# EDGAR Filing Document

**Accession Number:** 0001052075
**File Stem:** 0001052075-25-000003
**Filing Date:** 2025-11
**Character Count:** 2633
**Document Hash:** 419a15051e582457cba7ae2f5a4a9d9d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001052075-25-000003.hdr.sgml**: 20251118

**ACCESSION NUMBER**: 0001052075-25-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251118

**DATE AS OF CHANGE**: 20251118

**EFFECTIVENESS DATE**: 20251118

**PERIOD START**: 20241001

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CASGRAIN & COMPANY (USA) LIMITED
- **CENTRAL INDEX KEY:** 0001052075

**ORGANIZATION NAME:**
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-50713
- **FILM NUMBER:** 251493260

**BUSINESS ADDRESS:**
- **STREET 1:** 1200 MCGILL COLLEGE AVENUE
- **STREET 2:** 21ST FLOOR
- **CITY:** MONTREAL QUEBEC
- **STATE:** H2
- **ZIP:** H3B 4G7
- **BUSINESS PHONE:** 514-871-8080

**MAIL ADDRESS:**
- **STREET 1:** 1200 MCGILL COLLEGE AVENUE
- **STREET 2:** 21ST FLOOR
- **CITY:** MONTREAL, QUEBEC
- **STATE:** H2
- **ZIP:** H3B 4G7

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CASGRAIN & CO USA LTD                                   /BD
- **DATE OF NAME CHANGE:** 19971230

### Attached PDF Documents

**Attachment 1:** `Casgrain_USA_PUBLIC.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001052075

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 10-01-2024

**Report Period End Date:** 09-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** CASGRAIN & COMPANY (USA) LIMITED

**Business Address:** 1200 MCGILL COLLEGE AVENUE, 21ST FLOOR, MONTREAL QUEBEC, A8, H3B 4G7

**Contact Person:** Andre Zanga

**Contact Phone:** 5148718080

### Independent Public Accountant Identification

**Accountant Name:** Raymond, Chabot, Grant, Thornton, LLP

**Accountant Address:** 600 DE LA GAUCHETIERE STREET WEST, SUITE 2000, MONTREAL, A8, H3B4L8

**Accountant Type:** Certified Public Accountant not resident in United States or any of its possessions

### OATH OR AFFIRMATION

I, **GUY R. CASGRAIN**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **CASGRAIN & COMPANY (USA) LIMITED**, as of **09-30-2025**, are true and correct.

**Signature:** GUY CASGRAIN

**Title:** PRESIDENT