# EDGAR Filing Document

**Accession Number:** 0001954242
**File Stem:** 0001954242-23-000001
**Filing Date:** 2023-2
**Character Count:** 18328
**Document Hash:** 244aea9b3a706cce63e2a2e764fd3802
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001954242-23-000001.hdr.sgml**: 20230209

**ACCESSION NUMBER**: 0001954242-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230209

**DATE AS OF CHANGE**: 20230209

**EFFECTIVENESS DATE**: 20230209

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Ethos Financial Group, LLC
- **CENTRAL INDEX KEY:** 0001954242
- **IRS NUMBER:** 882227607
- **STATE OF INCORPORATION:** PA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22870
- **FILM NUMBER:** 23605296

**BUSINESS ADDRESS:**
- **STREET 1:** 2200 RENAISSANCE BOULEVARD
- **STREET 2:** SUITE 350
- **CITY:** KING OF PRUSSIA
- **STATE:** PA
- **ZIP:** 19406
- **BUSINESS PHONE:** 484-889-7270

**MAIL ADDRESS:**
- **STREET 1:** 2200 RENAISSANCE BOULEVARD
- **STREET 2:** SUITE 350
- **CITY:** KING OF PRUSSIA
- **STATE:** PA
- **ZIP:** 19406

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Ethos Financial Group LLC<br>**Address:** 2200 RENAISSANCE BOULEVARD<br>SUITE 350<br>KING OF PRUSSIA, PA 19406

**Form 13F File Number:** 028-22870

**CRD Number (if applicable):** 000321748

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Jared Calvert<br>**Title:** Chief Compliance Officer<br>**Phone:** 8592871657

**Signature, Place, and Date of Signing:**

Jared Calvert  Covington, KY  02-09-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 146

**Form 13F Information Table Value Total:** $295281214

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| Schwab US Broad Market ETF | ETF | 808524102 |  | 14259737 | 318227 | SH |  | SOLE |  | 0 | 0 | 318227 |
| SPDR Bloomberg Barclays 1-3 MNTH T Bill ETF New | ETF | 78468R663 |  | 13207443 | 144391 | SH |  | SOLE |  | 0 | 0 | 144391 |
| Agfiq US Market Neutral Anti-Beta Fund | ETF | 00110G408 |  | 13006398 | 607480 | SH |  | SOLE |  | 0 | 0 | 607480 |
| Imgp Dbi Managed Futures STRTGY ETF | ETF | 53700T827 |  | 12443564 | 427616 | SH |  | SOLE |  | 0 | 0 | 427616 |
| Vanguard Short Inflation Prot ETF IV | ETF | 922020805 |  | 11862892 | 254108 | SH |  | SOLE |  | 0 | 0 | 254108 |
| Schwab US Large Cap Value ETF | ETF | 808524409 |  | 11370625 | 172230 | SH |  | SOLE |  | 0 | 0 | 172230 |
| iShares Short Treasury Bond ETF | ETF | 464288679 |  | 10236630 | 93128 | SH |  | SOLE |  | 0 | 0 | 93128 |
| Abrdn Physical Gold Shares ETF | ETF | 00326A104 |  | 8914592 | 510399 | SH |  | SOLE |  | 0 | 0 | 510399 |
| Vanguard Short Term Treasury ETF IV | ETF | 92206C102 |  | 8901515 | 154080 | SH |  | SOLE |  | 0 | 0 | 154080 |
| iShares TIPS Bond ETF | ETF | 464287176 |  | 8160168 | 76636 | SH |  | SOLE |  | 0 | 0 | 76636 |
| Goldman Sachs Acces Treas 0 1 YR ETF | ETF | 381430529 |  | 8131588 | 81299 | SH |  | SOLE |  | 0 | 0 | 81299 |
| Proshare Short 20 Year Treasury ETF | ETF | 74347X849 |  | 8120710 | 358056 | SH |  | SOLE |  | 0 | 0 | 358056 |
| iShares 0-5 Year TIPS Bond ETF | ETF | 46429B747 |  | 7272000 | 75000 | SH |  | SOLE |  | 0 | 0 | 75000 |
| Vanguard Total World Stock ETF | ETF | 922042742 |  | 7184454 | 83356 | SH |  | SOLE |  | 0 | 0 | 83356 |
| Schwab US Large Cap ETF | ETF | 808524201 |  | 6981070 | 154619 | SH |  | SOLE |  | 0 | 0 | 154619 |
| Energy Select Sector SPDR ETF | ETF | 81369Y506 |  | 6703001 | 76632 | SH |  | SOLE |  | 0 | 0 | 76632 |
| Leatherback LNG SHRT Altern YLD ETF | ETF | 886364850 |  | 6476346 | 220584 | SH |  | SOLE |  | 0 | 0 | 220584 |
| iShares 1-3 Year Treasry Bond ETF | ETF | 464287457 |  | 6461213 | 79601 | SH |  | SOLE |  | 0 | 0 | 79601 |
| Invsc Actvly MNG Optm YD DVRS ETF | ETF | 46090F100 |  | 6404866 | 433347 | SH |  | SOLE |  | 0 | 0 | 433347 |
| Wisdomtree Japan Hedged Equity ETF | ETF | 97717W851 |  | 6354874 | 98847 | SH |  | SOLE |  | 0 | 0 | 98847 |
| Alpha Archtct Intr Quntv Val ETF | ETF | 02072L201 |  | 6175282 | 262360 | SH |  | SOLE |  | 0 | 0 | 262360 |
| Xtrackers MSCI EAFE Hedged Equity Et | ETF | 233051200 |  | 6170595 | 191455 | SH |  | SOLE |  | 0 | 0 | 191455 |
| Apple | COM | 037833100 |  | 5395537 | 40503 | SH |  | SOLE |  | 0 | 0 | 40503 |
| JPMorgan Ultra Short Income ETF | ETF | 46641Q837 |  | 4596337 | 91240 | SH |  | SOLE |  | 0 | 0 | 91240 |
| ProShares Short SP500 | ETF | 74347B425 |  | 4594454 | 286108 | SH |  | SOLE |  | 0 | 0 | 286108 |
| ExxonMobil | COM | 30231G102 |  | 4468406 | 40511 | SH |  | SOLE |  | 0 | 0 | 40511 |
| Alpha Archtct US Quntv Val ETF | ETF | 02072L102 |  | 4438441 | 136891 | SH |  | SOLE |  | 0 | 0 | 136891 |
| Vanguard FTSE Emerging Markets ETF | ETF | 922042858 |  | 3401395 | 87260 | SH |  | SOLE |  | 0 | 0 | 87260 |
| iShares Core SP 500 ETF | ETF | 464287200 |  | 3051874 | 7943 | SH |  | SOLE |  | 0 | 0 | 7943 |
| Vaneck Morningstar Wide Moat ETF | ETF | 92189F643 |  | 2912252 | 44866 | SH |  | SOLE |  | 0 | 0 | 44866 |
| Microsoft | COM | 594918104 |  | 2693103 | 11108 | SH |  | SOLE |  | 0 | 0 | 11108 |
| iShares MSCI USA Min Vol FCTR ETF | ETF | 46429B697 |  | 2407924 | 33397 | SH |  | SOLE |  | 0 | 0 | 33397 |
| JPMorgan Chase | COM | 46625H100 |  | 2322495 | 17202 | SH |  | SOLE |  | 0 | 0 | 17202 |
| iShares MSCI USA Momntum FCT ETF | ETF | 46432F396 |  | 2133205 | 14618 | SH |  | SOLE |  | 0 | 0 | 14618 |
| Global X MLP ETF | ETF | 37954Y343 |  | 1987329 | 48131 | SH |  | SOLE |  | 0 | 0 | 48131 |
| Kraneshares Global Carbon STG ETF | ETF | 500767678 |  | 1832034 | 50341 | SH |  | SOLE |  | 0 | 0 | 50341 |
| iShares MSCI USA QLTY Fact ETF | ETF | 46432F339 |  | 1713617 | 15037 | SH |  | SOLE |  | 0 | 0 | 15037 |
| AmazonCom Inc | COM | 023135106 |  | 1569126 | 18582 | SH |  | SOLE |  | 0 | 0 | 18582 |
| Johnson  Johnson | COM | 478160104 |  | 1452997 | 8194 | SH |  | SOLE |  | 0 | 0 | 8194 |
| Invesco SP 500  Equal Weight ETF | ETF | 46137V357 |  | 1404166 | 9941 | SH |  | SOLE |  | 0 | 0 | 9941 |
| Alpha Archtct US Quntv MTNM ETF | ETF | 02072L409 |  | 1380383 | 29648 | SH |  | SOLE |  | 0 | 0 | 29648 |
| Texas Pacific Land Corp | COM | 88262P102 |  | 1242442 | 530 | SH |  | SOLE |  | 0 | 0 | 530 |
| Vanguard Dividend Appreciation ETF | ETF | 921908844 |  | 1165935 | 7322 | SH |  | SOLE |  | 0 | 0 | 7322 |
| Alphabet Inc Class                  A | COM | 02079K305 |  | 1098211 | 12291 | SH |  | SOLE |  | 0 | 0 | 12291 |
| Albemarle Corp | COM | 012653101 |  | 1097350 | 5051 | SH |  | SOLE |  | 0 | 0 | 5051 |
| Ea Ser TR Freedom Day Dividend ETF | ETF | 02072L847 |  | 1041135 | 40710 | SH |  | SOLE |  | 0 | 0 | 40710 |
| Home Depot | COM | 437076102 |  | 1038877 | 3238 | SH |  | SOLE |  | 0 | 0 | 3238 |
| Lockheed Martin Corp | COM | 539830109 |  | 987636 | 2028 | SH |  | SOLE |  | 0 | 0 | 2028 |
| Blackstone Secd Lending | COM | 09261X102 |  | 962599 | 42123 | SH |  | SOLE |  | 0 | 0 | 42123 |
| Berkshire Hathaway Class                  B | COM | 084670702 |  | 936585 | 3032 | SH |  | SOLE |  | 0 | 0 | 3032 |
| Wal-Mart | COM | 931142103 |  | 881500 | 6129 | SH |  | SOLE |  | 0 | 0 | 6129 |
| Vanguard Total Stock Market ETF | ETF | 922908769 |  | 876224 | 4583 | SH |  | SOLE |  | 0 | 0 | 4583 |
| Nextera Energy Inc | COM | 65339F101 |  | 875037 | 10394 | SH |  | SOLE |  | 0 | 0 | 10394 |
| Visa Inc Class                  A | COM | 92826C839 |  | 873759 | 4165 | SH |  | SOLE |  | 0 | 0 | 4165 |
| Chevron Corp | COM | 166764100 |  | 860579 | 4791 | SH |  | SOLE |  | 0 | 0 | 4791 |
| iShares Core Dividend Growth ETF | ETF | 46434V621 |  | 787015 | 15732 | SH |  | SOLE |  | 0 | 0 | 15732 |
| Strive U S Energy ETF | ETF | 02072L722 |  | 775865 | 25992 | SH |  | SOLE |  | 0 | 0 | 25992 |
| Schwab US Dividend Equity ETF | ETF | 808524797 |  | 770970 | 10206 | SH |  | SOLE |  | 0 | 0 | 10206 |
| Verizon | COM | 92343V104 |  | 762212 | 19277 | SH |  | SOLE |  | 0 | 0 | 19277 |
| UnitedHealth Group | COM | 91324P102 |  | 701958 | 1323 | SH |  | SOLE |  | 0 | 0 | 1323 |
| Abbvie Inc | COM | 00287Y109 |  | 686804 | 4245 | SH |  | SOLE |  | 0 | 0 | 4245 |
| Procter  Gamble | COM | 742718109 |  | 679907 | 4456 | SH |  | SOLE |  | 0 | 0 | 4456 |
| Enbridge Inc           F | COM | 29250N105 |  | 660946 | 16881 | SH |  | SOLE |  | 0 | 0 | 16881 |
| Costco Wholesale Co | COM | 22160K105 |  | 657354 | 1385 | SH |  | SOLE |  | 0 | 0 | 1385 |
| PIMCO Enhanced SHRT Maturty Actv ETF | ETF | 72201R833 |  | 622980 | 6294 | SH |  | SOLE |  | 0 | 0 | 6294 |
| Business First Bancshare | COM | 12326C105 |  | 589610 | 26631 | SH |  | SOLE |  | 0 | 0 | 26631 |
| Broadcom Inc | COM | 11135F101 |  | 580936 | 1038 | SH |  | SOLE |  | 0 | 0 | 1038 |
| McDonald's | COM | 580135101 |  | 580285 | 2199 | SH |  | SOLE |  | 0 | 0 | 2199 |
| SPDR Gold Shares ETF | ETF | 78463V107 |  | 578303 | 3409 | SH |  | SOLE |  | 0 | 0 | 3409 |
| Union Pacific Corp | COM | 907818108 |  | 569490 | 2747 | SH |  | SOLE |  | 0 | 0 | 2747 |
| Mastercard Inc Class                  A | COM | 57636Q104 |  | 548048 | 1576 | SH |  | SOLE |  | 0 | 0 | 1576 |
| Texas Instruments | COM | 882508104 |  | 547970 | 3312 | SH |  | SOLE |  | 0 | 0 | 3312 |
| Pfizer | COM | 717081103 |  | 534080 | 10306 | SH |  | SOLE |  | 0 | 0 | 10306 |
| iShares Core US Aggregate Bond ETF | ETF | 464287226 |  | 527141 | 5435 | SH |  | SOLE |  | 0 | 0 | 5435 |
| Honeywell Intl Inc | COM | 438516106 |  | 511693 | 2385 | SH |  | SOLE |  | 0 | 0 | 2385 |
| SPDR SP 500 ETF | ETF | 78462F103 |  | 506228 | 1307 | SH |  | SOLE |  | 0 | 0 | 1307 |
| Target Corp | COM | 87612E106 |  | 495722 | 3323 | SH |  | SOLE |  | 0 | 0 | 3323 |
| Deere  Co | COM | 244199105 |  | 475536 | 1105 | SH |  | SOLE |  | 0 | 0 | 1105 |
| Vanguard Russell 1000 ETF IV | ETF | 92206C730 |  | 460743 | 2644 | SH |  | SOLE |  | 0 | 0 | 2644 |
| Nvidia Corp | COM | 67066G104 |  | 458602 | 3138 | SH |  | SOLE |  | 0 | 0 | 3138 |
| Amgen Inc | COM | 031162100 |  | 457013 | 1733 | SH |  | SOLE |  | 0 | 0 | 1733 |
| Comcast Corp Class                  A | COM | 20030N101 |  | 455806 | 13034 | SH |  | SOLE |  | 0 | 0 | 13034 |
| Merck  Co Inc | COM | 58933Y105 |  | 449332 | 4023 | SH |  | SOLE |  | 0 | 0 | 4023 |
| Analog Devices Inc | COM | 032654105 |  | 432875 | 2635 | SH |  | SOLE |  | 0 | 0 | 2635 |
| Brookfield Infrastruc LP | COM | G16252101 |  | 418768 | 13490 | SH |  | SOLE |  | 0 | 0 | 13490 |
| W E C Energy Group Inc | COM | 92939U106 |  | 411088 | 4379 | SH |  | SOLE |  | 0 | 0 | 4379 |
| Starbucks Corp | COM | 855244109 |  | 410427 | 4131 | SH |  | SOLE |  | 0 | 0 | 4131 |
| Intuit Inc | COM | 461202103 |  | 399340 | 1025 | SH |  | SOLE |  | 0 | 0 | 1025 |
| Cisco Systems | COM | 17275R102 |  | 373080 | 7831 | SH |  | SOLE |  | 0 | 0 | 7831 |
| Illinois Tool Works | COM | 452308109 |  | 371697 | 1675 | SH |  | SOLE |  | 0 | 0 | 1675 |
| Vanguard Itm-Term Treasury ETF | ETF | 92206C706 |  | 367254 | 6280 | SH |  | SOLE |  | 0 | 0 | 6280 |
| Select Sector Health Care SPDR ETF | ETF | 81369Y209 |  | 364486 | 2683 | SH |  | SOLE |  | 0 | 0 | 2683 |
| Alphabet Inc Class                  C | COM | 02079K107 |  | 356884 | 4022 | SH |  | SOLE |  | 0 | 0 | 4022 |
| Kroger Co | COM | 501044101 |  | 352390 | 7890 | SH |  | SOLE |  | 0 | 0 | 7890 |
| Amern Tower Corp REIT | COM | 03027X100 |  | 347265 | 1625 | SH |  | SOLE |  | 0 | 0 | 1625 |
| BlackRock Inc | COM | 09247X101 |  | 337290 | 475 | SH |  | SOLE |  | 0 | 0 | 475 |
| Xylem Inc | COM | 98419M100 |  | 326393 | 2946 | SH |  | SOLE |  | 0 | 0 | 2946 |
| American Water Works | COM | 030420103 |  | 318073 | 1988 | SH |  | SOLE |  | 0 | 0 | 1988 |
| Relative Sentiment Tacticl Allcn ETF | ETF | 02072L813 |  | 317107 | 13297 | SH |  | SOLE |  | 0 | 0 | 13297 |
| Ginkgo Bioworks HLDGS In Class                  A | COM | 37611X100 |  | 313664 | 185599 | SH |  | SOLE |  | 0 | 0 | 185599 |
| Henry Jack  Assoc | COM | 426281101 |  | 309819 | 1764 | SH |  | SOLE |  | 0 | 0 | 1764 |
| Freeport Mcmoran Inc | COM | 35671D857 |  | 304456 | 8012 | SH |  | SOLE |  | 0 | 0 | 8012 |
| Lilly Eli  Co | COM | 532457108 |  | 300720 | 822 | SH |  | SOLE |  | 0 | 0 | 822 |
| Newmarket Corporatn | COM | 651587107 |  | 296913 | 948 | SH |  | SOLE |  | 0 | 0 | 948 |
| Ares Capital Corp | COM | 04010L103 |  | 295816 | 16016 | SH |  | SOLE |  | 0 | 0 | 16016 |
| iShares Preferred Income Sec ETF | ETF | 464288687 |  | 295011 | 9729 | SH |  | SOLE |  | 0 | 0 | 9729 |
| Bank of America | COM | 060505104 |  | 289334 | 8736 | SH |  | SOLE |  | 0 | 0 | 8736 |
| Pinterest Inc Class                  A | COM | 72352L106 |  | 282118 | 12018 | SH |  | SOLE |  | 0 | 0 | 12018 |
| Invsc QQQ Trust SRS 1 ETF | ETF | 46090E103 |  | 280111 | 1059 | SH |  | SOLE |  | 0 | 0 | 1059 |
| Auto Data Processing | COM | 053015103 |  | 283591 | 1148 | SH |  | SOLE |  | 0 | 0 | 1148 |
| Siren ETF TR Divcon Leaders Divid ETF | ETF | 829658301 |  | 276589 | 5569 | SH |  | SOLE |  | 0 | 0 | 5569 |
| Apollo Investment Co | COM | 03761U502 |  | 268933 | 22849 | SH |  | SOLE |  | 0 | 0 | 22849 |
| IBM | COM | 459200101 |  | 267930 | 1902 | SH |  | SOLE |  | 0 | 0 | 1902 |
| iShares Russell 1000 Value ETF | ETF | 464287598 |  | 260838 | 1720 | SH |  | SOLE |  | 0 | 0 | 1720 |
| Intel | COM | 458140100 |  | 260746 | 9801 | SH |  | SOLE |  | 0 | 0 | 9801 |
| Walt Disney | COM | 254687106 |  | 259431 | 2888 | SH |  | SOLE |  | 0 | 0 | 2888 |
| L H C Group | COM | 50187A107 |  | 251428 | 1555 | SH |  | SOLE |  | 0 | 0 | 1555 |
| Ford Motor Co | COM | 345370860 |  | 239869 | 20625 | SH |  | SOLE |  | 0 | 0 | 20625 |
| Salesforce | COM | 79466L302 |  | 239723 | 1808 | SH |  | SOLE |  | 0 | 0 | 1808 |
| iShares Silver Trust ETF | ETF | 46428Q109 |  | 239556 | 10879 | SH |  | SOLE |  | 0 | 0 | 10879 |
| Boeing | COM | 097023105 |  | 239065 | 1255 | SH |  | SOLE |  | 0 | 0 | 1255 |
| Abbott Laboratories | COM | 002824100 |  | 237176 | 2115 | SH |  | SOLE |  | 0 | 0 | 2115 |
| Wisdomtree Floating Rate Treasry ETF | ETF | 97717Y527 |  | 234459 | 4664 | SH |  | SOLE |  | 0 | 0 | 4664 |
| Pepsico Inc | COM | 713448108 |  | 233663 | 1219 | SH |  | SOLE |  | 0 | 0 | 1219 |
| Alps Alerian MLP ETF New | ETF | 00162Q452 |  | 228420 | 6000 | SH |  | SOLE |  | 0 | 0 | 6000 |
| Raytheon Technologies Co | COM | 75513E101 |  | 227914 | 2258 | SH |  | SOLE |  | 0 | 0 | 2258 |
| Phillips 66 | COM | 718546104 |  | 226790 | 2179 | SH |  | SOLE |  | 0 | 0 | 2179 |
| Schwab Short Term US Treasury ETF | ETF | 808524862 |  | 223785 | 4639 | SH |  | SOLE |  | 0 | 0 | 4639 |
| Activision Blizzard | COM | 00507V109 |  | 221842 | 2898 | SH |  | SOLE |  | 0 | 0 | 2898 |
| Citigroup Inc | COM | 172967424 |  | 221334 | 4894 | SH |  | SOLE |  | 0 | 0 | 4894 |
| Paychex Inc | COM | 704326107 |  | 216754 | 1876 | SH |  | SOLE |  | 0 | 0 | 1876 |
| Accenture PLC          F Class                  A | COM | G1151C101 |  | 216407 | 811 | SH |  | SOLE |  | 0 | 0 | 811 |
| Parsons Corp | COM | 70202L102 |  | 214970 | 4648 | SH |  | SOLE |  | 0 | 0 | 4648 |
| Qualcomm Inc | COM | 747525103 |  | 212734 | 1935 | SH |  | SOLE |  | 0 | 0 | 1935 |
| Vanguard Total World Bond ETF IV | ETF | 92206C565 |  | 208995 | 3117 | SH |  | SOLE |  | 0 | 0 | 3117 |
| PIMCO Dynamic Income Opp | COM | 69355M107 |  | 193469 | 15000 | SH |  | SOLE |  | 0 | 0 | 15000 |
| Sprott Physical Gold Etv | COM | 85207H104 |  | 173839 | 12329 | SH |  | SOLE |  | 0 | 0 | 12329 |
| Nuveen Municipal Value C | COM | 670928100 |  | 171475 | 19939 | SH |  | SOLE |  | 0 | 0 | 19939 |
| Energy Transfer       LP | COM | 29273V100 |  | 143401 | 12081 | SH |  | SOLE |  | 0 | 0 | 12081 |
| Plains All American P LP | COM | 726503105 |  | 126455 | 10753 | SH |  | SOLE |  | 0 | 0 | 10753 |
| Lixte Biotech HLDG | COM | 539319202 |  | 126275 | 248084 | SH |  | SOLE |  | 0 | 0 | 248084 |
| Urogen Pharma LTD      F | COM | M96088105 |  | 93135 | 10500 | SH |  | SOLE |  | 0 | 0 | 10500 |
| Put First Majestic Silve | COM | 32076V103 |  | 83817 | 10050 | SH |  | SOLE |  | 0 | 0 | 10050 |
| Palantir Technologies In Class                  A | COM | 69608A108 |  | 70825 | 11032 | SH |  | SOLE |  | 0 | 0 | 11032 |
| Digital Media Solutions Class                  A | COM | 25401G106 |  | 56898 | 42461 | SH |  | SOLE |  | 0 | 0 | 42461 |
| Clear Channel Outdr | COM | 18453H106 |  | 31248 | 29760 | SH |  | SOLE |  | 0 | 0 | 29760 |

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