# EDGAR Filing Document

**Accession Number:** 0001810747
**File Stem:** 0000940400-26-007120
**Filing Date:** 2026-2
**Character Count:** 20877
**Document Hash:** 35cc0670b3058f6cba0c67aaaa3ccd2e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-007120.hdr.sgml**: 20260223

**ACCESSION NUMBER**: 0000940400-26-007120

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260223

**DATE AS OF CHANGE**: 20260223

**PERIOD START**: 20260630

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Simplify Exchange Traded Funds
- **CENTRAL INDEX KEY:** 0001810747

**ORGANIZATION NAME:**
- **EIN:** 851887571
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23570
- **FILM NUMBER:** 26664235

**BUSINESS ADDRESS:**
- **STREET 1:** 222 BROADWAY
- **STREET 2:** 22ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10038
- **BUSINESS PHONE:** 646-741-2438

**MAIL ADDRESS:**
- **STREET 1:** 222 BROADWAY
- **STREET 2:** 22ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10038

## Series and Classes Contracts Data

### Simplify Barrier Income ETF (Series ID: S000091618)

| Class ID   | Class Name                  | Ticker Symbol   |
|:---|:---|:---|
| C000259296 | Simplify Barrier Income ETF |  |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Simplify Exchange Traded Funds

- **b. Investment Company Act file number:** 811-23570

- **c. CIK number of Registrant:** 0001810747

- **d. LEI of Registrant:** 549300LDDEMEUCZQEO55

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 10845 Griffith Peak Drive

  - **City:** Las Vegas

  - **State:** NV

  - **Foreign country:** US

  - **Zip / Postal Code:** 89135

  - **Telephone number:** (702) 389-9705

**Item A.2. Information about the Series.**

- **a. Name of Series:** Simplify Barrier Income ETF

- **b. EDGAR series identifier (if any):** S000091618

- **c. LEI of Series:** 529900TG4KRPU18D6A47

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-06-30

- **b. Date as of which information is reported:** 2025-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $185335540.81

**Total Liabilities:** $5116043.34

**Net Assets:** $180219497.47

**Cash Not Reported:** $574000.00

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000259296 | 1.12%                | 0.67%                | 1.25%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-8002.62                | $13026.24                                  |
| Month 2  | $-3552.55                | $41386.70                                  |
| Month 3  | $729.01                  | $-48530.59                                 |

**Designated Index Information**

- **Index Name:** S&P 500 Benchmark

- **Index Identifier:** SPX Index

### Schedule of Portfolio Investments

| Name                                  | Title                                             | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        | -10000000 | NC      | $-379949.60   | -0.21%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        |  -3000000 | NC      | $-97243.20    | -0.05%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        |  -8000000 | NC      | $-218290.80   | -0.12%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        | -10000000 | NC      | $-270738.60   | -0.15%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        | -10000000 | NC      | $-312669.10   | -0.17%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        |  -2000000 | NC      | $-58159.92    | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        |  -2000000 | NC      | $-49066.46    | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        |  -2000000 | NC      | $-23722.08    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        |  -4000000 | NC      | $-25270.24    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -6000000 | NC      | $-234600.00   | -0.13%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -5000000 | NC      | $-195500.00   | -0.11%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        |  -2300000 | NC      | $-85802.03    | -0.05%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -2500000 | NC      | $-110000.00   | -0.06%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -7500000 | NC      | $-310500.00   | -0.17%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -1300000 | NC      | $-49140.00    | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -3500000 | NC      | $-172200.00   | -0.10%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -4000000 | NC      | $-166800.00   | -0.09%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -3800000 | NC      | $-144780.00   | -0.08%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -2000000 | NC      | $-70000.00    | -0.04%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -5000000 | NC      | $-184000.00   | -0.10%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -1500000 | NC      | $-46800.00    | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -5000000 | NC      | $-147500.00   | -0.08%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        |  -4500000 | NC      | $-180858.78   | -0.10%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -5000000 | NC      | $-174500.00   | -0.10%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -8000000 | NC      | $-261600.00   | -0.15%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -5000000 | NC      | $-139500.00   | -0.08%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -1500000 | NC      | $-48750.00    | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -1000000 | NC      | $-32900.00    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -1000000 | NC      | $-15600.00    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -2000000 | NC      | $-40800.00    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |   -650000 | NC      | $-14235.00    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -2000000 | NC      | $-44400.00    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |   -650000 | NC      | $-4810.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        |  -4000000 | NC      | $-156502.80   | -0.09%            |  |  |  | No            |                  2 | On Loan: No      |
| BNP PARIBAS                           | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: R0MUWSFPU8MPRO8K5P83 | N/A              | DE               | CORP              | FR        |  -2000000 | NC      | $-44409.02    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.             | S&P 500 INDEX                                     | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |       215 | NC      | $103200.00    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.             | S&P 500 INDEX                                     | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |       150 | NC      | $9375.00      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Simplify Government Money Market ETF  | Simplify Government Money Market ETF              | CUSIP: 82889N269<br>LEI: 529900UXSTJQHYE7H806 | Long             | STIV             | RF                | US        |   1379000 | NS      | $138024110.00 | 76.59%            |  |  |  | No            |                  1 | On Loan: No      |
| TREASURY BILL                         | United States Treasury Bill                       | CUSIP: 912797TH0<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   2500000 | PA      | $2475102.08   | 1.37%             | 2026-04-14      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| TREASURY BILL                         | United States Treasury Bill                       | CUSIP: 912797RH2<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   5130000 | PA      | $5127030.29   | 2.84%             | 2026-01-08      | None          | 0.00%                 | No            |                  1 | On Loan: No      |
| DREYFUS TRSY OBLIG CASH M             | DREYFUS TRSY OBLIG CASH M                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |   2659944 | NS      | $2659943.86   | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| TREASURY BILL                         | United States Treasury Bill                       | CUSIP: 912797SS7<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    500000 | PA      | $497401.53    | 0.28%             | 2026-02-24      | None          | 0.00%                 | No            |                  1 | On Loan: No      |
| TREASURY BILL                         | United States Treasury Bill                       | CUSIP: 912797SZ1<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |  13750000 | PA      | $13651599.23  | 7.57%             | 2026-03-17      | None          | 0.00%                 | No            |                  1 | On Loan: No      |
| TREASURY BILL                         | United States Treasury Bill                       | CUSIP: 912797ST5<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |  15500000 | PA      | $15408569.38  | 8.55%             | 2026-03-03      | None          | 0.00%                 | No            |                  1 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        |  -5500000 | NC      | $-221685.59   | -0.12%            |  |  |  | No            |                  2 | On Loan: No      |
| TREASURY BILL                         | United States Treasury Bill                       | CUSIP: 912797TB3<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   6860000 | PA      | $6801204.11   | 3.77%             | 2026-03-31      | None          | 0.00%                 | No            |                  1 | On Loan: No      |
| NOMURA SECURITIES INTERNATIONAL, INC. | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: OXTKY6Q8X53C9ILVV871 | N/A              | DE               | CORP              | US        |  -1500000 | NC      | $-40252.89    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA SECURITIES INTERNATIONAL, INC. | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: OXTKY6Q8X53C9ILVV871 | N/A              | DE               | CORP              | US        |  -6000000 | NC      | $-140688.24   | -0.08%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA SECURITIES INTERNATIONAL, INC. | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: OXTKY6Q8X53C9ILVV871 | N/A              | DE               | CORP              | US        |  -2000000 | NC      | $-48700.20    | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        |  -2000000 | NC      | $-55747.14    | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-02-21

**Name of Applicant:** Simplify Exchange Traded Funds

**Signature:** Paul Kim

**Name of Signer:** Paul Kim

**Title:** Trustee & President