# EDGAR Filing Document

**Accession Number:** 0001739467
**File Stem:** 0001739467-26-000003
**Filing Date:** 2026-3
**Character Count:** 2647
**Document Hash:** 0a85fbd6dcc55da0327fff84f4949e03
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001739467-26-000003.hdr.sgml**: 20260331

**ACCESSION NUMBER**: 0001739467-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260331

**DATE AS OF CHANGE**: 20260331

**EFFECTIVENESS DATE**: 20260331

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** UPMARKET SECURITIES LLC
- **CENTRAL INDEX KEY:** 0001739467

**ORGANIZATION NAME:**
- **EIN:** 301002979
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-70120
- **FILM NUMBER:** 26821101

**BUSINESS ADDRESS:**
- **STREET 1:** 1525 MCCARTHY BOULEVARD
- **STREET 2:** #1000
- **CITY:** MILPITAS
- **STATE:** CA
- **ZIP:** 95035
- **BUSINESS PHONE:** 516-281-4242

**MAIL ADDRESS:**
- **STREET 1:** 1525 MCCARTHY BOULEVARD
- **STREET 2:** #1000
- **CITY:** MILPITAS
- **STATE:** CA
- **ZIP:** 95035

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MX SECURITIES LLC
- **DATE OF NAME CHANGE:** 20220110

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UPMARKET SECURITIES LLC
- **DATE OF NAME CHANGE:** 20220105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MX SECURITIES LLC
- **DATE OF NAME CHANGE:** 20210709

### Attached PDF Documents

**Attachment 1:** `fullfs25.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001739467

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** UPMARKET SECURITIES LLC

**Business Address:** 1525 MCCARTHY BOULEVARD, #1000, MILPITAS, CA, 95035

**Contact Person:** David Brant

**Contact Phone:** 4022151352

### Independent Public Accountant Identification

**Accountant Name:** BDG-CPAs

**Accountant Address:** 76 N Walnut St, Ridgewood, NJ, 07450

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Robert Daniels**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **UPMARKET SECURITIES LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Robert Daniels

**Title:** CCO