# EDGAR Filing Document

**Accession Number:** 0001833040
**File Stem:** 0001209191-23-013721
**Filing Date:** 2023-2
**Character Count:** 12759
**Document Hash:** 51e8beb235fe27849331d368926ab966
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001209191-23-013721.hdr.sgml**: 20230228

**ACCESSION NUMBER**: 0001209191-23-013721

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230224

**FILED AS OF DATE**: 20230228

**DATE AS OF CHANGE**: 20230228

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Nam Hodong
- **CENTRAL INDEX KEY:** 0001836648

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39763
- **FILM NUMBER:** 23686722

**MAIL ADDRESS:**
- **STREET 1:** 2882 SAND HILL ROAD, SUITE 100
- **CITY:** MENLO PARK
- **STATE:** CA
- **ZIP:** 94025
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Altos Ventures IV, L.P.
- **CENTRAL INDEX KEY:** 0001833040
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39763
- **FILM NUMBER:** 23686723

**BUSINESS ADDRESS:**
- **STREET 1:** 2882 SAND HILL ROAD, SUITE 100
- **CITY:** MENLO PARK
- **STATE:** CA
- **ZIP:** 94025
- **BUSINESS PHONE:** 650 843 5000

**MAIL ADDRESS:**
- **STREET 1:** 2882 SAND HILL ROAD, SUITE 100
- **CITY:** MENLO PARK
- **STATE:** CA
- **ZIP:** 94025
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Altos Ventures Management Inc.
- **CENTRAL INDEX KEY:** 0001881755
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39763
- **FILM NUMBER:** 23686720

**BUSINESS ADDRESS:**
- **STREET 1:** C/O WEWORK
- **STREET 2:** 400 CONCAR DRIVE
- **CITY:** SAN MATEO
- **STATE:** CA
- **ZIP:** 94402
- **BUSINESS PHONE:** (650) 234-9771

**MAIL ADDRESS:**
- **STREET 1:** C/O WEWORK
- **STREET 2:** 400 CONCAR DRIVE
- **CITY:** SAN MATEO
- **STATE:** CA
- **ZIP:** 94402
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Kim Han
- **CENTRAL INDEX KEY:** 0001836652

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39763
- **FILM NUMBER:** 23686721

**MAIL ADDRESS:**
- **STREET 1:** 2882 SAND HILL ROAD, SUITE 100
- **CITY:** MENLO PARK
- **STATE:** CA
- **ZIP:** 94025
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Roblox Corp
- **CENTRAL INDEX KEY:** 0001315098
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-PREPACKAGED SOFTWARE [7372]
- **IRS NUMBER:** 200991664
- **STATE OF INCORPORATION:** DE

**BUSINESS ADDRESS:**
- **STREET 1:** 970 PARK PLACE
- **CITY:** SAN MATEO
- **STATE:** CA
- **ZIP:** 94403
- **BUSINESS PHONE:** (888) 858-2569

**MAIL ADDRESS:**
- **STREET 1:** 970 PARK PLACE
- **CITY:** SAN MATEO
- **STATE:** CA
- **ZIP:** 94403

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Altos Ventures IV, L.P.<br><sub>(Last) (First) (Middle)</sub><br>C/O ROBLOX CORPORATION<br>970 PARK PLACE<br><sub>(Street)</sub><br>SAN MATEO, CA 94403<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-24 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Roblox Corp [ RBLX ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Nam Hodong<br><sub>(Last) (First) (Middle)</sub><br>C/O ROBLOX CORPORATION<br>970 PARK PLACE<br><sub>(Street)</sub><br>SAN MATEO, CA 94403<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-24 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Roblox Corp [ RBLX ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Kim Han<br><sub>(Last) (First) (Middle)</sub><br>C/O ROBLOX CORPORATION<br>970 PARK PLACE<br><sub>(Street)</sub><br>SAN MATEO, CA 94403<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-24 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Roblox Corp [ RBLX ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Altos Ventures Management Inc.<br><sub>(Last) (First) (Middle)</sub><br>C/O ROBLOX CORPORATION<br>970 PARK PLACE<br><sub>(Street)</sub><br>SAN MATEO, CA 94403<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-24 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Roblox Corp [ RBLX ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Class A Common Stock | 2023-02-24 |  | J<sup>(1)</sup> |  | 51024 | A | $0.00 | 75531<sup>(2)(3)</sup> | I | See Footnotes |
| Class A Common Stock | 2023-02-24 |  | J<sup>(4)</sup> |  | 510397 | A | $0.00 | 2104861<sup>(5)</sup> | I | See Footnotes |
| Class A Common Stock | 2023-02-24 |  | J<sup>(1)</sup> |  | 72378 | A | $0.00 | 228862<sup>(6)</sup> | I | See Footnotes |
| Class A Common Stock |  |  |  |  |  |  |  | 72<sup>(7)</sup> | I | See Footnotes |
| Class A Common Stock |  |  |  |  |  |  |  | 100000<sup>(8)</sup> | I | See Footnotes |
| Class A Common Stock | 2023-02-24 |  | J<sup>(4)</sup> |  | 510396 | A | $0.00 | 2132858<sup>(9)</sup> | I | See Footnotes |
| Class A Common Stock | 2023-02-24 |  | J<sup>(1)</sup> |  | 72379 | A | $0.00 | 228863<sup>(10)</sup> | I | See Footnotes |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) Represents shares received in a pro-rata in-kind distribution of shares of the Issuer's Class A Common Stock from Altos Roblox 2020 Management Partners, LLC.

(2) These shares are held directly by Altos Ventures Management Inc.

(3) The members of the Board of Directors of Altos Ventures Management, Inc. (AVMI) are Anthony P. Lee, Hodong Nam and Han Kim, who exercise voting and investment control over the shares.  Each member of the Board of Directors of AVMI disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein.

(4) Represents shares received in a pro-rata in-kind distribution of shares of the Issuer's Class A Common Stock from Altos Management Partners IV, LLC, Altos Management IV LR GP, LLC, Altos Roblox SPV 2, LLC, Altos Roblox Management Partners, LLC and Altos Hybrid 2 GP, LLC.

(5) These shares are held by the Nam-MacGill 2006 Family Trust for which Hodong Nam serves as trustee.  Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

(6) These shares are directly by Nam-MacGill Investments, LLC - Sub Fund No. 1 for which Mr. Nam serves as Managing Member.  Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

(7) These shares are held directly by trusts for the minor children of Mr. Nam, for which Mr. Nam serves as co-trustee.

(8) These shares are held by the Shipshead Trust for which Mr. Nam serves as trustee.  Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

(9) These shares are held directly by The Kim Living Trust for which Mr. Kim serves as trustee.  Mr. Kim disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.

(10) These shares are held directly by Han Family Investments, LLC - Sub Fund No. 1 which Mr. Kim serves as Managing Member.  Mr. Kim disclaims beneficial ownership of the shares except to the extent of pecuniary interest therein.

**Remarks:**
This Form 4 is the second of two Forms 4 filed by the Reporting Persons related to the same events.  The Form 4 has been split into two filings in order to include all Reporting Persons.

**Signature:** /s/ Anthony P. Lee, Managing Director of Altos Management Partners IV,LLC, general partner of Altos Ventures IV, L.P.  
**Date:** 2023-02-28

**Signature:** /s/ Hodong Nam  
**Date:** 2023-02-28

**Signature:** /s/ Han Kim  
**Date:** 2023-02-28

**Signature:** /s/ Anthony P. Lee, Authorized Signatory for Altos Ventures Management, Inc.  
**Date:** 2023-02-28

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**