# EDGAR Filing Document

**Accession Number:** 0000867810
**File Stem:** 0000867810-26-000001
**Filing Date:** 2026-3
**Character Count:** 2953
**Document Hash:** d8ae9e984921c39b40e03f33d4d65e12
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000867810-26-000001.hdr.sgml**: 20260304

**ACCESSION NUMBER**: 0000867810-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 4

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260304

**DATE AS OF CHANGE**: 20260304

**EFFECTIVENESS DATE**: 20260304

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST BROKERS SECURITIES LLC
- **CENTRAL INDEX KEY:** 0000867810

**ORGANIZATION NAME:**
- **EIN:** 320104062
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-43035
- **FILM NUMBER:** 26719089

**BUSINESS ADDRESS:**
- **STREET 1:** HARBORSIDE 5
- **STREET 2:** 185 HUDSON STREET, SUITE 1500
- **CITY:** JERSEY CITY
- **STATE:** NJ
- **ZIP:** 07311
- **BUSINESS PHONE:** (212) 513-4426

**MAIL ADDRESS:**
- **STREET 1:** HARBORSIDE 5
- **STREET 2:** 185 HUDSON STREET, SUITE 1500
- **CITY:** JERSEY CITY
- **STATE:** NJ
- **ZIP:** 07311

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIRST BROKERS SECURITIES, INC.
- **DATE OF NAME CHANGE:** 20050106

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIRST BROKERS SECURITIES LLC
- **DATE OF NAME CHANGE:** 20050105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIRST BROKERS SECURITIES, INC.
- **DATE OF NAME CHANGE:** 20050104

### Attached PDF Documents

**Attachment 1:** `Cal_2025_Financials_1.pdf`

_No text found in this document._

**Attachment 2:** `SOFC_Cal_2025_1.pdf`

_No text found in this document._

**Attachment 3:** `SIPC_7_Report_and_Opinion_1.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000867810

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** FIRST BROKERS SECURITIES LLC

**Business Address:** HARBORSIDE 5, 185 HUDSON STREET, SUITE 1500, JERSEY CITY, NJ, 07311

**Contact Person:** Robert Dower

**Contact Phone:** 212-513-4443

### Independent Public Accountant Identification

**Accountant Name:** Citrin Cooperman & Company, LLP

**Accountant Address:** 50 Rockefeller Plaza, New York, NY, 10020

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Robert H. Dower**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **FIRST BROKERS SECURITIES LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Robert H. Dower

**Title:** CFO