# EDGAR Filing Document

**Accession Number:** 0001608742
**File Stem:** 0001608742-25-000007
**Filing Date:** 2025-11
**Character Count:** 25760
**Document Hash:** add825f8cd012afb698d2e190c4b5e89
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001608742-25-000007.hdr.sgml**: 20251126

**ACCESSION NUMBER**: 0001608742-25-000007

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251126

**DATE AS OF CHANGE**: 20251126

**PERIOD START**: 20251231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Nuveen Dow 30sm Dynamic Overwrite Fund
- **CENTRAL INDEX KEY:** 0001608742

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22970
- **FILM NUMBER:** 251525290

**BUSINESS ADDRESS:**
- **STREET 1:** 333 WEST WACKER DRIVE
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** 312-917-8146

**MAIL ADDRESS:**
- **STREET 1:** 333 WEST WACKER DRIVE
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

## Nport-Ex

#### Portfolio of Investments September 30, 2025

#### DIAX
(Unaudited)

SHARES

DESCRIPTION

VALUE

LONG-TERM INVESTMENTS - 100.6%

588502961

COMMON STOCKS - 99.0%

588502961

BANKS - 4.1%

77,966

JPMorgan Chase & Co

$

24,592,815

TOTAL BANKS

24,592,815

CAPITAL GOODS - 13.9%

77,966

3M Co

12,098,764

77,966

(a),(b)

Boeing Co/The

16,827,402

77,966

(a) Caterpillar Inc

37,201,477

77,966

Honeywell International Inc

16,411,843

TOTAL CAPITAL GOODS

82,539,486

CONSUMER DISCRETIONARY DISTRIBUTION & RETAIL - 8.2%

77,966

(a),(b)

Amazon.com Inc

17,118,995

77,966

Home Depot Inc/The

31,591,043

TOTAL CONSUMER DISCRETIONARY DISTRIBUTION & RETAIL

48,710,038

CONSUMER DURABLES & APPAREL - 0.9%

77,966

NIKE Inc, Class B

5,436,569

TOTAL CONSUMER DURABLES & APPAREL

5,436,569

CONSUMER SERVICES - 4.0%

77,966

McDonald's Corp

23,693,088

TOTAL CONSUMER SERVICES

23,693,088

CONSUMER STAPLES DISTRIBUTION & RETAIL - 1.4%

77,966

Walmart Inc

8,035,176

TOTAL CONSUMER STAPLES DISTRIBUTION & RETAIL

8,035,176

ENERGY - 2.0%

77,966

Chevron Corp

12,107,340

TOTAL ENERGY

12,107,340

FINANCIAL SERVICES - 19.3%

77,966

(a) American Express Co

25,897,187

77,966

(a) Goldman Sachs Group Inc/The

62,088,224

77,966

Visa Inc, Class A

26,616,033

TOTAL FINANCIAL SERVICES

114,601,444

FOOD, BEVERAGE & TOBACCO - 0.9%

77,966

Coca-Cola Co/The

5,170,705

TOTAL FOOD, BEVERAGE & TOBACCO

5,170,705

HEALTH CARE EQUIPMENT & SERVICES - 4.5%

77,966

UnitedHealth Group Inc

26,921,660

TOTAL HEALTH CARE EQUIPMENT & SERVICES

26,921,660

HOUSEHOLD & PERSONAL PRODUCTS - 2.0%

77,966

Procter & Gamble Co/The

11,979,476

TOTAL HOUSEHOLD & PERSONAL PRODUCTS

11,979,476

INSURANCE - 3.7%

77,966

Travelers Cos Inc/The

21,769,667

TOTAL INSURANCE

21,769,667

MATERIALS - 4.5%

77,966

Sherwin-Williams Co/The

26,996,507

TOTAL MATERIALS

26,996,507

MEDIA & ENTERTAINMENT - 1.5%

77,966

Walt Disney Co/The

8,927,107

TOTAL MEDIA & ENTERTAINMENT

8,927,107

PHARMACEUTICALS, BIOTECHNOLOGY & LIFE SCIENCES - 7.2%

77,966

(a) Amgen Inc

22,002,005

77,966

Johnson & Johnson

14,456,456

77,966

Merck & Co Inc

6,543,686

TOTAL PHARMACEUTICALS, BIOTECHNOLOGY & LIFE SCIENCES

43,002,147

SEMICONDUCTORS & SEMICONDUCTOR EQUIPMENT - 2.5%

77,966

NVIDIA Corp

14,546,896

TOTAL SEMICONDUCTORS & SEMICONDUCTOR EQUIPMENT

14,546,896

#### Portfolio of Investments September 30, 2025
(continued)

#### DIAX

All percentages shown in the Portfolio of Investments are based on net assets applicable to common shares unless otherwise noted.

Investments in Derivatives

SHARES

DESCRIPTION

VALUE

SOFTWARE & SERVICES - 13.6%

77,966

International Business Machines Corp

$

21,998,886

77,966

Microsoft Corp

40,382,490

77,966

Salesforce Inc

18,477,942

TOTAL SOFTWARE & SERVICES

80,859,318

TECHNOLOGY HARDWARE & EQUIPMENT - 4.2%

77,966

(a) Apple Inc

19,852,482

77,966

Cisco Systems Inc

5,334,434

TOTAL TECHNOLOGY HARDWARE & EQUIPMENT

25,186,916

TELECOMMUNICATION SERVICES - 0.6%

77,966

Verizon Communications Inc

3,426,606

TOTAL TELECOMMUNICATION SERVICES

3,426,606

TOTAL COMMON STOCKS

(Cost $198,301,804)

588,502,961

SHARES

DESCRIPTION

VALUE

9,320,028

EXCHANGE-TRADED FUNDS - 1.6%

9,320,028

28,400

Vanguard Total Stock Market ETF

9,320,028

TOTAL EXCHANGE-TRADED FUNDS

(Cost $7,861,999)

9,320,028

TYPE

DESCRIPTION(c)

NUMBER OF

CONTRACTS

NOTIONAL

AMOUNT(d)

EXERCISE

PRICE

EXPIRATION

DATE

VALUE

OPTIONS PURCHASED - 0.0%

Put

S&P 500 Index

$

10,000,000

$

5,000

10/17/25

1,100

TOTAL OPTIONS PURCHASED

(Cost $8,447)

$

10,000,000

1,100

TOTAL LONG-TERM INVESTMENTS

(Cost $206,172,250)

597,824,089

PRINCIPAL

DESCRIPTION

RATE

MATURITY

VALUE

SHORT-TERM INVESTMENTS - 2.0%

12,139,092

REPURCHASE AGREEMENTS - 2.0%

12,139,092

$

12,139,092

(e) Fixed Income Clearing Corporation

.260

%

10/01/25

12,139,092

TOTAL REPURCHASE AGREEMENTS

(Cost $12,139,092)

12,139,092

TOTAL SHORT-TERM INVESTMENTS

(Cost $12,139,092)

12,139,092

TOTAL INVESTMENTS - 102.6%

(Cost $218,311,342)

609,963,181

OTHER ASSETS & LIABILITIES, NET - (2.6)%

(15,700,396)

NET ASSETS APPLICABLE TO COMMON SHARES - 100%

$

594,262,785

ETF

Exchange-Traded Fund

S&P

Standard & Poor's

(a) Investment, or portion of investment, has been pledged to collateralize the net payment obligations for investments in derivatives.

(b) Non-income producing; issuer has not declared an ex-dividend date within the past twelve months.

(c) Exchange-traded, unless otherwise noted.

(d) For disclosure purposes, Notional Amount is calculated by multiplying the Number of Contracts by the Exercise Price by 100.

(e) Agreement with Fixed Income Clearing Corporation, 1.260% dated 9/30/25 to be repurchased at $12,139,517 on 10/1/25,

collateralized by Government Agency Securities, with coupon rate 1.375% and maturity date 7/15/33, valued at $12,381,912.

Part F of Form N-PORT was prepared in accordance with U.S. generally accepted accounting principles ("U.S. GAAP") and in conformity with the

applicable rules and regulations of the U.S. Securities and Exchange Commission ("SEC") related to interim filings. Part F of Form N-PORT does not

include all information and footnotes required by U.S. GAAP for complete financial statements. Certain footnote disclosures normally included in

financial statements prepared in accordance with U.S. GAAP have been condensed or omitted from this report pursuant to the rules of the SEC. For

a full set of the Fund's notes to financial statements, please refer to the Fund's most recently filed annual or semi-annual report.

Fair Value Measurements

The Fund's investments in securities are recorded at their estimated fair value utilizing valuation methods approved by the Board of Directors/

Trustees. Fair value is defined as the price that would be received upon selling an investment or transferring a liability in an orderly transaction to an

independent buyer in the principal or most advantageous market for the investment. U.S. GAAP establishes the three-tier hierarchy which is used to

maximize the use of observable market data and minimize the use of unobservable inputs and to establish classification of fair value measurements

for disclosure purposes. Observable inputs reflect the assumptions market participants would use in pricing the asset or liability. Observable inputs

are based on market data obtained from sources independent of the reporting entity. Unobservable inputs reflect management's assumptions about

the assumptions market participants would use in pricing the asset or liability. Unobservable inputs are based on the best information available in the

circumstances. The following is a summary of the three-tiered hierarchy of valuation input levels.

Level 1 – Inputs are unadjusted and prices are determined using quoted prices in active markets for identical securities.

Level 2 – Prices are determined using other significant observable inputs (including quoted prices for similar securities, interest rates, credit

spreads, etc.).

Level 3 – Prices are determined using significant unobservable inputs (including management's assumptions in determining the fair value of

investments).

The following table summarizes the market value of the Fund's investments as of the end of the reporting period, based on the inputs used to value

them:

Options Written

Type

Description(a)

Number of

Contracts

Notional

Amount (b)

Exercise

Price

Expiration Date

Value

Call

S&P 500 Index

(355) $

(235,897,500)

$

6,645

10/17/25

$

(3,617,450)

Call

S&P 500 Index

(75) (50,250,000)

6,700

10/17/25

(493,500)

Call

S&P 500 Index

(70) (47,250,000)

6,750

10/31/25

(531,650)

Call

S&P 500 Index

(20) (13,700,000)

6,850

10/31/25

(69,900)

Total Options Written (premiums received $4,539,622)

(520) $(347,097,500)

$(4,712,500)

(a) Exchange-traded, unless otherwise noted.

(b) For disclosure purposes, Notional Amount is calculated by multiplying the Number of Contracts by the Exercise Price by 100.

DIAX

Level 1

Level 2

Level 3

Total

Long-Term Investments:

Common Stocks

$

588,502,961

$

–

$

–

$

588,502,961

Exchange-Traded Funds

9,320,028

–

–

9,320,028

Options Purchased

1,100

–

–

1,100

Short-Term Investments:

Repurchase Agreements

–

12,139,092

–

12,139,092

Investments in Derivatives:

Options Written

(4,712,500)

–

–

(4,712,500)

Total

$

593,111,589

$

12,139,092

$

–

$

605,250,681

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Nuveen DOWSM Dynamic Overwrite Fund

- **b. Investment Company Act file number:** 811-22970

- **c. CIK number of Registrant:** 0001608742

- **d. LEI of Registrant:** 549300CNS4Q1ZZUGS005

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 333 W. Wacker Dr

  - **City:** Chicago

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60606

  - **Telephone number:** 312-917-7700

**Item A.2. Information about the Series.**

- **a. Name of Series:** Nuveen Dow 30SM Dynamic Overwrite Fund

- **c. LEI of Series:** 549300CNS4Q1ZZUGS005

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-12-31

- **b. Date as of which information is reported:** 2025-09-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $610050469.00

**Total Liabilities:** $15787683.00

**Net Assets:** $594262786.00

**Monthly Return Information**

| Class        | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID N/A | -0.44%               | 1.98%                | 1.04%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $6386243.02              | $-5679289.76                               |
| Month 2  | $2672521.52              | $15987488.93                               |
| Month 3  | $8948822.06              | $2389186.38                                |

**Designated Index Information**

- **Index Name:** Dow Jones Industrials

- **Index Identifier:** BENCH:DJII

### Schedule of Portfolio Investments

| Name                                 | Title                                                                       | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Salesforce Inc                       | Salesforce Inc                                                              | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |     77966 | NS      | $18477942.00  | 3.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                             | Visa Inc                                                                    | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |     77966 | NS      | $26616033.08  | 4.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Vanguard Total Stock Market ETF      | Vanguard Total Stock Market ETF                                             | CUSIP: 922908769<br>LEI: N/A                  | Long             | EC               | RF                | US        |     28400 | NS      | $9320028.00   | 1.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Honeywell International Inc          | Honeywell International Inc                                                 | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               | CORP              | US        |     77966 | NS      | $16411843.00  | 2.76%             |  |  |  | No            |                  1 | On Loan: No      |
| American Express Co                  | American Express Co                                                         | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |     77966 | NS      | $25897186.56  | 4.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Coca-Cola Co/The                     | Coca-Cola Co/The                                                            | CUSIP: 191216100<br>LEI: UWJKFUJFZ02DKWI3RY53 | Long             | EC               | CORP              | US        |     77966 | NS      | $5170705.12   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Cisco Systems Inc                    | Cisco Systems Inc                                                           | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |     77966 | NS      | $5334433.72   | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Chevron Corp                         | Chevron Corp                                                                | CUSIP: 166764100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     77966 | NS      | $12107340.14  | 2.04%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMorgan Chase & Co                  | JPMorgan Chase & Co                                                         | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |     77966 | NS      | $24592815.38  | 4.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Caterpillar Inc                      | Caterpillar Inc                                                             | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | EC               | CORP              | US        |     77966 | NS      | $37201476.90  | 6.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Walt Disney Co/The                   | Walt Disney Co/The                                                          | CUSIP: 254687106<br>LEI: 549300GZKULIZ0WOW665 | Long             | EC               | CORP              | US        |     77966 | NS      | $8927107.00   | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Home Depot Inc/The                   | Home Depot Inc/The                                                          | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Long             | EC               | CORP              | US        |     77966 | NS      | $31591043.54  | 5.32%             |  |  |  | No            |                  1 | On Loan: No      |
| International Business Machines Corp | International Business Machines Corp                                        | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | EC               | CORP              | US        |     77966 | NS      | $21998886.56  | 3.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson & Johnson                    | Johnson & Johnson                                                           | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |     77966 | NS      | $14456455.72  | 2.43%             |  |  |  | No            |                  1 | On Loan: No      |
| McDonald's Corp                      | McDonald's Corp                                                             | CUSIP: 580135101<br>LEI: UE2136O97NLB5BYP9H04 | Long             | EC               | CORP              | US        |     77966 | NS      | $23693087.74  | 3.99%             |  |  |  | No            |                  1 | On Loan: No      |
| 3M Co                                | 3M Co                                                                       | CUSIP: 88579Y101<br>LEI: LUZQVYP4VS22CLWDAR65 | Long             | EC               | CORP              | US        |     77966 | NS      | $12098763.88  | 2.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                       | Microsoft Corp                                                              | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |     77966 | NS      | $40382489.70  | 6.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Merck & Co Inc                       | Merck & Co Inc                                                              | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |     77966 | NS      | $6543686.38   | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| NIKE Inc                             | NIKE Inc                                                                    | CUSIP: 654106103<br>LEI: 787RXPR0UX0O0XUXPZ81 | Long             | EC               | CORP              | US        |     77966 | NS      | $5436569.18   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Procter & Gamble Co/The              | Procter & Gamble Co/The                                                     | CUSIP: 742718109<br>LEI: 2572IBTT8CCZW6AU4141 | Long             | EC               | CORP              | US        |     77966 | NS      | $11979475.90  | 2.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Sherwin-Williams Co/The              | Sherwin-Williams Co/The                                                     | CUSIP: 824348106<br>LEI: Z15BMIOX8DDH0X2OBP21 | Long             | EC               | CORP              | US        |     77966 | NS      | $26996507.16  | 4.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Travelers Cos Inc/The                | Travelers Cos Inc/The                                                       | CUSIP: 89417E109<br>LEI: 549300Y650407RU8B149 | Long             | EC               | CORP              | US        |     77966 | NS      | $21769666.52  | 3.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Boeing Co/The                        | Boeing Co/The                                                               | CUSIP: 097023105<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EC               | CORP              | US        |     77966 | NS      | $16827401.78  | 2.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Verizon Communications Inc           | Verizon Communications Inc                                                  | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               | CORP              | US        |     77966 | NS      | $3426605.70   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| UnitedHealth Group Inc               | UnitedHealth Group Inc                                                      | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |     77966 | NS      | $26921659.80  | 4.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Walmart Inc                          | Walmart Inc                                                                 | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Long             | EC               | CORP              | US        |     77966 | NS      | $8035175.96   | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc                            | Apple Inc                                                                   | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |     77966 | NS      | $19852482.58  | 3.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Amgen Inc                            | Amgen Inc                                                                   | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               | CORP              | US        |     77966 | NS      | $22002005.20  | 3.70%             |  |  |  | No            |                  1 | On Loan: No      |
| S&P 500 Index                        | S&P 500 Index                                                               | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |        20 | NC      | $1100.00      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| S&P 500 Index                        | S&P 500 Index                                                               | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |       -75 | NC      | $-493500.00   | -0.08%            |  |  |  | No            |                  1 | On Loan: No      |
| S&P 500 Index                        | S&P 500 Index                                                               | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |       -70 | NC      | $-531650.00   | -0.09%            |  |  |  | No            |                  1 | On Loan: No      |
| S&P 500 Index                        | S&P 500 Index                                                               | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |       -20 | NC      | $-69900.00    | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| S&P 500 Index                        | S&P 500 Index                                                               | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |      -355 | NC      | $-3617450.00  | -0.61%            |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com Inc                       | Amazon.com Inc                                                              | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |     77966 | NS      | $17118994.62  | 2.88%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp                          | NVIDIA Corp                                                                 | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |     77966 | NS      | $14546896.28  | 2.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Group Inc/The          | Goldman Sachs Group Inc/The                                                 | CUSIP: 38141G104<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EC               | CORP              | US        |     77966 | NS      | $62088224.10  | 10.45%            |  |  |  | No            |                  1 | On Loan: No      |
| STATE STREET BANK AND TRUST COMPANY  | Fixed Income Clearing Corp (FICC)                                           | CUSIP: 85748R009<br>LEI: N/A                  | Long             | RA               | CORP              | US        |  12139092 | PA      | $12139091.68  | 2.04%             |  |  |  | No            |                  2 | On Loan: No      |
| STATE STR NAVIGATOR SECS L TR        | State Street Navigator Securities Lending Government Money Market Portfolio | CUSIP: 857509301<br>LEI: N/A                  | Long             | STIV             | RF                | US        |        16 | NS      | $15.53        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-09-30

**Name of Applicant:** Nuveen Dow 30sm Dynamic Overwrite Fund

**Signature:** Gina Spunder

**Name of Signer:** Gina Spunder

**Title:** Director, Fund Financial Reporting