# EDGAR Filing Document

**Accession Number:** 0001429122
**File Stem:** 9999999997-23-000828
**Filing Date:** 2023-2
**Character Count:** 1186
**Document Hash:** 7ce9bbbef801f29f02ba431233ff9a16
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-000828.hdr.sgml**: 20230306

**ACCESSION NUMBER**: 9999999997-23-000828

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20201231

**FILED AS OF DATE**: 20230221

**DATE AS OF CHANGE**: 20230228

**EFFECTIVENESS DATE**: 20230221

**PERIOD START**: 20200101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** O'CONNOR & COMPANY SECURITIES INC.
- **CENTRAL INDEX KEY:** 0001429122
- **IRS NUMBER:** 743240150
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-67853
- **FILM NUMBER:** 21005179

**BUSINESS ADDRESS:**
- **STREET 1:** 2901 WEST COAST HIGHWAY
- **STREET 2:** SUITE 200
- **CITY:** NEWPORT BEACH
- **STATE:** CA
- **ZIP:** 92663
- **BUSINESS PHONE:** 949-764-9320

**MAIL ADDRESS:**
- **STREET 1:** 2901 WEST COAST HIGHWAY
- **STREET 2:** SUITE 200
- **CITY:** NEWPORT BEACH
- **STATE:** CA
- **ZIP:** 92663

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This document was generated as part of a paper submission.
Please reference the Document Control Number 21005179 for access to the original document.

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