# EDGAR Filing Document

**Accession Number:** 0000934298
**File Stem:** 0001193125-26-260923
**Filing Date:** 2026-6
**Character Count:** 388258
**Document Hash:** 151c4f9fb07749d09d17b662ffc1733b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-26-260923.hdr.sgml**: 20260608

**ACCESSION NUMBER**: 0001193125-26-260923

**CONFORMED SUBMISSION TYPE**: 485APOS

**PUBLIC DOCUMENT COUNT**: 8

**FILED AS OF DATE**: 20260608

**DATE AS OF CHANGE**: 20260608

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III
- **CENTRAL INDEX KEY:** 0000934298

**ORGANIZATION NAME:**
- **EIN:** 133044743
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 485APOS
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-08904
- **FILM NUMBER:** 261071447

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **STREET 2:** ATTENTION: LISA DENAUT
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** 914-846-3146

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **STREET 2:** ATTENTION: LISA DENAUT
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NYLIAC LIFESTAGES ANNUITY SEPARATE ACCOUNT
- **DATE OF NAME CHANGE:** 19941219
**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III
- **CENTRAL INDEX KEY:** 0000934298

**ORGANIZATION NAME:**
- **EIN:** 133044743
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 485APOS
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 333-156018
- **FILM NUMBER:** 261071446

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **STREET 2:** ATTENTION: LISA DENAUT
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** 914-846-3146

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **STREET 2:** ATTENTION: LISA DENAUT
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NYLIAC LIFESTAGES ANNUITY SEPARATE ACCOUNT
- **DATE OF NAME CHANGE:** 19941219

## Series and Classes Contracts Data

### NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III (Series ID: S000009385)

| Class ID   | Class Name                                | Ticker Symbol   |
|:---|:---|:---|
| C000154613 | New York Life Premier Variable Annuity II |  |

Registration filing date:

Registration No. 333-156018

June 8, 2026

811-08904

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**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION** 

**Washington, D.C. 20549**

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---

| | |
|:---|:---|
| **Form N-4** |  |
| **REGISTRATION STATEMENT** |  |
| ***UNDER***<br> ***THE SECURITIES ACT OF 1933***<br>|  |
| **Post-Effective Amendment No. 44** | ☒  |
| **and** |  |
| **REGISTRATION STATEMENT** |  |
| ***UNDER***<br> ***THE INVESTMENT COMPANY ACT OF 1940***<br>|  |
| **Amendment No. 298** | ☒  |

---

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**NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT-III** 

**(Exact Name of Registered Separate Account)**

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**NEW YORK LIFE INSURANCE AND** <br>**ANNUITY CORPORATION** 

(Name of Insurance Company)

**51 Madison Avenue** <br>**New York, New York 10010** 

(Address of Insurance Company's Principal Executive Office) (Zip Code)

**Insurance Company's Telephone Number: (212) 576-7000** 

**Haroula Ballas, Esq.** <br>**New York Life Insurance and Annuity Corporation** <br>**44 S. Broadway** <br> **White Plains, NY 10601** 

(Name and Address of Agent for Service)

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**Copy to: Charles A. Whites, Jr., Esq.** <br>**Vice President and Associate General Counsel** <br>**New York Life Insurance Company** <br>**51 Madison Avenue** <br>**New York, NY 10010**

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| | |
|:---|:---|
| Approximate Date of Proposed Public Offering: Continuous | Approximate Date of Proposed Public Offering: Continuous |
| It is proposed that this filing will become effective (check appropriate box) | It is proposed that this filing will become effective (check appropriate box) |
| ☐  | immediately upon filing pursuant to paragraph (b) of Rule 485. |
| ☐  | on May 1, 2026 pursuant to paragraph (b) of Rule 485. |
| ☒  | 60 days after filing pursuant to paragraph (a)(1) of Rule 485. |
| ☐  | on (date) pursuant to paragraph (a)(1) of Rule 485 under the Securities Act of 1933 ("Securities Act"). |
| If appropriate, check the following box: | If appropriate, check the following box: |
| ☐  | This post-effective amendment designates a new effectiveness date for a previously filed post-effective amendment. |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

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| | |
|:---|:---|
| Check each box that appropriately characterizes the Registered Separate Account: | Check each box that appropriately characterizes the Registered Separate Account: |
| ☐  | New Registrant (as applicable, a Registered Separate Account or Insurance Company that has not filed a Securities <br> Act registration statement or amendment thereto within the 3 years preceding this filing)<br>|
| ☐  | Emerging Growth Company (as defined by Rule 12b-2 under the Securities Exchange Act of 1934 ("Exchange Act")) |
| ☐  | If an Emerging Growth Company, indicate by check mark if the Registrant has elected not to use the extended <br> transition period for complying with any new or revised financial accounting standards provided pursuant to <br> Section 7(a)(2)(B) of the Securities Act<br>|
| ☒  | Insurance Company relying on Rule 12h-7 under the Exchange Act |
| ☐  | Smaller reporting company (as defined by Rule 12b-2 under the Exchange Act) |

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Title of Securities Being Registered:

Units of interest in a separate account under a variable annuity contract.

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**SUPPLEMENT DATED AUGUST 10, 2026 TO THE FOLLOWING** <br> **PROSPECTUSES DATED MAY 1, 2026**

**New York Life Premier Variable Annuity II**

**INVESTING IN**

**NYLIAC Variable Annuity Separate Account-III**

This supplement amends the most recent prospectus ("Prospectus") for the variable annuity policy referenced above. This supplement describes changes to: (1) the Annual Death Benefit Reset Rider to increase the availability to policyowners aged 80 or younger with a different fee for policyowners aged 76-80; and (2) the 7 Year Holding Period under the Investment Preservation Rider 5.0 ("IPR 5.0") to increase the availability to policyowners aged 80 or younger. You should read this information carefully and retain this supplement for future reference together with the Prospectus for your policy. This supplement is not valid unless it is read in conjunction with the Prospectus for your policy. All capitalized terms used but not defined herein have the same meaning as those included in the Prospectus.

The below changes will become effective on or about August 10, 2026:

**<u>Annual Death Benefit Reset Rider</u>**

&nbsp;&nbsp;&nbsp;&nbsp;1. In "THE IMPORTANT INFORMATION YOU SHOULD CONSIDER ABOUT THE POLICY – Annual Fee" table in the Rate Sheet and in the Prospectus, footnote 3 is revised to read:

The minimum fee reflects the current charge for the Annual Death Benefit Rider (for policyowners aged 75 or younger at the time the application was signed), as an annualized percentage of the amount guaranteed under the rider. The maximum fee reflects the current charge for the Investment Preservation Rider or Investment Preservation Rider 2.0 (10 Year Holding Period), as an annualized percentage of the amount that is guaranteed under the rider.

&nbsp;&nbsp;&nbsp;&nbsp;2. In the "FEE TABLE – Optional Benefit Expenses" table, the Current Charge for the Annual Death Benefit Rider is revised to read:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
|  | **Guaranteed**<br> **Maximum Charge**<br>| **Current**<br> **Charge**<br>|
| **Annual Death Benefit Reset Rider (ADBR) Charge**<br>(calculated as an annualized percentage of the ADBR Reset <br> Value as of the last Policy Anniversary (or as of the Policy Date <br> if within the first Policy Year), deducted on a quarterly basis; for <br> a detailed explanation of the term "ADBR Reset Value," see <br> "DESCRIPTION OF BENEFITS – Annual Death Benefit Reset <br> (ADBR) Rider").<br>| 1.00% | 0.25%<br> (for policyowners <br> aged 75 or <br> younger at the <br> time the <br> application is <br>signed)<br>0.50%<br> (for applications <br> signed on or after <br> August 10, 2026, <br> for policyowners <br> aged 76-80 at the <br> time the <br> application is <br> signed)<br>|

---

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;3. In the "FEE TABLE – Examples" for: (a) Policies applied for between May 1, 2016 and April 30, 2019 and (b) Policies applied for on or after May 1, 2019," the footnote is revised to read:

\*Assumes you have elected a policy with premium-based Base Contract charges with both the IPR (10-Year Holding Period) and the ADBR (for policyowners aged 75 or younger at the time the application is signed).

&nbsp;&nbsp;&nbsp;&nbsp;4. In the "BENEFITS AVAILABLE UNDER THE POLICY – Optional Death Benefits Available for a Fee" table, the first bullet describing the restrictions and limitations under the Annual Death Benefit Rider is revised to read:

For policies issued prior to August 10, 2026, only available at time of application to policyowners aged 75 or younger. For policies issued on or after August 10, 2026, only available at time of application to policyowners aged 80 or younger.

&nbsp;&nbsp;&nbsp;&nbsp;5. In the "DESCRIPTION OF BENEFITS – Annual Death Benefit Reset Rider" section, the second sentence in the first paragraph is revised to read:

For policies issued prior to August 10, 2026, the ADBR Rider was available only at time of application, in jurisdictions where approved, to policyowners aged 75 or younger; for policies issued on or after August 10, 2026, the ADBR Rider is available only at time of application, in jurisdictions where approved, to policyowners aged 80 or younger.

&nbsp;&nbsp;&nbsp;&nbsp;6. In the "DESCRIPTION OF BENEFITS – Annual Death Benefit Reset Rider" section, the paragraph describing the example is revised to read:

We have set forth below an example of how the ADBR Rider works for an owner who is age 63. The current annual rider charge is 0.25% (for policies applied for on and after May 1, 2016 to policyowners age 75 or younger at the time the application is signed) of the ADBR Reset Value as of the last Policy Anniversary, deducted quarterly.

&nbsp;&nbsp;&nbsp;&nbsp;7. In the "DESCRIPTION OF BENEFITS – Annual Death Benefit Reset Rider" section assumption (7) of the example is revised to read:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(7) the charge for the ADBR Rider is assessed (for policies issued on or after May 2016 to policyowners aged 75 or younger at the time the application is signed): 0.25% annually (0.0625% per quarter)

&nbsp;&nbsp;&nbsp;&nbsp;8. In the "CHARGES AND DEDUCTIONS – Optional Benefit Expenses – Annual Death Benefit Reset (ADBR) Rider Charge" section, the current last paragraph is revised to read:

If you applied for your policy on and after May 1, 2016 and before August 10, 2026, the current charge for the ADBR Rider, for policyowners of all ages, is 0.25% per year (0.0625% per quarter).

&nbsp;&nbsp;&nbsp;&nbsp;9. In the "CHARGES AND DEDUCTIONS – Optional Benefit Expenses – Annual Death Benefit Reset (ADBR) Rider Charge" section, the following paragraph is added as the new last paragraph:

If you applied for your policy on or after August 10, 2026, (1) the current charge for the ADBR Rider, for policyowners aged 75 or younger at the time the application is signed is 0.25% per year (0.0625% per quarter); and the current charge for the ADBR rider for policyowners between ages 76-80 at the time the application is signed is 0.50% per year (0.125% per quarter).

**<u>7 Year Holding Period under the Investment Preservation Rider 5.0 ("IPR 5.0")</u>**

&nbsp;&nbsp;&nbsp;&nbsp;1. In the "BENEFITS AVAILABLE UNDER THE POLICIES – Optional Living Benefits Available for a Fee" table, the first bullet describing the restrictions and limitations under the Investment Preservation Rider 5.0 is revised to read:

Only available at the time of application to policyowners aged 75 or younger (70 or younger for the 20 Year Holding Period). For applications signed on or after August 10, 2026, the 7 Year Holding Period will be available to policyowners aged 80 or younger.

------

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;2. In "DESCRIPTION OF BENEFITS-Investment Preservation Rider 5.0" section, the second paragraph is revised to read:

The IPR 5.0 is available with all Non–Qualified (other than Inherited Non–Qualified policies), IRA, SEP IRA, Simple IRA, Roth IRA, Keogh and Pension policies if the Owner (oldest Owner, if the policy is jointly owned) and the Annuitant (oldest Annuitant, if the policy had joint Annuitants) are age 75 or younger (70 or younger for the 20 Year Holding Period) on the Rider Effective Date. For applications signed on or after August 10, 2026, the 7 Year Holding Period will be available to policyowners age 80 or younger on the Rider Effective Date. The rider is not available on TSA, Inherited IRA, Inherited Roth IRA or Inherited Non–Qualified policies.

&nbsp;&nbsp;&nbsp;&nbsp;3. In "DESCRIPTION OF BENEFITS - Investment Preservation Rider 5.0 - IPR 5.0 Reset" section, the second sentence in the first paragraph is revised to read:

You can decide to reset to increase the IPR Guaranteed Amount under the IPR 5.0. You may request to reset the Guaranteed Amount at any time while the IPR 5.0 is in effect as long as (a) the Owner (oldest Owner, if the Policy is jointly owned) and the Annuitant (oldest Annuitant, if there are joint Annuitants) are age 75 or younger; age 70 or younger (for the 20 Year Holding Period); or for applications signed on or after August 10, 2026, age 80 or younger (for the 7 Year Holding Period) and (b) prior to the reset, the Accumulation Value multiplied by the IPR Guarantee Percentage (as reflected in your policy) is greater than the Guaranteed Amount.

&nbsp;&nbsp;&nbsp;&nbsp;4. The following sections of the "Appendix 3: State Variations" table are deleted:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

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| | | |
|:---|:---|:---|
| **State** | **Features/Benefits** | **State Variation** |
| Oregon | IPR Holding Periods | &nbsp;&nbsp; The 7 Year Holding Period under the IPR 5.0 is <br> not available.<br>|
| Viriginia | IPR Holding Periods | &nbsp;&nbsp; The 7 Year Holding Period under the IPR 5.0 is <br> not available.<br>|

---

The other sections of your Prospectus remain unchanged.

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New York Life Insurance and Annuity Corporation <br>(a Delaware Corporation) <br>51 Madison Avenue <br>New York, New York 10010

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Part A & Part B

This Post-Effective Amendment No. 44 is being filed to Form N-4 Registration Statement No. 333-156018 ("Registration Statement") of New York Life Insurance and Annuity Corporation ("NYLIAC") and NYLIAC Variable Annuity Separate Account – III for the purpose of including in the Registration Statement the additions/modifications reflected in the Supplement and Part C. This Post-Effective Amendment No. 44 incorporates by reference the information contained in [Parts A and B of Post-Effective Amendment No. 43](https://www.sec.gov/ix?doc=/Archives/edgar/data/934298/000119312526150901/d86584d485bpos.htm) filed on April 10, 2026.

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PART C. OTHER INFORMATION

ITEM 27. EXHIBITS

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| | |
|:---|:---|
| (a) | Board of Directors Resolution. |
| (a)(1) | [<u>Resolution of the Board of Directors of New York Life Insurance and Annuity Corporation ("NYLIAC") <br>authorizing establishment of the Separate Account — Previously filed as Exhibit (1) to Registered Separate <br>Account's initial Registration Statement, re-filed in accordance with Regulation S-T, 17 CFR 232.102(e) as <br>Exhibit (1) to Registered Separate Account's Post-Effective Amendment No. 2 on Form N-4 for NYLIAC <br>Variable Annuity Separate Account - III (File No. 033-87382), filed 4/25/97 and incorporated herein by <br>reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/0000950123-97-003495.txt) |
| (b) | Custodian Agreements. Not applicable. |
| (c) | Underwriting Contracts. |
| (c)(1) | [<u>Distribution Agreement between NYLIFE Securities Inc. and NYLIAC - Previously filed as Exhibit (3)(a) to <br>Post- Effective Amendment No. 1 to the registration statement on Form S-6 for NYLIAC MFA Separate <br>Account-I (File No. 2-86084), re-filed in accordance with Regulation S-T, 17 CFR 232.102(e) as <br>Exhibit (3)(a)(1) to Post-Effective Amendment No. 4 to the registration statement on Form S-6 for NYLIAC <br>Variable Universal Life Separate Account-I (File No. 033-64410), filed 4/25/97 and incorporated herein by <br>reference.</u>](https://www.sec.gov/Archives/edgar/data/906982/0000950123-97-003488.txt) |
| (c)(2) | [<u>Distribution Agreement between NYLIFE Distributors, Inc. and NYLIAC – Previously filed in accordance with <br>Regulation S-T, 17 CFR 232.102(e) as Exhibit 3(b) to Post-Effective Amendment No. 1 to the registration <br>statement on Form N-4 for NYLIAC Variable Annuity Separate Account-III (File No. 033-87382), filed on <br>4/18/96 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/0000950130-96-001281.txt) |
| (c)(3) | [<u>Distribution and Underwriting Agreement, dated April 27, 2006, between New York Life Insurance and <br>Annuity Corporation and NYLIFE Distributors LLC - Previously filed in accordance with Regulation S-T, 17 <br>CFR 232.102(e) as Exhibit (c)(3) to Post-Effective Amendment No. 16 on Form N-6 for NYLIAC Corporate <br>Sponsored Variable Universal Life Separate Account-I (File No. 333-48300), filed 8/15/06 and incorporated <br>herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/1018042/000095012306010606/y23652bexv99wcw3.txt) |
| (c)(4) | [<u>Amendment to Distribution and Underwriting Agreement between New York Life Insurance and Annuity <br>Corporation and NYLIFE Distributors LLC, effective as of March 6, 2015 - Previously filed in accordance with <br>Regulation S-T, 17 CFR 232.102(e) as Exhibit (3)(g)(1) to Post-Effective Amendment No. 38 to the <br>registration statement on Form N-4 for NYLIAC MFA Separate Account-I (File No. 002-86083), filed 4/14/15 <br>and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/726509/000119312515129356/d862936dex993g1.htm) |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

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| | |
|:---|:---|
| (d) | Contracts. |
| (d)(1) | [<u>Specimen Policy for New York Life Premier Plus (formerly Extra Credit) Variable Annuity (No. 208-192) - <br>Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (4)(a) to the registration <br>statement on Form N-4 for NYLIAC Variable Annuity Separate Account – III (File No. 333-156018), filed <br>12/9/08 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000095012308017238/y72876exv99w4wa.txt) |
| (d)(2) | [<u>Specimen Policy for New York Life Premier (formerly Smart Value) Variable Annuity (No. 208-191) — <br>Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (4)(b) to the registration <br>statement on Form N-4 for NYLIAC Variable Annuity Separate Account - III (File No. 333-156018), filed <br>12/9/08 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000095012308017238/y72876exv99w4wb.txt) |
| (d)(3) | [<u>Enhanced Spousal Continuance Rider — Previously filed in accordance with Regulation S-T, 17 CFR <br>232.102(e) as Exhibit (4)(b) to Post-Effective Amendment No. 4 to the registration statement on Form N-4 for <br>NYLIAC Variable Annuity Separate Account - III (File No. 333-80535), filed 7/13/01 and incorporated herein <br>by reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000095012301504316/y51006apex99-4_b.txt) |
| (d)(4) | [<u>Annual Death Benefit Reset Rider — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) <br>as Exhibit (4)(c) to the Initial Registration Statement on Form N-4 for NYLIAC Variable Annuity Separate <br>Account - IV (File No. 333-106806), filed 7/3/03 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/1209501/000095012303007903/y63680exv99w4wc.txt) |
| (d)(5) | [<u>Enhanced Beneficiary Benefit Rider — Previously filed in accordance with Regulation S-T, 17 CFR <br>232.102(e) as Exhibit (4)(d) to the Initial Registration Statement on Form N-4 for NYLIAC Variable Annuity <br>Separate Account - IV (File No. 333-106806), filed 7/3/03 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/1209501/000095012303007903/y63680exv99w4wd.txt) |

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| | |
|:---|:---|
| (d)(6) | [<u>Investment Protection Plan Rider — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) <br>as Exhibit (4)(b) to Post-Effective Amendment No. 6 to the registration statement on Form N-4 for NYLIAC <br>Variable Annuity Separate Account - III (File No. 033-87382), filed 2/18/99 and incorporated herein by <br>reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/0000950123-99-001336.txt) |
| (d)(7) | [<u>Unemployment Benefit Rider — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as <br>Exhibit (4)(f) to the Initial Registration Statement on Form N-4 for NYLIAC Variable Annuity Separate <br>Account - IV (File No. 333-106806), filed 7/3/03 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/1209501/000095012303007903/y63680exv99w4wf.txt) |
| (d)(8) | [<u>UPromise Account Rider — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as <br>Exhibit (4)(g) to the Initial Registration Statement on Form N-4 for NYLIAC Variable Annuity Separate <br>Account - IV (File No. 333-106806), filed 7/3/03 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/1209501/000095012303007903/y63680exv99w4wg.txt) |
| (d)(9) | [<u>Living Needs Benefit Rider — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as <br>Exhibit (4)(h) to the Initial Registration Statement on Form N-4 for NYLIAC Variable Annuity Separate <br>Account - IV (File No. 333-106806), filed 7/3/03 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/1209501/000095012303007903/y63680exv99w4wh.txt) |
| (d)(10) | [<u>Breakpoint Credit Rider — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as <br>Exhibit (4)(k) to the registration statement on Form N-4 for NYLIAC Variable Annuity Separate Account – III <br>(File No. 333-156018), filed 12/9/08 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000095012308017238/y72876exv99w4wk.txt) |
| (d)(11) | [<u>Investment Protection Plan Rider — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) <br>as Exhibit (4)(l) to Post-Effective Amendment No. 2 to the registration statement on Form N-4 for NYLIAC <br>Variable Annuity Separate Account - III (File No. 333-156018), filed 4/14/10 and incorporated herein by <br>reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000095012310034893/y81413exv99w4wl.txt) |
| (d)(12) | [<u>Living Needs Benefit/Unemployment Rider — Previously filed in accordance with Regulation S-T, 17 CFR <br>232.102(e) as Exhibit (4)(c) to Post-Effective Amendment No. 17 to the registration statement on Form N-4 <br>for NYLIAC Variable Annuity Separate Account - III (File No. 333-80535), filed 4/14/10 and incorporated <br>herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000095012310034821/e81418exv99w4wc.txt) |
| (d)(13) | [<u>Investment Protection Plan II Rider — Previously filed in accordance with Regulation S-T, 17 CFR <br>232.102(e) as Exhibit (4)(n) to Post-Effective Amendment No. 6 to the registration statement on Form N-4 for <br>NYLIAC Variable Annuity Separate Account - III (File No. 333-156018), filed 5/15/12 and incorporated herein <br>by reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000119312512234963/d281733dex994n.htm) |
| (d)(14) | [<u>Guaranteed Investment Protection Rider — Previously filed in accordance with Regulation S-T, 17 CFR <br>232.102(e) as Exhibit (4)(o) to Post-Effective Amendment No. 7 to the registration statement on Form N-4 for <br>NYLIAC Variable Annuity Separate Account - III (File No. 333-156018), filed 2/12/13 and incorporated herein <br>by reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000119312513051884/d468791dex994o.htm) |
| (d)(15) | [<u>Guaranteed Investment Protection Rider 2.0 — Previously filed in accordance with Regulation S-T, 17 CFR <br>232.102(e) as Exhibit (4)(p) to Post-Effective Amendment No. 10 to the registration statement on Form N-4 <br>for NYLIAC Variable Annuity Separate Account - III (File No. 333-156018), filed 2/14/14 and incorporated <br>herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000119312514054791/d630491dex994p.htm) |
| (d)(16) | [<u>Specimen Policy for New York Life Premier Variable Annuity II — Previously filed in accordance with <br>Regulation S-T, 17 CFR 232.102(e) as Exhibit (4)(q) to Post-Effective Amendment No. 12 to this registration <br>statement on Form N-4 for NYLIAC Variable Annuity Separate Account - III (File No. 333-156018), filed on <br>2/6/15 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000119312515037088/d845983dex994q.htm) |
| (d)(17) | [<u>Specimen Policy for New York Life Premier Plus Variable Annuity II — Previously filed in accordance with <br>Regulation S-T, 17 CFR 232.102(e) as Exhibit (4)(r) to Post-Effective Amendment No. 12 to this registration <br>statement on Form N-4 for NYLIAC Variable Annuity Separate Account - III (File No. 333-156018), filed on <br>2/6/15 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000119312515037088/d845983dex994r.htm) |
| (d)(18) | [<u>Investment Preservation Rider — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as <br>Exhibit (4)(s) to Post-Effective Amendment No. 12 to this registration statement on Form N-4 for NYLIAC <br>Variable Annuity Separate Account - III (File No. 333-156018), filed on 2/6/15 and incorporated herein by <br>reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000119312515037088/d845983dex994s.htm) |
| (d)(19) | [<u>Annual Death Benefit Reset Rider — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) <br>as Exhibit (4)(t) to Post-Effective Amendment No. 12 to this registration statement on Form N-4 for NYLIAC <br>Variable Annuity Separate Account - III (File No. 333-156018), filed on 2/6/15 and incorporated herein by <br>reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000119312515037088/d845983dex994t.htm) |

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|:---|:---|
| (d)(20) | [<u>Future Income Rider — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as <br>Exhibit (4)(u) to Post-Effective Amendment No. 12 to this registration statement on Form N-4 for NYLIAC <br>Variable Annuity Separate Account - III (File No. 333-156018), filed on 2/6/15 and incorporated herein by <br>reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000119312515037088/d845983dex994u.htm) |
| (d)(21) | [<u>Investment Preservation Rider 2.0 — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) <br>as Exhibit (4)(v) to Post-Effective Amendment No. 18 to this registration statement on Form N-4 for NYLIAC <br>Variable Annuity Separate Account - III (File No. 333-156018), filed on 1/27/17 and incorporated herein by <br>reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000119312517021501/d254601dex994v.htm) |
| (d)(22) | [<u>Investment Preservation Rider 3.0 — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) <br>as Exhibit (4)(w) to Post-Effective Amendment No. 22 to this registration statement on Form N-4 for NYLIAC <br>Variable Annuity Separate Account - III (File No. 333-156018), filed on 2/2/18 and incorporated herein by <br>reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000119312518030615/d516093dex994w.htm) |
| (d)(23) | [<u>Investment Preservation Rider 4.0 — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) <br>as Exhibit (4)(x) to Post-Effective Amendment No. 25 to this registration statement on Form N-4 for NYLIAC <br>Variable Annuity Separate Account - III (File No. 333-156018), filed on 2/11/19 and incorporated herein by <br>reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000119312519033936/d665824dex994x.htm) |
| (d)(24) | [<u>Waiver of Surrender Charges for Home Health Care Qualifying Event Rider – Previously filed in accordance <br>with Regulation S-T, 17 CFR 232.102(e) as Exhibit (d)(24) to Post-Effective Amendment No. 33 to this <br>registration statement on Form N-4 for NYLIAC Variable Annuity Separate Account – III (File No. <br>333-156018), filed on 4/8/22 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000119312522099991/d260936dex99d24.htm) |
| (d)(25) | [<u>Investment Preservation Rider 5.0 — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) <br>as Exhibit (4)(x) to Post-Effective Amendment No. 25 to this registration statement on Form N-4 for NYLIAC <br>Variable Annuity Separate Account - III (File No. 333-156018), filed on 2/11/19 and incorporated herein by <br>reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000119312519033936/d665824dex994x.htm) |
| (d)(26) | [<u>Updated Investment Preservation Rider 5.0 — Previously filed in accordance with Regulation S-T, 17 CFR <br>232.102(e) as Exhibit (d)(26) to Post-Effective Amendment No. 37 to this registration statement on Form N-4 <br>for NYLIAC Variable Annuity Separate Account – III (File No. 333-156018), filed on 8/15/23 and incorporated <br>herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000119312523213168/d489506dex99d26.htm) |
| (d)(27) | [<u>Updated Annual Death Benefit Reset Rider – Filed herewith.</u>](d103980dex99d27.htm) |
| (e) | Applications. |
| (e)(1) | [<u>Application for policies for New York Life Premier Plus (formerly Extra Credit) and New York Life Premier <br>(formerly Smart Value) Variable Annuities — Previously filed in accordance with Regulation S-T, 17 CFR <br>232.102(e) as Exhibit (5)(a) to the registration statement on Form N-4 for NYLIAC Variable Annuity Separate <br>Account - III (File No. 333-156018), filed 12/9/08 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000095012308017238/y72876exv99w5wa.txt) |
| (e)(2) | [<u>Application for policies for Individual Flexible Premium Deferred Variable Annuity — Previously filed in <br>accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (5)(b) to Post-Effective Amendment No. 12 to <br>this registration statement on Form N-4 for NYLIAC Variable Annuity Separate Account - III (File No. <br>333-156018), filed on 2/6/15 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000119312515037088/d845983dex995b.htm) |
| (f) | Insurance Company's Certificate of Incorporation and By-Laws. |
| (f)(1) | [<u>Certificate of Incorporation of NYLIAC - Previously filed as Exhibit (6)(a) to the registration statement on <br>Form S-6 for NYLIAC MFA Separate Account – I (File No. 02-86083), re-filed in accordance with Regulation <br>S-T, 17 CFR 232.102(e) as Exhibit (6)(a) to the initial registration statement on Form S-6 for NYLIAC <br>Corporate Sponsored Variable Universal Life Separate Account-I (File No. 333-07617), filed 7/3/96 and <br>incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/1018042/0000950136-96-000563.txt) |
| (f)(1)(a) | [<u>Amended and Restated Certificate of Incorporation of NYLIAC (executed May 1, 2009) – Previously filed in <br>accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (6)(a)(1) to Post-Effective Amendment No. 36 <br>to the registration statement on Form N-4 for the NYLIAC MFA Separate Account – I (File No. 02-86083), <br>filed 4/12/13 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/726509/000119312513152755/d481981dex996a1.htm) |
| (f)(2) | [<u>By-Laws of NYLIAC - Previously filed as Exhibit (6)(b) to the registration statement on Form S-6 for NYLIAC <br>MFA Separate Account-I (File No. 02-86083), re-filed in accordance with Regulation S-T, 17 CFR 232.102(e) <br>as Exhibit (6)(b) to the initial registration statement on Form S-6 for NYLIAC Corporate Sponsored Variable <br>Universal Life Separate Account-I (File No. 333-07617), filed 7/3/96 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/1018042/0000950136-96-000563.txt) |

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|:---|:---|
| (f)(2)(a) | [<u>Amendments to By-Laws of NYLIAC - Previously filed in accordance with Regulation S-T, 17 CFR <br>232.102(e) as Exhibit (6)(b)(2) to Pre-Effective Amendment No. 1 to the registration statement on Form S-6 <br>for NYLIAC Variable Universal Life Separate Account-I (File No. 333-39157), filed 4/3/98 and incorporated <br>herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/906982/0000950123-98-003398.txt) |
| (f)(2)(b) | [<u>Amended and Restated By-Laws of NYLIAC (effective May 1, 2009) – Previously filed in accordance with <br>Regulation S-T, 17 CFR 232.102(e) as Exhibit (6)(b)(3) to Post-Effective Amendment No. 36 to the <br>registration statement on Form N-4 for the NYLIAC MFA Separate Account – I (File No. 02-86083), filed <br>4/12/13 and incorporated herein by reference</u>](https://www.sec.gov/Archives/edgar/data/726509/000119312513152755/d481981dex996b3.htm). |
| (g) | Reinsurance Contracts. Not applicable. |
| (h) | Participation Agreements. |
| (h)(1) | [<u>Stock Sale Agreement between NYLIAC and MainStay VP Series Fund, Inc. (formerly New York Life MFA <br>Series Fund, Inc.) - Previously filed as Exhibit (8)(a) to Pre-Effective Amendment No. 1 to the registration <br>statement on Form N-1 for New York Life MFA Series Fund, Inc. (File No. 02-86082), re-filed in accordance <br>with Regulation S-T, 17 CFR 232.102(e) as Exhibit (9)(a) to Pre-Effective Amendment No. 1 to the <br>registration statement on Form S-6 for NYLIAC Corporate Sponsored Variable Universal Life Separate <br>Account-I (File No. 333-07617), filed 1/2/97 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/1018042/0000950136-97-000002.txt) |
| (h)(2) | [<u>Participation Agreement between Janus Aspen Series and NYLIAC - Previously filed in accordance with <br>Regulation S-T, 17 CFR 232.102(e) as Exhibit (9)(b)(3) to Pre-Effective Amendment No. 1 to the registration <br>statement on Form S-6 for NYLIAC Corporate Sponsored Variable Universal Life Separate Account-I (File <br>No. 333-07617), filed 1/2/97 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/1018042/0000950136-97-000002.txt) |
| (h)(3) | [<u>Participation Agreement among Morgan Stanley Universal Funds, Inc., Morgan Stanley Asset Management <br>Inc. and NYLIAC - Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (9)(b)(4) <br>to Pre-Effective Amendment No. 1 to the registration statement on Form S-6 for NYLIAC Corporate <br>Sponsored Variable Universal Life Separate Account-I (File No. 333-07617), filed 1/2/97 and incorporated <br>herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/1018042/0000950136-97-000002.txt) |
| (h)(4) | [<u>Amended and Restated Participation Agreement among Variable Insurance Products Funds, Fidelity <br>Distributors Corporation and NYLIAC, as amended, dated November 23, 2009 - Previously filed in <br>accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (8)(f) to Post-Effective Amendment No. 24 to <br>the registration statement on Form N-4 for NYLIAC Variable Annuity Separate Account-I (File No. <br>033-53342), filed 4/13/10 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/893167/000095012310034440/y82768exv99w8wf.txt) |
| (h)(5) | [<u>Participation Agreement among MFS Variable Insurance Trust, Massachusetts Financial Services Company <br>and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (8)(j) to <br>Post-Effective Amendment No. 7 to the registration statement on Form N-4 for NYLIAC Variable Annuity <br>Separate Account - I (File No. 033-53342), filed 4/16/98 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/893167/0000950123-98-003891.txt) |
| (h)(6) | [<u>Participation Agreement among Dreyfus Investment Portfolios, The Dreyfus Corporation, Dreyfus Service <br>Corporation and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as <br>Exhibit (9)(r) to Pre-Effective Amendment No. 1 to the registration statement on Form S-6 for NYLIAC <br>Variable Universal Life Separate Account - I (File No. 333-57210), filed 6/4/01 and incorporated herein by <br>reference.</u>](https://www.sec.gov/Archives/edgar/data/906982/000095012301503193/y46175a1ex99-9_r.txt) |
| (h)(7) | [<u>Fund Participation Agreement (Service Shares) between Janus Aspen Series and NYLIAC dated 4/30/03 — <br>Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (8)(t) to Post-Effective <br>Amendment No. 19 to the registration statement on Form N-4 for NYLIAC Variable Annuity Separate <br>Account - III (File No. 033-87382), filed 5/14/03 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000095012303005933/e85376exv99w8wt.txt) |
| (h)(8) | [<u>Participation Agreement by and among MFS Variable Insurance Trust, Massachusetts Financial Services <br>Company and NYLIAC dated 4/30/03 — Previously filed in accordance with Regulation S-T, 17 CFR <br>232.102(e) as Exhibit (8)(u) to Post-Effective Amendment No. 19 to the registration statement on Form N-4 <br>for NYLIAC Variable Annuity Separate Account - III (File No. 033-87382), filed 5/14/03 and incorporated <br>herein by reference</u>](https://www.sec.gov/Archives/edgar/data/934298/000095012303005933/e85376exv99w8wu.txt). |
| (h)(9) | [<u>Participation Agreement among Neuberger Berman Advisers Management Trust, Neuberger Berman <br>Management Inc. and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as <br>Exhibit (9)(q) to Pre-Effective Amendment No. 1 to the registration statement on Form S-6 for NYLIAC <br>Variable Universal Life-Separate Account - I (File No. 333-57210), filed 6/4/01 and incorporated herein by <br>reference.</u>](https://www.sec.gov/Archives/edgar/data/906982/000095012301503193/y46175a1ex99-9_q.txt) |

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| (h)(10) | [<u>Participation Agreement among Liberty Variable Investment Trust, Columbia Funds Distributor, Inc. and <br>NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (8)(a)(a) to <br>Post-Effective Amendment No. 4 to the registration statement on Form N-4 for NYLIAC Variable Annuity <br>Separate Account - IV (File No. 333-106806), filed 10/25/04 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/1209501/000095012304012421/y03653exv99w8wawa.txt) |
| (h)(11) | [<u>Participation Agreement among New York Life Insurance and Annuity Corporation, MainStay VP Series <br>Fund, Inc., and New York Life Investment Management LLC dated 10/7/04 — Previously filed in accordance <br>with Regulation S-T, 17 CFR 232.102(e) as Exhibit (8)(y) to Post-Effective Amendment No. 20 to the <br>registration statement on Form N-4 for NYLIAC Variable Annuity Separate Account I (File No. 033-53342), <br>filed 4/10/06 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/893167/000095012306004443/y15985exv99w8wy.txt) |
| (h)(12) | [<u>Participation Agreement among NYLIAC, PIMCO Variable Insurance Trust and PIMCO Advisors Distributors <br>LLC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (h)(17) to <br>Post-Effective Amendment No. 9 to the registration statement on Form N-6 for NYLIAC, Corporate <br>Sponsored Variable Universal Life Separate Account - I (File No. 333-48300), filed 4/14/04 and incorporated <br>herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/1018042/000095012304004616/y91332exv99whw17.txt) |
| (h)(13) | [<u>Fund Participation Agreement, dated March 25, 2011, and effective as of May 1, 2011, between Blackrock <br>Variable Series Funds, Inc., Blackrock Investments, LLC, and NYLIAC — Previously filed in accordance with <br>Regulation S-T, 17 CFR 232.102(e) as Exhibit (8)(b)(b) to Post-Effective Amendment No. 25 to the <br>registration statement on Form N-4 for NYLIAC, Variable Annuity Separate Account - I (File No. 033-53342), <br>filed 4/14/11 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/893167/000095012311035635/y88561exv99w8wbwb.txt) |
| (h)(14) | [<u>Participation Agreement among Columbia Funds Variable Series Trust II, Columbia Management Investment <br>Distributors, Inc. and New York Life Insurance and Annuity Corporation, dated March 1, 2015 — Previously <br>filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (8)(g)(g) to Post-Effective Amendment <br>No. 29 to the registration statement on Form N-4 for NYLIAC Variable Annuity Separate Account - I (File No. <br>033-53342), filed 4/14/15 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/893167/000119312515129401/d863004dex998gg.htm) |
| (h)(15) | [<u>Participation Agreement, dated May 1, 2007, among New York Life Insurance and Annuity Corporation, <br>Deutsche Variable Series I (formerly, DWS Variable Series I), Deutsche Variable Series II (formerly, DWS <br>Variable Series II), Deutsche Investments VIT Funds (formerly, DWS Investments VIT Funds), DWS Scudder <br>Distributors, Inc. (formerly, DWS Investments Distributors, Inc.) and Deutsche Investment Management <br>Americas Inc. — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (h)(27) to <br>Post-Effective Amendment No. 17 to the registration statement on Form N-6 for NYLIAC Corporate <br>Sponsored Variable Universal Life Separate Account - I (File No. 333-48300), filed 4/18/07 and incorporated <br>herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/1018042/000095012307005590/e28451exv99whw27.txt) |
| (h)(16) | [<u>Participation Agreement among Legg Mason Investor Services LLC and New York Life Insurance and <br>Annuity Corporation — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as <br>Exhibit (8)(j)(j) to Post-Effective Amendment No. 31 to the registration statement on Form N-4 for NYLIAC <br>Variable Annuity Separate Account - I (File No. 033-53342), filed 4/11/17 and incorporated herein by <br>reference.</u>](https://www.sec.gov/Archives/edgar/data/893167/000119312517119906/d254951dex998jj.htm) |
| (h)(17) | [<u>Participation Agreement by and among AIM Variable Insurance Funds, AIM Distributors, Inc. and NYLIAC — <br>Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (h)(22) to Post-Effective <br>Amendment No. 13 to the registration statement on Form N-6 for NYLIAC Corporate Sponsored Variable <br>Universal Life Separate Account - I (File No. 333-48300), filed 9/15/05 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/1018042/000095012305011135/y12301exv99whw22.txt) |
| (h)(18) | [<u>Participation Agreement, dated August 14, 2006, among New York Life Insurance and Annuity Corporation, <br>American Funds Insurance Series and Capital Research and Management Company — Previously filed in <br>accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (h)(24) to Post-Effective Amendment No. 16 <br>to the registration statement on Form N-6 for NYLIAC Corporate Sponsored Variable Universal Life Separate <br>Account - I (File No. 333-48300), filed 8/15/06 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/1018042/000095012306010606/y23652bexv99whw24.txt) |
| (h)(19) | [<u>Fund Participation Agreement, dated August 14, 2006, among New York Life Insurance and Annuity <br>Corporation, Delaware VIP Trust, Delaware Management Company, and Delaware Distributors, L.P. — <br>Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (h)(25) to Post-Effective <br>Amendment No. 16 to the registration statement on Form N-6 for NYLIAC Corporate Sponsored Variable <br>Universal Life Separate Account — I (File No. 333-48300), filed 8/15/06 and incorporated herein by <br>reference.</u>](https://www.sec.gov/Archives/edgar/data/1018042/000095012306010606/y23652bexv99whw25.txt) |

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| (h)(20) | [<u>Form of Participation Agreement, dated May 1, 2007, among New York Life Insurance and Annuity <br>Corporation, AllianceBernstein L.P. and Alliance Bernstein Investments, Inc.—Previously filed in accordance <br>with Regulation S-T, 17 CFR 232.102(e) as Exhibit (h)(26) to Post-Effective Amendment No. 17 to the <br>registration statement on Form N-6 for NYLIAC Corporate Sponsored Variable Universal Life Separate <br>Account-I (File NO. 333-48300), filed 4/18/07 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/1018042/000095012307005590/e28451exv99whw26.txt) |
| (h)(21) | [<u>Participation Agreement, among New York Life Insurance and Annuity Corporation, Voya Investments <br>Distributor, LLC, Voya Investments, LLC, Voya Variable Portfolios, Inc., and Voya Variable Products Trust – <br>Previously filed in accordance with Regulation S-T 17 CFR 232.102(e) as Exhibit (h)(30) to Post-Effective <br>Amendment No. 38 to the registration statement on Form N-6 for NYLIAC Corporate Sponsored Variable <br>Universal Life Separate Account – I (File No. 333-48300), filed 4/12/18 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/1018042/000119312518115607/d517425dex99h30.htm) |
| (h)(22) | [<u>Participation Agreement among New York Life Insurance and Annuity Corporation, Principal Variable <br>Contracts Fund, Inc., Principal Funds Distributor, Inc. and Principal Global Investors, LLC, dated 3/14/24 – <br>Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (h)(22) to Post-Effective <br>Amendment No. 39 to the registration statement on Form N-4 for NYLIAC Variable Annuity Separate <br>Account - I (File No. 033-53342), filed 4/11/24 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/893167/000119312524092827/d783723dex99h22.htm) |
| (h)(23) | [<u>Participation Agreement among New York Life Insurance and Annuity Corporation, Putnam Variable Trust, <br>and Putnam Retail Management Limited Partnership, dated 4/1/24 – Previously filed in accordance with <br>Regulation S-T, 17 CFR 232.102(e) as Exhibit (h)(23) to Post-Effective Amendment No. 39 to the registration <br>statement on Form N-4 for NYLIAC Variable Annuity Separate Account - I (File No. 033-53342), filed 4/11/24 <br>and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/893167/000119312524092827/d783723dex99h23.htm) |
| (h)(24) | [<u>Participation Agreement among New York Life Insurance and Annuity Corporation, Franklin Templeton <br>Variable Insurance Products Trust, and Franklin Distributors, LLC, dated 5/1/26 – Previously filed in <br>accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (h)(24) to Post-Effective Amendment No. 43 <br>to the Registration Statement on Form N-4 for NYLIAC Variable Annuity Separate Account III (333-156018), <br>filed April 10, 2026 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000119312526150901/d86584dex99h24.htm) |
| (h)(25) | [<u>Form of Participation Agreement among New York Life Insurance and Annuity Corporation, Goldman Sachs <br>Variable Insurance Trust, and Goldman Sachs & Co. LLC – Previously filed in accordance with Regulation <br>S-T, 17 CFR 232.102(e) as Exhibit (h)(25) to Post-Effective Amendment No. 43 to the Registration Statement <br>on Form N-4 for NYLIAC Variable Annuity Separate Account III (333-156018), filed April 10, 2026 and <br>incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000119312526150901/d86584dex99h25.htm) |
| (i) | Administrative Contracts. |
| (i)(1) | [<u>Substitution Agreement among NYLIAC, MainStay Management LLC, and New York Life Investment <br>Management LLC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (9)(s) <br>to Pre-Effective Amendment No. 1 to the registration statement on Form S-6 for NYLIAC Variable Universal <br>Life-Separate Account - I (File No. 333-57210), filed 6/4/01 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/906982/000095012301503193/y46175a1ex99-9_s.txt) |
| (i)(2) | [<u>Amendment dated 9/27/02 to Stock Sale Agreement dated 6/4/93 between NYLIAC and MainStay VP Series <br>Fund, Inc. — Previously filed in accordance with Regulation S-T, 17 CFR 232.102 (e) as Exhibit (8)(n) to <br>Post-Effective Amendment No. 18 to the registration statement on Form N-4 for NYLIAC Variable Annuity <br>Separate Account - III (File No. 033-87382), filed 4/9/03 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000095012303004017/e8282301exv99w8wn.txt) |
| (i)(3) | [<u>12b-1 Plan Services Agreement for the Service Class Shares of Mainstay VP Series Fund, Inc. between <br>NYLIFE Distributors, Inc. and NYLIAC dated 12/22/05 — Previously filed in accordance with Regulation S-T, <br>17 CFR 232.102(e) as Exhibit (8)(x) to Post-Effective Amendment No. 20 to the registration statement on <br>Form N-4 for NYLIAC Variable Annuity Separate Account - I (File No. 033-53342), filed 4/10/06 and <br>incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/893167/000095012306004443/y15985exv99w8wx.txt) |
| (i)(4) | [<u>Distribution Agreement between Dreyfus Service Corporation and NYLIAC dated as of 2/24/03 —Previously <br>filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (8)(q) to Post-Effective Amendment <br>No. 19 to the registration statement on Form N-4 for NYLIAC Variable Annuity Separate Account - III (File <br>No. 033-87382), filed 5/14/03 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000095012303005933/e85376exv99w8wq.txt) |
| (i)(5) | [<u>Amended and Restated Service Contract between Fidelity Distributors Corporation and NYLIFE Distributors <br>dated 10/1/11 — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (8)(s) to <br>Post-Effective Amendment No. 27 to the registration statement on Form N-4 for NYLIAC, Variable Annuity <br>Separate Account III (File No. 333-156018), filed 4/10/20 and incorporated herein by reference.</u>](http://www.sec.gov/Archives/edgar/data/934298/000119312520103230/d57440dex998s.htm) |

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| | |
|:---|:---|
| (i)(6) | [<u>Distribution and Shareholder Services Agreement between Janus Distributors LLC and NYLIAC dated <br>4/30/03 — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (8)(s) to <br>Post-Effective Amendment No. 19 to the registration statement on Form N-4 for NYLIAC Variable Annuity <br>Separate Account - III (File No. 033-87382), filed 5/14/03 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000095012303005933/e85376exv99w8ws.txt) |
| (i)(7) | [<u>Administrative Service Agreement between Morgan Stanley & Co. Incorporated and NYLIAC dated <br>4/30/03 — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (8)(v) to <br>Post-Effective Amendment No. 19 to the registration statement on Form N-4 for NYLIAC Variable Annuity <br>Separate Account - III (File No. 033-87382), filed 5/14/03 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000095012303005933/e85376exv99w8wv.txt) |
| (i)(8) | [<u>Distribution and Administrative Services Agreement, Class S Shares, between Neuberger Berman <br>Management, Inc. and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as <br>Exhibit (8)(w) to Post-Effective Amendment No. 19 to the registration statement on Form N-4 for NYLIAC <br>Variable Annuity Separate Account - III (File No. 033-87382), filed 5/14/03 and incorporated herein by <br>reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000095012303005933/e85376exv99w8ww.txt) |
| (i)(9) | [<u>Administrative Services Letter of Agreement between Columbia Funds Distributor, Inc. and NYLIAC — <br>Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (8)(t) to Post-Effective <br>Amendment No. 18 to the registration statement on Form N-4 for NYLIAC Variable Annuity Separate <br>Account - I (File No. 033-53342), filed 4/12/05 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/893167/000095012305004400/y04529paexv99w8wt.txt) |
| (i)(10) | [<u>Administrative Services Agreement between New York Life Investment Management LLC and NYLIAC dated <br>1/1/05 — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (8)(w) to <br>Post-Effective Amendment No. 20 to the registration statement on Form N-4 for NYLIAC Variable Annuity <br>Separate Account - I (File No. 033-53342), filed 4/10/06 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/893167/000095012306004443/y15985exv99w8ww.txt) |
| (i)(11) | [<u>PIMCO Services Agreement For Advisor Class Shares of PIMCO Variable Insurance Trust, dated as of <br>January 14, 2010, between NYLIAC and Pacific Investment Management Company LLC- Previously filed in <br>accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (8)(z) to Post-Effective Amendment No. 24 to <br>the registration statement on Form N-4 for NYLIAC Variable Annuity Separate Account - I (File No. <br>033-53342), filed 4/13/10 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/893167/000095012310034440/y82768exv99w8wz.txt) |
| (i)(12) | [<u>Administrative Services Agreement, dated March 25, 2011, and effective as of May 1, 2011, between <br>Blackrock Advisors, LLC and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR <br>232.102(e) as Exhibit (8)(a)(a) to Post-Effective Amendment No. 25 to the registration statement on <br>Form N-4 for NYLIAC, Variable Annuity Separate Account - I (File No. 033-53342), filed 4/14/11 and <br>incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/893167/000095012311035635/y88561exv99w8wawa.txt) |
| (i)(13) | [<u>Amended and Restated Administrative Services Agreement between New York Life Investment Management <br>LLC and NYLIAC, dated February 17, 2012 — Previously filed in accordance with Regulation S-T 17 CFR <br>232.102(e) as Exhibit (8)(c)(c) to Post-Effective Amendment No. 26 to the registration statement on <br>Form N-4 for NYLIAC Variable Annuity Separate Account — I (File No. 033-53342), filed 4/11/12 and <br>incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/893167/000119312512159084/d281650dex998cc.htm) |
| (i)(14) | [<u>Amended and Restated 12b-1 Plan Services Agreement for the Service Class Shares of the MainStay VP <br>Funds Trust between NYLIFE Distributors LLC and NYLIAC, dated April 29, 2011 — Previously filed in <br>accordance with Regulation S-T 17 CFR 232.102(e) as Exhibit (8)(d)(d) to Post-Effective Amendment No. 26 <br>to the registration statement on Form N-4 for NYLIAC Variable Annuity Separate Account — I (File No. <br>033-53342), filed 4/11/12 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/893167/000119312512159084/d281650dex998dd.htm) |
| (i)(15) | [<u>PIMCO Services Agreement for Advisor Class Shares of PIMCO Variable Insurance Trust, dated <br>February 25, 2014, and effective May 1, 2014, between Pacific Investment Management Company LLC and <br>New York Life Insurance and Annuity Corporation — Previously filed in accordance with Regulation S-T, 17 <br>CFR 232.102(e) as Exhibit 8(e)(e) to Post-Effective Amendment No. 28 to the registration statement on <br>Form N-4 for NYLIAC Variable Annuity Separate Account - I (File No. 033-53342), filed 4/11/14 and <br>incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/893167/000119312514140549/d630449dex998ee.htm) |
| (i)(16) | [<u>Selling Agreement for Advisor Class Shares of PIMCO Variable Insurance Trust, dated February 25, 2014, <br>between PIMCO Investments LLC and New York Life Insurance and Annuity Corporation — Previously filed <br>in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit 8(f)(f) to Post-Effective Amendment No. 28 <br>to the registration statement on Form N-4 for NYLIAC Variable Annuity Separate Account - I (File No. <br>033-53342), filed 4/11/14 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/893167/000119312514140549/d630449dex998ff.htm) |

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| | |
|:---|:---|
| (i)(17) | [<u>Administrative Services Letter of Agreement, dated May 1, 2007, between Deutsche Investment <br>Management Americas Inc. and New York Life Insurance and Annuity Corporation — Previously filed in <br>accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (i)(14) to Pre-Effective Amendment No. 1 to <br>the registration statement on Form N-6 for NYLIAC Variable Universal Life Separate Account - I (File <br>No.333-147707), filed 4/14/08 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/906982/000095012308004127/y41129a1exv99wiw14.txt) |
| (i)(18) | [<u>Administrative Services Agreement among Legg Mason Investor Services, LLC and New York Life Insurance <br>and Annuity Corporation — Previously filed in accordance with Regulation S-T, 17 CFR 232.102 (e) as <br>Exhibit (8)(k)(k) to Post-Effective Amendment No. 31 to the registration statement on Form N-4 for NYLIAC <br>Variable Annuity Separate Account - I (File No. 033-53342), filed 4/11/17 and incorporated herein by <br>reference.</u>](https://www.sec.gov/Archives/edgar/data/893167/000119312517119906/d254951dex998kk.htm) |
| (i)(19) | [<u>Service Agreement between Fidelity Investments Institutional Operations Company, Inc. and New York Life <br>Insurance and Annuity Corporation dated 1/1/1998 — Previously filed in accordance with Regulation S-T, 17 <br>CFR 232.102(e) as Exhibit (8)(x)(x) to Post-Effective Amendment No. 27 to the registration statement on <br>Form N-4 for NYLIAC, Variable Annuity Separate Account III (File No. 333-156018), filed 4/10/20 and <br>incorporated herein by reference.</u>](http://www.sec.gov/Archives/edgar/data/934298/000119312520103230/d57440dex998xx.htm) |
| (i)(20) | [<u>Tri Party Agreement among Legg Mason Partners Variable Equity Trust, Legg Mason Partners Fund Advisor, <br>LLC, New York Life Insurance and Annuity Corporation, American Funds Insurance Series, American Funds <br>Distributor, Inc., and Capital Research and Management Company dated 4/13/2020—Previously filed in <br>accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (i)(11) to Post-Effective Amendment No. 2 to <br>the registration statement on Form N-4 for NYLIAC Variable Annuity Separate Account III (File No. <br>333-239752), filed 11/29/21 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000119312521341942/d244072dex99i11.htm) |
| (i)(21) | [<u>Tri Party Agreement among Legg Mason Partners Variable Equity Trust, Legg Mason Partners Fund Advisor, <br>LLC, New York Life Insurance and Annuity Corporation, AIM Variable Insurance Funds (Invesco Variable <br>Insurance Funds) and Invesco Advisers, Inc. dated 1/21/22—Previously filed in accordance with Regulation <br>S-T, 17 CFR 232.102(e) as Exhibit (i)(22) to initial registration statement on Form N-6 for NYLIAC Variable <br>Universal Life Separate Account - I (333-263768), filed 3/22/22 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/906982/000119312522081695/d295816dex99i22.htm) |
| (i)(22) | [<u>Form of Administrative Services Agreement, dated May 1, 2007, among New York Life Insurance and <br>Annuity Corporation, AllianceBernstein L.P. and AllianceBernstein Investments, Inc.—Previously filed in <br>accordance with Regulation S-T, 17 CFR 232.102(e) Exhibit (i)(23) to Post-Effective Amendment No. 17 to <br>the registration statement on Form N-6 for NYLIAC Corporate Sponsored Variable Universal Life Separate <br>Account-I (File No. 333-48300), filed 4/18/07 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/1018042/000095012307005590/e28451exv99wiw23.txt) |
| (i)(23) | [<u>Marketing and Administrative Services Agreement between New York Life Insurance and Annuity <br>Corporation and Putnam Retail Management Limited Partnership, dated 4/1/24 – Previously filed in <br>accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (i)(23) to Post-Effective Amendment No. 39 <br>to the registration statement on Form N-4 for NYLIAC Variable Annuity Separate Account - I (File No. <br>033-53342), filed 4/11/24 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/893167/000119312524092827/d783723dex99i23.htm) |
| (i)(24) | [<u>Services Agreement between New York Life Insurance and Annuity Corporation and Franklin Distributors, <br>LLC, dated 5/1/26 – Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (i)(24) <br>to Post-Effective Amendment No. 43 to the Registration Statement on Form N-4 for NYLIAC Variable Annuity <br>Separate Account III (333-156018), filed April 10, 2026 and incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000119312526150901/d86584dex99i24.htm) |
| (i)(25) | [<u>Form of Administrative Services Agreement between New York Life Insurance and Annuity Corporation and <br>Goldman Sachs Asset Management, L.P. – Previously filed in accordance with Regulation S-T, 17 CFR <br>232.102(e) as Exhibit (h)(24) to Post-Effective Amendment No. 43 to the Registration Statement on <br>Form N-4 for NYLIAC Variable Annuity Separate Account III (333-156018), filed April 10, 2026 and <br>incorporated herein by reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000119312526150901/d86584dex99i25.htm) |
| (j) | Other Material Contracts. Not applicable. |
| (k) | Legal Opinion. |
| (k)(1) | Opinion and Consent of Charles A. Whites, Jr., Esq – [<u>Filed herewith.</u>](d103980dex99k1.htm) |
| (l) | Other Opinions. |
| (l)(1) | Consent of PricewaterhouseCoopers LLP – Not applicable. |
| (m) | Omitted Financial Statements. Not applicable. |
| (n) | Initial Capital Agreements. Not applicable. |
| (o)(1) | Form of Initial Summary Prospectus. [<u>Filed herewith</u>](d103980dex99o1.htm). |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

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| | |
|:---|:---|
| (p) | Powers of Attorney. |
| (p)(1) | [<u>Powers of Attorney – Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as <br>Exhibit (p)(1) to Post-Effective Amendment No. 43 to the registration statement on Form N-4 for NYLIAC <br>Variable Annuity Separate Account-III (File No. 333-156018), filed 4/10/26 and incorporated herein by <br>reference.</u>](https://www.sec.gov/Archives/edgar/data/934298/000119312526150901/d86584dex99p1.htm) |
| (q) | Letter Regarding Change in Certifying Accountant. Not applicable. |
| (r) | Historical Current Limits on Index Gains. Not applicable. |

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ITEM 28. DIRECTORS AND OFFICERS OF THE INSURANCE COMPANY

The principal business address of each director and officer of NYLIAC is 51 Madison Avenue, New York, NY 10010.

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| | |
|:---|:---|
| **Name:** | **Title:** |
| DeSanto, Craig L. | Chairman, Chief Executive Officer & President |
| Anderson, Erik A. | Director, Senior Vice President & Chief Actuary |
| Feldstein, Eric M. | Director, Executive Vice President & Chief Financial Officer |
| Hendry, Thomas A. | Director, Senior Vice President & Treasurer |
| Kravitz, Jodi L. | Director, Senior Vice President & Actuary |
| McDonnell, Michael K. | Director, Senior Vice President, General Counsel & Chief Legal Officer |
| Miller, Amy | Director, Senior Vice President, Deputy General Counsel & Assistant Secretary |
| Sabal, Craig A. | Senior Vice President, Chief Investment Officer & Chief Derivatives Officer |
| Chen, Angela | Senior Vice President & Controller |
| Ball, Aaron | Executive Vice President |
| Karaoglan, Alain M. | Executive Vice President |
| Soni, Deepa | Executive Vice President & Chief Information Officer |
| Abramo, Stephen | Senior Vice President |
| Albarella, Joel I. | Senior Vice President |
| Arita, Darin C. | Senior Vice President |
| Berlin, Scott L. | Senior Vice President |
| Bopp, Kevin M. | Senior Vice President |
| Brill, Elizabeth K. | Senior Vice President & Actuary |
| Budhwani, Reshma | Senior Vice President & Chief Information Security Officer |
| Casanova, Ramon | Senior Vice President |
| Colleary, Maura R. | Senior Vice President |
| Colon, Wilfred R. | Senior Vice President |
| Cooney, Colleen C. | Senior Vice President |
| Cronin, Maureen A. | &nbsp;&nbsp; Senior Vice President, Deputy General Counsel, Chief Investment Counsel & Assistant <br> Secretary<br>|
| Cruz, David | Senior Vice President |
| Drinkard, Kenneth R. | Senior Vice President & General Auditor |
| Formon, William | Senior Vice President |
| Frederick, Robert R. | Senior Vice President |
| Gennaro, Paul J. | Senior Vice President |
| Glynn, Kevin M. | Senior Vice President |
| Gupta, Tina | Senior Vice President |
| Herwig, Julie E. | Senior Vice President |
| Hu, Amy | Senior Vice President |
| Huang, Dylan W. | Senior Vice President |
| James, Cheryl | Senior Vice President & Deputy General Counsel |
| Khalil, Saad A. | Senior Vice President |
| Kuhl Sarrubbo, Amanda L. | Senior Vice President |
| Lenz, Scott L. | Senior Vice President, Deputy General Counsel & Chief Tax Counsel |
| Leonard, Jason P. | Senior Vice President |
| McClain, Keith B. | Senior Vice President |
| Mian, Farhad A. | Senior Vice President |
| Micucci, Alison H. | Senior Vice President |
| Navarro, Kathleen | Senior Vice President |
| Nesle, Heather M. | Senior Vice President |
| Nguyen, Mychael A. | Senior Vice President |
| O'Hanlon, Thomas P. | Senior Vice President |
| Patel, Hiran | Senior Vice President |
| Putnam, Roger L. | Senior Vice President |

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| | |
|:---|:---|
| **Name:** | **Title:** |
| Rodgers, Joanne H. | Senior Vice President & Head of Human Resources |
| Rosenthal, Benjamin L. | Senior Vice President & Chief Risk Officer |
| Sabal, Craig A. | Senior Vice President, Deputy Chief Investment Officer & Chief Derivatives Officer |
| Schwartz, Rachel S. | Senior Vice President, Deputy General Counsel & Chief Insurance Counsel |
| Simonetti, Richard P. | Senior Vice President |
| Taylor, Todd | Senior Vice President |
| Tillotson, Sandra G. | Senior Vice President & Chief Compliance Officer |
| Virendra, Sonali | Senior Vice President |
| Walsh, Edward C. | Senior Vice President |
| Williams, Brian D. | Senior Vice President |
| Wion, Matthew D. | Senior Vice President |
| Abdelkader, Farid | Vice President & Associate General Auditor |
| Advani, Janice | Vice President |
| Alam, Raian | Vice President & Managing Director |
| Albano, Angelina | Vice President |
| Almiroudis, Demetra | Vice President |
| Armstrong, Vivian | Vice President |
| Ascione, Mitchell P. | Vice President |
| Bain, Karen A. | Vice President |
| Ballman, Cheryl | Vice President |
| Becher, Eric R. | Vice President |
| Behar, Paul | Vice President |
| Beligotti, Jeffrey | Vice President |
| Ben-Ami, Kevin A. | Vice President & Associate General Counsel |
| Black, Meaghan | Vice President |
| Boccio, John | Vice President |
| Bonavitacola, Erica B. | Vice President |
| Borisenko, Evgueni | Vice President & Actuary |
| Boyd IV, Robert L. | Vice President |
| Braut, Stephen A. | Vice President |
| Bredikis, Scott | Vice President |
| Breslin, Christopher J. | Vice President |
| Brobston, Irena S. | Vice President |
| Brochard, Gabrielle | Vice President & Actuary |
| Brotherton, Diane M. | Vice President |
| Brown, Justin E. | Vice President |
| Caminiti, Philip E. | Vice President |
| Carbone, Jeanne M. | Vice President & Actuary |
| Carey, Christopher H. | Vice President |
| Carrig, Erica E. | Vice President & Associate General Counsel |
| Chan, David | Vice President, Associate General Counsel & Assistant Secretary |
| Chan, Vee-En | Vice President |
| Chasen, Jo-Anne S. | Vice President |
| Cherpelis, George S. | Vice President |
| Choi, Edward | Vice President |
| Chua, Albert | Vice President & Actuary |
| Citera, Frank | Vice President |
| Civello, Alisa M. | Vice President |
| Cobaj, Skender | Vice President |
| Cohen, Andrew J. | Vice President |
| Cohen, Ross E. | Vice President |
| Cole, Kerry A. | Vice President |

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| | |
|:---|:---|
| **Name:** | **Title:** |
| Collins, Maria V. | Vice President |
| Colton, Andrew | Vice President & Actuary |
| Cole, Kerry | Vice President & Managing Director |
| Contey, Allison | Vice President |
| Conti, Jane S. | Vice President |
| Cooper, Natalie | Vice President |
| Council, Catherine | Vice President |
| Crawford, Thomas | Vice President & Actuary |
| Cristello, Cindy | Vice President |
| Curran, Debra | Vice President |
| Danzig, Jeff | Vice President & Actuary |
| Dave, Ushir | Vice President |
| Davidowitz, Aron B. | Vice President |
| Davis, Juliet | Vice President |
| Del Bello, Timothy | Vice President |
| DelGreco, Phylliss A. | Vice President & Associate General Counsel |
| DiCalogero, John V. | Vice President |
| DiCarmine, Kristen | Vice President |
| DiRago, John C. | Vice President |
| Donner, Andrew | Vice President |
| Donohue, Robert P. | Vice President & Assistant Treasurer |
| Duarte, Deborah | Vice President |
| Eppink, Jr., Richard H. | Vice President |
| Facinelli, Joanne S. | Vice President |
| Feeney, Brendan L. | Vice President |
| Feinberg, Amarya | Vice President & Actuary |
| Ferreira, Leandra C. | Vice President |
| Fitzgerald, Christopher P. | Vice President |
| Fong, Michael | Vice President & Actuary |
| Fox, Ryan D. | Vice President |
| Freeman, Lisa A. | Vice President |
| Fromm, Paul | Vice President |
| Froshiesar, Donn | Vice President |
| Gallagher, Erin M. | Vice President |
| Gamble, Michael | Vice President |
| Gangemi, Thomas J. | Vice President & Chief Underwriter |
| Gao, J. Kevin | Vice President & Associate General Counsel |
| Gill, Sandra | Vice President |
| Gleason, Kevin M. | Vice President |
| Goel, Prakhar | Vice President |
| Goldstein, Andrew | Vice President |
| Goldstein, Paul Z. | Vice President & Associate General Counsel |
| Gostling, Page H. | Vice President |
| Grace, Deborah A. | Vice President |
| Gunda, Kishore | Vice President |
| Hajducek, Laura | Vice President |
| Hale, Rachel | Vice President & Actuary |
| Hammie, Tyrin | Vice President |
| Han, Wen Wei | Vice President & Actuary |
| Hanley, Dale A. | Vice President |
| Hayden, Adam C. | Vice President |
| Healy, Brendan J. | Vice President |

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| | |
|:---|:---|
| **Name:** | **Title:** |
| Hekmat, Saba | Vice President |
| Henderson, Loyd T. | Vice President |
| Hoffman, Eric S. | Vice President |
| Huang, Angela | Vice President & Actuary |
| Hyland, Meredith K. | Vice President |
| Ingham, Scott | Vice President & Assistant Secretary |
| Jackson, Eric | Vice President |
| Jackson, Zerlina R. | Vice President |
| James, Jack A. | Vice President |
| Johnston, Todd C. | Vice President |
| Kakkanattu, Manuel M. | Vice President |
| Katti, Rohit R. | Vice President |
| Kelly, Christopher P. | Vice President & Associate General Auditor |
| Kim, Terry | Vice President |
| Klatell, Jeremy N. | Vice President, Associate General Counsel & Chief Litigation Counsel |
| Kowal, Neha | Vice President |
| Kraus, Linda M. | Vice President |
| Kula, Michael | Vice President & Actuary |
| Kyan, Raymond | Vice President |
| Larkin, Colleen E. | Vice President & Assistant Secretary |
| Laugesen, Katie | Vice President |
| Lawrence, Cameryn A. | Vice President |
| Lee, Young | Vice President |
| Lewis, Sean S. | Vice President |
| Lewis, Tanner | Vice President |
| Loden, Wesley | Vice President & Actuary |
| Long, Harry Scott | Vice President |
| Lunny, Ryan | Vice President |
| Lynn, Eric J. | Vice President & Actuary |
| Machols, Jeffrey J. | Vice President |
| Madgett, Sean | Vice President |
| Marcel, Imari | Vice President |
| Marinaccio, Ralph S. | Vice President |
| Martello, Virginia C. | Vice President |
| Martin, Trina | Vice President |
| McGilberry, Brent | Vice President |
| McKeon, John | Vice President & Actuary |
| McNamara, Stephen J. | Vice President & Actuary |
| McNulty, Stephen B. | Vice President |
| Melka, Frank David | Vice President |
| Micale, Anthony F. | Vice President |
| Micun, Pawel | Vice President |
| Mitra, Debapriya | Vice President |
| Moo-Young, Jillian | Vice President |
| Mosquera, Jaime | Vice President & Actuary |
| Mossessian, Dmitri | Vice President |
| Mount, William J. | Vice President |
| Mujala, Maambo | Vice President |
| Mwaramba, Rutendo | Vice President & Actuary |
| Nair, Dinesh K. | Vice President |
| Nayar, Ridhika | Vice President |
| Newman, Jennifer | Vice President |

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| | |
|:---|:---|
| **Name:** | **Title:** |
| Ng, Ching (Andrew) | Vice President & Actuary |
| O'Brien, Daniel J. | Vice President |
| O'Hearn, Claudine C. | Vice President |
| O'Neill, Kathleen | Vice President, Associate General Counsel, & Assistant Secretary |
| Orban, Rachel | Vice President, Associate General Counsel, & Assistant Secretary |
| Orselli, Francesco | Vice President |
| Panganiban, Maria E. | Vice President |
| Paone, Jonathan T. | Vice President |
| Pavone, Joseph | Vice President |
| Perrotti, Anthony R. | Vice President |
| Perry, Valerie L. | Vice President |
| Perseghin, Andrew J. | Vice President |
| Petersen, Todd | Vice President & Actuary |
| Pizzute, Robert J. | Vice President |
| Poli, Christopher | Vice President |
| Portnoy, Michael | Vice President |
| Power, Kevin J. | Vice President |
| Quarella, Anthony | Vice President & Actuary |
| Quartararo, Paul | Vice President |
| Rajendran, Paul P. | Vice President |
| Rangachar, Raghu | Vice President & Actuary |
| Rao, Achuth | Vice President |
| Rice, Scott | Vice President |
| Riven, Inga | Vice President & Actuary |
| Rodgers, Kathryn A. | Vice President |
| Rodrigue, Kyle | Vice President |
| Rosenblum, Tal | Vice President |
| Rotondo, Richard | Vice President |
| Roy, Jennifer M. | Vice President |
| Rubin, Janis C. | Vice President |
| Sabo, Phillip J. | Vice President |
| Salvatore, Daniel | Vice President |
| Sarma, Samar | Vice President |
| Schirizzo, Michael | Vice President |
| Scozzafava, Mark J. | Vice President |
| Seaman, Brian | Vice President |
| Seewald, Scott R. | Vice President |
| Seguin, Brian | Vice President |
| Serdyuk, Elena | Vice President |
| Seyb, Sean M. | Vice President |
| Shah, Chintan T. | Vice President |
| Shan, YiYi | Vice President |
| Shapiro, Natalie | Vice President |
| Sharma, Vikas | Vice President |
| Shaub, Sarah | Vice President |
| Sherman, Eric C. | Vice President & Actuary |
| Sherman, Nancy G. | Vice President |
| Singh, Jacqueline | Vice President |
| Smith, Kevin M. | Vice President |
| Solazzo, Amy L. | Vice President |
| Sommer, Kenneth M. | Vice President |
| Standbridge, Elizabeth A. | Vice President |

---

------

---

| | |
|:---|:---|
| **Name:** | **Title:** |
| Steelman, Elliot H. | Vice President |
| Stengel, Agustin | Vice President |
| Stricoff, Celine | Vice President |
| Strutton, Rebecca | Vice President & Associate General Counsel |
| Suh, Hannah L. | Vice President & Actuary |
| Suryapranata, Monica | Vice President |
| Sverdlov, Michael | Vice President |
| Tamayo-Sanchez, Angelica | Vice President |
| Thomas, Robert W. | Vice President |
| Tillinghast, Mark E. | Vice President |
| Tobin, Michael | Vice President |
| Todorov, Natalia | Vice President |
| Tomassi, Deborah A. | Vice President |
| Torrey, Arthur S. | Vice President |
| Tripi, Stephen A. | Vice President |
| Tyndell, Elizabeth A. | Vice President |
| Vandegrift, Jr., Donald P. | Vice President & Associate General Counsel |
| Versastegui, Victor A. | Vice President |
| Vinson, Stephen B. | Vice President |
| Waelti, Linus | Vice President & Actuary |
| Wall, Joseph E. | Vice President |
| Wang, Ching C. | Vice President |
| Warga, Regina | Vice President |
| Warner, S. Andre | Vice President & Associate General Counsel |
| Weatherman, Aaron | Vice President & Actuary |
| Wei, Helen | Vice President |
| Weiss, Jennifer M. | Vice President |
| Whites, Jr., Charles A. | Vice President & Associate General Counsel |
| Wickwire, Brian D. | Vice President |
| Williams, Matthew | Vice President |
| Wilson, Michael E. | Vice President |
| Wolf, Madeline A. | Vice President |
| Wong, Judy | Vice President & Actuary |
| Wood, Melissa | Vice President |
| Wulwick, Jacqueline N. | Vice President |
| Yashnyk, Michael A. | Vice President |
| Yenko, Elizabeth M. | Vice President |
| Zaman, Nabeed | Vice President |
| Zeng, Paul | Vice President & Actuary |
| Meade, Colleen A. | Associate General Counsel & Secretary |

---

------

ITEM 29. PERSONS CONTROLLED BY OR UNDER COMMON CONTROL WITH THE INSURANCE COMPANY OR THE REGISTERED SEPARATE ACCOUNT

The Insurance Company, NYLIAC, is a wholly-owned subsidiary of New York Life Insurance Company ("New York Life"). The Registered Separate Account is a segregated asset account of NYLIAC. The following chart indicates persons presumed to be controlled by New York Life(+), unless otherwise indicated. Subsidiaries of other subsidiaries are indented accordingly, and ownership is 100% unless otherwise indicated.

---

| | | |
|:---|:---|:---|
| **Name** | &nbsp;&nbsp; **Jurisdiction of**<br> **Organization**<br>| &nbsp;&nbsp; **Percent of Voting**<br> **Securities Owned**<br>|
| MSVEF II Investor LLC | (Delaware) | (NYLIC: 85%, NYLIAC: 15%) |
| MSVEF Investor LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; MSVEF Feeder LP | (Delaware) | (55.56%) |
| &nbsp;&nbsp;&nbsp;&nbsp; MSVEF REIT LLC | (Delaware) | (55.56%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Madison Square Value Enhancement Fund LP <br> ("MSVEFLP")<br>| (Delaware) | (51%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSVEF-MF Evanston GP LLC | (Delaware) | (51%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSVEF-MF Evanston IL LP | (Delaware) | (51%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSVEF-IND Commerce 303 GP LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSVEF-IND Commerce 303 AZ LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSVEF-SW Commerce 303 JV LP | (Delaware) | (95%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSVEF-MF Pennbrook Station GP LLC | (Delaware) | (51%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSVEF-MF Pennbrook Station PA LP | (Delaware) | (MSVEFLP: 51%; GPLLC: 0%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSVEF-MF Burrough's Mill GP LLC | (Delaware) | (MSVEFLP: 100%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSVEF-MF Burrough's Mill NJ LP | (Delaware) | (MSVEFLP: 50%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSVEF-MF Gramercy JV GP LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSVEF-MF Gramercy OH LP | (Delaware) | (MSVEFLP: 100%; GPLLC: 0%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSVEF-CR Gramercy JV LP | (Delaware) | (75%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSVEF-CR Gramercy Owner GP LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSVEF-CR Gramercy Owner LP | (Delaware) | (JV: 99.9%; GP/LLC: 0.1%) |
| New York Life Group Insurance Company of NY ("NYLG") | (New York) |  |
| Life Insurance Company of North America | (Pennsylvania) |  |
| &nbsp;&nbsp;&nbsp; LINA Benefit Payments, Inc. | (Delaware) |  |
| New York Life Benefit Payments LLC | (Delaware) |  |
| NYL Real Assets LLC | (Delaware) |  |
| NYL Emerging Manager LLC | (Delaware) |  |
| NYL Wind Investments LLC | (Delaware) |  |
| NYLIFE Insurance Company of Arizona | (Arizona) |  |
| NYLIC HKP Member LLC | (Delaware) | (NYLIC: 67.974%; NYLIAC: 32.026%) |
| New York Life Insurance and Annuity Corporation | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; NYLIAC RLP II, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; Development Funding Backed Pass-Through Trust <br> Series – 2025 A<br>| (Delaware) | (11.75197%) |
| New York Life Enterprises LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; SEAF Sichuan SME Investment Fund LLC | (Delaware) | (39.98%) |
| &nbsp;&nbsp;&nbsp; New York Life International Holdings Limited | (Mauritius) | (84.38%)1 |
| &nbsp;&nbsp;&nbsp;&nbsp; Max Estates Limited | (India) | (NYLIH: 19.45%, NYLIC: 1.29%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Max I. Limited | (India) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Max Assets Services Limited | (India) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Max Square Limited | (India) | (Max: 51%, NYLIC: 49%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Pharmax Corporation Limited | (India) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Max Towers Private Limited | (India) | (Max: 51%, NYLIC: 49%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Max Estates 128 Private Limited | (India) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Max Estate Gurgaon Limited | (India) |  |

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------

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| | | |
|:---|:---|:---|
| **Name** | &nbsp;&nbsp; **Jurisdiction of**<br> **Organization**<br>| &nbsp;&nbsp; **Percent of Voting**<br> **Securities Owned**<br>|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Acreage Builders Private Limited | (India) | (Max: 51%, NYLIC: 49%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Astiki Realty Private Limited | (India) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Max Estates Gurgaon Two Limited | (India) |  |
| &nbsp;&nbsp;&nbsp; NYL Cayman Holdings Ltd. | (Cayman Islands) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; NYL Worldwide Capital Investments LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; Seguros Monterrey New York Life, S.A. de C.V. | (Mexico) | (99.998%)2 |
| &nbsp;&nbsp;&nbsp;&nbsp; Administradora de Conductos SMNYL, S.A. de C.V. | (Mexico) | (99%) |
| &nbsp;&nbsp;&nbsp;&nbsp; Agencias de Distribucion SMNYL, S.A. de C.V. ("ADIS") | (Mexico) | (99%) |
| &nbsp;&nbsp;&nbsp;&nbsp; Inmobiliaria SMNYL, SA de C.V. | (Mexico) | (99%; ADIS: 1%) |
| NYLIM Jacob Ballas India Holdings IV | (Mauritius) |  |
| NYL 717 Texas Member LLC (Delaware) (NYLIC: 60%, <br> NYLIAC: 40%)<br>| (Delaware) | (NYLIC 60%; NYLIAC: 40%) |
| NYL 717 Texas Holdings LLC | (Delaware) | &nbsp;&nbsp; (fks NYLife 717 Texas Holdings LLC) <br> (NYLIC: 75.96., NYLIAC: 24.04%)<br>|
| &nbsp;&nbsp;&nbsp; NYL 717 Texas REIT Holdings | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; NYL 717 Texas Avenue TX TRS, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; NYL 717 Texas Avenue TX Owner, LLC | (Delaware) |  |
| MSSIV NYL Investor Member LLC (Delaware) | (Delaware) | (NYLIC: 90%, NYLIAC: 10%) |
| New York Life Investment Management Holdings LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; NYL Investors LLC (Delaware) | (Delaware) | &nbsp;&nbsp; (effective 1.1.2026 the entity's <br> ownership changed from NYLIC to <br> NYLIM and the structure moved <br> under NYLIM)<br>|
| &nbsp;&nbsp;&nbsp;&nbsp; NYL Investors (U.K.) Limited | (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; NYL Investors REIT Manager LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MSVEF II GP LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSVEF RT Feeder II LP | (Delaware) | (70%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSVEF II RT LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Madison Square Value Enhancement Fund II LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSVEF II – MF Innsbrook VA LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSVEF II-IND Turner West KS LLC | (Delaware) | (formed 1/22/2026) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSVEF II-IND Turner West KS JV LLC | (Delaware) | (formed 1/22/2026) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSVEF II-IND Turner West KS Owner 6 LLC | (Delaware) | (formed 1/22/2026) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSVEF II-IND Turner West KS Owner 7 LLC | (Delaware) | (formed 1/22/2026) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSVEF II-IND Turner West KS Owner 8 LLC | (Delaware) | (formed 1/22/2026) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSVEF II – MF Graces Reserve Member NC LLC | (Delaware) | (MSVEFIIInvestor: 90%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Graces Reserve JV LLC | (Delaware) | (90%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Graces Reserve NC Owner LLC | (Delaware) | (99.9%) |
| &nbsp;&nbsp;&nbsp;&nbsp; NYL Investors NCVAD II GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; McMorgan Northern California Value <br> Add/Development Fund II, LP<br>| (Delaware) | (50%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MNCVAD II-OFC 770 L Street CA LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MNCVAD II-MF UNION CA LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MNCVAD II- HOLLIDAY UNION JV LLC | (Delaware) | (90%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MNCVAD II-OFC HARBORS CA LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MNCVAD II-SEAGATE HARBORS LLC | (Delaware) | **(LLC: 90%)** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MNCVAD II-OFC 630 K Street CA LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MNCVAD II-IND SHILOH CA LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MNCVAD II-BIG SHILOH JV LLC | (Delaware) | **(90%)** |
| &nbsp;&nbsp;&nbsp;&nbsp; MSSDF GP LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MSSDF II GP LLC | (Delaware) |  |

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------

---

| | |
|:---|:---|
| **Name** | &nbsp;&nbsp; **Percent of Voting**<br> **Securities Owned**<br>|
| &nbsp;&nbsp;&nbsp;&nbsp; MSSDF II Member LLC<br> (Delaware) | **(NYLIC: 35%, NYLIAC: 65%)** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Madison Square Structured Debt Fund II LP<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSSDF REIT II LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MSSDF Member LLC (Delaware) | **(NYLIC: 35%, NYLIAC: 65%)** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Madison Square Structured Debt Fund LP<br> (Delaware) | **(40.4%)** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSSDF REIT LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSSDF REIT Funding Sub I LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSSDF REIT Funding Sub II LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSSDF REIT Funding Sub III LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSSDF REIT Funding Sub IV LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSSDF REIT Funding Sub V LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSSDF REIT Funding Sub VI LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSSDF REIT Funding Sub VII LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSSDF-OFCB Voss San Felipe LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSSDF-OFCB Woodway LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSSDF-OFCB Hanover LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSSDF-OFCB El Segundo LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MSSIV GP LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Madison Square Strategic Investments Venture LP<br> (Delaware) | &nbsp;&nbsp; **(MSSIV NYL Investor Member LLC** <br> **51%; TP: 49%)**<br>|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSSIV REIT Manager LLC<br> (Delaware) | **(51%)** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Madison Square Strategic Investments Venture REIT <br> LLC<br>(Delaware) | **(51%)** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSSIV- MF Country Place MD LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSSIV-IND Speedway SC LLC<br> (Delaware) | **(NYL: 45:90%, NYLIAC: 5.1%)** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NRL Speedway Venture LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; SC Speedway Hwy 124, LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSSIV-IND Speedway Phase II JV SC LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MSSIV-IND Speedway Phase II Member SC LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; SC Speedway Grand National, LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MSVEF GP LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MCPF GP LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; NYL Investors Madison Core Property Fund LP<br> (Delaware) | &nbsp;&nbsp; **(NYL Investors is Non Member** <br> **Manager 0.00%)**<br>|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MCPF Holdings Manager LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MCPF MA Holdings LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MCPF Holdings LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-IND TAMARAC FL LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-OFC BRICKELL FL LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISION-IND POWAY CA LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-LPC POWAY JV LLC<br> (Delaware) | **(95%)** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-MF GRANARY FLATS TX LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-AO GRANARY FLATS JV LLC<br> (Delaware) | **(99.999%; TP: 0.0001%)** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-AO GRANARY FLATS OWNER LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-MF THE MEADOWS WA LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-ACG THE MEADOWS OWNER LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-ACG THE MEADOWS JV LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-MOB Lee Highway VA LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Madison-OFC 5161 CA LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-SS Kernersville QRS, Inc.<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-LPP Kernersville JV GP LLC<br> (Delaware) | **(90%, TP: 10%)** |

---

------

---

| | |
|:---|:---|
| **Name** | &nbsp;&nbsp; **Percent of Voting**<br> **Securities Owned**<br>|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-LPP Kernersville JV LP<br> (Delaware) | **(90%, TP: 10%)** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-LPP Kernersville GP LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-LPP Kernersville LP<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-MF Apex Newbury PA LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MCPF-MOB PEMBROKE PINES FL LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MCPF-MF Perimeter Gardens GA LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-IND LNDR TABOR ROAD NJ LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Madison-MF Yorkshire MD LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Yorkshire Apartments JV LLC<br> (Delaware) | **(90%)** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Yorkshire Apartments LP<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-IND 2080 ENTERPRISE CA LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-IND CLAWITER CA LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-REDCO CLAWITER JV LLC<br> (Delaware) | **(95%)** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-IND ENTERPRISE RIALTO CA LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MIREF Mill Creek, LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MIREF Gateway, LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MIREF Delta Court, LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MIREF Fremont Distribution Center, LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MIREF Century, LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MIREF Newpoint Commons, LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MIREF Northsight, LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MIREF Riverside, LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MIREF 101 East Crossroads, LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 101 East Crossroads, LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MIREF Hawthorne, LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MIREF Auburn 277, LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MIREF Sumner North, LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MIREF Wellington, LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MIREF Warner Center, LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-MF Duluth GA LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-OFC Centerstone I CA LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-OFC Centerstone III CA LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-MOB Centerstone IV CA LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-OFC Centerpoint Plaza CA LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-OFC One Main Place OR LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-MF Hoyt OR LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-RTL Clifton Heights PA LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-IND Locust CA LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-OFC Weston Pointe FL LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-MF MCCADDEN CA LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-OFC 1201 WEST IL LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-MCCAFFERY 1201 WEST IL LLC<br> (Delaware) | **(92.5%)** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-MF TECH RIDGE TX LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-RTL SARASOTA FL, LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-MOB CITRACADO CA LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Madison-MF Osprey QRS Inc.<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Madison-MF Osprey NC GP LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Madison-MF Osprey NC LP<br> (Delaware) | **(QRS: 99%; GP/LLC: 1%)** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-SS Crozet VA LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MADISON-LPP Crozet JV LLC<br> (Delaware) |  |
| &nbsp;&nbsp; NYLIM Capital LLC<br> (Delaware) |  |

---

------

---

| | | |
|:---|:---|:---|
| **Name** | &nbsp;&nbsp; **Jurisdiction of**<br> **Organization**<br>| &nbsp;&nbsp; **Percent of Voting**<br> **Securities Owned**<br>|
| &nbsp;&nbsp; Bow River Advisers, LLC | (Delaware) | (49%) |
| &nbsp;&nbsp; NYL Investments Europe Limited | (Ireland) |  |
| &nbsp;&nbsp; NYL Investments (International) Ltd. | (UK) |  |
| &nbsp;&nbsp; NYL Investments (Services) Ltd. | (UK) |  |
| &nbsp;&nbsp;&nbsp; NYL Investments UK LLP | (UK) | (NYLIL: 99%; NYLISL: 1%) |
| &nbsp;&nbsp; New York Life Investment Management Asia Limited | (Cayman Islands) |  |
| &nbsp;&nbsp;&nbsp; Japan Branch |  |  |
| &nbsp;&nbsp; MacKay Shields LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; MacKay Shields Emerging Markets Debt Portfolio | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; MacKay Municipal Managers Opportunities GP LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MacKay Municipal Opportunities Master Fund, L.P. | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MacKay Municipal Opportunities Fund, L.P. | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; MacKay Municipal Managers Credit Opportunities GP <br> LLC<br>| (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MacKay Municipal Credit Opportunities Master Fund, <br> L.P.<br>| (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MacKay Municipal Credit Opportunities Fund, L.P. | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MacKay Municipal Credit Opportunities HL Fund, L.P. | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; MacKay Municipal Short Term Opportunities Fund GP <br> LLC<br>| (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MacKay Municipal Short Term Opportunities Fund LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; Plainview Funds plc | (Ireland) | &nbsp;&nbsp; (50%) (MacKay Shields Employee: <br> 50%)<br>|
| &nbsp;&nbsp;&nbsp;&nbsp; Plainview Funds plc – MacKay Shields Strategic Bond <br> Portfolio<br>| (Ireland) | (NYLIC: 0.00%; MacKay: 0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp; Plainview Funds plc – MacKay Shields Structured <br> Products Opportunities Portfolio<br>| (Ireland) | (NYLIC: 0.00%; MacKay: 0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp; Plainview Funds plc – MacKay Shields Emerging <br> Markets Debt Portfolio<br>|  | (NYLIC: 99.36%; MacKay: 0.64%) |
| &nbsp;&nbsp;&nbsp; MacKay Shields High Yield Active Core Fund GP LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MacKay Shields High Yield Active Core Fund LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; MacKay Shields Defensive Bond Arbitrage Fund Ltd. | (Bermuda) | (.07%)3 |
| &nbsp;&nbsp;&nbsp; MacKay Shields Core Fixed Income Fund GP LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MacKay Shields Core Fixed Income Fund LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; MacKay Shields Select Credit Opportunities Fund GP <br> LLC<br>| (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MacKay Shields Select Credit Opportunities Fund LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; MacKay Municipal Managers California Opportunities <br> GP LLC<br>| (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MacKay Municipal California Opportunities Fund, L.P. | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; MacKay Municipal New York Opportunities GP LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MacKay Municipal New York Opportunities Fund, L.P. | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MacKay Municipal Opportunities HL Fund, L.P. | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; MacKay Municipal Capital Trading GP LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MacKay Municipal Capital Trading Master Fund, L.P. | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MacKay Municipal Capital Trading Fund, L.P. | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; MacKay Shields Intermediate Bond Fund GP LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MacKay Shields Intermediate Bond Fund LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; MacKay Municipal Managers Opportunities Allocation <br> GP LLC<br>| (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MacKay Municipal Opportunities Allocation Master <br> Fund LP<br>| (Delaware) |  |

---

------

---

| | |
|:---|:---|
| **Name** | &nbsp;&nbsp; **Percent of Voting**<br> **Securities Owned**<br>|
| &nbsp;&nbsp;&nbsp;&nbsp; MacKay Municipal Opportunities Allocation Fund A LP<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MacKay Municipal Opportunities Allocation Fund B LP<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp; MacKay Municipal Managers High Yield Select GP LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MacKay Municipal High Yield Select Fund LP<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp; MacKay Municipal Managers High Income <br> Opportunities GP LLC<br>(Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MacKay Municipal High Income Opportunities Fund LP<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp; MKS Digital Assets LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Candriam Global Emerging Markets Equities Fund LP<br> (Delaware) | (GP: 0.00%; NYLIAC: 0.00%) |
| &nbsp;&nbsp;&nbsp; MacKay Shields Series Fund Managing Member LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MacKay Shields Series Fund<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Securitized Credit Opportunities Series<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; High Yield Corporate Bond Series | (NYL: 0%) |
| &nbsp;&nbsp;&nbsp; MacKay Shields Emerging Markets Sovereign Debt <br> Feeder Fund GP LLC<br>(Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MacKay Shields Emerging Markets Sovereign Debt <br> Feeder Fund LP<br>(Delaware) |  |
| &nbsp;&nbsp; Apogem Capital LLC fka New York Life Investments <br> Alternatives LLC<br>(Delaware) |  |
| &nbsp;&nbsp;&nbsp; Apogem GP LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Apogem Gannett Opportunity Fund LP<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp; Apogem SRL 2 LLC<br> (Delaware)<sup>7</sup>  | (0 voting ownership) |
| &nbsp;&nbsp;&nbsp; Apogem SRL 3 LLC<br> (Delaware)<sup>7</sup>  | (0 voting ownership) |
| &nbsp;&nbsp;&nbsp; Madison Capital Funding LLC<br> (Delaware) | &nbsp;&nbsp; (NYLIC: 21.90%; NYLIAC 65.64%; <br> LINA 12.46%)<br>|
| &nbsp;&nbsp;&nbsp;&nbsp; MCF Co-Investment GP LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MCF Co-Investment GP LP<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Madison Capital Funding Co-Investment Fund LP<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Madison Avenue Loan Fund GP LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Madison Avenue Loan Fund LP<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MCF Fund I LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MCF Hanwha Fund LLC<br> (Delaware)<sup>7</sup>  | (0 voting ownership) |
| &nbsp;&nbsp;&nbsp;&nbsp; Ironshore Investment BL I Ltd.<br> (Bermuda)<sup>7</sup>  | (0 voting ownership) |
| &nbsp;&nbsp;&nbsp;&nbsp; MCF CLO IV LLC<br> (Delaware)<sup>7</sup>  | (NYLIC: 6.7%) |
| &nbsp;&nbsp;&nbsp;&nbsp; MCF CLO V LLC<br> (Delaware)<sup>7</sup>  | (NYLIC: 5%) |
| &nbsp;&nbsp;&nbsp;&nbsp; MCF CLO VI LLC<br> (Delaware)<sup>7</sup>  | (0 voting ownership) |
| &nbsp;&nbsp;&nbsp;&nbsp; MCF CLO VII LLC (f/k/a LMF WF Portfolio III, LLC)<br> (Delaware)<sup>7</sup>  | (0 voting ownership) |
| &nbsp;&nbsp;&nbsp;&nbsp; MCF CLO VIII Ltd.<br> (Delaware)<sup>7</sup>  | (0 voting ownership) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MCF CLO VIII LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MCF CLO VIII Blocker LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MCF CLO IX Ltd.<br> (Cayman Islands)<sup>7</sup>  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MCF CLO IX LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MCF CLO 10 Ltd.<br> (Bailiwick, Jersey)<sup>7</sup>  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MCF CLO 10 LLC<br> (Delaware) | (Ltd. 100%) |
| &nbsp;&nbsp;&nbsp;&nbsp; MCF CLO IX Blocker LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MFS CLO 10 Blocker LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MCF KB Fund LLC<br> (Delaware)<sup>7</sup>  | (0 voting ownership) |
| &nbsp;&nbsp;&nbsp;&nbsp; MCF KB Fund II LLC<br> (Delaware)<sup>7</sup>  | (0 voting ownership) |
| &nbsp;&nbsp;&nbsp;&nbsp; MCF KB Fund III LLC<br> (Delaware)<sup>7</sup>  | (0 voting ownership) |
| &nbsp;&nbsp;&nbsp;&nbsp; MCF Hyundai Fund LLC<br> (Delaware)<sup>7</sup>  | (0 voting ownership) |
| &nbsp;&nbsp;&nbsp;&nbsp; Apogem Direct Lending Hyundai Fund 2 LLC<br> (Delaware)<sup>7</sup>  | (0 voting ownership) |

---

------

---

| | | |
|:---|:---|:---|
| **Name** | &nbsp;&nbsp; **Jurisdiction of**<br> **Organization**<br>| &nbsp;&nbsp; **Percent of Voting**<br> **Securities Owned**<br>|
| &nbsp;&nbsp;&nbsp;&nbsp; Apogem Direct Lending Levered Fund 2023-1 LLC | (Delaware)<sup>7</sup>  | (0 voting ownership) |
| &nbsp;&nbsp;&nbsp;&nbsp; Apogem Direct Lending Loan Portfolio 2023 LLC | (Delaware)<sup>7</sup>  | (0 voting ownership) |
| &nbsp;&nbsp;&nbsp;&nbsp; Apogem DL Levered Fund 2023-1 LLC | (Delaware)<sup>7</sup>  | (0 voting ownership) |
| &nbsp;&nbsp;&nbsp;&nbsp; Apogem DL Levered Fund SPV 2023-1 LLC | (Delaware)<sup>7</sup>  | (0 voting ownership) |
| &nbsp;&nbsp;&nbsp;&nbsp; Apogem Umbrella | (Cayman Islands)<sup>7</sup>  | (0 voting ownership) |
| &nbsp;&nbsp;&nbsp;&nbsp; Apogem US Direct Lending Limited I | (Cayman Islands)<sup>7</sup>  | (0 voting ownership) |
| &nbsp;&nbsp;&nbsp;&nbsp; Apogem Direct Lending Nighthawk Fund | (Cayman Islands) | (Apogem initially) |
| &nbsp;&nbsp;&nbsp;&nbsp; MCF Senior Debt Fund 2020 GP LLC | (Delaware)<sup>7</sup>  | (0 voting ownership) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MCF Senior Debt Fund – 2020 LP | (Cayman Islands)<sup>7</sup>  | (0 voting ownership) |
| &nbsp;&nbsp;&nbsp;&nbsp; MCF Mezzanine Carry I LLC | (Delaware)<sup>7</sup>  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MCF Mezzanine Fund I LLC | (Delaware) | (NYLIC: 66.66%; NYLIAC: 33.33%) |
| &nbsp;&nbsp;&nbsp;&nbsp; MCF PD Fund GP LLC | (Delaware)<sup>7</sup>  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MCF PD Fund LP | (Delaware)<sup>7</sup>  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MCF Senior Debt Fund 2019-I GP LLC | (Delaware)<sup>7</sup>  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MCF Senior Debt Fund 2019-I LP | (Delaware)<sup>7</sup>  |  |
| &nbsp;&nbsp;&nbsp; Apogem Senior Direct Lending Fund GP LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Apogem Senior Direct Lending Origination Company <br> (O) LP<br>| (Delaware) |  |
| &nbsp;&nbsp;&nbsp; New York Life Capital Partners III GenPar GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; New York Life Capital Partners IV GenPar GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; New York Life Capital Partners IV, L.P | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; GoldPoint Core Opportunities Fund, L.P. | &nbsp;&nbsp; (Delaware Series <br> LP)<br>|  |
| &nbsp;&nbsp;&nbsp; GoldPoint Core Opportunities Fund II L.P. | &nbsp;&nbsp; (Delaware Series <br> LP)<br>|  |
| &nbsp;&nbsp;&nbsp; GoldPoint Mezzanine Partners IV GenPar GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; GoldPoint Mezzanine Partners IV GenPar, LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; GoldPoint Mezzanine Partners Co-Investment Fund <br> A, LP<br>| (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; GoldPoint Mezzanine Partners IV, LP | (Delaware) | ("GPPIVLP") |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; GPP Mezz IV A Blocker LP | (Delaware) | ("GPPMBA") |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; GPP Mezz IV A Preferred Blocker LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; GPP Mezz IV C Blocker LP | (Delaware) | ("GPPMBC") |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; GPP Mezz IV D Blocker LP | (Delaware) | ("GPPMBD") |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; GPP Mezz IV ECI Aggregator LP name change from <br> GPP Mezzanine Blocker E, LP<br>| (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; GPP Mezz IV F Blocker LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; GPP Mezz IV G Blocker LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; GPP Mezz IV H Blocker LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; GPP Mezz IV I Blocker LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; GoldPoint Mezzanine Partners Offshore IV, L.P. | (Cayman Islands) |  |
| &nbsp;&nbsp;&nbsp; GoldPoint Partners Co-Investment V GenPar GP LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; GoldPoint Partners Co-Investment V GenPar, LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; GoldPoint Partners Co-Investment Fund A, LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; GPP V – ECI Aggregator LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; GPP V G Blocker Holdco LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; GoldPoint Partners Private Debt V GenPar GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; GoldPoint Partners Private Debt Offshore V, LP | (Cayman Islands) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; GPP Private Debt V RS LP | (Delaware) |  |

---

------

---

| | | |
|:---|:---|:---|
| **Name** | &nbsp;&nbsp; **Jurisdiction of**<br> **Organization**<br>| &nbsp;&nbsp; **Percent of Voting**<br> **Securities Owned**<br>|
| &nbsp;&nbsp;&nbsp;&nbsp; GoldPoint Partners Private Debt V GenPar, LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; GoldPoint Partners Private Debt V, LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; GPP PD V A Blocker LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; GPP Private Debt V-ECI Aggregator LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; GPP PD V B Blocker LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; GPP PD V D Blocker LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; GPP LuxCo V GP Sarl | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp; GoldPoint Partners Select Manager III GenPar GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; GoldPoint Partners Select Manager III GenPar, L.P. | (Cayman Islands) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; GoldPoint Partners Select Manager Fund III, L.P. | (Cayman Islands) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; GoldPoint Partners Select Manager Fund III AIV, L.P. | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; GoldPoint Partners Select Manager IV GenPar, GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; GoldPoint Partners Select Manager IV GenPar, L.P. | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; GoldPoint Partners Select Manager Fund IV, L.P. | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; GoldPoint Partners Select Manager V GenPar GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; GoldPoint Partners Select Manager V GenPar, L.P. | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; GoldPoint Partners Select Manager Fund V, L.P. | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; GoldPoint Partners Canada V GenPar Inc. | &nbsp;&nbsp; (New Brunswick, <br> Canada)<br>|  |
| &nbsp;&nbsp;&nbsp;&nbsp; GoldPoint Partners Select Manager Canada Fund V, <br> L.P.<br>| (Ontario, Canada) |  |
| &nbsp;&nbsp;&nbsp; GoldPoint Partners Canada III GenPar Inc. | (Canada) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; GoldPoint Partners Select Manager Canada Fund III, <br> L.P.<br>| (Canada) |  |
| &nbsp;&nbsp;&nbsp; GoldPoint Partners Canada IV GenPar Inc. | (Canada) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; GoldPoint Partners Select Manager Canada Fund IV, <br> L.P.<br>| (Canada) |  |
| &nbsp;&nbsp;&nbsp; GPP VI - ECI Aggregator LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; GPP VI Blocker A LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; GPP VI Blocker B LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; GPP VI Blocker C LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; GPP VI Blocker D LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; GPP VI Blocker E LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; GPP VI Blocker F LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; GPP VI Blocker | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; GPP VI Blocker H LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; GPP VI Blocker I LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; Apogem CO-Invest VII GenPar, GP LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Apogem Co-Invest VII GenPar LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Apogem Co-Investment VII, LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; GoldPoint Partners Canada GenPar, Inc. | (Canada) |  |
| &nbsp;&nbsp;&nbsp; NYLCAP Canada II GenPar Inc. | (Canada) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; NYLCAP Select Manager Canada Fund II, L.P. | (Canada) |  |
| &nbsp;&nbsp;&nbsp; NYLIM Mezzanine Partners II GenPar GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; NYLIM Mezzanine Partners II GenPar, LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; NYLCAP Mezzanine Partners III GenPar GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; NYLCAP Mezzanine Partners III GenPar, LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLCAP Mezzanine Partners III, LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; NYLCAP Mezzanine Offshore Partners III, L.P. | (Cayman Islands) |  |
| &nbsp;&nbsp;&nbsp; NYLCAP Select Manager GenPar, LP | (Delaware) |  |

---

------

---

| | | |
|:---|:---|:---|
| **Name** | &nbsp;&nbsp; **Jurisdiction of**<br> **Organization**<br>| &nbsp;&nbsp; **Percent of Voting**<br> **Securities Owned**<br>|
| &nbsp;&nbsp;&nbsp; NYLCAP Select Manager II GenPar GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; NYLCAP Select Manager II GenPar, L.P. | (Cayman Islands) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLCAP Select Manager Fund II, L.P. | (Cayman Islands) |  |
| &nbsp;&nbsp;&nbsp; NYLCAP India Funding LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; NYLIM-JB Asset Management Co. (Mauritius) LLC | (Mauritius) | (24.66%)4 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; New York Life Investment Management India Fund II, <br> LLC<br>| (Mauritius) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; New York Life Investment Management India Fund <br> (FVCI) II, LLC<br>| (Mauritius) |  |
| &nbsp;&nbsp;&nbsp; NYLCAP India Funding III LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; NYLIM-Jacob Ballas Asset Management Co. III, LLC | (Mauritius) | (24.66%)5 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLIM Jacob Ballas India Fund III LLC | (Mauritius) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLIM Jacob Ballas India (FVCI) III LLC | (Mauritius) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLIM Jacob Ballas India (FII) III LLC | (Mauritius) |  |
| &nbsp;&nbsp;&nbsp; Evolvence Asset Management, Ltd. | (Cayman Islands) | (Apogem: 24.5%) |
| &nbsp;&nbsp;&nbsp;&nbsp; EIF Managers Limited | (Mauritius) | (58.72%) |
| &nbsp;&nbsp;&nbsp;&nbsp; EIF Managers II Limited | (Mauritius) | (55%) |
| &nbsp;&nbsp;&nbsp; AHF V ECI Aggregator LP | (Delaware) | (1%) |
| &nbsp;&nbsp;&nbsp; AHF V GenPar GP LLC | (Delaware) | (100%) |
| &nbsp;&nbsp;&nbsp; AHF V GenPar LP | (Delaware) | (1%) |
| &nbsp;&nbsp;&nbsp; AHF VI ECI Aggregator LP | (Delaware) | (1%) |
| &nbsp;&nbsp;&nbsp; AHF VI GenPar GP LLC | (Delaware) | (100%) |
| &nbsp;&nbsp;&nbsp; AHF VI GenPar LP | (Delaware) | (100%) |
| &nbsp;&nbsp;&nbsp; Apogem Heritage Fund V LP | (Delaware) | (1%) |
| &nbsp;&nbsp;&nbsp; Apogem Heritage Fund VI LP | (Delaware) | (1%) |
| &nbsp;&nbsp;&nbsp; Apogem Cardinal Co-Investment GP LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Apogem Cardinal Co-Investment Fund, LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; ARAF IV GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Apogem Real Assets Fund IV, LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; ASF VII GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Apogem Secondary Fund VII, LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Apogem Secondary Fund VII Coinvestments, LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Apogem Secondary Fund VII (Cayman) LP | (Cayman Islands) |  |
| &nbsp;&nbsp;&nbsp; BFO GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; BFO Apogem Private Markets LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; Tetra Opportunities Partners | (Delaware) | (DE Series) |
| &nbsp;&nbsp;&nbsp; BMG PAPM GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; BMG PA Private Markets (Delaware) LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; BMG Private Markets (Cayman) LP | (Cayman Islands) |  |
| &nbsp;&nbsp;&nbsp; Private Advisors Special Situations LLC | (Delaware)<sup>7</sup>  |  |
| &nbsp;&nbsp;&nbsp; PACD MM, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; PA Capital Direct, LLC | (Delaware)<sup>7</sup>  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; ApCap Strategic Partnership I LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; PA Credit Program Carry Parent, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; PA Credit Program Carry, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; PACIF II GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Private Advisors Coinvestment Fund II, LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; PACIF II Carry Parent, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; PACIF II Carry, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; PACIF III GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Private Advisors Coinvestment Fund III, LP | (Delaware) |  |

---

------

---

| | | |
|:---|:---|:---|
| **Name** | &nbsp;&nbsp; **Jurisdiction of**<br> **Organization**<br>| &nbsp;&nbsp; **Percent of Voting**<br> **Securities Owned**<br>|
| &nbsp;&nbsp;&nbsp; PACIF III Carry Parent, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; PACIF III Carry, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; PACIF IV GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Private Advisors Coinvestment Fund IV, LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; PACIF IV Carry Parent, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; PACIF IV Carry, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; PAMMF GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; PA Middle Market Fund, LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; PASCBF IV GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; PASCBF V GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Private Advisors Small Company Buyout Fund V, LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; PASCPEF VI Carry Parent, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; PASCPEF VI Carry, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; PASCPEF VI GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Private Advisors Small Company Private Equity Fund <br> VI, LP<br>| (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Private Advisors Small Company Private Equity Fund <br> VI (Cayman), LP<br>| (Cayman Islands) |  |
| &nbsp;&nbsp;&nbsp; PASCPEF VII GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Private Advisors Small Company Private Equity Fund <br> VII, LP<br>| (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Private Advisors Small Company Private Equity Fund <br> VII (Cayman), LP<br>| (Cayman Islands) |  |
| &nbsp;&nbsp;&nbsp; PASCPEF VII Carry Parent, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; PASCPEF VII Carry, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; PASCPEF VIII GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Private Advisors Small Company Private Equity Fund <br> VIII, LP<br>| (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Private Advisors Small Company Private Equity Fund <br> VIII (Cayman), LP<br>| (Cayman Islands) |  |
| &nbsp;&nbsp;&nbsp; PASCPEF IX GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; PA Small Company Private Equity Fund IX, LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; PA Small Company Private Equity Fund IX, (Cayman), <br> LP<br>| (Cayman Islands) |  |
| &nbsp;&nbsp;&nbsp; APEF X GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Apogem Private Equity Fund X, LP fka [PA] Private <br> Equity Fund X, LP<br>| (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Apogem Private Equity Fund X (Cayman) LP | (Cayman Islands) |  |
| &nbsp;&nbsp;&nbsp; APEF XI GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Apogem Private Equity Fund XI (Cayman) LP | (Cayman Islands) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Apogem Private Equity Fund XI, LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; APEF XI Multi-Asset, LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; APEF XI Directs, LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; Cuyahoga Capital Partners IV Management Group LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Cuyahoga Capital Partners IV LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; Cuyahoga Capital Emerging Buyout Partners <br> Management Group LLC<br>| (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Cuyahoga Capital Emerging Buyout Partners LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; PA Real Assets Carry Parent, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; PA Real Assets Carry, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; PA Real Assets Carry Parent II, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; PA Real Assets Carry II, LLC | (Delaware) |  |

---

------

---

| | | |
|:---|:---|:---|
| **Name** | &nbsp;&nbsp; **Jurisdiction of**<br> **Organization**<br>| &nbsp;&nbsp; **Percent of Voting**<br> **Securities Owned**<br>|
| &nbsp;&nbsp;&nbsp; PA Emerging Manager Carry Parent, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; PA Emerging Manager Carry, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; PA Emerging Manager Carry Parent II, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; PA Emerging Manager Carry II, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; RIC I GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Richmond Coinvestment Partners I, LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; RIC I Carry Parent, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; RIC I Carry, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; PASF V GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Private Advisors Secondary Fund V, LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; ABC Burgers LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; PASF V Carry, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; PASF V Carry Parent, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; PASF VI GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; PA Secondary Fund VI, LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; PA Secondary Fund VI Coinvestments, LP | (Delaware) | (68.14%) |
| &nbsp;&nbsp;&nbsp;&nbsp; PA Secondary Fund VI (Cayman), LP | (Cayman Islands) | (68.14%) |
| &nbsp;&nbsp;&nbsp; PARAF GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Private Advisors Real Assets Fund, LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; PARAF Carry Parent, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; PARAF Carry, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; PASCCIF GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Private Advisors Small Company Coinvestment Fund, <br> LP<br>| (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Private Advisors Small Company Coinvestment <br> Fund-ERISA, LP<br>| (Delaware) |  |
| &nbsp;&nbsp;&nbsp; PASCCIF II GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; PA Small Company Coinvestment Fund II, LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; PA Small Company Coinvestment Fund II (Cayman), <br> LP<br>| (Cayman Islands) |  |
| &nbsp;&nbsp;&nbsp; PASCCIF Carry Parent, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; PASCCIF Carry, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; PARAF II GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Private Advisors Real Assets Fund II, LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; PA Contract Resources, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; PARAF III GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; PA Real Assets Fund III, LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; SAF GP LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Social Advancement Fund, LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; Washington Pike GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Washington Pike, LP | (Delaware) |  |
| &nbsp;&nbsp;&nbsp; RLP Fund GP, LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; RLP Fund, LP ("RLPLP") | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; RidgeLake Co-Investment Partners, LP ("RLPCOLP") | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; RLP Glacier Manager Investor LLC | (Delaware) | (RLPLP: 72%, RLPCOLP: 28%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; RLP Glacier GP Investor LLC | (Delaware) | (RLPLP: 72%, RLPCOLP: 28%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; RLP Evergreen LLC | (Delaware) | (RLPLP: 72%, RLPCOLP: 28%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; RLP Gemini LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; RLP Navigator LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; RLP Sigma LLC | (Delaware) |  |

---

------

---

| | |
|:---|:---|
| **Name** | &nbsp;&nbsp; **Percent of Voting**<br> **Securities Owned**<br>|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; RLP Sunrise GP Investor LLC<br> (Delaware) | &nbsp;&nbsp; (RLPLP: 83.33%, RLPCOLP: <br> 16.66%)<br>|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; RLP Sunrise Manager Investor LLC<br> (Delaware) | &nbsp;&nbsp; (RLPLP: 83.33%, RLPCOLP: <br> 16.66%)<br>|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; RLP Triple GP Investor LLC<br> (Delaware) | &nbsp;&nbsp; (RLPLP: 82.01%, RLPCOLP: <br> 17.98%)<br>|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; RLP Triple Manager Investor LLC<br> (Delaware) | &nbsp;&nbsp; (RLPLP: 82.01%, RLPCOLP: <br> 17.98%)<br>|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; RLP Fund II GP LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; RLP Fund II LP<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp; RLP Profit Share (PA), LLC<br> (Delaware) | (NYLIC: 51%, Employees: 49%) |
| &nbsp;&nbsp;&nbsp; RLP Profit Share (OAPC), LLC<br> (Delaware) | (TP: 100%) |
| &nbsp;&nbsp;&nbsp; The Hedged Strategies Fund LLC<br> (Delaware) | &nbsp;&nbsp; (Apogem: 2%, Ex-employees: 98% <br> non-managing members)<br>|
| &nbsp;&nbsp; NYLCAP Holdings (Mauritius) |  |
| &nbsp;&nbsp;&nbsp; Jacob Ballas India Private Limited<br> (Mauritius) | (23.30%) |
| &nbsp;&nbsp;&nbsp; Industrial Assets Holdings Limited<br> (Mauritius) | (28.02%) |
| &nbsp;&nbsp;&nbsp; JB Cerestra Investment Management LLP<br> (Mauritius) |  |
| &nbsp;&nbsp; NYLIM Service Company LLC<br> (Delaware) |  |
| &nbsp;&nbsp; NYL Workforce GP LLC<br> (Delaware) |  |
| &nbsp;&nbsp; New York Life Investment Management LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp; NYLIM Fund II GP, LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp; WFHG GP, LLC<br> (Delaware) | (50%) |
| &nbsp;&nbsp;&nbsp;&nbsp; Workforce Housing Fund I-2007 LP<br> (Delaware) | (50%) |
| &nbsp;&nbsp; IndexIQ Holdings LLC<br> (Delaware) | ("IQ Holdings") |
| &nbsp;&nbsp; IndexIQ LLC<br> (Delaware) | &nbsp;&nbsp; (NYLIMH: 74.37%, IQHoldings: <br> 25.63%)<br>|
| &nbsp;&nbsp;&nbsp; IndexIQ Trust<br> (Delaware) | (Dormant) |
| &nbsp;&nbsp;&nbsp; IndexIQ Advisors LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp; New York Life Investments Active ETF Trust<br> (Delaware)<sup>7</sup>  | (NYLIAC: 98.5%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLI CBRE Real Assets ETF | (NYLIM: 82.10%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLI MacKay Muni Insured ETF | (NYL: 0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLI MacKay Muni Intermediate ETF | (NYL: 0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLI MacKay Core Plus Bond ETF | (NYLIM: 93.07%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLI MacKay California Muni Intermediate ETF | (NYLIM: 14.70%; NYLIAC: 36.60%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLI MacKay ESG High Income ETF | (NYLIM: 98.90%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLI Winslow Focused Large Gap Growth ETF | (NYLIM: 78.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLI Winslow Large Gap Growth ETF | (NYLIM: 18.20%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLI MacKay Securitized Income ETF | (NYLIM: 78.10%, NYLIAC: 16.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLI MacKay Muni Short Duration ETF | (NYLIAC: 86.90%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLI MacKay Muni Allocation ETF | (NYLIM: 99.60%) |
| &nbsp;&nbsp;&nbsp;&nbsp; New York Life Investments ETF Trust<br> (Delaware) | (NYLIC: 10.2%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLI 500 International ETF | (NYLIM: 53.62%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLI Engender Equality ETF | (NYLIAC: 72.81%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLI FTSE International Equity Currency Neutral <br> ETF<br>| (NYLIM: 8.97%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLI Global Equity R&D Leaders ETF | (NYLIM: 84.30%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLI Healthy Hearts ETF | (NYLIM: 66.50%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLI Hedge Multi-Strategy Tracker ETF | (NYL: 0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLI Merger Arbitrage ETF | (NYL: 0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLI CRBE NexGen Real Estate ETF | (NYLIM: 56.52%) |

---

------

---

| | |
|:---|:---|
| **Name** | &nbsp;&nbsp; **Percent of Voting**<br> **Securities Owned**<br>|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLI Candriam International Equity ETF | (NYLIM: 77.90%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLI Candriam U.S. Mid Cap Equity ETF | (NYLIM: 96.70%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLI Candriam U.S. Large Cap Equity ETF | (NYLIM: 86.40%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLI U.S. Large Cap R&D Leaders ETF | (NYLIM: 95.90%) |
| &nbsp;&nbsp; New York Life Investment Management Holdings <br> International<br>(Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; New York Life Investment Management Holdings II <br> International<br>(Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Group ("CG")<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; KTA Holdco<br> (Luxembourg) | &nbsp;&nbsp; (CANLUX: 66.67%, Apogem: <br> 33.33%)<br>|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Kartesia Management S.a.r.l.<br> (Luxembourg) | (80%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Kartesia Italy Branch<br> (Scotland) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Kartesia Spain Branch<br> (Scotland) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Kartesia Netherlands Branch<br> (Scotland) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Kartesia Germany Branch<br> (Scotland) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Kartesia France<br> (France) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Kartesia UK Ltd.<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Kartesia Belgium<br> (Belgium) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Kartesia Credit FFS<br> (France) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Kartesia GP III<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Kartesia Credit Opportunities III S.C.A., <br> SICAV-SIF<br>(Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Kartesia Securities<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Kartesia III Topco S.á.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Kartesia GP IV<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Kartesia Credit Opportunities IV SCS SICAV-SIF<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Kartesia Securities IV<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Kartesia IV Topco S.á.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Kartesia Master GP<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Kartesia Credit Opportunities V Feeder SCS<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Kartesia Senior Opportunities I SCS, SICAV-RAIF<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; KASS Unleveled S.á.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; KSO I Topco S.á.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Kartesia Credit Opportunities V SCS<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Kartesia Securities V S.á.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Kartesia Credit Opportunities VI Feeder SCS<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Kartesia Credit Opportunities VI SCS<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Kartesia Securities VI SCS S.á.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Kartesia VI Topco S.á.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Flexam Invest Asset Management<br> (France) | (51%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; FIAM HLD SAS<br> (France) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Flexam Invest France Management SAS<br> (France) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Flexam Tangible Asset Income Fund II SLP<br> (France) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Flexam Invest Lux Management S.á.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Flexam Tangible Asset Income Fund S.C.A., <br> SICAV-RAIF<br>(Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Flexam Invest Operations S.á.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Luxco S.a.r.l.<br> (Luxembourg) | ("CANLUXS") |

---

------

---

| | | |
|:---|:---|:---|
| **Name** | &nbsp;&nbsp; **Jurisdiction of**<br> **Organization**<br>| &nbsp;&nbsp; **Percent of Voting**<br> **Securities Owned**<br>|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam | (Luxembourg) | &nbsp;&nbsp; ("CANLUX") (CG: 64%; I share held <br> by CANLUXS)<br>|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Belgian Branch |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam France Branch |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam UK Establishment |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Germany Branch |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam US Branch |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Spain Branch |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Netherlands Branch | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam MENA Branch | (Dubai, UAE) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Nordic Branch | (Sweden) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Monétaire SICAV | (France) | (CIG: 0.10%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Switzerland LLC | (Switzerland) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam GP | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Tristan Real Estate Fund (RAIF) | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam GP PA | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Private Assets | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Private Assets – Kartesia Credit <br> ELTIF<br>| (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; ATA Holdco Luxembourg S.á.r.l. | (Luxembourg) | &nbsp;&nbsp; (Candriam: 66.7%, Apogem Capital <br> LLC: 33.3%)<br>|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Andera Partners | (France) | (ATA Holdco: 40%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Andera Expansion GP | (France) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Andera Expansion 3 S.L.P. | (France) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; ANDERA EXPANSION 4 S.L.P | (France) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Andera Smart Infra GP | (France) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; ANDERA SMART INFRA 1 S.L.P | (France) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; ANDERA SMART INFRA 2 S.L.P | (France) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; ANDERA SMART INFRA REMPLOI <br> S.L.P<br>| (France) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Terra Nea 1 GP | (France) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; TERRA NEA 1 SLP | (France) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Andera MidCap GP | (France) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Andera MidCap GP 5 S.L.P. | (France) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Andera MidCap GP 6 S.L.P.S. | (France) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Acto V GP | (France) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; ACTO V S.L.P. | (France |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; ACI GP | (France |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; ACI II S.L.P. | (France) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; ACI Vintage II S.L.P. | (France) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; ACI Vintage III S.L.P. | (France) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; ACI I, SCA SICAV-FIAR | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Rio Holding Secondary | (France) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Andera Partners España SL | (Spain) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Belfius Fund | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Belfius Fund Target Income 2032 |  | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Belfius Equities | (Belgian) | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; IZNES SAS | (Luxembourg) | (2%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Belfius Investment Partners | (Luxembourg) | (0.01%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; S.W.I.F.T. SCRL | (Luxembourg) | (0.02%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Cordius | (Luxembourg) | (CANLUX: 11.50%) |

---

------

---

| | |
|:---|:---|
| **Name** | &nbsp;&nbsp; **Percent of Voting**<br> **Securities Owned**<br>|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Cordius CIG | (CANLUX: 100%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Absolute Return<br> (Luxembourg) | (CIG: 0.35%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Absolute Return Equity Market Neutral<br> (Lux) | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Bonds<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Bonds Capital Securities | (CIG: .0.001%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Bonds Convertible Defensive | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Bonds Convertible Opportunities | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Bonds Credit Alpha | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Bonds Credit Opportunities | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Bonds Emerging Debt Local <br> Currencies<br>| (CIG: 0.01%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Bonds Emerging Markets | (0.01%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Bonds Emerging Corporate | (CIG: 0.02%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Bonds Emerging Markets Total Return | (CIG: 0.01%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Bonds Euro | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Bonds Euro Corporate | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Bonds Euro Corporate 2036 | (CIG: 0.02%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Bonds Euro Corporate Ex Financials | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Bonds Euro Diversified | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Bonds Euro Government | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Bonds Euro High Yield | (CIG: 0.08%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Bonds Euro Short Term | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Bonds Euro Long Term | (CIG: 0.02%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Bonds Floating Rate Notes | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Bonds Global Government | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Bonds Global High Yield | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Bonds Global Inflation Short Duration | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Bonds Global Sovereign Quality | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Bonds International | (CIG: 0.02%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Bonds Total Return | (CIG: 0.01%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Bonds US Corporate | (CIG: 0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Business Equities<br> (Belgium) | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Business Equities EMU | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Business Equities Global Income | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Diversified Futures | (CIG: 0.02%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Equities L<br> (Luxembourg) | (NYLIAC: 0.35%; CIG: 0.02%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Equities L Qustralia | (CIG: 0.01%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Equities L Biotechnology | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Equities L Emerging Markets | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Equities L EMU | (CIG: 0.02%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Equities L ESG Market Neutral Edge | (NYLIAC: 95.86%; CIG: 0.03%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Equities L Europe | (CIG: 0.02%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Equities L Europe Edge | (CIG: 0.01%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Equities L Europe Innovation | (0.01%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Equities L Europe Optimum Quality | (CIG: 0.01%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Equities L European Autonomy | (CIG: 100%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Equities L Global Demography | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Equities L Global Income | (CIG: 0.04%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Equities L Japan Edge | (CIG: 0.01%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Equities L Life Care | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Equities Merger Arbitrage | (CIG: 0.02%) |

---

------

---

| | |
|:---|:---|
| **Name** | &nbsp;&nbsp; **Percent of Voting**<br> **Securities Owned**<br>|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Equities L Oncology Impact | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Equities L Risk Arbitrage Opportunities | (CIG: 0.03%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Equities L Robotics & Innovation <br> Technology<br>| (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Equities L US Edge | (CIG: 0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Equities L World Edge | (NYLIAC: 60.69%; CIG: 0.03%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Fund<br> (Luxembourg) | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Fund Sustainable Euro Corporate <br> Bonds Fossil Free<br>| (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Fund Sustainable European Equities <br> Fossil Free<br>| (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Impact One<br> (Luxembourg) | (NYLIAC: 30.62%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Index Arbitrage<br> (Luxembourg) | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam L<br> (Luxembourg) | (CIG: .01%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam L Alternative Multi-Strategies | (CIG: .04%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam L Balanced Asset Allocation | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam L Conservative Asset Allocation | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam L Dynamic Asset Allocation | (CIG: .15%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam L Multi-Asset Income | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam L Multi-Asset Income & Growth | (CIG: 0.01%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Long Short Credit | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam M | (CIG: 12.27%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam M Impact Finance | (CIG: 12.27%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Money Market<br> (Luxembourg) | (CIG: 0.29%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Money Market Euro | (CIG: 0.15%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Money Market Euro AAA | (0.44%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Money Market USD Sustainable | (CIG: 0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Patrimoine Obli-Inter<br> (Luxembourg) | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Private Assets | (NYLIAC: 78.74%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Private Assets – Kartesia Credit | (NYLIAC: 78.74%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Risk Arbitrage<br> (Luxembourg) | (CIG: 9.03%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Sustainable<br> (Luxembourg) | (CIG: 0.02%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Sustainable Bond Emerging Markets | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Sustainable Bond Euro | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Sustainable Bond Euro Corporate | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Sustainable Bond Euro Short Term | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Sustainable Bond Global | (CIG: 0.04%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Sustainable Bond Global High Yield | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Sustainable Bond Impact | (NYLIAC: 5.89%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Sustainable Defensive Asset Allocation | (CIG: 0.01%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Sustainable Equity Children | (CIG: 0.01%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Sustainable Equity Circular Economy | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Sustainable Equity Climate Action | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Sustainable Emerging Markets | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Sustainable Emerging Markets <br> Ex-China<br>| (CIG: 0.01%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Sustainable Equity EMU | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Sustainable Equity Europe | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Sustainable Equity Europe Small & <br> Mid Caps<br>| (CIG: 0.01%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Sustainable Equity Future Mobility | (CIG: 0.01%) |

---

------

---

| | | |
|:---|:---|:---|
| **Name** | &nbsp;&nbsp; **Jurisdiction of**<br> **Organization**<br>| &nbsp;&nbsp; **Percent of Voting**<br> **Securities Owned**<br>|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Sustainable Equity Equity Japan |  | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Sustainable Equity Quant Europe |  | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Sustainable Equity US |  | (CIG: 0.01%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Sustainable Equity Water |  | (CIG: 90.07%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Sustainable Equity World |  | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam Sustainable Money Market Euro |  | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam World Alternative | (Luxembourg) | (CIG: 13.14%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Candriam World Alternative Alphamax |  | (CIG: 13.16%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Cleome Index | (Luxembourg) | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Cleome Index EMU Equities |  | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Cleome Index Euro Corporate Bonds |  | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Cleome Index Euro Government Bonds |  | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Cleome Index Euro Long Term Bonds |  | (0.14%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Cleome Index Euro Short Term Bonds |  | (CIG: 0.01%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Cleome Index Europe Equities |  | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Cleome Index USA Equities |  | (0.00%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Cleome Index World Equities |  | (CIG: 0.01%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLI GF | (Luxembourg) | &nbsp;&nbsp; (NYLIMH: 16.61%; NYLIAC: 27.84%; <br> CIG: 0.02%)<br>|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLI GF AUSBIL Global Essential Infrastructure |  | (NYLIMH: 12.23%; NYLIAC: 49.47%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLI GF AUSBIL Global Small Cap |  | (NYLIMH: 99.15%; CIG: 0.02%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NYLI GF US High Yield Corporate Bonds |  | (NYLIMH: 0.00%; CIG: 0.04%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Paricor | (Belgium) | (CIG: 0.07%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Paricor Patrimonium | (Belgium) | (CIG: 0.07%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; IndexIQ |  | (CIG: 0.48%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; IndexIQ Factors Sustainable Corporate Euro <br> Bond<br>|  | (CIG: 0.48%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; IndexIQ Factors Sustainable Europe Equity |  | (CIG: 0.63%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; IndexIQ Factors Sustainable Japane Equity |  | (CIG: 0.26%) |
| &nbsp;&nbsp;&nbsp; CGH UK Acquisition Company Limited | (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Tristan (Holdings) Limited | (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 3 Feeder (GP) Limited | (Scotland) | (40%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 3 Feeder LP | (Scotland) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Tristan Equity Partners (GP) Limited | (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Tristan Equity Partners LP | (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Tristan Capital Partners Holdings Limited ("TCPH") | (England & Wales) | (80%) (Tristan Partners LP: 20%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 3 Co-Investment (GP) Limited | (Scotland) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 3 Co-Investment LP | (Scotland) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; TIPS One Co-Investment GP Sarl | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; TIPS Co-Investment SCSp | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; TCP Incentive Partners (GP) Sarl | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; TCP Incentive Partners SCSp | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; TCP Co-Investment (GP) Sarl | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; TCP Co-Investment SCSp | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP III Co-Investment (GP) Limited | (Scotland) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP III Co-Investment LP | (United Kingdom) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP IV Co-Investment LP | (Scotland) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 4 Co-Investment LLP | (United Kingdom) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 4 (GP) LLP | (United Kingdom) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 4 Incentive Partners LLP | (England & Wales) | (4.7%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP 5 Co-Investment LLP | (England & Wales) | (100%) |

---

------

---

| | | |
|:---|:---|:---|
| **Name** | &nbsp;&nbsp; **Jurisdiction of**<br> **Organization**<br>| &nbsp;&nbsp; **Percent of Voting**<br> **Securities Owned**<br>|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Tristan Capital Limited | (England & Wales) | (100%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Tristan Capital Partners LLP | (England & Wales) | &nbsp;&nbsp; (80%; CGH 0.5%; 19% other <br> members)<br>|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP III (GP) LLP | (England & Wales) | (50%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP III Incentive Partners (GP) Limited | (Scotland) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP III Incentive Partners LP | (Scotland) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Curzon Capital Partners III (GP) Limited | (England & Wales) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP III (GP) LLP | (England & Wales) | (99%, 1% held by TCP LLP) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Curzon Capital Partners III LP | (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Curzon Capital Partners IV GP Limited | (United Kingdom) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP IV (GP) LLP | (United Kingdom) | (99%, 1% held by TCP LLP) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Curzon Capital Partners IV LP | (United Kingdom) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Curzon Capital Partners IV S.a.r.l. | (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP IV Bolt FinCo S.a.r.l. | (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Curzon IV IREF 1 Holding Sarl | (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP IV IREF 1 | (ITA) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP IV Bolt 1 Sarl | (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Stratford City Offices Jersey Unit |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Bolt Nominee 1 Limited | (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Bolt Nominee 2 Limited | (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP IV Bolt 2 Sarl | (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP IV Erneside Holding Sarl | (LUX) | (99.99976%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP IV France Investments Sarl | (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; OPPCI CCP IV France Investments | (FRA) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; SCI Escape Cordeliers | (FRA) | &nbsp;&nbsp; (1 share held by CCP IV France <br> Investments Sarl)<br>|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; The Forum, Solent, Management Company <br> Limited<br>| (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; SBP Management Limited | (UK) | (27.83%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP IV (GP) S.á.r.l. |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP IV Keirin Luxembourg S.á.r.l. | (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP IV SCSp | (LUX) | (74%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Keirin Holding S.á.r.l. | (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP IV UK Holding S.á.r.l. | (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Cardiff Gate RP Limited | (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Rotherham Foundry RP Limited | (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Warrington Riverside RP Limited | (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Birmingham Ravenside RP Limited | (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Walsall Bescot RP Limited | (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; RW Sofas Limited | (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Bangor Springhill RP Limited | (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 3 Incentive Partners (GP) Limited | (Scotland) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 3 Incentive Partners LP | (Scotland) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 3 (GP) LLP | (United Kingdom) | (64%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; European Property Investors Special <br> Opportunities 3 LP<br>| (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 3 L.P. | (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 3 Luxembourg Holding Sarl | (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 3 Wave Holding Sarl | (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 4 (GP) II Sarl | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 4 Student Housing SCSp | (Luxembourg) |  |

---

------

---

| | | |
|:---|:---|:---|
| **Name** | &nbsp;&nbsp; **Jurisdiction of**<br> **Organization**<br>| &nbsp;&nbsp; **Percent of Voting**<br> **Securities Owned**<br>|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 4 (GP) LLP | (United Kingdom) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; European Property Investors Special <br> Opportunities 4 LP<br>| (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 4 Caesar Holding Sarl | (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Trophy Value Added Fund | (Italy) | (74.15%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 4 Luxembourg Holding Sarl | (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EP Office 1 Spzoo | (POL) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EP Office 2 Spzoo | (POL) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EP Retail Spzoo | (POL) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EP Apartments Spzoo | (POL) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EP Hotel Spzoo | (POL) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 4 Twilight GP Limited | (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 4 Twilight LP | (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Twilight Ireland PRS Properties Eclipse <br> DAC<br>| (IRL) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 4 West Holding Sarl | (LUX) | (97.5%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 4 Atrim Sarl | (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 4 Banbridge Sarl | (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 4 France Investments Sarl | (LUX) | (90%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; OPPCI EPISO 4 France Investments | (FRA) | (1 share held by SCI VDF) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; SAS VDF | (FRA) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; SCI VDF | (FRA) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 4 Switch Holding Sarl | (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; E4 Switch Norway AS | (Norway) | (80%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 4 Pilgrim Holding Sarl | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; TP Property Sarl | (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; TB Property (Plymouth) Limited | (England & Wales) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; TB Property Developments (Plymouth) <br> Limited<br>| (England & Wales) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 4 Lynx Holding Sarl | (LUX) | (97.6%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 4 Lynx Sarl | (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 4 Lynx Marketing Sarl | (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP 5 Pool Partnership GP Limited | (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP 5 Pool Partnership SLP | (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP 5 GP LLP | (United Kingdom) | (80%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Curzon Capital Partners 5 Long-Life LP | (United Kingdom) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP 5 (GP) S.a.r.l. | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Curzon Capital Partners 5 Long-Life SCA <br> SICAV-SIF<br>| (United Kingdom) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP 5 Jersey Fragco 1 Limited | (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP 5 Jersey Fragco 2 Limited | (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP 5 Jersey Fragco 3 Limited | (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP 5 Jersey Fragco 4 Limited | (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP 5 Jersey Fragco 5 Limited | (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP 5 Jersey Fragco 6 Limited | (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP 5 Jersey Fragco 7 Limited | (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP 5 Jersey Fragco 8 Limited | (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP 5 Jersey Fragco 9 Limited | (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP 5 Jersey Fragco 10 Limited | (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP 5 Jersey Fragco 11 Limited | (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP 5 Long-Life Luxembourg S.a.r.l. | (Luxembourg) |  |

---

------

---

| | | |
|:---|:---|:---|
| **Name** | &nbsp;&nbsp; **Jurisdiction of**<br> **Organization**<br>| &nbsp;&nbsp; **Percent of Voting**<br> **Securities Owned**<br>|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP 5 LL GP Sárl | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Curzon Capital Partners 5 Long Life SCSp | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 5 Incentive Partners GP Limited | (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 5 Incentive Partners SLP | (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 5 (GP) Sárl | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; European Property Investors Special <br> Opportunities 5 LP<br>| (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 5 Luxembourg Holding S.á.r.l. | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 5 Portfolio GP S.á.r.l. | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 5 Silver JV SCSp | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Sterling Square Holdings S.á.r.l. | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; European Property Investors Special <br> Opportunities 5 SCSp-SICAV-SIF<br>| (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 5 Co-Investment SCSp | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 UK Portfolio GP Limited | (UK) | ("EPISO 6 UK") |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 (GP) S.á.r.l. | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Co-Investment SCSp | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; European Property Investors Special <br> Opportunities 6 SCSp SICAV-SIF<br>| (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; E6 France Investments FPS-SICAV | (France) | (90.79%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 UK Investment Holdings Limited | (Jersey) | (64%) ("EPISO 6") |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Pegasus Holding Limited | (UK) | (100%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Pegasus Investment Partners LLP | (UK) | (97.5%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Pegasus Affordable Limited | (UK) | (62%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Zen Housing Limited | (UK) | (62%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Zen Housing Investments Ltd. | (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Zen Housing 2 Ltd. | (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Zen Rented Ltd. | (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Waterfall Top Holdings Limited | (England & Wales) | (64%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Waterfall LP | (England & Wales) | (64%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Waterfall HoldCo Limited | (England & Wales) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Waterfall PropCo Limited | (England & Wales) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Waterfall PropCo Limited | (England & Wales) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Bury South Management Company <br> Limited<br>| (England & Wales) | (39%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Crossway Management Company <br> Limited<br>| (England & Wales) | (16%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Turbine Management Company Limited | (England & Wales) | (21%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Phoenix JV LLP | (UK) | (EPISO 6 UK: 50%; EPISO 6: 50%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Phoenix Core Holdco Limited | (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Phoenix Core Propco Limited | (UK) | ("CorePropco") |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Cody TP Management Company <br> Limited<br>|  | &nbsp;&nbsp; (CorePropco – GP Guarantor 100%, <br> DevCo - Guarantor)<br>|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Luxembourg Holding S.á.r.l. | (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Phoenix Development Holding S.á.r.l. | (LUX) | (99%, TP:1%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Phoenix DevCo Sarl | (LUX) | ("DevCo") |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Spectre JV S.á.r.l. | (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Spectre 1 Holding S.á.r.l. | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Spectre 2 Holding S.á.r.l. | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Spectre 3 Holding S.á.r.l. | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Curado Holding S.á.r.l. | (Luxembourg) |  |

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| | |
|:---|:---|
| **Name** | &nbsp;&nbsp; **Percent of Voting**<br> **Securities Owned**<br>|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Claybrook, S.L.<br> (Spain) | (90%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Barnfield Spain, S.L.<br> (Spain) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Macbeth Holding S.á.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Macbeth 4 SRL<br> (Belgium) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Montague 1 S.á.r.l.<br> (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Moomin Holding S.á.r.l.<br> (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Siem Holding S.á.r.l.<br> (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Siem S.á.r.l.<br> (LUX) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Emerald Holdings S.á.r.l.<br> (LUX) | (96%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; BCRE Leipzig Wohnen Nord B.V. |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; BCRE Leipzig Wohnen Ost B.V. |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; BCRE Leipzig West Ost B.V. |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; TAG Leipzig-Immobilien GmbH |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Platinum Holding S.a.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Frankfurt Wohnland GmbH<br> (Germany) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPSIO 6 MB Holding S.a.r.l.<br> (Luxembourg) | (90%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MB Property 1 S.a.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Hella Acquico GP S.á.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Hella Acquico GP SCSp<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Hella Holding S.á.r.l.<br> (Luxembourg) | (96%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; H Main Holding S.á.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; H Main 1 S.á.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; H Main 2 S.á.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; H Main 3 S.á.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; H Main 4 S.á.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; H Main 5 S.á.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; H Main 6 S.á.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; H Main 7 S.á.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Nexus Holding S.a.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Aventos Eta Investment GmbH |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Nexus MidCo S.a.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Manor GP S.a.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Manor JV SCSp<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Manor Holding S.a.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Manor Property S.a.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Manor Devco Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Northface Holding S.a.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Northface 1 S.a.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Northface 2 S.a.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Northface 3 Fixtures S.a.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Panther Co-Investment SCSp <br> (Jersey) GP Limited<br>(Jersey) | (92.15%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Panther (Jersey) GP Limited<br> (Jersey) | (90%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Panther (Jersey) JV SLP<br> (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Panther (Jersey) Holdco Limited<br> (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Panther Property Limited<br> (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Point A Hotels (Web) Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Point A Hotels Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Raag St. Andrew Hotel Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Patrizia Hanover (St. Andrew) PUT<br> (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Raag Hotels Limited<br> (Jersey) |  |

---

------

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| | |
|:---|:---|
| **Name** | &nbsp;&nbsp; **Percent of Voting**<br> **Securities Owned**<br>|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; QMK Pub Westminster Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; RAAG OBS Limited<br> (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; QMK OBS Limited<br> (IRL) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Raag Dublin Limited<br> (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Raag QMK Dublin Limited<br> (IRE) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Raag Kensington Holdings Limited<br> (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Raag Kensington Hotel Limited<br> (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; QMK Kensington Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Raag Westminster Holdings Limited<br> (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Raag Westminster Hotel Limited<br> (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; QMK Westminster Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Raag Liverpool Street Holdings Limited<br> (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Raag Liverpool Street Hotel Limited<br> (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; QMK Liverpool Street Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Raag Kings Cross Holdings Limited<br> (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Raag Kings Cross Hotel Limited<br> (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; QMK KX Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Raag Paddington Holdings Limited<br> (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Raag Paddington Hotel Limited<br> (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; QMK Paddington Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Raag Canary Wharf Limited<br> (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; QMK Canary Wharf Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Raag Shoreditch Limited<br> (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; QMK Shoreditch Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Raag Aberdeen<br> (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; QMK Management Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Panther Co-Investment (GP) S.a.r.l.<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Tiger Co-Investment SCSp<br> (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Tiger GP Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Tiger JV LLP<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 6 Tiger Hotels Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel Top Holdco Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel New UK Mezz Holdco Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel New UK Parent Holdco <br> Limited<br>(UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel New UK Master Holdco <br> Limited<br>(UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel New UK Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel Italy Holdings S.R.L.<br> (Italy) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel France SAS<br> (France) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel Nice Holdings SAS<br> (France) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CGH SAS<br> (France) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; SC Nice Hotel<br> (France) | (99%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel France Paris CDG SAS<br> (France) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel France Aubervilliers SAS<br> (France) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel France Marseille Opco <br> SAS<br>(France) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel France Marseille Propco <br> SAS<br>(France) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel Fira, S.L.<br> (Spain) |  |

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| | |
|:---|:---|
| **Name** | &nbsp;&nbsp; **Percent of Voting**<br> **Securities Owned**<br>|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel Spain S.L.<br> (Spain) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel Spain Holdings S.L.<br> (Spain) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; eH Barcelona Meridiana OpCo S.L.<br> (Spain) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel Barcelona Meridiana <br> PropCo S.L.<br>(Spain) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; eH Alicante OpCo S.L.<br> (Spain) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EasyHotel Alicante PropCo S.L.<br> (Spain) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; eH Valencia OpCo S.L.<br> (Spain) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel Valencia PropCo S.L.<br> (Spain) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; eH Madrid Fleta OpCo S.L.<br> (Spain) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel Spain Madrid Fleta <br> PropCo S.L.<br>(Spain) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel Ireland HoldCo Limited<br> (Ireland) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel Ireland Limited<br> (Ireland) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel UK Holdings Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel Birmingham Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel Ipswich Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel Milton Keynes Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel Leeds Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel Cardiff Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel Liverpool Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel Manchester Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel Sheffield Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel Glasgow Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel Shoreditch Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel Croydon Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel BidCo No. 1 Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel BidCo No. 2 Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Benelux Budget Hotel Holding <br> (BBHH) B.V.<br>(Netherlands) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Benelux Budget Hotel <br> Management (BBHM) B.V.<br>(Netherlands) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; AMSOCS Hotel B.V.<br> (Netherlands) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Benelux Hotel Exploitatie 1 B.V.<br> (Netherlands) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; DHCC Hotel B.V.<br> (Netherlands) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Benelux Hotel Exploitatie II B.V.<br> (Netherlands) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; RDCC Hotel B.V.<br> (Netherlands) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Benelux Hotel Exploitatie III B.V.<br> (Netherlands) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; AMSAB Hotel B.V.<br> (Netherlands) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Benelux Hotel Exploitatie 4 B.V.<br> (Netherlands) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Benelux Hotel Exploitatie 6 B.V.<br> (Netherlands) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; DHSCH Hotel B.V.<br> (Netherlands) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Benelux Hotel Exploitatie 7 B.V.<br> (Netherlands) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Argent Office N.V.<br> (Belgium) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; BHRE 4 (Masstricht) B.V.<br> (Netherlands) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; BHRE 1 B.V.<br> (Netherlands) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Benelux Hotel Exploitatie 8 B.V.<br> (Netherlands) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Benelux Hotel Exploitatie 5 N.V.<br> (Belgium) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel Oxford OpCo Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; easyHotel Newcastle OpCo Limited<br> (UK) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; TIPS One Incentive Partners GP Limited<br> (Jersey) |  |

---

------

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| | | |
|:---|:---|:---|
| **Name** | &nbsp;&nbsp; **Jurisdiction of**<br> **Organization**<br>| &nbsp;&nbsp; **Percent of Voting**<br> **Securities Owned**<br>|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; TIPS One Incentive Partners SLP | (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; TIPS One GP Sarl | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Tristan Income Plus Strategy One SCSp | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; TIPS One Alpha Holdings Sarl | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; TIPS One Alpha PV I Sarl | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; TIPS One Co-Investment GP Sarl | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; TIPS One Co-Investment SCSp | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP IV (GP) LLP | (England & Wales) | (50%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Curzon Capital Partners IV (GP) Limited | (England & Wales) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP 5 GP LLP | (England & Wales) | (33%) (2 individual members) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP 5 Pool Partnership GP Limited | (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; CCP 5 Pool Partnership SLP | (Jersey) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Tristan Capital Partners Asset Management <br> Limited<br>| (England & Wales) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; TCP Spain, SL | (Spain) | (64.5%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; TCP France | (France) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; TCP NL BV | (Netherlands) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; TCP Poland Spolka z ograniczoną <br> odpowiedzialnoscią<br>| (Poland) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Tristan Capital Management Company S.a.r.l. | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; TCP Co-Investment (GP) S.à.r.l. | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; TCP Co-Investment SCSp | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; German Property Performance Partners <br> Investors Feeder Verwaltungs GmbH<br>| (Germany) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 4 (GP) S.à.r.l. | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 4 SCSp | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 4 (GP) II S.à.r.l. | (Luxembourg) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; EPISO 4 Student Housing SCSp | (Luxembourg) |  |
| &nbsp;&nbsp; Ausbil Investment Management Limited | (Australia) | ("AUSBIL") (81.14%) |
| &nbsp;&nbsp;&nbsp; Ausbil Australia Pty. Ltd. | (Australia) |  |
| &nbsp;&nbsp;&nbsp; Ausbil Asset Management Pty. Ltd. | (Australia) |  |
| &nbsp;&nbsp;&nbsp; Ausbil Global Infrastructure Pty. Limited | (Australia) | (55%) (45% owned by 4 employees) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Ausbil Investment Management Limited Employee <br> Share Trust<br>| (Australia) | (Ausbil: 100%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Ausbil Global SmallCap Fund | (Australia) | (NYLIAC: 23.26%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Ausbil Long Short Focus Fund | (Australia) | (NYLIAC: 30.41%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Ausbil CORE Global Listed Infrastructure Fund |  | (NYLIAC: 99.91%) |
| &nbsp;&nbsp; NYLIFE Distributors LLC | (Delaware) |  |
| Flatiron RR LLC | (Delaware) |  |
| Flatiron RR II LLC | (Delaware) | &nbsp;&nbsp; (NYLInvestors Series A: 100%; <br> Tetragon Credit Income V L.P. Series <br> B: 100%)<br>|
| &nbsp;&nbsp; Flatiron RR CLO 30 LLC | (Delaware) |  |
| Flatiron CLO 2013-1-Ltd. | (Cayman Islands) | (NYL: 0%) (NYLIC: 25% equity) |
| Flatiron CLO 2015-1 Ltd. | (Cayman Islands) | &nbsp;&nbsp; (NYL: 0%) (NYL Investors Approx. <br> 59.155% Equity)<br>|
| Flatiron CLO 17 Ltd. | (Cayman Islands) | &nbsp;&nbsp; (NYL: 0%) (NYLIC: 4.09% debt, NYL <br> Investors 54% equity)<br>|
| Flatiron CLO 18 Ltd. | (Cayman Islands) | &nbsp;&nbsp; (NYL: 0%) (NYL Investors 100% <br> Equity)<br>|
| Flatiron CLO 19 Ltd. | (Cayman Islands) | (NYL: 0%) |

---

------

---

| | | |
|:---|:---|:---|
| **Name** | &nbsp;&nbsp; **Jurisdiction of**<br> **Organization**<br>| &nbsp;&nbsp; **Percent of Voting**<br> **Securities Owned**<br>|
| Flatiron CLO 20 Ltd. | (Cayman Islands) | &nbsp;&nbsp; (NYL: 0%) (NYL Investors 62% <br> Equity)<br>|
| Flatiron CLO 21 Ltd. | (Cayman Islands) | (NYL: 0%) |
| Flatiron RR CLO 22 LLC | (Cayman Islands) | (NYL: 0%) |
| Flatiron CLO 24 Ltd. | (Cayman Islands) | (NYL: 0%) |
| Flatiron CLO 25 Ltd. | (Cayman Islands) | (NYL: 0%) |
| Flatiron CLO 26 Ltd. | (Jersey) | (NYL: 0%) |
| Flatiron CLO 23 LLC | (Delaware) |  |
| Flatiron RR CLO 27 Ltd. | (Cayman Islands) | (NYL: 0%) |
| Flatiron CLO 28 Ltd. | (Cayman Islands) | (NYL: 0%) |
| Flatiron RR LLC, Manager Series | &nbsp;&nbsp; (Delaware Series <br> LLC)<br>| (Series A) |
| Flatiron RR LLC, Retention Series | &nbsp;&nbsp; (Delaware Series <br> LLC)<br>| (Series B) |
| Flatiron CLO 29 Ltd. |  |  |
| Flatiron RR CLO 30 Ltd. | (Cayman Islands) | (NYL: 0%) |
| Flatiron CLO 31 Ltd. |  |  |
| Flatiron CLO 32 Ltd. |  |  |
| Flatiron CLO 33 Ltd. |  |  |
| Flatiron CLO 34 Ltd. |  | (NYL Investors 70%) |
| Stratford CDO 2001-1 Ltd. | (Cayman Islands) |  |
| NYLIFE LLC | (Delaware) |  |
| &nbsp;&nbsp; Eagle Strategies LLC | (Delaware) |  |
| &nbsp;&nbsp; New York Life Capital Corporation | (Delaware) |  |
| &nbsp;&nbsp; New York Life Trust Company | (New York) |  |
| &nbsp;&nbsp; NYLIFE Securities LLC | (Delaware) |  |
| &nbsp;&nbsp; NYLINK Insurance Agency Incorporated | (Delaware) |  |
| Silver Spring, LLC | (Delaware) |  |
| &nbsp;&nbsp; Silver Spring Associates, L.P. | (Pennsylvania) |  |
| SCP 2005-C21-002 LLC | (Delaware) |  |
| SCP 2005-C21-003 LLC | (Delaware) |  |
| SCP 2005-C21-006 LLC | (Delaware) |  |
| SCP 2005-C21-007 LLC | (Delaware) |  |
| SCP 2005-C21-008 LLC | (Delaware) |  |
| SCP 2005-C21-009 LLC | (Delaware) |  |
| SCP 2005-C21-017 LLC | (Delaware) |  |
| SCP 2005-C21-018 LLC | (Delaware) |  |
| SCP 2005-C21-021 LLC | (Delaware) |  |
| SCP 2005-C21-025 LLC | (Delaware) |  |
| SCP 2005-C21-031 LLC | (Delaware) |  |
| SCP 2005-C21-036 LLC | (Delaware) |  |
| SCP 2005-C21-041 LLC | (Delaware) |  |
| SCP 2005-C21-043 LLC | (Delaware) |  |
| SCP 2005-C21-044 LLC | (Delaware) |  |
| SCP 2005-C21-048 LLC | (Delaware) |  |
| SCP 2005-C21-061 LLC | (Delaware) |  |
| SCP 2005-C21-063 LLC | (Delaware) |  |
| SCP 2005-C21-067 LLC | (Delaware) |  |
| SCP 2005-C21-069 LLC | (Delaware) |  |
| SCP 2005-C21-070 LLC | (Delaware) |  |

---

------

---

| | |
|:---|:---|
| **Name** | &nbsp;&nbsp; **Percent of Voting**<br> **Securities Owned**<br>|
| NYMH-Ennis GP, LLC<br> (Delaware) |  |
| &nbsp;&nbsp; NYMH-Ennis, L.P.<br> (Texas) |  |
| NYMH-Freeport GP, LLC<br> (Delaware) |  |
| &nbsp;&nbsp; NYMH-Freeport, L.P.<br> (Texas) |  |
| NYMH-Houston GP, LLC<br> (Delaware) |  |
| &nbsp;&nbsp; NYMH-Houston, L.P.<br> (Texas) |  |
| NYMH-Plano GP, LLC<br> (Delaware) |  |
| &nbsp;&nbsp; NYMH-Plano, L.P.<br> (Texas) |  |
| NYMH-San Antonio GP, LLC<br> (Delaware) |  |
| &nbsp;&nbsp; NYMH-San Antonio, L.P.<br> (Texas) |  |
| NYMH-Stephenville GP, LLC<br> (Delaware) |  |
| &nbsp;&nbsp; NYMH-Stephenville, L.P.<br> (Texas) |  |
| NYMH-Taylor GP, LLC<br> (Delaware) |  |
| &nbsp;&nbsp; NYMH-Taylor, L.P.<br> (Texas) |  |
| NYMH-Attleboro MA, LLC<br> (Delaware) |  |
| NYMH-Farmingdale, NY LLC<br> (Delaware) |  |
| NYLMDC-King of Prussia GP, LLC<br> (Delaware) |  |
| &nbsp;&nbsp; NYLMDC-King of Prussia Realty, LP<br> (Delaware) |  |
| Country Place LP<br> (Delaware) |  |
| &nbsp;&nbsp; Country Place JV LLC<br> (Delaware) |  |
| REEP-MF Salisbury Square Tower One TAF LLC<br> (Delaware) | (NYLIC: 95.5%; NYLIAC: 0.5%) |
| &nbsp;&nbsp; REEP-DRP Salisbury Square Tower One TAB JV LLC<br> (Delaware) | (LLC: 80%) |
| &nbsp;&nbsp;&nbsp; Salisbury Square Tower One LLC<br> (Delaware) |  |
| REEP-MF Salisbury Square Tower Two TAF LLC<br> (Delaware) | (inactive) |
| &nbsp;&nbsp; REEP-DRP Salisbury Square Tower Two TAB JV LLC<br> (Delaware) | (inactive) |
| REEP-MF Salisbury Square TAF LLC<br> (Delaware) | (inactive) |
| REEP-IND MCP WEST NC LLC<br> (Delaware) |  |
| Cumberland Properties LLC<br> (Delaware) |  |
| NYLife Real Estate Holdings LLC<br> (Delaware) |  |
| &nbsp;&nbsp; Huntsville NYL LLC<br> (Delaware) |  |
| &nbsp;&nbsp; REEP-IND Forest Park NJ LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp; FP Building 4 LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp; FP Building 1-2-3 LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp; FP Building 17, LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp; FP Building 20, LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp; FP Mantua Grove LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp; FP Lot 1.01 LLC<br> (Delaware) |  |
| &nbsp;&nbsp; REEP-IND NJ LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp; NJIND JV LLC<br> (Delaware) | (93%) |
| &nbsp;&nbsp;&nbsp;&nbsp; NJIND Hook Road LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; NJIND Bay Avenue LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; NJIND Bay Avenue Urban Renewal LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; NJIND Corbin Street LLC<br> (Delaware) |  |
| &nbsp;&nbsp; REEP-MF Cumberland TN LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp; Cumberland Apartments, LLC<br> (Tennessee) |  |
| &nbsp;&nbsp; REEP-MF Marina Landing WA LLC<br> (Delaware) |  |
| &nbsp;&nbsp; REEP-MF Woodridge IL LLC<br> (Delaware) |  |
| &nbsp;&nbsp; REEP-RTL SASI GA LLC<br> (Delaware) |  |
| &nbsp;&nbsp; REEP-RTL Bradford PA LLC<br> (Delaware) |  |
| &nbsp;&nbsp; REEP-RTL CTC NY LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp; 5005 LBJ Tower LLC<br> (Delaware) | (97%) |

---

------

---

| | |
|:---|:---|
| **Name** | &nbsp;&nbsp; **Percent of Voting**<br> **Securities Owned**<br>|
| &nbsp;&nbsp; REEP-OFC/RTL MARKET ROSS TX LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp; MARKET ROSS TX JV LLC<br> (Delaware) | (98.7%) |
| &nbsp;&nbsp;&nbsp;&nbsp; MARKET ROSS TX GARAGE OWNER LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MARKET ROSS TX OFFICE OWNER LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; MARKET ROSS TX RETAIL OWNER LLC<br> (Delaware) |  |
| &nbsp;&nbsp; REEP-OFC Mallory TN LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp; 3665 Mallory JV LLC<br> (Delaware) | (90.9%) |
| &nbsp;&nbsp; REEP-OFC WATER RIDGE NC LLC<br> (Delaware) |  |
| &nbsp;&nbsp; REEP-OFC 2300 Empire LLC<br> (Delaware) |  |
| &nbsp;&nbsp; REEP-MF Wynnewood PA LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp; Wynnewood JV LLC<br> (Delaware) | (100%) |
| &nbsp;&nbsp; REEP-MU Fayetteville NC LLC<br> (Delaware) | (100%) |
| &nbsp;&nbsp;&nbsp; 501 Fayetteville JV LLC<br> (Delaware) | (85%) |
| &nbsp;&nbsp;&nbsp;&nbsp; 501 Fayetteville Owner LLC<br> (Delaware) | (100%) |
| &nbsp;&nbsp; REEP-MU SOUTH GRAHAM NC LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp; 401 SOUTH GRAHAM JV LLC<br> (Delaware) | (90%) |
| &nbsp;&nbsp;&nbsp;&nbsp; 401 SOUTH GRAHAM OWNER LLC<br> (Delaware) |  |
| &nbsp;&nbsp; REEP-IND COMMERCE CITY CO LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp; REEP-BRENNAN COMMERCE CITY JV LLC<br> (Delaware) |  |
| &nbsp;&nbsp; REEP-OFC Mass Ave MA LLC<br> (Delaware) |  |
| &nbsp;&nbsp; REEP-MF FARMINGTON IL LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp; REEP-MARQUETTE FARMINGTON JV LLC<br> (Delaware) | (90%) |
| &nbsp;&nbsp;&nbsp;&nbsp; REEP-MARQUETTE FARMINGTON OWNER LLC<br> (Delaware) |  |
| &nbsp;&nbsp; REEP-MF BELLVUE STATION WA LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp; REEP-LP BELLVUE STATION JV LLC<br> (Delaware) | (86.15%) |
| &nbsp;&nbsp; REEP-HINES ENCLAVE POINT AZ LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp; REEP-HINES ENCLAVE POINT JV LLC<br> (Delaware) | (50%) |
| &nbsp;&nbsp; REEP-MF WILDHORSE RANCH TX LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp; REEP-WP-WILDHORSE RANCH JV LLC<br> (Delaware) |  |
| &nbsp;&nbsp; REEP-IND ROMULUS MI LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp; REEP-NPD ROMULUS JV LLC<br> (Delaware) | (87.14%) |
| &nbsp;&nbsp; REEP-IND ROMULUS MI II LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; REEP-NPD ROMULUS II AND III JV LLC | (75.22%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; REEP-NPD Romulus II AND III JV B4 <br> OWNER LLC<br>(Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; REEP-NPD Romulus II AND III JV B5 <br> OWNER LLC<br>(Delaware) |  |
| &nbsp;&nbsp; REEP-MF SOUTH MAIN TX LLC<br> (Delaware) | (100%) |
| &nbsp;&nbsp;&nbsp; REEP-AO SOUTH MAIN JV LLC<br> (Delaware) | (99.99%) |
| &nbsp;&nbsp;&nbsp; REEP-AO SOUTH MAIN OWNER LLC<br> (Delaware) | (100%) |
| &nbsp;&nbsp; REEP-IND Cubes Roosevelt LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp; REEP-IND Cubes Roosevelt JV, LLC<br> (Delaware) | (90%) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4300 Roosevelt LLC<br> (Illinois) |  |
| 2015 DIL PORTFOLIO HOLDINGS LLC<br> (Delaware) | (NYLIC: 100%) |
| &nbsp;&nbsp; PA 180 KOST RD LLC<br> (Delaware) |  |
| Cortlandt Town Center LLC<br> (Delaware) |  |
| REEP-ADC GA LLC<br> (Delaware) |  |
| REEP-WP ART TOWER JV LLC<br> (Delaware) |  |
| REEP-1250 Forest LLC<br> (Delaware) |  |
| REEP-HZ SPENCER LLC<br> (Delaware) |  |
| REEP-IND 10 WEST AZ LLC<br> (Delaware) |  |

---

------

---

| | |
|:---|:---|
| **Name** | &nbsp;&nbsp; **Percent of Voting**<br> **Securities Owned**<br>|
| REEP-IND 4700 Nall TX LLC<br> (Delaware) |  |
| REEP-IND Alpha TX LLC<br> (Delaware) |  |
| REEP-IND MCP VIII NC LLC<br> (Delaware) |  |
| REEP-IND CHINO CA LLC<br> (Delaware) |  |
| REEP-IND FRANKLIN MA HOLDER LLC<br> (Delaware) |  |
| REEP-IND FREEDOM MA LLC<br> (Delaware) |  |
| REEP-IND Fridley MN LLC<br> (Minnesota) |  |
| REEP-IND Kent LLC<br> (Delaware) |  |
| REEP-IND LYMAN MA LLC<br> (Delaware) |  |
| REEP-IND MCP II NC LLC<br> (Delaware) |  |
| REEP-IND MCP IV NC LLC<br> (Delaware) |  |
| REEP-IND MCP V NC LLC<br> (Delaware) |  |
| REEP-IND MCP VII NC LLC<br> (Delaware) |  |
| REEP-INC MCP III OWNER NC LLC<br> (Delaware) |  |
| REEP-IND MCP West NC LLC<br> (Delaware) |  |
| REEP-IND STANFORD COURT LLC<br> (Delaware) |  |
| &nbsp;&nbsp; REEP-IND STANFORD COURT CA LLC<br> (Delaware) |  |
| REEP-IND Valley View TX LLC<br> (Delaware) |  |
| REEP-IND Valwood TX LLC<br> (Delaware) |  |
| REEP-MF 960 East Paces Ferry GA LLC<br> (Delaware) |  |
| REEP-MF 960 EPF Opco GA LLC<br> (Delaware) |  |
| REEP-MF Emblem DE LLC<br> (Delaware) |  |
| REEP-MF Gateway TAF UT LLC<br> (Delaware) | (NYLIC: 99%, NYLIAC: 1%) |
| &nbsp;&nbsp; REEP-WP Gateway TAB JV LLC<br> (Delaware) | (LLC: 99%, NYLIAC: 1%) |
| REEP-MF Mount Laurel NJ LLC<br> (Delaware) |  |
| REEP-MF NORTH PARK CA LLC<br> (Delaware) |  |
| REEP-AVERY OWNER LLC<br> (Delaware) |  |
| REEP-MF One City Center NC LLC<br> (Delaware) |  |
| REEP-MF Wallingford WA LLC<br> (Delaware) |  |
| REEP-MF STEWART AZ OLDER LLC<br> (Delaware) |  |
| REEP-MF STEWART AZ<br> (Delaware) |  |
| REEP-OFC Aspect OR LLC<br> (Delaware) | (NYLIC: 37%, NYLIAC: 63%) |
| REEP-OFC Bellevue WA LLC<br> (Delaware) |  |
| REEP-OFC Financial Center FL LLC<br> (Delaware) |  |
| REEP-OFC WATER RIDGE NC HOLDCO LLC<br> (Delaware) |  |
| REEP-OFC ONE WATER RIDGE NC LLC<br> (Delaware) |  |
| REEP-OFC TWO WATER RIDGE NC LLC<br> (Delaware) |  |
| REEP-OFC FOUR WATER RIDGE NC LLC<br> (Delaware) |  |
| REEP-OFC FIVE WATER RIDGE NC LLC<br> (Delaware) |  |
| REEP-OFC SIX WATER RIDGE NC LLC<br> (Delaware) |  |
| REEP-OFC SEVEN WATER RIDGE NC LLC<br> (Delaware) |  |
| REEP-OFC EIGHT WATER RIDGE NC LLC<br> (Delaware) |  |
| REEP-OFC NINE WATER RIDGE NC LLC<br> (Delaware) |  |
| REEP-OFC TEN WATER RIDGE NC LLC<br> (Delaware) |  |
| REEP-OFC ELEVEN WATER RIDGE NC LLC<br> (Delaware) |  |
| REEP-MF FOUNTAIN PLACE MN LLC<br> (Delaware) |  |
| &nbsp;&nbsp; REEP-MF FOUNTAIN PLACE LLC<br> (Delaware) |  |
| REEP-MF Park-Line FL LLC<br> (Delaware) |  |
| REEP-OFC 2300 Empire CA LLC<br> (Delaware) |  |
| REEP-IND 10 WEST II AZ LLC<br> (Delaware) |  |
| REEP-RTL Flemington NJ LLC<br> (Delaware) |  |

---

------

---

| | |
|:---|:---|
| **Name** | &nbsp;&nbsp; **Percent of Voting**<br> **Securities Owned**<br>|
| REEP-RTL Mill Creek NJ LLC<br> (Delaware) |  |
| REEP-RTL NPM GA LLC<br> (Delaware) |  |
| REEP-OFC 515 Post Oak TX LLC<br> (Delaware) | (NYLIC: 65%, NYLIAC: 35%) |
| REEP-RTL DTC VA LLC<br> (Delaware) | (NYLIC: 39%, NYLIAC: 61%) |
| REEP-RTL DTC-S VA LLC<br> (Delaware) | (NYLIC: 37%, NYLIAC: 63%) |
| REEP-OFC 410 TOWNSEND CA LLC<br> (Delaware) |  |
| REEP-OFC 410 TOWNSEND LLC<br> (Delaware) |  |
| REEP-2023 PH 5 LLC<br> (Delaware) | &nbsp;&nbsp; (Name change to Madison-LPP <br> Kernersville GP LLC)<br>|
| REEP-2023 PH 6 LLC<br> (Delaware) | &nbsp;&nbsp; (Name change to Madison-LPP <br> Kernersville LP)<br>|
| REEP-2023 PH 7 LLC<br> (Delaware) |  |
| REEP-2023 PH 8 LLC<br> (Delaware) | &nbsp;&nbsp; (Name change to Madison-LPP <br> Kernersville QRS, Inc.)<br>|
| REEP-OFC 600 TOWNSEND LLC<br> (Delaware) |  |
| REEP-OFC 600 TOWNSEND CA LLC<br> (Delaware) |  |
| REEP-OFC 1341 G DC LLC<br> (Delaware) | (NYLIC: 65%, NYLIAC: 35%) |
| REEP-OFC 1030 15NM DC LLC<br> (Delaware) | (NYLIC: 65%, NYLIAC: 35%) |
| REEP-OFC 1111 19NW DC LLC<br> (Delaware) | (NYLIC: 63.83%, NYLIAC: 36.17%) |
| REEP 220 NW Owner LLC<br> (Delaware) |  |
| REEP-OFC 30 WM IL LLC<br> (Delaware) |  |
| REEP-SS Marshfield LLC<br> (Delaware) |  |
| &nbsp;&nbsp; REEP-LLP Marshfield JV LLC<br> (Delaware) |  |
| REEP-SS Vallejo LLC<br> (Delaware) |  |
| REEP-OFC 353 Sacramento LLC<br> (Delaware) |  |
| &nbsp;&nbsp; REEP-Royal 353 Sacramento JV LLC<br> (Delaware) |  |
| REEP-MF Reno LLC<br> (Delaware) |  |
| REEP-NPD Romulus II and III JV LLC<br> (Delaware) |  |
| REEP-NPD Romulus II and III JV B4 OWNER LLC<br> (Delaware) |  |
| REEP-NPD Romulus II and III JV B5 OWNER LLC<br> (Delaware) |  |
| REEP-OFC 757 Third Avenue NY LLC<br> (Delaware) |  |
| REEP-OFC 260 Sheridan JV CA LLC<br> (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; REEP-OFC 260 Sheridan JV Owner CA LLC<br> (Delaware) |  |
| REKA 51M HOLDINGS, LLC<br> (Delaware) |  |
| NJIND Raritan Center LLC<br> (Delaware) |  |
| NJIND Talmadge Road LLC<br> (Delaware) |  |
| NJIND Melrich Road LLC<br> (Delaware) |  |
| FP Building 18, LLC<br> (Delaware) |  |
| FP Building 19, LLC<br> (Delaware) |  |
| Summit Ridge Apartments, LLC<br> (Delaware) |  |
| PTC Acquisitions, LLC<br> (Delaware) |  |
| Martingale Road LLC<br> (Delaware) |  |
| NYLIC HKP MEMBER LLC<br> (Delaware) | &nbsp;&nbsp; (NYLIC-MM: 67.974%, NYLIAC-IM: <br> 32.026%)<br>|
| &nbsp;&nbsp; NYLIC HKP VENTURE LLC<br> (Delaware) | (51%) |
| &nbsp;&nbsp;&nbsp; NYLIC HKP REIT LLC<br> (Delaware) | (51%) |
| New York Life Funding<br> (Cayman Islands)<sup>6</sup>  |  |
| New York Life Global Funding<br> (Delaware)<sup>6</sup>  |  |
| Government Energy Savings Trust 2003-A (GEST)<br> (New York)<sup>7</sup>  |  |
| UFI-NOR Federal Receivables Trust, Series 2009B<br> (New York)<sup>7</sup>  |  |

---

------

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| | | |
|:---|:---|:---|
| **Name** | &nbsp;&nbsp; **Jurisdiction of**<br> **Organization**<br>| &nbsp;&nbsp; **Percent of Voting**<br> **Securities Owned**<br>|
| NYLARC Holding Company Inc. | (Arizona)<sup>6</sup>  |  |
| &nbsp;&nbsp; New York Life Agents Reinsurance Company | (Arizona)<sup>6</sup>  |  |
| JREP Fund Holdings I, L.P. | (Cayman Islands) | (12.5%) |
| Jaguar Real Estate Partners L.P. | (Cayman Islands) | (30.3%) |
| REEP-NYL JAG ACQUISITION CO MEMBER LLC | (Delaware) |  |
| NYLIFE Office Holdings Member LLC | (Delaware) | (51%) |
| &nbsp;&nbsp; NYLIFE Office Holdings LLC | (Delaware) | (51%) |
| &nbsp;&nbsp;&nbsp; NYLIFE Office Holdings REIT LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; REEP-OFC DRAKES LANDING CA LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; REEP-OFC CORPORATE POINTE CA LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; REEP-OFC VON KARMAN CA LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; REEP-OFC ONE BOWDOIN SQUARE MA LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp; REEP-OFC 525 N Tryon NC LLC | (Delaware) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 525 Charlotte Office LLC | (Delaware) | (100%) |
| &nbsp;&nbsp;&nbsp;&nbsp; REEP-IMPIC OFC PROMINENCE ATLANTA LLC | Delaware |  |
| Sol Invictus Note Issuer SPV 2021-1 LLC | (Delaware) |  |
| Veritas Doctrina Note Issuer SPV LLC | (Delaware) |  |
| Fairview Capital Partners, LLC | (Delaware) | (49%) |
| AC 2023 NMTC Investor, LLC | (Louisiana) | (NYLIC: 79.20%, NYLIAC: 19.80%) |
| &nbsp;&nbsp; USB NMTC FUND 20223-6, LLC | (Delaware) |  |
| NYLIC RLP II, LLC | (Delaware) |  |
| Phalanx Mortgage Opportunities Trust | (Delaware) | &nbsp;&nbsp; (NYL:0%) (Delaware Statutory Trust <br> BNY Trustee)<br>|
| Phalanx Mortgage Opportunities Trust Manager LLC | (Delaware) | (NYL:0%) |

---

------

(+)

By including the indicated corporations in this list, New York Life is not stating or admitting that said corporations are under its actual control; rather, these corporations are listed here to ensure full compliance with the requirements of this Form N-4.

(\*)

Registered investment company as to which New York Life and/or its subsidiaries perform one or more of the following services: investment management, administrative, distribution, transfer agency and underwriting services. It is not a subsidiary of New York Life and is included for informational purposes only.

(†)

New York Life Investment Management LLC serves as investment adviser to this entity, the shares of which are held of record by separate accounts of NYLIAC. New York Life disclaims any beneficial ownership and control of this entity. New York Life and NYLIAC as depositors of said separate accounts have agreed to vote their shares as to matters covered in the proxy statement in accordance with voting instructions received from holders of variable annuity and variable life insurance policies at the shareholders meeting of this entity. It is not a subsidiary of New York Life, but is included here for informational purposes only.

NYL Cayman Holdings Ltd. owns 15.62%.

NYL Worldwide Capital Investment LLC owns 0.002%.

NYLIC owns 0.00%, NYLIAC owns 0.00%, and MacKay owns .07% for a total ownership of .07%.

NYLCAP Manager LLC owns 24.66% of the voting management shares. NYLCAP India Funding LLC owns 36% of non-voting carry shares.

NYLCAP Manager LLC owns 24.66% of the voting management shares. NYLCAP India Funding III LLC owns 31.36% of non-voting carry shares.

Control is through a reliance relationship between NYLIC and this entity, not ownership of voting interests.

Control is through financial interest or investment management contract, not ownership of voting interests.

------

ITEM 30. INDEMNIFICATION

Article IX of the Amended and Restated By-Laws of New York Life Insurance and Annuity Corporation ("NYLIAC") provides that NYLIAC shall indemnify and hold harmless (including the provision of a defense) certain persons to the fullest extent permitted by the Delaware General Corporation Law against all expenses, costs, judgments, penalties, fines, liability and loss (including attorneys' fees, judgments, fines, ERISA excise taxes or penalties and amount paid in settlement) that any such person reasonably incurs or suffers if he/she is made party (or threatened to be made party) or is otherwise involved in a claim, action, suit, or proceeding, whether civil, criminal, administrative or investigative, by reason of the fact that he/she is (or was) a Director or officer of NYLIAC or was serving at NYLIAC's request as a Director, officer, or trustee of another corporation or of a partnership, joint venture, trust or other enterprise, including service with respect to an employee benefit plan. Such persons also have the right to have NYLIAC pay the reasonable expenses (including reasonable attorneys' fees) incurred in the defense of any proceedings in advance of their final disposition, subject to certain conditions. NYLIAC may also, to the extent authorized by its Board of Directors, grant rights to indemnification and to the advancement of expenses to any employee or agent of NYLIAC.

Please refer to Article IX of the Amended and Restated By-Laws of NYLIAC (Item 27 Exhibit (f)(2)(b) hereto) for the full text of the indemnification provisions.

Insofar as indemnification for liabilities arising under the Securities Act may be permitted to Directors, officers and controlling persons of the NYLIAC pursuant to the provisions described above, or otherwise, the NYLIAC has been advised that in the opinion of the Securities and Exchange Commission, such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the NYLIAC of expenses incurred or paid by a Director, officer or controlling person of the NYLIAC in the successful defense of any action, suit or proceeding) is asserted by such Director, officer or controlling person in connection with the securities being registered, the NYLIAC will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.

------

ITEM 31. PRINCIPAL UNDERWRITERS

(a) Other Activity. Investment companies (other than the Registered Separate Account) for which NYLIFE Distributors LLC is currently acting as underwriter:

NYLIAC Corporate Sponsored Variable Universal Life Separate Account-I <br>NYLIAC Variable Universal Life Separate Account-I <br>NYLIAC MFA Separate Account-I <br>NYLIAC MFA Separate Account-II <br>NYLIAC Variable Annuity Separate Account-I <br>NYLIAC Variable Annuity Separate Account-II <br>NYLIAC Variable Annuity Separate Account-IV <br>NYLIAC VLI Separate Account <br>New York Life Investments Funds Trust <br>New York Life Investments Funds <br>NYLIM VP Funds Trust

(b) Management. The principal business address of each director and officer of NYLIFE Distributors LLC is 30 Hudson Street, Jersey City, NJ 07302.

---

| | |
|:---|:---|
| **Names of Directors & Officers:** | **Positions & Offices with Underwriter:** |
| Lehneis, Kirk C. | Chairman & Senior Managing Director |
| Barros, Jose N. | Chief Executive Officer & Manager |
| Harte, Francis Michael | Senior Managing Director, Manager & Audit Committee Member |
| Akkerman, John W. | Senior Managing Director, New York Life Investments Institutional Sales |
| Wion, Matthew D. | Senior Managing Director, Retail Annuities |
| Chen-Bagtas, Angela | Audit Committee Member (Chairman) & Manager |
| Gamble, Michael | Managing Director, Institutional Life |
| Goldstein, Andrew | Managing Director |
| Wickwire, Brian D. | Managing Director, Controller and Chief Operating Officer |
| Bain, Karen A. | Vice President, Tax |
| Sharrier, Elizabeth A. | Corporate Vice President & Assistant Secretary |
| Meade, Colleen A. | Associate General Counsel & Secretary |
| Misra, Manali S. | Assistant General Counsel & Assistant Secretary |
| Andreola, Michael | Director, Compliance and Sales Material Review |
| Howard, Linda M. | &nbsp;&nbsp; Director, Chief Compliance Officer, Anti-Money Laundering Officer & Office of Foreign <br> Assets Control Officer<br>|
| Hansen, Marta | Director, Chief Financial Officer, Principal Operations Officer, & Treasurer |
| Long, Harry S. | Director, Insurance Solutions - Retail Life |

---

&nbsp;&nbsp;&nbsp;&nbsp;(c) Compensation from the Registered Separate Account.

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Name of**<br> **Principal**<br> **Underwriter**<br>| &nbsp;&nbsp; **New Underwriting**<br> **Discounts and**<br> **Commissions**<br>| &nbsp;&nbsp; **Compensation on**<br> **Redemption or**<br> **Annuitization**<br>| &nbsp;&nbsp; **Brokerage**<br> **Commission**<br>| **Compensation** |
| NYLIFE Distributors Inc. | &nbsp;&nbsp; -0- | &nbsp;&nbsp; -0- | &nbsp;&nbsp; -0- | &nbsp;&nbsp; -0- |

---

ITEM 32. LOCATION OF ACCOUNTS AND RECORDS

All accounts and records required to be maintained by Section 31(a) of the 1940 Act and the rules under it are maintained by NYLIAC at its home office, 51 Madison Avenue, New York, New York 10010; New York Life – Records Division, 110 Cokesbury Road, Lebanon, New Jersey 08833 and New York Life Investment Management LLC, State Street Bank KC, 2323 Grand Blvd, 5<sup>th</sup> Floor, Kansas City, Missouri 64108.

ITEM 33. MANAGEMENT SERVICES

Not applicable.

------

ITEM 34. FEE REPRESENTATION AS TO THE REASONABLENESS OF AGGREGATE FEES AND CHARGES

New York Life Insurance and Annuity Corporation ("NYLIAC"), the sponsoring insurance company of the NYLIAC Variable Annuity Separate Account-III, hereby represents that the fees and charges deducted under the annuities described in this Registration Statement in the aggregate are reasonable in relation to the services rendered, the expenses expected to be incurred and the risks assumed by NYLIAC.

SECTION 403(b) REPRESENTATIONS

The Registered Separate Account represents that it is relying on a no-action letter dated November 28, 1988, to the American Council of Life Insurance (Ref. No. IP-6-88) regarding Sections 22(e), 27(c)(1), and 27(d) of the Investment Company Act of 1940, in connection with redeemability restrictions on Section 403(b) Policies, and that paragraphs numbered (1) through (4) of that letter will be complied with.

------

SIGNATURES

As required by the Securities Act and the Investment Company Act of 1940, the Registered Separate Account has caused this amendment to the Registration Statement to be signed on its behalf in New York, New York on June 8, 2026.

---

| | |
|:---|:---|
| NYLIAC VARIABLE ANNUITY<br> SEPARATE ACCOUNT – III<br> (Registered Separate Account) | NYLIAC VARIABLE ANNUITY<br> SEPARATE ACCOUNT – III<br> (Registered Separate Account) |
| By: | /s/ Matthew Williams<br>Name: Matthew Williams<br> Title: Vice President<br>|
| NEW YORK LIFE INSURANCE AND<br> ANNUITY CORPORATION<br> (Insurance Company) | NEW YORK LIFE INSURANCE AND<br> ANNUITY CORPORATION<br> (Insurance Company) |
| By: | /s/ Matthew Williams<br>Name: Matthew Williams<br> Title: Vice President<br>|

---

As required by the Securities Act, this Amendment to the Registration Statement has been signed by the following persons in the capacities and on the date indicated.

---

| | |
|:---|:---|
| Erik A. Anderson\* | Director |
| Angela Chen\* | Officer (Principal Accounting Officer) |
| Craig L. DeSanto\* | &nbsp;&nbsp; Chairman of the Board, Chief Executive Officer, President & <br> Director (Principal Executive Officer)<br>|
| Eric M. Feldstein\* | Director & Chief Financial Officer (Principal Financial Officer) |
| Thomas A. Hendry\* | Director |
| Jodi L. Kravitz\* | Director |
| Michael K. McDonnell\* | Director |
| Amy Miller\* | Director |
| Craig A. Sabal\* | Director |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | |
|:---|:---|
| By: | /s/ Matthew Williams<br>Matthew Williams<br> Attorney-in-Fact<br>|
|  | June 8, 2026 |

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------

\*

Pursuant to Powers of Attorney – Previously filed on 4/10/26.

------

EXHIBIT INDEX

---

| | |
|:---|:---|
| **EXHIBIT NUMBER** | **DESCRIPTION** |
| (d)(27) | [<u>Updated Annual Death Benefit Reset Rider</u>](d103980dex99d27.htm) |
| (k)(1) | [<u>Opinion and Consent of Charles A. Whites, Jr., Esq.</u>](d103980dex99k1.htm) |
| (o)(1) | [<u>Form of Initial Summary Prospectus</u>](d103980dex99o1.htm) |

---

------

## Ex-99.(D)(27)

**NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION** 

**RIDER** 

**ANNUAL DEATH BENEFIT RESET (ADBR)** 

**RIDER DATA PAGE** 

---

| | |
|:---|:---|
|  Maximum Age of Owner (or Annuitant, if Owner is not a natural person) eligible to reset the Reset Value on the Reset Anniversary | 85.0 |
|  Rider Charge | 0.25% |

---

**ICC15-R302A**

------

**NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION** 

**RIDER** 

**ANNUAL DEATH BENEFIT RESET (ADBR)** 

This Rider is attached to and made a part of the Policy. All of the terms and provisions contained in the Policy apply to this Rider unless otherwise amended by or specified in this Rider. Capitalized terms used but not defined in this Rider have the meaning set forth in the Policy or in other attached riders. In the case of a conflict between any provisions contained in the Policy and this Rider, the provisions of this Rider will control.

**This Rider provides a guaranteed death benefit and is available only at the time of application. The Owner cannot withdraw the guaranteed death benefit amount as a lump sum and it is payable only as a death benefit if an Owner dies prior to the Annuity Commencement Date. At least once each Policy Year, we will provide a report that will include the amount of the current guaranteed death benefit provided by this Rider. This Rider will terminate if the Policy is assigned or if there is a change in ownership (except under conditions explained herein). Please refer to the Rider Provisions for details.** 

**DEFINITIONS** 

**RESET ANNIVERSARY:** The Policy Anniversary occurring every year from the Policy Date until the Owner (or the Annuitant if the Owner is not a natural person) attains the maximum reset Age described on the Rider Data Page. On the first Policy Anniversary, the Policy Date shown on the Policy Data Page will be used as the prior Reset Anniversary.

**RESET VALUE:** The Reset Value on the first Reset Anniversary (first Policy Anniversary) is equal to the greater of:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a) the Accumulation Value of the Policy on the first Reset Anniversary; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b) the Return of Premium Death Benefit.

The Reset Value on the second and each subsequent Reset Anniversary is equal to the greater of:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a) the Accumulation Value of the Policy on the current Reset Anniversary; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b) the Reset Value on the prior Reset Anniversary plus any Premium Payments made and, if applicable, any Premium
Credits applied since the prior Reset Anniversary, less any Reset Value Proportional Reduction since the prior Reset Anniversary.

**RESET VALUE PROPORTIONAL REDUCTION:** The amount withdrawn from the Policy (including any Surrender Charges), divided by the Policy's Accumulation Value immediately preceding the withdrawal, multiplied by the Reset Value immediately preceding the withdrawal.

**RIDER DATA PAGE:** The pages preceding this Rider, entitled "Rider Data Page, containing the Rider specifications.

**RIDER PROVISIONS** 

**1. Rider Benefits** 

This Rider resets and locks in the highest Reset Value available on each Reset Anniversary. This value may be available as a death benefit, subject to the conditions described in this Rider.

Upon the Owner's death, this Rider will end and we will pay the ADBR value, as described in Provisions 2 and 4 below, unless the Policy remains in force under the Spousal continuation provision of the Policy, if available. If the Owner is not a natural person or is a grantor trust for federal income tax purposes, this Rider will end upon the Annuitant's or grantor's death, as applicable, and Spousal continuance will not apply.

**ICC15-R302**<sub>1</sub>

------

**2. Determination Of The ADBR Value** 

We will determine the ADBR value as the greatest of:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a) the amount of the death benefit payable under the Policy;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b) the Reset Value as of the most recent Reset Anniversary plus any additional Premium Payments made since the
most recent Reset Anniversary (not including any applicable Premium Credits, if credited to the Policy's Accumulation Value within the twelve months immediately preceding death), less any Reset Value Proportional Reduction made since the most
recent Reset Anniversary; or

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;c) any death benefit available under any other rider attached to the Policy.

**3. Rider Charges** 

Each Policy quarter, we will deduct a charge from the Accumulation Value based on a percentage of the Policy's Reset Value as of the last Reset Anniversary less any Reset Value Proportional Reduction. For purposes of determining the Rider Charge during the first Policy Year, the Reset Value is the initial Premium Payment shown on the Policy Data Page, less any Reset Value Proportional Reduction. We will deduct the charge on a pro-rata basis from each Allocation Alternative, the DCA Advantage Account, and the Fixed Account. Once you have purchased this Rider, the Rider charge percentage will not change. The charge will no longer apply if this Rider ends, as explained in Provision 7 below. The charge percentage for this Rider is stated on the Rider Data Page.

**4. Payment Of The ADBR Value** 

The ADBR value is payable if you die prior to the Annuity Commencement Date, unless the Policy remains in force under the Spousal continuation provision of the Policy, if available. If your Spouse continues the Policy, this Rider will not end and the ADBR value is payable upon the death of your Spouse. If the Owner is not a natural person, Spousal continuance is not available and the ADBR value is payable at the Annuitant's death. If the Owner is a grantor trust for federal income tax purposes, the ADBR value is payable at the death of the grantor.

We will pay an amount as proceeds to the designated Beneficiary as of the date we receive Proof of Death and claim information.

The ADBR value is not payable if this Rider terminates, as explained in Provision 7 below.

**5. Rider Effective Date** 

This Rider is effective as of the Policy Date.

**6. Rider Cancellation** 

This rider is non-cancelable. Once elected, the provisions of this Rider will remain in effect, subject to the conditions in Provision 7 below.

**7. Rider Termination** 

This Rider will terminate on the earliest to occur of the following events:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a) if you fully surrender the Policy for any reason;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b) if we terminate the Policy as described in the Policy's termination provision;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;c) if there is a change in ownership or an assignment of the Policy unless:

---

| | |
|:---|:---|
| i.) | the new Owner or assignee assumes full ownership of the contract and is essentially the same person (e.g., an individual ownership changed to a personal revocable trust, a joint ownership by Spouses changed to the surviving Spouse when one of them dies, a change to the Owner's Spouse during the Owner's lifetime, a change to a court appointed guardian representing the Owner during the Owner's lifetime);  |

---

ii.) the Owner's Spouse, when designated as the sole primary Beneficiary, continues the Policy after the Owner dies, as described in the Policy; or

**ICC15-R302**<sub>2</sub>

------

iii.) the assignment is for the purposes of effectuating an exchange of the contract under section 1035 of the Internal Revenue Code (i.e., this Rider may continue during the temporary assignment period and not terminate until the contract is actually surrendered).

**NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION** 

---

| |
|:---|
|  ![LOGO](g103980g51g19.jpg)  |
|  Chair, President & CEO |
|  ![LOGO](g103980g93y50.jpg)  |
|  Secretary |

---

**ICC15-R302**<sub>3</sub>

------

**NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION** 

**RIDER** 

**ANNUAL DEATH BENEFIT RESET (ADBR)** 

**RIDER DATA PAGE** 

---

| | |
|:---|:---|
|  Maximum Age of Owner (or Annuitant, if Owner is not a natural person) eligible to reset the Reset Value on the Reset Anniversary | 85.0 |
|  Rider Charge | 0.5% |

---

**ICC15-R302A**

------

**NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION** 

**RIDER** 

**ANNUAL DEATH BENEFIT RESET (ADBR)** 

This Rider is attached to and made a part of the Policy. All of the terms and provisions contained in the Policy apply to this Rider unless otherwise amended by or specified in this Rider. Capitalized terms used but not defined in this Rider have the meaning set forth in the Policy or in other attached riders. In the case of a conflict between any provisions contained in the Policy and this Rider, the provisions of this Rider will control.

**This Rider provides a guaranteed death benefit and is available only at the time of application. The Owner cannot withdraw the guaranteed death benefit amount as a lump sum and it is payable only as a death benefit if an Owner dies prior to the Annuity Commencement Date. At least once each Policy Year, we will provide a report that will include the amount of the current guaranteed death benefit provided by this Rider. This Rider will terminate if the Policy is assigned or if there is a change in ownership (except under conditions explained herein). Please refer to the Rider Provisions for details.** 

**DEFINITIONS** 

**RESET ANNIVERSARY:** The Policy Anniversary occurring every year from the Policy Date until the Owner (or the Annuitant if the Owner is not a natural person) attains the maximum reset Age described on the Rider Data Page. On the first Policy Anniversary, the Policy Date shown on the Policy Data Page will be used as the prior Reset Anniversary.

**RESET VALUE:** The Reset Value on the first Reset Anniversary (first Policy Anniversary) is equal to the greater of:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a) the Accumulation Value of the Policy on the first Reset Anniversary; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b) the Return of Premium Death Benefit.

The Reset Value on the second and each subsequent Reset Anniversary is equal to the greater of:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a) the Accumulation Value of the Policy on the current Reset Anniversary; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b) the Reset Value on the prior Reset Anniversary plus any Premium Payments made and, if applicable, any Premium
Credits applied since the prior Reset Anniversary, less any Reset Value Proportional Reduction since the prior Reset Anniversary.

**RESET VALUE PROPORTIONAL REDUCTION:** The amount withdrawn from the Policy (including any Surrender Charges), divided by the Policy's Accumulation Value immediately preceding the withdrawal, multiplied by the Reset Value immediately preceding the withdrawal.

**RIDER DATA PAGE:** The pages preceding this Rider, entitled "Rider Data Page, containing the Rider specifications.

**RIDER PROVISIONS** 

**1. Rider Benefits** 

This Rider resets and locks in the highest Reset Value available on each Reset Anniversary. This value may be available as a death benefit, subject to the conditions described in this Rider.

Upon the Owner's death, this Rider will end and we will pay the ADBR value, as described in Provisions 2 and 4 below, unless the Policy remains in force under the Spousal continuation provision of the Policy, if available. If the Owner is not a natural person or is a grantor trust for federal income tax purposes, this Rider will end upon the Annuitant's or grantor's death, as applicable, and Spousal continuance will not apply.

**ICC15-R302**<sub>1</sub>

------

**2. Determination Of The ADBR Value** 

We will determine the ADBR value as the greatest of:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a) the amount of the death benefit payable under the Policy;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b) the Reset Value as of the most recent Reset Anniversary plus any additional Premium Payments made since the
most recent Reset Anniversary (not including any applicable Premium Credits, if credited to the Policy's Accumulation Value within the twelve months immediately preceding death), less any Reset Value Proportional Reduction made since the most
recent Reset Anniversary; or

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;c) any death benefit available under any other rider attached to the Policy.

**3. Rider Charges** 

Each Policy quarter, we will deduct a charge from the Accumulation Value based on a percentage of the Policy's Reset Value as of the last Reset Anniversary less any Reset Value Proportional Reduction. For purposes of determining the Rider Charge during the first Policy Year, the Reset Value is the initial Premium Payment shown on the Policy Data Page, less any Reset Value Proportional Reduction. We will deduct the charge on a pro-rata basis from each Allocation Alternative, the DCA Advantage Account, and the Fixed Account. Once you have purchased this Rider, the Rider charge percentage will not change. The charge will no longer apply if this Rider ends, as explained in Provision 7 below. The charge percentage for this Rider is stated on the Rider Data Page.

**4. Payment Of The ADBR Value** 

The ADBR value is payable if you die prior to the Annuity Commencement Date, unless the Policy remains in force under the Spousal continuation provision of the Policy, if available. If your Spouse continues the Policy, this Rider will not end and the ADBR value is payable upon the death of your Spouse. If the Owner is not a natural person, Spousal continuance is not available and the ADBR value is payable at the Annuitant's death. If the Owner is a grantor trust for federal income tax purposes, the ADBR value is payable at the death of the grantor.

We will pay an amount as proceeds to the designated Beneficiary as of the date we receive Proof of Death and claim information.

The ADBR value is not payable if this Rider terminates, as explained in Provision 7 below.

**5. Rider Effective Date** 

This Rider is effective as of the Policy Date.

**6. Rider Cancellation** 

This rider is non-cancelable. Once elected, the provisions of this Rider will remain in effect, subject to the conditions in Provision 7 below.

**7. Rider Termination** 

This Rider will terminate on the earliest to occur of the following events:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a) if you fully surrender the Policy for any reason;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b) if we terminate the Policy as described in the Policy's termination provision;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;c) if there is a change in ownership or an assignment of the Policy unless:

---

| | |
|:---|:---|
| i.) | the new Owner or assignee assumes full ownership of the contract and is essentially the same person (e.g., an individual ownership changed to a personal revocable trust, a joint ownership by Spouses changed to the surviving Spouse when one of them dies, a change to the Owner's Spouse during the Owner's lifetime, a change to a court appointed guardian representing the Owner during the Owner's lifetime);  |

---

ii.) the Owner's Spouse, when designated as the sole primary Beneficiary, continues the Policy after the Owner dies, as described in the Policy; or

**ICC15-R302**<sub>2</sub>

------

iii.) the assignment is for the purposes of effectuating an exchange of the contract under section 1035 of the Internal Revenue Code (i.e., this Rider may continue during the temporary assignment period and not terminate until the contract is actually surrendered).

**NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION** 

---

| |
|:---|
| ![LOGO](g103980g51g19.jpg) |
| Chair, President & CEO |
| ![LOGO](g103980g93y50.jpg) |
| Secretary |

---

**ICC15-R302**<sub>3</sub>

## Ex-99.(K)(1)

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | |
|:---|:---|
| ![](g440482img84dec4ba1.jpg) | &nbsp;&nbsp; **New York Life Insurance Company**<br> 51 Madison Avenue<br> New York, NY 10010<br>|
| ![](g440482img84dec4ba1.jpg) | &nbsp;&nbsp; **Charles A. Whites, Jr.**<br> Vice President & Associate General Counsel<br>|

---

VIA EDGAR

June 8, 2026

U.S. Securities and Exchange Commission <br>100 F Street, N.E. <br>Washington, D.C. 20549

RE:

NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION <br>VARIABLE ANNUITY SEPARATE ACCOUNT–III <br>INVESTMENT COMPANY ACT FILE NUMBER: 811-08904 <br><u>SECURITIES ACT FILE NUMBER:</u> <u>333-1560</u><u>18</u>

Ladies and Gentlemen:

This opinion is furnished in connection with the filing by New York Life Insurance and Annuity Corporation ("NYLIAC") of Post-Effective Amendment No. 44 to the registration statement on Form N-4 ("Registration Statement") under the Securities Act of 1933, as amended, of NYLIAC Variable Annuity Separate Account–III ("Separate Account–III"). Separate Account–III receives and invests premiums allocated to it under individual New York Life flexible premium variable annuity policies ("Annuity Contracts"). The Annuity Contracts are offered in the manner described in the Registration Statement.

NYLIAC is a wholly-owned subsidiary of New York Life Insurance Company ("NYL"). My professional responsibilities at NYL include the provision of legal advice to NYLIAC. Also, I am a Vice President and Associate General Counsel of NYLIAC.

In connection with this opinion, I have consulted with relevant individuals under my supervision and have made such examination of the law and have examined such corporate records and such other documents as I consider appropriate as a basis for the opinions hereinafter expressed. On the basis of such consultation and examination, it is my opinion that:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1. NYLIAC is a corporation duly organized and validly existing under the laws of the State of Delaware.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2. Separate Account–III is a separate account established and maintained by NYLIAC pursuant to Section 2932 of the Delaware Insurance Code, under which the income, gains and losses, realized or unrealized, from assets allocated to Separate Account–III shall be credited to or charged against Separate Account–III, without regard to other income, gains or losses of NYLIAC.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3. The Annuity Contracts have been duly authorized by NYLIAC and, when sold in jurisdictions authorizing such sales, in accordance with the Registration Statement, will constitute a validly issued and binding obligation of NYLIAC in accordance with its terms.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4. Each owner of an Annuity Contract will not be subject to any deductions, charges, or assessments imposed by NYLIAC, other than those provided in the Annuity Contracts.

I consent to the use of this opinion as an exhibit to the Registration Statement:

---

| |
|:---|
| Very truly yours, |
| /s/ Charles A. Whites, Jr.<br>Charles A. Whites, Jr.<br> Vice President & Associate General Counsel<br>|

---

------

## Ex-99.(O)(1)

**SUMMARY PROSPECTUS FOR NEW INVESTORS**

**August 10, 2026**

**New York Life Premier Variable Annuity II**

**From** <br>**NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION** <br>**Issued through**

**NYLIAC Variable Annuity Separate Account-III** <br> **NYLIAC Variable Annuity Separate Account-IV**

This summary prospectus summarizes key features of the New York Life Premier Variable Annuity II policy.

Before you invest, you should review the prospectus for the New York Life Premier Variable Annuity II policies, which contains more information about the policy's features, benefits, and risks. You can find this document and other information about the policy online at https://dfinview.com/NewYorkLife/TAHD/premier-ii. You can also obtain this information at no cost by calling our Variable Products Service Center at 1-800-598-2019 or by sending an email request with your name and mailing address to PremierIIProspectus@newyorklife.com.

You can sign up for electronic delivery of your summary prospectus, updates to the summary prospectus or other communications by logging into your account at www.newyorklife.com or the New York Life Mobile Application ("mobile application" or "mobile app") which is available for download on the Apple App Store and Google Play Store. If you sign up for electronic delivery, we will apply a one-time $30 e-delivery credit to your Accumulation Value in accordance with your allocation instructions in the Policy Year in which you register.

**You may cancel your policy within 10 days of delivery of the policy without paying fees or penalties. In some states, this cancellation period may be longer. Upon cancellation, you will receive either (i) a full refund of the amount you paid with your application, or (ii) your policy value (Accumulation Value), less any e-delivery credit. You should review the prospectus, or consult with your registered representative, for additional information about the specific cancellation terms that apply.** 

Additional information about certain investment products, including variable annuities, has been prepared by the Securities and Exchange Commission's staff and is available at www.Investor.gov.

------

**Table of Contents** 

---

| | |
|:---|:---|
|  | **Page** |
| **[Definitions](#xx_ffc42c1b-b223-4a9e-ba63-ecdc6f0b5c8b_1)** | &nbsp;&nbsp; 2<br>|
| **[Overview Of The Policy](#xx_ad2c8f53-c4e8-4b77-b277-3d46f36b796c_1)** | &nbsp;&nbsp; 5<br>|
| **[Important Information You Should Consider About The Policy](#xx_0a1db04c-4b6b-40d8-8dc4-1b127f9ea31f_1)** | &nbsp;&nbsp; 8<br>|
| **[Benefits Available Under The Policies](#xx_0a1db04c-4b6b-40d8-8dc4-1b127f9ea31f_6)** | &nbsp;&nbsp; 13<br>|
| **[Buying The Policy](#xx_0a1db04c-4b6b-40d8-8dc4-1b127f9ea31f_12)** | &nbsp;&nbsp; 19<br>|
| **[Making Withdrawals: Accessing Money In Your Policy](#xx_0a1db04c-4b6b-40d8-8dc4-1b127f9ea31f_13)** | &nbsp;&nbsp; 20<br>|
| **[Additional Information about Fees](#xx_0a1db04c-4b6b-40d8-8dc4-1b127f9ea31f_15)** | &nbsp;&nbsp; 22<br>|
| **[Optional Benefit Expenses](#xx_0a1db04c-4b6b-40d8-8dc4-1b127f9ea31f_16)** | &nbsp;&nbsp; 23<br>|
| **[Appendix](#xx_bb026200-444c-45d2-ac69-7367f42847a7_1)[1A](#xx_bb026200-444c-45d2-ac69-7367f42847a7_1)** | &nbsp;&nbsp; 1A<br> -1 <br>|
| **[Appendix](#xx_9ef3f596-c9b3-4956-98ca-11ce1a4663f0_1)[1B](#xx_9ef3f596-c9b3-4956-98ca-11ce1a4663f0_1)** | &nbsp;&nbsp; 1B<br> -1 <br>|
| **[Appendix](#xx_b0f063dd-9054-4da3-aeef-04fa2d2bc7dd_1)[1C](#xx_b0f063dd-9054-4da3-aeef-04fa2d2bc7dd_1)** | &nbsp;&nbsp; 1C<br> -1 <br>|

---

i

------

**Definitions**

------

**Accumulation Unit—**An accounting unit we use to calculate the Variable Accumulation Value prior to the Annuity Commencement Date. Each Investment Division of the Separate Account has a distinct variable Accumulation Unit value.

**Accumulation Value—**The sum of the Variable Accumulation Value, the Fixed Account Accumulation Value (if applicable), and the DCA Advantage Account Accumulation Value of a policy.

**ADBR Reset Value—**On the First Policy Anniversary, the Annual Death Benefit Rider (ADBR) Reset Value is the greater of (a) the Accumulation Value on the first Policy Anniversary or (b) the Return of Premium Death Benefit. The ADBR Reset Value on the second and each subsequent Reset Anniversary is defined as the greater of (a) the Accumulation Value on the current Reset Anniversary or (b) the Reset Value on the prior Reset Anniversary, plus any premium payments applied since the prior Reset Anniversary, less any ADBR Reset Value Proportional Reductions since the prior Reset Anniversary.

**ADBR Reset Value Proportional Reduction—**An amount equal to the amount withdrawn from the policy after the first policy anniversary (including applicable surrender charges), divided by the policy's Accumulation Value immediately preceding the withdrawal, multiplied by the ADBR Reset Value immediately preceding the withdrawal.

**Adjusted Premium Payment—**The total dollar amount of premium payments made under the policy and allocated to the Investment Divisions of the Separate Account and DCA Advantage Account reduced by any withdrawals and applicable surrender charges in excess of any gain in the policy.

**Allocation Options—**The Investment Divisions of the Separate Account, the DCA Advantage Account and the Fixed Account.

**Annuitant—**The person or persons named on the Policy Data Page and whose life or lives determine the Income Payments.

**Annuity Commencement Date—**The date on which we are to make the first Income Payment under the policy, which cannot be later than the date you attain age 115.

**Base Contract Charge—**Mortality and Expense Risk and Administrative Costs Charge (M&E Charge).

**Business Day(s)—**Generally, any day on which the New York Stock Exchange (NYSE) is open for trading. Our Business Day ends at 4:00 p.m. Eastern Time or the close of regular trading of the NYSE, if earlier.

**Consideration—**A premium payment, or a portion thereof and/or, if allowable, a transfer amount from an Investment Division to the Fixed Account.

**Dollar Cost Averaging (DCA) Advantage Account—** A non-variable Allocation Option to which you may allocate Premium Payments, subject to the limitations described on the Policy Data Page, and from which amounts are transferred to the Investment Divisions proportionally on a monthly basis. The DCA Advantage Account duration is shown on the Policy Data Page. We credit the DCA Advantage Account with a fixed interest rate. The benefits payable under the DCA Advantage Account (including principal and interest) are payable from NYLIAC's general account and are subject to the claims-paying ability of NYLIAC.

**Dollar Cost Averaging (DCA) Advantage Account Accumulation Value—**The sum of premium payments allocated to the DCA Advantage Account, plus interest credited on those premium payments, less any transfers and partial withdrawals from the DCA Advantage Account, and less any surrender charges, policy service charges and rider charges deducted from the DCA Advantage Account. The DCA Advantage Account Accumulation Value will never be less than the DCA Advantage Account portion of the Nonforfeiture Value.

**Fixed Account—**An account that is credited with a fixed interest rate which NYLIAC declares and is not part of the Separate Account. The benefits payable under the Fixed Account (including principal and interest) are payable from NYLIAC's general account and are subject to the claims-paying ability of NYLIAC.

**Fixed Account Accumulation Value—**The sum of premium payments and, if allowable, transfers allocated to the Fixed Account, plus interest credited on those premium payments and, if allowable, transfers, less any transfers and partial withdrawals from the Fixed Account, and less any surrender charges, policy service charges and rider charges

------

assessed on and deducted from the Fixed Account. The Fixed Account Accumulation Value will never be less than the Fixed Account portion of the Nonforfeiture Value.

**Good Order—**Good Order is the standard that we apply when we determine whether an instruction is satisfactory. An instruction will be considered in Good Order if it complies with our administrative procedures and is sufficiently complete and clear that we do not need to exercise any discretion to follow such instruction or complete the transaction and that it complies with all relevant laws and regulations. We may delay or reject a request if it is not in Good Order. Good Order means the actual receipt by us of instructions relating to the requested transaction in writing or by other means we then permit (such as by telephone or electronic transmission), along with all forms and other information or documentation necessary to complete the request.

**Holding Period—**A pre-determined Holding Period you select at the time of application for the Investment Preservation Rider 5.0.

**Holding Period End Date—**The Policy Anniversary corresponding to the end of the Holding Period selected and measured from either (a) the Rider Effective Date or (b) the Rider Reset Effective Date, whichever is later.

**Income Payments—**Periodic payments NYLIAC makes after the Annuity Commencement Date.

**Investment Division—**The variable investment options available under the policy. Each Investment Division invests exclusively in shares of a specified Portfolio.

**IPR 5.0—**Investment Preservation Rider 5.0.

**IPR Death Benefit—**The death benefit available with IPR 5.0.

**IPR Guarantee Percentage—**The percentage used to calculate the IPR 5.0 guaranteed amount. This percentage is shown on your IPR rider data page.

**IPR Reset—** Changing the guaranteed amount of the Investment Preservation Rider 5.0, to make it equal to the IPR Guarantee Percentage of your policy's Accumulation Value on the Policy Anniversary following your request less any applicable reductions.

**Life Income—Guaranteed Period Payment Option—**The default Income Payment option available under this policy. Monthly payments made under this option are made over the life of the Annuitant(s) with a guarantee of 10 years of payments, even if the Annuitant dies before the 10-year period has expired.

**M&E Charge—**The Mortality and Expense Risk and Administrative Costs Charge. Also referred to as a "Base Contract Charge."

**Non-Qualified Policies—**Policies that are not available for use by individuals in connection with employee retirement plans intended to qualify for special federal income tax treatment under Sections 403(b), 408, and 408A of the Internal Revenue Code. Non–Qualified Policies include policies issued for other retirement plans or arrangements, including plans qualifying under Section 401(a) of the Internal Revenue Code.

**Nonforfeiture Rate—**The rate used to calculate the Fixed Account and DCA Advantage Account Nonforfeiture Values. This rate, as shown on the Policy Data Page, is equal to the lesser of: a) 3.00%, and b) a rate that is not less than 1.00% and determined by using the six-month average of the five-year Constant Maturity Treasury Rate reported by the Federal Reserve for December through May (for period beginning July 1) and June through November (for period beginning January 1), rounded to the nearest .05%, minus 1.25%.

**Nonforfeiture Value—**The Nonforfeiture Value is equal to 87.50% of the Consideration(s) allocated to the Fixed Account and/or to the DCA Advantage Account accumulated at the Nonforfeiture Rate since the Payment Date or transfer date, minus any amounts withdrawn or transferred from the Fixed Account and/or the DCA Advantage Account, with the remaining amount accumulated at the Nonforfeiture Rate since the date of withdrawal or transfer.

**NYLIAC, we, our or us—**New York Life Insurance and Annuity Corporation.

**Owner (you, your)—**The individual(s) or entity(ies) designated as the Owner in the policy, or as subsequently changed after issue, who is entitled to exercise all rights under the policy.

**Payment Date—**The Business Day on which we receive a premium payment at the address specified in this Summary Prospectus to receive such payment.

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**Payment Year(s)—**With respect to any premium payment, the year(s) beginning on the date such premium payment is made to the policy.

**Policy Anniversary—**An anniversary of the Policy Date shown on the Policy Data Page.

**Policy Data Page—**Page 2 of the policy which contains the policy specifications.

**Policy Date—**The date from which we measure Policy Years, quarters, months, and Policy Anniversaries. It is shown on the Policy Data Page.

**Policy Year—**A year starting on the Policy Date. Subsequent Policy Years begin on each Policy Anniversary, unless otherwise indicated.

**Portfolios—**The mutual fund portfolios in which the corresponding Investment Divisions invest.

**Qualified Policies—**Policies for use by individuals under employee retirement plans that are intended to qualify for special federal income tax treatment under Sections 403(b), 408, and 408A of the Internal Revenue Code. Qualified Policies do not include policies issued for any other retirement plans or arrangements, including plans qualifying under Section 401(a) of the Internal Revenue Code.

**Return of Premium Death Benefit—**The total dollar amount of premium payments made under this Policy reduced by any Return of Premium Death Benefit Proportional Withdrawals.

**Return of Premium Death Benefit Proportional Withdrawal—**An amount equal to the amount withdrawn from this Policy (including any amount withdrawn that may include surrender charges), divided by this Policy's Accumulation Value immediately preceding the withdrawal, multiplied by the Return of Premium Death Benefit immediately preceding the withdrawal.

**Separate Account—**NYLIAC Variable Annuity Separate Account–III or NYLIAC Variable Annuity Separate Account–IV, each a segregated asset account we established to receive and invest premium payments paid under the policies. The Separate Account's Investment Divisions, in turn, purchase shares of Portfolios.

**Standard Death Benefit—**The death benefit that comes standard under the base policy. For policies issued to policyowners aged 80 or younger, the Standard Death Benefit guarantees that your beneficiaries will receive the greater of: (i) your Accumulation Value; (ii) the Return of Premium Death Benefit; or (iii) the Step-up Death Benefit. For policies issued to policyowners aged 81 to 85, the Standard Death Benefit guarantees that your beneficiaries will receive the greater of: (i) your Accumulation Value; or (ii) the Return of Premium Death Benefit.

**Step-up Death Benefit—**the Accumulation Value as of the Policy Anniversary immediately following the expiration of the Surrender Charge Period for the first premium payment, plus any other premium payments made since that Policy Anniversary, reduced proportionally by any amounts withdrawn from the policy since that Policy Anniversary.

**Surrender Charge Free Amount—**You may withdraw a certain amount from your policy each Policy Year without having to pay a surrender charge on that amount. We call this the Surrender Charge Free Amount. For policies issued to policyowners age 75 and under, the maximum amount you may withdraw without a surrender charge in any given Policy Year is the greatest of either: (i) 10% of your Accumulation Value as of the last Policy Anniversary (10% of the premium payment if the withdrawal is made in the first Policy Year) less any prior surrender charge free withdrawals during the Policy Year; (ii) 10% of your Accumulation Value at the time of withdrawal, less any prior surrender charge free withdrawals during the Policy Year; or (iii) your Accumulation Value less accumulated premium payments. For policies issued to policyowners age 76-85, this percentage is 25%.

**Surrender Charge Period—**The seven-year period of time during which a partial withdrawal or surrender could be subject to a surrender charge. Each premium payment you make will have its own Surrender Charge Period applicable to that payment.

**Variable Accumulation Value—**The sum of the current Accumulation Unit value(s) for each of the Investment Divisions multiplied by the number of Accumulation Units held in the respective Investment Division.

**VPSC—**The Variable Products Service Center.

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**Overview Of The Policy**

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**Q.** **What is this policy, and what is it designed to do?**

A. The New York Life Premier Variable Annuity II is designed to assist individuals with their long-term retirement planning or other long-term needs through investments in a variety of Allocation Options during an accumulation (savings) phase of the policy. The policy also offers death benefits to protect your designated beneficiaries. You can also elect to supplement your retirement income by converting your Accumulation Value into a stream of Income Payments (sometimes called annuity payments). This policy is only appropriate if you have a long investment time horizon. It is not intended for people who may need to make early or frequent withdrawals or intend to engage in frequent trading in the Portfolios.

**Q.** **How do I accumulate assets in the policy and receive income from the policy?**

A. Your policy has two phases:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;● the savings (accumulation) phase, when you make premium payments to us, and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;● the annuity (income) phase, when we make Income Payments to you.

**<u>Accumulation (Savings) Phase</u>**

During the accumulation (savings) phase of the policy, you can invest your premium payments in:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;● a variety of Investment Divisions (you may choose up to 18). Each Investment Division invests in a corresponding (mutual fund) Portfolio, each of which has its own investment strategies, investment adviser(s), expense ratios, and returns.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;● a Fixed Account option, which offers a guaranteed fixed interest rate for one–year periods; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;● a DCA Advantage Account, which transfers amounts automatically to the Investment Divisions you choose in up to six monthly increments and pays you interest on amounts remaining in the DCA Advantage Account.

**<u>Additional information about the Portfolios, the Fixed Account and the DCA Advantage Account is</u> <u>provided in Appendix 1A: Investment Options Available Under the Policy.</u>**

**<u>Annuity (Income) Phase</u>**

You can elect to annuitize your policy and turn your Accumulation Value into a fixed stream of Income Payments (sometimes called annuity payments) from NYLIAC. If you do that, we will make payments over the life of the Annuitant(s) for 10 years, even if the Annuitant dies sooner. This is called the Life Income – Guaranteed Period Payment Option. We may offer other options, at our discretion, where permitted by state law. We do not currently offer variable Income Payment options.

Please note that when you annuitize, your Accumulation Value will be converted to Income Payments and you may no longer withdraw money at will from your policy. However, you may elect partial annuitization and apply a portion of your Accumulation Value towards one of the Income Payment options we may offer, while the remainder of the policy can remain invested in your Allocation Options and will continue to provide the opportunity to accumulate Accumulation Value on a tax-deferred basis. All benefits (including guaranteed minimum death benefits and living benefits) terminate when you annuitize your entire Accumulation Value.

**Q.** **What are the policy's primary features and options?**

**Base Contract Charge (M&E Charge) options.** You can choose to have your Mortality and Expense Risk and Administrative Costs Charge ("M&E Charge") assessed based on either the Accumulation Value of the policy (which invests in Separate Account III) or your Adjusted Premium Payments (which invests in Separate Account IV). You must choose your M&E Charge option at the time of application. The M&E Charge assessed to your policy will be based on the option that you choose. Once the M&E Charge option is chosen it cannot be changed. For Accumulation Value-based M&E Charge policies, the M&E Charge is assessed based on the Accumulation Value of the policy and will vary with fluctuations in the policy's Accumulation Value. For Premium-based M&E Charge policies, the M&E Charge is assessed based on your Adjusted Premium Payments and will not vary with

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fluctuations in the policy's Accumulation Value. Please see "CHARGES AND DEDUCTIONS—Annual Policy Expenses—Base Contract Charges (M&E Charge)" in the Prospectus for more information.

The amount of Premium-based M&E Charges deducted from your Accumulation Value will be unaffected by fluctuations in market performance. In a rising market, the Premium-based M&E Charge structure will benefit you because, when calculated as a percentage of separate account assets, the Premium-based M&E Charge will be reduced. In a flat or declining market, the Premium-based M&E Charge will result in a higher charge when calculated as a percentage of separate account assets. The amount of Accumulation Value-based M&E Charges assessed to your policy will be affected by fluctuations in market performance. However, the Accumulation Value-based M&E Charge structure may be more advantageous in a flat or declining market.

**Accessing your money.** Until you annuitize (begin Income Payments), you have full access to your money. You can choose to withdraw part or all of your Accumulation Value at any time (through partial withdrawals, periodic partial withdrawals, hardship withdrawals or surrendering the policy). However, if you withdraw more than the Surrender Charge Free Amount during the Surrender Charge Period before age 59½, you may have to pay a surrender charge and/or taxes, including tax penalties (see "CHARGES AND DEDUCTIONS—Transaction Expenses—Exceptions to Surrender Charges" in the Prospectus).

**Tax treatment.** Your premium payments accumulate on a tax-deferred basis. This means your earnings are not taxed until you take money out of your policy, such as when (1) you make a withdrawal; (2) you receive an Income Payment from the policy; or (3) upon payment of a death benefit.

**Loans—TSA plans/Accumulation Value–based M&E Charge policies only.** You may be able to borrow some of your Accumulation Value subject to certain conditions only if you (i) purchased your policy in connection with a 403(b) (TSA) plan, and (ii) chose to have your M&E charges based on the Accumulation Value of your policy.

**Death benefits.** Your policy includes a Standard Death Benefit. For policies issued to policyowners aged 80 or younger, the Standard Death Benefit guarantees that your beneficiaries will receive the greater of: (i) your Accumulation Value; (ii) the Return of Premium Death Benefit; or (iii) the Step-up Death Benefit. For policies issued to policyowners aged 81 to 85, the Standard Death Benefit guarantees that your beneficiaries will receive the greater of: (i) your Accumulation Value; or (ii) the Return of Premium Death Benefit. For an additional fee, you can also purchase the ADBR or IPR 5.0 at the time of application. The ADBR or IPR 5.0 may increase the amount of money payable to your designated beneficiaries upon your death. (See DESCRIPTON OF BENEFITS – Annual Death Benefit Reset Rider and Investment Preservation Rider 5.0 in the Prospectus for more information about ADBR and IPR Death Benefit calculations.)

**Optional benefits that occur during your lifetime.** For an additional fee, you can purchase the IPR 5.0 at the time of application that protects your investment from declining market for a specified Holding Period.

**Living Needs Benefit/Unemployment benefit.** At no additional charge, we currently include a Living Needs Benefit/Unemployment Rider with all policies. This benefit increases the amount that can be withdrawn from your policy without a surrender charge when certain qualifying events occur.

**Waiver of Surrender Charges for Home Health Care Benefit.** At no additional charge, we include a Waiver of Surrender Charges for Home Health Care Rider with all policies issued to owners who are age 76 or greater. This benefit waives surrender charges if you begin receiving home health care services from a licensed home health care provider, for at least 60 days during the six-month period immediately preceding the partial withdrawal or surrender. Before you are entitled to benefits under this rider, the policy must have been in force for at least one Policy Year and have a minimum Accumulation Value of $5,000.

**Automatic asset rebalancing and dollar cost averaging.** At no additional charge, you may select automatic asset rebalancing, which automatically rebalances your value in the Investment Divisions to maintain your chosen percentage allocation. Also, at no additional charge, you may select either (i) traditional dollar cost averaging, which automatically transfers a specific amount of money from any Investment Division to any combination of Investment Divisions and/or Fixed Account at set intervals, or (ii) the DCA Advantage Account, which is an Allocation Option that transfers amounts automatically to the Investment Divisions you choose in up to six monthly increments and pays you interest on amounts remaining in the account. (You may not elect traditional dollar cost averaging if you have elected automatic asset rebalancing.)

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**Interest sweep.** At no additional charge, you may select the interest sweep option which automatically transfers interest earned on the Fixed Account to be transferred to one or any combination of Investment Divisions.

**Electronic Delivery.** You may elect to receive electronic delivery of current prospectuses related to this policy, as well as other policy-related documents.

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**Important Information You Should Consider About The Policy**

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|  | **FEES, EXPENSES AND ADJUSTMENTS** | **FEES, EXPENSES AND ADJUSTMENTS** | **LOCATION IN**<br> **PROSPECTUS**<br>|
| **Are There** <br> **Charges for Early** <br> **Withdrawals?**<br>| **Yes**. If you withdraw more than the Surrender Charge Free Amount <br> within 7 years following your last premium payment, you will be <br> assessed a surrender charge. The maximum surrender charge is 7% of <br> the amount withdrawn during the first two Payment Years following the <br> premium payment, declining to 0% over that seven-year period. For <br> example, if you make an early withdrawal within the first Payment Year, <br> you could pay a surrender charge of up to $7,000 on a $100,000 <br> investment. The withdrawal amount could be reduced by taxes or tax <br> penalties. | **Yes**. If you withdraw more than the Surrender Charge Free Amount <br> within 7 years following your last premium payment, you will be <br> assessed a surrender charge. The maximum surrender charge is 7% of <br> the amount withdrawn during the first two Payment Years following the <br> premium payment, declining to 0% over that seven-year period. For <br> example, if you make an early withdrawal within the first Payment Year, <br> you could pay a surrender charge of up to $7,000 on a $100,000 <br> investment. The withdrawal amount could be reduced by taxes or tax <br> penalties. | **CHARGES AND** <br> **DEDUCTIONS –** <br> **Transaction** <br> **Expenses** <br> **–Surrender** <br> **Charges**<br>**FEE TABLE**<br>|
| **Are There** <br> **Transaction** <br> **Charges?**<br>| **Yes**. In addition to surrender charges, we reserve the right to assess a <br> transaction charge if you transfer cash value between investment <br> options more than 12 times a year, or if a premium payment is returned <br> for insufficient funds. A loan processing fee may apply if you take a <br> policy loan. Although we do not currently charge for such transactions, <br> we reserve the right to charge up to $30 per transaction. A Rider Risk <br> Charge Adjustment for IPR 5.0 ("Cancellation Charge") may apply if <br> you discontinue the IPR 5.0. | **Yes**. In addition to surrender charges, we reserve the right to assess a <br> transaction charge if you transfer cash value between investment <br> options more than 12 times a year, or if a premium payment is returned <br> for insufficient funds. A loan processing fee may apply if you take a <br> policy loan. Although we do not currently charge for such transactions, <br> we reserve the right to charge up to $30 per transaction. A Rider Risk <br> Charge Adjustment for IPR 5.0 ("Cancellation Charge") may apply if <br> you discontinue the IPR 5.0. | **CHARGES AND** <br> **DEDUCTIONS** <br> **–Transaction** <br> **Expenses** <br>**FEE TABLE**<br>|
| **Are There** <br> **Ongoing Fees** <br> **and Expenses?**<br>| **Yes**. The table below describes the fees and expenses that you may <br> pay each year, depending on the investment options and optional <br> benefits you choose. Please refer to your Policy Data Page for <br> information about the specific fees you will pay each year based on the <br> options you have elected. | **Yes**. The table below describes the fees and expenses that you may <br> pay each year, depending on the investment options and optional <br> benefits you choose. Please refer to your Policy Data Page for <br> information about the specific fees you will pay each year based on the <br> options you have elected. | **CHARGES AND** <br> **DEDUCTIONS –** <br> **Annual Policy** <br> **Expenses; Annual** <br> **Portfolio Expenses;** <br> **Optional Benefit** <br> **Expense**<br>**FEE TABLE**<br>|
|  | **MINIMUM** | **MAXIMUM** |  |
| Base contract<sup>1</sup>  | 1.00% | 1.30% | **CHARGES AND** <br> **DEDUCTIONS –** <br> **Annual Policy** <br> **Expenses**<br>|
| Portfolio fees and expenses<sup>2</sup>  | 0.37% | 1.42% | **CHARGES AND** <br> **DEDUCTIONS –** <br> **Annual Portfolio** <br> **Expenses**<br>|
| Optional benefits available for an <br> additional charge (for a single <br> optional benefit, if elected)<sup>3</sup> <br>| 0.25% | 1.00% | **CHARGES AND** <br> **DEDUCTIONS –** <br> **Optional Benefit** <br> **Expenses**<br>|

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|  | <sup>1</sup> As a percentage of Accumulation Value after the Surrender Charge <br> Period for the initial premium (Minimum Base Contract Charge) and as <br> a percentage of Adjusted Premium Payments during the Surrender <br> Charge Period for the initial premium (Maximum Base Contract Charge) <br> plus a percentage attributable to the Annual Policy Service Charge.<br> <sup>2</sup> As a percentage of average net Portfolio assets. The range in fees <br> and expenses is for the year ended December 31, 2025 and will <br> change from year to year.<br> <sup>3</sup> The minimum fee reflects the current charge for the Annual Death <br> Benefit Reset Rider (for policyowners aged 75 or younger at the time <br> the application is signed), as an annualized percentage of the amount <br> guaranteed under the ADBR. The maximum fee reflects the current <br> charge for the IPR 5.0 (7 Year Holding Period), as a percentage of the <br> amount that is guaranteed under the IPR 5.0. | <sup>1</sup> As a percentage of Accumulation Value after the Surrender Charge <br> Period for the initial premium (Minimum Base Contract Charge) and as <br> a percentage of Adjusted Premium Payments during the Surrender <br> Charge Period for the initial premium (Maximum Base Contract Charge) <br> plus a percentage attributable to the Annual Policy Service Charge.<br> <sup>2</sup> As a percentage of average net Portfolio assets. The range in fees <br> and expenses is for the year ended December 31, 2025 and will <br> change from year to year.<br> <sup>3</sup> The minimum fee reflects the current charge for the Annual Death <br> Benefit Reset Rider (for policyowners aged 75 or younger at the time <br> the application is signed), as an annualized percentage of the amount <br> guaranteed under the ADBR. The maximum fee reflects the current <br> charge for the IPR 5.0 (7 Year Holding Period), as a percentage of the <br> amount that is guaranteed under the IPR 5.0. |  |
|  | Because your policy is customizable, the choices you make affect how <br> much you will pay. To help you understand the cost of owning your <br> policy, the following table shows the lowest and highest cost you could <br> pay *each year*, based on current charges. This estimate assumes that <br> you do not take withdrawals from the policy, **which could add** <br> **surrender charges that substantially increase costs**. | Because your policy is customizable, the choices you make affect how <br> much you will pay. To help you understand the cost of owning your <br> policy, the following table shows the lowest and highest cost you could <br> pay *each year*, based on current charges. This estimate assumes that <br> you do not take withdrawals from the policy, **which could add** <br> **surrender charges that substantially increase costs**. |  |
|  | **LOWEST ANNUAL COST**<br>$1,311.15 | **HIGHEST ANNUAL COST**<br>$3,078.87 |  |
|  | &nbsp;&nbsp;&nbsp; Assumes:<br> •Investment of $100,000<br> •5% annual appreciation<br> •Least expensive combination of <br> Base Contract Charges and <br> Portfolio fees and expenses<br>•No optional benefits<br> •No sales charges<br> •No additional purchase <br> payments, transfers or <br> withdrawals<br>| &nbsp;&nbsp;&nbsp; Assumes:<br> •Investment of $100,000<br> •5% annual appreciation<br> •Most expensive combination of <br> Base Contract Charges, <br> optional benefits, and Portfolio <br> fees and expenses<br>•No sales charges<br> •No additional purchase <br> payments, transfers or <br> withdrawals |  |
|  | **RISKS** | **RISKS** | **LOCATION IN**<br> **PROSPECTUS**<br>|
| **Is There a Risk of** <br> **Loss from Poor** <br> **Performance?**<br>| **Yes**. You can lose money by investing in this policy. | **Yes**. You can lose money by investing in this policy. | **PRINCIPAL RISKS** <br> **OF INVESTING IN** <br> **THE POLICY**<br>|
| **Is This a** <br> **Short–Term** <br> **Investment?**<br>| **No**. This policy is not designed for short-term investing and is not <br> appropriate for an investor who readily needs access to cash. <br>Surrender charges apply for up to 7 years following your last premium <br> payment. They will reduce the value of your policy if you withdraw <br> money during that time. Withdrawals may also be subject to federal and <br> state income taxes and tax penalties. The benefits of tax deferral and <br> living benefit protections also mean the policy is more beneficial to <br> investors with a long time horizon. If you elect the IPR 5.0, you will not <br> receive a benefit under the rider unless you hold the policy for at least <br> the specified Holding Period applicable to the rider. | **No**. This policy is not designed for short-term investing and is not <br> appropriate for an investor who readily needs access to cash. <br>Surrender charges apply for up to 7 years following your last premium <br> payment. They will reduce the value of your policy if you withdraw <br> money during that time. Withdrawals may also be subject to federal and <br> state income taxes and tax penalties. The benefits of tax deferral and <br> living benefit protections also mean the policy is more beneficial to <br> investors with a long time horizon. If you elect the IPR 5.0, you will not <br> receive a benefit under the rider unless you hold the policy for at least <br> the specified Holding Period applicable to the rider. | **PRINCIPAL RISKS** <br> **OF INVESTING IN** <br> **THE POLICY**<br>|

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| **What are the** <br> **Risks Associated** <br> **with the** <br> **Allocation** <br> **Options?**<br>| &nbsp;&nbsp;&nbsp; •An investment in this policy is subject to the risk of poor investment <br> performance and can vary depending on the performance of the <br> variable investment options (e.g., Portfolios) and guaranteed options <br> (e.g. the Fixed Account and DCA Advantage Account) you choose. <br>•Each investment option (including the Fixed Account and the DCA <br> Advantage Account) has its own unique risks. <br>•You should review the prospectuses for the available Portfolios and <br> description in this prospectus of the Fixed Account and the DCA <br> Advantage Account before making an investment decision. | **PRINCIPAL RISKS** <br> **OF INVESTING IN** <br> **THE POLICY** <br>|
| **What are the** <br> **Risks Related to** <br> **the Insurance** <br> **Company?**<br>| An investment in the policy is subject to the risks related to NYLIAC, <br> including that any obligations, guarantees, and benefits of the policy <br> are subject to the claims-paying ability of NYLIAC. If NYLIAC <br> experiences financial distress, it may not be able to meet its obligations <br> to you. More information about NYLIAC is available upon request from <br> NYLIAC by calling 1-800-598-2019. | **PRINCIPAL RISKS** <br> **OF INVESTING IN** <br> **THE POLICY**<br>|
|  | **RESTRICTIONS** | **LOCATION IN**<br> **PROSPECTUS**<br>|
| **Are There Limits** <br> **on the** <br> **Investment** <br> **Options?**<br>| &nbsp;&nbsp;&nbsp; **Yes**.<br> •We limit the number of Investment Divisions you may choose. You <br> may allocate premium payments and Accumulation Value to as many <br> as 18 different Investment Divisions, plus the Fixed Account and the <br> DCA Advantage Account, at any one time, some of which may not be <br> available under your policy.<br>•We reserve the right to charge $30 for each transfer when you <br> transfer money between Investment Divisions in excess of 12 times in <br> a Policy Year. <br>•Additional restrictions apply with respect to transfers to and from the <br> Fixed Account and the DCA Advantage Account.<br>•We reserve the right to limit transfers in circumstances of frequent <br> transfers or to prevent market timing. <br>•We reserve the right to remove, close or substitute Portfolios as <br> investment options that are available under the policy. | **THE POLICIES –** <br> **Policy Application** <br> **and Premium** <br> **Payments,** <br> **Transfers and** <br> **Limits on Transfers**<br> **NYLIAC AND THE** <br> **SEPARATE** <br> **ACCOUNTS –** <br> **Additions,** <br> **Deletions or** <br> **Substitutions of** <br> **Investments**<br>|

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| **Are There** <br> **Restrictions on** <br> **Policy Benefits?**<br>| &nbsp;&nbsp;&nbsp; **Yes.**<br> **•**Certain optional benefits restrict the investment options you may <br> select under the policy. We may change these restrictions in the <br> future. <br>•Certain optional benefits may limit withdrawals or other rights under <br> the policy. <br>•Under certain benefits, a withdrawal could reduce the value of a <br> benefit by more than the dollar amount of the withdrawal and/or could <br> terminate the benefit. <br>•You are required to have a minimum Accumulation Value for some <br> optional benefits. <br>•We may modify or discontinue an optional benefit at any time. <br> •Some optional benefits cannot be cancelled without surrendering <br> your policy.<br>•The amount of the death benefit available under certain optional <br> benefits may vary depending on the date of death. Certain optional <br> benefits may offer a lesser death benefit at issue and require that the <br> policy be held for a minimum waiting period before the greater death <br> benefit will be payable. If you die before the end of the minimum <br> waiting period, the death benefit will be less than the greater death <br> benefit available after the minimum waiting period. Additionally, where <br> there is a reset of certain optional benefit riders, a new minimum <br> waiting period will be required before the greater death benefit will be <br> payable. If you die before the end of the new minimum waiting <br> period, the death benefit may be less than the greater death benefit <br> available after the new minimum waiting period. | **DESCRIPTION OF** <br> **BENEFITS** <br>|
|  | **TAXES** | **LOCATION IN**<br> **PROSPECTUS**<br>|
| **What are the** <br> **Policy's Tax** <br> **Implications?**<br>| &nbsp;&nbsp;&nbsp; •Consult with a tax professional to determine the tax implications of <br> an investment in, withdrawals from and surrenders of this policy. <br>•If you purchase the policy through a tax-qualified plan or individual <br> retirement account (IRA), such plan or IRA already provides tax <br> deferral under the Internal Revenue Code and there are fees and <br> charges in an annuity that may not be included in such other <br> investments. Therefore, the tax deferral of the policy does not provide <br> additional benefits.<br>•Premiums that are made on a pre-tax basis as well as earnings on <br> your policy are taxed at ordinary income tax rates when you withdraw <br> them, and you may have to pay a 10% penalty tax if you take a <br> withdrawal before age 59½.  | **FEDERAL TAX** <br> **MATTERS**<br>|
|  | **CONFLICTS OF INTEREST** | **LOCATION IN**<br> **PROSPECTUS**<br>|
| **How are the** <br> **Investment** <br> **Professionals** <br> **Compensated?**<br>| Your registered representative may receive compensation for selling <br> this policy to you, in the form of commissions, asset-based <br> compensation, allowances for expenses, and other compensation <br> programs. Your registered representative may have a financial incentive <br> to offer or recommend this policy over another investment.  | **DISTRIBUTION AND** <br> **COMPENSATION** <br> **ARRANGEMENTS**<br>|

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| **Should I** <br> **Exchange my** <br> **Policy?**<br>| Your registered representative may have a financial incentive to offer <br> you a new policy in place of the one you own. You should only consider <br> exchanging your policy if you determine, after comparing the features, <br> fees, risks of both policies, and any fees or penalties to terminate the <br> existing policy, that it is in your best interest to purchase the new policy <br> rather than continue to own your existing policy. | **THE POLICIES –** <br> **Tax–Free** <br> **Section 1035** <br> **Exchanges;** <br> **Selecting the** <br> **Variable Annuity** <br> **That's Right for You**<br>|

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**Benefits Available Under The Policies**

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The following tables summarize information about the benefits available under the policy.

**STANDARD DEATH BENEFIT** <br>**(automatically included with the policy)** 

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| **NAME OF**<br> **BENEFIT**<br>| **PURPOSE** | **MAXIMUM FEE** | **BRIEF DESCRIPTION OF**<br> **RESTRICTIONS/**<br> **LIMITATIONS**<br>|
| **Standard Death** <br> **Benefit**<br>| For policies issued to <br> policyowners aged 80 or <br> younger, the Standard Death <br> Benefit guarantees that your <br> beneficiaries will receive the <br> greater of: (i) your <br> Accumulation Value; (ii) the <br> Return of Premium Death <br> Benefit; or (iii) the Step-up <br> Death Benefit. For policies <br> issued to policyowners aged <br> 81 to 85, the Standard Death <br> Benefit guarantees that your <br> beneficiaries will receive the <br> greater of: (i) your <br> Accumulation Value; or <br> (ii) the Return of Premium <br> Death Benefit.<br>| No additional charge | &nbsp;&nbsp;&nbsp; •Withdrawals could <br> significantly reduce the <br> benefit (possibly by an <br> amount substantially <br> greater than the actual <br> amount withdrawn).<br>|

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**OPTIONAL DEATH BENEFITS AVAILABLE FOR A FEE** 

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| | | | |
|:---|:---|:---|:---|
| **NAME OF**<br> **BENEFIT**<br>| **PURPOSE** | **MAXIMUM FEE** | **BRIEF DESCRIPTION OF**<br> **RESTRICTIONS/**<br> **LIMITATIONS**<br>|
| **Annual Death** <br> **Benefit Reset** <br> **(ADBR) Rider**<br>| Provides a new locked–in <br> higher death benefit each <br> year from the Policy Date <br> ("Reset Anniversary"), if your <br> investments increase in <br> value.<br>| Maximum Charge: 1.00%<br>(Charge calculated as an <br> annualized percentage of the <br> ADBR Reset Value as of the <br> last Policy Anniversary or as <br> of the Policy Date if within <br> the first Policy Year, <br> deducted quarterly).<br>| &nbsp;&nbsp;&nbsp; •Only available at the time <br> of application to <br> policyowners aged 80 or <br> younger.<br>•Resets will continue on <br> Reset Anniversaries until <br> the Owner (or Annuitant if <br> the Owner is not a natural <br> person) is age 85. <br>•In certain jurisdictions, an <br> ownership change or <br> assignment will terminate <br> the benefit.<br>•Withdrawals could <br> significantly reduce the <br> benefit (possibly by an <br> amount substantially <br> greater than the actual <br> amount withdrawn).<br>•You cannot cancel the rider <br> without surrendering the <br>|

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| | | | |
|:---|:---|:---|:---|
| **NAME OF**<br> **BENEFIT**<br>| **PURPOSE** | **MAXIMUM FEE** | **BRIEF DESCRIPTION OF**<br> **RESTRICTIONS/**<br> **LIMITATIONS**<br>|
|  |  |  | &nbsp;&nbsp;&nbsp; policy. <br> •The rider is not available <br> for Inherited Non-Qualified <br> policies.<br>|

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

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| | | | |
|:---|:---|:---|:---|
| **NAME OF**<br> **BENEFIT**<br>| **PURPOSE** | **MAXIMUM FEE** | **BRIEF DESCRIPTION OF**<br> **RESTRICTIONS/**<br> **LIMITATIONS**<br>|
| **IPR 5.0 – Death** <br> **Benefit**<br>| A death benefit that is <br> available if you purchase the <br>IPR 5.0.<br>This death benefit <br> guarantees that your <br> beneficiaries will receive the <br> greatest of the: (i) Standard <br> Death Benefit under the <br> policy; (ii) any death benefit <br> available under any other <br> rider attached to the policy; <br> or (iii) the IPR death benefit.<br>| Maximum Charge: 2.00%<br> (as an annualized <br> percentage of the amount <br> that is guaranteed)<br>| &nbsp;&nbsp;&nbsp; •Only available at the time <br> of application. <br>•Where the Guarantee <br> Percentage under the IPR <br> 5.0 is 101% or more, the <br> Owner must hold the policy <br> for a minimum waiting <br> period (within two years of <br> the Holding Period End <br> Date), before the IPR 5.0 <br> Death Benefit equals the <br> Guaranteed Amount. If the <br> Owner dies prior to the end <br> of the required waiting <br> period, the IPR 5.0 Death <br> Benefit will be equal to the <br> first policy year premiums <br> less any proportional <br> withdrawals. (See <br> DESCRIPTION OF <br> BENEFITS – Investment <br> Preservation Rider 5.0 in <br> the Prospectus for more <br> information on IPR 5.0 <br> Death Benefit calculations.)<br>•If an IPR Reset is elected <br> where the Guarantee <br> Percentage under the IPR <br> 5.0 is 101% or more, a new <br> minimum waiting period <br> (within two years of the <br> Holding Period End Date) <br> will begin before the IPR <br> Death Benefit equals the <br> Guaranteed Amount. If the <br> Owner dies prior to the end <br> of that required waiting <br> period, the IPR Death <br> Benefit will equal the <br> Accumulation Value as of <br> the Rider Reset Effective <br> Date less any proportional <br> withdrawals. (See <br> DESCRIPTION OF <br>|

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| | | | |
|:---|:---|:---|:---|
| **NAME OF**<br> **BENEFIT**<br>| **PURPOSE** | **MAXIMUM FEE** | **BRIEF DESCRIPTION OF**<br> **RESTRICTIONS/**<br> **LIMITATIONS**<br>|
|  |  |  | &nbsp;&nbsp;&nbsp; BENEFITS – Investment <br> Preservation Rider 5.0 in <br> the Prospectus for more <br> information on IPR 5.0 <br> Death Benefit calculations.)<br>•Only payable if the <br> Owner's spouse does not <br> elect to continue the policy <br> pursuant to its spousal <br> continuance option. If the <br> Owner's spouse elects to <br> continue the policy, IPR 5.0 <br> will continue and the IPR <br> Death Benefit will not be <br> paid. <br>•See the next table <br> "OPTIONAL LIVING <br> BENEFITS AVAILABLE <br> FOR A FEE—IPR 5.0" for <br> more information about the <br> restrictions and limitations <br> applicable to the IPR 5.0.<br>|

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**OPTIONAL LIVING BENEFITS AVAILABLE FOR A FEE** 

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| | | | |
|:---|:---|:---|:---|
| **NAME OF BENEFIT** | **PURPOSE** | **MAXIMUM FEE** | **BRIEF DESCRIPTION OF** <br> **RESTRICTIONS/**<br> **LIMITATIONS**<br>|
| **Investment** <br> **Preservation Rider** <br> **5.0**  | Protects your investment <br> from loss for a specified <br> Holding Period. If, after a <br> specified Holding Period, <br> your Accumulation Value is <br> less than the amount <br> guaranteed, we will make a <br> one-time increase to your <br> Accumulation Value to make <br> it equal to the guaranteed <br> amount.<br>You may request to reset the <br> guaranteed amount (an IPR <br> Reset) under certain <br> circumstances.<br>In most jurisdictions, includes <br> an IPR Death Benefit which <br> is payable upon the death of <br> the Owner if the Owner dies <br> before the end of the Holding <br> Period. | Maximum Charge:<br> 2.00%<br> (as an annualized <br> percentage of the amount <br> that is guaranteed) <br>| &nbsp;&nbsp;&nbsp; •Only available at the time <br> of application to <br> policyowners aged 75 or <br> younger (80 or younger for <br> the 7 Year Holding Period; <br> 70 or younger for the 20 <br> Year Holding Period). <br>•You should not select this <br> rider unless you intend to <br> keep the policy for at least <br> as long as the Holding <br> Period you've selected. <br>•Provides no benefit if you <br> surrender the policy before <br> the end of the Holding <br> Period. <br>•Restricts the availability of <br> certain investment options. <br> See APPENDIX 1B and <br> 1C. <br>•Premium payments are <br> only permitted (a) in the <br> first Policy Year or (b) after <br> a specified Holding Period. <br>•Withdrawals could <br> significantly reduce the <br> benefit (possibly by an <br> amount greater than the <br> actual amount withdrawn). <br>•An IPR Reset starts a new <br> Holding Period. New <br> annual charges may apply <br> after you elect an IPR <br> Reset. <br>•IPR Reset rights may be <br> suspended or discontinued <br> and are subject to age <br> limits.<br>•We apply a one-time <br> charge if you cancel the <br> rider (Rider Risk Charge <br> Adjustment).<br>•Not available for 403(b), <br> Inherited IRA, Inherited <br> Roth IRA, or Inherited <br> Non-Qualified policies. |
| **Investment** <br> **Preservation Rider** <br> **5.0**  | Protects your investment <br> from loss for a specified <br> Holding Period. If, after a <br> specified Holding Period, <br> your Accumulation Value is <br> less than the amount <br> guaranteed, we will make a <br> one-time increase to your <br> Accumulation Value to make <br> it equal to the guaranteed <br> amount.<br>You may request to reset the <br> guaranteed amount (an IPR <br> Reset) under certain <br> circumstances.<br>In most jurisdictions, includes <br> an IPR Death Benefit which <br> is payable upon the death of <br> the Owner if the Owner dies <br> before the end of the Holding <br> Period. | Cancellation Charge for all <br> Holding Periods (Rider Risk <br> Charge Adjustment): <br> 2.00% <br> (one-time charge; calculated <br> as a percentage of the <br> amount guaranteed)<br>| &nbsp;&nbsp;&nbsp; •Only available at the time <br> of application to <br> policyowners aged 75 or <br> younger (80 or younger for <br> the 7 Year Holding Period; <br> 70 or younger for the 20 <br> Year Holding Period). <br>•You should not select this <br> rider unless you intend to <br> keep the policy for at least <br> as long as the Holding <br> Period you've selected. <br>•Provides no benefit if you <br> surrender the policy before <br> the end of the Holding <br> Period. <br>•Restricts the availability of <br> certain investment options. <br> See APPENDIX 1B and <br> 1C. <br>•Premium payments are <br> only permitted (a) in the <br> first Policy Year or (b) after <br> a specified Holding Period. <br>•Withdrawals could <br> significantly reduce the <br> benefit (possibly by an <br> amount greater than the <br> actual amount withdrawn). <br>•An IPR Reset starts a new <br> Holding Period. New <br> annual charges may apply <br> after you elect an IPR <br> Reset. <br>•IPR Reset rights may be <br> suspended or discontinued <br> and are subject to age <br> limits.<br>•We apply a one-time <br> charge if you cancel the <br> rider (Rider Risk Charge <br> Adjustment).<br>•Not available for 403(b), <br> Inherited IRA, Inherited <br> Roth IRA, or Inherited <br> Non-Qualified policies. |

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**OTHER OPTIONAL BENEFITS INCLUDED WITH ALL POLICIES AT NO ADDITIONAL COST** 

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| | | | |
|:---|:---|:---|:---|
| **NAME OF**<br> **BENEFIT**<br>| **PURPOSE** | **MAXIMUM FEE** | **BRIEF DESCRIPTION OF**<br> **RESTRICTIONS/**<br> **LIMITATIONS**<br>|
| **Living Needs** <br> **Benefit /** <br> **Unemployment** <br> **Rider**<br>| Waives Surrender Charges if <br> the Owner experiences <br> certain "qualifying events" <br> such as: (i) confinement to a <br> health care facility for 60 <br> consecutive days; <br> (ii) terminal illness; or <br> (iii) disability. If the Owner <br> becomes unemployed, the <br> rider waives Surrender <br> Charges on a one-time <br> withdrawal of up to 50% of <br> your Accumulation Value.<br>|  | &nbsp;&nbsp;&nbsp; •Policy must have been in <br> force for at least one year <br> and have a minimum <br> Accumulation Value of <br> $5,000.<br>•Qualifying Event (as <br> defined in the rider) must <br> occur after the Policy Date.<br>•Not available if any Owner <br> has attained age 86 on the <br> Policy Date.<br>•For the Disability portion of <br> the rider, any withdrawal <br> after your 66th birthday will <br> not be eligible for the rider <br> benefit and surrender <br> charges may apply.<br>•Unemployment must be for <br> at least 60 consecutive <br> days.<br>•A determination letter from <br> your state's Department of <br> Labor is required for <br> unemployment benefit.<br>|
| **Waiver of Surrender** <br> **Charges for Home** <br> **Health Care** <br> **Qualifying Event** <br> **Rider**<br>| Waives 100% of Surrender <br> Charges if eligible Owner <br> receives Home Health Care <br> Services by a Home Health <br> Care Provider.<br>|  | &nbsp;&nbsp;&nbsp; •Policy must have been in <br> force for at least one year <br> and have a minimum <br> Accumulation Value of <br> $5,000.<br>•Qualifying Event (as <br> defined in the rider) must <br> occur after the Policy Date.<br>•Only available at time of <br> application for Owners who <br> are age 76 or greater when <br> the policy is issued.<br>•Owner must have received <br> Home Health Care <br> Services from a Home <br> Health Care Provider for at <br> least 60 days during the <br> six-month period <br> immediately preceding the <br> partial withdrawal or <br> surrender. The Home <br> Heath Care Provider must <br> be an organization or <br> individual that is licensed to <br> provide home health care <br> to chronically ill individuals <br>|

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| | | | |
|:---|:---|:---|:---|
| **NAME OF**<br> **BENEFIT**<br>| **PURPOSE** | **MAXIMUM FEE** | **BRIEF DESCRIPTION OF**<br> **RESTRICTIONS/**<br> **LIMITATIONS**<br>|
|  |  |  | &nbsp;&nbsp;&nbsp; in their home or residence.<br> •We reserve the right to <br> request satisfactory proof <br> of eligibility prior to each <br> request for a partial <br> withdrawal or full policy <br> surrender.<br>|
| **Automatic Asset** <br> **Rebalancing**<br>| Automatically rebalances <br> your Variable Accumulation <br> Value (either quarterly, <br> semi-annually, or annually) to <br> maintain the percentage <br> allocated to each Investment <br> Division at a pre–set level.<br>|  | &nbsp;&nbsp;&nbsp; •Cannot be used with the <br> traditional Dollar Cost <br> Averaging option.<br>•You must have a minimum <br> Accumulation Value of <br> $2,500 to elect automatic <br> asset rebalancing, and a <br> minimum of $2,500 to <br> continue it as scheduled.<br>|
| **Traditional Dollar** <br> **Cost Averaging**<br>| Automatically transfers a <br> specific amount of money <br> from any Investment Division <br> to any combination of <br> Investment Divisions and/or <br> Fixed Account at set <br> intervals.<br>|  | &nbsp;&nbsp;&nbsp; •Cannot be used with the <br> Automatic Asset <br> Rebalancing option, or with <br> IPR 5.0.<br>•For premium based M&E <br> Charge policies, amounts <br> cannot be transferred to <br> the Fixed Account (if <br> applicable).<br>•You must have a minimum <br> Accumulation Value of <br> $2,500 to elect this option, <br> and a minimum of $2,000 <br> to continue as scheduled.<br>|
| **The DCA** <br> **Advantage Account**<br>| Allows you to set up <br> automatic dollar cost <br> averaging using the DCA <br> Advantage Account when an <br> initial premium payment or a <br> subsequent premium <br> payment of at least $2,000 is <br> made. The DCA Advantage <br> Account transfers amounts <br> automatically to the <br> Investment Divisions you <br> choose in up to six monthly <br> increments and pays you <br> interest on amounts <br> remaining in the DCA <br> Advantage Account.<br>|  | &nbsp;&nbsp;&nbsp; •DCA Advantage Account <br> duration may not extend <br> beyond the Annuity <br> Commencement Date.<br>•You may not have more <br> than one DCA Advantage <br> Account open at the same <br> time.<br>•You must allocate a <br> minimum of $2,000 to the <br> DCA Advantage Account; <br> any premium payment less <br> than $2,000 will be <br> allocated directly to the <br> Investment Divisions in <br> accordance with the <br> instructions we have on <br> file.<br>•You cannot make transfers <br> into the DCA Advantage <br> Account from any <br>|

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| | | | |
|:---|:---|:---|:---|
| **NAME OF**<br> **BENEFIT**<br>| **PURPOSE** | **MAXIMUM FEE** | **BRIEF DESCRIPTION OF**<br> **RESTRICTIONS/**<br> **LIMITATIONS**<br>|
|  |  |  | &nbsp;&nbsp;&nbsp; Allocation Option.<br> •The annual effective <br> interest rate for the DCA <br> Advantage Account shown <br> on your Policy Data Page <br> applies only to your initial <br> premium payment. Interest <br> rates applied to <br> subsequent premium <br> payments allocated to the <br> DCA Advantage Account <br> may differ.<br>•The benefits payable under <br> the DCA Advantage <br> Account (including principal <br> and interest) are payable <br> from NYLIAC's general <br> account and are subject to <br> its claim-paying ability.<br>|
| **Interest Sweep** | Automatically transfers <br> interest earned on the Fixed <br> Account to one or any <br> combination of Investment <br> Divisions.<br>|  | &nbsp;&nbsp;&nbsp; •Frequency of the transfers <br> can be monthly, quarterly, <br> semi-annually, or annually.<br>•You must have a minimum <br> of $2,500 in the Fixed <br> Account to elect this option <br> (but this amount may be <br> reduced at our discretion) <br> and a minimum of $2,000 <br> to continue as scheduled.<br>|

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**Buying The Policy**

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**Q.** **How do I purchase the New York Life Premier Variable Annuity II policy?**

A. To purchase a policy, you must complete an application. Your registered representative will submit your application, along with your initial premium payment, to us. Acceptance of applications is subject to NYLIAC's rules. We reserve the right to reject any application or initial premium payment.

**Q.** **How much can I contribute and how are my premium payments invested?**

A. You may allocate premium payments in up to 18 of the available Investment Divisions, the DCA Advantage Account, and the Fixed Account.

The minimum initial premium payment is $5,000 ($10,000 for policies issued in connection with a Pension/Keogh plan), unless we permit otherwise. You may make additional premium payments of at least $2,500 for Qualified Policies and $5,000 for Non-Qualified Policies, or such lower amount as we may permit at any time. For policies issued to persons age 75 or younger, additional premium payments can be made until you reach age 76. For policies issued to persons age 76 to 85, additional premium payments can be made until you reach age 86. The currently available methods of payment are direct payments to NYLIAC or any other method agreed to by us. The maximum aggregate amount of premium payments we accept is $2,000,000 without prior approval from NYLIAC. The maximum aggregate amount of premiums is $3,000,000 across all New York Life Premier and New York Life Premier II Variable Annuity policies for policies issued to persons age 76 to 85 under the same Social Security or Tax ID number. NYLIAC reserves the right to limit the dollar amount of any premium payment. You must allocate a minimum of $2,000 to the DCA Advantage Account.

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For Qualified Policies, you may not make premium payments in any Policy Year that exceed the amount permitted by the plan or applicable law. For Inherited IRAs, Inherited Roth IRAs and Inherited Non-Qualified policies, additional premium payments are not permitted.

While IPR 5.0 is in effect, you may only make premium payments to your policy in the first Policy Year or after the Holding Period End Date, as applicable.

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| | | |
|:---|:---|:---|
|  | **NON-QUALIFIED POLICIES**<br> **(purchased using**<br> **after-tax dollars)**<br>| **QUALIFIED POLICIES**<br> **(purchased using**<br> **pre-tax dollars)**<br>|
| **Minimum Initial Premium** | $5000 | $5,000 ($10,000 for policies issued in <br> connection with a Pension/Keogh <br> plan) <br>|
| **Minimum Subsequent Premiums** | $5000 | Lesser of $2,500 or the maximum <br> permitted by the plan or applicable <br> law<br>|
| **Maximum Total Premiums** | $2,000,000 (unless NYLIAC has approved a higher amount)<br> NYLIAC reserves the right to limit the dollar amount of any premium <br> payment. | $2,000,000 (unless NYLIAC has approved a higher amount)<br> NYLIAC reserves the right to limit the dollar amount of any premium <br> payment. |

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**Q.** **When will any premium payments that I make be credited to my account?**

A. If the application is in Good Order, we will issue the policy and allocate the initial premium payment to the Allocation Options you have selected within two Business Days after we receive it. If your application is not in Good Order, or if you do not give us complete instructions about how to allocate your premium payment among the Allocation Options, we may delay issuing your policy and crediting your account while we obtain the missing information. However, we will not hold your initial purchase payment for more than five Business Days without your permission.

Subsequent premium payments should be sent to one of the following addresses:

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| | | |
|:---|:---|:---|
|  | **Regular Mail** | **Express Mail** |
| **Subsequent Premium** <br> **Payments**<br>| NYLIAC<br> 75 Remittance Drive<br> Suite 3021<br> Chicago, IL 60675-3021<br>| &nbsp;&nbsp; NYLIAC<br> 5450 N Cumberland Avenue<br> Suite 100<br> Chicago, IL 60656-1422<br>|

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Subsequent premium payments will be allocated to your policy at the close of the Business Day on which they are received by NYLIAC. We will apply any subsequent premium payments according to the allocation instructions we have on file at the time of the premium payment.

**Acceptance of initial and subsequent premium payments is subject to our sales standards that are used to determine whether a recommended transaction, relating to your policy, complies with applicable standards of conduct.**

**Making Withdrawals: Accessing Money In Your Policy**

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**Q.** **Can I access the money in my account during the Accumulation (Savings) Phase?**

A. During the accumulation (savings) phase of your policy, you have full access to your money. You can choose to withdraw your Accumulation Value at any time (although if you withdraw amounts early, you may have to pay a surrender charge and/or taxes, including tax penalties). <br>You can access the money in your policy by making a withdrawal, which will reduce the Accumulation Value of your policy (including the amount of your death benefit). However, withdrawing the Accumulation Value of your policy below a certain level will terminate your policy. <br>Certain benefits may limit withdrawals under the policy. Certain withdrawals could substantially reduce the

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benefits available under the policy or a rider (possibly by an amount greater than the actual amount withdrawn) or even terminate certain benefits.

**Q.** **Are there limitations and consequences associated with taking money out of my policy during the Accumulation (Savings) Phase?**

A. Yes. These limitations and consequences include:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

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| | |
|:---|:---|
| Limitations on withdrawal amounts | &nbsp;&nbsp;&nbsp; The minimum amount you can withdraw is $500, <br> unless we agree otherwise. Currently, online <br> withdrawals cannot exceed $250,000 and telephone <br> partial withdrawals cannot exceed $100,000. If you <br> request a withdrawal for amounts greater than $50,000 <br> in writing we may require additional verification of your <br> identity.<br>|
| Surrender charges and taxes | &nbsp;&nbsp;&nbsp; As described above, there may be surrender charges <br> and tax consequences when you take out money.<br>|
| &nbsp;&nbsp; Negative impact of withdrawal on benefits and <br> guarantees of your policy<br>| &nbsp;&nbsp;&nbsp; A withdrawal may have a negative impact on certain <br> standard benefits or optional benefits that you may <br> elect. It may significantly reduce the value of the <br> benefit (possibly by an amount greater than the actual <br> amount withdrawn) or even terminate certain benefits. <br> A withdrawal may also be a taxable transaction and a <br> 10% penalty tax could be applicable.<br>|

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**Q.** **What is the process to request a withdrawal of money from my policy?**

A. You can request to withdraw a portion of your Accumulation Value or surrender your policy in full at any time before the Annuity Commencement Date and while the Annuitant is living. If you want to surrender your policy, you must contact your Registered Representative or send us a written request in Good Order at one of the below addresses. If you only want to withdraw a portion of your Accumulation Value, you can either request a partial withdrawal by contacting your Registered Representative, online at www.newyorklife.com or through the mobile application, by telephone at 1-800-598-2019, or by sending us a written request Good Order at one of the following addresses:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

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| | | |
|:---|:---|:---|
|  | **Regular Mail** | **Express Mail** |
| **Surrender or Withdrawal** <br> **Requests** <br>| NYLIAC Variable Products Service Center <br> Madison Square Station <br> P.O. Box 922 <br> New York, NY 10159<br>| &nbsp;&nbsp; NYLIAC Variable Products Service Center <br> 51 Madison Avenue <br> Floor 3B, Room 0304 <br> New York, NY 10010<br>|

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Generally, withdrawal or surrender requests received in Good Order before the end of the Business Day will be processed that day. If we receive your request after the close of the Business Day, or on a day that is not a Business Day, your requested payment will be processed the next Business Day. Generally, NYLIAC will pay all surrenders or withdrawals within seven days of receipt of all required information in Good Order.

**Q.** **Can I access the money in my account during the Annuity (Income) Phase?**

A. You can elect to annuitize your policy and turn your Accumulation Value into a fixed stream of Income Payments (sometimes called annuity payments) from NYLIAC. If you do that, payments will be made over the life of the Annuitant(s) and are guaranteed for 10 years, even if the Annuitant dies sooner. This is called the Life Income – Guaranteed Period Payment Option. We may offer other options at our discretion. Once you annuitize, your Accumulation Value will be converted to Income Payments and you may no longer withdraw money at will from your policy.

You may, however, elect partial annuitization and apply a portion of your Accumulation Value towards one of the Income Payment options we may offer, while the remainder of your Accumulation Value can remain invested in your Allocation Options and will continue to provide the opportunity to accumulate Accumulations Value on a

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tax-deferred basis. All benefits (including guaranteed minimum death benefits and living benefits) terminate when you annuitize your entire Accumulation Value.

**Additional Information about Fees**

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**The following tables describe the fees and expenses that you will pay when buying, owning, making withdrawals from, or surrendering the policy. Please refer to your Policy Data Page for information about the specific fees you will pay each year based on the options you have elected.** 

**The first table describes the fees and expenses that you will pay at the time that you buy the policy, make withdrawals or surrender the policy, or transfer Accumulation Value between investment options. State premium taxes may also be deducted.**

**<u>Transaction Expenses</u>**

**Surrender Charges (as a percentage of amount withdrawn). Applied to amounts in excess of the Surrender Charge Free Amount that you withdraw each Policy Year.** 

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| | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| **Payment Year** | **1** | **2** | **3** | **4** | **5** | **6** | **7** | **8+** |
| Surrender Charge | 7.00% | 7.00% | 6.00% | 5.00% | 4.00% | 3.00% | 2.00% | 0.00% |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

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| | | | |
|:---|:---|:---|:---|
| **Other Transaction Charges** | **Other Transaction Charges** | **Guaranteed**<br> **maximum fee**<br>| **Current**<br> **fee**<br>|
| Transfer Fee (charged for transfers in excess of 12 in a Policy Year) | Transfer Fee (charged for transfers in excess of 12 in a Policy Year) | $30 | $0 |
| Payments Returned for Insufficient Funds | Payments Returned for Insufficient Funds | $20 | $0 |
| Loan Processing Fee (TSA Plans only) | Loan Processing Fee (TSA Plans only) | $25 | $0 |
|  |  | **Guaranteed**<br> **maximum charge**<br>| **Current**<br> **charge**<br>|
| **Rider Risk Charge Adjustment** <br> **(Cancellation Charge)**<br>(one–time charge for cancellation of the IPR 5.0; <br> calculated as a percentage of the amount guaranteed) | 7 Year Holding <br> Period<br>| 2.00% | 2.00% |
| **Rider Risk Charge Adjustment** <br> **(Cancellation Charge)**<br>(one–time charge for cancellation of the IPR 5.0; <br> calculated as a percentage of the amount guaranteed) | 10 Year Holding <br> Period<br>| 2.00% | 2.00% |
| **Rider Risk Charge Adjustment** <br> **(Cancellation Charge)**<br>(one–time charge for cancellation of the IPR 5.0; <br> calculated as a percentage of the amount guaranteed) | 12 Year Holding <br> Period<br>| 2.00% | 2.00% |
| **Rider Risk Charge Adjustment** <br> **(Cancellation Charge)**<br>(one–time charge for cancellation of the IPR 5.0; <br> calculated as a percentage of the amount guaranteed) | 13 Year Holding <br> Period<br>| 2.00% | 2.00% |
| **Rider Risk Charge Adjustment** <br> **(Cancellation Charge)**<br>(one–time charge for cancellation of the IPR 5.0; <br> calculated as a percentage of the amount guaranteed) | 14 Year Holding <br> Period<br>| 2.00% | 2.00% |
| **Rider Risk Charge Adjustment** <br> **(Cancellation Charge)**<br>(one–time charge for cancellation of the IPR 5.0; <br> calculated as a percentage of the amount guaranteed) | 15 Year Holding <br> Period<br>| 2.00% | 2.00% |
| **Rider Risk Charge Adjustment** <br> **(Cancellation Charge)**<br>(one–time charge for cancellation of the IPR 5.0; <br> calculated as a percentage of the amount guaranteed) | 20 Year Holding <br> Period<br>| 1.00% | 1.00% |

---

**The next table describes the fees and expenses that you will pay each year during the time that you own the policy (not including Portfolio fees and expenses).**

**If you choose to purchase an optional benefit, you will pay additional charges, as shown below.** <br>

------

**<u>Annual Policy Expenses</u>**

**Base Policy Charges (Without Optional Benefits)** 

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **Policies with Accumulation**<br> **Value-based Base Contract** <br> **Charges**<sup>1</sup> | **Policies with Accumulation**<br> **Value-based Base Contract** <br> **Charges**<sup>1</sup> | **Policies with Premium-based Base** <br> **Contract Charges**<sup>2</sup> | **Policies with Premium-based Base** <br> **Contract Charges**<sup>2</sup> |
| **Administrative Expense**<sup>3</sup> | $30 | $30 | $30 | $30 |
| **Base Contract Expenses**<sup>4</sup> | **Guaranteed**<br> **Maximum**<br> **Charge**<br>| **Current**<br> **Charge**<br>| **Guaranteed**<br> **Maximum**<br> **Charge**<br>| **Current**<br> **Charge**<br>|
| **Base Contract Expenses**<sup>4</sup> | 1.30%<br>(During the <br> Surrender Charge <br> Period for the <br> initial premium)<br>| 1.20%<br>(During the <br> Surrender Charge <br> Period for the <br> initial premium)<br>| 1.50%<br>(During the <br> Surrender Charge <br> Period for the <br> initial premium)<br>| 1.30%<br>(During the <br> Surrender Charge <br> Period for the <br> initial premium)<br>|
| **Base Contract Expenses**<sup>4</sup> | 1.10%<br>(After the <br> Surrender Charge <br> Period for the <br> initial premium)<br>| 1.00%<br>(After the <br> Surrender Charge <br> Period for the <br> initial premium)<br>| 1.30%<br>(After the <br> Surrender Charge <br> Period for the <br> initial premium)<br>| 1.10%<br>(After the <br> Surrender Charge <br> Period for the <br> initial premium)<br>|

---

<sup>1</sup>

As an annualized percentage of daily Variable Accumulation Value.

<sup>2</sup>

As an annualized percentage of Adjusted Premium Payments.

<sup>3</sup>

We call this fee the "Annual Policy Service Charge" in your policy and elsewhere in the prospectus. This fee is waived for policies that have $100,000 or more of Accumulation Value on a given Policy Anniversary. For policies with IPR 5.0, the annual fee will be waived for the entirety of the policy if your cumulative first year premium(s) are greater than or equal to $25,000.

<sup>4</sup>

We call this the "Mortality and Expense Risk and Administrative Costs Charge" (M&E) in your policy and elsewhere in this summary prospectus.

**Optional Benefit Expenses**

------

---

| | | | |
|:---|:---|:---|:---|
| **Charges for Investment Preservation Rider 5.0 ("IPR 5.0")\*** | **Charges for Investment Preservation Rider 5.0 ("IPR 5.0")\*** | **Guaranteed**<br> **Maximum Charge**<br>| **Current**<br> **Charge**<br>|
| **Annual Charge** <br>(calculated as an annualized percentage of <br> the amount that is guaranteed under the <br> IPR 5.0, deducted on a quarterly basis) | 7 Year Holding Period | 2.00% | 1.00% |
| **Annual Charge** <br>(calculated as an annualized percentage of <br> the amount that is guaranteed under the <br> IPR 5.0, deducted on a quarterly basis) | 10 Year Holding Period | 2.00% | 0.70% |
| **Annual Charge** <br>(calculated as an annualized percentage of <br> the amount that is guaranteed under the <br> IPR 5.0, deducted on a quarterly basis) | 12 Year Holding Period | 1.50% | 0.70% |
| **Annual Charge** <br>(calculated as an annualized percentage of <br> the amount that is guaranteed under the <br> IPR 5.0, deducted on a quarterly basis) | 13 Year Holding Period | 1.50% | 0.60% |
| **Annual Charge** <br>(calculated as an annualized percentage of <br> the amount that is guaranteed under the <br> IPR 5.0, deducted on a quarterly basis) | 14 Year Holding Period | 1.50% | 0.55% |
| **Annual Charge** <br>(calculated as an annualized percentage of <br> the amount that is guaranteed under the <br> IPR 5.0, deducted on a quarterly basis) | 15 Year Holding Period | 1.50% | 0.50% |
| **Annual Charge** <br>(calculated as an annualized percentage of <br> the amount that is guaranteed under the <br> IPR 5.0, deducted on a quarterly basis) | 20 Year Holding Period | 1.50% | 0.60% |

---

\*

The IPR Guarantee Percentage for the 7 Year Holding Period is 100%. The IPR Guarantee Percentage for the 10 Year Holding Period is 110%. The IPR Guarantee Percentage for the 12 and 13 Year Holding Periods is 120%. The IPR Guarantee Percentage for 14 and 15 Year Holding Periods is 130%. The IPR Guarantee Percentage for the 20 Year Holding Period is 150%.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

------

---

| | | |
|:---|:---|:---|
| **Annual Charge for Annual Death Benefit Reset Rider** | **Guaranteed**<br> **Maximum Charge**<br>| **Current**<br> **Charge**<br>|
| <br> (calculated as an annualized percentage of the Reset Value as <br> of the last Policy Anniversary (or as of the Policy Date if within <br> the first Policy Year), deducted on a quarterly basis.<br>| 1.00% | 0.25%<br> (for policyowners <br> aged 75 or <br> younger at the <br> time the <br> application is <br> signed)<br>0.50%<br> (for policyowners <br> aged 76-80 at the <br> time the <br> application is <br> signed)<br>|

---

**The next table shows the minimum and maximum total operating expenses charged by the Portfolios that you may pay periodically during the time that you own the policy. The expenses may change over time and may be higher or lower in the future. A complete list of Portfolios available under the policy, including their annual expenses, may be found in APPENDIX 1A.**

**<u>Annual Portfolio Expenses</u>** 

---

| | | |
|:---|:---|:---|
|  | **Minimum** | **Maximum** |
| Expenses that are deducted from the Portfolio assets, including <br> management fees, distribution and/or service (12b-1) fees, and other <br> expenses.<sup>1</sup> <br>|  |  |
| Before fee waivers and expense reimbursements | 0.37% | 1.42% |
| After fee waivers and expense reimbursements<sup>2</sup>  | 0.28% | 1.34% |

---

Shown as a percentage of average net assets for the fiscal year ended December 31, 2025.

Fee waivers and expense reimbursements are generally expected to continue through April 30, 2027 and may be terminated at any time thereafter at the option of the Portfolio company.

**<u>Examples</u>**

The table below is intended to help you compare the cost of investing in the Investment Divisions of the policy with the cost of investing in other annuity contracts that offer variable options These costs include transaction expenses, annual Policy expenses and annual Portfolio expenses.

These Examples assume all Accumulation Value is allocated to the Investment Divisions. Your costs could differ from those shown below if you invest in the Fixed Account or the DCA Advantage Account.

The Examples assume that you invest $100,000 in the Investment Divisions for the time periods indicated. The Examples also assume that your investment has a 5% return each year, and assumes the most expensive combination of Base Contract Charges, Annual Portfolio Expenses and optional benefits available for an additional charge.\* Although your actual costs may be higher or lower, based on these assumptions your costs would be:

------

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | Years | Years | Years | Years |
|  | 1 yr | 3 yr | 5 yr | 10 yr |
| If you surrender your policy at the end of the applicable time <br> period:<br>| $10270.24 | $17384.22 | $23647.36 | $39905.85 |
| If you annuitize at the end of the applicable time period: | $10270.24 | $11802.60 | $19841.47 | $39905.85 |
| If you do not surrender your policy: | $3901.00 | $11802.60 | $19841.47 | $39805.85 |
| \*Assumes you have elected a policy with premium-based Base <br> Contract charges with both the IPR 5.0 (20 Year Holding Period) <br> and the ADBR (for policyowners aged 75 or younger at the time <br> the application is signed).<br>|  |  |  |  |

---

------

**Appendix 1A**

***Investment Options Available Under the Policy***

The following is a list of Portfolios available under the policy, which is subject to change, as discussed in the prospectus. Depending on the optional benefits you choose, you may not be able to invest in certain Portfolios. You can find the prospectuses and other information about the Portfolios online at https://dfinview.com/NewYorkLife/TAHD/premier-ii. You can also request this information at no cost by calling the VPSC at 1-800-598-2019 or by sending an email request with your name and mailing address to PremierIIProspectus@newyorklife.com.

The current expenses and performance information below reflects fees and expenses of the Portfolios but does not reflect the other fees and expenses that your policy may charge. Expenses would be higher and performance would be lower if these charges were included. Each Portfolio's past performance is not necessarily an indication of future performance.

If you elect to purchase the IPR 5.0, you may not be able to invest in certain Portfolios. For the 10, 12-15 and 20 Year Holding Period options, your available Allocation Options are listed in *APPENDIX 1B*. For the 7 Year Holding Period option, your available Allocation Options are listed in *APPENDIX 1C*.

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **Type** | **Portfolio**<br> **Adviser/Sub-adviser** | **Current** <br> **Expenses\***  | **Average Annual Total Returns**<br> **(as of 12/31/25)** | **Average Annual Total Returns**<br> **(as of 12/31/25)** | **Average Annual Total Returns**<br> **(as of 12/31/25)** |
| **Type** | **Portfolio**<br> **Adviser/Sub-adviser** | **Current** <br> **Expenses\***  | **1 year** | **5 year** | **10 year** |
| Large Cap Equity | NYLIM VP American Century Large Cap Equity <br> (formerly NYLI VP American Century Sustainable <br> Equity) — Service Class<br>*Adviser: New York Life Investment*<br> *Management LLC ("New York Life Investments") /* <br> *Subadviser: American Century Investment* <br> *Management, Inc.*<br>| 0.93% | 11.06% | 13.68% | 11.58% |
| Asset Allocation | NYLIM VP Balanced (formerly NYLI VP Balanced) <br> — Service Class<br>*Adviser: New York Life Investments / Subadvisers:* <br> *NYL Investors LLC ("NYL Investors") and* <br> *Wellington Management Company LLP* <br> *("Wellington")*<br>| 0.97% | 11.16% | 7.14% | 7.04% |
| Investment<br> Grade Bond<br>| NYLIM VP Bond (formerly NYLI VP Bond) — <br> Service Class<br>*Adviser: New York Life Investments / Subadviser:* <br> *NYL Investors*<br>| 0.80% | 6.57% | (0.88)% | 1.71% |
| Sector | NYLIM VP CBRE Global Infrastructure (formerly <br> NYLI VP CBRE Global Infrastructure) — Service <br> Class<br>*Adviser: New York Life Investments / Subadviser:* <br> *CBRE Investment Management Listed Real Assets* <br> *LLC*<br>| 1.20% | 15.31% | 6.79% | 2.39% |
| Asset Allocation | NYLIM VP Conservative Allocation (formerly NYLI <br> VP Conservative Allocation) — Service Class<br>*Adviser: New York Life Investments*<br>| 0.80% | 9.29% | 3.67% | 5.14% |

---

Appendix 1A-1

------

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **Type** | **Portfolio**<br> **Adviser/Sub-adviser** | **Current** <br> **Expenses\***  | **Average Annual Total Returns**<br> **(as of 12/31/25)** | **Average Annual Total Returns**<br> **(as of 12/31/25)** | **Average Annual Total Returns**<br> **(as of 12/31/25)** |
| **Type** | **Portfolio**<br> **Adviser/Sub-adviser** | **Current** <br> **Expenses\***  | **1 year** | **5 year** | **10 year** |
| Large Cap Equity | NYLIM VP Dimensional U.S. Equity (formerly NYLI <br> VP Dimensional U.S. Equity) — Service Class<br>*Adviser: New York Life Investments / Subadviser:* <br> *Dimensional Fund Advisors LP*<br>| 0.79% | 13.46% | 12.11% | 12.40% |
| Large Cap Equity | NYLIM VP Epoch U.S. Equity Yield (formerly NYLI <br> VP Epoch U.S. Equity Yield) — Service Class<br>*Adviser: New York Life Investments / Subadviser:* <br> *Epoch Investment Partners, Inc. ("Epoch")*<br>| 0.93% | 13.96% | 11.74% | 9.69% |
| Asset Allocation | NYLIM VP Equity Allocation (formerly NYLI VP <br> Equity Allocation) — Service Class<br>*Adviser: New York Life Investments*<br>| 0.94% | 13.69% | 7.90% | 9.07% |
| Sector | NYLIM VP Fidelity Institutional AM<sup>®</sup> Utilities <br> (formerly NYLI VP Fidelity Institutional AM<sup>®</sup> <br> Utilities) — Service Class<br>*Adviser: New York Life Investments / Subadviser:* <br> *FIAM LLC ("FIAM")*<br>| 0.93% | 13.50% | 12.06% | 10.69% |
| Non-Investment<br> Grade Bond<br>| NYLIM VP Floating Rate (formerly NYLI VP <br> Floating Rate) — Service Class<br>*Adviser: New York Life Investments / Subadviser:* <br> *NYL Investors*<br>| 0.89% | 4.86% | 5.16% | 4.74% |
| Asset Allocation | NYLIM VP Growth Allocation (formerly NYLI VP <br> Growth Allocation) — Service Class<br>*Adviser: New York Life Investments*<br>| 0.89% | 12.24% | 7.06% | 8.05% |
| Alternatives | NYLIM VP Hedge Multi-Strategy (formerly NYLI <br> VP Hedge Multi-Strategy) — Service Class <br>*Adviser: New York Life Investments*<br>| 1.26% | 7.78% | 2.67% | 1.81% |
| Asset Allocation | NYLIM VP Income Builder (formerly NYLI VP <br> Income Builder) — Service Class<br>*Adviser: New York Life Investments / Subadvisers:* <br> *Epoch and MacKay Shields LLC ("MacKay")*<br>| 0.88% | 16.70% | 6.29% | 7.13% |
| Asset Allocation | NYLIM VP Janus Henderson Balanced (formerly <br> NYLI VP Janus Henderson Balanced) — Service <br> Class<br>*Adviser: New York Life Investments / Subadviser:* <br> *Janus Henderson Investors US LLC ("Janus* <br> *Henderson")*<br>| 0.83% | 14.76% | 8.30% | 9.91% |

---

Appendix 1A-2

------

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **Type** | **Portfolio**<br> **Adviser/Sub-adviser** | **Current** <br> **Expenses\***  | **Average Annual Total Returns**<br> **(as of 12/31/25)** | **Average Annual Total Returns**<br> **(as of 12/31/25)** | **Average Annual Total Returns**<br> **(as of 12/31/25)** |
| **Type** | **Portfolio**<br> **Adviser/Sub-adviser** | **Current** <br> **Expenses\***  | **1 year** | **5 year** | **10 year** |
| Non-Investment<br> Grade Bond<br>| NYLIM VP MacKay Convertible (formerly NYLI VP <br> MacKay Convertible) — Service Class<br>*Adviser: New York Life Investments / Subadviser:* <br> *MacKay*<br>| 0.84% | 16.11% | 5.34% | 10.10% |
| Non-Investment<br> Grade Bond<br>| NYLIM VP MacKay High Yield Corporate Bond <br> (formerly NYLI VP MacKay High Yield Corporate <br> Bond) — Service Class<br>*Adviser: New York Life Investments / Subadviser:* <br> *MacKay*<br>| 0.84% | 6.60% | 4.18% | 5.87% |
| Non-Investment<br> Grade Bond<br>| NYLIM VP MacKay Strategic Bond (formerly NYLI <br> VP MacKay Strategic Bond) — Service Class<br>*Adviser: New York Life Investments / Subadviser:* <br> *MacKay*<br>| 0.90% | 8.60% | 3.73% | 4.14% |
| Investment<br> Grade Bond<br>| NYLIM VP MacKay U.S. Infrastructure Bond <br> (formerly NYLI VP MacKay U.S. Infrastructure <br> Bond) — Service Class <br>*Adviser: New York Life Investments / Subadviser:* <br> *MacKay*<br>| 0.82% | 8.17% | (0.15)% | 1.13% |
| Large Cap Equity | NYLIM VP MFS<sup>®</sup> Investors Trust (formerly NYLI <br> VP MFS<sup>®</sup> Investors Trust) — Service Class<br>*Adviser: New York Life Investments / Subadviser:* <br> *Massachusetts Financial Services Company* <br> *("MFS")*<br>| 1.00% | N/A | N/A | N/A |
| Large Cap Equity | NYLIM VP MFS<sup>®</sup> Research (formerly NYLI VP <br> MFS<sup>®</sup> Research) — Service Class<br>*Adviser: New York Life Investments / Subadviser:* <br> *MFS*<br>| 1.01% | N/A | N/A | N/A |
| Asset Allocation | NYLIM VP Moderate Allocation (formerly NYLI VP <br> Moderate Allocation) — Service Class<br>*Adviser: New York Life Investments*<br>| 0.83% | 11.02% | 5.36% | 6.61% |
| Sector | NYLIM VP Natural Resources (formerly NYLI VP <br> Natural Resources) — Initial Class<br>*Adviser: New York Life Investments / Subadviser:* <br> *Newton Investment Management North America,* <br> *LLC ("NIMNA")*<br>| 0.85% | 15.20% | 17.27% | 10.88% |

---

Appendix 1A-3

------

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **Type** | **Portfolio**<br> **Adviser/Sub-adviser** | **Current** <br> **Expenses\***  | **Average Annual Total Returns**<br> **(as of 12/31/25)** | **Average Annual Total Returns**<br> **(as of 12/31/25)** | **Average Annual Total Returns**<br> **(as of 12/31/25)** |
| **Type** | **Portfolio**<br> **Adviser/Sub-adviser** | **Current** <br> **Expenses\***  | **1 year** | **5 year** | **10 year** |
| Sector | NYLIM VP Newton Technology Growth (formerly <br> NYLI VP Newton Technology Growth) — Service <br> Class<br>*Adviser: New York Life Investments / Subadviser:* <br> *NIMNA*<br>| 1.03% | N/A | N/A | N/A |
| Investment<br> Grade Bond<br>| NYLIM VP PIMCO Real Return (formerly NYLI VP <br> PIMCO Real Return) — Service Class<br>*Adviser: New York Life Investments / Subadviser:* <br> *Pacific Investment Management Company LLC* <br> *("PIMCO")*<br>| 1.34% | 7.89% | 1.11% | 3.03% |
| International/<br> Global<br> Equity<br>| NYLIM VP PineStone International Equity <br> (formerly NYLI VP PineStone International Equity) <br> — Service Class<br>*Adviser: New York Life Investments / Subadviser:* <br> *PineStone Asset Management Inc.*<br>| 1.11% | 12.01% | (0.05)% | 5.18% |
| Large Cap Equity | NYLIM VP S&P 500 Index (formerly NYLI VP S&P <br> 500 Index) — Service Class<br>*Adviser: New York Life Investments*<br>| 0.37% | 17.43% | 14.00% | 14.34% |
| Small/Mid Cap<br> Equity<br>| NYLIM VP Schroders Mid Cap Opportunities <br> (formerly NYLI VP Schroders Mid Cap <br> Opportunities) — Service Class <br>*Adviser: New York Life Investments / Subadviser:* <br> *Schroder Investment Management North America* <br> *Inc.*<br>| 1.08% | 7.00% | 4.79% | 7.12% |
| Small/Mid Cap<br> Equity<br>| NYLIM VP Small Cap Growth (formerly NYLI VP <br> Small Cap Growth) — Service Class<br>*Adviser: New York Life Investments / Subadvisers:* <br> *Brown Advisory, LLC and Segall Bryant & Hamill,* <br> *LLC*<br>| 1.11% | 4.63% | 1.38% | 8.68% |
| Money Market | NYLIM VP U.S. Government Money Market <br> (formerly NYLI VP U.S. Government Money <br> Market) — Initial Class<br>*Adviser: New York Life Investments*<br> */ Subadviser: NYL Investors*<br>| 0.28% | 4.05% | 3.02% | 1.89% |
| Small/Mid Cap<br> Equity<br>| NYLIM VP Wellington Small Cap (formerly NYLI <br> VP Wellington Small Cap) — Service Class<br>*Adviser: New York Life Investments / Subadviser:* <br> *Wellington*<br>| 1.00% | 9.26% | 5.66% | 7.15% |

---

Appendix 1A-4

------

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **Type** | **Portfolio**<br> **Adviser/Sub-adviser** | **Current** <br> **Expenses\***  | **Average Annual Total Returns**<br> **(as of 12/31/25)** | **Average Annual Total Returns**<br> **(as of 12/31/25)** | **Average Annual Total Returns**<br> **(as of 12/31/25)** |
| **Type** | **Portfolio**<br> **Adviser/Sub-adviser** | **Current** <br> **Expenses\***  | **1 year** | **5 year** | **10 year** |
| Large Cap Equity | NYLIM VP Winslow Large Cap Growth (formerly <br> NYLI VP Winslow Large Cap Growth) — Service <br> Class<br>*Adviser: New York Life Investments* <br> */ Subadviser: Winslow Capital Management, LLC*<br>| 1.00% | 14.07% | 12.41% | 15.85% |
| Large Cap Equity | AB VPS Relative Value Portfolio — Class B<br>*Adviser: AllianceBernstein L.P.*<br>| 0.85% | 10.20% | 11.15% | 10.30% |
| Asset Allocation | American Funds<sup>®</sup> IS Asset Allocation Fund — <br> Class 4<br>*Adviser: Capital Research and Management* <br> *Company*<sup>SM</sup> *("CRMC")*<br>| 0.79% | 15.59% | 8.70% | 9.50% |
| Investment <br> Grade Bond <br>| American Funds<sup>®</sup> IS The Bond Fund of America<sup>®</sup> <br> — Class 4<br>*Adviser: CRMC*<br>| 0.72% | 6.98% | (0.38)% | 2.11% |
| Investment<br> Grade Bond<br>| American Funds<sup>®</sup> IS Capital World Bond Fund<sup>®</sup> — <br> Class 4<br>*Adviser: CRMC*<br>| 0.98% | 9.03% | (2.76)% | 0.97% |
| Large Cap Equity | American Funds<sup>®</sup> IS Growth Fund — Class 4<br>*Adviser: CRMC*<br>| 0.83% | 19.93% | 13.09% | 17.67% |
| Large Cap Equity | American Funds<sup>®</sup> IS Growth-Income Fund — <br> Class 4<br>*Adviser: CRMC*<br>| 0.78% | 17.77% | 13.62% | 13.63% |
| International/<br> Global<br> Equity<br>| American Funds<sup>®</sup> IS New World Fund<sup>®</sup> — Class 4<br>*Adviser: CRMC*<br>| 1.07% | 27.92% | 5.06% | 8.98% |
| International/<br> Global<br> Equity<br>| American Funds<sup>®</sup> IS SMALLCAP World Fund<sup>®</sup> <br> (formerly American Funds<sup>®</sup> IS Global Small <br> Capitalization Fund) — Class 4<br>*Adviser: CRMC*<br>| 1.15% | 14.33% | 0.23% | 6.96% |
| Investment<br> Grade Bond<br>| American Funds<sup>®</sup> IS U.S. Government Securities <br> Fund<sup>®</sup> — Class 4<br>*Adviser: CRMC*<br>| 0.75% | 7.54% | (0.49)% | 1.45% |
| Large Cap Equity | American Funds<sup>®</sup> IS Washington Mutual Investors <br> Fund — Class 4<br>*Adviser: CRMC*<br>| 0.75% | 16.90% | 13.60% | 12.08% |

---

Appendix 1A-5

------

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **Type** | **Portfolio**<br> **Adviser/Sub-adviser** | **Current** <br> **Expenses\***  | **Average Annual Total Returns**<br> **(as of 12/31/25)** | **Average Annual Total Returns**<br> **(as of 12/31/25)** | **Average Annual Total Returns**<br> **(as of 12/31/25)** |
| **Type** | **Portfolio**<br> **Adviser/Sub-adviser** | **Current** <br> **Expenses\***  | **1 year** | **5 year** | **10 year** |
| Asset Allocation | BlackRock<sup>®</sup> Global Allocation V.I. Fund — Class III<br>*Adviser: BlackRock Advisors, LLC ("BlackRock") /* <br> *Subadvisers: BlackRock (Singapore) Limited and* <br> *BlackRock International Limited*<br>| 1.01% | 19.42% | 5.51% | 7.33% |
| Non-Investment<br> Grade Bond<br>| BlackRock<sup>®</sup> High Yield V.I. Fund — Class III<br>*Adviser: BlackRock / Subadviser: BlackRock* <br> *International Limited*<br>| 0.78% | 9.09% | 4.57% | 6.07% |
| Large Cap Equity | BNY Mellon Sustainable U.S. Equity Portfolio — <br> Service Shares<br>*Adviser: BNY Mellon Investment Adviser, Inc. /* <br> *Subadviser: Newton Investment Management* <br> *Limited*<br>| 0.91% | 15.67% | 11.65% | 13.27% |
| Non-Investment<br> Grade Bond<br>| Columbia Variable Portfolio — Emerging Markets <br> Bond Fund — Class 2<br>*Adviser: Columbia Management Investment* <br> *Advisers, LLC ("Columbia")*<br>| 1.00% | 12.65% | 1.47% | 4.03% |
| Investment <br> Grade Bond<br>| Columbia Variable Portfolio — Intermediate Bond <br> Fund — Class 2<br>*Adviser: Columbia* <br>| 0.77% | 8.84% | (0.68)% | 2.52% |
| Small/Mid Cap<br> Equity<br>| Columbia Variable Portfolio — Small Cap Value <br> Discovery Fund (formerly Columbia Variable <br> Portfolio — Small Cap Value Fund) — Class 2<br>*Adviser: Columbia* <br>| 1.13% | 14.66% | 12.19% | 11.20% |
| Small/Mid Cap <br> Equity<br>| Columbia Variable Portfolio — Small Company <br> Growth Fund — Class 2<br>*Adviser: Columbia*<br>| 1.12% | 21.69% | 3.32% | 14.89% |
| Alternatives | DWS Alternative Asset Allocation VIP — Class B<br>*Adviser: DWS Investment Management Americas* <br> *Inc. / Subadviser: RREEF America LLC*<br>| 1.31% | 10.03% | 4.88% | 4.52% |
| Investment<br> Grade Bond<br>| Fidelity<sup>®</sup> VIP Bond Index Portfolio — Service Class <br> 2<br>*Adviser: Fidelity Management & Research* <br> *Company LLC ("FMR") / Subadvisers: Other* <br> *investment advisers*<br>| 0.39% | 6.76% | (0.81)% | N/A |
| Large Cap Equity | Fidelity<sup>®</sup> VIP Contrafund<sup>SM</sup> Portfolio — Service <br> Class 2<br>*Adviser: FMR / Subadvisers: Other investment* <br> *advisers*<br>| 0.79% | 21.24% | 15.08% | 15.49% |

---

Appendix 1A-6

------

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Type** | **Current** <br> **Expenses\***  | **Average Annual Total Returns**<br> **(as of 12/31/25)** | **Average Annual Total Returns**<br> **(as of 12/31/25)** | **Average Annual Total Returns**<br> **(as of 12/31/25)** |
| **Type** | **Current** <br> **Expenses\***  | **1 year** | **5 year** | **10 year** |
| International/<br> Global<br> Equity<br>Fidelity<sup>®</sup> VIP Emerging Markets Portfolio — <br> Service Class 2<br>*Adviser: FMR / Subadvisers: Other investment* <br> *advisers*<br>| 1.12% | 40.79% | 5.62% | 10.66% |
| Large Cap Equity<br> Fidelity<sup>®</sup> VIP Equity-Income Portfolio<sup>SM</sup> — Service <br> Class 2<br>*Adviser: FMR / Subadvisers: Other investment* <br> *advisers*<br>| 0.71% | 18.75% | 12.13% | 11.32% |
| Small/Mid Cap<br> Equity<br>Fidelity<sup>®</sup> VIP Extended Market Index Portfolio — <br> Service Class 2<br>*Adviser: FMR / Subadviser: Geode Capital* <br> *Management, LLC ("Geode")*<br>| 0.37% | 12.03% | 7.75% | N/A |
| Asset Allocation<br> Fidelity<sup>®</sup> VIP FundsManager<sup>®</sup> 60% Portfolio — <br> Service Class<br>*Adviser: FMR* <br>| 0.63% | 15.71% | 6.67% | 8.19% |
| Large Cap Equity<br> Fidelity<sup>®</sup> VIP Growth Opportunities Portfolio — <br> Service Class 2<br>*Adviser: FMR / Subadvisers: Other investment* <br> *advisers*<br>| 0.81% | 21.73% | 11.04% | 19.64% |
| Sector<br> Fidelity<sup>®</sup> VIP Health Care Portfolio — Service <br> Class 2<br>*Adviser: FMR / Subadvisers: Other investment* <br> *advisers*<br>| 0.84% | 14.10% | 3.92% | N/A |
| International/<br> Global Equity<br>Fidelity<sup>®</sup> VIP International Capital Appreciation <br> Portfolio — Service Class 2<br>*Adviser: FMR / Subadvisers: FIL Investment* <br> *Advisors*<br>| 1.02% | 18.36% | 5.99% | 9.53% |
| International/<br> Global<br> Equity<br>Fidelity<sup>®</sup> VIP International Index Portfolio — <br> Service Class 2<br>*Adviser: FMR / Subadviser: Geode*<br>| 0.41% | 32.82% | 7.76% | N/A |
| Investment <br> Grade Bond<br>Fidelity<sup>®</sup> VIP Investment Grade Bond Portfolio — <br> Service Class 2<br>*Adviser: FMR / Subadvisers: Other investment* <br> *advisers*<br>| 0.62% | 6.93% | (0.21)% | 2.45% |
| Small/Mid Cap<br> Equity<br>Fidelity<sup>®</sup> VIP Mid Cap Portfolio — Service Class 2<br>*Adviser: FMR / Subadvisers: Other investment* <br> *advisers*<br>| 0.80% | 11.49% | 9.83% | 10.31% |

---

Appendix 1A-7

------

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **Type** | **Portfolio**<br> **Adviser/Sub-adviser** | **Current** <br> **Expenses\***  | **Average Annual Total Returns**<br> **(as of 12/31/25)** | **Average Annual Total Returns**<br> **(as of 12/31/25)** | **Average Annual Total Returns**<br> **(as of 12/31/25)** |
| **Type** | **Portfolio**<br> **Adviser/Sub-adviser** | **Current** <br> **Expenses\***  | **1 year** | **5 year** | **10 year** |
| Sector | Franklin Gold and Precious Metals VIP Fund — <br> Class 2<br>*Adviser: Franklin Advisers, Inc. ("Franklin* <br> *Advisers")*<br>| 0.95% | N/A | N/A | N/A |
| Asset Allocation | Franklin Templeton Aggressive Model Portfolio — <br> Class II<br>*Adviser: Franklin Templeton Fund Adviser, LLC* <br> *("FTFA") / Subadviser: Franklin Advisers*<br>| 0.88% | 17.04% | 10.14% | N/A |
| Asset Allocation | Franklin Templeton Moderately Aggressive Model <br> Portfolio — Class II<br>*Adviser: FTFA / Subadviser: Franklin Advisers*<br>| 0.82% | 15.01% | 7.87% | N/A |
| Asset Allocation | Franklin Templeton Moderate Model Portfolio — <br> Class II<br>*Adviser: FTFA / Subadviser: Franklin Advisers*<br>| 0.82% | 13.18% | 6.49% | N/A |
| Asset Allocation | Franklin Templeton Moderately Conservative <br> Model Portfolio — Class II<br>*Adviser: FTFA / Subadviser: Franklin Advisers*<br>| 0.82% | 11.51% | 4.91% | N/A |
| Asset Allocation | Franklin Templeton Conservative Model <br> Portfolio — Class II<br>*Adviser: FTFA / Subadviser: Franklin Advisers*<br>| 0.85% | 9.04% | 2.65% | N/A |
| International/<br> Global Equity<br>| Goldman Sachs VIT International Equity Insights <br> Fund — Service Class<br>*Adviser: Goldman Sachs Asset Management, L.P.*<br>| 1.06% | 38.15% | 10.80% | 7.96% |
| International/<br> Global<br> Equity<br>| Invesco V.I. EQV International Equity Fund — <br> Series II Shares<br>*Adviser: Invesco Advisers, Inc. ("Invesco")*<br>| 1.15% | 16.23% | 3.42% | 5.95% |
| Small/Mid Cap<br> Equity<br>| Invesco V.I. Main Street Small Cap Fund<sup>®</sup> — <br> Series II Shares<br>*Adviser: Invesco*<br>| 1.09% | 8.44% | 8.07% | 10.31% |
| Small/Mid Cap<br> Equity<br>| Janus Henderson Enterprise Portfolio — Service <br> Shares<br>*Adviser: Janus Henderson* <br>| 0.97% | 7.41% | 7.35% | 12.51% |
| International/<br> Global<br> Equity<br>| Janus Henderson Global Research Portfolio — <br> Service Shares<br>*Adviser: Janus Henderson* <br>| 1.07% | 20.60% | 12.23% | 12.64% |

---

Appendix 1A-8

------

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **Type** | **Portfolio**<br> **Adviser/Sub-adviser** | **Current** <br> **Expenses\***  | **Average Annual Total Returns**<br> **(as of 12/31/25)** | **Average Annual Total Returns**<br> **(as of 12/31/25)** | **Average Annual Total Returns**<br> **(as of 12/31/25)** |
| **Type** | **Portfolio**<br> **Adviser/Sub-adviser** | **Current** <br> **Expenses\***  | **1 year** | **5 year** | **10 year** |
| Investment <br> Grade Bond<br>| Lord Abbett Series Fund, Inc. — Short Duration <br> Income Portfolio — Class VC<br>*Adviser: Lord, Abbett & Co. LLC*<br>| 0.72% | 5.90% | 2.25% | 2.62% |
| Large Cap Equity | LVIP ClearBridge Appreciation Fund (formerly <br> ClearBridge Variable Appreciation Portfolio) — <br> Service Class<br>*Adviser: Lincoln Financial Investments Corporation* <br> */ Subadviser: ClearBridge Investments, LLC*<br>| 0.95% | 14.19% | 12.44% | 13.05% |
| International <br> Equity<br>| MFS<sup>®</sup> International Intrinsic Equity Portfolio <br> (formerly MFS<sup>®</sup> International Intrinsic Value <br> Portfolio) — Service Class<br>*Adviser: MFS*<br>| 1.14% | 32.96% | 7.02% | 9.68% |
| Mid Cap<br> Equity<br>| MFS<sup>®</sup> Mid Cap Value Portfolio — Service Class<br>*Adviser: MFS* <br>| 1.04% | 5.75% | 9.90% | 9.69% |
| International/<br> Global<br> Equity<br>| MFS<sup>®</sup> Research International Portfolio — Service <br> Class<br>*Adviser: MFS*<br>| 1.15% | 21.75% | 5.25% | 7.27% |
| Small/Mid Cap<br> Equity<br>| Neuberger Berman AMT Mid Cap Growth <br> Portfolio — Class S<br>*Adviser: Neuberger Berman Investment Advisers* <br> *LLC*<br>| 1.11% | 5.23% | 4.27% | 10.71% |
| Small/Mid Cap <br> Equity<br>| Nomura VIP Small Cap Value Series (formerly <br> Macquarie VIP Small Cap Value Series) — <br> Service Class<br>*Adviser: Delaware Management Company, a* <br> *series of Nomura Investment Management* <br> *Business Trust*<br>| 1.04% | 7.83% | 8.93% | 8.84% |
| Investment<br> Grade Bond<br>| PIMCO VIT Income Portfolio — Advisor Class<br>*Adviser: PIMCO* <br>| 1.02% | 10.08% | 3.31% | N/A |
| Investment<br> Grade Bond<br>| PIMCO VIT International Bond Portfolio (U.S. <br> Dollar-Hedged) — Advisor Class<br>*Adviser: PIMCO*<br>| 1.19% | 3.85% | 0.93% | 2.78% |
| Investment<br> Grade Bond<br>| PIMCO VIT Low Duration Portfolio — Advisor <br> Class<br>*Adviser: PIMCO*<br>| 0.76% | 5.42% | 1.47% | 1.69% |

---

Appendix 1A-9

------

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **Type** | **Portfolio**<br> **Adviser/Sub-adviser** | **Current** <br> **Expenses\***  | **Average Annual Total Returns**<br> **(as of 12/31/25)** | **Average Annual Total Returns**<br> **(as of 12/31/25)** | **Average Annual Total Returns**<br> **(as of 12/31/25)** |
| **Type** | **Portfolio**<br> **Adviser/Sub-adviser** | **Current** <br> **Expenses\***  | **1 year** | **5 year** | **10 year** |
| Investment<br> Grade Bond<br>| PIMCO VIT Short-Term Portfolio — Advisor Class<br>*Adviser: PIMCO*<br>| 0.75% | 4.57% | 3.14% | 2.65% |
| Investment<br> Grade Bond<br>| PIMCO VIT Total Return Portfolio — Advisor Class<br>*Adviser: PIMCO*<br>| 0.83% | 8.78% | (0.08)% | 2.26% |
| Sector | Principal VC Real Estate Securities Account — <br> Class 2<br>*Adviser: Principal Global Investors, LLC /* <br> *Subadviser: Principal Real Estate Investors, LLC*<br>| 1.03% | 0.92% | 4.61% | 5.67% |
| International/<br> Global<br> Equity<br>| Putnam VT International Value Fund — Class IB<br>*Adviser: Putnam Investment Management, LLC /* <br> *Subadvisers: Franklin Advisers, Inc., Franklin* <br> *Templeton Investment Management Limited and* <br> *The Putnam Advisory Company, LLC*<br>| 1.06% | 34.68% | 12.49% | 8.86% |
| Large Cap Equity | Voya Growth and Income Portfolio — Class S<br>*Adviser: Voya Investments, LLC ("Voya") /* <br> *Subadviser: Voya Investment Management Co.* <br> *LLC ("VIM")*<br>| 0.92% | 17.94% | 15.18% | 14.33% |
| Investment <br> Grade Bond<br>| Voya Intermediate Bond Portfolio — Class S<br>*Adviser: Voya / Subadviser: VIM*<br>| 0.80% | 7.46% | (0.09)% | 2.42% |

---

\*

Current Expenses take into account expense reimbursement or fee waiver arrangements in place that are generally expected to continue through April 30, 2027 and may be terminated at any time thereafter at the option of the Fund. Annual expenses for the Portfolio for the year ended December 31, 2025 reflect temporary fee reductions under such an arrangement.

The following is a list of fixed options currently available under the policy. We may change the features of the fixed options listed below and offer new fixed options. We will provide you with written notice before doing so.

---

| | | |
|:---|:---|:---|
| **Name** | **Term** | **Guaranteed** <br> **Minimum Interest** <br> **Rate**<br>|
| **Fixed Account** | N/A | **0.05%** |
| **DCA Advantage** <br> **Account**<br>| 6 months | **0.05%** |

---

Appendix 1A-10

------

**Appendix 1B**

***Model Portfolios and Investment Divisions available with IPR 5.0 (10-year, 12–15 and 20 Year Holding Period options)***

***Option 1 – Franklin Templeton Model Portfolios*** 

---

| | | | |
|:---|:---|:---|:---|
| **<u>Moderately Aggressive</u>** | **<u>Moderately Aggressive</u>** | **<u>Moderate</u>** | **<u>Moderate</u>** |
| 100% | Franklin Templeton Moderately Aggressive Model <br> Portfolio<br>| 100% | Franklin Templeton Moderate Model Portfolio |
| **<u>Moderately Conservative</u>** | **<u>Moderately Conservative</u>** | **<u>Conservative (only available with 20 Year Holding Period)</u>** | **<u>Conservative (only available with 20 Year Holding Period)</u>** |
| 100% | Franklin Templeton Moderately Conservative Model <br> Portfolio<br>| 100% | Franklin Templeton Conservative Model Portfolio |

---

***Option 2 – Choose Your Own Investment Divisions*** 

---

| | | |
|:---|:---|:---|
| **<u>Category A:</u>** |  |  |
| Minimum Allocation | &nbsp;&nbsp; 30<br> %<br>|  |
| Maximum Allocation | &nbsp;&nbsp; 100<br> %<br>|  |
| **<u>Subcategory I Funds (Minimum Allocation 10% - total among all the subcategory I Funds)</u>** | **<u>Subcategory I Funds (Minimum Allocation 10% - total among all the subcategory I Funds)</u>** | **<u>Subcategory I Funds (Minimum Allocation 10% - total among all the subcategory I Funds)</u>** |
| NYLIM VP Bond<br> NYLIM VP MacKay U.S. Infrastructure Bond<br> NYLIM VP PIMCO Real Return<br> NYLIM VP U.S. Government Money Market<br> American Funds<sup>®</sup> IS The Bond Fund of America<sup>®</sup><br> American Funds<sup>®</sup> IS Capital World Bond Fund<sup>®</sup><br> American Funds<sup>®</sup> IS U.S. Government Securities Fund<sup>®</sup><br> Columbia Variable Portfolio — Intermediate Bond Fund<br> Fidelity<sup>®</sup> VIP Bond Index Portfolio<br> Fidelity<sup>®</sup> VIP Investment Grade Bond Portfolio<br>|  | &nbsp;&nbsp; Lord Abbett Series Fund, Inc. — Short Duration Income Port<br> PIMCO VIT Income Portfolio<br> PIMCO VIT International Bond Port (U.S. Dollar-Hedged) <br> PIMCO VIT Low Duration Portfolio <br> PIMCO VIT Short-Term Portfolio<br> PIMCO VIT Total Return Portfolio<br> Voya Intermediate Bond Portfolio<br>|
| **<u>Subcategory II Funds</u>** |  |  |
| NYLIM VP Floating Rate<br> NYLIM VP MacKay High Yield Corporate Bond<br> NYLIM VP MacKay Strategic Bond<br>|  | &nbsp;&nbsp; BlackRock<sup>®</sup> High Yield V.I. Fund<br> Columbia Variable Portfolio — Emerging Markets Bond<br>|
| ***<u>Category B:</u>*** |  |  |
| Minimum Allocation | &nbsp;&nbsp; 0<br> %<br>|  |
| Maximum Allocation | &nbsp;&nbsp; 70<br> %<br>|  |
| **<u>Category B Funds</u>** |  |  |
| NYLIM VP American Century Large Cap Equity<br> NYLIM VP Dimensional U.S. Equity<br> NYLIM VP Epoch U.S. Equity Yield<br> NYLIM VP Hedge Multi-Strategy<br> NYLIM VP MacKay Convertible<br> NYLIM VP MFS<sup>®</sup> Investors Trust<br> NYLIM VP MFS<sup>®</sup> Research<br> NYLIM VP S&P 500 Index<br> NYLIM VP Winslow Large Cap Growth<br> AB VPS Relative Value Portfolio<br>|  | &nbsp;&nbsp; American Funds<sup>®</sup> IS Growth Fund<br> American Funds<sup>®</sup> IS Growth-Income Fund<br> American Funds<sup>®</sup> IS Washington Mutual Investors Fund<br> BNY Mellon Sustainable U.S. Equity Portfolio<br> DWS Alternative Asset Allocation VIP<br> Fidelity<sup>®</sup> VIP Contrafund<sup>SM</sup> Portfolio<br> Fidelity<sup>®</sup> VIP Equity-Income Portfolio<sup>SM</sup> <br> Fidelity<sup>®</sup> VIP Growth Opportunities Portfolio<br> LVIP ClearBridge Appreciation Fund<br> Voya Growth and Income Portfolio<br>|

---

Appendix 1B-1

------

---

| | | |
|:---|:---|:---|
| ***<u>Category C:</u>*** |  |  |
| Minimum Allocation | &nbsp;&nbsp; 0<br> %<br>|  |
| Maximum Allocation | &nbsp;&nbsp; 25<br> %<br>|  |
| **<u>Subcategory I Funds (Maximum Allocation 15% - total among all the subcategory I Funds)</u>** | **<u>Subcategory I Funds (Maximum Allocation 15% - total among all the subcategory I Funds)</u>** | **<u>Subcategory I Funds (Maximum Allocation 15% - total among all the subcategory I Funds)</u>** |
| NYLIM VP Schroders Mid Cap Opportunities<br> NYLIM VP Small Cap Growth<br> NYLIM VP Wellington Small Cap<br> Columbia Variable Portfolio — Small Cap Value Discovery<br> Columbia Variable Portfolio — Small Company Growth<br> Fidelity<sup>®</sup> VIP Extended Market Index Portfolio<br>|  | &nbsp;&nbsp; Fidelity<sup>®</sup> VIP Mid Cap Portfolio<br> Invesco V.I. Main Street Small Cap Fund<sup>®</sup><br> Janus Henderson Enterprise Portfolio<br> MFS<sup>®</sup> Mid Cap Value Portfolio<br> Neuberger Berman AMT Mid Cap Growth Portfolio<br> Nomura VIP Small Cap Value Series<br>|
| **<u>Subcategory II Funds (Maximum Allocation 15% - total among all the subcategory II Funds)</u>** | **<u>Subcategory II Funds (Maximum Allocation 15% - total among all the subcategory II Funds)</u>** | **<u>Subcategory II Funds (Maximum Allocation 15% - total among all the subcategory II Funds)</u>** |
| NYLIM VP PineStone International Equity<br> American Funds<sup>®</sup> IS New World Fund<sup>®</sup><br> American Funds<sup>®</sup> IS SMALLCAP World Fund<sup>®</sup><br> Fidelity<sup>®</sup> VIP Emerging Markets Portfolio<br> Fidelity<sup>®</sup> VIP International Capital Appreciation Portfolio<br> Fidelity<sup>®</sup> VIP International Index Portfolio<br>|  | &nbsp;&nbsp; Goldman Sachs VIT International Equity Insights Fund<br> Invesco V.I. EQV International Equity Fund<br> Janus Henderson Global Research Portfolio<br> MFS<sup>®</sup> International Intrinsic Equity Portfolio<br> MFS<sup>®</sup> Research International Portfolio<br> Putnam VT International Value Fund<br>|
| **<u>Subcategory III Funds (Maximum Allocation 10% - total among all the subcategory III Funds)</u>** | **<u>Subcategory III Funds (Maximum Allocation 10% - total among all the subcategory III Funds)</u>** | **<u>Subcategory III Funds (Maximum Allocation 10% - total among all the subcategory III Funds)</u>** |
| NYLIM VP CBRE Global Infrastructure<br> NYLIM VP Fidelity Institutional AM<sup>®</sup> Utilities<br> NYLIM VP Natural Resources<br> NYLIM VP Newton Technology Growth<br>|  | &nbsp;&nbsp; Fidelity<sup>®</sup> VIP Health Care Portfolio<br> Franklin Gold and Precious Metals VIP Fund<br> Principal VC Real Estate Securities Account<br>|

---

***Option 3 – Asset Allocation Funds:*** 

---

| | |
|:---|:---|
| **<u>Category D:</u>** |  |
| Minimum Allocation | &nbsp;&nbsp; 100<br> %<br>|
| **<u>Category D Asset Allocation Funds</u>** |  |
| NYLIM VP Balanced <br> NYLIM VP Conservative Allocation <br> NYLIM VP Income Builder<br> NYLIM VP Janus Henderson Balanced <br> NYLIM VP Moderate Allocation <br> American Funds<sup>®</sup> IS Asset Allocation Fund<br> BlackRock<sup>®</sup> Global Allocation V.I. Fund<br> Fidelity<sup>®</sup> VIP FundsManager<sup>®</sup> 60% Portfolio<br> Franklin Templeton Moderately Aggressive Model Portfolio<br> Franklin Templeton Moderate Model Portfolio<br> Franklin Templeton Moderately Conservative Model Portfolio<br> Franklin Templeton Conservative Model Portfolio <br>|  |

---

Appendix 1B-2

------

**Appendix 1C**

***Model Portfolios and Investment Divisions available with IPR 5.0 (7 Year Holding Period option)***

***Option 1 – Franklin Templeton Model Portfolios*** 

---

| | | | |
|:---|:---|:---|:---|
| **<u>Moderate</u>** | **<u>Moderate</u>** | **<u>Moderately Conservative</u>** | **<u>Moderately Conservative</u>** |
| 100% | Franklin Templeton Moderate Model Portfolio | 100% | Franklin Templeton Moderately Conservative Model <br> Portfolio<br>|

---

***Option 2 – Choose Your Own Investment Divisions*** 

---

| | | |
|:---|:---|:---|
| **<u>Category A:</u>** |  |  |
| Minimum Allocation | &nbsp;&nbsp; 40<br> %<br>|  |
| Maximum Allocation | &nbsp;&nbsp; 100<br> %<br>|  |
| **<u>Subcategory I Funds (Minimum Allocation 10% - total among all the subcategory I Funds)</u>** | **<u>Subcategory I Funds (Minimum Allocation 10% - total among all the subcategory I Funds)</u>** | **<u>Subcategory I Funds (Minimum Allocation 10% - total among all the subcategory I Funds)</u>** |
| NYLIM VP Bond<br> NYLIM VP MacKay U.S. Infrastructure Bond<br> NYLIM VP PIMCO Real Return<br> NYLIM VP U.S. Government Money Market<br> American Funds<sup>®</sup> IS The Bond Fund of America<sup>®</sup><br> American Funds<sup>®</sup> IS Capital World Bond Fund<sup>®</sup><br> American Funds<sup>®</sup> IS U.S. Government Securities Fund<sup>®</sup><br> Columbia Variable Portfolio — Intermediate Bond Fund<br> Fidelity<sup>®</sup> VIP Bond Index Portfolio<br> Fidelity<sup>®</sup> VIP Investment Grade Bond Portfolio<br>|  | &nbsp;&nbsp; Lord Abbett Series Fund, Inc. — Short Duration Income Port<br> PIMCO VIT Income Portfolio<br> PIMCO VIT International Bond Port (U.S. Dollar-Hedged)<br> PIMCO VIT Low Duration Portfolio<br> PIMCO VIT Short-Term Portfolio<br> PIMCO VIT Total Return Portfolio<br> Voya Intermediate Bond Portfolio<br>|
| **<u>Subcategory II Funds</u>** |  |  |
| NYLIM VP Floating Rate<br> NYLIM VP MacKay High Yield Corporate Bond<br> NYLIM VP MacKay Strategic Bond<br>|  | &nbsp;&nbsp; BlackRock<sup>®</sup> High Yield V.I. Fund<br> Columbia Variable Portfolio — Emerging Markets Bond<br>|
| **<u>Category</u>*<u>B:</u>*** |  |  |
| Minimum Allocation | &nbsp;&nbsp; 0<br> %<br>|  |
| Maximum Allocation | &nbsp;&nbsp; 60<br> %<br>|  |
| **<u>Category B Funds</u>** |  |  |
| NYLIM VP American Century Large Cap Equity<br> NYLIM VP Dimensional U.S. Equity<br> NYLIM VP Epoch U.S. Equity Yield<br> NYLIM VP Hedge Multi-Strategy<br> NYLIM VP MacKay Convertible<br> NYLIM VP MFS<sup>®</sup> Investors Trust<br> NYLIM VP MFS<sup>®</sup> Research<br> NYLIM VP S&P 500 Index<br> NYLIM VP Winslow Large Cap Growth<br> AB VPS Relative Value Portfolio<br>|  | &nbsp;&nbsp; American Funds<sup>®</sup> IS Growth Fund<br> American Funds<sup>®</sup> IS Growth-Income Fund<br> American Funds<sup>®</sup> IS Washington Mutual Investors Fund<br> BNY Mellon Sustainable U.S. Equity Portfolio<br> DWS Alternative Asset Allocation VIP<br> Fidelity<sup>®</sup> VIP Contrafund<sup>SM</sup> Portfolio<br> Fidelity<sup>®</sup> VIP Equity-Income Portfolio<sup>SM</sup> <br> Fidelity<sup>®</sup> VIP Growth Opportunities Portfolio<br> LVIP ClearBridge Appreciation Fund<br> Voya Growth and Income Portfolio<br>|

---

Appendix 1C-1

------

---

| | | |
|:---|:---|:---|
| **<u>Category</u>*<u>C:</u>*** |  |  |
| Minimum Allocation | &nbsp;&nbsp; 0<br> %<br>|  |
| Maximum Allocation | &nbsp;&nbsp; 25<br> %<br>|  |
| **<u>Subcategory I Funds (Maximum Allocation 15% - total among all the subcategory I Funds)</u>** | **<u>Subcategory I Funds (Maximum Allocation 15% - total among all the subcategory I Funds)</u>** | **<u>Subcategory I Funds (Maximum Allocation 15% - total among all the subcategory I Funds)</u>** |
| NYLIM VP Schroders Mid Cap Opportunities<br> NYLIM VP Small Cap Growth<br> NYLIM VP Wellington Small Cap<br> Columbia Variable Portfolio — Small Cap Value Discovery<br> Columbia Variable Portfolio — Small Company Growth<br> Fidelity<sup>®</sup> VIP Extended Market Index Portfolio<br> Fidelity<sup>®</sup> VIP Mid Cap Portfolio<br>|  | &nbsp;&nbsp; Invesco V.I. Main Street Small Cap Fund<sup>®</sup><br> Janus Henderson Enterprise Portfolio<br> MFS<sup>®</sup> Mid Cap Value Portfolio<br> Neuberger Berman AMT Mid Cap Growth Portfolio<br> Nomura VIP Small Cap Value Series<br>|
| **<u>Subcategory II Funds (Maximum Allocation 15% - total among all the subcategory II Funds)</u>** | **<u>Subcategory II Funds (Maximum Allocation 15% - total among all the subcategory II Funds)</u>** | **<u>Subcategory II Funds (Maximum Allocation 15% - total among all the subcategory II Funds)</u>** |
| NYLIM VP PineStone International Equity<br> American Funds<sup>®</sup> IS New World Fund<sup>®</sup><br> American Funds<sup>®</sup> IS SMALLCAP World Fund<sup>®</sup><br> Fidelity<sup>®</sup> VIP Emerging Markets Portfolio<br> Fidelity<sup>®</sup> VIP International Capital Appreciation Portfolio<br> Fidelity<sup>®</sup> VIP International Index Portfolio<br>|  | &nbsp;&nbsp; Goldman Sachs VIT International Equity Insights Fund<br> Invesco V.I. EQV International Equity Fund<br> Janus Henderson Global Research Portfolio<br> MFS<sup>®</sup> International Intrinsic Equity Portfolio<br> MFS<sup>®</sup> Research International Portfolio<br> Putnam VT International Value Fund<br>|
| **<u>Subcategory III Funds (Maximum Allocation 10% - total among all the subcategory III Funds)</u>** | **<u>Subcategory III Funds (Maximum Allocation 10% - total among all the subcategory III Funds)</u>** | **<u>Subcategory III Funds (Maximum Allocation 10% - total among all the subcategory III Funds)</u>** |
| NYLIM VP CBRE Global Infrastructure<br> NYLIM VP Fidelity Institutional AM<sup>®</sup> Utilities<br> NYLIM VP Natural Resources<br> NYLIM VP Newton Technology Growth<br>|  | &nbsp;&nbsp; Fidelity<sup>®</sup> VIP Health Care Portfolio<br> Franklin Gold and Precious Metals VIP Fund<br> Principal VC Real Estate Securities Account<br>|

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***Option 3 – Asset Allocation Funds:*** 

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| | |
|:---|:---|
| **<u>Category D:</u>** |  |
| Minimum Allocation  | &nbsp;&nbsp; 100<br> %<br>|
| **<u>Category D Asset Allocation Funds</u>** |  |
| NYLIM VP Balanced<br> NYLIM VP Conservative Allocation<br> NYLIM VP Income Builder<br> NYLIM VP Janus Henderson Balanced<br> NYLIM VP Moderate Allocation<br> BlackRock<sup>®</sup> Global Allocation V.I. Fund<br> Fidelity<sup>®</sup> VIP FundsManager<sup>®</sup> 60% Portfolio<br> Franklin Templeton Moderate Model Portfolio<br> Franklin Templeton Moderately Conservative Model Portfolio<br> Franklin Templeton Conservative Model Portfolio<br>|  |

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Appendix 1C-2

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**Back Cover Page**

This Summary Prospectus incorporates by reference the New York Life Premier Variable Annuity II full statutory prospectus and the Statement of Additional Information (SAI), both dated May 1, 2026, as amended or supplemented. The full statutory prospectus and the SAI are posted on our website, https://dfinview.com/NewYorkLife/TAHD/premier-ii. The full prospectus and SAI for the policy may be obtained, free of charge, in any manner shown on the front page of this Summary Prospectus.

Separate Account III EDGAR contract identifier #C000154613 <br>

<br>Separate Account IV EDGAR contract identifier #C000154615

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