# EDGAR Filing Document

**Accession Number:** 0000919160
**File Stem:** 0001398344-26-009907
**Filing Date:** 2026-5
**Character Count:** 14230
**Document Hash:** 646ac94456de5597f7df16b1c07f396c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-26-009907.hdr.sgml**: 20260528

**ACCESSION NUMBER**: 0001398344-26-009907

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260528

**DATE AS OF CHANGE**: 20260528

**PERIOD START**: 20261231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GUINNESS ATKINSON FUNDS
- **CENTRAL INDEX KEY:** 0000919160

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-08360
- **FILM NUMBER:** 261032757

**BUSINESS ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101
- **BUSINESS PHONE:** 626-914-1041

**MAIL ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INVESTEC FUNDS
- **DATE OF NAME CHANGE:** 20000927

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS
- **DATE OF NAME CHANGE:** 19970506

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS INC
- **DATE OF NAME CHANGE:** 19940217

## Series and Classes Contracts Data

### Guinness Atkinson Global Energy Fund (Series ID: S000005896)

| Class ID   | Class Name                           | Ticker Symbol   |
|:---|:---|:---|
| C000016120 | Guinness Atkinson Global Energy Fund | GAGEX           |

## Nport-Ex

**GUINNESS ATKINSON GLOBAL ENERGY FUND**

**Schedule of Investments**

**at March 31, 2026**

---

| | | |
|:---|:---|:---|
| **Shares** | **Common Stocks: 100.0%** | **Value** |
|  | **Oil & Gas - Exploration & Production: 18.6%** |  |
| 12483 | Canadian Natural Resources Ltd. | $608918 |
| 5126 | ConocoPhillips | 676632 |
| 10185 | Devon Energy Corp. | 512509 |
| 2649 | Diamondback Energy Inc. | 523946 |
| 3581 | EOG Resources Inc. | 517705 |
|  |  | 2839710 |
|  | **Oil & Gas - Field Services: 9.1%** |  |
| 6185 | Baker Hughes Company | 377594 |
| 11972 | Halliburton Company | 466788 |
| 10556 | Helix Energy Solutions Group, Inc.\* | 104399 |
| 8715 | Schlumberger Ltd. | 447864 |
|  |  | 1396645 |
|  | **Oil & Gas - Integrated: 56.2%** |  |
| 93380 | BP PLC | 733782 |
| 20286 | Cenovus Energy Inc. | 538374 |
| 3556 | Chevron Corp. | 735736 |
| 19600 | Eni SpA | 556306 |
| 14726 | Equinor ASA | 620020 |
| 4928 | Exxon Mobil Corp. | 836085 |
| 19283 | Galp Energia Sgps Sa | 461627 |
| 4338 | Imperial Oil Ltd. | 568182 |
| 6681 | OMV AG | 486984 |
| 296000 | PetroChina Co., Ltd. - H Shares | 406861 |
| 21183 | Repsol SA | 594603 |
| 14977 | Shell PLC | 703065 |
| 9055 | Suncor Energy, Inc. | 598893 |
| 8131 | Total Energies SE | 747788 |
|  |  | 8588306 |
|  | **Oil & Gas - Pipelines and Transportation: 9.9%** |  |
| 6770 | Enbridge Inc. | 366528 |
| 11872 | Kinder Morgan Inc. | 398068 |
| 5800 | TC Energy Corp. | 363180 |
| 5410 | The Williams Cos. Inc. | 393740 |
|  |  | 1521516 |

---

**GUINNESS ATKINSON GLOBAL ENERGY FUND**

**Schedule of Investments**

**at March 31, 2026**

---

| | | |
|:---|:---|:---|
| **Shares** | **Common Stocks: 100.0%** | **Value** |
|  | **Oil Refining & Marketing: 6.2%** |  |
| 292000 | China Petroleum & Chemical | $167812 |
| 3127 | Valero Energy Corp. | 772619 |
|  |  | 940431 |
|  | **Total Common Stock** | 15286608 |
|  | (cost $11,249,262) |  |
|  | **Total Investments in Securities** | 15286608 |
|  | (cost $11,249,262): 100.0% |  |
|  | Other Assets in Excess of Liabilities: 0.0% | 5663 |
|  | **Net Assets: 100.0%** | $**15292271** |

---

*\** *Non-income producing security.*

*PLC - Public Limited Company*

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GUINNESS ATKINSON FUNDS

- **b. Investment Company Act file number:** 811-08360

- **c. CIK number of Registrant:** 0000919160

- **d. LEI of Registrant:** 54930097560RK2KMX577

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 251 South Lake Ave

  - **City:** Pasadena

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 91101

  - **Telephone number:** 626-914-1041

**Item A.2. Information about the Series.**

- **a. Name of Series:** Guinness Atkinson Global Energy Fund

- **b. EDGAR series identifier (if any):** S000005896

- **c. LEI of Series:** 5493008FBP33QJVDNN54

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-12-31

- **b. Date as of which information is reported:** 2026-03-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $15441451.38

**Total Liabilities:** $214717.26

**Net Assets:** $15226734.12

**Cash Not Reported:** $53190.78

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000016120 | 12.65%               | 9.61%                | 11.63%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-111675.04              | $1770520.35                                |
| Month 2  | $27242.88                | $1075897.49                                |
| Month 3  | $0.00                    | $1241640.98                                |

### Schedule of Portfolio Investments

| Name                           | Title        | Identifiers                  | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| BAKER HUGHES CO                | COMMON STOCK | CUSIP: 05722G100<br>LEI: N/A | Long             | EC               | CORP              | US        |      6185 | NS      | $377594.25    | 2.48%             |  |  |  | No            |                  1 | On Loan: No      |
| BP PLC /GBP/                   | COMMON STOCK | CUSIP: G12793108<br>LEI: N/A | Long             | EC               | CORP              | GB        |     93380 | NS      | $733781.48    | 4.82%             |  |  |  | No            |                  2 | On Loan: No      |
| CANADIAN NATURAL RESOURC /CAD/ | COMMON STOCK | CUSIP: 136385101<br>LEI: N/A | Long             | EC               | CORP              | CA        |     12483 | NS      | $608918.07    | 4.00%             |  |  |  | No            |                  1 | On Loan: No      |
| CENOVUS ENERGY INC /CAD/       | COMMON STOCK | CUSIP: 15135U109<br>LEI: N/A | Long             | EC               | CORP              | CA        |     20286 | NS      | $538374.09    | 3.54%             |  |  |  | No            |                  1 | On Loan: No      |
| CHEVRON CORP                   | COMMON STOCK | CUSIP: 166764100<br>LEI: N/A | Long             | EC               | CORP              | US        |      3556 | NS      | $735736.40    | 4.83%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA PETROLEUM & CHEMIC /HKD/ | COMMON STOCK | CUSIP: Y15010104<br>LEI: N/A | Long             | EC               | CORP              | CN        |    292000 | NS      | $167811.70    | 1.10%             |  |  |  | No            |                  2 | On Loan: No      |
| CONOCOPHILLIPS                 | COMMON STOCK | CUSIP: 20825C104<br>LEI: N/A | Long             | EC               | CORP              | US        |      5126 | NS      | $676632.00    | 4.44%             |  |  |  | No            |                  1 | On Loan: No      |
| DEVON ENERGY CORP              | COMMON STOCK | CUSIP: 25179M103<br>LEI: N/A | Long             | EC               | CORP              | US        |     10185 | NS      | $512509.20    | 3.37%             |  |  |  | No            |                  1 | On Loan: No      |
| DIAMONDBACK ENERGY INC         | COMMON STOCK | CUSIP: 25278X109<br>LEI: N/A | Long             | EC               | CORP              | US        |      2649 | NS      | $523945.71    | 3.44%             |  |  |  | No            |                  1 | On Loan: No      |
| ENBRIDGE INC                   | COMMON STOCK | CUSIP: 29250N105<br>LEI: N/A | Long             | EC               | CORP              | CA        |      6770 | NS      | $366527.80    | 2.41%             |  |  |  | No            |                  1 | On Loan: No      |
| ENI SPA /EUR/                  | COMMON STOCK | CUSIP: T3643A145<br>LEI: N/A | Long             | EC               | CORP              | IT        |     19600 | NS      | $556305.68    | 3.65%             |  |  |  | No            |                  2 | On Loan: No      |
| EOG RESOURCES INC              | COMMON STOCK | CUSIP: 26875P101<br>LEI: N/A | Long             | EC               | CORP              | US        |      3581 | NS      | $517705.17    | 3.40%             |  |  |  | No            |                  1 | On Loan: No      |
| EQUINOR ASA /NOK/              | COMMON STOCK | CUSIP: R2R90P103<br>LEI: N/A | Long             | EC               | CORP              | NO        |     14726 | NS      | $620019.90    | 4.07%             |  |  |  | No            |                  2 | On Loan: No      |
| EXXON MOBIL CORP               | COMMON STOCK | CUSIP: 30231G102<br>LEI: N/A | Long             | EC               | CORP              | US        |      4928 | NS      | $836084.48    | 5.49%             |  |  |  | No            |                  1 | On Loan: No      |
| GALP ENERGIA SGPS SA  B /EUR/  | COMMON STOCK | CUSIP: X3078L108<br>LEI: N/A | Long             | EC               | CORP              | PT        |     19283 | NS      | $461626.64    | 3.03%             |  |  |  | No            |                  2 | On Loan: No      |
| HALLIBURTON CO                 | COMMON STOCK | CUSIP: 406216101<br>LEI: N/A | Long             | EC               | CORP              | US        |     11972 | NS      | $466788.28    | 3.07%             |  |  |  | No            |                  1 | On Loan: No      |
| HELIX ENERGY SOLUTIONS GROUP   | COMMON STOCK | CUSIP: 42330P107<br>LEI: N/A | Long             | EC               | CORP              | US        |     10556 | NS      | $104398.84    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| IMPERIAL OIL LTD /CAD/         | COMMON STOCK | CUSIP: 453038408<br>LEI: N/A | Long             | EC               | CORP              | CA        |      4338 | NS      | $568182.42    | 3.73%             |  |  |  | No            |                  1 | On Loan: No      |
| KINDER MORGAN INC              | COMMON STOCK | CUSIP: 49456B101<br>LEI: N/A | Long             | EC               | CORP              | US        |     11872 | NS      | $398068.16    | 2.61%             |  |  |  | No            |                  1 | On Loan: No      |
| OMV AG /EUR/                   | COMMON STOCK | CUSIP: A51460110<br>LEI: N/A | Long             | EC               | CORP              | AT        |      6681 | NS      | $486984.41    | 3.20%             |  |  |  | No            |                  2 | On Loan: No      |
| PETROCHINA CO LTD H /HKD/      | COMMON STOCK | CUSIP: Y6883Q104<br>LEI: N/A | Long             | EC               | CORP              | CN        |    296000 | NS      | $406860.66    | 2.67%             |  |  |  | No            |                  2 | On Loan: No      |
| REPSOL SA /EUR/                | COMMON STOCK | CUSIP: E8471S130<br>LEI: N/A | Long             | EC               | CORP              | ES        |     21183 | NS      | $594603.36    | 3.90%             |  |  |  | No            |                  2 | On Loan: No      |
| SHELL PLC /EUR/                | COMMON STOCK | CUSIP: G80827101<br>LEI: N/A | Long             | EC               | CORP              | GB        |     14977 | NS      | $703065.06    | 4.62%             |  |  |  | No            |                  2 | On Loan: No      |
| SLB LTD                        | COMMON STOCK | CUSIP: 806857108<br>LEI: N/A | Long             | EC               | CORP              | CW        |      8715 | NS      | $447863.85    | 2.94%             |  |  |  | No            |                  1 | On Loan: No      |
| SUNCOR ENERGY INC /CAD/        | COMMON STOCK | CUSIP: 867224107<br>LEI: N/A | Long             | EC               | CORP              | CA        |      9055 | NS      | $598893.40    | 3.93%             |  |  |  | No            |                  1 | On Loan: No      |
| TC ENERGY CORP /CAD/           | COMMON STOCK | CUSIP: 87807B107<br>LEI: N/A | Long             | EC               | CORP              | CA        |      5800 | NS      | $363180.10    | 2.39%             |  |  |  | No            |                  1 | On Loan: No      |
| TOTALENERGIES SE /EUR/         | COMMON STOCK | CUSIP: F92124100<br>LEI: N/A | Long             | EC               | CORP              | FR        |      8131 | NS      | $747788.16    | 4.91%             |  |  |  | No            |                  2 | On Loan: No      |
| VALERO ENERGY CORP             | COMMON STOCK | CUSIP: 91913Y100<br>LEI: N/A | Long             | EC               | CORP              | US        |      3127 | NS      | $772619.16    | 5.07%             |  |  |  | No            |                  1 | On Loan: No      |
| WILLIAMS COS INC               | COMMON STOCK | CUSIP: 969457100<br>LEI: N/A | Long             | EC               | CORP              | US        |      5410 | NS      | $393739.80    | 2.59%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-05-28

**Name of Applicant:** GUINNESS ATKINSON FUNDS

**Signature:** /s/ Lyna Phan

**Name of Signer:** Lyna Phan

**Title:** Assistant Treasurer