# EDGAR Filing Document

**Accession Number:** 0001494928
**File Stem:** 0001752724-23-045854
**Filing Date:** 2023-2
**Character Count:** 114548
**Document Hash:** faeb5bccc313ab09759fd851b913c61c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-045854.hdr.sgml**: 20230228

**ACCESSION NUMBER**: 0001752724-23-045854

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 3

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230228

**DATE AS OF CHANGE**: 20230228

**PERIOD START**: 20230930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RIVERPARK FUNDS TRUST
- **CENTRAL INDEX KEY:** 0001494928
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22431
- **FILM NUMBER:** 23681443

**BUSINESS ADDRESS:**
- **STREET 1:** 156 WEST 56TH STREET
- **STREET 2:** 17TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019
- **BUSINESS PHONE:** 212-484-2100

**MAIL ADDRESS:**
- **STREET 1:** 156 WEST 56TH STREET
- **STREET 2:** 17TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019

## Series and Classes Contracts Data

### RiverPark Short Term High Yield Fund (Series ID: S000030034)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000092096 | Retail Class        | RPHYX           |
| C000092097 | Institutional Class | RPHIX           |

## Nport-Ex

![](image_001.jpg)

RiverPark Large Growth Fund

December 31, 2022 *(Unaudited)*

---

| | | |
|:---|:---|:---|
| Description | Shares | Value (000) |
| Schedule of Investments |  |  |
| Common Stock — 98.2%\*\* | Common Stock — 98.2%\*\* | Common Stock — 98.2%\*\* |
| &nbsp;&nbsp;&nbsp;Communication Services – 21.5% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Alphabet, Cl A \* | 9285 | $819 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Alphabet, Cl C \* | 9251 | 821 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Meta Platforms, Cl A \* | 9208 | 1108 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Netflix \* | 4256 | 1255 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Pinterest, Cl A \* | 46336 | 1125 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Snap, Cl A \* | 102373 | 916 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Walt Disney \* | 11895 | 1034 |
|  |  | 7078 |
| &nbsp;&nbsp;&nbsp;Consumer Discretionary – 10.3% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Amazon.com \* | 15512 | 1303 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Booking Holdings \* | 479 | 966 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Nike, Cl B | 9454 | 1106 |
|  |  | 3375 |
| &nbsp;&nbsp;&nbsp;Financials – 10.5% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Blackstone, Cl A | 15208 | 1128 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Charles Schwab | 18681 | 1556 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;KKR | 16437 | 763 |
|  |  | 3447 |
| &nbsp;&nbsp;&nbsp;Health Care – 5.7% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Illumina \* | 3181 | 643 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Intuitive Surgical \* | 4594 | 1219 |
|  |  | 1862 |
| &nbsp;&nbsp;&nbsp;Industrials – 4.2% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Uber Technologies \* | 55939 | 1383 |
| &nbsp;&nbsp;&nbsp;Information Technology – 46.0% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Adobe \* | 1996 | 672 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Adyen ADR \* | 66133 | 912 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Apple | 11383 | 1479 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Autodesk \* | 5323 | 995 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Datadog, Cl A \* | 9262 | 681 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Five9 \* | 11367 | 771 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Intuit | 2173 | 846 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Mastercard, Cl A | 3611 | 1256 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Microsoft | 6854 | 1644 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;NVIDIA | 4867 | 711 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;PayPal Holdings \* | 13835 | 985 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;RingCentral, Cl A \* | 20899 | 740 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;ServiceNow \* | 2213 | 859 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Shopify, Cl A \* | 29551 | 1026 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Visa, Cl A | 3922 | 815 |

---

---

| | | |
|:---|:---|:---|
| Description | Shares | Value (000) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Workday, Cl A \* | 4377 | $732 |
|  |  | 15124 |
| Total Common Stock |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $26,281) (000) |  | 32269 |
| Total Investments — 98.2% |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $26,281) (000) |  | $32269 |

---

---

| | |
|:---|:---|
|  | Percentages are based on Net Assets of $32,871 (000). |
| \* | Non-income producing security. |
| \*\* | More Narrow industries are utilized for compliance purposes,<br> whereas broad sectors are utilized for reporting purposes. |

---

ADR — American Depositary Receipt <br> Cl — Class

For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.

RPF-QH-001-2400

![](image_001.jpg)

Wedgewood Fund

December 31, 2022 *(Unaudited)*

---

| | | |
|:---|:---|:---|
| Description | Shares | Value (000) |
| Schedule of Investments |  |  |
| Common Stock — 98.9%\*\* | Common Stock — 98.9%\*\* | Common Stock — 98.9%\*\* |
| &nbsp;&nbsp;&nbsp;Communication Services – 10.8% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Alphabet, Cl A \* | 16735 | $1476 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Meta Platforms, Cl A \* | 10584 | 1274 |
|  |  | 2750 |
| &nbsp;&nbsp;&nbsp;Consumer Discretionary – 12.6% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Booking Holdings \* | 441 | 889 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Pool | 1736 | 525 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Tractor Supply | 7944 | 1787 |
|  |  | 3201 |
| &nbsp;&nbsp;&nbsp;Energy – 3.6% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Texas Pacific Land | 388 | 910 |
| &nbsp;&nbsp;&nbsp;Financials – 10.0% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;First Republic Bank | 9318 | 1136 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Progressive | 6328 | 821 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;S&P Global | 1790 | 599 |
|  |  | 2556 |
| &nbsp;&nbsp;&nbsp;Health Care – 10.2% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Edwards Lifesciences \* | 13675 | 1020 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;UnitedHealth Group | 3007 | 1594 |
|  |  | 2614 |
| &nbsp;&nbsp;&nbsp;Industrials – 8.5% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Copart \* | 20071 | 1222 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Old Dominion Freight Line | 3307 | 939 |
|  |  | 2161 |
| &nbsp;&nbsp;&nbsp;Information Technology – 43.2% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Apple | 12905 | 1677 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;CDW | 9336 | 1667 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Microsoft | 5912 | 1418 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Motorola Solutions | 7599 | 1959 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;PayPal Holdings \* | 16515 | 1176 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Taiwan Semiconductor Manufacturing ADR | 18569 | 1383 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Visa, Cl A | 8251 | 1714 |
|  |  | 10994 |
| Total Common Stock |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $20,048) (000) |  | 25186 |
| Total Investments — 98.9% |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $20,048) (000) |  | $25186 |

---

---

| | |
|:---|:---|
|  | Percentages are based on Net Assets of $25,456 (000). |
| \* | Non-income producing security. |
| \*\* | More Narrow industries are utilized for compliance purposes,<br> whereas broad sectors are utilized for reporting purposes. |

---

ADR — American Depositary Receipt <br> Cl — Class

For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.

RPF-QH-001-2400

![](image_001.jpg)

RiverPark Short Term High Yield Fund

December 31, 2022 *(Unaudited)*

---

| | | | |
|:---|:---|:---|:---|
| Description |  | Face Amount<br> (000)‡ | Value (000) |
| Schedule of Investments |  |  |  |
| Corporate Obligations — 50.7% | Corporate Obligations — 50.7% | Corporate Obligations — 50.7% | Corporate Obligations — 50.7% |
| &nbsp;&nbsp;&nbsp;Communication Services – 9.6% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;CCO Holdings |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.000%, 03/01/23 (a) |  | 32463 | $32342 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Linkem |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.702%, Euribor 3 Month + 6.500%, 02/09/23 (a) (b) | EUR | 18796 | 20070 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Quebecor Media |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.750%, 01/15/23 |  | 21766 | 21747 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;TEGNA |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.750%, 03/15/26 (a) |  | 16239 | 15774 |
|  |  |  | 89933 |
| &nbsp;&nbsp;&nbsp;Consumer Discretionary – 6.8% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Ford Motor Credit |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.841%, ICE LIBOR USD 3 Month +1.235%, 02/15/23 (b) |  | 2352 | 2350 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.087%, 01/09/23 |  | 25729 | 25742 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Marriott Ownership Resorts |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.125%, 09/15/25 (a) |  | 33050 | 34062 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Toll Brothers Finance |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.375%, 04/15/23 |  | 1090 | 1085 |
|  |  |  | 63239 |
| &nbsp;&nbsp;&nbsp;Consumer Staples – 4.7% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Albertsons |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.500%, 02/15/23 (a) |  | 31112 | 30964 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Chobani |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.500%, 04/15/25 (a) |  | 13656 | 13319 |
|  |  |  | 44283 |
| &nbsp;&nbsp;&nbsp;Energy – 12.4% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Cheniere Corpus Christi Holdings |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.000%, 06/30/24 |  | 19894 | 20154 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;DCP Midstream Operating |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.875%, 03/15/23 |  | 23801 | 23705 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;PBF Logistics |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.875%, 05/15/23 |  | 24947 | 24961 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Talen Energy Supply |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.625%, 06/01/28 (a) (c) |  | 13031 | 13609 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.250%, 05/15/27 (a) (c) |  | 14227 | 14791 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.625%, 01/15/28 (a) (c) |  | 3764 | 3854 |

---

---

| | | | |
|:---|:---|:---|:---|
| Description |  | Face Amount (000)‡ | Value (000) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Transocean Sentry |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.375%, 05/15/23 (a) |  | 8092 | $8020 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;W&T Offshore |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9.750%, 11/01/23 (a) |  | 6812 | 6716 |
|  |  |  | 115810 |
| &nbsp;&nbsp;&nbsp;Financials – 0.5% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Stockwik Forvaltning |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9.495%, STIBOR SEK 3-Month +7.000%, 09/03/23 (b) | SEK | 10000 | 924 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;StoneX Group |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.625%, 06/15/25 (a) |  | 3842 | 3887 |
|  |  |  | 4811 |
| &nbsp;&nbsp;&nbsp;Health Care – 4.4% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Columbia Care |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;13.000%, 05/14/23 |  | 9870 | 9771 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9.500%, 02/03/26 (a) |  | 8000 | 7855 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Trulieve Cannabis |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9.750%, 06/18/24 |  | 23842 | 22948 |
|  |  |  | 40574 |
| &nbsp;&nbsp;&nbsp;Industrials – 7.3% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Ahern Rentals |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.375%, 05/15/23 (a) |  | 35795 | 35795 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Cytec Industries |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.500%, 04/01/23 |  | 580 | 580 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;EnerSys |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.000%, 04/30/23 (a) |  | 10253 | 10247 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;IEA Energy Services |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.625%, 08/15/29 (a) |  | 8025 | 7583 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Seaspan |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.500%, 02/05/24 (a) |  | 12900 | 12900 |
|  |  |  | 67105 |
| &nbsp;&nbsp;&nbsp;Information Technology – 2.0% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Sprint |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.875%, 09/15/23 |  | 18782 | 19088 |
| &nbsp;&nbsp;&nbsp;Materials – 1.9% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Freeport-McMoRan |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.875%, 03/15/23 |  | 15352 | 15335 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Reliance Steel & Aluminum |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.500%, 04/15/23 |  | 2367 | 2367 |
|  |  |  | 17702 |

---

![](image_001.jpg)

RiverPark Short Term High Yield Fund

December 31, 2022 *(Unaudited)*

---

| | | | |
|:---|:---|:---|:---|
| Description | Face Amount<br> (000)‡ | Value (000) | Value (000) |
| &nbsp;&nbsp;&nbsp;Utilities – 1.1% | &nbsp;&nbsp;&nbsp;Utilities – 1.1% |  |  |
| &nbsp;&nbsp;&nbsp;Southern |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.399%, ICE LIBOR USD 3 Month +3.630%, 03/15/57 (b) | 10117 | $| 10117 |
| Total Corporate Obligations |  |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $477,587) (000) |  |  | 472662 |
| Commercial Paper — 22.5% | Commercial Paper — 22.5% | Commercial Paper — 22.5% | Commercial Paper — 22.5% |
| &nbsp;&nbsp;&nbsp;Consumer Discretionary – 2.1% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;General Motors |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.989%, 01/26/23 (d) | 10000 |  | 9963 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.834%, 01/10/23 (d) |  |  | 9985 |
|  | 10000 |  | 19948 |
| &nbsp;&nbsp;&nbsp;Consumer Staples – 4.7% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Constellation Brands |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.155%, 02/07/23 (d) |  |  | 17901 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Walgreens | 18000 |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.065%, 02/13/23 (d) | 25609 |  | 25454 |
|  |  |  | 43355 |
| &nbsp;&nbsp;&nbsp;Energy – 1.6% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Targa Resources |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.052%, 01/03/23 (d) | 15000 |  | 14993 |
| &nbsp;&nbsp;&nbsp;Health Care – 2.0% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Humana |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.882%, 01/11/23 (d) |  |  | 18708 |
|  | 18737 |  |  |
| &nbsp;&nbsp;&nbsp;Industrials – 2.1% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Dover |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.558%, 01/10/23 (d) | 19817 |  | 19789 |
| &nbsp;&nbsp;&nbsp;Information Technology – 7.0% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;HP |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.800%, 01/23/23 (d) | 24449 |  | 24373 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Jabil |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.321%, 01/13/23 (d) | 14071 |  | 14043 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.263%, 01/17/23 (d) | 7000 |  | 6982 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Oracle |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.607%, 01/13/23 (d) | 19817 |  | 19785 |
|  |  |  | 65183 |
| &nbsp;&nbsp;&nbsp;Materials – 1.9% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Shermin Williams |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.526%, 01/17/23 (d) | 18000 |  | 17960 |

---

---

| | | | |
|:---|:---|:---|:---|
| Description |  | Face Amount (000)‡/ Shares | Value (000) |
| &nbsp;&nbsp;&nbsp;Real Estate – 1.1% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Crown Castle |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.084%, 01/17/23 (d) |  | 9800 | 9776 |
| Total Commercial Paper |  |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $209,752) (000) |  |  | 209712 |
| Special Purpose Acquisition Companies — 11.9% | Special Purpose Acquisition Companies — 11.9% | Special Purpose Acquisition Companies — 11.9% | Special Purpose Acquisition Companies — 11.9% |
| &nbsp;&nbsp;&nbsp;Common Stock– 11.9% |  |  |  |
| &nbsp;&nbsp;&nbsp;Diversified Financials – 11.9% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Alpha Partners Technology Merger, Cl A \* |  | 211450 | 2125 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Alpha Partners Technology Merger Founder Shares \*(e) |  | 45106 | 4 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Anzu Special Acquisition I, Cl A \* |  | 98738 | 997 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Apollo Strategic Growth Capital II, Cl A \* |  | 200000 | 2004 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;ARYA Sciences Acquisition V, Cl A \* |  | 381152 | 3808 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Atlantic Coastal Acquisition, Cl A \* |  | 179019 | 1794 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Ault Disruptive Technologies \* |  | 255000 | 2614 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;AxonPrime Infrastructure Acquisition Founder Shares \*(e) |  | 22000 | 1 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Biotech Acquisition, Cl A \* |  | 799001 | 8070 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Catalyst Partners Acquisition, Cl A \* |  | 150000 | 1512 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Crescera Capital Acquisition, Cl A \* |  | 200000 | 2044 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Crown PropTech Acquisitions, Cl A \* |  | 822131 | 8312 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Direct Selling Acquisition, Cl A \* |  | 300443 | 3092 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Elliott Opportunity II, Cl A \* |  | 195208 | 1968 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;G Squared Ascend I, Cl A \* |  | 110000 | 1112 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;G Squared Ascend II, Cl A \* |  | 50000 | 507 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Global Partner Acquisition II, Cl A \* |  | 504706 | 5103 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;GP Bullhound Acquisition I, Cl A \* | EUR | 274873 | 2928 |

---

![](image_001.jpg)

RiverPark Short Term High Yield Fund

December 31, 2022 *(Unaudited)*

---

| | | | |
|:---|:---|:---|:---|
| Description |  | Shares/ Number of Rights | Value (000) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Hambro Perks Acquisition, Cl A \* | GBP | 494686 | $6040 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;HCM ACQUISITION CORP, Cl A \* |  | 255000 | 2616 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Iconic Sports Acquisition, Cl A \* |  | 404195 | 4179 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;InFinT Acquisition, Cl A \* |  | 200000 | 2072 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Innovative International Acquisition, Cl A \* |  | 142500 | 1468 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Investcorp Europe Acquisition I, Cl A \* |  | 340000 | 3502 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Kairos Acquisition, Cl A |  | 350000 | 3528 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Kismet Acquisition Two, Cl A \* |  | 50000 | 505 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Learn CW Investment, Cl A \* |  | 209050 | 2111 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Liberty Resources Acquisition, Cl A \* |  | 50000 | 510 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;M3-Brigade Acquisition II, Cl A \* |  | 143007 | 1433 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;M3-Brigade Acquisition III, Cl A \* |  | 358543 | 3636 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Mercato Partners Acquisition, Cl A \* |  | 400000 | 4108 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;North Atlantic Acquisition, Cl A \* |  | 300000 | 3033 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Onyx Acquisition I, Cl A \* |  | 70000 | 721 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Pontem, Cl A \* |  | 369859 | 3739 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Semper Paratus Acquisition, Cl A \* |  | 175000 | 1808 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Silver Spike Acquisition II, Cl A \* |  | 80000 | 807 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Sizzle Acquisition \* |  | 75000 | 766 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Spree Acquisition 1 \* |  | 702000 | 7231 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Tristar Acquisition I, Cl A \* |  | 40000 | 404 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;TZP Strategies Acquisition, Cl A \* |  | 200000 | 2020 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Vision Sensing Acquisition, Cl A \* |  | 487960 | 5050 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Western Acquisition Ventures \* |  | 157143 | 1600 |
|  |  |  | 110882 |
| &nbsp;&nbsp;&nbsp;Rights– 0.0% |  |  |  |
| &nbsp;&nbsp;&nbsp;Diversified Financials – 0.0% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;AIB Acquisition |  | 350000 | 39 |

---

---

| | | | |
|:---|:---|:---|:---|
| Description |  | Number of Rights/Warrants/ Face Amount (000)‡ | Value (000) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Broad Capital Acquisition |  | 350000 | 35 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Kairous Acquisition ltd \* |  | 89501 | 13 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Mountain Crest Acquisition V \* |  | 47909 | 10 |
|  |  |  | 97 |
| &nbsp;&nbsp;&nbsp;Warrants– 0.0% |  |  |  |
| &nbsp;&nbsp;&nbsp;Diversified Financials – 0.0% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;GP Bullhound Acquisition I |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Expires 03/11/2027, Strike Price 11.50 \* | EUR | 137504 | 48 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Hambro Perks Acquisition |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Expires 06/30/2024, Strike Price 11.50 \* | GBP | 309843 | 30 |
|  |  |  | 78 |
| Total Special Purpose Acquisition Companies |  |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $109,140) (000) |  |  | 111057 |
| Convertible Bond — 6.8% | Convertible Bond — 6.8% | Convertible Bond — 6.8% | Convertible Bond — 6.8% |
| &nbsp;&nbsp;&nbsp;Information Technology – 6.8% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Zendesk |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;0.625%, 06/15/25 |  | 63509 | 63395 |
| Total Convertible Bond |  |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $63,159) (000) |  |  | 63395 |
| Bank Loan Obligations — 4.5% | Bank Loan Obligations — 4.5% | Bank Loan Obligations — 4.5% | Bank Loan Obligations — 4.5% |
| &nbsp;&nbsp;&nbsp;Communication Services – 2.3% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Gray Television |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.869%, 02/07/24 (f) |  | 6211 | 6197 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Univision Communications, 1st Lien |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.134%, 03/15/24 (f) |  | 15328 | 15293 |
|  |  |  | 21490 |
| &nbsp;&nbsp;&nbsp;Helath Care – 1.6% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;WP City Bidco |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.634%, 12/22/28 |  | 14846 | 14810 |

---

![](image_001.jpg)

RiverPark Short Term High Yield Fund

December 31, 2022 *(Unaudited)*

---

| | | |
|:---|:---|:---|
| Description | Face Amount<br> (000)‡ | Value (000) |
| &nbsp;&nbsp;&nbsp;Information Technology – 0.6% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;MoneyGram Payment, 1st Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.884%, 07/14/26 | 5238 | $5213 |
| Total Bank Loan Obligations |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $41,501) (000) |  | 41513 |
| Total Investments — 96.4% |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $901,139) (000) |  | $898339 |

---

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| A list of the open forward foreign currency contracts held by the Fund at December 31, 2022, is as follows (000): | A list of the open forward foreign currency contracts held by the Fund at December 31, 2022, is as follows (000): | A list of the open forward foreign currency contracts held by the Fund at December 31, 2022, is as follows (000): | A list of the open forward foreign currency contracts held by the Fund at December 31, 2022, is as follows (000): | A list of the open forward foreign currency contracts held by the Fund at December 31, 2022, is as follows (000): | A list of the open forward foreign currency contracts held by the Fund at December 31, 2022, is as follows (000): | A list of the open forward foreign currency contracts held by the Fund at December 31, 2022, is as follows (000): |
| **Counterparty** | **Maturity<br> Date**  | **Currency<br> to Deliver** | **Currency<br> to Deliver** | **Currency<br> to Receive** | **Currency<br> to Receive** | **Unrealized<br> Appreciation<br> (Depreciation)** |
| Brown Brothers Harriman | 01/05/23 | SEK | 9752 | USD | 945 | $10 |
| Brown Brothers Harriman | 01/05/23 | GBP | 4996 | USD | 6090 | 50 |
| Brown Brothers Harriman | 01/05/23 | EUR | 21756 | USD | 22896 | (394) |
|  |  |  |  |  |  | $(334) |

---

---

| | |
|:---|:---|
|  | Percentages are based on Net Assets of $931,605 (000). |
| ‡ | In U.S. Dollar unless otherwise indicated. |
| \* | Non-income producing security. |
| (a) | Securities sold within terms of a private placement memorandum, exempt from registration under Section 144A of the Securities Act of 1933, as amended, and may be sold only to dealers in that program or other "accredited investors." These securities have been determined to be liquid under guidelines established by the Board of Trustees. At December 31, 2022, these securities amounted to $271,788 (000) or 29.2% of Net Assets. |
| (b) | Variable or floating rate security. The rate shown is the effective interest rate as of period end. The rates for certain securities are not based on published reference rates and spreads and are either determined by the issuer or agent based on current market conditions; by using a formula based on the rates of underlying loans; or by adjusting periodically based on prevailing interest rates. |
| (c) | Security in default on interest payments. |
| (d) | Zero coupon security. The rate reported on the Schedule of Investments is the effective yield at the time of purchase. |
| (e) | Level 3 security in accordance with fair value hierarchy. As of December 31, 2022, the total amount of Level 3 securities held by the Fund was $5 (000). |
| (f) | Unsettled bank loan. Interest rate may not be available. |

---

---

| |
|:---|
| Cl — Class |
| EUR — Euro |
| EURIBOR— Euro London Interbank Offered Rate |
| GBP— Great British Pound Sterling |
| ICE— Intercontinental Exchange |
| LIBOR— London Interbank Offered Rate |
| SEK — Swedish Krona |
| STIBOR — Stockholm Interbank Offered Rate |
| USD — U.S. Dollar |

---

Amounts designated as "—" are $0 or have been rounded to $0.

For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.

RPF-QH-001-2400

![](image_001.jpg)

RiverPark Long/Short Opportunity Fund

December 31, 2022 *(Unaudited)*

---

| | | |
|:---|:---|:---|
| Description | Shares | Value (000) |
| Schedule of Investments |  |  |
| Common Stock — 93.3%\*\* | Common Stock — 93.3%\*\* | Common Stock — 93.3%\*\* |
| &nbsp;&nbsp;&nbsp;Communication Services – 23.4% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Alphabet, Cl A \* | 15027 | $1326 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Alphabet, Cl C \* | 14994 | 1330 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Meta Platforms, Cl A \*(a) | 10029 | 1207 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Netflix \* | 6808 | 2008 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Pinterest, Cl A \* | 69337 | 1684 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Snap, Cl A \* | 196704 | 1760 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Walt Disney \* | 22392 | 1945 |
|  |  | 11260 |
| &nbsp;&nbsp;&nbsp;Consumer Discretionary – 11.0% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Amazon.com \* | 24724 | 2077 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Booking Holdings \* | 718 | 1447 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Nike, Cl B | 14909 | 1745 |
|  |  | 5269 |
| &nbsp;&nbsp;&nbsp;Financials – 6.3% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Blackstone, Cl A (b) | 23514 | 1745 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;KKR | 27455 | 1274 |
|  |  | 3019 |
| &nbsp;&nbsp;&nbsp;Health Care – 6.1% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Illumina \* | 5853 | 1183 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Intuitive Surgical \* | 6530 | 1733 |
|  |  | 2916 |
| &nbsp;&nbsp;&nbsp;Industrials – 4.5% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Uber Technologies \* | 87064 | 2153 |
| &nbsp;&nbsp;&nbsp;Information Technology – 42.0% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Adobe \* | 3202 | 1078 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Adyen ADR | 101752 | 1404 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Apple | 17599 | 2287 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Autodesk \*(a) | 7438 | 1390 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Datadog, Cl A \* | 16614 | 1221 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Five9 \* | 19378 | 1315 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Intuit | 3957 | 1540 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Mastercard, Cl A (a) | 3107 | 1080 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Microsoft | 10646 | 2553 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;NVIDIA (a) | 268 | 39 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;PayPal Holdings \* | 24009 | 1710 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;ServiceNow \* | 3670 | 1425 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Shopify, Cl A \* | 50353 | 1748 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Visa, Cl A | 5834 | 1212 |

---

---

| | | |
|:---|:---|:---|
| Description | Shares | Value (000) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Workday, Cl A \*(a) | 980 | $164 |
|  |  | 20166 |
| Total Common Stock |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $40,157) (000) |  | 44783 |
| Total Investments — 93.3% |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $40,157) (000) |  | $44783 |

---

![](image_001.jpg)

RiverPark Long/Short Opportunity Fund

December 31, 2022 *(Unaudited)*

A list of open swap agreements held by the Fund at December 31, 2022 was as follows:

**Long Exposure**

---

| | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|
| **Company Reference** | **Counterparty** | **Fund Pays** | **Payment**<br> **Frequency<sup>1</sup>**  | **Maturity <br>Date** | **Notional** <br> **Amount**<br> **(000)** | **Value**<br> **(000) <sup>†</sup>** | **Net**<br> Unrealized <br> **Appreciation/**<br> **(Depreciation)**<br> **(000)<sup>†</sup>**  |
| Autodesk | Goldman Sachs International | USD-SOFR + 0.61% | Maturity | 01/31/2024 | $61 | $61 | $— |
| Charles Schwab | Goldman Sachs International | USD-SOFR + 0.61% | Maturity | 03/30/2023 | 2124 | 2163 | 39 |
| MasterCard, Inc., Class A | Goldman Sachs International | USD-SOFR + 0.61% | Maturity | 06/07/2023 | 862 | 837 | (25) |
| Meta Platforms, Class A | Goldman Sachs International | USD-SOFR + 0.61% | Maturity | 10/30/2023 | 930 | 812 | (118) |
| Nvidia | Goldman Sachs International | USD-SOFR + 0.61% | Maturity | 03/28/2023 | 1516 | 986 | (530) |
| RingCentral | Goldman Sachs International | USD-SOFR + 0.61% | Maturity | 01/19/2023 | 6451 | 1132 | (5319) |
| Workday Class A | Goldman Sachs International | USD-SOFR + 0.61% | Maturity | 09/28/2023 | 959 | 950 | (9) |
|  |  |  |  |  | $**12903** | $**6941** | $**(5962)** |

---

**Short Exposure**

---

| | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| **Company Reference** | **Counterparty** | **Fund Receives** | **Fund Pays** | **Payment Frequency<sup>1</sup>** | **Maturity Date** | **Notional Amount (000)** | **Value (000) <sup>†</sup>** | **Net Unrealized Appreciation/ (Depreciation) (000)<sup>†</sup>** |
| Airbnb, Class A | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 01/10/2024 | $(335) | $(311) | $24 |
| Amcor PLC | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 01/18/2024 | (306) | (298) | 8 |
| Capital One Financial Corp | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 11/24/2023 | (323) | (316) | 7 |
| Carmax | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 11/24/2023 | (415) | (429) | (14) |
| Clorox Co. | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 03/27/2023 | (265) | (255) | 10 |
| Cogent Communications | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 11/15/2023 | (416) | (494) | (78) |
| Conagra Brands | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 02/07/2023 | (236) | (280) | (44) |
| Delta Air Lines | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 01/10/2024 | (333) | (314) | 19 |
| Discover Financial Services | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 11/24/2023 | (370) | (382) | (12) |
| Flex Ltd. | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 04/12/2023 | (369) | (513) | (144) |
| Harley-Davidson | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 09/07/2023 | (418) | (434) | (16) |
| Hilton Worldwide Holdings | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 01/18/2024 | (312) | (302) | 10 |
| Huntsman | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 01/18/2024 | (303) | (309) | (6) |
| Industrial Select Sector SPDR | Goldman Sachs International | USD-SOFR | -0.65% | Maturity | 06/22/2023 | (1833) | (1870) | (37) |
| IShares MSCI Eurozone ETF | Goldman Sachs International | USD-SOFR | -0.76% | Maturity | 09/12/2023 | (2161) | (2222) | (61) |

---

![](image_001.jpg)

RiverPark Long/Short Opportunity Fund

December 31, 2022 *(Unaudited)*

**Short Exposure (continued)**

---

| | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| **Company Reference** | **Counterparty** | **Fund Receives** | **Fund Pays** | **Payment Frequency<sup>1</sup>** | **Maturity Date** | **Notional Amount (000)** | **Value (000) <sup>†</sup>** | **Net Unrealized Appreciation/ (Depreciation) (000)<sup>†</sup>** |
| Kimberly-Clark | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 06/22/2023 | $(251) | $(274) | $(23) |
| Las Vegas Sands Corp. | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 01/10/2024 | (318) | (323) | (5) |
| Lyondellbasell Industries N.V., Class A | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 01/18/2024 | (217) | (221) | (4) |
| Marriott International, Class A | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 01/18/2024 | (311) | (304) | 7 |
| Mondelez International | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 01/12/2023 | (247) | (271) | (24) |
| Ralph Lauren Corp, Class A | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 01/10/2024 | (326) | (316) | 10 |
| RH | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 10/17/2023 | (454) | (455) | (1) |
| SPDR S&P Homebuilders ETF | Goldman Sachs International | USD-SOFR | -1.20% | Maturity | 07/17/2023 | (1562) | (1496) | 66 |
| Squarespace | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 08/16/2023 | (334) | (353) | (19) |
| Synchrony Financial | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 11/24/2023 | (374) | (385) | (11) |
| United Airlines Holdings | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 01/18/2024 | (275) | (261) | 14 |
| Wynn Resorts, Limited | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 01/10/2024 | (324) | (313) | 11 |
| Zoom Video Communications, Class A | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 09/28/2023 | (265) | (218) | 47 |
|  |  |  |  |  |  | $**(13653)** | $**(13919)** | **$(266)** |

---

---

| | |
|:---|:---|
| 1 | The payment frequency is the maturity date of each swap contract or the settlement date of a closing transaction, whichever comes first. |
| † | Inclusive of accrued dividends and interest related to Total Return Swaps. |

---

---

| | |
|:---|:---|
|  | Percentages are based on Net Assets of $47,985 (000). |
| \* | Non-income producing security. |
| \*\* | More narrow industries are utilized for compliance purposes, whereas broad sectors are utilized for reporting purposes. |
| (a) | Underlying security for a Total Return Swap. |
| (b) | This security or a partial position of this security has been committed as collateral for Total Return Swaps. The aggregate market value of the cash collateral as of December 31, 2022 was $6,410 (000). |

---

---

| |
|:---|
| Cl — Class |
| ETF — Exchange Traded Fund |
| Ltd. — Limited |
| MSCI — Morgan Stanley Capital International |
| PLC — Public Limited Company |
| SOFR — Secured Overnight Financing Rate |
| S&P — Standard & Poor's |
| SPDR — Standard & Poor's Depository Receipt |
| USD — United States Dollar |

---

Amounts designated as "—" are $0 or have been rounded to $0.

For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.

RPF-QH-001-2400

![](image_001.jpg)

RiverPark Strategic Income Fund

December 31, 2022 *(Unaudited)*

---

| | | | |
|:---|:---|:---|:---|
| Description |  | Face<br> Amount<br> (000)‡ | Value (000) |
| Schedule of Investments |  |  |  |
| Corporate Obligations — 44.1% | Corporate Obligations — 44.1% | Corporate Obligations — 44.1% | Corporate Obligations — 44.1% |
| &nbsp;&nbsp;&nbsp;Communication Services – 6.3% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;CCO Holdings |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.000%, 03/01/23 (a) |  | 1674 | $1667 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Clear Channel International BV |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.625%, 08/01/25 (a) |  | 2090 | 1997 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.625%, 08/01/25 (a) |  | 2489 | 2379 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Connect Finco SARL |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.750%, 10/01/26 (a) |  | 2422 | 2250 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Getty Images |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9.750%, 03/01/27 (a) |  | 2568 | 2539 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Go North Group |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;13.763%, STIBOR SEK 3-Month + 12.000%, 07/15/25 (b) | SEK | 5000 | 479 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Linkem |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.702%, Euribor 3 Month + 6.500%, 02/09/23 (a) (b) | EUR | 3400 | 3630 |
|  |  |  | 14941 |
| &nbsp;&nbsp;&nbsp;Consumer Discretionary – 4.3% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;99 Escrow Issuer |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.500%, 01/15/26 (a) |  | 4193 | 2144 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Anagram International |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;15.000%cash/0% PIK, 08/15/25 (a) |  | 1592 | 1523 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Georg Jensen |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.762%, Euribor 3 Month + 6.000%, 05/15/23 (b) | EUR | 1100 | 1169 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;G-III Apparel Group |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.875%, 08/15/25 (a) |  | 1376 | 1286 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Hercules Achievement |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;12.754%, ICE LIBOR USD 3 Month + 8.000%, 12/22/24 (a) (b) |  | 554 | 531 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Jacktel |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;10.000%, 12/04/23 (a) |  | 820 | 759 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;10.000%, 12/04/23 |  | 200 | 200 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Lifefit Group Midco GmbH |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9.678%, Euribor 3 Month + 7.500%, 01/26/25 (b) | EUR | 1160 | 1239 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;MHH Holding BV |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;11.592%, ICE LIBOR USD 3 Month + 7.000%, 02/10/25 (b) |  | 1292 | 1311 |
|  |  |  | 10162 |

---

---

| | | | |
|:---|:---|:---|:---|
| Description |  | <br> Face<br> Amount<br> (000)‡ | Value (000) |
| &nbsp;&nbsp;&nbsp;Consumer Staples – 1.2% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Chobani |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.500%, 04/15/25 (a) (c) |  | 2591 | $2527 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;United Natural Foods |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.750%, 10/15/28 (a) |  | 250 | 241 |
|  |  |  | 2768 |
| &nbsp;&nbsp;&nbsp;Energy – 9.7% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Golar LNG |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.000%, 10/20/25 (a) |  | 1962 | 1947 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Greenfire Resources |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;12.000%, 08/15/25 (a) |  | 1330 | 1424 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;International Petroleum |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.250%, 02/01/27 (a) |  | 3132 | 2913 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Martin Midstream Partners |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;11.500%, 02/28/25 (a) |  | 1838 | 1841 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;10.000%, 02/29/24 (a) |  | 3457 | 3473 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Mime Petroleum |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;10.250%, 11/10/26 |  | 550 | 499 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Talen Energy Supply |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.625%, 06/01/28 (a) (d) |  | 3376 | 3526 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.250%, 05/15/27 (a) (d) |  | 1358 | 1412 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.625%, 01/15/28 (a) (d) |  | 3863 | 3956 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Transocean |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.500%, 04/15/31 |  | 1008 | 677 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;W&T Offshore |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9.750%, 11/01/23 (a) |  | 1566 | 1544 |
|  |  |  | 23212 |
| &nbsp;&nbsp;&nbsp;Financials – 3.6% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Aker Horizons |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.610%, NIBOR 3 Month + 3.250%, 08/15/25 (b) | NOK | 8500 | 819 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;LR Global Holding GmbH |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9.204%, Euribor 3 Month + 7.250%, 02/03/25 (b) | EUR | 2129 | 1914 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;StoneX Group |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.625%, 06/15/25 (a) (c) |  | 5685 | 5752 |
|  |  |  | 8485 |
| &nbsp;&nbsp;&nbsp;Health Care – 2.6% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Columbia Care |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9.500%, 02/03/26 (a) |  | 5068 | 4976 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Prosomnus Holdings |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Prime Rate + 6.500%, 04/06/26 (f) |  | 1513 | 1300 |
|  |  |  | 6276 |
| &nbsp;&nbsp;&nbsp;Industrials – 10.1% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Altera Shuttle Tankers |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9.500%, 12/15/25 |  | 1200 | 1025 |

---

![](image_001.jpg)

RiverPark Strategic Income Fund

December 31, 2022 *(Unaudited)*

 

---

| | | | |
|:---|:---|:---|:---|
| Description |  | Face<br> Amount<br> (000)‡ | Value (000) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;FXI Holdings |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;12.250%, 11/15/26 (a) |  | 2331 | $1940 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Hawaiian Airlines Pass-Through Certificates, Ser 2013-1, Cl A |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.900%, 01/15/26 |  | 5240 | 4496 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Icahn Enterprises |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.750%, 09/15/24 |  | 3870 | 3719 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;IEA Energy Services |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.625%, 08/15/29 (a) |  | 6723 | 6353 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Innovate |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.500%, 02/01/26 (a) (c) |  | 7002 | 5037 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;XPO CNW |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.700%, 05/01/34 |  | 1835 | 1633 |
|  |  |  | 24203 |
| &nbsp;&nbsp;&nbsp;Information Technology – 1.2% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Azerion Holding BV |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.250%, 04/28/24 | EUR | 500 | 522 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Diebold Nixdorf |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.500%, 10/15/26 (a) |  | 869 | 522 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Duett Software Group |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.080%, NIBOR 3 Month + 5.000%, 04/12/26 (b) | NOK | 4589 | 445 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;DXC Technology |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2.375%, 09/15/28 |  | 672 | 568 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;LINK Mobility Group Holding |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.375%, 12/15/25 | EUR | 800 | 729 |
|  |  |  | 2786 |
| &nbsp;&nbsp;&nbsp;Materials – 5.1% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Copper Mountain Mining |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.000%, 04/09/26 (a) |  | 4021 | 3845 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Impala BondCo |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;10.757%, STIBOR SEK 3-Month + 9.000%, 10/20/24 (b) | SEK | 7500 | 676 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Infrabuild Australia Pty |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;12.000%, 10/01/24 (a) |  | 4766 | 4630 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Tacora Resources |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.250%, 05/15/26 (a) |  | 4367 | 3169 |
|  |  |  | 12320 |
| Total Corporate Obligations |  |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $112,780) (000) |  |  | 105153 |

---

---

| | | |
|:---|:---|:---|
| Description | <br> Face<br> Amount<br> (000)‡ | Value (000) |
| Commercial Paper — 21.2% | Commercial Paper — 21.2% | Commercial Paper — 21.2% |
| &nbsp;&nbsp;&nbsp;Consumer Discretionary – 1.3% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;General Motors |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.834%, 01/10/23 (e) |  | $3061 |
|  | 3065 |  |
| &nbsp;&nbsp;&nbsp;Consumer Staples – 6.7% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Conagara Brands |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.017%, 01/09/23 (e) | 4000 | 3995 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Constellation Brands |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.022%, 01/12/23 (e) | 5400 | 5390 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.020%, 01/10/23 (e) | 250 | 250 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Walgreens |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.067%, 02/13/23 (e) | 6364 | 6325 |
|  |  | 15960 |
| &nbsp;&nbsp;&nbsp;Health Care – 1.7% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Humana |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.986%, 02/06/23 (e) | 4000 | 3980 |
| &nbsp;&nbsp;&nbsp;Industrials – 3.0% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Dover |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.684%, 01/05/23 (e) | 3953 | 3950 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;ITT |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.730%, 01/11/23 (e) | 3275 | 3270 |
|  |  | 7220 |
| &nbsp;&nbsp;&nbsp;Information Technology – 3.1% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Jabil |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.323%, 01/13/23 (e) | 4000 | 3992 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Oracle |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.562%, 01/13/23 (e) | 3371 | 3366 |
|  |  | 7358 |
| &nbsp;&nbsp;&nbsp;Materials – 1.9% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Eastman Chemical |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.832%, 01/10/23 (e) | 4675 | 4668 |
| &nbsp;&nbsp;&nbsp;Real Estate – 1.7% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Crown Castle |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.085%, 01/17/23 (e) | 4040 | 4030 |
| &nbsp;&nbsp;&nbsp;Utilities – 1.8% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Brookfield Infrastructure |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.988%, 01/24/23 (e) | 4325 | 4311 |
| Total Commercial Paper |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $50,596) (000) |  | 50588 |

---

![](image_001.jpg)

RiverPark Strategic Income Fund

December 31, 2022 *(Unaudited)*

---

| | | |
|:---|:---|:---|
| Description | Face<br> Amount<br> (000)‡ | Value (000) |
| Bank Loan Obligations — 11.2% | Bank Loan Obligations — 11.2% | Bank Loan Obligations — 11.2% |
| &nbsp;&nbsp;&nbsp;Communication Services – 1.0% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Getty Images, Inc., Initial Dollar Term Loan, 1st Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.938%, LIBOR + 4.500%, 02/19/26 (b) | 2382 | $2376 |
| &nbsp;&nbsp;&nbsp;Consumer Discretionary – 6.9% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Cengage Learning, Inc., Term B Loan, 1st Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.814%, LIBOR + 4.750%, 07/14/26 (b) | 2000 | 1794 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Chefs' Warehouse, Inc., The, 2022 Term Loan, 1st Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9.173%, CME Term SOFR + 4.750%, 08/17/29 | 542 | 536 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Crocs, Inc., Term Loan, 1st Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.481%, CME Term SOFR + 3.500%, 02/20/29 (b) | 3061 | 2996 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;First Brands Group, LLC, 2021 Term Loan, 1st Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.369%, CME Term SOFR + 5.000%, 03/30/27 | 182 | 172 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;First Brands Group, LLC, Initial Term Loan, 2nd Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;11.871%, LIBOR + 8.500%, 03/30/28 | 3393 | 3043 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Fogo de Chao Inc., 2018 Refinancing Term Loan, 1st Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.634%, LIBOR + 4.250%, 07/04/25 | 876 | 823 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Monitronics International, Inc., Loan, 1st Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;11.915%, LIBOR + 0.065%, 03/29/24 | 3301 | 2175 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Mountaineer Merger Corporation, Initial Term Loan, 1st Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;11.440%, 10/26/28 (b) | 6071 | 3896 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Rising Tide Holdings, Inc., Initial Term Loan, 2nd Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;12.985%, LIBOR + 8.250%, 06/01/29 (b) | 2786 | 975 |
|  |  | 16410 |

---

---

| | | |
|:---|:---|:---|
| Description | Face<br> Amount<br> (000)‡ | Value (000) |
| &nbsp;&nbsp;&nbsp;Energy – 0.5% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;QuarterNorth Energy Holding Inc., Initial New Loan, 2nd Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;12.384%, LIBOR + 8.000%, 08/27/26 | 1284 | $1276 |
| &nbsp;&nbsp;&nbsp;Health Care – 2.0% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;GemmaCert, Term Loan |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9.000%, 05/19/24 (f) | 459 | 322 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Inotiv Inc., Delayed Draw, Term Loan, 1st Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;11.460%, 11/05/26 (g) | 1258 | 1201 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Inotiv Inc., Term Loan, 1st Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;11.460%, 11/05/26 (b) | 3010 | 2875 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Inotiv Inc., Tranche 1, Term Loan, 1st Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;11.178%, 11/05/26 (b) | 486 | 464 |
|  |  | 4862 |
| &nbsp;&nbsp;&nbsp;Materials – 0.8% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Elevate Textiles, Inc., Initial Term Loan, 1st Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.743%, 05/01/24 (b) | 1110 | 768 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Real Alloy Holding, Term Loan, 1st Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;14.730%, LIBOR + 0.000%, 12/31/49 (f) | 1098 | 1098 |
|  |  | 1866 |
| Total Bank Loan Obligations |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $31,109) (000) |  | 26790 |
| Convertible Bonds — 3.7% |  |  |
| &nbsp;&nbsp;&nbsp;Communication Services – 3.1% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;BuzzFeed |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.500%, 12/03/26 (a) (f) | 5400 | 3591 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Leafly Holdings |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.000%, 01/31/25 (f) | 4163 | 3871 |
|  |  | 7462 |
| &nbsp;&nbsp;&nbsp;Health Care – 0.6% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;UpHealth |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.250%, 06/15/26 (a) | 4592 | 1352 |
| Total Convertible Bonds |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $14,124) (000) |  | 8814 |

---

![](image_001.jpg)

RiverPark Strategic Income Fund

December 31, 2022 *(Unaudited)*

---

| | | | |
|:---|:---|:---|:---|
| Description |  | Shares/<br> Number of<br> Warrants | Value (000) |
| Special Purpose Acquisition Companies — 3.3% | Special Purpose Acquisition Companies — 3.3% | Special Purpose Acquisition Companies — 3.3% | Special Purpose Acquisition Companies — 3.3% |
| &nbsp;&nbsp;&nbsp;Common Stock– 3.3% | &nbsp;&nbsp;&nbsp;Common Stock– 3.3% | &nbsp;&nbsp;&nbsp;Common Stock– 3.3% |  |
| &nbsp;&nbsp;&nbsp;Diversified Financials – 3.3% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Alpha Partners Technology Merger Founder Shares \* (f) |  | 8594 | $1 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;AxonPrime Infrastructure Acquisition Founder Shares \* (f) |  | 4000 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Berenson Acquisition Founder Shares \* (f) |  | 12570 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Biote Founder Shares, Cl A \* |  | 187945 | 701 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;ESM Acquisition, Cl A \* |  | 53973 | 545 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Financials Acquisition, Cl A \* | GBP | 64486 | 781 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Frontier Acquisition, Cl A \* |  | 175000 | 1764 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Iconic Sports Acquisition, Cl A \* |  | 91450 | 946 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Mason Industrial Technology, Cl A \* |  | 277191 | 2770 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Parabellum Acquisition Founder Shares \* (f) |  | 19671 | 1 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Revelstone Capital Acquisition Founder Shares \* (f) |  | 5925 | 1 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Trine II Acquisition, Cl A \* |  | 15733 | 162 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Vector Acquisition II, Cl A \* |  | 35637 | 360 |
|  |  |  | 8032 |
| &nbsp;&nbsp;&nbsp;Warrant– 0.0% |  |  |  |
| &nbsp;&nbsp;&nbsp;Diversified Financials – 0.0% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Financials Acquisition Corp (DI) |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Expires 04/04/2027, Strike Price 11.50 | GBP | 33086 | 2 |
| Total Special Purpose Acquisition Companies |  |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $7,205) (000) |  |  | 8034 |
| Common Stock — 1.7% | Common Stock — 1.7% | Common Stock — 1.7% | Common Stock — 1.7% |
| &nbsp;&nbsp;&nbsp;Communication Services – 0.2% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;KORE Group Holdings \* |  | 32156 | 40 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Verizon Communications |  | 8423 | 332 |
|  |  |  | 372 |
| &nbsp;&nbsp;&nbsp;Energy – 0.1% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;QuarterNorth Energy \* |  | 1821 | 246 |
| &nbsp;&nbsp;&nbsp;Health Care – 0.1% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Biote, Cl A \* |  | 41085 | 153 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Prosomnus Holdings (f) |  | 33418 | 140 |
|  |  |  | 293 |

---

---

| | | |
|:---|:---|:---|
| Description | Shares/<br> Number of<br> Warrants | Value (000) |
| Industrials – 0.0% | Industrials – 0.0% |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Monitronics International \* | 208000 | $31 |
| &nbsp;&nbsp;&nbsp;Information Technology – 0.0% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Diebold Nixdorf \* | 35400 | 50 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;MarketWise \* | 1779 | 3 |
|  |  | 53 |
| &nbsp;&nbsp;&nbsp;Materials – 0.9% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;RA Parent \* (f) | 33 | 2131 |
| &nbsp;&nbsp;&nbsp;Real Estate – 0.4% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Alpine Income Property Trust | 15492 | 295 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;CTO Realty Growth | 31324 | 573 |
|  |  | 868 |
| Total Common Stock |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $4,219) (000) |  | 3994 |
| Preferred Stock — 1.4% |  |  |
| &nbsp;&nbsp;&nbsp;Consumer Discretionary – 0.9% |  |  |
| &nbsp;&nbsp;&nbsp; Fossil Group, 7.000% | 138797 | 2200 |
| &nbsp;&nbsp;&nbsp; Garrett Motion, 11.000%\* | 11292 | 98 |
|  |  | 2298 |
| &nbsp;&nbsp;&nbsp;Financials – 0.5% |  |  |
| &nbsp;&nbsp;&nbsp; Argo Blockchain, 8.750% | 39644 | 121 |
| &nbsp;&nbsp;&nbsp; Saratoga Investment. 6.000% | 40765 | 936 |
|  |  | 1057 |
| Total Preferred Stock |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $5,515) (000) |  | 3355 |
| Warrants — 0.0% |  |  |
| &nbsp;&nbsp;&nbsp;Communication Services – 0.0% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Leafly Holdings \* |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Expires 11/07/2026, Strike Price $11.50 | 21228 | 1 |
| &nbsp;&nbsp;&nbsp;Energy – 0.0% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Mcdermott International \* (f) |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Expires 6/30/2027, Strike Price $12.33 | 258269 |  |

---

![](image_001.jpg)

RiverPark Strategic Income Fund

December 31, 2022 *(Unaudited)*

 

---

| | | |
|:---|:---|:---|
| Description | Number of<br> Warrants/<br> Shares | Value (000) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Mcdermott International \* (f) |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Expires 6/30/2027, Strike Price $15.98 | 286965 | $— |
| &nbsp;&nbsp;&nbsp;Health Care – 0.0% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;GemmaCert Preferred A-2 (f) |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Expires 5/18/2026, Strike Price $7.608 | 21135 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Prosomnus Holdings (f) |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Expires 04/20/2028, Strike Price $11.50 | 151260 | 12 |
|  |  | 12 |
| Total Warrants |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $153) (000) |  | 13 |
| Total Investments — 86.6% |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $225,701) (000) |  | $206741 |

---

---

| | | |
|:---|:---|:---|
| Description | Face<br> Amount<br> (000)‡/<br> Shares | Value (000) |
| Schedule of Securities Sold Short, Not Yet Purchased |  |  |
| Corporate Obligations — (0.9)% |  |  |
| &nbsp;&nbsp;&nbsp;Consumer Staples – (0.4)% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Conagra Brands |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.125%, 10/01/26 | (1000) | (1055) |
| &nbsp;&nbsp;&nbsp;Financials – (0.5)% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;FS Energy and Power Fund |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.500%, 08/15/23 (a) | (1060) | (1064) |
| Total Corporate Obligations |  |  |
| &nbsp;&nbsp;&nbsp;(Proceeds $2,346) (000) |  | (2119) |
| Common Stock — 0.0% |  |  |
| &nbsp;&nbsp;&nbsp;Information Technology – 0.0% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Diebold Nixdorf\* | (35400) | (50) |
| Total Common Stock |  |  |
| &nbsp;&nbsp;&nbsp;(Proceeds $77) (000) |  | (50) |
| Total Securities Sold Short, Not Yet Purchased |  |  |
| &nbsp;&nbsp;&nbsp;(Proceeds $2,423) (000) |  | $(2169) |
| Written Options — 0.0% |  |  |
| Total Written Options |  |  |
| (Premiums Received $72) (000) |  | $(40) |

---

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| A list of the open forward foreign currency contracts held by the Fund at December 31, 2022, is as follows (000): | A list of the open forward foreign currency contracts held by the Fund at December 31, 2022, is as follows (000): | A list of the open forward foreign currency contracts held by the Fund at December 31, 2022, is as follows (000): | A list of the open forward foreign currency contracts held by the Fund at December 31, 2022, is as follows (000): | A list of the open forward foreign currency contracts held by the Fund at December 31, 2022, is as follows (000): | A list of the open forward foreign currency contracts held by the Fund at December 31, 2022, is as follows (000): | A list of the open forward foreign currency contracts held by the Fund at December 31, 2022, is as follows (000): |
| **Counterparty** | **Maturity<br> Date**  | **Currency to<br> Deliver** | **Currency to<br> Deliver** | **Currency to<br> Receive** | **Currency to<br> Receive** | **Unrealized<br> Appreciation<br> (Depreciation)** |
| Brown Brothers Harriman | 01/05/23 | EUR | 8667 | USD | 9122 | $(156) |
| Brown Brothers Harriman | 01/05/23 | SEK | 12394 | USD | 1198 | 10 |
| Brown Brothers Harriman | 01/05/23 | GBP | 645 | USD | 786 | 6 |
| Brown Brothers Harriman | 01/05/23 | NOK | 12471 | USD | 1249 | (24) |
|  |  |  |  |  |  | $(164) |

---

A list of the open option contracts held by the Fund at December 31, 2022 is as follows (000):

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **Description** | **Number of<br> Contracts** | **Notional<br> Amount<br> (000)** | **Exercise<br> Price** | **Expiration<br> Date**  | **Value<br> (000)** |
| WRITTEN OPTIONS — 0.0% | WRITTEN OPTIONS — 0.0% |  |  |  |  |
| Put Options |  |  |  |  |  |
| &nbsp;&nbsp;&nbsp;iShares iBoxx $ High Yield Corporate Bond ETF\* | (196) | $(1443) | $72.00 | 03/18/23 | $(27) |
| Call Options |  |  |  |  |  |
| &nbsp;&nbsp;&nbsp;iShares iBoxx $ High Yield Corporate Bond ETF\* | (196) | $(1443) | $75.00 | 01/21/23 | $(6) |
| &nbsp;&nbsp;&nbsp;iShares iBoxx $ High Yield Corporate Bond ETF\* | (196) | (1443) | $77.00 | 03/18/23 | (7) |
|  |  | (2886) |  |  | (13) |
| Total Written Options |  |  |  |  |  |
| &nbsp;&nbsp;&nbsp;(Premiums Received $72) (000) |  | $(4329) |  |  | $(40) |

---

---

| | |
|:---|:---|
|  | Percentages are based on Net Assets of $238,604 (000). |
| ‡ | In U.S. Dollar unless otherwise indicated. |
| \* | Non-income producing security. |
| (a) | Securities sold within terms of a private placement memorandum, exempt from registration under Section 144A of the Securities Act of 1933, as amended, and may be sold only to dealers in that program or other "accredited investors." These securities have been determined to be liquid under guidelines established by the Board of Trustees. At December 31, 2022, these securities amounted to $85,613 (000) or 35.9% of Net Assets. |
| (b) | Variable or floating rate security. The rate shown is the effective interest rate as of period end. The rates for certain securities are not based on published reference rates and spreads and are either determined by the issuer or agent based on current market conditions; by using a formula based on the rates of underlying loans; or by adjusting periodically based on prevailing interest rates. |

---

![](image_001.jpg)

RiverPark Strategic Income Fund

December 31, 2022 *(Unaudited)*

(c) This
 security or partial position of this security has been committed as collateral for open short positions and option contracts. The
 aggregate market value of the collateral as of December 31, 2022 was $9,723 (000).

(d) Security
 in default on interest payments.

(e) Zero
 coupon security. The rate reported on the Schedule of Investments is the effective yield at the time purchase.

(f) Level
 3 security in accordance with fair value hierarchy. As of December 31, 2022, the total amount of Level 3 securities held by the Fund
 was $12,468 (000).

(g) Unsettled
 bank loan. Interest rate may not be available.

---

| |
|:---|
| Cl — Class |
| CME — Chicago Mercantile Exchange |
| ETF — Exchange Traded Fund |
| EUR — Euro |
| EURIBOR— Euro London Interbank Offered Rate |
| GBP — British Pound Sterling |
| ICE— Intercontinental Exchange |
| LIBOR— London Interbank Offered Rate |
| LLC — Limited Liability Company |
| LP — Limited Partnership |
| NIBOR — Norwegian Interbank Offered Rate |
| NOK — Norway |
| PIK — Paid-in-Kind |
| SEK — Swedish Krona |
| Ser — Series |
| STIBOR — Stockholm Interbank Offered Rate |
| USD — United States Dollar |

---

Amounts designated as "—" are $0 or have been rounded to $0.

For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.

RPF-QH-001-2400

![](image_001.jpg)

RiverPark Floating Rate CMBS Fund

December 31, 2022 *(Unaudited)*

---

| | | |
|:---|:---|:---|
| Description | Face<br> Amount<br> (000) | Value (000) |
| Schedule of Investments |  |  |
| Commercial Mortgage-Backed Securities — 93.5% | Commercial Mortgage-Backed Securities — 93.5% | Commercial Mortgage-Backed Securities — 93.5% |
| &nbsp;&nbsp;&nbsp;Non-Agency Mortgage-Backed Obligation – 93.5% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;BX Commercial Mortgage Trust, Ser 2022-IND, Cl E |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.313%, TSFR1M + 3.987%, 04/15/37 (a) (b) | $1867 | $1754 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;BX Commercial Mortgage Trust, Ser 2021-MFM1, Cl G |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.218%, ICE LIBOR USD 1 Month + 3.900%, 01/15/34 (a) (b) | 250 | 228 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;BX Commercial Mortgage Trust, Ser 2020-VKNG, Cl G |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.700%, TSFR1M + 3.364%, 10/15/37 (a) (b) | 1190 | 1094 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;BX Commercial Mortgage Trust, Ser 2021-MFM1, Cl F |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.318%, ICE LIBOR USD 1 Month + 3.000%, 01/15/34 (a) (b) | 1000 | 920 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;BX Commercial Mortgage Trust, Ser 2019-XL, Cl G |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.750%, TSFR1M + 2.414%, 10/15/36 (a) (b) | 876 | 838 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;BX Commercial Mortgage Trust, Ser 2021-VOLT, Cl F |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.718%, ICE LIBOR USD 1 Month + 2.400%, 09/15/36 (a) (b) | 1500 | 1380 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;BX Commercial Mortgage Trust, Ser 2021-SOAR, Cl F |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.668%, ICE LIBOR USD 1 Month + 2.350%, 06/15/38 (a) (b) | 1985 | 1843 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;BX Commercial Mortgage Trust, Ser 2021-MFM1, Cl E |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.568%, ICE LIBOR USD 1 Month + 2.250%, 01/15/34 (a) (b) | 1000 | 930 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;BX Commercial Mortgage Trust, Ser 2021-XL2, Cl F |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.562%, ICE LIBOR USD 1 Month + 2.244%, 10/15/38 (a) (b) | 1853 | 1730 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;BX Commercial Mortgage Trust, Ser 2021-VINO, Cl E |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.270%, ICE LIBOR USD 1 Month + 1.952%, 05/15/38 (a) (b) | 1500 | 1400 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;BX Commercial Mortgage Trust, Ser 2021-ACNT, Cl D |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.168%, ICE LIBOR USD 1 Month + 1.850%, 11/15/38 (a) (b) | 2000 | 1890 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;BX Trust, Ser 2019-MMP, Cl F |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.110%, ICE LIBOR USD 1 Month + 2.792%, 08/15/36 (a) (b) | 2985 | 2813 |

---

---

| | | |
|:---|:---|:---|
| Description | Face<br> Amount<br> (000) | Value (000) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;CAMB Commercial Mortgage Trust, Ser 2019-LIFE, Cl G |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.568%, ICE LIBOR USD 1 Month + 3.250%, 12/15/37 (a) (b) | $2660 | $2476 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Cold Storage Trust, Ser 2020-ICE5, Cl F |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.810%, ICE LIBOR USD 1 Month + 3.492%, 11/15/37 (a) (b) | 2949 | 2810 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Credit Suisse Mortgage Capital Certificates, Ser 2019-ICE4, Cl F |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.968%, ICE LIBOR USD 1 Month + 2.650%, 05/15/36 (a) (b) | 3780 | 3612 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;ILPT Commercial Mortgage Trust, Ser 2022-LPF2, Cl C |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.829%, TSFR1M + 3.493%, 10/15/39 (a) (b) | 2000 | 1975 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;JP Morgan Chase Commercial Mortgage Securities, Ser 2021-MHC, Cl E |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.768%, ICE LIBOR USD 1 Month + 2.450%, 04/15/38 (a) (b) | 1300 | 1231 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;KKR Industrial Portfolio Trust, Ser 2021-KDIP, Cl F |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.368%, ICE LIBOR USD 1 Month + 2.050%, 12/15/37 (a) (b) | 975 | 899 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;MHP, Ser 2021-STOR, Cl F |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.518%, ICE LIBOR USD 1 Month + 2.200%, 07/15/38 (a) (b) | 1500 | 1396 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;MSCG Trust, Ser 2018-SELF, Cl D |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.968%, ICE LIBOR USD 1 Month + 1.650%, 10/15/37 (a) (b) | 1828 | 1750 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;OPG, Ser 2021-PORT F |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.266%, ICE LIBOR USD 1 Month + 1.948%, 10/15/36 (a) (b) | 685 | 634 |
| Total Commercial Mortgage-Backed Securities |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $35,374) (000) |  | 33603 |
| Total Investments — 93.5% |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $35,374) (000) |  | $33603 |

---

![](image_001.jpg)

RiverPark Strategic Income Fund

December 31, 2022 *(Unaudited)*

---

| | |
|:---|:---|
|  | Percentages are based on Net Assets of $35,948 (000). |
| (a) | Variable or floating rate security. The rate shown is the effective interest rate as of period end. The rates for certain securities are not based on published reference rates and spreads and are either determined by the issuer or agent based on current market conditions; by using a formula based on the rates of underlying loans; or by adjusting periodically based on prevailing interest rates. |
| (b) | Securities sold within terms of a private placement memorandum, exempt from registration under Section 144A of the Securities Act of 1933, as amended, and may be sold only to dealers in that program or other "accredited investors." These securities have been determined to be liquid under guidelines established by the Board of Trustees. At December 31, 2022, these securities amounted to $33,603 (000) or 93.5% of Net Assets. |

---

---

| |
|:---|
| Cl — Class |
| ICE— Intercontinental Exchange |
| LIBOR— London Interbank Offered Rate |
| Ser — Series |
| USD — United States Dollar |

---

For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.

RPF-QH-001-2400

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** RiverPark Funds Trust

- **b. Investment Company Act file number:** 811-22431

- **c. CIK number of Registrant:** 0001494928

- **d. LEI of Registrant:** 549300MZL2U4WJYG1566

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 156 WEST 56TH STREET

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10019

  - **Telephone number:** 2124842100

**Item A.2. Information about the Series.**

- **a. Name of Series:** RIVERPARK SHORT TERM HIGH YIELD FUND

- **b. EDGAR series identifier (if any):** S000030034

- **c. LEI of Series:** 549300ZIEZ88YN1W1K96

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-09-30

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $940168661.78

**Total Liabilities:** $8629303.82

**Net Assets:** $931539357.96

**Cash Not Reported:** $391243.63

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** -1693.29540608 | **1-Year:** -2609.94188421 | **5-Year:** -2138.64751792 | **10-Year:** -494.32865307 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** -3855.18031890 | **1-Year:** -23796.41516088 | **5-Year:** -12272.70283957 | **10-Year:** -24.69808721 | **30-Year:** 0.00664665

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000092097 | 0.42%                | 0.85%                | 0.47%                |
| Class ID C000092096 | 0.51%                | 0.73%                | 0.45%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $1413530.03              | $513104.49                                 |
| Month 2  | $-848725.71              | $6177671.99                                |
| Month 3  | $-301485.19              | $2950284.96                                |

### Schedule of Portfolio Investments

| Name                                      | Title                                                                  | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| QUEBECOR MEDIA INC.                       | QUEBECOR MEDIA INC 5.750000% 01/15/2023                                | CUSIP: 74819RAP1<br>LEI: 5493006O1E1TBNKPQW25 | Long             | DBT              | NUSS              | CA        |  21766000 | PA      | $21746845.92  | 2.33%             | 2023-01-15      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| Vision Sensing Acquisition Corp           | VISION SENSING ACQUISITION-A SPECIAL PURPOSE ACQUISITION COMPANIES     | CUSIP: 92838J103<br>LEI: 5493000VKS3Q4KRJ7514 | Long             | EC               |  | US        |    487960 | NS      | $5050386.00   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| WALGREENS BOOTS ALLIANCE, INC.            | WALGREENS BOOTS ALLIANCE INC 0% CP 02/13/2023 0% CP 02/13/2023         | CUSIP: 93142XPD7<br>LEI: 549300RPTUOIXG4LIH86 | Long             | ABS-APCP         |  | US        |  25609000 | PA      | $25453745.44  | 2.73%             | 2023-02-13      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| DCP MIDSTREAM OPERATING, LP               | DCP MIDSTREAM OPERATING LP 3.875000% 03/15/2023                        | CUSIP: 23311VAD9<br>LEI: 549300Y6CTBSE0QIPL28 | Long             | DBT              | CORP              | US        |  23801000 | PA      | $23704605.95  | 2.54%             | 2023-03-15      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| North Atlantic Acquisition Corp           | NORTH ATLANTIC ACQUISITION-A SPECIAL PURPOSE ACQUISITION COMPANIES     | CUSIP: G66139109<br>LEI: N/A                  | Long             | EC               |  | US        |    300000 | NS      | $3033000.00   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| CROWN CASTLE INC.                         | CROWN CASTLE INTL CORP 0% CP 01/17/2023 COMMERCIAL PAPER (ISITC)       | CUSIP: 22823QNH0<br>LEI: 54930012H97VSM0I2R19 | Long             | ABS-APCP         |  | US        |   9800000 | PA      | $9775901.80   | 1.05%             | 2023-01-17      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| U.S. DOLLARS                              | FX Forward Contract: USD/SEK SETTLE 2023-01-05                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $2982.06      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Anzu Special Acquisition Corp I           | ANZU SPECIAL ACQUISITION -A SPECIAL PURPOSE ACQUISITION COMPANIES      | CUSIP: 03737A101<br>LEI: N/A                  | Long             | EC               |  | US        |     98738 | NS      | $997253.80    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Kismet Acquisition Two Corp               | KISMET ACQUISITION TWO-CL A SPECIAL PURPOSE ACQUISITION COMPANIES      | CUSIP: G52807107<br>LEI: N/A                  | Long             | EC               |  | US        |     50000 | NS      | $505000.00    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| G Squared Ascend II Inc                   | G SQUARED ASCEND II INC -A SPECIAL PURPOSE ACQUISITION COMPANIES       | CUSIP: G42041106<br>LEI: N/A                  | Long             | EC               |  | US        |     50000 | NS      | $507500.00    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| GRAY TELEVISION INC.                      | GRAY TELEVISION INC. 2/7/2024                                          | CUSIP: 389376AX2<br>LEI: N/A                  | Long             | LON              |  | US        |   6210937 | PA      | $6197148.85   | 0.67%             | 2024-02-07      | Floating      | 4.12%                 | No            |                  2 | On Loan: No      |
| MoneyGram Payment 7/21 TLB                | MoneyGram Payment 7/21 TLB 7/14/2026                                   | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |   5237758 | PA      | $5213192.72   | 0.56%             | 2026-07-14      | Floating      | 8.57%                 | No            |                  2 | On Loan: No      |
| Learn CW Investment Corp                  | LEARN CW INVESTMENT CORP-A SPECIAL PURPOSE ACQUISITION COMPANIES       | CUSIP: G54157105<br>LEI: N/A                  | Long             | EC               |  | US        |    209050 | NS      | $2111405.00   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| JABIL INC.                                | JABIL INC DISC COML PAPER 0% CP 17/01/2023 0% CP 17/01/2023            | CUSIP: 46652MNH4<br>LEI: 5493000CGCQY2OQU7669 | Long             | ABS-APCP         |  | US        |   7000000 | PA      | $6982087.00   | 0.75%             | 2023-01-17      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Mercato Partners Acquisition Corp         | MERCATO PARTNERS ACQUISITI-A SPECIAL PURPOSE ACQUISITION COMPANIES     | CUSIP: 58759A108<br>LEI: N/A                  | Long             | EC               |  | US        |    400000 | NS      | $4108000.00   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                       | COLUMBIA CARE INC 9.500000% 02/03/2026                                 | CUSIP: 197309AP2<br>LEI: N/A                  | Long             | DBT              | NUSS              | CA        |   8000000 | PA      | $7855000.00   | 0.84%             | 2026-02-03      | Fixed         | 9.50%                 | No            |                  2 | On Loan: No      |
| IEA ENERGY SERVICES LLC                   | IEA ENERGY SERVICES LLC 144A 6.625000% 08/15/2029                      | CUSIP: 45174AAA0<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   8025000 | PA      | $7583183.63   | 0.81%             | 2029-08-15      | Fixed         | 6.62%                 | Yes           |                  2 | On Loan: No      |
| Atlantic Coastal Acquisition Corp         | ATLANTIC COASTAL ACQUISITI-A SPECIAL PURPOSE ACQUISITION COMPANIES     | CUSIP: 048453104<br>LEI: 549300DD1GOILOBIY455 | Long             | EC               |  | US        |    179019 | NS      | $1793770.38   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| CHENIERE CORPUS CHRISTI HOLDINGS, LLC     | CHENIERE CORPUS CHRISTI HOLDINGS LLC 7.000000% 06/30/2024              | CUSIP: 16412XAD7<br>LEI: 549300I7CIEWU1BBLQ53 | Long             | DBT              | CORP              | US        |  19894000 | PA      | $20154378.84  | 2.16%             | 2024-06-30      | Fixed         | 7.00%                 | No            |                  2 | On Loan: No      |
| HCM Acquisition Corp                      | HCM ACQUISITION CORP-A SPECIAL PURPOSE ACQUISITION COMPANIES           | CUSIP: G4365A101<br>LEI: N/A                  | Long             | EC               |  | US        |    255000 | NS      | $2616300.00   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| GP Bullhound Acquisition I SE             | GP BULLHOUND ACQUISITIO-CL A COMMON STOCK                              | CUSIP: N/A<br>LEI: 222100ZBHCPS2HGR4491       | Long             | EC               |  | NL        |    274873 | NS      | $2927655.35   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                       | BROWN BROTHERS HARRIMAN SWEEP INTEREST                                 | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             |  | US        |  36024610 | PA      | $36024609.90  | 3.87%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                       | ALPHA PARTNERS TECH FOUNDER SHARES DUMMY SECURITY                      | CUSIP: 87284T100<br>LEI: N/A                  | Long             | EC               |  | US        |     45106 | NS      | $4327.92      | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| TALEN ENERGY SUPPLY, LLC                  | TALEN ENERGY SUPPLY LLC 144A 6.625000% 01/15/2028                      | CUSIP: 87422VAG3<br>LEI: K5K33XN0PQAU1XF7NN66 | Long             | DBT              | CORP              | US        |   3764000 | PA      | $3854524.20   | 0.41%             | 2028-01-15      | Fixed         | 6.62%                 | Yes           |                  2 | On Loan: No      |
| Ault Disruptive Technologies Corp         | AULT DISRUPTIVE TECHNOLOGIES SPECIAL PURPOSE ACQUISITION COMPANIES     | CUSIP: 05150A104<br>LEI: N/A                  | Long             | EC               |  | US        |    255000 | NS      | $2613750.00   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| OPNET S.P.A.                              | LINKEM SPA 144A VARIABLE RATE 02/09/2023                               | CUSIP: BA0032827<br>LEI: 8156008F52B23E338F42 | Long             | DBT              | NUSS              | IT        |  18796000 | PA      | $20069803.79  | 2.15%             | 2023-02-09      | Floating      | 7.19%                 | Yes           |                  2 | On Loan: No      |
| U.S. DOLLARS                              | FX Forward Contract: USD/SEK SETTLE 2023-01-05                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $1402.46      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| ORACLE CORPORATION                        | ORACLE CORP 0% CP 1/13/23 COMMERCIAL PAPER (ISITC)                     | CUSIP: 6840C3ND1<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | ABS-APCP         |  | US        |  19817000 | PA      | $19784360.81  | 2.12%             | 2023-01-13      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Liberty Resources Acquisition Corp        | LIBERTY RESOURCES ACQUI-CL A SPECIAL PURPOSE ACQUISITION COMPANIES     | CUSIP: 53118A105<br>LEI: N/A                  | Long             | EC               |  | US        |     50000 | NS      | $510500.00    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| TRANSOCEAN SENTRY LIMITED                 | TRANSOCEAN SENTRY LTD 144A 5.375000% 05/15/2023                        | CUSIP: 89385AAA3<br>LEI: N/A                  | Long             | DBT              | NUSS              | US        |   8091862 | PA      | $8019601.79   | 0.86%             | 2023-05-15      | Fixed         | 5.38%                 | Yes           |                  2 | On Loan: No      |
| Crescera Capital Acquisition Corp         | CRESCERA CAPITAL ACQUIS-CL A SPECIAL PURPOSE ACQUISITION COMPANIES     | CUSIP: G26507106<br>LEI: N/A                  | Long             | EC               |  | US        |    200000 | NS      | $2044000.00   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| CCO HOLDINGS, LLC                         | CCO HOLDINGS LLC / CCO HOLDINGS CAPITAL CORP 144A 4.000000% 03/01/2023 | CUSIP: 1248EPBZ5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |  32463000 | PA      | $32341323.48  | 3.47%             | 2023-03-01      | Fixed         | 4.00%                 | Yes           |                  2 | On Loan: No      |
| ZENDESK, INC.                             | ZENDESK INC 0.625000% 06/15/2025                                       | CUSIP: 98936JAD3<br>LEI: 549300SLI6BN94BKKO36 | Long             | DBT              | CORP              | US        |  63509000 | PA      | $63394683.80  | 6.81%             | 2025-06-15      | Fixed         | 0.62%                 | No            |                  2 | On Loan: No      |
| AXON INFRASTRUCTURE FOUNDER SHARES        | AXON INFRASTRUCTURE FOUNDER SHARES DUMMY SECURITY                      | CUSIP: 05467C116<br>LEI: N/A                  | Long             | EC               |  | US        |     22000 | NS      | $959.20       | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| GENERAL MOTORS FINANCIAL COMPANY, INC.    | GENERAL MTRS FINL CO INC 0% CP 10/01/2023 COMMERCIAL PAPER (ISITC)     | CUSIP: 37046UNA5<br>LEI: 5493008B6JBRUJ90QL97 | Long             | ABS-APCP         |  | US        |  10000000 | PA      | $9985186.70   | 1.07%             | 2023-01-10      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ENERSYS                                   | ENERSYS 144A 5.000000% 04/30/2023                                      | CUSIP: 29275YAB8<br>LEI: 7ZS3DE5PN30BYUJFWP05 | Long             | DBT              | CORP              | US        |  10253000 | PA      | $10247258.32  | 1.10%             | 2023-04-30      | Fixed         | 5.00%                 | Yes           |                  2 | On Loan: No      |
| HUMANA INC.                               | HUMANA INC 0% CP 11/01/2023 COMMERCIAL PAPER (ISITC)                   | CUSIP: 44486JNB1<br>LEI: 529900YLDW34GJAO4J06 | Long             | ABS-APCP         |  | US        |  18737000 | PA      | $18707820.31  | 2.01%             | 2023-01-11      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| TZP Strategies Acquisition Corp           | TZP STRATEGIES ACQUISI-CL A SPECIAL PURPOSE ACQUISITION COMPANIES      | CUSIP: G91595101<br>LEI: N/A                  | Long             | EC               |  | US        |    200000 | NS      | $2020000.00   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| AHERN RENTALS, INC.                       | AHERN RENTALS INC 144A 7.375000% 05/15/2023                            | CUSIP: 008674AH6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |  35795000 | PA      | $35795000.00  | 3.84%             | 2023-05-15      | Fixed         | 7.38%                 | No            |                  2 | On Loan: No      |
| Innovative International Acquisition Corp | INNOVATIVE INTERNATIONAL A-A SPECIAL PURPOSE ACQUISITION COMPANIES     | CUSIP: G4809M109<br>LEI: 549300U6QXNGB66F1K14 | Long             | EC               |  | US        |    142500 | NS      | $1467750.00   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Global Partner Acquisition II Corp        | GLOBAL PARTNER ACQUISITION-A SPECIAL PURPOSE ACQUISITION COMPANIES     | CUSIP: G3934P102<br>LEI: N/A                  | Long             | EC               |  | US        |    504706 | NS      | $5102577.66   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| JABIL INC.                                | JABIL INC DISC COML PAPER 0% CP 01/13/2023 0% CP 01/13/2023            | CUSIP: 46652MND3<br>LEI: 5493000CGCQY2OQU7669 | Long             | ABS-APCP         |  | US        |  14071000 | PA      | $14043087.08  | 1.51%             | 2023-01-13      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| THE SHERWIN-WILLIAMS COMPANY              | SHERWIN WILLIAMS CO 0% CP 01/17/2023 COMMERCIAL PAPER (ISITC)          | CUSIP: 82434UNH6<br>LEI: Z15BMIOX8DDH0X2OBP21 | Long             | ABS-APCP         |  | US        |  18000000 | PA      | $17959725.00  | 1.93%             | 2023-01-17      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Hambro Perks Acquisition Company Ltd      | HAMBRO PERKS ACQ-CLASS A COMMON STOCK                                  | CUSIP: N/A<br>LEI: 2138002WGRFJRKBEVT75       | Long             | EC               |  | GB        |    494686 | NS      | $6040341.17   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| STONEX GROUP INC.                         | STONEX GROUP INC 144A 8.625000% 06/15/2025                             | CUSIP: 46116VAE5<br>LEI: 549300JUF07L8VF02M60 | Long             | DBT              | CORP              | US        |   3842000 | PA      | $3887143.50   | 0.42%             | 2025-06-15      | Fixed         | 8.62%                 | Yes           |                  2 | On Loan: No      |
| M3-Brigade Acquisition III Corp           | M3-BRIGADE ACQUISITION -CL A SPECIAL PURPOSE ACQUISITION COMPANIES     | CUSIP: 55407R103<br>LEI: N/A                  | Long             | EC               |  | US        |    358543 | NS      | $3635626.02   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Crown PropTech Acquisitions               | CROWN PROPTECH ACQUISITION-A SPECIAL PURPOSE ACQUISITION COMPANIES     | CUSIP: G25741102<br>LEI: N/A                  | Long             | EC               |  | US        |    822131 | NS      | $8311744.41   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| TALEN ENERGY SUPPLY, LLC                  | TALEN ENERGY SUPPLY LLC 144A VARIABLE RATE 05/15/2027                  | CUSIP: 87422VAF5<br>LEI: K5K33XN0PQAU1XF7NN66 | Long             | DBT              | CORP              | US        |  14227000 | PA      | $14790602.61  | 1.59%             | 2027-05-15      | Floating      | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Stockwik Forvaltning AB                   | STOCKWIK FORVALTNING AB VARIABLE RATE 09/03/2023                       | CUSIP: N/A<br>LEI: 213800X1259MBEKD5H24       | Long             | DBT              | NUSS              | SE        |  10000000 | PA      | $923990.28    | 0.10%             | 2023-09-03      | Floating      | 9.49%                 | No            |                  2 | On Loan: No      |
| Biotech Acquisition Co                    | BIOTECH ACQUISITION CO-CL A SPECIAL PURPOSE ACQUISITION COMPANIES      | CUSIP: G1125A108<br>LEI: N/A                  | Long             | EC               |  | US        |    799001 | NS      | $8069910.10   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Kairous Acquisition Corp Ltd              | KAIROUS ACQUISITION CORP LTD RT SPECIAL PURPOSE ACQUISITION COMPANIES  | CUSIP: G52131136<br>LEI: N/A                  | Long             | EC               |  | US        |     89501 | NS      | $13344.60     | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                       | COLUMBIA CARE INC 13.000000% 05/14/2023                                | CUSIP: BM0688036<br>LEI: N/A                  | Long             | DBT              | NUSS              | CA        |   9870000 | PA      | $9771300.00   | 1.05%             | 2023-05-14      | Fixed         | 13.00%                | No            |                  2 | On Loan: No      |
| HAMBRO PERKS ACQ WNT                      | HAMBRO PERKS ACQ WNT TERMS 1:1                                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | GB        |    309843 | NC      | $29966.92     | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| InFintT Acquisition Corp                  | INFINT ACQUISITION CORP-A SPECIAL PURPOSE ACQUISITION COMPANIES        | CUSIP: G47862100<br>LEI: N/A                  | Long             | EC               |  | US        |    200000 | NS      | $2072000.00   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| TEGNA INC.                                | TEGNA INC 144A 4.750000% 03/15/2026                                    | CUSIP: 87901JAF2<br>LEI: 549300YC5EDBGX85AO10 | Long             | DBT              | CORP              | US        |  16239000 | PA      | $15774166.09  | 1.69%             | 2026-03-15      | Fixed         | 4.75%                 | Yes           |                  2 | On Loan: No      |
| U.S. DOLLARS                              | FX Forward Contract: USD/EUR SETTLE 2023-01-05                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $-49615.70    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| WP CITYMD BIDCO LLC                       | WP CITYMD BIDCO LLC 22-Dec-2028                                        | CUSIP: 92940KAK1<br>LEI: N/A                  | Long             | LON              |  | US        |  14846000 | PA      | $14810072.68  | 1.59%             | 2028-12-22      | Floating      | 6.92%                 | No            |                  2 | On Loan: No      |
| ARYA Sciences Acquisition Corp V          | ARYA SCIENCES ACQUISITION -A SPECIAL PURPOSE ACQUISITION COMPANIES     | CUSIP: G31658100<br>LEI: N/A                  | Long             | EC               |  | US        |    381152 | NS      | $3807708.48   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Apollo Strategic Growth Capital II        | APOLLO STRATEGIC GROWTH-CL A SPECIAL PURPOSE ACQUISITION COMPANIES     | CUSIP: G0412A102<br>LEI: N/A                  | Long             | EC               |  | US        |    200000 | NS      | $2004000.00   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| TARGA RESOURCES CORP.                     | TARGA RES CORP 0% CP 01/03/2023 0% CP 01/03/2023                       | CUSIP: 87613LN39<br>LEI: 5493003QENHHS261UR94 | Long             | ABS-APCP         |  | US        |  15000000 | PA      | $14992920.00  | 1.61%             | 2023-01-03      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Semper Paratus Acquisition Corp           | SEMPER PARATUS ACQUISITION-A SPECIAL PURPOSE ACQUISITION COMPANIES     | CUSIP: G8028L107<br>LEI: 549300AC21G4NBK9D322 | Long             | EC               |  | US        |    175000 | NS      | $1807750.00   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. DOLLARS                              | FX Forward Contract: USD/GBP SETTLE 2023-01-05                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $50281.91     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| UNIVISION COMMUNICATIONS INC.             | UNIVISION COMMUNICATIONS INC. 3/15/2024                                | CUSIP: 914908AX6<br>LEI: N/A                  | Long             | LON              |  | US        |  15328000 | PA      | $15292898.88  | 1.64%             | 2024-03-15      | Floating      | 6.82%                 | No            |                  2 | On Loan: No      |
| GENERAL MOTORS FINANCIAL COMPANY, INC.    | GENERAL MTRS FINL CO INC 0% CP 01/26/2023 COMMERCIAL PAPER (ISITC)     | CUSIP: 37046UNS6<br>LEI: 5493008B6JBRUJ90QL97 | Long             | ABS-APCP         |  | US        |  10000000 | PA      | $9962972.50   | 1.07%             | 2023-01-26      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| U.S. DOLLARS                              | FX Forward Contract: USD/EUR SETTLE 2023-01-05                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $-344627.91   | -0.04%            |  |  |  | No            |                  2 | On Loan: No      |
| Catalyst Partners Acquisition Corp        | CATALYST PARTNERS ACQ-A SPECIAL PURPOSE ACQUISITION COMPANIES          | CUSIP: G19550105<br>LEI: N/A                  | Long             | EC               |  | US        |    150000 | NS      | $1512000.00   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| DOVER CORPORATION                         | DOVER CORP 0% CP 10/01/2023 COMMERCIAL PAPER (ISITC)                   | CUSIP: 26000MNA0<br>LEI: 549300FMC2ALGA7N9E80 | Long             | ABS-APCP         |  | US        |  19817000 | PA      | $19789176.34  | 2.12%             | 2023-01-10      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| FORD MOTOR CREDIT COMPANY LLC             | FORD MOTOR CREDIT CO LLC VARIABLE RATE 02/15/2023                      | CUSIP: 345397ZC0<br>LEI: UDSQCVRUX5BONN0VY111 | Long             | DBT              | CORP              | US        |   2352000 | PA      | $2349862.50   | 0.25%             | 2023-02-15      | Floating      | 5.84%                 | No            |                  2 | On Loan: No      |
| ALBERTSONS COMPANIES, INC.                | ALBERTSONS COS INC / SAFEWAY INC / NEW ALBERTSONS 3.500000% 02/15/2023 | CUSIP: 013092AD3<br>LEI: 549300YKWOC0AOR16R51 | Long             | DBT              | CORP              | US        |  31112000 | PA      | $30963956.35  | 3.32%             | 2023-02-15      | Fixed         | 3.50%                 | Yes           |                  2 | On Loan: No      |
| M3-Brigade Acquisition II Corp            | M3-BRIGADE ACQUISITION II-A SPECIAL PURPOSE ACQUISITION COMPANIES      | CUSIP: 553800103<br>LEI: N/A                  | Long             | EC               |  | US        |    143007 | NS      | $1432930.14   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| MARRIOTT OWNERSHIP RESORTS, INC.          | MARRIOTT OWNERSHIP RESORTS INC 144A 6.125000% 09/15/2025               | CUSIP: 57164PAG1<br>LEI: BW4532OH033VURR0IT68 | Long             | DBT              | CORP              | US        |  33050000 | PA      | $34062321.50  | 3.66%             | 2025-09-15      | Fixed         | 6.12%                 | No            |                  2 | On Loan: No      |
| Tristar Acquisition I Corp                | TRISTAR ACQUISITION I CORP-A SPECIAL PURPOSE ACQUISITION COMPANIES     | CUSIP: G9074V106<br>LEI: N/A                  | Long             | EC               |  | US        |     40000 | NS      | $404400.00    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| G Squared Ascend I Inc                    | G SQUARED ASCEND I INC-CL A SPECIAL PURPOSE ACQUISITION COMPANIES      | CUSIP: G4204R109<br>LEI: N/A                  | Long             | EC               |  | US        |    110000 | NS      | $1111550.00   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Iconic Sports Acquisition Corp            | ICONIC SPORTS ACQ CORP-A SPECIAL PURPOSE ACQUISITION COMPANIES         | CUSIP: G4712C107<br>LEI: N/A                  | Long             | EC               |  | US        |    404195 | NS      | $4179376.30   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Alpha Partners Technology Merger Corp     | ALPHA PARTNERS TECHNOLOGY-A SPECIAL PURPOSE ACQUISITION COMPANIES      | CUSIP: G63290111<br>LEI: N/A                  | Long             | EC               |  | US        |    211450 | NS      | $2125072.50   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| SEASPAN CORPORATION                       | SEASPAN CORP 144A 6.500000% 02/05/2024                                 | CUSIP: N/A<br>LEI: 5493007Z8Q1H45KT7W98       | Long             | DBT              | CORP              | HK        |  12900000 | PA      | $12900000.00  | 1.38%             | 2024-02-05      | Fixed         | 6.50%                 | Yes           |                  2 | On Loan: No      |
| Silver Spike Acquisition Corp II          | SILVER SPIKE ACQUISITION-A SPECIAL PURPOSE ACQUISITION COMPANIES       | CUSIP: G8201H105<br>LEI: N/A                  | Long             | EC               |  | US        |     80000 | NS      | $807200.00    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Elliott Opportunity II Corp               | ELLIOTT OPPORTUNITY II COR-A SPECIAL PURPOSE ACQUISITION COMPANIES     | CUSIP: G30092103<br>LEI: 549300796AMMETN58424 | Long             | EC               |  | US        |    195208 | NS      | $1967696.64   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. DOLLARS                              | FX Forward Contract: USD/SEK SETTLE 2023-01-05                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $5593.05      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| FORD MOTOR CREDIT COMPANY LLC             | FORD MOTOR CREDIT CO LLC 3.087000% 01/09/2023                          | CUSIP: 345397A29<br>LEI: UDSQCVRUX5BONN0VY111 | Long             | DBT              | CORP              | US        |  25729000 | PA      | $25742438.51  | 2.76%             | 2023-01-09      | Fixed         | 3.09%                 | No            |                  2 | On Loan: No      |
| CHOBANI, LLC                              | CHOBANI LLC / CHOBANI FINANCE CORP INC 144A 7.500000% 04/15/2025       | CUSIP: 17027NAA0<br>LEI: 549300ISVDMZ91KNTR38 | Long             | DBT              | CORP              | US        |  13656000 | PA      | $13319106.48  | 1.43%             | 2025-04-15      | Fixed         | 7.50%                 | Yes           |                  2 | On Loan: No      |
| HP INC.                                   | HP INC 0% CP 01/23/2023 0% CP 01/23/2023                               | CUSIP: 44331CNP2<br>LEI: WHKXQACZ14C5XRO8LW03 | Long             | ABS-APCP         |  | US        |  24449000 | PA      | $24373305.90  | 2.62%             | 2023-01-23      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| TALEN ENERGY SUPPLY, LLC                  | TALEN ENERGY SUPPLY LLC 144A VARIABLE RATE 06/01/2028                  | CUSIP: 87422VAJ7<br>LEI: K5K33XN0PQAU1XF7NN66 | Long             | DBT              | CORP              | US        |  13031000 | PA      | $13609511.25  | 1.46%             | 2028-06-01      | Floating      | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Investcorp Europe Acquisition I Corp      | INVESTCORP EUROPE ACQUISI-A SPECIAL PURPOSE ACQUISITION COMPANIES      | CUSIP: G4923T105<br>LEI: N/A                  | Long             | EC               |  | US        |    340000 | NS      | $3502000.00   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| GP Bullhound Acquisition I SE             | GP BULLHOUND ACQUISITION I SE WT EXPIRATION: 03/11/27                  | CUSIP: N/A<br>LEI: 222100ZBHCPS2HGR4491       | N/A              | DE               |  | NL        |    137504 | NC      | $47836.95     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| Direct Selling Acquisition Corp           | DIRECT SELLING ACQUISITION-A SPECIAL PURPOSE ACQUISITION COMPANIES     | CUSIP: 25460L103<br>LEI: N/A                  | Long             | EC               |  | US        |    300443 | NS      | $3091558.47   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| TRULIEVE CANNABIS CORP.                   | TRULIEVE CANNABIS CORP 9.750000% 06/18/2024                            | CUSIP: 89788CAB0<br>LEI: 549300122MBOJDGEZ014 | Long             | DBT              | NUSS              | US        |  23842000 | PA      | $22947925.00  | 2.46%             | 2024-06-18      | Fixed         | 9.75%                 | No            |                  2 | On Loan: No      |
| CONSTELLATION BRANDS, INC.                | CONSTELLATION BRANDS INC 0% CP 02/07/2023 0% CP 02/07/2023             | CUSIP: 21037DP73<br>LEI: 5493005GKEG8QCVY7037 | Long             | ABS-APCP         |  | US        |  18000000 | PA      | $17901486.00  | 1.92%             | 2023-02-07      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Sizzle Acquisition Corp                   | SIZZLE ACQUISITION CORP SPECIAL PURPOSE ACQUISITION COMPANIES          | CUSIP: 83014E109<br>LEI: N/A                  | Long             | EC               |  | US        |     75000 | NS      | $766500.00    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Spree Acquisition Corp 1 Ltd              | SPREE ACQUISITION CORP 1 LTD SPECIAL PURPOSE ACQUISITION COMPANIES     | CUSIP: G83745102<br>LEI: N/A                  | Long             | EC               |  | US        |    702000 | NS      | $7230600.00   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| FREEPORT-MCMORAN INC.                     | FREEPORT-MCMORAN INC 3.875000% 03/15/2023                              | CUSIP: 35671DAZ8<br>LEI: 549300IRDTHJQ1PVET45 | Long             | DBT              | CORP              | US        |  15352000 | PA      | $15335112.80  | 1.65%             | 2023-03-15      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| AIC ACQUISITION RIGHTS                    | AIC ACQUISITION RIGHTS ISSUE 1:1 / TERMS 1 FOR 1                       | CUSIP: G0R45S117<br>LEI: N/A                  | N/A              | DE               |  | US        |    350000 | NC      | $38500.00     | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Onyx Acquisition I Co                     | ONYX ACQUISITION CO I-CL A SPECIAL PURPOSE ACQUISITION COMPANIES       | CUSIP: G6755Q109<br>LEI: N/A                  | Long             | EC               |  | US        |     70000 | NS      | $721000.00    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| PBF LOGISTICS LP                          | PBF LOGISTICS LP / PBF LOGISTICS FINANCE CORP 6.875000% 05/15/2023     | CUSIP: 69318UAB1<br>LEI: 529900XB9LDTN4488F04 | Long             | DBT              | CORP              | US        |  24947000 | PA      | $24961344.53  | 2.68%             | 2023-05-15      | Fixed         | 6.88%                 | No            |                  2 | On Loan: No      |
| SPRINT LLC                                | SPRINT LLC 7.875000% 09/15/2023                                        | CUSIP: 85207UAF2<br>LEI: 549300ZTTY7CXOLJ6539 | Long             | DBT              | CORP              | US        |  18782000 | PA      | $19088240.51  | 2.05%             | 2023-09-15      | Fixed         | 7.88%                 | No            |                  2 | On Loan: No      |
| CYTEC INDUSTRIES INC.                     | CYTEC INDUSTRIES INC 3.500000% 04/01/2023                              | CUSIP: 232820AJ9<br>LEI: 549300CC16G1Y2NHCH33 | Long             | DBT              | CORP              | BE        |    580000 | PA      | $580000.00    | 0.06%             | 2023-04-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| MOUNTAIN CREST WTS                        | MOUNTAIN CREST WTS EXPIRATION: 5/12/2023                               | CUSIP: 62404B115<br>LEI: N/A                  | N/A              | DE               |  | MY        |     47909 | NC      | $9967.47      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| BROAD CAPITAL RIGHTS                      | BROAD CAPITAL RIGHTS ISSUE 1:1 / TERMS 1 FOR 1                         | CUSIP: 11125B110<br>LEI: N/A                  | N/A              | DE               |  | US        |    350000 | NC      | $35000.00     | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| THE SOUTHERN COMPANY                      | SOUTHERN CO/THE VARIABLE RATE 03/15/2057                               | CUSIP: 842587CY1<br>LEI: 549300FC3G3YU2FBZD92 | Long             | DBT              | CORP              | US        |  10117000 | PA      | $10117000.00  | 1.09%             | 2057-03-15      | Floating      | 8.40%                 | No            |                  2 | On Loan: No      |
| TOLL BROTHERS FINANCE CORP.               | TOLL BROTHERS FINANCE CORP 4.375000% 04/15/2023                        | CUSIP: 88947EAN0<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1090000 | PA      | $1084776.70   | 0.12%             | 2023-04-15      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| Kairos Acquisition Corp                   | KAIROS ACQUISITION CORP-A SPECIAL PURPOSE ACQUISITION COMPANIES        | CUSIP: G52110114<br>LEI: N/A                  | Long             | EC               |  | US        |    350000 | NS      | $3528000.00   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Pontem Corp                               | PONTEM CORP-CLASS A SPECIAL PURPOSE ACQUISITION COMPANIES              | CUSIP: G71707106<br>LEI: N/A                  | Long             | EC               |  | US        |    369859 | NS      | $3739274.49   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| W&T OFFSHORE, INC.                        | W&T OFFSHORE INC 144A 9.750000% 11/01/2023                             | CUSIP: 92922PAL0<br>LEI: 549300Q7EOY2YIO3YK85 | Long             | DBT              | CORP              | US        |   6812000 | PA      | $6715542.08   | 0.72%             | 2023-11-01      | Fixed         | 9.75%                 | Yes           |                  2 | On Loan: No      |
| RELIANCE STEEL & ALUMINUM CO.             | RELIANCE STEEL & ALUMINUM CO 4.500000% 04/15/2023                      | CUSIP: 759509AE2<br>LEI: 549300E287ZOFT3C5Z56 | Long             | DBT              | CORP              | US        |   2367000 | PA      | $2366602.72   | 0.25%             | 2023-04-15      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| Western Acquisition Ventures Corp         | WESTERN ACQUISITION VENTURES SPECIAL PURPOSE ACQUISITION COMPANIES     | CUSIP: 95758L107<br>LEI: 5493003I8CYRIJL4WQ06 | Long             | EC               |  | US        |    157143 | NS      | $1599715.74   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-31

**Name of Applicant:** RiverPark Funds Trust

**Signature:** Paul Genova

**Name of Signer:** Paul Genova

**Title:** CFO