# EDGAR Filing Document

**Accession Number:** 0001826018
**File Stem:** 0001562180-23-002431
**Filing Date:** 2023-3
**Character Count:** 7609
**Document Hash:** cdbacd7fcd9bb5c93cf358350536e4f2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001562180-23-002431.hdr.sgml**: 20230303

**ACCESSION NUMBER**: 0001562180-23-002431

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230301

**FILED AS OF DATE**: 20230303

**DATE AS OF CHANGE**: 20230303

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** EASTERLY AARON
- **CENTRAL INDEX KEY:** 0001853482

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39774
- **FILM NUMBER:** 23705744

**MAIL ADDRESS:**
- **STREET 1:** 2101 FOURTH AVENUE
- **STREET 2:** 4TH FLOOR
- **CITY:** SEATTLE
- **STATE:** WA
- **ZIP:** 98121
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ROVER GROUP, INC.
- **CENTRAL INDEX KEY:** 0001826018
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-PERSONAL SERVICES [7200]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 720 OLIVE WAY, 19TH FLOOR
- **CITY:** SEATTLE
- **STATE:** WA
- **ZIP:** 98101
- **BUSINESS PHONE:** (888) 453-7889

**MAIL ADDRESS:**
- **STREET 1:** 720 OLIVE WAY, 19TH FLOOR
- **CITY:** SEATTLE
- **STATE:** WA
- **ZIP:** 98101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Nebula Caravel Acquisition Corp.
- **DATE OF NAME CHANGE:** 20200924

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>EASTERLY AARON<br><sub>(Last) (First) (Middle)</sub><br>C/O ROVER GROUP, INC.<br>720 OLIVE WAY, 19TH FLOOR<br><sub>(Street)</sub><br>SEATTLE, WA 98101<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-01 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_CHIEF EXECUTIVE OFFICER_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>ROVER GROUP, INC. [ ROVR ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Class A Common Stock | 2023-03-01 |  | M |  | 72696.00 | A | <sup>(1)</sup> | 3369943.00 | D |  |
| Class A Common Stock | 2023-03-01 |  | F |  | 29626.00 | D | $4.31 | 3340317.00 | D |  |
| Class A Common Stock | 2023-03-02 |  | M |  | 246686.00 | A | $0.36 | 3587003.00 | D |  |
| Class A Common Stock | 2023-03-02 |  | M |  | 192091.00 | A | $1.04 | 3779094.00 | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Restricted Stock Units | <sup>(1)</sup> | 2023-03-01 |  | M |  |  | 72696.00 | <sup>(2)</sup> | <sup>(2)</sup> | Class A Common Stock | 72696.00 | $0.00 | 760288.00 | D |  |
| Stock Option (right to buy) | $1.04 | 2023-03-02 |  | M |  |  | 192091.00 | <sup>(3)</sup> | 2026-12-20 | Class A Common Stock | 192091.00 | $0.00 | 648310.00<sup>(4)</sup> | D |  |
| Stock Option (right to buy) | $0.36 | 2023-03-02 |  | M |  |  | 246686.00 | <sup>(5)</sup> | 2024-12-16 | Class A Common Stock | 246686.00 | $0.00 | 323946.00<sup>(6)</sup> | D |  |

---

### Footnotes:

(1) Restricted stock units ("RSUs") convert into Rover Group, Inc. Class A common stock on a one-for-one basis.

(2) On November 2, 2021, the reporting person was granted 448,300 RSUs. On December 1, 2021, 3/16ths of the RSUs vested. 1/16th of the RSUs shall vest on the first of the month every three months thereafter. On March 3, 2022, the reporting person was granted 714,846 RSUs. On June 1, 2022, 1/16th of the RSUs vested. 1/16th of the RSUs shall vest on the first of the month every three months thereafter. Vested RSUs that meet all settlement requirements will be settled as soon as practicable after vesting, but no later than 60 days after vesting.

(3) The shares subject to the option fully vested on December 16, 2020.

(4) Includes 648,310 stock options with the same exercise price, vesting terms and expiration date that was previously reported separately on the reporting person's Form 3 filed on August 9, 2021.

(5) The shares subject to the option fully vested on November 11, 2018.

(6) Includes 323,946 stock options with the same exercise price, vesting terms and expiration date that was previously reported separately on the reporting person's Form 3 filed on August 9, 2021.

**Signature:** /s/ Melissa Weiland, attorney in fact on behalf of EASTERLY AARON  
**Date:** 2023-03-03

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**