# EDGAR Filing Document

**Accession Number:** 0000806220
**File Stem:** 0000806220-23-000003
**Filing Date:** 2023-3
**Character Count:** 2621
**Document Hash:** 349062ceedd9bc4aec0d46842023971e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000806220-23-000003.hdr.sgml**: 20230330

**ACCESSION NUMBER**: 0000806220-23-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230330

**DATE AS OF CHANGE**: 20230330

**EFFECTIVENESS DATE**: 20230330

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** COOPER MALONE MCCLAIN, INC.
- **CENTRAL INDEX KEY:** 0000806220
- **IRS NUMBER:** 481024628
- **STATE OF INCORPORATION:** KS
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-36959
- **FILM NUMBER:** 23778787

**BUSINESS ADDRESS:**
- **STREET 1:** 7701 E. KELLOGG
- **STREET 2:** SUITE 700
- **CITY:** WICHITA
- **STATE:** KS
- **ZIP:** 67207-1706
- **BUSINESS PHONE:** 316-685-5777

**MAIL ADDRESS:**
- **STREET 1:** P.O. BOX 781684
- **CITY:** WICHITA
- **STATE:** KS
- **ZIP:** 67278-1684

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** COOPER MALONE MCCLAIN INC                               /BD
- **DATE OF NAME CHANGE:** 20020201

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INVESTMENT ADVISORY CENTER
- **DATE OF NAME CHANGE:** 20000101

### Attached PDF Documents

**Attachment 1:** `cmmcifinancials20221.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000806220

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** COOPER MALONE MCCLAIN, INC.

**Business Address:** 7701 E. KELLOGG, SUITE 700, WICHITA, KS, 67207-1706

**Contact Person:** JOHN K COOPER

**Contact Phone:** 316-685-5777

### Independent Public Accountant Identification

**Accountant Name:** OHAB AND COMPANY PA

**Accountant Address:** 100 E SYBELIA AVE, SUITE 130, MAITLAND, FL, 32751

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **JOHN K COOPER**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **COOPER MALONE MCCLAIN, INC.**, as of **03-30-2023**, are true and correct.

**Signature:** JOHN K COOPER

**Title:** PRESIDENT

**Notarized:** Yes