# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0001580642-23-000968
**Filing Date:** 2023-2
**Character Count:** 4975
**Document Hash:** 0ba6856deec59e03b39296aa40f7bb4f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001580642-23-000968.hdr.sgml**: 20230222

**ACCESSION NUMBER**: 0001580642-23-000968

**CONFORMED SUBMISSION TYPE**: 8-A12B

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230222

**DATE AS OF CHANGE**: 20230222

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** 8-A12B
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-37991
- **FILM NUMBER:** 23652258

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, DC 20549**

**FORM 8-A**

**FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES**

**PURSUANT TO SECTION 12(b) OR 12(g) OF THE**

**SECURITIES EXCHANGE ACT OF 1934**

<br> <u>Northern Lights Fund Trust IV</u> <br> (Exact name of registrant as specified in its charter)

<br> <u>Delaware</u> <u>See Below</u> <br> (State of incorporation or organization) (I.R.S. Employer Identification No.)

<br> <u>225 Pictoria Drive, Suite 450, Cincinnati, OH </u> <u>45246</u> <br> (Address of Principal Executive Offices) (Zip Code)

Securities to be registered pursuant to Section 12(b) of the Act:

<br> Title of each class <u>to be so registered</u> Name of the exchange on which <u>each class is to be registered</u> <br> Shares of beneficial interest, no par value per share CBOE BZX Exchange, Inc.

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐

Securities Act registration statement file number to which this form relates: 333-204808.

Securities to be registered pursuant to Section 12(g) of the Act: <u>Not applicable</u>

**INFORMATION REQUIRED IN REGISTRATION STATEMENT**

**ITEM 1.**

**DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED.**

A description of the shares of beneficial interest, no par value, of the Inverse Cramer Tracker ETF and Long Cramer Tracker ETF both a series of Northern Lights Fund Trust IV (the "Trust") to be registered hereunder are set forth in the Registrant's Registration Statement on Form N-1A, as amended (File Nos. 333-204808; 811-23066) as filed with the Securities and Exchange Commission, which description is incorporated herein by reference.

The series of the Trust to which this filing relates and each's I.R.S. Employer Identification Number are as follows:

---

| | |
|:---|:---|
| &nbsp;&nbsp;Series Name | &nbsp;&nbsp;**EIN** |
| &nbsp;&nbsp;Inverse Cramer Tracker ETF | &nbsp;&nbsp;92-0825046 |
| &nbsp;&nbsp;Long Cramer Tracker ETF | &nbsp;&nbsp;88-4234447 |

---

**ITEM 2.**

**EXHIBITS.**

&nbsp;&nbsp;&nbsp;&nbsp;1. [The Registrant's Trust Instrument is included as an exhibit to the Registrant's Registration Statement on Form N-1A (File Nos. 333-204808; 811-23066), as filed with the Securities and Exchange Commission on July 30, 2019.](https://www.sec.gov/Archives/edgar/data/1644419/000158064219003438/ex28ai.htm)

&nbsp;&nbsp;&nbsp;&nbsp;2. [The Registrant's Amended Agreement and Declaration of Trust is included as an exhibit to the Registrant's Registration Statement on Form N-1A (File Nos. 333-204808; 811-23066), as filed with the Securities and Exchange Commission on March 24, 2020.](https://www.sec.gov/Archives/edgar/data/1644419/000158064220001298/ex99c.htm)

&nbsp;&nbsp;&nbsp;&nbsp;3. [The Registrant's Certificate of Trust is included as an exhibit to the Registrant's Registration Statement on Form N-1A (File Nos. 333-204808; 811-23066), as filed with the Securities and Exchange Commission on June 8, 2015.](https://www.sec.gov/Archives/edgar/data/1644419/000158064215002614/ex99aii.htm)

&nbsp;&nbsp;&nbsp;&nbsp;4. [The Registrant's By-Laws are included as an exhibit to the Registrant's Registration Statement on Form N-1A (File Nos. 333-204808; 811-23066), as filed with the Securities and Exchange Commission on August 14, 2015.](https://www.sec.gov/Archives/edgar/data/1644419/000158064215003504/ex99b.htm)

**SIGNATURE**

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized.

Date: February 22, 2023

NORTHERN LIGHTS FUND TRUST IV

By: <u>/s/ Jennifer Farrell</u> 

Name: Jennifer Farrell

Title: Secretary