# EDGAR Filing Document

**Accession Number:** 0000110084
**File Stem:** 0000110084-26-000005
**Filing Date:** 2026-5
**Character Count:** 2599
**Document Hash:** 690513d5f65b6423a9e6f8287e7ee0d5
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000110084-26-000005.hdr.sgml**: 20260529

**ACCESSION NUMBER**: 0000110084-26-000005

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260529

**DATE AS OF CHANGE**: 20260529

**EFFECTIVENESS DATE**: 20260529

**PERIOD START**: 20250401

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** L. S. Y., INC.
- **CENTRAL INDEX KEY:** 0000110084

**ORGANIZATION NAME:**
- **EIN:** 942201424
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-17613
- **FILM NUMBER:** 261041275

**BUSINESS ADDRESS:**
- **STREET 1:** 12667 ALCOSTA BLVD., SUITE 160
- **CITY:** SAN RAMON
- **STATE:** CA
- **ZIP:** 94583
- **BUSINESS PHONE:** 925-866-2882

**MAIL ADDRESS:**
- **STREET 1:** P. O. BOX 1307
- **CITY:** SAN RAMON
- **STATE:** CA
- **ZIP:** 94583

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LSY INC                                               /BD
- **DATE OF NAME CHANGE:** 20020403

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LSY INC                                                 /BD
- **DATE OF NAME CHANGE:** 19991215

### Attached PDF Documents

**Attachment 1:** `aic2026audit.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000110084

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 04-01-2025

**Report Period End Date:** 03-31-2026

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** L. S. Y., INC.

**Business Address:** 12667 ALCOSTA BLVD., SUITE 160, SAN RAMON, CA, 94583

**Contact Person:** Elizabeth Collins

**Contact Phone:** 415-246-9169

### Independent Public Accountant Identification

**Accountant Name:** Ernst Wintter & Associates

**Accountant Address:** 675 Ygnacio Valley Rd., Walnut Creek, CA, 94596

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Elizabeth Collins**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **L. S. Y., INC.**, as of **03-31-2026**, are true and correct.

**Signature:** Elizabeth Collins

**Title:** FINOP