# EDGAR Filing Document

**Accession Number:** 0001472787
**File Stem:** 0001127602-23-005258
**Filing Date:** 2023-2
**Character Count:** 7583
**Document Hash:** 52f109b40d02dae4d52dde406a4198a4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001127602-23-005258.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001127602-23-005258

**CONFORMED SUBMISSION TYPE**: 5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** KENNEDY PARKER S
- **CENTRAL INDEX KEY:** 0001017357

**FILING VALUES:**
- **FORM TYPE:** 5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-34580
- **FILM NUMBER:** 23633062

**MAIL ADDRESS:**
- **STREET 1:** 114 EAST FIFTH STREET
- **CITY:** SANTA ANA
- **STATE:** CA
- **ZIP:** 92701
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** First American Financial Corp
- **CENTRAL INDEX KEY:** 0001472787
- **STANDARD INDUSTRIAL CLASSIFICATION:** TITLE INSURANCE [6361]
- **IRS NUMBER:** 261911571
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 1 FIRST AMERICAN WAY
- **CITY:** SANTA ANA
- **STATE:** CA
- **ZIP:** 92707
- **BUSINESS PHONE:** 714-250-3000

**MAIL ADDRESS:**
- **STREET 1:** 1 FIRST AMERICAN WAY
- **CITY:** SANTA ANA
- **STATE:** CA
- **ZIP:** 92707

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 5

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>KENNEDY PARKER S<br><sub>(Last) (First) (Middle)</sub><br>1 FIRST AMERICAN WAY<br><sub>(Street)</sub><br>SANTA ANA, CA 92707<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2022-12-31 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>First American Financial Corp [ FAF ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2022-06-03 |  | J<sup>(1)</sup> |  | 300853 | D | $0 | 2165833 | I<sup>(2)</sup> | By Limited Partnership |
| Common Stock | 2022-06-03 |  | J<sup>(1)</sup> |  | 300853 | A | $0 | 469055<sup>(3)</sup> | D |  |
| Common Stock | 2022-06-14 |  | G<sup>(1)</sup> |  | 300853 | D | $0 | 168202<sup>(3)</sup> | D |  |
| Common Stock | 2022-06-22 |  | W<sup>(1)</sup> |  | 15597 | A | $0 | 183820 | D |  |
| Common Stock | 2022-06-22 |  | J<sup>(1)</sup> |  | 287 | D | $0 | 2165546 | I<sup>(2)</sup> | By Limited Partnership |
| Common Stock | 2022-06-22 |  | J<sup>(1)</sup> |  | 287 | A | $0 | 184107<sup>(4)</sup> | D |  |
| Common Stock | 2022-08-18 |  | G<sup>(1)</sup> |  | 287 | D | $0 | 183820<sup>(4)</sup> | D |  |
| Common Stock | 2022-12-15 |  | G |  | 3271<sup>(5)</sup> | D | $0 | 2165546 | I<sup>(2)</sup> | By Limited Partnership |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) Transfer in connection with estate settlement by partners of Kennedy Enterprises, L.P.

(2) The reported securities are held by Kennedy Enterprises, L.P., a limited partnership of which the reporting person is the sole general partner.  The reporting person and his wife are also limited partners of the partnership.  The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

(3) Includes 2,218 unvested Restricted Stock Units ("RSUs") acquired pursuant to an original grant of 2,202 RSUs and shares acquired through automatic dividend reinvestment, vesting 2/22/2023, the first anniversary of the grant.

(4) Includes 2,239 unvested RSUs acquired pursuant to an original grant of 2,202 RSUs and shares acquired through automatic dividend reinvestment, vesting 2/22/2023, the first anniversary of the grant.

(5) Represents separate gifts of limited partnership interests in Kennedy Enterprises, L.P. to eight individuals.  Each gift represents approximately a 0.00189% interest in Kennedy Enterprises. The transaction did not result in the acquisition or disposition of any First American shares by the partnership.

**Signature:** /s/ Craig K. Terrell, attorney-in-fact for Mr. Kennedy  
**Date:** 2023-02-14

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**