# EDGAR Filing Document

**Accession Number:** 0001846968
**File Stem:** 0001193125-23-053826
**Filing Date:** 2023-2
**Character Count:** 12845
**Document Hash:** c9b7b9158997b62dfd458a151dfa100e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-23-053826.hdr.sgml**: 20230228

**ACCESSION NUMBER**: 0001193125-23-053826

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 14

**CONFORMED PERIOD OF REPORT**: 20230222

**ITEM INFORMATION**: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**ITEM INFORMATION**: Other Events

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230228

**DATE AS OF CHANGE**: 20230228

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Cascadia Acquisition Corp.
- **CENTRAL INDEX KEY:** 0001846968
- **STANDARD INDUSTRIAL CLASSIFICATION:** BLANK CHECKS [6770]
- **IRS NUMBER:** 862105250
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-40762
- **FILM NUMBER:** 23685227

**BUSINESS ADDRESS:**
- **STREET 1:** 1000 2ND AVENUE SUITE 1200
- **CITY:** SEATTLE
- **STATE:** WA
- **ZIP:** 98104
- **BUSINESS PHONE:** 206.436.2514

**MAIL ADDRESS:**
- **STREET 1:** 1000 2ND AVENUE SUITE 1200
- **CITY:** SEATTLE
- **STATE:** WA
- **ZIP:** 98104

?xml version="1.0" encoding="utf-8" ? 8-K

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### UNITED STATES

### SECURITIES AND EXCHANGE COMMISSION

#### Washington, D.C. 20549

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### FORM 8-K

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#### CURRENT REPORT

#### PURSUANT TO SECTION 13 OR 15(d)

#### OF THE SECURITIES EXCHANGE ACT OF 1934

#### Date of Report (Date of earliest event reported): February 22, 2023

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## Cascadia Acquisition Corp.

#### (Exact name of registrant as specified in its charter)

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| | | |
|:---|:---|:---|
| **Delaware** | **001-40762** | **86-2105250** |
| **(State or other jurisdiction**<br> **of incorporation)** | **(Commission**<br> **File Number)** | **(IRS Employer**<br> **Identification No.)** |

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#### 1000 2nd Avenue, Suite 1200

#### Seattle, Washington 98104

#### (Address of principal executive offices, including zip code)

#### Registrant's telephone number, including area code: (206) 436-2550

#### Not Applicable

#### (Former name or former address, if changed since last report)

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading**<br> **Symbol(s)** | **Name of each exchange**<br> **on which registered** |
| Units, each consisting of one share of Class A common stock, $0.0001 par value, and one-half of one Redeemable Warrant | CCAIU | The Nasdaq Stock Market LLC |
| Shares of Class A common stock | CCAI | The Nasdaq Stock Market LLC |
| Redeemable Warrants | CCAIW | The Nasdaq Stock Market LLC |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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| | |
|:---|:---|
| **Item 5.03** | **Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.**  |

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As approved by its stockholders at the Special Meeting of Stockholders held on February 22, 2023 (the "**Special Meeting**"), Cascadia Acquisition Corp., a Delaware corporation (the "**Cascadia**"), filed an amendment to its Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware on February 27, 2023 (the "**Charter Amendment**"), to (i) extend the date by which Cascadia has to consummate a business combination to August 31, 2023 and (ii) expand the methods that Cascadia may employ to not become subject to the "penny stock" rules of the Securities and Exchange Commission (the "**SEC**").

The foregoing description of the Charter Amendment is qualified in its entirety by reference to the full text of the Charter Amendment, a copy of which is filed with this Current Report on Form 8-K as Exhibit 3.1 and is incorporated herein by reference.

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| | |
|:---|:---|
| **Item 5.07** | **Submission of Matters to a Vote of Security Holders.**  |

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On February 22, 2023, Cascadia held the Special Meeting. On January 24, 2023, the record date for the Special Meeting, there were 18,750,000 shares of common stock of Cascadia entitled to be voted at the Special Meeting. At the Special Meeting, 14,839,903 shares of common stock of Cascadia, or 79.15% of the shares entitled to vote at the Special Meeting, were represented in person or by proxy.

1.&nbsp;&nbsp;&nbsp;&nbsp;Extension Amendment Proposal

Stockholders approved the proposal to amend Cascadia's Amended and Restated Certificate of Incorporation to extend the date by which Cascadia must consummate a business combination to August 31, 2023 (the "**Extension Amendment Proposal**"). Adoption of the Extension Amendment Proposal required approval by the affirmative vote of at least a 65% Cascadia's outstanding shares of common stock. The voting results were as follows:

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| | | | |
|:---|:---|:---|:---|
| FOR | AGAINST | ABSTAIN | BROKER NON-<br>VOTES |
| 14785214 | 202 | 54487 | 0 |

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2.&nbsp;&nbsp;&nbsp;&nbsp;NTA Requirement Amendment Proposal

Stockholders approved the proposal to amend Cascadia's Amended and Restated Certificate of Incorporation to expand the methods that Cascadia may employ to not become subject to the "penny stock" rules of the SEC (the "**NTA Requirement Amendment Proposal**"). Adoption of the NTA Requirement Amendment Proposal required approval by the affirmative vote of at least a 65% Cascadia's outstanding shares of common stock. The voting results were as follows:

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| | | | |
|:---|:---|:---|:---|
| FOR | AGAINST | ABSTAIN | BROKER NON-<br>VOTES |
| 14785714 | 202 | 53987 | 0 |

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3.&nbsp;&nbsp;&nbsp;&nbsp;Adjournment Proposal

Stockholders approved the proposal to allow the chairperson of the Special Meeting to adjourn the Special Meeting to a later date or dates to permit further solicitation of proxies or if otherwise determined by the chairperson of the Special Meeting to be necessary or appropriate (the "**Adjournment Proposal**"). Adoption of the Adjournment Proposal required approval by the affirmative vote of at least a majority of Cascadia's outstanding shares represented by virtual attendance or by proxy and entitled to vote thereon at the Special Meeting. The voting results were as follows:

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| | | | |
|:---|:---|:---|:---|
| FOR | AGAINST | ABSTAIN | BROKER NON-<br>VOTES |
| 14782439 | 3477 | 53987 | 0 |

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| | |
|:---|:---|
| **Item 8.01** | **Other Events.**  |

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In connection with the approval of the Extension Amendment Proposal described under Item 5.07 of this Current Report on Form 8-K, 14,710,805 shares of Cascadia's Class A common stock were tendered for redemption.

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| | |
|:---|:---|
| **Item 9.01** | **Financial Statements and Exhibits.**  |

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(d) Exhibits

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| | |
|:---|:---|
| **Exhibit**<br> **Number** | **Description** |
| 3.1 | [Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Cascadia Acquisition Corp. dated February 27, 2023](d434059dex31.htm) |
| 104 | Cover Page Interactive Data File (the cover page XBRL tags are embedded within the inline XBRL document) |

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#### SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
| Date: February 28, 2023 | CASCADIA ACQUISITION CORP. | CASCADIA ACQUISITION CORP. |
|  | By: | /s/ Jamie Boyd |
|  | Name: | Jamie Boyd |
|  | Title: | Chief Executive Officer |

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## Exhibit 3.1

**Exhibit 3.1** 

**CERTIFICATE OF AMENDMENT TO THE** 

**AMENDED AND RESTATED** 

**CERTIFICATE OF INCORPORATION** 

**OF** 

**CASCADIA ACQUISITION CORP.** 

Cascadia Acquisition Corp. (hereinafter called the "***Corporation***"), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware, does hereby certify as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1. The name of the Corporation is "Cascadia Acquisition Corp." The original Certificate of Incorporation
of the Corporation was filed with the Secretary of the State of Delaware on February 16, 2021.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2. The Amended and Restated Certificate of Incorporation of the Corporation was filed with the Secretary of State
of the State of Delaware on August 25, 2021.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3. The Amended and Restated Certificate of Incorporation of the Corporation is hereby amended by deleting the
phrase "within 18 months from the closing of the Offering" contained in clause (ii) of Section 9.1(b) of Article IX thereof in its entirety and inserting the phrase "on or before the Deadline Date (as defined below)" in
lieu thereof.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4. The Amended and Restated Certificate of Incorporation of the Corporation is hereby amended by deleting the
phrase "In the event that the Corporation has not consummated an initial Business Combination by the Deadline Date" contained in Section 9.1(b) of Article IX thereof in its entirety and inserting the phrase "In the event that the
Corporation has not consummated an initial Business Combination by August 31, 2023 (the "  ***Deadline Date*** ")".

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5. The Amended and Restated Certificate of Incorporation of the Corporation is hereby amended by amending and
restating Section 9.2(a) as follows:

"Prior to the consummation of the initial Business Combination, the Corporation shall provide all holders of Offering Shares with the opportunity to have their Offering Shares redeemed upon the consummation of the initial Business Combination pursuant to, and subject to the limitations of, Sections 9.2(b) and 9.2(c) hereof (such rights of such holders to have their Offering Shares redeemed pursuant to such Sections, the "***Redemption Rights***") for a per-share price, payable in cash, equal to the applicable redemption price per share determined in accordance with Section 9.2(b) hereof (the "***Redemption Price***"); provided, however, that the Corporation will only redeem Offering Shares so long as (after such redemption) (i) the net tangible assets (as determined in accordance with Rule 3a51-1(g)(1) of the Securities Exchange Act of 1934, as amended (the "***Exchange Act***") (or any successor rule)) of the Corporation or any entity that succeeds the Corporation as a public company will be at least $5,000,001 either immediately prior to or upon consummation of the initial Business Combination and after payment of underwriters' fees and commissions or (ii) the Corporation is otherwise exempt from the provisions of Rule 419 promulgated under the Securities Act of 1933, as amended (such limitation hereinafter called the "***Redemption Limitation***"). Notwithstanding anything to the contrary contained in this Amended and Restated Certificate, there shall be no Redemption Rights or liquidating distributions with respect to any warrant issued pursuant to the Offering. This redemption obligation exists only with respect to the proposed business combination with respect to which it relates."

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6. The foregoing amendments were duly adopted in accordance with the provisions of Section 242 of the General
Corporation Law of the State of Delaware.

[Remainder of page intentionally left blank]

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IN WITNESS WHEREOF, the Corporation has caused this Certificate of Amendment to be executed and acknowledged this 27th day of February, 2023.

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| | |
|:---|:---|
| **CASCADIA ACQUISITION CORP.** | **CASCADIA ACQUISITION CORP.** |
| By: | /s/ Jamie Boyd |
| Name: | Jamie Boyd |
| Title: | Chief Executive Officer and Chief Financial Officer |

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[SIGNATURE PAGE TO CERTIFICATE OF AMENDMENT]