# EDGAR Filing Document

**Accession Number:** 0001802872
**File Stem:** 0001802872-23-000001
**Filing Date:** 2023-1
**Character Count:** 21180
**Document Hash:** ed82ec0afc2f1e6aaf4d40e19b71549c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001802872-23-000001.hdr.sgml**: 20230119

**ACCESSION NUMBER**: 0001802872-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230119

**DATE AS OF CHANGE**: 20230118

**EFFECTIVENESS DATE**: 20230119

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HBC Financial Services, PLLC
- **CENTRAL INDEX KEY:** 0001802872
- **IRS NUMBER:** 912096444
- **STATE OF INCORPORATION:** WA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19866
- **FILM NUMBER:** 23535529

**BUSINESS ADDRESS:**
- **STREET 1:** 1200 WESTLAKE AVE N, STE 902
- **CITY:** SEATTLE
- **STATE:** WA
- **ZIP:** 98109-3529
- **BUSINESS PHONE:** 206-548-5000

**MAIL ADDRESS:**
- **STREET 1:** 1200 WESTLAKE AVE N, STE 902
- **CITY:** SEATTLE
- **STATE:** WA
- **ZIP:** 98109-3529

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** HBC Financial Services PLLC<br>**Address:** 1200 WESTLAKE AVE N STE 902<br>SEATTLE, WA 98109-3529

**Form 13F File Number:** 028-19866

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** James D. Guard III<br>**Title:** Chief Compliance Officer<br>**Phone:** 206-548-5000

**Signature, Place, and Date of Signing:**

James D. Guard III  Seattle, WA  01-18-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 180

**Form 13F Information Table Value Total:** $125688

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M Co | Stock | 88579Y101 |  | 70 | 562 | SH |  | SOLE |  | 0 | 0 | 562 |
| Abbott Laboratories | Stock | 002824100 |  | 96 | 865 | SH |  | SOLE |  | 0 | 0 | 865 |
| AbbVie Inc | Stock | 00287Y109 |  | 59 | 361 | SH |  | SOLE |  | 0 | 0 | 361 |
| Airbnb Inc Ordinary Shares - Class A | Stock | 009066101 |  | 1 | 15 | SH |  | SOLE |  | 0 | 0 | 15 |
| Alaska Air Group Inc | Stock | 011659109 |  | 2 | 64 | SH |  | SOLE |  | 0 | 0 | 64 |
| Alphabet Inc Class A | Stock | 02079K305 |  | 130 | 1480 | SH |  | SOLE |  | 0 | 0 | 1480 |
| Alphabet Inc Class C | Stock | 02079K107 |  | 70 | 790 | SH |  | SOLE |  | 0 | 0 | 790 |
| Altria Group Inc | Stock | 02209S103 |  | 2 | 60 | SH |  | SOLE |  | 0 | 0 | 60 |
| Amazon.com Inc | Stock | 023135106 |  | 346 | 4070 | SH |  | SOLE |  | 0 | 0 | 4070 |
| American Water Works Co Inc | Stock | 030420103 |  | 23 | 150 | SH |  | SOLE |  | 0 | 0 | 150 |
| Amgen Inc | Stock | 031162100 |  | 170 | 646 | SH |  | SOLE |  | 0 | 0 | 646 |
| Amkor Technology Inc | Stock | 031652100 |  | 0 | 10 | SH |  | SOLE |  | 0 | 0 | 10 |
| AMN Healthcare Services Inc | Stock | 001744101 |  | 42 | 405 | SH |  | SOLE |  | 0 | 0 | 405 |
| Apple Inc | Stock | 03761U502 |  | 1492 | 11812 | SH |  | SOLE |  | 0 | 0 | 11812 |
| Applied Materials Inc | Stock | 037833100 |  | 5 | 51 | SH |  | SOLE |  | 0 | 0 | 51 |
| Ares Capital Corp | Stock | 038923108 |  | 18 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| ARK Autonomous Technology ETF | Exchange-Traded Fund | 00214Q203 |  | 22 | 550 | SH |  | SOLE |  | 0 | 0 | 550 |
| AT Inc | Stock | 00206R102 |  | 454 | 23727 | SH |  | SOLE |  | 0 | 0 | 23727 |
| Atlantica Sustainable Infrastructure PLC | Stock | G0751N103 |  | 10 | 400 | SH |  | SOLE |  | 0 | 0 | 400 |
| Axon Enterprise Inc | Stock | 05464C101 |  | 13 | 80 | SH |  | SOLE |  | 0 | 0 | 80 |
| Bank of America Corp | Stock | 060505104 |  | 85 | 2498 | SH |  | SOLE |  | 0 | 0 | 2498 |
| Bank of New York Mellon Corp | Stock | 064058100 |  | 15 | 319 | SH |  | SOLE |  | 0 | 0 | 319 |
| Baxter International Inc | Stock | 071813109 |  | 7 | 150 | SH |  | SOLE |  | 0 | 0 | 150 |
| Berkshire Hathaway Inc Class A | Stock | 084670108 |  | 476 | 1 | SH |  | SOLE |  | 0 | 0 | 1 |
| Berkshire Hathaway Inc Class B | Stock | 084670702 |  | 542 | 1725 | SH |  | SOLE |  | 0 | 0 | 1725 |
| BJ's Wholesale Club Holdings Inc | Stock | 05550J101 |  | 4 | 70 | SH |  | SOLE |  | 0 | 0 | 70 |
| BlackBerry Ltd | Stock | 09228F103 |  | 0 | 6 | SH |  | SOLE |  | 0 | 0 | 6 |
| BlackRock Inc | Stock | 09247X101 |  | 30 | 42 | SH |  | SOLE |  | 0 | 0 | 42 |
| Blackstone Inc | Stock | 09260D107 |  | 3 | 50 | SH |  | SOLE |  | 0 | 0 | 50 |
| Block Inc Class A | Stock | 852234103 |  | 0 | 15 | SH |  | SOLE |  | 0 | 0 | 15 |
| Boeing Co | Stock | 097023105 |  | 176 | 866 | SH |  | SOLE |  | 0 | 0 | 866 |
| Broadcom Inc | Stock | 11135F101 |  | 56 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| Brookfield Infrastructure Corp Ordinary Shares - Class A (Subordinate Share | Stock | 11275Q107 |  | 15 | 375 | SH |  | SOLE |  | 0 | 0 | 375 |
| Carnival Corp | Stock | 143658300 |  | 0 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| Carrier Global Corp Ordinary Shares | Stock | 14448C104 |  | 1 | 25 | SH |  | SOLE |  | 0 | 0 | 25 |
| Caterpillar Inc | Stock | 149123101 |  | 40 | 165 | SH |  | SOLE |  | 0 | 0 | 165 |
| ChargePoint Holdings Inc Ordinary Shares - Class A | Stock | 15961R105 |  | 25 | 2822 | SH |  | SOLE |  | 0 | 0 | 2822 |
| Chipotle Mexican Grill Inc | Stock | 16941M109 |  | 55 | 40 | SH |  | SOLE |  | 0 | 0 | 40 |
| Cisco Systems Inc | Stock | 17275R102 |  | 162 | 3420 | SH |  | SOLE |  | 0 | 0 | 3420 |
| Cleanspark Inc | Stock | 18452B209 |  | 2 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| Clear Secure Inc Ordinary Shares Class A | Stock | 18467V109 |  | 13 | 500 | SH |  | SOLE |  | 0 | 0 | 500 |
| Cleveland-Cliffs Inc | Stock | 185899101 |  | 1 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| Coca-Cola Co | Stock | 191216100 |  | 16 | 270 | SH |  | SOLE |  | 0 | 0 | 270 |
| Comcast Corp Class A | Stock | 20030N101 |  | 20 | 549 | SH |  | SOLE |  | 0 | 0 | 549 |
| Compass Minerals International Inc | Stock | 20451N101 |  | 8 | 200 | SH |  | SOLE |  | 0 | 0 | 200 |
| ConocoPhillips | Stock | 20825C104 |  | 113 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| Costco Wholesale Corp | Stock | 22160K105 |  | 824 | 1805 | SH |  | SOLE |  | 0 | 0 | 1805 |
| CrowdStrike Holdings Inc Class A | Stock | 22788C105 |  | 2 | 20 | SH |  | SOLE |  | 0 | 0 | 20 |
| Deere  Co | Stock | 244199105 |  | 33 | 78 | SH |  | SOLE |  | 0 | 0 | 78 |
| Digital Turbine Inc | Stock | 25400W102 |  | 0 | 40 | SH |  | SOLE |  | 0 | 0 | 40 |
| DigitalBridge Group Inc Class A | Stock | 25401T603 |  | 0 | 0 | SH |  | SOLE |  | 0 | 0 | 0 |
| Dimensional International Value ETF | Exchange-Traded Fund | 25434V807 |  | 0 | 0 | SH |  | SOLE |  | 0 | 0 | 0 |
| DocuSign Inc | Stock | 256163106 |  | 0 | 10 | SH |  | SOLE |  | 0 | 0 | 10 |
| Dominion Energy Inc | Stock | 25746U109 |  | 12 | 200 | SH |  | SOLE |  | 0 | 0 | 200 |
| DraftKings Inc Ordinary Shares - Class A | Stock | 26614N102 |  | 0 | 20 | SH |  | SOLE |  | 0 | 0 | 20 |
| Elevance Health Inc | Stock | 036752103 |  | 29 | 60 | SH |  | SOLE |  | 0 | 0 | 60 |
| Enbridge Inc | Stock | 29250N105 |  | 59 | 1485 | SH |  | SOLE |  | 0 | 0 | 1485 |
| Energy Select Sector SPDR  ETF | Exchange-Traded Fund | 81369Y506 |  | 42 | 500 | SH |  | SOLE |  | 0 | 0 | 500 |
| Enterprise Products Partners LP | Stock | 26875P101 |  | 24 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| Expeditors International of Washington Inc | Stock | 302130109 |  | 29 | 280 | SH |  | SOLE |  | 0 | 0 | 280 |
| Exxon Mobil Corp | Stock | 30231G102 |  | 209 | 1957 | SH |  | SOLE |  | 0 | 0 | 1957 |
| Fastenal Co | Stock | 311900104 |  | 23 | 490 | SH |  | SOLE |  | 0 | 0 | 490 |
| First Majestic Silver Corp | Stock | 32076V103 |  | 0 | 13 | SH |  | SOLE |  | 0 | 0 | 13 |
| First Trust NASDAQ Cybersecurity ETF | Exchange-Traded Fund | 33734X846 |  | 59 | 1550 | SH |  | SOLE |  | 0 | 0 | 1550 |
| Ford Motor Co | Stock | 345370860 |  | 2 | 237 | SH |  | SOLE |  | 0 | 0 | 237 |
| FS Investment Corp II | Stock | 35952V105 |  | 0 | 0 | SH |  | SOLE |  | 0 | 0 | 0 |
| FS KKR Capital Corp | Stock | 302635107 |  | 14 | 815 | SH |  | SOLE |  | 0 | 0 | 815 |
| Garmin Ltd | Stock | H2906T109 |  | 9 | 101 | SH |  | SOLE |  | 0 | 0 | 101 |
| General Dynamics Corp | Stock | 369550108 |  | 245 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| GoPro Inc A | Stock | 38268T103 |  | 0 | 22 | SH |  | SOLE |  | 0 | 0 | 22 |
| Grayscale Bitcoin Trust (BTC) | Exchange-Traded Fund | 389637109 |  | 0 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| Hanesbrands Inc | Stock | 410345102 |  | 4 | 600 | SH |  | SOLE |  | 0 | 0 | 600 |
| Hannon Armstrong Sustainable Infrastructure Capital Inc | Stock | 41068X100 |  | 8 | 300 | SH |  | SOLE |  | 0 | 0 | 300 |
| Hyatt Hotels Corp Class A | Stock | 448579102 |  | 9 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| Impinj Inc | Stock | 453204109 |  | 45 | 417 | SH |  | SOLE |  | 0 | 0 | 417 |
| Innerscope Hearing Technologies Inc | Stock | 45781V101 |  | 0 | 48000 | SH |  | SOLE |  | 0 | 0 | 48000 |
| Innoviz Technologies Ltd | Stock | M5R635108 |  | 1 | 500 | SH |  | SOLE |  | 0 | 0 | 500 |
| Intel Corp | Stock | 458140100 |  | 49 | 1785 | SH |  | SOLE |  | 0 | 0 | 1785 |
| InvenTrust Properties Corp | Stock | 46124J201 |  | 3 | 146 | SH |  | SOLE |  | 0 | 0 | 146 |
| Invesco QQQ Trust | Exchange-Traded Fund | 46138E594 |  | 16 | 63 | SH |  | SOLE |  | 0 | 0 | 63 |
| Invesco S 500  High Div Low Vol ETF | Exchange-Traded Fund | 46138E362 |  | 98 | 2210 | SH |  | SOLE |  | 0 | 0 | 2210 |
| Invesco S 500  Quality ETF | Exchange-Traded Fund | 46137V241 |  | 41 | 940 | SH |  | SOLE |  | 0 | 0 | 940 |
| iShares Core S 500 ETF | Exchange-Traded Fund | 464287200 |  | 1137 | 2950 | SH |  | SOLE |  | 0 | 0 | 2950 |
| iShares Core S Mid-Cap ETF | Exchange-Traded Fund | 464287507 |  | 37512 | 153512 | SH |  | SOLE |  | 0 | 0 | 153512 |
| iShares Core US Aggregate Bond ETF | Exchange-Traded Fund | 464287226 |  | 10880 | 110913 | SH |  | SOLE |  | 0 | 0 | 110913 |
| iShares ESG 1-5 Year USD Corp Bd ETF | Exchange-Traded Fund | 46435G243 |  | 56 | 2379 | SH |  | SOLE |  | 0 | 0 | 2379 |
| iShares ESG U.S. Aggregate Bond ETF | Exchange-Traded Fund | 46435U549 |  | 52 | 1115 | SH |  | SOLE |  | 0 | 0 | 1115 |
| iShares MSCI EAFE ETF | Exchange-Traded Fund | 464287465 |  | 233 | 3486 | SH |  | SOLE |  | 0 | 0 | 3486 |
| iShares MSCI Pacific ex Japan ETF | Exchange-Traded Fund | 464286665 |  | 1 | 36 | SH |  | SOLE |  | 0 | 0 | 36 |
| iShares National Muni Bond ETF | Exchange-Traded Fund | 464288414 |  | 13267 | 124868 | SH |  | SOLE |  | 0 | 0 | 124868 |
| iShares Russell 1000 ETF | Exchange-Traded Fund | 464287622 |  | 36292 | 171780 | SH |  | SOLE |  | 0 | 0 | 171780 |
| iShares Russell 3000 ETF | Exchange-Traded Fund | 464287689 |  | 83 | 378 | SH |  | SOLE |  | 0 | 0 | 378 |
| iShares Russell Mid-Cap ETF | Exchange-Traded Fund | 464287499 |  | 359 | 5266 | SH |  | SOLE |  | 0 | 0 | 5266 |
| iShares Russell Mid-Cap Growth ETF | Exchange-Traded Fund | 464287481 |  | 142 | 1700 | SH |  | SOLE |  | 0 | 0 | 1700 |
| iShares Russell Mid-Cap Value ETF | Exchange-Traded Fund | 464287473 |  | 173 | 1620 | SH |  | SOLE |  | 0 | 0 | 1620 |
| iShares Silver Trust | Exchange-Traded Fund | 46428Q109 |  | 9 | 440 | SH |  | SOLE |  | 0 | 0 | 440 |
| iShares TIPS Bond ETF | Exchange-Traded Fund | 464287176 |  | 109 | 1024 | SH |  | SOLE |  | 0 | 0 | 1024 |
| Johnson  Johnson | Stock | 478160104 |  | 232 | 1289 | SH |  | SOLE |  | 0 | 0 | 1289 |
| JPMorgan Chase  Co | Stock | 46625H100 |  | 121 | 891 | SH |  | SOLE |  | 0 | 0 | 891 |
| JPMorgan Equity Premium Income ETF | Exchange-Traded Fund | 46645V675 |  | 3 | 70 | SH |  | SOLE |  | 0 | 0 | 70 |
| Jumia Technologies AG ADR | Stock | 48138M105 |  | 0 | 75 | SH |  | SOLE |  | 0 | 0 | 75 |
| Lincoln National Corp | Stock | 534187109 |  | 9 | 300 | SH |  | SOLE |  | 0 | 0 | 300 |
| Live Nation Entertainment Inc | Stock | 538034109 |  | 2 | 35 | SH |  | SOLE |  | 0 | 0 | 35 |
| Lockheed Martin Corp | Stock | 539830109 |  | 285 | 600 | SH |  | SOLE |  | 0 | 0 | 600 |
| Lowe's Companies Inc | Stock | 548661107 |  | 70 | 350 | SH |  | SOLE |  | 0 | 0 | 350 |
| Marathon Oil Corp | Stock | 565849106 |  | 4 | 160 | SH |  | SOLE |  | 0 | 0 | 160 |
| Mastercard Inc Class A | Stock | 57636Q104 |  | 58 | 166 | SH |  | SOLE |  | 0 | 0 | 166 |
| MedMen Enterprises Inc | Stock | 58507M107 |  | 0 | 5000 | SH |  | SOLE |  | 0 | 0 | 5000 |
| Medtronic PLC | Stock | G5960L103 |  | 12 | 152 | SH |  | SOLE |  | 0 | 0 | 152 |
| Merck  Co Inc | Stock | 58933Y105 |  | 260 | 2327 | SH |  | SOLE |  | 0 | 0 | 2327 |
| Meta Platforms Inc Class A | Stock | 30303M102 |  | 0 | 5 | SH |  | SOLE |  | 0 | 0 | 5 |
| Microsoft Corp | Stock | 594918104 |  | 3359 | 14665 | SH |  | SOLE |  | 0 | 0 | 14665 |
| Moderna Inc | Stock | 60770K107 |  | 2 | 15 | SH |  | SOLE |  | 0 | 0 | 15 |
| NextEra Energy Partners LP | Stock | 64110L106 |  | 17 | 250 | SH |  | SOLE |  | 0 | 0 | 250 |
| Nordstrom Inc | Stock | 655664100 |  | 7 | 440 | SH |  | SOLE |  | 0 | 0 | 440 |
| Norwegian Cruise Line Holdings Ltd | Stock | G66721104 |  | 1 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| Occidental Petroleum Corp | Stock | 670346105 |  | 3 | 60 | SH |  | SOLE |  | 0 | 0 | 60 |
| ONEOK Inc | Stock | 682680103 |  | 64 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| Organon  Co Ordinary Shares | Stock | 68622V106 |  | 6 | 221 | SH |  | SOLE |  | 0 | 0 | 221 |
| Otis Worldwide Corp Ordinary Shares | Stock | 68902V107 |  | 0 | 7 | SH |  | SOLE |  | 0 | 0 | 7 |
| Owens-Corning Inc | Stock | 690742101 |  | 2 | 27 | SH |  | SOLE |  | 0 | 0 | 27 |
| PACCAR Inc | Stock | 674599105 |  | 12 | 124 | SH |  | SOLE |  | 0 | 0 | 124 |
| Palantir Technologies Inc Ordinary Shares - Class A | Stock | 69608A108 |  | 0 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| PayPal Holdings Inc | Stock | 70450Y103 |  | 1 | 15 | SH |  | SOLE |  | 0 | 0 | 15 |
| PepsiCo Inc | Stock | 713448108 |  | 96 | 540 | SH |  | SOLE |  | 0 | 0 | 540 |
| Pfizer Inc | Stock | 717081103 |  | 16 | 332 | SH |  | SOLE |  | 0 | 0 | 332 |
| Procter  Gamble Co | Stock | 742718109 |  | 58 | 386 | SH |  | SOLE |  | 0 | 0 | 386 |
| Prudential Financial Inc | Stock | 74347R503 |  | 14 | 139 | SH |  | SOLE |  | 0 | 0 | 139 |
| Raytheon Technologies Corp | Stock | 75513E101 |  | 2 | 25 | SH |  | SOLE |  | 0 | 0 | 25 |
| Rivian Automotive Inc Class A | Stock | 76954A103 |  | 13 | 775 | SH |  | SOLE |  | 0 | 0 | 775 |
| Rocky Brands Inc | Stock | 774515100 |  | 2 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| Roku Inc Class A | Stock | 77543R102 |  | 0 | 10 | SH |  | SOLE |  | 0 | 0 | 10 |
| Schwab US Dividend Equity ETF | Exchange-Traded Fund | 808524797 |  | 136 | 1793 | SH |  | SOLE |  | 0 | 0 | 1793 |
| ServiceNow Inc | Stock | 81141R100 |  | 0 | 1 | SH |  | SOLE |  | 0 | 0 | 1 |
| Sonoma Pharmaceuticals Inc | Stock | 842587107 |  | 0 | 2 | SH |  | SOLE |  | 0 | 0 | 2 |
| SPDR  Gold MiniShares | Exchange-Traded Fund | 98149E204 |  | 18 | 511 | SH |  | SOLE |  | 0 | 0 | 511 |
| SPDR  Gold Shares | Exchange-Traded Fund | 78463V107 |  | 30 | 175 | SH |  | SOLE |  | 0 | 0 | 175 |
| SPDR  S 500 ETF Trust | Exchange-Traded Fund | 78462F103 |  | 120 | 313 | SH |  | SOLE |  | 0 | 0 | 313 |
| SPDR  S 600 Small Cap Growth ETF | Exchange-Traded Fund | 78464A201 |  | 133 | 1840 | SH |  | SOLE |  | 0 | 0 | 1840 |
| SPDR  S 600 Small Cap Value ETF | Exchange-Traded Fund | 78464A300 |  | 54 | 720 | SH |  | SOLE |  | 0 | 0 | 720 |
| Spirit Realty Capital Inc | Stock | 852234103 |  | 8 | 214 | SH |  | SOLE |  | 0 | 0 | 214 |
| Starbucks Corp | Stock | 855244109 |  | 4677 | 44777 | SH |  | SOLE |  | 0 | 0 | 44777 |
| Starwood Property Trust Inc | Stock | 85571B105 |  | 11 | 600 | SH |  | SOLE |  | 0 | 0 | 600 |
| Taiwan Semiconductor Manufacturing Co Ltd ADR | Stock | 874039100 |  | 19 | 250 | SH |  | SOLE |  | 0 | 0 | 250 |
| Tesla Inc | Stock | 88160R101 |  | 232 | 2050 | SH |  | SOLE |  | 0 | 0 | 2050 |
| Texas Instruments Inc | Stock | 882508104 |  | 42 | 250 | SH |  | SOLE |  | 0 | 0 | 250 |
| The Arena Group Holdings Inc | Stock | 88339B102 |  | 10 | 1080 | SH |  | SOLE |  | 0 | 0 | 1080 |
| The Goldman Sachs Group Inc | Stock | 38141G104 |  | 3 | 10 | SH |  | SOLE |  | 0 | 0 | 10 |
| The Home Depot Inc | Stock | 437076102 |  | 319 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| The Kraft Heinz Co | Stock | 500754106 |  | 4 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| The Walt Disney Co | Stock | 254687106 |  | 4 | 50 | SH |  | SOLE |  | 0 | 0 | 50 |
| Thermo Fisher Scientific Inc | Stock | 883556102 |  | 561 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| U.S. Bancorp | Stock | 902973304 |  | 13 | 300 | SH |  | SOLE |  | 0 | 0 | 300 |
| Unilever PLC ADR | Stock | 904767704 |  | 12 | 241 | SH |  | SOLE |  | 0 | 0 | 241 |
| Union Pacific Corp | Stock | 907818108 |  | 24 | 118 | SH |  | SOLE |  | 0 | 0 | 118 |
| United Parcel Service Inc Class B | Stock | 911312106 |  | 105 | 597 | SH |  | SOLE |  | 0 | 0 | 597 |
| United Rentals Inc | Stock | 911363109 |  | 34 | 95 | SH |  | SOLE |  | 0 | 0 | 95 |
| UnitedHealth Group Inc | Stock | 91324P102 |  | 4 | 8 | SH |  | SOLE |  | 0 | 0 | 8 |
| Unrivaled Brands Inc | Stock | 91532E105 |  | 0 | 287 | SH |  | SOLE |  | 0 | 0 | 287 |
| VanEck Gold Miners ETF | Exchange-Traded Fund | 92189F106 |  | 30 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| Vanguard Dividend Appreciation ETF | Exchange-Traded Fund | 921908844 |  | 1661 | 10877 | SH |  | SOLE |  | 0 | 0 | 10877 |
| Vanguard FTSE Developed Markets ETF | Exchange-Traded Fund | 921943858 |  | 84 | 1981 | SH |  | SOLE |  | 0 | 0 | 1981 |
| Vanguard FTSE Emerging Markets ETF | Exchange-Traded Fund | 922042858 |  | 1 | 45 | SH |  | SOLE |  | 0 | 0 | 45 |
| Vanguard Information Technology ETF | Exchange-Traded Fund | 922908736 |  | 69 | 217 | SH |  | SOLE |  | 0 | 0 | 217 |
| Vanguard Real Estate ETF | Exchange-Traded Fund | 922908553 |  | 190 | 2250 | SH |  | SOLE |  | 0 | 0 | 2250 |
| Vanguard S 500 ETF | Exchange-Traded Fund | 922908363 |  | 20 | 58 | SH |  | SOLE |  | 0 | 0 | 58 |
| Vanguard Small-Cap ETF | Exchange-Traded Fund | 922908751 |  | 2874 | 15512 | SH |  | SOLE |  | 0 | 0 | 15512 |
| Vanguard Total Stock Market ETF | Exchange-Traded Fund | 922908769 |  | 1819 | 9470 | SH |  | SOLE |  | 0 | 0 | 9470 |
| Vanguard Total World Stock ETF | Exchange-Traded Fund | 922042742 |  | 31 | 358 | SH |  | SOLE |  | 0 | 0 | 358 |
| Ventas Inc | Stock | 92276F100 |  | 9 | 209 | SH |  | SOLE |  | 0 | 0 | 209 |
| Verizon Communications Inc | Stock | 92343V104 |  | 28 | 700 | SH |  | SOLE |  | 0 | 0 | 700 |
| Vulcan Materials Co | Stock | 929160109 |  | 30 | 170 | SH |  | SOLE |  | 0 | 0 | 170 |
| Walmart Inc | Stock | 931142103 |  | 314 | 2185 | SH |  | SOLE |  | 0 | 0 | 2185 |
| Warner Bros.Discovery Inc Ordinary Shares - Class A | Stock | 92857W308 |  | 60 | 5871 | SH |  | SOLE |  | 0 | 0 | 5871 |
| Waste Management Inc | Stock | 94106L109 |  | 47 | 300 | SH |  | SOLE |  | 0 | 0 | 300 |
| Woodbrook Group Holdings Inc | Stock | 95766K109 |  | 0 | 1 | SH |  | SOLE |  | 0 | 0 | 1 |
| Zillow Group Inc Class A | Stock | 98954M101 |  | 3 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| Zillow Group Inc Class C | Stock | 98954M200 |  | 7 | 200 | SH |  | SOLE |  | 0 | 0 | 200 |
| Zoetis Inc Class A | Stock | 98978V103 |  | 23 | 155 | SH |  | SOLE |  | 0 | 0 | 155 |
| Zscaler Inc | Stock | 98980G102 |  | 0 | 5 | SH |  | SOLE |  | 0 | 0 | 5 |

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