# EDGAR Filing Document

**Accession Number:** 0001432353
**File Stem:** 0001752724-23-016587
**Filing Date:** 2023-1
**Character Count:** 19904
**Document Hash:** 5b2f614c09c20ca9a05aec55566f51b9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-016587.hdr.sgml**: 20230127

**ACCESSION NUMBER**: 0001752724-23-016587

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230127

**DATE AS OF CHANGE**: 20230127

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Global X Funds
- **CENTRAL INDEX KEY:** 0001432353
- **IRS NUMBER:** 000000000

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22209
- **FILM NUMBER:** 23562757

**BUSINESS ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 43RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158
- **BUSINESS PHONE:** (212) 644-6110

**MAIL ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 43RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158

## Series and Classes Contracts Data

### Global X Solar ETF (Series ID: S000072699)

| Class ID   | Class Name         | Ticker Symbol   |
|:---|:---|:---|
| C000229136 | Global X Solar ETF | RAYS            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GLOBAL X FUNDS

- **b. Investment Company Act file number:** 811-22209

- **c. CIK number of Registrant:** 0001432353

- **d. LEI of Registrant:** 5493003RA4QUTSYF1N15

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 605 Third Avenue

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10158

  - **Telephone number:** 2126446110

**Item A.2. Information about the Series.**

- **a. Name of Series:** Global X Solar ETF

- **b. EDGAR series identifier (if any):** S000072699

- **c. LEI of Series:** 549300TV245MP3NQ4827

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $5958083.15

**Total Liabilities:** $2434.63

**Net Assets:** $5955648.52

**Cash Not Reported:** $845.49

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000229136 | 9.42%                | -0.74%               | -11.15%              |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $326259.62               | $366417.14                                 |
| Month 2  | $-1156.46                | $-46651.34                                 |
| Month 3  | $397653.04               | $-1176316.81                               |

### Schedule of Portfolio Investments

| Name                                               | Title                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| SERMSANG POWER CORPORATION PUBLIC COMPANY LIMITED  | SERMSANG POWER CORP-NVDR DEPOSITARY RECEIPT  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | TH        |     51894 | NS      | $14715.44     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| HANWHA SOLUTIONS CORPORATION                       | HANWHA SOLUTIONS CORP COMMON STOCK           | CUSIP: N/A<br>LEI: 549300M2V0ZS71BRNR68       | Long             | EC               |  | KR        |      3917 | NS      | $152361.60    | 2.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Heliogen Inc                                       | HELIOGEN INC COMMON STOCK                    | CUSIP: 42329E105<br>LEI: N/A                  | Long             | EC               |  | US        |      4547 | NS      | $5183.58      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| SOLAREDGE TECHNOLOGIES, INC.                       | SOLAREDGE TECHNOLOGIES INC COMMON STOCK      | CUSIP: 83417M104<br>LEI: 5493000K6Y58XXPDF853 | Long             | EC               |  | US        |      1407 | NS      | $420496.02    | 7.06%             |  |  |  | No            |                  1 | On Loan: No      |
| SMA Solar Technology AG                            | SMA SOLAR TECHNOLOGY AG COMMON STOCK         | CUSIP: N/A<br>LEI: 529900Q6JQHI8X451Q21       | Long             | EC               |  | DE        |       352 | NS      | $22851.73     | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| West Holdings Corporation                          | WEST HOLDINGS CORP COMMON STOCK              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | JP        |       740 | NS      | $23307.30     | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| CECEP Solar Energy Co., Ltd.                       | CECEP SOLAR ENERGY CO LT-A COMMON STOCK      | CUSIP: N/A<br>LEI: 30030055WYGVLDBFGM73       | Long             | EC               |  | CN        |     60200 | NS      | $63569.26     | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| ARRAY TECHNOLOGIES, INC.                           | ARRAY TECHNOLOGIES INC COMMON STOCK          | CUSIP: 04271T100<br>LEI: 549300JM5FECYJQ85V37 | Long             | EC               |  | US        |      4849 | NS      | $101538.06    | 1.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Ginlong Technologies Co.,Ltd.                      | GINLONG TECHNOLOGIES CO LT-A COMMON STOCK    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |      4900 | NS      | $136771.53    | 2.30%             |  |  |  | No            |                  1 | On Loan: No      |
| United Renewable Energy Co., Ltd.                  | UNITED RENEWABLE ENERGY CO L COMMON STOCK    | CUSIP: N/A<br>LEI: 254900E7A0T0Q0DM6K74       | Long             | EC               |  | TW        |     48918 | NS      | $33714.17     | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Meyer Burger Technology AG                         | MEYER BURGER TECHNOLOGY AG COMMON STOCK      | CUSIP: N/A<br>LEI: 529900ULZXRB8EM0TH56       | Long             | EC               |  | CH        |    109071 | NS      | $57469.05     | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| AZURE POWER GLOBAL LIMITED                         | AZURE POWER GLOBAL LTD COMMON STOCK          | CUSIP: V0393H103<br>LEI: 54930085G5UQETD7JX48 | Long             | EC               |  | US        |      2098 | NS      | $11979.58     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| CANADIAN SOLAR INC                                 | CANADIAN SOLAR INC COMMON STOCK              | CUSIP: 136635109<br>LEI: 5493001XSC6TKMBVOM15 | Long             | EC               |  | US        |      1593 | NS      | $57109.05     | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| JA Solar Technology Co., Ltd.                      | JA SOLAR TECHNOLOGY CO LTD-A COMMON STOCK    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |     28960 | NS      | $237941.71    | 4.00%             |  |  |  | No            |                  1 | On Loan: No      |
| FTC Solar Inc                                      | FTC SOLAR INC COMMON STOCK                   | CUSIP: 30320C103<br>LEI: 5493009MODNZ2HMPX761 | Long             | EC               |  | US        |      4329 | NS      | $9177.48      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| MAXEON SOLAR TECHNOLOGIES, LTD.                    | MAXEON SOLAR TECHNOLOGIE COMMON STOCK        | CUSIP: Y58473102<br>LEI: 5493007JPB074ITT6Y72 | Long             | EC               |  | US        |      1182 | NS      | $27209.64     | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| MOTECH INDUSTRIES INC                              | MOTECH INDUSTRIES INC COMMON STOCK           | CUSIP: N/A<br>LEI: 254900INXPVZCOGO7412       | Long             | EC               |  | TW        |     14690 | NS      | $12287.02     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Akcome Science & Technology Co., Ltd.      | JIANGSU AKCOME SCIENCE & T-A COMMON STOCK    | CUSIP: N/A<br>LEI: 3003004PXRXWQDR31240       | Long             | EC               |  | CN        |    119800 | NS      | $51921.14     | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Gremz Inc                                          | GREMZ INC COMMON STOCK                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | JP        |      1095 | NS      | $14242.69     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Flat Glass Group Co., Ltd.                         | FLAT GLASS GROUP CO LTD-H COMMON STOCK       | CUSIP: N/A<br>LEI: 300300BEL4RMXBKEA373       | Long             | EC               |  | HK        |     15100 | NS      | $38980.85     | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| TAINERGY TECH CO., LTD.                            | TAINERGY TECH CO LTD COMMON STOCK            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | TW        |     16900 | NS      | $15119.80     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| XINYI ENERGY HOLDINGS LIMITED                      | XINYI ENERGY HOLDINGS LTD COMMON STOCK       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | HK        |     53000 | NS      | $16228.30     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| SUNNOVA ENERGY INTERNATIONAL INC.                  | SUNNOVA ENERGY INTERNATIONAL COMMON STOCK    | CUSIP: 86745K104<br>LEI: 549300JK1Y1VVC3JU540 | Long             | EC               |  | US        |      3365 | NS      | $76822.95     | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Shoals Technologies Group Inc                      | SHOALS TECHNOLOGIES GROUP -A COMMON STOCK    | CUSIP: 82489W107<br>LEI: N/A                  | Long             | EC               |  | US        |      2063 | NS      | $59765.11     | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| GIGASTORAGE CORPORATION                            | GIGASTORAGE CORP COMMON STOCK                | CUSIP: Y2712P102<br>LEI: N/A                  | Long             | EC               |  | TW        |     17530 | NS      | $10635.24     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Beam Global                                        | BEAM GLOBAL COMMON STOCK                     | CUSIP: 07373B109<br>LEI: 254900CT39JVKHAANA12 | Long             | EC               |  | US        |       623 | NS      | $11930.45     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| SINENG ELECTRIC CO., LTD.                          | SINENG ELECTRIC CO LTD-A COMMON STOCK        | CUSIP: N/A<br>LEI: 300300ILGIMZZWKRTM95       | Long             | EC               |  | CN        |      5140 | NS      | $40526.15     | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| HANGZHOU FIRST APPLIED MATERIAL CO., LTD.          | HANGZHOU FIRST APPLIED MAT-A COMMON STOCK    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |     16180 | NS      | $137255.50    | 2.30%             |  |  |  | No            |                  1 | On Loan: No      |
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC           | ATLANTICA SUSTAINABLE INFRAS COMMON STOCK    | CUSIP: G0751N103<br>LEI: 549300ITBBGKJ651R879 | Long             | EC               |  | US        |      2160 | NS      | $60264.00     | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| LONGi Green Energy Technology Co., Ltd.            | LONGI GREEN ENERGY TECHNOL-A COMMON STOCK    | CUSIP: N/A<br>LEI: 300300NRGAITUP1EZ248       | Long             | EC               |  | CN        |     56560 | NS      | $365539.43    | 6.14%             |  |  |  | No            |                  1 | On Loan: No      |
| ReneSola Ltd                                       | RENESOLA LTD-ADR DEPOSITARY RECEIPT          | CUSIP: 75971T301<br>LEI: 529900AE4IM429A3P568 | Long             | EC               |  | US        |      2859 | NS      | $13494.48     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST SOLAR, INC.                                  | FIRST SOLAR INC COMMON STOCK                 | CUSIP: 336433107<br>LEI: 549300NPYMLM4NHTOF27 | Long             | EC               |  | US        |      3042 | NS      | $524836.26    | 8.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Risen Energy Co., Ltd.                             | RISEN ENERGY CO LTD-A COMMON STOCK           | CUSIP: N/A<br>LEI: 3003005CFEH1CK6CA695       | Long             | EC               |  | CN        |     19000 | NS      | $69202.59     | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| TSEC CORPORATION                                   | TSEC CORP COMMON STOCK                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | TW        |     14377 | NS      | $15328.09     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Trina Solar Co., Ltd.                              | TRINA SOLAR CO LTD-A COMMON STOCK            | CUSIP: N/A<br>LEI: 30030040IFQ4UMZDUU48       | Long             | EC               |  | CN        |     30819 | NS      | $280625.60    | 4.71%             |  |  |  | No            |                  1 | On Loan: No      |
| ENCAVIS AG                                         | ENCAVIS AG COMMON STOCK                      | CUSIP: N/A<br>LEI: 391200ECRGNL09Y2KJ67       | Long             | EC               |  | DE        |      4092 | NS      | $83297.82     | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| JinkoSolar Holding Co., Ltd.                       | JINKOSOLAR HOLDING CO-ADR DEPOSITARY RECEIPT | CUSIP: 47759T100<br>LEI: 529900Y93WNCS05FG852 | Long             | EC               |  | US        |      1461 | NS      | $74920.08     | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| GCL Technology Holdings Limited                    | GCL TECHNOLOGY HOLDINGS LTD COMMON STOCK     | CUSIP: N/A<br>LEI: 529900O1QCZWP5IWVY66       | Long             | EC               |  | HK        |    708200 | NS      | $221383.38    | 3.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Solaria Energia y Medio Ambiente, S.A.             | SOLARIA ENERGIA Y MEDIO AMBI COMMON STOCK    | CUSIP: N/A<br>LEI: 959800PM2YJU406K2789       | Long             | EC               |  | ES        |      2494 | NS      | $43860.71     | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| SCATEC ASA                                         | Scatec ASA COMMON STOCK                      | CUSIP: N/A<br>LEI: 5967007LIEEXZXIARK36       | Long             | EC               |  | NO        |      3807 | NS      | $32918.93     | 0.55%             |  |  |  | Yes           |                  1 | On Loan: No      |
| GCL New Energy Holdings Limited                    | GCL NEW ENERGY HOLDINGS LTD COMMON STOCK     | CUSIP: N/A<br>LEI: 213800LJYHCZB5ESUB79       | Long             | EC               |  | HK        |     50594 | NS      | $7518.93      | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| XINYI SOLAR HOLDINGS LIMITED                       | XINYI SOLAR HOLDINGS LTD COMMON STOCK        | CUSIP: N/A<br>LEI: 529900QF7VIH03SB7Q08       | Long             | EC               |  | HK        |    134600 | NS      | $155370.70    | 2.61%             |  |  |  | No            |                  1 | On Loan: No      |
| SUNPOWER CORPORATION                               | SUNPOWER CORP COMMON STOCK                   | CUSIP: 867652406<br>LEI: 549300TXO070764WUH65 | Long             | EC               |  | US        |      2772 | NS      | $67221.00     | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| SUNRUN INC.                                        | SUNRUN INC COMMON STOCK                      | CUSIP: 86771W105<br>LEI: 54930007SJ77CI66U531 | Long             | EC               |  | US        |      6940 | NS      | $226105.20    | 3.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen SC New Energy Technology Corp             | SHENZHEN SC NEW ENERGY TEC-A COMMON STOCK    | CUSIP: N/A<br>LEI: 30030050928CNGYD2N39       | Long             | EC               |  | CN        |      6600 | NS      | $119728.10    | 2.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Daqo New Energy Corp.                              | DAQO NEW ENERGY CORP-ADR DEPOSITARY RECEIPT  | CUSIP: 23703Q203<br>LEI: 529900711JBZ5O7VA827 | Long             | EC               |  | US        |      2550 | NS      | $145120.50    | 2.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Sungrow Power Supply Co., Ltd.                     | SUNGROW POWER SUPPLY CO LT-A COMMON STOCK    | CUSIP: N/A<br>LEI: 30030052IWC7RGVFG505       | Long             | EC               |  | CN        |     30700 | NS      | $498408.28    | 8.37%             |  |  |  | No            |                  1 | On Loan: No      |
| ENPHASE ENERGY, INC.                               | ENPHASE ENERGY INC COMMON STOCK              | CUSIP: 29355A107<br>LEI: 5493008U7KIGMI59Z314 | Long             | EC               |  | US        |      2218 | NS      | $711068.62    | 11.94%            |  |  |  | No            |                  1 | On Loan: No      |
| Anji Technology Co., Ltd.                          | ANJI TECHNOLOGY CO LTD COMMON STOCK          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | TW        |      7500 | NS      | $11320.80     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| TCL Zhonghuan Renewable Energy Technology Co.,Ltd. | TCL ZHONGHUAN RENEWABLE EN-A COMMON STOCK    | CUSIP: N/A<br>LEI: 300300Y3UHPAM1FB1Y03       | Long             | EC               |  | CN        |     62600 | NS      | $367369.75    | 6.17%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-11-30

**Name of Applicant:** GLOBAL X FUNDS

**Signature:** Luis Berruga

**Name of Signer:** Luis Berruga

**Title:** President