# EDGAR Filing Document

**Accession Number:** 0001091484
**File Stem:** 0001091484-26-000001
**Filing Date:** 2026-2
**Character Count:** 2774
**Document Hash:** b41ded52b4ca8286d8daab594412a699
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001091484-26-000001.hdr.sgml**: 20260224

**ACCESSION NUMBER**: 0001091484-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260224

**DATE AS OF CHANGE**: 20260224

**EFFECTIVENESS DATE**: 20260224

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** THE ULTIMA GLOBAL MARKETS (USA), INC.
- **CENTRAL INDEX KEY:** 0001091484

**ORGANIZATION NAME:**
- **EIN:** 134018214
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-51950
- **FILM NUMBER:** 26673159

**BUSINESS ADDRESS:**
- **STREET 1:** 230 PARK AVENUE
- **STREET 2:** 3/4TH FL WEST
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10169
- **BUSINESS PHONE:** 646-415-0096

**MAIL ADDRESS:**
- **STREET 1:** 230 PARK AVENUE
- **STREET 2:** 3/4TH FL WEST
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10169

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BCS AMERICAS, INC.
- **DATE OF NAME CHANGE:** 20160718

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ALFORMA CAPITAL MARKETS, INC.
- **DATE OF NAME CHANGE:** 20080514

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ALFA CAPITAL MARKETS (USA), INC
- **DATE OF NAME CHANGE:** 20020215

### Attached PDF Documents

**Attachment 1:** `ultimapublic.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001091484

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** THE ULTIMA GLOBAL MARKETS (USA), INC.

**Business Address:** 230 PARK AVENUE, 3/4TH FL WEST, NEW YORK, NY, 10169

**Contact Person:** Michael Healy

**Contact Phone:** 212 421 7500

### Independent Public Accountant Identification

**Accountant Name:** Weisberg, Mole', Krantz & Goldfarb, LLP

**Accountant Address:** 185 Crossways Park Drive, Woodbury, NY, 11797

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Michael Healy**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **THE ULTIMA GLOBAL MARKETS (USA), INC.**, as of **12-31-2025**, are true and correct.

**Signature:** Michael Healy

**Title:** Chief Executive Office