# EDGAR Filing Document

**Accession Number:** 0000081443
**File Stem:** 0001752724-23-070271
**Filing Date:** 2023-3
**Character Count:** 38791
**Document Hash:** d92d3d13933a1d6ce747823f4e84bf5e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-070271.hdr.sgml**: 20230328

**ACCESSION NUMBER**: 0001752724-23-070271

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230328

**DATE AS OF CHANGE**: 20230328

**PERIOD START**: 20230731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AB CAP FUND, INC.
- **CENTRAL INDEX KEY:** 0000081443
- **IRS NUMBER:** 132625045
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0731

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-01716
- **FILM NUMBER:** 23770466

**BUSINESS ADDRESS:**
- **STREET 1:** ALLIANCEBERNSTEIN LP
- **STREET 2:** 1345 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10105
- **BUSINESS PHONE:** 2129691000

**MAIL ADDRESS:**
- **STREET 1:** ALLIANCEBERNSTEIN LP
- **STREET 2:** 1345 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ALLIANCEBERNSTEIN CAP FUND, INC.
- **DATE OF NAME CHANGE:** 20110524

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ALLIANCEBERNSTEIN CAP FUND,INC
- **DATE OF NAME CHANGE:** 20040908

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ALLIANCEBERNSTEIN SMALL CAP GROWTH FUND INC
- **DATE OF NAME CHANGE:** 19931001

## Series and Classes Contracts Data

### AB Small Cap Growth Portfolio (Series ID: S000010309)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000028521 | Class A       | QUASX           |
| C000028523 | Class C       | QUACX           |
| C000028524 | Advisor Class | QUAYX           |
| C000028525 | Class R       | QUARX           |
| C000028526 | Class K       | QUAKX           |
| C000028527 | Class I       | QUAIX           |
| C000159958 | Class Z       | QUAZX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** AB CAP FUND, INC.

- **b. Investment Company Act file number:** 811-01716

- **c. CIK number of Registrant:** 0000081443

- **d. LEI of Registrant:** 549300I24E20QB4B6Y20

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** ALLIANCEBERNSTEIN LP

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10105

  - **Telephone number:** 212-969-1000

**Item A.2. Information about the Series.**

- **a. Name of Series:** AB Small Cap Growth Portfolio

- **b. EDGAR series identifier (if any):** S000010309

- **c. LEI of Series:** 549300DUMEQYBRQHJC25

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-07-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $4129018756.02

**Total Liabilities:** $31163224.12

**Net Assets:** $4097855531.90

**Cash Not Reported:** $0.75

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000028526 | 2.75%                | -6.06%               | 11.39%               |
| Class ID C000028521 | 2.74%                | -6.07%               | 11.39%               |
| Class ID C000028527 | 2.76%                | -6.02%               | 11.40%               |
| Class ID C000028523 | 2.67%                | -6.08%               | 11.31%               |
| Class ID C000028525 | 2.73%                | -6.08%               | 11.39%               |
| Class ID C000159958 | 2.75%                | -6.03%               | 11.42%               |
| Class ID C000028524 | 2.74%                | -6.04%               | 11.42%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-144490676.53           | $253945349.45                              |
| Month 2  | $-136184947.46           | $-108809426.03                             |
| Month 3  | $-69287789.51            | $494583686.34                              |

### Schedule of Portfolio Investments

| Name                                    | Title                                                            | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Arrowhead Pharmaceuticals Inc           | Arrowhead Pharmaceuticals Inc                                    | CUSIP: 04280A100<br>LEI: 549300O3CSB8T7OZ3D66 | Long             | EC               | CORP              | US        |    795223 | NS      | $27824852.77  | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Skyline Champion Corp                   | Skyline Champion Corp                                            | CUSIP: 830830105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    678294 | NS      | $39985431.30  | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Stifel Financial Corp                   | Stifel Financial Corp                                            | CUSIP: 860630102<br>LEI: 549300E5F07FE5GHJX84 | Long             | EC               | CORP              | US        |    780272 | NS      | $52598135.52  | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| DigitalOcean Holdings Inc               | DigitalOcean Holdings Inc                                        | CUSIP: 25402D102<br>LEI: 549300EPISPY3RE3DL21 | Long             | EC               | CORP              | US        |    594408 | NS      | $17445874.80  | 0.43%             |  |  |  | No            |                  1 | On Loan: —       |
| Smartsheet Inc                          | Smartsheet Inc                                                   | CUSIP: 83200N103<br>LEI: 549300N9WF42OK9VL589 | Long             | EC               | CORP              | US        |   1100327 | NS      | $47545129.67  | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Relay Therapeutics Inc                  | Relay Therapeutics Inc                                           | CUSIP: 75943R102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    809658 | NS      | $17375260.68  | 0.42%             |  |  |  | No            |                  1 | On Loan: —       |
| P10 Inc                                 | P10 Inc                                                          | CUSIP: 69376K106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1645601 | NS      | $18595291.30  | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Treace Medical Concepts Inc             | Treace Medical Concepts Inc                                      | CUSIP: 89455T109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1777100 | NS      | $41033239.00  | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| European Wax Center Inc                 | European Wax Center Inc                                          | CUSIP: 29882P106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1557542 | NS      | $29344091.28  | 0.72%             |  |  |  | No            |                  1 | On Loan: —       |
| Repligen Corp                           | Repligen Corp                                                    | CUSIP: 759916109<br>LEI: 54930006QJ0T5AUO1E71 | Long             | EC               | CORP              | US        |    234477 | NS      | $43448588.10  | 1.06%             |  |  |  | No            |                  1 | On Loan: —       |
| AtriCure Inc                            | AtriCure Inc                                                     | CUSIP: 04963C209<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1084583 | NS      | $46940752.24  | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Ryan Specialty Holdings Inc             | Ryan Specialty Holdings Inc                                      | CUSIP: 78351F107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1047449 | NS      | $44642276.38  | 1.09%             |  |  |  | No            |                  1 | On Loan: —       |
| Permian Resources Corp                  | Permian Resources Corp                                           | CUSIP: 71424F105<br>LEI: 529900NXUJPOKU7OJ511 | Long             | EC               | CORP              | US        |   2195870 | NS      | $23869106.90  | 0.58%             |  |  |  | No            |                  1 | On Loan: —       |
| SiteOne Landscape Supply Inc            | SiteOne Landscape Supply Inc                                     | CUSIP: 82982L103<br>LEI: 5299008LX7SBD4HIAU03 | Long             | EC               | CORP              | US        |    338629 | NS      | $51305679.79  | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| MACOM Technology Solutions Holdings Inc | MACOM Technology Solutions Holdings Inc                          | CUSIP: 55405Y100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    942679 | NS      | $63178346.58  | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Planet Fitness Inc                      | Planet Fitness Inc                                               | CUSIP: 72703H101<br>LEI: 549300LLE5HUPF6H8G33 | Long             | EC               | CORP              | US        |    687348 | NS      | $58184008.20  | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Alliance Bernstein                      | AB Fixed Income Shares, Inc. - Government Money Market Portfolio | CUSIP: 018616748<br>LEI: 5493006YWHO7MNK2U579 | Long             | STIV             | RF                | US        | 104387540 | NS      | $104387539.54 | 2.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Viridian Therapeutics Inc               | Viridian Therapeutics Inc                                        | CUSIP: 92790C104<br>LEI: 549300C775BNYF550E70 | Long             | EC               | CORP              | US        |    626102 | NS      | $22865245.04  | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Enfusion Inc                            | Enfusion Inc                                                     | CUSIP: 292812104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    280938 | NS      | $3337543.44   | 0.08%             |  |  |  | No            |                  1 | On Loan: —       |
| iRhythm Technologies Inc                | iRhythm Technologies Inc                                         | CUSIP: 450056106<br>LEI: 549300FJI72RJGDQS384 | Long             | EC               | CORP              | US        |    387108 | NS      | $38052716.40  | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Lithia Motors Inc                       | Lithia Motors Inc                                                | CUSIP: 536797103<br>LEI: SE8N1EZEHPZQBCBVKD53 | Long             | EC               | CORP              | US        |    168149 | NS      | $44256816.80  | 1.08%             |  |  |  | No            |                  1 | On Loan: —       |
| National Vision Holdings Inc            | National Vision Holdings Inc                                     | CUSIP: 63845R107<br>LEI: 549300JHURCBLI5ROA42 | Long             | EC               | CORP              | US        |   1343136 | NS      | $55202889.60  | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Herc Holdings Inc                       | Herc Holdings Inc                                                | CUSIP: 42704L104<br>LEI: 549300TP80QLITMSBP82 | Long             | EC               | CORP              | US        |    468751 | NS      | $72806405.32  | 1.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Tetra Tech Inc                          | Tetra Tech Inc                                                   | CUSIP: 88162G103<br>LEI: 549300UJ1LP7JGJC5P32 | Long             | EC               | CORP              | US        |    327194 | NS      | $50885210.88  | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Inari Medical Inc                       | Inari Medical Inc                                                | CUSIP: 45332Y109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    694539 | NS      | $39623449.95  | 0.97%             |  |  |  | No            |                  1 | On Loan: —       |
| Manhattan Associates Inc                | Manhattan Associates Inc                                         | CUSIP: 562750109<br>LEI: 529900Q1GJP7KD52SW51 | Long             | EC               | CORP              | US        |    385556 | NS      | $50261080.16  | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Fox Factory Holding Corp                | Fox Factory Holding Corp                                         | CUSIP: 35138V102<br>LEI: 529900GE1HSV0617R721 | Long             | EC               | CORP              | US        |    562089 | NS      | $66377090.01  | 1.62%             |  |  |  | No            |                  1 | On Loan: —       |
| Ascendis Pharma A/S                     | Ascendis Pharma A/S                                              | CUSIP: 04351P101<br>LEI: 549300B66JN3W3J8GH73 | Long             | EC               | CORP              | DK        |    157284 | NS      | $19515798.72  | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Intellia Therapeutics Inc               | Intellia Therapeutics Inc                                        | CUSIP: 45826J105<br>LEI: 5493002T5BCPE5DZC723 | Long             | EC               | CORP              | US        |    571195 | NS      | $24241515.80  | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| First Financial Bankshares Inc          | First Financial Bankshares Inc                                   | CUSIP: 32020R109<br>LEI: 549300XN3GTGOENGNV49 | Long             | EC               | CORP              | US        |   1318301 | NS      | $46957881.62  | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| DT Midstream Inc                        | DT Midstream Inc                                                 | CUSIP: 23345M107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    824197 | NS      | $45050608.02  | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Armstrong World Industries Inc          | Armstrong World Industries Inc                                   | CUSIP: 04247X102<br>LEI: KXMRXXOJ88Q45Y45MG74 | Long             | EC               | CORP              | US        |    403767 | NS      | $31255603.47  | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| ChampionX Corp                          | ChampionX Corp                                                   | CUSIP: 15872M104<br>LEI: 549300EP2909K6DYYP38 | Long             | EC               | CORP              | US        |   2381534 | NS      | $78638252.68  | 1.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Chefs' Warehouse Inc/The                | Chefs' Warehouse Inc/The                                         | CUSIP: 163086101<br>LEI: 549300JYEDC8C547E980 | Long             | EC               | CORP              | US        |   1449200 | NS      | $55402916.00  | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Insperity Inc                           | Insperity Inc                                                    | CUSIP: 45778Q107<br>LEI: 5299000Q0KW7HY5DB751 | Long             | EC               | CORP              | US        |    457422 | NS      | $50568002.10  | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Comfort Systems USA Inc                 | Comfort Systems USA Inc                                          | CUSIP: 199908104<br>LEI: 5299009DT1ZA5HTU6R38 | Long             | EC               | CORP              | US        |    398260 | NS      | $48205390.40  | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Houlihan Lokey Inc                      | Houlihan Lokey Inc                                               | CUSIP: 441593100<br>LEI: 549300S3CNGTQ1QZVY46 | Long             | EC               | CORP              | US        |    674879 | NS      | $66860262.53  | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Axon Enterprise Inc                     | Axon Enterprise Inc                                              | CUSIP: 05464C101<br>LEI: 549300QP2IEEGFE16681 | Long             | EC               | CORP              | US        |    237376 | NS      | $46392765.44  | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Hilton Grand Vacations Inc              | Hilton Grand Vacations Inc                                       | CUSIP: 43283X105<br>LEI: 549300O9K6MFD8D07574 | Long             | EC               | CORP              | US        |   1538191 | NS      | $72848725.76  | 1.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Monday.com Ltd                          | Monday.com Ltd                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | IL        |    310700 | NS      | $40450033.00  | 0.99%             |  |  |  | No            |                  1 | On Loan: —       |
| Wingstop Inc                            | Wingstop Inc                                                     | CUSIP: 974155103<br>LEI: 549300SSH3F8HPIM3Q47 | Long             | EC               | CORP              | US        |    320020 | NS      | $50713569.40  | 1.24%             |  |  |  | No            |                  1 | On Loan: —       |
| Saia Inc                                | Saia Inc                                                         | CUSIP: 78709Y105<br>LEI: 549300WNPG4N9GBOYB29 | Long             | EC               | CORP              | US        |    288183 | NS      | $78610558.74  | 1.92%             |  |  |  | No            |                  1 | On Loan: —       |
| Blackline Inc                           | Blackline Inc                                                    | CUSIP: 09239B109<br>LEI: 529900P9N7PK9LV5EK56 | Long             | EC               | CORP              | US        |    678294 | NS      | $48701509.20  | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Helmerich & Payne Inc                   | Helmerich & Payne Inc                                            | CUSIP: 423452101<br>LEI: 254900NAOGHJ88RZ4C73 | Long             | EC               | CORP              | US        |   1023909 | NS      | $49598151.96  | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Universal Display Corp                  | Universal Display Corp                                           | CUSIP: 91347P105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    382510 | NS      | $50694050.30  | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Guardant Health Inc                     | Guardant Health Inc                                              | CUSIP: 40131M109<br>LEI: 254900M8C3E5VC8BR186 | Long             | EC               | CORP              | US        |    716063 | NS      | $22505860.09  | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Grocery Outlet Holding Corp             | Grocery Outlet Holding Corp                                      | CUSIP: 39874R101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1625113 | NS      | $49387184.07  | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Intra-Cellular Therapies Inc            | Intra-Cellular Therapies Inc                                     | CUSIP: 46116X101<br>LEI: 5299002U2KGF193IJA20 | Long             | EC               | CORP              | US        |    664841 | NS      | $31859180.72  | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Shift4 Payments Inc                     | Shift4 Payments Inc                                              | CUSIP: 82452J109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    858189 | NS      | $54958423.56  | 1.34%             |  |  |  | No            |                  1 | On Loan: —       |
| RLI Corp                                | RLI Corp                                                         | CUSIP: 749607107<br>LEI: 529900AMTJE5ECN9PS55 | Long             | EC               | CORP              | US        |    268400 | NS      | $35549580.00  | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Roadhouse Inc                     | Texas Roadhouse Inc                                              | CUSIP: 882681109<br>LEI: 5299002Y1CNRPDGXTQ75 | Long             | EC               | CORP              | US        |    742449 | NS      | $74564153.07  | 1.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Instructure Holdings Inc                | Instructure Holdings Inc                                         | CUSIP: 457790103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1290080 | NS      | $34870862.40  | 0.85%             |  |  |  | No            |                  1 | On Loan: —       |
| Lovesac Co/The                          | Lovesac Co/The                                                   | CUSIP: 54738L109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    322071 | NS      | $8290107.54   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Karuna Therapeutics Inc                 | Karuna Therapeutics Inc                                          | CUSIP: 48576A100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    193191 | NS      | $38520353.49  | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Vital Farms Inc                         | Vital Farms Inc                                                  | CUSIP: 92847W103<br>LEI: 549300S6NYY7ER3XOT61 | Long             | EC               | CORP              | US        |   1341637 | NS      | $23585978.46  | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Littelfuse Inc                          | Littelfuse Inc                                                   | CUSIP: 537008104<br>LEI: 549300MY7HLQFYTPCX75 | Long             | EC               | CORP              | US        |    192519 | NS      | $49417702.11  | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Blueprint Medicines Corp                | Blueprint Medicines Corp                                         | CUSIP: 09627Y109<br>LEI: 5299004CC60O9T5HVM83 | Long             | EC               | CORP              | US        |    496173 | NS      | $23191126.02  | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| TechnipFMC PLC                          | TechnipFMC PLC                                                   | CUSIP: 000000000<br>LEI: 549300D5I93QWCJTCK36 | Long             | EC               | CORP              | GB        |   4119437 | NS      | $57218979.93  | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Curtiss-Wright Corp                     | Curtiss-Wright Corp                                              | CUSIP: 231561101<br>LEI: TEL51ETZWP7D0ZM4X325 | Long             | EC               | CORP              | US        |    242136 | NS      | $40146148.80  | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Middleby Corp/The                       | Middleby Corp/The                                                | CUSIP: 596278101<br>LEI: JDFO86U9VQRBKW5KYA35 | Long             | EC               | CORP              | US        |    315087 | NS      | $48980274.15  | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Flywire Corp                            | Flywire Corp                                                     | CUSIP: 302492103<br>LEI: 54930055DSV7NNY4VY66 | Long             | EC               | CORP              | US        |   1874907 | NS      | $50566241.79  | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| IVERIC bio Inc                          | IVERIC bio Inc                                                   | CUSIP: 46583P102<br>LEI: 549300GZXI59U71XPM70 | Long             | EC               | CORP              | US        |   1329106 | NS      | $30702348.60  | 0.75%             |  |  |  | No            |                  1 | On Loan: —       |
| ITT Inc                                 | ITT Inc                                                          | CUSIP: 45073V108<br>LEI: 549300KDSERHTJOXUS80 | Long             | EC               | CORP              | US        |    629220 | NS      | $57630259.80  | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Braze Inc                               | Braze Inc                                                        | CUSIP: 10576N102<br>LEI: 9845007B9EDBFD37C277 | Long             | EC               | CORP              | US        |   1034256 | NS      | $33096192.00  | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Esab Corp                               | Esab Corp                                                        | CUSIP: 29605J106<br>LEI: 549300ZNV0SWBXEIWT04 | Long             | EC               | CORP              | US        |    895700 | NS      | $51780417.00  | 1.26%             |  |  |  | No            |                  1 | On Loan: —       |
| Elastic NV                              | Elastic NV                                                       | CUSIP: 000000000<br>LEI: 2549003I48WHHH937I59 | Long             | EC               | CORP              | NL        |     69164 | NS      | $4069609.76   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Legend Biotech Corp                     | Legend Biotech Corp                                              | CUSIP: 52490G102<br>LEI: 254900EIUFZTW136H859 | Long             | EC               | CORP              | KY        |    383021 | NS      | $19342560.50  | 0.47%             |  |  |  | No            |                  1 | On Loan: —       |
| Allegro MicroSystems Inc                | Allegro MicroSystems Inc                                         | CUSIP: 01749D105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1289483 | NS      | $49219566.11  | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Novanta Inc                             | Novanta Inc                                                      | CUSIP: 67000B104<br>LEI: N/A                  | Long             | EC               | CORP              | CA        |    450643 | NS      | $72765325.21  | 1.78%             |  |  |  | No            |                  1 | On Loan: —       |
| iShares Russell 2000 Growth ETF         | iShares Russell 2000 Growth ETF                                  | CUSIP: 464287648<br>LEI: 549300CPJOUVKWJGSH44 | Long             | EC               | RF                | US        |    242939 | NS      | $57323886.44  | 1.40%             |  |  |  | No            |                  1 | On Loan: —       |
| Alliance Bernstein                      | AB Fixed Income Shares, Inc. - Government Money Market Portfolio | CUSIP: 018616748<br>LEI: 5493006YWHO7MNK2U579 | Long             | STIV             | RF                | US        |  21618206 | NS      | $21618205.75  | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Ultragenyx Pharmaceutical Inc           | Ultragenyx Pharmaceutical Inc                                    | CUSIP: 90400D108<br>LEI: 529900EV44GVDN1DCX77 | Long             | EC               | CORP              | US        |    382813 | NS      | $17352913.29  | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Insmed Inc                              | Insmed Inc                                                       | CUSIP: 457669307<br>LEI: 529900Q55QAG41CCAC11 | Long             | EC               | CORP              | US        |   1187713 | NS      | $25571460.89  | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Vir Biotechnology Inc                   | Vir Biotechnology Inc                                            | CUSIP: 92764N102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    624524 | NS      | $18454684.20  | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Silk Road Medical Inc                   | Silk Road Medical Inc                                            | CUSIP: 82710M100<br>LEI: 549300VL8KC0ZPDQHE14 | Long             | EC               | CORP              | US        |    826835 | NS      | $44946750.60  | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Driven Brands Holdings Inc              | Driven Brands Holdings Inc                                       | CUSIP: 26210V102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1811838 | NS      | $52887551.22  | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Natera Inc                              | Natera Inc                                                       | CUSIP: 632307104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    936677 | NS      | $40211543.61  | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Five Below Inc                          | Five Below Inc                                                   | CUSIP: 33829M101<br>LEI: 529900AAXP5Z6BGI7418 | Long             | EC               | CORP              | US        |    235772 | NS      | $46477734.36  | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Silicon Laboratories Inc                | Silicon Laboratories Inc                                         | CUSIP: 826919102<br>LEI: 4PRDF8Q9TDHRVZKZSZ47 | Long             | EC               | CORP              | US        |    356479 | NS      | $55935119.89  | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Matador Resources Co                    | Matador Resources Co                                             | CUSIP: 576485205<br>LEI: 549300CI3Q2UUK5R4G79 | Long             | EC               | CORP              | US        |   1114887 | NS      | $73760923.92  | 1.80%             |  |  |  | No            |                  1 | On Loan: —       |
| Life Time Group Holdings Inc            | Life Time Group Holdings Inc                                     | CUSIP: 53190C102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   2623234 | NS      | $49290566.86  | 1.20%             |  |  |  | No            |                  1 | On Loan: —       |
| Lantheus Holdings Inc                   | Lantheus Holdings Inc                                            | CUSIP: 516544103<br>LEI: 5299005HUB5IOJGO7S39 | Long             | EC               | CORP              | US        |    974239 | NS      | $56018742.50  | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Southwestern Energy Co                  | Southwestern Energy Co                                           | CUSIP: 845467109<br>LEI: EFWMP121W54QV9MGOP87 | Long             | EC               | CORP              | US        |   2195530 | NS      | $12119325.60  | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Trupanion Inc                           | Trupanion Inc                                                    | CUSIP: 898202106<br>LEI: 549300J86GFKIDGMQP18 | Long             | EC               | CORP              | US        |    502279 | NS      | $29644506.58  | 0.72%             |  |  |  | No            |                  1 | On Loan: —       |
| Hexcel Corp                             | Hexcel Corp                                                      | CUSIP: 428291108<br>LEI: S6Q7LW43WUBUHXY2QP69 | Long             | EC               | CORP              | US        |    854206 | NS      | $60289859.48  | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Coherus Biosciences Inc                 | Coherus Biosciences Inc                                          | CUSIP: 19249H103<br>LEI: 5493007IL8W5MV932D26 | Long             | EC               | CORP              | US        |   1948583 | NS      | $16523983.84  | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Five9 Inc                               | Five9 Inc                                                        | CUSIP: 338307101<br>LEI: 254900MXP6EWY0SFFR59 | Long             | EC               | CORP              | US        |    605859 | NS      | $47729572.02  | 1.16%             |  |  |  | No            |                  1 | On Loan: —       |
| Shoals Technologies Group Inc           | Shoals Technologies Group Inc                                    | CUSIP: 82489W107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1786899 | NS      | $49836613.11  | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| StepStone Group Inc                     | StepStone Group Inc                                              | CUSIP: 85914M107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1743594 | NS      | $50895508.86  | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Lattice Semiconductor Corp              | Lattice Semiconductor Corp                                       | CUSIP: 518415104<br>LEI: 549300LRBBPZDQ2II567 | Long             | EC               | CORP              | US        |    686003 | NS      | $51992167.37  | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Floor & Decor Holdings Inc              | Floor & Decor Holdings Inc                                       | CUSIP: 339750101<br>LEI: 549300M5FR3N688XGQ36 | Long             | EC               | CORP              | US        |     23281 | NS      | $2113216.37   | 0.05%             |  |  |  | No            |                  1 | On Loan: —       |
| FTI Consulting Inc                      | FTI Consulting Inc                                               | CUSIP: 302941109<br>LEI: 549300K17GM8EQD0FQ48 | Long             | EC               | CORP              | US        |    271628 | NS      | $43330098.56  | 1.06%             |  |  |  | No            |                  1 | On Loan: —       |
| Onto Innovation Inc                     | Onto Innovation Inc                                              | CUSIP: 683344105<br>LEI: 254900RXZVN73CHOO062 | Long             | EC               | CORP              | US        |    521936 | NS      | $41050266.40  | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Element Solutions Inc                   | Element Solutions Inc                                            | CUSIP: 28618M106<br>LEI: 549300FLGN6P5CU20J91 | Long             | EC               | CORP              | US        |   1878115 | NS      | $38463795.20  | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Zentalis Pharmaceuticals Inc            | Zentalis Pharmaceuticals Inc                                     | CUSIP: 98943L107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    751607 | NS      | $17737925.20  | 0.43%             |  |  |  | No            |                  1 | On Loan: —       |
| SPS Commerce Inc                        | SPS Commerce Inc                                                 | CUSIP: 78463M107<br>LEI: 2549006XVF9GCCETDQ72 | Long             | EC               | CORP              | US        |    414020 | NS      | $56339841.60  | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-23

**Name of Applicant:** AB CAP FUND, INC.

**Signature:** Joseph Mantineo

**Name of Signer:** Joseph Mantineo

**Title:** Treasurer and Chief Financial Officer