# EDGAR Filing Document

**Accession Number:** 0001850755
**File Stem:** 0000919574-23-001224
**Filing Date:** 2023-2
**Character Count:** 22642
**Document Hash:** d09027fbce135bf0432f8fc745638f0f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000919574-23-001224.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0000919574-23-001224

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230213

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Flow State Investments, L.P.
- **CENTRAL INDEX KEY:** 0001850755
- **IRS NUMBER:** 853327500
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22954
- **FILM NUMBER:** 23620689

**BUSINESS ADDRESS:**
- **STREET 1:** 155 N WACKER DRIVE, STE 1760
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** 773-938-9600

**MAIL ADDRESS:**
- **STREET 1:** 155 N WACKER DRIVE, STE 1760
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Flow State Investments L.P.<br>**Address:** 155 N Wacker Drive Ste 1760<br>Chicago, IL 60606

**Form 13F File Number:** 028-22954

**CRD Number (if applicable):** 000318195

**SEC File Number (if applicable):** 802-123737

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Sean Stephens<br>**Title:** Chief Operating Officer<br>**Phone:** 7739389602

**Signature, Place, and Date of Signing:**

/s/ Sean Stephens  Chicago, IL  02-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 171

**Form 13F Information Table Value Total:** $114754627

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 10X CAP VENTURE ACQSTN CORP | *W EXP 04/19/202 | G87076116 |  | 1320 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| 10X CAPITAL VENTURE ACQ III | CL A ORD SHS | G87077106 |  | 2347054 | 229878 | SH |  | SOLE |  | 229878 | 0 | 0 |
| 10X CAPITAL VENTURE ACQ III | *W EXP 06/30/202 | G87077114 |  | 7968 | 99600 | SH |  | SOLE |  | 99600 | 0 | 0 |
| 1LIFE HEALTHCARE INC | COM | 68269G107 |  | 1336800 | 80000 | SH |  | SOLE |  | 80000 | 0 | 0 |
| 7GC  CO HOLDINGS INC | *W EXP 12/28/202 | 81786A115 |  | 7000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| ACCRETION ACQUISITION CORP | *W EXP 03/01/202 | 00438Y115 |  | 1683 | 90000 | SH |  | SOLE |  | 90000 | 0 | 0 |
| ACROPOLIS INFRASTRUCTURE ACQ | *W EXP 03/30/202 | 005029111 |  | 8033 | 66939 | SH |  | SOLE |  | 66939 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 535850 | 7000 | SH |  | SOLE |  | 7000 | 0 | 0 |
| AEROJET ROCKETDYNE HLDGS INC | COM | 007800105 |  | 838950 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| ALBERTSONS COS INC | COMMON STOCK | 013091103 |  | 3815247 | 183956 | SH |  | SOLE |  | 183956 | 0 | 0 |
| ALTENERGY ACQUISITION CORP | *W EXP 10/29/202 | 02157M116 |  | 3090 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| ALTITUDE ACQUISITION CORP | *W EXP 11/30/202 | 02156Y111 |  | 3803 | 65000 | SH |  | SOLE |  | 65000 | 0 | 0 |
| ALTRA INDL MOTION CORP | COM | 02208R106 |  | 5078750 | 85000 | SH |  | SOLE |  | 85000 | 0 | 0 |
| AMPRIUS TECHNOLOGIES INC | *W EXP 09/14/202 | 03214Q116 |  | 6122 | 21102 | SH |  | SOLE |  | 21102 | 0 | 0 |
| ANDRETTI ACQUISITION CORP | *W EXP 99/99/999 | G26735129 |  | 2550 | 36219 | SH |  | SOLE |  | 36219 | 0 | 0 |
| ANZU SPECIAL ACQUISITIN CORP | *W EXP 01/27/202 | 03737A119 |  | 3800 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| APOLLO STRATEGIC GRWT CPTL I | *W EXP 02/12/202 | G0412A128 |  | 4505 | 32182 | SH |  | SOLE |  | 32182 | 0 | 0 |
| ARES ACQUISITION CORPORATION | COM CL A | G33032106 |  | 3523553 | 349906 | SH |  | SOLE |  | 349906 | 0 | 0 |
| ARES ACQUISITION CORPORATION | *W EXP 02/02/202 | G33032122 |  | 63260 | 135664 | SH |  | SOLE |  | 135664 | 0 | 0 |
| ARROWROOT ACQUISITION CORP | *W EXP 03/02/202 | 04282M110 |  | 570 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| ARTEMIS STRATEGIC INVT CORP | COM CL A | 04303A103 |  | 510500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| ATHENA CONSUMER ACQ CORP | *W EXP 07/31/202 | 04684M114 |  | 3657 | 31444 | SH |  | SOLE |  | 31444 | 0 | 0 |
| ATHENA TECHNOLOGY ACQ CORP I | CL A COM | 04687C105 |  | 3632419 | 361255 | SH |  | SOLE |  | 361255 | 0 | 0 |
| ATHENA TECHNOLOGY ACQ CORP I | *W EXP 10/17/202 | 04687C113 |  | 3099 | 77862 | SH |  | SOLE |  | 77862 | 0 | 0 |
| AURORA TECHNOLOGY ACQUISITIO | *W EXP 01/27/202 | G06984127 |  | 1102 | 46776 | SH |  | SOLE |  | 46776 | 0 | 0 |
| BANYAN ACQUISITION CORPORATI | *W EXP 09/30/202 | 06690B115 |  | 1164 | 46570 | SH |  | SOLE |  | 46570 | 0 | 0 |
| BERENSON ACQUISITION CORP I | *W EXP 08/01/202 | 083690115 |  | 2117 | 58010 | SH |  | SOLE |  | 58010 | 0 | 0 |
| BITE ACQUISITION CORP | *W EXP 02/12/203 | 09175K113 |  | 3453 | 57553 | SH |  | SOLE |  | 57553 | 0 | 0 |
| BLACK KNIGHT INC | COM | 09215C105 |  | 1235000 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| BLACK MOUNTAIN ACQ CORP | *W EXP 10/15/202 | 09216A116 |  | 1835 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| BLEUACACIA LTD | RIGHT 10/30/2026 | G11728139 |  | 3286 | 38662 | SH |  | SOLE |  | 38662 | 0 | 0 |
| BLOCKCHAIN COINVSTRS ACQ CRP | *W EXP 11/01/202 | G11765115 |  | 3000 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| BLUESCAPE OPPORTUNITIES ACQU | *W EXP 10/28/202 | G1195N113 |  | 17446 | 109040 | SH |  | SOLE |  | 109040 | 0 | 0 |
| BRIDGETOWN HOLDINGS LTD | *W EXP 09/30/202 | G1355U121 |  | 5622 | 45594 | SH |  | SOLE |  | 45594 | 0 | 0 |
| BURTECH ACQUISITION CORP | *W EXP 12/18/202 | 123013112 |  | 675 | 112500 | SH |  | SOLE |  | 112500 | 0 | 0 |
| CANNA GLOBAL ACQUISITION COR | *W EXP 11/30/202 | 13767K119 |  | 1750 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| CARNEY TECHNOLOGY ACQU CORP | *W EXP 11/30/202 | 143636116 |  | 6106 | 90861 | SH |  | SOLE |  | 90861 | 0 | 0 |
| CARNEY TECHNOLOGY ACQU CORP | CL A COMMON STK | 143636108 |  | 363889 | 35536 | SH |  | SOLE |  | 35536 | 0 | 0 |
| CATALYST PARTNRS ACQUISITN C | *W EXP 05/12/202 | G19550121 |  | 58 | 34156 | SH |  | SOLE |  | 34156 | 0 | 0 |
| CC NEUBERGER PRINCIPAL HOLDN | *W EXP 02/05/202 | G1992N126 |  | 1030 | 20438 | SH |  | SOLE |  | 20438 | 0 | 0 |
| CF ACQUISITION CORP IV | *W EXP 12/31/202 | 12520T110 |  | 4189 | 54400 | SH |  | SOLE |  | 54400 | 0 | 0 |
| CF ACQUISITION CORP VIII | *W EXP 03/31/202 | 12520C117 |  | 839 | 29960 | SH |  | SOLE |  | 29960 | 0 | 0 |
| CHURCHILL CAPITAL CORP V | *W EXP 10/29/202 | 17144T115 |  | 1614 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| CLEAN EARTH ACQUISITIONS COR | *W EXP 99/99/999 | 184493112 |  | 5606 | 77323 | SH |  | SOLE |  | 77323 | 0 | 0 |
| COLUMBIA BKG SYS INC | COM | 197236102 |  | 1442233 | 47867 | SH |  | SOLE |  | 47867 | 0 | 0 |
| COMPUTE HEALTH ACQUISITIN CO | *W EXP 01/25/202 | 204833115 |  | 3369 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| CONCORD ACQUISITION CORP II | COM CL A | 20607U108 |  | 248625 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| CONCORD ACQUISITION CORP III | *W EXP 99/99/999 | 20607V114 |  | 2908 | 42762 | SH |  | SOLE |  | 42762 | 0 | 0 |
| CONX CORP | *W EXP 10/30/202 | 212873111 |  | 7485 | 49902 | SH |  | SOLE |  | 49902 | 0 | 0 |
| CORNER GROWTH ACQUISITION CO | *W EXP 99/99/999 | G2425N113 |  | 1806 | 60000 | SH |  | SOLE |  | 60000 | 0 | 0 |
| COUPA SOFTWARE INC | COM | 22266L106 |  | 1345890 | 17000 | SH |  | SOLE |  | 17000 | 0 | 0 |
| COWEN INC | CL A NEW | 223622606 |  | 10041200 | 260000 | SH |  | SOLE |  | 260000 | 0 | 0 |
| CRIXUS BH3 ACQUISITION CO | *W EXP 10/04/202 | 22677T110 |  | 1155 | 12621 | SH |  | SOLE |  | 12621 | 0 | 0 |
| D AND Z MEDIA ACQUISITION CO | *W EXP 01/27/202 | 23305Q114 |  | 1187 | 23100 | SH |  | SOLE |  | 23100 | 0 | 0 |
| D AND Z MEDIA ACQUISITION CO | COM CL A | 23305Q106 |  | 447320 | 44732 | SH |  | SOLE |  | 44732 | 0 | 0 |
| DIAMONDHEAD HOLDINGS CORP | CL A | 25278L105 |  | 2628477 | 261540 | SH |  | SOLE |  | 261540 | 0 | 0 |
| DMY TECHNOLOGY GROUP INC VI | *W EXP 99/99/999 | 233247113 |  | 3506 | 33391 | SH |  | SOLE |  | 33391 | 0 | 0 |
| DRAGONEER GROWTH OPT CORP II | CL A SHS | G28315102 |  | 246500 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| ECARX HOLDINGS INC | *W EXP 12/20/202 | G29201111 |  | 3434 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| EG ACQUISITION CORP | *W EXP 05/28/202 | 26846A118 |  | 5790 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| ENPHYS ACQUISITION CORP | *W EXP 99/99/999 | G3167L117 |  | 3177 | 39718 | SH |  | SOLE |  | 39718 | 0 | 0 |
| ENTERPRISE 4.0 TEC ACQSTN CO | *W EXP 10/21/202 | G3137C114 |  | 881 | 47470 | SH |  | SOLE |  | 47470 | 0 | 0 |
| EQRX INC | *W EXP 12/17/202 | 26886C115 |  | 3274 | 12208 | SH |  | SOLE |  | 12208 | 0 | 0 |
| ESGEN ACQUISITION CORP | *W EXP 10/18/202 | G3R95N111 |  | 1168 | 23036 | SH |  | SOLE |  | 23036 | 0 | 0 |
| ESM ACQUISITION CORPORATION | *W EXP 02/02/202 | G3195H112 |  | 9886 | 85000 | SH |  | SOLE |  | 85000 | 0 | 0 |
| EVE MOBILITY ACQUISITION COR | *W EXP 12/31/202 | G3218G117 |  | 2672 | 52129 | SH |  | SOLE |  | 52129 | 0 | 0 |
| EVO PMTS INC | CL A COM | 26927E104 |  | 10152000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| FAR PEAK ACQUISITION CORP | SHS CL A | G3312L103 |  | 3375629 | 336218 | SH |  | SOLE |  | 336218 | 0 | 0 |
| FIRST HORIZON CORPORATION | COM | 320517105 |  | 4410000 | 180000 | SH |  | SOLE |  | 180000 | 0 | 0 |
| FRONTIER ACQUISITION CORP | *W EXP 03/15/202 | G36826124 |  | 386 | 24517 | SH |  | SOLE |  | 24517 | 0 | 0 |
| FRONTIER INVESTMENT CORP | *W EXP 06/29/202 | G36816125 |  | 869 | 14630 | SH |  | SOLE |  | 14630 | 0 | 0 |
| FTAC ZEUS ACQUISITION COR | CLASS A COM | 30320F106 |  | 4173967 | 414084 | SH |  | SOLE |  | 414084 | 0 | 0 |
| FTAC ZEUS ACQUISITION COR | *W EXP 04/15/202 | 30320F114 |  | 2966 | 118656 | SH |  | SOLE |  | 118656 | 0 | 0 |
| GAMES  ESPORTS EXPRNC ACQ C | *W EXP 12/01/202 | G3731J127 |  | 2055 | 51378 | SH |  | SOLE |  | 51378 | 0 | 0 |
| GCM GROSVENOR INC | *W EXP 11/17/202 | 36831E116 |  | 9070 | 20613 | SH |  | SOLE |  | 20613 | 0 | 0 |
| GETAROUND INC | *W EXP 03/09/202 | 37427G119 |  | 1130 | 24734 | SH |  | SOLE |  | 24734 | 0 | 0 |
| GOAL ACQUISITIONS CORP | *W EXP 02/11/202 | 38021H115 |  | 2561 | 55000 | SH |  | SOLE |  | 55000 | 0 | 0 |
| GOGREEN INVESTMENTS CORP | *W EXP 05/31/202 | G9461B119 |  | 12923 | 39162 | SH |  | SOLE |  | 39162 | 0 | 0 |
| GOLDEN ARROW MERGER CORP | *W EXP 07/31/202 | 380799114 |  | 623 | 75010 | SH |  | SOLE |  | 75010 | 0 | 0 |
| GOLDEN FALCON ACQUISITION CO | *W EXP 11/04/202 | 38102H117 |  | 17250 | 115000 | SH |  | SOLE |  | 115000 | 0 | 0 |
| GRINDR INC | *W EXP 11/18/202 | 39854F119 |  | 5433 | 11318 | SH |  | SOLE |  | 11318 | 0 | 0 |
| GSR II METEORA ACQUISITN COR | *W EXP 02/24/202 | 36263W121 |  | 959 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| HORIZON THERAPEUTICS PUB L | SHS | G46188101 |  | 2276000 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| IG ACQUISITION CORP | *W EXP 10/05/202 | 449534114 |  | 653 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| IMAGO BIOSCIENCES INC | COM | 45250K107 |  | 1995656 | 55512 | SH |  | SOLE |  | 55512 | 0 | 0 |
| INTEGRATED RAIL AND RES ACQ | *W EXP 99/99/999 | 45827R114 |  | 4200 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| INTERNATIONAL MEDIA ACQUISIT | RIGHT 99/99/9999 | 459867123 |  | 1400 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| INTERNATIONAL MEDIA ACQUISIT | *W EXP 07/21/202 | 459867115 |  | 1120 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| INTERPRIVATE III FINANCIAL P | COM CL A | 46064R106 |  | 1220400 | 120000 | SH |  | SOLE |  | 120000 | 0 | 0 |
| INTERPRIVATE IV INFRATECH PR | CLASS A COM | 46064T102 |  | 441344 | 43100 | SH |  | SOLE |  | 43100 | 0 | 0 |
| INTERPRIVATE IV INFRATECH PR | *W EXP 03/05/202 | 46064T110 |  | 2268 | 50400 | SH |  | SOLE |  | 50400 | 0 | 0 |
| INVESTCORP EUROPE ACQUISITIO | *W EXP 12/15/202 | G4923T113 |  | 2344 | 81522 | SH |  | SOLE |  | 81522 | 0 | 0 |
| IRIS ACQUISITION CORP | *W EXP 02/28/202 | 89601Y119 |  | 760 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| IX ACQUISITION CORP | *W EXP 07/31/202 | G5000D111 |  | 378 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| JAGUAR GLOBAL GROWTH CORP I | *W EXP 11/23/202 | G5S11A130 |  | 1075 | 17923 | SH |  | SOLE |  | 17923 | 0 | 0 |
| JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | G50737124 |  | 2808 | 43198 | SH |  | SOLE |  | 43198 | 0 | 0 |
| KAIROS ACQUISITION CORP | CL A SHS | G52110114 |  | 366730 | 36400 | SH |  | SOLE |  | 36400 | 0 | 0 |
| KENSINGTON CAPITAL ACQUISITI | *W EXP 99/99/999 | G5251K129 |  | 15538 | 91400 | SH |  | SOLE |  | 91400 | 0 | 0 |
| KERNEL GROUP HOLDINGS INC | *W EXP 02/02/202 | G5259L129 |  | 342 | 60000 | SH |  | SOLE |  | 60000 | 0 | 0 |
| KHOSLA VENTURES ACQUISITION | CL A | 482504107 |  | 140409 | 14069 | SH |  | SOLE |  | 14069 | 0 | 0 |
| KHOSLA VENTURES ACQUT CO III | COM CL A | 482506102 |  | 497750 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| KIMBELL TIGER ACQUISITION CO | *W EXP 09/15/202 | 49436K114 |  | 7500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| KINS TECHNOLOGY GROUP INC | *W EXP 10/14/202 | 49714K117 |  | 1355 | 45000 | SH |  | SOLE |  | 45000 | 0 | 0 |
| KNIGHTSWAN ACQUISITION CORP | *W EXP 99/99/999 | 499103117 |  | 2105 | 46670 | SH |  | SOLE |  | 46670 | 0 | 0 |
| L CATTERTON ASIA ACQUISITION | *W EXP 03/08/202 | G5346G117 |  | 1498 | 33805 | SH |  | SOLE |  | 33805 | 0 | 0 |
| LEARN CW INVESTMENT COR | *W EXP 10/08/202 | G54157113 |  | 1905 | 31776 | SH |  | SOLE |  | 31776 | 0 | 0 |
| LEGATO MERGER CORP II | COM | 52473Y104 |  | 651368 | 64048 | SH |  | SOLE |  | 64048 | 0 | 0 |
| LF CAPITAL ACQUISITION CORP | *W EXP 02/19/202 | 50202D110 |  | 438 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| LHC GROUP INC | COM | 50187A107 |  | 1374365 | 8500 | SH |  | SOLE |  | 8500 | 0 | 0 |
| LIVEWIRE GROUP INC | COM | 53838J105 |  | 168940 | 34833 | SH |  | SOLE |  | 34833 | 0 | 0 |
| MACONDRAY CAP ACQUISITN CORP | CLASS A ORD SHS | G5853A107 |  | 1564613 | 153544 | SH |  | SOLE |  | 153544 | 0 | 0 |
| MARBLEGATE ACQUISITION CORP | *W EXP 08/31/202 | 56608A113 |  | 894 | 17880 | SH |  | SOLE |  | 17880 | 0 | 0 |
| MASON INDUSTRIAL TECHNOLGY I | COM CL A | 57520Y106 |  | 181219 | 18131 | SH |  | SOLE |  | 18131 | 0 | 0 |
| MAXAR TECHNOLOGIES INC | COM | 57778K105 |  | 1034800 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| MCLAREN TECHNOLOGY ACQ CORP | *W EXP 11/01/202 | 58176U117 |  | 614 | 35093 | SH |  | SOLE |  | 35093 | 0 | 0 |
| MEDTECH ACQUISITION CORP | *W EXP 12/22/202 | 58507N113 |  | 752 | 10033 | SH |  | SOLE |  | 10033 | 0 | 0 |
| MELI KASZEK PIONEER CORP | CLASS A ORD | G5S74L106 |  | 392733 | 39352 | SH |  | SOLE |  | 39352 | 0 | 0 |
| METALS ACQUISITION CORP | SHS CL A | G60405100 |  | 362161 | 36198 | SH |  | SOLE |  | 36198 | 0 | 0 |
| MIRION TECHNOLOGIES INC | *W EXP 10/20/202 | 60471A119 |  | 12208 | 10900 | SH |  | SOLE |  | 10900 | 0 | 0 |
| MSD ACQUISITION CORP | CLASS A ORD SHS | G5709C109 |  | 504500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| MSD ACQUISITION CORP | *W EXP 03/25/202 | G5709C125 |  | 6200 | 80000 | SH |  | SOLE |  | 80000 | 0 | 0 |
| MULTIPLAN CORPORATION | *W EXP 02/13/202 | 62548M118 |  | 614 | 12288 | SH |  | SOLE |  | 12288 | 0 | 0 |
| MYOVANT SCIENCES LTD | COM | G637AM102 |  | 7549070 | 280010 | SH |  | SOLE |  | 280010 | 0 | 0 |
| NABORS ENERGY TRANSITION COR | *W EXP 11/17/202 | 629567116 |  | 8700 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| NEW VISTA ACQUISITION CORP | *W EXP 02/01/202 | G6529L121 |  | 3231 | 55991 | SH |  | SOLE |  | 55991 | 0 | 0 |
| NEWCOURT ACQUISITION CORP | *W EXP 01/22/202 | G6448C129 |  | 838 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| ONYX ACQUISITION CO I | *W EXP 11/30/202 | G6755Q117 |  | 1182 | 33663 | SH |  | SOLE |  | 33663 | 0 | 0 |
| PAPAYA GRWT OPPORTUNITY CORP | *W EXP 12/31/202 | 69882P110 |  | 1550 | 36898 | SH |  | SOLE |  | 36898 | 0 | 0 |
| PATRIA LATIN AMRCN OPPRNTY A | *W EXP 02/23/202 | G69454117 |  | 4365 | 48496 | SH |  | SOLE |  | 48496 | 0 | 0 |
| PERCEPTION CAPITAL CORP II | *W EXP 10/25/202 | G7007D110 |  | 1250 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| POST HOLDINGS PARTNERING COR | *W EXP 04/12/202 | 737465112 |  | 1368 | 17100 | SH |  | SOLE |  | 17100 | 0 | 0 |
| POWER  DIGITAL INFRASTRUCTU | *W EXP 12/09/202 | 73919C118 |  | 2041 | 29081 | SH |  | SOLE |  | 29081 | 0 | 0 |
| POWERUP ACQUISITION CORP | *W EXP 05/23/202 | G7207P129 |  | 3999 | 50049 | SH |  | SOLE |  | 50049 | 0 | 0 |
| PRIME IMPACT ACQUISITION I | SHS CL A | G61074103 |  | 102600 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| PRIVETERRA ACQUISITION CORP | *W EXP 02/28/202 | 74275N110 |  | 912 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| PROSPECTOR CAPITAL CORP | CL A | G7273A105 |  | 2020000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| RCF ACQUISITION CORP | *W EXP 99/99/999 | G7330C110 |  | 1215 | 16439 | SH |  | SOLE |  | 16439 | 0 | 0 |
| RICE ACQUISITION CORP II | SHS CL A | G75529100 |  | 542061 | 53300 | SH |  | SOLE |  | 53300 | 0 | 0 |
| RICE ACQUISITION CORP II | *W EXP 99/99/999 | G75529126 |  | 14081 | 11265 | SH |  | SOLE |  | 11265 | 0 | 0 |
| RMG ACQUISITION CORP III | CL A SHS | G76088106 |  | 4302261 | 426600 | SH |  | SOLE |  | 426600 | 0 | 0 |
| ROSS ACQUISITION CORP II | *W EXP 02/01/202 | G7641C114 |  | 818 | 16323 | SH |  | SOLE |  | 16323 | 0 | 0 |
| SELINA HOSPITALITY PLC | *W EXP 10/27/202 | G8059B119 |  | 2914 | 36429 | SH |  | SOLE |  | 36429 | 0 | 0 |
| SENIOR CONNECT ACQUISITN COR | *W EXP 12/31/202 | 81723H116 |  | 7513 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| SIGNIFY HEALTH INC | CL A COM | 82671G100 |  | 1523394 | 53154 | SH |  | SOLE |  | 53154 | 0 | 0 |
| SOUND POINT ACQUISITION CORP | *W EXP 02/25/202 | G8274F119 |  | 3559 | 31068 | SH |  | SOLE |  | 31068 | 0 | 0 |
| SPREE ACQUISITION CORP 1 LTD | *W EXP 12/22/202 | G83745128 |  | 453 | 11230 | SH |  | SOLE |  | 11230 | 0 | 0 |
| SPRING VALLEY ACQUISTN CORP | CLASS A ORD | G83752108 |  | 260341 | 25700 | SH |  | SOLE |  | 25700 | 0 | 0 |
| SPRING VALLEY ACQUISTN CORP | RIGHT 02/25/2026 | G83752132 |  | 17000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| SPRING VALLEY ACQUISTN CORP | *W EXP 02/25/202 | G83752116 |  | 14850 | 67500 | SH |  | SOLE |  | 67500 | 0 | 0 |
| STONEBRIDGE ACQUISITION CORP | *W EXP 03/31/202 | G85094129 |  | 460 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| STORE CAP CORP | COM | 862121100 |  | 11111996 | 346600 | SH |  | SOLE |  | 346600 | 0 | 0 |
| TAILWIND ACQUISITION CORP | *W EXP 09/07/202 | 87403Q110 |  | 2100 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| TASTEMAKER ACQUISITION CORP | *W EXP 01/07/202 | 876545112 |  | 1501 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| THE GROWTH FOR GOOD ACQU COR | *W EXP 11/12/202 | G41522114 |  | 2286 | 60000 | SH |  | SOLE |  | 60000 | 0 | 0 |
| TIO TECH A | *W EXP 04/12/202 | G8T10C114 |  | 1200 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| TKB CRITICAL TECHNOLOGIES 1 | *W EXP 10/20/202 | G88935120 |  | 525 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| TORTOISEECOFIN ACQUISITION C | *W EXP 07/22/202 | G8956E117 |  | 6083 | 30415 | SH |  | SOLE |  | 30415 | 0 | 0 |
| TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 |  | 3283200 | 76000 | SH |  | SOLE |  | 76000 | 0 | 0 |
| TPG PACE BENEFICIAL II CORP | COMMON STOCK | G89826104 |  | 245625 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| TWELVE SEAS INVESTMENT CO II | *W EXP 03/02/202 | 90118T114 |  | 473 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| TZP STRATEGIES ACQUISTN CORP | *W EXP 01/06/202 | G91595119 |  | 275 | 11229 | SH |  | SOLE |  | 11229 | 0 | 0 |
| UTA ACQUISITION CORPORATION | *W EXP 10/30/202 | G9473A117 |  | 9000 | 90000 | SH |  | SOLE |  | 90000 | 0 | 0 |
| UTA ACQUISITION CORPORATION | CLASS A ORD SHS | G9473A109 |  | 440541 | 43148 | SH |  | SOLE |  | 43148 | 0 | 0 |
| VALOR LATITUDE ACQUISITN COR | *W EXP 04/02/202 | G9460N122 |  | 733 | 14650 | SH |  | SOLE |  | 14650 | 0 | 0 |
| VIVINT SMART HOME INC | COM CL A | 928542109 |  | 2383570 | 200300 | SH |  | SOLE |  | 200300 | 0 | 0 |
| VMWARE INC | CL A COM | 928563402 |  | 5397880 | 43971 | SH |  | SOLE |  | 43971 | 0 | 0 |
| WARBURG PINCUS CAPTAL CORP I | SHS CL A | G9460M108 |  | 201800 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| WHOLE EARTH BRANDS INC | *W EXP 06/25/202 | 96684W126 |  | 2760 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| WORLD QUANTUM GROWTH ACQUISI | *W EXP 08/04/202 | G5596W127 |  | 1496 | 149557 | SH |  | SOLE |  | 149557 | 0 | 0 |
| XPAC ACQUISITION CORP | *W EXP 99/99/999 | G9831X122 |  | 5606 | 34649 | SH |  | SOLE |  | 34649 | 0 | 0 |
| ZIMMER ENERGY TRANSITION ACQ | *W EXP 06/16/202 | 989570114 |  | 2866 | 17899 | SH |  | SOLE |  | 17899 | 0 | 0 |

---