# EDGAR Filing Document

**Accession Number:** 0000852412
**File Stem:** 9999999997-23-001554
**Filing Date:** 2023-3
**Character Count:** 1495
**Document Hash:** 86148ddc7346045bee29b69e537c5961
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-001554.hdr.sgml**: 20230407

**ACCESSION NUMBER**: 9999999997-23-001554

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230308

**DATE AS OF CHANGE**: 20230407

**EFFECTIVENESS DATE**: 20230308

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** B. RILEY SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0000852412
- **IRS NUMBER:** 521630477
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-41426
- **FILM NUMBER:** 23000711

**BUSINESS ADDRESS:**
- **STREET 1:** 11100 SANTA MONICA BLVD
- **STREET 2:** SUITE 800
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90025
- **BUSINESS PHONE:** 310-966-1444

**MAIL ADDRESS:**
- **STREET 1:** 11100 SANTA MONICA BLVD
- **STREET 2:** SUITE 800
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90025

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** B. RILEY FBR, INC.
- **DATE OF NAME CHANGE:** 20171227

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FBR CAPITAL MARKETS & CO.
- **DATE OF NAME CHANGE:** 20171206

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** B. RILEY FBR, INC.
- **DATE OF NAME CHANGE:** 20171204

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23000711 for access to the original document.

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