# EDGAR Filing Document

**Accession Number:** 0001604174
**File Stem:** 0001104659-23-027344
**Filing Date:** 2023-3
**Character Count:** 67392
**Document Hash:** e5b7ff9c39d333997e2f0bc1ef53c05c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-23-027344.hdr.sgml**: 20230301

**ACCESSION NUMBER**: 0001104659-23-027344

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230301

**DATE AS OF CHANGE**: 20230301

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Eagle Point Credit Co Inc.
- **CENTRAL INDEX KEY:** 0001604174
- **IRS NUMBER:** 465215217
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22974
- **FILM NUMBER:** 23694138

**BUSINESS ADDRESS:**
- **STREET 1:** 600 STEAMBOAT RD, SUITE 202
- **CITY:** GREENWICH
- **STATE:** CT
- **ZIP:** 06830
- **BUSINESS PHONE:** 203.862.3150

**MAIL ADDRESS:**
- **STREET 1:** 600 STEAMBOAT RD, SUITE 202
- **CITY:** GREENWICH
- **STATE:** CT
- **ZIP:** 06830

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Eagle Point Credit Co LLC
- **DATE OF NAME CHANGE:** 20140331

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Eagle Point Credit Co Inc.

- **b. Investment Company Act file number:** 811-22974

- **c. CIK number of Registrant:** 0001604174

- **d. LEI of Registrant:** 549300H82HTZTPXB6822

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 600 Steamboat Road

  - **City:** Greenwich

  - **State:** CT

  - **Foreign country:** US

  - **Zip / Postal Code:** 06830

  - **Telephone number:** 203-340-8500

**Item A.2. Information about the Series.**

- **a. Name of Series:** Eagle Point Credit Co Inc.

- **c. LEI of Series:** 549300H82HTZTPXB6822

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $760152908.00

**Total Liabilities:** $260887144.00

**Net Assets:** $499265764.00

**Cash Not Reported:** $56833244.00

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000000000 | 2.64%                | 2.18%                | -6.41%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-34412.67               | $-22961982.38                              |
| Month 2  | $32865.88                | $1865365.12                                |
| Month 3  | $-3629658.59             | $-5736203.06                               |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                                              | Title                                    | Identifiers                  | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| AASFL 2022-1                                      | Asset Backed Security                    | CUSIP: 255725238<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | FR        |   3100000 | PA      | $3318705.00   | 0.66%             | 2030-12-27      | Floating      | 14.05%                | Yes           |                  3 | On Loan: No      |
| Carlyle US CLO 2019-4, Ltd.                       | CLO Subordinated Note                    | CUSIP: 14317WAC2<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   7005000 | PA      | $4906992.00   | 0.98%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Carlyle US CLO 2021-1, Ltd.                       | CLO Income Note                          | CUSIP: 14316GAA2<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  13425000 | PA      | $7064323.00   | 1.41%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Carlyle US CLO 2021-4, Ltd.                       | CLO Subordinated Note                    | CUSIP: 14316UAC7<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  11475000 | PA      | $8293327.00   | 1.66%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Carlyle US CLO 2022-1, Ltd.                       | CLO Income Note                          | CUSIP: 14317FAA3<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   8150000 | PA      | $5871668.00   | 1.18%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CIFC Funding 2013-II, Ltd.                        | CLO Income Note                          | CUSIP: 17179WAA6<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  17265625 | PA      | $2298949.00   | 0.46%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CIFC Funding 2014, Ltd.                           | CLO Income Note                          | CUSIP: 12549MAA2<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  16033750 | PA      | $2292728.00   | 0.46%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CIFC Funding 2014-III, Ltd.                       | CLO Income Note                          | CUSIP: 12549TAA7<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  19725000 | PA      | $3123765.00   | 0.63%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CIFC Funding 2014-IV-R, Ltd.                      | CLO Income Note                          | CUSIP: 12549XAA8<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   8457500 | PA      | $1867664.00   | 0.37%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CIFC Funding 2015-III, Ltd.                       | CLO Income Note                          | CUSIP: 12550RAA7<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   9724324 | PA      | $1102536.00   | 0.22%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CIFC Funding 2019-III, Ltd.                       | CLO Subordinated Note                    | CUSIP: 12554UAC2<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   2875000 | PA      | $1889458.00   | 0.38%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Autonoria Spain 2022 FT                           | Asset Backed Security                    | CUSIP: BCC37L1S8<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | ES        |   2700000 | PA      | $2890485.00   | 0.58%             | 2040-01-31      | Floating      | 13.89%                | Yes           |                  3 | On Loan: No      |
| CIFC Funding 2019-IV, Ltd.                        | CLO Income Note                          | CUSIP: 17182JAA0<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  14000000 | PA      | $8630405.00   | 1.73%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CIFC Funding 2020-I, Ltd.                         | CLO Income Note                          | CUSIP: 12561RAA4<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   9400000 | PA      | $6430865.00   | 1.29%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CIFC Funding 2020-IV, Ltd.                        | CLO Income Note                          | CUSIP: 12562XAA0<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   7900000 | PA      | $5337209.00   | 1.07%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CIFC Funding 2021-III, Ltd.                       | CLO Income Note                          | CUSIP: 12570AAA0<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  17275000 | PA      | $9368752.00   | 1.88%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CIFC Funding 2021-VI, Ltd.                        | CLO Income Note                          | CUSIP: 12567GAA2<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  12200000 | PA      | $8586054.00   | 1.72%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CIFC Funding 2022-I, Ltd.                         | CLO Income Note                          | CUSIP: 12554SAA1<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  12950000 | PA      | $9768254.00   | 1.96%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CIFC Funding 2022-VI, Ltd.                        | CLO Income Note                          | CUSIP: 12569BAE3<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  10700000 | PA      | $6750657.00   | 1.35%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Cutwater 2015-I, Ltd.                             | CLO Income Note                          | CUSIP: 23222NAA1<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  31100000 | PA      | $2576521.00   | 0.52%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Eaton Vance CLO 2020-2, Ltd.                      | CLO Subordinated Note                    | CUSIP: 27830RAC3<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  11175000 | PA      | $7937459.00   | 1.59%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Dewolf Park CLO, Ltd.                             | CLO Income Note                          | CUSIP: 25211EAA9<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   7700000 | PA      | $2240973.00   | 0.45%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Boreal Series 2022-2                              | Asset Backed Security                    | CUSIP: 255573195<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | CA        |   4550000 | PA      | $3360501.00   | 0.67%             | 2028-02-20      | Floating      | 17.75%                | Yes           |                  3 | On Loan: No      |
| Dryden 53 CLO, Ltd.                               | CLO Income Note                          | CUSIP: 26243FAA6<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   7684999 | PA      | $2102531.00   | 0.42%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Dryden 66 Euro CLO 2018 B.V.                      | CLO Subordinated Note                    | CUSIP: BCC2I88U5<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | NL        |   1025000 | PA      | $340167.00    | 0.07%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Dryden 64 CLO, Ltd.                               | CLO Subordinated Note                    | CUSIP: 26251MAE2<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   9600000 | PA      | $2859594.00   | 0.57%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Dryden 68 CLO, Ltd.                               | CLO Income Note                          | CUSIP: 26252UAA1<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  14080000 | PA      | $7333933.00   | 1.47%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Dryden 78 CLO, Ltd.                               | CLO Subordinated Note                    | CUSIP: 26253JAC1<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $602850.00    | 0.12%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Dryden 85 CLO, Ltd.                               | CLO Income Note                          | CUSIP: 26246DAA8<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   8610000 | PA      | $6368217.00   | 1.28%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Dryden 94 CLO, Ltd.                               | CLO Income Note                          | CUSIP: 26248GAA9<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  12200000 | PA      | $10442550.00  | 2.09%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Dryden 88 Euro CLO 2020 DAC                       | CLO Subordinated Note                    | CUSIP: BCC306RB7<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | IE        |    600000 | PA      | $329445.00    | 0.07%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Eaton Vance CLO 2015-1, Ltd.                      | CLO Subordinated Note                    | CUSIP: 27830LAA0<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   6372500 | PA      | $1364491.00   | 0.27%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Greywolf CLO IV, Ltd.                             | CLO Subordinated Note                    | CUSIP: BCC2J9LL7<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   7520000 | PA      | $3052121.00   | 0.61%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CRAFT 2022-1A                                     | Asset Backed Security                    | CUSIP: BCC384676<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   4300000 | PA      | $4321500.00   | 0.87%             | 2032-04-21      | Floating      | 14.57%                | Yes           |                  3 | On Loan: No      |
| Generate CLO 9 Ltd.                               | CLO Subordinated Note                    | CUSIP: 37147MAC1<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   5000000 | PA      | $3746497.00   | 0.75%             |  |  |  | Yes           |                  3 | On Loan: No      |
| HarbourView CLO VII-R, Ltd.                       | CLO Subordinated Note                    | CUSIP: 41165HAC1<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   1100000 | PA      | $110.00       | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Lake Shore MM CLO I Ltd.                          | CLO Income Note                          | CUSIP: 87250NAA1<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  14550000 | PA      | $8933495.00   | 1.79%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Madison Park Funding XXI, Ltd.                    | CLO Subordinated Note                    | CUSIP: 55820KAC1<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   6462500 | PA      | $3341448.00   | 0.67%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Madison Park Funding XXII, Ltd.                   | CLO Subordinated Note                    | CUSIP: 55819VAC0<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   6327082 | PA      | $3075848.00   | 0.62%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Madison Park Funding XL, Ltd.                     | CLO Subordinated Note                    | CUSIP: BCC20UG36<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  16550000 | PA      | $3906087.00   | 0.78%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Madison Park Funding XLIV, Ltd.                   | CLO Subordinated Note                    | CUSIP: 04965EAC8<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   8744821 | PA      | $4457575.00   | 0.89%             |  |  |  | Yes           |                  3 | On Loan: No      |
| KKR CLO 36 Ltd.                                   | CLO Subordinated Note                    | CUSIP: 48254XAC3<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   6000000 | PA      | $4185108.00   | 0.84%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Madison Park Funding XXXIV, Ltd.                  | CLO Subordinated Note                    | CUSIP: 55820HAC8<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   8300000 | PA      | $5096856.00   | 1.02%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Madison Park Funding XLVII, Ltd.                  | CLO Subordinated Note                    | CUSIP: 55820GAC0<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   2000000 | PA      | $1610225.00   | 0.32%             |  |  |  | Yes           |                  3 | On Loan: No      |
| LOFT 2022-1A                                      | Asset Backed Security                    | CUSIP: 25155KAY1<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | DE        |   1700000 | PA      | $1670250.00   | 0.33%             | 2032-02-28      | Floating      | 21.97%                | Yes           |                  3 | On Loan: No      |
| Marathon CLO VI Ltd.                              | CLO Subordinated Note                    | CUSIP: BCC26VKM1<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   6375000 | PA      | $191250.00    | 0.04%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Marathon CLO VII Ltd.                             | CLO Subordinated Note                    | CUSIP: G5807HAB5<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  10526000 | PA      | $1053.00      | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Marathon CLO VIII Ltd.                            | CLO Income Note                          | CUSIP: 56576NAA3<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  16333000 | PA      | $2613280.00   | 0.52%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Marathon CLO XI Ltd.                              | CLO Subordinated Note                    | CUSIP: 56577RAC9<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   2075000 | PA      | $518750.00    | 0.10%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Marathon CLO XII Ltd.                             | CLO Subordinated Note                    | CUSIP: 56578LAC1<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   4500000 | PA      | $1035000.00   | 0.21%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Marathon CLO X Ltd.                               | CLO Subordinated Note                    | CUSIP: 56577TAG6<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   2550000 | PA      | $229500.00    | 0.05%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Regatta VII Funding Ltd.                          | CLO Subordinated Note                    | CUSIP: 75887TAC0<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   6450000 | PA      | $1593386.00   | 0.32%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Regatta VII Funding Ltd.                          | Class R1A Note                           | CUSIP: 75887TAS5<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  10126500 | PA      | $27872.00     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Regatta VII Funding Ltd.                          | Class R2 Note                            | CUSIP: 75887TAW6<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  10126500 | PA      | $250721.00    | 0.05%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Regatta XX Funding Ltd.                           | CLO Income Note                          | CUSIP: 75889AAA3<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  11000000 | PA      | $6499009.00   | 1.30%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Muskoka Series 2022-1                             | Asset Backed Security                    | CUSIP: 254144088<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | CA        |   3800000 | PA      | $3801140.00   | 0.76%             | 2027-11-10      | Floating      | 12.67%                | Yes           |                  3 | On Loan: No      |
| Regatta XXI Funding Ltd.                          | CLO Subordinated Note                    | CUSIP: 75889KAC7<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   9000000 | PA      | $5667619.00   | 1.14%             |  |  |  | Yes           |                  3 | On Loan: No      |
| OCP Euro CLO 2019-3 DAC                           | CLO Subordinated Note                    | CUSIP: BCC2JEG73<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | IE        |   1500000 | PA      | $832607.00    | 0.17%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Octagon Investment Partners 26, Ltd.              | CLO Income Note                          | CUSIP: 67591BAA7<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  13750000 | PA      | $3348871.00   | 0.67%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Octagon Investment Partners 27, Ltd.              | CLO Income Note                          | CUSIP: 67591DAA3<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  11804048 | PA      | $3011050.00   | 0.60%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Octagon Investment Partners 29, Ltd.              | CLO Subordinated Note                    | CUSIP: 67591KAC3<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   9875000 | PA      | $4298272.00   | 0.86%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Octagon Investment Partners 37, Ltd.              | CLO Subordinated Note                    | CUSIP: 67591WAC7<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   1550000 | PA      | $587681.00    | 0.12%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Octagon Investment Partners XIV, Ltd.             | CLO Income Note                          | CUSIP: 675722AA0<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  20572125 | PA      | $1895377.00   | 0.38%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Octagon Investment Partners 44, Ltd.              | CLO Income Note                          | CUSIP: 67592DAA2<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  13500000 | PA      | $7595608.00   | 1.52%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Octagon Investment Partners 46, Ltd.              | CLO Income Note                          | CUSIP: 67592JAA9<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  10650000 | PA      | $6038375.00   | 1.21%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Octagon Investment Partners 48, Ltd.              | CLO Subordinated Note                    | CUSIP: 67577QAC8<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  10000000 | PA      | $7127308.00   | 1.43%             |  |  |  | Yes           |                  3 | On Loan: No      |
| PXL 2022-1                                        | Asset Backed Security                    | CUSIP: 256384116<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | FR        |   3800000 | PA      | $4068090.00   | 0.81%             | 2029-12-29      | Floating      | 15.00%                | Yes           |                  3 | On Loan: No      |
| Octagon Investment Partners 50, Ltd.              | CLO Income Note                          | CUSIP: 67592QAA3<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   9250000 | PA      | $5700189.00   | 1.14%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Octagon 51, Ltd.                                  | CLO Income B Note                        | CUSIP: 67578NAC4<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  10350000 | PA      | $6981225.00   | 1.40%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Octagon 55, Ltd.                                  | CLO Subordinated Note                    | CUSIP: 67592WAC6<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   8700000 | PA      | $5619469.00   | 1.13%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Octagon 58, Ltd.                                  | CLO Income Note                          | CUSIP: 675934AA1<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | JE        |  14900000 | PA      | $13110975.00  | 2.63%             |  |  |  | Yes           |                  3 | On Loan: No      |
| OFSI BSL VIII, Ltd.                               | CLO Income Note                          | CUSIP: 67111PAA7<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   7719320 | PA      | $868060.00    | 0.17%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Rockford Tower CLO 2019-1, Ltd.                   | CLO Subordinated Note                    | CUSIP: 77342NAC8<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  10300000 | PA      | $5571801.00   | 1.12%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Rockford Tower CLO 2021-3, Ltd.                   | CLO Subordinated Note                    | CUSIP: 77341PAC4<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  26264625 | PA      | $14170137.00  | 2.84%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Steele Creek CLO 2015-1, Ltd.                     | CLO Subordinated Note                    | CUSIP: 85816CAA6<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   8100000 | PA      | $32400.00     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Steele Creek CLO 2018-1, Ltd.                     | CLO Income Note                          | CUSIP: 85816GAA7<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  11370000 | PA      | $3083354.00   | 0.62%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Steele Creek CLO 2019-1, Ltd.                     | CLO Income Note                          | CUSIP: 85817DAA3<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   8500000 | PA      | $3049608.00   | 0.61%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Standard Chartered 7                              | Asset Backed Security                    | CUSIP: BCC37XX65<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | GB        |   6100000 | PA      | $6100000.00   | 1.22%             | 2031-04-25      | Floating      | 13.48%                | Yes           |                  3 | On Loan: No      |
| Wind River 2013-2 CLO Ltd.                        | CLO Income Note                          | CUSIP: 87245KAA5<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  11597500 | PA      | $1792053.00   | 0.36%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Wind River 2014-1 CLO Ltd.                        | CLO Subordinated Note                    | CUSIP: 88432EAA0<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   9681764 | PA      | $1258629.00   | 0.25%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Wind River 2014-3 CLO Ltd.                        | CLO Subordinated Note                    | CUSIP: 88432JAA9<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  11000000 | PA      | $2068882.00   | 0.41%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Wind River 2016-1 CLO Ltd.                        | CLO Subordinated Note                    | CUSIP: 87248FAC9<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |    900000 | PA      | $10800.00     | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Wind River 2016-1 CLO Ltd.                        | CLO Income Note                          | CUSIP: 87248GAA1<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  13050000 | PA      | $162173.00    | 0.03%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Wind River 2017-1 CLO Ltd.                        | CLO Income Note                          | CUSIP: 87248HAA9<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  17700000 | PA      | $7109252.00   | 1.42%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Wind River 2017-3 CLO Ltd.                        | CLO Income Note                          | CUSIP: 87284PAA6<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  23940000 | PA      | $10946358.00  | 2.19%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Wind River 2018-1 CLO Ltd.                        | CLO Income Note                          | CUSIP: 87249HAA8<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  15750000 | PA      | $5782687.00   | 1.16%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Wind River 2019-2 CLO Ltd.                        | CLO Income Note                          | CUSIP: 87250KAA7<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  13470000 | PA      | $7653043.00   | 1.53%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Wind River 2022-2 CLO Ltd.                        | CLO Income Note                          | CUSIP: 97316HAA5<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   8950000 | PA      | $7811793.00   | 1.56%             |  |  |  | Yes           |                  3 | On Loan: No      |
| All Day Holdings LLC                              | Common Stock                             | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |       560 | PA      | $8.00         | 0.00%             |  |  |  | Yes           |                  2 | On Loan: No      |
| Venture 41 CLO, Limited                           | CLO Subordinated Note                    | CUSIP: 92326KAC3<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   3325000 | PA      | $2031857.00   | 0.41%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Zais CLO 3, Limited                               | CLO Income Note                          | CUSIP: 98887KAA5<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  16871644 | PA      | $2915029.00   | 0.58%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Zais CLO 5, Limited                               | CLO Subordinated Note                    | CUSIP: 98875MAC1<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   5950000 | PA      | $178500.00    | 0.04%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Zais CLO 6, Limited                               | CLO Subordinated Note                    | CUSIP: 98887UAB1<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  11600000 | PA      | $977508.00    | 0.20%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Zais CLO 7, Limited                               | CLO Income Note                          | CUSIP: 98887XAA7<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  12777500 | PA      | $1277750.00   | 0.26%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Zais CLO 9, Limited                               | CLO Subordinated Note                    | CUSIP: 98875PAC4<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   3015000 | PA      | $683671.00    | 0.14%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Zais CLO 8, Limited                               | CLO Subordinated Note                    | CUSIP: 98885HAC0<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |    750000 | PA      | $97500.00     | 0.02%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Steamboat XXXII Ltd.                              | Loan Accumulation Facility               | CUSIP: N/A<br>LEI: N/A       | Long             | ABS-CBDO         | CORP              | KY        |   5829000 | PA      | $5818141.00   | 1.17%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Steamboat XXXVII Ltd.                             | Loan Accumulation Facility               | CUSIP: N/A<br>LEI: N/A       | Long             | ABS-CBDO         | CORP              | KY        |  10422500 | PA      | $10444864.00  | 2.09%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Steamboat XXXIX Ltd.                              | Loan Accumulation Facility               | CUSIP: N/A<br>LEI: N/A       | Long             | ABS-CBDO         | CORP              | KY        |   4817500 | PA      | $4824379.00   | 0.97%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Lender MCS Holdings, Inc.                         | Common Stock                             | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |       589 | PA      | $19437.00     | 0.00%             |  |  |  | Yes           |                  2 | On Loan: No      |
| Steamboat XXXVI Ltd.                              | Loan Accumulation Facility               | CUSIP: N/A<br>LEI: N/A       | Long             | ABS-CBDO         | CORP              | KY        |    950000 | PA      | $950000.00    | 0.19%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Steamboat XLI Ltd.                                | Loan Accumulation Facility               | CUSIP: N/A<br>LEI: N/A       | Long             | ABS-CBDO         | CORP              | KY        |   2411250 | PA      | $2411250.00   | 0.48%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Steamboat XLII Ltd.                               | Loan Accumulation Facility               | CUSIP: N/A<br>LEI: N/A       | Long             | ABS-CBDO         | CORP              | KY        |   1376991 | PA      | $1376991.00   | 0.28%             |  |  |  | Yes           |                  3 | On Loan: No      |
| JP Intermediate B LLC                             | JP Intermediate B 1L Senior Secured Loan | CUSIP: 46650KAB7<br>LEI: N/A | Long             | LON              | CORP              | US        |    574220 | PA      | $419181.00    | 0.08%             | 2025-11-20      | Floating      | 9.91%                 | Yes           |                  2 | On Loan: No      |
| McDermott International Ltd                       | Common Stock                             | CUSIP: 58004K109<br>LEI: N/A | Long             | EC               | CORP              | BM        |    243875 | PA      | $97550.00     | 0.02%             |  |  |  | Yes           |                  2 | On Loan: No      |
| GAC Holdco Inc                                    | Warrants                                 | CUSIP: 36136L112<br>LEI: N/A | Long             | EC               | CORP              | CA        |       502 | PA      | $188250.00    | 0.04%             |  |  |  | Yes           |                  2 | On Loan: No      |
| 1988 CLO 1 Ltd.                                   | CLO Secured Note - Class E               | CUSIP: 653938AA8<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   2286000 | PA      | $2084375.00   | 0.42%             | 2037-10-15      | Floating      | 12.32%                | Yes           |                  2 | On Loan: No      |
| Ares XLI CLO Ltd.                                 | CLO Secured Note - Class E-R             | CUSIP: 04016KAG4<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |    950000 | PA      | $820990.00    | 0.16%             | 2034-04-15      | Floating      | 10.83%                | Yes           |                  2 | On Loan: No      |
| Barings CLO Ltd. 2019-III                         | CLO Secured Note - Class E-R             | CUSIP: 06761PAE0<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |    525000 | PA      | $469928.00    | 0.09%             | 2031-04-20      | Floating      | 10.94%                | Yes           |                  2 | On Loan: No      |
| Barings CLO Ltd. 2022-I                           | CLO Secured Note - Class E               | CUSIP: 06759RAA8<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   4450000 | PA      | $3931130.00   | 0.79%             | 2035-04-15      | Floating      | 10.96%                | Yes           |                  2 | On Loan: No      |
| Barings CLO Ltd. 2022-II                          | CLO Secured Note - Class E               | CUSIP: 06760UAA8<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   1080000 | PA      | $990144.00    | 0.20%             | 2035-07-15      | Floating      | 10.32%                | Yes           |                  2 | On Loan: No      |
| Benefit Street Partners CLO XVII, Ltd.            | CLO Secured Note - Class E-R             | CUSIP: 08182AAE0<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   1025000 | PA      | $915530.00    | 0.18%             | 2032-07-15      | Floating      | 10.43%                | Yes           |                  2 | On Loan: No      |
| Great Lakes CLO 2014-1, Ltd.                      | CLO Secured Note - Class C-R             | CUSIP: 390556AQ1<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   5000000 | PA      | $4802500.00   | 0.96%             | 2029-10-15      | Floating      | 6.78%                 | Yes           |                  2 | On Loan: No      |
| Carlyle US CLO 2021-1, Ltd.                       | CLO Secured Note - Class D               | CUSIP: 14317LAA0<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   1250000 | PA      | $1086750.00   | 0.22%             | 2034-04-15      | Floating      | 10.08%                | Yes           |                  2 | On Loan: No      |
| Energy Ventures Gom LLC / EnVen Finance Corp      | Second Lien                              | CUSIP: 29278MAC9<br>LEI: N/A | Long             | DBT              | CORP              | US        |    566000 | PA      | $585810.00    | 0.12%             | 2026-04-15      | Fixed         | 11.75%                | Yes           |                  2 | On Loan: No      |
| Carlyle US CLO 2022-1, Ltd.                       | CLO Secured Note - Class D               | CUSIP: 14318JAJ5<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |    850000 | PA      | $768570.00    | 0.15%             | 2035-04-15      | Floating      | 7.26%                 | Yes           |                  2 | On Loan: No      |
| CIFC Funding 2015-III, Ltd.                       | CLO Secured Note - Class F-R             | CUSIP: 12550HAJ0<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   2450000 | PA      | $1832845.00   | 0.37%             | 2029-04-19      | Floating      | 11.03%                | Yes           |                  2 | On Loan: No      |
| CIFC Funding 2019-I, Ltd.                         | CLO Secured Note - Class E               | CUSIP: 12553BAA9<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   1025000 | PA      | $937773.00    | 0.19%             | 2032-04-20      | Floating      | 11.07%                | Yes           |                  2 | On Loan: No      |
| CIFC Funding 2022-I, Ltd.                         | CLO Secured Note - Class E               | CUSIP: 12570BAA8<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   1700000 | PA      | $1511300.00   | 0.30%             | 2035-04-17      | Floating      | 10.26%                | Yes           |                  2 | On Loan: No      |
| Madison Park Funding XIV, Ltd.                    | CLO Secured Note - Class E-R             | CUSIP: 55818TAG7<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   1725000 | PA      | $1469355.00   | 0.29%             | 2030-10-22      | Floating      | 10.12%                | Yes           |                  2 | On Loan: No      |
| Gilbert Park CLO, Ltd.                            | CLO Secured Note - Class E               | CUSIP: 375414AA7<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |    525000 | PA      | $440108.00    | 0.09%             | 2030-10-15      | Floating      | 10.48%                | Yes           |                  2 | On Loan: No      |
| KKR CLO 22 Ltd.                                   | CLO Secured Note - Class E               | CUSIP: 48252VAA3<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |    650000 | PA      | $542555.00    | 0.11%             | 2031-07-20      | Floating      | 10.24%                | Yes           |                  2 | On Loan: No      |
| Dryden 53 CLO, Ltd.                               | CLO Secured Note - Class E               | CUSIP: 26243EAE1<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   1700000 | PA      | $1392300.00   | 0.28%             | 2031-01-15      | Floating      | 9.38%                 | Yes           |                  2 | On Loan: No      |
| Dryden 53 CLO, Ltd.                               | CLO Secured Note - Class F               | CUSIP: 26243EAL5<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   1095000 | PA      | $838551.00    | 0.17%             | 2031-01-15      | Floating      | 11.58%                | Yes           |                  2 | On Loan: No      |
| Flagship CLO VIII, Ltd.                           | CLO Secured Note - Class F-R             | CUSIP: 338424AJ3<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   2874722 | PA      | $287.00       | 0.00%             | 2026-01-16      | Floating      | 9.92%                 | Yes           |                  2 | On Loan: No      |
| GAC Holdco Inc                                    | Secured                                  | CUSIP: 36136LAA2<br>LEI: N/A | Long             | DBT              | CORP              | CA        |    350000 | PA      | $374500.00    | 0.08%             | 2025-08-15      | Fixed         | 12.00%                | Yes           |                  2 | On Loan: No      |
| HarbourView CLO VII-R, Ltd.                       | CLO Secured Note - Class F               | CUSIP: 41165UAC2<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |    843288 | PA      | $250035.00    | 0.05%             | 2031-07-18      | Floating      | 12.46%                | Yes           |                  2 | On Loan: No      |
| Halcyon Loan Advisors Funding 2018-1 Ltd.         | CLO Secured Note - Class A-2             | CUSIP: 40538TAC7<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  10310000 | PA      | $9773880.00   | 1.96%             | 2031-07-21      | Floating      | 6.04%                 | Yes           |                  2 | On Loan: No      |
| Marathon CLO VII Ltd.                             | CLO Secured Note - Class D               | CUSIP: 56577CAA6<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   3129642 | PA      | $2173536.00   | 0.44%             | 2025-10-28      | Floating      | 9.77%                 | Yes           |                  2 | On Loan: No      |
| Marathon CLO VIII Ltd.                            | CLO Secured Note - Class D-R             | CUSIP: 56576MAE7<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   4150000 | PA      | $2839430.00   | 0.57%             | 2031-10-18      | Floating      | 10.63%                | Yes           |                  2 | On Loan: No      |
| Marathon CLO XI Ltd.                              | CLO Secured Note - Class D               | CUSIP: 56577RAA3<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   1650000 | PA      | $1118700.00   | 0.22%             | 2031-04-20      | Floating      | 9.74%                 | Yes           |                  2 | On Loan: No      |
| Neuberger Berman Loan Advisers CLO 40, Ltd.       | CLO Secured Note - Class E               | CUSIP: 64134KAA8<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   1625000 | PA      | $1465750.00   | 0.29%             | 2033-04-16      | Floating      | 9.93%                 | Yes           |                  2 | On Loan: No      |
| Signal Peak CLO 5, Ltd.                           | CLO Secured Note - Class D               | CUSIP: 56844YAG2<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   2300000 | PA      | $2060570.00   | 0.41%             | 2031-04-25      | Floating      | 7.01%                 | Yes           |                  2 | On Loan: No      |
| Octagon Investment Partners 27, Ltd.              | CLO Secured Note - Class F-R             | CUSIP: 67591CAG2<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |    900000 | PA      | $665730.00    | 0.13%             | 2030-07-15      | Floating      | 11.93%                | Yes           |                  2 | On Loan: No      |
| Octagon Investment Partners 44, Ltd.              | CLO Secured Note - Class E-R             | CUSIP: 675713AE1<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   1537500 | PA      | $1302878.00   | 0.26%             | 2034-10-15      | Floating      | 10.83%                | Yes           |                  2 | On Loan: No      |
| OZLM XXII, Ltd.                                   | CLO Secured Note - Class D               | CUSIP: 67111XAA0<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |    900000 | PA      | $681030.00    | 0.14%             | 2031-01-17      | Floating      | 9.38%                 | Yes           |                  2 | On Loan: No      |
| NGL Energy Partners LP / NGL Energy Finance Corp  | Senior Unsecured                         | CUSIP: 62913TAM4<br>LEI: N/A | Long             | DBT              | CORP              | US        |   1010000 | PA      | $823150.00    | 0.16%             | 2025-03-01      | Fixed         | 6.12%                 | No            |                  2 | On Loan: No      |
| RR 3 Ltd.                                         | CLO Secured Note - Class C-R2            | CUSIP: 74988LAG9<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |    875000 | PA      | $756263.00    | 0.15%             | 2030-01-15      | Floating      | 6.58%                 | Yes           |                  2 | On Loan: No      |
| Regatta X Funding Ltd.                            | CLO Secured Note - Class D               | CUSIP: 75884BAG3<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   1850000 | PA      | $1723460.00   | 0.35%             | 2031-01-17      | Floating      | 6.83%                 | Yes           |                  2 | On Loan: No      |
| Steele Creek CLO 2019-1, Ltd.                     | CLO Secured Note - Class E               | CUSIP: 85817CAA5<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   3091000 | PA      | $2562439.00   | 0.51%             | 2032-04-15      | Floating      | 11.09%                | Yes           |                  2 | On Loan: No      |
| Wind River 2019-2 CLO Ltd.                        | CLO Secured Note - Class E-R             | CUSIP: 97314FAA1<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   1175000 | PA      | $1052683.00   | 0.21%             | 2035-01-15      | Floating      | 10.86%                | Yes           |                  2 | On Loan: No      |
| TICP CLO V 2016-1, Ltd.                           | CLO Secured Note - Class E-R             | CUSIP: 87248MAD2<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |    675000 | PA      | $584145.00    | 0.12%             | 2031-07-17      | Floating      | 9.83%                 | Yes           |                  2 | On Loan: No      |
| TICP CLO XI, Ltd.                                 | CLO Secured Note - Class E               | CUSIP: 87249RAA6<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   1660000 | PA      | $1502300.00   | 0.30%             | 2031-10-20      | Floating      | 10.24%                | Yes           |                  2 | On Loan: No      |
| 1988 CLO 1 Ltd.                                   | CLO Income Note                          | CUSIP: 65443RAA6<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   7876000 | PA      | $6131795.00   | 1.23%             |  |  |  | Yes           |                  3 | On Loan: No      |
| ALM VIII, Ltd.                                    | CLO Preferred Share                      | CUSIP: G0230V403<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   8725000 | PA      | $87250.00     | 0.02%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Anchorage Credit Funding 12, Ltd.                 | CLO Income Note                          | CUSIP: 03333FAA6<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   9250000 | PA      | $4419271.00   | 0.89%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Anchorage Credit Funding 13, Ltd.                 | CLO Subordinated Note                    | CUSIP: 03290BAE8<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   1200000 | PA      | $761157.00    | 0.15%             |  |  |  | Yes           |                  3 | On Loan: No      |
| OWL Rock Core Income Corp                         | Senior Unsecured                         | CUSIP: 69120VAN1<br>LEI: N/A | Long             | DBT              | CORP              | US        |   1625000 | PA      | $1619564.00   | 0.32%             | 2027-09-16      | Fixed         | 7.75%                 | Yes           |                  2 | On Loan: No      |
| Ares XXXIV CLO Ltd.                               | CLO Subordinated Note                    | CUSIP: 04015HAJ6<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  18075000 | PA      | $5958663.00   | 1.19%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Ares XLI CLO Ltd.                                 | CLO Income Note                          | CUSIP: 04017BAA6<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  29388000 | PA      | $12277558.00  | 2.46%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Ares XLIII CLO Ltd.                               | CLO Income Note                          | CUSIP: 04017GAA5<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  30850000 | PA      | $12044486.00  | 2.41%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Ares XLIII CLO Ltd.                               | CLO Subordinated Note                    | CUSIP: 04017AAC4<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   1505000 | PA      | $517502.00    | 0.10%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Ares XLIV CLO Ltd.                                | CLO Subordinated Note                    | CUSIP: 04016NAJ2<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  10000000 | PA      | $3258171.00   | 0.65%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Ares XLVII CLO Ltd.                               | CLO Subordinated Note                    | CUSIP: 04016WAC7<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   8500000 | PA      | $3140397.00   | 0.63%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Ares LI CLO Ltd.                                  | CLO Income Note                          | CUSIP: 04017LAA4<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  13353849 | PA      | $7347561.00   | 1.47%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Ares LVIII CLO Ltd.                               | CLO Subordinated Note                    | CUSIP: 04018CAC9<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   6175000 | PA      | $3629856.00   | 0.73%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Barings CLO Ltd. 2021-II                          | CLO Subordinated Note                    | CUSIP: 06762KAC4<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   9250000 | PA      | $7001399.00   | 1.40%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Bain Capital Credit CLO 2016-2, Limited           | CLO Income Note                          | CUSIP: 05683DAA2<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  16700000 | PA      | $250581.00    | 0.05%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Unifrax Escrow Issuer Corp                        | Secured                                  | CUSIP: 90473LAA0<br>LEI: N/A | Long             | DBT              | CORP              | US        |    512000 | PA      | $414080.00    | 0.08%             | 2028-09-30      | Fixed         | 5.25%                 | Yes           |                  2 | On Loan: No      |
| Bain Capital Credit CLO 2021-1, Limited           | CLO Subordinated Note                    | CUSIP: 05684MAC7<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   9100000 | PA      | $5530192.00   | 1.11%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Bardin Hill CLO 2021-2 Ltd.                       | CLO Subordinated Note                    | CUSIP: 06744BAL7<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   1500000 | PA      | $817516.00    | 0.16%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Barings CLO Ltd. 2018-I                           | CLO Income Note                          | CUSIP: 06761FAA0<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  20808000 | PA      | $7308550.00   | 1.46%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Barings CLO Ltd. 2019-I                           | CLO Income Note                          | CUSIP: 06760TAA1<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  13085000 | PA      | $8032631.00   | 1.61%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Barings CLO Ltd. 2019-II                          | CLO Income Note                          | CUSIP: 06761WAA3<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  16150000 | PA      | $9119892.00   | 1.83%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Barings CLO Ltd. 2020-I                           | CLO Income Note                          | CUSIP: 06762NAA2<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   5550000 | PA      | $3777900.00   | 0.76%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Barings CLO Ltd. 2021-III                         | CLO Subordinated Note                    | CUSIP: 06762UAC2<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   2000000 | PA      | $1286367.00   | 0.26%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Barings CLO Ltd. 2022-I                           | CLO Income Note                          | CUSIP: 06761RAA4<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   7500000 | PA      | $5931460.00   | 1.19%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Barings CLO Ltd. 2022-II                          | CLO Income Note                          | CUSIP: 06762GAA7<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  10800000 | PA      | $5203310.00   | 1.04%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Battalion CLO IX Ltd.                             | CLO Income Note                          | CUSIP: 07132HAA6<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  18734935 | PA      | $6073554.00   | 1.22%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Unifrax Escrow Issuer Corp                        | Senior Unsecured                         | CUSIP: 90473LAC6<br>LEI: N/A | Long             | DBT              | CORP              | US        |    171000 | PA      | $112433.00    | 0.02%             | 2029-09-30      | Fixed         | 7.50%                 | Yes           |                  2 | On Loan: No      |
| Battalion CLO 18 Ltd.                             | CLO Income Note                          | CUSIP: 07134TAA8<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   8400000 | PA      | $5450328.00   | 1.09%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Battalion CLO XIX Ltd.                            | CLO Income Note                          | CUSIP: 07134BAA7<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   8600000 | PA      | $4838597.00   | 0.97%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Battalion CLO XXIII Ltd.                          | CLO Income Note                          | CUSIP: 07136QAA2<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   8800000 | PA      | $6059409.00   | 1.21%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Bear Mountain Park CLO, Ltd.                      | CLO Income Note                          | CUSIP: 07403LAA9<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | JE        |  12875000 | PA      | $10033587.00  | 2.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Bethpage Park CLO, Ltd.                           | CLO Income Note                          | CUSIP: 087592AA9<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  14750000 | PA      | $7802014.00   | 1.56%             |  |  |  | Yes           |                  3 | On Loan: No      |
| BBAM European CLO II DAC                          | CLO Subordinated Note                    | CUSIP: BCC32G071<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | IE        |  11460000 | PA      | $7117218.00   | 1.43%             |  |  |  | Yes           |                  3 | On Loan: No      |
| BlueMountain CLO 2013-2 Ltd.                      | CLO Subordinated Note                    | CUSIP: BCC2392Z4<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  23000000 | PA      | $1610000.00   | 0.32%             |  |  |  | Yes           |                  3 | On Loan: No      |
| BlueMountain CLO 2018-1 Ltd.                      | CLO Subordinated Note                    | CUSIP: 09629UAE5<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   5550000 | PA      | $884963.00    | 0.18%             |  |  |  | Yes           |                  3 | On Loan: No      |
| BlueMountain CLO XXIII Ltd.                       | CLO Subordinated Note                    | CUSIP: 09629RAC6<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   6340000 | PA      | $2547231.00   | 0.51%             |  |  |  | Yes           |                  3 | On Loan: No      |
| BlueMountain CLO XXIV Ltd.                        | CLO Subordinated Note                    | CUSIP: 09629XAC3<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   7375000 | PA      | $4009932.00   | 0.80%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Seaspan Corp                                      | Senior Unsecured                         | CUSIP: 81254UAK2<br>LEI: N/A | Long             | DBT              | CORP              | MH        |    901000 | PA      | $684760.00    | 0.14%             | 2029-08-01      | Fixed         | 5.50%                 | Yes           |                  2 | On Loan: No      |
| BlueMountain CLO XXV Ltd.                         | CLO Subordinated Note                    | CUSIP: 09630CAC6<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   6525000 | PA      | $3554790.00   | 0.71%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Basswood Park CLO, Ltd.                           | CLO Subordinated Note                    | CUSIP: 07025AAC7<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   4750000 | PA      | $3059623.00   | 0.61%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Bristol Park CLO, Ltd.                            | CLO Income Note                          | CUSIP: 11015TAA4<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  34250000 | PA      | $7606126.00   | 1.52%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Taconic Park CLO Ltd.                             | CLO Subordinated Note                    | CUSIP: 87354UAC6<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  10700000 | PA      | $428000.00    | 0.09%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Whetstone Park CLO, Ltd.                          | CLO Subordinated Note                    | CUSIP: 96330AAC0<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  10560000 | PA      | $7325938.00   | 1.47%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Carlyle Global Market Strategies CLO 2014-5, Ltd. | CLO Subordinated Note                    | CUSIP: 14311BAE0<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  10800000 | PA      | $1849391.00   | 0.37%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Carlyle US CLO 2021-7, Ltd.                       | CLO Income Note                          | CUSIP: 14316XAE7<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |  10400000 | PA      | $6732728.00   | 1.35%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Carlyle US CLO 2017-4, Ltd.                       | CLO Income Note                          | CUSIP: 14315AAA6<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   9000000 | PA      | $2407357.00   | 0.48%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Carlyle US CLO 2018-1, Ltd.                       | CLO Subordinated Note                    | CUSIP: 14311YAC4<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   4730000 | PA      | $1362196.00   | 0.27%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Carlyle US CLO 2018-4, Ltd.                       | CLO Subordinated Note                    | CUSIP: 14315QAC7<br>LEI: N/A | Long             | ABS-CBDO         | CORP              | KY        |   6625000 | PA      | $2736863.00   | 0.55%             |  |  |  | Yes           |                  3 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-01

**Name of Applicant:** Eagle Point Credit Co Inc.

**Signature:** Thomas P. Majewski

**Name of Signer:** Thomas P. Majewski

**Title:** Chief Executive Officer