# EDGAR Filing Document

**Accession Number:** 0001963704
**File Stem:** 0001172661-23-000506
**Filing Date:** 2023-2
**Character Count:** 14378
**Document Hash:** b536fe7c1cf1a289deeafdcc118c163a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001172661-23-000506.hdr.sgml**: 20230208

**ACCESSION NUMBER**: 0001172661-23-000506

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230208

**DATE AS OF CHANGE**: 20230208

**EFFECTIVENESS DATE**: 20230208

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Brainard Capital Management LLC
- **CENTRAL INDEX KEY:** 0001963704
- **IRS NUMBER:** 203324530
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22845
- **FILM NUMBER:** 23597105

**BUSINESS ADDRESS:**
- **STREET 1:** 3160 BEE CAVE RD
- **STREET 2:** SUITE 304
- **CITY:** AUSTIN
- **STATE:** TX
- **ZIP:** 78746
- **BUSINESS PHONE:** 877-375-6470

**MAIL ADDRESS:**
- **STREET 1:** 3160 BEE CAVE RD
- **STREET 2:** SUITE 304
- **CITY:** AUSTIN
- **STATE:** TX
- **ZIP:** 78746

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Brainard Capital Management LLC<br>**Address:** 3160 Bee Cave Rd<br>Suite 304<br>Austin, TX 78746

**Form 13F File Number:** 028-22845

**CRD Number (if applicable):** 000136641

**SEC File Number (if applicable):** 801-64769

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** J. Owen Brainard Jr<br>**Title:** President and Chief Compliance Officer<br>**Phone:** 877-375-6470

**Signature, Place, and Date of Signing:**

/s/ J. Owen Brainard Jr  Austin, TX  02-06-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 108

**Form 13F Information Table Value Total:** $117967644

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 1LIFE HEALTHCARE INC | COM | 68269G107 |  | 5164911 | 309091 | SH |  | SOLE |  | 309091 | 0 | 0 |
| ABBVIE INC | COM | 00287Y109 |  | 439126 | 2717 | SH |  | SOLE |  | 2717 | 0 | 0 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 300859 | 894 | SH |  | SOLE |  | 894 | 0 | 0 |
| AIRBNB INC | COM CL A | 009066101 |  | 659035 | 7708 | SH |  | SOLE |  | 7708 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 779954 | 8840 | SH |  | SOLE |  | 8840 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 1360054 | 15328 | SH |  | SOLE |  | 15328 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 5194140 | 61835 | SH |  | SOLE |  | 61835 | 0 | 0 |
| AMERICAN CENTY ETF TR | INTERNATIONAL LR | 025072364 |  | 657698 | 14580 | SH |  | SOLE |  | 14580 | 0 | 0 |
| AMERICAN CENTY ETF TR | AVANTIS EMGMKT | 025072604 |  | 293007 | 5808 | SH |  | SOLE |  | 5808 | 0 | 0 |
| AMERICAN CENTY ETF TR | INTL SMCP VLU | 025072802 |  | 2605627 | 47075 | SH |  | SOLE |  | 47075 | 0 | 0 |
| AMERICAN CENTY ETF TR | US EQT ETF | 025072885 |  | 2434495 | 35796 | SH |  | SOLE |  | 35796 | 0 | 0 |
| AMERICAN CENTY ETF TR | EMERGING MKT VAL | 025072372 |  | 3400053 | 82970 | SH |  | SOLE |  | 82970 | 0 | 0 |
| AMERICAN CENTY ETF TR | INTL EQT ETF | 025072703 |  | 3703988 | 69637 | SH |  | SOLE |  | 69637 | 0 | 0 |
| AMERICAN CENTY ETF TR | US SML CP VALU | 025072877 |  | 9745679 | 130799 | SH |  | SOLE |  | 130799 | 0 | 0 |
| AMERICAN CENTY ETF TR | US LARGE CAP VLU | 025072349 |  | 3169754 | 63154 | SH |  | SOLE |  | 63154 | 0 | 0 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 |  | 245974 | 1161 | SH |  | SOLE |  | 1161 | 0 | 0 |
| AMERIPRISE FINL INC | COM | 03076C106 |  | 220450 | 708 | SH |  | SOLE |  | 708 | 0 | 0 |
| AMGEN INC | COM | 031162100 |  | 221167 | 842 | SH |  | SOLE |  | 842 | 0 | 0 |
| ANSYS INC | COM | 03662Q105 |  | 226854 | 939 | SH |  | SOLE |  | 939 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 2420524 | 18629 | SH |  | SOLE |  | 18629 | 0 | 0 |
| AT INC | COM | 00206R102 |  | 236853 | 12865 | SH |  | SOLE |  | 12865 | 0 | 0 |
| BANK OZK LITTLE ROCK ARK | COM | 06417N103 |  | 520780 | 13000 | SH |  | SOLE |  | 13000 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 354308 | 1147 | SH |  | SOLE |  | 1147 | 0 | 0 |
| BLACKROCK INC | COM | 09247X101 |  | 226182 | 319 | SH |  | SOLE |  | 319 | 0 | 0 |
| BLACKSTONE SECD LENDING FD | COMMON STOCK | 09261X102 |  | 4484593 | 200653 | SH |  | SOLE |  | 200653 | 0 | 0 |
| BOEING CO | COM | 097023105 |  | 384599 | 2019 | SH |  | SOLE |  | 2019 | 0 | 0 |
| BOX INC | CL A | 10316T104 |  | 501006 | 16094 | SH |  | SOLE |  | 16094 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 228092 | 3170 | SH |  | SOLE |  | 3170 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 |  | 304915 | 545 | SH |  | SOLE |  | 545 | 0 | 0 |
| CANADIAN NAT RES LTD | COM | 136385101 |  | 208516 | 3755 | SH |  | SOLE |  | 3755 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 216961 | 4554 | SH |  | SOLE |  | 4554 | 0 | 0 |
| CLOVER HEALTH INVESTMENTS CO | COM CL A | 18914F103 |  | 19225 | 20683 | SH |  | SOLE |  | 20683 | 0 | 0 |
| COCA COLA CO | COM | 191216100 |  | 274336 | 4313 | SH |  | SOLE |  | 4313 | 0 | 0 |
| COINBASE GLOBAL INC | COM CL A | 19260Q107 |  | 352131 | 9950 | SH |  | SOLE |  | 9950 | 0 | 0 |
| CORTEVA INC | COM | 22052L104 |  | 308888 | 5255 | SH |  | SOLE |  | 5255 | 0 | 0 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 |  | 254276 | 2415 | SH |  | SOLE |  | 2415 | 0 | 0 |
| CROWN CASTLE INC | COM | 22822V101 |  | 286668 | 2113 | SH |  | SOLE |  | 2113 | 0 | 0 |
| DANAHER CORPORATION | COM | 235851102 |  | 250575 | 944 | SH |  | SOLE |  | 944 | 0 | 0 |
| DESKTOP METAL INC | COM CL A | 25058X105 |  | 78020 | 57368 | SH |  | SOLE |  | 57368 | 0 | 0 |
| DIMENSIONAL ETF TRUST | US SMALL CAP VAL | 25434V815 |  | 403107 | 16274 | SH |  | SOLE |  | 16274 | 0 | 0 |
| DIMENSIONAL ETF TRUST | INTERNATIONAL | 25434V690 |  | 2107587 | 75850 | SH |  | SOLE |  | 75850 | 0 | 0 |
| DIMENSIONAL ETF TRUST | EMERGING MKTS VA | 25434V740 |  | 746947 | 33036 | SH |  | SOLE |  | 33036 | 0 | 0 |
| DIMENSIONAL ETF TRUST | EMERGING MARKETS | 25434V682 |  | 1218650 | 43250 | SH |  | SOLE |  | 43250 | 0 | 0 |
| DIMENSIONAL ETF TRUST | US REAL ESTATE E | 25434V823 |  | 278955 | 13190 | SH |  | SOLE |  | 13190 | 0 | 0 |
| DIMENSIONAL ETF TRUST | US CORE EQT MKT | 25434V104 |  | 4315695 | 159721 | SH |  | SOLE |  | 159721 | 0 | 0 |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 25434V807 |  | 894512 | 29424 | SH |  | SOLE |  | 29424 | 0 | 0 |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 25434V401 |  | 2610801 | 62745 | SH |  | SOLE |  | 62745 | 0 | 0 |
| DIMENSIONAL ETF TRUST | EMERGING MKTS CO | 25434V732 |  | 474899 | 21144 | SH |  | SOLE |  | 21144 | 0 | 0 |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 |  | 420293 | 17310 | SH |  | SOLE |  | 17310 | 0 | 0 |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 25434V302 |  | 566317 | 25800 | SH |  | SOLE |  | 25800 | 0 | 0 |
| DIMENSIONAL ETF TRUST | INTL CORE EQUITY | 25434V799 |  | 365162 | 16338 | SH |  | SOLE |  | 16338 | 0 | 0 |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 25434V500 |  | 2038906 | 39862 | SH |  | SOLE |  | 39862 | 0 | 0 |
| DIMENSIONAL ETF TRUST | US SUSTAINABILTY | 25434V716 |  | 1838337 | 73743 | SH |  | SOLE |  | 73743 | 0 | 0 |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 25434V203 |  | 3748945 | 149717 | SH |  | SOLE |  | 149717 | 0 | 0 |
| ELASTIC N V | ORD SHS | N14506104 |  | 3177653 | 61702 | SH |  | SOLE |  | 61702 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 586828 | 5320 | SH |  | SOLE |  | 5320 | 0 | 0 |
| FORIAN INC | COM | 34630N106 |  | 33268 | 12186 | SH |  | SOLE |  | 12186 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 337680 | 1069 | SH |  | SOLE |  | 1069 | 0 | 0 |
| HONEYWELL INTL INC | COM | 438516106 |  | 272378 | 1271 | SH |  | SOLE |  | 1271 | 0 | 0 |
| INOVIO PHARMACEUTICALS INC | COM NEW | 45773H201 |  | 25999 | 16666 | SH |  | SOLE |  | 16666 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 626206 | 2351 | SH |  | SOLE |  | 2351 | 0 | 0 |
| ISHARES TR | ISHARES BIOTECH | 464287556 |  | 536263 | 4084 | SH |  | SOLE |  | 4084 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 255243 | 1463 | SH |  | SOLE |  | 1463 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 254436 | 1897 | SH |  | SOLE |  | 1897 | 0 | 0 |
| LENNAR CORP | CL A | 526057104 |  | 224712 | 2483 | SH |  | SOLE |  | 2483 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 219225 | 1976 | SH |  | SOLE |  | 1976 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 821078 | 6823 | SH |  | SOLE |  | 6823 | 0 | 0 |
| MICROCHIP TECHNOLOGY INC. | COM | 595017104 |  | 202531 | 2883 | SH |  | SOLE |  | 2883 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 978857 | 4081 | SH |  | SOLE |  | 4081 | 0 | 0 |
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 606822104 |  | 98396 | 14752 | SH |  | SOLE |  | 14752 | 0 | 0 |
| MONGODB INC | CL A | 60937P106 |  | 314944 | 1600 | SH |  | SOLE |  | 1600 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 |  | 220865 | 749 | SH |  | SOLE |  | 749 | 0 | 0 |
| NEXTDOOR HOLDINGS INC | COM CL A | 65345M108 |  | 127953 | 62113 | SH |  | SOLE |  | 62113 | 0 | 0 |
| NIO INC | SPON ADS | 62914V106 |  | 121514 | 12463 | SH |  | SOLE |  | 12463 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 490517 | 3356 | SH |  | SOLE |  | 3356 | 0 | 0 |
| OPEN LENDING CORP | COM CL A | 68373J104 |  | 1082396 | 160355 | SH |  | SOLE |  | 160355 | 0 | 0 |
| OPENDOOR TECHNOLOGIES INC | COM | 683712103 |  | 72188 | 62231 | SH |  | SOLE |  | 62231 | 0 | 0 |
| PAGERDUTY INC | COM | 69553P100 |  | 988750 | 37227 | SH |  | SOLE |  | 37227 | 0 | 0 |
| PARKER-HANNIFIN CORP | COM | 701094104 |  | 211266 | 726 | SH |  | SOLE |  | 726 | 0 | 0 |
| PHILLIPS 66 | COM | 718546104 |  | 268162 | 2576 | SH |  | SOLE |  | 2576 | 0 | 0 |
| PINDUODUO INC | SPONSORED ADS | 722304102 |  | 251663 | 3086 | SH |  | SOLE |  | 3086 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 211439 | 1395 | SH |  | SOLE |  | 1395 | 0 | 0 |
| QUALCOMM INC | COM | 747525103 |  | 285493 | 2597 | SH |  | SOLE |  | 2597 | 0 | 0 |
| ROBLOX CORP | CL A | 771049103 |  | 1722911 | 60538 | SH |  | SOLE |  | 60538 | 0 | 0 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 |  | 227958 | 5087 | SH |  | SOLE |  | 5087 | 0 | 0 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 665849 | 7612 | SH |  | SOLE |  | 7612 | 0 | 0 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 853321 | 6857 | SH |  | SOLE |  | 6857 | 0 | 0 |
| SHOPIFY INC | CL A | 82509L107 |  | 308920 | 8900 | SH |  | SOLE |  | 8900 | 0 | 0 |
| SNAP INC | CL A | 83304A106 |  | 123832 | 13836 | SH |  | SOLE |  | 13836 | 0 | 0 |
| SOFI TECHNOLOGIES INC | COM | 83406F102 |  | 83837 | 18186 | SH |  | SOLE |  | 18186 | 0 | 0 |
| SWVL HOLDINGS CORP | *W EXP 03/31/202 | G86302117 |  | 332 | 16666 | SH |  | SOLE |  | 16666 | 0 | 0 |
| SWVL HOLDINGS CORP | CLASS A COM | G86302109 |  | 6850 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| SYSCO CORP | COM | 871829107 |  | 293264 | 3836 | SH |  | SOLE |  | 3836 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 877189 | 7121 | SH |  | SOLE |  | 7121 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 250584 | 455 | SH |  | SOLE |  | 455 | 0 | 0 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 15515207 | 627384 | SH |  | SOLE |  | 627384 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 258449 | 487 | SH |  | SOLE |  | 487 | 0 | 0 |
| UPLAND SOFTWARE INC | COM | 91544A109 |  | 166685 | 23378 | SH |  | SOLE |  | 23378 | 0 | 0 |
| UPSTART HLDGS INC | COM | 91680M107 |  | 5177825 | 391666 | SH |  | SOLE |  | 391666 | 0 | 0 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 254070 | 3081 | SH |  | SOLE |  | 3081 | 0 | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 1051616 | 5500 | SH |  | SOLE |  | 5500 | 0 | 0 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 254353 | 1812 | SH |  | SOLE |  | 1812 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 214215 | 5495 | SH |  | SOLE |  | 5495 | 0 | 0 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 249569 | 5947 | SH |  | SOLE |  | 5947 | 0 | 0 |
| VICARIOUS SURGICAL INC | COM CL A | 92561V109 |  | 67137 | 33236 | SH |  | SOLE |  | 33236 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 922041 | 4438 | SH |  | SOLE |  | 4438 | 0 | 0 |
| WESTROCK COFFEE CO | COM | 96145W103 |  | 160320 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| XYLEM INC | COM | 98419M100 |  | 200021 | 1809 | SH |  | SOLE |  | 1809 | 0 | 0 |

---