# EDGAR Filing Document

**Accession Number:** 0001517936
**File Stem:** 0000940400-25-013856
**Filing Date:** 2025-12
**Character Count:** 59317
**Document Hash:** e6238f79df2610589dd95165cbf97213
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-25-013856.hdr.sgml**: 20251219

**ACCESSION NUMBER**: 0000940400-25-013856

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251031

**FILED AS OF DATE**: 20251219

**DATE AS OF CHANGE**: 20251219

**PERIOD START**: 20251031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED FUND IV
- **CENTRAL INDEX KEY:** 0001517936

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22559
- **FILM NUMBER:** 251587098

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Series and Classes Contracts Data

### First Trust SSI Strategic Convertible Securities ETF (Series ID: S000050640)

| Class ID   | Class Name                                           | Ticker Symbol   |
|:---|:---|:---|
| C000159952 | First Trust SSI Strategic Convertible Securities ETF | FCVT            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** First Trust Exchange-Traded Fund IV

- **b. Investment Company Act file number:** 811-22559

- **c. CIK number of Registrant:** 0001517936

- **d. LEI of Registrant:** 5493006CBTW7P2B31B80

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 East Liberty Drive

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** First Trust SSI Strategic Convertible Securities ETF

- **b. EDGAR series identifier (if any):** S000050640

- **c. LEI of Series:** 549300E2LXTTRLNEGB53

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-10-31

- **b. Date as of which information is reported:** 2025-10-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $115509635.17

**Total Liabilities:** $2217537.81

**Net Assets:** $113292097.36

**Cash Not Reported:** $28126.95

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 194.75017000 | **1-Year:** 832.85759000 | **5-Year:** 1751.53381000 | **10-Year:** 158.02071000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 231.52454000 | **1-Year:** 4660.50960000 | **5-Year:** 1525.31839000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000159952 | 2.24%                | 5.37%                | 4.05%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $1121702.22              | $1135904.56                                |
| Month 2  | $644759.80               | $4325940.30                                |
| Month 3  | $2077064.61              | $2019326.93                                |

### Schedule of Portfolio Investments

| Name                               | Title                                   | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| IMPINJ INC                         | Impinj Inc                              | CUSIP: 453204AE9<br>LEI: 549300M26VGKSMMWWN17 | Long             | DBT              | CORP              | US        |    268000 | PA      | $293460.00    | 0.26%             | 2029-09-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| SHIFT4 PAYMENTS INC                | Shift4 Payments Inc                     | CUSIP: 82452J307<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      2100 | NS      | $179466.00    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| SEMTECH CORP                       | Semtech Corp                            | CUSIP: 816850AF8<br>LEI: 549300J7WUY317SW6O61 | Long             | DBT              | CORP              | US        |    166000 | PA      | $313408.00    | 0.28%             | 2027-11-01      | Fixed         | 1.62%                 | No            |                  2 | On Loan: No      |
| AST SPACEMOBILE INC                | AST SpaceMobile Inc                     | CUSIP: 00217DAC4<br>LEI: 254900MBSC9P2UCI6623 | Long             | DBT              | CORP              | US        |    248000 | PA      | $350796.00    | 0.31%             | 2032-10-15      | Fixed         | 2.38%                 | No            |                  2 | On Loan: No      |
| AEROVIRONMENT INC                  | AeroVironment Inc                       | CUSIP: 008073AA6<br>LEI: 529900PGHVI29YLZ6221 | Long             | DBT              | CORP              | US        |    377000 | PA      | $527423.00    | 0.47%             | 2030-07-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CENTRUS ENERGY CORP                | Centrus Energy Corp                     | CUSIP: 15643UAF1<br>LEI: 549300G6VDK9G8276661 | Long             | DBT              | CORP              | US        |    580000 | PA      | $1032545.00   | 0.91%             | 2032-08-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ON SEMICONDUCTOR CORP              | ON Semiconductor Corp                   | CUSIP: 682189AS4<br>LEI: ZV20P4CNJVT8V1ZGJ064 | Long             | DBT              | CORP              | US        |    704000 | PA      | $816640.00    | 0.72%             | 2027-05-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| SOFI TECHNOLOGIES INC              | SoFi Technologies Inc                   | CUSIP: 83406FAC6<br>LEI: 549300SW81JCMVZDDY09 | Long             | DBT              | CORP              | US        |    280000 | PA      | $891380.00    | 0.79%             | 2029-03-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| WESTERN DIGITAL CORP               | Western Digital Corp                    | CUSIP: 958102AT2<br>LEI: 549300QQXOOYEF89IC56 | Long             | DBT              | CORP              | US        |    455000 | PA      | $1823412.50   | 1.61%             | 2028-11-15      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| ARRAY TECHNOLOGIES INC             | Array Technologies Inc                  | CUSIP: 04271TAC4<br>LEI: 549300JM5FECYJQ85V37 | Long             | DBT              | CORP              | US        |    304000 | PA      | $410856.00    | 0.36%             | 2031-07-01      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| SEAGATE HDD CAYMAN                 | Seagate HDD Cayman                      | CUSIP: 81180WBL4<br>LEI: 529900BD50TRWEG1SF63 | Long             | DBT              | CORP              | KY        |    593000 | PA      | $1857498.38   | 1.64%             | 2028-06-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| MERIT MEDICAL SYSTEMS IN           | Merit Medical Systems Inc               | CUSIP: 589889AA2<br>LEI: 549300OYTY138SP2CE83 | Long             | DBT              | CORP              | US        |    358000 | PA      | $432106.00    | 0.38%             | 2029-02-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| BURLINGTON STORES INC              | Burlington Stores Inc                   | CUSIP: 122017AD8<br>LEI: 5299003Z37DVGKKC1W09 | Long             | DBT              | CORP              | US        |    287000 | PA      | $411271.00    | 0.36%             | 2027-12-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| EVERGY INC                         | Evergy Inc                              | CUSIP: 30034WAD8<br>LEI: 549300PGTHDQY6PSUI61 | Long             | DBT              | CORP              | US        |    350000 | PA      | $445506.25    | 0.39%             | 2027-12-15      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| CIPHER MINING                      | Cipher Mining Inc                       | CUSIP: 17253JAB2<br>LEI: 254900QABG5HCQZ28A17 | Long             | DBT              | CORP              | US        |    771000 | PA      | $1090965.00   | 0.96%             | 2031-10-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| SEA LTD                            | Sea Ltd                                 | CUSIP: 81141RAF7<br>LEI: 529900OM6JLLW44YKI15 | Long             | DBT              | CORP              | KY        |    325000 | PA      | $561600.00    | 0.50%             | 2025-12-01      | Fixed         | 2.38%                 | No            |                  2 | On Loan: No      |
| BIT DIGITAL INC                    | Bit Digital Inc                         | CUSIP: 000000000<br>LEI: 2549005XLPRWS7HWCM31 | Long             | DBT              | CORP              | KY        |    232000 | PA      | $291004.56    | 0.26%             | 2030-10-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| WISDOMTREE INC                     | WisdomTree Inc                          | CUSIP: 97717PAJ3<br>LEI: 549300WIU8IS7UFO7871 | Long             | DBT              | CORP              | US        |    338000 | PA      | $347126.00    | 0.31%             | 2030-08-15      | Fixed         | 4.62%                 | No            |                  2 | On Loan: No      |
| LUMENTUM HOLDINGS INC              | Lumentum Holdings Inc                   | CUSIP: 55024UAJ8<br>LEI: 549300JLWRRC38DWEF52 | Long             | DBT              | CORP              | US        |   1837000 | PA      | $2438617.50   | 2.15%             | 2032-03-15      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| EQUINOX GOLD CORP                  | Equinox Gold Corp                       | CUSIP: 29446YAC0<br>LEI: 5493005IN4V1SNP9PN75 | Long             | DBT              | CORP              | CA        |    198000 | PA      | $377091.00    | 0.33%             | 2028-10-15      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| PTC THERAPEUTICS INC               | PTC Therapeutics Inc                    | CUSIP: 69366JAD3<br>LEI: 549300UJLWOIWFDGB318 | Long             | DBT              | CORP              | US        |    437000 | PA      | $600601.88    | 0.53%             | 2026-09-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| MIRUM PHARMACEUTICALS              | Mirum Pharmaceuticals Inc               | CUSIP: 604749AB7<br>LEI: 254900YZKR40F7F27K81 | Long             | DBT              | CORP              | US        |    195000 | PA      | $465952.50    | 0.41%             | 2029-05-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NCL CORPORATION LTD                | NCL Corp Ltd                            | CUSIP: 62886HBS9<br>LEI: UNZWILHE4KMRP9K2L524 | Long             | DBT              | CORP              | BM        |    314000 | PA      | $349717.50    | 0.31%             | 2030-04-15      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| GDS HOLDINGS LIMITED               | GDS Holdings Ltd                        | CUSIP: 36165LAC2<br>LEI: 391200MGV8DDCHTN2R77 | Long             | DBT              | CORP              | KY        |    234000 | PA      | $314203.50    | 0.28%             | 2032-06-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| EOS ENERGY ENTERPRISES I           | Eos Energy Enterprises Inc              | CUSIP: 29415CAA9<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |     72000 | PA      | $240768.00    | 0.21%             | 2030-06-15      | Fixed         | 6.75%                 | No            |                  2 | On Loan: No      |
| REPLIGEN CORP                      | Repligen Corp                           | CUSIP: 759916AD1<br>LEI: 54930006QJ0T5AUO1E71 | Long             | DBT              | CORP              | US        |    455000 | PA      | $484347.50    | 0.43%             | 2028-12-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| MORGAN STANLEY FIN LLC             | Morgan Stanley Finance LLC              | CUSIP: 61774H2L1<br>LEI: 5493003FCPSE9RKT4B56 | Long             | DBT              | CORP              | US        |    164000 | PA      | $320328.08    | 0.28%             | 2027-11-23      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| PARSONS CORP                       | Parsons Corp                            | CUSIP: 70202LAD4<br>LEI: 549300ZXH0VRBSEPX752 | Long             | DBT              | CORP              | US        |    900000 | PA      | $1029150.00   | 0.91%             | 2029-03-01      | Fixed         | 2.62%                 | No            |                  2 | On Loan: No      |
| MORGAN STANLEY FIN LLC             | Morgan Stanley Finance LLC              | CUSIP: 61774TYE6<br>LEI: 5493003FCPSE9RKT4B56 | Long             | DBT              | CORP              | US        |    640000 | PA      | $1754150.40   | 1.55%             | 2028-02-07      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| SUPER MICRO COMPUTER INC           | Super Micro Computer Inc                | CUSIP: 86800UAC8<br>LEI: 54930022CZO1N2UGVW07 | Long             | DBT              | CORP              | US        |    526000 | PA      | $619601.70    | 0.55%             | 2028-07-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| IRHYTHM TECHNOLOGIES INC           | iRhythm Technologies Inc                | CUSIP: 450056AB2<br>LEI: 549300FJI72RJGDQS384 | Long             | DBT              | CORP              | US        |    391000 | PA      | $569100.50    | 0.50%             | 2029-09-01      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| BOX INC                            | Box Inc                                 | CUSIP: 10316TAD6<br>LEI: 549300KQUCPD8687YS68 | Long             | DBT              | CORP              | US        |    435000 | PA      | $439567.50    | 0.39%             | 2029-09-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| MKS INC                            | MKS Inc                                 | CUSIP: 55306NAB0<br>LEI: 549300KEQATBHAGVF505 | Long             | DBT              | CORP              | US        |   1123000 | PA      | $1350407.50   | 1.19%             | 2030-06-01      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| JAZZ INVESTMENTS I LTD             | Jazz Investments I Ltd                  | CUSIP: 472145AH4<br>LEI: N/A                  | Long             | DBT              | CORP              | BM        |    545000 | PA      | $666807.50    | 0.59%             | 2030-09-15      | Fixed         | 3.12%                 | No            |                  2 | On Loan: No      |
| QXO INC                            | QXO Inc                                 | CUSIP: 82846H504<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     13960 | NS      | $712658.00    | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| GUARDANT HEALTH INC                | Guardant Health Inc                     | CUSIP: 40131MAD1<br>LEI: 254900M8C3E5VC8BR186 | Long             | DBT              | CORP              | US        |    460000 | PA      | $786692.00    | 0.69%             | 2031-02-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| LIBERTY MEDIA CORP                 | Liberty Media Corp                      | CUSIP: 531229AR3<br>LEI: 549300ZKUTPIBZLWLL89 | Long             | DBT              | CORP              | US        |    440000 | PA      | $661540.00    | 0.58%             | 2053-09-30      | Fixed         | 2.38%                 | No            |                  2 | On Loan: No      |
| NEBIUS GROUP NV                    | Nebius Group NV                         | CUSIP: 63954QAE6<br>LEI: 549300GGZHJ5Q1B18P93 | Long             | DBT              | CORP              | NL        |   1127000 | PA      | $1439179.00   | 1.27%             | 2030-09-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| LIFE360 INC                        | Life360 Inc                             | CUSIP: 532206AB5<br>LEI: 254900VO9VDOQBQAHF07 | Long             | DBT              | CORP              | US        |    444000 | PA      | $621711.00    | 0.55%             | 2030-06-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| WEC ENERGY GROUP INC               | WEC Energy Group Inc                    | CUSIP: 92939UAP1<br>LEI: 549300IGLYTZUK3PVP70 | Long             | DBT              | CORP              | US        |    525000 | PA      | $619106.25    | 0.55%             | 2027-06-01      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| ALNYLAM PHARMACEUTICALS            | Alnylam Pharmaceuticals Inc             | CUSIP: 02043QAC1<br>LEI: 529900S3ZI14OWRJII50 | Long             | DBT              | CORP              | US        |    455000 | PA      | $456137.50    | 0.40%             | 2028-09-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ORMAT TECHNOLOGIES INC             | Ormat Technologies Inc                  | CUSIP: 686688AB8<br>LEI: 5493000TSHHWY24VHM09 | Long             | DBT              | CORP              | US        |    212000 | PA      | $274381.00    | 0.24%             | 2027-07-15      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| KKR & CO INC                       | KKR & Co Inc                            | CUSIP: 48251W500<br>LEI: 54930013V5I303TF9571 | Long             | EP               | CORP              | US        |     16120 | NS      | $790202.40    | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| LIVE NATION ENTERTAINMEN           | Live Nation Entertainment Inc           | CUSIP: 538034BD0<br>LEI: 5493007B9BM9ZXJINO78 | Long             | DBT              | CORP              | US        |    298000 | PA      | $296599.40    | 0.26%             | 2031-10-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| FLUOR CORP                         | Fluor Corp                              | CUSIP: 343412AJ1<br>LEI: CQ7WZ4NOFWT7FAE6Q943 | Long             | DBT              | CORP              | US        |    525000 | PA      | $676987.50    | 0.60%             | 2029-08-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| PPL CAPITAL FUNDING INC            | PPL Capital Funding Inc                 | CUSIP: 69352PAS2<br>LEI: 549300MROK5WY0D2NU17 | Long             | DBT              | CORP              | US        |    618000 | PA      | $701584.50    | 0.62%             | 2028-03-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| CENTERPOINT ENERGY INC             | CenterPoint Energy Inc                  | CUSIP: 15189TBQ9<br>LEI: 21TPXMRRHFKOBHDC8J74 | Long             | DBT              | CORP              | US        |    425000 | PA      | $431438.75    | 0.38%             | 2028-08-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| GLOBAL PAYMENTS INC                | Global Payments Inc                     | CUSIP: 37940XAU6<br>LEI: 549300NOMHGVQBX6S778 | Long             | DBT              | CORP              | US        |    500000 | PA      | $452250.00    | 0.40%             | 2031-03-01      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| UBER TECHNOLOGIES INC              | Uber Technologies Inc                   | CUSIP: 90353TAM2<br>LEI: 549300B2FTG34FILDR98 | Long             | DBT              | CORP              | US        |    911000 | PA      | $1328693.50   | 1.17%             | 2028-12-01      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| CLOUDFLARE INC                     | Cloudflare Inc                          | CUSIP: 18915MAE7<br>LEI: 5493007DY18BGNLDWU14 | Long             | DBT              | CORP              | US        |    641000 | PA      | $803449.59    | 0.71%             | 2030-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| BITDEER TECHNOLOGIES GRP           | Bitdeer Technologies Group              | CUSIP: 09175RAD2<br>LEI: 2549007M2KGWVJ9XFP20 | Long             | DBT              | CORP              | KY        |    298000 | PA      | $507903.75    | 0.45%             | 2031-07-01      | Fixed         | 4.88%                 | No            |                  2 | On Loan: No      |
| M/A-COM TECH SOLUTIONS             | MACOM Technology Solutions Holdings Inc | CUSIP: 55405YAC4<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    803000 | PA      | $891731.50    | 0.79%             | 2029-12-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| VENTAS REALTY LP                   | Ventas Realty LP                        | CUSIP: 92277GAZ0<br>LEI: 32SXKSJ72K64GM3HOU64 | Long             | DBT              | CORP              | US        |    354000 | PA      | $479493.00    | 0.42%             | 2026-06-01      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| NOVA LTD                           | Nova Ltd                                | CUSIP: 66982MAA2<br>LEI: 529900B2DSWE5V3SC292 | Long             | DBT              | CORP              | IL        |    365000 | PA      | $468143.41    | 0.41%             | 2030-09-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| PLANET LABS PBC                    | Planet Labs PBC                         | CUSIP: 72703XAA4<br>LEI: 254900Q7PVI3HTQBRB44 | Long             | DBT              | CORP              | US        |    304000 | PA      | $425600.00    | 0.38%             | 2030-10-15      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| LYFT INC                           | Lyft Inc                                | CUSIP: 55087PAE4<br>LEI: 549300H7I5VN334XVZ52 | Long             | DBT              | CORP              | US        |    470000 | PA      | $549195.00    | 0.48%             | 2030-09-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| DATADOG INC                        | Datadog Inc                             | CUSIP: 23804LAC7<br>LEI: 549300F6JNO0KRPO1K63 | Long             | DBT              | CORP              | US        |    990000 | PA      | $1052370.00   | 0.93%             | 2029-12-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| COMMVAULT SYSTEMS INC              | Commvault Systems Inc                   | CUSIP: 204166AA0<br>LEI: 65T5VRP62VXG39YFML83 | Long             | DBT              | CORP              | US        |    365000 | PA      | $333427.50    | 0.29%             | 2030-09-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| SUPER MICRO COMPUTER INC           | Super Micro Computer Inc                | CUSIP: 86800UAE4<br>LEI: 54930022CZO1N2UGVW07 | Long             | DBT              | CORP              | US        |    268000 | PA      | $316624.90    | 0.28%             | 2030-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| MICROCHIP TECHNOLOGY INC           | Microchip Technology Inc                | CUSIP: 595017302<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EP               | CORP              | US        |     14460 | NS      | $837234.00    | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| COINBASE GLOBAL INC                | Coinbase Global Inc                     | CUSIP: 19260QAF4<br>LEI: 5493004G3J2SC154DU06 | Long             | DBT              | CORP              | US        |    492000 | PA      | $628161.00    | 0.55%             | 2030-04-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| SEMTECH CORP                       | Semtech Corp                            | CUSIP: 816850AJ0<br>LEI: 549300J7WUY317SW6O61 | Long             | DBT              | CORP              | US        |    285000 | PA      | $289702.50    | 0.26%             | 2030-10-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| BLOOM ENERGY CORP                  | Bloom Energy Corp                       | CUSIP: 093712AK3<br>LEI: 549300XB5J9BFW5JXV97 | Long             | DBT              | CORP              | US        |    312000 | PA      | $2204592.00   | 1.95%             | 2028-06-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| TERAWULF INC                       | TERAWULF INC                            | CUSIP: 88080TAE4<br>LEI: 254900CVMW1SX2T78A64 | Long             | DBT              | CORP              | US        |    566000 | PA      | $586659.00    | 0.52%             | 2032-05-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| GALAXY DIGITAL HOLDIN LP           | Galaxy Digital Holdings LP              | CUSIP: 36317GAB2<br>LEI: N/A                  | Long             | DBT              | CORP              | KY        |    630000 | PA      | $1099035.00   | 0.97%             | 2029-12-01      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| CELCUITY INC                       | Celcuity Inc                            | CUSIP: 15102KAA8<br>LEI: 25490070W7UU7W2SEY87 | Long             | DBT              | CORP              | US        |    213000 | PA      | $383847.30    | 0.34%             | 2031-08-01      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| AFFIRM HOLDINGS INC                | Affirm Holdings Inc                     | CUSIP: 00827BAC0<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    371000 | PA      | $403648.00    | 0.36%             | 2029-12-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| LIGAND PHARMACEUTICALS I           | Ligand Pharmaceuticals Inc              | CUSIP: 53220KAG3<br>LEI: 5493008K7TB0IKP37H79 | Long             | DBT              | CORP              | US        |    481000 | PA      | $565295.25    | 0.50%             | 2030-10-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| DUKE ENERGY CORP                   | Duke Energy Corp                        | CUSIP: 26441CBY0<br>LEI: I1BZKREC126H0VB1BL91 | Long             | DBT              | CORP              | US        |    500000 | PA      | $538875.00    | 0.48%             | 2026-04-15      | Fixed         | 4.12%                 | No            |                  2 | On Loan: No      |
| MARA HOLDINGS INC                  | MARA Holdings Inc                       | CUSIP: 565788AE6<br>LEI: 549300M8ISKPTX2W7F94 | Long             | DBT              | CORP              | US        |    415000 | PA      | $428280.00    | 0.38%             | 2030-03-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CLOUDFLARE INC                     | Cloudflare Inc                          | CUSIP: 18915MAC1<br>LEI: 5493007DY18BGNLDWU14 | Long             | DBT              | CORP              | US        |    862000 | PA      | $1203302.16   | 1.06%             | 2026-08-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| OSI SYSTEMS INC                    | OSI Systems Inc                         | CUSIP: 671044AF2<br>LEI: DDX3MPX1Y8YD30050X33 | Long             | DBT              | CORP              | US        |    609000 | PA      | $961458.75    | 0.85%             | 2029-08-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| NEXTERA ENERGY CAPITAL             | NextEra Energy Capital Holdings Inc     | CUSIP: 65339KCY4<br>LEI: UMI46YPGBLUE4VGNNT48 | Long             | DBT              | CORP              | US        |   1416000 | PA      | $1776372.00   | 1.57%             | 2027-03-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| TRIP.COM GROUP LTD                 | Trip.com Group Ltd                      | CUSIP: 89677QAB3<br>LEI: 2549004RMYDSRQL4KW41 | Long             | DBT              | CORP              | KY        |    466000 | PA      | $571083.00    | 0.50%             | 2029-06-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| ITRON INC                          | Itron Inc                               | CUSIP: 465741AN6<br>LEI: 24F6LSZD18II6ICG6S41 | Long             | DBT              | CORP              | US        |    500000 | PA      | $492750.00    | 0.43%             | 2026-03-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| UNITY SOFTWARE INC                 | Unity Software Inc                      | CUSIP: 91332UAG6<br>LEI: 549300D1ESJMGNQNG432 | Long             | DBT              | CORP              | US        |    225000 | PA      | $293343.75    | 0.26%             | 2030-03-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| GALAXY DIGITAL HOLDIN LP           | Galaxy Digital Holdings LP              | CUSIP: 36317GAC0<br>LEI: N/A                  | Long             | DBT              | CORP              | KY        |    550000 | PA      | $543262.50    | 0.48%             | 2031-05-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| LIBERTY MEDIA CORP                 | Liberty Media Corp-Liberty Formula One  | CUSIP: 531229AQ5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    535000 | PA      | $685870.00    | 0.61%             | 2027-08-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| HIMS & HERS HEALTH                 | Hims & Hers Health Inc                  | CUSIP: 433000AA4<br>LEI: 254900V041EIVTSB6D58 | Long             | DBT              | CORP              | US        |    195000 | PA      | $197047.50    | 0.17%             | 2030-05-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CYBERARK SOFTWARE LTD              | CyberArk Software Ltd                   | CUSIP: 23248VAC9<br>LEI: 529900YEXNDM894PWS93 | Long             | DBT              | CORP              | IL        |    779000 | PA      | $910261.50    | 0.80%             | 2030-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ROCKET LAB USA                     | Rocket Lab USA Inc                      | CUSIP: 773122AA4<br>LEI: 254900B4DEYFZJ980A14 | Long             | DBT              | CORP              | US        |    103000 | PA      | $1263938.75   | 1.12%             | 2029-02-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| IREN LTD                           | IREN Ltd                                | CUSIP: 46270CAE9<br>LEI: 254900FZF02RB3NNGB71 | Long             | DBT              | CORP              | AU        |    575000 | PA      | $606912.50    | 0.54%             | 2031-07-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| TEMPUS AI INC                      | Tempus AI Inc                           | CUSIP: 88023BAD5<br>LEI: 2549009LA0KWRAGQBX50 | Long             | DBT              | CORP              | US        |    435000 | PA      | $592687.50    | 0.52%             | 2030-07-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| ALPHATEC HOLDINGS INC              | Alphatec Holdings Inc                   | CUSIP: 02081GAC6<br>LEI: 549300EZE8CQ8K65FS24 | Long             | DBT              | CORP              | US        |    325000 | PA      | $465280.47    | 0.41%             | 2030-03-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| PELOTON INTERACTIVE INC            | Peloton Interactive Inc                 | CUSIP: 70614WAD2<br>LEI: 5493002YS021166W0339 | Long             | DBT              | CORP              | US        |     97000 | PA      | $184445.50    | 0.16%             | 2029-12-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| ALIBABA GROUP HOLDING              | Alibaba Group Holding Ltd               | CUSIP: 01609WBG6<br>LEI: 5493001NTNQJDH60PM02 | Long             | DBT              | CORP              | KY        |   1201000 | PA      | $2126370.50   | 1.88%             | 2031-06-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| BANK OF AMERICA CORP               | Bank of America Corp                    | CUSIP: 060505682<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               | CORP              | US        |       940 | NS      | $1185340.00   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| SNOWFLAKE INC                      | Snowflake Inc                           | CUSIP: 833445AD1<br>LEI: 254900CJNSY1K7T53Z16 | Long             | DBT              | CORP              | US        |    414000 | PA      | $764865.00    | 0.68%             | 2029-10-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| GAMESTOP CORP                      | GameStop Corp                           | CUSIP: 36467WAD1<br>LEI: 549300505KLOET039L77 | Long             | DBT              | CORP              | US        |    360000 | PA      | $371160.00    | 0.33%             | 2030-04-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| STRATEGY INC                       | Strategy Inc                            | CUSIP: 594972AT8<br>LEI: 549300WQTWEJUEHXQX21 | Long             | DBT              | CORP              | US        |   4170000 | PA      | $4117875.00   | 3.63%             | 2030-03-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| HALOZYME THERAPEUTICS IN           | Halozyme Therapeutics Inc               | CUSIP: 40637HAF6<br>LEI: 529900242I3SV9AGM753 | Long             | DBT              | CORP              | US        |    484000 | PA      | $635976.00    | 0.56%             | 2028-08-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| BLACKSKY TECHNOLOGY INC            | BlackSky Technology Inc                 | CUSIP: 09263BAA6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    251000 | PA      | $287395.00    | 0.25%             | 2033-08-01      | Fixed         | 8.25%                 | No            |                  2 | On Loan: No      |
| SYNAPTICS INC                      | Synaptics Inc                           | CUSIP: 87157DAH2<br>LEI: 549300AJ3LI4FWNRQX29 | Long             | DBT              | CORP              | US        |    530000 | PA      | $534505.00    | 0.47%             | 2031-12-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| NCL CORPORATION LTD                | NCL Corp Ltd                            | CUSIP: 62886HBW0<br>LEI: UNZWILHE4KMRP9K2L524 | Long             | DBT              | CORP              | BM        |    368000 | PA      | $354660.00    | 0.31%             | 2030-09-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| BOEING CO/THE                      | Boeing Co/The                           | CUSIP: 097023204<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EP               | CORP              | US        |     44225 | NS      | $2862242.00   | 2.53%             |  |  |  | No            |                  1 | On Loan: No      |
| APPLIED DIGITAL CORP               | Applied Digital Corp                    | CUSIP: 038169AA6<br>LEI: 2549004NE2B6RYXINZ02 | Long             | DBT              | CORP              | US        |     70000 | PA      | $256970.00    | 0.23%             | 2030-06-01      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| ARES MANAGEMENT CORP               | Ares Management Corp                    | CUSIP: 03990B309<br>LEI: 529900JUV61FH7B8VW38 | Long             | EP               | CORP              | US        |      8685 | NS      | $410713.65    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| NIO INC                            | NIO Inc                                 | CUSIP: 62914VAK2<br>LEI: 549300JBU4TV5OCKJV96 | Long             | DBT              | CORP              | KY        |    265000 | PA      | $269107.50    | 0.24%             | 2030-10-15      | Fixed         | 4.62%                 | No            |                  2 | On Loan: No      |
| SOLARIS ENERGY INFRASTRU           | Solaris Energy Infrastructure Inc       | CUSIP: 83419XAB4<br>LEI: 529900MTK3C8Y8TIIC10 | Long             | DBT              | CORP              | US        |    367000 | PA      | $437509.88    | 0.39%             | 2031-10-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| NORTHERN OIL & GAS INC             | Northern Oil & Gas Inc                  | CUSIP: 665531AJ8<br>LEI: OKFF0PIZDDMNH4UCYE51 | Long             | DBT              | CORP              | US        |    260000 | PA      | $252915.00    | 0.22%             | 2029-04-15      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| WAYFAIR INC                        | Wayfair Inc                             | CUSIP: 94419LAP6<br>LEI: 54930027N9ZAVYFDHK53 | Long             | DBT              | CORP              | US        |    666000 | PA      | $1141598.81   | 1.01%             | 2027-09-15      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| HP ENTERPRISE CO                   | Hewlett Packard Enterprise Co           | CUSIP: 42824C208<br>LEI: 549300BX44RGX6ANDV88 | Long             | EP               | CORP              | US        |     16305 | NS      | $1101891.90   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| UBER TECHNOLOGIES INC              | Uber Technologies Inc                   | CUSIP: 90353TAR1<br>LEI: 549300B2FTG34FILDR98 | Long             | DBT              | CORP              | US        |    465000 | PA      | $491505.00    | 0.43%             | 2028-05-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ALBEMARLE CORP                     | Albemarle Corp                          | CUSIP: 012653200<br>LEI: HDBLS2Q6GV1LSKQPBS54 | Long             | EP               | CORP              | US        |     12605 | NS      | $557519.15    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| ODDITY FINANCE LLC                 | Oddity Finance LLC                      | CUSIP: 67579RAA8<br>LEI: 254900FTSJH2TRDJ3905 | Long             | DBT              | CORP              | US        |    500000 | PA      | $443125.00    | 0.39%             | 2030-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ADVANCED ENERGY IND                | Advanced Energy Industries Inc          | CUSIP: 007973AE0<br>LEI: 549300756XI3QLFT2U27 | Long             | DBT              | CORP              | US        |    355000 | PA      | $567574.00    | 0.50%             | 2028-09-15      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| CARNIVAL CORP                      | Carnival Corp                           | CUSIP: 143658BV3<br>LEI: F1OF2ZSX47CR0BCWA982 | Long             | DBT              | CORP              | PA        |    349000 | PA      | $777746.50    | 0.69%             | 2027-12-01      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| AST SPACEMOBILE INC                | AST SpaceMobile Inc                     | CUSIP: 00217DAE0<br>LEI: 254900MBSC9P2UCI6623 | Long             | DBT              | CORP              | US        |    335000 | PA      | $357361.25    | 0.32%             | 2036-01-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| TERAWULF INC                       | Terawulf Inc                            | CUSIP: 88080TAC8<br>LEI: 254900CVMW1SX2T78A64 | Long             | DBT              | CORP              | US        |    513000 | PA      | $764370.00    | 0.67%             | 2031-09-01      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| BRIDGEBIO PHARMA INC               | Bridgebio Pharma Inc                    | CUSIP: 10806XAH5<br>LEI: 54930028YG89VTY2J114 | Long             | DBT              | CORP              | US        |    567000 | PA      | $859359.38    | 0.76%             | 2031-03-01      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| SOUTHERN CO                        | Southern Co/The                         | CUSIP: 842587DZ7<br>LEI: 549300FC3G3YU2FBZD92 | Long             | DBT              | CORP              | US        |    250000 | PA      | $278125.00    | 0.25%             | 2027-06-15      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| WELLTOWER OP LLC                   | Welltower OP LLC                        | CUSIP: 95041AAB4<br>LEI: T6IZ0MBEG5ACZDTR7D06 | Long             | DBT              | CORP              | US        |    573000 | PA      | $1092711.00   | 0.96%             | 2028-05-15      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| SOFI TECHNOLOGIES INC              | SoFi Technologies Inc                   | CUSIP: 83406FAA0<br>LEI: 549300SW81JCMVZDDY09 | Long             | DBT              | CORP              | US        |    500000 | PA      | $711875.00    | 0.63%             | 2026-10-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| GRANITE CONSTRUCTION INC           | Granite Construction Inc                | CUSIP: 387328AF4<br>LEI: 549300OM4BWMCIXVCZ39 | Long             | DBT              | CORP              | US        |    518000 | PA      | $757316.00    | 0.67%             | 2030-06-15      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| APOLLO GLOBAL MANAGEMENT           | Apollo Global Management Inc            | CUSIP: 03769M304<br>LEI: 254900LMFT1CY9IYB476 | Long             | EP               | CORP              | US        |      6415 | NS      | $419156.10    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| ALLIANT ENERGY CORP                | Alliant Energy Corp                     | CUSIP: 018802AC2<br>LEI: 5493009ML300G373MZ12 | Long             | DBT              | CORP              | US        |    251000 | PA      | $269574.00    | 0.24%             | 2026-03-15      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| SPOTIFY USA INC                    | Spotify USA Inc                         | CUSIP: 84921RAB6<br>LEI: 2138008WM218QBKRII94 | Long             | DBT              | CORP              | US        |    218000 | PA      | $281656.00    | 0.25%             | 2026-03-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Dreyfus Government Cash Management | Dreyfus Government Cash Management      | CUSIP: 262006208<br>LEI: 5493000Q69I5Q3QZIA91 | Long             | STIV             | RF                | US        |   4062207 | NS      | $4062206.68   | 3.59%             |  |  |  | No            |                  1 | On Loan: No      |
| DOORDASH INC                       | DoorDash Inc                            | CUSIP: 25809KAA3<br>LEI: 549300NUQ43FGGSK5051 | Long             | DBT              | CORP              | US        |   1176000 | PA      | $1301244.00   | 1.15%             | 2030-05-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| LYFT INC                           | Lyft Inc                                | CUSIP: 55087PAD6<br>LEI: 549300H7I5VN334XVZ52 | Long             | DBT              | CORP              | US        |    300000 | PA      | $372525.00    | 0.33%             | 2029-03-01      | Fixed         | 0.62%                 | No            |                  2 | On Loan: No      |
| VIAVI SOLUTIONS INC                | Viavi Solutions Inc                     | CUSIP: 925550AJ4<br>LEI: 5493006K3E3N1QOBF092 | Long             | DBT              | CORP              | US        |    398000 | PA      | $560682.50    | 0.49%             | 2031-03-01      | Fixed         | 0.62%                 | No            |                  2 | On Loan: No      |
| ALNYLAM PHARMACEUTICALS            | Alnylam Pharmaceuticals Inc             | CUSIP: 02043QAB3<br>LEI: 529900S3ZI14OWRJII50 | Long             | DBT              | CORP              | US        |    304000 | PA      | $500840.00    | 0.44%             | 2027-09-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| RIVIAN AUTO INC                    | Rivian Automotive Inc                   | CUSIP: 76954AAD5<br>LEI: 25490004LNKJ84MFYY24 | Long             | DBT              | CORP              | US        |    985000 | PA      | $846484.38    | 0.75%             | 2030-10-15      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| GUIDEWIRE SOFTWARE INC             | Guidewire Software Inc                  | CUSIP: 40171VAB6<br>LEI: 549300WXSG0J8IXZCK32 | Long             | DBT              | CORP              | US        |    865000 | PA      | $1021997.50   | 0.90%             | 2029-11-01      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| EXACT SCIENCES CORP                | Exact Sciences Corp                     | CUSIP: 30063PAD7<br>LEI: 549300VM3X1FYD4N9Z14 | Long             | DBT              | CORP              | US        |    500000 | PA      | $562650.00    | 0.50%             | 2030-03-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| DIGITAL REALTY TRUST LP            | Digital Realty Trust LP                 | CUSIP: 25389JAX4<br>LEI: CD4SPTZ3YBTHY0C1AH38 | Long             | DBT              | CORP              | US        |    445000 | PA      | $470454.00    | 0.42%             | 2029-11-15      | Fixed         | 1.88%                 | No            |                  2 | On Loan: No      |
| IREN LTD                           | IREN Ltd                                | CUSIP: 46270CAC3<br>LEI: 254900FZF02RB3NNGB71 | Long             | DBT              | CORP              | AU        |    123000 | PA      | $563955.00    | 0.50%             | 2029-12-15      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| CORE SCIENTIFIC INC                | Core Scientific Inc                     | CUSIP: 21874AAE6<br>LEI: 5299003RGB2LAZ65RK73 | Long             | DBT              | CORP              | US        |   1145000 | PA      | $1461306.25   | 1.29%             | 2031-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ZSCALER INC.                       | Zscaler Inc                             | CUSIP: 98980GAC6<br>LEI: 529900MZ0RTK1BWRNF46 | Long             | DBT              | CORP              | US        |    365000 | PA      | $377410.00    | 0.33%             | 2028-07-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| INTERDIGITAL INC                   | InterDigital Inc                        | CUSIP: 45867GAD3<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    109000 | PA      | $511210.00    | 0.45%             | 2027-06-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| DIGITALOCEAN HOLDINGS              | DigitalOcean Holdings Inc               | CUSIP: 25402DAB8<br>LEI: 549300EPISPY3RE3DL21 | Long             | DBT              | NUSS              | US        |    685000 | PA      | $650236.25    | 0.57%             | 2026-12-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| MP MATERIALS CORP                  | MP Materials Corp                       | CUSIP: 553368AC5<br>LEI: 89450063PHPS61USMT84 | Long             | DBT              | CORP              | US        |    282000 | PA      | $854037.00    | 0.75%             | 2030-03-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| MIRION TECHNOLOGIES INC            | Mirion Technologies Inc                 | CUSIP: 60471AAC5<br>LEI: 549300BNTOWVWFNVTJ65 | Long             | DBT              | CORP              | US        |    257000 | PA      | $319322.50    | 0.28%             | 2031-10-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ASCENDIS PHARMA A/S                | Ascendis Pharma A/S                     | CUSIP: 04351PAD3<br>LEI: 549300B66JN3W3J8GH73 | Long             | DBT              | CORP              | DK        |    539000 | PA      | $741529.25    | 0.65%             | 2028-04-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| SNOWFLAKE INC                      | Snowflake Inc                           | CUSIP: 833445AB5<br>LEI: 254900CJNSY1K7T53Z16 | Long             | DBT              | CORP              | US        |   1015000 | PA      | $1822940.00   | 1.61%             | 2027-10-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| RUBRIK INC                         | Rubrik Inc                              | CUSIP: 781154AC3<br>LEI: 254900TRGK2WTBYMYU27 | Long             | DBT              | CORP              | US        |    686000 | PA      | $666449.00    | 0.59%             | 2030-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| RIOT PLATFORMS INC                 | Riot Platforms Inc                      | CUSIP: 767292AA3<br>LEI: 5299005LKZAJQDQZDF73 | Long             | DBT              | CORP              | US        |    402000 | PA      | $627522.00    | 0.55%             | 2030-01-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| IMAX CORP                          | IMAX Corp                               | CUSIP: 45245EAJ8<br>LEI: 894500GS1ESLAPZCEI74 | Long             | DBT              | CORP              | CA        |    440000 | PA      | $516120.00    | 0.46%             | 2026-04-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| NUTANIX INC                        | Nutanix Inc                             | CUSIP: 67059NAJ7<br>LEI: 549300X7J6E8TKVIXW09 | Long             | DBT              | CORP              | US        |    640000 | PA      | $706688.00    | 0.62%             | 2029-12-15      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| MORGAN STANLEY FIN LLC             | Morgan Stanley Finance LLC              | CUSIP: 61778KCM7<br>LEI: 5493003FCPSE9RKT4B56 | Long             | DBT              | CORP              | US        |   1526000 | PA      | $1862254.10   | 1.64%             | 2030-04-26      | Fixed         | 0.12%                 | No            |                  3 | On Loan: No      |
| FIRSTENERGY CORP                   | FirstEnergy Corp                        | CUSIP: 337932AU1<br>LEI: 549300SVYJS666PQJH88 | Long             | DBT              | CORP              | US        |    600000 | PA      | $652500.00    | 0.58%             | 2031-01-15      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| COINBASE GLOBAL INC                | Coinbase Global Inc                     | CUSIP: 19260QAJ6<br>LEI: 5493004G3J2SC154DU06 | Long             | DBT              | CORP              | US        |    471000 | PA      | $526107.00    | 0.46%             | 2032-10-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| BRIGHTSPRING HEALTH SERV           | BrightSpring Health Services Inc        | CUSIP: 10950A205<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      7780 | NS      | $858756.40    | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| SOUTHERN CO                        | Southern Co/The                         | CUSIP: 842587DP9<br>LEI: 549300FC3G3YU2FBZD92 | Long             | DBT              | CORP              | US        |    725000 | PA      | $812906.25    | 0.72%             | 2025-12-15      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| BLOOM ENERGY CORP                  | BLOOM ENERGY CORP                       | CUSIP: 093712AN7<br>LEI: 549300XB5J9BFW5JXV97 | Long             | DBT              | CORP              | US        |   1131000 | PA      | $1152654.09   | 1.02%             | 2030-11-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| INTEGER HOLDINGS CORP              | Integer Holdings Corp                   | CUSIP: 45826HAC3<br>LEI: 549300SUD2ED5XG6X569 | Long             | DBT              | CORP              | US        |    400000 | PA      | $348600.00    | 0.31%             | 2030-03-15      | Fixed         | 1.88%                 | No            |                  2 | On Loan: No      |
| DIGITALOCEAN HOLDINGS              | DigitalOcean Holdings Inc               | CUSIP: 25402DAC6<br>LEI: 549300EPISPY3RE3DL21 | Long             | DBT              | CORP              | US        |    260000 | PA      | $326430.00    | 0.29%             | 2030-08-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CYTOKINETICS INC                   | Cytokinetics Inc                        | CUSIP: 23282WAD2<br>LEI: 549300BE5DY1HW7IHA64 | Long             | DBT              | CORP              | US        |    418000 | PA      | $518779.80    | 0.46%             | 2031-10-01      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| WELLS FARGO & COMPANY              | Wells Fargo & Co                        | CUSIP: 949746804<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               | CORP              | US        |      1300 | NS      | $1608425.00   | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| LIVE NATION ENTERTAINMEN           | Live Nation Entertainment Inc           | CUSIP: 538034BB4<br>LEI: 5493007B9BM9ZXJINO78 | Long             | DBT              | CORP              | US        |   1385000 | PA      | $1474332.50   | 1.30%             | 2030-01-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2025-12-19

**Name of Applicant:** First Trust Exchange-Traded Fund IV

**Signature:** Derek Maltbie

**Name of Signer:** Derek Maltbie

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer