# EDGAR Filing Document

**Accession Number:** 0000764650
**File Stem:** 0000764650-25-000004
**Filing Date:** 2025-12
**Character Count:** 2829
**Document Hash:** 135baf29f182cfbc88c666e3d8697b54
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000764650-25-000004.hdr.sgml**: 20251219

**ACCESSION NUMBER**: 0000764650-25-000004

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251219

**DATE AS OF CHANGE**: 20251219

**EFFECTIVENESS DATE**: 20251219

**PERIOD START**: 20241001

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** STERN BROTHERS & CO.
- **CENTRAL INDEX KEY:** 0000764650

**ORGANIZATION NAME:**
- **EIN:** 431357568
- **STATE OF INCORPORATION:** MO
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-33724
- **FILM NUMBER:** 251586560

**BUSINESS ADDRESS:**
- **STREET 1:** 8000 MARYLAND AVE.
- **STREET 2:** SUITE 800
- **CITY:** ST. LOUIS
- **STATE:** MO
- **ZIP:** 63105-3911
- **BUSINESS PHONE:** 314-743-4005

**MAIL ADDRESS:**
- **STREET 1:** 8000 MARYLAND AVE.
- **STREET 2:** SUITE 800
- **CITY:** ST. LOUIS
- **STATE:** MO
- **ZIP:** 63105-3911

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** STERN BROTHERS & CO///                                  /BD
- **DATE OF NAME CHANGE:** 20020610

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** STERN BROTHERS & CO//                                   /BD
- **DATE OF NAME CHANGE:** 19980805

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** STERN BROTHERS & CO /MO/                                /BD
- **DATE OF NAME CHANGE:** 19980527

### Attached PDF Documents

**Attachment 1:** `secfy2025sternpublic.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000764650

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 10-01-2024

**Report Period End Date:** 09-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** STERN BROTHERS & CO.

**Business Address:** 8000 MARYLAND AVE., SUITE 800, ST. LOUIS, MO, 63105-3911

**Contact Person:** Jason Miriani

**Contact Phone:** 3147275519

### Independent Public Accountant Identification

**Accountant Name:** Crowe LLP

**Accountant Address:** 485 Lexington Ave, Floor 11, New York, NY, 10017

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Peggy Finn**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **STERN BROTHERS & CO.**, as of **09-30-2025**, are true and correct.

**Signature:** Peggy Finn

**Title:** Chairperson and Chief Executive Officer