# EDGAR Filing Document

**Accession Number:** 0001832158
**File Stem:** 0001832158-23-000001
**Filing Date:** 2023-2
**Character Count:** 25914
**Document Hash:** b4938e9cc4ba3c9f83a5fe20bc0c32cb
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001832158-23-000001.hdr.sgml**: 20230208

**ACCESSION NUMBER**: 0001832158-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230208

**DATE AS OF CHANGE**: 20230208

**EFFECTIVENESS DATE**: 20230208

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SEAVIEW INVESTMENT MANAGERS LLC
- **CENTRAL INDEX KEY:** 0001832158
- **IRS NUMBER:** 822888122
- **STATE OF INCORPORATION:** FL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20416
- **FILM NUMBER:** 23599096

**BUSINESS ADDRESS:**
- **STREET 1:** 1001 BRICKELL BAY DR
- **STREET 2:** SUITE 1900
- **CITY:** MIAMI
- **STATE:** FL
- **ZIP:** 33131
- **BUSINESS PHONE:** 305-330-2332

**MAIL ADDRESS:**
- **STREET 1:** 1001 BRICKELL BAY DR
- **STREET 2:** SUITE 1900
- **CITY:** MIAMI
- **STATE:** FL
- **ZIP:** 33131

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CLAUDIA M.P. BATLLE, CRP (R) LLC
- **DATE OF NAME CHANGE:** 20201112

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** SEAVIEW INVESTMENT MANAGERS LLC<br>**Address:** 1001 BRICKELL BAY DR<br>SUITE 1900<br>MIAMI, FL 33131

**Form 13F File Number:** 028-20416

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** LISANDRA PADILLA<br>**Title:** RELATIONSHIP MANAGER<br>**Phone:** 305-330-2332

**Signature, Place, and Date of Signing:**

LISANDRA PADILLA  MIAMI, FL  02-08-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 1

**Form 13F Information Table Entry Total:** 222

**Form 13F Information Table Value Total:** $250091285

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                  | Form 13F File Number   |
|:---|:---|:---|
|  | VectorGlobal IAG Inc. | 028-21173              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 5811537 | 17269 | SH |  | DFND | 0 | 0 | 0 | 17269 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 535419 | 1591 | SH |  | OTR | 0 | 0 | 0 | 1591 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 188457 | 560 | SH |  | SOLE | 0 | 0 | 0 | 560 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 5304299 | 60119 | SH |  | DFND | 0 | 0 | 0 | 60119 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 613287 | 6951 | SH |  | OTR | 0 | 0 | 0 | 6951 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 204164 | 2314 | SH |  | SOLE | 0 | 0 | 0 | 2314 |
| AMAZON COM INC | COM | 023135106 |  | 4891656 | 58234 | SH |  | DFND | 0 | 0 | 0 | 58234 |
| AMAZON COM INC | COM | 023135106 |  | 735924 | 8761 | SH |  | OTR | 0 | 0 | 0 | 8761 |
| AMAZON COM INC | COM | 023135106 |  | 177828 | 2117 | SH |  | SOLE | 0 | 0 | 0 | 2117 |
| APPLE INC | COM | 037833100 |  | 5392095 | 41500 | SH |  | DFND | 0 | 0 | 0 | 41500 |
| APPLE INC | COM | 037833100 |  | 807385 | 6214 | SH |  | OTR | 0 | 0 | 0 | 6214 |
| APPLE INC | COM | 037833100 |  | 165404 | 1273 | SH |  | SOLE | 0 | 0 | 0 | 1273 |
| APPLIED MATLS INC | COM | 038222105 |  | 5573836 | 57238 | SH |  | DFND | 0 | 0 | 0 | 57238 |
| APPLIED MATLS INC | COM | 038222105 |  | 500923 | 5144 | SH |  | OTR | 0 | 0 | 0 | 5144 |
| APPLIED MATLS INC | COM | 038222105 |  | 182507 | 1874 | SH |  | SOLE | 0 | 0 | 0 | 1874 |
| ASML HOLDING N V | N Y REGISTRY SHS | N07059210 |  | 215828 | 395 | SH |  | DFND | 0 | 0 | 0 | 395 |
| ATAI LIFE SCIENCES NV | SHS | N0731H103 |  | 46021 | 17301 | SH |  | DFND | 0 | 0 | 0 | 17301 |
| BENTLEY SYS INC | COM CL B | 08265T208 |  | 295680 | 8000 | SH |  | DFND | 0 | 0 | 0 | 8000 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 5857053 | 18961 | SH |  | DFND | 0 | 0 | 0 | 18961 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 553858 | 1793 | SH |  | OTR | 0 | 0 | 0 | 1793 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 174529 | 565 | SH |  | SOLE | 0 | 0 | 0 | 565 |
| CHEVRON CORP NEW | COM | 166764100 |  | 5495984 | 30620 | SH |  | DFND | 0 | 0 | 0 | 30620 |
| CHEVRON CORP NEW | COM | 166764100 |  | 544932 | 3036 | SH |  | OTR | 0 | 0 | 0 | 3036 |
| CHEVRON CORP NEW | COM | 166764100 |  | 176901 | 986 | SH |  | SOLE | 0 | 0 | 0 | 986 |
| CINEMARK HLDGS INC | COM | 17243V102 |  | 10392000 | 1200000 | SH |  | DFND | 0 | 0 | 0 | 1200000 |
| CLEANSPARK INC | COM NEW | 18452B209 |  | 12240 | 6000 | SH |  | DFND | 0 | 0 | 0 | 6000 |
| CLEANSPARK INC | COM NEW | 18452B209 |  | 10200 | 5000 | SH |  | OTR | 0 | 0 | 0 | 5000 |
| COMPUGEN LTD | ORD | M25722105 |  | 7157 | 10000 | SH |  | SOLE | 0 | 0 | 0 | 10000 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 4912812 | 41634 | SH |  | DFND | 0 | 0 | 0 | 41634 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 478726 | 4057 | SH |  | OTR | 0 | 0 | 0 | 4057 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 160952 | 1364 | SH |  | SOLE | 0 | 0 | 0 | 1364 |
| CVS HEALTH CORP | COM | 126650100 |  | 5114826 | 54886 | SH |  | DFND | 0 | 0 | 0 | 54886 |
| CVS HEALTH CORP | COM | 126650100 |  | 529692 | 5684 | SH |  | OTR | 0 | 0 | 0 | 5684 |
| CVS HEALTH CORP | COM | 126650100 |  | 153577 | 1648 | SH |  | SOLE | 0 | 0 | 0 | 1648 |
| DIREXION SHS ETF TR | DLY SCOND 3XBU | 25459W458 |  | 77080 | 7971 | SH |  | DFND | 0 | 0 | 0 | 7971 |
| DIREXION SHS ETF TR | DLY SCOND 3XBU | 25459W458 |  | 200169 | 20700 | SH |  | OTR | 0 | 0 | 0 | 20700 |
| DIREXION SHS ETF TR | SP BIOTCH BL NEW | 25490K323 |  | 99687 | 14100 | SH |  | OTR | 0 | 0 | 0 | 14100 |
| DISNEY WALT CO | COM | 254687106 |  | 5023315 | 57819 | SH |  | DFND | 0 | 0 | 0 | 57819 |
| DISNEY WALT CO | COM | 254687106 |  | 515372 | 5932 | SH |  | OTR | 0 | 0 | 0 | 5932 |
| DISNEY WALT CO | COM | 254687106 |  | 154646 | 1780 | SH |  | SOLE | 0 | 0 | 0 | 1780 |
| EL POLLO LOCO HLDGS INC | COM | 268603107 |  | 259607 | 26065 | SH |  | DFND | 0 | 0 | 0 | 26065 |
| EL POLLO LOCO HLDGS INC | COM | 268603107 |  | 4980 | 500 | SH |  | SOLE | 0 | 0 | 0 | 500 |
| FIRST MAJESTIC SILVER CORP | COM | 32076V103 |  | 183707 | 22027 | SH |  | DFND | 0 | 0 | 0 | 22027 |
| FIRST TR EXCHANGE TRADED FD | NASDQ CLN EDGE | 33737A108 |  | 1856608 | 21282 | SH |  | DFND | 0 | 0 | 0 | 21282 |
| FIRST TR EXCHANGE TRADED FD | NASDQ CLN EDGE | 33737A108 |  | 82266 | 943 | SH |  | OTR | 0 | 0 | 0 | 943 |
| FIRST TR EXCHANGE TRADED FD | NASDQ CLN EDGE | 33737A108 |  | 171860 | 1970 | SH |  | SOLE | 0 | 0 | 0 | 1970 |
| FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 |  | 151294 | 3393 | SH |  | DFND | 0 | 0 | 0 | 3393 |
| FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 |  | 53553 | 1201 | SH |  | OTR | 0 | 0 | 0 | 1201 |
| FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 |  | 65547 | 1470 | SH |  | SOLE | 0 | 0 | 0 | 1470 |
| FIRST TR MORNINGSTAR DIVID L | SHS | 336917109 |  | 2517851 | 68869 | SH |  | DFND | 0 | 0 | 0 | 68869 |
| FIRST TR MORNINGSTAR DIVID L | SHS | 336917109 |  | 436490 | 11939 | SH |  | OTR | 0 | 0 | 0 | 11939 |
| FIRST TR MORNINGSTAR DIVID L | SHS | 336917109 |  | 204663 | 5598 | SH |  | SOLE | 0 | 0 | 0 | 5598 |
| GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 |  | 1410684 | 24069 | SH |  | DFND | 0 | 0 | 0 | 24069 |
| GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 |  | 196695 | 3356 | SH |  | OTR | 0 | 0 | 0 | 3356 |
| GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 |  | 130056 | 2219 | SH |  | SOLE | 0 | 0 | 0 | 2219 |
| GLOBAL X FDS | AUTONMOUS EV ETF | 37954Y624 |  | 1491363 | 75056 | SH |  | DFND | 0 | 0 | 0 | 75056 |
| GLOBAL X FDS | AUTONMOUS EV ETF | 37954Y624 |  | 74155 | 3732 | SH |  | OTR | 0 | 0 | 0 | 3732 |
| GLOBAL X FDS | AUTONMOUS EV ETF | 37954Y624 |  | 150376 | 7568 | SH |  | SOLE | 0 | 0 | 0 | 7568 |
| GLOBAL X FDS | US INFR DEV ETF | 37954Y673 |  | 1909929 | 72100 | SH |  | DFND | 0 | 0 | 0 | 72100 |
| GLOBAL X FDS | US INFR DEV ETF | 37954Y673 |  | 103894 | 3922 | SH |  | OTR | 0 | 0 | 0 | 3922 |
| GLOBAL X FDS | US INFR DEV ETF | 37954Y673 |  | 171443 | 6472 | SH |  | SOLE | 0 | 0 | 0 | 6472 |
| INDIE SEMICONDUCTOR INC | CLASS A COM | 45569U101 |  | 225038 | 38600 | SH |  | DFND | 0 | 0 | 0 | 38600 |
| INVESCO EXCH TRADED FD TR II | S 500 REVENUE | 46138G698 |  | 2386635 | 32278 | SH |  | DFND | 0 | 0 | 0 | 32278 |
| INVESCO EXCH TRADED FD TR II | S 500 REVENUE | 46138G698 |  | 348775 | 4717 | SH |  | OTR | 0 | 0 | 0 | 4717 |
| INVESCO EXCH TRADED FD TR II | S 500 REVENUE | 46138G698 |  | 194980 | 2637 | SH |  | SOLE | 0 | 0 | 0 | 2637 |
| INVESCO EXCH TRADED FD TR II | SOLAR ETF | 46138G706 |  | 1628823 | 22331 | SH |  | DFND | 0 | 0 | 0 | 22331 |
| INVESCO EXCH TRADED FD TR II | SOLAR ETF | 46138G706 |  | 175202 | 2402 | SH |  | OTR | 0 | 0 | 0 | 2402 |
| INVESCO EXCH TRADED FD TR II | SOLAR ETF | 46138G706 |  | 153830 | 2109 | SH |  | SOLE | 0 | 0 | 0 | 2109 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 HY | 46138J858 |  | 223823 | 9602 | SH |  | DFND | 0 | 0 | 0 | 9602 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 HY | 46138J858 |  | 13660 | 586 | SH |  | OTR | 0 | 0 | 0 | 586 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 HY | 46138J858 |  | 60629 | 2601 | SH |  | SOLE | 0 | 0 | 0 | 2601 |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 46137V142 |  | 1813693 | 35190 | SH |  | DFND | 0 | 0 | 0 | 35190 |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 46137V142 |  | 98081 | 1903 | SH |  | OTR | 0 | 0 | 0 | 1903 |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 46137V142 |  | 162557 | 3154 | SH |  | SOLE | 0 | 0 | 0 | 3154 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 |  | 956086 | 12985 | SH |  | DFND | 0 | 0 | 0 | 12985 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 |  | 5964 | 81 | SH |  | OTR | 0 | 0 | 0 | 81 |
| ISHARES TR | MORTGE REL ETF | 46435G342 |  | 181112 | 7982 | SH |  | DFND | 0 | 0 | 0 | 7982 |
| ISHARES TR | MORTGE REL ETF | 46435G342 |  | 28158 | 1241 | SH |  | OTR | 0 | 0 | 0 | 1241 |
| ISHARES TR | MORTGE REL ETF | 46435G342 |  | 14676 | 647 | SH |  | SOLE | 0 | 0 | 0 | 647 |
| ISHARES TR | RESIDENTIAL MULT | 464288562 |  | 196478 | 2875 | SH |  | DFND | 0 | 0 | 0 | 2875 |
| ISHARES TR | RESIDENTIAL MULT | 464288562 |  | 30548 | 447 | SH |  | OTR | 0 | 0 | 0 | 447 |
| ISHARES TR | RESIDENTIAL MULT | 464288562 |  | 16860 | 247 | SH |  | SOLE | 0 | 0 | 0 | 247 |
| ISHARES TR | US CONSM STAPLES | 464287812 |  | 2519744 | 12426 | SH |  | DFND | 0 | 0 | 0 | 12426 |
| ISHARES TR | US CONSM STAPLES | 464287812 |  | 351621 | 1734 | SH |  | OTR | 0 | 0 | 0 | 1734 |
| ISHARES TR | US CONSM STAPLES | 464287812 |  | 187572 | 925 | SH |  | SOLE | 0 | 0 | 0 | 925 |
| ISHARES TR | U.S. TECH ETF | 464287721 |  | 2167585 | 29099 | SH |  | DFND | 0 | 0 | 0 | 29099 |
| ISHARES TR | U.S. TECH ETF | 464287721 |  | 456326 | 6126 | SH |  | OTR | 0 | 0 | 0 | 6126 |
| ISHARES TR | U.S. TECH ETF | 464287721 |  | 194957 | 2617 | SH |  | SOLE | 0 | 0 | 0 | 2617 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 |  | 1632624 | 19264 | SH |  | DFND | 0 | 0 | 0 | 19264 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 |  | 62207 | 734 | SH |  | OTR | 0 | 0 | 0 | 734 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 |  | 152720 | 1802 | SH |  | SOLE | 0 | 0 | 0 | 1802 |
| ISHARES TR | 0-5YR HI YL CP | 46434V407 |  | 1171008 | 28638 | SH |  | DFND | 0 | 0 | 0 | 28638 |
| ISHARES TR | 0-5YR HI YL CP | 46434V407 |  | 59291 | 1450 | SH |  | OTR | 0 | 0 | 0 | 1450 |
| ISHARES TR | 0-5YR HI YL CP | 46434V407 |  | 72270 | 1767 | SH |  | SOLE | 0 | 0 | 0 | 1767 |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 46654Q203 |  | 92167 | 2259 | SH |  | DFND | 0 | 0 | 0 | 2259 |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 46654Q203 |  | 48878 | 1198 | SH |  | OTR | 0 | 0 | 0 | 1198 |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 46654Q203 |  | 63469 | 1556 | SH |  | SOLE | 0 | 0 | 0 | 1556 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 99662 | 1829 | SH |  | DFND | 0 | 0 | 0 | 1829 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 50076 | 919 | SH |  | OTR | 0 | 0 | 0 | 919 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 65277 | 1198 | SH |  | SOLE | 0 | 0 | 0 | 1198 |
| LITHIUM AMERS CORP NEW | COM NEW | 53680Q207 |  | 219790 | 11600 | SH |  | DFND | 0 | 0 | 0 | 11600 |
| LITHIUM AMERS CORP NEW | COM NEW | 53680Q207 |  | 189474 | 10000 | SH |  | OTR | 0 | 0 | 0 | 10000 |
| MARATHON PETE CORP | COM | 56585A102 |  | 5364415 | 46090 | SH |  | DFND | 0 | 0 | 0 | 46090 |
| MARATHON PETE CORP | COM | 56585A102 |  | 431458 | 3707 | SH |  | OTR | 0 | 0 | 0 | 3707 |
| MARATHON PETE CORP | COM | 56585A102 |  | 142229 | 1222 | SH |  | SOLE | 0 | 0 | 0 | 1222 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 6177771 | 17766 | SH |  | DFND | 0 | 0 | 0 | 17766 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 605746 | 1742 | SH |  | OTR | 0 | 0 | 0 | 1742 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 191255 | 550 | SH |  | SOLE | 0 | 0 | 0 | 550 |
| MERCK  CO INC | COM | 58933Y105 |  | 4882910 | 44010 | SH |  | DFND | 0 | 0 | 0 | 44010 |
| MERCK  CO INC | COM | 58933Y105 |  | 514031 | 4633 | SH |  | OTR | 0 | 0 | 0 | 4633 |
| MERCK  CO INC | COM | 58933Y105 |  | 190057 | 1713 | SH |  | SOLE | 0 | 0 | 0 | 1713 |
| META PLATFORMS INC | CL A | 30303M102 |  | 5761759 | 47879 | SH |  | DFND | 0 | 0 | 0 | 47879 |
| META PLATFORMS INC | CL A | 30303M102 |  | 555128 | 4613 | SH |  | OTR | 0 | 0 | 0 | 4613 |
| META PLATFORMS INC | CL A | 30303M102 |  | 165347 | 1374 | SH |  | SOLE | 0 | 0 | 0 | 1374 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 93713 | 1875 | SH |  | DFND | 0 | 0 | 0 | 1875 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 156038 | 3122 | SH |  | OTR | 0 | 0 | 0 | 3122 |
| MICROSOFT CORP | COM | 594918104 |  | 5610349 | 23394 | SH |  | DFND | 0 | 0 | 0 | 23394 |
| MICROSOFT CORP | COM | 594918104 |  | 606025 | 2527 | SH |  | OTR | 0 | 0 | 0 | 2527 |
| MICROSOFT CORP | COM | 594918104 |  | 258309 | 1077 | SH |  | SOLE | 0 | 0 | 0 | 1077 |
| NETFLIX INC | COM | 64110L106 |  | 6515079 | 22094 | SH |  | DFND | 0 | 0 | 0 | 22094 |
| NETFLIX INC | COM | 64110L106 |  | 625735 | 2122 | SH |  | OTR | 0 | 0 | 0 | 2122 |
| NETFLIX INC | COM | 64110L106 |  | 204352 | 693 | SH |  | SOLE | 0 | 0 | 0 | 693 |
| NIKE INC | CL B | 654106103 |  | 6624053 | 56611 | SH |  | DFND | 0 | 0 | 0 | 56611 |
| NIKE INC | CL B | 654106103 |  | 612313 | 5233 | SH |  | OTR | 0 | 0 | 0 | 5233 |
| NIKE INC | CL B | 654106103 |  | 209938 | 1794 | SH |  | SOLE | 0 | 0 | 0 | 1794 |
| NIKOLA CORP | COM | 654110105 |  | 65541 | 30343 | SH |  | DFND | 0 | 0 | 0 | 30343 |
| NIKOLA CORP | COM | 654110105 |  | 35189 | 16291 | SH |  | OTR | 0 | 0 | 0 | 16291 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 200943 | 1375 | SH |  | DFND | 0 | 0 | 0 | 1375 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 62694 | 429 | SH |  | OTR | 0 | 0 | 0 | 429 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 4678 | 32 | SH |  | SOLE | 0 | 0 | 0 | 32 |
| OCCIDENTAL PETE CORP | COM | 674599105 |  | 293281 | 4656 | SH |  | DFND | 0 | 0 | 0 | 4656 |
| OCCIDENTAL PETE CORP | COM | 674599105 |  | 6299 | 100 | SH |  | SOLE | 0 | 0 | 0 | 100 |
| PACER FDS TR | US CASH COWS 100 | 69374H881 |  | 2683471 | 58021 | SH |  | DFND | 0 | 0 | 0 | 58021 |
| PACER FDS TR | US CASH COWS 100 | 69374H881 |  | 542281 | 11725 | SH |  | OTR | 0 | 0 | 0 | 11725 |
| PACER FDS TR | US CASH COWS 100 | 69374H881 |  | 207604 | 4489 | SH |  | SOLE | 0 | 0 | 0 | 4489 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 5149420 | 72303 | SH |  | DFND | 0 | 0 | 0 | 72303 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 563635 | 7914 | SH |  | OTR | 0 | 0 | 0 | 7914 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 146784 | 2061 | SH |  | SOLE | 0 | 0 | 0 | 2061 |
| PEPSICO INC | COM | 713448108 |  | 280926 | 1555 | SH |  | DFND | 0 | 0 | 0 | 1555 |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 |  | 23856 | 2240 | SH |  | DFND | 0 | 0 | 0 | 2240 |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 |  | 99460 | 9339 | SH |  | OTR | 0 | 0 | 0 | 9339 |
| POLAR PWR INC | COM | 73102V105 |  | 14190 | 11000 | SH |  | DFND | 0 | 0 | 0 | 11000 |
| POLAR PWR INC | COM | 73102V105 |  | 6450 | 5000 | SH |  | OTR | 0 | 0 | 0 | 5000 |
| PULTE GROUP INC | COM | 745867101 |  | 6466717 | 142032 | SH |  | DFND | 0 | 0 | 0 | 142032 |
| PULTE GROUP INC | COM | 745867101 |  | 582966 | 12804 | SH |  | OTR | 0 | 0 | 0 | 12804 |
| PULTE GROUP INC | COM | 745867101 |  | 188950 | 4150 | SH |  | SOLE | 0 | 0 | 0 | 4150 |
| QUALCOMM INC | COM | 747525103 |  | 5473583 | 49787 | SH |  | DFND | 0 | 0 | 0 | 49787 |
| QUALCOMM INC | COM | 747525103 |  | 545852 | 4965 | SH |  | OTR | 0 | 0 | 0 | 4965 |
| QUALCOMM INC | COM | 747525103 |  | 153849 | 1399 | SH |  | SOLE | 0 | 0 | 0 | 1399 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 6036183 | 72498 | SH |  | DFND | 0 | 0 | 0 | 72498 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 576242 | 6921 | SH |  | OTR | 0 | 0 | 0 | 6921 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 184254 | 2213 | SH |  | SOLE | 0 | 0 | 0 | 2213 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 2830710 | 37473 | SH |  | DFND | 0 | 0 | 0 | 37473 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 683561 | 9049 | SH |  | OTR | 0 | 0 | 0 | 9049 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 298730 | 3955 | SH |  | SOLE | 0 | 0 | 0 | 3955 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 211548 | 1700 | SH |  | DFND | 0 | 0 | 0 | 1700 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 15679 | 126 | SH |  | OTR | 0 | 0 | 0 | 126 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 2642826 | 19454 | SH |  | DFND | 0 | 0 | 0 | 19454 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 463928 | 3415 | SH |  | OTR | 0 | 0 | 0 | 3415 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 221765 | 1632 | SH |  | SOLE | 0 | 0 | 0 | 1632 |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 |  | 197354 | 5344 | SH |  | DFND | 0 | 0 | 0 | 5344 |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 |  | 31760 | 860 | SH |  | OTR | 0 | 0 | 0 | 860 |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 |  | 17408 | 471 | SH |  | SOLE | 0 | 0 | 0 | 471 |
| SHELL PLC | SPON ADS | 780259305 |  | 5669165 | 99546 | SH |  | DFND | 0 | 0 | 0 | 99546 |
| SHELL PLC | SPON ADS | 780259305 |  | 473425 | 8313 | SH |  | OTR | 0 | 0 | 0 | 8313 |
| SHELL PLC | SPON ADS | 780259305 |  | 145109 | 2548 | SH |  | SOLE | 0 | 0 | 0 | 2548 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 675337 | 3981 | SH |  | DFND | 0 | 0 | 0 | 3981 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 65820 | 388 | SH |  | OTR | 0 | 0 | 0 | 388 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 30196 | 178 | SH |  | SOLE | 0 | 0 | 0 | 178 |
| SPDR INDEX SHS FDS | DJ GLB RL ES ETF | 78463X749 |  | 203518 | 4976 | SH |  | DFND | 0 | 0 | 0 | 4976 |
| SPDR INDEX SHS FDS | DJ GLB RL ES ETF | 78463X749 |  | 29244 | 715 | SH |  | OTR | 0 | 0 | 0 | 715 |
| SPDR INDEX SHS FDS | DJ GLB RL ES ETF | 78463X749 |  | 16768 | 410 | SH |  | SOLE | 0 | 0 | 0 | 410 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 9846425 | 25747 | SH |  | DFND | 0 | 0 | 0 | 25747 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 3548568 | 9279 | SH |  | OTR | 0 | 0 | 0 | 9279 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 12721 | 33 | SH |  | SOLE | 0 | 0 | 0 | 33 |
| SPDR SER TR | BLOOMBERG SHT TE | 78468R408 |  | 187933 | 7753 | SH |  | DFND | 0 | 0 | 0 | 7753 |
| SPDR SER TR | BLOOMBERG SHT TE | 78468R408 |  | 52964 | 2185 | SH |  | OTR | 0 | 0 | 0 | 2185 |
| SPDR SER TR | BLOOMBERG SHT TE | 78468R408 |  | 69981 | 2887 | SH |  | SOLE | 0 | 0 | 0 | 2887 |
| SPROTT PHYSICAL GOLD  SILVE | TR UNIT | 85208R101 |  | 789494 | 44032 | SH |  | DFND | 0 | 0 | 0 | 44032 |
| SPROTT PHYSICAL GOLD TR | UNIT | 85207H104 |  | 1339500 | 95000 | SH |  | DFND | 0 | 0 | 0 | 95000 |
| SPROTT PHYSICAL PLAT PALLAD | UNIT | 85207Q104 |  | 435520 | 32000 | SH |  | DFND | 0 | 0 | 0 | 32000 |
| SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 |  | 519120 | 63000 | SH |  | DFND | 0 | 0 | 0 | 63000 |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 |  | 948716 | 23196 | SH |  | DFND | 0 | 0 | 0 | 23196 |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 |  | 39632 | 969 | SH |  | OTR | 0 | 0 | 0 | 969 |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 |  | 8405 | 206 | SH |  | SOLE | 0 | 0 | 0 | 206 |
| STARBUCKS CORP | COM | 855244109 |  | 6654336 | 67080 | SH |  | DFND | 0 | 0 | 0 | 67080 |
| STARBUCKS CORP | COM | 855244109 |  | 600656 | 6055 | SH |  | OTR | 0 | 0 | 0 | 6055 |
| STARBUCKS CORP | COM | 855244109 |  | 196635 | 1982 | SH |  | SOLE | 0 | 0 | 0 | 1982 |
| TARGET CORP | COM | 87612E106 |  | 5044855 | 33849 | SH |  | DFND | 0 | 0 | 0 | 33849 |
| TARGET CORP | COM | 87612E106 |  | 476332 | 3196 | SH |  | OTR | 0 | 0 | 0 | 3196 |
| TARGET CORP | COM | 87612E106 |  | 152512 | 1023 | SH |  | SOLE | 0 | 0 | 0 | 1023 |
| TESLA INC | COM | 88160R101 |  | 140425 | 1140 | SH |  | DFND | 0 | 0 | 0 | 1140 |
| TESLA INC | COM | 88160R101 |  | 301545 | 2448 | SH |  | OTR | 0 | 0 | 0 | 2448 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 5402004 | 10189 | SH |  | DFND | 0 | 0 | 0 | 10189 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 524878 | 990 | SH |  | OTR | 0 | 0 | 0 | 990 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 164886 | 311 | SH |  | SOLE | 0 | 0 | 0 | 311 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 |  | 1565885 | 7716 | SH |  | DFND | 0 | 0 | 0 | 7716 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 |  | 80770 | 398 | SH |  | OTR | 0 | 0 | 0 | 398 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 |  | 159826 | 788 | SH |  | SOLE | 0 | 0 | 0 | 788 |
| VANECK ETF TRUST | PHARMACEUTCL ETF | 92189F692 |  | 1797212 | 23118 | SH |  | DFND | 0 | 0 | 0 | 23118 |
| VANECK ETF TRUST | PHARMACEUTCL ETF | 92189F692 |  | 95077 | 1223 | SH |  | OTR | 0 | 0 | 0 | 1223 |
| VANECK ETF TRUST | PHARMACEUTCL ETF | 92189F692 |  | 163567 | 2104 | SH |  | SOLE | 0 | 0 | 0 | 2104 |
| VANECK ETF TRUST | EMERGING MRKT HI | 92189F353 |  | 1116455 | 61310 | SH |  | DFND | 0 | 0 | 0 | 61310 |
| VANECK ETF TRUST | EMERGING MRKT HI | 92189F353 |  | 3515 | 193 | SH |  | SOLE | 0 | 0 | 0 | 193 |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 92189F643 |  | 2554079 | 39348 | SH |  | DFND | 0 | 0 | 0 | 39348 |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 92189F643 |  | 536222 | 8261 | SH |  | OTR | 0 | 0 | 0 | 8261 |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 92189F643 |  | 215499 | 3320 | SH |  | SOLE | 0 | 0 | 0 | 3320 |
| VANECK ETF TRUST | AGRIBUSINESS ETF | 92189F700 |  | 1710190 | 19923 | SH |  | DFND | 0 | 0 | 0 | 19923 |
| VANECK ETF TRUST | AGRIBUSINESS ETF | 92189F700 |  | 89874 | 1047 | SH |  | OTR | 0 | 0 | 0 | 1047 |
| VANECK ETF TRUST | AGRIBUSINESS ETF | 92189F700 |  | 147473 | 1718 | SH |  | SOLE | 0 | 0 | 0 | 1718 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 9545 | 68 | SH |  | DFND | 0 | 0 | 0 | 68 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 485680 | 3460 | SH |  | OTR | 0 | 0 | 0 | 3460 |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | 921910840 |  | 2474777 | 24062 | SH |  | DFND | 0 | 0 | 0 | 24062 |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | 921910840 |  | 333645 | 3244 | SH |  | OTR | 0 | 0 | 0 | 3244 |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | 921910840 |  | 188524 | 1833 | SH |  | SOLE | 0 | 0 | 0 | 1833 |
| VIRGIN GALACTIC HOLDINGS INC | COM | 92766K106 |  | 230376 | 66200 | SH |  | OTR | 0 | 0 | 0 | 66200 |
| WHEATON PRECIOUS METALS CORP | COM | 962879102 |  | 836236 | 21398 | SH |  | DFND | 0 | 0 | 0 | 21398 |
| WISDOMTREE TR | US QTLY DIV GRT | 97717X669 |  | 2385669 | 39524 | SH |  | DFND | 0 | 0 | 0 | 39524 |
| WISDOMTREE TR | US QTLY DIV GRT | 97717X669 |  | 356124 | 5900 | SH |  | OTR | 0 | 0 | 0 | 5900 |
| WISDOMTREE TR | US QTLY DIV GRT | 97717X669 |  | 202266 | 3351 | SH |  | SOLE | 0 | 0 | 0 | 3351 |
| YAMANA GOLD INC | COM | 98462Y100 |  | 184742 | 33287 | SH |  | DFND | 0 | 0 | 0 | 33287 |
| YAMANA GOLD INC | COM | 98462Y100 |  | 5550 | 1000 | SH |  | SOLE | 0 | 0 | 0 | 1000 |

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