# EDGAR Filing Document

**Accession Number:** 0001517936
**File Stem:** 0000940400-25-002908
**Filing Date:** 2025-9
**Character Count:** 87902
**Document Hash:** 0c4e813fafffa1e085e1cee0b140cc5a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-25-002908.hdr.sgml**: 20250926

**ACCESSION NUMBER**: 0000940400-25-002908

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250731

**FILED AS OF DATE**: 20250926

**DATE AS OF CHANGE**: 20250926

**PERIOD START**: 20251031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED FUND IV
- **CENTRAL INDEX KEY:** 0001517936

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22559
- **FILM NUMBER:** 251349190

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Series and Classes Contracts Data

### First Trust SSI Strategic Convertible Securities ETF (Series ID: S000050640)

| Class ID   | Class Name                                           | Ticker Symbol   |
|:---|:---|:---|
| C000159952 | First Trust SSI Strategic Convertible Securities ETF | FCVT            |

## Nport-Ex

**First Trust SSI Strategic Convertible Securities ETF (FCVT)**

**Portfolio of Investments**

**July 31, 2025 (Unaudited)**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Principal** <br>**Value**<br>| **Description** | **Stated** <br>**Coupon**<br>| **Stated** <br>**Maturity**<br>| **Value** |
| **CONVERTIBLE CORPORATE BONDS AND NOTES — 82.8%** | **CONVERTIBLE CORPORATE BONDS AND NOTES — 82.8%** | **CONVERTIBLE CORPORATE BONDS AND NOTES — 82.8%** | **CONVERTIBLE CORPORATE BONDS AND NOTES — 82.8%** | **CONVERTIBLE CORPORATE BONDS AND NOTES — 82.8%** |
|  | **Aerospace & Defense — 2.0%** | **Aerospace & Defense — 2.0%** | **Aerospace & Defense — 2.0%** |  |
| $377000 | AeroVironment, Inc. | (a) | 07/15/30 | $424465 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 130000 | Axon Enterprise, Inc. | 0.50% | 12/15/27 | 429957 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 103000 | Rocket Lab U.S.A., Inc. (b) | 4.25% | 02/01/29 | 924618 |
|  |  |  |  | 1779040 |
|  | **Automobiles — 0.9%** | **Automobiles — 0.9%** | **Automobiles — 0.9%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 985000 | Rivian Automotive, Inc. | 3.63% | 10/15/30 | 853626 |
|  | **Banks — 0.3%** | **Banks — 0.3%** | **Banks — 0.3%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 164000 | Morgan Stanley Finance LLC | 1.00% | 11/23/27 | 304099 |
|  | **Biotechnology — 5.1%** | **Biotechnology — 5.1%** | **Biotechnology — 5.1%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 505000 | Alnylam Pharmaceuticals, Inc. | 1.00% | 09/15/27 | 743764 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 597000 | Ascendis Pharma A/S | 2.25% | 04/01/28 | 752966 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 425000 | Bridgebio Pharma, Inc. (b) | 1.75% | 03/01/31 | 528063 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 213000 | Celcuity, Inc. (c) | 2.75% | 08/01/31 | 236268 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 270000 | Cytokinetics, Inc. | 3.50% | 07/01/27 | 297810 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 707000 | Exact Sciences Corp. (b) | 2.00% | 03/01/30 | 682608 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 484000 | Halozyme Therapeutics, Inc. | 1.00% | 08/15/28 | 597518 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 245000 | Mirum Pharmaceuticals, Inc. | 4.00% | 05/01/29 | 440326 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 317000 | PTC Therapeutics, Inc. | 1.50% | 09/15/26 | 378488 |
|  |  |  |  | 4657811 |
|  | **Broadline Retail — 1.4%** | **Broadline Retail — 1.4%** | **Broadline Retail — 1.4%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 623000 | Alibaba Group Holding Ltd. | 0.50% | 06/01/31 | 829213 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 466000 | JD.com, Inc. | 0.25% | 06/01/29 | 480912 |
|  |  |  |  | 1310125 |
|  | **Capital Markets — 2.8%** | **Capital Markets — 2.8%** | **Capital Markets — 2.8%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 492000 | Coinbase Global, Inc. | 0.25% | 04/01/30 | 679963 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 465000 | Galaxy Digital Holdings, L.P. (b) | 2.50% | 12/01/29 | 670429 |
| &nbsp;&nbsp;&nbsp;&nbsp; 1176000 | Morgan Stanley Finance LLC (d) (e) | 0.13% | 04/26/30 | 1200872 |
|  |  |  |  | 2551264 |
|  | **Communications Equipment — 1.3%** | **Communications Equipment — 1.3%** | **Communications Equipment — 1.3%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 400000 | Lumentum Holdings, Inc. | 0.50% | 12/15/26 | 508600 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 400000 | Lumentum Holdings, Inc. | 1.50% | 12/15/29 | 687000 |
|  |  |  |  | 1195600 |
|  | **Construction & Engineering — 1.3%** | **Construction & Engineering — 1.3%** | **Construction & Engineering — 1.3%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 550000 | Fluor Corp. | 1.13% | 08/15/29 | 772887 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 318000 | Granite Construction, Inc. | 3.25% | 06/15/30 | 438045 |
|  |  |  |  | 1210932 |
|  | **Consumer Finance — 1.5%** | **Consumer Finance — 1.5%** | **Consumer Finance — 1.5%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 307000 | SoFi Technologies, Inc. (b) | 1.25% | 03/15/29 | 758593 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 473000 | Upstart Holdings, Inc. (b) | 1.00% | 11/15/30 | 561688 |
|  |  |  |  | 1320281 |
|  | **Consumer Staples Distribution & Retail — 0.4%** | **Consumer Staples Distribution & Retail — 0.4%** | **Consumer Staples Distribution & Retail — 0.4%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 225000 | Chefs' (The) Warehouse, Inc. | 2.38% | 12/15/28 | 368100 |
|  | **Diversified Consumer Services — 0.5%** | **Diversified Consumer Services — 0.5%** | **Diversified Consumer Services — 0.5%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 167000 | Stride, Inc. | 1.13% | 09/01/27 | 414661 |
|  | **Diversified Telecommunication Services — 0.5%** | **Diversified Telecommunication Services — 0.5%** | **Diversified Telecommunication Services — 0.5%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 459000 | AST SpaceMobile, Inc. (b) | 2.38% | 10/15/32 | 482409 |

---

------

**First Trust SSI Strategic Convertible Securities ETF (FCVT)**

**Portfolio of Investments (Continued)**

**July 31, 2025 (Unaudited)**

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Principal**<br> **Value**<br>| **Description** | **Stated**<br> **Coupon**<br>| **Stated**<br> **Maturity**<br>| **Value** |
| **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** |
|  | **Electric Utilities — 4.9%** | **Electric Utilities — 4.9%** | **Electric Utilities — 4.9%** |  |
| $251000 | Alliant Energy Corp. | 3.88% | 03/15/26 | $267441 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 720000 | Duke Energy Corp. | 4.13% | 04/15/26 | 772020 |
| &nbsp;&nbsp;&nbsp;&nbsp; 1712000 | NextEra Energy Capital Holdings, Inc. | 3.00% | 03/01/27 | 1956816 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 303000 | PPL Capital Funding, Inc. | 2.88% | 03/15/28 | 337845 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 755000 | Southern (The) Co. | 3.88% | 12/15/25 | 855226 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 250000 | Southern (The) Co. | 4.50% | 06/15/27 | 280075 |
|  |  |  |  | 4469423 |
|  | **Electrical Equipment — 1.2%** | **Electrical Equipment — 1.2%** | **Electrical Equipment — 1.2%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 304000 | Array Technologies, Inc. (b) | 2.88% | 07/01/31 | 320264 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 356000 | Bloom Energy Corp. | 3.00% | 06/01/28 | 748490 |
|  |  |  |  | 1068754 |
|  | **Electronic Equipment, Instruments & Components — 2.2%** | **Electronic Equipment, Instruments & Components — 2.2%** | **Electronic Equipment, Instruments & Components — 2.2%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 255000 | Advanced Energy Industries, Inc. | 2.50% | 09/15/28 | 314217 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 415000 | Itron, Inc. | (a) | 03/15/26 | 448871 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 381000 | Mirion Technologies, Inc. (b) | 0.25% | 06/01/30 | 450532 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 409000 | OSI Systems, Inc. (b) | 2.25% | 08/01/29 | 546643 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 240000 | PAR Technology Corp. | 1.50% | 10/15/27 | 261150 |
|  |  |  |  | 2021413 |
|  | **Entertainment — 3.7%** | **Entertainment — 3.7%** | **Entertainment — 3.7%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 296000 | IMAX Corp. | 0.50% | 04/01/26 | 315965 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 535000 | Liberty Media Corp. | 2.25% | 08/15/27 | 690150 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 440000 | Liberty Media Corp. (b) | 2.38% | 09/30/53 | 663740 |
| &nbsp;&nbsp;&nbsp;&nbsp; 1310000 | Live Nation Entertainment, Inc. (b) | 2.88% | 01/15/30 | 1408905 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 218000 | Spotify USA, Inc. | (a) | 03/15/26 | 275988 |
|  |  |  |  | 3354748 |
|  | **Financial Services — 1.9%** | **Financial Services — 1.9%** | **Financial Services — 1.9%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 316000 | Affirm Holdings, Inc. (b) | 0.75% | 12/15/29 | 335118 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 500000 | Global Payments, Inc. | 1.50% | 03/01/31 | 455000 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 874000 | Shift4 Payments, Inc. | 0.50% | 08/01/27 | 954845 |
|  |  |  |  | 1744963 |
|  | **Food Products — 0.6%** | **Food Products — 0.6%** | **Food Products — 0.6%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 515000 | Post Holdings, Inc. | 2.50% | 08/15/27 | 582568 |
|  | **Gas Utilities — 0.3%** | **Gas Utilities — 0.3%** | **Gas Utilities — 0.3%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 215000 | UGI Corp. | 5.00% | 06/01/28 | 294959 |
|  | **Ground Transportation — 1.8%** | **Ground Transportation — 1.8%** | **Ground Transportation — 1.8%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 270000 | Lyft, Inc. | 0.63% | 03/01/29 | 277020 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 370000 | Uber Technologies, Inc. | (a) | 12/15/25 | 420320 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 711000 | Uber Technologies, Inc. | 0.88% | 12/01/28 | 973714 |
|  |  |  |  | 1671054 |
|  | **Health Care Equipment & Supplies — 1.7%** | **Health Care Equipment & Supplies — 1.7%** | **Health Care Equipment & Supplies — 1.7%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 283000 | Insulet Corp. | 0.38% | 09/01/26 | 375781 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 310000 | Integer Holdings Corp. (b) | 1.88% | 03/15/30 | 304730 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 186000 | iRhythm Technologies, Inc. | 1.50% | 09/01/29 | 225990 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 222000 | Lantheus Holdings, Inc. | 2.63% | 12/15/27 | 262085 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 358000 | Merit Medical Systems, Inc. (b) | 3.00% | 02/01/29 | 422082 |
|  |  |  |  | 1590668 |

---

------

**First Trust SSI Strategic Convertible Securities ETF (FCVT)**

**Portfolio of Investments (Continued)**

**July 31, 2025 (Unaudited)**

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Principal**<br> **Value**<br>| **Description** | **Stated**<br> **Coupon**<br>| **Stated**<br> **Maturity**<br>| **Value** |
| **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** |
|  | **Health Care Providers & Services — 0.6%** | **Health Care Providers & Services — 0.6%** | **Health Care Providers & Services — 0.6%** |  |
| $301000 | Guardant Health, Inc. | 1.25% | 02/15/31 | $314371 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 195000 | Hims & Hers Health, Inc. (b) | (a) | 05/15/30 | 241800 |
|  |  |  |  | 556171 |
|  | **Health Care REITs — 1.4%** | **Health Care REITs — 1.4%** | **Health Care REITs — 1.4%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 354000 | Ventas Realty, L.P. | 3.75% | 06/01/26 | 441119 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 505000 | Welltower OP LLC (b) | 2.75% | 05/15/28 | 878700 |
|  |  |  |  | 1319819 |
|  | **Hotels, Restaurants & Leisure — 4.6%** | **Hotels, Restaurants & Leisure — 4.6%** | **Hotels, Restaurants & Leisure — 4.6%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 397000 | Carnival Corp. | 5.75% | 12/01/27 | 917666 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 425000 | Cheesecake Factory, Inc. (The) (b) | 2.00% | 03/15/30 | 469048 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 876000 | DoorDash, Inc. (b) | (a) | 05/15/30 | 953088 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 582000 | MakeMyTrip Ltd. (b) | (a) | 07/01/30 | 599717 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 300000 | NCL Corp., Ltd. | 1.13% | 02/15/27 | 315750 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 327000 | NCL Corp., Ltd. (b) | 0.88% | 04/15/30 | 400166 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 466000 | Trip.com Group Ltd. | 0.75% | 06/15/29 | 529842 |
|  |  |  |  | 4185277 |
|  | **Interactive Media & Services — 2.2%** | **Interactive Media & Services — 2.2%** | **Interactive Media & Services — 2.2%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 757000 | Morgan Stanley Finance LLC | 0.13% | 02/07/28 | 1999449 |
|  | **IT Services — 5.1%** | **IT Services — 5.1%** | **IT Services — 5.1%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 862000 | Cloudflare, Inc. | (a) | 08/15/26 | 1060907 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 691000 | Cloudflare, Inc. (b) | (a) | 06/15/30 | 772884 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 814000 | Core Scientific, Inc. (b) | (a) | 06/15/31 | 823304 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 234000 | GDS Holdings Ltd. (b) | 2.25% | 06/01/32 | 305721 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 927000 | Snowflake, Inc. (b) | (a) | 10/01/27 | 1409040 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 214000 | Snowflake, Inc. (b) | (a) | 10/01/29 | 332101 |
|  |  |  |  | 4703957 |
|  | **Leisure Products — 0.2%** | **Leisure Products — 0.2%** | **Leisure Products — 0.2%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 97000 | Peloton Interactive, Inc. | 5.50% | 12/01/29 | 182166 |
|  | **Life Sciences Tools & Services — 0.8%** | **Life Sciences Tools & Services — 0.8%** | **Life Sciences Tools & Services — 0.8%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 330000 | Repligen Corp. | 1.00% | 12/15/28 | 321420 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 435000 | Tempus AI, Inc. (b) | 0.75% | 07/15/30 | 435217 |
|  |  |  |  | 756637 |
|  | **Metals & Mining — 1.2%** | **Metals & Mining — 1.2%** | **Metals & Mining — 1.2%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 198000 | Equinox Gold Corp. | 4.75% | 10/15/28 | 251757 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 282000 | MP Materials Corp. (b) | 3.00% | 03/01/30 | 827529 |
|  |  |  |  | 1079286 |
|  | **Mortgage REITs — 0.3%** | **Mortgage REITs — 0.3%** | **Mortgage REITs — 0.3%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 271000 | Two Harbors Investment Corp. | 6.25% | 01/15/26 | 270051 |
|  | **Multi-Utilities — 0.6%** | **Multi-Utilities — 0.6%** | **Multi-Utilities — 0.6%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 478000 | WEC Energy Group, Inc. | 4.38% | 06/01/27 | 552688 |
|  | **Oil, Gas & Consumable Fuels — 1.0%** | **Oil, Gas & Consumable Fuels — 1.0%** | **Oil, Gas & Consumable Fuels — 1.0%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 145000 | Centrus Energy Corp. (b) | 2.25% | 11/01/30 | 347202 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 297000 | Golar LNG Ltd. (b) | 2.75% | 12/15/30 | 303163 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 260000 | Northern Oil & Gas, Inc. | 3.63% | 04/15/29 | 270465 |
|  |  |  |  | 920830 |
|  | **Personal Care Products — 0.3%** | **Personal Care Products — 0.3%** | **Personal Care Products — 0.3%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 250000 | Oddity Finance LLC (b) | (a) | 06/15/30 | 264219 |

---

------

**First Trust SSI Strategic Convertible Securities ETF (FCVT)**

**Portfolio of Investments (Continued)**

**July 31, 2025 (Unaudited)**

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Principal**<br> **Value**<br>| **Description** | **Stated**<br> **Coupon**<br>| **Stated**<br> **Maturity**<br>| **Value** |
| **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** |
|  | **Pharmaceuticals — 0.8%** | **Pharmaceuticals — 0.8%** | **Pharmaceuticals — 0.8%** |  |
| $660000 | Jazz Investments I Ltd. (b) | 3.13% | 09/15/30 | $730950 |
|  | **Professional Services — 1.4%** | **Professional Services — 1.4%** | **Professional Services — 1.4%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 251000 | BlackSky Technology, Inc. (b) | 8.25% | 08/01/33 | 270829 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 890000 | Parsons Corp. | 2.63% | 03/01/29 | 971880 |
|  |  |  |  | 1242709 |
|  | **Retail REITs — 0.3%** | **Retail REITs — 0.3%** | **Retail REITs — 0.3%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 274000 | Federal Realty OP, L.P. (b) | 3.25% | 01/15/29 | 270438 |
|  | **Semiconductors & Semiconductor Equipment — 3.2%** | **Semiconductors & Semiconductor Equipment — 3.2%** | **Semiconductors & Semiconductor Equipment — 3.2%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 703000 | MACOM Technology Solutions Holdings, Inc. (b) | (a) | 12/15/29 | 735338 |
| &nbsp;&nbsp;&nbsp;&nbsp; 1123000 | MKS, Inc. | 1.25% | 06/01/30 | 1095574 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 704000 | ON Semiconductor Corp. | (a) | 05/01/27 | 866561 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 270000 | Synaptics, Inc. (b) | 0.75% | 12/01/31 | 255150 |
|  |  |  |  | 2952623 |
|  | **Software — 15.4%** | **Software — 15.4%** | **Software — 15.4%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 600000 | BILL Holdings, Inc. (b) | (a) | 04/01/30 | 508200 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 435000 | Box, Inc. (b) | 1.50% | 09/15/29 | 437392 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 210000 | Cipher Mining, Inc. | 1.75% | 05/15/30 | 301665 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 779000 | CyberArk Software Ltd. (b) | (a) | 06/15/30 | 801980 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 990000 | Datadog, Inc. (b) | (a) | 12/01/29 | 965789 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 865000 | Guidewire Software, Inc. (b) | 1.25% | 11/01/29 | 993885 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 109000 | InterDigital, Inc. | 3.50% | 06/01/27 | 366295 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 228000 | IREN Ltd. (b) | 3.50% | 12/15/29 | 323190 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 299000 | Life360, Inc. (b) | (a) | 06/01/30 | 352787 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 415000 | MARA Holdings, Inc. (b) | (a) | 03/01/30 | 377301 |
| &nbsp;&nbsp;&nbsp;&nbsp; 2093000 | MicroStrategy, Inc. (b) | (a) | 12/01/29 | 2012054 |
| &nbsp;&nbsp;&nbsp;&nbsp; 1339000 | MicroStrategy, Inc. (b) | (a) | 03/01/30 | 1573760 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 424000 | MicroStrategy, Inc. | 0.88% | 03/15/31 | 796018 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 405000 | Nutanix, Inc. | 0.25% | 10/01/27 | 565177 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 340000 | Nutanix, Inc. (b) | 0.50% | 12/15/29 | 383078 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 258000 | Q2 Holdings, Inc. | 0.75% | 06/01/26 | 283929 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 280000 | Riot Platforms, Inc. (b) | 0.75% | 01/15/30 | 324625 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 406000 | Rubrik, Inc. (b) | (a) | 06/15/30 | 436044 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 465000 | Uber Technologies, Inc. (b) | (a) | 05/15/28 | 519604 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 250000 | Unity Software, Inc. (b) | (a) | 03/15/30 | 304475 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 769000 | Varonis Systems, Inc. (b) | 1.00% | 09/15/29 | 817255 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 650000 | Zscaler, Inc. (b) | (a) | 07/15/28 | 635375 |
|  |  |  |  | 14079878 |
|  | **Specialized REITs — 1.4%** | **Specialized REITs — 1.4%** | **Specialized REITs — 1.4%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp; 1210000 | Digital Realty Trust, L.P. (b) | 1.88% | 11/15/29 | 1278486 |
|  | **Specialty Retail — 2.1%** | **Specialty Retail — 2.1%** | **Specialty Retail — 2.1%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 287000 | Burlington Stores, Inc. | 1.25% | 12/15/27 | 412993 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 360000 | GameStop Corp. (b) | (a) | 04/01/30 | 368100 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 852000 | Wayfair, Inc. | 3.25% | 09/15/27 | 1095358 |
|  |  |  |  | 1876451 |
|  | **Technology Hardware, Storage & Peripherals — 3.6%** | **Technology Hardware, Storage & Peripherals — 3.6%** | **Technology Hardware, Storage & Peripherals — 3.6%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 593000 | Seagate HDD Cayman | 3.50% | 06/01/28 | 1150642 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 353000 | Super Micro Computer, Inc. (b) | 2.25% | 07/15/28 | 446898 |

---

------

**First Trust SSI Strategic Convertible Securities ETF (FCVT)**

**Portfolio of Investments (Continued)**

**July 31, 2025 (Unaudited)**

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Principal**<br> **Value**<br>| **Description** | **Stated**<br> **Coupon**<br>| **Stated**<br> **Maturity**<br>| **Value** |
| **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** | **CONVERTIBLE CORPORATE BONDS AND NOTES (Continued)** |
|  | **Technology Hardware, Storage & Peripherals (Continued)** | **Technology Hardware, Storage & Peripherals (Continued)** | **Technology Hardware, Storage & Peripherals (Continued)** |  |
| $435000 | Super Micro Computer, Inc. (b) | (a) | 06/15/30 | $554843 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 525000 | Western Digital Corp. | 3.00% | 11/15/28 | 1126387 |
|  |  |  |  | 3278770 |
|  | **Total Convertible Corporate Bonds and Notes** | **Total Convertible Corporate Bonds and Notes** | **Total Convertible Corporate Bonds and Notes** | 75747353 |
|  | (Cost $64,307,344) | (Cost $64,307,344) | (Cost $64,307,344) |  |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Shares** | **Description** | **Stated** <br>**Coupon**<br>| **Stated** <br>**Maturity**<br>| **Value** |
| **CONVERTIBLE PREFERRED SECURITIES — 15.2%** | **CONVERTIBLE PREFERRED SECURITIES — 15.2%** | **CONVERTIBLE PREFERRED SECURITIES — 15.2%** | **CONVERTIBLE PREFERRED SECURITIES — 15.2%** | **CONVERTIBLE PREFERRED SECURITIES — 15.2%** |
|  | **Aerospace & Defense — 3.2%** | **Aerospace & Defense — 3.2%** | **Aerospace & Defense — 3.2%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 40905 | Boeing (The) Co. | 6.00% | 10/15/27 | 2891984 |
|  | **Banks — 3.1%** | **Banks — 3.1%** | **Banks — 3.1%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1210 | Bank of America Corp., Series L | 7.25% | (f) | 1476200 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1115 | Wells Fargo & Co., Series L | 7.50% | (f) | 1320762 |
|  |  |  |  | 2796962 |
|  | **Capital Markets — 2.1%** | **Capital Markets — 2.1%** | **Capital Markets — 2.1%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14065 | Ares Management Corp., Series B | 6.75% | 10/01/27 | 796079 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19205 | KKR & Co., Inc., Series D | 6.25% | 03/01/28 | 1103327 |
|  |  |  |  | 1899406 |
|  | **Chemicals — 0.5%** | **Chemicals — 0.5%** | **Chemicals — 0.5%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12605 | Albemarle Corp. | 7.25% | 03/01/27 | 428066 |
|  | **Electric Utilities — 0.6%** | **Electric Utilities — 0.6%** | **Electric Utilities — 0.6%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6000 | NextEra Energy, Inc. | 7.30% | 06/01/27 | 288240 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6000 | PG&E Corp., Series A | 6.00% | 12/01/27 | 228060 |
|  |  |  |  | 516300 |
|  | **Financial Services — 1.8%** | **Financial Services — 1.8%** | **Financial Services — 1.8%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15855 | Apollo Global Management, Inc. | 6.75% | 07/31/26 | 1207834 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4050 | Shift4 Payments, Inc. | 6.00% | 05/01/28 | 477697 |
|  |  |  |  | 1685531 |
|  | **Health Care Providers & Services — 0.4%** | **Health Care Providers & Services — 0.4%** | **Health Care Providers & Services — 0.4%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5025 | BrightSpring Health Services, Inc. | 6.75% | 02/01/27 | 363659 |
|  | **Machinery — 0.6%** | **Machinery — 0.6%** | **Machinery — 0.6%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7710 | Chart Industries, Inc., Series B | 6.75% | 12/15/25 | 551959 |
|  | **Semiconductors & Semiconductor Equipment — 1.2%** | **Semiconductors & Semiconductor Equipment — 1.2%** | **Semiconductors & Semiconductor Equipment — 1.2%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18265 | Microchip Technology, Inc. | 7.50% | 03/15/28 | 1149051 |
|  | **Technology Hardware, Storage & Peripherals — 1.1%** | **Technology Hardware, Storage & Peripherals — 1.1%** | **Technology Hardware, Storage & Peripherals — 1.1%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17490 | Hewlett Packard Enterprise Co. | 7.63% | 09/01/27 | 1049400 |
|  | **Trading Companies & Distributors — 0.6%** | **Trading Companies & Distributors — 0.6%** | **Trading Companies & Distributors — 0.6%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9575 | QXO, Inc. | 5.50% | 05/15/28 | 553627 |
|  | **Total Convertible Preferred Securities** | **Total Convertible Preferred Securities** | **Total Convertible Preferred Securities** | 13885945 |
|  | (Cost $12,284,681) | (Cost $12,284,681) | (Cost $12,284,681) |  |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

------

**First Trust SSI Strategic Convertible Securities ETF (FCVT)**

**Portfolio of Investments (Continued)**

**July 31, 2025 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **MONEY MARKET FUNDS — 2.1%** | **MONEY MARKET FUNDS — 2.1%** | **MONEY MARKET FUNDS — 2.1%** |
| &nbsp;&nbsp;&nbsp;&nbsp; 1924647 | Dreyfus Government Cash Management Fund, Institutional Shares - 4.20% (g) | $1924647 |
|  | (Cost $1,924,647) |  |
|  | **Total Investments — 100.1%** | 91557945 |
|  | (Cost $78,516,672) |  |
|  | **Net Other Assets and Liabilities — (0.1)%** | (55780)<br>|
|  | **Net Assets — 100.0%** | $91502165 |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;(a) Zero coupon security.

&nbsp;&nbsp;&nbsp;&nbsp;(b) This security, sold within the terms of a private placement memorandum, is exempt
 from registration upon resale under Rule 144A of the Securities Act of 1933, as amended, and may be resold in transactions
 exempt from registration, normally to qualified institutional buyers. Pursuant to procedures adopted by the Trust's Board of Trustees, this security has been determined to be liquid by First Trust Advisors L.P. (the "Advisor"). Although market instability can result in periods of increased overall market illiquidity, liquidity for each security is determined based on security specific
 factors and assumptions, which require subjective judgment. At July 31, 2025, securities noted as such amounted to $35,101,147
 or 38.4% of net assets.

&nbsp;&nbsp;&nbsp;&nbsp;(c) When-issued security. The interest rate shown reflects the rate in effect at July
 31, 2025. Interest will begin accruing on the security's first settlement date.

&nbsp;&nbsp;&nbsp;&nbsp;(d) This security is fair valued by the Advisor's Pricing Committee in accordance with procedures approved by the Trust's Board of Trustees, and in accordance with provisions of the Investment Company Act of 1940
 and rules thereunder, as amended. At July 31, 2025, securities noted as such are valued at $1,200,872 or 1.3% of net assets.

&nbsp;&nbsp;&nbsp;&nbsp;(e) This security's value was determined using significant unobservable inputs (see Valuation Inputs section).

&nbsp;&nbsp;&nbsp;&nbsp;(f) Perpetual maturity.

&nbsp;&nbsp;&nbsp;&nbsp;(g) Rate shown reflects yield as of July 31, 2025.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

Abbreviations throughout the Portfolio of Investments: <br> REITs – Real Estate Investment Trusts

------

**Valuation Inputs**

The Fund is subject to fair value accounting standards that define fair value, establish the framework for measuring fair value and provide a three-level hierarchy for fair valuation based upon the inputs to the valuation as of the measurement date. The three levels of the fair value hierarchy are as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 1 – Level 1 inputs are quoted prices in active markets for identical investments.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 2 – Level 2 inputs are observable inputs, either directly or indirectly. (Quoted prices for similar investments, valuations based on interest rates and yield curves, or valuations derived from observable market data.)

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 3 – Level 3 inputs are unobservable inputs that may reflect the reporting entity's own assumptions about the assumptions that market participants would use in pricing the investment.

The inputs or methodologies used for valuing investments are not necessarily an indication of the risk associated with investing in those investments.

------

**First Trust SSI Strategic Convertible Securities ETF (FCVT)**

**Portfolio of Investments (Continued)**

**July 31, 2025 (Unaudited)**

A summary of the inputs used to value the Fund's investments as of July 31, 2025 is as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **Total** <br>**Value at** <br>**7/31/2025**<br>| **Level 1** <br>**Quoted** <br>**Prices**<br>| **Level 2** <br>**Significant** <br>**Observable** <br>**Inputs**<br>| **Level 3** <br>**Significant** <br>**Unobservable** <br>**Inputs**<br>|
| Convertible Corporate Bonds and Notes: |  |  |  |  |
| &nbsp;&nbsp;&nbsp; Capital Markets | $2551264 | &nbsp;&nbsp; $— | &nbsp;&nbsp; $1350392 | &nbsp;&nbsp; $1200872 |
| &nbsp;&nbsp;&nbsp; Other Industry Categories\* | 73196089 | &nbsp;&nbsp; — | &nbsp;&nbsp; 73196089 | &nbsp;&nbsp; — |
| Convertible Preferred Securities\* | 13885945 | &nbsp;&nbsp; 13885945 | &nbsp;&nbsp; — | &nbsp;&nbsp; — |
| Money Market Funds | 1924647 | &nbsp;&nbsp; 1924647 | &nbsp;&nbsp; — | &nbsp;&nbsp; — |
| Total Investments | $91557945 | &nbsp;&nbsp; $15810592 | &nbsp;&nbsp; $74546481 | &nbsp;&nbsp; $1200872 |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

\* See Portfolio of Investments for industry breakout.

Level 3 investments are fair valued by the Advisor's Pricing Committee and are footnoted in the Portfolio of Investments. All Level 3 values are based on unobservable inputs.

------

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** First Trust Exchange-Traded Fund IV

- **b. Investment Company Act file number:** 811-22559

- **c. CIK number of Registrant:** 0001517936

- **d. LEI of Registrant:** 5493006CBTW7P2B31B80

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 East Liberty Drive

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** First Trust SSI Strategic Convertible Securities ETF

- **b. EDGAR series identifier (if any):** S000050640

- **c. LEI of Series:** 549300E2LXTTRLNEGB53

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-10-31

- **b. Date as of which information is reported:** 2025-07-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $91804080.27

**Total Liabilities:** $301915.45

**Net Assets:** $91502164.82

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 156.07867000 | **1-Year:** 908.83424000 | **5-Year:** 1443.40523000 | **10-Year:** 103.12239000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 249.83681000 | **1-Year:** 3143.87969000 | **5-Year:** 1182.06911000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000159952 | 4.47%                | 5.56%                | 2.98%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $1025750.27              | $1932432.22                                |
| Month 2  | $311745.17               | $4366990.53                                |
| Month 3  | $1115126.33              | $1511182.28                                |

### Schedule of Portfolio Investments

| Name                               | Title                                   | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| AXON ENTERPRISE INC                | Axon Enterprise Inc                     | CUSIP: 05464CAB7<br>LEI: 549300QP2IEEGFE16681 | Long             | DBT              | CORP              | US        |    130000 | PA      | $429957.18    | 0.47%             | 2027-12-15      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| BOX INC                            | Box Inc                                 | CUSIP: 10316TAC8<br>LEI: 549300KQUCPD8687YS68 | Long             | DBT              | CORP              | US        |    435000 | PA      | $437392.50    | 0.48%             | 2029-09-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| LYFT INC                           | Lyft Inc                                | CUSIP: 55087PAD6<br>LEI: 549300H7I5VN334XVZ52 | Long             | DBT              | CORP              | US        |    270000 | PA      | $277020.00    | 0.30%             | 2029-03-01      | Fixed         | 0.62%                 | No            |                  2 | On Loan: No      |
| GUARDANT HEALTH INC                | Guardant Health Inc                     | CUSIP: 40131MAD1<br>LEI: 254900M8C3E5VC8BR186 | Long             | DBT              | CORP              | US        |    301000 | PA      | $314371.09    | 0.34%             | 2031-02-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| SOFI TECHNOLOGIES INC              | SoFi Technologies Inc                   | CUSIP: 83406FAC6<br>LEI: 549300SW81JCMVZDDY09 | Long             | DBT              | CORP              | US        |    307000 | PA      | $758593.07    | 0.83%             | 2029-03-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| CLOUDFLARE INC                     | Cloudflare Inc                          | CUSIP: 18915MAC1<br>LEI: 5493007DY18BGNLDWU14 | Long             | DBT              | CORP              | US        |    862000 | PA      | $1060906.50   | 1.16%             | 2026-08-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ALLIANT ENERGY CORP                | Alliant Energy Corp                     | CUSIP: 018802AC2<br>LEI: 5493009ML300G373MZ12 | Long             | DBT              | CORP              | US        |    251000 | PA      | $267440.50    | 0.29%             | 2026-03-15      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| NORTHERN OIL & GAS INC             | Northern Oil & Gas Inc                  | CUSIP: 665531AJ8<br>LEI: OKFF0PIZDDMNH4UCYE51 | Long             | DBT              | CORP              | US        |    260000 | PA      | $270465.00    | 0.30%             | 2029-04-15      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| AFFIRM HOLDINGS INC                | Affirm Holdings Inc                     | CUSIP: 00827BAC0<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    316000 | PA      | $335118.00    | 0.37%             | 2029-12-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| LANTHEUS HOLDINGS INC              | Lantheus Holdings Inc                   | CUSIP: 516544AB9<br>LEI: 5299005HUB5IOJGO7S39 | Long             | DBT              | CORP              | US        |    222000 | PA      | $262084.66    | 0.29%             | 2027-12-15      | Fixed         | 2.62%                 | No            |                  2 | On Loan: No      |
| PG&E CORP                          | PG&E Corp                               | CUSIP: 69331C306<br>LEI: 8YQ2GSDWYZXO2EDN3511 | Long             | EP               | CORP              | US        |      6000 | NS      | $228060.00    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| BILL HOLDINGS INC                  | BILL Holdings Inc                       | CUSIP: 090043AE0<br>LEI: 549300IBF9VZZIGOZW63 | Long             | DBT              | CORP              | US        |    600000 | PA      | $508200.00    | 0.56%             | 2030-04-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| MARA HOLDINGS INC                  | MARA Holdings Inc                       | CUSIP: 565788AE6<br>LEI: 549300M8ISKPTX2W7F94 | Long             | DBT              | CORP              | US        |    415000 | PA      | $377301.20    | 0.41%             | 2030-03-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CHEESECAKE FACTORY (THE)           | Cheesecake Factory Inc/The              | CUSIP: 163072AB7<br>LEI: 529900872XMLK10SY247 | Long             | DBT              | CORP              | US        |    425000 | PA      | $469048.49    | 0.51%             | 2030-03-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| WELLTOWER OP LLC                   | Welltower OP LLC                        | CUSIP: 95041AAB4<br>LEI: T6IZ0MBEG5ACZDTR7D06 | Long             | DBT              | CORP              | US        |    505000 | PA      | $878700.00    | 0.96%             | 2028-05-15      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| VENTAS REALTY LP                   | Ventas Realty LP                        | CUSIP: 92277GAZ0<br>LEI: 32SXKSJ72K64GM3HOU64 | Long             | DBT              | CORP              | US        |    354000 | PA      | $441119.40    | 0.48%             | 2026-06-01      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| CENTRUS ENERGY CORP                | Centrus Energy Corp                     | CUSIP: 15643UAD6<br>LEI: 549300G6VDK9G8276661 | Long             | DBT              | CORP              | US        |    145000 | PA      | $347202.50    | 0.38%             | 2030-11-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| GDS HOLDINGS LIMITED               | GDS Holdings Ltd                        | CUSIP: 36165LAC2<br>LEI: 391200MGV8DDCHTN2R77 | Long             | DBT              | CORP              | KY        |    234000 | PA      | $305721.00    | 0.33%             | 2032-06-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| MIRION TECHNOLOGIES INC            | Mirion Technologies Inc                 | CUSIP: 60471AAA9<br>LEI: 549300BNTOWVWFNVTJ65 | Long             | DBT              | CORP              | US        |    381000 | PA      | $450532.50    | 0.49%             | 2030-06-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| STRIDE INC                         | Stride Inc                              | CUSIP: 86333MAA6<br>LEI: 254900BRWS3AFONWU277 | Long             | DBT              | CORP              | US        |    167000 | PA      | $414661.00    | 0.45%             | 2027-09-01      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| ALBEMARLE CORP                     | Albemarle Corp                          | CUSIP: 012653200<br>LEI: HDBLS2Q6GV1LSKQPBS54 | Long             | EP               | CORP              | US        |     12605 | NS      | $428065.80    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| WEC ENERGY GROUP INC               | WEC Energy Group Inc                    | CUSIP: 92939UAP1<br>LEI: 549300IGLYTZUK3PVP70 | Long             | DBT              | CORP              | US        |    478000 | PA      | $552687.50    | 0.60%             | 2027-06-01      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| BRIGHTSPRING HEALTH SERV           | BrightSpring Health Services Inc        | CUSIP: 10950A205<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      5025 | NS      | $363659.25    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| KKR & CO INC                       | KKR & Co Inc                            | CUSIP: 48251W500<br>LEI: 54930013V5I303TF9571 | Long             | EP               | CORP              | US        |     19205 | NS      | $1103327.25   | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| HP ENTERPRISE CO                   | Hewlett Packard Enterprise Co           | CUSIP: 42824C208<br>LEI: 549300BX44RGX6ANDV88 | Long             | EP               | CORP              | US        |     17490 | NS      | $1049400.00   | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| ALIBABA GROUP HOLDING              | Alibaba Group Holding Ltd               | CUSIP: 01609WBG6<br>LEI: 5493001NTNQJDH60PM02 | Long             | DBT              | CORP              | KY        |    623000 | PA      | $829213.00    | 0.91%             | 2031-06-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| ITRON INC                          | Itron Inc                               | CUSIP: 465741AN6<br>LEI: 24F6LSZD18II6ICG6S41 | Long             | DBT              | CORP              | US        |    415000 | PA      | $448871.19    | 0.49%             | 2026-03-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| LUMENTUM HOLDINGS INC              | Lumentum Holdings Inc                   | CUSIP: 55024UAH2<br>LEI: 549300JLWRRC38DWEF52 | Long             | DBT              | CORP              | US        |    400000 | PA      | $687000.00    | 0.75%             | 2029-12-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| GLOBAL PAYMENTS INC                | Global Payments Inc                     | CUSIP: 37940XAU6<br>LEI: 549300NOMHGVQBX6S778 | Long             | DBT              | CORP              | US        |    500000 | PA      | $455000.00    | 0.50%             | 2031-03-01      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| DIGITAL REALTY TRUST LP            | Digital Realty Trust LP                 | CUSIP: 25389JAX4<br>LEI: CD4SPTZ3YBTHY0C1AH38 | Long             | DBT              | CORP              | US        |   1210000 | PA      | $1278486.00   | 1.40%             | 2029-11-15      | Fixed         | 1.88%                 | No            |                  2 | On Loan: No      |
| SOUTHERN CO                        | Southern Co/The                         | CUSIP: 842587DP9<br>LEI: 549300FC3G3YU2FBZD92 | Long             | DBT              | CORP              | US        |    755000 | PA      | $855226.25    | 0.93%             | 2025-12-15      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| UBER TECHNOLOGIES INC              | Uber Technologies Inc                   | CUSIP: 90353TAJ9<br>LEI: 549300B2FTG34FILDR98 | Long             | DBT              | CORP              | US        |    370000 | PA      | $420320.00    | 0.46%             | 2025-12-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| IREN LTD                           | IREN Ltd                                | CUSIP: 46270CAC3<br>LEI: 254900FZF02RB3NNGB71 | Long             | DBT              | CORP              | AU        |    228000 | PA      | $323190.00    | 0.35%             | 2029-12-15      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| REPLIGEN CORP                      | Repligen Corp                           | CUSIP: 759916AD1<br>LEI: 54930006QJ0T5AUO1E71 | Long             | DBT              | CORP              | US        |    330000 | PA      | $321420.00    | 0.35%             | 2028-12-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| NCL CORPORATION LTD                | NCL Corp Ltd                            | CUSIP: 62886HBS9<br>LEI: UNZWILHE4KMRP9K2L524 | Long             | DBT              | CORP              | BM        |    327000 | PA      | $400166.25    | 0.44%             | 2030-04-15      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| MORGAN STANLEY FIN LLC             | Morgan Stanley Finance LLC              | CUSIP: 61778KCM7<br>LEI: 5493003FCPSE9RKT4B56 | Long             | DBT              | CORP              | US        |   1176000 | PA      | $1200872.40   | 1.31%             | 2030-04-26      | Fixed         | 0.12%                 | No            |                  3 | On Loan: No      |
| SEAGATE HDD CAYMAN                 | Seagate HDD Cayman                      | CUSIP: 81180WBL4<br>LEI: 529900BD50TRWEG1SF63 | Long             | DBT              | CORP              | KY        |    593000 | PA      | $1150642.38   | 1.26%             | 2028-06-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| PARSONS CORP                       | Parsons Corp                            | CUSIP: 70202LAD4<br>LEI: 549300ZXH0VRBSEPX752 | Long             | DBT              | CORP              | US        |    890000 | PA      | $971880.00    | 1.06%             | 2029-03-01      | Fixed         | 2.62%                 | No            |                  2 | On Loan: No      |
| LIBERTY MEDIA CORP                 | Liberty Media Corp                      | CUSIP: 531229AR3<br>LEI: 549300ZKUTPIBZLWLL89 | Long             | DBT              | CORP              | US        |    440000 | PA      | $663740.00    | 0.73%             | 2053-09-30      | Fixed         | 2.38%                 | No            |                  2 | On Loan: No      |
| FEDERAL REALTY OP LP               | Federal Realty OP LP                    | CUSIP: 313747BD8<br>LEI: 549300LI6XZ51GOCJ427 | Long             | DBT              | CORP              | US        |    274000 | PA      | $270438.00    | 0.30%             | 2029-01-15      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| CARNIVAL CORP                      | Carnival Corp                           | CUSIP: 143658BV3<br>LEI: F1OF2ZSX47CR0BCWA982 | Long             | DBT              | CORP              | PA        |    397000 | PA      | $917665.50    | 1.00%             | 2027-12-01      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| SHIFT4 PAYMENTS INC                | Shift4 Payments Inc                     | CUSIP: 82452J307<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      4050 | NS      | $477697.50    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| RUBRIK INC                         | Rubrik Inc                              | CUSIP: 781154AC3<br>LEI: 254900TRGK2WTBYMYU27 | Long             | DBT              | CORP              | US        |    406000 | PA      | $436044.00    | 0.48%             | 2030-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CHART INDUSTRIES INC               | Chart Industries Inc                    | CUSIP: 16115Q407<br>LEI: EM7QGKC1GYOF3LSZSL80 | Long             | EP               | CORP              | US        |      7710 | NS      | $551958.90    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| UGI CORP                           | UGI Corp                                | CUSIP: 902681AB1<br>LEI: DX6GCWD4Q1JO9CRE5I40 | Long             | DBT              | CORP              | US        |    215000 | PA      | $294958.50    | 0.32%             | 2028-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NCL CORPORATION LTD                | NCL Corp Ltd                            | CUSIP: 62886HBD2<br>LEI: UNZWILHE4KMRP9K2L524 | Long             | DBT              | CORP              | BM        |    300000 | PA      | $315750.00    | 0.35%             | 2027-02-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| OSI SYSTEMS INC                    | OSI Systems Inc                         | CUSIP: 671044AE5<br>LEI: DDX3MPX1Y8YD30050X33 | Long             | DBT              | CORP              | US        |    409000 | PA      | $546643.21    | 0.60%             | 2029-08-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| SNOWFLAKE INC                      | Snowflake Inc                           | CUSIP: 833445AC3<br>LEI: 254900CJNSY1K7T53Z16 | Long             | DBT              | CORP              | US        |    214000 | PA      | $332101.25    | 0.36%             | 2029-10-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CYBERARK SOFTWARE LTD              | CyberArk Software Ltd                   | CUSIP: 23248VAC9<br>LEI: 529900YEXNDM894PWS93 | Long             | DBT              | CORP              | IL        |    779000 | PA      | $801980.50    | 0.88%             | 2030-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| GUIDEWIRE SOFTWARE INC             | Guidewire Software Inc                  | CUSIP: 40171VAB6<br>LEI: 549300WXSG0J8IXZCK32 | Long             | DBT              | CORP              | US        |    865000 | PA      | $993885.00    | 1.09%             | 2029-11-01      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| QXO INC                            | QXO Inc                                 | CUSIP: 82846H504<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      9575 | NS      | $553626.50    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| MIRUM PHARMACEUTICALS              | Mirum Pharmaceuticals Inc               | CUSIP: 604749AB7<br>LEI: 254900YZKR40F7F27K81 | Long             | DBT              | CORP              | US        |    245000 | PA      | $440326.25    | 0.48%             | 2029-05-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| CORE SCIENTIFIC INC                | Core Scientific Inc                     | CUSIP: 21874AAE6<br>LEI: 5299003RGB2LAZ65RK73 | Long             | DBT              | CORP              | US        |    814000 | PA      | $823304.41    | 0.90%             | 2031-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| SUPER MICRO COMPUTER INC           | Super Micro Computer Inc                | CUSIP: 86800UAC8<br>LEI: 54930022CZO1N2UGVW07 | Long             | DBT              | CORP              | US        |    353000 | PA      | $446898.00    | 0.49%             | 2028-07-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| DATADOG INC                        | Datadog Inc                             | CUSIP: 23804LAC7<br>LEI: 549300F6JNO0KRPO1K63 | Long             | DBT              | CORP              | US        |    990000 | PA      | $965788.60    | 1.06%             | 2029-12-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| GAMESTOP CORP                      | GameStop Corp                           | CUSIP: 36467WAD1<br>LEI: 549300505KLOET039L77 | Long             | DBT              | CORP              | US        |    360000 | PA      | $368100.00    | 0.40%             | 2030-04-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| SNOWFLAKE INC                      | Snowflake Inc                           | CUSIP: 833445AA7<br>LEI: 254900CJNSY1K7T53Z16 | Long             | DBT              | CORP              | US        |    927000 | PA      | $1409040.00   | 1.54%             | 2027-10-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| BURLINGTON STORES INC              | Burlington Stores Inc                   | CUSIP: 122017AD8<br>LEI: 5299003Z37DVGKKC1W09 | Long             | DBT              | CORP              | US        |    287000 | PA      | $412993.00    | 0.45%             | 2027-12-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| BLOOM ENERGY CORP                  | Bloom Energy Corp                       | CUSIP: 093712AK3<br>LEI: 549300XB5J9BFW5JXV97 | Long             | DBT              | CORP              | US        |    356000 | PA      | $748490.00    | 0.82%             | 2028-06-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| ZSCALER INC.                       | Zscaler Inc                             | CUSIP: 98980GAC6<br>LEI: 529900MZ0RTK1BWRNF46 | Long             | DBT              | CORP              | US        |    650000 | PA      | $635375.00    | 0.69%             | 2028-07-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ALNYLAM PHARMACEUTICALS            | Alnylam Pharmaceuticals Inc             | CUSIP: 02043QAB3<br>LEI: 529900S3ZI14OWRJII50 | Long             | DBT              | CORP              | US        |    505000 | PA      | $743764.01    | 0.81%             | 2027-09-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| MKS INC                            | MKS Inc                                 | CUSIP: 55306NAB0<br>LEI: 549300KEQATBHAGVF505 | Long             | DBT              | CORP              | US        |   1123000 | PA      | $1095574.15   | 1.20%             | 2030-06-01      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| EXACT SCIENCES CORP                | Exact Sciences Corp                     | CUSIP: 30063PAD7<br>LEI: 549300VM3X1FYD4N9Z14 | Long             | DBT              | CORP              | US        |    707000 | PA      | $682608.50    | 0.75%             | 2030-03-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| WAYFAIR INC                        | Wayfair Inc                             | CUSIP: 94419LAP6<br>LEI: 54930027N9ZAVYFDHK53 | Long             | DBT              | CORP              | US        |    852000 | PA      | $1095358.03   | 1.20%             | 2027-09-15      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| ON SEMICONDUCTOR CORP              | ON Semiconductor Corp                   | CUSIP: 682189AS4<br>LEI: ZV20P4CNJVT8V1ZGJ064 | Long             | DBT              | CORP              | US        |    704000 | PA      | $866560.80    | 0.95%             | 2027-05-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| UNITY SOFTWARE INC                 | Unity Software Inc                      | CUSIP: 91332UAG6<br>LEI: 549300D1ESJMGNQNG432 | Long             | DBT              | CORP              | US        |    250000 | PA      | $304475.00    | 0.33%             | 2030-03-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| PELOTON INTERACTIVE INC            | Peloton Interactive Inc                 | CUSIP: 70614WAD2<br>LEI: 5493002YS021166W0339 | Long             | DBT              | CORP              | US        |     97000 | PA      | $182166.00    | 0.20%             | 2029-12-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| RIOT PLATFORMS INC                 | Riot Platforms Inc                      | CUSIP: 767292AA3<br>LEI: 5299005LKZAJQDQZDF73 | Long             | DBT              | CORP              | US        |    280000 | PA      | $324625.00    | 0.35%             | 2030-01-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| IMAX CORP                          | IMAX Corp                               | CUSIP: 45245EAJ8<br>LEI: 5493002KS2T1Q0X7VZ21 | Long             | DBT              | CORP              | CA        |    296000 | PA      | $315964.79    | 0.35%             | 2026-04-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| UBER TECHNOLOGIES INC              | Uber Technologies Inc                   | CUSIP: 90353TAM2<br>LEI: 549300B2FTG34FILDR98 | Long             | DBT              | CORP              | US        |    711000 | PA      | $973714.50    | 1.06%             | 2028-12-01      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| GOLAR LNG LTD                      | Golar LNG Ltd                           | CUSIP: 38046YAC5<br>LEI: 213800C2VSFZG3EZLO34 | Long             | DBT              | CORP              | BM        |    297000 | PA      | $303162.75    | 0.33%             | 2030-12-15      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| IRHYTHM TECHNOLOGIES INC           | iRhythm Technologies Inc                | CUSIP: 450056AB2<br>LEI: 549300FJI72RJGDQS384 | Long             | DBT              | CORP              | US        |    186000 | PA      | $225990.00    | 0.25%             | 2029-09-01      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| CHEFS' WAREHOUSE THE               | Chefs' Warehouse Inc/The                | CUSIP: 163086AE1<br>LEI: 549300JYEDC8C547E980 | Long             | DBT              | CORP              | US        |    225000 | PA      | $368100.00    | 0.40%             | 2028-12-15      | Fixed         | 2.38%                 | No            |                  2 | On Loan: No      |
| LIBERTY MEDIA CORP                 | Liberty Media Corp-Liberty Formula One  | CUSIP: 531229AQ5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    535000 | PA      | $690150.00    | 0.75%             | 2027-08-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| POST HOLDINGS INC                  | Post Holdings Inc                       | CUSIP: 737446AT1<br>LEI: JM1I5YUAURL6DC8N1468 | Long             | DBT              | CORP              | US        |    515000 | PA      | $582568.00    | 0.64%             | 2027-08-15      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| MICROCHIP TECHNOLOGY INC           | Microchip Technology Inc                | CUSIP: 595017302<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EP               | CORP              | US        |     18265 | NS      | $1149051.15   | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY FIN LLC             | Morgan Stanley Finance LLC              | CUSIP: 61774TYE6<br>LEI: 5493003FCPSE9RKT4B56 | Long             | DBT              | CORP              | US        |    757000 | PA      | $1999448.96   | 2.19%             | 2028-02-07      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| SHIFT4 PAYMENTS INC                | Shift4 Payments Inc                     | CUSIP: 82452JAD1<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    874000 | PA      | $954845.00    | 1.04%             | 2027-08-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| BLACKSKY TECHNOLOGY INC            | BlackSky Technology Inc                 | CUSIP: 09263BAA6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    251000 | PA      | $270829.00    | 0.30%             | 2033-08-01      | Fixed         | 8.25%                 | No            |                  2 | On Loan: No      |
| HALOZYME THERAPEUTICS IN           | Halozyme Therapeutics Inc               | CUSIP: 40637HAF6<br>LEI: 529900242I3SV9AGM753 | Long             | DBT              | CORP              | US        |    484000 | PA      | $597518.29    | 0.65%             | 2028-08-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| MP MATERIALS CORP                  | MP Materials Corp                       | CUSIP: 553368AC5<br>LEI: 89450063PHPS61USMT84 | Long             | DBT              | CORP              | US        |    282000 | PA      | $827529.00    | 0.90%             | 2030-03-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| PTC THERAPEUTICS INC               | PTC Therapeutics Inc                    | CUSIP: 69366JAD3<br>LEI: 549300UJLWOIWFDGB318 | Long             | DBT              | CORP              | US        |    317000 | PA      | $378487.94    | 0.41%             | 2026-09-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| VARONIS SYSTEM INC                 | Varonis Systems Inc                     | CUSIP: 922280AC6<br>LEI: 549300SHIVNRRH7STS26 | Long             | DBT              | CORP              | US        |    769000 | PA      | $817254.75    | 0.89%             | 2029-09-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| NEXTERA ENERGY CAPITAL             | NextEra Energy Capital Holdings Inc     | CUSIP: 65339KCY4<br>LEI: UMI46YPGBLUE4VGNNT48 | Long             | DBT              | CORP              | US        |   1712000 | PA      | $1956816.00   | 2.14%             | 2027-03-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| DOORDASH INC                       | DoorDash Inc                            | CUSIP: 25809KAA3<br>LEI: 549300NUQ43FGGSK5051 | Long             | DBT              | CORP              | US        |    876000 | PA      | $953088.00    | 1.04%             | 2030-05-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| LUMENTUM HOLDINGS INC              | Lumentum Holdings Inc                   | CUSIP: 55024UAD1<br>LEI: 549300JLWRRC38DWEF52 | Long             | DBT              | CORP              | US        |    400000 | PA      | $508600.00    | 0.56%             | 2026-12-15      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| CELCUITY INC                       | Celcuity Inc                            | CUSIP: 15102KAA8<br>LEI: 25490070W7UU7W2SEY87 | Long             | DBT              | CORP              | US        |    213000 | PA      | $236267.63    | 0.26%             | 2031-08-01      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| MICROSTRATEGY INC                  | MicroStrategy Inc                       | CUSIP: 594972AR2<br>LEI: 549300WQTWEJUEHXQX21 | Long             | DBT              | CORP              | US        |   2093000 | PA      | $2012053.64   | 2.20%             | 2029-12-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| SOUTHERN CO                        | Southern Co/The                         | CUSIP: 842587DZ7<br>LEI: 549300FC3G3YU2FBZD92 | Long             | DBT              | CORP              | US        |    250000 | PA      | $280075.00    | 0.31%             | 2027-06-15      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| FLUOR CORP                         | Fluor Corp                              | CUSIP: 343412AJ1<br>LEI: CQ7WZ4NOFWT7FAE6Q943 | Long             | DBT              | CORP              | US        |    550000 | PA      | $772887.50    | 0.84%             | 2029-08-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| SPOTIFY USA INC                    | Spotify USA Inc                         | CUSIP: 84921RAB6<br>LEI: 2138008WM218QBKRII94 | Long             | DBT              | CORP              | US        |    218000 | PA      | $275988.00    | 0.30%             | 2026-03-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CYTOKINETICS INC                   | Cytokinetics Inc                        | CUSIP: 23282WAC4<br>LEI: 549300BE5DY1HW7IHA64 | Long             | DBT              | CORP              | US        |    270000 | PA      | $297810.00    | 0.33%             | 2027-07-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| SUPER MICRO COMPUTER INC           | Super Micro Computer Inc                | CUSIP: 86800UAE4<br>LEI: 54930022CZO1N2UGVW07 | Long             | DBT              | CORP              | US        |    435000 | PA      | $554842.50    | 0.61%             | 2030-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| NEXTERA ENERGY INC                 | NextEra Energy Inc                      | CUSIP: 65339F663<br>LEI: 254900RHL9MEUS5NKX63 | Long             | EP               | CORP              | US        |      6000 | NS      | $288240.00    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| COINBASE GLOBAL INC                | Coinbase Global Inc                     | CUSIP: 19260QAF4<br>LEI: 5493004G3J2SC154DU06 | Long             | DBT              | CORP              | US        |    492000 | PA      | $679962.91    | 0.74%             | 2030-04-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| M/A-COM TECH SOLUTIONS             | MACOM Technology Solutions Holdings Inc | CUSIP: 55405YAC4<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    703000 | PA      | $735338.00    | 0.80%             | 2029-12-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| INTERDIGITAL INC                   | InterDigital Inc                        | CUSIP: 45867GAD3<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    109000 | PA      | $366294.50    | 0.40%             | 2027-06-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| NUTANIX INC                        | Nutanix Inc                             | CUSIP: 67059NAJ7<br>LEI: 549300X7J6E8TKVIXW09 | Long             | DBT              | CORP              | US        |    340000 | PA      | $383078.00    | 0.42%             | 2029-12-15      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| UBER TECHNOLOGIES INC              | Uber Technologies Inc                   | CUSIP: 90353TAR1<br>LEI: 549300B2FTG34FILDR98 | Long             | DBT              | CORP              | US        |    465000 | PA      | $519603.74    | 0.57%             | 2028-05-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| BANK OF AMERICA CORP               | Bank of America Corp                    | CUSIP: 060505682<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               | CORP              | US        |      1210 | NS      | $1476200.00   | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| PAR TECHNOLOGY CORP                | PAR Technology Corp                     | CUSIP: 698884AE3<br>LEI: 549300HYPTHBJQINVG57 | Long             | DBT              | CORP              | US        |    240000 | PA      | $261150.00    | 0.29%             | 2027-10-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| LIVE NATION ENTERTAINMEN           | Live Nation Entertainment Inc           | CUSIP: 538034BB4<br>LEI: 5493007B9BM9ZXJINO78 | Long             | DBT              | CORP              | US        |   1310000 | PA      | $1408905.00   | 1.54%             | 2030-01-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| MERIT MEDICAL SYSTEMS IN           | Merit Medical Systems Inc               | CUSIP: 589889AA2<br>LEI: 549300OYTY138SP2CE83 | Long             | DBT              | CORP              | US        |    358000 | PA      | $422082.00    | 0.46%             | 2029-02-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| CLOUDFLARE INC                     | Cloudflare Inc                          | CUSIP: 18915MAE7<br>LEI: 5493007DY18BGNLDWU14 | Long             | DBT              | CORP              | US        |    691000 | PA      | $772883.50    | 0.84%             | 2030-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| DUKE ENERGY CORP                   | Duke Energy Corp                        | CUSIP: 26441CBY0<br>LEI: I1BZKREC126H0VB1BL91 | Long             | DBT              | CORP              | US        |    720000 | PA      | $772020.00    | 0.84%             | 2026-04-15      | Fixed         | 4.12%                 | No            |                  2 | On Loan: No      |
| BRIDGEBIO PHARMA INC               | Bridgebio Pharma Inc                    | CUSIP: 10806XAH5<br>LEI: 54930028YG89VTY2J114 | Long             | DBT              | CORP              | US        |    425000 | PA      | $528062.50    | 0.58%             | 2031-03-01      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| SYNAPTICS INC                      | Synaptics Inc                           | CUSIP: 87157DAH2<br>LEI: 549300AJ3LI4FWNRQX29 | Long             | DBT              | CORP              | US        |    270000 | PA      | $255150.00    | 0.28%             | 2031-12-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| EQUINOX GOLD CORP                  | Equinox Gold Corp                       | CUSIP: 29446YAC0<br>LEI: 5493005IN4V1SNP9PN75 | Long             | DBT              | CORP              | CA        |    198000 | PA      | $251757.00    | 0.28%             | 2028-10-15      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| Dreyfus Government Cash Management | Dreyfus Government Cash Management      | CUSIP: 262006208<br>LEI: 5493000Q69I5Q3QZIA91 | Long             | STIV             | RF                | US        |   1924647 | NS      | $1924646.63   | 2.10%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY FIN LLC             | Morgan Stanley Finance LLC              | CUSIP: 61774H2L1<br>LEI: 5493003FCPSE9RKT4B56 | Long             | DBT              | CORP              | US        |    164000 | PA      | $304098.64    | 0.33%             | 2027-11-23      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| APOLLO GLOBAL MANAGEMENT           | Apollo Global Management Inc            | CUSIP: 03769M304<br>LEI: 254900LMFT1CY9IYB476 | Long             | EP               | CORP              | US        |     15855 | NS      | $1207833.90   | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| MICROSTRATEGY INC                  | MicroStrategy Inc                       | CUSIP: 594972AL5<br>LEI: 549300WQTWEJUEHXQX21 | Long             | DBT              | CORP              | US        |    424000 | PA      | $796018.29    | 0.87%             | 2031-03-15      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| UPSTART HOLDINGS INC               | Upstart Holdings Inc                    | CUSIP: 91680MAE7<br>LEI: 549300WNB47JRNENIC75 | Long             | DBT              | CORP              | US        |    473000 | PA      | $561687.50    | 0.61%             | 2030-11-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| ARES MANAGEMENT CORP               | Ares Management Corp                    | CUSIP: 03990B309<br>LEI: 529900JUV61FH7B8VW38 | Long             | EP               | CORP              | US        |     14065 | NS      | $796079.00    | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| AST SPACEMOBILE INC                | AST SpaceMobile Inc                     | CUSIP: 00217DAC4<br>LEI: 254900MBSC9P2UCI6623 | Long             | DBT              | CORP              | US        |    459000 | PA      | $482409.00    | 0.53%             | 2032-10-15      | Fixed         | 2.38%                 | No            |                  2 | On Loan: No      |
| Q2 HOLDINGS INC                    | Q2 Holdings Inc                         | CUSIP: 74736LAD1<br>LEI: 549300M9RKR9DZXWS696 | Long             | DBT              | CORP              | US        |    258000 | PA      | $283929.00    | 0.31%             | 2026-06-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| HIMS & HERS HEALTH                 | Hims & Hers Health Inc                  | CUSIP: 433000AA4<br>LEI: 254900V041EIVTSB6D58 | Long             | DBT              | CORP              | US        |    195000 | PA      | $241800.00    | 0.26%             | 2030-05-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| INSULET CORPORATION                | Insulet Corp                            | CUSIP: 45784PAK7<br>LEI: 549300TZTYD2PYN92D43 | Long             | DBT              | CORP              | US        |    283000 | PA      | $375781.55    | 0.41%             | 2026-09-01      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| INTEGER HOLDINGS CORP              | Integer Holdings Corp                   | CUSIP: 45826HAC3<br>LEI: 549300SUD2ED5XG6X569 | Long             | DBT              | CORP              | US        |    310000 | PA      | $304730.00    | 0.33%             | 2030-03-15      | Fixed         | 1.88%                 | No            |                  2 | On Loan: No      |
| JD.COM INC                         | JD.com Inc                              | CUSIP: 47215PAJ5<br>LEI: 549300HVTWB0GJZ16V92 | Long             | DBT              | CORP              | KY        |    466000 | PA      | $480912.00    | 0.53%             | 2029-06-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| ODDITY FINANCE LLC                 | Oddity Finance LLC                      | CUSIP: 67579RAA8<br>LEI: 254900FTSJH2TRDJ3905 | Long             | DBT              | CORP              | US        |    250000 | PA      | $264218.75    | 0.29%             | 2030-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| WELLS FARGO & COMPANY              | Wells Fargo & Co                        | CUSIP: 949746804<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               | CORP              | US        |      1115 | NS      | $1320762.10   | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| GALAXY DIGITAL HOLDIN LP           | Galaxy Digital Holdings LP              | CUSIP: 36317GAB2<br>LEI: N/A                  | Long             | DBT              | CORP              | KY        |    465000 | PA      | $670428.79    | 0.73%             | 2029-12-01      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| ROCKET LAB USA                     | Rocket Lab USA Inc                      | CUSIP: 773122AA4<br>LEI: 254900B4DEYFZJ980A14 | Long             | DBT              | CORP              | US        |    103000 | PA      | $924618.13    | 1.01%             | 2029-02-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| BOEING CO/THE                      | Boeing Co/The                           | CUSIP: 097023204<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EP               | CORP              | US        |     40905 | NS      | $2891983.50   | 3.16%             |  |  |  | No            |                  1 | On Loan: No      |
| CIPHER MINING                      | Cipher Mining Inc                       | CUSIP: 17253JAA4<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    210000 | PA      | $301665.00    | 0.33%             | 2030-05-15      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| LIFE360 INC                        | Life360 Inc                             | CUSIP: 532206AB5<br>LEI: 254900VO9VDOQBQAHF07 | Long             | DBT              | CORP              | US        |    299000 | PA      | $352786.89    | 0.39%             | 2030-06-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| GRANITE CONSTRUCTION INC           | Granite Construction Inc                | CUSIP: 387328AF4<br>LEI: 549300OM4BWMCIXVCZ39 | Long             | DBT              | CORP              | US        |    318000 | PA      | $438045.00    | 0.48%             | 2030-06-15      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| MAKEMYTRIP LIMITED                 | MakeMyTrip Ltd                          | CUSIP: 56087FAC8<br>LEI: 529900DNT8HNJ7RYUO60 | Long             | DBT              | CORP              | MU        |    582000 | PA      | $599716.67    | 0.66%             | 2030-07-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ADVANCED ENERGY IND                | Advanced Energy Industries Inc          | CUSIP: 007973AE0<br>LEI: 549300756XI3QLFT2U27 | Long             | DBT              | CORP              | US        |    255000 | PA      | $314216.54    | 0.34%             | 2028-09-15      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| WESTERN DIGITAL CORP               | Western Digital Corp                    | CUSIP: 958102AT2<br>LEI: 549300QQXOOYEF89IC56 | Long             | DBT              | CORP              | US        |    525000 | PA      | $1126387.50   | 1.23%             | 2028-11-15      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| TWO HARBORS INV CORP               | Two Harbors Investment Corp             | CUSIP: 90187BAB7<br>LEI: 549300ZUIBT6KH4HU823 | Long             | DBT              | CORP              | US        |    271000 | PA      | $270051.42    | 0.30%             | 2026-01-15      | Fixed         | 6.25%                 | No            |                  2 | On Loan: No      |
| MICROSTRATEGY INC                  | MicroStrategy Inc                       | CUSIP: 594972AT8<br>LEI: 549300WQTWEJUEHXQX21 | Long             | DBT              | CORP              | US        |   1339000 | PA      | $1573759.60   | 1.72%             | 2030-03-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| AEROVIRONMENT INC                  | AeroVironment Inc                       | CUSIP: 008073AA6<br>LEI: 529900PGHVI29YLZ6221 | Long             | DBT              | CORP              | US        |    377000 | PA      | $424464.30    | 0.46%             | 2030-07-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| RIVIAN AUTO INC                    | Rivian Automotive Inc                   | CUSIP: 76954AAD5<br>LEI: 25490004LNKJ84MFYY24 | Long             | DBT              | CORP              | US        |    985000 | PA      | $853625.63    | 0.93%             | 2030-10-15      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| PPL CAPITAL FUNDING INC            | PPL Capital Funding Inc                 | CUSIP: 69352PAS2<br>LEI: 549300MROK5WY0D2NU17 | Long             | DBT              | CORP              | US        |    303000 | PA      | $337845.00    | 0.37%             | 2028-03-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| JAZZ INVESTMENTS I LTD             | Jazz Investments I Ltd                  | CUSIP: 472145AG6<br>LEI: N/A                  | Long             | DBT              | CORP              | BM        |    660000 | PA      | $730950.00    | 0.80%             | 2030-09-15      | Fixed         | 3.12%                 | No            |                  2 | On Loan: No      |
| NUTANIX INC                        | Nutanix Inc                             | CUSIP: 67059NAH1<br>LEI: 549300X7J6E8TKVIXW09 | Long             | DBT              | CORP              | US        |    405000 | PA      | $565177.50    | 0.62%             | 2027-10-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| TRIP.COM GROUP LTD                 | Trip.com Group Ltd                      | CUSIP: 89677QAB3<br>LEI: 2549004RMYDSRQL4KW41 | Long             | DBT              | CORP              | KY        |    466000 | PA      | $529842.00    | 0.58%             | 2029-06-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| ASCENDIS PHARMA A/S                | Ascendis Pharma A/S                     | CUSIP: 04351PAD3<br>LEI: 549300B66JN3W3J8GH73 | Long             | DBT              | CORP              | DK        |    597000 | PA      | $752966.25    | 0.82%             | 2028-04-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| TEMPUS AI INC                      | Tempus AI Inc                           | CUSIP: 88023BAD5<br>LEI: 2549009LA0KWRAGQBX50 | Long             | DBT              | CORP              | US        |    435000 | PA      | $435217.50    | 0.48%             | 2030-07-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| ARRAY TECHNOLOGIES INC             | Array Technologies Inc                  | CUSIP: 04271TAC4<br>LEI: 549300JM5FECYJQ85V37 | Long             | DBT              | CORP              | US        |    304000 | PA      | $320264.00    | 0.35%             | 2031-07-01      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2025-09-23

**Name of Applicant:** First Trust Exchange-Traded Fund IV

**Signature:** Derek Maltbie

**Name of Signer:** Derek Maltbie

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer