# EDGAR Filing Document

**Accession Number:** 0001383496
**File Stem:** 0000940400-26-011347
**Filing Date:** 2026-3
**Character Count:** 90044
**Document Hash:** 72ca3702d7bff4d11700e4c213a469d1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-011347.hdr.sgml**: 20260325

**ACCESSION NUMBER**: 0000940400-26-011347

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260131

**FILED AS OF DATE**: 20260325

**DATE AS OF CHANGE**: 20260325

**PERIOD START**: 20260731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
- **CENTRAL INDEX KEY:** 0001383496

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22019
- **FILM NUMBER:** 26792049

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Series and Classes Contracts Data

### First Trust Small Cap Growth AlphaDEX Fund (Series ID: S000031806)

| Class ID   | Class Name                                 | Ticker Symbol   |
|:---|:---|:---|
| C000099061 | First Trust Small Cap Growth AlphaDEX Fund | FYC             |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** First Trust Exchange-Traded AlphaDEX Fund

- **b. Investment Company Act file number:** 811-22019

- **c. CIK number of Registrant:** 0001383496

- **d. LEI of Registrant:** 549300PGRVU1P76W4537

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 East Liberty Drive

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** First Trust Small Cap Growth AlphaDEX Fund

- **b. EDGAR series identifier (if any):** S000031806

- **c. LEI of Series:** 549300DVVN2X7XIAVJ10

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-07-31

- **b. Date as of which information is reported:** 2026-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $920236131.63

**Total Liabilities:** $16899157.42

**Net Assets:** $903336974.21

**Cash Not Reported:** $4134.92

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000099061 | 0.69%                | 0.65%                | 3.90%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $40.17                   | $5274846.58                                |
| Month 2  | $0.00                    | $4438357.88                                |
| Month 3  | $9156207.12              | $18445002.24                               |

### Schedule of Portfolio Investments

| Name                               | Title                                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| LifeStance Health Group Inc        | LifeStance Health Group Inc               | CUSIP: 53228F101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    636227 | NS      | $4498124.89   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Extreme Networks Inc               | Extreme Networks Inc                      | CUSIP: 30226D106<br>LEI: 549300WRECW11X94UB57 | Long             | EC               | CORP              | US        |     65992 | NS      | $962163.36    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| ARS Pharmaceuticals Inc            | ARS Pharmaceuticals Inc                   | CUSIP: 82835W108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    282910 | NS      | $2826270.90   | 0.31%             |  |  |  | No            |                  1 | On Loan: —       |
| Porch Group Inc                    | Porch Group Inc                           | CUSIP: 733245104<br>LEI: 549300NXEI7CVW8IXQ90 | Long             | EC               | CORP              | US        |    120336 | NS      | $949451.04    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Catalyst Pharmaceuticals Inc       | Catalyst Pharmaceuticals Inc              | CUSIP: 14888U101<br>LEI: 5299004O0R5XXLA5H544 | Long             | EC               | CORP              | US        |    191899 | NS      | $4663145.70   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank First Corp                    | Bank First Corp                           | CUSIP: 06211J100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     27046 | NS      | $3773998.84   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| H2O America                        | H2O America                               | CUSIP: 784305104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     45722 | NS      | $2379372.88   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Enova International Inc            | Enova International Inc                   | CUSIP: 29357K103<br>LEI: 549300O8XOCQSB49UO63 | Long             | EC               | CORP              | US        |     35621 | NS      | $5883520.57   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| InvenTrust Properties Corp         | InvenTrust Properties Corp                | CUSIP: 46124J201<br>LEI: 5493006BQYSOBYVUFA03 | Long             | EC               | CORP              | US        |     79395 | NS      | $2333419.05   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| CSG Systems International Inc      | CSG Systems International Inc             | CUSIP: 126349109<br>LEI: 549300D7FJZUOHHXUA81 | Long             | EC               | CORP              | US        |     72999 | NS      | $5821670.25   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Alignment Healthcare Inc           | Alignment Healthcare Inc                  | CUSIP: 01625V104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    283480 | NS      | $6386804.40   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Freshworks Inc                     | Freshworks Inc                            | CUSIP: 358054104<br>LEI: 254900ULRGCUEIK0K191 | Long             | EC               | CORP              | US        |    182817 | NS      | $1970767.26   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Adaptive Biotechnologies Corp      | Adaptive Biotechnologies Corp             | CUSIP: 00650F109<br>LEI: 549300ZTF7OT1FW66Q96 | Long             | EC               | CORP              | US        |    344760 | NS      | $6378060.00   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| ACM Research Inc                   | ACM Research Inc                          | CUSIP: 00108J109<br>LEI: 549300MCTENUWL2GJL61 | Long             | EC               | CORP              | US        |    141920 | NS      | $8248390.40   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| OPENLANE Inc                       | OPENLANE Inc                              | CUSIP: 48238T109<br>LEI: 5493004HKD20LBSG7D03 | Long             | EC               | CORP              | US        |    188012 | NS      | $5647880.48   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Aeva Technologies Inc              | Aeva Technologies Inc                     | CUSIP: 00835Q202<br>LEI: 529900EOW3TB2FR95A21 | Long             | EC               | CORP              | US        |    168644 | NS      | $2153583.88   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Cimpress PLC                       | Cimpress PLC                              | CUSIP: 000000000<br>LEI: 549300X1IFD75XISOR81 | Long             | EC               | CORP              | IE        |     67271 | NS      | $5320463.39   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Cargurus Inc                       | Cargurus Inc                              | CUSIP: 141788109<br>LEI: 54930027BKQN6B7X7G78 | Long             | EC               | CORP              | US        |     85947 | NS      | $2784682.80   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Brady Corp                         | Brady Corp                                | CUSIP: 104674106<br>LEI: 549300G2LEQOFQC8GY34 | Long             | EC               | CORP              | US        |     57158 | NS      | $4942452.26   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Kodiak Gas Services Inc            | Kodiak Gas Services Inc                   | CUSIP: 50012A108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     88128 | NS      | $3702257.28   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Applied Digital Corp               | Applied Digital Corp                      | CUSIP: 038169207<br>LEI: 2549004NE2B6RYXINZ02 | Long             | EC               | CORP              | US        |    134424 | NS      | $4554285.12   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Evolv Technologies Holdings In     | Evolv Technologies Holdings Inc           | CUSIP: 30049H102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    625563 | NS      | $3872234.97   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackstone Mortgage Trust Inc      | Blackstone Mortgage Trust Inc             | CUSIP: 09257W100<br>LEI: 549300OLDJ20R2Y2UW20 | Long             | EC               | CORP              | US        |    117074 | NS      | $2253674.50   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Groupon Inc                        | Groupon Inc                               | CUSIP: 399473206<br>LEI: 5299005W5W1R5POQJL03 | Long             | EC               | CORP              | US        |     62394 | NS      | $882875.10    | 0.10%             |  |  |  | No            |                  1 | On Loan: —       |
| Klaviyo Inc                        | Klaviyo Inc                               | CUSIP: 49845K101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     68971 | NS      | $1531845.91   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Ardelyx Inc                        | Ardelyx Inc                               | CUSIP: 039697107<br>LEI: 549300F542QR4SXHCY32 | Long             | EC               | CORP              | US        |    960349 | NS      | $7385083.81   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Standex International Corp         | Standex International Corp                | CUSIP: 854231107<br>LEI: RCX52GR0JW2LRRMH9Z54 | Long             | EC               | CORP              | US        |     15173 | NS      | $3641520.00   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Arrowhead Pharmaceuticals Inc      | Arrowhead Pharmaceuticals Inc             | CUSIP: 04280A100<br>LEI: 549300O3CSB8T7OZ3D66 | Long             | EC               | CORP              | US        |     84334 | NS      | $5846876.22   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| PennyMac Mortgage Investment T     | PennyMac Mortgage Investment Trust        | CUSIP: 70931T103<br>LEI: 549300BSSOQO1ZWDUJ97 | Long             | EC               | CORP              | US        |    262623 | NS      | $3106830.09   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Custom Truck One Source Inc        | Custom Truck One Source Inc               | CUSIP: 23204X103<br>LEI: 2549008QOVAS9KBZ4E50 | Long             | EC               | CORP              | US        |    777609 | NS      | $4914488.88   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Seacoast Banking Corp of Flori     | Seacoast Banking Corp of Florida          | CUSIP: 811707801<br>LEI: 549300V6IC06XYQYPG88 | Long             | EC               | CORP              | US        |    104907 | NS      | $3508090.08   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| ARMOUR Residential REIT Inc        | ARMOUR Residential REIT Inc               | CUSIP: 042315705<br>LEI: 549300K0WA0EJUX74V72 | Long             | EC               | CORP              | US        |    126589 | NS      | $2202648.60   | 0.24%             |  |  |  | No            |                  1 | On Loan: —       |
| Sprinklr Inc                       | Sprinklr Inc                              | CUSIP: 85208T107<br>LEI: 254900AR04RJ2BQO5S78 | Long             | EC               | CORP              | US        |    423648 | NS      | $2702874.24   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Flywire Corp                       | Flywire Corp                              | CUSIP: 302492103<br>LEI: 54930055DSV7NNY4VY66 | Long             | EC               | CORP              | US        |    232762 | NS      | $2932801.20   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Acadia Realty Trust                | Acadia Realty Trust                       | CUSIP: 004239109<br>LEI: 254900C5XLB1YYJQSH07 | Long             | EC               | CORP              | US        |     53497 | NS      | $1070474.97   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Ouster Inc                         | Ouster Inc                                | CUSIP: 68989M202<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     50759 | NS      | $1057309.97   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Ivanhoe Electric Inc / US          | Ivanhoe Electric Inc / US                 | CUSIP: 46578C108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    280300 | NS      | $4790327.00   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Terawulf Inc                       | Terawulf Inc                              | CUSIP: 88080T104<br>LEI: 254900CVMW1SX2T78A64 | Long             | EC               | CORP              | US        |    389827 | NS      | $5211986.99   | 0.58%             |  |  |  | No            |                  1 | On Loan: —       |
| Banc of California Inc             | Banc of California Inc                    | CUSIP: 05990K106<br>LEI: 549300ZKWUJDP6LJ1X87 | Long             | EC               | CORP              | US        |    290253 | NS      | $5799254.94   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Alexander's Inc                    | Alexander's Inc                           | CUSIP: 014752109<br>LEI: 549300TZM28P04U5R635 | Long             | EC               | CORP              | US        |      5044 | NS      | $1235275.60   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Zeta Global Holdings Corp          | Zeta Global Holdings Corp                 | CUSIP: 98956A105<br>LEI: 2549008P9XSJQHGQ9S27 | Long             | EC               | CORP              | US        |    220100 | NS      | $4089458.00   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| OmniAb, Inc.                       | OmniAb, Inc.                              | CUSIP: 68218J202<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1080 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| MIZUHO SECURITIES USA LLC          | MIZUHO SECURITIES USA LLC                 | CUSIP: 000000000<br>LEI: 7TK5RJIZDFROZCA6XF66 | Long             | RA               | CORP              | US        |  16381295 | PA      | $16381295.00  | 1.81%             |  |  |  | No            |                  2 | On Loan: No      |
| Red Rock Resorts Inc               | Red Rock Resorts Inc                      | CUSIP: 75700L108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     53204 | NS      | $3358768.52   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Brookdale Senior Living Inc        | Brookdale Senior Living Inc               | CUSIP: 112463104<br>LEI: LH7MQB13NWY7CJ9VC445 | Long             | EC               | CORP              | US        |    518893 | NS      | $7783395.00   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Stock Yards Bancorp Inc            | Stock Yards Bancorp Inc                   | CUSIP: 861025104<br>LEI: 549300YERP9H5TDIQW16 | Long             | EC               | CORP              | US        |     16906 | NS      | $1144367.14   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Liquidia Corp                      | Liquidia Corp                             | CUSIP: 53635D202<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    162334 | NS      | $6881338.26   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Alamo Group Inc                    | Alamo Group Inc                           | CUSIP: 011311107<br>LEI: 54930080C93RVZRSDV26 | Long             | EC               | CORP              | US        |      6541 | NS      | $1277522.71   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Navitas Semiconductor Corp         | Navitas Semiconductor Corp                | CUSIP: 63942X106<br>LEI: 529900T4K9WALWC76S49 | Long             | EC               | CORP              | US        |    313660 | NS      | $2691202.80   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Legalzoom.com Inc                  | Legalzoom.com Inc                         | CUSIP: 52466B103<br>LEI: 5493000L8EBF74Y9JZ48 | Long             | EC               | CORP              | US        |    331918 | NS      | $2950751.02   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Atmus Filtration Technologies      | Atmus Filtration Technologies Inc         | CUSIP: 04956D107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    107859 | NS      | $6252586.23   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Tandem Diabetes Care Inc           | Tandem Diabetes Care Inc                  | CUSIP: 875372203<br>LEI: 549300JEPFOD0K4D3I05 | Long             | EC               | CORP              | US        |    203782 | NS      | $4053223.98   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| LeMaitre Vascular Inc              | LeMaitre Vascular Inc                     | CUSIP: 525558201<br>LEI: 549300FZUBUB7MHY8R17 | Long             | EC               | CORP              | US        |     13550 | NS      | $1151343.50   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| AZZ Inc                            | AZZ Inc                                   | CUSIP: 002474104<br>LEI: 549300HD1X2NFLWPYC83 | Long             | EC               | CORP              | US        |     30753 | NS      | $3822290.37   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Global Net Lease Inc               | Global Net Lease Inc                      | CUSIP: 379378201<br>LEI: 549300NUYANCT5SU8Z65 | Long             | EC               | CORP              | US        |    383238 | NS      | $3625431.48   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Yext Inc                           | Yext Inc                                  | CUSIP: 98585N106<br>LEI: 5299008ZQSBBVH7K0589 | Long             | EC               | CORP              | US        |    408917 | NS      | $2927845.72   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Limbach Holdings Inc               | Limbach Holdings Inc                      | CUSIP: 53263P105<br>LEI: 254900EW8KXT5ZTWQI30 | Long             | EC               | CORP              | US        |     14113 | NS      | $1213435.74   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Digi International Inc             | Digi International Inc                    | CUSIP: 253798102<br>LEI: 529900KG656HGROI4N27 | Long             | EC               | CORP              | US        |    103473 | NS      | $4456582.11   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Plug Power Inc                     | Plug Power Inc                            | CUSIP: 72919P202<br>LEI: 549300JPDKRSJ8JSM954 | Long             | EC               | CORP              | US        |    557680 | NS      | $1179493.20   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Praxis Precision Medicines Inc     | Praxis Precision Medicines Inc            | CUSIP: 74006W207<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     18997 | NS      | $5965058.00   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Cannae Holdings Inc                | Cannae Holdings Inc                       | CUSIP: 13765N107<br>LEI: 549300OGRF1ICI7D2V77 | Long             | EC               | CORP              | US        |     69846 | NS      | $1006480.86   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackbaud Inc                      | Blackbaud Inc                             | CUSIP: 09227Q100<br>LEI: 54930056X3HKFMNG3754 | Long             | EC               | CORP              | US        |     35360 | NS      | $1898832.00   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Clear Secure Inc                   | Clear Secure Inc                          | CUSIP: 18467V109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    127672 | NS      | $4164660.64   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| AtriCure Inc                       | AtriCure Inc                              | CUSIP: 04963C209<br>LEI: 254900B2I6GPHK2EXM59 | Long             | EC               | CORP              | US        |    113231 | NS      | $4181620.83   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Ambarella Inc                      | Ambarella Inc                             | CUSIP: 000000000<br>LEI: 254900XN7F4DG0CEKC02 | Long             | EC               | CORP              | US        |     31621 | NS      | $2025008.84   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Papa John's International Inc      | Papa John's International Inc             | CUSIP: 698813102<br>LEI: HZYLD3DK5XOX0WBVNB56 | Long             | EC               | CORP              | US        |     28550 | NS      | $1004103.50   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Getty Realty Corp                  | Getty Realty Corp                         | CUSIP: 374297109<br>LEI: 2549000P1W5SFJWCNP90 | Long             | EC               | CORP              | US        |     40145 | NS      | $1198729.70   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Madison Square Garden Entertai     | Madison Square Garden Entertainment Corp  | CUSIP: 558256103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     83111 | NS      | $5142077.57   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| MiMedx Group Inc                   | MiMedx Group Inc                          | CUSIP: 602496101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    330809 | NS      | $1690433.99   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Appian Corp                        | Appian Corp                               | CUSIP: 03782L101<br>LEI: 529900NIARIFW7HGU386 | Long             | EC               | CORP              | US        |    126462 | NS      | $3528289.80   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Hawkins Inc                        | Hawkins Inc                               | CUSIP: 420261109<br>LEI: 549300VL3IJ23OWX1Y34 | Long             | EC               | CORP              | US        |     15762 | NS      | $2053000.50   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Ingevity Corp                      | Ingevity Corp                             | CUSIP: 45688C107<br>LEI: 5493009UTFC4B5IMGF87 | Long             | EC               | CORP              | US        |     75682 | NS      | $4979118.78   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Centuri Holdings Inc               | Centuri Holdings Inc                      | CUSIP: 155923105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    177387 | NS      | $4895881.20   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Powell Industries Inc              | Powell Industries Inc                     | CUSIP: 739128106<br>LEI: 549300V08RO7MX2UBN26 | Long             | EC               | CORP              | US        |     14058 | NS      | $6235988.22   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| National Vision Holdings Inc       | National Vision Holdings Inc              | CUSIP: 63845R107<br>LEI: 549300JHURCBLI5ROA42 | Long             | EC               | CORP              | US        |    173464 | NS      | $4570776.40   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Apellis Pharmaceuticals Inc        | Apellis Pharmaceuticals Inc               | CUSIP: 03753U106<br>LEI: 254900HS0ZFRXXSB9D42 | Long             | EC               | CORP              | US        |    178304 | NS      | $4026104.32   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Tarsus Pharmaceuticals Inc         | Tarsus Pharmaceuticals Inc                | CUSIP: 87650L103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     68383 | NS      | $4413438.82   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| National Health Investors Inc      | National Health Investors Inc             | CUSIP: 63633D104<br>LEI: 549300ZPKZIG6DKDEC02 | Long             | EC               | CORP              | US        |     14376 | NS      | $1180557.12   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Upwork Inc                         | Upwork Inc                                | CUSIP: 91688F104<br>LEI: 5493004QJ6WWBXVE2S70 | Long             | EC               | CORP              | US        |    225995 | NS      | $4526679.85   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Dana Inc                           | Dana Inc                                  | CUSIP: 235825205<br>LEI: KVWHW7YLZPFJM8QYNJ51 | Long             | EC               | CORP              | US        |    235642 | NS      | $6810053.80   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Napco Security Technologies In     | Napco Security Technologies Inc           | CUSIP: 630402105<br>LEI: 529900KV21J4YY9YST76 | Long             | EC               | CORP              | US        |     53711 | NS      | $1981398.79   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Vital Farms Inc                    | Vital Farms Inc                           | CUSIP: 92847W103<br>LEI: 549300S6NYY7ER3XOT61 | Long             | EC               | CORP              | US        |     34396 | NS      | $978566.20    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Cactus Inc                         | Cactus Inc                                | CUSIP: 127203107<br>LEI: 549300J3T8C9F8QFKV08 | Long             | EC               | CORP              | US        |     49029 | NS      | $2756900.67   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Applied Optoelectronics Inc        | Applied Optoelectronics Inc               | CUSIP: 03823U102<br>LEI: 529900I8U6Q5SYDNLT48 | Long             | EC               | CORP              | US        |    128490 | NS      | $5603448.90   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Pitney Bowes Inc                   | Pitney Bowes Inc                          | CUSIP: 724479100<br>LEI: 549300N2O26NW4ST6W55 | Long             | EC               | CORP              | US        |    311822 | NS      | $3252303.46   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Vericel Corp                       | Vericel Corp                              | CUSIP: 92346J108<br>LEI: 54930076YM3PLTDR4B91 | Long             | EC               | CORP              | US        |     30519 | NS      | $1098073.62   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Protagonist Therapeutics Inc       | Protagonist Therapeutics Inc              | CUSIP: 74366E102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     51276 | NS      | $4194376.80   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| DigitalOcean Holdings Inc          | DigitalOcean Holdings Inc                 | CUSIP: 25402D102<br>LEI: 549300EPISPY3RE3DL21 | Long             | EC               | CORP              | US        |    116355 | NS      | $6428613.75   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| City Holding Co                    | City Holding Co                           | CUSIP: 177835105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     18792 | NS      | $2313107.28   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Adeia Inc                          | Adeia Inc                                 | CUSIP: 00676P107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    191075 | NS      | $3456546.75   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Uniti Group Inc                    | Uniti Group Inc                           | CUSIP: 912932100<br>LEI: 549300V3NU625PJUVA84 | Long             | EC               | CORP              | US        |    319475 | NS      | $2658032.00   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Root Inc/OH                        | Root Inc/OH                               | CUSIP: 77664L207<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     45629 | NS      | $2834929.77   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Innodata Inc                       | Innodata Inc                              | CUSIP: 457642205<br>LEI: L9O7MPYIT56T6KBE0R95 | Long             | EC               | CORP              | US        |     43959 | NS      | $2437086.96   | 0.27%             |  |  |  | No            |                  1 | On Loan: —       |
| Blue Bird Corp                     | Blue Bird Corp                            | CUSIP: 095306106<br>LEI: 5493004ZXJUUWQ65ER59 | Long             | EC               | CORP              | US        |     70117 | NS      | $3527586.27   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Progyny Inc                        | Progyny Inc                               | CUSIP: 74340E103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    218032 | NS      | $5204423.84   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| nLight Inc                         | nLight Inc                                | CUSIP: 65487K100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    149269 | NS      | $6808159.09   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Vistance Networks Inc              | Vistance Networks Inc                     | CUSIP: 20337X109<br>LEI: 254900AW4CEPCQWSRI58 | Long             | EC               | CORP              | US        |    308812 | NS      | $5558616.00   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Turning Point Brands Inc           | Turning Point Brands Inc                  | CUSIP: 90041L105<br>LEI: 549300IYG00QF0VVP302 | Long             | EC               | CORP              | US        |     41314 | NS      | $5005191.10   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| CoreCivic Inc                      | CoreCivic Inc                             | CUSIP: 21871N101<br>LEI: 529900JFA3K6PTLT8B15 | Long             | EC               | CORP              | US        |    117182 | NS      | $2171382.46   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadstone Net Lease Inc           | Broadstone Net Lease Inc                  | CUSIP: 11135E203<br>LEI: 549300U8D7PT70B49V21 | Long             | EC               | CORP              | US        |    128924 | NS      | $2386383.24   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Beam Therapeutics Inc              | Beam Therapeutics Inc                     | CUSIP: 07373V105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     80783 | NS      | $2231226.46   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| DoubleVerify Holdings Inc          | DoubleVerify Holdings Inc                 | CUSIP: 25862V105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     96043 | NS      | $1039185.26   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Freshpet Inc                       | Freshpet Inc                              | CUSIP: 358039105<br>LEI: 549300S4ZK8ZQ6HNPN59 | Long             | EC               | CORP              | US        |     36754 | NS      | $2561753.80   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Trupanion Inc                      | Trupanion Inc                             | CUSIP: 898202106<br>LEI: 549300J86GFKIDGMQP18 | Long             | EC               | CORP              | US        |     29390 | NS      | $940186.10    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| NETSTREIT Corp                     | NETSTREIT Corp                            | CUSIP: 64119V303<br>LEI: 254900CJL0EDMEQ25Q84 | Long             | EC               | CORP              | US        |    186837 | NS      | $3520009.08   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackLine Inc                      | BlackLine Inc                             | CUSIP: 09239B109<br>LEI: 529900P9N7PK9LV5EK56 | Long             | EC               | CORP              | US        |     40510 | NS      | $1882499.70   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Concentra Group Holdings Paren     | Concentra Group Holdings Parent Inc       | CUSIP: 20603L102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    113803 | NS      | $2524150.54   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Bel Fuse Inc                       | Bel Fuse Inc                              | CUSIP: 077347300<br>LEI: 2549009L4XYDBRRY6X39 | Long             | EC               | CORP              | US        |     32999 | NS      | $6639068.81   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Gogo Inc                           | Gogo Inc                                  | CUSIP: 38046C109<br>LEI: 549300VL3DIHSFHYTO04 | Long             | EC               | CORP              | US        |    235767 | NS      | $1082170.53   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Solaris Energy Infrastructure      | Solaris Energy Infrastructure Inc         | CUSIP: 83418M103<br>LEI: 529900MTK3C8Y8TIIC10 | Long             | EC               | CORP              | US        |    121795 | NS      | $6721866.05   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| UFP Technologies Inc               | UFP Technologies Inc                      | CUSIP: 902673102<br>LEI: 549300RJ8LY41HS70C91 | Long             | EC               | CORP              | US        |     14844 | NS      | $3727922.16   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Novocure Ltd                       | Novocure Ltd                              | CUSIP: 000000000<br>LEI: 213800YPP55UMHWA4826 | Long             | EC               | CORP              | JE        |     84959 | NS      | $1053491.60   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Tootsie Roll Industries Inc        | Tootsie Roll Industries Inc               | CUSIP: 890516107<br>LEI: 529900SBKOV9XX4M4Q35 | Long             | EC               | CORP              | US        |     61144 | NS      | $2316134.72   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Xometry Inc                        | Xometry Inc                               | CUSIP: 98423F109<br>LEI: 5493006JFRGU7YRRXE44 | Long             | EC               | CORP              | US        |     94143 | NS      | $5378389.59   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Frontier Group Holdings Inc        | Frontier Group Holdings Inc               | CUSIP: 35909R108<br>LEI: 549300DT3Y2BHO6G7T02 | Long             | EC               | CORP              | US        |    699765 | NS      | $3246909.60   | 0.36%             |  |  |  | No            |                  1 | On Loan: —       |
| Diebold Nixdorf Inc                | Diebold Nixdorf Inc                       | CUSIP: 253651202<br>LEI: 549300XZK6EWDBAZSY16 | Long             | EC               | CORP              | US        |     82476 | NS      | $5691668.76   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Chesapeake Utilities Corp          | Chesapeake Utilities Corp                 | CUSIP: 165303108<br>LEI: 254900WW0FDCKAOCKE74 | Long             | EC               | CORP              | US        |     26419 | NS      | $3399596.92   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Ligand Pharmaceuticals Inc         | Ligand Pharmaceuticals Inc                | CUSIP: 53220K504<br>LEI: 5493008K7TB0IKP37H79 | Long             | EC               | CORP              | US        |     29621 | NS      | $5690194.10   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Intapp Inc                         | Intapp Inc                                | CUSIP: 45827U109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     23967 | NS      | $813679.65    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Payoneer Global Inc                | Payoneer Global Inc                       | CUSIP: 70451X104<br>LEI: 984500491C64C70FF033 | Long             | EC               | CORP              | US        |    195486 | NS      | $1249155.54   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Cinemark Holdings Inc              | Cinemark Holdings Inc                     | CUSIP: 17243V102<br>LEI: 549300LL2QMPTYIE0K55 | Long             | EC               | CORP              | US        |     47270 | NS      | $1119353.60   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Six Flags Entertainment Corp       | Six Flags Entertainment Corp              | CUSIP: 83001C108<br>LEI: 529900AS2CYWYFHRS781 | Long             | EC               | CORP              | US        |     71626 | NS      | $1289984.26   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Distribution Solutions Group I     | Distribution Solutions Group Inc          | CUSIP: 520776105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    120336 | NS      | $3416339.04   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphatec Holdings Inc              | Alphatec Holdings Inc                     | CUSIP: 02081G201<br>LEI: 549300EZE8CQ8K65FS24 | Long             | EC               | CORP              | US        |    266100 | NS      | $3946263.00   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Bowhead Specialty Holdings Inc     | Bowhead Specialty Holdings Inc            | CUSIP: 10240L102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    115483 | NS      | $2836262.48   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| GRAIL Inc                          | GRAIL Inc                                 | CUSIP: 384747101<br>LEI: 2549009XSNESW3VE8024 | Long             | EC               | CORP              | US        |     65406 | NS      | $6398014.92   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Sila Realty Trust Inc              | Sila Realty Trust Inc                     | CUSIP: 146280508<br>LEI: 549300HXH142HWKKSW59 | Long             | EC               | CORP              | US        |     47123 | NS      | $1147445.05   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Barrett Business Services Inc      | Barrett Business Services Inc             | CUSIP: 068463108<br>LEI: 529900HXB6TMG0SR9Y34 | Long             | EC               | CORP              | US        |     61855 | NS      | $2350490.00   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| DXP Enterprises Inc/TX             | DXP Enterprises Inc/TX                    | CUSIP: 233377407<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     40788 | NS      | $5304479.40   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Perimeter Solutions Inc            | Perimeter Solutions Inc                   | CUSIP: 71385M107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    203379 | NS      | $5318360.85   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| First Watch Restaurant Group I     | First Watch Restaurant Group Inc          | CUSIP: 33748L101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    218571 | NS      | $3494950.29   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Celldex Therapeutics Inc           | Celldex Therapeutics Inc                  | CUSIP: 15117B202<br>LEI: 529900F018DMYWH38923 | Long             | EC               | CORP              | US        |     40440 | NS      | $994824.00    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| GPGI Inc                           | GPGI Inc                                  | CUSIP: 20459V105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     56987 | NS      | $1343183.59   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Hertz Global Holdings Inc          | Hertz Global Holdings Inc                 | CUSIP: 42806J700<br>LEI: 549300NBK3K85MH1EX16 | Long             | EC               | CORP              | US        |    213745 | NS      | $1047350.50   | 0.12%             |  |  |  | No            |                  1 | On Loan: —       |
| Bancorp Inc/The                    | Bancorp Inc/The                           | CUSIP: 05969A105<br>LEI: 894500FP2ICT1B019Y71 | Long             | EC               | CORP              | US        |     66326 | NS      | $3942417.44   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Gorman-Rupp Co/The                 | Gorman-Rupp Co/The                        | CUSIP: 383082104<br>LEI: 254900WVLPOIWPGJPA07 | Long             | EC               | CORP              | US        |     93797 | NS      | $5110998.53   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Lemonade Inc                       | Lemonade Inc                              | CUSIP: 52567D107<br>LEI: 5493009BKR06OXXU6853 | Long             | EC               | CORP              | US        |     78665 | NS      | $6822615.45   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| ANI Pharmaceuticals Inc            | ANI Pharmaceuticals Inc                   | CUSIP: 00182C103<br>LEI: 5493000T6CXTND40YH31 | Long             | EC               | CORP              | US        |     56730 | NS      | $4643350.50   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Spyre Therapeutics Inc             | Spyre Therapeutics Inc                    | CUSIP: 00773J202<br>LEI: 52990017AIJPRH3HQH40 | Long             | EC               | CORP              | US        |    100611 | NS      | $3217539.78   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Willdan Group Inc                  | Willdan Group Inc                         | CUSIP: 96924N100<br>LEI: 529900YQO0LF5VAEKN05 | Long             | EC               | CORP              | US        |     54003 | NS      | $6815178.60   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Acadian Asset Management Inc       | Acadian Asset Management Inc              | CUSIP: 10948W103<br>LEI: 5493004FTLQNQTBOP608 | Long             | EC               | CORP              | US        |    119121 | NS      | $6601685.82   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Marqeta Inc                        | Marqeta Inc                               | CUSIP: 57142B104<br>LEI: 254900UZARK0FMZGZE18 | Long             | EC               | CORP              | US        |    693883 | NS      | $2865736.79   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Kymera Therapeutics Inc            | Kymera Therapeutics Inc                   | CUSIP: 501575104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     57564 | NS      | $4184327.16   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Chefs' Warehouse Inc/The           | Chefs' Warehouse Inc/The                  | CUSIP: 163086101<br>LEI: 549300JYEDC8C547E980 | Long             | EC               | CORP              | US        |     71860 | NS      | $4519994.00   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Cadre Holdings Inc                 | Cadre Holdings Inc                        | CUSIP: 12763L105<br>LEI: 2549006IKQEWJ8M7CB97 | Long             | EC               | CORP              | US        |    137083 | NS      | $5484690.83   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| American States Water Co           | American States Water Co                  | CUSIP: 029899101<br>LEI: 529900L26LIS2V8PWM23 | Long             | EC               | CORP              | US        |     30905 | NS      | $2254828.80   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| California Water Service Group     | California Water Service Group            | CUSIP: 130788102<br>LEI: 529900QABDOBU6UVRQ36 | Long             | EC               | CORP              | US        |     25354 | NS      | $1133323.80   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Pathward Financial Inc             | Pathward Financial Inc                    | CUSIP: 59100U108<br>LEI: 5493004X52BH1NBLW813 | Long             | EC               | CORP              | US        |     46411 | NS      | $4190449.19   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Prestige Consumer Healthcare I     | Prestige Consumer Healthcare Inc          | CUSIP: 74112D101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     17801 | NS      | $1147630.47   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Iridium Communications Inc         | Iridium Communications Inc                | CUSIP: 46269C102<br>LEI: 549300U620NVQ4J1CT96 | Long             | EC               | CORP              | US        |     63208 | NS      | $1259103.36   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Yelp Inc                           | Yelp Inc                                  | CUSIP: 985817105<br>LEI: 5299007OU2DOSXPQBO35 | Long             | EC               | CORP              | US        |     73690 | NS      | $2017632.20   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Rush Street Interactive Inc        | Rush Street Interactive Inc               | CUSIP: 782011100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    169626 | NS      | $2997291.42   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Trinity Industries Inc             | Trinity Industries Inc                    | CUSIP: 896522109<br>LEI: R1JB4KXN77XFCXOQKV49 | Long             | EC               | CORP              | US        |     41560 | NS      | $1194434.40   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Universal Technical Institute      | Universal Technical Institute Inc         | CUSIP: 913915104<br>LEI: 2549003YOJGAZ0PVFV48 | Long             | EC               | CORP              | US        |     85717 | NS      | $2385504.11   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Addus HomeCare Corp                | Addus HomeCare Corp                       | CUSIP: 006739106<br>LEI: 52990090ZT33AKPDBX62 | Long             | EC               | CORP              | US        |     20850 | NS      | $2157558.00   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Astronics Corp                     | Astronics Corp                            | CUSIP: 046433108<br>LEI: 549300NNXCF8H4MSMK17 | Long             | EC               | CORP              | US        |    103217 | NS      | $7818687.75   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Haemonetics Corp                   | Haemonetics Corp                          | CUSIP: 405024100<br>LEI: 549300ZEL6TXZS6F5F95 | Long             | EC               | CORP              | US        |     55889 | NS      | $3725560.74   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Chemours Co/The                    | Chemours Co/The                           | CUSIP: 163851108<br>LEI: 549300M1BOLNXL8DOV14 | Long             | EC               | CORP              | US        |     93188 | NS      | $1396888.12   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Calumet Inc                        | Calumet Inc                               | CUSIP: 131428104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    225410 | NS      | $5051438.10   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| EVERTEC Inc                        | EVERTEC Inc                               | CUSIP: 30040P103<br>LEI: N/A                  | Long             | EC               | CORP              | PR        |     37774 | NS      | $1133597.74   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Artivion Inc                       | Artivion Inc                              | CUSIP: 228903100<br>LEI: 549300YTKV8DMSMG6K81 | Long             | EC               | CORP              | US        |     98212 | NS      | $4004103.24   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| BioCryst Pharmaceuticals Inc       | BioCryst Pharmaceuticals Inc              | CUSIP: 09058V103<br>LEI: 549300Z0INP1Z5NP6J59 | Long             | EC               | CORP              | US        |    574246 | NS      | $3778538.68   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Amneal Pharmaceuticals Inc         | Amneal Pharmaceuticals Inc                | CUSIP: 03168L105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    444351 | NS      | $6078721.68   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Tutor Perini Corp                  | Tutor Perini Corp                         | CUSIP: 901109108<br>LEI: 549300FHXYVPW8LJ6D98 | Long             | EC               | CORP              | US        |     83548 | NS      | $6591101.72   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Planet Labs PBC                    | Planet Labs PBC                           | CUSIP: 72703X106<br>LEI: 254900Q7PVI3HTQBRB44 | Long             | EC               | CORP              | US        |    283924 | NS      | $7089582.28   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Dynex Capital Inc                  | Dynex Capital Inc                         | CUSIP: 26817Q886<br>LEI: 5CIJ4S9HAEBWILA19B65 | Long             | EC               | CORP              | US        |    235258 | NS      | $3265381.04   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| MYR Group Inc                      | MYR Group Inc                             | CUSIP: 55405W104<br>LEI: 529900G1IMMZHOQ17I54 | Long             | EC               | CORP              | US        |     20494 | NS      | $5124319.76   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Workiva Inc                        | Workiva Inc                               | CUSIP: 98139A105<br>LEI: 529900RTOQ8GRWHY1O58 | Long             | EC               | CORP              | US        |     38211 | NS      | $2943011.22   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Schrodinger Inc/United States      | Schrodinger Inc/United States             | CUSIP: 80810D103<br>LEI: 984500044BAE4791E559 | Long             | EC               | CORP              | US        |    125253 | NS      | $1749784.41   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| HA Sustainable Infrastructure      | HA Sustainable Infrastructure Capital Inc | CUSIP: 41068X100<br>LEI: 254900ZZRL7MWL1X8E92 | Long             | EC               | CORP              | US        |     71261 | NS      | $2452091.01   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Vita Coco Co Inc/The               | Vita Coco Co Inc/The                      | CUSIP: 92846Q107<br>LEI: 54930020WXOAWHR85Y25 | Long             | EC               | CORP              | US        |    105627 | NS      | $5635200.45   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Agilysys Inc                       | Agilysys Inc                              | CUSIP: 00847J105<br>LEI: 5299001XWB5V3B5IPN93 | Long             | EC               | CORP              | US        |     27729 | NS      | $2405490.75   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Eos Energy Enterprises Inc         | Eos Energy Enterprises Inc                | CUSIP: 29415C101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    488548 | NS      | $7152342.72   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Cleanspark Inc                     | Cleanspark Inc                            | CUSIP: 18452B209<br>LEI: 254900VO7KBRJQDGY810 | Long             | EC               | CORP              | US        |    221304 | NS      | $2620239.36   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Enerpac Tool Group Corp            | Enerpac Tool Group Corp                   | CUSIP: 292765104<br>LEI: IZW37BPZKUJE1QXGB081 | Long             | EC               | CORP              | US        |     28736 | NS      | $1159784.96   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| United States Lime & Minerals      | United States Lime & Minerals Inc         | CUSIP: 911922102<br>LEI: 549300VGDEEG8RT7VC89 | Long             | EC               | CORP              | US        |     18696 | NS      | $2253428.88   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Atlanta Braves Holdings Inc        | Atlanta Braves Holdings Inc               | CUSIP: 047726302<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     27852 | NS      | $1112130.36   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Willis Lease Finance Corp          | Willis Lease Finance Corp                 | CUSIP: 970646105<br>LEI: 54930023EP1OE5MKWF89 | Long             | EC               | CORP              | US        |     24294 | NS      | $4428310.32   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| WisdomTree Inc                     | WisdomTree Inc                            | CUSIP: 97717P104<br>LEI: 549300WIU8IS7UFO7871 | Long             | EC               | CORP              | US        |    270381 | NS      | $4380172.20   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| HCI Group Inc                      | HCI Group Inc                             | CUSIP: 40416E103<br>LEI: 549300CZF7EZJH0MPH74 | Long             | EC               | CORP              | US        |     17194 | NS      | $2728171.98   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Pacira BioSciences Inc             | Pacira BioSciences Inc                    | CUSIP: 695127100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    173066 | NS      | $3554775.64   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Nicolet Bankshares Inc             | Nicolet Bankshares Inc                    | CUSIP: 65406E102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     18463 | NS      | $2695228.74   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| St Joe Co/The                      | St Joe Co/The                             | CUSIP: 790148100<br>LEI: 529900XVHOT3BF8PWG49 | Long             | EC               | CORP              | US        |     75447 | NS      | $4993836.93   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Asana Inc                          | Asana Inc                                 | CUSIP: 04342Y104<br>LEI: 254900X7UAJNMLPLZ510 | Long             | EC               | CORP              | US        |     80140 | NS      | $821435.00    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| First Advantage Corp               | First Advantage Corp                      | CUSIP: 31846B108<br>LEI: 549300RNJ0PXU8FP7D06 | Long             | EC               | CORP              | US        |    226830 | NS      | $3062205.00   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Argan Inc                          | Argan Inc                                 | CUSIP: 04010E109<br>LEI: 529900E4KZWBV9KGBS83 | Long             | EC               | CORP              | US        |     17875 | NS      | $6204591.25   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| OmniAb, Inc.                       | OmniAb, Inc.                              | CUSIP: 68218J301<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1080 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Global Business Travel Group I     | Global Business Travel Group I            | CUSIP: 37890B100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    292741 | NS      | $2005275.85   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Republic Bancorp Inc/KY            | Republic Bancorp Inc/KY                   | CUSIP: 760281204<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     15925 | NS      | $1156314.25   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Cipher Mining Inc                  | Cipher Mining Inc                         | CUSIP: 17253J106<br>LEI: 254900QABG5HCQZ28A17 | Long             | EC               | CORP              | US        |    379329 | NS      | $6054090.84   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| CRA International Inc              | CRA International Inc                     | CUSIP: 12618T105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     22311 | NS      | $4215440.34   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Power Solutions International      | Power Solutions International Inc         | CUSIP: 73933G202<br>LEI: 549300JWGWDXC70SNH31 | Long             | EC               | CORP              | US        |     57688 | NS      | $4133922.08   | 0.46%             |  |  |  | No            |                  1 | On Loan: —       |
| Mercury Systems Inc                | Mercury Systems Inc                       | CUSIP: 589378108<br>LEI: 549300P3B84SGK7HH679 | Long             | EC               | CORP              | US        |     45135 | NS      | $4237273.80   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| fuboTV Inc                         | fuboTV Inc                                | CUSIP: 35953D104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    888701 | NS      | $1981803.23   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Cheesecake Factory Inc/The         | Cheesecake Factory Inc/The                | CUSIP: 163072101<br>LEI: 529900872XMLK10SY247 | Long             | EC               | CORP              | US        |     44362 | NS      | $2571221.52   | 0.28%             |  |  |  | No            |                  1 | On Loan: —       |
| McGrath RentCorp                   | McGrath RentCorp                          | CUSIP: 580589109<br>LEI: 254900EUH6IPWFQ83445 | Long             | EC               | CORP              | US        |     10474 | NS      | $1169841.06   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Braze Inc                          | Braze Inc                                 | CUSIP: 10576N102<br>LEI: 9845007B9EDBFD37C277 | Long             | EC               | CORP              | US        |     96118 | NS      | $2001176.76   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Progress Software Corp             | Progress Software Corp                    | CUSIP: 743312100<br>LEI: 549300R65B3JG6972S24 | Long             | EC               | CORP              | US        |     52130 | NS      | $2133159.60   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Veris Residential Inc              | Veris Residential Inc                     | CUSIP: 554489104<br>LEI: 254900KTVBRYJCQU2J23 | Long             | EC               | CORP              | US        |     73835 | NS      | $1121553.65   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Outfront Media Inc                 | Outfront Media Inc                        | CUSIP: 69007J304<br>LEI: 549300RZWDYU5722I639 | Long             | EC               | CORP              | US        |    185857 | NS      | $4520042.24   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Skyward Specialty Insurance Gr     | Skyward Specialty Insurance Group Inc     | CUSIP: 830940102<br>LEI: 549300GXGXJG0YH4VN21 | Long             | EC               | CORP              | US        |     87632 | NS      | $3910139.84   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Monarch Casino & Resort Inc        | Monarch Casino & Resort Inc               | CUSIP: 609027107<br>LEI: 549300AK5FF7KY11V997 | Long             | EC               | CORP              | US        |     23395 | NS      | $2141344.35   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Garrett Motion Inc                 | Garrett Motion Inc                        | CUSIP: 366505105<br>LEI: 549300LS5WT7EMBNV724 | Long             | EC               | CORP              | CH        |    321223 | NS      | $5794862.92   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuitive Machines Inc             | Intuitive Machines Inc                    | CUSIP: 46125A100<br>LEI: 254900386IE2PEPLVM59 | Long             | EC               | CORP              | US        |    137979 | NS      | $2620221.21   | 0.29%             |  |  |  | No            |                  1 | On Loan: —       |
| Veracyte Inc                       | Veracyte Inc                              | CUSIP: 92337F107<br>LEI: 529900ESWZRHXOW27Z37 | Long             | EC               | CORP              | US        |    106395 | NS      | $4051521.60   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Driven Brands Holdings Inc         | Driven Brands Holdings Inc                | CUSIP: 26210V102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     74140 | NS      | $1152877.00   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Community Financial System Inc     | Community Financial System Inc            | CUSIP: 203607106<br>LEI: 5299008N6YHE6GCP1E80 | Long             | EC               | CORP              | US        |     38981 | NS      | $2436312.50   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| LTC Properties Inc                 | LTC Properties Inc                        | CUSIP: 502175102<br>LEI: 549300NRZP8IJG2KY677 | Long             | EC               | CORP              | US        |     31964 | NS      | $1165727.08   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| BrightSpring Health Services I     | BrightSpring Health Services Inc          | CUSIP: 10950A106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    149502 | NS      | $5870943.54   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Microvast Holdings Inc             | Microvast Holdings Inc                    | CUSIP: 59516C106<br>LEI: 549300J4UX9OMHSTKS35 | Long             | EC               | CORP              | US        |    799832 | NS      | $2095559.84   | 0.23%             |  |  |  | No            |                  1 | On Loan: —       |
| Laureate Education Inc             | Laureate Education Inc                    | CUSIP: 518613203<br>LEI: 5JL7TMOH5TY3IUYSUP91 | Long             | EC               | CORP              | US        |    133029 | NS      | $4562894.70   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| RingCentral Inc                    | RingCentral Inc                           | CUSIP: 76680R206<br>LEI: 549300C8EH0H1614VE84 | Long             | EC               | CORP              | US        |    114133 | NS      | $2953762.04   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Ellington Financial Inc            | Ellington Financial Inc                   | CUSIP: 28852N109<br>LEI: 60GS1D1R1YY5G1W7IT74 | Long             | EC               | CORP              | US        |    329822 | NS      | $4238212.70   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Tanger Inc                         | Tanger Inc                                | CUSIP: 875465106<br>LEI: UKEW8YSXE4Y581KYOL30 | Long             | EC               | CORP              | US        |     67117 | NS      | $2196068.24   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| CG oncology Inc                    | CG oncology Inc                           | CUSIP: 156944100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    107877 | NS      | $5614997.85   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Vicor Corp                         | Vicor Corp                                | CUSIP: 925815102<br>LEI: 5299005KMQOTR6B51F09 | Long             | EC               | CORP              | US        |     51079 | NS      | $8053625.93   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Ocular Therapeutix Inc             | Ocular Therapeutix Inc                    | CUSIP: 67576A100<br>LEI: 529900ABAWFXOHSIHG03 | Long             | EC               | CORP              | US        |    184471 | NS      | $1686064.94   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Park National Corp                 | Park National Corp                        | CUSIP: 700658107<br>LEI: 984500Q3E941TDF87712 | Long             | EC               | CORP              | US        |      7222 | NS      | $1176752.68   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Liberty Latin America Ltd          | Liberty Latin America Ltd                 | CUSIP: 000000000<br>LEI: 213800YWQHEAX7CAVO83 | Long             | EC               | CORP              | US        |    441811 | NS      | $3437289.58   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| BGC Group Inc                      | BGC Group Inc                             | CUSIP: 088929104<br>LEI: 2549001IGRCG4F0RLD36 | Long             | EC               | CORP              | US        |    369080 | NS      | $3362318.80   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| ZoomInfo Technologies Inc          | ZoomInfo Technologies Inc                 | CUSIP: 98980F104<br>LEI: 2549008GSAHW4UWFEM58 | Long             | EC               | CORP              | US        |    220216 | NS      | $1772738.80   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Arcutis Biotherapeutics Inc        | Arcutis Biotherapeutics Inc               | CUSIP: 03969K108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    192793 | NS      | $4891158.41   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Artisan Partners Asset Managem     | Artisan Partners Asset Management Inc     | CUSIP: 04316A108<br>LEI: 549300T1FUI6JF63XU51 | Long             | EC               | CORP              | US        |     54977 | NS      | $2447576.04   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Perdoceo Education Corp            | Perdoceo Education Corp                   | CUSIP: 71363P106<br>LEI: 529900X5PCA184O9LY90 | Long             | EC               | CORP              | US        |    112377 | NS      | $3599435.31   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| GeneDx Holdings Corp               | GeneDx Holdings Corp                      | CUSIP: 81663L200<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     43052 | NS      | $4144185.52   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Warby Parker Inc                   | Warby Parker Inc                          | CUSIP: 93403J106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     50428 | NS      | $1286418.28   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Dave Inc                           | Dave Inc                                  | CUSIP: 23834J201<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     20235 | NS      | $3312267.15   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| MannKind Corp                      | MannKind Corp                             | CUSIP: 56400P706<br>LEI: 213800GFBCNY1ZFST722 | Long             | EC               | CORP              | US        |    581298 | NS      | $3359902.44   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Curbline Properties Corp           | Curbline Properties Corp                  | CUSIP: 23128Q101<br>LEI: 529900PGR41LH0I81I15 | Long             | EC               | CORP              | US        |    142012 | NS      | $3443791.00   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Crinetics Pharmaceuticals Inc      | Crinetics Pharmaceuticals Inc             | CUSIP: 22663K107<br>LEI: 549300Q1CNFXK5P31D28 | Long             | EC               | CORP              | US        |     23593 | NS      | $1178234.42   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Oscar Health Inc                   | Oscar Health Inc                          | CUSIP: 687793109<br>LEI: 254900AE8KDLFDOPKZ19 | Long             | EC               | CORP              | US        |    229357 | NS      | $3291272.95   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| IDT Corp                           | IDT Corp                                  | CUSIP: 448947507<br>LEI: 549300JNTN7ZMJDFCL56 | Long             | EC               | CORP              | US        |     43740 | NS      | $2127076.20   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| NextNav Inc                        | NextNav Inc                               | CUSIP: 65345N106<br>LEI: 549300X9CM76JRB02P70 | Long             | EC               | CORP              | US        |    134595 | NS      | $1932784.20   | 0.21%             |  |  |  | No            |                  1 | On Loan: —       |
| Dreyfus Government Cash Management | Dreyfus Government Cash Management        | CUSIP: 262006208<br>LEI: 5493000Q69I5Q3QZIA91 | Long             | STIV             | RF                | US        |   1450594 | NS      | $1450593.80   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| UMH Properties Inc                 | UMH Properties Inc                        | CUSIP: 903002103<br>LEI: 529900OM5K3PJ11F0Q09 | Long             | EC               | CORP              | US        |     69062 | NS      | $1079439.06   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Alarm.com Holdings Inc             | Alarm.com Holdings Inc                    | CUSIP: 011642105<br>LEI: 549300HIH92U1EKIHZ32 | Long             | EC               | CORP              | US        |     21534 | NS      | $1050428.52   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Mirum Pharmaceuticals Inc          | Mirum Pharmaceuticals Inc                 | CUSIP: 604749101<br>LEI: 254900YZKR40F7F27K81 | Long             | EC               | CORP              | US        |     70888 | NS      | $7317059.36   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| VSE Corp                           | VSE Corp                                  | CUSIP: 918284100<br>LEI: 549300QWJYQDH4U5XI15 | Long             | EC               | CORP              | US        |     25920 | NS      | $5665334.40   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Viridian Therapeutics Inc          | Viridian Therapeutics Inc                 | CUSIP: 92790C104<br>LEI: 549300C775BNYF550E70 | Long             | EC               | CORP              | US        |    179911 | NS      | $5937063.00   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Farmer Mac                         | Federal Agricultural Mortgage Corp        | CUSIP: 313148306<br>LEI: 549300MS654K78GYF580 | Long             | EC               | CORP              | US        |     25513 | NS      | $4319350.90   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Privia Health Group Inc            | Privia Health Group Inc                   | CUSIP: 74276R102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    188916 | NS      | $4386629.52   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Palomar Holdings Inc               | Palomar Holdings Inc                      | CUSIP: 69753M105<br>LEI: 549300DOI1MUW11BLX74 | Long             | EC               | CORP              | US        |     33245 | NS      | $4108749.55   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| American Superconductor Corp       | American Superconductor Corp              | CUSIP: 030111207<br>LEI: 549300S9YT8Z8LOK4452 | Long             | EC               | CORP              | US        |     38176 | NS      | $1142225.92   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Globalstar Inc                     | Globalstar Inc                            | CUSIP: 378973507<br>LEI: 549300NEX8I0MSOW0R64 | Long             | EC               | CORP              | US        |     91729 | NS      | $5652340.98   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| US Physical Therapy Inc            | US Physical Therapy Inc                   | CUSIP: 90337L108<br>LEI: 529900KL1UXQYFIOMY96 | Long             | EC               | CORP              | US        |     42203 | NS      | $3539565.61   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Huron Consulting Group Inc         | Huron Consulting Group Inc                | CUSIP: 447462102<br>LEI: 549300NGVB9H6TKTLE36 | Long             | EC               | CORP              | US        |     32382 | NS      | $5472558.00   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Exponent Inc                       | Exponent Inc                              | CUSIP: 30214U102<br>LEI: 529900NY3F5Q2NWPUZ42 | Long             | EC               | CORP              | US        |     15809 | NS      | $1136192.83   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Harrow Inc                         | Harrow Inc                                | CUSIP: 415858109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     91409 | NS      | $3742284.46   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Teradata Corp                      | Teradata Corp                             | CUSIP: 88076W103<br>LEI: 549300JU9SOUHV4U4R71 | Long             | EC               | CORP              | US        |    147145 | NS      | $4196575.40   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| CBIZ Inc                           | CBIZ Inc                                  | CUSIP: 124805102<br>LEI: 529900D5X8CFM8O1N813 | Long             | EC               | CORP              | US        |     44386 | NS      | $1746589.10   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Twist Bioscience Corp              | Twist Bioscience Corp                     | CUSIP: 90184D100<br>LEI: 549300T23BL59LCOH584 | Long             | EC               | CORP              | US        |     70602 | NS      | $2899624.14   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Coastal Financial Corp/WA          | Coastal Financial Corp/WA                 | CUSIP: 19046P209<br>LEI: 549300XG5L36T6IU0B47 | Long             | EC               | CORP              | US        |     28764 | NS      | $2755015.92   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Paymentus Holdings Inc             | Paymentus Holdings Inc                    | CUSIP: 70439P108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    104325 | NS      | $2788607.25   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| LiveRamp Holdings Inc              | LiveRamp Holdings Inc                     | CUSIP: 53815P108<br>LEI: 254900GXS75LG1X7RF88 | Long             | EC               | CORP              | US        |    112220 | NS      | $2732557.00   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| WD-40 Co                           | WD-40 Co                                  | CUSIP: 929236107<br>LEI: 549300UZHTN0CNKBOB19 | Long             | EC               | CORP              | US        |      5583 | NS      | $1290957.09   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| A10 Networks Inc                   | A10 Networks Inc                          | CUSIP: 002121101<br>LEI: 549300UQD4IWUML81Q35 | Long             | EC               | CORP              | US        |    126589 | NS      | $2207712.16   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Travere Therapeutics Inc           | Travere Therapeutics Inc                  | CUSIP: 89422G107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    146536 | NS      | $4555804.24   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Scotts Miracle-Gro Co/The          | Scotts Miracle-Gro Co/The                 | CUSIP: 810186106<br>LEI: 2TH9E0JTOUXOEGI2R879 | Long             | EC               | CORP              | US        |     38380 | NS      | $2464763.60   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Fastly Inc                         | Fastly Inc                                | CUSIP: 31188V100<br>LEI: 549300E2FZC83FJ3H565 | Long             | EC               | CORP              | US        |    439988 | NS      | $4069889.00   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| CECO Environmental Corp            | CECO Environmental Corp                   | CUSIP: 125141101<br>LEI: 5493002CZCTL4HGLIY91 | Long             | EC               | CORP              | US        |     93551 | NS      | $6308143.93   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Amplitude Inc                      | Amplitude Inc                             | CUSIP: 03213A104<br>LEI: 984500EZ87C703978858 | Long             | EC               | CORP              | US        |    284611 | NS      | $2609882.87   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| OneSpaWorld Holdings Ltd           | OneSpaWorld Holdings Ltd                  | CUSIP: 000000000<br>LEI: 5493007W8PZ8W6UC2X76 | Long             | EC               | CORP              | BS        |    158916 | NS      | $3122699.40   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| SiriusPoint Ltd                    | SiriusPoint Ltd                           | CUSIP: 000000000<br>LEI: 549300OGXFI85N3YZZ51 | Long             | EC               | CORP              | BM        |    255768 | NS      | $5220224.88   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Remitly Global Inc                 | Remitly Global Inc                        | CUSIP: 75960P104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     79614 | NS      | $1052497.08   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| nCino Inc                          | nCino Inc                                 | CUSIP: 63947X101<br>LEI: 549300WVRR2WR3L6MZ46 | Long             | EC               | CORP              | US        |     42855 | NS      | $914954.25    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Newamsterdam Pharma Co NV          | Newamsterdam Pharma Co NV                 | CUSIP: 000000000<br>LEI: 984500B6549TF6E14D36 | Long             | EC               | CORP              | NL        |    159607 | NS      | $4966969.84   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-03-25

**Name of Applicant:** First Trust Exchange-Traded AlphaDEX Fund

**Signature:** Derek Maltbie

**Name of Signer:** Derek Maltbie

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer