# EDGAR Filing Document

**Accession Number:** 0001109557
**File Stem:** 0001109557-26-000002
**Filing Date:** 2026-3
**Character Count:** 2648
**Document Hash:** 0c158dfb4cec2f519d4f68bf81dc908b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001109557-26-000002.hdr.sgml**: 20260302

**ACCESSION NUMBER**: 0001109557-26-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260302

**DATE AS OF CHANGE**: 20260302

**EFFECTIVENESS DATE**: 20260302

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CAPLIGHT MARKETS LLC
- **CENTRAL INDEX KEY:** 0001109557

**ORGANIZATION NAME:**
- **EIN:** 204105656
- **STATE OF INCORPORATION:** CT

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-52440
- **FILM NUMBER:** 26703954

**BUSINESS ADDRESS:**
- **STREET 1:** 531 HOWARD STREET
- **STREET 2:** 4TH FLOOR
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105
- **BUSINESS PHONE:** 917-535-9521

**MAIL ADDRESS:**
- **STREET 1:** 531 HOWARD STREET
- **STREET 2:** 4TH FLOOR
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PROSPERO CAPITAL LLC
- **DATE OF NAME CHANGE:** 20230323

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CAPLIGHT MARKETS LLC
- **DATE OF NAME CHANGE:** 20230323

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PROSPERO CAPITAL LLC
- **DATE OF NAME CHANGE:** 20050912

### Attached PDF Documents

**Attachment 1:** `shortervercaplight2025.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001109557

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** CAPLIGHT MARKETS LLC

**Business Address:** 531 HOWARD STREET, 4TH FLOOR, SAN FRANCISCO, CA, 94105

**Contact Person:** MICHAEL CHUNG

**Contact Phone:** 212-751-4422

### Independent Public Accountant Identification

**Accountant Name:** Ferrara CPA

**Accountant Address:** 100 Horizon Center Blvd, Hamilton, NJ, 08691

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Javier Avalos**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **CAPLIGHT MARKETS LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Javier Avalos

**Title:** CEO