# EDGAR Filing Document

**Accession Number:** 0000072267
**File Stem:** 0000072267-26-000005
**Filing Date:** 2026-5
**Character Count:** 2686
**Document Hash:** 7c1fa6cb15269460611d9e6ec7e94b77
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000072267-26-000005.hdr.sgml**: 20260529

**ACCESSION NUMBER**: 0000072267-26-000005

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260529

**DATE AS OF CHANGE**: 20260529

**EFFECTIVENESS DATE**: 20260529

**PERIOD START**: 20250401

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NOMURA SECURITIES INTERNATIONAL, INC.
- **CENTRAL INDEX KEY:** 0000072267

**ORGANIZATION NAME:**
- **EIN:** 132642206
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-15255
- **FILM NUMBER:** 261041730

**BUSINESS ADDRESS:**
- **STREET 1:** WORLDWIDE PLAZA, 309 WEST 49TH STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019
- **BUSINESS PHONE:** 212 436 8077

**MAIL ADDRESS:**
- **STREET 1:** WORLDWIDE PLAZA, 309 WEST 49TH STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NOMURA SECURITIES INTERNATIONAL INC                     /BD
- **DATE OF NAME CHANGE:** 20020313

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NOMURA SECURITIES CO LTD
- **DATE OF NAME CHANGE:** 19691023

### Attached PDF Documents

**Attachment 1:** `NSISOFC0326.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000072267

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 04-01-2025

**Report Period End Date:** 03-31-2026

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** NOMURA SECURITIES INTERNATIONAL, INC.

**Business Address:** WORLDWIDE PLAZA, 309 WEST 49TH STREET, NEW YORK, NY, 10019

**Contact Person:** Christy Schaffner

**Contact Phone:** 212-667-8903

### Independent Public Accountant Identification

**Accountant Name:** Ernst & Young LLP

**Accountant Address:** 1 Manhattan West, New York, NY, 10001

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Eugene Chiulli and William Hughes**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **NOMURA SECURITIES INTERNATIONAL, INC.**, as of **03-31-2026**, are true and correct.

**Signature:** Eugene Chiulli and William Hughes

**Title:** CFO and COO