# EDGAR Filing Document

**Accession Number:** 0001646515
**File Stem:** 0001646515-26-000004
**Filing Date:** 2026-3
**Character Count:** 2308
**Document Hash:** f4a0e8f847cb19e4151290d04beb6c9b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001646515-26-000004.hdr.sgml**: 20260330

**ACCESSION NUMBER**: 0001646515-26-000004

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260330

**DATE AS OF CHANGE**: 20260330

**EFFECTIVENESS DATE**: 20260330

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DUCERA SECURITIES LLC
- **CENTRAL INDEX KEY:** 0001646515

**ORGANIZATION NAME:**
- **EIN:** 474080247
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-69643
- **FILM NUMBER:** 26813720

**BUSINESS ADDRESS:**
- **STREET 1:** 11 TIMES SQUARE, FLOOR 36
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036
- **BUSINESS PHONE:** 212-671-9771

**MAIL ADDRESS:**
- **STREET 1:** 11 TIMES SQUARE, FLOOR 36
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036

### Attached PDF Documents

**Attachment 1:** `ducpub.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001646515

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** DUCERA SECURITIES LLC

**Business Address:** 11 TIMES SQUARE, FLOOR 36, NEW YORK, NJ, 10036

**Contact Person:** Thomas Hopkins

**Contact Phone:** 603-216-8933

### Independent Public Accountant Identification

**Accountant Name:** Withum Smith & Brown

**Accountant Address:** 200 S Orange Ave - Suite 1200, Orlando, FL, 32801

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Patrick Dowling**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **DUCERA SECURITIES LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Patrick Dowling

**Title:** COO