# EDGAR Filing Document

**Accession Number:** 0000820434
**File Stem:** 0000820434-25-000008
**Filing Date:** 2025-12
**Character Count:** 10780
**Document Hash:** e9236b379b7777f292da77c4d5ce591a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000820434-25-000008.hdr.sgml**: 20251231

**ACCESSION NUMBER**: 0000820434-25-000008

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251231

**DATE AS OF CHANGE**: 20251231

**EFFECTIVENESS DATE**: 20251231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PVG ASSET MANAGEMENT CORP
- **CENTRAL INDEX KEY:** 0000820434

**ORGANIZATION NAME:**
- **EIN:** 841060461
- **STATE OF INCORPORATION:** CO
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-17570
- **FILM NUMBER:** 251616536

**BUSINESS ADDRESS:**
- **STREET 1:** 24918 GENESEE TRAIL ROAD
- **CITY:** GOLDEN
- **STATE:** CO
- **ZIP:** 80401
- **BUSINESS PHONE:** 3038747478

**MAIL ADDRESS:**
- **STREET 1:** 24918 GENESEE TRAIL ROAD
- **CITY:** GOLDEN
- **STATE:** CO
- **ZIP:** 80401

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PVG ASSET MANAGEMENT CORP /ADV
- **DATE OF NAME CHANGE:** 20130326

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PVG ASSET MANAGEMENT CORP                               /ADV
- **DATE OF NAME CHANGE:** 19870821

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** PVG ASSET MANAGEMENT CORP<br>**Address:** 24918 GENESEE TRAIL ROAD<br>GOLDEN, CO 80401

**Form 13F File Number:** 028-17570

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** mason adams<br>**Title:** manager<br>**Phone:** 3038747487

**Signature, Place, and Date of Signing:**

mason adams  centennial, CO  12-31-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 67

**Form 13F Information Table Value Total:** $27172547

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| Vanguard Index S 500 (voo) | ETF | 922908363 |  | 1347848 | 2201 | SH |  | SOLE |  | 2201 | 0 | 0 |
| Iovance Biotherapeutics Inc. (iova) | COM | 462260100 |  | 44246 | 20390 | SH |  | SOLE |  | 20390 | 0 | 0 |
| BioAtla Inc. (bcab) | COM | 09077B104 |  | 46089 | 67000 | SH |  | SOLE |  | 67000 | 0 | 0 |
| Capricor Therapeutics Inc. (capr) | COM | 14070B309 |  | 90572 | 12562 | SH |  | SOLE |  | 12562 | 0 | 0 |
| Cherry Hill Mtg Invt Corp. (chmi) | COM | 164651101 |  | 131880 | 55180 | SH |  | SOLE |  | 55180 | 0 | 0 |
| PUTNAM MASTER INTERMEDIATE INCOME TR (pim) | ETF | 746909100 |  | 132722 | 38582 | SH |  | SOLE |  | 38582 | 0 | 0 |
| Cardiol Therapeutics Inc. (crdl) | COM | 14161Y200 |  | 152043 | 142097 | SH |  | SOLE |  | 142097 | 0 | 0 |
| Pfizer Inc. (pfe) | COM | 717081103 |  | 205419 | 8062 | SH |  | SOLE |  | 8062 | 0 | 0 |
| GOLDMAN SACHS GROUP INC (gs) | COM | 38141G104 |  | 207051 | 260 | SH |  | SOLE |  | 260 | 0 | 0 |
| IES Holdings Inc. (iesc) | COM | 44951W106 |  | 207175 | 521 | SH |  | SOLE |  | 521 | 0 | 0 |
| Core Natural Resources Inc. (cnr) | COM | 218937100 |  | 207531 | 2486 | SH |  | SOLE |  | 2486 | 0 | 0 |
| Teledyne Technologies Inc (tdy) | COM | 879360105 |  | 208044 | 355 | SH |  | SOLE |  | 355 | 0 | 0 |
| Arista Networks Inc. (anet) | COM | 040413205 |  | 208656 | 1432 | SH |  | SOLE |  | 1432 | 0 | 0 |
| Advanced Energy Industries Inc. (aeis) | COM | 007973100 |  | 209782 | 1233 | SH |  | SOLE |  | 1233 | 0 | 0 |
| MASTEC INC (mtz) | COM | 576323109 |  | 211958 | 996 | SH |  | SOLE |  | 996 | 0 | 0 |
| Crowdstrike Holdings Inc. (crwd) | COM | 22788C105 |  | 212334 | 433 | SH |  | SOLE |  | 433 | 0 | 0 |
| Dimensional ETF Trust Core Equity (dfac) | COM | 25434V708 |  | 212443 | 5508 | SH |  | SOLE |  | 5508 | 0 | 0 |
| Exxon Mobil Corporation (xom) | COM | 30231G102 |  | 214112 | 1899 | SH |  | SOLE |  | 1899 | 0 | 0 |
| TTM Technologies Inc. (ttmi) | COM | 87305R109 |  | 216921 | 3766 | SH |  | SOLE |  | 3766 | 0 | 0 |
| Inspire Corporate Bond ETF (ibd) | ETF | 66538H633 |  | 221479 | 9171 | SH |  | SOLE |  | 9171 | 0 | 0 |
| L3Harris Technologies Inc. (lhx) | COM | 502431109 |  | 222949 | 730 | SH |  | SOLE |  | 730 | 0 | 0 |
| Salesforce.com (crm) | COM | 79466L302 |  | 225624 | 952 | SH |  | SOLE |  | 952 | 0 | 0 |
| Kayne Anderson Energy Infr Fund Inc (kyn) | ETF | 486606106 |  | 237800 | 19224 | SH |  | SOLE |  | 19224 | 0 | 0 |
| Palantir Technologies Inc. (pltr) | COM | 69608A108 |  | 242253 | 1328 | SH |  | SOLE |  | 1328 | 0 | 0 |
| BANK OF AMERICA CORP (bac) | COM | 060505104 |  | 242679 | 4704 | SH |  | SOLE |  | 4704 | 0 | 0 |
| JPMorgan Chase  Co. (jpm) | COM | 46625H100 |  | 246035 | 780 | SH |  | SOLE |  | 780 | 0 | 0 |
| JP Morgan Nasdaq Premium Income ETF (jepq) | ETF | 46654Q203 |  | 259304 | 4508 | SH |  | SOLE |  | 4508 | 0 | 0 |
| AMERICAN EXPRESS COMPANY (axp) | COM | 025816109 |  | 261077 | 786 | SH |  | SOLE |  | 786 | 0 | 0 |
| ISHARES PHLX SOX SEMICONDUCTOR (soxx) | ETF | 464287523 |  | 267866 | 988 | SH |  | SOLE |  | 988 | 0 | 0 |
| Fortress Biotech Inc. (fbio) | COM | 34960Q307 |  | 270258 | 73141 | SH |  | SOLE |  | 73141 | 0 | 0 |
| Intel Corp (intc) | COM | 458140100 |  | 272325 | 8117 | SH |  | SOLE |  | 8117 | 0 | 0 |
| Runway Growth Finance Corp. (rway) | COM | 78163D100 |  | 273334 | 26903 | SH |  | SOLE |  | 26903 | 0 | 0 |
| First Trust Senior Loan ETF (ftsl) | ETF | 33738D309 |  | 276415 | 6030 | SH |  | SOLE |  | 6030 | 0 | 0 |
| Eli Lilly (lly) | ETF | 532457108 |  | 282310 | 370 | SH |  | SOLE |  | 370 | 0 | 0 |
| Marvell Technology Inc. (mrvl) | COM | 573874104 |  | 304333 | 3620 | SH |  | SOLE |  | 3620 | 0 | 0 |
| WENDYS CO (wen) | COM | 95058W100 |  | 308921 | 33725 | SH |  | SOLE |  | 33725 | 0 | 0 |
| AeroVironment Inc. (avav) | COM | 008073108 |  | 332208 | 1055 | SH |  | SOLE |  | 1055 | 0 | 0 |
| General Electric Company (ge) | COM | 369604301 |  | 347447 | 1155 | SH |  | SOLE |  | 1155 | 0 | 0 |
| Qualis Innovations Inc. (qlis) | COM | 74754Q105 |  | 347576 | 1022284 | SH |  | SOLE |  | 1022284 | 0 | 0 |
| SPDR S Aerospace Defense ETF (xar) | ETF | 78464A631 |  | 348680 | 1484 | SH |  | SOLE |  | 1484 | 0 | 0 |
| Viking Therapeutics Inc. (vktx) | COM | 92686J106 |  | 351205 | 13364 | SH |  | SOLE |  | 13364 | 0 | 0 |
| MediWound Ltd. (mdwd) | COM | M68830112 |  | 362021 | 20090 | SH |  | SOLE |  | 20090 | 0 | 0 |
| First Trust High Yield Opp Fd (fthy) | ETF | 33741Q107 |  | 398692 | 27515 | SH |  | SOLE |  | 27515 | 0 | 0 |
| Baxter International Inc. (bax) | COM | 071813109 |  | 401002 | 17611 | SH |  | SOLE |  | 17611 | 0 | 0 |
| Alphabet Inc Cap Cl C (goog) | COM | 02079K107 |  | 461527 | 1895 | SH |  | SOLE |  | 1895 | 0 | 0 |
| Gap Inc. (gap) | COM | 364760108 |  | 467136 | 21839 | SH |  | SOLE |  | 21839 | 0 | 0 |
| Direxion Daily AMZN Bull 2X Shares (amzu) | COM | 25461A858 |  | 478468 | 13757 | SH |  | SOLE |  | 13757 | 0 | 0 |
| Apple Inc. (AAPL) | COM | 037833100 |  | 492199 | 1933 | SH |  | SOLE |  | 1933 | 0 | 0 |
| Axon Enterprise Inc. (axon) | COM | 05464C101 |  | 523877 | 730 | SH |  | SOLE |  | 730 | 0 | 0 |
| CORNING INC (glw) | COM | 219350105 |  | 524992 | 6400 | SH |  | SOLE |  | 6400 | 0 | 0 |
| ProShares Short S (sh) | ETF | 74349Y753 |  | 526938 | 14257 | SH |  | SOLE |  | 14257 | 0 | 0 |
| ABBVIE INC (abbv) | COM | 00287Y109 |  | 530458 | 2291 | SH |  | SOLE |  | 2291 | 0 | 0 |
| KIMBERLY-CLARK CORP (kmb) | COM | 494368103 |  | 543365 | 4370 | SH |  | SOLE |  | 4370 | 0 | 0 |
| Grail Inc. (gral) | COM | 384747101 |  | 568416 | 9613 | SH |  | SOLE |  | 9613 | 0 | 0 |
| Neos ETF Trust S 500 High Income (spyi) | ETF | 78433H303 |  | 572841 | 10953 | SH |  | SOLE |  | 10953 | 0 | 0 |
| JP Morgan Premium Income ETF (jepi) | ETF | 46641Q332 |  | 587786 | 10293 | SH |  | SOLE |  | 10293 | 0 | 0 |
| The Boeing Co (ba) | COM | 097023105 |  | 595690 | 2760 | SH |  | SOLE |  | 2760 | 0 | 0 |
| Veru Inc. (veru) | COM | 92536C202 |  | 603478 | 158810 | SH |  | SOLE |  | 158810 | 0 | 0 |
| Short QQQ ProShares (psq) | ETF | 74349Y837 |  | 669470 | 21568 | SH |  | SOLE |  | 21568 | 0 | 0 |
| Microsoft Corp. (msft) | COM | 594918104 |  | 678060 | 1309 | SH |  | SOLE |  | 1309 | 0 | 0 |
| Blackrock Enhanced Equity Div Trust (bdj) | ETF | 09251A104 |  | 723570 | 79426 | SH |  | SOLE |  | 79426 | 0 | 0 |
| Broadcom Inc. (avgo) | COM | 11135F101 |  | 749555 | 2272 | SH |  | SOLE |  | 2272 | 0 | 0 |
| Amazon.Com Inc (amzn) | COM | 023135106 |  | 858738 | 3911 | SH |  | SOLE |  | 3911 | 0 | 0 |
| Journey Medical Corp. (derm) | COM | 48115J109 |  | 946276 | 132904 | SH |  | SOLE |  | 132904 | 0 | 0 |
| NVIDIA CORP (nvda) | COM | 67066G104 |  | 1051892 | 5637 | SH |  | SOLE |  | 5637 | 0 | 0 |
| S 500 INDX (ivv) | ETF | 464287200 |  | 1062179 | 1587 | SH |  | SOLE |  | 1587 | 0 | 0 |
| Anavex Life Sciences Corp. (avxl) | COM | 032797300 |  | 1185017 | 133148 | SH |  | SOLE |  | 133148 | 0 | 0 |

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