# EDGAR Filing Document

**Accession Number:** 0001247952
**File Stem:** 0001127602-23-005085
**Filing Date:** 2023-2
**Character Count:** 10791
**Document Hash:** c0076042c70fec30d91eb0a54df0a169
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001127602-23-005085.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001127602-23-005085

**CONFORMED SUBMISSION TYPE**: 5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** RANKIN CLAIBORNE R
- **CENTRAL INDEX KEY:** 0001247952

**FILING VALUES:**
- **FORM TYPE:** 5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-54799
- **FILM NUMBER:** 23626585

**MAIL ADDRESS:**
- **STREET 1:** 5875 LANDERBROOK DRIVE
- **STREET 2:** SUITE 300
- **CITY:** MAYFIELD HEIGHTS
- **STATE:** OH
- **ZIP:** 44124
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HYSTER-YALE MATERIALS HANDLING, INC.
- **CENTRAL INDEX KEY:** 0001173514
- **STANDARD INDUSTRIAL CLASSIFICATION:** INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537]
- **IRS NUMBER:** 311637659
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 5875 LANDERBROOK DRIVE
- **STREET 2:** SUITE 300
- **CITY:** CLEVELAND
- **STATE:** OH
- **ZIP:** 44124
- **BUSINESS PHONE:** 4404499600

**MAIL ADDRESS:**
- **STREET 1:** 5875 LANDERBROOK DRIVE
- **STREET 2:** SUITE 300
- **CITY:** CLEVELAND
- **STATE:** OH
- **ZIP:** 44124

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HYSTER YALE MATERIALS HANDLING INC.
- **DATE OF NAME CHANGE:** 20120628

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NMHG HOLDING CO
- **DATE OF NAME CHANGE:** 20020515

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 5

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>RANKIN CLAIBORNE R<br><sub>(Last) (First) (Middle)</sub><br>5875 LANDERBROOK DRIVE<br><sub>(Street)</sub><br>MAYFIELD HEIGHTS, OH 44124<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2022-12-31 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [X] Other (specify below)<br>_Member of a Group_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>HYSTER-YALE MATERIALS HANDLING, INC. [ HY ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Class A Common Stock |  |  |  |  |  |  |  | 6957 | I | Held in trust fbo Reporting Person's spouse.<sup>(1)</sup> |
| Class A Common Stock |  |  |  |  |  |  |  | 265749 | I | Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin |
| Class A Common Stock |  |  |  |  |  |  |  | 188 | I | Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers<sup>(1)</sup> |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Class B Common Stock | <sup>(2)</sup> | 2022-12-13 |  | G |  |  | 3684 | <sup>(2)</sup> | <sup>(2)</sup> | Class A Common Stock | 3684 | $0 | 61458 | I | proportionate limited partnership interests in shares held by Rankin Associates II, L.P |
| Class B Common Stock | <sup>(2)</sup> |  |  |  |  |  |  | <sup>(2)</sup> | <sup>(2)</sup> | Class A Common Stock | 100000 |  | 100000 | I | spouses proportionate LP interst in shares held in RA1<sup>(1)</sup> |
| Class B Common Stock | <sup>(2)</sup> |  |  |  |  |  |  | <sup>(2)</sup> | <sup>(2)</sup> | Class A Common Stock | 3956 |  | 3956 | I | spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP<sup>(1)</sup> |
| Class B Common Stock | <sup>(2)</sup> |  |  |  |  |  |  | <sup>(2)</sup> | <sup>(2)</sup> | Class A Common Stock | 377 |  | 377 | I | Spouse's proportionate interests held in shares in Rankin Associates V<sup>(1)</sup> |
| Class B Common Stock | <sup>(2)</sup> |  |  |  |  |  |  | <sup>(2)</sup> | <sup>(2)</sup> | Class A Common Stock | 635 |  | 635 | I | Spouse's proportionate interest in shares held by Rankin Associates VI<sup>(1)</sup> |
| Class B Common Stock | <sup>(3)</sup> |  |  |  |  |  |  | <sup>(4)</sup> | <sup>(5)</sup> | Class A Common Stock | 168945 |  | 168945 | I | Spouse's proportionate interest held in shares in RA IV<sup>(1)</sup> |
| Class B Common Stock | <sup>(6)</sup> |  |  |  |  |  |  | <sup>(7)</sup> | <sup>(8)</sup> | Class A Common Stock | 20159 |  | 20159 | I | Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach<sup>(1)</sup> |
| Class B Common Stock | <sup>(2)</sup> |  |  |  |  |  |  | <sup>(2)</sup> | <sup>(2)</sup> | Class A Common Stock | 50 |  | 50 | I | Proportionate general partnership interest in shares held in RAIV<sup>(9)</sup> |
| Class B Common Stock | <sup>(2)</sup> |  |  |  |  |  |  | <sup>(2)</sup> | <sup>(2)</sup> | Class A Common Stock | 40624 |  | 40624 | I | proportionate limited partnership interest in shares held by Rankin Associates I, L.P |
| Class B Common Stock | <sup>(2)</sup> |  |  |  |  |  |  | <sup>(2)</sup> | <sup>(2)</sup> | Class A Common Stock | 1165 |  | 1165 | I | proportionate limited partnership interest in shares held by Rankin Associates IV, L.P |
| Class B Common Stock | <sup>(2)</sup> |  |  |  |  |  |  | <sup>(2)</sup> | <sup>(2)</sup> | Class A Common Stock | 155 |  | 155 | I | Interest in Shares held by Rankin Associates V |
| Class B Common Stock | <sup>(2)</sup> |  |  |  |  |  |  | <sup>(2)</sup> | <sup>(2)</sup> | Class A Common Stock | 292 |  | 292 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class B Common Stock | <sup>(10)</sup> |  |  |  |  |  |  | <sup>(11)</sup> | <sup>(12)</sup> | Class A Common Stock | 20159 |  | 20159 | I | Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr<sup>(1)</sup> |
| Class B Common Stock | <sup>(2)</sup> |  |  |  |  |  |  | <sup>(2)</sup> | <sup>(2)</sup> | Class A Common Stock | 80 |  | 80 | I | Interest in shares held by RAV held by Rankin Management, Inc. ("RMI") |
| Class B Common Stock | <sup>(2)</sup> |  |  |  |  |  |  | <sup>(2)</sup> | <sup>(2)</sup> | Class A Common Stock | 100 |  | 100 | I | Interest in shares held by RAVI held by Rankin Management, Inc. ("RMI") |
| Class B Common Stock | <sup>(2)</sup> |  |  |  |  |  |  | <sup>(2)</sup> | <sup>(2)</sup> | Class A Common Stock | 3950 |  | 3950 | I | proportionate interest in shares held by Rankin Management, Inc. ("RMI") |
| Class B Common Stock | <sup>(2)</sup> |  |  |  |  |  |  | <sup>(2)</sup> | <sup>(2)</sup> | Class A Common Stock | 54030 |  | 54030 | I | Serves as Trustee of GSTs for the benefit of Chloe Seelbach<sup>(1)</sup> |
| Class B Common Stock | <sup>(2)</sup> |  |  |  |  |  |  | <sup>(2)</sup> | <sup>(2)</sup> | Class A Common Stock | 54030 |  | 54030 | I | Serves as Trustee of the GSTs for the benefit of Claiborne Rankin Jr.<sup>(1)</sup> |
| Class B Common Stock | <sup>(2)</sup> |  |  |  |  |  |  | <sup>(2)</sup> | <sup>(2)</sup> | Class A Common Stock | 54030 |  | 54030 | I | Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers<sup>(1)</sup> |
| Class B Common Stock | <sup>(13)</sup> |  |  |  |  |  |  | <sup>(14)</sup> | <sup>(15)</sup> | Class A Common Stock | 20160 |  | 20160 | I | Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers<sup>(1)</sup> |

---

### Footnotes:

(1) Reporting Person disclaims beneficial ownership of all such shares.

(2) N/A

(3) N/A

(4) N/A

(5) N/A

(6) N/A

(7) N/A

(8) N/A

(9) proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.

(10) N/A

(11) N/A

(12) N/A

(13) N/A

(14) N/A

(15) N/A

**Signature:** /s/ Suzanne S. Taylor, attorney-in-fact  
**Date:** 2023-02-14

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**