# EDGAR Filing Document

**Accession Number:** 0001329377
**File Stem:** 0001752724-23-035276
**Filing Date:** 2023-2
**Character Count:** 59081
**Document Hash:** bddf62d93198b9e57b0784ad0a01befa
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-035276.hdr.sgml**: 20230223

**ACCESSION NUMBER**: 0001752724-23-035276

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221230

**FILED AS OF DATE**: 20230223

**DATE AS OF CHANGE**: 20230223

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED FUND
- **CENTRAL INDEX KEY:** 0001329377
- **IRS NUMBER:** 000000000

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-21774
- **FILM NUMBER:** 23657239

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Series and Classes Contracts Data

### First Trust NASDAQ ABA Community Bank Index Fund (Series ID: S000026211)

| Class ID   | Class Name                                       | Ticker Symbol   |
|:---|:---|:---|
| C000078718 | First Trust NASDAQ ABA Community Bank Index Fund | QABA            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** First Trust Exchange-Traded Fund

- **b. Investment Company Act file number:** 811-21774

- **c. CIK number of Registrant:** 0001329377

- **d. LEI of Registrant:** 549300MZB4XDLRWOC672

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 East Liberty Drive

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** First Trust NASDAQ ABA Community Bank Index Fund

- **b. EDGAR series identifier (if any):** S000026211

- **c. LEI of Series:** 549300QXF6DXPEKB3F89

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $188495180.78

**Total Liabilities:** $1361611.75

**Net Assets:** $187133569.03

**Cash Not Reported:** $54918.44

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000078718 | 11.75%               | 1.58%                | -7.20%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-82532.80               | $11035305.87                               |
| Month 2  | $0.00                    | $2694587.10                                |
| Month 3  | $-1303873.51             | $-11918468.88                              |

### Schedule of Portfolio Investments

| Name                                                     | Title                                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Cathay General Bancorp                                   | Cathay General Bancorp                                   | CUSIP: 149150104<br>LEI: 549300K1SLJ8C97H5L68 | Long             | EC               | CORP              | US        |     60723 | NS      | $2476891.17   | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Banner Corp                                              | Banner Corp                                              | CUSIP: 06652V208<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     27901 | NS      | $1763343.20   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| First Business Financial Servi                           | First Business Financial Services Inc                    | CUSIP: 319390100<br>LEI: 549300BXKLW2T50TKU95 | Long             | EC               | CORP              | US        |      6881 | NS      | $251500.55    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Cass Information Systems Inc                             | Cass Information Systems Inc                             | CUSIP: 14808P109<br>LEI: 549300G7XPIPR7SJ2F38 | Long             | EC               | CORP              | US        |     11148 | NS      | $510801.36    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Kearny Financial Corp/MD                                 | Kearny Financial Corp/MD                                 | CUSIP: 48716P108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     55140 | NS      | $559671.00    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Premier Financial Corp                                   | Premier Financial Corp                                   | CUSIP: 74052F108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     29024 | NS      | $782777.28    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| First Busey Corp                                         | First Busey Corp                                         | CUSIP: 319383204<br>LEI: 549300X4ZNLYSX7GUY60 | Long             | EC               | CORP              | US        |     45073 | NS      | $1114204.56   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Southside Bancshares Inc                                 | Southside Bancshares Inc                                 | CUSIP: 84470P109<br>LEI: 549300TC83207VQA2K65 | Long             | EC               | CORP              | US        |     26199 | NS      | $942902.01    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Community Trust Bancorp Inc                              | Community Trust Bancorp Inc                              | CUSIP: 204149108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     14622 | NS      | $671588.46    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Triumph Financial Inc                                    | Triumph Financial Inc                                    | CUSIP: 89679E300<br>LEI: 5493003RNRMEVYDZ1Q52 | Long             | EC               | CORP              | US        |     19974 | NS      | $976129.38    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| First Hawaiian Inc                                       | First Hawaiian Inc                                       | CUSIP: 32051X108<br>LEI: 5493002DJSH46F5OLV06 | Long             | EC               | CORP              | US        |    104190 | NS      | $2713107.60   | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| TriCo Bancshares                                         | TriCo Bancshares                                         | CUSIP: 896095106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     27196 | NS      | $1386724.04   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Peapack-Gladstone Financial Co                           | Peapack-Gladstone Financial Corp                         | CUSIP: 704699107<br>LEI: 549300G8DN2UK8K0ET30 | Long             | EC               | CORP              | US        |     14624 | NS      | $544305.28    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Hanmi Financial Corp                                     | Hanmi Financial Corp                                     | CUSIP: 410495204<br>LEI: 549300MSZ7RCG7EA6587 | Long             | EC               | CORP              | US        |     24876 | NS      | $615681.00    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Univest Financial Corp                                   | Univest Financial Corp                                   | CUSIP: 915271100<br>LEI: 4WII2HCR8UEWNU03U507 | Long             | EC               | CORP              | US        |     23863 | NS      | $623540.19    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Westamerica BanCorp                                      | Westamerica BanCorp                                      | CUSIP: 957090103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     21960 | NS      | $1295859.60   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Independent Bank Corp                                    | Independent Bank Corp                                    | CUSIP: 453836108<br>LEI: 549300C5K3W8THR3GE10 | Long             | EC               | CORP              | US        |     37247 | NS      | $3144764.21   | 1.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Marin Bancorp                                    | Bank of Marin Bancorp                                    | CUSIP: 063425102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     13079 | NS      | $430037.52    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Renasant Corp                                            | Renasant Corp                                            | CUSIP: 75970E107<br>LEI: 549300OVE6OZHW2UUH81 | Long             | EC               | CORP              | US        |     45659 | NS      | $1716321.81   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| BCB Bancorp Inc                                          | BCB Bancorp Inc                                          | CUSIP: 055298103<br>LEI: 54930024V6Z8FYSN4291 | Long             | EC               | CORP              | US        |     13784 | NS      | $247974.16    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Financial Square Treasury Obligations Fund | Goldman Sachs Financial Square Treasury Obligations Fund | CUSIP: 38141W323<br>LEI: 549300C0TCI4VJPGCS21 | Long             | STIV             | RF                | US        |   1192450 | NS      | $1192450.00   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Columbia Financial Inc                                   | Columbia Financial Inc                                   | CUSIP: 197641103<br>LEI: 254900B9UDXFOJAZKN61 | Long             | EC               | CORP              | US        |     89416 | NS      | $1933173.92   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Preferred Bank/Los Angeles CA                            | Preferred Bank/Los Angeles CA                            | CUSIP: 740367404<br>LEI: 5493007K6HGI9G0ECX16 | Long             | EC               | CORP              | US        |     11716 | NS      | $874247.92    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Wintrust Financial Corp                                  | Wintrust Financial Corp                                  | CUSIP: 97650W108<br>LEI: Q774KI4AW80FHFW33O61 | Long             | EC               | CORP              | US        |     49585 | NS      | $4190924.20   | 2.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Washington Trust Bancorp Inc                             | Washington Trust Bancorp Inc                             | CUSIP: 940610108<br>LEI: J66MZFCNJPP3PERHZW54 | Long             | EC               | CORP              | US        |     14018 | NS      | $661369.24    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Hope Bancorp Inc                                         | Hope Bancorp Inc                                         | CUSIP: 43940T109<br>LEI: 549300UTF4QGMBHIZ219 | Long             | EC               | CORP              | US        |     97501 | NS      | $1248987.81   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Northrim BanCorp Inc                                     | Northrim BanCorp Inc                                     | CUSIP: 666762109<br>LEI: 5493006X7RLLTZ3SG075 | Long             | EC               | CORP              | US        |      4638 | NS      | $253095.66    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Equity Bancshares Inc                                    | Equity Bancshares Inc                                    | CUSIP: 29460X109<br>LEI: 549300BPQ2EJNU4WF694 | Long             | EC               | CORP              | US        |     13005 | NS      | $424873.35    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Waterstone Financial Inc                                 | Waterstone Financial Inc                                 | CUSIP: 94188P101<br>LEI: 5493002KM21XRC2DCQ02 | Long             | EC               | CORP              | US        |     18108 | NS      | $312181.92    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Republic Bancorp Inc/KY                                  | Republic Bancorp Inc/KY                                  | CUSIP: 760281204<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     14351 | NS      | $587242.92    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Merchants Bancorp/IN                                     | Merchants Bancorp/IN                                     | CUSIP: 58844R108<br>LEI: 54930008Y0GPVLF81889 | Long             | EC               | CORP              | US        |     35177 | NS      | $855504.64    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Towne Bank/Portsmouth VA                                 | Towne Bank/Portsmouth VA                                 | CUSIP: 89214P109<br>LEI: 54930039UO39UJGI7078 | Long             | EC               | CORP              | US        |     59439 | NS      | $1833098.76   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Veritex Holdings Inc                                     | Veritex Holdings Inc                                     | CUSIP: 923451108<br>LEI: 549300F3SMOML02SC814 | Long             | EC               | CORP              | US        |     44071 | NS      | $1237513.68   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| First Internet Bancorp                                   | First Internet Bancorp                                   | CUSIP: 320557101<br>LEI: 549300T25MP2M92XU194 | Long             | EC               | CORP              | US        |      7540 | NS      | $183071.20    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Ameris Bancorp                                           | Ameris Bancorp                                           | CUSIP: 03076K108<br>LEI: PBJHNT51T5V6G5UQFV42 | Long             | EC               | CORP              | US        |     56593 | NS      | $2667794.02   | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| First Interstate BancSystem In                           | First Interstate BancSystem Inc                          | CUSIP: 32055Y201<br>LEI: 549300WRWYTYX0RCNJ43 | Long             | EC               | CORP              | US        |     85231 | NS      | $3294178.15   | 1.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Dime Community Bancshares Inc                            | Dime Community Bancshares Inc                            | CUSIP: 25432X102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     31476 | NS      | $1001881.08   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| CrossFirst Bankshares Inc                                | CrossFirst Bankshares Inc                                | CUSIP: 22766M109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     39675 | NS      | $492366.75    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| First Bancorp/Southern Pines N                           | First Bancorp/Southern Pines NC                          | CUSIP: 318910106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     29140 | NS      | $1248357.60   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| City Holding Co                                          | City Holding Co                                          | CUSIP: 177835105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12124 | NS      | $1128623.16   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Five Star Bancorp                                        | Five Star Bancorp                                        | CUSIP: 33830T103<br>LEI: 5493008ZRBIHKWC0JA73 | Long             | EC               | CORP              | US        |     14072 | NS      | $383321.28    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Stock Yards Bancorp Inc                                  | Stock Yards Bancorp Inc                                  | CUSIP: 861025104<br>LEI: 549300YERP9H5TDIQW16 | Long             | EC               | CORP              | US        |     23875 | NS      | $1551397.50   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Hancock Whitney Corp                                     | Hancock Whitney Corp                                     | CUSIP: 410120109<br>LEI: 549300GRNBWY8HIICT41 | Long             | EC               | CORP              | US        |     69929 | NS      | $3383864.31   | 1.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Heritage Financial Corp/WA                               | Heritage Financial Corp/WA                               | CUSIP: 42722X106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     28645 | NS      | $877682.80    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| WesBanco Inc                                             | WesBanco Inc                                             | CUSIP: 950810101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     48274 | NS      | $1785172.52   | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Independent Bank Group Inc                               | Independent Bank Group Inc                               | CUSIP: 45384B106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     33616 | NS      | $2019649.28   | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| First Financial Bankshares Inc                           | First Financial Bankshares Inc                           | CUSIP: 32020R109<br>LEI: 549300XN3GTGOENGNV49 | Long             | EC               | CORP              | US        |    116399 | NS      | $4004125.60   | 2.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Independent Bank Corp/MI                                 | Independent Bank Corp/MI                                 | CUSIP: 453838609<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     17190 | NS      | $411184.80    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Seacoast Banking Corp of Flori                           | Seacoast Banking Corp of Florida                         | CUSIP: 811707801<br>LEI: 549300V6IC06XYQYPG88 | Long             | EC               | CORP              | US        |     50169 | NS      | $1564771.11   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| German American Bancorp Inc                              | German American Bancorp Inc                              | CUSIP: 373865104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     24061 | NS      | $897475.30    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Washington Federal Inc                                   | Washington Federal Inc                                   | CUSIP: 938824109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     53297 | NS      | $1788114.35   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Bankwell Financial Group Inc                             | Bankwell Financial Group Inc                             | CUSIP: 06654A103<br>LEI: 5493004NUBQXPY84NX67 | Long             | EC               | CORP              | US        |      6293 | NS      | $185202.99    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Hingham Institution For Saving                           | Hingham Institution For Savings The                      | CUSIP: 433323102<br>LEI: 2549009GDCGUR2T6KU55 | Long             | EC               | CORP              | US        |      1752 | NS      | $483481.92    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Great Southern Bancorp Inc                               | Great Southern Bancorp Inc                               | CUSIP: 390905107<br>LEI: 5493000ZL7DLNMN1AB26 | Long             | EC               | CORP              | US        |      9966 | NS      | $592877.34    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| First Financial Corp/IN                                  | First Financial Corp/IN                                  | CUSIP: 320218100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9810 | NS      | $452044.80    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Flushing Financial Corp                                  | Flushing Financial Corp                                  | CUSIP: 343873105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     24324 | NS      | $471399.12    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| MidWestOne Financial Group Inc                           | MidWestOne Financial Group Inc                           | CUSIP: 598511103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12751 | NS      | $404844.25    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| HomeStreet Inc                                           | HomeStreet Inc                                           | CUSIP: 43785V102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     15278 | NS      | $421367.24    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Mid Penn Bancorp Inc                                     | Mid Penn Bancorp Inc                                     | CUSIP: 59540G107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12963 | NS      | $388501.11    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| ConnectOne Bancorp Inc                                   | ConnectOne Bancorp Inc                                   | CUSIP: 20786W107<br>LEI: 549300E2M5ZYAZKUK134 | Long             | EC               | CORP              | US        |     32024 | NS      | $775301.04    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Old National Bancorp/IN                                  | Old National Bancorp/IN                                  | CUSIP: 680033107<br>LEI: 549300MMK90CL5KMVX16 | Long             | EC               | CORP              | US        |    239008 | NS      | $4297363.84   | 2.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Metrocity Bankshares Inc                                 | Metrocity Bankshares Inc                                 | CUSIP: 59165J105<br>LEI: 549300TC6QB7YG0P6F52 | Long             | EC               | CORP              | US        |     20653 | NS      | $446724.39    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Lakeland Financial Corp                                  | Lakeland Financial Corp                                  | CUSIP: 511656100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     20685 | NS      | $1509384.45   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| QCR Holdings Inc                                         | QCR Holdings Inc                                         | CUSIP: 74727A104<br>LEI: 549300MWKWM7KWJVQO33 | Long             | EC               | CORP              | US        |     13778 | NS      | $683939.92    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Sandy Spring Bancorp Inc                                 | Sandy Spring Bancorp Inc                                 | CUSIP: 800363103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     36431 | NS      | $1283464.13   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| BOK Financial Corp                                       | BOK Financial Corp                                       | CUSIP: 05561Q201<br>LEI: GRI2NT5QHYW751NMR949 | Long             | EC               | CORP              | US        |     54882 | NS      | $5696202.78   | 3.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Amerant Bancorp Inc                                      | Amerant Bancorp Inc                                      | CUSIP: 023576101<br>LEI: 5493007OCZP75TGDUY32 | Long             | EC               | CORP              | US        |     27560 | NS      | $739710.40    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Horizon Bancorp Inc/IN                                   | Horizon Bancorp Inc/IN                                   | CUSIP: 440407104<br>LEI: 549300U2OQ2EIT5MXG39 | Long             | EC               | CORP              | US        |     35853 | NS      | $540663.24    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Business First Bancshares Inc                            | Business First Bancshares Inc                            | CUSIP: 12326C105<br>LEI: 549300ILTC50KHDX4A08 | Long             | EC               | CORP              | US        |     20489 | NS      | $453626.46    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| PCB Bancorp                                              | PCB Bancorp                                              | CUSIP: 69320M109<br>LEI: 549300E5CI0LZ8Q25890 | Long             | EC               | CORP              | US        |     12077 | NS      | $213642.13    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Colony Bankcorp Inc                                      | Colony Bankcorp Inc                                      | CUSIP: 19623P101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     14397 | NS      | $182697.93    | 0.10%             |  |  |  | No            |                  1 | On Loan: —       |
| S&T Bancorp Inc                                          | S&T Bancorp Inc                                          | CUSIP: 783859101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     31827 | NS      | $1087846.86   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Atlantic Union Bankshares Corp                           | Atlantic Union Bankshares Corp                           | CUSIP: 04911A107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     60969 | NS      | $2142450.66   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| OceanFirst Financial Corp                                | OceanFirst Financial Corp                                | CUSIP: 675234108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     48263 | NS      | $1025588.75   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank OZK                                                 | Bank OZK                                                 | CUSIP: 06417N103<br>LEI: 549300VYK2WBD7SST478 | Long             | EC               | CORP              | US        |     96545 | NS      | $3867592.70   | 2.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CNB Financial Corp/PA                                    | CNB Financial Corp/PA                                    | CUSIP: 126128107<br>LEI: 254900RUYUOKD91VNX69 | Long             | EC               | CORP              | US        |     17236 | NS      | $410044.44    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| South Plains Financial Inc                               | South Plains Financial Inc                               | CUSIP: 83946P107<br>LEI: 549300SNEBP48642N493 | Long             | EC               | CORP              | US        |     13871 | NS      | $381868.63    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Brookline Bancorp Inc                                    | Brookline Bancorp Inc                                    | CUSIP: 11373M107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     62707 | NS      | $887304.05    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Amalgamated Financial Corp                               | Amalgamated Financial Corp                               | CUSIP: 022671101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     25032 | NS      | $576737.28    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| BancFirst Corp                                           | BancFirst Corp                                           | CUSIP: 05945F103<br>LEI: 549300EJEHGBP4IO2J30 | Long             | EC               | CORP              | US        |     26824 | NS      | $2365340.32   | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| MVB Financial Corp                                       | MVB Financial Corp                                       | CUSIP: 553810102<br>LEI: 549300KSUQ2FUU1X2O74 | Long             | EC               | CORP              | US        |     10290 | NS      | $226585.80    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Bancorp Inc/The                                          | Bancorp Inc/The                                          | CUSIP: 05969A105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     45681 | NS      | $1296426.78   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Capstar Financial Holdings Inc                           | Capstar Financial Holdings Inc                           | CUSIP: 14070T102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     17884 | NS      | $315831.44    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| SmartFinancial Inc                                       | SmartFinancial Inc                                       | CUSIP: 83190L208<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     13781 | NS      | $378977.50    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Mercantile Bank Corp                                     | Mercantile Bank Corp                                     | CUSIP: 587376104<br>LEI: P16VZZCKTJ5IONL6XE37 | Long             | EC               | CORP              | US        |     12946 | NS      | $433432.08    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Cambridge Bancorp                                        | Cambridge Bancorp                                        | CUSIP: 132152109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6363 | NS      | $528510.78    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Fulton Financial Corp                                    | Fulton Financial Corp                                    | CUSIP: 360271100<br>LEI: 5493005QLZ6O1BNC0C11 | Long             | EC               | CORP              | US        |    136681 | NS      | $2300341.23   | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Heritage Commerce Corp                                   | Heritage Commerce Corp                                   | CUSIP: 426927109<br>LEI: 549300CLIS851ELSR406 | Long             | EC               | CORP              | US        |     49550 | NS      | $644150.00    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Pinnacle Financial Partners In                           | Pinnacle Financial Partners Inc                          | CUSIP: 72346Q104<br>LEI: 54930098EZ8JMSAZGS24 | Long             | EC               | CORP              | US        |     62391 | NS      | $4579499.40   | 2.45%             |  |  |  | No            |                  1 | On Loan: No      |
| International Bancshares Corp                            | International Bancshares Corp                            | CUSIP: 459044103<br>LEI: 549300Y16R531AU8TX77 | Long             | EC               | CORP              | US        |     50688 | NS      | $2319482.88   | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Heartland Financial USA Inc                              | Heartland Financial USA Inc                              | CUSIP: 42234Q102<br>LEI: 549300QF7B0DFZT32C73 | Long             | EC               | CORP              | US        |     34637 | NS      | $1614776.94   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Columbia Banking System Inc                              | Columbia Banking System Inc                              | CUSIP: 197236102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     64179 | NS      | $1933713.27   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| SouthState Corp                                          | SouthState Corp                                          | CUSIP: 840441109<br>LEI: 549300JZUANXM0YQ4W53 | Long             | EC               | CORP              | US        |     61770 | NS      | $4716757.20   | 2.52%             |  |  |  | No            |                  1 | On Loan: No      |
| United Bankshares Inc/WV                                 | United Bankshares Inc/WV                                 | CUSIP: 909907107<br>LEI: 5299005O3BAMJ9Z92V62 | Long             | EC               | CORP              | US        |    109888 | NS      | $4449365.12   | 2.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Commerce Bancshares Inc/MO                               | Commerce Bancshares Inc/MO                               | CUSIP: 200525103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    102265 | NS      | $6961178.55   | 3.72%             |  |  |  | No            |                  1 | On Loan: No      |
| TrustCo Bank Corp NY                                     | TrustCo Bank Corp NY                                     | CUSIP: 898349204<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     15547 | NS      | $584411.73    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| UMB Financial Corp                                       | UMB Financial Corp                                       | CUSIP: 902788108<br>LEI: 549300MGEH3N3CUCV828 | Long             | EC               | CORP              | US        |     39424 | NS      | $3292692.48   | 1.76%             |  |  |  | No            |                  1 | On Loan: No      |
| First of Long Island Corp/The                            | First of Long Island Corp/The                            | CUSIP: 320734106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     18489 | NS      | $332802.00    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| First Foundation Inc                                     | First Foundation Inc                                     | CUSIP: 32026V104<br>LEI: 254900TQZQ6LBCK77E82 | Long             | EC               | CORP              | US        |     46014 | NS      | $659380.62    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Arrow Financial Corp                                     | Arrow Financial Corp                                     | CUSIP: 042744102<br>LEI: 2549007Z8GI9ZZIQ1817 | Long             | EC               | CORP              | US        |     13488 | NS      | $457243.20    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Greene County Bancorp Inc                                | Greene County Bancorp Inc                                | CUSIP: 394357107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6948 | NS      | $398954.16    | 0.21%             |  |  |  | No            |                  1 | On Loan: —       |
| Simmons First National Corp                              | Simmons First National Corp                              | CUSIP: 828730200<br>LEI: 549300IVR5AJKUVOGN05 | Long             | EC               | CORP              | US        |    103611 | NS      | $2235925.38   | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| First Community Bankshares Inc                           | First Community Bankshares Inc                           | CUSIP: 31983A103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     13239 | NS      | $448802.10    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| West BanCorp Inc                                         | West BanCorp Inc                                         | CUSIP: 95123P106<br>LEI: 549300GKFOINCHIYU666 | Long             | EC               | CORP              | US        |     13578 | NS      | $346917.90    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| NBT Bancorp Inc                                          | NBT Bancorp Inc                                          | CUSIP: 628778102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     34957 | NS      | $1517832.94   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| HarborOne Bancorp Inc                                    | HarborOne Bancorp Inc                                    | CUSIP: 41165Y100<br>LEI: 549300CNOEY2QUB7F917 | Long             | EC               | CORP              | US        |     40138 | NS      | $557918.20    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| RBB Bancorp                                              | RBB Bancorp                                              | CUSIP: 74930B105<br>LEI: 549300A23FBFZNGET525 | Long             | EC               | CORP              | US        |     15523 | NS      | $323654.55    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Southern Missouri Bancorp Inc                            | Southern Missouri Bancorp Inc                            | CUSIP: 843380106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7531 | NS      | $345145.73    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| BayCom Corp                                              | BayCom Corp                                              | CUSIP: 07272M107<br>LEI: 549300UOLS54Q5ONIG33 | Long             | EC               | CORP              | US        |     10595 | NS      | $201093.10    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Farmers & Merchants Bancorp In                           | Farmers & Merchants Bancorp Inc/Archbold OH              | CUSIP: 30779N105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11102 | NS      | $301752.36    | 0.16%             |  |  |  | No            |                  1 | On Loan: —       |
| Bridgewater Bancshares Inc                               | Bridgewater Bancshares Inc                               | CUSIP: 108621103<br>LEI: 5493001FLSBTVILKXZ71 | Long             | EC               | CORP              | US        |     22515 | NS      | $399416.10    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Codorus Valley Bancorp Inc                               | Codorus Valley Bancorp Inc                               | CUSIP: 192025104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7798 | NS      | $185592.40    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Farmers National Banc Corp                               | Farmers National Banc Corp                               | CUSIP: 309627107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     27792 | NS      | $392423.04    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Northeast Bank                                           | Northeast Bank                                           | CUSIP: 66405S100<br>LEI: 549300F0LV9TSW34E306 | Long             | EC               | CORP              | US        |      6079 | NS      | $255925.90    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Old Second Bancorp Inc                                   | Old Second Bancorp Inc                                   | CUSIP: 680277100<br>LEI: 549300XVJC1MPUT81C04 | Long             | EC               | CORP              | US        |     36373 | NS      | $583422.92    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Esquire Financial Holdings Inc                           | Esquire Financial Holdings Inc                           | CUSIP: 29667J101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6652 | NS      | $287765.52    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| First Bancshares Inc/The                                 | First Bancshares Inc/The                                 | CUSIP: 318916103<br>LEI: 5493006DL5RXJODMAF36 | Long             | EC               | CORP              | US        |     19607 | NS      | $627620.07    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Civista Bancshares Inc                                   | Civista Bancshares Inc                                   | CUSIP: 178867107<br>LEI: 5493001LX61Z2UVYSC48 | Long             | EC               | CORP              | US        |     12835 | NS      | $282498.35    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Northwest Bancshares Inc                                 | Northwest Bancshares Inc                                 | CUSIP: 667340103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    103629 | NS      | $1448733.42   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Shore Bancshares Inc                                     | Shore Bancshares Inc                                     | CUSIP: 825107105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     16204 | NS      | $282435.72    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| 1st Source Corp                                          | 1st Source Corp                                          | CUSIP: 336901103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     20120 | NS      | $1068170.80   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| TFS Financial Corp                                       | TFS Financial Corp                                       | CUSIP: 87240R107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    228824 | NS      | $3297353.84   | 1.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Capitol Federal Financial Inc                            | Capitol Federal Financial Inc                            | CUSIP: 14057J101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    112200 | NS      | $970530.00    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| First Financial Bancorp                                  | First Financial Bancorp                                  | CUSIP: 320209109<br>LEI: 549300D3F5B3EZMY7P77 | Long             | EC               | CORP              | US        |     77393 | NS      | $1875232.39   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Sierra Bancorp                                           | Sierra Bancorp                                           | CUSIP: 82620P102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12312 | NS      | $261506.88    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Northfield Bancorp Inc                                   | Northfield Bancorp Inc                                   | CUSIP: 66611T108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     38982 | NS      | $613186.86    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Pacific Premier Bancorp Inc                              | Pacific Premier Bancorp Inc                              | CUSIP: 69478X105<br>LEI: 549300Q1KIC3KLI0XG98 | Long             | EC               | CORP              | US        |     77533 | NS      | $2446941.48   | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Financial Institutions Inc                               | Financial Institutions Inc                               | CUSIP: 317585404<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12513 | NS      | $304816.68    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Enterprise Financial Services                            | Enterprise Financial Services Corp                       | CUSIP: 293712105<br>LEI: 5493001XTU5DLD632129 | Long             | EC               | CORP              | US        |     30376 | NS      | $1487208.96   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| United Community Banks Inc/GA                            | United Community Banks Inc/GA                            | CUSIP: 90984P303<br>LEI: 549300GVW0FV66X3U703 | Long             | EC               | CORP              | US        |     86638 | NS      | $2928364.40   | 1.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Capital City Bank Group Inc                              | Capital City Bank Group Inc                              | CUSIP: 139674105<br>LEI: 254900NVLVUJQZKTQE82 | Long             | EC               | CORP              | US        |     13842 | NS      | $449865.00    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| CVB Financial Corp                                       | CVB Financial Corp                                       | CUSIP: 126600105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    114089 | NS      | $2937791.75   | 1.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Carter Bankshares Inc                                    | Carter Bankshares Inc                                    | CUSIP: 146103106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     19674 | NS      | $326391.66    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Unity Bancorp Inc                                        | Unity Bancorp Inc                                        | CUSIP: 913290102<br>LEI: 549300Q90ZRNUR65PL93 | Long             | EC               | CORP              | US        |      8605 | NS      | $235174.65    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| PacWest Bancorp                                          | PacWest Bancorp                                          | CUSIP: 695263103<br>LEI: 549300YI8VMFO7G36V04 | Long             | EC               | CORP              | US        |     96136 | NS      | $2206321.20   | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Camden National Corp                                     | Camden National Corp                                     | CUSIP: 133034108<br>LEI: 549300ZVEDL2L8UW4F28 | Long             | EC               | CORP              | US        |     11884 | NS      | $495443.96    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Blue Foundry Bancorp                                     | Blue Foundry Bancorp                                     | CUSIP: 09549B104<br>LEI: 5493008KPK5NJT0FNK56 | Long             | EC               | CORP              | US        |     22751 | NS      | $292350.35    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Trustmark Corp                                           | Trustmark Corp                                           | CUSIP: 898402102<br>LEI: 5493000HPQ4D2RZ79739 | Long             | EC               | CORP              | US        |     49742 | NS      | $1736493.22   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| HomeTrust Bancshares Inc                                 | HomeTrust Bancshares Inc                                 | CUSIP: 437872104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12755 | NS      | $308288.35    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Eagle Bancorp Inc                                        | Eagle Bancorp Inc                                        | CUSIP: 268948106<br>LEI: 549300B47NZODRMG3D47 | Long             | EC               | CORP              | US        |     26047 | NS      | $1147891.29   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Peoples Bancorp Inc/OH                                   | Peoples Bancorp Inc/OH                                   | CUSIP: 709789101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     23071 | NS      | $651755.75    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Pathward Financial Inc                                   | Pathward Financial Inc                                   | CUSIP: 59100U108<br>LEI: 5493004X52BH1NBLW813 | Long             | EC               | CORP              | US        |     23229 | NS      | $1000008.45   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| First Merchants Corp                                     | First Merchants Corp                                     | CUSIP: 320817109<br>LEI: TZTBT0OTGQ2FEK6XMX94 | Long             | EC               | CORP              | US        |     48607 | NS      | $1998233.77   | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| WSFS Financial Corp                                      | WSFS Financial Corp                                      | CUSIP: 929328102<br>LEI: 549300SU7VQHD6QRG886 | Long             | EC               | CORP              | US        |     50258 | NS      | $2278697.72   | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank First Corp                                          | Bank First Corp                                          | CUSIP: 06211J100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7369 | NS      | $683990.58    | 0.37%             |  |  |  | No            |                  1 | On Loan: —       |
| Texas Capital Bancshares Inc                             | Texas Capital Bancshares Inc                             | CUSIP: 88224Q107<br>LEI: 549300466Q2SXRX0YM48 | Long             | EC               | CORP              | US        |     40722 | NS      | $2455943.82   | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Origin Bancorp Inc                                       | Origin Bancorp Inc                                       | CUSIP: 68621T102<br>LEI: 54930055DO2Z4KO3NB45 | Long             | EC               | CORP              | US        |     25033 | NS      | $918711.10    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Southern First Bancshares Inc                            | Southern First Bancshares Inc                            | CUSIP: 842873101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6526 | NS      | $298564.50    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Third Coast Bancshares Inc                               | Third Coast Bancshares Inc                               | CUSIP: 88422P109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11044 | NS      | $203540.92    | 0.11%             |  |  |  | No            |                  1 | On Loan: —       |
| Stellar Bancorp Inc                                      | Stellar Bancorp Inc                                      | CUSIP: 858927106<br>LEI: 54930070P8Z0WHFBB536 | Long             | EC               | CORP              | US        |     42677 | NS      | $1257264.42   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Midland States Bancorp Inc                               | Midland States Bancorp Inc                               | CUSIP: 597742105<br>LEI: 5493006RHXW9TTBWYC94 | Long             | EC               | CORP              | US        |     18077 | NS      | $481209.74    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| First Mid Bancshares Inc                                 | First Mid Bancshares Inc                                 | CUSIP: 320866106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     16698 | NS      | $535671.84    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Coastal Financial Corp/WA                                | Coastal Financial Corp/WA                                | CUSIP: 19046P209<br>LEI: 549300XG5L36T6IU0B47 | Long             | EC               | CORP              | US        |     10578 | NS      | $502666.56    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-22

**Name of Applicant:** First Trust Exchange-Traded Fund

**Signature:** Donald P. Swade

**Name of Signer:** Donald P. Swade

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer