# EDGAR Filing Document

**Accession Number:** 0001597506
**File Stem:** 0001597506-26-000002
**Filing Date:** 2026-5
**Character Count:** 24065
**Document Hash:** 403732406c52d03ed9b7b8b719d30bd8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001597506-26-000002.hdr.sgml**: 20260507

**ACCESSION NUMBER**: 0001597506-26-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260507

**DATE AS OF CHANGE**: 20260507

**EFFECTIVENESS DATE**: 20260507

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Warberg Asset Management LLC
- **CENTRAL INDEX KEY:** 0001597506

**ORGANIZATION NAME:**
- **EIN:** 264016610
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20991
- **FILM NUMBER:** 26951626

**BUSINESS ADDRESS:**
- **STREET 1:** 716 OAK STREET
- **CITY:** WINNETKA
- **STATE:** IL
- **ZIP:** 60093
- **BUSINESS PHONE:** 847-418-8333

**MAIL ADDRESS:**
- **STREET 1:** 716 OAK STREET
- **CITY:** WINNETKA
- **STATE:** IL
- **ZIP:** 60093

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Warberg Asset Management LLC<br>**Address:** 716 OAK STREET<br>WINNETKA, IL 60093

**Form 13F File Number:** 028-20991

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Daniel I Warsh<br>**Title:** Managing Member<br>**Phone:** 4802069849

**Signature, Place, and Date of Signing:**

Daniel Warsh  Winnetka, IL  05-07-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 192

**Form 13F Information Table Value Total:** $599625872

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 5E ADVANCED MATERIALS INC | COM NEW | 33830Q208 |  | 17237 | 12312 | SH |  | SOLE |  | 12312 | 0 | 0 |
| A PARADISE ACQUISITION CORP | COM CL A | G04819101 |  | 254250 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| AA MISSION ACQUISITION CORP | ORD SHS CL A | G1000S109 |  | 351619 | 34987 | SH |  | SOLE |  | 34987 | 0 | 0 |
| AERIES TECHNOLOGY INC | *W EXP 11/06/202 | G0136H110 |  | 1416 | 70787 | SH |  | SOLE |  | 70787 | 0 | 0 |
| AKAMAI TECHNOLOGIES INC | NOTE 1.125% 2/1 | 00971TAN1 |  | 2857703 | 2500000 | PRN |  | SOLE |  | 0 | 0 | 2500000 |
| ALBEMARLE CORP | 7.25% DEP SHS A | 012653200 |  | 2766225 | 38500 | SH |  | SOLE |  | 38500 | 0 | 0 |
| ALNYLAM PHARMACEUTICALS INC | NOTE 1.000% 9/1 | 02043QAB3 |  | 6421568 | 5002000 | PRN |  | SOLE |  | 0 | 0 | 5002000 |
| ALPHATON CAPITAL CORP | SHS NEW | G7185A136 |  | 13554 | 42133 | SH |  | SOLE |  | 42133 | 0 | 0 |
| AMPLITECH GROUP INC | RIGHT 11/20/2026 | 03211Q143 |  | 20000 | 166667 | SH |  | SOLE |  | 166667 | 0 | 0 |
| AMPLITECH GROUP INC | RIGHT 07/18/2026 | 03211Q135 |  | 18747 | 200117 | SH |  | SOLE |  | 200117 | 0 | 0 |
| AMPRIUS TECHNOLOGIES INC | *W EXP 09/14/202 | 03214Q116 |  | 434184 | 63200 | SH |  | SOLE |  | 63200 | 0 | 0 |
| ANGHAMI INC | *W EXP 02/03/202 | G0369L119 |  | 501 | 40409 | SH |  | SOLE |  | 40409 | 0 | 0 |
| APOLLOMICS INC | *W EXP 04/01/202 | G0411D115 |  | 1323 | 87049 | SH |  | SOLE |  | 87049 | 0 | 0 |
| ARMADA ACQUISITION CORP III | UNIT 02/13/2031 | G0R38M127 |  | 99600 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| ART TECHNOLOGY ACQUISITION C | USD CL A ORD SHS | G0579E103 |  | 490750 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| ASTRONICS CORP | NOTE 5.500% 3/1 | 046433AD0 |  | 5198731 | 1685000 | PRN |  | SOLE |  | 0 | 0 | 1685000 |
| AXIOM INTELLIGENCE AC CORP 1 | ORD SHS CL A | G0750N104 |  | 243039 | 23992 | SH |  | SOLE |  | 23992 | 0 | 0 |
| BANK AMERICA CORP | 7.25%CNV PFD L | 060505682 |  | 1787340 | 1500 | SH |  | SOLE |  | 1500 | 0 | 0 |
| BARCLAYS BANK PLC | CALL | 06748M906 |  | 785400 | 22000 | SH | Call | SOLE |  | 22000 | 0 | 0 |
| BHAV ACQUISITION CORP | UNIT 03/18/2031 | G1R59W127 |  | 499000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| BIMERGEN ENERGY CORP | *W EXP 12/12/203 | 84856X122 |  | 77794 | 97248 | SH |  | SOLE |  | 97248 | 0 | 0 |
| BIOVIE INC | *W EXP 08/08/203 | 09074F173 |  | 141555 | 456629 | SH |  | SOLE |  | 456629 | 0 | 0 |
| BITCOIN INFRASTRUCTURE ACQUI | USD CL A ORD SHS | G1143H101 |  | 198100 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| BLACK HAWK ACQUISITION CORP | USD CL A SHS | G1148A101 |  | 840755 | 72323 | SH |  | SOLE |  | 72323 | 0 | 0 |
| BRIACELL THERAPEUTICS CORP | *W EXP 01/15/203 | 107930125 |  | 118462 | 115000 | SH |  | SOLE |  | 115000 | 0 | 0 |
| BT BRANDS INC | *W EXP 11/12/202 | 0557MQ115 |  | 1831 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| CAL REDWOOD ACQUISITION CORP | COM CL A | G17564108 |  | 506984 | 49900 | SH |  | SOLE |  | 49900 | 0 | 0 |
| CALIDI BIOTHERAPEUTICS INC | COM | 320703408 |  | 59475 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| CANTALOUPE INC | PUT | 138103956 |  | 2555484 | 236400 | SH | Put | SOLE |  | 236400 | 0 | 0 |
| CARVANA CO | PUT | 146869952 |  | 1131768 | 3600 | SH | Put | SOLE |  | 3600 | 0 | 0 |
| CEA INDUSTRIES INC | *W EXP 02/11/202 | 86887P119 |  | 1176 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| CELLECTAR BIOSCIENCES INC | COM NEW | 15117F880 |  | 35306 | 13900 | SH |  | SOLE |  | 13900 | 0 | 0 |
| CENTERPOINT ENERGY INC | NOTE 4.250% 8/1 | 15189TBD8 |  | 3556425 | 3000000 | PRN |  | SOLE |  | 0 | 0 | 3000000 |
| CENTURY ALUM CO | NOTE 2.750% 5/0 | 156431AQ1 |  | 588701 | 188000 | PRN |  | SOLE |  | 0 | 0 | 188000 |
| CHAMPIONSGATE ACQUISITION CO | SHS CL A | G2124S108 |  | 356106 | 34742 | SH |  | SOLE |  | 34742 | 0 | 0 |
| CHARLTON ARIA ACQUISITION CO | ORD SHS CL A | G9877L107 |  | 1042878 | 98664 | SH |  | SOLE |  | 98664 | 0 | 0 |
| CID HOLDCO INC | *W EXP 12/31/202 | 171756117 |  | 10012 | 377800 | SH |  | SOLE |  | 377800 | 0 | 0 |
| CLEARTHINK 1 ACQUISITION COR | UNIT 01/26/2031 | G2294A127 |  | 984015 | 98500 | SH |  | SOLE |  | 98500 | 0 | 0 |
| CNX RES CORP | NOTE 2.250% 5/0 | 12653CAG3 |  | 34424204 | 11473000 | PRN |  | SOLE |  | 0 | 0 | 11473000 |
| COLUMBUS CIRCLE CAP CORP II | UNIT 02/11/2031 | G2296M111 |  | 249250 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| COPLEY ACQUISITION CORP | ORD SHS CL A | G24243100 |  | 179568 | 17400 | SH |  | SOLE |  | 17400 | 0 | 0 |
| CORE SCIENTIFIC INC NEW | *W EXP 01/23/202 | 21874A114 |  | 2341446 | 267900 | SH |  | SOLE |  | 267900 | 0 | 0 |
| CORNERSTONE STRATEGIC INVEST | COM | 21924B302 |  | 7585290 | 1041935 | SH |  | SOLE |  | 1041935 | 0 | 0 |
| CRANE HBR ACQUISITION CORP I | ORD SHS CL A | G25014104 |  | 233004 | 23512 | SH |  | SOLE |  | 23512 | 0 | 0 |
| CRITICAL METALS CORP | PUT | G2662B953 |  | 262020 | 33000 | SH | Put | SOLE |  | 33000 | 0 | 0 |
| CROWN RESV ACQUISITION CORP | ORD SHS CL A | G2574F119 |  | 471571 | 47110 | SH |  | SOLE |  | 47110 | 0 | 0 |
| CROWN RESV ACQUISITION CORP | *W EXP 10/06/203 | G2574S103 |  | 587 | 12352 | SH |  | SOLE |  | 12352 | 0 | 0 |
| CSLM DIGITA ASSET ACQ CORP I | USD CL A ORD SHS | G2584S101 |  | 158913 | 15828 | SH |  | SOLE |  | 15828 | 0 | 0 |
| CURIS INC | COM | 231269309 |  | 5473 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| D BORAL ACQUISITION I CORP | ORD SHS CL A | G2616T101 |  | 759220 | 77000 | SH |  | SOLE |  | 77000 | 0 | 0 |
| D. BORAL ARC ACQ I CORP. | SHS CL A | G2616F101 |  | 177960 | 17585 | SH |  | SOLE |  | 17585 | 0 | 0 |
| DAKOTA GOLD CORP | COM | 46655E100 |  | 126477 | 25045 | SH |  | SOLE |  | 25045 | 0 | 0 |
| DRUGS MADE IN AMER ACQUTN CO | ORD SHS | G2847J104 |  | 966107 | 92054 | SH |  | SOLE |  | 92054 | 0 | 0 |
| DUNE ACQUISITION CORP II | SHS CL A | G2867S109 |  | 292370 | 28303 | SH |  | SOLE |  | 28303 | 0 | 0 |
| EON RESOURCES INC | *W EXP 11/15/202 | 40472A128 |  | 62093 | 547077 | SH |  | SOLE |  | 547077 | 0 | 0 |
| EPR PPTYS | PFD C CV 5.75% | 26884U208 |  | 2259259 | 99923 | SH |  | SOLE |  | 99923 | 0 | 0 |
| EPR PPTYS | CONV PFD 9% SR E | 26884U307 |  | 1497491 | 49292 | SH |  | SOLE |  | 49292 | 0 | 0 |
| ERNEXA THERAPEUTICS INC | COM | 114082308 |  | 10055 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| ERNEXA THERAPEUTICS INC | *W EXP 02/04/203 | 114082118 |  | 7106 | 253800 | SH |  | SOLE |  | 253800 | 0 | 0 |
| EUREKA ACQUISITION CORP | SHS CL A | G32168109 |  | 144959 | 12783 | SH |  | SOLE |  | 12783 | 0 | 0 |
| EVERGY INC | NOTE 4.500%12/1 | 30034WAD8 |  | 1578808 | 1169000 | PRN |  | SOLE |  | 0 | 0 | 1169000 |
| EVOLUTION GLOBAL ACQUISITION | USD CL A ORD SHS | G3226F101 |  | 249375 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| EXXON MOBIL CORP | CALL | 30231G902 |  | 5089800 | 30000 | SH | Call | SOLE |  | 30000 | 0 | 0 |
| FG IMPERII ACQUISITION CORP | ORD SHS CL A | G3R41C102 |  | 1530491 | 154908 | SH |  | SOLE |  | 154908 | 0 | 0 |
| FG IMPERII ACQUISITION CORP | *W EXP 10/14/203 | G3R41C110 |  | 6499 | 37029 | SH |  | SOLE |  | 37029 | 0 | 0 |
| FLYEXCLUSIVE INC | *W EXP 99/99/999 | 343928115 |  | 13046 | 33024 | SH |  | SOLE |  | 33024 | 0 | 0 |
| FUTURE MONEY ACQUISITION COR | UNIT 03/16/2031 | G3700S124 |  | 349514 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| GAMESQUARE HLDGS INC | COM | 36468G103 |  | 13500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| GENERATION ESSENTIALS GROUP | *W EXP 02/15/202 | G38268119 |  | 7017 | 35775 | SH |  | SOLE |  | 35775 | 0 | 0 |
| GIGCAPITAL9 CORP | UNIT 12/01/2030 | G3865B106 |  | 218505 | 21796 | SH |  | SOLE |  | 21796 | 0 | 0 |
| GLOBA TERRA ACQUISITION COR | CL A ORD SHS | G3933N116 |  | 369897 | 36300 | SH |  | SOLE |  | 36300 | 0 | 0 |
| GOLD ROYALTY CORP | *W EXP 05/31/202 | 38071H122 |  | 113038 | 68508 | SH |  | SOLE |  | 68508 | 0 | 0 |
| GOLDMAN SACHS ETF TR | ACCES TREASURY | 381430529 |  | 400760 | 4000 | SH |  | SOLE |  | 4000 | 0 | 0 |
| HALOZYME THERAPEUTICS INC | NOTE 1.000% 8/1 | 40637HAF6 |  | 7717481 | 6000000 | PRN |  | SOLE |  | 0 | 0 | 6000000 |
| HARVARD AVE ACQUISITION CORP | USD CL A ORD SHS | G4330A103 |  | 375188 | 37500 | SH |  | SOLE |  | 37500 | 0 | 0 |
| HARVARD AVE ACQUISITION CORP | RIGHT 03/30/2026 | G4330A111 |  | 1524 | 12190 | SH |  | SOLE |  | 12190 | 0 | 0 |
| HUB CYBER SECURITY LTD | *W EXP 02/27/202 | M6000J127 |  | 1139 | 162771 | SH |  | SOLE |  | 162771 | 0 | 0 |
| I-80 GOLD CORP | *W EXP 11/16/202 | 44955L155 |  | 291753 | 291753 | SH |  | SOLE |  | 291753 | 0 | 0 |
| ICECURE MEDICAL LTD CAESAREA | SHS NEW | M53071136 |  | 19736 | 65568 | SH |  | SOLE |  | 65568 | 0 | 0 |
| INDIGO ACQUISITION CORP | ORD SHS | G4791J106 |  | 452589 | 44612 | SH |  | SOLE |  | 44612 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 1731540 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| INVESCO QQQ TR | PUT | 46090E953 |  | 20201300 | 35000 | SH | Put | SOLE |  | 35000 | 0 | 0 |
| IRHYTHM HOLDINGS INC | NOTE 1.500% 9/0 | 450056AB2 |  | 2194979 | 2000000 | PRN |  | SOLE |  | 0 | 0 | 2000000 |
| ISHARES SILVER TR | CALL | 46428Q909 |  | 272560 | 4000 | SH | Call | SOLE |  | 4000 | 0 | 0 |
| ISHARES TR | 0-3 MNTH TREASRY | 46436E718 |  | 1703972 | 16928 | SH |  | SOLE |  | 16928 | 0 | 0 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 |  | 216725 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| ISHARES TR | PUT | 464287952 |  | 4334500 | 50000 | SH | Put | SOLE |  | 50000 | 0 | 0 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 |  | 477420 | 6000 | SH |  | SOLE |  | 6000 | 0 | 0 |
| ISHARES TR | PUT | 464288953 |  | 954720 | 12000 | SH | Put | SOLE |  | 12000 | 0 | 0 |
| JOBY AVIATION INC | *W EXP 08/10/202 | G65163118 |  | 35406 | 44818 | SH |  | SOLE |  | 44818 | 0 | 0 |
| KOCHAV DEFENSE ACQUI CO | SHS CL A | G5304D106 |  | 786995 | 76780 | SH |  | SOLE |  | 76780 | 0 | 0 |
| LAFAYETTE ACQUISITION CORP | ORD SHS | G53426105 |  | 244793 | 24553 | SH |  | SOLE |  | 24553 | 0 | 0 |
| LAKE SUPERIOR ACQUISITION CO | USD CL A ORD SHS | G5354C107 |  | 451268 | 44947 | SH |  | SOLE |  | 44947 | 0 | 0 |
| LCI INDS | NOTE 3.000% 3/0 | 501812AD3 |  | 7852105 | 6500000 | PRN |  | SOLE |  | 0 | 0 | 6500000 |
| LIFECORE BIOMEDICAL INC | COM | 514766104 |  | 55800 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| LIVE NATION ENTERTAINMENT IN | NOTE 3.125% 1/1 | 538034BA6 |  | 16223469 | 10658000 | PRN |  | SOLE |  | 0 | 0 | 10658000 |
| LIVEWIRE GROUP INC | *W EXP 09/26/202 | 53838J113 |  | 29983 | 599657 | SH |  | SOLE |  | 599657 | 0 | 0 |
| LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 55024UAD1 |  | 68506910 | 9700000 | PRN |  | SOLE |  | 0 | 0 | 9700000 |
| MCKINLEY ACQUISITION CORP | SHS CL A | G6005T101 |  | 270810 | 27000 | SH |  | SOLE |  | 27000 | 0 | 0 |
| MICROCHIP TECHNOLOGY INC. | NOTE 1.625% 2/1 | 595017AF1 |  | 20435040 | 11106000 | PRN |  | SOLE |  | 0 | 0 | 11106000 |
| MICRON TECHNOLOGY INC | CALL | 595112903 |  | 675680 | 2000 | SH | Call | SOLE |  | 2000 | 0 | 0 |
| MILUNA ACQUISITION CORP | USD CL A ORD SHS | G6180J100 |  | 460350 | 45989 | SH |  | SOLE |  | 45989 | 0 | 0 |
| MOBILICOM LTD | *W EXP 08/31/202 | 60742B110 |  | 91875 | 50900 | SH |  | SOLE |  | 50900 | 0 | 0 |
| MOSAIC CO | CALL | 61945C903 |  | 765000 | 30000 | SH | Call | SOLE |  | 30000 | 0 | 0 |
| MURANO GLOBAL INVTS PLC | *W EXP 03/19/202 | G63369113 |  | 2520 | 63000 | SH |  | SOLE |  | 63000 | 0 | 0 |
| NAMIB MINERALS | *W EXP 06/05/203 | G63638111 |  | 17887 | 132494 | SH |  | SOLE |  | 132494 | 0 | 0 |
| NEOVOLTA INC | *W EXP 04/01/202 | 640655114 |  | 214460 | 151162 | SH |  | SOLE |  | 151162 | 0 | 0 |
| NEW ENGLAND RLTY ASSOC LTD P | DEPOSITRY RCPT | 644206104 |  | 1073072 | 17706 | SH |  | SOLE |  | 17706 | 0 | 0 |
| NEXGEL INC | *W EXP 12/27/202 | 65344E115 |  | 7655 | 146091 | SH |  | SOLE |  | 146091 | 0 | 0 |
| NEXTERA ENERGY CAP HLDGS INC | NOTE 3.000% 3/0 | 65339KCY4 |  | 352930 | 254000 | PRN |  | SOLE |  | 0 | 0 | 254000 |
| NOBLE CORP PLC | *W EXP 02/04/202 | G65431135 |  | 912670 | 29855 | SH |  | SOLE |  | 29855 | 0 | 0 |
| NOBLE CORP PLC | *W EXP 02/04/202 | G65431150 |  | 1499074 | 56999 | SH |  | SOLE |  | 56999 | 0 | 0 |
| NUTANIX INC | NOTE 0.250%10/0 | 67059NAH1 |  | 773374 | 757000 | PRN |  | SOLE |  | 0 | 0 | 757000 |
| NVIDIA CORPORATION | PUT | 67066G954 |  | 3836800 | 22000 | SH | Put | SOLE |  | 22000 | 0 | 0 |
| OAKTREE ACQUISITION CORP III | SHS CL A | G6717R104 |  | 106315 | 10025 | SH |  | SOLE |  | 10025 | 0 | 0 |
| OCCIDENTAL PETE CORP | PUT | 674599955 |  | 357500 | 5500 | SH | Put | SOLE |  | 5500 | 0 | 0 |
| OCCIDENTAL PETE CORP | CALL | 674599905 |  | 1300000 | 20000 | SH | Call | SOLE |  | 20000 | 0 | 0 |
| OCCIDENTAL PETE CORP | *W EXP 08/03/202 | 674599162 |  | 20899073 | 486509 | SH |  | SOLE |  | 486509 | 0 | 0 |
| ON SEMICONDUCTOR CORP | NOTE 5/0 | 682189AS4 |  | 24496 | 19000 | PRN |  | SOLE |  | 0 | 0 | 19000 |
| OPPFI INC | *W EXP 07/20/202 | 68386H111 |  | 9660 | 74310 | SH |  | SOLE |  | 74310 | 0 | 0 |
| ORIGIN INVT CORP I | ORD SHS | G67751100 |  | 851986 | 83610 | SH |  | SOLE |  | 83610 | 0 | 0 |
| OTG ACQUISITION CORP. I | ORD CL A | G6791A100 |  | 356506 | 35438 | SH |  | SOLE |  | 35438 | 0 | 0 |
| OUTLOOK THERAPEUTICS INC | COM | 69012T305 |  | 56375 | 275000 | SH |  | SOLE |  | 275000 | 0 | 0 |
| OYSTER ENTERPRISES II ACQUIS | ORD SHS CL A | G6861F104 |  | 101701 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| P3 HEALTH PARTNERS INC | *W EXP 11/19/202 | 744413113 |  | 1723 | 292107 | SH |  | SOLE |  | 292107 | 0 | 0 |
| PALANTIR TECHNOLOGIES INC | PUT | 69608A958 |  | 1170240 | 8000 | SH | Put | SOLE |  | 8000 | 0 | 0 |
| PANTAGES CAPITAL ACQUISITION | ORD SHS CL A | G8089R100 |  | 259485 | 24760 | SH |  | SOLE |  | 24760 | 0 | 0 |
| PAYPAL HLDGS INC | CALL | 70450Y903 |  | 452300 | 10000 | SH | Call | SOLE |  | 10000 | 0 | 0 |
| PERFECT MOMENT LTD | COM SHS | 713715100 |  | 24048 | 95200 | SH |  | SOLE |  | 95200 | 0 | 0 |
| PG CORP | CALL | 69331C908 |  | 825790 | 47000 | SH | Call | SOLE |  | 47000 | 0 | 0 |
| PLANET LABS PBC | *W EXP 12/06/202 | 72703X114 |  | 445400 | 27076 | SH |  | SOLE |  | 27076 | 0 | 0 |
| PONO CAP FOUR INC | UNIT 03/11/2031 | G71702123 |  | 1047900 | 105000 | SH |  | SOLE |  | 105000 | 0 | 0 |
| POST HLDGS INC | NOTE 2.500% 8/1 | 737446AT1 |  | 2169217 | 2000000 | PRN |  | SOLE |  | 0 | 0 | 2000000 |
| POST HLDGS INC | COM | 737446104 |  | 444870 | 4500 | SH |  | SOLE |  | 4500 | 0 | 0 |
| PRAETORIAN ACQUISITION CORP | ORD SHS CL A | G7S17G103 |  | 979990 | 99999 | SH |  | SOLE |  | 99999 | 0 | 0 |
| PRAETORIAN ACQUISITION CORP | *W EXP 01/16/203 | G7S17G129 |  | 6954 | 21732 | SH |  | SOLE |  | 21732 | 0 | 0 |
| PRAIRIE OPER CO | COM | 739650109 |  | 20300 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| PRAIRIE OPER CO | CALL | 739650909 |  | 63133 | 31100 | SH | Call | SOLE |  | 31100 | 0 | 0 |
| PRESIDIO PRODTN CO | *W EXP 03/04/203 | 74102N119 |  | 8505 | 10500 | SH |  | SOLE |  | 10500 | 0 | 0 |
| PROEM ACQUISITION CORP I | UNIT 01/29/2031 | G7341A129 |  | 514743 | 51500 | SH |  | SOLE |  | 51500 | 0 | 0 |
| QUARTZSEA ACQUISITION CORP | ORD SHS | G7314B104 |  | 227632 | 21951 | SH |  | SOLE |  | 21951 | 0 | 0 |
| RENEW ENERGY GLOBAL PLC | *W EXP 08/21/202 | G7500M120 |  | 239 | 31092 | SH |  | SOLE |  | 31092 | 0 | 0 |
| REVIVA PHARMACEUTCLS HLDGS I | COM NEW | 76152G209 |  | 66218 | 90772 | SH |  | SOLE |  | 90772 | 0 | 0 |
| RF ACQUISITION CORP III | ORD SHS | G7537X107 |  | 685300 | 70000 | SH |  | SOLE |  | 70000 | 0 | 0 |
| RIBBON ACQUISITION CORP | ORD SHS CL A | G7552W109 |  | 229391 | 21826 | SH |  | SOLE |  | 21826 | 0 | 0 |
| ROMAN DBDR ACQUISITION CORP | ORD SHS CL A | G7633M104 |  | 242967 | 23206 | SH |  | SOLE |  | 23206 | 0 | 0 |
| SAVERONE 2014 LTD | *W EXP 06/02/202 | 80516T113 |  | 1288 | 125026 | SH |  | SOLE |  | 125026 | 0 | 0 |
| SC II ACQUISITION CORP | ORD SHS CLASS A | G7866D102 |  | 460614 | 46200 | SH |  | SOLE |  | 46200 | 0 | 0 |
| SEAGATE HDD CAYMAN | NOTE 3.500% 6/0 | 81180WBL4 |  | 35998922 | 7592000 | PRN |  | SOLE |  | 0 | 0 | 7592000 |
| SELECT SECTOR SPDR TR | STATE STREET ENE | 81369Y506 |  | 1769875 | 28903 | SH |  | SOLE |  | 28903 | 0 | 0 |
| SELECT SECTOR SPDR TR | STATE STREET FIN | 81369Y605 |  | 641940 | 13000 | SH |  | SOLE |  | 13000 | 0 | 0 |
| SELECT SECTOR SPDR TR | PUT | 81369Y955 |  | 1481100 | 30000 | SH | Put | SOLE |  | 30000 | 0 | 0 |
| SHIFT4 PMTS INC | 6 SER A CNV PREF | 82452J307 |  | 2721260 | 49991 | SH |  | SOLE |  | 49991 | 0 | 0 |
| SILICON VY ACQUISITION CORP | CL A | G81306121 |  | 741750 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| SILICON VY ACQUISITION CORP | *W EXP 12/08/203 | G81306113 |  | 9003 | 31600 | SH |  | SOLE |  | 31600 | 0 | 0 |
| SNOWFLAKE INC | NOTE 10/0 | 833445AD1 |  | 4889499 | 4000000 | PRN |  | SOLE |  | 0 | 0 | 4000000 |
| SOLARIUS CAPITAL ACQU CORP | SHS CL A | G82617104 |  | 253182 | 24895 | SH |  | SOLE |  | 24895 | 0 | 0 |
| STARBUCKS CORP | PUT | 855244959 |  | 1254260 | 14000 | SH | Put | SOLE |  | 14000 | 0 | 0 |
| STATE STR SPDR S 500 ETF T | PUT | 78462F953 |  | 201605400 | 310000 | SH | Put | SOLE |  | 310000 | 0 | 0 |
| STEREOTAXIS INC | COM NEW | 85916J409 |  | 2013186 | 1094123 | SH |  | SOLE |  | 1094123 | 0 | 0 |
| STONEBRIDGE ACQUISITION II C | CL A SHS | G85096108 |  | 276238 | 27500 | SH |  | SOLE |  | 27500 | 0 | 0 |
| STRATEGY INC | CALL | 594972908 |  | 1747200 | 14000 | SH | Call | SOLE |  | 14000 | 0 | 0 |
| SYNERGY CHC CORP | COM NEW | 87165D208 |  | 13186 | 10222 | SH |  | SOLE |  | 10222 | 0 | 0 |
| TAILWIND 2.0 ACQUISITION COR | ORD SHS CL A | G8662J111 |  | 247008 | 24900 | SH |  | SOLE |  | 24900 | 0 | 0 |
| TAVIA ACQUISITION CORP | SHS | G86880104 |  | 1102042 | 104360 | SH |  | SOLE |  | 104360 | 0 | 0 |
| THAYER VENTURES ACQ CORP II | CL A | G87890102 |  | 455483 | 44699 | SH |  | SOLE |  | 44699 | 0 | 0 |
| THE TRADE DESK INC | CALL | 88339J905 |  | 385730 | 17000 | SH | Call | SOLE |  | 17000 | 0 | 0 |
| TRANSLATIONAL DEV ACQUISITIO | COM CL A | G9008W105 |  | 776805 | 73422 | SH |  | SOLE |  | 73422 | 0 | 0 |
| TWIN VEE POWERCATS CO | COM NEW | 90177C200 |  | 61486 | 239431 | SH |  | SOLE |  | 239431 | 0 | 0 |
| TXNM ENERGY INC | NOTE 5.750% 6/0 | 69349HAF4 |  | 6675000 | 5000000 | PRN |  | SOLE |  | 0 | 0 | 5000000 |
| UBER TECHNOLOGIES INC | NOTE 0.875%12/0 | 90353TAM2 |  | 2352589 | 1953000 | PRN |  | SOLE |  | 0 | 0 | 1953000 |
| UNIQURE NV | CALL | N90064901 |  | 163500 | 10000 | SH | Call | SOLE |  | 10000 | 0 | 0 |
| UNITED STS OIL FD LP | PUT | 91232N957 |  | 4962750 | 39000 | SH | Put | SOLE |  | 39000 | 0 | 0 |
| USA RARE EARTH INC | COM | 91733P107 |  | 383415 | 25333 | SH |  | SOLE |  | 25333 | 0 | 0 |
| VALARIS LTD | *W EXP 04/29/202 | G9460G119 |  | 663025 | 41465 | SH |  | SOLE |  | 41465 | 0 | 0 |
| VANECK ETF TRUST | CALL | 92189F906 |  | 275310 | 3000 | SH | Call | SOLE |  | 3000 | 0 | 0 |
| VENDOME ACQUISITION CORP I | COM CL A | G9580A109 |  | 1202918 | 118983 | SH |  | SOLE |  | 118983 | 0 | 0 |
| VENTAS RLTY LTD PARTNERSHIP | NOTE 3.750% 6/0 | 92277GAZ0 |  | 8070927 | 5389000 | PRN |  | SOLE |  | 0 | 0 | 5389000 |
| VENU HLDG CORP | COM | 92333E104 |  | 39600 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| VIKING ACQUISITION CORP I | ORD CL A | G9582G104 |  | 210526 | 21201 | SH |  | SOLE |  | 21201 | 0 | 0 |
| VINE HILL CAP INVTS CORP II | CL A | G9709D109 |  | 697920 | 70497 | SH |  | SOLE |  | 70497 | 0 | 0 |
| VINE HILL CAP INVTS CORP II | *W EXP 11/25/203 | G9709D117 |  | 4511 | 12356 | SH |  | SOLE |  | 12356 | 0 | 0 |
| VISIONWAVE HOLDINGS INC | *W EXP 07/14/203 | 927950113 |  | 31824 | 37000 | SH |  | SOLE |  | 37000 | 0 | 0 |
| VIVANI MEDICAL INC | COMMON STOCK | 92854B109 |  | 40400 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| VOX ROYALTY CORP | COM | 92919F103 |  | 52400 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| WISDOMTREE INC | NOTE 3.250% 6/1 | 97717PAD6 |  | 10188172 | 7712000 | PRN |  | SOLE |  | 0 | 0 | 7712000 |
| WISDOMTREE INC | NOTE 3.250% 8/1 | 97717PAH7 |  | 3337500 | 2500000 | PRN |  | SOLE |  | 0 | 0 | 2500000 |
| WORKIVA INC | NOTE 1.125% 8/1 | 98139AAB1 |  | 2111721 | 2121000 | PRN |  | SOLE |  | 0 | 0 | 2121000 |
| X3 ACQUISITION CORP LTD | ORD SHS CL A | G9831H101 |  | 738000 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| X3 ACQUISITION CORP LTD | *W EXP 12/19/203 | G9831H119 |  | 9377 | 37500 | SH |  | SOLE |  | 37500 | 0 | 0 |
| XSOLLA SPAC 1 | USD CL A ORD SHS | G9833K102 |  | 1405690 | 143000 | SH |  | SOLE |  | 143000 | 0 | 0 |
| XSOLLA SPAC 1 | *W EXP 01/12/203 | G9833K110 |  | 5644 | 28234 | SH |  | SOLE |  | 28234 | 0 | 0 |

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