# EDGAR Filing Document

**Accession Number:** 0001512779
**File Stem:** 0001512779-23-000002
**Filing Date:** 2023-2
**Character Count:** 31000
**Document Hash:** 5234b6ed96a5f88b0607c9f35d0ee478
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001512779-23-000002.hdr.sgml**: 20230201

**ACCESSION NUMBER**: 0001512779-23-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230201

**DATE AS OF CHANGE**: 20230201

**EFFECTIVENESS DATE**: 20230201

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ROCKY MOUNTAIN ADVISERS, LLC
- **CENTRAL INDEX KEY:** 0001512779
- **IRS NUMBER:** 263301611
- **STATE OF INCORPORATION:** AK
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-14185
- **FILM NUMBER:** 23577815

**BUSINESS ADDRESS:**
- **STREET 1:** 2121 E. CRAWFORD PLACE
- **CITY:** SALINA
- **STATE:** KS
- **ZIP:** 67401
- **BUSINESS PHONE:** 785-823-3097

**MAIL ADDRESS:**
- **STREET 1:** 2121 E. CRAWFORD PLACE
- **CITY:** SALINA
- **STATE:** KS
- **ZIP:** 67401

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Rocky Mountain Advisers, LLC
- **DATE OF NAME CHANGE:** 20110210

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** ROCKY MOUNTAIN ADVISERS LLC<br>**Address:** 2121 E. CRAWFORD PLACE<br>SALINA, KS 67401

**Form 13F File Number:** 028-14185

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** JOEL LOONEY<br>**Title:** PRESIDENT<br>**Phone:** 785-823-3097

**Signature, Place, and Date of Signing:**

/s/ JOEL LOONEY  SALINA, KS  02-01-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[ ] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[x] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 303

**Form 13F Information Table Value Total:** $180275

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

|   No. | Name                 | Form 13F File Number   | CRD Number   | SEC File Number   |
|---:|:---|:---|:---|:---|
|     1 | Paralel Advisors LLC | 028-21764              |  |  |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 |  | 3750 | 8 | SH |  | SOLE |  | 0 | 0 | 8 |
| ISHARES GOLD TRUST | ISHARES | 464285204 |  | 14 | 400 | SH |  | SOLE |  | 0 | 0 | 400 |
| ADVANCE AUTO PARTS INC | COM | 00751Y106 |  | 41 | 281 | SH |  | SOLE |  | 0 | 0 | 281 |
| APPLE INC | COM | 037833100 |  | 810 | 6230 | SH |  | SOLE |  | 0 | 0 | 6230 |
| ABBOTT LABS | COM | 002824100 |  | 36 | 329 | SH |  | SOLE |  | 0 | 0 | 329 |
| ARCOSA INC | COM | 039653100 |  | 9 | 166 | SH |  | SOLE |  | 0 | 0 | 166 |
| ARCH CAP GROUP LTD | ORD | G0450A105 |  | 6 | 99 | SH |  | SOLE |  | 0 | 0 | 99 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 |  | 6 | 22 | SH |  | SOLE |  | 0 | 0 | 22 |
| ADOBE SYS INC | COM | 00724F101 |  | 8 | 25 | SH |  | SOLE |  | 0 | 0 | 25 |
| ANALOG DEVICES INC | COM | 032654105 |  | 4 | 27 | SH |  | SOLE |  | 0 | 0 | 27 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 |  | 322 | 3464 | SH |  | SOLE |  | 0 | 0 | 3464 |
| ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 |  | 5 | 313 | SH |  | SOLE |  | 0 | 0 | 313 |
| AFLAC INC | COM | 001055102 |  | 16 | 226 | SH |  | SOLE |  | 0 | 0 | 226 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 30 | 308 | SH |  | SOLE |  | 0 | 0 | 308 |
| ALLSTATE CORP | COM | 020002101 |  | 16 | 121 | SH |  | SOLE |  | 0 | 0 | 121 |
| AMAZON COM INC | COM | 023135106 |  | 20 | 240 | SH |  | SOLE |  | 0 | 0 | 240 |
| AON PLC | SHS CL A | G0403H108 |  | 5 | 16 | SH |  | SOLE |  | 0 | 0 | 16 |
| AMPHENOL CORP NEW | CL A | 032095101 |  | 5 | 64 | SH |  | SOLE |  | 0 | 0 | 64 |
| ASML HOLDING N V | N Y REGISTRY SHS | N07059210 |  | 11 | 20 | SH |  | SOLE |  | 0 | 0 | 20 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 53 | 694 | SH |  | SOLE |  | 0 | 0 | 694 |
| AURINIA PHARMACEUTICALS INC | COM | 05156V102 |  | 2 | 500 | SH |  | SOLE |  | 0 | 0 | 500 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 30 | 200 | SH |  | SOLE |  | 0 | 0 | 200 |
| AUTOZONE INC | COM | 053332102 |  | 27 | 11 | SH |  | SOLE |  | 0 | 0 | 11 |
| BOEING CO | COM | 097023105 |  | 76 | 400 | SH |  | SOLE |  | 0 | 0 | 400 |
| BANK AMER CORP | COM | 060505104 |  | 60 | 1815 | SH |  | SOLE |  | 0 | 0 | 1815 |
| BK OF AMERICA CORP | 7.25%CNV PFD L | 060505682 |  | 58 | 50 | SH |  | SOLE |  | 0 | 0 | 50 |
| BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 113004105 |  | 4 | 127 | SH |  | SOLE |  | 0 | 0 | 127 |
| BALCHEM CORP | COM | 057665200 |  | 2 | 20 | SH |  | SOLE |  | 0 | 0 | 20 |
| BROWN FORMAN CORP | CL B | 115637209 |  | 4 | 55 | SH |  | SOLE |  | 0 | 0 | 55 |
| B  G FOODS INC | COM | 05508R106 |  | 39 | 3500 | SH |  | SOLE |  | 0 | 0 | 3500 |
| BRAEMAR HOTELS  RESORTS INC | COM | 10482B101 |  | 12 | 3000 | SH |  | SOLE |  | 0 | 0 | 3000 |
| BLACK HILLS CORP | COM | 092113109 |  | 70 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| BALL CORP | COM | 058498106 |  | 15 | 300 | SH |  | SOLE |  | 0 | 0 | 300 |
| BLUEBIRD BIO INC | COM | 09609G100 |  | 0 | 18 | SH |  | SOLE |  | 0 | 0 | 18 |
| BADGER METER INC | COM | 056525108 |  | 8 | 72 | SH |  | SOLE |  | 0 | 0 | 72 |
| BRISTOL MYERS SQUIBB CO | COM | 110122108 |  | 41 | 575 | SH |  | SOLE |  | 0 | 0 | 575 |
| BROADSTONE NET LEASE INC | COM | 11135E203 |  | 2152 | 132750 | SH |  | SOLE |  | 0 | 0 | 132750 |
| Bank Of Nova Scotia | COM | 064149107 |  | 1127 | 23000 | SH |  | SOLE |  | 0 | 0 | 23000 |
| PIMCO ETF TR | ACTIVE BD ETF | 72201R775 |  | 23 | 250 | SH |  | SOLE |  | 0 | 0 | 250 |
| BP PLC | SPONSORED ADR | 055622104 |  | 30 | 865 | SH |  | SOLE |  | 0 | 0 | 865 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 2720 | 8804 | SH |  | SOLE |  | 0 | 0 | 8804 |
| BROWN  BROWN INC | COM | 115236101 |  | 8 | 136 | SH |  | SOLE |  | 0 | 0 | 136 |
| VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 |  | 896 | 11908 | SH |  | SOLE |  | 0 | 0 | 11908 |
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 |  | 13 | 210 | SH |  | SOLE |  | 0 | 0 | 210 |
| CITIGROUP INC | COM NEW | 172967424 |  | 70 | 1550 | SH |  | SOLE |  | 0 | 0 | 1550 |
| CONAGRA BRANDS INC | COM | 205887102 |  | 6 | 164 | SH |  | SOLE |  | 0 | 0 | 164 |
| CBRE GROUP INC | CL A | 12504L109 |  | 15 | 200 | SH |  | SOLE |  | 0 | 0 | 200 |
| COMMERCE BANCSHARES INC | COM | 200525103 |  | 49 | 722 | SH |  | SOLE |  | 0 | 0 | 722 |
| CDW CORP | COM | 12514G108 |  | 6 | 34 | SH |  | SOLE |  | 0 | 0 | 34 |
| CONSTELLATION ENERGY CORP | COM | 21037T109 |  | 10 | 113 | SH |  | SOLE |  | 0 | 0 | 113 |
| CAPITOL FED FINL INC | COM | 14057J101 |  | 141 | 16250 | SH |  | SOLE |  | 0 | 0 | 16250 |
| CANOPY GROWTH CORP | COM | 138035100 |  | 0 | 10 | SH |  | SOLE |  | 0 | 0 | 10 |
| COGNEX CORP | COM | 192422103 |  | 3 | 60 | SH |  | SOLE |  | 0 | 0 | 60 |
| CHURCH  DWIGHT INC | COM | 171340102 |  | 93 | 1150 | SH |  | SOLE |  | 0 | 0 | 1150 |
| CHECK POINT SOFTWARE TECH LT | ORD | M22465104 |  | 5 | 38 | SH |  | SOLE |  | 0 | 0 | 38 |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 33734X846 |  | 3 | 75 | SH |  | SOLE |  | 0 | 0 | 75 |
| CINCINNATI FINL CORP | COM | 172062101 |  | 242 | 2366 | SH |  | SOLE |  | 0 | 0 | 2366 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 22 | 280 | SH |  | SOLE |  | 0 | 0 | 280 |
| CLOROX CO DEL | COM | 189054109 |  | 14 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| CANADIAN NATL RY CO | COM | 136375102 |  | 4 | 34 | SH |  | SOLE |  | 0 | 0 | 34 |
| COINBASE GLOBAL INC | COM CL A | 19260Q107 |  | 14 | 400 | SH |  | SOLE |  | 0 | 0 | 400 |
| BEYOND MEAT INC | COM | 08862E109 |  | 2 | 200 | SH |  | SOLE |  | 0 | 0 | 200 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 82 | 698 | SH |  | SOLE |  | 0 | 0 | 698 |
| PIMCO ETF TR | INV GRD CRP BD | 72201R817 |  | 130 | 1400 | SH |  | SOLE |  | 0 | 0 | 1400 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 18 | 40 | SH |  | SOLE |  | 0 | 0 | 40 |
| COPART INC | COM | 217204106 |  | 15 | 248 | SH |  | SOLE |  | 0 | 0 | 248 |
| CISCO SYS INC | COM | 17275R102 |  | 210 | 4400 | SH |  | SOLE |  | 0 | 0 | 4400 |
| ISHARES TR | 1 3 YR CR BD ETF | 464288646 |  | 15 | 300 | SH |  | SOLE |  | 0 | 0 | 300 |
| CHEVRON CORP NEW | COM | 166764100 |  | 454 | 2527 | SH |  | SOLE |  | 0 | 0 | 2527 |
| CYBERARK SOFTWARE LTD | SHS | M2682V108 |  | 5 | 40 | SH |  | SOLE |  | 0 | 0 | 40 |
| DATADOG INC | CL A COM | 23804L103 |  | 3 | 47 | SH |  | SOLE |  | 0 | 0 | 47 |
| D R HORTON INC | COM | 23331A109 |  | 45 | 500 | SH |  | SOLE |  | 0 | 0 | 500 |
| DISNEY WALT CO | COM DISNEY | 254687106 |  | 684 | 7876 | SH |  | SOLE |  | 0 | 0 | 7876 |
| DOLLAR TREE INC | COM | 256746108 |  | 3 | 22 | SH |  | SOLE |  | 0 | 0 | 22 |
| DOCUSIGN INC | COM | 256163106 |  | 11 | 200 | SH |  | SOLE |  | 0 | 0 | 200 |
| DOW INC | COM | 260557103 |  | 2 | 42 | SH |  | SOLE |  | 0 | 0 | 42 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 18 | 175 | SH |  | SOLE |  | 0 | 0 | 175 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 149 | 1232 | SH |  | SOLE |  | 0 | 0 | 1232 |
| DIGITAL WORLD ACQUISITION CO | *W EXP 06/30/202 | 25400Q113 |  | 0 | 125 | SH |  | SOLE |  | 0 | 0 | 125 |
| DXC TECHNOLOGY CO | COM | 23355L106 |  | 8 | 300 | SH |  | SOLE |  | 0 | 0 | 300 |
| EBAY INC. | COM | 278642103 |  | 138 | 3321 | SH |  | SOLE |  | 0 | 0 | 3321 |
| ENNIS INC | COM | 293389102 |  | 22 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| CONSOLIDATED EDISON INC | COM | 209115104 |  | 8 | 80 | SH |  | SOLE |  | 0 | 0 | 80 |
| ISHARES TR | EAFE VALUE ETF | 464288877 |  | 7 | 145 | SH |  | SOLE |  | 0 | 0 | 145 |
| EQUIFAX INC | COM | 294429105 |  | 8 | 42 | SH |  | SOLE |  | 0 | 0 | 42 |
| ISHARES TR | JPMORGAN USD EMG | 464288281 |  | 2 | 18 | SH |  | SOLE |  | 0 | 0 | 18 |
| WISDOMTREE TR | INDIA ERNGS FD | 97717W422 |  | 18 | 565 | SH |  | SOLE |  | 0 | 0 | 565 |
| ERICSSON | ADR B SEK 10 | 294821608 |  | 1 | 255 | SH |  | SOLE |  | 0 | 0 | 255 |
| EVERSOURCE ENERGY | COM | 30040W108 |  | 6 | 75 | SH |  | SOLE |  | 0 | 0 | 75 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 |  | 23 | 1953 | SH |  | SOLE |  | 0 | 0 | 1953 |
| EVERCORE INC | CLASS A | 29977A105 |  | 1298 | 11900 | SH |  | SOLE |  | 0 | 0 | 11900 |
| EVERGY INC | COM | 30034W106 |  | 56 | 886 | SH |  | SOLE |  | 0 | 0 | 886 |
| EXELON CORP | COM | 30161N101 |  | 15 | 340 | SH |  | SOLE |  | 0 | 0 | 340 |
| EXPEDITORS INTL WASH INC | COM | 302130109 |  | 4 | 36 | SH |  | SOLE |  | 0 | 0 | 36 |
| FORD MTR CO DEL | COM | 345370860 |  | 35 | 3000 | SH |  | SOLE |  | 0 | 0 | 3000 |
| FASTENAL CO | COM | 311900104 |  | 19 | 400 | SH |  | SOLE |  | 0 | 0 | 400 |
| FIRSTCASH HOLDINGS INC | COM | 33768G107 |  | 3 | 36 | SH |  | SOLE |  | 0 | 0 | 36 |
| FEDEX CORP | COM | 31428X106 |  | 4 | 21 | SH |  | SOLE |  | 0 | 0 | 21 |
| FIRSTENERGY CORP | COM | 337932107 |  | 13 | 308 | SH |  | SOLE |  | 0 | 0 | 308 |
| FLAHERTY  CRUMRINE TOTAL RE | COM | 338479108 |  | 16 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| GLACIER BANCORP INC NEW | COM | 37637Q105 |  | 2 | 35 | SH |  | SOLE |  | 0 | 0 | 35 |
| GENERAL ELECTRIC CO | COM NEW | 369604301 |  | 40 | 478 | SH |  | SOLE |  | 0 | 0 | 478 |
| GEN DIGITAL INC | COM | 668771108 |  | 9 | 400 | SH |  | SOLE |  | 0 | 0 | 400 |
| GRACO INC | COM | 384109104 |  | 7 | 99 | SH |  | SOLE |  | 0 | 0 | 99 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 47 | 550 | SH |  | SOLE |  | 0 | 0 | 550 |
| GENERAL MLS INC | COM | 370334104 |  | 273 | 3250 | SH |  | SOLE |  | 0 | 0 | 3250 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 62 | 700 | SH |  | SOLE |  | 0 | 0 | 700 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 160 | 1810 | SH |  | SOLE |  | 0 | 0 | 1810 |
| GXO LOGISTICS INCORPORATED | COMMON STOCK | 36262G101 |  | 12 | 290 | SH |  | SOLE |  | 0 | 0 | 290 |
| HOME DEPOT INC | COM | 437076102 |  | 148 | 468 | SH |  | SOLE |  | 0 | 0 | 468 |
| HONEYWELL INTL INC | COM | 438516106 |  | 27 | 124 | SH |  | SOLE |  | 0 | 0 | 124 |
| HORMEL FOODS CORP | COM | 440452100 |  | 6 | 125 | SH |  | SOLE |  | 0 | 0 | 125 |
| HOST HOTELS  RESORTS INC | COM | 44107P104 |  | 8 | 511 | SH |  | SOLE |  | 0 | 0 | 511 |
| HUBSPOT INC | COM | 443573100 |  | 6 | 21 | SH |  | SOLE |  | 0 | 0 | 21 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 169 | 1199 | SH |  | SOLE |  | 0 | 0 | 1199 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 |  | 34 | 335 | SH |  | SOLE |  | 0 | 0 | 335 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 63 | 1026 | SH |  | SOLE |  | 0 | 0 | 1026 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 18 | 384 | SH |  | SOLE |  | 0 | 0 | 384 |
| INNOVATIVE INDL PPTYS INC | COM | 45781V101 |  | 3 | 30 | SH |  | SOLE |  | 0 | 0 | 30 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 141 | 582 | SH |  | SOLE |  | 0 | 0 | 582 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 261 | 2755 | SH |  | SOLE |  | 0 | 0 | 2755 |
| INTEL CORP | COM | 458140100 |  | 297 | 11237 | SH |  | SOLE |  | 0 | 0 | 11237 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 |  | 36 | 135 | SH |  | SOLE |  | 0 | 0 | 135 |
| ISHARES TR | CORE 1 5 YR USD | 46432F859 |  | 144 | 3097 | SH |  | SOLE |  | 0 | 0 | 3097 |
| ILLINOIS TOOL WKS INC | COM | 452308109 |  | 4 | 17 | SH |  | SOLE |  | 0 | 0 | 17 |
| ISHARES TR | CORE TOTAL USD | 46434V613 |  | 150 | 3331 | SH |  | SOLE |  | 0 | 0 | 3331 |
| ISHARES TR | CORE S ETF | 464287200 |  | 1797 | 4677 | SH |  | SOLE |  | 0 | 0 | 4677 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 56 | 370 | SH |  | SOLE |  | 0 | 0 | 370 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 76 | 356 | SH |  | SOLE |  | 0 | 0 | 356 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 12 | 70 | SH |  | SOLE |  | 0 | 0 | 70 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 71 | 1049 | SH |  | SOLE |  | 0 | 0 | 1049 |
| ISHARES TR | DOW JONES US ETF | 464287846 |  | 136 | 1450 | SH |  | SOLE |  | 0 | 0 | 1450 |
| JACK IN THE BOX INC | COM | 466367109 |  | 72 | 1050 | SH |  | SOLE |  | 0 | 0 | 1050 |
| HENRY JACK  ASSOC INC | COM | 426281101 |  | 7 | 39 | SH |  | SOLE |  | 0 | 0 | 39 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 448 | 2535 | SH |  | SOLE |  | 0 | 0 | 2535 |
| NUVEEN PFD  INCOME TERM FD | COM | 67075A106 |  | 102 | 5500 | SH |  | SOLE |  | 0 | 0 | 5500 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 7703 | 57440 | SH |  | SOLE |  | 0 | 0 | 57440 |
| KELLOGG CO | COM | 487836108 |  | 124 | 1745 | SH |  | SOLE |  | 0 | 0 | 1745 |
| KYNDRYL HLDGS INC | COMMON STOCK | 50155Q100 |  | 2 | 166 | SH |  | SOLE |  | 0 | 0 | 166 |
| KIMBERLY CLARK CORP | COM | 494368103 |  | 610 | 4490 | SH |  | SOLE |  | 0 | 0 | 4490 |
| KINDER MORGAN INC DEL | COM | 49456B101 |  | 10 | 534 | SH |  | SOLE |  | 0 | 0 | 534 |
| CARMAX INC | COM | 143130102 |  | 2 | 34 | SH |  | SOLE |  | 0 | 0 | 34 |
| COCA COLA CO | COM | 191216100 |  | 425 | 6684 | SH |  | SOLE |  | 0 | 0 | 6684 |
| KROGER CO | COM | 501044101 |  | 324 | 7260 | SH |  | SOLE |  | 0 | 0 | 7260 |
| LIBERTY BROADBAND CORP | COM SER C | 530307305 |  | 3 | 41 | SH |  | SOLE |  | 0 | 0 | 41 |
| COHEN  STEERS LTD DURATION | COM | 19248C105 |  | 100 | 5250 | SH |  | SOLE |  | 0 | 0 | 5250 |
| LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 |  | 4 | 17 | SH |  | SOLE |  | 0 | 0 | 17 |
| LILLY ELI  CO | COM | 532457108 |  | 98 | 267 | SH |  | SOLE |  | 0 | 0 | 267 |
| LOWES COS INC | COM | 548661107 |  | 41 | 207 | SH |  | SOLE |  | 0 | 0 | 207 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 |  | 17 | 160 | SH |  | SOLE |  | 0 | 0 | 160 |
| LANDSTAR SYS INC | COM | 515098101 |  | 9 | 54 | SH |  | SOLE |  | 0 | 0 | 54 |
| LIBERTY MEDIA CORP DELAWARE | COM C SIRIUSXM | 531229607 |  | 5 | 124 | SH |  | SOLE |  | 0 | 0 | 124 |
| LUMEN TECHNOLOGIES INC | COM | 550241103 |  | 10 | 1910 | SH |  | SOLE |  | 0 | 0 | 1910 |
| LAMB WESTON HLDGS INC | COM | 513272104 |  | 5 | 54 | SH |  | SOLE |  | 0 | 0 | 54 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 34 | 98 | SH |  | SOLE |  | 0 | 0 | 98 |
| MARATHON DIGITAL HOLDINGS IN | COM | 565788106 |  | 2 | 625 | SH |  | SOLE |  | 0 | 0 | 625 |
| MCDONALDS CORP | COM | 580135101 |  | 53 | 200 | SH |  | SOLE |  | 0 | 0 | 200 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 33 | 500 | SH |  | SOLE |  | 0 | 0 | 500 |
| MEDTRONIC PLC | SHS | G5960L103 |  | 31 | 400 | SH |  | SOLE |  | 0 | 0 | 400 |
| METLIFE INC | COM | 59156R108 |  | 17 | 241 | SH |  | SOLE |  | 0 | 0 | 241 |
| META PLATFORMS INC | CL A | 30303M102 |  | 98 | 816 | SH |  | SOLE |  | 0 | 0 | 816 |
| MARKEL CORP | COM | 570535104 |  | 7 | 5 | SH |  | SOLE |  | 0 | 0 | 5 |
| MESA LABS INC | COM | 59064R109 |  | 83 | 500 | SH |  | SOLE |  | 0 | 0 | 500 |
| 3M CO | COM | 88579Y101 |  | 536 | 4466 | SH |  | SOLE |  | 0 | 0 | 4466 |
| MERCK  CO INC | COM | 58933Y105 |  | 252 | 2267 | SH |  | SOLE |  | 0 | 0 | 2267 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 66 | 781 | SH |  | SOLE |  | 0 | 0 | 781 |
| MICROSOFT CORP | COM | 594918104 |  | 1540 | 6422 | SH |  | SOLE |  | 0 | 0 | 6422 |
| M  T BK CORP | COM | 55261F104 |  | 29 | 200 | SH |  | SOLE |  | 0 | 0 | 200 |
| MERITAGE HOMES CORP | COM | 59001A102 |  | 46 | 500 | SH |  | SOLE |  | 0 | 0 | 500 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 9 | 170 | SH |  | SOLE |  | 0 | 0 | 170 |
| ANNALY CAP MGMT INC | COM | 035710839 |  | 17 | 827 | SH |  | SOLE |  | 0 | 0 | 827 |
| NRG ENERGY INC | COM NEW | 629377508 |  | 2195 | 68967 | SH |  | SOLE |  | 0 | 0 | 68967 |
| NOVAVAX INC | COM NEW | 670002401 |  | 1 | 60 | SH |  | SOLE |  | 0 | 0 | 60 |
| NVIDIA CORP | COM | 67066G104 |  | 101 | 692 | SH |  | SOLE |  | 0 | 0 | 692 |
| NEWS CORP NEW | CL A | 65249B109 |  | 3 | 138 | SH |  | SOLE |  | 0 | 0 | 138 |
| NUVEEN SELECT TAX-FREE INCOM | SH BEN INT | 67062F100 |  | 7 | 510 | SH |  | SOLE |  | 0 | 0 | 510 |
| REALTY INCOME CORP | COM | 756109104 |  | 127 | 2000 | SH |  | SOLE |  | 0 | 0 | 2000 |
| ORGANON  CO | COMMON STOCK | 68622V106 |  | 6 | 204 | SH |  | SOLE |  | 0 | 0 | 204 |
| ONE GAS INC | COM | 68235P108 |  | 8 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| ONEOK INC NEW | COM | 682680103 |  | 13 | 197 | SH |  | SOLE |  | 0 | 0 | 197 |
| OMEROS CORP | COM | 682143102 |  | 76 | 33505 | SH |  | SOLE |  | 0 | 0 | 33505 |
| OFFICE PPTYS INCOME TR | COM SHS BEN INT | 67623C109 |  | 3 | 200 | SH |  | SOLE |  | 0 | 0 | 200 |
| ORACLE CORP | COM | 68389X105 |  | 21 | 252 | SH |  | SOLE |  | 0 | 0 | 252 |
| PAYCHEX INC | COM | 704326107 |  | 355 | 3068 | SH |  | SOLE |  | 0 | 0 | 3068 |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 |  | 1 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| PEPSICO INC | COM | 713448108 |  | 54 | 300 | SH |  | SOLE |  | 0 | 0 | 300 |
| PFIZER INC | COM | 717081103 |  | 329 | 6418 | SH |  | SOLE |  | 0 | 0 | 6418 |
| PRINCIPAL FINL GROUP INC | COM | 74251V102 |  | 18 | 211 | SH |  | SOLE |  | 0 | 0 | 211 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 662 | 4371 | SH |  | SOLE |  | 0 | 0 | 4371 |
| INVESCO EXCHNG TRADED FD TR | PFD ETF | 46138E511 |  | 39 | 3500 | SH |  | SOLE |  | 0 | 0 | 3500 |
| PINNACLE WEST CAP CORP | COM | 723484101 |  | 8 | 110 | SH |  | SOLE |  | 0 | 0 | 110 |
| AMMO INC | COM | 00175J107 |  | 1 | 300 | SH |  | SOLE |  | 0 | 0 | 300 |
| PRIMERICA INC | COM | 74164M108 |  | 5 | 38 | SH |  | SOLE |  | 0 | 0 | 38 |
| SPDR SERIES TRUST | WELLS FG PFD ETF | 78464A292 |  | 53 | 1620 | SH |  | SOLE |  | 0 | 0 | 1620 |
| PHILLIPS 66 | COM | 718546104 |  | 31 | 299 | SH |  | SOLE |  | 0 | 0 | 299 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 11 | 156 | SH |  | SOLE |  | 0 | 0 | 156 |
| FIRST TR NASDAQ ABA CMNTY BK | UT COM SHS ETF | 33736Q104 |  | 24 | 460 | SH |  | SOLE |  | 0 | 0 | 460 |
| QUALCOMM INC | COM | 747525103 |  | 3 | 25 | SH |  | SOLE |  | 0 | 0 | 25 |
| SPDR INDEX SHS FDS | MSCI EAFE STRTGC | 78463X434 |  | 16 | 257 | SH |  | SOLE |  | 0 | 0 | 257 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 188 | 707 | SH |  | SOLE |  | 0 | 0 | 707 |
| QURATE RETAIL INC | COM SER A | 74915M100 |  | 0 | 229 | SH |  | SOLE |  | 0 | 0 | 229 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 |  | 13 | 114 | SH |  | SOLE |  | 0 | 0 | 114 |
| RIO TINTO PLC | SPONSORED ADR | 767204100 |  | 8 | 115 | SH |  | SOLE |  | 0 | 0 | 115 |
| RIVIAN AUTOMOTIVE INC | COM CL A | 76954A103 |  | 25 | 1344 | SH |  | SOLE |  | 0 | 0 | 1344 |
| RLI CORP | COM | 749607107 |  | 9 | 66 | SH |  | SOLE |  | 0 | 0 | 66 |
| COHEN  STEERS REIT  PFD | COM | 19247X100 |  | 1121 | 55000 | SH |  | SOLE |  | 0 | 0 | 55000 |
| ROSS STORES INC | COM | 778296103 |  | 7 | 58 | SH |  | SOLE |  | 0 | 0 | 58 |
| LATTICE STRATEGIES TR | HARTFORD US EQTY | 518416409 |  | 86 | 2210 | SH |  | SOLE |  | 0 | 0 | 2210 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 10 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| RXO INC | COMMON STOCK | 74982T103 |  | 5 | 290 | SH |  | SOLE |  | 0 | 0 | 290 |
| INVESCO EXCHANGE TRADED FD T | S EQL TEC | 46137V282 |  | 12 | 50 | SH |  | SOLE |  | 0 | 0 | 50 |
| SAP SE | SPON ADR | 803054204 |  | 2 | 15 | SH |  | SOLE |  | 0 | 0 | 15 |
| STARBUCKS CORP | COM | 855244109 |  | 40 | 400 | SH |  | SOLE |  | 0 | 0 | 400 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 |  | 4549 | 101512 | SH |  | SOLE |  | 0 | 0 | 101512 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 3717 | 49209 | SH |  | SOLE |  | 0 | 0 | 49209 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 |  | 253 | 7868 | SH |  | SOLE |  | 0 | 0 | 7868 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 316 | 5690 | SH |  | SOLE |  | 0 | 0 | 5690 |
| SCHWAB STRATEGIC TR | US REIT ETF | 808524847 |  | 48 | 2475 | SH |  | SOLE |  | 0 | 0 | 2475 |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 |  | 273 | 5656 | SH |  | SOLE |  | 0 | 0 | 5656 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 |  | 1540 | 29730 | SH |  | SOLE |  | 0 | 0 | 29730 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 |  | 91 | 1380 | SH |  | SOLE |  | 0 | 0 | 1380 |
| SCHWAB CHARLES CORP NEW | COM | 808513105 |  | 6 | 71 | SH |  | SOLE |  | 0 | 0 | 71 |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 |  | 229 | 5023 | SH |  | SOLE |  | 0 | 0 | 5023 |
| SPDR SERIES TRUST | S DIVID ETF | 78464A763 |  | 1160 | 9270 | SH |  | SOLE |  | 0 | 0 | 9270 |
| SHOPIFY INC | CL A | 82509L107 |  | 5 | 140 | SH |  | SOLE |  | 0 | 0 | 140 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 41 | 500 | SH |  | SOLE |  | 0 | 0 | 500 |
| SIRIUS XM HLDGS INC | COM | 82968B103 |  | 2 | 425 | SH |  | SOLE |  | 0 | 0 | 425 |
| SMUCKER J M CO | COM NEW | 832696405 |  | 266 | 1680 | SH |  | SOLE |  | 0 | 0 | 1680 |
| TANGER FACTORY OUTLET CTRS I | COM | 875465106 |  | 102 | 5700 | SH |  | SOLE |  | 0 | 0 | 5700 |
| SUN LIFE FINL INC | COM | 866796105 |  | 23 | 500 | SH |  | SOLE |  | 0 | 0 | 500 |
| SNAP INC | CL A | 83304A106 |  | 0 | 16 | SH |  | SOLE |  | 0 | 0 | 16 |
| SUNDIAL GROWERS INC | COM | 83307B101 |  | 0 | 40 | SH |  | SOLE |  | 0 | 0 | 40 |
| SOUTHERN CO | COM | 842587107 |  | 894 | 12525 | SH |  | SOLE |  | 0 | 0 | 12525 |
| INVESCO EXCHANGE TRADED FD T | S QUALITY | 46137V241 |  | 20 | 450 | SH |  | SOLE |  | 0 | 0 | 450 |
| SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | 848574109 |  | 9 | 300 | SH |  | SOLE |  | 0 | 0 | 300 |
| SPDR SER TR | PORTFLI INTRMDIT | 78464A672 |  | 142 | 5034 | SH |  | SOLE |  | 0 | 0 | 5034 |
| SQUARE INC | CL A | 852234103 |  | 1 | 8 | SH |  | SOLE |  | 0 | 0 | 8 |
| PROSHARES TR | ULTRAPRO SHT QQQ | 74347G432 |  | 3 | 60 | SH |  | SOLE |  | 0 | 0 | 60 |
| SEMPRA ENERGY | COM | 816851109 |  | 161 | 1040 | SH |  | SOLE |  | 0 | 0 | 1040 |
| ELEVATION SERIES TRUST | SRH US QUALITY | 210322103 |  | 97844 | 3670755 | SH |  | SOLE |  | 0 | 0 | 3670755 |
| SENSATA TECHNOLOGIES HLDG PL | SHS | G8060N102 |  | 4 | 110 | SH |  | SOLE |  | 0 | 0 | 110 |
| STAG INDL INC | COM | 85254J102 |  | 191 | 5900 | SH |  | SOLE |  | 0 | 0 | 5900 |
| SRH TOTAL RETURN FUND INC | COM | 101507101 |  | 2358 | 185644 | SH |  | SOLE |  | 0 | 0 | 185644 |
| STELLANTIS N.V | SHS | N82405106 |  | 51 | 3587 | SH |  | SOLE |  | 0 | 0 | 3587 |
| STEEL DYNAMICS INC | COM | 858119100 |  | 49 | 500 | SH |  | SOLE |  | 0 | 0 | 500 |
| SYSCO CORP | COM | 871829107 |  | 23 | 300 | SH |  | SOLE |  | 0 | 0 | 300 |
| AT INC | COM | 00206R102 |  | 110 | 5991 | SH |  | SOLE |  | 0 | 0 | 5991 |
| MOLSON COORS BREWING CO | CL B | 60871R209 |  | 3 | 55 | SH |  | SOLE |  | 0 | 0 | 55 |
| TRANSDIGM GROUP INC | COM | 893641100 |  | 6 | 9 | SH |  | SOLE |  | 0 | 0 | 9 |
| ATLASSIAN CORP PLC | CL A | 049468101 |  | 6 | 43 | SH |  | SOLE |  | 0 | 0 | 43 |
| BIO-TECHNE CORP | COM | 09073M104 |  | 4 | 52 | SH |  | SOLE |  | 0 | 0 | 52 |
| TARGET CORP | COM | 87612E106 |  | 298 | 2000 | SH |  | SOLE |  | 0 | 0 | 2000 |
| TJX COS INC NEW | COM | 872540109 |  | 4 | 46 | SH |  | SOLE |  | 0 | 0 | 46 |
| TOYOTA MOTOR CORP | SP ADR REP2COM | 892331307 |  | 2 | 17 | SH |  | SOLE |  | 0 | 0 | 17 |
| TRINITY INDS INC | COM | 896522109 |  | 58 | 1950 | SH |  | SOLE |  | 0 | 0 | 1950 |
| TRAVELERS COMPANIES INC | COM | 89417E109 |  | 97 | 515 | SH |  | SOLE |  | 0 | 0 | 515 |
| TESLA INC | COM | 88160R101 |  | 323 | 2625 | SH |  | SOLE |  | 0 | 0 | 2625 |
| 2SEVENTY BIO INC | COMMON STOCK | 901384107 |  | 0 | 6 | SH |  | SOLE |  | 0 | 0 | 6 |
| THE TRADE DESK INC | COM CL A | 88339J105 |  | 13 | 280 | SH |  | SOLE |  | 0 | 0 | 280 |
| TEXTRON INC | COM | 883203101 |  | 58 | 822 | SH |  | SOLE |  | 0 | 0 | 822 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 49 | 2000 | SH |  | SOLE |  | 0 | 0 | 2000 |
| UNILEVER PLC | SPON ADR NEW | 904767704 |  | 15 | 304 | SH |  | SOLE |  | 0 | 0 | 304 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 10 | 18 | SH |  | SOLE |  | 0 | 0 | 18 |
| UNION PAC CORP | COM | 907818108 |  | 269 | 1300 | SH |  | SOLE |  | 0 | 0 | 1300 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 10 | 60 | SH |  | SOLE |  | 0 | 0 | 60 |
| COHEN  STEERS INFRASTRUCTUR | COM | 19248A109 |  | 9790 | 408104 | SH |  | SOLE |  | 0 | 0 | 408104 |
| VISA INC | COM CL A | 92826C839 |  | 7 | 34 | SH |  | SOLE |  | 0 | 0 | 34 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 16 | 89 | SH |  | SOLE |  | 0 | 0 | 89 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 |  | 93 | 1200 | SH |  | SOLE |  | 0 | 0 | 1200 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 858 | 11407 | SH |  | SOLE |  | 0 | 0 | 11407 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 3 | 79 | SH |  | SOLE |  | 0 | 0 | 79 |
| PARAMOUNT GLOBAL | CLASS B COM | 92556H206 |  | 4 | 248 | SH |  | SOLE |  | 0 | 0 | 248 |
| VICI PPTYS INC | COM | 925652109 |  | 217 | 6693 | SH |  | SOLE |  | 0 | 0 | 6693 |
| VANGUARD GROUP | DIV APP ETF | 921908844 |  | 1973 | 12994 | SH |  | SOLE |  | 0 | 0 | 12994 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 11 | 134 | SH |  | SOLE |  | 0 | 0 | 134 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 2962 | 8430 | SH |  | SOLE |  | 0 | 0 | 8430 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 231 | 1208 | SH |  | SOLE |  | 0 | 0 | 1208 |
| VIATRIS INC | COM | 92556V106 |  | 0 | 14 | SH |  | SOLE |  | 0 | 0 | 14 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 2 | 51 | SH |  | SOLE |  | 0 | 0 | 51 |
| VANGUARD STAR FD | VG TL INTL STK F | 921909768 |  | 21 | 400 | SH |  | SOLE |  | 0 | 0 | 400 |
| VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 |  | 1285 | 11879 | SH |  | SOLE |  | 0 | 0 | 11879 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 126 | 3193 | SH |  | SOLE |  | 0 | 0 | 3193 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 |  | 6 | 685 | SH |  | SOLE |  | 0 | 0 | 685 |
| WD-40 CO | COM | 929236107 |  | 5 | 34 | SH |  | SOLE |  | 0 | 0 | 34 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 1758 | 42575 | SH |  | SOLE |  | 0 | 0 | 42575 |
| WHIRLPOOL CORP | COM | 963320106 |  | 1 | 5 | SH |  | SOLE |  | 0 | 0 | 5 |
| SPDR SERIES TRUST | FTSE INT GVT ETF | 78464A490 |  | 11 | 260 | SH |  | SOLE |  | 0 | 0 | 260 |
| WILLIS TOWERS WATSON PUB LTD | SHS | G96629103 |  | 1097 | 4486 | SH |  | SOLE |  | 0 | 0 | 4486 |
| WALMART INC | COM | 931142103 |  | 2638 | 18606 | SH |  | SOLE |  | 0 | 0 | 18606 |
| WP CAREY INC | COM | 92936U109 |  | 12 | 150 | SH |  | SOLE |  | 0 | 0 | 150 |
| W R BERKLEY CORPORATION | COM | 084423102 |  | 8 | 109 | SH |  | SOLE |  | 0 | 0 | 109 |
| UNITED STATES STL CORP NEW | COM | 912909108 |  | 45 | 1800 | SH |  | SOLE |  | 0 | 0 | 1800 |
| XCEL ENERGY INC | COM | 98389B100 |  | 129 | 1833 | SH |  | SOLE |  | 0 | 0 | 1833 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 125 | 1007 | SH |  | SOLE |  | 0 | 0 | 1007 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 86 | 634 | SH |  | SOLE |  | 0 | 0 | 634 |
| INVESCO EXCHNG TRADED FD TR | S MIDCP LOW | 46138E198 |  | 330 | 6175 | SH |  | SOLE |  | 0 | 0 | 6175 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 143 | 1293 | SH |  | SOLE |  | 0 | 0 | 1293 |
| XPO LOGISTICS INC | COM | 983793100 |  | 10 | 290 | SH |  | SOLE |  | 0 | 0 | 290 |
| ADVISORSHARES TR | PURE CANNABIS | 00768Y495 |  | 3 | 750 | SH |  | SOLE |  | 0 | 0 | 750 |
| YUM BRANDS INC | COM | 988498101 |  | 332 | 2590 | SH |  | SOLE |  | 0 | 0 | 2590 |
| ETF SER SOLUTIONS | ACQUIRERS FD | 26922A263 |  | 450 | 17485 | SH |  | SOLE |  | 0 | 0 | 17485 |
| ZIM INTEGRATED SHIPPING SERV | SHS | M9T951109 |  | 0 | 15 | SH |  | SOLE |  | 0 | 0 | 15 |
| ZSCALER INC | COM | 98980G102 |  | 4 | 37 | SH |  | SOLE |  | 0 | 0 | 37 |

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