# EDGAR Filing Document

**Accession Number:** 0000055847
**File Stem:** 0000055847-26-000001
**Filing Date:** 2026-3
**Character Count:** 2742
**Document Hash:** d04fc7e09c753c8d9ef0b4c9e86e4c5d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000055847-26-000001.hdr.sgml**: 20260310

**ACCESSION NUMBER**: 0000055847-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260310

**DATE AS OF CHANGE**: 20260310

**EFFECTIVENESS DATE**: 20260310

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** C. L. KING & ASSOCIATES, INC.
- **CENTRAL INDEX KEY:** 0000055847

**ORGANIZATION NAME:**
- **EIN:** 132700327
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-17025
- **FILM NUMBER:** 26740654

**BUSINESS ADDRESS:**
- **STREET 1:** NINE ELK STREET
- **CITY:** ALBANY
- **STATE:** NY
- **ZIP:** 12207
- **BUSINESS PHONE:** 518-431-3559

**MAIL ADDRESS:**
- **STREET 1:** NINE ELK STREET
- **CITY:** ALBANY
- **STATE:** NY
- **ZIP:** 12207

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** KING C L & ASSOCIATES INC                        /BD
- **DATE OF NAME CHANGE:** 20000101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** KING C L & ASSOCIATES INC                               /BD
- **DATE OF NAME CHANGE:** 19991020

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** KING C L & ASSOCIATES INC/NY/
- **DATE OF NAME CHANGE:** 19980727

### Attached PDF Documents

**Attachment 1:** `CLKing2025Public_SEC.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000055847

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** C. L. KING & ASSOCIATES, INC.

**Business Address:** NINE ELK STREET, ALBANY, NY, 12207

**Contact Person:** Peter McMillen

**Contact Phone:** 518-431-3528

### Independent Public Accountant Identification

**Accountant Name:** CROWE LLP

**Accountant Address:** 485 LEXINGTON AVENUE FLOOR 11, NEW YORK, NY, 10017

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **PETER J MCMILLEN**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **C. L. KING & ASSOCIATES, INC.**, as of **12-31-2025**, are true and correct.

**Signature:** PETER J MCMILLEN

**Title:** CHIEF FINANCIAL OFFICER

**Notarized:** Yes