# EDGAR Filing Document

**Accession Number:** 0001403528
**File Stem:** 0001193125-23-041091
**Filing Date:** 2023-2
**Character Count:** 7531
**Document Hash:** fa77ae8f75fc638d91c9a5cd408a8e72
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-23-041091.hdr.sgml**: 20230216

**ACCESSION NUMBER**: 0001193125-23-041091

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 14

**CONFORMED PERIOD OF REPORT**: 20230210

**ITEM INFORMATION**: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230216

**DATE AS OF CHANGE**: 20230216

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Oaktree Capital Group, LLC
- **CENTRAL INDEX KEY:** 0001403528
- **STANDARD INDUSTRIAL CLASSIFICATION:** INVESTMENT ADVICE [6282]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-35500
- **FILM NUMBER:** 23638813

**BUSINESS ADDRESS:**
- **STREET 1:** 333 SOUTH GRAND AVENUE
- **STREET 2:** 28TH FLOOR
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90071
- **BUSINESS PHONE:** (213) 830-6300

**MAIL ADDRESS:**
- **STREET 1:** 333 SOUTH GRAND AVENUE
- **STREET 2:** 28TH FLOOR
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90071

?xml version="1.0" encoding="utf-8" ? 8-K

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### UNITED STATES

### SECURITIES AND EXCHANGE COMMISSION

#### Washington, D.C. 20549

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### FORM 8-K

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#### CURRENT REPORT

#### Pursuant to Section 13 or 15(d)

#### of the Securities Exchange Act of 1934

#### Date of Report (Date of earliest event reported): February 10, 2023

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## Oaktree Capital Group, LLC

#### (Exact name of registrant as specified in its charter)

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---

| | | |
|:---|:---|:---|
| **Delaware** | **001-35500** | **26-0174894** |
| **(State or other jurisdiction**<br> **of incorporation)** | **(Commission**<br> **File Number)** | **(IRS Employer**<br> **Identification No.)** |

---

#### 333 South Grand Avenue, 28th Floor

#### Los Angeles, CA 90071

#### (Address of principal executive offices, including zip code)
(213) 830-6300

#### (Registrant's telephone number, including area code)

#### Not Applicable

#### (Former name or former address, if changed since last report)

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e- 4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading**<br> **Symbol** | **Name of each exchange**<br> **on which registered** |
| **6.625% Series A preferred units** | **OAK-PA** | **New York Stock Exchange** |
| **6.550% Series B preferred units** | **OAK-PB** | **New York Stock Exchange** |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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| | |
|:---|:---|
| **Item 5.02** | **Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers**  |

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There are no arrangements or understandings between Mr. Perry and any other person pursuant to which he was selected as a director. There are no related party transactions between the Company and Mr. Perry that would require disclosure under Item 404(a) of Regulations S-K.

In accordance with the Company's director compensation policy, Mr. Perry will receive an annual cash retainer of $100,000 from the Company for his services on the Board and an additional annual retainer of $25,000 as a member of the Audit Committee. Additionally, Mr. Perry is eligible to receive an incentive award from the Company. The Company undertakes to supplement this Current Report on Form 8-K by amendment with information regarding such award promptly following its determination.

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| | |
|:---|:---|
| **Item 9.01** | **Financial Statements and Exhibits.**  |

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(d) Exhibits.

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| | |
|:---|:---|
| **Exhibit**<br> **Number** | **Description** |
| 99.1 | [Press Release of Oaktree Capital Group, LLC dated February 13, 2023.](d408167dex991.htm) |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |

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#### Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed by the undersigned hereunto duly authorized.

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| | |
|:---|:---|
| **OAKTREE CAPITAL GROUP, LLC** | **OAKTREE CAPITAL GROUP, LLC** |
| By: | /s/ Daniel D. Levin |
| Name: | Daniel D. Levin |
| Title: | Chief Financial Officer |

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Date: February 16, 2023

## Exhibit 99.1

**Exhibit 99.1** 

**Oaktree Adds Mansco Perry, Distinguished Chief Investment Officer, to Board of Directors** 

February 13, 2023 04:15 PM Eastern Standard Time

LOS ANGELES—(<u>BUSINESS</u><u> </u><u>WIRE</u>)—Oaktree Capital Group, LLC (NYSE: OAK-PA and OAK-PB) today announced the appointment of Mansco Perry to its Board of Directors, effective February 10, 2023.

Mr. Perry spent a total of 27 years at the Minnesota State Board of Investment, serving in a number of capacities before retiring as Executive Director and Chief Investment Officer in 2022. Prior to assuming his final position at MSBI in 2013, he was Chief Investment Officer of Macalester College (2010-2013) and Chief Investment Officer of Maryland State Retirement Agency (2008-2010).

Commenting on Mr. Perry's appointment, Howard Marks, Oaktree's Co-Chairman, said, "My colleagues and I have had the pleasure of working with Mansco in his various positions of responsibility over many years. No one knows more than Mansco about managing investment portfolios or pension funds. Our familiarity with each other will allow Mansco to make an immediate contribution to Oaktree. We look forward to benefiting from his vast experience and unique insight."

"I feel deeply honored to have been offered this opportunity. It has been my pleasure and good fortune to have worked with Oaktree during much of my career. I'm looking forward to the opportunity to assist the organization in any manner that I can," said Mr. Perry.

In 2017, Mr. Perry received the Richard L. Stoddard Award from the National Association of State Investment Officers in recognition of his outstanding contributions to the investment of public funds. In 2018, CIO Magazine presented him with the Chief Investment Officer Industry Innovation Lifetime Achievement Award.

Mr. Perry is a graduate of Carleton College (B.A.), University of Chicago (M.B.A.), and William Mitchell Law School (J.D.).

Contacts

Corporate Communications:<u> </u>

<u>mediainquiries@oaktreecapital.com</u>