# EDGAR Filing Document

**Accession Number:** 0001663139
**File Stem:** 0000921895-23-000297
**Filing Date:** 2023-2
**Character Count:** 16605
**Document Hash:** bd969741f374dc83712933826d2b0409
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000921895-23-000297.hdr.sgml**: 20230206

**ACCESSION NUMBER**: 0000921895-23-000297

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230202

**FILED AS OF DATE**: 20230206

**DATE AS OF CHANGE**: 20230206

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** CONTINENTAL GENERAL INSURANCE CO
- **CENTRAL INDEX KEY:** 0000024046
- **STANDARD INDUSTRIAL CLASSIFICATION:** LIFE INSURANCE [6311]
- **STATE OF INCORPORATION:** NE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-38735
- **FILM NUMBER:** 23590562

**BUSINESS ADDRESS:**
- **STREET 1:** 11001 LAKELINE BLVD., STE. 120
- **CITY:** AUSTIN
- **STATE:** TX
- **ZIP:** 78717
- **BUSINESS PHONE:** 4023973200

**MAIL ADDRESS:**
- **STREET 1:** 11001 LAKELINE BLVD., STE. 120
- **CITY:** AUSTIN
- **STATE:** TX
- **ZIP:** 78717
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Continental Insurance Group, Ltd.
- **CENTRAL INDEX KEY:** 0001663139
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-38735
- **FILM NUMBER:** 23590561

**BUSINESS ADDRESS:**
- **STREET 1:** 11001 LAKELINE BLVD., STE. 120
- **CITY:** AUSTIN
- **STATE:** TX
- **ZIP:** 78717
- **BUSINESS PHONE:** 7038650700

**MAIL ADDRESS:**
- **STREET 1:** 11001 LAKELINE BLVD., STE. 120
- **CITY:** AUSTIN
- **STATE:** TX
- **ZIP:** 78717
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Percy Rockdale LLC
- **CENTRAL INDEX KEY:** 0001801092
- **STATE OF INCORPORATION:** MI
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-38735
- **FILM NUMBER:** 23590564

**BUSINESS ADDRESS:**
- **STREET 1:** 595 MADISON AVENUE
- **STREET 2:** 29TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 646-896-4446

**MAIL ADDRESS:**
- **STREET 1:** 595 MADISON AVENUE
- **STREET 2:** 29TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Continental General Holdings LLC
- **CENTRAL INDEX KEY:** 0001872137

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-38735
- **FILM NUMBER:** 23590560

**BUSINESS ADDRESS:**
- **STREET 1:** 11001 LAKELINE BLVD., STE. 120
- **CITY:** AUSTIN
- **STATE:** TX
- **ZIP:** 78717
- **BUSINESS PHONE:** 866-830-0607

**MAIL ADDRESS:**
- **STREET 1:** 11001 LAKELINE BLVD., STE. 120
- **CITY:** AUSTIN
- **STATE:** TX
- **ZIP:** 78717
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Gorzynski Michael
- **CENTRAL INDEX KEY:** 0001812551

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-38735
- **FILM NUMBER:** 23590565

**MAIL ADDRESS:**
- **STREET 1:** 595 MADISON AVE
- **STREET 2:** FLOOR 29
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** MG Capital Management Ltd.
- **CENTRAL INDEX KEY:** 0001872134

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-38735
- **FILM NUMBER:** 23590563

**BUSINESS ADDRESS:**
- **STREET 1:** C/O CAMPBELLS LLP
- **STREET 2:** FLOOR 4, WILLOW HOUSE, CRICKET SQUARE
- **CITY:** GRAND CAYMAN
- **STATE:** E9
- **ZIP:** KY1-9010
- **BUSINESS PHONE:** 646-896-4446

**MAIL ADDRESS:**
- **STREET 1:** C/O CAMPBELLS LLP
- **STREET 2:** FLOOR 4, WILLOW HOUSE, CRICKET SQUARE
- **CITY:** GRAND CAYMAN
- **STATE:** E9
- **ZIP:** KY1-9010
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Alpha Metallurgical Resources, Inc.
- **CENTRAL INDEX KEY:** 0001704715
- **STANDARD INDUSTRIAL CLASSIFICATION:** BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 340 MARTIN LUTHER KING JR. BLVD.
- **CITY:** BRISTOL
- **STATE:** TN
- **ZIP:** 37620
- **BUSINESS PHONE:** (423) 573-0300

**MAIL ADDRESS:**
- **STREET 1:** 340 MARTIN LUTHER KING JR. BLVD.
- **CITY:** BRISTOL
- **STATE:** TN
- **ZIP:** 37620

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Contura Energy, Inc.
- **DATE OF NAME CHANGE:** 20170425

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Gorzynski Michael<br><sub>(Last) (First) (Middle)</sub><br>595 MADISON AVE<br>30TH FLOOR<br><sub>(Street)</sub><br>NEW YORK, NY 10022<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-02 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [X] Other (specify below)<br>_See Remarks_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Alpha Metallurgical Resources, Inc. [ AMR ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Percy Rockdale LLC<br><sub>(Last) (First) (Middle)</sub><br>595 MADISON AVENUE<br>30TH FLOOR<br><sub>(Street)</sub><br>NEW YORK, NY 10022<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-02 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[ ] Officer (give title below) [X] Other (specify below)<br>_See Remarks_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Alpha Metallurgical Resources, Inc. [ AMR ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>MG Capital Management Ltd.<br><sub>(Last) (First) (Middle)</sub><br>C/O CAMPBELLS LLP<br>FLOOR 4, WILLOW HOUSE, CRICKET SQUARE<br><sub>(Street)</sub><br>GRAND CAYMAN, E9 KY1-9010<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-02 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[ ] Officer (give title below) [X] Other (specify below)<br>_See Remarks_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Alpha Metallurgical Resources, Inc. [ AMR ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>CONTINENTAL GENERAL INSURANCE CO<br><sub>(Last) (First) (Middle)</sub><br>11001 LAKELINE BLVD., STE. 120<br><sub>(Street)</sub><br>AUSTIN, TX 78717<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-02 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[ ] Officer (give title below) [X] Other (specify below)<br>_See Remarks_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Alpha Metallurgical Resources, Inc. [ AMR ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Continental Insurance Group, Ltd.<br><sub>(Last) (First) (Middle)</sub><br>11001 LAKELINE BLVD., STE. 120<br><sub>(Street)</sub><br>AUSTIN, TX 78717<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-02 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[ ] Officer (give title below) [X] Other (specify below)<br>_See Remarks_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Alpha Metallurgical Resources, Inc. [ AMR ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Continental General Holdings LLC<br><sub>(Last) (First) (Middle)</sub><br>11001 LAKELINE BLVD., STE. 120<br><sub>(Street)</sub><br>AUSTIN, TX 78717<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-02 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[ ] Officer (give title below) [X] Other (specify below)<br>_See Remarks_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Alpha Metallurgical Resources, Inc. [ AMR ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock, $0.01 par value per share<sup>(1)</sup> | 2023-02-02 |  | A |  | 224<sup>(2)</sup> | A | $0 | 224 | D |  |
| Common Stock, $0.01 par value per share<sup>(1)</sup> |  |  |  |  |  |  |  | 782788 | I | By Percy Rockdale LLC<sup>(3)</sup> |
| Common Stock, $0.01 par value per share<sup>(1)</sup> |  |  |  |  |  |  |  | 1589 | I | By MG Capital Management, Ltd.<sup>(4)</sup> |
| Common Stock, $0.01 par value per share<sup>(1)</sup> |  |  |  |  |  |  |  | 590449 | I | By Continental General Insurance Company<sup>(5)</sup> |
| Common Stock, $0.01 par value per share<sup>(1)</sup> |  |  |  |  |  |  |  | 3622 | I | By Spouse<sup>(6)</sup> |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) This Form 4 is filed jointly by Percy Rockdale LLC ("Percy Rockdale"), MG Capital Management, Ltd. ("MG Capital Management"), Continental General Insurance Company ("CGIC"), Continental Insurance Group, Ltd. ("CIG"), Continental General Holdings LLC ("CGH") and Michael Gorzynski (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

(2) Represents a grant of restricted stock units that will vest on May 2, 2023 and settle on a deferred basis upon Mr. Gorzynski's separation from service from the Issuer.

(3) Represents securities directly held by Percy Rockdale. As the sole Manager of Percy Rockdale, Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by Percy Rockdale.

(4) Represents securities directly held by MG Capital Management. As the sole Director of MG Capital Management, Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by MG Capital Management.

(5) Represents securities directly held by CGIC. CIG serves as the parent operating company of CGIC. CGH serves as an investment holding company and the sole owner of CIG. Mr. Gorzynski serves as the Manager of CGH. By virtue of the foregoing relationships, each of CIG, CGH and Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by CGIC.

(6) Represents securities directly held by Mr. Gorzynski's wife. Mr. Gorzynski disclaims beneficial ownership of the securities reported herein as beneficially owned directly by his wife except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Gorzynski is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

**Remarks:**
Mr. Gorzynski is a director of the Issuer. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each of the Reporting Persons (other than Mr. Gorzynski) may be deemed a director by deputization by virtue of Mr. Gorzynski's service on the Board of Directors of the Issuer.

**Signature:** /s/ Michael Gorzynski  
**Date:** 2023-02-06

**Signature:** Percy Rockdale LLC; By: /s/ Michael Gorzynski, Sole Manager  
**Date:** 2023-02-06

**Signature:** MG Capital Management, Ltd.; By: /s/ Michael Gorzynski, Sole Director  
**Date:** 2023-02-06

**Signature:** Continental General Insurance Company; By: /s/ Michael Gorzynski, Executive Chairman  
**Date:** 2023-02-06

**Signature:** Continental Insurance Group, Ltd.; By: /s/ Michael Gorzynski, Chairman & President  
**Date:** 2023-02-06

**Signature:** Continental General Holdings, LLC; By: /s/ Michael Gorzynski, Manager  
**Date:** 2023-02-06

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**