# EDGAR Filing Document

**Accession Number:** 0001178721
**File Stem:** 0001178721-26-000002
**Filing Date:** 2026-3
**Character Count:** 2449
**Document Hash:** 79e3c2abc2188c22c753c442d03f6635
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001178721-26-000002.hdr.sgml**: 20260302

**ACCESSION NUMBER**: 0001178721-26-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260302

**DATE AS OF CHANGE**: 20260302

**EFFECTIVENESS DATE**: 20260302

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BROCK SECURITIES LLC
- **CENTRAL INDEX KEY:** 0001178721

**ORGANIZATION NAME:**
- **EIN:** 050521664
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-65467
- **FILM NUMBER:** 26707246

**BUSINESS ADDRESS:**
- **STREET 1:** 505 PARK AVE
- **STREET 2:** 14TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 212-209-3000

**MAIL ADDRESS:**
- **STREET 1:** 505 PARK AVE
- **STREET 2:** 14TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BROCK FINANCIAL SERVICES LLC
- **DATE OF NAME CHANGE:** 20020724

### Attached PDF Documents

**Attachment 1:** `brock.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001178721

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** BROCK SECURITIES LLC

**Business Address:** 505 PARK AVE, 14TH FLOOR, NEW YORK, NJ, 10022

**Contact Person:** Thomas Hopkins

**Contact Phone:** 603-216-8933

### Independent Public Accountant Identification

**Accountant Name:** Ferrara CPA, LLC

**Accountant Address:** 100 Horizon Center Blvd, Hamilton, NJ, 08690

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Charles L Brock**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **BROCK SECURITIES LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Charles L Brock

**Title:** Managing Member