# EDGAR Filing Document

**Accession Number:** 0001572661
**File Stem:** 0001752724-23-030724
**Filing Date:** 2023-2
**Character Count:** 48482
**Document Hash:** d2fd4da9bcb228e904a9882389d5be9e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-030724.hdr.sgml**: 20230221

**ACCESSION NUMBER**: 0001752724-23-030724

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230221

**DATE AS OF CHANGE**: 20230221

**PERIOD START**: 20230630

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Principal Exchange-Traded Funds
- **CENTRAL INDEX KEY:** 0001572661
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23029
- **FILM NUMBER:** 23646625

**BUSINESS ADDRESS:**
- **STREET 1:** 711 HIGH STREET
- **CITY:** DES MOINES
- **STATE:** IA
- **ZIP:** 50392
- **BUSINESS PHONE:** 515-235-9328

**MAIL ADDRESS:**
- **STREET 1:** 711 HIGH STREET
- **CITY:** DES MOINES
- **STATE:** IA
- **ZIP:** 50392

## Series and Classes Contracts Data

### Principal Investment Grade Corporate Active ETF (Series ID: S000061644)

| Class ID   | Class Name                                      | Ticker Symbol   |
|:---|:---|:---|
| C000199630 | Principal Investment Grade Corporate Active ETF | IG              |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Principal Exchange-Traded Funds

- **b. Investment Company Act file number:** 811-23029

- **c. CIK number of Registrant:** 0001572661

- **d. LEI of Registrant:** 549300AG76V5U32HWF10

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 801 Grand Avenue

  - **City:** DES MOINES

  - **State:** IA

  - **Foreign country:** US

  - **Zip / Postal Code:** 50309

  - **Telephone number:** 515-235-1719

**Item A.2. Information about the Series.**

- **a. Name of Series:** Principal Investment Grade Corporate Active ETF

- **b. EDGAR series identifier (if any):** S000061644

- **c. LEI of Series:** 549300GGQ6GKHUYDQW84

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-06-30

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $21729122.57

**Total Liabilities:** $332006.33

**Net Assets:** $21397116.24

**Cash Not Reported:** $34924.56

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 32.83000000 | **1-Year:** 97.44000000 | **5-Year:** 3677.38000000 | **10-Year:** 4875.31000000 | **30-Year:** 6171.99000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.60000000 | **1-Year:** 1.79000000 | **5-Year:** 67.60000000 | **10-Year:** 89.63000000 | **30-Year:** 113.46000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000199630 | -0.65%               | 4.94%                | -0.46%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-12946798.29            | $13225881.87                               |
| Month 2  | $-112299.85              | $956676.16                                 |
| Month 3  | $-71135.80               | $-146246.99                                |

**Designated Index Information**

- **Index Name:** Bloomberg US Corp Bond TR USD

- **Index Identifier:** XIUSA04GTZ

### Schedule of Portfolio Investments

| Name                                   | Title                                                                         | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Oracle Corp                            | Oracle Corp.                                                                  | CUSIP: 68389XBU8<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | DBT              | CORP              | US        |    118000 | PA      | $107379.41    | 0.50%             | 2027-04-01      | Fixed         | 2.80%                 | No            |                  2 | On Loan: No      |
| WEC ENERGY GROUP INC                   | WEC Energy Group, Inc.                                                        | CUSIP: 92939UAD8<br>LEI: 549300IGLYTZUK3PVP70 | Long             | DBT              | CORP              | US        |    331000 | PA      | $280758.13    | 1.31%             | 2027-10-15      | Fixed         | 1.38%                 | No            |                  2 | On Loan: No      |
| ESSENTIAL UTILITIES INC                | Essential Utilities, Inc.                                                     | CUSIP: 29670GAF9<br>LEI: 549300ILTEOF3E3QY357 | Long             | DBT              | CORP              | US        |    223000 | PA      | $177163.98    | 0.83%             | 2031-05-01      | Fixed         | 2.40%                 | No            |                  2 | On Loan: No      |
| TRUIST FINANCIAL CORP                  | Truist Financial Corp.                                                        | CUSIP: 89788MAJ1<br>LEI: 549300DRQQI75D2JP341 | Long             | DBT              | CORP              | US        |    105000 | PA      | $107341.62    | 0.50%             | 2026-10-28      | Fixed         | 5.90%                 | No            |                  2 | On Loan: No      |
| Florida Power & Light Co               | Florida Power & Light Co.                                                     | CUSIP: 341081FQ5<br>LEI: A89MY1K3YLIGJMYWVX50 | Long             | DBT              | CORP              | US        |    118000 | PA      | $97384.22     | 0.46%             | 2048-03-01      | Fixed         | 3.95%                 | No            |                  2 | On Loan: No      |
| Zoetis Inc                             | Zoetis, Inc.                                                                  | CUSIP: 98978VAN3<br>LEI: 549300HD9Q1LOC9KLJ48 | Long             | DBT              | CORP              | US        |    309000 | PA      | $293514.46    | 1.37%             | 2028-08-20      | Fixed         | 3.90%                 | No            |                  2 | On Loan: No      |
| ENERGY TRANSFER LP                     | Energy Transfer LP                                                            | CUSIP: 29278NAQ6<br>LEI: MTLVN9N7JE8MIBIJ1H73 | Long             | DBT              | CORP              | US        |    219000 | PA      | $193089.20    | 0.90%             | 2030-05-15      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| BANK OF AMERICA CORP                   | Bank of America Corp.                                                         | CUSIP: 06051GLC1<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | DBT              | CORP              | US        |    193000 | PA      | $199267.04    | 0.93%             | 2028-11-10      | Fixed         | 6.20%                 | No            |                  2 | On Loan: No      |
| MARS INC                               | Mars, Inc.                                                                    | CUSIP: 571676AN5<br>LEI: 54930073HKEO6GZBSS03 | Long             | DBT              | CORP              | US        |    146000 | PA      | $98910.90     | 0.46%             | 2040-07-16      | Fixed         | 2.38%                 | No            |                  2 | On Loan: No      |
| CITIGROUP INC                          | Citigroup, Inc.                                                               | CUSIP: 172967NX5<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | DBT              | CORP              | US        |    356000 | PA      | $357522.60    | 1.67%             | 2026-09-29      | Fixed         | 5.61%                 | No            |                  2 | On Loan: No      |
| ENSTAR GROUP LTD                       | Enstar Group Ltd.                                                             | CUSIP: 29359UAC3<br>LEI: 213800AMAL5QFXVUCN04 | Long             | DBT              | CORP              | BM        |     86000 | PA      | $62800.19     | 0.29%             | 2031-09-01      | Fixed         | 3.10%                 | No            |                  2 | On Loan: No      |
| UNITED AIR 2016-2 A PTT                | United Airlines Pass-Through Trust                                            | CUSIP: 90932DAA3<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    978468 | PA      | $790024.53    | 3.69%             | 2028-10-07      | Fixed         | 3.10%                 | No            |                  2 | On Loan: No      |
| PARAMOUNT GLOBAL                       | Paramount Global                                                              | CUSIP: 92553PAW2<br>LEI: 5KYC8KF17ROCY24M3H09 | Long             | DBT              | CORP              | US        |    187000 | PA      | $143673.70    | 0.67%             | 2044-04-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| WESTPAC BANKING CORP                   | Westpac Banking Corp.                                                         | CUSIP: 961214FG3<br>LEI: EN5TNI6CI43VEPAMHL14 | Long             | DBT              | CORP              | AU        |    296000 | PA      | $276381.21    | 1.29%             | 2033-08-10      | Fixed         | 5.41%                 | No            |                  2 | On Loan: No      |
| NISOURCE INC                           | NiSource, Inc.                                                                | CUSIP: 65473PAK1<br>LEI: 549300D8GOWWH0SJB189 | Long             | DBT              | CORP              | US        |    408000 | PA      | $367809.62    | 1.72%             | 2025-08-15      | Fixed         | 0.95%                 | No            |                  2 | On Loan: No      |
| FIRST REPUBLIC BANK                    | First Republic Bank                                                           | CUSIP: 33616CAC4<br>LEI: YWC0TIKBQM2JV8L4IV08 | Long             | DBT              | CORP              | US        |    292000 | PA      | $226591.88    | 1.06%             | 2047-02-13      | Fixed         | 4.63%                 | No            |                  2 | On Loan: No      |
| DEUTSCHE BANK NY                       | Deutsche Bank AG                                                              | CUSIP: 251526BN8<br>LEI: 7LTWFZYICNSX8D621K86 | Long             | DBT              | CORP              | DE        |    320000 | PA      | $267461.91    | 1.25%             | 2032-12-01      | Fixed         | 4.88%                 | No            |                  2 | On Loan: No      |
| ANHEUSER-BUSCH INBEV WOR               | Anheuser-Busch InBev Worldwide, Inc.                                          | CUSIP: 035240AR1<br>LEI: 549300CRGMZK3K53BF92 | Long             | DBT              | CORP              | US        |    206000 | PA      | $206091.92    | 0.96%             | 2031-01-23      | Fixed         | 4.90%                 | No            |                  2 | On Loan: No      |
| ABBVIE INC                             | AbbVie, Inc.                                                                  | CUSIP: 00287YCA5<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | DBT              | CORP              | US        |    250000 | PA      | $213987.32    | 1.00%             | 2039-11-21      | Fixed         | 4.05%                 | No            |                  2 | On Loan: No      |
| PACIFIC GAS & ELECTRIC                 | Pacific Gas & Electric Co.                                                    | CUSIP: 694308JY4<br>LEI: 1HNPXZSMMB7HMBMVBS46 | Long             | DBT              | CORP              | US        |    254000 | PA      | $245826.36    | 1.15%             | 2023-11-15      | Fixed         | 1.70%                 | No            |                  2 | On Loan: No      |
| UBS GROUP AG                           | UBS Group AG                                                                  | CUSIP: 902613AP3<br>LEI: 549300SZJ9VS8SGXAN81 | Long             | DBT              | CORP              | CH        |    361000 | PA      | $345468.26    | 1.61%             | 2028-05-12      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| Chicago Board of Trade                 | Future                                                                        | CUSIP: 000000000<br>LEI: 549300EX04Q2QBFQTQ27 | N/A              | DIR              |  | US        |         6 | NC      | $4955.73      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| BOSTON SCIENTIFIC CORP                 | Boston Scientific Corp.                                                       | CUSIP: 101137BA4<br>LEI: Y6ZDD9FP4P8JSSJMW954 | Long             | DBT              | CORP              | US        |    335000 | PA      | $286153.28    | 1.34%             | 2030-06-01      | Fixed         | 2.65%                 | No            |                  2 | On Loan: No      |
| Monongahela Power Co                   | Monongahela Power Co.                                                         | CUSIP: 610202BR3<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    134000 | PA      | $125913.92    | 0.59%             | 2027-05-15      | Fixed         | 3.55%                 | No            |                  2 | On Loan: No      |
| AVIATION CAPITAL GROUP                 | Aviation Capital Group LLC                                                    | CUSIP: 05369AAK7<br>LEI: 549300ODEK8HY3445C77 | Long             | DBT              | CORP              | US        |    258000 | PA      | $224609.19    | 1.05%             | 2026-01-30      | Fixed         | 1.95%                 | No            |                  2 | On Loan: No      |
| Chicago Board of Trade                 | Future                                                                        | CUSIP: 000000000<br>LEI: 549300EX04Q2QBFQTQ27 | N/A              | DIR              |  | US        |        -3 | NC      | $7360.98      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley                         | Morgan Stanley                                                                | CUSIP: 6174467X1<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | DBT              | CORP              | US        |    143000 | PA      | $142568.96    | 0.67%             | 2025-11-24      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| COREBRIDGE FINANCIAL INC               | Corebridge Financial, Inc.                                                    | CUSIP: 21871XAL3<br>LEI: 549300XY1661QCIA7J65 | Long             | DBT              | CORP              | US        |    118000 | PA      | $93524.51     | 0.44%             | 2052-04-05      | Fixed         | 4.40%                 | No            |                  2 | On Loan: No      |
| ARTHUR J GALLAGHER & CO                | Arthur J Gallagher & Co.                                                      | CUSIP: 04316JAA7<br>LEI: 54930049QLLMPART6V29 | Long             | DBT              | CORP              | US        |    223000 | PA      | $174921.81    | 0.82%             | 2031-11-09      | Fixed         | 2.40%                 | No            |                  2 | On Loan: No      |
| NRG ENERGY INC                         | NRG Energy, Inc.                                                              | CUSIP: 629377CN0<br>LEI: 5E2UPK5SW04M13XY7I38 | Long             | DBT              | CORP              | US        |    162000 | PA      | $144496.11    | 0.68%             | 2025-12-02      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| KIMCO REALTY CORP                      | Kimco Realty Corp.                                                            | CUSIP: 49446RAZ2<br>LEI: 549300EA7I6T15IBYS12 | Long             | DBT              |  | US        |    237000 | PA      | $196038.60    | 0.92%             | 2032-04-01      | Fixed         | 3.20%                 | No            |                  2 | On Loan: No      |
| UNITEDHEALTH GROUP INC                 | UnitedHealth Group, Inc.                                                      | CUSIP: 91324PES7<br>LEI: 549300GHBMY8T5GXDE41 | Long             | DBT              | CORP              | US        |     59000 | PA      | $63706.14     | 0.30%             | 2053-02-15      | Fixed         | 5.88%                 | No            |                  2 | On Loan: No      |
| Chicago Board of Trade                 | Future                                                                        | CUSIP: 000000000<br>LEI: 549300EX04Q2QBFQTQ27 | N/A              | DIR              |  | US        |        -2 | NC      | $589.61       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| PILGRIM'S PRIDE CORP                   | Pilgrim's Pride Corp.                                                         | CUSIP: 72147KAG3<br>LEI: 549300ZSLGV64ZL3HD75 | Long             | DBT              | CORP              | US        |    267000 | PA      | $208927.50    | 0.98%             | 2032-03-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| INVITATION HOMES OP                    | Invitation Homes Operating Partnership LP                                     | CUSIP: 46188BAA0<br>LEI: 549300147YMUQB3GW319 | Long             | DBT              |  | US        |    237000 | PA      | $175142.28    | 0.82%             | 2031-08-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| BROADCOM INC                           | Broadcom, Inc.                                                                | CUSIP: 11135FAL5<br>LEI: 549300WV6GIDOZJTV909 | Long             | DBT              | CORP              | US        |    154000 | PA      | $143219.24    | 0.67%             | 2028-09-15      | Fixed         | 4.11%                 | No            |                  2 | On Loan: No      |
| WELLS FARGO & COMPANY                  | Wells Fargo & Co.                                                             | CUSIP: 95000U2S1<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | DBT              | CORP              | US        |    498000 | PA      | $439529.21    | 2.05%             | 2028-06-02      | Fixed         | 2.39%                 | No            |                  2 | On Loan: No      |
| BANK OF AMERICA CORP                   | Bank of America Corp.                                                         | CUSIP: 06051GKC2<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | DBT              | CORP              | US        |    336000 | PA      | $246879.47    | 1.15%             | 2036-09-21      | Fixed         | 2.48%                 | No            |                  2 | On Loan: No      |
| JBS USA/FOOD/FINANCE                   | JBS USA LUX SA/JBS USA Food Co./JBS USA Finance, Inc.                         | CUSIP: 46590XAE6<br>LEI: N/A                  | Long             | DBT              | CORP              | XX        |    185000 | PA      | $130781.00    | 0.61%             | 2052-02-02      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| GOLDMAN SACHS GROUP INC                | Goldman Sachs Group, Inc.                                                     | CUSIP: 38141GZM9<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | DBT              | CORP              | US        |    454000 | PA      | $368639.16    | 1.72%             | 2033-02-24      | Fixed         | 3.10%                 | No            |                  2 | On Loan: No      |
| AMAZON.COM INC                         | Amazon.com, Inc.                                                              | CUSIP: 023135CP9<br>LEI: ZXTILKJKG63JELOEG630 | Long             | DBT              | CORP              | US        |    349000 | PA      | $347842.85    | 1.63%             | 2027-12-01      | Fixed         | 4.55%                 | No            |                  2 | On Loan: No      |
| META PLATFORMS INC                     | Meta Platforms, Inc.                                                          | CUSIP: 30303M8J4<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | DBT              | CORP              | US        |    134000 | PA      | $106483.20    | 0.50%             | 2052-08-15      | Fixed         | 4.45%                 | No            |                  2 | On Loan: No      |
| VMWARE INC                             | VMware, Inc.                                                                  | CUSIP: 928563AE5<br>LEI: 549300BUDHS3LRWBE814 | Long             | DBT              | CORP              | US        |    381000 | PA      | $368774.42    | 1.72%             | 2027-05-15      | Fixed         | 4.65%                 | No            |                  2 | On Loan: No      |
| SABINE PASS LIQUEFACTION               | Sabine Pass Liquefaction LLC                                                  | CUSIP: 785592AS5<br>LEI: 549300KJYBG7C6WJYZ11 | Long             | DBT              | CORP              | US        |    145000 | PA      | $142175.97    | 0.66%             | 2027-03-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK LIFE INSURANCE                | New York Life Insurance Co.                                                   | CUSIP: 64952GAT5<br>LEI: TAE73CY392TBWJ3O3305 | Long             | DBT              | CORP              | US        |    134000 | PA      | $102464.63    | 0.48%             | 2050-05-15      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| JPMORGAN CHASE & CO                    | JPMorgan Chase & Co.                                                          | CUSIP: 46647PDH6<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | DBT              | CORP              | US        |    205000 | PA      | $195186.00    | 0.91%             | 2033-07-25      | Fixed         | 4.91%                 | No            |                  2 | On Loan: No      |
| NATIONAL AUSTRALIA BANK                | National Australia Bank Ltd.                                                  | CUSIP: 632525AU5<br>LEI: F8SB4JFBSYQFRQEH3Z21 | Long             | DBT              | CORP              | AU        |    486000 | PA      | $369981.61    | 1.73%             | 2030-08-21      | Fixed         | 2.33%                 | No            |                  2 | On Loan: No      |
| Chubb INA Holdings Inc                 | Chubb INA Holdings, Inc.                                                      | CUSIP: 00440EAV9<br>LEI: CZCBJZWDMLTHWJDXU843 | Long             | DBT              | CORP              | US        |    171000 | PA      | $163691.42    | 0.77%             | 2026-05-03      | Fixed         | 3.35%                 | No            |                  2 | On Loan: No      |
| RAYTHEON TECH CORP                     | Raytheon Technologies Corp.                                                   | CUSIP: 913017CY3<br>LEI: I07WOS4YJ0N7YRFE7309 | Long             | DBT              | CORP              | US        |    323000 | PA      | $309145.78    | 1.44%             | 2028-11-16      | Fixed         | 4.13%                 | No            |                  2 | On Loan: No      |
| BOEING CO                              | Boeing Co.                                                                    | CUSIP: 097023CV5<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | DBT              | CORP              | US        |    163000 | PA      | $155430.68    | 0.73%             | 2040-05-01      | Fixed         | 5.71%                 | No            |                  2 | On Loan: No      |
| BOEING CO                              | Boeing Co.                                                                    | CUSIP: 097023DB8<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | DBT              | CORP              | US        |    195000 | PA      | $177085.80    | 0.83%             | 2028-02-01      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| KRAFT HEINZ FOODS CO                   | Kraft Heinz Foods Co.                                                         | CUSIP: 50077LAZ9<br>LEI: 5493003STKEZ2S0RNU91 | Long             | DBT              | CORP              | US        |    169000 | PA      | $146699.26    | 0.69%             | 2049-10-01      | Fixed         | 4.88%                 | No            |                  2 | On Loan: No      |
| BRISTOL-MYERS SQUIBB CO                | Bristol-Myers Squibb Co.                                                      | CUSIP: 110122CQ9<br>LEI: HLYYNH7UQUORYSJQCN42 | Long             | DBT              | CORP              | US        |    118000 | PA      | $104992.45    | 0.49%             | 2039-06-15      | Fixed         | 4.13%                 | No            |                  2 | On Loan: No      |
| WARNERMEDIA HOLDINGS INC               | Warnermedia Holdings, Inc.                                                    | CUSIP: 55903VAS2<br>LEI: 549300DXR29GD4N0A520 | Long             | DBT              | CORP              | US        |    248000 | PA      | $181043.41    | 0.85%             | 2062-03-15      | Fixed         | 5.39%                 | No            |                  2 | On Loan: No      |
| VERIZON COMMUNICATIONS                 | Verizon Communications, Inc.                                                  | CUSIP: 92343VGN8<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | DBT              | CORP              | US        |    660000 | PA      | $523183.37    | 2.45%             | 2032-03-15      | Fixed         | 2.36%                 | No            |                  2 | On Loan: No      |
| YAMANA GOLD INC                        | Yamana Gold, Inc.                                                             | CUSIP: 98462YAF7<br>LEI: 54930002VY22NXG01418 | Long             | DBT              | CORP              | CA        |    448000 | PA      | $334531.87    | 1.56%             | 2031-08-15      | Fixed         | 2.63%                 | No            |                  2 | On Loan: No      |
| TAKE-TWO INTERACTIVE SOF               | Take-Two Interactive Software, Inc.                                           | CUSIP: 874054AH2<br>LEI: BOMSTHHJK882EWYX3334 | Long             | DBT              | CORP              | US        |    195000 | PA      | $172600.76    | 0.81%             | 2032-04-14      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Chicago Board of Trade                 | Future                                                                        | CUSIP: 000000000<br>LEI: 549300EX04Q2QBFQTQ27 | N/A              | DIR              |  | US        |         2 | NC      | $-9629.24     | -0.05%            |  |  |  | No            |                  1 | On Loan: No      |
| METLIFE INC                            | MetLife, Inc.                                                                 | CUSIP: 59156RCC0<br>LEI: C4BXATY60WC6XEOZDX54 | Long             | DBT              | CORP              | US        |     77000 | PA      | $73300.09     | 0.34%             | 2052-07-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| REALTY INCOME CORP                     | Realty Income Corp.                                                           | CUSIP: 756109BK9<br>LEI: 549300CUWDAUZSH43859 | Long             | DBT              |  | US        |        70 | PA      | $60.95        | 0.00%             | 2029-12-15      | Fixed         | 3.10%                 | No            |                  2 | On Loan: No      |
| AERCAP IRELAND CAP/GLOBA               | AerCap Ireland Capital DAC/AerCap Global Aviation Trust                       | CUSIP: 00774MAW5<br>LEI: N/A                  | Long             | DBT              | CORP              | IE        |    159000 | PA      | $133206.27    | 0.62%             | 2028-10-29      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| SOUTHERN CO                            | Southern Co.                                                                  | CUSIP: 842587CY1<br>LEI: 549300FC3G3YU2FBZD92 | Long             | DBT              | CORP              | US        |    479000 | PA      | $479000.00    | 2.24%             | 2057-03-15      | Variable      | 8.40%                 | No            |                  2 | On Loan: No      |
| ENERGY TRANSFER LP                     | Energy Transfer LP                                                            | CUSIP: 29273RBF5<br>LEI: MTLVN9N7JE8MIBIJ1H73 | Long             | DBT              | CORP              | US        |    140000 | PA      | $115875.51    | 0.54%             | 2045-03-15      | Fixed         | 5.15%                 | No            |                  2 | On Loan: No      |
| LOCKHEED MARTIN CORP                   | Lockheed Martin Corp.                                                         | CUSIP: 539830BX6<br>LEI: DPRBOZP0K5RM2YE8UU08 | Long             | DBT              | CORP              | US        |     80000 | PA      | $83820.86     | 0.39%             | 2054-11-15      | Fixed         | 5.70%                 | No            |                  2 | On Loan: No      |
| ABBVIE INC                             | AbbVie, Inc.                                                                  | CUSIP: 00287YBX6<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | DBT              | CORP              | US        |    174000 | PA      | $156856.48    | 0.73%             | 2029-11-21      | Fixed         | 3.20%                 | No            |                  2 | On Loan: No      |
| SWISS RE FINANCE LUX                   | Swiss Re Finance Luxembourg SA                                                | CUSIP: 87089NAA8<br>LEI: 549300CLQZ6TM98LW631 | Long             | DBT              | CORP              | LU        |    200000 | PA      | $184148.00    | 0.86%             | 2049-04-02      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| T-MOBILE USA INC                       | T-Mobile USA, Inc.                                                            | CUSIP: 87264ABV6<br>LEI: 549300V2JRLO5DIFGE82 | Long             | DBT              | CORP              | US        |    572000 | PA      | $503800.15    | 2.35%             | 2029-04-15      | Fixed         | 3.38%                 | No            |                  2 | On Loan: No      |
| AERCAP IRELAND CAP/GLOBA               | AerCap Ireland Capital DAC/AerCap Global Aviation Trust                       | CUSIP: 00774MAZ8<br>LEI: N/A                  | Long             | DBT              | CORP              | IE        |    158790 | PA      | $112260.51    | 0.52%             | 2041-10-29      | Fixed         | 3.85%                 | No            |                  2 | On Loan: No      |
| EVEREST REINSURANCE HLDG               | Everest Reinsurance Holdings, Inc.                                            | CUSIP: 299808AJ4<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    152000 | PA      | $94876.70     | 0.44%             | 2052-10-15      | Fixed         | 3.13%                 | No            |                  2 | On Loan: No      |
| AT&T INC                               | AT&T, Inc.                                                                    | CUSIP: 00206RKJ0<br>LEI: 549300Z40J86GGSTL398 | Long             | DBT              | CORP              | US        |    407000 | PA      | $274699.03    | 1.28%             | 2053-09-15      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| CREDIT SUISSE GROUP AG                 | Credit Suisse Group AG                                                        | CUSIP: 225401AR9<br>LEI: 549300506SI9CRFV9Z86 | Long             | DBT              | CORP              | CH        |    233000 | PA      | $151608.78    | 0.71%             | 2027-02-11      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| BANK OF AMERICA CORP                   | Bank of America Corp.                                                         | CUSIP: 06051GJZ3<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | DBT              | CORP              | US        |    379000 | PA      | $318926.26    | 1.49%             | 2029-06-14      | Fixed         | 2.09%                 | No            |                  2 | On Loan: No      |
| Morgan Stanley                         | Morgan Stanley                                                                | CUSIP: 61744YAK4<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | DBT              | CORP              | US        |    164000 | PA      | $150429.11    | 0.70%             | 2028-07-22      | Fixed         | 3.59%                 | No            |                  2 | On Loan: No      |
| COSTAR GROUP INC                       | CoStar Group, Inc.                                                            | CUSIP: 22160NAA7<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    287000 | PA      | $234389.94    | 1.10%             | 2030-07-15      | Fixed         | 2.80%                 | No            |                  2 | On Loan: No      |
| WASTE CONNECTIONS INC                  | Waste Connections, Inc.                                                       | CUSIP: 94106BAF8<br>LEI: 549300HDLRTPBQU69P29 | Long             | DBT              | CORP              | CA        |    232000 | PA      | $215468.62    | 1.01%             | 2033-01-15      | Fixed         | 4.20%                 | No            |                  2 | On Loan: No      |
| MORGAN STANLEY                         | Morgan Stanley                                                                | CUSIP: 6174468Y8<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | DBT              | CORP              | US        |    293000 | PA      | $180399.15    | 0.84%             | 2052-01-25      | Fixed         | 2.80%                 | No            |                  2 | On Loan: No      |
| PACIFIC GAS & ELECTRIC                 | Pacific Gas & Electric Co.                                                    | CUSIP: 694308HP5<br>LEI: 1HNPXZSMMB7HMBMVBS46 | Long             | DBT              | CORP              | US        |    319000 | PA      | $292363.71    | 1.37%             | 2026-03-01      | Fixed         | 2.95%                 | No            |                  2 | On Loan: —       |
| WEC ENERGY GROUP INC                   | WEC Energy Group, Inc.                                                        | CUSIP: 92939UAH9<br>LEI: 549300IGLYTZUK3PVP70 | Long             | DBT              | CORP              | US        |    121000 | PA      | $120969.18    | 0.57%             | 2025-09-27      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CSL Finance PLC                        | CSL Finance PLC                                                               | CUSIP: 12661PAE9<br>LEI: 2549007CCNBNAF4HBC02 | Long             | DBT              | CORP              | GB        |    118000 | PA      | $105698.28    | 0.49%             | 2052-04-27      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| XLIT Ltd                               | XLIT Ltd.                                                                     | CUSIP: 98420EAD7<br>LEI: 635400XCGXK8NVDIVE95 | Long             | DBT              | CORP              | KY        |     92000 | PA      | $86916.84     | 0.41%             | 2045-03-31      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| JPMORGAN CHASE & CO                    | JPMorgan Chase & Co.                                                          | CUSIP: 46647PBW5<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | DBT              | CORP              | US        |    457000 | PA      | $397529.90    | 1.86%             | 2027-02-04      | Fixed         | 1.04%                 | No            |                  2 | On Loan: No      |
| ORACLE CORP                            | Oracle Corp.                                                                  | CUSIP: 68389XCH6<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | DBT              | CORP              | US        |     66000 | PA      | $68505.75     | 0.32%             | 2029-11-09      | Fixed         | 6.15%                 | No            |                  2 | On Loan: No      |
| BLACKSTONE HOLDINGS FINA               | Blackstone Holdings Finance Co. LLC                                           | CUSIP: 09261BAF7<br>LEI: 549300D2L6J4NC1QVZ22 | Long             | DBT              | CORP              | US        |       342 | PA      | $198.63       | 0.00%             | 2051-08-05      | Fixed         | 2.85%                 | No            |                  2 | On Loan: No      |
| Markel Corp                            | Markel Corp.                                                                  | CUSIP: 570535AS3<br>LEI: 549300SCNO12JLWIK605 | Long             | DBT              | CORP              | US        |    149000 | PA      | $116439.38    | 0.54%             | 2047-11-01      | Fixed         | 4.30%                 | No            |                  2 | On Loan: No      |
| Chicago Board of Trade                 | Future                                                                        | CUSIP: 000000000<br>LEI: 549300EX04Q2QBFQTQ27 | N/A              | DIR              |  | US        |        -3 | NC      | $462.84       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Comcast Corp                           | Comcast Corp.                                                                 | CUSIP: 20030NCC3<br>LEI: 51M0QTTNCGUN7KFCFZ59 | Long             | DBT              | CORP              | US        |    193000 | PA      | $154183.52    | 0.72%             | 2047-11-01      | Fixed         | 3.97%                 | No            |                  2 | On Loan: No      |
| Principal Government Money Market Fund | Principal Government Money Market Fund                                        | CUSIP: 000000000<br>LEI: 549300WWK3YB7DNN4U34 | Long             | STIV             | RF                | US        |     94750 | NS      | $94750.00     | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| CHARTER COMM OPT LLC/CAP               | Charter Communications Operating LLC/Charter Communications Operating Capital | CUSIP: 161175BX1<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    215000 | PA      | $158357.92    | 0.74%             | 2032-02-01      | Fixed         | 2.30%                 | No            |                  2 | On Loan: No      |
| CENTENE CORP                           | Centene Corp.                                                                 | CUSIP: 15135BAY7<br>LEI: 549300Z7JJ4TQSQGT333 | Long             | DBT              | CORP              | US        |    366000 | PA      | $308922.30    | 1.44%             | 2028-07-15      | Fixed         | 2.45%                 | No            |                  2 | On Loan: No      |
| ANHEUSER-BUSCH INBEV WOR               | Anheuser-Busch InBev Worldwide, Inc.                                          | CUSIP: 035240AM2<br>LEI: 549300CRGMZK3K53BF92 | Long             | DBT              | CORP              | US        |    249000 | PA      | $222583.70    | 1.04%             | 2038-04-15      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| DELTA AIR LINES/SKYMILES               | Delta Air Lines, Inc./SkyMiles IP Ltd.                                        | CUSIP: 830867AB3<br>LEI: N/A                  | Long             | DBT              | CORP              | XX        |    563262 | PA      | $529451.17    | 2.47%             | 2028-10-20      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| APPLE INC                              | Apple, Inc.                                                                   | CUSIP: 037833EQ9<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | DBT              | CORP              | US        |    198000 | PA      | $168239.79    | 0.79%             | 2052-08-08      | Fixed         | 3.95%                 | No            |                  2 | On Loan: No      |
| FirstEnergy Corp                       | FirstEnergy Corp.                                                             | CUSIP: 337932AJ6<br>LEI: 549300SVYJS666PQJH88 | Long             | DBT              | CORP              | US        |    118000 | PA      | $105349.05    | 0.49%             | 2047-07-15      | Fixed         | 5.35%                 | No            |                  2 | On Loan: No      |
| Oracle Corp                            | Oracle Corp.                                                                  | CUSIP: 68389XBJ3<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | DBT              | CORP              | US        |    118000 | PA      | $85991.12     | 0.40%             | 2046-07-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| CITIGROUP INC                          | Citigroup, Inc.                                                               | CUSIP: 172967PA3<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | DBT              | CORP              | US        |     54000 | PA      | $55708.67     | 0.26%             | 2033-11-17      | Fixed         | 6.27%                 | No            |                  2 | On Loan: No      |
| Commonwealth Edison Co                 | Commonwealth Edison Co.                                                       | CUSIP: 202795JP6<br>LEI: D8YOXB8L2ZDC8P7Q0771 | Long             | DBT              | CORP              | US        |    211000 | PA      | $170660.68    | 0.80%             | 2049-03-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| FISERV INC                             | Fiserv, Inc.                                                                  | CUSIP: 337738AV0<br>LEI: GI7UBEJLXYLGR2C7GV83 | Long             | DBT              | CORP              | US        |    147000 | PA      | $119260.15    | 0.56%             | 2049-07-01      | Fixed         | 4.40%                 | No            |                  2 | On Loan: No      |
| SPIRIT REALTY LP                       | Spirit Realty LP                                                              | CUSIP: 84861TAG3<br>LEI: 549300GTBVIBJRX5BW73 | Long             | DBT              |  | US        |    183000 | PA      | $146103.69    | 0.68%             | 2031-02-15      | Fixed         | 3.20%                 | No            |                  2 | On Loan: No      |
| UNITEDHEALTH GROUP INC                 | UnitedHealth Group, Inc.                                                      | CUSIP: 91324PDY5<br>LEI: 549300GHBMY8T5GXDE41 | Long             | DBT              | CORP              | US        |    172000 | PA      | $124783.64    | 0.58%             | 2040-05-15      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| SOUTHWEST AIRLINES CO                  | Southwest Airlines Co.                                                        | CUSIP: 844741BJ6<br>LEI: UDTZ87G0STFETI6HGH41 | Long             | DBT              | CORP              | US        |    592000 | PA      | $594200.93    | 2.78%             | 2025-05-04      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| Bayer US Finance II LLC                | Bayer U.S. Finance II LLC                                                     | CUSIP: 07274NAN3<br>LEI: 529900XWNEXYNJ3X6T40 | Long             | DBT              | CORP              | US        |    279000 | PA      | $242748.20    | 1.13%             | 2038-06-25      | Fixed         | 4.63%                 | No            |                  2 | On Loan: No      |
| BANK OF AMERICA CORP                   | Bank of America Corp.                                                         | CUSIP: 06051GJM2<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | DBT              | CORP              | US        |    181000 | PA      | $110960.48    | 0.52%             | 2051-10-24      | Fixed         | 2.83%                 | No            |                  2 | On Loan: No      |
| Becton Dickinson and Co                | Becton Dickinson & Co.                                                        | CUSIP: 075887BW8<br>LEI: ICE2EP6D98PQUILVRZ91 | Long             | DBT              | CORP              | US        |    439000 | PA      | $414778.52    | 1.94%             | 2027-06-06      | Fixed         | 3.70%                 | No            |                  2 | On Loan: No      |
| State Street Global Advisors           | State Street Institutional U.S. Government Money Market Fund                  | CUSIP: 857492706<br>LEI: 549300BZ5TGIFZUZDZ37 | Long             | STIV             | RF                | US        |    267244 | NS      | $267244.26    | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIGROUP INC                          | Citigroup, Inc.                                                               | CUSIP: 172967NN7<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | DBT              | CORP              | US        |    349000 | PA      | $298496.75    | 1.40%             | 2033-03-17      | Fixed         | 3.79%                 | No            |                  2 | On Loan: No      |
| Ally Financial Inc                     | Ally Financial, Inc.                                                          | CUSIP: 36186CBY8<br>LEI: 549300JBN1OSM8YNAI90 | Long             | DBT              | CORP              | US        |    208000 | PA      | $214728.02    | 1.00%             | 2031-11-01      | Fixed         | 8.00%                 | No            |                  2 | On Loan: No      |
| SYSCO CORPORATION                      | Sysco Corp.                                                                   | CUSIP: 871829BR7<br>LEI: 5RGWIFLMGH3YS7KWI652 | Long             | DBT              | CORP              | US        |       736 | PA      | $483.81       | 0.00%             | 2051-12-14      | Fixed         | 3.15%                 | No            |                  2 | On Loan: No      |
| KKR GROUP FIN CO X LLC                 | KKR Group Finance Co. X LLC                                                   | CUSIP: 48255BAA4<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    164000 | PA      | $103805.58    | 0.49%             | 2051-12-15      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-30

**Name of Applicant:** Principal Exchange-Traded Funds

**Signature:** Megan Hoffmann

**Name of Signer:** Megan Hoffmann

**Title:** Vice President and Controller