# EDGAR Filing Document

**Accession Number:** 0001004952
**File Stem:** 0001004952-26-000001
**Filing Date:** 2026-3
**Character Count:** 2654
**Document Hash:** f0cfb6148ec0745d19548055f3cb4e05
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001004952-26-000001.hdr.sgml**: 20260331

**ACCESSION NUMBER**: 0001004952-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260331

**DATE AS OF CHANGE**: 20260331

**EFFECTIVENESS DATE**: 20260331

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** WESTPARK CAPITAL, INC.
- **CENTRAL INDEX KEY:** 0001004952

**ORGANIZATION NAME:**
- **EIN:** 841333428
- **STATE OF INCORPORATION:** MI
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-48898
- **FILM NUMBER:** 26822148

**BUSINESS ADDRESS:**
- **STREET 1:** 1800 CENTURY PARK EAST
- **STREET 2:** SUITE 220
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90067
- **BUSINESS PHONE:** 310-843-9300

**MAIL ADDRESS:**
- **STREET 1:** 1800 CENTURY PARK EAST
- **STREET 2:** SUITE 220
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90067

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WESTPARK CAPITAL INC                                    /BD
- **DATE OF NAME CHANGE:** 20020430

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HARVARD FUNDING GROUP INC                               /BD
- **DATE OF NAME CHANGE:** 19991228

### Attached PDF Documents

**Attachment 1:** `WPC2025AuditReportPUBLIC.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001004952

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** WESTPARK CAPITAL, INC.

**Business Address:** 1800 CENTURY PARK EAST, SUITE 220, LOS ANGELES, CA, 90067

**Contact Person:** Amy Kaiser

**Contact Phone:** 3102032923

### Independent Public Accountant Identification

**Accountant Name:** LMHS, P.C.

**Accountant Address:** 80 Washington St, Bldg S, Norwell, MA, 02061

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Amy Kaiser**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **WESTPARK CAPITAL, INC.**, as of **03-30-2026**, are true and correct.

**Signature:** Amy Kaiser

**Title:** FINOP