# EDGAR Filing Document

**Accession Number:** 0000913760
**File Stem:** 0000913760-25-000166
**Filing Date:** 2025-8
**Character Count:** 40976
**Document Hash:** 684683c9f3a0040055635717b1765292
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000913760-25-000166.hdr.sgml**: 20250813

**ACCESSION NUMBER**: 0000913760-25-000166

**CONFORMED SUBMISSION TYPE**: 13F-HR/A

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20231231

**FILED AS OF DATE**: 20250813

**DATE AS OF CHANGE**: 20250813

**EFFECTIVENESS DATE**: 20250813

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** StoneX Group Inc.
- **CENTRAL INDEX KEY:** 0000913760
- **STANDARD INDUSTRIAL CLASSIFICATION:** SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
- **ORGANIZATION NAME:** 09 Crypto Assets
- **EIN:** 592921318
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** 13F-HR/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-17573
- **FILM NUMBER:** 251210083

**BUSINESS ADDRESS:**
- **STREET 1:** 230 PARK AVE
- **STREET 2:** 10TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10169
- **BUSINESS PHONE:** 212-485-3500

**MAIL ADDRESS:**
- **STREET 1:** 230 PARK AVE
- **STREET 2:** 10TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10169

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INTL FCSTONE INC.
- **DATE OF NAME CHANGE:** 20110302

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INTERNATIONAL ASSETS HOLDING CORP
- **DATE OF NAME CHANGE:** 19931020

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2023

**Check here if Amendment** [x] **Amendment Number:** 2

**This Amendment (Check only one.):** [ ] is a restatement.

[x] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** StoneX Group Inc.<br>**Address:** 230 Park Ave<br>10th Floor<br>New York, NY 10169

**Form 13F File Number:** 028-17573

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** John Calvano<br>**Title:** CCO StoneX Advisors Inc.  Trust Advisory Group Ltd.<br>**Phone:** 2054143367

**Signature, Place, and Date of Signing:**

John Calvano  Birmingham, AL  08-13-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 2

**Form 13F Information Table Entry Total:** 361

**Form 13F Information Table Value Total:** $187210212

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                  | Form 13F File Number   |
|:---|:---|:---|
|  | StoneX Advisors Inc.  | 028-17766              |
|  | STONEX FINANCIAL INC. | 028-21283              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| WHEELER REAL ESTATE INVT TR | COM | 963025887 |  | 7622 | 24981 | SH |  | DFND | 2 | 24981 | 0 | 0 |
| EATON CORP PLC | SHS | G29183103 |  | 200121 | 831 | SH |  | DFND | 12 | 16 | 0 | 815 |
| BUILDERS FIRSTSOURCE INC | COM | 12008R107 |  | 703151 | 4212 | SH |  | DFND | 12 | 14 | 0 | 4198 |
| WALGREENS BOOTS ALLIANCE INC | COM | 931427108 |  | 225454 | 8635 | SH |  | DFND | 12 | 3 | 0 | 8632 |
| BLEUACACIA LTD | *W EXP 10/30/202 | G11728113 |  | 2490 | 125121 | SH |  | DFND | 2 | 125121 | 0 | 0 |
| UNITED RENTALS INC | COM | 911363109 |  | 229179 | 400 | SH |  | DFND | 12 | 7 | 0 | 393 |
| BANK AMERICA CORP | 7.25%CNV PFD L | 060505682 |  | 1102719 | 901 | SH |  | DFND | 12 | 5 | 0 | 896 |
| INVESCO EXCH TRADED FD TR II | S LOW VOL | 46138E354 |  | 428720 | 6842 | SH |  | DFND | 12 | 3 | 0 | 6839 |
| IDEX CORP | COM | 45167R104 |  | 272875 | 1257 | SH |  | DFND | 12 | 7 | 0 | 1250 |
| ROCKWELL AUTOMATION INC | COM | 773903109 |  | 226929 | 731 | SH |  | DFND | 12 | 9 | 0 | 722 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 336797 | 4373 | SH |  | DFND | 12 | 2587 | 0 | 1786 |
| BLUE OCEAN ACQUISITION CORP | *W EXP 12/02/202 | G1330L121 |  | 712 | 35589 | SH |  | DFND | 2 | 35589 | 0 | 0 |
| COLISEUM ACQUISITION CORP | *W EXP 08/22/202 | G2263T107 |  | 2382 | 59559 | SH |  | DFND | 2 | 59559 | 0 | 0 |
| RTX CORPORATION | COM | 75513E101 |  | 617130 | 7336 | SH |  | DFND | 12 | 1 | 0 | 7335 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 201783 | 2362 | SH |  | DFND | 12 | 761 | 0 | 1601 |
| ENPHYS ACQUISITION CORP | *W EXP 99/99/999 | G3167L117 |  | 786 | 15715 | SH |  | DFND | 2 | 15715 | 0 | 0 |
| CENTENE CORP DEL | COM | 15135B101 |  | 278510 | 3753 | SH |  | DFND | 12 | 81 | 0 | 3672 |
| ON SEMICONDUCTOR CORP | COM | 682189105 |  | 272475 | 3262 | SH |  | DFND | 12 | 1 | 0 | 3261 |
| NORFOLK SOUTHN CORP | COM | 655844108 |  | 226576 | 959 | SH |  | DFND | 12 | 10 | 0 | 949 |
| NUCOR CORP | COM | 670346105 |  | 235620 | 1350 | SH |  | DFND | 12 | 1 | 0 | 1349 |
| CONSTELLATION ACQUISITN CORP | *W EXP 01/29/202 | G2R18K113 |  | 766 | 40300 | SH |  | DFND | 2 | 40300 | 0 | 0 |
| M  T BK CORP | COM | 55261F104 |  | 258937 | 1889 | SH |  | DFND | 12 | 1 | 0 | 1888 |
| GENERAL ELECTRIC CO | COM NEW | 369604301 |  | 486036 | 3806 | SH |  | DFND | 12 | 1 | 0 | 3805 |
| FINNOVATE ACQUISITION CORP | *W EXP 09/30/202 | G3R34K111 |  | 352 | 50311 | SH |  | DFND | 2 | 50311 | 0 | 0 |
| SMUCKER J M CO | COM NEW | 832696405 |  | 303850 | 2404 | SH |  | DFND | 12 | 1 | 0 | 2403 |
| NXP SEMICONDUCTORS N V | COM | N6596X109 |  | 312971 | 1357 | SH |  | DFND | 12 | 11 | 0 | 1346 |
| DEERE  CO | COM | 244199105 |  | 621315 | 1548 | SH |  | DFND | 12 | 6 | 0 | 1542 |
| UNION PAC CORP | COM | 907818108 |  | 741017 | 3017 | SH |  | DFND | 12 | 12 | 0 | 3005 |
| FTAC EMERALD ACQUISITION COR | *W EXP 10/19/202 | 29103K118 |  | 3158 | 55300 | SH |  | DFND | 2 | 55300 | 0 | 0 |
| EXCELFIN ACQUISITION CORP | *W EXP 10/25/202 | 30069X110 |  | 541 | 26788 | SH |  | DFND | 2 | 26788 | 0 | 0 |
| POWER  DIGITAL INFRASTRUCTU | *W EXP 12/09/202 | 73919C118 |  | 1555 | 62211 | SH |  | DFND | 2 | 62211 | 0 | 0 |
| APPLIED MATLS INC | COM | 038222105 |  | 1243742 | 7674 | SH |  | DFND | 12 | 1 | 0 | 7673 |
| NUVEEN MUN VALUE FD INC | COM | 670928100 |  | 166499 | 19360 | SH |  | DFND | 12 | 14285 | 0 | 5075 |
| FEDEX CORP | COM | 31428X106 |  | 710508 | 2795 | SH |  | DFND | 12 | 1 | 0 | 2794 |
| SNDL INC | COM | 83307B101 |  | 19278 | 11755 | SH |  | DFND | 12 | 11639 | 0 | 116 |
| BARINGS BDC INC | COM | 06759L103 |  | 101527 | 11833 | SH |  | DFND | 2 | 11833 | 0 | 0 |
| PROSHARES TR | PSHS ULTRUSS2000 | 74347R842 |  | 218217 | 5735 | SH |  | DFND | 2 | 5735 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 1927477 | 7403 | SH |  | DFND | 12 | 19 | 0 | 7384 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 689100 | 11345 | SH |  | DFND | 12 | 1475 | 0 | 9870 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 354922 | 1895 | SH |  | DFND | 12 | 291 | 0 | 1604 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 |  | 346005 | 6863 | SH |  | DFND | 12 | 1465 | 0 | 5398 |
| NUVEEN FLOATING RATE INCOME | COM | 67072T108 |  | 96470 | 11736 | SH |  | DFND | 12 | 10986 | 0 | 750 |
| FIRST TR EXCHANGE TRADED FD | INDXX NEXTG ETF | 33737K205 |  | 259338 | 3361 | SH |  | DFND | 12 | 582 | 0 | 2779 |
| NUSHARES ETF TR | NUVEEN ESG SMLCP | 67092P607 |  | 269790 | 6900 | SH |  | DFND | 2 | 6900 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | CBOE EQT DEP NOV | 33740F839 |  | 419685 | 10839 | SH |  | DFND | 12 | 1571 | 0 | 9268 |
| NOCO NOCO INC | COM CL A | G7243P109 |  | 2315 | 12495 | SH |  | DFND | 2 | 12495 | 0 | 0 |
| WASTE MGMT INC DEL | COM | 94106L109 |  | 378193 | 2112 | SH |  | DFND | 12 | 2 | 0 | 2110 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 668468 | 2852 | SH |  | DFND | 12 | 4 | 0 | 2848 |
| SUNPOWER CORP | COM | 867652406 |  | 70523 | 14601 | SH |  | DFND | 12 | 14301 | 0 | 300 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 |  | 1449282 | 85941 | SH |  | DFND | 12 | 3277 | 0 | 82664 |
| FIRST TR EXCH TRADED FD III | MANAGD MUN ETF | 33739N108 |  | 212253 | 4106 | SH |  | DFND | 12 | 401 | 0 | 3705 |
| ISHARES TR | EAFE GRWTH ETF | 464288885 |  | 627915 | 6483 | SH |  | DFND | 12 | 412 | 0 | 6071 |
| SPDR S MIDCAP 400 ETF TR | UTSER1 S | 78467Y107 |  | 404345 | 794 | SH |  | DFND | 12 | 62 | 0 | 732 |
| PROSHARES TR | ULTRAPRO QQQ | 74347X831 |  | 423700 | 8357 | SH |  | DFND | 2 | 8357 | 0 | 0 |
| ARM HOLDINGS PLC | SPONSORED ADR | 042068205 |  | 206574 | 2749 | SH |  | DFND | 2 | 2749 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | VEST US BUFFER | 33740F862 |  | 456844 | 11244 | SH |  | DFND | 12 | 4700 | 0 | 6544 |
| IONQ INC | COM | 46222L108 |  | 386989 | 31234 | SH |  | DFND | 12 | 935 | 0 | 30299 |
| LOWES COS INC | COM | 548661107 |  | 1849648 | 8311 | SH |  | DFND | 12 | 63 | 0 | 8248 |
| INTUIT | COM | 461202103 |  | 298079 | 477 | SH |  | DFND | 12 | 64 | 0 | 413 |
| LILIUM N V | CLASS A ORD SHS | N52586109 |  | 13924 | 11800 | SH |  | DFND | 2 | 11800 | 0 | 0 |
| AGNICO EAGLE MINES LTD | COM | 008474108 |  | 285001 | 5196 | SH |  | DFND | 12 | 4583 | 0 | 613 |
| ISHARES TR | INTL SEL DIV ETF | 464288448 |  | 320230 | 11441 | SH |  | DFND | 12 | 2055 | 0 | 9386 |
| COEUR MNG INC | COM NEW | 192108504 |  | 84167 | 25818 | SH |  | DFND | 12 | 13098 | 0 | 12720 |
| CANOO INC | COM CL A | 13803R102 |  | 34905 | 135710 | SH |  | DFND | 12 | 1274 | 0 | 134436 |
| INVESCO EXCHANGE TRADED FD T | S 500 TOP 50 | 46137V233 |  | 259514 | 6880 | SH |  | DFND | 2 | 6880 | 0 | 0 |
| CLOVER HEALTH INVESTMENTS CO | COM CL A | 18914F103 |  | 12758 | 13400 | SH |  | DFND | 2 | 13400 | 0 | 0 |
| WISDOMTREE TR | US QTLY DIV GRT | 97717X669 |  | 248541 | 3536 | SH |  | DFND | 12 | 16 | 0 | 3520 |
| ETF SER SOLUTIONS | DEFIANCE QUANT | 26922A420 |  | 281248 | 5177 | SH |  | DFND | 12 | 4046 | 0 | 1131 |
| CARNIVAL CORP | UNIT 99/99/9999 | 143658300 |  | 268459 | 14480 | SH |  | DFND | 12 | 5632 | 0 | 8848 |
| ISHARES TR | IBONDS 24 TRM TS | 46436E874 |  | 218104 | 9141 | SH |  | DFND | 12 | 146 | 0 | 8995 |
| IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 |  | 121942 | 14999 | SH |  | DFND | 2 | 14999 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 92206C847 |  | 366042 | 5949 | SH |  | DFND | 2 | 5949 | 0 | 0 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 816204 | 7593 | SH |  | DFND | 12 | 406 | 0 | 7187 |
| INVESTMENT MANAGERS SER TR I | AXS 1.25X NVDA N | 46144X420 |  | 409970 | 14098 | SH |  | DFND | 2 | 14098 | 0 | 0 |
| NORWEGIAN CRUISE LINE HLDG L | SHS | G66721104 |  | 240039 | 11978 | SH |  | DFND | 12 | 10055 | 0 | 1923 |
| RIO TINTO PLC | SPONSORED ADR | 767204100 |  | 550937 | 7399 | SH |  | DFND | 12 | 556 | 0 | 6843 |
| COINBASE GLOBAL INC | COM CL A | 19260Q107 |  | 266967 | 1535 | SH |  | DFND | 12 | 1258 | 0 | 277 |
| PROSHARES TR II | ULSHT BLOOMB GAS | 74347Y813 |  | 234083 | 2428 | SH |  | DFND | 2 | 2428 | 0 | 0 |
| NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 |  | 174936 | 14800 | SH |  | DFND | 2 | 14800 | 0 | 0 |
| AUTODESK INC | COM | 052769106 |  | 390951 | 1606 | SH |  | DFND | 12 | 85 | 0 | 1521 |
| EDWARDS LIFESCIENCES CORP | COM | 28176E108 |  | 437140 | 5734 | SH |  | DFND | 12 | 102 | 0 | 5632 |
| LUMEN TECHNOLOGIES INC | COM | 550241103 |  | 25369 | 13863 | SH |  | DFND | 2 | 13863 | 0 | 0 |
| SPDR SER TR | BLOOMBERG SHT TE | 78468R408 |  | 213695 | 8500 | SH |  | DFND | 12 | 2277 | 0 | 6223 |
| PROSHARES TR | ULTRAPRO SHORT S | 74347B110 |  | 88580 | 10300 | SH |  | DFND | 2 | 10300 | 0 | 0 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 |  | 322133 | 3258 | SH |  | DFND | 12 | 1355 | 0 | 1903 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 |  | 343284 | 11070 | SH |  | DFND | 12 | 1294 | 0 | 9776 |
| ANALOG DEVICES INC | COM | 032654105 |  | 1543809 | 7776 | SH |  | DFND | 12 | 12 | 0 | 7764 |
| X4 PHARMACEUTICALS INC | COM | 98420X103 |  | 9853 | 11751 | SH |  | DFND | 2 | 11751 | 0 | 0 |
| SEA LTD | SPONSORD ADS | 81141R100 |  | 277871 | 6861 | SH |  | DFND | 12 | 1820 | 0 | 5041 |
| ISHARES TR | GRWT ALLOCAT ETF | 464289867 |  | 341267 | 6416 | SH |  | DFND | 12 | 676 | 0 | 5740 |
| ZSCALER INC | COM | 98980G102 |  | 487210 | 2199 | SH |  | DFND | 12 | 35 | 0 | 2164 |
| FIRST TR EXCHANGE TRADED FD | WTR ETF | 33733B100 |  | 776231 | 8174 | SH |  | DFND | 12 | 382 | 0 | 7792 |
| ISHARES TR | SHORT TREAS BD | 464288679 |  | 588811 | 5347 | SH |  | DFND | 12 | 1838 | 0 | 3509 |
| ORACLE CORP | COM | 68389X105 |  | 548083 | 5199 | SH |  | DFND | 12 | 151 | 0 | 5048 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 |  | 630687 | 1303 | SH |  | DFND | 12 | 14 | 0 | 1289 |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 744573106 |  | 272254 | 4452 | SH |  | DFND | 12 | 1133 | 0 | 3319 |
| BP PLC | SPONSORED ADR | 055622104 |  | 394174 | 11135 | SH |  | DFND | 12 | 6333 | 0 | 4802 |
| NIKOLA CORP | COM | 654110105 |  | 12413 | 14189 | SH |  | DFND | 12 | 12073 | 0 | 2116 |
| NIKE INC | CL B | 654106103 |  | 622514 | 5714 | SH |  | DFND | 12 | 83 | 0 | 5631 |
| AIR PRODS  CHEMS INC | COM | 009158106 |  | 359522 | 1305 | SH |  | DFND | 12 | 51 | 0 | 1254 |
| BLACKBERRY LTD | COM | 09228F103 |  | 54792 | 15478 | SH |  | DFND | 12 | 14993 | 0 | 485 |
| DOUYU INTL HLDGS LTD | SPONSORED ADS | 25985W105 |  | 14060 | 14800 | SH |  | DFND | 2 | 14800 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 1774755 | 5014 | SH |  | DFND | 12 | 88 | 0 | 4926 |
| RENAISSANCE CAP GREENWICH FD | IPO ETF | 759937204 |  | 366918 | 9730 | SH |  | DFND | 12 | 2373 | 0 | 7357 |
| SHOPIFY INC | CL A | 82509L107 |  | 615488 | 7901 | SH |  | DFND | 12 | 1830 | 0 | 6071 |
| SOLID POWER INC | CLASS A COM | 83422N105 |  | 18892 | 13029 | SH |  | DFND | 2 | 13029 | 0 | 0 |
| PROLOGIS INC. | COM | 74340W103 |  | 360825 | 2708 | SH |  | DFND | 12 | 44 | 0 | 2664 |
| VICI PPTYS INC | COM | 925652109 |  | 206720 | 6401 | SH |  | DFND | 12 | 1 | 0 | 6400 |
| 3M CO | COM | 88579Y101 |  | 895174 | 8189 | SH |  | DFND | 12 | 2 | 0 | 8187 |
| FIRST TR EXCHANGE TRADED FD | US EQTY OPPT ETF | 336920103 |  | 298284 | 3111 | SH |  | DFND | 12 | 507 | 0 | 2604 |
| VANECK ETF TRUST | JUNIOR GOLD MINE | 92189F791 |  | 320226 | 8447 | SH |  | DFND | 12 | 5122 | 0 | 3325 |
| VICTORY PORTFOLIOS II | VCSHS US SMCP HG | 92647N873 |  | 540496 | 9657 | SH |  | DFND | 12 | 2 | 0 | 9655 |
| WM TECHNOLOGY INC | COM | 92971A109 |  | 7204 | 10001 | SH |  | DFND | 2 | 10001 | 0 | 0 |
| NUVEEN PFD  INCOME OPPORTUN | COM | 67073B106 |  | 82959 | 12272 | SH |  | DFND | 12 | 9728 | 0 | 2544 |
| LUMINAR TECHNOLOGIES INC | COM CL A | 550424105 |  | 48538 | 14403 | SH |  | DFND | 2 | 14403 | 0 | 0 |
| AIRBNB INC | COM CL A | 009066101 |  | 255671 | 1878 | SH |  | DFND | 12 | 228 | 0 | 1650 |
| ISHARES TR | ESG AWRE USD ETF | 46435G193 |  | 349050 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| BLACKROCK INNOVATION AND GRW | SHS BEN INT | 09260Q108 |  | 77529 | 10577 | SH |  | DFND | 2 | 10577 | 0 | 0 |
| GOAL ACQUISITIONS CORP | *W EXP 02/11/202 | 38021H115 |  | 110 | 36593 | SH |  | DFND | 2 | 36593 | 0 | 0 |
| VERMILION ENERGY INC | COM | 923725105 |  | 142525 | 11818 | SH |  | DFND | 2 | 11818 | 0 | 0 |
| ADOBE INC | COM | 00724F101 |  | 1103784 | 1850 | SH |  | DFND | 12 | 418 | 0 | 1432 |
| GENERAL MLS INC | COM | 370334104 |  | 417477 | 6409 | SH |  | DFND | 12 | 33 | 0 | 6376 |
| NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 |  | 151943 | 13813 | SH |  | DFND | 2 | 13813 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 11452572 | 27912 | SH |  | DFND | 12 | 966 | 0 | 26946 |
| PNC FINL SVCS GROUP INC | COM | 693475105 |  | 396182 | 2558 | SH |  | DFND | 12 | 5 | 0 | 2553 |
| DOLLAR GEN CORP NEW | COM | 256677105 |  | 211658 | 1557 | SH |  | DFND | 12 | 21 | 0 | 1536 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 |  | 812679 | 17113 | SH |  | DFND | 12 | 8914 | 0 | 8199 |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 |  | 828715 | 9453 | SH |  | DFND | 12 | 121 | 0 | 9332 |
| CISO GLOBAL INC | COM | 15672X102 |  | 1412 | 13898 | SH |  | DFND | 2 | 13898 | 0 | 0 |
| VANGUARD WORLD FDS | UTILITIES ETF | 92204A876 |  | 422869 | 3085 | SH |  | DFND | 12 | 1773 | 0 | 1312 |
| TERRAN ORBITAL CORPORATION | COM | 88105P103 |  | 14109 | 12376 | SH |  | DFND | 2 | 12376 | 0 | 0 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 |  | 715710 | 4861 | SH |  | DFND | 12 | 11 | 0 | 4850 |
| RITHM CAPITAL CORP | COM NEW | 64828T201 |  | 148347 | 13879 | SH |  | DFND | 12 | 13400 | 0 | 479 |
| GSK PLC | SPONSORED ADR | 37733W204 |  | 267319 | 7197 | SH |  | DFND | 12 | 5474 | 0 | 1723 |
| NOKIA CORP | SPONSORED ADR | 654902204 |  | 52467 | 15341 | SH |  | DFND | 12 | 9189 | 0 | 6152 |
| TARGET CORP | COM | 87612E106 |  | 1354174 | 9511 | SH |  | DFND | 12 | 24 | 0 | 9487 |
| JETBLUE AWYS CORP | COM | 477143101 |  | 77151 | 13901 | SH |  | DFND | 2 | 13901 | 0 | 0 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 264362 | 2255 | SH |  | DFND | 12 | 235 | 0 | 2020 |
| ISHARES TR | MBS ETF | 464288588 |  | 481124 | 5114 | SH |  | DFND | 12 | 852 | 0 | 4262 |
| DRAFTKINGS INC NEW | COM CL A | 26142V105 |  | 547644 | 15536 | SH |  | DFND | 12 | 14194 | 0 | 1342 |
| BAKKT HOLDINGS INC | COM CL A | 05759B107 |  | 26947 | 12084 | SH |  | DFND | 2 | 12084 | 0 | 0 |
| VERTEX PHARMACEUTICALS INC | COM | 92532F100 |  | 311271 | 765 | SH |  | DFND | 12 | 62 | 0 | 703 |
| NETFLIX INC | COM | 64110L106 |  | 851553 | 1749 | SH |  | DFND | 12 | 18 | 0 | 1731 |
| REGIONS FINANCIAL CORP NEW | COM | 7591EP100 |  | 247319 | 12648 | SH |  | DFND | 12 | 3447 | 0 | 9201 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 445859 | 1512 | SH |  | DFND | 12 | 1300 | 0 | 212 |
| INSIGHT ACQUISITION CORP | *W EXP 08/26/202 | 45784L118 |  | 408 | 20190 | SH |  | DFND | 2 | 20190 | 0 | 0 |
| HAYMAKER ACQUISITION CORP IV | CLASS A | G4375F108 |  | 2473327 | 241065 | SH |  | DFND | 2 | 241065 | 0 | 0 |
| JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | G50737124 |  | 1318 | 33200 | SH |  | DFND | 2 | 33200 | 0 | 0 |
| 99 ACQUISITION GROUP INC | *W EXP 08/25/202 | 65445K119 |  | 655 | 44288 | SH |  | DFND | 2 | 44288 | 0 | 0 |
| PAPAYA GRWT OPPORTUNITY CORP | *W EXP 12/31/202 | 69882P110 |  | 4400 | 220000 | SH |  | DFND | 2 | 220000 | 0 | 0 |
| SPREE ACQUISITION CORP 1 LTD | *W EXP 12/22/202 | G83745128 |  | 900 | 30000 | SH |  | DFND | 2 | 30000 | 0 | 0 |
| ARES ACQUISITION CORP II | *W EXP 99/99/999 | G33033120 |  | 2282 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| ALTITUDE ACQUISITION CORP | *W EXP 11/30/202 | 02156Y111 |  | 759 | 33000 | SH |  | DFND | 2 | 33000 | 0 | 0 |
| TRISTAR ACQUISITION I CORP | CL A ORD SHS | G9074V106 |  | 540329 | 50100 | SH |  | DFND | 2 | 50100 | 0 | 0 |
| HH ACQUISITION CO | *W EXP 02/04/202 | G39714129 |  | 250 | 10000 | SH |  | DFND | 2 | 10000 | 0 | 0 |
| CONCORD ACQUISITION CORP II | COM CL A | 20607U108 |  | 260538 | 25100 | SH |  | DFND | 2 | 25100 | 0 | 0 |
| MOUNTAIN  CO I ACQUISITN CO | *W EXP 09/30/202 | G6301J112 |  | 858 | 27582 | SH |  | DFND | 2 | 27582 | 0 | 0 |
| SPARK I ACQUISITION CORP | ORD SHS | G8316B100 |  | 761534 | 75102 | SH |  | DFND | 2 | 75102 | 0 | 0 |
| ALPHA STAR ACQUISITION CORP | *W EXP 12/13/202 | G0230C116 |  | 1953 | 260463 | SH |  | DFND | 2 | 260463 | 0 | 0 |
| GLOBALINK INVT INC | COM | 37892F109 |  | 271000 | 25000 | SH |  | DFND | 2 | 25000 | 0 | 0 |
| PRIVETERRA ACQUISITION CORP | *W EXP 01/07/202 | 876545112 |  | 539 | 30800 | SH |  | DFND | 2 | 30800 | 0 | 0 |
| FUTURE HEALTH ESG CORP | *W EXP 99/99/999 | 36118W110 |  | 310 | 20000 | SH |  | DFND | 2 | 20000 | 0 | 0 |
| NEWCOURT ACQUISITION CORP | *W EXP 01/22/202 | G6448C129 |  | 1920 | 120000 | SH |  | DFND | 2 | 120000 | 0 | 0 |
| AI TRANSN ACQUISITION CORP | UNIT 99/99/9999 | G01490138 |  | 1633336 | 160131 | SH |  | DFND | 2 | 160131 | 0 | 0 |
| KEYARCH ACQUISITION CORP | *W EXP 01/24/202 | G5260A112 |  | 2446 | 139794 | SH |  | DFND | 2 | 139794 | 0 | 0 |
| QUADRO ACQUISITION ONE CORP | *W EXP 06/30/202 | G52807115 |  | 3124 | 177500 | SH |  | DFND | 2 | 177500 | 0 | 0 |
| GLOBAL LIGHTS ACQUISITION CO | ORD SHS | G3937F101 |  | 658839 | 65361 | SH |  | DFND | 2 | 65361 | 0 | 0 |
| NORTHERN REVIVAL ACQUISITION | *W EXP 01/31/202 | G6546R119 |  | 207 | 20500 | SH |  | DFND | 2 | 20500 | 0 | 0 |
| SEMPER PARATUS ACQUISITION C | *W EXP 11/04/202 | G8028L131 |  | 1000 | 25000 | SH |  | DFND | 2 | 25000 | 0 | 0 |
| INTEGRATED WELLNESS ACQ CORP | *W EXP 10/31/202 | G4828B118 |  | 1750 | 50000 | SH |  | DFND | 2 | 50000 | 0 | 0 |
| SCREAMING EAGLE ACQUISITN CO | CLASS A ORD SHS | G79407105 |  | 212000 | 20000 | SH |  | DFND | 2 | 20000 | 0 | 0 |
| BLEUACACIA LTD | RIGHT 10/30/2026 | G11728139 |  | 2000 | 40000 | SH |  | DFND | 2 | 40000 | 0 | 0 |
| FRONTIER INVESTMENT CORP | *W EXP 06/29/202 | G36816125 |  | 500 | 25000 | SH |  | DFND | 2 | 25000 | 0 | 0 |
| BOWEN ACQUISITION CORP | SHS | G12729110 |  | 438259 | 42467 | SH |  | DFND | 2 | 42467 | 0 | 0 |
| ALTENERGY ACQUISITION CORP | *W EXP 10/29/202 | 02157M116 |  | 740 | 20000 | SH |  | DFND | 2 | 20000 | 0 | 0 |
| BLUERIVER ACQUISITION CORP | *W EXP 01/04/202 | G1261Q115 |  | 2004 | 50482 | SH |  | DFND | 2 | 50482 | 0 | 0 |
| PEARL HOLDINGS ACQUISITN COR | *W EXP 12/15/202 | G44525114 |  | 401 | 10000 | SH |  | DFND | 2 | 10000 | 0 | 0 |
| FOCUS IMPACT BH3 ACQUISITION | *W EXP 10/04/202 | 22677T110 |  | 2430 | 40500 | SH |  | DFND | 2 | 40500 | 0 | 0 |
| EDIFY ACQUISITION CORP | *W EXP 11/25/202 | 28059Q111 |  | 360 | 25000 | SH |  | DFND | 2 | 25000 | 0 | 0 |
| AP ACQUISITION CORP | *W EXP 12/07/202 | G04058114 |  | 641 | 25643 | SH |  | DFND | 2 | 25643 | 0 | 0 |
| ATLANTIC COASTAL ACQUISTN CO | *W EXP 03/02/202 | 048453112 |  | 1978 | 75800 | SH |  | DFND | 2 | 75800 | 0 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 3316261 | 4912 | SH |  | DFND | 1 | 0 | 0 | 4912 |
| ABBOTT LABS | COM | 002824100 |  | 840401 | 7635 | SH |  | DFND | 1 | 0 | 0 | 7635 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 |  | 695663 | 1982 | SH |  | DFND | 1 | 0 | 0 | 1982 |
| BLACKROCK INC | COM | 09247X101 |  | 1442928 | 1778 | SH |  | DFND | 1 | 0 | 0 | 1778 |
| BOEING CO | COM | 097023105 |  | 864886 | 3318 | SH |  | DFND | 1 | 0 | 0 | 3318 |
| BROADCOM INC | COM | 11135F101 |  | 3150748 | 2823 | SH |  | DFND | 1 | 0 | 0 | 2823 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 355522 | 3063 | SH |  | DFND | 1 | 0 | 0 | 3063 |
| CONSTELLATION ENERGY CORP | COM | 21037T109 |  | 243354 | 2082 | SH |  | DFND | 1 | 0 | 0 | 2082 |
| DANAHER CORPORATION | COM | 235851102 |  | 513944 | 2219 | SH |  | DFND | 1 | 0 | 0 | 2219 |
| DICKS SPORTING GOODS INC | COM | 253393102 |  | 1180129 | 7989 | SH |  | DFND | 1 | 0 | 0 | 7989 |
| ELI LILLY  CO | COM | 532457108 |  | 3489985 | 5987 | SH |  | DFND | 1 | 0 | 0 | 5987 |
| HONEYWELL INTL INC | COM | 438516106 |  | 1552364 | 7402 | SH |  | DFND | 1 | 0 | 0 | 7402 |
| KIMBERLY-CLARK CORP | COM | 494368103 |  | 247494 | 2017 | SH |  | DFND | 1 | 0 | 0 | 2017 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 2447024 | 5399 | SH |  | DFND | 1 | 0 | 0 | 5399 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 1815542 | 4257 | SH |  | DFND | 1 | 0 | 0 | 4257 |
| MCDONALDS CORP | COM | 580135101 |  | 2812082 | 9484 | SH |  | DFND | 1 | 0 | 0 | 9484 |
| PRUDENTIAL FINL INC | COM | 744320102 |  | 358306 | 3455 | SH |  | DFND | 1 | 0 | 0 | 3455 |
| SALESFORCE INC | COM | 79466L302 |  | 1324350 | 5033 | SH |  | DFND | 1 | 0 | 0 | 5033 |
| STARBUCKS CORP | COM | 855244109 |  | 825282 | 8596 | SH |  | DFND | 1 | 0 | 0 | 8596 |
| TEXAS INSTRS INC | COM | 882508104 |  | 648833 | 3806 | SH |  | DFND | 1 | 0 | 0 | 3806 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 930418 | 1752 | SH |  | DFND | 1 | 0 | 0 | 1752 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 2770941 | 5263 | SH |  | DFND | 1 | 0 | 0 | 5263 |
| CUMMINS INC | COM | 231021106 |  | 1106574 | 4619 | SH |  | DFND | 1 | 0 | 0 | 4619 |
| IMPERIAL OIL LTD | COM NEW | 453038408 |  | 394731 | 6854 | SH |  | DFND | 1 | 0 | 0 | 6854 |
| MEDTRONIC PLC | SHS | G5960L103 |  | 450844 | 5428 | SH |  | DFND | 1 | 0 | 0 | 5428 |
| STRYKER CORPORATION | COM | 863667101 |  | 333202 | 1110 | SH |  | DFND | 1 | 0 | 0 | 1110 |
| WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 |  | 1257751 | 1052 | SH |  | DFND | 1 | 0 | 0 | 1052 |
| SPDR SER TR | S DIVID ETF | 78464A763 |  | 797534 | 6382 | SH |  | DFND | 1 | 0 | 0 | 6382 |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 33733E104 |  | 8717977 | 108754 | SH |  | DFND | 1 | 0 | 0 | 108754 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740F698 |  | 356670 | 9772 | SH |  | DFND | 1 | 0 | 0 | 9772 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740F714 |  | 265218 | 6981 | SH |  | DFND | 1 | 0 | 0 | 6981 |
| INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 46137V100 |  | 297235 | 3225 | SH |  | DFND | 1 | 0 | 0 | 3225 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 512940 | 1692 | SH |  | DFND | 1 | 0 | 0 | 1692 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 |  | 830480 | 5051 | SH |  | DFND | 1 | 0 | 0 | 5051 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 636890 | 4321 | SH |  | DFND | 1 | 0 | 0 | 4321 |
| AMERICAN ELEC PWR CO INC | COM | 025537101 |  | 801060 | 9863 | SH |  | DFND | 1 | 0 | 0 | 9863 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 |  | 1140750 | 5243 | SH |  | DFND | 1 | 0 | 0 | 5243 |
| AMERICAN WTR WKS CO INC NEW | COM | 030420103 |  | 524418 | 3973 | SH |  | DFND | 1 | 0 | 0 | 3973 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 |  | 364315 | 4997 | SH |  | DFND | 1 | 0 | 0 | 4997 |
| ARTISAN PARTNERS ASSET MGMT | CL A | 04316A108 |  | 491752 | 11131 | SH |  | DFND | 1 | 0 | 0 | 11131 |
| ATMOS ENERGY CORP | COM | 049560105 |  | 786617 | 6787 | SH |  | DFND | 1 | 0 | 0 | 6787 |
| BARRICK GOLD CORP | COM | 067901108 |  | 206072 | 11392 | SH |  | DFND | 1 | 0 | 0 | 11392 |
| BP PRUDHOE BAY RTY TR | UNIT BEN INT | 055630107 |  | 95792 | 38782 | SH |  | DFND | 1 | 0 | 0 | 38782 |
| CADENCE DESIGN SYSTEM INC | COM | 127387108 |  | 395218 | 1451 | SH |  | DFND | 1 | 0 | 0 | 1451 |
| CAPITAL ONE FINL CORP | COM | 14040H105 |  | 295075 | 2250 | SH |  | DFND | 1 | 0 | 0 | 2250 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 475541 | 6913 | SH |  | DFND | 1 | 0 | 0 | 6913 |
| CHENIERE ENERGY INC | COM NEW | 16411R208 |  | 286622 | 1679 | SH |  | DFND | 1 | 0 | 0 | 1679 |
| CHUBB LIMITED | COM | H1467J104 |  | 208355 | 919 | SH |  | DFND | 1 | 0 | 0 | 919 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 266414 | 3342 | SH |  | DFND | 1 | 0 | 0 | 3342 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 |  | 1564601 | 6128 | SH |  | DFND | 1 | 0 | 0 | 6128 |
| CROWN CASTLE INC | COM | 22822V101 |  | 359289 | 3119 | SH |  | DFND | 1 | 0 | 0 | 3119 |
| EASTMAN CHEM CO | COM | 277432100 |  | 218000 | 2405 | SH |  | DFND | 1 | 0 | 0 | 2405 |
| ELEVANCE HEALTH INC | COM | 036752103 |  | 256679 | 544 | SH |  | DFND | 1 | 0 | 0 | 544 |
| EOG RES INC | COM | 26875P101 |  | 326177 | 2697 | SH |  | DFND | 1 | 0 | 0 | 2697 |
| ESSENTIAL UTILS INC | COM | 29670G102 |  | 203407 | 5446 | SH |  | DFND | 1 | 0 | 0 | 5446 |
| FIVE BELOW INC | COM | 33829M101 |  | 233983 | 1098 | SH |  | DFND | 1 | 0 | 0 | 1098 |
| GARMIN LTD | SHS | H2906T109 |  | 214589 | 1669 | SH |  | DFND | 1 | 0 | 0 | 1669 |
| GENERAL DYNAMICS CORP | COM | 369550108 |  | 435556 | 1678 | SH |  | DFND | 1 | 0 | 0 | 1678 |
| GXO LOGISTICS INCORPORATED | COMMON STOCK | 36262G101 |  | 285862 | 4674 | SH |  | DFND | 1 | 0 | 0 | 4674 |
| HCA HEALTHCARE INC | COM | 40412C101 |  | 303682 | 1122 | SH |  | DFND | 1 | 0 | 0 | 1122 |
| HUMANA INC | COM | 444859102 |  | 1565406 | 3413 | SH |  | DFND | 1 | 0 | 0 | 3413 |
| ILLINOIS TOOL WKS INC | COM | 452308109 |  | 392779 | 1492 | SH |  | DFND | 1 | 0 | 0 | 1492 |
| JACKSON FINANCIAL INC | COM CL A | 46817M107 |  | 282624 | 5520 | SH |  | DFND | 1 | 0 | 0 | 5520 |
| LEIDOS HOLDINGS INC | COM | 525327102 |  | 216913 | 2004 | SH |  | DFND | 1 | 0 | 0 | 2004 |
| MARVELL TECHNOLOGY INC | COM | 573874104 |  | 271265 | 4498 | SH |  | DFND | 1 | 0 | 0 | 4498 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 215200 | 2954 | SH |  | DFND | 1 | 0 | 0 | 2954 |
| NORTHROP GRUMMAN CORP | COM | 666807102 |  | 335190 | 716 | SH |  | DFND | 1 | 0 | 0 | 716 |
| NOVARTIS AG | SPONSORED ADR | 66987V109 |  | 220896 | 2188 | SH |  | DFND | 1 | 0 | 0 | 2188 |
| ONEOK INC NEW | COM | 682680103 |  | 342719 | 4881 | SH |  | DFND | 1 | 0 | 0 | 4881 |
| PHILLIPS 66 | COM | 718546104 |  | 302494 | 2272 | SH |  | DFND | 1 | 0 | 0 | 2272 |
| PIONEER NAT RES CO | COM | 723787107 |  | 236964 | 1054 | SH |  | DFND | 1 | 0 | 0 | 1054 |
| PPG INDS INC | COM | 693506107 |  | 358478 | 2397 | SH |  | DFND | 1 | 0 | 0 | 2397 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 |  | 243286 | 277 | SH |  | DFND | 1 | 0 | 0 | 277 |
| REPUBLIC SVCS INC | COM | 760759100 |  | 240562 | 1454 | SH |  | DFND | 1 | 0 | 0 | 1454 |
| S GLOBAL INC | COM | 78409V104 |  | 227814 | 517 | SH |  | DFND | 1 | 0 | 0 | 517 |
| SCHLUMBERGER LTD | COM STK | 806857108 |  | 243659 | 4661 | SH |  | DFND | 1 | 0 | 0 | 4661 |
| SERVICENOW INC | COM | 81762P102 |  | 416143 | 589 | SH |  | DFND | 1 | 0 | 0 | 589 |
| SHARECARE INC | COM CL A | 81948W104 |  | 56210 | 52046 | SH |  | DFND | 1 | 0 | 0 | 52046 |
| SHERWIN WILLIAMS CO | COM | 824348106 |  | 2462377 | 7895 | SH |  | DFND | 1 | 0 | 0 | 7895 |
| SNAP ON INC | COM | 833034101 |  | 365806 | 1266 | SH |  | DFND | 1 | 0 | 0 | 1266 |
| SYNOPSYS INC | COM | 871607107 |  | 214717 | 417 | SH |  | DFND | 1 | 0 | 0 | 417 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 |  | 229587 | 2197 | SH |  | DFND | 1 | 0 | 0 | 2197 |
| HERSHEY CO | COM | 427866108 |  | 259796 | 1393 | SH |  | DFND | 1 | 0 | 0 | 1393 |
| TRAVELERS COMPANIES INC | COM | 89417E109 |  | 234851 | 1233 | SH |  | DFND | 1 | 0 | 0 | 1233 |
| TRINSEO PLC | SHS | G9059U107 |  | 131878 | 15756 | SH |  | DFND | 1 | 0 | 0 | 15756 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 343868 | 5585 | SH |  | DFND | 1 | 0 | 0 | 5585 |
| ZOETIS INC | CL A | 98978V103 |  | 308803 | 1565 | SH |  | DFND | 1 | 0 | 0 | 1565 |
| BIORESTORATIVE THERAPIES INC | COM NEW | 090655606 |  | 41549 | 23880 | SH |  | DFND | 1 | 0 | 0 | 23880 |
| BLACKSTONE SECD LENDING FD | COMMON STOCK | 09261X102 |  | 260094 | 9155 | SH |  | DFND | 1 | 0 | 0 | 9155 |
| CHURCHILL DOWNS INC | COM | 171484108 |  | 475622 | 3515 | SH |  | DFND | 1 | 0 | 0 | 3515 |
| FORTINET INC | COM | 34959E109 |  | 327581 | 5598 | SH |  | DFND | 1 | 0 | 0 | 5598 |
| INTER PARFUMS INC | COM | 458334109 |  | 201614 | 1400 | SH |  | DFND | 1 | 0 | 0 | 1400 |
| PUBLIC STORAGE | COM | 74460D109 |  | 812825 | 2665 | SH |  | DFND | 1 | 0 | 0 | 2665 |
| TRACTOR SUPPLY CO | COM | 892356106 |  | 296407 | 1378 | SH |  | DFND | 1 | 0 | 0 | 1378 |
| ARK ETF TR | GENOMIC REV ETF | 00214Q302 |  | 263891 | 8043 | SH |  | DFND | 1 | 0 | 0 | 8043 |
| ARK ETF TR | NEXT GNRTN INTER | 00214Q401 |  | 563552 | 7425 | SH |  | DFND | 1 | 0 | 0 | 7425 |
| CAMBRIA ETF TR | SHSHLD YIELD ETF | 132061201 |  | 227093 | 3361 | SH |  | DFND | 1 | 0 | 0 | 3361 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 |  | 1548466 | 8660 | SH |  | DFND | 1 | 0 | 0 | 8660 |
| ETF MANAGERS TR | PRIME CYBR SCRTY | 26924G201 |  | 500626 | 8285 | SH |  | DFND | 1 | 0 | 0 | 8285 |
| FIDELITY COMWLTH TR | NASDAQ COMPSIT | 315912808 |  | 400152 | 6753 | SH |  | DFND | 1 | 0 | 0 | 6753 |
| FIRST TR EXCHANGE TRADED FD | CONSUMR STAPLE | 33734X119 |  | 243820 | 3865 | SH |  | DFND | 1 | 0 | 0 | 3865 |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 |  | 1961200 | 10513 | SH |  | DFND | 1 | 0 | 0 | 10513 |
| FIRST TR EXCH TRADED FD III | LNG/SHT EQUITY | 33739P103 |  | 464577 | 8258 | SH |  | DFND | 1 | 0 | 0 | 8258 |
| FIRST TR MID CAP CORE ALPHAD | COM SHS | 33735B108 |  | 886612 | 8482 | SH |  | DFND | 1 | 0 | 0 | 8482 |
| FIRST TR NASDAQ 100 TECH IND | SHS | 337345102 |  | 1095357 | 6242 | SH |  | DFND | 1 | 0 | 0 | 6242 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE VEST BFR | 33740F623 |  | 292312 | 7339 | SH |  | DFND | 1 | 0 | 0 | 7339 |
| FIRST TR EXCHNG TRADED FD VI | CBOE EQT BUFER | 33740F847 |  | 274001 | 6445 | SH |  | DFND | 1 | 0 | 0 | 6445 |
| GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 |  | 503691 | 9819 | SH |  | DFND | 1 | 0 | 0 | 9819 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 1516628 | 9611 | SH |  | DFND | 1 | 0 | 0 | 9611 |
| INVESCO EXCH TRADED FD TR II | S SMLCP UTIL | 46138G409 |  | 488803 | 9033 | SH |  | DFND | 1 | 0 | 0 | 9033 |
| INDEXIQ ETF TR | HEDGE MLTI ETF | 45409B107 |  | 247856 | 7912 | SH |  | DFND | 1 | 0 | 0 | 7912 |
| ISHARES TR | 0-5 YR TIPS ETF | 46429B747 |  | 363279 | 3685 | SH |  | DFND | 1 | 0 | 0 | 3685 |
| ISHARES TR | 7-10 YR TRSY BD | 464287440 |  | 381644 | 3959 | SH |  | DFND | 1 | 0 | 0 | 3959 |
| ISHARES TR | ISHARES BIOTECH | 464287556 |  | 285545 | 2102 | SH |  | DFND | 1 | 0 | 0 | 2102 |
| ISHARES TR | FLTG RATE NT ETF | 46429B655 |  | 397702 | 7857 | SH |  | DFND | 1 | 0 | 0 | 7857 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 376791 | 9664 | SH |  | DFND | 1 | 0 | 0 | 9664 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 |  | 827677 | 7479 | SH |  | DFND | 1 | 0 | 0 | 7479 |
| ISHARES TR | MRGSTR MD CP GRW | 464288307 |  | 247389 | 3838 | SH |  | DFND | 1 | 0 | 0 | 3838 |
| ISHARES TR | MSCI EAFE MIN VL | 46429B689 |  | 538218 | 7762 | SH |  | DFND | 1 | 0 | 0 | 7762 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 |  | 257467 | 1641 | SH |  | DFND | 1 | 0 | 0 | 1641 |
| ISHARES TR | MSCI USA VALUE | 46432F388 |  | 230026 | 2282 | SH |  | DFND | 1 | 0 | 0 | 2282 |
| ISHARES INC | MSCI WORLD ETF | 464286392 |  | 295836 | 2224 | SH |  | DFND | 1 | 0 | 0 | 2224 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 1037249 | 9568 | SH |  | DFND | 1 | 0 | 0 | 9568 |
| ISHARES TR | RUS 1000 ETF | 464287622 |  | 590137 | 2250 | SH |  | DFND | 1 | 0 | 0 | 2250 |
| ISHARES TR | RUS 2000 GRW ETF | 464287648 |  | 1140431 | 4558 | SH |  | DFND | 1 | 0 | 0 | 4558 |
| ISHARES TR | RUS 2000 VAL ETF | 464287630 |  | 296449 | 1909 | SH |  | DFND | 1 | 0 | 0 | 1909 |
| ISHARES TR | RUSSELL 3000 ETF | 464287689 |  | 202455 | 740 | SH |  | DFND | 1 | 0 | 0 | 740 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 |  | 399961 | 3439 | SH |  | DFND | 1 | 0 | 0 | 3439 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 799434 | 4597 | SH |  | DFND | 1 | 0 | 0 | 4597 |
| ISHARES TR | S MC 400GR ETF | 464287606 |  | 689476 | 8703 | SH |  | DFND | 1 | 0 | 0 | 8703 |
| ISHARES TR | S SML 600 GWT | 464287887 |  | 204333 | 1633 | SH |  | DFND | 1 | 0 | 0 | 1633 |
| ISHARES TR | ISHARES SEMICDTR | 464287523 |  | 554219 | 962 | SH |  | DFND | 1 | 0 | 0 | 962 |
| ISHARES TR | US AER DEF ETF | 464288760 |  | 398142 | 3145 | SH |  | DFND | 1 | 0 | 0 | 3145 |
| ISHARES TR | U.S. BAS MTL ETF | 464287838 |  | 284549 | 2060 | SH |  | DFND | 1 | 0 | 0 | 2060 |
| ISHARES TR | U.S. ENERGY ETF | 464287796 |  | 229532 | 5202 | SH |  | DFND | 1 | 0 | 0 | 5202 |
| ISHARES TR | U.S. TECH ETF | 464287721 |  | 648378 | 5282 | SH |  | DFND | 1 | 0 | 0 | 5282 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 475890 | 8589 | SH |  | DFND | 1 | 0 | 0 | 8589 |
| J P MORGAN EXCHANGE TRADED F | MUNICIPAL ETF | 46641Q647 |  | 201561 | 3945 | SH |  | DFND | 1 | 0 | 0 | 3945 |
| TWO RDS SHARED TR | LEADERSHS ACTIVI | 90214Q717 |  | 257997 | 7728 | SH |  | DFND | 1 | 0 | 0 | 7728 |
| PIMCO ETF TR | 1-5 US TIP IDX | 72201R205 |  | 200884 | 3927 | SH |  | DFND | 1 | 0 | 0 | 3927 |
| PROSHARES TR | S 500 DV ARIST | 74348A467 |  | 658047 | 6912 | SH |  | DFND | 1 | 0 | 0 | 6912 |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 808524854 |  | 324373 | 6524 | SH |  | DFND | 1 | 0 | 0 | 6524 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 |  | 306818 | 8409 | SH |  | DFND | 1 | 0 | 0 | 8409 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 |  | 220970 | 3969 | SH |  | DFND | 1 | 0 | 0 | 3969 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 |  | 297358 | 5272 | SH |  | DFND | 1 | 0 | 0 | 5272 |
| SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 |  | 244652 | 2677 | SH |  | DFND | 1 | 0 | 0 | 2677 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 2774485 | 7374 | SH |  | DFND | 1 | 0 | 0 | 7374 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 1691472 | 8848 | SH |  | DFND | 1 | 0 | 0 | 8848 |
| SPDR SER TR | PORTFOLIO SHORT | 78464A474 |  | 220522 | 7405 | SH |  | DFND | 1 | 0 | 0 | 7405 |
| SPDR SER TR | S 400 MDCP VAL | 78464A839 |  | 212655 | 2898 | SH |  | DFND | 1 | 0 | 0 | 2898 |
| SPDR SER TR | AEROSPACE DEF | 78464A631 |  | 243716 | 1800 | SH |  | DFND | 1 | 0 | 0 | 1800 |
| SPDR SER TR | S BIOTECH | 78464A870 |  | 492451 | 5515 | SH |  | DFND | 1 | 0 | 0 | 5515 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 |  | 1342190 | 7675 | SH |  | DFND | 1 | 0 | 0 | 7675 |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 921946794 |  | 481522 | 7265 | SH |  | DFND | 1 | 0 | 0 | 7265 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 |  | 264547 | 1213 | SH |  | DFND | 1 | 0 | 0 | 1213 |
| VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 |  | 1185302 | 4567 | SH |  | DFND | 1 | 0 | 0 | 4567 |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | 921910840 |  | 592090 | 5414 | SH |  | DFND | 1 | 0 | 0 | 5414 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 |  | 386632 | 1761 | SH |  | DFND | 1 | 0 | 0 | 1761 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 |  | 444803 | 3067 | SH |  | DFND | 1 | 0 | 0 | 3067 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 554925 | 7172 | SH |  | DFND | 1 | 0 | 0 | 7172 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 |  | 1095361 | 4531 | SH |  | DFND | 1 | 0 | 0 | 4531 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 |  | 362344 | 7098 | SH |  | DFND | 1 | 0 | 0 | 7098 |
| FIRST TR EXCH TRD ALPHDX FD | INDIA NFTY50 EQW | 33737J802 |  | 241434 | 4466 | SH |  | DFND | 1 | 0 | 0 | 4466 |
| FIRST TR EXCH TRD ALPHDX FD | JAPAN ALPHADEX | 33737J158 |  | 281635 | 5589 | SH |  | DFND | 1 | 0 | 0 | 5589 |
| FIRST TR EXCH TRD ALPHDX FD | LATIN AMER ALP | 33737J125 |  | 204312 | 9827 | SH |  | DFND | 1 | 0 | 0 | 9827 |
| FIRST TR EXCH TRD ALPHDX FD | SWITZLND ALPHA | 33737J232 |  | 201984 | 3105 | SH |  | DFND | 1 | 0 | 0 | 3105 |
| FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 |  | 241668 | 1887 | SH |  | DFND | 1 | 0 | 0 | 1887 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQ | 33740F730 |  | 244207 | 6763 | SH |  | DFND | 1 | 0 | 0 | 6763 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST U S EQ | 33740U810 |  | 339821 | 9469 | SH |  | DFND | 1 | 0 | 0 | 9469 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740U208 |  | 359722 | 8643 | SH |  | DFND | 1 | 0 | 0 | 8643 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE VEST US | 33740U307 |  | 211461 | 5255 | SH |  | DFND | 1 | 0 | 0 | 5255 |
| FIRST TR EXCHNG TRADED FD VI | US EQT DEEP DUFR | 33740F771 |  | 295646 | 7886 | SH |  | DFND | 1 | 0 | 0 | 7886 |
| ISHARES TR | ISHS 5-10YR INVT | 464288638 |  | 349076 | 6713 | SH |  | DFND | 1 | 0 | 0 | 6713 |
| ISHARES INC | MSCI EMERG MRKT | 464286533 |  | 280714 | 5050 | SH |  | DFND | 1 | 0 | 0 | 5050 |
| PACER FDS TR | METAURUS CAP 400 | 69374H436 |  | 204001 | 6075 | SH |  | DFND | 1 | 0 | 0 | 6075 |
| PIMCO ETF TR | BROAD US TIPS | 72201R403 |  | 350306 | 6562 | SH |  | DFND | 1 | 0 | 0 | 6562 |
| SPDR SER TR | S HOMEBUILD | 78464A888 |  | 478587 | 5003 | SH |  | DFND | 1 | 0 | 0 | 5003 |
| INVESCO EXCHANGE TRADED FD T | S EQL HLT | 46137V332 |  | 296969 | 9972 | SH |  | DFND | 1 | 0 | 0 | 9972 |
| DBX ETF TR | XTRACK MSCI JAPN | 233051507 |  | 298731 | 4815 | SH |  | DFND | 1 | 0 | 0 | 4815 |
| FRANKLIN TEMPLETON ETF TR | US LRG CP MLTFCT | 35473P801 |  | 206914 | 4336 | SH |  | DFND | 1 | 0 | 0 | 4336 |

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