# EDGAR Filing Document

**Accession Number:** 0001848758
**File Stem:** 0000894189-26-016359
**Filing Date:** 2026-5
**Character Count:** 41349
**Document Hash:** 04299fdce9bbbc89200c1e9af6cc4651
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000894189-26-016359.hdr.sgml**: 20260528

**ACCESSION NUMBER**: 0000894189-26-016359

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260528

**DATE AS OF CHANGE**: 20260528

**PERIOD START**: 20261231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NEOS ETF Trust
- **CENTRAL INDEX KEY:** 0001848758

**ORGANIZATION NAME:**
- **EIN:** 861805230
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23645
- **FILM NUMBER:** 261034187

**BUSINESS ADDRESS:**
- **STREET 1:** 13 RIVERSIDE AVE
- **CITY:** WESTPORT
- **STATE:** CT
- **ZIP:** 06880
- **BUSINESS PHONE:** 914.443.5008

**MAIL ADDRESS:**
- **STREET 1:** 13 RIVERSIDE AVE
- **CITY:** WESTPORT
- **STATE:** CT
- **ZIP:** 06880

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SHP ETF Trust
- **DATE OF NAME CHANGE:** 20210302

## Series and Classes Contracts Data

### NEOS Long/Short Equity Income ETF (Series ID: S000097595)

| Class ID   | Class Name                        | Ticker Symbol   |
|:---|:---|:---|
| C000267045 | NEOS Long/Short Equity Income ETF | NLSI            |

## Nport-Ex

---

| | | | |
|:---|:---|:---|:---|
| **NEOS Long/Short Equity Income ETF** | **NEOS Long/Short Equity Income ETF** | **NEOS Long/Short Equity Income ETF** | **NEOS Long/Short Equity Income ETF** |
| **Schedule of Investments** | **Schedule of Investments** | **Schedule of Investments** | **Schedule of Investments** |
| **March 31, 2026 (Unaudited)** | **March 31, 2026 (Unaudited)** | **March 31, 2026 (Unaudited)** | **March 31, 2026 (Unaudited)** |
| **COMMON STOCKS - 109.5%** | **COMMON STOCKS - 109.5%** | **Shares**  | **Value**  |
| **Capital Markets - 11.8%** | **Capital Markets - 11.8%** | **Capital Markets - 11.8%** | |
| FactSet Research Systems, Inc. | FactSet Research Systems, Inc. | 358 | $77682 |
| KKR & Co., Inc. | KKR & Co., Inc. | 1034 | 95645 |
| Moody's Corp. | Moody's Corp. | 218 | 95103 |
|  |  |  | 268430 |
| **Health Care Equipment & Supplies - 3.3%** | **Health Care Equipment & Supplies - 3.3%** | **Health Care Equipment & Supplies - 3.3%** |  |
| Insulet Corp. <sup>(a)</sup> | Insulet Corp. <sup>(a)</sup> | 356 | 74703 |
| **Health Care Providers & Services - 4.1%** | **Health Care Providers & Services - 4.1%** | **Health Care Providers & Services - 4.1%** |  |
| Centene Corp. <sup>(a)</sup> | Centene Corp. <sup>(a)</sup> | 2825 | 92490 |
| **Hotels, Restaurants & Leisure - 12.0%** | **Hotels, Restaurants & Leisure - 12.0%** | **Hotels, Restaurants & Leisure - 12.0%** |  |
| Booking Holdings, Inc. | Booking Holdings, Inc. | 23 | 96837 |
| Domino's Pizza, Inc. | Domino's Pizza, Inc. | 239 | 85751 |
| Las Vegas Sands Corp. | Las Vegas Sands Corp. | 1680 | 90519 |
|  |  |  | 273107 |
| **Interactive Media & Services - 4.1%** | **Interactive Media & Services - 4.1%** | **Interactive Media & Services - 4.1%** |  |
| Match Group, Inc. | Match Group, Inc. | 3064 | 94095 |
| **IT Services - 8.3%** | **IT Services - 8.3%** | **IT Services - 8.3%** |  |
| Accenture PLC - Class A | Accenture PLC - Class A | 476 | 94386 |
| GoDaddy, Inc. - Class A <sup>(a)</sup> | GoDaddy, Inc. - Class A <sup>(a)</sup> | 1151 | 95153 |
|  |  |  | 189539 |
| **Media - 3.4%** | **Media - 3.4%** | **Media - 3.4%** |  |
| Trade Desk, Inc. - Class A <sup>(a)</sup> | Trade Desk, Inc. - Class A <sup>(a)</sup> | 3410 | 77373 |
| **Oil, Gas & Consumable Fuels - 8.5%** | **Oil, Gas & Consumable Fuels - 8.5%** | **Oil, Gas & Consumable Fuels - 8.5%** |  |
| Diamondback Energy, Inc. | Diamondback Energy, Inc. | 443 | 87621 |
| Occidental Petroleum Corp. | Occidental Petroleum Corp. | 1641 | 106665 |
|  |  |  | 194286 |
| **Passenger Airlines - 10.7%** | **Passenger Airlines - 10.7%** | **Passenger Airlines - 10.7%** |  |
| Delta Air Lines, Inc. | Delta Air Lines, Inc. | 1460 | 97061 |
| Southwest Airlines Co. | Southwest Airlines Co. | 1957 | 73524 |
| United Airlines Holdings, Inc. <sup>(a)</sup> | United Airlines Holdings, Inc. <sup>(a)</sup> | 801 | 73748 |
|  |  |  | 244333 |
| **Professional Services - 8.1%** | **Professional Services - 8.1%** | **Professional Services - 8.1%** |  |
| Automatic Data Processing, Inc. | Automatic Data Processing, Inc. | 455 | 92447 |
| Paycom Software, Inc. | Paycom Software, Inc. | 755 | 91763 |
|  |  |  | 184210 |
| **Semiconductors & Semiconductor Equipment - 13.8%** | **Semiconductors & Semiconductor Equipment - 13.8%** | **Semiconductors & Semiconductor Equipment - 13.8%** |  |
| Advanced Micro Devices, Inc. <sup>(a)</sup> | Advanced Micro Devices, Inc. <sup>(a)</sup> | 422 | 85848 |
| Micron Technology, Inc. | Micron Technology, Inc. | 400 | 135136 |
| NVIDIA Corp. | NVIDIA Corp. | 541 | 94350 |
|  |  |  | 315334 |
| **Software - 16.9%** | **Software - 16.9%** | **Software - 16.9%** |  |
| Adobe, Inc. <sup>(a)</sup> | Adobe, Inc. <sup>(a)</sup> | 281 | 68305 |
| Intuit, Inc. | Intuit, Inc. | 211 | 91232 |
| Roper Technologies, Inc. | Roper Technologies, Inc. | 244 | 86342 |
| Salesforce, Inc. | Salesforce, Inc. | 376 | 70188 |
| ServiceNow, Inc. <sup>(a)</sup> | ServiceNow, Inc. <sup>(a)</sup> | 649 | 67853 |
|  |  |  | 383920 |
| **Wireless Telecommunication Services - 4.5%** | **Wireless Telecommunication Services - 4.5%** | **Wireless Telecommunication Services - 4.5%** |  |
| T-Mobile US, Inc. | T-Mobile US, Inc. | 490 | 102915 |
| **TOTAL COMMON STOCKS** (Cost $2,663,860) | **TOTAL COMMON STOCKS** (Cost $2,663,860) | **TOTAL COMMON STOCKS** (Cost $2,663,860) | 2494735 |
| **REAL ESTATE INVESTMENT TRUSTS - 7.9%** | **REAL ESTATE INVESTMENT TRUSTS - 7.9%** | **Shares**  | **Value**  |
| **Health Care REITs - 3.9%** | **Health Care REITs - 3.9%** | **Health Care REITs - 3.9%** |  |
| Alexandria Real Estate Equities, Inc. | Alexandria Real Estate Equities, Inc. | 1926 | 89405 |
| **Hotel & Resort REITs - 4.0%** | **Hotel & Resort REITs - 4.0%** | **Hotel & Resort REITs - 4.0%** |  |
| Host Hotels & Resorts, Inc. | Host Hotels & Resorts, Inc. | 4748 | 90972 |
| **TOTAL REAL ESTATE INVESTMENT TRUSTS** (Cost $182,723) | **TOTAL REAL ESTATE INVESTMENT TRUSTS** (Cost $182,723) | **TOTAL REAL ESTATE INVESTMENT TRUSTS** (Cost $182,723) | 180377 |
| **PURCHASED OPTIONS - 0.1%** | **Notional Amount**  | **Contracts**  | **Value**  |
| **Put Options - 0.1%** | **Put Options - 0.1%** |  |  |
| S&P 500<sup>®</sup> Index <sup>(b)(c)</sup> | S&P 500<sup>®</sup> Index <sup>(b)(c)</sup> |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Expiration: 04/09/2026; Exercise Price: $5,800.00 | 652852 | 1 | 355 |
| &nbsp;&nbsp;&nbsp;&nbsp; Expiration: 04/09/2026; Exercise Price: $5,875.00 | 652852 | 1 | 425 |
| &nbsp;&nbsp;&nbsp;&nbsp; Expiration: 04/09/2026; Exercise Price: $5,900.00 | 652852 | 1 | 450 |
| **TOTAL PURCHASED OPTIONS** (Cost $4,118) | **TOTAL PURCHASED OPTIONS** (Cost $4,118) | **TOTAL PURCHASED OPTIONS** (Cost $4,118) | 1230 |
| **SHORT-TERM INVESTMENTS** | **SHORT-TERM INVESTMENTS** | **SHORT-TERM INVESTMENTS** | **SHORT-TERM INVESTMENTS** |
| **MONEY MARKET FUNDS - 0.3%** | **MONEY MARKET FUNDS - 0.3%** | **Shares**  | **Value**  |
| First American Treasury Obligations Fund - Class X, 3.59% <sup>(d)</sup> | First American Treasury Obligations Fund - Class X, 3.59% <sup>(d)</sup> | 7541 | 7541 |
| **TOTAL MONEY MARKET FUNDS** (Cost $7,541) | **TOTAL MONEY MARKET FUNDS** (Cost $7,541) | **TOTAL MONEY MARKET FUNDS** (Cost $7,541) | 7541 |
| **TOTAL INVESTMENTS - 117.8% (**Cost $2,858,242**)** | **TOTAL INVESTMENTS - 117.8% (**Cost $2,858,242**)** | **TOTAL INVESTMENTS - 117.8% (**Cost $2,858,242**)** | 2683883 |
| Liabilities in Excess of Other Assets - (17.8)% | Liabilities in Excess of Other Assets - (17.8)% | Liabilities in Excess of Other Assets - (17.8)% | (404674) |
| **TOTAL NET ASSETS - 100.0%** |  |  | $2279209 |
| Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. |  |

---

---

| |
|:---|
| PLC - Public Limited Company |
| REIT - Real Estate Investment Trust<br>|
| The Global Industry Classification Standard ("GICS<sup>®</sup>") was developed by and/or is the exclusive property of MSCI, Inc. ("MSCI") and Standard & Poor's Financial Services LLC ("S&P"). GICS<sup>®</sup> is a service mark of MSCI and S&P and has been licensed for use by U.S. Bank Global Fund Services. |

---

(a) Non-income producing security.

(b) Exchange-traded.

(c) 100 shares per contract.

(d) The rate shown represents the 7-day annualized yield as of March 31, 2026.

------

---

| | | | |
|:---|:---|:---|:---|
| **NEOS Long/Short Equity Income ETF** | **NEOS Long/Short Equity Income ETF** | **NEOS Long/Short Equity Income ETF** | **NEOS Long/Short Equity Income ETF** |
| **Schedule of Written Options** | **Schedule of Written Options** | **Schedule of Written Options** | **Schedule of Written Options** |
| **March 31, 2026 (Unaudited)** | **March 31, 2026 (Unaudited)** | **March 31, 2026 (Unaudited)** | **March 31, 2026 (Unaudited)** |
| **WRITTEN OPTIONS - (0.1)%** | **Notional Amount** | **Contracts** | **Value** |
| **Put Options - (0.1)%** | **Put Options - (0.1)%** | **Put Options - (0.1)%** | **Put Options - (0.1)%** |
| S&P 500<sup>®</sup> Index <sup>(a)(b)</sup> |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Expiration: 04/09/2026; Exercise Price: $6,050.00 | $(652852) | (1) | $(775) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Expiration: 04/09/2026; Exercise Price: $6,125.00 | (652852) | (1) | (1065) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Expiration: 04/09/2026; Exercise Price: $6,175.00 | (652852) | (1) | (1340) |
| **TOTAL WRITTEN OPTIONS** (Premiums received $9,619) |  |  | $(3180) |
| Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. |

---

(a) Exchange-traded.

(b) 100 shares per contract.

------

---

| | | |
|:---|:---|:---|
| **NEOS Long/Short Equity Income ETF** | **NEOS Long/Short Equity Income ETF** | **NEOS Long/Short Equity Income ETF** |
| **Schedule of Securities Sold Short** | **Schedule of Securities Sold Short** | **Schedule of Securities Sold Short** |
| **March 31, 2026 (Unaudited)** | **March 31, 2026 (Unaudited)** | **March 31, 2026 (Unaudited)** |
| **COMMON STOCKS** - **(48.0)%** | **Shares** | **Value** |
| **Aerospace & Defense - (1.6)%** | **Aerospace & Defense - (1.6)%** | |
| Boeing Co. | (188) | $(37418) |
| **Capital Markets - (1.9)%** | **Capital Markets - (1.9)%** |  |
| Goldman Sachs Group, Inc. | (51) | (43146) |
| **Chemicals - (1.7)%** | **Chemicals - (1.7)%** |  |
| International Flavors & Fragrances, Inc. | (528) | (38306) |
| **Construction & Engineering - (2.2)%** | **Construction & Engineering - (2.2)%** |  |
| Quanta Services, Inc. | (90) | (49412) |
| **Consumer Staples Distribution & Retail - (1.8)%** | **Consumer Staples Distribution & Retail - (1.8)%** |  |
| Walmart, Inc. | (336) | (41758) |
| **Containers & Packaging - (3.6)%** | **Containers & Packaging - (3.6)%** |  |
| International Paper Co. | (1100) | (39270) |
| Smurfit Westrock PLC | (1057) | (42121) |
|  |  | (81391) |
| **Ground Transportation - (4.1)%** | **Ground Transportation - (4.1)%** |  |
| CSX Corp. | (1193) | (48973) |
| Union Pacific Corp. | (188) | (45612) |
|  |  | (94585) |
| **Hotels, Restaurants & Leisure - (2.0)%** | **Hotels, Restaurants & Leisure - (2.0)%** |  |
| Starbucks Corp. | (517) | (46318) |
| **Household Durables - (1.7)%** | **Household Durables - (1.7)%** |  |
| Lennar Corp. - Class A | (440) | (38210) |
| **Insurance - (1.9)%** | **Insurance - (1.9)%** |  |
| Aflac, Inc. | (386) | (42348) |
| **Machinery - (1.8)%** | **Machinery - (1.8)%** |  |
| Caterpillar, Inc. | (57) | (40382) |
| **Oil, Gas & Consumable Fuels - (4.7)%** | **Oil, Gas & Consumable Fuels - (4.7)%** |  |
| Targa Resources Corp. | (223) | (55913) |
| Williams Cos., Inc. | (705) | (51310) |
|  |  | (107223) |
| **Semiconductors & Semiconductor Equipment - (5.4)%** | **Semiconductors & Semiconductor Equipment - (5.4)%** |  |
| First Solar, Inc. | (220) | (43397) |
| Intel Corp. | (924) | (40776) |
| Lam Research Corp. | (185) | (39527) |
|  |  | (123700) |
| **Software - (1.3)%** | **Software - (1.3)%** |  |
| Oracle Corp. | (196) | (28834) |
| **Specialty Retail - (9.0)%** | **Specialty Retail - (9.0)%** |  |
| Home Depot, Inc. | (124) | (40783) |
| Lowe's Cos., Inc. | (176) | (41585) |
| O'Reilly Automotive, Inc. | (456) | (42093) |
| TJX Cos., Inc. | (267) | (42640) |
| Tractor Supply Co. | (847) | (38369) |
|  |  | (205470) |
| **Textiles, Apparel & Luxury Goods - (1.6)%** | **Textiles, Apparel & Luxury Goods - (1.6)%** |  |
| NIKE, Inc. - Class B | (715) | (37766) |
| **Trading Companies & Distributors - (1.7)%** | **Trading Companies & Distributors - (1.7)%** |  |
| United Rentals, Inc. | (52) | (37885) |
| **TOTAL COMMON STOCKS** (Proceeds $1,126,855) | **TOTAL COMMON STOCKS** (Proceeds $1,126,855) | (1094152) |
| **REAL ESTATE INVESTMENT TRUSTS** - **(7.7)%** | **Shares** | **Value** |
| **Specialized REITs - (7.7)%** | **Specialized REITs - (7.7)%** |  |
| Digital Realty Trust, Inc. | (268) | (48296) |
| Equinix, Inc. | (45) | (44111) |
| SBA Communications Corp. | (245) | (42167) |
| Weyerhaeuser Co. | (1693) | (41360) |
| **TOTAL REAL ESTATE INVESTMENT TRUSTS** (Proceeds $168,614) | **TOTAL REAL ESTATE INVESTMENT TRUSTS** (Proceeds $168,614) | (175934) |
| **TOTAL SECURITIES SOLD SHORT - (55.7)%** (Proceeds $1,295,469) |  | $(1270086) |
| Percentages are stated as a percent of net assets. |  |  |
| The Global Industry Classification Standard ("GICS<sup>®</sup>") was developed by and/or is the exclusive property of MSCI, Inc. ("MSCI") and Standard & Poor's Financial Services LLC ("S&P"). GICS<sup>®</sup> is a service mark of MSCI and S&P and has been licensed for use by U.S. Bank Global Fund Services. | The Global Industry Classification Standard ("GICS<sup>®</sup>") was developed by and/or is the exclusive property of MSCI, Inc. ("MSCI") and Standard & Poor's Financial Services LLC ("S&P"). GICS<sup>®</sup> is a service mark of MSCI and S&P and has been licensed for use by U.S. Bank Global Fund Services. | The Global Industry Classification Standard ("GICS<sup>®</sup>") was developed by and/or is the exclusive property of MSCI, Inc. ("MSCI") and Standard & Poor's Financial Services LLC ("S&P"). GICS<sup>®</sup> is a service mark of MSCI and S&P and has been licensed for use by U.S. Bank Global Fund Services. |
| PLC - Public Limited Company | PLC - Public Limited Company | PLC - Public Limited Company |

---

------

#### NEOS Long/Short Equity Income ETF
Notes to Quarterly Schedule of Investments

March 31, 2026 (Unaudited)

#### Investment Valuation
The Funds disclose the fair value of their investments in a hierarchy that distinguishes between: (1) market participant assumptions developed based on market data obtained from sources independent of the Funds (observable inputs) and (2) the Funds' own assumptions about market participant assumptions developed based on the best information available under the circumstances (unobservable inputs). The three levels defined by the hierarchy are as follows:

**• Level 1** – Unadjusted quoted prices in active markets for identical assets that the Funds have the ability to access.

**• Level 2** – Other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.).

**• Level 3** – Significant unobservable inputs (including the Funds' own assumptions in determining the fair value of investments).

The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.

The following is a summary of the inputs used to value each Fund's investments as of March 31, 2026:

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **<u>Level 1</u>** | **<u>Level 2</u>** | **<u>Level 3</u>** | **<u>Total</u>** |
| **Assets:** | | | | |
| <u>Investments:</u> |  |  |  |  |
|  &nbsp;&nbsp;&nbsp;&nbsp;Common Stocks | $2494735 | $– | $– | $2494735 |
|  &nbsp;&nbsp;&nbsp;&nbsp;Real Estate Investment Trusts | 180377 | – | – | 180377 |
|  &nbsp;&nbsp;&nbsp;&nbsp;Purchased Options | – | 1230 | – | 1230 |
|  &nbsp;&nbsp;&nbsp;&nbsp;Money Market Funds | 7541 | – | – | 7541 |
| **Total Investments** | $2682653 | $1230 | $– | $2683883 |
| **Liabilities:** |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Common Stocks | $(1094152) | $– | $– | $(1094152) |
| &nbsp;&nbsp;&nbsp;&nbsp;Real Estate Investment Trusts | (175934) | – | – | (175934) |
| &nbsp;&nbsp;&nbsp;&nbsp;Written Options | – | (3180) | – | (3180) |
| **Total Investments** | $(1270086) | $(3180) | $– | $(1273266) |
| Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** NEOS ETF Trust

- **b. Investment Company Act file number:** 811-23645

- **c. CIK number of Registrant:** 0001848758

- **d. LEI of Registrant:** 549300Q4QMDLLFX8BQ98

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 13 Riverside Avenue

  - **City:** Westport

  - **State:** CT

  - **Foreign country:** US

  - **Zip / Postal Code:** 06880

  - **Telephone number:** 203-298-7300

**Item A.2. Information about the Series.**

- **a. Name of Series:** NEOS Long/Short Equity Income ETF

- **b. EDGAR series identifier (if any):** S000097595

- **c. LEI of Series:** 5299008JUV33ATSEA424

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-12-31

- **b. Date as of which information is reported:** 2026-03-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $3555275.27

**Total Liabilities:** $1276066.45

**Net Assets:** $2279208.82

**Cash Not Reported:** $868079.99

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000267045 | -4.20%               | -3.53%               | -2.26%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-61020.27               | $-192922.26                                |
| Month 2  | $-212843.88              | $14392.41                                  |
| Month 3  | $-53311.31               | $-8114.45                                  |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                           | Title                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Intuit Inc                     | Intuit Inc                               | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |       211 | NS      | $91232.18     | 4.00%             |  |  |  | No            |                  1 | On Loan: No      |
| KKR & Co Inc                   | KKR & Co Inc                             | CUSIP: 48251W104<br>LEI: 54930013V5I303TF9571 | Long             | EC               | CORP              | US        |      1034 | NS      | $95645.00     | 4.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Automatic Data Processing Inc  | Automatic Data Processing Inc            | CUSIP: 053015103<br>LEI: HGBOLILQXWER4SAL2I23 | Long             | EC               | CORP              | US        |       455 | NS      | $92446.90     | 4.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Boeing Co/The                  | Boeing Co/The                            | CUSIP: 097023105<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Short            | EC               | CORP              | US        |      -188 | NS      | $-37417.64    | -1.64%            |  |  |  | No            |                  1 | On Loan: No      |
| Lam Research Corp              | Lam Research Corp                        | CUSIP: 512807306<br>LEI: 549300I4GMO6D34U1T02 | Short            | EC               | CORP              | US        |      -185 | NS      | $-39527.10    | -1.73%            |  |  |  | No            |                  1 | On Loan: No      |
| Las Vegas Sands Corp           | Las Vegas Sands Corp                     | CUSIP: 517834107<br>LEI: 549300DUOO1KXOHPM605 | Long             | EC               | CORP              | US        |      1680 | NS      | $90518.40     | 3.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Booking Holdings Inc           | Booking Holdings Inc                     | CUSIP: 09857L108<br>LEI: FXM8FAOHMYDIPD38UZ17 | Long             | EC               | CORP              | US        |        23 | NS      | $96837.36     | 4.25%             |  |  |  | No            |                  1 | On Loan: No      |
| CSX Corp                       | CSX Corp                                 | CUSIP: 126408103<br>LEI: 549300JVQR4N1MMP3Q88 | Short            | EC               | CORP              | US        |     -1193 | NS      | $-48972.65    | -2.15%            |  |  |  | No            |                  1 | On Loan: No      |
| Caterpillar Inc                | Caterpillar Inc                          | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Short            | EC               | CORP              | US        |       -57 | NS      | $-40382.22    | -1.77%            |  |  |  | No            |                  1 | On Loan: No      |
| Centene Corp                   | Centene Corp                             | CUSIP: 15135B101<br>LEI: 549300Z7JJ4TQSQGT333 | Long             | EC               | CORP              | US        |      2825 | NS      | $92490.50     | 4.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Delta Air Lines Inc            | Delta Air Lines Inc                      | CUSIP: 247361702<br>LEI: Q2CCMS6R0AS67HJMBN42 | Long             | EC               | CORP              | US        |      1460 | NS      | $97060.80     | 4.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Diamondback Energy Inc         | Diamondback Energy Inc                   | CUSIP: 25278X109<br>LEI: 549300R22LSX6OHWEN64 | Long             | EC               | CORP              | US        |       443 | NS      | $87620.97     | 3.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Digital Realty Trust Inc       | Digital Realty Trust Inc                 | CUSIP: 253868103<br>LEI: 549300HKCZ31D08NEI41 | Short            | EC               | CORP              | US        |      -268 | NS      | $-48296.28    | -2.12%            |  |  |  | No            |                  1 | On Loan: No      |
| Domino's Pizza Inc             | Domino's Pizza Inc                       | CUSIP: 25754A201<br>LEI: 25490005ZWM1IF9UXU57 | Long             | EC               | CORP              | US        |       239 | NS      | $85750.81     | 3.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Equinix Inc                    | Equinix Inc                              | CUSIP: 29444U700<br>LEI: 549300EVUN2BTLJ3GT74 | Short            | EC               | CORP              | US        |       -45 | NS      | $-44110.80    | -1.94%            |  |  |  | No            |                  1 | On Loan: No      |
| FactSet Research Systems Inc   | FactSet Research Systems Inc             | CUSIP: 303075105<br>LEI: 549300ZSJE7NBK6K9P30 | Long             | EC               | CORP              | US        |       358 | NS      | $77682.42     | 3.41%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Treasury Obliga | First American Treasury Obligations Fund | CUSIP: 31846V328<br>LEI: 549300UU586IAH2B8H03 | Long             | STIV             | RF                | US        |      7541 | NS      | $7540.53      | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| First Solar Inc                | First Solar Inc                          | CUSIP: 336433107<br>LEI: 549300NPYMLM4NHTOF27 | Short            | EC               | CORP              | US        |      -220 | NS      | $-43397.20    | -1.90%            |  |  |  | No            |                  1 | On Loan: No      |
| GoDaddy Inc                    | GoDaddy Inc                              | CUSIP: 380237107<br>LEI: 549300J8H1TB0I2CB447 | Long             | EC               | CORP              | US        |      1151 | NS      | $95153.17     | 4.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Group Inc/The    | Goldman Sachs Group Inc/The              | CUSIP: 38141G104<br>LEI: 784F5XWPLTWKTBV3E584 | Short            | EC               | CORP              | US        |       -51 | NS      | $-43145.49    | -1.89%            |  |  |  | No            |                  1 | On Loan: No      |
| Home Depot Inc/The             | Home Depot Inc/The                       | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Short            | EC               | CORP              | US        |      -124 | NS      | $-40782.36    | -1.79%            |  |  |  | No            |                  1 | On Loan: No      |
| Host Hotels & Resorts Inc      | Host Hotels & Resorts Inc                | CUSIP: 44107P104<br>LEI: N6EL63S0K3PB1YFTDI24 | Long             | EC               | CORP              | US        |      4748 | NS      | $90971.68     | 3.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Lennar Corp                    | Lennar Corp                              | CUSIP: 526057104<br>LEI: 529900G61XVRLX5TJX09 | Short            | EC               | CORP              | US        |      -440 | NS      | $-38209.60    | -1.68%            |  |  |  | No            |                  1 | On Loan: No      |
| Lowe's Cos Inc                 | Lowe's Cos Inc                           | CUSIP: 548661107<br>LEI: WAFCR4OKGSC504WU3E95 | Short            | EC               | CORP              | US        |      -176 | NS      | $-41585.28    | -1.82%            |  |  |  | No            |                  1 | On Loan: No      |
| Match Group Inc                | Match Group Inc                          | CUSIP: 57667L107<br>LEI: 15OMOPB0A8K0EFUVD031 | Long             | EC               | CORP              | US        |      3064 | NS      | $94095.44     | 4.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Micron Technology Inc          | Micron Technology Inc                    | CUSIP: 595112103<br>LEI: B3DXGBC8GAIYWI2Z0172 | Long             | EC               | CORP              | US        |       400 | NS      | $135136.00    | 5.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Moody's Corp                   | Moody's Corp                             | CUSIP: 615369105<br>LEI: 549300GCEDD8YCF5WU84 | Long             | EC               | CORP              | US        |       218 | NS      | $95102.50     | 4.17%             |  |  |  | No            |                  1 | On Loan: No      |
| NIKE Inc                       | NIKE Inc                                 | CUSIP: 654106103<br>LEI: 787RXPR0UX0O0XUXPZ81 | Short            | EC               | CORP              | US        |      -715 | NS      | $-37766.30    | -1.66%            |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp                    | NVIDIA Corp                              | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |       541 | NS      | $94350.40     | 4.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Occidental Petroleum Corp      | Occidental Petroleum Corp                | CUSIP: 674599105<br>LEI: IM7X0T3ECJW4C1T7ON55 | Long             | EC               | CORP              | US        |      1641 | NS      | $106665.00    | 4.68%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | SPXW US 04/09/26 P5800                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $355.00       | 0.02%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | SPXW US 04/09/26 P5875                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $425.00       | 0.02%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | SPXW US 04/09/26 P5900                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $450.00       | 0.02%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | SPXW US 04/09/26 P6050                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        -1 | NC      | $-775.00      | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | SPXW US 04/09/26 P6125                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        -1 | NC      | $-1065.00     | -0.05%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | SPXW US 04/09/26 P6175                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        -1 | NC      | $-1340.00     | -0.06%            |  |  |  | No            |                  2 | On Loan: No      |
| Aflac Inc                      | Aflac Inc                                | CUSIP: 001055102<br>LEI: 549300N0B7DOGLXWPP39 | Short            | EC               | CORP              | US        |      -386 | NS      | $-42348.06    | -1.86%            |  |  |  | No            |                  1 | On Loan: No      |
| Adobe Inc                      | Adobe Inc                                | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |       281 | NS      | $68305.48     | 3.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro Devices Inc     | Advanced Micro Devices Inc               | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |       422 | NS      | $85847.46     | 3.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Alexandria Real Estate Equitie | Alexandria Real Estate Equities Inc      | CUSIP: 015271109<br>LEI: MGCJBT4MKTQBVLNUIS88 | Long             | EC               | CORP              | US        |      1926 | NS      | $89404.92     | 3.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Roper Technologies Inc         | Roper Technologies Inc                   | CUSIP: 776696106<br>LEI: 54930003T4SXCIWVXY35 | Long             | EC               | CORP              | US        |       244 | NS      | $86341.84     | 3.79%             |  |  |  | No            |                  1 | On Loan: No      |
| SBA Communications Corp        | SBA Communications Corp                  | CUSIP: 78410G104<br>LEI: 5299001HX8ZN8Y8QIT49 | Short            | EC               | CORP              | US        |      -245 | NS      | $-42166.95    | -1.85%            |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc                 | Salesforce Inc                           | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |       376 | NS      | $70187.92     | 3.08%             |  |  |  | No            |                  1 | On Loan: No      |
| ServiceNow Inc                 | ServiceNow Inc                           | CUSIP: 81762P102<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               | CORP              | US        |       649 | NS      | $67852.95     | 2.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Southwest Airlines Co          | Southwest Airlines Co                    | CUSIP: 844741108<br>LEI: UDTZ87G0STFETI6HGH41 | Long             | EC               | CORP              | US        |      1957 | NS      | $73524.49     | 3.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Starbucks Corp                 | Starbucks Corp                           | CUSIP: 855244109<br>LEI: OQSJ1DU9TAOC51A47K68 | Short            | EC               | CORP              | US        |      -517 | NS      | $-46318.03    | -2.03%            |  |  |  | No            |                  1 | On Loan: No      |
| TJX Cos Inc/The                | TJX Cos Inc/The                          | CUSIP: 872540109<br>LEI: V167QI9I69W364E2DY52 | Short            | EC               | CORP              | US        |      -267 | NS      | $-42639.90    | -1.87%            |  |  |  | No            |                  1 | On Loan: No      |
| T-Mobile US Inc                | T-Mobile US Inc                          | CUSIP: 872590104<br>LEI: 549300QHIJYOHPACPG31 | Long             | EC               | CORP              | US        |       490 | NS      | $102914.70    | 4.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Targa Resources Corp           | Targa Resources Corp                     | CUSIP: 87612G101<br>LEI: 5493003QENHHS261UR94 | Short            | EC               | CORP              | US        |      -223 | NS      | $-55912.79    | -2.45%            |  |  |  | No            |                  1 | On Loan: No      |
| Trade Desk Inc/The             | Trade Desk Inc/The                       | CUSIP: 88339J105<br>LEI: 549300GXPD31VT3E0P46 | Long             | EC               | CORP              | US        |      3410 | NS      | $77372.90     | 3.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Tractor Supply Co              | Tractor Supply Co                        | CUSIP: 892356106<br>LEI: 549300OJ9VZHZRO6I137 | Short            | EC               | CORP              | US        |      -847 | NS      | $-38369.10    | -1.68%            |  |  |  | No            |                  1 | On Loan: No      |
| Union Pacific Corp             | Union Pacific Corp                       | CUSIP: 907818108<br>LEI: 549300LMMRSZZCZ8CL11 | Short            | EC               | CORP              | US        |      -188 | NS      | $-45612.56    | -2.00%            |  |  |  | No            |                  1 | On Loan: No      |
| United Airlines Holdings Inc   | United Airlines Holdings Inc             | CUSIP: 910047109<br>LEI: 98450079DA0B78DD6764 | Long             | EC               | CORP              | US        |       801 | NS      | $73748.07     | 3.24%             |  |  |  | No            |                  1 | On Loan: No      |
| United Rentals Inc             | United Rentals Inc                       | CUSIP: 911363109<br>LEI: 5323X5O7RN0NKFCDRY08 | Short            | EC               | CORP              | US        |       -52 | NS      | $-37885.12    | -1.66%            |  |  |  | No            |                  1 | On Loan: No      |
| Walmart Inc                    | Walmart Inc                              | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Short            | EC               | CORP              | US        |      -336 | NS      | $-41758.08    | -1.83%            |  |  |  | No            |                  1 | On Loan: No      |
| Weyerhaeuser Co                | Weyerhaeuser Co                          | CUSIP: 962166104<br>LEI: 08IRJODWFYBI7QWRGS31 | Short            | EC               | CORP              | US        |     -1693 | NS      | $-41359.99    | -1.81%            |  |  |  | No            |                  1 | On Loan: No      |
| Williams Cos Inc/The           | Williams Cos Inc/The                     | CUSIP: 969457100<br>LEI: D71FAKCBLFS2O0RBPG08 | Short            | EC               | CORP              | US        |      -705 | NS      | $-51309.90    | -2.25%            |  |  |  | No            |                  1 | On Loan: No      |
| Accenture PLC                  | Accenture PLC                            | CUSIP: N/A<br>LEI: 5493000EWHDSR3MZWH98       | Long             | EC               | CORP              | IE        |       476 | NS      | $94386.04     | 4.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Smurfit Westrock PLC           | Smurfit Westrock PLC                     | CUSIP: N/A<br>LEI: 635400EGSEOPDW2EXS14       | Short            | EC               | CORP              | IE        |     -1057 | NS      | $-42121.45    | -1.85%            |  |  |  | No            |                  1 | On Loan: No      |
| Insulet Corp                   | Insulet Corp                             | CUSIP: 45784P101<br>LEI: 549300TZTYD2PYN92D43 | Long             | EC               | CORP              | US        |       356 | NS      | $74703.04     | 3.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Intel Corp                     | Intel Corp                               | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Short            | EC               | CORP              | US        |      -924 | NS      | $-40776.12    | -1.79%            |  |  |  | No            |                  1 | On Loan: No      |
| IFF                            | International Flavors & Fragrances Inc   | CUSIP: 459506101<br>LEI: BZLRL03D3GPGMOGFO832 | Short            | EC               | CORP              | US        |      -528 | NS      | $-38306.40    | -1.68%            |  |  |  | No            |                  1 | On Loan: No      |
| International Paper Co         | International Paper Co                   | CUSIP: 460146103<br>LEI: 824LMFJDH41EY779Q875 | Short            | EC               | CORP              | US        |     -1100 | NS      | $-39270.00    | -1.72%            |  |  |  | No            |                  1 | On Loan: No      |
| O'Reilly Automotive Inc        | O'Reilly Automotive Inc                  | CUSIP: 67103H107<br>LEI: 549300K2RLMQL149Q332 | Short            | EC               | CORP              | US        |      -456 | NS      | $-42093.36    | -1.85%            |  |  |  | No            |                  1 | On Loan: No      |
| Oracle Corp                    | Oracle Corp                              | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Short            | EC               | CORP              | US        |      -196 | NS      | $-28833.56    | -1.27%            |  |  |  | No            |                  1 | On Loan: No      |
| Paycom Software Inc            | Paycom Software Inc                      | CUSIP: 70432V102<br>LEI: 254900LSB0HNJUDC6Q18 | Long             | EC               | CORP              | US        |       755 | NS      | $91762.70     | 4.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Quanta Services Inc            | Quanta Services Inc                      | CUSIP: 74762E102<br>LEI: SHVRXXEACT60MMH07S24 | Short            | EC               | CORP              | US        |       -90 | NS      | $-49411.80    | -2.17%            |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-05-26

**Name of Applicant:** NEOS ETF Trust

**Signature:** /s/ Josh Hunter

**Name of Signer:** Josh Hunter

**Title:** Treasurer