# EDGAR Filing Document

**Accession Number:** 0001229832
**File Stem:** 0001562180-23-001669
**Filing Date:** 2023-2
**Character Count:** 8145
**Document Hash:** 0720c10411ad99950ca7f23ed3019f91
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001562180-23-001669.hdr.sgml**: 20230222

**ACCESSION NUMBER**: 0001562180-23-001669

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230217

**FILED AS OF DATE**: 20230222

**DATE AS OF CHANGE**: 20230222

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** JACKMAN WORTHING
- **CENTRAL INDEX KEY:** 0001229832

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-34370
- **FILM NUMBER:** 23653417

**MAIL ADDRESS:**
- **STREET 1:** 3 WATERWAY SQUARE PLACE
- **STREET 2:** SUITE 110
- **CITY:** THE WOODLANDS
- **STATE:** TX
- **ZIP:** 77380
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Waste Connections, Inc.
- **CENTRAL INDEX KEY:** 0001318220
- **STANDARD INDUSTRIAL CLASSIFICATION:** REFUSE SYSTEMS [4953]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** A6
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 6220 HWY 7
- **STREET 2:** SUITE 600
- **CITY:** WOODBRIDGE
- **STATE:** A6
- **ZIP:** L4H 4G3
- **BUSINESS PHONE:** (905) 532-7510

**MAIL ADDRESS:**
- **STREET 1:** 6220 HWY 7
- **STREET 2:** SUITE 600
- **CITY:** WOODBRIDGE
- **STATE:** A6
- **ZIP:** L4H 4G3

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Progressive Waste Solutions Ltd.
- **DATE OF NAME CHANGE:** 20110503

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IESI-BFC Ltd
- **DATE OF NAME CHANGE:** 20090522

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BFI Canada Ltd
- **DATE OF NAME CHANGE:** 20081015

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>JACKMAN WORTHING<br><sub>(Last) (First) (Middle)</sub><br>3 WATERWAY SQUARE PLACE<br>SUITE 110<br><sub>(Street)</sub><br>THE WOODLANDS, TX 77380<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-17 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_President and CEO_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Waste Connections, Inc. [ WCN ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Shares | 2023-02-18 |  | M |  | 4401.00 | A | $0.00 | 148060.00 | D |  |
| Common Shares | 2023-02-18 |  | F<sup>(1)</sup> |  | 1732.00 | D | $136.11 | 146328.00 | D |  |
| Common Shares | 2023-02-19 |  | M |  | 4664.00 | A | $0.00 | 150992.00 | D |  |
| Common Shares | 2023-02-19 |  | F<sup>(1)</sup> |  | 1836.00 | D | $136.11 | 149156.00 | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Restricted Share Units | $0.00 | 2023-02-17 |  | A |  | 15355.00 |  | <sup>(2)</sup> | <sup>(2)</sup> | Common Shares | 15355.00 | $0.00 | 15355.00 | D |  |
| Restricted Share Units | $0.00 | 2023-02-17 |  | A |  | 15355.00 |  | <sup>(3)</sup> | <sup>(3)</sup> | Common Shares | 15355.00 | $0.00 | 15355.00 | D |  |
| Restricted Share Units | $0.00 | 2023-02-18 |  | M |  |  | 4401.00 | <sup>(4)</sup> | <sup>(4)</sup> | Common Shares | 4401.00 | $0.00 | 13203.00 | D |  |
| Restricted Share Units | $0.00 | 2023-02-19 |  | M |  |  | 4664.00 | <sup>(5)</sup> | <sup>(5)</sup> | Common Shares | 4664.00 | $0.00 | 9326.00 | D |  |

---

### Footnotes:

(1) Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

(2) Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

(3) Represents an award of performance-based restricted share units.  The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 38,387 (250% of the target number).

(4) Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 18, 2022 and vest in four equal annual installments. The common shares are reported in Table 1.

(5) Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and vest in four equal annual installments. The common shares are reported in Table 1.

**Signature:** Worthing Jackman  
**Date:** 2023-02-22

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**