# EDGAR Filing Document

**Accession Number:** 0001683471
**File Stem:** 0000894189-26-008512
**Filing Date:** 2026-3
**Character Count:** 50588
**Document Hash:** 0a83a2ae61709b01f0c021daad003c89
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000894189-26-008512.hdr.sgml**: 20260326

**ACCESSION NUMBER**: 0000894189-26-008512

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260131

**FILED AS OF DATE**: 20260326

**DATE AS OF CHANGE**: 20260326

**PERIOD START**: 20260430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Listed Funds Trust
- **CENTRAL INDEX KEY:** 0001683471

**ORGANIZATION NAME:**
- **EIN:** 826272597
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23226
- **FILM NUMBER:** 26796566

**BUSINESS ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 414-765-5144

**MAIL ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Active Weighting Funds ETF Trust
- **DATE OF NAME CHANGE:** 20160830

## Series and Classes Contracts Data

### Optimized Equity Income ETF (Series ID: S000096088)

| Class ID   | Class Name                  | Ticker Symbol   |
|:---|:---|:---|
| C000264875 | Optimized Equity Income ETF | OEI             |

## Nport-Ex

---

| | | | |
|:---|:---|:---|:---|
| **Optimized Equity Income ETF** | **Optimized Equity Income ETF** | **Optimized Equity Income ETF** | **Optimized Equity Income ETF** |
| **Schedule of Investments** | **Schedule of Investments** | **Schedule of Investments** | **Schedule of Investments** |
| **January 31, 2026 (Unaudited)** | **January 31, 2026 (Unaudited)** | **January 31, 2026 (Unaudited)** | **January 31, 2026 (Unaudited)** |
| **COMMON STOCKS - 95.6%** | **COMMON STOCKS - 95.6%** | **Shares** | **Value**  |
| **Basic Materials - 0.4%** | **Basic Materials - 0.4%** | **Basic Materials - 0.4%** | |
| Freeport-McMoRan, Inc. | Freeport-McMoRan, Inc. | 2358 | $142022 |
| **Communications - 19.5%** | **Communications - 19.5%** | **Communications - 19.5%** |  |
| Alphabet, Inc. - Class A <sup>(a)</sup> | Alphabet, Inc. - Class A <sup>(a)</sup> | 3275 | 1106950 |
| Alphabet, Inc. - Class C <sup>(a)</sup> | Alphabet, Inc. - Class C <sup>(a)</sup> | 2620 | 886949 |
| Amazon.com, Inc. <sup>(a)(b)</sup> | Amazon.com, Inc. <sup>(a)(b)</sup> | 5633 | 1347977 |
| AppLovin Corp. - Class A <sup>(b)</sup> | AppLovin Corp. - Class A <sup>(b)</sup> | 262 | 123955 |
| Arista Networks, Inc. <sup>(b)</sup> | Arista Networks, Inc. <sup>(b)</sup> | 917 | 129976 |
| AT&T, Inc. | AT&T, Inc. | 8253 | 216311 |
| Booking Holdings, Inc. | Booking Holdings, Inc. | 131 | 655241 |
| Cisco Systems, Inc. | Cisco Systems, Inc. | 4454 | 348837 |
| Meta Platforms, Inc. - Class A <sup>(a)</sup> | Meta Platforms, Inc. - Class A <sup>(a)</sup> | 1310 | 938615 |
| Netflix, Inc. <sup>(b)</sup> | Netflix, Inc. <sup>(b)</sup> | 2620 | 218744 |
| Uber Technologies, Inc. <sup>(b)</sup> | Uber Technologies, Inc. <sup>(b)</sup> | 2358 | 188758 |
| Verizon Communications, Inc. | Verizon Communications, Inc. | 4847 | 215788 |
| Walt Disney Co. | Walt Disney Co. | 1965 | 221652 |
|  |  |  | 6599753 |
| **Consumer, Cyclical - 6.9%** | **Consumer, Cyclical - 6.9%** | **Consumer, Cyclical - 6.9%** |  |
| Costco Wholesale Corp. | Costco Wholesale Corp. | 393 | 369518 |
| Home Depot, Inc. | Home Depot, Inc. | 1179 | 441642 |
| McDonald's Corp. | McDonald's Corp. | 786 | 247590 |
| Tesla, Inc. <sup>(a)(b)</sup> | Tesla, Inc. <sup>(a)(b)</sup> | 1572 | 676604 |
| TJX Cos., Inc. | TJX Cos., Inc. | 1310 | 196251 |
| Walmart, Inc. | Walmart, Inc. | 3406 | 405791 |
|  |  |  | 2337396 |
| **Consumer, Non-cyclical - 15.1%** | **Consumer, Non-cyclical - 15.1%** | **Consumer, Non-cyclical - 15.1%** |  |
| Abbott Laboratories | Abbott Laboratories | 2096 | 229093 |
| AbbVie, Inc. | AbbVie, Inc. | 2096 | 467429 |
| Amgen, Inc. | Amgen, Inc. | 655 | 223931 |
| Boston Scientific Corp. <sup>(b)</sup> | Boston Scientific Corp. <sup>(b)</sup> | 1703 | 159282 |
| Coca-Cola Co. | Coca-Cola Co. | 3406 | 254803 |
| Eli Lilly & Co. | Eli Lilly & Co. | 524 | 543467 |
| Gilead Sciences, Inc. | Gilead Sciences, Inc. | 1441 | 204550 |
| Intuitive Surgical, Inc. <sup>(b)</sup> | Intuitive Surgical, Inc. <sup>(b)</sup> | 393 | 198158 |
| Johnson & Johnson | Johnson & Johnson | 2751 | 625165 |
| Merck & Co., Inc. | Merck & Co., Inc. | 2882 | 317798 |
| PepsiCo, Inc. | PepsiCo, Inc. | 1572 | 241506 |
| Pfizer, Inc. | Pfizer, Inc. | 6550 | 173182 |
| Philip Morris International, Inc. | Philip Morris International, Inc. | 1834 | 329093 |
| Procter & Gamble Co. | Procter & Gamble Co. | 2489 | 377755 |
| S&P Global, Inc. | S&P Global, Inc. | 393 | 207421 |
| Thermo Fisher Scientific, Inc. | Thermo Fisher Scientific, Inc. | 524 | 303192 |
| UnitedHealth Group, Inc. | UnitedHealth Group, Inc. | 917 | 263115 |
|  |  |  | 5118940 |
| **Energy - 3.2%** | **Energy - 3.2%** | **Energy - 3.2%** |  |
| Chevron Corp. | Chevron Corp. | 2227 | 393956 |
| Exxon Mobil Corp. | Exxon Mobil Corp. | 4847 | 685366 |
|  |  |  | 1079322 |
| **Financial - 12.3%** | **Financial - 12.3%** | **Financial - 12.3%** |  |
| American Express Co. | American Express Co. | 655 | 230671 |
| Bank of America Corp. | Bank of America Corp. | 7467 | 397244 |
| Berkshire Hathaway, Inc. - Class B <sup>(b)</sup> | Berkshire Hathaway, Inc. - Class B <sup>(b)</sup> | 1048 | 503596 |
| Blackrock, Inc. | Blackrock, Inc. | 262 | 293162 |
| Charles Schwab Corp. | Charles Schwab Corp. | 1965 | 204203 |
| Citigroup, Inc. | Citigroup, Inc. | 2096 | 242528 |
| Goldman Sachs Group, Inc. <sup>(a)</sup> | Goldman Sachs Group, Inc. <sup>(a)</sup> | 248 | 231982 |
| JPMorgan Chase & Co. | JPMorgan Chase & Co. | 1572 | 480859 |
| Mastercard, Inc. - Class A | Mastercard, Inc. - Class A | 917 | 494071 |
| Morgan Stanley | Morgan Stanley | 1310 | 239468 |
| Progressive Corp. | Progressive Corp. | 786 | 163488 |
| Visa, Inc. - Class A | Visa, Inc. - Class A | 1048 | 337278 |
| Wells Fargo & Co. | Wells Fargo & Co. | 3537 | 320063 |
|  |  |  | 4138613 |
| **Industrial - 5.9%** | **Industrial - 5.9%** | **Industrial - 5.9%** |  |
| Amphenol Corp. - Class A | Amphenol Corp. - Class A | 1179 | 169870 |
| Boeing Co. <sup>(b)</sup> | Boeing Co. <sup>(b)</sup> | 1179 | 275556 |
| Caterpillar, Inc. | Caterpillar, Inc. | 524 | 344457 |
| Eaton Corp. PLC | Eaton Corp. PLC | 524 | 184144 |
| GE Vernova, Inc. | GE Vernova, Inc. | 393 | 285463 |
| General Electric Co. | General Electric Co. | 1310 | 401895 |
| RTX Corp. | RTX Corp. | 1703 | 342184 |
|  |  |  | 2003569 |
| **Technology - 31.7% <sup>(c)</sup>** | **Technology - 31.7% <sup>(c)</sup>** | **Technology - 31.7% <sup>(c)</sup>** |  |
| Accenture PLC - Class A | Accenture PLC - Class A | 655 | 172684 |
| Adobe, Inc. <sup>(b)</sup> | Adobe, Inc. <sup>(b)</sup> | 524 | 153663 |
| Advanced Micro Devices, Inc. <sup>(b)</sup> | Advanced Micro Devices, Inc. <sup>(b)</sup> | 1179 | 279105 |
| Apple, Inc. <sup>(a)</sup> | Apple, Inc. <sup>(a)</sup> | 8515 | 2209472 |
| Applied Materials, Inc. | Applied Materials, Inc. | 786 | 253343 |
| Broadcom, Inc. <sup>(a)</sup> | Broadcom, Inc. <sup>(a)</sup> | 2620 | 868006 |
| Intel Corp. <sup>(b)</sup> | Intel Corp. <sup>(b)</sup> | 4978 | 231328 |
| International Business Machines Corp. | International Business Machines Corp. | 786 | 241066 |
| Intuit, Inc. | Intuit, Inc. | 262 | 130717 |
| Lam Research Corp. <sup>(a)</sup> | Lam Research Corp. <sup>(a)</sup> | 1048 | 244666 |
| Micron Technology, Inc. <sup>(a)</sup> | Micron Technology, Inc. <sup>(a)</sup> | 1048 | 434794 |
| Microsoft Corp. | Microsoft Corp. | 4323 | 1860144 |
| NVIDIA Corp. <sup>(a)</sup> | NVIDIA Corp. <sup>(a)</sup> | 13886 | 2654031 |
| Oracle Corp. | Oracle Corp. | 917 | 150920 |
| Palantir Technologies, Inc. - Class A <sup>(b)</sup> | Palantir Technologies, Inc. - Class A <sup>(b)</sup> | 1310 | 192033 |
| QUALCOMM, Inc. | QUALCOMM, Inc. | 1310 | 198583 |
| Salesforce, Inc. | Salesforce, Inc. | 917 | 194670 |
| ServiceNow, Inc. <sup>(b)</sup> | ServiceNow, Inc. <sup>(b)</sup> | 655 | 76642 |
| Texas Instruments, Inc. | Texas Instruments, Inc. | 786 | 169422 |
|  |  |  | 10715289 |
| **Utilities - 0.6%** | **Utilities - 0.6%** | **Utilities - 0.6%** |  |
| NextEra Energy, Inc. | NextEra Energy, Inc. | 2358 | 207268 |
| **TOTAL COMMON STOCKS** (Cost $31,686,380) | **TOTAL COMMON STOCKS** (Cost $31,686,380) | **TOTAL COMMON STOCKS** (Cost $31,686,380) | 32342172 |
| **REAL ESTATE INVESTMENT TRUSTS - 0.8%** | **REAL ESTATE INVESTMENT TRUSTS - 0.8%** | **Shares** | **Value**  |
| **Financial - 0.8%** | **Financial - 0.8%** | **Financial - 0.8%** |  |
| Realty Income Corp. | Realty Income Corp. | 4500 | 275220 |
| **TOTAL REAL ESTATE INVESTMENT TRUSTS** (Cost $272,700) | **TOTAL REAL ESTATE INVESTMENT TRUSTS** (Cost $272,700) | **TOTAL REAL ESTATE INVESTMENT TRUSTS** (Cost $272,700) | 275220 |
| **PURCHASED OPTIONS - 0.5% <sup>(b)</sup>** | **Notional Amount** | **Contracts** | **Value**  |
| **Put Options - 0.5%** | **Put Options - 0.5%** |  |  |
| S&P 500 Index <sup>(d)(e)</sup> | S&P 500 Index <sup>(d)(e)</sup> |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Expiration: 04/17/2026; Exercise Price: $6,300.00 | 15265866 | 22 | 122650 |
| &nbsp;&nbsp;&nbsp;&nbsp; Expiration: 04/17/2026; Exercise Price: $6,575.00 | 2081709 | 3 | 26835 |
| **TOTAL PURCHASED OPTIONS** (Cost $287,196) | **TOTAL PURCHASED OPTIONS** (Cost $287,196) | **TOTAL PURCHASED OPTIONS** (Cost $287,196) | 149485 |
| **SHORT-TERM INVESTMENTS** | **SHORT-TERM INVESTMENTS** | **SHORT-TERM INVESTMENTS** | **SHORT-TERM INVESTMENTS** |
| **MONEY MARKET FUNDS - 2.7%** | **MONEY MARKET FUNDS - 2.7%** | **Shares** | **Value**  |
| First American Government Obligations Fund - Class X, 3.61% <sup>(f)</sup> | First American Government Obligations Fund - Class X, 3.61% <sup>(f)</sup> | 927963 | 927963 |
| **TOTAL MONEY MARKET FUNDS** (Cost $927,963) | **TOTAL MONEY MARKET FUNDS** (Cost $927,963) | **TOTAL MONEY MARKET FUNDS** (Cost $927,963) | 927963 |
| **TOTAL INVESTMENTS - 99.6% (**Cost $33,174,239**)** | **TOTAL INVESTMENTS - 99.6% (**Cost $33,174,239**)** | **TOTAL INVESTMENTS - 99.6% (**Cost $33,174,239**)** | 33694840 |
| Other Assets in Excess of Liabilities - 0.4% | Other Assets in Excess of Liabilities - 0.4% | Other Assets in Excess of Liabilities - 0.4% | 130601 |
| **TOTAL NET ASSETS - 100.0%** |  |  | $33825441 |
| Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. |  |

---

PLC - Public Limited Company<br>

(a) Held in connection with written option contracts. See Schedule of Written Options for further information.

(b) Non-income producing security.

(c) To the extent that the Fund invests more heavily in a particular industries or sectors of the economy, its performance will be especially sensitive to developments that significantly affect
 those industries or sectors.

(d) Exchange-traded.

(e) 100 shares per contract.

(f) The rate shown represents the 7-day annualized yield as of January 31, 2026.

------

---

| | | | |
|:---|:---|:---|:---|
| **Optimized Equity Income ETF** | **Optimized Equity Income ETF** | **Optimized Equity Income ETF** | **Optimized Equity Income ETF** |
| **Schedule of Written Options** | **Schedule of Written Options** | **Schedule of Written Options** | **Schedule of Written Options** |
| **January 31, 2026 (Unaudited)** | **January 31, 2026 (Unaudited)** | **January 31, 2026 (Unaudited)** | **January 31, 2026 (Unaudited)** |
| **WRITTEN OPTIONS - (0.7)%** | **Notional Amount** | **Contracts** | **Value** |
| **Call Options - (0.7)% <sup>(a)(b)</sup>** | **Call Options - (0.7)% <sup>(a)(b)</sup>** | **Call Options - (0.7)% <sup>(a)(b)</sup>** | **Call Options - (0.7)% <sup>(a)(b)</sup>** |
| Alphabet, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Expiration: 02/20/2026; Exercise Price: $332.50 | $(473200) | (14) | $(23100) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Expiration: 02/20/2026; Exercise Price: $345.00 | (473942) | (14) | (13755) |
| Amazon.com, Inc., Expiration: 02/20/2026; Exercise Price: $245.00 | (335020) | (14) | (11830) |
| Apple, Inc., Expiration: 02/20/2026; Exercise Price: $260.00 | (648700) | (25) | (14563) |
| Broadcom, Inc., Expiration: 02/20/2026; Exercise Price: $350.00 | (331300) | (10) | (7425) |
| Goldman Sachs Group, Inc., Expiration: 02/20/2026; Exercise Price: $945.00 | (187082) | (2) | (4060) |
| Lam Research Corp., Expiration: 02/20/2026; Exercise Price: $235.00 | (46692) | (2) | (2535) |
| Meta Platforms, Inc., Expiration: 02/20/2026; Exercise Price: $665.00 | (358250) | (5) | (28662) |
| Micron Technology, Inc., Expiration: 02/20/2026; Exercise Price: $380.00 | (248928) | (6) | (29445) |
| NVIDIA Corp., Expiration: 02/20/2026; Exercise Price: $200.00 | (860085) | (45) | (15525) |
| S&P 500 Index |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Expiration: 02/19/2026; Exercise Price: $7,025.00 | (1387806) | (2) | (8780) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Expiration: 02/20/2026; Exercise Price: $7,020.00 | (10408545) | (15) | (76650) |
| Tesla, Inc., Expiration: 02/20/2026; Exercise Price: $445.00 | (430410) | (10) | (11750) |
| **TOTAL WRITTEN OPTIONS** (Premiums received $245,038) |  |  | $(248080) |
| Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. |

---

(a) 100 shares per contract.

(b) Exchange-traded.

------

#### Summary of Fair Value Disclosure as of January 31, 2026 (Unaudited)
Optimized Equity Income ETF (the "Fund") has adopted fair value accounting standards which establish a definition of fair value and set out a hierarchy for measuring fair value. These standards require additional disclosures about the various inputs and valuation techniques used to develop the measurements of fair value, a discussion of changes in valuation techniques and related inputs during the period, and expanded disclosure of valuation levels for major security types. These inputs are summarized in the three broad levels listed below. The inputs or valuation methodology used for valuing securities are not an indication of the risk associated with investing in those securities.

Level 1 - Unadjusted quoted prices in active markets for identical assets or liabilities that the Fund has the ability to access.

Level 2 - Observable inputs other than quoted prices included in Level 1 that are observable for the asset or liability, either directly or indirectly. These inputs may include quoted prices for the identical instrument on an inactive market, prices for similar instruments, interest rates, prepayment speeds, credit risk, yield curves, default rates and similar data.

Level 3 - Unobservable inputs for the asset or liability, to the extent relevant observable inputs are not available, representing the Fund's own assumptions about the assumptions a market participant would use in valuing the asset or liability, and based on the best information available.

The following is a summary of the fair valuation hierarchy of the Fund's securities as of January 31, 2026:

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **<u>Level 1</u>** | **<u>Level 2</u>** | **<u>Level 3</u>** | **<u>Total</u>** |
| **Assets:** | | | | |
| <u>Investments:</u> |  |  |  |  |
|  &nbsp;&nbsp;&nbsp;&nbsp;Common Stocks | $32342172 | $– | $– | $32342172 |
|  &nbsp;&nbsp;&nbsp;&nbsp;Real Estate Investment Trusts | 275220 | – | – | 275220 |
|  &nbsp;&nbsp;&nbsp;&nbsp;Purchased Options | – | 149485 | – | 149485 |
|  &nbsp;&nbsp;&nbsp;&nbsp;Money Market Funds | 927963 | – | – | 927963 |
| Total Investments | $33545355 | $149485 | $– | $33694840 |
| **Liabilities:** |  |  |  |  |
| <u>Investments:</u> |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Written Options | $– | $(248080) | $– | $(248080) |
| Total Investments | $– | $(248080) | $– | $(248080) |
| Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Listed Funds Trust

- **b. Investment Company Act file number:** 811-23226

- **c. CIK number of Registrant:** 0001683471

- **d. LEI of Registrant:** 549300C5D73JL0P1YC11

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 414-516-1692

**Item A.2. Information about the Series.**

- **a. Name of Series:** Optimized Equity Income ETF

- **b. EDGAR series identifier (if any):** S000096088

- **c. LEI of Series:** 529900HRUMUEZUQ3LD21

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-04-30

- **b. Date as of which information is reported:** 2026-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $34800906.55

**Total Liabilities:** $1011317.16

**Net Assets:** $33789589.39

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000264875 | 0.25%                | 1.30%                | 1.68%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $-11204.74                                 |
| Month 2  | $0.00                    | $145212.04                                 |
| Month 3  | $0.00                    | $331542.73                                 |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                           | Title                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| N/A                            | Broadcom Inc                               | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        -8 | NC      | $-5940.00     | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Goldman Sachs Group Inc/The                | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        -2 | NC      | $-4060.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Lam Research Corp                          | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        -4 | NC      | $-5070.00     | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Meta Platforms Inc                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        -5 | NC      | $-28662.50    | -0.08%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Micron Technology Inc                      | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        -2 | NC      | $-15055.00    | -0.04%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Micron Technology Inc                      | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        -4 | NC      | $-19630.00    | -0.06%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | NVIDIA Corp                                | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -35 | NC      | $-12075.00    | -0.04%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | SPX US 04/17/26 P6300                      | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        22 | NC      | $122650.00    | 0.36%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | SPXW US 01/30/26 C6890                     | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        -3 | NC      | $-14340.00    | -0.04%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | SPXW US 02/19/26 C7025                     | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        -4 | NC      | $-17560.00    | -0.05%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | SPXW US 02/20/26 C7020                     | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -12 | NC      | $-61320.00    | -0.18%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | SPXW US 04/17/26 P6575                     | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         3 | NC      | $26835.00     | 0.08%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Tesla Inc                                  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        -6 | NC      | $-7050.00     | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| Meta Platforms Inc             | Meta Platforms Inc                         | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |      1310 | NS      | $938615.00    | 2.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Lam Research Corp              | Lam Research Corp                          | CUSIP: 512807306<br>LEI: 549300I4GMO6D34U1T02 | Long             | EC               | CORP              | US        |      1048 | NS      | $244666.08    | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Mastercard Inc                 | Mastercard Inc                             | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |       917 | NS      | $494070.43    | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| McDonald's Corp                | McDonald's Corp                            | CUSIP: 580135101<br>LEI: UE2136O97NLB5BYP9H04 | Long             | EC               | CORP              | US        |       786 | NS      | $247590.00    | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Merck & Co Inc                 | Merck & Co Inc                             | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |      2882 | NS      | $317798.14    | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                 | Microsoft Corp                             | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      4323 | NS      | $1860143.67   | 5.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Micron Technology Inc          | Micron Technology Inc                      | CUSIP: 595112103<br>LEI: B3DXGBC8GAIYWI2Z0172 | Long             | EC               | CORP              | US        |      1048 | NS      | $434794.24    | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley                 | Morgan Stanley                             | CUSIP: 617446448<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EC               | CORP              | US        |      1310 | NS      | $239468.00    | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | Advanced Micro Devices Inc                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        -5 | NC      | $-9650.00     | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Alphabet Inc                               | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -14 | NC      | $-13755.00    | -0.04%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Alphabet Inc                               | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -14 | NC      | $-23100.00    | -0.07%            |  |  |  | No            |                  2 | On Loan: No      |
| ServiceNow Inc                 | ServiceNow Inc                             | CUSIP: 81762P102<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               | CORP              | US        |       655 | NS      | $76641.55     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                      | Tesla Inc                                  | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |      1572 | NS      | $676604.52    | 2.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Instruments Inc          | Texas Instruments Inc                      | CUSIP: 882508104<br>LEI: WDJNR2L6D8RWOEB8T652 | Long             | EC               | CORP              | US        |       786 | NS      | $169422.30    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Thermo Fisher Scientific Inc   | Thermo Fisher Scientific Inc               | CUSIP: 883556102<br>LEI: HCHV7422L5HDJZCRFL38 | Long             | EC               | CORP              | US        |       524 | NS      | $303191.64    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| AT&T Inc                       | AT&T Inc                                   | CUSIP: 00206R102<br>LEI: 549300Z40J86GGSTL398 | Long             | EC               | CORP              | US        |      8253 | NS      | $216311.13    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Adobe Inc                      | Adobe Inc                                  | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |       524 | NS      | $153663.00    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro Devices Inc     | Advanced Micro Devices Inc                 | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |      1179 | NS      | $279104.67    | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                   | Alphabet Inc                               | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      2620 | NS      | $886948.60    | 2.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                   | Alphabet Inc                               | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      3275 | NS      | $1106950.00   | 3.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com Inc                 | Amazon.com Inc                             | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |      5633 | NS      | $1347976.90   | 3.99%             |  |  |  | No            |                  1 | On Loan: No      |
| American Express Co            | American Express Co                        | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |       655 | NS      | $230671.35    | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Amgen Inc                      | Amgen Inc                                  | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               | CORP              | US        |       655 | NS      | $223931.40    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Amphenol Corp                  | Amphenol Corp                              | CUSIP: 032095101<br>LEI: 549300D3L3G0R4U4VT04 | Long             | EC               | CORP              | US        |      1179 | NS      | $169870.32    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc                      | Apple Inc                                  | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |      8515 | NS      | $2209472.20   | 6.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Applied Materials Inc          | Applied Materials Inc                      | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |       786 | NS      | $253343.52    | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| AppLovin Corp                  | AppLovin Corp                              | CUSIP: 03831W108<br>LEI: 549300LLVXMUAOL3SQ07 | Long             | EC               | CORP              | US        |       262 | NS      | $123954.82    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Arista Networks Inc            | Arista Networks Inc                        | CUSIP: 040413205<br>LEI: 635400H1WKBLOQERUU95 | Long             | EC               | CORP              | US        |       917 | NS      | $129975.58    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of America Corp           | Bank of America Corp                       | CUSIP: 060505104<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EC               | CORP              | US        |      7467 | NS      | $397244.40    | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Berkshire Hathaway Inc         | Berkshire Hathaway Inc                     | CUSIP: 084670702<br>LEI: 5493000C01ZX7D35SD85 | Long             | EC               | CORP              | US        |      1048 | NS      | $503595.44    | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackrock Inc                  | Blackrock Inc                              | CUSIP: 09290D101<br>LEI: 529900VBK42Y5HHRMD23 | Long             | EC               | CORP              | US        |       262 | NS      | $293162.28    | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Boeing Co/The                  | Boeing Co/The                              | CUSIP: 097023105<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EC               | CORP              | US        |      1179 | NS      | $275555.88    | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Booking Holdings Inc           | Booking Holdings Inc                       | CUSIP: 09857L108<br>LEI: FXM8FAOHMYDIPD38UZ17 | Long             | EC               | CORP              | US        |       131 | NS      | $655241.04    | 1.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Boston Scientific Corp         | Boston Scientific Corp                     | CUSIP: 101137107<br>LEI: Y6ZDD9FP4P8JSSJMW954 | Long             | EC               | CORP              | US        |      1703 | NS      | $159281.59    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Walt Disney Co/The             | Walt Disney Co/The                         | CUSIP: 254687106<br>LEI: 549300GZKULIZ0WOW665 | Long             | EC               | CORP              | US        |      1965 | NS      | $221652.00    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Netflix Inc                    | Netflix Inc                                | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |      2620 | NS      | $218743.80    | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| NextEra Energy Inc             | NextEra Energy Inc                         | CUSIP: 65339F101<br>LEI: 254900RHL9MEUS5NKX63 | Long             | EC               | CORP              | US        |      2358 | NS      | $207268.20    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp                    | NVIDIA Corp                                | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |     13886 | NS      | $2654031.18   | 7.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Oracle Corp                    | Oracle Corp                                | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |       917 | NS      | $150919.86    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Palantir Technologies Inc      | Palantir Technologies Inc                  | CUSIP: 69608A108<br>LEI: 549300UVN46B3BBDHO85 | Long             | EC               | CORP              | US        |      1310 | NS      | $192032.90    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| PepsiCo Inc                    | PepsiCo Inc                                | CUSIP: 713448108<br>LEI: FJSUNZKFNQ5YPJ5OT455 | Long             | EC               | CORP              | US        |      1572 | NS      | $241506.36    | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Pfizer Inc                     | Pfizer Inc                                 | CUSIP: 717081103<br>LEI: 765LHXWGK1KXCLTFYQ30 | Long             | EC               | CORP              | US        |      6550 | NS      | $173182.00    | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Philip Morris International In | Philip Morris International Inc            | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |      1834 | NS      | $329092.96    | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Procter & Gamble Co/The        | Procter & Gamble Co/The                    | CUSIP: 742718109<br>LEI: 2572IBTT8CCZW6AU4141 | Long             | EC               | CORP              | US        |      2489 | NS      | $377755.53    | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Progressive Corp/The           | Progressive Corp/The                       | CUSIP: 743315103<br>LEI: 529900TACNVLY9DCR586 | Long             | EC               | CORP              | US        |       786 | NS      | $163488.00    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| QUALCOMM Inc                   | QUALCOMM Inc                               | CUSIP: 747525103<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               | CORP              | US        |      1310 | NS      | $198582.90    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| RTX Corp                       | RTX Corp                                   | CUSIP: 75513E101<br>LEI: I07WOS4YJ0N7YRFE7309 | Long             | EC               | CORP              | US        |      1703 | NS      | $342183.79    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| S&P Global Inc                 | S&P Global Inc                             | CUSIP: 78409V104<br>LEI: Y6X4K52KMJMZE7I7MY94 | Long             | EC               | CORP              | US        |       393 | NS      | $207421.47    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc                 | Salesforce Inc                             | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |       917 | NS      | $194669.93    | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| TJX Cos Inc/The                | TJX Cos Inc/The                            | CUSIP: 872540109<br>LEI: V167QI9I69W364E2DY52 | Long             | EC               | CORP              | US        |      1310 | NS      | $196251.10    | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Uber Technologies Inc          | Uber Technologies Inc                      | CUSIP: 90353T100<br>LEI: 549300B2FTG34FILDR98 | Long             | EC               | CORP              | US        |      2358 | NS      | $188757.90    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| UnitedHealth Group Inc         | UnitedHealth Group Inc                     | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |       917 | NS      | $263114.81    | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Verizon Communications Inc     | Verizon Communications Inc                 | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               | CORP              | US        |      4847 | NS      | $215788.44    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                       | Visa Inc                                   | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |      1048 | NS      | $337277.84    | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Walmart Inc                    | Walmart Inc                                | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Long             | EC               | CORP              | US        |      3406 | NS      | $405790.84    | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Wells Fargo & Co               | Wells Fargo & Co                           | CUSIP: 949746101<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EC               | CORP              | US        |      3537 | NS      | $320063.13    | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadcom Inc                   | Broadcom Inc                               | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |      2620 | NS      | $868006.00    | 2.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Caterpillar Inc                | Caterpillar Inc                            | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | EC               | CORP              | US        |       524 | NS      | $344456.64    | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Chevron Corp                   | Chevron Corp                               | CUSIP: 166764100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2227 | NS      | $393956.30    | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Cisco Systems Inc              | Cisco Systems Inc                          | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |      4454 | NS      | $348837.28    | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Citigroup Inc                  | Citigroup Inc                              | CUSIP: 172967424<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EC               | CORP              | US        |      2096 | NS      | $242528.16    | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Coca-Cola Co/The               | Coca-Cola Co/The                           | CUSIP: 191216100<br>LEI: UWJKFUJFZ02DKWI3RY53 | Long             | EC               | CORP              | US        |      3406 | NS      | $254802.86    | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Costco Wholesale Corp          | Costco Wholesale Corp                      | CUSIP: 22160K105<br>LEI: 29DX7H14B9S6O3FD6V18 | Long             | EC               | CORP              | US        |       393 | NS      | $369518.25    | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Eli Lilly & Co                 | Eli Lilly & Co                             | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |       524 | NS      | $543466.60    | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Charles Schwab Corp/The        | Charles Schwab Corp/The                    | CUSIP: 808513105<br>LEI: 549300VSGCJ7E698NM85 | Long             | EC               | CORP              | US        |      1965 | NS      | $204202.80    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Corp PLC                 | Eaton Corp PLC                             | CUSIP: N/A<br>LEI: 549300VDIGTMXUNT7H71       | Long             | EC               | CORP              | IE        |       524 | NS      | $184144.08    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMorgan Chase & Co            | JPMorgan Chase & Co                        | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |      1572 | NS      | $480859.08    | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson & Johnson              | Johnson & Johnson                          | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |      2751 | NS      | $625164.75    | 1.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Abbott Laboratories            | Abbott Laboratories                        | CUSIP: 002824100<br>LEI: HQD377W2YR662HK5JX27 | Long             | EC               | CORP              | US        |      2096 | NS      | $229092.80    | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| AbbVie Inc                     | AbbVie Inc                                 | CUSIP: 00287Y109<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | EC               | CORP              | US        |      2096 | NS      | $467428.96    | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Accenture PLC                  | Accenture PLC                              | CUSIP: N/A<br>LEI: 5493000EWHDSR3MZWH98       | Long             | EC               | CORP              | IE        |       655 | NS      | $172684.20    | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Exxon Mobil Corp               | Exxon Mobil Corp                           | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |      4847 | NS      | $685365.80    | 2.03%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Government Obli | First American Government Obligations Fund | CUSIP: 31846V336<br>LEI: 549300R5MYM6VZF1RM44 | Long             | STIV             | RF                | US        |    894996 | NS      | $894996.34    | 2.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Freeport-McMoRan Inc           | Freeport-McMoRan Inc                       | CUSIP: 35671D857<br>LEI: 549300IRDTHJQ1PVET45 | Long             | EC               | CORP              | US        |      2358 | NS      | $142022.34    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| GE Vernova Inc                 | GE Vernova Inc                             | CUSIP: 36828A101<br>LEI: 254900DP080RU6OK2553 | Long             | EC               | CORP              | US        |       393 | NS      | $285463.41    | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| General Electric Co            | General Electric Co                        | CUSIP: 369604301<br>LEI: 3C7474T6CDKPR9K6YT90 | Long             | EC               | CORP              | US        |      1310 | NS      | $401894.90    | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Gilead Sciences Inc            | Gilead Sciences Inc                        | CUSIP: 375558103<br>LEI: 549300WTZWR07K8MNV44 | Long             | EC               | CORP              | US        |      1441 | NS      | $204549.95    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Group Inc/The    | Goldman Sachs Group Inc/The                | CUSIP: 38141G104<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EC               | CORP              | US        |       248 | NS      | $231981.68    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Home Depot Inc/The             | Home Depot Inc/The                         | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Long             | EC               | CORP              | US        |      1179 | NS      | $441641.61    | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Intel Corp                     | Intel Corp                                 | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |      4978 | NS      | $231327.66    | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| IBM                            | International Business Machines Corp       | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | EC               | CORP              | US        |       786 | NS      | $241066.20    | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuit Inc                     | Intuit Inc                                 | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |       262 | NS      | $130717.04    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuitive Surgical Inc         | Intuitive Surgical Inc                     | CUSIP: 46120E602<br>LEI: 54930052SRG011710797 | Long             | EC               | CORP              | US        |       393 | NS      | $198158.46    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | Apple Inc                                  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -30 | NC      | $-17475.00    | -0.05%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Applied Materials Inc                      | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        -3 | NC      | $-3532.50     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | Amazon.com Inc                             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -14 | NC      | $-11830.00    | -0.04%            |  |  |  | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-03-19

**Name of Applicant:** Listed Funds Trust

**Signature:** /s/David Rantisi

**Name of Signer:** David Rantisi

**Title:** Assistant Treasurer