# EDGAR Filing Document

**Accession Number:** 0001719689
**File Stem:** 0001719689-26-000006
**Filing Date:** 2026-3
**Character Count:** 2775
**Document Hash:** 75ae87abb2f8aa0ca2437fbbbc7d2abe
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001719689-26-000006.hdr.sgml**: 20260306

**ACCESSION NUMBER**: 0001719689-26-000006

**CONFORMED SUBMISSION TYPE**: X-17A-5

**CONFIRMING COPY**: 

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260306

**DATE AS OF CHANGE**: 20260306

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ROBERTSON STEPHENS CAPITAL MARKETS, LLC
- **CENTRAL INDEX KEY:** 0001719689

**ORGANIZATION NAME:**
- **EIN:** 822663963
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-70034

**BUSINESS ADDRESS:**
- **STREET 1:** 455 MARKET STREET
- **STREET 2:** STE. 1450
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105-2442
- **BUSINESS PHONE:** (415) 500-6835

**MAIL ADDRESS:**
- **STREET 1:** 455 MARKET STREET
- **STREET 2:** STE. 1450
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105-2442

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RSCM, LLC
- **DATE OF NAME CHANGE:** 20181115

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ROBERTSON STEPHENS CAPITAL MARKETS, LLC
- **DATE OF NAME CHANGE:** 20181113

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RSCM, LLC
- **DATE OF NAME CHANGE:** 20181112

### Attached PDF Documents

**Attachment 1:** `RSCMFinancialspublic.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001719689

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** ROBERTSON STEPHENS CAPITAL MARKETS, LLC

**Business Address:** 455 MARKET STREET, STE. 1450, SAN FRANCISCO, CA, 94105-2442

**Contact Person:** David Westbrook

**Contact Phone:** 4155006804

### Independent Public Accountant Identification

**Accountant Name:** Frank, Rimerman Co LLP

**Accountant Address:** One Embarcadero Center Ste 2410, San Francisco, CA, 94111

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **David Westbrook**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **ROBERTSON STEPHENS CAPITAL MARKETS, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** David Westbrook

**Title:** Chief Financial Officer

**Notarized:** Yes