# EDGAR Filing Document

**Accession Number:** 0000783412
**File Stem:** 0001437749-23-003626
**Filing Date:** 2023-2
**Character Count:** 5790
**Document Hash:** 98dda6d52b1cc2324341e782c3614754
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001437749-23-003626.hdr.sgml**: 20230216

**ACCESSION NUMBER**: 0001437749-23-003626

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20230215

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20230216

**DATE AS OF CHANGE**: 20230216

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DAILY JOURNAL CORP
- **CENTRAL INDEX KEY:** 0000783412
- **STANDARD INDUSTRIAL CLASSIFICATION:** NEWSPAPERS:  PUBLISHING OR PUBLISHING & PRINTING [2711]
- **IRS NUMBER:** 954133299
- **STATE OF INCORPORATION:** SC
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-14665
- **FILM NUMBER:** 23638424

**BUSINESS ADDRESS:**
- **STREET 1:** 915 EAST FIRST STREET
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90012
- **BUSINESS PHONE:** 2132295300

**MAIL ADDRESS:**
- **STREET 1:** 915 EAST FIRST STREET
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90012

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DAILY JOURNAL CO
- **DATE OF NAME CHANGE:** 19870427

djco20230216_8k.htm

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

**FORM **8-K**

**CURRENT REPORT PURSUANT**

**TO SECTION 13 OR 15(d) OF THE**

**SECURITIES EXCHANGE ACT OF 1934**

Date of report (Date of earliest event reported): **February 15, 2023**

**DAILY JOURNAL CORPORATION**

(Exact Name of Registrant as Specified in Its Charter)

**South Carolina**

(State or Other Jurisdiction of Incorporation)

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| | |
|:---|:---|
| **<u>0-14665</u>** | **<u>95-4133299</u>** |
| (Commission File Number) | (IRS Employer Identification No.) |
| **915 E. First Street**<br> **<u>Los Angeles</u><u>, **<u>CA</u>**</u>** | **<u>90012</u>** |
| (Address of Principal Executive Offices) | (Zip Code) |

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**<u>(**<u>213</u>**) **<u>229-5300</u>**</u>**

(Registrant's Telephone Number, Including Area Code)

**<u>Not applicable</u>**

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a -12)

☐ Pre -commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))

☐ Pre -commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Common Stock, par value $.01 per share | DJCO | The NASDAQ Stock Market |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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| | |
|:---|:---|
| **Item 5.07** | **Submission of Matters to a Vote of Security Holders** |

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On February 15, 2023, Daily Journal Corporation (the "Company") held its 2023 Annual Meeting of Shareholders. A total of 849,758 shares were represented in person or by valid proxy, and the final results for each proposal voted on at the meeting are set forth below:

<u>Election of Directors</u>. The Company's shareholders elected four directors to serve until the next annual meeting of shareholders and the election of their successors. The number of votes cast for each of the directors is set forth below. There were 236,554 broker non-votes.

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| | | | |
|:---|:---|:---|:---|
|  | For  | Against  | Abstain  |
| Charles T. Munger | 428,537  | 184,418  | 249  |
| Mary Conlin | 516,625  | 91,687  | 4,892  |
| John B. Frank | 573,419  | 34,671  | 5,114  |
| Steven Myhill-Jones | 543,229  | 64,801  | 5,174  |

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<u>Ratification of Independent Accountants</u>. The Company's shareholders ratified the appointment of Baker Tilley USA LLP as the Company's independent registered public accounting firm for the current fiscal year. The vote totals were 846,716 FOR and 1,097 AGAINST, with 1,945 ABSTENTIONS.

<u>Advisory Vote on the Company</u><u>'</u><u>s Executive Compensation</u>. The Company's shareholders voted in favor of a resolution approving the Company's executive compensation. The vote totals were 608,903 FOR and 1,296 AGAINST, with 3,005 ABSTENTIONS.

<u>Advisory Vote on the Frequency of an Advisory Vote on Executive Compensation</u>. The Company's shareholders voted in favor of holding the advisory vote on executive compensation once every three years. The vote totals were 185,735 for ONE YEAR, 4,281 for TWO YEARS, and 416,321 for THREE YEARS, with 6,867 ABSTENTIONS. In light of the results of this advisory vote, the Company has determined to hold the advisory vote on executive compensation once every three years.

**[SIGNATURE PAGE FOLLOWS]**

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| |
|:---|
| DAILY JOURNAL CORPORATION |
| By: <u>/s/ Steven Myhill-Jones</u> |
| Steven Myhill-Jones |
| Interim Chief Executive Officer |
| Dated: February 16, 2023 |

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