# EDGAR Filing Document

**Accession Number:** 0001684956
**File Stem:** 0000950123-23-002593
**Filing Date:** 2023-2
**Character Count:** 17067
**Document Hash:** ac9305aba2b4433c73c0454f0bbf0df0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000950123-23-002593.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0000950123-23-002593

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GRAYHAWK INVESTMENT STRATEGIES INC.
- **CENTRAL INDEX KEY:** 0001684956
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** A0
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22607
- **FILM NUMBER:** 23628483

**BUSINESS ADDRESS:**
- **STREET 1:** 350, 7TH AVENUE SW 19TH FLOOR
- **CITY:** CALGARY
- **STATE:** A0
- **ZIP:** T2P 3N9
- **BUSINESS PHONE:** 877-665-9951

**MAIL ADDRESS:**
- **STREET 1:** 1811 4TH STREET SW, SUITE 513
- **CITY:** CALGARY
- **STATE:** A0
- **ZIP:** T2S 1W2

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** GRAYHAWK INVESTMENT STRATEGIES INC.<br>**Address:** 1811 4th Street SW Suite 513<br>Calgary, A0 T2S 1W2

**Form 13F File Number:** 028-22607

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Lynne Foran<br>**Title:** Chief Compliance Officer<br>**Phone:** 1-877-665-9951

**Signature, Place, and Date of Signing:**

/s/ Lynne Foran  Toronto, A6  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 2

**Form 13F Information Table Entry Total:** 133

**Form 13F Information Table Value Total:** $134258358

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                            | Form 13F File Number   |
|:---|:---|:---|
|  | Power Corp of Canada            | 028-14193              |
|  | Sagard Holdings Management Inc. | 028-22606              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| Abbott Laboratories | COM | 002824100 |  | 9991 | 91 | SH |  | DFND | 12 | 0 | 91 | 0 |
| Adobe Inc | COM | 00724F101 |  | 18173 | 54 | SH |  | DFND | 12 | 0 | 54 | 0 |
| Algonquin Power  Utilities Corp | COM | 015857105 |  | 12966 | 1990 | SH |  | DFND | 12 | 0 | 1990 | 0 |
| Amazon.com Inc | COM | 023135106 |  | 30240 | 360 | SH |  | DFND | 12 | 0 | 360 | 0 |
| Aon PLC | SHS CL A | 015857105 |  | 42620 | 142 | SH |  | DFND | 12 | 0 | 142 | 0 |
| Apple Inc | COM | 037833100 |  | 76399 | 588 | SH |  | DFND | 12 | 0 | 588 | 0 |
| AT Inc | COM | 00206R102 |  | 129678 | 102 | SH |  | DFND | 12 | 0 | 102 | 0 |
| B2Gold Corp | COM | 11777Q209 |  | 37948 | 10680 | SH |  | DFND | 12 | 0 | 10680 | 0 |
| Bank of America Corp | COM | 060505104 |  | 72765 | 2197 | SH |  | DFND | 12 | 0 | 2197 | 0 |
| BANK OF MONTREAL | COM | 063671101 |  | 6977 | 1750 | SH |  | DFND | 12 | 0 | 1750 | 0 |
| Bank of Nova Scotia/The | COM | 064149107 |  | 157748 | 3219 | SH |  | DFND | 12 | 0 | 3219 | 0 |
| Barrick Gold Corp | COM | 067901108 |  | 29490 | 1720 | SH |  | DFND | 12 | 0 | 1720 | 0 |
| BCE Inc | COM NEW | 05534B760 |  | 226977 | 5165 | SH |  | DFND | 12 | 0 | 5165 | 0 |
| BROOKFIELD AST MGMT-A LVS | CL A LMT VTG SHS | 113004105 |  | 22711 | 5044 | SH |  | DFND | 12 | 0 | 5044 | 0 |
| BROOKFIELD CORP CL-A LVS | CL A LTD VT SH | 11271J107 |  | 99426 | 30 | SH |  | DFND | 12 | 0 | 30 | 0 |
| Brookfield Infrastructure Corp | COM SB VTG SHS A | 11275Q107 |  | 136020 | 72 | SH |  | DFND | 12 | 0 | 72 | 0 |
| Brookfield Infrastructure Partners LP | LP INT UNIT | G16252101 |  | 55115 | 1779 | SH |  | DFND | 12 | 0 | 1779 | 0 |
| BROOKFIELD REIN-A EXC LVS | CL A EXCH LT VTG | G16250105 |  | 594 | 19 | SH |  | DFND | 12 | 0 | 19 | 0 |
| BRP Inc | COM SUN VTG | 05577W200 |  | 64436 | 845 | SH |  | DFND | 12 | 0 | 845 | 0 |
| Canadian Natural Resources Ltd | COM | 136385101 |  | 70095 | 181 | SH |  | DFND | 12 | 0 | 181 | 0 |
| Canadian Pacific Railway Ltd | COM | 13645T100 |  | 114766 | 1539 | SH |  | DFND | 12 | 0 | 1539 | 0 |
| Capital One Financial Corp | COM | 14040H105 |  | 8645 | 93 | SH |  | DFND | 12 | 0 | 93 | 0 |
| Enbridge Inc | COM | 29250N105 |  | 197180 | 90 | SH |  | DFND | 12 | 0 | 90 | 0 |
| Entergy Corp | COM | 29364G103 |  | 8100 | 72 | SH |  | DFND | 12 | 0 | 72 | 0 |
| Essex Property Trust Inc | COM | 297178105 |  | 6358 | 350 | SH |  | DFND | 12 | 0 | 350 | 0 |
| ETFMG PRIME JR SIL MN ETF | PRIME JUNIR SLVR | 26924G102 |  | 2479 | 19 | SH |  | DFND | 12 | 0 | 19 | 0 |
| Exxon Mobil Corp | COM | 30231G102 |  | 69599 | 631 | SH |  | DFND | 12 | 0 | 631 | 0 |
| Fidelity National Information Services Inc | COM | 31620M106 |  | 12281 | 80 | SH |  | DFND | 12 | 0 | 80 | 0 |
| First Republic Bank/CA | COM | 33616C100 |  | 9020 | 74 | SH |  | DFND | 12 | 0 | 74 | 0 |
| FirstService Corp | COM | 33767E202 |  | 50953 | 114 | SH |  | DFND | 12 | 0 | 114 | 0 |
| Fiverr International Ltd | ORD SHS | M4R82T106 |  | 116560 | 4000 | SH |  | DFND | 12 | 0 | 4000 | 0 |
| Ford Motor Co | COM | 345370860 |  | 5443 | 468 | SH |  | DFND | 12 | 0 | 468 | 0 |
| Fortis Inc/Canada | COM | 349553107 |  | 13288 | 250 | SH |  | DFND | 12 | 0 | 250 | 0 |
| General Electric Co | COM | 369604301 |  | 6787 | 81 | SH |  | DFND | 12 | 0 | 81 | 0 |
| General Motors Co | COM | 37045V100 |  | 4508 | 755 | SH |  | DFND | 12 | 0 | 755 | 0 |
| Gilead Sciences Inc | COM | 375558103 |  | 9529 | 111 | SH |  | DFND | 12 | 0 | 111 | 0 |
| GLB X SILVER MINE ETF-NEW | GLOBAL X SILVER | 37954Y848 |  | 2535 | 845 | SH |  | DFND | 12 | 0 | 845 | 0 |
| Hasbro Inc | COM | 418056107 |  | 21353 | 350 | SH |  | DFND | 12 | 0 | 350 | 0 |
| Hewlett Packard Enterprise Co | COM | 42824C109 |  | 15960 | 1000 | SH |  | DFND | 12 | 0 | 1000 | 0 |
| Hilton Worldwide Holdings Inc | COM | 43300A203 |  | 14405 | 36 | SH |  | DFND | 12 | 0 | 36 | 0 |
| Home Depot Inc/The | COM | 437076102 |  | 25269 | 80 | SH |  | DFND | 12 | 0 | 80 | 0 |
| HUDBAY MINERALS INC | COM | 443628102 |  | 30155 | 82 | SH |  | DFND | 12 | 0 | 82 | 0 |
| Intel Corp | COM | 458140100 |  | 19955 | 755 | SH |  | DFND | 12 | 0 | 755 | 0 |
| Intuit Inc | COM | 461202103 |  | 14012 | 36 | SH |  | DFND | 12 | 0 | 36 | 0 |
| iShares Core S 500 ETF | CORE S ETF | 464287200 |  | 3806368 | 93 | SH |  | DFND | 12 | 0 | 93 | 0 |
| iShares Expanded Tech Sector ETF | EXPND TEC SC ETF | 464287549 |  | 27281 | 977 | SH |  | DFND | 12 | 0 | 977 | 0 |
| iShares Floating Rate Bond ETF | FLTG RATE NT ETF | 46429B655 |  | 437871 | 11919 | SH |  | DFND | 12 | 0 | 11919 | 0 |
| iShares International Select Dividend ETF | INTL SEL DIV ETF | 464288448 |  | 7925288 | 291800 | SH |  | DFND | 12 | 0 | 291800 | 0 |
| iShares MSCI EAFE ETF | MSCI EAFE ETF | 464287465 |  | 539036 | 8212 | SH |  | DFND | 12 | 0 | 8212 | 0 |
| iShares MSCI EAFE Growth ETF | EAFE VALUE GRWTH ETF | 464288885 |  | 2060496 | 35280 | SH |  | DFND | 12 | 0 | 35280 | 0 |
| iShares MSCI EAFE Min Vol Factor ETF | MSCI EAFE MIN VL | 46429B689 |  | 27091216 | 419678 | SH |  | DFND | 12 | 0 | 419678 | 0 |
| iShares MSCI EAFE Value ETF | EAFE VALUE ETF | 464288877 |  | 15479912 | 337454 | SH |  | DFND | 12 | 0 | 337454 | 0 |
| iShares MSCI USA Min Vol Factor ETF | MSCI USA MIN VOL | 46429B697 |  | 13196824 | 183035 | SH |  | DFND | 12 | 0 | 183035 | 0 |
| iShares Russell 2000 Growth ETF | RUS 2000 GRW | 464287648 |  | 1382367 | 8164 | SH |  | DFND | 12 | 0 | 8164 | 0 |
| iShares Russell 2000 Value ETF | RUS 2000 VAL | 464287630 |  | 7125697 | 51386 | SH |  | DFND | 12 | 0 | 51386 | 0 |
| iShares S 100 ETF | S 100 ETF | 464287101 |  | 19616 | 115 | SH |  | DFND | 12 | 0 | 115 | 0 |
| Johnson  Johnson | COM | 478160104 |  | 8656 | 49 | SH |  | DFND | 12 | 0 | 49 | 0 |
| JPMorgan Chase  Co | COM | 46625H100 |  | 29770 | 69778 | SH |  | DFND | 12 | 0 | 69778 | 0 |
| Magna International Inc | COM | 559222401 |  | 23766 | 8212 | SH |  | DFND | 12 | 0 | 8212 | 0 |
| Manulife Financial Corp | COM | 56501R106 |  | 54785 | 3071 | SH |  | DFND | 12 | 0 | 3071 | 0 |
| Mastercard Inc | CL A | 57636Q104 |  | 31991 | 6476 | SH |  | DFND | 12 | 0 | 6476 | 0 |
| McDonald's Corp | COM | 580135101 |  | 13967 | 53 | SH |  | DFND | 12 | 0 | 53 | 0 |
| Medtronic PLC | SHS | G5960L103 |  | 9870 | 127 | SH |  | DFND | 12 | 0 | 127 | 0 |
| Merck  Co Inc | COM | 58933Y105 |  | 14867 | 134 | SH |  | DFND | 12 | 0 | 134 | 0 |
| Meta Platforms Inc | CL A | 30303M102 |  | 17329 | 1000 | SH |  | DFND | 12 | 0 | 1000 | 0 |
| Micron Technology Inc | COM | 595112103 |  | 8547 | 171 | SH |  | DFND | 12 | 0 | 171 | 0 |
| Microsoft Corp | COM | 594918104 |  | 75543 | 315 | SH |  | DFND | 12 | 0 | 315 | 0 |
| NextEra Energy Inc | COM | 65339F101 |  | 8527 | 102 | SH |  | DFND | 12 | 0 | 102 | 0 |
| Northrop Grumman Corp | COM | 666807102 |  | 22370 | 41 | SH |  | DFND | 12 | 0 | 41 | 0 |
| Nutrien Ltd | COM | 67077M108 |  | 85945 | 1177 | SH |  | DFND | 12 | 0 | 1177 | 0 |
| NUVEI CORP SVS | SUB VTG SHS | 67079A102 |  | 1423 | 68 | SH |  | DFND | 12 | 0 | 68 | 0 |
| NVIDIA Corp | COM | 67066G104 |  | 9353 | 64 | SH |  | DFND | 12 | 0 | 64 | 0 |
| Open Text Corp | COM | 683715106 |  | 29844 | 49 | SH |  | DFND | 12 | 0 | 49 | 0 |
| O'Reilly Automotive Inc | COM | 67103H107 |  | 29541 | 222 | SH |  | DFND | 12 | 0 | 222 | 0 |
| Parker-Hannifin Corp | COM | 701094104 |  | 19206 | 66 | SH |  | DFND | 12 | 0 | 66 | 0 |
| PayPal Holdings Inc | COM | 70450Y103 |  | 7193 | 101 | SH |  | DFND | 12 | 0 | 101 | 0 |
| Pfizer Inc | COM | 717081103 |  | 75425 | 95 | SH |  | DFND | 12 | 0 | 95 | 0 |
| PPG Industries Inc | COM | 693506107 |  | 11945 | 95 | SH |  | DFND | 12 | 0 | 95 | 0 |
| Procter  Gamble Co/The | COM | 742718109 |  | 18490 | 423 | SH |  | DFND | 12 | 0 | 423 | 0 |
| ProShares S 500 Dividend Aristocrats ETF | S 500 DV ARIST | 74348A467 |  | 6646751 | 73861 | SH |  | DFND | 12 | 0 | 73861 | 0 |
| QUALCOMM Inc | COM | 747525103 |  | 10774 | 3071 | SH |  | DFND | 12 | 0 | 3071 | 0 |
| Renaissance IPO ETF | IPO ETF | 759937204 |  | 22 | 10 | SH |  | DFND | 12 | 0 | 10 | 0 |
| RESTAURANT BRANDS INTL | COM | 76131D103 |  | 12549 | 194 | SH |  | DFND | 12 | 0 | 194 | 0 |
| Ritchie Bros Auctioneers Inc | COM | 767744105 |  | 115547 | 46 | SH |  | DFND | 12 | 0 | 46 | 0 |
| Rogers Communications Inc | CL B | 775109200 |  | 60855 | 145 | SH |  | DFND | 12 | 0 | 145 | 0 |
| Royal Bank of Canada | COM | 780087102 |  | 334958 | 53 | SH |  | DFND | 12 | 0 | 53 | 0 |
| S Global Inc | COM | 78409V104 |  | 38183 | 114 | SH |  | DFND | 12 | 0 | 114 | 0 |
| ServisFirst Bancshares Inc | COM | 81768T108 |  | 1654 | 24 | SH |  | DFND | 12 | 0 | 24 | 0 |
| Shaw Communications Inc | CL B CONV | 82028K200 |  | 50429 | 127 | SH |  | DFND | 12 | 0 | 127 | 0 |
| Sherwin-Williams Co/The | COM | 824348106 |  | 16376 | 134 | SH |  | DFND | 12 | 0 | 134 | 0 |
| SHOPIFY INC CL-A SVS | CL A | 82509L107 |  | 2431 | 3221 | SH |  | DFND | 12 | 0 | 3221 | 0 |
| Simon Property Group Inc | COM | 828806109 |  | 12335 | 144 | SH |  | DFND | 12 | 0 | 144 | 0 |
| Stanley Black  Decker Inc | COM | 854502101 |  | 5108 | 171 | SH |  | DFND | 12 | 0 | 171 | 0 |
| Sun Life Financial Inc | COM | 866796105 |  | 149542 | 315 | SH |  | DFND | 12 | 0 | 315 | 0 |
| Suncor Energy Inc | COM | 867224107 |  | 161586 | 5093 | SH |  | DFND | 12 | 0 | 5093 | 0 |
| TC Energy Corp | COM | 87807B107 |  | 37483 | 940 | SH |  | DFND | 12 | 0 | 940 | 0 |
| Tesla Inc | COM | 88160R101 |  | 4804 | 39 | SH |  | DFND | 12 | 0 | 39 | 0 |
| Texas Instruments Inc | COM | 882508104 |  | 17018 | 103 | SH |  | DFND | 12 | 0 | 103 | 0 |
| Thermo Fisher Scientific Inc | COM | 883556102 |  | 20376 | 41 | SH |  | DFND | 12 | 0 | 41 | 0 |
| Thomson Reuters Corp | COM NEW | 884903709 |  | 278517 | 5093 | SH |  | DFND | 12 | 0 | 5093 | 0 |
| TILRAY BRANDS INC CLASS 2 | COM CL 2 | 88688T100 |  | 3056 | 2500 | SH |  | DFND | 12 | 0 | 2500 | 0 |
| TJX Cos Inc/The | COM | 872540109 |  | 28815 | 362 | SH |  | DFND | 12 | 0 | 362 | 0 |
| TMC THE METALS COMPANY | COM | 87261Y106 |  | 2918 | 3790 | SH |  | DFND | 12 | 0 | 3790 | 0 |
| Toronto-Dominion Bank/The | COM NPV | 891160509 |  | 501645 | 56 | SH |  | DFND | 12 | 0 | 56 | 0 |
| Tricon Residential Inc | COM | 89612W102 |  | 28488 | 64 | SH |  | DFND | 12 | 0 | 64 | 0 |
| Ulta Beauty Inc | COM | 90384S303 |  | 21577 | 46 | SH |  | DFND | 12 | 0 | 46 | 0 |
| Union Pacific Corp | COM | 907818108 |  | 30025 | 1007 | SH |  | DFND | 12 | 0 | 1007 | 0 |
| UnitedHealth Group Inc | COM | 91324P102 |  | 49837 | 35 | SH |  | DFND | 12 | 0 | 35 | 0 |
| US Bancorp | COM NEW | 902973304 |  | 109025 | 2500 | SH |  | DFND | 12 | 0 | 2500 | 0 |
| VANECK GOLD MINERS ETF | GOLD MINERS ETF | 92189F106 |  | 2723 | 1262 | SH |  | DFND | 12 | 0 | 1262 | 0 |
| VANECK JUNIOR GLD MNR ETF | JUNIOR GOLD MINE | 92189F791 |  | 1604 | 1539 | SH |  | DFND | 12 | 0 | 1539 | 0 |
| Vanguard Dividend Appreciation ETF | DIV APP ETF | 921908844 |  | 6836439 | 45381 | SH |  | DFND | 12 | 0 | 45381 | 0 |
| Vanguard FTSE Europe ETF | FTSE EUROPE ETF | 922042874 |  | 1391544 | 25375 | SH |  | DFND | 12 | 0 | 25375 | 0 |
| Vanguard FTSE Pacific ETF | FTSE PACIFIC ETF | 922042866 |  | 6254820 | 97200 | SH |  | DFND | 12 | 0 | 97200 | 0 |
| Vanguard Information Technology ETF | INF TECH ETF | 92204A702 |  | 1503143 | 9871 | SH |  | DFND | 12 | 0 | 9871 | 0 |
| Vanguard International High Dividend Yield ETF | INTL HIGH ETF | 921946794 |  | 11473182 | 194590 | SH |  | DFND | 12 | 0 | 194590 | 0 |
| Vanguard Long-Term Treasury ETF | LONG TERM TREAS | 92206C847 |  | 209508 | 3400 | SH |  | DFND | 12 | 0 | 3400 | 0 |
| Vanguard Mortgage-Backed Securities ETF | MTG-BKD SECS ETF | 92206C771 |  | 710112 | 15677 | SH |  | DFND | 12 | 0 | 15677 | 0 |
| Vanguard S 500 ETF | S 500 ETF SHS | 922908363 |  | 87835 | 250 | SH |  | DFND | 12 | 0 | 250 | 0 |
| Vanguard S 500 Growth ETF | 500 GRTH IDX F | 921932505 |  | 4640680 | 24197 | SH |  | DFND | 12 | 0 | 24197 | 0 |
| Vanguard S 500 Value ETF | 500 VAL IDX FD | 921932703 |  | 6446962 | 46030 | SH |  | DFND | 12 | 0 | 46030 | 0 |
| Vanguard Short-Term Corporate Bond ETF | SHRT TRM CORP BD | 92206C409 |  | 1992535 | 27088 | SH |  | DFND | 12 | 0 | 27088 | 0 |
| Vanguard Total Bond Market ETF | TOTAL BND MRKT | 921937835 |  | 1989968 | 29690 | SH |  | DFND | 12 | 0 | 29690 | 0 |
| Viatris Inc | COM | 92556V106 |  | 1647 | 122 | SH |  | DFND | 12 | 0 | 122 | 0 |
| Visa Inc | COM CL A | 92826C839 |  | 18075 | 66 | SH |  | DFND | 12 | 0 | 66 | 0 |
| Walmart Inc | ORD | 931142103 |  | 42253 | 298 | SH |  | DFND | 12 | 0 | 298 | 0 |
| Walt Disney Co/The | COM | 254687106 |  | 7559 | 332 | SH |  | DFND | 12 | 0 | 332 | 0 |
| Warner Bros Discovery Inc | COM SER A | 934423104 |  | 626 | 66 | SH |  | DFND | 12 | 0 | 66 | 0 |
| Waste Connections Inc | COM | 94106B101 |  | 95724 | 101 | SH |  | DFND | 12 | 0 | 101 | 0 |
| Westinghouse Air Brake Technologies Corp | COM | 929740108 |  | 798 | 8 | SH |  | DFND | 12 | 0 | 8 | 0 |
| WTS-CENOVUS ENERGY 1JAN26 | *W EXP 01/01/202 | 15135U117 |  | 859 | 95 | SH |  | DFND | 12 | 0 | 95 | 0 |
| Yum! Brands Inc | COM | 988498101 |  | 10503 | 1472 | SH |  | DFND | 12 | 0 | 1472 | 0 |
| Zoetis Inc | CL A | 98978V103 |  | 6741 | 46 | SH |  | DFND | 12 | 0 | 46 | 0 |

---