# EDGAR Filing Document

**Accession Number:** 0000919160
**File Stem:** 0001398344-26-003887
**Filing Date:** 2026-2
**Character Count:** 12315
**Document Hash:** bac47dba3953768b4c58dd1851f3743e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-26-003887.hdr.sgml**: 20260226

**ACCESSION NUMBER**: 0001398344-26-003887

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260226

**DATE AS OF CHANGE**: 20260226

**PERIOD START**: 20251231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GUINNESS ATKINSON FUNDS
- **CENTRAL INDEX KEY:** 0000919160

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-08360
- **FILM NUMBER:** 26690269

**BUSINESS ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101
- **BUSINESS PHONE:** 626-914-1041

**MAIL ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INVESTEC FUNDS
- **DATE OF NAME CHANGE:** 20000927

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS
- **DATE OF NAME CHANGE:** 19970506

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS INC
- **DATE OF NAME CHANGE:** 19940217

## Series and Classes Contracts Data

### Guinness Atkinson International Dividend Builder ETF (Series ID: S000097909)

| Class ID   | Class Name                                           | Ticker Symbol   |
|:---|:---|:---|
| C000267420 | Guinness Atkinson International Dividend Builder ETF | GAID            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GUINNESS ATKINSON FUNDS

- **b. Investment Company Act file number:** 811-08360

- **c. CIK number of Registrant:** 0000919160

- **d. LEI of Registrant:** 54930097560RK2KMX577

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 251 South Lake Ave

  - **City:** Pasadena

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 91101

  - **Telephone number:** 626-914-1041

**Item A.2. Information about the Series.**

- **a. Name of Series:** Guinness Atkinson International Dividend Builder ETF

- **b. EDGAR series identifier (if any):** S000097909

- **c. LEI of Series:** 984500FDA1AB4DA8FE36

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-12-31

- **b. Date as of which information is reported:** 2025-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $378148.07

**Total Liabilities:** $46.65

**Net Assets:** $378101.42

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000267420 | 0.00%                | 0.00%                | 0.00%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $2241.08                                   |
| Month 2  | $0.00                    | $0.00                                      |
| Month 3  | $0.00                    | $0.00                                      |

### Schedule of Portfolio Investments

| Name                           | Title        | Identifiers                  | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| ADMIRAL GROUP PLC /GBP/        | COMMON STOCK | CUSIP: G0110T106<br>LEI: N/A | Long             | EC               | CORP              | GB        |       296 | NS      | $12672.02     | 3.35%             |  |  |  | No            |                  1 | On Loan: No      |
| ALIMENTATION COUCHE-TARD /CAD/ | COMMON STOCK | CUSIP: 01626P148<br>LEI: N/A | Long             | EC               | CORP              | CA        |       236 | NS      | $12888.83     | 3.41%             |  |  |  | No            |                  1 | On Loan: No      |
| ASSA ABLOY AB-B /SEK/          | COMMON STOCK | CUSIP: W0817X204<br>LEI: N/A | Long             | EC               | CORP              | SE        |       331 | NS      | $12903.48     | 3.41%             |  |  |  | No            |                  1 | On Loan: No      |
| ATLAS COPCO AB-A SHS /SEK/     | COMMON STOCK | CUSIP: W1R924252<br>LEI: N/A | Long             | EC               | CORP              | SE        |       720 | NS      | $12986.04     | 3.43%             |  |  |  | No            |                  1 | On Loan: No      |
| BAYCURRENT INC /JPY/           | COMMON STOCK | CUSIP: J0433F103<br>LEI: N/A | Long             | EC               | CORP              | JP        |       300 | NS      | $12448.93     | 3.29%             |  |  |  | No            |                  1 | On Loan: No      |
| BOC HONG KONG HOLDINGS L /HKD/ | COMMON STOCK | CUSIP: Y0920U103<br>LEI: N/A | Long             | EC               | CORP              | HK        |      2500 | NS      | $12662.70     | 3.35%             |  |  |  | No            |                  1 | On Loan: No      |
| CAPGEMINI SE /EUR/             | COMMON STOCK | CUSIP: F4973Q101<br>LEI: N/A | Long             | EC               | CORP              | FR        |        71 | NS      | $11869.23     | 3.14%             |  |  |  | No            |                  1 | On Loan: No      |
| CSL LTD /AUD/                  | COMMON STOCK | CUSIP: Q3018U109<br>LEI: N/A | Long             | EC               | CORP              | AU        |       108 | NS      | $12443.54     | 3.29%             |  |  |  | No            |                  1 | On Loan: No      |
| DAIKIN INDUSTRIES LTD /JPY/    | COMMON STOCK | CUSIP: J10038115<br>LEI: N/A | Long             | EC               | CORP              | JP        |       100 | NS      | $12819.20     | 3.39%             |  |  |  | No            |                  1 | On Loan: No      |
| DANONE /EUR/                   | COMMON STOCK | CUSIP: F12033134<br>LEI: N/A | Long             | EC               | CORP              | FR        |       135 | NS      | $12181.30     | 3.22%             |  |  |  | No            |                  1 | On Loan: No      |
| DBS GROUP HOLDINGS LTD /SGD/   | COMMON STOCK | CUSIP: Y20246107<br>LEI: N/A | Long             | EC               | CORP              | SG        |       300 | NS      | $13153.88     | 3.48%             |  |  |  | No            |                  1 | On Loan: No      |
| EURONEXT NV /EUR/              | COMMON STOCK | CUSIP: N3113K397<br>LEI: N/A | Long             | EC               | CORP              | NL        |        85 | NS      | $12786.18     | 3.38%             |  |  |  | Yes           |                  1 | On Loan: No      |
| FINECOBANK SPA /EUR/           | COMMON STOCK | CUSIP: T4R999104<br>LEI: N/A | Long             | EC               | CORP              | IT        |       494 | NS      | $12888.18     | 3.41%             |  |  |  | No            |                  1 | On Loan: No      |
| HAIER SMART HOME CO LTD- /HKD/ | COMMON STOCK | CUSIP: Y298BN100<br>LEI: N/A | Long             | EC               | CORP              | CN        |      3600 | NS      | $11231.06     | 2.97%             |  |  |  | No            |                  1 | On Loan: No      |
| HONG KONG EXCHANGES & CL /HKD/ | COMMON STOCK | CUSIP: Y3506N139<br>LEI: N/A | Long             | EC               | CORP              | HK        |       250 | NS      | $13093.14     | 3.46%             |  |  |  | No            |                  1 | On Loan: No      |
| INDUSTRIA DE DISENO TEXT /EUR/ | COMMON STOCK | CUSIP: E6282J125<br>LEI: N/A | Long             | EC               | CORP              | ES        |       190 | NS      | $12580.05     | 3.33%             |  |  |  | No            |                  1 | On Loan: No      |
| INTERTEK GROUP PLC /GBP/       | COMMON STOCK | CUSIP: G4911B108<br>LEI: N/A | Long             | EC               | CORP              | GB        |       203 | NS      | $12658.30     | 3.35%             |  |  |  | No            |                  1 | On Loan: No      |
| JB HI-FI LTD /AUD/             | COMMON STOCK | CUSIP: Q5029L101<br>LEI: N/A | Long             | EC               | CORP              | AU        |       203 | NS      | $13035.12     | 3.45%             |  |  |  | No            |                  1 | On Loan: No      |
| L'OREAL /EUR/                  | COMMON STOCK | CUSIP: F58149133<br>LEI: N/A | Long             | EC               | CORP              | FR        |        28 | NS      | $12063.19     | 3.19%             |  |  |  | No            |                  1 | On Loan: No      |
| METSO OYJ /EUR/                | COMMON STOCK | CUSIP: X5404W104<br>LEI: N/A | Long             | EC               | CORP              | FI        |       740 | NS      | $13027.33     | 3.45%             |  |  |  | No            |                  1 | On Loan: No      |
| MONOTARO CO LTD /JPY/          | COMMON STOCK | CUSIP: J46583100<br>LEI: N/A | Long             | EC               | CORP              | JP        |       800 | NS      | $12770.68     | 3.38%             |  |  |  | No            |                  1 | On Loan: No      |
| NEXT PLC /GBP/                 | COMMON STOCK | CUSIP: G6500M106<br>LEI: N/A | Long             | EC               | CORP              | GB        |        69 | NS      | $12723.57     | 3.37%             |  |  |  | No            |                  1 | On Loan: No      |
| NOVO NORDISK A/S-B /DKK/       | COMMON STOCK | CUSIP: K72807140<br>LEI: N/A | Long             | EC               | CORP              | DK        |       258 | NS      | $13203.13     | 3.49%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLICIS GROUPE /EUR/          | COMMON STOCK | CUSIP: F7607Z165<br>LEI: N/A | Long             | EC               | CORP              | FR        |       118 | NS      | $12289.25     | 3.25%             |  |  |  | No            |                  1 | On Loan: No      |
| RECKITT BENCKISER GROUP  /GBP/ | COMMON STOCK | CUSIP: G74079107<br>LEI: N/A | Long             | EC               | CORP              | GB        |       155 | NS      | $12540.11     | 3.32%             |  |  |  | No            |                  1 | On Loan: No      |
| ROCHE HOLDING AG-GENUSSC /CHF/ | COMMON STOCK | CUSIP: H69293217<br>LEI: N/A | Long             | EC               | CORP              | CH        |        31 | NS      | $12844.59     | 3.40%             |  |  |  | No            |                  1 | On Loan: No      |
| SCHNEIDER ELEC SA /EUR/        | COMMON STOCK | CUSIP: F86921107<br>LEI: N/A | Long             | EC               | CORP              | FR        |        46 | NS      | $12698.51     | 3.36%             |  |  |  | No            |                  1 | On Loan: No      |
| TECHTRONIC INDUSTRIES CO /HKD/ | COMMON STOCK | CUSIP: Y8563B159<br>LEI: N/A | Long             | EC               | CORP              | HK        |      1000 | NS      | $11551.26     | 3.06%             |  |  |  | No            |                  1 | On Loan: No      |
| UNILEVER PLC /GBP/             | COMMON STOCK | CUSIP: G92087348<br>LEI: N/A | Long             | EC               | CORP              | GB        |       189 | NS      | $12380.19     | 3.27%             |  |  |  | No            |                  1 | On Loan: No      |
| USS CO LTD /JPY/               | COMMON STOCK | CUSIP: J9446Z105<br>LEI: N/A | Long             | EC               | CORP              | JP        |      1100 | NS      | $12057.58     | 3.19%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-02-26

**Name of Applicant:** GUINNESS ATKINSON FUNDS

**Signature:** /s/ Lyna Phan

**Name of Signer:** Lyna Phan

**Title:** Assistant Treasurer