# EDGAR Filing Document

**Accession Number:** 0001504304
**File Stem:** 0001398344-23-003450
**Filing Date:** 2023-2
**Character Count:** 35130
**Document Hash:** 047ad7b1e35e12b1434b379f1d4763be
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-23-003450.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001398344-23-003450

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Bulldog Investors, LLP
- **CENTRAL INDEX KEY:** 0001504304
- **IRS NUMBER:** 270926182
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15290
- **FILM NUMBER:** 23631698

**BUSINESS ADDRESS:**
- **STREET 1:** PARK 80 WEST - PLAZA TWO
- **STREET 2:** 250 PEHLE AVE. SUITE 708
- **CITY:** SADDLE BROOK
- **STATE:** NJ
- **ZIP:** 07663
- **BUSINESS PHONE:** 201 556-0092

**MAIL ADDRESS:**
- **STREET 1:** PARK 80 WEST - PLAZA TWO
- **STREET 2:** 250 PEHLE AVE. SUITE 708
- **CITY:** SADDLE BROOK
- **STATE:** NJ
- **ZIP:** 07663

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Bulldog Investors, LLC
- **DATE OF NAME CHANGE:** 20130610

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Brooklyn Capital Management LLC
- **DATE OF NAME CHANGE:** 20101026

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Bulldog Investors LLP<br>**Address:** PARK 80 WEST - PLAZA TWO<br>250 PEHLE AVE. SUITE 708<br>SADDLE BROOK, NJ 07663

**Form 13F File Number:** 028-15290

**CRD Number (if applicable):** 000151585

**SEC File Number (if applicable):** 801-70596

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Phillip Goldstein<br>**Title:** Partner<br>**Phone:** 201-556-0092

**Signature, Place, and Date of Signing:**

/s/ Phillip Goldstein  Saddle Brook, NJ  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 280

**Form 13F Information Table Value Total:** $332500634

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 10X CAP VENTURE ACQSTN CORP | COM CL A | G87076108 |  | 706051 | 70184 | SH |  | SOLE |  | 70184 | 0 | 0 |
| 10X CAP VENTURE ACQSTN CORP | *W EXP 04/19/202 | G87076116 |  | 2835 | 35442 | SH |  | SOLE |  | 35442 | 0 | 0 |
| 26 CAPITAL ACQUISITION CORP | *W EXP 12/31/202 | 90138P118 |  | 5052 | 18043 | SH |  | SOLE |  | 18043 | 0 | 0 |
| 7GC  CO HOLDINGS INC | *W EXP 12/28/202 | 81786A115 |  | 2617 | 37390 | SH |  | SOLE |  | 37390 | 0 | 0 |
| ACCRETION ACQUISITION CORP | COM | 00438Y107 |  | 1675336 | 166204 | SH |  | SOLE |  | 166204 | 0 | 0 |
| ACCRETION ACQUISITION CORP | *W EXP 03/01/202 | 00438Y115 |  | 1615 | 86389 | SH |  | SOLE |  | 86389 | 0 | 0 |
| ACCRETION ACQUISITION CORP | RIGHT 03/01/2028 | 00438Y123 |  | 12077 | 172779 | SH |  | SOLE |  | 172779 | 0 | 0 |
| ACHARI VENTURES HLDGS CORP I | *W EXP 01/01/202 | 00444X119 |  | 2000 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 |  | 5261793 | 361884 | SH |  | SOLE |  | 361884 | 0 | 0 |
| AGBA GROUP HOLDING LTD | *W EXP 03/15/202 | G01212110 |  | 3545 | 84450 | SH |  | SOLE |  | 84450 | 0 | 0 |
| ALPHA STAR ACQUISITION CORP | RIGHT 05/30/2023 | G0230C132 |  | 10853 | 98665 | SH |  | SOLE |  | 98665 | 0 | 0 |
| ALPHA STAR ACQUISITION CORP | *W EXP 12/13/202 | G0230C116 |  | 1500 | 98665 | SH |  | SOLE |  | 98665 | 0 | 0 |
| ALPHA STAR ACQUISITION CORP | ORDINARY SHARES | G0230C108 |  | 869448 | 84907 | SH |  | SOLE |  | 84907 | 0 | 0 |
| ALPHA TAU MEDICAL LTD | *W EXP 03/07/202 | M0740A116 |  | 8204 | 32804 | SH |  | SOLE |  | 32804 | 0 | 0 |
| ALPHATIME ACQUISITION CORP | UNIT 03/01/2028 | G0223V113 |  | 700000 | 70000 | SH |  | SOLE |  | 70000 | 0 | 0 |
| ALPHAVEST ACQUISITION CORP | UNIT 06/19/2024 | G0283A124 |  | 1262500 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| ALSET CAPITAL ACQUISITION CO | CLASS A COM | 02115M109 |  | 475950 | 47500 | SH |  | SOLE |  | 47500 | 0 | 0 |
| ALSET CAPITAL ACQUISITION CO | RIGHT 01/31/2027 | 02115M125 |  | 5225 | 47500 | SH |  | SOLE |  | 47500 | 0 | 0 |
| ALSET CAPITAL ACQUISITION CO | *W EXP 01/31/202 | 02115M117 |  | 1803 | 23750 | SH |  | SOLE |  | 23750 | 0 | 0 |
| ALTC ACQUISITION CORP | COM CL A | 02156V109 |  | 4107822 | 414095 | SH |  | SOLE |  | 414095 | 0 | 0 |
| ALTENERGY ACQUISITION CORP | COM CL A | 02157M108 |  | 881940 | 86714 | SH |  | SOLE |  | 86714 | 0 | 0 |
| ALTENERGY ACQUISITION CORP | *W EXP 10/29/202 | 02157M116 |  | 5179 | 50457 | SH |  | SOLE |  | 50457 | 0 | 0 |
| ANDRETTI ACQUISITION CORP | *W EXP 99/99/999 | G26735129 |  | 5092 | 72334 | SH |  | SOLE |  | 72334 | 0 | 0 |
| APOLLO TACTICAL INCOME FD IN | COM | 037638103 |  | 1175543 | 96992 | SH |  | SOLE |  | 96992 | 0 | 0 |
| APPRECIATE HOLDINGS INC | *W EXP 11/29/202 | 03832J114 |  | 2457 | 81606 | SH |  | SOLE |  | 81606 | 0 | 0 |
| ARBOR RAPHA CAP BIOHLDS CORP | *W EXP 10/31/202 | 03881F112 |  | 1237 | 30933 | SH |  | SOLE |  | 30933 | 0 | 0 |
| ARCTOS NORTHSTAR ACQUIS CORP | SHS CL A | G0477L100 |  | 1868136 | 185136 | SH |  | SOLE |  | 185136 | 0 | 0 |
| ARES ACQUISITION CORPORATION | COM CL A | G33032106 |  | 2039356 | 202518 | SH |  | SOLE |  | 202518 | 0 | 0 |
| ARES ACQUISITION CORPORATION | *W EXP 02/02/202 | G33032122 |  | 16104 | 34535 | SH |  | SOLE |  | 34535 | 0 | 0 |
| ARISZ ACQUISITION CORP | *W EXP 11/16/202 | 040450116 |  | 1297 | 64848 | SH |  | SOLE |  | 64848 | 0 | 0 |
| ARISZ ACQUISITION CORP | RIGHT 99/99/9999 | 040450124 |  | 5668 | 64848 | SH |  | SOLE |  | 64848 | 0 | 0 |
| ARISZ ACQUISITION CORP | COMMON STOCK | 040450108 |  | 553682 | 54820 | SH |  | SOLE |  | 54820 | 0 | 0 |
| AULT DISRUPTIVE TECHS CORP | COM | 05150A104 |  | 482649 | 46996 | SH |  | SOLE |  | 46996 | 0 | 0 |
| AUTHENTIC EQUITY ACQUISTN CO | *W EXP 01/20/202 | G06607124 |  | 263 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| AVALON ACQUISITION INC | CLASS A COM | 05338E101 |  | 1064668 | 103870 | SH |  | SOLE |  | 103870 | 0 | 0 |
| AVALON ACQUISITION INC | *W EXP 12/31/202 | 05338E119 |  | 5342 | 82177 | SH |  | SOLE |  | 82177 | 0 | 0 |
| AXIOS SUSTAINABLE GRW ACQ CO | RIGHT 99/99/9999 | G0703K124 |  | 7194 | 87823 | SH |  | SOLE |  | 87823 | 0 | 0 |
| AXIOS SUSTAINABLE GRW ACQ CO | *W EXP 99/99/999 | G0703K116 |  | 3074 | 87823 | SH |  | SOLE |  | 87823 | 0 | 0 |
| AXIOS SUSTAINABLE GRW ACQ CO | CL A ORD SHS | G0703K108 |  | 857073 | 83211 | SH |  | SOLE |  | 83211 | 0 | 0 |
| B RILEY PRIN 250 MERGER CORP | CLASS A COM | 05602L104 |  | 1570174 | 157648 | SH |  | SOLE |  | 157648 | 0 | 0 |
| B RILEY PRIN 250 MERGER CORP | *W EXP 04/01/202 | 05602L112 |  | 1579 | 52644 | SH |  | SOLE |  | 52644 | 0 | 0 |
| BARINGS BDC INC | COM | 06759L103 |  | 2610339 | 320287 | SH |  | SOLE |  | 320287 | 0 | 0 |
| BIOTE CORP | *W EXP 05/26/202 | 090683111 |  | 35174 | 140694 | SH |  | SOLE |  | 140694 | 0 | 0 |
| BIOTECH ACQUISITION COMPANY | CL A SHS | G1125A108 |  | 562413 | 55685 | SH |  | SOLE |  | 55685 | 0 | 0 |
| BLACK MOUNTAIN ACQ CORP | CL A COM | 09216A108 |  | 986218 | 96688 | SH |  | SOLE |  | 96688 | 0 | 0 |
| BLACK MOUNTAIN ACQ CORP | *W EXP 10/15/202 | 09216A116 |  | 2809 | 76527 | SH |  | SOLE |  | 76527 | 0 | 0 |
| BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 |  | 4721815 | 435994 | SH |  | SOLE |  | 435994 | 0 | 0 |
| BLACKROCK ESG CAP ALLC TR | SHS BEN INT | 09262F100 |  | 5069013 | 377452 | SH |  | SOLE |  | 377452 | 0 | 0 |
| BLACKSTONE STRATEGIC CREDIT | COM SHS BEN IN | 09257R101 |  | 376786 | 35613 | SH |  | SOLE |  | 35613 | 0 | 0 |
| BLOCKCHAIN COINVSTRS ACQ CRP | CLASS A ORD | G11765107 |  | 1169280 | 114124 | SH |  | SOLE |  | 114124 | 0 | 0 |
| BLOCKCHAIN COINVSTRS ACQ CRP | *W EXP 11/01/202 | G11765115 |  | 3176 | 58342 | SH |  | SOLE |  | 58342 | 0 | 0 |
| C5 ACQUISITION CORPORATION | UNIT 99/99/9999 | 12530D204 |  | 1058805 | 103500 | SH |  | SOLE |  | 103500 | 0 | 0 |
| CACTUS ACQUISITION CORP 1 LT | CLASS A ORD | G1745A108 |  | 1327736 | 129409 | SH |  | SOLE |  | 129409 | 0 | 0 |
| CACTUS ACQUISITION CORP 1 LT | *W EXP 08/17/202 | G1745A124 |  | 664 | 66397 | SH |  | SOLE |  | 66397 | 0 | 0 |
| CARTESIAN GROWTH CORP II | *W EXP 07/12/202 | G19305120 |  | 34056 | 162798 | SH |  | SOLE |  | 162798 | 0 | 0 |
| CARTESIAN GROWTH CORP II | CLASS A ORD | G19305112 |  | 4345682 | 423969 | SH |  | SOLE |  | 423969 | 0 | 0 |
| CC NEUBERGER PRINCIPAL HOLDN | SHS CL A | G1992N100 |  | 623170 | 61700 | SH |  | SOLE |  | 61700 | 0 | 0 |
| CENTER COAST BRKFLD MLP ENRG | SHS BEN INT | 151461209 |  | 2104572 | 121301 | SH |  | SOLE |  | 121301 | 0 | 0 |
| CENTRAL SECS CORP | COM | 155123102 |  | 7811891 | 233966 | SH |  | SOLE |  | 233966 | 0 | 0 |
| CF ACQUISITION CORP VIII | *W EXP 03/31/202 | 12520C117 |  | 704 | 25144 | SH |  | SOLE |  | 25144 | 0 | 0 |
| CF ACQUISITION CORP VIII | CLASS A COM | 12520C109 |  | 214012 | 20961 | SH |  | SOLE |  | 20961 | 0 | 0 |
| CF ACQUISITION CORP IV | *W EXP 12/31/202 | 12520T110 |  | 3609 | 46291 | SH |  | SOLE |  | 46291 | 0 | 0 |
| CHURCHILL CAPITAL CORP VII | COM CL A | 17144M102 |  | 4190541 | 420315 | SH |  | SOLE |  | 420315 | 0 | 0 |
| CHURCHILL CAPITAL CORP VII | *W EXP 02/29/202 | 17144M110 |  | 4033 | 81644 | SH |  | SOLE |  | 81644 | 0 | 0 |
| CHURCHILL CAPITAL CORP V | COM CL A | 17144T107 |  | 2948383 | 296618 | SH |  | SOLE |  | 296618 | 0 | 0 |
| CHURCHILL CAPITAL CORP V | *W EXP 10/29/202 | 17144T115 |  | 3399 | 42116 | SH |  | SOLE |  | 42116 | 0 | 0 |
| CHURCHILL CAPITAL CORP VI | COM CL A | 17143W101 |  | 3058423 | 306007 | SH |  | SOLE |  | 306007 | 0 | 0 |
| CHURCHILL CAPITAL CORP VI | *W EXP 02/17/202 | 17143W119 |  | 7174 | 105553 | SH |  | SOLE |  | 105553 | 0 | 0 |
| CION INVT CORP | COM | 17259U204 |  | 9423726 | 966536 | SH |  | SOLE |  | 966536 | 0 | 0 |
| COLOMBIER ACQUISITION CORP | CL A | 19533H108 |  | 1874286 | 188560 | SH |  | SOLE |  | 188560 | 0 | 0 |
| COLOMBIER ACQUISITION CORP | *W EXP 99/99/999 | 19533H116 |  | 4594 | 60689 | SH |  | SOLE |  | 60689 | 0 | 0 |
| CONCORD ACQUISITION CORP II | COM CL A | 20607U108 |  | 2022584 | 203377 | SH |  | SOLE |  | 203377 | 0 | 0 |
| CONYERS PARK III ACQSITN COR | *W EXP 08/12/202 | 21289P110 |  | 14788 | 99245 | SH |  | SOLE |  | 99245 | 0 | 0 |
| CORNER GROWTH ACQUISITION CO | CL A SHS | G2425N105 |  | 988990 | 99999 | SH |  | SOLE |  | 99999 | 0 | 0 |
| CORNER GROWTH ACQUISITION CO | *W EXP 99/99/999 | G2425N113 |  | 1003 | 33333 | SH |  | SOLE |  | 33333 | 0 | 0 |
| CORNER GROWTH ACQUISITN CORP | *W EXP 04/09/202 | G2426E120 |  | 299 | 29894 | SH |  | SOLE |  | 29894 | 0 | 0 |
| CREATIVE MEDIA  CMNTY TR | COM NEW | 125525584 |  | 131325 | 26801 | SH |  | SOLE |  | 26801 | 0 | 0 |
| CRESCENT CAP BDC INC | COM | 225655109 |  | 1197499 | 93701 | SH |  | SOLE |  | 93701 | 0 | 0 |
| CUSHING MLP  INFRASTRUCT | COM NEW | 231631300 |  | 2335163 | 69561 | SH |  | SOLE |  | 69561 | 0 | 0 |
| NXG NEXTGEN INFRASTR INCM FD | COM | 231647207 |  | 755794 | 19749 | SH |  | SOLE |  | 19749 | 0 | 0 |
| DELAWARE ENHANCED GLOBAL DIV | COM | 246060107 |  | 3693635 | 473543 | SH |  | SOLE |  | 473543 | 0 | 0 |
| DELAWARE IVY HIGH INCOME OPP | COM | 246107106 |  | 328384 | 29962 | SH |  | SOLE |  | 29962 | 0 | 0 |
| DESTRA MULTI-ALTERNATIVE FD | COMMON SHARES | 25065A502 |  | 1365959 | 199994 | SH |  | SOLE |  | 199994 | 0 | 0 |
| DIGITAL HEALTH ACQUISITION C | *W EXP 11/02/202 | 253893119 |  | 11310 | 116000 | SH |  | SOLE |  | 116000 | 0 | 0 |
| DMY TECHNOLOGY GROUP INC VI | CL A COM | 233247105 |  | 1251145 | 124492 | SH |  | SOLE |  | 124492 | 0 | 0 |
| DTRT HEALTH ACQUISITION CORP | *W EXP 08/31/202 | 23344T111 |  | 29112 | 97072 | SH |  | SOLE |  | 97072 | 0 | 0 |
| DUNE ACQUISITION CORP | *W EXP 10/29/202 | 265334110 |  | 778 | 64312 | SH |  | SOLE |  | 64312 | 0 | 0 |
| ECARX HOLDINGS INC | *W EXP 12/20/202 | G29201111 |  | 2147 | 21889 | SH |  | SOLE |  | 21889 | 0 | 0 |
| EDTECHX HOLDINGS ACQU CORP I | *W EXP 06/15/202 | 28139A110 |  | 4109 | 93550 | SH |  | SOLE |  | 93550 | 0 | 0 |
| ELLIOTT OPPORTUNITY II CORP | SHS CL A | G30092103 |  | 4154795 | 412182 | SH |  | SOLE |  | 412182 | 0 | 0 |
| ELLIOTT OPPORTUNITY II CORP | *W EXP 03/02/202 | G30092111 |  | 12396 | 233941 | SH |  | SOLE |  | 233941 | 0 | 0 |
| ELLSWORTH GROWTH  INCOME FD | COM | 289074106 |  | 923845 | 115770 | SH |  | SOLE |  | 115770 | 0 | 0 |
| ENTERPRISE 4.0 TEC ACQSTN CO | CLASS A ORD SHS | G3137C106 |  | 1352622 | 131578 | SH |  | SOLE |  | 131578 | 0 | 0 |
| ENTERPRISE 4.0 TEC ACQSTN CO | *W EXP 10/21/202 | G3137C114 |  | 766 | 65789 | SH |  | SOLE |  | 65789 | 0 | 0 |
| EATON VANCE NEW YORK MUN BD | COM | 27827Y109 |  | 3807869 | 422627 | SH |  | SOLE |  | 422627 | 0 | 0 |
| FAR PEAK ACQUISITION CORP | SHS CL A | G3312L103 |  | 4077244 | 406100 | SH |  | SOLE |  | 406100 | 0 | 0 |
| FAST ACQUISITION CORP II | CL A | 311874101 |  | 2871328 | 286846 | SH |  | SOLE |  | 286846 | 0 | 0 |
| FAST ACQUISITION CORP II | *W EXP 03/16/202 | 311874119 |  | 70168 | 104728 | SH |  | SOLE |  | 104728 | 0 | 0 |
| FG MERGER CORP | COMMON STOCK | 30324Y101 |  | 2038000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| FG MERGER CORP | *W EXP 06/17/202 | 30324Y119 |  | 7500 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| FIFTH WALL ACQUISITN CORP II | CLASS A ORD SHS | G34142102 |  | 889936 | 88639 | SH |  | SOLE |  | 88639 | 0 | 0 |
| FINANCIAL STRATEGIES ACQUISI | RIGHT 07/01/2023 | 31772T123 |  | 4814 | 75226 | SH |  | SOLE |  | 75226 | 0 | 0 |
| FINANCIAL STRATEGIES ACQUISI | *W EXP 03/31/202 | 31772T115 |  | 752 | 75226 | SH |  | SOLE |  | 75226 | 0 | 0 |
| FIRST TR DYNAMIC EUROPE EQUI | COM SHS | 33740D107 |  | 7104106 | 629815 | SH |  | SOLE |  | 629815 | 0 | 0 |
| FIRST TR HIGH INCOME LONG / | COM | 33738E109 |  | 130290 | 11379 | SH |  | SOLE |  | 11379 | 0 | 0 |
| FORTRESS CAPITAL ACQUISITION | SHS CL A | G36427105 |  | 1894280 | 602102 | SH |  | SOLE |  | 602102 | 0 | 0 |
| FORUM MERGER IV CORP | CLASS A COM | 349875104 |  | 1683435 | 167840 | SH |  | SOLE |  | 167840 | 0 | 0 |
| FORUM MERGER IV CORP | *W EXP 03/15/202 | 349875112 |  | 1312 | 43724 | SH |  | SOLE |  | 43724 | 0 | 0 |
| FS KKR CAP CORP | COM | 302635206 |  | 4245920 | 242624 | SH |  | SOLE |  | 242624 | 0 | 0 |
| FTAC HERA ACQUISITION CORP | CLASS A ORD SHS | G3728Y103 |  | 5542545 | 548224 | SH |  | SOLE |  | 548224 | 0 | 0 |
| FTAC HERA ACQUISITION CORP | *W EXP 02/28/202 | G3728Y111 |  | 4120 | 148751 | SH |  | SOLE |  | 148751 | 0 | 0 |
| FTAC ZEUS ACQUISITION COR | CLASS A COM | 30320F106 |  | 502980 | 49998 | SH |  | SOLE |  | 49998 | 0 | 0 |
| FTAC ZEUS ACQUISITION COR | *W EXP 04/15/202 | 30320F114 |  | 500 | 24999 | SH |  | SOLE |  | 24999 | 0 | 0 |
| FUSION ACQUISITION CORP II | COM CL A | 36118N102 |  | 2744414 | 273348 | SH |  | SOLE |  | 273348 | 0 | 0 |
| G SQUARED ASCEND II INC | *W EXP 12/31/202 | G42041122 |  | 826 | 30876 | SH |  | SOLE |  | 30876 | 0 | 0 |
| G SQUARED ASCEND I INC | SHS CL A | G4204R109 |  | 815423 | 80695 | SH |  | SOLE |  | 80695 | 0 | 0 |
| G SQUARED ASCEND II INC | COM CL A | G42041106 |  | 931238 | 91828 | SH |  | SOLE |  | 91828 | 0 | 0 |
| GENERAL AMERN INVS CO INC | COM | 368802104 |  | 11978736 | 331362 | SH |  | SOLE |  | 331362 | 0 | 0 |
| GLOBAL PARTNER ACQISTN CORP | CL A SHS | G3934P102 |  | 422537 | 41794 | SH |  | SOLE |  | 41794 | 0 | 0 |
| GLOBAL PARTNER ACQISTN CORP | *W EXP 01/14/202 | G3934P128 |  | 238 | 7938 | SH |  | SOLE |  | 7938 | 0 | 0 |
| GLOBAL STAR ACQUISITION INC | CLASS A COM | 37962G102 |  | 747898 | 73830 | SH |  | SOLE |  | 73830 | 0 | 0 |
| GLOBAL STAR ACQUISITION INC | RIGHT 06/21/2024 | 37962G128 |  | 12713 | 73830 | SH |  | SOLE |  | 73830 | 0 | 0 |
| GLOBAL STAR ACQUISITION INC | *W EXP 07/15/202 | 37962G110 |  | 2399 | 73830 | SH |  | SOLE |  | 73830 | 0 | 0 |
| GLOBALINK INVT INC | *W EXP 12/03/202 | 37892F125 |  | 161 | 14636 | SH |  | SOLE |  | 14636 | 0 | 0 |
| GLOBALINK INVT INC | COM | 37892F109 |  | 149287 | 14636 | SH |  | SOLE |  | 14636 | 0 | 0 |
| GLOBALINK INVT INC | RIGHT 12/06/2026 | 37892F117 |  | 738 | 14636 | SH |  | SOLE |  | 14636 | 0 | 0 |
| GRAF ACQUISITION CORP IV | COM | 384272100 |  | 995000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| GRAF ACQUISITION CORP IV | *W EXP 05/31/202 | 384272118 |  | 1698 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| GSR II METEORA ACQUISITN COR | CLASS A COM | 36263W105 |  | 1030878 | 101940 | SH |  | SOLE |  | 101940 | 0 | 0 |
| GSR II METEORA ACQUISITN COR | RIGHT 02/24/2027 | 36263W113 |  | 6052 | 6438 | SH |  | SOLE |  | 6438 | 0 | 0 |
| GSR II METEORA ACQUISITN COR | *W EXP 02/24/202 | 36263W121 |  | 6582 | 103008 | SH |  | SOLE |  | 103008 | 0 | 0 |
| GX ACQUISITION CORP II | CLASS A COM | 36260F105 |  | 4582858 | 457828 | SH |  | SOLE |  | 457828 | 0 | 0 |
| GX ACQUISITION CORP II | *W EXP 03/17/202 | 36260F113 |  | 94677 | 119844 | SH |  | SOLE |  | 119844 | 0 | 0 |
| HCM ACQUISITION CO | CLASS A ORD SHS | G4365A101 |  | 1517690 | 147923 | SH |  | SOLE |  | 147923 | 0 | 0 |
| HCM ACQUISITION CO | *W EXP 01/20/202 | G4365A127 |  | 250 | 74311 | SH |  | SOLE |  | 74311 | 0 | 0 |
| HEALTHCARE AI ACQUISITION CO | UNIT 12/07/2026 | G4373K125 |  | 203066 | 19850 | SH |  | SOLE |  | 19850 | 0 | 0 |
| HIGH INCOME SECS FD | SHS BEN INT | 42968F108 |  | 1850466 | 284687 | SH |  | SOLE |  | 284687 | 0 | 0 |
| HIGHLAND INCOME FD | HIGHLAND INCOME | 43010E404 |  | 4096856 | 397753 | SH |  | SOLE |  | 397753 | 0 | 0 |
| HNR ACQUISITION CORP | COM | 40472A102 |  | 644490 | 63000 | SH |  | SOLE |  | 63000 | 0 | 0 |
| HNR ACQUISITION CORP | *W EXP 02/04/202 | 40472A128 |  | 3780 | 63000 | SH |  | SOLE |  | 63000 | 0 | 0 |
| HORIZON SPACE ACQUSTN I CORP | UNIT 03/02/2029 | G4619M133 |  | 605862 | 60000 | SH |  | SOLE |  | 60000 | 0 | 0 |
| HOWARD HUGHES CORP | COM | 44267D107 |  | 917040 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| HUDSON ACQUISITION I CORP | UNIT 05/10/2027 | 44364H209 |  | 505424 | 49600 | SH |  | SOLE |  | 49600 | 0 | 0 |
| IG ACQUISITION CORP | *W EXP 10/05/202 | 449534114 |  | 5945 | 225336 | SH |  | SOLE |  | 225336 | 0 | 0 |
| INDEPENDENCE HOLDINGS CORP | CLASS A ORD SHS | G4761A101 |  | 1431017 | 141966 | SH |  | SOLE |  | 141966 | 0 | 0 |
| INDUSTRIAL TECH ACQSTNS II I | CLASS A COM | 45635R108 |  | 121570 | 11942 | SH |  | SOLE |  | 11942 | 0 | 0 |
| INFINITE ACQUISITION CORP | CL A ORD SHS | G48028107 |  | 854953 | 83410 | SH |  | SOLE |  | 83410 | 0 | 0 |
| INNOVATIVE INTL ACQUSITIN CO | *W EXP 07/01/202 | G4809M125 |  | 1884 | 75033 | SH |  | SOLE |  | 75033 | 0 | 0 |
| INNOVATIVE INTL ACQUSITIN CO | CLASS A ORD | G4809M109 |  | 1001284 | 97212 | SH |  | SOLE |  | 97212 | 0 | 0 |
| INVESTCORP EUROPE ACQUISITIO | CLASS A ORD SHS | G4923T105 |  | 591735 | 57450 | SH |  | SOLE |  | 57450 | 0 | 0 |
| INVESTCORP EUROPE ACQUISITIO | *W EXP 12/15/202 | G4923T113 |  | 526 | 181475 | SH |  | SOLE |  | 181475 | 0 | 0 |
| IRIS ACQUISITION CORP | CLASS A COM | 89601Y101 |  | 621753 | 61438 | SH |  | SOLE |  | 61438 | 0 | 0 |
| JACK CREEK INVESTMENT CORP | CL A SHS | G4989X115 |  | 2695340 | 266075 | SH |  | SOLE |  | 266075 | 0 | 0 |
| JACK CREEK INVESTMENT CORP | *W EXP 10/01/202 | G4989X123 |  | 65124 | 309966 | SH |  | SOLE |  | 309966 | 0 | 0 |
| JAGUAR GLOBAL GROWTH CORP I | CLASS A ORD SHS | G5S11A106 |  | 506156 | 49526 | SH |  | SOLE |  | 49526 | 0 | 0 |
| JAGUAR GLOBAL GROWTH CORP I | RIGHT 01/01/2027 | G5S11A155 |  | 2972 | 49526 | SH |  | SOLE |  | 49526 | 0 | 0 |
| JAGUAR GLOBAL GROWTH CORP I | *W EXP 11/23/202 | G5S11A130 |  | 768 | 24763 | SH |  | SOLE |  | 24763 | 0 | 0 |
| JAWS HURRICANE ACQUISITN COR | CLASS A COM | 47201B103 |  | 993122 | 99611 | SH |  | SOLE |  | 99611 | 0 | 0 |
| JUNIPER II CORP | CL A COM | 48203N103 |  | 981578 | 96517 | SH |  | SOLE |  | 96517 | 0 | 0 |
| JUNIPER II CORP | *W EXP 99/99/999 | 48203N111 |  | 21791 | 133358 | SH |  | SOLE |  | 133358 | 0 | 0 |
| KAIROS ACQUISITION CORP | *W EXP 11/30/202 | G52110106 |  | 1 | 10771 | SH |  | SOLE |  | 10771 | 0 | 0 |
| KENSINGTON CAPITAL ACQUISITI | SHS CL A | G5251K103 |  | 4674884 | 458575 | SH |  | SOLE |  | 458575 | 0 | 0 |
| KEYARCH ACQUISITION CORP | *W EXP 01/24/202 | G5260A112 |  | 2063 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| KEYARCH ACQUISITION CORP | RIGHT 01/24/2027 | G5260A120 |  | 10875 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| KEYARCH ACQUISITION CORP | ORD SHS CL A | G5260A104 |  | 1516500 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| KHOSLA VENTURES ACQUT CO III | COM CL A | 482506102 |  | 257864 | 25903 | SH |  | SOLE |  | 25903 | 0 | 0 |
| KIMBELL TIGER ACQUISITION CO | COM CL A | 49436K106 |  | 514000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| KIMBELL TIGER ACQUISITION CO | *W EXP 09/15/202 | 49436K114 |  | 2500 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| LAKESHORE ACQUISITION II COR | ORDINARY SHARES | G5352N105 |  | 362071 | 35532 | SH |  | SOLE |  | 35532 | 0 | 0 |
| LAKESHORE ACQUISITION II COR | RIGHT 11/18/2026 | G5352N113 |  | 5804 | 35532 | SH |  | SOLE |  | 35532 | 0 | 0 |
| LAKESHORE ACQUISITION II COR | *W EXP 11/18/202 | G5352N121 |  | 770 | 17766 | SH |  | SOLE |  | 17766 | 0 | 0 |
| LANDCADIA HOLDINGS IV INC | CLASS A COM | 51477A104 |  | 1002000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| LANDCADIA HOLDINGS IV INC | *W EXP 03/29/202 | 51477A112 |  | 7318 | 73175 | SH |  | SOLE |  | 73175 | 0 | 0 |
| LAVA MEDTECH ACQUISITION COR | CLASS A COM | 519345102 |  | 546805 | 53500 | SH |  | SOLE |  | 53500 | 0 | 0 |
| LAZARD GROWTH ACQUISITION CO | CL A ORD SHS | G54035103 |  | 401324 | 39735 | SH |  | SOLE |  | 39735 | 0 | 0 |
| LEGATO MERGER CORP II | COM | 52473Y104 |  | 1628034 | 161032 | SH |  | SOLE |  | 161032 | 0 | 0 |
| LEGATO MERGER CORP II | *W EXP 09/01/202 | 52473Y112 |  | 37275 | 84908 | SH |  | SOLE |  | 84908 | 0 | 0 |
| LEO HLDGS CORP II | COM CL A | G5463R102 |  | 2282451 | 225856 | SH |  | SOLE |  | 225856 | 0 | 0 |
| LF CAPITAL ACQUISITION CORP | CLASS A COM | 50202D102 |  | 743912 | 72506 | SH |  | SOLE |  | 72506 | 0 | 0 |
| LF CAPITAL ACQUISITION CORP | *W EXP 02/19/202 | 50202D110 |  | 363 | 36253 | SH |  | SOLE |  | 36253 | 0 | 0 |
| LIV CAPITAL ACQUISITN CORP I | CLASS A ORD SHS | G5510R105 |  | 969570 | 94500 | SH |  | SOLE |  | 94500 | 0 | 0 |
| LIV CAPITAL ACQUISITN CORP I | *W EXP 02/07/202 | G5510R113 |  | 3898 | 70875 | SH |  | SOLE |  | 70875 | 0 | 0 |
| LIVE OAK MOBILITY ACQUISI CO | COM CL A | 538126103 |  | 679014 | 67530 | SH |  | SOLE |  | 67530 | 0 | 0 |
| LIVE OAK MOBILITY ACQUISI CO | *W EXP 03/04/202 | 538126111 |  | 1896 | 13546 | SH |  | SOLE |  | 13546 | 0 | 0 |
| LOGAN RIDGE FINANCE CORP | COM | 541098109 |  | 1797765 | 80402 | SH |  | SOLE |  | 80402 | 0 | 0 |
| M3 BRIGADE ACQUISITION II CO | COM CL A | 553800103 |  | 102455 | 10225 | SH |  | SOLE |  | 10225 | 0 | 0 |
| M3 BRIGADE ACQUISITION III | CL A COM | 55407R103 |  | 3377644 | 333101 | SH |  | SOLE |  | 333101 | 0 | 0 |
| M3 BRIGADE ACQUISITION III | *W EXP 07/31/202 | 55407R111 |  | 25086 | 61487 | SH |  | SOLE |  | 61487 | 0 | 0 |
| MARLIN TECHNOLOGY CORP | CL A SHS | G58411102 |  | 1639105 | 161807 | SH |  | SOLE |  | 161807 | 0 | 0 |
| MARLIN TECHNOLOGY CORP | *W EXP 01/12/202 | G58411110 |  | 87 | 54512 | SH |  | SOLE |  | 54512 | 0 | 0 |
| MASON INDUSTRIAL TECHNOLGY I | COM CL A | 57520Y106 |  | 1076871 | 107741 | SH |  | SOLE |  | 107741 | 0 | 0 |
| METALS ACQUISITION CORP | SHS CL A | G60405100 |  | 1219129 | 121852 | SH |  | SOLE |  | 121852 | 0 | 0 |
| MEXICO EQUITY  INCOME FD | COM | 592834105 |  | 910328 | 103682 | SH |  | SOLE |  | 103682 | 0 | 0 |
| MFS HIGH YIELD MUN TR | SH BEN INT | 59318E102 |  | 1181453 | 377461 | SH |  | SOLE |  | 377461 | 0 | 0 |
| MFS INVT GRADE MUN TR | SH BEN INT | 59318B108 |  | 431458 | 60598 | SH |  | SOLE |  | 60598 | 0 | 0 |
| MORGAN STANLEY EMERGING MKTS | COM | 617477104 |  | 327646 | 74465 | SH |  | SOLE |  | 74465 | 0 | 0 |
| MORGAN STANLEY EMKT DBT FD I | COM | 61744H105 |  | 2134120 | 326318 | SH |  | SOLE |  | 326318 | 0 | 0 |
| MOTIVE CAPITAL CORP II | CL A ORD | G6293R106 |  | 511480 | 49998 | SH |  | SOLE |  | 49998 | 0 | 0 |
| MOTIVE CAPITAL CORP II | *W EXP 99/99/999 | G6293R114 |  | 3837 | 95691 | SH |  | SOLE |  | 95691 | 0 | 0 |
| MURPHY CANYON ACQUISITION CO | CLASS A COM | 626642102 |  | 968625 | 94500 | SH |  | SOLE |  | 94500 | 0 | 0 |
| MURPHY CANYON ACQUISITION CO | *W EXP 01/25/202 | 626642110 |  | 6521 | 94500 | SH |  | SOLE |  | 94500 | 0 | 0 |
| NABORS ENERGY TRANSITION COR | CL A COM | 629567108 |  | 841144 | 81903 | SH |  | SOLE |  | 81903 | 0 | 0 |
| NEUBERGER BRMAN CLIFRN MUNI | COM | 64123C101 |  | 670006 | 59297 | SH |  | SOLE |  | 59297 | 0 | 0 |
| NEUBERGER BERMAN N Y MUN FD | COM | 64124K102 |  | 659129 | 69897 | SH |  | SOLE |  | 69897 | 0 | 0 |
| NEUBERGER BERMAN NEXT GENERA | COMMON STOCK | 64133Q108 |  | 4856449 | 533968 | SH |  | SOLE |  | 533968 | 0 | 0 |
| NEW AMER HIGH INCOME FD INC | COM NEW | 641876800 |  | 303395 | 45969 | SH |  | SOLE |  | 45969 | 0 | 0 |
| NEXPOINT DIVERSIFIED REL ET | COM NEW | 65340G205 |  | 2265306 | 202079 | SH |  | SOLE |  | 202079 | 0 | 0 |
| NOCTURNE ACQUISITION CORP | RIGHT 12/26/2025 | G6580S106 |  | 4163 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| NOGIN INC | *W EXP 08/26/202 | 65528N113 |  | 2109 | 108142 | SH |  | SOLE |  | 108142 | 0 | 0 |
| NORTHERN STAR INVEST CORP IV | *W EXP 02/25/202 | 66575B119 |  | 971 | 41667 | SH |  | SOLE |  | 41667 | 0 | 0 |
| NORTHERN STAR INVEST CORP IV | COM CL A | 66575B101 |  | 135675 | 13500 | SH |  | SOLE |  | 13500 | 0 | 0 |
| NORTHVIEW ACQUISITION CORP | COM | 66718N103 |  | 1080040 | 106618 | SH |  | SOLE |  | 106618 | 0 | 0 |
| NORTHVIEW ACQUISITION CORP | *W EXP 08/02/202 | 66718N111 |  | 1922 | 54153 | SH |  | SOLE |  | 54153 | 0 | 0 |
| NORTHVIEW ACQUISITION CORP | RIGHT 99/99/9999 | 66718N129 |  | 18564 | 108306 | SH |  | SOLE |  | 108306 | 0 | 0 |
| NUVEEN MULTI ASSET INCOME FU | COM | 670750108 |  | 146831 | 12779 | SH |  | SOLE |  | 12779 | 0 | 0 |
| NUVEEN SHORT DURATION CR OPP | COM | 67074X107 |  | 2336207 | 196982 | SH |  | SOLE |  | 196982 | 0 | 0 |
| OXBRIDGE ACQUISITION CORP | *W EXP 08/04/202 | G6855L117 |  | 1600 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| PAPAYA GRWT OPPORTUNITY CORP | CLASS A COM | 69882P102 |  | 378032 | 37062 | SH |  | SOLE |  | 37062 | 0 | 0 |
| PAPAYA GRWT OPPORTUNITY CORP | *W EXP 12/31/202 | 69882P110 |  | 82 | 18531 | SH |  | SOLE |  | 18531 | 0 | 0 |
| PATHFINDER ACQUISITION CORP | *W EXP 02/19/202 | G04119122 |  | 9085 | 39498 | SH |  | SOLE |  | 39498 | 0 | 0 |
| PATRIA LATIN AMRCN OPPRNTY A | CLASS A ORD SHS | G69454109 |  | 2665479 | 257408 | SH |  | SOLE |  | 257408 | 0 | 0 |
| PATRIA LATIN AMRCN OPPRNTY A | *W EXP 02/23/202 | G69454117 |  | 11950 | 132780 | SH |  | SOLE |  | 132780 | 0 | 0 |
| PERIDOT ACQUISITION CORP II | *W EXP 04/30/202 | G7008B121 |  | 513 | 10988 | SH |  | SOLE |  | 10988 | 0 | 0 |
| PERIDOT ACQUISITION CORP II | SHS CL A | G7008B105 |  | 1736715 | 171940 | SH |  | SOLE |  | 171940 | 0 | 0 |
| PHOENIX BIOTECH ACQUISITION | *W EXP 09/01/202 | 71902K113 |  | 2124 | 49282 | SH |  | SOLE |  | 49282 | 0 | 0 |
| PHOENIX BIOTECH ACQUISITION | CLASS A COM | 71902K105 |  | 931429 | 90650 | SH |  | SOLE |  | 90650 | 0 | 0 |
| PIONEER MERGER CORP | CL A SHS | G7S24C103 |  | 4680930 | 461643 | SH |  | SOLE |  | 461643 | 0 | 0 |
| PLUTONIAN ACQUISITION CORP | UNIT 10/26/2027 | 72942P203 |  | 3339464 | 331625 | SH |  | SOLE |  | 331625 | 0 | 0 |
| PORTMAN RIDGE FIN CORP | COM NEW | 73688F201 |  | 2679040 | 116480 | SH |  | SOLE |  | 116480 | 0 | 0 |
| POST HOLDINGS PARTNERING COR | COM SER A | 737465104 |  | 2001878 | 201599 | SH |  | SOLE |  | 201599 | 0 | 0 |
| POST HOLDINGS PARTNERING COR | *W EXP 04/12/202 | 737465112 |  | 19891 | 248633 | SH |  | SOLE |  | 248633 | 0 | 0 |
| POWERUP ACQUISITION CORP | *W EXP 05/23/202 | G7207P129 |  | 999 | 12500 | SH |  | SOLE |  | 12500 | 0 | 0 |
| POWERUP ACQUISITION CORP | CLASS A ORDI SHS | G7207P103 |  | 197760 | 19200 | SH |  | SOLE |  | 19200 | 0 | 0 |
| RELATIVITY ACQUISITION CORP | *W EXP 12/15/202 | 75944B114 |  | 1823 | 60575 | SH |  | SOLE |  | 60575 | 0 | 0 |
| RICE ACQUISITION CORP II | SHS CL A | G75529100 |  | 2480849 | 243938 | SH |  | SOLE |  | 243938 | 0 | 0 |
| ROC ENERGY ACQUISITION CORP | COMMON STOCK | 77118V108 |  | 1975726 | 192942 | SH |  | SOLE |  | 192942 | 0 | 0 |
| ROC ENERGY ACQUISITION CORP | RIGHT 11/30/2028 | 77118V116 |  | 33561 | 197420 | SH |  | SOLE |  | 197420 | 0 | 0 |
| ROSE HILL ACQUISITION CORP | CLASS A ORD | G7637J107 |  | 455752 | 44076 | SH |  | SOLE |  | 44076 | 0 | 0 |
| ROSE HILL ACQUISITION CORP | *W EXP 10/07/202 | G7637J123 |  | 2071 | 22963 | SH |  | SOLE |  | 22963 | 0 | 0 |
| RUNWAY GROWTH FINANCE CORP | COM | 78163D100 |  | 3382843 | 291876 | SH |  | SOLE |  | 291876 | 0 | 0 |
| SABA CAPITAL INCOME  OPRNT | SHS NEW | 78518H202 |  | 5309558 | 697708 | SH |  | SOLE |  | 697708 | 0 | 0 |
| SCION TECH GROWTH II | CL A SHS | G31070108 |  | 884528 | 87404 | SH |  | SOLE |  | 87404 | 0 | 0 |
| SCION TECH GROWTH II | *W EXP 01/28/202 | G31070116 |  | 69 | 19242 | SH |  | SOLE |  | 19242 | 0 | 0 |
| SCREAMING EAGLE ACQUISITN CO | CLASS A ORD SHS | G79407105 |  | 6685902 | 672626 | SH |  | SOLE |  | 672626 | 0 | 0 |
| SCREAMING EAGLE ACQUISITN CO | *W EXP 01/05/202 | G79407121 |  | 44505 | 188539 | SH |  | SOLE |  | 188539 | 0 | 0 |
| SWISS HELVETIA FD INC | COM | 870875101 |  | 1795288 | 237472 | SH |  | SOLE |  | 237472 | 0 | 0 |
| SEMPER PARATUS ACQUISITION C | CLASS A ORD | G8028L107 |  | 1858326 | 179896 | SH |  | SOLE |  | 179896 | 0 | 0 |
| SEMPER PARATUS ACQUISITION C | *W EXP 11/04/202 | G8028L131 |  | 380 | 90098 | SH |  | SOLE |  | 90098 | 0 | 0 |
| SEVEN HILLS REALTY TRUST | COM | 81784E101 |  | 2498768 | 274892 | SH |  | SOLE |  | 274892 | 0 | 0 |
| SHAPEWAYS HOLDINGS INC | *W EXP 09/29/202 | 81947T110 |  | 2765 | 163633 | SH |  | SOLE |  | 163633 | 0 | 0 |
| SIGNA SPORTS UNITED NV | *W EXP 99/99/999 | N80029114 |  | 7394 | 92894 | SH |  | SOLE |  | 92894 | 0 | 0 |
| SILVER SPIKE ACQUISITN CORP | *W EXP 02/26/202 | G8201H113 |  | 1171 | 39038 | SH |  | SOLE |  | 39038 | 0 | 0 |
| SILVER SPIKE ACQUISITN CORP | CLASS A ORD SHS | G8201H105 |  | 1617841 | 160341 | SH |  | SOLE |  | 160341 | 0 | 0 |
| SIZZLE ACQUISITION CORP | *W EXP 11/02/202 | 83014E117 |  | 14736 | 49119 | SH |  | SOLE |  | 49119 | 0 | 0 |
| SIZZLE ACQUISITION CORP | COMMON STOCK | 83014E109 |  | 924113 | 90422 | SH |  | SOLE |  | 90422 | 0 | 0 |
| SOCIAL CAP SUVRETTA HLDS CRP | CLASS A ORD SHS | G8253U103 |  | 1174213 | 116721 | SH |  | SOLE |  | 116721 | 0 | 0 |
| SOCIAL CAP SUVRETTA HLDS CP | CLASS A ORD SHS | G8253Y105 |  | 1537781 | 153013 | SH |  | SOLE |  | 153013 | 0 | 0 |
| SPRING VALLEY ACQUISTN CORP | CLASS A ORD | G83752108 |  | 202600 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| SPRING VALLEY ACQUISTN CORP | RIGHT 02/25/2026 | G83752132 |  | 3400 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| SPRING VALLEY ACQUISTN CORP | *W EXP 02/25/202 | G83752116 |  | 2500 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| SRH TOTAL RETURN FUND INC | COM | 101507101 |  | 11926532 | 939097 | SH |  | SOLE |  | 939097 | 0 | 0 |
| SURO CAPITAL CORP | COM NEW | 86887Q109 |  | 497990 | 131050 | SH |  | SOLE |  | 131050 | 0 | 0 |
| SWIFTMERGE ACQUISITION CORP | CLASS A ORD SHS | G63836103 |  | 627584 | 61953 | SH |  | SOLE |  | 61953 | 0 | 0 |
| TAILWIND INTERNATNAL ACQ COR | COM CL A | G8662F101 |  | 991847 | 98300 | SH |  | SOLE |  | 98300 | 0 | 0 |
| TAIWAN FD INC | COM | 874036106 |  | 5250874 | 227409 | SH |  | SOLE |  | 227409 | 0 | 0 |
| TCV ACQUISITION CORP | CL A SHS | G8704C124 |  | 1102051 | 110100 | SH |  | SOLE |  | 110100 | 0 | 0 |
| TEMPLETON GLOBAL INCOME FD | COM | 880198106 |  | 4766481 | 1100804 | SH |  | SOLE |  | 1100804 | 0 | 0 |
| TEXAS PACIFIC LAND CORPORATI | COM | 88262P102 |  | 10314612 | 4400 | SH |  | SOLE |  | 4400 | 0 | 0 |
| TG VENTURE ACQUISITION CORP | CLASS A COM | 87251T109 |  | 1176406 | 115788 | SH |  | SOLE |  | 115788 | 0 | 0 |
| TG VENTURE ACQUISITION CORP | *W EXP 08/15/202 | 87251T117 |  | 14790 | 246505 | SH |  | SOLE |  | 246505 | 0 | 0 |
| TIO TECH A | CLASS A ORD SHS | G8T10C106 |  | 3281090 | 325505 | SH |  | SOLE |  | 325505 | 0 | 0 |
| TORTOISEECOFIN ACQUISITION C | SHS CL A | G8956E109 |  | 497500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| TRINITY PL HLDGS INC | COM | 89656D101 |  | 167771 | 226748 | SH |  | SOLE |  | 226748 | 0 | 0 |
| VECTOR ACQUISITION CORP II | CL A SHS | G9460A104 |  | 2643572 | 261835 | SH |  | SOLE |  | 261835 | 0 | 0 |
| VERTICAL CAP INCOME FD | SHS BEN INT | 92535C104 |  | 5234797 | 601010 | SH |  | SOLE |  | 601010 | 0 | 0 |
| VIRTUS TOTAL RETURN FD INC | COM | 92835W107 |  | 3380553 | 516115 | SH |  | SOLE |  | 516115 | 0 | 0 |
| WARBURG PINCUS CAPTAL CORP I | SHS CL A | G9461D107 |  | 1090224 | 107943 | SH |  | SOLE |  | 107943 | 0 | 0 |
| WARBURG PINCUS CAPTAL CORP I | SHS CL A | G9460M108 |  | 1616902 | 160248 | SH |  | SOLE |  | 160248 | 0 | 0 |
| WELSBACH TECH METALS ACQU CO | RIGHT 12/22/2026 | 950415117 |  | 4104 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| ZIMMER ENERGY TRANSITION ACQ | COM CL A | 989570106 |  | 1210049 | 121613 | SH |  | SOLE |  | 121613 | 0 | 0 |

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