# EDGAR Filing Document

**Accession Number:** 0001574931
**File Stem:** 0001574931-26-000003
**Filing Date:** 2026-3
**Character Count:** 2381
**Document Hash:** a81f3147f31a104a06c190a42d2023a0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001574931-26-000003.hdr.sgml**: 20260316

**ACCESSION NUMBER**: 0001574931-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260316

**DATE AS OF CHANGE**: 20260316

**EFFECTIVENESS DATE**: 20260316

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SOVEREIGN GLOBAL ADVISORS LLC
- **CENTRAL INDEX KEY:** 0001574931

**ORGANIZATION NAME:**
- **EIN:** 352472019
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-69274
- **FILM NUMBER:** 26756021

**BUSINESS ADDRESS:**
- **STREET 1:** 501 S CHERRY STREET
- **STREET 2:** 11TH FLOOR
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80246
- **BUSINESS PHONE:** 866-790-9700

**MAIL ADDRESS:**
- **STREET 1:** 501 S CHERRY STREET
- **STREET 2:** 11TH FLOOR
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80246

### Attached PDF Documents

**Attachment 1:** `SGA2025AuditFinal.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001574931

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** SOVEREIGN GLOBAL ADVISORS LLC

**Business Address:** 501 S CHERRY STREET, 11TH FLOOR, DENVER, CO, 80246

**Contact Person:** Brian Mohney

**Contact Phone:** 330-990-9098

### Independent Public Accountant Identification

**Accountant Name:** Narwocki Smith LLP

**Accountant Address:** 100 Motor Parkway, Suite 580, Hauppauge, NY, 11788

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Brian Mohney**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **SOVEREIGN GLOBAL ADVISORS LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Brian Mohney

**Title:** CCO/FINOP