# EDGAR Filing Document

**Accession Number:** 0000919160
**File Stem:** 0001398344-26-009910
**Filing Date:** 2026-5
**Character Count:** 14937
**Document Hash:** 2f385afb58c5c25580f1c3b10afb90a4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-26-009910.hdr.sgml**: 20260528

**ACCESSION NUMBER**: 0001398344-26-009910

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260528

**DATE AS OF CHANGE**: 20260528

**PERIOD START**: 20261231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GUINNESS ATKINSON FUNDS
- **CENTRAL INDEX KEY:** 0000919160

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-08360
- **FILM NUMBER:** 261032756

**BUSINESS ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101
- **BUSINESS PHONE:** 626-914-1041

**MAIL ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INVESTEC FUNDS
- **DATE OF NAME CHANGE:** 20000927

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS
- **DATE OF NAME CHANGE:** 19970506

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS INC
- **DATE OF NAME CHANGE:** 19940217

## Series and Classes Contracts Data

### Guinness Atkinson International Dividend Builder ETF (Series ID: S000097909)

| Class ID   | Class Name                                           | Ticker Symbol   |
|:---|:---|:---|
| C000267420 | Guinness Atkinson International Dividend Builder ETF | GAID            |

## Nport-Ex

**Guinness Atkinson International Dividend Builder ETF**

**Schedule of Investments**

**at March 31, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Common Stocks: 99.7%** | **Value** |
|  | **Australia: 6.1%** |  |
| 108 | CSL Ltd. | $10490 |
| 203 | JB Hi-Fi Ltd. | 10143 |
|  |  | 20633 |
|  | **Britain: 19.5%** |  |
| 296 | Admiral Group PLC | 12341 |
| 203 | Intertek Group PLC | 9802 |
| 69 | Next PLC | 11576 |
| 148 | Reckitt Benckiser Group PLC | 9967 |
| 350 | Relx PLC | 11470 |
| 189 | Unilever PLC | 10504 |
|  |  | 65660 |
|  | **Canada: 4.0%** |  |
| 236 | Alimentation Couche-Tard Inc. | 13377 |
|  | **China: 2.8%** |  |
| 3600 | Haier Smart Home Co. Ltd. | 9513 |
|  | **Denmark: 2.8%** |  |
| 258 | Novo Nordisk A/S | 9214 |
|  | **Finland: 3.8%** |  |
| 740 | Metso Oyj | 12608 |
|  | **France: 13.1%** |  |
| 135 | Danone SA | 10773 |
| 28 | L'Oreal SA | 11306 |
| 118 | Publicis Groupe SA | 9662 |
| 46 | Schneider Electric SE | 12181 |
|  |  | 43922 |
|  | **Hong Kong: 11.6%** |  |
| 2500 | BOC Hong Kong Holdings Ltd. | 13646 |
| 250 | Hong Kong Exchanges & Clearing Ltd. | 12390 |
| 1000 | Techtronic Industries Co. Ltd. | 13021 |
|  |  | 39057 |
|  | **Italy: 3.2%** |  |
| 494 | FinecoBank Banca Fineco SpA | 10812 |
|  | **Japan: 12.0%** |  |
| 300 | BayCurrent Inc. | 8580 |
| 100 | Daikin Industries Ltd. | 11773 |
| 800 | MonotaRO Co. Ltd. | 8595 |
| 1100 | USS Co. Ltd. | 11478 |
|  |  | 40426 |
|  | **Netherlands: 3.5%** |  |
| 74 | Euronext NV<sup>1</sup> | 11846 |
|  | **Singapore: 3.9%** |  |
| 300 | DBS Group Holdings Ltd. | 13277 |

---

**Guinness Atkinson International Dividend Builder ETF**

**Schedule of Investments**

**at March 31, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Common Stocks: 99.7%** | **Value** |
|  | **Spain: 3.2%** |  |
| 190 | Industria de Diseno Textil SA | $10814 |
|  | **Sweden: 6.6%** |  |
| 331 | Assa Abloy AB | 11762 |
| 612 | Atlas Copco AB | 10547 |
|  |  | 22309 |
|  | **Switzerland: 3.6%** |  |
| 31 | Roche Holding AG | 12201 |
|  | **Total Common Stocks (Cost $371,858)** | 335669 |
|  | **Total Investments in Securities (Cost $371,858): 99.7%** | 335669 |
|  | Other Assets in Excess of Liabilities: 0.3% | 1035 |
|  | **Total Net Assets - 100.0%** | $**336704** |

---

PLC - Public Limited Company

*<sup>1</sup>* *Securities noted are exempt from registration under Rule 144A of the Securities Act of 1933, as amended, or otherwise restricted. These securities may be resold in transactions exempt from registration, normally to qualified institutional buyers.*

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GUINNESS ATKINSON FUNDS

- **b. Investment Company Act file number:** 811-08360

- **c. CIK number of Registrant:** 0000919160

- **d. LEI of Registrant:** 54930097560RK2KMX577

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 251 South Lake Ave

  - **City:** Pasadena

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 91101

  - **Telephone number:** 626-914-1041

**Item A.2. Information about the Series.**

- **a. Name of Series:** Guinness Atkinson International Dividend Builder ETF

- **b. EDGAR series identifier (if any):** S000097909

- **c. LEI of Series:** 984500FDA1AB4DA8FE36

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-12-31

- **b. Date as of which information is reported:** 2026-03-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $336838.08

**Total Liabilities:** $121.43

**Net Assets:** $336716.65

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000267420 | -12.16%              | 1.42%                | 0.67%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-2720.27                | $-45448.37                                 |
| Month 2  | $0.00                    | $4613.25                                   |
| Month 3  | $0.00                    | $2387.05                                   |

### Schedule of Portfolio Investments

| Name                           | Title        | Identifiers                  | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| ADMIRAL GROUP PLC /GBP/        | COMMON STOCK | CUSIP: G0110T106<br>LEI: N/A | Long             | EC               | CORP              | GB        |       296 | NS      | $12341.25     | 3.67%             |  |  |  | No            |                  1 | On Loan: No      |
| ALIMENTATION COUCHE-TARD /CAD/ | COMMON STOCK | CUSIP: 01626P148<br>LEI: N/A | Long             | EC               | CORP              | CA        |       236 | NS      | $13376.90     | 3.97%             |  |  |  | No            |                  1 | On Loan: No      |
| ASSA ABLOY AB-B /SEK/          | COMMON STOCK | CUSIP: W0817X204<br>LEI: N/A | Long             | EC               | CORP              | SE        |       331 | NS      | $11762.18     | 3.49%             |  |  |  | No            |                  1 | On Loan: No      |
| ATLAS COPCO AB-A SHS /SEK/     | COMMON STOCK | CUSIP: W1R924252<br>LEI: N/A | Long             | EC               | CORP              | SE        |       612 | NS      | $10547.32     | 3.13%             |  |  |  | No            |                  1 | On Loan: No      |
| BAYCURRENT INC /JPY/           | COMMON STOCK | CUSIP: J0433F103<br>LEI: N/A | Long             | EC               | CORP              | JP        |       300 | NS      | $8580.07      | 2.55%             |  |  |  | No            |                  1 | On Loan: No      |
| BOC HONG KONG HOLDINGS L /HKD/ | COMMON STOCK | CUSIP: Y0920U103<br>LEI: N/A | Long             | EC               | CORP              | HK        |      2500 | NS      | $13645.87     | 4.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CSL LTD /AUD/                  | COMMON STOCK | CUSIP: Q3018U109<br>LEI: N/A | Long             | EC               | CORP              | AU        |       108 | NS      | $10490.16     | 3.12%             |  |  |  | No            |                  1 | On Loan: No      |
| DAIKIN INDUSTRIES LTD /JPY/    | COMMON STOCK | CUSIP: J10038115<br>LEI: N/A | Long             | EC               | CORP              | JP        |       100 | NS      | $11773.42     | 3.50%             |  |  |  | No            |                  1 | On Loan: No      |
| DANONE /EUR/                   | COMMON STOCK | CUSIP: F12033134<br>LEI: N/A | Long             | EC               | CORP              | FR        |       135 | NS      | $10772.98     | 3.20%             |  |  |  | No            |                  1 | On Loan: No      |
| DBS GROUP HOLDINGS LTD /SGD/   | COMMON STOCK | CUSIP: Y20246107<br>LEI: N/A | Long             | EC               | CORP              | SG        |       300 | NS      | $13276.81     | 3.94%             |  |  |  | No            |                  1 | On Loan: No      |
| EURONEXT NV /EUR/              | COMMON STOCK | CUSIP: N3113K397<br>LEI: N/A | Long             | EC               | CORP              | NL        |        74 | NS      | $11846.31     | 3.52%             |  |  |  | Yes           |                  1 | On Loan: No      |
| FINECOBANK SPA /EUR/           | COMMON STOCK | CUSIP: T4R999104<br>LEI: N/A | Long             | EC               | CORP              | IT        |       494 | NS      | $10811.69     | 3.21%             |  |  |  | No            |                  1 | On Loan: No      |
| HAIER SMART HOME CO LTD- /HKD/ | COMMON STOCK | CUSIP: Y298BN100<br>LEI: N/A | Long             | EC               | CORP              | CN        |      3600 | NS      | $9512.83      | 2.83%             |  |  |  | No            |                  1 | On Loan: No      |
| HONG KONG EXCHANGES & CL /HKD/ | COMMON STOCK | CUSIP: Y3506N139<br>LEI: N/A | Long             | EC               | CORP              | HK        |       250 | NS      | $12389.69     | 3.68%             |  |  |  | No            |                  1 | On Loan: No      |
| INDUSTRIA DE DISENO TEXT /EUR/ | COMMON STOCK | CUSIP: E6282J125<br>LEI: N/A | Long             | EC               | CORP              | ES        |       190 | NS      | $10813.67     | 3.21%             |  |  |  | No            |                  1 | On Loan: No      |
| INTERTEK GROUP PLC /GBP/       | COMMON STOCK | CUSIP: G4911B108<br>LEI: N/A | Long             | EC               | CORP              | GB        |       203 | NS      | $9801.84      | 2.91%             |  |  |  | No            |                  1 | On Loan: No      |
| JB HI-FI LTD /AUD/             | COMMON STOCK | CUSIP: Q5029L101<br>LEI: N/A | Long             | EC               | CORP              | AU        |       203 | NS      | $10143.13     | 3.01%             |  |  |  | No            |                  1 | On Loan: No      |
| L'OREAL /EUR/                  | COMMON STOCK | CUSIP: F58149133<br>LEI: N/A | Long             | EC               | CORP              | FR        |        28 | NS      | $11306.29     | 3.36%             |  |  |  | No            |                  1 | On Loan: No      |
| METSO OYJ /EUR/                | COMMON STOCK | CUSIP: X5404W104<br>LEI: N/A | Long             | EC               | CORP              | FI        |       740 | NS      | $12607.55     | 3.74%             |  |  |  | No            |                  1 | On Loan: No      |
| MONOTARO CO LTD /JPY/          | COMMON STOCK | CUSIP: J46583100<br>LEI: N/A | Long             | EC               | CORP              | JP        |       800 | NS      | $8594.56      | 2.55%             |  |  |  | No            |                  1 | On Loan: No      |
| NEXT PLC /GBP/                 | COMMON STOCK | CUSIP: G6500M106<br>LEI: N/A | Long             | EC               | CORP              | GB        |        69 | NS      | $11575.87     | 3.44%             |  |  |  | No            |                  1 | On Loan: No      |
| NOVO NORDISK A/S-B /DKK/       | COMMON STOCK | CUSIP: K72807140<br>LEI: N/A | Long             | EC               | CORP              | DK        |       258 | NS      | $9214.29      | 2.74%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLICIS GROUPE /EUR/          | COMMON STOCK | CUSIP: F7607Z165<br>LEI: N/A | Long             | EC               | CORP              | FR        |       118 | NS      | $9661.89      | 2.87%             |  |  |  | No            |                  1 | On Loan: No      |
| RECKITT BENCKISER GROUP  /GBP/ | COMMON STOCK | CUSIP: G7S0C8107<br>LEI: N/A | Long             | EC               | CORP              | GB        |       148 | NS      | $9967.03      | 2.96%             |  |  |  | No            |                  1 | On Loan: No      |
| RELX PLC /GBP/                 | COMMON STOCK | CUSIP: G7493L105<br>LEI: N/A | Long             | EC               | CORP              | GB        |       350 | NS      | $11470.32     | 3.41%             |  |  |  | No            |                  1 | On Loan: No      |
| ROCHE HOLDING AG /CHF/         | COMMON STOCK | CUSIP: H69293266<br>LEI: N/A | Long             | EC               | CORP              | CH        |        31 | NS      | $12200.73     | 3.62%             |  |  |  | No            |                  1 | On Loan: No      |
| SCHNEIDER ELEC SA /EUR/        | COMMON STOCK | CUSIP: F86921107<br>LEI: N/A | Long             | EC               | CORP              | FR        |        46 | NS      | $12181.04     | 3.62%             |  |  |  | No            |                  1 | On Loan: No      |
| TECHTRONIC INDUSTRIES CO /HKD/ | COMMON STOCK | CUSIP: Y8563B159<br>LEI: N/A | Long             | EC               | CORP              | HK        |      1000 | NS      | $13020.97     | 3.87%             |  |  |  | No            |                  1 | On Loan: No      |
| UNILEVER PLC /GBP/             | COMMON STOCK | CUSIP: G92087348<br>LEI: N/A | Long             | EC               | CORP              | GB        |       189 | NS      | $10504.23     | 3.12%             |  |  |  | No            |                  1 | On Loan: No      |
| USS CO LTD /JPY/               | COMMON STOCK | CUSIP: J9446Z105<br>LEI: N/A | Long             | EC               | CORP              | JP        |      1100 | NS      | $11477.90     | 3.41%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-05-28

**Name of Applicant:** GUINNESS ATKINSON FUNDS

**Signature:** /s/ Lyna Phan

**Name of Signer:** Lyna Phan

**Title:** Assistant Treasurer