# EDGAR Filing Document

**Accession Number:** 0002009683
**File Stem:** 0001641172-25-025705
**Filing Date:** 2025-8
**Character Count:** 13689
**Document Hash:** 5ace212f7b46d12af59664d81755ec9d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001641172-25-025705.hdr.sgml**: 20250827

**ACCESSION NUMBER**: 0001641172-25-025705

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250825

**FILED AS OF DATE**: 20250827

**DATE AS OF CHANGE**: 20250827

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Susanto Halim
- **CENTRAL INDEX KEY:** 0002001327

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41279
- **FILM NUMBER:** 251265707

**MAIL ADDRESS:**
- **STREET 1:** 1 KIM SENG PROMENADE #10-01, EAST TOWER
- **STREET 2:** GREAT WORLD CITY
- **CITY:** SINGAPORE
- **STATE:** U0
- **ZIP:** 237994
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Ascend Global Investment Fund SPC - Strategic Segregated Portfolio
- **CENTRAL INDEX KEY:** 0002001144

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** E9
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41279
- **FILM NUMBER:** 251265706

**BUSINESS ADDRESS:**
- **STREET 1:** 1 KIM SENG PROMENADE #10-01, EAST TOWER
- **STREET 2:** GREAT WORLD CITY
- **CITY:** SINGAPORE
- **STATE:** U0
- **ZIP:** 237994
- **BUSINESS PHONE:** 65 6737 3023

**MAIL ADDRESS:**
- **STREET 1:** 1 KIM SENG PROMENADE #10-01, EAST TOWER
- **STREET 2:** GREAT WORLD CITY
- **CITY:** SINGAPORE
- **STATE:** U0
- **ZIP:** 237994
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Ascend Financial Holdings Ltd
- **CENTRAL INDEX KEY:** 0002009892

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** D8
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41279
- **FILM NUMBER:** 251265708

**BUSINESS ADDRESS:**
- **STREET 1:** CRAIGMUIR CHAMBERS, ROAD TOWN
- **CITY:** TORTOLA
- **STATE:** D8
- **ZIP:** VG 1110
- **BUSINESS PHONE:** 65 6737 3023

**MAIL ADDRESS:**
- **STREET 1:** CRAIGMUIR CHAMBERS, ROAD TOWN
- **CITY:** TORTOLA
- **STATE:** D8
- **ZIP:** VG 1110
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Ascend Capital Advisors (S) Pte. Ltd.
- **CENTRAL INDEX KEY:** 0002009683

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** U0
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41279
- **FILM NUMBER:** 251265705

**BUSINESS ADDRESS:**
- **STREET 1:** 1 KIM SENG PROMENADE #10-01 EAST TOWER
- **STREET 2:** GREAT WORLD CITY
- **CITY:** SINGAPORE
- **STATE:** U0
- **ZIP:** 237994
- **BUSINESS PHONE:** 65 6737 3023

**MAIL ADDRESS:**
- **STREET 1:** 1 KIM SENG PROMENADE #10-01 EAST TOWER
- **STREET 2:** GREAT WORLD CITY
- **CITY:** SINGAPORE
- **STATE:** U0
- **ZIP:** 237994
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Meridian Investments Corp
- **CENTRAL INDEX KEY:** 0002009685

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** E9
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41279
- **FILM NUMBER:** 251265704

**BUSINESS ADDRESS:**
- **STREET 1:** CRICKET SQUARE, HUTCHINS DRIVE
- **STREET 2:** PO BOX 2681
- **CITY:** GRAND CAYMAN
- **STATE:** E9
- **ZIP:** KY1-111
- **BUSINESS PHONE:** 65 6737 3023

**MAIL ADDRESS:**
- **STREET 1:** CRICKET SQUARE, HUTCHINS DRIVE
- **STREET 2:** PO BOX 2681
- **CITY:** GRAND CAYMAN
- **STATE:** E9
- **ZIP:** KY1-111
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** 5E Advanced Materials, Inc.
- **CENTRAL INDEX KEY:** 0001888654
- **STANDARD INDUSTRIAL CLASSIFICATION:** MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400]
- **ORGANIZATION NAME:** 01 Energy & Transportation
- **EIN:** 873426517
- **FISCAL YEAR END:** 0630

**BUSINESS ADDRESS:**
- **STREET 1:** 9329 MARIPOSA ROAD
- **STREET 2:** SUITE 210
- **CITY:** HESPERIA
- **STATE:** CA
- **ZIP:** 92344
- **BUSINESS PHONE:** 442 292 2120

**MAIL ADDRESS:**
- **STREET 1:** 9329 MARIPOSA ROAD
- **STREET 2:** SUITE 210
- **CITY:** HESPERIA
- **STATE:** CA
- **ZIP:** 92344

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Ascend Global Investment Fund SPC - Strategic Segregated Portfolio<br><sub>(Last) (First) (Middle)</sub><br>1 KIM SENG PROMENADE #10-01 EAST TOWER<br><sub>(Street)</sub><br>GREAT WORLD CITY, U0 237994<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2025-08-25 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>5E Advanced Materials, Inc. [ FEAM ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Meridian Investments Corp<br><sub>(Last) (First) (Middle)</sub><br>1 KIM SENG PROMENADE, #10-01 EAST TOWER<br><sub>(Street)</sub><br>GREAT WORLD CITY, U0 237994<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2025-08-25 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>5E Advanced Materials, Inc. [ FEAM ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Ascend Capital Advisors (S) Pte. Ltd.<br><sub>(Last) (First) (Middle)</sub><br>1 KIM SENG PROMENADE, #10-01 EAST TOWER<br><sub>(Street)</sub><br>GREAT WORLD CITY, U0 237994<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2025-08-25 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>5E Advanced Materials, Inc. [ FEAM ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Ascend Financial Holdings Ltd<br><sub>(Last) (First) (Middle)</sub><br>1 KIM SENG PROMENADE, #10-01 EAST TOWER<br><sub>(Street)</sub><br>GREAT WORLD CITY, U0 237994<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2025-08-25 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>5E Advanced Materials, Inc. [ FEAM ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Susanto Halim<br><sub>(Last) (First) (Middle)</sub><br>1 KIM SENG PROMENADE, #10-01 EAST TOWER<br><sub>(Street)</sub><br>GREAT WORLD CITY, U0 237994<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2025-08-25 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>5E Advanced Materials, Inc. [ FEAM ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2025-08-25 |  | P |  | 100000 | A | $3.50 | 7830646 | I | See Footnotes<sup>(1)(2)</sup> |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) Ascend Global Investment Fund SPC ("Ascend Global") and Meridian Investments Corporation ("Meridian") each purchased 50,000 shares of Common Stock. Ascend Global is the record holder of 4,031,972 shares of Common Stock and Meridian is the record holder of 3,798,674 shares of Common Stock

(2) Ascend Global is the sole shareholder of Meridian, and may be deemed to share beneficial ownership of the securities held of record by Meridian. Ascend Financial Holdings Limited ("Ascend Financial") is the sole shareholder of Ascend Capital Advisors (S) Pte. Ltd., which is the sole partner of Ascend Global. As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities beneficially owned by Ascend Global. By virtue of his control of Ascend Financial, Mr. Susanto may also be deemed to share beneficial ownership of the securities beneficially owned by Ascend Global under Section 13(d) of the Securities Exchange Act of 1934 (as amended) and the rules promulgated by the U.S. Securities and Exchange Commission thereunder. Mr. Susanto disclaims beneficial ownership of the securities beneficially owned by Ascend Global.

**Signature:** Ascend Global Investment Fund SPC for and on behalf of Strategic SP, /s/ Mulyadi Tjandra, By: Mulyadi Tjandra Title: Director  
**Date:** 2025-08-27

**Signature:** Meridian Investments Corporation, /s/ Mulyadi Tjandra, By: Mulyadi Tjandra Title: Director  
**Date:** 2025-08-27

**Signature:** Ascend Capital Advisors (S) Pte. Ltd., /s/ Mulyadi Tjandra, By: Mulyadi Tjandra Title: Director  
**Date:** 2025-08-27

**Signature:** Ascend Financial Holdings Limited, By: Key Time Ventures Limited, Director, /s/ Lau Kar Yee, By: Lau Kar Yee, Title: Authorized Signatory  
**Date:** 2025-08-27

**Signature:** /s/ Halim Susanto  
**Date:** 2025-08-27

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**