# EDGAR Filing Document

**Accession Number:** 0002004244
**File Stem:** 0000950103-25-007073
**Filing Date:** 2025-6
**Character Count:** 46993
**Document Hash:** 9d3833b54259eba10f035d4ea76184b9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000950103-25-007073.hdr.sgml**: 20250605

**ACCESSION NUMBER**: 0000950103-25-007073

**CONFORMED SUBMISSION TYPE**: SCHEDULE 13D/A

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20250605

**DATE AS OF CHANGE**: 20250605

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CARRIER GLOBAL Corp
- **CENTRAL INDEX KEY:** 0001783180
- **STANDARD INDUSTRIAL CLASSIFICATION:** AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585]
- **ORGANIZATION NAME:** 06 Technology
- **EIN:** 834051582
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SCHEDULE 13D/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-91500
- **FILM NUMBER:** 251028396

**BUSINESS ADDRESS:**
- **STREET 1:** 13995 PASTEUR BOULEVARD
- **CITY:** PALM BEACH GARDENS
- **STATE:** FL
- **ZIP:** 33418
- **BUSINESS PHONE:** 5613652000

**MAIL ADDRESS:**
- **STREET 1:** 13995 PASTEUR BOULEVARD
- **CITY:** PALM BEACH GARDENS
- **STATE:** FL
- **ZIP:** 33418

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Carrier Global Corp
- **DATE OF NAME CHANGE:** 20190722
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Viessmann Generations Group GmbH & Co. KG
- **CENTRAL INDEX KEY:** 0002004244

**ORGANIZATION NAME:**
- **EIN:** 000000000

**FILING VALUES:**
- **FORM TYPE:** SCHEDULE 13D/A

**BUSINESS ADDRESS:**
- **STREET 1:** BIRKENREID 1
- **CITY:** BATTENBERG
- **STATE:** 2M
- **ZIP:** 35088
- **BUSINESS PHONE:** 49 (0) 645 2929 6000

**MAIL ADDRESS:**
- **STREET 1:** BIRKENREID 1
- **CITY:** BATTENBERG
- **STATE:** 2M
- **ZIP:** 35088

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Viessmann Group GmbH & Co. KG
- **DATE OF NAME CHANGE:** 20231212

## Exhibit 99.13

**Exhibit 99.13**

**<u>BLOCK TRADE PURCHASE AGREEMENT</u>**

June 5, 2025

**4,267,425 Shares of Common Stock of Carrier Global Corporation**

This agreement (this "<u>Agreement</u>") dated June 5, 2025, sets out the terms under which Carrier Global Corporation, a Delaware corporation ("<u>Carrier</u>", the "<u>Issuer</u>" or "<u>Buyer</u>") will purchase shares of common stock, par value $0.01 per share ("<u>Common Stock</u>") of the Issuer from Viessmann Traeger HoldCo GmbH, a limited liability company (*Gesellschaft mit beschränkter Haftung*) organized under the laws of Germany ("<u>Seller</u>").

WHEREAS, Seller intends to sell 4,267,425 shares of Common Stock (the "<u>Broker Sale</u>") in a block trade pursuant to Rule 144 under the Securities Act of 1933, as amended (the "<u>Securities Act</u>"), via J.P. Morgan Securities LLC (or an affiliate thereof) (the "<u>Broker</u>");

WHEREAS, substantially concurrently with the Broker Sale, Seller desires to sell to Carrier, and Carrier desires to purchase from Seller, 4,267,425 shares of Common Stock (the "<u>Repurchased Shares</u>"), upon the terms and conditions set forth in this Agreement;

NOW, THEREFORE, in consideration of the mutual covenants and agreements set forth herein and for good and valuable consideration, the receipt and adequacy of which are hereby acknowledged, the parties hereto agree as follows:

1. <u>Purchase and Sale</u> 

Subject to the terms and conditions set forth in this Agreement, Seller agrees to sell the Repurchased Shares, free and clear of all liens, charges or other encumbrances (other than those that may exist pursuant to the organizational documents of the Issuer or those arising under applicable securities laws), and Buyer agrees to purchase (the "<u>Repurchase</u>") and pay for the Repurchased Shares at a price of $70.30 per share for a total consideration of $299,999,997.50 (the "<u>Purchase Price</u>"), which price is equal to the price per share at which the Broker buys the shares in the Broker Sale. For the avoidance of doubt, the Purchase Price shall not be reduced by, and Buyer shall not be responsible for, any fees or commissions payable by Seller to the Broker in connection with the Broker Sale or the transactions contemplated by this Agreement, which shall be borne solely by Seller.

2. <u>Closing and Payment</u> 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a) Substantially concurrently with the execution of the Broker Sale, Seller shall instruct the transfer agent
to transfer the Repurchased Shares to an account designated by Buyer.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(b) By July 20, 2025 (the " <u>Delivery Date</u> ") Seller shall deliver or cause to be delivered
to the transfer agent (Computershare) the duly executed instruments of transfer or assignment (with all necessary and appropriate medallion
guaranties), in each case dated as of the date of this Agreement; *provided*, that the Delivery Date shall be no earlier than July
1, 2025.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(c) Subject to the completion of the actions described in <u>Sections **‎** 2(a)</u> and  **<u>‎</u>** <u>2(b)</u> of this Agreement, Buyer shall, on July 31, 2025 (the " <u>Payment Date</u> "), pay to Seller the Purchase Price together with interest accruing from the date on which the actions described in Sections
2(a) and 2(b) were completed through and including the Payment Date, at a rate equal to the one-month rate published by the U.S. Department
of the Treasury on the first business day of the calendar month in which such interest begins to accrue, by wire transfer in immediately
available funds to an account designated by Seller. Buyer shall promptly on the Payment Date provide evidence to Seller that it has initiated
a wire of the Purchase Price plus such accrued interest to such account.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(d) Seller undertakes with Buyer that it will bear and pay any stamp or other similar taxes or duties on or
in connection with the sale and transfer of the Repurchased Shares to be sold by Seller and the execution and delivery of this Agreement.
Except as set forth in the foregoing sentence, each of Seller and Buyer shall bear its own taxes and duties in connection with the transaction
contemplated hereby.

3. <u>Expenses</u> 

Seller and Buyer shall each bear their own legal costs and all other costs and out-of-pocket expenses incurred by them in connection with the negotiation, preparation, execution, and performance of this Agreement and the transactions contemplated herein, and neither party shall be liable for any such costs or expenses incurred by the other.

4. <u>Representations, Warranties and Covenants</u> 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a) Seller represents and warrants to Buyer as follows, in each case as of the date of this Agreement and
as of the Delivery Date:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(i) that Seller is the holder and legal owner of the Repurchased Shares, free from all liens, charges and
other encumbrances (other than those that may exist pursuant to the organizational documents of the Issuer, those arising under applicable
securities laws or those under the Investor Rights Agreement, dated as of January 2, 2024, by and between Carrier and Viessmann Generations
Group GmbH & Co. KG (formerly known as Viessmann Group GmbH & Co. KG) (the " <u>IRA</u> ")), and no person beneficially
owns (as such term is defined in Rule 13d-3 of the Securities Exchange Act of 1934, as amended (the " <u>Securities Act</u> ")
the Repurchased Shares other than as disclosed in the Schedule 13D/A filed by Seller with the SEC on November 26, 2024;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(ii) that Seller has the power and authority to sell the Repurchased Shares hereunder and no person has any
conflicting right, contingent or otherwise, to purchase or to be offered for purchase, the Repurchased Shares;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(iii) that the execution, delivery and performance of this Agreement has been duly authorized by Seller and
upon execution and delivery of the Agreement by Buyer and Seller, will constitute a legal, valid and binding obligation of Seller;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(iv) that the execution, delivery and performance of this Agreement by Seller (a) will not infringe any law
or regulation applicable to Seller, (b) is not and will not be contrary to the provisions of the constitutional documents of Seller and
(c) and will not result in any breach of the terms of, or constitute a default under, any instrument or agreement to which Seller is a
party or by which it or its property is bound, except in the case of (a) and (c) for such that would not, individually or in the aggregate,
result in a material adverse effect on Seller's ability to enter into and consummate the transactions contemplated by, this Agreement;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(v) that so far as Seller is aware, there are no restrictions (contractual or otherwise) prohibiting or otherwise
affecting the sale or transfer of the Repurchased Shares to Buyer, other than those necessary to ensure compliance with the registration
requirements of the Securities Act or an exemption therefrom;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(vi) that all consents and approvals of any court, government department or other regulatory body required
by Seller for the offering of the Repurchased Shares and the execution, delivery and performance of the terms of this Agreement have been
obtained and are in full force and effect;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(vii) that the Broker Sale (A) has been negotiated on an arm's length basis, including the price per share
of Common Stock to be sold in the Broker Sale and (B) represents the only agreement, arrangement or understanding between Seller and the
Broker in connection with the Broker Sale or in respect of the shares of Common Stock to be sold therein; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(viii) Seller acknowledges and agrees that neither Buyer nor any of its representatives has made or will be deemed
to have made (and Seller is not relying on) any express or implied representation or warranty regarding the transactions contemplated
by this Agreement, either written or oral, except as expressly set forth in <u>Section **‎** 4(b)</u> of this Agreement.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(b) Buyer represents and warrants to Seller as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(i) that Buyer has the power and authority to purchase the Repurchased Shares hereunder and no person has
any conflicting right, contingent or otherwise, to purchase or to be offered for purchase, the Repurchased Shares;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(ii) that the execution, delivery and performance of this Agreement has been duly authorized by Buyer and upon
execution and delivery of the

Agreement by Buyer and Seller will constitute a legal, valid and binding obligation of Buyer, Buyer has taken all such actions as are required to cause the exemption of the transaction contemplated hereby under Rule 16b-3(e) of the Securities Act;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(iii) that the execution, delivery and performance of this Agreement by Buyer (a) will not infringe any law
or regulation applicable to Buyer and (b) is not and will not be contrary to the provisions of the constitutional documents of Buyer and
(c) and will not result in any breach of the terms of, or constitute a default under, any instrument or agreement to which Buyer is a
party or by which it or its property is bound, except in the case of (a) and (c) for such that would not, individually or in the aggregate,
result in a material adverse effect on Buyer's ability to enter into and consummate the transactions contemplated by, this Agreement;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(iv) that, so far as Buyer is aware, there are no restrictions (contractual or otherwise) prohibiting or otherwise
affecting the sale or transfer of the Repurchased Shares to Buyer, other than those necessary to ensure compliance with the registration
requirements of the Securities Act or an exemption therefrom;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(v) that all consents and approvals of any court, government department or other regulatory body required
by Buyer for the purchase of the Repurchased Shares and the execution, delivery and performance of the terms of this Agreement have been
obtained and are in full force and effect; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(vi) Buyer acknowledges and agrees that neither Seller nor any of their representatives has made or will be
deemed to have made (and Buyer is not relying on) any express or implied representation or warranty regarding the transactions contemplated
by this Agreement, either written or oral, except as expressly set forth in <u>Section **‎** 4(a)</u> of this Agreement.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(c) For U.S. federal (and applicable state and local) income tax purposes, Buyer and Seller agree to treat
the Repurchase as (i) a distribution described in Section 301 of the U.S. Internal Revenue Code of 1986, as amended (the " <u>Code</u> ")
and (ii) a dividend described in Section 4501(e)(6) of the Code. No party shall take any position inconsistent with the foregoing on any
tax return or with any U.S. governmental authority, in each case, except to the extent otherwise required pursuant to a "determination"
within the meaning of Section 1313(a) of the Code (or any applicable analogous provision of state or local tax law). Seller shall
provide any information that is within the Seller's possession (and any certification to that effect) requested by Buyer to the
extent necessary to comply with U.S. Department of the Treasury Proposed Regulations Section 58.4501-3(g)(3) (or any successor regulation
thereto in substantially the same form). For the avoidance of doubt, nothing herein shall require the Buyer to treat the

Repurchase as a dividend for tax purposes in Germany or any other non-U.S. jurisdiction.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(d) Seller, on behalf of itself and any of its affiliates, partners or subsidiaries (the " <u>Seller Group</u> "), agrees that (i) any taxes arising from the Repurchase imposed on or payable by the Seller Group (including, for the
avoidance of doubt, any deduction and withholding described in <u>Section 6</u> of this Agreement) shall not constitute a "Tax which
is imposed on and payable by Seller, any of its partners or any company of the Remaining Seller's Group" for purposes of Schedule
14, Section 5 of that certain Share Purchase Agreement, dated as of April 25, 2023, by and between Blitz F23-620 GmbH, Viessmann Group
GmbH & Co. KG and the Buyer (the " <u>Vienna Reverse Tax Payment Provision</u> "), and (ii) any reduction of a tax loss
or tax loss-carry forward arising from the Repurchase attributable to the Seller Group (including, for the avoidance of doubt, any reduction
of a tax loss or tax loss-carry forward as a result of any deduction and withholding described in <u>Section **‎** 6</u> of this Agreement) shall not constitute a "reduction of a Tax loss or Tax loss-carry forward" attributable to the Remaining
Seller Group for purposes of the Vienna Reverse Tax Payment Provision.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(e) Neither Buyer nor any of its subsidiaries is or has been a United States real property holding corporation
within the meaning of Section 897(c)(2) of the Code during the applicable period specified in Section 897(c)(1)(A)(ii) of the Code. The
Buyer acknowledges that no tax is required to be withheld by it under Section 1445 of the Code.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(f) Seller and Buyer each covenant with each other that it will keep the other party indemnified against any
losses, liabilities, costs, claims, actions and demands which it may incur, or which may be made against it as a result of in relation
to any actual or alleged misrepresentation in or breach of any of the above representations, warranties or covenants and will reimburse
the other party for all reasonable and documented costs, charges and expenses which it may pay or incur in connection with investigating,
disputing or defending any such action or claim; *provided*, however, that in no event shall any indemnity under this Section 4(f)
exceed the Purchase Price.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(g) The above representations, warranties and indemnity shall continue in full force and effect notwithstanding
any investigation by or on behalf of Buyer or Seller or the completion of this Agreement until the date that is eighteen (18) months after
the date hereof. Notwithstanding anything that may be expressed or implied in this Agreement, each party hereto acknowledges and agrees
that, other than Seller and Buyer, as applicable, solely to the extent provided herein, no recourse under this Agreement shall be had
against any former, current or future directors, officers, employees, agents, general or limited partners, managers, members, stockholders,
equity owners, controlling persons or affiliates of any Seller or any former, current or future director, officer, employee, agent, general
or limited partner, manager, member, stockholder, equity owner, or controlling person of any of the foregoing, or any heir, executor,
administrator, successor or assign of

any of the foregoing (collectively, the "<u>No Recourse Parties</u>"), whether by the enforcement of any assessment or by any legal or equitable proceeding, or by virtue of any statute, regulation or other applicable law, it being expressly agreed and acknowledged that no personal liability whatsoever shall attach to, be imposed on or otherwise be incurred by any No Recourse Party for any obligation of Seller or Buyer, as applicable, under this Agreement or any agreements, documents or instruments delivered in connection with this Agreement for any claim based on, in respect of or by reason of such obligations or their creation.

5. <u>Waiver</u> 

Carrier hereby irrevocably waives the provisions of Section 2.1(d)(iii) of the IRA, solely with respect to the transactions contemplated by this Agreement and the Broker Sale. This waiver shall not be deemed or construed as a waiver of any other term, condition, right, or obligation under the IRA.

6. <u>Withholding</u> 

Notwithstanding any other provision in this Agreement, except as specified in this Section 6 of this Agreement, Buyer and any other applicable withholding agent shall have the right to deduct and withhold any required U.S. federal income taxes from any payments to be made hereunder. Seller acknowledges that Buyer shall be required under applicable law to withhold on payments made under this Agreement and remit payments to the U.S. Internal Revenue Service. If the Seller furnishes to the Buyer a duly completed and executed IRS Form W-8BEN-E establishing an eligibility for benefits under the U.S.-Germany income tax treaty, the Buyer shall withhold at a rate not in excess of the rate set forth in the treaty and applicable law. To the extent that amounts are so withheld and remitted to the U.S. Internal Revenue Service, such withheld amounts shall be treated for all purposes of this Agreement as having been delivered and paid to Seller or any other recipient of payment in respect of which such deduction and withholding was made. Buyer shall provide Seller upon request evidence reasonably satisfactory to the Seller regarding the amount of withholding that was remitted to the Internal Revenue Service.

7. <u>Law and jurisdiction</u> 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a) This Agreement shall be governed by and construed in accordance with the law of the State of Delaware,
without regard to the conflicts of law rules of such state that would cause the law of any other jurisdiction to apply.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(b) The parties hereto agree that any suit, action or proceeding seeking to enforce any provision of, or based
on any matter arising out of or in connection with, this Agreement or the transactions contemplated hereby shall be brought exclusively
in the Delaware Court of Chancery in and for New Castle County, or in the event (but only in the event) that such Delaware Court of Chancery
does not have subject matter jurisdiction over such dispute, the United States District Court for the District of Delaware; *provided*,
however, that if such court does not have

jurisdiction, any such action shall be brought exclusively in any other state court sitting in the State of Delaware, so long as such courts shall have subject matter jurisdiction over such suit, action or proceeding, and that any cause of action arising out of this Agreement shall be deemed to have arisen from a transaction of business in the State of Delaware, and each of the parties hereby irrevocably consents to the jurisdiction of such courts (and of the appropriate appellate courts therefrom) in any such suit, action or proceeding and irrevocably waives, to the fullest extent permitted by law, any objection that it may now or hereafter have to the laying of the venue of any such suit, action or proceeding in any such court or that any such suit, action or proceeding brought in any such court has been brought in an inconvenient forum. Process in any such suit, action or proceeding may be served on any party anywhere in the world, whether within or without the jurisdiction of any such court.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(c) EACH OF THE PARTIES HERETO HEREBY IRREVOCABLY WAIVES ANY AND ALL RIGHT TO TRIAL BY JURY IN ANY LEGAL PROCEEDING
ARISING OUT OF OR RELATED TO THIS AGREEMENT OR THE TRANSACTIONS CONTEMPLATED HEREBY.

8. <u>Notices and Integration</u> 

This Agreement shall reflect the entire agreement between the parties, and there are no other terms other than those reflected in it, whether based on email or oral communications.

Any notice or other communication to be given by either Buyer or Seller shall be in writing and may be delivered by hand, sent by registered or certified mail (return receipt requested), by a nationally recognized courier service, or by electronic mail, in each case addressed to the other party at the contact details set out below.

A notice shall be effective upon receipt and shall be deemed to have been received: (i) at the time of delivery, if delivered by hand, or overnight courier; or (ii) at the time of transmission if sent by email (receipt confirmation requested).

Notice for Buyer:

Carrier Global Corporation<br> 13955 Pasteur Boulevard

Palm Beach Gardens

Florida 33418

Attention: Francesca Campbell

With copy (which shall not constitute notice) to:

Paul, Weiss, Rifkind, Wharton & Garrison LLP<br> 1285 Avenue of the Americas<br> New York, NY 10019<br>

Attention: Scott A. Barshay, Esq.; John C. Kennedy, Esq.; Laura C. Turano, Esq.

Notice for Seller:

Viessmann Traeger HoldCo GmbH

Im Birkenried 1

35088 Battenberg (Eder)

Germany

Attention: Boris Scukanec Hopinski; Christopher Höfer; Jan Christoph Clausen

With copy (which shall not constitute notice) to:

Davis Polk & Wardwell London LLP<br> 5 Aldermanbury Square

London EC2V 7HR

United Kingdom<br> Attention: Leo Borchardt, Esq.

9. <u>Miscellaneous</u> 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a) Each of the parties hereto agrees that no provision of this Agreement may be amended or modified, and
this Agreement may not be terminated, unless such amendment or modification or termination is in writing and signed by Buyer and Seller. No
failure or delay by any party in exercising any right, power or privilege hereunder shall operate as a waiver thereof nor shall any single
or partial exercise thereof preclude any other or further exercise thereof or the exercise of any other right, power or privilege. The
rights and remedies herein provided shall be cumulative and not exclusive of any rights or remedies provided by applicable law.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(b) The heading to each clause is included for convenience only and shall not affect the construction of this
Agreement.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(c) It is the intent of the parties that the provisions of this Agreement shall be enforced to the fullest
extent permissible under applicable law and public policies applied in each jurisdiction in which enforcement is sought. If
any particular provision or portion of this Agreement shall be adjudicated to be invalid or unenforceable, such provision or portion thereof
shall be deemed amended to the minimum extent necessary to render such provision or portion valid and enforceable, and such amendment
will apply only with respect to the operation of such provision or portion in the particular jurisdiction in which such adjudication is
made.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(d) This Agreement may be executed in two or more counterparts, all of which shall be considered one and the
same agreement and shall become effective when counterparts have been signed by each of the parties and delivered to the other parties,
it being understood that each party need not sign the same counterpart. This Agreement and any signed agreement or instrument
entered into in connection with this Agreement, and any amendments or waivers hereto or thereto, to the extent signed and delivered by
means of electronic signature or by e-mail delivery of an electronic data file, shall be treated in all manner and respects as an original
agreement or instrument and shall be considered to have the same binding legal effect as if it were the original signed version thereof
delivered in person. No party hereto or to any such agreement or instrument shall raise the use of electronic signature or
e-mail delivery of an electronic data file to deliver a signature to this Agreement or any amendment hereto or the fact that any signature
or agreement or instrument was transmitted or communicated through the use of electronic signature or e-mail delivery of an electronic
data file as a defense to the formation of a contract and each party hereto forever waives any such defense.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(e) This Agreement (including the documents and the instruments referred to in this Agreement) constitutes
the entire agreement and supersedes all prior agreements and understandings, both written and oral, between the parties with respect to
the subject matter of this Agreement.

[*The remainder of this page was intentionally left blank*]

If the foregoing is in accordance with your understanding, please sign and return to us a counterpart hereof. Upon acceptance by you this Agreement and such acceptance shall constitute a binding agreement between Buyer and Seller.

---

| | | |
|:---|:---|:---|
| Yours faithfully, | Yours faithfully, | Yours faithfully, |
| CARRIER GLOBAL CORPORATION | CARRIER GLOBAL CORPORATION | CARRIER GLOBAL CORPORATION |
| By: | /s/ Francesca Campbell | /s/ Francesca Campbell |
|  | Name: | Francesca Campbell |
|  | Title: | Senior Vice President & Chief Legal Officer |

---

[*Signature Page to Block Trade Purchase Agreement*]

---

| | | |
|:---|:---|:---|
| Agreed to and accepted by Seller: | Agreed to and accepted by Seller: | Agreed to and accepted by Seller: |
| Viessmann Traeger HoldCo GmbH | Viessmann Traeger HoldCo GmbH | Viessmann Traeger HoldCo GmbH |
| By: | /s/ Boris Scukanec Hopinski | /s/ Boris Scukanec Hopinski |
|  | Name: | Boris Scukanec Hopinski |
|  | Title: | Managing Director |

---

---

| | | |
|:---|:---|:---|
| By: | /s/ Hans-Jörg Harth | /s/ Hans-Jörg Harth |
|  | Name: | Hans-Jörg Harth |
|  | Title: | Managing Director |

---

[*Signature Page to Block Trade Purchase Agreement*]

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## SCHEDULE 13D

### Under the Securities Exchange Act of 1934

**(Amendment No. 6)**

**Carrier Global Corp**

*(Name of Issuer)*

**Common Stock, par value $0.01 per share**

*(Title of Class of Securities)*

**14448C104**

*(CUSIP Number)*

**Leo Borchardt**<br>Davis Polk & Wardwell London LLP<br>5 Aldermanbury Square<br>London X0 EC2V 7HR<br>44 20 7418 1334

*(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)*

**06/05/2025**

*(Date of Event Which Requires Filing of this Statement)*

| **CUSIP No.** | **14448C104** |

---

| | | | |
|:--|:--|:--|:--|
| 1 | Name of reporting person<br>**Viessmann Generations Group GmbH & Co. KG** | Name of reporting person<br>**Viessmann Generations Group GmbH & Co. KG** | |
| 2 | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | |
| 3 | SEC use only | SEC use only | |
| 4 | Source of funds (See Instructions)<br>**OO** | Source of funds (See Instructions)<br>**OO** | |
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | |
| 6 | Citizenship or place of organization<br>**2M** | Citizenship or place of organization<br>**2M** | |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 7 | Sole Voting Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 8 | Shared Voting Power<br>**50074109.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 9 | Sole Dispositive Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 10 | Shared Dispositive Power<br>**50074109.00** |
| 11 | Aggregate amount beneficially owned by each reporting person<br>**50074109.00** | Aggregate amount beneficially owned by each reporting person<br>**50074109.00** | |
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | |
| 13 | Percent of class represented by amount in Row (11)<br>**5.84%** | Percent of class represented by amount in Row (11)<br>**5.84%** | |
| 14 | Type of Reporting Person (See Instructions)<br>**PN** | Type of Reporting Person (See Instructions)<br>**PN** | |

---

**Comment for Reporting Person:** See Item 5.

| **CUSIP No.** | **14448C104** |

---

| | | | |
|:--|:--|:--|:--|
| 1 | Name of reporting person<br>**Viessmann Komplementar B.V.** | Name of reporting person<br>**Viessmann Komplementar B.V.** | |
| 2 | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | |
| 3 | SEC use only | SEC use only | |
| 4 | Source of funds (See Instructions)<br>**OO** | Source of funds (See Instructions)<br>**OO** | |
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | |
| 6 | Citizenship or place of organization<br>**P7** | Citizenship or place of organization<br>**P7** | |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 7 | Sole Voting Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 8 | Shared Voting Power<br>**50074109.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 9 | Sole Dispositive Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 10 | Shared Dispositive Power<br>**50074109.00** |
| 11 | Aggregate amount beneficially owned by each reporting person<br>**50074109.00** | Aggregate amount beneficially owned by each reporting person<br>**50074109.00** | |
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | |
| 13 | Percent of class represented by amount in Row (11)<br>**5.84%** | Percent of class represented by amount in Row (11)<br>**5.84%** | |
| 14 | Type of Reporting Person (See Instructions)<br>**CO** | Type of Reporting Person (See Instructions)<br>**CO** | |

---

**Comment for Reporting Person:** See Item 5.

| **CUSIP No.** | **14448C104** |

---

| | | | |
|:--|:--|:--|:--|
| 1 | Name of reporting person<br>**Viessmann Zweite Beteiligungs B.V.** | Name of reporting person<br>**Viessmann Zweite Beteiligungs B.V.** | |
| 2 | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | |
| 3 | SEC use only | SEC use only | |
| 4 | Source of funds (See Instructions)<br>**OO** | Source of funds (See Instructions)<br>**OO** | |
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | |
| 6 | Citizenship or place of organization<br>**P7** | Citizenship or place of organization<br>**P7** | |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 7 | Sole Voting Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 8 | Shared Voting Power<br>**50074109.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 9 | Sole Dispositive Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 10 | Shared Dispositive Power<br>**50074109.00** |
| 11 | Aggregate amount beneficially owned by each reporting person<br>**50074109.00** | Aggregate amount beneficially owned by each reporting person<br>**50074109.00** | |
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | |
| 13 | Percent of class represented by amount in Row (11)<br>**5.84%** | Percent of class represented by amount in Row (11)<br>**5.84%** | |
| 14 | Type of Reporting Person (See Instructions)<br>**CO** | Type of Reporting Person (See Instructions)<br>**CO** | |

---

**Comment for Reporting Person:** See Item 5.

| **CUSIP No.** | **14448C104** |

---

| | | | |
|:--|:--|:--|:--|
| 1 | Name of reporting person<br>**Maximilian Viessmann** | Name of reporting person<br>**Maximilian Viessmann** | |
| 2 | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | |
| 3 | SEC use only | SEC use only | |
| 4 | Source of funds (See Instructions)<br>**OO** | Source of funds (See Instructions)<br>**OO** | |
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | |
| 6 | Citizenship or place of organization<br>**2M** | Citizenship or place of organization<br>**2M** | |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 7 | Sole Voting Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 8 | Shared Voting Power<br>**50074109.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 9 | Sole Dispositive Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 10 | Shared Dispositive Power<br>**50074109.00** |
| 11 | Aggregate amount beneficially owned by each reporting person<br>**50074109.00** | Aggregate amount beneficially owned by each reporting person<br>**50074109.00** | |
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | |
| 13 | Percent of class represented by amount in Row (11)<br>**5.84%** | Percent of class represented by amount in Row (11)<br>**5.84%** | |
| 14 | Type of Reporting Person (See Instructions)<br>**IN** | Type of Reporting Person (See Instructions)<br>**IN** | |

---

**Comment for Reporting Person:** See Item 5.

| **CUSIP No.** | **14448C104** |

---

| | | | |
|:--|:--|:--|:--|
| 1 | Name of reporting person<br>**Viessmann Traeger HoldCo GmbH** | Name of reporting person<br>**Viessmann Traeger HoldCo GmbH** | |
| 2 | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | |
| 3 | SEC use only | SEC use only | |
| 4 | Source of funds (See Instructions)<br>**OO** | Source of funds (See Instructions)<br>**OO** | |
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | |
| 6 | Citizenship or place of organization<br>**2M** | Citizenship or place of organization<br>**2M** | |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 7 | Sole Voting Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 8 | Shared Voting Power<br>**50074109.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 9 | Sole Dispositive Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 10 | Shared Dispositive Power<br>**50074109.00** |
| 11 | Aggregate amount beneficially owned by each reporting person<br>**50074109.00** | Aggregate amount beneficially owned by each reporting person<br>**50074109.00** | |
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | |
| 13 | Percent of class represented by amount in Row (11)<br>**5.84%** | Percent of class represented by amount in Row (11)<br>**5.84%** | |
| 14 | Type of Reporting Person (See Instructions)<br>**OO** | Type of Reporting Person (See Instructions)<br>**OO** | |

---

**Comment for Reporting Person:** See Item 5.

**Item 1. Security and Issuer**

**(a) Title of Class of Securities:**
Common Stock, par value $0.01 per share

**(b) Name of Issuer:**
Carrier Global Corp

**(c) Address of Issuer's Principal Executive Offices:**
13995 PASTEUR BOULEVARD, PALM BEACH GARDENS, FL, 33418

This Amendment No. 6 (this "Amendment") amends and supplements the Schedule 13D originally filed with the Securities and Exchange Commission (the "SEC") on January 9, 2024 (the "Original Schedule 13D"), as amended by Amendment No. 1 as filed with the SEC on March 22, 2024 (the "Amendment No. 1"), as amended by Amendment No. 2 as filed with the SEC on November 13, 2024 (the "Amendment No. 2"), as amended by Amendment No. 3 as filed with the SEC on November 15, 2024 (the "Amendment No. 3"), as amended by Amendment No. 4 as filed with the SEC on November 20, 2024 (the "Amendment No. 4"), and as amended by Amendment No. 5 as filed with the SEC on November 29, 2024 (the "Amendment No. 5") (as so amended, the "Schedule 13D"). Except as specifically provided herein, this Amendment does not modify any of the information previously reported on the Schedule 13D. All disclosure in respect of items contained in the Schedule 13D where no new information is provided for such item in this Amendment is incorporated herein by reference. Capitalized terms not otherwise defined in this Amendment shall have the same meanings ascribed thereto in the Schedule 13D.

**Item 4. Purpose of Transaction**

On June 5, 2025, Viessmann HoldCo (together with its affiliates, "VGG") entered into a block trade (the "Block Trade") and a stock repurchase agreement (the "Repurchase Agreement") with Carrier Global Corporation ("Carrier" or the "Company") with respect to a portion of VGG's ownership of Carrier common stock. The Repurchase Agreement is filed as Exhibit 99.13 hereto and incorporated herein by reference.

The aggregate number of shares purchased in the Block Trade and under the Repurchase Agreement is 8,534,850. The price of the purchased shares represents a discount of 1.5406% to the closing price of Carrier's common stock on June 5, 2025. The 4,267,425 shares repurchased by Carrier under the Repurchase Agreement were made pursuant to Carrier's existing share repurchase authorization.

VGG received the Carrier shares as consideration for Carrier's acquisition of Viessmann Climate Solutions in January 2024. The value of the Carrier shares received at the time of the acquisition was approximately $3,308,475,736 and has increased approximately 26.48% to approximately $4,184,679,673 as of market close on June 5, 2025.

Following this significant increase in value, VGG entered into the Block Trade and Repurchase Agreement to support portfolio rebalancing. Notwithstanding the shares purchased, VGG continues to hold significantly more shares than is required for it to retain its right to nominate one member of the Carrier Board of Directors pursuant to the Investor Rights Agreement entered into in connection with Carrier's acquisition of Viessmann Climate Solutions, and Max Viessmann will continue to serve as the VGG designee to the Board.

VGG will not sell any Carrier common stock within this calendar year.

Max Viessmann stated, "Combining with Carrier was transformational for Viessmann Climate Solutions, Carrier and the industry. Serving on the Board has given me profound excitement about the combination and the impact that, together, we will have for our customers, people and the planet for generations to come. I am selling a small percentage of my shares for typical diversification reasons, but I remain the largest non-institutional shareholder and currently aim both to keep it that way and to continue serving on Carrier's Board for years to come. I could not have more confidence in Carrier, its leadership and the growth that, together, we will achieve."

**Item 5. Interest in Securities of the Issuer**

**(a)**
As of June 5, 2025, the Reporting Persons may be deemed to have beneficially owned an aggregate of 50,074,109 shares of Common Stock, representing approximately 5.84% of the total outstanding shares of Common Stock (such percentage is calculated based on 857,309,847 shares of Common Stock outstanding as of April 15, 2025 according to the Company's quarterly report on Form 10-Q for the three months ended March 30, 2025 filed with the SEC on May 1, 2025). As of June 5, 2025, Viessmann HoldCo was the record and beneficial owner of 50,074,109 shares of Common Stock. Viessmann Group KG, as the sole stockholder of Viessmann HoldCo, may be deemed to be the beneficial owner of, and share dispositive and voting control over, the shares of Common Stock held by Viessmann HoldCo. In addition, each of Viessmann GP, as the sole general partner of Viessmann Group KG, Viessmann LP, as the managing limited partner of Viessmann Group KG, and Mr. Viessmann, as the director and controlling stockholder of each of Viessmann GP and Viessmann LP, may be deemed to be the beneficial owner of, and share dispositive and voting control over, the shares of Common Stock held by Viessmann HoldCo.

**(b)**
See Item 5(a).

**(c)**
On June 5, 2025, the Reporting Persons executed the transactions set forth below and as described in Item 4 to this Amendment, which is incorporated herein by reference. Other than as reported in this Item 5(c), the Reporting Persons have not effected any transactions in shares of Common Stock in the past 60 days.

Viessmann HoldCo sold 4,267,425 shares of Carrier common stock at a price of 70.30 per share in a block trade pursuant to Rule 144. In a separate transaction, Viessmann HoldCo also sold 4,267,425 shares of Carrier common stock to the Company at a price of 70.30 per share pursuant to the Repurchase Agreement.

**Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.**

The information set forth under Item 4 is hereby incorporated by reference.

### SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

**Reporting Person:** Viessmann Generations Group GmbH & Co. KG

**Signature:** /s/ Boris Scukanec Hopinski

**Name/Title:** Boris Scukanec Hopinski / Chief Operating Officer

**Date:** 06/05/2025

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

**Reporting Person:** Viessmann Komplementar B.V.

**Signature:** /s/ Boris Scukanec Hopinski

**Name/Title:** Boris Scukanec Hopinski / Executive Board Member

**Date:** 06/05/2025

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

**Reporting Person:** Viessmann Zweite Beteiligungs B.V.

**Signature:** /s/ Maximilian Viessmann

**Name/Title:** Maximilian Viessmann / President and Chief Executive Officer

**Date:** 06/05/2025

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

**Reporting Person:** Maximilian Viessmann

**Signature:** /s/ Maximilian Viessmann

**Name/Title:** Maximilian Viessmann

**Date:** 06/05/2025

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

**Reporting Person:** Viessmann Traeger HoldCo GmbH

**Signature:** /s/ Boris Scukanec Hopinski

**Name/Title:** Boris Scukanec Hopinski / Managing Director

**Date:** 06/05/2025