# EDGAR Filing Document

**Accession Number:** 0001833078
**File Stem:** 0000898432-23-000065
**Filing Date:** 2023-2
**Character Count:** 21875
**Document Hash:** 85931bd29df0b8fd383d45a2d13d80c9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000898432-23-000065.hdr.sgml**: 20230209

**ACCESSION NUMBER**: 0000898432-23-000065

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230209

**DATE AS OF CHANGE**: 20230209

**EFFECTIVENESS DATE**: 20230209

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Arena Capital Advisors, LLC- CA
- **CENTRAL INDEX KEY:** 0001833078
- **IRS NUMBER:** 464305266
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-21268
- **FILM NUMBER:** 23606946

**BUSINESS ADDRESS:**
- **STREET 1:** 12121 WILSHIRE BLVD STE 1010
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90025
- **BUSINESS PHONE:** 310-806-6700

**MAIL ADDRESS:**
- **STREET 1:** 12121 WILSHIRE BLVD STE 1010
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90025

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Arena Capital Advisors LLC- CA<br>**Address:** 12121 WILSHIRE BLVD STE 1010<br>LOS ANGELES, CA 90025

**Form 13F File Number:** 028-21268

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Sanije Perrett<br>**Title:** President<br>**Phone:** 310-806-6706

**Signature, Place, and Date of Signing:**

/s/ Sanije Perrett  Los Angeles, CA  02-09-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 165

**Form 13F Information Table Value Total:** $183189358

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 26 CAPITAL ACQUISITION CORP | *W EXP 12/31/202 | 90138P118 |  | 12455 | 49812 | SH |  | SOLE |  | 49812 | 0 | 0 |
| 7GC  CO HOLDINGS INC | *W EXP 12/28/202 | 81786A115 |  | 2732 | 39028 | SH |  | SOLE |  | 39028 | 0 | 0 |
| ABG ACQUISITION CORP I | CL A SHS | G00496102 |  | 3122775 | 309492 | SH |  | SOLE |  | 309492 | 0 | 0 |
| ADTHEORENT HOLDING COMPANY | COM | 00739D109 |  | 2 | 1 | SH |  | SOLE |  | 1 | 0 | 0 |
| AEQUI ACQUISITION CORP | *W EXP 11/30/202 | 00775W110 |  | 919 | 32818 | SH |  | SOLE |  | 32818 | 0 | 0 |
| AFTERNEXT HEALTHTECH ACQUISI | *W EXP 99/99/999 | G01109126 |  | 1250 | 16666 | SH |  | SOLE |  | 16666 | 0 | 0 |
| ALTITUDE ACQUISITION CORP | *W EXP 11/30/202 | 02156Y111 |  | 29250 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| ALVOTECH | *W EXP 06/15/202 | L01800116 |  | 77160 | 82967 | SH |  | SOLE |  | 82967 | 0 | 0 |
| ARCTOS NORTHSTAR ACQUIS CORP | *W EXP 99/99/999 | G0477L126 |  | 316 | 7472 | SH |  | SOLE |  | 7472 | 0 | 0 |
| AURORA ACQUISITION CORP | CLASS A ORD SHS | G0698L103 |  | 8761581 | 868343 | SH |  | SOLE |  | 868343 | 0 | 0 |
| AURORA INNOVATION INC | CLASS A COM | 051774107 |  | 8 | 7 | SH |  | SOLE |  | 7 | 0 | 0 |
| AURORA INNOVATION INC | *W EXP 11/03/202 | 051774115 |  | 7732 | 59469 | SH |  | SOLE |  | 59469 | 0 | 0 |
| AXONPRIME INFRSTCTR AQSTN CO | CLASS A COM | 05467C108 |  | 1227798 | 124020 | SH |  | SOLE |  | 124020 | 0 | 0 |
| AXONPRIME INFRSTCTR AQSTN CO | *W EXP 05/31/202 | 05467C116 |  | 18152 | 450424 | SH |  | SOLE |  | 450424 | 0 | 0 |
| BABYLON HLDGS LTD | CL A SHS | G07031209 |  | 1607 | 238 | SH |  | SOLE |  | 238 | 0 | 0 |
| BENSON HILL INC | *W EXP 09/29/202 | 082490111 |  | 6253 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| BIOTECH ACQUISITION COMPANY | CL A SHS | G1125A108 |  | 3029970 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| BIOTECH ACQUISITION COMPANY | *W EXP 11/30/202 | G1125A116 |  | 6392 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| BIRD GLOBAL INC | *W EXP 01/07/202 | 09077J115 |  | 936 | 55061 | SH |  | SOLE |  | 55061 | 0 | 0 |
| BRUNSWICK CORP | COM | 117043109 |  | 504560 | 7000 | SH |  | SOLE |  | 7000 | 0 | 0 |
| CAZOO GROUP LTD | COM | G2007L105 |  | 2 | 12 | SH |  | SOLE |  | 12 | 0 | 0 |
| CAZOO GROUP LTD | *W EXP 08/26/202 | G2007L113 |  | 2533 | 312832 | SH |  | SOLE |  | 312832 | 0 | 0 |
| CC NEUBERGER PRINCIPAL HOLDN | SHS CL A | G1992N100 |  | 2575633 | 255013 | SH |  | SOLE |  | 255013 | 0 | 0 |
| CC NEUBERGER PRINCIPAL HOLDN | *W EXP 02/05/202 | G1992N126 |  | 3173 | 62951 | SH |  | SOLE |  | 62951 | 0 | 0 |
| CELLEBRITE DI LTD | *W EXP 08/30/202 | M2197Q115 |  | 263551 | 426388 | SH |  | SOLE |  | 426388 | 0 | 0 |
| CF ACQUISITION CORP IV | *W EXP 12/31/202 | 12520T110 |  | 3205 | 41619 | SH |  | SOLE |  | 41619 | 0 | 0 |
| CF ACQUISITION CORP VIII | *W EXP 03/31/202 | 12520C117 |  | 1002 | 35780 | SH |  | SOLE |  | 35780 | 0 | 0 |
| CHAVANT CAPITAL ACQUISITN CO | *W EXP 99/99/999 | G2058L111 |  | 54244 | 375000 | SH |  | SOLE |  | 375000 | 0 | 0 |
| COLONNADE ACQUISITION CORP I | SHS CL A | G2284B101 |  | 1007000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| COMPUTE HEALTH ACQUISITIN CO | *W EXP 01/25/202 | 204833115 |  | 2627 | 23370 | SH |  | SOLE |  | 23370 | 0 | 0 |
| CONCORD ACQUISITION CORP II | COM CL A | 20607U108 |  | 5001360 | 502902 | SH |  | SOLE |  | 502902 | 0 | 0 |
| CONCORD ACQUISITION CORP II | *W EXP 99/99/999 | 20607U116 |  | 53841 | 496685 | SH |  | SOLE |  | 496685 | 0 | 0 |
| CONSTELLATION ACQUISITN CORP | SHS CL A | G2R18K105 |  | 3946753 | 390381 | SH |  | SOLE |  | 390381 | 0 | 0 |
| CORAZON CAPITAL V838 MONOCER | CLASS A ORD SHS | G24237102 |  | 286253 | 28384 | SH |  | SOLE |  | 28384 | 0 | 0 |
| CORAZON CAPITAL V838 MONOCER | *W EXP 03/24/202 | G24237128 |  | 3507 | 137547 | SH |  | SOLE |  | 137547 | 0 | 0 |
| CORE SCIENTIFIC INC | *W EXP 01/19/202 | 21873J116 |  | 201 | 8942 | SH |  | SOLE |  | 8942 | 0 | 0 |
| CORNER GROWTH ACQUISITION CO | *W EXP 99/99/999 | G2425N113 |  | 2172 | 72144 | SH |  | SOLE |  | 72144 | 0 | 0 |
| CROWN PROPTECH ACQUISITIONS | SHS CL A | G25741102 |  | 530724 | 52495 | SH |  | SOLE |  | 52495 | 0 | 0 |
| DA32 LIFE SCNCE TEC ACQSTN C | CLASS A COM | 23312M106 |  | 688275 | 69000 | SH |  | SOLE |  | 69000 | 0 | 0 |
| D AND Z MEDIA ACQUISITION CO | *W EXP 01/27/202 | 23305Q114 |  | 4268 | 83016 | SH |  | SOLE |  | 83016 | 0 | 0 |
| DELL TECHNOLOGIES INC | CL C | 24703L202 |  | 482640 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| DOCGO INC | COM | 256086109 |  | 1553102 | 219675 | SH |  | SOLE |  | 219675 | 0 | 0 |
| DRAGONEER GROWTH OPT CORP II | CL A SHS | G28315102 |  | 13222921 | 1341067 | SH |  | SOLE |  | 1341067 | 0 | 0 |
| ECARX HOLDINGS INC | *W EXP 12/20/202 | G29201111 |  | 4791 | 48842 | SH |  | SOLE |  | 48842 | 0 | 0 |
| ELLIOTT OPPORTUNITY II CORP | SHS CL A | G30092103 |  | 114610 | 11370 | SH |  | SOLE |  | 11370 | 0 | 0 |
| ELLIOTT OPPORTUNITY II CORP | *W EXP 03/02/202 | G30092111 |  | 3209 | 42502 | SH |  | SOLE |  | 42502 | 0 | 0 |
| EPIPHANY TECHNOLOGY ACQUISIT | *W EXP 01/12/202 | 29429X117 |  | 155 | 67556 | SH |  | SOLE |  | 67556 | 0 | 0 |
| EQRX INC | *W EXP 12/17/202 | 26886C115 |  | 3509 | 13084 | SH |  | SOLE |  | 13084 | 0 | 0 |
| ESGEN ACQUISITION CORP | SHS CL A | G3R95N103 |  | 123604 | 11954 | SH |  | SOLE |  | 11954 | 0 | 0 |
| ESGEN ACQUISITION CORP | *W EXP 10/18/202 | G3R95N111 |  | 2209 | 43561 | SH |  | SOLE |  | 43561 | 0 | 0 |
| EUROPEAN BIOTECH ACQUTN CORP | CLASS A ORD SHS | G3167F102 |  | 57742 | 5717 | SH |  | SOLE |  | 5717 | 0 | 0 |
| EUROPEAN BIOTECH ACQUTN CORP | *W EXP 03/06/202 | G3167F128 |  | 5737 | 19251 | SH |  | SOLE |  | 19251 | 0 | 0 |
| FATHOM DIGITAL MFG CORP | *W EXP 12/22/202 | 31189Y111 |  | 1413 | 17028 | SH |  | SOLE |  | 17028 | 0 | 0 |
| FINSERV ACQUISITION CORP II | COM CL A | 31809Y103 |  | 184659 | 18374 | SH |  | SOLE |  | 18374 | 0 | 0 |
| FINSERV ACQUISITION CORP II | *W EXP 02/17/202 | 31809Y111 |  | 46 | 8989 | SH |  | SOLE |  | 8989 | 0 | 0 |
| FTAC ATHENA ACQUISITION CORP | *W EXP 03/01/202 | G37283119 |  | 175 | 7970 | SH |  | SOLE |  | 7970 | 0 | 0 |
| FTAC ZEUS ACQUISITION COR | CLASS A COM | 30320F106 |  | 1612800 | 160000 | SH |  | SOLE |  | 160000 | 0 | 0 |
| FTAC ZEUS ACQUISITION COR | *W EXP 04/15/202 | 30320F114 |  | 938 | 37500 | SH |  | SOLE |  | 37500 | 0 | 0 |
| FUSION ACQUISITION CORP II | COM CL A | 36118N102 |  | 4570258 | 455205 | SH |  | SOLE |  | 455205 | 0 | 0 |
| GIGCAPITAL 5 INC | *W EXP 03/28/202 | 37519U117 |  | 2168 | 61955 | SH |  | SOLE |  | 61955 | 0 | 0 |
| GLOBAL BUSINESS TRAVEL GROUP | COM CL A | 37890B100 |  | 390966 | 57921 | SH |  | SOLE |  | 57921 | 0 | 0 |
| GROVE COLLABORATIVE HOLD INC | *W EXP 06/16/202 | 39957D110 |  | 9962 | 99616 | SH |  | SOLE |  | 99616 | 0 | 0 |
| G SQUARED ASCEND I INC | SHS CL A | G4204R109 |  | 303150 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| GX ACQUISITION CORP II | CLASS A COM | 36260F105 |  | 3003000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| GX ACQUISITION CORP II | *W EXP 03/17/202 | 36260F113 |  | 79000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| HENNESSY CAPITAL INVST CORP | CLASS A COM | 42600H108 |  | 8383953 | 849438 | SH |  | SOLE |  | 849438 | 0 | 0 |
| HENNESSY CAPITAL INVST CORP | *W EXP 06/10/202 | 42600H116 |  | 72614 | 752453 | SH |  | SOLE |  | 752453 | 0 | 0 |
| HERBALIFE NUTRITION LTD | COM SHS | G4412G101 |  | 327360 | 22000 | SH |  | SOLE |  | 22000 | 0 | 0 |
| HORIZON ACQUISITION CORPORAT | *W EXP 10/19/202 | G46044114 |  | 13038 | 31800 | SH |  | SOLE |  | 31800 | 0 | 0 |
| ICONIC SPORTS ACQUISITION CO | CL A ORD SHS | G4712C107 |  | 154446 | 14944 | SH |  | SOLE |  | 14944 | 0 | 0 |
| ICONIC SPORTS ACQUISITION CO | *W EXP 10/12/202 | G4712C115 |  | 9838 | 73202 | SH |  | SOLE |  | 73202 | 0 | 0 |
| INNOVID CORP | *W EXP 11/30/202 | 457679116 |  | 6953 | 17439 | SH |  | SOLE |  | 17439 | 0 | 0 |
| IRIS ACQUISITION CORP | *W EXP 02/28/202 | 89601Y119 |  | 4806 | 63237 | SH |  | SOLE |  | 63237 | 0 | 0 |
| ITIQUIRA ACQUISITION CORP | CL A SHS | G49773107 |  | 3600232 | 356812 | SH |  | SOLE |  | 356812 | 0 | 0 |
| ITIQUIRA ACQUISITION CORP | *W EXP 02/03/202 | G49773115 |  | 1428 | 178406 | SH |  | SOLE |  | 178406 | 0 | 0 |
| JACK CREEK INVESTMENT CORP | CL A SHS | G4989X115 |  | 79034 | 7802 | SH |  | SOLE |  | 7802 | 0 | 0 |
| JACK CREEK INVESTMENT CORP | *W EXP 10/01/202 | G4989X123 |  | 4084 | 19437 | SH |  | SOLE |  | 19437 | 0 | 0 |
| JAWS HURRICANE ACQUISITN COR | CLASS A COM | 47201B103 |  | 69710 | 6992 | SH |  | SOLE |  | 6992 | 0 | 0 |
| JAWS HURRICANE ACQUISITN COR | *W EXP 03/26/202 | 47201B111 |  | 5010 | 31213 | SH |  | SOLE |  | 31213 | 0 | 0 |
| JAWS JUGGERNAUT ACQUISITN CO | CLASS A ORD SHS | G50735102 |  | 884812 | 87971 | SH |  | SOLE |  | 87971 | 0 | 0 |
| JAWS JUGGERNAUT ACQUISITN CO | *W EXP 06/17/202 | G50735110 |  | 8676 | 138159 | SH |  | SOLE |  | 138159 | 0 | 0 |
| JAWS MUSTANG ACQUISITION COR | SHS CL A | G50737108 |  | 1352928 | 133887 | SH |  | SOLE |  | 133887 | 0 | 0 |
| JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | G50737124 |  | 10401 | 160019 | SH |  | SOLE |  | 160019 | 0 | 0 |
| JUPITER ACQUISITION CORP | CL A | 482082104 |  | 496750 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| KAIROS ACQUISITION CORP | *W EXP 11/30/202 | G52110106 |  | 8 | 71709 | SH |  | SOLE |  | 71709 | 0 | 0 |
| KERNEL GROUP HOLDINGS INC | CL A SHS | G5259L103 |  | 4142860 | 410184 | SH |  | SOLE |  | 410184 | 0 | 0 |
| KERNEL GROUP HOLDINGS INC | *W EXP 02/02/202 | G5259L129 |  | 1168 | 205092 | SH |  | SOLE |  | 205092 | 0 | 0 |
| KHOSLA VENTURES ACQUISITION | CL A | 482504107 |  | 3258959 | 326549 | SH |  | SOLE |  | 326549 | 0 | 0 |
| KHOSLA VENTURES ACQUT CO III | COM CL A | 482506102 |  | 11277075 | 1132805 | SH |  | SOLE |  | 1132805 | 0 | 0 |
| KORE GROUP HLDGS INC | *W EXP 09/30/202 | 50066V115 |  | 4949 | 39850 | SH |  | SOLE |  | 39850 | 0 | 0 |
| LANDCADIA HOLDINGS IV INC | *W EXP 03/29/202 | 51477A112 |  | 31747 | 317468 | SH |  | SOLE |  | 317468 | 0 | 0 |
| LAZARD GROWTH ACQUISITION CO | CL A ORD SHS | G54035103 |  | 176750 | 17500 | SH |  | SOLE |  | 17500 | 0 | 0 |
| LAZARD GROWTH ACQUISITION CO | *W EXP 02/10/202 | G54035111 |  | 169 | 28220 | SH |  | SOLE |  | 28220 | 0 | 0 |
| LI-CYCLE HOLDINGS CORP | COMMON SHARES | 50202P105 |  | 713999 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| LIVE OAK MOBILITY ACQUISI CO | COM CL A | 538126103 |  | 221693 | 22048 | SH |  | SOLE |  | 22048 | 0 | 0 |
| LIVE OAK MOBILITY ACQUISI CO | *W EXP 03/04/202 | 538126111 |  | 3477 | 24835 | SH |  | SOLE |  | 24835 | 0 | 0 |
| MARLIN TECHNOLOGY CORP | CL A SHS | G58411102 |  | 4258408 | 420376 | SH |  | SOLE |  | 420376 | 0 | 0 |
| MARLIN TECHNOLOGY CORP | *W EXP 01/12/202 | G58411110 |  | 276 | 172440 | SH |  | SOLE |  | 172440 | 0 | 0 |
| MASON INDUSTRIAL TECHNOLGY I | COM CL A | 57520Y106 |  | 3299618 | 330127 | SH |  | SOLE |  | 330127 | 0 | 0 |
| MSD ACQUISITION CORP | CLASS A ORD SHS | G5709C109 |  | 5587419 | 553758 | SH |  | SOLE |  | 553758 | 0 | 0 |
| MSD ACQUISITION CORP | *W EXP 03/25/202 | G5709C125 |  | 16257 | 209781 | SH |  | SOLE |  | 209781 | 0 | 0 |
| NERDY INC | *W EXP 08/16/202 | 64081V117 |  | 41233 | 179266 | SH |  | SOLE |  | 179266 | 0 | 0 |
| NEW PROVIDENCE ACQSITN CORP | CLASS A COM | 64823D102 |  | 1558542 | 153249 | SH |  | SOLE |  | 153249 | 0 | 0 |
| NEW PROVIDENCE ACQSITN CORP | *W EXP 11/09/202 | 64823D110 |  | 5108 | 51083 | SH |  | SOLE |  | 51083 | 0 | 0 |
| NEW VISTA ACQUISITION CORP | *W EXP 02/01/202 | G6529L121 |  | 1362 | 23602 | SH |  | SOLE |  | 23602 | 0 | 0 |
| NOBLE ROCK ACQUISITION CORP | *W EXP 01/31/202 | G6546R119 |  | 964 | 19243 | SH |  | SOLE |  | 19243 | 0 | 0 |
| NORTHERN GENESIS ACQU CORP I | *W EXP 12/31/202 | 66516W115 |  | 12 | 145 | SH |  | SOLE |  | 145 | 0 | 0 |
| NORTHERN STAR INVSTMNT CORP | COM CLASS A | 66573W107 |  | 9265615 | 924712 | SH |  | SOLE |  | 924712 | 0 | 0 |
| NORTHERN STAR INVSTMNT CORP | *W EXP 01/31/202 | 66573W115 |  | 6997 | 107968 | SH |  | SOLE |  | 107968 | 0 | 0 |
| ORION BIOTECH OPPORTUNTES CO | CLASS A ORD SHS | G6780C109 |  | 1420236 | 141317 | SH |  | SOLE |  | 141317 | 0 | 0 |
| ORION BIOTECH OPPORTUNTES CO | *W EXP 04/15/202 | G6780C117 |  | 16886 | 111314 | SH |  | SOLE |  | 111314 | 0 | 0 |
| OSIRIS ACQUISITION CORP | *W EXP 05/01/202 | 68829A111 |  | 126832 | 1137500 | SH |  | SOLE |  | 1137500 | 0 | 0 |
| PARDES BIOSCIENCES INC | COM | 69945Q105 |  | 1438665 | 851281 | SH |  | SOLE |  | 851281 | 0 | 0 |
| PATHFINDER ACQUISITION CORP | CL A | G04119106 |  | 2769250 | 275000 | SH |  | SOLE |  | 275000 | 0 | 0 |
| PATHFINDER ACQUISITION CORP | *W EXP 02/19/202 | G04119122 |  | 2481 | 10787 | SH |  | SOLE |  | 10787 | 0 | 0 |
| PAYONEER GLOBAL INC | *W EXP 06/25/202 | 70451X112 |  | 150832 | 146439 | SH |  | SOLE |  | 146439 | 0 | 0 |
| PERIDOT ACQUISITION CORP II | SHS CL A | G7008B105 |  | 2238176 | 221492 | SH |  | SOLE |  | 221492 | 0 | 0 |
| PERIDOT ACQUISITION CORP II | *W EXP 04/30/202 | G7008B121 |  | 818 | 17532 | SH |  | SOLE |  | 17532 | 0 | 0 |
| PIONEER MERGER CORP | CL A SHS | G7S24C103 |  | 2535000 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| PIONEER MERGER CORP | *W EXP 01/07/202 | G7S24C111 |  | 33 | 66476 | SH |  | SOLE |  | 66476 | 0 | 0 |
| PIVOTAL INVESTMENT CORP III | COM CL A | 72582M106 |  | 182512 | 18033 | SH |  | SOLE |  | 18033 | 0 | 0 |
| PLANET LABS PBC | COM CL A | 72703X106 |  | 671775 | 154431 | SH |  | SOLE |  | 154431 | 0 | 0 |
| PLANET LABS PBC | *W EXP 12/06/202 | 72703X114 |  | 202640 | 235628 | SH |  | SOLE |  | 235628 | 0 | 0 |
| POWER  DIGITAL INFRASTRUCTU | CLASS A COM | 73919C100 |  | 2287904 | 227200 | SH |  | SOLE |  | 227200 | 0 | 0 |
| POWER  DIGITAL INFRASTRUCTU | *W EXP 12/09/202 | 73919C118 |  | 30089 | 428600 | SH |  | SOLE |  | 428600 | 0 | 0 |
| PRIVETERRA ACQUISITION CORP | CL A | 74275N102 |  | 307661 | 30613 | SH |  | SOLE |  | 30613 | 0 | 0 |
| PRIVETERRA ACQUISITION CORP | *W EXP 02/28/202 | 74275N110 |  | 1364 | 29915 | SH |  | SOLE |  | 29915 | 0 | 0 |
| PROSOMNUS INC | *W EXP 04/20/202 | 50535E116 |  | 14738 | 187500 | SH |  | SOLE |  | 187500 | 0 | 0 |
| QUALTEK SERVICES INC | *W EXP 02/14/202 | 74760R113 |  | 444 | 10805 | SH |  | SOLE |  | 10805 | 0 | 0 |
| RIGETTI COMPUTING INC | *W EXP 99/99/999 | 76655K111 |  | 2432 | 30025 | SH |  | SOLE |  | 30025 | 0 | 0 |
| RMG ACQUISITION CORP III | *W EXP 02/08/202 | G76088122 |  | 1828 | 60972 | SH |  | SOLE |  | 60972 | 0 | 0 |
| ROCKET INTERNET GRWT OPRT CO | SHS CL A | G7613T103 |  | 2256148 | 223381 | SH |  | SOLE |  | 223381 | 0 | 0 |
| ROIVANT SCIENCES LTD | *W EXP 09/30/202 | G76279119 |  | 115964 | 59775 | SH |  | SOLE |  | 59775 | 0 | 0 |
| ROSS ACQUISITION CORP II | SHS CL A | G7641C106 |  | 5059920 | 499992 | SH |  | SOLE |  | 499992 | 0 | 0 |
| SEMANTIX INC | *W EXP 08/03/202 | G6332A114 |  | 4714 | 157661 | SH |  | SOLE |  | 157661 | 0 | 0 |
| SHARECARE INC | *W EXP 07/01/202 | 81948W112 |  | 8889 | 63498 | SH |  | SOLE |  | 63498 | 0 | 0 |
| SKYDECK ACQUISITION CORP | CLASS A ORD SHS | G82220123 |  | 2240674 | 222731 | SH |  | SOLE |  | 222731 | 0 | 0 |
| SKYDECK ACQUISITION CORP | *W EXP 05/13/202 | G82220115 |  | 8107 | 270252 | SH |  | SOLE |  | 270252 | 0 | 0 |
| SPRINGBIG HOLDINGS INC | *W EXP 06/14/202 | 85021Q116 |  | 641 | 30400 | SH |  | SOLE |  | 30400 | 0 | 0 |
| SOCIAL CAP SUVRETTA HLDS CP | CLASS A ORD SHS | G8253Y105 |  | 1155469 | 114972 | SH |  | SOLE |  | 114972 | 0 | 0 |
| SOCIAL CAP SUVRETTA HLDS CRP | CLASS A ORD SHS | G8253U103 |  | 1400100 | 139175 | SH |  | SOLE |  | 139175 | 0 | 0 |
| SOCIAL LEVERAGE ACQUISN CORP | *W EXP 02/17/202 | 83363K110 |  | 3854 | 64441 | SH |  | SOLE |  | 64441 | 0 | 0 |
| SONDER HOLDINGS INC | *W EXP 01/18/202 | 83542D110 |  | 281 | 3476 | SH |  | SOLE |  | 3476 | 0 | 0 |
| STRATIM CLOUD ACQUISITION CO | CLASS A COM | 86309R107 |  | 397634 | 39684 | SH |  | SOLE |  | 39684 | 0 | 0 |
| STRATIM CLOUD ACQUISITION CO | *W EXP 03/05/202 | 86309R115 |  | 1010 | 120966 | SH |  | SOLE |  | 120966 | 0 | 0 |
| STRYVE FOODS INC | CLASS A COM | 863685103 |  | 36430 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| SUNLIGHT FINANCIAL HOLDINGS | COM | 86738J106 |  | 256318 | 198696 | SH |  | SOLE |  | 198696 | 0 | 0 |
| SUNLIGHT FINANCIAL HOLDINGS | *W EXP 07/09/202 | 86738J114 |  | 47685 | 297835 | SH |  | SOLE |  | 297835 | 0 | 0 |
| SUSTAINABLE DEVELP ACQU I CO | COM CL A | 86934L103 |  | 1862629 | 185152 | SH |  | SOLE |  | 185152 | 0 | 0 |
| SUSTAINABLE DEVELP ACQU I CO | *W EXP 02/04/202 | 86934L111 |  | 4432 | 110799 | SH |  | SOLE |  | 110799 | 0 | 0 |
| SVF INVESTMENT CORP 2 | CL A SHS | G8601M100 |  | 1935231 | 191797 | SH |  | SOLE |  | 191797 | 0 | 0 |
| TABOOLA.COM LTD | ORD SHS | M8744T106 |  | 229029 | 74360 | SH |  | SOLE |  | 74360 | 0 | 0 |
| TAILWIND INTERNATNAL ACQ COR | COM CL A | G8662F101 |  | 360324 | 35711 | SH |  | SOLE |  | 35711 | 0 | 0 |
| TCV ACQUISITION CORP | CL A SHS | G8704C124 |  | 6189178 | 616452 | SH |  | SOLE |  | 616452 | 0 | 0 |
| THE GROWTH FOR GOOD ACQU COR | CLASS A ORD SHS | G41522106 |  | 802400 | 80000 | SH |  | SOLE |  | 80000 | 0 | 0 |
| THE GROWTH FOR GOOD ACQU COR | RIGHT 11/12/2026 | G41522130 |  | 5454 | 136000 | SH |  | SOLE |  | 136000 | 0 | 0 |
| THE GROWTH FOR GOOD ACQU COR | *W EXP 11/12/202 | G41522114 |  | 2591 | 68000 | SH |  | SOLE |  | 68000 | 0 | 0 |
| TWO | COM CL A | G9152V101 |  | 2248108 | 222916 | SH |  | SOLE |  | 222916 | 0 | 0 |
| TZP STRATEGIES ACQUISTN CORP | CL A SHS | G91595101 |  | 116290 | 11507 | SH |  | SOLE |  | 11507 | 0 | 0 |
| TZP STRATEGIES ACQUISTN CORP | *W EXP 01/06/202 | G91595119 |  | 313 | 12786 | SH |  | SOLE |  | 12786 | 0 | 0 |
| VALOR LATITUDE ACQUISITN COR | CLASS A ORD SHS | G9460N106 |  | 9525815 | 946900 | SH |  | SOLE |  | 946900 | 0 | 0 |
| VALOR LATITUDE ACQUISITN COR | *W EXP 04/02/202 | G9460N122 |  | 18332 | 366663 | SH |  | SOLE |  | 366663 | 0 | 0 |
| VECTOR ACQUISITION CORP II | CL A SHS | G9460A104 |  | 3030000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| WARBURG PINCUS CAPTAL CORP I | SHS CL A | G9460M108 |  | 9484418 | 939982 | SH |  | SOLE |  | 939982 | 0 | 0 |
| WARBURG PINCUS CAPTAL CORP I | SHS CL A | G9461D107 |  | 3642706 | 360664 | SH |  | SOLE |  | 360664 | 0 | 0 |

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