# EDGAR Filing Document

**Accession Number:** 0001803676
**File Stem:** 0000950170-23-002514
**Filing Date:** 2023-2
**Character Count:** 37422
**Document Hash:** 4c9e30ba85faf8c740fae9075884544a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000950170-23-002514.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0000950170-23-002514

**CONFORMED SUBMISSION TYPE**: SC 13G/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230213

**GROUP MEMBERS**: LIGHTSPEED RISE HOLDINGS LTD

**GROUP MEMBERS**: SKY FINTECH HOLDING LTD

**GROUP MEMBERS**: SKY TIGER INVESTMENT HOLDING LTD

**GROUP MEMBERS**: TIGER ESOP TRUST

**GROUP MEMBERS**: TIGER ESOP TRUST II

**GROUP MEMBERS**: TIGER FAMILY TRUST

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** UP Fintech Holding Ltd
- **CENTRAL INDEX KEY:** 0001756699
- **STANDARD INDUSTRIAL CLASSIFICATION:** SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** E9
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SC 13G/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-91009
- **FILM NUMBER:** 23614406

**BUSINESS ADDRESS:**
- **STREET 1:** 18F,NO.16 TAIYANGGONG RD,CHAOYANG DIST.
- **CITY:** BEIJING
- **STATE:** F4
- **ZIP:** 100020
- **BUSINESS PHONE:** 86-10-56216660

**MAIL ADDRESS:**
- **STREET 1:** 18/F, NO.16 TAIYANGGONG MIDDLE ROAD
- **CITY:** BEIJING
- **STATE:** F4
- **ZIP:** 100020

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Up Fintech Holding LTD
- **DATE OF NAME CHANGE:** 20181023
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Wu Tianhua
- **CENTRAL INDEX KEY:** 0001803676

**FILING VALUES:**
- **FORM TYPE:** SC 13G/A

**MAIL ADDRESS:**
- **STREET 1:** GRANDYVIC BUILDING, NO. 1 BUILDING
- **STREET 2:** 16 TAIYANGGONG MIDDLE ROAD
- **CITY:** BEIJING
- **STATE:** F4
- **ZIP:** 100020

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

**__________**

**SCHEDULE 13G**

**Under the Securities Act of 1934**

**(Amendment No.3)\***

**<u>UP Fintech Holding Limited</u>**

(Name of Issuer)

**<u>Class A ordinary shares, par value $0.00001 per share</u>**

**<u>American Depositary Shares</u>**

(Title of Class of Securities)

**<u>91531W106\*\*</u>**

(CUSIP Number)

<u>December 31, 2022</u>

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

\*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

\*\* CUSIP number 91531W106 was assigned to the American Depositary Shares ("ADSs") of UP Fintech Holding Limited (the "Issuer"). Each ADS represents 15 Class A ordinary shares, par value $0.00001 per share ("Class A Ordinary Shares") of the Issuer. The CUSIP number of Class A Ordinary Shares is G9405E104.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

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| | | |
|:---|:---|:---|
| **CUSIP No. 91531W106** | Schedule 13G | Page 2 of 15 Pages |

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| | | | |
|:---|:---|:---|:---|
| 1 | NAME OF REPORTING PERSON<br>Tianhua Wu | NAME OF REPORTING PERSON<br>Tianhua Wu | NAME OF REPORTING PERSON<br>Tianhua Wu |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP<br>(a) ☐ <br>(b) ☐  | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP<br>(a) ☐ <br>(b) ☐  | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP<br>(a) ☐ <br>(b) ☐  |
| 3 | SEC USE ONLY | SEC USE ONLY | SEC USE ONLY |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION<br>People's Republic of China | CITIZENSHIP OR PLACE OF ORGANIZATION<br>People's Republic of China | CITIZENSHIP OR PLACE OF ORGANIZATION<br>People's Republic of China |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER<br>504,292,477 (1) |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 6 | SHARED VOTING POWER<br>0 |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE DISPOSITIVE POWER<br>337,611,722(2) |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 8 | SHARED DISPOSITIVE POWER<br>0 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON<br>504,292,477 (1) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON<br>504,292,477 (1) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON<br>504,292,477 (1) |
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐  | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐  | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐  |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)<br>20.40%(1)(3) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)<br>20.40%(1)(3) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)<br>20.40%(1)(3) |
| 12 | TYPE OF REPORTING PERSON<br>IN | TYPE OF REPORTING PERSON<br>IN | TYPE OF REPORTING PERSON<br>IN |

---

(1) Represents (i) 97,611,722 Class B Ordinary Shares and 240,000,000 Class A Ordinary Shares in the form of ADSs held by Sky Fintech Holding Limited, which are beneficially owned by Mr. Tianhua Wu through Tiger Family Trust, as further disclosed in Item 4; (ii) 125,166,360 Class A Ordinary Shares in the form of ADSs issued to participants of the UP Fintech Holding Limited Share Incentive Plan and the UP Fintech Holding Limited 2019 Performance Incentive Plan of the Issuer (the "Plans") by exercise of awards thereof, with the voting rights attached thereto irrevocably entrusted to Mr. Tianhua Wu; (iii) 41,514,395 Class A Ordinary Shares held by Kastle Limited for the benefit of certain participants of the Plans, with the voting rights attached thereto irrevocably entrusted to Mr. Tianhua Wu; and (iv) 0 Class A Ordinary Shares acquirable by certain participants of the Plans upon exercise of awards thereof within 60 days as of December 31, 2022, with the voting rights attached thereto irrevocably entrusted to Mr. Tianhua Wu.

(2) Represents 97,611,722 Class B Ordinary Shares and 240,000,000 Class A Ordinary Shares in the form of ADSs held by Sky Fintech Holding Limited, which are beneficially owned by Mr. Tianhua Wu through Tiger Family Trust, as further disclosed in Item 4.

(3) Represents 54.52% of the total outstanding voting power of the Issuer, based on 2,374,551,833 Class A Ordinary Shares and 97,611,722 Class B Ordinary Shares of the Issuer outstanding as of December 31, 2022 as a single class, as provided by the Issuer.

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|:---|:---|:---|
| **CUSIP No. 91531W106** | Schedule 13G | Page 3 of 15 Pages |

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| | | | |
|:---|:---|:---|:---|
| 1 | NAME OF REPORTING PERSON<br>Sky Fintech Holding Limited | NAME OF REPORTING PERSON<br>Sky Fintech Holding Limited | NAME OF REPORTING PERSON<br>Sky Fintech Holding Limited |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP<br>(a) ☐ <br>(b) ☐  | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP<br>(a) ☐ <br>(b) ☐  | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP<br>(a) ☐ <br>(b) ☐  |
| 3 | SEC USE ONLY | SEC USE ONLY | SEC USE ONLY |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION<br>British Virgin Islands | CITIZENSHIP OR PLACE OF ORGANIZATION<br>British Virgin Islands | CITIZENSHIP OR PLACE OF ORGANIZATION<br>British Virgin Islands |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER<br>337,611,722(1) |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 6 | SHARED VOTING POWER<br>0 |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE DISPOSITIVE POWER<br>337,611,722(1) |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 8 | SHARED DISPOSITIVE POWER<br>0 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON<br>337,611,722(1) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON<br>337,611,722(1) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON<br>337,611,722(1) |
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐  | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐  | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐  |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)<br>13.66%(1)(2) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)<br>13.66%(1)(2) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)<br>13.66%(1)(2) |
| 12 | TYPE OF REPORTING PERSON<br>CO | TYPE OF REPORTING PERSON<br>CO | TYPE OF REPORTING PERSON<br>CO |

---

(1) Represents 97,611,722 Class B Ordinary Shares and 240,000,000 Class A Ordinary Shares in the form of ADSs held by Sky Fintech Holding Limited, as further disclosed in Item 4.

(2) Represents 50.67% of the total outstanding voting power of the Issuer, based on 2,374,551,833 Class A Ordinary Shares and 97,611,722 Class B Ordinary Shares of the Issuer outstanding as of December 31, 2022 as a single class, as provided by the Issuer.

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|:---|:---|:---|
| **CUSIP No. 91531W106** | Schedule 13G | Page 4 of 15 Pages |

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| | | | |
|:---|:---|:---|:---|
| 1 | NAME OF REPORTING PERSON<br>Sky Tiger Investment Holding Limited | NAME OF REPORTING PERSON<br>Sky Tiger Investment Holding Limited | NAME OF REPORTING PERSON<br>Sky Tiger Investment Holding Limited |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP<br>(a) ☐ <br>(b) ☐  | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP<br>(a) ☐ <br>(b) ☐  | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP<br>(a) ☐ <br>(b) ☐  |
| 3 | SEC USE ONLY | SEC USE ONLY | SEC USE ONLY |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION<br>British Virgin Islands | CITIZENSHIP OR PLACE OF ORGANIZATION<br>British Virgin Islands | CITIZENSHIP OR PLACE OF ORGANIZATION<br>British Virgin Islands |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER<br>337,611,722(1) |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 6 | SHARED VOTING POWER<br>0 |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE DISPOSITIVE POWER<br>337,611,722(1) |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 8 | SHARED DISPOSITIVE POWER<br>0 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON<br>337,611,722(1) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON<br>337,611,722(1) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON<br>337,611,722(1) |
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐  | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐  | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐  |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)<br>13.66%(1)(2) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)<br>13.66%(1)(2) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)<br>13.66%(1)(2) |
| 12 | TYPE OF REPORTING PERSON<br>CO | TYPE OF REPORTING PERSON<br>CO | TYPE OF REPORTING PERSON<br>CO |

---

(1) Represents 97,611,722 Class B Ordinary Shares and 240,000,000 Class A Ordinary Shares in the form of ADSs held by Sky Fintech Holding Limited, which is wholly-owned by Sky Tiger Investment Holding Limited, as further disclosed in Item 4.

(2) Represents 50.67% of the total outstanding voting power of the Issuer, based on 2,374,551,833 Class A Ordinary Shares and 97,611,722 Class B Ordinary Shares of the Issuer outstanding as of December 31, 2022 as a single class, as provided by the Issuer.

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|:---|:---|:---|
| **CUSIP No. 91531W106** | Schedule 13G | Page 5 of 15 Pages |

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| | | | |
|:---|:---|:---|:---|
| 1 | NAME OF REPORTING PERSON<br>Lightspeed Rise Holdings Limited | NAME OF REPORTING PERSON<br>Lightspeed Rise Holdings Limited | NAME OF REPORTING PERSON<br>Lightspeed Rise Holdings Limited |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP<br>(a) ☐ <br>(b) ☐  | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP<br>(a) ☐ <br>(b) ☐  | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP<br>(a) ☐ <br>(b) ☐  |
| 3 | SEC USE ONLY | SEC USE ONLY | SEC USE ONLY |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION<br>British Virgin Islands | CITIZENSHIP OR PLACE OF ORGANIZATION<br>British Virgin Islands | CITIZENSHIP OR PLACE OF ORGANIZATION<br>British Virgin Islands |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER<br>337,611,722(1) |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 6 | SHARED VOTING POWER<br>0 |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE DISPOSITIVE POWER<br>337,611,722(1) |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 8 | SHARED DISPOSITIVE POWER<br>0 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON<br>337,611,722(1) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON<br>337,611,722(1) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON<br>337,611,722(1) |
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐  | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐  | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐  |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)<br>13.66%(1)(2) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)<br>13.66%(1)(2) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)<br>13.66%(1)(2) |
| 12 | TYPE OF REPORTING PERSON<br>CO | TYPE OF REPORTING PERSON<br>CO | TYPE OF REPORTING PERSON<br>CO |

---

(1) Represents 97,611,722 Class B Ordinary Shares and 240,000,000 Class A Ordinary Shares in the form of ADSs held by Sky Fintech Holding Limited, which is indirectly wholly-owned by Lightspeed Rise Holdings Limited through its wholly-owned subsidiary, Sky Tiger Investment Holding Limited, as further disclosed in Item 4.

(2) Represents 50.67% of the total outstanding voting power of the Issuer, based on 2,374,551,833 Class A Ordinary Shares and 97,611,722 Class B Ordinary Shares of the Issuer outstanding as of December 31, 2022 as a single class, as provided by the Issuer.

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|:---|:---|:---|
| **CUSIP No. 91531W106** | Schedule 13G | Page 6 of 15 Pages |

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| | | | |
|:---|:---|:---|:---|
| 1 | NAME OF REPORTING PERSON<br>Tiger Family Trust | NAME OF REPORTING PERSON<br>Tiger Family Trust | NAME OF REPORTING PERSON<br>Tiger Family Trust |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP<br>(a) ☐ <br>(b) ☐  | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP<br>(a) ☐ <br>(b) ☐  | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP<br>(a) ☐ <br>(b) ☐  |
| 3 | SEC USE ONLY | SEC USE ONLY | SEC USE ONLY |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION<br>Hong Kong | CITIZENSHIP OR PLACE OF ORGANIZATION<br>Hong Kong | CITIZENSHIP OR PLACE OF ORGANIZATION<br>Hong Kong |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER<br>337,611,722(1) |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 6 | SHARED VOTING POWER<br>0 |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE DISPOSITIVE POWER<br>337,611,722(1) |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 8 | SHARED DISPOSITIVE POWER<br>0 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON<br>337,611,722(1) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON<br>337,611,722(1) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON<br>337,611,722(1) |
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐  | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐  | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐  |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)<br>13.66%(1)(2) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)<br>13.66%(1)(2) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)<br>13.66%(1)(2) |
| 12 | TYPE OF REPORTING PERSON<br>OO | TYPE OF REPORTING PERSON<br>OO | TYPE OF REPORTING PERSON<br>OO |

---

(1) Represents 97,611,722 Class B Ordinary Shares and 240,000,000 Class A Ordinary Shares in the form of ADSs held by Sky Fintech Holding Limited, which is indirectly wholly-owned by Lightspeed Rise Holdings Limited, which in turn is controlled by Tiger Family Trust, a trust established under the laws of Hong Kong and managed by ARK Trust (Hong Kong) Limited as the trustee, as further disclosed in Item 4.

(2) Represents 50.67% of the total outstanding voting power of the Issuer, based on 2,374,551,833 Class A Ordinary Shares and 97,611,722 Class B Ordinary Shares of the Issuer outstanding as of December 31, 2022 as a single class, as provided by the Issuer.

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|:---|:---|:---|
| **CUSIP No. 91531W106** | Schedule 13G | Page 7 of 15 Pages |

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| | | | |
|:---|:---|:---|:---|
| 1 | NAME OF REPORTING PERSON<br>Tiger ESOP Trust | NAME OF REPORTING PERSON<br>Tiger ESOP Trust | NAME OF REPORTING PERSON<br>Tiger ESOP Trust |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP<br>(a) ☐ <br>(b) ☐  | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP<br>(a) ☐ <br>(b) ☐  | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP<br>(a) ☐ <br>(b) ☐  |
| 3 | SEC USE ONLY | SEC USE ONLY | SEC USE ONLY |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION<br>Hong Kong | CITIZENSHIP OR PLACE OF ORGANIZATION<br>Hong Kong | CITIZENSHIP OR PLACE OF ORGANIZATION<br>Hong Kong |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER<br>35,484,240 (1) |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 6 | SHARED VOTING POWER<br>0 |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE DISPOSITIVE POWER<br>35,484,240 (1) |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 8 | SHARED DISPOSITIVE POWER<br>0 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON<br>35,484,240 (1) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON<br>35,484,240 (1) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON<br>35,484,240 (1) |
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐  | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐  | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐  |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)<br>1.44%(1)(2) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)<br>1.44%(1)(2) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)<br>1.44%(1)(2) |
| 12 | TYPE OF REPORTING PERSON<br>OO | TYPE OF REPORTING PERSON<br>OO | TYPE OF REPORTING PERSON<br>OO |

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(1) Represents 35,484,240 Class A Ordinary Shares held by Kastle Limited, under Tiger ESOP Trust that is managed by Kastle Limited as trustee, for benefit of certain participants of the Plans.

(2) Represents 0.82% of the total outstanding voting power of the Issuer, based on 2,374,551,833 Class A Ordinary Shares and 97,611,722 Class B Ordinary Shares of the Issuer outstanding as of December 31, 2022 as a single class, as provided by the Issuer.

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|:---|:---|:---|
| **CUSIP No. 91531W106** | Schedule 13G | Page 8 of 15 Pages |

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| | | | |
|:---|:---|:---|:---|
| 1 | NAME OF REPORTING PERSON<br>Tiger ESOP Trust II | NAME OF REPORTING PERSON<br>Tiger ESOP Trust II | NAME OF REPORTING PERSON<br>Tiger ESOP Trust II |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP<br>(a) ☐ <br>(b) ☐  | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP<br>(a) ☐ <br>(b) ☐  | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP<br>(a) ☐ <br>(b) ☐  |
| 3 | SEC USE ONLY | SEC USE ONLY | SEC USE ONLY |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION<br>Hong Kong | CITIZENSHIP OR PLACE OF ORGANIZATION<br>Hong Kong | CITIZENSHIP OR PLACE OF ORGANIZATION<br>Hong Kong |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER<br>14,350,010(1) |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 6 | SHARED VOTING POWER<br>0 |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE DISPOSITIVE POWER<br>14,350,010(1) |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 8 | SHARED DISPOSITIVE POWER<br>0 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON<br>14,350,010(1) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON<br>14,350,010(1) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON<br>14,350,010(1) |
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐  | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐  | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐  |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)<br>0.58%(1)(2) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)<br>0.58%(1)(2) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)<br>0.58%(1)(2) |
| 12 | TYPE OF REPORTING PERSON<br>OO | TYPE OF REPORTING PERSON<br>OO | TYPE OF REPORTING PERSON<br>OO |

---

(1) Represents 14,350,010 Class A Ordinary Shares held by Kastle Limited, under Tiger ESOP Trust II that is managed by Kastle Limited as trustee, for benefit of certain participants of the Plans.

(2) Represents 0.33% of the total outstanding voting power of the Issuer, based on 2,374,551,833 Class A Ordinary Shares and 97,611,722 Class B Ordinary Shares of the Issuer outstanding as of December 31, 2022 as a single class, as provided by the Issuer.

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| | | |
|:---|:---|:---|
| **CUSIP No. 91531W106** | Schedule 13G | Page 9 of 15 Pages |

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**ITEM 1.**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(a)** **Name of Issuer:**

UP Fintech Holding Limited (the "Issuer")

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(b)** **Address of Issuer's Principal Executive Offices:**

18/F, Grandyvic Building, No. 1 Building, No. 16 Taiyanggong Middle Road, Chaoyang District, Beijing, 100020 PRC

**ITEM 2.**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(a)** **Name of Person Filing:**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(i) Tianhua Wu

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(ii) Sky Fintech Holding Limited

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(iii) Sky Tiger Investment Holding Limited

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(iv) Lightspeed Rise Holdings Limited

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(v) Tiger Family Trust

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(vi) Tiger ESOP Trust

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(vii) Tiger ESOP Trust II (collectively, the "Reporting Persons")

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(b)** **Address of Principal Office:**

Each of Tianhua Wu, Sky Fintech Holding Limited and Sky Tiger Investment Holding Limited—18/F, Grandyvic Building, No. 1 Building, No. 16 Taiyanggong Middle Road, Chaoyang District, Beijing, 100020 PRC

Each of Lightspeed Rise Holdings Limited, Tiger Family Trust—34/F, Tower Two, Times Square, 1 Matheson Street, Causeway Bay, Hong Kong

Each of Tiger ESOP Trust and Tiger ESOP Trust II—1/F,FWD Financial Centre,308 Des Voeux Road Central, Sheung Wan, Hong Kong

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(c)** **Citizenship:**

Tianhua Wu—People's Republic of China

Each of Sky Fintech Holding Limited, Sky Tiger Investment Holding Limited and Lightspeed Rise Holdings Limited—British Virgin Islands

Each of Tiger Family Trust, Tiger ESOP Trust and Tiger ESOP Trust II—Hong Kong

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| | | |
|:---|:---|:---|
| **CUSIP No. 91531W106** | Schedule 13G | Page 10 of 15 Pages |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(d)** **Title of Class of Securities:**

Class A ordinary shares, par value $0.00001 per share, of the Issuer ("Class A Ordinary Shares") and American Depositary Shares ("ADSs"), each presenting 15 Class A Ordinary Shares of the Issuer.

The Issuer's ordinary shares consist of Class A Ordinary Shares and Class B ordinary shares, par value $0.00001 per share ("Class B Ordinary Shares). Holders of Class A Ordinary Shares and Class B Ordinary Shares have the same rights except for voting and conversion rights. Each Class A Ordinary Share is entitled to one vote, and is not convertible into Class B Ordinary Share under any circumstances. Each Class B Ordinary Share is entitled to 20 votes, and is convertible into one Class A Ordinary Share at any time. Upon any sale of Class B Ordinary Shares by a holder thereof to any person other than Mr. Tianhua Wu or any entity which is not a permitted affiliate of Mr. Tianhua Wu, such Class B Ordinary Shares are automatically and immediately converted into the same number of Class A Ordinary Shares.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(e)** **CUSIP Number:**

91531W106

CUSIP number 91531W106 was assigned to the ADSs. The CUSIP number of Class A Ordinary Shares is G9405E104.

**ITEM 3. If This Statement Is Filed Pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), Check Whether the Person Filing is a:** 

Not applicable.

**ITEM 4. Ownership** 

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| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Reporting Person** | &nbsp;&nbsp;**Amount beneficially owned** | &nbsp;&nbsp;**Percent of class**(6) | &nbsp;&nbsp;**Sole power to vote or direct the vote** | &nbsp;&nbsp;**Shared power to vote or direct the vote** | &nbsp;&nbsp;**Sole power to dispose or to direct the disposition** | &nbsp;&nbsp;**Shared power to dispose or to direct the disposition** |
| &nbsp;&nbsp;Tianhua Wu | &nbsp;&nbsp;504292477 (1) | &nbsp;&nbsp;20.40%(1) | &nbsp;&nbsp;504292477 (1) | &nbsp;&nbsp;0 | &nbsp;&nbsp;337611722(2) | &nbsp;&nbsp;0 |
| &nbsp;&nbsp;Sky Fintech Holding Limited(3) | &nbsp;&nbsp;337611722 | &nbsp;&nbsp;13.66% | &nbsp;&nbsp;337611722 | &nbsp;&nbsp;0 | &nbsp;&nbsp;337611722 | &nbsp;&nbsp;0 |
| &nbsp;&nbsp;Sky Tiger Investment Holding Limited(3) | &nbsp;&nbsp;337611722 | &nbsp;&nbsp;13.66% | &nbsp;&nbsp;337611722 | &nbsp;&nbsp;0 | &nbsp;&nbsp;337611722 | &nbsp;&nbsp;0 |
| &nbsp;&nbsp;Lightspeed Rise Holdings Limited(3) | &nbsp;&nbsp;337611722 | &nbsp;&nbsp;13.66% | &nbsp;&nbsp;337611722 | &nbsp;&nbsp;0 | &nbsp;&nbsp;337611722 | &nbsp;&nbsp;0 |
| &nbsp;&nbsp;Tiger Family Trust(3) | &nbsp;&nbsp;337611722 | &nbsp;&nbsp;13.66% | &nbsp;&nbsp;337611722 | &nbsp;&nbsp;0 | &nbsp;&nbsp;337611722 | &nbsp;&nbsp;0 |
| &nbsp;&nbsp;Tiger ESOP Trust(4) | &nbsp;&nbsp;35484240 | &nbsp;&nbsp;1.44% | &nbsp;&nbsp;35484240 | &nbsp;&nbsp;0 | &nbsp;&nbsp;35484240 | &nbsp;&nbsp;0 |
| &nbsp;&nbsp;Tiger ESOP Trust II(5) | &nbsp;&nbsp;14350010 | &nbsp;&nbsp;0.58% | &nbsp;&nbsp;14350010 | &nbsp;&nbsp;0 | &nbsp;&nbsp;14350010 | &nbsp;&nbsp;0 |

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| | | |
|:---|:---|:---|
| **CUSIP No. 91531W106** | Schedule 13G | Page 11 of 15 Pages |

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(1) Represents (i) 97,611,722 Class B Ordinary Shares and 240,000,000 Class A Ordinary Shares in the form of ADSs held by Sky Fintech Holding Limited, which are beneficially owned by Mr. Tianhua Wu through Tiger Family Trust, as further disclosed in Item 4; (ii) 125,166,360 Class A Ordinary Shares in the form of ADSs issued to participants of the UP Fintech Holding Limited Share Incentive Plan and the UP Fintech Holding Limited 2019 Performance Incentive Plan of the Issuer (the "Plans") by exercise of awards thereof, with the voting rights attached thereto irrevocably entrusted to Mr. Tianhua Wu; (iii) 41,514,395 Class A Ordinary Shares held by Kastle Limited for the benefit of certain participants of the Plans, with the voting rights attached thereto irrevocably entrusted to Mr. Tianhua Wu; and (iv) 0 Class A Ordinary Shares acquirable by certain participants of the Plans upon exercise of awards thereof within 60 days as of December 31, 2022, with the voting rights attached thereto irrevocably entrusted to Mr. Tianhua Wu.

(2) Represents 97,611,722 Class B Ordinary Shares and 240,000,000 Class A Ordinary Shares in the form of ADSs held by Sky Fintech Holding Limited, which are beneficially owned by Mr. Tianhua Wu through Tiger Family Trust, as further disclosed in note (3) below.

(3) Represents 97,611,722 Class B Ordinary Shares and 240,000,000 Class A Ordinary Shares in the form of ADSs held by Sky Fintech Holding Limited. Sky Fintech Holding Limited is indirectly wholly-owned by Lightspeed Rise Holdings Limited, through its wholly-owned subsidiary, Sky Tiger Investment Holding Limited. Lightspeed Rise Holdings Limited is controlled by Tiger Family Trust, a trust established under the laws of Hong Kong and managed by ARK Limited as the trustee. Mr. Tianhua Wu is the settlor of Tiger Family Trust, and Mr. Tianhua Wu and his family are the trust's beneficiaries. Each Class B Ordinary Share is entitled to 20 votes, and is convertible into one Class A Ordinary Share at any time. Under the terms of this trust, Mr. Tianhua Wu has the power to direct the trustee with respect to the retention or disposal of, and the exercise of any voting and other rights attached to, the shares held by Sky Fintech Holding Limited in the Issuer. Pursuant to Section 13(d) of the Securities Exchange Act of 1934, as amended, and the rules promulgated thereunder, Mr. Tianhua Wu may be deemed to beneficially own all of the shares of the Issuer owned by Sky Fintech Holding Limited.

(4) Represents 35,484,240 Class A Ordinary Shares held by Kastle Limited, under Tiger ESOP Trust that was managed by Kastle Limited as trustee, for benefit of certain participants of the Plans.

(5) Represents 14,350,010 Class A Ordinary Shares held by Kastle Limited, under Tiger ESOP Trust II that was managed by Kastle Limited as trustee, for benefit of certain participants of the Plans.

(6) Based on 2,374,551,833 Class A Ordinary Shares and 97,611,722 Class B Ordinary Shares of the Issuer outstanding as of December 31, 2022 as a single class, as provided by the Issuer.

**ITEM 5. Ownership of Five Percent or Less of a Class**

Not applicable.

**ITEM 6. Ownership of More than Five Percent on Behalf of Another Person**

Not applicable.

**ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.**

Not applicable.

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| | | |
|:---|:---|:---|
| **CUSIP No. 91531W106** | Schedule 13G | Page 12 of 15 Pages |

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**ITEM 8. Identification and Classification of Members of the Group**

Not applicable.

**ITEM 9. Notice of Dissolution of the Group**

Not applicable.

**ITEM 10. Certification**

Not applicable.

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| | | |
|:---|:---|:---|
| **CUSIP No. 91531W106** | Schedule 13G | Page 13 of 15 Pages |

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**SIGNATURE**

After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

Dated: February 13, 2023

**Tianhua Wu**

<u>/s/ Tianhua Wu</u> 

**Sky Fintech Holding Limited**

By: <u>/s/ Tianhua Wu</u> 

Name: Tianhua Wu

Title: Director

**Sky Tiger Investment Holding Limited**

By: <u>/s/ Tianhua Wu</u> 

Name: Tianhua Wu

Title: Director

**Lightspeed Rise Holdings Limited**

By: <u>/s/WANG Jing Jenny /s/WANG Meiyu</u>

Name: Helm Management Limited

Title: Director

Authorized signatories: <u>WANG Jing Jenny & WANG Meiyu</u>

**ARK Trust (Hong Kong) Limited, acting as the trustee of Tiger Family Trust**

By: <u>/s/WANG Jing Jenny /s/WANG Meiyu</u>

Name: WANG Jing Jenny & WANG Meiyu

Title: Authorized signatories<br>For and on behalf of<br>ARK Trust (Hong Kong) Limited<br>Trustee

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| | | |
|:---|:---|:---|
| **CUSIP No. 91531W106** | Schedule 13G | Page 14 of 15 Pages |

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**Kastle Limited, acting as the trustee of Tiger ESOP Trust**

By: <u>/s/</u> <u>LI Man Lung</u> 

Name: LI Man Lung

Title: Authorized signatories<br>For and on behalf of<br>Kastle Limited<br>Trustee

**Kastle Limited, acting as the trustee of Tiger ESOP Trust II**

By: <u>/s/</u> <u>LI Man Lung</u> 

Name: LI Man Lung

Title: Authorized signatories<br>For and on behalf of<br>Kastle Limited<br>Trustee

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| | | |
|:---|:---|:---|
| **CUSIP No. 91531W106** | Schedule 13G | Page 15 of 15 Pages |

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**LIST OF EXHIBITS**

**TO SCHEDULE 13G**

---

| | |
|:---|:---|
| &nbsp;&nbsp;**Exhibit No.** | &nbsp;&nbsp;**Description** |
| &nbsp;&nbsp;A | &nbsp;&nbsp;Joint Filing Agreement |

---

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**EXHIBIT A**

**JOINT FILING AGREEMENT**

In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the ordinary shares, par value of $0.00001 per share or American Depositary Shares, of UP Fintech Holding Limited, a Cayman Islands company, and that this Agreement may be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.

IN WITNESS WHEREOF, the undersigned hereby execute this Agreement as of February 13, 2023.

**Tianhua Wu**

<u>/s/ Tianhua Wu</u> 

**Sky Fintech Holding Limited**

By: <u>/s/ Tianhua Wu</u> 

Name: Tianhua Wu

Title: Director

**Sky Tiger Investment Holding Limited**

By: <u>/s/ Tianhua Wu</u> 

Name: Tianhua Wu

Title: Director

**Lightspeed Rise Holdings Limited**

By: <u>/s/WANG Jing Jenny /s/WANG Meiyu</u>

Name: Helm Management Limited

Title: Director

Authorized signatories: <u>WANG Jing Jenny & WANG Meiyu</u>

**ARK Trust (Hong Kong) Limited, acting as the trustee of Tiger Family Trust**

------

By: <u>/s/WANG Jing Jenny /s/WANG Meiyu</u>

Name: WANG Jing Jenny & WANG Meiyu

Title: Authorized signatories<br>For and on behalf of<br>ARK Trust (Hong Kong) Limited<br>Trustee

**Kastle Limited, acting as the trustee of Tiger ESOP Trust**

By: <u>/s/</u> <u>LI Man Lung</u> 

Name: LI Man Lung

Title: Authorized signatories<br>For and on behalf of<br>Kastle Limited<br>Trustee

**Kastle Limited, acting as the trustee of Tiger ESOP Trust II**

By: <u>/s/</u> <u>LI Man Lung</u> 

Name: LI Man Lung

Title: Authorized signatories<br>For and on behalf of<br>Kastle Limited<br>Trustee

------