# EDGAR Filing Document

**Accession Number:** 0001040762
**File Stem:** 0000919574-23-001378
**Filing Date:** 2023-2
**Character Count:** 43519
**Document Hash:** 663459b06377b83156e7ad308ce05acc
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000919574-23-001378.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0000919574-23-001378

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MALTESE CAPITAL MANAGEMENT LLC
- **CENTRAL INDEX KEY:** 0001040762
- **IRS NUMBER:** 133906061
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-07148
- **FILM NUMBER:** 23623559

**BUSINESS ADDRESS:**
- **STREET 1:** 150 EAST 52ND STREET
- **STREET 2:** 30TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 212-486-7300

**MAIL ADDRESS:**
- **STREET 1:** 150 EAST 52ND STREET
- **STREET 2:** 30TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SANDLER ONEILL ASSET MANAGEMENT LLC
- **DATE OF NAME CHANGE:** 19970610

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** MALTESE CAPITAL MANAGEMENT LLC<br>**Address:** 150 East 52nd Street<br>30th Floor<br>New York, NY 10022

**Form 13F File Number:** 028-07148

**CRD Number (if applicable):** 000138175

**SEC File Number (if applicable):** 801-71969

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Terry Maltese<br>**Title:** President/CEO<br>**Phone:** 212-486-7300

**Signature, Place, and Date of Signing:**

/s/ Terry Maltese  New York, NY  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 3

**Form 13F Information Table Entry Total:** 395

**Form 13F Information Table Value Total:** $359903398

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                                  | Form 13F File Number   |
|:---|:---|:---|
|  | Malta Market Neutral Master Fund Ltd. | 028-21902              |
|  | Malta Offshore Ltd.                   | 028-21901              |
|  | Malta Hedge Fund II L.P.              | 028-21900              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 1895 BANCORP OF WIS INC | COM | 28253R105 |  | 504810 | 50481 | SH |  | DFND | 1 | 50481 | 0 | 0 |
| 1895 BANCORP OF WIS INC | COM | 28253R105 |  | 1123430 | 112343 | SH |  | DFND | 3 | 112343 | 0 | 0 |
| 1895 BANCORP OF WIS INC | COM | 28253R105 |  | 633760 | 63376 | SH |  | SOLE |  | 63376 | 0 | 0 |
| 1895 BANCORP OF WIS INC | COM | 28253R105 |  | 488000 | 48800 | SH |  | DFND | 2 | 48800 | 0 | 0 |
| AFFINITY BANCSHARES INC | COM | 00832E103 |  | 8109 | 537 | SH |  | SOLE |  | 537 | 0 | 0 |
| AFFINITY BANCSHARES INC | COM | 00832E103 |  | 46810 | 3100 | SH |  | DFND | 1 | 3100 | 0 | 0 |
| AFFINITY BANCSHARES INC | COM | 00832E103 |  | 70683 | 4681 | SH |  | DFND | 3 | 4681 | 0 | 0 |
| AFFINITY BANCSHARES INC | COM | 00832E103 |  | 34428 | 2280 | SH |  | DFND | 2 | 2280 | 0 | 0 |
| AMERANT BANCORP INC | CL A | 023576101 |  | 966240 | 36000 | SH |  | DFND | 1 | 36000 | 0 | 0 |
| AMERANT BANCORP INC | CL A | 023576101 |  | 1164856 | 43400 | SH |  | DFND | 3 | 43400 | 0 | 0 |
| AMERANT BANCORP INC | CL A | 023576101 |  | 684420 | 25500 | SH |  | SOLE |  | 25500 | 0 | 0 |
| AMERANT BANCORP INC | CL A | 023576101 |  | 558272 | 20800 | SH |  | DFND | 2 | 20800 | 0 | 0 |
| AMERICAN NATL BANKSHARES INC | COM | 027745108 |  | 88632 | 2400 | SH |  | DFND | 2 | 2400 | 0 | 0 |
| AMERICAN NATL BANKSHARES INC | COM | 027745108 |  | 188343 | 5100 | SH |  | DFND | 3 | 5100 | 0 | 0 |
| AMERICAN NATL BANKSHARES INC | COM | 027745108 |  | 99822 | 2703 | SH |  | SOLE |  | 2703 | 0 | 0 |
| AMERICAN NATL BANKSHARES INC | COM | 027745108 |  | 114483 | 3100 | SH |  | DFND | 1 | 3100 | 0 | 0 |
| AMERIS BANCORP | COM | 03076K108 |  | 1305778 | 27700 | SH |  | DFND | 2 | 27700 | 0 | 0 |
| AMERIS BANCORP | COM | 03076K108 |  | 2987498 | 63375 | SH |  | SOLE |  | 63375 | 0 | 0 |
| AMERIS BANCORP | COM | 03076K108 |  | 2404140 | 51000 | SH |  | DFND | 1 | 51000 | 0 | 0 |
| AMERIS BANCORP | COM | 03076K108 |  | 2994569 | 63525 | SH |  | DFND | 3 | 63525 | 0 | 0 |
| APOLLO GLOBAL MGMT INC | COM | 03769M106 |  | 1218389 | 19100 | SH |  | DFND | 1 | 19100 | 0 | 0 |
| APOLLO GLOBAL MGMT INC | COM | 03769M106 |  | 880302 | 13800 | SH |  | SOLE |  | 13800 | 0 | 0 |
| APOLLO GLOBAL MGMT INC | COM | 03769M106 |  | 1492686 | 23400 | SH |  | DFND | 3 | 23400 | 0 | 0 |
| ARES MANAGEMENT CORPORATION | CL A COM STK | 03990B101 |  | 513300 | 7500 | SH |  | DFND | 1 | 7500 | 0 | 0 |
| ARES MANAGEMENT CORPORATION | CL A COM STK | 03990B101 |  | 431172 | 6300 | SH |  | SOLE |  | 6300 | 0 | 0 |
| ARES MANAGEMENT CORPORATION | CL A COM STK | 03990B101 |  | 752703 | 10998 | SH |  | DFND | 3 | 10998 | 0 | 0 |
| BANC OF CALIFORNIA INC | COM | 05990K106 |  | 1724247 | 108239 | SH |  | SOLE |  | 108239 | 0 | 0 |
| BANC OF CALIFORNIA INC | COM | 05990K106 |  | 737623 | 46304 | SH |  | DFND | 2 | 46304 | 0 | 0 |
| BANC OF CALIFORNIA INC | COM | 05990K106 |  | 1543936 | 96920 | SH |  | DFND | 3 | 96920 | 0 | 0 |
| BANC OF CALIFORNIA INC | COM | 05990K106 |  | 1239593 | 77815 | SH |  | DFND | 1 | 77815 | 0 | 0 |
| BANK AMERICA CORP | COM | 060505104 |  | 294768 | 8900 | SH |  | DFND | 2 | 8900 | 0 | 0 |
| BANK AMERICA CORP | COM | 060505104 |  | 394128 | 11900 | SH |  | SOLE |  | 11900 | 0 | 0 |
| BANK AMERICA CORP | COM | 060505104 |  | 642528 | 19400 | SH |  | DFND | 3 | 19400 | 0 | 0 |
| BANK AMERICA CORP | COM | 060505104 |  | 490176 | 14800 | SH |  | DFND | 1 | 14800 | 0 | 0 |
| BANK OF THE JAMES FINL GP IN | COM | 470299108 |  | 98138 | 8240 | SH |  | SOLE |  | 8240 | 0 | 0 |
| BANK OF THE JAMES FINL GP IN | COM | 470299108 |  | 341865 | 28704 | SH |  | DFND | 2 | 28704 | 0 | 0 |
| BANK OF THE JAMES FINL GP IN | COM | 470299108 |  | 246061 | 20660 | SH |  | DFND | 1 | 20660 | 0 | 0 |
| BANK OF THE JAMES FINL GP IN | COM | 470299108 |  | 768314 | 64510 | SH |  | DFND | 3 | 64510 | 0 | 0 |
| BRIGHTSPHERE INVT GROUP INC | COM | 10948W103 |  | 1152480 | 56000 | SH |  | DFND | 2 | 56000 | 0 | 0 |
| BRIGHTSPHERE INVT GROUP INC | COM | 10948W103 |  | 2658936 | 129200 | SH |  | DFND | 3 | 129200 | 0 | 0 |
| BRIGHTSPHERE INVT GROUP INC | COM | 10948W103 |  | 2593080 | 126000 | SH |  | SOLE |  | 126000 | 0 | 0 |
| BRIGHTSPHERE INVT GROUP INC | COM | 10948W103 |  | 2267916 | 110200 | SH |  | DFND | 1 | 110200 | 0 | 0 |
| CADENCE BANK | COM | 12740C103 |  | 737334 | 29900 | SH |  | DFND | 2 | 29900 | 0 | 0 |
| CADENCE BANK | COM | 12740C103 |  | 217008 | 8800 | SH |  | DFND | 1 | 8800 | 0 | 0 |
| CADENCE BANK | COM | 12740C103 |  | 374832 | 15200 | SH |  | DFND | 3 | 15200 | 0 | 0 |
| CADENCE BANK | COM | 12740C103 |  | 106038 | 4300 | SH |  | SOLE |  | 4300 | 0 | 0 |
| CAMBRIDGE BANCORP | COM | 132152109 |  | 1877156 | 22600 | SH |  | DFND | 1 | 22600 | 0 | 0 |
| CAMBRIDGE BANCORP | COM | 132152109 |  | 1270818 | 15300 | SH |  | DFND | 2 | 15300 | 0 | 0 |
| CAMBRIDGE BANCORP | COM | 132152109 |  | 1289673 | 15527 | SH |  | SOLE |  | 15527 | 0 | 0 |
| CAMBRIDGE BANCORP | COM | 132152109 |  | 2915406 | 35100 | SH |  | DFND | 3 | 35100 | 0 | 0 |
| CAPITAL BANCORP INC MD | COM | 139737100 |  | 730140 | 31017 | SH |  | DFND | 1 | 31017 | 0 | 0 |
| CAPITAL BANCORP INC MD | COM | 139737100 |  | 1246631 | 52958 | SH |  | SOLE |  | 52958 | 0 | 0 |
| CAPITAL BANCORP INC MD | COM | 139737100 |  | 2069048 | 87895 | SH |  | DFND | 3 | 87895 | 0 | 0 |
| CAPITAL BANCORP INC MD | COM | 139737100 |  | 982324 | 41730 | SH |  | DFND | 2 | 41730 | 0 | 0 |
| CAPITAL CITY BK GROUP INC | COM | 139674105 |  | 331500 | 10200 | SH |  | DFND | 1 | 10200 | 0 | 0 |
| CAPITAL CITY BK GROUP INC | COM | 139674105 |  | 274430 | 8444 | SH |  | SOLE |  | 8444 | 0 | 0 |
| CAPITAL CITY BK GROUP INC | COM | 139674105 |  | 469820 | 14456 | SH |  | DFND | 3 | 14456 | 0 | 0 |
| CAPITAL CITY BK GROUP INC | COM | 139674105 |  | 224250 | 6900 | SH |  | DFND | 2 | 6900 | 0 | 0 |
| CARLYLE GROUP INC | COM | 14316J108 |  | 62664 | 2100 | SH |  | SOLE |  | 2100 | 0 | 0 |
| CARLYLE GROUP INC | COM | 14316J108 |  | 74600 | 2500 | SH |  | DFND | 1 | 2500 | 0 | 0 |
| CARLYLE GROUP INC | COM | 14316J108 |  | 110408 | 3700 | SH |  | DFND | 3 | 3700 | 0 | 0 |
| CARLYLE GROUP INC | COM | 14316J108 |  | 50728 | 1700 | SH |  | DFND | 2 | 1700 | 0 | 0 |
| CARVER BANCORP INC | COM NEW | 146875604 |  | 89187 | 21700 | SH |  | DFND | 2 | 21700 | 0 | 0 |
| CARVER BANCORP INC | COM NEW | 146875604 |  | 139136 | 33853 | SH |  | DFND | 3 | 33853 | 0 | 0 |
| CARVER BANCORP INC | COM NEW | 146875604 |  | 94119 | 22900 | SH |  | DFND | 1 | 22900 | 0 | 0 |
| CARVER BANCORP INC | COM NEW | 146875604 |  | 74539 | 18136 | SH |  | SOLE |  | 18136 | 0 | 0 |
| CHEMUNG FINL CORP | COM | 164024101 |  | 50457 | 1100 | SH |  | DFND | 2 | 1100 | 0 | 0 |
| CHEMUNG FINL CORP | COM | 164024101 |  | 114675 | 2500 | SH |  | DFND | 3 | 2500 | 0 | 0 |
| CHEMUNG FINL CORP | COM | 164024101 |  | 68805 | 1500 | SH |  | DFND | 1 | 1500 | 0 | 0 |
| CHEMUNG FINL CORP | COM | 164024101 |  | 50457 | 1100 | SH |  | SOLE |  | 1100 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 |  | 796048 | 17600 | SH |  | DFND | 3 | 17600 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 |  | 601559 | 13300 | SH |  | DFND | 1 | 13300 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 |  | 483961 | 10700 | SH |  | SOLE |  | 10700 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 |  | 379932 | 8400 | SH |  | DFND | 2 | 8400 | 0 | 0 |
| CITIZENS FINL GROUP INC | COM | 174610105 |  | 1094486 | 27800 | SH |  | DFND | 3 | 27800 | 0 | 0 |
| CITIZENS FINL GROUP INC | COM | 174610105 |  | 665353 | 16900 | SH |  | SOLE |  | 16900 | 0 | 0 |
| CITIZENS FINL GROUP INC | COM | 174610105 |  | 1059053 | 26900 | SH |  | DFND | 1 | 26900 | 0 | 0 |
| CITIZENS FINL GROUP INC | COM | 174610105 |  | 476377 | 12100 | SH |  | DFND | 2 | 12100 | 0 | 0 |
| CIVISTA BANCSHARES INC | COM NO PAR | 178867107 |  | 625766 | 28431 | SH |  | DFND | 1 | 28431 | 0 | 0 |
| CIVISTA BANCSHARES INC | COM NO PAR | 178867107 |  | 966195 | 43898 | SH |  | DFND | 2 | 43898 | 0 | 0 |
| CIVISTA BANCSHARES INC | COM NO PAR | 178867107 |  | 476737 | 21660 | SH |  | SOLE |  | 21660 | 0 | 0 |
| CIVISTA BANCSHARES INC | COM NO PAR | 178867107 |  | 2229855 | 101311 | SH |  | DFND | 3 | 101311 | 0 | 0 |
| CNB FINL CORP PA | COM | 126128107 |  | 2091141 | 87900 | SH |  | DFND | 1 | 87900 | 0 | 0 |
| CNB FINL CORP PA | COM | 126128107 |  | 1731603 | 72787 | SH |  | SOLE |  | 72787 | 0 | 0 |
| CNB FINL CORP PA | COM | 126128107 |  | 1250545 | 52566 | SH |  | DFND | 2 | 52566 | 0 | 0 |
| CNB FINL CORP PA | COM | 126128107 |  | 2882087 | 121147 | SH |  | DFND | 3 | 121147 | 0 | 0 |
| COMMERCE BANCSHARES INC | COM | 200525103 |  | 490785 | 7210 | SH |  | DFND | 1 | 7210 | 0 | 0 |
| COMMERCE BANCSHARES INC | COM | 200525103 |  | 615489 | 9042 | SH |  | DFND | 3 | 9042 | 0 | 0 |
| COMMERCE BANCSHARES INC | COM | 200525103 |  | 290999 | 4275 | SH |  | DFND | 2 | 4275 | 0 | 0 |
| COMMERCE BANCSHARES INC | COM | 200525103 |  | 644827 | 9473 | SH |  | SOLE |  | 9473 | 0 | 0 |
| COREBRIDGE FINL INC | COM | 21871X109 |  | 830484 | 41400 | SH |  | SOLE |  | 41400 | 0 | 0 |
| COREBRIDGE FINL INC | COM | 21871X109 |  | 363086 | 18100 | SH |  | DFND | 2 | 18100 | 0 | 0 |
| COREBRIDGE FINL INC | COM | 21871X109 |  | 581740 | 29000 | SH |  | DFND | 1 | 29000 | 0 | 0 |
| COREBRIDGE FINL INC | COM | 21871X109 |  | 832490 | 41500 | SH |  | DFND | 3 | 41500 | 0 | 0 |
| CVB FINL CORP | COM | 126600105 |  | 1272050 | 49400 | SH |  | DFND | 3 | 49400 | 0 | 0 |
| CVB FINL CORP | COM | 126600105 |  | 824000 | 32000 | SH |  | SOLE |  | 32000 | 0 | 0 |
| CVB FINL CORP | COM | 126600105 |  | 594825 | 23100 | SH |  | DFND | 2 | 23100 | 0 | 0 |
| CVB FINL CORP | COM | 126600105 |  | 1171625 | 45500 | SH |  | DFND | 1 | 45500 | 0 | 0 |
| DIME CMNTY BANCSHARES INC | COM | 25432X102 |  | 331032 | 10400 | SH |  | DFND | 2 | 10400 | 0 | 0 |
| DIME CMNTY BANCSHARES INC | COM | 25432X102 |  | 550659 | 17300 | SH |  | DFND | 1 | 17300 | 0 | 0 |
| DIME CMNTY BANCSHARES INC | COM | 25432X102 |  | 492919 | 15486 | SH |  | SOLE |  | 15486 | 0 | 0 |
| DIME CMNTY BANCSHARES INC | COM | 25432X102 |  | 799379 | 25114 | SH |  | DFND | 3 | 25114 | 0 | 0 |
| EAST WEST BANCORP INC | COM | 27579R104 |  | 1397080 | 21200 | SH |  | SOLE |  | 21200 | 0 | 0 |
| EAST WEST BANCORP INC | COM | 27579R104 |  | 2082440 | 31600 | SH |  | DFND | 1 | 31600 | 0 | 0 |
| EAST WEST BANCORP INC | COM | 27579R104 |  | 2629410 | 39900 | SH |  | DFND | 3 | 39900 | 0 | 0 |
| EAST WEST BANCORP INC | COM | 27579R104 |  | 1140070 | 17300 | SH |  | DFND | 2 | 17300 | 0 | 0 |
| ECB BANCORP INC | COM | 26828M106 |  | 443028 | 27603 | SH |  | SOLE |  | 27603 | 0 | 0 |
| ECB BANCORP INC | COM | 26828M106 |  | 362730 | 22600 | SH |  | DFND | 1 | 22600 | 0 | 0 |
| ECB BANCORP INC | COM | 26828M106 |  | 321000 | 20000 | SH |  | DFND | 2 | 20000 | 0 | 0 |
| ECB BANCORP INC | COM | 26828M106 |  | 665112 | 41440 | SH |  | DFND | 3 | 41440 | 0 | 0 |
| ENTERPRISE FINL SVCS CORP | COM | 293712105 |  | 2521440 | 51500 | SH |  | DFND | 3 | 51500 | 0 | 0 |
| ENTERPRISE FINL SVCS CORP | COM | 293712105 |  | 1222580 | 24971 | SH |  | DFND | 2 | 24971 | 0 | 0 |
| ENTERPRISE FINL SVCS CORP | COM | 293712105 |  | 2041632 | 41700 | SH |  | DFND | 1 | 41700 | 0 | 0 |
| ENTERPRISE FINL SVCS CORP | COM | 293712105 |  | 1558348 | 31829 | SH |  | SOLE |  | 31829 | 0 | 0 |
| ESQUIRE FINL HLDGS INC | COM | 29667J101 |  | 433725 | 10026 | SH |  | SOLE |  | 10026 | 0 | 0 |
| ESQUIRE FINL HLDGS INC | COM | 29667J101 |  | 1594780 | 36865 | SH |  | DFND | 2 | 36865 | 0 | 0 |
| ESQUIRE FINL HLDGS INC | COM | 29667J101 |  | 3686141 | 85209 | SH |  | DFND | 3 | 85209 | 0 | 0 |
| ESQUIRE FINL HLDGS INC | COM | 29667J101 |  | 1591968 | 36800 | SH |  | DFND | 1 | 36800 | 0 | 0 |
| ESSA BANCORP INC | COM | 29667D104 |  | 3101845 | 148627 | SH |  | DFND | 3 | 148627 | 0 | 0 |
| ESSA BANCORP INC | COM | 29667D104 |  | 1265807 | 60652 | SH |  | DFND | 1 | 60652 | 0 | 0 |
| ESSA BANCORP INC | COM | 29667D104 |  | 1361246 | 65225 | SH |  | DFND | 2 | 65225 | 0 | 0 |
| ESSA BANCORP INC | COM | 29667D104 |  | 2787898 | 133584 | SH |  | SOLE |  | 133584 | 0 | 0 |
| Embassy Bancorp Inc. | Not 13F Security | 290791102 |  | 66600 | 3600 | SH |  | DFND | 2 | 3600 | 0 | 0 |
| Embassy Bancorp Inc. | Not 13F Security | 290791102 |  | 72150 | 3900 | SH |  | SOLE |  | 3900 | 0 | 0 |
| Embassy Bancorp Inc. | Not 13F Security | 290791102 |  | 94350 | 5100 | SH |  | DFND | 1 | 5100 | 0 | 0 |
| Embassy Bancorp Inc. | Not 13F Security | 290791102 |  | 136900 | 7400 | SH |  | DFND | 3 | 7400 | 0 | 0 |
| Equitable Financial Corp. | Not 13F Security | 29448T105 |  | 471040 | 36800 | SH |  | SOLE |  | 36800 | 0 | 0 |
| Equitable Financial Corp. | Not 13F Security | 29448T105 |  | 1217280 | 95100 | SH |  | DFND | 3 | 95100 | 0 | 0 |
| Equitable Financial Corp. | Not 13F Security | 29448T105 |  | 586240 | 45800 | SH |  | DFND | 2 | 45800 | 0 | 0 |
| Equitable Financial Corp. | Not 13F Security | 29448T105 |  | 285440 | 22300 | SH |  | DFND | 1 | 22300 | 0 | 0 |
| FIFTH THIRD BANCORP | COM | 316773100 |  | 567613 | 17300 | SH |  | DFND | 3 | 17300 | 0 | 0 |
| FIFTH THIRD BANCORP | COM | 316773100 |  | 272323 | 8300 | SH |  | DFND | 2 | 8300 | 0 | 0 |
| FIFTH THIRD BANCORP | COM | 316773100 |  | 331381 | 10100 | SH |  | SOLE |  | 10100 | 0 | 0 |
| FIFTH THIRD BANCORP | COM | 316773100 |  | 469183 | 14300 | SH |  | DFND | 1 | 14300 | 0 | 0 |
| FIRST BANCSHARES INC MS | COM | 318916103 |  | 449356 | 14038 | SH |  | DFND | 2 | 14038 | 0 | 0 |
| FIRST BANCSHARES INC MS | COM | 318916103 |  | 120934 | 3778 | SH |  | SOLE |  | 3778 | 0 | 0 |
| FIRST BANCSHARES INC MS | COM | 318916103 |  | 1023200 | 31965 | SH |  | DFND | 3 | 31965 | 0 | 0 |
| FIRST BANCSHARES INC MS | COM | 318916103 |  | 882868 | 27581 | SH |  | DFND | 1 | 27581 | 0 | 0 |
| FIRST CMNTY CORP S C | COM | 319835104 |  | 330276 | 15088 | SH |  | DFND | 2 | 15088 | 0 | 0 |
| FIRST CMNTY CORP S C | COM | 319835104 |  | 714730 | 32651 | SH |  | SOLE |  | 32651 | 0 | 0 |
| FIRST CMNTY CORP S C | COM | 319835104 |  | 759364 | 34690 | SH |  | DFND | 3 | 34690 | 0 | 0 |
| FIRST CMNTY CORP S C | COM | 319835104 |  | 338660 | 15471 | SH |  | DFND | 1 | 15471 | 0 | 0 |
| FIRST CTZNS BANCSHARES INC N | CL A | 31946M103 |  | 428473 | 565 | SH |  | DFND | 1 | 565 | 0 | 0 |
| FIRST CTZNS BANCSHARES INC N | CL A | 31946M103 |  | 341262 | 450 | SH |  | SOLE |  | 450 | 0 | 0 |
| FIRST CTZNS BANCSHARES INC N | CL A | 31946M103 |  | 557395 | 735 | SH |  | DFND | 3 | 735 | 0 | 0 |
| FIRST CTZNS BANCSHARES INC N | CL A | 31946M103 |  | 265426 | 350 | SH |  | DFND | 2 | 350 | 0 | 0 |
| FIRST MERCHANTS CORP | COM | 320817109 |  | 768757 | 18700 | SH |  | SOLE |  | 18700 | 0 | 0 |
| FIRST MERCHANTS CORP | COM | 320817109 |  | 1044194 | 25400 | SH |  | DFND | 1 | 25400 | 0 | 0 |
| FIRST MERCHANTS CORP | COM | 320817109 |  | 616650 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| FIRST MERCHANTS CORP | COM | 320817109 |  | 1422406 | 34600 | SH |  | DFND | 3 | 34600 | 0 | 0 |
| FLUSHING FINL CORP | COM | 343873105 |  | 281088 | 14504 | SH |  | DFND | 3 | 14504 | 0 | 0 |
| FLUSHING FINL CORP | COM | 343873105 |  | 143412 | 7400 | SH |  | DFND | 2 | 7400 | 0 | 0 |
| FLUSHING FINL CORP | COM | 343873105 |  | 189924 | 9800 | SH |  | DFND | 1 | 9800 | 0 | 0 |
| FLUSHING FINL CORP | COM | 343873105 |  | 277037 | 14295 | SH |  | SOLE |  | 14295 | 0 | 0 |
| FVCBANKCORP INC | COM | 36120Q101 |  | 320376 | 16800 | SH |  | DFND | 2 | 16800 | 0 | 0 |
| FVCBANKCORP INC | COM | 36120Q101 |  | 392842 | 20600 | SH |  | SOLE |  | 20600 | 0 | 0 |
| FVCBANKCORP INC | COM | 36120Q101 |  | 392842 | 20600 | SH |  | DFND | 1 | 20600 | 0 | 0 |
| FVCBANKCORP INC | COM | 36120Q101 |  | 657915 | 34500 | SH |  | DFND | 3 | 34500 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 1379357 | 4017 | SH |  | SOLE |  | 4017 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 779473 | 2270 | SH |  | DFND | 2 | 2270 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 1787636 | 5206 | SH |  | DFND | 3 | 5206 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 1547614 | 4507 | SH |  | DFND | 1 | 4507 | 0 | 0 |
| HARBORONE BANCORP INC NEW | COM NEW | 41165Y100 |  | 176891 | 12726 | SH |  | DFND | 1 | 12726 | 0 | 0 |
| HARBORONE BANCORP INC NEW | COM NEW | 41165Y100 |  | 256094 | 18424 | SH |  | DFND | 2 | 18424 | 0 | 0 |
| HARBORONE BANCORP INC NEW | COM NEW | 41165Y100 |  | 517400 | 37223 | SH |  | DFND | 3 | 37223 | 0 | 0 |
| HARBORONE BANCORP INC NEW | COM NEW | 41165Y100 |  | 554985 | 39927 | SH |  | SOLE |  | 39927 | 0 | 0 |
| HERITAGE COMM CORP | COM | 426927109 |  | 1235221 | 95017 | SH |  | SOLE |  | 95017 | 0 | 0 |
| HERITAGE COMM CORP | COM | 426927109 |  | 1046500 | 80500 | SH |  | DFND | 1 | 80500 | 0 | 0 |
| HERITAGE COMM CORP | COM | 426927109 |  | 1261000 | 97000 | SH |  | DFND | 3 | 97000 | 0 | 0 |
| HERITAGE COMM CORP | COM | 426927109 |  | 594100 | 45700 | SH |  | DFND | 2 | 45700 | 0 | 0 |
| HOME BANCORP INC | COM | 43689E107 |  | 953955 | 23831 | SH |  | SOLE |  | 23831 | 0 | 0 |
| HOME BANCORP INC | COM | 43689E107 |  | 761851 | 19032 | SH |  | DFND | 2 | 19032 | 0 | 0 |
| HOME BANCORP INC | COM | 43689E107 |  | 1537312 | 38404 | SH |  | DFND | 3 | 38404 | 0 | 0 |
| HOME BANCORP INC | COM | 43689E107 |  | 579875 | 14486 | SH |  | DFND | 1 | 14486 | 0 | 0 |
| HOME BANCSHARES INC | COM | 436893200 |  | 1444886 | 63400 | SH |  | DFND | 3 | 63400 | 0 | 0 |
| HOME BANCSHARES INC | COM | 436893200 |  | 629004 | 27600 | SH |  | DFND | 2 | 27600 | 0 | 0 |
| HOME BANCSHARES INC | COM | 436893200 |  | 1105315 | 48500 | SH |  | DFND | 1 | 48500 | 0 | 0 |
| HOME BANCSHARES INC | COM | 436893200 |  | 758907 | 33300 | SH |  | SOLE |  | 33300 | 0 | 0 |
| HOMETRUST BANCSHARES INC | COM | 437872104 |  | 1365605 | 56500 | SH |  | SOLE |  | 56500 | 0 | 0 |
| HOMETRUST BANCSHARES INC | COM | 437872104 |  | 616335 | 25500 | SH |  | DFND | 2 | 25500 | 0 | 0 |
| HOMETRUST BANCSHARES INC | COM | 437872104 |  | 514821 | 21300 | SH |  | DFND | 1 | 21300 | 0 | 0 |
| HOMETRUST BANCSHARES INC | COM | 437872104 |  | 1423613 | 58900 | SH |  | DFND | 3 | 58900 | 0 | 0 |
| Heritage Nola Bancorp Inc. | Not 13F Security | 42727P108 |  | 1042787 | 71180 | SH |  | DFND | 1 | 71180 | 0 | 0 |
| Heritage Nola Bancorp Inc. | Not 13F Security | 42727P108 |  | 263700 | 18000 | SH |  | SOLE |  | 18000 | 0 | 0 |
| IF BANCORP INC | COM | 44951J105 |  | 1025685 | 59460 | SH |  | DFND | 2 | 59460 | 0 | 0 |
| IF BANCORP INC | COM | 44951J105 |  | 474686 | 27518 | SH |  | SOLE |  | 27518 | 0 | 0 |
| IF BANCORP INC | COM | 44951J105 |  | 2113108 | 122499 | SH |  | DFND | 3 | 122499 | 0 | 0 |
| IF BANCORP INC | COM | 44951J105 |  | 818823 | 47468 | SH |  | DFND | 1 | 47468 | 0 | 0 |
| INDEPENDENT BK CORP MASS | COM | 453836108 |  | 1571411 | 18612 | SH |  | DFND | 3 | 18612 | 0 | 0 |
| INDEPENDENT BK CORP MASS | COM | 453836108 |  | 682870 | 8088 | SH |  | DFND | 2 | 8088 | 0 | 0 |
| INDEPENDENT BK CORP MASS | COM | 453836108 |  | 869629 | 10300 | SH |  | SOLE |  | 10300 | 0 | 0 |
| INDEPENDENT BK CORP MASS | COM | 453836108 |  | 1249564 | 14800 | SH |  | DFND | 1 | 14800 | 0 | 0 |
| INTERNATIONAL BANCSHARES COR | COM | 459044103 |  | 2188747 | 47831 | SH |  | DFND | 3 | 47831 | 0 | 0 |
| INTERNATIONAL BANCSHARES COR | COM | 459044103 |  | 1984565 | 43369 | SH |  | SOLE |  | 43369 | 0 | 0 |
| INTERNATIONAL BANCSHARES COR | COM | 459044103 |  | 1427712 | 31200 | SH |  | DFND | 1 | 31200 | 0 | 0 |
| INTERNATIONAL BANCSHARES COR | COM | 459044103 |  | 947232 | 20700 | SH |  | DFND | 2 | 20700 | 0 | 0 |
| INVESTAR HLDG CORP | COM | 46134L105 |  | 1285341 | 59700 | SH |  | DFND | 2 | 59700 | 0 | 0 |
| INVESTAR HLDG CORP | COM | 46134L105 |  | 2720595 | 126363 | SH |  | DFND | 3 | 126363 | 0 | 0 |
| INVESTAR HLDG CORP | COM | 46134L105 |  | 927599 | 43084 | SH |  | DFND | 1 | 43084 | 0 | 0 |
| INVESTAR HLDG CORP | COM | 46134L105 |  | 1583941 | 73569 | SH |  | SOLE |  | 73569 | 0 | 0 |
| KKR  CO INC | COM | 48251W104 |  | 1341538 | 28900 | SH |  | DFND | 1 | 28900 | 0 | 0 |
| KKR  CO INC | COM | 48251W104 |  | 793782 | 17100 | SH |  | SOLE |  | 17100 | 0 | 0 |
| KKR  CO INC | COM | 48251W104 |  | 1541144 | 33200 | SH |  | DFND | 3 | 33200 | 0 | 0 |
| LAKELAND BANCORP INC | COM | 511637100 |  | 590393 | 33526 | SH |  | DFND | 3 | 33526 | 0 | 0 |
| LAKELAND BANCORP INC | COM | 511637100 |  | 340806 | 19353 | SH |  | SOLE |  | 19353 | 0 | 0 |
| LAKELAND BANCORP INC | COM | 511637100 |  | 624081 | 35439 | SH |  | DFND | 1 | 35439 | 0 | 0 |
| LENNAR CORP | CL B | 526057302 |  | 3995570 | 53431 | SH |  | DFND | 1 | 53431 | 0 | 0 |
| LENNAR CORP | CL B | 526057302 |  | 3658612 | 48925 | SH |  | SOLE |  | 48925 | 0 | 0 |
| LENNAR CORP | CL B | 526057302 |  | 5300033 | 70875 | SH |  | DFND | 3 | 70875 | 0 | 0 |
| LENNAR CORP | CL B | 526057302 |  | 3123486 | 41769 | SH |  | DFND | 2 | 41769 | 0 | 0 |
| LUTHER BURBANK CORP | COM | 550550107 |  | 1007066 | 90645 | SH |  | DFND | 1 | 90645 | 0 | 0 |
| LUTHER BURBANK CORP | COM | 550550107 |  | 728627 | 65583 | SH |  | SOLE |  | 65583 | 0 | 0 |
| LUTHER BURBANK CORP | COM | 550550107 |  | 1132187 | 101907 | SH |  | DFND | 3 | 101907 | 0 | 0 |
| M  T BK CORP | COM | 55261F104 |  | 4293776 | 29600 | SH |  | DFND | 3 | 29600 | 0 | 0 |
| M  T BK CORP | COM | 55261F104 |  | 3379898 | 23300 | SH |  | DFND | 1 | 23300 | 0 | 0 |
| M  T BK CORP | COM | 55261F104 |  | 3162308 | 21800 | SH |  | SOLE |  | 21800 | 0 | 0 |
| M  T BK CORP | COM | 55261F104 |  | 1856768 | 12800 | SH |  | DFND | 2 | 12800 | 0 | 0 |
| MAGYAR BANCORP INC | COM | 55977T208 |  | 442290 | 34500 | SH |  | DFND | 3 | 34500 | 0 | 0 |
| MAGYAR BANCORP INC | COM | 55977T208 |  | 274348 | 21400 | SH |  | DFND | 1 | 21400 | 0 | 0 |
| MAGYAR BANCORP INC | COM | 55977T208 |  | 223068 | 17400 | SH |  | DFND | 2 | 17400 | 0 | 0 |
| MAGYAR BANCORP INC | COM | 55977T208 |  | 246144 | 19200 | SH |  | SOLE |  | 19200 | 0 | 0 |
| MALVERN BANCORP INC | COM | 561409103 |  | 188718 | 10632 | SH |  | SOLE |  | 10632 | 0 | 0 |
| MALVERN BANCORP INC | COM | 561409103 |  | 679825 | 38300 | SH |  | DFND | 3 | 38300 | 0 | 0 |
| MALVERN BANCORP INC | COM | 561409103 |  | 473925 | 26700 | SH |  | DFND | 1 | 26700 | 0 | 0 |
| MERCHANTS BANCORP IND | COM | 58844R108 |  | 1919237 | 78916 | SH |  | DFND | 3 | 78916 | 0 | 0 |
| MERCHANTS BANCORP IND | COM | 58844R108 |  | 831744 | 34200 | SH |  | DFND | 2 | 34200 | 0 | 0 |
| MERCHANTS BANCORP IND | COM | 58844R108 |  | 1796129 | 73854 | SH |  | SOLE |  | 73854 | 0 | 0 |
| MERCHANTS BANCORP IND | COM | 58844R108 |  | 1442906 | 59330 | SH |  | DFND | 1 | 59330 | 0 | 0 |
| METROPOLITAN BK HLDG CORP | COM | 591774104 |  | 457626 | 7800 | SH |  | DFND | 3 | 7800 | 0 | 0 |
| METROPOLITAN BK HLDG CORP | COM | 591774104 |  | 284139 | 4843 | SH |  | SOLE |  | 4843 | 0 | 0 |
| METROPOLITAN BK HLDG CORP | COM | 591774104 |  | 258148 | 4400 | SH |  | DFND | 1 | 4400 | 0 | 0 |
| METROPOLITAN BK HLDG CORP | COM | 591774104 |  | 296694 | 5057 | SH |  | DFND | 2 | 5057 | 0 | 0 |
| MID-SOUTHERN BANCORP INC | COM | 59548Q107 |  | 561561 | 43197 | SH |  | DFND | 3 | 43197 | 0 | 0 |
| MID-SOUTHERN BANCORP INC | COM | 59548Q107 |  | 271557 | 20889 | SH |  | DFND | 2 | 20889 | 0 | 0 |
| MID-SOUTHERN BANCORP INC | COM | 59548Q107 |  | 423007 | 32539 | SH |  | SOLE |  | 32539 | 0 | 0 |
| MID-SOUTHERN BANCORP INC | COM | 59548Q107 |  | 263289 | 20253 | SH |  | DFND | 1 | 20253 | 0 | 0 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 828945 | 9750 | SH |  | SOLE |  | 9750 | 0 | 0 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 909714 | 10700 | SH |  | DFND | 1 | 10700 | 0 | 0 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 488865 | 5750 | SH |  | DFND | 2 | 5750 | 0 | 0 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 1122264 | 13200 | SH |  | DFND | 3 | 13200 | 0 | 0 |
| Merchants Bancorp Preferred | Not 13F Security | 58844R884 |  | 567645 | 20500 | SH |  | DFND | 2 | 20500 | 0 | 0 |
| Merchants Bancorp Preferred | Not 13F Security | 58844R884 |  | 1018992 | 36800 | SH |  | DFND | 1 | 36800 | 0 | 0 |
| Merchants Bancorp Preferred | Not 13F Security | 58844R884 |  | 1323582 | 47800 | SH |  | SOLE |  | 47800 | 0 | 0 |
| Merchants Bancorp Preferred | Not 13F Security | 58844R884 |  | 1309737 | 47300 | SH |  | DFND | 3 | 47300 | 0 | 0 |
| NATIONAL BK HLDGS CORP | CL A | 633707104 |  | 1347712 | 32035 | SH |  | DFND | 3 | 32035 | 0 | 0 |
| NATIONAL BK HLDGS CORP | CL A | 633707104 |  | 580566 | 13800 | SH |  | DFND | 2 | 13800 | 0 | 0 |
| NATIONAL BK HLDGS CORP | CL A | 633707104 |  | 976024 | 23200 | SH |  | DFND | 1 | 23200 | 0 | 0 |
| NATIONAL BK HLDGS CORP | CL A | 633707104 |  | 1256421 | 29865 | SH |  | SOLE |  | 29865 | 0 | 0 |
| OP BANCORP | COM | 67109R109 |  | 436356 | 39100 | SH |  | DFND | 2 | 39100 | 0 | 0 |
| OP BANCORP | COM | 67109R109 |  | 563580 | 50500 | SH |  | SOLE |  | 50500 | 0 | 0 |
| OP BANCORP | COM | 67109R109 |  | 926392 | 83010 | SH |  | DFND | 3 | 83010 | 0 | 0 |
| OP BANCORP | COM | 67109R109 |  | 406224 | 36400 | SH |  | DFND | 1 | 36400 | 0 | 0 |
| P10 INC | COM CL A | 69376K106 |  | 610324 | 57200 | SH |  | DFND | 2 | 57200 | 0 | 0 |
| P10 INC | COM CL A | 69376K106 |  | 59752 | 5600 | SH |  | DFND | 3 | 5600 | 0 | 0 |
| P10 INC | COM CL A | 69376K106 |  | 35211 | 3300 | SH |  | SOLE |  | 3300 | 0 | 0 |
| P10 INC | COM CL A | 69376K106 |  | 41613 | 3900 | SH |  | DFND | 1 | 3900 | 0 | 0 |
| PB BANKSHARES INC | COM | 69318V103 |  | 277032 | 20400 | SH |  | SOLE |  | 20400 | 0 | 0 |
| PB BANKSHARES INC | COM | 69318V103 |  | 253946 | 18700 | SH |  | DFND | 2 | 18700 | 0 | 0 |
| PB BANKSHARES INC | COM | 69318V103 |  | 315056 | 23200 | SH |  | DFND | 1 | 23200 | 0 | 0 |
| PB BANKSHARES INC | COM | 69318V103 |  | 511966 | 37700 | SH |  | DFND | 3 | 37700 | 0 | 0 |
| PCB BANCORP | COM | 69320M109 |  | 803126 | 45400 | SH |  | DFND | 3 | 45400 | 0 | 0 |
| PCB BANCORP | COM | 69320M109 |  | 283040 | 16000 | SH |  | DFND | 1 | 16000 | 0 | 0 |
| PCB BANCORP | COM | 69320M109 |  | 472323 | 26700 | SH |  | SOLE |  | 26700 | 0 | 0 |
| PCB BANCORP | COM | 69320M109 |  | 362645 | 20500 | SH |  | DFND | 2 | 20500 | 0 | 0 |
| PEOPLES FINL SVCS CORP | COM | 711040105 |  | 912591 | 17604 | SH |  | DFND | 1 | 17604 | 0 | 0 |
| PEOPLES FINL SVCS CORP | COM | 711040105 |  | 2332800 | 45000 | SH |  | DFND | 3 | 45000 | 0 | 0 |
| PEOPLES FINL SVCS CORP | COM | 711040105 |  | 1010880 | 19500 | SH |  | DFND | 2 | 19500 | 0 | 0 |
| PEOPLES FINL SVCS CORP | COM | 711040105 |  | 273197 | 5270 | SH |  | SOLE |  | 5270 | 0 | 0 |
| PINNACLE FINL PARTNERS INC | COM | 72346Q104 |  | 550500 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| PINNACLE FINL PARTNERS INC | COM | 72346Q104 |  | 675280 | 9200 | SH |  | DFND | 1 | 9200 | 0 | 0 |
| PINNACLE FINL PARTNERS INC | COM | 72346Q104 |  | 425720 | 5800 | SH |  | DFND | 2 | 5800 | 0 | 0 |
| PINNACLE FINL PARTNERS INC | COM | 72346Q104 |  | 917500 | 12500 | SH |  | DFND | 3 | 12500 | 0 | 0 |
| PNC FINL SVCS GROUP INC | COM | 693475105 |  | 600172 | 3800 | SH |  | DFND | 2 | 3800 | 0 | 0 |
| PNC FINL SVCS GROUP INC | COM | 693475105 |  | 1136852 | 7198 | SH |  | DFND | 1 | 7198 | 0 | 0 |
| PNC FINL SVCS GROUP INC | COM | 693475105 |  | 758428 | 4802 | SH |  | SOLE |  | 4802 | 0 | 0 |
| PNC FINL SVCS GROUP INC | COM | 693475105 |  | 1374078 | 8700 | SH |  | DFND | 3 | 8700 | 0 | 0 |
| PONCE FINANCIAL GROUP INC | COMMON STOCK | 732344106 |  | 1423332 | 152718 | SH |  | SOLE |  | 152718 | 0 | 0 |
| PONCE FINANCIAL GROUP INC | COMMON STOCK | 732344106 |  | 1382147 | 148299 | SH |  | DFND | 3 | 148299 | 0 | 0 |
| PONCE FINANCIAL GROUP INC | COMMON STOCK | 732344106 |  | 681292 | 73100 | SH |  | DFND | 2 | 73100 | 0 | 0 |
| PONCE FINANCIAL GROUP INC | COMMON STOCK | 732344106 |  | 444993 | 47746 | SH |  | DFND | 1 | 47746 | 0 | 0 |
| PREFERRED BK LOS ANGELES CA | COM NEW | 740367404 |  | 1186010 | 15894 | SH |  | DFND | 2 | 15894 | 0 | 0 |
| PREFERRED BK LOS ANGELES CA | COM NEW | 740367404 |  | 2206663 | 29572 | SH |  | DFND | 1 | 29572 | 0 | 0 |
| PREFERRED BK LOS ANGELES CA | COM NEW | 740367404 |  | 2730122 | 36587 | SH |  | DFND | 3 | 36587 | 0 | 0 |
| PREFERRED BK LOS ANGELES CA | COM NEW | 740367404 |  | 3085313 | 41347 | SH |  | SOLE |  | 41347 | 0 | 0 |
| PRIMIS FINANCIAL CORP | COM | 74167B109 |  | 2179215 | 183900 | SH |  | SOLE |  | 183900 | 0 | 0 |
| PRIMIS FINANCIAL CORP | COM | 74167B109 |  | 1090200 | 92000 | SH |  | DFND | 2 | 92000 | 0 | 0 |
| PRIMIS FINANCIAL CORP | COM | 74167B109 |  | 2284680 | 192800 | SH |  | DFND | 3 | 192800 | 0 | 0 |
| PRIMIS FINANCIAL CORP | COM | 74167B109 |  | 785655 | 66300 | SH |  | DFND | 1 | 66300 | 0 | 0 |
| PROVIDENT BANCORP INC | COM NEW | 74383L105 |  | 237270 | 32592 | SH |  | SOLE |  | 32592 | 0 | 0 |
| PROVIDENT BANCORP INC | COM NEW | 74383L105 |  | 558158 | 76670 | SH |  | DFND | 3 | 76670 | 0 | 0 |
| PROVIDENT BANCORP INC | COM NEW | 74383L105 |  | 188035 | 25829 | SH |  | DFND | 1 | 25829 | 0 | 0 |
| PROVIDENT BANCORP INC | COM NEW | 74383L105 |  | 272338 | 37409 | SH |  | DFND | 2 | 37409 | 0 | 0 |
| PacWest Bancorp Preferred | Not 13F Security | 695263202 |  | 1355000 | 54200 | SH |  | DFND | 1 | 54200 | 0 | 0 |
| PacWest Bancorp Preferred | Not 13F Security | 695263202 |  | 1592500 | 63700 | SH |  | DFND | 3 | 63700 | 0 | 0 |
| PacWest Bancorp Preferred | Not 13F Security | 695263202 |  | 695000 | 27800 | SH |  | DFND | 2 | 27800 | 0 | 0 |
| PacWest Bancorp Preferred | Not 13F Security | 695263202 |  | 1603400 | 64136 | SH |  | SOLE |  | 64136 | 0 | 0 |
| QCR HOLDINGS INC | COM | 74727A104 |  | 871381 | 17554 | SH |  | SOLE |  | 17554 | 0 | 0 |
| QCR HOLDINGS INC | COM | 74727A104 |  | 615536 | 12400 | SH |  | DFND | 1 | 12400 | 0 | 0 |
| QCR HOLDINGS INC | COM | 74727A104 |  | 397070 | 7999 | SH |  | DFND | 2 | 7999 | 0 | 0 |
| QCR HOLDINGS INC | COM | 74727A104 |  | 831321 | 16747 | SH |  | DFND | 3 | 16747 | 0 | 0 |
| Quaint Oak Bancorp Inc. | Not 13F Security | 74732T106 |  | 206460 | 9300 | SH |  | SOLE |  | 9300 | 0 | 0 |
| Quaint Oak Bancorp Inc. | Not 13F Security | 74732T106 |  | 348540 | 15700 | SH |  | DFND | 1 | 15700 | 0 | 0 |
| RAYMOND JAMES FINL INC | COM | 754730109 |  | 539593 | 5050 | SH |  | DFND | 2 | 5050 | 0 | 0 |
| RAYMOND JAMES FINL INC | COM | 754730109 |  | 1105898 | 10350 | SH |  | SOLE |  | 10350 | 0 | 0 |
| RAYMOND JAMES FINL INC | COM | 754730109 |  | 1816450 | 17000 | SH |  | DFND | 3 | 17000 | 0 | 0 |
| RAYMOND JAMES FINL INC | COM | 754730109 |  | 1346310 | 12600 | SH |  | DFND | 1 | 12600 | 0 | 0 |
| REGIONS FINANCIAL CORP NEW | COM | 7591EP100 |  | 1224608 | 56800 | SH |  | DFND | 1 | 56800 | 0 | 0 |
| REGIONS FINANCIAL CORP NEW | COM | 7591EP100 |  | 871024 | 40400 | SH |  | SOLE |  | 40400 | 0 | 0 |
| REGIONS FINANCIAL CORP NEW | COM | 7591EP100 |  | 1548008 | 71800 | SH |  | DFND | 3 | 71800 | 0 | 0 |
| REGIONS FINANCIAL CORP NEW | COM | 7591EP100 |  | 668360 | 31000 | SH |  | DFND | 2 | 31000 | 0 | 0 |
| REPUBLIC FIRST BANCORP INC | COM | 760416107 |  | 256065 | 119100 | SH |  | DFND | 1 | 119100 | 0 | 0 |
| REPUBLIC FIRST BANCORP INC | COM | 760416107 |  | 183767 | 85473 | SH |  | DFND | 2 | 85473 | 0 | 0 |
| REPUBLIC FIRST BANCORP INC | COM | 760416107 |  | 200008 | 93027 | SH |  | SOLE |  | 93027 | 0 | 0 |
| REPUBLIC FIRST BANCORP INC | COM | 760416107 |  | 381410 | 177400 | SH |  | DFND | 3 | 177400 | 0 | 0 |
| RHINEBECK BANCORP INC | COM | 762093102 |  | 213174 | 23400 | SH |  | DFND | 2 | 23400 | 0 | 0 |
| RHINEBECK BANCORP INC | COM | 762093102 |  | 439457 | 48239 | SH |  | DFND | 3 | 48239 | 0 | 0 |
| RHINEBECK BANCORP INC | COM | 762093102 |  | 209849 | 23035 | SH |  | DFND | 1 | 23035 | 0 | 0 |
| RHINEBECK BANCORP INC | COM | 762093102 |  | 134254 | 14737 | SH |  | SOLE |  | 14737 | 0 | 0 |
| ROYAL BK CDA SUSTAINABL | COM | 780087102 |  | 404286 | 4300 | SH |  | SOLE |  | 4300 | 0 | 0 |
| ROYAL BK CDA SUSTAINABL | COM | 780087102 |  | 470100 | 5000 | SH |  | DFND | 1 | 5000 | 0 | 0 |
| ROYAL BK CDA SUSTAINABL | COM | 780087102 |  | 629934 | 6700 | SH |  | DFND | 3 | 6700 | 0 | 0 |
| ROYAL BK CDA SUSTAINABL | COM | 780087102 |  | 272658 | 2900 | SH |  | DFND | 2 | 2900 | 0 | 0 |
| SEACOAST BKG CORP FLA | COM NEW | 811707801 |  | 1116602 | 35800 | SH |  | SOLE |  | 35800 | 0 | 0 |
| SEACOAST BKG CORP FLA | COM NEW | 811707801 |  | 979366 | 31400 | SH |  | DFND | 1 | 31400 | 0 | 0 |
| SEACOAST BKG CORP FLA | COM NEW | 811707801 |  | 1232005 | 39500 | SH |  | DFND | 3 | 39500 | 0 | 0 |
| SEACOAST BKG CORP FLA | COM NEW | 811707801 |  | 570777 | 18300 | SH |  | DFND | 2 | 18300 | 0 | 0 |
| SOUND FINL BANCORP INC | COM | 83607A100 |  | 145299 | 3700 | SH |  | DFND | 2 | 3700 | 0 | 0 |
| SOUND FINL BANCORP INC | COM | 83607A100 |  | 219519 | 5590 | SH |  | SOLE |  | 5590 | 0 | 0 |
| SOUND FINL BANCORP INC | COM | 83607A100 |  | 129591 | 3300 | SH |  | DFND | 1 | 3300 | 0 | 0 |
| SOUND FINL BANCORP INC | COM | 83607A100 |  | 290991 | 7410 | SH |  | DFND | 3 | 7410 | 0 | 0 |
| SOUTHSTATE CORPORATION | COM | 840441109 |  | 946864 | 12400 | SH |  | DFND | 3 | 12400 | 0 | 0 |
| SOUTHSTATE CORPORATION | COM | 840441109 |  | 750924 | 9834 | SH |  | DFND | 1 | 9834 | 0 | 0 |
| SOUTHSTATE CORPORATION | COM | 840441109 |  | 409748 | 5366 | SH |  | DFND | 2 | 5366 | 0 | 0 |
| SOUTHSTATE CORPORATION | COM | 840441109 |  | 503976 | 6600 | SH |  | SOLE |  | 6600 | 0 | 0 |
| STERLING BANCORP INC | COM | 85917W102 |  | 39433 | 6475 | SH |  | DFND | 3 | 6475 | 0 | 0 |
| STERLING BANCORP INC | COM | 85917W102 |  | 26796 | 4400 | SH |  | DFND | 1 | 4400 | 0 | 0 |
| STERLING BANCORP INC | COM | 85917W102 |  | 18879 | 3100 | SH |  | DFND | 2 | 3100 | 0 | 0 |
| STERLING BANCORP INC | COM | 85917W102 |  | 40255 | 6610 | SH |  | SOLE |  | 6610 | 0 | 0 |
| STIFEL FINL CORP | COM | 860630102 |  | 521828 | 8940 | SH |  | SOLE |  | 8940 | 0 | 0 |
| STIFEL FINL CORP | COM | 860630102 |  | 928083 | 15900 | SH |  | DFND | 3 | 15900 | 0 | 0 |
| STIFEL FINL CORP | COM | 860630102 |  | 402753 | 6900 | SH |  | DFND | 2 | 6900 | 0 | 0 |
| STIFEL FINL CORP | COM | 860630102 |  | 682929 | 11700 | SH |  | DFND | 1 | 11700 | 0 | 0 |
| SYNOVUS FINL CORP | COM NEW | 87161C501 |  | 334195 | 8900 | SH |  | DFND | 1 | 8900 | 0 | 0 |
| SYNOVUS FINL CORP | COM NEW | 87161C501 |  | 217790 | 5800 | SH |  | DFND | 2 | 5800 | 0 | 0 |
| SYNOVUS FINL CORP | COM NEW | 87161C501 |  | 476885 | 12700 | SH |  | DFND | 3 | 12700 | 0 | 0 |
| SYNOVUS FINL CORP | COM NEW | 87161C501 |  | 285380 | 7600 | SH |  | SOLE |  | 7600 | 0 | 0 |
| Sugar Creek Financial Corporation | Not 13F Security | 86481Y102 |  | 497087 | 37235 | SH |  | SOLE |  | 37235 | 0 | 0 |
| Sugar Creek Financial Corporation | Not 13F Security | 86481Y102 |  | 170413 | 12765 | SH |  | DFND | 1 | 12765 | 0 | 0 |
| TC BANCSHARES INC | COM | 87224V108 |  | 265220 | 17800 | SH |  | DFND | 2 | 17800 | 0 | 0 |
| TC BANCSHARES INC | COM | 87224V108 |  | 530440 | 35600 | SH |  | DFND | 3 | 35600 | 0 | 0 |
| TC BANCSHARES INC | COM | 87224V108 |  | 105790 | 7100 | SH |  | SOLE |  | 7100 | 0 | 0 |
| TC BANCSHARES INC | COM | 87224V108 |  | 327800 | 22000 | SH |  | DFND | 1 | 22000 | 0 | 0 |
| TERRITORIAL BANCORP INC | COM | 88145X108 |  | 750457 | 31256 | SH |  | DFND | 3 | 31256 | 0 | 0 |
| TERRITORIAL BANCORP INC | COM | 88145X108 |  | 357797 | 14902 | SH |  | DFND | 2 | 14902 | 0 | 0 |
| TERRITORIAL BANCORP INC | COM | 88145X108 |  | 875237 | 36453 | SH |  | SOLE |  | 36453 | 0 | 0 |
| TERRITORIAL BANCORP INC | COM | 88145X108 |  | 297460 | 12389 | SH |  | DFND | 1 | 12389 | 0 | 0 |
| TOWNEBANK PORTSMOUTH VA | COM | 89214P109 |  | 1011552 | 32800 | SH |  | DFND | 1 | 32800 | 0 | 0 |
| TOWNEBANK PORTSMOUTH VA | COM | 89214P109 |  | 1310700 | 42500 | SH |  | DFND | 3 | 42500 | 0 | 0 |
| TOWNEBANK PORTSMOUTH VA | COM | 89214P109 |  | 619884 | 20100 | SH |  | DFND | 2 | 20100 | 0 | 0 |
| TOWNEBANK PORTSMOUTH VA | COM | 89214P109 |  | 1298364 | 42100 | SH |  | SOLE |  | 42100 | 0 | 0 |
| UMPQUA HLDGS CORP | COM | 904214103 |  | 224910 | 12600 | SH |  | DFND | 2 | 12600 | 0 | 0 |
| UMPQUA HLDGS CORP | COM | 904214103 |  | 483735 | 27100 | SH |  | DFND | 3 | 27100 | 0 | 0 |
| UMPQUA HLDGS CORP | COM | 904214103 |  | 330225 | 18500 | SH |  | DFND | 1 | 18500 | 0 | 0 |
| UMPQUA HLDGS CORP | COM | 904214103 |  | 478380 | 26800 | SH |  | SOLE |  | 26800 | 0 | 0 |
| USCB FINANCIAL HOLDINGS INC | CLASS A COM | 90355N101 |  | 2415600 | 198000 | SH |  | DFND | 3 | 198000 | 0 | 0 |
| USCB FINANCIAL HOLDINGS INC | CLASS A COM | 90355N101 |  | 1405440 | 115200 | SH |  | SOLE |  | 115200 | 0 | 0 |
| USCB FINANCIAL HOLDINGS INC | CLASS A COM | 90355N101 |  | 1200480 | 98400 | SH |  | DFND | 2 | 98400 | 0 | 0 |
| USCB FINANCIAL HOLDINGS INC | CLASS A COM | 90355N101 |  | 1046760 | 85800 | SH |  | DFND | 1 | 85800 | 0 | 0 |
| VALLEY NATL BANCORP | COM | 919794107 |  | 1980392 | 175101 | SH |  | DFND | 1 | 175101 | 0 | 0 |
| VALLEY NATL BANCORP | COM | 919794107 |  | 2355862 | 208299 | SH |  | SOLE |  | 208299 | 0 | 0 |
| VALLEY NATL BANCORP | COM | 919794107 |  | 1015638 | 89800 | SH |  | DFND | 2 | 89800 | 0 | 0 |
| VALLEY NATL BANCORP | COM | 919794107 |  | 2337777 | 206700 | SH |  | DFND | 3 | 206700 | 0 | 0 |
| WEBSTER FINL CORP | COM | 947890109 |  | 1323248 | 27952 | SH |  | DFND | 2 | 27952 | 0 | 0 |
| WEBSTER FINL CORP | COM | 947890109 |  | 2397345 | 50641 | SH |  | DFND | 1 | 50641 | 0 | 0 |
| WEBSTER FINL CORP | COM | 947890109 |  | 1632709 | 34489 | SH |  | SOLE |  | 34489 | 0 | 0 |
| WEBSTER FINL CORP | COM | 947890109 |  | 3035346 | 64118 | SH |  | DFND | 3 | 64118 | 0 | 0 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 2456755 | 59500 | SH |  | DFND | 3 | 59500 | 0 | 0 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 1899340 | 46000 | SH |  | DFND | 1 | 46000 | 0 | 0 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 1057024 | 25600 | SH |  | DFND | 2 | 25600 | 0 | 0 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 2019081 | 48900 | SH |  | SOLE |  | 48900 | 0 | 0 |
| WILLIAM PENN BANCORPORATION | COM | 96927A105 |  | 435108 | 35900 | SH |  | DFND | 2 | 35900 | 0 | 0 |
| WILLIAM PENN BANCORPORATION | COM | 96927A105 |  | 366024 | 30200 | SH |  | DFND | 1 | 30200 | 0 | 0 |
| WILLIAM PENN BANCORPORATION | COM | 96927A105 |  | 855672 | 70600 | SH |  | DFND | 3 | 70600 | 0 | 0 |
| WILLIAM PENN BANCORPORATION | COM | 96927A105 |  | 615696 | 50800 | SH |  | SOLE |  | 50800 | 0 | 0 |
| WILLIS LEASE FIN CORP | COM | 970646105 |  | 36173 | 613 | SH |  | SOLE |  | 613 | 0 | 0 |
| WILLIS LEASE FIN CORP | COM | 970646105 |  | 206063 | 3492 | SH |  | DFND | 2 | 3492 | 0 | 0 |
| WILLIS LEASE FIN CORP | COM | 970646105 |  | 488485 | 8278 | SH |  | DFND | 3 | 8278 | 0 | 0 |
| WILLIS LEASE FIN CORP | COM | 970646105 |  | 41307 | 700 | SH |  | DFND | 1 | 700 | 0 | 0 |
| WINTRUST FINL CORP | COM | 97650W108 |  | 1149472 | 13600 | SH |  | DFND | 3 | 13600 | 0 | 0 |
| WINTRUST FINL CORP | COM | 97650W108 |  | 532476 | 6300 | SH |  | DFND | 2 | 6300 | 0 | 0 |
| WINTRUST FINL CORP | COM | 97650W108 |  | 1064952 | 12600 | SH |  | SOLE |  | 12600 | 0 | 0 |
| WINTRUST FINL CORP | COM | 97650W108 |  | 845200 | 10000 | SH |  | DFND | 1 | 10000 | 0 | 0 |
| White River Bancshares Co | Not 13F Security | 96445A108 |  | 1420904 | 18800 | SH |  | DFND | 2 | 18800 | 0 | 0 |
| White River Bancshares Co | Not 13F Security | 96445A108 |  | 279646 | 3700 | SH |  | SOLE |  | 3700 | 0 | 0 |
| White River Bancshares Co | Not 13F Security | 96445A108 |  | 2306173 | 30513 | SH |  | DFND | 3 | 30513 | 0 | 0 |

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