# EDGAR Filing Document

**Accession Number:** 0000107136
**File Stem:** 0001214659-23-000452
**Filing Date:** 2023-1
**Character Count:** 22511
**Document Hash:** f5b54205f2d2895aa28bd7213f0cc9dd
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001214659-23-000452.hdr.sgml**: 20230110

**ACCESSION NUMBER**: 0001214659-23-000452

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230110

**DATE AS OF CHANGE**: 20230110

**EFFECTIVENESS DATE**: 20230110

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** WILEY BROS.-AINTREE CAPITAL, LLC
- **CENTRAL INDEX KEY:** 0000107136
- **IRS NUMBER:** 621627736
- **STATE OF INCORPORATION:** TN
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19034
- **FILM NUMBER:** 23520943

**BUSINESS ADDRESS:**
- **STREET 1:** 40 BURTON HILLS BLVD.
- **STREET 2:** SUITE 350
- **CITY:** NASHVILLE
- **STATE:** TN
- **ZIP:** 37215
- **BUSINESS PHONE:** 615 255 6431

**MAIL ADDRESS:**
- **STREET 1:** 40 BURTON HILLS BLVD.
- **STREET 2:** SUITE 350
- **CITY:** NASHVILLE
- **STATE:** TN
- **ZIP:** 37215

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WILEY BROS  AINTREE CAPITAL LLC                         /BD
- **DATE OF NAME CHANGE:** 20000209

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WILEY BROS AINTREE CAPITAL LLC                          /BD
- **DATE OF NAME CHANGE:** 20000101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WILEY BROS AINTREE CAPITAL LLC
- **DATE OF NAME CHANGE:** 19980416

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** WILEY BROS.-AINTREE CAPITAL LLC<br>**Address:** 40 BURTON HILLS BLVD.<br>SUITE 350<br>NASHVILLE, TN 37215

**Form 13F File Number:** 028-19034

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Alyson Mencio Stevens<br>**Title:** Compliance Officer - Advisory Services<br>**Phone:** 615-252-6120

**Signature, Place, and Date of Signing:**

/s/ Alyson Mencio Stevens  Nashville, TN  01-06-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 187

**Form 13F Information Table Value Total:** $201363915

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M CO | COM | 88579Y101 |  | 294203 | 2453 | SH |  | SOLE |  | 2453 | 0 | 0 |
| ABBOTT LABS | COM | 002824100 |  | 585961 | 5337 | SH |  | SOLE |  | 5337 | 0 | 0 |
| ABBVIE INC | COM | 00287Y109 |  | 865422 | 5355 | SH |  | SOLE |  | 5355 | 0 | 0 |
| ACRES COMMERCIAL REALTY CORP | COM NEW | 00489Q102 |  | 131441 | 15913 | SH |  | SOLE |  | 15913 | 0 | 0 |
| AGNC INVT CORP | COM | 00123Q104 |  | 127250 | 12295 | SH |  | SOLE |  | 12295 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 439915 | 4986 | SH |  | SOLE |  | 4986 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 302658 | 3411 | SH |  | SOLE |  | 3411 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 1109052 | 13203 | SH |  | SOLE |  | 13203 | 0 | 0 |
| AMGEN INC | COM | 031162100 |  | 1690351 | 6436 | SH |  | SOLE |  | 6436 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 8100857 | 62348 | SH |  | SOLE |  | 62348 | 0 | 0 |
| APPLIED MATLS INC | COM | 038222105 |  | 263900 | 2710 | SH |  | SOLE |  | 2710 | 0 | 0 |
| ARCHROCK INC | COM | 03957W106 |  | 104437 | 11630 | SH |  | SOLE |  | 11630 | 0 | 0 |
| ARLINGTON ASSET INVST CORP | CL A NEW | 041356205 |  | 736259 | 255183 | SH |  | SOLE |  | 255183 | 0 | 0 |
| ASHLAND INC | COM | 044186104 |  | 319902 | 2975 | SH |  | SOLE |  | 2975 | 0 | 0 |
| AT INC | COM | 00206R102 |  | 505168 | 27440 | SH |  | SOLE |  | 27440 | 0 | 0 |
| ATMOS ENERGY CORP | COM | 049560105 |  | 521028 | 4649 | SH |  | SOLE |  | 4649 | 0 | 0 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 557022 | 2332 | SH |  | SOLE |  | 2332 | 0 | 0 |
| BANK AMERICA CORP | COM | 060505104 |  | 439910 | 13282 | SH |  | SOLE |  | 13282 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 1544809 | 5001 | SH |  | SOLE |  | 5001 | 0 | 0 |
| BGC PARTNERS INC | CL A | 05541T101 |  | 84825 | 22500 | SH |  | SOLE |  | 22500 | 0 | 0 |
| BLACKROCK CR ALLOCATION INCO | COM | 092508100 |  | 128348 | 12708 | SH |  | SOLE |  | 12708 | 0 | 0 |
| BLACKROCK MULTI SECTOR INC T | COM | 09258A107 |  | 204328 | 14379 | SH |  | SOLE |  | 14379 | 0 | 0 |
| BLACKSTONE INC | COM | 09260D107 |  | 1771765 | 23881 | SH |  | SOLE |  | 23881 | 0 | 0 |
| BRIGHTHOUSE FINL INC | COM | 10922N103 |  | 557766 | 10879 | SH |  | SOLE |  | 10879 | 0 | 0 |
| BRIGHTSPIRE CAPITAL INC | COM CL A | 10949T109 |  | 262688 | 39665 | SH |  | SOLE |  | 39665 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 618266 | 8593 | SH |  | SOLE |  | 8593 | 0 | 0 |
| BROOKFIELD REAL ASSETS INCOM | SHS BEN INT | 112830104 |  | 199374 | 12345 | SH |  | SOLE |  | 12345 | 0 | 0 |
| CACI INTL INC | CL A | 127190304 |  | 589156 | 1960 | SH |  | SOLE |  | 1960 | 0 | 0 |
| CAPITAL GROUP CORE EQUITY ET | SHS CREATION UNI | 14020V108 |  | 4625300 | 205935 | SH |  | SOLE |  | 205935 | 0 | 0 |
| CAPITAL GROUP DIVIDEND VALUE | SHS CREATION UNI | 14020W106 |  | 10528160 | 446298 | SH |  | SOLE |  | 446298 | 0 | 0 |
| CAPITAL GROUP GBL GROWTH EQT | SHS CREATION UNI | 14020X104 |  | 469081 | 22327 | SH |  | SOLE |  | 22327 | 0 | 0 |
| CAPITAL GROUP GROWTH ETF | SHS CREATION UNI | 14020G101 |  | 8214366 | 411954 | SH |  | SOLE |  | 411954 | 0 | 0 |
| CAPITAL GROUP INTL FOCUS EQT | SHS CREATION UNI | 14019W109 |  | 4680540 | 224702 | SH |  | SOLE |  | 224702 | 0 | 0 |
| CATERPILLAR INC | COM | 149123101 |  | 861287 | 3595 | SH |  | SOLE |  | 3595 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 1662013 | 9260 | SH |  | SOLE |  | 9260 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 424854 | 8918 | SH |  | SOLE |  | 8918 | 0 | 0 |
| COCA COLA CO | COM | 191216100 |  | 3191687 | 50176 | SH |  | SOLE |  | 50176 | 0 | 0 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 1355633 | 17206 | SH |  | SOLE |  | 17206 | 0 | 0 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 332185 | 2815 | SH |  | SOLE |  | 2815 | 0 | 0 |
| CONSTELLIUM SE | CL A SHS | F21107101 |  | 723345 | 61145 | SH |  | SOLE |  | 61145 | 0 | 0 |
| CORTEVA INC | COM | 22052L104 |  | 222835 | 3791 | SH |  | SOLE |  | 3791 | 0 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 340779 | 747 | SH |  | SOLE |  | 747 | 0 | 0 |
| CRACKER BARREL OLD CTRY STOR | COM | 22410J106 |  | 1354261 | 14295 | SH |  | SOLE |  | 14295 | 0 | 0 |
| CSI COMPRESSCO LP | COM UNIT | 12637A103 |  | 457919 | 368619 | SH |  | SOLE |  | 368619 | 0 | 0 |
| CVS HEALTH CORP | COM | 126650100 |  | 202595 | 2174 | SH |  | SOLE |  | 2174 | 0 | 0 |
| DASEKE INC | COM | 23753F107 |  | 113800 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| DEERE  CO | COM | 244199105 |  | 696735 | 1625 | SH |  | SOLE |  | 1625 | 0 | 0 |
| DISCOVER FINL SVCS | COM | 254709108 |  | 679527 | 6946 | SH |  | SOLE |  | 6946 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 |  | 410074 | 4720 | SH |  | SOLE |  | 4720 | 0 | 0 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 577960 | 5612 | SH |  | SOLE |  | 5612 | 0 | 0 |
| DUPONT DE NEMOURS INC | COM | 26614N102 |  | 308020 | 4488 | SH |  | SOLE |  | 4488 | 0 | 0 |
| EATON VANCE LTD DURATION INC | COM | 27828H105 |  | 98595 | 10500 | SH |  | SOLE |  | 10500 | 0 | 0 |
| EATON VANCE TAX MNGD BUY WRI | COM SH BEN INT | 27829M103 |  | 310300 | 33765 | SH |  | SOLE |  | 33765 | 0 | 0 |
| ELEVANCE HEALTH INC | COM | 036752103 |  | 265924 | 518 | SH |  | SOLE |  | 518 | 0 | 0 |
| EMERSON ELEC CO | COM | 291011104 |  | 391972 | 4080 | SH |  | SOLE |  | 4080 | 0 | 0 |
| EMPIRE PETE CORP | COM | 292034303 |  | 1363541 | 110857 | SH |  | SOLE |  | 110857 | 0 | 0 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 |  | 373154 | 15471 | SH |  | SOLE |  | 15471 | 0 | 0 |
| EQUIFAX INC | COM | 294429105 |  | 213796 | 1100 | SH |  | SOLE |  | 1100 | 0 | 0 |
| EQUITABLE HLDGS INC | COM | 29452E101 |  | 833898 | 29056 | SH |  | SOLE |  | 29056 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 2587612 | 23460 | SH |  | SOLE |  | 23460 | 0 | 0 |
| FASTENAL CO | COM | 311900104 |  | 473200 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| FIDELITY COVINGTON TRUST | BLUE CHIP VALUE | 316092345 |  | 2896594 | 102862 | SH |  | SOLE |  | 102862 | 0 | 0 |
| FIDELITY COVINGTON TRUST | BLUE CHIP GRWTH | 316092352 |  | 7442492 | 352892 | SH |  | SOLE |  | 352892 | 0 | 0 |
| FIDELITY COVINGTON TRUST | FIDELITY GROWTH | 316092337 |  | 316205 | 24957 | SH |  | SOLE |  | 24957 | 0 | 0 |
| FIDELITY NATL INFORMATION SV | COM | 31620M106 |  | 232793 | 3431 | SH |  | SOLE |  | 3431 | 0 | 0 |
| FIRST HORIZON CORPORATION | COM | 320517105 |  | 2538527 | 103613 | SH |  | SOLE |  | 103613 | 0 | 0 |
| FIRST TR EXCH TRADED FD III | MANAGD MUN ETF | 33739N108 |  | 639404 | 12760 | SH |  | SOLE |  | 12760 | 0 | 0 |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 |  | 365708 | 6348 | SH |  | SOLE |  | 6348 | 0 | 0 |
| FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 |  | 272911 | 2981 | SH |  | SOLE |  | 2981 | 0 | 0 |
| FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 |  | 290418 | 2671 | SH |  | SOLE |  | 2671 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 33739Q200 |  | 489176 | 10318 | SH |  | SOLE |  | 10318 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 |  | 734977 | 16483 | SH |  | SOLE |  | 16483 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | DORSEY WRIGHT | 33738R886 |  | 306627 | 18328 | SH |  | SOLE |  | 18328 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 33740F805 |  | 569203 | 12960 | SH |  | SOLE |  | 12960 | 0 | 0 |
| FIRST TRUST LRGCP GWT ALPHAD | COM SHS | 33735K108 |  | 214746 | 2349 | SH |  | SOLE |  | 2349 | 0 | 0 |
| FORD MTR CO DEL | COM | 345370860 |  | 227623 | 19572 | SH |  | SOLE |  | 19572 | 0 | 0 |
| GENERAL DYNAMICS CORP | COM | 369550108 |  | 250056 | 1008 | SH |  | SOLE |  | 1008 | 0 | 0 |
| GENERAL MLS INC | COM | 370334104 |  | 690086 | 8230 | SH |  | SOLE |  | 8230 | 0 | 0 |
| GLOBAL MED REIT INC | COM NEW | 37954A204 |  | 304430 | 32113 | SH |  | SOLE |  | 32113 | 0 | 0 |
| GLOBAL X FDS | CLOUD COMPUTNG | 37954Y442 |  | 250228 | 15610 | SH |  | SOLE |  | 15610 | 0 | 0 |
| GLOBAL X FDS | NASDAQ 100 COVER | 37954Y483 |  | 182647 | 11480 | SH |  | SOLE |  | 11480 | 0 | 0 |
| GRANITE PT MTG TR INC | COM STK | 38741L107 |  | 781595 | 143920 | SH |  | SOLE |  | 143920 | 0 | 0 |
| GREAT AJAX CORP | COM | 38983D300 |  | 1170527 | 157902 | SH |  | SOLE |  | 157902 | 0 | 0 |
| HERCULES CAPITAL INC | COM | 427096508 |  | 162276 | 12275 | SH |  | SOLE |  | 12275 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 1159542 | 3671 | SH |  | SOLE |  | 3671 | 0 | 0 |
| HONEYWELL INTL INC | COM | 438516106 |  | 306020 | 1428 | SH |  | SOLE |  | 1428 | 0 | 0 |
| IDT CORP | CL B NEW | 448947507 |  | 351984 | 12495 | SH |  | SOLE |  | 12495 | 0 | 0 |
| ILLINOIS TOOL WKS INC | COM | 452308109 |  | 1105686 | 5019 | SH |  | SOLE |  | 5019 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 751349 | 5233 | SH |  | SOLE |  | 5233 | 0 | 0 |
| INTERNATIONAL GAME TECHNOLOG | SHS USD | G4863A108 |  | 244604 | 10785 | SH |  | SOLE |  | 10785 | 0 | 0 |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 46090F100 |  | 149101 | 10088 | SH |  | SOLE |  | 10088 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | VAR RATE PFD | 46138G870 |  | 209150 | 9341 | SH |  | SOLE |  | 9341 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | S LOW VOL | 46138E354 |  | 522702 | 8180 | SH |  | SOLE |  | 8180 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S EQL HLT | 46137V332 |  | 920174 | 3190 | SH |  | SOLE |  | 3190 | 0 | 0 |
| ISHARES TR | U.S. MED DVC ETF | 464288810 |  | 929686 | 17685 | SH |  | SOLE |  | 17685 | 0 | 0 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 6399041 | 53060 | SH |  | SOLE |  | 53060 | 0 | 0 |
| ISHARES TR | ISHARES BIOTECH | 464287556 |  | 900781 | 6861 | SH |  | SOLE |  | 6861 | 0 | 0 |
| ISHARES TR | CORE S ETF | 464287200 |  | 3499832 | 9109 | SH |  | SOLE |  | 9109 | 0 | 0 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 12908551 | 53365 | SH |  | SOLE |  | 53365 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 316986 | 1818 | SH |  | SOLE |  | 1818 | 0 | 0 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 13019577 | 137569 | SH |  | SOLE |  | 137569 | 0 | 0 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 535578 | 14131 | SH |  | SOLE |  | 14131 | 0 | 0 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 341520 | 5203 | SH |  | SOLE |  | 5203 | 0 | 0 |
| ISHARES TR | 0-3 MNTH TREASRY | 46436E718 |  | 3002698 | 29985 | SH |  | SOLE |  | 29985 | 0 | 0 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 384953 | 3969 | SH |  | SOLE |  | 3969 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 290868 | 5338 | SH |  | SOLE |  | 5338 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 2392584 | 13544 | SH |  | SOLE |  | 13544 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 857566 | 6395 | SH |  | SOLE |  | 6395 | 0 | 0 |
| KIMBERLY-CLARK CORP | COM | 494368103 |  | 220730 | 1626 | SH |  | SOLE |  | 1626 | 0 | 0 |
| LILLY ELI  CO | COM | 532457108 |  | 246210 | 673 | SH |  | SOLE |  | 673 | 0 | 0 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 299385 | 615 | SH |  | SOLE |  | 615 | 0 | 0 |
| LOWES COS INC | COM | 548661107 |  | 781021 | 3920 | SH |  | SOLE |  | 3920 | 0 | 0 |
| LUMEN TECHNOLOGIES INC | COM | 550241103 |  | 450684 | 86338 | SH |  | SOLE |  | 86338 | 0 | 0 |
| MARATHON PETE CORP | COM | 56585A102 |  | 254157 | 2184 | SH |  | SOLE |  | 2184 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 |  | 273633 | 1038 | SH |  | SOLE |  | 1038 | 0 | 0 |
| MEDTRONIC PLC | SHS | G5960L103 |  | 236813 | 3047 | SH |  | SOLE |  | 3047 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 1040822 | 9381 | SH |  | SOLE |  | 9381 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 267877 | 2226 | SH |  | SOLE |  | 2226 | 0 | 0 |
| METLIFE INC | COM | 59156R108 |  | 207593 | 2869 | SH |  | SOLE |  | 2869 | 0 | 0 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 396991 | 7943 | SH |  | SOLE |  | 7943 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 1792857 | 7476 | SH |  | SOLE |  | 7476 | 0 | 0 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 292080 | 4382 | SH |  | SOLE |  | 4382 | 0 | 0 |
| MONSTER BEVERAGE CORP NEW | COM | 61174X109 |  | 317789 | 3130 | SH |  | SOLE |  | 3130 | 0 | 0 |
| NATIONAL WESTN LIFE GROUP IN | CL A | 638517102 |  | 281000 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| NEXSTAR MEDIA GROUP INC | COMMON STOCK | 65336K103 |  | 1281220 | 7320 | SH |  | SOLE |  | 7320 | 0 | 0 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 1180766 | 14124 | SH |  | SOLE |  | 14124 | 0 | 0 |
| NUVEEN MUN INCOME FD INC | COM | 67062J102 |  | 108476 | 11540 | SH |  | SOLE |  | 11540 | 0 | 0 |
| NUVEEN MUN VALUE FD INC | COM | 670928100 |  | 87549 | 10180 | SH |  | SOLE |  | 10180 | 0 | 0 |
| OFS CAP CORP | COM | 67103B100 |  | 188790 | 18600 | SH |  | SOLE |  | 18600 | 0 | 0 |
| ORACLE CORP | COM | 68389X105 |  | 205249 | 2511 | SH |  | SOLE |  | 2511 | 0 | 0 |
| OXFORD LANE CAP CORP | COM | 691543102 |  | 1545615 | 304855 | SH |  | SOLE |  | 304855 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 311089 | 4368 | SH |  | SOLE |  | 4368 | 0 | 0 |
| PEPSICO INC | COM | 713448108 |  | 349938 | 1937 | SH |  | SOLE |  | 1937 | 0 | 0 |
| PERFORMANCE FOOD GROUP CO | COM | 71377A103 |  | 1284930 | 22006 | SH |  | SOLE |  | 22006 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 1231577 | 24035 | SH |  | SOLE |  | 24035 | 0 | 0 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 224222 | 2215 | SH |  | SOLE |  | 2215 | 0 | 0 |
| PIMCO MUN INCOME FD II | COM | 72200W106 |  | 182898 | 20232 | SH |  | SOLE |  | 20232 | 0 | 0 |
| PINNACLE FINL PARTNERS INC | COM | 72346Q104 |  | 938189 | 12782 | SH |  | SOLE |  | 12782 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 2451510 | 16175 | SH |  | SOLE |  | 16175 | 0 | 0 |
| PRUDENTIAL FINL INC | COM | 744320102 |  | 412113 | 4144 | SH |  | SOLE |  | 4144 | 0 | 0 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 237566 | 2354 | SH |  | SOLE |  | 2354 | 0 | 0 |
| READY CAPITAL CORP | COM | 75574U101 |  | 1006165 | 89420 | SH |  | SOLE |  | 89420 | 0 | 0 |
| REGIONS FINANCIAL CORP NEW | COM | 7591EP100 |  | 239385 | 11103 | SH |  | SOLE |  | 11103 | 0 | 0 |
| RITHM CAPITAL CORP | COM NEW | 64828T201 |  | 1931391 | 236400 | SH |  | SOLE |  | 236400 | 0 | 0 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 545429 | 6236 | SH |  | SOLE |  | 6236 | 0 | 0 |
| SHELL PLC | SPON ADS | 780259305 |  | 306349 | 5379 | SH |  | SOLE |  | 5379 | 0 | 0 |
| SLR INVESTMENT CORP | COM | 83413U100 |  | 383012 | 27535 | SH |  | SOLE |  | 27535 | 0 | 0 |
| SOUTHERN CO | COM | 842587107 |  | 507126 | 7102 | SH |  | SOLE |  | 7102 | 0 | 0 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 224773 | 1325 | SH |  | SOLE |  | 1325 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 1004665 | 2627 | SH |  | SOLE |  | 2627 | 0 | 0 |
| SPDR S MIDCAP 400 ETF TR | UTSER1 S | 78467Y107 |  | 508766 | 1149 | SH |  | SOLE |  | 1149 | 0 | 0 |
| SPDR SER TR | S BIOTECH | 78464A870 |  | 548049 | 6603 | SH |  | SOLE |  | 6603 | 0 | 0 |
| STARBUCKS CORP | COM | 855244109 |  | 357286 | 3602 | SH |  | SOLE |  | 3602 | 0 | 0 |
| STRYKER CORPORATION | COM | 863667101 |  | 727526 | 2976 | SH |  | SOLE |  | 2976 | 0 | 0 |
| SURO CAPITAL CORP | COM NEW | 86887Q109 |  | 64387 | 16944 | SH |  | SOLE |  | 16944 | 0 | 0 |
| TARGA RES CORP | COM | 87612G101 |  | 918750 | 12500 | SH |  | SOLE |  | 12500 | 0 | 0 |
| TEKLA HEALTHCARE OPPORTUNITI | SHS | 879105104 |  | 284867 | 14380 | SH |  | SOLE |  | 14380 | 0 | 0 |
| TETRA TECHNOLOGIES INC DEL | COM | 88162F105 |  | 401080 | 115919 | SH |  | SOLE |  | 115919 | 0 | 0 |
| TEXTRON INC | COM | 883203101 |  | 291696 | 4120 | SH |  | SOLE |  | 4120 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 406409 | 738 | SH |  | SOLE |  | 738 | 0 | 0 |
| TPG RE FIN TR INC | COM | 87266M107 |  | 134551 | 19816 | SH |  | SOLE |  | 19816 | 0 | 0 |
| TRIPLEPOINT VENTURE GROWTH B | COM | 89677Y100 |  | 121393 | 11639 | SH |  | SOLE |  | 11639 | 0 | 0 |
| TRUIST FINL CORP | COM | 89832Q109 |  | 626706 | 14564 | SH |  | SOLE |  | 14564 | 0 | 0 |
| UGI CORP NEW | COM | 902681105 |  | 233541 | 6300 | SH |  | SOLE |  | 6300 | 0 | 0 |
| UNITED RENTALS INC | COM | 911363109 |  | 1634932 | 4600 | SH |  | SOLE |  | 4600 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 560930 | 1058 | SH |  | SOLE |  | 1058 | 0 | 0 |
| VALVOLINE INC | COM | 92047W101 |  | 266653 | 8167 | SH |  | SOLE |  | 8167 | 0 | 0 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 |  | 200620 | 7000 | SH |  | SOLE |  | 7000 | 0 | 0 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 378884 | 5274 | SH |  | SOLE |  | 5274 | 0 | 0 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 504524 | 1436 | SH |  | SOLE |  | 1436 | 0 | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 255430 | 1336 | SH |  | SOLE |  | 1336 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 7081934 | 181681 | SH |  | SOLE |  | 181681 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 |  | 6319631 | 126040 | SH |  | SOLE |  | 126040 | 0 | 0 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 237038 | 1561 | SH |  | SOLE |  | 1561 | 0 | 0 |
| VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 |  | 222831 | 1295 | SH |  | SOLE |  | 1295 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 499040 | 12666 | SH |  | SOLE |  | 12666 | 0 | 0 |
| VIRIOS THERAPEUTICS INC | COM | 92829J104 |  | 2596 | 11000 | SH |  | SOLE |  | 11000 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 1630281 | 7847 | SH |  | SOLE |  | 7847 | 0 | 0 |
| VMWARE INC | CL A COM | 928563402 |  | 1064084 | 8668 | SH |  | SOLE |  | 8668 | 0 | 0 |
| VOLTA INC | COM CL A | 92873V102 |  | 76411 | 215000 | SH |  | SOLE |  | 215000 | 0 | 0 |
| VOYA FINANCIAL INC | COM | 929089100 |  | 240549 | 3912 | SH |  | SOLE |  | 3912 | 0 | 0 |
| WALMART INC | COM | 931142103 |  | 1660280 | 11709 | SH |  | SOLE |  | 11709 | 0 | 0 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 |  | 591021 | 62344 | SH |  | SOLE |  | 62344 | 0 | 0 |
| WISDOMTREE TR | US AI ENHANCED | 97717W406 |  | 229787 | 2503 | SH |  | SOLE |  | 2503 | 0 | 0 |
| WISDOMTREE TR | US SMALLCAP FUND | 97717W562 |  | 357756 | 8400 | SH |  | SOLE |  | 8400 | 0 | 0 |
| WISDOMTREE TR | INTL EQUITY FD | 97717W703 |  | 349272 | 7425 | SH |  | SOLE |  | 7425 | 0 | 0 |
| WYNN RESORTS LTD | COM | 983134107 |  | 413999 | 5020 | SH |  | SOLE |  | 5020 | 0 | 0 |

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