# EDGAR Filing Document

**Accession Number:** 0000356037
**File Stem:** 0000356037-23-000021
**Filing Date:** 2023-2
**Character Count:** 5497
**Document Hash:** 8b9a08026ca6b7db76da829c0a63a97d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000356037-23-000021.hdr.sgml**: 20230210

**ACCESSION NUMBER**: 0000356037-23-000021

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20230207

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20230210

**DATE AS OF CHANGE**: 20230210

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CSP INC /MA/
- **CENTRAL INDEX KEY:** 0000356037
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373]
- **IRS NUMBER:** 042441294
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-10843
- **FILM NUMBER:** 23611406

**BUSINESS ADDRESS:**
- **STREET 1:** 175 CABOT STREET
- **STREET 2:** SUITE 210
- **CITY:** LOWELL
- **STATE:** MA
- **ZIP:** 01854
- **BUSINESS PHONE:** 9789545038

**MAIL ADDRESS:**
- **STREET 1:** 175 CABOT STREET
- **STREET 2:** SUITE 210
- **CITY:** LOWELL
- **STATE:** MA
- **ZIP:** 01854

?xml version='1.0' encoding='UTF-8'?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

Washington, DC 20549

**FORM 8-K**

**Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934**

Date of Report (Date of earliest event reported): February 7, 2023

**CSP Inc.**

(Exact name of the registrant as specified in its charter)

**Massachusetts**

(State or other jurisdiction of incorporation)

---

| | |
|:---|:---|
| **000-10843** | **04-2441294** |
| **(Commission File Number)** | **(IRS Employer Identification No.)** |

---

---

| | |
|:---|:---|
| **175 Cabot Street - Suite 210, Lowell, MA** | **01854** |
| **(Address of principal executive offices)** | **(Zip Code)** |

---

**(978) 954-5038**

(Registrant's telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Securities registered pursuant to Section 12(b) of the Act:

---

| | | |
|:---|:---|:---|
| Title of Each Class | Trading Symbol(s) | Name of each exchange on which registered |
| Common Stock, par value $0.01 per share | CSPI | Nasdaq Global Market |

---

**Item 5.07. Submission of Matters to a Vote of Security Holders.**

(b) &nbsp;&nbsp;&nbsp;&nbsp;At the Company's 2023 Annual Meeting on February 7, 2023, of the 4,554,788 shares outstanding and entitled to vote, 3,381,250 shares were represented, constituting a quorum. The final results for each of the matters submitted to a vote of shareholders at the Annual Meeting, as certified by the Inspector of Elections for the Meeting, are as follows:

*Item No. 1*: Election of five directors to serve until the Company's 2024 Annual Meeting or until their respective successors are elected and qualified, by the votes set forth in the table below.

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;Nominee | &nbsp;&nbsp;For | &nbsp;&nbsp;Withhold |
| &nbsp;&nbsp;Victor Dellovo | &nbsp;&nbsp;2275613 | &nbsp;&nbsp;104499 |
| &nbsp;&nbsp;Charles Blackmon | &nbsp;&nbsp;2228528 | &nbsp;&nbsp;151584 |
| &nbsp;&nbsp;Ismail "Izzy" Azeri | &nbsp;&nbsp;2207153 | &nbsp;&nbsp;172959 |
| &nbsp;&nbsp;C. Shelton James | &nbsp;&nbsp;2271297 | &nbsp;&nbsp;108815 |
| &nbsp;&nbsp;Marilyn T. Smith | &nbsp;&nbsp;2229161 | &nbsp;&nbsp;150951 |

---

*Item No. 2:* Advisory vote to approve the compensation paid to the Company's named executive officers, voted as follows:

Or <br> For Against Abstain <br> 1,838,003 427,334 114,775

*Item No. 3:* Advisory vote to approve an amendment to the Company's 2014 Employee Stock Purchase Plan:

Or <br> For Against Abstain <br> 2,234,291 104,481 41,340

*Item No. 4:* Ratification of the appointment of RSM US, LLP as the Company's independent auditors for fiscal 2023 voted as follows:

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;**535979**<br>| &nbsp;&nbsp;<br>| &nbsp;&nbsp;<br>|
| &nbsp;&nbsp;For | &nbsp;&nbsp;Against | &nbsp;&nbsp;Abstain |
| &nbsp;&nbsp;3,370,884 | &nbsp;&nbsp;2,524 | &nbsp;&nbsp;7,842 |

---

**SIGNATURE**

**Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.**

**CSP INC.**

**Date: February 10, 2023**

**By: /s/Gary W. Levine**

**Gary W. Levine**

**Chief Financial Officer**