# EDGAR Filing Document

**Accession Number:** 0001341235
**File Stem:** 0000950170-25-084820
**Filing Date:** 2025-6
**Character Count:** 7333
**Document Hash:** 8666d7e085c55d8663bfb18558703837
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000950170-25-084820.hdr.sgml**: 20250611

**ACCESSION NUMBER**: 0000950170-25-084820

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 10

**CONFORMED PERIOD OF REPORT**: 20250610

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20250611

**DATE AS OF CHANGE**: 20250611

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Aldeyra Therapeutics, Inc.
- **CENTRAL INDEX KEY:** 0001341235
- **STANDARD INDUSTRIAL CLASSIFICATION:** PHARMACEUTICAL PREPARATIONS [2834]
- **ORGANIZATION NAME:** 03 Life Sciences
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-36332
- **FILM NUMBER:** 251039876

**BUSINESS ADDRESS:**
- **STREET 1:** 131 HARTWELL AVENUE
- **STREET 2:** SUITE 320
- **CITY:** LEXINGTON
- **STATE:** MA
- **ZIP:** 02421
- **BUSINESS PHONE:** 781-761-4904

**MAIL ADDRESS:**
- **STREET 1:** 131 HARTWELL AVENUE
- **STREET 2:** SUITE 320
- **CITY:** LEXINGTON
- **STATE:** MA
- **ZIP:** 02421

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Aldexa Therapeutics, Inc.
- **DATE OF NAME CHANGE:** 20130102

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Neuron Systems Inc
- **DATE OF NAME CHANGE:** 20051012

?xml version='1.0' encoding='ASCII'? 8-K

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**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

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**FORM** 8-K

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**CURRENT REPORT**

**Pursuant to Section 13 or 15(d)**

**of the Securities Exchange Act of 1934**

**Date of Report (Date of earliest event reported): June 11, 2025 (**June 10, 2025**)**

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ALDEYRA THERAPEUTICS, INC.

**(Exact name of Registrant as specified in its charter)**

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| | | |
|:---|:---|:---|
| Delaware | 001-36332 | 20-1968197 |
| **(State or other jurisdiction**<br>**of incorporation)** | **(Commission**<br>**File No.)** | **(IRS Employer**<br>**Identification No.)** |

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131 Hartwell Avenue**,** Suite 320

Lexington**,** MA 02421

**(Address of principal executive offices and zip code)**

**Registrant's telephone number, including area code: (**781**)** 761-4904

**Not Applicable**

**(Former Name or Former Address, if Changed Since Last Report)**

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

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Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading<br>Symbol(s)** | **Name of each exchange**<br>**on which registered** |
| Common Stock, $0.001 par value per share | ALDX | The Nasdaq Stock Market LLC |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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| | |
|:---|:---|
| **Item 5.07.** | **Submission of Matters to a Vote of Security Holders.**  |

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At the 2025 annual meeting of stockholders (the "Annual Meeting") of Aldeyra Therapeutics, Inc. (the "Company") held on June 10, 2025, the following proposals were submitted to the stockholders of the Company:

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| | |
|:---|:---|
| Proposal 1: | The election of three directors to serve as Class II directors until the Company's 2028 annual meeting of stockholders or until their successors are duly elected and qualified or until their earlier death, resignation or removal. |
| Proposal 2: | The ratification of the appointment of BDO USA, P.C. as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2025. |
| Proposal 3: | The approval, on a non-binding, advisory basis, of the compensation of the Company's named executive officers. |

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For more information about the foregoing proposals, see the Company's definitive proxy statement on Schedule 14A filed with the United States Securities and Exchange Commission on April 25, 2025 (the "Proxy Statement"). Of the 59,895,588 shares of the Company's common stock entitled to vote at the Annual Meeting, 45,618,769 shares, or approximately 76.2%, were represented at the meeting in person or by proxy, constituting a quorum. The number of votes cast for, against or withheld, as well as abstentions and broker non-votes, if applicable, in respect of each such proposal is set forth below:

Proposal 1: Election of Directors.

The Company's stockholders elected the following directors to serve as Class II directors until the 2028 annual meeting of stockholders or until their successors are duly elected and qualified or until their earlier death, resignation or removal. The votes regarding the election of the directors were as follows:

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| | | | |
|:---|:---|:---|:---|
| **Director** | **Votes For** | **Votes Withheld** | **Broker Non-Votes** |
| &nbsp;&nbsp;&nbsp;Richard H. Douglas, Ph.D. | 21,052,870 | 5,895,494 | 18,670,405 |
| &nbsp;&nbsp;&nbsp;Gary M. Phillips, M.D. | 23,683,657 | 3,264,707 | 18,670,405 |
| &nbsp;&nbsp;&nbsp;Neal S. Walker, D.O. | 23,791,102 | 3,157,262 | 18,670,405 |

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Proposal 2: Ratification of Appointment of BDO USA, P.C.

The Company's stockholders ratified the appointment of BDO USA, P.C. as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2025. The votes regarding this proposal were as follows:

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| | | |
|:---|:---|:---|
| **Votes<br>For** | **Votes Against** | **Votes Abstaining** |
| 44,860,758 | 653,760 | 104,251 |

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Proposal 3: Advisory Vote on Executive Compensation.

The Company's stockholders approved, on a non-binding, advisory basis, the compensation of the Company's named executive officers as described in the Proxy Statement. The votes regarding this proposal were as follows:

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| | | | |
|:---|:---|:---|:---|
| **Votes<br>For** | **Votes Against** | **Votes Abstaining** | **Broker Non-Votes** |
| 18,847,620 | 7,919,279 | 181,465 | 18,670,405 |

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**SIGNATURE** 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
| ALDEYRA THERAPEUTICS, INC. | ALDEYRA THERAPEUTICS, INC. | ALDEYRA THERAPEUTICS, INC. |
| By: | /s/ Todd C. Brady | /s/ Todd C. Brady |
|  | Name: | Todd C. Brady, M.D., Ph.D. |
|  | Title: | Chief Executive Officer |

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Dated: June 11, 2025

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