# EDGAR Filing Document

**Accession Number:** 0001021860
**File Stem:** 0001193125-26-246667
**Filing Date:** 2026-5
**Character Count:** 53135
**Document Hash:** deacc7c081e91fe73faa82c06e0f0dfe
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-26-246667.hdr.sgml**: 20260529

**ACCESSION NUMBER**: 0001193125-26-246667

**CONFORMED SUBMISSION TYPE**: SD

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20260529

**DATE AS OF CHANGE**: 20260529

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NOV Inc.
- **CENTRAL INDEX KEY:** 0001021860
- **STANDARD INDUSTRIAL CLASSIFICATION:** OIL & GAS FILED MACHINERY & EQUIPMENT [3533]
- **ORGANIZATION NAME:** 01 Energy & Transportation
- **EIN:** 760475815
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SD
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-12317
- **FILM NUMBER:** 261039783

**BUSINESS ADDRESS:**
- **STREET 1:** 10353 RICHMOND AVE.
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77042
- **BUSINESS PHONE:** 346-223-3000

**MAIL ADDRESS:**
- **STREET 1:** 10353 RICHMOND AVE.
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77042

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NATIONAL OILWELL VARCO INC
- **DATE OF NAME CHANGE:** 20050311

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NATIONAL OILWELL INC
- **DATE OF NAME CHANGE:** 19960829

------

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

**FORM SD**

SPECIALIZED DISCLOSURE REPORT

**NOV INC.**

**(Exact name of registrant as specified in its charter)**

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| | | |
|:---|:---|:---|
| **Delaware** | **1-12317** | **76-0475815** |
| **(State or other jurisdiction of**<br>**incorporation or organization)** | **Commission File Number**<br>| **(I.R.S. Employer**<br>**Identification No.)** |
| **10353 Richmond Avenue**<br>**Houston, Texas**<br>|  | **77042-4103**<br>|
| **(Address of principal executive offices)**<br>|  | **(Zip Code)** |

---

**Peter F. Vranderic**

**Vice President and Assistant Secretary**

**(346) 223-3000**

**(Name and telephone number, including area code, of the person to contact in connection with this report)**

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Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

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| | |
|:---|:---|
|  | **Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2025.** |

---

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**Section 1 – Conflict Minerals Disclosure**

**Item 1.01 CONFLICT MINERALS DISCLOSURE AND REPORT**

NOV Inc. (the "<u>Company</u>") has prepared and filed herewith its Conflict Minerals Report for the calendar year ended December 31, 2025, as required pursuant to Rule 13p-1 under the Securities Exchange Act of 1934.

A copy of this Form SD and our Conflict Minerals Report filed as an exhibit hereto is publicly available on our internet website at: http://investors.nov.com/phoenix.zhtml?c=97690&p=irol-sec.

**Item 1.02 EXHIBIT**

The Company has filed, as an exhibit to this Form SD, a Conflicts Mineral Report as required by Item 1.01 of this Form.

**Section 2 – Exhibits**

**Item 2.01 EXHIBITS**

<u>Exhibit No.</u> <u>Description</u>

1.01 Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD.

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**SIGNATURE**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

**NOV INC.**

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| | |
|:---|:---|
| Date: May 29, 2026 | *By: /s/ Craig L. Weinstock* |
|  | Craig L. Weinstock<br>Senior Vice President, General Counsel, and Secretary<br>|

---

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## Exhibit 1.01

**Exhibit 1.01**

**NOV Inc.**

**Conflict Minerals Report**

For the reporting period from January 1, 2025 to December 31, 2025

This Conflict Minerals Report of NOV Inc. (the "<u>Company</u>," "<u>NOV</u>," "<u>we</u>," "<u>us</u>," or "<u>our</u>") for the calendar year ended December 31, 2025 is presented pursuant to Rule 13p-1 under the Securities Exchange Act of 1934 (the "<u>Rule</u>"). The Rule imposes certain reporting obligations on issuers whose manufactured products include cassiterite, columbite-tantalite, gold, wolframite, and their derivatives, which are limited to tin, tantalum, tungsten, and gold (the "<u>Designated Minerals</u>"), where such Designated Minerals are necessary to the functionality or production of such products. If any Designated Minerals necessary to functionality or production of such products originated from the Democratic Republic of the Congo or an adjoining country that shares an internationally recognized border with the Democratic Republic of the Congo (the "<u>Conflict Region</u>") and are not from recycled or scrap sources, the Rule imposes certain additional due diligence and reporting obligations.

**Product Description**

This Conflict Minerals Report covers all products manufactured by NOV or contracted to be manufactured for NOV. Those products include, but are not limited to, those listed in <u>Attachment A</u> to this Conflict Minerals Report. After evaluating our product lines, we have determined that certain products that we manufacture or contract to manufacture contain the Designated Minerals and that such Designated Minerals are necessary to the function or production of such product(s).

**Conflict Minerals Policy**

NOV's policy is to develop a "conflict-free" supply chain – one that does not use Designated Minerals sourced from mines or smelters that have directly or indirectly aided armed groups in the Conflict Region.

A copy of our policy can be found at: http://investors.nov.com/phoenix.zhtml?c=97690&p=irol-govconduct.

**Reasonable Country of Origin Inquiry**

Our conflict minerals compliance program was initiated with a review of our product portfolio. NOV is a global company with a complex and multi-tiered supply chain. Due to this complexity, NOV relies on our Tier 1 suppliers to provide input regarding the source of conflict minerals in both the raw materials and parts that we purchase for use in the manufacture of our products. We expect our Tier 1 suppliers to also implement policies and procedures comparable to NOV's to obtain thorough and accurate chain of custody information for the purpose of this reporting.

NOV utilizes an internally developed and computerized Conflict Minerals Management System (the "<u>CMM System</u>") that provides a platform for conflict minerals compliance by all NOV business units impacted by conflict minerals. Suppliers identified as providing goods containing any of the Designated Minerals are flagged within The CMM System as potential "Conflict Minerals" suppliers delivering items containing Designated Minerals. The identified suppliers are directed to complete an online Reasonable Country of Origin Inquiry ("<u>RCOI</u>"). The purpose of our CMM System is to determine which suppliers should complete an RCOI, and further to identify suppliers requiring additional Due Diligence (see "Due Diligence" below) based on the RCOI responses.

For the 2025 calendar year, we asked 692 suppliers we identified as relevant to complete an online RCOI through our CMM System. The survey response rate was 31%. Of the 215 suppliers who responded, no supplier reported having sourced from the Conflict Region in a manner which benefited armed groups in the region. NOV continues to work with our suppliers to obtain this information to increase our visibility on the use of conflict minerals in our supply chain.

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**Due Diligence**

Our due diligence process is designed to be consistent with Annex I of the Organization for Economic Co-Operation and Development ("<u>OECD</u>") Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (the "<u>OECD Framework</u>"). All steps taken by NOV in preparing this Conflict Minerals Report are in accordance with the OECD Framework.

Our due diligence activities generally included follow-up questions with the relevant suppliers or their sub-suppliers within the supply chain, a review of smelter or refiner certifications, a review of materials spec sheets, and similar activities designed to determine whether raw materials and/or purchased subcomponents used in our products contain Designated Minerals, the source of any Designated Minerals, and whether that source directly or indirectly aids armed groups in the Conflict Region.

Based on the information that was provided by our suppliers and otherwise obtained through the due diligence process, we believe that, to the extent reasonably determinable, the facilities that were used to process the Designated Minerals contained in our in-scope products may have included the smelters and refiners listed in <u>Attachment B</u> below. The list is not comprehensive, and it is also likely over-inclusive in that it includes some smelters or refiners that are not in the Company's supply chain due to supplier responses being provided at the company or divisional level (rather than item level reporting).

This Conflict Minerals Report was *<u>not</u>* subjected to an independent private sector audit.

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**Attachment A**

**List of Products**

The following products are more fully described in the company's Form 10-K, which may be found publicly on our internet website at:

http://investors.nov.com/phoenix.zhtml?c=97690&p=irol-reportsannual

Artificial Lift Systems

Blenders

Blowout Preventers and other Pressure Control Equipment

Cranes

Coiled Tubing Equipment

Completion Tools

Derricks, Substructures and Masts

Downhole Fluids

Downhole Motors and other Downhole Tools

Drill Bits

Drill Pipe and Tubulars

Electric Rig Motors

Fiberglass and Steel Storage Tanks

Fiberglass Pipes and Connectors

Floating Offshore Wind Structures

Floating Production Systems

Fracturing Tools and Technologies

Hoisting Systems

Instrumentation

Land Rig Packages

Manifolds and Wellheads

Motion Compensation Systems

Mud Pumps and other Fluid Transfer Technologies

Offshore Drilling Equipment Packages

Pipe Handling Systems

Pipe Handling Tools

Power Generators and Lighting

Pressure Pumping Trucks and Pumps

Rig Instrumentation and Control Systems

Rotary Equipment

Sanders

Solids Control and Waste Management Systems

Stimulation Equipment

Surface Transfer Pumps

Top Drives and other Power Transmission Systems

Turret Mooring Systems

Wind Turbine Installation and Cable Lay Vessels

Wireline Units and Tools

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**Attachment B**

In connection with our RCOI and due diligence process, our suppliers identified the smelters and refiners listed below as potentially having processed the Conflict Minerals contained in our in-scope products in calendar year 2025.

**Smelter List**

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| | | | |
|:---|:---|:---|:---|
| &nbsp;&nbsp;**CID** | &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter or Refiner Name** | &nbsp;&nbsp;**Country** |
| &nbsp;&nbsp;CID000019 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Aida Chemical Industries | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID000082 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Asahi Metalfine | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID000090 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Asaka Riken | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID000157 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Boliden Ronnskar | &nbsp;&nbsp;SWEDEN |
| &nbsp;&nbsp;CID004604 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Impala Refineries – BMR | &nbsp;&nbsp;SOUTH AFRICA |
| &nbsp;&nbsp;CID004610 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Impala Rustenburg | &nbsp;&nbsp;SOUTH AFRICA |
| &nbsp;&nbsp;CID000035 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Agosi AG | &nbsp;&nbsp;GERMANY |
| &nbsp;&nbsp;CID000113 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Aurubis AG | &nbsp;&nbsp;GERMANY |
| &nbsp;&nbsp;CID000176 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;C. Hafner GmbH | &nbsp;&nbsp;GERMANY |
| &nbsp;&nbsp;CID000180 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Caridad | &nbsp;&nbsp;MEXICO |
| &nbsp;&nbsp;CID000185 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;CCR Refinery – Glencore | &nbsp;&nbsp;CANADA |
| &nbsp;&nbsp;CID000189 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Cendres + Metaux S.A. | &nbsp;&nbsp;SWITZERLAND |
| &nbsp;&nbsp;CID000233 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Chimet | &nbsp;&nbsp;ITALY |
| &nbsp;&nbsp;CID000264 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Chugai Mining | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID000343 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Daye Non-Ferrous Metals Mining | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID000359 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Do Sung Corporation | &nbsp;&nbsp;KOREA, REPUBLIC OF |
| &nbsp;&nbsp;CID000401 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Dowa | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID000425 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Eco-System Recycling - East Plant | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID000671 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Hangzhou Fuchunjiang Smelting | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID000689 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;LT Metal | &nbsp;&nbsp;KOREA, REPUBLIC OF |
| &nbsp;&nbsp;CID000694 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Heimerle + Meule GmbH | &nbsp;&nbsp;GERMANY |
| &nbsp;&nbsp;CID000707 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Heraeus Metals Hong Kong | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID000711 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Heraeus Germany GmbH | &nbsp;&nbsp;GERMANY |
| &nbsp;&nbsp;CID000767 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Hunan Chenzhou Mining | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID000773 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Hunan Guiyang Yinxing Smelting | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID000778 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;HwaSeong CJ | &nbsp;&nbsp;KOREA, REPUBLIC OF |
| &nbsp;&nbsp;CID000801 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Inner Mongolia Qiankun | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID000807 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Ishifuku Metal Industry | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID000814 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Istanbul Gold Refinery | &nbsp;&nbsp;TURKEY |
| &nbsp;&nbsp;CID000823 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Japan Mint | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID000855 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Jiangxi Copper | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID000920 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Asahi Refining | &nbsp;&nbsp;USA |
| &nbsp;&nbsp;CID000924 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Asahi Refining Canada | &nbsp;&nbsp;CANADA |
| &nbsp;&nbsp;CID000937 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;JX Nippon Mining & Metals | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID000956 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Kazakhmys Smelting | &nbsp;&nbsp;KAZAKHSTAN |
| &nbsp;&nbsp;CID000957 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Kazzinc | &nbsp;&nbsp;KAZAKHSTAN |
| &nbsp;&nbsp;CID000969 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Kennecott Utah Copper | &nbsp;&nbsp;USA |
| &nbsp;&nbsp;CID000981 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Kojima Chemicals | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID001029 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Kyrgyzaltyn JSC | &nbsp;&nbsp;KYRGYZSTAN |
| &nbsp;&nbsp;CID001032 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;L'azurde Company | &nbsp;&nbsp;SAUDI ARABIA |
| &nbsp;&nbsp;CID001078 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;LS MnM Inc. | &nbsp;&nbsp;KOREA, REPUBLIC OF |
| &nbsp;&nbsp;CID001093 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Luoyang Zijin Yinhui Gold Refinery | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID001113 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Materion | &nbsp;&nbsp;USA |
| &nbsp;&nbsp;CID001119 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Matsuda Sangyo | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID001147 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metalor Technologies | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID001149 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metalor Technologies. | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID001152 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metalor Technologies PTE | &nbsp;&nbsp;SINGAPORE |
| &nbsp;&nbsp;CID001153 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metalor Technologies S.A. | &nbsp;&nbsp;SWITZERLAND |
| &nbsp;&nbsp;CID001157 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metalor USA Refining Corporation | &nbsp;&nbsp;USA |
| &nbsp;&nbsp;CID001161 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metalurgica Met-Mex Penoles | &nbsp;&nbsp;MEXICO |
| &nbsp;&nbsp;CID001188 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Mitsubishi Materials Corporation | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID001193 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Mitsui Mining and Smelting | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID001220 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Nadir Metal Rafineri | &nbsp;&nbsp;TURKEY |
| &nbsp;&nbsp;CID001236 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Navoi MMC | &nbsp;&nbsp;UZBEKISTAN |
| &nbsp;&nbsp;CID001259 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Nihon Material | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID001352 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;MKS PAMP SA | &nbsp;&nbsp;SWITZERLAND |

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| | | | |
|:---|:---|:---|:---|
| &nbsp;&nbsp;**CID** | &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter or Refiner Name** | &nbsp;&nbsp;**Country** |
| &nbsp;&nbsp;CID001362 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Penglai Penggang Gold Industry | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID001397 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;PT Aneka Tambang | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID001325 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Ohura Precious Metal Industry | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID001498 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;PX Precinox S.A. | &nbsp;&nbsp;SWITZERLAND |
| &nbsp;&nbsp;CID001512 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Rand Refinery | &nbsp;&nbsp;SOUTH AFRICA |
| &nbsp;&nbsp;CID001534 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Royal Canadian Mint | &nbsp;&nbsp;CANADA |
| &nbsp;&nbsp;CID001546 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Sabin Metal | &nbsp;&nbsp;USA |
| &nbsp;&nbsp;CID001562 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Samwon Metals | &nbsp;&nbsp;KOREA, REPUBLIC OF |
| &nbsp;&nbsp;CID001585 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;SEMPSA Joyeria Plateria S.A. | &nbsp;&nbsp;SPAIN |
| &nbsp;&nbsp;CID001619 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Tiancheng Biological Gold | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID001622 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Shandong Zhaojin Refinery | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID001736 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Sichuan Tianze Precious Metals | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID001761 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Solar Applied Materials Technology Corp. | &nbsp;&nbsp;TAIWAN |
| &nbsp;&nbsp;CID001798 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Sumitomo Metal Mining | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID001810 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Super Dragon Technology | &nbsp;&nbsp;TAIWAN |
| &nbsp;&nbsp;CID001875 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Tanaka Kikinzoku Kogyo K.K. | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID001909 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Great Wall Precious Metals | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID001916 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Shandong Gold Smelting | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID001938 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Tokuriki Honten | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID001947 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Tongling Nonferrous Metals Group | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID001955 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Torecom | &nbsp;&nbsp;KOREA, REPUBLIC OF |
| &nbsp;&nbsp;CID001980 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Umicore Precious Metals Refining | &nbsp;&nbsp;BELGIUM |
| &nbsp;&nbsp;CID001993 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;United Precious Metal Refining | &nbsp;&nbsp;USA |
| &nbsp;&nbsp;CID002003 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Valcambi S.A. | &nbsp;&nbsp;SWITZERLAND |
| &nbsp;&nbsp;CID002030 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Western Australian Mint | &nbsp;&nbsp;AUSTRALIA |
| &nbsp;&nbsp;CID002100 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Yamakin | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID002129 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Yokohama Metal | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID002224 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Zhongyuan Gold Smelter | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID002243 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Gold Refinery of Zijin Mining | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID002282 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Morris and Watson | &nbsp;&nbsp;NEW ZEALAND |
| &nbsp;&nbsp;CID002290 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;SAFINA A.S. | &nbsp;&nbsp;CZECHIA |
| &nbsp;&nbsp;CID002509 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;MMTC-PAMP | &nbsp;&nbsp;INDIA |
| &nbsp;&nbsp;CID002511 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;KGHM Polska Miedz Spolka Akcyjna | &nbsp;&nbsp;POLAND |
| &nbsp;&nbsp;CID002525 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Shandong Humon Smelting | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID002527 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Shenzhen Zhonghenglong | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID002560 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Al Etihad Gold Refinery DMCC | &nbsp;&nbsp;UAE |
| &nbsp;&nbsp;CID002562 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;International Precious Metal Refiners | &nbsp;&nbsp;UAE |
| &nbsp;&nbsp;CID002580 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;T.C.A S.p.A | &nbsp;&nbsp;ITALY |
| &nbsp;&nbsp;CID002582 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Remondis PMR | &nbsp;&nbsp;NETHERLANDS |
| &nbsp;&nbsp;CID002584 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Fujairah Gold FZC | &nbsp;&nbsp;UAE |
| &nbsp;&nbsp;CID002588 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Shirpur Gold Refinery | &nbsp;&nbsp;INDIA |
| &nbsp;&nbsp;CID002605 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Korea Zinc | &nbsp;&nbsp;KOREA, REPUBLIC OF |
| &nbsp;&nbsp;CID002606 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Marsam Metals | &nbsp;&nbsp;BRAZIL |
| &nbsp;&nbsp;CID002615 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;TOO Tau-Ken-Altyn | &nbsp;&nbsp;KAZAKHSTAN |
| &nbsp;&nbsp;CID002708 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Abington Reldan Metals | &nbsp;&nbsp;USA |
| &nbsp;&nbsp;CID002750 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Shenzhen CuiLu Gold | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID002760 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Albino Mountinho | &nbsp;&nbsp;PORTUGAL |
| &nbsp;&nbsp;CID002761 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;SAAMP | &nbsp;&nbsp;FRANCE |
| &nbsp;&nbsp;CID002762 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;L'Orfebre S.A. | &nbsp;&nbsp;ANDORRA |
| &nbsp;&nbsp;CID002763 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;8853 S.p.A. | &nbsp;&nbsp;ITALY |
| &nbsp;&nbsp;CID002765 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Italpreziosi | &nbsp;&nbsp;ITALY |
| &nbsp;&nbsp;CID002778 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;WIELAND Edelmetalle GmbH | &nbsp;&nbsp;GERMANY |
| &nbsp;&nbsp;CID002779 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Ogussa GmbH | &nbsp;&nbsp;AUSTRIA |
| &nbsp;&nbsp;CID002863 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Bangalore Refinery | &nbsp;&nbsp;INDIA |
| &nbsp;&nbsp;CID002867 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Degussa Goldhandel GmbH | &nbsp;&nbsp;GERMANY |
| &nbsp;&nbsp;CID002872 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Pease & Curren | &nbsp;&nbsp;USA |
| &nbsp;&nbsp;CID002893 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Jalan & Company | &nbsp;&nbsp;INDIA |
| &nbsp;&nbsp;CID002918 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;SungEel HiMetal | &nbsp;&nbsp;KOREA, REPUBLIC OF |
| &nbsp;&nbsp;CID002919 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Planta Recuperadora | &nbsp;&nbsp;CHILE |
| &nbsp;&nbsp;CID002920 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;ABC Refinery | &nbsp;&nbsp;AUSTRALIA |
| &nbsp;&nbsp;CID002973 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Safimet S.p.A | &nbsp;&nbsp;ITALY |
| &nbsp;&nbsp;CID002857 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Modeltech | &nbsp;&nbsp;MALAYSIA |

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| | | | |
|:---|:---|:---|:---|
| &nbsp;&nbsp;**CID** | &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter or Refiner Name** | &nbsp;&nbsp;**Country** |
| &nbsp;&nbsp;CID003153 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Center for Physical Sciences and Technology | &nbsp;&nbsp;LITHUANIA |
| &nbsp;&nbsp;CID003186 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Gold Coast Refinery | &nbsp;&nbsp;GHANA |
| &nbsp;&nbsp;CID003189 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;NH Recytech Company | &nbsp;&nbsp;KOREA, REPUBLIC OF |
| &nbsp;&nbsp;CID003324 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;QG Refining | &nbsp;&nbsp;USA |
| &nbsp;&nbsp;CID003348 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Dijllah Gold Refinery | &nbsp;&nbsp;UAE |
| &nbsp;&nbsp;CID003382 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;CGR Metalloys | &nbsp;&nbsp;INDIA |
| &nbsp;&nbsp;CID003424 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Eco-System Recycling Co., Ltd. North | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID003425 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Eco-System Recycling Co., Ltd. West | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID003461 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Augmont Enterprises Private Limited | &nbsp;&nbsp;INDIA |
| &nbsp;&nbsp;CID003487 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Emerald Jewel Industry - Unit 1 | &nbsp;&nbsp;INDIA |
| &nbsp;&nbsp;CID003488 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Emerald Jewel Industry - Unit 2 | &nbsp;&nbsp;INDIA |
| &nbsp;&nbsp;CID003489 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Emerald Jewel Industry - Unit 3 | &nbsp;&nbsp;INDIA |
| &nbsp;&nbsp;CID003490 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Emerald Jewel Industry - Unit 4 | &nbsp;&nbsp;INDIA |
| &nbsp;&nbsp;CID003497 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;K.A. Rasmussen | &nbsp;&nbsp;NORWAY |
| &nbsp;&nbsp;CID003500 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Alexy Metals | &nbsp;&nbsp;USA |
| &nbsp;&nbsp;CID003548 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;MD Overseas | &nbsp;&nbsp;INDIA |
| &nbsp;&nbsp;CID003557 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metallix Refining Inc. | &nbsp;&nbsp;USA |
| &nbsp;&nbsp;CID003575 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metal Concentrators | &nbsp;&nbsp;SOUTH AFRICA |
| &nbsp;&nbsp;CID003615 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Weeerefining | &nbsp;&nbsp;FRANCE |
| &nbsp;&nbsp;CID003641 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Gold by Gold | &nbsp;&nbsp;COLOMBIA |
| &nbsp;&nbsp;CID003663 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Dongwu Gold Group | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID003666 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;SAM Precious Metals | &nbsp;&nbsp;UAE |
| &nbsp;&nbsp;CID003690 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Noble Metal Services | &nbsp;&nbsp;USA |
| &nbsp;&nbsp;CID004010 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Coimpa Industrial | &nbsp;&nbsp;BRAZIL |
| &nbsp;&nbsp;CID004435 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Shenzhen Jinjunwei | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID004506 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;GG Refinery | &nbsp;&nbsp;TANZANIA |
| &nbsp;&nbsp;CID004697 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Attero Recycling | &nbsp;&nbsp;INDIA |
| &nbsp;&nbsp;CID004714 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Impala PMR | &nbsp;&nbsp;SOUTH AFRICA |
| &nbsp;&nbsp;CID004755 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Elite Industech | &nbsp;&nbsp;TAIWAN |
| &nbsp;&nbsp;CID000197 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Yunnan Copper Industry | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID000493 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;JSC Novosibirsk Refinery | &nbsp;&nbsp;RUSSIAN FEDERATION |
| &nbsp;&nbsp;CID000927 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;JSC Ekaterinburg Non-Ferrous | &nbsp;&nbsp;RUSSIAN FEDERATION |
| &nbsp;&nbsp;CID000929 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;JSC Uralelectromed | &nbsp;&nbsp;RUSSIAN FEDERATION |
| &nbsp;&nbsp;CID001056 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Lingbao Gold | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID001204 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Moscow Special Alloys | &nbsp;&nbsp;RUSSIAN FEDERATION |
| &nbsp;&nbsp;CID001326 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;OJSC Krastsvetmet | &nbsp;&nbsp;RUSSIAN FEDERATION |
| &nbsp;&nbsp;CID001386 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Prioksky Plant of Non-Ferrous Metals | &nbsp;&nbsp;RUSSIAN FEDERATION |
| &nbsp;&nbsp;CID001555 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Samduck Precious Metals | &nbsp;&nbsp;KOREA, REPUBLIC OF |
| &nbsp;&nbsp;CID001756 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Shyolkovsky PMR | &nbsp;&nbsp;RUSSIAN FEDERATION |
| &nbsp;&nbsp;CID002314 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Umicore Precious Metals Thailand | &nbsp;&nbsp;THAILAND |
| &nbsp;&nbsp;CID002515 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Fidelity Printers and Refiners | &nbsp;&nbsp;ZIMBABWE |
| &nbsp;&nbsp;CID002516 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Singway Technology | &nbsp;&nbsp;TAIWAN |
| &nbsp;&nbsp;CID002561 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Emirates Gold DMCC | &nbsp;&nbsp;UAE |
| &nbsp;&nbsp;CID002850 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;AU Traders and Refiners | &nbsp;&nbsp;SOUTH AFRICA |
| &nbsp;&nbsp;CID002852 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;GGC Gujrat Gold Centre | &nbsp;&nbsp;INDIA |
| &nbsp;&nbsp;CID002865 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Kyshtym Copper-Electrolytic | &nbsp;&nbsp;RUSSIAN FEDERATION |
| &nbsp;&nbsp;CID003185 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;African Gold Refinery | &nbsp;&nbsp;UGANDA |
| &nbsp;&nbsp;CID003383 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Sovereign Metals | &nbsp;&nbsp;INDIA |
| &nbsp;&nbsp;CID003463 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Kundan Care Products | &nbsp;&nbsp;INDIA |
| &nbsp;&nbsp;CID004491 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Titan Company Limited | &nbsp;&nbsp;INDIA |
| &nbsp;&nbsp;CID005006 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Gasabo Gold Refinery | &nbsp;&nbsp;RWANDA |
| &nbsp;&nbsp;CID005014 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;MTP Belen Plant | &nbsp;&nbsp;PERU |
| &nbsp;&nbsp;CID000103 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Atasay Kuyumculuk | &nbsp;&nbsp;TURKEY |
| &nbsp;&nbsp;CID000128 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Bangko Sentral | &nbsp;&nbsp;PHILIPPINES |
| &nbsp;&nbsp;CID002312 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Guangdong Jinding Gold | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID000651 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Guoda Safina High-Tech Environmental | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID002587 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Industrial Refining Company | &nbsp;&nbsp;BELGIUM |
| &nbsp;&nbsp;CID002563 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Kaloti Precious Metals | &nbsp;&nbsp;UAE |
| &nbsp;&nbsp;CID001058 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Lingbao Jinyuan Tonghui Refinery | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID000522 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Refinery of Seemine Gold | &nbsp;&nbsp;CHINA |

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| | | | |
|:---|:---|:---|:---|
| &nbsp;&nbsp;**CID** | &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter or Refiner Name** | &nbsp;&nbsp;**Country** |
| &nbsp;&nbsp;CID002853 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Sai Refinery | &nbsp;&nbsp;INDIA |
| &nbsp;&nbsp;CID002567 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Sudan Gold Refinery | &nbsp;&nbsp;SUDAN |
| &nbsp;&nbsp;CID000041 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Almalyk Mining and Metallurgical Complex | &nbsp;&nbsp;UZBEKISTAN |
| &nbsp;&nbsp;CID000015 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Advanced Chemical Company | &nbsp;&nbsp;USA |
|  | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Eco-System Recycling Co., Ltd. West Plant | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID000077 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;Argor-Heraeus S.A. | &nbsp;&nbsp;SWITZERLAND |
| &nbsp;&nbsp;CID000058 | &nbsp;&nbsp;Gold | &nbsp;&nbsp;AngloGold Ashanti Corrego | &nbsp;&nbsp;BRAZIL |
| &nbsp;&nbsp;CID000460 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;F&X Electro-Materials | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID000616 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Ximei Resources Guangdong | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID000914 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;JiuJiang JinXin Nonferrous Metals | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID000917 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Jiujiang Tanbre | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID001076 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;AMG Brasil | &nbsp;&nbsp;BRAZIL |
| &nbsp;&nbsp;CID001163 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Metallurgical Products | &nbsp;&nbsp;INDIA |
| &nbsp;&nbsp;CID001175 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Mineracao Taboca S.A. | &nbsp;&nbsp;BRAZIL |
| &nbsp;&nbsp;CID001192 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Mitsui Mining and Smelting | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID001200 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;NPM Silmet AS | &nbsp;&nbsp;ESTONIA |
| &nbsp;&nbsp;CID001277 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Ningxia Orient Tantalum Industry | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID001522 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Yanling Jincheng Tantalum & Niobium | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID001869 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Taki Chemical | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID001891 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Telex Metals | &nbsp;&nbsp;USA |
| &nbsp;&nbsp;CID000291 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Guangdong Rising Rare Metals-EO Materials | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID001969 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Ulba Metallurgical Plant JSC | &nbsp;&nbsp;KAZAKHSTAN |
| &nbsp;&nbsp;CID002504 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;D Block Metals | &nbsp;&nbsp;USA |
| &nbsp;&nbsp;CID002505 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;FIR Metals & Resource | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID002506 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Jiujiang Zhongao Tantalum & Niobium | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID002508 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;XinXing HaoRong Electronic Material | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID002512 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Jiangxi Dinghai Tantalum & Niobium | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID002492 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Hengyang King Xing Lifeng New Materials | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID002539 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Kemet de Mexico | &nbsp;&nbsp;MEXICO |
| &nbsp;&nbsp;CID002544 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Taniobis | &nbsp;&nbsp;THAILAND |
| &nbsp;&nbsp;CID002545 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Taniobis GmbH | &nbsp;&nbsp;GERMANY |
| &nbsp;&nbsp;CID002548 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Materion Newton | &nbsp;&nbsp;USA |
| &nbsp;&nbsp;CID002549 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;TANIOBIS Japan | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID002550 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;TANIOBIS Smelting GmbH | &nbsp;&nbsp;GERMANY |
| &nbsp;&nbsp;CID002557 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Global Advanced Metals Boyertown | &nbsp;&nbsp;USA |
| &nbsp;&nbsp;CID002558 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Global Advanced Metals Aizu | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID002707 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Resind Industria e Comercio | &nbsp;&nbsp;BRAZIL |
| &nbsp;&nbsp;CID002842 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Jiangxi Tuohong New Raw Material | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID003583 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Yancheng Jinye New Material Technology | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID003926 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;5D Production OU | &nbsp;&nbsp;ESTONIA |
| &nbsp;&nbsp;CID004054 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;PowerX | &nbsp;&nbsp;RWANDA |
| &nbsp;&nbsp;CID001769 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Solikamsk Magnesium Works OAO | &nbsp;&nbsp;RUSSIAN FEDERATION |
| &nbsp;&nbsp;CID004813 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Jiangxi Suns Nonferrous Materials | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID001508 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;QuantumClean | &nbsp;&nbsp;USA |
| &nbsp;&nbsp;CID001508 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;QuantumClean | &nbsp;&nbsp;USA |
| &nbsp;&nbsp;CID000211 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Changsha South Tantalum Niobium | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID000456 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Exotech | &nbsp;&nbsp;USA |
| &nbsp;&nbsp;CID003191 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Jiujiang Janny New Material | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID002556 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Plansee SE Reutte | &nbsp;&nbsp;AUSTRIA |
| &nbsp;&nbsp;CID002232 | &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Zhuzhou Cemented Carbide Group | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID000228 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Chenzhou Yunxiang Mining and Metallurgy | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID000292 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Alpha Assembly Solutions | &nbsp;&nbsp;USA |
| &nbsp;&nbsp;CID000313 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Premium Tin Indonesia | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID000402 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Dowa | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID000438 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;EM Vinto | &nbsp;&nbsp;BOLIVIA |
| &nbsp;&nbsp;CID000448 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Estanho de Rondonia S.A. | &nbsp;&nbsp;BRAZIL |

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| | | | |
|:---|:---|:---|:---|
| &nbsp;&nbsp;**CID** | &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter or Refiner Name** | &nbsp;&nbsp;**Country** |
| &nbsp;&nbsp;CID000468 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Fenix Metals | &nbsp;&nbsp;POLAND |
| &nbsp;&nbsp;CID000538 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Gejiu Non-Ferrous Metal Processing | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID001070 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;China Tin Group | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID001105 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Malaysia Smelting Corporation | &nbsp;&nbsp;MALAYSIA |
| &nbsp;&nbsp;CID001142 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Metallic Resources | &nbsp;&nbsp;USA |
| &nbsp;&nbsp;CID001173 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Mineracao Taboca S.A. | &nbsp;&nbsp;BRAZIL |
| &nbsp;&nbsp;CID001182 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Minsur | &nbsp;&nbsp;PERU |
| &nbsp;&nbsp;CID001191 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Mitsubishi Materials Corporation | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID001231 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Jiangxi New Nanshan Technology | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID001314 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;O.M. Manufacturing | &nbsp;&nbsp;THAILAND |
| &nbsp;&nbsp;CID001453 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Mitra Stania Prima | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID001458 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Prima Timah Utama | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID001477 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Timah Tbk Kundur | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID001482 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Timah Tbk Mentok | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID001539 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Rui Da Hung | &nbsp;&nbsp;TAIWAN |
| &nbsp;&nbsp;CID001898 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Thaisarco | &nbsp;&nbsp;THAILAND |
| &nbsp;&nbsp;CID001908 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Gejiu Yunxin Nonferrous Electrolysis | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID002036 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;White Solder Metalurgia e Mineracao | &nbsp;&nbsp;BRAZIL |
| &nbsp;&nbsp;CID002158 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Yunnan Chengfeng Non-ferrous Metals | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID002180 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Tin Smelting Branch of Yunnan Tin | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID002468 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Magnu's Minerais Metais e Ligas | &nbsp;&nbsp;BRAZIL |
| &nbsp;&nbsp;CID002500 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Melt Metais e Ligas S.A. | &nbsp;&nbsp;BRAZIL |
| &nbsp;&nbsp;CID002503 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT ATD Makmur Mandiri Jaya | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID002517 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;O.M. Manufacturing Philippines | &nbsp;&nbsp;PHILIPPINES |
| &nbsp;&nbsp;CID002570 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;CV Ayi Jaya | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID002572 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Cao Bang Minerals Electro-Mechanical | &nbsp;&nbsp;VIETNAM |
| &nbsp;&nbsp;CID002574 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Tuyen Quang Non-Ferrous Metals JSC | &nbsp;&nbsp;VIETNAM |
| &nbsp;&nbsp;CID002593 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Rajehan Ariq | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID002696 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Cipta Persada Mulia | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID002703 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;An Vinh Joint Stock Mineral Processing | &nbsp;&nbsp;VIETNAM |
| &nbsp;&nbsp;CID002706 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Resind Industria e Comercio | &nbsp;&nbsp;BRAZIL |
| &nbsp;&nbsp;CID002756 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Super Ligas | &nbsp;&nbsp;BRAZIL |
| &nbsp;&nbsp;CID002773 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Aurubis Beerse | &nbsp;&nbsp;BELGIUM |
| &nbsp;&nbsp;CID002774 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Aurubis Berango | &nbsp;&nbsp;SPAIN |
| &nbsp;&nbsp;CID002776 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Bangka Prima Tin | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID002858 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Modeltech | &nbsp;&nbsp;MALAYSIA |
| &nbsp;&nbsp;CID003116 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Guangdong Hanhe Non-Ferrous Metal | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID003190 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Chifeng Dajingzi Tin Industry | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID003325 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Tin Technology & Refining | &nbsp;&nbsp;USA |
| &nbsp;&nbsp;CID003356 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;CiEXPO Environmental | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID003379 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Ma'anshan Weitai | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID003387 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Luna Smelter | &nbsp;&nbsp;RWANDA |
| &nbsp;&nbsp;CID003397 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Yunnan Yunfan Non-Ferrous Metals | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID003409 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Precious Minerals and Smelting | &nbsp;&nbsp;INDIA |
| &nbsp;&nbsp;CID003410 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Gejiu City Fuxiang Industry and Trade | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID003449 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Mitra Sukses Globalindo | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID003486 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;CRM Fundicao De Metais | &nbsp;&nbsp;BRAZIL |
| &nbsp;&nbsp;CID003524 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;CRM Synergies | &nbsp;&nbsp;SPAIN |
| &nbsp;&nbsp;CID003582 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Fabrica Auricchio Industria e Comercio | &nbsp;&nbsp;BRAZIL |
| &nbsp;&nbsp;CID003868 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Putera Sarana Shakti | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID004065 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Mining Minerals Resources SARL | &nbsp;&nbsp;DRC |
| &nbsp;&nbsp;CID004403 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Takehara PVD Materials Plant | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID004434 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Malaysia Smelting Corporation Berhad | &nbsp;&nbsp;MALAYSIA |
| &nbsp;&nbsp;CID004692 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Rikayaa Greentech | &nbsp;&nbsp;INDIA |
| &nbsp;&nbsp;CID004724 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Woodcross Smelting | &nbsp;&nbsp;UGANDA |

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| | | | |
|:---|:---|:---|:---|
| &nbsp;&nbsp;**CID** | &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter or Refiner Name** | &nbsp;&nbsp;**Country** |
| &nbsp;&nbsp;CID004754 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Global Advanced Metals Greenbushes | &nbsp;&nbsp;AUSTRALIA |
| &nbsp;&nbsp;CID004796 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Longnan Chuangyue Environmental | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID000377 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Dongguan Best Alloys | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID000555 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Gejiu Zili Mining And Metallurgy | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID000942 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Gejiu Kai Meng Industry and Trade | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID001305 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Novosibirsk Tin Combine | &nbsp;&nbsp;RUSSIAN FEDERATION |
| &nbsp;&nbsp;CID002015 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;VQB Mineral and Trading Group JSC | &nbsp;&nbsp;VIET NAM |
| &nbsp;&nbsp;CID002573 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Nghe Tinh Non-Ferrous Metals JSC | &nbsp;&nbsp;VIET NAM |
| &nbsp;&nbsp;CID005067 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Arsed Indonesia | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID005189 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;P Kay Metal | &nbsp;&nbsp;USA |
| &nbsp;&nbsp;CID003380 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Masbro Alam Stania | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID002844 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;HuiChang Hill Tin Industry | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID003208 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Pongpipat Company | &nbsp;&nbsp;MYANMAR |
| &nbsp;&nbsp;CID001399 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Artha Cipta Langgeng | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID001460 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Refined Bangka Tin | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID001486 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Timah Nusantara | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID001463 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Sariwiguna Binasentosa | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID001493 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Tommy Utama | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID000309 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Aries Kencana Sejahtera | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID001402 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Babel Inti Perkasa | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID001406 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Babel Surya Alam Lestari | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID001468 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Stanindo Inti Perkasa | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID003205 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Bangka Serumpun | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID003381 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Rajawali Rimba Perkasa | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID001428 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Bukit Timah | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID002455 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;CV Venus Inti Perkasa | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID003831 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;DS Myanmar | &nbsp;&nbsp;MYANMAR |
| &nbsp;&nbsp;CID001421 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Belitung Industri Sejahtera | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID001490 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Tinindo Inter Nusa | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID002816 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Sukses Inti Makmur | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID002835 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Menara Cipta Mulia | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID002478 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Tirus Putra Mandiri | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID001457 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Panca Mega Persada | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID001758 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Soft Metais | &nbsp;&nbsp;BRAZIL |
| &nbsp;&nbsp;CID001337 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Operaciones Metalurgicas S.A. | &nbsp;&nbsp;BOLIVIA |
| &nbsp;&nbsp;CID000466 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;Feinhutte Halsbrucke GmbH | &nbsp;&nbsp;GERMANY |
| &nbsp;&nbsp;CID001419 | &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Bangka Tin | &nbsp;&nbsp;INDONESIA |
| &nbsp;&nbsp;CID000258 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Chongyi Zhangyuan Tungsten | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID000281 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;CNMC PGMA | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID000568 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Global Tungsten & Powders | &nbsp;&nbsp;USA |
| &nbsp;&nbsp;CID000825 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Japan New Metals | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID000966 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Kennametal Fallon | &nbsp;&nbsp;USA |
| &nbsp;&nbsp;CID002044 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Wolfram Bergbau und Hutten AG | &nbsp;&nbsp;AUSTRIA |
| &nbsp;&nbsp;CID002082 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Xiamen Tungsten | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID002313 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Jiangxi Minmetals Gao'an | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID002315 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Ganzhou Jiangwu Ferrotungsten | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID002316 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Jiangxi Yaosheng Tungsten | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID002317 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Jiangxi Xinsheng Tungsten Industry | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID002318 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Jiangxi Tonggu Non-Ferrous | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID002319 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Malipo Haiyu Tungsten | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID002320 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Xiamen Tungsten | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID002321 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Jiangxi Gan Bei Tungsten | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID002494 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Ganzhou Seadragon | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID002502 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Asia Tungsten Products Vietnam | &nbsp;&nbsp;VIETNAM |
| &nbsp;&nbsp;CID002513 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Hunan Shizhuyuan Nonferrous | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID002541 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;H.C. Starck Tungsten GmbH | &nbsp;&nbsp;GERMANY |
| &nbsp;&nbsp;CID002542 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;TANIOBIS Smelting GmbH | &nbsp;&nbsp;GERMANY |
| &nbsp;&nbsp;CID002543 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Masan High-Tech Materials | &nbsp;&nbsp;VIETNAM |
| &nbsp;&nbsp;CID002551 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Jiangwu H.C. Starck Tungsten Products | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID002589 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Niagara Refining LLC | &nbsp;&nbsp;USA |
| &nbsp;&nbsp;CID002641 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;China Molybdenum Tungsten | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID003407 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Lianyou Metals | &nbsp;&nbsp;TAIWAN |

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| | | | |
|:---|:---|:---|:---|
| &nbsp;&nbsp;**CID** | &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter or Refiner Name** | &nbsp;&nbsp;**Country** |
| &nbsp;&nbsp;CID003417 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Hubei Green Tungsten | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID003427 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Albasteel Fundicao | &nbsp;&nbsp;BRAZIL |
| &nbsp;&nbsp;CID003468 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Cronimet Brasil | &nbsp;&nbsp;BRAZIL |
| &nbsp;&nbsp;CID003609 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Fujian Xinlu Tungsten | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID003662 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Yudu Ansheng Tungsten | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID003993 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Tungsten Vietnam JSC | &nbsp;&nbsp;VIETNAM |
| &nbsp;&nbsp;CID004034 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Nam Viet Cromit JSC | &nbsp;&nbsp;VIETNAM |
| &nbsp;&nbsp;CID004397 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Lianyou Resources | &nbsp;&nbsp;TAIWAN |
| &nbsp;&nbsp;CID004430 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Shinwon Tungsten | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID004619 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Kenee Mining | &nbsp;&nbsp;VIETNAM |
| &nbsp;&nbsp;CID000769 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Hunan Jintai New Material | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID002649 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Hydrometallurg, JSC | &nbsp;&nbsp;RUSSIAN FEDERATION |
| &nbsp;&nbsp;CID002724 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Unecha Refractory Metals | &nbsp;&nbsp;RUSSIAN FEDERATION |
| &nbsp;&nbsp;CID002845 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Moliren | &nbsp;&nbsp;RUSSIAN FEDERATION |
| &nbsp;&nbsp;CID003408 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;JSC Kirovgrad Hard Alloys Plant | &nbsp;&nbsp;RUSSIAN FEDERATION |
| &nbsp;&nbsp;CID003416 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;NPP Tyazhmetprom | &nbsp;&nbsp;RUSSIAN FEDERATION |
| &nbsp;&nbsp;CID003612 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;OOO Technolom 2 | &nbsp;&nbsp;RUSSIAN FEDERATION |
| &nbsp;&nbsp;CID003614 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;OOO Technolom 1 | &nbsp;&nbsp;RUSSIAN FEDERATION |
| &nbsp;&nbsp;CID004438 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Philippine Carreytech Metal | &nbsp;&nbsp;PHILIPPINES |
| &nbsp;&nbsp;CID004797 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Philippine Bonway Manufacturing | &nbsp;&nbsp;PHILIPPINES |
| &nbsp;&nbsp;CID000875 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Ganzhou Huaxing Tungsten | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID002833 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;ACL Metais Eireli | &nbsp;&nbsp;BRAZIL |
| &nbsp;&nbsp;CID003553 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Artek | &nbsp;&nbsp;RUSSIAN FEDERATION |
| &nbsp;&nbsp;CID004060 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Dongkuk Industries | &nbsp;&nbsp;KOREA, REPUBLIC OF |
| &nbsp;&nbsp;CID003978 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Hannae | &nbsp;&nbsp;KOREA, REPUBLIC OF |
| &nbsp;&nbsp;CID003643 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;LLC Vostok | &nbsp;&nbsp;RUSSIAN FEDERATION |
| &nbsp;&nbsp;CID004056 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Malamet Smelting | &nbsp;&nbsp;MALAYSIA |
| &nbsp;&nbsp;CID002827 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Philippine Chuangxin Industrial | &nbsp;&nbsp;PHILIPPINES |
| &nbsp;&nbsp;CID000766 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Hunan Chenzhou Mining | &nbsp;&nbsp;CHINA |
| &nbsp;&nbsp;CID000105 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Kennametal Huntsville | &nbsp;&nbsp;USA |
| &nbsp;&nbsp;CID002538 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Sanher Tungsten | &nbsp;&nbsp;VIETNAM |
| &nbsp;&nbsp;CID005017 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Southern Mining Smelting | &nbsp;&nbsp;LAOS |
| &nbsp;&nbsp;CID005012 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Jing Yuan Tungsten | &nbsp;&nbsp;TAIWAN |
| &nbsp;&nbsp;CID005068 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;S.P.T. Spol.s.r.o | &nbsp;&nbsp;CZECHIA |
| &nbsp;&nbsp;CID000004 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;A.L.M.T. Corp. | &nbsp;&nbsp;JAPAN |
| &nbsp;&nbsp;CID000218 | &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Guangdong Xianglu Tungsten | &nbsp;&nbsp;CHINA |

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\*The United States Department of Treasury, Office of Foreign Assets Control designated African Gold Refinery ("<u>AGR</u>") (CID003185) as a Specially Designated National on March 17, 2022. The Company did not identify any direct transactions or contractual relationships with AGR. However, thirty-seven of our suppliers reported that they utilized AGR in their supply chain. Due to the over-reporting nature of the information collection process, and the nature of our and our subsidiaries' supply chains, we are unable to confirm whether or not this entity, or any smelter or refiner, is or was active in our supply chain. We have initiated risk mitigation activities as part of our risk management plan, that includes notifying our Tier 1 Suppliers of the presence of this smelter and requesting either item-level reporting on the use of Designated Minerals in the actual products sold to NOV, or requesting their action to address and remove the smelter(s) or refiner(s) from their supply chain.

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