# EDGAR Filing Document

**Accession Number:** 0001428439
**File Stem:** 0001628280-26-039142
**Filing Date:** 2026-5
**Character Count:** 30596
**Document Hash:** d01fe6fb500911616d6fbe7da420660f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001628280-26-039142.hdr.sgml**: 20260529

**ACCESSION NUMBER**: 0001628280-26-039142

**CONFORMED SUBMISSION TYPE**: SD

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20260529

**DATE AS OF CHANGE**: 20260529

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ROKU, INC
- **CENTRAL INDEX KEY:** 0001428439
- **STANDARD INDUSTRIAL CLASSIFICATION:** CABLE & OTHER PAY TELEVISION SERVICES [4841]
- **ORGANIZATION NAME:** 06 Technology
- **EIN:** 262087865
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SD
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-38211
- **FILM NUMBER:** 261044211

**BUSINESS ADDRESS:**
- **STREET 1:** 1173 COLEMAN AVENUE
- **CITY:** SAN JOSE
- **STATE:** CA
- **ZIP:** 95110
- **BUSINESS PHONE:** (408) 556-9040

**MAIL ADDRESS:**
- **STREET 1:** 1701 JUNCTION COURT, SUITE 100
- **STREET 2:** ATTENTION: GENERAL COUNSEL
- **CITY:** SAN JOSE
- **STATE:** CA
- **ZIP:** 95112

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ROKU INC
- **DATE OF NAME CHANGE:** 20080228

**Exhibit 1.01** 

&nbsp;&nbsp;&nbsp;&nbsp;

**Roku, Inc.** 

**2025 Conflict Minerals Report** 

Roku, Inc. ("**Roku**") has prepared this Conflict Minerals Report under Rule 13p-1 of the Securities Exchange Act of 1934, as amended. This report covers the period January 1, 2025 to December 31, 2025.

Rule 13p-1 requires disclosure when cassiterite, columbite-tantalite (coltan), gold, and wolframite, and their derivatives, tantalum, tin, and tungsten ("**Conflict Minerals**"), are "necessary to the functionality or production" of the products that a company manufactures or contracts to manufacture. Rule 13p-1 relates to the sourcing of Conflict Minerals from the Democratic Republic of the Congo, the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia, and Angola (the "**Covered Countries**").

Conflict Minerals are necessary to the functionality or production of certain Roku products. Roku does not manufacture any products. Instead, Roku contracts with its direct suppliers—contract manufacturers and original design manufacturers—to manufacture or design its products to Roku's specifications. During 2025, all hardware products that Roku contracted to manufacture contained Conflict Minerals necessary to the functionality or production of those products, including Roku-made TVs, players, remotes, audio equipment, smart home products, and other electronics (collectively, "**Covered Products**"). This report applies to Covered Products that were manufactured during 2025.

**Reasonable Country-of-Origin Inquiry**

For 2025, Roku conducted a good-faith reasonable country-of-origin inquiry into which Covered Products incorporate Conflict Minerals. That inquiry was reasonably designed to determine whether any of the Conflict Minerals originated in the Covered Countries or came from recycled or scrap sources. To conduct the inquiry, Roku principally requested its direct suppliers of Covered Products ("**Suppliers**") to provide country-of-origin information on the Conflict Minerals used in Covered Products. Based on the information received, Roku has reason to believe that some of the Conflict Minerals contained in the Covered Products may have originated from Covered Countries.

**Conflict Minerals Due Diligence Program Design**

Roku designed its Conflict Minerals due diligence program to conform, in all material respects, to the *Organisation for Economic Co-operation and Development (*"***OECD***"*) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas* and the related *Supplement on Gold* and *Supplement on Tin, Tantalum and Tungsten*, consistent with Roku's position as a downstream company.

***OECD Guidance Step 1: Maintain Strong Company Management Systems***

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Roku has adopted a written policy statement on Conflict Minerals, available at https://www.roku.com/investor/governance.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• An internal team with members from Roku's operations, legal, and finance organizations oversees the Conflict Minerals program.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• The Conflict Minerals team reports its findings to the Chief Accounting Officer and the General Counsel.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Roku requests that Suppliers report annually on the use of Conflict Minerals in their products using the Conflict Minerals Reporting Template ("**CMRT**") published by the Responsible Minerals Initiative ("**RMI**").

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Roku maintains a grievance hotline for reporting policy violations.

***OECD Guidance Step 2: Identify and Assess Risks in the Supply Chain***

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Roku requests that each Supplier submit a completed CMRT.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Roku follows up with Suppliers on incomplete or inconsistent CMRT submissions.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Roku attempts to identify high-risk smelters and refiners in its supply chain. Roku compares the smelters and refiners identified by Suppliers as potentially supplying Conflict Minerals for use in the Covered Products against the list of smelters and refiners that are identified as "conformant" or "active" with the RMI's Responsible Minerals Assurance Process ("**RMAP**") assessment protocols and against the list of refiners identified on the current Good Delivery List of the London Bullion Market Association ("**LBMA**").

------

***OECD Guidance Step 3: Design and Implement a Strategy to Respond to Identified Risks&nbsp;&nbsp;&nbsp;&nbsp; &nbsp;&nbsp;&nbsp;&nbsp;***

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Roku contacts Suppliers that report using smelters or refiners that are not identified by RMAP as "conformant" or "active" or on the LBMA Good Delivery List to confirm whether they have discontinued use of such smelter or refiner.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Roku asks Suppliers to encourage smelters or refiners that are not conformant with RMAP to participate in the RMAP.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• If Roku determines that a Supplier is sourcing Conflict Minerals that may be financing armed conflict or human rights abuses in the Covered Countries, Roku will determine an appropriate course of action to engage with that Supplier, which may include requesting that the Supplier remove an identified smelter or refiner from its supply chain.

***OECD Guidance Step 4: Support the Development and Implementation of Independent Third-Party Audits***

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Roku does not have a direct relationship with the smelters and refiners and relies on the independent audits of smelters and refiners that the RMI (and similar organizations) conduct through the RMAP or that are coordinated through the LMBA's Responsible Sourcing Programme.

***OECD Guidance Step 5: Report on Supply Chain Due Diligence***

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Roku publishes its Conflict Minerals Report annually, available at https://www.roku.com/investor/sec-filings.

**Due Diligence Results** 

***Smelters and Refiners Identified***

Roku received a CMRT from each Supplier. Based on the information Suppliers provided for 2025, Roku has reason to believe that some of the Conflict Minerals used in the Covered Products originated from Covered Countries. In certain cases, the information the Suppliers provided was incomplete or unverifiable and may not have included responses from all their suppliers. Further, Roku was unable to determine the country of origin of all the Conflict Minerals needed to manufacture the Covered Products. In addition, some Suppliers provided smelter and refiner information on a company-wide basis, not on a product-specific basis, so some of the smelters or refiners identified may not actually have supplied Conflict Minerals for use in the Covered Products.

The Suppliers identified 209 smelters and refiners, and Roku evaluated each against the RMAP audit and the LBMA Good Delivery List. As of April 1, 2026, of these smelters and refiners, 207 were identified by RMAP as "conformant" and one was considered "active," or undergoing assessment, for 2025. One smelter was not identified by RMAP as either "conformant" or "active." Roku asked the relevant Supplier to encourage the smelter to become RMAP-conformant or, if that was not feasible, to transition to an alternative RMAP-conformant smelter. The Supplier then transitioned to an alternative RMAP-conformant smelter.

Below are the results of Roku's due diligence as of April 1, 2026 on the Conflict Minerals used in Covered Products for 2025, based on the information the Suppliers provided:

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
|  | **<u>Tin</u>** | **<u>Tantalum</u>** | **<u>Tungsten</u>** | **<u>Gold</u>**  | **<u>Total</u>**  |
| **Total number of smelters or refiners** | **53** | **34** | **30** | **92** | **209** |
| **Total number (%) of smelters or refiners identified by RMAP as "Conformant" or "Active"** | **52 (98%)** | **34 (100%)** | **30 (100%)** | **92 (100%)** | **208 (>99%)** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;*Total number (%) of "Conformant" smelters or refiners* | *52 (98%)* | *34 (100%)* | *30 (100%)* | *91 (99%)* | *207 (>99%)* |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;*Total number (%) of "Active" smelters or refiners* | *0* | *0* | *0* | *1 (1%)* | *1 (<1%)* |

---

The supply chain for the Covered Products is complex. As a downstream purchaser, Roku is many steps removed from the mining and smelting or refining of the Conflict Minerals and does not have direct relationships with smelters and refiners of Conflict Minerals. Roku believes the smelters and refiners are in the best position in the supply chain to determine the origin of the ores, and tracing these minerals to their sources is a challenge that requires Roku to enlist its Suppliers in its efforts to achieve supply chain transparency, including its efforts to obtain information regarding the origin of the Conflict Minerals. The information provided by Suppliers may be inaccurate or incomplete or subject to other irregularities. Because of Roku's relative location within the supply chain in relation to the actual extraction, transport, smelting, and refinement of Conflict Minerals, Roku's ability to verify the accuracy of information reported by Suppliers is limited. Roku also relies on third-party organizations to determine the accuracy of representations that upstream producers are "conflict-free," and is not in a position to independently determine the "conflict-free" nature of Conflict Minerals used in the Covered Products for 2025. Appendix A lists the smelters and refiners that Suppliers reported for 2025.

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***Efforts to Determine Mine or Location of Origin***

Roku requested mine or location-of-origin information from each Supplier to determine the country of origin of the Conflict Minerals in its supply chain. Based on country-of-origin information provided by the Suppliers:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• The Conflict Minerals contained in Covered Products that may have originated from the Covered Countries may have come from the Democratic Republic of the Congo, Rwanda, Tanzania, or Uganda. In some cases, the locations of the mines were unknown and not identified in the CMRT. In other cases, the responses indicated that the minerals were from the Covered Countries but did not identify specific countries.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• The Conflict Minerals contained in Covered Products that may have originated outside the Covered Countries may have come from Australia, Austria, Belgium, Bolivia, Brazil, Canada, Chile, China, Colombia, Czech Republic, Estonia, Germany, India, Indonesia, Italy, Japan, Kazakhstan, Malaysia, Mexico, Netherlands, Peru, Philippines, Poland, Republic of Korea, Singapore, South Africa, Spain, Sweden, Switzerland, Taiwan, Thailand, Turkey, United States, Uzbekistan, or Vietnam.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Some Conflict Minerals contained in Covered Products may have come from recycled and scrap sources.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Some Conflict Minerals contained in Covered Products may have originated from the conflict-affected and high-risk areas.

Roku does not have privity of contract with any smelter or refiner listed on Appendix A or control over the origin of the sourcing of any Conflict Minerals processed by any smelter or refiner listed on Appendix A.

The country-of-origin information Suppliers provided was incomplete. Although Roku contacted Suppliers to obtain more complete country-of-origin information, as of the date of this report, Roku has been unable to obtain complete country-of-origin information. As with the list of smelters and refiners, many Supplier responses were provided at the company level, which means this list of countries may include more countries of origin than actual sources of the Conflict Minerals in the Covered Products.

**Steps to be Taken to Mitigate Risk** 

Roku has taken, or intends to take, the following actions to mitigate the risk that the Conflict Minerals in the Covered Products could finance armed groups in the Covered Countries:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Roku will continue to engage with Suppliers to obtain additional visibility into the sourcing of Conflict Minerals in its supply chain.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Roku will continue to encourage Suppliers to engage with their upstream smelters and refiners to ensure that they become or remain RMAP-conformant.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• If incidents or allegations arise concerning Conflict Minerals in Roku's supply chain, Roku will assess and take appropriate responsive action.

**Forward-Looking Statements** 

This report contains forward-looking statements reflecting Roku's expectations with respect to its Conflict Minerals program. Statements in this Report that are not strictly historical statements, including Roku's intentions and expectations regarding further supplier engagement, due diligence, risk mitigation efforts, strategy, and future reporting, constitute forward-looking statements. Any statements in this report that are not statements of historical fact may also be deemed to be forward-looking statements. For example, the words "could," "may," "will," and similar expressions are intended to identify forward-looking statements. These forward-looking statements are not a guarantee of performance and are subject to a number of risks and uncertainties, some of which may be outside of Roku's control, and which could cause actual events to differ materially from those expressed or implied by the statements made herein. Risks and uncertainties that could cause actual results to differ include those associated with the progress of industry and other supply chain transparency and smelter or refiner validation programs for conflict minerals (including the possibility of inaccurate information, fraud, and other irregularities), inadequate supplier education and knowledge, limitations on the ability or willingness of suppliers to provide accurate, complete, and detailed information, limitations on Roku's ability to verify the accuracy or completeness of any supply chain information provided by suppliers, third-party audit programs, or others, and possible future statutory or regulatory changes. More information on risks and uncertainties that could cause actual results to differ is included in Roku's U.S. Securities and Exchange Commission filings, including in Roku's Annual Report on Form 10-K and Quarterly Reports on Form 10-Q.

The information on the websites referenced in this report is not incorporated by reference into this report.

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**Appendix A**

**List of Smelters and Refiners**

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| | | |
|:---|:---|:---|
| **Metal** | **Name of Smelter or Refiner** | **Smelter or Refiner Country** |
| Gold | Advanced Chemical Company | United States of America |
| Gold | Aida Chemical Industries Co., Ltd. | Japan |
| Gold | Agosi AG | Germany |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan |
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | Brazil |
| Gold | Argor-Heraeus S.A. | Switzerland |
| Gold | Asahi Metalfine, Inc. | Japan |
| Gold | Asaka Riken Co., Ltd. | Japan |
| Gold | Aurubis AG, Hamburg | Germany |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines |
| Gold | Boliden Ronnskar | Sweden |
| Gold | C. Hafner GmbH + Co. KG | Germany |
| Gold | CCR Refinery - Glencore Canada Corporation | Canada |
| Gold | Chimet S.p.A. | Italy |
| Gold | Chugai Mining | Japan |
| Gold | DSC (Do Sung Corporation) | Korea, Republic of  |
| Gold | Dowa | Japan |
| Gold | Eco-System Recycling Co., Ltd. East Plant | Japan |
| Gold | LT Metal Ltd. | Korea, Republic of  |
| Gold | Heimerle + Meule GmbH | Germany |
| Gold | Heraeus Metals Hong Kong Ltd. | China |
| Gold | Heraeus Germany GmbH Co. KG | Germany |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | China |
| Gold | Ishifuku Metal Industry Co., Ltd. | Japan |
| Gold | Istanbul Gold Refinery | Turkey |
| Gold | Japan Mint | Japan |
| Gold | Jiangxi Copper Co., Ltd. | China |
| Gold | Asahi Refining USA Inc. | United States of America |
| Gold | Asahi Refining Canada Ltd. | Canada |
| Gold | JX Nippon Mining & Metals Co., Ltd. | Japan |
| Gold | Kazzinc Ltd | Kazakhstan |
| Gold | Kennecott Utah Copper LLC | United States of America |
| Gold | Kojima Chemicals Co., Ltd. | Japan |
| Gold | LS MnM Inc. | Korea, Republic of  |
| Gold | Materion | United States of America |
| Gold | Matsuda Sangyo Co., Ltd. | Japan |
| Gold | Metalor Technologies (Suzhou) Ltd. | China |
| Gold | Metalor Technologies (Hong Kong) Ltd. | China |
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore |
| Gold | Metalor Technologies S.A. | Switzerland |
| Gold | Metalor USA Refining Corporation | United States of America |
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | Mexico |
| Gold | Mitsubishi Materials Corporation | Japan |
| Gold | Mitsui Mining and Smelting Co., Ltd. | Japan |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | Turkey |
| Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan |
| Gold | Nihon Material Co., Ltd. | Japan |
| Gold | Ohura Precious Metal Industry Co., Ltd. | Japan |
| Gold | MKS PAMP SA | Switzerland |
| Gold | PT Aneka Tambang (Persero) Tbk | Indonesia |
| Gold | PX Precinox S.A. | Switzerland |
| Gold | Rand Refinery (Pty) Ltd. | South Africa |

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| | | |
|:---|:---|:---|
| **Metal** | **Name of Smelter or Refiner** | **Smelter or Refiner Country** |
| Gold | Royal Canadian Mint | Canada |
| Gold | SEMPSA Joyeria Plateria S.A. | Spain |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | China |
| Gold | Solar Applied Materials Technology Corp. | Taiwan, Province of China |
| Gold | Sumitomo Metal Mining Co., Ltd. | Japan |
| Gold | Tanaka Kikinzoku Kogyo K.K. | Japan |
| Gold | Shandong Gold Smelting Co., Ltd. | China |
| Gold | Tokuriki Honten Co., Ltd. | Japan |
| Gold | Umicore S.A. Business Unit Precious Metals Refining | Belgium |
| Gold | United Precious Metal Refining, Inc. | United States of America |
| Gold | Valcambi S.A. | Switzerland |
| Gold | Western Australian Mint (T/a The Perth Mint) | Australia |
| Gold | Yamakin Co., Ltd. | Japan |
| Gold | Yokohama Metal Co., Ltd. | Japan |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China |
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | China |
| Gold | SAFINA A.S. | Czechia |
| Gold | MMTC-PAMP India Pvt., Ltd. | India |
| Gold | KGHM Polska Miedz Spolka Akcyjna | Poland |
| Gold | T.C.A S.p.A | Italy |
| Gold | REMONDIS PMR B.V. | Netherlands |
| Gold | Korea Zinc Co., Ltd. | Korea, Republic of  |
| Gold | TOO Tau-Ken-Altyn | Kazakhstan |
| Gold | Abington Reldan Metals, LLC  | United States of America  |
| Gold | Italpreziosi | Italy |
| Gold | WIELAND Edelmetalle GmbH | Germany |
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Austria |
| Gold | Bangalore Refinery | India |
| Gold | SungEel HiMetal Co., Ltd. | Korea, Republic of  |
| Gold | Planta Recuperadora de Metales SpA | Chile |
| Gold | NH Recytech Company | Korea, Republic of  |
| Gold | Eco-System Recycling Co., Ltd. North Plant | Japan |
| Gold | Eco-System Recycling Co., Ltd. West Plant | Japan |
| Gold | Metal Concentrators SA (Pty) Ltd. | South Africa |
| Gold | Gold by Gold Colombia | Colombia |
| Gold | Coimpa Industrial LTDA | Brazil |
| Gold | Elite Industech Co., Ltd. | Taiwan, Province of China |
| Gold | GG Refinery Ltd. | Tanzania |
| Gold | Impala Platinum - Platinum Metals Refinery (PMR) | South Africa |
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | China |
| Tantalum | F&X Electro-Materials Ltd. | China |
| Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | China |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China |
| Tantalum | Jiujiang Tanbre Co., Ltd. | China |
| Tantalum | AMG Brasil | Brazil |
| Tantalum | Metallurgical Products India Pvt., Ltd. | India |
| Tantalum | Mineracao Taboca S.A. | Brazil |
| Tantalum | Mitsui Kinzoku Company, Limited | Japan |
| Tantalum | NPM Silmet AS | Estonia |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China |
| Tantalum | QuantumClean | United States of America |
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | China |
| Tantalum | Taki Chemical Co., Ltd. | Japan |

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| | | |
|:---|:---|:---|
| **Metal** | **Name of Smelter or Refiner** | **Smelter or Refiner Country** |
| Tantalum | Telex Metals | United States of America |
| Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China |
| Tantalum | D Block Metals, LLC | United States of America |
| Tantalum | FIR Metals & Resource Ltd. | China |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China |
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | China |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China |
| Tantalum | KEMET de Mexico | Mexico |
| Tantalum | TANIOBIS Co., Ltd. | Thailand |
| Tantalum | Materion Newton Inc.  | United States of America  |
| Tantalum | TANIOBIS GmbH | Germany |
| Tantalum | TANIOBIS Japan Co., Ltd. | Japan |
| Tantalum | TANIOBIS Smelting GmbH & Co. KG | Germany |
| Tantalum | Global Advanced Metals Boyertown | United States of America |
| Tantalum | Global Advanced Metals Aizu | Japan |
| Tantalum | Resind Industria e Comercio Ltda. | Brazil |
| Tantalum | Jiangxi Tuohong New Raw Material | China |
| Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | China |
| Tantalum | PowerX Ltd. | Rwanda |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | China |
| Tin | Alpha Assembly Solutions Inc | United States of America |
| Tin | PT Premium Tin Indonesia  | Indonesia |
| Tin | Dowa | Japan |
| Tin | EM Vinto | Bolivia (Plurinational State of) |
| Tin | Estanho de Rondonia S.A. | Brazil |
| Tin | Fenix Metals | Poland |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China |
| Tin | China Tin Group Co., Ltd. | China |
| Tin | Malaysia Smelting Corporation Berhad (Port Klang) | Malaysia |
| Tin | Metallic Resources, Inc. | United States of America |
| Tin | Mineracao Taboca S.A. | Brazil |
| Tin | Minsur | Peru |
| Tin | Mitsubishi Materials Corporation | Japan |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand |
| Tin | Operaciones Metalurgicas S.A. | Bolivia (Plurinational State of) |
| Tin | PT Mitra Stania Prima | Indonesia |
| Tin | PT Prima Timah Utama | Indonesia |
| Tin | PT Timah Tbk Kundur | Indonesia |
| Tin | PT Timah Tbk Mentok | Indonesia |
| Tin | Rui Da Hung | Taiwan, Province of China |
| Tin  | Soft Metais Ltda.  | Brazil  |
| Tin | Thaisarco | Thailand |
| Tin | White Solder Metalurgia e Mineracao Ltda. | Brazil |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | China |
| Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. | China |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | Brazil |
| Tin | PT ATD Makmur Mandiri Jaya | Indonesia |
| Tin | O.M. Manufacturing Philippines, Inc. | Philippines |
| Tin  | CV Ayi Jaya  | Indonesia |
| Tin | PT Rajehan Ariq | Indonesia |
| Tin | PT Cipta Persada Mulia | Indonesia |
| Tin | Resind Industria e Comercio Ltda. | Brazil |
| Tin  | Super Ligas  | Brazil  |

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| | | |
|:---|:---|:---|
| **Metal** | **Name of Smelter or Refiner** | **Smelter or Refiner Country** |
| Tin | Aurubis Beerse | Belgium |
| Tin | Aurubis Berango | Spain |
| Tin  | PT Bangka Prima Tin  | Indonesia |
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | China |
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | China |
| Tin | Tin Technology & Refining | United States of America |
| Tin | Luna Smelter, Ltd. | Rwanda |
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd.  | China |
| Tin | PT Mitra Sukses Globalindo | Indonesia |
| Tin | CRM Synergies | Spain |
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | Brazil |
| Tin | PT Putera Sarana Shakti (PT PSS) | Indonesia |
| Tin | Mining Minerals Resources SARL | Congo, Democratic Republic of the  |
| Tin | Dongguan Best Alloys Co., Ltd. | China |
| Tin | Feinhutte Halsbrucke GmbH | Germany |
| Tin | Global Advanced Metals Greenbushes Pty Ltd. | Australia |
| Tin | P Kay Metal, Inc. | United States of America |
| Tin | Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. | Japan |
| Tin | Woodcross Smelting Company Limited | Uganda |
| Tungsten | A.L.M.T. Corp. | Japan |
| Tungsten | Kennametal Huntsville | United States of America |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China |
| Tungsten | Global Tungsten & Powders LLC | United States of America |
| Tungsten | Japan New Metals Co., Ltd. | Japan |
| Tungsten | Kennametal Fallon | United States of America |
| Tungsten | Wolfram Bergbau und Hutten AG | Austria |
| Tungsten | Xiamen Tungsten Co., Ltd. | China |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China |
| Tungsten | Asia Tungsten Products Vietnam Ltd. | Vietnam |
| Tungsten | H.C. Starck Tungsten GmbH | Germany |
| Tungsten | TANIOBIS Smelting GmbH & Co. KG | Germany |
| Tungsten | Masan High-Tech Materials | Vietnam |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China |
| Tungsten | Niagara Refining LLC | United States of America |
| Tungsten | China Molybdenum Tungsten Co., Ltd. | China |
| Tungsten | Lianyou Metals Co., Ltd. | Taiwan, Province of China |
| Tungsten  | Hubei Green Tungsten Co., Ltd.  | China  |
| Tungsten | Cronimet Brasil Ltda | Brazil |
| Tungsten | Tungsten Vietnam Joint Stock Company | Vietnam |
| Tungsten | KENEE MINING VIETNAM COMPANY LIMITED | Vietnam |
| Tungsten | Lianyou Resources Co., Ltd. | Taiwan, Province of China |
| Tungsten | Shinwon Tungsten (Fujian Shanghang) Co., Ltd. | China |

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## Exhibit 1.01

**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION** 

**WASHINGTON, D.C. 20549** 

**FORM SD** 

**Specialized Disclosure Report** 

**Roku, Inc.** 

**(Exact Name of Registrant as Specified in its Charter)** 

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| | |
|:---|:---|
| **Delaware** | **001-38211** |
| **(State or Other Jurisdiction**<br>**of Incorporation)** | **(Commission File Number)** |
| **1173 Coleman Ave**<br>**San Jose, California** | **95110** |
| **(Address of Principal Executive Offices)** | **(Zip Code)** |

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**Chris Handman**

**Senior Vice President and General Counsel**

**(408) 556-9040** 

**(Name and telephone number, including area code, of the person to contact in connection with this report)** 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

☒&nbsp;&nbsp;&nbsp;&nbsp;Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2025.

☐ &nbsp;&nbsp;&nbsp;&nbsp;Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended __________.

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**Section 1 – Conflict Minerals Disclosure** 

**Item 1.01 Conflict Minerals Disclosure and Report** 

***Conflict Minerals Disclosure***

Roku, Inc. ("Roku") is filing this Form SD for the reporting period January 1, 2025 to December 31, 2025 (the "Reporting Period"). A copy of Roku's Conflict Minerals Report for the Reporting Period is filed as Exhibit 1.01 hereto and is publicly available at https://www.roku.com/investor/sec-filings.<sup>1</sup>

**Item 1.02 Exhibit** 

Roku's Conflict Minerals Report for the Reporting Period is filed as Exhibit 1.01 hereto.

**Section 3 – Exhibits** 

**Item 3.01 Exhibits** 

Exhibit 1.01 – <u>[Conflict Minerals Report for the reporting period January 1, 2025 to December 31, 2025](formsd-ex101conflictminera.htm)</u>.

<sup>1</sup> The reference to Roku's website is provided for convenience only. The website's contents are not incorporated by reference into this Form SD or the Conflict Minerals Report and are not deemed filed with the U.S. Securities and Exchange Commission.

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**SIGNATURES** 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

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| | | |
|:---|:---|:---|
|  | **Roku, Inc.** | **Roku, Inc.** |
| Date: May 29, 2026 | By: | /s/ Chris Handman |
|  |  | Chris Handman |
|  |  | Senior Vice President and General Counsel |

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<br>