# EDGAR Filing Document

**Accession Number:** 0001695295
**File Stem:** 0001437749-26-021306
**Filing Date:** 2026-6
**Character Count:** 8015
**Document Hash:** b11a69c4d396c442d03f706aa19a6a32
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001437749-26-021306.hdr.sgml**: 20260622

**ACCESSION NUMBER**: 0001437749-26-021306

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20260616

**ITEM INFORMATION**: Other Events

**FILED AS OF DATE**: 20260622

**DATE AS OF CHANGE**: 20260622

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HYDROFARM HOLDINGS GROUP, INC.
- **CENTRAL INDEX KEY:** 0001695295
- **STANDARD INDUSTRIAL CLASSIFICATION:** WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190]
- **ORGANIZATION NAME:** 07 Trade & Services
- **EIN:** 814895761
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39773
- **FILM NUMBER:** 261106947

**BUSINESS ADDRESS:**
- **STREET 1:** 1510 MAIN STREET
- **CITY:** SHOEMAKERSVILLE
- **STATE:** PA
- **ZIP:** 19555
- **BUSINESS PHONE:** 707-765-9990

**MAIL ADDRESS:**
- **STREET 1:** 1510 MAIN STREET
- **CITY:** SHOEMAKERSVILLE
- **STATE:** PA
- **ZIP:** 19555

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Hydrofarm Holdings Group, Inc.
- **DATE OF NAME CHANGE:** 20180830

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Innovation Acquisition One Corp
- **DATE OF NAME CHANGE:** 20170120

?xml version='1.0' encoding='ASCII'? hyfm20260618_8k.htm

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**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

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**FORM 8-K**

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**CURRENT REPORT**

**PURSUANT TO SECTION 13 OR 15(d) OF THE**

**SECURITIES EXCHANGE ACT OF 1934**

Date of report (Date of earliest event reported): **June 16, 2026**

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**Hydrofarm Holdings Group, Inc.**

(Exact name of registrant as specified in its charter)

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| | | |
|:---|:---|:---|
| **Delaware** | **001-39773** | **81-4895761** |
| (State or other jurisdiction of<br>incorporation or organization) | (Commission<br>File Number) | (I.R.S. Employer<br>Identification No.) |

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**1510 Main Street**

**Shoemakersville, PA 19555**

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(Address of Principal Executive

Offices) (Zip Code)

Registrant's telephone number, including area code: **(707) 765-9990**

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| Title of each class | Trading symbol(s) | Name of each exchange on which registered |
| Common Stock, $0.0001 par value per share | HYFM | Nasdaq Stock Market LLC |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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**Item 8.01. Other Events.**

On June 16, 2026, Hydrofarm Holdings Group, Inc. (the "Company") received a letter from The Nasdaq Stock Market LLC ("Nasdaq") indicating that, based on Nasdaq's review of the Company's plan submitted on May 18, 2026 and related materials submitted on June 8, 2026, Nasdaq has granted the Company an extension to regain compliance with Nasdaq Listing Rule 5550(b) (the "Rule"). The Rule requires a company to maintain a minimum of $2,500,000 in stockholders' equity, a market value of listed securities of at least $35,000,000, or net income from continuing operations of $500,000 in the most recently completed fiscal year or in two of the three most recently completed fiscal years.

Nasdaq stated that if the Company fails to evidence compliance with the Rule upon filing its periodic report for the three months ended September 30, 2026 with the Securities and Exchange Commission ("SEC") and Nasdaq, the Company may be subject to delisting. In such event, Nasdaq rules permit the Company to appeal any delisting determination to a Nasdaq Hearings Panel.

Nasdaq's extension is conditioned among other things on the Company entering into definitive agreements for effecting certain strategic transactions, and furnishing to the SEC and Nasdaq a publicly available report that includes certain disclosures regarding the deficiency and the transaction or event that the Company believes enabled it to satisfy the stockholders' equity requirement for continued listing. Nasdaq's letter provides that the Company may be required to include, as applicable, a balance sheet no older than 60 days with pro forma adjustments evidencing compliance with the stockholders' equity requirement. The Nasdaq extension is conditioned upon meeting certain specified timeframes to evidence compliance with the Rule.

There can be no assurance that the Company will be able to regain compliance with the Rule, or maintain compliance thereafter, or that Nasdaq will continue to grant the Company additional time to regain compliance.

*Forward Looking Statements*

This Current Report on Form 8-K contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, Section 21E of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the Private Securities Litigation Reform Act of 1995. These statements include statements made about the Company's intent or ability to regain compliance with the minimum stockholders' equity requirement and other continued listing requirements. Such statements are based on current assumptions that involve risks and uncertainties that could cause actual outcomes and results to differ materially. These risks and uncertainties, many of which are beyond the Company's control, include risks described in the section entitled "Risk Factors" and elsewhere in the Company's Annual Report on Form 10-K filing made with the SEC on March 27, 2026, and the Company's other Exchange Act filings. In addition, these forward-looking statements may be subject to risks and uncertainties related to the Company's ability to meet the continued listing standards of the Nasdaq Capital Market; the Company's ability to consummate certain strategic transactions; the Company's current level of indebtedness; the Company's ability to maintain and preserve liquidity due to a variety of reasons, including industry conditions such as oversupply, fluctuations in the price of products and competitive industry pressures; and the Company's ability to access additional sources of capital. These forward-looking statements speak only as of the date hereof and should not be unduly relied upon. The Company disclaims any obligation to update these forward-looking statements. All forward-looking statements in this document are qualified in their entirety by this cautionary statement.

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | | |
|:---|:---|:---|:---|
|  | **Hydrofarm Holdings Group, Inc.** | **Hydrofarm Holdings Group, Inc.** | **Hydrofarm Holdings Group, Inc.** |
| Date: June 22, 2026 | By: | /s/ William Toler | /s/ William Toler |
|  |  | Name: | William Toler |
|  |  | Title: | Chief Executive Officer & Chairman of the Board of Directors |
|  |  |  | (Principal Executive Officer) |

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