# EDGAR Filing Document

**Accession Number:** 0001816723
**File Stem:** 0001493152-23-007255
**Filing Date:** 2023-3
**Character Count:** 18020
**Document Hash:** f1209d380ce8996167fda0c8019dfed5
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-23-007255.hdr.sgml**: 20230310

**ACCESSION NUMBER**: 0001493152-23-007255

**CONFORMED SUBMISSION TYPE**: 6-K

**PUBLIC DOCUMENT COUNT**: 5

**CONFORMED PERIOD OF REPORT**: 20230310

**FILED AS OF DATE**: 20230310

**DATE AS OF CHANGE**: 20230310

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Graphex Group Ltd
- **CENTRAL INDEX KEY:** 0001816723
- **STANDARD INDUSTRIAL CLASSIFICATION:** ELECTRICAL INDUSTRIAL APPARATUS [3620]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** E9
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 6-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41471
- **FILM NUMBER:** 23724105

**BUSINESS ADDRESS:**
- **STREET 1:** 11/F., COFCO TOWER, 262 GLOUCESTER ROAD,
- **STREET 2:** CAUSEWAY BAY
- **CITY:** HONG KONG
- **STATE:** K3
- **ZIP:** 00000
- **BUSINESS PHONE:** (852)25599438

**MAIL ADDRESS:**
- **STREET 1:** 11/F., COFCO TOWER, 262 GLOUCESTER ROAD,
- **STREET 2:** CAUSEWAY BAY
- **CITY:** HONG KONG
- **STATE:** K3
- **ZIP:** 00000

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Earthasia International Holdings Ltd.
- **DATE OF NAME CHANGE:** 20200702

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

**FORM 6-K**

**REPORT OF FOREIGN PRIVATE ISSUER**

**PURSUANT TO RULE 13a-16 OR 15d-16**

**UNDER THE SECURITIES EXCHANGE ACT OF 1934**

For the month of **March 2023**

**Commission File Number 001-41471**

**Graphex Group Limited**

(Translation of registrant's name into English)

**11/F COFCO Tower 262 Gloucester Road Causeway Bay**

**Hong Kong**

**Tel: + 852 2559 9438**

(Address of Principal Executive Offices)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

☒ Form 20-F ☐ Form 40-F

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐

**Graphex Group Limited.**

Form 6-K

**TABLE OF CONTENTS**

---

| | |
|:---|:---|
| Item | Page |
| [Other Information](#ed_001) | 1 |
| [Signatures](#ed_002) | 2 |
| [Exhibit Index](#ed_003) | 3 |

---

***<u>Other Information:</u>***

Graphex Group Limited (NYSE American: GRFX \| HKSE: 6128).

Graphex Group Limited (the "Company" or "we") is a foreign private issuer with its ordinary shares listed on The Stock Exchange of Hong Kong Limited ("HKSE") and has its American Depositary Shares ("ADSs") listed on the NYSE American LLC stock exchange market.

The Company held an extraordinary general meeting on March 10, 2023 ("EGM"). The EGM was previously reported in a Report on Form 6-K filed on February 9, 2023 and was held to consider the resolutions described in such Report (the "Resolutions"). An announcement dated March 10, 2023 by the Company of the results of the votes by the stockholders of the Company has been made in accordance with the rules of the HKSE. The English version of this announcement is attached to this Report as Exhibit 99.1, which is hereby incorporated herein. Each of the Resolutions was approved by the votes of the holders of the Company's ordinary shares as described in such announcement.

The Company also issued an announcement or Profit Alert pursuant to Rule 13.09 of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited (the "Listing Rules") and the Inside Information Provisions (as defined in the Listing Rules) under Part XIVA of the Securities and Futures Ordinance (the "SFO", Chapter 571, Laws of Hong Kong). This announcement is attached to this Report as Exhibit 99.2, which is hereby incorporated herein.

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

---

| | |
|:---|:---|
| GRAPHEX GROUP LIMTED | GRAPHEX GROUP LIMTED |
| By: | */s/ Andross Chan* |
|  | Andross Chan |
|  | Chief Executive Officer |

---

Date: March 10, 2023

**EXHIBIT INDEX**

---

| | |
|:---|:---|
| Exhibit No. | Exhibit |
| 99.1 | [Hong Kong Stock Exchange Announcement dated March 10, 2023 Regarding the Poll Results of the Extraordinary General Meeting held March 10, 2023](ex99-1.htm) |
| 99.2 | [Announcement or Profit Alert dated March 10, 2023](ex99-2.htm) |

---

## Exhibit 99.1

**Exhibit 99.1**

Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.

 

This announcement appears for information purpose only and does not constitute an invitation or offer to acquire, purchase or subscribe for any securities of the Company.

 

This announcement appears for information purposes only and does not constitute any invitation to subscribe for any securities in Hong Kong, the United States or elsewhere, nor shall it (or any part of it) or the fact of its distribution, form the basis of, or be relied on in connection with, any contract or invitation to subscribe for securities, and is provided for information only. The distribution of this announcement may be restricted by law in certain jurisdictions and persons into whose possession the information referred to herein comes should inform themselves about and observe any such restriction. Any failure to comply with these restrictions may constitute a violation of the laws of any such jurisdictions. Securities referred to in this announcement have not been issued, registered in accordance with any securities laws and regulations or allowed to be offered to public or to circulate in Hong Kong, the United States, or elsewhere. No representation is made that any such securities will be issued or so registered or allowed to be offered to the public or circulated in Hong Kong, the United States or elsewhere. Securities may not be offered or sold in the United States absent registration under the U.S. Securities Act of 1933, as amended (the "Securities Act"), or an exemption from registration under the Securities Act. Any public offering of securities to be made in the United States will be made by means of a prospectus that may be obtained from the issuer and that will contain detailed information about the issuer and its management, as well as financial statements.

![](ex99-1_001.jpg)

**GRAPHEX GROUP LIMITED**

**烯 石 電 動 汽 車 新 材 料 控 股 有 限 公 司**

*(Incorporated in the Cayman Islands with limited liability)*

**(Stock code: 6128)**

**POLL RESULTS OF THE EXTRAORDINARY GENERAL MEETING**

Reference is made to the circular (the "**Circular**") and the notice of the extraordinary general meeting (the "**Notice**") of the Company both dated 10 February 2023 in relation to the convening of the EGM for the purpose of considering and, if thought fit, approving, inter alia, the Refreshment of General Mandate. Capitalized terms used herein shall have the same meanings as those defined in the Circular and Notice unless otherwise stated.

**Poll results**

At the EGM of the Company held on 10 March 2023, voting on the proposed ordinary resolution (the "**Resolution**") as set out in the Notice was taken by poll.

The poll results in respect of the Resolution proposed at the EGM was as follows:

---

| | | | |
|:---|:---|:---|:---|
| | | **No. of Votes (%)** | **No. of Votes (%)** |
| **ORDINARY RESOLUTION** | **ORDINARY RESOLUTION** | **FOR** | **AGAINST** |
| 1. | To approve that: | 73,618,631 Ordinary (Note 1) <br>| 7,445,700 Ordinary<br>|
|  |  | Shares (90.82%) | Shares (9.18%) |
| (a) | the Existing General Mandate granted to the Directors to allot, issue and deal with the additional Ordinary Shares pursuant to ordinary resolution number 6 passed at the AGM held on 29 June 2022 be and is hereby revoked (without prejudice to any valid exercise of the Existing General Mandate prior to the passing of this resolution); |  |  |
| (b) | subject to paragraph (e) below, a New General Mandate be and is hereby unconditionally granted to the Directors to exercise during the Relevant Period (as defined in paragraph (e) below) all the powers of the Company to allot, issue and deal with additional Ordinary Shares and to make or grant offers, agreements, options (including bonds, warrants and debentures convertible into Ordinary Shares) or warrants which would or might require the exercise of such powers, subject to and in accordance with all applicable laws and requirements of the Listing Rules (as amended from time to time); |  |  |
| (c) | the New General Mandate approved in paragraph (b) of this resolution above shall be in addition to any other authorization given to the Directors and shall authorize the Directors during the Relevant Period to make or grant offers, agreements, options (including bonds, warrants and debentures convertible into Ordinary Shares) and rights of exchange or conversion which might require the exercise of such powers after the end of the Relevant Period; and |  |  |

---

---

| | | | |
|:---|:---|:---|:---|
|  |  | **No. of Votes (%)** | **No. of Votes (%)** |
| **ORDINARY RESOLUTION** | **ORDINARY RESOLUTION** | **FOR** | **AGAINST** |
| (d) | the aggregate nominal amount of share capital allotted or agreed conditionally or unconditionally to be allotted (whether pursuant to an option or otherwise) by the Directors pursuant to the New General Mandate approved in paragraph (b) above, otherwise than pursuant to (i) a Rights Issue (as defined in paragraph (e) below); or (ii) any share schemes (including share option schemes and share award schemes) or similar arrangement for the time being adopted by the Company and/or any of its subsidiaries for the purpose of granting or issuing Ordinary Shares or right to acquire Ordinary Shares to any eligible participants under such share schemes; or (iii) an issue of Ordinary Share in lieu of the whole or part of a dividend on Ordinary Shares in accordance with the memorandum and articles of association of the Company from time to time; or (iv) pursuant to a specific authority granted by the Ordinary Shareholders; or (v) an issue of Ordinary Shares as scrip dividend or similar arrangement in accordance with the articles of association of the Company from time to time, shall not exceed 20% of the aggregate number of the Ordinary Shares in the share capital of the Company in issue as at the date of the passing of this resolution, and the New General Mandate shall be limited accordingly. |  |  |

---

Note:

1. A
 total of 77,548,631 Ordinary Shares were cast in favour of the Resolution, of which 3,930,000
 Ordinary Shares were cast in favour of inadvertently by Mr. Chan. According to the Listing
 Rules, Mr. Chan should abstain from voting on the Resolution. In this regard, the total number
 of votes cast for the Resolution (excluding 3,930,000 votes cast by Mr. Chan) was 73,618,631
 votes.

As at the date of the EGM, the total number of issued Ordinary Shares was 683,493,072 Ordinary Shares. As disclosed in the Circular, Mr. Chan and Mr. Lau with their corresponding associates, holding 97,920,887 and 55,215,444 Ordinary Shares, representing 14.33% and 8.08% of the total issued Ordinary Shares respectively, are required to abstain from voting at the EGM. Save as disclosed, no other Ordinary Shareholder was entitled to attend but was required to abstain from voting in favour at the EGM pursuant to Rule 13.40 of the Listing Rules or have stated their intention in the Circular to vote against or to abstain from voting on the Resolution at the EGM. The total number of Ordinary Shares entitling the Ordinary Shareholders to attend and vote on the Resolution at the EGM were 530,356,741 Ordinary Shares.

As more than 50% of the votes were cast (excluding 3,930,000 votes cast by Mr. Chan) in favour of the above Resolution, it was duly passed as an ordinary resolution of the Company.

Tricor Investor Services Limited, the Company's branch share registrar in Hong Kong, acted as the scrutineer for the poll at the EGM.

Mr. Lau Hing Tat Patrick, Mr. Chan Yick Yan Andross, Mr. Qiu Bin, Mr. Ma Lida, Mr. Liu Kwong Sang and Mr. Chan Anthony Kaikwong attended the EGM in person or by electronic means.

---

| |
|:---|
| By Order of the Board |
| **Graphex Group Limited** |
| **Lau Hing Tat Patrick** |
| *Chairman* |

---

 

Hong Kong, 10 March 2023

As at the date of this announcement, the executive Directors are Mr. Lau Hing Tat Patrick, Mr. Chan Yick Yan Andross and Mr. Qiu Bin; the non-executive Director is Mr. Ma Lida; and the independent non-executive Directors are Ms. Tam Ip Fong Sin, Mr. Wang Yuncai, Mr. Liu Kwong Sang, Mr. Tang Zhaodong and Mr. Chan Anthony Kaikwong.

## Exhibit 99.2

**Exhibit 99.2**

Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.

This announcement appears for information purpose only and does not constitute an invitation or offer to acquire, purchase or subscribe for any securities of the Company.

This announcement appears for information purposes only and does not constitute any invitation to subscribe for any securities in Hong Kong, the United States or elsewhere, nor shall it (or any part of it) or the fact of its distribution, form the basis of, or be relied on in connection with, any contract or invitation to subscribe for securities, and is provided for information only. The distribution of this announcement may be restricted by law in certain jurisdictions and persons into whose possession the information referred to herein comes should inform themselves about and observe any such restriction. Any failure to comply with these restrictions may constitute a violation of the laws of any such jurisdictions. Securities referred to in this announcement have not been issued, registered in accordance with any securities laws and regulations or allowed to be offered to public or to circulate in Hong Kong, the United States, or elsewhere. No representation is made that any such securities will be issued or so registered or allowed to be offered to the public or circulated in Hong Kong, the United States or elsewhere. Securities may not be offered or sold in the United States absent registration under the U.S. Securities Act of 1933, as amended (the "Securities Act"), or an exemption from registration under the Securities Act. Any public offering of securities to be made in the United States will be made by means of a prospectus that may be obtained from the issuer and that will contain detailed information about the issuer and its management, as well as financial statements.

![](ex99-2_001.jpg)

**GRAPHEX GROUP LIMITED**

**烯 石 電 動 汽 車 新 材 料 控 股 有 限 公 司**

*(Incorporated in the Cayman Islands with limited liability)*

**(Stock Code: 6128)**

**PROFIT ALERT**

This announcement is made by Graphex Group Limited (the "**Company**", together with its subsidiaries, the "**Group**") pursuant to Rule 13.09 of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited (the "**Listing Rules**") and the Inside Information Provisions (as defined in the Listing Rules) under Part XIVA of the Securities and Futures Ordinance (the "**SFO**", Chapter 571, Laws of Hong Kong).

The Group expects to record a net loss attributable to shareholders of approximately HK$79 million for the year ended 31 December 2022, representing an increase of approximately 48% compared to the net loss of HK$53.5 million in 2021 in accordance with International Financial Reporting Standards ("**IFRSs**"). The increase in net loss was primarily due to lacking a one-time gain of HK$51 million recognized in 2021 arisen from the conversion of promissory note to preference shares. The revenue of the Group for the year ended 31 December 2022 is approximately HK$341 million, declined by 13% compared to the 2021 annual revenue of HK$391 million. The result of the Group has been affected by disruptions of COVID-19 including different levels of pandemic-related lockdowns in China during 2022. The Group expects the operations shall resume as usual in 2023 amid the changes of COVID-19 policies in China.

The Company is still in the process of finalizing the consolidated results of the Group for the year ended 31 December 2022. The information contained in this announcement only represents a preliminary assessment based on the unaudited management accounts for the year ended 31 December 2022 and the information currently available to the Board which has not been reviewed or audited by the auditors of the Company. Shareholders and potential investors are advised to read carefully the final results announcement of the Group for the year ended 31 December 2022 which is expected to be published before the end of March 2023.

**Shareholders and potential investors are advised to exercise caution when dealing in the securities of the Company.**

---

| |
|:---|
| By order of the Board |
| **Graphex Group Limited** |
| **Lau Hing Tat Patrick** |
| *Chairman* |

---

Hong Kong, 10 March 2023

As at the date of this announcement, the executive Directors are Mr. Lau Hing Tat Patrick, Mr. Chan Yick Yan Andross and Mr. Qiu Bin; the non-executive Director is Mr. Ma Lida; and the independent non-executive Directors are Ms. Tam Ip Fong Sin, Mr. Wang Yuncai, Mr. Liu Kwong Sang, Mr. Tang Zhaodong and Mr. Chan Anthony Kaikwong.