# EDGAR Filing Document

**Accession Number:** 0001134687
**File Stem:** 0001134687-23-000001
**Filing Date:** 2023-1
**Character Count:** 9401
**Document Hash:** bc2fbac51c8f963f819652a0ab762d02
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001134687-23-000001.hdr.sgml**: 20230131

**ACCESSION NUMBER**: 0001134687-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230131

**DATE AS OF CHANGE**: 20230131

**EFFECTIVENESS DATE**: 20230131

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PRENTISS SMITH & CO INC
- **CENTRAL INDEX KEY:** 0001134687
- **IRS NUMBER:** 030292076
- **STATE OF INCORPORATION:** VT
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-06387
- **FILM NUMBER:** 23571003

**BUSINESS ADDRESS:**
- **STREET 1:** 950 WESTERN AVENUE
- **CITY:** BRATTLEBORO
- **STATE:** VT
- **ZIP:** 05301
- **BUSINESS PHONE:** 8022542913

**MAIL ADDRESS:**
- **STREET 1:** 950 WESTERN AVENUE
- **CITY:** BRATTLEBORO
- **STATE:** VT
- **ZIP:** 05301

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** PRENTISS SMITH  CO INC<br>**Address:** 950 WESTERN AVENUE<br>BRATTLEBORO, VT 05301

**Form 13F File Number:** 028-06387

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Karlie Borst<br>**Title:** Chief Compliance Officer<br>**Phone:** 802-254-2913

**Signature, Place, and Date of Signing:**

Karlie Borst  Brattleboro, VT  01-31-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 62

**Form 13F Information Table Value Total:** $110355435

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABS | COM | 002824100 |  | 4570448 | 41629 | SH |  | SOLE |  | 41629 | 0 | 0 |
| AIR PRODS  CHEMS INC | COM | 009158106 |  | 6694174 | 21716 | SH |  | SOLE |  | 21716 | 0 | 0 |
| ALBERTSONS COS INC | COMMON STOCK | 013091103 |  | 965509 | 46553 | SH |  | SOLE |  | 46553 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 451920 | 5380 | SH |  | SOLE |  | 5380 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 834281 | 6421 | SH |  | SOLE |  | 6421 | 0 | 0 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 997241 | 4175 | SH |  | SOLE |  | 4175 | 0 | 0 |
| BECTON DICKINSON  CO | COM | 075887109 |  | 4908244 | 19301 | SH |  | SOLE |  | 19301 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 2089091 | 6763 | SH |  | SOLE |  | 6763 | 0 | 0 |
| BRADY CORP | CL A | 104674106 |  | 278361 | 5910 | SH |  | SOLE |  | 5910 | 0 | 0 |
| COCA COLA CO | COM | 191216100 |  | 437446 | 6877 | SH |  | SOLE |  | 6877 | 0 | 0 |
| DANAHER CORPORATION | COM | 235851102 |  | 2110089 | 7950 | SH |  | SOLE |  | 7950 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 |  | 309727 | 3565 | SH |  | SOLE |  | 3565 | 0 | 0 |
| FORD MTR CO DEL | COM | 345370860 |  | 5511585 | 473911 | SH |  | SOLE |  | 473911 | 0 | 0 |
| GENERAL ELECTRIC CO | COM NEW | 369604301 |  | 332981 | 3974 | SH |  | SOLE |  | 3974 | 0 | 0 |
| GENERAL MLS INC | COM | 370334104 |  | 401642 | 4790 | SH |  | SOLE |  | 4790 | 0 | 0 |
| GENUINE PARTS CO | COM | 372460105 |  | 867550 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| INSPIRE MED SYS INC | COM | 457730109 |  | 2193371 | 8708 | SH |  | SOLE |  | 8708 | 0 | 0 |
| INTEL CORP | COM | 458140100 |  | 326913 | 12369 | SH |  | SOLE |  | 12369 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 225424 | 1600 | SH |  | SOLE |  | 1600 | 0 | 0 |
| ISHARES TR | CORE S ETF | 464287200 |  | 880225 | 2291 | SH |  | SOLE |  | 2291 | 0 | 0 |
| ISHARES TR | MSCI USA ESG SLC | 464288802 |  | 603406 | 7330 | SH |  | SOLE |  | 7330 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 9680950 | 54803 | SH |  | SOLE |  | 54803 | 0 | 0 |
| JOHNSON OUTDOORS INC | CL A | 479167108 |  | 642753 | 9721 | SH |  | SOLE |  | 9721 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 2376137 | 9908 | SH |  | SOLE |  | 9908 | 0 | 0 |
| PEPSICO INC | COM | 713448108 |  | 822003 | 4550 | SH |  | SOLE |  | 4550 | 0 | 0 |
| PERKINELMER INC | COM | 714046109 |  | 282263 | 2013 | SH |  | SOLE |  | 2013 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 878651 | 17148 | SH |  | SOLE |  | 17148 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 4280358 | 28242 | SH |  | SOLE |  | 28242 | 0 | 0 |
| PROGRESSIVE CORP | COM | 743315103 |  | 444776 | 3429 | SH |  | SOLE |  | 3429 | 0 | 0 |
| REPUBLIC FIRST BANCORP INC | COM | 760416107 |  | 36550 | 17000 | SH |  | SOLE |  | 17000 | 0 | 0 |
| TENNANT CO | COM | 880345103 |  | 4105673 | 66683 | SH |  | SOLE |  | 66683 | 0 | 0 |
| UNILEVER PLC | SPON ADR NEW | 904767704 |  | 3282620 | 65196 | SH |  | SOLE |  | 65196 | 0 | 0 |
| UNION PAC CORP | COM | 907818108 |  | 446029 | 2154 | SH |  | SOLE |  | 2154 | 0 | 0 |
| WALGREENS BOOTS ALLIANCE INC | COM | 931427108 |  | 352716 | 9441 | SH |  | SOLE |  | 9441 | 0 | 0 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 394072 | 9544 | SH |  | SOLE |  | 9544 | 0 | 0 |
| AT INC | COM | 00206R102 |  | 377718 | 20517 | SH |  | SOLE |  | 20517 | 0 | 0 |
| ABBVIE INC | COM | 00287Y109 |  | 955115 | 5910 | SH |  | SOLE |  | 5910 | 0 | 0 |
| AGILENT TECHNOLOGIES INC | COM | 00846U101 |  | 3108380 | 20771 | SH |  | SOLE |  | 20771 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 8726418 | 98348 | SH |  | SOLE |  | 98348 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 372507 | 4222 | SH |  | SOLE |  | 4222 | 0 | 0 |
| AVANGRID INC | COM | 05351W103 |  | 1818226 | 42304 | SH |  | SOLE |  | 42304 | 0 | 0 |
| BOOKING HOLDINGS INC | COM | 09857L108 |  | 201528 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 4183459 | 87814 | SH |  | SOLE |  | 87814 | 0 | 0 |
| EMCOR GROUP INC | COM | 29084Q100 |  | 2615326 | 17658 | SH |  | SOLE |  | 17658 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 1488719 | 13497 | SH |  | SOLE |  | 13497 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 416136 | 3458 | SH |  | SOLE |  | 3458 | 0 | 0 |
| GLYCOMIMETICS INC | COM | 38000Q102 |  | 45814 | 15120 | SH |  | SOLE |  | 15120 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 241112 | 1798 | SH |  | SOLE |  | 1798 | 0 | 0 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 558107 | 1605 | SH |  | SOLE |  | 1605 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 451234 | 4067 | SH |  | SOLE |  | 4067 | 0 | 0 |
| NOVARTIS AG | SPONSORED ADR | 66987V109 |  | 4833380 | 53278 | SH |  | SOLE |  | 53278 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 795029 | 11163 | SH |  | SOLE |  | 11163 | 0 | 0 |
| PRICE T ROWE GROUP INC | COM | 74144T108 |  | 3455893 | 31688 | SH |  | SOLE |  | 31688 | 0 | 0 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 |  | 4091570 | 5671 | SH |  | SOLE |  | 5671 | 0 | 0 |
| REGENXBIO INC | COM | 75901B107 |  | 213895 | 9431 | SH |  | SOLE |  | 9431 | 0 | 0 |
| SALESFORCE INC | COM | 79466L302 |  | 3871628 | 29200 | SH |  | SOLE |  | 29200 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 257361 | 6532 | SH |  | SOLE |  | 6532 | 0 | 0 |
| PARAMOUNT GLOBAL | CLASS B COM | 92556H206 |  | 845587 | 50094 | SH |  | SOLE |  | 50094 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 864697 | 4162 | SH |  | SOLE |  | 4162 | 0 | 0 |
| XYLEM INC | COM | 98419M100 |  | 221251 | 2001 | SH |  | SOLE |  | 2001 | 0 | 0 |
| ALCON AG | ORD SHS | H01301128 |  | 619281 | 9034 | SH |  | SOLE |  | 9034 | 0 | 0 |
| ALLOT LTD | SHS | M0854Q105 |  | 710885 | 206645 | SH |  | SOLE |  | 206645 | 0 | 0 |

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