# EDGAR Filing Document

**Accession Number:** 0001705655
**File Stem:** 0001705655-23-000001
**Filing Date:** 2023-1
**Character Count:** 25591
**Document Hash:** d8bc9cd9d2ffc8ff5cdb6d730e62f5d4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001705655-23-000001.hdr.sgml**: 20230119

**ACCESSION NUMBER**: 0001705655-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230119

**DATE AS OF CHANGE**: 20230119

**EFFECTIVENESS DATE**: 20230119

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Seelaus Asset Management LLC
- **CENTRAL INDEX KEY:** 0001705655
- **IRS NUMBER:** 264720066
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-18535
- **FILM NUMBER:** 23536270

**BUSINESS ADDRESS:**
- **STREET 1:** 26 MAIN STREET, SUITE 304
- **CITY:** CHATHAM
- **STATE:** NJ
- **ZIP:** 07928
- **BUSINESS PHONE:** 2129350755

**MAIL ADDRESS:**
- **STREET 1:** 26 MAIN STREET, SUITE 304
- **CITY:** CHATHAM
- **STATE:** NJ
- **ZIP:** 07928

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Granite Springs Asset Management LLC
- **DATE OF NAME CHANGE:** 20170503

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Seelaus Asset Management LLC<br>**Address:** 26 MAIN STREET SUITE 304<br>CHATHAM, NJ 07928

**Form 13F File Number:** 028-18535

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Karolina Pajdak<br>**Title:** CCO<br>**Phone:** 908-273-3011

**Signature, Place, and Date of Signing:**

Karolina Pajdak  Chatham, NJ  01-11-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 208

**Form 13F Information Table Value Total:** $133395

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| MERCURY ECOM ACQUISITION COR | *W EXP 07/27/202 | 589381110 |  | 3 | 65000 | PRN |  | SOLE |  | 65000 | 0 | 0 |
| GOAL ACQUISITIONS CORP | *W EXP 02/11/202 | 38021H115 |  | 3 | 66000 | PRN |  | SOLE |  | 66000 | 0 | 0 |
| THUNDER BRIDGE CAP PRTNRS II | *W EXP 02/01/202 | 88605T118 |  | 6 | 84400 | PRN |  | SOLE |  | 84400 | 0 | 0 |
| REDWOOD TRUST INC | NOTE 4.750% 8/1 | 758075AC9 | BBG00HFQMGB6 | 2804 | 2854000 | PRN |  | SOLE |  | 2854000 | 0 | 0 |
| GRANITE PT MTG TR INC | NOTE 6.375%10/0 | 38741LAC1 | BBG00M6PV2P3 | 1769 | 1801000 | PRN |  | SOLE |  | 1801000 | 0 | 0 |
| TWO HARBORS INVENTMENT CORPO | NOTE 6.250% 1/1 | 90187BAB7 | BBG00Z2ZF354 | 847 | 1000000 | PRN |  | SOLE |  | 1000000 | 0 | 0 |
| BLACKSTONE INC | COM | 09260D107 | BBG000BH02H6 | 508 | 6851 | SH |  | SOLE |  | 6851 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 | BBG000BDTDK6 | 4250 | 11113 | SH |  | SOLE |  | 11113 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 | BBG000CLD9D1 | 946 | 3209 | SH |  | SOLE |  | 3209 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 | BBG000BVQ4Z3 | 740 | 8810 | SH |  | SOLE |  | 8810 | 0 | 0 |
| REDWOOD TRUST INC | NOTE 5.625% 7/1 | 758075AD7 | BBG00L7Q32B8 | 362 | 398000 | PRN |  | SOLE |  | 398000 | 0 | 0 |
| KKR REAL ESTATE FIN TR INC | NOTE 6.125% 5/1 | 48251KAB6 | BBG00KXN8GF8 | 302 | 302000 | PRN |  | SOLE |  | 302000 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 | BBG00KJR2N11 | 1624 | 11494 | SH |  | SOLE |  | 11494 | 0 | 0 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | BBG000BW8TX8 | 1721 | 17056 | SH |  | SOLE |  | 17056 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 | BBG000BH4SB1 | 1134 | 13047 | SH |  | SOLE |  | 13047 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 | BBG000BPHFS9 | 2628 | 10957 | SH |  | SOLE |  | 10957 | 0 | 0 |
| APPLE INC | COM | 037833100 | BBG000B9Y5X2 | 6016 | 46305 | SH |  | SOLE |  | 46305 | 0 | 0 |
| FUSION ACQUISITION CORP II | *W EXP 02/29/202 | 36118N110 |  | 0 | 57800 | PRN |  | SOLE |  | 57800 | 0 | 0 |
| ARROWROOT ACQUISITION CORP | *W EXP 03/02/202 | 04282M110 |  | 0 | 57800 | PRN |  | SOLE |  | 57800 | 0 | 0 |
| BUILD ACQUISITION CORP | *W EXP 03/15/202 | 12008J113 |  | 0 | 57850 | PRN |  | SOLE |  | 57850 | 0 | 0 |
| SUSTAINABLE DEVELP ACQU I CO | *W EXP 02/04/202 | 86934L111 |  | 2 | 57800 | PRN |  | SOLE |  | 57800 | 0 | 0 |
| RITHM CAPITAL CORP | COM NEW | 64828T201 | BBG004HQLTC5 | 338 | 41390 | SH |  | SOLE |  | 41390 | 0 | 0 |
| ISHARES TR | FLTG RATE NT ETF | 46429B655 | BBG001QWVBD5 | 239 | 4745 | SH |  | SOLE |  | 4745 | 0 | 0 |
| OAKTREE SPECIALTY LENDING CO | COM | 67401P108 | BBG000TKZXJ2 | 75 | 10879 | SH |  | SOLE |  | 10879 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 | BBG009S4MT03 | 2283 | 25873 | SH |  | SOLE |  | 25873 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | BBG000CGCCL7 | 250 | 1434 | SH |  | SOLE |  | 1434 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 | BBG009S4MVF2 | 666 | 7510 | SH |  | SOLE |  | 7510 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 | BBG000C3JBN9 | 513 | 10761 | SH |  | SOLE |  | 10761 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 | BBG000BKZDM1 | 810 | 2566 | SH |  | SOLE |  | 2566 | 0 | 0 |
| ORACLE CORP | COM | 68389X105 | BBG000BQLY10 | 1149 | 14061 | SH |  | SOLE |  | 14061 | 0 | 0 |
| WABTEC | COM | 929740108 | BBG000BDDBD5 | 856 | 8578 | SH |  | SOLE |  | 8578 | 0 | 0 |
| INTEL CORP | COM | 458140100 | BBG000C0GFS4 | 344 | 13009 | SH |  | SOLE |  | 13009 | 0 | 0 |
| PFIZER INC | COM | 717081103 | BBG000BR2F10 | 370 | 7229 | SH |  | SOLE |  | 7229 | 0 | 0 |
| AT INC | COM | 00206R102 | BBG000BSJLV4 | 556 | 30212 | SH |  | SOLE |  | 30212 | 0 | 0 |
| MEDTRONIC PLC | SHS | G5960L103 | BBG000BNWJ36 | 214 | 2750 | SH |  | SOLE |  | 2750 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 | BBG000FY4VG8 | 283 | 6250 | SH |  | SOLE |  | 6250 | 0 | 0 |
| LOWES COS INC | COM | 548661107 | BBG000BNDQS4 | 1830 | 9186 | SH |  | SOLE |  | 9186 | 0 | 0 |
| CATERPILLAR INC | COM | 149123101 | BBG000BF0LJ6 | 605 | 2526 | SH |  | SOLE |  | 2526 | 0 | 0 |
| CARETRUST REIT INC | COM | 14174T107 | BBG006H11H60 | 377 | 20304 | SH |  | SOLE |  | 20304 | 0 | 0 |
| INTEVAC INC | COM | 461148108 | BBG000FN57B9 | 132 | 20375 | SH |  | SOLE |  | 20375 | 0 | 0 |
| CAMECO CORP | COM | 13321L108 | BBG000DSZWZ6 | 1170 | 51560 | SH |  | SOLE |  | 51560 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 | BBG000DQLWT2 | 2280 | 31690 | SH |  | SOLE |  | 31690 | 0 | 0 |
| UNITED RENTALS INC | COM | 911363109 | BBG000BXMGQ6 | 2449 | 6890 | SH |  | SOLE |  | 6890 | 0 | 0 |
| KONTOOR BRANDS INC | COM | 50050N103 | BBG00P1DMP31 | 405 | 10135 | SH |  | SOLE |  | 10135 | 0 | 0 |
| NUVEEN FLOATING RATE INCOME | COM | 67072T108 | BBG000JS9YC0 | 713 | 90056 | SH |  | SOLE |  | 90056 | 0 | 0 |
| GALLAGHER ARTHUR J  CO | COM | 363576109 | BBG000BBHZK4 | 1089 | 5778 | SH |  | SOLE |  | 5778 | 0 | 0 |
| PACKAGING CORP AMER | COM | 695156109 | BBG000BB8WD9 | 615 | 4810 | SH |  | SOLE |  | 4810 | 0 | 0 |
| WRAP TECHNOLOGIES INC | COM | 98212N107 | BBG00HFMGMZ3 | 50 | 29740 | SH |  | SOLE |  | 29740 | 0 | 0 |
| HUNTINGTON INGALLS INDS INC | COM | 446413106 | BBG001KTGG62 | 209 | 904 | SH |  | SOLE |  | 904 | 0 | 0 |
| ENERGY FUELS INC | COM NEW | 292671708 | BBG000BXTQW0 | 185 | 29650 | SH |  | SOLE |  | 29650 | 0 | 0 |
| PRUDENTIAL FINL INC | COM | 744320102 | BBG000HCJQY9 | 730 | 7338 | SH |  | SOLE |  | 7338 | 0 | 0 |
| TYSON FOODS INC | CL A | 902494103 | BBG000DKCFD9 | 297 | 4775 | SH |  | SOLE |  | 4775 | 0 | 0 |
| ABBOTT LABS | COM | 002824100 | BBG000B9ZZG4 | 701 | 6383 | SH |  | SOLE |  | 6383 | 0 | 0 |
| AMERISOURCEBERGEN CORP | COM | 03073E105 | BBG000MDCSN6 | 286 | 1725 | SH |  | SOLE |  | 1725 | 0 | 0 |
| EATON CORP PLC | SHS | G29183103 | BBG000BJ3QG7 | 651 | 4150 | SH |  | SOLE |  | 4150 | 0 | 0 |
| CORNING INC | COM | 219350105 | BBG000BKG0Z6 | 354 | 11090 | SH |  | SOLE |  | 11090 | 0 | 0 |
| KELLOGG CO | COM | 487836108 | BBG000BMKH35 | 428 | 6010 | SH |  | SOLE |  | 6010 | 0 | 0 |
| MOSAIC CO NEW | COM | 61945C103 | BBG000BFXLX4 | 376 | 8567 | SH |  | SOLE |  | 8567 | 0 | 0 |
| CVS HEALTH CORP | COM | 126650100 | BBG000BGRZP7 | 1075 | 11535 | SH |  | SOLE |  | 11535 | 0 | 0 |
| B2GOLD CORP | COM | 11777Q209 | BBG000V9KFP2 | 248 | 69355 | SH |  | SOLE |  | 69355 | 0 | 0 |
| GOPRO INC | CL A | 38268T103 | BBG006JJTXM6 | 115 | 23135 | SH |  | SOLE |  | 23135 | 0 | 0 |
| INMODE LTD | SHS | M5425M103 | BBG00PPS7472 | 240 | 6685 | SH |  | SOLE |  | 6685 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 | BBG000BPD257 | 1857 | 16737 | SH |  | SOLE |  | 16737 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 | BBG0077VNYG1 | 734 | 10306 | SH |  | SOLE |  | 10306 | 0 | 0 |
| HANNON ARMSTRONG SUST INFR C | COM | 41068X100 | BBG0044K5FQ5 | 315 | 10855 | SH |  | SOLE |  | 10855 | 0 | 0 |
| APPLIED MATLS INC | COM | 038222105 | BBG000BBPST2 | 286 | 2940 | SH |  | SOLE |  | 2940 | 0 | 0 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 | BBG000PLNS80 | 248 | 8657 | SH |  | SOLE |  | 8657 | 0 | 0 |
| SPDR SER TR | S BIOTECH | 78464A870 | BBG000MQQD55 | 348 | 4197 | SH |  | SOLE |  | 4197 | 0 | 0 |
| VANECK ETF TRUST | JUNIOR GOLD MINE | 92189F791 | BBG000PTYPY8 | 293 | 8224 | SH |  | SOLE |  | 8224 | 0 | 0 |
| SPROTT FDS TR | URANIUM MINERS E | 85208P303 | BBG016ZGFL08 | 359 | 11300 | SH |  | SOLE |  | 11300 | 0 | 0 |
| DICKS SPORTING GOODS INC | COM | 253393102 | BBG000F70ZJ9 | 734 | 6106 | SH |  | SOLE |  | 6106 | 0 | 0 |
| SKYWORKS SOLUTIONS INC | COM | 83088M102 | BBG000KLDQZ0 | 397 | 4360 | SH |  | SOLE |  | 4360 | 0 | 0 |
| LENDINGTREE INC | NOTE 0.500% 7/1 | 52603BAD9 | BBG00W6WLPH5 | 131 | 180000 | PRN |  | SOLE |  | 180000 | 0 | 0 |
| BEYOND MEAT INC | NOTE 3/1 | 08862EAB5 | BBG00ZHF0G31 | 50 | 190000 | PRN |  | SOLE |  | 190000 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 | BBG000DMBZW1 | 219 | 1633 | SH |  | SOLE |  | 1633 | 0 | 0 |
| WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 | BBG000001Y75 | 1147 | 968 | SH |  | SOLE |  | 968 | 0 | 0 |
| CHEGG INC | NOTE 9/0 | 163092AF6 | BBG00WSNPCW9 | 157 | 200000 | PRN |  | SOLE |  | 200000 | 0 | 0 |
| ISHARES TR | CORE S MCP ETF | 464287507 | BBG000BWCBM4 | 715 | 2956 | SH |  | SOLE |  | 2956 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | BBG000BSWN45 | 649 | 2436 | SH |  | SOLE |  | 2436 | 0 | 0 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | BBG000QBYYB2 | 370 | 3424 | SH |  | SOLE |  | 3424 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | BBG000BHVW68 | 250 | 1842 | SH |  | SOLE |  | 1842 | 0 | 0 |
| ISHARES TR | RUS 2000 GRW ETF | 464287648 | BBG000C17TV8 | 440 | 2050 | SH |  | SOLE |  | 2050 | 0 | 0 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | BBG000BJ7356 | 420 | 3375 | SH |  | SOLE |  | 3375 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | BBG000BJ2TK7 | 208 | 2115 | SH |  | SOLE |  | 2115 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | S SMLCP INFO | 46138E115 | BBG000QM7ZH9 | 207 | 1725 | SH |  | SOLE |  | 1725 | 0 | 0 |
| ISHARES TR | U.S. MED DVC ETF | 464288810 | BBG000P9ZG17 | 343 | 6525 | SH |  | SOLE |  | 6525 | 0 | 0 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | BBG000BJ22K6 | 422 | 4827 | SH |  | SOLE |  | 4827 | 0 | 0 |
| INVESCO ACTIVELY MANAGED ETF | ULTRA SHRT DUR | 46090A887 | BBG00KJR1SL9 | 525 | 10619 | SH |  | SOLE |  | 10619 | 0 | 0 |
| ISHARES TR | CORE S SCP ETF | 464287804 | BBG000BWCST0 | 397 | 4198 | SH |  | SOLE |  | 4198 | 0 | 0 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 | BBG000HWV675 | 365 | 2603 | SH |  | SOLE |  | 2603 | 0 | 0 |
| NEWMONT CORP | COM | 651639106 | BBG000BPWYG4 | 250 | 5288 | SH |  | SOLE |  | 5288 | 0 | 0 |
| NEXTERA ENERGY INC | COM | 65339F101 | BBG000BJSF01 | 401 | 4794 | SH |  | SOLE |  | 4794 | 0 | 0 |
| BLACKROCK INC | COM | 09247X101 | BBG000C2PYL6 | 429 | 606 | SH |  | SOLE |  | 606 | 0 | 0 |
| NXP SEMICONDUCTORS N V | COM | N6596X109 | BBG000BNDGF0 | 440 | 2785 | SH |  | SOLE |  | 2785 | 0 | 0 |
| ANALOG DEVICES INC | COM | 032654105 | BBG000BB6RX0 | 388 | 2363 | SH |  | SOLE |  | 2363 | 0 | 0 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 | BBG000B9Y214 | 309 | 1459 | SH |  | SOLE |  | 1459 | 0 | 0 |
| STRYKER CORPORATION | COM | 863667101 | BBG000DN7RP0 | 693 | 2833 | SH |  | SOLE |  | 2833 | 0 | 0 |
| PAYCHEX INC | COM | 704326107 | BBG000BQT1J5 | 623 | 5390 | SH |  | SOLE |  | 5390 | 0 | 0 |
| ROSS STORES INC | COM | 778296103 | BBG000BSC9R3 | 1417 | 12210 | SH |  | SOLE |  | 12210 | 0 | 0 |
| FLUOR CORP NEW | COM | 343412102 | BBG000BB1WB8 | 220 | 6345 | SH |  | SOLE |  | 6345 | 0 | 0 |
| HANESBRANDS INC | COM | 410345102 | BBG000D2ZX90 | 186 | 29176 | SH |  | SOLE |  | 29176 | 0 | 0 |
| SOUTHERN CO | COM | 842587107 | BBG000BT9GG1 | 329 | 4610 | SH |  | SOLE |  | 4610 | 0 | 0 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | BBG000D9DC22 | 404 | 1515 | SH |  | SOLE |  | 1515 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 | BBG000K4NHJ5 | 1969 | 10970 | SH |  | SOLE |  | 10970 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 | BBG000GZQBJ1 | 1233 | 11178 | SH |  | SOLE |  | 11178 | 0 | 0 |
| CONSTELLATION BRANDS INC | CL A | 21036P108 | BBG000J1QPD8 | 722 | 3117 | SH |  | SOLE |  | 3117 | 0 | 0 |
| BUNGE LIMITED | COM | G16962105 | BBG000DGPTS8 | 231 | 2320 | SH |  | SOLE |  | 2320 | 0 | 0 |
| FACTSET RESH SYS INC | COM | 303075105 | BBG000BDJMS9 | 263 | 655 | SH |  | SOLE |  | 655 | 0 | 0 |
| CYTOSORBENTS CORP | COM NEW | 23283X206 | BBG000C3PDP6 | 32 | 20450 | SH |  | SOLE |  | 20450 | 0 | 0 |
| APOLLO GLOBAL MGMT INC | COM | 03769M106 | BBG011Y7QJ21 | 691 | 10835 | SH |  | SOLE |  | 10835 | 0 | 0 |
| IRON MTN INC DEL | COM | 46284V101 | BBG000KCZRG5 | 234 | 4700 | SH |  | SOLE |  | 4700 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | BBG000DWH8Q0 | 2431 | 7870 | SH |  | SOLE |  | 7870 | 0 | 0 |
| WILLIAMS COS INC | COM | 969457100 | BBG000BWVH31 | 1611 | 48960 | SH |  | SOLE |  | 48960 | 0 | 0 |
| AMERICAN INTL GROUP INC | COM NEW | 026874784 | BBG000BBF265 | 309 | 4885 | SH |  | SOLE |  | 4885 | 0 | 0 |
| GRAPHIC PACKAGING HLDG CO | COM | 388689101 | BBG000GQ8Q26 | 2058 | 92481 | SH |  | SOLE |  | 92481 | 0 | 0 |
| FISERV INC | COM | 337738108 | BBG000BJL0P4 | 1010 | 9995 | SH |  | SOLE |  | 9995 | 0 | 0 |
| SPDR S MIDCAP 400 ETF TR | UTSER1 S | 78467Y107 | BBG000BBNT12 | 608 | 1374 | SH |  | SOLE |  | 1374 | 0 | 0 |
| ONEMAIN HLDGS INC | COM | 68268W103 | BBG005497H63 | 538 | 16151 | SH |  | SOLE |  | 16151 | 0 | 0 |
| PEPSICO INC | COM | 713448108 | BBG000DH7TN1 | 1066 | 5903 | SH |  | SOLE |  | 5903 | 0 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 | BBG000F6HLL1 | 1778 | 3895 | SH |  | SOLE |  | 3895 | 0 | 0 |
| RITCHIE BROS AUCTIONEERS | COM | 767744105 | BBG000C1DH01 | 435 | 7529 | SH |  | SOLE |  | 7529 | 0 | 0 |
| HERITAGE CRYSTAL CLEAN INC | COM | 42726M106 | BBG000CCHQR4 | 903 | 27790 | SH |  | SOLE |  | 27790 | 0 | 0 |
| MSA SAFETY INC | COM | 553498106 | BBG000BPDYJ2 | 1223 | 8484 | SH |  | SOLE |  | 8484 | 0 | 0 |
| NATIONAL FUEL GAS CO | COM | 636180101 | BBG000BPYH33 | 371 | 5860 | SH |  | SOLE |  | 5860 | 0 | 0 |
| METLIFE INC | COM | 59156R108 | BBG000BB6MF1 | 605 | 8360 | SH |  | SOLE |  | 8360 | 0 | 0 |
| CBOE GLOBAL MKTS INC | COM | 12503M108 | BBG000QH5F31 | 691 | 5509 | SH |  | SOLE |  | 5509 | 0 | 0 |
| EVEREST RE GROUP LTD | COM | G3223R108 | BBG000C1XXY7 | 469 | 1417 | SH |  | SOLE |  | 1417 | 0 | 0 |
| DEVON ENERGY CORP NEW | COM | 25179M103 | BBG000BBVMM5 | 586 | 9530 | SH |  | SOLE |  | 9530 | 0 | 0 |
| AMERICAN INTL GROUP INC | COM NEW | 026874784 | BBG000BBF265 | 723 | 11435 | SH |  | SOLE |  | 11435 | 0 | 0 |
| COCA COLA CO | COM | 191216100 | BBG000BMX4N8 | 444 | 6986 | SH |  | SOLE |  | 6986 | 0 | 0 |
| DEERE  CO | COM | 244199105 | BBG000BH1QM6 | 415 | 969 | SH |  | SOLE |  | 969 | 0 | 0 |
| VALMONT INDS INC | COM | 920253101 | BBG000BWBBX3 | 600 | 1815 | SH |  | SOLE |  | 1815 | 0 | 0 |
| DECKERS OUTDOOR CORP | COM | 243537107 | BBG000BKY175 | 426 | 1068 | SH |  | SOLE |  | 1068 | 0 | 0 |
| NVENT ELECTRIC PLC | SHS | G6700G107 | BBG00GNT79D4 | 784 | 20378 | SH |  | SOLE |  | 20378 | 0 | 0 |
| LILLY ELI  CO | COM | 532457108 | BBG000BNBG44 | 1363 | 3725 | SH |  | SOLE |  | 3725 | 0 | 0 |
| ASHLAND INC | COM | 044186104 | BBG00D20JBQ5 | 373 | 3470 | SH |  | SOLE |  | 3470 | 0 | 0 |
| COPART INC | COM | 217204106 | BBG000BMB210 | 894 | 14690 | SH |  | SOLE |  | 14690 | 0 | 0 |
| MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | BBG000BP9038 | 1479 | 5740 | SH |  | SOLE |  | 5740 | 0 | 0 |
| DARLING INGREDIENTS INC | COM | 237266101 | BBG000BN91F8 | 479 | 7659 | SH |  | SOLE |  | 7659 | 0 | 0 |
| AIR PRODS  CHEMS INC | COM | 009158106 | BBG000BC4LR0 | 381 | 1236 | SH |  | SOLE |  | 1236 | 0 | 0 |
| SP PLUS CORP | COM | 78469C103 | BBG000BJ99D2 | 693 | 19950 | SH |  | SOLE |  | 19950 | 0 | 0 |
| HALLIBURTON CO | COM | 406216101 | BBG000BKTJ63 | 369 | 9390 | SH |  | SOLE |  | 9390 | 0 | 0 |
| ABM INDS INC | COM | 000957100 | BBG000B9Z0B6 | 471 | 10605 | SH |  | SOLE |  | 10605 | 0 | 0 |
| MGM RESORTS INTERNATIONAL | COM | 552953101 | BBG000C2C1W0 | 811 | 24195 | SH |  | SOLE |  | 24195 | 0 | 0 |
| PRIMO WATER CORPORATION | COM | 74167P108 | BBG000KPQGN2 | 592 | 38080 | SH |  | SOLE |  | 38080 | 0 | 0 |
| BWX TECHNOLOGIES INC | COM | 05605H100 | BBG000D86H49 | 1118 | 19250 | SH |  | SOLE |  | 19250 | 0 | 0 |
| JACOBS SOLUTIONS INC | COM | 46982L108 | BBG019DFKBP7 | 1029 | 8569 | SH |  | SOLE |  | 8569 | 0 | 0 |
| TITAN MACHY INC | COM | 88830R101 | BBG000RWSMX4 | 518 | 13050 | SH |  | SOLE |  | 13050 | 0 | 0 |
| CASEYS GEN STORES INC | COM | 147528103 | BBG000BF0GY0 | 787 | 3508 | SH |  | SOLE |  | 3508 | 0 | 0 |
| CACI INTL INC | CL A | 127190304 | BBG000KQYD03 | 346 | 1150 | SH |  | SOLE |  | 1150 | 0 | 0 |
| GENERAL DYNAMICS CORP | COM | 369550108 | BBG000BK69Z8 | 617 | 2485 | SH |  | SOLE |  | 2485 | 0 | 0 |
| GENERAL MTRS CO | COM | 37045V100 | BBG0014WFHK6 | 368 | 10931 | SH |  | SOLE |  | 10931 | 0 | 0 |
| CURTISS WRIGHT CORP | COM | 231561101 | BBG000BGSQP6 | 567 | 3393 | SH |  | SOLE |  | 3393 | 0 | 0 |
| SCHWAB CHARLES CORP | COM | 808513105 | BBG000BSM368 | 878 | 10544 | SH |  | SOLE |  | 10544 | 0 | 0 |
| WELLS FARGO CO NEW | COM | 949746101 | BBG000BWQHB8 | 320 | 7761 | SH |  | SOLE |  | 7761 | 0 | 0 |
| EDISON INTL | COM | 281020107 | BBG000D7RMQ3 | 352 | 5535 | SH |  | SOLE |  | 5535 | 0 | 0 |
| EMERSON ELEC CO | COM | 291011104 | BBG000BHXD68 | 450 | 4686 | SH |  | SOLE |  | 4686 | 0 | 0 |
| PRICE T ROWE GROUP INC | COM | 74144T108 | BBG000BVMYQ1 | 311 | 2849 | SH |  | SOLE |  | 2849 | 0 | 0 |
| ALLSTATE CORP | COM | 020002101 | BBG000BVMJ93 | 469 | 3462 | SH |  | SOLE |  | 3462 | 0 | 0 |
| PERRIGO CO PLC | SHS | G97822103 | BBG000CNGTY7 | 941 | 27650 | SH |  | SOLE |  | 27650 | 0 | 0 |
| WEX INC | COM | 96208T104 | BBG000BVZRD6 | 702 | 4290 | SH |  | SOLE |  | 4290 | 0 | 0 |
| LAMAR ADVERTISING CO NEW | CL A | 512816109 | BBG000FGQ2L1 | 241 | 2550 | SH |  | SOLE |  | 2550 | 0 | 0 |
| REPUBLIC SVCS INC | COM | 760759100 | BBG000BPXYW5 | 938 | 7274 | SH |  | SOLE |  | 7274 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | BBG000CH53T5 | 1037 | 1956 | SH |  | SOLE |  | 1956 | 0 | 0 |
| PNC FINL SVCS GROUP INC | COM | 693475105 | BBG000BRD2F2 | 320 | 2025 | SH |  | SOLE |  | 2025 | 0 | 0 |
| HCA HEALTHCARE INC | COM | 40412C101 | BBG000QW7X64 | 312 | 1300 | SH |  | SOLE |  | 1300 | 0 | 0 |
| GENERAC HLDGS INC | COM | 368736104 | BBG000PQ4Z11 | 574 | 5700 | SH |  | SOLE |  | 5700 | 0 | 0 |
| D R HORTON INC | COM | 23331A109 | BBG000DQTZG1 | 289 | 3243 | SH |  | SOLE |  | 3243 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 | BBG000BVDPD4 | 2421 | 4397 | SH |  | SOLE |  | 4397 | 0 | 0 |
| TRACTOR SUPPLY CO | COM | 892356106 | BBG000BLY8F9 | 1059 | 4706 | SH |  | SOLE |  | 4706 | 0 | 0 |
| TELEFLEX INCORPORATED | COM | 879369106 | BBG000BV5DX8 | 423 | 1695 | SH |  | SOLE |  | 1695 | 0 | 0 |
| HOLOGIC INC | COM | 436440101 | BBG000C3P591 | 337 | 4500 | SH |  | SOLE |  | 4500 | 0 | 0 |
| ABBVIE INC | COM | 00287Y109 | BBG003P7K0B5 | 436 | 2700 | SH |  | SOLE |  | 2700 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 | BBG000BR2WS4 | 768 | 5066 | SH |  | SOLE |  | 5066 | 0 | 0 |
| FORUM ENERGY TECHNOLOGIES IN | NOTE 9.000% 8/0 | 34984VAC4 | BBG00WHNZTV4 | 160 | 150649 | PRN |  | SOLE |  | 150649 | 0 | 0 |
| BAIN CAP SPECIALTY FIN INC | COM STK | 05684B107 | BBG00M6PK729 | 208 | 17500 | SH |  | SOLE |  | 17500 | 0 | 0 |
| TFI INTL INC | COM | 87241L109 | BBG000HJS561 | 285 | 2850 | SH |  | SOLE |  | 2850 | 0 | 0 |
| AMERICAN ELEC PWR CO INC | COM | 025537101 | BBG000BB9X46 | 603 | 6350 | SH |  | SOLE |  | 6350 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 | BBG00TSG0RX4 | 437 | 8020 | SH |  | SOLE |  | 8020 | 0 | 0 |
| FIRST HORIZON CORPORATION | COM | 320517105 | BBG000GJ0XT6 | 341 | 13900 | SH |  | SOLE |  | 13900 | 0 | 0 |
| USA COMPRESSION PARTNERS LP | COMUNIT LTDPAR | 90290N109 | BBG001QYKF71 | 201 | 10278 | SH |  | SOLE |  | 10278 | 0 | 0 |
| ELLINGTON FINANCIAL INC | COM | 28852N109 | BBG000M1KG40 | 148 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| STERICYCLE INC | COM | 858912108 | BBG000H3GF85 | 226 | 4521 | SH |  | SOLE |  | 4521 | 0 | 0 |
| GENTHERM INC | COM | 37253A103 | BBG000BQLX85 | 261 | 4000 | SH |  | SOLE |  | 4000 | 0 | 0 |
| QUANTA SVCS INC | COM | 74762E102 | BBG000BBLBH6 | 1685 | 11822 | SH |  | SOLE |  | 11822 | 0 | 0 |
| LITTELFUSE INC | COM | 537008104 | BBG000BGFS30 | 670 | 3042 | SH |  | SOLE |  | 3042 | 0 | 0 |
| ROBERT HALF INTL INC | COM | 770323103 | BBG000BS5GM0 | 295 | 4000 | SH |  | SOLE |  | 4000 | 0 | 0 |
| BUILDERS FIRSTSOURCE INC | COM | 12008R107 | BBG000BKD5G9 | 426 | 6562 | SH |  | SOLE |  | 6562 | 0 | 0 |
| GENPACT LIMITED | SHS | G3922B107 | BBG000RQBH93 | 273 | 5890 | SH |  | SOLE |  | 5890 | 0 | 0 |
| STARWOOD PPTY TR INC | NOTE 4.375% 4/0 | 85571BAH8 | BBG00GBFST77 | 10 | 10000 | PRN |  | SOLE |  | 10000 | 0 | 0 |
| DISH NETWORK CORPORATION | NOTE 3.375% 8/1 | 25470MAB5 | BBG00DJ5T445 | 28 | 45000 | PRN |  | SOLE |  | 45000 | 0 | 0 |
| GOLDMINING INC | COM | 38149E101 | BBG001V9NT22 | 11 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| GILEAD SCIENCES INC | COM | 375558103 | BBG000CKHQT4 | 234 | 2720 | SH |  | SOLE |  | 2720 | 0 | 0 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 | BBG000NTG0C9 | 487 | 6004 | SH |  | SOLE |  | 6004 | 0 | 0 |
| ISHARES TR | ISHS 1-5YR INVS | 464288646 | BBG000QN2C38 | 324 | 6496 | SH |  | SOLE |  | 6496 | 0 | 0 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | BBG000P5G9F7 | 298 | 1960 | SH |  | SOLE |  | 1960 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 | BBG000BMHZY5 | 802 | 4538 | SH |  | SOLE |  | 4538 | 0 | 0 |
| AEROJET ROCKETDYNE HLDGS INC | COM | 007800105 | BBG000BKRLL3 | 228 | 4075 | SH |  | SOLE |  | 4075 | 0 | 0 |
| BLACKSTONE MORTGAGE TRUST IN | NOTE 4.750% 3/1 | 09257WAC4 | BBG00KFL3ZT0 | 158 | 160000 | PRN |  | SOLE |  | 160000 | 0 | 0 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | BBG000BGNC63 | 238 | 4602 | SH |  | SOLE |  | 4602 | 0 | 0 |
| HYLIION HOLDINGS CORP | COMMON STOCK | 449109107 | BBG00NWMT450 | 71 | 30507 | SH |  | SOLE |  | 30507 | 0 | 0 |
| MIMEDX GROUP INC | COM | 602496101 | BBG000RJ6L05 | 64 | 23000 | SH |  | SOLE |  | 23000 | 0 | 0 |
| ISHARES TR | CORE S ETF | 464287200 | BBG000BVZ5V4 | 288 | 750 | SH |  | SOLE |  | 750 | 0 | 0 |
| PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 746922103 | BBG000BHDR41 | 114 | 10488 | SH |  | SOLE |  | 10488 | 0 | 0 |
| NUVEEN MUN VALUE FD INC | COM | 670928100 |  | 145 | 16850 | SH |  | SOLE |  | 16850 | 0 | 0 |
| FIDELITY NATL INFORMATION SV | COM | 31620M106 | BBG000BK2H93 | 210 | 3089 | SH |  | SOLE |  | 3089 | 0 | 0 |
| FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 31620R303 | BBG006N7S6P4 | 249 | 6616 | SH |  | SOLE |  | 6616 | 0 | 0 |
| EMX RTY CORP | COM | 26873J107 | BBG000DJMZ65 | 29 | 15802 | SH |  | SOLE |  | 15802 | 0 | 0 |

---