# EDGAR Filing Document

**Accession Number:** 0000912463
**File Stem:** 0001062993-23-006862
**Filing Date:** 2023-3
**Character Count:** 8253
**Document Hash:** 9b24b8a846b4a481124a91cf9f96dd02
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001062993-23-006862.hdr.sgml**: 20230314

**ACCESSION NUMBER**: 0001062993-23-006862

**CONFORMED SUBMISSION TYPE**: 5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230128

**FILED AS OF DATE**: 20230314

**DATE AS OF CHANGE**: 20230314

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** MARCIANO MAURICE
- **CENTRAL INDEX KEY:** 0001167503

**FILING VALUES:**
- **FORM TYPE:** 5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-11893
- **FILM NUMBER:** 23732426

**MAIL ADDRESS:**
- **STREET 1:** 1444 SOUTH ALAMEDA STREET
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90021
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GUESS INC
- **CENTRAL INDEX KEY:** 0000912463
- **STANDARD INDUSTRIAL CLASSIFICATION:** WOMEN'S, MISSES', CHILDREN'S & INFANTS' UNDERGARMENTS [2340]
- **IRS NUMBER:** 953679695
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0128

**BUSINESS ADDRESS:**
- **STREET 1:** ATTN:  JASON MILLER
- **STREET 2:** 1444 SOUTH ALAMEDA STREET
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90021
- **BUSINESS PHONE:** (213) 765-3100

**MAIL ADDRESS:**
- **STREET 1:** ATTN:  JASON MILLER
- **STREET 2:** 1444 SOUTH ALAMEDA STREET
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90021

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUESS INC ET AL/CA/
- **DATE OF NAME CHANGE:** 19940902

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 5

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>MARCIANO MAURICE<br><sub>(Last) (First) (Middle)</sub><br>C/O GUESS?, INC.<br>1444 SOUTH ALAMEDA ST<br><sub>(Street)</sub><br>LOS ANGELES, CA 90021<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-01-28 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>GUESS INC [ GES ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2022-03-31 |  | G |  | 55000 | D | $0 | 1597650 | I | by MM CRUT LLC<sup>(1)</sup> |
| Common Stock | 2022-04-01 |  | G |  | 35412 | D | $0 | 1588422 | I | by Maurice Marciano Charitable Remainder Unitrust II<sup>(3)</sup> |
| Common Stock | 2022-04-01 |  | G |  | 89836 | A | $0 | 802236 | I | by MM CRUT II LLC<sup>(4)</sup> |
| Common Stock | 2022-06-27 |  | G |  | 45000 | D | $0 | 1552650 | I | by MM CRUT LLC<sup>(1)</sup> |
| Common Stock | 2022-06-30 |  | G |  | 24980 | D | $0 | 1563442 | I | by Maurice Marciano Charitable Remainder Unitrust II<sup>(3)</sup> |
| Common Stock | 2022-06-30 |  | G |  | 74912 | A | $0 | 877148 | I | by MM CRUT II LLC<sup>(4)</sup> |
| Common Stock | 2022-10-04 |  | G |  | 40000 | D | $0 | 1512650 | I | by MM CRUT LLC<sup>(1)</sup> |
| Common Stock | 2022-10-06 |  | G |  | 5699 | D | $0 | 1557743 | I | by Maurice Marciano Charitable Remainder Unitrust II<sup>(3)</sup> |
| Common Stock | 2022-10-06 |  | G |  | 41305 | A | $0 | 918453 | I | by MM CRUT II LLC<sup>(4)</sup> |
| Common Stock | 2023-01-04 |  | G |  | 50000 | D | $0 | 1462650 | I | by MM CRUT LLC<sup>(1)</sup> |
| Common Stock | 2023-01-05 |  | G |  | 20740 | D | $0 | 1537003 | I | by Maurice Marciano Charitable Remainder Unitrust II<sup>(3)</sup> |
| Common Stock | 2023-01-05 |  | G |  | 63810 | A | $0 | 982263 | I | by MM CRUT II LLC<sup>(4)</sup> |
| Common Stock |  |  |  |  |  |  |  | 7846<sup>(2)</sup> | D |  |
| Common Stock |  |  |  |  |  |  |  | 4617263<sup>(2)</sup> | I | by Maurice Marciano Trust<sup>(5)</sup> |
| Common Stock |  |  |  |  |  |  |  | 1500000 | I | by Carolem Capital LLC<sup>(6)</sup> |
| Common Stock |  |  |  |  |  |  |  | 70 | I | by MM Gift Trust fbo Caroline Marciano<sup>(7)</sup> |
| Common Stock |  |  |  |  |  |  |  | 349491 | I | by MM 2020 Exempt Trust<sup>(8)</sup> |
| Common Stock |  |  |  |  |  |  |  | 103801 | I | by Next Step Capital LLC<sup>(9)</sup> |
| Common Stock |  |  |  |  |  |  |  | 554940 | I | by Next Step Capital II, LLC<sup>(10)</sup> |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) Shares are held by MM CRUT, LLC.

(2) Reflects changes in form of ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest.

(3) Shares are held by Maurice Marciano Charitable Remainder Unitrust II.

(4) Shares are held by MM CRUT II, LLC.

(5) Shares are held by the Maurice Marciano Trust (2006 Restatement).

(6) Shares are held by CAROLEM Capital, LLC.

(7) Shares are held by Maurice Marciano Gift Trust FBO Caroline Marciano.

(8) Shares are held by Maurice Marciano 2020 Exempt Trust.

(9) Shares are held by Next Step Capital, LLC.

(10) Shares are held by Next Step Capital II, LLC.

**Signature:** Jason T. Miller (attorney-in-fact)  
**Date:** 2023-03-14

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**