# EDGAR Filing Document

**Accession Number:** 0001215880
**File Stem:** 0001413042-26-000407
**Filing Date:** 2026-5
**Character Count:** 17456
**Document Hash:** b95eddaa948efe24318ee41427157902
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001413042-26-000407.hdr.sgml**: 20260521

**ACCESSION NUMBER**: 0001413042-26-000407

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260521

**DATE AS OF CHANGE**: 20260521

**PERIOD START**: 20260930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NEIMAN FUNDS
- **CENTRAL INDEX KEY:** 0001215880

**ORGANIZATION NAME:**
- **EIN:** 562328324
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-21290
- **FILM NUMBER:** 261006258

**BUSINESS ADDRESS:**
- **STREET 1:** 305 SPINDRIFT DRIVE
- **CITY:** WILLIAMSVILLE
- **STATE:** NY
- **ZIP:** 14221
- **BUSINESS PHONE:** 8583360832

**MAIL ADDRESS:**
- **STREET 1:** 305 SPINDRIFT DRIVE
- **CITY:** WILLIAMSVILLE
- **STATE:** NY
- **ZIP:** 14221

## Series and Classes Contracts Data

### Advisors Capital Small/Mid Cap Fund (Series ID: S000070469)

| Class ID   | Class Name                          | Ticker Symbol   |
|:---|:---|:---|
| C000223975 | Advisors Capital Small/Mid Cap Fund | ACSMX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** NEIMAN FUNDS

- **b. Investment Company Act file number:** 811-21290

- **c. CIK number of Registrant:** 0001215880

- **d. LEI of Registrant:** 549300RIX1W2VYXCFZ85

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 305 SPINDRIFT DRIVE

  - **City:** WILLIAMSVILLE

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 14221

  - **Telephone number:** 858-336-0832

**Item A.2. Information about the Series.**

- **a. Name of Series:** Advisors Capital Small/Mid Cap Fund

- **b. EDGAR series identifier (if any):** S000070469

- **c. LEI of Series:** 549300I2RYCQV7S7JF68

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-09-30

- **b. Date as of which information is reported:** 2026-03-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $114890844.09

**Total Liabilities:** $335754.75

**Net Assets:** $114555089.34

**Cash Not Reported:** $76895.15

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000223975 | -0.35%               | -1.86%               | -6.33%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $410435.01               | $-696205.94                                |
| Month 2  | $0.00                    | $-2141921.07                               |
| Month 3  | $-626318.76              | $-6830858.96                               |

### Schedule of Portfolio Investments

| Name                                                                                     | Title                                                              | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Advanced Drainage Systems, Inc.                                                          | Advanced Drainage Systems, Inc.                                    | CUSIP: 00790R104<br>LEI: 6QQTOZ5MF5DHM7K92I60 | Long             | EC               | CORP              | US        |     21200 | NS      | $2907156.00   | 2.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Allegion Public Limited Company                                                          | Allegion PLC (Ireland)                                             | CUSIP: G0176J109<br>LEI: 984500560CAC2E6FB757 | Long             | EC               | CORP              | IE        |     14500 | NS      | $2106705.00   | 1.84%             |  |  |  | No            |                  1 | On Loan: No      |
| AppFolio, Inc.                                                                           | AppFolio, Inc. - Class A                                           | CUSIP: 03783C100<br>LEI: 529900OOUUGT6JFC0S15 | Long             | EC               | CORP              | US        |     13100 | NS      | $2067442.00   | 1.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Atlanta Braves Holdings Inc.                                                             | Atlanta Braves Holdings, Inc. - Series C                           | CUSIP: 047726302<br>LEI: 549300ZKUTPIBZLWLL89 | Long             | EC               | CORP              | US        |     53300 | NS      | $2275910.00   | 1.99%             |  |  |  | No            |                  1 | On Loan: No      |
| AtriCure, Inc.                                                                           | AtriCure, Inc.                                                     | CUSIP: 04963C209<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    105400 | NS      | $3007062.00   | 2.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Avantor, Inc.                                                                            | Avantor, Inc.                                                      | CUSIP: 05352A100<br>LEI: 5493003VM0XB4U8YD238 | Long             | EC               | CORP              | US        |    238800 | NS      | $1872192.00   | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Casey's General Stores, Inc.                                                             | Casey's General Stores, Inc.                                       | CUSIP: 147528103<br>LEI: 549300CAFWSI86V66Q65 | Long             | EC               | CORP              | US        |     12000 | NS      | $8734320.00   | 7.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Castle Biosciences, Inc.                                                                 | Castle Biosciences, Inc.                                           | CUSIP: 14843C105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    135000 | NS      | $3314250.00   | 2.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Coastal Financial Corporation                                                            | Coastal Financial Corporation                                      | CUSIP: 19046P209<br>LEI: 549300XG5L36T6IU0B47 | Long             | EC               | CORP              | US        |     69800 | NS      | $5311780.00   | 4.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Donaldson Company, Inc.                                                                  | Donaldson Company, Inc.                                            | CUSIP: 257651109<br>LEI: OZE6KXY9QQPR8EJ8WL20 | Long             | EC               | CORP              | US        |     30700 | NS      | $2605509.00   | 2.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Evercore Inc.                                                                            | Evercore Inc. - Class A                                            | CUSIP: 29977A105<br>LEI: 529900P6KLPT95DW3W58 | Long             | EC               | CORP              | US        |     13900 | NS      | $4149289.00   | 3.62%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Financial Corporation                                                     | First American Financial Corporation                               | CUSIP: 31847R102<br>LEI: 549300B6VEZK3N0A1P55 | Long             | EC               | CORP              | US        |     31900 | NS      | $1923251.00   | 1.68%             |  |  |  | No            |                  1 | On Loan: No      |
| FirstService Corp.                                                                       | FirstService Corp. (Canada)                                        | CUSIP: 33767E202<br>LEI: 5493000XUDIV75BCF118 | Long             | EC               | CORP              | CA        |     17900 | NS      | $2487026.00   | 2.17%             |  |  |  | No            |                  1 | On Loan: No      |
| GXO Logistics, Inc.                                                                      | GXO Logistics, Inc.                                                | CUSIP: 36262G101<br>LEI: 5493007CNWMXN78JRN66 | Long             | EC               | CORP              | US        |     55300 | NS      | $2867305.00   | 2.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Trust - Goldman Sachs Financial Square Government Fund Institutional Class | Goldman Sachs Financial Square Government Fund Institutional Class | CUSIP: 38141W273<br>LEI: 549300BRJMXN4GUWZ402 | Long             | STIV             | RF                | US        |   2872765 | NS      | $2872764.89   | 2.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Guidewire Software, Inc.                                                                 | Guidewire Software, Inc.                                           | CUSIP: 40171V100<br>LEI: 549300WXSG0J8IXZCK32 | Long             | EC               | CORP              | US        |     40300 | NS      | $6027268.00   | 5.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Jones Lang Lasalle Incorporated                                                          | Jones Lang LaSalle Incorporated                                    | CUSIP: 48020Q107<br>LEI: 6SYKCME112RT8TQUO411 | Long             | EC               | CORP              | US        |     15800 | NS      | $4808256.00   | 4.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Madison Square Garden Sports Corp.                                                       | Madison Square Garden Sports Corp. - Class A                       | CUSIP: 55825T103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7100 | NS      | $2281940.00   | 1.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Owens Corning                                                                            | Owens Corning                                                      | CUSIP: 690742101<br>LEI: JO5M6676RDJIZ2U8X907 | Long             | EC               | CORP              | US        |     34000 | NS      | $3679480.00   | 3.21%             |  |  |  | No            |                  1 | On Loan: No      |
| PJT Partners Inc.                                                                        | PJT Partners Inc. - Class A                                        | CUSIP: 69343T107<br>LEI: 549300W3WBEQUBKYTN87 | Long             | EC               | CORP              | US        |     34504 | NS      | $4820898.88   | 4.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Pool Corporation                                                                         | Pool Corporation                                                   | CUSIP: 73278L105<br>LEI: 5493005VZK1KMN6CO617 | Long             | EC               | CORP              | US        |     16100 | NS      | $3257513.00   | 2.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Procore Technologies, Inc.                                                               | Procore Technologies, Inc.                                         | CUSIP: 74275K108<br>LEI: 5493005PTWY0RHYRAH22 | Long             | EC               | CORP              | US        |     56600 | NS      | $3226200.00   | 2.82%             |  |  |  | No            |                  1 | On Loan: No      |
| QXO, Inc.                                                                                | QXO, Inc.                                                          | CUSIP: 82846H405<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    172000 | NS      | $3340240.00   | 2.92%             |  |  |  | No            |                  1 | On Loan: No      |
| RBC Bearings, Inc.                                                                       | RBC Bearings, Inc.                                                 | CUSIP: 75524B104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     16300 | NS      | $8852856.00   | 7.73%             |  |  |  | No            |                  1 | On Loan: No      |
| ServiceTitan, Inc.                                                                       | ServiceTitan, Inc. - Class A                                       | CUSIP: 81764X103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     33000 | NS      | $2094180.00   | 1.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Solventum Corp.                                                                          | Solventum Corp.                                                    | CUSIP: 83444M101<br>LEI: 254900I70403OSGY4M28 | Long             | EC               | CORP              | US        |     32300 | NS      | $2109190.00   | 1.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Stevanato Group S.p.A.                                                                   | Stevanato Group S.p.A. (Italy)                                     | CUSIP: T9224W109<br>LEI: 81560033F7E1CD477507 | Long             | EC               | CORP              | IT        |    103200 | NS      | $1419000.00   | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| The Timken Company                                                                       | The Timken Company                                                 | CUSIP: 887389104<br>LEI: B0I35MLPFXZSE70ASS73 | Long             | EC               | CORP              | US        |     39000 | NS      | $3922230.00   | 3.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Toll Brothers, Inc.                                                                      | Toll Brothers, Inc.                                                | CUSIP: 889478103<br>LEI: 529900JB6IS9MSZGVR44 | Long             | EC               | CORP              | US        |     24700 | NS      | $3370809.00   | 2.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Utz Quality Foods, LLC                                                                   | Utz Brands, Inc. - Class A                                         | CUSIP: 918090101<br>LEI: 549300K2HU2ISL0R2Q75 | Long             | EC               | CORP              | US        |    163200 | NS      | $1292544.00   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Virtu Financial, Inc.                                                                    | Virtu Financial, Inc. - Class A                                    | CUSIP: 928254101<br>LEI: 5493001OPW2K42CH3884 | Long             | EC               | CORP              | US        |    104100 | NS      | $4578318.00   | 4.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Watsco, Inc.                                                                             | Watsco, Inc.                                                       | CUSIP: 942622200<br>LEI: 549300F1Y3LN5BX5WN75 | Long             | EC               | CORP              | US        |     11200 | NS      | $4074448.00   | 3.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Wintrust Financial Corporation                                                           | Wintrust Financial Corporation                                     | CUSIP: 97650W108<br>LEI: Q774KI4AW80FHFW33O61 | Long             | EC               | CORP              | US        |     13000 | NS      | $1806220.00   | 1.58%             |  |  |  | No            |                  1 | On Loan: No      |
| nCino, Inc.                                                                              | nCino, Inc.                                                        | CUSIP: 63947X101<br>LEI: 549300WVRR2WR3L6MZ46 | Long             | EC               | CORP              | US        |     48300 | NS      | $723534.00    | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-05-20

**Name of Applicant:** Neiman Funds

**Signature:** /s/ Daniel Neiman

**Name of Signer:** Daniel Neiman

**Title:** President