# EDGAR Filing Document

**Accession Number:** 0000819940
**File Stem:** 0001775697-23-000222
**Filing Date:** 2023-3
**Character Count:** 34454
**Document Hash:** 0a8149002635f2e309b7b201965ea80d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001775697-23-000222.hdr.sgml**: 20230324

**ACCESSION NUMBER**: 0001775697-23-000222

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230324

**DATE AS OF CHANGE**: 20230324

**PERIOD START**: 20231031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BNY Mellon Investment Funds IV, Inc.
- **CENTRAL INDEX KEY:** 0000819940
- **IRS NUMBER:** 134024319
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-05202
- **FILM NUMBER:** 23758652

**BUSINESS ADDRESS:**
- **STREET 1:** C/O BNY MELLON INVESTMENT ADVISER, INC.
- **STREET 2:** 240 GREENWICH STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10286
- **BUSINESS PHONE:** 2129226400

**MAIL ADDRESS:**
- **STREET 1:** C/O BNY MELLON INVESTMENT ADVISER, INC.
- **STREET 2:** 240 GREENWICH STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10286

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DREYFUS/LAUREL FUNDS, INC.
- **DATE OF NAME CHANGE:** 20181030

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DREYFUS/LAUREL FUNDS, INC
- **DATE OF NAME CHANGE:** 20181030

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DREYFUS/LAUREL FUNDS INC
- **DATE OF NAME CHANGE:** 20040419

## Series and Classes Contracts Data

### BNY Mellon Tax Managed Growth Fund (Series ID: S000000305)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000000759 | Class A      | DTMGX           |
| C000000761 | Class C      | DPTAX           |
| C000023266 | Class I      | DPTRX           |

## Nport-Ex

STATEMENT OF INVESTMENTS<br>BNY Mellon Tax Managed Growth Fund

January 31, 2023 (Unaudited)

---

| | | |
|:---|:---|:---|
| Description | Shares | Value ($) |
| **Common Stocks - 99.2%**  |  |  |
| **Banks - 1.5%** |  |  |
| JPMorgan Chase & Co. | 13925 | **1948943** |
| **Capital Goods - 1.5%** |  |  |
| Otis Worldwide Corp. | 6290 | 517227 |
| Raytheon Technologies Corp. | 14080 | 1405888 |
|  |  | **1923115** |
| **Commercial & Professional Services - .5%** |  |  |
| Verisk Analytics, Inc. | 3410 | **619904** |
| **Consumer Durables & Apparel - 1.4%** |  |  |
| NIKE, Inc., Cl. B | 14385 | **1831642** |
| **Consumer Services - 4.3%** |  |  |
| Marriott International, Inc., Cl. A | 13025 | 2268694 |
| McDonald's Corp. | 12140 | 3246236 |
|  |  | **5514930** |
| **Diversified Financials - 6.4%** |  |  |
| BlackRock, Inc. | 5340 | 4054181 |
| Intercontinental Exchange, Inc. | 21315 | 2292428 |
| S&P Global, Inc. | 5040 | 1889698 |
|  |  | **8236307** |
| **Energy - 10.5%** |  |  |
| Chevron Corp. | 35415 | 6162918 |
| Exxon Mobil Corp. | 22350 | 2592823 |
| Hess Corp. | 32050 | 4812628 |
|  |  | **13568369** |
| **Food, Beverage & Tobacco - 9.1%** |  |  |
| Altria Group, Inc. | 15030 | 676951 |
| Nestle SA, ADR | 21985<br> <sup>a</sup>  | 2686897 |
| PepsiCo, Inc. | 16810 | 2874846 |
| Philip Morris International, Inc. | 26935 | 2807704 |
| The Coca-Cola Company | 44180 | 2709118 |
|  |  | **11755516** |
| **Health Care Equipment & Services - 7.0%** |  |  |
| Abbott Laboratories | 27410 | 3030175 |
| Intuitive Surgical, Inc. | 5455<br> <sup>a</sup>  | 1340239 |
| UnitedHealth Group, Inc. | 9335 | 4659939 |
|  |  | **9030353** |
| **Household & Personal Products - 3.6%** |  |  |
| The Estee Lauder Companies, Cl. A | 14425 | 3996879 |
| The Procter & Gamble Company | 4475 | 637151 |
|  |  | **4634030** |

---

------

*STATEMENT OF INVESTMENTS (Unaudited) (continued)*

---

| | | | |
|:---|:---|:---|:---|
| Description |  | Shares | Value ($) |
| **Common Stocks - 99.2% (continued)** | **Common Stocks - 99.2% (continued)** |  |  |
| **Insurance - 1.3%** | **Insurance - 1.3%** |  |  |
| The Progressive Corp. |  | 12600 | **1718010** |
| **Materials - 3.7%** | **Materials - 3.7%** |  |  |
| Air Products & Chemicals, Inc. |  | 11610 | 3721121 |
| The Sherwin-Williams Company |  | 4825 | 1141547 |
|  |  |  | **4862668** |
| **Media & Entertainment - 4.3%** | **Media & Entertainment - 4.3%** |  |  |
| Alphabet, Inc., Cl. C |  | 36285<br> <sup>a</sup>  | 3623783 |
| Comcast Corp., Cl. A |  | 50560 | 1989536 |
|  |  |  | **5613319** |
| **Pharmaceuticals Biotechnology & Life Sciences - 5.5%** | **Pharmaceuticals Biotechnology & Life Sciences - 5.5%** |  |  |
| Eli Lilly & Co. |  | 1000 | 344150 |
| Johnson & Johnson |  | 7400 | 1209308 |
| Novo Nordisk A/S, ADR |  | 34480<br> <sup>a</sup>  | 4785134 |
| Zoetis, Inc. |  | 4450 | 736430 |
|  |  |  | **7075022** |
| **Retailing - 3.4%** | **Retailing - 3.4%** |  |  |
| Amazon.com, Inc. |  | 42400<br> <sup>a</sup>  | **4372712** |
| **Semiconductors & Semiconductor Equipment - 8.2%** | **Semiconductors & Semiconductor Equipment - 8.2%** |  |  |
| ASML Holding NV |  | 7215 | 4767961 |
| Texas Instruments, Inc. |  | 33090 | 5863879 |
|  |  |  | **10631840** |
| **Software & Services - 17.0%** | **Software & Services - 17.0%** |  |  |
| Adobe, Inc. |  | 3625<br> <sup>a</sup>  | 1342482 |
| Automatic Data Processing, Inc. |  | 4795 | 1082759 |
| Gartner, Inc. |  | 1825<br> <sup>a</sup>  | 617106 |
| Intuit, Inc. |  | 4480 | 1893562 |
| Mastercard, Inc., Cl. A |  | 4025 | 1491665 |
| Microsoft Corp. |  | 41600 | 10308896 |
| Visa, Inc., Cl. A |  | 23025<br> <sup>b</sup>  | 5300585 |
|  |  |  | **22037055** |
| **Technology Hardware & Equipment - 6.3%** | **Technology Hardware & Equipment - 6.3%** |  |  |
| Apple, Inc. |  | 56440 | **8143728** |
| **Transportation - 3.7%** | **Transportation - 3.7%** |  |  |
| Canadian Pacific Railway Ltd. |  | 39880 | 3146532 |
| Union Pacific Corp. |  | 8245 | 1683547 |
|  |  |  | **4830079** |
| **Total Common Stocks** (cost $48,831,808) | **Total Common Stocks** (cost $48,831,808) |  | **128347542** |
|  | 1-Day<br>Yield (%) |  |  |
| **Investment Companies - .3%**  | **Investment Companies - .3%**  |  |  |
| **Registered Investment Companies - .3%** | **Registered Investment Companies - .3%** |  |  |
| Dreyfus Institutional Preferred Government Plus Money Market Fund, Institutional Shares<br>(cost $392,401) | 4.41 | 392401<br> <sup>c</sup>  | **392401** |

---

------

---

| | | |
|:---|:---|:---|
| **Total Investments** (cost $49,224,209) | **99.5%** | **128739943** |
| **Cash and Receivables (Net)** | **.5%** | **606638** |
| **Net Assets** | **100.0%** | **129346581** |

---

*ADR—American Depository Receipt*

*<sup>a</sup> Non-income producing security.*

*<sup>b</sup> Security, or portion thereof, on loan. At January 31, 2023, the value of the fund's securities on loan was $5,275,953 and the value of the collateral was $5,355,603, consisting of U.S. Government & Agency securities. In addition, the value of collateral may include pending sales that are also on loan.*

*<sup>c</sup> Investment in affiliated issuer. The investment objective of this investment company is publicly available and can be found within the investment company's prospectus.*

------

STATEMENT OF INVESTMENTS<br>BNY Mellon Tax Managed Growth Fund

January 31, 2023 (Unaudited)

The following is a summary of the inputs used as of January 31, 2023 in valuing the fund's investments:

---

| | | | | |
|:---|:---|:---|:---|:---|
| | Level 1-Unadjusted Quoted Prices | Level 2- Other Significant Observable Inputs | Level 3-Significant Unobservable Inputs | **Total** |
| **Assets ($)** | **Assets ($)** | **Assets ($)** | **Assets ($)** |  |
| Investments in Securities:<sup>†</sup> | Investments in Securities:<sup>†</sup> | Investments in Securities:<sup>†</sup> | Investments in Securities:<sup>†</sup> |  |
| Equity Securities - Common Stocks | 128347542 | - | - | **128347542** |
| Investment Companies | 392401 | - | - | **392401** |

---

*<sup>†</sup> See Statement of Investments for additional detailed categorizations, if any.*

------

The Financial Accounting Standards Board ("FASB") Accounting Standards Codification ("ASC") is the exclusive reference of authoritative U.S. generally accepted accounting principles ("GAAP") recognized by the FASB to be applied by nongovernmental entities. Rules and interpretive releases of the SEC under authority of federal laws are also sources of authoritative GAAP for SEC registrants. The fund is an investment company and applies the accounting and reporting guidance of the FASB ASC Topic 946 Financial Services-Investment Companies. The fund's financial statements are prepared in accordance with GAAP, which may require the use of management estimates and assumptions. Actual results could differ from those estimates.

The fair value of a financial instrument is the amount that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date (i.e., the exit price). GAAP establishes a fair value hierarchy that prioritizes the inputs of valuation techniques used to measure fair value. This hierarchy gives the highest priority to unadjusted quoted prices in active markets for identical assets or liabilities (Level 1 measurements) and the lowest priority to unobservable inputs (Level 3 measurements).

Additionally, GAAP provides guidance on determining whether the volume and activity in a market has decreased significantly and whether such a decrease in activity results in transactions that are not orderly. GAAP requires enhanced disclosures around valuation inputs and techniques used during annual and interim periods.

Various inputs are used in determining the value of the fund's investments relating to fair value measurements. These inputs are summarized in the three broad levels listed below:

**Level 1**—unadjusted quoted prices in active markets for identical investments.

**Level 2**—other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk, etc.).

**Level 3**—significant unobservable inputs (including the fund's own assumptions in determining the fair value of investments).

The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.

Changes in valuation techniques may result in transfers in or out of an assigned level within the disclosure hierarchy. Valuation techniques used to value the fund's investments are as follows:

The Company's Board of Directors (the "Board") has designated the Adviser as the fund's valuation designee, effective September 8, 2022, to make all fair value determinations with respect to the fund's portfolio investments, subject to the Board's oversight and pursuant to Rule 2a-5 under the Act.

------

Investments in equity securities are valued at the last sales price on the securities exchange or national securities market on which such securities are primarily traded. Securities listed on the National Market System for which market quotations are available are valued at the official closing price or, if there is no official closing price that day, at the last sales price. For open short positions, asked prices are used for valuation purposes. Bid price is used when no asked price is available. Registered investment companies that are not traded on an exchange are valued at their net asset value. All of the preceding securities are generally categorized within Level 1 of the fair value hierarchy.

Securities not listed on an exchange or the national securities market, or securities for which there were no transactions, are valued at the average of the most recent bid and asked prices. U.S. Treasury Bills are valued at the mean price between quoted bid prices and asked prices by an independent pricing service (the "Service") approved by the Board Members ("Board"). These securities are generally categorized within Level 2 of the fair value hierarchy.The Service's procedures are reviewed by BNY Mellon under the general supervision of the Board.

Fair valuing of securities may be determined with the assistance of a pricing service using calculations based on indices of domestic securities and other appropriate indicators, such as prices of relevant American Depository Receipts and futures. Utilizing these techniques may result in transfers between Level 1 and Level 2 of the fair value hierarchy.

When market quotations or official closing prices are not readily available, or are determined not to accurately reflect fair value, such as when the value of a security has been significantly affected by events after the close of the exchange or market on which the security is principally traded (for example, a foreign exchange or market), but before the fund calculates its net asset value, the fund may value these investments at fair value as determined in accordance with the procedures approved by the Board. Certain factors may be considered when fair valuing investments such as: fundamental analytical data, the nature and duration of restrictions on disposition, an evaluation of the forces that influence the market in which the securities are purchased and sold, and public trading in similar securities of the issuer or comparable issuers. These securities are either categorized within Level 2 or 3 of the fair value hierarchy depending on the relevant inputs used.

For securities where observable inputs are limited, assumptions about market activity and risk are used and such securities are generally categorized within Level 3 of the fair value hierarchy.

Pursuant to a securities lending agreement with The Bank of New York Mellon, a subsidiary of BNY Mellon and an affiliate of BNY Mellon Investment Adviser, Inc., the fund may lend securities to qualified institutions. It is the fund's policy that, at origination, all loans are secured by collateral of at least 102% of the value of U.S. securities loaned and 105% of the value of foreign securities loaned. Collateral equivalent to at least 100% of the market value

------

of securities on loan is maintained at all times. Collateral is either in the form of cash, which can be invested in certain money market mutual funds managed by BNY Mellon Investment Adviser Inc., or U.S. Government and Agency securities. The fund is entitled to receive all dividends, interest and distributions on securities loaned, in addition to income earned as a result of the lending transaction. Should a borrower fail to return the securities in a timely manner, The Bank of New York Mellon is required to replace the securities for the benefit of the fund or credit the fund with the market value of the unreturned securities and is subrogated to the fund's rights against the borrower and the collateral. Additionally, the contractual maturity of security lending transactions are on an overnight and continuous basis.

At January 31, 2023, accumulated net unrealized appreciation on investments was $79,515,734, consisting of $79,794,635 gross unrealized appreciation and $278,901 gross unrealized depreciation.

At January 31, 2023, the cost of investments for federal income tax purposes was substantially the same as the cost for financial reporting purposes (see the Statement of Investments).

Additional investment related disclosures are hereby incorporated by reference to the annual and semi-annual reports previously filed with the SEC on Form N-CSR.

------

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** BNY Mellon Investment Funds IV, Inc.

- **b. Investment Company Act file number:** 811-05202

- **c. CIK number of Registrant:** 0000819940

- **d. LEI of Registrant:** 549300D4NK7TLHD8CY27

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 240 Greenwich Street

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10286

  - **Telephone number:** 212 495 1784

**Item A.2. Information about the Series.**

- **a. Name of Series:** BNY Mellon Tax Managed Growth Fund

- **b. EDGAR series identifier (if any):** S000000305

- **c. LEI of Series:** 549300QYV32WIBQ3JX02

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-10-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $129471133.11

**Total Liabilities:** $124552.59

**Net Assets:** $129346580.52

**Cash Not Reported:** $19.49

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000000759 | 6.90%                | -3.98%               | 5.21%                |
| Class ID C000000761 | 6.84%                | -4.04%               | 5.14%                |
| Class ID C000023266 | 6.96%                | -3.98%               | 5.24%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $1324124.99              | $7137589.92                                |
| Month 2  | $1356887.32              | $-6657241.44                               |
| Month 3  | $414372.20               | $6075530.20                                |

**Designated Index Information**

- **Index Name:** 0

- **Index Identifier:** 0

### Schedule of Portfolio Investments

| Name                            | Title                                                             | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| OTIS WORLDWIDE CORP             | OTIS WORLDWIDE CORP                                               | CUSIP: 68902V107<br>LEI: 549300ZLBKR8VSU25153 | Long             | EC               | CORP              | US        |      6315 | NS      | $519282.45    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| INTUITIVE SURGICAL INC          | INTUITIVE SURGICAL INC                                            | CUSIP: 46120E602<br>LEI: 54930052SRG011710797 | Long             | EC               | CORP              | US        |      5480 | NS      | $1346381.20   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| INTUIT INC                      | INTUIT INC                                                        | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |      4505 | NS      | $1904128.35   | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| S&P GLOBAL INC                  | S&P GLOBAL INC                                                    | CUSIP: 78409V104<br>LEI: Y6X4K52KMJMZE7I7MY94 | Long             | EC               | CORP              | US        |      5065 | NS      | $1899071.10   | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| MASTERCARD INC                  | MASTERCARD INC                                                    | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |      4025 | NS      | $1491665.00   | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| PROGRESSIVE CORP/THE            | PROGRESSIVE CORP/THE                                              | CUSIP: 743315103<br>LEI: 529900TACNVLY9DCR586 | Long             | EC               | CORP              | US        |     12675 | NS      | $1728236.25   | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| VERISK ANALYTICS INC            | VERISK ANALYTICS INC                                              | CUSIP: 92345Y106<br>LEI: 549300I1YSWNIRKBWP67 | Long             | EC               | CORP              | US        |      3435 | NS      | $624448.65    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| ADOBE INC                       | ADOBE INC                                                         | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |      3650 | NS      | $1351741.00   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| ALPHABET INC                    | ALPHABET INC                                                      | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |     36460 | NS      | $3641260.20   | 2.82%             |  |  |  | No            |                  1 | On Loan: No      |
| PEPSICO INC                     | PEPSICO INC                                                       | CUSIP: 713448108<br>LEI: FJSUNZKFNQ5YPJ5OT455 | Long             | EC               | CORP              | US        |     16885 | NS      | $2887672.70   | 2.23%             |  |  |  | No            |                  1 | On Loan: No      |
| ALTRIA GROUP INC                | ALTRIA GROUP INC                                                  | CUSIP: 02209S103<br>LEI: XSGZFLO9YTNO9VCQV219 | Long             | EC               | CORP              | US        |     15105 | NS      | $680329.20    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| RAYTHEON TECHNOLOGIES CORP      | RAYTHEON TECHNOLOGIES CORP                                        | CUSIP: 75513E101<br>LEI: I07WOS4YJ0N7YRFE7309 | Long             | EC               | CORP              | US        |     14080 | NS      | $1405888.00   | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| ABBOTT LABORATORIES             | ABBOTT LABORATORIES                                               | CUSIP: 002824100<br>LEI: HQD377W2YR662HK5JX27 | Long             | EC               | CORP              | US        |     27560 | NS      | $3046758.00   | 2.36%             |  |  |  | No            |                  1 | On Loan: No      |
| CHEVRON CORP                    | CHEVRON CORP                                                      | CUSIP: 166764100<br>LEI: VA8TZDWPEZYU430RZ444 | Long             | EC               | CORP              | US        |     35590 | NS      | $6193371.80   | 4.79%             |  |  |  | No            |                  1 | On Loan: No      |
| AUTOMATIC DATA PROCESSING INC   | AUTOMATIC DATA PROCESSING INC                                     | CUSIP: 053015103<br>LEI: HGBOLILQXWER4SAL2I23 | Long             | EC               | CORP              | US        |      4795 | NS      | $1082758.95   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| MCDONALD'S CORP                 | MCDONALD'S CORP                                                   | CUSIP: 580135101<br>LEI: UE2136O97NLB5BYP9H04 | Long             | EC               | CORP              | US        |     12190 | NS      | $3259606.00   | 2.52%             |  |  |  | No            |                  1 | On Loan: No      |
| UNION PACIFIC CORP              | UNION PACIFIC CORP                                                | CUSIP: 907818108<br>LEI: 549300LMMRSZZCZ8CL11 | Long             | EC               | CORP              | US        |      8245 | NS      | $1683546.55   | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| PHILIP MORRIS INTERNATIONAL INC | PHILIP MORRIS INTERNATIONAL INC                                   | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |     26935 | NS      | $2807704.40   | 2.17%             |  |  |  | No            |                  1 | On Loan: No      |
| ASML HOLDING NV                 | ASML HOLDING NV                                                   | CUSIP: N/A<br>LEI: 724500Y6DUVHQD6OXN27       | Long             | EC               | CORP              | NL        |      7240 | NS      | $4784481.60   | 3.70%             |  |  |  | No            |                  1 | On Loan: No      |
| NESTLE SA                       | NESTLE SA                                                         | CUSIP: 641069406<br>LEI: KY37LUS27QQX7BB93L28 | Long             | EC               | CORP              | CH        |     22085 | NS      | $2699118.28   | 2.09%             |  |  |  | No            |                  1 | On Loan: No      |
| BLACKROCK INC                   | BLACKROCK INC                                                     | CUSIP: 09247X101<br>LEI: 549300LRIF3NWCU26A80 | Long             | EC               | CORP              | US        |      5365 | NS      | $4073161.65   | 3.15%             |  |  |  | No            |                  1 | On Loan: No      |
| MICROSOFT CORP                  | MICROSOFT CORP                                                    | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |     41800 | NS      | $10358458.00  | 8.01%             |  |  |  | No            |                  1 | On Loan: No      |
| NOVO NORDISK A/S                | NOVO NORDISK A/S                                                  | CUSIP: 670100205<br>LEI: 549300DAQ1CVT6CXN342 | Long             | EC               | CORP              | DK        |     34655 | NS      | $4809420.90   | 3.72%             |  |  |  | No            |                  1 | On Loan: No      |
| INTERCONTINENTALEXCHANGE        | INTERCONTINENTAL EXCHANGE INC                                     | CUSIP: 45866F104<br>LEI: 5493000F4ZO33MV32P92 | Long             | EC               | CORP              | US        |     21415 | NS      | $2303183.25   | 1.78%             |  |  |  | No            |                  1 | On Loan: No      |
| VISA INC                        | VISA INC                                                          | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |     23150 | NS      | $5329361.50   | 4.12%             |  |  |  | No            |                  1 | On Loan: —       |
| UNITEDHEALTH GROUP INC          | UNITEDHEALTH GROUP INC                                            | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |      9385 | NS      | $4684898.15   | 3.62%             |  |  |  | No            |                  1 | On Loan: No      |
| ESTEE LAUDER COS INC/THE        | ESTEE LAUDER COS INC/THE                                          | CUSIP: 518439104<br>LEI: 549300VFZ8XJ9NUPU221 | Long             | EC               | CORP              | US        |     14500 | NS      | $4017660.00   | 3.11%             |  |  |  | No            |                  1 | On Loan: No      |
| AMAZON.COM INC                  | AMAZON.COM INC                                                    | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |     42625 | NS      | $4395916.25   | 3.40%             |  |  |  | No            |                  1 | On Loan: No      |
| SHERWIN-WILLIAMS CO/THE         | SHERWIN-WILLIAMS CO/THE                                           | CUSIP: 824348106<br>LEI: Z15BMIOX8DDH0X2OBP21 | Long             | EC               | CORP              | US        |      4850 | NS      | $1147461.50   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| APPLE INC                       | APPLE INC                                                         | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |     56790 | NS      | $8194229.10   | 6.34%             |  |  |  | No            |                  1 | On Loan: No      |
| COCA-COLA CO/THE                | COCA-COLA CO/THE                                                  | CUSIP: 191216100<br>LEI: UWJKFUJFZ02DKWI3RY53 | Long             | EC               | CORP              | US        |     44405 | NS      | $2722914.60   | 2.11%             |  |  |  | No            |                  1 | On Loan: No      |
| JOHNSON & JOHNSON               | JOHNSON & JOHNSON                                                 | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |      7450 | NS      | $1217479.00   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| TEXAS INSTRUMENTS INC           | TEXAS INSTRUMENTS INC                                             | CUSIP: 882508104<br>LEI: WDJNR2L6D8RWOEB8T652 | Long             | EC               | CORP              | US        |     33265 | NS      | $5894890.65   | 4.56%             |  |  |  | No            |                  1 | On Loan: No      |
| ZOETIS INC                      | ZOETIS INC                                                        | CUSIP: 98978V103<br>LEI: 549300HD9Q1LOC9KLJ48 | Long             | EC               | CORP              | US        |      4450 | NS      | $736430.50    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| EXXON MOBIL CORP                | EXXON MOBIL CORP                                                  | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |     22475 | NS      | $2607324.75   | 2.02%             |  |  |  | No            |                  1 | On Loan: No      |
| PROCTER & GAMBLE CO/THE         | PROCTER & GAMBLE CO/THE                                           | CUSIP: 742718109<br>LEI: 2572IBTT8CCZW6AU4141 | Long             | EC               | CORP              | US        |      4500 | NS      | $640710.00    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| AIR PRODUCTS AND CHEMICALS INC  | AIR PRODUCTS AND CHEMICALS INC                                    | CUSIP: 009158106<br>LEI: 7QEON6Y1RL5XR3R1W237 | Long             | EC               | CORP              | US        |     11660 | NS      | $3737146.60   | 2.89%             |  |  |  | No            |                  1 | On Loan: No      |
| NIKE INC                        | NIKE INC                                                          | CUSIP: 654106103<br>LEI: 787RXPR0UX0O0XUXPZ81 | Long             | EC               | CORP              | US        |     14460 | NS      | $1841191.80   | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| GARTNER INC                     | GARTNER INC                                                       | CUSIP: 366651107<br>LEI: PP55B5R38BFB8O8HH686 | Long             | EC               | CORP              | US        |      1825 | NS      | $617105.50    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| ELI LILLY & CO                  | ELI LILLY & CO                                                    | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |      1000 | NS      | $344150.00    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| MARRIOTT INTERNATIONAL INC/MD   | MARRIOTT INTERNATIONAL INC/MD                                     | CUSIP: 571903202<br>LEI: 225YDZ14ZO8E1TXUSU86 | Long             | EC               | CORP              | US        |     13100 | NS      | $2281758.00   | 1.76%             |  |  |  | No            |                  1 | On Loan: No      |
| COMCAST CORP                    | COMCAST CORP                                                      | CUSIP: 20030N101<br>LEI: 51M0QTTNCGUN7KFCFZ59 | Long             | EC               | CORP              | US        |     50810 | NS      | $1999373.50   | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| HESS CORP                       | HESS CORP                                                         | CUSIP: 42809H107<br>LEI: UASVRYNXNK17ULIGK870 | Long             | EC               | CORP              | US        |     32225 | NS      | $4838906.00   | 3.74%             |  |  |  | No            |                  1 | On Loan: No      |
| CANADIAN PACIFIC RAILWAY LTD    | CANADIAN PACIFIC RAILWAY LTD                                      | CUSIP: 13645T100<br>LEI: 54930036474DURYNB481 | Long             | EC               | CORP              | CA        |     40080 | NS      | $3162312.00   | 2.44%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMORGAN CHASE & CO             | JPMORGAN CHASE & CO                                               | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |     14000 | NS      | $1959440.00   | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| DREYFUS INSTITUTIONAL PREFERRE  | Dreyfus Institutional Preferred Government Plus Money Market Fund | CUSIP: N/A<br>LEI: 549300RBWL04JG8SIX57       | Long             | STIV             | RF                | US        |    392401 | OU      | $392400.71    | 0.30%             | 2099-12-01      | Variable      | 4.40%                 | No            |                  1 | On Loan: No      |
| 99VVB9HH4                       | DREYFUS INST PREF GOVT PLUS-SL #4134                              | CUSIP: 99VVB9HH4<br>LEI: N/A                  | Long             |  | RF                | US        |        30 | OU      | $30.17        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-23

**Name of Applicant:** BNY Mellon Advantage Funds, Inc.

**Signature:** James Windels

**Name of Signer:** James Windels

**Title:** Fund Treasurer