# EDGAR Filing Document

**Accession Number:** 0001958777
**File Stem:** 0001641172-25-015065
**Filing Date:** 2025-6
**Character Count:** 9446
**Document Hash:** 61c350ae9481457ef95b3ea4591b03c0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001641172-25-015065.hdr.sgml**: 20250613

**ACCESSION NUMBER**: 0001641172-25-015065

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 14

**CONFORMED PERIOD OF REPORT**: 20250612

**ITEM INFORMATION**: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20250613

**DATE AS OF CHANGE**: 20250613

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FibroBiologics, Inc.
- **CENTRAL INDEX KEY:** 0001958777
- **STANDARD INDUSTRIAL CLASSIFICATION:** PHARMACEUTICAL PREPARATIONS [2834]
- **ORGANIZATION NAME:** 03 Life Sciences
- **EIN:** 863329066
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41934
- **FILM NUMBER:** 251046294

**BUSINESS ADDRESS:**
- **STREET 1:** 455 E. MEDICAL CENTER BLVD
- **STREET 2:** SUITE 300
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77598
- **BUSINESS PHONE:** 281-671-5150

**MAIL ADDRESS:**
- **STREET 1:** 455 E. MEDICAL CENTER BLVD SUITE 300
- **STREET 2:** SUITE 300
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77598

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FibroBiologics Inc.
- **DATE OF NAME CHANGE:** 20221216

?xml version='1.0' encoding='ASCII'?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934**

**Date of Report (Date of earliest event reported): June 12, 2025**

**FibroBiologics, Inc.**

(Exact name of registrant as specified in its charter)

---

| | | |
|:---|:---|:---|
| **Delaware** | **001-41934** | **86-3329066** |
| (State or other jurisdiction of<br> incorporation or organization) | (Commission<br> File Number) | (I.R.S. Employer<br> Identification Number) |

---

**455 E. Medical Center Blvd.**

**Suite 300**

**Houston, Texas 77598**

(Address of principal executive offices and Zip Code)

**(281) 671-5150**

(Registrant's telephone number, including area code)

**Not Applicable**

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | |
|:---|:---|
| **Title of each class** | **Name of each exchange on which registered** |
| Common stock, par value $0.00001 per share FBLG | **Nasdaq Capital Market** |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

**Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.**

On June 12, 2025, FibroBiologics, Inc. (the "Company") filed with the Secretary of State of the State of Delaware an amendment to the Company's Amended and Restated Certificate of Incorporation to increase the authorized capital stock (the "Amendment"), which became effective the same day.

The foregoing description of the Amendment does not purport to be complete and is qualified in its entirety by reference to the full text of the Amendment, a copy of which is attached hereto as Exhibit 3.1, and is incorporated herein by reference.

**Item 5.07 Submission of Matters to a Vote of Security Holders.**

The Company held its Annual Meeting of Stockholders on June 12, 2025 (the "Annual Meeting"). Proxies for the Annual Meeting were solicited by the Board of Directors of the Company (the "Board") pursuant to Section 14(a) of the Securities Exchange Act of 1934, as amended, and there was no solicitation in opposition. At the Annual Meeting, shares representing 54,542,916 votes were represented in person or by proxy out of the 70,498,943 votes entitled to be cast as of April 14, 2025, the record date for the Annual Meeting. The final votes on the proposals presented at the Annual Meeting were as follows:

*Proposal No. 1*

Matthew Link and Victoria Niklas, M.D. were elected as Class II directors, by a majority of the votes cast and entitled to vote on the election of directors, to hold office until the 2028 Annual Meeting of Stockholders by the following vote:

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| | | | | |
|:---|:---|:---|:---|:---|
| **Nominee** | **For** | **Against** | **Abstain** | **Broker Non-Votes** |
| Mathew Link | 44135747 | 559917 | 505347 | 9341905 |
| Victoria Niklas, M.D. | 43009016 | 1687519 | 504476 | 9341905 |

---

In addition to the directors elected above, Pete O'Heeron and Stacy Coen will continue to serve as directors until the 2026 Annual Meeting of Stockholders, and Richard Cilento, Jr. and Robert E. Hoffman will continue to serve as directors until the 2027 Annual Meeting of Stockholders, in each case until their successors are elected and qualified, or until their earlier death, resignation, disqualification or removal.

*Proposal No. 2*

The appointment by the Audit Committee of the Board of WithumSmith+Brown, PC as the Company's independent registered public accounting firm for the year ending December 31, 2025 was ratified by the following vote:

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| | | |
|:---|:---|:---|
| **For** | **Against** | **Abstain** |
| 53940908 | 73899 | 528109 |

---

*Proposal No. 3*

The adoption of an amendment to the Company's Amended and Restated Certificate of Incorporation to increase the authorized capital stock was approved by the following vote:

---

| | | | |
|:---|:---|:---|:---|
| **For** | **Against** | **Abstain** | **Broker Non-Votes** |
| 43958216 | 718306 | 524489 | 9341905 |

---

*Proposal No. 4*

For purposes of Nasdaq Listing Rule 5635(d), the issuance of shares of common stock to YA II PN, LTD., a Cayman Islands exempt limited company, pursuant to the Standby Equity Purchase Agreement, in excess of 7,013,635 shares of common stock, was approved by the following vote:

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| | | | |
|:---|:---|:---|:---|
| **For** | **Against** | **Abstain** | **Broker Non-Votes** |
| 44457182 | 147648 | 596181 | 9341905 |

---

**Item 9.01. Financial Statements and Exhibits.**

(d) Exhibits

Exhibit 3.1 [Amendment to Amended and Restated Certificate of Incorporation](ex3-1.htm) <br> Exhibit 104 Cover Page Interactive Data File (embedded within the inline XBRL document)

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

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| | | |
|:---|:---|:---|
| Date: June 13, 2025 | FibroBiologics, Inc. | FibroBiologics, Inc. |
|  | By: | */s/ Pete O'Heeron* |
|  | Name: | Pete O'Heeron |
|  | Title: | Chief Executive Officer |

---

## Exhibit 3.1

**Exhibit 3.1**

**CERTIFICATE OF AMENDMENT TO** 

**AMENDED AND RESTATED**

**CERTIFICATE OF INCORPORATION**

**OF FIBROBIOLOGICS, INC.**

FibroBiologics, Inc. (the "**Corporation**"), a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the "**DGCL**"), hereby certifies as follows:

&nbsp;&nbsp;&nbsp;&nbsp;1. The name of the Corporation is FibroBiologics, Inc.

2. Pursuant to Section 242 of the DGCL, the amendment herein set forth has been duly approved by the Board of Directors and holders of a majority of the outstanding shares of the Corporation.

3. The first sentence of Article FOURTH of the Amended and Restated Certificate of Incorporation is hereby replaced with the following:

"The total number of shares of all classes of capital stock that the Corporation is authorized to issue is 310,000,000 shares, consisting of (i) 300,000,000 shares of common stock, par value $0.00001 per share ("<u>Common Stock</u>"), and (ii) 10,000,000 shares of preferred stock, par value $0.00001 per share ("<u>Preferred Stock</u>"), of which 2,500 shares are designated as Series C Preferred Stock ("<u>Series C Preferred Stock</u>")."

&nbsp;&nbsp;&nbsp;&nbsp;4. This Certificate of Amendment was duly adopted and approved by the stockholders of this Corporation on the 12th day of June, 2025 in accordance with Section 242 of the DGCL.

\* \* \* \* \*

**IN WITNESS WHEREOF**, this Certificate of Amendment has been executed by a duly authorized officer of this Corporation on this 12<sup>th</sup> day of June, 2025.

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| | |
|:---|:---|
| FIBROBIOLOGICS, INC. | FIBROBIOLOGICS, INC. |
| By: | */s/ Pete O'Heeron* |
| Name: | Pete O'Heeron |
| Title: | Chief Executive Officer |

---