# EDGAR Filing Document

**Accession Number:** 0000081443
**File Stem:** 0001752724-23-018102
**Filing Date:** 2023-1
**Character Count:** 35849
**Document Hash:** 47888e09a633d02cb2bde4efd6ac02d2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-018102.hdr.sgml**: 20230130

**ACCESSION NUMBER**: 0001752724-23-018102

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230130

**DATE AS OF CHANGE**: 20230130

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AB CAP FUND, INC.
- **CENTRAL INDEX KEY:** 0000081443
- **IRS NUMBER:** 132625045
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0731

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-01716
- **FILM NUMBER:** 23567698

**BUSINESS ADDRESS:**
- **STREET 1:** ALLIANCEBERNSTEIN LP
- **STREET 2:** 1345 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10105
- **BUSINESS PHONE:** 2129691000

**MAIL ADDRESS:**
- **STREET 1:** ALLIANCEBERNSTEIN LP
- **STREET 2:** 1345 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ALLIANCEBERNSTEIN CAP FUND, INC.
- **DATE OF NAME CHANGE:** 20110524

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ALLIANCEBERNSTEIN CAP FUND,INC
- **DATE OF NAME CHANGE:** 20040908

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ALLIANCEBERNSTEIN SMALL CAP GROWTH FUND INC
- **DATE OF NAME CHANGE:** 19931001

## Series and Classes Contracts Data

### AB Small Cap Value Portfolio (Series ID: S000045542)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000141790 | Class A       | SCAVX           |
| C000141791 | Class C       | SCCVX           |
| C000141795 | Advisor Class | SCYVX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** AB CAP FUND, INC.

- **b. Investment Company Act file number:** 811-01716

- **c. CIK number of Registrant:** 0000081443

- **d. LEI of Registrant:** 549300I24E20QB4B6Y20

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** ALLIANCEBERNSTEIN LP

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10105

  - **Telephone number:** 212-969-1000

**Item A.2. Information about the Series.**

- **a. Name of Series:** AB Small Cap Value Portfolio

- **b. EDGAR series identifier (if any):** S000045542

- **c. LEI of Series:** 549300UQGW9QD71LSV33

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $690669839.50

**Total Liabilities:** $5539700.70

**Net Assets:** $685130138.80

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000141790 | -9.91%               | 13.30%               | 3.19%                |
| Class ID C000141791 | -10.09%              | 13.30%               | 3.07%                |
| Class ID C000141795 | -9.93%               | 13.38%               | 3.15%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-4205716.76             | $-61802488.10                              |
| Month 2  | $-6741864.01             | $84848495.70                               |
| Month 3  | $251276.12               | $19332350.39                               |

### Schedule of Portfolio Investments

| Name                               | Title                                                            | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| AdvanSix Inc                       | AdvanSix Inc                                                     | CUSIP: 00773T101<br>LEI: 5493009TPRODMCAZLF67 | Long             | EC               | CORP              | US        |    184650 | NS      | $7600194.00   | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Masonite International Corp        | Masonite International Corp                                      | CUSIP: 575385109<br>LEI: 549300H0H07ZFT4JYM32 | Long             | EC               | CORP              | CA        |    106643 | NS      | $8027018.61   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| First BanCorp/Puerto Rico          | First BanCorp/Puerto Rico                                        | CUSIP: 318672706<br>LEI: N/A                  | Long             | EC               | CORP              | PR        |    747600 | NS      | $11498088.00  | 1.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Independence Realty Trust Inc      | Independence Realty Trust Inc                                    | CUSIP: 45378A106<br>LEI: 549300Z3L8NU44NQEB29 | Long             | EC               |  | US        |    504859 | NS      | $9148045.08   | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| A10 Networks Inc                   | A10 Networks Inc                                                 | CUSIP: 002121101<br>LEI: 549300UQD4IWUML81Q35 | Long             | EC               | CORP              | US        |    431600 | NS      | $8075236.00   | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| TTM Technologies Inc               | TTM Technologies Inc                                             | CUSIP: 87305R109<br>LEI: 549300SC4BDOIS008048 | Long             | EC               | CORP              | US        |    621790 | NS      | $9992165.30   | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| HB Fuller Co                       | HB Fuller Co                                                     | CUSIP: 359694106<br>LEI: JSMX3Z5FOYM8V0Q52357 | Long             | EC               | CORP              | US        |     87580 | NS      | $7033549.80   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Stifel Financial Corp              | Stifel Financial Corp                                            | CUSIP: 860630102<br>LEI: 549300E5F07FE5GHJX84 | Long             | EC               | CORP              | US        |     69900 | NS      | $4491075.00   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Kulicke & Soffa Industries Inc     | Kulicke & Soffa Industries Inc                                   | CUSIP: 501242101<br>LEI: 529900H6BEIRBF429744 | Long             | EC               | CORP              | US        |     98107 | NS      | $4704230.65   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Hain Celestial Group Inc/The       | Hain Celestial Group Inc/The                                     | CUSIP: 405217100<br>LEI: 5493000S8QXWHLIXDP75 | Long             | EC               | CORP              | US        |    391572 | NS      | $7338059.28   | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Goodyear Tire & Rubber Co/The      | Goodyear Tire & Rubber Co/The                                    | CUSIP: 382550101<br>LEI: 5493002BI0S2ZQUY3437 | Long             | EC               | CORP              | US        |    601711 | NS      | $6751197.42   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Magnachip Semiconductor Corp       | Magnachip Semiconductor Corp                                     | CUSIP: 55933J203<br>LEI: 529900P54J1ATLRBUV29 | Long             | EC               | CORP              | US        |    670238 | NS      | $6782808.56   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Carter Bankshares Inc              | Carter Bankshares Inc                                            | CUSIP: 146103106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    299965 | NS      | $5561351.10   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Southwest Gas Holdings Inc         | Southwest Gas Holdings Inc                                       | CUSIP: 844895102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     77810 | NS      | $5326872.60   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Terex Corp                         | Terex Corp                                                       | CUSIP: 880779103<br>LEI: YAWJZJYEQ7M1SYMOS462 | Long             | EC               | CORP              | US        |    169260 | NS      | $7770726.60   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Nomad Foods Ltd                    | Nomad Foods Ltd                                                  | CUSIP: 000000000<br>LEI: 5493000ZZ1837DS2SI43 | Long             | EC               | CORP              | VG        |    513113 | NS      | $8974346.37   | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| WSFS Financial Corp                | WSFS Financial Corp                                              | CUSIP: 929328102<br>LEI: 549300SU7VQHD6QRG886 | Long             | EC               | CORP              | US        |    191943 | NS      | $9311154.93   | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Belden Inc                         | Belden Inc                                                       | CUSIP: 077454106<br>LEI: 68BKYO1JC791TTJHUE82 | Long             | EC               | CORP              | US        |     95702 | NS      | $7698268.88   | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Associated Banc-Corp               | Associated Banc-Corp                                             | CUSIP: 045487105<br>LEI: 549300N3CIN473IW5094 | Long             | EC               | CORP              | US        |    478990 | NS      | $11783154.00  | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Blue Bird Corp                     | Blue Bird Corp                                                   | CUSIP: 095306106<br>LEI: 5493004ZXJUUWQ65ER59 | Long             | EC               | CORP              | US        |    363244 | NS      | $4289911.64   | 0.63%             |  |  |  | No            |                  1 | On Loan: —       |
| Herc Holdings Inc                  | Herc Holdings Inc                                                | CUSIP: 42704L104<br>LEI: 549300TP80QLITMSBP82 | Long             | EC               | CORP              | US        |     74960 | NS      | $9607623.20   | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Synovus Financial Corp             | Synovus Financial Corp                                           | CUSIP: 87161C501<br>LEI: 549300EIUS8UN5JTLE54 | Long             | EC               | CORP              | US        |    191505 | NS      | $8068105.65   | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Papa John's International Inc      | Papa John's International Inc                                    | CUSIP: 698813102<br>LEI: HZYLD3DK5XOX0WBVNB56 | Long             | EC               | CORP              | US        |     86301 | NS      | $7185421.26   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Pediatrix Medical Group Inc        | Pediatrix Medical Group Inc                                      | CUSIP: 58502B106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    425910 | NS      | $6806041.80   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Physicians Realty Trust            | Physicians Realty Trust                                          | CUSIP: 71943U104<br>LEI: 549300ITOVH0OY7PZC34 | Long             | EC               |  | US        |    407676 | NS      | $6086602.68   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Shyft Group Inc/The                | Shyft Group Inc/The                                              | CUSIP: 825698103<br>LEI: 549300YY0TB51BGRV994 | Long             | EC               | CORP              | US        |    410586 | NS      | $10071674.58  | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Casa Systems Inc                   | Casa Systems Inc                                                 | CUSIP: 14713L102<br>LEI: 549300PNQ0GUDHNZLG66 | Long             | EC               | CORP              | US        |    938153 | NS      | $2570539.22   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Syneos Health Inc                  | Syneos Health Inc                                                | CUSIP: 87166B102<br>LEI: 549300F1ZGKDS8P6GU13 | Long             | EC               | CORP              | US        |     78370 | NS      | $2764893.60   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Arcosa Inc                         | Arcosa Inc                                                       | CUSIP: 039653100<br>LEI: 549300WFHLTCZV7D6V29 | Long             | EC               | CORP              | US        |    149920 | NS      | $9160112.00   | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Cactus Inc                         | Cactus Inc                                                       | CUSIP: 127203107<br>LEI: 549300J3T8C9F8QFKV08 | Long             | EC               | CORP              | US        |    132140 | NS      | $7187094.60   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Hilton Grand Vacations Inc         | Hilton Grand Vacations Inc                                       | CUSIP: 43283X105<br>LEI: 549300O9K6MFD8D07574 | Long             | EC               | CORP              | US        |    161460 | NS      | $7107469.20   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| BankUnited Inc                     | BankUnited Inc                                                   | CUSIP: 06652K103<br>LEI: 96OVUWEW5D4YX6PFXD91 | Long             | EC               | CORP              | US        |    269293 | NS      | $9888438.96   | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Six Flags Entertainment Corp       | Six Flags Entertainment Corp                                     | CUSIP: 83001A102<br>LEI: 549300JYTDUAA4JQ3717 | Long             | EC               | CORP              | US        |    286180 | NS      | $6894076.20   | 1.01%             |  |  |  | No            |                  1 | On Loan: —       |
| Fluor Corp                         | Fluor Corp                                                       | CUSIP: 343412102<br>LEI: CQ7WZ4NOFWT7FAE6Q943 | Long             | EC               | CORP              | US        |    222936 | NS      | $7492878.96   | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Helmerich & Payne Inc              | Helmerich & Payne Inc                                            | CUSIP: 423452101<br>LEI: 254900NAOGHJ88RZ4C73 | Long             | EC               | CORP              | US        |    218110 | NS      | $11141058.80  | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Integra LifeSciences Holdings Corp | Integra LifeSciences Holdings Corp                               | CUSIP: 457985208<br>LEI: WB7IJCYY8YFTENS4O147 | Long             | EC               | CORP              | US        |    158930 | NS      | $8731614.20   | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| IMAX Corp                          | IMAX Corp                                                        | CUSIP: 45245E109<br>LEI: 5493002KS2T1Q0X7VZ21 | Long             | EC               | CORP              | CA        |    391510 | NS      | $6612603.90   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Adtalem Global Education Inc       | Adtalem Global Education Inc                                     | CUSIP: 00737L103<br>LEI: 549300Z467EZLMODV621 | Long             | EC               | CORP              | US        |    200490 | NS      | $8340384.00   | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| REV Group Inc                      | REV Group Inc                                                    | CUSIP: 749527107<br>LEI: 549300SRD0SIG5ZZ3X20 | Long             | EC               | CORP              | US        |    660620 | NS      | $9176011.80   | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Selective Insurance Group Inc      | Selective Insurance Group Inc                                    | CUSIP: 816300107<br>LEI: 549300R3WGJWLE40R258 | Long             | EC               | CORP              | US        |    122672 | NS      | $11791232.64  | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Alaska Air Group Inc               | Alaska Air Group Inc                                             | CUSIP: 011659109<br>LEI: 529900G48RT4KWLC6C27 | Long             | EC               | CORP              | US        |    163470 | NS      | $7755016.80   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadstone Net Lease Inc           | Broadstone Net Lease Inc                                         | CUSIP: 11135E203<br>LEI: 549300U8D7PT70B49V21 | Long             | EC               |  | US        |    372080 | NS      | $6314197.60   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| ATI Inc                            | ATI Inc                                                          | CUSIP: 01741R102<br>LEI: ZW1LRE7C3H17O2ZN9B45 | Long             | EC               | CORP              | US        |    288910 | NS      | $8814644.10   | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Premier Financial Corp             | Premier Financial Corp                                           | CUSIP: 74052F108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    289040 | NS      | $8434187.20   | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Dycom Industries Inc               | Dycom Industries Inc                                             | CUSIP: 267475101<br>LEI: 549300F56EKTHQI3WT60 | Long             | EC               | CORP              | US        |     73830 | NS      | $6728866.20   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| HarborOne Bancorp Inc              | HarborOne Bancorp Inc                                            | CUSIP: 41165Y100<br>LEI: 549300CNOEY2QUB7F917 | Long             | EC               | CORP              | US        |    545725 | NS      | $7983956.75   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Heritage Financial Corp/WA         | Heritage Financial Corp/WA                                       | CUSIP: 42722X106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    334542 | NS      | $11006431.80  | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Independent Bank Group Inc         | Independent Bank Group Inc                                       | CUSIP: 45384B106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    108530 | NS      | $7156468.20   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Innospec Inc                       | Innospec Inc                                                     | CUSIP: 45768S105<br>LEI: 213800SQBACNY5IWJO68 | Long             | EC               | CORP              | US        |     41500 | NS      | $4601935.00   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Genesco Inc                        | Genesco Inc                                                      | CUSIP: 371532102<br>LEI: 549300VY2Q511P1K5P56 | Long             | EC               | CORP              | US        |    136770 | NS      | $7139394.00   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Marin Bancorp              | Bank of Marin Bancorp                                            | CUSIP: 063425102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    127602 | NS      | $4579635.78   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Criteo SA                          | Criteo SA                                                        | CUSIP: 226718104<br>LEI: 969500EELFB4RDMFHA76 | Long             | EC               | CORP              | FR        |    264587 | NS      | $7159724.22   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Korn Ferry                         | Korn Ferry                                                       | CUSIP: 500643200<br>LEI: 549300FOD20OM0GT5G40 | Long             | EC               | CORP              | US        |    110670 | NS      | $6311510.10   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Envista Holdings Corp              | Envista Holdings Corp                                            | CUSIP: 29415F104<br>LEI: 549300BX623VURJZ5269 | Long             | EC               | CORP              | US        |    166310 | NS      | $5674497.20   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Citi Trends Inc                    | Citi Trends Inc                                                  | CUSIP: 17306X102<br>LEI: 529900D06Q0FPHV34S87 | Long             | EC               | CORP              | US        |    196320 | NS      | $5932790.40   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Star Bulk Carriers Corp            | Star Bulk Carriers Corp                                          | CUSIP: 000000000<br>LEI: 549300SO3FMK7H6DDY54 | Long             | EC               | CORP              | MH        |    344340 | NS      | $6628545.00   | 0.97%             |  |  |  | No            |                  1 | On Loan: —       |
| HF Sinclair Corp                   | HF Sinclair Corp                                                 | CUSIP: 403949100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    134160 | NS      | $8363534.40   | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Sandy Spring Bancorp Inc           | Sandy Spring Bancorp Inc                                         | CUSIP: 800363103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    162331 | NS      | $5652365.42   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Taylor Morrison Home Corp          | Taylor Morrison Home Corp                                        | CUSIP: 87724P106<br>LEI: 5299009UDLLGLKOOJE30 | Long             | EC               | CORP              | US        |    357468 | NS      | $10863452.52  | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| ArcBest Corp                       | ArcBest Corp                                                     | CUSIP: 03937C105<br>LEI: 5493006S3KBNE8ZS3J23 | Long             | EC               | CORP              | US        |    134200 | NS      | $11107734.00  | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Umpqua Holdings Corp               | Umpqua Holdings Corp                                             | CUSIP: 904214103<br>LEI: 5299002ENJ7CY215BW86 | Long             | EC               | CORP              | US        |    299324 | NS      | $6067297.48   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| National Storage Affiliates Trust  | National Storage Affiliates Trust                                | CUSIP: 637870106<br>LEI: N/A                  | Long             | EC               |  | US        |    136610 | NS      | $5438444.10   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Ichor Holdings Ltd                 | Ichor Holdings Ltd                                               | CUSIP: 000000000<br>LEI: 529900PS8R2JVLJ2H892 | Long             | EC               | CORP              | KY        |    300360 | NS      | $8944720.80   | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Alliance Bernstein                 | AB Fixed Income Shares, Inc. - Government Money Market Portfolio | CUSIP: 018616748<br>LEI: 5493006YWHO7MNK2U579 | Long             | STIV             | RF                | US        |   3939312 | NS      | $3939312.00   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Magnolia Oil & Gas Corp            | Magnolia Oil & Gas Corp                                          | CUSIP: 559663109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    436710 | NS      | $11389396.80  | 1.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Unisys Corp                        | Unisys Corp                                                      | CUSIP: 909214306<br>LEI: 549300T21W22FIJJOW08 | Long             | EC               | CORP              | US        |    357156 | NS      | $1535770.80   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| NETSTREIT Corp                     | NETSTREIT Corp                                                   | CUSIP: 64119V303<br>LEI: 254900CJL0EDMEQ25Q84 | Long             | EC               |  | US        |    417580 | NS      | $8155337.40   | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| ACI Worldwide Inc                  | ACI Worldwide Inc                                                | CUSIP: 004498101<br>LEI: 5493003BPVMZUJ6F5C02 | Long             | EC               | CORP              | US        |    274480 | NS      | $5736632.00   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Acadia Healthcare Co Inc           | Acadia Healthcare Co Inc                                         | CUSIP: 00404A109<br>LEI: 5493005CW985Y9D0NC11 | Long             | EC               | CORP              | US        |    131000 | NS      | $11666860.00  | 1.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Spirit AeroSystems Holdings Inc    | Spirit AeroSystems Holdings Inc                                  | CUSIP: 848574109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    237180 | NS      | $6216487.80   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Capital Bancshares Inc       | Texas Capital Bancshares Inc                                     | CUSIP: 88224Q107<br>LEI: 549300466Q2SXRX0YM48 | Long             | EC               | CORP              | US        |    166275 | NS      | $9974837.25   | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Sally Beauty Holdings Inc          | Sally Beauty Holdings Inc                                        | CUSIP: 79546E104<br>LEI: 529900VXW6E8ONDIQ271 | Long             | EC               | CORP              | US        |    689820 | NS      | $8112283.20   | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Pacific Premier Bancorp Inc        | Pacific Premier Bancorp Inc                                      | CUSIP: 69478X105<br>LEI: 549300Q1KIC3KLI0XG98 | Long             | EC               | CORP              | US        |    285594 | NS      | $10552698.30  | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| IDACORP Inc                        | IDACORP Inc                                                      | CUSIP: 451107106<br>LEI: N134NUJDWN8UEFA8B673 | Long             | EC               | CORP              | US        |     96120 | NS      | $10624143.60  | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| 1st Source Corp                    | 1st Source Corp                                                  | CUSIP: 336901103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    147386 | NS      | $8415740.60   | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Dine Brands Global Inc             | Dine Brands Global Inc                                           | CUSIP: 254423106<br>LEI: 529900HKM8OWSHLKJY75 | Long             | EC               | CORP              | US        |    114845 | NS      | $8566288.55   | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Webster Financial Corp             | Webster Financial Corp                                           | CUSIP: 947890109<br>LEI: KMRURHT0VWKYS6Z5KU67 | Long             | EC               | CORP              | US        |     57223 | NS      | $3109497.82   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Berkshire Hills Bancorp Inc        | Berkshire Hills Bancorp Inc                                      | CUSIP: 084680107<br>LEI: 549300AS2OC6UMMBNO37 | Long             | EC               | CORP              | US        |    329390 | NS      | $10270380.20  | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Moelis & Co                        | Moelis & Co                                                      | CUSIP: 60786M105<br>LEI: 549300891QNU7VTQUR83 | Long             | EC               | CORP              | US        |    201998 | NS      | $8730353.56   | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Alliance Bernstein                 | AB Fixed Income Shares, Inc. - Government Money Market Portfolio | CUSIP: 018616748<br>LEI: 5493006YWHO7MNK2U579 | Long             | STIV             | RF                | US        |   6160766 | NS      | $6160765.55   | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Great Lakes Dredge & Dock Corp     | Great Lakes Dredge & Dock Corp                                   | CUSIP: 390607109<br>LEI: 549300H65E3MZ1CX0P05 | Long             | EC               | CORP              | US        |    468950 | NS      | $3432714.00   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| STAG Industrial Inc                | STAG Industrial Inc                                              | CUSIP: 85254J102<br>LEI: 549300QWYX2W6FASVQ07 | Long             | EC               |  | US        |    329095 | NS      | $10830516.45  | 1.58%             |  |  |  | No            |                  1 | On Loan: No      |
| CommVault Systems Inc              | CommVault Systems Inc                                            | CUSIP: 204166102<br>LEI: 65T5VRP62VXG39YFML83 | Long             | EC               | CORP              | US        |    111822 | NS      | $7380252.00   | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| O-I Glass Inc                      | O-I Glass Inc                                                    | CUSIP: 67098H104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    414030 | NS      | $6794232.30   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Cousins Properties Inc             | Cousins Properties Inc                                           | CUSIP: 222795502<br>LEI: 5493007XPYD5EJABN062 | Long             | EC               |  | US        |    118113 | NS      | $3115820.94   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Haynes International Inc           | Haynes International Inc                                         | CUSIP: 420877201<br>LEI: 549300I9MS5UZLRFDO40 | Long             | EC               | CORP              | US        |     84723 | NS      | $4232761.08   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| H&E Equipment Services Inc         | H&E Equipment Services Inc                                       | CUSIP: 404030108<br>LEI: 254900KVLRCDMQRYY541 | Long             | EC               | CORP              | US        |    151935 | NS      | $6370634.55   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Dana Inc                           | Dana Inc                                                         | CUSIP: 235825205<br>LEI: KVWHW7YLZPFJM8QYNJ51 | Long             | EC               | CORP              | US        |    557176 | NS      | $9811869.36   | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| TriCo Bancshares                   | TriCo Bancshares                                                 | CUSIP: 896095106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    191914 | NS      | $10459313.00  | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| KB Home                            | KB Home                                                          | CUSIP: 48666K109<br>LEI: 549300LGUCWQURMWLG09 | Long             | EC               | CORP              | US        |    218860 | NS      | $6870015.40   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Hanover Insurance Group Inc/The    | Hanover Insurance Group Inc/The                                  | CUSIP: 410867105<br>LEI: JJYR6MFKFF6CF8DBZ078 | Long             | EC               | CORP              | US        |     58990 | NS      | $8689227.00   | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-30

**Name of Applicant:** AB CAP FUND, INC.

**Signature:** Joseph Mantineo

**Name of Signer:** Joseph Mantineo

**Title:** Treasurer and Chief Financial Officer