# EDGAR Filing Document

**Accession Number:** 0001963732
**File Stem:** 0001963732-23-000003
**Filing Date:** 2023-2
**Character Count:** 10503
**Document Hash:** 50a0d2f706a5bc5621619d0d3de6ec42
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001963732-23-000003.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0001963732-23-000003

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230213

**EFFECTIVENESS DATE**: 20230213

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Rooted Wealth Advisors, Inc.
- **CENTRAL INDEX KEY:** 0001963732
- **IRS NUMBER:** 812830456
- **STATE OF INCORPORATION:** IL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22916
- **FILM NUMBER:** 23616337

**BUSINESS ADDRESS:**
- **STREET 1:** 1521 N. CONVENT
- **STREET 2:** SUITE 800
- **CITY:** BOURBONNAIS
- **STATE:** IL
- **ZIP:** 60914
- **BUSINESS PHONE:** 815-545-1498

**MAIL ADDRESS:**
- **STREET 1:** 1521 N. CONVENT
- **STREET 2:** SUITE 800
- **CITY:** BOURBONNAIS
- **STATE:** IL
- **ZIP:** 60914

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Rooted Wealth Advisors Inc.<br>**Address:** 1521 N. CONVENT<br>SUITE 800<br>BOURBONNAIS, IL 60914

**Form 13F File Number:** 028-22916

**CRD Number (if applicable):** 000313759

**SEC File Number (if applicable):** 801-121129

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Zachary Gray<br>**Title:** President and CCO<br>**Phone:** 815-545-1498

**Signature, Place, and Date of Signing:**

Zachary Gray  Bourbonnais, IL  02-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 69

**Form 13F Information Table Value Total:** $119223

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBVIE INC | COM | 00287Y109 |  | 205 | 1271 | SH |  | SOLE | 0 | 0 | 0 | 1271 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 485 | 5496 | SH |  | SOLE | 0 | 0 | 0 | 5496 |
| AMAZON COM INC | COM | 023135106 |  | 566 | 6744 | SH |  | SOLE | 0 | 0 | 0 | 6744 |
| APPLE INC | COM | 037833100 |  | 2253 | 17342 | SH |  | SOLE | 0 | 0 | 0 | 17342 |
| CATERPILLAR INC | COM | 149123101 |  | 657 | 2743 | SH |  | SOLE | 0 | 0 | 0 | 2743 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 222 | 487 | SH |  | SOLE | 0 | 0 | 0 | 487 |
| DIREXION SHS ETF TR | AUSPCE CMD STG | 25460E307 |  | 481 | 16363 | SH |  | SOLE | 0 | 0 | 0 | 16363 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 244 | 2209 | SH |  | SOLE | 0 | 0 | 0 | 2209 |
| HARTFORD FDS EXCHANGE TRADED | TOTAL RTRN ETF | 41653L305 |  | 274 | 8308 | SH |  | SOLE | 0 | 0 | 0 | 8308 |
| HERSHEY CO | COM | 427866108 |  | 324 | 1400 | SH |  | SOLE | 0 | 0 | 0 | 1400 |
| HOME DEPOT INC | COM | 437076102 |  | 230 | 728 | SH |  | SOLE | 0 | 0 | 0 | 728 |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 46090F100 |  | 1098 | 74311 | SH |  | SOLE | 0 | 0 | 0 | 74311 |
| INVESCO EXCHANGE TRADED FD T | S PUR VAL | 46137V258 |  | 2089 | 26786 | SH |  | SOLE | 0 | 0 | 0 | 26786 |
| INVESCO EXCH TRADED FD TR II | KBW BK ETF | 46138E628 |  | 924 | 17907 | SH |  | SOLE | 0 | 0 | 0 | 17907 |
| INVESCO EXCH TRD SLF IDX FD | DEFENSIVE EQTY | 46138J775 |  | 1701 | 25582 | SH |  | SOLE | 0 | 0 | 0 | 25582 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 280 | 2630 | SH |  | SOLE | 0 | 0 | 0 | 2630 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 |  | 446 | 4477 | SH |  | SOLE | 0 | 0 | 0 | 4477 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 837 | 10309 | SH |  | SOLE | 0 | 0 | 0 | 10309 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 |  | 273 | 3708 | SH |  | SOLE | 0 | 0 | 0 | 3708 |
| ISHARES TR | EAFE GRWTH ETF | 464288885 |  | 230 | 2748 | SH |  | SOLE | 0 | 0 | 0 | 2748 |
| ISHARES TR | RUS TP200 GR ETF | 464289438 |  | 276 | 2286 | SH |  | SOLE | 0 | 0 | 0 | 2286 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 463 | 21022 | SH |  | SOLE | 0 | 0 | 0 | 21022 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 |  | 1639 | 14386 | SH |  | SOLE | 0 | 0 | 0 | 14386 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 |  | 502 | 5923 | SH |  | SOLE | 0 | 0 | 0 | 5923 |
| ISHARES GOLD TR | SHARES REPRESENT | 46436F103 |  | 300 | 16455 | SH |  | SOLE | 0 | 0 | 0 | 16455 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 203 | 583 | SH |  | SOLE | 0 | 0 | 0 | 583 |
| MCDONALDS CORP | COM | 580135101 |  | 281 | 1065 | SH |  | SOLE | 0 | 0 | 0 | 1065 |
| MICROSOFT CORP | COM | 594918104 |  | 1332 | 5554 | SH |  | SOLE | 0 | 0 | 0 | 5554 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 243 | 1666 | SH |  | SOLE | 0 | 0 | 0 | 1666 |
| PEPSICO INC | COM | 713448108 |  | 551 | 3050 | SH |  | SOLE | 0 | 0 | 0 | 3050 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 225 | 1485 | SH |  | SOLE | 0 | 0 | 0 | 1485 |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 |  | 4429 | 134383 | SH |  | SOLE | 0 | 0 | 0 | 134383 |
| SPDR INDEX SHS FDS | DJ GLB RL ES ETF | 78463X749 |  | 686 | 16762 | SH |  | SOLE | 0 | 0 | 0 | 16762 |
| SPDR INDEX SHS FDS | S INTL SMLCP | 78463X871 |  | 1340 | 45551 | SH |  | SOLE | 0 | 0 | 0 | 45551 |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 |  | 8843 | 297840 | SH |  | SOLE | 0 | 0 | 0 | 297840 |
| SPDR SER TR | BLOOMBERG EMERGI | 78464A391 |  | 1646 | 80051 | SH |  | SOLE | 0 | 0 | 0 | 80051 |
| SPDR SER TR | PRTFLO S GW | 78464A409 |  | 5277 | 104152 | SH |  | SOLE | 0 | 0 | 0 | 104152 |
| SPDR SER TR | PORTFOLIO AGRGTE | 78464A649 |  | 13459 | 535555 | SH |  | SOLE | 0 | 0 | 0 | 535555 |
| SPDR SER TR | PORTFOLIO LN TSR | 78464A664 |  | 2042 | 70348 | SH |  | SOLE | 0 | 0 | 0 | 70348 |
| SPDR SER TR | PORTFLI INTRMDIT | 78464A672 |  | 1224 | 43358 | SH |  | SOLE | 0 | 0 | 0 | 43358 |
| SPDR SER TR | PORTFOLIO S | 78464A847 |  | 1888 | 44431 | SH |  | SOLE | 0 | 0 | 0 | 44431 |
| SPDR SER TR | PORTFOLIO S | 78464A854 |  | 17824 | 396265 | SH |  | SOLE | 0 | 0 | 0 | 396265 |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 |  | 2107 | 51512 | SH |  | SOLE | 0 | 0 | 0 | 51512 |
| SPDR SER TR | PORTFLI HIGH YLD | 78468R606 |  | 971 | 43479 | SH |  | SOLE | 0 | 0 | 0 | 43479 |
| SPDR SER TR | PORTFOLIO S | 78468R853 |  | 3293 | 89073 | SH |  | SOLE | 0 | 0 | 0 | 89073 |
| SPDR SER TR | BLOOMBERG 1 10 Y | 78468R861 |  | 2469 | 133846 | SH |  | SOLE | 0 | 0 | 0 | 133846 |
| SCHWAB STRATEGIC TR | US REIT ETF | 808524847 |  | 410 | 21256 | SH |  | SOLE | 0 | 0 | 0 | 21256 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 2102 | 28202 | SH |  | SOLE | 0 | 0 | 0 | 28202 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 1502 | 43919 | SH |  | SOLE | 0 | 0 | 0 | 43919 |
| SOUTHERN CO | COM | 842587107 |  | 249 | 3482 | SH |  | SOLE | 0 | 0 | 0 | 3482 |
| TESLA INC | COM | 88160R101 |  | 222 | 1805 | SH |  | SOLE | 0 | 0 | 0 | 1805 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 295 | 556 | SH |  | SOLE | 0 | 0 | 0 | 556 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 2918 | 19219 | SH |  | SOLE | 0 | 0 | 0 | 19219 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 |  | 1810 | 34996 | SH |  | SOLE | 0 | 0 | 0 | 34996 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 220 | 5232 | SH |  | SOLE | 0 | 0 | 0 | 5232 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 2945 | 27215 | SH |  | SOLE | 0 | 0 | 0 | 27215 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 1542 | 4390 | SH |  | SOLE | 0 | 0 | 0 | 4390 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 254 | 1600 | SH |  | SOLE | 0 | 0 | 0 | 1600 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 1346 | 6604 | SH |  | SOLE | 0 | 0 | 0 | 6604 |
| WALMART INC | COM | 931142103 |  | 260 | 1837 | SH |  | SOLE | 0 | 0 | 0 | 1837 |
| WISDOMTREE TR | US TOTAL DIVIDND | 97717W109 |  | 4704 | 77563 | SH |  | SOLE | 0 | 0 | 0 | 77563 |
| WISDOMTREE TR | EMG MKTS SMCAP | 97717W281 |  | 1021 | 23219 | SH |  | SOLE | 0 | 0 | 0 | 23219 |
| WISDOMTREE TR | EMER MKT HIGH FD | 97717W315 |  | 1578 | 44290 | SH |  | SOLE | 0 | 0 | 0 | 44290 |
| WISDOMTREE TR | US SMALLCAP DIVD | 97717W604 |  | 937 | 32944 | SH |  | SOLE | 0 | 0 | 0 | 32944 |
| WISDOMTREE TR | INTL SMCAP DIV | 97717W760 |  | 1619 | 27934 | SH |  | SOLE | 0 | 0 | 0 | 27934 |
| WISDOMTREE TR | GLB US QTLY DIV | 97717W844 |  | 1396 | 43306 | SH |  | SOLE | 0 | 0 | 0 | 43306 |
| WISDOMTREE TR | CURRNCY INT EQ | 97717X263 |  | 2321 | 79355 | SH |  | SOLE | 0 | 0 | 0 | 79355 |
| WISDOMTREE TR | US QTLY DIV GRT | 97717X669 |  | 1995 | 33057 | SH |  | SOLE | 0 | 0 | 0 | 33057 |
| LINDE PLC | SHS | G5494J103 |  | 245 | 752 | SH |  | SOLE | 0 | 0 | 0 | 752 |

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