# EDGAR Filing Document

**Accession Number:** 0001846943
**File Stem:** 0001085146-23-001114
**Filing Date:** 2023-2
**Character Count:** 16046
**Document Hash:** 406788d2fb1f690eabd2745cf0464bc6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001085146-23-001114.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0001085146-23-001114

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230213

**EFFECTIVENESS DATE**: 20230213

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** 3D/L Capital Management, LLC
- **CENTRAL INDEX KEY:** 0001846943
- **IRS NUMBER:** 861660892
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-21050
- **FILM NUMBER:** 23618875

**BUSINESS ADDRESS:**
- **STREET 1:** 100 CONSTITUTION PLAZA
- **STREET 2:** 7TH FLOOR
- **CITY:** HARTFORD
- **STATE:** CT
- **ZIP:** 06103
- **BUSINESS PHONE:** 860-291-1998

**MAIL ADDRESS:**
- **STREET 1:** 100 CONSTITUTION PLAZA
- **STREET 2:** 7TH FLOOR
- **CITY:** HARTFORD
- **STATE:** CT
- **ZIP:** 06103

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** 3D/L Capital Management LLC<br>**Address:** 100 CONSTITUTION PLAZA<br>7TH FLOOR<br>Hartford, CT 06103

**Form 13F File Number:** 028-21050

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Andrew T. Lucich<br>**Title:** Chief Compliance Officer<br>**Phone:** 860-291-1998

**Signature, Place, and Date of Signing:**

/s/Andrew T. Lucich  Hartford, CT  02-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 104

**Form 13F Information Table Value Total:** $371658960

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| APPLE INC | COM | 037833100 | BBG001S5N8V8 | 1388088 | 10683 | SH |  | SOLE |  | 1851 | 0 | 8832 |
| BARCLAYS BANK PLC | DJUBS CMDT ETN36 | 06738C778 | BBG001SPJ625 | 207721 | 6162 | SH |  | SOLE |  | 6162 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | BBG001S902J2 | 468711 | 1 | SH |  | SOLE |  | 1 | 0 | 0 |
| CANOPY GROWTH CORP | COM | 138035100 | BBG001T6MH82 | 44426 | 19232 | SH |  | SOLE |  | 15643 | 0 | 3589 |
| CONSTELLATION BRANDS INC | CL A | 21036P108 | BBG001SD31G5 | 212941 | 919 | SH |  | SOLE |  | 736 | 0 | 183 |
| DBX ETF TR | XTRACK MUN INFRA | 233051705 | BBG004LV7GH8 | 778369 | 32760 | SH |  | SOLE |  | 32760 | 0 | 0 |
| DIMENSIONAL ETF TRUST | EMERGING MKTS VA | 25434V740 | BBG017158GJ6 | 11482361 | 507844 | SH |  | SOLE |  | 493255 | 0 | 14589 |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 25434V302 | BBG00Y2PHW26 | 16806592 | 765676 | SH |  | SOLE |  | 743311 | 0 | 22365 |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 25434V807 | BBG012G21Y06 | 2203723 | 72491 | SH |  | SOLE |  | 70736 | 0 | 1755 |
| DIMENSIONAL ETF TRUST | INTL CORE EQUITY | 25434V799 | BBG01631TNW2 | 24304262 | 1087439 | SH |  | SOLE |  | 1056250 | 0 | 31189 |
| DIMENSIONAL ETF TRUST | INTL HIGH PROFIT | 25434V765 | BBG01636J356 | 3516112 | 159461 | SH |  | SOLE |  | 150709 | 0 | 8752 |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 | BBG011DXY6D4 | 574487 | 23661 | SH |  | SOLE |  | 23424 | 0 | 237 |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 25434V401 | BBG011DXXNJ2 | 5527115 | 132831 | SH |  | SOLE |  | 130986 | 0 | 1845 |
| DIMENSIONAL ETF TRUST | US HIGH PROFITAB | 25434V831 | BBG015DLMLQ7 | 34390802 | 1432353 | SH |  | SOLE |  | 1376851 | 0 | 55502 |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 25434V724 | BBG0177CTQC7 | 1876079 | 56036 | SH |  | SOLE |  | 53970 | 0 | 2066 |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 25434V500 | BBG011DXXVM0 | 2876934 | 56245 | SH |  | SOLE |  | 55461 | 0 | 784 |
| DIMENSIONAL ETF TRUST | US SMALL CAP VAL | 25434V815 | BBG015DG3GG1 | 10182016 | 411062 | SH |  | SOLE |  | 397207 | 0 | 13855 |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 25434V609 | BBG011DXY0L8 | 3022095 | 68762 | SH |  | SOLE |  | 67812 | 0 | 950 |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | 25434V880 | BBG012G2PD33 | 409716 | 18968 | SH |  | SOLE |  | 18790 | 0 | 178 |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 33739Q200 | BBG007GFNV45 | 5383300 | 113548 | SH |  | SOLE |  | 99860 | 0 | 13688 |
| FIRST TR EXCHNG TRADED FD VI | VEST US EQT DEP | 33740F672 | BBG00XS5NLY6 | 735785 | 23500 | SH |  | SOLE |  | 21501 | 0 | 1999 |
| FIRST TR EXCHNG TRADED FD VI | VEST US EQTY BUF | 33740F664 | BBG00XS5NBW0 | 26289659 | 796415 | SH |  | SOLE |  | 760430 | 0 | 35985 |
| FLEXSHARES TR | CRE SLCT BD FD | 33939L670 | BBG00F9ZDYJ0 | 1001207 | 45644 | SH |  | SOLE |  | 45454 | 0 | 190 |
| FLEXSHARES TR | HIG YLD VL ETF | 33939L662 | BBG00LG7DCK7 | 450994 | 11317 | SH |  | SOLE |  | 11162 | 0 | 155 |
| FLEXSHARES TR | IBOXX 3R TARGT | 33939L506 | BBG00243PBY5 | 224341 | 9538 | SH |  | SOLE |  | 9500 | 0 | 38 |
| FLEXSHARES TR | M STAR DEV MKT | 33939L803 | BBG003FMHM01 | 475505 | 7880 | SH |  | SOLE |  | 7759 | 0 | 121 |
| FLEXSHARES TR | MORNSTAR UPSTR | 33939L407 | BBG00243P8S9 | 235893 | 5427 | SH |  | SOLE |  | 5362 | 0 | 65 |
| FLEXSHARES TR | MORNSTAR USMKT | 33939L100 | BBG00243P7N6 | 302766 | 2037 | SH |  | SOLE |  | 1991 | 0 | 46 |
| FLEXSHARES TR | US QUALITY CAP | 33939L746 | BBG00B2VYSM1 | 1071080 | 25137 | SH |  | SOLE |  | 24769 | 0 | 368 |
| GLOBAL X FDS | CLOUD COMPUTNG | 37954Y442 | BBG00NW3VCQ8 | 199087 | 12420 | SH |  | SOLE |  | 6990 | 0 | 5430 |
| GLOBAL X FDS | CONSCIOUS COS | 37954Y731 | BBG00D9VXRC4 | 717391 | 25908 | SH |  | SOLE |  | 19917 | 0 | 5991 |
| GLOBAL X FDS | E COMMERCE ETF | 37954Y467 | BBG00MNPXVB3 | 201750 | 12461 | SH |  | SOLE |  | 7023 | 0 | 5438 |
| GLOBAL X FDS | RBTCS ARTFL INTE | 37954Y715 | BBG00DSB42H9 | 477105 | 23217 | SH |  | SOLE |  | 16158 | 0 | 7059 |
| GLOBAL X FDS | VDEO GAM ESPRT | 37954Y392 | BBG00QNKPG45 | 198070 | 10564 | SH |  | SOLE |  | 5884 | 0 | 4680 |
| INVESCO EXCH TRADED FD TR II | TAXABLE MUN BD | 46138G805 | BBG001STKGB3 | 2140316 | 83248 | SH |  | SOLE |  | 74283 | 0 | 8965 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 CB | 46138J866 | BBG00KJR0YJ0 | 465036 | 22166 | SH |  | SOLE |  | 21626 | 0 | 540 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 46138J841 | BBG00KJR2GD3 | 245510 | 11985 | SH |  | SOLE |  | 11431 | 0 | 554 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 CB | 46138J825 | BBG00KJR2J47 | 1973445 | 97986 | SH |  | SOLE |  | 67966 | 0 | 30020 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2026 CB | 46138J791 | BBG00KJR2K35 | 190648 | 10074 | SH |  | SOLE |  | 10074 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | INVESCO MSCI | 46137V407 | BBG001SRRFG7 | 253585 | 5307 | SH |  | SOLE |  | 4088 | 0 | 1219 |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 46137V142 | BBG001SPPQG9 | 236670 | 4592 | SH |  | SOLE |  | 2652 | 0 | 1940 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | BBG001S9GN63 | 416946 | 1566 | SH |  | SOLE |  | 1251 | 0 | 315 |
| ISHARES INC | ESG AWR MSCI EM | 46434G863 | BBG00D7BDH70 | 239662 | 7970 | SH |  | SOLE |  | 6137 | 0 | 1833 |
| ISHARES INC | MSCI EMERG MRKT | 464286533 | BBG0025X3FS0 | 295892 | 5578 | SH |  | SOLE |  | 4011 | 0 | 1567 |
| ISHARES INC | MSCI GBL MIN VOL | 464286525 | BBG0025X39Q6 | 608537 | 6404 | SH |  | SOLE |  | 5859 | 0 | 545 |
| ISHARES TR | 0-5 YR TIPS ETF | 46429B747 | BBG001TG5H89 | 6721749 | 69325 | SH |  | SOLE |  | 60742 | 0 | 8583 |
| ISHARES TR | 0-5YR HI YL CP | 46434V407 | BBG005DW06B7 | 261923 | 6406 | SH |  | SOLE |  | 3450 | 0 | 2956 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 | BBG003H6TRS0 | 652976 | 10593 | SH |  | SOLE |  | 4001 | 0 | 6592 |
| ISHARES TR | CORE S SCP ETF | 464287804 | BBG001SFC7W9 | 209130 | 2210 | SH |  | SOLE |  | 1249 | 0 | 961 |
| ISHARES TR | CORE S ETF | 464287200 | BBG001SFB7R6 | 2137490 | 5563 | SH |  | SOLE |  | 4399 | 0 | 1164 |
| ISHARES TR | CORE TOTAL USD | 46434V613 | BBG006MJCSW0 | 780790 | 17378 | SH |  | SOLE |  | 11790 | 0 | 5588 |
| ISHARES TR | CORE US AGGBD ET | 464287226 | BBG001SM1QT8 | 504633 | 5203 | SH |  | SOLE |  | 1876 | 0 | 3327 |
| ISHARES TR | EAFE GRWTH ETF | 464288885 | BBG001SP62C7 | 368490 | 4399 | SH |  | SOLE |  | 3206 | 0 | 1193 |
| ISHARES TR | EAFE VALUE ETF | 464288877 | BBG001SNYBH6 | 571941 | 12466 | SH |  | SOLE |  | 9473 | 0 | 2993 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 | BBG00FFPFTS4 | 919849 | 10854 | SH |  | SOLE |  | 7897 | 0 | 2957 |
| ISHARES TR | ESG EAFE ETF | 46436E759 | BBG00VHK1HS9 | 332013 | 6118 | SH |  | SOLE |  | 4689 | 0 | 1429 |
| ISHARES TR | ISHARES BIOTECH | 464287556 | BBG001SGYSW7 | 226108 | 1722 | SH |  | SOLE |  | 978 | 0 | 744 |
| ISHARES TR | MBS ETF | 464288588 | BBG001SSD8B1 | 280821 | 3028 | SH |  | SOLE |  | 1944 | 0 | 1084 |
| ISHARES TR | MSCI INTL VLU FT | 46435G409 | BBG009DR6401 | 25201361 | 1087672 | SH |  | SOLE |  | 1057212 | 0 | 30460 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 | BBG0025X2G81 | 350567 | 4862 | SH |  | SOLE |  | 4418 | 0 | 444 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 | BBG004FPV022 | 241859 | 1657 | SH |  | SOLE |  | 1424 | 0 | 233 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 | BBG001SZV978 | 7385240 | 69989 | SH |  | SOLE |  | 67861 | 0 | 2128 |
| ISHARES TR | RUS 1000 ETF | 464287622 | BBG001S562W9 | 659454 | 3133 | SH |  | SOLE |  | 1181 | 0 | 1952 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 | BBG001S562P7 | 307071 | 2025 | SH |  | SOLE |  | 2025 | 0 | 0 |
| ISHARES TR | S 500 GRWT ETF | 464287309 | BBG001S561Q8 | 694820 | 11877 | SH |  | SOLE |  | 6962 | 0 | 4915 |
| ISHARES TR | S 500 VAL ETF | 464287408 | BBG001S561K4 | 502697 | 3465 | SH |  | SOLE |  | 1298 | 0 | 2167 |
| ISHARES TR | S SML 600 GWT | 464287887 | BBG001SFQL44 | 251936 | 2331 | SH |  | SOLE |  | 1874 | 0 | 457 |
| J P MORGAN EXCHANGE TRADED F | INTERNL GWT | 46641Q324 | BBG00TSG1GG6 | 651060 | 12398 | SH |  | SOLE |  | 9774 | 0 | 2624 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 46641Q654 | BBG00M8D2458 | 4288063 | 84853 | SH |  | SOLE |  | 82140 | 0 | 2713 |
| J P MORGAN EXCHANGE TRADED F | US QUALTY FCTR | 46641Q761 | BBG00J5DPW97 | 262663 | 6778 | SH |  | SOLE |  | 6778 | 0 | 0 |
| JACOBS SOLUTIONS INC | COM | 46982L108 | BBG019C1BQS3 | 538514 | 4485 | SH |  | SOLE |  | 4485 | 0 | 0 |
| JOHN HANCOCK EXCHANGE TRADED | MULTIFACTOR MI | 47804J206 | BBG00B2MF4T8 | 3349335 | 71967 | SH |  | SOLE |  | 67845 | 0 | 4122 |
| KRANESHARES TR | CSI CHI INTERNET | 500767306 | BBG004XB9HZ5 | 497019 | 16458 | SH |  | SOLE |  | 11676 | 0 | 4782 |
| KRANESHARES TR | KFA VAL LIN DYNM | 500767645 | BBG00YB1LBK0 | 19611603 | 915942 | SH |  | SOLE |  | 857503 | 0 | 58439 |
| KRANESHARES TR | MSCI EMG EX CH | 500767769 | BBG00NW3T1X7 | 283322 | 11741 | SH |  | SOLE |  | 10255 | 0 | 1486 |
| NUSHARES ETF TR | NUVEEN ESG LRGCP | 67092P201 | BBG00FJ5GY57 | 680076 | 13910 | SH |  | SOLE |  | 10684 | 0 | 3226 |
| NUSHARES ETF TR | NUVEEN ESG SMLCP | 67092P607 | BBG00FJ5HWZ7 | 563615 | 16490 | SH |  | SOLE |  | 12690 | 0 | 3800 |
| PFIZER INC | COM | 717081103 | BBG001S5V466 | 539301 | 10525 | SH |  | SOLE |  | 10251 | 0 | 274 |
| PIMCO ETF TR | ACTIVE BD ETF | 72201R775 | BBG002N12C17 | 20646723 | 228191 | SH |  | SOLE |  | 203288 | 0 | 24903 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | BBG001S7T1S7 | 1497249 | 17117 | SH |  | SOLE |  | 8772 | 0 | 8345 |
| SIMPLIFY EXCHANGE TRADED FUN | SHORT TERM TREA | 82889N657 | BBG01BFJ3TM5 | 1984072 | 80051 | SH |  | SOLE |  | 71324 | 0 | 8727 |
| SPDR INDEX SHS FDS | S INTL SMLCP | 78463X871 | BBG001SRXRK9 | 377597 | 12839 | SH |  | SOLE |  | 10393 | 0 | 2446 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 | BBG001S72SM3 | 229458 | 600 | SH |  | SOLE |  | 600 | 0 | 0 |
| SPDR SER TR | S BIOTECH | 78464A870 | BBG001SQDKG3 | 285105 | 3435 | SH |  | SOLE |  | 2750 | 0 | 685 |
| SPDR SER TR | S KENSHO FUTRE | 78468R671 | BBG00JHP62Q5 | 283223 | 6590 | SH |  | SOLE |  | 5313 | 0 | 1277 |
| SPDR SER TR | S KENSHO INTLG | 78468R697 | BBG00JHNYBP0 | 258381 | 7908 | SH |  | SOLE |  | 6273 | 0 | 1635 |
| SPINNAKER ETF SERIES | CANNABIS ETF | 84858T400 | BBG00PNSG7B2 | 171823 | 66341 | SH |  | SOLE |  | 38069 | 0 | 28272 |
| VANECK ETF TRUST | LONG MUNI ETF | 92189F536 | BBG001T10HL2 | 2774551 | 158909 | SH |  | SOLE |  | 153788 | 0 | 5121 |
| VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 | BBG001ST39R1 | 598005 | 8046 | SH |  | SOLE |  | 5151 | 0 | 2895 |
| VANGUARD BD INDEX FDS | LONG TERM BOND | 921937793 | BBG001ST39S0 | 661199 | 9128 | SH |  | SOLE |  | 5498 | 0 | 3630 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | BBG001ST39Q2 | 1402317 | 18628 | SH |  | SOLE |  | 11882 | 0 | 6746 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 | BBG004N1LGK2 | 1313458 | 27693 | SH |  | SOLE |  | 18178 | 0 | 9515 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 | BBG001SHTTS4 | 1699862 | 7976 | SH |  | SOLE |  | 5927 | 0 | 2049 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | BBG001SRN7S6 | 544232 | 3028 | SH |  | SOLE |  | 2431 | 0 | 597 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | BBG001SHTTV0 | 530794 | 2892 | SH |  | SOLE |  | 2206 | 0 | 686 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 | BBG001SHVR78 | 34036698 | 242478 | SH |  | SOLE |  | 230500 | 0 | 11978 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | BBG001SHTTZ6 | 673870 | 17288 | SH |  | SOLE |  | 13261 | 0 | 4027 |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 92206C771 | BBG001T62MF5 | 629649 | 13832 | SH |  | SOLE |  | 8950 | 0 | 4882 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | BBG001SSPWL4 | 2059145 | 49062 | SH |  | SOLE |  | 37218 | 0 | 11844 |
| WISDOMTREE TR | EMERG CUR STR FD | 97717W133 | BBG001T4FSX3 | 270267 | 16048 | SH |  | SOLE |  | 16048 | 0 | 0 |
| WISDOMTREE TR | INTL SMCAP DIV | 97717W760 | BBG001SHLB38 | 15832538 | 273163 | SH |  | SOLE |  | 265100 | 0 | 8063 |
| WISDOMTREE TR | US MIDCAP FUND | 97717W570 | BBG001SSZB66 | 22315282 | 458973 | SH |  | SOLE |  | 443473 | 0 | 15500 |
| WISDOMTREE TR | US SMALLCAP FUND | 97717W562 | BBG001SSZBC9 | 10440306 | 245135 | SH |  | SOLE |  | 237298 | 0 | 7837 |
| WISDOMTREE TR | YIELD ENHANCD US | 97717X511 | BBG009KCY2C6 | 4012937 | 94090 | SH |  | SOLE |  | 83653 | 0 | 10437 |

---