# EDGAR Filing Document

**Accession Number:** 0000815917
**File Stem:** 0001193125-26-081918
**Filing Date:** 2026-2
**Character Count:** 10677
**Document Hash:** 8523e29a3750ab46846331ec55c6f41d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-26-081918.hdr.sgml**: 20260227

**ACCESSION NUMBER**: 0001193125-26-081918

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 11

**CONFORMED PERIOD OF REPORT**: 20260227

**ITEM INFORMATION**: Regulation FD Disclosure

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20260227

**DATE AS OF CHANGE**: 20260227

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** JONES FINANCIAL COMPANIES LLLP
- **CENTRAL INDEX KEY:** 0000815917
- **STANDARD INDUSTRIAL CLASSIFICATION:** SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 431450818
- **STATE OF INCORPORATION:** MO
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-16633
- **FILM NUMBER:** 26697417

**BUSINESS ADDRESS:**
- **STREET 1:** 12555 MANCHESTER ROAD
- **CITY:** DES PERES
- **STATE:** MO
- **ZIP:** 63131
- **BUSINESS PHONE:** 3145152000

**MAIL ADDRESS:**
- **STREET 1:** 12555 MANCHESTER ROAD
- **CITY:** DES PERES
- **STATE:** MO
- **ZIP:** 63131

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** JONES FINANCIAL COMPANIES LP LLP
- **DATE OF NAME CHANGE:** 19980514

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** JONES FINANCIAL COMPANIES L P
- **DATE OF NAME CHANGE:** 19920703

?xml version='1.0' encoding='ASCII'? 8-K

**UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549**

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## FORM 8-K

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**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

**Date of Report (Date of earliest event reported):** February 27, 2026<br>

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JONES FINANCIAL COMPANIES LLLP

**(Exact name of Registrant as Specified in Its Charter)**

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| | | |
|:---|:---|:---|
| Missouri | 0-16633 | 43-1450818 |
| **(State or Other Jurisdiction<br>of Incorporation)** | **(Commission File Number)** | **(IRS Employer<br>Identification No.)** |
| 12555 Manchester Road |  |  |
| Des Peres**,** Missouri |  | 63131 |
| **(Address of Principal Executive Offices)** |  | **(Zip Code)** |

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**Registrant's Telephone Number, Including Area Code:** 314 515-2000<br>

**(Former Name or Former Address, if Changed Since Last Report)**

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

**Securities registered pursuant to Section 12(b) of the Act:**

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| | | |
|:---|:---|:---|
| **<br>Title of each class** | **Trading<br>Symbol(s)** | **<br>Name of each exchange on which registered** |
| None | N/A | N/A |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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## Item 7.01 Regulation FD Disclosure.
On February 27, 2026, The Jones Financial Companies, L.L.L.P. (the "Partnership") issued a press release announcing that it has received correspondence from the Federal Deposit Insurance Corporation ("FDIC") and the Utah Department of Financial Institutions ("UDFI") approving the Partnership's application to establish a Utah-chartered and FDI insured industrial bank, Edward Jones Bank. The FDIC and UDFI orders and other related documents will be available on the FDIC's website at www.fdic.gov and the UDFI's website at https://dfi.utah.gov/. A copy of the press release is attached as Exhibit 99.1 to this report and is incorporated by reference herein.

The information contained in this Item 7.01 and Exhibit 99.1 attached hereto shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall such information or exhibit be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended (the "Securities Act"), except as shall be expressly set forth by specific reference in such filing.

## Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;99.1 [<u>Press release issued by the Partnership on February 27, 2026.</u>](ck0000815917-ex99_1.htm)

101 Cover Page Interactive Data File (embedded within the Inline XBRL document)

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | | |
|:---|:---|:---|:---|
|  |  |  | THE JONES FINANCIAL COMPANIES, L.L.L.P. |
| Date: | February 27, 2026 | By:  | /s/ Andrew T. Miedler |
|  |  |  | Name: Andrew T. Miedler<br>Title: Chief Financial Officer |

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## Exhibit 99.1

**FOR IMMEDIATE RELEASE**

**Edward Jones Bank Receives Approval from Federal Deposit Insurance Corporation and Utah Department of Financial Institutions, Expanding How the Firm Serves Clients**

*Milestone reinforces the firm's commitment to helping clients simplify their financial lives through integrated solutions*

**[St. Louis, MO] – [February 27, 2026]** – Earlier today, the Federal Deposit Insurance Corporation (FDIC) and the Utah Department of Financial Institutions (UDFI) conditionally approved The Jones Financial Companies, L.L.L.P.'s application to establish Edward Jones Bank. This is a pivotal step to more comprehensively meet clients' saving, spending and borrowing needs and help them achieve financially what is most important to them.

Edward Jones Bank will integrate the firm's existing reserve line of credit (RLOC) portfolio, currently available in 47 states and Washington, D.C., and expand availability to all 50 states, giving clients greater flexibility and convenience in managing their borrowing needs. The bank will also take deposits through the Edward Jones insured bank deposit program and plans to offer CDs to clients.

"This approval marks an exciting moment in Edward Jones' deep century-long history of helping people achieve financial fulfillment," said Managing Partner Penny Pennington, Edward Jones. "Planning for what's next looks different to every person and every family. This expansion, along with meaningful partnerships with our financial advisors, will allow us to further help millions of families achieve what matters most to them."

The approval of the bank application is a major milestone in the firm's evolution as a financial services firm to serve new and different types of clients through experiences, products and services, and technology designed to help meet their unique needs. From driving industry innovation through Edward Jones Ventures, expanded advisory programs, tailored private wealth client offerings through Edward Jones Generations™, and investments in financial advisor acumen and innovation, Edward Jones continues to reaffirm its forward-looking commitment to putting clients' needs first.

"For over a century, clients have relied on Edward Jones financial advisors for trusted investment and retirement guidance, and we recognize when client needs are shifting," said David Chubak, Head of Wealth Management and Field Management at Edward Jones. "They want a more complete view of their financial lives. With the approval of our bank application, we can now deliver even better on what our clients are asking for. By bringing together our client's entire financial picture, we're empowering our financial advisors to provide deeper, more meaningful advice and support clients through every stage of their financial journey."

Edward Jones Bank President Andrea Moss and the Board of Directors will work in partnership with the firm's financial advisors to bring Edward Jones Bank offerings to clients. The bank plans to open by early 2027 and will be headquartered in the Salt Lake City, Utah, area.

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**About Edward Jones** 

Edward Jones is a leading financial services firm in the U.S. and through its affiliate in Canada. The firm's more than 20,000 financial advisors serve more than 9 million clients with a total of $2.5 trillion in client assets under care as of Dec. 31, 2025. Edward Jones' purpose is to partner for positive impact to improve the lives of its clients and colleagues, and together, better our communities and society. Through the dedication of the firm's approximately 55,000 associates and our branch presence in 68% of U.S. counties and most Canadian provinces and territories, the firm is committed to helping more people achieve financially what is most important to them. The Edward Jones website is at www.edwardjones.com, and its recruiting website is www.careers.edwardjones.com. Member SIPC.

**Forward-Looking Statements**

This press release contains forward-looking statements within the meaning of U.S. securities laws. You can identify forward-looking statements by the use of the words "believe," "expect," "will," "should," "plan," and other expressions which predict or indicate future events and trends, and which do not relate to historical matters. You should not rely on forward-looking statements, because they involve known and unknown risks, uncertainties and other factors, some of which are beyond the control of The Jones Financial Companies, L.L.L.P. (the "Partnership"). These risks, uncertainties and other factors may cause the actual results, performance or achievements of the Partnership to be materially different from the anticipated future results, performance or achievements expressed or implied by the forward-looking statements.

These forward-looking statements were based on information, plans, and estimates as of the date of this report, and the Partnership does not undertake to update any forward-looking statements to reflect changes in underlying assumptions or factors, new information, future events or other changes, except as required by law.

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