# EDGAR Filing Document

**Accession Number:** 0000769993
**File Stem:** 0000769993-26-000016
**Filing Date:** 2026-3
**Character Count:** 13511
**Document Hash:** 11e04b21c949e09385e6e15dc67d01e8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000769993-26-000016.hdr.sgml**: 20260306

**ACCESSION NUMBER**: 0000769993-26-000016

**CONFORMED SUBMISSION TYPE**: MA-I/A

**PUBLIC DOCUMENT COUNT**: 1

**MA-I INDIVIDUAL**: RIGOLI,KAYLA,DANIELLE,

**FILED AS OF DATE**: 20260304

**DATE AS OF CHANGE**: 20260306

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GOLDMAN SACHS & CO. LLC
- **CENTRAL INDEX KEY:** 0000769993

**ORGANIZATION NAME:**
- **EIN:** 135108880
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** MA-I/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 868-04222
- **FILM NUMBER:** 26728653

**BUSINESS ADDRESS:**
- **STREET 1:** 200 WEST STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10282
- **BUSINESS PHONE:** 2129021000

**MAIL ADDRESS:**
- **STREET 1:** 200 WEST STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10282

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GOLDMAN SACHS & CO
- **DATE OF NAME CHANGE:** 19931102

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM MA-I

### APPLICATION FOR MUNICIPAL ADVISOR REGISTRATION OF A NATURAL PERSON

### Filer and Contact Information

**Filer CIK:** 0000769993

**Contact Name:** CHAD CHRISTENSEN

**Contact Phone:** 801-741-5676

**Contact Email:** CHAD.CHRISTENSEN@GS.COM

**Notification Emails:** ZI.JIAN@GS.COM, WILLIAM.JENSEN@GS.COM

### Applicant Information

**Is this an amendment?:** No

**Is applicant a natural person?:** No

**Full Name of Applicant:** KAYLA DANIELLE RIGOLI

**Applicant CRD Number:** 7942004

**Associated with more than one advisory firm?:** No

**Number of advisory firms:** 1

### Municipal Advisor Firm Information

**Firm #1**

- **Firm Name:** GOLDMAN SACHS & CO. LLC

- **Firm CIK:** 0000769993

- **Employment Start Date:** 07-07-2025

- **Independent Contractor Relationship?:** No

  **Firm's Registration Information:**

  **Office Location Information:**

  - **Office #1 (LOCATED)**

    - **Start Date:** 07-07-2025

    - **Address:** 200 WEST STREET, NEW YORK, NY 10282

### Employment History

**Current Employer**

- **Start Date:** 07-2025

- **Employer Name:** GOLDMAN SACHS & CO. LLC

- **Address:** NEW YORK, NY, 10282

- **Position:** REGISTERED REP.

- **Related to Municipal Advisor business?:** Yes

- **Investment Related?:** Yes

**Prior Employers**

- **ALO YOGA** (03-2025 - 06-2025)

  - **Address:** WASHINGTON D.C., DC, 20007

  - **Position:** SALES ASSOCIATE

- **GEORGETOWN UNIVERSITY** (09-2024 - 02-2025)

  - **Address:** WASHINGTON D.C., DC, 20057

  - **Position:** STUDENT

- **GOLDMAN SACHS & CO. LLC** (06-2024 - 08-2024)

  - **Address:** NEW YORK, NY, 10282

  - **Position:** INVESTMENT BANKING SUMMER ANALYST

- **GEORGETOWN UNIVERSITY** (02-2024 - 05-2024)

  - **Address:** WASHINGTON D.C, DC, 20057

  - **Position:** STUDENT

- **SORELLINA** (11-2023 - 01-2024)

  - **Address:** BOSTON, MA, 02116

  - **Position:** SEASONAL HOSTESS

- **GEORGETOWN UNIVERSITY** (09-2023 - 10-2023)

  - **Address:** WASHINGTON D.C., DC, 20057

  - **Position:** STUDENT

- **ACCENTURE** (06-2023 - 08-2023)

  - **Address:** NEW YORK, NY, 10001

  - **Position:** CONSULTING DEVELOPMENT PROGRAM - SUMMER

- **ARITZIA** (09-2022 - 05-2023)

  - **Address:** WASHINGTON D.C., DC, 20007

  - **Position:** SALES ASSOCIATE

- **GEORGETOWN UNIVERSITY** (08-2022 - 08-2022)

  - **Address:** WASHINGTON D.C., DC, 20057

  - **Position:** STUDENT

- **ACCENTURE** (06-2022 - 07-2022)

  - **Address:** BOSTON, MA, 02199

  - **Position:** SKILLS 2 SUCCEED SUMMER INTERN

- **LEHIGH UNIVERSITY** (08-2021 - 05-2022)

  - **Address:** BETHLEHEM, PA, 18015

  - **Position:** STUDENT

- **AARDVARK ISRAEL** (04-2021 - 07-2021)

  - **Address:** TEL AVIV, L3, NA

  - **Position:** GAP YEAR STUDENT

- **LUX BOND & GREENE** (11-2020 - 02-2021)

  - **Address:** BOSTON, MA, 02116

  - **Position:** SEASONAL STORE ASSISTANT

- **MAMMA MARIA** (05-2020 - 10-2020)

  - **Address:** BOSTON, MA, 02113

  - **Position:** HOSTESS

- **NEWTON PUBLIC SCHOOL** (03-2020 - 04-2020)

  - **Address:** NEWTON, MA, 02460

  - **Position:** STUDENT

- **PRAGUE & COMPANY, PC** (04-2018 - 03-2020)

  - **Address:** WELLESLEY, MA, 02481

  - **Position:** ACCOUNTING ASSISTANT

- **NEWTON PUBLIC SCHOOL** (07-2015 - 03-2018)

  - **Address:** NEWTON, MA, 02460

  - **Position:** STUDENT

**Engaged in other business?** Yes

### Other Business Information

**Business #1**

- **Start Date:** 03-2026

- **Name:** Rose Gold Presents

- **Address:** 800 6th Ave, New York, NY, 10001

- **Related to Municipal Advisor business?:** No

- **Investment Related?:** No

- **Nature of Business:** Events Production Company

- **Position:** Performer

- **Approx. Hours/Month:** 8

- **Duties:** DJing at a one-time event in NYC.

### Disclosure Questions

**Item 6A: Criminal Disclosure**

- (1)(a) Has the individual ever been convicted of any felony, or pled guilty or nolo contendere to any charge of a felony in a domestic, foreign, or military court? **No**

- (1)(b) Has the individual ever been charged with any felony? **No**

- (2)(a) Based upon activities that occurred while the individual exercised control over it, has an organization ever been convicted of any felony or pled guilty or nolo contendere in a domestic or foreign court to any charge of a felony? **No**

- (2)(b) Based upon activities that occurred while the individual exercised control over it, has an organization ever been charged with any felony? **No**

**Item 6B: Criminal Disclosure (Misdemeanor)**

- (1)(a) Has the individual ever been convicted of any misdemeanor or pled guilty or nolo contendere to any charge of a misdemeanor involving: municipal advisory activities or a municipal advisor-related or investment-related business or any fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses? **No**

- (1)(b) Has the individual ever been charged with any misdemeanor of the kind described in 6B(1)(a)? **No**

- (2)(a) Based upon activities that occurred while the individual exercised control over it, has an organization ever been convicted of any misdemeanor or pled guilty or nolo contendere to any charge of a misdemeanor of the kind specified in 6B(1)(a)? **No**

- (2)(b) Based upon activities that occurred while the individual exercised control over it, has an organization ever been charged with any misdemeanor of the kind specified in 6B(1)(a)? **No**

**Item 6C: Regulatory Action Disclosure (SEC or CFTC)**

- (1) Has the SEC or the CFTC ever found the individual to have made a false statement or omission? **No**

- (2) Has the SEC or the CFTC ever found the individual to have been involved in a violation of any SEC or CFTC regulation or statute? **No**

- (3) Has the SEC or the CFTC ever found the individual to have been a cause of a denial, suspension, revocation, or restriction of the authorization of a municipal advisor-related business or investment-related business to operate? **No**

- (4) Has the SEC or the CFTC ever entered an order against the individual in connection with municipal advisor-related or investment-related activity? **No**

- (5) Has the SEC or the CFTC ever imposed a civil money penalty on the individual, or ordered the individual to cease and desist from any activity? **No**

- (6) Has the SEC or the CFTC ever found the individual to have willfully violated any provision of the specified Acts, or any rule or regulation under any of such Acts, or any of the rules of the MSRB, or found the individual to have been unable to comply with any provision of such Acts, rules or regulations? **No**

- (7) Has the SEC or the CFTC ever found the individual to have willfully aided, abetted, counseled, commanded, induced, or procured the violation by any person of any provision of the specified Acts, or any rule or regulation under any of such Acts, or any of the rules of the MSRB? **No**

- (8) Has the SEC or the CFTC ever found the individual to have failed reasonably to supervise another person subject to his or her supervision, with a view to preventing the violation of any provision of the specified Acts, or any rule or regulation under any of such Acts, or any of the rules of the MSRB? **No**

**Item 6G: Investigation Disclosure**

- (1) Has the individual been notified, in writing, that he or she is currently the subject of any regulatory complaint or proceeding that could result in a 'Yes' answer to any part of 6C, D, or E? **No**

**Item 6H: Civil Judicial Action Disclosure**

- (1)(a) Has any domestic or foreign court ever enjoined the individual in connection with any municipal advisor-related or investment-related activity? **No**

- (1)(b) Has any domestic or foreign court ever found that the individual was involved in a violation of any municipal advisor-related or investment-related statute(s) or regulation(s)? **No**

- (1)(c) Has any domestic or foreign court ever dismissed, pursuant to a settlement agreement, a municipal advisor-related or investment-related civil action brought against the individual by a domestic jurisdiction or foreign financial regulatory authority? **No**

- (2) Is the individual named in any currently pending civil proceeding that could result in a 'Yes' answer to any part of 6H(1)? **No**

**Item 6I: Customer Complaint/Arbitration/Civil Litigation Disclosure**

- (1)(a) Has the individual ever been the subject of a municipal advisor-related or investment-related, customer-initiated written or oral complaint that alleged that he or she was involved in fraud, false statements, omissions, theft, embezzlement, wrongful taking of property, bribery, forgery, counterfeiting, extortion, or dishonest, unfair or unethical practices, which was settled? **No**

- (1)(b) Has the individual ever been the subject of a municipal advisor-related or investment-related, customer-initiated written or oral complaint that alleged that he or she was involved in fraud, false statements, omissions, theft, embezzlement, wrongful taking of property, bribery, forgery, counterfeiting, extortion, or dishonest, unfair or unethical practices, which is still pending? **No**

- (2)(a) Has the individual ever been the subject of a municipal advisor-related or investment-related, customer-initiated arbitration or civil litigation that alleged that he or she was involved in fraud, false statements, omissions, theft, embezzlement, wrongful taking of property, bribery, forgery, counterfeiting, extortion, or dishonest, unfair or unethical practices, which is still pending? **No**

- (2)(b) Has the individual ever been the subject of a municipal advisor-related or investment-related, customer-initiated arbitration or civil litigation that alleged that he or she was involved in fraud, false statements, omissions, theft, embezzlement, wrongful taking of property, bribery, forgery, counterfeiting, extortion, or dishonest, unfair or unethical practices, which resulted in an arbitration award or civil judgment against the individual, regardless of amount? **No**

- (2)(c) Has the individual ever been the subject of a municipal advisor-related or investment-related, customer-initiated arbitration or civil litigation that alleged that he or she was involved in fraud, false statements, omissions, theft, embezzlement, wrongful taking of property, bribery, forgery, counterfeiting, extortion, or dishonest, unfair or unethical practices, which was settled? **No**

**Item 6J: Termination Disclosure**

- (1) Has the individual ever voluntarily resigned, been discharged or permitted to resign after allegations were made that accused him or her of violating municipal advisor-related or investment-related statutes, regulations, rules, or industry standards of conduct? **No**

- (2) Has the individual ever voluntarily resigned, been discharged or permitted to resign after allegations were made that accused him or her of fraud or the wrongful taking of property? **No**

- (3) Has the individual ever voluntarily resigned, been discharged or permitted to resign after allegations were made that accused him or her of failure to supervise in connection with municipal advisor-related or investment-related statutes, regulations, rules or industry standards of conduct? **No**

**Item 6K: Financial Disclosure**

- (1) Within the past 10 years, has the individual made a compromise with creditors, filed a bankruptcy petition or been the subject of an involuntary bankruptcy petition? **No**

- (2) Based upon events that occurred while the individual exercised control over it, has an organization made a compromise with creditors, filed a bankruptcy petition or been the subject of an involuntary bankruptcy petition? **No**

- (3) Based upon events that occurred while the individual exercised control over it, has a broker or dealer been the subject of an involuntary bankruptcy petition, had a trustee appointed, or had a direct payment procedure initiated under the Securities Investor Protection Act? **No**

- (4) Has a bonding company ever denied, paid out on, or revoked a bond for the individual? **No**

**Item 6M: Judgment/Lien Disclosure**

- Are there currently any unsatisfied judgments or liens against the individual? **No**

### Signature

**Date Signed:** 03-04-2026

**Signature:** JOHN O'CONNELL

**Title:** CHIEF COMPLIANCE OFFICER