# EDGAR Filing Document

**Accession Number:** 0001981535
**File Stem:** 0001641172-25-014202
**Filing Date:** 2025-6
**Character Count:** 19967
**Document Hash:** 59c6c9655d8a1f727f139f6d38cd8a3d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001641172-25-014202.hdr.sgml**: 20250606

**ACCESSION NUMBER**: 0001641172-25-014202

**CONFORMED SUBMISSION TYPE**: SCHEDULE 13D

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20250606

**DATE AS OF CHANGE**: 20250606

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SharpLink Gaming, Inc.
- **CENTRAL INDEX KEY:** 0001981535
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-PREPACKAGED SOFTWARE [7372]
- **ORGANIZATION NAME:** 06 Technology
- **EIN:** 000000000
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SCHEDULE 13D
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-94477
- **FILM NUMBER:** 251032712

**BUSINESS ADDRESS:**
- **STREET 1:** 333 WASHINGTON AVE. NORTH
- **STREET 2:** SUITE 104
- **CITY:** MINNEAPOLIS
- **STATE:** MN
- **ZIP:** 55401
- **BUSINESS PHONE:** (612) 293-0619

**MAIL ADDRESS:**
- **STREET 1:** 333 WASHINGTON AVE. NORTH
- **STREET 2:** SUITE 104
- **CITY:** MINNEAPOLIS
- **STATE:** MN
- **ZIP:** 55401
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Lubin Joseph Michael
- **CENTRAL INDEX KEY:** 0002071490

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** SCHEDULE 13D

**MAIL ADDRESS:**
- **STREET 1:** C/O CONSENSYS SOFTWARE INC.
- **STREET 2:** 49 BOGART ST SUITE 22
- **CITY:** BROOKLYN
- **STATE:** NY
- **ZIP:** 11206

## Exhibit 99.1

**Exhibit 99.1**

**<u>JOINT FILING AGREEMENT</u>**

Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder (the "Exchange Act") the undersigned hereby agree to the joint filing on behalf of each of them of any filing required by such party under Section 13 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with respect to securities of SharpLink Gaming, Inc., a Delaware corporation, and further agree to the filing, furnishing, and/or incorporation by reference of this Joint Filing Agreement as an exhibit thereto. Each of them is responsible for the timely filing of such filings and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. This Joint Filing Agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party. This Joint Filing Agreement may be executed in any number of counterparts all of which taken together shall constitute one and the same instrument.

---

| | | |
|:---|:---|:---|
| Dated: June 6, 2025 | /s/ Joseph Lubin | /s/ Joseph Lubin |
|  | Name: | Joseph Lubin |
|  | Title: | Joseph Lubin, Individually |

---

---

| | | |
|:---|:---|:---|
| Dated: June 6, 2025 | **Consensys Software Inc.** | **Consensys Software Inc.** |
|  | By: | /s/ Matthew Corva |
|  | Name: | Matthew Corva |
|  | Title: | General Counsel |

---

---

| | | |
|:---|:---|:---|
| Dated: June 6, 2025 | **Consensys AG** | **Consensys AG** |
|  | By: | /s/ Federico Soddu |
|  | Name: | Federico Soddu |
|  | Title: | General Counsel |

---

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## SCHEDULE 13D

### Under the Securities Exchange Act of 1934

**SHARPLINK GAMING, INC.**

*(Name of Issuer)*

**Common Stock, par value $0.0001 per share**

*(Title of Class of Securities)*

**820014405**

*(CUSIP Number)*

**Consensys Software Inc.**<br>5049 Edwards Ranch Road<br>Ft. Worth TX 76109<br>(908) 460-6905

*(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)*

**05/30/2025**

*(Date of Event Which Requires Filing of this Statement)*

| **CUSIP No.** | **820014405** |

---

| | | | |
|:--|:--|:--|:--|
| 1 | Name of reporting person<br>**Joseph Michael Lubin** | Name of reporting person<br>**Joseph Michael Lubin** | |
| 2 | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | |
| 3 | SEC use only | SEC use only | |
| 4 | Source of funds (See Instructions)<br>**PF** | Source of funds (See Instructions)<br>**PF** | |
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | |
| 6 | Citizenship or place of organization<br>**NEW YORK** | Citizenship or place of organization<br>**NEW YORK** | |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 7 | Sole Voting Power<br>**2213075.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 8 | Shared Voting Power<br>**4256975.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 9 | Sole Dispositive Power<br>**2213075.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 10 | Shared Dispositive Power<br>**4256975.00** |
| 11 | Aggregate amount beneficially owned by each reporting person<br>**6470050.00** | Aggregate amount beneficially owned by each reporting person<br>**6470050.00** | |
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | |
| 13 | Percent of class represented by amount in Row (11)<br>**9.9%** | Percent of class represented by amount in Row (11)<br>**9.9%** | |
| 14 | Type of Reporting Person (See Instructions)<br>**IN** | Type of Reporting Person (See Instructions)<br>**IN** | |

---

**Comment for Reporting Person:** Items 7 and 9 consist of up to 2,213,075 shares of common stock, par value $0.0001 ("Common Stock"), of SharpLink Gaming, Inc. (the "Issuer"), issuable upon the exercise of pre-funded warrants held by Mr. Lubin that are exercisable within 60 days of the date hereof and are subject to a 9.99% beneficial ownership limitation. Does not include shares of Common Stock issuable upon the exercise of pre-funded warrants held by Mr. Lubin that are not exercisable within 60 days of the date hereof.

Items 8 and 10 consist of (i) 214,000 shares of Common Stock held by Consensys Software Inc. ("CSI"), an entity that may be deemed controlled by Mr. Lubin, (ii) pre-funded warrants held by CSI to subscribe and purchase up to 1,496,612 shares of Common Stock that are exercisable within 60 days of the date hereof and are subject to a 4.99% beneficial ownership limitation, (iii) pre-funded warrants held by CSI to subscribe and purchase up to 1,570,763 shares of Common Stock that are exercisable within 60 days of the date hereof and are subject to a 9.99% beneficial ownership limitation and (iv) 975,600 shares of Common Stock held by Consensys AG ("CAG"), an entity that may be deemed controlled by Mr. Lubin. Does not include shares of Common Stock issuable upon the exercise of pre-funded warrants held by CSI that are not exercisable within 60 days of the date hereof.

Mr. Lubin disclaims beneficial ownership with respect to the shares of Common Stock and pre-funded warrants held by CSI and the shares of Common Stock held by CAG, in each case except to the extent of his pecuniary interest therein. This statement shall not be deemed an admission that Mr. Lubin is the beneficial owner of all of the shares of Common Stock and pre-funded warrants held by CSI and the shares of Common Stock held by CAG for the purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Items 11 and 13 are calculated based on an assumed combined total of 64,707,070 shares of Common Stock outstanding. This assumed combined total outstanding of Common Stock (i) consists of 59,426,620 shares of Common Stock outstanding as of May 30, 2025, as reported on the Form S-3ASR filed by the Issuer with the Securities and Exchange Commission (the "Commission") on May 30, 2025, and (ii) assumes that all 3,067,375 pre-funded warrants held by CSI that may be exercised within 60 days of the date hereof and all 2,213,075 pre-funded warrants held by Mr. Lubin that may be exercised within 60 days of the date hereof are exercised for newly-issued Common Stock.

| **CUSIP No.** | **820014405** |

---

| | | | |
|:--|:--|:--|:--|
| 1 | Name of reporting person<br>**Consensys Software Inc.** | Name of reporting person<br>**Consensys Software Inc.** | |
| 2 | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | |
| 3 | SEC use only | SEC use only | |
| 4 | Source of funds (See Instructions)<br>**OO** | Source of funds (See Instructions)<br>**OO** | |
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | |
| 6 | Citizenship or place of organization<br>**DELAWARE** | Citizenship or place of organization<br>**DELAWARE** | |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 7 | Sole Voting Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 8 | Shared Voting Power<br>**3281375.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 9 | Sole Dispositive Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 10 | Shared Dispositive Power<br>**3281375.00** |
| 11 | Aggregate amount beneficially owned by each reporting person<br>**3281375.00** | Aggregate amount beneficially owned by each reporting person<br>**3281375.00** | |
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | |
| 13 | Percent of class represented by amount in Row (11)<br>**5.2%** | Percent of class represented by amount in Row (11)<br>**5.2%** | |
| 14 | Type of Reporting Person (See Instructions)<br>**CO** | Type of Reporting Person (See Instructions)<br>**CO** | |

---

**Comment for Reporting Person:** Items 8, 10 and 11 consist of (i) 214,000 shares of Common Stock held by CSI, (ii) pre-funded warrants held by CSI to subscribe and purchase up to 1,496,612 shares of Common Stock that are exercisable within 60 days of the date hereof and are subject to a 4.99% beneficial ownership limitation and (iii) pre-funded warrants held by CSI to subscribe and purchase up to 1,570,763 shares of Common Stock that are exercisable within 60 days of the date hereof and are subject to a 9.99% beneficial ownership limitation. Does not include shares of Common Stock issuable upon the exercise of pre-funded warrants held by CSI that are not exercisable within 60 days of the date hereof.

Item 13 is calculated based on an assumed combined total of 64,707,070 shares of Common Stock outstanding. This assumed combined total outstanding of Common Stock (i) consists of 59,426,620 shares of Common Stock outstanding as of May 30, 2025, as reported on the Form S-3ASR filed by the Issuer with the Commission on May 30, 2025, and (ii) assumes that all 3,067,375 pre-funded warrants held by CSI that may be exercised within 60 days of the date hereof and all 2,213,075 pre-funded warrants held by Mr. Lubin that may be exercised within 60 days of the date hereof are exercised for newly-issued Common Stock.

| **CUSIP No.** | **820014405** |

---

| | | | |
|:--|:--|:--|:--|
| 1 | Name of reporting person<br>**Consensys AG** | Name of reporting person<br>**Consensys AG** | |
| 2 | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | |
| 3 | SEC use only | SEC use only | |
| 4 | Source of funds (See Instructions)<br>**OO** | Source of funds (See Instructions)<br>**OO** | |
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | |
| 6 | Citizenship or place of organization<br>**V8** | Citizenship or place of organization<br>**V8** | |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 7 | Sole Voting Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 8 | Shared Voting Power<br>**975600.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 9 | Sole Dispositive Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 10 | Shared Dispositive Power<br>**975600.00** |
| 11 | Aggregate amount beneficially owned by each reporting person<br>**975600.00** | Aggregate amount beneficially owned by each reporting person<br>**975600.00** | |
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | |
| 13 | Percent of class represented by amount in Row (11)<br>**1.6%** | Percent of class represented by amount in Row (11)<br>**1.6%** | |
| 14 | Type of Reporting Person (See Instructions)<br>**OO** | Type of Reporting Person (See Instructions)<br>**OO** | |

---

**Comment for Reporting Person:** Items 8, 10 and 11 consist of 975,600 shares of Common Stock held by CAG.

Item 13 is calculated based on an assumed combined total of 64,707,070 shares of Common Stock outstanding. This assumed combined total outstanding of Common Stock (i) consists of 59,426,620 shares of Common Stock outstanding as of May 30, 2025, as reported on the Form S-3ASR filed by the Issuer with the Commission on May 30, 2025, and (ii) assumes that all 3,067,375 pre-funded warrants held by CSI that may be exercised within 60 days of the date hereof and all 2,213,075 pre-funded warrants held by Mr. Lubin that may be exercised within 60 days of the date hereof are exercised for newly-issued Common Stock.

**Item 1. Security and Issuer**

**(a) Title of Class of Securities:**
Common Stock, par value $0.0001 per share

**(b) Name of Issuer:**
SHARPLINK GAMING, INC.

**(c) Address of Issuer's Principal Executive Offices:**
333 WASHINGTON AVE. NORTH, SUITE 104, MINNEAPOLIS, MN, 55401

**Item 4. Purpose of Transaction**

The information set forth or incorporated in Item 3 and Item 6 is hereby incorporated by reference in its entirety into this Item 4.

The Reporting Persons acquired the Common Stock, Initial Pre-Funded Warrants, PIPE Pre-Funded Warrants and Strategic Advisor Warrants as part of the transactions described in Item 3 above. Mr. Lubin, in his capacity as a member of the board of directors of the Issuer, and CSI in its capacity as strategic advisor to the Issuer under the Strategic Advisor Agreement, intend to work with the Issuer to help establish a new capital allocation strategy to purchase ETH as an asset in the Issuer's treasury reserve. In connection with such possible change in business focus, such Reporting Persons intend to work with the board of directors of the Issuer to assess market opportunities to acquire ETH and assess protocol-level activities, such as staking and decentralized finance mechanisms, which are native to the Ethereum network. CAG does not currently intend to have a direct role in any plans or proposals relating to the Issuer's business or capital structure.

The Reporting Persons may in the future take actions with respect to their investment in the Issuer as they deem appropriate, including changing their current intentions, with respect to any or all matters required to be disclosed in this Schedule 13D.

From time to time, the Reporting Persons may acquire beneficial ownership of additional securities of the Issuer, by purchase or otherwise, including additional purchases of shares in the open-market or privately negotiated transactions or otherwise and upon receipt from the Issuer of future equity compensation awards for which Mr. Lubin may qualify as Chairman of the Board or member of the board of directors of the Issuer, including, but not limited to, certain derivative and restricted securities. In addition, from time to time, the Reporting Persons may dispose of all or a portion of the securities of the Issuer that are beneficially owned by such Reporting Persons.

Except as set forth above, at the present time, the Reporting Persons do not have any current plans or future intentions of making additional changes to the board of directors, management, or changing the number/terms of board of director members of the Issuer.

Other than as described above, the Reporting Persons do not have any plan or proposal that relate to or would result in any of the transactions involving the Issuer described in subparagraphs (a) through (j) of Item 4 of Schedule 13D.

**Item 5. Interest in Securities of the Issuer**

**(a)**
The information contained on the cover pages of this Schedule 13D is incorporated herein by reference.

**(b)**
The information contained on the cover pages of this Schedule 13D is incorporated herein by reference.

**(c)**
Except the information set forth in this Schedule 13D, no transactions in any of the Common Stock have been effected by the Reporting Persons during the past sixty days.

**Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.**

The information set forth or incorporated in Item 3, Item 4 and Item 5 is hereby incorporated by reference in its entirety into this Item 6.

The Reporting Persons have executed a joint filing agreement, dated as of June 6, 2025, with respect to the joint filing of this Schedule 13D and any amendment or amendments hereto, the full text of which is filed as Exhibit 99.1 hereto and incorporated herein by reference.

Except as set forth in this Statement, to the best knowledge of the Reporting Persons, there are no other contracts, arrangements, understandings or relationships (legal or otherwise) among the persons named in Item 2, and between such persons and any person, with respect to any securities of the Issuer, including but not limited to, transfer or voting of any of the securities of the Issuer, joint ventures, loan or option arrangements, puts or calls, guarantees or profits, division of profits or loss, or the giving or withholding of proxies, or a pledge or contingency the occurrence of which would give another person voting power over the securities of the Issuer.

### SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

**Reporting Person:** Joseph Michael Lubin

**Signature:** /s/ Joseph Michael Lubin

**Name/Title:** Joseph Michael Lubin / Individually

**Date:** 06/06/2025

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

**Reporting Person:** Consensys Software Inc.

**Signature:** /s/ Matthew Corva

**Name/Title:** Matthew Corva / General Counsel

**Date:** 06/06/2025

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

**Reporting Person:** Consensys AG

**Signature:** /s/ Federico Soddu

**Name/Title:** Federico Soddu / General Counsel

**Date:** 06/06/2025