# EDGAR Filing Document

**Accession Number:** 0001503123
**File Stem:** 0001752724-23-015833
**Filing Date:** 2023-1
**Character Count:** 56455
**Document Hash:** 465b7ccbbf2372e32e5130532829d803
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-015833.hdr.sgml**: 20230127

**ACCESSION NUMBER**: 0001752724-23-015833

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230127

**DATE AS OF CHANGE**: 20230127

**PERIOD START**: 20230831

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DBX ETF TRUST
- **CENTRAL INDEX KEY:** 0001503123
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22487
- **FILM NUMBER:** 23560405

**BUSINESS ADDRESS:**
- **STREET 1:** 875 THIRD AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022-6225
- **BUSINESS PHONE:** 212-454-4500

**MAIL ADDRESS:**
- **STREET 1:** 875 THIRD AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022-6225

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DBX ETF Trust
- **DATE OF NAME CHANGE:** 20101008

## Series and Classes Contracts Data

### Xtrackers S&P 500 Growth ESG ETF (Series ID: S000077073)

| Class ID   | Class Name                       | Ticker Symbol   |
|:---|:---|:---|
| C000237217 | Xtrackers S&P 500 Growth ESG ETF | SNPG            |

## Nport-Ex

**DBX ETF Trust** 

**SCHEDULE OF INVESTMENTS** 

**Xtrackers S&P 500 Growth ESG ETF** 

**November 30, 2022 (Unaudited)** 

---

| | | |
|:---|:---|:---|
|  | **Number of**<br>**Shares** | **Value** |
| **COMMON STOCKS - 99.9%** |  |  |
| **Communication Services - 8.4%** |  |  |
| Alphabet, Inc., Class A\* | 2320 | $234297 |
| Alphabet, Inc., Class C\* | 2096 | 212639 |
| Take-Two Interactive Software, Inc.\* | 60 | 6341 |
| (Cost $398,218) |  | 453277 |
| **Consumer Discretionary - 12.4%** |  |  |
| Amazon.com, Inc.\* | 3831 | 369845 |
| Aptiv PLC\* | 68 | 7254 |
| Caesars Entertainment, Inc.\* | 84 | 4268 |
| eBay, Inc. | 260 | 11814 |
| Etsy, Inc.\* | 80 | 10567 |
| Hilton Worldwide Holdings, Inc. | 68 | 9698 |
| Lowe's Cos., Inc. | 390 | 82895 |
| McDonald's Corp. | 204 | 55649 |
| Newell Brands, Inc. | 124 | 1608 |
| NIKE, Inc., Class B | 420 | 46070 |
| Starbucks Corp. | 360 | 36792 |
| Target Corp. | 156 | 26063 |
| Yum! Brands, Inc. | 84 | 10807 |
| (Cost $623,303) |  | 673330 |
| **Consumer Staples - 3.1%** |  |  |
| Costco Wholesale Corp. | 138 | 74416 |
| Estee Lauder Cos., Inc., Class A | 84 | 19806 |
| Hershey Co. | 40 | 9407 |
| PepsiCo, Inc. | 356 | 66042 |
| (Cost $159,039) |  | 169671 |
| **Energy - 1.7%** |  |  |
| APA Corp. | 112 | 5247 |
| Devon Energy Corp. | 404 | 27682 |
| Hess Corp. | 119 | 17125 |
| Occidental Petroleum Corp. | 188 | 13064 |
| ONEOK, Inc. | 120 | 8031 |
| Pioneer Natural Resources Co. | 81 | 19115 |
| (Cost $94,809) |  | 90264 |
| **Financials - 10.8%** |  |  |
| American Express Co. | 159 | 25057 |
| Aon PLC, Class A | 77 | 23738 |
| Bank of America Corp. | 1880 | 71158 |
| BlackRock, Inc. | 48 | 34368 |
| Capital One Financial Corp. | 112 | 11563 |
| Cboe Global Markets, Inc. | 36 | 4566 |
| Cincinnati Financial Corp. | 48 | 5326 |
| Comerica, Inc. | 36 | 2583 |
| FactSet Research Systems, Inc. | 14 | 6458 |
| Goldman Sachs Group, Inc. | 209 | 80705 |
| JPMorgan Chase & Co. | 826 | 114137 |
| MarketAxess Holdings, Inc. | 12 | 3215 |
| Marsh & McLennan Cos., Inc. | 188 | 32558 |
| Moody's Corp. | 64 | 19089 |
| Morgan Stanley | 404 | 37600 |
| MSCI, Inc. | 49 | 24884 |
| Nasdaq, Inc. | 164 | 11227 |
| Raymond James Financial, Inc. | 72 | 8417 |
| Regions Financial Corp. | 260 | 6035 |
| S&P Global, Inc. | 128 | 45158 |
| Synchrony Financial | 168 | 6313 |
| T. Rowe Price Group, Inc. | 96 | 11991 |
| (Cost $553,833) |  | 586146 |
| **Health Care - 17.5%** |  |  |
| Abbott Laboratories | 572 | 61536 |
| AbbVie, Inc. | 585 | 94290 |
| ABIOMED, Inc.\* | 16 | 6045 |
| Agilent Technologies, Inc. | 112 | 17358 |
| Amgen, Inc. | 134 | 38378 |
| Bio-Rad Laboratories, Inc., Class A\* | 8 | 3318 |
| Edwards Lifesciences Corp.\* | 240 | 18540 |
| Eli Lilly & Co. | 483 | 179232 |
| HCA Healthcare, Inc. | 76 | 18257 |
| Hologic, Inc.\* | 116 | 8834 |
| IDEXX Laboratories, Inc.\* | 36 | 15331 |
| Illumina, Inc.\* | 48 | 10468 |
| Laboratory Corp. of America Holdings | 28 | 6740 |
| Mettler-Toledo International, Inc.\* | 9 | 13226 |
| Moderna, Inc.\* | 205 | 36061 |
| Quest Diagnostics, Inc. | 32 | 4858 |
| Regeneron Pharmaceuticals, Inc.\* | 66 | 49612 |
| ResMed, Inc. | 52 | 11970 |
| Stryker Corp. | 84 | 19647 |
| Thermo Fisher Scientific, Inc. | 240 | 134453 |
| UnitedHealth Group, Inc. | 240 | 131462 |
| Vertex Pharmaceuticals, Inc.\* | 94 | 29742 |
| Waters Corp.\* | 28 | 9705 |
| Zoetis, Inc. | 187 | 28824 |
| (Cost $899,751) |  | 947887 |
| **Industrials - 4.7%** |  |  |
| Cintas Corp. | 24 | 11083 |
| Deere & Co. | 78 | 34398 |
| Dover Corp. | 40 | 5678 |
| Fastenal Co. | 172 | 8860 |
| Generac Holdings, Inc.\* | 40 | 4221 |
| IDEX Corp. | 20 | 4750 |
| Illinois Tool Works, Inc. | 72 | 16378 |
| JB Hunt Transport Services, Inc. | 29 | 5333 |
| Johnson Controls International PLC | 260 | 17274 |
| Otis Worldwide Corp. | 104 | 8121 |
| Pentair PLC | 60 | 2746 |
| Republic Services, Inc. | 56 | 7800 |
| Robert Half International, Inc. | 48 | 3782 |
| Rockwell Automation, Inc. | 36 | 9512 |
| Union Pacific Corp. | 156 | 33919 |
| United Parcel Service, Inc., Class B | 192 | 36428 |
| United Rentals, Inc.\* | 26 | 9179 |

---

------

---

| | | |
|:---|:---|:---|
| Verisk Analytics, Inc. | 48.0 | 8818 |
| Waste Management, Inc. | 115.0 | 19288.0 |
| Xylem, Inc. | 44.0 | 4943.0 |
| (Cost $236,212) |  | 252511.0 |
| **Information Technology - 36.4%** |  |  |
| Adobe, Inc.\* | 286.0 | 98650.0 |
| Advanced Micro Devices, Inc.\* | 986.0 | 76543.0 |
| Apple, Inc. | 3078.0 | 455636.0 |
| Applied Materials, Inc. | 536.0 | 58746.0 |
| Arista Networks, Inc.\* | 152.0 | 21174.0 |
| CDW Corp. | 48.0 | 9055.0 |
| Cisco Systems, Inc. | 1148.0 | 57078.0 |
| HP, Inc. | 280.0 | 8411.0 |
| Keysight Technologies, Inc.\* | 84.0 | 15195.0 |
| Lam Research Corp. | 84.0 | 39680.0 |
| Microsoft Corp. | 1869.0 | 476857.0 |
| Motorola Solutions, Inc. | 60.0 | 16332.0 |
| NVIDIA Corp. | 1534.0 | 259599.0 |
| Oracle Corp. | 929.0 | 77135.0 |
| QUALCOMM, Inc. | 687.0 | 86899.0 |
| Salesforce, Inc.\* | 370.0 | 59292.0 |
| Seagate Technology Holdings PLC | 88.0 | 4661.0 |
| Texas Instruments, Inc. | 273.0 | 49265.0 |
| Trimble, Inc.\* | 84.0 | 5019.0 |
| Visa, Inc., Class A | 432.0 | 93744.0 |
| Zebra Technologies Corp., Class A\* | 24.0 | 6487.0 |
| (Cost $1,786,580) |  | 1975458.0 |
| **Materials - 1.9%** |  |  |
| Albemarle Corp. | 48.0 | 13343.0 |
| CF Industries Holdings, Inc. | 72.0 | 7790.0 |
| Freeport-McMoRan, Inc. | 388.0 | 15442.0 |
| Linde PLC | 156.0 | 52491.0 |
| Nucor Corp. | 88.0 | 13196.0 |
| (Cost $97,200) |  | 102262.0 |
| **Real Estate - 3.0%** |  |  |
| American Tower Corp. REIT | 144.0 | 31860.0 |
| AvalonBay Communities, Inc. REIT | 36.0 | 6296.0 |
| CBRE Group, Inc., Class A\* | 100.0 | 7960.0 |
| Equinix, Inc. REIT | 26.0 | 17957.0 |
| Essex Property Trust, Inc. REIT | 16.0 | 3526.0 |
| Extra Space Storage, Inc. REIT | 84.0 | 13498.0 |
| Federal Realty Investment Trust REIT | 20.0 | 2222.0 |
| Iron Mountain, Inc. REIT | 108.0 | 5868.0 |
| Mid-America Apartment Communities, Inc. REIT | 44.0 | 7255.0 |
| Prologis, Inc. REIT | 348.0 | 40991.0 |
| Simon Property Group, Inc. REIT | 120.0 | 14333.0 |
| UDR, Inc. REIT | 104.0 | 4313.0 |
| Weyerhaeuser Co. REIT | 192.0 | 6280.0 |
| (Cost $150,103) |  | 162359.0 |
| **TOTAL COMMON STOCKS**<br> (Cost $4,999,048) |  | 5413165.0 |
| **CASH EQUIVALENTS - 0.0%** |  |  |
|  DWS Government Money Market Series "Institutional Shares", 3.74%(a) |  |  |
| (Cost $1,096) | 1096.0 | 1096.0 |
| TOTAL INVESTMENTS - 99.9%<br>(Cost $5,000,144) |  | $5414261.0 |
| Other assets and liabilities, net - 0.1% |  | 4932.0 |
| NET ASSETS - 100.0% |  | $5419193.0 |

---

------

For information on the Fund's policies regarding the valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.

A summary of the Fund's transactions with affiliated investments during the period ended November 30, 2022 is as follows:

---

| | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| **Value ($) at<br>11/9/2022<br>(Commence-<br>ment of<br>Operations)** | **Purchases Cost<br>($)** | **Sales**<br> **Proceeds**<br> **($)** | **Net Realized<br>Gain/(Loss)**<br> **($)** | **Net Change in<br>Unrealized<br>Appreciation<br>(Depreciation)<br>($)** | **Income<br>($)** | **Capital Gain<br>Distributions<br>($)** | **Number of<br>Shares at<br>11/30/2022** | **Value ($) at<br>11/30/2022** |
|  CASH EQUIVALENTS **—** 0.0% | CASH EQUIVALENTS **—** 0.0% | CASH EQUIVALENTS **—** 0.0% | CASH EQUIVALENTS **—** 0.0% | CASH EQUIVALENTS **—** 0.0% | CASH EQUIVALENTS **—** 0.0% | CASH EQUIVALENTS **—** 0.0% | CASH EQUIVALENTS **—** 0.0% | CASH EQUIVALENTS **—** 0.0% |
|  DWS Government Money Market Series "Institutional Shares", 3.74%(a) | DWS Government Money Market Series "Institutional Shares", 3.74%(a) | DWS Government Money Market Series "Institutional Shares", 3.74%(a) | DWS Government Money Market Series "Institutional Shares", 3.74%(a) | DWS Government Money Market Series "Institutional Shares", 3.74%(a) | DWS Government Money Market Series "Institutional Shares", 3.74%(a) | DWS Government Money Market Series "Institutional Shares", 3.74%(a) | DWS Government Money Market Series "Institutional Shares", 3.74%(a) | DWS Government Money Market Series "Institutional Shares", 3.74%(a) |
|  | 5584 | (4488) |  |  | 4 |  | 1096 | 1096 |

---

\* Non-income producing security.

(a) Affiliated fund managed by DWS Investment Management Americas, Inc. The rate shown is the annualized seven-day yield at period end.

REIT: Real Estate Investment Trust

------

**Fair Value Measurements** 

Various inputs are used in determining the value of the Fund's investments. These inputs are summarized in three broad levels. Level 1 includes quoted prices in active markets for identical securities. Level 2 includes other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds and credit risk). Level 3 includes significant unobservable inputs (including the Fund's own assumptions in determining the fair value of investments). The level assigned to the securities valuations may not be an indication of the risk or liquidity associated with investing in those securities.

The following is a summary of the inputs used as of November 30, 2022 in valuing the Fund's investments.

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Assets** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| Common Stocks(a) | $5413165 | $– $|  | $5413165 |
| Short-Term Investments(a) | 1096 | – |  | 1096 |
| TOTAL | $5414261 | $– $|  | $5414261 |

---

(a) See Schedule of Investments for additional detailed categorizations.

**OBTAIN A FUND PROSPECTUS** 

**To obtain a summary prospectus, or prospectus, download one from www.Xtrackers.com, talk to your financial representative or call (855) 329-3837. Investing involves risk, including the possible loss of principal. We advise you to carefully consider the product's objectives, risks, charges and expenses before investing. The summary prospectus and prospectus contain this and other important information about the investment product. Please read the prospectus carefully before you invest. Xtrackers ETFs ("ETFs") are managed by DBX Advisors LLC (the "Adviser"), and distributed by ALPS Distributors, Inc. ("ALPS"). The Adviser is a subsidiary of DWS Group GmbH & Co. KGaA, and is not affiliated with ALPS. Shares are not individually redeemable, and owners of Shares may acquire those Shares from the Fund, or tender such Shares for redemption to the Fund, in Creation Units only.** 

The brand DWS represents DWS Group GmbH & Co. KGaA and any of its subsidiaries such as DWS Distributors, Inc. which offers investment products or DWS Investment Management Americas Inc. and RREEF America L.L.C. which offer advisory services.

NO BANK GUARANTEE \| NOT FDIC INSURED \| MAY LOSE VALUE

SNPG-PH1

R-089711-1 (5/24) DBX005195 (5/24)

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** DBX ETF Trust

- **b. Investment Company Act file number:** 811-22487

- **c. CIK number of Registrant:** 0001503123

- **d. LEI of Registrant:** DNLQXYGHEZ10Q9SIK386

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 875 Third Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10022-6225

  - **Telephone number:** 212-454-4500

**Item A.2. Information about the Series.**

- **a. Name of Series:** Xtrackers S&P 500 Growth ESG ETF

- **b. EDGAR series identifier (if any):** S000077073

- **c. LEI of Series:** 549300ULXFEFLTBKAQ21

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-08-31

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $5419666.52

**Total Liabilities:** $473.92

**Net Assets:** $5419192.60

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000237217 |  |  | 8.40%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $0.00                                      |
| Month 2  | $0.00                    | $0.00                                      |
| Month 3  | $-227.41                 | $414117.01                                 |

### Schedule of Portfolio Investments

| Name                           | Title                                 | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Pioneer Natural Resources Co   | Pioneer Natural Resources Co          | CUSIP: 723787107<br>LEI: FY8JBF7CCL2VE4F1B628 | Long             | EC               | CORP              | US        |        81 | NS      | $19115.19     | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| FactSet Research Systems Inc   | FactSet Research Systems Inc          | CUSIP: 303075105<br>LEI: 549300ZSJE7NBK6K9P30 | Long             | EC               | CORP              | US        |        14 | NS      | $6458.06      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Amgen Inc                      | Amgen Inc                             | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               | CORP              | US        |       134 | NS      | $38377.60     | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Generac Holdings Inc           | Generac Holdings Inc                  | CUSIP: 368736104<br>LEI: 529900S2H2AHJHSFFI84 | Long             | EC               | CORP              | US        |        40 | NS      | $4220.80      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Dover Corp                     | Dover Corp                            | CUSIP: 260003108<br>LEI: 549300FMC2ALGA7N9E80 | Long             | EC               | CORP              | US        |        40 | NS      | $5678.00      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Laboratory Corp of America Hol | Laboratory Corp of America Holdings   | CUSIP: 50540R409<br>LEI: OZ7UA8IXAIFILY2VZH07 | Long             | EC               | CORP              | US        |        28 | NS      | $6739.60      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Edwards Lifesciences Corp      | Edwards Lifesciences Corp             | CUSIP: 28176E108<br>LEI: YA13X31F3V31L8TMPR58 | Long             | EC               | CORP              | US        |       240 | NS      | $18540.00     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Aptiv PLC                      | Aptiv PLC                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | IE        |        68 | NS      | $7253.56      | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Republic Services Inc          | Republic Services Inc                 | CUSIP: 760759100<br>LEI: NKNQHM6BLECKVOQP7O46 | Long             | EC               | CORP              | US        |        56 | NS      | $7800.24      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Arista Networks Inc            | Arista Networks Inc                   | CUSIP: 040413106<br>LEI: 635400H1WKBLOQERUU95 | Long             | EC               | CORP              | US        |       152 | NS      | $21173.60     | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Capital One Financial Corp     | Capital One Financial Corp            | CUSIP: 14040H105<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | EC               | CORP              | US        |       112 | NS      | $11562.88     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Regeneron Pharmaceuticals Inc  | Regeneron Pharmaceuticals Inc         | CUSIP: 75886F107<br>LEI: 549300RCBFWIRX3HYQ56 | Long             | EC               | CORP              | US        |        66 | NS      | $49612.20     | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Weyerhaeuser Co                | Weyerhaeuser Co                       | CUSIP: 962166104<br>LEI: 08IRJODWFYBI7QWRGS31 | Long             | EC               | CORP              | US        |       192 | NS      | $6280.32      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| DEUTSCHE GOV MM SER INST       | DEUTSCHE GOV MM SER INST              | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |      1096 | NS      | $1095.89      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Occidental Petroleum Corp      | Occidental Petroleum Corp             | CUSIP: 674599105<br>LEI: IM7X0T3ECJW4C1T7ON55 | Long             | EC               | CORP              | US        |       188 | NS      | $13064.12     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Iron Mountain Inc              | Iron Mountain Inc                     | CUSIP: 46284V101<br>LEI: SQL3F6CKNNBM3SQGHX24 | Long             | EC               | CORP              | US        |       108 | NS      | $5867.64      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc                      | Apple Inc                             | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |      3078 | NS      | $455636.34    | 8.41%             |  |  |  | No            |                  1 | On Loan: No      |
| IDEX Corp                      | IDEX Corp                             | CUSIP: 45167R104<br>LEI: 549300U5Y5EL6PHYLF13 | Long             | EC               | CORP              | US        |        20 | NS      | $4749.80      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Etsy Inc                       | Etsy Inc                              | CUSIP: 29786A106<br>LEI: 54930089Q7XT501AEA40 | Long             | EC               | CORP              | US        |        80 | NS      | $10567.20     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| CF Industries Holdings Inc     | CF Industries Holdings Inc            | CUSIP: 125269100<br>LEI: 529900CG8YAQFZ2JMV97 | Long             | EC               | CORP              | US        |        72 | NS      | $7789.68      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| HCA Healthcare Inc             | HCA Healthcare Inc                    | CUSIP: 40412C101<br>LEI: 529900PH4ZGUH2MNEU89 | Long             | EC               | CORP              | US        |        76 | NS      | $18256.72     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Devon Energy Corp              | Devon Energy Corp                     | CUSIP: 25179M103<br>LEI: 54930042348RKR3ZPN35 | Long             | EC               | CORP              | US        |       404 | NS      | $27682.08     | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Hilton Worldwide Holdings Inc  | Hilton Worldwide Holdings Inc         | CUSIP: 43300A203<br>LEI: 549300HVGPK36ICB0B89 | Long             | EC               | CORP              | US        |        68 | NS      | $9698.16      | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Adobe Inc                      | Adobe Inc                             | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |       286 | NS      | $98649.98     | 1.82%             |  |  |  | No            |                  1 | On Loan: No      |
| HP Inc                         | HP Inc                                | CUSIP: 40434L105<br>LEI: WHKXQACZ14C5XRO8LW03 | Long             | EC               | CORP              | US        |       280 | NS      | $8411.20      | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Freeport-McMoRan Inc           | Freeport-McMoRan Inc                  | CUSIP: 35671D857<br>LEI: 549300IRDTHJQ1PVET45 | Long             | EC               | CORP              | US        |       388 | NS      | $15442.40     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Costco Wholesale Corp          | Costco Wholesale Corp                 | CUSIP: 22160K105<br>LEI: 29DX7H14B9S6O3FD6V18 | Long             | EC               | CORP              | US        |       138 | NS      | $74416.50     | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| American Tower Corp            | American Tower Corp                   | CUSIP: 03027X100<br>LEI: 5493006ORUSIL88JOE18 | Long             | EC               | CORP              | US        |       144 | NS      | $31860.00     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| United Rentals Inc             | United Rentals Inc                    | CUSIP: 911363109<br>LEI: 5323X5O7RN0NKFCDRY08 | Long             | EC               | CORP              | US        |        26 | NS      | $9178.78      | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Thermo Fisher Scientific Inc   | Thermo Fisher Scientific Inc          | CUSIP: 883556102<br>LEI: HCHV7422L5HDJZCRFL38 | Long             | EC               | CORP              | US        |       240 | NS      | $134452.80    | 2.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Illumina Inc                   | Illumina Inc                          | CUSIP: 452327109<br>LEI: SQ95QG8SR5Q56LSNF682 | Long             | EC               | CORP              | US        |        48 | NS      | $10467.84     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| JB Hunt Transport Services Inc | JB Hunt Transport Services Inc        | CUSIP: 445658107<br>LEI: 549300XCD1MPI1C5GK90 | Long             | EC               | CORP              | US        |        29 | NS      | $5332.81      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Hologic Inc                    | Hologic Inc                           | CUSIP: 436440101<br>LEI: 549300DYP6F5ZJL0LB74 | Long             | EC               | CORP              | US        |       116 | NS      | $8834.56      | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Lowe's Cos Inc                 | Lowe's Cos Inc                        | CUSIP: 548661107<br>LEI: WAFCR4OKGSC504WU3E95 | Long             | EC               | CORP              | US        |       390 | NS      | $82894.50     | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Inc                  | BlackRock Inc                         | CUSIP: 09247X101<br>LEI: 549300LRIF3NWCU26A80 | Long             | EC               | CORP              | US        |        48 | NS      | $34368.00     | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                   | Alphabet Inc                          | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      2096 | NS      | $212639.20    | 3.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Take-Two Interactive Software  | Take-Two Interactive Software Inc     | CUSIP: 874054109<br>LEI: BOMSTHHJK882EWYX3334 | Long             | EC               | CORP              | US        |        60 | NS      | $6341.40      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Mid-America Apartment Communit | Mid-America Apartment Communities Inc | CUSIP: 59522J103<br>LEI: 549300FQZKFR5YNSHZ21 | Long             | EC               | CORP              | US        |        44 | NS      | $7254.72      | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Robert Half International Inc  | Robert Half International Inc         | CUSIP: 770323103<br>LEI: 529900VPCUY9H3HLIC08 | Long             | EC               | CORP              | US        |        48 | NS      | $3781.44      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Moody's Corp                   | Moody's Corp                          | CUSIP: 615369105<br>LEI: 549300GCEDD8YCF5WU84 | Long             | EC               | CORP              | US        |        64 | NS      | $19089.28     | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Zebra Technologies Corp        | Zebra Technologies Corp               | CUSIP: 989207105<br>LEI: PO0I32GKZ3HZMMDPZZ08 | Long             | EC               | CORP              | US        |        24 | NS      | $6486.72      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| AbbVie Inc                     | AbbVie Inc                            | CUSIP: 00287Y109<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | EC               | CORP              | US        |       585 | NS      | $94290.30     | 1.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Abbott Laboratories            | Abbott Laboratories                   | CUSIP: 002824100<br>LEI: HQD377W2YR662HK5JX27 | Long             | EC               | CORP              | US        |       572 | NS      | $61535.76     | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Bio-Rad Laboratories Inc       | Bio-Rad Laboratories Inc              | CUSIP: 090572207<br>LEI: 549300ZC1GPV35XYDK53 | Long             | EC               | CORP              | US        |         8 | NS      | $3317.68      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Otis Worldwide Corp            | Otis Worldwide Corp                   | CUSIP: 68902V107<br>LEI: 549300ZLBKR8VSU25153 | Long             | EC               | CORP              | US        |       104 | NS      | $8121.36      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                       | Visa Inc                              | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |       432 | NS      | $93744.00     | 1.73%             |  |  |  | No            |                  1 | On Loan: No      |
| AvalonBay Communities Inc      | AvalonBay Communities Inc             | CUSIP: 053484101<br>LEI: K9G90K85RBWD2LAGQX17 | Long             | EC               | CORP              | US        |        36 | NS      | $6296.40      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Deere & Co                     | Deere & Co                            | CUSIP: 244199105<br>LEI: PWFTNG3EI0Y73OXWDH08 | Long             | EC               | CORP              | US        |        78 | NS      | $34398.00     | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Waste Management Inc           | Waste Management Inc                  | CUSIP: 94106L109<br>LEI: 549300YX8JIID70NFS41 | Long             | EC               | CORP              | US        |       115 | NS      | $19287.80     | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Illinois Tool Works Inc        | Illinois Tool Works Inc               | CUSIP: 452308109<br>LEI: 76NA4I14SZCFAYMNSV04 | Long             | EC               | CORP              | US        |        72 | NS      | $16377.84     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Comerica Inc                   | Comerica Inc                          | CUSIP: 200340107<br>LEI: I9Q57JVPWHHZ3ZGBW498 | Long             | EC               | CORP              | US        |        36 | NS      | $2582.64      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| S&P Global Inc                 | S&P Global Inc                        | CUSIP: 78409V104<br>LEI: Y6X4K52KMJMZE7I7MY94 | Long             | EC               | CORP              | US        |       128 | NS      | $45158.40     | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Keysight Technologies Inc      | Keysight Technologies Inc             | CUSIP: 49338L103<br>LEI: 549300GLKVIO8YRCYN02 | Long             | EC               | CORP              | US        |        84 | NS      | $15194.76     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Fastenal Co                    | Fastenal Co                           | CUSIP: 311900104<br>LEI: 529900PP0C7H2HHPSJ32 | Long             | EC               | CORP              | US        |       172 | NS      | $8859.72      | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Simon Property Group Inc       | Simon Property Group Inc              | CUSIP: 828806109<br>LEI: 529900GQL5X8H7AO3T64 | Long             | EC               | CORP              | US        |       120 | NS      | $14332.80     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Quest Diagnostics Inc          | Quest Diagnostics Inc                 | CUSIP: 74834L100<br>LEI: 8MCWUBXQ0WE04KMXBX50 | Long             | EC               | CORP              | US        |        32 | NS      | $4858.56      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Yum! Brands Inc                | Yum! Brands Inc                       | CUSIP: 988498101<br>LEI: 549300JE8XHZZ7OHN517 | Long             | EC               | CORP              | US        |        84 | NS      | $10807.44     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson Controls International | Johnson Controls International plc    | CUSIP: 000000000<br>LEI: 549300XQ6S1GYKGBL205 | Long             | EC               | CORP              | US        |       260 | NS      | $17274.40     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Albemarle Corp                 | Albemarle Corp                        | CUSIP: 012653101<br>LEI: HDBLS2Q6GV1LSKQPBS54 | Long             | EC               | CORP              | US        |        48 | NS      | $13343.52     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| PepsiCo Inc                    | PepsiCo Inc                           | CUSIP: 713448108<br>LEI: FJSUNZKFNQ5YPJ5OT455 | Long             | EC               | CORP              | US        |       356 | NS      | $66041.56     | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Target Corp                    | Target Corp                           | CUSIP: 87612E106<br>LEI: 8WDDFXB5T1Z6J0XC1L66 | Long             | EC               | CORP              | US        |       156 | NS      | $26062.92     | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| CBRE Group Inc                 | CBRE Group Inc                        | CUSIP: 12504L109<br>LEI: 52990016II9MJ2OSWA10 | Long             | EC               | CORP              | US        |       100 | NS      | $7960.00      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| American Express Co            | American Express Co                   | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |       159 | NS      | $25056.81     | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMorgan Chase & Co            | JPMorgan Chase & Co                   | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |       826 | NS      | $114136.68    | 2.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com Inc                 | Amazon.com Inc                        | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |      3831 | NS      | $369844.74    | 6.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Pentair PLC                    | Pentair PLC                           | CUSIP: 000000000<br>LEI: 549300EVR9D56WPSRP15 | Long             | EC               | CORP              | GB        |        60 | NS      | $2746.20      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| APA Corp                       | APA Corp                              | CUSIP: 03743Q108<br>LEI: 549300VCIWLRHYVSHC79 | Long             | EC               | CORP              | US        |       112 | NS      | $5247.20      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc                 | Salesforce Inc                        | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |       370 | NS      | $59292.50     | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Extra Space Storage Inc        | Extra Space Storage Inc               | CUSIP: 30225T102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |        84 | NS      | $13497.96     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| CDW Corp/DE                    | CDW Corp/DE                           | CUSIP: 12514G108<br>LEI: 9845001B052ABF0B6755 | Long             | EC               | CORP              | US        |        48 | NS      | $9054.72      | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Cisco Systems Inc              | Cisco Systems Inc                     | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |      1148 | NS      | $57078.56     | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Starbucks Corp                 | Starbucks Corp                        | CUSIP: 855244109<br>LEI: OQSJ1DU9TAOC51A47K68 | Long             | EC               | CORP              | US        |       360 | NS      | $36792.00     | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp                    | NVIDIA Corp                           | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |      1534 | NS      | $259598.82    | 4.79%             |  |  |  | No            |                  1 | On Loan: No      |
| McDonald's Corp                | McDonald's Corp                       | CUSIP: 580135101<br>LEI: UE2136O97NLB5BYP9H04 | Long             | EC               | CORP              | US        |       204 | NS      | $55649.16     | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Moderna Inc                    | Moderna Inc                           | CUSIP: 60770K107<br>LEI: 549300EI6OKH5K5Q2G38 | Long             | EC               | CORP              | US        |       205 | NS      | $36061.55     | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                   | Alphabet Inc                          | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      2320 | NS      | $234296.80    | 4.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Motorola Solutions Inc         | Motorola Solutions Inc                | CUSIP: 620076307<br>LEI: 6S552MUG6KGJVEBSEC55 | Long             | EC               | CORP              | US        |        60 | NS      | $16332.00     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Mettler-Toledo International I | Mettler-Toledo International Inc      | CUSIP: 592688105<br>LEI: 5493000BD5GJNUDIUG10 | Long             | EC               | CORP              | US        |         9 | NS      | $13226.04     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| MSCI Inc                       | MSCI Inc                              | CUSIP: 55354G100<br>LEI: 549300HTIN2PD78UB763 | Long             | EC               | CORP              | US        |        49 | NS      | $24883.67     | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| eBay Inc                       | eBay Inc                              | CUSIP: 278642103<br>LEI: OML71K8X303XQONU6T67 | Long             | EC               | CORP              | US        |       260 | NS      | $11814.40     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Regions Financial Corp         | Regions Financial Corp                | CUSIP: 7591EP100<br>LEI: CW05CS5KW59QTC0DG824 | Long             | EC               | CORP              | US        |       260 | NS      | $6034.60      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Agilent Technologies Inc       | Agilent Technologies Inc              | CUSIP: 00846U101<br>LEI: QUIX8Y7A2WP0XRMW7G29 | Long             | EC               | CORP              | US        |       112 | NS      | $17357.76     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| QUALCOMM Inc                   | QUALCOMM Inc                          | CUSIP: 747525103<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               | CORP              | US        |       687 | NS      | $86898.63     | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Vertex Pharmaceuticals Inc     | Vertex Pharmaceuticals Inc            | CUSIP: 92532F100<br>LEI: 54930015RAQRRZ5ZGJ91 | Long             | EC               | CORP              | US        |        94 | NS      | $29741.60     | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| United Parcel Service Inc      | United Parcel Service Inc             | CUSIP: 911312106<br>LEI: D01LMJZU09ULLNCY6Z23 | Long             | EC               | CORP              | US        |       192 | NS      | $36428.16     | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Stryker Corp                   | Stryker Corp                          | CUSIP: 863667101<br>LEI: 5493002F0SC4JTBU5137 | Long             | EC               | CORP              | US        |        84 | NS      | $19646.76     | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| NIKE Inc                       | NIKE Inc                              | CUSIP: 654106103<br>LEI: 787RXPR0UX0O0XUXPZ81 | Long             | EC               | CORP              | US        |       420 | NS      | $46069.80     | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Cboe Global Markets Inc        | Cboe Global Markets Inc               | CUSIP: 12503M108<br>LEI: 529900RLNSGA90UPEH54 | Long             | EC               | CORP              | US        |        36 | NS      | $4566.24      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Nucor Corp                     | Nucor Corp                            | CUSIP: 670346105<br>LEI: 549300GGJCRSI2TIEJ46 | Long             | EC               | CORP              | US        |        88 | NS      | $13195.60     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Applied Materials Inc          | Applied Materials Inc                 | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |       536 | NS      | $58745.60     | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Union Pacific Corp             | Union Pacific Corp                    | CUSIP: 907818108<br>LEI: 549300LMMRSZZCZ8CL11 | Long             | EC               | CORP              | US        |       156 | NS      | $33919.08     | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley                 | Morgan Stanley                        | CUSIP: 617446448<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EC               | CORP              | US        |       404 | NS      | $37600.28     | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro Devices Inc     | Advanced Micro Devices Inc            | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |       986 | NS      | $76543.18     | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Zoetis Inc                     | Zoetis Inc                            | CUSIP: 98978V103<br>LEI: 549300HD9Q1LOC9KLJ48 | Long             | EC               | CORP              | US        |       187 | NS      | $28824.18     | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| UDR Inc                        | UDR Inc                               | CUSIP: 902653104<br>LEI: P3CH2EG5X6Z1XWU1OO74 | Long             | EC               | CORP              | US        |       104 | NS      | $4312.88      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Verisk Analytics Inc           | Verisk Analytics Inc                  | CUSIP: 92345Y106<br>LEI: 549300I1YSWNIRKBWP67 | Long             | EC               | CORP              | US        |        48 | NS      | $8818.08      | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Xylem Inc/NY                   | Xylem Inc/NY                          | CUSIP: 98419M100<br>LEI: 549300DF5MV96DRYLQ48 | Long             | EC               | CORP              | US        |        44 | NS      | $4943.40      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Oracle Corp                    | Oracle Corp                           | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |       929 | NS      | $77134.87     | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Lam Research Corp              | Lam Research Corp                     | CUSIP: 512807108<br>LEI: 549300I4GMO6D34U1T02 | Long             | EC               | CORP              | US        |        84 | NS      | $39679.92     | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Instruments Inc          | Texas Instruments Inc                 | CUSIP: 882508104<br>LEI: WDJNR2L6D8RWOEB8T652 | Long             | EC               | CORP              | US        |       273 | NS      | $49265.58     | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Equinix Inc                    | Equinix Inc                           | CUSIP: 29444U700<br>LEI: 549300EVUN2BTLJ3GT74 | Long             | EC               | CORP              | US        |        26 | NS      | $17956.90     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Nasdaq Inc                     | Nasdaq Inc                            | CUSIP: 631103108<br>LEI: 549300L8X1Q78ERXFD06 | Long             | EC               | CORP              | US        |       164 | NS      | $11227.44     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| ABIOMED Inc                    | ABIOMED Inc                           | CUSIP: 003654100<br>LEI: 5493001EZN4ZTB4Z5887 | Long             | EC               | CORP              | US        |        16 | NS      | $6044.64      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Seagate Technology Holdings PL | Seagate Technology Holdings PLC       | CUSIP: 000000000<br>LEI: 635400RUXIFEZSRU8X70 | Long             | EC               | CORP              | US        |        88 | NS      | $4661.36      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| ONEOK Inc                      | ONEOK Inc                             | CUSIP: 682680103<br>LEI: 2T3D6M0JSY48PSZI1Q41 | Long             | EC               | CORP              | US        |       120 | NS      | $8030.40      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| T Rowe Price Group Inc         | T Rowe Price Group Inc                | CUSIP: 74144T108<br>LEI: 549300SIV6FPS9Y7IH33 | Long             | EC               | CORP              | US        |        96 | NS      | $11991.36     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Cintas Corp                    | Cintas Corp                           | CUSIP: 172908105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |        24 | NS      | $11082.72     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Federal Realty Investment Trus | Federal Realty Investment Trust       | CUSIP: 313745101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |        20 | NS      | $2222.00      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Group Inc/The    | Goldman Sachs Group Inc/The           | CUSIP: 38141G104<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EC               | CORP              | US        |       209 | NS      | $80705.35     | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Essex Property Trust Inc       | Essex Property Trust Inc              | CUSIP: 297178105<br>LEI: 549300TR2H2VEFX0NC60 | Long             | EC               | CORP              | US        |        16 | NS      | $3526.08      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Estee Lauder Cos Inc/The       | Estee Lauder Cos Inc/The              | CUSIP: 518439104<br>LEI: 549300VFZ8XJ9NUPU221 | Long             | EC               | CORP              | US        |        84 | NS      | $19806.36     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| UnitedHealth Group Inc         | UnitedHealth Group Inc                | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |       240 | NS      | $131462.40    | 2.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Eli Lilly & Co                 | Eli Lilly & Co                        | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |       483 | NS      | $179231.64    | 3.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Newell Brands Inc              | Newell Brands Inc                     | CUSIP: 651229106<br>LEI: 549300LWGYFM1TVO1Z12 | Long             | EC               | CORP              | US        |       124 | NS      | $1608.28      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Prologis Inc                   | Prologis Inc                          | CUSIP: 74340W103<br>LEI: 529900DFH19P073LZ636 | Long             | EC               | CORP              | US        |       348 | NS      | $40990.92     | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of America Corp           | Bank of America Corp                  | CUSIP: 060505104<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EC               | CORP              | US        |      1880 | NS      | $71158.00     | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Waters Corp                    | Waters Corp                           | CUSIP: 941848103<br>LEI: 5T547R1474YC9HOD8Q74 | Long             | EC               | CORP              | US        |        28 | NS      | $9704.80      | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Hess Corp                      | Hess Corp                             | CUSIP: 42809H107<br>LEI: UASVRYNXNK17ULIGK870 | Long             | EC               | CORP              | US        |       119 | NS      | $17125.29     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| ResMed Inc                     | ResMed Inc                            | CUSIP: 761152107<br>LEI: 529900T3QE5253CCXF22 | Long             | EC               | CORP              | US        |        52 | NS      | $11970.40     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| MarketAxess Holdings Inc       | MarketAxess Holdings Inc              | CUSIP: 57060D108<br>LEI: 5493002U1CA1XJOVID83 | Long             | EC               | CORP              | US        |        12 | NS      | $3215.04      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Rockwell Automation Inc        | Rockwell Automation Inc               | CUSIP: 773903109<br>LEI: VH3R4HHBHH12O0EXZJ88 | Long             | EC               | CORP              | US        |        36 | NS      | $9511.92      | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                 | Microsoft Corp                        | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      1869 | NS      | $476856.66    | 8.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Raymond James Financial Inc    | Raymond James Financial Inc           | CUSIP: 754730109<br>LEI: RGUZHJ05YTITL6D76949 | Long             | EC               | CORP              | US        |        72 | NS      | $8416.80      | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Trimble Inc                    | Trimble Inc                           | CUSIP: 896239100<br>LEI: 549300E2MI7NSZFQWS19 | Long             | EC               | CORP              | US        |        84 | NS      | $5019.00      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| IDEXX Laboratories Inc         | IDEXX Laboratories Inc                | CUSIP: 45168D104<br>LEI: OGMTXK0LUU1HKV2P0J84 | Long             | EC               | CORP              | US        |        36 | NS      | $15331.32     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Aon PLC                        | Aon PLC                               | CUSIP: 000000000<br>LEI: 635400FALWQYX5E6QC64 | Long             | EC               | CORP              | US        |        77 | NS      | $23737.56     | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Linde PLC                      | Linde PLC                             | CUSIP: 000000000<br>LEI: 8945002PAZHZLBGKGF02 | Long             | EC               | CORP              | GB        |       156 | NS      | $52490.88     | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Caesars Entertainment Inc      | Caesars Entertainment Inc             | CUSIP: 12769G100<br>LEI: 549300FA4CTCW903Y781 | Long             | EC               | CORP              | US        |        84 | NS      | $4268.04      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Hershey Co/The                 | Hershey Co/The                        | CUSIP: 427866108<br>LEI: 21X2CX66SU2BR6QTAD08 | Long             | EC               | CORP              | US        |        40 | NS      | $9406.80      | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Marsh & McLennan Cos Inc       | Marsh & McLennan Cos Inc              | CUSIP: 571748102<br>LEI: 549300XMP3KDCKJXIU47 | Long             | EC               | CORP              | US        |       188 | NS      | $32557.84     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Cincinnati Financial Corp      | Cincinnati Financial Corp             | CUSIP: 172062101<br>LEI: 254900Q4WEDMZBOZ0002 | Long             | EC               | CORP              | US        |        48 | NS      | $5326.08      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Synchrony Financial            | Synchrony Financial                   | CUSIP: 87165B103<br>LEI: 549300RS7EWPM9MA6C78 | Long             | EC               | CORP              | US        |       168 | NS      | $6313.44      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-19

**Name of Applicant:** DBX ETF Trust

**Signature:** Diane Kenneally

**Name of Signer:** Diane Kenneally

**Title:** Treasurer and Chief Financial Officer