# EDGAR Filing Document

**Accession Number:** 0001414040
**File Stem:** 0001752724-23-017883
**Filing Date:** 2023-1
**Character Count:** 19670
**Document Hash:** 78fe015f33e32427b39e649dc62422c9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-017883.hdr.sgml**: 20230130

**ACCESSION NUMBER**: 0001752724-23-017883

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230130

**DATE AS OF CHANGE**: 20230130

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALPS ETF Trust
- **CENTRAL INDEX KEY:** 0001414040
- **IRS NUMBER:** 000000000
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22175
- **FILM NUMBER:** 23566833

**BUSINESS ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328
- **BUSINESS PHONE:** 303.623.2577

**MAIL ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328

## Series and Classes Contracts Data

### ALPS REIT Dividend Dogs ETF (Series ID: S000021672)

| Class ID   | Class Name                  | Ticker Symbol   |
|:---|:---|:---|
| C000062111 | ALPS REIT Dividend Dogs ETF | RDOG            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ALPS ETF TRUST

- **b. Investment Company Act file number:** 811-22175

- **c. CIK number of Registrant:** 0001414040

- **d. LEI of Registrant:** 549300VF1907NYC4WM31

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 BROADWAY SUITE 1000

  - **City:** DENVER

  - **State:** CO

  - **Foreign country:** US

  - **Zip / Postal Code:** 80203

  - **Telephone number:** 3036232577

**Item A.2. Information about the Series.**

- **a. Name of Series:** ALPS REIT Dividend Dogs ETF

- **b. EDGAR series identifier (if any):** S000021672

- **c. LEI of Series:** 54930071PTEFFC477C85

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $20759534.17

**Total Liabilities:** $5892.64

**Net Assets:** $20753641.53

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000062111 | -11.97%              | 6.45%                | 3.88%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-194767.95              | $-2678856.07                               |
| Month 2  | $-119048.61              | $1329456.08                                |
| Month 3  | $64639.39                | $676941.59                                 |

### Schedule of Portfolio Investments

| Name                                                       | Title                                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Sabra Health Care Reit Inc                                 | Sabra Health Care REIT, Inc.                               | CUSIP: 78573L106<br>LEI: 549300E3BC7GU7TAZ621 | Long             | EC               | CORP              | US        |     34310 | NS      | $442942.10    | 2.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Epr Properties                                             | EPR Properties                                             | CUSIP: 26884U109<br>LEI: 549300YSSXFHMPOWZ492 | Long             | EC               | CORP              | US        |     11690 | NS      | $486420.90    | 2.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Store Capital Corp                                         | STORE Capital Corp.                                        | CUSIP: 862121100<br>LEI: 5493004EA6C9IHDZ7N66 | Long             | EC               | CORP              | US        |     18447 | NS      | $588459.30    | 2.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Equity Residential                                         | Equity Residential                                         | CUSIP: 29476L107<br>LEI: 5493008RACSH5EP3PI59 | Long             | EC               | CORP              | US        |      6626 | NS      | $429762.36    | 2.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Vici Properties Inc                                        | VICI Properties, Inc.                                      | CUSIP: 925652109<br>LEI: 254900RKH6RY9KCJQH63 | Long             | EC               | CORP              | US        |     15172 | NS      | $518882.40    | 2.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Apartment Income Reit Corp                                 | Apartment Income REIT Corp.                                | CUSIP: 03750L109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11908 | NS      | $453099.40    | 2.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Sl Green Realty Corp                                       | SL Green Realty Corp.                                      | CUSIP: 78440X887<br>LEI: 549300VQZPJU97H3GT17 | Long             | EC               | CORP              | US        |     10591 | NS      | $444398.36    | 2.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Easterly Government Properties Inc                         | Easterly Government Properties, Inc.                       | CUSIP: 27616P103<br>LEI: 549300ERMCEFC6S8HL77 | Long             | EC               | CORP              | US        |     27984 | NS      | $443266.56    | 2.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Omega Healthcare Investors Inc                             | Omega Healthcare Investors, Inc.                           | CUSIP: 681936100<br>LEI: 549300OJ7ENK42CZ8E73 | Long             | EC               | CORP              | US        |     15654 | NS      | $474003.12    | 2.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Uniti Group Inc                                            | Uniti Group, Inc.                                          | CUSIP: 91325V108<br>LEI: 549300V3NU625PJUVA84 | Long             | EC               | CORP              | US        |     53454 | NS      | $407319.48    | 1.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Crown Castle Inc                                           | Crown Castle, Inc.                                         | CUSIP: 22822V101<br>LEI: 54930012H97VSM0I2R19 | Long             | EC               | CORP              | US        |      2931 | NS      | $414531.33    | 2.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Centerspace                                                | Centerspace                                                | CUSIP: 15202L107<br>LEI: 5493002LG2SH9EEHT720 | Long             | EC               | CORP              | US        |      6546 | NS      | $422217.00    | 2.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Vornado Realty Trust                                       | Vornado Realty Trust                                       | CUSIP: 929042109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     18465 | NS      | $466979.85    | 2.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Stag Industrial Inc                                        | STAG Industrial, Inc.                                      | CUSIP: 85254J102<br>LEI: 549300QWYX2W6FASVQ07 | Long             | EC               | CORP              | US        |     16037 | NS      | $527777.67    | 2.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Spirit Realty Capital Inc                                  | Spirit Realty Capital, Inc.                                | CUSIP: 84860W300<br>LEI: 549300LTU6LVPZSHMJ25 | Long             | EC               | CORP              | US        |     12295 | NS      | $509258.90    | 2.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Simon Property Group Inc                                   | Simon Property Group, Inc.                                 | CUSIP: 828806109<br>LEI: 529900GQL5X8H7AO3T64 | Long             | EC               | CORP              | US        |      4931 | NS      | $588958.64    | 2.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Essential Properties Realty Trust Inc                      | Essential Properties Realty Trust, Inc.                    | CUSIP: 29670E107<br>LEI: 2549009LXQLVYCGLZO50 | Long             | EC               | CORP              | US        |     22746 | NS      | $527934.66    | 2.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Gaming And Leisure Properties Inc                          | Gaming and Leisure Properties, Inc.                        | CUSIP: 36467J108<br>LEI: 5493006GWRDBCZYWTM57 | Long             | EC               | CORP              | US        |     10234 | NS      | $538410.74    | 2.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Industrial Logistics Properties Trust                      | Industrial Logistics Properties Trust                      | CUSIP: 456237106<br>LEI: 5493004XH9PJW009HR47 | Long             | EC               | CORP              | US        |     71854 | NS      | $292445.78    | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Wp Carey Inc                                               | WP Carey, Inc.                                             | CUSIP: 92936U109<br>LEI: 54930042CRNE713E3Q67 | Long             | EC               | CORP              | US        |      5934 | NS      | $467599.20    | 2.25%             |  |  |  | No            |                  1 | On Loan: No      |
| National Health Investors Inc                              | National Health Investors, Inc.                            | CUSIP: 63633D104<br>LEI: 549300ZPKZIG6DKDEC02 | Long             | EC               | CORP              | US        |      7733 | NS      | $435058.58    | 2.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Digital Realty Trust Inc                                   | Digital Realty Trust, Inc.                                 | CUSIP: 253868103<br>LEI: 549300HKCZ31D08NEI41 | Long             | EC               | CORP              | US        |      4111 | NS      | $462323.06    | 2.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Pebblebrook Hotel Trust                                    | Pebblebrook Hotel Trust                                    | CUSIP: 70509V100<br>LEI: 5493004Q1NNH6JXCSI52 | Long             | EC               | CORP              | US        |     27997 | NS      | $466150.05    | 2.25%             |  |  |  | No            |                  1 | On Loan: No      |
| American Assets Trust Inc                                  | American Assets Trust, Inc.                                | CUSIP: 024013104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     18235 | NS      | $534103.15    | 2.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Iron Mountain Inc                                          | Iron Mountain, Inc.                                        | CUSIP: 46284V101<br>LEI: SQL3F6CKNNBM3SQGHX24 | Long             | EC               | CORP              | US        |      9264 | NS      | $503313.12    | 2.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Medical Properties Trust Inc                               | Medical Properties Trust, Inc.                             | CUSIP: 58463J304<br>LEI: 254900U6E39J1MQCCY14 | Long             | EC               | CORP              | US        |     34446 | NS      | $451931.52    | 2.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Realty Income Corp                                         | Realty Income Corp.                                        | CUSIP: 756109104<br>LEI: 549300CUWDAUZSH43859 | Long             | EC               | CORP              | US        |      7657 | NS      | $482926.99    | 2.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Service Properties Trust                                   | Service Properties Trust                                   | CUSIP: 81761L102<br>LEI: 529900IS770AG1K9QG27 | Long             | EC               | CORP              | US        |     73285 | NS      | $575287.25    | 2.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Four Corners Property Trust Inc                            | Four Corners Property Trust, Inc.                          | CUSIP: 35086T109<br>LEI: 549300SVTPZPBDVNER42 | Long             | EC               | CORP              | US        |     19208 | NS      | $521305.12    | 2.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Innovative Industrial Properties Inc                       | Innovative Industrial Properties, Inc.                     | CUSIP: 45781V101<br>LEI: 5493008BQ0545EZXRR30 | Long             | EC               | CORP              | US        |      5398 | NS      | $654291.58    | 3.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Lxp Industrial Trust                                       | LXP Industrial Trust                                       | CUSIP: 529043101<br>LEI: 549300S4MH2ICXDBFV43 | Long             | EC               | CORP              | US        |     48999 | NS      | $527229.24    | 2.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Avalonbay Communities Inc                                  | AvalonBay Communities, Inc.                                | CUSIP: 053484101<br>LEI: K9G90K85RBWD2LAGQX17 | Long             | EC               | CORP              | US        |      2383 | NS      | $416786.70    | 2.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Agree Realty Corp                                          | Agree Realty Corp.                                         | CUSIP: 008492100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6845 | NS      | $478807.75    | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Institutional Treasury Plus Money Market Fund | State Street Institutional Treasury Plus Money Market Fund | CUSIP: 857492862<br>LEI: 549300PNASLVKQG64331 | Long             | STIV             | RF                | US        |     59397 | NS      | $59396.72     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Piedmont Office Realty Trust Inc                           | Piedmont Office Realty Trust, Inc.                         | CUSIP: 720190206<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     41189 | NS      | $428777.49    | 2.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadstone Net Lease Inc                                   | Broadstone Net Lease, Inc.                                 | CUSIP: 11135E203<br>LEI: 549300U8D7PT70B49V21 | Long             | EC               | CORP              | US        |     26207 | NS      | $444732.79    | 2.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Ltc Properties Inc                                         | LTC Properties, Inc.                                       | CUSIP: 502175102<br>LEI: 549300NRZP8IJG2KY677 | Long             | EC               | CORP              | US        |     11545 | NS      | $453603.05    | 2.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Hospitality Reit Inc                                 | Apple Hospitality REIT, Inc.                               | CUSIP: 03784Y200<br>LEI: 549300EVZAR0FBZO4F16 | Long             | EC               | CORP              | US        |     31656 | NS      | $540051.36    | 2.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Udr Inc                                                    | UDR, Inc.                                                  | CUSIP: 902653104<br>LEI: P3CH2EG5X6Z1XWU1OO74 | Long             | EC               | CORP              | US        |     10661 | NS      | $442111.67    | 2.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Equinix Inc                                                | Equinix, Inc.                                              | CUSIP: 29444U700<br>LEI: 549300EVUN2BTLJ3GT74 | Long             | EC               | CORP              | US        |       778 | NS      | $537325.70    | 2.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Rlj Lodging Trust                                          | RLJ Lodging Trust                                          | CUSIP: 74965L101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     40989 | NS      | $496786.68    | 2.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Brandywine Realty Trust                                    | Brandywine Realty Trust                                    | CUSIP: 105368203<br>LEI: 5UZ46ZCYUFYYAC0DS831 | Long             | EC               | CORP              | US        |     60969 | NS      | $421295.79    | 2.03%             |  |  |  | No            |                  1 | On Loan: No      |
| American Tower Corp                                        | American Tower Corp.                                       | CUSIP: 03027X100<br>LEI: 5493006ORUSIL88JOE18 | Long             | EC               | CORP              | US        |      1954 | NS      | $432322.50    | 2.08%             |  |  |  | No            |                  1 | On Loan: No      |
| National Retail Properties Inc                             | National Retail Properties, Inc.                           | CUSIP: 637417106<br>LEI: 5493008JKH5SOTI0JS97 | Long             | EC               | CORP              | US        |     11314 | NS      | $524517.04    | 2.53%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-30

**Name of Applicant:** ALPS ETF TRUST

**Signature:** Kathryn Burns

**Name of Signer:** Kathryn Burns

**Title:** Treasurer