# EDGAR Filing Document

**Accession Number:** 0001810747
**File Stem:** 0000940400-26-021310
**Filing Date:** 2026-5
**Character Count:** 7750
**Document Hash:** a1f3281000c86f5210af28651649c8f1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-021310.hdr.sgml**: 20260527

**ACCESSION NUMBER**: 0000940400-26-021310

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260527

**DATE AS OF CHANGE**: 20260527

**PERIOD START**: 20260630

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Simplify Exchange Traded Funds
- **CENTRAL INDEX KEY:** 0001810747

**ORGANIZATION NAME:**
- **EIN:** 851887571
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23570
- **FILM NUMBER:** 261023898

**BUSINESS ADDRESS:**
- **STREET 1:** 222 BROADWAY
- **STREET 2:** 22ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10038
- **BUSINESS PHONE:** 646-741-2438

**MAIL ADDRESS:**
- **STREET 1:** 222 BROADWAY
- **STREET 2:** 22ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10038

## Series and Classes Contracts Data

### Simplify US Equity PLUS Upside Convexity ETF (Series ID: S000069154)

| Class ID   | Class Name                                   | Ticker Symbol   |
|:---|:---|:---|
| C000220988 | Simplify US Equity PLUS Upside Convexity ETF | SPUC            |

## Nport-Ex

#### Simplify

#### US

#### Equity

#### PLUS

#### Upside

#### Convexity

#### ETF

#### Schedule

#### of

#### Investments
March

31,

2026

(Unaudited)

#### Shares

#### Value

#### U.S.

#### Exchange-Traded

#### Funds

#### –

#### 99.0%
Equity

Funds

-

99.0%

iShares

Core

S&P

500

ETF(a)(b)

(Cost

$95,473,295)

.......................................................

156,301

$

102,097,376

#### Number

#### of

#### Contracts

#### Notional

#### Amount

#### Purchased

#### Options

#### –

#### 0.8%

#### Calls

#### –

#### Exchange-Traded

#### –

#### 0.8%
S&P

500

Index,

April

Strike

Price

$6,550,

Expires

4/17/26(c)

.............

$

50,435,000

870,870

Total

Purchased

Options

(Cost

$1,298,893)

............................................

870,870

#### Shares

#### Money

#### Market

#### Fund

#### –

#### 0.3%
Dreyfus

Treasury

Obligations

Cash

Management

Fund,

Institutional

Shares,

3.54%(d)

(Cost

$263,709)

..........................................................

263,709

263,709

Total

Investments

–

100.1%

(Cost

$97,035,897)

.............................................................

$

103,231,955

Liabilities

in

Excess

of

Other

Assets

–

(0.1)%

..........................................

(64,929)

#### Net

#### Assets

#### –

#### 100.0%

#### .............................................................

#### $

#### 103,167,026

#### Number

#### of

#### Contracts

#### Notional

#### Amount

#### Written

#### Option

#### –

#### (0.8)%

#### Calls

#### –

#### Exchange-Traded

#### –

#### (0.8)%
S&P

500

Index,

June

Strike

Price

$7,000,

Expires

6/18/26

(Premiums

Received

$760,464)

..................................

(154) (107,800,000)

$

(774,620)

(a) A

copy

of

the

security's

annual

report

to

shareholders

may

be

obtained

without

charge

at

www.ishares.com.

(b) Securities

with

an

aggregate

market

value

of

$57,809,085

have

been

pledged

as

collateral

for

options

as

of

March

31,

2026. (c) Held

in

connection

with

Written

Options.

(d) Rate

shown

reflects

the

7-day

yield

as

of

March

31,

2026.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Simplify Exchange Traded Funds

- **b. Investment Company Act file number:** 811-23570

- **c. CIK number of Registrant:** 0001810747

- **d. LEI of Registrant:** 549300LDDEMEUCZQEO55

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 10845 Griffith Peak Drive

  - **City:** Las Vegas

  - **State:** NV

  - **Foreign country:** US

  - **Zip / Postal Code:** 89135

  - **Telephone number:** (702) 389-9705

**Item A.2. Information about the Series.**

- **a. Name of Series:** Simplify US Equity PLUS Upside Convexity ETF

- **b. EDGAR series identifier (if any):** S000069154

- **c. LEI of Series:** 549300CV9WBB54HLYP95

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-06-30

- **b. Date as of which information is reported:** 2026-03-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $101163475.78

**Total Liabilities:** $193778.87

**Net Assets:** $100969696.91

**Cash Not Reported:** $205.83

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000220988 | 2.24%                | -1.92%               | -4.59%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $3262.80                 | $1512840.89                                |
| Month 2  | $14839.20                | $-865632.65                                |
| Month 3  | $167702.05               | $-5454532.74                               |

**Designated Index Information**

- **Index Name:** S&P 500 Benchmark

- **Index Identifier:** SPX Index

### Schedule of Portfolio Investments

| Name                             | Title                                              | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| THE OPTIONS CLEARING CORPORATION | SPX E 2026-04-17 CALL 6550                         | CUSIP: 000000000<br>LEI: 549300CII6SLYGKNHA04 | N/A              | DE               | CORP              | US        |        77 | NC      | $870870.00    | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION | CBOE S&P 500 CLOSE/EURO INDEX (End of Week Option) | CUSIP: 000000000<br>LEI: 549300CII6SLYGKNHA04 | N/A              | DE               | CORP              | US        |         9 | NC      | $119070.00    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION | SPXW E 2026-03-31 CALL 6460                        | CUSIP: 000000000<br>LEI: 549300CII6SLYGKNHA04 | N/A              | DE               | CORP              | US        |        -9 | NC      | $-61065.00    | -0.06%            |  |  |  | No            |                  1 | On Loan: No      |
| iShares Trust                    | iShares Trust CORE S&P500 ETF                      | CUSIP: 464287200<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |    152941 | NS      | $99902590.61  | 98.94%            |  |  |  | No            |                  1 | On Loan: No      |
| DREYFUS TRSY OBLIG CASH M        | DREYFUS TRSY OBLIG CASH M                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |    263708 | NS      | $263708.50    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-05-27

**Name of Applicant:** Simplify Exchange Traded Funds

**Signature:** Paul Kim

**Name of Signer:** Paul Kim

**Title:** Trustee & President