# EDGAR Filing Document

**Accession Number:** 0001696438
**File Stem:** 0001696438-23-000002
**Filing Date:** 2023-2
**Character Count:** 9215
**Document Hash:** fd9023b9b29d41aced5828c92f88090c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001696438-23-000002.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0001696438-23-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230210

**EFFECTIVENESS DATE**: 20230213

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Round Hill Asset Management
- **CENTRAL INDEX KEY:** 0001696438
- **IRS NUMBER:** 133337981
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-17936
- **FILM NUMBER:** 23613870

**BUSINESS ADDRESS:**
- **STREET 1:** 180 S LAKE AVE  STE 305
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101-4773
- **BUSINESS PHONE:** 626-431-2685

**MAIL ADDRESS:**
- **STREET 1:** 180 S LAKE AVE  STE 305
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101-4773

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Round Hill Asset Management<br>**Address:** 180 S LAKE AVE  STE 305<br>PASADENA, CA 91101-4773

**Form 13F File Number:** 028-17936

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Khang Vinh<br>**Title:** Operations Associate<br>**Phone:** 6264312685

**Signature, Place, and Date of Signing:**

Khang Vinh  Pasadena, CA  02-10-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 58

**Form 13F Information Table Value Total:** $161769819

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBVIE INC | COM | 00287Y109 |  | 2620506 | 16215 | SH |  | SOLE | NA | 16215 | 0 | 0 |
| AMGEN INC | COM | 031162100 |  | 14507971 | 55239 | SH |  | SOLE | NA | 55239 | 0 | 0 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 342337 | 2317 | SH |  | SOLE | NA | 2317 | 0 | 0 |
| BANK OF AMERICA CORP | COM | 060505104 |  | 492561 | 14872 | SH |  | SOLE | NA | 14872 | 0 | 0 |
| BANKFINANCIAL CORP | COM | 06643P104 |  | 577065 | 54802 | SH |  | SOLE | NA | 54802 | 0 | 0 |
| BAUSCH HEALTH COS INC | COM | 071734107 |  | 737599 | 117452 | SH |  | SOLE | NA | 117452 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 761519 | 10584 | SH |  | SOLE | NA | 10584 | 0 | 0 |
| BERKSHIRE HATHAWAY INC | CL B | 084670702 |  | 869554 | 2815 | SH |  | SOLE | NA | 2815 | 0 | 0 |
| ANHEUSER-BUSCH INBEV-SPN ADR | ADR | 03524A108 |  | 1846050 | 30747 | SH |  | SOLE | NA | 30747 | 0 | 0 |
| CITIGROUP INC | COM | 172967424 |  | 654207 | 14464 | SH |  | SOLE | NA | 14464 | 0 | 0 |
| CHARTER COMMUNICATIONS INC | CL A | 16119P108 |  | 3339457 | 9848 | SH |  | SOLE | NA | 9848 | 0 | 0 |
| COMCAST CORP | CL A | 20030N101 |  | 10451029 | 298857 | SH |  | SOLE | NA | 298857 | 0 | 0 |
| CME GROUP INC | CL C | 12572Q105 |  | 223485 | 1329 | SH |  | SOLE | NA | 1329 | 0 | 0 |
| DISCOVER FINANCIAL SERVICES | COM | 254709108 |  | 1396034 | 14270 | SH |  | SOLE | NA | 14270 | 0 | 0 |
| WALT DISNEY CO | COM | 254687106 |  | 8150213 | 93810 | SH |  | SOLE | NA | 93810 | 0 | 0 |
| DISH NETWORK CORP | CL A | 25470M109 |  | 1141620 | 81312 | SH |  | SOLE | NA | 81312 | 0 | 0 |
| DELUXE CORP | COM | 248019101 |  | 921216 | 54253 | SH |  | SOLE | NA | 54253 | 0 | 0 |
| FIRST SAVINGS FINANCIAL GRP | COM | 33621E109 |  | 1443420 | 72171 | SH |  | SOLE | NA | 72171 | 0 | 0 |
| GARMIN LTD | COM | H2906T109 |  | 2132730 | 23109 | SH |  | SOLE | NA | 23109 | 0 | 0 |
| H BLOCK INC | COM | 093671105 |  | 2480928 | 67952 | SH |  | SOLE | NA | 67952 | 0 | 0 |
| HOMETRUST BANCSHARES INC | COM | 437872104 |  | 681715 | 28205 | SH |  | SOLE | NA | 28205 | 0 | 0 |
| INTL BUSINESS MACHINES CORP | COM | 459200101 |  | 2448527 | 17379 | SH |  | SOLE | NA | 17379 | 0 | 0 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 |  | 962499 | 9382 | SH |  | SOLE | NA | 9382 | 0 | 0 |
| ICAHN ENTERPRISES LP | COM | 451100101 |  | 1134915 | 22407 | SH |  | SOLE | NA | 22407 | 0 | 0 |
| INNOSPEC INC | COM | 45768S105 |  | 2324842 | 22602 | SH |  | SOLE | NA | 22602 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 1321690 | 9856 | SH |  | SOLE | NA | 9856 | 0 | 0 |
| KRAFT HEINZ CO | COM | 500754106 |  | 1593471 | 39142 | SH |  | SOLE | NA | 39142 | 0 | 0 |
| LEE ENTERPRISES | COM | 523768406 |  | 253975 | 13684 | SH |  | SOLE | NA | 13684 | 0 | 0 |
| MASTERCARD INC | CL A | 57636Q104 |  | 632869 | 1820 | SH |  | SOLE | NA | 1820 | 0 | 0 |
| MERCANTILE BANK CORP | COM | 587376104 |  | 676530 | 20207 | SH |  | SOLE | NA | 20207 | 0 | 0 |
| MOODY'S CORP | COM | 615369105 |  | 15356699 | 55117 | SH |  | SOLE | NA | 55117 | 0 | 0 |
| MEDTRONIC PLC | COM | G5960L103 |  | 4582838 | 58966 | SH |  | SOLE | NA | 58966 | 0 | 0 |
| M/I HOMES INC | COM | 55305B101 |  | 451179 | 9770 | SH |  | SOLE | NA | 9770 | 0 | 0 |
| MERCK  CO. INC. | COM | 58933Y105 |  | 10621465 | 95732 | SH |  | SOLE | NA | 95732 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 2028637 | 8459 | SH |  | SOLE | NA | 8459 | 0 | 0 |
| NATURES SUNSHINE PRODS INC | COM | 639027101 |  | 383910 | 46143 | SH |  | SOLE | NA | 46143 | 0 | 0 |
| NASDAQ INC | COM | 631103108 |  | 6127025 | 99870 | SH |  | SOLE | NA | 99870 | 0 | 0 |
| NOVO-NORDISK A/S-SPONS ADR | ADR | 670100205 |  | 5740717 | 42417 | SH |  | SOLE | NA | 42417 | 0 | 0 |
| NOVARTIS AG-SPONSORED ADR | ADR | 66987V109 |  | 321330 | 3542 | SH |  | SOLE | NA | 3542 | 0 | 0 |
| ORGANON  CO | COM | 68622V106 |  | 263799 | 9445 | SH |  | SOLE | NA | 9445 | 0 | 0 |
| PARAMOUNT GLOBAL | CL B | 92556H206 |  | 1717321 | 101737 | SH |  | SOLE | NA | 101737 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 8085928 | 157805 | SH |  | SOLE | NA | 157805 | 0 | 0 |
| POLARIS INC | COM | 731068102 |  | 4275330 | 42330 | SH |  | SOLE | NA | 42330 | 0 | 0 |
| SERVICE CORP INTERNATIONAL | COM | 817565104 |  | 831270 | 12023 | SH |  | SOLE | NA | 12023 | 0 | 0 |
| JM SMUCKER CO | COM | 832696405 |  | 1152797 | 7275 | SH |  | SOLE | NA | 7275 | 0 | 0 |
| S GLOBAL INC | CL C | 78409V104 |  | 18851428 | 56283 | SH |  | SOLE | NA | 56283 | 0 | 0 |
| EW SCRIPPS CO | CL A | 811054402 |  | 639174 | 48459 | SH |  | SOLE | NA | 48459 | 0 | 0 |
| SYNCHRONY FINANCIAL | COM | 87165B103 |  | 1144711 | 34836 | SH |  | SOLE | NA | 34836 | 0 | 0 |
| AT INC | COM | 00206R102 |  | 2569944 | 139595 | SH |  | SOLE | NA | 139595 | 0 | 0 |
| TRICO BANCSHARES | COM | 896095106 |  | 393949 | 7726 | SH |  | SOLE | NA | 7726 | 0 | 0 |
| TEGNA INC | COM | 87901J105 |  | 602177 | 28418 | SH |  | SOLE | NA | 28418 | 0 | 0 |
| HANOVER INSURANCE GROUP INC/ | COM | 410867105 |  | 1500078 | 11101 | SH |  | SOLE | NA | 11101 | 0 | 0 |
| VISA INC | COM | 92826C839 |  | 886304 | 4266 | SH |  | SOLE | NA | 4266 | 0 | 0 |
| VIATRIS INC | COM | 92556V106 |  | 214542 | 19276 | SH |  | SOLE | NA | 19276 | 0 | 0 |
| WARNER BROS DISCOVERY INC | COM | 934423104 |  | 310944 | 32800 | SH |  | SOLE | NA | 32800 | 0 | 0 |
| WELLS FARGO  CO | COM | 893247304 |  | 1835217 | 44447 | SH |  | SOLE | NA | 44447 | 0 | 0 |
| WHIRLPOOL CORP | COM | 963320106 |  | 1394937 | 9861 | SH |  | SOLE | NA | 9861 | 0 | 0 |
| ZIMMER BIOMET HOLDINGS INC | COM | 98956P102 |  | 2365635 | 18554 | SH |  | SOLE | NA | 18554 | 0 | 0 |

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