# EDGAR Filing Document

**Accession Number:** 0000880736
**File Stem:** 0000880736-26-000003
**Filing Date:** 2026-3
**Character Count:** 2702
**Document Hash:** 0cb468e4e56a0780c15c7fa63e7a3440
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000880736-26-000003.hdr.sgml**: 20260302

**ACCESSION NUMBER**: 0000880736-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260302

**DATE AS OF CHANGE**: 20260302

**EFFECTIVENESS DATE**: 20260302

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** N. B. ZOULLAS SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0000880736

**ORGANIZATION NAME:**
- **EIN:** 133634868
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-44285
- **FILM NUMBER:** 26706445

**BUSINESS ADDRESS:**
- **STREET 1:** ONE PENN PLAZA
- **STREET 2:** SUITE 2005, 20TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10119
- **BUSINESS PHONE:** 212-350-5312

**MAIL ADDRESS:**
- **STREET 1:** ONE PENN PLAZA
- **STREET 2:** SUITE 2005, 20TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10119

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ZOULLAS N B SECURITIES INC                              /BD
- **DATE OF NAME CHANGE:** 19991222

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ZOULLAS N B SECURITIES INC /NY                          /BD
- **DATE OF NAME CHANGE:** 19991222

### Attached PDF Documents

**Attachment 1:** `25public2.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000880736

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** N. B. ZOULLAS SECURITIES, INC.

**Business Address:** ONE PENN PLAZA, SUITE 2005, 20TH FLOOR, NEW YORK, NY, 10119

**Contact Person:** Leslie Seinfeld

**Contact Phone:** 212-350-5312

### Independent Public Accountant Identification

**Accountant Name:** Crowe LLP

**Accountant Address:** 485 Lexington Avenue, 11th Floor, New York, NY, 10017

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Diane Fernandez**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **N. B. ZOULLAS SECURITIES, INC.**, as of **12-31-2025**, are true and correct.

**Signature:** Diane Fernandez

**Title:** Co-President