# EDGAR Filing Document

**Accession Number:** 0001115893
**File Stem:** 0001115893-26-000003
**Filing Date:** 2026-2
**Character Count:** 2892
**Document Hash:** 52c760e6f7044e81207608781a6780e6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001115893-26-000003.hdr.sgml**: 20260225

**ACCESSION NUMBER**: 0001115893-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 3

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260225

**DATE AS OF CHANGE**: 20260225

**EFFECTIVENESS DATE**: 20260225

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIS BROKERAGE & SECURITIES SERVICES LLC
- **CENTRAL INDEX KEY:** 0001115893

**ORGANIZATION NAME:**
- **EIN:** 743086513
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-52614
- **FILM NUMBER:** 26676450

**BUSINESS ADDRESS:**
- **STREET 1:** 270 REMINGTON BLVD.
- **STREET 2:** SUITE A
- **CITY:** BOLINGBROOK
- **STATE:** IL
- **ZIP:** 60440
- **BUSINESS PHONE:** 630-532-9337

**MAIL ADDRESS:**
- **STREET 1:** 270 REMINGTON BLVD.
- **STREET 2:** SUITE A
- **CITY:** BOLINGBROOK
- **STATE:** IL
- **ZIP:** 60440

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SUNGARD BROKERAGE & SECURITIES SERVICES LLC
- **DATE OF NAME CHANGE:** 20140102

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SUNGARD BROKERAGE & SECURITIES SERVICES, LLC
- **DATE OF NAME CHANGE:** 20140102

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SUNGARD BROKERAGE & SECURITIES SERVICES LLC
- **DATE OF NAME CHANGE:** 20130417

### Attached PDF Documents

**Attachment 1:** `FBSSLLC_2025_Final_Public.pdf`

_No text found in this document._

**Attachment 2:** `FBSSLLC_2025_Exemption.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001115893

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** FIS BROKERAGE & SECURITIES SERVICES LLC

**Business Address:** 270 REMINGTON BLVD., SUITE A, BOLINGBROOK, IL, 60440

**Contact Person:** Steven Hecker

**Contact Phone:** 6303387313

### Independent Public Accountant Identification

**Accountant Name:** KPMG LLP

**Accountant Address:** 191 W. Nationwide Blvd, Columbus, OH, 43215

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Michael Vogel**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **FIS BROKERAGE & SECURITIES SERVICES LLC**, as of **02-24-2026**, are true and correct.

**Signature:** Michael Vogel

**Title:** President and CEO