# EDGAR Filing Document

**Accession Number:** 0000034422
**File Stem:** 0000034422-26-000001
**Filing Date:** 2026-4
**Character Count:** 2688
**Document Hash:** 588ab229407b73ed2c9d090d6a996341
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000034422-26-000001.hdr.sgml**: 20260430

**ACCESSION NUMBER**: 0000034422-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260430

**DATE AS OF CHANGE**: 20260430

**EFFECTIVENESS DATE**: 20260430

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SOVEREIGN LEGACY SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0000034422

**ORGANIZATION NAME:**
- **EIN:** 111738990
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-00621
- **FILM NUMBER:** 26924676

**BUSINESS ADDRESS:**
- **STREET 1:** 100 GRAY FOX RUN
- **CITY:** PINEHURST
- **STATE:** NC
- **ZIP:** 28374
- **BUSINESS PHONE:** 910-692-8271

**MAIL ADDRESS:**
- **STREET 1:** P.O. BOX 2299
- **CITY:** SOUTHERN PINES
- **STATE:** NC
- **ZIP:** 28388

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FAMILY INCOME PLANNING, INC.
- **DATE OF NAME CHANGE:** 20110401

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SOVEREIGN LEGACY SECURITIES, INC.
- **DATE OF NAME CHANGE:** 20110324

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FAMILY INCOME PLANNING, INC.
- **DATE OF NAME CHANGE:** 20020807

### Attached PDF Documents

**Attachment 1:** `sovereign.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000034422

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** SOVEREIGN LEGACY SECURITIES, INC.

**Business Address:** 100 GRAY FOX RUN, PINEHURST, NC, 28374

**Contact Person:** Jacqueline M Westbrook

**Contact Phone:** 910-692-8271

### Independent Public Accountant Identification

**Accountant Name:** Rubio CPA

**Accountant Address:** 3500 Lenox Rd NE, Ste 1500, Atlanta, GA, 30326

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Jacqueline M Westbrook**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **SOVEREIGN LEGACY SECURITIES, INC.**, as of **12-31-2025**, are true and correct.

**Signature:** Jacqueline M Westbrook

**Title:** President