# EDGAR Filing Document

**Accession Number:** 0001038661
**File Stem:** 0001667731-25-000732
**Filing Date:** 2025-7
**Character Count:** 8944
**Document Hash:** ddba3deb5c19b57ecdfb3f3fced2947b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001667731-25-000732.hdr.sgml**: 20250707

**ACCESSION NUMBER**: 0001667731-25-000732

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250707

**DATE AS OF CHANGE**: 20250707

**EFFECTIVENESS DATE**: 20250707

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ABNER HERRMAN & BROCK LLC
- **CENTRAL INDEX KEY:** 0001038661

**ORGANIZATION NAME:**
- **EIN:** 205472473
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-06312
- **FILM NUMBER:** 251107144

**BUSINESS ADDRESS:**
- **STREET 1:** HARBORSIDE 5
- **STREET 2:** 185 HUDSON STREET, SUITE 1640
- **CITY:** JERSEY CITY
- **STATE:** NJ
- **ZIP:** 07311
- **BUSINESS PHONE:** 2014842000

**MAIL ADDRESS:**
- **STREET 1:** HARBORSIDE 5
- **STREET 2:** 185 HUDSON STREET, SUITE 1640
- **CITY:** JERSEY CITY
- **STATE:** NJ
- **ZIP:** 07311

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ABNER HERRMAN & BROCK INC
- **DATE OF NAME CHANGE:** 19990317

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 06-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** ABNER HERRMAN  BROCK LLC<br>**Address:** Harborside 5<br>185 Hudson Street Suite 1640<br>Jersey City, NJ 07311

**Form 13F File Number:** 028-06312

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Howard Abner<br>**Title:** CCO<br>**Phone:** 201-484-2000

**Signature, Place, and Date of Signing:**

/s/ Howard Abner  Jersey City, NJ  07-07-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 55

**Form 13F Information Table Value Total:** $895863

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABS | COM | 002824100 |  | 18374 | 135096 | SH |  | SOLE |  | 135096 | 0 | 0 |
| ADOBE INC | COM | 00724F101 |  | 6280 | 16233 | SH |  | SOLE |  | 16233 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 18801 | 132493 | SH |  | SOLE |  | 132493 | 0 | 0 |
| AIR PRODS  CHEMS INC | COM | 009158106 |  | 10166 | 36042 | SH |  | SOLE |  | 36042 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 22356 | 126025 | SH |  | SOLE |  | 126025 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 32793 | 149474 | SH |  | SOLE |  | 149474 | 0 | 0 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 24310 | 76211 | SH |  | SOLE |  | 76211 | 0 | 0 |
| AMERICAN INTL GROUP INC | COM NEW | 026874784 |  | 14108 | 164827 | SH |  | SOLE |  | 164827 | 0 | 0 |
| AMGEN INC | COM | 031162100 |  | 3373 | 12080 | SH |  | SOLE |  | 12080 | 0 | 0 |
| AON PLC-CLASS A | SHS CL A | g0403h108 |  | 19903 | 55787 | SH |  | SOLE |  | 55787 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 21301 | 103824 | SH |  | SOLE |  | 103824 | 0 | 0 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 17701 | 57398 | SH |  | SOLE |  | 57398 | 0 | 0 |
| BANK NEW YORK MELLON CORP | COM | 064058100 |  | 4909 | 53875 | SH |  | SOLE |  | 53875 | 0 | 0 |
| BOEING CO | COM | 097023105 |  | 3171 | 15135 | SH |  | SOLE |  | 15135 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 13351 | 93239 | SH |  | SOLE |  | 93239 | 0 | 0 |
| CHUBB LTD | COM | h1467j104 |  | 20546 | 70916 | SH |  | SOLE |  | 70916 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 |  | 8398 | 98665 | SH |  | SOLE |  | 98665 | 0 | 0 |
| DELL TECHNOLOGIES INC | CL C | 24703L202 |  | 19321 | 157591 | SH |  | SOLE |  | 157591 | 0 | 0 |
| DORIAN LPG LTD | SHS USD | y2106r110 |  | 256 | 10500 | SH |  | SOLE |  | 10500 | 0 | 0 |
| DUPONT DE NEMOURS INC | COM | 26614N102 |  | 720 | 10500 | SH |  | SOLE |  | 10500 | 0 | 0 |
| ELI LILLY  CO | COM | 532457108 |  | 21553 | 27648 | SH |  | SOLE |  | 27648 | 0 | 0 |
| EMERSON ELEC CO | COM | 291011104 |  | 10840 | 81303 | SH |  | SOLE |  | 81303 | 0 | 0 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 |  | 181 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| EQT CORP | COM | 26884L109 |  | 806 | 13827 | SH |  | SOLE |  | 13827 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 13595 | 126110 | SH |  | SOLE |  | 126110 | 0 | 0 |
| HILTON WORLDWIDE HOLDINGS INC | COM | 43300a203 |  | 4415 | 16575 | SH |  | SOLE |  | 16575 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 21866 | 59638 | SH |  | SOLE |  | 59638 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 42753 | 145032 | SH |  | SOLE |  | 145032 | 0 | 0 |
| INTUIT | COM | 461202103 |  | 24168 | 30684 | SH |  | SOLE |  | 30684 | 0 | 0 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 |  | 17112 | 31490 | SH |  | SOLE |  | 31490 | 0 | 0 |
| JPMORGAN CHASE  CO. | COM | 46625H100 |  | 35726 | 123233 | SH |  | SOLE |  | 123233 | 0 | 0 |
| MARRIOTT INTL INC NEW | CL A | 571903202 |  | 19485 | 71319 | SH |  | SOLE |  | 71319 | 0 | 0 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 22508 | 40055 | SH |  | SOLE |  | 40055 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 |  | 16420 | 56200 | SH |  | SOLE |  | 56200 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 29736 | 40287 | SH |  | SOLE |  | 40287 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 38166 | 76729 | SH |  | SOLE |  | 76729 | 0 | 0 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 23020 | 163426 | SH |  | SOLE |  | 163426 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 |  | 45726 | 34146 | SH |  | SOLE |  | 34146 | 0 | 0 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 784 | 11296 | SH |  | SOLE |  | 11296 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 66674 | 422015 | SH |  | SOLE |  | 422015 | 0 | 0 |
| ORACLE CORP | COM | 68389X105 |  | 26043 | 119118 | SH |  | SOLE |  | 119118 | 0 | 0 |
| PEPSICO INC | COM | 713448108 |  | 1424 | 10783 | SH |  | SOLE |  | 10783 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 358 | 14750 | SH |  | SOLE |  | 14750 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 3879 | 24350 | SH |  | SOLE |  | 24350 | 0 | 0 |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 744573106 |  | 1367 | 16240 | SH |  | SOLE |  | 16240 | 0 | 0 |
| ROYAL CARIBBEAN GROUP | COM | v7780t103 |  | 8268 | 26405 | SH |  | SOLE |  | 26405 | 0 | 0 |
| RTX CORPORATION | COM | 75513E101 |  | 12695 | 86943 | SH |  | SOLE |  | 86943 | 0 | 0 |
| SALESFORCE INC | COM | 79466L302 |  | 21211 | 77785 | SH |  | SOLE |  | 77785 | 0 | 0 |
| SPDR S 500 ETF TRUST | TR UNIT | 78462f103 |  | 8461 | 13695 | SH |  | SOLE |  | 13695 | 0 | 0 |
| STRYKER CORPORATION | COM | 863667101 |  | 13052 | 32990 | SH |  | SOLE |  | 32990 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 17753 | 55888 | SH |  | SOLE |  | 55888 | 0 | 0 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 3590 | 38473 | SH |  | SOLE |  | 38473 | 0 | 0 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 1065 | 10550 | SH |  | SOLE |  | 10550 | 0 | 0 |
| WALMART INC | COM | 931142103 |  | 20301 | 207616 | SH |  | SOLE |  | 207616 | 0 | 0 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 20724 | 258657 | SH |  | SOLE |  | 258657 | 0 | 0 |

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