# EDGAR Filing Document

**Accession Number:** 0000908195
**File Stem:** 0000908195-26-000002
**Filing Date:** 2026-5
**Character Count:** 40914
**Document Hash:** dc76dc788e5bede8994a73ee989e98c6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000908195-26-000002.hdr.sgml**: 20260515

**ACCESSION NUMBER**: 0000908195-26-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260515

**DATE AS OF CHANGE**: 20260515

**EFFECTIVENESS DATE**: 20260515

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SHUFRO ROSE & CO LLC
- **CENTRAL INDEX KEY:** 0000908195

**ORGANIZATION NAME:**
- **EIN:** 135390713
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-04541
- **FILM NUMBER:** 26986062

**BUSINESS ADDRESS:**
- **STREET 1:** 600 LEXINGTON AVENUE
- **STREET 2:** 15TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 212-754-5111

**MAIL ADDRESS:**
- **STREET 1:** 600 LEXINGTON AVENUE
- **STREET 2:** 15TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SHUFRO ROSE EHRMAN
- **DATE OF NAME CHANGE:** 19930624

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** SHUFRO ROSE  CO LLC<br>**Address:** 600 LEXINGTON AVENUE<br>15TH FLOOR<br>NEW YORK, NY 10022

**Form 13F File Number:** 028-04541

**CRD Number (if applicable):** 000003403

**SEC File Number (if applicable):** 801-977

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Steven Glass<br>**Title:** Principal and Senior Financial Advisor<br>**Phone:** 212-754-5100

**Signature, Place, and Date of Signing:**

Steven Glass  New York, NY  05-15-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 314

**Form 13F Information Table Value Total:** $1470302009

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ALPS ETF TR | SMITH CORE PLUS | 00162Q346 |  | 131514925 | 5106384 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 5106384 |
| ISHARES TR | IBONDS DEC 29 | 46436E205 |  | 92531265 | 3978128 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 3978128 |
| CORNING INC | COM | 219350105 |  | 82606313 | 607533 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 607533 |
| DOUBLELINE ETF TRUST | COMMERCIAL REAL | 25861R303 |  | 79568185 | 1531335 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 1531335 |
| ISHARES TR | CORE S ETF | 464287200 |  | 55653939 | 85201 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 85201 |
| APPLE INC | COM | 037833100 |  | 48540727 | 191263 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 191263 |
| ELI LILLY  CO | COM | 532457108 |  | 41338143 | 44944 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 44944 |
| MICROSOFT CORP | COM | 594918104 |  | 40214642 | 108638 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 108638 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 |  | 36454275 | 397235 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 397235 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 35590625 | 123931 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 123931 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 33533608 | 113998 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 113998 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 33263013 | 69414 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 69414 |
| ISHARES TR | IBONDS DEC2026 | 46435GAA0 |  | 30149197 | 1243779 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 1243779 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 30009664 | 156365 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 156365 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 28380555 | 57739 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 57739 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 26549754 | 61702 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 61702 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 25202867 | 42177 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 42177 |
| TEXAS INSTRS INC | COM | 882508104 |  | 23957624 | 123404 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 123404 |
| COHERENT CORP | COM | 19247G107 |  | 23815489 | 99977 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 99977 |
| AVERY DENNISON CORP | COM | 053611109 |  | 20888132 | 120964 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 120964 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2026 CB | 46138J791 |  | 19950153 | 1021513 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 1021513 |
| QUALCOMM INC | COM | 747525103 |  | 19640709 | 152514 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 152514 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 17906207 | 73874 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 73874 |
| INVESCO EXCH TRD SLF IDX FD | INVSCO BLSH 28 | 46138J643 |  | 16779484 | 821597 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 821597 |
| AMAZON COM INC | COM | 023135106 |  | 16668059 | 80031 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 80031 |
| VANECK MERK GOLD ETF | GOLD SHS | 921078101 |  | 15907201 | 353101 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 353101 |
| INVESCO EXCH TRD SLF IDX FD | BULETSHS 2029 | 46138J577 |  | 15875689 | 850769 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 850769 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 |  | 15768267 | 82208 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 82208 |
| TOUCHSTONE ETF TRUST | TOUCHSTONE SANDS | 89157W806 |  | 14317904 | 579154 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 579154 |
| JOHNSON CONTROLS INTERNATION | SHS | G51502105 |  | 13545786 | 103441 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 103441 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 13184978 | 166330 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 166330 |
| AMGEN INC | COM | 031162100 |  | 13022166 | 37011 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 37011 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 12250633 | 38187 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 38187 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 |  | 11549579 | 139572 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 139572 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 9768789 | 44966 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 44966 |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 92206C706 |  | 9096187 | 152749 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 152749 |
| SALESFORCE INC | COM | 79466L302 |  | 8702789 | 46621 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 46621 |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 |  | 8497495 | 145157 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 145157 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 8252093 | 48639 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 48639 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 |  | 7921535 | 33008 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 33008 |
| CHEVRON CORPORATION | COM | 166764100 |  | 6246159 | 30189 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 30189 |
| ISHARES TR | ULTRA SHORT DUR | 46434V878 |  | 6079338 | 120098 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 120098 |
| KLA CORP | COM NEW | 482480100 |  | 6041549 | 4103 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 4103 |
| DIMENSIONAL ETF TRUST | INTL CORE EQUITY | 25434V799 |  | 5810171 | 163529 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 163529 |
| ECOLAB INC | COM | 278865100 |  | 5613155 | 21101 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 21101 |
| UNILEVER PLC | SPON ADR NEW | 904767803 |  | 5214066 | 91523 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 91523 |
| LENNAR CORP | CL A | 526057104 |  | 5123703 | 59002 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 59002 |
| AUTOZONE INC | COM | 053332102 |  | 4934937 | 1461 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 1461 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 4860033 | 19882 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 19882 |
| SENECA FOODS CORP NEW | CL A | 817070501 |  | 4397592 | 29100 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 29100 |
| ISHARES TR | MSCI INTL MOMENT | 46434V449 |  | 4115924 | 85713 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 85713 |
| EVERPURE INC | CL A | 74624M102 |  | 4064904 | 68850 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 68850 |
| PEPSICO INC | COM | 713448108 |  | 3991885 | 25706 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 25706 |
| ILLINOIS TOOL WKS INC | COM | 452308109 |  | 3829908 | 14714 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 14714 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 3740426 | 23331 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 23331 |
| ISHARES TR | 0-3 MNTH TREASRY | 46436E718 |  | 3586416 | 35629 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 35629 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 3513708 | 20147 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 20147 |
| AMERICAN CENTY ETF TR | INTL SMCP VLU | 025072802 |  | 3382051 | 33868 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 33868 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 3372020 | 37248 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 37248 |
| REALTY INCOME CORP | COM | 756109104 |  | 3153829 | 51550 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 51550 |
| NEW YORK TIMES CO MTN BE | CL A | 650111107 |  | 3111826 | 37165 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 37165 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 3094992 | 24897 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 24897 |
| METLIFE INC | COM | 59156R108 |  | 2915656 | 41228 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 41228 |
| NIKE INC | CL B | 654106103 |  | 2903767 | 54975 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 54975 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 |  | 2891505 | 23108 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 23108 |
| BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 |  | 2872560 | 4 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 4 |
| CHENIERE ENERGY INC | COM NEW | 16411R208 |  | 2809224 | 9900 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 9900 |
| AMERICAN CENTY ETF TR | INTERNATIONAL LR | 025072364 |  | 2657221 | 35510 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 35510 |
| ISHARES TR | IBONDS DEC 2030 | 46436E726 |  | 2532805 | 115706 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 115706 |
| DIMENSIONAL ETF TRUST | EMERGING MKTS CO | 25434V732 |  | 2466125 | 71378 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 71378 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 2421831 | 8422 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 8422 |
| ISHARES TR | MSCI EAFE MIN VL | 46429B689 |  | 2383090 | 26082 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 26082 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 2376187 | 34067 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 34067 |
| ENBRIDGE INC | COM | 29250N105 |  | 2356947 | 43534 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 43534 |
| KEURIG DR PEPPER INC | COM | 49271V100 |  | 2338104 | 88800 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 88800 |
| BANK AMERICA CORP | COM | 060505104 |  | 2212909 | 45393 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 45393 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 2108995 | 7352 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 7352 |
| VERISK ANALYTICS INC | COM | 92345Y106 |  | 2097117 | 11052 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 11052 |
| PERMA-PIPE INTL HLDGS INC | COM | 714167103 |  | 2086700 | 70000 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 70000 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 |  | 2007576 | 2598 | SH |  | DFND | Shufro Rose  Co. LLC | 0 | 0 | 2598 |
| REGENERON PHARMACEUTICALS | PUT | 75886F107 |  | 1931600 | 2500 | PRN | Put | DFND | Shufro Rose  Co. LLC | 0 | 0 | 2500 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 1839666 | 60675 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 60675 |
| YUM BRANDS INC | COM | 988498101 |  | 1820360 | 11708 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 11708 |
| MARATHON PETE CORP | COM | 56585A102 |  | 1737987 | 7118 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 7118 |
| MERCK  CO INC | COM | 58933Y105 |  | 1707759 | 14197 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 14197 |
| ISHARES U S ETF TR | SHORT DURATION B | 46431W507 |  | 1682432 | 33096 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 33096 |
| ISHARES TR | FLTG RATE NT ETF | 46429B655 |  | 1681350 | 33000 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 33000 |
| MEDTRONIC PLC | SHS | G5960L103 |  | 1666193 | 19229 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 19229 |
| JACOBS SOLUTIONS INC | COM | 46982L108 |  | 1662300 | 13060 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 13060 |
| ISHARES INC | MSCI EQUAL WEITE | 464286681 |  | 1652236 | 16235 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 16235 |
| SHELL PLC | SPON ADS | 780259305 |  | 1632150 | 17550 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 17550 |
| WALKER  DUNLOP INC | COM | 93148P102 |  | 1613095 | 36347 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 36347 |
| EQUINIX INC | COM | 29444U700 |  | 1594851 | 1627 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 1627 |
| NUTRIEN LTD | COM | 67077M108 |  | 1510710 | 20020 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 20020 |
| AMERICAN CENTY ETF TR | EMERGING MKT VAL | 025072372 |  | 1505684 | 25103 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 25103 |
| LAM RESEARCH CORP | COM NEW | 512807306 |  | 1495620 | 7000 | SH |  | DFND | Shufro Rose  Co. LLC | 0 | 0 | 7000 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 1478400 | 11200 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 11200 |
| ALASKA AIR GROUP INC | COM | 011659109 |  | 1427064 | 38800 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 38800 |
| BROADCOM INC | COM | 11135F101 |  | 1423746 | 4600 | SH |  | DFND | Shufro Rose  Co. LLC | 0 | 0 | 4600 |
| IAC INC | COM NEW | 44891N208 |  | 1417062 | 35400 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 35400 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2027 CB | 46138J783 |  | 1387253 | 70688 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 70688 |
| WALMART INC | COM | 931142103 |  | 1360439 | 10947 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 10947 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 1300795 | 4807 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 4807 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 |  | 1253790 | 13519 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 13519 |
| BANK NEW YORK MELLON CORP | COM | 064058100 |  | 1252140 | 10555 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 10555 |
| CISCO SYS INC | COM | 17275R102 |  | 1239695 | 15978 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 15978 |
| COHEN  STEERS REIT  PFD | COM | 19247X100 |  | 1225120 | 62000 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 62000 |
| APPLE INC | COM | 037833100 |  | 1218192 | 4800 | SH |  | DFND | Shufro Rose  Co. LLC | 0 | 0 | 4800 |
| DEERE  CO | COM | 244199105 |  | 1190817 | 2114 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 2114 |
| TEXAS PACIFIC LAND CORPORATI | COM | 88262P102 |  | 1162672 | 2450 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 2450 |
| BLACKROCK MUNIYIELD N Y QUAL | COM | 09255E102 |  | 1160573 | 120893 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 120893 |
| GE AEROSPACE | COM NEW | 369604301 |  | 1157498 | 4079 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 4079 |
| WW GRAINGER INC | COM | 384802104 |  | 1145351 | 1050 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 1050 |
| UMH PPTYS INC | COM | 903002103 |  | 1127705 | 78150 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 78150 |
| VANGUARD ADMIRAL FDS INC | MIDCP 400 VAL | 921932844 |  | 1119921 | 10985 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 10985 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 1104531 | 1914 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 1914 |
| J  J SNACK FOODS CORP | COM | 466032109 |  | 1100268 | 13880 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 13880 |
| PFIZER INC | COM | 717081103 |  | 1098209 | 39110 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 39110 |
| ISHARES INC | MSCI EMERG MRKT | 464286533 |  | 1092860 | 16883 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 16883 |
| KLA CORP | COM NEW | 482480100 |  | 1030687 | 700 | SH |  | DFND | Shufro Rose  Co. LLC | 0 | 0 | 700 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 1022269 | 15953 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 15953 |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 46138E511 |  | 1020708 | 93815 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 93815 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 1013520 | 3000 | SH |  | DFND | Shufro Rose  Co. LLC | 0 | 0 | 3000 |
| RTX CORPORATION | COM | 75513E101 |  | 993059 | 5148 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 5148 |
| COHEN  STEERS QUALITY INCOM | COM | 19247L106 |  | 988100 | 82000 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 82000 |
| MANHATTAN BRDG CAP INC | COM | 562803106 |  | 969144 | 217785 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 217785 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 965368 | 5866 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 5866 |
| MICROSOFT CORP | COM | 594918104 |  | 962442 | 2600 | SH |  | DFND | Shufro Rose  Co. LLC | 0 | 0 | 2600 |
| ISHARES TR | EAFE VALUE ETF | 464288877 |  | 959339 | 12903 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 12903 |
| KIRBY CORP | COM | 497266106 |  | 956736 | 7200 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 7200 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 948948 | 3300 | SH |  | DFND | Shufro Rose  Co. LLC | 0 | 0 | 3300 |
| HOWMET AEROSPACE INC | COM | 443201108 |  | 934516 | 4000 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 4000 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 919145 | 1840 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 1840 |
| INTEL CORP | COM | 458140100 |  | 864948 | 19600 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 19600 |
| STATE STR SPDR S 500 ETF T | TR UNIT | 78462F103 |  | 860899 | 1324 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 1324 |
| HONEYWELL INTL INC | COM | 438516106 |  | 840606 | 3719 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 3719 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 834025 | 4251 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 4251 |
| SYNCHRONY FINANCIAL | COM | 87165B103 |  | 809438 | 11900 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 11900 |
| AT INC | COM | 00206R102 |  | 801980 | 27664 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 27664 |
| TERADYNE INC | COM | 880770102 |  | 766350 | 2585 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 2585 |
| CENTURY COMMUNITIES INC | COM | 156504300 |  | 757416 | 13200 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 13200 |
| INVESCO EXCH TRD SLF IDX FD | INVSCO 28 HYCORP | 46138J452 |  | 756807 | 34900 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 34900 |
| EXPEDIA GROUP INC | COM NEW | 30212P303 |  | 756165 | 3275 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 3275 |
| BUILDERS FIRSTSOURCE INC | COM | 12008R107 |  | 749203 | 9100 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 9100 |
| ABBVIE INC | COM | 00287Y109 |  | 742729 | 3415 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 3415 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 741818 | 10985 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 10985 |
| XYLEM INC | COM | 98419M100 |  | 728353 | 6095 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 6095 |
| US FOODS HLDG CORP | COM | 912008109 |  | 724771 | 7860 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 7860 |
| STATE STR SPDR S 500 ETF T | PUT | 78462F103 |  | 715374 | 1100 | PRN | Put | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 1100 |
| CLOROX CO DEL | COM | 189054109 |  | 714737 | 6897 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 6897 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 713551 | 2359 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 2359 |
| SPROTT ASSET MANAGEMENT LP | PHYSICAL GOLD AN | 85208R101 |  | 698443 | 14636 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 14636 |
| FIRST TR SR FLTG RATE INCOME | COM | 33733U108 |  | 696972 | 72300 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 72300 |
| AFLAC INC | COM | 001055102 |  | 693168 | 6318 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 6318 |
| ALLIANCEBERNSTEIN GLOBAL HIG | COM | 01879R106 |  | 690035 | 67850 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 67850 |
| BATH  BODY WORKS INC | COM | 070830104 |  | 685189 | 36700 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 36700 |
| FIDELITY MERRIMACK STR TR | LOW DURTIN ETF | 316188408 |  | 665665 | 13300 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 13300 |
| CBRE GROUP INC | CL A | 12504L109 |  | 663754 | 4900 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 4900 |
| UNION PAC CORP | COM | 907818108 |  | 650052 | 2679 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 2679 |
| COHEN  STEERS TOTAL RETURN | COM | 19247R103 |  | 640550 | 57500 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 57500 |
| IMPINJ INC | COM | 453204109 |  | 636740 | 6200 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 6200 |
| OLIN CORP | COM PAR $1 | 680665205 |  | 631020 | 21225 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 21225 |
| KIMBERLY-CLARK CORP | COM | 494368103 |  | 629853 | 6529 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 6529 |
| AIR LEASE CORP | CL A | 00912X302 |  | 623424 | 9600 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 9600 |
| SELECT SECTOR SPDR TR | STATE STREET TEC | 81369Y803 |  | 622504 | 4684 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 4684 |
| PROCTER  GAMBLE CO | COM | 742718109 |  | 612859 | 4243 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 4243 |
| DISNEY WALT CO | COM | 254687106 |  | 605255 | 6280 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 6280 |
| TIDEWATER INC NEW | COM | 88642R109 |  | 593205 | 7100 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 7100 |
| MILLROSE PPTYS INC | COM CL A | 601137102 |  | 585219 | 20901 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 20901 |
| YUM CHINA HLDGS INC | COM | 98850P109 |  | 571117 | 11708 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 11708 |
| TARGET CORP | COM | 87612E106 |  | 569640 | 4700 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 4700 |
| CANADIAN IMPERIAL BANK OF CO | COM | 136069101 |  | 568500 | 6000 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 6000 |
| HEALTHPEAK PROPERTIES INC | COM | 42250P103 |  | 563788 | 34315 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 34315 |
| BLACKROCK FLOATING RATE INCO | COM | 09255X100 |  | 563122 | 51100 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 51100 |
| NORFOLK SOUTHN CORP | COM | 655844108 |  | 562520 | 1960 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 1960 |
| CHIRON REAL ESTATE INC | COM NEW | 37954A303 |  | 559383 | 16910 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 16910 |
| ISHARES TR | IBONDS 29 TRM TS | 46436E825 |  | 547047 | 25044 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 25044 |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 |  | 544235 | 3733 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 3733 |
| GE VERNOVA INC | COM | 36828A101 |  | 538580 | 617 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 617 |
| HOME DEPOT INC | COM | 437076102 |  | 537736 | 1635 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 1635 |
| 3M CO | COM | 88579Y101 |  | 534737 | 3682 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 3682 |
| Graham Holdings Co | COM | 384637104 |  | 528630 | 500 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 500 |
| ASML HLDG NV | N Y REGISTRY SHS | N07059210 |  | 528332 | 400 | SH |  | DFND | Shufro Rose  Co. LLC | 0 | 0 | 400 |
| VILLAGE SUPER MKT INC | CL A NEW | 927107409 |  | 527875 | 12500 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 12500 |
| CATERPILLAR INC | COM | 149123101 |  | 527803 | 745 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 745 |
| BROOKFIELD CORP | CL A LTD VT SH | 11271J107 |  | 526110 | 13000 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 13000 |
| BOEING CO | COM | 097023105 |  | 517478 | 2600 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 2600 |
| QUEST DIAGNOSTICS INC | COM | 74834L100 |  | 513860 | 2622 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 2622 |
| ALLSTATE CORP | COM | 020002101 |  | 512131 | 2470 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 2470 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 |  | 502068 | 1680 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 1680 |
| INVESCO EXCH TRD SLF IDX FD | INVSCO BLSH 26 | 46138J635 |  | 498263 | 21500 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 21500 |
| VISA INC | COM CL A | 92826C839 |  | 495383 | 1639 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 1639 |
| ARCHER AVIATION INC | COM CL A | 03945R102 |  | 488565 | 94500 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 94500 |
| VALMONT INDS INC | COM | 920253101 |  | 479484 | 1200 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 1200 |
| PUBLIC SVC ENTERPRISE GROUP | COM | 744573106 |  | 468215 | 5784 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 5784 |
| CSX CORP | COM | 126408103 |  | 467970 | 11400 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 11400 |
| Ingredion Inc | COM | 457187102 |  | 450640 | 4000 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 4000 |
| ISHARES TR | IBONDS 27 ETF | 46435UAA9 |  | 440494 | 18172 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 18172 |
| AMAZON COM INC | COM | 023135106 |  | 437367 | 2100 | SH |  | DFND | Shufro Rose  Co. LLC | 0 | 0 | 2100 |
| APPLE INC | PUT | 037833100 |  | 431443 | 1700 | PRN | Put | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 1700 |
| BLACKROCK LTD DURATION INCOM | COM SHS | 09249W101 |  | 429949 | 34150 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 34150 |
| AMETEK INC | COM | 031100100 |  | 428720 | 2000 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 2000 |
| Hyster Yale Inc | COM | 449172105 |  | 422630 | 13000 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 13000 |
| MIDCAP FINANCIAL INVSTMNT CO | COM NEW | 03761U502 |  | 418882 | 37267 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 37267 |
| SELECT SECTOR SPDR TR | STATE STREET CON | 81369Y308 |  | 416869 | 5085 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 5085 |
| PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 |  | 415350 | 117000 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 117000 |
| MARTIN MARIETTA MATLS INC | COM | 573284106 |  | 412076 | 700 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 700 |
| COCA COLA CO | COM | 191216100 |  | 410670 | 5400 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 5400 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 406620 | 8100 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 8100 |
| WELLS FARGO  CO | COM | 949746101 |  | 398050 | 5000 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 5000 |
| BLACKROCK ENHANCED EQUITY DI | COM | 09251A104 |  | 395331 | 45862 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 45862 |
| Forestar Group | COMMON STOCK | 346232101 |  | 391040 | 16000 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 16000 |
| RTX CORPORATION | COM | 75513E101 |  | 385984 | 2001 | SH |  | DFND | Shufro Rose  Co. LLC | 0 | 0 | 2001 |
| BLACKSTONE SENI FLTN RAT 202 | COM | 09256U105 |  | 385910 | 29800 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 29800 |
| U HAUL HOLDING COMPANY | COM SER N | 023586506 |  | 383716 | 8590 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 8590 |
| HERC HLDGS INC | COM | 42704L104 |  | 382272 | 3840 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 3840 |
| SELECT SECTOR SPDR TR | STATE STREET HEA | 81369Y209 |  | 377375 | 2574 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 2574 |
| TRANE TECHNOLOGIES PLC | SHS | G8994E103 |  | 375066 | 900 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 900 |
| MOSAIC CO | COM | 61945C103 |  | 374850 | 14700 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 14700 |
| ELEVANCE HEALTH INC FORMERLY | COM | 036752103 |  | 365938 | 1250 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 1250 |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 25434V807 |  | 360910 | 6838 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 6838 |
| SONY GROUP CORP | SPONSORED ADR | 835699307 |  | 356993 | 17246 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 17246 |
| ORACLE CORP | COM | 68389X105 |  | 348798 | 2371 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 2371 |
| ISHARES TR | IBONDS DEC 26 | 46435U259 |  | 348594 | 13601 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 13601 |
| GENERAL DYNAMICS CORP | COM | 369550108 |  | 346653 | 1010 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 1010 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 345831 | 1700 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 1700 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 345705 | 5700 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 5700 |
| ATKORE INC | COM | 047649108 |  | 341678 | 5800 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 5800 |
| REDWOOD TRUST INC | COM | 758075402 |  | 340527 | 60700 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 60700 |
| MCDONALDS CORP | COM | 580135101 |  | 339072 | 1091 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 1091 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 338562 | 794 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 794 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A870 |  | 338485 | 2650 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 2650 |
| VANGUARD MUN BD FDS | CORE TAX EXEMPT | 922907712 |  | 334869 | 4456 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 4456 |
| NUVEEN ARIZONA QLTY MUN INC | COM | 67061W104 |  | 329725 | 27500 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 27500 |
| M  T BK CORP | COM | 55261F104 |  | 327652 | 1585 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 1585 |
| ISHARES TR | U.S. MED DVC ETF | 464288810 |  | 314765 | 5900 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 5900 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 |  | 314175 | 17700 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 17700 |
| GALLAGHER ARTHUR J  CO | COM | 363576109 |  | 303212 | 1400 | SH |  | DFND | Shufro Rose  Co. LLC | 0 | 0 | 1400 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 302195 | 500 | SH |  | DFND | Shufro Rose  Co. LLC | 0 | 0 | 500 |
| NUVEEN NY DIVI ADV | COM | 67066X107 |  | 301050 | 27000 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 27000 |
| ABBOTT LABORATORIES | COM | 002824100 |  | 298462 | 2907 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 2907 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 295222 | 5462 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 5462 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 293494 | 486 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 486 |
| PRUDENTIAL FINL INC | COM | 744320102 |  | 293070 | 3000 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 3000 |
| DIREXION SHARES ETF TRUST | DAILY SEMICONDUC | 25459W458 |  | 287460 | 6000 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 6000 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 |  | 286911 | 2694 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 2694 |
| CNH INDL N V | SHS | N20944109 |  | 286250 | 25000 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 25000 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 285650 | 2691 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 2691 |
| INVESCO TR INVT GRADE NEW YO | COM | 46131T101 |  | 284438 | 26000 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 26000 |
| PHILLIPS 66 | COM | 718546104 |  | 282379 | 1550 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 1550 |
| AMENTUM HOLDINGS INC | COM | 023939101 |  | 279995 | 10736 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 10736 |
| EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 |  | 279310 | 26500 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 26500 |
| SOUTHERN CO | COM | 842587107 |  | 277882 | 2879 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 2879 |
| BLACKROCK MUNIYIELD PA QUALI | COM | 09255G107 |  | 275750 | 25000 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 25000 |
| S GLOBAL INC | COM | 78409V104 |  | 269241 | 633 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 633 |
| INVESCO EXCHANGE TRADED FD T | S PUR VAL | 46137V258 |  | 268475 | 2500 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 2500 |
| AMERICAN CENTY ETF TR | US EQT ETF | 025072885 |  | 265610 | 2389 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 2389 |
| PHINIA INC | COMMON STOCK | 71880K101 |  | 264110 | 3859 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 3859 |
| ISHARES TR | CORE MSCI TOTAL | 46432F834 |  | 262086 | 3025 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 3025 |
| VALERO ENERGY CORP | COM | 91913Y100 |  | 259434 | 1050 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 1050 |
| SCHEIN HENRY INC | COM | 806407102 |  | 250580 | 3400 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 3400 |
| CONSOLIDATED EDISON INC | COM | 209115104 |  | 246959 | 2182 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 2182 |
| SELECT SECTOR SPDR TR | STATE STREET FIN | 81369Y605 |  | 246850 | 5000 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 5000 |
| STRYKER CORPORATION | COM | 863667101 |  | 246443 | 750 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 750 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 245024 | 988 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 988 |
| NU HLDGS LTD | ORD SHS CL A | G6683N103 |  | 244937 | 17045 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 17045 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT ETF | 46641Q837 |  | 243485 | 4811 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 4811 |
| MAGNUM ICE CREAM CO NV | ORD SHS | N5505D105 |  | 243401 | 16281 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 16281 |
| ADOBE INC | COM | 00724F101 |  | 243080 | 1000 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 1000 |
| INVESCO MUN OPPORTUNIT TR | COM | 46132C107 |  | 242505 | 25500 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 25500 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 241488 | 2600 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 2600 |
| NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 |  | 241445 | 21500 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 21500 |
| WATERS CORP | COM | 941848103 |  | 238836 | 802 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 802 |
| STATE STR SPDR S MIDCAP 40 | UTSER1 S | 78467Y107 |  | 238392 | 387 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 387 |
| CAPITAL ONE FINL CORP | COM | 14040H105 |  | 237303 | 1301 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 1301 |
| VALLEY NATL BANCORP | COM | 919794107 |  | 233320 | 19000 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 19000 |
| GENERAL MTRS CO | COM | 37045V100 |  | 230950 | 3100 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 3100 |
| META PLATFORMS INC | CL A | 30303M102 |  | 230569 | 403 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 403 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 229375 | 4039 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 4039 |
| ISHARES TR | MSCI INTL QUALTY | 46434V456 |  | 226343 | 4896 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 4896 |
| STEEL DYNAMICS INC | COM | 858119100 |  | 224280 | 1246 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 1246 |
| IMMUCELL CORP | COM PAR | 452525306 |  | 221550 | 35000 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 35000 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 |  | 221364 | 5850 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 5850 |
| BLACKSTONE INC | COM | 09260D107 |  | 218481 | 1900 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 1900 |
| LOUISIANA PAC CORP | COM | 546347105 |  | 218250 | 3000 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 3000 |
| SPOTIFY TECHNOLOGY S A | SHS | L8681T102 |  | 215785 | 445 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 445 |
| AXON ENTERPRISE INC | COM | 05464C101 |  | 212345 | 500 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 500 |
| COSTCO WHOLESALE CORPORATION | COM | 22160K105 |  | 211244 | 212 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 212 |
| ISHARES TR | EAFE GRWTH ETF | 464288885 |  | 209376 | 1880 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 1880 |
| BLACKROCK MUNIYIELD MICH QU | COM | 09254V105 |  | 207900 | 17500 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 17500 |
| CLOUDFLARE INC | CL A COM | 18915M107 |  | 206340 | 1000 | SH |  | DFND | Shufro Rose  Co. LLC | 0 | 0 | 1000 |
| GATX CORP | COM | 361448103 |  | 204888 | 1200 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 1200 |
| NORTHROP GRUMMAN CORP | COM | 666807102 |  | 204672 | 300 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 300 |
| RESEARCH FRONTIERS INC | COM | 760911107 |  | 89700 | 97500 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 97500 |
| MERCER INTL INC | COM | 588056101 |  | 77390 | 54500 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 54500 |
| EQUUS TOTAL RETURN INC | COM | 294766100 |  | 57569 | 31287 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 31287 |
| INVESCO SR INCOME TR | COM | 46131H107 |  | 90160 | 28000 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 28000 |
| PIMCO INCOME STRATEGY FD II | COM | 72201J104 |  | 180518 | 26200 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 26200 |
| PIMCO INCOME STRATEGY FD | COM | 72201H108 |  | 192800 | 24100 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 24100 |
| ANGI INC | CL A NEW | 00183L201 |  | 136918 | 19988 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 19988 |
| MEDICAL PROPERTIES TRUST INC | COM | 58463J304 |  | 85655 | 18500 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 18500 |
| ABRDN GLOBAL INCOME FUND INC | COM | 003013109 |  | 57960 | 18400 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 18400 |
| NUVEEN PFD  INCOME OPPORTUN | COM | 67073B106 |  | 138533 | 18373 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 18373 |
| OPKO HEALTH INC | COM | 68375N103 |  | 19380 | 17000 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 17000 |
| BEAM GLOBAL | COM | 07373B109 |  | 22050 | 15000 | SH |  | SOLE |  | 0 | 0 | 15000 |
| RAND CAP CORP | COM NEW | 752185207 |  | 164500 | 14000 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 14000 |
| WESTERN ASSET GBL HIGH INC F | COM | 95766B109 |  | 79403 | 13458 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 13458 |
| EATON VANCE MUN INCOME TR | SH BEN INT | 27826U108 |  | 130125 | 12500 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 12500 |
| GLADSTONE LD CORP | COM | 376549101 |  | 112200 | 11000 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 11000 |
| PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 |  | 35970 | 11000 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 11000 |
| EATON VANCE FLOATING RATE IN | COM | 278279104 |  | 115884 | 10800 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 10800 |
| BLACKROCK MUNIHLDNGS CALI | COM | 09254L107 |  | 106632 | 10253 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 10253 |
| NUVEEN MUN VALUE FD INC | COM | 670928100 |  | 89900 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| MOUNT LOGAN CAP INC | COM | 62188E103 |  | 35800 | 10000 | SH |  | SOLE | Shufro Rose  Co. LLC | 0 | 0 | 10000 |

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