# EDGAR Filing Document

**Accession Number:** 0001672681
**File Stem:** 0001214659-23-001703
**Filing Date:** 2023-2
**Character Count:** 7668
**Document Hash:** a89dd800fd48705d1792ad0c74bfd459
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001214659-23-001703.hdr.sgml**: 20230207

**ACCESSION NUMBER**: 0001214659-23-001703

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230207

**DATE AS OF CHANGE**: 20230207

**EFFECTIVENESS DATE**: 20230207

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RETIREMENT CAPITAL STRATEGIES
- **CENTRAL INDEX KEY:** 0001672681
- **IRS NUMBER:** 200036697
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-17418
- **FILM NUMBER:** 23594873

**BUSINESS ADDRESS:**
- **STREET 1:** 1190 SARATOGA AVENUE
- **STREET 2:** STE 140
- **CITY:** SAN JOSE
- **STATE:** CA
- **ZIP:** 95129
- **BUSINESS PHONE:** (408) 551-6100

**MAIL ADDRESS:**
- **STREET 1:** 1190 SARATOGA AVENUE
- **STREET 2:** STE 140
- **CITY:** SAN JOSE
- **STATE:** CA
- **ZIP:** 95129

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** RETIREMENT CAPITAL STRATEGIES<br>**Address:** 1190 SARATOGA AVENUE<br>STE 140<br>SAN JOSE, CA 95129

**Form 13F File Number:** 028-17418

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Theresa Vasquez<br>**Title:** CCO<br>**Phone:** 4085516100

**Signature, Place, and Date of Signing:**

/s/Theresa Vasquez  San Jose, CA  02-06-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 40

**Form 13F Information Table Value Total:** $203730564

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M CO | COM | 88579Y101 |  | 4008686 | 33428 | SH |  | SOLE |  | 33428 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 3898941 | 30008 | SH |  | SOLE |  | 29112 | 0 | 896 |
| ARISTA NETWORKS INC | COM | 040413106 |  | 958665 | 7900 | SH |  | SOLE |  | 7900 | 0 | 0 |
| CADENCE DESIGN SYSTEM INC | COM | 127387108 |  | 1222310 | 7609 | SH |  | SOLE |  | 7609 | 0 | 0 |
| CETF SER SOLUTIONS | CLEARSHS ULTRA | 26922A453 |  | 418080 | 4176 | SH |  | SOLE |  | 4176 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 676488 | 14200 | SH |  | SOLE |  | 14200 | 0 | 0 |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 |  | 172728 | 7114 | SH |  | SOLE |  | 7114 | 0 | 0 |
| EATON CORP PLC | SHS | G29183103 |  | 627172 | 3996 | SH |  | SOLE |  | 3996 | 0 | 0 |
| GOLDMAN SACHS ETF TR | ACCES TREASURY | 381430529 |  | 8925640 | 89516 | SH |  | SOLE |  | 89516 | 0 | 0 |
| INTEL CORP | COM | 458140100 |  | 369782 | 13991 | SH |  | SOLE |  | 13991 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | TREAS COLATERL | 46138G888 |  | 2520470 | 23927 | SH |  | SOLE |  | 23927 | 0 | 0 |
| ISHARES TR | FLTG RATE NT ETF | 46429B655 |  | 19785563 | 393117 | SH |  | SOLE |  | 393116 | 0 | 0 |
| ISHARES TR | TRS FLT RT BD | 46434V860 |  | 6798453 | 134863 | SH |  | SOLE |  | 134863 | 0 | 0 |
| ISHARES TR | BLACKROCK ULTRA | 46434V878 |  | 5047915 | 100878 | SH |  | SOLE |  | 99480 | 0 | 1397 |
| ISHARES TR | ESG AWR US AGRGT | 46435U549 |  | 2532513 | 54183 | SH |  | SOLE |  | 54183 | 0 | 0 |
| ISHARES TR | 0-3 MNTH TREASRY | 46436E718 |  | 4563491 | 45571 | SH |  | SOLE |  | 45571 | 0 | 0 |
| ISHARES TR | SHORT TREAS BD | 464288679 |  | 4957217 | 45098 | SH |  | SOLE |  | 45098 | 0 | 0 |
| ISHARES TR | ESG SCRND S | 46436E569 |  | 291650 | 10260 | SH |  | SOLE |  | 10260 | 0 | 0 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 |  | 746374 | 8807 | SH |  | SOLE |  | 8806 | 0 | 0 |
| ISHARES TR | CYBERSECURITY | 46435U135 |  | 211889 | 6417 | SH |  | SOLE |  | 4018 | 0 | 2399 |
| ISHARES TR | 0-5 YR TIPS ETF | 46429B747 |  | 304326 | 3139 | SH |  | SOLE |  | 3138 | 0 | 0 |
| ISHARES TR | CORE S ETF | 464287200 |  | 316589 | 824 | SH |  | SOLE |  | 824 | 0 | 0 |
| ISHARES U S ETF TR | BLACKROCK ST MAT | 46431W507 |  | 207722 | 4216 | SH |  | SOLE |  | 4216 | 0 | 0 |
| KEZAR LIFE SCIENCES INC | COM | 49372L100 |  | 140800 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| LPL FINL HLDGS INC | COM | 50212V100 |  | 2185695 | 10111 | SH |  | SOLE |  | 10111 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 1813519 | 7562 | SH |  | SOLE |  | 7165 | 0 | 397 |
| ORACLE CORP | COM | 68389X105 |  | 367421 | 4495 | SH |  | SOLE |  | 4495 | 0 | 0 |
| PROSHARES TR | SHORT S 500 NE | 74347B425 |  | 612763 | 38226 | SH |  | SOLE |  | 38226 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 371414 | 2734 | SH |  | SOLE |  | 2734 | 0 | 0 |
| SPDR S MIDCAP 400 ETF TR | UTSER1 S | 78467Y107 |  | 665071 | 1502 | SH |  | SOLE |  | 1281 | 0 | 221 |
| SPDR SER TR | S 500 ESG ETF | 78468R531 |  | 3494395 | 95319 | SH |  | SOLE |  | 95319 | 0 | 0 |
| SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 |  | 557327 | 6093 | SH |  | SOLE |  | 6093 | 0 | 0 |
| SSGA ACTIVE ETF TR | ULT SHT TRM BD | 78467V707 |  | 3406002 | 85182 | SH |  | SOLE |  | 85182 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 266808 | 2166 | SH |  | SOLE |  | 2166 | 0 | 0 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 18500998 | 257531 | SH |  | SOLE |  | 256090 | 0 | 1440 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 |  | 17990624 | 379309 | SH |  | SOLE |  | 377236 | 0 | 2072 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 31892998 | 166813 | SH |  | SOLE |  | 165048 | 0 | 1765 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 34169189 | 97254 | SH |  | SOLE |  | 95983 | 0 | 1270 |
| VANGUARD WORLD FD | ESG US STK ETF | 921910733 |  | 6388495 | 97001 | SH |  | SOLE |  | 97001 | 0 | 0 |
| WISDOMTREE TR | FLOATNG RAT TREA | 97717Y527 |  | 11344381 | 225669 | SH |  | SOLE |  | 225669 | 0 | 0 |

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