# EDGAR Filing Document

**Accession Number:** 0001558107
**File Stem:** 0001049169-26-001461
**Filing Date:** 2026-5
**Character Count:** 38702
**Document Hash:** 2ecd12fbd3ae021f7d62f87061c2ea83
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001049169-26-001461.hdr.sgml**: 20260529

**ACCESSION NUMBER**: 0001049169-26-001461

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260529

**DATE AS OF CHANGE**: 20260529

**PERIOD START**: 20260930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALPS Series Trust
- **CENTRAL INDEX KEY:** 0001558107

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22747
- **FILM NUMBER:** 261041019

**BUSINESS ADDRESS:**
- **STREET 1:** 1290 BROADWAY, SUITE 1000
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80203
- **BUSINESS PHONE:** 303.623.2577

**MAIL ADDRESS:**
- **STREET 1:** 1290 BROADWAY, SUITE 1000
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80203

## Series and Classes Contracts Data

### Beacon Planned Return Strategy Fund (Series ID: S000058975)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000193426 | Institutional Class | BPRLX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ALPS SERIES TRUST

- **b. Investment Company Act file number:** 811-22747

- **c. CIK number of Registrant:** 0001558107

- **d. LEI of Registrant:** 5493000QN25IZZPUSL66

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 BROADWAY SUITE 1000

  - **City:** DENVER

  - **State:** CO

  - **Foreign country:** US

  - **Zip / Postal Code:** 80203

  - **Telephone number:** 3036235277

**Item A.2. Information about the Series.**

- **a. Name of Series:** Beacon Planned Return Strategy Fund

- **b. EDGAR series identifier (if any):** S000058975

- **c. LEI of Series:** 549300BEF9XW1PZUN852

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-09-30

- **b. Date as of which information is reported:** 2026-03-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $339134981.38

**Total Liabilities:** $32556134.60

**Net Assets:** $306578846.78

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000193426 | 0.51%                | 0.20%                | -2.02%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-0.61                   | $0.00                                      |
| Month 2  | $0.00                    | $0.00                                      |
| Month 3  | $-2067.38                | $0.00                                      |

**Designated Index Information**

- **Index Name:** S&P 500

- **Index Identifier:** SPY

### Schedule of Portfolio Investments

| Name                                                             | Title                                                                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| The Options Clearing Corporation                                 | Put XSP April 528.27 04/14/2026                                                          | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -390 | NC      | $-11353.56    | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP May 544.06 05/14/2026                                                            | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -510 | NC      | $-104528.17   | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP April 586.97 04/14/2026                                                         | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       390 | NC      | $2628248.61   | 0.86%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP April 586.97 04/14/2026                                                          | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       390 | NC      | $31791.51     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP May 604.51 05/14/2026                                                           | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       510 | NC      | $2912725.31   | 0.95%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP May 604.51 05/14/2026                                                            | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       510 | NC      | $328923.68    | 0.11%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP April 617.26 04/14/2026                                                         | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -780 | NC      | $-3023344.12  | -0.99%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP May 634.74 05/14/2026                                                           | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |     -1020 | NC      | $-3366650.66  | -1.10%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP April 76.65 04/14/2026                                                          | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       390 | NC      | $22470706.05  | 7.33%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP May 78.55 05/14/2026                                                            | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       510 | NC      | $29288124.86  | 9.55%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP April 563.63 04/14/2026                                                          | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -100 | NC      | $-5036.99     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP 579.60 08/14/2026                                                                | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -100 | NC      | $-124558.25   | -0.04%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP August 595.58 08/14/2026                                                         | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -380 | NC      | $-576519.28   | -0.19%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP April 626.25 04/14/2026                                                         | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       100 | NC      | $309706.67    | 0.10%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP April 626.25 04/14/2026                                                          | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       100 | NC      | $36191.26     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP April 651.61 04/14/2026                                                         | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -200 | NC      | $-245079.66   | -0.08%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP August 661.75 08/14/2026                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       380 | NC      | $1202028.35   | 0.39%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP August 661.75 08/14/2026                                                         | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       380 | NC      | $1257227.76   | 0.41%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP 676.26 08/14/2026                                                               | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -200 | NC      | $-465774.74   | -0.15%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP August 691.99 08/14/2026                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -760 | NC      | $-1184515.86  | -0.39%            |  |  |  | No            |                  2 | On Loan: No      |
| Invesco Government & Agency Portfolio                            | Invesco Short-Term Investments Trust Government & Agency Portfolio - Institutional Class | CUSIP: 825252885<br>LEI: 5493007T1J7WZ5QI1A47 | Long             | STIV             | RF                | US        |   4819825 | NS      | $4819825.49   | 1.57%             |  |  |  | No            |                  1 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP April 81.80 04/14/2026                                                          | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       100 | NC      | $5710292.55   | 1.86%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP 84.05 08/14/2026                                                                | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       100 | NC      | $5683244.33   | 1.85%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP August 86.15 08/14/2026                                                         | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       380 | NC      | $21517622.97  | 7.02%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP 644.00 08/14/2026                                                               | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       100 | NC      | $430572.40    | 0.14%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP 644.00 08/14/2026                                                                | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       100 | NC      | $270032.92    | 0.09%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP December 729.34 12/14/2026                                                      | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -850 | NC      | $-1213049.20  | -0.40%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP December 626.4 12/14/2026                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -425 | NC      | $-1350087.51  | -0.44%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP December 696.00 12/14/2026                                                      | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       425 | NC      | $1231861.10   | 0.40%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP December 696.00 12/14/2026                                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       425 | NC      | $2437262.50   | 0.79%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP December 90.8 12/14/2026                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       425 | NC      | $23852177.85  | 7.78%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP Febuary 603.53 02/12/2027                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -350 | NC      | $-1009938.65  | -0.33%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP Febuary 613.13 02/12/2027                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       -75 | NC      | $-234756.58   | -0.08%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP Febuary 670.59 02/12/2027                                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       350 | NC      | $1710184.56   | 0.56%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP Febuary 670.59 02/12/2027                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       350 | NC      | $1743562.10   | 0.57%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP Febuary 681.26 02/12/2027                                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |        75 | NC      | $320856.68    | 0.10%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP Febuary 681.26 02/12/2027                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |        75 | NC      | $405502.34    | 0.13%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP Febuary 708.28 02/12/2027                                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -700 | NC      | $-2017726.55  | -0.66%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP Febuary 718.87 02/12/2027                                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -150 | NC      | $-361754.64   | -0.12%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP Febuary 87.25 02/12/2027                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       350 | NC      | $19737632.36  | 6.44%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP Febuary 88.70 02/12/2027                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |        75 | NC      | $4218962.30   | 1.38%             |  |  |  | No            |                  2 | On Loan: No      |
| Goldman Sachs Financial Square Funds - Treasury Instruments Fund | Goldman Sachs Financial Square Funds - Treasury Instruments Fund                         | CUSIP: 38142B609<br>LEI: 549300DAH6N80PM31E83 | Long             | STIV             | RF                | US        |    291072 | NS      | $291072.26    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP June 563.63 06/12/2026                                                           | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -490 | NC      | $-259442.31   | -0.08%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP 579.60 07/14/2026                                                                | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -475 | NC      | $-465046.42   | -0.15%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP January 613.13 01/14/2027                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -425 | NC      | $-1254356.69  | -0.41%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP June 626.25 06/12/2026                                                          | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       490 | NC      | $2208460.23   | 0.72%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP June 626.25 06/12/2026                                                           | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       490 | NC      | $722644.85    | 0.24%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP June 656.75 06/12/2026                                                          | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -980 | NC      | $-2351691.50  | -0.77%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP 673.50 07/14/2026                                                               | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -950 | NC      | $-1884841.61  | -0.61%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP January 681.26 01/14/2027                                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       425 | NC      | $1705219.68   | 0.56%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP January 681.26 01/14/2027                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       425 | NC      | $2205482.93   | 0.72%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP January 716.82 01/14/2027                                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -850 | NC      | $-1920044.18  | -0.63%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP June 81.80 06/12/2026                                                           | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       490 | NC      | $27966588.55  | 9.12%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP 84.05 07/14/2026                                                                | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       475 | NC      | $26999962.64  | 8.81%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP January 88.70 01/14/2027                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       425 | NC      | $23957792.77  | 7.81%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP 644.00 07/14/2026                                                               | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       475 | NC      | $1801806.72   | 0.59%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP 644.00 07/14/2026                                                                | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       475 | NC      | $1117223.66   | 0.36%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP March 603.53 03/12/2027                                                          | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -160 | NC      | $-481394.82   | -0.16%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP March 670.59 03/12/2027                                                         | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       160 | NC      | $837986.29    | 0.27%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP March 670.59 03/12/2027                                                          | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       160 | NC      | $813892.08    | 0.27%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP March 711.16 03/12/2027                                                         | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -320 | NC      | $-983484.42   | -0.32%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP March 87.25 03/12/2027                                                          | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       160 | NC      | $9037158.05   | 2.95%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP November 605.48 11/13/2026                                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -160 | NC      | $-387248.62   | -0.13%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP November 672.75 11/13/2026                                                      | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       160 | NC      | $607067.58    | 0.20%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP November 672.75 11/13/2026                                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       160 | NC      | $724197.49    | 0.24%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP November 711.46 11/13/2026                                                      | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -320 | NC      | $-588074.98   | -0.19%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP November 726.42 11/13/2026                                                      | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -530 | NC      | $-680984.86   | -0.22%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP November 626.4 11/13/2026                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -265 | NC      | $-784702.26   | -0.26%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP November 87.65 11/13/2026                                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       160 | NC      | $9031576.91   | 2.95%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP November 696.00 11/13/2026                                                      | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       265 | NC      | $672763.48    | 0.22%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP November 696.00 11/13/2026                                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       265 | NC      | $1468873.40   | 0.48%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP November 90.8 11/13/2026                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       265 | NC      | $14876973.99  | 4.85%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP October 598.45 10/14/2026                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -130 | NC      | $-266950.11   | -0.09%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP October 605.48 10/14/2026                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -320 | NC      | $-707007.36   | -0.23%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP October 664.94 10/14/2026                                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       130 | NC      | $500305.29    | 0.16%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP October 664.94 10/14/2026                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       130 | NC      | $517873.75    | 0.17%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP October 672.75 10/14/2026                                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       320 | NC      | $1084075.87   | 0.35%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP October 672.75 10/14/2026                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       320 | NC      | $1372300.51   | 0.45%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP October 702.04 10/14/2026                                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -260 | NC      | $-492248.12   | -0.16%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP October 708.61 10/14/2026                                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -640 | NC      | $-1035101.31  | -0.34%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP October 87.40 10/14/2026                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       130 | NC      | $7342022.19   | 2.39%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP October 87.65 10/14/2026                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       320 | NC      | $18064828.26  | 5.89%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP September 598.45 09/14/2026                                                      | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -450 | NC      | $-822074.04   | -0.27%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP September 664.94 09/14/2026                                                     | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       450 | NC      | $1538528.54   | 0.50%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP September 664.94 09/14/2026                                                      | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       450 | NC      | $1677325.19   | 0.55%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP September 698.52 09/14/2026                                                     | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -900 | NC      | $-1499665.95  | -0.49%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP September 87.40 09/14/2026                                                      | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       450 | NC      | $25414079.18  | 8.29%             |  |  |  | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-04-30

**Name of Applicant:** ALPS SERIES TRUST

**Signature:** Jill McFate

**Name of Signer:** Jill McFate

**Title:** Treasurer