# EDGAR Filing Document

**Accession Number:** 0001347858
**File Stem:** 0001641172-25-019708
**Filing Date:** 2025-7
**Character Count:** 11092
**Document Hash:** 6a2d75e07e3c970be9a2807be8096451
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001641172-25-019708.hdr.sgml**: 20250715

**ACCESSION NUMBER**: 0001641172-25-019708

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20250715

**ITEM INFORMATION**: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

**ITEM INFORMATION**: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20250715

**DATE AS OF CHANGE**: 20250715

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** 22nd Century Group, Inc.
- **CENTRAL INDEX KEY:** 0001347858
- **STANDARD INDUSTRIAL CLASSIFICATION:** CIGARETTES [2111]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 980468420
- **STATE OF INCORPORATION:** NV
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-36338
- **FILM NUMBER:** 251124830

**BUSINESS ADDRESS:**
- **STREET 1:** 8560 MAIN STREET
- **STREET 2:** SUITE 4
- **CITY:** WILLIAMSVILLE
- **STATE:** NY
- **ZIP:** 14221
- **BUSINESS PHONE:** (716) 270-1523

**MAIL ADDRESS:**
- **STREET 1:** 8560 MAIN STREET
- **STREET 2:** SUITE 4
- **CITY:** WILLIAMSVILLE
- **STATE:** NY
- **ZIP:** 14221

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Touchstone Mining LTD
- **DATE OF NAME CHANGE:** 20051222

?xml version='1.0' encoding='ASCII'?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the**

**Securities Exchange Act of 1934**

**Date of Report (Date of earliest event reported): July 15, 2025**

**_________________**

**22nd Century Group, Inc.**

(Exact Name of Registrant as Specified in Charter)

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| | | |
|:---|:---|:---|
| **Nevada** | **001-36338** | **98-0468420** |
| (State or Other Jurisdiction of Incorporation) | (Commission<br> File Number) | (I.R.S. Employer<br> Identification No.) |
| <br> **321 Farmington Rd** **., Mocksville, North Carolina**<br> (Address of Principal Executive Office) | <br> **321 Farmington Rd** **., Mocksville, North Carolina**<br> (Address of Principal Executive Office) | <br> **27028**<br> (Zip Code) |
| <br> Registrant's telephone number, including area code: **(336)** **940-3769** | <br> Registrant's telephone number, including area code: **(336)** **940-3769** | <br> Registrant's telephone number, including area code: **(336)** **940-3769** |

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________________________________________________________________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

**Securities Registered pursuant to Section 12(b) of the Act:**

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| | | |
|:---|:---|:---|
| **Title of Each Class** | **Trading Symbol** | **Name of Exchange on Which Registered** |
| Common Stock, $0.00001 par value per share | XXII | Nasdaq Capital Market |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

**Item 5.02(e): Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.**

On July 15, 2025, the stockholders of 22nd Century Group, Inc. (the "Company") approved the Amended and Restated 22nd Century Group, Inc. 2021 Omnibus Incentive Plan (the "Plan") to increase the number of shares authorized for issuance by five million (5,000,000). The Plan was filed as Appendix B to the Company's definitive proxy statement filed June 10, 2025 and the terms thereof are incorporated herein by reference.

**Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.**

On July 15, 2025, the stockholders of the Company approved an amendment (the "Amendment") to the Company's Articles of Incorporation, as amended, to increase the number of authorized shares of common stock from two hundred fifty million (250,000,000) to five hundred million (500,000,000), which Amendment was filed and effective with the Secretary of the State of Nevada on July 15, 2025. The Amendment was filed as Appendix A to the Company's definitive proxy statement filed June 10, 2025 and the terms thereof are incorporated herein by reference.

**Item 5.07 Submission of Matters to a Vote of Security Holders.**

A 2025 Annual Meeting of Stockholders of 22nd Century Group, Inc. was held on Tuesday, July 15, 2025. The matters voted upon and the results of the vote were as follows:

(1) **Proposal One**: To elect two Class II directors, Lawrence Firestone and David Keys, to serve until the 2028 annual meeting of the stockholders
 and until their respective successors has been elected and qualified. In accordance with the voting results listed below, the nominees
 were elected to serve as director.

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| | | | |
|:---|:---|:---|:---|
| Nominee for Director | For | Withheld | Broker non-votes |
| Lawrence Firestone | 3206689 | 4498 | 1448453 |
| David Keys | 3206627 | 4536 | 1448453 |

---

(2) **Proposal Two**: To approve an advisory resolution approving executive compensation for fiscal year 2024. In
 accordance with the voting results listed below, the Company's executive compensation for fiscal year 2024 has been approved.

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| | | | |
|:---|:---|:---|:---|
| For | Against | Abstain | Broker non-votes |
| 3185962 | 91842 | 2162 | 1448453 |

---

(3) **Proposal Three**: To approve an advisory resolution on the frequency of a vote on the Company's executive compensation. In
 accordance with the voting results listed below, the frequency of a vote on the Company's executive compensation has been approved
 for once three years.

<u>1 Year </u> <u>2 Years</u> <u>3 Years</u> <u>Abstain</u> <br> 1,571,158 21,441 1,657,382 29,985

(4) **Proposal Four**: To approve an amendment to the Company's Articles of Incorporation, as amended, to increase the number of authorized
 shares of common stock from two hundred fifty-million (250,000,000) shares to five hundred million (500,000,000). In accordance with
 the voting results listed below, the proposal was approved.

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| | | | |
|:---|:---|:---|:---|
| For | Against | Abstain | Broker non-votes |
| 4198650 | 525644 | 4125 | N/A |

---

(5) **Proposal Five**: To approve an amendment and restatement of the 22nd Century Group, Inc. 2021 Omnibus Incentive Plan which shall increase
 the number of shares authorized for issuance by five million (5,000,000). In accordance with the voting results listed below, the
 amendment to the 2021 Omnibus Incentive Plan was approved.

---

| | | | |
|:---|:---|:---|:---|
| For | Against | Abstain | Broker non-votes |
| 3138997 | 137241 | 3728 | 1448453 |

---

(6) **Proposal Six**: To approve an amendment to the Company's Articles of Incorporation, as amended, to effect a reverse stock split of
 the Company's outstanding common stock at a ratio between 1-for-2 and 1-for-100, to be determined at the discretion of the
 Board of Directors, for the purpose of complying with the Nasdaq Listing Rules, subject to the Board or Directors' discretion
 to abandon such amendment. In accordance with the voting results listed below, the proposal was approved.

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| | | | |
|:---|:---|:---|:---|
| For | Against | Abstain | Broker non-votes |
| 4166849 | 524502 | 37068 | N/A |

---

(7) **Proposal Seven** To approve the issuance of shares of common stock upon exercise of the warrants dated October
 24, 2024, as amended, in accordance with Nasdaq Listing Rules . In accordance with the voting results listed below, the proposal
 was approved.

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| | | | |
|:---|:---|:---|:---|
| For | Against | Abstain | Broker non-votes |
| 3166722 | 108927 | 4317 | 1448453 |

---

(8) **Proposal Eight**: To approve the issuance of shares of common stock upon exercise of the warrants dated May
 1, 2025 in accordance with Nasdaq Listing Rules. In accordance with the voting results listed below, the proposal was approved.

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| | | | |
|:---|:---|:---|:---|
| For | Against | Abstain | Broker non-votes |
| 3165036 | 110787 | 4143 | 1448453 |

---

(9) **Proposal Nine**: To approve an amendment to the outstanding convertible Debentures pursuant to Rules 5635(b)
 and 5635(d) of the Nasdaq Stock Market. In accordance with the voting results listed below, the proposal was approved.

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| | | | |
|:---|:---|:---|:---|
| For | Against | Abstain | Broker non-votes |
| 3167451 | 107776 | 4739 | 1448453 |

---

(10) **Proposal Ten**: To ratify the appointment of Freed Maxick CPAs, P.C. as the Company's independent registered public accountants for
 2025. In accordance with the voting results listed below, Freed Maxick CPAs, P.C. will serve
 as the independent registered certified public accountants for the year 2025 .

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| | | | |
|:---|:---|:---|:---|
| For | Against | Abstain | Broker non-votes |
| 4503256 | 215711 | 9452 | N/A |

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**Item 9.01(d) Financial Statements and Exhibits.**

**Exhibit**

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| | |
|:---|:---|
| 3.1 | [Form of Certificate of Amendment to Restated Articles of Incorporation (incorporated by reference from Appendix A to the Company's definitive proxy statement filed June 10, 2025)](https://www.sec.gov/Archives/edgar/data/1347858/000164117225014543/formdef14a.htm) |
| 10.1 | [Amended and Restated 2021 Omnibus Incentive Plan (incorporated by reference from Appendix B to the Company's definitive proxy statement filed June 10, 2025)](https://www.sec.gov/Archives/edgar/data/1347858/000164117225014543/formdef14a.htm) |
| 104 | Cover Page Interactive Data File - the cover page iXBRL tags are embedded within the Inline XBRL document |

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | |
|:---|:---|
|  | **22nd Century Group, Inc.** |
|  | */s/ Lawrence Firestone* |
| Date: July 15, 2025 | Lawrence Firestone |
|  | Chief Executive Officer |

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