# EDGAR Filing Document

**Accession Number:** 0000891944
**File Stem:** 0000894189-25-019113
**Filing Date:** 2025-12
**Character Count:** 13058
**Document Hash:** d2104115b03d90c9803189eb5d938b36
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000894189-25-019113.hdr.sgml**: 20251229

**ACCESSION NUMBER**: 0000894189-25-019113

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251031

**FILED AS OF DATE**: 20251229

**DATE AS OF CHANGE**: 20251229

**PERIOD START**: 20251031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HENNESSY FUNDS TRUST
- **CENTRAL INDEX KEY:** 0000891944

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-07168
- **FILM NUMBER:** 251604058

**BUSINESS ADDRESS:**
- **STREET 1:** 7250  REDWOOD BOULEVARD
- **STREET 2:** SUITE 200
- **CITY:** NOVATO
- **STATE:** CA
- **ZIP:** 94945
- **BUSINESS PHONE:** 8009664354

**MAIL ADDRESS:**
- **STREET 1:** C/O US BANCORP FUND SERVICES, LLC
- **STREET 2:** 615 E MICHIGAN ST MK-WI-LC-2
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HENLOPEN FUND
- **DATE OF NAME CHANGE:** 19921217

## Series and Classes Contracts Data

### Hennessy Small Cap Financial Fund (Series ID: S000038531)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000118918 | Investor Class      | HSFNX           |
| C000118919 | Institutional Class | HISFX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Hennessy Funds Trust

- **b. Investment Company Act file number:** 811-07168

- **c. CIK number of Registrant:** 0000891944

- **d. LEI of Registrant:** 254900O0F8MQNN7UZ261

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 7250 Redwood Blvd.

  - **City:** Novato

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 94945

  - **Telephone number:** 1-800-966-4354

**Item A.2. Information about the Series.**

- **a. Name of Series:** Hennessy Small Cap Financial Fund

- **b. EDGAR series identifier (if any):** S000038531

- **c. LEI of Series:** 25490036A6F6ES8OW635

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-10-31

- **b. Date as of which information is reported:** 2025-10-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $67602089.61

**Total Liabilities:** $136120.35

**Net Assets:** $67465969.26

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000118918 | 11.99%               | -3.70%               | -1.38%               |
| Class ID C000118919 | 12.04%               | -3.68%               | -1.38%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $623328.84               | $6968922.26                                |
| Month 2  | $103869.13               | $-2778014.94                               |
| Month 3  | $354456.57               | $-1238277.51                               |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                           | Title                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Atlantic Union Bankshares Corp | Atlantic Union Bankshares Corp             | CUSIP: 04911A107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     30000 | NS      | $975600.00    | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Banc of California Inc         | Banc of California Inc                     | CUSIP: 05990K106<br>LEI: 549300ZKWUJDP6LJ1X87 | Long             | EC               | CORP              | US        |    220000 | NS      | $3733400.00   | 5.53%             |  |  |  | No            |                  1 | On Loan: No      |
| BankUnited Inc                 | BankUnited Inc                             | CUSIP: 06652K103<br>LEI: 96OVUWEW5D4YX6PFXD91 | Long             | EC               | CORP              | US        |     78000 | NS      | $3126240.00   | 4.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Customers Bancorp Inc          | Customers Bancorp Inc                      | CUSIP: 23204G100<br>LEI: 549300WLBCHYKZ53FN68 | Long             | EC               | CORP              | US        |     38000 | NS      | $2550560.00   | 3.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Hancock Whitney Corp           | Hancock Whitney Corp                       | CUSIP: 410120109<br>LEI: 549300GRNBWY8HIICT41 | Long             | EC               | CORP              | US        |     23000 | NS      | $1313530.00   | 1.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Rocket Cos Inc                 | Rocket Cos Inc                             | CUSIP: 77311W101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    120000 | NS      | $1999200.00   | 2.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Eastern Bankshares Inc         | Eastern Bankshares Inc                     | CUSIP: 27627N105<br>LEI: 549300J245MBQU3DO403 | Long             | EC               | CORP              | US        |    118000 | NS      | $2068540.00   | 3.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Hingham Institution For Saving | Hingham Institution For Savings The        | CUSIP: 433323102<br>LEI: 2549009GDCGUR2T6KU55 | Long             | EC               | CORP              | US        |     13000 | NS      | $3825380.00   | 5.67%             |  |  |  | No            |                  1 | On Loan: No      |
| California BanCorp             | California BanCorp                         | CUSIP: 84252A106<br>LEI: 549300Z6CP542EI9L684 | Long             | EC               | CORP              | US        |    115000 | NS      | $2126350.00   | 3.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Avidia Bancorp Inc             | Avidia Bancorp Inc                         | CUSIP: 05369T100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     70000 | NS      | $1040900.00   | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Beacon Financial Corp          | Beacon Financial Corp                      | CUSIP: 084680107<br>LEI: 549300AS2OC6UMMBNO37 | Long             | EC               | CORP              | US        |     42000 | NS      | $1022280.00   | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Associated Banc-Corp           | Associated Banc-Corp                       | CUSIP: 045487105<br>LEI: 549300N3CIN473IW5094 | Long             | EC               | CORP              | US        |     63000 | NS      | $1560510.00   | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Bancorp Inc/The                | Bancorp Inc/The                            | CUSIP: 05969A105<br>LEI: 894500FP2ICT1B019Y71 | Long             | EC               | CORP              | US        |     30000 | NS      | $1961100.00   | 2.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Eagle Bancorp Inc              | Eagle Bancorp Inc                          | CUSIP: 268948106<br>LEI: 549300B47NZODRMG3D47 | Long             | EC               | CORP              | US        |    145000 | NS      | $2428750.00   | 3.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Flagstar Bank NA               | Flagstar Bank NA                           | CUSIP: 649445400<br>LEI: SS1TRMSN6BRNMOREEV51 | Long             | EC               | CORP              | US        |    272000 | NS      | $3106240.00   | 4.60%             |  |  |  | No            |                  1 | On Loan: No      |
| OceanFirst Financial Corp      | OceanFirst Financial Corp                  | CUSIP: 675234108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    175000 | NS      | $3181500.00   | 4.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Provident Financial Services I | Provident Financial Services Inc           | CUSIP: 74386T105<br>LEI: 529900JOSO3SXEDVE477 | Long             | EC               | CORP              | US        |    185000 | NS      | $3383650.00   | 5.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Columbia Banking System Inc    | Columbia Banking System Inc                | CUSIP: 197236102<br>LEI: 254900CTRJTQZ3BJ2V17 | Long             | EC               | CORP              | US        |    140000 | NS      | $3752000.00   | 5.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Wintrust Financial Corp        | Wintrust Financial Corp                    | CUSIP: 97650W108<br>LEI: Q774KI4AW80FHFW33O61 | Long             | EC               | CORP              | US        |     18000 | NS      | $2340360.00   | 3.47%             |  |  |  | No            |                  1 | On Loan: No      |
| WaFd Inc                       | WaFd Inc                                   | CUSIP: 938824109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    110000 | NS      | $3193300.00   | 4.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Bread Financial Holdings Inc   | Bread Financial Holdings Inc               | CUSIP: 018581108<br>LEI: 549300G8S4PO686J7H97 | Long             | EC               | CORP              | US        |     43000 | NS      | $2693950.00   | 3.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Banner Corp                    | Banner Corp                                | CUSIP: 06652V208<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     20000 | NS      | $1207800.00   | 1.79%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Government Obli | First American Government Obligations Fund | CUSIP: 31846V336<br>LEI: 549300R5MYM6VZF1RM44 | Long             | STIV             | RF                | US        |    610192 | NS      | $610191.87    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Western New England Bancorp In | Western New England Bancorp Inc            | CUSIP: 958892101<br>LEI: 549300Y8QE4EI2LP6B42 | Long             | EC               | CORP              | US        |    215000 | NS      | $2444550.00   | 3.62%             |  |  |  | No            |                  1 | On Loan: No      |
| ConnectOne Bancorp Inc         | ConnectOne Bancorp Inc                     | CUSIP: 20786W107<br>LEI: 549300E2M5ZYAZKUK134 | Long             | EC               | CORP              | US        |    145000 | NS      | $3488700.00   | 5.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Independent Bank Corp          | Independent Bank Corp                      | CUSIP: 453836108<br>LEI: 549300C5K3W8THR3GE10 | Long             | EC               | CORP              | US        |     47000 | NS      | $3162630.00   | 4.69%             |  |  |  | No            |                  1 | On Loan: No      |
| NB Bancorp Inc                 | NB Bancorp Inc                             | CUSIP: 63945M107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    185000 | NS      | $3342950.00   | 4.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Old National Bancorp/IN        | Old National Bancorp/IN                    | CUSIP: 680033107<br>LEI: 549300MMK90CL5KMVX16 | Long             | EC               | CORP              | US        |     95000 | NS      | $1940850.00   | 2.88%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-12-01

**Name of Applicant:** Hennessy Funds Trust

**Signature:** /s/ Teresa M. Nilsen

**Name of Signer:** Teresa M. Nilsen

**Title:** Treasurer