# EDGAR Filing Document

**Accession Number:** 0000716634
**File Stem:** 0001567619-23-005061
**Filing Date:** 2023-3
**Character Count:** 9114
**Document Hash:** 4725d7e252f0e85b9f75b1a873702185
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001567619-23-005061.hdr.sgml**: 20230314

**ACCESSION NUMBER**: 0001567619-23-005061

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230310

**FILED AS OF DATE**: 20230314

**DATE AS OF CHANGE**: 20230314

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** COTTER ELLEN M
- **CENTRAL INDEX KEY:** 0001060902

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-08625
- **FILM NUMBER:** 23732917

**MAIL ADDRESS:**
- **STREET 1:** C/O READING INTERNATIONAL
- **STREET 2:** 500 CITADEL DRIVE, SUITE 300
- **CITY:** COMMERCE
- **STATE:** CA
- **ZIP:** 90040
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** READING INTERNATIONAL INC
- **CENTRAL INDEX KEY:** 0000716634
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-MOTION PICTURE THEATERS [7830]
- **IRS NUMBER:** 953885184
- **STATE OF INCORPORATION:** NV
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 5995 SEPULVEDA BOULEVARD
- **STREET 2:** SUITE 300
- **CITY:** CULVER CITY
- **STATE:** CA
- **ZIP:** 90230
- **BUSINESS PHONE:** 213 235 2240

**MAIL ADDRESS:**
- **STREET 1:** 5995 SEPULVEDA BOULEVARD
- **STREET 2:** SUITE 300
- **CITY:** CULVER CITY
- **STATE:** CA
- **ZIP:** 90230

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CITADEL HOLDING CORP
- **DATE OF NAME CHANGE:** 19941216

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>COTTER ELLEN M<br><sub>(Last) (First) (Middle)</sub><br>5995 SEPULVEDA BLVD<br>SUITE 300<br><sub>(Street)</sub><br>CULVER CITY, CA 90230<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-10 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [X] 10% Owner<br>[X] Officer (give title below) [X] Other (specify below)<br>_Director, President and CEO_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>READING INTERNATIONAL INC [ RDI ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Class A Non-Voting Common Stock | 2023-03-10 |  | M |  | 12837 | A | <sup>(1)</sup> | 834519 | D |  |
| Class A Non-Voting Common Stock | 2023-03-10 |  | M |  | 36800 | A | <sup>(1)</sup> | 871319 | D |  |
| Class A Non-Voting Common Stock | 2023-03-10 |  | F |  | 17868 | D | <sup>(1)</sup> | 853451 | D |  |
| Class A Non-Voting Common Stock | 2023-03-14 |  | M |  | 4863 | A | <sup>(1)</sup> | 858314 | D |  |
| Class A Non-Voting Common Stock | 2023-03-14 |  | F |  | 1682 | D | <sup>(1)</sup> | 856632 | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Restricted Stock Units (Class A Non-Voting Common Stock) | <sup>(1)</sup> | 2023-03-10 |  | M |  |  | 12837 | <sup>(2)(3)</sup> | <sup>(2)(3)</sup> | Class A Non-Voting Common Stock | 12837 | $0 | 12837 | D |  |
| Restricted Stock Units (Performance-based) (Class A Non-Voti | <sup>(1)</sup> | 2023-03-10 |  | A |  | 2567 |  | <sup>(2)(3)</sup> | <sup>(2)(3)</sup> | Class A Non-Voting Common Stock | 2567 | $0 | 36800 | D |  |
| Restricted Stock Units (Performance-based) (Class A Non-Voti | <sup>(1)</sup> | 2023-03-10 |  | M |  |  | 36800 | <sup>(2)(3)</sup> | <sup>(2)(3)</sup> | Class A Non-Voting Common Stock | 36800 | $0 | 0 | D |  |
| Restricted Stock Units (Class A Non-Voting Common Stock) | <sup>(1)</sup> | 2023-03-14 |  | M |  |  | 4863 | <sup>(4)</sup> | <sup>(4)</sup> | Class A Non-Voting Common Stock | 4863 | $0 | 0 | D |  |

---

### Footnotes:

(1) Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

(2) As previously reported, a total of 102,698 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan.  Of that amount, (i) 51,349 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 51,349 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

(3) and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021.  On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022.  The reporting person previously reported all 102,698 restricted stock units (including 51,349 PRSUs) in Table II of Form 4 dated March 12, 2020.

(4) 19,455 restricted stock units granted on March 14, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant.  The installments vest on March 14, 2020, March 14, 2021, March 14, 2022, and March 14, 2023.

**Signature:** /s/ Ellen Cotter  
**Date:** 2023-03-14

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**