# EDGAR Filing Document

**Accession Number:** 0001498383
**File Stem:** 0001498383-26-000003
**Filing Date:** 2026-4
**Character Count:** 13001
**Document Hash:** ef5bf8700269ccfe9ef18400702fe8f2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001498383-26-000003.hdr.sgml**: 20260415

**ACCESSION NUMBER**: 0001498383-26-000003

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260415

**DATE AS OF CHANGE**: 20260415

**EFFECTIVENESS DATE**: 20260415

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Asset Allocation & Management Company, LLC
- **CENTRAL INDEX KEY:** 0001498383

**ORGANIZATION NAME:**
- **EIN:** 364418695
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20383
- **FILM NUMBER:** 26864336

**BUSINESS ADDRESS:**
- **STREET 1:** 10 S. RIVERSIDE PLAZA
- **STREET 2:** SUITE 700
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** 312-263-2900

**MAIL ADDRESS:**
- **STREET 1:** 10 S. RIVERSIDE PLAZA
- **STREET 2:** SUITE 700
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Asset Allocation  Management Company LLC<br>**Address:** 10 S. RIVERSIDE PLAZA<br>SUITE 700<br>CHICAGO, IL 60606

**Form 13F File Number:** 028-20383

**CRD Number (if applicable):** 000109875

**SEC File Number (if applicable):** 801-60075

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Chelsea Klassa<br>**Title:** Chief Compliance Officer<br>**Phone:** 312-845-2308

**Signature, Place, and Date of Signing:**

Chelsea Klassa  Chicago, IL  04-15-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[ ] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[x] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 94

**Form 13F Information Table Value Total:** $269598

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

|   No. | Name                          | Form 13F File Number   | CRD Number   | SEC File Number   |
|---:|:---|:---|:---|:---|
|     1 | Mariner LLC                   |  |  |  |
|     2 | ZAZOVE ASSOCIATES LLC         |  |  |  |
|     3 | SECURIAN ASSET MANAGEMENT INC |  |  |  |
|     4 | Muzinich  Co. Inc.            |  |  |  |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBVIE INC | COM | 00287Y109 |  | 206 | 948 | SH |  | SOLE |  | 0 | 0 | 948 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 2767 | 9622 | SH |  | SOLE |  | 0 | 0 | 9622 |
| AMAZON COM INC | COM | 023135106 |  | 636 | 3055 | SH |  | SOLE |  | 0 | 0 | 3055 |
| AMERICAN ELEC PWR CO INC | COM | 025537101 |  | 347 | 2646 | SH |  | SOLE |  | 0 | 0 | 2646 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 |  | 256 | 1482 | SH |  | SOLE |  | 0 | 0 | 1482 |
| APPLE INC | COM | 037833100 |  | 1081 | 4260 | SH |  | SOLE |  | 0 | 0 | 4260 |
| ARISTA NETWORKS INC | COM SHS | 040413205 |  | 265 | 2157 | SH |  | SOLE |  | 0 | 0 | 2157 |
| ASTRAZENECA PLC | ORD | G0593M107 |  | 244 | 1237 | SH |  | SOLE |  | 0 | 0 | 1237 |
| BAKER HUGHES COMPANY | CL A | 05722G100 |  | 369 | 6045 | SH |  | SOLE |  | 0 | 0 | 6045 |
| BANK AMERICA CORP | 7.25%CNV PFD L | 060505682 |  | 619 | 519 | SH |  | SOLE |  | 0 | 0 | 519 |
| BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 |  | 2154 | 3 | SH |  | SOLE |  | 0 | 0 | 3 |
| BOOKING HOLDINGS INC | COM | 09857L108 |  | 299 | 71 | SH |  | SOLE |  | 0 | 0 | 71 |
| BP PLC | SPONSORED ADR | 055622104 |  | 395 | 8400 | SH |  | SOLE |  | 0 | 0 | 8400 |
| BROADCOM INC | COM | 11135F101 |  | 1092 | 3528 | SH |  | SOLE |  | 0 | 0 | 3528 |
| CADENCE DESIGN SYSTEM INC | COM | 127387108 |  | 265 | 953 | SH |  | SOLE |  | 0 | 0 | 953 |
| CHEVRON CORP NEW | COM | 166764100 |  | 600 | 2900 | SH |  | SOLE |  | 0 | 0 | 2900 |
| CITIGROUP INC | COM NEW | 172967424 |  | 296 | 2614 | SH |  | SOLE |  | 0 | 0 | 2614 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 518 | 520 | SH |  | SOLE |  | 0 | 0 | 520 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 |  | 262 | 670 | SH |  | SOLE |  | 0 | 0 | 670 |
| CUMMINS INC | COM | 231021106 |  | 411 | 763 | SH |  | SOLE |  | 0 | 0 | 763 |
| DEERE  CO | COM | 244199105 |  | 318 | 565 | SH |  | SOLE |  | 0 | 0 | 565 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 363 | 2775 | SH |  | SOLE |  | 0 | 0 | 2775 |
| EATON CORP PLC | SHS | G29183103 |  | 357 | 997 | SH |  | SOLE |  | 0 | 0 | 997 |
| ELI LILLY  CO | COM | 532457108 |  | 313 | 340 | SH |  | SOLE |  | 0 | 0 | 340 |
| FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 |  | 5682 | 126840 | SH |  | SOLE |  | 0 | 0 | 126840 |
| FORD MTR CO | COM | 345370860 |  | 346 | 30000 | SH |  | SOLE |  | 0 | 0 | 30000 |
| GE VERNOVA INC | COM | 36828A101 |  | 401 | 459 | SH |  | SOLE |  | 0 | 0 | 459 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 475 | 562 | SH |  | SOLE |  | 0 | 0 | 562 |
| HOME DEPOT INC | COM | 437076102 |  | 373 | 1135 | SH |  | SOLE |  | 0 | 0 | 1135 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 220 | 906 | SH |  | SOLE |  | 0 | 0 | 906 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 2201 | 11468 | SH |  | SOLE |  | 0 | 0 | 11468 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 2961 | 5130 | SH |  | SOLE |  | 0 | 0 | 5130 |
| ISHARES TR | CORE S ETF | 464287200 |  | 9534 | 14595 | SH |  | SOLE |  | 0 | 0 | 14595 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 1555 | 10273 | SH |  | SOLE |  | 0 | 0 | 10273 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 382 | 3930 | SH |  | SOLE |  | 0 | 0 | 3930 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 695 | 10295 | SH |  | SOLE |  | 0 | 0 | 10295 |
| ISHARES TR | CORE S TTL STK | 464287150 |  | 590 | 4143 | SH |  | SOLE |  | 0 | 0 | 4143 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 |  | 1522 | 19130 | SH |  | SOLE |  | 0 | 0 | 19130 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 637 | 21000 | SH |  | SOLE |  | 0 | 0 | 21000 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 540 | 4343 | SH |  | SOLE |  | 0 | 0 | 4343 |
| ISHARES TR | ISHS 1-5YR INVS | 464288646 |  | 480 | 9139 | SH |  | SOLE |  | 0 | 0 | 9139 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 565 | 5692 | SH |  | SOLE |  | 0 | 0 | 5692 |
| ISHARES TR | RUSSELL 3000 ETF | 464287689 |  | 979 | 2641 | SH |  | SOLE |  | 0 | 0 | 2641 |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 47103U845 |  | 3552 | 70511 | SH |  | SOLE |  | 0 | 0 | 70511 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 654 | 2674 | SH |  | SOLE |  | 0 | 0 | 2674 |
| JPMORGAN CHASE  CO. | COM | 46625H100 |  | 467 | 1588 | SH |  | SOLE |  | 0 | 0 | 1588 |
| KLA CORP | COM NEW | 482480100 |  | 627 | 426 | SH |  | SOLE |  | 0 | 0 | 426 |
| MARATHON PETE CORP | COM | 56585A102 |  | 611 | 2502 | SH |  | SOLE |  | 0 | 0 | 2502 |
| MCDONALDS CORP | COM | 580135101 |  | 311 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| MCKESSON CORP | COM | 58155Q103 |  | 254 | 294 | SH |  | SOLE |  | 0 | 0 | 294 |
| META PLATFORMS INC | CL A | 30303M102 |  | 652 | 1140 | SH |  | SOLE |  | 0 | 0 | 1140 |
| MICROSOFT CORP | COM | 594918104 |  | 1051 | 2840 | SH |  | SOLE |  | 0 | 0 | 2840 |
| NI HLDGS INC | COM | 65342T106 |  | 278 | 21589 | SH |  | SOLE |  | 0 | 0 | 21589 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 1581 | 9068 | SH |  | SOLE |  | 0 | 0 | 9068 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 271 | 1692 | SH |  | SOLE |  | 0 | 0 | 1692 |
| PNC FINL SVCS GROUP INC | COM | 693475105 |  | 245 | 1175 | SH |  | SOLE |  | 0 | 0 | 1175 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 336 | 2329 | SH |  | SOLE |  | 0 | 0 | 2329 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 |  | 327 | 423 | SH |  | SOLE |  | 0 | 0 | 423 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 |  | 6579 | 262123 | SH |  | SOLE |  | 0 | 0 | 262123 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 11220 | 365718 | SH |  | SOLE |  | 0 | 0 | 365718 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 394 | 915 | SH |  | SOLE |  | 0 | 0 | 915 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 3012 | 4631 | SH |  | SOLE |  | 0 | 0 | 4631 |
| SPDR SERIES TRUST | STATE STREET SPD | 78468R606 |  | 18761 | 804501 | SH |  | SOLE |  | 0 | 0 | 804501 |
| SSGA ACTIVE ETF TR | STATE STREET BLA | 78467V608 |  | 21142 | 526704 | SH |  | SOLE |  | 0 | 0 | 526704 |
| STRYKER CORPORATION | COM | 863667101 |  | 394 | 1200 | SH |  | SOLE |  | 0 | 0 | 1200 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 |  | 237 | 702 | SH |  | SOLE |  | 0 | 0 | 702 |
| TE CONNECTIVITY PLC | ORD SHS | G87052109 |  | 258 | 1235 | SH |  | SOLE |  | 0 | 0 | 1235 |
| TELEDYNE TECHNOLOGIES INC | COM | 879360105 |  | 296 | 490 | SH |  | SOLE |  | 0 | 0 | 490 |
| TESLA INC | COM | 88160R101 |  | 236 | 635 | SH |  | SOLE |  | 0 | 0 | 635 |
| TJX COS INC NEW | COM | 872540109 |  | 344 | 2154 | SH |  | SOLE |  | 0 | 0 | 2154 |
| TRAVELERS COMPANIES INC | COM | 89417E109 |  | 230 | 790 | SH |  | SOLE |  | 0 | 0 | 790 |
| UNITED RENTALS INC | COM | 911363109 |  | 309 | 424 | SH |  | SOLE |  | 0 | 0 | 424 |
| VALARIS LTD | CL A | G9460G101 |  | 372 | 3793 | SH |  | SOLE |  | 0 | 0 | 3793 |
| VALERO ENERGY CORP | COM | 91913Y100 |  | 404 | 1634 | SH |  | SOLE |  | 0 | 0 | 1634 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 1394 | 17772 | SH |  | SOLE |  | 0 | 0 | 17772 |
| VANGUARD BD INDEX FDS | LONG TERM BOND | 921937793 |  | 706 | 10260 | SH |  | SOLE |  | 0 | 0 | 10260 |
| VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 |  | 1139 | 14760 | SH |  | SOLE |  | 0 | 0 | 14760 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 20905 | 34985 | SH |  | SOLE |  | 0 | 0 | 34985 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 427 | 1486 | SH |  | SOLE |  | 0 | 0 | 1486 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 67435 | 210203 | SH |  | SOLE |  | 0 | 0 | 210203 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 1138 | 4345 | SH |  | SOLE |  | 0 | 0 | 4345 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 4612 | 10559 | SH |  | SOLE |  | 0 | 0 | 10559 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 |  | 1886 | 7329 | SH |  | SOLE |  | 0 | 0 | 7329 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 2389 | 44203 | SH |  | SOLE |  | 0 | 0 | 44203 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 |  | 5065 | 67440 | SH |  | SOLE |  | 0 | 0 | 67440 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 3050 | 38470 | SH |  | SOLE |  | 0 | 0 | 38470 |
| VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 |  | 986 | 13195 | SH |  | SOLE |  | 0 | 0 | 13195 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 4616 | 72039 | SH |  | SOLE |  | 0 | 0 | 72039 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 31287 | 211254 | SH |  | SOLE |  | 0 | 0 | 211254 |
| VERTEX PHARMACEUTICALS INC | COM | 92532F100 |  | 253 | 567 | SH |  | SOLE |  | 0 | 0 | 567 |
| VISA INC | COM CL A | 92826C839 |  | 448 | 1482 | SH |  | SOLE |  | 0 | 0 | 1482 |
| VULCAN MATLS CO | COM | 929160109 |  | 375 | 1376 | SH |  | SOLE |  | 0 | 0 | 1376 |
| WELLS FARGO  CO | PERP PFD CNV A | 949746804 |  | 1273 | 1100 | SH |  | SOLE |  | 0 | 0 | 1100 |
| XYLEM INC | COM | 98419M100 |  | 238 | 1990 | SH |  | SOLE |  | 0 | 0 | 1990 |

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