# EDGAR Filing Document

**Accession Number:** 0001911822
**File Stem:** 0001420506-23-000659
**Filing Date:** 2023-2
**Character Count:** 9276
**Document Hash:** 98636f1159f0a8137cff38e2f0846546
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001420506-23-000659.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001420506-23-000659

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Concorde Financial Corp
- **CENTRAL INDEX KEY:** 0001911822
- **IRS NUMBER:** 751782305
- **STATE OF INCORPORATION:** TX
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22270
- **FILM NUMBER:** 23627778

**BUSINESS ADDRESS:**
- **STREET 1:** 8383 PRESTON CENTER PLAZA DRIVE
- **STREET 2:** SUITE 360
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75225
- **BUSINESS PHONE:** 972-701-5400

**MAIL ADDRESS:**
- **STREET 1:** 8383 PRESTON CENTER PLAZA DRIVE
- **STREET 2:** SUITE 360
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75225

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Concorde Financial Corp<br>**Address:** 8383 PRESTON CENTER PLAZA DRIVE<br>SUITE 360<br>DALLAS, TX 75225

**Form 13F File Number:** 028-22270

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Gregory Wood<br>**Title:** Chief Compliance Officer<br>**Phone:** 972-701-5400

**Signature, Place, and Date of Signing:**

Gregory Wood Chief Compliance Officer  DALLAS, TX  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 58

**Form 13F Information Table Value Total:** $148282318

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBVIE INC | COM | 00287Y109 |  | 5621923 | 41889 | SH |  | SOLE |  | 41889 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 4392536 | 38872 | SH |  | SOLE |  | 38872 | 0 | 0 |
| BLACK STONE MINERALS L P | COM UNIT | 09225M101 |  | 1074654 | 68668 | SH |  | SOLE |  | 68668 | 0 | 0 |
| BUNGE LIMITED | COM | G16962105 |  | 3862955 | 46784 | SH |  | SOLE |  | 46784 | 0 | 0 |
| CANADIAN PAC RY LTD | COM | 13645T100 |  | 2288854 | 34234 | SH |  | SOLE |  | 34234 | 0 | 0 |
| CHUBB LIMITED | COM | H1467J104 |  | 2143554 | 11732 | SH |  | SOLE |  | 11732 | 0 | 0 |
| CLARIVATE PLC | 5.25% PFD CONV A | G21810208 |  | 17056 | 400 | SH |  | SOLE |  | 400 | 0 | 0 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 2659820 | 90686 | SH |  | SOLE |  | 90686 | 0 | 0 |
| CORTEVA INC | COM | 22052L104 |  | 16688 | 292 | SH |  | SOLE |  | 292 | 0 | 0 |
| CVS HEALTH CORP | COM | 126650100 |  | 57699 | 605 | SH |  | SOLE |  | 605 | 0 | 0 |
| DESKTOP METAL INC | COM CL A | 25058X105 |  | 324 | 125 | SH |  | SOLE |  | 125 | 0 | 0 |
| DORCHESTER MINERALS LP | COM UNIT | 25820R105 |  | 2171550 | 86932 | SH |  | SOLE |  | 86932 | 0 | 0 |
| DOW INC | COM | 260557103 |  | 12828 | 292 | SH |  | SOLE |  | 292 | 0 | 0 |
| DUPONT DE NEMOURS INC | COM | 26614N102 |  | 3138761 | 62277 | SH |  | SOLE |  | 62277 | 0 | 0 |
| ENCOMPASS HEALTH CORP | COM | 29261A100 |  | 2666257 | 58754 | SH |  | SOLE |  | 58754 | 0 | 0 |
| ENHABIT INC | COM | 29332G102 |  | 427153 | 30424 | SH |  | SOLE |  | 30424 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 5207125 | 59640 | SH |  | SOLE |  | 59640 | 0 | 0 |
| FIRST INDL RLTY TR INC | COM | 32054K103 |  | 2750999 | 60991 | SH |  | SOLE |  | 60991 | 0 | 0 |
| FORTUNE BRANDS HOME  SEC IN | COM | 34964C106 |  | 2989030 | 55672 | SH |  | SOLE |  | 55672 | 0 | 0 |
| FRANCO NEV CORP | COM | 351858105 |  | 4503031 | 37603 | SH |  | SOLE |  | 37603 | 0 | 0 |
| HANCOCK JOHN FINL OPPTYS FD | SH BEN INT NEW | 409735206 |  | 2367 | 75 | SH |  | SOLE |  | 75 | 0 | 0 |
| HANESBRANDS INC | COM | 410345102 |  | 1720387 | 247182 | SH |  | SOLE |  | 247182 | 0 | 0 |
| HERSHEY CO | COM | 427866108 |  | 4572879 | 20742 | SH |  | SOLE |  | 20742 | 0 | 0 |
| HOWARD HUGHES CORP | COM | 44267D107 |  | 373883 | 6750 | SH |  | SOLE |  | 6750 | 0 | 0 |
| HUBBELL INC | COM | 443510607 |  | 5240054 | 23498 | SH |  | SOLE |  | 23498 | 0 | 0 |
| INVITATION HOMES INC | COM | 46187W107 |  | 5910 | 175 | SH |  | SOLE |  | 175 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 |  | 5920937 | 118041 | SH |  | SOLE |  | 118041 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 5246796 | 32118 | SH |  | SOLE |  | 32118 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 3960446 | 37899 | SH |  | SOLE |  | 37899 | 0 | 0 |
| KEURIG DR PEPPER INC | COM | 49271V100 |  | 540 | 15 | SH |  | SOLE |  | 15 | 0 | 0 |
| KIMBELL RTY PARTNERS LP | UNIT | 49435R102 |  | 124395 | 7326 | SH |  | SOLE |  | 7326 | 0 | 0 |
| KINDER MORGAN INC DEL | COM | 49456B101 |  | 3228385 | 194014 | SH |  | SOLE |  | 194014 | 0 | 0 |
| KYNDRYL HLDGS INC | COMMON STOCK | 50155Q100 |  | 108 | 13 | SH |  | SOLE |  | 13 | 0 | 0 |
| LOUISIANA PAC CORP | COM | 546347105 |  | 2454561 | 47950 | SH |  | SOLE |  | 47950 | 0 | 0 |
| LOWES COS INC | COM | 548661107 |  | 4040357 | 21513 | SH |  | SOLE |  | 21513 | 0 | 0 |
| LUMEN TECHNOLOGIES INC | COM | 550241103 |  | 2130721 | 292682 | SH |  | SOLE |  | 292682 | 0 | 0 |
| MARTIN MARIETTA MATLS INC | COM | 573284106 |  | 2296180 | 7129 | SH |  | SOLE |  | 7129 | 0 | 0 |
| MEDICAL PPTYS TRUST INC | COM | 58463J304 |  | 2404449 | 197814 | SH |  | SOLE |  | 197814 | 0 | 0 |
| MGM RESORTS INTERNATIONAL | COM | 552953101 |  | 14860 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 6264661 | 26899 | SH |  | SOLE |  | 26899 | 0 | 0 |
| MODERNA INC | COM | 60770K107 |  | 2632245 | 22260 | SH |  | SOLE |  | 22260 | 0 | 0 |
| NORTHROP GRUMMAN CORP | COM | 666807102 |  | 3066016 | 6519 | SH |  | SOLE |  | 6519 | 0 | 0 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 2619493 | 26497 | SH |  | SOLE |  | 26497 | 0 | 0 |
| PIONEER NAT RES CO | COM | 723787107 |  | 6227186 | 28759 | SH |  | SOLE |  | 28759 | 0 | 0 |
| PIPER SANDLER COMPANIES | COM | 724078100 |  | 1047 | 10 | SH |  | SOLE |  | 10 | 0 | 0 |
| RANGER ENERGY SVCS INC | COM CL A | 75282U104 |  | 105409 | 10778 | SH |  | SOLE |  | 10778 | 0 | 0 |
| SANDRIDGE ENERGY INC | COM NEW | 80007P869 |  | 8155 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| SCHLUMBERGER LTD | COM STK | 806857108 |  | 3835242 | 106313 | SH |  | SOLE |  | 106313 | 0 | 0 |
| SHELL PLC | SPON ADS | 780259305 |  | 24880 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| SPDR SER TR | OILGAS EQUIP | 78468R549 |  | 141868 | 2571 | SH |  | SOLE |  | 2571 | 0 | 0 |
| SPDR SER TR | S OILGAS EXP | 78468R556 |  | 431781 | 3462 | SH |  | SOLE |  | 3462 | 0 | 0 |
| SPROTT PHYSICAL GOLD TR | UNIT | 85207H104 |  | 11551334 | 902448 | SH |  | SOLE |  | 902448 | 0 | 0 |
| TEXAS INSTRS INC | COM | 882508104 |  | 2374170 | 15339 | SH |  | SOLE |  | 15339 | 0 | 0 |
| TEXAS PACIFIC LAND CORPORATI | COM | 88262P102 |  | 13748651 | 7736 | SH |  | SOLE |  | 7736 | 0 | 0 |
| TJX COS INC NEW | COM | 872540109 |  | 3544940 | 57066 | SH |  | SOLE |  | 57066 | 0 | 0 |
| US BANCORP DEL | COM NEW | 902973304 |  | 41290 | 1012 | SH |  | SOLE |  | 1012 | 0 | 0 |
| VILLAGE FARMS INTL INC | COM | 92707Y108 |  | 287 | 150 | SH |  | SOLE |  | 150 | 0 | 0 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 |  | 1922651 | 167187 | SH |  | SOLE |  | 167187 | 0 | 0 |

---