# EDGAR Filing Document

**Accession Number:** 0000789933
**File Stem:** 0000789933-26-000045
**Filing Date:** 2026-2
**Character Count:** 10736
**Document Hash:** 27ea57a8cc2379fa4c794baa81d7b8f8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000789933-26-000045.hdr.sgml**: 20260217

**ACCESSION NUMBER**: 0000789933-26-000045

**CONFORMED SUBMISSION TYPE**: 5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260217

**DATE AS OF CHANGE**: 20260217

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** RANKIN CLAIBORNE R
- **CENTRAL INDEX KEY:** 0001247952

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-09172
- **FILM NUMBER:** 26639536

**MAIL ADDRESS:**
- **STREET 1:** 5875 LANDERBROOK DRIVE
- **STREET 2:** SUITE 300
- **CITY:** MAYFIELD HEIGHTS
- **STATE:** OH
- **ZIP:** 44124
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NACCO INDUSTRIES INC
- **CENTRAL INDEX KEY:** 0000789933
- **STANDARD INDUSTRIAL CLASSIFICATION:** BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
- **ORGANIZATION NAME:** 01 Energy & Transportation
- **EIN:** 341505819
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 22901 MILLCREEK BLVD
- **STREET 2:** SUITE 600
- **CITY:** CLEVELAND
- **STATE:** OH
- **ZIP:** 44122
- **BUSINESS PHONE:** 2163081151

**MAIL ADDRESS:**
- **STREET 1:** 22901 MILLCREEK BLVD
- **STREET 2:** SUITE 600
- **CITY:** CLEVELAND
- **STATE:** OH
- **ZIP:** 44122

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 5

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>RANKIN CLAIBORNE R<br><sub>(Last) (First) (Middle)</sub><br>NACCO INDUSTRIES, INC.<br>5875 LANDERBROOK DRIVE, STE. 220<br><sub>(Street)</sub><br>MAYFIELD HEIGHTS, OH 44124<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2025-12-31 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[ ] Officer (give title below) [X] Other (specify below)<br>_Member of a group_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>NACCO INDUSTRIES INC [ NC ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Class A Common Stock | 2025-04-14 |  | W |  | 2661 | D | $0 | 2661 | I | AMR - Trust2 (SR)<sup>(1)</sup> |
| Class A Common Stock |  |  |  |  |  |  |  | 1978 | I | By Assoc II/Spouse<sup>(2)</sup> |
| Class A Common Stock |  |  |  |  |  |  |  | 2360 | I | By Spouse/Trust<sup>(3)</sup> |
| Class A Common Stock |  |  |  |  |  |  |  | 2192 | I | By Trust/Daughter 1<sup>(4)</sup> |
| Class A Common Stock |  |  |  |  |  |  |  | 2192 | I | By Trust/Son<sup>(5)</sup> |
| Class A Common Stock |  |  |  |  |  |  |  | 2192 | I | By Trust/Daughter 2<sup>(6)</sup> |
| Class A Common Stock |  |  |  |  |  |  |  | 28497 | I | By Assoc II<sup>(7)</sup> |
| Class A Common Stock |  |  |  |  |  |  |  | 1975 | I | By RMI (Delaware)<sup>(8)</sup> |
| Class A Common Stock |  |  |  |  |  |  |  | 25768 | I | By Trust<sup>(9)</sup> |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Class B Common Stock | <sup>(10)</sup> |  |  |  |  |  |  | <sup>(10)</sup> | <sup>(10)</sup> | Class A Common Stock | 50000 |  | 50000 | I | By Assoc I/Spouse<sup>(11)</sup> |
| Class B Common Stock | <sup>(10)</sup> |  |  |  |  |  |  | <sup>(10)</sup> | <sup>(10)</sup> | Class A Common Stock | 84474 |  | 84474 | I | By Assoc IV/Spouse<sup>(12)</sup> |
| Class B Common Stock | <sup>(10)</sup> |  |  |  |  |  |  | <sup>(10)</sup> | <sup>(10)</sup> | Class A Common Stock | 9430 |  | 9430 | I | By Trust/Daughter 1<sup>(13)</sup> |
| Class B Common Stock | <sup>(10)</sup> |  |  |  |  |  |  | <sup>(10)</sup> | <sup>(10)</sup> | Class A Common Stock | 9430 |  | 9430 | I | By Trust/Son<sup>(14)</sup> |
| Class B Common Stock | <sup>(10)</sup> |  |  |  |  |  |  | <sup>(10)</sup> | <sup>(10)</sup> | Class A Common Stock | 9430 |  | 9430 | I | By Trust/Daughter 2<sup>(15)</sup> |
| Class B Common Stock | <sup>(10)</sup> |  |  |  |  |  |  | <sup>(10)</sup> | <sup>(10)</sup> | Class A Common Stock | 7856 |  | 7856 | I | By Trust/Daughter 1<sup>(4)</sup> |
| Class B Common Stock | <sup>(10)</sup> |  |  |  |  |  |  | <sup>(10)</sup> | <sup>(10)</sup> | Class A Common Stock | 7856 |  | 7856 | I | By Trust/Son<sup>(5)</sup> |
| Class B Common Stock | <sup>(10)</sup> |  |  |  |  |  |  | <sup>(10)</sup> | <sup>(10)</sup> | Class A Common Stock | 7856 |  | 7856 | I | By Trust/Daughter 2<sup>(6)</sup> |
| Class B Common Stock | 0<sup>(10)</sup> |  |  |  |  |  |  | <sup>(10)</sup> | <sup>(10)</sup> | Class A Common Stock | 25 |  | 25 | I | By GP<sup>(16)</sup> |
| Class B Common Stock | 0<sup>(10)</sup> |  |  |  |  |  |  | <sup>(10)</sup> | <sup>(10)</sup> | Class A Common Stock | 20312 |  | 20312 | I | By Assoc I<sup>(17)</sup> |
| Class B Common Stock | 0<sup>(10)</sup> |  |  |  |  |  |  | <sup>(10)</sup> | <sup>(10)</sup> | Class A Common Stock | 582 |  | 582 | I | By Assoc IV<sup>(18)</sup> |
| Class B Common Stock | 0<sup>(10)</sup> |  |  |  |  |  |  | <sup>(10)</sup> | <sup>(10)</sup> | Class A Common Stock | 97312 |  | 97312 | I | By Trust<sup>(9)</sup> |

---

### Footnotes:

(1) Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims beneficial ownership of all such shares.

(2) Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
.  Reporting Person disclaims beneficial ownership of all such shares.

(3) Reporting Person's spouse serves as Trustee of a Trust for the benefit of Chloe O. Rankin.  Reporting Person disclaims beneficial ownership of all such shares.

(4) Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Chloe R. Seelbach.

(5) Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Claiborne R. Rankin, Jr.

(6) Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Julia R. Kuipers.

(7) Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.

(8) Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI").

(9) Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin.

(10) N/A

(11) Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.  Reporting Person disclaims beneficial ownership of all such shares.

(12) Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.  Reporting Person disclaims beneficial ownership of all such shares.

(13) Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Chloe R. Seelbach.

(14) Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Claiborne Rankin, Jr.

(15) Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Julia R. Kuipers.

(16) GP. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.

(17) Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.

(18) (RAIV) Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.

**Signature:** /s/ Matthew J. Dilluvio, attorney-in-fact  
**Date:** 2026-02-16

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**