# EDGAR Filing Document

**Accession Number:** 0000314828
**File Stem:** 0000314828-26-000002
**Filing Date:** 2026-4
**Character Count:** 2756
**Document Hash:** 1cd5264aa77bb04850c5afddd3f3022e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000314828-26-000002.hdr.sgml**: 20260423

**ACCESSION NUMBER**: 0000314828-26-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260131

**FILED AS OF DATE**: 20260423

**DATE AS OF CHANGE**: 20260423

**EFFECTIVENESS DATE**: 20260423

**PERIOD START**: 20250201

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AUSDAL FINANCIAL PARTNERS, INC.
- **CENTRAL INDEX KEY:** 0000314828

**ORGANIZATION NAME:**
- **EIN:** 421129623
- **STATE OF INCORPORATION:** IA
- **FISCAL YEAR END:** 0131

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-24519
- **FILM NUMBER:** 26888150

**BUSINESS ADDRESS:**
- **STREET 1:** 5187 UTICA RIDGE RD
- **STREET 2:** STE 400
- **CITY:** DAVENPORT
- **STATE:** IA
- **ZIP:** 52807
- **BUSINESS PHONE:** 563-326-2064

**MAIL ADDRESS:**
- **STREET 1:** 5187 UTICA RIDGE RD
- **STREET 2:** STE 400
- **CITY:** DAVENPORT
- **STATE:** IA
- **ZIP:** 52807

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ROBERT B. AUSDAL & CO. INC.
- **DATE OF NAME CHANGE:** 20080522

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** AUSDAL FINANCIAL PARTNERS, INC.
- **DATE OF NAME CHANGE:** 20080513

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ROBERT B. AUSDAL & CO. INC.
- **DATE OF NAME CHANGE:** 20020607

### Attached PDF Documents

**Attachment 1:** `ausdal2025annualpub5.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000314828

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 02-01-2025

**Report Period End Date:** 01-31-2026

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** Yes

### Registrant Identification

**Name of Broker-Dealer:** AUSDAL FINANCIAL PARTNERS, INC.

**Business Address:** 5187 UTICA RIDGE RD, STE 400, DAVENPORT, IA, 52807

**Contact Person:** Ivana Shumbert

**Contact Phone:** 713-582-4897

### Independent Public Accountant Identification

**Accountant Name:** CBIZ CPAs P.C.

**Accountant Address:** Nine Parkway North, Suite 200, Deerfield, IL, 60015

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Kacey B Watts**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **AUSDAL FINANCIAL PARTNERS, INC.**, as of **04-23-2026**, are true and correct.

**Signature:** Kacey B Watts

**Title:** Head of Financial Reporting