# EDGAR Filing Document

**Accession Number:** 0001640335
**File Stem:** 0001640335-26-000001
**Filing Date:** 2026-2
**Character Count:** 18979
**Document Hash:** c0eef8ce0c9274d8d64def12b3778c3b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001640335-26-000001.hdr.sgml**: 20260217

**ACCESSION NUMBER**: 0001640335-26-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260217

**DATE AS OF CHANGE**: 20260213

**EFFECTIVENESS DATE**: 20260217

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Pointe Capital Management LLC
- **CENTRAL INDEX KEY:** 0001640335

**ORGANIZATION NAME:**
- **EIN:** 271911026
- **STATE OF INCORPORATION:** MI
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-16955
- **FILM NUMBER:** 26635706

**BUSINESS ADDRESS:**
- **STREET 1:** 102 KERCHEVAL AVE., SUITE 200
- **CITY:** GROSSE POINTE FARMS
- **STATE:** MI
- **ZIP:** 48236
- **BUSINESS PHONE:** 3138827100

**MAIL ADDRESS:**
- **STREET 1:** 102 KERCHEVAL AVE., SUITE 200
- **CITY:** GROSSE POINTE FARMS
- **STATE:** MI
- **ZIP:** 48236

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Pointe Capital Management LLC<br>**Address:** 102 KERCHEVAL AVE. SUITE 200<br>GROSSE POINTE FARMS, MI 48236

**Form 13F File Number:** 028-16955

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Colin T Darke<br>**Title:** Chief Compliance Officer<br>**Phone:** 3136174473

**Signature, Place, and Date of Signing:**

Colin T Darke  Grosse Pointe Farms, MI  02-13-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 154

**Form 13F Information Table Value Total:** $201602048

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABS COM | COM | 002824100 |  | 493893 | 3942 | SH |  | SOLE |  | 3942 | 0 | 0 |
| ALBEMARLE CORP | COM | 012653101 |  | 324463 | 2294 | SH |  | SOLE |  | 2294 | 0 | 0 |
| ALPHABET INC CAP STK CL C | COM | 02079K107 |  | 3186325 | 10154 | SH |  | SOLE |  | 10154 | 0 | 0 |
| ALPS TRUST SHS ALERIAN MLP | SHS | 00162Q452 |  | 1256939 | 26732 | SH |  | SOLE |  | 26732 | 0 | 0 |
| AMAZON.COM INC | COM | 023135106 |  | 2440229 | 10572 | SH |  | SOLE |  | 10572 | 0 | 0 |
| AMERICAN EXPRESS CO COM | COM | 025816109 |  | 258595 | 699 | SH |  | SOLE |  | 699 | 0 | 0 |
| AMERIPRISE FINANCIAL INC. | COM | 03076C106 |  | 672746 | 1372 | SH |  | SOLE |  | 1372 | 0 | 0 |
| AMPLIFY CYBERSECURITY SHS | SHS | 032108664 |  | 450956 | 5611 | SH |  | SOLE |  | 5611 | 0 | 0 |
| ANALOG DEVICES INC COM | COM | 032654105 |  | 773462 | 2852 | SH |  | SOLE |  | 2852 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 6077430 | 22355 | SH |  | SOLE |  | 22355 | 0 | 0 |
| ARCHER DANIELS MIDLAND CO COM | COM | 039483102 |  | 417492 | 7262 | SH |  | SOLE |  | 7262 | 0 | 0 |
| ASTRAZENECA PLC- SPONS ADR | ADR | 046353108 |  | 537055 | 5842 | SH |  | SOLE |  | 5842 | 0 | 0 |
| BAKER HUGHES INC | COM | 05722G100 |  | 1302125 | 28593 | SH |  | SOLE |  | 28593 | 0 | 0 |
| BANK AMERICA CORP COM | COM | 060505104 |  | 871860 | 15852 | SH |  | SOLE |  | 15852 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | COM | 084670702 |  | 6333390 | 12600 | SH |  | SOLE |  | 12600 | 0 | 0 |
| BLACKROCK LIMITED DURATION INCOME TRUST | SHS | 09249W101 |  | 354011 | 25765 | SH |  | SOLE |  | 25765 | 0 | 0 |
| BOEING CO COM | COM | 097023105 |  | 825707 | 3803 | SH |  | SOLE |  | 3803 | 0 | 0 |
| BOOKING HOLDINGS INC COM | COM | 09857L108 |  | 235634 | 44 | SH |  | SOLE |  | 44 | 0 | 0 |
| CALAMOS STRATEGIC TOTAL RETURN FD | SHS | 128125101 |  | 2166578 | 112843 | SH |  | SOLE |  | 112843 | 0 | 0 |
| CAPITAL ONE FINANCIAL CORP | COM | 14040H105 |  | 584572 | 2412 | SH |  | SOLE |  | 2412 | 0 | 0 |
| CARRIER GLOBAL CORPORATION COM | COM | 14448C104 |  | 434503 | 8223 | SH |  | SOLE |  | 8223 | 0 | 0 |
| CHARLES SCHWAB CORP | COM | 808513105 |  | 616245 | 6168 | SH |  | SOLE |  | 6168 | 0 | 0 |
| CHENIERE ENERGY INC COM NEW | COM | 16411R208 |  | 558288 | 2872 | SH |  | SOLE |  | 2872 | 0 | 0 |
| CHEVRON CORP NEW COM | COM | 166764100 |  | 538007 | 3530 | SH |  | SOLE |  | 3530 | 0 | 0 |
| CHUBB LIMITED COM | COM | H1467J104 |  | 449141 | 1439 | SH |  | SOLE |  | 1439 | 0 | 0 |
| CINCINNATI FINL CORP COM | COM | 172062101 |  | 205783 | 1260 | SH |  | SOLE |  | 1260 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 980053 | 12723 | SH |  | SOLE |  | 12723 | 0 | 0 |
| CITIGROUP INC | COM | 172967424 |  | 525455 | 4503 | SH |  | SOLE |  | 4503 | 0 | 0 |
| CITIZENS FINL GROUP INC COM | COM | 174610105 |  | 348299 | 5963 | SH |  | SOLE |  | 5963 | 0 | 0 |
| CMS ENERGY CORP COM | COM | 125896100 |  | 245804 | 3515 | SH |  | SOLE |  | 3515 | 0 | 0 |
| CONOCOPHILLIPS COM | COM | 20825C104 |  | 661074 | 7062 | SH |  | SOLE |  | 7062 | 0 | 0 |
| CORTEVA INC COM | COM | 22052L104 |  | 216909 | 3236 | SH |  | SOLE |  | 3236 | 0 | 0 |
| COSTCO WHOLESALE CORP | COM | 22160K105 |  | 2832787 | 3285 | SH |  | SOLE |  | 3285 | 0 | 0 |
| CRESCENT ENERGY COMPANY CL A COM | COM | 44952J104 |  | 109137 | 13008 | SH |  | SOLE |  | 13008 | 0 | 0 |
| DANAHER CORP | COM | 235851102 |  | 494009 | 2158 | SH |  | SOLE |  | 2158 | 0 | 0 |
| DISNEY WALT CO COM | COM | 254687106 |  | 465319 | 4090 | SH |  | SOLE |  | 4090 | 0 | 0 |
| DOMINION RESOURCES INC | COM | 25746U109 |  | 429933 | 7338 | SH |  | SOLE |  | 7338 | 0 | 0 |
| DTE ENERGY CO COM | COM | 233331107 |  | 235904 | 1829 | SH |  | SOLE |  | 1829 | 0 | 0 |
| EATON CORP PLC SHS | COM | G29183103 |  | 562489 | 1766 | SH |  | SOLE |  | 1766 | 0 | 0 |
| EATON VANCE LTD DURATION INCOME FD | SHS | 27828H105 |  | 260038 | 26240 | SH |  | SOLE |  | 26240 | 0 | 0 |
| EATON VANCE RISK MANAGED DIVERSIFIED EQUITY | SHS | 27829G106 |  | 530566 | 60155 | SH |  | SOLE |  | 60154 | 0 | 0 |
| EATON VANCE TAX MANAGED | SHS | 27828N102 |  | 1769033 | 115322 | SH |  | SOLE |  | 115321 | 0 | 0 |
| EATON VANCE TAX MANAGED GLOBAL EQUITY | SHS | 27829F108 |  | 1386501 | 145488 | SH |  | SOLE |  | 145488 | 0 | 0 |
| ELI LILLY  CO COM | COM | 532457108 |  | 1305736 | 1215 | SH |  | SOLE |  | 1215 | 0 | 0 |
| ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP | COM | 29273V100 |  | 643242 | 39008 | SH |  | SOLE |  | 39008 | 0 | 0 |
| ENTERPRISE PRODS PARTNERS L P | COM | 293792107 |  | 931696 | 29061 | SH |  | SOLE |  | 29061 | 0 | 0 |
| EXXON MOBIL CORP COM | COM | 30231G102 |  | 918916 | 7636 | SH |  | SOLE |  | 7636 | 0 | 0 |
| FEDEX CORP | COM | 31428X106 |  | 480663 | 1664 | SH |  | SOLE |  | 1664 | 0 | 0 |
| FINANCIAL SELECT SECTOR SPDR | SHS | 81369Y605 |  | 332563 | 6072 | SH |  | SOLE |  | 6072 | 0 | 0 |
| FORD MOTOR COMPANY | COM | 345370860 |  | 249634 | 19027 | SH |  | SOLE |  | 19027 | 0 | 0 |
| GE AEROSPACE COM NEW | COM | 369604301 |  | 999865 | 3246 | SH |  | SOLE |  | 3246 | 0 | 0 |
| GE VERNOVA INC COM | COM | 36828A101 |  | 565338 | 865 | SH |  | SOLE |  | 865 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 1359813 | 1547 | SH |  | SOLE |  | 1547 | 0 | 0 |
| GOOGLE INC | COM | 02079K305 |  | 2139981 | 6837 | SH |  | SOLE |  | 6837 | 0 | 0 |
| HOME DEPOT | COM | 437076102 |  | 313131 | 910 | SH |  | SOLE |  | 910 | 0 | 0 |
| HUBBELL INC COM | COM | 443510607 |  | 433451 | 976 | SH |  | SOLE |  | 976 | 0 | 0 |
| INDEPENDENCE RLTY TR INC COM | COM | 45378A106 |  | 516796 | 29565 | SH |  | SOLE |  | 29565 | 0 | 0 |
| INTERCONTINENTALEXCHINTL | COM | 45866F104 |  | 633102 | 3909 | SH |  | SOLE |  | 3909 | 0 | 0 |
| INVESCO NASDAQ NEXT GEN 100 SHS | SHS | 46138G631 |  | 363488 | 9864 | SH |  | SOLE |  | 9864 | 0 | 0 |
| ISHARES 1-3 YR TREASURY BOND SHS | SHS | 464287457 |  | 9047948 | 109248 | SH |  | SOLE |  | 109248 | 0 | 0 |
| ISHARES AGGREGATE BOND SHS | SHS | 464287226 |  | 2321611 | 23244 | SH |  | SOLE |  | 23244 | 0 | 0 |
| ISHARES CORE MSCI EMERGING MARKETS SHS | SHS | 46434G103 |  | 6342503 | 94354 | SH |  | SOLE |  | 94354 | 0 | 0 |
| ISHARES CORE S MID CAP SHS | SHS | 464287507 |  | 1483020 | 22470 | SH |  | SOLE |  | 22470 | 0 | 0 |
| ISHARES CORE TOTAL USD BOND MARKET SHS | SHS | 46434V613 |  | 265743 | 5710 | SH |  | SOLE |  | 5710 | 0 | 0 |
| ISHARES ESG OPTIMIZED MSCI USA SHS | SHS | 464288802 |  | 244132 | 1752 | SH |  | SOLE |  | 1752 | 0 | 0 |
| ISHARES MSCI EAFE SHS | SHS | 464287465 |  | 3016782 | 31415 | SH |  | SOLE |  | 31415 | 0 | 0 |
| ISHARES MSCI EAFE GROWTH INDEX SHS | SHS | 464288885 |  | 600244 | 5269 | SH |  | SOLE |  | 5269 | 0 | 0 |
| ISHARES MSCI EAFE SMALL CAP SHS | SHS | 464288273 |  | 2735620 | 35285 | SH |  | SOLE |  | 35284 | 0 | 0 |
| ISHARES MSCI EAFE VALUE INDEX SHS | SHS | 464288877 |  | 682965 | 9564 | SH |  | SOLE |  | 9564 | 0 | 0 |
| ISHARES RUSSELL 1000 SHS | SHS | 464287622 |  | 496302 | 1329 | SH |  | SOLE |  | 1329 | 0 | 0 |
| ISHARES RUSSELL 1000 GROWTH SHS | SHS | 464287614 |  | 18290347 | 38644 | SH |  | SOLE |  | 38644 | 0 | 0 |
| ISHARES RUSSELL 1000 VALUE SHS | SHS | 464287598 |  | 6329762 | 30093 | SH |  | SOLE |  | 30093 | 0 | 0 |
| ISHARES RUSSELL 2000 SHS | SHS | 464287655 |  | 2072421 | 8419 | SH |  | SOLE |  | 8419 | 0 | 0 |
| ISHARES RUSSELL 2000 GROWTH INDEX | SHS | 464287648 |  | 1529129 | 4734 | SH |  | SOLE |  | 4734 | 0 | 0 |
| ISHARES RUSSELL 2000 VALUE | SHS | 464287630 |  | 1996209 | 11016 | SH |  | SOLE |  | 11016 | 0 | 0 |
| ISHARES RUSSELL MIDCAP SHS | SHS | 464287499 |  | 200915 | 2087 | SH |  | SOLE |  | 2087 | 0 | 0 |
| ISHARES RUSSELL MIDCAP GROWTH SHS | SHS | 464287481 |  | 2743456 | 20034 | SH |  | SOLE |  | 20034 | 0 | 0 |
| ISHARES RUSSELL MIDCAP VALUE INDEX | SHS | 464287473 |  | 2020823 | 14327 | SH |  | SOLE |  | 14327 | 0 | 0 |
| ISHARES S 500 GROWTH SHS | SHS | 464287309 |  | 204119 | 1656 | SH |  | SOLE |  | 1656 | 0 | 0 |
| ISHARES S 500 INDEX | SHS | 464287200 |  | 549322 | 802 | SH |  | SOLE |  | 802 | 0 | 0 |
| ISHARES US FINANCIAL SERVICES SHS | SHS | 464287770 |  | 257009 | 2786 | SH |  | SOLE |  | 2786 | 0 | 0 |
| JOHNSON  JOHNSON COM | COM | 478160104 |  | 202604 | 979 | SH |  | SOLE |  | 979 | 0 | 0 |
| JOHNSON CTLS INC | COM | G51502105 |  | 706405 | 5899 | SH |  | SOLE |  | 5899 | 0 | 0 |
| JPMORGAN CHASE  CO. COM | COM | 46625H100 |  | 3181923 | 9875 | SH |  | SOLE |  | 9875 | 0 | 0 |
| JPMORGAN EQUITY PREMIUM INCOME SHS | SHS | 46641Q332 |  | 932440 | 16290 | SH |  | SOLE |  | 16290 | 0 | 0 |
| JPMORGAN NASDAQ EQUITY PREMIUM INCOME SHS | SHS | 46654Q203 |  | 393182 | 6765 | SH |  | SOLE |  | 6765 | 0 | 0 |
| KIMBERLY-CLARK CORP COM | COM | 494368103 |  | 259086 | 2568 | SH |  | SOLE |  | 2568 | 0 | 0 |
| KINDER MORGAN INC | COM | 49456B101 |  | 283339 | 10307 | SH |  | SOLE |  | 10307 | 0 | 0 |
| LENNAR CORP CL A | COM | 526057104 |  | 291746 | 2838 | SH |  | SOLE |  | 2838 | 0 | 0 |
| LINDE PLC SHS | COM | G54950103 |  | 1039965 | 2439 | SH |  | SOLE |  | 2439 | 0 | 0 |
| LOWES COS INC COM | COM | 548661107 |  | 277093 | 1149 | SH |  | SOLE |  | 1149 | 0 | 0 |
| MARSH COM | COM | 571748102 |  | 222067 | 1197 | SH |  | SOLE |  | 1197 | 0 | 0 |
| MASTERCARD INC | COM | 57636Q104 |  | 1487142 | 2605 | SH |  | SOLE |  | 2605 | 0 | 0 |
| MEDTRONIC PLC SHS | COM | G5960L103 |  | 200189 | 2084 | SH |  | SOLE |  | 2084 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 245887 | 2336 | SH |  | SOLE |  | 2336 | 0 | 0 |
| META PLATFORMS INC CL A | COM | 30303M102 |  | 1640324 | 2485 | SH |  | SOLE |  | 2485 | 0 | 0 |
| MICROSOFT | COM | 594918104 |  | 4455591 | 9213 | SH |  | SOLE |  | 9213 | 0 | 0 |
| MONDELEZ INTL INC CL A | COM | 609207105 |  | 666792 | 12387 | SH |  | SOLE |  | 12387 | 0 | 0 |
| MONSTER BEVERAGE CORP | COM | 61174X109 |  | 312354 | 4074 | SH |  | SOLE |  | 4074 | 0 | 0 |
| MORGAN STANLEY | COM | 617446448 |  | 233807 | 1317 | SH |  | SOLE |  | 1317 | 0 | 0 |
| MUNIYIELD MICH INSD FD INC | SHS | 09254V105 |  | 225995 | 19250 | SH |  | SOLE |  | 19250 | 0 | 0 |
| NSHSLIX COM INC | COM | 64110L106 |  | 1023859 | 10920 | SH |  | SOLE |  | 10920 | 0 | 0 |
| NEXTERA ENERGY INC COM | COM | 65339F101 |  | 421149 | 5246 | SH |  | SOLE |  | 5246 | 0 | 0 |
| NORFOLK SOUTHERN CRP | COM | 655844108 |  | 309219 | 1071 | SH |  | SOLE |  | 1071 | 0 | 0 |
| NOVARTIS AG ADR | ADR | 66987V109 |  | 432636 | 3138 | SH |  | SOLE |  | 3138 | 0 | 0 |
| NUVEEN AMT FREE QLTY MUN INCME COM | SHS | 670657105 |  | 244404 | 21015 | SH |  | SOLE |  | 21015 | 0 | 0 |
| NUVEEN S 500 BUY-WRITE INCOM COM | SHS | 6706ER101 |  | 208079 | 14155 | SH |  | SOLE |  | 14155 | 0 | 0 |
| NVIDIA CORPORATION COM | COM | 67066G104 |  | 1803828 | 9672 | SH |  | SOLE |  | 9672 | 0 | 0 |
| O REILLY AUTOMOTIVE INC | COM | 67103H107 |  | 941287 | 10320 | SH |  | SOLE |  | 10320 | 0 | 0 |
| OLD DOMINION FREIGHT LINE INC COM | COM | 679580100 |  | 601171 | 3834 | SH |  | SOLE |  | 3834 | 0 | 0 |
| OLD REP INTL CORP COM | COM | 680223104 |  | 324911 | 7119 | SH |  | SOLE |  | 7119 | 0 | 0 |
| ONEOK INC NEW COM | COM | 682680103 |  | 456950 | 6217 | SH |  | SOLE |  | 6217 | 0 | 0 |
| ORACLE CORPORATION | COM | 68389X105 |  | 1519908 | 7798 | SH |  | SOLE |  | 7798 | 0 | 0 |
| OTIS WORLDWIDE CORP COM | COM | 68902V107 |  | 367045 | 4202 | SH |  | SOLE |  | 4202 | 0 | 0 |
| PEPSICO INC COM | COM | 713448108 |  | 592594 | 4129 | SH |  | SOLE |  | 4129 | 0 | 0 |
| PFIZER INC COM | COM | 717081103 |  | 250992 | 10080 | SH |  | SOLE |  | 10080 | 0 | 0 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 312459 | 1948 | SH |  | SOLE |  | 1948 | 0 | 0 |
| PROCTER  GAMBLE CO COM | COM | 742718109 |  | 486394 | 3394 | SH |  | SOLE |  | 3394 | 0 | 0 |
| QUALCOMM INC | COM | 747525103 |  | 378192 | 2211 | SH |  | SOLE |  | 2211 | 0 | 0 |
| REALTY INCOME CORP COM | COM | 756109104 |  | 230779 | 4094 | SH |  | SOLE |  | 4094 | 0 | 0 |
| REGENERON PHARMACEUTICALS COM | COM | 75886F107 |  | 653002 | 846 | SH |  | SOLE |  | 846 | 0 | 0 |
| ROCKET COS INC COM CL A | COM | 77311W101 |  | 296789 | 15330 | SH |  | SOLE |  | 15330 | 0 | 0 |
| RTX CORPORATION COM | COM | 75513E101 |  | 3001524 | 16366 | SH |  | SOLE |  | 16366 | 0 | 0 |
| SALESFORCE COM | COM | 79466L302 |  | 885064 | 3341 | SH |  | SOLE |  | 3341 | 0 | 0 |
| SEMPRA ENERGY | COM | 816851109 |  | 493806 | 5593 | SH |  | SOLE |  | 5593 | 0 | 0 |
| SOFI TECHNOLOGIES INC COM | COM | 83406F102 |  | 484063 | 18490 | SH |  | SOLE |  | 18490 | 0 | 0 |
| SPDR GOLD SHS | SHS | 78463V107 |  | 5914530 | 14924 | SH |  | SOLE |  | 14924 | 0 | 0 |
| SPDR S 500 SHS | SHS | 78462F103 |  | 752840 | 1104 | SH |  | SOLE |  | 1104 | 0 | 0 |
| STATE STREET DOUBLELINE TOTAL RETURN TACTICAL SHS | SHS | 78467V848 |  | 1354332 | 33648 | SH |  | SOLE |  | 33648 | 0 | 0 |
| STATE STREET SPDR BLOOMBERG 1-3 MONTH T-BILL SHS | SHS | 78468R663 |  | 859703 | 9408 | SH |  | SOLE |  | 9408 | 0 | 0 |
| STRYKER CORP | COM | 863667101 |  | 700831 | 1994 | SH |  | SOLE |  | 1994 | 0 | 0 |
| TE CONNECTIVITY LTD | COM | G87052109 |  | 325112 | 1429 | SH |  | SOLE |  | 1429 | 0 | 0 |
| TESLA MOTORS INC | COM | 88160R101 |  | 295466 | 657 | SH |  | SOLE |  | 657 | 0 | 0 |
| TEXAS INSTRS INC COM | COM | 882508104 |  | 560720 | 3232 | SH |  | SOLE |  | 3232 | 0 | 0 |
| TJX COS INC NEW COM | COM | 872540109 |  | 1302306 | 8478 | SH |  | SOLE |  | 8478 | 0 | 0 |
| UNION PAC CORP COM | COM | 907818108 |  | 746701 | 3228 | SH |  | SOLE |  | 3228 | 0 | 0 |
| UNITEDHEALTH GROUP | COM | 91324P102 |  | 467436 | 1416 | SH |  | SOLE |  | 1416 | 0 | 0 |
| US BANCORP DEL COM NEW | COM | 902973304 |  | 244015 | 4573 | SH |  | SOLE |  | 4573 | 0 | 0 |
| VANECK FALLEN ANGEL HIGH YIELD BOND SHS | SHS | 92189F437 |  | 226639 | 7718 | SH |  | SOLE |  | 7718 | 0 | 0 |
| VANECK IG FLOATING RATE SHS | SHS | 92189F486 |  | 842726 | 33074 | SH |  | SOLE |  | 33074 | 0 | 0 |
| VANGUARD DIVIDEND APPRECIATION SHS | SHS | 921908844 |  | 591208 | 2690 | SH |  | SOLE |  | 2690 | 0 | 0 |
| VANGUARD GROWTH SHS | SHS | 922908736 |  | 631779 | 1295 | SH |  | SOLE |  | 1295 | 0 | 0 |
| VANGUARD HIGH DIVIDEND YIELD INDEX SHS | SHS | 921946406 |  | 14119208 | 98378 | SH |  | SOLE |  | 98377 | 0 | 0 |
| VANGUARD SHORT TERM BOND | SHS | 921937827 |  | 461827 | 5860 | SH |  | SOLE |  | 5860 | 0 | 0 |
| VANGUARD SHORT-TERM CORPORATE BOND SHS | SHS | 92206C409 |  | 11080063 | 138970 | SH |  | SOLE |  | 138969 | 0 | 0 |
| VANGUARD SMALL CAP VALUE SHS | SHS | 922908611 |  | 651042 | 3074 | SH |  | SOLE |  | 3074 | 0 | 0 |
| VANGUARD TOTAL INTERNATIONAL BOND SHS | SHS | 92203J407 |  | 268369 | 5554 | SH |  | SOLE |  | 5554 | 0 | 0 |
| VANGUARD TOTAL COM MARKET SHS | SHS | 922908769 |  | 1158252 | 3455 | SH |  | SOLE |  | 3454 | 0 | 0 |
| VANGUARD TOTAL WORLD COM SHS | SHS | 922042742 |  | 428681 | 3039 | SH |  | SOLE |  | 3039 | 0 | 0 |
| VIRTUS DIVIDEND INTEREST  PR COM | SHS | 92840R101 |  | 548547 | 42556 | SH |  | SOLE |  | 42556 | 0 | 0 |
| VISA INC | COM | 92826C839 |  | 1071419 | 3055 | SH |  | SOLE |  | 3055 | 0 | 0 |
| WELLS FARGO  CO COM | COM | 949746101 |  | 1065462 | 11432 | SH |  | SOLE |  | 11432 | 0 | 0 |
| WILLIAMS COS INC COM | COM | 969457100 |  | 654418 | 10887 | SH |  | SOLE |  | 10887 | 0 | 0 |
| YUM! BRANDS INC | COM | 988498101 |  | 263832 | 1744 | SH |  | SOLE |  | 1744 | 0 | 0 |

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