# EDGAR Filing Document

**Accession Number:** 0001650149
**File Stem:** 0001145549-23-004341
**Filing Date:** 2023-1
**Character Count:** 63965
**Document Hash:** 966d7aa5acbfed89cfeb233bf47e482e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-004341.hdr.sgml**: 20230127

**ACCESSION NUMBER**: 0001145549-23-004341

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230127

**DATE AS OF CHANGE**: 20230127

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Series Portfolios Trust
- **CENTRAL INDEX KEY:** 0001650149
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23084
- **FILM NUMBER:** 23564413

**BUSINESS ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 414-765-6620

**MAIL ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

## Series and Classes Contracts Data

### InfraCap Equity Income Fund ETF (Series ID: S000074860)

| Class ID   | Class Name                      | Ticker Symbol   |
|:---|:---|:---|
| C000233162 | InfraCap Equity Income Fund ETF | ICAP            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Series Portfolios Trust

- **b. Investment Company Act file number:** 811-23084

- **c. CIK number of Registrant:** 0001650149

- **d. LEI of Registrant:** 5493008VNHP5UNYJ3713

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 414-765-6047

**Item A.2. Information about the Series.**

- **a. Name of Series:** InfraCap Equity Income Fund ETF

- **b. EDGAR series identifier (if any):** S000074860

- **c. LEI of Series:** 5493002NE0FBOF7CE952

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $38000804.48

**Total Liabilities:** $8383601.15

**Net Assets:** $29617203.33

**Cash Not Reported:** $828707.49

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000233162 | -14.73%              | 11.09%               | 6.30%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $107622.56               | $-4409584.31                               |
| Month 2  | $-101040.53              | $2597918.98                                |
| Month 3  | $-263219.57              | $1773504.92                                |

**Designated Index Information**

- **Index Name:** Fund's Securities Portfolio

- **Index Identifier:** SWTXTU7ONT

### Schedule of Portfolio Investments

| Name                           | Title                                | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Algonquin Power & Utilities Co | Algonquin Power & Utilities Corp     | CUSIP: 015857105<br>LEI: 549300K5VIUTJXQL7X75 | Long             | EC               | CORP              | CA        |      2200 | NS      | $16610.00     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| ALGONQUIN PWR &                | Algonquin Power & Utilities Corp     | CUSIP: 015857873<br>LEI: 549300K5VIUTJXQL7X75 | Long             | EP               | CORP              | CA        |      2460 | NS      | $64452.00     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| ALLETE Inc                     | ALLETE Inc                           | CUSIP: 018522300<br>LEI: 549300NNLSIMY6Z8OT86 | Long             | EC               | CORP              | US        |      8025 | NS      | $531255.00    | 1.79%             |  |  |  | No            |                  1 | On Loan: No      |
| AllianceBernstein Holding LP   | AllianceBernstein Holding LP         | CUSIP: 01881G106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     16623 | NS      | $670738.05    | 2.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Ally Financial Inc             | Ally Financial Inc                   | CUSIP: 02005N100<br>LEI: 549300JBN1OSM8YNAI90 | Long             | EC               | CORP              | US        |     10407 | NS      | $281093.07    | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Altria Group Inc               | Altria Group Inc                     | CUSIP: 02209S103<br>LEI: XSGZFLO9YTNO9VCQV219 | Long             | EC               | CORP              | US        |      2246 | NS      | $104618.68    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Annaly Capital Management Inc  | Annaly Capital Management Inc        | CUSIP: 035710839<br>LEI: 2DTL0G3FPRYUT58TI025 | Long             | EC               | CORP              | US        |     36242 | NS      | $785364.14    | 2.65%             |  |  |  | No            |                  1 | On Loan: No      |
| BABCOCK & WILCOX ENTERPR       | Babcock & Wilcox Enterprises Inc     | CUSIP: 05614L407<br>LEI: 5493006H661OZN2C0T54 | Long             | EP               | CORP              | US        |     26096 | NS      | $400312.64    | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackstone Inc                 | Blackstone Inc                       | CUSIP: 09260D107<br>LEI: 5299004LW4QWGZUB8Y96 | Long             | EC               | CORP              | US        |      2560 | NS      | $234316.80    | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Boston Properties Inc          | Boston Properties Inc                | CUSIP: 101121101<br>LEI: 549300OF70FSEUQBT254 | Long             | EC               | CORP              | US        |     10938 | NS      | $788411.04    | 2.66%             |  |  |  | No            |                  1 | On Loan: No      |
| BrightSpire Capital Inc        | BrightSpire Capital Inc              | CUSIP: 10949T109<br>LEI: 549300BOIFLLMVU37752 | Long             | EC               | CORP              | US        |     38645 | NS      | $275925.30    | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Bristol-Myers Squibb Co        | Bristol-Myers Squibb Co              | CUSIP: 110122108<br>LEI: HLYYNH7UQUORYSJQCN42 | Long             | EC               | CORP              | US        |      1146 | NS      | $92000.88     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadcom Inc                   | Broadcom Inc                         | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |       628 | NS      | $346046.84    | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Chevron Corp                   | Chevron Corp                         | CUSIP: 166764100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3714 | NS      | $680813.34    | 2.30%             |  |  |  | No            |                  1 | On Loan: No      |
| CHIMERA INVESTMENT CORP        | Chimera Investment Corp              | CUSIP: 16934Q406<br>LEI: 2JBBQFJOL123LOUBE657 | Long             | EP               | CORP              | US        |     12980 | NS      | $278550.80    | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Citigroup Inc                  | Citigroup Inc                        | CUSIP: 172967424<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EC               | CORP              | US        |      4755 | NS      | $230189.55    | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Citizens Financial Group Inc   | Citizens Financial Group Inc         | CUSIP: 174610105<br>LEI: 2138004JDDA4ZQUPFW65 | Long             | EC               | CORP              | US        |      1189 | NS      | $50389.82     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | Enbridge Inc                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -50 | NC      | $-1625.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | EOG Resources Inc                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-150.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Comerica Inc                   | Comerica Inc                         | CUSIP: 200340107<br>LEI: I9Q57JVPWHHZ3ZGBW498 | Long             | EC               | CORP              | US        |      2200 | NS      | $157828.00    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Consolidated Edison Inc        | Consolidated Edison Inc              | CUSIP: 209115104<br>LEI: 54930033SBW53OO8T749 | Long             | EC               | CORP              | US        |       319 | NS      | $31274.76     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | EOG Resources Inc                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-150.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | EOG Resources Inc                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-575.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Cracker Barrel Old Country Sto | Cracker Barrel Old Country Store Inc | CUSIP: 22410J106<br>LEI: 8P4PHQIUWPIECBFBW745 | Long             | EC               | CORP              | US        |       728 | NS      | $83574.40     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| CRESTWOOD EQUITY PARTNER       | Crestwood Equity Partners LP         | CUSIP: 226344307<br>LEI: 549300CUY0F1TYDLDL45 | Long             | EP               | CORP              | US        |     68335 | NS      | $617748.40    | 2.09%             |  |  |  | No            |                  1 | On Loan: No      |
| DCP MIDSTREAM LP               | DCP Midstream LP                     | CUSIP: 23311P308<br>LEI: 52990024YYS3MLGW0E91 | Long             | EP               | CORP              | US        |     17535 | NS      | $446265.75    | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Devon Energy Corp              | Devon Energy Corp                    | CUSIP: 25179M103<br>LEI: 54930042348RKR3ZPN35 | Long             | EC               | CORP              | US        |      1394 | NS      | $95516.88     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Coca-Cola Co/The               | Coca-Cola Co/The                     | CUSIP: 191216100<br>LEI: UWJKFUJFZ02DKWI3RY53 | Long             | EC               | CORP              | US        |      9040 | NS      | $575034.40    | 1.94%             |  |  |  | No            |                  1 | On Loan: No      |
| RPT REALTY                     | RPT Realty                           | CUSIP: 74971D200<br>LEI: 549300T03GDH1L37S188 | Long             | EP               | CORP              | US        |      5986 | NS      | $306782.50    | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Raytheon Technologies Corp     | Raytheon Technologies Corp           | CUSIP: 75513E101<br>LEI: I07WOS4YJ0N7YRFE7309 | Long             | EC               | CORP              | US        |       928 | NS      | $91612.16     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Realty Income Corp             | Realty Income Corp                   | CUSIP: 756109104<br>LEI: 549300CUWDAUZSH43859 | Long             | EC               | CORP              | US        |      4711 | NS      | $297122.77    | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Red Rock Resorts Inc           | Red Rock Resorts Inc                 | CUSIP: 75700L108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6985 | NS      | $314744.10    | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Shell PLC                      | Shell PLC                            | CUSIP: 780259305<br>LEI: 21380068P1DRHMJ8KU70 | Long             | EC               | CORP              | GB        |     11293 | NS      | $660301.71    | 2.23%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | EOG Resources Inc                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-1450.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Energy Transfer LP                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -50 | NC      | $-475.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| DIGITALBRIDGE GROUP INC        | DigitalBridge Group Inc              | CUSIP: 25401T504<br>LEI: 549300XG87L902AGBO89 | Long             | EP               | CORP              | US        |     19537 | NS      | $361434.50    | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Dominion Energy Inc            | Dominion Energy Inc                  | CUSIP: 25746U109<br>LEI: ILUL7B6Z54MRYCF6H308 | Long             | EC               | CORP              | US        |       768 | NS      | $46932.48     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| SCE TRUST III                  | SCE Trust III                        | CUSIP: 78409B207<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     13113 | NS      | $268423.11    | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Simon Property Group Inc       | Simon Property Group Inc             | CUSIP: 828806109<br>LEI: 529900GQL5X8H7AO3T64 | Long             | EC               | CORP              | US        |      7022 | NS      | $838707.68    | 2.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Southern Co/The                | Southern Co/The                      | CUSIP: 842587107<br>LEI: 549300FC3G3YU2FBZD92 | Long             | EC               | CORP              | US        |      1635 | NS      | $110591.40    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Spirit Realty Capital Inc      | Spirit Realty Capital Inc            | CUSIP: 84860W300<br>LEI: 549300LTU6LVPZSHMJ25 | Long             | EC               | CORP              | US        |      3565 | NS      | $147662.30    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Dow Inc                        | Dow Inc                              | CUSIP: 260557103<br>LEI: 5493003S21INSLK2IP73 | Long             | EC               | CORP              | US        |     20724 | NS      | $1056302.28   | 3.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Duke Energy Corp               | Duke Energy Corp                     | CUSIP: 26441C204<br>LEI: I1BZKREC126H0VB1BL91 | Long             | EC               | CORP              | US        |      2791 | NS      | $278904.63    | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| FTAI AVIATION LTD              | FTAI Aviation Ltd                    | CUSIP: EP0602227<br>LEI: N/A                  | Long             | EP               | CORP              | KY        |     24993 | NS      | $540098.73    | 1.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Triton International Ltd       | Triton International Ltd             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | BM        |      1279 | NS      | $86294.13     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Starwood Property Trust Inc    | Starwood Property Trust Inc          | CUSIP: 85571B105<br>LEI: BUGSFQZERKRBFWIG5267 | Long             | EC               | CORP              | US        |     14644 | NS      | $313528.04    | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| TPG RE Finance Trust Inc       | TPG RE Finance Trust Inc             | CUSIP: 87266M107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     61732 | NS      | $457434.12    | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| EOG Resources Inc              | EOG Resources Inc                    | CUSIP: 26875P101<br>LEI: XWTZDRYZPBUHIQBKDB46 | Long             | EC               | CORP              | US        |      3004 | NS      | $426357.72    | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| EPR PROPERTIES                 | EPR Properties                       | CUSIP: 26884U307<br>LEI: 549300YSSXFHMPOWZ492 | Long             | EP               | CORP              | US        |      4666 | NS      | $129901.44    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Edison International           | Edison International                 | CUSIP: 281020107<br>LEI: 549300I7ROF15MAEVP56 | Long             | EC               | CORP              | US        |       426 | NS      | $28397.16     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Enbridge Inc                   | Enbridge Inc                         | CUSIP: 29250N105<br>LEI: 98TPTUM4IVMFCZBCUR27 | Long             | EC               | CORP              | CA        |     21035 | NS      | $868535.15    | 2.93%             |  |  |  | No            |                  1 | On Loan: No      |
| TC Energy Corp                 | TC Energy Corp                       | CUSIP: 87807B107<br>LEI: 549300UGKOFV2IWJJG27 | Long             | EC               | CORP              | CA        |      3434 | NS      | $152744.32    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| TEXTAINER GROUP HOLDINGS       | Textainer Group Holdings Ltd         | CUSIP: 88314W303<br>LEI: 529900OHEYRATAFMIT89 | Long             | EP               | CORP              | BM        |     19143 | NS      | $390812.00    | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Energy Transfer LP             | Energy Transfer LP                   | CUSIP: 29273V100<br>LEI: MTLVN9N7JE8MIBIJ1H73 | Long             | EC               | CORP              | US        |      5786 | NS      | $72556.44     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| ENERGY TRANSFER LP             | Energy Transfer LP                   | CUSIP: 29273V506<br>LEI: MTLVN9N7JE8MIBIJ1H73 | Long             | EP               | CORP              | US        |     25963 | NS      | $604418.64    | 2.04%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | International Business Machines Corp | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-1160.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | International Business Machines Corp | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-1065.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | KeyCorp                              | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -20 | NC      | $-100.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Kinder Morgan Inc                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -110 | NC      | $-2145.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| 3M Co                          | 3M Co                                | CUSIP: 88579Y101<br>LEI: LUZQVYP4VS22CLWDAR65 | Long             | EC               | CORP              | US        |       487 | NS      | $61347.39     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Truist Financial Corp          | Truist Financial Corp                | CUSIP: 89832Q109<br>LEI: 549300DRQQI75D2JP341 | Long             | EC               | CORP              | US        |     16612 | NS      | $777607.72    | 2.63%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | Kinder Morgan Inc                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -40 | NC      | $-280.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Kinder Morgan Inc                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -71 | NC      | $-142.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Exxon Mobil Corp               | Exxon Mobil Corp                     | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |       812 | NS      | $90408.08     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Gilead Sciences Inc            | Gilead Sciences Inc                  | CUSIP: 375558103<br>LEI: 549300WTZWR07K8MNV44 | Long             | EC               | CORP              | US        |        92 | NS      | $8080.36      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | Kinder Morgan Inc                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -100 | NC      | $-1250.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Kinder Morgan Inc                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -150 | NC      | $-5250.00     | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| UGI CORP                       | UGI Corp                             | CUSIP: 902681113<br>LEI: DX6GCWD4Q1JO9CRE5I40 | Long             | EP               | CORP              | US        |      4665 | NS      | $411686.25    | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| US Bancorp                     | US Bancorp                           | CUSIP: 902973304<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EC               | CORP              | US        |     24953 | NS      | $1132616.67   | 3.82%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | Kinder Morgan Inc                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -20 | NC      | $-220.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Coca-Cola Co/The                     | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -20 | NC      | $-1500.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| Valero Energy Corp             | Valero Energy Corp                   | CUSIP: 91913Y100<br>LEI: 549300XTO5VR8SKV1V74 | Long             | EC               | CORP              | US        |      1168 | NS      | $156068.16    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Verizon Communications Inc     | Verizon Communications Inc           | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               | CORP              | US        |     14126 | NS      | $550631.48    | 1.86%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | Coca-Cola Co/The                     | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -30 | NC      | $-2880.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Coca-Cola Co/The                     | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -20 | NC      | $-1310.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Global Net Lease Inc           | Global Net Lease Inc                 | CUSIP: 379378201<br>LEI: 549300NUYANCT5SU8Z65 | Long             | EC               | CORP              | US        |     34763 | NS      | $470343.39    | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| GLOBAL NET LEASE INC           | Global Net Lease Inc                 | CUSIP: 379378409<br>LEI: 549300NUYANCT5SU8Z65 | Long             | EP               | CORP              | US        |     12411 | NS      | $270808.02    | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | Coca-Cola Co/The                     | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -20 | NC      | $-870.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Kilroy Realty Corp                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -30 | NC      | $-300.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Healthcare Realty Trust Inc    | Healthcare Realty Trust Inc          | CUSIP: 42226K105<br>LEI: 549300L0I14L7I0VLX84 | Long             | EC               | CORP              | US        |     18553 | NS      | $380893.09    | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| IBM                            | International Business Machines Corp | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | EC               | CORP              | US        |      2803 | NS      | $417366.70    | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | Kilroy Realty Corp                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -20 | NC      | $-4400.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Morgan Stanley                       | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-20.00       | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| JPMorgan Chase & Co            | JPMorgan Chase & Co                  | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |      3391 | NS      | $468568.38    | 1.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson & Johnson              | Johnson & Johnson                    | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |      1818 | NS      | $323604.00    | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| KeyCorp                        | KeyCorp                              | CUSIP: 493267108<br>LEI: RKPI3RZGV1V1FJTH5T61 | Long             | EC               | CORP              | US        |     20687 | NS      | $389122.47    | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Kilroy Realty Corp             | Kilroy Realty Corp                   | CUSIP: 49427F108<br>LEI: 549300CXXI18B214UN80 | Long             | EC               | CORP              | US        |     17692 | NS      | $764648.24    | 2.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Kinder Morgan Inc              | Kinder Morgan Inc                    | CUSIP: 49456B101<br>LEI: 549300WR7IX8XE0TBO16 | Long             | EC               | CORP              | US        |     39336 | NS      | $752104.32    | 2.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Kohl's Corp                    | Kohl's Corp                          | CUSIP: 500255104<br>LEI: 549300JF6LPRTRJ0FH50 | Long             | EC               | CORP              | US        |     21088 | NS      | $676503.04    | 2.28%             |  |  |  | No            |                  1 | On Loan: No      |
| VICI Properties Inc            | VICI Properties Inc                  | CUSIP: 925652109<br>LEI: 254900RKH6RY9KCJQH63 | Long             | EC               | CORP              | US        |      2427 | NS      | $83003.40     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Vodafone Group PLC             | Vodafone Group PLC                   | CUSIP: 92857W308<br>LEI: 213800TB53ELEUKM7Q61 | Long             | EC               | CORP              | GB        |     43255 | NS      | $485753.65    | 1.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Kraft Heinz Co/The             | Kraft Heinz Co/The                   | CUSIP: 500754106<br>LEI: 9845007488EC87F5AF14 | Long             | EC               | CORP              | US        |     10416 | NS      | $409869.60    | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| MPLX LP                        | MPLX LP                              | CUSIP: 55336V100<br>LEI: 5493000CZJ19CK4P3G36 | Long             | EC               | CORP              | US        |     11089 | NS      | $376915.11    | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Stellantis NV                  | Stellantis NV                        | CUSIP: N82405106<br>LEI: 549300LKT9PW7ZIBDF31 | Long             | EC               | CORP              | NL        |      1000 | NS      | $15620.00     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | Annaly Capital Management Inc        | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -30 | NC      | $-105.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Magellan Midstream Partners LP | Magellan Midstream Partners LP       | CUSIP: 559080106<br>LEI: MZF5TI8NFVZZNUSKDL39 | Long             | EC               | CORP              | US        |       294 | NS      | $15493.80     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Marathon Petroleum Corp        | Marathon Petroleum Corp              | CUSIP: 56585A102<br>LEI: 3BNYRYQHD39K4LCKQF12 | Long             | EC               | CORP              | US        |      1131 | NS      | $137767.11    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Merck & Co Inc                 | Merck & Co Inc                       | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |        30 | NS      | $3303.60      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| National Retail Properties Inc | National Retail Properties Inc       | CUSIP: 637417106<br>LEI: 5493008JKH5SOTI0JS97 | Long             | EC               | CORP              | US        |      8164 | NS      | $378483.04    | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Rithm Capital Corp             | Rithm Capital Corp                   | CUSIP: 64828T201<br>LEI: 549300WNTHGEO5LP2G31 | Long             | EC               | CORP              | US        |     83299 | NS      | $753855.95    | 2.55%             |  |  |  | No            |                  1 | On Loan: No      |
| RITHM CAPITAL CORP             | Rithm Capital Corp                   | CUSIP: 64828T508<br>LEI: 549300WNTHGEO5LP2G31 | Long             | EP               | CORP              | US        |     14037 | NS      | $255333.03    | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| New York Community Bancorp Inc | New York Community Bancorp Inc       | CUSIP: 649445103<br>LEI: 529900HVXOTLY61GL030 | Long             | EC               | CORP              | US        |     13157 | NS      | $123017.95    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| NY COMMUNITY CAP TRUST V       | New York Community Capital Trust V   | CUSIP: 64944P307<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      9286 | NS      | $401145.91    | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Vornado Realty Trust           | Vornado Realty Trust                 | CUSIP: 929042109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     14652 | NS      | $370549.08    | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Walgreens Boots Alliance Inc   | Walgreens Boots Alliance Inc         | CUSIP: 931427108<br>LEI: 549300RPTUOIXG4LIH86 | Long             | EC               | CORP              | US        |      1587 | NS      | $65860.50     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| NEW YORK MORTGAGE TRUST        | New York Mortgage Trust Inc          | CUSIP: 649604881<br>LEI: 549300JFGR0M7ULHWG48 | Long             | EP               | CORP              | US        |     25918 | NS      | $518360.00    | 1.75%             |  |  |  | No            |                  1 | On Loan: No      |
| NEXTERA ENERGY INC             | NextEra Energy Inc                   | CUSIP: 65339F713<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      5238 | NS      | $256242.96    | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | Annaly Capital Management Inc        | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -140 | NC      | $-630.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Annaly Capital Management Inc        | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-120.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Annaly Capital Management Inc        | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -350 | NC      | $-525.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Annaly Capital Management Inc        | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -150 | NC      | $-225.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Northwest Natural Holding Co   | Northwest Natural Holding Co         | CUSIP: 66765N105<br>LEI: 254900PSJL6ZEC8FR782 | Long             | EC               | CORP              | US        |      5500 | NS      | $275605.00    | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| NUSTAR ENERGY LP               | NuStar Energy LP                     | CUSIP: 67058H409<br>LEI: 5493003BMLTUIEG2LG44 | Long             | EP               | CORP              | US        |     19628 | NS      | $473623.64    | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | Annaly Capital Management Inc        | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -210 | NC      | $-1680.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Annaly Capital Management Inc        | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-25.00       | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Williams Cos Inc/The           | Williams Cos Inc/The                 | CUSIP: 969457100<br>LEI: D71FAKCBLFS2O0RBPG08 | Long             | EC               | CORP              | US        |        58 | NS      | $2012.60      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | AllianceBernstein Holding LP         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -40 | NC      | $-100.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | National Retail Properties Inc       | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -30 | NC      | $-225.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | National Retail Properties Inc       | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-725.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| ONEOK Inc                      | ONEOK Inc                            | CUSIP: 682680103<br>LEI: 2T3D6M0JSY48PSZI1Q41 | Long             | EC               | CORP              | US        |      3171 | NS      | $212203.32    | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| OneMain Holdings Inc           | OneMain Holdings Inc                 | CUSIP: 68268W103<br>LEI: 549300E3VEW8SMS5XW09 | Long             | EC               | CORP              | US        |     11320 | NS      | $445555.20    | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | AllianceBernstein Holding LP         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -20 | NC      | $-200.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | AllianceBernstein Holding LP         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -20 | NC      | $-500.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Realty Income Corp                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-25.00       | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Realty Income Corp                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-75.00       | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| PNC Financial Services Group I | PNC Financial Services Group Inc/The | CUSIP: 693475105<br>LEI: CFGNEKW0P8842LEUIA51 | Long             | EC               | CORP              | US        |       591 | NS      | $99441.66     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| PPL Corp                       | PPL Corp                             | CUSIP: 69351T106<br>LEI: 9N3UAJSNOUXFKQLF3V18 | Long             | EC               | CORP              | US        |       165 | NS      | $4870.80      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | Realty Income Corp                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -20 | NC      | $-250.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Realty Income Corp                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        -1 | NC      | $-7.50        | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Pfizer Inc                     | Pfizer Inc                           | CUSIP: 717081103<br>LEI: 765LHXWGK1KXCLTFYQ30 | Long             | EC               | CORP              | US        |      3124 | NS      | $156606.12    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Philip Morris International In | Philip Morris International Inc      | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |       160 | NS      | $15947.20     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | AbbVie Inc                           | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-10.00       | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | AbbVie Inc                           | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -20 | NC      | $-490.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Shell PLC                            | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -30 | NC      | $-1950.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Shell PLC                            | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -30 | NC      | $-300.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | AbbVie Inc                           | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-340.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | AGNC Investment Corp                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -120 | NC      | $-180.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Shell PLC                            | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -30 | NC      | $-900.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Shell PLC                            | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-1700.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | AGNC Investment Corp                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -100 | NC      | $-300.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | AGNC Investment Corp                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -100 | NC      | $-150.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Phillips 66                    | Phillips 66                          | CUSIP: 718546104<br>LEI: 5493005JBO5YSIGK1814 | Long             | EC               | CORP              | US        |      3112 | NS      | $337465.28    | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Pioneer Natural Resources Co   | Pioneer Natural Resources Co         | CUSIP: 723787107<br>LEI: FY8JBF7CCL2VE4F1B628 | Long             | EC               | CORP              | US        |      2270 | NS      | $535697.30    | 1.81%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | Shell PLC                            | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -20 | NC      | $-1700.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Shell PLC                            | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-375.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Shell PLC                            | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-1000.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Southern Co/The                      | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -50 | NC      | $-4375.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | AGNC Investment Corp                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -100 | NC      | $-650.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | ALLETE Inc                           | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -20 | NC      | $-2150.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| Provident Financial Services I | Provident Financial Services Inc     | CUSIP: 74386T105<br>LEI: 529900JOSO3SXEDVE477 | Long             | EC               | CORP              | US        |      3660 | NS      | $82459.80     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Prudential Financial Inc       | Prudential Financial Inc             | CUSIP: 744320102<br>LEI: 5PRBRS5FEH7NREC8OR45 | Long             | EC               | CORP              | US        |      8672 | NS      | $936836.16    | 3.16%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | Southern Co/The                      | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -50 | NC      | $-250.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Southern Co/The                      | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -30 | NC      | $-3675.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| RLJ LODGING TRUST              | RLJ Lodging Trust                    | CUSIP: 74965L200<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     23410 | NS      | $578227.00    | 1.95%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | Ally Financial Inc                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -30 | NC      | $-150.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Ally Financial Inc                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-150.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Southern Co/The                      | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -30 | NC      | $-525.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Ally Financial Inc                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -120 | NC      | $-1200.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Ally Financial Inc                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-175.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Bristol-Myers Squibb Co              | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-75.00       | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Boston Properties Inc                | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-625.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Chevron Corp                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-100.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Chevron Corp                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-135.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Chevron Corp                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-760.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Chevron Corp                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-510.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Chevron Corp                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-785.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Chevron Corp                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-1050.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Chevron Corp                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-2315.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Dow Inc                              | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -100 | NC      | $-400.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Dow Inc                              | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -20 | NC      | $-50.00       | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Dow Inc                              | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -30 | NC      | $-1050.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Dow Inc                              | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -51 | NC      | $-841.50      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Dow Inc                              | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-595.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Devon Energy Corp                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-420.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Enbridge Inc                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -20 | NC      | $-100.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Enbridge Inc                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -20 | NC      | $-100.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Southern Co/The                      | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -50 | NC      | $-1250.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Simon Property Group Inc             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -30 | NC      | $-3405.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | AT&T Inc                             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -100 | NC      | $-7850.00     | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | AT&T Inc                             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -110 | NC      | $-385.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | AT&T Inc                             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -100 | NC      | $-1100.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | AT&T Inc                             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -100 | NC      | $-750.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | AT&T Inc                             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -100 | NC      | $-900.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | AT&T Inc                             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -100 | NC      | $-1150.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | AT&T Inc                             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -100 | NC      | $-650.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | AT&T Inc                             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -100 | NC      | $-1500.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | TC Energy Corp                       | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -20 | NC      | $-50.00       | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | US Bancorp                           | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -80 | NC      | $-200.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Valero Energy Corp                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-525.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Vornado Realty Trust                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -10 | NC      | $-475.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Vodafone Group PLC                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -168 | NC      | $-252.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Verizon Communications Inc           | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -200 | NC      | $-2300.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| AGNC Investment Corp           | AGNC Investment Corp                 | CUSIP: 00123Q104<br>LEI: 5TRACI5HRMELWV32OF39 | Long             | EC               | CORP              | US        |     38926 | NS      | $388870.74    | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| AGNC INVESTMENT CORP           | AGNC Investment Corp                 | CUSIP: 00123Q856<br>LEI: 5TRACI5HRMELWV32OF39 | Long             | EP               | CORP              | US        |     11000 | NS      | $239250.00    | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| AT&T Inc                       | AT&T Inc                             | CUSIP: 00206R102<br>LEI: 549300Z40J86GGSTL398 | Long             | EC               | CORP              | US        |     55180 | NS      | $1063870.40   | 3.59%             |  |  |  | No            |                  1 | On Loan: No      |
| AbbVie Inc                     | AbbVie Inc                           | CUSIP: 00287Y109<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | EC               | CORP              | US        |      1681 | NS      | $270943.58    | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-23

**Name of Applicant:** Series Portfolios Trust

**Signature:** /s/Ryan Roell

**Name of Signer:** Series Portfolios Trust

**Title:** President