# EDGAR Filing Document

**Accession Number:** 0001762229
**File Stem:** 0001752724-23-043745
**Filing Date:** 2023-2
**Character Count:** 23351
**Document Hash:** ac85793366030a6324db5ed35f910bb6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-043745.hdr.sgml**: 20230227

**ACCESSION NUMBER**: 0001752724-23-043745

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230227

**DATE AS OF CHANGE**: 20230227

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** YieldStreet Prism Fund Inc.
- **CENTRAL INDEX KEY:** 0001762229
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23407
- **FILM NUMBER:** 23676536

**BUSINESS ADDRESS:**
- **STREET 1:** 300 PARK AVENUE, 15TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
- **BUSINESS PHONE:** (844) 943-5378

**MAIL ADDRESS:**
- **STREET 1:** 300 PARK AVENUE, 15TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** YieldStreet Multi-Asset Fund Inc.
- **DATE OF NAME CHANGE:** 20181218

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** YIELDSTREET PRISM FUND INC.

- **b. Investment Company Act file number:** 811-23407

- **c. CIK number of Registrant:** 0001762229

- **d. LEI of Registrant:** 54930012QPI6TRWUNO52

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 300 PARK AVENUE 15TH FLOOR

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10022

  - **Telephone number:** 8449435378

**Item A.2. Information about the Series.**

- **a. Name of Series:** YieldStreet Prism Fund

- **c. LEI of Series:** 54930012QPI6TRWUNO52

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $118213578.12

**Total Liabilities:** $1755859.27

**Net Assets:** $116457718.85

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class        | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID N/A | 0.65%                | 0.75%                | -0.88%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $18093.31                | $4636.61                                   |
| Month 2  | $164.83                  | $78947.37                                  |
| Month 3  | $75363.74                | $-1724159.17                               |

### Schedule of Portfolio Investments

| Name                                     | Title                                                         | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   | Fair Value Level   | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| N/A                                      | Lomar Shipping Limited (Panarea)                              | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |   3550000 | PA      | $3550000.00   | 3.05%             | 2024-01-31      | Fixed         | 9.25%                 | Yes           | 3                  | On Loan: No      |
| N/A                                      | Raistone Purchasing, LLC - First Brands T7                    | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |   2232077 | PA      | $2137403.03   | 1.84%             | 2023-05-03      | Fixed         | 0.00%                 | Yes           | 3                  | On Loan: No      |
| N/A                                      | ARH Models, LLC                                               | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |    961113 | PA      | $961113.33    | 0.83%             | 2024-06-23      | Fixed         | 8.49%                 | No            | 3                  | On Loan: No      |
| N/A                                      | 9RPJ1 Partners, LP                                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               |  | US        |   4932964 | NS      | $4285235.74   | 3.68%             |  |  |  | Yes           | N/A                | On Loan: No      |
| N/A                                      | Lomar Shipping Limited (Salina)                               | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |   3830000 | PA      | $3830000.00   | 3.29%             | 2024-01-31      | Fixed         | 9.25%                 | Yes           | 3                  | On Loan: No      |
| N/A                                      | Urban Standard Capital, LLC (FL Investors - 757 Island Drive) | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               |  | US        |   2651058 | NS      | $2651058.01   | 2.28%             |  |  |  | Yes           | 3                  | On Loan: No      |
| N/A                                      | Rupal Corporation                                             | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |   3000000 | PA      | $3000000.00   | 2.58%             | 2023-02-01      | Fixed         | 8.99%                 | No            | 3                  | On Loan: No      |
| Gs Finance Corp                          | GS Finance Corp.                                              | CUSIP: 40057HAD2<br>LEI: 549300FR80KBVO6DRL61 | Long             | DBT              | CORP              | US        |    500000 | PA      | $311600.00    | 0.27%             | 2023-05-04      | Variable      | 11.00%                | No            | 3                  | On Loan: No      |
| N/A                                      | iBorrow REIT, L.P.                                            | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |   3000000 | PA      | $3000000.00   | 2.58%             | 2023-04-07      | Fixed         | 8.99%                 | Yes           | 3                  | On Loan: No      |
| N/A                                      | YS HP-S JV Corp.                                              | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |   5000000 | PA      | $5000000.00   | 4.29%             | 2025-06-03      | Fixed         | 10.00%                | No            | 3                  | On Loan: No      |
| N/A                                      | NCP SPV Unitranche, LLC                                       | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |   1078029 | PA      | $1078029.00   | 0.93%             | 2023-11-30      | Fixed         | 13.00%                | Yes           | 3                  | On Loan: No      |
| Credit Suisse Ag London                  | Credit Suisse AG London                                       | CUSIP: 22553P2B4<br>LEI: ANGGYXNX0JLX3X63JN86 | Long             | DBT              | CORP              | CH        |    500000 | PA      | $146750.00    | 0.13%             | 2023-11-02      | Variable      | 11.50%                | No            | 3                  | On Loan: No      |
| Ubs Ag                                   | UBS AG                                                        | CUSIP: 90279DHQ2<br>LEI: BFM8T61CT2L1QCEMIK50 | Long             | DBT              | CORP              | CH        |    500000 | PA      | $473600.00    | 0.41%             | 2023-09-25      | Variable      | 0.00%                 | Yes           | 3                  | On Loan: No      |
| Toronto-dominion Bank                    | Toronto-Dominion Bank                                         | CUSIP: 89117GAP2<br>LEI: PT3QB789TSUIDF371261 | Long             | DBT              | CORP              | CA        |    650000 | PA      | $277095.00    | 0.24%             | 2023-06-19      | Variable      | 0.00%                 | No            | 3                  | On Loan: No      |
| N/A                                      | Raistone Purchasing, LLC - First Brands T9                    | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |   2199350 | PA      | $2065409.54   | 1.77%             | 2023-06-07      | Fixed         | 0.00%                 | Yes           | 3                  | On Loan: No      |
| N/A                                      | Raistone Purchasing, LLC (London Lux)                         | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |    186650 | PA      | $0.00         | 0.00%             | 2022-12-23      | Fixed         | 0.00%                 | Yes           | 3                  | On Loan: No      |
| N/A                                      | Everberg Capital, LLC                                         | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |   3000000 | PA      | $3000000.00   | 2.58%             | 2028-05-23      | Floating      | 8.50%                 | Yes           | 3                  | On Loan: No      |
| Toronto-dominion Bank                    | Toronto-Dominion Bank                                         | CUSIP: 89117GCL9<br>LEI: PT3QB789TSUIDF371261 | Long             | DBT              | CORP              | CA        |    500000 | PA      | $216350.00    | 0.19%             | 2023-09-25      | Variable      | 0.00%                 | No            | 3                  | On Loan: No      |
| N/A                                      | BWA20C                                                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               |  | US        |   3300000 | NS      | $2785178.12   | 2.39%             |  |  |  | Yes           | N/A                | On Loan: No      |
| Bank Of Montreal                         | Roku                                                          | CUSIP: 06368GDX2<br>LEI: NQQ6HPCNCCU6TUTQYE16 | Long             | DBT              | CORP              | CA        |    500000 | PA      | $219100.00    | 0.19%             | 2023-12-29      | Variable      | 0.00%                 | No            | 3                  | On Loan: No      |
| Royal Bank Of Canada                     | Royal Bank of Canada                                          | CUSIP: 78013GQ73<br>LEI: ES7IP3U3RHIGC71XBU11 | Long             | DBT              | CORP              | CA        |    500000 | PA      | $301450.00    | 0.26%             | 2023-06-02      | Variable      | 0.00%                 | Yes           | 3                  | On Loan: No      |
| N/A                                      | BIH Owner, LLC                                                | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |   3863816 | PA      | $3863816.29   | 3.32%             | 2023-02-28      | Fixed         | 14.00%                | No            | 3                  | On Loan: No      |
| N/A                                      | YS PE REQ I, LLC                                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               |  | US        |   2000000 | NS      | $2299880.60   | 1.97%             |  |  |  | Yes           | 3                  | On Loan: No      |
| N/A                                      | Raistone Purchasing, LLC - First Brands T5                    | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |   1999703 | PA      | $1963998.36   | 1.69%             | 2023-02-22      | Fixed         | 0.00%                 | Yes           | 3                  | On Loan: No      |
| Toronto-dominion Bank                    | Toronto-Dominion Bank                                         | CUSIP: 89114TXZ0<br>LEI: PT3QB789TSUIDF371261 | Long             | DBT              | CORP              | CA        |    500000 | PA      | $396750.00    | 0.34%             | 2023-12-29      | Variable      | 0.00%                 | No            | 3                  | On Loan: No      |
| N/A                                      | Raistone Purchasing, LLC (London Lux)                         | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |    112461 | PA      | $0.00         | 0.00%             | 2022-12-23      | Fixed         | 0.00%                 | Yes           | 3                  | On Loan: No      |
| N/A                                      | YS PP REQ II, LLC                                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               |  | US        |   2000000 | NS      | $2507899.04   | 2.15%             |  |  |  | Yes           | 3                  | On Loan: No      |
| N/A                                      | Invictus Real Estate Partners (Solaia Condos)                 | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |   7273069 | PA      | $6599170.57   | 5.67%             | 2025-03-24      | Floating      | 13.23%                | Yes           | 3                  | On Loan: No      |
| N/A                                      | Luther Appliance & Furniture Sales Acquisition, LLC           | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |   3975000 | PA      | $3400000.00   | 2.92%             | 2023-10-30      | Fixed         | 12.00%                | No            | 3                  | On Loan: No      |
| N/A                                      | Cottonwood Management, LLC                                    | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |   5000000 | PA      | $5000000.00   | 4.29%             | 2025-02-07      | Floating      | 9.81%                 | Yes           | 3                  | On Loan: No      |
| Gs Finance Corp                          | GS Finance Corp.                                              | CUSIP: 40057HAF7<br>LEI: 549300FR80KBVO6DRL61 | Long             | DBT              | CORP              | US        |    500000 | PA      | $337500.00    | 0.29%             | 2023-05-04      | Variable      | 12.30%                | No            | 3                  | On Loan: No      |
| N/A                                      | Raistone Purchasing, LLC - First Brands T8                    | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |   2200372 | PA      | $2062639.36   | 1.77%             | 2023-06-07      | Fixed         | 0.00%                 | Yes           | 3                  | On Loan: No      |
| N/A                                      | Raistone Purchasing, LLC - First Brands T6                    | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |   2099987 | PA      | $2038115.87   | 1.75%             | 2023-03-29      | Fixed         | 0.00%                 | Yes           | 3                  | On Loan: No      |
| N/A                                      | YS AVN-AVT V LLC                                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               |  | US        |   2589443 | NS      | $2589443.31   | 2.22%             |  |  |  | No            | 3                  | On Loan: No      |
| Bank Of Montreal                         | Block Inc.                                                    | CUSIP: 06368GDW4<br>LEI: NQQ6HPCNCCU6TUTQYE16 | Long             | DBT              | CORP              | CA        |    500000 | PA      | $89750.00     | 0.08%             | 2023-12-29      | Variable      | 17.20%                | No            | 3                  | On Loan: No      |
| Jpmorgan Chase Financial                 | JPMorgan Chase Financial Co. LLC                              | CUSIP: 48133CGJ5<br>LEI: 549300NJFDJOFYVV6789 | Long             | DBT              | CORP              | US        |    500000 | PA      | $149650.00    | 0.13%             | 2023-12-29      | Variable      | 0.00%                 | No            | 3                  | On Loan: No      |
| Gs Finance Corp                          | GS Finance Corp.                                              | CUSIP: 40057HAG5<br>LEI: 549300FR80KBVO6DRL61 | Long             | DBT              | CORP              | US        |    500000 | PA      | $321550.00    | 0.28%             | 2023-05-04      | Variable      | 2.56%                 | No            | 3                  | On Loan: No      |
| Credit Suisse Ag London                  | Credit Suisse AG London                                       | CUSIP: 22553PDC0<br>LEI: ANGGYXNX0JLX3X63JN86 | Long             | DBT              | CORP              | CH        |    500000 | PA      | $401050.00    | 0.34%             | 2023-12-29      | Fixed         | 12.40%                | No            | 3                  | On Loan: No      |
| N/A                                      | Urban Standard Capital, LLC (199 Chrystie)                    | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |   6709309 | PA      | $6569685.22   | 5.64%             | 2024-02-01      | Variable      | 13.45%                | Yes           | 3                  | On Loan: No      |
| N/A                                      | Raistone Purchasing, LLC (London Lux)                         | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |     40062 | PA      | $0.00         | 0.00%             | 2022-12-23      | Fixed         | 0.00%                 | Yes           | 3                  | On Loan: No      |
| N/A                                      | Exotic Car Leasing, LLC                                       | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |   4977000 | PA      | $4977000.00   | 4.27%             | 2023-07-15      | Fixed         | 9.75%                 | No            | 3                  | On Loan: No      |
| Royal Bank Of Canada                     | Royal Bank of Canada                                          | CUSIP: 78013GS22<br>LEI: ES7IP3U3RHIGC71XBU11 | Long             | DBT              | CORP              | CA        |    650000 | PA      | $637585.00    | 0.55%             | 2023-06-19      | Variable      | 3.30%                 | Yes           | 3                  | On Loan: No      |
| Credit Suisse Ag London                  | Credit Suisse AG London                                       | CUSIP: 22550MVK2<br>LEI: ANGGYXNX0JLX3X63JN86 | Long             | DBT              | CORP              | CH        |    500000 | PA      | $458050.00    | 0.39%             | 2023-07-31      | Variable      | 10.50%                | No            | 3                  | On Loan: No      |
| Gs Finance Corp                          | GS Finance Corp.                                              | CUSIP: 40057JLL8<br>LEI: 549300FR80KBVO6DRL61 | Long             | DBT              | CORP              | US        |    500000 | PA      | $167950.00    | 0.14%             | 2023-09-25      | Variable      | 2.50%                 | No            | 3                  | On Loan: No      |
| N/A                                      | Invictus Real Estate Partners (Harrison Yards)                | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |   4000000 | PA      | $4000000.00   | 3.43%             | 2023-06-30      | Floating      | 19.33%                | Yes           | 3                  | On Loan: No      |
| N/A                                      | EH YS Purchaser I LLC                                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               |  | US        |    833333 | NS      | $833333.35    | 0.72%             |  |  |  | No            | 3                  | On Loan: No      |
| Gs Finance Corp                          | GS Finance Corp.                                              | CUSIP: 40057HAE0<br>LEI: 549300FR80KBVO6DRL61 | Long             | DBT              | CORP              | US        |    500000 | PA      | $231650.00    | 0.20%             | 2023-05-04      | Variable      | 9.00%                 | No            | 3                  | On Loan: No      |
| N/A                                      | Arabella Capital                                              | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |   4750000 | PA      | $4750000.00   | 4.08%             | 2023-03-01      | Fixed         | 10.50%                | No            | 3                  | On Loan: No      |
| Sei Daily Income Trust - Government Fund | SEI Government Fund                                           | CUSIP: 783965593<br>LEI: 549300NAA3S75Z454511 | Long             | STIV             | RF                | US        |  27721356 | NS      | $27721356.12  | 23.80%            |  |  |  | No            | 1                  | On Loan: No      |
| N/A                                      | Raistone Purchasing, LLC (London Lux)                         | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |     20164 | PA      | $0.00         | 0.00%             | 2022-12-23      | Fixed         | 0.00%                 | Yes           | 3                  | On Loan: No      |
| Credit Suisse Ag London                  | Credit Suisse AG London                                       | CUSIP: 22550MVN6<br>LEI: ANGGYXNX0JLX3X63JN86 | Long             | DBT              | CORP              | CH        |    500000 | PA      | $470650.00    | 0.40%             | 2023-07-31      | Variable      | 11.00%                | No            | 3                  | On Loan: No      |

### Signature

**Date Signed:** 2023-01-30

**Name of Applicant:** YIELDSTREET PRISM FUND INC.

**Signature:** Nicole Lupo

**Name of Signer:** Nicole Lupo

**Title:** Chief Financial Officer and Treasurer