# EDGAR Filing Document

**Accession Number:** 0000879911
**File Stem:** 0001213900-23-008922
**Filing Date:** 2023-2
**Character Count:** 4935
**Document Hash:** b95c3044fb4b541d11cdd644092e34ba
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001213900-23-008922.hdr.sgml**: 20230207

**ACCESSION NUMBER**: 0001213900-23-008922

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20230201

**ITEM INFORMATION**: Other Events

**FILED AS OF DATE**: 20230207

**DATE AS OF CHANGE**: 20230207

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** APPLIED ENERGETICS, INC.
- **CENTRAL INDEX KEY:** 0000879911
- **STANDARD INDUSTRIAL CLASSIFICATION:** SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
- **IRS NUMBER:** 770262908
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-14015
- **FILM NUMBER:** 23594721

**BUSINESS ADDRESS:**
- **STREET 1:** 9070 S. RITA ROAD
- **STREET 2:** SUITE 1500
- **CITY:** TUCSON
- **STATE:** AZ
- **ZIP:** 85747
- **BUSINESS PHONE:** 520-628-7415

**MAIL ADDRESS:**
- **STREET 1:** 9070 S. RITA ROAD
- **STREET 2:** SUITE 1500
- **CITY:** TUCSON
- **STATE:** AZ
- **ZIP:** 85747

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IONATRON, INC.
- **DATE OF NAME CHANGE:** 20040429

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** US HOME & GARDEN INC
- **DATE OF NAME CHANGE:** 19950714

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NATURAL EARTH TECHNOLOGIES INC
- **DATE OF NAME CHANGE:** 19930328

?xml version="1.0" encoding="utf-8"?

**UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549**

**FORM 8-K**

**CURRENT REPORT PURSUANT**

**TO SECTION 13 OR 15(D) OF THE**

**SECURITIES EXCHANGE ACT OF 1934**

Date of report (Date of earliest event reported) <u>**February 1, 2023**</u>

**APPLIED ENERGETICS, INC.**

(Exact Name of Registrant as Specified in Its Charter)

**Delaware**

(State or Other Jurisdiction of Incorporation)

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| | |
|:---|:---|
| **001-14015** | **77-0262908** |
| (Commission File Number) | (IRS Employer Identification No.) |

---

---

| | |
|:---|:---|
| **9070 S Rita Road, Suite 1500, Tucson, AZ** | **85747** |
| (Address of Principal Executive Offices) | (Zip Code) |

---

**(520) 628-7415**

(Registrant's Telephone Number, Including Area Code)

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (*see* General Instruction A.2. below):

☐&nbsp;&nbsp;&nbsp;&nbsp; Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐&nbsp;&nbsp;&nbsp;&nbsp; Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐&nbsp;&nbsp;&nbsp;&nbsp; Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐&nbsp;&nbsp;&nbsp;&nbsp; Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company: ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading Symbol(s)** | **Name of each exchange on which registered** |
| Common Stock, par value, $.001 | AERG | OTCQB |

---

**Item 8.01 – Other Event.**

Effective February 1, 2023, Applied Energetics, Inc. has hired Kevin Gunde on a part-time basis to serve as the company's Senior Growth and Product Development Advisor. The company and Mr. Gunde entered into an Employment Agreement which calls for hourly rate cash compensation for a minimum of 20 hours of service per week as well as options to purchase up to 312,500 shares of the company's common stock, par value $0.001 per share. The options vest immediately with respect to 12,500, in one year with respect to 75,000 shares, in two years with respect to an additional 75,000 shares and in three years with respect to the remaining 150,000 shares. Mr. Gunde will no longer serve on the company's Board of Advisors and has forfeited options previously granted as consideration for such service.

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

---

| | |
|:---|:---|
| **APPLIED ENERGETICS, INC.** | **APPLIED ENERGETICS, INC.** |
| By: | /s/ Gregory J. Quarles, |
|  | Gregory J. Quarles,<br>President and Chief Executive Officer |

---

**Date**: February 7, 2023