# EDGAR Filing Document

**Accession Number:** 0001572661
**File Stem:** 0001752724-23-030725
**Filing Date:** 2023-2
**Character Count:** 38948
**Document Hash:** 9481f528db43ff8018fcc5b95ff7c8e8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-030725.hdr.sgml**: 20230221

**ACCESSION NUMBER**: 0001752724-23-030725

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230221

**DATE AS OF CHANGE**: 20230221

**PERIOD START**: 20230630

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Principal Exchange-Traded Funds
- **CENTRAL INDEX KEY:** 0001572661
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23029
- **FILM NUMBER:** 23646626

**BUSINESS ADDRESS:**
- **STREET 1:** 711 HIGH STREET
- **CITY:** DES MOINES
- **STATE:** IA
- **ZIP:** 50392
- **BUSINESS PHONE:** 515-235-9328

**MAIL ADDRESS:**
- **STREET 1:** 711 HIGH STREET
- **CITY:** DES MOINES
- **STATE:** IA
- **ZIP:** 50392

## Series and Classes Contracts Data

### Principal Spectrum Preferred Securities Active ETF (Series ID: S000054767)

| Class ID   | Class Name                                         | Ticker Symbol   |
|:---|:---|:---|
| C000172043 | Principal Spectrum Preferred Securities Active ETF | PREF            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Principal Exchange-Traded Funds

- **b. Investment Company Act file number:** 811-23029

- **c. CIK number of Registrant:** 0001572661

- **d. LEI of Registrant:** 549300AG76V5U32HWF10

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 801 Grand Avenue

  - **City:** DES MOINES

  - **State:** IA

  - **Foreign country:** US

  - **Zip / Postal Code:** 50309

  - **Telephone number:** 515-235-1719

**Item A.2. Information about the Series.**

- **a. Name of Series:** Principal Spectrum Preferred Securities Active ETF

- **b. EDGAR series identifier (if any):** S000054767

- **c. LEI of Series:** 549300ZZZ8ISR58H5107

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-06-30

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $458263416.10

**Total Liabilities:** $5631774.66

**Net Assets:** $452631641.44

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** -373.92000000 | **1-Year:** 2429.55000000 | **5-Year:** 36974.89000000 | **10-Year:** 9330.17000000 | **30-Year:** -623.09000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** -74.98000000 | **1-Year:** 487.17000000 | **5-Year:** 7414.11000000 | **10-Year:** 1870.86000000 | **30-Year:** -124.94000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000172043 | -0.55%               | 2.30%                | 1.50%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-124178.47              | $-3100576.16                               |
| Month 2  | $-42837.50               | $6833081.00                                |
| Month 3  | $0.00                    | $3804220.57                                |

### Schedule of Portfolio Investments

| Name                                   | Title                                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| COMERICA INC                           | Comerica, Inc.                                               | CUSIP: 200340AU1<br>LEI: I9Q57JVPWHHZ3ZGBW498 | Long             | DBT              | CORP              | US        |  15491000 | PA      | $14947265.90  | 3.30%             | 2025-07-01      | Fixed         | 5.63%                 | No            |                  2 | On Loan: No      |
| WELLS FARGO & COMPANY                  | Wells Fargo & Co.                                            | CUSIP: 949746RN3<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | DBT              | CORP              | US        |   4376000 | PA      | $4222840.00   | 0.93%             | 2025-06-15      | Fixed         | 5.88%                 | No            |                  2 | On Loan: No      |
| TRANSCANADA TRUST                      | Transcanada Trust                                            | CUSIP: 89356BAE8<br>LEI: 549300Y0MFCAXLBWUV51 | Long             | DBT              | CORP              | CA        |   7007000 | PA      | $6048580.93   | 1.34%             | 2079-09-15      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| AMERICAN EXPRESS CO                    | American Express Co.                                         | CUSIP: 025816CH0<br>LEI: R4PP93JZOLY261QX3811 | Long             | DBT              | CORP              | US        |   9472000 | PA      | $7781248.00   | 1.72%             | 2026-09-15      | Fixed         | 3.55%                 | No            |                  2 | On Loan: No      |
| DOMINION ENERGY INC                    | Dominion Energy, Inc.                                        | CUSIP: 25746UDD8<br>LEI: ILUL7B6Z54MRYCF6H308 | Long             | DBT              | CORP              | US        |  11434000 | PA      | $10004750.00  | 2.21%             | 2024-12-15      | Fixed         | 4.65%                 | No            |                  2 | On Loan: No      |
| BP CAPITAL MARKETS PLC                 | BP Capital Markets PLC                                       | CUSIP: 05565QDV7<br>LEI: 549300CRVT18MXX0AG93 | Long             | DBT              | CORP              | GB        |   1575000 | PA      | $1378125.00   | 0.30%             | 2030-03-22      | Fixed         | 4.88%                 | No            |                  2 | On Loan: No      |
| AMERICAN INTL GROUP                    | American International Group, Inc.                           | CUSIP: 026874DM6<br>LEI: ODVCVCQG2BP6VHV36M30 | Long             | DBT              | CORP              | US        |   1192000 | PA      | $1138570.27   | 0.25%             | 2048-04-01      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| PNC FINANCIAL SERVICES                 | PNC Financial Services Group, Inc.                           | CUSIP: 693475BF1<br>LEI: CFGNEKW0P8842LEUIA51 | Long             | DBT              | CORP              | US        |   6480000 | PA      | $6332580.00   | 1.40%             | 2027-09-15      | Fixed         | 6.20%                 | No            |                  2 | On Loan: No      |
| CITIGROUP INC                          | Citigroup, Inc.                                              | CUSIP: 172967MV0<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | DBT              | CORP              | US        |   6850000 | PA      | $5839625.00   | 1.29%             | 2026-02-18      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| GOLDMAN SACHS GROUP INC                | Goldman Sachs Group, Inc.                                    | CUSIP: 38141GYU2<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | DBT              | CORP              | US        |   8342000 | PA      | $6943908.83   | 1.53%             | 2026-11-10      | Fixed         | 4.13%                 | No            |                  2 | On Loan: No      |
| Enel SpA                               | Enel SpA                                                     | CUSIP: 29265WAA6<br>LEI: WOCMU6HCI0OJWNPRZS33 | Long             | DBT              | CORP              | IT        |   3335000 | PA      | $3337762.95   | 0.74%             | 2073-09-24      | Fixed         | 8.75%                 | No            |                  2 | On Loan: No      |
| BANK OF MONTREAL                       | Bank of Montreal                                             | CUSIP: 06368B5P9<br>LEI: NQQ6HPCNCCU6TUTQYE16 | Long             | DBT              | CORP              | CA        |   3163000 | PA      | $2906741.74   | 0.64%             | 2024-08-25      | Fixed         | 4.80%                 | No            |                  2 | On Loan: No      |
| JPMorgan Chase & Co                    | JPMorgan Chase & Co.                                         | CUSIP: 46625HJQ4<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | DBT              | CORP              | US        |   7173000 | PA      | $7145312.22   | 1.58%             | 2024-02-01      | Fixed         | 6.75%                 | No            |                  2 | On Loan: No      |
| VODAFONE GROUP PLC                     | Vodafone Group PLC                                           | CUSIP: 92857WBW9<br>LEI: 213800TB53ELEUKM7Q61 | Long             | DBT              | CORP              | GB        |   1793000 | PA      | $1330784.88   | 0.29%             | 2081-06-04      | Fixed         | 4.13%                 | No            |                  2 | On Loan: No      |
| Citigroup Inc                          | Citigroup, Inc.                                              | CUSIP: 172967JM4<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | DBT              | CORP              | US        |   2022000 | PA      | $1821215.40   | 0.40%             | 2025-05-15      | Fixed         | 5.95%                 | No            |                  2 | On Loan: No      |
| AMERICAN ELECTRIC POWER                | American Electric Power Co., Inc.                            | CUSIP: 025537AU5<br>LEI: 1B4S6S7G0TW5EE83BO58 | Long             | DBT              | CORP              | US        |   2911000 | PA      | $2267978.09   | 0.50%             | 2062-02-15      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| CLOVERIE PLC ZURICH INS                | Cloverie PLC for Zurich Insurance Co. Ltd.                   | CUSIP: 000000000<br>LEI: 5493002N598MXOKUEF55 | Long             | DBT              | CORP              | IE        |   5600000 | PA      | $5460000.00   | 1.21%             | 2046-06-24      | Fixed         | 5.63%                 | No            |                  2 | On Loan: No      |
| ARGENTUM (ZURICH INS)                  | Argentum Netherlands BV for Zurich Insurance Co. Ltd.        | CUSIP: 000000000<br>LEI: 50ZCTKCMUDIABGHX3R52 | Long             | DBT              | CORP              | NL        |   4000000 | PA      | $3607200.00   | 0.80%             | 2048-06-01      | Fixed         | 5.13%                 | No            |                  2 | On Loan: No      |
| ALGONQUIN PWR & UTILITY                | Algonquin Power & Utilities Corp.                            | CUSIP: 015857AH8<br>LEI: 549300K5VIUTJXQL7X75 | Long             | DBT              | CORP              | CA        |   3010000 | PA      | $2438100.00   | 0.54%             | 2082-01-18      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| METLIFE INC                            | MetLife, Inc.                                                | CUSIP: 59156RCA4<br>LEI: C4BXATY60WC6XEOZDX54 | Long             | DBT              | CORP              | US        |   8593000 | PA      | $7980748.75   | 1.76%             | 2025-09-15      | Fixed         | 3.85%                 | No            |                  2 | On Loan: No      |
| Voya Financial Inc                     | Voya Financial, Inc.                                         | CUSIP: 929089AG5<br>LEI: 549300T065Z4KJ686G75 | Long             | DBT              | CORP              | US        |   6240000 | PA      | $6076365.17   | 1.34%             | 2023-09-15      | Fixed         | 6.13%                 | No            |                  2 | On Loan: No      |
| TRUIST FINANCIAL CORP                  | Truist Financial Corp.                                       | CUSIP: 89832QAE9<br>LEI: 549300DRQQI75D2JP341 | Long             | DBT              | CORP              | US        |  16409000 | PA      | $15688644.90  | 3.47%             | 2025-09-01      | Fixed         | 4.95%                 | No            |                  2 | On Loan: No      |
| NEXTERA ENERGY CAPITAL                 | NextEra Energy Capital Holdings, Inc.                        | CUSIP: 65339KCB4<br>LEI: UMI46YPGBLUE4VGNNT48 | Long             | DBT              | CORP              | US        |   4718000 | PA      | $3844437.81   | 0.85%             | 2082-03-15      | Fixed         | 3.80%                 | No            |                  2 | On Loan: No      |
| WELLS FARGO & COMPANY                  | Wells Fargo & Co.                                            | CUSIP: 949746TD3<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | DBT              | CORP              | US        |  18871000 | PA      | $16517125.82  | 3.65%             | 2026-03-15      | Fixed         | 3.90%                 | No            |                  2 | On Loan: No      |
| ALLY FINANCIAL INC                     | Ally Financial, Inc.                                         | CUSIP: 02005NBM1<br>LEI: 549300JBN1OSM8YNAI90 | Long             | DBT              | CORP              | US        |   6846000 | PA      | $4578262.50   | 1.01%             | 2026-05-15      | Fixed         | 4.70%                 | No            |                  2 | On Loan: No      |
| BANK OF AMERICA CORP                   | Bank of America Corp.                                        | CUSIP: 06055HAB9<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | DBT              | CORP              | US        |   7811000 | PA      | $7664543.75   | 1.69%             | 2027-04-27      | Fixed         | 6.13%                 | No            |                  2 | On Loan: —       |
| SOUTHERN CO                            | Southern Co.                                                 | CUSIP: 842587DF1<br>LEI: 549300FC3G3YU2FBZD92 | Long             | DBT              | CORP              | US        |   2231000 | PA      | $2030210.00   | 0.45%             | 2051-01-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| PRUDENTIAL FINANCIAL INC               | Prudential Financial, Inc.                                   | CUSIP: 744320BJ0<br>LEI: 5PRBRS5FEH7NREC8OR45 | Long             | DBT              | CORP              | US        |   4634000 | PA      | $4216940.00   | 0.93%             | 2052-03-01      | Fixed         | 5.13%                 | No            |                  2 | On Loan: No      |
| HUNTINGTON BANCSHARES                  | Huntington Bancshares, Inc.                                  | CUSIP: 446150AV6<br>LEI: 549300XTVCVV9I7B5T19 | Long             | DBT              | CORP              | US        |   1807000 | PA      | $1616463.52   | 0.36%             | 2027-10-15      | Fixed         | 4.45%                 | No            |                  2 | On Loan: No      |
| BP CAPITAL MARKETS PLC                 | BP Capital Markets PLC                                       | CUSIP: 05565QDU9<br>LEI: 549300CRVT18MXX0AG93 | Long             | DBT              | CORP              | GB        |   4400000 | PA      | $4202000.00   | 0.93%             | 2025-06-22      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| CITIZENS FINANCIAL GROUP               | Citizens Financial Group, Inc.                               | CUSIP: 174610BD6<br>LEI: 2138004JDDA4ZQUPFW65 | Long             | DBT              | CORP              | US        |   1926000 | PA      | $1546112.95   | 0.34%             | 2026-10-06      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| ENBRIDGE INC                           | Enbridge, Inc.                                               | CUSIP: 29250NBP9<br>LEI: 98TPTUM4IVMFCZBCUR27 | Long             | DBT              | CORP              | CA        |   5145000 | PA      | $5074569.73   | 1.12%             | 2083-01-15      | Fixed         | 7.63%                 | No            |                  2 | On Loan: No      |
| ENTERPRISE PRODUCTS OPER               | Enterprise Products Operating LLC                            | CUSIP: 29379VBN2<br>LEI: 5493004LGN656HWLDA30 | Long             | DBT              | CORP              | US        |   3210000 | PA      | $2581894.49   | 0.57%             | 2077-08-16      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| ZURICH FINANCE IRELAND                 | Zurich Finance Ireland Designated Activity Co.               | CUSIP: 000000000<br>LEI: 549300E0FVHYR37EGX65 | Long             | DBT              | CORP              | IE        |   6000000 | PA      | $4575000.00   | 1.01%             | 2051-04-19      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| BANK OF NY MELLON CORP                 | Bank of New York Mellon Corp.                                | CUSIP: 064058AL4<br>LEI: WFLLPEPC7FZXENRZV188 | Long             | DBT              | CORP              | US        |   3447000 | PA      | $2776409.80   | 0.61%             | 2026-12-20      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| BANK OF AMERICA CORP                   | Bank of America Corp.                                        | CUSIP: 060505GB4<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | DBT              | CORP              | US        |   9688000 | PA      | $8205065.78   | 1.81%             | 2027-01-27      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| HUNTINGTON BANCSHARES                  | Huntington Bancshares, Inc.                                  | CUSIP: 446150AT1<br>LEI: 549300XTVCVV9I7B5T19 | Long             | DBT              | CORP              | US        |   5776000 | PA      | $5361986.89   | 1.18%             | 2030-07-15      | Fixed         | 5.63%                 | No            |                  2 | On Loan: No      |
| SVB FINANCIAL GROUP                    | SVB Financial Group                                          | CUSIP: 78486QAP6<br>LEI: 549300D2KJ20JMXE7542 | Long             | DBT              | CORP              | US        |   5699000 | PA      | $3738821.60   | 0.83%             | 2026-11-15      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| FIFTH THIRD BANCORP                    | Fifth Third Bancorp                                          | CUSIP: 316773DB3<br>LEI: THRNG6BD57P9QWTQLG42 | Long             | DBT              | CORP              | US        |    858000 | PA      | $797096.94    | 0.18%             | 2025-09-30      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| COREBRIDGE FINANCIAL INC               | Corebridge Financial, Inc.                                   | CUSIP: 21871XAN9<br>LEI: 549300XY1661QCIA7J65 | Long             | DBT              | CORP              | US        |   6136000 | PA      | $5669876.74   | 1.25%             | 2052-12-15      | Fixed         | 6.88%                 | No            |                  2 | On Loan: No      |
| CMS ENERGY CORP                        | CMS Energy Corp.                                             | CUSIP: 125896BU3<br>LEI: 549300IA9XFBAGNIBW29 | Long             | DBT              | CORP              | US        |   2476000 | PA      | $2141639.18   | 0.47%             | 2050-06-01      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| SUMITOMO LIFE INSUR                    | Sumitomo Life Insurance Co.                                  | CUSIP: 86564CAA8<br>LEI: 549300I5OQCDADQSPI57 | Long             | DBT              | CORP              | JP        |   6436000 | PA      | $6388149.69   | 1.41%             | 2073-09-20      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| TRUIST FINANCIAL CORP                  | Truist Financial Corp.                                       | CUSIP: 89832QAD1<br>LEI: 549300DRQQI75D2JP341 | Long             | DBT              | CORP              | US        |   5435000 | PA      | $4892872.07   | 1.08%             | 2024-09-01      | Fixed         | 4.80%                 | No            |                  2 | On Loan: No      |
| ENBRIDGE INC                           | Enbridge, Inc.                                               | CUSIP: 29250NBC8<br>LEI: 98TPTUM4IVMFCZBCUR27 | Long             | DBT              | CORP              | CA        |   1845000 | PA      | $1668281.97   | 0.37%             | 2080-07-15      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| EQUITABLE HOLDINGS INC                 | Equitable Holdings, Inc.                                     | CUSIP: 29452EAA9<br>LEI: 549300FIBAKMNHPZ4009 | Long             | DBT              | CORP              | US        |   3500000 | PA      | $3299450.00   | 0.73%             | 2025-09-15      | Fixed         | 4.95%                 | No            |                  2 | On Loan: No      |
| US BANCORP                             | U.S. Bancorp                                                 | CUSIP: 902973BC9<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | DBT              | CORP              | US        |  12060000 | PA      | $9859050.00   | 2.18%             | 2027-01-15      | Fixed         | 3.70%                 | No            |                  2 | On Loan: No      |
| DUKE ENERGY CORP                       | Duke Energy Corp.                                            | CUSIP: 26441CBP9<br>LEI: I1BZKREC126H0VB1BL91 | Long             | DBT              | CORP              | US        |   4346000 | PA      | $3174336.18   | 0.70%             | 2082-01-15      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| CHARLES SCHWAB CORP                    | Charles Schwab Corp.                                         | CUSIP: 808513BD6<br>LEI: 549300VSGCJ7E698NM85 | Long             | DBT              | CORP              | US        |   3814000 | PA      | $3730092.00   | 0.82%             | 2025-06-01      | Fixed         | 5.38%                 | No            |                  2 | On Loan: No      |
| JPMORGAN CHASE & CO                    | JPMorgan Chase & Co.                                         | CUSIP: 48128BAN1<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | DBT              | CORP              | US        |   8739000 | PA      | $7482768.75   | 1.65%             | 2026-06-01      | Fixed         | 3.65%                 | No            |                  2 | On Loan: No      |
| CHARLES SCHWAB CORP                    | Charles Schwab Corp.                                         | CUSIP: 808513BK0<br>LEI: 549300VSGCJ7E698NM85 | Long             | DBT              | CORP              | US        |  12599000 | PA      | $10929632.50  | 2.41%             | 2026-06-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| HSBC CAPITAL FUNDING USD               | HSBC Capital Funding Dollar 1 LP                             | CUSIP: 000000000<br>LEI: 213800HMY2DB765NHE46 | Long             | DBT              | CORP              | JE        |   4618000 | PA      | $5541580.97   | 1.22%             | 2030-06-30      | Fixed         | 10.18%                | No            |                  2 | On Loan: No      |
| DOMINION ENERGY INC                    | Dominion Energy, Inc.                                        | CUSIP: 25746UDM8<br>LEI: ILUL7B6Z54MRYCF6H308 | Long             | DBT              | CORP              | US        |    545000 | PA      | $457763.74    | 0.10%             | 2027-01-15      | Fixed         | 4.35%                 | No            |                  2 | On Loan: No      |
| M&T BANK CORPORATION                   | M&T Bank Corp.                                               | CUSIP: 55261FAN4<br>LEI: 549300WYXDDBYRASEG81 | Long             | DBT              | CORP              | US        |  10763000 | PA      | $8341432.63   | 1.84%             | 2026-09-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| SCENTRE GROUP TRUST 2                  | Scentre Group Trust 2                                        | CUSIP: 76025LAA2<br>LEI: 549300VRF0U0JH8TBJ74 | Long             | DBT              |  | AU        |    901000 | PA      | $806845.50    | 0.18%             | 2080-09-24      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| MetLife Inc                            | MetLife, Inc.                                                | CUSIP: 59156RBS6<br>LEI: C4BXATY60WC6XEOZDX54 | Long             | DBT              | CORP              | US        |   1415000 | PA      | $1648387.64   | 0.36%             | 2038-04-08      | Fixed         | 9.25%                 | No            |                  2 | On Loan: No      |
| Bank of America Corp                   | Bank of America Corp.                                        | CUSIP: 060505EU4<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | DBT              | CORP              | US        |    605000 | PA      | $600507.08    | 0.13%             | 2026-03-10      | Fixed         | 6.30%                 | No            |                  2 | On Loan: No      |
| CITIZENS FINANCIAL GROUP               | Citizens Financial Group, Inc.                               | CUSIP: 174610AQ8<br>LEI: 2138004JDDA4ZQUPFW65 | Long             | DBT              | CORP              | US        |   2331000 | PA      | $2123016.73   | 0.47%             | 2024-04-06      | Fixed         | 6.38%                 | No            |                  2 | On Loan: No      |
| NiSource Inc                           | NiSource, Inc.                                               | CUSIP: 65473PAG0<br>LEI: 549300D8GOWWH0SJB189 | Long             | DBT              | CORP              | US        |   5013000 | PA      | $4674622.50   | 1.03%             | 2023-06-15      | Fixed         | 5.65%                 | No            |                  2 | On Loan: No      |
| GOLDMAN SACHS GROUP INC                | Goldman Sachs Group, Inc.                                    | CUSIP: 38144GAG6<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | DBT              | CORP              | US        |   1626000 | PA      | $1312995.00   | 0.29%             | 2026-08-10      | Fixed         | 3.65%                 | No            |                  2 | On Loan: No      |
| ALLSTATE CORP                          | Allstate Corp.                                               | CUSIP: 020002BB6<br>LEI: OBT0W1ED8G0NWVOLOJ77 | Long             | DBT              | CORP              | US        |   3210000 | PA      | $3017400.00   | 0.67%             | 2053-08-15      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| GOLDMAN SACHS GROUP INC                | Goldman Sachs Group, Inc.                                    | CUSIP: 38148BAE8<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | DBT              | CORP              | US        |   8268000 | PA      | $8015613.76   | 1.77%             | 2024-08-10      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| ARGENTUM (SWISS RE LTD)                | Argentum Netherlands BV for Swiss Re Ltd.                    | CUSIP: 000000000<br>LEI: 724500RPEZI5VVQQWE89 | Long             | DBT              | CORP              | NL        |   5600000 | PA      | $5124000.00   | 1.13%             | 2052-08-15      | Fixed         | 5.63%                 | No            |                  2 | On Loan: No      |
| STANLEY BLACK & DECKER I               | Stanley Black & Decker, Inc.                                 | CUSIP: 854502AM3<br>LEI: 549300DJ09SMTO561131 | Long             | DBT              | CORP              | US        |   3210000 | PA      | $2731928.15   | 0.60%             | 2060-03-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| PRUDENTIAL FINANCIAL INC               | Prudential Financial, Inc.                                   | CUSIP: 744320BH4<br>LEI: 5PRBRS5FEH7NREC8OR45 | Long             | DBT              | CORP              | US        |   8397000 | PA      | $7086144.33   | 1.57%             | 2050-10-01      | Fixed         | 3.70%                 | No            |                  2 | On Loan: No      |
| MEIJI YASUDA LIFE INSURA               | Meiji Yasuda Life Insurance Co.                              | CUSIP: 585270AA9<br>LEI: 549300SLU4LP6YMRLK07 | Long             | DBT              | CORP              | JP        |   3210000 | PA      | $3106317.00   | 0.69%             | 2045-10-20      | Fixed         | 5.20%                 | No            |                  2 | On Loan: No      |
| Principal Government Money Market Fund | Principal Government Money Market Fund                       | CUSIP: 000000000<br>LEI: 549300WWK3YB7DNN4U34 | Long             | STIV             | RF                | US        |    194448 | NS      | $194447.50    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF NY MELLON CORP                 | Bank of New York Mellon Corp.                                | CUSIP: 064058AJ9<br>LEI: WFLLPEPC7FZXENRZV188 | Long             | DBT              | CORP              | US        |   9142000 | PA      | $8130849.46   | 1.80%             | 2026-03-20      | Fixed         | 3.70%                 | No            |                  2 | On Loan: No      |
| SVB FINANCIAL GROUP                    | SVB Financial Group                                          | CUSIP: 78486QAJ0<br>LEI: 549300D2KJ20JMXE7542 | Long             | DBT              | CORP              | US        |   2169000 | PA      | $1431583.42   | 0.32%             | 2026-05-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Emera Inc                              | Emera, Inc.                                                  | CUSIP: 290876AD3<br>LEI: NQZVQT2P5IUF2PGA1Q48 | Long             | DBT              | CORP              | CA        |   5787000 | PA      | $5556793.14   | 1.23%             | 2076-06-15      | Fixed         | 6.75%                 | No            |                  2 | On Loan: No      |
| CITIGROUP INC                          | Citigroup, Inc.                                              | CUSIP: 172967MU2<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | DBT              | CORP              | US        |  12775000 | PA      | $11128558.00  | 2.46%             | 2025-12-10      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| DUKE ENERGY CORP                       | Duke Energy Corp.                                            | CUSIP: 26441CBG9<br>LEI: I1BZKREC126H0VB1BL91 | Long             | DBT              | CORP              | US        |   7793000 | PA      | $7111112.50   | 1.57%             | 2024-09-16      | Fixed         | 4.88%                 | No            |                  2 | On Loan: No      |
| Vodafone Group PLC                     | Vodafone Group PLC                                           | CUSIP: 92857WBQ2<br>LEI: 213800TB53ELEUKM7Q61 | Long             | DBT              | CORP              | GB        |   6831000 | PA      | $6868092.33   | 1.52%             | 2079-04-04      | Fixed         | 7.00%                 | No            |                  2 | On Loan: No      |
| SUMITOMO LIFE INSUR                    | Sumitomo Life Insurance Co.                                  | CUSIP: 86564CAC4<br>LEI: 549300I5OQCDADQSPI57 | Long             | DBT              | CORP              | JP        |   3860000 | PA      | $3220160.26   | 0.71%             | 2081-04-15      | Fixed         | 3.38%                 | No            |                  2 | On Loan: No      |
| CAPITAL ONE FINANCIAL CO               | Capital One Financial Corp.                                  | CUSIP: 14040HCF0<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | DBT              | CORP              | US        |  13430000 | PA      | $10547662.26  | 2.33%             | 2026-09-01      | Fixed         | 3.95%                 | No            |                  2 | On Loan: No      |
| PNC FINANCIAL SERVICES                 | PNC Financial Services Group, Inc.                           | CUSIP: 693475BC8<br>LEI: CFGNEKW0P8842LEUIA51 | Long             | DBT              | CORP              | US        |   2820000 | PA      | $2234850.00   | 0.49%             | 2026-09-15      | Fixed         | 3.40%                 | No            |                  2 | On Loan: No      |
| TRANSCANADA TRUST                      | Transcanada Trust                                            | CUSIP: 89356BAG3<br>LEI: 549300Y0MFCAXLBWUV51 | Long             | DBT              | CORP              | CA        |  13805000 | PA      | $11803275.00  | 2.61%             | 2082-03-07      | Fixed         | 5.60%                 | No            |                  2 | On Loan: No      |
| GOLDMAN SACHS GROUP INC                | Goldman Sachs Group, Inc.                                    | CUSIP: 38144GAE1<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | DBT              | CORP              | US        |   1284000 | PA      | $1046077.00   | 0.23%             | 2026-05-10      | Fixed         | 3.80%                 | No            |                  2 | On Loan: No      |
| BANK OF NOVA SCOTIA                    | Bank of Nova Scotia                                          | CUSIP: 0641598S8<br>LEI: L3I9ZG2KFGXZ61BMYR72 | Long             | DBT              | CORP              | CA        |   9085000 | PA      | $9445100.87   | 2.09%             | 2082-10-27      | Fixed         | 8.63%                 | No            |                  2 | On Loan: No      |
| CITIZENS FINANCIAL GROUP               | Citizens Financial Group, Inc.                               | CUSIP: 174610AU9<br>LEI: 2138004JDDA4ZQUPFW65 | Long             | DBT              | CORP              | US        |   4386000 | PA      | $4200154.52   | 0.93%             | 2025-10-06      | Fixed         | 5.65%                 | No            |                  2 | On Loan: No      |
| Enbridge Inc                           | Enbridge, Inc.                                               | CUSIP: 29250NAN5<br>LEI: 98TPTUM4IVMFCZBCUR27 | Long             | DBT              | CORP              | CA        |   4782000 | PA      | $4391020.38   | 0.97%             | 2077-01-15      | Fixed         | 6.00%                 | No            |                  2 | On Loan: No      |
| NIPPON LIFE INSURANCE                  | Nippon Life Insurance Co.                                    | CUSIP: 654579AH4<br>LEI: 549300Y0HHMFW3EVWY08 | Long             | DBT              | CORP              | JP        |   4238000 | PA      | $3400985.34   | 0.75%             | 2051-01-21      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| DISCOVER FINANCIAL SVS                 | Discover Financial Services                                  | CUSIP: 254709AQ1<br>LEI: Z1YLO2USPORE63VVUL20 | Long             | DBT              | CORP              | US        |  10305000 | PA      | $10001963.75  | 2.21%             | 2025-06-23      | Fixed         | 6.13%                 | No            |                  2 | On Loan: No      |
| SCENTRE GROUP TRUST 2                  | Scentre Group Trust 2                                        | CUSIP: 76025LAB0<br>LEI: 549300VRF0U0JH8TBJ74 | Long             | DBT              |  | AU        |   2009000 | PA      | $1683542.00   | 0.37%             | 2080-09-24      | Fixed         | 5.13%                 | No            |                  2 | On Loan: No      |
| NIPPON LIFE INSURANCE                  | Nippon Life Insurance Co.                                    | CUSIP: 654579AK7<br>LEI: 549300Y0HHMFW3EVWY08 | Long             | DBT              | CORP              | JP        |   2393000 | PA      | $1913993.43   | 0.42%             | 2051-09-16      | Fixed         | 2.90%                 | No            |                  2 | On Loan: No      |
| LIBERTY MUTUAL GROUP INC               | Liberty Mutual Group, Inc.                                   | CUSIP: 53079EBM5<br>LEI: QUR0DG15Z6FFGYCHH861 | Long             | DBT              | CORP              | US        |   2612000 | PA      | $2127735.28   | 0.47%             | 2051-12-15      | Fixed         | 4.13%                 | No            |                  2 | On Loan: No      |
| State Street Global Advisors           | State Street Institutional U.S. Government Money Market Fund | CUSIP: 857492706<br>LEI: 549300BZ5TGIFZUZDZ37 | Long             | STIV             | RF                | US        |  18788327 | NS      | $18788327.18  | 4.15%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF NOVA SCOTIA                    | Bank of Nova Scotia                                          | CUSIP: 064159VJ2<br>LEI: L3I9ZG2KFGXZ61BMYR72 | Long             | DBT              | CORP              | CA        |   4081000 | PA      | $3912658.75   | 0.86%             | 2025-06-04      | Fixed         | 4.90%                 | No            |                  2 | On Loan: No      |
| TORONTO-DOMINION BANK                  | Toronto-Dominion Bank                                        | CUSIP: 89117F8Z5<br>LEI: PT3QB789TSUIDF371261 | Long             | DBT              | CORP              | CA        |   5660000 | PA      | $5886400.00   | 1.30%             | 2082-10-31      | Fixed         | 8.13%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-18

**Name of Applicant:** Principal Exchange-Traded Funds

**Signature:** Megan Hoffmann

**Name of Signer:** Megan Hoffmann

**Title:** Vice President and Controller