# EDGAR Filing Document

**Accession Number:** 0001911468
**File Stem:** 0001911468-23-000002
**Filing Date:** 2023-2
**Character Count:** 16386
**Document Hash:** d02280fec5f29807e63bc0e6c6ce9f38
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001911468-23-000002.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0001911468-23-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230213

**EFFECTIVENESS DATE**: 20230213

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** O'ROURKE & COMPANY, Inc
- **CENTRAL INDEX KEY:** 0001911468
- **IRS NUMBER:** 042953358
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22243
- **FILM NUMBER:** 23617449

**BUSINESS ADDRESS:**
- **STREET 1:** 84 STATE STREET
- **STREET 2:** SUITE 840
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02109
- **BUSINESS PHONE:** 617-482-4200

**MAIL ADDRESS:**
- **STREET 1:** 84 STATE STREET
- **STREET 2:** SUITE 840
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02109

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** O'ROURKE  COMPANY Inc<br>**Address:** 84 STATE STREET<br>SUITE 840<br>BOSTON, MA 02109

**Form 13F File Number:** 028-22243

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Brian O'Rourke<br>**Title:** Chief Compliance Officer<br>**Phone:** 6174824200

**Signature, Place, and Date of Signing:**

Brian O'Rourke  Boston, MA  02-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 133

**Form 13F Information Table Value Total:** $126026

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AGNC INVT CORP | COM | 00123Q104 |  | 126 | 12208 | SH |  | SOLE |  | 0 | 0 | 12208 |
| AT INC | COM | 00206R102 |  | 468 | 25419 | SH |  | SOLE |  | 0 | 0 | 25419 |
| ABBOTT LABS | COM | 002824100 |  | 242 | 2206 | SH |  | SOLE |  | 0 | 0 | 2206 |
| ABBVIE INC | COM | 00287Y109 |  | 471 | 2914 | SH |  | SOLE |  | 0 | 0 | 2914 |
| AGENUS INC | COM NEW | 00847G705 |  | 48 | 20000 | SH |  | SOLE |  | 0 | 0 | 20000 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 1528 | 17221 | SH |  | SOLE |  | 0 | 0 | 17221 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 1476 | 16727 | SH |  | SOLE |  | 0 | 0 | 16727 |
| AMAZON COM INC | COM | 023135106 |  | 1363 | 16223 | SH |  | SOLE |  | 0 | 0 | 16223 |
| AMGEN INC | COM | 031162100 |  | 313 | 1190 | SH |  | SOLE |  | 0 | 0 | 1190 |
| ANALOG DEVICES INC | COM | 032654105 |  | 346 | 2110 | SH |  | SOLE |  | 0 | 0 | 2110 |
| APOLLO GLOBAL MGMT INC | COM | 03769M106 |  | 1703 | 26701 | SH |  | SOLE |  | 0 | 0 | 26701 |
| APPLE INC | COM | 037833100 |  | 11783 | 90690 | SH |  | SOLE |  | 0 | 0 | 90690 |
| APPLIED MATLS INC | COM | 038222105 |  | 257 | 2638 | SH |  | SOLE |  | 0 | 0 | 2638 |
| ARROWHEAD PHARMACEUTICALS IN | COM | 04280A100 |  | 364 | 8986 | SH |  | SOLE |  | 0 | 0 | 8986 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 314 | 1315 | SH |  | SOLE |  | 0 | 0 | 1315 |
| BANK AMERICA CORP | COM | 060505104 |  | 646 | 19516 | SH |  | SOLE |  | 0 | 0 | 19516 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 1330 | 4306 | SH |  | SOLE |  | 0 | 0 | 4306 |
| BLACKROCK INC | COM | 09247X101 |  | 869 | 1226 | SH |  | SOLE |  | 0 | 0 | 1226 |
| BLACKSTONE INC | COM | 09260D107 |  | 4537 | 61156 | SH |  | SOLE |  | 0 | 0 | 61156 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 648 | 9007 | SH |  | SOLE |  | 0 | 0 | 9007 |
| CVS HEALTH CORP | COM | 126650100 |  | 245 | 2624 | SH |  | SOLE |  | 0 | 0 | 2624 |
| CARLYLE GROUP INC | COM | 14316J108 |  | 426 | 14270 | SH |  | SOLE |  | 0 | 0 | 14270 |
| CATERPILLAR INC | COM | 149123101 |  | 216 | 901 | SH |  | SOLE |  | 0 | 0 | 901 |
| CHEVRON CORP NEW | COM | 166764100 |  | 235 | 1312 | SH |  | SOLE |  | 0 | 0 | 1312 |
| COCA COLA CO | COM | 191216100 |  | 1165 | 18307 | SH |  | SOLE |  | 0 | 0 | 18307 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 350 | 4445 | SH |  | SOLE |  | 0 | 0 | 4445 |
| CROWN CASTLE INC | COM | 22822V101 |  | 226 | 1668 | SH |  | SOLE |  | 0 | 0 | 1668 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 440 | 4269 | SH |  | SOLE |  | 0 | 0 | 4269 |
| ETF MANAGERS TR | PRIME CYBR SCRTY | 26924G201 |  | 374 | 8485 | SH |  | SOLE |  | 0 | 0 | 8485 |
| EASTERN BANKSHARES INC | COM | 27627N105 |  | 692 | 40089 | SH |  | SOLE |  | 0 | 0 | 40089 |
| EVERCORE INC | CLASS A | 29977A105 |  | 296 | 2711 | SH |  | SOLE |  | 0 | 0 | 2711 |
| FEDEX CORP | COM | 31428X106 |  | 217 | 1252 | SH |  | SOLE |  | 0 | 0 | 1252 |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 33733E104 |  | 686 | 9155 | SH |  | SOLE |  | 0 | 0 | 9155 |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 33734X846 |  | 767 | 19807 | SH |  | SOLE |  | 0 | 0 | 19807 |
| GSK PLC | SPONSORED ADR | 37733W204 |  | 961 | 27356 | SH |  | SOLE |  | 0 | 0 | 27356 |
| GLOBAL X FDS | CYBRSCURTY ETF | 37954Y384 |  | 297 | 14293 | SH |  | SOLE |  | 0 | 0 | 14293 |
| GLOBAL X FDS | US INFR DEV ETF | 37954Y673 |  | 467 | 17622 | SH |  | SOLE |  | 0 | 0 | 17622 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 959 | 2792 | SH |  | SOLE |  | 0 | 0 | 2792 |
| HOME DEPOT INC | COM | 437076102 |  | 288 | 912 | SH |  | SOLE |  | 0 | 0 | 912 |
| ICAHN ENTERPRISES LP | DEPOSITARY UNIT | 451100101 |  | 306 | 6045 | SH |  | SOLE |  | 0 | 0 | 6045 |
| INDEPENDENT BK CORP MASS | COM | 453836108 |  | 243 | 2882 | SH |  | SOLE |  | 0 | 0 | 2882 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 1519 | 10778 | SH |  | SOLE |  | 0 | 0 | 10778 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 239 | 898 | SH |  | SOLE |  | 0 | 0 | 898 |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 46137V142 |  | 1294 | 25109 | SH |  | SOLE |  | 0 | 0 | 25109 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 2138 | 15138 | SH |  | SOLE |  | 0 | 0 | 15138 |
| INVESCO EXCH TRADED FD TR II | S LOW VOL | 46138E354 |  | 8791 | 137580 | SH |  | SOLE |  | 0 | 0 | 137580 |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 46138E511 |  | 2185 | 195472 | SH |  | SOLE |  | 0 | 0 | 195472 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 CB | 46138J825 |  | 270 | 13422 | SH |  | SOLE |  | 0 | 0 | 13422 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 46138J841 |  | 271 | 13245 | SH |  | SOLE |  | 0 | 0 | 13245 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 CB | 46138J866 |  | 273 | 12996 | SH |  | SOLE |  | 0 | 0 | 12996 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 837 | 6937 | SH |  | SOLE |  | 0 | 0 | 6937 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 1402 | 13173 | SH |  | SOLE |  | 0 | 0 | 13173 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 274 | 2830 | SH |  | SOLE |  | 0 | 0 | 2830 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 270 | 7120 | SH |  | SOLE |  | 0 | 0 | 7120 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 227 | 3364 | SH |  | SOLE |  | 0 | 0 | 3364 |
| ISHARES TR | ISHARES BIOTECH | 464287556 |  | 888 | 6761 | SH |  | SOLE |  | 0 | 0 | 6761 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 254 | 1184 | SH |  | SOLE |  | 0 | 0 | 1184 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 323 | 3409 | SH |  | SOLE |  | 0 | 0 | 3409 |
| ISHARES TR | GL CLEAN ENE ETF | 464288224 |  | 380 | 19124 | SH |  | SOLE |  | 0 | 0 | 19124 |
| ISHARES TR | CONV BD ETF | 46435G102 |  | 367 | 5283 | SH |  | SOLE |  | 0 | 0 | 5283 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 2752 | 20519 | SH |  | SOLE |  | 0 | 0 | 20519 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 2470 | 45335 | SH |  | SOLE |  | 0 | 0 | 45335 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 1564 | 8853 | SH |  | SOLE |  | 0 | 0 | 8853 |
| KKR  CO INC | COM | 48251W104 |  | 2055 | 44264 | SH |  | SOLE |  | 0 | 0 | 44264 |
| KINDER MORGAN INC DEL | COM | 49456B101 |  | 577 | 31910 | SH |  | SOLE |  | 0 | 0 | 31910 |
| LILLY ELI  CO | COM | 532457108 |  | 288 | 787 | SH |  | SOLE |  | 0 | 0 | 787 |
| LOWES COS INC | COM | 548661107 |  | 390 | 1959 | SH |  | SOLE |  | 0 | 0 | 1959 |
| MANULIFE FINL CORP | COM | 56501R106 |  | 291 | 16293 | SH |  | SOLE |  | 0 | 0 | 16293 |
| MARRIOTT INTL INC NEW | CL A | 571903202 |  | 309 | 2075 | SH |  | SOLE |  | 0 | 0 | 2075 |
| MCDONALDS CORP | COM | 580135101 |  | 673 | 2553 | SH |  | SOLE |  | 0 | 0 | 2553 |
| MERCK  CO INC | COM | 58933Y105 |  | 731 | 6587 | SH |  | SOLE |  | 0 | 0 | 6587 |
| MICROSOFT CORP | COM | 594918104 |  | 3042 | 12683 | SH |  | SOLE |  | 0 | 0 | 12683 |
| MOELIS  CO | CL A | 60786M105 |  | 209 | 5438 | SH |  | SOLE |  | 0 | 0 | 5438 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 265 | 3112 | SH |  | SOLE |  | 0 | 0 | 3112 |
| NATIONAL GRID PLC | SPONSORED ADR NE | 636274409 |  | 433 | 7171 | SH |  | SOLE |  | 0 | 0 | 7171 |
| PEPSICO INC | COM | 713448108 |  | 337 | 1865 | SH |  | SOLE |  | 0 | 0 | 1865 |
| PFIZER INC | COM | 717081103 |  | 1095 | 21369 | SH |  | SOLE |  | 0 | 0 | 21369 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 856 | 5645 | SH |  | SOLE |  | 0 | 0 | 5645 |
| PROLOGIS INC. | COM | 74340W103 |  | 324 | 2876 | SH |  | SOLE |  | 0 | 0 | 2876 |
| PROSHARES TR | INVT INT RT HG | 74347B607 |  | 1740 | 24467 | SH |  | SOLE |  | 0 | 0 | 24467 |
| PROSHARES TR | S 500 DV ARIST | 74348A467 |  | 3936 | 43738 | SH |  | SOLE |  | 0 | 0 | 43738 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 817 | 2137 | SH |  | SOLE |  | 0 | 0 | 2137 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 344 | 2027 | SH |  | SOLE |  | 0 | 0 | 2027 |
| SPDR SER TR | BBG CONV SEC ETF | 78464A359 |  | 1383 | 21491 | SH |  | SOLE |  | 0 | 0 | 21491 |
| SPDR SER TR | S DIVID ETF | 78464A763 |  | 386 | 3088 | SH |  | SOLE |  | 0 | 0 | 3088 |
| SCHWAB STRATEGIC TR | MUN BD ETF | 808524649 |  | 1180 | 23003 | SH |  | SOLE |  | 0 | 0 | 23003 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 759 | 5586 | SH |  | SOLE |  | 0 | 0 | 5586 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 714 | 9578 | SH |  | SOLE |  | 0 | 0 | 9578 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 432 | 12628 | SH |  | SOLE |  | 0 | 0 | 12628 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 4173 | 33535 | SH |  | SOLE |  | 0 | 0 | 33535 |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 |  | 504 | 13644 | SH |  | SOLE |  | 0 | 0 | 13644 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 213 | 3018 | SH |  | SOLE |  | 0 | 0 | 3018 |
| SIMON PPTY GROUP INC NEW | COM | 828806109 |  | 250 | 2127 | SH |  | SOLE |  | 0 | 0 | 2127 |
| SOUTHERN CO | COM | 842587107 |  | 400 | 5607 | SH |  | SOLE |  | 0 | 0 | 5607 |
| STRATEGY SHS | NS 7HANDL IDX | 86280R506 |  | 239 | 12218 | SH |  | SOLE |  | 0 | 0 | 12218 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 388 | 2231 | SH |  | SOLE |  | 0 | 0 | 2231 |
| VANECK ETF TRUST | PREFERRED SECURT | 92189F429 |  | 561 | 33573 | SH |  | SOLE |  | 0 | 0 | 33573 |
| VANECK ETF TRUST | AGRIBUSINESS ETF | 92189F700 |  | 646 | 7522 | SH |  | SOLE |  | 0 | 0 | 7522 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 674 | 4440 | SH |  | SOLE |  | 0 | 0 | 4440 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 |  | 254 | 4917 | SH |  | SOLE |  | 0 | 0 | 4917 |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | 921910840 |  | 202 | 1964 | SH |  | SOLE |  | 0 | 0 | 1964 |
| VANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX | 921932828 |  | 454 | 2620 | SH |  | SOLE |  | 0 | 0 | 2620 |
| VANGUARD ADMIRAL FDS INC | MIDCP 400 IDX | 921932885 |  | 631 | 3856 | SH |  | SOLE |  | 0 | 0 | 3856 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 429 | 5705 | SH |  | SOLE |  | 0 | 0 | 5705 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 888 | 8209 | SH |  | SOLE |  | 0 | 0 | 8209 |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | 921946810 |  | 476 | 6836 | SH |  | SOLE |  | 0 | 0 | 6836 |
| VANGUARD WORLD FDS | CONSUM STP ETF | 92204A207 |  | 444 | 2318 | SH |  | SOLE |  | 0 | 0 | 2318 |
| VANGUARD WORLD FDS | ENERGY ETF | 92204A306 |  | 764 | 6301 | SH |  | SOLE |  | 0 | 0 | 6301 |
| VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 |  | 1324 | 16005 | SH |  | SOLE |  | 0 | 0 | 16005 |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 |  | 2430 | 9797 | SH |  | SOLE |  | 0 | 0 | 9797 |
| VANGUARD WORLD FDS | MATERIALS ETF | 92204A801 |  | 203 | 1190 | SH |  | SOLE |  | 0 | 0 | 1190 |
| VANGUARD WORLD FDS | UTILITIES ETF | 92204A876 |  | 410 | 2677 | SH |  | SOLE |  | 0 | 0 | 2677 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 385 | 5124 | SH |  | SOLE |  | 0 | 0 | 5124 |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 |  | 214 | 3043 | SH |  | SOLE |  | 0 | 0 | 3043 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 |  | 4446 | 57357 | SH |  | SOLE |  | 0 | 0 | 57357 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 |  | 2236 | 45187 | SH |  | SOLE |  | 0 | 0 | 45187 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 |  | 392 | 2902 | SH |  | SOLE |  | 0 | 0 | 2902 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 400 | 4850 | SH |  | SOLE |  | 0 | 0 | 4850 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 |  | 225 | 1124 | SH |  | SOLE |  | 0 | 0 | 1124 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 1119 | 7049 | SH |  | SOLE |  | 0 | 0 | 7049 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 682 | 3344 | SH |  | SOLE |  | 0 | 0 | 3344 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 338 | 2409 | SH |  | SOLE |  | 0 | 0 | 2409 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 863 | 4701 | SH |  | SOLE |  | 0 | 0 | 4701 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 2041 | 10674 | SH |  | SOLE |  | 0 | 0 | 10674 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 546 | 13859 | SH |  | SOLE |  | 0 | 0 | 13859 |
| VISA INC | COM CL A | 92826C839 |  | 257 | 1237 | SH |  | SOLE |  | 0 | 0 | 1237 |
| WALMART INC | COM | 931142103 |  | 544 | 3837 | SH |  | SOLE |  | 0 | 0 | 3837 |
| WASTE MGMT INC DEL | COM | 94106L109 |  | 274 | 1745 | SH |  | SOLE |  | 0 | 0 | 1745 |
| WATERS CORP | COM | 941848103 |  | 1124 | 3282 | SH |  | SOLE |  | 0 | 0 | 3282 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 211 | 5100 | SH |  | SOLE |  | 0 | 0 | 5100 |
| WELLTOWER INC | COM | 95040Q104 |  | 990 | 15110 | SH |  | SOLE |  | 0 | 0 | 15110 |
| BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | G16258108 |  | 202 | 7953 | SH |  | SOLE |  | 0 | 0 | 7953 |
| LAZARD LTD | SHS A | G54050102 |  | 338 | 9744 | SH |  | SOLE |  | 0 | 0 | 9744 |

---