# EDGAR Filing Document

**Accession Number:** 0001635073
**File Stem:** 0001193125-23-004722
**Filing Date:** 2023-1
**Character Count:** 17074
**Document Hash:** a0323fa8c69f77663ecc61ffd5b0607d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-23-004722.hdr.sgml**: 20230109

**ACCESSION NUMBER**: 0001193125-23-004722

**CONFORMED SUBMISSION TYPE**: N-CSR

**PUBLIC DOCUMENT COUNT**: 3

**CONFORMED PERIOD OF REPORT**: 20221031

**FILED AS OF DATE**: 20230109

**DATE AS OF CHANGE**: 20230109

**EFFECTIVENESS DATE**: 20230109

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Nushares ETF Trust
- **CENTRAL INDEX KEY:** 0001635073
- **IRS NUMBER:** 000000000

**FILING VALUES:**
- **FORM TYPE:** N-CSR
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23161
- **FILM NUMBER:** 23518030

**BUSINESS ADDRESS:**
- **STREET 1:** 333 W. WACKER DR.
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** 312-917-8146

**MAIL ADDRESS:**
- **STREET 1:** 333 W. WACKER DR.
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NuShares ETF Trust
- **DATE OF NAME CHANGE:** 20160614

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Nuveen ETF Trust
- **DATE OF NAME CHANGE:** 20150226

## Series and Classes Contracts Data

### Nuveen ESG Large-Cap Growth ETF (Series ID: S000055811)

| Class ID   | Class Name                      | Ticker Symbol   |
|:---|:---|:---|
| C000175723 | Nuveen ESG Large-Cap Growth ETF | NULG            |

### Nuveen ESG Large-Cap Value ETF (Series ID: S000055812)

| Class ID   | Class Name                     | Ticker Symbol   |
|:---|:---|:---|
| C000175724 | Nuveen ESG Large-Cap Value ETF | NULV            |

### Nuveen ESG Mid-Cap Growth ETF (Series ID: S000055813)

| Class ID   | Class Name                    | Ticker Symbol   |
|:---|:---|:---|
| C000175725 | Nuveen ESG Mid-Cap Growth ETF | NUMG            |

### Nuveen ESG Mid-Cap Value ETF (Series ID: S000055814)

| Class ID   | Class Name                   | Ticker Symbol   |
|:---|:---|:---|
| C000175726 | Nuveen ESG Mid-Cap Value ETF | NUMV            |

### Nuveen ESG Small-Cap ETF (Series ID: S000055815)

| Class ID   | Class Name               | Ticker Symbol   |
|:---|:---|:---|
| C000175727 | Nuveen ESG Small-Cap ETF | NUSC            |

### Nuveen ESG International Developed Markets Equity ETF (Series ID: S000057420)

| Class ID   | Class Name                                            | Ticker Symbol   |
|:---|:---|:---|
| C000183268 | Nuveen ESG International Developed Markets Equity ETF | NUDM            |

### Nuveen ESG Emerging Markets Equity ETF (Series ID: S000057421)

| Class ID   | Class Name                             | Ticker Symbol   |
|:---|:---|:---|
| C000183269 | Nuveen ESG Emerging Markets Equity ETF | NUEM            |

### Nuveen ESG Large-Cap ETF (Series ID: S000063599)

| Class ID   | Class Name               | Ticker Symbol   |
|:---|:---|:---|
| C000206035 | Nuveen ESG Large-Cap ETF | NULC            |

### Nuveen Dividend Growth ETF (Series ID: S000071941)

| Class ID   | Class Name                 | Ticker Symbol   |
|:---|:---|:---|
| C000227558 | Nuveen Dividend Growth ETF | NDVG            |

### Nuveen Small Cap Select ETF (Series ID: S000071942)

| Class ID   | Class Name                  | Ticker Symbol   |
|:---|:---|:---|
| C000227559 | Nuveen Small Cap Select ETF | NSCS            |

### Nuveen Winslow Large-Cap Growth ESG ETF (Series ID: S000071943)

| Class ID   | Class Name                              | Ticker Symbol   |
|:---|:---|:---|
| C000227560 | Nuveen Winslow Large-Cap Growth ESG ETF | NWLG            |

### Nuveen ESG Dividend ETF (Series ID: S000072489)

| Class ID   | Class Name              | Ticker Symbol   |
|:---|:---|:---|
| C000228786 | Nuveen ESG Dividend ETF | NUDV            |

### Nuveen Growth Opportunities ETF (Series ID: S000073535)

| Class ID   | Class Name                      | Ticker Symbol   |
|:---|:---|:---|
| C000230537 | Nuveen Growth Opportunities ETF | NUGO            |

The Board of Tr>
who are not “inte>
is responsible fo>
traded funds. A>
included in this a>
arrangements of>
arrangements of

At a meeting he
is a “Fund” and co
Fund Advisors, L
a “Sub-Advisory

- ETF (the “Small Fund; and (b) in and Winslow and one-year term. A interchangeable.
- Following up to Agreement on b Advisory Agreen

Advisers” and each other
that are assigned to the
Board and its co- and
information that may
address, and
review of the funds
the Nuveen funds
and regulatory documents
The Board further

1. In connection with requested and re
2. Broadridge Final
3. topics including,
4. actions taken du
5. review of each s
6. as compared to
7. expense ratios o

experience ratios of
review of management
a description of
the description of the
by the Adviser and
review supplemental
committees during
Board and its co
agreements.

- In continuing its
Accordingly, on
the Adviser's eva
questions and re
- The Independen
employed the ac
the Nuveen func
result of multiple

arrangements and

------

- The Independent including meeting connection with fiduciary duties and
- The Board's decision to comprehensive specifically in co and information

1. The Board of Directors and information on the right of, among the Board consider
2. A. Nature,
3. In evaluating the extent and quality to such services

- Sub-Advisory Agreement
- Sub-Advisers in
- The Board recognizes management, overexpended over the Adviser's dedicated continued program regulatory requirements

the Adviser's invoice
considered the Advisory
fund performance
matters, production
provided including
managing distribution
and positioning.
provides appropriate

1. The Board further funds. The Board policies, law and sub-adviser communication information regarding including present and future funding.

accountants and
and enhancing p
fund activities ar
with other fund s
companies); and
registered share
production and
The Board also c
administering P

administration of the
and investment the
visits of the Board

In addition to the
investments in the
new or existing for
that is a part of a
the Nuveen fund
Adviser's continu

Adviser's continu
among other thing
throughout the y
its affiliates in co
managing the fu

------

# B. The Inve

In evaluating the
data of the Nuve
on the ending da
over a variety of
various periods.
performance dat

- account the discount
- with particular for
- the performance
- the Board recognition
- by the Board and
- For Nuveen function
- the Board review
- performance data

- and other characteristics of the group over time; and
- contribute to different limitations in conditions that does not directly affect the group.
- The Board also employs specific information about recent periods in the event of a different event.

place different e
recognized that
performance ma
on the facts and
be satisfied with
However, with re
performance imp
such issues, and
The President

The Board noted performance info 31, 2021 and Ma and certain peer assessment of po
C. Fees, Ex

As part
fee after
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the Boas
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points r  
peer av  
relevant

------

# Annual (continued)

As noted providing fee arrangements agency service providing unified expenses

58

the Index

With research in light of clients, the app

The Index below the

below the ratio that ratio was to the L growth

Based on were rea

2. C
In deter
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and Win
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types of

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- service

service
levels of
manage
mandat
in the p
liabilities

------

3.

P

In their
the Nuv
Investm
revenue
only; an
margins

59

- asset cost
- post-tax
- In review
- information
expenses
- affiliates
- reviewed
- changes

including
margins

The Board
counsel
recogniz
The Ind
profitabl

In review

favorable
comparative
factors
used to

Aside from
Teacher
its assets
The Board

- The Board of the National Assembly of the United States of America, 2021, 2021, 2021, 2021, 2021, 2021, 2021, 2021, 2021, 2021, 2021, 2021, 2021, 2021, 2021, 2021, 2021, 2021, 2021, 2021, 2021, 2021

2021 al

In evalu
derived

Based c
accepta

**D. Econom**

The Board considers the best possible outcomes of some of the following: the economic and social benefits of the project and the development of the project. The development of the project is based on the development of the project's investments in N. H. K. and the development of the project. The development of the project has employed the project as a means of the project's assets grow. In the event of the project, it is typically compared to the project's assets, and not have been developed.

in fixed costs as
the unified fee s
considered that
the annual contr
they do not part

## Ex-99.Cert

**EX-99.CERT** 

**CERTIFICATIONS** 

I, Jordan M. Farris, certify that:

1. I have reviewed this report on Form N-CSR of Nushares ETF Trust;

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such
statements were made, not misleading with respect to the period covered by this report;

3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations, changes in net assets,
and cash flows (if the financial statements are required to include a statement of cash flows) of the registrant as of, and for, the periods presented in this report;

4. The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the
Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a) designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its
consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b) designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of
financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;c) evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within
90 days prior to the filing date of this report based on such evaluation; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;d) disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the period covered by this report that has materially affected, or is reasonably likely to
materially affect, the registrant's internal control over financial reporting; and

5. The registrant's other certifying officer and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a) all significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record,
process, summarize, and report financial information; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b) any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.

Date: January 9, 2023

---

| |
|:---|
| /s/ Jordan M. Farris |
| Jordan M. Farris |
| Chief Administrative Officer |
| (principal executive officer) |

---

------

I, E. Scott Wickerham, certify that:

1. I have reviewed this report on Form N-CSR of Nushares ETF Trust;

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such
statements were made, not misleading with respect to the period covered by this report;

3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations, changes in net assets,
and cash flows (if the financial statements are required to include a statement of cash flows) of the registrant as of, and for, the periods presented in this report;

4. The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the
Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a) designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its
consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b) designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of
financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;c) evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within
90 days prior to the filing date of this report based on such evaluation; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;d) disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the period covered by this report that has materially affected, or is reasonably likely to
materially affect, the registrant's internal control over financial reporting; and

5. The registrant's other certifying officer and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a) all significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record,
process, summarize, and report financial information; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b) any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.

Date: January 9, 2023

---

| |
|:---|
| /s/ E. Scott Wickerham |
| E. Scott Wickerham |
| Vice President and Controller |
| (principal financial officer) |

---

## Exhibit 99.906

**EX-99.906CERT** 

Certification Pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002; provided by the Chief Executive Officer and Chief Financial Officer, based on each such officer's knowledge and belief.

The undersigned officers of Nushares ETF Trust (the "Registrant") certify that, to the best of each such officer's knowledge and belief:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1. The Form N-CSR of the Registrant for the period ended November 30, 2021 (the "Report") fully complies with the requirements of Section 13(a) or 15(d) of the
Securities Exchange Act of 1934; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2. The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Registrant.

Date: January 9, 2023

---

| |
|:---|
| /s/ Jordan M. Farris |
| Jordan M. Farris |
| Chief Administrative Officer |
| (principal executive officer) |
| /s/ E. Scott Wickerham |
| E. Scott Wickerham |
| Vice President and Controller |
| (principal financial officer) |

---