# EDGAR Filing Document

**Accession Number:** 0001558107
**File Stem:** 0001049169-26-001472
**Filing Date:** 2026-5
**Character Count:** 76945
**Document Hash:** bbae60a87178571fcb4ec631293f5092
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001049169-26-001472.hdr.sgml**: 20260529

**ACCESSION NUMBER**: 0001049169-26-001472

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260529

**DATE AS OF CHANGE**: 20260529

**PERIOD START**: 20260930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALPS Series Trust
- **CENTRAL INDEX KEY:** 0001558107

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22747
- **FILM NUMBER:** 261041434

**BUSINESS ADDRESS:**
- **STREET 1:** 1290 BROADWAY, SUITE 1000
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80203
- **BUSINESS PHONE:** 303.623.2577

**MAIL ADDRESS:**
- **STREET 1:** 1290 BROADWAY, SUITE 1000
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80203

## Series and Classes Contracts Data

### Carret Kansas Tax-Exempt Bond Fund (Series ID: S000062895)

| Class ID   | Class Name                 | Ticker Symbol   |
|:---|:---|:---|
| C000203690 | Institutional Class Shares | SEKSX           |
| C000203691 | Class A Shares             | IKSTX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ALPS SERIES TRUST

- **b. Investment Company Act file number:** 811-22747

- **c. CIK number of Registrant:** 0001558107

- **d. LEI of Registrant:** 5493000QN25IZZPUSL66

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 BROADWAY SUITE 1000

  - **City:** DENVER

  - **State:** CO

  - **Foreign country:** US

  - **Zip / Postal Code:** 80203

  - **Telephone number:** 3036235277

**Item A.2. Information about the Series.**

- **a. Name of Series:** Carret Kansas Tax-Exempt Bond Fund

- **b. EDGAR series identifier (if any):** S000062895

- **c. LEI of Series:** 549300YY6N8F3WVZGM76

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-09-30

- **b. Date as of which information is reported:** 2026-03-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $131537733.15

**Total Liabilities:** $370071.90

**Net Assets:** $131167661.25

**Cash Not Reported:** $5695.42

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 838.66323700 | **1-Year:** 7148.64860400 | **5-Year:** 23128.58191600 | **10-Year:** 28602.84285300 | **30-Year:** 2243.50665300

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000203690 | 0.67%                | 0.85%                | -2.01%               |
| Class ID C000203691 | -3.65%               | -3.45%               | -6.07%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-4728.59                | $619261.99                                 |
| Month 2  | $0.00                    | $917763.36                                 |
| Month 3  | $357.46                  | $-2912684.82                               |

### Schedule of Portfolio Investments

| Name                                                         | Title                                                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Abilene Ks Public Bldg Commission Revenue                    | Abilene Public Building Commission                                       | CUSIP: 003430BK0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    325000 | PA      | $330638.39    | 0.25%             | 2029-12-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Abilene Ks Public Bldg Commission Revenue                    | Abilene Public Building Commission                                       | CUSIP: 003430BM6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    445000 | PA      | $450874.40    | 0.34%             | 2031-12-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Albuquerque Nm                                               | City of Albuquerque NM                                                   | CUSIP: 013519CD3<br>LEI: 549300MV7H0GASZUCG39 | Long             | DBT              | MUN               | US        |    700000 | PA      | $708948.66    | 0.54%             | 2039-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Allen Cnty Ks Unif Sch Dist #257                             | Allen County Unified School District No 257                              | CUSIP: 017540DJ1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2415000 | PA      | $1990838.09   | 1.52%             | 2043-09-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Anderson Cnty Ks                                             | County of Anderson KS                                                    | CUSIP: 033630ES9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $734182.13    | 0.56%             | 2033-08-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Anoka Cnty Mn                                                | County of Anoka MN                                                       | CUSIP: 03621PAQ0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $754227.90    | 0.58%             | 2041-02-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Arkansas City Ks                                             | City of Arkansas City KS                                                 | CUSIP: 040807SC4<br>LEI: 549300B0WCPCVZKW1E16 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $801535.30    | 0.61%             | 2035-08-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| Ashland Ks Public Bldg Commission Revenue                    | Ashland Public Building Commission                                       | CUSIP: 044241AM9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    720000 | PA      | $720439.42    | 0.55%             | 2035-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Barton Cnty Ks Cmnty Clg Cops                                | Barton Community College                                                 | CUSIP: 069467HC5<br>LEI: 549300S6F2C5L2MJM432 | Long             | DBT              | MUN               | US        |    555000 | PA      | $555427.02    | 0.42%             | 2032-12-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Barton Cnty Ks Cmnty Clg Cops                                | Barton Community College                                                 | CUSIP: 069467HD3<br>LEI: 549300S6F2C5L2MJM432 | Long             | DBT              | MUN               | US        |    250000 | PA      | $250129.93    | 0.19%             | 2034-12-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Bethel Park Pa Sch Dist                                      | Bethel Park School District                                              | CUSIP: 087059NX5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1025682.40   | 0.78%             | 2048-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Bettendorf Ia                                                | City of Bettendorf IA                                                    | CUSIP: 087672GN5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1110460.60   | 0.85%             | 2038-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Bourbon Cnty Ks Unif Sch Dist #234 Lease Puragreement Cops   | Bourbon County Unified School District No 234-Fort Scott                 | CUSIP: 10182PAM5<br>LEI: 549300D8KR7613JGTD47 | Long             | DBT              | MUN               | US        |    400000 | PA      | $403196.12    | 0.31%             | 2037-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Butler Cnty Ks Unif Sch Dist #206                            | Butler County Unified School District No 206 Remington                   | CUSIP: 123424CN1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $948864.70    | 0.72%             | 2034-09-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Butler Cnty Ks Unif Sch Dist #206                            | Butler County Unified School District No 206 Remington                   | CUSIP: 123424CP6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    510000 | PA      | $479039.58    | 0.37%             | 2035-09-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Butler Cnty Ks Unif Sch Dist #375 Towanda                    | Butler County Unified School District No 375 Circle                      | CUSIP: 123425HF0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $696362.40    | 0.53%             | 2035-09-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Butler Cnty Ks Unif Sch Dist #385 Andover                    | Butler County Unified School District No 385 Andover                     | CUSIP: 12343ECR9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    690000 | PA      | $700107.60    | 0.53%             | 2030-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Butler Cnty Ks Unif Sch Dist #385 Andover                    | Butler County Unified School District No 385 Andover                     | CUSIP: 12343ECS7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $506789.70    | 0.39%             | 2031-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Butler Cnty Ks Unif Sch Dist #394                            | Butler County Unified School District No 394 Rose Hill                   | CUSIP: 12343HEU3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $542583.05    | 0.41%             | 2036-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Butler Cnty Ks Unif Sch Dist #490                            | Butler County Unified School District No 490 El Dorado                   | CUSIP: 123457GS6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $500046.35    | 0.38%             | 2036-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Dekalb Cnty In Centrl Sch Bldg Corp                          | Dekalb County Central School Building Corp.                              | CUSIP: 24487TCV8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $545004.65    | 0.42%             | 2033-07-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Denton Tx Indep Sch Dist                                     | Denton Independent School District                                       | CUSIP: 249002FT8<br>LEI: 5493005I9W678SUI0Z07 | Long             | DBT              | MUN               | US        |    750000 | PA      | $768807.08    | 0.59%             | 2034-08-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Derby Ks                                                     | City of Derby KS                                                         | CUSIP: 249776NE1<br>LEI: 549300CONBN0WRKRFQ93 | Long             | DBT              | MUN               | US        |    775000 | PA      | $762336.73    | 0.58%             | 2041-12-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Douglas Cnty Ks                                              | County of Douglas KS                                                     | CUSIP: 259039M51<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    875000 | PA      | $930819.23    | 0.71%             | 2042-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Douglas Cnty Ks Unif Sch Dist#497                            | Douglas County Unified School District No 497 Lawrence                   | CUSIP: 259147QJ8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $500197.45    | 0.38%             | 2033-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Douglas Cnty Ks Unif Sch Dist#497                            | Douglas County Unified School District No 497 Lawrence                   | CUSIP: 259147RH1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1514545.50   | 1.15%             | 2031-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Ellis Cnty Ks Unif Sch Dist #489 Hays                        | Ellis County Unified School District No 489 Hays                         | CUSIP: 288695EV7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    535000 | PA      | $563154.96    | 0.43%             | 2042-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Finney Cnty Ks Unif Sch Dist #457                            | Finney County Unified School District No 457 Garden City                 | CUSIP: 318045NG2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $502108.80    | 0.38%             | 2031-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Finney Cnty Ks Unif Sch Dist #457                            | Finney County Unified School District No 457 Garden City                 | CUSIP: 318045NK3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1004283.20   | 0.77%             | 2031-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Ford Cnty Ks Uni Sch Dist #443                               | Ford County Unified School District No 443 Dodge City                    | CUSIP: 34526PAU2<br>LEI: 549300UHHLJ8OMFVF606 | Long             | DBT              | MUN               | US        |   1150000 | PA      | $1165188.40   | 0.89%             | 2030-03-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Franklin Cnty Ks Unif Sch Dist #289 Wellsville               | Franklin County Unified School District No 289 Wellsville                | CUSIP: 352790EN5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    645000 | PA      | $674673.03    | 0.51%             | 2030-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Garden City Ks                                               | City of Garden City KS                                                   | CUSIP: 365028G37<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    950000 | PA      | $947975.46    | 0.72%             | 2028-11-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Gardner Ks                                                   | City of Gardner KS                                                       | CUSIP: 365591M52<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    685000 | PA      | $687449.70    | 0.52%             | 2044-10-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| Geary Cnty Ks                                                | County of Geary KS                                                       | CUSIP: 368334HU5<br>LEI: 549300815KGK06XQM227 | Long             | DBT              | MUN               | US        |    415000 | PA      | $416536.83    | 0.32%             | 2030-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Geary Cnty Ks Unif Sch Dist #475                             | Geary County Unified School District No 475                              | CUSIP: 368347ED8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $956180.80    | 0.73%             | 2033-09-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Goddard Ks                                                   | City of Goddard KS                                                       | CUSIP: 380270SV1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $506829.70    | 0.39%             | 2027-12-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Hernando Cnty Fl Sch Brd Cops                                | Hernando County School District                                          | CUSIP: 42766MEK9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    685000 | PA      | $687813.30    | 0.52%             | 2031-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Holladay Ut Local Bldg Auth Lease Revenue                    | Holladay Local Building Authority                                        | CUSIP: 43510AAL4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $490032.10    | 0.37%             | 2045-11-15      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| Indiana St Fin Auth Revenue                                  | Indiana Finance Authority                                                | CUSIP: 45506ELK7<br>LEI: 549300PS0PAS7NDSSI20 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1073615.40   | 0.82%             | 2044-02-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Jefferson Cnty Co Sch Dist #r-001 Cops                       | Jefferson County School District R-1                                     | CUSIP: 472737FX8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $500847.75    | 0.38%             | 2027-12-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Johnson & Miami Cntys Ks Unif Sch Dist #230                  | Johnson & Miami Counties Unified School District No 230 Spring Hills     | CUSIP: 478164HK5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1001829.10   | 0.76%             | 2033-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Johnson & Miami Cntys Ks Unif Sch Dist #230                  | Johnson & Miami Counties Unified School District No 230 Spring Hills     | CUSIP: 478164HM1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1001171.40   | 0.76%             | 2035-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Johnson & Miami Cntys Ks Unif Sch Dist #230                  | Johnson & Miami Counties Unified School District No 230 Spring Hills     | CUSIP: 478164JA5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    400000 | PA      | $404155.52    | 0.31%             | 2031-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Johnson Cnty Ks                                              | County of Johnson KS                                                     | CUSIP: 47844PHB4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1125000 | PA      | $1126236.26   | 0.86%             | 2028-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Johnson Cnty Ks                                              | County of Johnson KS                                                     | CUSIP: 47844PKW4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1525000 | PA      | $1536750.13   | 1.17%             | 2035-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Johnson Cnty Ks Public Bldg Commission Lease Purchase Revenu | Johnson County Public Building Commission                                | CUSIP: 478497D31<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1506912.60   | 1.15%             | 2031-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Johnson Cnty Ks Public Bldg Commission Lease Purchase Revenu | Johnson County Public Building Commission                                | CUSIP: 478497Q45<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    790000 | PA      | $786443.58    | 0.60%             | 2030-09-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Johnson Cnty Ks Park & Recreation Dist Cops                  | Johnson County Park & Recreation District                                | CUSIP: 47849KGW5<br>LEI: 549300W27V0RWOSSKX23 | Long             | DBT              | MUN               | US        |    680000 | PA      | $681142.13    | 0.52%             | 2028-09-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Johnson Cnty Ks Park & Recreation Dist Cops                  | Johnson County Park & Recreation District                                | CUSIP: 47849KGX3<br>LEI: 549300W27V0RWOSSKX23 | Long             | DBT              | MUN               | US        |    535000 | PA      | $535161.94    | 0.41%             | 2029-09-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Johnson Cnty Ks Park & Recreation Dist Cops                  | Johnson County Park & Recreation District                                | CUSIP: 47849KHG9<br>LEI: 549300W27V0RWOSSKX23 | Long             | DBT              | MUN               | US        |    485000 | PA      | $485814.61    | 0.37%             | 2028-09-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Johnson Cnty Ks Unif Sch Dist#229                            | Johnson County Unified School District No 229 Blue Valley                | CUSIP: 4787005K9<br>LEI: 5493003GXPNLX2PTBN47 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1511504.85   | 1.15%             | 2040-10-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Johnson Cnty Ks Unif Sch Dist#229                            | Johnson County Unified School District No 229 Blue Valley                | CUSIP: 4787006M4<br>LEI: 5493003GXPNLX2PTBN47 | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2230632.80   | 1.70%             | 2038-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Johnson Cnty Ks Unif Sch Dist#232                            | Johnson County Unified School District No 232 De Soto                    | CUSIP: 478712RH7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1165000 | PA      | $1192975.15   | 0.91%             | 2031-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Johnson Cnty Ks Unif Sch Dist#233                            | Johnson County Unified School District No 233 Olathe                     | CUSIP: 478718Q51<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1003785.70   | 0.77%             | 2031-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Johnson Cnty Ks Unif Sch Dist#233                            | Johnson County Unified School District No 233 Olathe                     | CUSIP: 478718W62<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $692455.05    | 0.53%             | 2030-09-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| Johnson Cnty Ks Unif Sch Dist#512 Shawnee Mission            | Johnson County Unified School District No 512 Shawnee Mission            | CUSIP: 478740VM2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    425000 | PA      | $434538.19    | 0.33%             | 2035-10-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Johnson Cnty Ks Unif Sch Dist#512 Shawnee Mission            | Johnson County Unified School District No 512 Shawnee Mission            | CUSIP: 478740WZ2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $538080.25    | 0.41%             | 2041-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Jordan Vly Ut Wtr Conservancy Dist Wtr Revenue               | Jordan Valley Water Conservancy District                                 | CUSIP: 480780MR3<br>LEI: 549300FO664B0R46Z431 | Long             | DBT              | MUN               | US        |    730000 | PA      | $765610.35    | 0.58%             | 2044-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kansas City Ks Cmnty Clg Auxiliary Enterprise Sys Revenue    | Kansas City Kansas Community College Auxiliary Enterprise System Revenue | CUSIP: 484669AK2<br>LEI: 549300OY72JUB1H6B581 | Long             | DBT              | MUN               | US        |    140000 | PA      | $142738.11    | 0.11%             | 2032-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Kansas City Ks Cmnty Clg Auxiliary Enterprise Sys Revenue    | Kansas City Kansas Community College Auxiliary Enterprise System Revenue | CUSIP: 484669AL0<br>LEI: 549300OY72JUB1H6B581 | Long             | DBT              | MUN               | US        |    100000 | PA      | $101198.51    | 0.08%             | 2033-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Kansas St Dept Of Transprtn Highway Revenue                  | State of Kansas Department of Transportation                             | CUSIP: 485424RF4<br>LEI: 5493001635XK841MIO47 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1551043.80   | 1.18%             | 2028-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kansas St Dept Of Transprtn Highway Revenue                  | State of Kansas Department of Transportation                             | CUSIP: 485424RJ6<br>LEI: 5493001635XK841MIO47 | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2060171.00   | 1.57%             | 2031-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kansas St Dept Of Transprtn Highway Revenue                  | State of Kansas Department of Transportation                             | CUSIP: 485424RM9<br>LEI: 5493001635XK841MIO47 | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2051818.20   | 1.56%             | 2034-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kansas St Dept Of Transprtn Highway Revenue                  | State of Kansas Department of Transportation                             | CUSIP: 485424SJ5<br>LEI: 5493001635XK841MIO47 | Long             | DBT              | MUN               | US        |   1020000 | PA      | $1050687.21   | 0.80%             | 2031-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kansas St Dept Of Transprtn Highway Revenue                  | State of Kansas Department of Transportation                             | CUSIP: 485424SK2<br>LEI: 5493001635XK841MIO47 | Long             | DBT              | MUN               | US        |    500000 | PA      | $514313.45    | 0.39%             | 2032-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kansas St Dev Fin Auth Revenue                               | Kansas Development Finance Authority                                     | CUSIP: 4854293N2<br>LEI: 549300WTL7BL8KBDPR87 | Long             | DBT              | MUN               | US        |    450000 | PA      | $449323.38    | 0.34%             | 2030-05-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Kansas St Dev Fin Auth Revenue                               | Kansas Development Finance Authority                                     | CUSIP: 485429X33<br>LEI: 549300WTL7BL8KBDPR87 | Long             | DBT              | MUN               | US        |    500000 | PA      | $496163.50    | 0.38%             | 2033-05-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| Kansas St Dev Fin Auth Revenue                               | Kansas Development Finance Authority                                     | CUSIP: 48542REE0<br>LEI: 549300WTL7BL8KBDPR87 | Long             | DBT              | MUN               | US        |    800000 | PA      | $813204.72    | 0.62%             | 2030-11-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Kansas St Dev Fin Auth Revenue                               | Kansas Development Finance Authority                                     | CUSIP: 48542REF7<br>LEI: 549300WTL7BL8KBDPR87 | Long             | DBT              | MUN               | US        |   1100000 | PA      | $1116585.69   | 0.85%             | 2031-11-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Kansas St Dev Fin Auth Revenue                               | Kansas Development Finance Authority                                     | CUSIP: 48542RKF0<br>LEI: 549300WTL7BL8KBDPR87 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $892571.50    | 0.68%             | 2032-06-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| Kansas St Dev Fin Auth Revenue                               | Kansas Development Finance Authority                                     | CUSIP: 48542RLQ5<br>LEI: 549300WTL7BL8KBDPR87 | Long             | DBT              | MUN               | US        |    950000 | PA      | $807758.50    | 0.62%             | 2033-11-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| Kansas St Dev Fin Auth Revenue                               | Kansas Development Finance Authority                                     | CUSIP: 48542RLR3<br>LEI: 549300WTL7BL8KBDPR87 | Long             | DBT              | MUN               | US        |    975000 | PA      | $807973.63    | 0.62%             | 2034-11-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| Kansas St Dev Fin Auth Revenue                               | Kansas Development Finance Authority                                     | CUSIP: 48542RMX9<br>LEI: 549300WTL7BL8KBDPR87 | Long             | DBT              | MUN               | US        |    630000 | PA      | $567591.38    | 0.43%             | 2031-05-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| Kansas St Dev Fin Auth Revenue                               | Kansas Development Finance Authority                                     | CUSIP: 48542RXK5<br>LEI: 549300WTL7BL8KBDPR87 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1617021.00   | 1.23%             | 2042-05-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kansas St Turnpike Auth Turnpike Revenue                     | Kansas Turnpike Authority                                                | CUSIP: 485512MT1<br>LEI: 54930051LZZ6MCTW2979 | Long             | DBT              | MUN               | US        |    630000 | PA      | $677894.18    | 0.52%             | 2031-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kansas St Turnpike Auth Turnpike Revenue                     | Kansas Turnpike Authority                                                | CUSIP: 485512MU8<br>LEI: 54930051LZZ6MCTW2979 | Long             | DBT              | MUN               | US        |    500000 | PA      | $535413.05    | 0.41%             | 2032-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kansas St Turnpike Auth Turnpike Revenue                     | Kansas Turnpike Authority                                                | CUSIP: 485512MY0<br>LEI: 54930051LZZ6MCTW2979 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1053623.60   | 0.80%             | 2036-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kansas St Turnpike Auth Turnpike Revenue                     | Kansas Turnpike Authority                                                | CUSIP: 485512MZ7<br>LEI: 54930051LZZ6MCTW2979 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1050499.80   | 0.80%             | 2037-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kansas St Turnpike Auth Turnpike Revenue                     | Kansas Turnpike Authority                                                | CUSIP: 485512NA1<br>LEI: 54930051LZZ6MCTW2979 | Long             | DBT              | MUN               | US        |   1150000 | PA      | $1204086.46   | 0.92%             | 2038-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Larimer Cnty Co Sch Dist #r-1poudre                          | Larimer County School District No R-1 Poudre                             | CUSIP: 517138YF4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $766915.50    | 0.58%             | 2032-12-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Lawrence Ks                                                  | City of Lawrence KS                                                      | CUSIP: 520121PS7<br>LEI: 5493004LLF0HG6XS2E46 | Long             | DBT              | MUN               | US        |    445000 | PA      | $446869.09    | 0.34%             | 2031-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Lawrence Ks Wtr & Swr Sys Revenue                            | City of Lawrence KS Water & Sewage System Revenue                        | CUSIP: 520192RV9<br>LEI: 5493004LLF0HG6XS2E46 | Long             | DBT              | MUN               | US        |   1180000 | PA      | $1231827.72   | 0.94%             | 2032-11-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Lawrence Ks Wtr & Swr Sys Revenue                            | City of Lawrence KS Water & Sewage System Revenue                        | CUSIP: 520192UX1<br>LEI: 5493004LLF0HG6XS2E46 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1003934.40   | 0.77%             | 2039-11-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Leavenworth Cnty Ks Unif Sch Dist #464                       | Leavenworth County Unified School District No 464                        | CUSIP: 522223GJ9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    675000 | PA      | $674095.84    | 0.51%             | 2034-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Leavenworth Cnty Ks Unif Sch Dist #464                       | Leavenworth County Unified School District No 464                        | CUSIP: 522223GL4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    465000 | PA      | $442978.25    | 0.34%             | 2036-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Leawood Ks                                                   | City of Leawood KS                                                       | CUSIP: 5223646A1<br>LEI: 5493006UYWK2VL9PZZ57 | Long             | DBT              | MUN               | US        |    300000 | PA      | $313982.34    | 0.24%             | 2029-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Lebanon Pa Auth Swr Revenue                                  | City of Lebanon Authority                                                | CUSIP: 522858FQ7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    550000 | PA      | $555330.88    | 0.42%             | 2028-12-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Lenexa Ks                                                    | City of Lenexa KS                                                        | CUSIP: 5260306D8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1560000 | PA      | $1539244.04   | 1.17%             | 2033-09-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Linn Cnty Ks                                                 | County of Linn KS                                                        | CUSIP: 53578RCB5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    110000 | PA      | $113467.68    | 0.09%             | 2032-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Linn Cnty Ks                                                 | County of Linn KS                                                        | CUSIP: 53578RCW9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    395000 | PA      | $401116.58    | 0.31%             | 2032-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Lyon Cnty Ks Public Bldg Commission Revenue                  | Lyon County Public Building Commission                                   | CUSIP: 551830BH4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1335000 | PA      | $1348323.43   | 1.03%             | 2035-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Lyon Cnty Ks Unif Sch Dist #253 Emporia                      | Lyon County Unified School District No 253 Emporia                       | CUSIP: 551845GM6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    325000 | PA      | $329579.90    | 0.25%             | 2030-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Maize Ks                                                     | City of Maize KS                                                         | CUSIP: 560687VY8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    375000 | PA      | $377860.61    | 0.29%             | 2038-10-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Manhattan Ks                                                 | City of Manhattan KS                                                     | CUSIP: 562895QP0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    400000 | PA      | $412712.20    | 0.31%             | 2031-11-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Manhattan Ks                                                 | City of Manhattan KS                                                     | CUSIP: 562895WE8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    875000 | PA      | $875414.84    | 0.67%             | 2027-06-15      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| Manhattan Ks                                                 | City of Manhattan KS                                                     | CUSIP: 562895XM9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1108030.70   | 0.84%             | 2036-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Manhattan Ks                                                 | City of Manhattan KS                                                     | CUSIP: 562895XN7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    910000 | PA      | $1002238.60   | 0.76%             | 2037-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Massachusetts St Sch Bldg Auth Sales Tax Revenue             | Massachusetts School Building Authority                                  | CUSIP: 576000E41<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1085000 | PA      | $1123689.36   | 0.86%             | 2050-02-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Mckinney Tx                                                  | City of McKinney TX                                                      | CUSIP: 58178CMN4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1075000 | PA      | $1187712.14   | 0.91%             | 2039-08-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Mcpherson Ks Wtr Revenue                                     | City of McPherson KS Water System Revenue                                | CUSIP: 582692FF1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    440000 | PA      | $328381.24    | 0.25%             | 2038-10-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| Met Transprtn Auth Ny Revenue                                | Metropolitan Transportation Authority                                    | CUSIP: 59261AJQ1<br>LEI: 5493000TKYODLXADQD60 | Long             | DBT              | MUN               | US        |    750000 | PA      | $758733.83    | 0.58%             | 2030-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Miami Cnty Ks Unif Sch Dist #416                             | Miami County Unified School District No 416 Louisburg                    | CUSIP: 593312HQ7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $470699.65    | 0.36%             | 2035-09-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Monroe Wa Wtr & Swr Revenue                                  | City of Monroe WA Water & Sewer Revenue                                  | CUSIP: 61138PFZ9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    695000 | PA      | $764129.15    | 0.58%             | 2041-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Nevada St                                                    | State of Nevada                                                          | CUSIP: 641462XG6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1118145.90   | 0.85%             | 2039-05-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Olathe Ks                                                    | City of Olathe KS                                                        | CUSIP: 679384LB1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1315000 | PA      | $1324663.01   | 1.01%             | 2028-10-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Olathe Ks                                                    | City of Olathe KS                                                        | CUSIP: 679384NB9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $961487.10    | 0.73%             | 2033-10-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Olathe Ks Wtr & Swr Sys Revenue                              | City of Olathe KS Water & Sewer System Revenue                           | CUSIP: 679468YT9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    675000 | PA      | $670946.15    | 0.51%             | 2030-07-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Olathe Ks Wtr & Swr Sys Revenue                              | City of Olathe KS Water & Sewer System Revenue                           | CUSIP: 679468YU6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    555000 | PA      | $549183.77    | 0.42%             | 2031-07-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Olathe Ks Wtr & Swr Sys Revenue                              | City of Olathe KS Water & Sewer System Revenue                           | CUSIP: 679468YV4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    745000 | PA      | $729286.76    | 0.56%             | 2032-07-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Olathe Ks Wtr & Swr Sys Revenue                              | City of Olathe KS Water & Sewer System Revenue                           | CUSIP: 679468YW2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    755000 | PA      | $725214.34    | 0.55%             | 2033-07-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Olathe Ks Wtr & Swr Sys Revenue                              | City of Olathe KS Water & Sewer System Revenue                           | CUSIP: 679468ZT8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    540000 | PA      | $455610.04    | 0.35%             | 2034-07-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| Olathe Ks Wtr & Swr Sys Revenue                              | City of Olathe KS Water & Sewer System Revenue                           | CUSIP: 679468ZU5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    550000 | PA      | $454193.91    | 0.35%             | 2035-07-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| Oregon St Dept Of Admin Svcs Lottery Revenue                 | Oregon State Lottery                                                     | CUSIP: 68607V6M2<br>LEI: 549300R5SUGZRD8KP359 | Long             | DBT              | MUN               | US        |    750000 | PA      | $834450.68    | 0.64%             | 2039-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Overland Park Ks                                             | City of Overland Park KS                                                 | CUSIP: 6902756W7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    475000 | PA      | $486134.24    | 0.37%             | 2037-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Overland Park Ks                                             | City of Overland Park KS                                                 | CUSIP: 6902756X5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    475000 | PA      | $484458.96    | 0.37%             | 2038-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Overland Park Ks                                             | City of Overland Park KS                                                 | CUSIP: 6902756Y3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $355657.79    | 0.27%             | 2039-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Paola Ks                                                     | City of Paola KS                                                         | CUSIP: 698669NG9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    535000 | PA      | $576943.09    | 0.44%             | 2030-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Pennsylvania St Hgr Eductnl Facs Auth Revenue                | Pennsylvania Higher Educational Facilities Authority                     | CUSIP: 70917SD59<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $757332.30    | 0.58%             | 2046-08-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Racine Wi Unif Sch Dist                                      | Racine Unified School District                                           | CUSIP: 750046SS4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    820000 | PA      | $861909.05    | 0.66%             | 2042-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Riley Cnty Ks Unif Sch Dist #378                             | Riley County Unified School District No 378 Riley                        | CUSIP: 766647FD8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    925000 | PA      | $829792.90    | 0.63%             | 2039-09-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Riley Cnty Ks Unif Sch Dist #383                             | Riley County Unified School District No 383 Manhattan-Ogden              | CUSIP: 766651QQ9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1220000 | PA      | $1232921.26   | 0.94%             | 2028-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Saint Louis Cnty Mo Parkway #c-2 Sch Dist                    | St Louis County School District C-2 Parkway                              | CUSIP: 791319NB8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1082837.50   | 0.83%             | 2042-03-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Salina Ks                                                    | City of Salina KS                                                        | CUSIP: 794744CC4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    620000 | PA      | $594493.88    | 0.45%             | 2033-10-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Salina Ks                                                    | City of Salina KS                                                        | CUSIP: 794744CF7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    680000 | PA      | $630454.66    | 0.48%             | 2036-10-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Saline Cnty Ks                                               | County of Saline KS                                                      | CUSIP: 795166BT3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    765000 | PA      | $795055.47    | 0.61%             | 2029-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Saline Cnty Ks Public Bldg Commission                        | Saline County Public Building Commission                                 | CUSIP: 79516YAN6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $173182.20    | 0.13%             | 2033-09-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| Saline Cnty Ks Public Bldg Commission                        | Saline County Public Building Commission                                 | CUSIP: 79516YAP1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    225000 | PA      | $189986.67    | 0.14%             | 2034-09-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| Saline Cnty Ks Public Bldg Commission                        | Saline County Public Building Commission                                 | CUSIP: 79516YAQ9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    220000 | PA      | $180812.61    | 0.14%             | 2035-09-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| Sedgwick Cnty Ks Unif Sch Dist #260                          | Sedgwick County Unified School District No 260 Derby                     | CUSIP: 815628JP8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    845000 | PA      | $834782.94    | 0.64%             | 2036-10-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| Sedgwick Cnty Ks Unif Sch Dist #264                          | Sedgwick County Unified School District No 264 Clearwater                | CUSIP: 815666DH2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    530000 | PA      | $532835.29    | 0.41%             | 2029-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Sedgwick Cnty Ks Unif Sch Dist #266 Maize                    | Sedgwick County Unified School District No 266 Maize                     | CUSIP: 815670ND2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $759235.73    | 0.58%             | 2032-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Sedgwick Cnty Ks Unif Sch Dist #267                          | Sedgwick County Unified School District No 267 Renwick                   | CUSIP: 815672HK9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $353285.84    | 0.27%             | 2033-11-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Sedgwick Cnty Ks Unif Sch Dist #267                          | Sedgwick County Unified School District No 267 Renwick                   | CUSIP: 815672HL7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    425000 | PA      | $428468.04    | 0.33%             | 2034-11-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Sedgwick Cnty Ks Unif Sch Dist #267                          | Sedgwick County Unified School District No 267 Renwick                   | CUSIP: 815672HM5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    635000 | PA      | $639739.32    | 0.49%             | 2035-11-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Sedona Az Excise Tax Revenue                                 | City of Sedona AZ Excise Tax Revenue                                     | CUSIP: 81567LDR6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    805000 | PA      | $804191.38    | 0.61%             | 2041-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Seward Cnty Ks Unif Sch Dist #480                            | Seward County Unified School District No 480 Liberal                     | CUSIP: 818461HY4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1017566.70   | 0.78%             | 2028-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Seward Cnty Ks Unif Sch Dist #480                            | Seward County Unified School District No 480 Liberal                     | CUSIP: 818461JA4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $505919.95    | 0.39%             | 2032-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Snohomish Cnty Wa Public Utility Dist #1 Elec Revenue        | Snohomish County Public Utility District No 1 Electric System Revenue    | CUSIP: 833102G42<br>LEI: 549300LU0VT11TQC1877 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1111515.70   | 0.85%             | 2039-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Somerset Cnty Nj                                             | County of Somerset NJ                                                    | CUSIP: 834665EV9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1019208.10   | 0.78%             | 2039-01-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| South Dakota St Conservancy Dist                             | South Dakota Conservancy District                                        | CUSIP: 837545RN4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1071787.20   | 0.82%             | 2044-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Spring Hill Ks                                               | City of Spring Hill KS                                                   | CUSIP: 849658QH5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    810000 | PA      | $824088.57    | 0.63%             | 2029-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Topeka Ks Utility Revenue                                    | City of Topeka KS Combined Utility Revenue                               | CUSIP: 890680YT2<br>LEI: 549300NFEU1XBKVICM54 | Long             | DBT              | MUN               | US        |   1170000 | PA      | $1185226.03   | 0.90%             | 2041-08-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| Triborough Ny Bridge & Tunnel Auth Revenues                  | Triborough Bridge & Tunnel Authority                                     | CUSIP: 89602RKU8<br>LEI: 54930020ZN4LQF7K3456 | Long             | DBT              | MUN               | US        |    700000 | PA      | $722953.28    | 0.55%             | 2048-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Univ Of Kansas Ks Hosp Auth Hlth Facs Revenue                | University of Kansas Hospital Authority                                  | CUSIP: 914367DB0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $351081.33    | 0.27%             | 2030-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Univ Of Kansas Ks Hosp Auth Hlth Facs Revenue                | University of Kansas Hospital Authority                                  | CUSIP: 914367DL8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $501544.30    | 0.38%             | 2031-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Wamego Ks                                                    | City of Wamego KS                                                        | CUSIP: 933603PK2<br>LEI: 5493002O12V62C279A39 | Long             | DBT              | MUN               | US        |    500000 | PA      | $500800.45    | 0.38%             | 2027-03-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| West Clermont Oh Local Sch Dist                              | West Clermont Local School District                                      | CUSIP: 952122JL4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    400000 | PA      | $402649.92    | 0.31%             | 2032-12-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Wichita Ks                                                   | City of Wichita KS                                                       | CUSIP: 967245F22<br>LEI: 549300Y20JVN3VP2V718 | Long             | DBT              | MUN               | US        |    750000 | PA      | $774341.85    | 0.59%             | 2035-06-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Wichita Ks                                                   | City of Wichita KS                                                       | CUSIP: 967245LT6<br>LEI: 549300Y20JVN3VP2V718 | Long             | DBT              | MUN               | US        |    820000 | PA      | $830844.50    | 0.63%             | 2030-06-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Wichita Ks                                                   | City of Wichita KS                                                       | CUSIP: 967245PU9<br>LEI: 549300Y20JVN3VP2V718 | Long             | DBT              | MUN               | US        |    720000 | PA      | $715954.68    | 0.55%             | 2030-10-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Wichita Ks                                                   | City of Wichita KS                                                       | CUSIP: 967245UL3<br>LEI: 549300Y20JVN3VP2V718 | Long             | DBT              | MUN               | US        |    400000 | PA      | $327532.08    | 0.25%             | 2035-06-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| Wichita Ks Sales Tax Spl Oblig Revenue                       | City of Wichita KS                                                       | CUSIP: 967323AQ9<br>LEI: 549300Y20JVN3VP2V718 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1028761.10   | 0.78%             | 2030-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Wichita Ks Wtr & Swr Utility Revenue                         | City of Wichita KS Water & Sewer Utility Revenue                         | CUSIP: 967338J54<br>LEI: 549300Y20JVN3VP2V718 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $924397.70    | 0.70%             | 2039-10-01      | Fixed         | 3.38%                 | No            |                  2 | On Loan: No      |
| Wichita Ks Wtr & Swr Utility Revenue                         | City of Wichita KS Water & Sewer Utility Revenue                         | CUSIP: 967338ZJ6<br>LEI: 549300Y20JVN3VP2V718 | Long             | DBT              | MUN               | US        |   1180000 | PA      | $1169054.08   | 0.89%             | 2029-10-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Wyandotte Cnty/kansas City Ks Unif Govt Utility Sys Revenue  | Wyandotte County-Kansas City Unified Government Utility System Revenue   | CUSIP: 982674KT9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    850000 | PA      | $851186.86    | 0.65%             | 2031-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Wyandotte Cnty/kansas City Ks Unif Govt Utility Sys Revenue  | Wyandotte County-Kansas City Unified Government Utility System Revenue   | CUSIP: 982674KV4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    100000 | PA      | $100127.58    | 0.08%             | 2033-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Wyandotte Cnty/kansas City Ks Unif Govt Utility Sys Revenue  | Wyandotte County-Kansas City Unified Government Utility System Revenue   | CUSIP: 982674MB6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $504251.30    | 0.38%             | 2031-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Wyandotte Cnty/kansas City Ks Unif Govt Utility Sys Revenue  | Wyandotte County-Kansas City Unified Government Utility System Revenue   | CUSIP: 982674MX8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $228918.75    | 0.17%             | 2035-09-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Wyandotte Cnty/kansas City Ks Unif Govt Utility Sys Revenue  | Wyandotte County-Kansas City Unified Government Utility System Revenue   | CUSIP: 982674MY6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $210838.43    | 0.16%             | 2040-09-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Wyandotte Cnty/kansas City Ks Unif Govt                      | Wyandotte County-Kansas City Unified Government                          | CUSIP: 98267ABU2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    685000 | PA      | $694853.11    | 0.53%             | 2029-08-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Wyandotte Cnty/kansas City Ks Unif Govt                      | Wyandotte County-Kansas City Unified Government                          | CUSIP: 98267ABV0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1060000 | PA      | $1073915.89   | 0.82%             | 2030-08-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Wyandotte Cnty/kansas City Ks Unif Govt                      | Wyandotte County-Kansas City Unified Government                          | CUSIP: 98267ADM8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $864967.30    | 0.66%             | 2033-08-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| Wyandotte Cnty/kansas City Ks Unif Govt                      | Wyandotte County-Kansas City Unified Government                          | CUSIP: 98267AFB0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1045000 | PA      | $1078356.19   | 0.82%             | 2030-08-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Wyandotte Cnty/kansas City Ks Unif Govt                      | Wyandotte County-Kansas City Unified Government                          | CUSIP: 98267AFD6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1022463.70   | 0.78%             | 2032-08-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Wyandotte Cnty/kansas City Ks Unif Govt                      | Wyandotte County-Kansas City Unified Government                          | CUSIP: 98267AJY6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1105996.80   | 0.84%             | 2031-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Wyandotte Cnty Ks Unif Sch Dist #202                         | Wyandotte County Unified School District No 202 Turner                   | CUSIP: 982683FX7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    400000 | PA      | $408333.68    | 0.31%             | 2039-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Wyandotte Cnty Ks Sch Dist #203                              | Wyandotte County Unified School District No 203 Piper                    | CUSIP: 982685HT9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1033425.80   | 0.79%             | 2038-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Wyandotte Cnty Ks Unif Sch Dist #500                         | Wyandotte County Unified School District No 500 Kansas City              | CUSIP: 982696QT6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $505278.85    | 0.39%             | 2030-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| First American Treasury Obligations Fund                     | First American Treasury Obligations Fund                                 | CUSIP: 31846V328<br>LEI: 549300UU586IAH2B8H03 | Long             | STIV             | RF                | US        |    390571 | NS      | $390570.93    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-04-30

**Name of Applicant:** ALPS SERIES TRUST

**Signature:** Jill McFate

**Name of Signer:** Jill McFate

**Title:** Treasurer