# EDGAR Filing Document

**Accession Number:** 0001557753
**File Stem:** 0001493152-23-001774
**Filing Date:** 2023-1
**Character Count:** 6614
**Document Hash:** 212520c59fe1d8a5052c565a8c22e6d0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-23-001774.hdr.sgml**: 20230118

**ACCESSION NUMBER**: 0001493152-23-001774

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230113

**FILED AS OF DATE**: 20230118

**DATE AS OF CHANGE**: 20230118

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Cugine Joseph M.
- **CENTRAL INDEX KEY:** 0001557753

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41228
- **FILM NUMBER:** 23534332

**MAIL ADDRESS:**
- **STREET 1:** 16859 CAMINETTO COURT
- **STREET 2:** NAPLES
- **CITY:** NAPLES
- **STATE:** FL
- **ZIP:** 34110
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BARFRESH FOOD GROUP INC.
- **CENTRAL INDEX KEY:** 0001487197
- **STANDARD INDUSTRIAL CLASSIFICATION:** CANNED, FROZEN & PRESERVED FRUIT, VEG & FOOD SPECIALTIES [2030]
- **IRS NUMBER:** 271994359
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 3600 WILSHIRE SUITE 1720
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90005
- **BUSINESS PHONE:** 310-598-7110

**MAIL ADDRESS:**
- **STREET 1:** 3600 WILSHIRE SUITE 1720
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90005

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Moving Box Inc
- **DATE OF NAME CHANGE:** 20100315

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Cugine Joseph M.<br><sub>(Last) (First) (Middle)</sub><br>500-14 MAIN STREET<br><sub>(Street)</sub><br>RIDGEFIELD, CT 06877<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-01-13 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>BARFRESH FOOD GROUP INC. [ BRFH ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2023-01-13 |  | A |  | 15060 | A | <sup>(1)</sup> | 185755 | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Stock options | $6.50 |  |  |  |  |  |  | 2015-04-16 | 2023-05-01 | Common Stock | 46154 |  | 46154 | D |  |
| Stock options | $9.36 |  |  |  |  |  |  | 2015-11-25 | 2023-11-25 | Common Stock | 6446 |  | 6446 | D |  |
| Stock options | $6.76 |  |  |  |  |  |  | 2018-07-26 | 2026-07-26 | Common Stock | 19231 |  | 19231 | D |  |
| Stock options | $5.46 |  |  |  |  |  |  | 2021-05-17 | 2029-05-07 | Common Stock | 5724 |  | 5724 | D |  |
| M Warrant | $9.10 |  |  |  |  |  |  | 2019-03-30 | 2028-03-29 | Common Stock | 21062 |  | 21062 | D |  |
| O Warrant | $7.80 |  |  |  |  |  |  | 2020-03-23 | 2023-03-23 | Common Stock | 4817 |  | 4817 | D |  |
| O Warrant | $7.80 |  |  |  |  |  |  | 2020-09-28 | 2023-09-28 | Common Stock | 2065 |  | 2065 | D |  |
| Stock options | $7.93 |  |  |  |  |  |  | 2016-05-27 | 2024-05-27 | Common Stock | 19231 |  | 19231 | D |  |
| Stock options | $7.15 |  |  |  |  |  |  | 2017-09-15 | 2025-09-15 | Common Stock | 19231 |  | 19231 | D |  |

---

### Footnotes:

(1) Represents director's compensation granted in stock pursuant to the Issuer's compensation plan for non-employee directors.

**Signature:** /s/ Joseph M. Cugine  
**Date:** 2023-01-18

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**