# EDGAR Filing Document

**Accession Number:** 0001774439
**File Stem:** 0001774439-26-000002
**Filing Date:** 2026-1
**Character Count:** 2292
**Document Hash:** a5f26b9c5bd78a0ce4da5765609e61f0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001774439-26-000002.hdr.sgml**: 20260121

**ACCESSION NUMBER**: 0001774439-26-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260121

**DATE AS OF CHANGE**: 20260121

**EFFECTIVENESS DATE**: 20260121

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PGB SECURITIES LLC
- **CENTRAL INDEX KEY:** 0001774439

**ORGANIZATION NAME:**
- **EIN:** 834068506
- **STATE OF INCORPORATION:** NJ
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-70338
- **FILM NUMBER:** 26549098

**BUSINESS ADDRESS:**
- **STREET 1:** 500 HILLS DRIVE
- **CITY:** BEDMINSTER
- **STATE:** NJ
- **ZIP:** 07921
- **BUSINESS PHONE:** 908-470-6419

**MAIL ADDRESS:**
- **STREET 1:** 500 HILLS DRIVE
- **CITY:** BEDMINSTER
- **STATE:** NJ
- **ZIP:** 07921

### Attached PDF Documents

**Attachment 1:** `publipgb.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001774439

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** PGB SECURITIES LLC

**Business Address:** 500 HILLS DRIVE, BEDMINSTER, NJ, 07921

**Contact Person:** Frank Rossi

**Contact Phone:** (908) 719-4309

### Independent Public Accountant Identification

**Accountant Name:** Crowe LLP

**Accountant Address:** 485 Lexington Ave, New York, NY, 10017

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Eric Waser**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **PGB SECURITIES LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Eric Waser

**Title:** Executive Vice President, Head of Investment Banking