# EDGAR Filing Document

**Accession Number:** 0001589185
**File Stem:** 9999999997-23-001428
**Filing Date:** 2023-2
**Character Count:** 1513
**Document Hash:** 25b093262c3315780e58a8c05b14f9a4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-001428.hdr.sgml**: 20230406

**ACCESSION NUMBER**: 9999999997-23-001428

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230224

**DATE AS OF CHANGE**: 20230406

**EFFECTIVENESS DATE**: 20230224

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BABCOCK & BROWN SECURITIES LLC
- **CENTRAL INDEX KEY:** 0001589185
- **IRS NUMBER:** 463734239
- **STATE OF INCORPORATION:** CT
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-69368
- **FILM NUMBER:** 23000869

**BUSINESS ADDRESS:**
- **STREET 1:** 29 RIVER ROAD
- **STREET 2:** SUITE 102
- **CITY:** COS COB
- **STATE:** CT
- **ZIP:** 06807-2745
- **BUSINESS PHONE:** 203 862-4850

**MAIL ADDRESS:**
- **STREET 1:** 29 RIVER ROAD
- **STREET 2:** SUITE 102
- **CITY:** COS COB
- **STATE:** CT
- **ZIP:** 06807-2745

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BURNHAM STERLING SECURITIES LLC
- **DATE OF NAME CHANGE:** 20191227

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BABCOCK & BROWN SECURITIES LLC
- **DATE OF NAME CHANGE:** 20191227

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BURNHAM STERLING SECURITIES LLC
- **DATE OF NAME CHANGE:** 20131014

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23000869 for access to the original document.

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