# EDGAR Filing Document

**Accession Number:** 0001577526
**File Stem:** 0001577526-25-000045
**Filing Date:** 2025-10
**Character Count:** 6124
**Document Hash:** 11892c1eafaf0327b634b9e36296f41f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001577526-25-000045.hdr.sgml**: 20251009

**ACCESSION NUMBER**: 0001577526-25-000045

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20251003

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20251009

**DATE AS OF CHANGE**: 20251009

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** C3.ai, Inc.
- **CENTRAL INDEX KEY:** 0001577526
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-PREPACKAGED SOFTWARE [7372]
- **ORGANIZATION NAME:** 06 Technology
- **EIN:** 263999357
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39744
- **FILM NUMBER:** 251385510

**BUSINESS ADDRESS:**
- **STREET 1:** 1400 SEAPORT BLVD
- **CITY:** REDWOOD CITY
- **STATE:** CA
- **ZIP:** 94063
- **BUSINESS PHONE:** 650-503-2200

**MAIL ADDRESS:**
- **STREET 1:** 1400 SEAPORT BLVD
- **CITY:** REDWOOD CITY
- **STATE:** CA
- **ZIP:** 94063

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** C3 IoT, Inc.
- **DATE OF NAME CHANGE:** 20180123

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** C3, Inc.
- **DATE OF NAME CHANGE:** 20130522

?xml version='1.0' encoding='ASCII'? ai-20251003

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

 

**FORM 8-K** 

 

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

**Date of Report (Date of earliest event reported): October 3, 2025**

 

**C3.AI, INC.** 

**(Exact name of Registrant as Specified in Its Charter)**

**Delaware**

(State or Other Jurisdiction

of Incorporation)

**1400 Seaport Blvd**

**Redwood City, CA**

(Address of Principal Executive Offices)

**001-39744**

(Commission File Number)

**26-3999357**

(IRS Employer Identification No.)

**94063**

(Zip Code)

**(650) 503-2200**

(Registrant's Telephone Number, Including Area Code)

**Not Applicable** 

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (<u>see</u> General Instruction A.2. below):

☐&nbsp;&nbsp;&nbsp;&nbsp;Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐&nbsp;&nbsp;&nbsp;&nbsp;Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐&nbsp;&nbsp;&nbsp;&nbsp;Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐&nbsp;&nbsp;&nbsp;&nbsp;Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

---

| | | |
|:---|:---|:---|
| **Title of each class** | **Trading Symbol(s)** | **Name of each exchange on which registered** |
| Class A Common Stock, par value $0.001 per share | AI | New York Stock Exchange |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

------

**Item 5.07 Submission of Matters to a Vote of Security Holders.**

On October 3, 2025, C3.ai, Inc. (the "***Company***") held its 2025 Annual Meeting of Stockholders (the "***Annual Meeting***") virtually via live webcast. At the Annual Meeting, the Company's stockholders voted on the three proposals set forth below. A more detailed description of each proposal is set forth in the Company's Proxy Statement filed with the Securities and Exchange Commission on August 21, 2025 (the "***Proxy Statement***").

**Proposal 1 –** *Election of Directors*. The Company's stockholders elected each of the following Class II director nominees to hold office until the Company's 2028 Annual Meeting of Stockholders, and until his successor is duly elected and qualified or until his earlier death, resignation, or removal. The results of the vote were:

---

| | | | |
|:---|:---|:---|:---|
| **Nominee** | **For** | **Withhold** | **Broker Non-Vote** |
| General (Ret.) John Hyten | 212,303,543 | 4,651,864 | 37,032,708 |
| Richard C. Levin | 212,645,179 | 4,310,228 | 37,032,708 |
| Bruce Sewell | 199,436,155 | 17,519,252 | 37,032,708 |

---

**Proposal 2 –** *Approval, on an Advisory Basis, of the Compensation of the Company's Named Executive Officers.* The Company's stockholders approved, on an advisory basis, the compensation of the Company's named executive officers, as disclosed in the Proxy Statement. The results of the vote were:

---

| | | | |
|:---|:---|:---|:---|
| &nbsp;&nbsp;&nbsp;**For** | **Against** | **Abstain** | **Broker Non-Vote** |
| 186,563,591 | 29,855,073 | 536,743 | 37,032,708 |

---

**Proposal 3 –** *Ratification of Independent Registered Public Accounting Firm*. The Company's stockholders ratified the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending April 30, 2026. The results of the vote were:

---

| | | |
|:---|:---|:---|
| **For** | **Against** | **Abstain** |
| 251,472,840 | 1,822,718 | 692,557 |

---

No other matters were submitted for stockholder action at the Annual Meeting.

------

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | | |
|:---|:---|:---|
| | **C3.ai, Inc.** | **C3.ai, Inc.** |
| Dated: October 9, 2025 |  |  |
|  | By: | /s/ Stephen Ehikian |
|  |  | Stephen Ehikian |
|  |  | Chief Executive Officer |

---