# EDGAR Filing Document

**Accession Number:** 0001425851
**File Stem:** 0001140361-23-006983
**Filing Date:** 2023-2
**Character Count:** 16324
**Document Hash:** 9f31187fe2b9965045d13ca91b425495
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001140361-23-006983.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001140361-23-006983

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Pentwater Capital Management LP
- **CENTRAL INDEX KEY:** 0001425851
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-12843
- **FILM NUMBER:** 23630187

**BUSINESS ADDRESS:**
- **STREET 1:** 1001 10TH AVENUE SOUTH
- **STREET 2:** SUITE 216
- **CITY:** NAPLES
- **STATE:** FL
- **ZIP:** 34102
- **BUSINESS PHONE:** 239-384-9750

**MAIL ADDRESS:**
- **STREET 1:** 1001 10TH AVENUE SOUTH
- **STREET 2:** SUITE 216
- **CITY:** NAPLES
- **STATE:** FL
- **ZIP:** 34102

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Pentwater Capital Management LP<br>**Address:** 1001 10TH AVENUE SOUTH<br>SUITE 216<br>NAPLES, FL 34102

**Form 13F File Number:** 028-12843

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Neal Nenadovic<br>**Title:** Chief Financial Officer<br>**Phone:** 312-589-6405

**Signature, Place, and Date of Signing:**

/s/ Neal Nenadovic  Evanston, IL  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 123

**Form 13F Information Table Value Total:** $5699761632

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 1LIFE HEALTHCARE INC | COM | 68269G107 |  | 40772400 | 2440000 | SH |  | SOLE |  | 2440000 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 888462265 | 11606300 | SH | Put | SOLE |  | 11606300 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 646847500 | 8450000 | SH |  | SOLE |  | 8450000 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 4631055 | 71500 | SH |  | SOLE |  | 71500 | 0 | 0 |
| AEROJET ROCKETDYNE HLDGS INC | COM | 007800105 |  | 16779000 | 300000 | SH | Put | SOLE |  | 300000 | 0 | 0 |
| AEROJET ROCKETDYNE HLDGS INC | COM | 007800105 |  | 33558000 | 600000 | SH |  | SOLE |  | 600000 | 0 | 0 |
| ALBERTSONS COS INC | COMMON STOCK | 013091103 |  | 2696200 | 130000 | SH |  | SOLE |  | 130000 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 12332600 | 140000 | SH | Call | SOLE |  | 140000 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 81042800 | 920000 | SH | Put | SOLE |  | 920000 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 77519200 | 880000 | SH |  | SOLE |  | 880000 | 0 | 0 |
| ALIGHT INC | COM CL A | 01626W101 |  | 2090000 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| ALTRA INDL MOTION CORP | COM | 02208R106 |  | 40331250 | 675000 | SH |  | SOLE |  | 675000 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 336000 | 4000 | SH |  | SOLE |  | 4000 | 0 | 0 |
| AMC ENTMT HLDGS INC | CL A COM | 00165C104 |  | 11843700 | 2910000 | SH | Put | SOLE |  | 2910000 | 0 | 0 |
| AMC ENTMT HLDGS INC | CL A COM | 00165C104 |  | 752543 | 184900 | SH |  | SOLE |  | 184900 | 0 | 0 |
| AMYLYX PHARMACEUTICALS INC | COM | 03237H101 |  | 1293250 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| ATLAS AIR WORLDWIDE HLDGS IN | COM NEW | 049164205 |  | 121968000 | 1210000 | SH |  | SOLE |  | 1210000 | 0 | 0 |
| ATLAS CORP | SHARES | Y0436Q109 |  | 28762500 | 1875000 | SH |  | SOLE |  | 1875000 | 0 | 0 |
| AUTOLUS THERAPEUTICS PLC | SPON ADS | 05280R100 |  | 760000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| AVEO PHARMACEUTICALS INC | COM NEW | 053588307 |  | 8244596 | 551478 | SH |  | SOLE |  | 551478 | 0 | 0 |
| AZIYO BIOLOGICS INC | CL A COM | 05479K106 |  | 531250 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| BANK AMERICA CORP | COM | 060505104 |  | 1324800 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| BAUSCH PLUS LOMB CORP | COMMON SHARES | 071705107 |  | 155100 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| BOEING CO | COM | 097023105 |  | 69205017 | 363300 | SH | Call | SOLE |  | 363300 | 0 | 0 |
| BOEING CO | COM | 097023105 |  | 99054800 | 520000 | SH | Put | SOLE |  | 520000 | 0 | 0 |
| BOEING CO | COM | 097023105 |  | 95816470 | 503000 | SH |  | SOLE |  | 503000 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 |  | 61224735 | 109500 | SH | Put | SOLE |  | 109500 | 0 | 0 |
| CLARIVATE PLC | 5.25% PFD CONV A | G21810208 |  | 3409200 | 90000 | SH |  | SOLE |  | 90000 | 0 | 0 |
| COREBRIDGE FINL INC | COM | 21871X109 |  | 2507500 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| CORSAIR PARTNERING CORP | UNIT 99/99/9999 | G2540H124 |  | 1241916 | 125700 | SH |  | SOLE |  | 125700 | 0 | 0 |
| COUPA SOFTWARE INC | COM | 22266L106 |  | 9896250 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| COWEN INC | CL A NEW | 223622606 |  | 7789229 | 201689 | SH |  | SOLE |  | 201689 | 0 | 0 |
| DENBURY INC | COM | 24790A101 |  | 24365600 | 280000 | SH | Put | SOLE |  | 280000 | 0 | 0 |
| DENBURY INC | COM | 24790A101 |  | 51776900 | 595000 | SH |  | SOLE |  | 595000 | 0 | 0 |
| DIGITAL WORLD ACQUISITION CO | CLASS A COM | 25400Q105 |  | 15060000 | 1004000 | SH | Call | SOLE |  | 1004000 | 0 | 0 |
| DIGITAL WORLD ACQUISITION CO | CLASS A COM | 25400Q105 |  | 2417865 | 161191 | SH |  | SOLE |  | 161191 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 |  | 1303200 | 15000 | SH | Call | SOLE |  | 15000 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 |  | 6950400 | 80000 | SH | Put | SOLE |  | 80000 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 |  | 12250080 | 141000 | SH |  | SOLE |  | 141000 | 0 | 0 |
| DOUYU INTL HLDGS LTD | SPONSORED ADS | 25985W105 |  | 14437996 | 10312854 | SH |  | SOLE |  | 10312854 | 0 | 0 |
| ESPERION THERAPEUTICS INC NE | NOTE 4.000%11/15/25 | 29664WAB1 |  | 25320496 | 46411000 | PRN |  | SOLE |  | 46411000 | 0 | 0 |
| ESPERION THERAPEUTICS INC NE | COM | 29664W105 |  | 872991 | 140127 | SH |  | SOLE |  | 140127 | 0 | 0 |
| FIRST HORIZON CORPORATION | COM | 320517105 |  | 18375000 | 750000 | SH | Put | SOLE |  | 750000 | 0 | 0 |
| FIRST HORIZON CORPORATION | COM | 320517105 |  | 101675000 | 4150000 | SH |  | SOLE |  | 4150000 | 0 | 0 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 |  | 34960000 | 920000 | SH |  | SOLE |  | 920000 | 0 | 0 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 |  | 21945000 | 577500 | SH | Put | SOLE |  | 577500 | 0 | 0 |
| FRONTIER COMMUNICATIONS PARE | COM | 35909D109 |  | 657384 | 25800 | SH |  | SOLE |  | 25800 | 0 | 0 |
| HERTZ GLOBAL HLDGS INC | COM | 42806J700 |  | 11542500 | 750000 | SH | Put | SOLE |  | 750000 | 0 | 0 |
| HERTZ GLOBAL HLDGS INC | COM | 42806J700 |  | 43263660 | 2811154 | SH |  | SOLE |  | 2811154 | 0 | 0 |
| HORIZON THERAPEUTICS PUB L | SHS | G46188101 |  | 13656000 | 120000 | SH | Call | SOLE |  | 120000 | 0 | 0 |
| HORIZON THERAPEUTICS PUB L | SHS | G46188101 |  | 315419460 | 2771700 | SH | Put | SOLE |  | 2771700 | 0 | 0 |
| HORIZON THERAPEUTICS PUB L | SHS | G46188101 |  | 402812853 | 3539656 | SH |  | SOLE |  | 3539656 | 0 | 0 |
| HUYA INC | ADS REP SHS A | 44852D108 |  | 256750 | 65000 | SH |  | SOLE |  | 65000 | 0 | 0 |
| IHS HOLDING LIMITED | ORD SHS | G4701H109 |  | 5227500 | 850000 | SH |  | SOLE |  | 850000 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 13314000 | 50000 | SH | Put | SOLE |  | 50000 | 0 | 0 |
| ISHARES INC | MSCI AUST ETF | 464286103 |  | 5557500 | 250000 | SH | Put | SOLE |  | 250000 | 0 | 0 |
| ISHARES TR | ISHARES BIOTECH | 464287556 |  | 6564500 | 50000 | SH | Put | SOLE |  | 50000 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 8718000 | 50000 | SH | Put | SOLE |  | 50000 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 871800 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| ISTAR INC | COM | 45031U101 |  | 4539850 | 595000 | SH |  | SOLE |  | 595000 | 0 | 0 |
| IVANHOE ELECTRIC INC | COM | 46578C108 |  | 5062492 | 416666 | SH |  | SOLE |  | 416666 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 3419550 | 25500 | SH |  | SOLE |  | 25500 | 0 | 0 |
| KARUNA THERAPEUTICS INC | COM | 48576A100 |  | 1965000 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| KNOWBE4 INC | CL A | 49926T104 |  | 48201015 | 1945158 | SH |  | SOLE |  | 1945158 | 0 | 0 |
| LHC GROUP INC | COM | 50187A107 |  | 42039400 | 260000 | SH |  | SOLE |  | 260000 | 0 | 0 |
| MARVELL TECHNOLOGY INC | COM | 573874104 |  | 2963200 | 80000 | SH | Call | SOLE |  | 80000 | 0 | 0 |
| MARVELL TECHNOLOGY INC | COM | 573874104 |  | 5370800 | 145000 | SH |  | SOLE |  | 145000 | 0 | 0 |
| MAXAR TECHNOLOGIES INC | COM | 57778K105 |  | 57302050 | 1107500 | SH |  | SOLE |  | 1107500 | 0 | 0 |
| MERIDIAN BIOSCIENCE INC | COM | 589584101 |  | 996300 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| MIRION TECHNOLOGIES INC | COM CL A | 60471A101 |  | 2941450 | 445000 | SH |  | SOLE |  | 445000 | 0 | 0 |
| MOBILEYE GLOBAL INC | COMMON CLASS A | 60741F104 |  | 876500 | 25000 | SH | Put | SOLE |  | 25000 | 0 | 0 |
| MOBILEYE GLOBAL INC | COMMON CLASS A | 60741F104 |  | 876500 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| MONEYGRAM INTL INC | COM NEW | 60935Y208 |  | 63760950 | 5855000 | SH |  | SOLE |  | 5855000 | 0 | 0 |
| NCL CORP LTD | NOTE 1.125% 2/15/27 | 62886HBD2 |  | 687800 | 1000000 | PRN |  | SOLE |  | 1000000 | 0 | 0 |
| NCL CORP LTD | NOTE 6.000% 5/15/24 | 62886HAT8 |  | 1450375 | 1250000 | PRN |  | SOLE |  | 1250000 | 0 | 0 |
| NCR CORP | COM | 62886E108 |  | 21069000 | 900000 | SH | Call | SOLE |  | 900000 | 0 | 0 |
| NCR CORP | COM | 62886E108 |  | 56184000 | 2400000 | SH |  | SOLE |  | 2400000 | 0 | 0 |
| NXP SEMICONDUCTORS N V | COM | N6596X109 |  | 1501285 | 9500 | SH |  | SOLE |  | 9500 | 0 | 0 |
| NXP SEMICONDUCTORS N V | COM | N6596X109 |  | 474090 | 3000 | SH | Put | SOLE |  | 3000 | 0 | 0 |
| PAYCOR HCM INC | COM | 70435P102 |  | 734100 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| PG CORP | COM | 69331C108 |  | 32520000 | 2000000 | SH | Put | SOLE |  | 2000000 | 0 | 0 |
| PLAYTIKA HLDG CORP | COM | 72815L107 |  | 1057214 | 124232 | SH |  | SOLE |  | 124232 | 0 | 0 |
| POSEIDA THERAPEUTICS INC | COM | 73730P108 |  | 31667500 | 5975000 | SH |  | SOLE |  | 5975000 | 0 | 0 |
| PROMETHEUS BIOSCIENCES INC | COM | 74349U108 |  | 550000 | 5000 | SH | Put | SOLE |  | 5000 | 0 | 0 |
| PROMETHEUS BIOSCIENCES INC | COM | 74349U108 |  | 660000 | 6000 | SH |  | SOLE |  | 6000 | 0 | 0 |
| RAPT THERAPEUTICS INC | COM | 75382E109 |  | 495000 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| RECURSION PHARMACEUTICALS IN | CL A | 75629V104 |  | 3084000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| RENALYTIX PLC | ADS | 75973T101 |  | 1122000 | 600000 | SH |  | SOLE |  | 600000 | 0 | 0 |
| RITCHIE BROS AUCTIONEERS | COM | 767744105 |  | 2024050 | 35000 | SH | Call | SOLE |  | 35000 | 0 | 0 |
| ROGERS CORP | COM | 775133101 |  | 680238 | 5700 | SH | Put | SOLE |  | 5700 | 0 | 0 |
| ROGERS CORP | COM | 775133101 |  | 680238 | 5700 | SH |  | SOLE |  | 5700 | 0 | 0 |
| ROYAL CARIBBEAN GROUP | COM | V7780T103 |  | 6030460 | 122000 | SH | Call | SOLE |  | 122000 | 0 | 0 |
| ROYAL CARIBBEAN GROUP | COM | V7780T103 |  | 7671536 | 155200 | SH |  | SOLE |  | 155200 | 0 | 0 |
| SHAW COMMUNICATIONS INC | CL B CONV | 82028K200 |  | 234346505 | 8131241 | SH |  | SOLE |  | 8131241 | 0 | 0 |
| SIERRA WIRELESS INC | COM | 826516106 |  | 63488100 | 2190000 | SH |  | SOLE |  | 2190000 | 0 | 0 |
| SIGNIFY HEALTH INC | CL A COM | 82671G100 |  | 58466400 | 2040000 | SH |  | SOLE |  | 2040000 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 7648600 | 20000 | SH | Call | SOLE |  | 20000 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 605348447 | 1582900 | SH | Put | SOLE |  | 1582900 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 155935833 | 407750 | SH |  | SOLE |  | 407750 | 0 | 0 |
| SPDR SER TR | S OILGAS EXP | 78468R556 |  | 10191000 | 75000 | SH | Put | SOLE |  | 75000 | 0 | 0 |
| SPECTRUM BRANDS HLDGS INC NE | COM | 84790A105 |  | 34763023 | 570634 | SH |  | SOLE |  | 570634 | 0 | 0 |
| STORE CAP CORP | COM | 862121100 |  | 208069400 | 6490000 | SH |  | SOLE |  | 6490000 | 0 | 0 |
| SUTRO BIOPHARMA INC | COM | 869367102 |  | 404000 | 50000 | SH | Call | SOLE |  | 50000 | 0 | 0 |
| SUTRO BIOPHARMA INC | COM | 869367102 |  | 1131200 | 140000 | SH | Put | SOLE |  | 140000 | 0 | 0 |
| SUTRO BIOPHARMA INC | COM | 869367102 |  | 1818000 | 225000 | SH |  | SOLE |  | 225000 | 0 | 0 |
| SYNCHRONY FINANCIAL | COM | 87165B103 |  | 657200 | 20000 | SH | Call | SOLE |  | 20000 | 0 | 0 |
| SYNCHRONY FINANCIAL | COM | 87165B103 |  | 1807300 | 55000 | SH |  | SOLE |  | 55000 | 0 | 0 |
| TEGNA INC | COM | 87901J105 |  | 52975000 | 2500000 | SH |  | SOLE |  | 2500000 | 0 | 0 |
| TELA BIO INC | COM | 872381108 |  | 6520949 | 567039 | SH |  | SOLE |  | 567039 | 0 | 0 |
| TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 |  | 34560000 | 800000 | SH | Put | SOLE |  | 800000 | 0 | 0 |
| TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 |  | 46224000 | 1070000 | SH |  | SOLE |  | 1070000 | 0 | 0 |
| UNIVAR SOLUTIONS INC | COM | 91336L107 |  | 4770000 | 150000 | SH | Put | SOLE |  | 150000 | 0 | 0 |
| UNIVAR SOLUTIONS INC | COM | 91336L107 |  | 5247000 | 165000 | SH |  | SOLE |  | 165000 | 0 | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 9559500 | 50000 | SH | Put | SOLE |  | 50000 | 0 | 0 |
| VICI PPTYS INC | COM | 925652109 |  | 47223000 | 1457500 | SH | Call | SOLE |  | 1457500 | 0 | 0 |
| VICI PPTYS INC | COM | 925652109 |  | 3078000 | 95000 | SH |  | SOLE |  | 95000 | 0 | 0 |
| VIPSHOP HOLDINGS LIMITED | SPONSORED ADS A | 92763W103 |  | 733832 | 53800 | SH | Call | SOLE |  | 53800 | 0 | 0 |
| VMWARE INC | CL A COM | 928563402 |  | 141296760 | 1151000 | SH |  | SOLE |  | 1151000 | 0 | 0 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 |  | 7678800 | 810000 | SH | Call | SOLE |  | 810000 | 0 | 0 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 |  | 9906600 | 1045000 | SH | Put | SOLE |  | 1045000 | 0 | 0 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 |  | 9480 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| WEIBO CORP | SPONSORED ADR | 948596101 |  | 191200 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| WILLIAMS COS INC | COM | 969457100 |  | 2303000 | 70000 | SH |  | SOLE |  | 70000 | 0 | 0 |

---