# EDGAR Filing Document

**Accession Number:** 0001012872
**File Stem:** 0001012872-26-000003
**Filing Date:** 2026-3
**Character Count:** 2690
**Document Hash:** 7814e30a47821c4bdb6594e122d45d8d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001012872-26-000003.hdr.sgml**: 20260304

**ACCESSION NUMBER**: 0001012872-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260304

**DATE AS OF CHANGE**: 20260304

**EFFECTIVENESS DATE**: 20260304

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** UNITED CAPITAL MARKETS, INC.
- **CENTRAL INDEX KEY:** 0001012872

**ORGANIZATION NAME:**
- **EIN:** 541779870
- **STATE OF INCORPORATION:** FL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-49253
- **FILM NUMBER:** 26719618

**BUSINESS ADDRESS:**
- **STREET 1:** 2665 S. BAYSHORE DR.
- **STREET 2:** PHE 1
- **CITY:** MIAMI
- **STATE:** FL
- **ZIP:** 33133
- **BUSINESS PHONE:** 305-365-3643

**MAIL ADDRESS:**
- **STREET 1:** 2665 S. BAYSHORE DR.
- **STREET 2:** PHE 1
- **CITY:** MIAMI
- **STATE:** FL
- **ZIP:** 33133

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UNITED CAPITAL MARKETS INC                              /BD
- **DATE OF NAME CHANGE:** 20020322

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TRUSTCAP SECURITIES GROUP INC                           /BD
- **DATE OF NAME CHANGE:** 20000511

### Attached PDF Documents

**Attachment 1:** `UCM_X17A5_2025.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001012872

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** UNITED CAPITAL MARKETS, INC.

**Business Address:** 2665 S. BAYSHORE DR., PHE 1, MIAMI, FL, 33133

**Contact Person:** MICHAEL NELSON

**Contact Phone:** 305-365-0527

### Independent Public Accountant Identification

**Accountant Name:** BAKER TILLY US, LLP

**Accountant Address:** 1301 RIVERPLACE BLVD, SUITE 2400, JACKSONVILLE, FL, 32207

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **DENNIS JOHN DEVANEY**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **UNITED CAPITAL MARKETS, INC.**, as of **12-31-2025**, are true and correct.

**Signature:** DENNIS JOHN DEVANEY

**Title:** CEO

**Notarized:** Yes