# EDGAR Filing Document

**Accession Number:** 0001936702
**File Stem:** 0001493152-23-008811
**Filing Date:** 2023-3
**Character Count:** 10095
**Document Hash:** 12ad4bef915df921f664b0eda38b70ce
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-23-008811.hdr.sgml**: 20230324

**ACCESSION NUMBER**: 0001493152-23-008811

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 14

**CONFORMED PERIOD OF REPORT**: 20230324

**ITEM INFORMATION**: Other Events

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230324

**DATE AS OF CHANGE**: 20230324

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Cetus Capital Acquisition Corp.
- **CENTRAL INDEX KEY:** 0001936702
- **STANDARD INDUSTRIAL CLASSIFICATION:** BLANK CHECKS [6770]
- **IRS NUMBER:** 882718139
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41609
- **FILM NUMBER:** 23757903

**BUSINESS ADDRESS:**
- **STREET 1:** FLOOR 3, NO. 6, LANE 99
- **STREET 2:** ZHENGDA SECOND STREET, WENSHAN DISTRICT
- **CITY:** TAIPEI
- **STATE:** F5
- **ZIP:** 11602
- **BUSINESS PHONE:** 886 920518827

**MAIL ADDRESS:**
- **STREET 1:** FLOOR 3, NO. 6, LANE 99
- **STREET 2:** ZHENGDA SECOND STREET, WENSHAN DISTRICT
- **CITY:** TAIPEI
- **STATE:** F5
- **ZIP:** 11602

?xml version="1.0" encoding="utf-8"?

**United States**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**Form 8-K**

**Current Report**

**Pursuant to Section 13 or 15(d)**

**of the Securities Exchange Act of 1934**

**March 24, 2023**

**Date of Report (Date of earliest event reported)**

**CETUS CAPITAL ACQUISITION CORP.**

**(Exact Name of Registrant as Specified in its Charter)**

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| | | |
|:---|:---|:---|
| **Delaware** | **001-41609** | **88-2718139** |
| **(State or other jurisdiction**<br> **of incorporation)** | **(Commission**<br> **File Number)** | **(I.R.S. Employer**<br> **Identification No.)** |

---

---

| | |
|:---|:---|
| **Floor 3, No. 6, Lane 99**<br> **Zhengda Second Street, Wenshan District**<br> **Taipei, Taiwan, R.O.C.** | **11602** |
| **(Address of Principal Executive Offices)** | **(Zip Code)** |

---

**Registrant's telephone number, including area code: +886 920518827**

**N/A**

**(Former name or former address, if changed since last report)**

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading Symbols** | **Name of each exchange on which registered** |
| **Units, each consisting of one share of Class A common stock, one Warrant and one Right** | **CETUU** | **The Nasdaq Stock Market LLC** |
| **Class A common stock, par value $0.0001 per share, included as part of the Units** | **CETU** | **The Nasdaq Stock Market LLC** |
| **Warrants included as part of the Units** | **CETUW** | **The Nasdaq Stock Market LLC** |
| **Rights included as part of the Units** | **CETUR** | **The Nasdaq Stock Market LLC** |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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| | |
|:---|:---|
| **Item 8.01.** | **Other Events** |

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On March 24, 2023, Cetus Capital Acquisition Corp. (the "Company") issued a press release, a copy of which is attached as Exhibit 99.1 to this Current Report on Form 8-K, announcing that the holders of the Company's units (the "Units") may elect to separately trade the shares of Class A common stock, par value $0.0001 per share (the "Common Shares"), rights (the "Rights") and warrants (the "Warrants") included in the Units commencing on March 24, 2023. Each Unit consists of one Common Share, one Right and one Warrant. Each Right entitles the holder thereof to receive one-sixth (1/6) of one Common Share upon the consummation of an initial business combination. Each Warrant entitles the holder thereof to purchase one Common Share at a price of $11.50 per share (subject to adjustment). Any Units not separated will continue to trade on the Nasdaq Capital Market ("Nasdaq") under the symbol "CETUU", and the Common Shares, Rights and Warrants will separately trade on Nasdaq under the symbols "CETU," "CETUR," and "CETUW," respectively. Holders of Units will need to have their brokers contact Continental Stock Transfer & Trust Company, the Company's transfer agent, in order to separate the Units into Common Shares, Rights and Warrants.

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| | |
|:---|:---|
| **Item 9.01.** | **Financial Statements and Exhibits** |

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(d) Exhibits.

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| | |
|:---|:---|
| Exhibit<br> No. | Description |
| 99.1 | [Press release dated March 24, 2023.](ex99-1.htm) |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |

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**SIGNATURE** 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
| Dated: March 24, 2023 | CETUS CAPITAL ACQUISITION CORP. | CETUS CAPITAL ACQUISITION CORP. |
|  | By: | */s/ Chung-Yi Sun* |
|  | Name: | Chung-Yi Sun |
|  | Title: | President & CEO |

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## Exhibit 99.1

**Exhibit 99.1**

**Cetus Capital Acquisition Corp. Announces the Separate Trading of its Class A Common Stock, Rights and**

**Warrants, Commencing March 24, 2023**

**Newark, DELAWARE** – **March 24, 2023** (GLOBE NEWSWIRE) – Cetus Capital Acquisition Corp. (Nasdaq: CETUU) (the "Company"), a blank check company incorporated in Delaware, today announced that commencing March 24, 2023, holders of the units sold in the Company's initial public offering completed on February 3, 2023, may elect to separately trade the shares of Class A common stock, rights and warrants included in such units on The Nasdaq Capital Market ("Nasdaq").

The shares, rights and warrants that are separated will trade on Nasdaq under the symbols "CETU," "CETUR" and "CETUW," respectively. Those units not separated will continue to trade on Nasdaq under the symbol "CETUU." Holders of units will need to have their brokers contact Continental Stock Transfer & Trust Company, the Company's transfer agent, in order to separate the units into Class A common stock, rights and warrants.

The units were initially offered by the Company in an underwritten offering. EF Hutton, division of Benchmark Investments, LLC ("EF Hutton"), acted as the sole book-running manager for the offering. A registration statement relating to these securities was declared effective by the U.S. Securities and Exchange Commission (the "SEC") on January 31, 2023. The offering was made only by means of a prospectus, copies of which may be obtained from EF Hutton, division of Benchmark Investments LLC, Attn: Syndicate Department, 590 Madison Ave., 39th Floor, New York, New York 10022, by telephone at (212) 404-7002, by fax at (646) 861-4697, or by email at syndicate@efhuttongroup.com, or by visiting EDGAR on the SEC's website at www.sec.gov.

 

*This press release shall not constitute an offer to sell or a solicitation of an offer to buy, nor shall there be any sale of these securities in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction.*

**About Cetus Capital Acquisition Corp.**

The Company is a blank check company incorporated for the purpose of effecting a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses. Although the Company's efforts to identify a target business will not be limited to any particular industry or geographic region, the Company will not consider or undertake a business combination with an entity or business that is based in, or that has its principal or a majority of its business operations (either directly or through any subsidiaries) in, the People's Republic of China, including Hong Kong and Macau, and it will not consummate its initial business combination with an entity or business with China operations consolidated through a variable interest entity ("VIE") structure. However, the Company intends to focus its search for a target business in the industrials, information technology and Internet-of-Things industries with an intention to initially prioritize Taiwan. The Company is led by Chung-Yi Sun, the Company's Chief Executive Officer, President and Chairman of the Board of Directors.

**Forward-Looking Statements**

This press release includes forward-looking statements that involve risks and uncertainties. Forward looking statements are statements that are not historical facts. Such forward-looking statements, including the Company's search for an initial business combination, are subject to risks and uncertainties, which could cause actual results to differ from the forward-looking statements. The Company expressly disclaims any obligations or undertaking to release publicly any updates or revisions to any forward-looking statements contained herein to reflect any change in the Company's expectations with respect thereto or any change in events, conditions or circumstances on which any statement is based.

**Company Contact:**

Chung-Yi Sun

Chief Executive Officer

Email: <u>jack.cy.sun@cetuscorp.com</u>