# EDGAR Filing Document

**Accession Number:** 0001518042
**File Stem:** 0000910472-26-005361
**Filing Date:** 2026-4
**Character Count:** 85286
**Document Hash:** 654f1f6ba70683d63a5a11380d87d162
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-26-005361.hdr.sgml**: 20260414

**ACCESSION NUMBER**: 0000910472-26-005361

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260228

**FILED AS OF DATE**: 20260414

**DATE AS OF CHANGE**: 20260414

**PERIOD START**: 20260228

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NORTHERN LIGHTS FUND TRUST II
- **CENTRAL INDEX KEY:** 0001518042

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22549
- **FILM NUMBER:** 26859462

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 631-470-2600

**MAIL ADDRESS:**
- **STREET 1:** 4221 NORTH 203RD STREET, SUITE 100
- **CITY:** ELKHORN
- **STATE:** NE
- **ZIP:** 68022

## Series and Classes Contracts Data

### PeakShares Sector Rotation ETF (Series ID: S000084644)

| Class ID   | Class Name                     | Ticker Symbol   |
|:---|:---|:---|
| C000249078 | PeakShares Sector Rotation ETF |  |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** NORTHERN LIGHTS FUND TRUST II

- **b. Investment Company Act file number:** 811-22549

- **c. CIK number of Registrant:** 0001518042

- **d. LEI of Registrant:** 549300TH7YXW5G2QY588

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** PeakShares Sector Rotation ETF

- **b. EDGAR series identifier (if any):** S000084644

- **c. LEI of Series:** 529900FZ20I646PLB295

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-02-28

- **b. Date as of which information is reported:** 2026-02-28

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $56957322.58

**Total Liabilities:** $1969139.68

**Net Assets:** $54988182.90

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000249078 | 0.87%                | 1.70%                | 0.72%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $170763.08               | $-30674.07                                 |
| Month 2  | $119540.37               | $1006847.30                                |
| Month 3  | $127844.26               | $-58828.04                                 |

**Designated Index Information**

- **Index Name:** S&P 500 (TR)

- **Index Identifier:** 500TR

### Schedule of Portfolio Investments

| Name                                         | Title                   | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| JD.com Inc.                                  | JD.COM INC-ADR          | CUSIP: 47215P106<br>LEI: 549300HVTWB0GJZ16V92 | Long             | EC               | CORP              | KY        |      3500 | NS      | $92855.00     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | BA US 03/27/26 C220     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -5 | NC      | $-6437.50     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| Alibaba Group Holding Ltd.                   | ALIBABA GRP-ADR         | CUSIP: 01609W102<br>LEI: 5493001NTNQJDH60PM02 | Long             | EC               | CORP              | KY        |      1540 | NS      | $221929.40    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | SNPS US 02/27/26 C460   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -4 | NC      | $-20.00       | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | DAL US 04/02/26 C69     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -14 | NC      | $-3528.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| Oklo Inc.                                    | OKLO INC                | CUSIP: 02156V109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2000 | NS      | $125900.00    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | SNDK US 02/27/26 C660   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -1 | NC      | $-7.00        | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Select Sector Spdr Trust                     | SS TECH SEL SECT        | CUSIP: 81369Y803<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |     38990 | NS      | $5410252.40   | 9.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust                     | SS HEALTH CARE          | CUSIP: 81369Y209<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |     25731 | NS      | $4122106.20   | 7.50%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | XLK US 06/18/26 C122.5  | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -40 | NC      | $-81600.00    | -0.15%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLE US 06/30/26 C57.5   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-2870.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | IGV US 03/06/26 C80     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-2600.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Intel Corporation                            | INTEL CORP              | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |      3500 | NS      | $159635.00    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | OKLO US 03/13/26 C70    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -5 | NC      | $-1150.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLI US 03/06/26 C164    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-12725.00    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLF US 04/17/26 C55     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -25 | NC      | $-775.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | GM US 06/18/26 C60      | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-20225.00    | -0.04%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | VGT US 03/20/26 C720    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -5 | NC      | $-12150.00    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| Bank of America Corp.                        | BANK OF AMERICA         | CUSIP: 060505104<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EC               | CORP              | US        |      2750 | NS      | $137032.50    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | XLU US 05/15/26 C46     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-2750.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | GOOG US 05/15/26 C190   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -3 | NC      | $-37012.50    | -0.07%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLP US 06/18/26 C88     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -20 | NC      | $-8400.00     | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLB US 03/27/26 C53     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-1600.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLF US 03/27/26 C54     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -50 | NC      | $-1200.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLC US 03/20/26 C107    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-10650.00    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLRE US 08/21/26 C45    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -20 | NC      | $-3160.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | IGV US 03/06/26 C83     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -20 | NC      | $-2020.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Vanguard Index Funds                         | VANGUARD S&P 500        | CUSIP: 922908363<br>LEI: 549300G6KNDK44WUN559 | Long             | EC               | RF                | US        |       600 | NS      | $378624.00    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Verizon Communications Inc.                  | VERIZON COMMUNIC        | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               | CORP              | US        |      4158 | NS      | $208482.12    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Digital Corp.                        | WESTERN DIGITAL         | CUSIP: 958102105<br>LEI: 549300QQXOOYEF89IC56 | Long             | EC               | CORP              | US        |       500 | NS      | $139850.00    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| SPDR Series Trust                            | SPDR S&P AEROSPA        | CUSIP: 78464A631<br>LEI: 5493004JVD6CQEEJSS37 | Long             | EC               | RF                | US        |       930 | NS      | $263134.20    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | GOOG US 03/06/26 C305   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -4 | NC      | $-3940.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | PLTR US 05/15/26 C130   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -2 | NC      | $-3700.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| Sandisk Corporation                          | SANDISK CORP            | CUSIP: 80004C200<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       600 | NS      | $381216.00    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| AT&T Inc                                     | AT&T INC                | CUSIP: 00206R102<br>LEI: 549300Z40J86GGSTL398 | Long             | EC               | CORP              | US        |     10968 | NS      | $307213.68    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | XLF US 05/15/26 C56     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -50 | NC      | $-1750.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLB US 06/18/26 C52.5   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-3000.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | OKLO US 03/06/26 C67    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -5 | NC      | $-930.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Target Corp.                                 | TARGET CORP             | CUSIP: 87612E106<br>LEI: 8WDDFXB5T1Z6J0XC1L66 | Long             | EC               | CORP              | US        |      1458 | NS      | $165905.82    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | MU US 02/27/26 C425     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -1 | NC      | $-1.00        | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLF US 03/31/26 C54     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -25 | NC      | $-650.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLE US 04/17/26 C50     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -25 | NC      | $-16375.00    | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLE US 04/17/26 C56     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -15 | NC      | $-3225.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLP US 04/17/26 C88     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -25 | NC      | $-8375.00     | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLK US 03/20/26 C115    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-24600.00    | -0.04%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | VGT US 05/15/26 C620    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-119250.00   | -0.22%            |  |  |  | No            |                  2 | On Loan: No      |
| Select Sector Spdr Trust                     | SS CONSUMER DISC        | CUSIP: 81369Y407<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |     14998 | NS      | $1752666.28   | 3.19%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | XLB US 03/20/26 C50.5   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -20 | NC      | $-6800.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | WDC US 03/06/26 C287.5  | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -1 | NC      | $-1098.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| The Kraft Heinz Co.                          | KRAFT HEINZ CO/T        | CUSIP: 500754106<br>LEI: 9845007488EC87F5AF14 | Long             | EC               | CORP              | US        |      7346 | NS      | $180785.06    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | RKLB US 03/06/26 C72    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -5 | NC      | $-1245.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Shopify Inc                                  | SHOPIFY INC - A         | CUSIP: 82509L107<br>LEI: 549300HGQ43STJLLP808 | Long             | EC               | CORP              | CA        |      1000 | NS      | $120730.00    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | XLV US 06/18/26 C157    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-8000.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLU US 05/15/26 C45     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-3370.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | MU US 02/27/26 C435     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -1 | NC      | $-1.00        | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLC US 03/13/26 C114    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-4525.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | MRK US 03/20/26 C105    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -9 | NC      | $-16623.00    | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLU US 05/15/26 C44     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -25 | NC      | $-10700.00    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| Alphabet Inc.                                | ALPHABET INC-C          | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      1825 | NS      | $568359.75    | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | XLI US 03/06/26 C150    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-25970.00    | -0.05%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | TSM US 03/06/26 C370    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -2 | NC      | $-2370.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLV US 06/18/26 C144    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -15 | NC      | $-27337.50    | -0.05%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | SPY US 02/27/26 C687    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -5 | NC      | $-5.00        | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLV US 03/27/26 C152    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -20 | NC      | $-16980.00    | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| Spinnaker ETF Series                         | SELECT STOXX EUR        | CUSIP: 84858T772<br>LEI: 54930056GHDI2JOI6X90 | Long             | EC               | RF                | US        |      3243 | NS      | $151221.09    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | XLC US 06/18/26 C109    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -30 | NC      | $-34200.00    | -0.06%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLC US 03/27/26 C116    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -15 | NC      | $-4650.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| Adobe Inc                                    | ADOBE INC               | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |      1368 | NS      | $358976.88    | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | VGT US 08/21/26 C655    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -5 | NC      | $-54000.00    | -0.10%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | CVX US 04/17/26 C185    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -5 | NC      | $-4465.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLC US 03/06/26 C115    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-2775.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | AMD US 05/15/26 C125    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -4 | NC      | $-31000.00    | -0.06%            |  |  |  | No            |                  2 | On Loan: No      |
| Abbott Laboratories                          | ABBOTT LABS             | CUSIP: 002824100<br>LEI: HQD377W2YR662HK5JX27 | Long             | EC               | CORP              | US        |      1900 | NS      | $221065.00    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Gen Digital Inc                              | GEN DIGITAL INC         | CUSIP: 668771108<br>LEI: YF6ZV0M6AU4FY94MK914 | Long             | EC               | CORP              | US        |      8582 | NS      | $193695.74    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | VZ US 05/15/26 C52.5    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-1050.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Meta Platforms Inc                           | META PLATFORMS-A        | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |      1247 | NS      | $808280.46    | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | UPS US 05/15/26 C120    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-5150.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLI US 03/13/26 C156    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-21425.00    | -0.04%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | VGT US 03/20/26 C735    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -5 | NC      | $-8640.00     | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | AMD US 04/17/26 C150    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -6 | NC      | $-31398.00    | -0.06%            |  |  |  | No            |                  2 | On Loan: No      |
| Global X Funds                               | GLOBAL X DT ETF         | CUSIP: 37960A529<br>LEI: 5493003RA4QUTSYF1N15 | Long             | EC               | RF                | US        |      1973 | NS      | $147698.78    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | SLB US 03/27/26 C55     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-900.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLI US 06/18/26 C144    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -7 | NC      | $-24832.50    | -0.05%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | LULU US 03/06/26 C187.5 | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -3 | NC      | $-1005.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| BBH SWEEP VEHICLE                            | BBH SWEEP VEHICLE       | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             |  | US        |    197792 | PA      | $197792.47    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | XLF US 03/31/26 C53     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -25 | NC      | $-1225.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Select Sector Spdr Trust                     | SS COMM SLCT ETF        | CUSIP: 81369Y852<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |     26678 | NS      | $3149337.90   | 5.73%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | PFE US 06/18/26 C27     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -25 | NC      | $-4625.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| Pfizer Inc.                                  | PFIZER INC              | CUSIP: 717081103<br>LEI: 765LHXWGK1KXCLTFYQ30 | Long             | EC               | CORP              | US        |     19003 | NS      | $525432.95    | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | XLI US 04/17/26 C176    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-5950.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| Delta Air Lines Inc.                         | DELTA AIR LI            | CUSIP: 247361702<br>LEI: Q2CCMS6R0AS67HJMBN42 | Long             | EC               | CORP              | US        |      2655 | NS      | $174433.50    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | PLTR US 03/06/26 C130   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -3 | NC      | $-2625.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Merck & Co., Inc                             | MERCK & CO              | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |      5078 | NS      | $628757.96    | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | XLI US 06/18/26 C162    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-18750.00    | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | PLTR US 03/27/26 C125   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -3 | NC      | $-4410.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | INTC US 03/06/26 C43.5  | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -5 | NC      | $-1325.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLU US 06/18/26 C45     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -20 | NC      | $-7600.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| Salesforce Inc.                              | SALESFORCE INC          | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |      1972 | NS      | $384125.88    | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | XLK US 03/27/26 C131    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -19 | NC      | $-18050.00    | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XOM US 03/13/26 C150    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -5 | NC      | $-2900.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLU US 03/20/26 C43.5   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -50 | NC      | $-21900.00    | -0.04%            |  |  |  | No            |                  2 | On Loan: No      |
| Ulta Beauty Inc                              | ULTA BEAUTY INC         | CUSIP: 90384S303<br>LEI: 529900CIV6HN8M28YM82 | Long             | EC               | CORP              | US        |         6 | NS      | $4108.74      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | WDC US 03/06/26 C290    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -1 | NC      | $-847.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLK US 02/27/26 C150    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-10.00       | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | THC US 04/17/26 C165    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -8 | NC      | $-60360.00    | -0.11%            |  |  |  | No            |                  2 | On Loan: No      |
| Dominos Pizza Inc.                           | DOMINO'S PIZZA          | CUSIP: 25754A201<br>LEI: 25490005ZWM1IF9UXU57 | Long             | EC               | CORP              | US        |       554 | NS      | $222990.54    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | XBI US 07/17/26 C102    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -7 | NC      | $-19460.00    | -0.04%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | GOOG US 03/13/26 C307.5 | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -4 | NC      | $-3800.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLB US 06/18/26 C48     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -20 | NC      | $-12900.00    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | MU US 03/20/26 C220     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -3 | NC      | $-57495.00    | -0.10%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | GM US 03/20/26 C72.5    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -18 | NC      | $-11610.00    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | T US 03/20/26 C26       | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -20 | NC      | $-4360.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLY US 03/06/26 C118    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-780.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | SNDK US 03/06/26 C610   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -1 | NC      | $-4570.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | SLB US 05/15/26 C52.5   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -25 | NC      | $-8175.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | DOCU US 03/06/26 C46    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-1110.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XBI US 03/20/26 C112    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -3 | NC      | $-4602.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | TSM US 03/06/26 C390    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -1 | NC      | $-290.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | MRK US 03/27/26 C125    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -5 | NC      | $-1385.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | NVDA US 03/06/26 C160   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -2 | NC      | $-3504.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| Vanguard World Fund                          | VANGUARD INF T E        | CUSIP: 92204A702<br>LEI: 549300MP6BT0L4Q61L10 | Long             | EC               | RF                | US        |      7684 | NS      | $5583962.80   | 10.15%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | XLE US 03/31/26 C50     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -25 | NC      | $-15675.00    | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | INTC US 03/20/26 C36    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-9830.00     | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| Select Sector Spdr Trust                     | SS INDUSTRIAL           | CUSIP: 81369Y704<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |     16783 | NS      | $2972940.62   | 5.41%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | SHOP US 02/27/26 C125   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -5 | NC      | $-5.00        | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLY US 05/15/26 C107.5  | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -20 | NC      | $-23500.00    | -0.04%            |  |  |  | No            |                  2 | On Loan: No      |
| Coca-Cola Co (The)                           | COCA-COLA CO/THE        | CUSIP: 191216100<br>LEI: UWJKFUJFZ02DKWI3RY53 | Long             | EC               | CORP              | US        |      2474 | NS      | $201779.44    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | BABA US 02/27/26 C155   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -5 | NC      | $-5.00        | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Boeing Co.                                   | BOEING CO/THE           | CUSIP: 097023105<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EC               | CORP              | US        |       700 | NS      | $159271.00    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                                    | TESLA INC               | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |        46 | NS      | $18515.46     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | MU US 04/17/26 C125     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -3 | NC      | $-86392.50    | -0.16%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLP US 06/18/26 C90     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-3450.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XAR US 07/17/26 C300    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -5 | NC      | $-6500.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLF US 03/20/26 C52     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -25 | NC      | $-1975.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | SNDK US 02/27/26 C655   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -1 | NC      | $-5.00        | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | OKLO US 03/06/26 C70    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -5 | NC      | $-540.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | T US 05/15/26 C28       | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -25 | NC      | $-3075.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLV US 06/18/26 C158    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-7950.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLI US 03/06/26 C178    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -5 | NC      | $-630.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLI US 04/17/26 C145    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-31300.00    | -0.06%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLU US 05/15/26 C47     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-2000.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLC US 03/20/26 C119    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -25 | NC      | $-3650.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLV US 03/20/26 C156    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-4860.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | AAPL US 04/02/26 C225   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -3 | NC      | $-12900.00    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| Chevron Corp.                                | CHEVRON CORP            | CUSIP: 166764100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1609 | NS      | $300496.84    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Exxon Mobil Corp.                            | EXXON MOBIL CORP        | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |      1100 | NS      | $167750.00    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | XLB US 06/18/26 C55     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-1990.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Citigroup Inc.                               | CITIGROUP INC           | CUSIP: 172967424<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EC               | CORP              | US        |      2720 | NS      | $299716.80    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | XLK US 03/20/26 C130    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -20 | NC      | $-20400.00    | -0.04%            |  |  |  | No            |                  2 | On Loan: No      |
| SLB Ltd.                                     | SLB LTD                 | CUSIP: 806857108<br>LEI: 213800ZUA17OK3QLGM62 | Long             | EC               | CORP              | CW        |      7717 | NS      | $396190.78    | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | C US 03/13/26 C103      | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -3 | NC      | $-2520.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Zoetis Inc.                                  | ZOETIS INC              | CUSIP: 98978V103<br>LEI: 549300HD9Q1LOC9KLJ48 | Long             | EC               | CORP              | US        |      1433 | NS      | $187866.30    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Trust                                | ISHARES U.S. AER        | CUSIP: 464288760<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |      1100 | NS      | $268092.00    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Lululemon Athletica Inc.                     | LULULEMON ATH           | CUSIP: 550021109<br>LEI: 549300D9GZ4BMLDW5T40 | Long             | EC               | CORP              | US        |      2205 | NS      | $408299.85    | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Taiwan Semiconductor Manufacturing Co., Ltd. | TAIWAN SEMIC-ADR        | CUSIP: 874039100<br>LEI: 549300KB6NK5SBD14S87 | Long             | EC               | CORP              | TW        |       610 | NS      | $228493.80    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | XLE US 06/18/26 C55     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -25 | NC      | $-10000.00    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | TGT US 04/17/26 C120    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -5 | NC      | $-2325.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | CVX US 04/02/26 C170    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -5 | NC      | $-9550.00     | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLF US 05/15/26 C53     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -25 | NC      | $-2850.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| Nike, Inc.                                   | NIKE INC -CL B          | CUSIP: 654106103<br>LEI: 787RXPR0UX0O0XUXPZ81 | Long             | EC               | CORP              | US        |      2199 | NS      | $136733.82    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| On Holding AG                                | ON HOLDING AG-A         | CUSIP: H5919C104<br>LEI: 506700FB3467B9W95526 | Long             | EC               | CORP              | CH        |     12239 | NS      | $568868.72    | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | XLP US 03/20/26 C84     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -25 | NC      | $-15075.00    | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | KO US 04/17/26 C75      | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-6870.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | MU US 02/27/26 C420     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -1 | NC      | $-1.00        | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Novo Nordisk A/S                             | NOVO-NORDISK-ADR        | CUSIP: 670100205<br>LEI: 549300DAQ1CVT6CXN342 | Long             | EC               | CORP              | DK        |     12642 | NS      | $473442.90    | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Spdr S&p 500 Etf Trust          | SS S&P 500 ET-US        | CUSIP: 78462F103<br>LEI: 549300NZAMSJ8FXPQQ63 | Long             | EC               | RF                | US        |       538 | NS      | $369062.62    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | SNDK US 03/06/26 C600   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -1 | NC      | $-5260.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLV US 03/20/26 C147    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-10680.00    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XBI US 06/18/26 C92     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -5 | NC      | $-18037.50    | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| iShares Trust                                | ISHARES EXPANDED        | CUSIP: 464287515<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |      5000 | NS      | $407850.00    | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | XLI US 06/18/26 C154    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-24820.00    | -0.05%            |  |  |  | No            |                  2 | On Loan: No      |
| Tenet Healthcare Corporation                 | TENET HEALTHCARE        | CUSIP: 88033G407<br>LEI: 0W9AIBT6U6ADJ2I8HK17 | Long             | EC               | CORP              | US        |      1675 | NS      | $400978.25    | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | MU US 02/27/26 C440     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -1 | NC      | $-3.00        | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Micron Technology Inc.                       | MICRON TECH             | CUSIP: 595112103<br>LEI: B3DXGBC8GAIYWI2Z0172 | Long             | EC               | CORP              | US        |      2752 | NS      | $1134842.24   | 2.06%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | AMD US 03/27/26 C220    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -1 | NC      | $-475.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Vanguard International Equity Index Funds    | VANGUARD FTSE EU        | CUSIP: 922042874<br>LEI: 549300UR5XWDVDO7NP96 | Long             | EC               | RF                | US        |      1764 | NS      | $159059.88    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Wisdomtree Trust                             | WISDOMTREE FLOAT        | CUSIP: 97717Y527<br>LEI: 549300SEVJBU47TE8855 | Long             | EC               | RF                | US        |      7561 | NS      | $380696.35    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | XLC US 06/18/26 C104    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -5 | NC      | $-7625.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | SHOP US 03/06/26 C125   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -5 | NC      | $-1100.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Select Sector Spdr Trust                     | SS REAL ESTATE          | CUSIP: 81369Y860<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |     25098 | NS      | $1100296.32   | 2.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Vanguard Scottsdale Funds                    | VANGUARD LT TREA        | CUSIP: 92206C847<br>LEI: 549300Y88GQ3VLJIBX57 | Long             | EC               | RF                | US        |     10000 | NS      | $578400.00    | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| United Parcel Service, Inc.                  | UNITED PARCEL-B         | CUSIP: 911312106<br>LEI: D01LMJZU09ULLNCY6Z23 | Long             | EC               | CORP              | US        |      2161 | NS      | $250589.56    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | ITA US 04/17/26 C250    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -6 | NC      | $-3300.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| Oracle Corp.                                 | ORACLE CORP             | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |      3709 | NS      | $539288.60    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Docusign Inc                                 | DOCUSIGN INC            | CUSIP: 256163106<br>LEI: 549300Q7PVDWRZ39JG09 | Long             | EC               | CORP              | US        |      2500 | NS      | $112675.00    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | INTC US 04/17/26 C32    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -20 | NC      | $-27360.00    | -0.05%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | NFLX US 03/06/26 C94    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-3750.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | DOCU US 03/13/26 C45    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -5 | NC      | $-1095.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | VOO US 04/17/26 C610    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -6 | NC      | $-18960.00    | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| Select Sector Spdr Trust                     | SS MATERIALS ETF        | CUSIP: 81369Y100<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |     20662 | NS      | $1103557.42   | 2.01%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | XLK US 03/06/26 C142    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-700.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Select Sector Spdr Trust                     | SS UTILITIES SEL        | CUSIP: 81369Y886<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |     35432 | NS      | $1691169.36   | 3.08%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | MU US 02/27/26 C432.5   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -1 | NC      | $-1.00        | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Microsoft Corp.                              | MICROSOFT CORP          | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      1008 | NS      | $395881.92    | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | XLE US 03/20/26 C55     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -20 | NC      | $-4600.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | WDC US 02/27/26 C290    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -2 | NC      | $-42.00       | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Select Sector Spdr Trust                     | SS FINANCIAL SEL        | CUSIP: 81369Y605<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |     92644 | NS      | $4764680.92   | 8.66%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | XLY US 04/17/26 C110    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -20 | NC      | $-16700.00    | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLB US 09/18/26 C52.5   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -25 | NC      | $-10750.00    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| Electronic Arts Inc.                         | ELECTRONIC ARTS         | CUSIP: 285512109<br>LEI: 549300O7A67PUEYKDL45 | Long             | EC               | CORP              | US        |        20 | NS      | $4011.40      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Synopsys Inc                                 | SYNOPSYS INC            | CUSIP: 871607107<br>LEI: QG7T915N9S0NY5UKNE63 | Long             | EC               | CORP              | US        |       400 | NS      | $165600.00    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | LULU US 03/20/26 C190   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -2 | NC      | $-1680.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | ONON US 03/06/26 C49    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-1620.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | ONON US 03/06/26 C47.5  | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -20 | NC      | $-4500.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLV US 03/06/26 C149    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-11100.00    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | RKLB US 03/13/26 C75    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -5 | NC      | $-1345.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | PLTR US 03/20/26 C130   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -3 | NC      | $-3465.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLC US 03/20/26 C104    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-13700.00    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| AeroVironment, Inc.                          | AEROVIRONMENT IN        | CUSIP: 008073108<br>LEI: 529900PGHVI29YLZ6221 | Long             | EC               | CORP              | US        |       400 | NS      | $100900.00    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| General Motors Company                       | GENERAL MOTORS C        | CUSIP: 37045V100<br>LEI: 54930070NSV60J38I987 | Long             | EC               | CORP              | US        |      3272 | NS      | $257539.12    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | AMD US 03/20/26 C217.5  | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -1 | NC      | $-380.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | AMD US 03/20/26 C210    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -5 | NC      | $-3175.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| Advanced Micro Devices Inc.                  | ADV MICRO DEVICE        | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |      2444 | NS      | $489313.24    | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. Bancorp.                                | US BANCORP              | CUSIP: 902973304<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EC               | CORP              | US        |      1910 | NS      | $104400.60    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | AVAV US 03/06/26 C265   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -4 | NC      | $-2000.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLY US 02/27/26 C121    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-10.00       | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLC US 02/27/26 C118    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -5 | NC      | $-70.00       | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | VGT US 04/17/26 C625    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-108700.00   | -0.20%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | SNDK US 03/06/26 C660   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -1 | NC      | $-2093.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLV US 03/20/26 C155    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -20 | NC      | $-12100.00    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLK US 03/20/26 C150    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -20 | NC      | $-420.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | MRK US 06/18/26 C125    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-7500.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| Palantir Technologies Inc                    | PALANTIR TECHN-A        | CUSIP: 69608A108<br>LEI: 549300UVN46B3BBDHO85 | Long             | EC               | CORP              | US        |      1300 | NS      | $178347.00    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | VZ US 03/20/26 C44      | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-6100.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| SPDR Series Trust                            | SPDR S&P BIOTECH        | CUSIP: 78464A870<br>LEI: 5493004JVD6CQEEJSS37 | Long             | EC               | RF                | US        |      1656 | NS      | $210924.72    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc.                                   | APPLE INC               | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |      1540 | NS      | $406837.20    | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com, Inc.                             | AMAZON.COM INC          | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |       935 | NS      | $196350.00    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Workday Inc                                  | WORKDAY INC-A           | CUSIP: 98138H101<br>LEI: 549300J0DYC0N31V7G13 | Long             | EC               | CORP              | US        |      1000 | NS      | $133760.00    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | MU US 02/27/26 C430     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -1 | NC      | $-1.00        | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | MRK US 04/17/26 C110    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -7 | NC      | $-10150.00    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | TSM US 02/27/26 C387.5  | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -1 | NC      | $-4.00        | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | VGT US 03/20/26 C630    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -5 | NC      | $-49625.00    | -0.09%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | WMT US 04/02/26 C100    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -2 | NC      | $-5416.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLF US 03/20/26 C54     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -50 | NC      | $-950.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| United Airlines Holdings Inc                 | UNITED AIRLINES         | CUSIP: 910047109<br>LEI: 98450079DA0B78DD6764 | Long             | EC               | CORP              | US        |        12 | NS      | $1275.60      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | MU US 02/27/26 C417.5   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -1 | NC      | $-1.00        | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Select Sector Spdr Trust                     | SS CONSUMER STPL        | CUSIP: 81369Y308<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |     35880 | NS      | $3229558.80   | 5.87%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | AAPL US 05/15/26 C280   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -5 | NC      | $-3665.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| Uber Technologies Inc                        | UBER TECHNOLOGIE        | CUSIP: 90353T100<br>LEI: 549300B2FTG34FILDR98 | Long             | EC               | CORP              | US        |      3500 | NS      | $263970.00    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | USB US 04/17/26 C60     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-600.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | WDC US 02/27/26 C295    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -1 | NC      | $-2.00        | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | OXY US 04/17/26 C52.5   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-3150.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | XLK US 03/20/26 C117.5  | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -28 | NC      | $-61250.00    | -0.11%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | OXY US 05/15/26 C47.5   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-7000.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| Netflix, Inc.                                | NETFLIX INC             | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |      2000 | NS      | $192480.00    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust                     | SS ENERGY SELECT        | CUSIP: 81369Y506<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |     24204 | NS      | $1353487.68   | 2.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Duolingo Inc                                 | DUOLINGO                | CUSIP: 26603R106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1000 | NS      | $101000.00    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | SNDK US 03/06/26 C650   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -1 | NC      | $-2515.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | DUOL US 03/06/26 C100   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -10 | NC      | $-4000.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| Walmart Inc                                  | WALMART INC             | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Long             | EC               | CORP              | US        |       200 | NS      | $25590.00     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Occidental Petroleum Corp.                   | OCCIDENTAL PETE         | CUSIP: 674599105<br>LEI: IM7X0T3ECJW4C1T7ON55 | Long             | EC               | CORP              | US        |      4436 | NS      | $235462.88    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| McDonald's Corp.                             | MCDONALDS CORP          | CUSIP: 580135101<br>LEI: UE2136O97NLB5BYP9H04 | Long             | EC               | CORP              | US        |       351 | NS      | $119712.06    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                          | XLU US 03/20/26 C43     | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -25 | NC      | $-12225.00    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | AMD US 03/13/26 C215    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -1 | NC      | $-285.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                          | AMD US 03/06/26 C212.5  | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -1 | NC      | $-159.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| UnitedHealth Group Inc.                      | UNITEDHEALTH GRP        | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |      1815 | NS      | $532285.05    | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp.                                 | NVIDIA CORP             | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |      4161 | NS      | $737287.59    | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Rocket Lab Corp.                             | ROCKET LAB CORP         | CUSIP: 773121108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1000 | NS      | $69100.00     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-03-27

**Name of Applicant:** NORTHERN LIGHTS FUND TRUST II

**Signature:** Erik Naviloff

**Name of Signer:** Erik Naviloff

**Title:** Treasurer