# EDGAR Filing Document

**Accession Number:** 0000319201
**File Stem:** 0000319201-26-000020
**Filing Date:** 2026-5
**Character Count:** 52433
**Document Hash:** 195eeb33c1a86fe66069eebccc9fe0c9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000319201-26-000020.hdr.sgml**: 20260526

**ACCESSION NUMBER**: 0000319201-26-000020

**CONFORMED SUBMISSION TYPE**: SD

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20260526

**DATE AS OF CHANGE**: 20260526

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** KLA CORP
- **CENTRAL INDEX KEY:** 0000319201
- **STANDARD INDUSTRIAL CLASSIFICATION:** OPTICAL INSTRUMENTS & LENSES [3827]
- **ORGANIZATION NAME:** 08 Industrial Applications and Services
- **EIN:** 042564110
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** SD
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-09992
- **FILM NUMBER:** 261020876

**BUSINESS ADDRESS:**
- **STREET 1:** ONE TECHNOLOGY DRIVE
- **CITY:** MILPITAS
- **STATE:** CA
- **ZIP:** 95035
- **BUSINESS PHONE:** 4088753000

**MAIL ADDRESS:**
- **STREET 1:** ONE TECHNOLOGY DRIVE
- **CITY:** MILPITAS
- **STATE:** CA
- **ZIP:** 95035

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** KLA TENCOR CORP
- **DATE OF NAME CHANGE:** 19970505

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** KLA INSTRUMENTS CORP
- **DATE OF NAME CHANGE:** 19920703

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

---

| | | | |
|:---|:---|:---|:---|
| | **FORM SD** | **FORM SD** | |
| | **Specialized Disclosure Report** | **Specialized Disclosure Report** | |
| **KLA CORPORATION** | **KLA CORPORATION** | **KLA CORPORATION** | **KLA CORPORATION** |
| (Exact name of registrant as specified in its charter) | (Exact name of registrant as specified in its charter) | (Exact name of registrant as specified in its charter) | (Exact name of registrant as specified in its charter) |
| **Delaware** |  | **000-09992** | **04-2564110** |
| **(State or other jurisdiction of incorporation)** |  | **(Commission File Number)** | **(I.R.S. Employer Identification No.)** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**One Technology Drive,** | **Milpitas,** | **California** | **95035** |
| **(Address of principal executive offices)** | **(Address of principal executive offices)** | **(Address of principal executive offices)** | **(Zip Code)** |
| **Scott Bostic (408) 875-8050** | **Scott Bostic (408) 875-8050** | **Scott Bostic (408) 875-8050** | **Scott Bostic (408) 875-8050** |
| (Name and telephone number, including area code, of the person to contact in connection with this report) | (Name and telephone number, including area code, of the person to contact in connection with this report) | (Name and telephone number, including area code, of the person to contact in connection with this report) | (Name and telephone number, including area code, of the person to contact in connection with this report) |

---

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

⌧ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2025. <br>  

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**Section 1 - Conflict Minerals Disclosure** 

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| | |
|:---|:---|
| **Item 1.01** | **Conflict Minerals Disclosure and Report** |

---

A copy of the Conflict Minerals Report of KLA Corporation (the "Company") for the reporting period from January 1, 2025 to December 31, 2025 is filed as Exhibit 1.01 to this Specialized Disclosure Report on Form SD and is publicly available at *https://ir.kla.com/sec-filings/all-sec-filings*.

The content of any website referred to in this Form SD is included for general information only and is not incorporated by reference into this Form SD or the attached Conflict Minerals Report.

---

| | |
|:---|:---|
| **Item 1.02** | **Exhibit** |

---

In accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and this Form SD, the Company has filed a Conflict Minerals Report, which is attached as Exhibit 1.01 to this Form SD.

The information in Items 1.01 and 1.02 of this Specialized Disclosure Report on Form SD and the exhibit attached hereto shall not be deemed incorporated by reference in any filing by the Company under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filing.

**Section 3 - Exhibits** 

**Item 3.01 Exhibits** 

The following exhibit is filed herewith:

---

| | |
|:---|:---|
| **Exhibit No.** | **Description** |
| <u>[1.01](ex101cy25.htm)</u> | <u>[KLA Corporation Conflict Minerals Report for the reporting period from January 1, 202](ex101cy25.htm)[5](ex101cy25.htm)[to December 31, 202](ex101cy25.htm)[5](ex101cy25.htm)</u> |

---

**SIGNATURES** 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

---

| | | |
|:---|:---|:---|
| | **KLA CORPORATION** | **KLA CORPORATION** |
| Date: May 26, 2026 | By: | /s/ Virendra A. Kirloskar |
|  | Name: | Virendra A. Kirloskar |
|  | Title: | Senior Vice President and<br>Chief Accounting Officer |

---

## Exhibit 1.01

**Exhibit 1.01**

**KLA Corporation**

**Conflict Minerals Report for the**

**Reporting Period from January 1, 2025 to December 31, 2025**

**Introduction**

This Conflict Minerals Report for KLA Corporation ("KLA", "Company", "we," or "our") for the reporting period from January 1, 2025 to December 31, 2025 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the "Rule"). The Rule was adopted by the Securities and Exchange Commission (the "SEC") to implement reporting and disclosure requirements related to conflict minerals (as that term is defined below) as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act. The Rule imposes certain reporting obligations on each U.S. publicly traded company whose manufactured products contain columbite-tantalite, cassiterite, wolframite (or their derivatives tantalum, tin and tungsten, respectively), or gold (collectively referred to as "conflict minerals," regardless of their geographic origin and whether or not they fund armed conflict in the Democratic Republic of Congo or adjoining countries (collectively, the "Covered Countries")) that are necessary to the functionality or production of the company's products. In summary, the Rule requires each of these U.S. publicly traded companies to conduct a reasonable inquiry with respect to the sourcing of the conflict minerals that such company uses in its products and file a description of the inquiry performed and the results of such inquiry. If a company determines or has reason to believe that these conflict minerals may have originated or did originate from the Covered Countries, and were not or may not be derived from scrap or recycled sources, the Rule requires such company to exercise due diligence on the source and chain of custody of the conflict minerals, including making an effort to determine whether trade in these minerals directly or indirectly finances or benefits armed groups in the Covered Countries, and to provide a Conflict Minerals Report as an exhibit to its Form SD.

KLA is committed to complying with the Rule. KLA does not have a direct relationship with conflict minerals smelters or refiners. Accordingly, with respect to the classification and certification of smelters and refiners, we have relied upon the activities, conclusions and reporting from the Responsible Business Alliance Responsible Minerals Initiative ("RMI") and Responsible Minerals Assurance Process ("RMAP").

**Company Business and Products for 2025**

KLA is engaged primarily in the design, manufacture and marketing of process control and process-enabling solutions for the semiconductor and related nanoelectronics industries. We provide advanced process control and yield management solutions for manufacturing wafers and reticles, integrated circuits, packaging, light emitting diodes (LED), power devices, compound semiconductor devices, microelectromechanical systems, data storage products, printed circuit board (PCB) and general materials research. In addition, KLA's SPTS division designs, manufactures, sells, and supports etch, physical vapor deposition (PVD), chemical vapor deposition (CVD) and molecular vapor deposition (MVD) capital equipment, providing advanced wafer processing technologies and solutions for the semiconductor and microelectronics industry. (See KLA Products in Appendix B)

Metals included in the definition of "conflict minerals" are generally used throughout electronic components for purposes necessary to their functionality. Therefore, we believe that KLA products contain conflict minerals that are necessary to the products' functionality.

**Reasonable Country of Origin Inquiry**

We conducted a reasonable country of origin inquiry on the conflict minerals that are necessary to the functionality or production of our products that we manufactured, or contracted to manufacture, during the reporting period.

We have worked with certain third-party service providers to contact the suppliers of components that potentially contain conflict minerals. We made reasonable efforts to determine the country of origin of the necessary conflict minerals used in the components these suppliers supplied to us for use in the products that we manufactured, or contracted to manufacture, during the reporting period. We have required these suppliers to provide conflict minerals use and sourcing information in the form of the RMI Conflict Minerals Reporting Template (the "Template"). Some suppliers provided responses with information for their company as a whole rather than the specific components that we purchase from them (referred to as the "declaration scope" within the Template). In those instances, the exact mapping of a supplier's sourcing statements to our specific components was less certain. For example, if a supplier that manufactured many different components had produced only one component that contained necessary conflict minerals that were not found to be conflict-free, this would tend to also be the supplier's conclusion at their company level, even if the vast majority of their other products were otherwise conflict-free.

------

Pursuant to the Rule, we undertook due diligence on the source and chain of custody of the necessary conflict minerals in our products that we had reason to believe, based on our suppliers' responses, may have originated from the Covered Countries and may not have come from scrap or recycled sources.

**Design of Conflict Minerals Program**

We designed our conflict minerals program to be in conformance with the Organization for Economic Co-operation and Development ("OECD") Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas Third Edition and related Supplements on Tin, Tantalum and Tungsten and on Gold (collectively, the "OECD Guidance"). Summarized below are the design components of our conflict minerals program as they relate to the five-step framework set forth in the OECD Guidance.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1.Establish strong company management systems:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a.Publicly communicate our conflict minerals sourcing policy on our corporate website. Please see Section D of our Product Regulatory Compliance Guidelines under Supply Chain Product Compliance at https://www.kla.com/company/supplier. The content of any website referred to in this Conflict Minerals Report is included for general information only and is not incorporated by reference in this Conflict Minerals Report or in KLA's Specialized Disclosure Report on Form SD.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b.Operate an internal management conflict minerals team led by our Strategic Supplier Management organization and supported by a cross-departmental team consisting of representatives of a number of internal groups, including Corporate Product Regulatory Compliance, Finance, Legal, Information Technology and Global Operations, as well as third-party service providers.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;c.Hold regular meetings of our internal conflict minerals team and provide summaries of the status of the conflict minerals program to the Chief Financial Officer, Chief Accounting Officer, Chief Legal Officer, Senior Vice President of Global Operations and Senior Manager Supply Chain Sustainability ("Senior Management").

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;e.Incorporate supply chain regulatory compliance requirements into our standard template for supplier contracts so that suppliers comply with our policy on conflict minerals.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;f.Retain records in accordance with our internal record retention policy.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;g.Establish a hotline and website for use by employees, as well as third parties such as suppliers and customers, to report actual or suspected wrongdoing or other grievances and answer questions about business conduct, including reports or questions regarding our use of conflict minerals. The hotline and website are both operated by an independent third party, which provides tools to enable individuals to submit reports in a number of different languages and, where permitted by law, on an anonymous basis.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2.Identify and assess risks in our supply chain:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a.Identify the suppliers that provide components that potentially incorporate conflict minerals that are necessary to the functionality or production of our products that we manufactured, or contracted to manufacture.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b.Contact the suppliers of components that potentially contain conflict minerals and use the Template to capture the suppliers' responses.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;c.Use reasonable efforts to determine the country of origin of the necessary conflict minerals used in the components our suppliers provided to us that are incorporated into the products that we manufactured, or contracted to manufacture, during the reporting period.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;d.Contact the suppliers that did not respond to the Template request and request their responses.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;e.Conduct due diligence on the source and chain of custody of the necessary conflict minerals in our products that we had reason to believe may have originated from the Covered Countries and may not have come from scrap or recycled sources. Compare responses provided against the list of smelters and refiners that have received a "conformant" designation from the RMAP. Document the country of origin information for the smelters and refiners identified by the supply chain responses using RMI data.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.Design and implement a strategy to respond to identified risks:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a.Verify smelters and refiners identified in response to the Template against the RMI list provided as part of our membership in the RMI.

------

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b.Report our findings to our internal management conflict minerals team, outlining the information gathered and the actual and potential identified risks and any required action plans. The action plans will vary depending on the results of our due diligence efforts and the risks identified in any particular year.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;c.Implement required action plans and report results to Senior Management.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.Independent third-party audits of smelters and refiners sourcing:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a.Participate in the RMI and rely upon the results reported by RMI regarding audits of smelters and refiners.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b.Provide to RMI the smelters and refiners identified by our suppliers that are not on the RMI list.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.Report on supply chain due diligence:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a.Report to the SEC annually our supply chain due diligence on a Form SD and conflict minerals report.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b.Publicly communicate our Form SD and conflict minerals report on our website at https://ir.kla.com/sec-filings/all-sec-filings.

**Due Diligence Performed**

Our due diligence process consists of the systematic review and analysis of the responses that were provided to us by our suppliers, as well as communication and follow-up with our suppliers based on the results of our review, in an effort to identify the source and chain of custody of the conflict minerals necessary to our products. We initially screened supplier survey responses for completeness, accuracy and internal consistency. Where suppliers provided information that was incomplete or appeared incorrect, we sought additional data from such suppliers to clarify or correct the originally provided information. We compared the information provided by the suppliers' responses to the Template against our applicable internal component descriptions to confirm consistency between the various data sources regarding the presence of conflict minerals. In the case of conflict minerals that may have originated in the Covered Countries, we reviewed the data contained in the applicable responses to the Template against RMI data to make a determination about the country of origin of the conflict minerals or about the related smelters and refiners. We used the RMI information to identify legitimate smelters and refiners and smelters and refiners that were either conformant to, or active in, or in communication with the RMAP.

We reported our findings to our internal management conflict minerals team in management review meetings outlining the information gathered and the actual and potential identified risks and any required action plans and actions taken against those plans.

**Facilities Used to Process Necessary Conflict Minerals**

Appendix A is a list of the entities that were identified by our suppliers as the smelters or refiners that process the necessary conflict minerals in the suppliers' products that either (a) are conformant with the RMI RMAP assessment (Section 1 of Appendix A) or (b) have been verified by RMI as smelters or refiners that are active in or are in communication with or require outreach to participate in the RMAP process assessment (Section 2 of Appendix A).

Since some of the declarations we received from our suppliers were at a company level (and not a component-specific level), we do not know with certainty that each smelter listed on Appendix A actually processed conflict minerals that were used in components we purchased. We also received responses from suppliers listing smelters or refiners that have not yet been verified as smelters or refiners by RMI. Additionally, we received responses that indicated that some conflict minerals were obtained from scrap or recycled sources.

**Country of Origin of the Necessary Conflict Minerals**

As of March 31, 2026, we have compared the facilities used to process the necessary conflict minerals as identified by our suppliers against the country of origin information provided by the RMI for RMAP-conformant smelters and refiners and determined we have reason to believe that some of our necessary conflict minerals may have originated in the Covered Countries. The countries of origin of the necessary conflict minerals that may be in our products and are listed in the RMI for RMAP-conformant smelters and refiners may include Albania, Andorra, Angola, Argentina, Armenia, Australia, Austria, Azerbaijan, Belarus, Belgium, Benin, Bermuda, Bolivia (Plurinational State of), Botswana, Brazil, Bulgaria, Burkina Faso, Burundi, Cambodia, Canada, Central African Republic, Chile, China, Colombia, Congo, Cyprus, Democratic Republic of Congo, Djibouti, Dominica, Dominican Republic, Ecuador, Egypt, El Salvador, Eritrea, Estonia, Ethiopia, Fiji, Finland, France, Georgia, Germany, Ghana, Guatemala, Guinea, Guyana, Honduras, Hong Kong, Hungary, India, Indonesia, Ireland, Israel, Italy, Japan, Jersey, Kazakhstan, Kenya, Korea, Kyrgyzstan, Liberia, Liechtenstein, Lithuania, Luxembourg, Madagascar, Malaysia, Mali, Mauritania, Mexico, Mongolia, Morocco, Mozambique, Myanmar, Namibia, Netherlands, New Zealand, Nicaragua, Niger, Nigeria, Norway, Oman, Panama, Papua New Guinea, Peru, Philippines, Poland, Portugal, Russian Federation, Rwanda, Saudi Arabia, Senegal, Serbia, Sierra Leone, Singapore, Slovakia, Solomon Islands, South Africa, South

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Sudan, Spain, Sudan, Suriname, Sweden, Switzerland, Taiwan, Tajikistan, Tanzania, Thailand, Turkey, Uganda, United Arab Emirates, United Kingdom, United States, Uruguay, Uzbekistan, Vietnam, Zambia, and Zimbabwe.

**Risk Mitigation/Improvements**

The activities described above were intended to examine and mitigate the risk that our necessary conflict minerals benefited armed groups in the Covered Countries.

We made improvements over the previous reporting period by (a) continuing our membership in the RMI to obtain updated details regarding mines utilized by smelters conformant or not conformant with the RMAP; (b) identifying a greater percentage of smelters and refiners over that obtained in previous reporting periods; and (c) provided additional training and resources to our suppliers via web-based access through a third-party; and (d) improving the identification of high risk smelters of concern, assessing the supplier relationship and encouraging the supplier to take appropriate actions to find alternate acceptable sources of supply.

Through our due diligence we have identified smelters of concern that were reported by certain suppliers. These smelters were identified by our process as high risk smelters of concern due to not being listed as conformant by RMI and other factors such as their proximity to the Covered Countries, lack of a conflict minerals process and/or their alleged ties to human rights issues. In these cases, we have asked our suppliers to request that these smelters pursue certification with RMI or be removed from our supply chain. We do not source directly from these smelters of concern and because the conflict minerals information from many of these suppliers is presented as company-level responses (and not a component-specific level), it is uncertain that conflict minerals from these smelters are in our supply chain. Should these smelters decline to participate in an audit and our supplier refuses to remove these smelters from our supply chain, we will evaluate our relationship with that supplier and may explore alternatives. We are also a signatory to a letter that our third-party service provider initiates to all smelters identified as non-conformant as per the RMAP audit status, which encourages their participation in the program. In this communication, the smelters are provided explicit details about various RMI funding channels to help offset the costs of undergoing the audit and receiving certification.

We intend to take the following steps to further enhance our due diligence in future years: (a) improve our review of non-verified smelters and refiners; (b) work with suppliers to improve the accuracy and completeness of their responses; (c) continue our inclusion of new suppliers identified from new acquisitions; and (d) drive the sourcing of conflict free components in our design and engineering programs.

**Forward-Looking Statements:** 

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**Appendix A**

Section 1. Smelters or refiners that are conformant with the RMI RMAP assessment as of March 31, 2026.

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| | | | |
|:---|:---|:---|:---|
| **<u>Metal</u>** | **<u>Smelter Name</u>** | **<u>Smelter ID</u>** | **<u>Smelter Country</u>** |
| Gold | Abington Reldan Metals, LLC | CID002708 | United States Of America |
| Gold | Advanced Chemical Company | CID000015 | United States Of America |
| Gold | Agosi AG | CID000035 | Germany |
| Gold | Aida Chemical Industries Co., Ltd. | CID000019 | Japan |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | CID000041 | Uzbekistan |
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | CID000058 | Brazil |
| Gold | Argor-Heraeus S.A. | CID000077 | Switzerland |
| Gold | Asahi Pretec Corp. | CID000082 | Japan |
| Gold | Asahi Refining Canada Ltd. | CID000924 | Canada |
| Gold | Asahi Refining USA Inc. | CID000920 | United States Of America |
| Gold | Asaka Riken Co., Ltd. | CID000090 | Japan |
| Gold | Aurubis AG | CID000113 | Germany |
| Gold | Bangalore Refinery | CID002863 | India |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | CID000128 | Philippines |
| Gold | Boliden Harjavalta Oy | CID005589 | Finland |
| Gold | Boliden Ronnskar | CID000157 | Sweden |
| Gold | C. Hafner GmbH + Co. KG | CID000176 | Germany |
| Gold | CCR Refinery - Glencore Canada Corporation | CID000185 | Canada |
| Gold | Chimet S.p.A. | CID000233 | Italy |
| Gold | Chugai Mining | CID000264 | Japan |
| Gold | Coimpa Industrial LTDA | CID004010 | Brazil |
| Gold | Dowa | CID000401 | Japan |
| Gold | DSC (Do Sung Corporation) | CID000359 | Korea, Republic Of |
| Gold | Eco-System Recycling Co., Ltd. East Plant | CID000425 | Japan |
| Gold | Eco-System Recycling Co., Ltd. North Plant | CID003424 | Japan |
| Gold | Eco-System Recycling Co., Ltd. West Plant | CID003425 | Japan |
| Gold | Elite Industech Co., Ltd. | CID004755 | Taiwan, Province Of China |
| Gold | GG Refinery Ltd. | CID004506 | Tanzania, United Republic Of |
| Gold | Glencore Nikkelverk AS | CID005614 | Norway |
| Gold | Gold by Gold Colombia | CID003641 | Colombia |
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | CID002243 | China |
| Gold | Heimerle + Meule GmbH | CID000694 | Germany |
| Gold | Heraeus Germany GmbH Co. KG | CID000711 | Germany |
| Gold | Heraeus Metals Hong Kong Ltd. | CID000707 | China |
| Gold | Impala Platinum - Platinum Metals Refinery (PMR) | CID004714 | South Africa |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CID000801 | China |
| Gold | Ishifuku Metal Industry Co., Ltd. | CID000807 | Japan |
| Gold | Istanbul Gold Refinery | CID000814 | Turkey |
| Gold | Italpreziosi | CID002765 | Italy |
| Gold | Japan Mint | CID000823 | Japan |
| Gold | Jiangxi Copper Co., Ltd. | CID000855 | China |

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| | | | |
|:---|:---|:---|:---|
| **<u>Metal</u>** | **<u>Smelter Name</u>** | **<u>Smelter ID</u>** | **<u>Smelter Country</u>** |
| Gold | JX Nippon Mining & Metals Co., Ltd. | CID000937 | Japan |
| Gold | Kazzinc | CID000957 | Kazakhstan |
| Gold | Kennecott Utah Copper LLC | CID000969 | United States Of America |
| Gold | KGHM Polska Miedz Spolka Akcyjna | CID002511 | Poland |
| Gold | Kojima Chemicals Co., Ltd. | CID000981 | Japan |
| Gold | Korea Zinc Co., Ltd. | CID002605 | Korea, Republic Of |
| Gold | LS MnM Inc. | CID001078 | Korea, Republic Of |
| Gold | LT Metal Ltd. | CID000689 | Korea, Republic Of |
| Gold | Materion | CID001113 | United States Of America |
| Gold | Matsuda Sangyo Co., Ltd. | CID001119 | Japan |
| Gold | Metal Concentrators SA (Pty) Ltd. | CID003575 | South Africa |
| Gold | Metalor Technologies (Hong Kong) Ltd. | CID001149 | China |
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | CID001152 | Singapore |
| Gold | Metalor Technologies (Suzhou) Ltd. | CID001147 | China |
| Gold | Metalor Technologies S.A. | CID001153 | Switzerland |
| Gold | Metalor USA Refining Corporation | CID001157 | United States Of America |
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | CID001161 | Mexico |
| Gold | Mitsubishi Materials Corporation | CID001188 | Japan |
| Gold | Mitsui Mining and Smelting Co., Ltd. | CID001193 | Japan |
| Gold | MKS PAMP SA | CID001352 | Switzerland |
| Gold | MMTC-PAMP India Pvt., Ltd. | CID002509 | India |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | CID001220 | Turkey |
| Gold | Navoi Mining and Metallurgical Combinat | CID001236 | Uzbekistan |
| Gold | NH Recytech Company | CID003189 | Korea, Republic Of |
| Gold | Nihon Material Co., Ltd. | CID001259 | Japan |
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | CID002779 | Austria |
| Gold | Ohura Precious Metal Industry Co., Ltd. | CID001325 | Japan |
| Gold | Planta Recuperadora de Metales SpA | CID002919 | Chile |
| Gold | PT Aneka Tambang (Persero) Tbk | CID001397 | Indonesia |
| Gold | PX Precinox S.A. | CID001498 | Switzerland |
| Gold | Rand Refinery (Pty) Ltd. | CID001512 | South Africa |
| Gold | REMONDIS PMR B.V. | CID002582 | Netherlands |
| Gold | Royal Canadian Mint | CID001534 | Canada |
| Gold | SAFINA A.S. | CID002290 | Czechia |
| Gold | SEMPSA Joyeria Plateria S.A. | CID001585 | Spain |
| Gold | Shandong Gold Smelting Co., Ltd. | CID001916 | China |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CID001622 | China |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | CID001736 | China |
| Gold | Solar Applied Materials Technology Corp. | CID001761 | Taiwan, Province Of China |
| Gold | Sumitomo Metal Mining Co., Ltd. | CID001798 | Japan |
| Gold | SungEel HiMetal Co., Ltd. | CID002918 | Korea, Republic Of |
| Gold | T.C.A S.p.A | CID002580 | Italy |
| Gold | Tanaka Kikinzoku Kogyo K.K. | CID001875 | Japan |
| Gold | Tokuriki Honten Co., Ltd. | CID001938 | Japan |
| Gold | TOO Tau-Ken-Altyn | CID002615 | Kazakhstan |

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| | | | |
|:---|:---|:---|:---|
| **<u>Metal</u>** | **<u>Smelter Name</u>** | **<u>Smelter ID</u>** | **<u>Smelter Country</u>** |
| Gold | Umicore S.A. Business Unit Precious Metals Refining | CID001980 | Belgium |
| Gold | United Precious Metal Refining, Inc. | CID001993 | United States Of America |
| Gold | Valcambi S.A. | CID002003 | Switzerland |
| Gold | Western Australian Mint (T/a The Perth Mint) | CID002030 | Australia |
| Gold | WIELAND Edelmetalle GmbH | CID002778 | Germany |
| Gold | Yamakin Co., Ltd. | CID002100 | Japan |
| Gold | Yokohama Metal Co., Ltd. | CID002129 | Japan |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CID002224 | China |
| Gold | Zimbabwe Platinum Mines Private Limited | CID005326 | Zimbabwe |
| Tantalum | AMG Brasil | CID001076 | Brazil |
| Tantalum | D Block Metals, LLC | CID002504 | United States Of America |
| Tantalum | F&X Electro-Materials Ltd. | CID000460 | China |
| Tantalum | FIR Metals & Resource Ltd. | CID002505 | China |
| Tantalum | Global Advanced Metals Aizu | CID002558 | Japan |
| Tantalum | Global Advanced Metals Boyertown | CID002557 | United States Of America |
| Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | CID000291 | China |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CID002492 | China |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CID002512 | China |
| Tantalum | Jiangxi Tuohong New Raw Material | CID002842 | China |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CID000914 | China |
| Tantalum | Jiujiang Tanbre Co., Ltd. | CID000917 | China |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CID002506 | China |
| Tantalum | KEMET de Mexico | CID002539 | Mexico |
| Tantalum | Materion Newton Inc. | CID002548 | United States Of America |
| Tantalum | Metallurgical Products India Pvt., Ltd. | CID001163 | India |
| Tantalum | Mineracao Taboca S.A. | CID001175 | Brazil |
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | CID001192 | Japan |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CID001277 | China |
| Tantalum | NPM Silmet AS | CID001200 | Estonia |
| Tantalum | PowerX Ltd. | CID004054 | Rwanda |
| Tantalum | Resind Industria e Comercio Ltda. | CID002707 | Brazil |
| Tantalum | Taki Chemical Co., Ltd. | CID001869 | Japan |
| Tantalum | TANIOBIS Co., Ltd. | CID002544 | Thailand |
| Tantalum | TANIOBIS GmbH | CID002545 | Germany |
| Tantalum | TANIOBIS Japan Co., Ltd. | CID002549 | Japan |
| Tantalum | TANIOBIS Smelting GmbH & Co. KG | CID002550 | Germany |
| Tantalum | Telex Metals | CID001891 | United States Of America |
| Tantalum | Ulba Metallurgical Plant JSC | CID001969 | Kazakhstan |
| Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | CID000616 | China |
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CID002508 | China |
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | CID001522 | China |
| Tin | Alpha Assembly Solutions Inc | CID000292 | United States Of America |
| Tin | Aurubis Beerse | CID002773 | Belgium |
| Tin | Aurubis Berango | CID002774 | Spain |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CID000228 | China |
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CID003190 | China |

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| | | | |
|:---|:---|:---|:---|
| **<u>Metal</u>** | **<u>Smelter Name</u>** | **<u>Smelter ID</u>** | **<u>Smelter Country</u>** |
| Tin | China Tin Group Co., Ltd. | CID001070 | China |
| Tin | CRM Synergies | CID003524 | Spain |
| Tin | CV Ayi Jaya | CID002570 | Indonesia |
| Tin | Dongguan Best Alloys Co., Ltd. | CID000377 | China |
| Tin | Dowa | CID000402 | Japan |
| Tin | EM Vinto | CID000438 | Bolivia (Plurinational State Of) |
| Tin | Estanho de Rondonia S.A. | CID000448 | Brazil |
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | CID003582 | Brazil |
| Tin | Fenix Metals | CID000468 | Poland |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CID000538 | China |
| Tin | Global Advanced Metals Greenbushes Pty Ltd. | CID004754 | Australia |
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CID003116 | China |
| Tin | Jiangxi New Nanshan Technology Ltd. | CID001231 | China |
| Tin | Luna Smelter, Ltd. | CID003387 | Rwanda |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | CID002468 | Brazil |
| Tin | Malaysia Smelting Corporation Berhad (Port Klang) | CID004434 | Malaysia |
| Tin | Metallic Resources, Inc. | CID001142 | United States Of America |
| Tin | Mineracao Taboca S.A. | CID001173 | Brazil |
| Tin | Mining Minerals Resources SARL | CID004065 | Congo, Democratic Republic Of The |
| Tin | Minsur | CID001182 | Peru |
| Tin | Mitsubishi Materials Corporation | CID001191 | Japan |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | CID001314 | Thailand |
| Tin | O.M. Manufacturing Philippines, Inc. | CID002517 | Philippines |
| Tin | Operaciones Metalurgicas S.A. | CID001337 | Bolivia (Plurinational State Of) |
| Tin | P Kay Metal, Inc | CID005189 | United States Of America |
| Tin | PT ATD Makmur Mandiri Jaya | CID002503 | Indonesia |
| Tin | PT Bangka Prima Tin | CID002776 | Indonesia |
| Tin | PT Cipta Persada Mulia | CID002696 | Indonesia |
| Tin | PT Mitra Stania Prima | CID001453 | Indonesia |
| Tin | PT Mitra Sukses Globalindo | CID003449 | Indonesia |
| Tin | PT Premium Tin Indonesia | CID000313 | Indonesia |
| Tin | PT Prima Timah Utama | CID001458 | Indonesia |
| Tin | PT Putera Sarana Shakti (PT PSS) | CID003868 | Indonesia |
| Tin | PT Rajehan Ariq | CID002593 | Indonesia |
| Tin | PT Timah Tbk Kundur | CID001477 | Indonesia |
| Tin | PT Timah Tbk Mentok | CID001482 | Indonesia |
| Tin | Resind Industria e Comercio Ltda. | CID002706 | Brazil |
| Tin | Rui Da Hung | CID001539 | Taiwan, Province Of China |
| Tin | Super Ligas | CID002756 | Brazil |
| Tin | Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. | CID004403 | Japan |
| Tin | Thaisarco | CID001898 | Thailand |
| Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. | CID002180 | China |
| Tin | Tin Technology & Refining | CID003325 | United States Of America |
| Tin | White Solder Metalurgia e Mineracao Ltda. | CID002036 | Brazil |
| Tin | Woodcross Smelting Company Limited | CID004724 | Uganda |

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| | | | |
|:---|:---|:---|:---|
| **<u>Metal</u>** | **<u>Smelter Name</u>** | **<u>Smelter ID</u>** | **<u>Smelter Country</u>** |
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CID003397 | China |
| Tungsten | A.L.M.T. Corp. | CID000004 | Japan |
| Tungsten | Asia Tungsten Products Vietnam Ltd. | CID002502 | Viet Nam |
| Tungsten | China Molybdenum Tungsten Co., Ltd. | CID002641 | China |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CID000258 | China |
| Tungsten | Cronimet Brasil Ltda | CID003468 | Brazil |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CID002494 | China |
| Tungsten | Global Tungsten & Powders LLC | CID000568 | United States Of America |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CID000218 | China |
| Tungsten | H.C. Starck Tungsten GmbH | CID002541 | Germany |
| Tungsten | Hubei Green Tungsten Co., Ltd. | CID003417 | China |
| Tungsten | Japan New Metals Co., Ltd. | CID000825 | Japan |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CID002551 | China |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CID002321 | China |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CID002317 | China |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CID002316 | China |
| Tungsten | Jing Yuan Tungsten Technology Co., Ltd. | CID005012 | Taiwan, Province Of China |
| Tungsten | KENEE MINING VIETNAM COMPANY LIMITED | CID004619 | Viet Nam |
| Tungsten | Kennametal Fallon | CID000966 | United States Of America |
| Tungsten | Kennametal Huntsville | CID000105 | United States Of America |
| Tungsten | Lianyou Metals Co., Ltd. | CID003407 | Taiwan, Province Of China |
| Tungsten | Lianyou Resources Co., Ltd. | CID004397 | Taiwan, Province Of China |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CID002319 | China |
| Tungsten | Masan High-Tech Materials | CID002543 | Viet Nam |
| Tungsten | Niagara Refining LLC | CID002589 | United States Of America |
| Tungsten | Philippine Bonway Manufacturing Industrial Corporation | CID004797 | Philippines |
| Tungsten | S.P.T. spol.s r.o. | CID005068 | Czechia |
| Tungsten | Shinwon Tungsten (Fujian Shanghang) Co., Ltd. | CID004430 | China |
| Tungsten | TANIOBIS Smelting GmbH & Co. KG | CID002542 | Germany |
| Tungsten | Tungamoy Metals Inc. | CID005248 | Korea, Republic Of |
| Tungsten | Tungsten Vietnam Joint Stock Company | CID003993 | Viet Nam |
| Tungsten | Wolfram Bergbau und Hutten AG | CID002044 | Austria |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CID002320 | China |
| Tungsten | Xiamen Tungsten Co., Ltd. | CID002082 | China |

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Section 2. Smelters or refiners that have been verified by RMI as smelters or refiners and are active in or in communication with or require outreach to participate in the RMI RMAP process as of March 31, 2026.

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| | | | |
|:---|:---|:---|:---|
| **<u>Metal</u>** | **<u>Smelter Name</u>** | **<u>Smelter ID</u>** | **<u>Smelter Country</u>** |
| Gold | ABC Refinery Pty Ltd. | CID002920 | Australia |
| Gold | Albino Mountinho Lda. | CID002760 | Portugal |
| Gold | ARGET SAC | CID005522 | Peru |
| Gold | Atlantic Copper | CID003350 | Spain |
| Gold | Attero Recycling Pvt Ltd | CID004697 | India |
| Gold | Aurubis AG, Hamburg | CID005476 | Germany |
| Gold | Caridad | CID000180 | Mexico |
| Gold | CGR Metalloys Pvt Ltd. | CID003382 | India |
| Gold | Daye Non-Ferrous Metals Mining Ltd. | CID000343 | China |
| Gold | Degussa Sonne / Mond Goldhandel GmbH | CID002867 | Germany |
| Gold | Dijllah Gold Refinery FZC | CID003348 | United Arab Emirates |
| Gold | Dongwu Gold Group | CID003663 | China |
| Gold | Emerald Jewel Industry India Limited (Unit 1) | CID003487 | India |
| Gold | Emerald Jewel Industry India Limited (Unit 2) | CID003488 | India |
| Gold | Emerald Jewel Industry India Limited (Unit 3) | CID003489 | India |
| Gold | Emerald Jewel Industry India Limited (Unit 4) | CID003490 | India |
| Gold | Fujairah Gold FZC | CID002584 | United Arab Emirates |
| Gold | Gold Coast Refinery | CID003186 | Ghana |
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CID001909 | China |
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CID000671 | China |
| Gold | Hunan Chenzhou Mining Co., Ltd. | CID000767 | China |
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | CID000773 | China |
| Gold | International Precious Metal Refiners | CID002562 | United Arab Emirates |
| Gold | JALAN & Company | CID002893 | India |
| Gold | K.A. Rasmussen | CID003497 | Norway |
| Gold | Kazakhmys Smelting LLC | CID000956 | Kazakhstan |
| Gold | KGHM Polska Miedz S.A. Oddzial Huta Miedzi, Glogow | CID005401 | Poland |
| Gold | Kundan Care Products Ltd. | CID003463 | India |
| Gold | Lingbao Gold Co., Ltd. | CID001056 | China |
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CID001093 | China |
| Gold | MD Overseas | CID003548 | India |
| Gold | Metallix Refining Inc. | CID003557 | United States Of America |
| Gold | Morris and Watson | CID002282 | New Zealand |
| Gold | Naoshima Smelter & Refinery | CID005396 | Japan |
| Gold | NOBLE METAL SERVICES | CID003690 | United States Of America |
| Gold | Penglai Penggang Gold Industry Co., Ltd. | CID001362 | China |
| Gold | QG Refining, LLC | CID003324 | United States Of America |
| Gold | Sam Precious Metals | CID003666 | United Arab Emirates |
| Gold | Shandong Humon Smelting Co., Ltd. | CID002525 | China |
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CID001619 | China |
| Gold | Shenzhen CuiLu Gold Co., Ltd. | CID002750 | China |
| Gold | SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD. | CID004435 | China |

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| | | | |
|:---|:---|:---|:---|
| **<u>Metal</u>** | **<u>Smelter Name</u>** | **<u>Smelter ID</u>** | **<u>Smelter Country</u>** |
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | CID002527 | China |
| Gold | Shirpur Gold Refinery Ltd. | CID002588 | India |
| Gold | SOLEIL METALS (Chala One Plant) | CID004704 | Peru |
| Gold | SOLEIL METALS (YAKARI Plant) | CID004705 | Peru |
| Gold | Sovereign Metals | CID003383 | India |
| Gold | State Research Institute Center for Physical Sciences and Technology | CID003153 | Lithuania |
| Gold | Super Dragon Technology Co., Ltd. | CID001810 | China |
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | CID001947 | China |
| Gold | Yunnan Copper Industry Co., Ltd. | CID000197 | China |
| Tantalum | 5D Production OU | CID003926 | Estonia |
| Tantalum | Jiangxi Sanshi Nonferrous Metals Co., Ltd | CID004813 | China |
| Tin | An Vinh Joint Stock Mineral Processing Company | CID002703 | Viet Nam |
| Tin | Conecsus LLC | CID003504 | United States Of America |
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | CID003486 | Brazil |
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | CID003410 | China |
| Tin | Longnan Chuangyue Environmental Protection Technology Development Co., Ltd | CID004796 | China |
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | CID002573 | Viet Nam |
| Tin | PT Aries Kencana Sejahtera | CID000309 | Indonesia |
| Tin | PT Artha Cipta Langgeng | CID001399 | Indonesia |
| Tin | PT Masbro Alam Stania | CID003380 | Indonesia |
| Tin | PT Mitra Graha Raya | CID004685 | Indonesia |
| Tin | RIKAYAA GREENTECH PRIVATE LIMITED | CID004692 | India |
| Tin | VQB Mineral and Trading Group JSC | CID002015 | Viet Nam |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CID002315 | China |
| Tungsten | Geo Enterprise | CID005373 | Georgia |
| Tungsten | Nam Viet Cromit Joint Stock Company | CID004034 | Viet Nam |
| Tungsten | Uzbek Refractory and Heat-Resistant Metals | CID002660 | Uzbekistan |
| Tungsten | YUDU ANSHENG TUNGSTEN CO., LTD. | CID003662 | China |

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**Appendix B**

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| | | |
|:---|:---|:---|
| **Segment** | **Technologies** | **Products** |
| **Semiconductor Process Control** | **Semiconductor Process Control** | |
|  | &nbsp;&nbsp;<u>Chip Manufacturing: Defect Inspection and Review</u> <br>Inspection and review tools are used to identify, locate, characterize, review, and analyze defects on various surfaces of patterned and unpatterned wafers. | 39xx Series, 29xx Series, C30x Series, eSi50™, Voyager<sup>®</sup> Series, 8 Series, Puma™ Series, Micro-SR™, CIRCL™ Series, Castor™, Surfscan<sup>®</sup> Series, eDR7380™ Series, eDRX™ Series. |
|  | &nbsp;&nbsp;<u>Chip Manufacturing: Metrology</u> <br>Metrology systems are used to measure pattern dimensions, film thickness(es), film stress, layer-to-layer alignment, pattern placement, surface topography and electro-optical properties for wafers.  | Archer™ Series, ATL™ Series, Axion<sup>®</sup> Series, SpectraShape™ Series, SpectraFilm™ Series, Aleris<sup>®</sup> Series, PWG™ Series, Therma-Probe<sup>®</sup> Series, OmniMap<sup>®</sup> RS-xxx Series, MicroSense<sup>®</sup> product family, CAPRES product family. |
|  | &nbsp;&nbsp;<u>Chip Manufacturing: Chemistry Process Control</u><br>Chemical process control equipment qualifies incoming supplies, manages tool inputs, adjusts chamber/bath conditions and monitors process waste. | QualiSurf<sup>®</sup> Series, Quali-Line Quanta<sup>®</sup> Series, Quali-Line<sup>®</sup> Prima<sup>®</sup> Series, QualiLab Elite<sup>®</sup> Series. |
|  | &nbsp;&nbsp;<u>Chip Manufacturing: In Situ Process Management</u> <br>Wired and wireless sensor wafers and reticles provide comprehensive data used to visualize, diagnose and control process conditions in the equipment used to manufacture chips and reticles. Additional wafer diagnostic solutions help troubleshoot and monitor materials handling to help detect and predict mechanical behaviors that may cause wafer damage. | SensArray<sup>®</sup> product family. |
|  | &nbsp;&nbsp;<u>Wafer Manufacturing: Defect Inspection and Review, Metrology, and In Situ Process Management</u> <br>Wafer defect inspection, review and metrology systems are used to help wafer/substrate manufacturers manage quality throughout the wafer fabrication process by detecting defects, characterizing surface quality and assessing wafer geometry.  | Surfscan<sup>®</sup> Series, eDR7380™ Series, eDRX™ Series, WaferSight™ Series, MicroSense<sup>®</sup> wafer geometry product family, SensArray<sup>®</sup> product family, Candela<sup>®</sup> Series. |
|  | &nbsp;&nbsp;<u>Reticle Manufacturing: Defect Inspection, Metrology and In Situ Process Management</u><br>Reticle inspection and metrology systems help reticle blank, patterned optical reticle, patterned EUV reticle, and chip manufacturers identify defects, pattern placement errors, and process issues during reticle manufacturing. In addition to reducing yield risk during production, these systems also support outgoing and incoming reticle quality control. | Teron™ SL6xx Series, Teron™ 6xx Series, TeraScan™ 5xx Series, X5.x™ Series, FlashScan<sup>®</sup> Series, LMS IPRO Series, SensArray<sup>®</sup> product family. |

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| | | |
|:---|:---|:---|
| **Segment** | **Technologies** | **Products** |
|  | &nbsp;&nbsp;<u>Packaging Manufacturing: Wafer Inspection and Metrology, Chemistry Process Control, In Situ Process Management</u><br>Wafer inspection and metrology systems for advanced wafer-level packaging help packaging manufacturers detect, resolve and monitor excursions to provide greater control of quality for improved device performance. Chemistry process monitoring systems analyze and monitor wet chemicals used in wafer-level packaging (WLP), panel-level packaging (PLP), and IC substrates. | &nbsp;&nbsp;Kronos™ Series, Micro-SR™, CIRCL™-AP, irArcher<sup>®</sup> Series, PWG5™ with XT Option, eDR7380™, QualiSurf<sup>®</sup> Series, Quali-Line<sup>®</sup> Prima<sup>®</sup>, Quali-Fill<sup>®</sup> Libra<sup>®</sup> Series, QualiLab Elite<sup>®</sup> Series, SensArray<sup>®</sup> product family. |
|  | &nbsp;&nbsp;<u>Semiconductor Software Solutions</u><br>Software solutions centralize and analyze the data produced by inspection, metrology and process systems for chip, wafer, reticle and packaging manufacturing. These solutions provide run-time process control, defect excursion identification, process corrections and defect classification to accelerate yield learning rates and reduce production risk. Patterning simulation software allows researchers to evaluate advanced patterning technologies, such as EUV lithography and multiple patterning techniques. | Klarity<sup>®</sup> product family, 5D Analyzer<sup>®</sup>, OVALiS, aiSIGHT™, Anchor product family, RDC, FabVision<sup>®</sup> Series, ProDATA™, PROLITH™, I-PAT<sup>®,</sup> SPOT<sup>®</sup>. |
|  | &nbsp;&nbsp;<u>KLA Pro Systems: Certified and Remanufactured Products</u><br>Inspection and metrology systems support the manufacture of larger design node chips and ≤200mm wafer manufacturing. | Surfscan<sup>®</sup> Series, 2835, 2367 Pro, ASET-F5x Pro, Archer™ Series. |
|  | &nbsp;&nbsp;<u>General Purpose/Lab Application</u><br>Specialty Semiconductor Manufacturing, Benchtop Metrology, Surface Characterization, Material Strength Characterization and Electrical Property Measurement. | HRP<sup>®</sup> -260, Zeta™ Series, Tencor<sup>®</sup> P Series, Nano Indenter<sup>®</sup> G200X, Alpha-Step<sup>®</sup> Series, Filmetrics<sup>®</sup> F Series, Filmetrics<sup>®</sup> R Series, iMicro, iNano<sup>®</sup>, Filmetrics<sup>®</sup> Profilm3D<sup>®</sup> Series, NanoFlip. |
| **Specialty Semiconductor Process** | **Specialty Semiconductor Process** |  |
|  | &nbsp;&nbsp;<u>Specialty Semiconductor Manufacturing</u><br>Etch, plasma dicing, deposition and other wafer processing technologies and solutions for the semiconductor and microelectronics industry.  | SPTS Omega<sup>®</sup> Series, SPTS Sigma<sup>®</sup> Series, SPTS Delta™ Series, SPTS Osprey<sup>®</sup> Series, Primaxx<sup>®</sup> Series, Xactix<sup>®</sup> Series, SPTS Mosaic™ Series, MVD Series. |
| **PCB and Component Inspection** | **PCB and Component Inspection** |  |

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| | | |
|:---|:---|:---|
| **Segment** | **Technologies** | **Products** |
|  | &nbsp;&nbsp;<u>PCB</u><br>Direct imaging, inspection, optical shaping, inkjet and additive printing as well as computer-aided manufacturing and engineering solutions for the PCB and IC substrate market. | Serena™, Orbotech Corus™ Series, Orbotech Infinitum™ Series, Orbotech Nuvogo™ Fine/ Nuvogo™ Series, Orbotech Diamond™ Series, Lumina™, Orbotech Ultra Dimension™ Series, Orbotech Ultra Fusion™/ Fusion™ Series, Orbotech Discovery™ II Series, Orbotech Precise™ Series, Orbotech Ultra PerFix™/ PerFix™ Series, Orbotech Neos™ Series, Orbotech Sprint™ Series, Orbotech Magna™ Series, Frontline product family. |
|  | &nbsp;&nbsp;<u>Component</u><br>Inspection and metrology systems for quality control and yield improvement in advanced and traditional semiconductor packaging markets. | ICOS™ F26x, ICOS™ Tx Series, Zeta™-5xx/6xx. |

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