# EDGAR Filing Document

**Accession Number:** 0000831114
**File Stem:** 0001145549-23-004963
**Filing Date:** 2023-2
**Character Count:** 75207
**Document Hash:** 436d621eea141d8c89a3257f6adc4149
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-004963.hdr.sgml**: 20230203

**ACCESSION NUMBER**: 0001145549-23-004963

**CONFORMED SUBMISSION TYPE**: NPORT-P/A

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20200831

**FILED AS OF DATE**: 20230203

**DATE AS OF CHANGE**: 20230203

**PERIOD START**: 20200831

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RBB FUND, INC.
- **CENTRAL INDEX KEY:** 0000831114
- **IRS NUMBER:** 510312196
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P/A
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-05518
- **FILM NUMBER:** 23584162

**BUSINESS ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN ST.
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 609-731-6256

**MAIL ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN ST.
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RBB FUND INC
- **DATE OF NAME CHANGE:** 19920703

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FUND INC /DE/
- **DATE OF NAME CHANGE:** 19600201

## Series and Classes Contracts Data

### Boston Partners Long/Short Equity Fund (Series ID: S000001108)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000003001 | INSTITUTIONAL | BPLSX           |
| C000003002 | INVESTOR      | BPLEX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** RBB Fund, Inc.

- **b. Investment Company Act file number:** 811-05518

- **c. CIK number of Registrant:** 0000831114

- **d. LEI of Registrant:** 5493005KKD0GVHSW0D29

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 414-765-5366

**Item A.2. Information about the Series.**

- **a. Name of Series:** Boston Partners Long/Short Equity Fund

- **b. EDGAR series identifier (if any):** S000001108

- **c. LEI of Series:** 5493002XWU4JZC2VK520

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2020-08-31

- **b. Date as of which information is reported:** 2020-08-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $114183346.69

**Total Liabilities:** $30904905.81

**Net Assets:** $83278440.88

**Cash Not Reported:** $23047423.79

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000003001 | -0.73%               | 0.87%                | 0.73%                |
| Class ID C000003002 | -0.81%               | 0.82%                | 0.81%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $2403191.27              | $-2794677.01                               |
| Month 2  | $-221807.59              | $869401.55                                 |
| Month 3  | $-5952285.25             | $6782352.73                                |

### Schedule of Portfolio Investments

| Name                                      | Title                                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   | Fair Value Level   | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| Corteva Inc                               | Corteva Inc                                              | CUSIP: 22052L104<br>LEI: 549300WZN9I2QKLS0O94 | Long             | EC               | CORP              | US        |     21489 | NS      | $613510.95    | 0.74%             |  |  |  | No            | 1                  | On Loan: No      |
| Coupa Software Inc                        | Coupa Software Inc                                       | CUSIP: 22266L106<br>LEI: 549300Q95ICR2GFL2K37 | Short            | EC               | CORP              | US        |     -1102 | NS      | $-361169.48   | -0.43%            |  |  |  | No            | 1                  | On Loan: No      |
| Cree Inc                                  | Cree Inc                                                 | CUSIP: 225447101<br>LEI: 549300OGU88P3AW3TO93 | Short            | EC               | CORP              | US        |    -13870 | NS      | $-875197.00   | -1.05%            |  |  |  | No            | 1                  | On Loan: No      |
| Dolby Laboratories Inc                    | Dolby Laboratories Inc                                   | CUSIP: 25659T107<br>LEI: 549300X04FB2QPCJ5J24 | Long             | EC               | CORP              | US        |      6215 | NS      | $434117.75    | 0.52%             |  |  |  | No            | 1                  | On Loan: No      |
| Dorman Products Inc                       | Dorman Products Inc                                      | CUSIP: 258278100<br>LEI: N/A                  | Short            | EC               | CORP              | US        |     -3306 | NS      | $-279985.14   | -0.34%            |  |  |  | No            | 1                  | On Loan: No      |
| Mountain Province Diamonds Inc            | Mountain Province Diamonds Inc                           | CUSIP: 62426E402<br>LEI: 549300Y5548SJTH51N28 | Short            | EC               | CORP              | CA        |     -6098 | NS      | $-1800.07     | -0.00%            |  |  |  | No            | 1                  | On Loan: No      |
| DynaMotive Energy Systems Corp            | DynaMotive Energy Systems Corp                           | CUSIP: 267924108<br>LEI: N/A                  | Short            | EC               | CORP              | CA        |    -72185 | NS      | $-7.22        | -0.00%            |  |  |  | No            | 3                  | On Loan: No      |
| EchoStar Corp                             | EchoStar Corp                                            | CUSIP: 278768106<br>LEI: 549300EE20907QZ9GT38 | Long             | EC               | CORP              | US        |     17663 | NS      | $518938.94    | 0.62%             |  |  |  | No            | 1                  | On Loan: No      |
| 8x8 Inc                                   | 8x8 Inc                                                  | CUSIP: 282914100<br>LEI: 254900XWSOC5U1BRW939 | Short            | EC               | CORP              | US        |    -21523 | NS      | $-363308.24   | -0.44%            |  |  |  | No            | 1                  | On Loan: No      |
| Ener1 Inc                                 | Ener1 Inc                                                | CUSIP: 29267A203<br>LEI: N/A                  | Short            | EC               | CORP              | US        |   -102820 | NS      | $-10.28       | -0.00%            |  |  |  | No            | 3                  | On Loan: No      |
| Enterprise Products Partners L            | Enterprise Products Partners LP                          | CUSIP: 293792107<br>LEI: K4CDIF4M54DJZ6TB4Q48 | Long             | EC               | CORP              | US        |     25767 | NS      | $452468.52    | 0.54%             |  |  |  | No            | 1                  | On Loan: No      |
| Ericsson                                  | Telefonaktiebolaget LM Ericsson                          | CUSIP: 294821608<br>LEI: 549300W9JLPW15XIFM52 | Long             | EC               | CORP              | SE        |     73486 | NS      | $856111.90    | 1.03%             |  |  |  | No            | 1                  | On Loan: —       |
| Industrial Logistics Propertie            | Industrial Logistics Properties Trust                    | CUSIP: 456237106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     17175 | NS      | $370464.75    | 0.44%             |  |  |  | No            | 1                  | On Loan: No      |
| Inphi Corp                                | Inphi Corp                                               | CUSIP: 45772F107<br>LEI: 549300DCMERAAZFGT726 | Short            | EC               | CORP              | US        |     -2801 | NS      | $-319257.98   | -0.38%            |  |  |  | No            | 1                  | On Loan: No      |
| Insperity Inc                             | Insperity Inc                                            | CUSIP: 45778Q107<br>LEI: 5299000Q0KW7HY5DB751 | Long             | EC               | CORP              | US        |      7132 | NS      | $480482.84    | 0.58%             |  |  |  | No            | 1                  | On Loan: No      |
| Inseego Corp                              | Inseego Corp                                             | CUSIP: 45782B104<br>LEI: 549300E27VG1NWGNA141 | Short            | EC               | CORP              | US        |    -38210 | NS      | $-438650.80   | -0.53%            |  |  |  | No            | 1                  | On Loan: No      |
| InterDigital Inc                          | InterDigital Inc                                         | CUSIP: 45867G101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     13542 | NS      | $828093.30    | 0.99%             |  |  |  | No            | 1                  | On Loan: No      |
| Interliant Inc                            | Interliant Inc                                           | CUSIP: 458742103<br>LEI: N/A                  | Short            | EC               | CORP              | US        |      -600 | NS      | $0.00         | 0.00%             |  |  |  | No            | 3                  | On Loan: No      |
| iShares 20+ Year Treasury Bond            | iShares 20+ Year Treasury Bond ETF                       | CUSIP: 464287432<br>LEI: 549300WWURKS1JGBZU59 | Short            | EC               | RF                | US        |     -5198 | NS      | $-843063.62   | -1.01%            |  |  |  | No            | 1                  | On Loan: No      |
| JOYY Inc                                  | JOYY Inc                                                 | CUSIP: 46591M109<br>LEI: 549300N6CHVU5CQZPW24 | Long             | EC               | CORP              | CN        |      6436 | NS      | $549891.84    | 0.66%             |  |  |  | No            | 1                  | On Loan: —       |
| Euronet Worldwide Inc                     | Euronet Worldwide Inc                                    | CUSIP: 298736109<br>LEI: YG3575C4DSHJPA5KET68 | Long             | EC               | CORP              | US        |      3730 | NS      | $385607.40    | 0.46%             |  |  |  | No            | 1                  | On Loan: No      |
| Evercore Inc                              | Evercore Inc                                             | CUSIP: 29977A105<br>LEI: 529900P6KLPT95DW3W58 | Long             | EC               | CORP              | US        |     11466 | NS      | $709516.08    | 0.85%             |  |  |  | No            | 1                  | On Loan: No      |
| JD.com Inc                                | JD.com Inc                                               | CUSIP: 47215P106<br>LEI: 549300HVTWB0GJZ16V92 | Long             | EC               | CORP              | CN        |      6723 | NS      | $528696.72    | 0.63%             |  |  |  | No            | 1                  | On Loan: No      |
| Jefferies Financial Group Inc             | Jefferies Financial Group Inc                            | CUSIP: 47233W109<br>LEI: 549300HOF34RGOJ5YL07 | Long             | EC               | CORP              | US        |     36649 | NS      | $642823.46    | 0.77%             |  |  |  | No            | 1                  | On Loan: No      |
| EVERTEC Inc                               | EVERTEC Inc                                              | CUSIP: 30040P103<br>LEI: N/A                  | Long             | EC               | CORP              | PR        |     20135 | NS      | $705127.70    | 0.85%             |  |  |  | No            | 1                  | On Loan: No      |
| Facebook Inc                              | Facebook Inc                                             | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |      7478 | NS      | $2192549.60   | 2.63%             |  |  |  | No            | 1                  | On Loan: No      |
| Johnson & Johnson                         | Johnson & Johnson                                        | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |      7015 | NS      | $1076171.15   | 1.29%             |  |  |  | No            | 1                  | On Loan: No      |
| Jones Lang LaSalle Inc                    | Jones Lang LaSalle Inc                                   | CUSIP: 48020Q107<br>LEI: 6SYKCME112RT8TQUO411 | Long             | EC               | CORP              | US        |      3275 | NS      | $337456.00    | 0.41%             |  |  |  | No            | 1                  | On Loan: No      |
| FedNat Holding Co                         | FedNat Holding Co                                        | CUSIP: 31431B109<br>LEI: 549300TFR6HALUYTYJ66 | Long             | EC               | CORP              | US        |     57485 | NS      | $488047.65    | 0.59%             |  |  |  | No            | 1                  | On Loan: No      |
| Fidelity National Information             | Fidelity National Information Services Inc               | CUSIP: 31620M106<br>LEI: 6WQI0GK1PRFVBA061U48 | Long             | EC               | CORP              | US        |      3517 | NS      | $530539.45    | 0.64%             |  |  |  | No            | 1                  | On Loan: —       |
| First American Financial Corp             | First American Financial Corp                            | CUSIP: 31847R102<br>LEI: 549300B6VEZK3N0A1P55 | Long             | EC               | CORP              | US        |      6955 | NS      | $365624.35    | 0.44%             |  |  |  | No            | 1                  | On Loan: No      |
| FleetCor Technologies Inc                 | FleetCor Technologies Inc                                | CUSIP: 339041105<br>LEI: 549300DG6RR0NQSFLN74 | Long             | EC               | CORP              | US        |      1472 | NS      | $370134.40    | 0.44%             |  |  |  | No            | 1                  | On Loan: —       |
| Fortress Transportation and In            | Fortress Transportation and Infrastructure Investors LLC | CUSIP: 34960P101<br>LEI: 529900E7PUVK6BC8PE80 | Long             | EC               | CORP              | US        |     29894 | NS      | $473819.90    | 0.57%             |  |  |  | No            | 1                  | On Loan: No      |
| Forward Air Corp                          | Forward Air Corp                                         | CUSIP: 349853101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5261 | NS      | $310346.39    | 0.37%             |  |  |  | No            | 1                  | On Loan: No      |
| KB Financial Group Inc                    | KB Financial Group Inc                                   | CUSIP: 48241A105<br>LEI: 529900TKE4MXG3Q6GW86 | Long             | EC               | CORP              | KR        |     18118 | NS      | $560752.10    | 0.67%             |  |  |  | No            | 1                  | On Loan: No      |
| KBR Inc                                   | KBR Inc                                                  | CUSIP: 48242W106<br>LEI: 254900OFQDXZRKRCV808 | Long             | EC               | CORP              | US        |     26497 | NS      | $662160.03    | 0.80%             |  |  |  | No            | 1                  | On Loan: No      |
| SmileDirectClub Inc                       | SmileDirectClub Inc                                      | CUSIP: 83192H106<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -44401 | NS      | $-360536.12   | -0.43%            |  |  |  | No            | 1                  | On Loan: No      |
| Snap-on Inc                               | Snap-on Inc                                              | CUSIP: 833034101<br>LEI: HHWAT5TDOYZMM26KKQ73 | Long             | EC               | CORP              | US        |      3755 | NS      | $556753.85    | 0.67%             |  |  |  | No            | 1                  | On Loan: —       |
| Solaris Oilfield Infrastructur            | Solaris Oilfield Infrastructure Inc                      | CUSIP: 83418M103<br>LEI: 529900MTK3C8Y8TIIC10 | Long             | EC               | CORP              | US        |     30142 | NS      | $234504.76    | 0.28%             |  |  |  | No            | 1                  | On Loan: —       |
| Splunk Inc                                | Splunk Inc                                               | CUSIP: 848637104<br>LEI: 549300XGDSGBP6UEI867 | Short            | EC               | CORP              | US        |     -2647 | NS      | $-580566.51   | -0.70%            |  |  |  | No            | 1                  | On Loan: No      |
| KT Corp                                   | KT Corp                                                  | CUSIP: 48268K101<br>LEI: 9884005ACF8449EANY26 | Long             | EC               | CORP              | KR        |     51416 | NS      | $505933.44    | 0.61%             |  |  |  | No            | 1                  | On Loan: No      |
| Kelly Services Inc                        | Kelly Services Inc                                       | CUSIP: 488152208<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     25495 | NS      | $484150.05    | 0.58%             |  |  |  | No            | 1                  | On Loan: No      |
| Stifel Financial Corp                     | Stifel Financial Corp                                    | CUSIP: 860630102<br>LEI: 549300E5F07FE5GHJX84 | Long             | EC               | CORP              | US        |     16638 | NS      | $843712.98    | 1.01%             |  |  |  | No            | 1                  | On Loan: No      |
| Super Micro Computer Inc                  | Super Micro Computer Inc                                 | CUSIP: 86800U104<br>LEI: 54930022CZO1N2UGVW07 | Long             | EC               | CORP              | US        |     15781 | NS      | $432241.59    | 0.52%             |  |  |  | No            | 1                  | On Loan: No      |
| SYNNEX Corp                               | SYNNEX Corp                                              | CUSIP: 87162W100<br>LEI: 5493004HI6PFLF46NS53 | Long             | EC               | CORP              | US        |      6991 | NS      | $888905.65    | 1.07%             |  |  |  | No            | 1                  | On Loan: No      |
| Syneos Health Inc                         | Syneos Health Inc                                        | CUSIP: 87166B102<br>LEI: 549300F1ZGKDS8P6GU13 | Long             | EC               | CORP              | US        |      5953 | NS      | $375634.30    | 0.45%             |  |  |  | No            | 1                  | On Loan: No      |
| Freeport-McMoRan Inc                      | Freeport-McMoRan Inc                                     | CUSIP: 35671D857<br>LEI: 549300IRDTHJQ1PVET45 | Long             | EC               | CORP              | US        |     33111 | NS      | $516862.71    | 0.62%             |  |  |  | No            | 1                  | On Loan: No      |
| Fresenius Medical Care AG & Co            | Fresenius Medical Care AG & Co KGaA                      | CUSIP: 358029106<br>LEI: 549300CP8NY40UP89Q40 | Long             | EC               | CORP              | DE        |     16915 | NS      | $716857.70    | 0.86%             |  |  |  | No            | 1                  | On Loan: No      |
| 10X Genomics Inc                          | 10X Genomics Inc                                         | CUSIP: 88025U109<br>LEI: 5493003Z6741WNLG7H43 | Short            | EC               | CORP              | US        |     -5436 | NS      | $-623074.32   | -0.75%            |  |  |  | No            | 1                  | On Loan: No      |
| Ternium SA                                | Ternium SA                                               | CUSIP: 880890108<br>LEI: 529900QG4KU23TEI2E46 | Long             | EC               | CORP              | LU        |     14948 | NS      | $267270.24    | 0.32%             |  |  |  | No            | 1                  | On Loan: No      |
| Arthur J Gallagher & Co                   | Arthur J Gallagher and Co                                | CUSIP: 363576109<br>LEI: 54930049QLLMPART6V29 | Long             | EC               | CORP              | US        |      3658 | NS      | $385187.40    | 0.46%             |  |  |  | No            | 1                  | On Loan: No      |
| Gibraltar Industries Inc                  | Gibraltar Industries Inc                                 | CUSIP: 374689107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11156 | NS      | $696636.42    | 0.84%             |  |  |  | No            | 1                  | On Loan: No      |
| LKQ Corp                                  | LKQ Corp                                                 | CUSIP: 501889208<br>LEI: DS830JTTZQN6GK0I2E41 | Long             | EC               | CORP              | US        |     19462 | NS      | $617723.88    | 0.74%             |  |  |  | No            | 1                  | On Loan: No      |
| Yext Inc                                  | Yext Inc                                                 | CUSIP: 98585N106<br>LEI: 5299008ZQSBBVH7K0589 | Short            | EC               | CORP              | US        |    -24620 | NS      | $-488953.20   | -0.59%            |  |  |  | No            | 1                  | On Loan: No      |
| Tiger Telematics Inc                      | Tiger Telematics Inc                                     | CUSIP: 88673X207<br>LEI: N/A                  | Short            | EC               | CORP              | US        |     -6510 | NS      | $0.00         | 0.00%             |  |  |  | No            | 3                  | On Loan: No      |
| Trupanion Inc                             | Trupanion Inc                                            | CUSIP: 898202106<br>LEI: 549300J86GFKIDGMQP18 | Short            | EC               | CORP              | US        |     -3777 | NS      | $-236931.21   | -0.28%            |  |  |  | No            | 1                  | On Loan: No      |
| Zebra Technologies Corp                   | Zebra Technologies Corp                                  | CUSIP: 989207105<br>LEI: PO0I32GKZ3HZMMDPZZ08 | Long             | EC               | CORP              | US        |      2703 | NS      | $774490.59    | 0.93%             |  |  |  | No            | 1                  | On Loan: No      |
| Zscaler Inc                               | Zscaler Inc                                              | CUSIP: 98980G102<br>LEI: 529900MZ0RTK1BWRNF46 | Short            | EC               | CORP              | US        |     -1969 | NS      | $-282236.46   | -0.34%            |  |  |  | No            | 1                  | On Loan: No      |
| Glaukos Corp                              | Glaukos Corp                                             | CUSIP: 377322102<br>LEI: 5299004JA1LHE21M6T14 | Short            | EC               | CORP              | US        |     -7851 | NS      | $-375513.33   | -0.45%            |  |  |  | No            | 1                  | On Loan: No      |
| GoPro Inc                                 | GoPro Inc                                                | CUSIP: 38268T103<br>LEI: 549300CQJMLT21SZFL16 | Short            | EC               | CORP              | US        |   -100758 | NS      | $-462479.22   | -0.56%            |  |  |  | No            | 1                  | On Loan: No      |
| Graham Corp                               | Graham Corp                                              | CUSIP: 384556106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     26043 | NS      | $341944.59    | 0.41%             |  |  |  | No            | 1                  | On Loan: No      |
| Granite Point Mortgage Trust I            | Granite Point Mortgage Trust Inc                         | CUSIP: 38741L107<br>LEI: 529900VX2HQZ76AYIE02 | Long             | EC               | CORP              | US        |     61440 | NS      | $407961.60    | 0.49%             |  |  |  | No            | 1                  | On Loan: —       |
| Zoom Video Communications Inc             | Zoom Video Communications Inc                            | CUSIP: 98980L101<br>LEI: 549300T9GCHU0ODOM055 | Short            | EC               | CORP              | US        |     -1982 | NS      | $-644348.20   | -0.77%            |  |  |  | No            | 1                  | On Loan: No      |
| Mount Vernon Liquid Assets Portfolio, LLC | Mount Vernon Liquid Assets Portfolio, LLC                | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | PF                | US        |   7775760 | NS      | $7775760.25   | 9.34%             |  |  |  | No            | N/A                | On Loan: No      |
| Grupo Aeroportuario del Centro            | Grupo Aeroportuario del Centro Norte SAB de CV           | CUSIP: 400501102<br>LEI: 529900HUSBARAFSXJ605 | Long             | EC               | CORP              | MX        |      9314 | NS      | $339588.44    | 0.41%             |  |  |  | No            | 1                  | On Loan: No      |
| HCA Healthcare Inc                        | HCA Healthcare Inc                                       | CUSIP: 40412C101<br>LEI: 529900PH4ZGUH2MNEU89 | Long             | EC               | CORP              | US        |      5786 | NS      | $785275.92    | 0.94%             |  |  |  | No            | 1                  | On Loan: No      |
| N/A                                       | Blink Charging Co                                        | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -307 | NC      | $-10745.00    | -0.01%            |  |  |  | No            | 1                  | On Loan: No      |
| N/A                                       | Carvana Co                                               | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -72 | NC      | $-201240.00   | -0.24%            |  |  |  | No            | 1                  | On Loan: No      |
| U.S. Bank Money Market Deposit Account    | U.S. Bank Money Market Deposit Account                   | CUSIP: 8AMMF0A92<br>LEI: N/A                  | Long             | STIV             | RF                | US        |   5093061 | NS      | $5093060.56   | 6.12%             |  |  |  | No            | 1                  | On Loan: No      |
| UFP Industries Inc                        | UFP Industries Inc                                       | CUSIP: 90278Q108<br>LEI: 5493007KB485C9OV5572 | Long             | EC               | CORP              | US        |     10606 | NS      | $629466.10    | 0.76%             |  |  |  | No            | 1                  | On Loan: No      |
| HP Inc                                    | HP Inc                                                   | CUSIP: 40434L105<br>LEI: WHKXQACZ14C5XRO8LW03 | Long             | EC               | CORP              | US        |     21786 | NS      | $425916.30    | 0.51%             |  |  |  | No            | 1                  | On Loan: No      |
| Hackett Group Inc/The                     | Hackett Group Inc/The                                    | CUSIP: 404609109<br>LEI: 5K016KLIRB6156644289 | Long             | EC               | CORP              | US        |     40162 | NS      | $506442.82    | 0.61%             |  |  |  | No            | 1                  | On Loan: No      |
| China Yuchai International Ltd            | China Yuchai International Ltd                           | CUSIP: G21082105<br>LEI: 529900DHISUGAY2ARU76 | Long             | EC               | CORP              | SG        |     31070 | NS      | $504576.80    | 0.61%             |  |  |  | No            | 1                  | On Loan: No      |
| Coca-Cola European Partners PL            | Coca-Cola European Partners PLC                          | CUSIP: G25839104<br>LEI: 549300LTH67W4GWMRF57 | Long             | EC               | CORP              | GB        |     11310 | NS      | $465519.60    | 0.56%             |  |  |  | No            | 1                  | On Loan: No      |
| Uni-Pixel Inc                             | Uni-Pixel Inc                                            | CUSIP: 904572203<br>LEI: 5493001SOJFEYRJCME48 | Short            | EC               | CORP              | US        |    -19665 | NS      | $-19.67       | -0.00%            |  |  |  | No            | 1                  | On Loan: No      |
| Unilever NV                               | Unilever NV                                              | CUSIP: 904784709<br>LEI: 549300TK7G7NZTVM1Z30 | Long             | EC               | CORP              | GB        |      6991 | NS      | $405478.00    | 0.49%             |  |  |  | No            | 1                  | On Loan: No      |
| Fabrinet                                  | Fabrinet                                                 | CUSIP: G3323L100<br>LEI: 5493004TETZ6IYF7CV44 | Long             | EC               | CORP              | TH        |     12729 | NS      | $888229.62    | 1.07%             |  |  |  | No            | 1                  | On Loan: —       |
| Hollysys Automation Technologi            | Hollysys Automation Technologies Ltd                     | CUSIP: G45667105<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     27591 | NS      | $298810.53    | 0.36%             |  |  |  | No            | 1                  | On Loan: No      |
| Hanesbrands Inc                           | Hanesbrands Inc                                          | CUSIP: 410345102<br>LEI: GX5LWVWZLL5S4W1L2F20 | Long             | EC               | CORP              | US        |     35896 | NS      | $548849.84    | 0.66%             |  |  |  | No            | 1                  | On Loan: —       |
| Hanger Inc                                | Hanger Inc                                               | CUSIP: 41043F208<br>LEI: 254900ZJJJYVLHJXSZ60 | Long             | EC               | CORP              | US        |     38200 | NS      | $754832.00    | 0.91%             |  |  |  | No            | 1                  | On Loan: No      |
| UnitedHealth Group Inc                    | UnitedHealth Group Inc                                   | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |      2767 | NS      | $864825.85    | 1.04%             |  |  |  | No            | 1                  | On Loan: No      |
| Universal Health Services Inc             | Universal Health Services Inc                            | CUSIP: 913903100<br>LEI: 549300YGMGQDO0NMJD09 | Long             | EC               | CORP              | US        |      6648 | NS      | $733606.80    | 0.88%             |  |  |  | No            | 1                  | On Loan: No      |
| Heidrick & Struggles Internati            | Heidrick & Struggles International Inc                   | CUSIP: 422819102<br>LEI: 5493006284N2J367VB57 | Long             | EC               | CORP              | US        |     15740 | NS      | $340456.20    | 0.41%             |  |  |  | No            | 1                  | On Loan: No      |
| Heska Corp                                | Heska Corp                                               | CUSIP: 42805E306<br>LEI: 529900O1OR2EB7L0HY27 | Short            | EC               | CORP              | US        |     -6878 | NS      | $-712560.80   | -0.86%            |  |  |  | No            | 1                  | On Loan: No      |
| Uranium Energy Corp                       | Uranium Energy Corp                                      | CUSIP: 916896103<br>LEI: 549300VD69WD2USLIP04 | Short            | EC               | CORP              | CA        |   -131248 | NS      | $-150935.20   | -0.18%            |  |  |  | No            | 1                  | On Loan: No      |
| Valence Technology Inc                    | Valence Technology Inc                                   | CUSIP: 918914102<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -27585 | NS      | $-2.76        | -0.00%            |  |  |  | No            | 3                  | On Loan: No      |
| Hooker Furniture Corp                     | Hooker Furniture Corp                                    | CUSIP: 439038100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     14808 | NS      | $365017.20    | 0.44%             |  |  |  | No            | 1                  | On Loan: No      |
| Huami Corp                                | Huami Corp                                               | CUSIP: 44331K103<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     35767 | NS      | $451379.54    | 0.54%             |  |  |  | No            | 1                  | On Loan: No      |
| IHS Markit Ltd                            | IHS Markit Ltd                                           | CUSIP: G47567105<br>LEI: 549300HLPTRASHS0E726 | Long             | EC               | CORP              | GB        |      4010 | NS      | $320479.20    | 0.38%             |  |  |  | No            | 1                  | On Loan: No      |
| Jazz Pharmaceuticals PLC                  | Jazz Pharmaceuticals PLC                                 | CUSIP: G50871105<br>LEI: 635400GAUMJCLEZRRV50 | Long             | EC               | CORP              | IE        |      3858 | NS      | $518476.62    | 0.62%             |  |  |  | No            | 1                  | On Loan: No      |
| Valero Energy Corp                        | Valero Energy Corp                                       | CUSIP: 91913Y100<br>LEI: 549300XTO5VR8SKV1V74 | Long             | EC               | CORP              | US        |     12081 | NS      | $635339.79    | 0.76%             |  |  |  | No            | 1                  | On Loan: —       |
| Vectrus Inc                               | Vectrus Inc                                              | CUSIP: 92242T101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12591 | NS      | $546575.31    | 0.66%             |  |  |  | No            | 1                  | On Loan: No      |
| Medtronic PLC                             | Medtronic PLC                                            | CUSIP: G5960L103<br>LEI: 549300GX3ZBSQWUXY261 | Long             | EC               | CORP              | IE        |      6812 | NS      | $732085.64    | 0.88%             |  |  |  | No            | 1                  | On Loan: No      |
| N/A                                       | Medtronic PLC                                            | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -61 | NC      | $-39650.00    | -0.05%            |  |  |  | No            | 1                  | On Loan: No      |
| AerCap Holdings NV                        | AerCap Holdings NV                                       | CUSIP: N00985106<br>LEI: 549300SZYINBBLJQU475 | Long             | EC               | CORP              | IE        |      7806 | NS      | $230823.42    | 0.28%             |  |  |  | No            | 1                  | On Loan: No      |
| Fiat Chrysler Automobiles NV              | Fiat Chrysler Automobiles NV                             | CUSIP: N31738102<br>LEI: 549300LKT9PW7ZIBDF31 | Long             | EC               | CORP              | GB        |     40672 | NS      | $448612.16    | 0.54%             |  |  |  | No            | 1                  | On Loan: —       |
| Western Alliance Bancorp                  | Western Alliance Bancorp                                 | CUSIP: 957638109<br>LEI: 5493003VJXZ5JXT9S762 | Long             | EC               | CORP              | US        |     17217 | NS      | $607760.10    | 0.73%             |  |  |  | No            | 1                  | On Loan: No      |
| Wheeler Real Estate Investment            | Wheeler Real Estate Investment Trust Inc                 | CUSIP: 963025705<br>LEI: 5493005TOFFG62ETJY29 | Long             | EC               | CORP              | US        |     41584 | NS      | $117682.72    | 0.14%             |  |  |  | No            | 1                  | On Loan: No      |
| Yandex NV                                 | Yandex NV                                                | CUSIP: N97284108<br>LEI: 549300GGZHJ5Q1B18P93 | Long             | EC               | CORP              | RU        |      7639 | NS      | $521208.97    | 0.63%             |  |  |  | No            | 1                  | On Loan: —       |
| N/A                                       | Tesla Inc                                                | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -30 | NC      | $-317550.00   | -0.38%            |  |  |  | No            | 1                  | On Loan: No      |
| WillScot Mobile Mini Holdings             | WillScot Mobile Mini Holdings Corp                       | CUSIP: 971378104<br>LEI: 549300HJ4VIXF476Q166 | Short            | EC               | CORP              | US        |    -46902 | NS      | $-839545.80   | -1.01%            |  |  |  | No            | 1                  | On Loan: No      |
| World Fuel Services Corp                  | World Fuel Services Corp                                 | CUSIP: 981475106<br>LEI: D3W7PCXCBRQLL17DZ313 | Long             | EC               | CORP              | US        |     13589 | NS      | $358749.60    | 0.43%             |  |  |  | No            | 1                  | On Loan: No      |
| Worldgate Communications Inc              | Worldgate Communications Inc                             | CUSIP: 98156L307<br>LEI: N/A                  | Short            | EC               | CORP              | US        |   -582655 | NS      | $-58.27       | -0.00%            |  |  |  | No            | 3                  | On Loan: No      |
| XRiver Corp                               | XRiver Corp                                              | CUSIP: 984149104<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -34156 | NS      | $0.00         | 0.00%             |  |  |  | No            | 3                  | On Loan: No      |
| iRhythm Technologies Inc                  | iRhythm Technologies Inc                                 | CUSIP: 450056106<br>LEI: 549300FJI72RJGDQS384 | Short            | EC               | CORP              | US        |     -2628 | NS      | $-578633.04   | -0.69%            |  |  |  | No            | 1                  | On Loan: No      |
| N/A                                       | UnitedHealth Group Inc                                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -25 | NC      | $-43625.00    | -0.05%            |  |  |  | No            | 1                  | On Loan: No      |
| Teekay LNG Partners LP                    | Teekay LNG Partners LP                                   | CUSIP: Y8564M105<br>LEI: 549300CP38L0UER0I397 | Long             | EC               | CORP              | BM        |     21834 | NS      | $241702.38    | 0.29%             |  |  |  | No            | 1                  | On Loan: No      |
| N/A                                       | JOYY Inc                                                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -55 | NC      | $-27500.00    | -0.03%            |  |  |  | No            | 1                  | On Loan: No      |
| AAON Inc                                  | AAON Inc                                                 | CUSIP: 000360206<br>LEI: N/A                  | Short            | EC               | CORP              | US        |     -6694 | NS      | $-381089.42   | -0.46%            |  |  |  | No            | 1                  | On Loan: No      |
| ASGN Inc                                  | ASGN Inc                                                 | CUSIP: 00191U102<br>LEI: LZBNYYCBUKY537072438 | Long             | EC               | CORP              | US        |      9147 | NS      | $656480.19    | 0.79%             |  |  |  | No            | 1                  | On Loan: No      |
| Acuity Brands Inc                         | Acuity Brands Inc                                        | CUSIP: 00508Y102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2732 | NS      | $298580.28    | 0.36%             |  |  |  | No            | 1                  | On Loan: No      |
| Akamai Technologies Inc                   | Akamai Technologies Inc                                  | CUSIP: 00971T101<br>LEI: OC1LZNN2LF5WTJ5RIL89 | Long             | EC               | CORP              | US        |      6709 | NS      | $781128.87    | 0.94%             |  |  |  | No            | 1                  | On Loan: No      |
| Alibaba Group Holding Ltd                 | Alibaba Group Holding Ltd                                | CUSIP: 01609W102<br>LEI: 5493001NTNQJDH60PM02 | Long             | EC               | CORP              | CN        |      4135 | NS      | $1186869.05   | 1.43%             |  |  |  | No            | 1                  | On Loan: No      |
| American International Group I            | American International Group Inc                         | CUSIP: 026874784<br>LEI: ODVCVCQG2BP6VHV36M30 | Long             | EC               | CORP              | US        |     16912 | NS      | $492815.68    | 0.59%             |  |  |  | No            | 1                  | On Loan: No      |
| Amish Naturals Inc                        | Amish Naturals Inc                                       | CUSIP: 031539109<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -25959 | NS      | $0.00         | 0.00%             |  |  |  | No            | 3                  | On Loan: No      |
| Anthem Inc                                | Anthem Inc                                               | CUSIP: 036752103<br>LEI: 8MYN82XMYQH89CTMTH67 | Long             | EC               | CORP              | US        |      3376 | NS      | $950411.52    | 1.14%             |  |  |  | No            | 1                  | On Loan: No      |
| ANTs software inc                         | ANTs software inc                                        | CUSIP: 037271103<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -10334 | NS      | $-1.03        | -0.00%            |  |  |  | No            | 3                  | On Loan: No      |
| Appian Corp                               | Appian Corp                                              | CUSIP: 03782L101<br>LEI: 529900NIARIFW7HGU386 | Short            | EC               | CORP              | US        |    -11479 | NS      | $-702973.96   | -0.84%            |  |  |  | No            | 1                  | On Loan: No      |
| Appfolio Inc                              | Appfolio Inc                                             | CUSIP: 03783C100<br>LEI: 529900OOUUGT6JFC0S15 | Short            | EC               | CORP              | US        |     -3200 | NS      | $-537696.00   | -0.65%            |  |  |  | No            | 1                  | On Loan: No      |
| Applied Energetics Inc                    | Applied Energetics Inc                                   | CUSIP: 03819M106<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -55357 | NS      | $-20454.41    | -0.02%            |  |  |  | No            | 1                  | On Loan: No      |
| Arrow Electronics Inc                     | Arrow Electronics Inc                                    | CUSIP: 042735100<br>LEI: 549300YNNLBXT8N8R512 | Long             | EC               | CORP              | US        |      5640 | NS      | $443078.40    | 0.53%             |  |  |  | No            | 1                  | On Loan: No      |
| AtriCure Inc                              | AtriCure Inc                                             | CUSIP: 04963C209<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -15530 | NS      | $-694656.90   | -0.83%            |  |  |  | No            | 1                  | On Loan: No      |
| AutoZone Inc                              | AutoZone Inc                                             | CUSIP: 053332102<br>LEI: GA3JGKJ41LJKXDN23E90 | Long             | EC               | CORP              | US        |       433 | NS      | $518002.23    | 0.62%             |  |  |  | No            | 1                  | On Loan: No      |
| BGC Partners Inc                          | BGC Partners Inc                                         | CUSIP: 05541T101<br>LEI: TF1LXM1YNB81WKUH5G19 | Long             | EC               | CORP              | US        |    204015 | NS      | $514117.80    | 0.62%             |  |  |  | No            | 1                  | On Loan: No      |
| BMC Stock Holdings Inc                    | BMC Stock Holdings Inc                                   | CUSIP: 05591B109<br>LEI: 549300GHSZDJ1FJEJG18 | Long             | EC               | CORP              | US        |     37237 | NS      | $1486501.04   | 1.78%             |  |  |  | No            | 1                  | On Loan: No      |
| Baker Hughes Co                           | Baker Hughes a GE Co                                     | CUSIP: 05722G100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     16758 | NS      | $239304.24    | 0.29%             |  |  |  | No            | 1                  | On Loan: —       |
| Bank of America Corp                      | Bank of America Corp                                     | CUSIP: 060505104<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EC               | CORP              | US        |     37683 | NS      | $969960.42    | 1.16%             |  |  |  | No            | 1                  | On Loan: No      |
| Bank OZK                                  | Bank OZK                                                 | CUSIP: 06417N103<br>LEI: 549300VYK2WBD7SST478 | Long             | EC               | CORP              | US        |     19626 | NS      | $452183.04    | 0.54%             |  |  |  | No            | 1                  | On Loan: —       |
| Barrett Business Services Inc             | Barrett Business Services Inc                            | CUSIP: 068463108<br>LEI: 529900HXB6TMG0SR9Y34 | Long             | EC               | CORP              | US        |     10162 | NS      | $585026.34    | 0.70%             |  |  |  | No            | 1                  | On Loan: No      |
| Cigna Corp                                | Cigna Corp                                               | CUSIP: 125523100<br>LEI: 549300VIWYMSIGT1U456 | Long             | EC               | CORP              | US        |      5591 | NS      | $991675.67    | 1.19%             |  |  |  | No            | 1                  | On Loan: No      |
| Bausch Health Cos Inc                     | Bausch Health Cos Inc                                    | CUSIP: 071734107<br>LEI: B3BS7ACMDUWISF18KY76 | Long             | EC               | CORP              | US        |     37473 | NS      | $622801.26    | 0.75%             |  |  |  | No            | 1                  | On Loan: No      |
| Beard Co/The                              | Beard Co                                                 | CUSIP: 07384R408<br>LEI: N/A                  | Short            | EC               | CORP              | US        |     -9710 | NS      | $-18.45       | -0.00%            |  |  |  | No            | 2                  | On Loan: No      |
| Berkshire Hathaway Inc                    | Berkshire Hathaway Inc                                   | CUSIP: 084670702<br>LEI: 5493000C01ZX7D35SD85 | Long             | EC               | CORP              | US        |      4738 | NS      | $1033073.52   | 1.24%             |  |  |  | No            | 1                  | On Loan: No      |
| Berry Global Group Inc                    | Berry Global Group Inc                                   | CUSIP: 08579W103<br>LEI: 549300G6KKUMMXM8NH73 | Long             | EC               | CORP              | US        |     18984 | NS      | $978435.36    | 1.17%             |  |  |  | No            | 1                  | On Loan: No      |
| Beyond Meat Inc                           | Beyond Meat Inc                                          | CUSIP: 08862E109<br>LEI: 549300XQ946NCE51DR09 | Short            | EC               | CORP              | US        |     -2091 | NS      | $-284062.35   | -0.34%            |  |  |  | No            | 1                  | On Loan: No      |
| BioSpecifics Technologies Corp            | BioSpecifics Technologies Corp                           | CUSIP: 090931106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6735 | NS      | $434407.50    | 0.52%             |  |  |  | No            | 1                  | On Loan: No      |
| CTC Communications Group Inc              | CTC Communications Group Inc                             | CUSIP: 126419100<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -98900 | NS      | $0.00         | 0.00%             |  |  |  | No            | 3                  | On Loan: No      |
| CVS Health Corp                           | CVS Health Corp                                          | CUSIP: 126650100<br>LEI: 549300EJG376EN5NQE29 | Long             | EC               | CORP              | US        |     15448 | NS      | $959629.76    | 1.15%             |  |  |  | No            | 1                  | On Loan: No      |
| Blue Bird Corp                            | Blue Bird Corp                                           | CUSIP: 095306106<br>LEI: 5493004ZXJUUWQ65ER59 | Short            | EC               | CORP              | US        |    -27780 | NS      | $-316136.40   | -0.38%            |  |  |  | No            | 1                  | On Loan: No      |
| BodyTel Scientific Inc                    | BodyTel Scientific Inc                                   | CUSIP: 097000103<br>LEI: N/A                  | Short            | EC               | CORP              | US        |     -4840 | NS      | $-0.48        | -0.00%            |  |  |  | No            | 3                  | On Loan: No      |
| CACI International Inc                    | CACI International Inc                                   | CUSIP: 127190304<br>LEI: SYRPI2D1O9WRTS2WX210 | Long             | EC               | CORP              | US        |      2891 | NS      | $677043.29    | 0.81%             |  |  |  | No            | 1                  | On Loan: No      |
| Cadiz Inc                                 | Cadiz Inc                                                | CUSIP: 127537207<br>LEI: 549300PFFIS1TCKZS151 | Short            | EC               | CORP              | US        |    -16998 | NS      | $-177799.08   | -0.21%            |  |  |  | No            | 1                  | On Loan: No      |
| Caleres Inc                               | Caleres Inc                                              | CUSIP: 129500104<br>LEI: JFU6RQQJ8Z1CPOLBXQ18 | Long             | EC               | CORP              | US        |     30133 | NS      | $235338.73    | 0.28%             |  |  |  | No            | 1                  | On Loan: —       |
| Canadian Natural Resources Ltd            | Canadian Natural Resources Ltd                           | CUSIP: 136385101<br>LEI: 549300T15RIMIKZC5Q38 | Long             | EC               | CORP              | CA        |     44428 | NS      | $873898.76    | 1.05%             |  |  |  | No            | 1                  | On Loan: No      |
| Capgemini SE                              | Capgemini SE                                             | CUSIP: 13961R100<br>LEI: 96950077L0TN7BAROX36 | Long             | EC               | CORP              | FR        |     19644 | NS      | $544924.56    | 0.65%             |  |  |  | No            | 1                  | On Loan: No      |
| Capstone Turbine Corp                     | Capstone Turbine Corp                                    | CUSIP: 14067D508<br>LEI: 54930065ZCHE9KQTEZ38 | Short            | EC               | CORP              | US        |      -448 | NS      | $-1844.11     | -0.00%            |  |  |  | No            | 1                  | On Loan: No      |
| CareView Communications Inc               | CareView Communications Inc                              | CUSIP: 141743104<br>LEI: N/A                  | Short            | EC               | CORP              | US        |   -190048 | NS      | $-7202.82     | -0.01%            |  |  |  | No            | 1                  | On Loan: No      |
| Carriage Services Inc                     | Carriage Services Inc                                    | CUSIP: 143905107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     21221 | NS      | $469832.94    | 0.56%             |  |  |  | No            | 1                  | On Loan: No      |
| Carrier Global Corp                       | Carrier Global Corp                                      | CUSIP: 14448C104<br>LEI: 549300JE3W6CWY2NAN77 | Long             | EC               | CORP              | US        |     16884 | NS      | $503987.40    | 0.61%             |  |  |  | No            | 1                  | On Loan: No      |
| Carter's Inc                              | Carter's Inc                                             | CUSIP: 146229109<br>LEI: 5299003WAQK4R3L3ZU36 | Long             | EC               | CORP              | US        |      6629 | NS      | $527800.98    | 0.63%             |  |  |  | No            | 1                  | On Loan: No      |
| Centene Corp                              | Centene Corp                                             | CUSIP: 15135B101<br>LEI: 549300Z7JJ4TQSQGT333 | Long             | EC               | CORP              | US        |     10722 | NS      | $657473.04    | 0.79%             |  |  |  | No            | 1                  | On Loan: No      |
| Ceridian HCM Holding Inc                  | Ceridian HCM Holding Inc                                 | CUSIP: 15677J108<br>LEI: 549300T64GVCHFJ8L449 | Short            | EC               | CORP              | US        |     -6383 | NS      | $-507576.16   | -0.61%            |  |  |  | No            | 1                  | On Loan: No      |
| Cheniere Energy Inc                       | Cheniere Energy Inc                                      | CUSIP: 16411R208<br>LEI: MIHC87W9WTYSYZWV1J40 | Long             | EC               | CORP              | US        |      4816 | NS      | $250672.80    | 0.30%             |  |  |  | No            | 1                  | On Loan: No      |
| Citigroup Inc                             | Citigroup Inc                                            | CUSIP: 172967424<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EC               | CORP              | US        |     29269 | NS      | $1496231.28   | 1.80%             |  |  |  | No            | 1                  | On Loan: No      |
| Cognizant Technology Solutions            | Cognizant Technology Solutions Corp                      | CUSIP: 192446102<br>LEI: 5493006IEVQEFQO40L83 | Long             | EC               | CORP              | US        |     14598 | NS      | $976022.28    | 1.17%             |  |  |  | No            | 1                  | On Loan: No      |
| Coherent Inc                              | Coherent Inc                                             | CUSIP: 192479103<br>LEI: 549300RYOCKUMWACR010 | Long             | EC               | CORP              | US        |      2101 | NS      | $236698.66    | 0.28%             |  |  |  | No            | 1                  | On Loan: No      |
| Comcast Corp                              | Comcast Corp                                             | CUSIP: 20030N101<br>LEI: 51M0QTTNCGUN7KFCFZ59 | Long             | EC               | CORP              | US        |     20147 | NS      | $902787.07    | 1.08%             |  |  |  | No            | 1                  | On Loan: No      |
| Consygen Inc                              | Consygen Inc                                             | CUSIP: 210728101<br>LEI: N/A                  | Short            | EC               | CORP              | US        |      -200 | NS      | $0.00         | 0.00%             |  |  |  | No            | 3                  | On Loan: No      |
| Corporate Resource Services In            | Corporate Resource Services Inc                          | CUSIP: 22004Y105<br>LEI: N/A                  | Short            | EC               | CORP              | US        |   -218896 | NS      | $-131.34      | -0.00%            |  |  |  | No            | 1                  | On Loan: No      |
| Ladder Capital Corp                       | Ladder Capital Corp                                      | CUSIP: 505743104<br>LEI: 549300Q6LLV2QCV67C06 | Long             | EC               | CORP              | US        |     23375 | NS      | $174143.75    | 0.21%             |  |  |  | No            | 1                  | On Loan: No      |
| Las Vegas Sands Corp                      | Las Vegas Sands Corp                                     | CUSIP: 517834107<br>LEI: 549300DUOO1KXOHPM605 | Long             | EC               | CORP              | US        |     11608 | NS      | $588641.68    | 0.71%             |  |  |  | No            | 1                  | On Loan: No      |
| Medical Properties Trust Inc              | Medical Properties Trust Inc                             | CUSIP: 58463J304<br>LEI: 254900U6E39J1MQCCY14 | Long             | EC               | CORP              | US        |     17927 | NS      | $333083.66    | 0.40%             |  |  |  | No            | 1                  | On Loan: No      |
| Mercury General Corp                      | Mercury General Corp                                     | CUSIP: 589400100<br>LEI: 5493001Q9EXPCEL4W527 | Long             | EC               | CORP              | US        |      7581 | NS      | $339098.13    | 0.41%             |  |  |  | No            | 1                  | On Loan: No      |
| Mohawk Industries Inc                     | Mohawk Industries Inc                                    | CUSIP: 608190104<br>LEI: 549300JI1115MG3Q6322 | Long             | EC               | CORP              | US        |      4294 | NS      | $396465.02    | 0.48%             |  |  |  | No            | 1                  | On Loan: No      |
| MongoDB Inc                               | MongoDB Inc                                              | CUSIP: 60937P106<br>LEI: 549300TPTG69WKWE1Z37 | Short            | EC               | CORP              | US        |     -1327 | NS      | $-310252.60   | -0.37%            |  |  |  | No            | 1                  | On Loan: No      |
| Morgan Stanley                            | Morgan Stanley                                           | CUSIP: 617446448<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EC               | CORP              | US        |     18599 | NS      | $971983.74    | 1.17%             |  |  |  | No            | 1                  | On Loan: No      |
| Nestor Inc                                | Nestor Inc                                               | CUSIP: 641074505<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -15200 | NS      | $-1.52        | -0.00%            |  |  |  | No            | 3                  | On Loan: No      |
| Netflix Inc                               | Netflix Inc                                              | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Short            | EC               | CORP              | US        |     -2553 | NS      | $-1351966.68  | -1.62%            |  |  |  | No            | 1                  | On Loan: No      |
| Newmark Group Inc                         | Newmark Group Inc                                        | CUSIP: 65158N102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    160800 | NS      | $712344.00    | 0.86%             |  |  |  | No            | 1                  | On Loan: No      |
| Novartis AG                               | Novartis AG                                              | CUSIP: 66987V109<br>LEI: 5493007HIVTX6SY6XD66 | Long             | EC               | CORP              | CH        |     15651 | NS      | $1346925.06   | 1.62%             |  |  |  | No            | 1                  | On Loan: No      |
| Nuance Communications Inc                 | Nuance Communications Inc                                | CUSIP: 67020Y100<br>LEI: AEMSOT3SS15TNMJCE605 | Long             | EC               | CORP              | US        |     11473 | NS      | $343731.08    | 0.41%             |  |  |  | No            | 1                  | On Loan: —       |
| Nutrien Ltd                               | Nutrien Ltd                                              | CUSIP: 67077M108<br>LEI: 5493002QQ7GD21OWF963 | Long             | EC               | CORP              | CA        |     10239 | NS      | $377511.93    | 0.45%             |  |  |  | No            | 1                  | On Loan: No      |
| Okta Inc                                  | Okta Inc                                                 | CUSIP: 679295105<br>LEI: 549300N8J06I8MRHU620 | Short            | EC               | CORP              | US        |     -1187 | NS      | $-255644.19   | -0.31%            |  |  |  | No            | 1                  | On Loan: No      |
| Omega Flex Inc                            | Omega Flex Inc                                           | CUSIP: 682095104<br>LEI: N/A                  | Short            | EC               | CORP              | US        |     -4410 | NS      | $-580973.40   | -0.70%            |  |  |  | No            | 1                  | On Loan: No      |
| Open Text Corp                            | Open Text Corp                                           | CUSIP: 683715106<br>LEI: 549300HP7ONDQODZJV16 | Long             | EC               | CORP              | CA        |     13847 | NS      | $628376.86    | 0.75%             |  |  |  | No            | 1                  | On Loan: —       |
| POSCO                                     | POSCO                                                    | CUSIP: 693483109<br>LEI: 988400E5HRVX81AYLM04 | Long             | EC               | CORP              | KR        |     10560 | NS      | $408038.40    | 0.49%             |  |  |  | No            | 1                  | On Loan: No      |
| Papa John's International Inc             | Papa John's International Inc                            | CUSIP: 698813102<br>LEI: HZYLD3DK5XOX0WBVNB56 | Short            | EC               | CORP              | US        |     -9744 | NS      | $-957737.76   | -1.15%            |  |  |  | No            | 1                  | On Loan: No      |
| Parsley Energy Inc                        | Parsley Energy Inc                                       | CUSIP: 701877102<br>LEI: 549300DMRA8DSL66G562 | Long             | EC               | CORP              | US        |     23523 | NS      | $252872.25    | 0.30%             |  |  |  | No            | 1                  | On Loan: —       |
| Perficient Inc                            | Perficient Inc                                           | CUSIP: 71375U101<br>LEI: 549300HTBXKL2755T650 | Long             | EC               | CORP              | US        |     15122 | NS      | $648885.02    | 0.78%             |  |  |  | No            | 1                  | On Loan: No      |
| Pfizer Inc                                | Pfizer Inc                                               | CUSIP: 717081103<br>LEI: 765LHXWGK1KXCLTFYQ30 | Long             | EC               | CORP              | US        |     27682 | NS      | $1046102.78   | 1.26%             |  |  |  | No            | 1                  | On Loan: No      |
| Philip Morris International In            | Philip Morris International Inc                          | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |      9448 | NS      | $753855.92    | 0.91%             |  |  |  | No            | 1                  | On Loan: No      |
| Phillips 66                               | Phillips 66                                              | CUSIP: 718546104<br>LEI: 5493005JBO5YSIGK1814 | Long             | EC               | CORP              | US        |     10852 | NS      | $634516.44    | 0.76%             |  |  |  | No            | 1                  | On Loan: No      |
| Planet Fitness Inc                        | Planet Fitness Inc                                       | CUSIP: 72703H101<br>LEI: 549300LLE5HUPF6H8G33 | Short            | EC               | CORP              | US        |     -7969 | NS      | $-484435.51   | -0.58%            |  |  |  | No            | 1                  | On Loan: No      |
| Pluralsight Inc                           | Pluralsight Inc                                          | CUSIP: 72941B106<br>LEI: 254900B3VHPCKNREOX50 | Short            | EC               | CORP              | US        |    -12262 | NS      | $-234694.68   | -0.28%            |  |  |  | No            | 1                  | On Loan: No      |
| PROS Holdings Inc                         | PROS Holdings Inc                                        | CUSIP: 74346Y103<br>LEI: 549300LPE1KNL5RWKQ48 | Short            | EC               | CORP              | US        |     -8109 | NS      | $-316251.00   | -0.38%            |  |  |  | No            | 1                  | On Loan: No      |
| Qsound Labs Inc                           | Qsound Labs Inc                                          | CUSIP: 74728C307<br>LEI: N/A                  | Short            | EC               | CORP              | CA        |     -4440 | NS      | $-0.44        | -0.00%            |  |  |  | No            | 3                  | On Loan: No      |
| Qorvo Inc                                 | Qorvo Inc                                                | CUSIP: 74736K101<br>LEI: 254900YAUJV2EUEVBR11 | Long             | EC               | CORP              | US        |      4162 | NS      | $533859.74    | 0.64%             |  |  |  | No            | 1                  | On Loan: No      |
| Q2 Holdings Inc                           | Q2 Holdings Inc                                          | CUSIP: 74736L109<br>LEI: 549300M9RKR9DZXWS696 | Short            | EC               | CORP              | US        |     -4832 | NS      | $-470105.28   | -0.56%            |  |  |  | No            | 1                  | On Loan: No      |
| Quanta Services Inc                       | Quanta Services Inc                                      | CUSIP: 74762E102<br>LEI: SHVRXXEACT60MMH07S24 | Long             | EC               | CORP              | US        |     13880 | NS      | $711350.00    | 0.85%             |  |  |  | No            | 1                  | On Loan: No      |
| Rapid7 Inc                                | Rapid7 Inc                                               | CUSIP: 753422104<br>LEI: 549300GNVG5D60KEYN14 | Short            | EC               | CORP              | US        |     -5835 | NS      | $-376765.95   | -0.45%            |  |  |  | No            | 1                  | On Loan: No      |
| RE/MAX Holdings Inc                       | RE/MAX Holdings Inc                                      | CUSIP: 75524W108<br>LEI: 54930033W2KS56JHAN30 | Long             | EC               | CORP              | US        |     19145 | NS      | $672755.30    | 0.81%             |  |  |  | No            | 1                  | On Loan: —       |
| Redfin Corp                               | Redfin Corp                                              | CUSIP: 75737F108<br>LEI: 549300HXWD3JEMZU3O57 | Short            | EC               | CORP              | US        |    -21039 | NS      | $-1000825.23  | -1.20%            |  |  |  | No            | 1                  | On Loan: No      |
| Rio Tinto PLC                             | Rio Tinto PLC                                            | CUSIP: 767204100<br>LEI: 213800YOEO5OQ72G2R82 | Long             | EC               | CORP              | GB        |      9079 | NS      | $555907.17    | 0.67%             |  |  |  | No            | 1                  | On Loan: No      |
| Roku Inc                                  | Roku Inc                                                 | CUSIP: 77543R102<br>LEI: 549300KR6ITU0YIR1T71 | Short            | EC               | CORP              | US        |     -4328 | NS      | $-750821.44   | -0.90%            |  |  |  | No            | 1                  | On Loan: No      |
| S&P Global Inc                            | S&P Global Inc                                           | CUSIP: 78409V104<br>LEI: Y6X4K52KMJMZE7I7MY94 | Long             | EC               | CORP              | US        |      1156 | NS      | $423581.52    | 0.51%             |  |  |  | No            | 1                  | On Loan: No      |
| SVB Financial Group                       | SVB Financial Group                                      | CUSIP: 78486Q101<br>LEI: 549300D2KJ20JMXE7542 | Long             | EC               | CORP              | US        |      1632 | NS      | $416780.16    | 0.50%             |  |  |  | No            | 1                  | On Loan: No      |
| John B Sanfilippo & Son Inc               | John B Sanfilippo & Son Inc                              | CUSIP: 800422107<br>LEI: 5299007IBEYVXKYDUX28 | Short            | EC               | CORP              | US        |     -4693 | NS      | $-373750.52   | -0.45%            |  |  |  | No            | 1                  | On Loan: No      |
| Henry Schein Inc                          | Henry Schein Inc                                         | CUSIP: 806407102<br>LEI: VGO3WGL8H45T73F4RR92 | Long             | EC               | CORP              | US        |     10063 | NS      | $668585.72    | 0.80%             |  |  |  | No            | 1                  | On Loan: No      |
| Charles Schwab Corp/The                   | Charles Schwab Corp/The                                  | CUSIP: 808513105<br>LEI: 549300VSGCJ7E698NM85 | Long             | EC               | CORP              | US        |     12502 | NS      | $444196.06    | 0.53%             |  |  |  | No            | 1                  | On Loan: —       |
| Science Applications Internati            | Science Applications International Corp                  | CUSIP: 808625107<br>LEI: 549300LZPNZIXQGZPZ48 | Long             | EC               | CORP              | US        |      3610 | NS      | $301290.60    | 0.36%             |  |  |  | No            | 1                  | On Loan: No      |
| Service Properties Trust                  | Service Properties Trust                                 | CUSIP: 81761L102<br>LEI: 529900IS770AG1K9QG27 | Long             | EC               | CORP              | US        |     41181 | NS      | $338096.01    | 0.41%             |  |  |  | No            | 1                  | On Loan: No      |
| Shake Shack Inc                           | Shake Shack Inc                                          | CUSIP: 819047101<br>LEI: 529900J74GJAHYP80N79 | Short            | EC               | CORP              | US        |     -7526 | NS      | $-513649.50   | -0.62%            |  |  |  | No            | 1                  | On Loan: No      |
| Shockwave Medical Inc                     | Shockwave Medical Inc                                    | CUSIP: 82489T104<br>LEI: 549300LDXO56IC5Y1538 | Short            | EC               | CORP              | US        |     -8957 | NS      | $-569127.78   | -0.68%            |  |  |  | No            | 1                  | On Loan: No      |
| Siebert Financial Corp                    | Siebert Financial Corp                                   | CUSIP: 826176109<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -35475 | NS      | $-134095.50   | -0.16%            |  |  |  | No            | 1                  | On Loan: No      |
| Simon Property Group Inc                  | Simon Property Group Inc                                 | CUSIP: 828806109<br>LEI: 529900GQL5X8H7AO3T64 | Long             | EC               | CORP              | US        |      4824 | NS      | $327308.40    | 0.39%             |  |  |  | No            | 1                  | On Loan: —       |
| Skechers USA Inc                          | Skechers U.S.A. Inc                                      | CUSIP: 830566105<br>LEI: 529900D2R54KZPA4XR56 | Long             | EC               | CORP              | US        |     22179 | NS      | $662043.15    | 0.79%             |  |  |  | No            | 1                  | On Loan: No      |

### Signature

**Date Signed:** 2023-02-03

**Name of Applicant:** RBB Fund, Inc.

**Signature:** /s/ James G. Shaw

**Name of Signer:** RBB Fund, Inc.

**Title:** CFO COO Treasurer