# EDGAR Filing Document

**Accession Number:** 0001604813
**File Stem:** 0001145549-23-020191
**Filing Date:** 2023-3
**Character Count:** 31137
**Document Hash:** d023aa9f34f13842f5db5d919d128532
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-020191.hdr.sgml**: 20230330

**ACCESSION NUMBER**: 0001145549-23-020191

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230330

**DATE AS OF CHANGE**: 20230330

**PERIOD START**: 20230731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TrimTabs ETF Trust
- **CENTRAL INDEX KEY:** 0001604813
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22995
- **FILM NUMBER:** 23778758

**BUSINESS ADDRESS:**
- **STREET 1:** 1345 AVENUE OF THE AMERICAS
- **STREET 2:** 2ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10105
- **BUSINESS PHONE:** 1-646-380-2499

**MAIL ADDRESS:**
- **STREET 1:** 1345 AVENUE OF THE AMERICAS
- **STREET 2:** 2ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TrimTabs EFT Trust
- **DATE OF NAME CHANGE:** 20140404

## Series and Classes Contracts Data

### Donoghue Forlines Risk Managed Innovation ETF (Series ID: S000069939)

| Class ID   | Class Name                                    | Ticker Symbol   |
|:---|:---|:---|
| C000222767 | Donoghue Forlines Risk Managed Innovation ETF | DFNV            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** TrimTabs ETF Trust

- **b. Investment Company Act file number:** 811-22995

- **c. CIK number of Registrant:** 0001604813

- **d. LEI of Registrant:** 549300GRT204D6PN7T64

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1345 Avenue of the Americas

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10105

  - **Telephone number:** 212-217-2470

**Item A.2. Information about the Series.**

- **a. Name of Series:** Donoghue Forlines Risk Managed Innovation ETF

- **b. EDGAR series identifier (if any):** S000069939

- **c. LEI of Series:** 549300FH757BXHGWV155

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-07-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $51415773.06

**Total Liabilities:** $4900531.69

**Net Assets:** $46515241.37

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000222767 | 2.82%                | -3.30%               | 4.12%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-27680.05               | $1601437.48                                |
| Month 2  | $-3492.26                | $-1947974.56                               |
| Month 3  | $-277.27                 | $1858057.65                                |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                                      | Title                                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Eli Lilly & Co                            | Eli Lilly & Co                            | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |      1574 | NS      | $541692.10    | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Lockheed Martin Corp                      | Lockheed Martin Corp                      | CUSIP: 539830109<br>LEI: DPRBOZP0K5RM2YE8UU08 | Long             | EC               | CORP              | US        |       871 | NS      | $403499.46    | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Manhattan Associates Inc                  | Manhattan Associates Inc                  | CUSIP: 562750109<br>LEI: 529900Q1GJP7KD52SW51 | Long             | EC               | CORP              | US        |      1534 | NS      | $199972.24    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Merck & Co Inc                            | Merck & Co Inc                            | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |      4855 | NS      | $521475.55    | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Neurocrine Biosciences Inc                | Neurocrine Biosciences Inc                | CUSIP: 64125C109<br>LEI: 549300FECER0XBN49756 | Long             | EC               | CORP              | US        |      1685 | NS      | $186917.05    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Adobe Inc                                 | Adobe Inc                                 | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |      1377 | NS      | $509958.18    | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Airbnb Inc                                | Airbnb Inc                                | CUSIP: 009066101<br>LEI: 549300HMUDNO0RY56D37 | Long             | EC               | CORP              | US        |      3090 | NS      | $343329.90    | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Akamai Technologies Inc                   | Akamai Technologies Inc                   | CUSIP: 00971T101<br>LEI: OC1LZNN2LF5WTJ5RIL89 | Long             | EC               | CORP              | US        |      2337 | NS      | $207876.15    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Regeneron Pharmaceuticals Inc             | Regeneron Pharmaceuticals Inc             | CUSIP: 75886F107<br>LEI: 549300RCBFWIRX3HYQ56 | Long             | EC               | CORP              | US        |       489 | NS      | $370891.83    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Synopsys Inc                              | Synopsys Inc                              | CUSIP: 871607107<br>LEI: QG7T915N9S0NY5UKNE63 | Long             | EC               | CORP              | US        |       999 | NS      | $353396.25    | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                              | Alphabet Inc                              | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      7984 | NS      | $789138.56    | 1.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Amgen Inc                                 | Amgen Inc                                 | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               | CORP              | US        |      1617 | NS      | $408130.80    | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Trade Desk Inc/The                        | Trade Desk Inc/The                        | CUSIP: 88339J105<br>LEI: 549300GXPD31VT3E0P46 | Long             | EC               | CORP              | US        |      5083 | NS      | $257708.10    | 0.55%             |  |  |  | No            |                  1 | On Loan: —       |
| Ubiquiti Inc                              | Ubiquiti Inc                              | CUSIP: 90353W103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       767 | NS      | $224086.72    | 0.48%             |  |  |  | No            |                  1 | On Loan: —       |
| ANSYS Inc                                 | ANSYS Inc                                 | CUSIP: 03662Q105<br>LEI: 549300VJV8H15Z5FJ571 | Long             | EC               | CORP              | US        |       960 | NS      | $255705.60    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc                                 | Apple Inc                                 | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |      7046 | NS      | $1016667.34   | 2.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Atlassian Corp                            | Atlassian Corp                            | CUSIP: 049468101<br>LEI: 549300V7ZY5P02D2MY38 | Long             | EC               | CORP              | AU        |      1914 | NS      | $309340.68    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Bentley Systems Inc                       | Bentley Systems Inc                       | CUSIP: 08265T208<br>LEI: 549300WVEHPGE0Z56F71 | Long             | EC               | CORP              | US        |      5283 | NS      | $206301.15    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Bristol-Myers Squibb Co                   | Bristol-Myers Squibb Co                   | CUSIP: 110122108<br>LEI: HLYYNH7UQUORYSJQCN42 | Long             | EC               | CORP              | US        |      6000 | NS      | $435900.00    | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadcom Inc                              | Broadcom Inc                              | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |       961 | NS      | $562194.61    | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| QIAGEN NV                                 | QIAGEN NV                                 | CUSIP: N72482123<br>LEI: 54930036WK3GMCN17Z57 | Long             | EC               | CORP              | NL        |      3983 | NS      | $195167.00    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Cadence Design Systems Inc                | Cadence Design Systems Inc                | CUSIP: 127387108<br>LEI: GCT7RXJOGLXPV0NXZY22 | Long             | EC               | CORP              | US        |      1919 | NS      | $350850.77    | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Cisco Systems Inc                         | Cisco Systems Inc                         | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |      9881 | NS      | $480908.27    | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Crowdstrike Holdings Inc                  | Crowdstrike Holdings Inc                  | CUSIP: 22788C105<br>LEI: 549300YBY08K9KM4HX32 | Long             | EC               | CORP              | US        |      2324 | NS      | $246111.60    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Datadog Inc                               | Datadog Inc                               | CUSIP: 23804L103<br>LEI: 549300F6JNO0KRPO1K63 | Long             | EC               | CORP              | US        |      3470 | NS      | $259590.70    | 0.56%             |  |  |  | No            |                  1 | On Loan: —       |
| IBM                                       | International Business Machines Corp      | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | EC               | CORP              | US        |      2925 | NS      | $394085.25    | 0.85%             |  |  |  | No            |                  1 | On Loan: —       |
| Ionis Pharmaceuticals Inc                 | Ionis Pharmaceuticals Inc                 | CUSIP: 462222100<br>LEI: 549300SI4ZGLG0BLUZ92 | Long             | EC               | CORP              | US        |      3790 | NS      | $151107.30    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares 1-3 Year Treasury Bond            | iShares 1-3 Year Treasury Bond ETF        | CUSIP: 464287457<br>LEI: 549300W0WX9TL4G6HM56 | Long             | EC               | RF                | US        |     76811 | NS      | $6283139.80   | 13.51%            |  |  |  | No            |                  1 | On Loan: —       |
| Johnson & Johnson                         | Johnson & Johnson                         | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |      3427 | NS      | $560040.34    | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc                            | Salesforce Inc                            | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |      2807 | NS      | $471491.79    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Schwab Short-Term U.S. Treasur            | Schwab Short-Term U.S. Treasury ETF       | CUSIP: 808524862<br>LEI: N/A                  | Long             | EC               | RF                | US        |    107615 | NS      | $5230089.00   | 11.24%            |  |  |  | No            |                  1 | On Loan: No      |
| ServiceNow Inc                            | ServiceNow Inc                            | CUSIP: 81762P102<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               | CORP              | US        |       946 | NS      | $430552.98    | 0.93%             |  |  |  | No            |                  1 | On Loan: —       |
| Snowflake Inc                             | Snowflake Inc                             | CUSIP: 833445109<br>LEI: 254900CJNSY1K7T53Z16 | Long             | EC               | CORP              | US        |      2116 | NS      | $331027.04    | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Veeva Systems Inc                         | Veeva Systems Inc                         | CUSIP: 922475108<br>LEI: 549300YZEXPDB92M2F02 | Long             | EC               | CORP              | US        |      1450 | NS      | $247297.50    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| DocuSign Inc                              | DocuSign Inc                              | CUSIP: 256163106<br>LEI: 549300Q7PVDWRZ39JG09 | Long             | EC               | CORP              | US        |      4348 | NS      | $263662.72    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Lattice Semiconductor Corp                | Lattice Semiconductor Corp                | CUSIP: 518415104<br>LEI: 549300LRBBPZDQ2II567 | Long             | EC               | CORP              | US        |      2837 | NS      | $215016.23    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Match Group Inc                           | Match Group Inc                           | CUSIP: 57667L107<br>LEI: 15OMOPB0A8K0EFUVD031 | Long             | EC               | CORP              | US        |      4286 | NS      | $231958.32    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Microchip Technology Inc                  | Microchip Technology Inc                  | CUSIP: 595017104<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EC               | CORP              | US        |      4007 | NS      | $311023.34    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Motorola Solutions Inc                    | Motorola Solutions Inc                    | CUSIP: 620076307<br>LEI: 6S552MUG6KGJVEBSEC55 | Long             | EC               | CORP              | US        |      1098 | NS      | $282196.98    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| NetApp Inc                                | NetApp Inc                                | CUSIP: 64110D104<br>LEI: QTX3D84DZDD5JYOCYH15 | Long             | EC               | CORP              | US        |      3341 | NS      | $221274.43    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| PTC Inc                                   | PTC Inc                                   | CUSIP: 69370C100<br>LEI: 54930050SSMU8SKDJ030 | Long             | EC               | CORP              | US        |      1724 | NS      | $232533.12    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| ROBLOX Corp                               | ROBLOX Corp                               | CUSIP: 771049103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7457 | NS      | $277474.97    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| SPS Commerce Inc                          | SPS Commerce Inc                          | CUSIP: 78463M107<br>LEI: 2549006XVF9GCCETDQ72 | Long             | EC               | CORP              | US        |       952 | NS      | $129548.16    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| SPDR Portfolio Short Term Trea            | SPDR Portfolio Short Term Treasury ETF    | CUSIP: 78468R101<br>LEI: 549300CVHDNMTIUMZ693 | Long             | EC               | RF                | US        |    119529 | NS      | $3480684.48   | 7.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Vanguard Short-Term Treasury E            | Vanguard Short-Term Treasury ETF          | CUSIP: 92206C102<br>LEI: N/A                  | Long             | EC               | RF                | US        |    130206 | NS      | $7584499.50   | 16.31%            |  |  |  | No            |                  1 | On Loan: No      |
| Vertex Pharmaceuticals Inc                | Vertex Pharmaceuticals Inc                | CUSIP: 92532F100<br>LEI: 54930015RAQRRZ5ZGJ91 | Long             | EC               | CORP              | US        |      1214 | NS      | $392243.40    | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Workday Inc                               | Workday Inc                               | CUSIP: 98138H101<br>LEI: 549300J0DYC0N31V7G13 | Long             | EC               | CORP              | US        |      1771 | NS      | $321312.53    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Zillow Group Inc                          | Zillow Group Inc                          | CUSIP: 98954M200<br>LEI: 2549002XEELQDIR6FU05 | Long             | EC               | CORP              | US        |      5207 | NS      | $230201.47    | 0.49%             |  |  |  | No            |                  1 | On Loan: —       |
| Zscaler Inc                               | Zscaler Inc                               | CUSIP: 98980G102<br>LEI: 529900MZ0RTK1BWRNF46 | Long             | EC               | CORP              | US        |      1881 | NS      | $233544.96    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Zoom Video Communications Inc             | Zoom Video Communications Inc             | CUSIP: 98980L101<br>LEI: 549300T9GCHU0ODOM055 | Long             | EC               | CORP              | US        |      3199 | NS      | $239925.00    | 0.52%             |  |  |  | No            |                  1 | On Loan: —       |
| Mount Vernon Liquid Assets Portfolio, LLC | Mount Vernon Liquid Assets Portfolio, LLC | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | PF                | US        |   4873821 | NS      | $4873820.75   | 10.48%            |  |  |  | No            |                  1 | On Loan: No      |
| Jazz Pharmaceuticals PLC                  | Jazz Pharmaceuticals PLC                  | CUSIP: N/A<br>LEI: 635400GAUMJCLEZRRV50       | Long             | EC               | CORP              | IE        |      1291 | NS      | $202248.06    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Royalty Pharma PLC                        | Royalty Pharma PLC                        | CUSIP: N/A<br>LEI: 549300FGFN7VOK8BZR03       | Long             | EC               | CORP              | US        |      5387 | NS      | $211116.53    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| AbbVie Inc                                | AbbVie Inc                                | CUSIP: 00287Y109<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | EC               | CORP              | US        |      3452 | NS      | $510033.00    | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Autodesk Inc                              | Autodesk Inc                              | CUSIP: 052769106<br>LEI: FRKKVKAIQEF3FCSTPG55 | Long             | EC               | CORP              | US        |      1607 | NS      | $345762.12    | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Dropbox Inc                               | Dropbox Inc                               | CUSIP: 26210C104<br>LEI: 549300JCDF7UAR6TJR51 | Long             | EC               | CORP              | US        |      7485 | NS      | $173876.55    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Dynatrace Inc                             | Dynatrace Inc                             | CUSIP: 268150109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5452 | NS      | $209520.36    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| eBay Inc                                  | eBay Inc                                  | CUSIP: 278642103<br>LEI: OML71K8X303XQONU6T67 | Long             | EC               | CORP              | US        |      5873 | NS      | $290713.50    | 0.62%             |  |  |  | No            |                  1 | On Loan: —       |
| Enphase Energy Inc                        | Enphase Energy Inc                        | CUSIP: 29355A107<br>LEI: 5493008U7KIGMI59Z314 | Long             | EC               | CORP              | US        |       992 | NS      | $219608.96    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Etsy Inc                                  | Etsy Inc                                  | CUSIP: 29786A106<br>LEI: 54930089Q7XT501AEA40 | Long             | EC               | CORP              | US        |      1796 | NS      | $247093.68    | 0.53%             |  |  |  | No            |                  1 | On Loan: —       |
| Exelixis Inc                              | Exelixis Inc                              | CUSIP: 30161Q104<br>LEI: 254900PJQB59O2O95R37 | Long             | EC               | CORP              | US        |      8611 | NS      | $151725.82    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Expedia Group Inc                         | Expedia Group Inc                         | CUSIP: 30212P303<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2215 | NS      | $253174.50    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc                        | Meta Platforms Inc                        | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |      4412 | NS      | $657255.64    | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| FactSet Research Systems Inc              | FactSet Research Systems Inc              | CUSIP: 303075105<br>LEI: 549300ZSJE7NBK6K9P30 | Long             | EC               | CORP              | US        |       517 | NS      | $218659.98    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Fair Isaac Corp                           | Fair Isaac Corp                           | CUSIP: 303250104<br>LEI: RI6HET5SJUEY30V1PS26 | Long             | EC               | CORP              | US        |       368 | NS      | $245069.60    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| F5 Inc                                    | F5 Inc                                    | CUSIP: 315616102<br>LEI: 54930015FPK9KT966303 | Long             | EC               | CORP              | US        |      1272 | NS      | $187823.52    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity Government Portfolio             | Fidelity Government Portfolio             | CUSIP: 316175108<br>LEI: 549300FQDFZGLUOCWN51 | Long             | STIV             | RF                | US        |     81863 | NS      | $81863.48     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Fortinet Inc                              | Fortinet Inc                              | CUSIP: 34959E109<br>LEI: 549300O0QJWDBAS0QX03 | Long             | EC               | CORP              | US        |      5806 | NS      | $303886.04    | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Gilead Sciences Inc                       | Gilead Sciences Inc                       | CUSIP: 375558103<br>LEI: 549300WTZWR07K8MNV44 | Long             | EC               | CORP              | US        |      4870 | NS      | $408787.80    | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| GoDaddy Inc                               | GoDaddy Inc                               | CUSIP: 380237107<br>LEI: 549300J8H1TB0I2CB447 | Long             | EC               | CORP              | US        |      2695 | NS      | $221340.35    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Halozyme Therapeutics Inc                 | Halozyme Therapeutics Inc                 | CUSIP: 40637H109<br>LEI: 529900242I3SV9AGM753 | Long             | EC               | CORP              | US        |      3115 | NS      | $161263.55    | 0.35%             |  |  |  | No            |                  1 | On Loan: —       |
| Jack Henry & Associates Inc               | Jack Henry & Associates Inc               | CUSIP: 426281101<br>LEI: 529900X1QS8C54W0JB21 | Long             | EC               | CORP              | US        |      1157 | NS      | $208364.13    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Hologic Inc                               | Hologic Inc                               | CUSIP: 436440101<br>LEI: 549300DYP6F5ZJL0LB74 | Long             | EC               | CORP              | US        |      3174 | NS      | $258268.38    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| HubSpot Inc                               | HubSpot Inc                               | CUSIP: 443573100<br>LEI: 529900BLNVEW0MVKJB37 | Long             | EC               | CORP              | US        |       766 | NS      | $265809.66    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuit Inc                                | Intuit Inc                                | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |      1033 | NS      | $436618.11    | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Palantir Technologies Inc                 | Palantir Technologies Inc                 | CUSIP: 69608A108<br>LEI: 549300UVN46B3BBDHO85 | Long             | EC               | CORP              | US        |     30237 | NS      | $235243.86    | 0.51%             |  |  |  | No            |                  1 | On Loan: —       |
| Palo Alto Networks Inc                    | Palo Alto Networks Inc                    | CUSIP: 697435105<br>LEI: 549300QXR2YVZV231H43 | Long             | EC               | CORP              | US        |      1999 | NS      | $317121.36    | 0.68%             |  |  |  | No            |                  1 | On Loan: —       |
| Paylocity Holding Corp                    | Paylocity Holding Corp                    | CUSIP: 70438V106<br>LEI: 549300VH75FTB4DIEE07 | Long             | EC               | CORP              | US        |       950 | NS      | $197875.50    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| PayPal Holdings Inc                       | PayPal Holdings Inc                       | CUSIP: 70450Y103<br>LEI: 5493005X2GO78EFZ3E94 | Long             | EC               | CORP              | US        |      4910 | NS      | $400115.90    | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Pure Storage Inc                          | Pure Storage Inc                          | CUSIP: 74624M102<br>LEI: 549300NPDB0BZTK3WO90 | Long             | EC               | CORP              | US        |      6874 | NS      | $198933.56    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Qorvo Inc                                 | Qorvo Inc                                 | CUSIP: 74736K101<br>LEI: 254900YAUJV2EUEVBR11 | Long             | EC               | CORP              | US        |      1960 | NS      | $212973.60    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Qualys Inc                                | Qualys Inc                                | CUSIP: 74758T303<br>LEI: 549300EMBXYOW9W1XA17 | Long             | EC               | CORP              | US        |      1016 | NS      | $117205.76    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-16

**Name of Applicant:** TrimTabs ETF Trust

**Signature:** /s/ Derin Cohen

**Name of Signer:** TrimTabs ETF Trust

**Title:** Chief Compliance Officer