# EDGAR Filing Document

**Accession Number:** 0000718937
**File Stem:** 0000718937-26-000029
**Filing Date:** 2026-6
**Character Count:** 12381
**Document Hash:** 10917b7a076e1b1fd6b00ab1608a627a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000718937-26-000029.hdr.sgml**: 20260622

**ACCESSION NUMBER**: 0000718937-26-000029

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 10

**CONFORMED PERIOD OF REPORT**: 20260618

**ITEM INFORMATION**: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20260622

**DATE AS OF CHANGE**: 20260622

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** STAAR SURGICAL CO
- **CENTRAL INDEX KEY:** 0000718937
- **STANDARD INDUSTRIAL CLASSIFICATION:** OPHTHALMIC GOODS [3851]
- **ORGANIZATION NAME:** 08 Industrial Applications and Services
- **EIN:** 953797439
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0102

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-11634
- **FILM NUMBER:** 261107022

**BUSINESS ADDRESS:**
- **STREET 1:** 1911 WALKER AVE
- **CITY:** MONROVIA
- **STATE:** CA
- **ZIP:** 91016
- **BUSINESS PHONE:** 6263037902

**MAIL ADDRESS:**
- **STREET 1:** 1911 WALKER AVE
- **CITY:** MONROVIA
- **STATE:** CA
- **ZIP:** 91016

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** STAAR SURGICAL COMPANY
- **DATE OF NAME CHANGE:** 19920703

?xml version='1.0' encoding='ASCII'? 8-K

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, DC 20549**

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**FORM** 8-K

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**CURRENT REPORT** 

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

**Date of report (Date of earliest event reported):** June 18, 2026

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STAAR Surgical Co**mpany** 

**(Exact Name of Registrant as Specified in Charter)**

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| | | |
|:---|:---|:---|
| Delaware | 000-11634 | 95-3797439 |
| **(State or Other Jurisdiction**<br>**of Incorporation)** | **(Commission File Number)** | **(IRS Employer**<br>**Identification No.)** |
| 25510 Commercentre Drive<br>Lake Forest, California |  | 92630 |
| **(Address of Principal Executive Offices)** |  | **(Zip Code)** |

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**Registrant's Telephone Number, Including Area Code:** 626**<u>-</u>**303-7902

Not Applicable

**(Former Name or Former Address, if Changed Since Last Report)** 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (*see* General Instruction A.2. below):

☐ Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| &nbsp;&nbsp;Title of each class | &nbsp;&nbsp;Trading Symbol(s) | &nbsp;&nbsp;Name of each exchange on which registered |
| &nbsp;&nbsp;Common | &nbsp;&nbsp;STAA | &nbsp;&nbsp;NASDAQ |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 under the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 under the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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**Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.**

On June 18, 2026, STAAR Surgical Company (the "Company") held its 2026 Annual Meeting of Shareholders (the "2026 Annual Meeting"). At the 2026 Annual Meeting, the Company's shareholders approved Amendment No. 2 to the STAAR Surgical Company Amended and Restated Omnibus Equity Incentive Plan (the "Plan") to increase the number of shares of common stock reserved for issuance thereunder by 3,900,000 shares (the "Plan Amendment").

Descriptions of the Plan and the Plan Amendment can be found in [<u>"Proposal No. 2: Approval of Amendment No. 2 to Amended and Restated Omnibus Equity Incentive Plan"</u>](https://www.sec.gov/ix?doc=/Archives/edgar/data/0000718937/000071893726000015/staa-20260501.htm#proposal_no_2) in the Company's definitive proxy statement filed with the Securities and Exchange Commission on May 4, 2026 (the "2026 Proxy Statement"). Such descriptions are incorporated herein by reference from the 2026 Proxy Statement and are qualified in their entirety by reference to the Plan, a copy of which is filed as Exhibit 10.1 to this current report, Amendment No. 1 to the Plan, a copy of which is filed as Exhibit 10.2 to this current report, and the Plan Amendment, a copy of which is filed as Exhibit 10.3 to this current report.

**Item 5.07 Submission of Matters to a Vote of Security Holders.**

At the 2026 Annual Meeting, the Company's shareholders voted upon four proposals (the "Proposals"), as described in the 2026 Proxy Statement. The final results for the votes cast with respect to the Proposals are set forth below. As of April 20, 2026, the record date for the 2026 Annual Meeting, there were 49,788,295 outstanding shares of the Company's common stock. At the 2026 Annual Meeting, a quorum of 43,680,435 shares of the Company's common stock were represented in person or by proxy.

*Proposal 1:* To elect seven directors to serve for a term of office expiring at the Company's 2027 Annual Meeting of Shareholders or until their successors are duly elected and qualified:

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| | | | |
|:---|:---|:---|:---|
|  | &nbsp;&nbsp;**Number of Shares** | &nbsp;&nbsp;**Number of Shares** | &nbsp;&nbsp;**Number of Shares** |
|  | &nbsp;&nbsp;**For** | &nbsp;&nbsp;**Withheld** | &nbsp;&nbsp;**Broker Non-Votes** |
| &nbsp;&nbsp;Neal C. Bradsher | &nbsp;&nbsp;40776719 | &nbsp;&nbsp;497602 | &nbsp;&nbsp;2406114 |
| &nbsp;&nbsp;Arthur C. Butcher | &nbsp;&nbsp;40565567 | &nbsp;&nbsp;708754 | &nbsp;&nbsp;2406114 |
| &nbsp;&nbsp;Wei Jiang | &nbsp;&nbsp;41098173 | &nbsp;&nbsp;176148 | &nbsp;&nbsp;2406114 |
| &nbsp;&nbsp;Richard T. LeBuhn | &nbsp;&nbsp;41170957 | &nbsp;&nbsp;103364 | &nbsp;&nbsp;2406114 |
| &nbsp;&nbsp;Louis E. Silverman | &nbsp;&nbsp;40487195 | &nbsp;&nbsp;787126 | &nbsp;&nbsp;2406114 |
| &nbsp;&nbsp;Christopher M. Wang | &nbsp;&nbsp;40941468 | &nbsp;&nbsp;332853 | &nbsp;&nbsp;2406114 |
| &nbsp;&nbsp;Lilian Y. Zhou | &nbsp;&nbsp;40488276 | &nbsp;&nbsp;786045 | &nbsp;&nbsp;2406114 |

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*Proposal 2:* To approve Amendment No. 2 to the Company's Amended and Restated Omnibus Equity Incentive Plan, which increases the number of shares of Company common stock that are reserved for issuance under the plan by 3.9 million shares:

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| | | | |
|:---|:---|:---|:---|
| **Number of Shares** | **Number of Shares** | **Number of Shares** | **Number of Shares** |
| **For** | **Against** | **Abstain** | **Broker Non-Votes** |
| 40,231,475 | 974,989 | 67,857 | 2,406,114 |

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*Proposal 3*: To ratify the appointment of BDO USA, P.C. as the Company's independent registered public accounting firm for the fiscal year ending January 1, 2027:

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| | | | |
|:---|:---|:---|:---|
| **Number of Shares** | **Number of Shares** | **Number of Shares** | **Number of Shares** |
| **For** | **Against** | **Abstain** | **Broker Non-Votes** |
| 43,433,234 | 237,151 | 10,050 | 0 |

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*Proposal 4*: To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers:

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| | | | |
|:---|:---|:---|:---|
| **Number of Shares** | **Number of Shares** | **Number of Shares** | **Number of Shares** |
| **For** | **Against** | **Abstain** | **Broker Non-Votes** |
| 39,737,385 | 1,454,186 | 82,750 | 2,406,114 |

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**Item 9.01 Financial Statements and Exhibits.**

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| | |
|:---|:---|
| <u>Exhibit No.</u> | <u>Description</u> |
| 10.1 | [<u>STAAR Surgical Company Amended and Restated Omnibus Equity Incentive Plan</u>](https://www.sec.gov/Archives/edgar/data/718937/000095017024076303/staa-ex10_1.htm) (incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on June 21, 2024). |
| 10.2 | [<u>Amendment No. 1 to the STAAR Surgical Company Amended and Restated Omnibus Equity Incentive Plan</u>](https://www.sec.gov/Archives/edgar/data/718937/000095017024076303/staa-ex10_2.htm) (incorporated by reference to Exhibit 10.2 to the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on June 21, 2024). |
| 10.3\* | [<u>Amendment No. 2 to the STAAR Surgical Company Amended and Restated Omnibus Equity Incentive Plan.</u>](staa-ex10_3.htm) |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |

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________

\* Filed herewith.

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**SIGNATURE**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
| **STAAR Surgical Company**  | **STAAR Surgical Company**  | **STAAR Surgical Company**  |
| June 22, 2026 | By: | <u>/s/ Deborah Andrews</u> |
|  |  | Deborah Andrews |
|  |  | Interim Co-Chief Executive Officer<br>and Chief Financial Officer |

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## Exhibit 10.3

**Exhibit 10.3**

**AMENDMENT NO. 2 TO THE**

**STAAR SURGICAL COMPANY**

**AMENDED AND RESTATED OMNIBUS EQUITY INCENTIVE PLAN**

This Amendment No. 2 (the "Amendment No. 2") to the STAAR Surgical Company Amended and Restated Omnibus Equity Incentive Plan (the "Plan") is adopted by the Board of Directors ("Board") of STAAR Surgical Company, a Delaware corporation (the "Company") on April 15, 2026. This Amendment No. 2 will become effective upon approval by the Company's shareholders at the Company's 2026 annual meeting of shareholders.

WHEREAS, the Plan was last approved by the Company's shareholders on June 15, 2023; and

WHEREAS, the shareholders approved Amendment No. 1 to the Plan on June 20, 2024; and

WHEREAS, the Board desires to further amend the Plan pursuant to this Amendment No. 2, subject to approval of the Company's shareholders, to increase the number of shares of Company common stock available for issuance thereunder; and

WHEREAS, if the Company's shareholders fail to approve this Amendment No. 2, the existing Plan, as amended by Amendment No. 1, shall continue in full force and effect.

NOW, THEREFORE, the Plan is hereby amended as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1. Section 3.1(a) of the Plan is hereby deleted and replaced in its entirety with the following:

"Subject to Sections 3.1(b) and 12.2, the aggregate number of Shares which may be issued or transferred pursuant to Awards (including, without limitation, Incentive Stock Options) under the Plan is 26,705,000. Any Shares distributed pursuant to an Award may consist, in whole or in part, of authorized and unissued Common Stock, treasury Common Stock or Common Stock purchased on the open market. Notwithstanding the foregoing, the aggregate number of Shares available for issuance under the Plan shall be reduced by two Shares for each Share delivered in settlement of any Full Value Award granted on or after the Effective Date."

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2. Except as expressly set forth in this Amendment No. 2, all other terms and conditions of the Plan, as amended by Amendment No. 1, shall remain in full force and effect.

<br> \* \* \* \* \*

I hereby certify that the foregoing Amendment was duly adopted by the Board of Directors of STAAR Surgical Company on April 15, 2026.

\* \* \* \* \*

I hereby certify that the foregoing Amendment was approved by the stockholders of STAAR Surgical Company on June 18, 2026.

Executed on this 18th day of June 2026.

<u>/s/ Deborah Andrews</u>

Interim Co-Chief Executive Officer

and Chief Financial Officer

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