# EDGAR Filing Document

**Accession Number:** 0000846913
**File Stem:** 0001437749-25-019974
**Filing Date:** 2025-6
**Character Count:** 5570
**Document Hash:** 08d549b2f134e909a04ac8c92aaf1383
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001437749-25-019974.hdr.sgml**: 20250610

**ACCESSION NUMBER**: 0001437749-25-019974

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20250605

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20250610

**DATE AS OF CHANGE**: 20250610

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FUEL TECH, INC.
- **CENTRAL INDEX KEY:** 0000846913
- **STANDARD INDUSTRIAL CLASSIFICATION:** INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564]
- **ORGANIZATION NAME:** 06 Technology
- **EIN:** 205657551
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-33059
- **FILM NUMBER:** 251037108

**BUSINESS ADDRESS:**
- **STREET 1:** 27601 BELLA VISTA PARKWAY
- **CITY:** WARRENVILLE
- **STATE:** IL
- **ZIP:** 60555
- **BUSINESS PHONE:** 6308454431

**MAIL ADDRESS:**
- **STREET 1:** 27601 BELLA VISTA PARKWAY
- **CITY:** WARRENVILLE
- **STATE:** IL
- **ZIP:** 60555

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FUEL TECH N V
- **DATE OF NAME CHANGE:** 19930510

?xml version='1.0' encoding='ASCII'? ftek20250609_8k.htm

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**UNITED STATES**

 **SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

 **Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

**Date of Report (Date of earliest event reported) June 5, 2025**

## FUEL TECH, INC.
(Exact name of registrant as specified in its charter)

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| | | |
|:---|:---|:---|
| **Delaware** <br> (State or other jurisdiction<br> of incorporation) | **001-33059**<br> (Commission<br> File Number) | **20-5657551**<br> (IRS Employer<br> Identification No.) |

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**Fuel Tech, Inc.**

 **27601 Bella Vista Parkway**

 **Warrenville, IL 60555-1617**

 **630-845-4500**

**(Address and telephone number of principal executive offices)**

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Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Common Stock | FTEK | NASDAQ Capital Market |

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**Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provision:**

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

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| | |
|:---|:---|
| Emerging growth company | ☐ |

---

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐<br>

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**Item 5.07. Submission of Matters to a Vote of Security Holders.**

On June 5, 2025, Fuel Tech, Inc., a Delaware corporation (the "Company") held its Annual Meeting of Stockholders, at which the stockholders voted upon: (a) the election of Vincent J. Arnone, Douglas G. Bailey, Sharon L. Jones, and Dennis L. Zeitler to the Company's Board of Directors until the Company's next Annual Meeting of Stockholders or until they resign or their respective successors are duly elected and qualified; (b) the ratification of the appointment of RSM US LLP as the Company's independent registered public accounting firm; and (c) an advisory vote on executive compensation.

The stockholders elected all four directors, approved the ratification of the appointment of RSM US LLP as the Company's independent registered public accounting firm and approved, on an advisory, non-binding basis, the Company's executive compensation.

The number of votes cast for or against (or withheld) and the number of abstentions and broker non-votes with respect to each matter voted upon, as applicable, are set forth below.

**Proposal 1: Election of Directors**

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| | | | |
|:---|:---|:---|:---|
| **Director** | **For** | **Withheld** | **Broker Non-Votes** |
| Vincent J. Arnone | 12,399,094 | 2,020,230 | 6,279,410 |
| Douglas G. Bailey | 11,452,498 | 2,966,826 | 6,279,410 |
| Sharon L. Jones | 13,842,541 | 576,783 | 6,279,410 |
| Dennis L. Zeitler | 13,810,203 | 609,121 | 6,279,410 |

---

**Proposal 2: Ratification of RSM US LLP as the Company**'**s independent registered public accounting firm** 

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| | | |
|:---|:---|:---|
| **For** | **Against** | **Abstain** |
| 20,539,393 | 97,330 | 62,011 |

---

**Proposal 3: Advisory vote on executive compensation**

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| | | | |
|:---|:---|:---|:---|
| **For** | **Against** | **Abstain** | **Broker Non-Votes** |
| 13,458,829 | 746,185 | 214,310 | 6,279,410 |

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
|  | **Fuel Tech, Inc.**<br> (Registrant) | **Fuel Tech, Inc.**<br> (Registrant) |
|  | By:  | /s/ *Bradley W. Johnson*  |
|  |  | Bradley W. Johnson |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Date: June 10, 2025  |  | Vice President, General Counsel and Secretary  |

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