criteria established by Assent for supplier responses as outlined above.

In accordance with OECD Guidelines, it is important to understand risk levels associated with conflict minerals in the supply chain. Smelters or refiners not being certified DRC-Conflict Free pose a significant risk to the supply chain. Certain of the responses provided by our suppliers via the CMRT included the names of facilities listed by the suppliers as smelters or refiners. We do not typically have a direct relationship with 3TG smelters and refiners and do not perform or direct audits of these entities within our supply chain. Assent compared these facilities listed in the responses to the list of smelters and refiners maintained by the RMI and, if a supplier indicated that the facility was certified as "Conflict-Free," confirmed that the name was listed by RMI. As of May 8, 2026, of the 338 legitimate smelter and refiners identified by our suppliers, we have validated 209 smelters or refiners as Responsible Minerals Assurance Process ("RMAP") conformant. Due to the provision of a mix of company-level, product-level and user defined CMRTs, we cannot definitively determine the connection of any smelters or refiners listed in them to our in-scope products.

Each facility that meets the RMI definition of a smelter or refiner of a 3TG mineral is assessed according to red flag indicators defined in the OECD Guidance. Assent determines the level of risk that each smelter poses to the supply chain by identifying the following red flags:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Geographic proximity to the DRC and Covered Countries;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Responsible Minerals Assurance Process (RMAP)
audit status;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Credible evidence of unethical or conflict sourcing;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Known mineral source country of origin; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Peer Assessments conducted by credible third-party
sources.

Based on these criteria the following facilities have been identified as "high risk" smelters that may exist in Corning's supply chain:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· African Gold Refinery

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· AU Traders and Refiners

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Emirates Gold DMCC

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Fidelity Printers and Refiners Ltd.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Gasabo Gold Refinery Ltd

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Gejiu Kai Meng Industry and Trade LLC

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Gejiu Zili Mining And Metallurgy Co., Ltd.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· GGC Gujrat Gold Centre Pvt. Ltd.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Hunan Jintai New Material Co., Ltd.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Hunan Shizhuyuan Nonferrous Metals Co., Ltd.
Chenzhou Tungsten Products Branch

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Hydrometallurg, JSC

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· JSC "Kirovgrad Hard Alloys Plant"

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· JSC Ekaterinburg Non-Ferrous Metal Processing
Plant

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· JSC Novosibirsk Refinery

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· JSC Uralelectromed

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Kundan Care Products Ltd.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Kyshtym Copper-Electrolytic Plant ZAO

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Lingbao Gold Co., Ltd.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Moliren Ltd.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Moscow Special Alloys Processing Plant

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Nghe Tinh Non-Ferrous Metals Joint Stock Company

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Novosibirsk Tin Combine

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· NPP Tyazhmetprom LLC

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· OJSC "The Gulidov Krasnoyarsk Non-Ferrous
Metals Plant" (OJSC Krastsvetmet)

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· OOO "Technolom" 1

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· OOO "Technolom" 2

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Prioksky Plant of Non-Ferrous Metals

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Samduck Precious Metals

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· SOE Shyolkovsky Factory of Secondary Precious
Metals

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Solikamsk Magnesium Works OAO

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Sovereign Metals

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Unecha Refractory metals plant

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· VQB Mineral and Trading Group JSC

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Yunnan Copper Industry Co., Ltd.

Notably, seventeen of the above facilities are in Russia. Effective in September 2022, RMI suspended new RMAP assessments in Russia, based on legal compliance requirements and risks associated with facilitating audits in Russia, as RMI explained in more detail at <u>https://www.responsiblemineralsinitiative.org/news/notice-regarding-rmap-russia-based-auditees/</u>. The suspension impacts inclusion of auditees in Russia on the public RMAP Conformant and Active lists. Thus, the inclusion of Russian facilities in the list above may not indicate concerns with their mineral sourcing practices.

As part of our risk management plan under the OECD Guidance, when these facilities were reported on a CMRT by one of the suppliers we surveyed, risk mitigation activities were initiated. Through our third-party vendor, Assent Compliance, submissions that included any of the above facilities immediately produced a receipt instructing the supplier to take their own risk mitigation actions, including submission of a product specific CMRT to better identify the connection to products that they supply to Corning, and escalating up to removal of these high-risk smelters from their supply chain.

As per the OECD Guidance, risk mitigation will depend on the supplier's specific context. Suppliers may be given clear performance objectives within reasonable timeframes with the ultimate goal of progressive elimination of these red flags from the supply chain. Suppliers are guided to the Assent University learning platform to review educational materials on mitigating the risk of smelters or refiners on the supply chain.

Additionally, suppliers are evaluated on program strength (further assisting in identifying risk in the supply chain). Evaluating and tracking the strength of the program meets the OECD Due Diligence Guidelines and can assist in making key risk mitigation decisions as the program progresses. The criteria used to evaluate the strength of the program are based on these four questions in the CMRT:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;A. Have you established a conflict minerals sourcing policy?

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;D. Have you implemented due diligence measures for conflict-free sourcing?

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;F. Do you review due diligence information received from your suppliers against your company's expectations?

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;G. Does your review process include corrective action management?

When suppliers meet or exceed those criteria (Yes to at least A, D, F, G), they are deemed to have a strong program. When suppliers do not meet those criteria, they are deemed to have a weak program. At this time, sixty two percent (62%) of our 180 valid, responsive suppliers were identified as either having a strong program or no 3TGs.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.4 Design and Implement a Strategy to Respond to Risks

Corning has developed processes to assess and respond to the risks identified in the supply chain. Corning has implemented a conflict minerals program that with the support of Assent manages and monitors conflict mineral related risk in our supply chain. As the program progresses, escalations are sent to non-responsive suppliers to outline the importance of a response via CMRTs and to outline the required cooperation for compliance to the conflict minerals rules and Corning's expectations.

As described in our conflict minerals policy, we intend to engage with any of our suppliers which we have reason to believe are supplying us with 3TG from sources that may support conflict in the DRC or any adjoining country to appropriately address the situation, which may include establishing an alternative source of 3TG that does not support such conflict, as provided in the OECD guidance. The result and timing will depend upon factors such as the criticality of the specific part and the availability of alternate suppliers. The results of the program and risk assessment are shared with the Conflict Minerals Compliance Team and the leadership of Corning's Global Supply Management function to ensure transparency within the company.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.5 Carry out Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply
Chain

Corning does not perform direct audits of 3TG smelters or refiners within our supply chain. Thus, we rely on third-party audit programs, including RMAP and other RMI-compliant audit frameworks, as industry-accepted mechanisms for assessing smelter and refiner due diligence. The RMAP uses independent private-sector auditors, and audits the source, including the mines of origin, and the chain of custody of the conflict minerals used by smelters and refiners that agree to participate in the program.

In early 2020, Corning became a member of the Responsible Minerals Initiative, enabling us to expand our industry collaborative efforts through RMI membership and to utilize RMI's flagship Responsible Minerals Assurance Process ("RMAP") through our supply chain as described above.

Assent also directly contacts smelters and refiners that are not currently enrolled in the RMAP to encourage their participation and gather information regarding each facility's sourcing practices on behalf of its compliance partners. Corning is a signatory of this communication in accordance with the requirements of downstream companies detailed in the OECD Guidance.

Through the company's membership in the RMI, smelters or refiners have been encouraged to participate in the RMAP. Any smelters or refiners that were reported by suppliers who were not part of the RMAP were also contacted directly by Assent to encourage them to participate in the RMAP.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.6 Report on Supply Chain Due Diligence

In addition to this report, see our website at <u>http://www.corning.com/worldwide/en/about-us/suppliers.html</u> for further information about Corning's commercial relationships with and expectations of its suppliers.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**5.6.1** **Due Diligence Process** 

Corning conducted a survey of its relevant suppliers (as described above) using the Responsible Minerals Initiative ("RMI") Conflict Minerals Reporting Template ("CMRT"). The CMRT is an industry-standard template used to facilitate the collection and communication of information regarding smelters and refiners in a company's supply chain. It includes questions regarding a company's conflict-free policy, engagement with its direct suppliers, and a listing of the smelters the company and its suppliers use. In addition, the CMRT contains questions about the origin of conflict minerals included in suppliers' products, as well as supplier due diligence. Written instructions and recorded training

illustrating the use of the tool are available on RMI's website and via the website of Assent Compliance, our third-party provider.

Because a significant portion of supplier responses were provided at the company or divisional level rather than at the product level, many of the smelters, refiners, and countries disclosed in this report represent facilities reported by suppliers as potentially in scope for their broader operations and may not all be connected to the specific products supplied to Corning.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**5.6.2** **Survey Responses** 

Corning surveyed 205 suppliers based upon the likelihood that such suppliers supplied materials or components to Corning that contained one or more 3TG, and we received responses from 187 of the suppliers we surveyed. A total of nineteen (19) suppliers indicated in their survey responses that they sourced 3TG from the Covered Countries, but those 3TG were "conflict free." 53 of the suppliers surveyed stated that the 3TG they sourced came from outside of the Covered Countries, and 51 suppliers reported as "undeterminable" in regard to sourcing 3TGs from the Covered Countries. 57 suppliers indicated their materials did not contain 3TG, and 7 responses could not be validated.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**5.6.3** **Efforts to Determine Country of Origin of Mine or 3TG** 

We have determined that seeking information about 3TG smelters and refiners in our supply chain through the use of the CMRT with our relevant suppliers represents the most reasonable effort we are able to make to determine the mines or locations of origin of the 3TG in our supply chain.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**5.6.4** **Efforts to Identify Smelters or Refiners** 

Because of the incomplete information provided to us by our suppliers in response to our surveys, or the receipt of company-level responses that do not provide information specific to materials or components supplied to Corning, in many cases the smelters and refiners we have identified to date cannot be tied to specific Corning products. However, in certain instances, our suppliers did provide CMRTs specific to the products supplied to Corning. We have reported all legitimate smelter or refiner information included in the CMRTs we received on Appendix A to this report, recognizing as stated above that not all such smelters or refiners can definitively be tied to Corning products. Of the 338 legitimate smelters identified on the CMRTs we received, as of May 8, 2026, 209 were identified as RMAP Conformant and 9 were actively working toward a "conflict free" designation. As noted, our list of processing smelters and refiners disclosed in Appendix A may contain more facilities than those that processed the conflict minerals actually contained in our products.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**5.6.5** **Countries of Origin** 

Appendix B includes an aggregated list of the countries of origin from which the reported facilities collectively source conflict minerals, based on information provided by suppliers and the RMI. As mentioned in the above section, many responses were provided at the company level; therefore, Appendix B may contain more countries than those that the conflict minerals used in our products are sourced from.

6. Steps to be taken to mitigate risk

We have taken and/or intend to continue to take the following steps to improve the due diligence conducted to further mitigate any risk that the necessary conflict minerals in our products could benefit armed groups in the DRC or adjoining countries:

&nbsp;&nbsp;&nbsp;&nbsp;A. Include a conflict minerals flow-down clause in relevant new or renewed supplier contracts.

&nbsp;&nbsp;&nbsp;&nbsp;B. Include a step in our supplier enrollment process to directly identify new suppliers who could potentially
supply Corning with products or materials containing 3TG.

&nbsp;&nbsp;&nbsp;&nbsp;C. Partner with a third-party company, Assent Compliance, which specializes in conducting conflict minerals
compliance programs, to improve the accuracy and efficiency of our supplier survey and reporting process.

&nbsp;&nbsp;&nbsp;&nbsp;D. Engage with suppliers to attempt to increase the response rate and improve the content of the supplier
survey responses.

&nbsp;&nbsp;&nbsp;&nbsp;E. Engage any of our suppliers found to be supplying us with 3TG from sources that support conflict in the
DRC or any adjoining country to address the situation, which may include establishing an alternative source of 3TG that does not support
such conflict, with timing depending on factors such as the criticality of the specific part and the availability of alternate suppliers.

&nbsp;&nbsp;&nbsp;&nbsp;F. Maintain Corning's membership in the Responsible Minerals Initiative, enabling us to expand our
industry collaborative efforts through RMI membership and to utilize RMI's flagship Responsible Minerals Assurance Process (RMAP)
through our supply chain.

**FORWARD-LOOKING STATEMENTS** 

**This Conflict Minerals Report contains "forward-looking statements" that express our expectations, beliefs, goals, plans or objectives regarding future events and may contain words such as "will," "believe," "anticipate," "expect," "intend," "plan," "seek," "see," "would," "target," "estimate," "forecast," or similar expressions. Forward-looking statements in this Conflict Minerals Report include, but are not limited to, statements regarding our future due diligence activities, expectations regarding supplier policies and practices and supplier engagement with respect to Conflict Minerals. By their nature, all forward-looking statements involve risks, uncertainties and assumptions. Although Corning believes that these forward-looking statements are based upon reasonable assumptions, there can be no assurance that these forward-looking statements will prove to be accurate and actual results and future events could differ materially from those contemplated in such statements. Undue reliance should not be placed on such statements. Factors that could materially affect our ability to complete intended due diligence steps include, among other things, the timeliness, cooperation and accuracy of our suppliers in our due diligence efforts, our ability to identify and mitigate related risks in our supply chain, future legal and regulatory developments relating to Conflict Minerals as well as the other risks and uncertainties discussed in our most recent Annual Report on Form 10-K and Quarterly Reports on Form 10-Q, including under the "Forward-Looking Statements" and "Risk Factors" sections set forth therein. Except as may be required by law, we undertake no obligation to update any forward-looking statements, whether as a result of future events, new information, estimates, or opinions, or otherwise. Website references throughout this document are provided for convenience only, and the content on the referenced websites is not incorporated by reference into this document.**

**Appendix A**

**RMI Smelter List<sup>1</sup>**

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter Name** | &nbsp;&nbsp;**Smelter Facility <br> Location** | &nbsp;&nbsp;**Smelter ID** | &nbsp;&nbsp;**RMAP Audit <br> Status** | &nbsp;&nbsp;**Sourced<br> from DRC<br> or covered<br> country?** | &nbsp;&nbsp;**Source <br> from<br> CAHRAs?** |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Timah Tbk Kundur | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID001477 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Timah Tbk Mentok | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID001482 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Aida Chemical Industries Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000019 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Agosi AG | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID000035 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Almalyk Mining and Metallurgical Complex (AMMC) | &nbsp;&nbsp;Uzbekistan | &nbsp;&nbsp;CID000041 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;AngloGold Ashanti Corrego do Sitio Mineracao | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID000058 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Argor-Heraeus S.A. | &nbsp;&nbsp;Switzerland | &nbsp;&nbsp;CID000077 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Asahi Pretec Corp. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000082 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Asaka Riken Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000090 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Boliden Ronnskar | &nbsp;&nbsp;Sweden | &nbsp;&nbsp;CID000157 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;C. Hafner GmbH + Co. KG | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID000176 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;CCR Refinery - Glencore Canada Corporation | &nbsp;&nbsp;Canada | &nbsp;&nbsp;CID000185 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000228 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Chimet S.p.A. | &nbsp;&nbsp;Italy | &nbsp;&nbsp;CID000233 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Chugai Mining | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000264 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Alpha Assembly Solutions Inc | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID000292 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Dowa | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000402 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;EM Vinto | &nbsp;&nbsp;Bolivia (Plurinational State Of) | &nbsp;&nbsp;CID000438 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Fenix Metals | &nbsp;&nbsp;Poland | &nbsp;&nbsp;CID000468 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Gejiu Non-Ferrous Metal Processing Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000538 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;LT Metal Ltd. | &nbsp;&nbsp;Korea, Republic Of | &nbsp;&nbsp;CID000689 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Heimerle + Meule GmbH | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID000694 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |

---

<sup>1</sup> This Exhibit contains all legitimate smelter or refiner information we received on the CMRTs provided by our suppliers in response to our survey requests. Because these CMRTs in some instances contained incomplete information, or were not specific to the products supplied to Corning, many of these smelters and refiners cannot be tied to specific Corning products.

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter Name** | &nbsp;&nbsp;**Smelter Facility <br> Location** | &nbsp;&nbsp;**Smelter ID** | &nbsp;&nbsp;**RMAP Audit <br> Status** | &nbsp;&nbsp;**Sourced<br> from DRC<br> or covered<br> country?** | &nbsp;&nbsp;**Source <br> from<br> CAHRAs?** |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Heraeus Metals Hong Kong Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000707 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Heraeus Germany GmbH Co. KG | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID000711 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000801 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Ishifuku Metal Industry Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000807 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Istanbul Gold Refinery | &nbsp;&nbsp;Turkey | &nbsp;&nbsp;CID000814 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Japan Mint | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000823 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Jiangxi Copper Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000855 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Asahi Refining USA Inc. | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID000920 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Asahi Refining Canada Ltd. | &nbsp;&nbsp;Canada | &nbsp;&nbsp;CID000924 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;JX Nippon Mining & Metals Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000937 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Kazzinc | &nbsp;&nbsp;Kazakhstan | &nbsp;&nbsp;CID000957 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Kennecott Utah Copper LLC | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID000969 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Kojima Chemicals Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000981 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;China Tin Group Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001070 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;LS MnM Inc. | &nbsp;&nbsp;Korea, Republic Of | &nbsp;&nbsp;CID001078 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Materion | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID001113 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Matsuda Sangyo Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001119 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Metallic Resources, Inc. | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID001142 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metalor Technologies (Suzhou) Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001147 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metalor Technologies (Hong Kong) Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001149 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metalor Technologies (Singapore) Pte., Ltd. | &nbsp;&nbsp;Singapore | &nbsp;&nbsp;CID001152 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metalor Technologies S.A. | &nbsp;&nbsp;Switzerland | &nbsp;&nbsp;CID001153 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metalor USA Refining Corporation | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID001157 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metalurgica Met-Mex Penoles S.A. De C.V. | &nbsp;&nbsp;Mexico | &nbsp;&nbsp;CID001161 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Mineracao Taboca S.A. | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID001173 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Minsur | &nbsp;&nbsp;Peru | &nbsp;&nbsp;CID001182 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Mitsubishi Materials Corporation | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001188 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Mitsubishi Materials Corporation | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001191 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |

---

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter Name** | &nbsp;&nbsp;**Smelter Facility <br> Location** | &nbsp;&nbsp;**Smelter ID** | &nbsp;&nbsp;**RMAP Audit <br> Status** | &nbsp;&nbsp;**Sourced<br> from DRC<br> or covered<br> country?** | &nbsp;&nbsp;**Source <br> from<br> CAHRAs?** |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Mitsui Mining and Smelting Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001193 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Navoi Mining and Metallurgical Combinat | &nbsp;&nbsp;Uzbekistan | &nbsp;&nbsp;CID001236 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Nihon Material Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001259 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;O.M. Manufacturing (Thailand) Co., Ltd. | &nbsp;&nbsp;Thailand | &nbsp;&nbsp;CID001314 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Operaciones Metalurgicas S.A. | &nbsp;&nbsp;Bolivia (Plurinational State Of) | &nbsp;&nbsp;CID001337 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;MKS PAMP SA | &nbsp;&nbsp;Switzerland | &nbsp;&nbsp;CID001352 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Mitra Stania Prima | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID001453 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;PX Precinox S.A. | &nbsp;&nbsp;Switzerland | &nbsp;&nbsp;CID001498 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Royal Canadian Mint | &nbsp;&nbsp;Canada | &nbsp;&nbsp;CID001534 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Rui Da Hung | &nbsp;&nbsp;Taiwan, Province Of China | &nbsp;&nbsp;CID001539 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;SEMPSA Joyeria Plateria S.A. | &nbsp;&nbsp;Spain | &nbsp;&nbsp;CID001585 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001622 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Sichuan Tianze Precious Metals Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001736 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Sumitomo Metal Mining Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001798 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Tanaka Kikinzoku Kogyo K.K. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001875 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Thaisarco | &nbsp;&nbsp;Thailand | &nbsp;&nbsp;CID001898 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Shandong Gold Smelting Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001916 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Tokuriki Honten Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001938 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Umicore S.A. Business Unit Precious Metals Refining | &nbsp;&nbsp;Belgium | &nbsp;&nbsp;CID001980 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Valcambi S.A. | &nbsp;&nbsp;Switzerland | &nbsp;&nbsp;CID002003 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Western Australian Mint (T/a The Perth Mint) | &nbsp;&nbsp;Australia | &nbsp;&nbsp;CID002030 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;White Solder Metalurgia e Mineracao Ltda. | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID002036 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Yamakin Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID002100 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Tin Smelting Branch of Yunnan Tin Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002180 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Zhongyuan Gold Smelter of Zhongjin Gold Corporation | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002224 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;SAFINA A.S. | &nbsp;&nbsp;Czechia | &nbsp;&nbsp;CID002290 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Magnu's Minerais Metais e Ligas Ltda. | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID002468 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |

---

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter Name** | &nbsp;&nbsp;**Smelter Facility <br> Location** | &nbsp;&nbsp;**Smelter ID** | &nbsp;&nbsp;**RMAP Audit <br> Status** | &nbsp;&nbsp;**Sourced<br> from DRC<br> or covered<br> country?** | &nbsp;&nbsp;**Source <br> from<br> CAHRAs?** |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;MMTC-PAMP India Pvt., Ltd. | &nbsp;&nbsp;India | &nbsp;&nbsp;CID002509 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;KGHM Polska Miedz Spolka Akcyjna | &nbsp;&nbsp;Poland | &nbsp;&nbsp;CID002511 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;O.M. Manufacturing Philippines, Inc. | &nbsp;&nbsp;Philippines | &nbsp;&nbsp;CID002517 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;T.C.A S.p.A | &nbsp;&nbsp;Italy | &nbsp;&nbsp;CID002580 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;REMONDIS PMR B.V. | &nbsp;&nbsp;Netherlands | &nbsp;&nbsp;CID002582 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Rajehan Ariq | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID002593 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Cipta Persada Mulia | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID002696 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Super Ligas | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID002756 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Italpreziosi | &nbsp;&nbsp;Italy | &nbsp;&nbsp;CID002765 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Aurubis Beerse | &nbsp;&nbsp;Belgium | &nbsp;&nbsp;CID002773 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Aurubis Berango | &nbsp;&nbsp;Spain | &nbsp;&nbsp;CID002774 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;WIELAND Edelmetalle GmbH | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID002778 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;SungEel HiMetal Co., Ltd. | &nbsp;&nbsp;Korea, Republic Of | &nbsp;&nbsp;CID002918 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Planta Recuperadora de Metales SpA | &nbsp;&nbsp;Chile | &nbsp;&nbsp;CID002919 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID003116 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;NH Recytech Company | &nbsp;&nbsp;Korea, Republic Of | &nbsp;&nbsp;CID003189 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Chifeng Dajingzi Tin Industry Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID003190 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Tin Technology & Refining | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID003325 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Yunnan Yunfan Non-ferrous Metals Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID003397 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Eco-System Recycling Co., Ltd. North Plant | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID003424 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Eco-System Recycling Co., Ltd. West Plant | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID003425 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Mitra Sukses Globalindo | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID003449 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID003486 | &nbsp;&nbsp;Active | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;CRM Synergies | &nbsp;&nbsp;Spain | &nbsp;&nbsp;CID003524 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metal Concentrators SA (Pty) Ltd. | &nbsp;&nbsp;South Africa | &nbsp;&nbsp;CID003575 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Putera Sarana Shakti (PT PSS) | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID003868 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;A.L.M.T. Corp. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000004 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Advanced Chemical Company | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID000015 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |

---

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter Name** | &nbsp;&nbsp;**Smelter Facility <br> Location** | &nbsp;&nbsp;**Smelter ID** | &nbsp;&nbsp;**RMAP Audit <br> Status** | &nbsp;&nbsp;**Sourced<br> from DRC<br> or covered<br> country?** | &nbsp;&nbsp;**Source <br> from<br> CAHRAs?** |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Kennametal Huntsville | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID000105 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Aurubis AG | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID000113 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | &nbsp;&nbsp;Philippines | &nbsp;&nbsp;CID000128 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Guangdong Xianglu Tungsten Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000218 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Chongyi Zhangyuan Tungsten Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000258 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Guangdong Rising Rare Metals-EO Materials Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000291 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Premium Tin Indonesia | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID000313 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;DSC (Do Sung Corporation) | &nbsp;&nbsp;Korea, Republic Of | &nbsp;&nbsp;CID000359 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Dongguan Best Alloys Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000377 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Dowa | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000401 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Eco-System Recycling Co., Ltd. East Plant | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000425 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Estanho de Rondonia S.A. | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID000448 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;F&X Electro-Materials Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000460 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Global Tungsten & Powders LLC | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID000568 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;XIMEI RESOURCES (GUANGDONG) LIMITED | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000616 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Japan New Metals Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000825 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;JiuJiang JinXin Nonferrous Metals Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000914 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Jiujiang Tanbre Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000917 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Kennametal Fallon | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID000966 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;AMG Brasil | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID001076 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Metallurgical Products India Pvt., Ltd. | &nbsp;&nbsp;India | &nbsp;&nbsp;CID001163 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Mineracao Taboca S.A. | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID001175 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Mitsui Mining and Smelting Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001192 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;NPM Silmet AS | &nbsp;&nbsp;Estonia | &nbsp;&nbsp;CID001200 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Nadir Metal Rafineri San. Ve Tic. A.S. | &nbsp;&nbsp;Turkey | &nbsp;&nbsp;CID001220 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Jiangxi New Nanshan Technology Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001231 | &nbsp;&nbsp;Active | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Ningxia Orient Tantalum Industry Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001277 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |

---

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter Name** | &nbsp;&nbsp;**Smelter Facility <br> Location** | &nbsp;&nbsp;**Smelter ID** | &nbsp;&nbsp;**RMAP Audit <br> Status** | &nbsp;&nbsp;**Sourced<br> from DRC<br> or covered<br> country?** | &nbsp;&nbsp;**Source <br> from<br> CAHRAs?** |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Ohura Precious Metal Industry Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001325 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;PT Aneka Tambang (Persero) Tbk | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID001397 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Prima Timah Utama | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID001458 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Rand Refinery (Pty) Ltd. | &nbsp;&nbsp;South Africa | &nbsp;&nbsp;CID001512 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Yanling Jincheng Tantalum & Niobium Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001522 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Solar Applied Materials Technology Corp. | &nbsp;&nbsp;Taiwan, Province Of China | &nbsp;&nbsp;CID001761 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Taki Chemical Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001869 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Telex Metals | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID001891 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Great Wall Precious Metals Co., Ltd. of CBPM | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001909 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Ulba Metallurgical Plant JSC | &nbsp;&nbsp;Kazakhstan | &nbsp;&nbsp;CID001969 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;United Precious Metal Refining, Inc. | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID001993 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;African Gold Refinery | &nbsp;&nbsp;Uganda | &nbsp;&nbsp;CID003185 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed | &nbsp;&nbsp;Yes | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Wolfram Bergbau und Hutten AG | &nbsp;&nbsp;Austria | &nbsp;&nbsp;CID002044 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Xiamen Tungsten Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002082 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Yokohama Metal Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID002129 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;AU Traders and Refiners | &nbsp;&nbsp;South Africa | &nbsp;&nbsp;CID002850 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Gold Refinery of Zijin Mining Group Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002243 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Ganzhou Jiangwu Ferrotungsten Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002315 | &nbsp;&nbsp;Active | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Jiangxi Yaosheng Tungsten Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002316 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Jiangxi Xinsheng Tungsten Industry Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002317 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Malipo Haiyu Tungsten Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002319 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Xiamen Tungsten (H.C.) Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002320 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Jiangxi Gan Bei Tungsten Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002321 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Hengyang King Xing Lifeng New Materials Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002492 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Ganzhou Seadragon W & Mo Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002494 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Melt Metais e Ligas S.A. | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID002500 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |

---

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter Name** | &nbsp;&nbsp;**Smelter Facility <br> Location** | &nbsp;&nbsp;**Smelter ID** | &nbsp;&nbsp;**RMAP Audit <br> Status** | &nbsp;&nbsp;**Sourced<br> from DRC<br> or covered<br> country?** | &nbsp;&nbsp;**Source <br> from<br> CAHRAs?** |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Asia Tungsten Products Vietnam Ltd. | &nbsp;&nbsp;Viet Nam | &nbsp;&nbsp;CID002502 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT ATD Makmur Mandiri Jaya | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID002503 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;D Block Metals, LLC | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID002504 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;FIR Metals & Resource Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002505 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002506 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002512 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Emirates Gold DMCC | &nbsp;&nbsp;United Arab Emirates | &nbsp;&nbsp;CID002561 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Shenzhen Zhonghenglong Real Industry Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002527 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;KEMET de Mexico | &nbsp;&nbsp;Mexico | &nbsp;&nbsp;CID002539 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;H.C. Starck Tungsten GmbH | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID002541 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;TANIOBIS Smelting GmbH & Co. KG | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID002542 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Masan High-Tech Materials | &nbsp;&nbsp;Viet Nam | &nbsp;&nbsp;CID002543 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;TANIOBIS Co., Ltd. | &nbsp;&nbsp;Thailand | &nbsp;&nbsp;CID002544 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;TANIOBIS GmbH | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID002545 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Materion Newton Inc. | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID002548 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;TANIOBIS Japan Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID002549 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;TANIOBIS Smelting GmbH & Co. KG | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID002550 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Jiangwu H.C. Starck Tungsten Products Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002551 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Global Advanced Metals Boyertown | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID002557 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Global Advanced Metals Aizu | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID002558 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Fidelity Printers and Refiners Ltd. | &nbsp;&nbsp;Zimbabwe | &nbsp;&nbsp;CID002515 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Niagara Refining LLC | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID002589 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Korea Zinc Co., Ltd. | &nbsp;&nbsp;Korea, Republic Of | &nbsp;&nbsp;CID002605 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;TOO Tau-Ken-Altyn | &nbsp;&nbsp;Kazakhstan | &nbsp;&nbsp;CID002615 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;China Molybdenum Tungsten Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002641 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;An Vinh Joint Stock Mineral Processing Company | &nbsp;&nbsp;Viet Nam | &nbsp;&nbsp;CID002703 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Resind Industria e Comercio Ltda. | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID002706 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |

---

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter Name** | &nbsp;&nbsp;**Smelter Facility <br> Location** | &nbsp;&nbsp;**Smelter ID** | &nbsp;&nbsp;**RMAP Audit <br> Status** | &nbsp;&nbsp;**Sourced<br> from DRC<br> or covered<br> country?** | &nbsp;&nbsp;**Source <br> from<br> CAHRAs?** |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Resind Industria e Comercio Ltda. | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID002707 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Abington Reldan Metals, LLC | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID002708 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Bangka Prima Tin | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID002776 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | &nbsp;&nbsp;Austria | &nbsp;&nbsp;CID002779 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Jiangxi Tuohong New Raw Material | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002842 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Bangalore Refinery | &nbsp;&nbsp;India | &nbsp;&nbsp;CID002863 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Luna Smelter, Ltd. | &nbsp;&nbsp;Rwanda | &nbsp;&nbsp;CID003387 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Lianyou Metals Co., Ltd. | &nbsp;&nbsp;Taiwan, Province Of China | &nbsp;&nbsp;CID003407 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Gejiu City Fuxiang Industry and Trade Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID003410 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Hubei Green Tungsten Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID003417 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Cronimet Brasil Ltda | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID003468 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Fabrica Auricchio Industria e Comercio Ltda. | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID003582 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Fujian Xinlu Tungsten Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID003609 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Gold by Gold Colombia | &nbsp;&nbsp;Colombia | &nbsp;&nbsp;CID003641 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;NOBLE METAL SERVICES | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID003690 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Tungsten Vietnam Joint Stock Company | &nbsp;&nbsp;Viet Nam | &nbsp;&nbsp;CID003993 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Coimpa Industrial LTDA | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID004010 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;PowerX Ltd. | &nbsp;&nbsp;Rwanda | &nbsp;&nbsp;CID004054 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Mining Minerals Resources SARL | &nbsp;&nbsp;Congo, Democratic Republic Of The | &nbsp;&nbsp;CID004065 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Lianyou Resources Co., Ltd. | &nbsp;&nbsp;Taiwan, Province Of China | &nbsp;&nbsp;CID004397 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID004403 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Shinwon Tungsten (Fujian Shanghang) Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID004430 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Malaysia Smelting Corporation Berhad (Port Klang) | &nbsp;&nbsp;Malaysia | &nbsp;&nbsp;CID004434 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Philippine Carreytech Metal Corp. | &nbsp;&nbsp;Philippines | &nbsp;&nbsp;CID004438 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |

---

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter Name** | &nbsp;&nbsp;**Smelter Facility <br> Location** | &nbsp;&nbsp;**Smelter ID** | &nbsp;&nbsp;**RMAP Audit <br> Status** | &nbsp;&nbsp;**Sourced<br> from DRC<br> or covered<br> country?** | &nbsp;&nbsp;**Source <br> from<br> CAHRAs?** |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;GG Refinery Ltd. | &nbsp;&nbsp;Tanzania, United Republic Of | &nbsp;&nbsp;CID004506 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;KENEE MINING VIETNAM COMPANY LIMITED | &nbsp;&nbsp;Viet Nam | &nbsp;&nbsp;CID004619 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Impala Platinum - Platinum Metals Refinery (PMR) | &nbsp;&nbsp;South Africa | &nbsp;&nbsp;CID004714 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Woodcross Smelting Company Limited | &nbsp;&nbsp;Uganda | &nbsp;&nbsp;CID004724 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Global Advanced Metals Greenbushes Pty Ltd. | &nbsp;&nbsp;Australia | &nbsp;&nbsp;CID004754 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Elite Industech Co., Ltd. | &nbsp;&nbsp;Taiwan, Province Of China | &nbsp;&nbsp;CID004755 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Philippine Bonway Manufacturing Industrial Corporation | &nbsp;&nbsp;Philippines | &nbsp;&nbsp;CID004797 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Jiangxi Sanshi Nonferrous Metals Co., Ltd | &nbsp;&nbsp;China | &nbsp;&nbsp;CID004813 | &nbsp;&nbsp;Active | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Jing Yuan Tungsten Technology Co., Ltd. | &nbsp;&nbsp;Taiwan, Province Of China | &nbsp;&nbsp;CID005012 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Aries Kencana Sejahtera | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID000309 | &nbsp;&nbsp;In Communication | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;CV Ayi Jaya | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID002570 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Caridad | &nbsp;&nbsp;Mexico | &nbsp;&nbsp;CID000180 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Cendres + Metaux S.A. | &nbsp;&nbsp;Switzerland | &nbsp;&nbsp;CID000189 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Gasabo Gold Refinery Ltd | &nbsp;&nbsp;Rwanda | &nbsp;&nbsp;CID005006 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Daye Non-Ferrous Metals Mining Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000343 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Gejiu Kai Meng Industry and Trade LLC | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000942 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Gejiu Zili Mining And Metallurgy Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000555 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Hangzhou Fuchunjiang Smelting Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000671 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Hunan Chenzhou Mining Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000767 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;GGC Gujrat Gold Centre Pvt. Ltd. | &nbsp;&nbsp;India | &nbsp;&nbsp;CID002852 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000773 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;Yes | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;HwaSeong CJ CO., LTD. | &nbsp;&nbsp;Korea, Republic Of | &nbsp;&nbsp;CID000778 | &nbsp;&nbsp;Communication Suspended - Not Interested | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Hunan Jintai New Material Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000769 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |

---

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter Name** | &nbsp;&nbsp;**Smelter Facility <br> Location** | &nbsp;&nbsp;**Smelter ID** | &nbsp;&nbsp;**RMAP Audit <br> Status** | &nbsp;&nbsp;**Sourced<br> from DRC<br> or covered<br> country?** | &nbsp;&nbsp;**Source <br> from<br> CAHRAs?** |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002513 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Hydrometallurg, JSC | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID002649 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Kazakhmys Smelting LLC | &nbsp;&nbsp;Kazakhstan | &nbsp;&nbsp;CID000956 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Kyrgyzaltyn JSC | &nbsp;&nbsp;Kyrgyzstan | &nbsp;&nbsp;CID001029 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;JSC "Kirovgrad Hard Alloys Plant" | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID003408 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001093 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;JSC Ekaterinburg Non-Ferrous Metal Processing Plant | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID000927 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;JSC Novosibirsk Refinery | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID000493 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;JSC Uralelectromed | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID000929 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Penglai Penggang Gold Industry Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001362 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Kundan Care Products Ltd. | &nbsp;&nbsp;India | &nbsp;&nbsp;CID003463 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Artha Cipta Langgeng | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID001399 | &nbsp;&nbsp;Active | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Sabin Metal Corp. | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID001546 | &nbsp;&nbsp;Communication Suspended - Not Interested | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Kyshtym Copper-Electrolytic Plant ZAO | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID002865 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Samwon Metals Corp. | &nbsp;&nbsp;Korea, Republic Of | &nbsp;&nbsp;CID001562 | &nbsp;&nbsp;Communication Suspended - Not Interested | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Shandong Tiancheng Biological Gold Industrial Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001619 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Lingbao Gold Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001056 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Moliren Ltd. | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID002845 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Super Dragon Technology Co., Ltd. | &nbsp;&nbsp;Taiwan, Province Of China | &nbsp;&nbsp;CID001810 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001908 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Tongling Nonferrous Metals Group Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001947 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;No | &nbsp;&nbsp;No |

---

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter Name** | &nbsp;&nbsp;**Smelter Facility <br> Location** | &nbsp;&nbsp;**Smelter ID** | &nbsp;&nbsp;**RMAP Audit <br> Status** | &nbsp;&nbsp;**Sourced<br> from DRC<br> or covered<br> country?** | &nbsp;&nbsp;**Source <br> from<br> CAHRAs?** |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Torecom | &nbsp;&nbsp;Korea, Republic Of | &nbsp;&nbsp;CID001955 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Morris and Watson | &nbsp;&nbsp;New Zealand | &nbsp;&nbsp;CID002282 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002313 | &nbsp;&nbsp;Communication Suspended - Not Interested | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Umicore Precious Metals Thailand | &nbsp;&nbsp;Thailand | &nbsp;&nbsp;CID002314 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;XinXing HaoRong Electronic Material Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002508 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Moscow Special Alloys Processing Plant | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID001204 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Singway Technology Co., Ltd. | &nbsp;&nbsp;Taiwan, Province Of China | &nbsp;&nbsp;CID002516 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Shandong Humon Smelting Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002525 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Al Etihad Gold Refinery DMCC | &nbsp;&nbsp;United Arab Emirates | &nbsp;&nbsp;CID002560 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Nghe Tinh Non-Ferrous Metals Joint Stock Company | &nbsp;&nbsp;Viet Nam | &nbsp;&nbsp;CID002573 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;International Precious Metal Refiners | &nbsp;&nbsp;United Arab Emirates | &nbsp;&nbsp;CID002562 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | &nbsp;&nbsp;Viet Nam | &nbsp;&nbsp;CID002572 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Fujairah Gold FZC | &nbsp;&nbsp;United Arab Emirates | &nbsp;&nbsp;CID002584 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Shirpur Gold Refinery Ltd. | &nbsp;&nbsp;India | &nbsp;&nbsp;CID002588 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Marsam Metals | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID002606 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Novosibirsk Tin Combine | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID001305 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Uzbek Refractory and Heat-Resistant Metals | &nbsp;&nbsp;Uzbekistan | &nbsp;&nbsp;CID002660 | &nbsp;&nbsp;Active | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;NPP Tyazhmetprom LLC | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID003416 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Shenzhen CuiLu Gold Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002750 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Albino Mountinho Lda. | &nbsp;&nbsp;Portugal | &nbsp;&nbsp;CID002760 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;SAAMP | &nbsp;&nbsp;France | &nbsp;&nbsp;CID002761 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;L'Orfebre S.A. | &nbsp;&nbsp;Andorra | &nbsp;&nbsp;CID002762 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;8853 S.p.A. | &nbsp;&nbsp;Italy | &nbsp;&nbsp;CID002763 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |

---

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter Name** | &nbsp;&nbsp;**Smelter Facility <br> Location** | &nbsp;&nbsp;**Smelter ID** | &nbsp;&nbsp;**RMAP Audit <br> Status** | &nbsp;&nbsp;**Sourced<br> from DRC<br> or covered<br> country?** | &nbsp;&nbsp;**Source <br> from<br> CAHRAs?** |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID001326 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;OOO "Technolom" 1 | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID003614 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;OOO "Technolom" 2 | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID003612 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Modeltech Sdn Bhd | &nbsp;&nbsp;Malaysia | &nbsp;&nbsp;CID002857 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Modeltech Sdn Bhd | &nbsp;&nbsp;Malaysia | &nbsp;&nbsp;CID002858 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Prioksky Plant of Non-Ferrous Metals | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID001386 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Degussa Sonne / Mond Goldhandel GmbH | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID002867 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Pease & Curren | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID002872 | &nbsp;&nbsp;Communication Suspended - Not Interested | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;JALAN & Company | &nbsp;&nbsp;India | &nbsp;&nbsp;CID002893 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;ABC Refinery Pty Ltd. | &nbsp;&nbsp;Australia | &nbsp;&nbsp;CID002920 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Safimet S.p.A | &nbsp;&nbsp;Italy | &nbsp;&nbsp;CID002973 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;State Research Institute Center for Physical Sciences and Technology | &nbsp;&nbsp;Lithuania | &nbsp;&nbsp;CID003153 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Samduck Precious Metals | &nbsp;&nbsp;Korea, Republic Of | &nbsp;&nbsp;CID001555 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Gold Coast Refinery | &nbsp;&nbsp;Ghana | &nbsp;&nbsp;CID003186 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;QG Refining, LLC | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID003324 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Dijllah Gold Refinery FZC | &nbsp;&nbsp;United Arab Emirates | &nbsp;&nbsp;CID003348 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Dongguan CiEXPO Environmental Engineering Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID003356 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Ma'anshan Weitai Tin Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID003379 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Masbro Alam Stania | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID003380 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;CGR Metalloys Pvt Ltd. | &nbsp;&nbsp;India | &nbsp;&nbsp;CID003382 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;SOE Shyolkovsky Factory of Secondary Precious Metals | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID001756 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Solikamsk Magnesium Works OAO | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID001769 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |

---

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter Name** | &nbsp;&nbsp;**Smelter Facility <br> Location** | &nbsp;&nbsp;**Smelter ID** | &nbsp;&nbsp;**RMAP Audit <br> Status** | &nbsp;&nbsp;**Sourced<br> from DRC<br> or covered<br> country?** | &nbsp;&nbsp;**Source <br> from<br> CAHRAs?** |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Precious Minerals and Smelting Limited | &nbsp;&nbsp;India | &nbsp;&nbsp;CID003409 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Sovereign Metals | &nbsp;&nbsp;India | &nbsp;&nbsp;CID003383 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID003427 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Augmont Enterprises Private Limited | &nbsp;&nbsp;India | &nbsp;&nbsp;CID003461 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Unecha Refractory metals plant | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID002724 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Emerald Jewel Industry India Limited (Unit 1) | &nbsp;&nbsp;India | &nbsp;&nbsp;CID003487 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Emerald Jewel Industry India Limited (Unit 2) | &nbsp;&nbsp;India | &nbsp;&nbsp;CID003488 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Emerald Jewel Industry India Limited (Unit 3) | &nbsp;&nbsp;India | &nbsp;&nbsp;CID003489 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Emerald Jewel Industry India Limited (Unit 4) | &nbsp;&nbsp;India | &nbsp;&nbsp;CID003490 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;K.A. Rasmussen | &nbsp;&nbsp;Norway | &nbsp;&nbsp;CID003497 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;Yes | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Alexy Metals | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID003500 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Conecsus LLC | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID003504 | &nbsp;&nbsp;Active | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;MD Overseas | &nbsp;&nbsp;India | &nbsp;&nbsp;CID003548 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;No | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metallix Refining Inc. | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID003557 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;VQB Mineral and Trading Group JSC | &nbsp;&nbsp;Viet Nam | &nbsp;&nbsp;CID002015 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002158 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;No | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;WEEEREFINING | &nbsp;&nbsp;France | &nbsp;&nbsp;CID003615 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;YUDU ANSHENG TUNGSTEN CO., LTD. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID003662 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Dongwu Gold Group | &nbsp;&nbsp;China | &nbsp;&nbsp;CID003663 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Sam Precious Metals | &nbsp;&nbsp;United Arab Emirates | &nbsp;&nbsp;CID003666 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;5D Production OU | &nbsp;&nbsp;Estonia | &nbsp;&nbsp;CID003926 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Nam Viet Cromit Joint Stock Company | &nbsp;&nbsp;Viet Nam | &nbsp;&nbsp;CID004034 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID004435 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;TITAN COMPANY LIMITED, JEWELLERY DIVISION | &nbsp;&nbsp;India | &nbsp;&nbsp;CID004491 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;RIKAYAA GREENTECH PRIVATE LIMITED | &nbsp;&nbsp;India | &nbsp;&nbsp;CID004692 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Attero Recycling Pvt Ltd | &nbsp;&nbsp;India | &nbsp;&nbsp;CID004697 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |

---

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter Name** | &nbsp;&nbsp;**Smelter Facility <br> Location** | &nbsp;&nbsp;**Smelter ID** | &nbsp;&nbsp;**RMAP Audit <br> Status** | &nbsp;&nbsp;**Sourced<br> from DRC<br> or covered<br> country?** | &nbsp;&nbsp;**Source <br> from<br> CAHRAs?** |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;SOLEIL METALS (Chala One Plant) | &nbsp;&nbsp;Peru | &nbsp;&nbsp;CID004704 | &nbsp;&nbsp;Active | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;SOLEIL METALS (YAKARI Plant) | &nbsp;&nbsp;Peru | &nbsp;&nbsp;CID004705 | &nbsp;&nbsp;Active | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Longnan Chuangyue Environmental Protection Technology Development Co., Ltd | &nbsp;&nbsp;China | &nbsp;&nbsp;CID004796 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Yunnan Copper Industry Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000197 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;Yes | &nbsp;&nbsp;Yes |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Minera Titán del Perú SRL (MTP) - Belen Plant | &nbsp;&nbsp;Peru | &nbsp;&nbsp;CID005014 | &nbsp;&nbsp;Non Conformant | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;S.P.T. spol.s r.o. | &nbsp;&nbsp;Czechia | &nbsp;&nbsp;CID005068 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;P Kay Metal, Inc | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID005189 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Tungamoy Metals Inc. | &nbsp;&nbsp;Korea, Republic Of | &nbsp;&nbsp;CID005248 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Mitra Graha Raya | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID004685 | &nbsp;&nbsp;In Communication | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Atlantic Copper | &nbsp;&nbsp;Spain | &nbsp;&nbsp;CID003350 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Geo Enterprise | &nbsp;&nbsp;Georgia | &nbsp;&nbsp;CID005373 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Naoshima Smelter & Refinery | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID005396 | &nbsp;&nbsp;Outreach Required | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;ARGET SAC | &nbsp;&nbsp;Peru | &nbsp;&nbsp;CID005522 | &nbsp;&nbsp;In Communication | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Boliden Harjavalta Oy | &nbsp;&nbsp;Finland | &nbsp;&nbsp;CID005589 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Glencore Nikkelverk AS | &nbsp;&nbsp;Norway | &nbsp;&nbsp;CID005614 | &nbsp;&nbsp;Conformant | &nbsp;&nbsp;Unknown | &nbsp;&nbsp;No |

---

**Appendix B**

**Country of Origin Information** 

This list of potential countries of origin is populated based on publicly available information, our RCOI and due diligence. It is important to note that this is also based on company level responses and therefore, it is not certain which of these countries of origin can be specifically linked to our products.

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp; China<br> Brazil<br> Australia<br> Japan<br> Canada<br> United States<br> Indonesia<br> Peru<br> Germany<br> Malaysia<br> Chile<br> India<br> Austria<br> Korea<br> Argentina<br> Mongolia<br> Thailand<br> Spain<br> Colombia<br> Portugal<br> Niger<br> Belgium<br> Nigeria<br> Russian Federation<br> Guyana<br> United Kingdom<br> Ecuador<br> Hungary<br> Kazakhstan<br> Myanmar<br> Cambodia<br> Luxembourg<br> Ireland<br> Switzerland<br> France<br> Ethiopia<br> Singapore<br> Namibia<br> Mexico | &nbsp;&nbsp; Israel<br> Estonia<br> Taiwan<br> Democratic Republic of Congo<br> Sierra Leone<br> Viet Nam<br> Egypt<br> Netherlands<br> Madagascar<br> Hong Kong<br> Rwanda<br> Mozambique<br> Slovakia<br> Panama<br> South Africa<br> Burundi<br> Congo<br> Suriname<br> Bolivia (Plurinational State of)<br> Philippines<br> Andorra<br> Tanzania<br> Zimbabwe<br> Guinea<br> Djibouti<br> Zambia<br> Uzbekistan<br> Angola<br> Sudan<br> Turkey<br> South Sudan<br> Ghana<br> Italy<br> Sweden<br> Eritrea<br> Papua New Guinea<br> Saudi Arabia<br> United Arab Emirates<br> Belarus | &nbsp;&nbsp; Poland<br> Mali<br> Burkina Faso<br> El Salvador<br> Guatemala<br> New Zealand<br> Jersey<br> Finland<br> Honduras<br> Azerbaijan<br> Uganda<br> Armenia<br> Morocco<br> Liechtenstein<br> Nicaragua<br> Dominica<br> Benin<br> Kyrgyzstan<br> Georgia<br> Dominican Republic<br> Liberia<br> Mauritania<br> Bulgaria<br> Central African Republic<br> Senegal<br> Tajikistan<br> Uruguay<br> Cyprus<br> Oman<br> Kenya<br> Fiji<br> Botswana<br> Lithuania<br> Serbia<br> Bermuda<br> Albania<br> Solomon Islands<br> Norway |

---