# EDGAR Filing Document

**Accession Number:** 0001770141
**File Stem:** 0001140361-23-013050
**Filing Date:** 2023-3
**Character Count:** 12210
**Document Hash:** 697d3e0fdbd3ce49752637b306bf087c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001140361-23-013050.hdr.sgml**: 20230322

**ACCESSION NUMBER**: 0001140361-23-013050

**CONFORMED SUBMISSION TYPE**: SC 13G

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230322

**DATE AS OF CHANGE**: 20230322

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** UpHealth, Inc.
- **CENTRAL INDEX KEY:** 0001770141
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-HEALTH SERVICES [8000]
- **IRS NUMBER:** 833838045
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SC 13G
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-91036
- **FILM NUMBER:** 23752864

**BUSINESS ADDRESS:**
- **STREET 1:** 14000 S. MILITARY TRAIL
- **STREET 2:** SUITE 203
- **CITY:** DELRAY BEACH
- **STATE:** FL
- **ZIP:** 33484
- **BUSINESS PHONE:** 888.424.3646

**MAIL ADDRESS:**
- **STREET 1:** 14000 S. MILITARY TRAIL
- **STREET 2:** SUITE 203
- **CITY:** DELRAY BEACH
- **STATE:** FL
- **ZIP:** 33484

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GigCapital2, Inc.
- **DATE OF NAME CHANGE:** 20190308
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** KAYNE ANDERSON CAPITAL ADVISORS LP
- **CENTRAL INDEX KEY:** 0000949615
- **IRS NUMBER:** 954486379
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SC 13G

**BUSINESS ADDRESS:**
- **STREET 1:** 1800 AVENUE OF THE STARS
- **STREET 2:** 3RD FLOOR
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90067
- **BUSINESS PHONE:** 3105562721

**MAIL ADDRESS:**
- **STREET 1:** 1800 AVENUE OF THE STARS
- **STREET 2:** 3RD FLOOR
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90067

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** KAIM NON TRADITIONAL L P/CA
- **DATE OF NAME CHANGE:** 19960605

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

## UpHealth, Inc.

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(Name of Issuer)

COMMON STOCK, $0.0001 PAR VALUE

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(Title of Class of Securities)

91532B200

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(CUSIP Number)

Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.)

\*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

PAGE 1 OF 7

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CUSIP NO. 91532B200 13G PAGE 2 OF 7 PAGES

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| | | |
|:---|:---|:---|
| **1** | **NAMES OF REPORTING PERSONS** | **NAMES OF REPORTING PERSONS** |
| **1** | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON<br>(A) KAYNE ANDERSON CAPITAL ADVISORS, L.P. - 95-4486379<br> -  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON<br>(A) KAYNE ANDERSON CAPITAL ADVISORS, L.P. - 95-4486379<br> -  |
| **1** | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON<br>(A) KAYNE ANDERSON CAPITAL ADVISORS, L.P. - 95-4486379<br> -  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON<br>(A) KAYNE ANDERSON CAPITAL ADVISORS, L.P. - 95-4486379<br> -  |
| **2** | **CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP** | **CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP** |
| **2** | (a) ☐ | (a) ☐ |
| **2** |  |  |
| **3** | **SEC USE ONLY** | **SEC USE ONLY** |
| **3** |  |  |
| **3** |  |  |
| **4** | **CITIZENSHIP OR PLACE OF ORGANIZATION** | **CITIZENSHIP OR PLACE OF ORGANIZATION** |
| **4** | (A) IS A DELAWARE LIMITED PARTNERSHIP | (A) IS A DELAWARE LIMITED PARTNERSHIP |
| **4** | (A) IS A DELAWARE LIMITED PARTNERSHIP | (A) IS A DELAWARE LIMITED PARTNERSHIP |
| **NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH** | **5** | **SOLE VOTING POWER** |
| **NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH** | **5** | (A) 1,065,509 |
| **NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH** | **5** | (A) 1,065,509 |
| **NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH** | **6** | **SHARED VOTING POWER** |
| **NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH** | **6** | (A) 0 |
| **NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH** | **6** | (A) 0 |
| **NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH** | **7** | **SOLE DISPOSITIVE POWER** |
| **NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH** | **7** | (A) 1,065,509 |
| **NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH** | **7** | (A) 1,065,509 |
| **NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH** | **8** | **SHARED DISPOSITIVE POWER** |
| **NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH** | **8** | (A) 0 |
| **NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH** | **8** | (A) 0 |
| **9** | **AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON** | **AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON** |
| **9** | (A) 1,065,509 | (A) 1,065,509 |
| **9** | (A) 1,065,509 | (A) 1,065,509 |
| **10** | **CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)** | **CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)** |
| **10** | ☐ | ☐ |
| **10** | ☐ | ☐ |
| **11** | **PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)** | **PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)** |
| **11** | (A) 7.08% | (A) 7.08% |
| **11** | (A) 7.08% | (A) 7.08% |
| **12** | **TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)** | **TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)** |
| **12** | (A) IA | (A) IA |
| **12** | (A) IA | (A) IA |

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\*SEE INSTRUCTIONS BEFORE FILLING OUT!

PAGE 2 OF 7

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United States

Securities and Exchange Commission

Schedule 13G

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| | | | | |
|:---|:---|:---|:---|:---|
| Item 1. | (a) | Issuer: | UpHealth, Inc. |  |
|  | (b) | Address: | 14000 S. Military Trail, Suite 203<br> Delray Beach, FL 33484 |  |
| Item 2. | (a) | Filing Person: | Kayne Anderson |  |
|  |  |  | Capital Advisors, L.P. |  |
|  | (b) | Address: | 1800 Avenue of the Stars,<br> Third Floor<br> Los Angeles, CA 90067 |  |
|  | (c) | Citizenship: | Kayne Anderson Capital Advisors, L.P. is a Delaware limited partnership |  |
|  | (d) | Title of Class of Securities: | Common Stock, $0.0001 par value per share |  |
|  | (e) | Cusip Number: | 91532B200 |  |
| Item 3. | If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b), check whether the person filing is a: | If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b), check whether the person filing is a: | If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b), check whether the person filing is a: |  |
|  | (e) | Kayne Anderson Capital Advisors, L.P., is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. | Kayne Anderson Capital Advisors, L.P., is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. |  |
| Item 4. | Ownership |  |  |  |
|  | (a) | Amount Beneficially Owned: | Amount Beneficially Owned: |  |
|  | Kayne Anderson Capital Advisors, L.P. Managed Accounts | Kayne Anderson Capital Advisors, L.P. Managed Accounts | Kayne Anderson Capital Advisors, L.P. Managed Accounts | 1065509 |
|  | (b) | Percent of Class: |  | (A) 7.08% |
|  | (c) | Number of shares as to which such person has: | Number of shares as to which such person has: |  |
|  |  | (i) sole power to vote or direct to vote | (i) sole power to vote or direct to vote | (A) 1,065,509 |
|  |  | (ii) shared power to vote or direct the vote | (ii) shared power to vote or direct the vote | (A) 0 |
|  |  | (iii) sole power to dispose or direct the disposition | (iii) sole power to dispose or direct the disposition | (A) 1,065,509 |
|  |  | (iv) shared power to dispose or direct the disposition of | (iv) shared power to dispose or direct the disposition of | (A) 0 |

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PAGE 3 OF 7

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United States

Securities and Exchange Commission

#### Schedule 13G

UpHealth, Inc. (Issuer)

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### Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐.

Not applicable.

Item 6. Ownership of More than Five Percent on Behalf of Another Person.<br>

Not applicable.

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

Not applicable.

Item 8. Identification and Classification of Members of the Group

Not applicable

Item 9. Notice of Dissolution of Group

Not applicable

Item 10. Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.

PAGE 4 OF 7

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United States

Securities and Exchange Commission

#### Schedule 13G

UpHealth, Inc. (Issuer)

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#### SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

<u>March 22, 2023</u> <br>Date <br>

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| | |
|:---|:---|
| KAYNE ANDERSON CAPITAL ADVISORS, L.P. | KAYNE ANDERSON CAPITAL ADVISORS, L.P. |
| By: | Kayne Anderson Investment Management, Inc. |

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| | |
|:---|:---|
| By: | /S/ MICHAEL O'NEIL |
|  | Michael O'Neil, Chief Compliance Officer |

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PAGE 5 OF 7

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United States

Securities and Exchange Commission

#### Schedule 13G
(cover page)

UpHealth, Inc. (Issuer)

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| | |
|:---|:---|
| Box 9. | The reported units are owned by investment accounts (investment limited partnerships, registered investment companies and institutional accounts) managed, with discretion to purchase or sell securities, by Kayne Anderson Capital Advisors, L.P. (or a controlled affiliate thereof), as a registered investment adviser. |

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Kayne Anderson Capital Advisors, L.P. is the general partner (or general partner of the general partner) of the limited partnerships and investment adviser to the other accounts. Kayne Anderson Capital Advisors, L.P. disclaims beneficial ownership of the units reported, except those units attributable to it by virtue of its general partner interests in the limited partnerships.

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#### UNDERTAKING

The undersigned agree to file the attached Statement of Beneficial Ownership on Schedule 13G with the U.S. Securities Exchange Commission and UpHealth, Inc.

Dated: <u>March 22, 2023</u> <br>

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| | |
|:---|:---|
| KAYNE ANDERSON CAPITAL ADVISORS, L.P. | KAYNE ANDERSON CAPITAL ADVISORS, L.P. |
| By: | Kayne Anderson Investment Management, Inc. |

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| | |
|:---|:---|
| By: | /S/ MICHAEL O'NEIL |
|  | Michael O'Neil, Chief Compliance Officer |

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PAGE 7 OF 7

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