# EDGAR Filing Document

**Accession Number:** 0001564206
**File Stem:** 0001564206-26-000001
**Filing Date:** 2026-5
**Character Count:** 3183
**Document Hash:** 4fa77b5c5ce43519557879f37fb775f1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001564206-26-000001.hdr.sgml**: 20260529

**ACCESSION NUMBER**: 0001564206-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260529

**DATE AS OF CHANGE**: 20260529

**EFFECTIVENESS DATE**: 20260529

**PERIOD START**: 20250401

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NOMURA GLOBAL FINANCIAL PRODUCTS INC.
- **CENTRAL INDEX KEY:** 0001564206

**ORGANIZATION NAME:**
- **EIN:** 133392124
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 026-00141
- **FILM NUMBER:** 261042579

**BUSINESS ADDRESS:**
- **STREET 1:** WORLDWIDE PLAZA
- **STREET 2:** 309 WEST 49TH STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019
- **BUSINESS PHONE:** 212 436 8077

**MAIL ADDRESS:**
- **STREET 1:** WORLDWIDE PLAZA
- **STREET 2:** 309 WEST 49TH STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019
**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NOMURA GLOBAL FINANCIAL PRODUCTS INC.
- **CENTRAL INDEX KEY:** 0001564206

**ORGANIZATION NAME:**
- **EIN:** 133392124
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-69208
- **FILM NUMBER:** 261042578

**BUSINESS ADDRESS:**
- **STREET 1:** WORLDWIDE PLAZA
- **STREET 2:** 309 WEST 49TH STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019
- **BUSINESS PHONE:** 212 436 8077

**MAIL ADDRESS:**
- **STREET 1:** WORLDWIDE PLAZA
- **STREET 2:** 309 WEST 49TH STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019

### Attached PDF Documents

**Attachment 1:** `NGFPSOFC0326.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001564206

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 04-01-2025

**Report Period End Date:** 03-31-2026

**Type of Registrant:** Broker-dealer
Security-based swap dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** NOMURA GLOBAL FINANCIAL PRODUCTS INC.

**Business Address:** WORLDWIDE PLAZA, 309 WEST 49TH STREET, NEW YORK, NY, 10019

**Contact Person:** Christy Schaffner

**Contact Phone:** 212-667-8903

### Independent Public Accountant Identification

**Accountant Name:** Ernst & Young LLP

**Accountant Address:** 1 Manhattan West, New York, NY, 10001

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Eugene Chiulli and Richard Lunder**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **NOMURA GLOBAL FINANCIAL PRODUCTS INC.**, as of **03-31-2026**, are true and correct.

**Signature:** Eugene Chiulli and Richard Lunder

**Title:** CFO and COO