# EDGAR Filing Document

**Accession Number:** 0001918080
**File Stem:** 0001213900-23-010197
**Filing Date:** 2023-2
**Character Count:** 7141
**Document Hash:** 77f9173002fd11aa5feef34e351d96d6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001213900-23-010197.hdr.sgml**: 20230210

**ACCESSION NUMBER**: 0001213900-23-010197

**CONFORMED SUBMISSION TYPE**: SC 13G

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230210

**DATE AS OF CHANGE**: 20230210

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Aspen-1 Acquisition Inc.
- **CENTRAL INDEX KEY:** 0001918080
- **STANDARD INDUSTRIAL CLASSIFICATION:** BLANK CHECKS [6770]
- **IRS NUMBER:** 874225965
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SC 13G
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-93942
- **FILM NUMBER:** 23610459

**BUSINESS ADDRESS:**
- **STREET 1:** 2255 GLADES ROAD
- **STREET 2:** SUITE 324A
- **CITY:** BOCA RATON
- **STATE:** FL
- **ZIP:** 33431
- **BUSINESS PHONE:** (561) 989-2208

**MAIL ADDRESS:**
- **STREET 1:** 2255 GLADES ROAD
- **STREET 2:** SUITE 324A
- **CITY:** BOCA RATON
- **STATE:** FL
- **ZIP:** 33431
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Tompkins Mark N.
- **CENTRAL INDEX KEY:** 0001455971

**FILING VALUES:**
- **FORM TYPE:** SC 13G

**MAIL ADDRESS:**
- **STREET 1:** APP. 1, VIA GUIDINO 23
- **CITY:** LUGANO-PARADISO
- **STATE:** V8
- **ZIP:** 6900

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**Schedule 13G**

Under the Securities Exchange Act of 1934

**Aspen-1 Acquisition Inc.** 

(Name of Issuer)

**Common Stock, par value $0.0001 per share**

(Title of Class of Securities)

**None**

(CUSIP Number)

**December 31, 2022**

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

**CUSIP No. N/A**

1. Names of reporting persons: **Mark N. Tompkins** 

2. Check the appropriate box if a member of a group (see instructions) (a) ☐ (b) ☐

3. SEC
use only

4. Citizenship or place of organization: **Canada** 

---

| | | |
|:---|:---|:---|
| Number of <br> shares <br> beneficially <br> owned by each<br> reporting <br> person with | 5. | Sole voting power<br>**4,750,000** |
| Number of <br> shares <br> beneficially <br> owned by each<br> reporting <br> person with | 6. | Shared voting power<br> **N/A** |
| Number of <br> shares <br> beneficially <br> owned by each<br> reporting <br> person with | 7. | Sole dispositive power<br>**4,750,000** |
| Number of <br> shares <br> beneficially <br> owned by each<br> reporting <br> person with | 8. | Shared dispositive power<br> **N/A** |

---

9. Aggregate amount beneficially owned by each reporting person **4,750,000** 

10. Check if the aggregate amount in row (9) excludes certain shares (see instructions) ☐

11. Percent of class represented by amount in row (9) **95.0%<sup>(1)</sup>** 

12. Type of reporting person (see instructions) **IN** 

(1) Based on 5,000,000 shares of Common Stock of the Issuer issued and outstanding as of February 10, 2023.

Page 2 of 5 pages

**Item 1.**

(a) Name of issuer: **Aspen-1 Acquisition Inc.** 

(b) Address of issuer's principal executive offices: **2255 Glades Road, Suite 324A, Boca Raton, FL, 33431** 

**Item 2.**

(a) Name of person filing: **Mark N. Tompkins** 

(b) Address of principal business office<br>
or, if none, residence: **Apt. 1, Via Guidino 23** **6900 Lugano-Paradiso, Switzerland** 

(c) Citizenship: **Canada** 

(d) Title of class of securities: **Common Stock, par value $0.0001 per share** 

(e) CUSIP number: **N/A** 

**Item 3.** **If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:**

(a) ☐ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

(b) ☐ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

(c) ☐ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

(d) ☐ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

(e) ☐ An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

(f) ☐ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

(g) ☐ A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

(h) ☐ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i) ☐ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j) ☐ A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

(k) ☐ Group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:

Page 3 of 5 pages

**Item 4.** **Ownership.**

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a) Amount beneficially owned: **4,750,000** 

(b) Percent of class: **95.0%<sup>(1)</sup>** 

(c) Number of shares as to which the<br>
 person has:

(i) Sole power to vote or to direct the vote **4,750,000** 

(ii) Shared power to vote or to direct the vote **N/A** 

(iii) Sole power to dispose or to direct the disposition of **4,750,000** 

(iv) Shared power to dispose or to direct the disposition of **N/A** 

**Item 5.** **Ownership of Five Percent or Less of a Class**

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐.

**Item 6.** **Ownership of More than Five Percent on Behalf of Another Person.**

Not applicable.

**Item 7.** **Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.**

Not applicable.

**Item 8.** **Identification and Classification of Members of the Group**

Not applicable.

**Item 9.** **Notice of Dissolution of Group**

Not applicable.

**Item 10.** **Certification**

Not applicable.

(1) Based on 5,000,000 shares of Common Stock of the Issuer issued and outstanding as of February 10, 2023.

Page 4 of 5 pages

**SIGNATURE**

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

---

| | |
|:---|:---|
| Dated: February 10, 2023 | Dated: February 10, 2023 |
| */s/ Mark N. Tompkins* | */s/ Mark N. Tompkins* |
| Signature | Signature |
| Name: | Mark N. Tompkins |

---

**Attention** **: Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001)**

Page 5 of 5 pages