# EDGAR Filing Document

**Accession Number:** 0001571949
**File Stem:** 0001104659-25-091292
**Filing Date:** 2025-9
**Character Count:** 15694
**Document Hash:** 9c0f8a44af7f4baff7a7b3e9dcf8137e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-25-091292.hdr.sgml**: 20250918

**ACCESSION NUMBER**: 0001104659-25-091292

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20250918

**ITEM INFORMATION**: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

**ITEM INFORMATION**: Regulation FD Disclosure

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20250918

**DATE AS OF CHANGE**: 20250918

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Intercontinental Exchange, Inc.
- **CENTRAL INDEX KEY:** 0001571949
- **STANDARD INDUSTRIAL CLASSIFICATION:** SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
- **ORGANIZATION NAME:** 09 Crypto Assets
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-36198
- **FILM NUMBER:** 251323849

**BUSINESS ADDRESS:**
- **STREET 1:** 5660 NEW NORTHSIDE DRIVE,
- **STREET 2:** THIRD FLOOR
- **CITY:** ATLANTA
- **STATE:** GA
- **ZIP:** 30328
- **BUSINESS PHONE:** 770-857-4700

**MAIL ADDRESS:**
- **STREET 1:** 5660 NEW NORTHSIDE DRIVE,
- **STREET 2:** THIRD FLOOR
- **CITY:** ATLANTA
- **STATE:** GA
- **ZIP:** 30328

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IntercontinentalExchange Group, Inc.
- **DATE OF NAME CHANGE:** 20130313

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Intercontinental Exchange Group, Inc.
- **DATE OF NAME CHANGE:** 20130312

?xml version='1.0' encoding='ASCII'?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

Date of Report (Date of earliest event reported): September 18, 2025

**Intercontinental Exchange, Inc.**

(Exact Name of Registrant as Specified in Charter)

Delaware <u>001-36198</u> 46-2286804 <br> <u>(State or other jurisdiction of incorporation)</u> <u>(Commission File No.)</u> <u>(I.R.S. Employer Identification Number)</u>

5660 New Northside Drive, Third Floor, Atlanta, Georgia 30328

(Address of Principal Executive Offices) (Zip Code)

Registrant's telephone number, including area code: (770) 857-4700

Securities registered pursuant to Section 12(b) of the Act:

---

| | |
|:---|:---|
| Title of Each Class | Name of Each Exchange on Which <br> Registered |
| Common Stock, $0.01 par value per share ICE | New York Stock Exchange |
|  | NYSE Texas, Inc. |

---

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

◻ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

◻ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

◻ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

◻ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ◻

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ◻

**Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(d) Director Appointment

Effective September 18, 2025, the Board of Directors (the "Board") of Intercontinental Exchange, Inc. ("ICE") increased the size of the Board from 10 to 11 directors pursuant to the provisions of ICE's bylaws and appointed The Rt. Hon. the Lord Hill of Oareford CBE ("Lord Hill") as a director of ICE. Lord Hill also serves on the Board of Directors of ICE Endex Markets B.V. ("ICE Endex"), which is a subsidiary of ICE. Lord Hill is expected to join the Board of Directors of ICE Futures Europe ("IFEU"), a subsidiary of ICE, subject to regulatory approval.

Lord Hill has served as an adviser on geo-politics for a range of businesses in the United States ("U.S."), United Kingdom ("U.K.") and the European Union ("EU") since 2016. He has also served as a Member of the House of Lords Financial Services Regulation Select Committee since 2024. He served as the Lead Non-Executive Director at HM Treasury, the U.K. government's economic and finance ministry, from 2017 to 2024. Lord Hill was European Commissioner for Financial Stability, Financial Services and the Capital Markets Union from 2014 to 2016. In that role, he had overall responsibility for financial regulation across the EU and represented the EU in international negotiations. Before that, Lord Hill served in the British Cabinet as Leader of the House of Lords and Chancellor of the Duchy of Lancaster from 2013 to 2014. From 2010 to 2013, he served as Parliamentary Under-Secretary of State for Schools in the Conservative-Lib Dem Government. In 1998, he founded a strategic communications consultancy, which he subsequently sold and left to become a government minister in 2010. Prior to 1998, Lord Hill was special adviser to Cabinet Minister Kenneth Clarke and Political Secretary to the Conservative Prime Minister John Major. Lord Hill earned a Master of Arts degree in History from Cambridge University.

Lord Hill was a party to a Consultancy Agreement (the "Agreement") with IFEU from October 1, 2018 through May 19, 2025. Under the terms of the Agreement, from time to time, Lord Hill provided independent consulting services to IFEU and its affiliated entities, including ICE. The services provided by Mr. Hill were related to ICE's advocacy efforts in respect of European policy developments in connection with the U.K.'s exit from the EU. The Agreement provided for the payment of a consultancy fee at a monthly rate of £15,000, excluding value added tax ("VAT"). In 2024, Lord Hill received aggregate payments under the Agreement totaling £198,000 excluding VAT. From January 1, 2025 through the date of termination of the Agreement, Lord Hill received aggregate payments of £90,000 excluding VAT. The Agreement also contained standard terms and conditions for consulting agreements, including confidentiality provisions, restrictions on employment with and engagement by competitors and ownership of intellectual property. The Nominating and Corporate Governance Committee and the Board of ICE have determined that due to aggregate payments exceeding $120,000 from IFEU to Lord Hill in 2024 under the Agreement, Lord Hill does not qualify as an independent director at this time. There are no arrangements or understandings between Lord Hill and any other persons pursuant to which he was selected as a director.

Lord Hill will participate in ICE's non-employee director compensation arrangements, which provide for: (1) an annual cash retainer for Board service of $100,000 and (2) an annual equity grant of $235,000 in the form of ICE restricted stock units ("RSUs") that vest one year from the date of grant with the number of units calculated at the time of grant by dividing the annual grant value by the closing price of ICE's common stock on the date of grant. The amounts for service on the ICE Board in 2025 will be prorated from the date of service. Lord Hill currently participates in ICE Endex's non-employee director compensation arrangements, which provide for an annual cash retainer for service on the Board of Directors of ICE Endex of €30,000. Upon appointment to the board of directors of IFEU, Lord Hill will participate in IFEU's non-employee director compensation arrangements, which provide for: (1) an annual cash retainer for service on the board of directors of IFEU of £75,000; and (2) an annual equity grant of $25,000 in the form of ICE RSUs that vest one year from the date of grant with the number of units calculated at the time of grant by dividing the annual grant value by the closing price of ICE's common stock on the date of grant. In connection with Lord Hill's appointment to the Board of ICE, Lord Hill entered into the Agreement Relating to Noncompetition and Other Covenants with ICE, which all other non-employee directors of ICE are party to, which was previously disclosed in ICE's Current Report on Form 8-K, filed on May 17, 2016.

If Lord Hill is appointed to serve on any committees of the Board of ICE and/or committees of the board of directors of ICE Endex or IFEU, he will be entitled to additional cash compensation in connection with such committee service. Lord Hill will also be reimbursed for reasonable out-of-pocket expenses incurred in connection with attending board meetings.

**Item 7.01 Regulation FD Disclosure**

On September 18, 2025, ICE issued a press release announcing Lord Hill's appointment to the Board. A copy of this press release is attached to this Current Report on Form 8-K as Exhibit 99.1 and is incorporated herein by reference.

The information in this Item 7.01 and Exhibit 99.1 attached hereto shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934 except as may be expressly set forth by specific reference in such filing.

**Item 9.01 Financial Statements and Exhibits**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(d) Exhibits

The following exhibit is furnished as part of this Current Report on Form 8-K:

[99.1](tm2525899d1_ex99-1.htm) [Press Release dated as of September 18, 2025.](tm2525899d1_ex99-1.htm) <br>104 The cover page from Intercontinental Exchange, Inc.'s Current Report on Form 8-K, formatted in Inline XBRL.

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | | |
|:---|:---|:---|
|  |  | INTERCONTINENTAL EXCHANGE, INC.<br>/s/ Andrew J. Surdykowski |
|  |  | Andrew J. Surdykowski |
|  |  | General Counsel |
| Date: | September 18, 2025 |  |

---

## Exhibit 99.1

**Exhibit 99.1**

**Lord Hill of Oareford Elected to Board of Directors of Intercontinental Exchange**

**ATLANTA & NEW YORK** -- September 18, 2025 -- Intercontinental Exchange, Inc. (NYSE: ICE), a leading global provider of technology and data, today announced that its Board of Directors has elected The Rt. Hon. the Lord Hill of Oareford CBE (Lord Hill) as a new director, effective September 18, 2025. Lord Hill, who currently serves on the Board of Directors of ICE Endex Markets, a subsidiary of ICE, is also expected to join the Board of Directors of ICE Futures Europe subject to regulatory approval.

"On behalf of the Board, I am pleased to welcome our colleague, Lord Hill, to his expanded role at ICE," said Jeffrey C. Sprecher, Founder, Chair and CEO of Intercontinental Exchange. "Lord Hill brings tremendous depth and breadth of experience to the industries we operate in and his background in the public and private sectors offers a valuable perspective on the markets we serve."

Lord Hill has a distinguished background in politics and a broad range of experience advising businesses throughout the U.S., United Kingdom (UK) and European Union (EU) on a range of geo-political topics. He has served as a member of the House of Lords Financial Services Regulation Select Committee since 2024. Lord Hill served as Lead Non-Executive Director at HM Treasury, the UK Government's economic and finance ministry, from 2017 to 2024. Lord Hill was European Commissioner for Financial Stability, Financial Services and the Capital Market, from 2014 to 2016, where he had overall responsibility for financial regulation across the EU and represented the EU in international negotiations.

Prior to that, Lord Hill held a range of positions in government and business, including Leader of the House of Lords and Parliamentary Under-Secretary of State for Schools. He earned a Master of Arts degree in History from Cambridge University.

"I am really pleased to join the Board of ICE," Lord Hill added. "Since founding the company 25 years ago, Jeff and his team have built ICE into a resilient, all-weather, entrepreneurial-focused company and I look forward to working with them as they embark on the company's next stage of growth."

With the election of Lord Hill, the ICE Board of Directors expands from 10 to 11 directors.

**About Intercontinental Exchange**

**<u>Intercontinental Exchange, Inc.</u>** (NYSE: ICE) is a Fortune 500 company that designs, builds, and operates digital networks that connect people to opportunity. We provide financial technology and data services across major asset classes helping our customers access mission-critical workflow tools that increase transparency and efficiency. ICE's futures, equity, and options **<u>exchanges</u>** -- including the **<u>New York Stock Exchange</u>** -- and **<u>clearing houses</u>** help people invest, raise capital and manage risk. We offer some of the world's largest markets to trade and clear energy and environmental products. Our fixed income, **<u>data services</u>** and execution capabilities provide information, analytics and platforms that help our customers streamline processes and capitalize on opportunities. At **<u>ICE Mortgage Technology</u>**, we are transforming U.S. housing finance, from initial consumer engagement through loan production, closing, registration and the long-term servicing relationship. Together, ICE transforms, streamlines, and automates industries to connect our customers to opportunity.

Trademarks of ICE and/or its affiliates include Intercontinental Exchange, ICE, ICE block design, NYSE and New York Stock Exchange. Information regarding additional trademarks and intellectual property rights of Intercontinental Exchange, Inc. and/or its affiliates is located **<u>here</u>**. Key Information Documents for certain products covered by the EU Packaged Retail and Insurance-based Investment Products Regulation can be accessed on the relevant exchange website under the heading "Key Information Documents (KIDS)."

Safe Harbor Statement under the Private Securities Litigation Reform Act of 1995 -- Statements in this press release regarding ICE's business that are not historical facts are "forward-looking statements" that involve risks and uncertainties. For a discussion of additional risks and uncertainties, which could cause actual results to differ from those contained in the forward-looking statements, see ICE's Securities and Exchange Commission (SEC) filings, including, but not limited to, the risk factors in ICE's Annual Report on Form 10-K for the year ended December 31, 2024, as filed with the SEC on February 6, 2025.

SOURCE: Intercontinental Exchange

**ICE Media Contact**:<br> Damon Leavell<br> **<u>damon.leavell@ice.com</u>**<br> (212) 323-8587

**<u>media@ice.com</u>**

**ICE Investor Contact**:<br> Katia Gonzalez<br> **<u>katia.gonzalez@ice.com</u>**<br> (678) 981-3882