# EDGAR Filing Document

**Accession Number:** 0000739502
**File Stem:** 9999999997-23-003540
**Filing Date:** 2023-3
**Character Count:** 1425
**Document Hash:** dff1edd5d8aa6edd2ee811f08a9877cf
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-003540.hdr.sgml**: 20230717

**ACCESSION NUMBER**: 9999999997-23-003540

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230315

**DATE AS OF CHANGE**: 20230716

**EFFECTIVENESS DATE**: 20230315

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CUMBERLAND SECURITIES LLC
- **CENTRAL INDEX KEY:** 0000739502
- **IRS NUMBER:** 800621104
- **STATE OF INCORPORATION:** WA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-31215
- **FILM NUMBER:** 23005612

**BUSINESS ADDRESS:**
- **STREET 1:** 540 W. MADISON ST.
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60540
- **BUSINESS PHONE:** 312-542-3231

**MAIL ADDRESS:**
- **STREET 1:** 540 W. MADISON ST.
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60540

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** A&A SECURITIES LLC
- **DATE OF NAME CHANGE:** 20191107

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CUMBERLAND SECURITIES LLC
- **DATE OF NAME CHANGE:** 20191106

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** A&A SECURITIES LLC
- **DATE OF NAME CHANGE:** 20100805

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23005612 for access to the original document.

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