# EDGAR Filing Document

**Accession Number:** 0000914208
**File Stem:** 0000914208-23-000292
**Filing Date:** 2023-2
**Character Count:** 10721
**Document Hash:** dd4068f5975b66a5c7452e58a1bda1bc
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000914208-23-000292.hdr.sgml**: 20230215

**ACCESSION NUMBER**: 0000914208-23-000292

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 16

**CONFORMED PERIOD OF REPORT**: 20230215

**ITEM INFORMATION**: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

**ITEM INFORMATION**: Regulation FD Disclosure

**FILED AS OF DATE**: 20230215

**DATE AS OF CHANGE**: 20230215

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Invesco Ltd.
- **CENTRAL INDEX KEY:** 0000914208
- **STANDARD INDUSTRIAL CLASSIFICATION:** INVESTMENT ADVICE [6282]
- **IRS NUMBER:** 980557567
- **STATE OF INCORPORATION:** D0
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-13908
- **FILM NUMBER:** 23635981

**BUSINESS ADDRESS:**
- **STREET 1:** 1555 PEACHTREE STREET NE
- **STREET 2:** SUITE 1800
- **CITY:** ATLANTA
- **STATE:** GA
- **ZIP:** 30309
- **BUSINESS PHONE:** 404-892-0896

**MAIL ADDRESS:**
- **STREET 1:** 1555 PEACHTREE STREET NE
- **STREET 2:** SUITE 1800
- **CITY:** ATLANTA
- **STATE:** GA
- **ZIP:** 30309

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Invesco Asset Management Deutschland GMBH
- **DATE OF NAME CHANGE:** 20211102

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Invesco Ltd.
- **DATE OF NAME CHANGE:** 20080520

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Invesco Ltd
- **DATE OF NAME CHANGE:** 20080508

?xml version="1.0" ? ivz-20230215

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K** 

**CURRENT REPORT**

**Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934**

**Date of Report (Date of earliest event reported): February 15, 2023**

![ivz-20230215_g1.gif](ivz-20230215_g1.gif)

**Invesco Ltd.** 

**(Exact name of registrant as specified in its charter)**

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **Bermuda** | **Bermuda** | **Bermuda** | **Bermuda** | **001-13908** | **98-0557567** |
| *(State or Other Jurisdiction of Incorporation or Organization)* | *(State or Other Jurisdiction of Incorporation or Organization)* | *(State or Other Jurisdiction of Incorporation or Organization)* | *(State or Other Jurisdiction of Incorporation or Organization)* | (*Commission File No.)* | *(I.R.S. Employer Identification No.)* |
| **1555 Peachtree Street, N.E.,** | **Suite 1800,** | **Atlanta,** | **GA** |  | **30309** |
| *(Address of Principal Executive Offices)* | *(Address of Principal Executive Offices)* | *(Address of Principal Executive Offices)* | *(Address of Principal Executive Offices)* |  | *(Zip Code)* |

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***(404) 892-0896***

*(Registrant's telephone number, including area code)*

***N/A***

*(Former name, former address and former fiscal year, if changed since last report)*

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (<u>see</u> General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Common stock, $.20 par value | IVZ | New York Stock Exchange |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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**Item 5.02 *.* Departure of Directors or Certain Officers; Election of Directors; Appointment of &nbsp;&nbsp;&nbsp;&nbsp;**

**Certain Officers; Compensatory Arrangements of Certain Officers.**

(d) On February 15, 2023, Invesco Ltd. (the "Company") increased the size of its Board of Directors (the "Board") from 11 to 13 directors and appointed Ms. Elizabeth S. Johnson as a Director effective as of February 15, 2023 and Mr. Thomas P. Gibbons as a Director effective as of April 24, 2023. The Board has appointed each of Ms. Johnson and Mr. Gibbons as a member of each of the Audit, Compensation and Nomination and Corporate Governance committees effective concurrently with the commencement of her or his respective Board service.

Ms. Johnson is the Chief Experience Officer and Head of ESG of Citizens Financial Group, Inc. ("Citizens Financial"). Prior to her current roles at Citizens Financial, Ms. Johnson was the Chief Marketing Officer and Head of Virtual Channels of Citizens Financial. Prior to joining Citizens Financial, Ms. Johnson worked at Bain and Company, Inc. Ms. Johnson received a B.A. in Economics and Mathematical Methods in Social Sciences from Northwestern University and a M.B.A. from Stanford University Graduate School of Business.

Mr. Gibbons retired in 2022 as the Chief Executive Officer and a member of the board of directors of BNY Mellon ("BNYM"). Prior to becoming Chief Executive Officer, Mr. Gibbons held numerous leadership roles at BNYM, including as Vice Chairman and CEO of Clearing, Markets and Client Management, Chief Financial Officer, and roles in risk, finance and client management. Mr. Gibbons received a B.S. in Business Administration from Wake Forest University and an M.B.A. from Pace University.

Each of Ms. Johnson and Mr. Gibbons will receive the same compensation from the Company as the other non-employee members of the Board of Directors.

**Item 7.01. Regulation FD Disclosure.**

The Company issued a press release on February 15, 2023, announcing the appointment of each of Ms. Johnson and Mr. Gibbons to the Board of Directors of the Company, which is furnished as Exhibit 99.1.

The information furnished under this Item 7.01, including Exhibit 99.1, shall not be deemed "filed" for purposes of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing.

**Item 9.01. Financial Statements and Exhibits.** 

(d) Exhibits.

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| | |
|:---|:---|
| &nbsp;&nbsp;&nbsp;**Exhibit**<br>**<u>Number</u>** | **<u>Description</u>** |
| 99.1 | <u>[Press Release, dated February 15, 2023, issued by Invesco Ltd.](a230213-boardxchangesxpr.htm)</u> |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |

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**SIGNATURE**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | |
|:---|:---|
| **Invesco Ltd.** | **Invesco Ltd.** |
| By: | <u>/s/ Robert H. Rigsby</u> |
|  | Name: Robert H. Rigsby |
|  | Title: Company Secretary |

---

Date: February 15, 2023

## Exhibit 99.1

![](a230213-boardxchangesxpr001.jpg)

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;ATLANTA, February 15, 2023 – Invesco Ltd. (NYSE: IVZ) announced today that it has appointed Ms. Beth Johnson and Mr. Todd Gibbons as non-executive directors to the company's Board. Ms. Johnson's appointment becomes effective February 15, 2023, and Mr. Gibbons' appointment becomes effective April 24, 2023. C. Robert Henrikson, who has served as a non-executive director on the Invesco Ltd. Board since 2012, will retire from the Board at the conclusion of the company's Annual General Meeting of Shareholders on May 25, 2023. Ms. Johnson is the Chief Experience Officer and Head of ESG (Environmental, Social, Governance) of Citizens Financial Group, Inc. Prior to her current roles at Citizens Financial, Ms. Johnson was the Chief Marketing Officer and Head of Virtual Channels of Citizens Financial. Prior to joining Citizens Financial, Ms. Johnson worked at Bain and Company, Inc. Mr. Gibbons retired in 2022 as the Chief Executive Officer and a member of the board of directors of BNY Mellon. Prior to becoming Chief Executive Officer, Mr. Gibbons held numerous leadership roles at BNYM, including Vice Chairman and CEO of Clearing, Markets and Client Management, Chief Financial Officer, and roles in risk, finance and client management. "The Invesco Board remains committed to ensuring its directors are well-equipped to oversee the company and effectively represent the interests of shareholders," said G. Richard Wagoner, Jr., Chair of the Invesco Ltd. Board of Directors. "We are very pleased to add Ms. Johnson and Mr. Gibbons to our Board of Directors, both of whom will bring a wealth of business experience and new perspectives to the Board. "The addition of Beth and Todd further expands the depth and breadth of financial services experience on the firm's Board," said Marty Flanagan, President & CEO of Invesco. "We look forward to working closely with them as we remain focused on delivering superior investment outcomes for clients, employees and shareholders of the firm and further strengthening our global business." "We are also deeply grateful for Rob Henrikson's many years of thoughtful guidance and counsel to the Board," Mr. Wagoner added. "We wish him all the best in his retirement." About Invesco Ltd. Invesco Ltd. (ticker NYSE: IVZ) is a global independent investment management firm dedicated to delivering an investment experience that helps people get more out of life. Our distinctive investment teams deliver a comprehensive range of active, passive and alternative investment capabilities. With Press Release Invesco Ltd. Announces Changes to its Board of Directors Contact: Jeaneen Terrio Jeaneen.Terrio@invesco.com 212-278-9205

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![](a230213-boardxchangesxpr002.jpg)

&nbsp;&nbsp;&nbsp;&nbsp;offices in more than 20 countries, Invesco managed $1.4 trillion in assets on behalf of clients worldwide as of Dec. 31, 2022. For more information, visit www.invesco.com/corporate. ###

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