# EDGAR Filing Document

**Accession Number:** 0001537140
**File Stem:** 0000910472-26-007958
**Filing Date:** 2026-5
**Character Count:** 11939
**Document Hash:** 86e4bbb8f5eecc6f09198644171ef098
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-26-007958.hdr.sgml**: 20260528

**ACCESSION NUMBER**: 0000910472-26-007958

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260528

**DATE AS OF CHANGE**: 20260528

**PERIOD START**: 20260930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NORTHERN LIGHTS FUND TRUST III
- **CENTRAL INDEX KEY:** 0001537140

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22655
- **FILM NUMBER:** 261033173

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 631-470-2621

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68130

## Series and Classes Contracts Data

### PlanRock Alternative Growth ETF (Series ID: S000083335)

| Class ID   | Class Name                      | Ticker Symbol   |
|:---|:---|:---|
| C000246894 | PlanRock Alternative Growth ETF | PRAE            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** NORTHERN LIGHTS FUND TRUST III

- **b. Investment Company Act file number:** 811-22655

- **c. CIK number of Registrant:** 0001537140

- **d. LEI of Registrant:** 549300PPUECJSQFBYV98

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** PlanRock Alternative Growth ETF

- **b. EDGAR series identifier (if any):** S000083335

- **c. LEI of Series:** 5299005CFLNGPN5TJS09

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-09-30

- **b. Date as of which information is reported:** 2026-03-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $10763361.06

**Total Liabilities:** $315182.92

**Net Assets:** $10448178.14

**Cash Not Reported:** $1765679.73

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000246894 | 5.73%                | 4.27%                | -8.04%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $174977.69               | $346686.01                                 |
| Month 2  | $315228.78               | $-10981.96                                 |
| Month 3  | $147530.36               | $-595051.85                                |

**Designated Index Information**

- **Index Name:** MSCI/ACWI ex USA SMALL CAP (Net)

- **Index Identifier:** 655052-USD-N

### Schedule of Portfolio Investments

| Name                               | Title                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| American Century ETF Trust         | AV EMERG MKT VAL          | CUSIP: 025072372<br>LEI: 5493006IKK34YJD98183 | Long             | EC               | RF                | US        |     11163 | NS      | $669556.74    | 6.41%             |  |  |  | No            |                  1 | On Loan: No      |
| American Century ETF Trust         | AVANTIS INTL S/C          | CUSIP: 025072802<br>LEI: 5493006IKK34YJD98183 | Long             | EC               | RF                | US        |      6731 | NS      | $672157.66    | 6.43%             |  |  |  | No            |                  1 | On Loan: No      |
| American Century ETF Trust         | AVANTIS US S/C            | CUSIP: 025072877<br>LEI: 5493006IKK34YJD98183 | Long             | EC               | RF                | US        |      4355 | NS      | $481096.85    | 4.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco QQQ Trust, Series 1        | INVESCO QQQ TRUS          | CUSIP: 46090E103<br>LEI: 549300VY6FEJBCIMET58 | Long             | EC               | RF                | US        |       922 | NS      | $532159.96    | 5.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Exchange-Traded Fund Trust | INVESCO RAFI US           | CUSIP: 46137V613<br>LEI: QPT4TMG79RF3UWNU0R52 | Long             | EC               | RF                | US        |     16558 | NS      | $787001.74    | 7.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Db Multi-Sector Comm Tr    | INVESCO DB ENERG          | CUSIP: 46140H304<br>LEI: 549300W6SL18JV44UR66 | Long             | EC               | RF                | US        |     11823 | NS      | $348423.81    | 3.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Ishares Inc                        | ISHARES MSCI EMERGING MKT | CUSIP: 464286475<br>LEI: 549300MGJZCNMJLBAJ67 | Long             | EC               | RF                | US        |     10409 | NS      | $720094.62    | 6.89%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Trust                      | ISHARES RUSSELL           | CUSIP: 464287598<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |      3723 | NS      | $795493.41    | 7.61%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Trust                      | ISHARES MSCI EAF          | CUSIP: 464288273<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |      9476 | NS      | $743013.16    | 7.11%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Trust                      | ISHARES MSCI EAF          | CUSIP: 464288877<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |     10048 | NS      | $747068.80    | 7.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Proshares Trust II                 | PRO ULTRA GOLD            | CUSIP: 74347W601<br>LEI: 549300SM22FHGJRWS154 | Long             | EC               | RF                | US        |     10743 | NS      | $660264.78    | 6.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Proshares Trust II                 | PROSHARES ULTRA           | CUSIP: 74347Y888<br>LEI: 549300SM22FHGJRWS154 | Long             | EC               | RF                | US        |      9027 | NS      | $354761.10    | 3.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust           | SS ENERGY SELECT          | CUSIP: 81369Y506<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |      8382 | NS      | $513481.32    | 4.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust           | SS INDUSTRIAL             | CUSIP: 81369Y704<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |      3829 | NS      | $619264.17    | 5.93%             |  |  |  | No            |                  1 | On Loan: No      |
| CHICAGO MERCANTILE EXCHANGE        | EURO FX CURR FUT  Jun26   | CUSIP: N/A<br>LEI: SNZ2OJLFK8MNNCLQOF39       | Long             | DFE              | CORP              | US        |        11 | NC      | $-3642.32     | -0.03%            |  |  |  | No            |                  1 | On Loan: No      |
| CHICAGO MERCANTILE EXCHANGE        | SP500 MIC EMIN FUTJun26   | CUSIP: N/A<br>LEI: SNZ2OJLFK8MNNCLQOF39       | Short            | DE               | CORP              | US        |       -64 | NC      | $25272.24     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| CHICAGO MERCANTILE EXCHANGE        | NASD100 MICRO EMINJun26   | CUSIP: N/A<br>LEI: SNZ2OJLFK8MNNCLQOF39       | Long             | DE               | CORP              | US        |        30 | NC      | $-5923.03     | -0.06%            |  |  |  | No            |                  1 | On Loan: No      |
| CHICAGO MERCANTILE EXCHANGE        | JPN YEN CURR FUT  Jun26   | CUSIP: N/A<br>LEI: SNZ2OJLFK8MNNCLQOF39       | Short            | DFE              | CORP              | US        |       -25 | NC      | $16343.75     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| ICE FUTURES U.S.                   | MSCI EmgMkt       Jun26   | CUSIP: N/A<br>LEI: 5493004R83R1LVX2IL36       | Long             | DE               | CORP              | US        |        15 | NC      | $-22550.00    | -0.22%            |  |  |  | No            |                  1 | On Loan: No      |
| ICE FUTURES U.S.                   | MSCI EAFE         Jun26   | CUSIP: N/A<br>LEI: 5493004R83R1LVX2IL36       | Long             | DE               | CORP              | US        |         9 | NC      | $-11070.00    | -0.11%            |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Board of Trade             | US 2YR NOTE (CBT) Jun26   | CUSIP: N/A<br>LEI: 549300EX04Q2QBFQTQ27       | Short            | DIR              | CORP              | US        |       -22 | NC      | $6708.36      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Board of Trade             | US 10YR NOTE (CBT)Jun26   | CUSIP: N/A<br>LEI: 549300EX04Q2QBFQTQ27       | Short            | DIR              | CORP              | US        |       -21 | NC      | $-249.95      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Board of Trade             | US LONG BOND(CBT) Jun26   | CUSIP: N/A<br>LEI: 549300EX04Q2QBFQTQ27       | Short            | DIR              | CORP              | US        |        -4 | NC      | $-31.24       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| CBOE FUTURES EXCHANGE              | CBOE VIX FUTURE   Sep26   | CUSIP: N/A<br>LEI: 254900O9GJPIWCP8RH13       | Long             | DE               | CORP              | US        |        23 | NC      | $43248.40     | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE FUTURES EXCHANGE              | CBOE VIX FUTURE   Oct26   | CUSIP: N/A<br>LEI: 254900O9GJPIWCP8RH13       | Long             | DE               | CORP              | US        |        26 | NC      | $19490.40     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-04-28

**Name of Applicant:** NORTHERN LIGHTS FUND TRUST III

**Signature:** Rich Gleason

**Name of Signer:** Rich Gleason

**Title:** Treasurer