# EDGAR Filing Document

**Accession Number:** 0000769317
**File Stem:** 0000897101-26-000165
**Filing Date:** 2026-5
**Character Count:** 54423
**Document Hash:** cff0fe52a77d59e7b69abd045dfa1397
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000897101-26-000165.hdr.sgml**: 20260513

**ACCESSION NUMBER**: 0000897101-26-000165

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260513

**DATE AS OF CHANGE**: 20260513

**EFFECTIVENESS DATE**: 20260513

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SIT INVESTMENT ASSOCIATES INC
- **CENTRAL INDEX KEY:** 0000769317

**ORGANIZATION NAME:**
- **EIN:** 411404829
- **STATE OF INCORPORATION:** MN
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-00180
- **FILM NUMBER:** 26971116

**BUSINESS ADDRESS:**
- **STREET 1:** 3300 IDS CENTER
- **STREET 2:** 80 SOUTH EIGHTH STREET
- **CITY:** MINNEAPOLIS
- **STATE:** MN
- **ZIP:** 55402
- **BUSINESS PHONE:** 6123323223

**MAIL ADDRESS:**
- **STREET 1:** 3300 IDS CENTER
- **STREET 2:** 80 SOUTH EIGHTH STREET
- **CITY:** MINNEAPOLIS
- **STATE:** MN
- **ZIP:** 55402

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** SIT INVESTMENT ASSOCIATES INC<br>**Address:** 3300 IDS Center<br>80 South Eighth Street<br>Minneapolis, MN 55402

**Form 13F File Number:** 028-00180

**CRD Number (if applicable):** 000105725

**SEC File Number (if applicable):** 801-16350

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Paul E. Rasmussen<br>**Title:** Vice President<br>**Phone:** 612-332-3223

**Signature, Place, and Date of Signing:**

/s/ Paul E. Rasmussen  Minneapolis, MN  05-13-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 1

**Form 13F Information Table Entry Total:** 501

**Form 13F Information Table Value Total:** $4926237

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                                  | Form 13F File Number   |
|:---|:---|:---|
|  | SIT FIXED INCOME ADVISORS II LLC /ADV | 028-19972              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AAR CORP | COMMON | 000361105 |  | 933 | 8525 | SH |  | SOLE | 1 | 8525 | 0 | 0 |
| ABBOTT LABORATORIES | COMMON | 002824100 |  | 17851 | 173866 | SH |  | SOLE | 1 | 173866 | 0 | 0 |
| ABBVIE INC | COMMON | 00287Y109 |  | 9829 | 45194 | SH |  | SOLE | 1 | 45194 | 0 | 0 |
| ACCENTURE PLC CL A | COMMON | G1151C101 |  | 12409 | 62580 | SH |  | SOLE | 1 | 62580 | 0 | 0 |
| ADDUS HOMECARE CORP | COMMON | 006739106 |  | 2910 | 31075 | SH |  | SOLE | 1 | 31075 | 0 | 0 |
| ADYEN NV-ADR | DEPOSITARY RECEI | 00783V104 |  | 2026 | 203225 | SH |  | SOLE | 1 | 203225 | 0 | 0 |
| AEROVIRONMENT INC | COMMON | 008073108 |  | 4180 | 22833 | SH |  | SOLE | 1 | 22833 | 0 | 0 |
| AFLAC INC | COMMON | 001055102 |  | 461 | 4200 | SH |  | SOLE | 1 | 4200 | 0 | 0 |
| AGILENT TECHNOLOGIES INC | COMMON | 00846U101 |  | 7472 | 65552 | SH |  | SOLE | 1 | 65552 | 0 | 0 |
| AIR LEASE CORP | COMMON | 00912X302 |  | 3847 | 59245 | SH |  | SOLE | 1 | 59245 | 0 | 0 |
| AIR PRODUCTS  CHEMICALS INC | COMMON | 009158106 |  | 34 | 116 | SH |  | SOLE | 1 | 116 | 0 | 0 |
| AIRBNB INC | COMMON | 009066101 |  | 1963 | 15545 | SH |  | SOLE | 1 | 15545 | 0 | 0 |
| ALASKA AIR GROUP INC | COMMON | 011659109 |  | 1415 | 38475 | SH |  | SOLE | 1 | 38475 | 0 | 0 |
| ALBEMARLE CORP | COMMON | 012653101 |  | 61 | 341 | SH |  | SOLE | 1 | 341 | 0 | 0 |
| ALIBABA GROUP HOLDING LTD ADR | DEPOSITARY RECEI | 01609W102 |  | 512 | 4080 | SH |  | SOLE | 1 | 4080 | 0 | 0 |
| ALIGN TECHNOLOGY INC | COMMON | 016255101 |  | 1467 | 8560 | SH |  | SOLE | 1 | 8560 | 0 | 0 |
| ALLIANZ SE ADR | DEPOSITARY RECEI | 018820100 |  | 5820 | 138434 | SH |  | SOLE | 1 | 138434 | 0 | 0 |
| ALPHABET INC - CL A | COMMON | 02079K305 |  | 82039 | 285292 | SH |  | SOLE | 1 | 285292 | 0 | 0 |
| ALPHABET INC - CL C | COMMON | 02079K107 |  | 24046 | 83825 | SH |  | SOLE | 1 | 83825 | 0 | 0 |
| AMAZON.COM INC | COMMON | 023135106 |  | 50980 | 244779 | SH |  | SOLE | 1 | 244779 | 0 | 0 |
| AMENTUM HOLDINGS INC | COMMON | 023939101 |  | 683 | 26202 | SH |  | SOLE | 1 | 26202 | 0 | 0 |
| AMEREN CORP | COMMON | 023608102 |  | 598 | 5443 | SH |  | SOLE | 1 | 5443 | 0 | 0 |
| AMERICAN INTERNATIONAL GROUP I | COMMON | 026874784 |  | 8405 | 111694 | SH |  | SOLE | 1 | 111694 | 0 | 0 |
| AMERICAN TOWER CORP | REIT | 03027X100 |  | 79 | 455 | SH |  | SOLE | 1 | 455 | 0 | 0 |
| AMERIPRISE FINANCIAL INC | COMMON | 03076C106 |  | 13334 | 30005 | SH |  | SOLE | 1 | 30005 | 0 | 0 |
| AMETEK INC | COMMON | 031100100 |  | 3146 | 14675 | SH |  | SOLE | 1 | 14675 | 0 | 0 |
| AMGEN INC | COMMON | 031162100 |  | 144 | 410 | SH |  | SOLE | 1 | 410 | 0 | 0 |
| AMNEAL PHARMACEUTICALS INC | COMMON | 03168L105 |  | 698 | 56150 | SH |  | SOLE | 1 | 56150 | 0 | 0 |
| ANALOG DEVICES INC | COMMON | 032654105 |  | 5237 | 16461 | SH |  | SOLE | 1 | 16461 | 0 | 0 |
| AON PLC | COMMON | G0403H108 |  | 17 | 54 | SH |  | SOLE | 1 | 54 | 0 | 0 |
| APPLE INC | COMMON | 037833100 |  | 118509 | 466955 | SH |  | SOLE | 1 | 466955 | 0 | 0 |
| APPLIED MATERIALS INC | COMMON | 038222105 |  | 42675 | 124857 | SH |  | SOLE | 1 | 124857 | 0 | 0 |
| APTIV PLC | COMMON | G3265R107 |  | 277 | 3985 | SH |  | SOLE | 1 | 3985 | 0 | 0 |
| ARCH CAPITAL GROUP LTD | COMMON | G0450A105 |  | 124 | 1290 | SH |  | SOLE | 1 | 1290 | 0 | 0 |
| ARCUTIS BIOTHERAPEUTICS INC | COMMON | 03969K108 |  | 681 | 28900 | SH |  | SOLE | 1 | 28900 | 0 | 0 |
| ARGAN INC | COMMON | 04010E109 |  | 13529 | 24840 | SH |  | SOLE | 1 | 24840 | 0 | 0 |
| ARISTA NETWORKS INC | COMMON | 040413205 |  | 30655 | 249673 | SH |  | SOLE | 1 | 249673 | 0 | 0 |
| ARS PHARMACEUTICALS INC | COMMON | 82835W108 |  | 746 | 92875 | SH |  | SOLE | 1 | 92875 | 0 | 0 |
| ARTHUR J GALLAGHER  CO | COMMON | 363576109 |  | 12187 | 56268 | SH |  | SOLE | 1 | 56268 | 0 | 0 |
| ARTISAN PARTNERS ASSET MGMT IN | COMMON | 04316A108 |  | 1591 | 43725 | SH |  | SOLE | 1 | 43725 | 0 | 0 |
| ASCENDIS PHARMA A/S ADR | DEPOSITARY RECEI | 04351P101 |  | 4596 | 20095 | SH |  | SOLE | 1 | 20095 | 0 | 0 |
| ASGN INC | COMMON | 00191U102 |  | 811 | 20940 | SH |  | SOLE | 1 | 20940 | 0 | 0 |
| ASML HOLDING NV | NY REG SHRS | N07059210 |  | 17815 | 13488 | SH |  | SOLE | 1 | 13488 | 0 | 0 |
| ASTRAZENECA PLC | COMMON | G0593M107 |  | 19685 | 99814 | SH |  | SOLE | 1 | 99814 | 0 | 0 |
| ATLASSIAN CORP | COMMON | 049468101 |  | 4133 | 60564 | SH |  | SOLE | 1 | 60564 | 0 | 0 |
| ATRICURE INC | COMMON | 04963C209 |  | 3233 | 113330 | SH |  | SOLE | 1 | 113330 | 0 | 0 |
| AUTODESK INC | COMMON | 052769106 |  | 7815 | 32643 | SH |  | SOLE | 1 | 32643 | 0 | 0 |
| AVERY DENNISON CORP | COMMON | 053611109 |  | 8761 | 50735 | SH |  | SOLE | 1 | 50735 | 0 | 0 |
| AVIENT CORP | COMMON | 05368V106 |  | 835 | 23000 | SH |  | SOLE | 1 | 23000 | 0 | 0 |
| AXIS CAPITAL HOLDINGS LTD | COMMON | G0692U109 |  | 6930 | 68337 | SH |  | SOLE | 1 | 68337 | 0 | 0 |
| AXON ENTERPRISE INC | COMMON | 05464C101 |  | 7917 | 18643 | SH |  | SOLE | 1 | 18643 | 0 | 0 |
| AZZ INC | COMMON | 002474104 |  | 3917 | 31300 | SH |  | SOLE | 1 | 31300 | 0 | 0 |
| BAE SYSTEMS PLC ADR | DEPOSITARY RECEI | 05523R107 |  | 4133 | 35476 | SH |  | SOLE | 1 | 35476 | 0 | 0 |
| BAIDU INC ADR | DEPOSITARY RECEI | 056752108 |  | 716 | 6425 | SH |  | SOLE | 1 | 6425 | 0 | 0 |
| BANCO SANTANDER CHILE ADR | DEPOSITARY RECEI | 05965X109 |  | 157 | 4700 | SH |  | SOLE | 1 | 4700 | 0 | 0 |
| BANCO SANTANDER SA ADR | DEPOSITARY RECEI | 05964H105 |  | 456 | 40400 | SH |  | SOLE | 1 | 40400 | 0 | 0 |
| BANK OF AMERICA CORP | COMMON | 060505104 |  | 14424 | 295873 | SH |  | SOLE | 1 | 295873 | 0 | 0 |
| BANK OF NEW YORK MELLON CORP | COMMON | 064058100 |  | 4014 | 33840 | SH |  | SOLE | 1 | 33840 | 0 | 0 |
| BELDEN INC | COMMON | 077454106 |  | 2649 | 23065 | SH |  | SOLE | 1 | 23065 | 0 | 0 |
| BERKSHIRE HATHAWAY INC | COMMON | 084670702 |  | 255 | 533 | SH |  | SOLE | 1 | 533 | 0 | 0 |
| BHP GROUP ADR | DEPOSITARY RECEI | 088606108 |  | 1167 | 16050 | SH |  | SOLE | 1 | 16050 | 0 | 0 |
| BIO-TECHNE CORP | COMMON | 09073M104 |  | 1418 | 27125 | SH |  | SOLE | 1 | 27125 | 0 | 0 |
| BLACKROCK INC | COMMON | 09290D101 |  | 56 | 58 | SH |  | SOLE | 1 | 58 | 0 | 0 |
| BLACKSTONE INC | COMMON | 09260D107 |  | 1736 | 15100 | SH |  | SOLE | 1 | 15100 | 0 | 0 |
| BLOCK INC | COMMON | 852234103 |  | 27 | 450 | SH |  | SOLE | 1 | 450 | 0 | 0 |
| BOOKING HOLDINGS INC | COMMON | 09857L108 |  | 1895 | 450 | SH |  | SOLE | 1 | 450 | 0 | 0 |
| BOOT BARN HOLDINGS INC | COMMON | 099406100 |  | 1993 | 13620 | SH |  | SOLE | 1 | 13620 | 0 | 0 |
| BOOZ ALLEN HAMILTON HOLDING CO | COMMON | 099502106 |  | 3970 | 50875 | SH |  | SOLE | 1 | 50875 | 0 | 0 |
| BOSTON SCIENTIFIC CORP | COMMON | 101137107 |  | 1709 | 27240 | SH |  | SOLE | 1 | 27240 | 0 | 0 |
| BRADY CORP | COMMON | 104674106 |  | 128 | 1575 | SH |  | SOLE | 1 | 1575 | 0 | 0 |
| BRINK'S CO/THE | COMMON | 109696104 |  | 759 | 7325 | SH |  | SOLE | 1 | 7325 | 0 | 0 |
| BROADCOM INC | COMMON | 11135F101 |  | 137077 | 442884 | SH |  | SOLE | 1 | 442884 | 0 | 0 |
| BROADSTONE NET LEASE INC | REIT | 11135E203 |  | 863 | 47225 | SH |  | SOLE | 1 | 47225 | 0 | 0 |
| BUTTERFLY NETWORK INC | COMMON | 124155102 |  | 851 | 210750 | SH |  | SOLE | 1 | 210750 | 0 | 0 |
| BWX TECHNOLOGIES INC | COMMON | 05605H100 |  | 5196 | 25408 | SH |  | SOLE | 1 | 25408 | 0 | 0 |
| CABOT CORP | COMMON | 127055101 |  | 753 | 10000 | SH |  | SOLE | 1 | 10000 | 0 | 0 |
| CARDINAL HEALTH INC | COMMON | 14149Y108 |  | 10310 | 48790 | SH |  | SOLE | 1 | 48790 | 0 | 0 |
| CARETRUST REIT INC | REIT | 14174T107 |  | 9105 | 248425 | SH |  | SOLE | 1 | 248425 | 0 | 0 |
| CARLISLE COS INC | COMMON | 142339100 |  | 4832 | 14485 | SH |  | SOLE | 1 | 14485 | 0 | 0 |
| CARLYLE GROUP INC/THE | COMMON | 14316J108 |  | 11576 | 239215 | SH |  | SOLE | 1 | 239215 | 0 | 0 |
| CASEY'S GENERAL STORES INC | COMMON | 147528103 |  | 5332 | 7325 | SH |  | SOLE | 1 | 7325 | 0 | 0 |
| CATERPILLAR INC | COMMON | 149123101 |  | 3046 | 4300 | SH |  | SOLE | 1 | 4300 | 0 | 0 |
| CENTRUS ENERGY CORP | COMMON | 15643U104 |  | 1272 | 7325 | SH |  | SOLE | 1 | 7325 | 0 | 0 |
| CENTURY COMMUNITIES INC | COMMON | 156504300 |  | 703 | 12245 | SH |  | SOLE | 1 | 12245 | 0 | 0 |
| CH ROBINSON WORLDWIDE INC | COMMON | 12541W209 |  | 5915 | 35615 | SH |  | SOLE | 1 | 35615 | 0 | 0 |
| CHENIERE ENERGY INC | COMMON | 16411R208 |  | 14069 | 49581 | SH |  | SOLE | 1 | 49581 | 0 | 0 |
| CHESAPEAKE UTILITIES CORP | COMMON | 165303108 |  | 1582 | 12515 | SH |  | SOLE | 1 | 12515 | 0 | 0 |
| CHORD ENERGY CORP | COMMON | 674215207 |  | 1273 | 8950 | SH |  | SOLE | 1 | 8950 | 0 | 0 |
| CHUBB LTD | COMMON | H1467J104 |  | 36467 | 111885 | SH |  | SOLE | 1 | 111885 | 0 | 0 |
| CIENA CORP | COMMON | 171779309 |  | 16607 | 42775 | SH |  | SOLE | 1 | 42775 | 0 | 0 |
| CIRCLE INTERNET GROUP INC | COMMON | 172573107 |  | 868 | 9100 | SH |  | SOLE | 1 | 9100 | 0 | 0 |
| CISCO SYSTEMS INC | COMMON | 17275R102 |  | 10880 | 140225 | SH |  | SOLE | 1 | 140225 | 0 | 0 |
| CITIGROUP INC | COMMON | 172967424 |  | 4234 | 37330 | SH |  | SOLE | 1 | 37330 | 0 | 0 |
| CITIZENS FINL GROUP INC | COMMON | 174610105 |  | 6310 | 105225 | SH |  | SOLE | 1 | 105225 | 0 | 0 |
| CNO FINANCIAL GROUP INC | COMMON | 12621E103 |  | 846 | 20600 | SH |  | SOLE | 1 | 20600 | 0 | 0 |
| COCA-COLA CO/THE | COMMON | 191216100 |  | 10184 | 133912 | SH |  | SOLE | 1 | 133912 | 0 | 0 |
| COCA-COLA EUROPACIFIC PARTNERS | COMMON | G25839104 |  | 5558 | 61300 | SH |  | SOLE | 1 | 61300 | 0 | 0 |
| COHERENT CORP | COMMON | 19247G107 |  | 11978 | 50285 | SH |  | SOLE | 1 | 50285 | 0 | 0 |
| COLLIERS INTL GROUP INC | COMMON | 194693107 |  | 2929 | 27400 | SH |  | SOLE | 1 | 27400 | 0 | 0 |
| COLUMBIA BANKING SYSTEM INC | COMMON | 197236102 |  | 2141 | 78050 | SH |  | SOLE | 1 | 78050 | 0 | 0 |
| COMMERCIAL METALS CO | COMMON | 201723103 |  | 458 | 7450 | SH |  | SOLE | 1 | 7450 | 0 | 0 |
| CONOCOPHILLIPS | COMMON | 20825C104 |  | 9177 | 69521 | SH |  | SOLE | 1 | 69521 | 0 | 0 |
| CONSTELLATION ENERGY CORP | COMMON | 21037T109 |  | 212 | 760 | SH |  | SOLE | 1 | 760 | 0 | 0 |
| COSTCO WHOLESALE CORP | COMMON | 22160K105 |  | 517 | 519 | SH |  | SOLE | 1 | 519 | 0 | 0 |
| COVISTA INC | COMMON | 00737L103 |  | 2328 | 20200 | SH |  | SOLE | 1 | 20200 | 0 | 0 |
| CRANE COMPANY | COMMON | 224408104 |  | 4068 | 23790 | SH |  | SOLE | 1 | 23790 | 0 | 0 |
| CRANE NXT COMPANY | COMMON | 224441105 |  | 1202 | 29625 | SH |  | SOLE | 1 | 29625 | 0 | 0 |
| CREDO TECHNOLOGY GROUP HLDG | COMMON | G25457105 |  | 1658 | 17660 | SH |  | SOLE | 1 | 17660 | 0 | 0 |
| CRH PLC | COMMON | G25508105 |  | 1401 | 13325 | SH |  | SOLE | 1 | 13325 | 0 | 0 |
| CROWDSTRIKE HOLDINGS INC | COMMON | 22788C105 |  | 2538 | 6500 | SH |  | SOLE | 1 | 6500 | 0 | 0 |
| CSW INDUSTRIALS INC | COMMON | 126402106 |  | 1763 | 6765 | SH |  | SOLE | 1 | 6765 | 0 | 0 |
| CSX CORP | COMMON | 126408103 |  | 9589 | 233600 | SH |  | SOLE | 1 | 233600 | 0 | 0 |
| CUBESMART | REIT | 229663109 |  | 365 | 9950 | SH |  | SOLE | 1 | 9950 | 0 | 0 |
| DATADOG INC | COMMON | 23804L103 |  | 6307 | 53425 | SH |  | SOLE | 1 | 53425 | 0 | 0 |
| DEERE  CO | COMMON | 244199105 |  | 40 | 71 | SH |  | SOLE | 1 | 71 | 0 | 0 |
| DEVON ENERGY CORP | COMMON | 25179M103 |  | 2013 | 40000 | SH |  | SOLE | 1 | 40000 | 0 | 0 |
| DEXCOM INC | COMMON | 252131107 |  | 7147 | 113807 | SH |  | SOLE | 1 | 113807 | 0 | 0 |
| DOMINION ENERGY INC | COMMON | 25746U109 |  | 22 | 349 | SH |  | SOLE | 1 | 349 | 0 | 0 |
| DONALDSON CO INC | COMMON | 257651109 |  | 4849 | 57135 | SH |  | SOLE | 1 | 57135 | 0 | 0 |
| DOORDASH INC | COMMON | 25809K105 |  | 2283 | 15205 | SH |  | SOLE | 1 | 15205 | 0 | 0 |
| DOVER CORP | COMMON | 260003108 |  | 4613 | 22128 | SH |  | SOLE | 1 | 22128 | 0 | 0 |
| DROPBOX INC | COMMON | 26210C104 |  | 28 | 1250 | SH |  | SOLE | 1 | 1250 | 0 | 0 |
| DT MIDSTREAM INC | COMMON | 23345M107 |  | 1465 | 10875 | SH |  | SOLE | 1 | 10875 | 0 | 0 |
| DTE ENERGY CO | COMMON | 233331107 |  | 333 | 2280 | SH |  | SOLE | 1 | 2280 | 0 | 0 |
| DYNATRACE INC | COMMON | 268150109 |  | 2700 | 73010 | SH |  | SOLE | 1 | 73010 | 0 | 0 |
| EAGLE MATERIALS INC | COMMON | 26969P108 |  | 3189 | 16835 | SH |  | SOLE | 1 | 16835 | 0 | 0 |
| EATON CORP PLC | COMMON | G29183103 |  | 12219 | 34162 | SH |  | SOLE | 1 | 34162 | 0 | 0 |
| EBAY INC | COMMON | 278642103 |  | 3900 | 42850 | SH |  | SOLE | 1 | 42850 | 0 | 0 |
| ECOLAB INC | COMMON | 278865100 |  | 164 | 615 | SH |  | SOLE | 1 | 615 | 0 | 0 |
| ELF BEAUTY INC | COMMON | 26856L103 |  | 742 | 12250 | SH |  | SOLE | 1 | 12250 | 0 | 0 |
| ELI LILLY  CO | COMMON | 532457108 |  | 31542 | 34293 | SH |  | SOLE | 1 | 34293 | 0 | 0 |
| EMCOR GROUP INC | COMMON | 29084Q100 |  | 8040 | 10890 | SH |  | SOLE | 1 | 10890 | 0 | 0 |
| EMERSON ELECTRIC CO | COMMON | 291011104 |  | 11011 | 84042 | SH |  | SOLE | 1 | 84042 | 0 | 0 |
| ENCOMPASS HEALTH CORP | COMMON | 29261A100 |  | 4934 | 51010 | SH |  | SOLE | 1 | 51010 | 0 | 0 |
| ENPRO INC | COMMON | 29355X107 |  | 934 | 3725 | SH |  | SOLE | 1 | 3725 | 0 | 0 |
| ENTEGRIS INC | COMMON | 29362U104 |  | 1282 | 10931 | SH |  | SOLE | 1 | 10931 | 0 | 0 |
| ENTERGY CORP | COMMON | 29364G103 |  | 219 | 1950 | SH |  | SOLE | 1 | 1950 | 0 | 0 |
| EQUIFAX INC | COMMON | 294429105 |  | 78 | 435 | SH |  | SOLE | 1 | 435 | 0 | 0 |
| EQUITABLE HOLDINGS INC | COMMON | 29452E101 |  | 6377 | 171850 | SH |  | SOLE | 1 | 171850 | 0 | 0 |
| ESSENT GROUP LTD | COMMON | G3198U102 |  | 114 | 1950 | SH |  | SOLE | 1 | 1950 | 0 | 0 |
| ESSENTIAL PPTYS RLTY TR INC | REIT | 29670E107 |  | 988 | 32550 | SH |  | SOLE | 1 | 32550 | 0 | 0 |
| ESTABLISHMENT LABS HLDGS | COMMON | G31249108 |  | 1226 | 21600 | SH |  | SOLE | 1 | 21600 | 0 | 0 |
| EURONET WORLDWIDE INC | COMMON | 298736109 |  | 1918 | 28900 | SH |  | SOLE | 1 | 28900 | 0 | 0 |
| EVERCORE INC - CL A | COMMON | 29977A105 |  | 1616 | 5415 | SH |  | SOLE | 1 | 5415 | 0 | 0 |
| EVEREST GROUP LTD | COMMON | G3223R108 |  | 290 | 886 | SH |  | SOLE | 1 | 886 | 0 | 0 |
| EVERGY INC | COMMON | 30034W106 |  | 6969 | 85070 | SH |  | SOLE | 1 | 85070 | 0 | 0 |
| EXXON MOBIL CORP | COMMON | 30231G102 |  | 12624 | 74405 | SH |  | SOLE | 1 | 74405 | 0 | 0 |
| FEDEX CORP | COMMON | 31428X106 |  | 3648 | 10243 | SH |  | SOLE | 1 | 10243 | 0 | 0 |
| FIFTH THIRD BANCORP | COMMON | 316773100 |  | 2554 | 54975 | SH |  | SOLE | 1 | 54975 | 0 | 0 |
| FLEX LTD | COMMON | Y2573F102 |  | 262 | 4000 | SH |  | SOLE | 1 | 4000 | 0 | 0 |
| FLOWSERVE CORP | COMMON | 34354P105 |  | 13546 | 184275 | SH |  | SOLE | 1 | 184275 | 0 | 0 |
| FOMENTO ECONOMICO MEXICANO ADR | DEPOSITARY RECEI | 344419106 |  | 175 | 1575 | SH |  | SOLE | 1 | 1575 | 0 | 0 |
| FTI CONSULTING INC | COMMON | 302941109 |  | 970 | 5485 | SH |  | SOLE | 1 | 5485 | 0 | 0 |
| GARMIN LTD | COMMON | H2906T109 |  | 3787 | 16324 | SH |  | SOLE | 1 | 16324 | 0 | 0 |
| GE VERNOVA INC | COMMON | 36828A101 |  | 4927 | 5644 | SH |  | SOLE | 1 | 5644 | 0 | 0 |
| GENERAL DYNAMICS CORP | COMMON | 369550108 |  | 3440 | 10024 | SH |  | SOLE | 1 | 10024 | 0 | 0 |
| GENPACT LTD | COMMON | G3922B107 |  | 8194 | 219985 | SH |  | SOLE | 1 | 219985 | 0 | 0 |
| GENUINE PARTS CO | COMMON | 372460105 |  | 45 | 425 | SH |  | SOLE | 1 | 425 | 0 | 0 |
| GLACIER BANCORP INC | COMMON | 37637Q105 |  | 807 | 18075 | SH |  | SOLE | 1 | 18075 | 0 | 0 |
| GLAUKOS CORP | COMMON | 377322102 |  | 7375 | 68505 | SH |  | SOLE | 1 | 68505 | 0 | 0 |
| GLENCORE PLC ADR | DEPOSITARY RECEI | 37827X100 |  | 43 | 2840 | SH |  | SOLE | 1 | 2840 | 0 | 0 |
| GLOBAL PAYMENTS INC | COMMON | 37940X102 |  | 114 | 1700 | SH |  | SOLE | 1 | 1700 | 0 | 0 |
| GLOBANT SA | COMMON | L44385109 |  | 1319 | 28595 | SH |  | SOLE | 1 | 28595 | 0 | 0 |
| GOLAR LNG LTD | COMMON | G9456A100 |  | 4492 | 83025 | SH |  | SOLE | 1 | 83025 | 0 | 0 |
| GOLDMAN SACHS GROUP INC/THE | COMMON | 38141G104 |  | 27907 | 32987 | SH |  | SOLE | 1 | 32987 | 0 | 0 |
| GRACO INC | COMMON | 384109104 |  | 80 | 950 | SH |  | SOLE | 1 | 950 | 0 | 0 |
| HA SUSTAINABLE INFRA CAPITAL I | COMMON | 41068X100 |  | 549 | 14950 | SH |  | SOLE | 1 | 14950 | 0 | 0 |
| HAMILTON LANE INC | COMMON | 407497106 |  | 3065 | 30840 | SH |  | SOLE | 1 | 30840 | 0 | 0 |
| HANOVER INSURANCE GROUP INC/TH | COMMON | 410867105 |  | 1491 | 8600 | SH |  | SOLE | 1 | 8600 | 0 | 0 |
| HDFC BANK LTD ADR | DEPOSITARY RECEI | 40415F101 |  | 937 | 37650 | SH |  | SOLE | 1 | 37650 | 0 | 0 |
| HERCULES CAPITAL INC | COMMON | 427096508 |  | 517 | 35000 | SH |  | SOLE | 1 | 35000 | 0 | 0 |
| HOME DEPOT INC | COMMON | 437076102 |  | 20646 | 62776 | SH |  | SOLE | 1 | 62776 | 0 | 0 |
| HONEYWELL INTERNATIONAL INC | COMMON | 438516106 |  | 18352 | 81194 | SH |  | SOLE | 1 | 81194 | 0 | 0 |
| HORACE MANN EDUCATORS CORP | COMMON | 440327104 |  | 1065 | 24950 | SH |  | SOLE | 1 | 24950 | 0 | 0 |
| HORMEL FOODS CORP | COMMON | 440452100 |  | 75 | 3300 | SH |  | SOLE | 1 | 3300 | 0 | 0 |
| HUBBELL INC | COMMON | 443510607 |  | 7516 | 15315 | SH |  | SOLE | 1 | 15315 | 0 | 0 |
| HUBSPOT INC | COMMON | 443573100 |  | 3692 | 15125 | SH |  | SOLE | 1 | 15125 | 0 | 0 |
| HUNTINGTON BANCSHARES INC/OH | COMMON | 446150104 |  | 3786 | 241893 | SH |  | SOLE | 1 | 241893 | 0 | 0 |
| HUNTINGTON INGALLS INDUSTRIES | COMMON | 446413106 |  | 1358 | 3575 | SH |  | SOLE | 1 | 3575 | 0 | 0 |
| IBERDROLA SA ADR | DEPOSITARY RECEI | 450737101 |  | 5266 | 57095 | SH |  | SOLE | 1 | 57095 | 0 | 0 |
| IDACORP INC | COMMON | 451107106 |  | 4644 | 32480 | SH |  | SOLE | 1 | 32480 | 0 | 0 |
| IDEXX LABORATORIES INC | COMMON | 45168D104 |  | 2444 | 4350 | SH |  | SOLE | 1 | 4350 | 0 | 0 |
| IMAX CORP | COMMON | 45245E109 |  | 2741 | 72100 | SH |  | SOLE | 1 | 72100 | 0 | 0 |
| INFINEON TECHNOLOGIES AG ADR | DEPOSITARY RECEI | 45662N103 |  | 118 | 2600 | SH |  | SOLE | 1 | 2600 | 0 | 0 |
| INSULET CORP | COMMON | 45784P101 |  | 3991 | 19020 | SH |  | SOLE | 1 | 19020 | 0 | 0 |
| INTERCONTINENTAL EXCHANGE INC | COMMON | 45866F104 |  | 7382 | 46935 | SH |  | SOLE | 1 | 46935 | 0 | 0 |
| INTL BUSINESS MACHINES CORP | COMMON | 459200101 |  | 7736 | 31916 | SH |  | SOLE | 1 | 31916 | 0 | 0 |
| INTUIT INC | COMMON | 461202103 |  | 17540 | 40567 | SH |  | SOLE | 1 | 40567 | 0 | 0 |
| INTUITIVE SURGICAL INC | COMMON | 46120E602 |  | 14173 | 30745 | SH |  | SOLE | 1 | 30745 | 0 | 0 |
| IRADIMED CORP | COMMON | 46266A109 |  | 332 | 3450 | SH |  | SOLE | 1 | 3450 | 0 | 0 |
| IRIDIUM COMMUNICATIONS INC | COMMON | 46269C102 |  | 1886 | 68000 | SH |  | SOLE | 1 | 68000 | 0 | 0 |
| ISHARES INC MSCI JAPAN | EXCHANGE TRADED | 46434G822 |  | 74 | 880 | SH |  | SOLE | 1 | 880 | 0 | 0 |
| ISHARES MSCI INDIA ETF | EXCHANGE TRADED | 46429B598 |  | 952 | 20325 | SH |  | SOLE | 1 | 20325 | 0 | 0 |
| JACOBS SOLUTIONS INC | COMMON | 46982L108 |  | 3144 | 24700 | SH |  | SOLE | 1 | 24700 | 0 | 0 |
| JAMES HARDIE INDS PLC | COMMON | G4253H101 |  | 897 | 47354 | SH |  | SOLE | 1 | 47354 | 0 | 0 |
| JD.COM INC ADR | DEPOSITARY RECEI | 47215P106 |  | 124 | 4200 | SH |  | SOLE | 1 | 4200 | 0 | 0 |
| JM SMUCKER CO/THE | COMMON | 832696405 |  | 108 | 1125 | SH |  | SOLE | 1 | 1125 | 0 | 0 |
| JOHNSON  JOHNSON | COMMON | 478160104 |  | 11953 | 48900 | SH |  | SOLE | 1 | 48900 | 0 | 0 |
| JPMORGAN CHASE  CO | COMMON | 46625H100 |  | 32917 | 111901 | SH |  | SOLE | 1 | 111901 | 0 | 0 |
| KEYSIGHT TECHNOLOGIES INC | COMMON | 49338L103 |  | 1007 | 3567 | SH |  | SOLE | 1 | 3567 | 0 | 0 |
| KKR  CO INC | COMMON | 48251W104 |  | 1022 | 11050 | SH |  | SOLE | 1 | 11050 | 0 | 0 |
| KLA CORP | COMMON | 482480100 |  | 203 | 138 | SH |  | SOLE | 1 | 138 | 0 | 0 |
| KNIGHT-SWIFT TRANSPORT  INC | COMMON | 499049104 |  | 3432 | 59600 | SH |  | SOLE | 1 | 59600 | 0 | 0 |
| KODIAK GAS SERVICES INC | COMMON | 50012A108 |  | 5567 | 95450 | SH |  | SOLE | 1 | 95450 | 0 | 0 |
| L3HARRIS TECHNOLOGIES INC | COMMON | 502431109 |  | 3422 | 9915 | SH |  | SOLE | 1 | 9915 | 0 | 0 |
| LINCOLN ELECTRIC HOLDINGS INC | COMMON | 533900106 |  | 2228 | 8945 | SH |  | SOLE | 1 | 8945 | 0 | 0 |
| LINDE PLC | COMMON | G54950103 |  | 20035 | 40412 | SH |  | SOLE | 1 | 40412 | 0 | 0 |
| LOCKHEED MARTIN CORP | COMMON | 539830109 |  | 4167 | 6894 | SH |  | SOLE | 1 | 6894 | 0 | 0 |
| MAKEMYTRIP LTD | COMMON | V5633W109 |  | 70 | 1875 | SH |  | SOLE | 1 | 1875 | 0 | 0 |
| MARATHON PETROLEUM CORP | COMMON | 56585A102 |  | 53 | 216 | SH |  | SOLE | 1 | 216 | 0 | 0 |
| MASTERCARD INC | COMMON | 57636Q104 |  | 11 | 22 | SH |  | SOLE | 1 | 22 | 0 | 0 |
| MCDONALD'S CORP | COMMON | 580135101 |  | 17017 | 54754 | SH |  | SOLE | 1 | 54754 | 0 | 0 |
| MEDTRONIC PLC | COMMON | G5960L103 |  | 9138 | 105460 | SH |  | SOLE | 1 | 105460 | 0 | 0 |
| MERCADOLIBRE INC | COMMON | 58733R102 |  | 695 | 402 | SH |  | SOLE | 1 | 402 | 0 | 0 |
| MERCK  CO INC | COMMON | 58933Y105 |  | 10025 | 83342 | SH |  | SOLE | 1 | 83342 | 0 | 0 |
| MEREO BIOPHARMA GROUP PLC ADR | DEPOSITARY RECEI | 589492107 |  | 0 | 970 | SH |  | SOLE | 1 | 970 | 0 | 0 |
| META PLATFORMS INC CLASS A | COMMON | 30303M102 |  | 41817 | 73090 | SH |  | SOLE | 1 | 73090 | 0 | 0 |
| MICRON TECHNOLOGY INC | COMMON | 595112103 |  | 7306 | 21625 | SH |  | SOLE | 1 | 21625 | 0 | 0 |
| MICROSOFT CORP | COMMON | 594918104 |  | 103259 | 278951 | SH |  | SOLE | 1 | 278951 | 0 | 0 |
| MIZUHO FINANCIAL GROUP ADR | DEPOSITARY RECEI | 60687Y109 |  | 1104 | 139000 | SH |  | SOLE | 1 | 139000 | 0 | 0 |
| MKS INC | COMMON | 55306N104 |  | 5521 | 24025 | SH |  | SOLE | 1 | 24025 | 0 | 0 |
| MONDELEZ INTERNATIONAL INC | COMMON | 609207105 |  | 2098 | 36403 | SH |  | SOLE | 1 | 36403 | 0 | 0 |
| MONOLITHIC POWER SYSTEMS INC | COMMON | 609839105 |  | 16937 | 15491 | SH |  | SOLE | 1 | 15491 | 0 | 0 |
| MORGAN STANLEY | COMMON | 617446448 |  | 7631 | 46370 | SH |  | SOLE | 1 | 46370 | 0 | 0 |
| MOSAIC CO/THE | COMMON | 61945C103 |  | 52 | 2025 | SH |  | SOLE | 1 | 2025 | 0 | 0 |
| MOTOROLA SOLUTIONS INC | COMMON | 620076307 |  | 325 | 750 | SH |  | SOLE | 1 | 750 | 0 | 0 |
| MP MATERIALS CORP | COMMON | 553368101 |  | 3058 | 63375 | SH |  | SOLE | 1 | 63375 | 0 | 0 |
| MUNICH RE GROUP ADR | DEPOSITARY RECEI | 626188106 |  | 57 | 4500 | SH |  | SOLE | 1 | 4500 | 0 | 0 |
| NATERA INC | COMMON | 632307104 |  | 3137 | 15688 | SH |  | SOLE | 1 | 15688 | 0 | 0 |
| NCINO INC | COMMON | 63947X101 |  | 1762 | 117635 | SH |  | SOLE | 1 | 117635 | 0 | 0 |
| NESTLE SA ADR | DEPOSITARY RECEI | 641069406 |  | 1811 | 18270 | SH |  | SOLE | 1 | 18270 | 0 | 0 |
| NETFLIX INC | COMMON | 64110L106 |  | 13202 | 137305 | SH |  | SOLE | 1 | 137305 | 0 | 0 |
| NEWMONT CORP | COMMON | 651639106 |  | 172 | 1585 | SH |  | SOLE | 1 | 1585 | 0 | 0 |
| NEXSTAR MEDIA GROUP INC | COMMON | 65336K103 |  | 2961 | 16375 | SH |  | SOLE | 1 | 16375 | 0 | 0 |
| NEXTERA ENERGY INC | COMMON | 65339F101 |  | 11005 | 118484 | SH |  | SOLE | 1 | 118484 | 0 | 0 |
| NICE LTD ADR | DEPOSITARY RECEI | 653656108 |  | 55 | 500 | SH |  | SOLE | 1 | 500 | 0 | 0 |
| NIKE INC CL B | COMMON | 654106103 |  | 6928 | 131160 | SH |  | SOLE | 1 | 131160 | 0 | 0 |
| NISOURCE INC | COMMON | 65473P105 |  | 5027 | 107735 | SH |  | SOLE | 1 | 107735 | 0 | 0 |
| NORTHERN OIL AND GAS INC | COMMON | 665531307 |  | 4355 | 149000 | SH |  | SOLE | 1 | 149000 | 0 | 0 |
| NORTHROP GRUMMAN CORP | COMMON | 666807102 |  | 9495 | 13917 | SH |  | SOLE | 1 | 13917 | 0 | 0 |
| NU HOLDINGS LTD | COMMON | G6683N103 |  | 2193 | 152575 | SH |  | SOLE | 1 | 152575 | 0 | 0 |
| NVIDIA CORP | COMMON | 67066G104 |  | 143716 | 824057 | SH |  | SOLE | 1 | 824057 | 0 | 0 |
| OLD NATIONAL BANCORP/IN | COMMON | 680033107 |  | 2785 | 126000 | SH |  | SOLE | 1 | 126000 | 0 | 0 |
| OLIN CORP | COMMON | 680665205 |  | 1385 | 46575 | SH |  | SOLE | 1 | 46575 | 0 | 0 |
| ON HOLDING AG | COMMON | H5919C104 |  | 1182 | 34750 | SH |  | SOLE | 1 | 34750 | 0 | 0 |
| ORACLE CORP | COMMON | 68389X105 |  | 7355 | 49996 | SH |  | SOLE | 1 | 49996 | 0 | 0 |
| OREILLY AUTOMOTIVE INC | COMMON | 67103H107 |  | 113 | 1225 | SH |  | SOLE | 1 | 1225 | 0 | 0 |
| OTIS WORLDWIDE CORP | COMMON | 68902V107 |  | 592 | 7680 | SH |  | SOLE | 1 | 7680 | 0 | 0 |
| OUTFRONT MEDIA INC | REIT | 69007J304 |  | 1507 | 56850 | SH |  | SOLE | 1 | 56850 | 0 | 0 |
| OUTSET MEDICAL INC | COMMON | 690145206 |  | 1 | 177 | SH |  | SOLE | 1 | 177 | 0 | 0 |
| PALO ALTO NETWORKS INC | COMMON | 697435105 |  | 14724 | 91842 | SH |  | SOLE | 1 | 91842 | 0 | 0 |
| PARKER-HANNIFIN CORP | COMMON | 701094104 |  | 8900 | 9941 | SH |  | SOLE | 1 | 9941 | 0 | 0 |
| PENTAIR PLC | COMMON | G7S00T104 |  | 64 | 740 | SH |  | SOLE | 1 | 740 | 0 | 0 |
| PEPSICO INC | COMMON | 713448108 |  | 7592 | 48887 | SH |  | SOLE | 1 | 48887 | 0 | 0 |
| PFIZER INC | COMMON | 717081103 |  | 770 | 27428 | SH |  | SOLE | 1 | 27428 | 0 | 0 |
| PINNACLE FINL PARTNERS INC | COMMON | 72348N109 |  | 4310 | 50033 | SH |  | SOLE | 1 | 50033 | 0 | 0 |
| PIPER SANDLER COMPANIES | COMMON | 724078209 |  | 1454 | 19000 | SH |  | SOLE | 1 | 19000 | 0 | 0 |
| POWER INTEGRATIONS INC | COMMON | 739276103 |  | 1157 | 22600 | SH |  | SOLE | 1 | 22600 | 0 | 0 |
| PPG INDUSTRIES INC | COMMON | 693506107 |  | 29 | 275 | SH |  | SOLE | 1 | 275 | 0 | 0 |
| PPL CORP | COMMON | 69351T106 |  | 9609 | 251540 | SH |  | SOLE | 1 | 251540 | 0 | 0 |
| PROCEPT BIOROBOTICS CORP | COMMON | 74276L105 |  | 871 | 34840 | SH |  | SOLE | 1 | 34840 | 0 | 0 |
| PROCTER  GAMBLE CO | COMMON | 742718109 |  | 9065 | 62760 | SH |  | SOLE | 1 | 62760 | 0 | 0 |
| PROVIDENT FINANCIAL SERVICES I | COMMON | 74386T105 |  | 1454 | 68725 | SH |  | SOLE | 1 | 68725 | 0 | 0 |
| PTC INC | COMMON | 69370C100 |  | 6661 | 46750 | SH |  | SOLE | 1 | 46750 | 0 | 0 |
| PUBLIC STORAGE | REIT | 74460D109 |  | 648 | 2391 | SH |  | SOLE | 1 | 2391 | 0 | 0 |
| PUBLIC SVC ENTERPRISE GRP | COMMON | 744573106 |  | 29 | 355 | SH |  | SOLE | 1 | 355 | 0 | 0 |
| QUALCOMM INC | COMMON | 747525103 |  | 100 | 779 | SH |  | SOLE | 1 | 779 | 0 | 0 |
| QUANTA SERVICES INC | COMMON | 74762E102 |  | 167 | 305 | SH |  | SOLE | 1 | 305 | 0 | 0 |
| QUANTERIX CORP | COMMON | 74766Q101 |  | 1 | 272 | SH |  | SOLE | 1 | 272 | 0 | 0 |
| QUEST DIAGNOSTICS INC | COMMON | 74834L100 |  | 2674 | 13645 | SH |  | SOLE | 1 | 13645 | 0 | 0 |
| REALTY INCOME CORP | REIT | 756109104 |  | 5996 | 98005 | SH |  | SOLE | 1 | 98005 | 0 | 0 |
| REGAL REXNORD CORP | COMMON | 758750103 |  | 3126 | 16693 | SH |  | SOLE | 1 | 16693 | 0 | 0 |
| REINSURANCE GROUP OF AMERICA I | COMMON | 759351604 |  | 2280 | 11170 | SH |  | SOLE | 1 | 11170 | 0 | 0 |
| RELX PLC - ADR | DEPOSITARY RECEI | 759530108 |  | 2173 | 65538 | SH |  | SOLE | 1 | 65538 | 0 | 0 |
| RENTOKIL INITIAL PLC-ADR | DEPOSITARY RECEI | 760125104 |  | 343 | 10895 | SH |  | SOLE | 1 | 10895 | 0 | 0 |
| REVVITY INC | COMMON | 714046109 |  | 72 | 820 | SH |  | SOLE | 1 | 820 | 0 | 0 |
| RIO TINTO PLC ADR | DEPOSITARY RECEI | 767204100 |  | 2850 | 30550 | SH |  | SOLE | 1 | 30550 | 0 | 0 |
| ROCKWELL AUTOMATION INC | COMMON | 773903109 |  | 998 | 2780 | SH |  | SOLE | 1 | 2780 | 0 | 0 |
| ROPER TECHNOLOGIES INC | COMMON | 776696106 |  | 11 | 32 | SH |  | SOLE | 1 | 32 | 0 | 0 |
| ROSS STORES INC | COMMON | 778296103 |  | 141 | 650 | SH |  | SOLE | 1 | 650 | 0 | 0 |
| RTX CORP | COMMON | 75513E101 |  | 8963 | 46465 | SH |  | SOLE | 1 | 46465 | 0 | 0 |
| S GLOBAL INC | COMMON | 78409V104 |  | 11163 | 26245 | SH |  | SOLE | 1 | 26245 | 0 | 0 |
| SAFRAN SA ADR | DEPOSITARY RECEI | 786584102 |  | 2007 | 24465 | SH |  | SOLE | 1 | 24465 | 0 | 0 |
| SALESFORCE INC | COMMON | 79466L302 |  | 10543 | 56478 | SH |  | SOLE | 1 | 56478 | 0 | 0 |
| SAMSARA INC. CLASS A | COMMON | 79589L106 |  | 2230 | 70368 | SH |  | SOLE | 1 | 70368 | 0 | 0 |
| SEA LTD-ADR | DEPOSITARY RECEI | 81141R100 |  | 209 | 2525 | SH |  | SOLE | 1 | 2525 | 0 | 0 |
| SENSIENT TECHNOLOGIES CORP | COMMON | 81725T100 |  | 1445 | 16720 | SH |  | SOLE | 1 | 16720 | 0 | 0 |
| SERVICENOW INC | COMMON | 81762P102 |  | 8463 | 80947 | SH |  | SOLE | 1 | 80947 | 0 | 0 |
| SHELL PLC  ADR | DEPOSITARY RECEI | 780259305 |  | 11921 | 128182 | SH |  | SOLE | 1 | 128182 | 0 | 0 |
| SHERWIN-WILLIAMS CO/THE | COMMON | 824348106 |  | 6210 | 19373 | SH |  | SOLE | 1 | 19373 | 0 | 0 |
| SIBANYE STILLWATER LTD ADR | DEPOSITARY RECEI | 82575P107 |  | 62 | 5000 | SH |  | SOLE | 1 | 5000 | 0 | 0 |
| SIEMENS AG ADR | DEPOSITARY RECEI | 826197501 |  | 13689 | 112313 | SH |  | SOLE | 1 | 112313 | 0 | 0 |
| SILGAN HOLDINGS INC | COMMON | 827048109 |  | 1073 | 27665 | SH |  | SOLE | 1 | 27665 | 0 | 0 |
| SONY GROUP CORP ADR | DEPOSITARY RECEI | 835699307 |  | 5446 | 263110 | SH |  | SOLE | 1 | 263110 | 0 | 0 |
| SOUTHERN COPPER CORP | COMMON | 84265V105 |  | 296 | 1718 | SH |  | SOLE | 1 | 1718 | 0 | 0 |
| SPORTRADAR GROUP AG | COMMON | H8088L103 |  | 2414 | 144225 | SH |  | SOLE | 1 | 144225 | 0 | 0 |
| SPOTIFY TECHNOLOGY S A | COMMON | L8681T102 |  | 8601 | 17738 | SH |  | SOLE | 1 | 17738 | 0 | 0 |
| STARBUCKS CORP | COMMON | 855244109 |  | 1825 | 20375 | SH |  | SOLE | 1 | 20375 | 0 | 0 |
| STEPAN CO | COMMON | 858586100 |  | 270 | 5400 | SH |  | SOLE | 1 | 5400 | 0 | 0 |
| STERIS PLC | COMMON | G8473T100 |  | 1577 | 7130 | SH |  | SOLE | 1 | 7130 | 0 | 0 |
| STIFEL FINANCIAL CORP | COMMON | 860630102 |  | 3017 | 40813 | SH |  | SOLE | 1 | 40813 | 0 | 0 |
| STRATEGIC EDUCATION INC | COMMON | 86272C103 |  | 75 | 900 | SH |  | SOLE | 1 | 900 | 0 | 0 |
| STRYKER CORP | COMMON | 863667101 |  | 12867 | 39157 | SH |  | SOLE | 1 | 39157 | 0 | 0 |
| SUPERNUS PHARMACEUTICALS INC | COMMON | 868459108 |  | 3558 | 68825 | SH |  | SOLE | 1 | 68825 | 0 | 0 |
| SYNOPSYS INC | COMMON | 871607107 |  | 1920 | 4842 | SH |  | SOLE | 1 | 4842 | 0 | 0 |
| SYSCO CORP | COMMON | 871829107 |  | 82 | 1150 | SH |  | SOLE | 1 | 1150 | 0 | 0 |
| T ROWE PRICE GROUP INC | COMMON | 74144T108 |  | 214 | 2375 | SH |  | SOLE | 1 | 2375 | 0 | 0 |
| TAIWAN SEMICONDUCTOR ADR | DEPOSITARY RECEI | 874039100 |  | 6974 | 20637 | SH |  | SOLE | 1 | 20637 | 0 | 0 |
| TAKE-TWO INTERACTIVE SOFTWARE | COMMON | 874054109 |  | 6305 | 31923 | SH |  | SOLE | 1 | 31923 | 0 | 0 |
| TARGA RESOURCES CORP | COMMON | 87612G101 |  | 1993 | 7950 | SH |  | SOLE | 1 | 7950 | 0 | 0 |
| TARGET CORP | COMMON | 87612E106 |  | 1417 | 11689 | SH |  | SOLE | 1 | 11689 | 0 | 0 |
| TCW COMPOUNDERS ETF | EXCHANGE TRADED | 29287L601 |  | 264 | 9600 | SH |  | SOLE | 1 | 9600 | 0 | 0 |
| TE CONNECTIVITY PLC | COMMON | G87052109 |  | 13748 | 65774 | SH |  | SOLE | 1 | 65774 | 0 | 0 |
| TECHNIPFMC PLC | COMMON | G87110105 |  | 7921 | 114575 | SH |  | SOLE | 1 | 114575 | 0 | 0 |
| TENET HEALTHCARE CORP | COMMON | 88033G407 |  | 2608 | 13820 | SH |  | SOLE | 1 | 13820 | 0 | 0 |
| TESLA INC | COMMON | 88160R101 |  | 1461 | 3930 | SH |  | SOLE | 1 | 3930 | 0 | 0 |
| TETRALOGIC PHARMACEUTICALS COR | COMMON | 88165U109 |  | 0 | 3913 | SH |  | SOLE | 1 | 3913 | 0 | 0 |
| TFI INTERNATIONAL INC | COMMON | 87241L109 |  | 2405 | 22135 | SH |  | SOLE | 1 | 22135 | 0 | 0 |
| TG THERAPEUTICS INC | COMMON | 88322Q108 |  | 680 | 20480 | SH |  | SOLE | 1 | 20480 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC | COMMON | 883556102 |  | 12271 | 24965 | SH |  | SOLE | 1 | 24965 | 0 | 0 |
| THOMSON REUTERS CORP | COMMON | 884903808 |  | 758 | 8425 | SH |  | SOLE | 1 | 8425 | 0 | 0 |
| TJX COS INC/THE | COMMON | 872540109 |  | 23911 | 149724 | SH |  | SOLE | 1 | 149724 | 0 | 0 |
| TOAST INC | COMMON | 888787108 |  | 1045 | 39420 | SH |  | SOLE | 1 | 39420 | 0 | 0 |
| TOWER SEMICONDUCTOR LTD | COMMON | M87915274 |  | 565 | 3222 | SH |  | SOLE | 1 | 3222 | 0 | 0 |
| TRANE TECHNOLOGIES PLC | COMMON | G8994E103 |  | 1994 | 4785 | SH |  | SOLE | 1 | 4785 | 0 | 0 |
| TRANSDIGM GROUP INC | COMMON | 893641100 |  | 2393 | 2065 | SH |  | SOLE | 1 | 2065 | 0 | 0 |
| TRANSMEDICS GROUP INC | COMMON | 89377M109 |  | 1330 | 13380 | SH |  | SOLE | 1 | 13380 | 0 | 0 |
| TRAVELERS COS INC/THE | COMMON | 89417E109 |  | 66 | 226 | SH |  | SOLE | 1 | 226 | 0 | 0 |
| TREX CO INC | COMMON | 89531P105 |  | 2386 | 65520 | SH |  | SOLE | 1 | 65520 | 0 | 0 |
| TRIP COM GROUP LTD ADR | DEPOSITARY RECEI | 89677Q107 |  | 446 | 8950 | SH |  | SOLE | 1 | 8950 | 0 | 0 |
| TRUIST FINANCIAL CORP | COMMON | 89832Q109 |  | 6 | 125 | SH |  | SOLE | 1 | 125 | 0 | 0 |
| UBER TECHNOLOGIES INC | COMMON | 90353T100 |  | 2395 | 33290 | SH |  | SOLE | 1 | 33290 | 0 | 0 |
| UFP TECHNOLOGIES INC | COMMON | 902673102 |  | 599 | 3095 | SH |  | SOLE | 1 | 3095 | 0 | 0 |
| ULTA BEAUTY INC | COMMON | 90384S303 |  | 10019 | 19167 | SH |  | SOLE | 1 | 19167 | 0 | 0 |
| UNION PACIFIC CORP | COMMON | 907818108 |  | 10555 | 43506 | SH |  | SOLE | 1 | 43506 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COMMON | 91324P102 |  | 27913 | 103156 | SH |  | SOLE | 1 | 103156 | 0 | 0 |
| US BANCORP | COMMON | 902973304 |  | 3730 | 71725 | SH |  | SOLE | 1 | 71725 | 0 | 0 |
| VANGUARD FTSE DEV MKTS ETF | EXCHANGE TRADED | 921943858 |  | 382 | 5955 | SH |  | SOLE | 1 | 5955 | 0 | 0 |
| VANGUARD SMALL CAP ETF | EXCHANGE TRADED | 922908751 |  | 302 | 1154 | SH |  | SOLE | 1 | 1154 | 0 | 0 |
| VERICEL CORP | COMMON | 92346J108 |  | 2679 | 83280 | SH |  | SOLE | 1 | 83280 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COMMON | 92343V104 |  | 3780 | 75300 | SH |  | SOLE | 1 | 75300 | 0 | 0 |
| VERTIV HOLDINGS CO-A | COMMON | 92537N108 |  | 13377 | 53385 | SH |  | SOLE | 1 | 53385 | 0 | 0 |
| VISA INC | COMMON | 92826C839 |  | 23679 | 78346 | SH |  | SOLE | 1 | 78346 | 0 | 0 |
| VISTANCE NETWORKS INC | COMMON | 20337X109 |  | 154 | 8450 | SH |  | SOLE | 1 | 8450 | 0 | 0 |
| VISTRA CORP | COMMON | 92840M102 |  | 2871 | 19100 | SH |  | SOLE | 1 | 19100 | 0 | 0 |
| WALMART INC | COMMON | 931142103 |  | 132 | 1062 | SH |  | SOLE | 1 | 1062 | 0 | 0 |
| WASTE CONNECTIONS INC | COMMON | 94106B101 |  | 11234 | 69156 | SH |  | SOLE | 1 | 69156 | 0 | 0 |
| WASTE MANAGEMENT INC | COMMON | 94106L109 |  | 10875 | 47325 | SH |  | SOLE | 1 | 47325 | 0 | 0 |
| WEC ENERGY GROUP INC | COMMON | 92939U106 |  | 2545 | 21980 | SH |  | SOLE | 1 | 21980 | 0 | 0 |
| WELLTOWER INC | REIT | 95040Q104 |  | 175 | 885 | SH |  | SOLE | 1 | 885 | 0 | 0 |
| WESTERN ALLIANCE BANCORP | COMMON | 957638109 |  | 909 | 12825 | SH |  | SOLE | 1 | 12825 | 0 | 0 |
| WILLIAMS COS INC/THE | COMMON | 969457100 |  | 28346 | 389469 | SH |  | SOLE | 1 | 389469 | 0 | 0 |
| XYLEM INC | COMMON | 98419M100 |  | 6719 | 56225 | SH |  | SOLE | 1 | 56225 | 0 | 0 |
| YETI HOLDINGS INC | COMMON | 98585X104 |  | 1719 | 46985 | SH |  | SOLE | 1 | 46985 | 0 | 0 |
| ZIMMER BIOMET HOLDINGS INC | COMMON | 98956P102 |  | 81 | 900 | SH |  | SOLE | 1 | 900 | 0 | 0 |
| ZOETIS INC | COMMON | 98978V103 |  | 203 | 1717 | SH |  | SOLE | 1 | 1717 | 0 | 0 |
| ZURN ELKAY WATER SOLUTIONS COR | COMMON | 98983L108 |  | 1569 | 35000 | SH |  | SOLE | 1 | 35000 | 0 | 0 |
| ABERDEEN INC CREDIT STRATEGIES | COMMON | 003057106 |  | 16087 | 3154332 | SH |  | SOLE | 1 | 0 | 3154332 | 0 |
| ADVENT CLAYMORE CV SEC AND INC | COMMON | 00764C109 |  | 23813 | 2133776 | SH |  | SOLE | 1 | 0 | 2133776 | 0 |
| ALLIANCEBERNSTEIN HOLDING LP | COMMON | 01881G106 |  | 1505 | 40200 | SH |  | SOLE | 1 | 0 | 40200 | 0 |
| ALLIANCEBERNSTEIN NATIONAL MUN | COMMON | 01864U106 |  | 7234 | 676737 | SH |  | SOLE | 1 | 0 | 676737 | 0 |
| ALLSPRING GLOBAL DIVD OPP FD E | COMMON | 94987C103 |  | 942 | 161501 | SH |  | SOLE | 1 | 0 | 161501 | 0 |
| ALLSPRING INCOME OPPORTUNITIES | COMMON | 94987B105 |  | 11243 | 1735083 | SH |  | SOLE | 1 | 0 | 1735083 | 0 |
| ALLSPRING MULTI-SECTOR INC FD | COMMON | 94987D101 |  | 25859 | 2870006 | SH |  | SOLE | 1 | 0 | 2870006 | 0 |
| ANGEL OAK FINANCIAL STRAT INC | COMMON | 03464A100 |  | 138639 | 10873638 | SH |  | SOLE | 1 | 0 | 10873638 | 0 |
| ARES DYNAMIC CRED ALLOC FD  AR | COMMON | 04014F102 |  | 3635 | 298905 | SH |  | SOLE | 1 | 0 | 298905 | 0 |
| BANCROFT FUND LTD BCV | COMMON | 059695106 |  | 5496 | 255169 | SH |  | SOLE | 1 | 0 | 255169 | 0 |
| BLACKROCK CORE BOND TRUST BHK | COMMON | 09249E101 |  | 99470 | 10859206 | SH |  | SOLE | 1 | 0 | 10859206 | 0 |
| BLACKROCK CORP HIGH YIELD FD H | COMMON | 09255P107 |  | 44537 | 5227321 | SH |  | SOLE | 1 | 0 | 5227321 | 0 |
| BLACKROCK CREDIT ALLOCATION IN | COMMON | 092508100 |  | 70113 | 6941861 | SH |  | SOLE | 1 | 0 | 6941861 | 0 |
| BLACKROCK INCOME TR INC BKT | COMMON | 09247F209 |  | 52006 | 4920132 | SH |  | SOLE | 1 | 0 | 4920132 | 0 |
| BLACKROCK LTD DURATION IN BLW | COMMON | 09249W101 |  | 315 | 25000 | SH |  | SOLE | 1 | 0 | 25000 | 0 |
| BLACKROCK MULTI SECTOR INC TR | COMMON | 09258A107 |  | 58607 | 4681047 | SH |  | SOLE | 1 | 0 | 4681047 | 0 |
| BLACKROCK MUNIASSETS FD I  MUA | COMMON | 09254J102 |  | 4155 | 391622 | SH |  | SOLE | 1 | 0 | 391622 | 0 |
| BLACKROCK MUNIHOLDING MHD | COMMON | 09253N104 |  | 12014 | 1065038 | SH |  | SOLE | 1 | 0 | 1065038 | 0 |
| BLACKROCK MUNIHOLDINGS CA MUC | COMMON | 09254L107 |  | 1351 | 129918 | SH |  | SOLE | 1 | 0 | 129918 | 0 |
| BLACKROCK MUNIHOLDINGS NJ QUAL | COMMON | 09254X101 |  | 430 | 37182 | SH |  | SOLE | 1 | 0 | 37182 | 0 |
| BLACKROCK MUNIYIELD MI QUALITY | COMMON | 09254V105 |  | 681 | 57339 | SH |  | SOLE | 1 | 0 | 57339 | 0 |
| BLACKROCK MUNIYIELD NY QUALITY | COMMON | 09255E102 |  | 500 | 52086 | SH |  | SOLE | 1 | 0 | 52086 | 0 |
| BLACKROCK MUNIYIELD PA QUALITY | COMMON | 09255G107 |  | 1819 | 164957 | SH |  | SOLE | 1 | 0 | 164957 | 0 |
| BLACKROCK MUNIYIELD QUALITY FD | COMMON | 09254F100 |  | 12195 | 1110686 | SH |  | SOLE | 1 | 0 | 1110686 | 0 |
| BLACKROCK MUNIYIELD QUALITY FD | COMMON | 09254E103 |  | 28380 | 2700296 | SH |  | SOLE | 1 | 0 | 2700296 | 0 |
| BLACKROCK TAXABLE MUNI BOND TR | COMMON | 09248X100 |  | 120690 | 7463822 | SH |  | SOLE | 1 | 0 | 7463822 | 0 |
| BLACKROCK UTILS INFRA  PWR BU | COMMON | 09248D112 |  | 0 | 800 | SH |  | SOLE | 1 | 0 | 800 | 0 |
| BLACKSTONE GSO SR FLOATING RAT | COMMON | 09256U105 |  | 7230 | 558299 | SH |  | SOLE | 1 | 0 | 558299 | 0 |
| BLACKSTONE LNG SHRT CRED INC F | COMMON | 09257D102 |  | 6977 | 640105 | SH |  | SOLE | 1 | 0 | 640105 | 0 |
| BLACKSTONE STRAT CR 2027 TERM | COMMON | 09257R101 |  | 30697 | 2753133 | SH |  | SOLE | 1 | 0 | 2753133 | 0 |
| BLCKRCK UTIL INFRA  PWR OPP B | COMMON | 09248D104 |  | 2773 | 105107 | SH |  | SOLE | 1 | 0 | 105107 | 0 |
| BLUEROCK PVT REAL ESTATE FD  B | COMMON | 09631P102 |  | 4734 | 285000 | SH |  | SOLE | 1 | 0 | 285000 | 0 |
| BNY MELLON HIGH YIELD STRATEGI | COMMON | 09660L105 |  | 11213 | 4595423 | SH |  | SOLE | 1 | 0 | 4595423 | 0 |
| BNY MELLON MUNI BND INFRA DMB | COMMON | 09662W109 |  | 6799 | 645093 | SH |  | SOLE | 1 | 0 | 645093 | 0 |
| BNY MELLON STRATEGIC MUNI BOND | COMMON | 09662E109 |  | 12680 | 2109800 | SH |  | SOLE | 1 | 0 | 2109800 | 0 |
| BNYM STRATEGIC MUNICIPALS INC | COMMON | 05588W108 |  | 12070 | 1918882 | SH |  | SOLE | 1 | 0 | 1918882 | 0 |
| BROOKFIELD REAL ASSETS INC FD | COMMON | 112830104 |  | 36718 | 2855236 | SH |  | SOLE | 1 | 0 | 2855236 | 0 |
| CALAMOS LNG/SHRT EQ  DYN CPZ | COMMON | 12812C106 |  | 13284 | 978911 | SH |  | SOLE | 1 | 0 | 978911 | 0 |
| CLEARBRIDGE ENERGY MIDSTREAM O | COMMON | 18469P209 |  | 28221 | 534295 | SH |  | SOLE | 1 | 0 | 534295 | 0 |
| CLOUGH GLOBAL DIV  INC FD GLV | COMMON | 18913Y103 |  | 1607 | 271443 | SH |  | SOLE | 1 | 0 | 271443 | 0 |
| CLOUGH GLOBAL EQUITY FD GLQ | COMMON | 18914C100 |  | 15847 | 2104530 | SH |  | SOLE | 1 | 0 | 2104530 | 0 |
| CLOUGH GLOBAL OPP FD  GLO | COMMON | 18914E106 |  | 17335 | 3112158 | SH |  | SOLE | 1 | 0 | 3112158 | 0 |
| COHEN  STEERS INFRASTRUCTURE | COMMON | 19248A109 |  | 31865 | 1231248 | SH |  | SOLE | 1 | 0 | 1231248 | 0 |
| CORNERSTONE STRATEGIC VALUE FD | COMMON | 21924B302 |  | 1151 | 158042 | SH |  | SOLE | 1 | 0 | 158042 | 0 |
| CORNERSTONE TOTAL RETURN FD CR | COMMON | 21924U300 |  | 39976 | 5751900 | SH |  | SOLE | 1 | 0 | 5751900 | 0 |
| CREDIT SUISSE HIGH YIELD CREDI | COMMON | 22544F103 |  | 288 | 151465 | SH |  | SOLE | 1 | 0 | 151465 | 0 |
| CUSHING NEXGEN INFRASTRUCTURE | COMMON | 231647207 |  | 1093 | 19902 | SH |  | SOLE | 1 | 0 | 19902 | 0 |
| DELAWARE INVESTMENTS NATL MUNI | COMMON | 24610T108 |  | 1000 | 100445 | SH |  | SOLE | 1 | 0 | 100445 | 0 |
| DOUBLELINE INCOME SOLUTIO DSL | COMMON | 258622109 |  | 694 | 64067 | SH |  | SOLE | 1 | 0 | 64067 | 0 |
| DOUBLELINE OPP CREDIT FD DBL | COMMON | 258623107 |  | 45324 | 3104408 | SH |  | SOLE | 1 | 0 | 3104408 | 0 |
| DOUBLELINE YIELD OPP FD DLY | COMMON | 25862D105 |  | 14255 | 1024038 | SH |  | SOLE | 1 | 0 | 1024038 | 0 |
| DTF TAX-FREE INCOME INC DTF | COMMON | 23334J107 |  | 10574 | 923460 | SH |  | SOLE | 1 | 0 | 923460 | 0 |
| DWS MUNICIPAL INCOME TRUST KTF | COMMON | 233368109 |  | 90030 | 9893384 | SH |  | SOLE | 1 | 0 | 9893384 | 0 |
| EATON VANCE LIMITED DURATION I | COMMON | 27828H105 |  | 74364 | 7869208 | SH |  | SOLE | 1 | 0 | 7869208 | 0 |
| EATON VANCE MUNICIPAL BOND FUN | COMMON | 27827X101 |  | 257 | 26344 | SH |  | SOLE | 1 | 0 | 26344 | 0 |
| EATON VANCE SENIOR FLOATING-RA | COMMON | 27828Q105 |  | 3015 | 286091 | SH |  | SOLE | 1 | 0 | 286091 | 0 |
| EATON VANCE SHORT DUR DIVERSIF | COMMON | 27828V104 |  | 8150 | 762365 | SH |  | SOLE | 1 | 0 | 762365 | 0 |
| EATON VANCE SR INCOME TR EVF | COMMON | 27826S103 |  | 3978 | 797107 | SH |  | SOLE | 1 | 0 | 797107 | 0 |
| ELLSWORTH GROWTH AND INCOME FD | COMMON | 289074106 |  | 10404 | 933053 | SH |  | SOLE | 1 | 0 | 933053 | 0 |
| FEDERATED PREMIER MUNI INC FD | COMMON | 31423P108 |  | 382 | 34937 | SH |  | SOLE | 1 | 0 | 34937 | 0 |
| FIRST TR HIGH YIELD OPP 2027 F | COMMON | 33741Q107 |  | 37646 | 2782412 | SH |  | SOLE | 1 | 0 | 2782412 | 0 |
| FIRST TR INTER DUR PFD  FPF | COMMON | 33718W103 |  | 21398 | 1213727 | SH |  | SOLE | 1 | 0 | 1213727 | 0 |
| FIRST TR MORTGAGE INCOME FD FM | COMMON | 33734E103 |  | 26872 | 2283135 | SH |  | SOLE | 1 | 0 | 2283135 | 0 |
| FIRST TRUST SENIOR FLOATING RA | COMMON | 33733U108 |  | 828 | 85914 | SH |  | SOLE | 1 | 0 | 85914 | 0 |
| FLAHERTY  CRUMRINE DYN P DFP | COMMON | 33848W106 |  | 11672 | 581566 | SH |  | SOLE | 1 | 0 | 581566 | 0 |
| FLAHERTY  CRUMRINE PFD INC  P | COMMON | 33848E106 |  | 13744 | 1520306 | SH |  | SOLE | 1 | 0 | 1520306 | 0 |
| FLAHERTY  CRUMRINE PFD INC PF | COMMON | 338480106 |  | 14760 | 1320217 | SH |  | SOLE | 1 | 0 | 1320217 | 0 |
| FLAHERTY  CRUMRINE PFD SEC IN | COMMON | 338478100 |  | 11180 | 721724 | SH |  | SOLE | 1 | 0 | 721724 | 0 |
| FLAHERTY  CRUMRINE TOTAL RETU | COMMON | 338479108 |  | 19575 | 1179220 | SH |  | SOLE | 1 | 0 | 1179220 | 0 |
| FRANKLIN LIMITED DURATION INCO | COMMON | 35472T101 |  | 55 | 9381 | SH |  | SOLE | 1 | 0 | 9381 | 0 |
| FS CREDIT OPPORTUNITIES FD  FS | COMMON | 30290Y101 |  | 19807 | 3883721 | SH |  | SOLE | 1 | 0 | 3883721 | 0 |
| FS SPECIALTY LENDING FUND FSSL | COMMON | 644323107 |  | 30142 | 2409441 | SH |  | SOLE | 1 | 0 | 2409441 | 0 |
| GABELLI DIVD  INCOME TR GDV | COMMON | 36242H104 |  | 17203 | 638803 | SH |  | SOLE | 1 | 0 | 638803 | 0 |
| GABELLI EQUITY TR INC GAB-R | COMMON | 362397226 |  | 4 | 500462 | SH |  | SOLE | 1 | 0 | 500462 | 0 |
| GABELLI HLTH CARE  WELLNESSRX | COMMON | 36246K103 |  | 10847 | 1198562 | SH |  | SOLE | 1 | 0 | 1198562 | 0 |
| GENERAL AMERICAN INVESTORS CO | COMMON | 368802104 |  | 14539 | 248659 | SH |  | SOLE | 1 | 0 | 248659 | 0 |
| GUGGENHEIM TAXABLE MUNI MANAGE | COMMON | 401664107 |  | 9771 | 673853 | SH |  | SOLE | 1 | 0 | 673853 | 0 |
| INVESCO ADVANTAGE MUNI INC TRU | COMMON | 46132E103 |  | 2722 | 314308 | SH |  | SOLE | 1 | 0 | 314308 | 0 |
| INVESCO BOND FUND VBF | COMMON | 46132L107 |  | 16036 | 1069082 | SH |  | SOLE | 1 | 0 | 1069082 | 0 |
| INVESCO MUNICIPAL OPPORTUNITY | COMMON | 46132C107 |  | 5934 | 623992 | SH |  | SOLE | 1 | 0 | 623992 | 0 |
| INVESCO MUNICIPAL TRUST VKQ | COMMON | 46131J103 |  | 6913 | 726179 | SH |  | SOLE | 1 | 0 | 726179 | 0 |
| INVESCO PA VALUE MUNI INC TR V | COMMON | 46132K109 |  | 144 | 13620 | SH |  | SOLE | 1 | 0 | 13620 | 0 |
| INVESCO QUALITY MUNICIPAL INCO | COMMON | 46133G107 |  | 6329 | 657913 | SH |  | SOLE | 1 | 0 | 657913 | 0 |
| INVESCO SENIOR INCOME TR VVR | COMMON | 46131H107 |  | 996 | 309238 | SH |  | SOLE | 1 | 0 | 309238 | 0 |
| INVESCO TRUST FOR INV GRADE MU | COMMON | 46131M106 |  | 6607 | 669430 | SH |  | SOLE | 1 | 0 | 669430 | 0 |
| JOHN HANCOCK INCOME SECURITIES | COMMON | 410123103 |  | 34940 | 3193796 | SH |  | SOLE | 1 | 0 | 3193796 | 0 |
| JOHN HANCOCK INVESTORS TR JHI | COMMON | 410142103 |  | 8061 | 624372 | SH |  | SOLE | 1 | 0 | 624372 | 0 |
| KKR INCOME OPPORTUNITIES FD KI | COMMON | 48249T106 |  | 883 | 80300 | SH |  | SOLE | 1 | 0 | 80300 | 0 |
| LIBERTY ALL STAR EQUITY FUND U | COMMON | 530158104 |  | 1271 | 229021 | SH |  | SOLE | 1 | 0 | 229021 | 0 |
| LMP CAPITAL  INCOME FD INC SC | COMMON | 50208A102 |  | 41503 | 2779833 | SH |  | SOLE | 1 | 0 | 2779833 | 0 |
| MEXICO FUND INC MXF | COMMON | 592835102 |  | 1040 | 49669 | SH |  | SOLE | 1 | 0 | 49669 | 0 |
| MFS CHARTER INCOME TRUST MCR | COMMON | 552727109 |  | 24834 | 4097943 | SH |  | SOLE | 1 | 0 | 4097943 | 0 |
| MFS GOVERNMENT MARKETS INCOME | COMMON | 552939100 |  | 26842 | 9130038 | SH |  | SOLE | 1 | 0 | 9130038 | 0 |
| MFS HIGH INCOME MUNICIPAL TRUS | COMMON | 59318D104 |  | 2349 | 633241 | SH |  | SOLE | 1 | 0 | 633241 | 0 |
| MFS INTERMEDIATE HIGH INCOME F | COMMON | 59318T109 |  | 2587 | 1597150 | SH |  | SOLE | 1 | 0 | 1597150 | 0 |
| MFS INTERMEDIATE INCOME TRUST | COMMON | 55273C107 |  | 76432 | 30450876 | SH |  | SOLE | 1 | 0 | 30450876 | 0 |
| MFS MULTIMARKET INCOME TRUST M | COMMON | 552737108 |  | 3767 | 815330 | SH |  | SOLE | 1 | 0 | 815330 | 0 |
| NEUBERGER BERMAN HI YLD STRATE | COMMON | 64128C106 |  | 1978 | 305274 | SH |  | SOLE | 1 | 0 | 305274 | 0 |
| NEUBERGER BERMAN INTERMEDIATE | COMMON | 64124P101 |  | 1147 | 113046 | SH |  | SOLE | 1 | 0 | 113046 | 0 |
| NEUBERGER HIGH YIELD ST NHS-R | COMMON | 64128C130 |  | 2 | 280274 | SH |  | SOLE | 1 | 0 | 280274 | 0 |
| NEUBERGER NEXT GEN CONN FD  NB | COMMON | 64133Q108 |  | 2971 | 230874 | SH |  | SOLE | 1 | 0 | 230874 | 0 |
| NEUBERGER REAL ESTATE SEC INC | COMMON | 64190A103 |  | 14132 | 4975986 | SH |  | SOLE | 1 | 0 | 4975986 | 0 |
| NEW GERMANY FD INC GF | COMMON | 644465106 |  | 1698 | 166188 | SH |  | SOLE | 1 | 0 | 166188 | 0 |
| NUVEEN AMT-FREE MUNI CREDIT IN | COMMON | 67071L106 |  | 2147 | 174156 | SH |  | SOLE | 1 | 0 | 174156 | 0 |
| NUVEEN AMT-FREE QUALITY MUNI I | COMMON | 670657105 |  | 4624 | 411729 | SH |  | SOLE | 1 | 0 | 411729 | 0 |
| NUVEEN BUILD AMERICA BOND FD N | COMMON | 67074C103 |  | 59410 | 3793715 | SH |  | SOLE | 1 | 0 | 3793715 | 0 |
| NUVEEN CORE PLUS IMPACT FUND N | COMMON | 67080D103 |  | 3907 | 383375 | SH |  | SOLE | 1 | 0 | 383375 | 0 |
| NUVEEN CREDIT STRATEGIES INC F | COMMON | 67073D102 |  | 6344 | 1302640 | SH |  | SOLE | 1 | 0 | 1302640 | 0 |
| NUVEEN FLOATING RATE INC FD JF | COMMON | 67072T108 |  | 34888 | 4639416 | SH |  | SOLE | 1 | 0 | 4639416 | 0 |
| NUVEEN GLOBAL HIGH INCOME FD J | COMMON | 67075G103 |  | 35546 | 2908822 | SH |  | SOLE | 1 | 0 | 2908822 | 0 |
| NUVEEN MN QUALITY MUNI INC FD | COMMON | 670734102 |  | 873 | 71621 | SH |  | SOLE | 1 | 0 | 71621 | 0 |
| NUVEEN MORTGAGE  INCOME FD JL | COMMON | 670735109 |  | 17409 | 960255 | SH |  | SOLE | 1 | 0 | 960255 | 0 |
| NUVEEN MULTI-MARKET INC FD JMM | COMMON | 67075J107 |  | 33541 | 5694517 | SH |  | SOLE | 1 | 0 | 5694517 | 0 |
| NUVEEN MUNICIPAL CREDIT INC FD | COMMON | 67070X101 |  | 468 | 38400 | SH |  | SOLE | 1 | 0 | 38400 | 0 |
| NUVEEN NJ QUALITY MUNI INC FD | COMMON | 67069Y102 |  | 3264 | 265380 | SH |  | SOLE | 1 | 0 | 265380 | 0 |
| NUVEEN NY AMT-FREE MUNICIPAL I | COMMON | 670656107 |  | 2511 | 245974 | SH |  | SOLE | 1 | 0 | 245974 | 0 |
| NUVEEN PA QUALITY MUNI INC FD | COMMON | 670972108 |  | 35995 | 3017202 | SH |  | SOLE | 1 | 0 | 3017202 | 0 |
| NUVEEN QUALITY MUNICIPAL INC F | COMMON | 67066V101 |  | 2666 | 231852 | SH |  | SOLE | 1 | 0 | 231852 | 0 |
| NUVEEN REAL ASSET INC  GRW JR | COMMON | 67074Y105 |  | 53708 | 4366526 | SH |  | SOLE | 1 | 0 | 4366526 | 0 |
| NUVEEN VAR RT PREF  INC NPFD | COMMON | 67080R102 |  | 44017 | 2425184 | SH |  | SOLE | 1 | 0 | 2425184 | 0 |
| PGIM SHORT DUR HI YLD SDHY | COMMON | 69355J104 |  | 14087 | 879353 | SH |  | SOLE | 1 | 0 | 879353 | 0 |
| PIMCO CA MUNICIPAL INCOME FUND | COMMON | 72200N106 |  | 3577 | 416952 | SH |  | SOLE | 1 | 0 | 416952 | 0 |
| PIMCO DYNAMIC INCOME OPPORT PD | COMMON | 69355M107 |  | 782 | 60514 | SH |  | SOLE | 1 | 0 | 60514 | 0 |
| PIMCO INCOME STRATEGY FUND II | COMMON | 72201J104 |  | 157 | 22834 | SH |  | SOLE | 1 | 0 | 22834 | 0 |
| PIMCO MUNI INCOME FUND II PML | COMMON | 72200W106 |  | 75 | 9851 | SH |  | SOLE | 1 | 0 | 9851 | 0 |
| PIMCO NY MUNI INC II FND PNI | COMMON | 72200Y102 |  | 372 | 54374 | SH |  | SOLE | 1 | 0 | 54374 | 0 |
| PUTNAM MASTER INTERMEDIATE INC | COMMON | 746909100 |  | 74266 | 22711260 | SH |  | SOLE | 1 | 0 | 22711260 | 0 |
| PUTNAM PREMIER INCOME TRUST PP | COMMON | 746853100 |  | 100038 | 28179805 | SH |  | SOLE | 1 | 0 | 28179805 | 0 |
| RIVERNORTH CAP AND INCM FD  RS | COMMON | 76882B108 |  | 1439 | 98891 | SH |  | SOLE | 1 | 0 | 98891 | 0 |
| RIVERNORTH DOUBLELINE STR OPP | COMMON | 76882G107 |  | 4064 | 529888 | SH |  | SOLE | 1 | 0 | 529888 | 0 |
| RIVERNORTH OPPRTUNITIES FD RIV | COMMON | 76881Y109 |  | 27728 | 2498022 | SH |  | SOLE | 1 | 0 | 2498022 | 0 |
| TCW STRATEGIC INCOME FD TSI | COMMON | 872340104 |  | 85091 | 18951319 | SH |  | SOLE | 1 | 0 | 18951319 | 0 |
| VIRTUS DIVD INT  PREM STRATE | COMMON | 92840R101 |  | 5935 | 470641 | SH |  | SOLE | 1 | 0 | 470641 | 0 |
| VIRTUS GLOBAL MULTI-SECTOR INC | COMMON | 92829B101 |  | 14105 | 1911304 | SH |  | SOLE | 1 | 0 | 1911304 | 0 |
| WESTERN ASSET DIVERSIFIED INC | COMMON | 95790K109 |  | 2883 | 214483 | SH |  | SOLE | 1 | 0 | 214483 | 0 |
| WESTERN ASSET GLOBAL HIGH INC | COMMON | 95766B109 |  | 17648 | 2991187 | SH |  | SOLE | 1 | 0 | 2991187 | 0 |
| WESTERN ASSET HIGH INC FD II I | COMMON | 95766J102 |  | 318 | 79965 | SH |  | SOLE | 1 | 0 | 79965 | 0 |
| WESTERN ASSET HIGH INC OPP FD | COMMON | 95766K109 |  | 10209 | 2812278 | SH |  | SOLE | 1 | 0 | 2812278 | 0 |
| WESTERN ASSET INTERMEDIATE MUN | COMMON | 958435109 |  | 214 | 27928 | SH |  | SOLE | 1 | 0 | 27928 | 0 |
| WESTERN ASSET INV GRA DEF OPP | COMMON | 95790A101 |  | 13770 | 855799 | SH |  | SOLE | 1 | 0 | 855799 | 0 |
| WESTERN ASSET INV GRADE INC FD | COMMON | 95766T100 |  | 13966 | 1154680 | SH |  | SOLE | 1 | 0 | 1154680 | 0 |
| WESTERN ASSET MORTGAGE DEFINED | COMMON | 95790B109 |  | 971 | 90282 | SH |  | SOLE | 1 | 0 | 90282 | 0 |
| WESTERN ASSET PREMIER BOND FUN | COMMON | 957664105 |  | 9633 | 910502 | SH |  | SOLE | 1 | 0 | 910502 | 0 |
| XAI OCTAGN FLT RAT  ALT TR  X | COMMON | 98400T304 |  | 11390 | 662994 | SH |  | SOLE | 1 | 0 | 662994 | 0 |

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