# EDGAR Filing Document

**Accession Number:** 0002095225
**File Stem:** 0001493152-25-022056
**Filing Date:** 2025-11
**Character Count:** 11663
**Document Hash:** db0b2634a036205f416c442975cd8cf7
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-25-022056.hdr.sgml**: 20251112

**ACCESSION NUMBER**: 0001493152-25-022056

**CONFORMED SUBMISSION TYPE**: SCHEDULE 13G

**PUBLIC DOCUMENT COUNT**: 3

**FILED AS OF DATE**: 20251112

**DATE AS OF CHANGE**: 20251112

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CapsoVision, Inc
- **CENTRAL INDEX KEY:** 0001378325
- **STANDARD INDUSTRIAL CLASSIFICATION:** ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
- **ORGANIZATION NAME:** 08 Industrial Applications and Services
- **EIN:** 203369494
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SCHEDULE 13G
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-95270
- **FILM NUMBER:** 251475021

**BUSINESS ADDRESS:**
- **STREET 1:** 18805 COX AVENUE SUITE 250
- **CITY:** SARATOGA
- **STATE:** CA
- **ZIP:** 95070
- **BUSINESS PHONE:** (408) 370-4790

**MAIL ADDRESS:**
- **STREET 1:** 18805 COX AVENUE SUITE 250
- **CITY:** SARATOGA
- **STATE:** CA
- **ZIP:** 95070

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Capso Vision Inc
- **DATE OF NAME CHANGE:** 20061016
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** KIOXIA Corp
- **CENTRAL INDEX KEY:** 0002095225

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** M0
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** SCHEDULE 13G

**BUSINESS ADDRESS:**
- **ADDRESS IS A NON US LOCATION:** YES
- **STREET 1:** 3-1-21 SHIBAURA
- **STREET 2:** MINATO-KU
- **CITY:** TOKYO
- **PROVINCE COUNTRY:** M0
- **ZIP:** 108-0023
- **BUSINESS PHONE:** 3-6478-2308

**MAIL ADDRESS:**
- **ADDRESS IS A NON US LOCATION:** YES
- **STREET 1:** 3-1-21 SHIBAURA
- **STREET 2:** MINATO-KU
- **CITY:** TOKYO
- **PROVINCE COUNTRY:** M0
- **ZIP:** 108-0023

## Exhibit 99.1

**Exhibit 99.1**

**Identification of the subsidiary which acquired the security being reported on by the parent holding company**

Kioxia Corporation is the direct beneficial owner of 3,446,925 shares of common stock of CapsoVision, Inc. Kioxia Corporation is a direct, wholly owned subsidiary of Kioxia Holdings Corporation.

## Exhibit 99.2

**Exhibit 99.2**

**<u>JOINT FILING AGREEMENT</u>**

Each of Kioxia Corporation, a Japanese corporation, and Kioxia Holdings Corporation, a Japanese corporation, hereby agrees, in accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), that the Schedule 13G filed herewith (and any amendments thereto), relating to the common stock of CapsoVision, Inc., a Delaware corporation, is, and will be, jointly filed on behalf of each such person with the Securities and Exchange Commission, and further agrees that this joint filing agreement be included as an exhibit to such joint filings. In evidence thereof, the undersigned hereby execute this joint filing agreement as of the date set forth below.

Date: November 12, 2025

---

| | |
|:---|:---|
| KIOXIA CORPORATION | KIOXIA CORPORATION |
| By: | */s/ JUNICHIRO YAGUCHI* |
| Name: | JUNICHIRO YAGUCHI |
| Title: | MANAGING EXECUTIVE OFFICER |
| KIOXIA HOLDINGS CORPORATION | KIOXIA HOLDINGS CORPORATION |
| By: | */s/ HIDEKI HANAZAWA* |
| Name: | HIDEKI HANAZAWA |
| Title: | CFO |

---

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## SCHEDULE 13G

### Under the Securities Exchange Act of 1934

**Issuer:** CapsoVision, Inc.

**Title of Class of Securities:** Common Stock, par value $0.001 per share

**CUSIP Number:** 140935107

**Date of Event Which Requires Filing of this Statement:** 07/01/2025

**Check the appropriate box to designate the rule pursuant to which this Schedule is filed:**

- [ ] Rule 13d-1(b)

- [ ] Rule 13d-1(c)

- [x] Rule 13d-1(d)

---

| 1. | Names of Reporting Persons<br>Kioxia Corporation | Names of Reporting Persons<br>Kioxia Corporation |
|:---|:---|:---|:---|
| 2. | Check the Appropriate Box if a Member of a Group (See Instructions)<br>(a) [ ] (b) [ ] | Check the Appropriate Box if a Member of a Group (See Instructions)<br>(a) [ ] (b) [ ] |
| 3. | SEC Use Only | SEC Use Only |
| 4. | Citizenship or Place of Organization<br>M0 | Citizenship or Place of Organization<br>M0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person<br>With | 5. | Sole Voting Power<br>0.00 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person<br>With | 6. | Shared Voting Power<br>3446925.00 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person<br>With | 7. | Sole Dispositive Power<br>0.00 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person<br>With | 8. | Shared Dispositive Power<br>3446925.00 |
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person<br>3446925.00 | Aggregate Amount Beneficially Owned by Each Reporting Person<br>3446925.00 |
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] |
| 11. | Percent of Class Represented by Amount in Row (9)<br>7.4% | Percent of Class Represented by Amount in Row (9)<br>7.4% |
| 12. | Type of Reporting Person (See Instructions)<br>CO | Type of Reporting Person (See Instructions)<br>CO |

**Comment for Type of Reporting Person:** Percentage ownership reported in Row 11 is based on 46,774,067 shares of the Issuer's outstanding common stock as of August 11, 2025, as reported in the Issuer's quarterly report on Form 10-Q for the period ended June 30, 2025 filed with the Securities and Exchange Commission on August 14, 2025.

---

| 1. | Names of Reporting Persons<br>Kioxia Holdings Corporation | Names of Reporting Persons<br>Kioxia Holdings Corporation |
|:---|:---|:---|:---|
| 2. | Check the Appropriate Box if a Member of a Group (See Instructions)<br>(a) [ ] (b) [ ] | Check the Appropriate Box if a Member of a Group (See Instructions)<br>(a) [ ] (b) [ ] |
| 3. | SEC Use Only | SEC Use Only |
| 4. | Citizenship or Place of Organization<br>M0 | Citizenship or Place of Organization<br>M0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person<br>With | 5. | Sole Voting Power<br>0.00 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person<br>With | 6. | Shared Voting Power<br>3446925.00 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person<br>With | 7. | Sole Dispositive Power<br>0.00 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person<br>With | 8. | Shared Dispositive Power<br>3446925.00 |
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person<br>3446925.00 | Aggregate Amount Beneficially Owned by Each Reporting Person<br>3446925.00 |
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] |
| 11. | Percent of Class Represented by Amount in Row (9)<br>7.4% | Percent of Class Represented by Amount in Row (9)<br>7.4% |
| 12. | Type of Reporting Person (See Instructions)<br>CO | Type of Reporting Person (See Instructions)<br>CO |

**Comment for Type of Reporting Person:** Kioxia Holdings Corporation's beneficial ownership of the Issuer's common stock reported in Rows 6, 8, and 9 is comprised of 3,446,925 shares of the Issuer's common stock held directly by Kioxia Corporation, a direct, wholly-owned subsidiary of Kioxia Holdings Corporation.

Percentage ownership reported in Row 11 is based on 46,774,067 shares of the Issuer's outstanding common stock as of August 11, 2025, as reported in the Issuer's quarterly report on Form 10-Q for the period ended June 30, 2025 filed with the Securities and Exchange Commission on August 14, 2025.

---

**Item 1(a). Name of Issuer:**
CapsoVision, Inc.

**Item 1(b). Address of Issuer's Principal Executive Offices:**
18805 Cox Avenue, Suite 250, Saratoga, CA 95070

**Item 2(a). Name of Person Filing:**
Kioxia Corporation
Kioxia Holdings Corporation

**Item 2(b). Address of Principal Business Office:**
The address of the principal business office of Kioxia Corporation and of Kioxia Holdings Corporation is 1-21, Shibaura 3-chome, Minato-ku, Tokyo 108-0023, Japan.

**Item 2(c). Citizenship:**
See Row 4 of cover page for each Reporting Person.

**Item 2(d). Title of Class of Securities:**
Common Stock, par value $0.001 per share

**Item 2(e). CUSIP Number:**
140935107

**Item 3. If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:**

(a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

(b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

(c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

(d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

(e) [ ] An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

(f) [ ] An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

(g) [ ] A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

(h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j) [ ] A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), if filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:

(k) [ ] Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).

**Item 4. Ownership:**

**(a) Amount beneficially owned:**

See Row 9 of cover page for each Reporting Person.

**(b) Percent of class:**

See Row 11 of cover page for each Reporting Person.

**(c) Number of shares as to which the person has:**

**(i) Sole power to vote or to direct the vote:**

See Row 5 of cover page for each Reporting Person.

**(ii) Shared power to vote or to direct the vote:**

See Row 6 of cover page for each Reporting Person.

**(iii) Sole power to dispose or to direct the disposition of:**

See Row 7 of cover page for each Reporting Person.

**(iv) Shared power to dispose or to direct the disposition of:**

See Row 8 of cover page for each Reporting Person.

**Item 5. Ownership of Five Percent or Less of a Class.**

[x] If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following.

**Item 6. Ownership of More than 5 Percent on Behalf of Another Person.**

Not Applicable

**Item 7. Identification and Classification of the Subsidiary**

See Exhibit 99.1.

**Item 8. Identification and Classification of Members of the Group**

Not Applicable

**Item 9. Notice of Dissolution of Group**

Not Applicable

**Item 10. Certification:**

—

### SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

**Kioxia Corporation**

**Date:** 11/12/2025

**By:** /s/ JUNICHIRO YAGUCHI

**Name & Title:** JUNICHIRO YAGUCHI, MANAGING EXECUTIVE OFFICER

**Kioxia Holdings Corporation**

**Date:** 11/12/2025

**By:** /s/ HIDEKI HANAZAWA

**Name & Title:** HIDEKI HANAZAWA, CFO