# EDGAR Filing Document

**Accession Number:** 0001604488
**File Stem:** 0001604488-25-000247
**Filing Date:** 2025-11
**Character Count:** 17109
**Document Hash:** 6008d992240982e4d0208052cd917525
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001604488-25-000247.hdr.sgml**: 20251117

**ACCESSION NUMBER**: 0001604488-25-000247

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251117

**DATE AS OF CHANGE**: 20251117

**EFFECTIVENESS DATE**: 20251117

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** First Trust Capital Management L.P.
- **CENTRAL INDEX KEY:** 0001604488

**ORGANIZATION NAME:**
- **EIN:** 901006997
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-17430
- **FILM NUMBER:** 251489600

**BUSINESS ADDRESS:**
- **STREET 1:** 225 W. WACKER DRIVE
- **STREET 2:** 21ST FLOOR
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** 872-260-4182

**MAIL ADDRESS:**
- **STREET 1:** 225 W. WACKER DRIVE
- **STREET 2:** 21ST FLOOR
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Vivaldi Asset Management, LLC
- **DATE OF NAME CHANGE:** 20140402

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** First Trust Capital Management L.P.<br>**Address:** 225 W. WACKER DRIVE<br>21ST FLOOR<br>CHICAGO, IL 60606

**Form 13F File Number:** 028-17430

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Meredith Weeks<br>**Title:** Compliance Manager<br>**Phone:** 872-257-3760

**Signature, Place, and Date of Signing:**

/s/ Meredith Weeks  Chicago, IL  11-14-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 1

**Form 13F Information Table Entry Total:** 123

**Form 13F Information Table Value Total:** $1550793289

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                    | Form 13F File Number   |
|:---|:---|:---|
|  | FIRST TRUST ADVISORS LP | 028-06487              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 1RT ACQUISITION CORP. | Equity | G6757R105 |  | 3134958 | 299996 | SH |  | SOLE |  | 299996 | 0 | 0 |
| AA MISSION ACQUISITION CORP | Equity | G1000R101 |  | 31397382 | 2984542 | SH |  | SOLE |  | 2984542 | 0 | 0 |
| AGRICULTURE  NAT SOL ACQ CO | Equity | G0131Y100 |  | 34012776 | 3117578 | SH |  | SOLE |  | 3117578 | 0 | 0 |
| AIMEI HEALTH TECHNOLOGY CO L | Equity | G01341109 |  | 7697600 | 680000 | SH |  | SOLE |  | 680000 | 0 | 0 |
| AMERICAN EXCEPTIONALISM ACQU | Equity | G0273J101 |  | 546500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| ANDRETTI ACQUISITION CORP II | Equity | G26745102 |  | 11828262 | 1130809 | SH |  | SOLE |  | 1130809 | 0 | 0 |
| ARIS WATER SOLUTIONS INC | Equity | 04041L106 |  | 45496097 | 1844935 | SH |  | SOLE |  | 1844935 | 0 | 0 |
| ARMADA ACQUISITION CORP II | Equity | G0R38G104 |  | 5217000 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| ARTIUS II ACQUISITION INC | Equity | G0509J115 |  | 3868400 | 380000 | SH |  | SOLE |  | 380000 | 0 | 0 |
| AVIDXCHANGE HOLDINGS INC | Equity | 05368X102 |  | 31916078 | 3207646 | SH |  | SOLE |  | 3207646 | 0 | 0 |
| AVIDXCHANGE HOLDINGS INC | Equity | 05368X102 |  | 1355906 | 136272 | SH |  | SOLE | 1 | 136272 | 0 | 0 |
| AXIOM INTELLIGENCE AC CORP 1 | Equity | G0750N104 |  | 6474000 | 650000 | SH |  | SOLE |  | 650000 | 0 | 0 |
| BAYVIEW ACQUISITION CORP | Equity | 07323B100 |  | 1473343 | 128340 | SH |  | SOLE |  | 128340 | 0 | 0 |
| BERTO ACQUISITION CORP | Equity | G1051H101 |  | 10399979 | 999998 | SH |  | SOLE |  | 999998 | 0 | 0 |
| BLUE ACQUISITION CORP. | Equity | G1331A108 |  | 2121099 | 212216 | SH |  | SOLE |  | 212216 | 0 | 0 |
| BLUE WTR ACQUISITION CORP. I | Equity | G1368E106 |  | 2492480 | 249998 | SH |  | SOLE |  | 249998 | 0 | 0 |
| BTC DEV CORP | Equity | G0701G125 |  | 7575000 | 750000 | SH |  | SOLE |  | 750000 | 0 | 0 |
| CAL REDWOOD ACQUISITION CORP | Equity | G17564108 |  | 4000360 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| CANTOR EQUITY PARTNERS II IN | Equity | G1827P106 |  | 2102000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| CANTOR EQUITY PARTNERS III I | Equity | G1828A108 |  | 1032000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| CANTOR EQUITY PARTNERS IV IN | Equity | G1828E100 |  | 10185000 | 1000000 | SH |  | SOLE |  | 1000000 | 0 | 0 |
| CAYSON ACQUISITION CORP | Equity | G1993W109 |  | 785250 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| CENTURION ACQUISITION CORP | Equity | G20315100 |  | 28959750 | 2745000 | SH |  | SOLE |  | 2745000 | 0 | 0 |
| CHAMPIONSGATE ACQUISITION CO | Equity | G2124S108 |  | 5004135 | 496935 | SH |  | SOLE |  | 496935 | 0 | 0 |
| CHARLTON ARIA ACQUISITION CO | Equity | G9877L107 |  | 8585850 | 828750 | SH |  | SOLE |  | 828750 | 0 | 0 |
| CHIME FINL INC | Equity | 16935C109 |  | 13248422 | 656838 | SH |  | SOLE |  | 656838 | 0 | 0 |
| CHURCHILL CAP CORP X | Equity | G2130T108 |  | 2301889 | 178996 | SH |  | SOLE |  | 178996 | 0 | 0 |
| COHEN CIRCLE ACQUISIT CORP I | Equity | G2254C121 |  | 2030000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| COLUMBUS CIRCLE CAP CORP. I | Equity | G2296A109 |  | 6643142 | 656437 | SH |  | SOLE |  | 656437 | 0 | 0 |
| CRANE HBR ACQUISITION CORP | Equity | G24979109 |  | 4563000 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| CSLM DIGITA ASSET ACQ CORP I | Equity | G2584S101 |  | 3970000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| CYBERARK SOFTWARE LTD | Equity | M2682V108 |  | 57978000 | 120000 | SH |  | SOLE |  | 120000 | 0 | 0 |
| DIGITAL ASSET ACQUISITION CO | Equity | G2868C103 |  | 9012016 | 884398 | SH |  | SOLE |  | 884398 | 0 | 0 |
| DRUGS MADE IN AMER ACQ II CO | Equity | G2851K120 |  | 18702110 | 1880554 | SH |  | SOLE |  | 1880554 | 0 | 0 |
| DRUGS MADE IN AMER ACQUTN CO | Equity | G2847J104 |  | 23030475 | 2242500 | SH |  | SOLE |  | 2242500 | 0 | 0 |
| DUNE ACQUISITION CORP II | Equity | G2867S109 |  | 7076919 | 699992 | SH |  | SOLE |  | 699992 | 0 | 0 |
| DYNAMIX CORP | Equity | G2949D104 |  | 1932117 | 185602 | SH |  | SOLE |  | 185602 | 0 | 0 |
| ELECTRONIC ARTS INC | Equity | 285512109 |  | 50425000 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| EMBRACE CHANGE ACQUISITN COR | Equity | G3034H109 |  | 2416000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| ENERGY TRANSFER L P | Equity | 29273V100 |  | 206383 | 12027 | SH |  | SOLE |  | 12027 | 0 | 0 |
| ENTERPRISE PRODS PARTNERS L | Equity | 293792107 |  | 210322 | 6726 | SH |  | SOLE |  | 6726 | 0 | 0 |
| EQV VENTURES AC CORP. II | Equity | G3106Q102 |  | 6239098 | 627045 | SH |  | SOLE |  | 627045 | 0 | 0 |
| FIFTH ERA ACQUISITION CORP I | Equity | G3415K101 |  | 4576500 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| FIGX CAP ACQUISITION CORP. | Equity | G3473K100 |  | 2497500 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| FRONTIER COMMUNICATIONS PARE | Equity | 35909D109 |  | 900695 | 24115 | SH |  | SOLE | 1 | 24115 | 0 | 0 |
| FUTURECREST ACQUISITION CORP | Equity | G3730U123 |  | 4240000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| GESHER ACQUISITION CORP. II | Equity | G3852D107 |  | 4896766 | 482440 | SH |  | SOLE |  | 482440 | 0 | 0 |
| GIGCAPITAL7 CORP | Equity | G38648104 |  | 5361130 | 508164 | SH |  | SOLE |  | 508164 | 0 | 0 |
| GLOBA TERRA ACQUISITION COR | Equity | G3933N116 |  | 4726358 | 473583 | SH |  | SOLE |  | 473583 | 0 | 0 |
| GORES HLDGS X INC | Equity | G4002F109 |  | 5550115 | 543596 | SH |  | SOLE |  | 543596 | 0 | 0 |
| GP-ACT III ACQUISITION CORP | Equity | G4035N103 |  | 22165416 | 2091077 | SH |  | SOLE |  | 2091077 | 0 | 0 |
| GRAF GLOBAL CORP | Equity | G4036C106 |  | 22547674 | 2139248 | SH |  | SOLE |  | 2139248 | 0 | 0 |
| GSR IV ACQUISITION CORP | Equity | G4R12K123 |  | 9586930 | 945923 | SH |  | SOLE |  | 945923 | 0 | 0 |
| GUESS INC | Equity | 401617105 |  | 1149782 | 68808 | SH |  | SOLE |  | 68808 | 0 | 0 |
| HAYMAKER ACQUISITION CORP IV | Equity | G4375F108 |  | 16521994 | 1456966 | SH |  | SOLE |  | 1456966 | 0 | 0 |
| HIGHVIEW MERGER CORP | Equity | G4569C127 |  | 2530000 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| HORIZON SPACE ACQUSTN I CORP | Equity | G4619M109 |  | 3696000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| BLEICHROEDER ACQUISITION COR | Equity | G1169T104 |  | 21729094 | 2089336 | SH |  | SOLE |  | 2089336 | 0 | 0 |
| INFORMATICA INC | Equity | 45674M101 |  | 1205833 | 48544 | SH |  | SOLE | 1 | 48544 | 0 | 0 |
| INTEGRAL AD SCIENCE HLDNG CO | Equity | 45828L108 |  | 21243055 | 2088796 | SH |  | SOLE |  | 2088796 | 0 | 0 |
| JACKSON ACQUISITION CO II | Equity | G4992A110 |  | 5890650 | 567500 | SH |  | SOLE |  | 567500 | 0 | 0 |
| JENA ACQUISITION CORP II | Equity | G5093B105 |  | 2249342 | 221610 | SH |  | SOLE |  | 221610 | 0 | 0 |
| K GROWTH ACQUISITION CORP | Equity | G52258111 |  | 1045424 | 102342 | SH |  | SOLE |  | 102342 | 0 | 0 |
| KEEN VISION ACQUISITION CORP | Equity | G52443119 |  | 1214442 | 105511 | SH |  | SOLE |  | 105511 | 0 | 0 |
| KELLANOVA | Equity | 487836108 |  | 37902508 | 462113 | SH |  | SOLE |  | 462113 | 0 | 0 |
| KELLANOVA | Equity | 487836108 |  | 1082664 | 13200 | SH |  | SOLE | 1 | 13200 | 0 | 0 |
| LAUNCH ONE ACQUISITION CORP | Equity | G5S86M100 |  | 21735000 | 2070000 | SH |  | SOLE |  | 2070000 | 0 | 0 |
| LEGATO MERGER CORP III | Equity | G5451A103 |  | 19344791 | 1801191 | SH |  | SOLE |  | 1801191 | 0 | 0 |
| LIONHEART HOLDINGS | Equity | G5501C109 |  | 22543950 | 2145000 | SH |  | SOLE |  | 2145000 | 0 | 0 |
| M3BRIGADE ACQUISITION V CORP | Equity | G63212107 |  | 5843835 | 553918 | SH |  | SOLE |  | 553918 | 0 | 0 |
| M3-BRIGADE ACQUISITION VI CO | Equity | G63221124 |  | 4048000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| MELAR ACQUISITION CORP. I | Equity | G6004G100 |  | 14700000 | 1400000 | SH |  | SOLE |  | 1400000 | 0 | 0 |
| MERUS N V | Equity | N5749R100 |  | 23100079 | 245354 | SH |  | SOLE |  | 245354 | 0 | 0 |
| MOUNTAIN LAKE ACQUISITION CO | Equity | G6301B101 |  | 10351500 | 1005000 | SH |  | SOLE |  | 1005000 | 0 | 0 |
| MR COOPER GROUP INC | Equity | 62482R107 |  | 72843333 | 345573 | SH |  | SOLE |  | 345573 | 0 | 0 |
| NABORS ENERGY TRANSITION COR | Equity | G6363K106 |  | 14524864 | 1295706 | SH |  | SOLE |  | 1295706 | 0 | 0 |
| NEWBURY STR II ACQUISITION C | Equity | G6439S109 |  | 700336 | 67600 | SH |  | SOLE |  | 67600 | 0 | 0 |
| NEWHOLD INVT CORP III | Equity | G6486E102 |  | 9471961 | 930448 | SH |  | SOLE |  | 930448 | 0 | 0 |
| OAK WOODS ACQUISITION CORP | Equity | 67190B104 |  | 6350063 | 526103 | SH |  | SOLE |  | 526103 | 0 | 0 |
| OYSTER ENTERPRISES II ACQUIS | Equity | G6861F104 |  | 1503300 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| PALMER SQUARE CAPITAL BDC IN | Equity | 69702V107 |  | 15807907 | 1288338 | SH |  | SOLE |  | 1288338 | 0 | 0 |
| PERFORMANT HEALTHCARE INC | Equity | 71377E105 |  | 17464003 | 2259250 | SH |  | SOLE |  | 2259250 | 0 | 0 |
| PIONEER ACQUISITION I CORP | Equity | G7117W107 |  | 4980000 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| PLAINS ALL AMERN PIPELINE L | Equity | 726503105 |  | 205181 | 12027 | SH |  | SOLE |  | 12027 | 0 | 0 |
| PLUM ACQUISITION CORP IV | Equity | G7134A104 |  | 6708000 | 650000 | SH |  | SOLE |  | 650000 | 0 | 0 |
| POTBELLY CORP | Equity | 73754Y100 |  | 14615225 | 857701 | SH |  | SOLE |  | 857701 | 0 | 0 |
| PROASSURANCE CORP | Equity | 74267C106 |  | 510675 | 21287 | SH |  | SOLE | 1 | 21287 | 0 | 0 |
| PROCAP ACQUISITION CORP | Equity | G7257A105 |  | 4638908 | 451695 | SH |  | SOLE |  | 451695 | 0 | 0 |
| PROS HOLDINGS INC | Equity | 74346Y103 |  | 20445159 | 892412 | SH |  | SOLE |  | 892412 | 0 | 0 |
| PYROPHYTE ACQUISITION CORP. | Equity | G7309T102 |  | 2490000 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| RANGE CAP ACQUISITION CORP | Equity | G7375C108 |  | 7717500 | 750000 | SH |  | SOLE |  | 750000 | 0 | 0 |
| REAL ASSET ACQUISITION CORP | Equity | G73944103 |  | 9205131 | 908700 | SH |  | SOLE |  | 908700 | 0 | 0 |
| RENATUS TACTICAL ACQUIS | Equity | G7490F101 |  | 3782082 | 346662 | SH |  | SOLE |  | 346662 | 0 | 0 |
| REPUBLIC DIGITAL ACQUISITION | Equity | G7515A103 |  | 3675580 | 359998 | SH |  | SOLE |  | 359998 | 0 | 0 |
| RF ACQUISITION CORP II | Equity | G75389109 |  | 11052684 | 1029114 | SH |  | SOLE |  | 1029114 | 0 | 0 |
| RITHM ACQUISITION CORP | Equity | G75751100 |  | 12312300 | 1201200 | SH |  | SOLE |  | 1201200 | 0 | 0 |
| ROMAN DBDR ACQUISITION CORP | Equity | G7633M104 |  | 4797871 | 464955 | SH |  | SOLE |  | 464955 | 0 | 0 |
| SAPIENS INTL CORP N V | Equity | G7T16G103 |  | 17474684 | 406388 | SH |  | SOLE |  | 406388 | 0 | 0 |
| SIDDHI ACQUISITION CORP | Equity | G8118C124 |  | 16829806 | 1658109 | SH |  | SOLE |  | 1658109 | 0 | 0 |
| SILVERBOX CORP IV | Equity | G81354105 |  | 4660909 | 445168 | SH |  | SOLE |  | 445168 | 0 | 0 |
| SIM ACQUISITION CORP. I | Equity | G8431T101 |  | 18972000 | 1800000 | SH |  | SOLE |  | 1800000 | 0 | 0 |
| SIZZLE ACQUISITION CORP. II | Equity | G8193F109 |  | 4090595 | 405813 | SH |  | SOLE |  | 405813 | 0 | 0 |
| SOLARIUS CAPITAL ACQU CORP | Equity | G82617104 |  | 996000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| SOULPOWER ACQUISITION CORP | Equity | G82745103 |  | 7967788 | 789570 | SH |  | SOLE |  | 789570 | 0 | 0 |
| SPRING VY ACQUISITION CORP I | Equity | G8377R101 |  | 3466259 | 343194 | SH |  | SOLE |  | 343194 | 0 | 0 |
| SURMODICS INC | Equity | 868873100 |  | 577923 | 19335 | SH |  | SOLE | 1 | 19335 | 0 | 0 |
| TAVIA ACQUISITION CORP | Equity | G86880104 |  | 5170000 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| TEXAS VENTURES ACQUISITION I | Equity | G8772L105 |  | 14983344 | 1399005 | SH |  | SOLE |  | 1399005 | 0 | 0 |
| TITAN ACQUISITION CORP | Equity | G8901A103 |  | 7590000 | 750000 | SH |  | SOLE |  | 750000 | 0 | 0 |
| TOURMALINE BIO INC | Equity | 89157D105 |  | 33278057 | 695757 | SH |  | SOLE |  | 695757 | 0 | 0 |
| TRAILBLAZER ACQUISITION CORP | Equity | G9009S129 |  | 2045000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| TRANSLATIONAL DEV ACQUISITIO | Equity | G9008W105 |  | 6727479 | 649998 | SH |  | SOLE |  | 649998 | 0 | 0 |
| VENDOME ACQUISITION CORP I | Equity | G9580A109 |  | 18370500 | 1850000 | SH |  | SOLE |  | 1850000 | 0 | 0 |
| VERINT SYS INC | Equity | 92343X100 |  | 261225 | 12900 | SH |  | SOLE |  | 12900 | 0 | 0 |
| VERITEX HLDGS INC | Equity | 923451108 |  | 86112752 | 2568230 | SH |  | SOLE |  | 2568230 | 0 | 0 |
| VERONA PHARMA PLC | Equity | 925050106 |  | 97012515 | 909123 | SH |  | SOLE |  | 909123 | 0 | 0 |
| VINE HILL CAP INVT CORP. | Equity | G93Y09107 |  | 16764513 | 1565314 | SH |  | SOLE |  | 1565314 | 0 | 0 |
| VOYAGER ACQUISITION CORP | Equity | G93A7H104 |  | 16298955 | 1552947 | SH |  | SOLE |  | 1552947 | 0 | 0 |
| WEN ACQUISITION CORP | Equity | G9R39C103 |  | 2632799 | 260158 | SH |  | SOLE |  | 260158 | 0 | 0 |
| WESTERN MIDSTREAM PARTNERS L | Equity | 958669103 |  | 224228 | 5707 | SH |  | SOLE |  | 5707 | 0 | 0 |
| WNS HLDGS LTD | Equity | G98196101 |  | 103817732 | 1361187 | SH |  | SOLE |  | 1361187 | 0 | 0 |
| YORKVILLE ACQUISITION CORP. | Equity | G98659116 |  | 2793240 | 262030 | SH |  | SOLE |  | 262030 | 0 | 0 |
| ZIMVIE INC | Equity | 98888T107 |  | 12049798 | 636209 | SH |  | SOLE |  | 636209 | 0 | 0 |

---