# EDGAR Filing Document

**Accession Number:** 0001579982
**File Stem:** 0001752724-23-065104
**Filing Date:** 2023-3
**Character Count:** 21607
**Document Hash:** 8ee0711e2e3f4830e07a41d223c83ff4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-065104.hdr.sgml**: 20230324

**ACCESSION NUMBER**: 0001752724-23-065104

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230324

**DATE AS OF CHANGE**: 20230324

**PERIOD START**: 20230731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Ark ETF Trust
- **CENTRAL INDEX KEY:** 0001579982
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22883
- **FILM NUMBER:** 23758400

**BUSINESS ADDRESS:**
- **STREET 1:** 155 WEST 19TH STREET, FIFTH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011
- **BUSINESS PHONE:** 212.426.7040

**MAIL ADDRESS:**
- **STREET 1:** 155 WEST 19TH STREET, FIFTH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011

## Series and Classes Contracts Data

### The 3D Printing ETF (Series ID: S000052298)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000164426 | The 3D Printing ETF | PRNT            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ARK ETF Trust

- **b. Investment Company Act file number:** 811-22883

- **c. CIK number of Registrant:** 0001579982

- **d. LEI of Registrant:** 2549000Z0EWMH3U0CQ16

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 200 Central Avenue

  - **City:** St. Petersburg

  - **State:** FL

  - **Foreign country:** US

  - **Zip / Postal Code:** 33701

  - **Telephone number:** 727-810-8160

**Item A.2. Information about the Series.**

- **a. Name of Series:** The 3D Printing ETF

- **b. EDGAR series identifier (if any):** S000052298

- **c. LEI of Series:** 2549004LVF58DT442303

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-07-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $190171368.37

**Total Liabilities:** $294312.43

**Net Assets:** $189877055.94

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000164426 | 1.85%                | -4.91%               | 12.20%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $3284741.02                                |
| Month 2  | $108458.14               | $-9096697.66                               |
| Month 3  | $-14337087.84            | $35493855.01                               |

### Schedule of Portfolio Investments

| Name                               | Title                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Hexcel Corp                        | Hexcel Corp                                  | CUSIP: 428291108<br>LEI: S6Q7LW43WUBUHXY2QP69 | Long             | EC               | CORP              | US        |      3474 | NS      | $245194.92    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Altair Engineering Inc             | Altair Engineering Inc                       | CUSIP: 021369103<br>LEI: 549300FJ89HZ6GU9S994 | Long             | EC               | CORP              | US        |    132458 | NS      | $7033519.80   | 3.70%             |  |  |  | No            |                  1 | On Loan: No      |
| OC Oerlikon Corp AG                | OC Oerlikon Corp AG                          | CUSIP: 000000000<br>LEI: 529900I8VLAZR2FJ0M10 | Long             | EC               | CORP              | CH        |    337317 | NS      | $2308346.27   | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Eastman Kodak Co                   | Eastman Kodak Co                             | CUSIP: 277461406<br>LEI: 549300P7J8F3SSMY3E81 | Long             | EC               | CORP              | US        |     60621 | NS      | $218841.81    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Evonik Industries AG               | Evonik Industries AG                         | CUSIP: 000000000<br>LEI: 41GUOJQTALQHLF39XJ34 | Long             | EC               | CORP              | DE        |      9333 | NS      | $206579.27    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Henkel AG & Co KGaA                | Henkel AG & Co KGaA                          | CUSIP: 000000000<br>LEI: 549300VZCL1HTH4O4Y49 | Long             | EP               | CORP              | DE        |      2784 | NS      | $197940.51    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| BICO Group AB                      | BICO Group AB                                | CUSIP: 000000000<br>LEI: 549300FE4PT8NDXXNK85 | Long             | EC               | CORP              | SE        |    615670 | NS      | $6172831.19   | 3.25%             |  |  |  | No            |                  1 | On Loan: No      |
| United Parcel Service Inc          | United Parcel Service Inc                    | CUSIP: 911312106<br>LEI: D01LMJZU09ULLNCY6Z23 | Long             | EC               | CORP              | US        |     13278 | NS      | $2459483.94   | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| HP Inc                             | HP Inc                                       | CUSIP: 40434L105<br>LEI: WHKXQACZ14C5XRO8LW03 | Long             | EC               | CORP              | US        |    234392 | NS      | $6830182.88   | 3.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                     | Microsoft Corp                               | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |     28466 | NS      | $7054159.46   | 3.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Proto Labs Inc                     | Proto Labs Inc                               | CUSIP: 743713109<br>LEI: 529900QHG5MGWT2WQQ09 | Long             | EC               | CORP              | US        |    235403 | NS      | $7203331.80   | 3.79%             |  |  |  | No            |                  1 | On Loan: No      |
| FARO Technologies Inc              | FARO Technologies Inc                        | CUSIP: 311642102<br>LEI: 529900MFEFNOFP3YR823 | Long             | EC               | CORP              | US        |    235949 | NS      | $6483878.52   | 3.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Arconic Corp                       | Arconic Corp                                 | CUSIP: 03966V107<br>LEI: 549300B4YFWH3U74B152 | Long             | EC               | CORP              | US        |     99959 | NS      | $2350036.09   | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Toray Industries Inc               | Toray Industries Inc                         | CUSIP: 000000000<br>LEI: 35380099TCYR5FHT0A11 | Long             | EC               | CORP              | JP        |     34179 | NS      | $208962.84    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Trimble Inc                        | Trimble Inc                                  | CUSIP: 896239100<br>LEI: 549300E2MI7NSZFQWS19 | Long             | EC               | CORP              | US        |    123284 | NS      | $7157869.04   | 3.77%             |  |  |  | No            |                  1 | On Loan: No      |
| voestalpine AG                     | voestalpine AG                               | CUSIP: 000000000<br>LEI: 529900ZAXBMQDIWPNB72 | Long             | EC               | CORP              | AT        |      6471 | NS      | $213861.54    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| DuPont de Nemours Inc              | DuPont de Nemours Inc                        | CUSIP: 26614N102<br>LEI: 5493004JF0SDFLM8GD76 | Long             | EC               | CORP              | US        |      2740 | NS      | $202623.00    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Autodesk Inc                       | Autodesk Inc                                 | CUSIP: 052769106<br>LEI: FRKKVKAIQEF3FCSTPG55 | Long             | EC               | CORP              | US        |     33192 | NS      | $7141590.72   | 3.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Eastman Chemical Co                | Eastman Chemical Co                          | CUSIP: 277432100<br>LEI: FDPVHDGJ1IQZFK9KH630 | Long             | EC               | CORP              | US        |      2292 | NS      | $202085.64    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Dassault Systemes SE               | Dassault Systemes SE                         | CUSIP: 000000000<br>LEI: 96950065LBWY0APQIM86 | Long             | EC               | CORP              | FR        |    180230 | NS      | $6673588.67   | 3.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Arkema SA                          | Arkema SA                                    | CUSIP: 000000000<br>LEI: 9695000EHMS84KKP2785 | Long             | EC               | CORP              | FR        |      2015 | NS      | $203199.90    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Hexagon AB                         | Hexagon AB                                   | CUSIP: 000000000<br>LEI: 549300WJFW6ILNI4TA80 | Long             | EC               | CORP              | SE        |    268890 | NS      | $3066203.77   | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| 3M Co                              | 3M Co                                        | CUSIP: 88579Y101<br>LEI: LUZQVYP4VS22CLWDAR65 | Long             | EC               | CORP              | US        |      1707 | NS      | $196441.56    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Xometry Inc                        | Xometry Inc                                  | CUSIP: 98423F109<br>LEI: 5493006JFRGU7YRRXE44 | Long             | EC               | CORP              | US        |    234055 | NS      | $8196606.10   | 4.32%             |  |  |  | No            |                  1 | On Loan: No      |
| 5N Plus Inc                        | 5N Plus Inc                                  | CUSIP: 33833X101<br>LEI: 5493005GU1NFX4YB2S73 | Long             | EC               | CORP              | CA        |     91713 | NS      | $217814.50    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| PTC Inc                            | PTC Inc                                      | CUSIP: 69370C100<br>LEI: 54930050SSMU8SKDJ030 | Long             | EC               | CORP              | US        |     53298 | NS      | $7188834.24   | 3.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Xerox Holdings Corp                | Xerox Holdings Corp                          | CUSIP: 98421M106<br>LEI: 5493000Y33XDVO2CXC18 | Long             | EC               | CORP              | US        |     12059 | NS      | $197526.42    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| SGL Carbon SE                      | SGL Carbon SE                                | CUSIP: 000000000<br>LEI: 52990038IB31TYK07X63 | Long             | EC               | CORP              | DE        |     23222 | NS      | $200198.36    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Renishaw PLC                       | Renishaw PLC                                 | CUSIP: 000000000<br>LEI: 21380048ADXM6Z67CT18 | Long             | EC               | CORP              | GB        |    135730 | NS      | $6599671.08   | 3.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Lincoln Electric Holdings Inc      | Lincoln Electric Holdings Inc                | CUSIP: 533900106<br>LEI: BIMGBY40SIN95O01BN93 | Long             | EC               | CORP              | US        |     15255 | NS      | $2545601.85   | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Materialise NV                     | Materialise NV                               | CUSIP: 57667T100<br>LEI: 5493004CXYDPCZ5RQK28 | Long             | EC               | CORP              | BE        |    657761 | NS      | $6932800.94   | 3.65%             |  |  |  | No            |                  1 | On Loan: No      |
| AMETEK Inc                         | AMETEK Inc                                   | CUSIP: 031100100<br>LEI: 549300WZDEF9KKE40E98 | Long             | EC               | CORP              | US        |     21778 | NS      | $3156067.76   | 1.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Carpenter Technology Corp          | Carpenter Technology Corp                    | CUSIP: 144285103<br>LEI: DX6I6ZD3X5WNNCDJKP85 | Long             | EC               | CORP              | US        |      4609 | NS      | $222568.61    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Aerojet Rocketdyne Holdings In     | Aerojet Rocketdyne Holdings Inc              | CUSIP: 007800105<br>LEI: 549300VULNLWHE8QWI76 | Long             | EC               | CORP              | US        |     42053 | NS      | $2351603.76   | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| 3D Systems Corp                    | 3D Systems Corp                              | CUSIP: 88554D205<br>LEI: 5493003HHDOCCW4OP744 | Long             | EC               | CORP              | US        |    688029 | NS      | $7471994.94   | 3.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Stratasys Ltd                      | Stratasys Ltd                                | CUSIP: 000000000<br>LEI: 529900MU215GIP9SZ741 | Long             | EC               | CORP              | US        |    471238 | NS      | $6752840.54   | 3.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Kaiser Aluminum Corp               | Kaiser Aluminum Corp                         | CUSIP: 483007704<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     27318 | NS      | $2390871.36   | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Dreyfus Government Cash Management | Dreyfus Government Cash Management           | CUSIP: 000000000<br>LEI: 5493000Q69I5Q3QZIA91 | Long             | STIV             | RF                | US        |    759231 | NS      | $759230.61    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Koninklijke DSM NV                 | Koninklijke DSM NV                           | CUSIP: 000000000<br>LEI: 724500SNT1MK246AHP04 | Long             | EC               | CORP              | NL        |      1508 | NS      | $192959.21    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Markforged Holding Corp            | Markforged Holding Corp                      | CUSIP: 57064N102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   4038472 | NS      | $5411552.48   | 2.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Nano Dimension Ltd                 | Nano Dimension Ltd                           | CUSIP: 63008G203<br>LEI: 529900VO8AZA0A4ZUM77 | Long             | EC               | CORP              | IL        |   2629957 | NS      | $7258681.32   | 3.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Michelin                           | Cie Generale des Etablissements Michelin SCA | CUSIP: 000000000<br>LEI: 549300SOSI58J6VIW052 | Long             | EC               | CORP              | FR        |     75408 | NS      | $2373715.69   | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Siemens AG                         | Siemens AG                                   | CUSIP: 000000000<br>LEI: W38RGI023J3WT1HWRP32 | Long             | EC               | CORP              | DE        |     15479 | NS      | $2404710.71   | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Sandvik AB                         | Sandvik AB                                   | CUSIP: 000000000<br>LEI: 5299008ZUAXN43LVZF54 | Long             | EC               | CORP              | SE        |     10044 | NS      | $206880.89    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| General Electric Co                | General Electric Co                          | CUSIP: 369604301<br>LEI: 3C7474T6CDKPR9K6YT90 | Long             | EC               | CORP              | US        |     30432 | NS      | $2449167.36   | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| ANSYS Inc                          | ANSYS Inc                                    | CUSIP: 03662Q105<br>LEI: 549300VJV8H15Z5FJ571 | Long             | EC               | CORP              | US        |     27372 | NS      | $7290805.92   | 3.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Velo3D Inc                         | Velo3D Inc                                   | CUSIP: 92259N104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   2897205 | NS      | $6953292.00   | 3.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Fathom Digital Manufacturing C     | Fathom Digital Manufacturing C               | CUSIP: 31189Y103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1176867 | NS      | $1624076.46   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Moog Inc                           | Moog Inc                                     | CUSIP: 615394202<br>LEI: 549300WM2I4U7OBAHG07 | Long             | EC               | CORP              | US        |     26280 | NS      | $2505009.60   | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Straumann Holding AG               | Straumann Holding AG                         | CUSIP: 000000000<br>LEI: 50670046ML5FVIM60Z37 | Long             | EC               | CORP              | CH        |     49163 | NS      | $6387699.45   | 3.36%             |  |  |  | No            |                  1 | On Loan: No      |
| SLM Solutions Group AG             | SLM Solutions Group AG                       | CUSIP: 000000000<br>LEI: 5299004VIBQF63906C97 | Long             | EC               | CORP              | DE        |    282196 | NS      | $5767616.98   | 3.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Desktop Metal Inc                  | Desktop Metal Inc                            | CUSIP: 25058X105<br>LEI: 254900C3ZY0EFO5PGJ27 | Long             | EC               | CORP              | US        |   3498816 | NS      | $5878010.88   | 3.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Align Technology Inc               | Align Technology Inc                         | CUSIP: 016255101<br>LEI: 549300N5YSE0U3LCP840 | Long             | EC               | CORP              | US        |     12814 | NS      | $3456320.22   | 1.82%             |  |  |  | No            |                  1 | On Loan: No      |
| ATI Inc                            | ATI Inc                                      | CUSIP: 01741R102<br>LEI: ZW1LRE7C3H17O2ZN9B45 | Long             | EC               | CORP              | US        |      5803 | NS      | $211171.17    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| PyroGenesis Canada Inc             | PyroGenesis Canada Inc                       | CUSIP: 74734T104<br>LEI: 549300J743TZ56NJSP50 | Long             | EC               | CORP              | CA        |    265913 | NS      | $293782.35    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-17

**Name of Applicant:** ARK ETF Trust

**Signature:** Bill Cox

**Name of Signer:** Bill Cox

**Title:** Principal Financial Officer