# EDGAR Filing Document

**Accession Number:** 0001503123
**File Stem:** 0001752724-23-010167
**Filing Date:** 2023-1
**Character Count:** 96085
**Document Hash:** 251fcd5e7e400cee784eedef59e1a195
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-010167.hdr.sgml**: 20230125

**ACCESSION NUMBER**: 0001752724-23-010167

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230125

**DATE AS OF CHANGE**: 20230124

**PERIOD START**: 20230531

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DBX ETF TRUST
- **CENTRAL INDEX KEY:** 0001503123
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22487
- **FILM NUMBER:** 23549207

**BUSINESS ADDRESS:**
- **STREET 1:** 875 THIRD AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022-6225
- **BUSINESS PHONE:** 212-454-4500

**MAIL ADDRESS:**
- **STREET 1:** 875 THIRD AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022-6225

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DBX ETF Trust
- **DATE OF NAME CHANGE:** 20101008

## Series and Classes Contracts Data

### Xtrackers MSCI All China Equity ETF (Series ID: S000044834)

| Class ID   | Class Name                          | Ticker Symbol   |
|:---|:---|:---|
| C000139220 | Xtrackers MSCI All China Equity ETF | CN              |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** DBX ETF Trust

- **b. Investment Company Act file number:** 811-22487

- **c. CIK number of Registrant:** 0001503123

- **d. LEI of Registrant:** DNLQXYGHEZ10Q9SIK386

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 875 Third Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10022-6225

  - **Telephone number:** 212-454-4500

**Item A.2. Information about the Series.**

- **a. Name of Series:** Xtrackers MSCI All China Equity ETF

- **b. EDGAR series identifier (if any):** S000044834

- **c. LEI of Series:** 549300IRVQMKCUOJ0V03

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-05-31

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $8875795.44

**Total Liabilities:** $258539.08

**Net Assets:** $8617256.36

**Cash Not Reported:** $10393.83

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000139220 | -12.27%              | -13.28%              | 23.21%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-7372.17                | $-1129070.86                               |
| Month 2  | $0.00                    | $-1068568.45                               |
| Month 3  | $-161956.29              | $1781078.68                                |

### Schedule of Portfolio Investments

| Name                                                                                  | Title                                                                                 | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| GOLDWIND                                                                              | Xinjiang Goldwind Science & Technology Co Ltd                                         | CUSIP: 000000000<br>LEI: 3003008X6GR2ZPYM2V54 | Long             | EC               | CORP              | CN        |      1604 | NS      | $1724.11      | 0.02%             |  |  |  | No            |                  1 | On Loan: —       |
| Far East Horizon Ltd                                                                  | Far East Horizon Ltd                                                                  | CUSIP: 000000000<br>LEI: 549300S9XRGO1ZPUHE62 | Long             | EC               | CORP              | HK        |      4654 | NS      | $3535.74      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| China CITIC Bank Corp Ltd                                                             | China CITIC Bank Corp Ltd                                                             | CUSIP: 000000000<br>LEI: 300300C1030211000384 | Long             | EC               | CORP              | CN        |     23619 | NS      | $10469.76     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| CGN Power Co Ltd                                                                      | CGN Power Co Ltd                                                                      | CUSIP: 000000000<br>LEI: 529900D2UINCGWQYBK45 | Long             | EC               | CORP              | CN        |     24574 | NS      | $5950.27      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CICC                                                                                  | China International Capital Corp Ltd                                                  | CUSIP: 000000000<br>LEI: 529900OS3SVVTT56QN67 | Long             | EC               | CORP              | CN        |      3949 | NS      | $7356.15      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA EB INT'L                                                                        | China Everbright Environment Group Ltd                                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | HK        |      9775 | NS      | $4470.79      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| SH PHARMA                                                                             | Shanghai Pharmaceuticals Holding Co Ltd                                               | CUSIP: 000000000<br>LEI: 30030029J1KKCBY19820 | Long             | EC               | CORP              | CN        |      2017 | NS      | $3343.79      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Xinyi Solar Holdings Ltd                                                              | Xinyi Solar Holdings Ltd                                                              | CUSIP: 000000000<br>LEI: 529900QF7VIH03SB7Q08 | Long             | EC               | CORP              | CN        |     12842 | NS      | $14823.70     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| ICBC                                                                                  | Industrial & Commercial Bank of China Ltd                                             | CUSIP: 000000000<br>LEI: 5493002ERZU2K9PZDL40 | Long             | EC               | CORP              | CN        |    144207 | NS      | $72237.44     | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| JD.com Inc                                                                            | JD.com Inc                                                                            | CUSIP: 000000000<br>LEI: 549300HVTWB0GJZ16V92 | Long             | EC               | CORP              | CN        |      5495 | NS      | $154033.18    | 1.79%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINACOMSERVICE                                                                       | China Communications Services Corp Ltd                                                | CUSIP: 000000000<br>LEI: 529900JCDRVQE6YZKT86 | Long             | EC               | CORP              | CN        |      6281 | NS      | $2156.57      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of China Ltd                                                                     | Bank of China Ltd                                                                     | CUSIP: 000000000<br>LEI: 54930053HGCFWVHYZX42 | Long             | EC               | CORP              | CN        |    203074 | NS      | $72066.49     | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| China Hongqiao Group Ltd                                                              | China Hongqiao Group Ltd                                                              | CUSIP: 000000000<br>LEI: 3003009Q4IBFSDE24571 | Long             | EC               | CORP              | CN        |      6020 | NS      | $5576.15      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Innovent Biologics Inc                                                                | Innovent Biologics Inc                                                                | CUSIP: 000000000<br>LEI: 25490058ONL9SCIE1R22 | Long             | EC               | CORP              | CN        |      2642 | NS      | $10374.39     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| KE Holdings Inc                                                                       | KE Holdings Inc                                                                       | CUSIP: 482497104<br>LEI: 254900RHVY072XPAZE03 | Long             | EC               | CORP              | CN        |      1702 | NS      | $28797.84     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| SANY INT'L                                                                            | Sany Heavy Equipment International Holdings Co Ltd                                    | CUSIP: 000000000<br>LEI: 254900BKG9FQLCKFVK72 | Long             | EC               | CORP              | CN        |      3300 | NS      | $3513.29      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Fosun International Ltd                                                               | Fosun International Ltd                                                               | CUSIP: 000000000<br>LEI: 213800Z99WQEXDF82F09 | Long             | EC               | CORP              | CN        |      6571 | NS      | $5000.54      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| PING AN                                                                               | Ping An Insurance Group Co of China Ltd                                               | CUSIP: 000000000<br>LEI: 529900M9MC28JLN35U89 | Long             | EC               | CORP              | CN        |     16157 | NS      | $98840.14     | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Dongyue Group Ltd                                                                     | Dongyue Group Ltd                                                                     | CUSIP: 000000000<br>LEI: 529900EJNEZTJBHCHW95 | Long             | EC               | CORP              | CN        |      3220 | NS      | $3543.63      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| HUTCHMED China Ltd                                                                    | HUTCHMED China Ltd                                                                    | CUSIP: 000000000<br>LEI: 2138006X34YDQ6OBYE79 | Long             | EC               | CORP              | HK        |      1085 | NS      | $2981.65      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| China Cinda Asset Management C                                                        | China Cinda Asset Management Co Ltd                                                   | CUSIP: 000000000<br>LEI: 3003008W60YAHL9CQE51 | Long             | EC               | CORP              | CN        |     23162 | NS      | $3026.74      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| HUANENG POWER                                                                         | Huaneng Power International Inc                                                       | CUSIP: 000000000<br>LEI: 529900WU0SMVKMPG4V21 | Long             | EC               | CORP              | CN        |      9334 | NS      | $4304.96      | 0.05%             |  |  |  | No            |                  1 | On Loan: —       |
| CRRC TIMES ELEC                                                                       | Zhuzhou CRRC Times Electric Co Ltd                                                    | CUSIP: 000000000<br>LEI: 529900PLNH7NQLN00B53 | Long             | EC               | CORP              | CN        |      1243 | NS      | $5716.96      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Communications Co Ltd                                                         | Bank of Communications Co Ltd                                                         | CUSIP: 000000000<br>LEI: 549300AX1UM10U30HK09 | Long             | EC               | CORP              | CN        |     22989 | NS      | $12988.47     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| 3SBio Inc                                                                             | 3SBio Inc                                                                             | CUSIP: 000000000<br>LEI: 529900P0TQC1E9Y7FN31 | Long             | EC               | CORP              | CN        |      4044 | NS      | $4274.29      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| China Oilfield Services Ltd                                                           | China Oilfield Services Ltd                                                           | CUSIP: 000000000<br>LEI: 529900J4X53VL8QQW675 | Long             | EC               | CORP              | CN        |      4969 | NS      | $6232.34      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA OVERSEAS                                                                        | China Overseas Land & Investment Ltd                                                  | CUSIP: 000000000<br>LEI: 529900I6W35GYKRIZ151 | Long             | EC               | CORP              | HK        |      9766 | NS      | $26399.67     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Greentown China Holdings Ltd                                                          | Greentown China Holdings Ltd                                                          | CUSIP: 000000000<br>LEI: 529900BLBC6YDNWS8530 | Long             | EC               | CORP              | CN        |      2390 | NS      | $4060.14      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Aluminum Corp of China Ltd                                                            | Aluminum Corp of China Ltd                                                            | CUSIP: 000000000<br>LEI: 529900TKZUWQLIQN6T48 | Long             | EC               | CORP              | CN        |     10485 | NS      | $4392.54      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Gujing Distillery Co Ltd                                                        | Anhui Gujing Distillery Co Ltd                                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       306 | NS      | $4477.00      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| BOSIDENG                                                                              | Bosideng International Holdings Ltd                                                   | CUSIP: 000000000<br>LEI: 254900G7F1RDM4B3S169 | Long             | EC               | CORP              | HK        |      8327 | NS      | $4096.56      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| OOIL                                                                                  | Orient Overseas International Ltd                                                     | CUSIP: 000000000<br>LEI: 529900DQ426GJO276W95 | Long             | EC               | CORP              | HK        |       338 | NS      | $6330.87      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| China Vanke Co Ltd                                                                    | China Vanke Co Ltd                                                                    | CUSIP: 000000000<br>LEI: 529900E66UJ2DWY7KW55 | Long             | EC               | CORP              | CN        |      4259 | NS      | $8762.99      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Pop Mart International Group L                                                        | Pop Mart International Group Ltd                                                      | CUSIP: 000000000<br>LEI: 9845000A05E8F937E337 | Long             | EC               | CORP              | CN        |      1441 | NS      | $3201.20      | 0.04%             |  |  |  | No            |                  1 | On Loan: —       |
| Dali Foods Group Co Ltd                                                               | Dali Foods Group Co Ltd                                                               | CUSIP: 000000000<br>LEI: 52990093PPQC644N7T38 | Long             | EC               | CORP              | CN        |      6297 | NS      | $2976.87      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Want Want China Holdings Ltd                                                          | Want Want China Holdings Ltd                                                          | CUSIP: 000000000<br>LEI: 5299005HZCEKX4O1J230 | Long             | EC               | CORP              | CN        |     12768 | NS      | $8669.58      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| BJ ENT WATER                                                                          | Beijing Enterprises Water Group Ltd                                                   | CUSIP: 000000000<br>LEI: 529900TWUN2ALJKWRR11 | Long             | EC               | CORP              | HK        |     11993 | NS      | $3180.52      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Yankuang Energy Group Co Ltd                                                          | Yankuang Energy Group Co Ltd                                                          | CUSIP: 000000000<br>LEI: 3003005N7A6HYZ4Z0K39 | Long             | EC               | CORP              | CN        |      3879 | NS      | $12846.35     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Autohome Inc                                                                          | Autohome Inc                                                                          | CUSIP: 05278C107<br>LEI: 529900NYB6ZGZN3MVT56 | Long             | EC               | CORP              | CN        |       182 | NS      | $5441.80      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| China Coal Energy Co Ltd                                                              | China Coal Energy Co Ltd                                                              | CUSIP: 000000000<br>LEI: 529900KRC89344UI3Z10 | Long             | EC               | CORP              | CN        |      5241 | NS      | $4807.58      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Greentown Service Group Co Ltd                                                        | Greentown Service Group Co Ltd                                                        | CUSIP: 000000000<br>LEI: 254900V8OFDBOODYW979 | Long             | EC               | CORP              | CN        |      4359 | NS      | $2982.14      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Tongcheng Travel Holdings Ltd                                                         | Tongcheng Travel Holdings Ltd                                                         | CUSIP: 000000000<br>LEI: 2549004WGGNOPL8NUL61 | Long             | EC               | CORP              | CN        |      3134 | NS      | $6697.22      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Haidilao International Holding                                                        | Haidilao International Holding Ltd                                                    | CUSIP: 000000000<br>LEI: 3003009Q8GV4VNKZWI24 | Long             | EC               | CORP              | CN        |      2876 | NS      | $7044.92      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| BYD ELECTRONIC                                                                        | BYD Electronic International Co Ltd                                                   | CUSIP: 000000000<br>LEI: 5299001O3LAFGRPZ3Y63 | Long             | EC               | CORP              | CN        |      1737 | NS      | $5652.40      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhaojin Mining Industry Co Ltd                                                        | Zhaojin Mining Industry Co Ltd                                                        | CUSIP: 000000000<br>LEI: 3003007KU2DRDX06PN04 | Long             | EC               | CORP              | CN        |      3019 | NS      | $3345.63      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| GF Securities Co Ltd                                                                  | GF Securities Co Ltd                                                                  | CUSIP: 000000000<br>LEI: 3003007E0Y3ZJ5HNA936 | Long             | EC               | CORP              | CN        |      2905 | NS      | $4213.00      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuxi Biologics Cayman Inc                                                             | Wuxi Biologics Cayman Inc                                                             | CUSIP: 000000000<br>LEI: 5493001TD2TH6VDTJU11 | Long             | EC               | CORP              | CN        |      9151 | NS      | $58794.78     | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| TINGYI                                                                                | Tingyi Cayman Islands Holding Corp                                                    | CUSIP: 000000000<br>LEI: 5299009MPI9B60VN4P25 | Long             | EC               | CORP              | CN        |      5240 | NS      | $8566.06      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| BEIJING ENT                                                                           | Beijing Enterprises Holdings Ltd                                                      | CUSIP: 000000000<br>LEI: 529900896ODARUEY2V26 | Long             | EC               | CORP              | HK        |      1326 | NS      | $4196.04      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Haitong Securities Co Ltd                                                             | Haitong Securities Co Ltd                                                             | CUSIP: 000000000<br>LEI: 300300E1003931000068 | Long             | EC               | CORP              | CN        |      8031 | NS      | $4938.67      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Great Wall Motor Co Ltd                                                               | Great Wall Motor Co Ltd                                                               | CUSIP: 000000000<br>LEI: 254900CR8AHWTMFZHH60 | Long             | EC               | CORP              | CN        |      8252 | NS      | $11925.25     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Sino Biopharmaceutical Ltd                                                            | Sino Biopharmaceutical Ltd                                                            | CUSIP: 000000000<br>LEI: 529900LPR4ADFEJAR786 | Long             | EC               | CORP              | HK        |     27491 | NS      | $16130.78     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| China Southern Airlines Co Ltd                                                        | China Southern Airlines Co Ltd                                                        | CUSIP: 000000000<br>LEI: 529900AJQ1Q18ABYVX84 | Long             | EC               | CORP              | CN        |      4449 | NS      | $2633.32      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CHOW TAI FOOK                                                                         | Chow Tai Fook Jewellery Group Ltd                                                     | CUSIP: 000000000<br>LEI: 254900VXRL7SRSF44G79 | Long             | EC               | CORP              | HK        |      4700 | NS      | $8225.23      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Koolearn Technology Holding Lt                                                        | Koolearn Technology Holding Ltd                                                       | CUSIP: 000000000<br>LEI: 3003007X0QPXFVRDX034 | Long             | EC               | CORP              | CN        |       900 | NS      | $4727.44      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| ZTO Express Cayman Inc                                                                | ZTO Express Cayman Inc                                                                | CUSIP: 98980A105<br>LEI: 549300SCJPK3YZJTJR78 | Long             | EC               | CORP              | CN        |      1076 | NS      | $26975.32     | 0.31%             |  |  |  | No            |                  1 | On Loan: —       |
| Kingboard Holdings Ltd                                                                | Kingboard Holdings Ltd                                                                | CUSIP: 000000000<br>LEI: 529900G89MY26MMSDR76 | Long             | EC               | CORP              | HK        |      1712 | NS      | $5614.91      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| TravelSky Technology Ltd                                                              | TravelSky Technology Ltd                                                              | CUSIP: 000000000<br>LEI: 5299007TAWP4DZ6QFG73 | Long             | EC               | CORP              | CN        |      2500 | NS      | $5028.51      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA OVS PPT                                                                         | China Overseas Property Holdings Ltd                                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | HK        |      2910 | NS      | $3217.39      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| NCI                                                                                   | New China Life Insurance Co Ltd                                                       | CUSIP: 000000000<br>LEI: 300300F2001111000095 | Long             | EC               | CORP              | CN        |      2487 | NS      | $5805.28      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Pinduoduo Inc                                                                         | Pinduoduo Inc                                                                         | CUSIP: 722304102<br>LEI: 5493000573DS7005T657 | Long             | EC               | CORP              | CN        |      1289 | NS      | $105749.56    | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| CMOC Group Ltd                                                                        | CMOC Group Ltd                                                                        | CUSIP: 000000000<br>LEI: 2549008KG3638J59U652 | Long             | EC               | CORP              | CN        |      9155 | NS      | $4234.14      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| H World Group Ltd                                                                     | H World Group Ltd                                                                     | CUSIP: 44332N106<br>LEI: 549300Y5ML31FVN83730 | Long             | EC               | CORP              | CN        |       497 | NS      | $19025.16     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Chinasoft International Ltd                                                           | Chinasoft International Ltd                                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7176 | NS      | $6095.30      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| China Minsheng Banking Corp Lt                                                        | China Minsheng Banking Corp Ltd                                                       | CUSIP: 000000000<br>LEI: 549300HBUGSQD1VCXG94 | Long             | EC               | CORP              | CN        |     15297 | NS      | $5271.79      | 0.06%             |  |  |  | No            |                  1 | On Loan: —       |
| U-PRESID CHINA                                                                        | Uni-President China Holdings Ltd                                                      | CUSIP: 000000000<br>LEI: 529900JUA05094TOKA73 | Long             | EC               | CORP              | CN        |      3972 | NS      | $3480.68      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| People's Insurance Co Group of                                                        | People's Insurance Co Group of China Ltd/The                                          | CUSIP: 000000000<br>LEI: 3003000P2JHYHQ524P66 | Long             | EC               | CORP              | CN        |     21937 | NS      | $7363.39      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA STATE CON                                                                       | China State Construction International Holdings Ltd                                   | CUSIP: 000000000<br>LEI: 529900QVUUH13RIZIR85 | Long             | EC               | CORP              | HK        |      5342 | NS      | $6399.04      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA JINMAO                                                                          | China Jinmao Holdings Group Ltd                                                       | CUSIP: 000000000<br>LEI: 3003000CW9WBO3PJ7R66 | Long             | EC               | CORP              | HK        |     17308 | NS      | $4057.86      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CPIC                                                                                  | China Pacific Insurance Group Co Ltd                                                  | CUSIP: 000000000<br>LEI: 529900BA5ILEL308WX03 | Long             | EC               | CORP              | CN        |      6925 | NS      | $15632.37     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Topsports International Holdin                                                        | Topsports International Holdings Ltd                                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4063 | NS      | $2587.04      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| ZhongAn Online P&C Insurance C                                                        | ZhongAn Online P&C Insurance Co Ltd                                                   | CUSIP: 000000000<br>LEI: 5299006845ISFI2WAI41 | Long             | EC               | CORP              | CN        |      1812 | NS      | $4666.09      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Daqo New Energy Corp                                                                  | Daqo New Energy Corp                                                                  | CUSIP: 23703Q203<br>LEI: 529900711JBZ5O7VA827 | Long             | EC               | CORP              | CN        |       151 | NS      | $8593.41      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| China Evergrande Group                                                                | China Evergrande Group                                                                | CUSIP: 000000000<br>LEI: 549300CUF7B1LAB15T90 | Long             | EC               | CORP              | CN        |      8413 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Zijin Mining Group Co Ltd                                                             | Zijin Mining Group Co Ltd                                                             | CUSIP: 000000000<br>LEI: 529900ABI5CBFXD01Q05 | Long             | EC               | CORP              | CN        |     14658 | NS      | $19041.97     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| China Tower Corp Ltd                                                                  | China Tower Corp Ltd                                                                  | CUSIP: 000000000<br>LEI: 300300T6BNNP0L7O7H91 | Long             | EC               | CORP              | CN        |    111763 | NS      | $12027.53     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| CG SERVICES                                                                           | Country Garden Services Holdings Co Ltd                                               | CUSIP: 000000000<br>LEI: 549300P2JRKENZSEBB42 | Long             | EC               | CORP              | CN        |      5266 | NS      | $12899.36     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangzhou Automobile Group Co                                                         | Guangzhou Automobile Group Co Ltd                                                     | CUSIP: 000000000<br>LEI: 5299005KY9BJO3ZE6A37 | Long             | EC               | CORP              | CN        |      7731 | NS      | $5506.93      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| China Galaxy Securities Co Ltd                                                        | China Galaxy Securities Co Ltd                                                        | CUSIP: 000000000<br>LEI: 3003008KFQXO06OK8582 | Long             | EC               | CORP              | CN        |      9209 | NS      | $4554.06      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIC Ltd                                                                             | CITIC Ltd                                                                             | CUSIP: 000000000<br>LEI: 2549006I3Q3M98KHOT11 | Long             | EC               | CORP              | CN        |     15281 | NS      | $15642.20     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| China Life Insurance Co Ltd                                                           | China Life Insurance Co Ltd                                                           | CUSIP: 000000000<br>LEI: 549300J6TFLDXGH6S048 | Long             | EC               | CORP              | CN        |     19150 | NS      | $29097.30     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| SINGAPORE EXCHANGE LIMITED                                                            | SGX FTSE CHINA A50                                                                    | CUSIP: 000000000<br>LEI: 549300IQ650PPXM76X03 | N/A              | DE               | CORP              | SG        |         2 | NC      | $854.00       | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Smoore International Holdings                                                         | Smoore International Holdings Ltd                                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4590 | NS      | $7021.28      | 0.08%             |  |  |  | No            |                  1 | On Loan: —       |
| Huatai Securities Co Ltd                                                              | Huatai Securities Co Ltd                                                              | CUSIP: 000000000<br>LEI: 3003009ABT0UCWO79Q77 | Long             | EC               | CORP              | CN        |      3828 | NS      | $4418.72      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| BYD Co Ltd                                                                            | BYD Co Ltd                                                                            | CUSIP: 000000000<br>LEI: 5299005557VL7ULJ7A69 | Long             | EC               | CORP              | CN        |      2103 | NS      | $51594.97     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| VINDA INT'L                                                                           | Vinda International Holdings Ltd                                                      | CUSIP: 000000000<br>LEI: 529900NPG649VG0P5U39 | Long             | EC               | CORP              | HK        |       923 | NS      | $2400.47      | 0.03%             |  |  |  | No            |                  1 | On Loan: —       |
| CHINA MER PORT                                                                        | China Merchants Port Holdings Co Ltd                                                  | CUSIP: 000000000<br>LEI: 529900GA4UH90FUOR048 | Long             | EC               | CORP              | HK        |      3382 | NS      | $4913.44      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| KB LAMINATES                                                                          | Kingboard Laminates Holdings Ltd                                                      | CUSIP: 000000000<br>LEI: 529900B76JV9QCZINB33 | Long             | EC               | CORP              | HK        |      2458 | NS      | $2575.93      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| JD Health International Inc                                                           | JD Health International Inc                                                           | CUSIP: 000000000<br>LEI: 254900OM3MAXYK8PCC84 | Long             | EC               | CORP              | CN        |      2855 | NS      | $24908.78     | 0.29%             |  |  |  | No            |                  1 | On Loan: —       |
| Geely Automobile Holdings Ltd                                                         | Geely Automobile Holdings Ltd                                                         | CUSIP: 000000000<br>LEI: 549300YS3T1KVQ2SNI84 | Long             | EC               | CORP              | HK        |     15360 | NS      | $22394.06     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| ENN Energy Holdings Ltd                                                               | ENN Energy Holdings Ltd                                                               | CUSIP: 000000000<br>LEI: 549300V7BXPWT6WIPR03 | Long             | EC               | CORP              | CN        |      2036 | NS      | $28562.17     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| China Feihe Ltd                                                                       | China Feihe Ltd                                                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9366 | NS      | $7595.51      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Country Garden Holdings Co Ltd                                                        | Country Garden Holdings Co Ltd                                                        | CUSIP: 000000000<br>LEI: 549300MGHLPT1EFHGF84 | Long             | EC               | CORP              | CN        |     21279 | NS      | $8205.73      | 0.10%             |  |  |  | No            |                  1 | On Loan: —       |
| FOSUN PHARMA                                                                          | Shanghai Fosun Pharmaceutical Group Co Ltd                                            | CUSIP: 000000000<br>LEI: 300300DMUYLW3FP1OT73 | Long             | EC               | CORP              | CN        |      1421 | NS      | $4696.92      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| SINOPEC CORP                                                                          | China Petroleum & Chemical Corp                                                       | CUSIP: 000000000<br>LEI: 529900A2OB24EZ5B3J19 | Long             | EC               | CORP              | CN        |     64291 | NS      | $30228.42     | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| China Construction Bank Corp                                                          | China Construction Bank Corp                                                          | CUSIP: 000000000<br>LEI: 5493001KQW6DM7KEDR62 | Long             | EC               | CORP              | CN        |    245663 | NS      | $148238.13    | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA RES POWER                                                                       | China Resources Power Holdings Co Ltd                                                 | CUSIP: 000000000<br>LEI: 529900K60FC0AI053735 | Long             | EC               | CORP              | HK        |      5151 | NS      | $9489.64      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Xtrackers Harvest CSI 500 China A-Shares ETF                                          | Xtrackers Harvest CSI 500 China A-Shares ETF                                          | CUSIP: 233051754<br>LEI: 549300VCRO2M1146OP28 | Long             | EC               | RF                | US        |     12618 | NS      | $405542.52    | 4.71%             |  |  |  | No            |                  1 | On Loan: No      |
| AVICHINA                                                                              | AviChina Industry & Technology Co Ltd                                                 | CUSIP: 000000000<br>LEI: 5299003TVA3JVDKJGF39 | Long             | EC               | CORP              | CN        |      6585 | NS      | $3087.71      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| China Everbright Bank Co Ltd                                                          | China Everbright Bank Co Ltd                                                          | CUSIP: 000000000<br>LEI: 549300U6PKQ4H1P34E17 | Long             | EC               | CORP              | CN        |      9978 | NS      | $2965.72      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Nongfu Spring Co Ltd                                                                  | Nongfu Spring Co Ltd                                                                  | CUSIP: 000000000<br>LEI: 300300P08GGT4SKR9G93 | Long             | EC               | CORP              | CN        |      4592 | NS      | $26532.47     | 0.31%             |  |  |  | No            |                  1 | On Loan: —       |
| Yuexiu Property Co Ltd                                                                | Yuexiu Property Co Ltd                                                                | CUSIP: 000000000<br>LEI: 529900GASK6R1FD08W10 | Long             | EC               | CORP              | HK        |      3660 | NS      | $4613.98      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Yadea Group Holdings Ltd                                                              | Yadea Group Holdings Ltd                                                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2762 | NS      | $5194.56      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| GDS Holdings Ltd                                                                      | GDS Holdings Ltd                                                                      | CUSIP: 000000000<br>LEI: 391200MGV8DDCHTN2R77 | Long             | EC               | CORP              | CN        |      1936 | NS      | $3358.33      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| China Lesso Group Holdings Ltd                                                        | China Lesso Group Holdings Ltd                                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2852 | NS      | $3467.49      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Bilibili Inc                                                                          | Bilibili Inc                                                                          | CUSIP: 000000000<br>LEI: 5493008V60M52L3PIS45 | Long             | EC               | CORP              | CN        |       439 | NS      | $7131.54      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Ganfeng Lithium Group Co Ltd                                                          | Ganfeng Lithium Group Co Ltd                                                          | CUSIP: 000000000<br>LEI: 3003006BE6UOHWEOOR42 | Long             | EC               | CORP              | CN        |       928 | NS      | $8060.78      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CMS                                                                                   | China Medical System Holdings Ltd                                                     | CUSIP: 000000000<br>LEI: 529900Z57DVJXUBLHX66 | Long             | EC               | CORP              | CN        |      3674 | NS      | $5328.25      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| BOC Aviation Ltd                                                                      | BOC Aviation Ltd                                                                      | CUSIP: 000000000<br>LEI: 254900H06V5RMEB3KE72 | Long             | EC               | CORP              | SG        |       547 | NS      | $4292.33      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| BeiGene Ltd                                                                           | BeiGene Ltd                                                                           | CUSIP: 000000000<br>LEI: 549300JFUK6FRD5MH739 | Long             | EC               | CORP              | CN        |      1586 | NS      | $23427.81     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Weibo Corp                                                                            | Weibo Corp                                                                            | CUSIP: 948596101<br>LEI: 549300Q9ID4640FE0422 | Long             | EC               | CORP              | CN        |       181 | NS      | $2885.14      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| FUYAO GLASS                                                                           | Fuyao Glass Industry Group Co Ltd                                                     | CUSIP: 000000000<br>LEI: 549300AS5CSLWETN0P64 | Long             | EC               | CORP              | CN        |      1475 | NS      | $6443.85      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Minth Group Ltd                                                                       | Minth Group Ltd                                                                       | CUSIP: 000000000<br>LEI: 254900B2AH0G13K9G204 | Long             | EC               | CORP              | CN        |      1930 | NS      | $5180.13      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Kanzhun Ltd                                                                           | Kanzhun Ltd                                                                           | CUSIP: 48553T106<br>LEI: 254900F4ZCBITP7L0251 | Long             | EC               | CORP              | CN        |       522 | NS      | $9824.04      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| HOPSON DEV HOLD                                                                       | Hopson Development Holdings Ltd                                                       | CUSIP: 000000000<br>LEI: 549300HYMKPTC1DTZS42 | Long             | EC               | CORP              | HK        |       206 | NS      | $234.36       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA LONGYUAN                                                                        | China Longyuan Power Group Corp Ltd                                                   | CUSIP: 000000000<br>LEI: 5299008UYLF3O6V9T464 | Long             | EC               | CORP              | CN        |      8772 | NS      | $10698.79     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Microport Scientific Corp                                                             | Microport Scientific Corp                                                             | CUSIP: 000000000<br>LEI: 5299009MK4VZID944A20 | Long             | EC               | CORP              | CN        |      1687 | NS      | $3950.85      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| HAICHANG HLDG                                                                         | Haichang Ocean Park Holdings Ltd                                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7500 | NS      | $3103.58      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| HAITIAN INT'L                                                                         | Haitian International Holdings Ltd                                                    | CUSIP: 000000000<br>LEI: 30030093DDRS825TVP62 | Long             | EC               | CORP              | CN        |      1692 | NS      | $4357.08      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Kunlun Energy Co Ltd                                                                  | Kunlun Energy Co Ltd                                                                  | CUSIP: 000000000<br>LEI: 5299007GRIKP15GM4927 | Long             | EC               | CORP              | HK        |     10234 | NS      | $7866.76      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CNBM                                                                                  | China National Building Material Co Ltd                                               | CUSIP: 000000000<br>LEI: 52990085PGF8YEPLBZ26 | Long             | EC               | CORP              | CN        |      9961 | NS      | $8754.40      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Hygeia Healthcare Holdings Co                                                         | Hygeia Healthcare Holdings Co Ltd                                                     | CUSIP: 000000000<br>LEI: 2549001Z9KHQTRR29237 | Long             | EC               | CORP              | CN        |       886 | NS      | $5544.95      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Dongfeng Motor Group Co Ltd                                                           | Dongfeng Motor Group Co Ltd                                                           | CUSIP: 000000000<br>LEI: 3003002JNYOYPX54GE50 | Long             | EC               | CORP              | CN        |      7939 | NS      | $4444.74      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| China Resources Cement Holding                                                        | China Resources Cement Holdings Ltd                                                   | CUSIP: 000000000<br>LEI: 529900E0EOYXYJ0GHY66 | Long             | EC               | CORP              | HK        |      6419 | NS      | $3462.17      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| DWS GOVERNMENT & AGENCY SECURITIES PORTFOLIO DWS GOVERNMENT CASH INSTITUTIONAL SHARES | DWS GOVERNMENT & AGENCY SECURITIES PORTFOLIO DWS GOVERNMENT CASH INSTITUTIONAL SHARES | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |     40230 | NS      | $40230.04     | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| WuXi AppTec Co Ltd                                                                    | WuXi AppTec Co Ltd                                                                    | CUSIP: 000000000<br>LEI: 254900OEPQLZSPLN9175 | Long             | EC               | CORP              | CN        |       906 | NS      | $8914.33      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| GCL Technology Holdings Ltd                                                           | GCL Technology Holdings Ltd                                                           | CUSIP: 000000000<br>LEI: 529900O1QCZWP5IWVY66 | Long             | EC               | CORP              | HK        |     50000 | NS      | $15630.00     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| China Gas Holdings Ltd                                                                | China Gas Holdings Ltd                                                                | CUSIP: 000000000<br>LEI: 254900KTSZLZ21VV8T33 | Long             | EC               | CORP              | HK        |      7997 | NS      | $10153.13     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Hua Hong Semiconductor Ltd                                                            | Hua Hong Semiconductor Ltd                                                            | CUSIP: 000000000<br>LEI: 529900OXH3ZYLIMGB907 | Long             | EC               | CORP              | CN        |      1381 | NS      | $4759.32      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| C&D INTL GROUP                                                                        | C&D International Investment Group Ltd                                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | HK        |      1500 | NS      | $3520.59      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| KINGDEE INT'L                                                                         | Kingdee International Software Group Co Ltd                                           | CUSIP: 000000000<br>LEI: 529900SWRZN94C5SZO63 | Long             | EC               | CORP              | CN        |      6838 | NS      | $11283.51     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Xtrackers MSCI China A Inclusion Equity ETF                                           | Xtrackers MSCI China A Inclusion Equity ETF                                           | CUSIP: 233051523<br>LEI: 5493004Q58SKLJOH6D10 | Long             | EC               | RF                | US        |    181353 | NS      | $4036954.05   | 46.85%            |  |  |  | No            |                  1 | On Loan: No      |
| DEUTSCHE GOV MM SER INST                                                              | DEUTSCHE GOV MM SER INST                                                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |     22425 | NS      | $22425.49     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| NIO Inc                                                                               | NIO Inc                                                                               | CUSIP: 62914V106<br>LEI: 549300JBU4TV5OCKJV96 | Long             | EC               | CORP              | CN        |      3355 | NS      | $42876.90     | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| China Ruyi Holdings Ltd                                                               | China Ruyi Holdings Ltd                                                               | CUSIP: 000000000<br>LEI: 984500976440498D1C06 | Long             | EC               | CORP              | HK        |     10742 | NS      | $2353.32      | 0.03%             |  |  |  | No            |                  1 | On Loan: —       |
| Guangdong Investment Ltd                                                              | Guangdong Investment Ltd                                                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | HK        |      7782 | NS      | $7138.44      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Yum China Holdings Inc                                                                | Yum China Holdings Inc                                                                | CUSIP: 98850P109<br>LEI: 529900DO9BYZ7VA3K502 | Long             | EC               | CORP              | CN        |      1087 | NS      | $59915.44     | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIC Securities Co Ltd                                                               | CITIC Securities Co Ltd                                                               | CUSIP: 000000000<br>LEI: 300300E1006744000068 | Long             | EC               | CORP              | CN        |      5348 | NS      | $10661.06     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| China Meidong Auto Holdings Lt                                                        | China Meidong Auto Holdings Ltd                                                       | CUSIP: 000000000<br>LEI: 875500GUQWEG1PXVMG17 | Long             | EC               | CORP              | CN        |      1633 | NS      | $3087.96      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| HENGAN INT'L                                                                          | Hengan International Group Co Ltd                                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1716 | NS      | $7903.43      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| China Resources Mixc Lifestyle                                                        | China Resources Mixc Lifestyle Services Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1593 | NS      | $7541.01      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| China Resources Gas Group Ltd                                                         | China Resources Gas Group Ltd                                                         | CUSIP: 000000000<br>LEI: 529900A0E1J5JSOKEK83 | Long             | EC               | CORP              | HK        |      2456 | NS      | $8652.87      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| New Oriental Education & Techn                                                        | New Oriental Education & Technology Group Inc                                         | CUSIP: 000000000<br>LEI: 529900NHZVBZQZ8EKN29 | Long             | EC               | CORP              | CN        |      3883 | NS      | $11143.32     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| TAL Education Group                                                                   | TAL Education Group                                                                   | CUSIP: 874080104<br>LEI: 5493003PJZS0EC085V72 | Long             | EC               | CORP              | CN        |      1101 | NS      | $6572.97      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Kingsoft Corp Ltd                                                                     | Kingsoft Corp Ltd                                                                     | CUSIP: 000000000<br>LEI: 529900UVT35D3Q7YQY41 | Long             | EC               | CORP              | CN        |      2359 | NS      | $7404.46      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA RES BEER                                                                        | China Resources Beer Holdings Co Ltd                                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | HK        |      4140 | NS      | $28402.66     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| iQIYI Inc                                                                             | iQIYI Inc                                                                             | CUSIP: 46267X108<br>LEI: 222100XL8T2Q5B8MS302 | Long             | EC               | CORP              | CN        |       872 | NS      | $2589.84      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Xtep International Holdings Lt                                                        | Xtep International Holdings Ltd                                                       | CUSIP: 000000000<br>LEI: 529900ZZZZBTOKZQI549 | Long             | EC               | CORP              | CN        |      3379 | NS      | $3800.86      | 0.04%             |  |  |  | No            |                  1 | On Loan: —       |
| Tsingtao Brewery Co Ltd                                                               | Tsingtao Brewery Co Ltd                                                               | CUSIP: 000000000<br>LEI: 300300OJ7D0Q1ESE8L15 | Long             | EC               | CORP              | CN        |      1588 | NS      | $14831.23     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| COSCO SHIPPING Ports Ltd                                                              | COSCO SHIPPING Ports Ltd                                                              | CUSIP: 000000000<br>LEI: 5299008QX6KA3JHWK507 | Long             | EC               | CORP              | HK        |      4789 | NS      | $3613.76      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Li Auto Inc                                                                           | Li Auto Inc                                                                           | CUSIP: 000000000<br>LEI: 2549003R73Q70J5H4I65 | Long             | EC               | CORP              | CN        |      2792 | NS      | $27918.21     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Alibaba Group Holding Ltd                                                             | Alibaba Group Holding Ltd                                                             | CUSIP: 000000000<br>LEI: 5493001NTNQJDH60PM02 | Long             | EC               | CORP              | CN        |     37928 | NS      | $388245.11    | 4.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Trip.com Group Ltd                                                                    | Trip.com Group Ltd                                                                    | CUSIP: 89677Q107<br>LEI: 2549004RMYDSRQL4KW41 | Long             | EC               | CORP              | CN        |      1383 | NS      | $44186.85     | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Longfor Group Holdings Ltd                                                            | Longfor Group Holdings Ltd                                                            | CUSIP: 000000000<br>LEI: 254900UJX27B2F1JYR13 | Long             | EC               | CORP              | CN        |      4820 | NS      | $14542.44     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| AAC Technologies Holdings Inc                                                         | AAC Technologies Holdings Inc                                                         | CUSIP: 000000000<br>LEI: 549300SKEDE1VKS0A552 | Long             | EC               | CORP              | CN        |      1917 | NS      | $4410.91      | 0.05%             |  |  |  | No            |                  1 | On Loan: —       |
| ND PAPER                                                                              | Nine Dragons Paper Holdings Ltd                                                       | CUSIP: 000000000<br>LEI: 529900TBMYEYJ2LEV906 | Long             | EC               | CORP              | HK        |      4347 | NS      | $3447.30      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| XPeng Inc                                                                             | XPeng Inc                                                                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2162 | NS      | $9320.52      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Ping An Healthcare and Technol                                                        | Ping An Healthcare and Technology Co Ltd                                              | CUSIP: 000000000<br>LEI: 2549009NW1LO017CP285 | Long             | EC               | CORP              | CN        |      1283 | NS      | $3198.67      | 0.04%             |  |  |  | No            |                  1 | On Loan: —       |
| Shanghai Fudan Microelectronic                                                        | Shanghai Fudan Microelectronics Group Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300MN0B6IF027O317 | Long             | EC               | CORP              | CN        |       600 | NS      | $2801.87      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Shandong Gold Mining Co Ltd                                                           | Shandong Gold Mining Co Ltd                                                           | CUSIP: 000000000<br>LEI: 300300KC2K8BC07OSV77 | Long             | EC               | CORP              | CN        |      1792 | NS      | $3498.83      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| China Railway Group Ltd                                                               | China Railway Group Ltd                                                               | CUSIP: 000000000<br>LEI: 529900TFRLG8UDJ7QA89 | Long             | EC               | CORP              | CN        |     10609 | NS      | $5966.76      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Sunac China Holdings Ltd                                                              | Sunac China Holdings Ltd                                                              | CUSIP: 000000000<br>LEI: 549300OLARYHDXP3WK18 | Long             | EC               | CORP              | CN        |      7560 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Weichai Power Co Ltd                                                                  | Weichai Power Co Ltd                                                                  | CUSIP: 000000000<br>LEI: 529900OKTPKBG85F9502 | Long             | EC               | CORP              | CN        |      5168 | NS      | $6832.84      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CSPC Pharmaceutical Group Ltd                                                         | CSPC Pharmaceutical Group Ltd                                                         | CUSIP: 000000000<br>LEI: 529900M3XQCW234H8O91 | Long             | EC               | CORP              | CN        |     23007 | NS      | $29445.89     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| CONCH VENTURE                                                                         | China Conch Venture Holdings Ltd                                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4380 | NS      | $9954.67      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| SHENZHEN INT'L                                                                        | Shenzhen International Holdings Ltd                                                   | CUSIP: 000000000<br>LEI: 5493002NKD14ZZMEJF98 | Long             | EC               | CORP              | HK        |      3180 | NS      | $2925.17      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Shimao Group Holdings Ltd                                                             | Shimao Group Holdings Ltd                                                             | CUSIP: 000000000<br>LEI: 254900WTJ6B5CU69ZD26 | Long             | EC               | CORP              | HK        |      4310 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: —       |
| China Literature Ltd                                                                  | China Literature Ltd                                                                  | CUSIP: 000000000<br>LEI: 529900YXWIZUFHMK8W28 | Long             | EC               | CORP              | CN        |      1122 | NS      | $4003.29      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Haier Smart Home Co Ltd                                                               | Haier Smart Home Co Ltd                                                               | CUSIP: 000000000<br>LEI: 3003002BYTNGNJTWSH07 | Long             | EC               | CORP              | CN        |      5837 | NS      | $19143.83     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Lenovo Group Ltd                                                                      | Lenovo Group Ltd                                                                      | CUSIP: 000000000<br>LEI: 254900VUZRGD5U73RE46 | Long             | EC               | CORP              | CN        |     18976 | NS      | $15996.68     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| China Mengniu Dairy Co Ltd                                                            | China Mengniu Dairy Co Ltd                                                            | CUSIP: 000000000<br>LEI: 2549005Q343BSJ8RSS21 | Long             | EC               | CORP              | HK        |      8129 | NS      | $36242.29     | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| ALI HEALTH                                                                            | Alibaba Health Information Technology Ltd                                             | CUSIP: 000000000<br>LEI: 529900GE9653COPX1I86 | Long             | EC               | CORP              | HK        |     11776 | NS      | $9640.46      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Agricultural Bank of China Ltd                                                        | Agricultural Bank of China Ltd                                                        | CUSIP: 000000000<br>LEI: 549300E7TSGLCOVSY746 | Long             | EC               | CORP              | CN        |     75156 | NS      | $25034.35     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiumaojiu International Holdin                                                        | Jiumaojiu International Holdings Ltd                                                  | CUSIP: 000000000<br>LEI: 6556009ZSGTEPL7MEK84 | Long             | EC               | CORP              | CN        |      1882 | NS      | $4725.80      | 0.05%             |  |  |  | No            |                  1 | On Loan: —       |
| PSBC                                                                                  | Postal Savings Bank of China Co Ltd                                                   | CUSIP: 000000000<br>LEI: 300300C1040311005298 | Long             | EC               | CORP              | CN        |     20860 | NS      | $12507.18     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| China Resources Land Ltd                                                              | China Resources Land Ltd                                                              | CUSIP: 000000000<br>LEI: 5299001HL0TU7X15HK51 | Long             | EC               | CORP              | HK        |      8336 | NS      | $38446.74     | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongsheng Group Holdings Ltd                                                         | Zhongsheng Group Holdings Ltd                                                         | CUSIP: 000000000<br>LEI: 3003005VYMEBAJNJ2Y26 | Long             | EC               | CORP              | CN        |      1566 | NS      | $7984.98      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| PetroChina Co Ltd                                                                     | PetroChina Co Ltd                                                                     | CUSIP: 000000000<br>LEI: 529900RPY4YG47TRSV05 | Long             | EC               | CORP              | CN        |     53923 | NS      | $24455.50     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINARES PHARMA                                                                       | China Resources Pharmaceutical Group Ltd                                              | CUSIP: 000000000<br>LEI: 3003004H1KDKMJ8JD874 | Long             | EC               | CORP              | CN        |      3500 | NS      | $2869.77      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Kuaishou Technology                                                                   | Kuaishou Technology                                                                   | CUSIP: 000000000<br>LEI: 300300FCDZBE6UP9ED24 | Long             | EC               | CORP              | CN        |      4442 | NS      | $32181.81     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Sinopharm Group Co Ltd                                                                | Sinopharm Group Co Ltd                                                                | CUSIP: 000000000<br>LEI: 529900N54X78YH9JYK92 | Long             | EC               | CORP              | CN        |      3524 | NS      | $8325.23      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Conch Cement Co Ltd                                                             | Anhui Conch Cement Co Ltd                                                             | CUSIP: 000000000<br>LEI: 300300JVKW56SSAEQZ33 | Long             | EC               | CORP              | CN        |      3285 | NS      | $11889.21     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Xiaomi Corp                                                                           | Xiaomi Corp                                                                           | CUSIP: 000000000<br>LEI: 2549001ACVFAZRNMKL32 | Long             | EC               | CORP              | CN        |     39285 | NS      | $51940.45     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| PICC P&C                                                                              | PICC Property & Casualty Co Ltd                                                       | CUSIP: 000000000<br>LEI: 300300F1000311000017 | Long             | EC               | CORP              | CN        |     17627 | NS      | $17750.08     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA POWER                                                                           | China Power International Development Ltd                                             | CUSIP: 000000000<br>LEI: 529900MDOW3M0UV2ST42 | Long             | EC               | CORP              | HK        |     13822 | NS      | $5312.41      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| NetEase Inc                                                                           | NetEase Inc                                                                           | CUSIP: 000000000<br>LEI: 5299004AF4DSJDB0PA32 | Long             | EC               | CORP              | CN        |      5036 | NS      | $70518.84     | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Zai Lab Ltd                                                                           | Zai Lab Ltd                                                                           | CUSIP: 98887Q104<br>LEI: 549300P2UYQ9U5LY1T58 | Long             | EC               | CORP              | CN        |       212 | NS      | $8174.72      | 0.09%             |  |  |  | No            |                  1 | On Loan: —       |
| Jiangsu Expressway Co Ltd                                                             | Jiangsu Expressway Co Ltd                                                             | CUSIP: 000000000<br>LEI: 529900UWWTWZ6AKLYD43 | Long             | EC               | CORP              | CN        |      3209 | NS      | $2894.29      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Meituan                                                                               | Meituan                                                                               | CUSIP: 000000000<br>LEI: 21380033K525E5JLIA77 | Long             | EC               | CORP              | CN        |     11245 | NS      | $235690.47    | 2.74%             |  |  |  | No            |                  1 | On Loan: No      |
| JOYY Inc                                                                              | JOYY Inc                                                                              | CUSIP: 46591M109<br>LEI: 549300N6CHVU5CQZPW24 | Long             | EC               | CORP              | SG        |       119 | NS      | $3624.74      | 0.04%             |  |  |  | No            |                  1 | On Loan: —       |
| YIHAI INTL                                                                            | Yihai International Holding Ltd                                                       | CUSIP: 000000000<br>LEI: 3003004D79NRTSL70K40 | Long             | EC               | CORP              | CN        |      1237 | NS      | $3835.17      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| SHENZHOU INTL                                                                         | Shenzhou International Group Holdings Ltd                                             | CUSIP: 000000000<br>LEI: 529900B4W41TCUKJFM73 | Long             | EC               | CORP              | CN        |      2108 | NS      | $18810.10     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Genscript Biotech Corp                                                                | Genscript Biotech Corp                                                                | CUSIP: 000000000<br>LEI: 529900YIYUOJOXSAE372 | Long             | EC               | CORP              | CN        |      3114 | NS      | $7883.24      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| COSCO SHIPPING Holdings Co Ltd                                                        | COSCO SHIPPING Holdings Co Ltd                                                        | CUSIP: 000000000<br>LEI: 3003009XI0QGYYA29S17 | Long             | EC               | CORP              | CN        |      8399 | NS      | $9070.98      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Flat Glass Group Co Ltd                                                               | Flat Glass Group Co Ltd                                                               | CUSIP: 000000000<br>LEI: 300300BEL4RMXBKEA373 | Long             | EC               | CORP              | CN        |      1196 | NS      | $3087.49      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| WEIGAO GROUP                                                                          | Shandong Weigao Group Medical Polymer Co Ltd                                          | CUSIP: 000000000<br>LEI: 5299005WQUU15JQU8S60 | Long             | EC               | CORP              | CN        |      5882 | NS      | $8545.50      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| China Shenhua Energy Co Ltd                                                           | China Shenhua Energy Co Ltd                                                           | CUSIP: 000000000<br>LEI: 529900N9JOX4C108MA40 | Long             | EC               | CORP              | CN        |      8680 | NS      | $26688.87     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| ANTA Sports Products Ltd                                                              | ANTA Sports Products Ltd                                                              | CUSIP: 000000000<br>LEI: 529900291XG0CTK4LF95 | Long             | EC               | CORP              | CN        |      3128 | NS      | $36427.54     | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Vipshop Holdings Ltd                                                                  | Vipshop Holdings Ltd                                                                  | CUSIP: 92763W103<br>LEI: 549300I9F52K06HPZX60 | Long             | EC               | CORP              | CN        |      1151 | NS      | $12833.65     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| TIGERMED                                                                              | Hangzhou Tigermed Consulting Co Ltd                                                   | CUSIP: 000000000<br>LEI: 300300CP4N8WDF6DOO67 | Long             | EC               | CORP              | CN        |       361 | NS      | $3408.58      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| China Tourism Group Duty Free                                                         | China Tourism Group Duty Free Corp Ltd                                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       160 | NS      | $4021.78      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Air China Ltd                                                                         | Air China Ltd                                                                         | CUSIP: 000000000<br>LEI: 213800I9TWC9K22N4502 | Long             | EC               | CORP              | CN        |      4793 | NS      | $3807.14      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Baidu Inc                                                                             | Baidu Inc                                                                             | CUSIP: 000000000<br>LEI: 254900AL64IANZYI1E02 | Long             | EC               | CORP              | CN        |      5631 | NS      | $73295.70     | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Hansoh Pharmaceutical Group Co                                                        | Hansoh Pharmaceutical Group Co Ltd                                                    | CUSIP: 000000000<br>LEI: 254900Q6MR00EBXTPF42 | Long             | EC               | CORP              | CN        |      3058 | NS      | $5782.60      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| China Merchants Bank Co Ltd                                                           | China Merchants Bank Co Ltd                                                           | CUSIP: 000000000<br>LEI: 549300MKO5B60FFIHF58 | Long             | EC               | CORP              | CN        |     10035 | NS      | $50396.77     | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangxi Copper Co Ltd                                                                 | Jiangxi Copper Co Ltd                                                                 | CUSIP: 000000000<br>LEI: 3003002E74YFQ6MEZY56 | Long             | EC               | CORP              | CN        |      2915 | NS      | $4220.04      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| ZTE Corp                                                                              | ZTE Corp                                                                              | CUSIP: 000000000<br>LEI: 3003004FBGVVG1CW5U45 | Long             | EC               | CORP              | CN        |      1931 | NS      | $4190.78      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CRRC Corp Ltd                                                                         | CRRC Corp Ltd                                                                         | CUSIP: 000000000<br>LEI: 30030099HATQH2XC0B72 | Long             | EC               | CORP              | CN        |     11391 | NS      | $4669.94      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Lufax Holding Ltd                                                                     | Lufax Holding Ltd                                                                     | CUSIP: 54975P102<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1754 | NS      | $3262.44      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Tencent Holdings Ltd                                                                  | Tencent Holdings Ltd                                                                  | CUSIP: 000000000<br>LEI: 254900N4SLUMW4XUYY11 | Long             | EC               | CORP              | CN        |     16010 | NS      | $589081.03    | 6.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Legend Biotech Corp                                                                   | Legend Biotech Corp                                                                   | CUSIP: 52490G102<br>LEI: 254900EIUFZTW136H859 | Long             | EC               | CORP              | US        |       145 | NS      | $7468.95      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Expressway Co Ltd                                                            | Zhejiang Expressway Co Ltd                                                            | CUSIP: 000000000<br>LEI: 213800X1ZRKM85U9H438 | Long             | EC               | CORP              | CN        |      3794 | NS      | $2819.19      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Li Ning Co Ltd                                                                        | Li Ning Co Ltd                                                                        | CUSIP: 000000000<br>LEI: 529900T77L2FV3FZ3U81 | Long             | EC               | CORP              | CN        |      6012 | NS      | $47176.35     | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| BEIJING AIRPORT                                                                       | Beijing Capital International Airport Co Ltd                                          | CUSIP: 000000000<br>LEI: 5299001QWQN7CK66FE04 | Long             | EC               | CORP              | CN        |      4795 | NS      | $3089.98      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA TAIPING                                                                         | China Taiping Insurance Holdings Co Ltd                                               | CUSIP: 000000000<br>LEI: 529900C2G37NOIADYW07 | Long             | EC               | CORP              | HK        |      4280 | NS      | $4342.78      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| TRAD CHI MED                                                                          | China Traditional Chinese Medicine Holdings Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | HK        |      5879 | NS      | $2929.90      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| SUNNY OPTICAL                                                                         | Sunny Optical Technology Group Co Ltd                                                 | CUSIP: 000000000<br>LEI: 3003004QIVP0DFVVWM94 | Long             | EC               | CORP              | CN        |      1822 | NS      | $21218.35     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| 360 DigiTech Inc                                                                      | 360 DigiTech Inc                                                                      | CUSIP: 88557W101<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       341 | NS      | $5350.29      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Tencent Music Entertainment Gr                                                        | Tencent Music Entertainment Group                                                     | CUSIP: 88034P109<br>LEI: 213800XTZK2GOHQTYK41 | Long             | EC               | CORP              | CN        |      1862 | NS      | $13052.62     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Pharmaron Beijing Co Ltd                                                              | Pharmaron Beijing Co Ltd                                                              | CUSIP: 000000000<br>LEI: 300300JYXHGVS5SNGG54 | Long             | EC               | CORP              | CN        |       525 | NS      | $2986.36      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-19

**Name of Applicant:** DBX ETF Trust

**Signature:** Diane Kenneally

**Name of Signer:** Diane Kenneally

**Title:** Treasurer and Chief Financial Officer