# EDGAR Filing Document

**Accession Number:** 0001022465
**File Stem:** 0001022465-26-000003
**Filing Date:** 2026-2
**Character Count:** 2664
**Document Hash:** 4b109890c9135d1d94f00f5a1bf62da4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001022465-26-000003.hdr.sgml**: 20260227

**ACCESSION NUMBER**: 0001022465-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260227

**DATE AS OF CHANGE**: 20260227

**EFFECTIVENESS DATE**: 20260227

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** UBS FUND SERVICES (USA) LLC
- **CENTRAL INDEX KEY:** 0001022465

**ORGANIZATION NAME:**
- **EIN:** 061458481
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-49596
- **FILM NUMBER:** 26700030

**BUSINESS ADDRESS:**
- **STREET 1:** 10 STATE HOUSE SQUARE, 12TH FLOOR
- **CITY:** HARTFORD
- **STATE:** CT
- **ZIP:** 06103-3604
- **BUSINESS PHONE:** 860-616-9046

**MAIL ADDRESS:**
- **STREET 1:** 10 STATE HOUSE SQUARE, 12TH FLOOR
- **CITY:** HARTFORD
- **STATE:** CT
- **ZIP:** 06103-3604

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ALLEGIS CAPITAL LLC                                     /BD
- **DATE OF NAME CHANGE:** 20010105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UBS FUND SERVICES USA LLC                               /BD
- **DATE OF NAME CHANGE:** 20010105

### Attached PDF Documents

**Attachment 1:** `FndSrv2025AFS.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001022465

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** UBS FUND SERVICES (USA) LLC

**Business Address:** 10 STATE HOUSE SQUARE, 12TH FLOOR, HARTFORD, CT, 06103-3604

**Contact Person:** Kathleen Horan

**Contact Phone:** 2013528620

### Independent Public Accountant Identification

**Accountant Name:** Boland Kevin

**Accountant Address:** One Manhattan West, New York, NY, 10001

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Kathleen Horan**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **UBS FUND SERVICES (USA) LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Kathleen Horan

**Title:** FINOP

**Notarized:** Yes