# EDGAR Filing Document

**Accession Number:** 0001262976
**File Stem:** 0001262976-23-000009
**Filing Date:** 2023-2
**Character Count:** 9947
**Document Hash:** 97c3bd23f44c19d2c5545da2be8a08c8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001262976-23-000009.hdr.sgml**: 20230207

**ACCESSION NUMBER**: 0001262976-23-000009

**CONFORMED SUBMISSION TYPE**: 3

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230201

**FILED AS OF DATE**: 20230207

**DATE AS OF CHANGE**: 20230207

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Baumgartner Florian
- **CENTRAL INDEX KEY:** 0001964743

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39148
- **FILM NUMBER:** 23595406

**MAIL ADDRESS:**
- **STREET 1:** C/O CIMPRESS PLC
- **STREET 2:** 275 WYMAN STREET
- **CITY:** WALTHAM
- **STATE:** MA
- **ZIP:** 02451
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CIMPRESS plc
- **CENTRAL INDEX KEY:** 0001262976
- **STANDARD INDUSTRIAL CLASSIFICATION:** COMMERCIAL PRINTING [2750]
- **IRS NUMBER:** 980417483
- **STATE OF INCORPORATION:** P7
- **FISCAL YEAR END:** 0630

**BUSINESS ADDRESS:**
- **STREET 1:** BUILDING D, XEROX TECHNOLOGY PARK
- **CITY:** DUNDALK, COUNTY LOUTH
- **STATE:** L2
- **ZIP:** A91 H9N9
- **BUSINESS PHONE:** 781-652-6300

**MAIL ADDRESS:**
- **STREET 1:** C/O CIMPRESS USA INCORPORATED
- **STREET 2:** 170 DATA DRIVE
- **CITY:** WALTHAM
- **STATE:** MA
- **ZIP:** 02451

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CIMPRESS N.V.
- **DATE OF NAME CHANGE:** 20141114

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** VISTAPRINT N.V.
- **DATE OF NAME CHANGE:** 20090828

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** VISTAPRINT LTD
- **DATE OF NAME CHANGE:** 20030908

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 3

### INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Baumgartner Florian<br><sub>(Last) (First) (Middle)</sub><br>C/O CIMPRESS PLC<br>BUILDING D, XEROX TECHNOLOGY PARK<br><sub>(Street)</sub><br>DUNDALK, CO. LOUTH, IRELAND,  <br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>CIMPRESS plc [ CMPR ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2023-02-01 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [ ] 10% Owner<br>[X] Officer (give title below)   [ ] Other (specify below)<br>_EVP and CEO, Vista_ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities Beneficially Owned

---

|  |  |  |  |
| --- | --- | --- | --- |
| 1. Title of Security | 2. Amount of Securities Beneficially Owned | 3. Ownership Form | 4. Nature of Indirect Beneficial Ownership |
| Ordinary Shares | 10347 | D |  |

---

## Table II - Derivative Securities Beneficially Owned

---

|  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Underlying Securities | 3. Title and Amount of Underlying Securities | 4. Conversion or Exercise Price | 5. Ownership Form | 6. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 4. Conversion or Exercise Price | 5. Ownership Form | 6. Nature of Indirect Beneficial Ownership |
| Share Option (right to buy) | 2023-06-30<sup>(1)</sup> | 2032-08-15 | Ordinary Shares | 54557.0 | $46.2 | D |  |
| Restricted Share Units (right to acquire) | 2021-07-01<sup>(2)</sup> | 2024-07-01 | Ordinary Shares | 2658.0 | 0.0<sup>(3)</sup> | D |  |
| Restricted Share Units (right to acquire) | 2021-05-15<sup>(4)</sup> | 2025-02-15 | Ordinary Shares | 16488.0 | 0.0<sup>(3)</sup> | D |  |
| Restricted Share Units (right to acquire) | 2021-08-15<sup>(2)</sup> | 2024-08-15 | Ordinary Shares | 1668.0 | 0.0<sup>(3)</sup> | D |  |
| Restricted Share Units (right to acquire) | 2022-08-15<sup>(2)</sup> | 2025-08-15 | Ordinary Shares | 2804.0 | 0.0<sup>(3)</sup> | D |  |
| Restricted Share Units (right to acquire) | 2023-02-15<sup>(5)</sup> | 2025-02-15 | Ordinary Shares | 12685.0 | 0.0<sup>(3)</sup> | D |  |
| Restricted Share Units (right to acquire) | 2023-04-15<sup>(2)</sup> | 2026-04-15 | Ordinary Shares | 33054.0 | 0.0<sup>(3)</sup> | D |  |
| Restricted Share Units (right to acquire) | 2023-08-15<sup>(6)</sup> | 2026-08-15 | Ordinary Shares | 27056.0 | 0.0<sup>(3)</sup> | D |  |
| Restricted Share Units (right to acquire) | 2024-01-15<sup>(6)</sup> | 2027-01-15 | Ordinary Shares | 16409.0 | 0.0<sup>(3)</sup> | D |  |
| Performance Share Units | <sup>(7)</sup> | 2027-11-21 | Ordinary Shares | 10743.0 | 111.7<sup>(8)</sup> | D |  |
| Performance Share Units | <sup>(9)</sup> | 2029-02-15 | Ordinary Shares | 10999.0 | 95.46<sup>(10)</sup> | D |  |
| Performance Share Units | <sup>(11)</sup> | 2029-08-15 | Ordinary Shares | 10451.0 | 100.46<sup>(8)</sup> | D |  |

---

### Footnotes:

(1) This option vests over a four year period: 25% of the original number of shares subject to the option vest on the Date Exercisable shown on Table II and 6.25% of the shares vest per quarter thereafter.

(2) These RSUs vest over a four year period: 25% of the original number of shares vest on the Date Exercisable in Table II and 25% vest per year thereafter.

(3) Each restricted share unit (RSU) represents Cimpress' commitment to issue one ordinary share.

(4) These RSUs vest over a four year period: 6.25% of the original number of shares vest on the Exercisable Date show in Table II and 6.25% vest per quarter thereafter.

(5) These RSUs vest over a three year period: 33.3% of the original number of shares vest on the Date Exercisable in Table II and 33.3% vest per year thereafter.

(6) These RSUs vest over a four year period: 25% of the original number of shares vest on the Exercisable Date show in Table II and 6.25% vest per quarter thereafter.

(7) Each of these performance share units (PSU) represents a right to receive between 0 and 2.5 Cimpress ordinary shares upon the satisfaction of both (A) service-based vesting and (B) performance conditions relating to the compound annual growth rate (CAGR) of the three-year moving average of Cimpress' daily share price (3YMA). The service-based vesting condition is that 25% of the original number of PSUs vest on each October 6 of 2020 through 2023 so long as the reporting person continues to be an eligible participant under Cimpress' 2016 Performance Incentive Plan on such vesting date. If the 3YMA CAGR equals or exceeds (i) 9% on any of the fourth through seventh anniversaries of the grant date or (ii) 7% on the eighth anniversary of the grant date, then the reporting person is entitled to receive a distribution of up to 2.5 Cimpress ordinary shares for each vested PSU on a sliding scale based on the actual CAGR performance.

(8) This dollar amount is the 3YMA on the date of grant, which is the baseline against which the CAGR of the 3YMA will be measured.

(9) Each of these PSUs represents a right to receive between 0 and 2.5 Cimpress ordinary shares upon the satisfaction of both (A) service-based vesting and (B) performance conditions relating to the CAGR of the 3YMA. The service-based vesting condition is that 25% of the original number of PSUs vest on each June 30 of 2021 through 2024 so long as the reporting person continues to be an eligible participant under Cimpress' 2020 Equity Incentive Plan on such vesting date. If the 3YMA CAGR equals or exceeds (i) 9% on any of the fourth through seventh anniversaries of the grant date or (ii) 7% on the eighth anniversary of the grant date, then the reporting person is entitled to receive a distribution of up to 2.5 Cimpress ordinary shares for each vested PSU on a sliding scale based on the actual CAGR performance.

(10) This dollar amount is the two-year moving average of Cimpress' daily share price on the date of grant, which is the baseline against which the CAGR of the 3YMA will be measured.

(11) Each of these PSUs represents a right to receive between 0 and 2.5 Cimpress ordinary shares upon the satisfaction of both (A) service-based vesting and (B) performance conditions relating to the CAGR of the 3YMA. The service-based vesting condition is that 25% of the original number of PSUs vest on each June 30 of 2022 through 2025 so long as the reporting person continues to be an eligible participant under Cimpress' 2020 Equity Incentive Plan on such vesting date. If the 3YMA CAGR equals or exceeds (i) 9% on any of the fourth through seventh anniversaries of the grant date or (ii) 7% on the eighth anniversary of the grant date, then the reporting person is entitled to receive a distribution of up to 2.5 Cimpress ordinary shares for each vested PSU on a sliding scale based on the actual CAGR performance.

**Signature:** /s/Kathryn L. Leach, as attorney-in-fact for Florian Baumgartner  
**Date:** 2023-02-07

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**