# EDGAR Filing Document

**Accession Number:** 0001951665
**File Stem:** 0001951665-26-000006
**Filing Date:** 2026-4
**Character Count:** 12135
**Document Hash:** 9bb65d13c600d3690f5498b36f869623
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001951665-26-000006.hdr.sgml**: 20260410

**ACCESSION NUMBER**: 0001951665-26-000006

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260408

**FILED AS OF DATE**: 20260410

**DATE AS OF CHANGE**: 20260410

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Collier Charles
- **CENTRAL INDEX KEY:** 0001951665

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-38211
- **FILM NUMBER:** 26856057

**MAIL ADDRESS:**
- **STREET 1:** 1155 COLEMAN AVE
- **CITY:** SAN JOSE
- **STATE:** CA
- **ZIP:** 95110
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ROKU, INC
- **CENTRAL INDEX KEY:** 0001428439
- **STANDARD INDUSTRIAL CLASSIFICATION:** CABLE & OTHER PAY TELEVISION SERVICES [4841]
- **ORGANIZATION NAME:** 06 Technology
- **EIN:** 262087865
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 1173 COLEMAN AVENUE
- **CITY:** SAN JOSE
- **STATE:** CA
- **ZIP:** 95110
- **BUSINESS PHONE:** (408) 556-9040

**MAIL ADDRESS:**
- **STREET 1:** 1701 JUNCTION COURT, SUITE 100
- **STREET 2:** ATTENTION: GENERAL COUNSEL
- **CITY:** SAN JOSE
- **STATE:** CA
- **ZIP:** 95112

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ROKU INC
- **DATE OF NAME CHANGE:** 20080228

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[x] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Collier Charles<br><sub>(Last) (First) (Middle)</sub><br>C/O ROKU, INC.<br>1173 COLEMAN AVE.<br><sub>(Street)</sub><br>SAN JOSE, CA 95110<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2026-04-08 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_President, Roku Media_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>ROKU, INC [ ROKU ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Class A Common Stock | 2026-04-08 |  | M |  | 177139 | A | $49.59 | 188270 | D |  |
| Class A Common Stock | 2026-04-08 |  | M |  | 1332 | A | $65.71 | 189602 | D |  |
| Class A Common Stock | 2026-04-08 |  | M |  | 1150 | A | $65.22 | 190752 | D |  |
| Class A Common Stock | 2026-04-08 |  | M |  | 1117 | A | $67.18 | 191869 | D |  |
| Class A Common Stock | 2026-04-08 |  | M |  | 846 | A | $88.65 | 192715 | D |  |
| Class A Common Stock | 2026-04-08 |  | M |  | 1184 | A | $63.35 | 193899 | D |  |
| Class A Common Stock | 2026-04-08 |  | M |  | 1269 | A | $59.13 | 195168 | D |  |
| Class A Common Stock | 2026-04-08 |  | M |  | 1457 | A | $60.05 | 196625 | D |  |
| Class A Common Stock | 2026-04-08 |  | M |  | 898 | A | $97.49 | 197523 | D |  |
| Class A Common Stock | 2026-04-08 |  | M |  | 1295 | A | $57.94 | 198818 | D |  |
| Class A Common Stock | 2026-04-08 |  | M |  | 1007 | A | $74.49 | 199825 | D |  |
| Class A Common Stock | 2026-04-08 |  | M |  | 1415 | A | $53.03 | 201240 | D |  |
| Class A Common Stock | 2026-04-08 |  | M |  | 1466 | A | $59.70 | 202706 | D |  |
| Class A Common Stock | 2026-04-08 |  | M |  | 1009 | A | $74.34 | 203715 | D |  |
| Class A Common Stock | 2026-04-08 |  | M |  | 974 | A | $77.05 | 204689 | D |  |
| Class A Common Stock | 2026-04-08 |  | M |  | 1375 | A | $63.64 | 206064 | D |  |
| Class A Common Stock | 2026-04-08 |  | M |  | 1071 | A | $81.72 | 207135 | D |  |
| Class A Common Stock | 2026-04-08 |  | M |  | 1241 | A | $70.50 | 208376 | D |  |
| Class A Common Stock | 2026-04-08 |  | M |  | 983 | A | $89.00 | 209359 | D |  |
| Class A Common Stock | 2026-04-08 |  | M |  | 1169 | A | $64.19 | 210528 | D |  |
| Class A Common Stock | 2026-04-08 |  | M |  | 1201 | A | $62.47 | 211729 | D |  |
| Class A Common Stock | 2026-04-08 |  | M |  | 845 | A | $103.54 | 212574 | D |  |
| Class A Common Stock | 2026-04-08 |  | M |  | 1544 | A | $56.68 | 214118 | D |  |
| Class A Common Stock | 2026-04-08 |  | M |  | 1495 | A | $58.55 | 215613 | D |  |
| Class A Common Stock | 2026-04-08 |  | M |  | 1339 | A | $65.34 | 216952 | D |  |
| Class A Common Stock | 2026-04-08 |  | S |  | 205821<sup>(1)</sup> | D | $105.00 | 11131 | D |  |
| Class A Common Stock |  |  |  |  |  |  |  | 600 | I | Charles D. Collier Revocable Trust |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Employee Stock Option (right to buy) | $49.59 | 2026-04-08 |  | M |  |  | 177139 | <sup>(2)</sup> | 2032-11-03 | Class A Common Stock | 177139 | $0.00 | 320903 | D |  |
| Employee Stock Option (right to buy) | $65.71 | 2026-04-08 |  | M |  |  | 1332 | <sup>(3)</sup> | 2033-04-02 | Class A Common Stock | 1332 | $0.00 | 1331 | D |  |
| Employee Stock Option (right to buy) | $65.22 | 2026-04-08 |  | M |  |  | 1150 | <sup>(3)</sup> | 2034-09-02 | Class A Common Stock | 1150 | $0.00 | 1150 | D |  |
| Employee Stock Option (right to buy) | $67.18 | 2026-04-08 |  | M |  |  | 1117 | <sup>(3)</sup> | 2034-11-03 | Class A Common Stock | 1117 | $0.00 | 1116 | D |  |
| Employee Stock Option (right to buy) | $88.65 | 2026-04-08 |  | M |  |  | 846 | <sup>(3)</sup> | 2034-01-31 | Class A Common Stock | 846 | $0.00 | 846 | D |  |
| Employee Stock Option (right to buy) | $63.35 | 2026-04-08 |  | M |  |  | 1184 | <sup>(3)</sup> | 2034-02-28 | Class A Common Stock | 1184 | $0.00 | 1183 | D |  |
| Employee Stock Option (right to buy) | $59.13 | 2026-04-08 |  | M |  |  | 1269 | <sup>(3)</sup> | 2034-04-30 | Class A Common Stock | 1269 | $0.00 | 1268 | D |  |
| Employee Stock Option (right to buy) | $60.05 | 2026-04-08 |  | M |  |  | 1457 | <sup>(3)</sup> | 2033-01-31 | Class A Common Stock | 1457 | $0.00 | 1457 | D |  |
| Employee Stock Option (right to buy) | $97.49 | 2026-04-08 |  | M |  |  | 898 | <sup>(3)</sup> | 2033-07-31 | Class A Common Stock | 898 | $0.00 | 897 | D |  |
| Employee Stock Option (right to buy) | $57.94 | 2026-04-08 |  | M |  |  | 1295 | <sup>(3)</sup> | 2034-06-02 | Class A Common Stock | 1295 | $0.00 | 1294 | D |  |
| Employee Stock Option (right to buy) | $74.49 | 2026-04-08 |  | M |  |  | 1007 | <sup>(3)</sup> | 2035-01-01 | Class A Common Stock | 1007 | $0.00 | 1007 | D |  |
| Employee Stock Option (right to buy) | $53.03 | 2026-04-08 |  | M |  |  | 1415 | <sup>(3)</sup> | 2034-08-05 | Class A Common Stock | 1415 | $0.00 | 1414 | D |  |
| Employee Stock Option (right to buy) | $59.70 | 2026-04-08 |  | M |  |  | 1466 | <sup>(3)</sup> | 2033-10-31 | Class A Common Stock | 1466 | $0.00 | 1466 | D |  |
| Employee Stock Option (right to buy) | $74.34 | 2026-04-08 |  | M |  |  | 1009 | <sup>(3)</sup> | 2034-09-30 | Class A Common Stock | 1009 | $0.00 | 1008 | D |  |
| Employee Stock Option (right to buy) | $77.05 | 2026-04-08 |  | M |  |  | 974 | <sup>(3)</sup> | 2034-12-01 | Class A Common Stock | 974 | $0.00 | 973 | D |  |
| Employee Stock Option (right to buy) | $63.64 | 2026-04-08 |  | M |  |  | 1375 | <sup>(3)</sup> | 2033-02-28 | Class A Common Stock | 1375 | $0.00 | 1375 | D |  |
| Employee Stock Option (right to buy) | $81.72 | 2026-04-08 |  | M |  |  | 1071 | <sup>(3)</sup> | 2033-08-31 | Class A Common Stock | 1071 | $0.00 | 1071 | D |  |
| Employee Stock Option (right to buy) | $70.50 | 2026-04-08 |  | M |  |  | 1241 | <sup>(3)</sup> | 2033-10-01 | Class A Common Stock | 1241 | $0.00 | 1241 | D |  |
| Employee Stock Option (right to buy) | $89.00 | 2026-04-08 |  | M |  |  | 983 | <sup>(3)</sup> | 2034-01-01 | Class A Common Stock | 983 | $0.00 | 983 | D |  |
| Employee Stock Option (right to buy) | $64.19 | 2026-04-08 |  | M |  |  | 1169 | <sup>(3)</sup> | 2034-03-31 | Class A Common Stock | 1169 | $0.00 | 1168 | D |  |
| Employee Stock Option (right to buy) | $62.47 | 2026-04-08 |  | M |  |  | 1201 | <sup>(3)</sup> | 2034-06-30 | Class A Common Stock | 1201 | $0.00 | 1200 | D |  |
| Employee Stock Option (right to buy) | $103.54 | 2026-04-08 |  | M |  |  | 845 | <sup>(3)</sup> | 2033-11-30 | Class A Common Stock | 845 | $0.00 | 845 | D |  |
| Employee Stock Option (right to buy) | $56.68 | 2026-04-08 |  | M |  |  | 1544 | <sup>(3)</sup> | 2033-04-30 | Class A Common Stock | 1544 | $0.00 | 1543 | D |  |
| Employee Stock Option (right to buy) | $58.55 | 2026-04-01 |  | M |  |  | 1495 | <sup>(3)</sup> | 2033-05-31 | Employee Stock Option (right to buy) | 1495 | $0.00 | 1494 | D |  |
| Employee Stock Option (right to buy) | $65.34 | 2026-04-08 |  | M |  |  | 1339 | <sup>(3)</sup> | 2033-07-02 | Class A Common Stock | 1339 | $0.00 | 1339 | D |  |

---

### Footnotes:

(1) Shares sold pursuant to Mr. Collier's 10b5-1 plan.

(2) This stock option vests in 48 substantially equal monthly installments. The first installment vested on December 4, 2022.

(3) This stock option is fully vested.

**Signature:** /s/ Renee Strandness, attorney-in-fact  
**Date:** 2026-04-10

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**