# EDGAR Filing Document

**Accession Number:** 0001506001
**File Stem:** 0001410368-25-018139
**Filing Date:** 2025-10
**Character Count:** 29478
**Document Hash:** 350c00eddfaf19b2dab38bc70f11c3f4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001410368-25-018139.hdr.sgml**: 20251027

**ACCESSION NUMBER**: 0001410368-25-018139

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250831

**FILED AS OF DATE**: 20251027

**DATE AS OF CHANGE**: 20251027

**PERIOD START**: 20250831

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Neuberger Berman ETF Trust
- **CENTRAL INDEX KEY:** 0001506001

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23761
- **FILM NUMBER:** 251420350

**BUSINESS ADDRESS:**
- **STREET 1:** 1290 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10104
- **BUSINESS PHONE:** 212-476-8800

**MAIL ADDRESS:**
- **STREET 1:** 1290 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10104

## Series and Classes Contracts Data

### Neuberger Berman China Equity ETF (Series ID: S000081048)

| Class ID   | Class Name                        | Ticker Symbol   |
|:---|:---|:---|
| C000243703 | Neuberger Berman China Equity ETF | NBCE            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Neuberger Berman ETF Trust

- **b. Investment Company Act file number:** 811-23761

- **c. CIK number of Registrant:** 0001506001

- **d. LEI of Registrant:** 549300GPREY1N686GS02

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 AVENUE OF THE AMERICAS

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10104

  - **Telephone number:** 877-628-2583

**Item A.2. Information about the Series.**

- **a. Name of Series:** Neuberger Berman China Equity ETF

- **b. EDGAR series identifier (if any):** S000081048

- **c. LEI of Series:** 254900GB9HHI3NWE2L10

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-08-31

- **b. Date as of which information is reported:** 2025-08-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $7463021.28

**Total Liabilities:** $114240.07

**Net Assets:** $7348781.21

**Cash Not Reported:** $87.82

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000243703 | 4.43%                | 0.36%                | 12.96%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $26494.33                | $212856.24                                 |
| Month 2  | $84190.48                | $-95956.64                                 |
| Month 3  | $98531.73                | $746300.95                                 |

### Schedule of Portfolio Investments

| Name                                             | Title                                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Hong Kong Exchanges & Clearing Ltd               | Hong Kong Exchanges & Clearing Ltd                           | CUSIP: 000000000<br>LEI: 213800YTVSXYQN17BW16 | Long             | EC               | CORP              | HK        |      1500 | NS      | $87882.26     | 1.20%             |  |  |  | No            |                  2 | On Loan: No      |
| Yum China Holdings Inc                           | Yum China Holdings Inc                                       | CUSIP: 98850P109<br>LEI: 529900DO9BYZ7VA3K502 | Long             | EC               | CORP              | US        |      1350 | NS      | $60833.34     | 0.83%             |  |  |  | No            |                  2 | On Loan: No      |
| Perfect World Co Ltd/China                       | Perfect World Co Ltd/China                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     20900 | NS      | $48901.95     | 0.67%             |  |  |  | No            |                  2 | On Loan: No      |
| Xiaomi Corp                                      | Xiaomi Corp                                                  | CUSIP: 000000000<br>LEI: 2549001ACVFAZRNMKL32 | Long             | EC               | CORP              | KY        |     15600 | NS      | $106467.60    | 1.45%             |  |  |  | No            |                  2 | On Loan: No      |
| East Money Information Co Ltd                    | East Money Information Co Ltd                                | CUSIP: 000000000<br>LEI: 836800ZFB0ZEK3KKW487 | Long             | EC               | CORP              | CN        |     26000 | NS      | $105541.86    | 1.44%             |  |  |  | No            |                  2 | On Loan: No      |
| Hangcha Group Co Ltd                             | Hangcha Group Co Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     23940 | NS      | $78082.44     | 1.06%             |  |  |  | No            |                  2 | On Loan: No      |
| Contemporary Amperex Technology Co Ltd           | Contemporary Amperex Technology Co Ltd                       | CUSIP: 000000000<br>LEI: 300300KINDY1K0E9I032 | Long             | EC               | CORP              | CN        |      6000 | NS      | $257798.69    | 3.51%             |  |  |  | No            |                  2 | On Loan: No      |
| Chongqing Rural Commercial Bank Co Ltd           | Chongqing Rural Commercial Bank Co Ltd                       | CUSIP: 000000000<br>LEI: 300300C1126750000027 | Long             | EC               | CORP              | CN        |    120000 | NS      | $106014.13    | 1.44%             |  |  |  | No            |                  2 | On Loan: No      |
| Sunny Optical Technology Group Co Ltd            | Sunny Optical Technology Group Co Ltd                        | CUSIP: 000000000<br>LEI: 3003004QIVP0DFVVWM94 | Long             | EC               | CORP              | KY        |      7200 | NS      | $77549.70     | 1.06%             |  |  |  | No            |                  2 | On Loan: No      |
| Kweichow Moutai Co Ltd                           | Kweichow Moutai Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       848 | NS      | $176400.83    | 2.40%             |  |  |  | No            |                  2 | On Loan: No      |
| Shenzhen Inovance Technology Co Ltd              | Shenzhen Inovance Technology Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8100 | NS      | $85370.58     | 1.16%             |  |  |  | No            |                  2 | On Loan: No      |
| China Merchants Bank Co Ltd                      | China Merchants Bank Co Ltd                                  | CUSIP: 000000000<br>LEI: 549300MKO5B60FFIHF58 | Long             | EC               | CORP              | CN        |     37300 | NS      | $224776.24    | 3.06%             |  |  |  | No            |                  2 | On Loan: No      |
| Montage Technology Co Ltd                        | Montage Technology Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     13956 | NS      | $240755.30    | 3.28%             |  |  |  | No            |                  2 | On Loan: No      |
| NAURA Technology Group Co Ltd                    | NAURA Technology Group Co Ltd                                | CUSIP: 000000000<br>LEI: 300300JI5I0B95GO5C39 | Long             | EC               | CORP              | CN        |      1465 | NS      | $76564.88     | 1.04%             |  |  |  | No            |                  2 | On Loan: No      |
| Chifeng Jilong Gold Mining Co Ltd                | Chifeng Jilong Gold Mining Co Ltd                            | CUSIP: 000000000<br>LEI: 300300PUFBCIZ7STN538 | Long             | EC               | CORP              | CN        |     39300 | NS      | $145160.75    | 1.98%             |  |  |  | No            |                  2 | On Loan: No      |
| Cambricon Technologies Corp Ltd                  | Cambricon Technologies Corp Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       750 | NS      | $157067.78    | 2.14%             |  |  |  | No            |                  2 | On Loan: No      |
| Akeso Inc                                        | Akeso Inc                                                    | CUSIP: 000000000<br>LEI: 254900ECWYGR3QW5GF30 | Long             | EC               | CORP              | KY        |      4000 | NS      | $80566.22     | 1.10%             |  |  |  | No            |                  2 | On Loan: No      |
| Midea Group Co Ltd                               | Midea Group Co Ltd                                           | CUSIP: 000000000<br>LEI: 3003003TRPHLHZD2IF61 | Long             | EC               | CORP              | CN        |     12400 | NS      | $128330.19    | 1.75%             |  |  |  | No            |                  2 | On Loan: No      |
| Bank of Hangzhou Co Ltd                          | Bank of Hangzhou Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300C1092033000075 | Long             | EC               | CORP              | CN        |     54400 | NS      | $121259.42    | 1.65%             |  |  |  | No            |                  2 | On Loan: No      |
| Jiangsu Hengrui Pharmaceuticals Co Ltd           | Jiangsu Hengrui Pharmaceuticals Co Ltd                       | CUSIP: 000000000<br>LEI: 2549003BT1XS3SE3E448 | Long             | EC               | CORP              | CN        |     12700 | NS      | $118033.78    | 1.61%             |  |  |  | No            |                  2 | On Loan: No      |
| Flat Glass Group Co Ltd                          | Flat Glass Group Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300BEL4RMXBKEA373 | Long             | EC               | CORP              | CN        |     27400 | NS      | $68302.83     | 0.93%             |  |  |  | No            |                  2 | On Loan: No      |
| Zhejiang Juhua Co Ltd                            | Zhejiang Juhua Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     17600 | NS      | $95575.03     | 1.30%             |  |  |  | No            |                  2 | On Loan: No      |
| BYD Co Ltd                                       | BYD Co Ltd                                                   | CUSIP: 000000000<br>LEI: 5299005557VL7ULJ7A69 | Long             | EC               | CORP              | CN        |      2100 | NS      | $33597.17     | 0.46%             |  |  |  | No            |                  2 | On Loan: No      |
| CMOC Group Ltd                                   | CMOC Group Ltd                                               | CUSIP: 000000000<br>LEI: 2549008KG3638J59U652 | Long             | EC               | CORP              | CN        |     58300 | NS      | $101291.00    | 1.38%             |  |  |  | No            |                  2 | On Loan: No      |
| Jiangsu Azure Corp                               | Jiangsu Azure Corp                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     21200 | NS      | $53564.34     | 0.73%             |  |  |  | No            |                  2 | On Loan: No      |
| Sungrow Power Supply Co Ltd                      | Sungrow Power Supply Co Ltd                                  | CUSIP: 000000000<br>LEI: 30030052IWC7RGVFG505 | Long             | EC               | CORP              | CN        |      4200 | NS      | $58893.07     | 0.80%             |  |  |  | No            |                  2 | On Loan: No      |
| Luxshare Precision Industry Co Ltd               | Luxshare Precision Industry Co Ltd                           | CUSIP: 000000000<br>LEI: 300300QLLDUELXN16530 | Long             | EC               | CORP              | CN        |     21500 | NS      | $138649.80    | 1.89%             |  |  |  | No            |                  2 | On Loan: No      |
| Meitu Inc                                        | Meitu Inc                                                    | CUSIP: 000000000<br>LEI: 529900P2POH56W116T02 | Long             | EC               | CORP              | KY        |     59500 | NS      | $90658.41     | 1.23%             |  |  |  | No            |                  2 | On Loan: No      |
| Bank of Jiangsu Co Ltd                           | Bank of Jiangsu Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300C1086832000046 | Long             | EC               | CORP              | CN        |     80600 | NS      | $122609.46    | 1.67%             |  |  |  | No            |                  2 | On Loan: No      |
| Huatai Securities Co Ltd                         | Huatai Securities Co Ltd                                     | CUSIP: 000000000<br>LEI: 3003009ABT0UCWO79Q77 | Long             | EC               | CORP              | CN        |     40800 | NS      | $124241.32    | 1.69%             |  |  |  | No            |                  2 | On Loan: No      |
| China Pacific Insurance Group Co Ltd             | China Pacific Insurance Group Co Ltd                         | CUSIP: 000000000<br>LEI: 529900BA5ILEL308WX03 | Long             | EC               | CORP              | CN        |     29600 | NS      | $167608.76    | 2.28%             |  |  |  | No            |                  2 | On Loan: No      |
| Xinxiang Richful Lube Additive Co Ltd            | Xinxiang Richful Lube Additive Co Ltd                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9100 | NS      | $78786.64     | 1.07%             |  |  |  | No            |                  2 | On Loan: No      |
| Ugreen Group Ltd                                 | Ugreen Group Ltd                                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8000 | NS      | $75765.53     | 1.03%             |  |  |  | No            |                  2 | On Loan: No      |
| Sany Heavy Industry Co Ltd                       | Sany Heavy Industry Co Ltd                                   | CUSIP: 000000000<br>LEI: 3003001FS86S7NYOHV89 | Long             | EC               | CORP              | CN        |     24400 | NS      | $72035.04     | 0.98%             |  |  |  | No            |                  2 | On Loan: No      |
| Yangzhou Yangjie Electronic Technology Co Ltd    | Yangzhou Yangjie Electronic Technology Co Ltd                | CUSIP: 000000000<br>LEI: 6556009FCJ7O8QPFTC19 | Long             | EC               | CORP              | CN        |     12300 | NS      | $117623.98    | 1.60%             |  |  |  | No            |                  2 | On Loan: No      |
| Zhongji Innolight Co Ltd                         | Zhongji Innolight Co Ltd                                     | CUSIP: 000000000<br>LEI: 655600K7YZDKAI214O83 | Long             | EC               | CORP              | CN        |      3800 | NS      | $188677.11    | 2.57%             |  |  |  | No            |                  2 | On Loan: No      |
| Hua Hong Semiconductor Ltd                       | Hua Hong Semiconductor Ltd                                   | CUSIP: 000000000<br>LEI: 529900OXH3ZYLIMGB907 | Long             | EC               | CORP              | HK        |      9000 | NS      | $62312.33     | 0.85%             |  |  |  | No            |                  2 | On Loan: No      |
| Smartsens Technology Shanghai Co Ltd             | Smartsens Technology Shanghai Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4900 | NS      | $75760.97     | 1.03%             |  |  |  | No            |                  2 | On Loan: No      |
| BeOne Medicines Ltd                              | BeOne Medicines Ltd                                          | CUSIP: 000000000<br>LEI: 549300JFUK6FRD5MH739 | Long             | EC               | CORP              | CH        |      3869 | NS      | $151260.06    | 2.06%             |  |  |  | No            |                  2 | On Loan: No      |
| Baoshan Iron & Steel Co Ltd                      | Baoshan Iron & Steel Co Ltd                                  | CUSIP: 000000000<br>LEI: 300300PYAP4PEHORZT21 | Long             | EC               | CORP              | CN        |     49900 | NS      | $48564.86     | 0.66%             |  |  |  | No            |                  2 | On Loan: No      |
| Hangzhou Tigermed Consulting Co Ltd              | Hangzhou Tigermed Consulting Co Ltd                          | CUSIP: 000000000<br>LEI: 300300CP4N8WDF6DOO67 | Long             | EC               | CORP              | CN        |      8300 | NS      | $73975.60     | 1.01%             |  |  |  | No            |                  2 | On Loan: No      |
| Damai Entertainment Holdings Ltd                 | Damai Entertainment Holdings Ltd                             | CUSIP: 000000000<br>LEI: 213800DWTSI7ACSGHN32 | Long             | EC               | CORP              | BM        |    220000 | NS      | $32971.07     | 0.45%             |  |  |  | No            |                  2 | On Loan: No      |
| Yantai China Pet Foods Co Ltd                    | Yantai China Pet Foods Co Ltd                                | CUSIP: 000000000<br>LEI: 655600CR5H76LMBJYO93 | Long             | EC               | CORP              | CN        |      6600 | NS      | $55068.15     | 0.75%             |  |  |  | No            |                  2 | On Loan: No      |
| Huaqin Technology Co Ltd                         | Huaqin Technology Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6500 | NS      | $89692.93     | 1.22%             |  |  |  | No            |                  2 | On Loan: No      |
| Yantai Jereh Oilfield Services Group Co Ltd      | Yantai Jereh Oilfield Services Group Co Ltd                  | CUSIP: 000000000<br>LEI: 300300QPHWK638H2EU20 | Long             | EC               | CORP              | CN        |     14800 | NS      | $98594.70     | 1.34%             |  |  |  | No            |                  2 | On Loan: No      |
| Wuhan Raycus Fiber Laser Technologies Co Ltd     | Wuhan Raycus Fiber Laser Technologies Co Ltd                 | CUSIP: 000000000<br>LEI: 836800KV0RDX6LZWOS56 | Long             | EC               | CORP              | CN        |     12900 | NS      | $58849.95     | 0.80%             |  |  |  | No            |                  2 | On Loan: No      |
| Minth Group Ltd                                  | Minth Group Ltd                                              | CUSIP: 000000000<br>LEI: 254900B2AH0G13K9G204 | Long             | EC               | CORP              | KY        |     28000 | NS      | $118952.40    | 1.62%             |  |  |  | No            |                  2 | On Loan: No      |
| State Street Global Advisors                     | State Street Institutional U.S. Government Money Market Fund | CUSIP: 857492706<br>LEI: 549300BZ5TGIFZUZDZ37 | Long             | STIV             | RF                | US        |    212001 | NS      | $212000.86    | 2.88%             |  |  |  | No            |                  2 | On Loan: No      |
| Shanghai Chicmax Cosmetic Co Ltd                 | Shanghai Chicmax Cosmetic Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7300 | NS      | $85159.86     | 1.16%             |  |  |  | No            |                  2 | On Loan: No      |
| Foxconn Industrial Internet Co Ltd               | Foxconn Industrial Internet Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9900 | NS      | $74714.86     | 1.02%             |  |  |  | No            |                  2 | On Loan: No      |
| China Galaxy Securities Co Ltd                   | China Galaxy Securities Co Ltd                               | CUSIP: 000000000<br>LEI: 3003008KFQXO06OK8582 | Long             | EC               | CORP              | CN        |     47600 | NS      | $123731.07    | 1.68%             |  |  |  | No            |                  2 | On Loan: No      |
| Giant Biogene Holding Co ltd                     | Giant Biogene Holding Co ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |     12200 | NS      | $84974.52     | 1.16%             |  |  |  | No            |                  2 | On Loan: No      |
| China Hongqiao Group Ltd                         | China Hongqiao Group Ltd                                     | CUSIP: 000000000<br>LEI: 3003009Q4IBFSDE24571 | Long             | EC               | CORP              | KY        |     28000 | NS      | $92163.63     | 1.25%             |  |  |  | No            |                  2 | On Loan: No      |
| Zhejiang Shuanghuan Driveline Co Ltd             | Zhejiang Shuanghuan Driveline Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     20900 | NS      | $109223.08    | 1.49%             |  |  |  | No            |                  2 | On Loan: No      |
| Leader Harmonious Drive Systems Co Ltd           | Leader Harmonious Drive Systems Co Ltd                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3300 | NS      | $69780.78     | 0.95%             |  |  |  | No            |                  2 | On Loan: No      |
| Weichai Power Co Ltd                             | Weichai Power Co Ltd                                         | CUSIP: 000000000<br>LEI: 529900OKTPKBG85F9502 | Long             | EC               | CORP              | CN        |     55000 | NS      | $116964.32    | 1.59%             |  |  |  | No            |                  2 | On Loan: No      |
| Shanxi Xinghuacun Fen Wine Factory Co Ltd        | Shanxi Xinghuacun Fen Wine Factory Co Ltd                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4458 | NS      | $126607.64    | 1.72%             |  |  |  | No            |                  2 | On Loan: No      |
| China Yangtze Power Co Ltd                       | China Yangtze Power Co Ltd                                   | CUSIP: 000000000<br>LEI: 3003008VX8JFJXA6QP74 | Long             | EC               | CORP              | CN        |     48900 | NS      | $192923.28    | 2.63%             |  |  |  | No            |                  2 | On Loan: No      |
| Industrial & Commercial Bank of China Ltd        | Industrial & Commercial Bank of China Ltd                    | CUSIP: 000000000<br>LEI: 5493002ERZU2K9PZDL40 | Long             | EC               | CORP              | CN        |    138500 | NS      | $144556.09    | 1.97%             |  |  |  | No            |                  2 | On Loan: No      |
| Sieyuan Electric Co Ltd                          | Sieyuan Electric Co Ltd                                      | CUSIP: 000000000<br>LEI: 836800H6UQQUWN4PSZ32 | Long             | EC               | CORP              | CN        |     12400 | NS      | $152440.12    | 2.07%             |  |  |  | No            |                  2 | On Loan: No      |
| COSCO SHIPPING Energy Transportation Co Ltd      | COSCO SHIPPING Energy Transportation Co Ltd                  | CUSIP: 000000000<br>LEI: 529900IGB8FVHRCR1W95 | Long             | EC               | CORP              | CN        |     39300 | NS      | $57130.75     | 0.78%             |  |  |  | No            |                  2 | On Loan: No      |
| Shenzhen Sunlord Electronics Co Ltd              | Shenzhen Sunlord Electronics Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     15500 | NS      | $70879.77     | 0.96%             |  |  |  | No            |                  2 | On Loan: No      |
| Neway Valve Suzhou Co Ltd                        | Neway Valve Suzhou Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     21400 | NS      | $99796.24     | 1.36%             |  |  |  | No            |                  2 | On Loan: No      |
| China International Capital Corp Ltd             | China International Capital Corp Ltd                         | CUSIP: 000000000<br>LEI: 529900OS3SVVTT56QN67 | Long             | EC               | CORP              | CN        |     43200 | NS      | $118504.73    | 1.61%             |  |  |  | No            |                  2 | On Loan: No      |
| Shenzhen Mindray Bio-Medical Electronics Co Ltd  | Shenzhen Mindray Bio-Medical Electronics Co Ltd              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1900 | NS      | $64809.18     | 0.88%             |  |  |  | No            |                  2 | On Loan: No      |
| Innovent Biologics Inc                           | Innovent Biologics Inc                                       | CUSIP: 000000000<br>LEI: 25490058ONL9SCIE1R22 | Long             | EC               | CORP              | KY        |      6500 | NS      | $81236.71     | 1.11%             |  |  |  | No            |                  2 | On Loan: No      |
| China Rare Earth Resources And Technology Co Ltd | China Rare Earth Resources And Technology Co Ltd             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5400 | NS      | $44229.26     | 0.60%             |  |  |  | No            |                  2 | On Loan: No      |
| Eastroc Beverage Group Co Ltd                    | Eastroc Beverage Group Co Ltd                                | CUSIP: 000000000<br>LEI: 836800LQ338417RCIL29 | Long             | EC               | CORP              | CN        |      2800 | NS      | $121442.15    | 1.65%             |  |  |  | No            |                  2 | On Loan: No      |
| Ping An Insurance Group Co of China Ltd          | Ping An Insurance Group Co of China Ltd                      | CUSIP: 000000000<br>LEI: 529900M9MC28JLN35U89 | Long             | EC               | CORP              | CN        |     12200 | NS      | $102653.05    | 1.40%             |  |  |  | No            |                  2 | On Loan: No      |
| Poly Developments and Holdings Group Co Ltd      | Poly Developments and Holdings Group Co Ltd                  | CUSIP: 000000000<br>LEI: 300300W9OF1ZRGUDVU96 | Long             | EC               | CORP              | CN        |     27600 | NS      | $30862.17     | 0.42%             |  |  |  | No            |                  2 | On Loan: No      |
| Guangzhou Tinci Materials Technology Co Ltd      | Guangzhou Tinci Materials Technology Co Ltd                  | CUSIP: 000000000<br>LEI: 836800Y28XV3QK34CB65 | Long             | EC               | CORP              | CN        |     36300 | NS      | $109699.20    | 1.49%             |  |  |  | No            |                  2 | On Loan: No      |
| State Street Global Advisors                     | State Street Institutional U.S. Government Money Market Fund | CUSIP: 857492706<br>LEI: 549300BZ5TGIFZUZDZ37 | Long             | STIV             | RF                | US        |      2364 | NS      | $2363.58      | 0.03%             |  |  |  | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2025-09-25

**Name of Applicant:** Neuberger Berman ETF Trust

**Signature:** John McGovern

**Name of Signer:** John McGovern

**Title:** Treasuer