# EDGAR Filing Document

**Accession Number:** 0001544304
**File Stem:** 0001544304-23-000001
**Filing Date:** 2023-3
**Character Count:** 2367
**Document Hash:** 6998b56cab1ad2f7a1ef2621ba841503
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001544304-23-000001.hdr.sgml**: 20230316

**ACCESSION NUMBER**: 0001544304-23-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230316

**DATE AS OF CHANGE**: 20230316

**EFFECTIVENESS DATE**: 20230316

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** WOMBAT CAPITAL MARKETS LLC
- **CENTRAL INDEX KEY:** 0001544304
- **IRS NUMBER:** 900795275
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-69059
- **FILM NUMBER:** 23738870

**BUSINESS ADDRESS:**
- **STREET 1:** 366 MADISON AVENUE
- **STREET 2:** 3RD FL
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
- **BUSINESS PHONE:** 212.605.9956

**MAIL ADDRESS:**
- **STREET 1:** 366 MADISON AVENUE
- **STREET 2:** 3RD FL
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017

### Attached PDF Documents

**Attachment 1:** `wom22s.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001544304

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** WOMBAT CAPITAL MARKETS LLC

**Business Address:** 366 MADISON AVENUE, 3RD FL, NEW YORK, NY, 10017

**Contact Person:** Kathy Efrem

**Contact Phone:** 212-897-1686

### Independent Public Accountant Identification

**Accountant Name:** YSL & Associates LLC

**Accountant Address:** 11 Broadway, Suite 700, New York, NY, 10004

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Jean-Jacques Mondoloni**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **WOMBAT CAPITAL MARKETS LLC**, as of **12-31-2022**, are true and correct.

**Signature:** Jean-Jacques Mondoli

**Title:** President

**Notarized:** Yes