# EDGAR Filing Document

**Accession Number:** 0000702007
**File Stem:** 0001415889-23-002288
**Filing Date:** 2023-2
**Character Count:** 33909
**Document Hash:** 88c05706f67b0f67756fa1506d45304e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001415889-23-002288.hdr.sgml**: 20230210

**ACCESSION NUMBER**: 0001415889-23-002288

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230210

**DATE AS OF CHANGE**: 20230210

**EFFECTIVENESS DATE**: 20230210

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CALDWELL SUTTER CAPITAL, INC.
- **CENTRAL INDEX KEY:** 0000702007
- **IRS NUMBER:** 942799654
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22901
- **FILM NUMBER:** 23613167

**BUSINESS ADDRESS:**
- **STREET 1:** 30 LIBERTY SHIP WAY #3225
- **CITY:** SAUSALITO
- **STATE:** CA
- **ZIP:** 94965-3324
- **BUSINESS PHONE:** 415-367-4981

**MAIL ADDRESS:**
- **STREET 1:** PO BOX 190
- **CITY:** SAUSALITO
- **STATE:** CA
- **ZIP:** 94966-0190

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CALDWELL SECURITIES, INC
- **DATE OF NAME CHANGE:** 20100708

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CALDWELL SECURITIES, INCORPORATED
- **DATE OF NAME CHANGE:** 20041201

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CALDWELL SECURITIES INC                                 /BD
- **DATE OF NAME CHANGE:** 19820422

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** CALDWELL SUTTER CAPITAL INC.<br>**Address:** PO BOX 190<br>SAUSALITO, CA 94966-0190

**Form 13F File Number:** 028-22901

**CRD Number (if applicable):** 000010489

**SEC File Number (if applicable):** 801-66098

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Christopher Anderson<br>**Title:** Chief Compliance Officer<br>**Phone:** 415-367-4982

**Signature, Place, and Date of Signing:**

Christopher Anderson  Sausalito, CA  02-10-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 315

**Form 13F Information Table Value Total:** $113411481

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| MICROSOFT CORP | COM | 594918104 |  | 1453903 | 6062 | SH |  | SOLE |  | 0 | 0 | 6062 |
| AT&T INC | COM | 00206R102 |  | 103961 | 5647 | SH |  | SOLE |  | 0 | 0 | 5647 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 815330 | 5787 | SH |  | SOLE |  | 0 | 0 | 5787 |
| SOUTHWEST AIRLS CO | COM | 844741108 |  | 42929 | 1275 | SH |  | SOLE |  | 0 | 0 | 1275 |
| INTEL CORP | COM | 458140100 |  | 101570 | 3843 | SH |  | SOLE |  | 0 | 0 | 3843 |
| HOME DEPOT INC | COM | 437076102 |  | 673750 | 2133 | SH |  | SOLE |  | 0 | 0 | 2133 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 |  | 6847 | 65 | SH |  | SOLE |  | 0 | 0 | 65 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 26154 | 150 | SH |  | SOLE |  | 0 | 0 | 150 |
| ISHARES TR | U.S BAS MTL ETF | 464287838 |  | 22459 | 180 | SH |  | SOLE |  | 0 | 0 | 180 |
| AMAZON COM INC | COM | 023135106 |  | 20160 | 240 | SH |  | SOLE |  | 0 | 0 | 240 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 151780 | 570 | SH |  | SOLE |  | 0 | 0 | 570 |
| JOHNSON & JOHNSON | COM | 478160104 |  | 349767 | 1980 | SH |  | SOLE |  | 0 | 0 | 1980 |
| ISHARES TR | US INDUSTRIALS | 464287754 |  | 19292 | 200 | SH |  | SOLE |  | 0 | 0 | 200 |
| ISHARES TR | US HLTHCARE ETF | 464287762 |  | 177319 | 625 | SH |  | SOLE |  | 0 | 0 | 625 |
| ISHARES TR | U.S. ENERGY ETF | 464287796 |  | 37192 | 800 | SH |  | SOLE |  | 0 | 0 | 800 |
| ISHARES TR | U.S. FINLS ETF | 464287788 |  | 48376 | 641 | SH |  | SOLE |  | 0 | 0 | 641 |
| MERCK & CO INC | COM | 58933Y105 |  | 334514 | 3015 | SH |  | SOLE |  | 0 | 0 | 3015 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 331063 | 8403 | SH |  | SOLE |  | 0 | 0 | 8403 |
| BP PLC | SPONSORED ADR | 055622104 |  | 1397 | 40 | SH |  | SOLE |  | 0 | 0 | 40 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 75370 | 1011 | SH |  | SOLE |  | 0 | 0 | 1011 |
| QUALCOMM INC | COM | 747525103 |  | 221749 | 2017 | SH |  | SOLE |  | 0 | 0 | 2017 |
| MCDONALDS CORP | COM | 580135101 |  | 537601 | 2040 | SH |  | SOLE |  | 0 | 0 | 2040 |
| CISCO SYS INC | COM | 17275R102 |  | 430427 | 9035 | SH |  | SOLE |  | 0 | 0 | 9035 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 777171 | 8885 | SH |  | SOLE |  | 0 | 0 | 8885 |
| ISHARES TR | ISHARES BIOTECH | 464287556 |  | 177242 | 1350 | SH |  | SOLE |  | 0 | 0 | 1350 |
| HENRY SCHEIN INC | COM | 806407102 |  | 23961 | 300 | SH |  | SOLE |  | 0 | 0 | 300 |
| GENERL ELECTRIC CO | COM NEW | 369604301 |  | 23294 | 278 | SH |  | SOLE |  | 0 | 0 | 278 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 |  | 178370 | 1381 | SH |  | SOLE |  | 0 | 0 | 1381 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 |  | 59908 | 610 | SH |  | SOLE |  | 0 | 0 | 610 |
| PITNEY BOWES INC | COM | 724479100 |  | 10450 | 2750 | SH |  | SOLE |  | 0 | 0 | 2750 |
| JPMORGAN CHASE & CO | COM | 46625H100 |  | 525806 | 3921 | SH |  | SOLE |  | 0 | 0 | 3921 |
| CHEVRON CORP NEW | COM | 166764100 |  | 1750158 | 9751 | SH |  | SOLE |  | 0 | 0 | 9751 |
| BANK AMERICA CORP | COM | 060505104 |  | 247983 | 7487 | SH |  | SOLE |  | 0 | 0 | 7487 |
| WALMART INC | COM | 931142103 |  | 70895 | 500 | SH |  | SOLE |  | 0 | 0 | 500 |
| TARGET CORP | COM | 87612E106 |  | 96131 | 645 | SH |  | SOLE |  | 0 | 0 | 645 |
| PFIZER INC | COM | 717081103 |  | 2532691 | 49428 | SH |  | SOLE |  | 0 | 0 | 49428 |
| 3M CO | COM | 88579Y101 |  | 20386 | 170 | SH |  | SOLE |  | 0 | 0 | 170 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 40350 | 470 | SH |  | SOLE |  | 0 | 0 | 470 |
| CATERPILLAR INC | COM | 149123101 |  | 1970381 | 8225 | SH |  | SOLE |  | 0 | 0 | 8225 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 102529 | 1425 | SH |  | SOLE |  | 0 | 0 | 1425 |
| REALTY INCOME CORP | COM | 756109104 |  | 1038793 | 16377 | SH |  | SOLE |  | 0 | 0 | 16377 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 96448 | 2110 | SH |  | SOLE |  | 0 | 0 | 2110 |
| DOMINION ENERGY INC | COM | 25746U109 |  | 30660 | 500 | SH |  | SOLE |  | 0 | 0 | 500 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 140062 | 1270 | SH |  | SOLE |  | 0 | 0 | 1270 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 609707 | 1150 | SH |  | SOLE |  | 0 | 0 | 1150 |
| DEERE & CO | COM | 244199105 |  | 1286 | 3 | SH |  | SOLE |  | 0 | 0 | 3 |
| DEVON ENERGY CORP NEW | COM | 25179M103 |  | 340827 | 5541 | SH |  | SOLE |  | 0 | 0 | 5541 |
| APPLE INC | COM | 037833100 |  | 7350352 | 56572 | SH |  | SOLE |  | 0 | 0 | 56572 |
| ABBOTT LABS | COM | 002824100 |  | 19213 | 175 | SH |  | SOLE |  | 0 | 0 | 175 |
| DISNEY WALT CO | COM | 254687106 |  | 76889 | 885 | SH |  | SOLE |  | 0 | 0 | 885 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 34728 | 229 | SH |  | SOLE |  | 0 | 0 | 229 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 153932 | 1237 | SH |  | SOLE |  | 0 | 0 | 1237 |
| STARBUCKS CORP | COM | 855244109 |  | 793269 | 7997 | SH |  | SOLE |  | 0 | 0 | 7997 |
| OLD REP INTL CORP | COM | 680223104 |  | 156975 | 6500 | SH |  | SOLE |  | 0 | 0 | 6500 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 1921897 | 4210 | SH |  | SOLE |  | 0 | 0 | 4210 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 160358 | 467 | SH |  | SOLE |  | 0 | 0 | 467 |
| GAP INC | COM | 364760108 |  | 1128 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 198695 | 1311 | SH |  | SOLE |  | 0 | 0 | 1311 |
| COCA COLA CO | COM | 191216100 |  | 62108 | 976 | SH |  | SOLE |  | 0 | 0 | 976 |
| OCCIDENTAL PETE CORP | COM | 674599105 |  | 41573 | 660 | SH |  | SOLE |  | 0 | 0 | 660 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 48675 | 280 | SH |  | SOLE |  | 0 | 0 | 280 |
| MSA SAFETY INC | COM | 553498106 |  | 4094852 | 28399 | SH |  | SOLE |  | 0 | 0 | 28399 |
| STATE STR CORP | COM | 857477103 |  | 442149 | 5700 | SH |  | SOLE |  | 0 | 0 | 5700 |
| CLOROX CO DEL | COM | 189054109 |  | 378891 | 2700 | SH |  | SOLE |  | 0 | 0 | 2700 |
| NETFLIX INC | COM | 64110L106 |  | 14744 | 50 | SH |  | SOLE |  | 0 | 0 | 50 |
| MATTEL INC | COM | 577081102 |  | 8920 | 500 | SH |  | SOLE |  | 0 | 0 | 500 |
| ASHLAND INC | COM | 044186104 |  | 2903 | 27 | SH |  | SOLE |  | 0 | 0 | 27 |
| KAYNE ANDERSON ENERGY INFRSTR | COM | 486606106 |  | 1561686 | 182440 | SH |  | SOLE |  | 0 | 0 | 182440 |
| CHUBB LIMITED | COM | H1467J104 |  | 41032 | 186 | SH |  | SOLE |  | 0 | 0 | 186 |
| MARVELL TECHNOLOGY INC | COM | 573874104 |  | 182459 | 4926 | SH |  | SOLE |  | 0 | 0 | 4926 |
| PEPSICO INC | COM | 713448108 |  | 944976 | 5231 | SH |  | SOLE |  | 0 | 0 | 5231 |
| EATON VANCE FLTING RATE INC TR | COM | 278279104 |  | 9005 | 812 | SH |  | SOLE |  | 0 | 0 | 812 |
| FORD MTR CO DEL | COM | 345370860 |  | 174276 | 14985 | SH |  | SOLE |  | 0 | 0 | 14985 |
| US BANCORP DEL | COM NEW | 902973304 |  | 145134 | 3328 | SH |  | SOLE |  | 0 | 0 | 3328 |
| ISHARES TR | RUS 2000 VAL ETF | 464287630 |  | 6656 | 48 | SH |  | SOLE |  | 0 | 0 | 48 |
| SPDR GOLD SHARES | GOLD SHS | 78463V107 |  | 22732 | 134 | SH |  | SOLE |  | 0 | 0 | 134 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 47347 | 221 | SH |  | SOLE |  | 0 | 0 | 221 |
| OLD NATL BANCORP IND | COM | 680033107 |  | 1109887 | 61729 | SH |  | SOLE |  | 0 | 0 | 61729 |
| LUMEN TECHNOLOGIES INC | COM | 550241103 |  | 355 | 68 | SH |  | SOLE |  | 0 | 0 | 68 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 22940 | 260 | SH |  | SOLE |  | 0 | 0 | 260 |
| PG&E CORP | COM | 69331C108 |  | 43902 | 2700 | SH |  | SOLE |  | 0 | 0 | 2700 |
| CONSTELLATION BRANDS INC | CL A | 21036P108 |  | 29432 | 127 | SH |  | SOLE |  | 0 | 0 | 127 |
| CVS HEALTH CORP | COM | 126650100 |  | 11556 | 124 | SH |  | SOLE |  | 0 | 0 | 124 |
| BOEING CO | COM | 097023105 |  | 101161 | 531 | SH |  | SOLE |  | 0 | 0 | 531 |
| NIKE INC | CL B | 654106103 |  | 293695 | 2510 | SH |  | SOLE |  | 0 | 0 | 2510 |
| APARTMENT INVT & MGMT CO | CL A | 03748R747 |  | 788184 | 110700 | SH |  | SOLE |  | 0 | 0 | 110700 |
| KIMCO RLTY CORP | COM | 49446R109 |  | 3516 | 166 | SH |  | SOLE |  | 0 | 0 | 166 |
| WALGREENS BOOTS ALLIANCE INC | COM | 931427108 |  | 7472 | 200 | SH |  | SOLE |  | 0 | 0 | 200 |
| WELLTOWER INC | COM | 95040Q104 |  | 104880 | 1600 | SH |  | SOLE |  | 0 | 0 | 1600 |
| FIFTH THIRD BANCORP | COM | 316773100 |  | 11287 | 344 | SH |  | SOLE |  | 0 | 0 | 344 |
| WABTECH | COM | 929740108 |  | 1098 | 11 | SH |  | SOLE |  | 0 | 0 | 11 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 29488 | 590 | SH |  | SOLE |  | 0 | 0 | 590 |
| ENTERGY CORP NEW | COM | 29364G103 |  | 33750 | 300 | SH |  | SOLE |  | 0 | 0 | 300 |
| MDU RES GROUP INC | COM | 552690109 |  | 30340 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 |  | 8527 | 102 | SH |  | SOLE |  | 0 | 0 | 102 |
| NOVAVAX INC | COM NEW | 670002401 |  | 14392 | 1400 | SH |  | SOLE |  | 0 | 0 | 1400 |
| VISA INC COM | CL A | 92826C839 |  | 3636216 | 17502 | SH |  | SOLE |  | 0 | 0 | 17502 |
| KELLOGG CO | COM | 487836108 |  | 24222 | 340 | SH |  | SOLE |  | 0 | 0 | 340 |
| NUVEEN PFD & INCOME SECS FD | COM | 67072C105 |  | 232927 | 34254 | SH |  | SOLE |  | 0 | 0 | 34254 |
| CROWN HLDGS INC | COM | 228368106 |  | 88047 | 1071 | SH |  | SOLE |  | 0 | 0 | 1071 |
| KONINKLIJKE PHILIPS N V | NY REGIS SHS NEW | 500472303 |  | 19800 | 1321 | SH |  | SOLE |  | 0 | 0 | 1321 |
| KINDER MORGAN INC DEL | COM | 49456B101 |  | 4791 | 265 | SH |  | SOLE |  | 0 | 0 | 265 |
| ENBRIDGE INC | COM | 29250N105 |  | 993899 | 25419 | SH |  | SOLE |  | 0 | 0 | 25419 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 131964 | 903 | SH |  | SOLE |  | 0 | 0 | 903 |
| ENNIS INC | COM | 293389102 |  | 172848 | 7800 | SH |  | SOLE |  | 0 | 0 | 7800 |
| OWENS & MINOR INC NEW | COM | 690732102 |  | 7812 | 400 | SH |  | SOLE |  | 0 | 0 | 400 |
| UFP INDUSTRIES INC | COM | 90278Q108 |  | 79250 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| HAWAIIAN ELEC INDUSTRIES | COM | 419870100 |  | 246915 | 5900 | SH |  | SOLE |  | 0 | 0 | 5900 |
| ISHARES TR | RUS 2000 GRW ETF | 464287648 |  | 7079 | 33 | SH |  | SOLE |  | 0 | 0 | 33 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 |  | 7961 | 30 | SH |  | SOLE |  | 0 | 0 | 30 |
| CIGNA CORP NEW | COM | 125523100 |  | 22531 | 68 | SH |  | SOLE |  | 0 | 0 | 68 |
| ONEOK INC NEW | COM | 682680103 |  | 42048 | 640 | SH |  | SOLE |  | 0 | 0 | 640 |
| AIR LEASE CORP | CL A | 00912X302 |  | 30736 | 800 | SH |  | SOLE |  | 0 | 0 | 800 |
| DANAHER CORPORATION | COM | 235851102 |  | 861819 | 3247 | SH |  | SOLE |  | 0 | 0 | 3247 |
| UNITED STATES STL CORP NEW | COM | 912909108 |  | 72645 | 2900 | SH |  | SOLE |  | 0 | 0 | 2900 |
| ABRDN ASIA PACIFIC INCOME FUND | COM | 003009107 |  | 44973 | 17100 | SH |  | SOLE |  | 0 | 0 | 17100 |
| BARINGS CORPORATE INVS | COM | 06759X107 |  | 1054231 | 75518 | SH |  | SOLE |  | 0 | 0 | 75518 |
| COLUMBIA SPORTSWEAR CO | COM | 198516106 |  | 236466 | 2700 | SH |  | SOLE |  | 0 | 0 | 2700 |
| NUCOR CORP | COM | 670346105 |  | 330843 | 2510 | SH |  | SOLE |  | 0 | 0 | 2510 |
| PAPA JOHNS INTL INC | COM | 698813102 |  | 7408 | 90 | SH |  | SOLE |  | 0 | 0 | 90 |
| STARTEK INC | COM | 85569C107 |  | 4688 | 1250 | SH |  | SOLE |  | 0 | 0 | 1250 |
| ISHARES INC | MSCI BELGIUM ETF | 464286301 |  | 2509 | 140 | SH |  | SOLE |  | 0 | 0 | 140 |
| ISHARES TR | GLOBAL ENERGY ETF | 464287341 |  | 7603 | 195 | SH |  | SOLE |  | 0 | 0 | 195 |
| SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 85208R101 |  | 91443 | 5100 | SH |  | SOLE |  | 0 | 0 | 5100 |
| COUSINS PPTYS INC | COM NEW | 222795502 |  | 6828 | 270 | SH |  | SOLE |  | 0 | 0 | 270 |
| NASDAQ INC | COM | 631103108 |  | 184050 | 3000 | SH |  | SOLE |  | 0 | 0 | 3000 |
| UMPQUA HLDGS CORP | COM | 904214103 |  | 30595 | 1714 | SH |  | SOLE |  | 0 | 0 | 1714 |
| SEALED AIR CORP NEW | COM | 81211K100 |  | 17258 | 346 | SH |  | SOLE |  | 0 | 0 | 346 |
| TRANSCONTINENTAL RLTY INVS | COM NEW | 893617209 |  | 207646 | 4700 | SH |  | SOLE |  | 0 | 0 | 4700 |
| VULCAN MATLS CO | COM | 929160109 |  | 17336 | 99 | SH |  | SOLE |  | 0 | 0 | 99 |
| ALLIANCEBERNSTEIN HLDG L P | UNIT LTD PARTN | 01881G106 |  | 48977 | 1425 | SH |  | SOLE |  | 0 | 0 | 1425 |
| VANGUARD WORLD FDS | ENERGY ETF | 92204A306 |  | 653093 | 5385 | SH |  | SOLE |  | 0 | 0 | 5385 |
| SHELL PLC | SPON ADS | 780259305 |  | 39865 | 700 | SH |  | SOLE |  | 0 | 0 | 700 |
| SUNSTONE HOTEL INVS INC NEW | COM | 867892101 |  | 154560 | 16000 | SH |  | SOLE |  | 0 | 0 | 16000 |
| COHEN & STEERS REIT & PFD & IN | COM | 19247X100 |  | 61140 | 3000 | SH |  | SOLE |  | 0 | 0 | 3000 |
| MODINE MFG CO | COM | 607828100 |  | 453563 | 22838 | SH |  | SOLE |  | 0 | 0 | 22838 |
| WILEY JOHN & SONS INC | CL A | 968223206 |  | 1377595 | 34388 | SH |  | SOLE |  | 0 | 0 | 34388 |
| CVB FINL CORP | COM | 126600105 |  | 130501 | 5068 | SH |  | SOLE |  | 0 | 0 | 5068 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 3523 | 160 | SH |  | SOLE |  | 0 | 0 | 160 |
| HESS CORP | COM | 42809H107 |  | 43964 | 310 | SH |  | SOLE |  | 0 | 0 | 310 |
| ISHARES INC | MSCI SWITZERLAND | 464286749 |  | 5870 | 140 | SH |  | SOLE |  | 0 | 0 | 140 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 245150 | 705 | SH |  | SOLE |  | 0 | 0 | 705 |
| VERTEX PHARMACEUTICALS INC | COM | 92532F100 |  | 144390 | 500 | SH |  | SOLE |  | 0 | 0 | 500 |
| AMERICAN RLTY INVS INC | COM | 029174109 |  | 2211107 | 86203 | SH |  | SOLE |  | 0 | 0 | 86203 |
| AVID BIOSERVICES INC | COM | 05368M106 |  | 27540 | 2000 | SH |  | SOLE |  | 0 | 0 | 2000 |
| DONEGAL GROUP INC | CL A | 257701201 |  | 2964733 | 208784 | SH |  | SOLE |  | 0 | 0 | 208784 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 5506 | 30 | SH |  | SOLE |  | 0 | 0 | 30 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 6114 | 30 | SH |  | SOLE |  | 0 | 0 | 30 |
| FIRST LONG IS CORP | COM | 320734106 |  | 159921 | 8885 | SH |  | SOLE |  | 0 | 0 | 8885 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 456032 | 13334 | SH |  | SOLE |  | 0 | 0 | 13334 |
| CAPITAL SOUTHWEST CORP | COM | 140501107 |  | 727229 | 42528 | SH |  | SOLE |  | 0 | 0 | 42528 |
| JEWETT CAMERON TRADING LTD | COM NEW | 47733C207 |  | 23940 | 4200 | SH |  | SOLE |  | 0 | 0 | 4200 |
| KBR INC | COM | 48242W106 |  | 52800 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| DIGITAL RLTY TR INC | COM | 253868103 |  | 15542 | 155 | SH |  | SOLE |  | 0 | 0 | 155 |
| STURM RUGER & CO INC | COM | 864159108 |  | 281245 | 5556 | SH |  | SOLE |  | 0 | 0 | 5556 |
| ISHARES TR | US OIL GS EX ETF | 464288851 |  | 18572 | 200 | SH |  | SOLE |  | 0 | 0 | 200 |
| ISHARES TR | US AER DEF ETF | 464288760 |  | 44744 | 400 | SH |  | SOLE |  | 0 | 0 | 400 |
| CATHAY GEN BANCORP | COM | 149150104 |  | 95857 | 2350 | SH |  | SOLE |  | 0 | 0 | 2350 |
| FIRST CTZNS BANCSHARES INC N C | CL A | 31946M103 |  | 7584 | 10 | SH |  | SOLE |  | 0 | 0 | 10 |
| INTERGROUP CORP | COM | 458685104 |  | 2716903 | 57647 | SH |  | SOLE |  | 0 | 0 | 57647 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 |  | 182798 | 15400 | SH |  | SOLE |  | 0 | 0 | 15400 |
| NEOGEN CORP | COM | 640491106 |  | 628207 | 41248 | SH |  | SOLE |  | 0 | 0 | 41248 |
| AMERICAN EAGLE OUTFITTERS INC | COM | 02553E106 |  | 55840 | 4000 | SH |  | SOLE |  | 0 | 0 | 4000 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 64836 | 304 | SH |  | SOLE |  | 0 | 0 | 304 |
| GLADSTONE INVT CORP | COM | 376546107 |  | 164557 | 12746 | SH |  | SOLE |  | 0 | 0 | 12746 |
| UNICO AMERN CORP | COM | 904607108 |  | 41265 | 25504 | SH |  | SOLE |  | 0 | 0 | 25504 |
| SPDR SER TR | S METALS MNG | 78464A755 |  | 35365 | 710 | SH |  | SOLE |  | 0 | 0 | 710 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 |  | 2006 | 40 | SH |  | SOLE |  | 0 | 0 | 40 |
| INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 46137V621 |  | 4770 | 331 | SH |  | SOLE |  | 0 | 0 | 331 |
| CALUMET SPECIALTY PRODS PART | UT LTD PARTNER | 131476103 |  | 100267 | 5940 | SH |  | SOLE |  | 0 | 0 | 5940 |
| STARRETT L S CO | CL A | 855668109 |  | 1472 | 200 | SH |  | SOLE |  | 0 | 0 | 200 |
| BLACKSTONE INC | COM | 09260D107 |  | 7419 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| INVESCO EXCHANGE TRADED FD T | DYNMC LRG GWTH | 46137V746 |  | 113506 | 1900 | SH |  | SOLE |  | 0 | 0 | 1900 |
| VMWARE INC COM CL A | COM | 928563402 |  | 982 | 8 | SH |  | SOLE |  | 0 | 0 | 8 |
| UMH PPTYS INC | COM | 903002103 |  | 1376453 | 85494 | SH |  | SOLE |  | 0 | 0 | 85494 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 20188 | 481 | SH |  | SOLE |  | 0 | 0 | 481 |
| SPDR SER TR | S BK ETF | 78464A797 |  | 21446 | 475 | SH |  | SOLE |  | 0 | 0 | 475 |
| KRATOS DEFENSE & SEC SOLUTIONS | COM NEW | 50077B207 |  | 92880 | 9000 | SH |  | SOLE |  | 0 | 0 | 9000 |
| LIMONEIRA CO | COM | 532746104 |  | 659 | 54 | SH |  | SOLE |  | 0 | 0 | 54 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 37963 | 250 | SH |  | SOLE |  | 0 | 0 | 250 |
| PIMCO CALIF MUN INCOME FD II | COM | 72200M108 |  | 20370 | 3000 | SH |  | SOLE |  | 0 | 0 | 3000 |
| SPDR SER TR | PRTFLO S GW | 78464A409 |  | 50670 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 202420 | 2000 | SH |  | SOLE |  | 0 | 0 | 2000 |
| BANK MARIN BANCORP | COM | 063425102 |  | 922218 | 28048 | SH |  | SOLE |  | 0 | 0 | 28048 |
| INVESCO EXCHANGE TRADED FD T | DYNMC FOOD BEV | 46137V753 |  | 188346 | 4126 | SH |  | SOLE |  | 0 | 0 | 4126 |
| UNITY SOFTWARE INC | COM | 91332U101 |  | 270461 | 9460 | SH |  | SOLE |  | 0 | 0 | 9460 |
| BARINGS BDC INC | COM | 06759L103 |  | 15958 | 1958 | SH |  | SOLE |  | 0 | 0 | 1958 |
| SUMMIT ST BK SANTA ROSA CALIF | COM | 866264203 |  | 2674087 | 169246 | SH |  | SOLE |  | 0 | 0 | 169246 |
| BARINGS PARTN INVS | SH BEN INT | 06761A103 |  | 557813 | 45277 | SH |  | SOLE |  | 0 | 0 | 45277 |
| POWER REIT | COM | 73933H101 |  | 7588 | 1921 | SH |  | SOLE |  | 0 | 0 | 1921 |
| REPUBLIC FIRST BANCORP INC | COM | 760416107 |  | 3098 | 1441 | SH |  | SOLE |  | 0 | 0 | 1441 |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 46138E511 |  | 3703 | 331 | SH |  | SOLE |  | 0 | 0 | 331 |
| SRH TOTAL RETURN FUND INC | COM | 101507101 |  | 178359 | 14044 | SH |  | SOLE |  | 0 | 0 | 14044 |
| PARKE BANCORP INC | COM | 700885106 |  | 2096441 | 101082 | SH |  | SOLE |  | 0 | 0 | 101082 |
| NORTHRIM BANCORP INC | COM | 666762109 |  | 674867 | 12367 | SH |  | SOLE |  | 0 | 0 | 12367 |
| NEW ENGLAND RLTY ASSOC LTD P | DEPOSITRY RCPT | 644206104 |  | 1964144 | 27664 | SH |  | SOLE |  | 0 | 0 | 27664 |
| CENTRAL SECS CORP | COM | 155123102 |  | 212955 | 6378 | SH |  | SOLE |  | 0 | 0 | 6378 |
| COMMUNITY WEST BANCSHARES | COM | 204157101 |  | 1175025 | 78492 | SH |  | SOLE |  | 0 | 0 | 78492 |
| READING INTL INC | CL A | 755408101 |  | 2770 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| CELLDEX THERAPEUTICS INC | COM NEW | 15117B202 |  | 15600 | 350 | SH |  | SOLE |  | 0 | 0 | 350 |
| NATIONAL WESTN LIFE GROUP INC | CL A | 638517102 |  | 674400 | 2400 | SH |  | SOLE |  | 0 | 0 | 2400 |
| OCEANFIRST FINL CORP | COM | 675234108 |  | 169235 | 7964 | SH |  | SOLE |  | 0 | 0 | 7964 |
| Trico Bancshares | COM | 896095106 |  | 138642 | 2719 | SH |  | SOLE |  | 0 | 0 | 2719 |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 |  | 4112 | 40 | SH |  | SOLE |  | 0 | 0 | 40 |
| BLACK STONE MINERALS L P | COM UNIT | 09225M101 |  | 1783159 | 105700 | SH |  | SOLE |  | 0 | 0 | 105700 |
| ENERGY RECOVERY INC | COM | 29270J100 |  | 102450 | 5000 | SH |  | SOLE |  | 0 | 0 | 5000 |
| ELECTRO-SENSORS INC | COM | 285233102 |  | 954516 | 211176 | SH |  | SOLE |  | 0 | 0 | 211176 |
| MANITEX INTL INC | COM | 563420108 |  | 682900 | 170725 | SH |  | SOLE |  | 0 | 0 | 170725 |
| OFFICE PPTS INCOME TR | COM SHS BEN INT | 67623C109 |  | 72584 | 5437 | SH |  | SOLE |  | 0 | 0 | 5437 |
| BAYCOM CORP | COM | 07272M107 |  | 1579212 | 83204 | SH |  | SOLE |  | 0 | 0 | 83204 |
| SENECA FOODS CORP NEW | CL A | 817070501 |  | 19565 | 321 | SH |  | SOLE |  | 0 | 0 | 321 |
| BERKSHIRE HATHAWAY INC | CL B NEW | 084670702 |  | 438020 | 1418 | SH |  | SOLE |  | 0 | 0 | 1418 |
| CENTRAL VY CMNTY BANCORP | COM | 155685100 |  | 424511 | 20043 | SH |  | SOLE |  | 0 | 0 | 20043 |
| SPROTT PHYSICAL GOLD TR | UNIT | 85207H104 |  | 14100 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| BERKSHIRE HATHAWAY INC | CL A | 084670108 |  | 468711 | 1 | SH |  | SOLE |  | 0 | 0 | 1 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 39710 | 475 | SH |  | SOLE |  | 0 | 0 | 475 |
| TESLA INC | COM | 88160R101 |  | 70829 | 575 | SH |  | SOLE |  | 0 | 0 | 575 |
| EQUITY COMWLTH | COM SH BEN INT | 294628102 |  | 144476 | 5786 | SH |  | SOLE |  | 0 | 0 | 5786 |
| PATRIOT NATL BANCORP INC | COM NEW | 70336F203 |  | 955060 | 90100 | SH |  | SOLE |  | 0 | 0 | 90100 |
| SMITH MIDLAND CORP | COM | 832156103 |  | 377405 | 18410 | SH |  | SOLE |  | 0 | 0 | 18410 |
| BROOKFIELD RENEWABLE PARTNERS | PARTNERSHIP UNIT | G16258108 |  | 16142 | 637 | SH |  | SOLE |  | 0 | 0 | 637 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 12297 | 35 | SH |  | SOLE |  | 0 | 0 | 35 |
| SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 |  | 84872 | 10300 | SH |  | SOLE |  | 0 | 0 | 10300 |
| AMREP CORP | COM | 032159105 |  | 631577 | 54682 | SH |  | SOLE |  | 0 | 0 | 54682 |
| RIVERVIEW BANCORP INC | COM | 769397100 |  | 142080 | 18500 | SH |  | SOLE |  | 0 | 0 | 18500 |
| ADDVANTAGE TECHHNOLOGIES GROUP | COM NEW | 006743306 |  | 98565 | 67976 | SH |  | SOLE |  | 0 | 0 | 67976 |
| NICOLET BANKSHARES INC | COM | 65406E102 |  | 90083 | 1129 | SH |  | SOLE |  | 0 | 0 | 1129 |
| MAINSTREET BANCSHARES INC | COM | 56064Y100 |  | 242407 | 8818 | SH |  | SOLE |  | 0 | 0 | 8818 |
| NATURAL ALTERNATIVES INTL INC | COM NEW | 638842302 |  | 3743006 | 446127 | SH |  | SOLE |  | 0 | 0 | 446127 |
| SCHMITT INDS INC ORE | COM NEW | 806870200 |  | 82 | 270 | SH |  | SOLE |  | 0 | 0 | 270 |
| BANC OF CALIFORNIA INC | COM | 05990K106 |  | 31860 | 2000 | SH |  | SOLE |  | 0 | 0 | 2000 |
| META PLATFORMS INC | CL A | 30303M102 |  | 406148 | 3375 | SH |  | SOLE |  | 0 | 0 | 3375 |
| BLUCORA INC | COM | 095229100 |  | 51 | 2 | SH |  | SOLE |  | 0 | 0 | 2 |
| NEXPOINT DIVERSIFIED REL ET TR | COM NEW | 65340G205 |  | 417449 | 37239 | SH |  | SOLE |  | 0 | 0 | 37239 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 78980 | 1185 | SH |  | SOLE |  | 0 | 0 | 1185 |
| BERRY GLOBAL GROUP INC | COM | 08579W103 |  | 9608 | 159 | SH |  | SOLE |  | 0 | 0 | 159 |
| WORKDAY INC | CL A | 98138H101 |  | 187744 | 1122 | SH |  | SOLE |  | 0 | 0 | 1122 |
| DIAMONDBACK ENERGY INC | COM | 25278X109 |  | 3693 | 27 | SH |  | SOLE |  | 0 | 0 | 27 |
| MPLX LP | COM UNIT REP LTD | 55336V100 |  | 131360 | 4000 | SH |  | SOLE |  | 0 | 0 | 4000 |
| NORTHEAST CMNTY BANCORP INC | COM | 664121100 |  | 149200 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| ABBVIE INC | COM | 00287Y109 |  | 287666 | 1780 | SH |  | SOLE |  | 0 | 0 | 1780 |
| NICHOLAS FINL INC BC | COM NEW | 65373J209 |  | 971296 | 154174 | SH |  | SOLE |  | 0 | 0 | 154174 |
| BARINGS GLOBAL SHORT DURATION | COM | 06760L100 |  | 234580 | 18500 | SH |  | SOLE |  | 0 | 0 | 18500 |
| FIRST INTERNET BANCORP | COM | 320557101 |  | 1582643 | 65183 | SH |  | SOLE |  | 0 | 0 | 65183 |
| FS BANCORP INC | COM | 30263Y104 |  | 550690 | 16468 | SH |  | SOLE |  | 0 | 0 | 16468 |
| SOTHERLY HOTELS INC | COM | 83600C103 |  | 2380 | 1315 | SH |  | SOLE |  | 0 | 0 | 1315 |
| T-MOBILE US INC | COM | 872590104 |  | 35000 | 250 | SH |  | SOLE |  | 0 | 0 | 250 |
| HENNESSY ADVISORS INC | COM | 425885100 |  | 4242 | 505 | SH |  | SOLE |  | 0 | 0 | 505 |
| TILE SHOP HOLDINGS | COM | 88677Q109 |  | 65700 | 15000 | SH |  | SOLE |  | 0 | 0 | 15000 |
| CHARTER COMMUNICATIONS INC NEW | CL A | 16119P108 |  | 2374 | 7 | SH |  | SOLE |  | 0 | 0 | 7 |
| ARROWMARK FINANCIAL CORP | COM | 861780104 |  | 34779 | 2041 | SH |  | SOLE |  | 0 | 0 | 2041 |
| STEEL PARTNERS HLDGS L P | LTD PRTRSHIP U | 85814R107 |  | 377111 | 8811 | SH |  | SOLE |  | 0 | 0 | 8811 |
| ISHARES TR | 0-5YR INVT GR CP | 46434V100 |  | 3590 | 75 | SH |  | SOLE |  | 0 | 0 | 75 |
| A-MARK PRECIOUS METALS INC | COM | 00181T107 |  | 2994073 | 86210 | SH |  | SOLE |  | 0 | 0 | 86210 |
| PATHFINDER BANCORP INC MD | COM | 70319R109 |  | 294239 | 15373 | SH |  | SOLE |  | 0 | 0 | 15373 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 10648 | 120 | SH |  | SOLE |  | 0 | 0 | 120 |
| CREATIVE MEDIA & CMNTY TR | COM NEW | 125525584 |  | 1913180 | 390445 | SH |  | SOLE |  | 0 | 0 | 390445 |
| DIGITALBRIDGE GROUP INC | CL A NEW | 25401T603 |  | 32087 | 2933 | SH |  | SOLE |  | 0 | 0 | 2933 |
| LIBERT MEDIA CORP | COM SER C FRMLA | 531229854 |  | 10222 | 171 | SH |  | SOLE |  | 0 | 0 | 171 |
| FIRST FNDTN INC | COM | 32026V104 |  | 337486 | 23551 | SH |  | SOLE |  | 0 | 0 | 23551 |
| KEYSIGHT TECHNOLOGIES INC | COM | 49338L103 |  | 1046093 | 6115 | SH |  | SOLE |  | 0 | 0 | 6115 |
| LIBERTY BORADBAND CORP | COM SER C | 530307305 |  | 13652 | 179 | SH |  | SOLE |  | 0 | 0 | 179 |
| FRP HLDGS INC | COM | 30292L107 |  | 218995 | 4066 | SH |  | SOLE |  | 0 | 0 | 4066 |
| EQUITY COMWLTH | 6.5% CNV PFD D | 294628201 |  | 105220 | 4200 | SH |  | SOLE |  | 0 | 0 | 4200 |
| NOMAD FOODS LTD | LTD USD ORD SHS | G6564A105 |  | 21067 | 1222 | SH |  | SOLE |  | 0 | 0 | 1222 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 7193 | 101 | SH |  | SOLE |  | 0 | 0 | 101 |
| SMARTFINANCIAL INC | COM NEW | 83190L208 |  | 781853 | 28431 | SH |  | SOLE |  | 0 | 0 | 28431 |
| TITAN PHARMACEUTICALS INC | COM NEW | 888314606 |  | 2 | 2 | SH |  | SOLE |  | 0 | 0 | 2 |
| CSW INDUSTRIALS INC | COM | 126402106 |  | 989578 | 8536 | SH |  | SOLE |  | 0 | 0 | 8536 |
| HEWLETT PACKARD ENTERPRISE CO | COM | 42824C109 |  | 19152 | 1200 | SH |  | SOLE |  | 0 | 0 | 1200 |
| AMCON DISTRG CO | COM NEW | 02341Q205 |  | 1138309 | 6289 | SH |  | SOLE |  | 0 | 0 | 6289 |
| RMR GROUP INC | CL A | 74967R106 |  | 135515 | 4797 | SH |  | SOLE |  | 0 | 0 | 4797 |
| FORTIVE CORP | COM | 34959J108 |  | 288097 | 4484 | SH |  | SOLE |  | 0 | 0 | 4484 |
| VALVOLINE INC | COM | 92047W101 |  | 2416 | 74 | SH |  | SOLE |  | 0 | 0 | 74 |
| PERMA-PIPE INTL HLDGS INC | COM | 714167103 |  | 2211839 | 234057 | SH |  | SOLE |  | 0 | 0 | 234057 |
| KINETIK HOLDINGS INC COM NEW | CL A | 02215L209 |  | 2312292 | 69900 | SH |  | SOLE |  | 0 | 0 | 69900 |
| GRANITE PT MTG TR INC | COM | 38741L107 |  | 262640 | 49000 | SH |  | SOLE |  | 0 | 0 | 49000 |
| EMX RTY CORP | COM | 26873J107 |  | 16040 | 8487 | SH |  | SOLE |  | 0 | 0 | 8487 |
| CALIFORNIA BANCORP INC | COM | 13005U101 |  | 73456 | 3089 | SH |  | SOLE |  | 0 | 0 | 3089 |
| RLJ LODGING TR | CUM CONV PFD A | 74965L200 |  | 95160 | 4000 | SH |  | SOLE |  | 0 | 0 | 4000 |
| DUPONT DE NEMOURS INC | COM | 26614N102 |  | 12559 | 183 | SH |  | SOLE |  | 0 | 0 | 183 |
| NUTRIEN LTD | COM | 67077M108 |  | 18404 | 252 | SH |  | SOLE |  | 0 | 0 | 252 |
| INDUSTRIAL LOGISTICS PPTYS TR | COM SHS BEN INT | 456237106 |  | 62562 | 19132 | SH |  | SOLE |  | 0 | 0 | 19132 |
| VICTORY CAP HLDGS INC COM | CL A | 92645B103 |  | 177641 | 6621 | SH |  | SOLE |  | 0 | 0 | 6621 |
| AMALGAMATED FINANCIAL CORP | COM | 022671101 |  | 169229 | 7345 | SH |  | SOLE |  | 0 | 0 | 7345 |
| SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 |  | 88734 | 1849 | SH |  | SOLE |  | 0 | 0 | 1849 |
| DOMO INC COM | CL B | 257554105 |  | 2236 | 157 | SH |  | SOLE |  | 0 | 0 | 157 |
| TILRAY BRANDS INC | COM CL 2 | 88688T100 |  | 2152 | 800 | SH |  | SOLE |  | 0 | 0 | 800 |
| ELANCO ANIMAL HEALTH INC | COM | 28414H103 |  | 10900 | 892 | SH |  | SOLE |  | 0 | 0 | 892 |
| SPROTT INC | COM NEW | 852066208 |  | 11666 | 350 | SH |  | SOLE |  | 0 | 0 | 350 |
| DELL TECHNOLOGIES INC | CL C | 24703L202 |  | 764 | 19 | SH |  | SOLE |  | 0 | 0 | 19 |
| DOW INC | COM | 260557103 |  | 223379 | 4433 | SH |  | SOLE |  | 0 | 0 | 4433 |
| CORTEVA INC | COM | 22052L104 |  | 4879 | 83 | SH |  | SOLE |  | 0 | 0 | 83 |
| ENVISTA HOLDINGS CORPORATION | COM | 29415F104 |  | 138586 | 4116 | SH |  | SOLE |  | 0 | 0 | 4116 |
| VONTIER CORPORATION | COM | 928881101 |  | 34659 | 1793 | SH |  | SOLE |  | 0 | 0 | 1793 |
| EASTERN BANKSHARES INC | COM | 27627N105 |  | 232875 | 13500 | SH |  | SOLE |  | 0 | 0 | 13500 |
| VIATRIS INC | COM | 92556V106 |  | 4051 | 364 | SH |  | SOLE |  | 0 | 0 | 364 |
| INDUS REALTY TRUST INC | COM | 45580R103 |  | 326037 | 5135 | SH |  | SOLE |  | 0 | 0 | 5135 |
| FORGE GLOBAL HOLDINGS INC | COM | G6293A103 |  | 13523 | 7817 | SH |  | SOLE |  | 0 | 0 | 7817 |
| CHESAPEAKE ENERGY CORP | COM | 165167735 |  | 200536 | 2125 | SH |  | SOLE |  | 0 | 0 | 2125 |
| BARK INC | COM | 68622E104 |  | 328624 | 220553 | SH |  | SOLE |  | 0 | 0 | 220553 |
| ORGANON & CO | COM | 68622V106 |  | 4106 | 147 | SH |  | SOLE |  | 0 | 0 | 147 |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 25434V609 |  | 4922 | 112 | SH |  | SOLE |  | 0 | 0 | 112 |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 25434V401 |  | 94205 | 2264 | SH |  | SOLE |  | 0 | 0 | 2264 |
| HYZON MOTORS INC COM | CL A | 44951Y102 |  | 155 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| LUCID GROUP INC | COM | 549498103 |  | 6830 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| STAGWELL INC COM | CL A | 85256A109 |  | 455814 | 73400 | SH |  | SOLE |  | 0 | 0 | 73400 |
| SOUTHERN STS BANCSHARES INC | COM | 843878307 |  | 665676 | 22994 | SH |  | SOLE |  | 0 | 0 | 22994 |
| LISTED FD TR | ROUNDHILL BALL | 53656F417 |  | 17878 | 2490 | SH |  | SOLE |  | 0 | 0 | 2490 |
| KYNDRYL HLDGS INC | COM | 50155Q100 |  | 7439 | 669 | SH |  | SOLE |  | 0 | 0 | 669 |
| ORION OFFICE REIT INC | COM | 68629Y103 |  | 4168 | 488 | SH |  | SOLE |  | 0 | 0 | 488 |
| WILEY JOHN & SONS INC | CL B | 968223305 |  | 13825 | 350 | SH |  | SOLE |  | 0 | 0 | 350 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 |  | 13594 | 1434 | SH |  | SOLE |  | 0 | 0 | 1434 |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 25434V724 |  | 90396 | 2700 | SH |  | SOLE |  | 0 | 0 | 2700 |
| CARDIO DIAGNOSTICS HOLDINGS INC | COM | 14159C103 |  | 8587 | 8101 | SH |  | SOLE |  | 0 | 0 | 8101 |

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