# EDGAR Filing Document

**Accession Number:** 0001260041
**File Stem:** 0001145549-23-020525
**Filing Date:** 2023-3
**Character Count:** 69878
**Document Hash:** 1a8c9cb5a7a1f6395131459e7fae313d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-020525.hdr.sgml**: 20230330

**ACCESSION NUMBER**: 0001145549-23-020525

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 3

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230330

**DATE AS OF CHANGE**: 20230330

**PERIOD START**: 20231031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND
- **CENTRAL INDEX KEY:** 0001260041
- **IRS NUMBER:** 000000000
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-21416
- **FILM NUMBER:** 23779549

**BUSINESS ADDRESS:**
- **STREET 1:** C/O JOHN HANCOCK FUNDS
- **STREET 2:** 200 BERKELEY STREET
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02116
- **BUSINESS PHONE:** 617-663-3000

**MAIL ADDRESS:**
- **STREET 1:** C/O JOHN HANCOCK FUNDS
- **STREET 2:** 200 BERKELEY STREET
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02116

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** JOHN HANCOCK PREFERRED & EQUITY INCOME FUND
- **DATE OF NAME CHANGE:** 20030814

## Nport-Ex

## John Hancock

## Tax-Advantaged Dividend Income Fund
Quarterly portfolio holdings 1/31/2023

![](imgc86e94ea1.gif)

------

Fund's investments

#### As of 1-31-23 (unaudited)

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Common stocks 87.8% (59.2% of Total investments)** |  | &nbsp;&nbsp;**$755351896** |
| (Cost $525,544,942) |  |  |
| **Communication services 2.8%** |  | &nbsp;&nbsp;&nbsp;**24055281** |
| **Diversified telecommunication services 2.8%** |  |  |
| AT&T, Inc. (A)(B) | 550000 | &nbsp;&nbsp;&nbsp;&nbsp;11203500 |
| Verizon Communications, Inc. (A)(B) | 309160 | &nbsp;&nbsp;&nbsp;&nbsp;12851781 |
| **Consumer staples 1.3%** |  | &nbsp;&nbsp;&nbsp;**11257920** |
| **Tobacco 1.3%** |  |  |
| Philip Morris International, Inc. | 108000 | &nbsp;&nbsp;&nbsp;&nbsp;11257920 |
| **Energy 14.1%** |  | **120965587** |
| **Oil, gas and consumable fuels 14.1%** |  |  |
| BP PLC, ADR | 845450 | &nbsp;&nbsp;&nbsp;&nbsp;30630654 |
| DT Midstream, Inc. | 90000 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4919400 |
| Enbridge, Inc. (A)(B) | 347106 | &nbsp;&nbsp;&nbsp;&nbsp;14220933 |
| Equitrans Midstream Corp. | 420000 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3045000 |
| Kinder Morgan, Inc. | 680000 | &nbsp;&nbsp;&nbsp;&nbsp;12444000 |
| ONEOK, Inc. | 305000 | &nbsp;&nbsp;&nbsp;&nbsp;20886400 |
| The Williams Companies, Inc. | 1080000 | &nbsp;&nbsp;&nbsp;&nbsp;34819200 |
| **Financials 6.7%** |  | &nbsp;&nbsp;&nbsp;**57693936** |
| **Banks 4.1%** |  |  |
| Huntington Bancshares, Inc. (A)(B) | 1000000 | &nbsp;&nbsp;&nbsp;&nbsp;15170000 |
| PacWest Bancorp | 309459 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8559636 |
| Umpqua Holdings Corp. | 635000 | &nbsp;&nbsp;&nbsp;&nbsp;11557000 |
| **Capital markets 2.6%** |  |  |
| Ares Management Corp., Class A | 270000 | &nbsp;&nbsp;&nbsp;&nbsp;22407300 |
| **Utilities 62.9%** |  | **541379172** |
| **Electric utilities 30.9%** |  |  |
| Alliant Energy Corp. (A)(B) | 360000 | &nbsp;&nbsp;&nbsp;&nbsp;19450800 |
| American Electric Power Company, Inc. (A)(B) | 375000 | &nbsp;&nbsp;&nbsp;&nbsp;35235000 |
| Constellation Energy Corp. (A)(B) | 150000 | &nbsp;&nbsp;&nbsp;&nbsp;12804000 |
| Duke Energy Corp. (A)(B) | 270000 | &nbsp;&nbsp;&nbsp;&nbsp;27661500 |
| Entergy Corp. (A)(B) | 218000 | &nbsp;&nbsp;&nbsp;&nbsp;23605040 |
| Eversource Energy (B) | 238227 | &nbsp;&nbsp;&nbsp;&nbsp;19613229 |
| Exelon Corp. | 195000 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8227050 |
| FirstEnergy Corp. (A)(B) | 510000 | &nbsp;&nbsp;&nbsp;&nbsp;20884500 |
| OGE Energy Corp. (A)(B) | 610000 | &nbsp;&nbsp;&nbsp;&nbsp;23985200 |
| Pinnacle West Capital Corp. | 50000 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3727500 |
| PPL Corp. (A)(B) | 775000 | &nbsp;&nbsp;&nbsp;&nbsp;22940000 |
| The Southern Company (A)(B) | 489925 | &nbsp;&nbsp;&nbsp;&nbsp;33158119 |
| Xcel Energy, Inc. (B) | 207000 | &nbsp;&nbsp;&nbsp;&nbsp;14235390 |
| **Gas utilities 3.4%** |  |  |
| Spire, Inc. (A)(B) | 235000 | &nbsp;&nbsp;&nbsp;&nbsp;16971700 |
| UGI Corp. | 310000 | &nbsp;&nbsp;&nbsp;&nbsp;12347300 |
| **Independent power and renewable electricity producers 3.6%** |  |  |
| NextEra Energy Partners LP (A)(B) | 125000 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9162500 |
| The AES Corp. (B) | 800000 | &nbsp;&nbsp;&nbsp;&nbsp;21928000 |
| **Multi-utilities 25.0%** |  |  |
| Algonquin Power & Utilities Corp. | 346500 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9372825 |
| Ameren Corp. | 330000 | &nbsp;&nbsp;&nbsp;&nbsp;28667100 |
| Black Hills Corp. (A)(B) | 394775 | &nbsp;&nbsp;&nbsp;&nbsp;28573815 |

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2 JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND \| QUARTERLY REPORT SEE NOTES TO FUND'S INVESTMENTS

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---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Utilities (continued)** |  |  |
| **Multi-utilities (continued)** |  |  |
| CenterPoint Energy, Inc. (A)(B) | 1120923 | &nbsp;&nbsp;&nbsp;$33762201 |
| Dominion Energy, Inc. (A)(B) | 389814 | &nbsp;&nbsp;&nbsp;&nbsp;24807763 |
| DTE Energy Company | 180000 | &nbsp;&nbsp;&nbsp;&nbsp;20946600 |
| National Grid PLC, ADR | 201583 | &nbsp;&nbsp;&nbsp;&nbsp;12854948 |
| NiSource, Inc. (A)(B) | 875000 | &nbsp;&nbsp;&nbsp;&nbsp;24281250 |
| Public Service Enterprise Group, Inc. | 275000 | &nbsp;&nbsp;&nbsp;&nbsp;17030750 |
| Sempra Energy | 94462 | &nbsp;&nbsp;&nbsp;&nbsp;15145092 |
| **Preferred securities 29.9% (20.1% of Total investments)** |  | &nbsp;&nbsp;**$256966195** |
| (Cost $264,439,941) |  |  |
| **Communication services 1.8%** |  | &nbsp;&nbsp;&nbsp;**15001840** |
| **Media 0.8%** | **Media 0.8%** |  |
| Paramount Global, 5.750% | &nbsp;&nbsp;215000 | &nbsp;&nbsp;&nbsp;&nbsp;7060600 |
| **Wireless telecommunication services 1.0%** | **Wireless telecommunication services 1.0%** |  |
| Telephone & Data Systems, Inc., 6.625% (B) | &nbsp;&nbsp;410400 | &nbsp;&nbsp;&nbsp;&nbsp;7941240 |
| **Energy 0.6%** |  | &nbsp;&nbsp;&nbsp;&nbsp;**5254200** |
| **Oil, gas and consumable fuels 0.6%** | **Oil, gas and consumable fuels 0.6%** |  |
| Enbridge, Inc., 6.375% (6.375% to 4-15-23, then 3 month LIBOR + 3.593%) (B) | &nbsp;&nbsp;210000 | &nbsp;&nbsp;&nbsp;&nbsp;5254200 |
| **Financials 11.8%** |  | **101745319** |
| **Banks 6.7%** | **Banks 6.7%** |  |
| Bank of America Corp., 7.250% | &nbsp;&nbsp;7000 | &nbsp;&nbsp;&nbsp;&nbsp;8709400 |
| Citigroup, Inc., 7.125% (7.125% to 9-30-23, then 3 month LIBOR + 4.040%) (B) | &nbsp;&nbsp;210854 | &nbsp;&nbsp;&nbsp;&nbsp;5364126 |
| Fifth Third Bancorp, 6.000% (B) | &nbsp;&nbsp;400000 | &nbsp;&nbsp;&nbsp;&nbsp;9996000 |
| First Republic Bank, 4.000% (B) | &nbsp;&nbsp;332000 | &nbsp;&nbsp;&nbsp;&nbsp;6068960 |
| PacWest Bancorp, 7.750% (7.750% to 9-1-27, then 5 Year CMT + 4.820%) (B) | &nbsp;&nbsp;353000 | &nbsp;&nbsp;&nbsp;&nbsp;9135640 |
| Synovus Financial Corp., 6.300% (6.300% to 6-21-23, then 3 month LIBOR + 3.352%) (B) | &nbsp;&nbsp;188000 | &nbsp;&nbsp;&nbsp;&nbsp;4681200 |
| Wells Fargo & Company, 7.500% | &nbsp;&nbsp;11000 | &nbsp;&nbsp;&nbsp;13837890 |
| **Capital markets 1.9%** | **Capital markets 1.9%** |  |
| Morgan Stanley, 6.375% (6.375% to 10-15-24, then 3 month LIBOR + 3.708%) (B) | &nbsp;&nbsp;220000 | &nbsp;&nbsp;&nbsp;&nbsp;5623200 |
| Morgan Stanley, 7.125% (7.125% to 10-15-23, then 3 month LIBOR + 4.320%) (B) | &nbsp;&nbsp;395862 | &nbsp;&nbsp;&nbsp;10070729 |
| State Street Corp., 5.900% (5.900% to 3-15-24, then 3 month LIBOR + 3.108%) | &nbsp;&nbsp;25000 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;637000 |
| **Insurance 3.2%** | **Insurance 3.2%** |  |
| American Equity Investment Life Holding Company, 6.625% (6.625% to 9-1-25, then 5 Year CMT + 6.297%) (B) | &nbsp;&nbsp;164125 | &nbsp;&nbsp;&nbsp;&nbsp;4219654 |
| Athene Holding, Ltd., Series A, 6.350% (6.350% to 6-30-29, then 3 month LIBOR + 4.253%) | &nbsp;&nbsp;355787 | &nbsp;&nbsp;&nbsp;&nbsp;9061895 |
| Brighthouse Financial, Inc., 6.600% (B) | &nbsp;&nbsp;100000 | &nbsp;&nbsp;&nbsp;&nbsp;2601000 |
| Lincoln National Corp., 9.000% (B) | &nbsp;&nbsp;408300 | &nbsp;&nbsp;&nbsp;11738625 |
| **Health care 1.2%** |  | &nbsp;&nbsp;&nbsp;**10575600** |
| **Health care equipment and supplies 1.2%** | **Health care equipment and supplies 1.2%** |  |
| Becton, Dickinson and Company, 6.000% | &nbsp;&nbsp;210000 | &nbsp;&nbsp;&nbsp;10575600 |
| **Utilities 14.5%** |  | **124389236** |
| **Electric utilities 8.2%** | **Electric utilities 8.2%** |  |
| American Electric Power Company, Inc., 6.125% | &nbsp;&nbsp;148100 | &nbsp;&nbsp;&nbsp;&nbsp;7619745 |
| Duke Energy Corp., 5.750% (B) | &nbsp;&nbsp;200000 | &nbsp;&nbsp;&nbsp;&nbsp;5156000 |
| NextEra Energy, Inc., 5.279% | &nbsp;&nbsp;115000 | &nbsp;&nbsp;&nbsp;&nbsp;5748850 |
| NextEra Energy, Inc., 6.219% | &nbsp;&nbsp;259500 | &nbsp;&nbsp;&nbsp;12427455 |
| NextEra Energy, Inc., 6.926% | &nbsp;&nbsp;142850 | &nbsp;&nbsp;&nbsp;&nbsp;6849658 |
| PG&E Corp., 5.500% | &nbsp;&nbsp;105000 | &nbsp;&nbsp;&nbsp;14832300 |
| SCE Trust II, 5.100% (B) | &nbsp;&nbsp;591973 | &nbsp;&nbsp;&nbsp;12419594 |
| SCE Trust VI, 5.000% (B) | &nbsp;&nbsp;254001 | &nbsp;&nbsp;&nbsp;&nbsp;5278141 |

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SEE NOTES TO FUND'S INVESTMENTS QUARTERLY REPORT \| JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND 3

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| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Utilities (continued)** |  |  |
| **Gas utilities 1.2%** | **Gas utilities 1.2%** |  |
| Spire, Inc., 5.900% (B) | &nbsp;&nbsp;219650 | $5436338 |
| Spire, Inc., 7.500% | &nbsp;&nbsp;91500 | &nbsp;&nbsp;4730550 |
| **Independent power and renewable electricity producers 1.0%** | **Independent power and renewable electricity producers 1.0%** |  |
| The AES Corp., 6.875% | &nbsp;&nbsp;90000 | &nbsp;&nbsp;8985600 |
| **Multi-utilities 4.1%** | **Multi-utilities 4.1%** |  |
| Algonquin Power & Utilities Corp., 6.200% (6.200% to 7-1-24, then 3 month LIBOR + 4.010%) (B) | &nbsp;&nbsp;200000 | &nbsp;&nbsp;4640000 |
| Integrys Holding, Inc., 6.000% (6.000% to 8-1-23, then 3 month LIBOR + 3.220%) (B) | &nbsp;&nbsp;210000 | &nbsp;&nbsp;5134500 |
| NiSource, Inc., 6.500% (6.500% to 3-15-24, then 5 Year CMT + 3.632%) (B) | &nbsp;&nbsp;250000 | &nbsp;&nbsp;6382500 |
| NiSource, Inc., 7.750% | &nbsp;&nbsp;167100 | 17637405 |
| Sempra Energy, 5.750% (B) | &nbsp;&nbsp;45000 | &nbsp;&nbsp;1110600 |

---

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| | | | | |
|:---|:---|:---|:---|:---|
|  | &nbsp;&nbsp;**Rate (%)** | &nbsp;&nbsp;**Maturity date** | **Par value^** | **Value** |
| **Corporate bonds 28.4% (19.1% of Total investments)** | **Corporate bonds 28.4% (19.1% of Total investments)** | **Corporate bonds 28.4% (19.1% of Total investments)** |  | &nbsp;&nbsp;**$243756276** |
| (Cost $256,601,209) |  |  |  |  |
| **Consumer discretionary 1.9%** | **Consumer discretionary 1.9%** |  |  | &nbsp;&nbsp;**16119138** |
| **Automobiles 1.9%** | **Automobiles 1.9%** | **Automobiles 1.9%** |  |  |
| General Motors Financial Company, Inc. (5.700% to 9-30-30, then 5 Year CMT + 4.997%) (A)(B)(C) | &nbsp;&nbsp;5.700 | &nbsp;&nbsp;09-30-30 | 10750000 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9943750 |
| General Motors Financial Company, Inc. (6.500% to 9-30-28, then 3 month LIBOR + 3.436%) (C) | &nbsp;&nbsp;6.500 | &nbsp;&nbsp;09-30-28 | 6600000 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6175388 |
| **Financials 20.4%** | **Financials 20.4%** |  |  | **175297286** |
| **Banks 15.5%** | **Banks 15.5%** | **Banks 15.5%** |  |  |
| Bank of America Corp. (5.875% to 3-15-28, then 3 month LIBOR + 2.931%) (B)(C) | &nbsp;&nbsp;5.875 | &nbsp;&nbsp;03-15-28 | 10025000 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9598938 |
| Bank of America Corp. (6.125% to 4-27-27, then 5 Year CMT + 3.231%) (B)(C) | &nbsp;&nbsp;6.125 | &nbsp;&nbsp;04-27-27 | 15690000 | &nbsp;&nbsp;&nbsp;&nbsp;15705690 |
| BNP Paribas SA (7.375% to 8-19-25, then 5 Year U.S. Swap Rate + 5.150%) (C) | &nbsp;&nbsp;7.375 | &nbsp;&nbsp;08-19-25 | 13000000 | &nbsp;&nbsp;&nbsp;&nbsp;13078780 |
| Citizens Financial Group, Inc. (6.000% to 7-6-23, then 3 month LIBOR + 3.003%) (C) | &nbsp;&nbsp;6.000 | &nbsp;&nbsp;07-06-23 | 13000000 | &nbsp;&nbsp;&nbsp;&nbsp;12471849 |
| Citizens Financial Group, Inc. (6.375% to 4-6-24, then 3 month LIBOR + 3.157%) (C) | &nbsp;&nbsp;6.375 | &nbsp;&nbsp;04-06-24 | 13500000 | &nbsp;&nbsp;&nbsp;&nbsp;12931650 |
| CoBank ACB (6.450% to 10-1-27, then 5 Year CMT + 3.487%) (C) | &nbsp;&nbsp;6.450 | &nbsp;&nbsp;10-01-27 | 5000000 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5048228 |
| Comerica, Inc. (5.625% to 7-1-25, then 5 Year CMT + 5.291%) (A)(B)(C) | &nbsp;&nbsp;5.625 | &nbsp;&nbsp;07-01-25 | 5000000 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4901679 |
| Huntington Bancshares, Inc. (5.625% to 7-15-30, then 10 Year CMT + 4.945%) (A)(B)(C) | &nbsp;&nbsp;5.625 | &nbsp;&nbsp;07-15-30 | 7570000 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7435261 |
| Huntington Bancshares, Inc. (5.700% to 4-15-23, then 3 month LIBOR + 2.880%) (C) | &nbsp;&nbsp;5.700 | &nbsp;&nbsp;04-15-23 | 3000000 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2923270 |
| JPMorgan Chase & Co. (6.750% to 2-1-24, then 3 month LIBOR + 3.780%) (B)(C) | &nbsp;&nbsp;6.750 | &nbsp;&nbsp;02-01-24 | 3999000 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4039310 |
| Lloyds Banking Group PLC (7.500% to 6-27-24, then 5 Year U.S. Swap Rate + 4.760%) (C) | &nbsp;&nbsp;7.500 | &nbsp;&nbsp;06-27-24 | 11500000 | &nbsp;&nbsp;&nbsp;&nbsp;11414785 |
| NatWest Group PLC (8.000% to 8-10-25, then 5 Year U.S. Swap Rate + 5.720%) (C) | &nbsp;&nbsp;8.000 | &nbsp;&nbsp;08-10-25 | 8624000 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8721020 |
| SVB Financial Group (4.100% to 2-15-31, then 10 Year CMT + 3.064%) (C) | &nbsp;&nbsp;4.100 | &nbsp;&nbsp;02-15-31 | 9000000 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6682500 |
| The PNC Financial Services Group, Inc. (6.000% to 5-15-27, then 5 Year CMT + 3.000%) (B)(C) | &nbsp;&nbsp;6.000 | &nbsp;&nbsp;05-15-27 | 14000000 | &nbsp;&nbsp;&nbsp;&nbsp;13928600 |
| The PNC Financial Services Group, Inc. (3 month LIBOR + 3.678%) (B)(C)(D) | &nbsp;&nbsp;8.118 | &nbsp;&nbsp;05-01-23 | 2613000 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2619530 |
| Wells Fargo & Company (5.900% to 6-15-24, then 3 month LIBOR + 3.110%) (C) | &nbsp;&nbsp;5.900 | &nbsp;&nbsp;06-15-24 | 2000000 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1957500 |
| **Capital markets 0.8%** | **Capital markets 0.8%** | **Capital markets 0.8%** |  |  |
| The Charles Schwab Corp. (5.375% to 6-1-25, then 5 Year CMT + 4.971%) (A)(B)(C) | &nbsp;&nbsp;5.375 | &nbsp;&nbsp;06-01-25 | 6400000 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6350080 |
| **Consumer finance 1.9%** | **Consumer finance 1.9%** | **Consumer finance 1.9%** |  |  |
| American Express Company (3.550% to 9-15-26, then 5 Year CMT + 2.854%) (C) | &nbsp;&nbsp;3.550 | &nbsp;&nbsp;09-15-26 | 10500000 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9290398 |

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4 JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND \| QUARTERLY REPORT SEE NOTES TO FUND'S INVESTMENTS

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| | | | | |
|:---|:---|:---|:---|:---|
|  | &nbsp;&nbsp;**Rate (%)** | &nbsp;&nbsp;**Maturity date** | **Par value^** | **Value** |
| **Financials (continued)** | **Financials (continued)** |  |  |  |
| **Consumer finance (continued)** | **Consumer finance (continued)** | **Consumer finance (continued)** |  |  |
| Discover Financial Services (6.125% to 6-23-25, then 5 Year CMT + 5.783%) (C) | &nbsp;&nbsp;6.125 | &nbsp;&nbsp;06-23-25 | 7200000 | &nbsp;&nbsp;&nbsp;$7137721 |
| **Insurance 2.2%** | **Insurance 2.2%** | **Insurance 2.2%** |  |  |
| Markel Corp. (6.000% to 6-1-25, then 5 Year CMT + 5.662%) (C) | &nbsp;&nbsp;6.000 | &nbsp;&nbsp;06-01-25 | 6500000 | &nbsp;&nbsp;&nbsp;&nbsp;6483750 |
| MetLife, Inc. (5.875% to 3-15-28, then 3 month LIBOR + 2.959%) (C) | &nbsp;&nbsp;5.875 | &nbsp;&nbsp;03-15-28 | 1000000 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;992500 |
| SBL Holdings, Inc. (7.000% to 5-13-25, then 5 Year CMT + 5.580%) (C)(E) | &nbsp;&nbsp;7.000 | &nbsp;&nbsp;05-13-25 | 13975000 | &nbsp;&nbsp;&nbsp;11584247 |
| **Utilities 6.1%** | **Utilities 6.1%** |  |  | **52339852** |
| **Electric utilities 1.4%** | **Electric utilities 1.4%** | **Electric utilities 1.4%** |  |  |
| Edison International (5.000% to 12-15-26, then 5 Year CMT + 3.901%) (C) | &nbsp;&nbsp;5.000 | &nbsp;&nbsp;12-15-26 | 3952000 | &nbsp;&nbsp;&nbsp;&nbsp;3513684 |
| Edison International (5.375% to 3-15-26, then 5 Year CMT + 4.698%) (C) | &nbsp;&nbsp;5.375 | &nbsp;&nbsp;03-15-26 | 9500000 | &nbsp;&nbsp;&nbsp;&nbsp;8874717 |
| **Independent power and renewable electricity producers 1.5%** | **Independent power and renewable electricity producers 1.5%** | **Independent power and renewable electricity producers 1.5%** |  |  |
| Vistra Corp. (7.000% to 12-15-26, then 5 Year CMT + 5.740%) (C)(E) | &nbsp;&nbsp;7.000 | &nbsp;&nbsp;12-15-26 | 5000000 | &nbsp;&nbsp;&nbsp;&nbsp;4675000 |
| Vistra Corp. (8.000% to 10-15-26, then 5 Year CMT + 6.930%) (C)(E) | &nbsp;&nbsp;8.000 | &nbsp;&nbsp;10-15-26 | 8210000 | &nbsp;&nbsp;&nbsp;&nbsp;8047853 |
| **Multi-utilities 3.2%** | **Multi-utilities 3.2%** | **Multi-utilities 3.2%** |  |  |
| CenterPoint Energy, Inc. (6.125% to 9-1-23, then 3 month LIBOR + 3.270%) (C) | &nbsp;&nbsp;6.125 | &nbsp;&nbsp;09-01-23 | 10750000 | &nbsp;&nbsp;&nbsp;10575313 |
| Dominion Energy, Inc. (4.350% to 1-15-27, then 5 Year CMT + 3.195%) (C) | &nbsp;&nbsp;4.350 | &nbsp;&nbsp;01-15-27 | 8500000 | &nbsp;&nbsp;&nbsp;&nbsp;7607500 |
| NiSource, Inc. (5.650% to 6-15-23, then 5 Year CMT + 2.843%) (C) | &nbsp;&nbsp;5.650 | &nbsp;&nbsp;06-15-23 | 9325000 | &nbsp;&nbsp;&nbsp;&nbsp;9045785 |

---

---

| | | | |
|:---|:---|:---|:---|
|  | &nbsp;&nbsp;**Yield (%)** | **Shares** | **Value** |
| **Short-term investments 2.3% (1.6% of Total investments)** | **Short-term investments 2.3% (1.6% of Total investments)** | **Short-term investments 2.3% (1.6% of Total investments)** | **$19852632** |
| (Cost $19,848,280) |  |  |  |
| **Short-term funds 2.3%** |  |  | &nbsp;&nbsp;&nbsp;**19852632** |
| John Hancock Collateral Trust (F) | &nbsp;&nbsp;4.3787(G) | 1985700 | &nbsp;&nbsp;&nbsp;&nbsp;19852632 |

---

---

| | |
|:---|:---|
| **Total investments (Cost $1,066,434,372) 148.4%** | **$1275926999** |
| **Other assets and liabilities, net (48.4%)** | **(415937362)** |
| **Total net assets 100.0%** | **$859989637** |

---

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| | |
|:---|:---|
| The percentage shown for each investment category is the total value of the category as a percentage of the net assets of the fund unless otherwise indicated. | The percentage shown for each investment category is the total value of the category as a percentage of the net assets of the fund unless otherwise indicated. |
| ^All par values are denominated in U.S. dollars unless otherwise indicated. | ^All par values are denominated in U.S. dollars unless otherwise indicated. |
| **Security Abbreviations and Legend** | **Security Abbreviations and Legend** |
| ADR | American Depositary Receipt |
| CMT | Constant Maturity Treasury |
| LIBOR | London Interbank Offered Rate |
| (A) | All or a portion of this security is on loan as of 1-31-23, and is a component of the fund's leverage under the Liquidity Agreement. |
| (B) | All or a portion of this security is pledged as collateral pursuant to the Liquidity Agreement. Total collateral value at 1-31-23 was $512,248,790. A portion of the securities pledged as collateral were loaned pursuant to the Liquidity Agreement. The value of securities on loan amounted to $296,807,647. |
| (C) | Perpetual bonds have no stated maturity date. Date shown as maturity date is next call date. |
| (D) | Variable rate obligation. The coupon rate shown represents the rate at period end. |
| (E) | These securities are exempt from registration under Rule 144A of the Securities Act of 1933. Such securities may be resold, normally to qualified institutional buyers, in transactions exempt from registration. |
| (F) | Investment is an affiliate of the fund, the advisor and/or subadvisor. |
| (G) | The rate shown is the annualized seven-day yield as of 1-31-23. |

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SEE NOTES TO FUND'S INVESTMENTS QUARTERLY REPORT \| JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND 5

------

Notes to Fund's investments (unaudited)

**Security valuation. Investments are stated at value as of the scheduled close of regular trading on the New York Stock Exchange (NYSE), normally at 4:00 P.M., Eastern Time. In case of emergency or other disruption resulting in the NYSE not opening for trading or the NYSE closing at a time other than the regularly scheduled close, the net asset value (NAV) may be determined as of the regularly scheduled close of the NYSE pursuant to the Advisor's Valuation Policies and Procedures.**

In order to value the securities, the fund uses the following valuation techniques: Equity securities, including exchange-traded or closed-end funds, are typically valued at the last sale price or official closing price on the exchange or principal market where the security trades. In the event there were no sales during the day or closing prices are not available, the securities are valued using the last available bid price. Investments by the fund in open-end mutual funds, including John Hancock Collateral Trust (JHCT), are valued at their respective NAVs each business day. Debt obligations are typically valued based on evaluated prices provided by an independent pricing vendor. Independent pricing vendors utilize matrix pricing, which takes into account factors such as institutional-size trading in similar groups of securities, yield, quality, coupon rate, maturity, type of issue, trading characteristics and other market data, as well as broker supplied prices.

In certain instances, the Pricing Committee of the Advisor may determine to value equity securities using prices obtained from another exchange or market if trading on the exchange or market on which prices are typically obtained did not open for trading as scheduled, or if trading closed earlier than scheduled, and trading occurred as normal on another exchange or market.

Other portfolio securities and assets, for which reliable market quotations are not readily available, are valued at fair value as determined in good faith by the Pricing Committee following procedures established by the Advisor and adopted by the Board of Trustees. The frequency with which these fair valuation procedures are used cannot be predicted and fair value of securities may differ significantly from the value that would have been used had a ready market for such securities existed.

The fund uses a three tier hierarchy to prioritize the pricing assumptions, referred to as inputs, used in valuation techniques to measure fair value. Level 1 includes securities valued using quoted prices in active markets for identical securities, including registered investment companies. Level 2 includes securities valued using other significant observable inputs. Observable inputs may include quoted prices for similar securities, interest rates, prepayment speeds and credit risk. Prices for securities valued using these inputs are received from independent pricing vendors and brokers and are based on an evaluation of the inputs described. Level 3 includes securities valued using significant unobservable inputs when market prices are not readily available or reliable, including the Advisor's assumptions in determining the fair value of investments. Factors used in determining value may include market or issuer specific events or trends, changes in interest rates and credit quality. The inputs or methodology used for valuing securities are not necessarily an indication of the risks associated with investing in those securities. Changes in valuation techniques and related inputs may result in transfers into or out of an assigned level within the disclosure hierarchy.

The following is a summary of the values by input classification of the fund's investments as of January 31, 2023, by major security category or type:

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **Total<br> value at<br> 1-31-23** | **Level 1<br> quoted<br> price** | **Level 2<br> significant<br> observable<br> inputs** | **Level 3<br> significant<br> unobservable<br> inputs** |
| **Investments in securities:** |  |  |  |  |
| **Assets** |  |  |  |  |
| **Common stocks** | **$755351896** | $755351896 |  |  |
| **Preferred securities** |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Communication services | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**15001840** | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;15001840 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;— | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;— |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Energy | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**5254200** | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5254200 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;— | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;— |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Financials | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**101745319** | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;101745319 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;— | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;— |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Health care | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**10575600** | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;10575600 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;— | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;— |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Utilities | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**124389236** | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;114524186 | $9865050 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;— |
| **Corporate bonds** | **243756276** |  | 243756276 |  |
| **Short-term investments** | **19852632** | 19852632 |  |  |
| **Total investments in securities** | **$1275926999** | **$1022305673** | **$253621326** | **—** |

---

**Investment in affiliated underlying funds. The fund may invest in affiliated underlying funds that are managed by the Advisor and its affiliates. Information regarding the fund's fiscal year to date purchases and sales of the affiliated underlying funds as well as income and capital gains earned by the fund, if any, is as follows:**

---

| | | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|
|  |  |  |  |  |  |  | **Dividends and distributions** | **Dividends and distributions** |  |
| **Affiliate** | **Ending<br> share<br> amount** | **Beginning<br> value** | **Cost of<br> purchases** | **Proceeds<br> from shares<br> sold** | **Realized<br> gain<br> (loss)** | **Change in<br> unrealized<br> appreciation<br> (depreciation)** | **Income<br> distributions<br> received** | **Capital gain<br> distributions<br> received** | **Ending<br> value** |
| John Hancock Collateral Trust | 1985700 | $24949536 | $36305107 | $(41415734) | $7778 | $5945 | $245777 |  | $19852632 |

---

---

| | |
|:---|:---|
| 6 | \| |

---

------

For additional information on the fund's significant accounting policies and risks, please refer to the fund's most recent semiannual or annual shareholder report and prospectus.

\|<sub>7</sub>

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** John Hancock Tax-Advantaged Dividend Income Fund

- **b. Investment Company Act file number:** 811-21416

- **c. CIK number of Registrant:** 0001260041

- **d. LEI of Registrant:** 5493001RMBJ8FL02CN30

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 200 Berkeley Street

  - **City:** Boston

  - **State:** MA

  - **Foreign country:** US

  - **Zip / Postal Code:** 02116

  - **Telephone number:** 617-312-0176

**Item A.2. Information about the Series.**

- **a. Name of Series:** John Hancock Tax-Advantaged Dividend Income Fund

- **c. LEI of Series:** 5493001RMBJ8FL02CN30

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-10-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $1280753788.51

**Total Liabilities:** $420870162.93

**Net Assets:** $859883625.58

**Cash Not Reported:** $36.84

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** -1073.912376000000 | **1-Year:** -12698.099895000000 | **5-Year:** -32176.016722000000 | **10-Year:** -30063.136342000000 | **30-Year:** -38382.091970000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** -671.435483000000 | **1-Year:** -15754.099907000000 | **5-Year:** -27671.866757000000 | **10-Year:** -37000.484569000000 | **30-Year:** -49424.630485000000

**Monthly Return Information**

| Class        | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID N/A | 4.49%                | -2.60%               | 7.52%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $124555.40               | $54731735.44                               |
| Month 2  | $2805253.58              | $-31098678.34                              |
| Month 3  | $3278.30                 | $36992364.80                               |

**Designated Index Information**

- **Index Name:** Fund's Designated Reference Portfolio is the Fund's Securities Portfolio

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                                            | Title                                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Citigroup Inc.                                  | CITIGROUP INC PREFERRED STOCK VAR                          | CUSIP: 172967358<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EP               | CORP              | US        |    210854 | NS      | $5364125.76   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Comerica Incorporated                           | COMERICA INC 12/99 1                                       | CUSIP: 200340AU1<br>LEI: I9Q57JVPWHHZ3ZGBW498 | Long             | DBT              | CORP              | US        |   5000000 | PA      | $4901678.95   | 0.57%             | 2025-07-01      | Variable      | 5.62%                 | No            |                  2 | On Loan: No      |
| Fifth Third Bancorp                             | FIFTH THIRD BANCORP PREFERRED STOCK 6                      | CUSIP: 316773886<br>LEI: THRNG6BD57P9QWTQLG42 | Long             | EP               | CORP              | US        |    400000 | NS      | $9996000.00   | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| FirstEnergy Corp.                               | FIRSTENERGY CORP COMMON STOCK USD.1                        | CUSIP: 337932107<br>LEI: 549300SVYJS666PQJH88 | Long             | EC               | CORP              | US        |    510000 | NS      | $20884500.00  | 2.43%             |  |  |  | No            |                  1 | On Loan: No      |
| General Motors Financial Company Inc.           | GENERAL MOTORS FINANCIAL CO IN JR SUBORDINA 12/99 VAR      | CUSIP: 37045XDB9<br>LEI: 5493008B6JBRUJ90QL97 | Long             | DBT              | CORP              | US        |  10750000 | PA      | $9943750.00   | 1.16%             | 2030-09-30      | Variable      | 5.70%                 | No            |                  2 | On Loan: No      |
| Sempra Energy                                   | SEMPRA ENERGY PREFERRED STOCK 07/79 5.75                   | CUSIP: 816851604<br>LEI: PBBKGKLRK5S5C0Y4T545 | Long             | EP               | CORP              | US        |     45000 | NS      | $1110600.00   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Spire Inc.                                      | SPIRE INC COMMON STOCK USD1.0                              | CUSIP: 84857L101<br>LEI: 549300NXSY15DRY2R511 | Long             | EC               | CORP              | US        |    235000 | NS      | $16971700.00  | 1.97%             |  |  |  | No            |                  1 | On Loan: No      |
| ATandT Inc.                                     | ATandT INC COMMON STOCK USD1.0                             | CUSIP: 00206R102<br>LEI: 549300Z40J86GGSTL398 | Long             | EC               | CORP              | US        |    550000 | NS      | $11203500.00  | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| American Electric Power Company Inc.            | AMERICAN ELECTRIC POWER 08/25 6.125                        | CUSIP: 02557T307<br>LEI: 1B4S6S7G0TW5EE83BO58 | Long             | EP               | CORP              | US        |    148100 | NS      | $7619745.00   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Huntington Bancshares Incorporated              | HUNTINGTON BANCSHARES INC/OH COMMON STOCK USD.01           | CUSIP: 446150104<br>LEI: 549300XTVCVV9I7B5T19 | Long             | EC               | CORP              | US        |   1000000 | NS      | $15170000.00  | 1.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley                                  | MORGAN STANLEY PREFERRED STOCK VAR                         | CUSIP: 61761J406<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               | CORP              | US        |    220000 | NS      | $5623200.00   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Spire Inc.                                      | SPIRE INC PREFERRED STOCK 5.9                              | CUSIP: 84857L309<br>LEI: 549300NXSY15DRY2R511 | Long             | EP               | CORP              | US        |    219650 | NS      | $5436337.50   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| BNP Paribas                                     | BNP PARIBAS SA JR SUBORDINA REGS 12/49 VAR                 | CUSIP: UV5159024<br>LEI: R0MUWSFPU8MPRO8K5P83 | Long             | DBT              | CORP              | FR        |  13000000 | PA      | $13078780.00  | 1.52%             | 2025-08-19      | Variable      | 7.38%                 | No            |                  2 | On Loan: No      |
| Becton Dickinson and Company                    | BECTON DICKINSON AND CO PREFERRED STOCK 06/23 6            | CUSIP: 075887406<br>LEI: ICE2EP6D98PQUILVRZ91 | Long             | EP               | CORP              | US        |    210000 | NS      | $10575600.00  | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Brighthouse Financial Inc.                      | BRIGHTHOUSE FINANCIAL INC PREFERRED STOCK 6.6              | CUSIP: 10922N301<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    100000 | NS      | $2601000.00   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley                                  | MORGAN STANLEY PREFERRED STOCK VAR                         | CUSIP: 61762V200<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               | CORP              | US        |    395862 | NS      | $10070729.28  | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Sempra Energy                                   | SEMPRA ENERGY COMMON STOCK                                 | CUSIP: 816851109<br>LEI: PBBKGKLRK5S5C0Y4T545 | Long             | EC               | CORP              | US        |     94462 | NS      | $15145092.46  | 1.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Spire Inc.                                      | SPIRE INC COMMON STOCK UNIT                                | CUSIP: 84857L606<br>LEI: 549300NXSY15DRY2R511 | Long             | EP               | CORP              | US        |     91500 | NS      | $4730550.00   | 0.55%             |  |  |  | No            |                  2 | On Loan: No      |
| American Equity Investment Life Holding Company | AMERICAN EQUITY INVESTMENT LIF PREFERRED STOCK VAR         | CUSIP: 025676602<br>LEI: 549300RK5RZQ740FPL83 | Long             | EP               | CORP              | US        |    164125 | NS      | $4219653.75   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Dominion Energy Inc.                            | DOMINION ENERGY INC JR SUBORDINA 12/99 VAR                 | CUSIP: 25746UDM8<br>LEI: ILUL7B6Z54MRYCF6H308 | Long             | DBT              | CORP              | US        |   8500000 | PA      | $7607500.00   | 0.88%             | 2027-01-15      | Variable      | 4.35%                 | No            |                  2 | On Loan: No      |
| Enbridge Inc.                                   | ENBRIDGE INC PREFERRED STOCK 04/78 VAR                     | CUSIP: 29250N477<br>LEI: 98TPTUM4IVMFCZBCUR27 | Long             | EP               | CORP              | CA        |    210000 | NS      | $5254200.00   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Eversource Energy                               | EVERSOURCE ENERGY COMMON STOCK USD5.0                      | CUSIP: 30040W108<br>LEI: SJ7XXD41SQU3ZNWUJ746 | Long             | EC               | CORP              | US        |    238227 | NS      | $19613228.91  | 2.28%             |  |  |  | No            |                  1 | On Loan: No      |
| National Grid plc                               | NATIONAL GRID PLC ADR                                      | CUSIP: 636274409<br>LEI: 8R95QZMKZLJX5Q2XR704 | Long             | EC               | CORP              | GB        |    201583 | NS      | $12854947.91  | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Philip Morris International Inc.                | PHILIP MORRIS INTERNATIONAL IN COMMON STOCK                | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |    108000 | NS      | $11257920.00  | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Black Hills Corporation                         | BLACK HILLS CORP COMMON STOCK USD1.0                       | CUSIP: 092113109<br>LEI: 3MGELCRSTNSAMJ962671 | Long             | EC               | CORP              | US        |    394775 | NS      | $28573814.50  | 3.32%             |  |  |  | No            |                  1 | On Loan: No      |
| SCE Trust II                                    | SCE TRUST II PREFERRED STOCK 5.1                           | CUSIP: 78407R204<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    591973 | NS      | $12419593.54  | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Corporation                        | STATE STREET CORP PREFERRED STOCK VAR                      | CUSIP: 857477608<br>LEI: 549300ZFEEJ2IP5VME73 | Long             | EP               | CORP              | US        |     25000 | NS      | $637000.00    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Telephone and Data Systems Inc.                 | TELEPHONE AND DATA SYSTEMS INC PREFERRED STOCK 6.625       | CUSIP: 879433787<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    410400 | NS      | $7941240.00   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Discover Financial Services                     | DISCOVER FINANCIAL SERVICES JR SUBORDINA 12/99 VAR         | CUSIP: 254709AQ1<br>LEI: Z1YLO2USPORE63VVUL20 | Long             | DBT              | CORP              | US        |   7200000 | PA      | $7137721.44   | 0.83%             | 2025-06-23      | Variable      | 6.12%                 | No            |                  2 | On Loan: No      |
| Exelon Corporation                              | EXELON CORP COMMON STOCK                                   | CUSIP: 30161N101<br>LEI: 3SOUA6IRML7435B56G12 | Long             | EC               | CORP              | US        |    195000 | NS      | $8227050.00   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Lincoln National Corporation                    | LINCOLN NATIONAL CORP PREFERRED STOCK 9                    | CUSIP: 534187885<br>LEI: EFQMQROEDSNBRIP7LE47 | Long             | EP               | CORP              | US        |    408300 | NS      | $11738625.00  | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| PacWest Bancorp                                 | PACWEST BANCORP COMMON STOCK                               | CUSIP: 695263103<br>LEI: 549300YI8VMFO7G36V04 | Long             | EC               | CORP              | US        |    309459 | NS      | $8559635.94   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| PacWest Bancorp                                 | PACWEST BANCORP PREFERRED STOCK VAR                        | CUSIP: 695263202<br>LEI: 549300YI8VMFO7G36V04 | Long             | EP               | CORP              | US        |    353000 | NS      | $9135640.00   | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Vistra Corp.                                    | VISTRA CORP JR SUBORDINA 144A 12/99 VAR                    | CUSIP: 92840MAC6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   5000000 | PA      | $4675000.00   | 0.54%             | 2026-12-15      | Variable      | 7.00%                 | No            |                  2 | On Loan: No      |
| Citizens Financial Group Inc.                   | CITIZENS FINANCIAL GROUP 12/99 1                           | CUSIP: 174610AQ8<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |  13500000 | PA      | $12931650.00  | 1.50%             | 2024-04-06      | Variable      | 6.38%                 | No            |                  2 | On Loan: No      |
| Alliant Energy Corporation                      | ALLIANT ENERGY CORP COMMON STOCK USD.01                    | CUSIP: 018802108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    360000 | NS      | $19450800.00  | 2.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of America Corporation                     | BANK OF AMERICA CORP 12/99 1                               | CUSIP: 060505FL3<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | DBT              | CORP              | US        |  10025000 | PA      | $9598937.50   | 1.12%             | 2028-03-15      | Variable      | 5.88%                 | No            |                  2 | On Loan: No      |
| DTE Energy Company                              | DTE ENERGY CO COMMON STOCK                                 | CUSIP: 233331107<br>LEI: 549300IX8SD6XXD71I78 | Long             | EC               | CORP              | US        |    180000 | NS      | $20946600.00  | 2.44%             |  |  |  | No            |                  1 | On Loan: No      |
| NextEra Energy Inc.                             | NEXTERA ENERGY INC PREFERRED STOCK 09/25 6.926             | CUSIP: 65339F713<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    142850 | NS      | $6849657.50   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| CenterPoint Energy Inc.                         | CENTERPOINT ENERGY INC COMMON STOCK USD.01                 | CUSIP: 15189T107<br>LEI: 21TPXMRRHFKOBHDC8J74 | Long             | EC               | CORP              | US        |   1120923 | NS      | $33762200.76  | 3.93%             |  |  |  | No            |                  1 | On Loan: No      |
| SCE Trust VI                                    | SCE TRUST VI PREFERRED STOCK 5                             | CUSIP: 78410V200<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    254001 | NS      | $5278140.78   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| NextEra Energy Inc.                             | NEXTERA ENERGY INC PREFERRED STOCK                         | CUSIP: 65339F770<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    115000 | NS      | $5748850.00   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| SBL Holdings LLC                                | SBL HOLDINGS INC SR UNSECURED 144A VAR                     | CUSIP: 78397DAA6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |  13975000 | PA      | $11584247.00  | 1.35%             | 2025-05-13      | Variable      | 7.00%                 | No            |                  2 | On Loan: No      |
| Wells Fargo and Company                         | WELLS FARGO and CO JR SUBORDINA 12/49 VAR                  | CUSIP: 949746RG8<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $1957500.00   | 0.23%             | 2024-06-15      | Variable      | 5.90%                 | No            |                  2 | On Loan: No      |
| The Williams Companies Inc.                     | WILLIAMS COS INC/THE COMMON STOCK USD1.0                   | CUSIP: 969457100<br>LEI: D71FAKCBLFS2O0RBPG08 | Long             | EC               | CORP              | US        |   1080000 | NS      | $34819200.00  | 4.05%             |  |  |  | No            |                  1 | On Loan: No      |
| SVB Financial Group                             | SVB FINANCIAL GROUP JR SUBORDINA 12/99 VAR                 | CUSIP: 78486QAG6<br>LEI: 549300D2KJ20JMXE7542 | Long             | DBT              | CORP              | US        |   9000000 | PA      | $6682500.00   | 0.78%             | 2031-02-15      | Variable      | 4.10%                 | No            |                  2 | On Loan: No      |
| The Southern Company                            | SOUTHERN CO/THE COMMON STOCK USD5.0                        | CUSIP: 842587107<br>LEI: 549300FC3G3YU2FBZD92 | Long             | EC               | CORP              | US        |    489925 | NS      | $33158124.00  | 3.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Citizens Financial Group Inc.                   | CITIZENS FINANACIAL GROUP 12/99 1                          | CUSIP: 174610AP0<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |  13000000 | PA      | $12471849.13  | 1.45%             | 2023-07-06      | Variable      | 6.00%                 | No            |                  2 | On Loan: No      |
| Constellation Energy Corporation                | CONSTELLATION ENERGY CORP COMMON STOCK                     | CUSIP: 21037T109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    150000 | NS      | $12804000.00  | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| DT Midstream Inc.                               | DTE MIDSTREAM LLC COMMON STOCK                             | CUSIP: 23345M107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     90000 | NS      | $4919400.00   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Umpqua Holdings Corporation                     | UMPQUA HOLDINGS CORP COMMON STOCK                          | CUSIP: 904214103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    635000 | NS      | $11557000.00  | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Integrys Holding Inc.                           | INTEGRYS HOLDING INC PREFERRED STOCK 08/73 VAR             | CUSIP: 45822P204<br>LEI: 549300J4ZRR1SZF4ES33 | Long             | EP               | CORP              | US        |    210000 | NS      | $5134500.00   | 0.60%             |  |  |  | No            |                  2 | On Loan: No      |
| NiSource Inc.                                   | NISOURCE INC JR SUBORDINA VAR                              | CUSIP: 65473PAG0<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   9325000 | PA      | $9045784.70   | 1.05%             | 2023-06-15      | Variable      | 5.65%                 | No            |                  2 | On Loan: No      |
| JH COLLATERAL                                   | JH COLLATERAL                                              | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | RF                | US        |   1985700 | NS      | $19852632.16  | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Wells Fargo and Company                         | WELLS FARGO and CO PREFERRED STOCK 7.5                     | CUSIP: 949746804<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               | CORP              | US        |     11000 | NS      | $13837890.00  | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| First Republic Bank                             | FIRST REPUBLIC BANK/CA PREFERRED STOCK 4                   | CUSIP: 33616C720<br>LEI: YWC0TIKBQM2JV8L4IV08 | Long             | EP               | CORP              | US        |    332000 | NS      | $6068960.00   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| NiSource Inc.                                   | NISOURCE INC PREFERRED STOCK 03/24 7.75                    | CUSIP: 65473P121<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    167100 | NS      | $17637405.00  | 2.05%             |  |  |  | No            |                  1 | On Loan: No      |
| PPL Corporation                                 | PPL CORP COMMON STOCK USD.01                               | CUSIP: 69351T106<br>LEI: 9N3UAJSNOUXFKQLF3V18 | Long             | EC               | CORP              | US        |    775000 | NS      | $22940000.00  | 2.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of America Corporation                     | BANK OF AMERICA CORP PREFERRED STOCK 7.25                  | CUSIP: 060505682<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               | CORP              | US        |      7000 | NS      | $8709400.00   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CoBank ACB                                      | COBANK ACB JR SUBORDINA 12/99 VAR                          | CUSIP: 19075QAE2<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   5000000 | PA      | $5048228.40   | 0.59%             | 2027-10-01      | Variable      | 6.45%                 | No            |                  2 | On Loan: No      |
| Kinder Morgan Inc.                              | KINDER MORGAN INC/DE COMMON STOCK USD.01                   | CUSIP: 49456B101<br>LEI: 549300WR7IX8XE0TBO16 | Long             | EC               | CORP              | US        |    680000 | NS      | $12444000.00  | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Paramount Global                                | VIACOMCBS INC PREFERRED STOCK 04/24 5.75                   | CUSIP: 92556H305<br>LEI: 5KYC8KF17ROCY24M3H09 | Long             | EP               | CORP              | US        |    215000 | NS      | $7060600.00   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Athene Holding Ltd.                             | ATHENE HOLDING LTD PREFERRED STOCK                         | CUSIP: EP0572651<br>LEI: 549300H316CT32FQXI76 | Long             | EP               | CORP              | BM        |    355787 | NS      | $9061894.89   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| BP P.L.C.                                       | BP PLC ADR                                                 | CUSIP: 055622104<br>LEI: N/A                  | Long             | EC               | CORP              | GB        |    845450 | NS      | $30630653.50  | 3.56%             |  |  |  | No            |                  1 | On Loan: No      |
| CenterPoint Energy Inc.                         | CENTERPOINT ENERGY INC JR SUBORDINA 12/99 VAR              | CUSIP: 15189TAS6<br>LEI: 21TPXMRRHFKOBHDC8J74 | Long             | DBT              | CORP              | US        |  10750000 | PA      | $10575312.50  | 1.23%             | 2023-09-01      | Variable      | 6.12%                 | No            |                  2 | On Loan: No      |
| NextEra Energy Inc.                             | NEXTERA ENERGY INC PREFERRED STOCK 09/23 6.219             | CUSIP: 65339F739<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    259500 | NS      | $12427455.00  | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Natwest Group plc                               | ROYAL BANK OF SCOTLAND GROUP P JR SUBORDINA 12/49 VAR      | CUSIP: 780099CK1<br>LEI: N/A                  | Long             | DBT              | CORP              | GB        |   8624000 | PA      | $8721020.00   | 1.01%             | 2025-08-10      | Variable      | 8.00%                 | No            |                  2 | On Loan: No      |
| Duke Energy Corporation                         | DUKE ENERGY CORP PREFERRED STOCK 5.75                      | CUSIP: 26441C501<br>LEI: I1BZKREC126H0VB1BL91 | Long             | EP               | CORP              | US        |    200000 | NS      | $5156000.00   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Edison International                            | EDISON INTERNATIONAL JR SUBORDINA 12/99 VAR                | CUSIP: 281020AS6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   9500000 | PA      | $8874716.75   | 1.03%             | 2026-03-15      | Variable      | 5.38%                 | No            |                  2 | On Loan: No      |
| JPMorgan Chase and Co.                          | JPMORGAN CHASE and CO JR SUBORDINA 01/49 VAR               | CUSIP: 46625HJQ4<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | DBT              | CORP              | US        |   3999000 | PA      | $4039309.92   | 0.47%             | 2024-02-01      | Variable      | 6.75%                 | No            |                  2 | On Loan: No      |
| NiSource Inc.                                   | NISOURCE INC PREFERRED STOCK VAR                           | CUSIP: 65473P881<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    250000 | NS      | $6382500.00   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Vistra Corp.                                    | VISTRA CORP JR SUBORDINA 144A VAR                          | CUSIP: 92840MAB8<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   8210000 | PA      | $8047852.50   | 0.94%             | 2026-10-15      | Variable      | 8.00%                 | No            |                  2 | On Loan: No      |
| The AES Corporation                             | AES CORP/THE PREFERRED STOCK 02/24 6.875                   | CUSIP: 00130H204<br>LEI: 2NUNNB7D43COUIRE5295 | Long             | EP               | CORP              | US        |     90000 | NS      | $8985600.00   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Dominion Energy Inc.                            | DOMINION ENERGY INC COMMON STOCK                           | CUSIP: 25746U109<br>LEI: ILUL7B6Z54MRYCF6H308 | Long             | EC               | CORP              | US        |    389814 | NS      | $24807762.96  | 2.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Markel Corporation                              | MARKEL CORP JR SUBORDINA 12/99 VAR                         | CUSIP: 570535AW4<br>LEI: 549300SCNO12JLWIK605 | Long             | DBT              | CORP              | US        |   6500000 | PA      | $6483750.00   | 0.75%             | 2025-06-01      | Variable      | 6.00%                 | No            |                  2 | On Loan: No      |
| MetLife Inc.                                    | METLIFE INC 12/99 1                                        | CUSIP: 59156RBT4<br>LEI: C4BXATY60WC6XEOZDX54 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $992500.00    | 0.12%             | 2028-03-15      | Variable      | 5.88%                 | No            |                  2 | On Loan: No      |
| The Charles Schwab Corporation                  | CHARLES SCHWAB CORP 12/99 1                                | CUSIP: 808513BD6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   6400000 | PA      | $6350080.00   | 0.74%             | 2025-06-01      | Variable      | 5.38%                 | No            |                  2 | On Loan: No      |
| UGI Corporation                                 | UGI CORP COMMON STOCK                                      | CUSIP: 902681105<br>LEI: DX6GCWD4Q1JO9CRE5I40 | Long             | EC               | CORP              | US        |    310000 | NS      | $12347300.00  | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Xcel Energy Inc.                                | XCEL ENERGY INC COMMON STOCK USD2.5                        | CUSIP: 98389B100<br>LEI: LGJNMI9GH8XIDG5RCM61 | Long             | EC               | CORP              | US        |    207000 | NS      | $14235390.00  | 1.66%             |  |  |  | No            |                  1 | On Loan: No      |
| The AES Corporation                             | AES CORP/VA COMMON STOCK USD.01                            | CUSIP: 00130H105<br>LEI: 2NUNNB7D43COUIRE5295 | Long             | EC               | CORP              | US        |    800000 | NS      | $21928000.00  | 2.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Algonquin Power and Utilities Corp.             | ALGONQUIN POWER + UTILITIES CO COMMON STOCK UNIT           | CUSIP: 015857873<br>LEI: 549300K5VIUTJXQL7X75 | Long             | EC               | CORP              | CA        |    346500 | NS      | $9372825.00   | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Duke Energy Corporation                         | DUKE ENERGY CORP COMMON STOCK USD.001                      | CUSIP: 26441C204<br>LEI: I1BZKREC126H0VB1BL91 | Long             | EC               | CORP              | US        |    270000 | NS      | $27661500.00  | 3.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Enbridge Inc.                                   | ENBRIDGE INC COMMON STOCK                                  | CUSIP: 29250N105<br>LEI: 98TPTUM4IVMFCZBCUR27 | Long             | EC               | CORP              | CA        |    347106 | NS      | $14220932.82  | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| NiSource Inc.                                   | NISOURCE INC COMMON STOCK USD.01                           | CUSIP: 65473P105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    875000 | NS      | $24281250.00  | 2.82%             |  |  |  | No            |                  1 | On Loan: No      |
| The PNC Financial Services Group Inc.           | PNC FINANCIAL SERVICES GROUP I JR SUBORDINA 12/99 VAR      | CUSIP: 693475BD6<br>LEI: CFGNEKW0P8842LEUIA51 | Long             | DBT              | CORP              | US        |  14000000 | PA      | $13928600.00  | 1.62%             | 2027-05-15      | Variable      | 6.00%                 | No            |                  2 | On Loan: No      |
| Public Service Enterprise Group Incorporated    | PUBLIC SERVICE ENTERPRISE GROU COMMON STOCK                | CUSIP: 744573106<br>LEI: PUSS41EMO3E6XXNV3U28 | Long             | EC               | CORP              | US        |    275000 | NS      | $17030750.00  | 1.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of America Corporation                     | BANK OF AMERICA CORP JR SUBORDINA 12/99 VAR                | CUSIP: 06055HAB9<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | DBT              | CORP              | US        |  15690000 | PA      | $15705690.00  | 1.83%             | 2027-04-27      | Variable      | 6.12%                 | No            |                  2 | On Loan: No      |
| Synovus Financial Corp.                         | SYNOVUS FINANCIAL CORP PREFERRED STOCK VAR                 | CUSIP: 87161C600<br>LEI: 549300EIUS8UN5JTLE54 | Long             | EP               | CORP              | US        |    188000 | NS      | $4681200.00   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Huntington Bancshares Incorporated              | HUNTINGTON BANCSHARES 12/99 5.625                          | CUSIP: 446150AT1<br>LEI: 549300XTVCVV9I7B5T19 | Long             | DBT              | CORP              | US        |   7570000 | PA      | $7435260.51   | 0.86%             | 2030-07-15      | Variable      | 5.62%                 | No            |                  2 | On Loan: No      |
| Ameren Corporation                              | AMEREN CORP COMMON STOCK USD.01                            | CUSIP: 023608102<br>LEI: XRZQ5S7HYJFPHJ78L959 | Long             | EC               | CORP              | US        |    330000 | NS      | $28667100.00  | 3.33%             |  |  |  | No            |                  1 | On Loan: No      |
| American Electric Power Company Inc.            | AMERICAN ELECTRIC POWER CO INC COMMON STOCK USD6.5         | CUSIP: 025537101<br>LEI: 1B4S6S7G0TW5EE83BO58 | Long             | EC               | CORP              | US        |    375000 | NS      | $35235000.00  | 4.10%             |  |  |  | No            |                  1 | On Loan: No      |
| General Motors Financial Company Inc.           | GENERAL MOTORS FINANCIAL CO IN JR SUBORDINA 12/99 VAR      | CUSIP: 37045XCM6<br>LEI: 5493008B6JBRUJ90QL97 | Long             | DBT              | CORP              | US        |   6600000 | PA      | $6175388.27   | 0.72%             | 2028-09-30      | Variable      | 6.50%                 | No            |                  2 | On Loan: No      |
| Lloyds Banking Group plc                        | LLOYDS BANKING GROUP PLC JR SUBORDINA 04/49 VAR            | CUSIP: 539439AG4<br>LEI: 549300PPXHEU2JF0AM85 | Long             | DBT              | CORP              | GB        |  11500000 | PA      | $11414785.00  | 1.33%             | 2024-06-27      | Variable      | 7.50%                 | No            |                  2 | On Loan: No      |
| NextEra Energy Partners LP                      | NEXTERA ENERGY PARTNERS LP COMMON STOCK                    | CUSIP: 65341B106<br>LEI: 5493008F4ZOQFNG3WN54 | Long             | EC               | CORP              | US        |    125000 | NS      | $9162500.00   | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Verizon Communications Inc.                     | VERIZON COMMUNICATIONS INC COMMON STOCK USD.1              | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               | CORP              | US        |    309160 | NS      | $12851781.20  | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Ares Management Corporation                     | ARES MANAGEMENT CORP COMMON STOCK                          | CUSIP: 03990B101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    270000 | NS      | $22407300.00  | 2.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Edison International                            | EDISON INTERNATIONAL JR SUBORDINA 12/99 VAR                | CUSIP: 281020AT4<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   3952000 | PA      | $3513683.68   | 0.41%             | 2026-12-15      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| Equitrans Midstream Corporation                 | EQUITRANS MIDSTREAM CORP COMMON STOCK                      | CUSIP: 294600101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    420000 | NS      | $3045000.00   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| OGE Energy Corp.                                | OGE ENERGY CORP COMMON STOCK USD.01                        | CUSIP: 670837103<br>LEI: CE5OG6JPOZMDSA0LAQ19 | Long             | EC               | CORP              | US        |    610000 | NS      | $23985200.00  | 2.79%             |  |  |  | No            |                  1 | On Loan: No      |
| ONEOK Inc.                                      | ONEOK INC COMMON STOCK USD.01                              | CUSIP: 682680103<br>LEI: 2T3D6M0JSY48PSZI1Q41 | Long             | EC               | CORP              | US        |    305000 | NS      | $20886400.00  | 2.43%             |  |  |  | No            |                  1 | On Loan: No      |
| PGandE Corporation                              | PGandE CORP PREFERRED STOCK                                | CUSIP: 69331C140<br>LEI: 8YQ2GSDWYZXO2EDN3511 | Long             | EP               | CORP              | US        |    105000 | NS      | $14832300.00  | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Algonquin Power and Utilities Corp.             | ALGONQUIN POWER and UTILITIES CO PREFERRED STOCK 07/79 VAR | CUSIP: 015857808<br>LEI: 549300K5VIUTJXQL7X75 | Long             | EP               | CORP              | CA        |    200000 | NS      | $4640000.00   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| American Express Company                        | AMERICAN EXPRESS CO JR SUBORDINA 12/99 VAR                 | CUSIP: 025816CH0<br>LEI: R4PP93JZOLY261QX3811 | Long             | DBT              | CORP              | US        |  10500000 | PA      | $9290397.59   | 1.08%             | 2026-09-15      | Variable      | 3.55%                 | No            |                  2 | On Loan: No      |
| Entergy Corporation                             | ENTERGY CORP COMMON STOCK USD.01                           | CUSIP: 29364G103<br>LEI: 4XM3TW50JULSLG8BNC79 | Long             | EC               | CORP              | US        |    218000 | NS      | $23605040.00  | 2.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Huntington Bancshares Incorporated              | HUNTINGTON BANCSHARES 12/99 1                              | CUSIP: 446150AL8<br>LEI: 549300XTVCVV9I7B5T19 | Long             | DBT              | CORP              | US        |   3000000 | PA      | $2923269.66   | 0.34%             | 2023-04-15      | Variable      | 5.70%                 | No            |                  2 | On Loan: No      |
| The PNC Financial Services Group Inc.           | PNC FINANCIAL SERVICES GROUP I JR SUBORDINA 07/49 VAR      | CUSIP: 693475AK1<br>LEI: CFGNEKW0P8842LEUIA51 | Long             | DBT              | CORP              | US        |   2613000 | PA      | $2619530.20   | 0.30%             | 2023-05-01      | Variable      | 8.49%                 | No            |                  2 | On Loan: No      |
| Pinnacle West Capital Corporation               | PINNACLE WEST CAPITAL CORP COMMON STOCK                    | CUSIP: 723484101<br>LEI: TWSEY0NEDUDCKS27AH81 | Long             | EC               | CORP              | US        |     50000 | NS      | $3727500.00   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-28

**Name of Applicant:** John Hancock Tax-Advantaged Dividend Income Fund

**Signature:** /s/Salvatore Schiavone

**Name of Signer:** Salvatore Schiavone

**Title:** Treasurer