# EDGAR Filing Document

**Accession Number:** 0001911497
**File Stem:** 0001911497-23-000001
**Filing Date:** 2023-1
**Character Count:** 25350
**Document Hash:** 10b44d5f5c52f42f5646c89e89ff24a2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001911497-23-000001.hdr.sgml**: 20230131

**ACCESSION NUMBER**: 0001911497-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230131

**DATE AS OF CHANGE**: 20230131

**EFFECTIVENESS DATE**: 20230131

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Ulland Investment Advisors, LLC
- **CENTRAL INDEX KEY:** 0001911497
- **IRS NUMBER:** 411872266
- **STATE OF INCORPORATION:** MN
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22251
- **FILM NUMBER:** 23572329

**BUSINESS ADDRESS:**
- **STREET 1:** 80 SOUTH 8TH ST.
- **STREET 2:** 4550 IDS CENTER
- **CITY:** MINNEAPOLIS
- **STATE:** MN
- **ZIP:** 55402
- **BUSINESS PHONE:** 6123121400

**MAIL ADDRESS:**
- **STREET 1:** 80 SOUTH 8TH ST.
- **STREET 2:** 4550 IDS CENTER
- **CITY:** MINNEAPOLIS
- **STATE:** MN
- **ZIP:** 55402

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Ulland Investment Advisors LLC<br>**Address:** 80 SOUTH 8TH ST.<br>4550 IDS CENTER<br>MINNEAPOLIS, MN 55402

**Form 13F File Number:** 028-22251

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** James RG Skjong<br>**Title:** Director of Trading Compliance  Operations<br>**Phone:** 612.312.1406

**Signature, Place, and Date of Signing:**

James RG Skjong  Minneapolis, MN  01-31-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 222

**Form 13F Information Table Value Total:** $83687

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| Amazon.com Inc. | Stock | 023135106 |  | 2580 | 30720 | SH |  | SOLE | N/A | 30720 | 0 | 0 |
| Invesco QQQ Trust | ETF | 46090E103 |  | 4307 | 16175 | SH |  | SOLE | N/A | 16175 | 0 | 0 |
| Starbucks Corporation | Stock | 855244109 |  | 20 | 200 | SH |  | SOLE | N/A | 200 | 0 | 0 |
| Johnson  Johnson | Stock | 478160104 |  | 318 | 1799 | SH |  | SOLE | N/A | 1799 | 0 | 0 |
| Vanguard Total Stock Market ETF | ETF | 922908769 |  | 91 | 475 | SH |  | SOLE | N/A | 475 | 0 | 0 |
| Vanguard International High Dividend Yield ETF | ETF | 921946794 |  | 13 | 220 | SH |  | SOLE | N/A | 220 | 0 | 0 |
| Costco Wholesale Corporation | Stock | 22160K105 |  | 272 | 595 | SH |  | SOLE | N/A | 595 | 0 | 0 |
| Cleveland Cliffs Inc. | Stock | 185899101 |  | 516 | 32024 | SH |  | SOLE | N/A | 32024 | 0 | 0 |
| HCA Healthcare Inc. | Stock | 40412C101 |  | 112 | 467 | SH |  | SOLE | N/A | 467 | 0 | 0 |
| Goldman Sachs Group Inc. | Stock | 38141G104 |  | 69 | 200 | SH |  | SOLE | N/A | 200 | 0 | 0 |
| iShares MSCI KLD 400 Social ETF | ETF | 464288570 |  | 1024 | 14260 | SH |  | SOLE | N/A | 14260 | 0 | 0 |
| Royal Dutch Shell Plc | ADR | 780259305 |  | 17 | 300 | SH |  | SOLE | N/A | 300 | 0 | 0 |
| Boston Scientific Group | Stock | 101137107 |  | 833 | 18001 | SH |  | SOLE | N/A | 18001 | 0 | 0 |
| Procter  Gamble Corporation | Stock | 742718109 |  | 274 | 1805 | SH |  | SOLE | N/A | 1805 | 0 | 0 |
| The Coca-Cola Company | Stock | 191216100 |  | 4 | 60 | SH |  | SOLE | N/A | 60 | 0 | 0 |
| General Mills Inc. | Stock | 370334104 |  | 8 | 100 | SH |  | SOLE | N/A | 100 | 0 | 0 |
| Occidental Petroleum Corporation | Stock | 674599105 |  | 9 | 150 | SH |  | SOLE | N/A | 150 | 0 | 0 |
| Vanguard Real Estate ETF | ETF | 922908553 |  | 20 | 240 | SH |  | SOLE | N/A | 240 | 0 | 0 |
| iShares MSCI USA ESG Select ETF | ETF | 464288802 |  | 731 | 8880 | SH |  | SOLE | N/A | 8880 | 0 | 0 |
| Invesco DB Commodity Index Tracking Fund | ETF | 46138B103 |  | 49 | 2000 | SH |  | SOLE | N/A | 2000 | 0 | 0 |
| Intel Corporation | Stock | 458140100 |  | 8 | 298 | SH |  | SOLE | N/A | 298 | 0 | 0 |
| Medtronic Plc | Stock | G5960L103 |  | 23 | 300 | SH |  | SOLE | N/A | 300 | 0 | 0 |
| Netflix Inc. | Stock | 64110L106 |  | 1 | 2 | SH |  | SOLE | N/A | 2 | 0 | 0 |
| Advance Auto Parts Inc. | Stock | 00751Y106 |  | 279 | 1900 | SH |  | SOLE | N/A | 1900 | 0 | 0 |
| Wells Fargo Capital 7.50 | Convertible Preferred | 949746804 |  | 187 | 158 | SH |  | SOLE | N/A | 158 | 0 | 0 |
| Merck  Co. Inc. | Stock | 58933Y105 |  | 109 | 983 | SH |  | SOLE | N/A | 983 | 0 | 0 |
| SPDR S 500 ETF | ETF | 78462F103 |  | 1159 | 3031 | SH |  | SOLE | N/A | 3031 | 0 | 0 |
| Mastercard Incorporated | Stock | 57636Q104 |  | 29 | 82 | SH |  | SOLE | N/A | 82 | 0 | 0 |
| Emerson Electric Company | Stock | 291011104 |  | 20 | 205 | SH |  | SOLE | N/A | 205 | 0 | 0 |
| VanEck Vectors Gaming ETF | ETF | 92189F882 |  | 34 | 870 | SH |  | SOLE | N/A | 870 | 0 | 0 |
| J.M. Smucker Company | Stock | 832696405 |  | 37 | 235 | SH |  | SOLE | N/A | 234 | 0 | 0 |
| Goldman Sachs JUST U.S. Large Cap Equity ETF | ETF | 381430396 |  | 786 | 14220 | SH |  | SOLE | N/A | 14220 | 0 | 0 |
| Edwards Life Sciences | Stock | 28176E108 |  | 58 | 780 | SH |  | SOLE | N/A | 780 | 0 | 0 |
| Chubb Limited | Stock | H1467J104 |  | 8 | 35 | SH |  | SOLE | N/A | 35 | 0 | 0 |
| Vanguard FTSE All-World Ex-US Small-Cap Index ETF | ETF | 922042718 |  | 13 | 125 | SH |  | SOLE | N/A | 125 | 0 | 0 |
| Snap-on Incorporated | Stock | 833034101 |  | 23 | 100 | SH |  | SOLE | N/A | 100 | 0 | 0 |
| Pepsico Inc. | Stock | 713448108 |  | 77 | 428 | SH |  | SOLE | N/A | 428 | 0 | 0 |
| Honeywell International Inc. | Stock | 438516106 |  | 281 | 1312 | SH |  | SOLE | N/A | 1312 | 0 | 0 |
| Trane Technologies Plc | Stock | G8994E103 |  | 134 | 800 | SH |  | SOLE | N/A | 800 | 0 | 0 |
| Ford Motor Company | Stock | 345370860 |  | 7 | 577 | SH |  | SOLE | N/A | 577 | 0 | 0 |
| Ingersoll Rand Inc. | Stock | 45687V106 |  | 37 | 705 | SH |  | SOLE | N/A | 705 | 0 | 0 |
| U.S. Bancorp | Stock | 902973304 |  | 74 | 1692 | SH |  | SOLE | N/A | 1692 | 0 | 0 |
| Xcel Energy Inc. | Stock | 98389B100 |  | 47 | 670 | SH |  | SOLE | N/A | 670 | 0 | 0 |
| BP Plc | ADR | 055622104 |  | 20 | 575 | SH |  | SOLE | N/A | 575 | 0 | 0 |
| The Home Depot Inc. | Stock | 437076102 |  | 49 | 154 | SH |  | SOLE | N/A | 154 | 0 | 0 |
| DuPont de Nemours Inc. | Stock | 26614N102 |  | 15 | 225 | SH |  | SOLE | N/A | 225 | 0 | 0 |
| Health Care Select Sector SPDR Fund | ETF | 81369Y209 |  | 238 | 1750 | SH |  | SOLE | N/A | 1750 | 0 | 0 |
| Black Knight Inc. | Stock | 09215C105 |  | 6 | 95 | SH |  | SOLE | N/A | 95 | 0 | 0 |
| Becton Dickinson and Company | Stock | 075887109 |  | 280 | 1100 | SH |  | SOLE | N/A | 1100 | 0 | 0 |
| Schwab U.S. Small Cap ETF | ETF | 808524607 |  | 32 | 800 | SH |  | SOLE | N/A | 800 | 0 | 0 |
| Laboratory Corporation of America Holdings | Stock | 50540R409 |  | 841 | 3570 | SH |  | SOLE | N/A | 3570 | 0 | 0 |
| Schwab U.S. Large Cap ETF | ETF | 808524201 |  | 1227 | 27176 | SH |  | SOLE | N/A | 27176 | 0 | 0 |
| Berkshire Hathaway Inc. | Stock | 084670702 |  | 583 | 1888 | SH |  | SOLE | N/A | 1888 | 0 | 0 |
| Amplify Transformational Data Sharing ETF | ETF | 032108607 |  | 2 | 150 | SH |  | SOLE | N/A | 150 | 0 | 0 |
| Adobe Systems Inc. | Stock | 00724F101 |  | 17 | 50 | SH |  | SOLE | N/A | 50 | 0 | 0 |
| Exelon Corporation | Stock | 30161N101 |  | 9 | 200 | SH |  | SOLE | N/A | 200 | 0 | 0 |
| Alphabet Inc. | Stock | 02079K305 |  | 2317 | 26260 | SH |  | SOLE | N/A | 26260 | 0 | 0 |
| The Progressive Corporation | Stock | 743315103 |  | 69 | 530 | SH |  | SOLE | N/A | 530 | 0 | 0 |
| Eastman Chemical Company | Stock | 277432100 |  | 20 | 250 | SH |  | SOLE | N/A | 250 | 0 | 0 |
| Intuit Inc. | Stock | 461202103 |  | 450 | 1155 | SH |  | SOLE | N/A | 1155 | 0 | 0 |
| Generac Holdings Inc. | Stock | 368736104 |  | 102 | 1017 | SH |  | SOLE | N/A | 1017 | 0 | 0 |
| Microsoft Corporation | Stock | 594918104 |  | 460 | 1919 | SH |  | SOLE | N/A | 1919 | 0 | 0 |
| GameStop Corporation | Stock | 36467W109 |  | 0 | 16 | SH |  | SOLE | N/A | 16 | 0 | 0 |
| CVS Health Corporation | Stock | 126650100 |  | 9 | 101 | SH |  | SOLE | N/A | 101 | 0 | 0 |
| Autolus Therapeutics | ADR | 05280R100 |  | 2 | 1000 | SH |  | SOLE | N/A | 1000 | 0 | 0 |
| Garmin Ltd. | Stock | H2906T109 |  | 1 | 13 | SH |  | SOLE | N/A | 13 | 0 | 0 |
| NIO Inc. | ADR | 62914V106 |  | 0 | 10 | SH |  | SOLE | N/A | 10 | 0 | 0 |
| Berkshire Hathaway Inc. | Stock | 084670108 |  | 1875 | 4 | SH |  | SOLE | N/A | 4 | 0 | 0 |
| ALPS Clean Energy ETF | ETF | 00162Q460 |  | 478 | 10505 | SH |  | SOLE | N/A | 10505 | 0 | 0 |
| Boeing Company | Stock | 097023105 |  | 18 | 96 | SH |  | SOLE | N/A | 96 | 0 | 0 |
| Vanguard Small Cap ETF | ETF | 922908751 |  | 71 | 385 | SH |  | SOLE | N/A | 385 | 0 | 0 |
| NextEra Energy Inc. | Stock | 65339F101 |  | 33 | 394 | SH |  | SOLE | N/A | 393 | 0 | 0 |
| Nike Inc. | Stock | 654106103 |  | 5 | 43 | SH |  | SOLE | N/A | 43 | 0 | 0 |
| Tesla Motors Inc. | Stock | 88160R101 |  | 54 | 442 | SH |  | SOLE | N/A | 442 | 0 | 0 |
| Gol Linhas Aereas Inteligentes S.A. | ADR | 38045R206 |  | 3 | 1150 | SH |  | SOLE | N/A | 1150 | 0 | 0 |
| Financial Select Sector SPDR Fund | ETF | 81369Y605 |  | 2 | 50 | SH |  | SOLE | N/A | 50 | 0 | 0 |
| Norfolk Southern Corporation | Stock | 655844108 |  | 74 | 300 | SH |  | SOLE | N/A | 300 | 0 | 0 |
| Dell Technologies Inc. | Stock | 24703L202 |  | 9 | 228 | SH |  | SOLE | N/A | 228 | 0 | 0 |
| Walgreens Boots Alliance Inc. | Stock | 931427108 |  | 11 | 300 | SH |  | SOLE | N/A | 300 | 0 | 0 |
| CenterPoint Energy Inc. | Stock | 15189T107 |  | 57 | 1900 | SH |  | SOLE | N/A | 1900 | 0 | 0 |
| Dow Inc. | Stock | 260557103 |  | 11 | 225 | SH |  | SOLE | N/A | 225 | 0 | 0 |
| Vanguard S 500 ETF | ETF | 922908363 |  | 375 | 1067 | SH |  | SOLE | N/A | 1067 | 0 | 0 |
| Beyond Meat Inc. | Stock | 08862E109 |  | 0 | 8 | SH |  | SOLE | N/A | 8 | 0 | 0 |
| The RealReal Inc. | Stock | 88339P101 |  | 0 | 172 | SH |  | SOLE | N/A | 172 | 0 | 0 |
| SPDR S 600 Small Cap Growth ETF | ETF | 78464A201 |  | 22 | 300 | SH |  | SOLE | N/A | 300 | 0 | 0 |
| Eli Lilly and Company | Stock | 532457108 |  | 73 | 200 | SH |  | SOLE | N/A | 200 | 0 | 0 |
| Air Products  Chemicals Inc. | Stock | 009158106 |  | 23 | 75 | SH |  | SOLE | N/A | 75 | 0 | 0 |
| Schwab U.S. Mid-Cap ETF | ETF | 808524508 |  | 2479 | 37787 | SH |  | SOLE | N/A | 37787 | 0 | 0 |
| Global X Cybersecurity | ETF | 37954Y384 |  | 35 | 1666 | SH |  | SOLE | N/A | 1666 | 0 | 0 |
| iShares Russell 2000 ETF | ETF | 464287655 |  | 9 | 50 | SH |  | SOLE | N/A | 50 | 0 | 0 |
| Fidelity National Information Services Inc. | Stock | 31620M106 |  | 691 | 10177 | SH |  | SOLE | N/A | 10177 | 0 | 0 |
| Repligen Corporation | Stock | 759916109 |  | 7 | 41 | SH |  | SOLE | N/A | 41 | 0 | 0 |
| Duke Energy Corporation | Stock | 26441C204 |  | 18 | 172 | SH |  | SOLE | N/A | 172 | 0 | 0 |
| Carrier Global Corporation | Stock | 14448C104 |  | 88 | 2144 | SH |  | SOLE | N/A | 2144 | 0 | 0 |
| APi Group Corporation | Stock | 00187Y100 |  | 19 | 1000 | SH |  | SOLE | N/A | 1000 | 0 | 0 |
| Sony Group Corporation | ADR | 835699307 |  | 0 | 2 | SH |  | SOLE | N/A | 2 | 0 | 0 |
| American Electric Power Company Inc. | Stock | 025537101 |  | 6 | 64 | SH |  | SOLE | N/A | 63 | 0 | 0 |
| Entergy Corporation | Stock | 29364G103 |  | 23 | 200 | SH |  | SOLE | N/A | 200 | 0 | 0 |
| KraneShares Global Carbon ETF | ETF | 500767678 |  | 605 | 16595 | SH |  | SOLE | N/A | 16595 | 0 | 0 |
| Marathon Petroleum Corporation | Stock | 56585A102 |  | 10 | 90 | SH |  | SOLE | N/A | 90 | 0 | 0 |
| Invesco Dynamic Semiconductors ETF | ETF | 46137V647 |  | 96 | 960 | SH |  | SOLE | N/A | 960 | 0 | 0 |
| AdvisorShares Pure US Cannabis ETF | ETF | 00768Y453 |  | 140 | 20100 | SH |  | SOLE | N/A | 20100 | 0 | 0 |
| Stem Inc. | Stock | 85859N102 |  | 1217 | 136140 | SH |  | SOLE | N/A | 136140 | 0 | 0 |
| Viatris Inc. | Stock | 92556V106 |  | 0 | 8 | SH |  | SOLE | N/A | 8 | 0 | 0 |
| Schwab US Dividend ETF | ETF | 808524797 |  | 258 | 3415 | SH |  | SOLE | N/A | 3415 | 0 | 0 |
| Gemini Therapeutics Inc. | Stock | 36870G105 |  | 0 | 0 | SH |  | SOLE | N/A | 0 | 0 | 0 |
| Chesapeake Energy Corporation | Stock | 165167735 |  | 3642 | 38598 | SH |  | SOLE | N/A | 38598 | 0 | 0 |
| Coinbase Global Inc. | Stock | 19260Q107 |  | 1 | 30 | SH |  | SOLE | N/A | 30 | 0 | 0 |
| Electronic Arts Inc. | Stock | 285512109 |  | 664 | 5433 | SH |  | SOLE | N/A | 5433 | 0 | 0 |
| Organon  Company | Stock | 68622V106 |  | 2 | 72 | SH |  | SOLE | N/A | 72 | 0 | 0 |
| Visa Inc. | Stock | 92826C839 |  | 3067 | 14764 | SH |  | SOLE | N/A | 14764 | 0 | 0 |
| Cellebrite Warrants (Exp. 8/30/26) | Stock | M2197Q115 |  | 0 | 16 | SH |  | SOLE | N/A | 16 | 0 | 0 |
| SVB Financial Group | Stock | 78486Q101 |  | 31 | 134 | SH |  | SOLE | N/A | 134 | 0 | 0 |
| KraneShares European Carbon ETF | ETF | 500767561 |  | 61 | 2000 | SH |  | SOLE | N/A | 2000 | 0 | 0 |
| ProShares Bitcoin Strategy ETF | ETF | 74347G440 |  | 5 | 500 | SH |  | SOLE | N/A | 500 | 0 | 0 |
| Algoma Steel Group Inc. | Stock | 015658107 |  | 39 | 6150 | SH |  | SOLE | N/A | 6150 | 0 | 0 |
| Vanguard Growth ETF | ETF | 922908736 |  | 18 | 85 | SH |  | SOLE | N/A | 85 | 0 | 0 |
| Rivian Automotive Inc. | Stock | 76954A103 |  | 1 | 36 | SH |  | SOLE | N/A | 36 | 0 | 0 |
| ADS-TEC Energy PLC Warrants (Exp. 12/22/26) | Stock | G0085J109 |  | 1 | 3109 | SH |  | SOLE | N/A | 3109 | 0 | 0 |
| Constellation Energy Corporation | Stock | 21037T109 |  | 6 | 66 | SH |  | SOLE | N/A | 66 | 0 | 0 |
| Meta Platforms Inc. | Stock | 30303M102 |  | 1811 | 15047 | SH |  | SOLE | N/A | 15047 | 0 | 0 |
| ASML Holding N.V. | ADR | N07059210 |  | 2 | 3 | SH |  | SOLE | N/A | 3 | 0 | 0 |
| Vanguard Materials ETF | ETF | 92204A801 |  | 3 | 15 | SH |  | SOLE | N/A | 15 | 0 | 0 |
| Embecta Corporation | Stock | 29082K105 |  | 6 | 220 | SH |  | SOLE | N/A | 220 | 0 | 0 |
| Warner Bros. Discovery Inc. | Stock | 934423104 |  | 5 | 487 | SH |  | SOLE | N/A | 487 | 0 | 0 |
| EyePoint Pharmaceuticals Inc. | Stock | 30233G209 |  | 2 | 500 | SH |  | SOLE | N/A | 500 | 0 | 0 |
| Horizon Kinetics Inflation Beneficiaries ETF | ETF | 53656F623 |  | 42 | 1350 | SH |  | SOLE | N/A | 1350 | 0 | 0 |
| Appreciate Holdings Inc. Warrants (Exp. 11/29/2027) | Stock | 03832J114 |  | 0 | 500 | SH |  | SOLE | N/A | 500 | 0 | 0 |
| Kinder Morgan Inc. | Stock | 49456B101 |  | 22 | 1200 | SH |  | SOLE | N/A | 1200 | 0 | 0 |
| Accenture PLC | Stock | G1151C101 |  | 11 | 40 | SH |  | SOLE | N/A | 40 | 0 | 0 |
| Disc Medicine Inc. | Stock | 254604101 |  | 1 | 34 | SH |  | SOLE | N/A | 34 | 0 | 0 |
| Enbridge Inc. | Stock | 29250N105 |  | 12 | 295 | SH |  | SOLE | N/A | 295 | 0 | 0 |
| NVidia Corporation | Stock | 67066G104 |  | 8 | 53 | SH |  | SOLE | N/A | 53 | 0 | 0 |
| Mosaic Company | Stock | 61945C103 |  | 8 | 185 | SH |  | SOLE | N/A | 185 | 0 | 0 |
| Wheaton Precious Metals Corporation | Stock | 962879102 |  | 18 | 470 | SH |  | SOLE | N/A | 470 | 0 | 0 |
| AbbVie Inc. | Stock | 00287Y109 |  | 24 | 150 | SH |  | SOLE | N/A | 150 | 0 | 0 |
| Range Resources Corporation | Stock | 75281A109 |  | 2097 | 83810 | SH |  | SOLE | N/A | 83810 | 0 | 0 |
| Polaris Inc. | Stock | 731068102 |  | 1 | 13 | SH |  | SOLE | N/A | 13 | 0 | 0 |
| Stryker Corporation | Stock | 863667101 |  | 78 | 320 | SH |  | SOLE | N/A | 320 | 0 | 0 |
| Fastenal Corporation | Stock | 311900104 |  | 5 | 114 | SH |  | SOLE | N/A | 114 | 0 | 0 |
| Resmed Inc. | Stock | 761152107 |  | 5 | 25 | SH |  | SOLE | N/A | 25 | 0 | 0 |
| Intuitive Surgical Inc. | Stock | 46120E602 |  | 227 | 856 | SH |  | SOLE | N/A | 856 | 0 | 0 |
| Intercontinental Exchange Inc. | Stock | 45866F104 |  | 1161 | 11318 | SH |  | SOLE | N/A | 11318 | 0 | 0 |
| Cisco Systems Inc. | Stock | 17275R102 |  | 21 | 450 | SH |  | SOLE | N/A | 450 | 0 | 0 |
| iShares Russell Mid-Cap ETF | ETF | 464287499 |  | 223 | 3300 | SH |  | SOLE | N/A | 3300 | 0 | 0 |
| SPDR SSGA US Large Cap Low Volatility ETF | ETF | 78468R804 |  | 225 | 1658 | SH |  | SOLE | N/A | 1658 | 0 | 0 |
| Invesco DWA Healthcare Momentum ETF | ETF | 46137V852 |  | 1638 | 13317 | SH |  | SOLE | N/A | 13317 | 0 | 0 |
| CDW Corporation | Stock | 12514G108 |  | 11 | 63 | SH |  | SOLE | N/A | 63 | 0 | 0 |
| AT Inc. | Stock | 00206R102 |  | 37 | 2017 | SH |  | SOLE | N/A | 2017 | 0 | 0 |
| Vanguard Financials ETF | ETF | 92204A405 |  | 65 | 785 | SH |  | SOLE | N/A | 785 | 0 | 0 |
| Energy Select Sector SPDR Fund | ETF | 81369Y506 |  | 1169 | 13360 | SH |  | SOLE | N/A | 13360 | 0 | 0 |
| General Electric Company | Stock | 369604301 |  | 1 | 13 | SH |  | SOLE | N/A | 13 | 0 | 0 |
| iShares U.S. Telecommunications ETF | ETF | 464287713 |  | 42 | 1890 | SH |  | SOLE | N/A | 1890 | 0 | 0 |
| Industrial Select Sector SPDR Fund | ETF | 81369Y704 |  | 42 | 425 | SH |  | SOLE | N/A | 425 | 0 | 0 |
| Schwab Fundamental Emerging Markets Large Company Index ETF | ETF | 808524730 |  | 0 | 6 | SH |  | SOLE | N/A | 5 | 0 | 0 |
| iShares Expanded Tech-Software Sector ETF | ETF | 464287515 |  | 51 | 200 | SH |  | SOLE | N/A | 200 | 0 | 0 |
| Charter Communications Inc. | Stock | 16119P108 |  | 8 | 25 | SH |  | SOLE | N/A | 25 | 0 | 0 |
| Allegion Plc | Stock | G0176J109 |  | 28 | 266 | SH |  | SOLE | N/A | 266 | 0 | 0 |
| AMC Entertainment Holdings Inc. | Stock | 00165C104 |  | 0 | 2 | SH |  | SOLE | N/A | 2 | 0 | 0 |
| Wells Fargo  Company | Stock | 949746101 |  | 59 | 1435 | SH |  | SOLE | N/A | 1435 | 0 | 0 |
| VMware Inc. | Stock | 928563402 |  | 12 | 99 | SH |  | SOLE | N/A | 99 | 0 | 0 |
| Ecolab Inc. | Stock | 278865100 |  | 314 | 2159 | SH |  | SOLE | N/A | 2159 | 0 | 0 |
| Salesforce.com Inc. | Stock | 79466L302 |  | 1 | 6 | SH |  | SOLE | N/A | 6 | 0 | 0 |
| Thermo Fisher Scientific Inc. | Stock | 883556102 |  | 17 | 30 | SH |  | SOLE | N/A | 30 | 0 | 0 |
| JP Morgan Chase  Co. | Stock | 46625H100 |  | 47 | 350 | SH |  | SOLE | N/A | 350 | 0 | 0 |
| Chevron Corporation | Stock | 166764100 |  | 129 | 718 | SH |  | SOLE | N/A | 718 | 0 | 0 |
| Albemarle Corporation | Stock | 012653101 |  | 9 | 43 | SH |  | SOLE | N/A | 43 | 0 | 0 |
| ConocoPhillips | Stock | 20825C104 |  | 5 | 40 | SH |  | SOLE | N/A | 40 | 0 | 0 |
| Vanguard FTSE Developed Markets ETF | ETF | 921943858 |  | 13 | 320 | SH |  | SOLE | N/A | 320 | 0 | 0 |
| SPDR S Bank ETF | ETF | 78464A797 |  | 6 | 124 | SH |  | SOLE | N/A | 124 | 0 | 0 |
| Bank of America Corporatoin | Stock | 060505104 |  | 1 | 20 | SH |  | SOLE | N/A | 20 | 0 | 0 |
| Walmart Inc. | Stock | 931142103 |  | 28 | 195 | SH |  | SOLE | N/A | 195 | 0 | 0 |
| Oracle Corporation | Stock | 68389X105 |  | 33 | 404 | SH |  | SOLE | N/A | 404 | 0 | 0 |
| Raytheon Technologies | Stock | 75513E101 |  | 216 | 2144 | SH |  | SOLE | N/A | 2144 | 0 | 0 |
| Vanguard FTSE Emerging Markets ETF | ETF | 922042858 |  | 14 | 370 | SH |  | SOLE | N/A | 370 | 0 | 0 |
| Target Corporation | Stock | 87612E106 |  | 127 | 850 | SH |  | SOLE | N/A | 850 | 0 | 0 |
| Vanguard High Dividend Yield ETF | ETF | 921946406 |  | 22 | 205 | SH |  | SOLE | N/A | 205 | 0 | 0 |
| Pfizer Inc. | Stock | 717081103 |  | 897 | 17505 | SH |  | SOLE | N/A | 17505 | 0 | 0 |
| Morgan Stanley | Stock | 617446448 |  | 108 | 1275 | SH |  | SOLE | N/A | 1275 | 0 | 0 |
| 3M Company | Stock | 88579Y101 |  | 269 | 2239 | SH |  | SOLE | N/A | 2239 | 0 | 0 |
| Caterpillar Inc. | Stock | 149123101 |  | 171 | 715 | SH |  | SOLE | N/A | 715 | 0 | 0 |
| Alphabet Inc. | Stock | 02079K107 |  | 4554 | 51325 | SH |  | SOLE | N/A | 51325 | 0 | 0 |
| Best Buy Co. Inc. | Stock | 086516101 |  | 12 | 150 | SH |  | SOLE | N/A | 150 | 0 | 0 |
| Amgen Inc. | Stock | 031162100 |  | 53 | 200 | SH |  | SOLE | N/A | 200 | 0 | 0 |
| Otis Worldwide Corporation | Stock | 68902V107 |  | 84 | 1071 | SH |  | SOLE | N/A | 1071 | 0 | 0 |
| Vanguard Utilities ETF | ETF | 92204A876 |  | 86 | 563 | SH |  | SOLE | N/A | 563 | 0 | 0 |
| Invesco S 500 Pure Value ETF | ETF | 46137V258 |  | 4 | 51 | SH |  | SOLE | N/A | 51 | 0 | 0 |
| Digi International Inc. | Stock | 253798102 |  | 145 | 3970 | SH |  | SOLE | N/A | 3970 | 0 | 0 |
| iShares Core S U.S. Growth ETF | ETF | 464287671 |  | 1787 | 21923 | SH |  | SOLE | N/A | 21923 | 0 | 0 |
| SPDR S Oil  Gas Exploration  Production ETF | ETF | 78468R556 |  | 120 | 885 | SH |  | SOLE | N/A | 885 | 0 | 0 |
| MercadoLibre Inc. | Stock | 58733R102 |  | 5 | 6 | SH |  | SOLE | N/A | 6 | 0 | 0 |
| Gabelli Global Small  Mid Cap | CEF | 36249W104 |  | 0 | 20 | SH |  | SOLE | N/A | 20 | 0 | 0 |
| Barings Corporate Investors | CEF | 06759X107 |  | 16 | 1165 | SH |  | SOLE | N/A | 1164 | 0 | 0 |
| Ocular Therapeutix Inc. | Stock | 67576A100 |  | 1 | 250 | SH |  | SOLE | N/A | 250 | 0 | 0 |
| Callon Petroleum Company | Stock | 13123X508 |  | 4 | 98 | SH |  | SOLE | N/A | 98 | 0 | 0 |
| Axon Enterprise Inc. | Stock | 05464C101 |  | 3895 | 23474 | SH |  | SOLE | N/A | 23474 | 0 | 0 |
| iShares S Small Cap 600 Value ETF | ETF | 464287879 |  | 23 | 250 | SH |  | SOLE | N/A | 250 | 0 | 0 |
| Alibaba Group Holding Limited | ADR | 01609W102 |  | 25 | 285 | SH |  | SOLE | N/A | 285 | 0 | 0 |
| American States Water Company | Stock | 029899101 |  | 3 | 31 | SH |  | SOLE | N/A | 31 | 0 | 0 |
| Essential Utilities Inc. | Stock | 29670G102 |  | 1 | 30 | SH |  | SOLE | N/A | 30 | 0 | 0 |
| Euronet Worldwide Inc. | Stock | 298736109 |  | 1878 | 19903 | SH |  | SOLE | N/A | 19903 | 0 | 0 |
| Bank of America 7.25 | Convertible Preferred | 060505682 |  | 184 | 159 | SH |  | SOLE | N/A | 159 | 0 | 0 |
| SPDR MSCI ACWI Low Carbon Target ETF | ETF | 78463X194 |  | 485 | 18520 | SH |  | SOLE | N/A | 18520 | 0 | 0 |
| Philip Morris International Inc. | Stock | 718172109 |  | 164 | 1622 | SH |  | SOLE | N/A | 1622 | 0 | 0 |
| Skyline Champion Corporation | Stock | 830830105 |  | 3215 | 62420 | SH |  | SOLE | N/A | 62420 | 0 | 0 |
| Vicor Corporation | Stock | 925815102 |  | 21 | 386 | SH |  | SOLE | N/A | 386 | 0 | 0 |
| Bristol Myers Squibb Company | Stock | 110122108 |  | 31 | 435 | SH |  | SOLE | N/A | 435 | 0 | 0 |
| Altria Group Inc. | Stock | 02209S103 |  | 42 | 912 | SH |  | SOLE | N/A | 912 | 0 | 0 |
| American Water Works Company Inc. | Stock | 030420103 |  | 5 | 35 | SH |  | SOLE | N/A | 35 | 0 | 0 |
| Exxon Mobil Corporation | Stock | 30231G102 |  | 47 | 428 | SH |  | SOLE | N/A | 428 | 0 | 0 |
| UnitedHealth Group Inc. | Stock | 91324P102 |  | 7232 | 13641 | SH |  | SOLE | N/A | 13641 | 0 | 0 |
| Lowe's Companies Inc. | Stock | 548661107 |  | 3016 | 15136 | SH |  | SOLE | N/A | 15136 | 0 | 0 |
| Devon Energy Corporation | Stock | 25179M103 |  | 1789 | 29079 | SH |  | SOLE | N/A | 29079 | 0 | 0 |
| PayPal Holdings Inc. | Stock | 70450Y103 |  | 28 | 400 | SH |  | SOLE | N/A | 400 | 0 | 0 |
| Charles Schwab Corporation | Stock | 808513105 |  | 7 | 82 | SH |  | SOLE | N/A | 82 | 0 | 0 |
| Barings Participation Investors | CEF | 06761A103 |  | 27 | 2209 | SH |  | SOLE | N/A | 2208 | 0 | 0 |
| iShares Global Clean Energy | ETF | 464288224 |  | 232 | 11702 | SH |  | SOLE | N/A | 11702 | 0 | 0 |
| Invesco Optimum Yield Diversified Commodity Strategy ETF | ETF | 46090F100 |  | 59 | 4000 | SH |  | SOLE | N/A | 4000 | 0 | 0 |
| Apple Inc. | Stock | 037833100 |  | 4774 | 36742 | SH |  | SOLE | N/A | 36741 | 0 | 0 |
| WEC Energy Group Inc. | Stock | 92939U106 |  | 31 | 331 | SH |  | SOLE | N/A | 331 | 0 | 0 |
| The Walt Disney Company | Stock | 254687106 |  | 72 | 832 | SH |  | SOLE | N/A | 832 | 0 | 0 |
| Booking Holdings Inc. | Stock | 09857L108 |  | 42 | 21 | SH |  | SOLE | N/A | 21 | 0 | 0 |

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