# EDGAR Filing Document

**Accession Number:** 0001606163
**File Stem:** 0001628280-23-007013
**Filing Date:** 2023-3
**Character Count:** 20037
**Document Hash:** ad22624faa47fc0a576d6c30f9efe942
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001628280-23-007013.hdr.sgml**: 20230308

**ACCESSION NUMBER**: 0001628280-23-007013

**CONFORMED SUBMISSION TYPE**: S-8

**PUBLIC DOCUMENT COUNT**: 4

**REFERENCES 429**: 333-259309

**FILED AS OF DATE**: 20230308

**DATE AS OF CHANGE**: 20230308

**EFFECTIVENESS DATE**: 20230308

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Limbach Holdings, Inc.
- **CENTRAL INDEX KEY:** 0001606163
- **STANDARD INDUSTRIAL CLASSIFICATION:** CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** S-8
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 333-270359
- **FILM NUMBER:** 23716669

**BUSINESS ADDRESS:**
- **STREET 1:** 797 COMMONWEALTH DRIVE
- **CITY:** WARRENDALE
- **STATE:** PA
- **ZIP:** 15086
- **BUSINESS PHONE:** (412) 359-2100

**MAIL ADDRESS:**
- **STREET 1:** 797 COMMONWEALTH DRIVE
- **CITY:** WARRENDALE
- **STATE:** PA
- **ZIP:** 15086

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** 1347 Capital Corp
- **DATE OF NAME CHANGE:** 20140422

**Registration No. 333-**&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

**FORM S-8**

**REGISTRATION STATEMENT**

**UNDER**

**THE SECURITIES ACT OF 1933**

**LIMBACH HOLDINGS, INC.**

(Exact name of Registrant as specified in its charter)

---

| | |
|:---|:---|
| **Delaware** | **46-5399422** |
| (State or Other Jurisdiction of Incorporation or Organization) | (I.R.S. Employer Identification No.) |

---

**797 Commonwealth Drive, Warrendale, Pennsylvania 15086**

(Address of Principal Executive Offices) (Zip Code)

**LIMBACH HOLDINGS, INC. AMENDED AND RESTATED OMNIBUS INCENTIVE PLAN**

(Full title of the plan)

**Charles A. Bacon, III**

**President and Chief Executive Officer**

**797 Commonwealth Drive, Warrendale, Pennsylvania 15086**

(Name and address of agent for service)

**412-359-2100**

(Telephone number, including area code, of agent for service)

With a copy to:

**Jeremiah G. Garvey**

**Seth Popick**

**Cozen O'Connor**

**One Oxford Centre**

**301 Grant Street, 41st Floor**

**Pittsburgh, Pennsylvania 15219**

**412-620-6500**

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See definitions of "large accelerated filer," "accelerated filer," "smaller reporting company" and "emerging growth company" in Rule 12b-2 of the Exchange Act.

---

| | |
|:---|:---|
| Large Accelerated Filer | Accelerated Filer |
| Non-Accelerated Filer | Smaller Reporting Company |
| | Emerging Growth Company |

---

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.

------

**REGISTRATION OF ADDITIONAL SHARES PURSUANT TO GENERAL INSTRUCTION E**

Pursuant to General Instruction E of Form S-8, Limbach Holdings, Inc. (the "Company") is filing this Registration Statement with the Securities and Exchange Commission (the "SEC") to register 350,000 additional shares of Common Stock, par value $0.0001 per share ("Common Stock") under the Company's Amended and Restated Omnibus Incentive Plan. This Registration Statement hereby incorporates by reference the contents of the Company's registration statements on Form S-8 filed with the SEC on September 3, 2021 (File No. 333-259309), September 11, 2020 (File No. 333-248736), June 27, 2019, (File No. 333-232407) and August 30, 2017 (File No. 333-220264). In accordance with the instructional note to Part I of Form S-8 as promulgated by the SEC, the information specified in the Form S-8 has been omitted from this Registration Statement.

------

**PART II**

**INFORMATION REQUIRED IN THE REGISTRATION STATEMENT**

**Item 3. Incorporation of Documents by Reference.**

The following documents filed with the SEC by the Company pursuant to the Securities Act and the Securities Act of 1934, as amended (the "Exchange Act"), are hereby incorporated by reference in this Registration Statement:

(1) Annual Report on Form 10-K filed on March 8, 2023 for the year ended December 31, 2022 (File No. 001-36541);

(2) Current Reports on Form 8-K filed on <u>[January 17, 2023](http://www.sec.gov/ix?doc=/Archives/edgar/data/0001606163/000110465923004055/tm233534d1_8k.htm)</u> (File No. 001-36541), <u>[February 3, 2023](http://www.sec.gov/ix?doc=/Archives/edgar/data/0001606163/000162828023002226/lmb-20230201.htm)</u> (File No. 001-36541) and March 8, 2023 (File No. 001-36541) (other than portions of those made pursuant to Item 7.01 of Form 8-K or other information "furnished" and not filed with the SEC); and

(3) The description of the Company's Common Stock contained on <u>[Form S-3 filed with the SEC on September](http://www.sec.gov/Archives/edgar/data/1606163/000110465921112936/tm2126573d1_s3.htm) [3](http://www.sec.gov/Archives/edgar/data/1606163/000110465921112936/tm2126573d1_s3.htm) [, 2021](http://www.sec.gov/Archives/edgar/data/1606163/000110465921112936/tm2126573d1_s3.htm)</u> (File No. 333-259305).

In addition, all documents filed by the Company pursuant to Sections 13(a), 13(c), 14 or 15(d) of the Exchange Act after the date of this Registration Statement and prior to the filing of a post-effective amendment which indicates that all securities offered hereby have been sold or which deregisters all securities covered hereby then remaining unsold, are incorporated by reference in this Registration Statement and are a part hereof from the date of filing of such documents.

Any statement contained in a document incorporated or deemed to be incorporated by reference herein shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained herein, or in any subsequently filed document, which also is or is deemed to be incorporated by reference herein, modifies or supersedes such statement. Any such statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute part of this Registration Statement.

------

**Item 8. Exhibits**

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| | |
|:---|:---|
| **Exhibit<br>No.** | **Description** |
| <u>[4.1](http://www.sec.gov/Archives/edgar/data/1606163/000114420416114494/v444860_ex3-1.htm)</u> | <u>[Second Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the Company's Current Report on Form 8-K (File No. 001-36541) filed with the SEC on July 26, 2016).](http://www.sec.gov/Archives/edgar/data/1606163/000114420416114494/v444860_ex3-1.htm)</u> |
| <u>[4.2](http://www.sec.gov/Archives/edgar/data/1606163/000114420416114494/v444860_ex3-2.htm)</u> | <u>[Certificate of Designation of Class A Preferred Stock (incorporated by reference to Exhibit 3.2 to the Company's Current Report on Form 8-K (File No. 001-36541) filed with the U.S Securities and Exchange Commission on July 26, 2016).](http://www.sec.gov/Archives/edgar/data/1606163/000114420416114494/v444860_ex3-2.htm)</u> |
| <u>[4.3](http://www.sec.gov/Archives/edgar/data/1606163/000114420416120879/v447589_ex3-1.htm)</u> | <u>[Certificate of Correction to Certificate of Designation of Class A Preferred Stock (incorporated by reference to Exhibit 3.1 to the Company's Current Report on Form 8-K (File No. 001-36541) filed with the U.S Securities and Exchange Commission on August 24, 2016).](http://www.sec.gov/Archives/edgar/data/1606163/000114420416120879/v447589_ex3-1.htm)</u> |
| <u>[4.4](http://www.sec.gov/Archives/edgar/data/1606163/000162828021017955/exhibit31-amendedandrestat.htm)</u> | <u>[Amended and Restated Bylaws (incorporated by reference to Exhibit 3.1 to the Company's Current Report on Form 8-K (File No. 001-36541) filed with the U.S. Securities and Exchange Commission on September 1, 2021).](http://www.sec.gov/Archives/edgar/data/1606163/000162828021017955/exhibit31-amendedandrestat.htm)</u> |
| <u>[\*5.1](exhibit51opiniontoforms-8.htm)</u> | <u>[Opinion of Cozen O'Connor.](exhibit51opiniontoforms-8.htm)</u> |
| <u>[\*23.1](exhibit231-croweconsentfor.htm)</u> | <u>[Consent of Crowe LLP.](exhibit231-croweconsentfor.htm)</u> |
| <u>[\*23.2](exhibit51opiniontoforms-8.htm)</u> | <u>[Consent of Cozen O'Connor (contained in the opinion filed as Exhibit 5.1 hereto).](exhibit51opiniontoforms-8.htm)</u> |
| <u>[\*24.1](#id4101b74931744ab845c7d2572c4fa47_73)</u> | <u>[Power of Attorney (included on signature page to this Registration Statement).](#id4101b74931744ab845c7d2572c4fa47_73)</u> |
| <u>[99.1](http://www.sec.gov/Archives/edgar/data/1606163/000162828022021948/exhibit102-amendedandresta.htm)</u> | <u>[Limbach Holdings, Inc. Amended and Restated Omnibus Incentive Plan](http://www.sec.gov/Archives/edgar/data/1606163/000162828022021948/exhibit102-amendedandresta.htm)[(incorporated by reference to Exhibit 10.](http://www.sec.gov/Archives/edgar/data/1606163/000162828022021948/exhibit102-amendedandresta.htm)[2](http://www.sec.gov/Archives/edgar/data/1606163/000162828022021948/exhibit102-amendedandresta.htm)[to the Company's Quarterly Report on Form 10-Q (File No. 001-36541) filed with the SEC on August](http://www.sec.gov/Archives/edgar/data/1606163/000162828022021948/exhibit102-amendedandresta.htm)[9](http://www.sec.gov/Archives/edgar/data/1606163/000162828022021948/exhibit102-amendedandresta.htm)[, 202](http://www.sec.gov/Archives/edgar/data/1606163/000162828022021948/exhibit102-amendedandresta.htm)[2](http://www.sec.gov/Archives/edgar/data/1606163/000162828022021948/exhibit102-amendedandresta.htm)[).](http://www.sec.gov/Archives/edgar/data/1606163/000162828022021948/exhibit102-amendedandresta.htm)</u> |
| <u>[\*107](exhibit107-formsx8.htm)</u> | <u>[Filing Fee Table](exhibit107-formsx8.htm)</u> |

---

\* Filed herewith

------

**SIGNATURES**

Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Pittsburgh, Commonwealth of Pennsylvania on March 8, 2023.

---

| | |
|:---|:---|
| **LIMBACH HOLDINGS, INC.** | **LIMBACH HOLDINGS, INC.** |
| By: | /s/ Charles A. Bacon, III |
|  | Name: Charles A. Bacon, III |
|  | Title: President and Chief Executive Officer |

---

**POWER OF ATTORNEY**

KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below, constitutes and appoints Charles A. Bacon, III, Jayme L. Brooks and Michael M. McCann and each of them, as his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, to do any and all acts and things and execute, in the name of the undersigned, any and all instruments which said attorney-in-fact and agent may deem necessary or advisable in order to enable the Company to comply with the Securities Act and any requirements of the SEC in respect thereof, in connection with the filing with the SEC of this Registration Statement on Form S-8 under the Securities Act, including specifically but without limitation, power and authority to sign the name of the undersigned to such Registration Statement, any amendments to such Registration Statement (including post-effective amendments), and to file the same with all exhibits thereto and other document sin connection therewith, with the SEC, to sign any and all applications, registrations statements, notices or other documents necessary or advisable to comply with applicable state securities laws, and to file the same, together with other documents in connection therewith with the appropriate state securities authorities, granting unto said attorney-in-fact and agent, full power and authority to do and to perform each and every act and thing requisite or necessary to be done in and about the premises, as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent, or his substitute, may lawfully do or cause to be done by virtue hereof.

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.

------

---

| | | |
|:---|:---|:---|
| **Signature** | **Title** | **Date** |
| /s/ Charles A. Bacon, III | President and Chief Executive Officer and Director | March 8, 2023 |
| Charles A. Bacon, III | (Principal Executive Officer) |  |
| /s/ Jayme L. Brooks | Executive Vice President and Chief Financial Officer | March 8, 2023 |
| Jayme L. Brooks | (Principal Financial and Accounting Officer) |  |
| /s/ Gordon G. Pratt | Director and Chairman | March 8, 2023 |
| Gordon G. Pratt |  |  |
| /s/ Linda G. Alvarado | Director | March 8, 2023 |
| Linda G. Alvarado |  |  |
| /s/ Norbert W. Young | Director | March 8, 2023 |
| Norbert W. Young |  |  |
| /s/ Laurel J. Krzeminski | Director | March 8, 2023 |
| Laurel J. Krzeminski |  |  |
| /s/ Michael F. McNally | Director | March 8, 2023 |
| Michael F. McNally |  |  |
| /s/ Joshua S. Horowitz | Director | March 8, 2023 |
| Joshua S. Horowitz |  |  |

---

## Exhibit 5.1

**Exhibit 5.1**

March 8, 2023

Board of Directors

Limbach Holdings, Inc.

797 Commonwealth Drive,

Warrendale, Pennsylvania 15086

Ladies and Gentlemen:

We have acted as counsel to Limbach Holdings, Inc., a Delaware corporation (the "<u>Corporation</u>"), in connection with the registration under the Securities Act of 1933, as amended (the "<u>Securities Act</u>") of 350,000 shares (the "<u>Shares</u>") of the Corporation's Common Stock, par value $0.0001 per share (the "<u>Common Stock</u>"), pursuant to the terms of the Limbach Holdings, Inc. Amended and Restated Omnibus Incentive Plan (the "<u>Plan</u>").

As counsel to the Corporation, we have examined and are familiar with originals or copies, certified or otherwise identified to our satisfaction of the Plan, the Second Amended and Restated Certificate of Incorporation of the Corporation as currently in effect, as further amended, the Amended and Restated Bylaws of the Corporation as currently in effect, the relevant corporate proceedings of the Corporation, the Registration Statement on Form S-8 (the "<u>Registration Statement</u>") covering the registration of the Shares under the Securities Act, and such other corporate records, certificates, other documents, and questions of law as we have considered necessary or appropriate for the purposes of this opinion.

In our examination, we have assumed the legal capacity of all natural persons, the genuineness of all signatures, the authenticity of all documents submitted to us as originals, the conformity to original documents of all documents submitted to us as certified or photostatic copies, and the authenticity of the originals of such copies. As to any facts material to this opinion that we did not independently establish or verify, we have relied upon oral or written statements and representations of officers and other representatives of the Corporation.

Based on the foregoing, and subject to the assumptions, qualifications and limitations set forth herein, we are of the opinion that the Shares have been duly authorized and when the Shares have been duly issued and delivered pursuant to the terms of the Plan, such Shares will be validly issued, fully paid and non-assessable.

We express no opinion as to the applicability or compliance with or effect of federal law or the law of any other jurisdiction other than the General Corporation Law of the State of Delaware (including the statutory provisions, the applicable provisions of the Delaware Constitution and reported judicial decisions interpreting the foregoing).

We hereby consent to the filing of this opinion as an exhibit to the Registration Statement. In giving such consent, we do not hereby admit that we are in the category of persons whose consent is required under Section 7 of the Securities Act, or the rules and regulations of the Securities and Exchange Commission. This opinion is being delivered in accordance with the requirements of Item 601(b)(5) of Regulation S-K under the Securities Act.

This opinion has been prepared for your use in connection with the issuance of the Shares under the Plan, and speaks as of the date hereof. We assume no obligation to advise you of any fact, circumstance, event or change in the law or the facts that may hereafter be brought to our attention, whether or not such occurrence would affect or modify the opinions expressed herein.

[Remainder of page intentionally left blank]

------

It is understood that this opinion is to be used only in connection with the issuance of the Shares while the Registration Statement is in effect.

Very Truly Yours,

**COZEN O'CONNOR**

/s/ Cozen O'Connor

&nbsp;&nbsp;&nbsp;&nbsp;2

## Exhibit 23.1

**Exhibit 23.1**

**CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM**

We consent to the incorporation by reference in this Registration Statement on Form S-8 of Limbach Holdings, Inc. of our report dated March 8, 2023 relating to the consolidated financial statements appearing in the Annual Report on Form 10-K of Limbach Holdings, Inc. for the year ended December 31, 2022.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;/s/ Crowe LLP

&nbsp;&nbsp;&nbsp;&nbsp;Crowe LLP

Atlanta, Georgia

March 8, 2023

## Ex-Filing

**Exhibit 107**

**Calculation of Filing Fee Table**

**<u>Form S-8</u>**

(Form Type)

**<u>LIMBACH HOLDINGS, INC.</u>**

(Exact name of Registrant as specified in its charter)

**Table 1 — Newly Registered Securities**

---

| | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| **Security Type** | **Security Class Title** | **Fee Calculation Rule** | **Amount Registered**<sup>(1)</sup>  | | **Proposed Maximum Offering Price Per Unit**<sup>(2)</sup> | **Maximum Aggregate Offering Price**<sup>(2)</sup> | **Fee Rate** | **Amount of Registration Fee**<sup>(2)</sup> |
| Equity | Common Stock, par value $0.0001 per share to be issued under the Amended and Restated Omnibus Incentive Plan&nbsp;&nbsp;&nbsp;&nbsp; | Rule 457(h) | 350000 | <sup>(3)</sup> | $13.47 | $4714500 | $0.0001102 | $519.54 |
| **Total Offering Amounts** | **Total Offering Amounts** | **Total Offering Amounts** | **Total Offering Amounts** |  |  | $4714500 |  | $519.54 |
| **Total Fee Offsets** | **Total Fee Offsets** | **Total Fee Offsets** | **Total Fee Offsets** |  |  |  |  |  |
| **Net Fee Due** | **Net Fee Due** | **Net Fee Due** | **Net Fee Due** |  |  |  |  | $519.54 |

---

(1)&nbsp;&nbsp;&nbsp;&nbsp;Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the "Securities Act"), this Registration Statement shall also be deemed to cover any additional securities to be offered or issued in connection with the provisions of the above-referenced plans, which provide for adjustments in the amount of securities to be offered or issued to prevent dilution resulting from stock splits, stock dividends or similar transactions.

(2)&nbsp;&nbsp;&nbsp;&nbsp;Estimated solely for purposes of calculating the registration fee pursuant to Rule 457(h) and based upon the average of the high and low sale prices for the Class A Common Stock as quoted on the Nasdaq Global Select Market on March 2, 2023.

(3)&nbsp;&nbsp;&nbsp;&nbsp;Represents additional shares reserved for issuance under the Amended and Restated Omnibus Plan as of the date of this Registration Statement.

<br>