# EDGAR Filing Document

**Accession Number:** 0000026617
**File Stem:** 0000026617-26-000003
**Filing Date:** 2026-5
**Character Count:** 2866
**Document Hash:** 70ddcf8471d45976de488d2f8e4e5e9a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000026617-26-000003.hdr.sgml**: 20260521

**ACCESSION NUMBER**: 0000026617-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260521

**DATE AS OF CHANGE**: 20260521

**EFFECTIVENESS DATE**: 20260521

**PERIOD START**: 20250401

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DAIWA CAPITAL MARKETS AMERICA INC.
- **CENTRAL INDEX KEY:** 0000026617

**ORGANIZATION NAME:**
- **EIN:** 135680329
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-12242
- **FILM NUMBER:** 261010181

**BUSINESS ADDRESS:**
- **STREET 1:** 1251 AVENUE OF THE AMERICAS, 49TH FL
- **STREET 2:** 32 OLD SLIP
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10020
- **BUSINESS PHONE:** 212-612-6156

**MAIL ADDRESS:**
- **STREET 1:** 1251 AVENUE OF THE AMERICAS, 49TH FL
- **STREET 2:** 32 OLD SLIP
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10020

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DAIWA SECURITIES AMERICA INC.
- **DATE OF NAME CHANGE:** 20020207

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DAIWA SECURITIES AMERICA INC                            /BD
- **DATE OF NAME CHANGE:** 20020207

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DAIWA SECURITIES CO AMERICA INC
- **DATE OF NAME CHANGE:** 19740109

### Attached PDF Documents

**Attachment 1:** `DCMASOFC032026PUBLIC.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000026617

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 04-01-2025

**Report Period End Date:** 03-31-2026

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** DAIWA CAPITAL MARKETS AMERICA INC.

**Business Address:** 1251 AVENUE OF THE AMERICAS, 49TH FL, NEW YORK, NY, 10020

**Contact Person:** Kevin Donohoe

**Contact Phone:** 212-612-6384

### Independent Public Accountant Identification

**Accountant Name:** KPMG LLP

**Accountant Address:** 375 9th Avenue, 17th FL, New York, NY, 10001

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **George L. Parry**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **DAIWA CAPITAL MARKETS AMERICA INC.**, as of **03-31-2026**, are true and correct.

**Signature:** George L. Parry

**Title:** Managing Director, Chief Financial Officer and Treasurer