# EDGAR Filing Document

**Accession Number:** 0001859795
**File Stem:** 0001193125-25-278139
**Filing Date:** 2025-11
**Character Count:** 9230
**Document Hash:** 4a25ecb351cefead75b26dcbcb9958ac
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-25-278139.hdr.sgml**: 20251113

**ACCESSION NUMBER**: 0001193125-25-278139

**CONFORMED SUBMISSION TYPE**: 6-K

**PUBLIC DOCUMENT COUNT**: 3

**CONFORMED PERIOD OF REPORT**: 20251113

**FILED AS OF DATE**: 20251113

**DATE AS OF CHANGE**: 20251112

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NOVONIX Ltd
- **CENTRAL INDEX KEY:** 0001859795
- **STANDARD INDUSTRIAL CLASSIFICATION:** MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 981559131
- **STATE OF INCORPORATION:** C3
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 6-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41208
- **FILM NUMBER:** 251474670

**BUSINESS ADDRESS:**
- **ADDRESS IS A NON US LOCATION:** YES
- **STREET 1:** LEVEL 38
- **STREET 2:** 71 EAGLE STREET
- **CITY:** BRISBANE
- **PROVINCE COUNTRY:** C3
- **BUSINESS PHONE:** 4235416874

**MAIL ADDRESS:**
- **ADDRESS IS A NON US LOCATION:** YES
- **STREET 1:** LEVEL 38
- **STREET 2:** 71 EAGLE STREET
- **CITY:** BRISBANE
- **PROVINCE COUNTRY:** C3

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

Washington, D.C. 20549

**FORM 6-K**

**REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE**

**SECURITIES EXCHANGE ACT OF 1934**

For the month of November, 2025

001-41208 <br> (Commission File Number)

**NOVONIX LIMITED**

(Translation of registrant's name into English)

Level 38

71 Eagle Street

Brisbane, QLD 4000 Australia

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F ☒ Form 40-F ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐

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**EXHIBIT INDEX**

**<u>Exhibit No.</u> <u>Description</u>**

Exhibit 99.1 [<u>Appendix 3G (Notification of issue, conversion or payment up of unquoted equity securities) dated November 13, 2025</u>](nvx-ex99_1.htm)

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

**NOVONIX LIMITED**<br>By: <u>/s/ Robert Long</u> <br>&nbsp;&nbsp;&nbsp;&nbsp; Robert Long<br>&nbsp;&nbsp;&nbsp;&nbsp; Chief Executive Officer<br>

Date: November 13, 2025

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## Exhibit 99.1

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| | |
|:---|:---|
| ![img58969013_0.jpg](img58969013_0.jpg) | Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities |

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EXHIBIT 99.1

Announcement Summary

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**Entity name**

NOVONIX LIMITED

**Date of this announcement**

Thursday November 13, 2025

**The +securities the subject of this notification are:**

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

**Total number of +securities to be issued/transferred**

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| | | | |
|:---|:---|:---|:---|
|  |  | **Total number of** |  |
| **ASX +security**  |  | **+securities to be** |  |
| **code** | **Security description** | **issued/transferred** | **Issue date** |
| NVXAD | PERFORMANCE RIGHTS | 489818 | &nbsp;&nbsp;&nbsp;&nbsp; 13/11/2025 |

---

Refer to next page for full details of the announcement

<br> Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 1 / 6

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| | |
|:---|:---|
| ![img58969013_0.jpg](img58969013_0.jpg) | Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities |

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Part 1 - Entity and announcement details

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**1.1 Name of entity**

NOVONIX LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

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| | |
|:---|:---|
| **1.2 Registered number type** | **Registration number** |
| ACN | 157690830 |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**1.3 ASX issuer code**

NVX

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**1.4 The announcement is**

New announcement

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**1.5 Date of this announcement**

13/11/2025

<br> Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 2 / 6

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| | |
|:---|:---|
| ![img58969013_0.jpg](img58969013_0.jpg) | Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities |

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Part 2 - Issue details

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**2.1 The +securities the subject of this notification are:**

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**2.2 a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:**

has an existing ASX security code ("existing class")

<br> Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 3 / 6

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| | |
|:---|:---|
| ![img58969013_0.jpg](img58969013_0.jpg) | Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities |

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Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B

**ASX +security code and description**

NVXAD : PERFORMANCE RIGHTS

**Date the +securities the subject of this notification were issued**

13/11/2025

**Will these +securities rank equally in all respects from their issue date with the existing issued**

**+securities in that class**

Yes

**Were any of the +securities issued to +key management personnel (KMP) or an +associate?**

Yes

**Provide details of the KMP or +associates being issued +securities.**

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| | | |
|:---|:---|:---|
| **Name of KMP**<br>| &nbsp;&nbsp;**Name of registered holder**<br>| &nbsp;&nbsp;**Number of +securities**<br>|
| Kimberly Heimert | &nbsp;&nbsp;Kimberly Heimert | 489,818 |

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**Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms**

<u>https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-researc h/1.0/file/2924-02898271-2A1570239&v=04711220c3a57065317ba4efca4a3459a4e46882</u>

**Any other information the entity wishes to provide about the +securities the subject of this notification**

Issue details

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**Number of +securities**

489,818

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<br> Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 4 / 6

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| | |
|:---|:---|
| ![img58969013_0.jpg](img58969013_0.jpg) | Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities |

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Part 4 - +Securities on issue

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**Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of the entity will comprise:**

The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)** 

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| | |
|:---|:---|
| **ASX +security code and description** | **Total number of**<br>**+securities on issue** |
| NVX : ORDINARY FULLY PAID | 840047431 |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)**

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| | |
|:---|:---|
| **ASX +security code and description** | **Total number of**<br>**+securities on issue** |
| NVXAD : PERFORMANCE RIGHTS | 20489966 |
| NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES | 14016667 |
| NVXAB : SHARE RIGHTS | 1008567 |
| NVXAL : CONVERTIBLE NOTES | 45221586 |

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<br> NVXAH : CONVERTIBLE DEBENTURES 40,000,000

<br> Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 5 / 6

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| | |
|:---|:---|
| ![img58969013_0.jpg](img58969013_0.jpg) | Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities |

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Part 5 - Other Listing Rule requirements

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1?**

Yes

**5.1a Select the number of the applicable exception in Listing Rule 7.2**

<br> Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 6 / 6

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