# EDGAR Filing Document

**Accession Number:** 0001046292
**File Stem:** 0001752724-23-054335
**Filing Date:** 2023-3
**Character Count:** 616966
**Document Hash:** 2d03a52653796af17580603573ca4cf9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-054335.hdr.sgml**: 20230314

**ACCESSION NUMBER**: 0001752724-23-054335

**CONFORMED SUBMISSION TYPE**: N-CEN

**PUBLIC DOCUMENT COUNT**: 3

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230314

**DATE AS OF CHANGE**: 20230314

**EFFECTIVENESS DATE**: 20230314

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GOLDMAN SACHS VARIABLE INSURANCE TRUST
- **CENTRAL INDEX KEY:** 0001046292
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** N-CEN
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-08361
- **FILM NUMBER:** 23729470

**BUSINESS ADDRESS:**
- **STREET 1:** 71 SOUTH WACKER DRIVE
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** 3126554400

**MAIL ADDRESS:**
- **STREET 1:** 200 WEST STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10282

## Series and Classes Contracts Data

### Goldman Sachs U.S. Equity Insights Fund (Series ID: S000009352)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000025633 | Institutional |  |
| C000025634 | Service       |  |

### Goldman Sachs Core Fixed Income Fund (Series ID: S000009353)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000025636 | Service       |  |
| C000128922 | Institutional |  |

### Goldman Sachs Government Money Market Fund (Series ID: S000009354)

| Class ID   | Class Name           | Ticker Symbol   |
|:---|:---|:---|
| C000025638 | Service              |  |
| C000133599 | Institutional Shares |  |

### Goldman Sachs Small Cap Equity Insights Fund (Series ID: S000009355)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000025640 | Institutional |  |
| C000025641 | Service       |  |

### Goldman Sachs Strategic Growth Fund (Series ID: S000009356)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000025643 | Institutional |  |
| C000025644 | Service       |  |

### Goldman Sachs Large Cap Value Fund (Series ID: S000009357)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000025646 | Institutional |  |
| C000025647 | Service       |  |

### Goldman Sachs Mid Cap Value Fund (Series ID: S000009358)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000025649 | Institutional |  |
| C000025650 | Service       |  |

### Goldman Sachs International Equity Insights Fund (Series ID: S000009359)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000025652 | Institutional |  |
| C000025653 | Service       |  |

### Goldman Sachs Mid Cap Growth Fund (Series ID: S000009360)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000025655 | Service       |  |
| C000128923 | Institutional |  |

### Goldman Sachs Equity Index Fund (Series ID: S000009361)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000025657 | Service      |  |

### Goldman Sachs High Quality Floating Rate Fund (Series ID: S000009362)

| Class ID   | Class Name     | Ticker Symbol   |
|:---|:---|:---|
| C000025659 | Service        |  |
| C000126077 | Institutional  |  |
| C000148078 | Advisor Shares |  |

### Goldman Sachs Trend Driven Allocation Fund (Series ID: S000035992)

| Class ID   | Class Name           | Ticker Symbol   |
|:---|:---|:---|
| C000110307 | Service Shares       |  |
| C000133600 | Institutional Shares |  |

### Goldman Sachs Multi-Strategy Alternatives Portfolio (Series ID: S000044541)

| Class ID   | Class Name           | Ticker Symbol   |
|:---|:---|:---|
| C000138559 | Institutional Shares |  |
| C000138560 | Service Shares       |  |
| C000141036 | Advisor Shares       |  |

### Goldman Sachs Buffered S&P 500 Fund - Jan/Jul (Series ID: S000077434)

| Class ID   | Class Name           | Ticker Symbol   |
|:---|:---|:---|
| C000237871 | Service Shares       |  |
| C000237872 | Institutional Shares |  |

## Internal

#### Report of Independent Registered Public Accounting Firm
To the Board of Trustees of Goldman Sachs Variable Insurance Trust and Shareholders of the Funds listed in Appendix A

In planning and performing our audit of the financial statements of the Funds listed in Appendix A, (hereafter collectively referred to as the "Funds") as of and for the periods listed in Appendix A, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds' internal control over financial reporting.

The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company's assets that could have a material effect on the financial statements.

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company's annual or interim financial statements will not be prevented or detected on a timely basis.

Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds' internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be a material weakness as defined above as of December 31, 2022.

This report is intended solely for the information and use of the Board of Trustees of Goldman Sachs Variance Insurance Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

/s/ PricewaterhouseCoopers LLP

Boston, MA

February 14, 2023

#### Appendix A

---

| | |
|:---|:---|
| **Fund**  | **Period**  |
| Goldman Sachs Equity Index Fund  | January 1, 2022 - December 31, 2022  |
| Goldman Sachs International Equity Insights Fund  | January 1, 2022 - December 31, 2022  |
| Goldman Sachs Large Cap Value Fund  | January 1, 2022 - December 31, 2022  |
| Goldman Sachs Mid Cap Growth Fund  | January 1, 2022 - December 31, 2022  |
| Goldman Sachs Mid Cap Value Fund  | January 1, 2022 - December 31, 2022  |
| Goldman Sachs Small Cap Equity Insights Fund  | January 1, 2022 - December 31, 2022  |
| Goldman Sachs Strategic Growth Fund  | January 1, 2022 - December 31, 2022  |
| Goldman Sachs U.S. Equity Insights Fund  | January 1, 2022 - December 31, 2022  |
| Goldman Sachs Core Fixed Income Fund  | January 1, 2022 - December 31, 2022  |
| Goldman Sachs Government Money Market Fund  | January 1, 2022 - December 31, 2022  |
| Goldman Sachs Multi-Strategy Alternatives Portfolio  | January 1, 2022 - December 31, 2022  |
| Goldman Sachs Trend Driven Allocation Fund  | January 1, 2022 - December 31, 2022  |
| Goldman Sachs Buffered S&P 500 Fund—Jan/Jul  | December 30, 2022 - December 31, 2022  |

---

*PricewaterhouseCoopers LLP, 101 Seaport Boulevard, Suite 500, Boston, MA 02210* 

*T: (617) 530 5000, F: (617) 530 5001, www .pwc.com/us*

## Other

In response to Item C.15, Registrant includes foreign affiliated broker-dealers for which no SEC file number, CRD number, or LEI number has been issued. For these entities, Registrant has left Item C.15.b. - .d blank.

# Form N-CEN: Annual Report for Registered Investment Companies

## N-CEN: Filer Information
**Submission Type:** N-CEN
**CIK:** 0001046292

## N-CEN: Series/Class (Contract) Information

**Series ID Record:1**
- **Series ID:** S000077434

**Series ID Record:2**
- **Series ID:** S000009359

**Series ID Record:3**
- **Series ID:** S000009361

**Series ID Record:4**
- **Series ID:** S000009360

**Series ID Record:5**
- **Series ID:** S000009356

**Series ID Record:6**
- **Series ID:** S000009362

**Series ID Record:7**
- **Series ID:** S000009353

**Series ID Record:8**
- **Series ID:** S000035992

**Series ID Record:9**
- **Series ID:** S000044541

**Series ID Record:10**
- **Series ID:** S000009355

**Series ID Record:11**
- **Series ID:** S000009358

**Series ID Record:12**
- **Series ID:** S000009357

**Series ID Record:13**
- **Series ID:** S000009354

**Series ID Record:14**
- **Series ID:** S000009352

**Class ID Record:1**
- **Class ID:** C000237871

**Class ID Record:2**
- **Class ID:** C000237872

**Class ID Record:3**
- **Class ID:** C000025652

**Class ID Record:4**
- **Class ID:** C000025653

**Class ID Record:5**
- **Class ID:** C000025657

**Class ID Record:6**
- **Class ID:** C000025655

**Class ID Record:7**
- **Class ID:** C000128923

**Class ID Record:8**
- **Class ID:** C000025643

**Class ID Record:9**
- **Class ID:** C000025644

**Class ID Record:10**
- **Class ID:** C000025659

**Class ID Record:11**
- **Class ID:** C000148078

**Class ID Record:12**
- **Class ID:** C000126077

**Class ID Record:13**
- **Class ID:** C000128922

**Class ID Record:14**
- **Class ID:** C000025636

**Class ID Record:15**
- **Class ID:** C000110307

**Class ID Record:16**
- **Class ID:** C000133600

**Class ID Record:17**
- **Class ID:** C000138559

**Class ID Record:18**
- **Class ID:** C000141036

**Class ID Record:19**
- **Class ID:** C000138560

**Class ID Record:20**
- **Class ID:** C000025641

**Class ID Record:21**
- **Class ID:** C000025640

**Class ID Record:22**
- **Class ID:** C000025649

**Class ID Record:23**
- **Class ID:** C000025650

**Class ID Record:24**
- **Class ID:** C000025647

**Class ID Record:25**
- **Class ID:** C000025646

**Class ID Record:26**
- **Class ID:** C000133599

**Class ID Record:27**
- **Class ID:** C000025638

**Class ID Record:28**
- **Class ID:** C000025634

**Class ID Record:29**
- **Class ID:** C000025633

### N-CEN: Part A: General Information

**Item A.1.a - Report for period ending:** 2022-12-31

**Item A.1.b - Does this report cover a period of less than 12 months?:** No

## N-CEN: Part B: Information About the Registrant

- **Item B.1.a - Full name of Registrant:** Goldman Sachs Variable Insurance Trust

- **Item B.1.b - Investment Company Act file number:** 811-08361

- **Item B.1.c - CIK:** 0001046292

- **Item B.1.d - LEI:** H39OGLUI7D5CIH8CZ870

- **Item B.2.a - Street 1:** 71 South Wacker Drive

- **Item B.2.b - City:** Chicago

- **Item B.2.c - State:** IL

- **Item B.2.e - Zip Code:** 60606

- **Item B.2.f - Telephone:** 312-655-4400

- **Item B.2.g - Public Website:** www.gsamfunds.com/vit

### Item B.3 - Location of books and records

**Location books Record: 1**

- **a. Name of person (e.g., a custodian of records):** The Bank of New York Mellon

- **b. Street 1:** 240 Greenwich Street

- **c. City:** New York

- **d. State, if applicable:** NY

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 10286

- **g. Telephone number:** 1-212-495-1784

- **h. Briefly describe the books and records kept at this location:** Accounting, Financial Reporting, Expense

**Location books Record: 2**

- **a. Name of person (e.g., a custodian of records):** Goldman Sachs & Co. LLC

- **b. Street 1:** 71 S Wacker Dr Ste 500

- **c. City:** Chicago

- **d. State, if applicable:** IL

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 60606

- **g. Telephone number:** 1-312-655-4600

- **h. Briefly describe the books and records kept at this location:** Certain Books and Records

**Location books Record: 3**

- **a. Name of person (e.g., a custodian of records):** JPMorgan Chase Bank, National Association

- **b. Street 1:** 270 Park Ave

- **c. City:** New York

- **d. State, if applicable:** NY

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 10026

- **g. Telephone number:** 800-935-9935

- **h. Briefly describe the books and records kept at this location:** Accounting, Financial Reporting, Expense

**Location books Record: 4**

- **a. Name of person (e.g., a custodian of records):** Goldman Sachs Asset Management, L.P.

- **b. Street 1:** 200 West Street

- **c. City:** New York

- **d. State, if applicable:** NY

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 10282

- **g. Telephone number:** 312-655-4400

- **h. Briefly describe the books and records kept at this location:** Certain Books and Records

- **Item B.4.a - Is this the first filing by the Registrant?:** No

- **Item B.4.b - Is this the last filing by the Registrant?:** No

- **Item B.5.a - Is the Registrant part of a family of investment companies?:** Yes

- **Item B.5.a.i - Full name of family of investment companies:** Goldman Sachs Fund Complex

### Item B.6 - Organization

- [x] a. Open-end management investment company registered under the Act on Form N-1A

- [ ] b. Closed-end management investment company registered under the Act on Form N-2

- [ ] c. Separate account offering variable annuity contracts which is registered under the Act as a management investment company on Form N-3

- [ ] d. Separate account offering variable annuity contracts which is registered under the Act as a unit investment trust on Form N-4

- [ ] e. Small business investment company registered under the Act on Form N-5

- [ ] f. Separate account offering variable insurance contracts which is registered under the Act as a unit investment trust on Form N-6

- [ ] g. Unit investment trust registered under the Act on Form N-8B-2

- **Item B.6.i - Total number of Series:** 13

- **Item B.7 - Is the Registrant the issuer of a class of securities registered under the Securities Act?:** Yes

### Item B.8 - Directors

| Name               | Is Interested Person?   | Other Investment Company File Numbers                                       |
|:---|:---|:---|
| Gregory G. Weaver  | No                      | 811-05349                                                                   |
| Jessica Palmer     | No                      | 811-05349                                                                   |
| Diana M. Daniels   | No                      | 811-05349                                                                   |
| James A. McNamara  | Yes                     | 811-22979, 811-23757, 811-05349, 811-23499, 811-23498, 811-23013, 811-22781 |
| John G. Chou       | No                      | 811-05349                                                                   |
| Paul C. Wirth      | No                      | 811-05349                                                                   |
| Dwight L. Bush     | No                      | 811-05349                                                                   |
| Eileen H. Dowling  | No                      | 811-05349                                                                   |
| Joaquin Delgado    | No                      | 811-05349                                                                   |
| Kathryn A. Cassidy | No                      | 811-05349                                                                   |

### Item B.9. Chief compliance officer.

**Chief compliance officer Record: 1**

- **a. Full Name:** Julien Yoo

- **b. CRD Number, if any:** N/A

- **c. Street Address 1:** 200 West Street

- **d. City:** New York

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Zip code:** 10282

- **h. Telephone number:** XXXXXX

- **i. Has the chief compliance officer changed since the last filing?:** No

If the chief compliance officer is compensated or employed by any person other than the Registrant, provide:

**CCO employer Record: 1**

- **i. Name of the person:** —

- **ii. Person’s IRS Employer Identification Number:** —

### Item B.10. Matters for security holder vote.

- **Were any matters submitted by the Registrant for its security holders’ vote during the reporting period?** No

- **Item B.11.a - Have there been any material legal proceedings?:** No

- **Item B.11.b - Has any proceeding previously reported been terminated?:** No

- **Item B.12.a - Were any claims with respect to the Registrant filed under a fidelity bond?:** No

- **Item B.13.a - Are the Registrant's officers or directors covered under any insurance policy?:** Yes

- **Item B.13.a.i - If yes, were any claims filed under the policy during the reporting period?:** No

- **Item B.14 - Did an affiliated person provide any form of financial support to the Registrant?:** No

- **Item B.15.a.i - Release numbers:**
  - IC-23018
  - IC-25466

### Item B.16. Principal underwriters.

**Principal underwriter Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Is the principal underwriter an affiliated person...?:** Yes

- **b. Have any principal underwriters been hired or terminated during the reporting period?** No

### Item B.17. Independent public accountant.

**Public accountant Record: 1**

- **a. Full Name:** PricewaterhouseCoopers LLP

- **b. PCAOB Number:** 238

- **c. LEI, if any:** 5493002GVO7EO8RNNS37

- **d. State, if applicable:** MA

- **e. Foreign country, if applicable:** US

- **f. Has the independent public accountant changed since the last filing?** No

- **Item B.18 - Did an independent public accountant's report on internal control note any material weaknesses?:** No

- **Item B.19 - Did an independent public accountant issue an opinion other than an unqualified opinion?:** No

- **Item B.20 - Have there been material changes in the method of valuation?:** No

- **Item B.21 - Have there been any changes in accounting principles or practices?:** No

- **Item B.22.a - Were any payments made to shareholders as a result of an error in calculating NAV?:** No

- **Item B.23 - Did the Registrant pay any dividend or make any distribution required to be accompanied by a written statement?:** No

## Part C: Additional Questions for Management Investment Companies

### Management Investment Record: 1 - Goldman Sachs Variable Insurance Trust Buffered S&P 500 Fund - Jan/Jul

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs Variable Insurance Trust Buffered S&P 500 Fund - Jan/Jul

- **b. Series identification number, if any:** S000077434

- **c. LEI:** 549300N7CHOAHL28ME45

- **d. Is this the first filing on this form by the Fund?:** Yes

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 2

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Service Shares          | C000237871                                | N/A                          |
|                           2 | Institutional Shares    | C000237872                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Thomson Reuters Corporation

- **ii. LEI, if any, or provide and describe other identifying number:** 549300561UZND4C7B569

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** Ice Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** IHS Markit Ltd.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300HLPTRASHS0E726

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** Yes

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Morgan Stanley & Co. LLC

- **ii. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N1FBEDJ5J41VKZLO2475

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** BNP PARIBAS SECURITIES SERVICES

- **ii. LEI, if any:** 549300WCGB70D06XZS54

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited, Tokyo Branch

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** Skandinaviska Enskilda Banken AB, Oslo Branch

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited, Australia Branch

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited, New Zealand Branch

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** Skandinaviska Enskilda Banken A/S

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** State Street Bank International GmbH

- **ii. LEI, if any:** ZMHGNT7ZPKZ3UFZ8EO46

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** Royal Bank of Canada

- **ii. LEI, if any:** ES7IP3U3RHIGC71XBU11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** Merrill Lynch International LLC

- **ii. LEI, if any:** 549300J8H1BYG1YAFY05

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 12**

- **i. Full name:** Intesa Sanpaolo S.P.A.

- **ii. LEI, if any:** 2W8N8UU78PMDQKZENC08

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** Citibank, National Association (Singapore, SG, Branch)

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** Skandinaviska Enskilda Banken AB, Helsinki Branch

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300CBNW05DILT6870

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 16**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** Bank Hapoalim B.M.

- **ii. LEI, if any:** B6ARUI4946ST4S7WOU88

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** UBS Switzerland AG

- **ii. LEI, if any:** 549300WOIFUSNYH0FL22

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** UniCredit Bank Austria AG

- **ii. LEI, if any:** D1HEB8VEU6D9M8ZUXG17

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** State Street Trust Company Canada

- **ii. LEI, if any:** 549300L71XG2CTQ2V827

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** State Street Bank and Trust Company (Edinburgh, GB, Branch)

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** Skandinaviska Enskilda Banken AB, Stockholm

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** Yes

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Qian Kun Futures Co., Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Goldman Sachs (India) Capital Markets Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** BNYCRRX33E5OU2WAW724

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** 000282984

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** 008-51753

- **c. CRD number:** 000047340

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 008-00129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Goldman Sachs (Russia)

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZGZN1H83NL5B44

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Goldman Sachs Paris Inc. ET CIE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** OOO Goldman Sachs Bank

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** SGXZS5T6LB2RET473S56

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs (Singapore) PTE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs Israel LLC

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300LCITTTQIP3QB34

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Beijing GAO HUA Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300V9CB2J5I3SR572

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 26**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 008-52009

- **c. CRD number:** 000048015

- **d. LEI, if any:** 0005537864

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 27**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 28**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 008-47739

- **c. CRD number:** 000037404

- **d. LEI, if any:** 0004001470

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 29**

- **a. Full name:** Goldman Sachs Investments (Mauritius) I Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** B3YMDTGLQBI8P83MLI39

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 30**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 31**

- **a. Full name:** Goldman Sachs Gao Hua Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Citibank, National Association

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. State, if applicable:** SD

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $78.00

**Aggregate Commission:** $78.00

**Item C.17.a. Principal transaction counterparties.**

| Name                     | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| MORGAN STANLEY & CO. LLC | 008-15869         |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $1,478,402.25             |
| BARCLAYS CAPITAL, INC.   | 008-41342         |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $497,672.22               |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $1,976,074.47

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $5,000,949.46

- **Item C.19.b - Money market fund's daily average net assets:** $0.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 2 - Goldman Sachs Variable Insurance Trust International Equity Insights Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs Variable Insurance Trust International Equity Insights Fund

- **b. Series identification number, if any:** S000009359

- **c. LEI:** 35FVW1BSB3KUA1HT5266

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Institutional           | C000025652                                | N/A                          |
|                           2 | Service                 | C000025653                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Goldman Sachs Bank USA

- **ii. LEI, if any:** KD3XUN7C6T14HNAYLU02

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** Goldman Sachs Asset Management, L.P.

- **ii. LEI, if any:** CF5M58QA35CFPUX70H17

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 18f-4 (17 CFR 270.18f-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Thomson Reuters Corporation

- **ii. LEI, if any, or provide and describe other identifying number:** 549300561UZND4C7B569

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** IHS Markit Ltd.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300HLPTRASHS0E726

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** HSBC Bank Australia Limited

- **ii. LEI, if any:** DY9DBNI4W8J63Z298033

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** Skandinaviska Enskilda Banken AB, Stockholm

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Deutsche Investor Services Private Limited

- **ii. LEI, if any:** 529900XJG4R4MYZD2W75

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** UniCredit Bank Austria AG

- **ii. LEI, if any:** D1HEB8VEU6D9M8ZUXG17

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** Deutsche Securities Korea Co.

- **ii. LEI, if any:** 529900J0N5FYROZOL786

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** MUFG Bank, Ltd.

- **ii. LEI, if any:** C3GTMMZIHMY46P4OIX74

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Skandinaviska Enskilda Banken AB, Helsinki Branch

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** Citibank N.A., Argentina

- **ii. LEI, if any:** 579100KKDGKCFFKKF005

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** CIBC Mellon Trust Company

- **ii. LEI, if any:** 549300IYUUH221WBZ505

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 11**

- **i. Full name:** Credit Suisse (Switzerland) Ltd.

- **ii. LEI, if any:** 549300CWR0W0BCS9Q144

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited, Thailand Branch

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** Citibanamex Afore, S.A. de C.V.

- **ii. LEI, if any:** 5493004NLEXB8DK06353

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** Standard Chartered Bank

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** Euroclear

- **ii. LEI, if any:** 549300CBNW05DILT6870

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 16**

- **i. Full name:** The Depository Trust Company

- **ii. LEI, if any:** 549300HBJLRO8YFMI370

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Securities depository - rule 17f-4 (17 CFR 270.17f-4)

**Custodians Record: 17**

- **i. Full name:** Banque Nationale de Belgique SA/NV

- **ii. LEI, if any:** CGYP50QBGGR6NCHTSN68

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** Citibank Europe PLC (Czech Republic)

- **ii. LEI, if any:** N1FBEDJ5J41VKZLO2475

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** Bank Polska Kasa Opieki S.A.

- **ii. LEI, if any:** 5493000LKS7B3UTF7H35

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** Citibank Europe PLC (Greece)

- **ii. LEI, if any:** N1FBEDJ5J41VKZLO2475

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 22**

- **i. Full name:** The Bank of New York Mellon, SA/NV (Netherlands)

- **ii. LEI, if any:** MMYX0N4ZEZ13Z4XCG897

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** Bank Hapoalim B.M.

- **ii. LEI, if any:** B6ARUI4946ST4S7WOU88

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 24**

- **i. Full name:** BANCO CITIBANK S A

- **ii. LEI, if any:** 1P0UUG7LC1S92QTNHG39

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 25**

- **i. Full name:** STANDARD CHARTERED BANK (SINGAPORE) LIMITED

- **ii. LEI, if any:** 549300MDYVVHJ8D1DW28

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 26**

- **i. Full name:** Skandinaviska Enskilda Banken AB, Oslo Branch

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 27**

- **i. Full name:** The Bank of New York Mellon, SA/NV (Italy)

- **ii. LEI, if any:** MMYX0N4ZEZ13Z4XCG897

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 28**

- **i. Full name:** Euroclear France

- **ii. LEI, if any:** 54930060MY6S68NEUP16

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 29**

- **i. Full name:** Aberdeen Euro Vallalati Kotveny Alapok Alapja

- **ii. LEI, if any:** 549300UJQU5R5G17NH37

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 30**

- **i. Full name:** The Standard Bank of South Africa Limited

- **ii. LEI, if any:** QFC8ZCW3Q5PRXU1XTM60

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 31**

- **i. Full name:** Barclays Capital Inc.

- **ii. LEI, if any:** AC28XWWI3WIBK2824319

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 32**

- **i. Full name:** HSBC NOMINEES (NEW ZEALAND) LIMITED

- **ii. LEI, if any:** 213800NHDWIZKO5KIH05

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 33**

- **i. Full name:** CACEIS BANK SPAIN S.A.

- **ii. LEI, if any:** 95980020140005970915

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 34**

- **i. Full name:** The Bank of New York Mellon (United Kingdom)

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 35**

- **i. Full name:** The Bank of New York Mellon SA/NV (Germany)

- **ii. LEI, if any:** MMYX0N4ZEZ13Z4XCG897

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 36**

- **i. Full name:** Citibank Europe PLC (Portugal)

- **ii. LEI, if any:** N1FBEDJ5J41VKZLO2475

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 37**

- **i. Full name:** Deutsche Bank A.S. (Turkey)

- **ii. LEI, if any:** 789000N5SE3LWDK7OI11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 38**

- **i. Full name:** Skandinaviska Enskilda Banken AB, Copenhagen Branch

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 39**

- **i. Full name:** Joint Stock Company Commercial Bank Citibank

- **ii. LEI, if any:** CHSQDSVI1UI96Y2SW097

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 40**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** Goldman Sachs Asset Management, L.P

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs Israel LLC

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300LCITTTQIP3QB34

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Goldman Sachs (India) Capital Markets Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** BNYCRRX33E5OU2WAW724

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Qian Kun Futures Co., Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs (Russia)

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZGZN1H83NL5B44

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Goldman Sachs Paris Inc. ET CIE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 008-47739

- **c. CRD number:** 000037404

- **d. LEI, if any:** 0004001470

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs Gao Hua Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 008-52009

- **c. CRD number:** 000048015

- **d. LEI, if any:** 0005537864

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 008-00129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Beijing GAO HUA Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300V9CB2J5I3SR572

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** 008-51753

- **c. CRD number:** 000047340

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** OOO Goldman Sachs Bank

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** SGXZS5T6LB2RET473S56

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs (Singapore) PTE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Goldman Sachs Investments (Mauritius) I Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** B3YMDTGLQBI8P83MLI39

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** 000282984

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 26**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 27**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 28**

- **a. Full name:** Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 29**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 30**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 31**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,336.21

**Brokers Record: 2**

- **i. Full name of broker:** DAIWA CAPITAL MARKETS EUROPE LIMITED

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** MIM2K09LFYD4IB163W58

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,660.80

**Brokers Record: 3**

- **i. Full name of broker:** MORGAN STANLEY & CO. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,392.01

**Brokers Record: 4**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,272.95

**Brokers Record: 5**

- **i. Full name of broker:** Nomura International PLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** DGQCSV2PHVF7I2743539

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,810.09

**Brokers Record: 6**

- **i. Full name of broker:** KEPLER CAPITAL MARKETS, INC.

- **ii. SEC file number:** 008-67194

- **iii. CRD number:** 000139148

- **iv. LEI, if any:** 254900VCHS9DMDUVZN16

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,777.85

**Brokers Record: 7**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $16,253.24

**Brokers Record: 8**

- **i. Full name of broker:** BOFA SECURITIES, INC.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $10,263.00

**Brokers Record: 9**

- **i. Full name of broker:** BERNSTEIN AUTONOMOUS LLP

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** 213800LBM6PT85IGM996

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,118.94

**Brokers Record: 10**

- **i. Full name of broker:** SANFORD C. BERNSTEIN & CO., LLC

- **ii. SEC file number:** 008-52942

- **iii. CRD number:** 000104474

- **iv. LEI, if any:** 549300I7JYZHT7D5CO04

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $440.68

**Aggregate Commission:** $54,329.56

**Item C.17.a. Principal transaction counterparties.**

| Name                       | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $16.40                    |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $16.40

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $96,318,732.00

- **Item C.19.b - Money market fund's daily average net assets:** $0.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,250,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 2 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 3 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 4 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 5 Name of institution:** US Bank

  - **Line Institutions Record: 6 Name of institution:** BNP Paribas

  - **Line Institutions Record: 7 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 8 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 9 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 10 Name of institution:** Societe Generale

  - **Line Institutions Record: 11 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 12 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 13 Name of institution:** The Bank of Nova Scotia, Houston Branch

  - **Line Institutions Record: 14 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 15 Name of institution:** Standard Chartered Bank

  - **Line Institutions Record: 16 Name of institution:** Wells Fargo Bank, N.A.

  - **Line Institutions Record: 17 Name of institution:** Credit Suisse AG, New York Branch

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                                                                            | SEC File number   |
|:---|:---|
| Goldman Sachs Target Date 2025 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Real Estate Securities Fund                                                                                               | 811-05349         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                                                              | 811-05349         |
| Goldman Sachs Growth and Income Strategy Portfolio                                                                                      | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund                                                        | 811-08361         |
| Goldman Sachs Small Cap Value Insights Fund                                                                                             | 811-05349         |
| Goldman Sachs Emerging Markets Debt Fund                                                                                                | 811-05349         |
| Goldman Sachs Local Emerging Markets Debt Fund                                                                                          | 811-05349         |
| Goldman Sachs Emerging Markets Equity Fund                                                                                              | 811-05349         |
| Goldman Sachs High Yield Floating Rate Fund                                                                                             | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                                                               | 811-08361         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                                                                          | 811-05349         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                                                                 | 811-05349         |
| Goldman Sachs Core Fixed Income Fund                                                                                                    | 811-05349         |
| Goldman Sachs Balanced Strategy Portfolio                                                                                               | 811-05349         |
| Goldman Sachs Global Real Estate Securities Fund                                                                                        | 811-05349         |
| Goldman Sachs High Yield Municipal Fund                                                                                                 | 811-05349         |
| Goldman Sachs Flexible Cap Fund                                                                                                         | 811-05349         |
| Goldman Sachs Commodity Strategy Fund                                                                                                   | 811-05349         |
| Goldman Sachs U.S. Equity Insights Fund                                                                                                 | 811-05349         |
| Goldman Sachs Short Duration Government Fund                                                                                            | 811-05349         |
| Goldman Sachs Target Date 2040 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Strategic Income Fund                                                                                                     | 811-05349         |
| Goldman Sachs Target Date Retirement Portfolio                                                                                          | 811-22781         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                                                                 | 811-05349         |
| Goldman Sachs Dynamic Global Equity Fund                                                                                                | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                                                                            | 811-05349         |
| Goldman Sachs Inflation Protected Securities Fund                                                                                       | 811-05349         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                                                                     | 811-05349         |
| Goldman Sachs Investment Grade Credit Fund                                                                                              | 811-05349         |
| Goldman Sachs Small Cap Equity Insights Fund                                                                                            | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund                                                            | 811-08361         |
| Goldman Sachs Small Cap Growth Insights Fund                                                                                            | 811-05349         |
| Goldman Sachs Large Cap Core Fund (f/k/a Goldman Sachs Capital Growth Fund)                                                             | 811-05349         |
| Goldman Sachs Financial Square Government Fund                                                                                          | 811-05349         |
| Goldman Sachs International Equity Income Fund                                                                                          | 811-05349         |
| Goldman Sachs Strategic Volatility Premium Fund                                                                                         | 811-05349         |
| Goldman Sachs Equity Income Fund                                                                                                        | 811-05349         |
| Goldman Sachs Global Infrastructure Fund                                                                                                | 811-05349         |
| Goldman Sachs Government Income Fund                                                                                                    | 811-05349         |
| Goldman Sachs Managed Futures Strategy Fund                                                                                             | 811-05349         |
| Goldman Sachs Multi-Manager Global Equity Fund                                                                                          | 811-22781         |
| Goldman Sachs U.S. Mortgages Fund                                                                                                       | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund                                                   | 811-08361         |
| Goldman Sachs Financial Square Money Market Fund                                                                                        | 811-05349         |
| Goldman Sachs Global Core Fixed Income Fund (f/k/a Goldman Sachs Global Income Fund)                                                    | 811-05349         |
| Goldman Sachs Multi-Manager Alternatives Fund                                                                                           | 811-22781         |
| Goldman Sachs Short-Term Conservative Income Fund                                                                                       | 811-05349         |
| Goldman Sachs International Equity Insights Fund                                                                                        | 811-05349         |
| Goldman Sachs Bond Fund                                                                                                                 | 811-05349         |
| Goldman Sachs Long Short Credit Strategies Fund                                                                                         | 811-05349         |
| Goldman Sachs U.S. Equity ESG Fund                                                                                                      | 811-05349         |
| Goldman Sachs GQG Partners International Opportunities Fund                                                                             | 811-22781         |
| Goldman Sachs Short Duration Tax-Free Fund                                                                                              | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund                                                  | 811-08361         |
| Goldman Sachs China Equity Fund                                                                                                         | 811-05349         |
| Goldman Sachs Clean Energy Income Fund                                                                                                  | 811-05349         |
| Goldman Sachs International Tax-Managed Equity Fund                                                                                     | 811-05349         |
| Goldman Sachs Strategic Factor Allocation Fund                                                                                          | 811-05349         |
| Goldman Sachs Global Managed Beta Fund                                                                                                  | 811-05349         |
| Goldman Sachs Investor Money Market Fund                                                                                                | 811-05349         |
| Goldman Sachs Small/Mid Cap Value Fund                                                                                                  | 811-05349         |
| Multi-Manager International Equity Fund                                                                                                 | 811-22781         |
| Goldman Sachs International Small Cap Insights Fund                                                                                     | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund                                                           | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund                                                                | 811-08361         |
| Goldman Sachs MLP Energy Infrastructure Fund                                                                                            | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                                                                 | 811-05349         |
| Goldman Sachs Income Builder Fund                                                                                                       | 811-05349         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                                                                  | 811-22781         |
| Goldman Sachs Small Cap Growth Fund                                                                                                     | 811-05349         |
| Goldman Sachs Satellite Strategies Portfolio                                                                                            | 811-05349         |
| Goldman Sachs Dynamic Municipal Income Fund                                                                                             | 811-05349         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                                                                  | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                                                                      | 811-05349         |
| Goldman Sachs Rising Dividend Growth Fund                                                                                               | 811-05349         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                                                                | 811-05349         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                                                                | 811-05349         |
| Goldman Sachs Target Date 2050 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Large Cap Value Insights Fund                                                                                             | 811-05349         |
| Goldman Sachs Mid Cap Value Fund                                                                                                        | 811-05349         |
| Goldman Sachs Defensive Equity Fund                                                                                                     | 811-05349         |
| Goldman Sachs Target Date 2055 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Concentrated Growth Fund                                                                                                  | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund (f/k/a Goldman Sachs Global Trends Allocation Fund) | 811-08361         |
| Goldman Sachs Strategic Growth Fund                                                                                                     | 811-05349         |
| Goldman Sachs Mid Cap Growth Fund (f/k/a Goldman Sachs Growth Opportunities Fund)                                                       | 811-05349         |
| Goldman Sachs Target Date 2030 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund (f/k/a/Goldman Sachs Growth Opportunities Fund)              | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund                                                             | 811-08361         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                                                                   | 811-22781         |
| Goldman Sachs Income Fund                                                                                                               | 811-05349         |
| Goldman Sachs Focused Value Fund                                                                                                        | 811-05349         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                                                                | 811-05349         |
| Goldman Sachs High Yield Fund                                                                                                           | 811-05349         |
| Goldman Sachs Small Cap Value Fund                                                                                                      | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio                                            | 811-08361         |
| Goldman Sachs Large Cap Value Fund                                                                                                      | 811-05349         |
| Goldman Sachs Target Date 2060 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Target Date 2035 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Short Duration Bond Fund (f/k/a Goldman Sachs Short Duration Income Fund)                                                 | 811-05349         |
| Goldman Sachs Energy Infrastructure Fund (f/k/a Goldman Sachs MLP & Energy Fund)                                                        | 811-05349         |
| Goldman Sachs Technology Opportunities Fund                                                                                             | 811-05349         |
| Goldman Sachs Target Date 2045 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Financial Square Prime Obligations Fund                                                                                   | 811-05349         |
| Goldman Sachs Municipal Income Completion Fund                                                                                          | 811-05349         |
| Goldman Sachs Large Cap Growth Insights Fund                                                                                            | 811-05349         |
| Goldman Sachs Absolute Return Tracker Fund                                                                                              | 811-05349         |
| Goldman Sachs International Equity ESG Fund                                                                                             | 811-05349         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                                                                    | 811-05349         |
| Goldman Sachs Growth Strategy Portfolio                                                                                                 | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                                                                     | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund                                                     | 811-08361         |
| Multi-Manager U.S. Small Cap Equity Fund                                                                                                | 811-22781         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                                                                     | 811-05349         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 3 - Goldman Sachs Variable Insurance Trust Equity Index Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs Variable Insurance Trust Equity Index Fund

- **b. Series identification number, if any:** S000009361

- **c. LEI:** 549300L6KPEPIP8DLJ74

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Service                 | C000025657                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 18f-4 (17 CFR 270.18f-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** SSGA Funds Management, Inc.

- **ii. SEC file number:** 801-60103

- **iii. CRD number:** 000111242

- **iv. LEI, if any:** FT3UGI3NU6B7EELQF380

- **v. Is the sub-adviser an affiliated person?:** No

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Thomson Reuters Corporation

- **ii. LEI, if any, or provide and describe other identifying number:** 549300561UZND4C7B569

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** IHS Markit Ltd.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300HLPTRASHS0E726

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 3**

- **i. Full name:** The Depository Trust Company

- **ii. LEI, if any:** 549300HBJLRO8YFMI370

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Securities depository - rule 17f-4 (17 CFR 270.17f-4)

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** Goldman Sachs Asset Management, L.P

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** 000282984

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Goldman Sachs (India) Capital Markets Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** BNYCRRX33E5OU2WAW724

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 008-47739

- **c. CRD number:** 000037404

- **d. LEI, if any:** 0004001470

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs Israel LLC

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300LCITTTQIP3QB34

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** OOO Goldman Sachs Bank

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** SGXZS5T6LB2RET473S56

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs Paris Inc. ET CIE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Goldman Sachs Investments (Mauritius) I Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** B3YMDTGLQBI8P83MLI39

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Goldman Sachs (Russia)

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZGZN1H83NL5B44

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Beijing GAO HUA Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300V9CB2J5I3SR572

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Qian Kun Futures Co., Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** 008-51753

- **c. CRD number:** 000047340

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 008-00129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs Gao Hua Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 26**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 27**

- **a. Full name:** Goldman Sachs (Singapore) PTE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 28**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 008-52009

- **c. CRD number:** 000048015

- **d. LEI, if any:** 0005537864

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 29**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 30**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 31**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $59.00

**Brokers Record: 2**

- **i. Full name of broker:** VIRTU AMERICAS LLC

- **ii. SEC file number:** 008-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $64.00

**Brokers Record: 3**

- **i. Full name of broker:** CREDIT SUISSE SECURITIES (USA) LLC

- **ii. SEC file number:** 008-00422

- **iii. CRD number:** 000000816

- **iv. LEI, if any:** 1V8Y6QCX6YMJ2OELII46

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $70.00

**Brokers Record: 4**

- **i. Full name of broker:** CABRERA CAPITAL MARKETS, LLC

- **ii. SEC file number:** 008-26406

- **iii. CRD number:** 000010081

- **iv. LEI, if any:** 254900BIRJU76JRBK985

- **v. State, if applicable:** IL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $78.00

**Brokers Record: 5**

- **i. Full name of broker:** LOOP CAPITAL MARKETS LLC

- **ii. SEC file number:** 008-50140

- **iii. CRD number:** 000043098

- **iv. LEI, if any:** 254900FPPM2WN90D4786

- **v. State, if applicable:** IL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $58.00

**Brokers Record: 6**

- **i. Full name of broker:** MORGAN STANLEY & CO. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $86.00

**Brokers Record: 7**

- **i. Full name of broker:** INSTINET, LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $430.00

**Brokers Record: 8**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $75.00

**Brokers Record: 9**

- **i. Full name of broker:** BOFA SECURITIES, INC.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $177.00

**Brokers Record: 10**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $62.00

**Aggregate Commission:** $1,309.00

**Item C.17.a. Principal transaction counterparties.**

| Name                       | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $56,304.00                |
| BOFA SECURITIES, INC.      | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $4,816.00                 |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $508,264.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $182,384,798.00

- **Item C.19.b - Money market fund's daily average net assets:** $0.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,250,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 2 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 3 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 4 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 5 Name of institution:** Wells Fargo Bank, N.A.

  - **Line Institutions Record: 6 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 7 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 8 Name of institution:** US Bank

  - **Line Institutions Record: 9 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 10 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 11 Name of institution:** Standard Chartered Bank

  - **Line Institutions Record: 12 Name of institution:** Societe Generale

  - **Line Institutions Record: 13 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 14 Name of institution:** Credit Suisse AG, New York Branch

  - **Line Institutions Record: 15 Name of institution:** BNP Paribas

  - **Line Institutions Record: 16 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 17 Name of institution:** The Bank of Nova Scotia, Houston Branch

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                                                                            | SEC File number   |
|:---|:---|
| Goldman Sachs Income Fund                                                                                                               | 811-05349         |
| Goldman Sachs Target Date 2045 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Strategic Volatility Premium Fund                                                                                         | 811-05349         |
| Goldman Sachs Clean Energy Income Fund                                                                                                  | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                                                                 | 811-05349         |
| Goldman Sachs Dynamic Municipal Income Fund                                                                                             | 811-05349         |
| Goldman Sachs Strategic Factor Allocation Fund                                                                                          | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                                                                     | 811-05349         |
| Goldman Sachs Global Infrastructure Fund                                                                                                | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund                                                           | 811-08361         |
| Goldman Sachs Small Cap Equity Insights Fund                                                                                            | 811-05349         |
| Goldman Sachs U.S. Mortgages Fund                                                                                                       | 811-05349         |
| Goldman Sachs Small Cap Value Fund                                                                                                      | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund (f/k/a/Goldman Sachs Growth Opportunities Fund)              | 811-08361         |
| Goldman Sachs Equity Income Fund                                                                                                        | 811-05349         |
| Goldman Sachs International Equity ESG Fund                                                                                             | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                                                                 | 811-05349         |
| Goldman Sachs Short Duration Bond Fund (f/k/a Goldman Sachs Short Duration Income Fund)                                                 | 811-05349         |
| Multi-Manager International Equity Fund                                                                                                 | 811-22781         |
| Goldman Sachs Mid Cap Value Fund                                                                                                        | 811-05349         |
| Goldman Sachs Focused Value Fund                                                                                                        | 811-05349         |
| Goldman Sachs Small Cap Value Insights Fund                                                                                             | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                                                               | 811-08361         |
| Goldman Sachs Managed Futures Strategy Fund                                                                                             | 811-05349         |
| Goldman Sachs Financial Square Money Market Fund                                                                                        | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund                                                     | 811-08361         |
| Goldman Sachs Financial Square Government Fund                                                                                          | 811-05349         |
| Goldman Sachs China Equity Fund                                                                                                         | 811-05349         |
| Goldman Sachs Short Duration Government Fund                                                                                            | 811-05349         |
| Goldman Sachs Small Cap Growth Insights Fund                                                                                            | 811-05349         |
| Goldman Sachs Core Fixed Income Fund                                                                                                    | 811-05349         |
| Goldman Sachs Small Cap Growth Fund                                                                                                     | 811-05349         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                                                                | 811-05349         |
| Goldman Sachs Target Date 2030 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Global Managed Beta Fund                                                                                                  | 811-05349         |
| Goldman Sachs Multi-Manager Global Equity Fund                                                                                          | 811-22781         |
| Goldman Sachs Mid Cap Growth Fund (f/k/a Goldman Sachs Growth Opportunities Fund)                                                       | 811-05349         |
| Goldman Sachs Target Date Retirement Portfolio                                                                                          | 811-22781         |
| Goldman Sachs Emerging Markets Debt Fund                                                                                                | 811-05349         |
| Goldman Sachs Investor Money Market Fund                                                                                                | 811-05349         |
| Goldman Sachs Target Date 2060 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                                                                     | 811-05349         |
| Goldman Sachs U.S. Equity ESG Fund                                                                                                      | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                                                                            | 811-05349         |
| Goldman Sachs MLP Energy Infrastructure Fund                                                                                            | 811-05349         |
| Goldman Sachs Dynamic Global Equity Fund                                                                                                | 811-05349         |
| Goldman Sachs Target Date 2025 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Multi-Manager Alternatives Fund                                                                                           | 811-22781         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                                                                   | 811-22781         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                                                                  | 811-22781         |
| Goldman Sachs Technology Opportunities Fund                                                                                             | 811-05349         |
| Goldman Sachs High Yield Floating Rate Fund                                                                                             | 811-05349         |
| Goldman Sachs Rising Dividend Growth Fund                                                                                               | 811-05349         |
| Goldman Sachs High Yield Municipal Fund                                                                                                 | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund                                                   | 811-08361         |
| Goldman Sachs International Tax-Managed Equity Fund                                                                                     | 811-05349         |
| Goldman Sachs Global Core Fixed Income Fund (f/k/a Goldman Sachs Global Income Fund)                                                    | 811-05349         |
| Goldman Sachs Energy Infrastructure Fund (f/k/a Goldman Sachs MLP & Energy Fund)                                                        | 811-05349         |
| Goldman Sachs Short Duration Tax-Free Fund                                                                                              | 811-05349         |
| Goldman Sachs Target Date 2035 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Municipal Income Completion Fund                                                                                          | 811-05349         |
| Goldman Sachs Income Builder Fund                                                                                                       | 811-05349         |
| Goldman Sachs Absolute Return Tracker Fund                                                                                              | 811-05349         |
| Goldman Sachs Strategic Income Fund                                                                                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                                                                | 811-05349         |
| Goldman Sachs Inflation Protected Securities Fund                                                                                       | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund                                                             | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund                                                  | 811-08361         |
| Goldman Sachs Large Cap Value Insights Fund                                                                                             | 811-05349         |
| Goldman Sachs Target Date 2050 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs International Small Cap Insights Fund                                                                                     | 811-05349         |
| Goldman Sachs Financial Square Prime Obligations Fund                                                                                   | 811-05349         |
| Goldman Sachs Local Emerging Markets Debt Fund                                                                                          | 811-05349         |
| Goldman Sachs Satellite Strategies Portfolio                                                                                            | 811-05349         |
| Goldman Sachs U.S. Equity Insights Fund                                                                                                 | 811-05349         |
| Goldman Sachs Large Cap Value Fund                                                                                                      | 811-05349         |
| Goldman Sachs Large Cap Growth Insights Fund                                                                                            | 811-05349         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                                                                | 811-05349         |
| Goldman Sachs Government Income Fund                                                                                                    | 811-05349         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                                                                    | 811-05349         |
| Goldman Sachs Emerging Markets Equity Fund                                                                                              | 811-05349         |
| Goldman Sachs High Yield Fund                                                                                                           | 811-05349         |
| Goldman Sachs Real Estate Securities Fund                                                                                               | 811-05349         |
| Goldman Sachs Concentrated Growth Fund                                                                                                  | 811-05349         |
| Goldman Sachs Global Real Estate Securities Fund                                                                                        | 811-05349         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                                                                     | 811-05349         |
| Goldman Sachs GQG Partners International Opportunities Fund                                                                             | 811-22781         |
| Goldman Sachs Target Date 2040 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund                                                        | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund                                                            | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio                                            | 811-08361         |
| Goldman Sachs Large Cap Core Fund (f/k/a Goldman Sachs Capital Growth Fund)                                                             | 811-05349         |
| Goldman Sachs Growth and Income Strategy Portfolio                                                                                      | 811-05349         |
| Multi-Manager U.S. Small Cap Equity Fund                                                                                                | 811-22781         |
| Goldman Sachs Bond Fund                                                                                                                 | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund                                               | 811-08361         |
| Goldman Sachs International Equity Insights Fund                                                                                        | 811-05349         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                                                              | 811-05349         |
| Goldman Sachs Short-Term Conservative Income Fund                                                                                       | 811-05349         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                                                                          | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund (f/k/a Goldman Sachs Global Trends Allocation Fund) | 811-08361         |
| Goldman Sachs Defensive Equity Fund                                                                                                     | 811-05349         |
| Goldman Sachs Target Date 2055 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Growth Strategy Portfolio                                                                                                 | 811-05349         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                                                                  | 811-05349         |
| Goldman Sachs Strategic Growth Fund                                                                                                     | 811-05349         |
| Goldman Sachs Balanced Strategy Portfolio                                                                                               | 811-05349         |
| Goldman Sachs International Equity Income Fund                                                                                          | 811-05349         |
| Goldman Sachs Investment Grade Credit Fund                                                                                              | 811-05349         |
| Goldman Sachs Long Short Credit Strategies Fund                                                                                         | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                                                                      | 811-05349         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                                                                 | 811-05349         |
| Goldman Sachs Small/Mid Cap Value Fund                                                                                                  | 811-05349         |
| Goldman Sachs Flexible Cap Fund                                                                                                         | 811-05349         |
| Goldman Sachs Commodity Strategy Fund                                                                                                   | 811-05349         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 4 - Goldman Sachs Variable Insurance Trust Mid Cap Growth Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs Variable Insurance Trust Mid Cap Growth Fund

- **b. Series identification number, if any:** S000009360

- **c. LEI:** 3QXUN95ZZOBBQ5FZ8U57

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Service                 | C000025655                                | N/A                          |
|                           2 | Institutional           | C000128923                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BNY Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** Goldman Sachs Asset Management, L.P.

- **ii. LEI, if any:** CF5M58QA35CFPUX70H17

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $247,205.30

- **g. Provide the net income from securities lending activities:** $1,925.85

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 17e-1 (17 CFR 270.17e-1)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 10f-3 (17 CFR 270.10f-3)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** IHS Markit Ltd.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300HLPTRASHS0E726

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Thomson Reuters Corporation

- **ii. LEI, if any, or provide and describe other identifying number:** 549300561UZND4C7B569

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 3**

- **i. Full name:** The Depository Trust Company

- **ii. LEI, if any:** 549300HBJLRO8YFMI370

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Securities depository - rule 17f-4 (17 CFR 270.17f-4)

**Custodians Record: 4**

- **i. Full name:** BofA Securities, Inc.

- **ii. LEI, if any:** 549300HN4UKV1E2R3U73

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

**Administrators Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs (India) Capital Markets Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** BNYCRRX33E5OU2WAW724

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Goldman Sachs Gao Hua Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Goldman Sachs Israel LLC

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300LCITTTQIP3QB34

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** OOO Goldman Sachs Bank

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** SGXZS5T6LB2RET473S56

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 008-52009

- **c. CRD number:** 000048015

- **d. LEI, if any:** 0005537864

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Goldman Sachs (Singapore) PTE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs Investments (Mauritius) I Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** B3YMDTGLQBI8P83MLI39

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Beijing GAO HUA Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300V9CB2J5I3SR572

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** 008-51753

- **c. CRD number:** 000047340

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 008-00129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $927.52

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** 000282984

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Goldman Sachs Paris Inc. ET CIE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 26**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 27**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 28**

- **a. Full name:** Qian Kun Futures Co., Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 29**

- **a. Full name:** Goldman Sachs (Russia)

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZGZN1H83NL5B44

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 30**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 31**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 008-47739

- **c. CRD number:** 000037404

- **d. LEI, if any:** 0004001470

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** JEFFERIES LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,745.76

**Brokers Record: 2**

- **i. Full name of broker:** CREDIT SUISSE SECURITIES (USA) LLC

- **ii. SEC file number:** 008-00422

- **iii. CRD number:** 000000816

- **iv. LEI, if any:** 1V8Y6QCX6YMJ2OELII46

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $798.74

**Brokers Record: 3**

- **i. Full name of broker:** GOLDMAN SACHS & CO. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $927.52

**Brokers Record: 4**

- **i. Full name of broker:** MORGAN STANLEY & CO. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $694.06

**Brokers Record: 5**

- **i. Full name of broker:** EVERCORE GROUP L.L.C.

- **ii. SEC file number:** 008-49830

- **iii. CRD number:** 000042405

- **iv. LEI, if any:** 5493008F0LRLS5N8LZ81

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $665.25

**Brokers Record: 6**

- **i. Full name of broker:** NATIONAL FINANCIAL SERVICES LLC

- **ii. SEC file number:** 008-26740

- **iii. CRD number:** 000013041

- **iv. LEI, if any:** 549300JRHF1MHHWUAW04

- **v. State, if applicable:** MA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,189.07

**Brokers Record: 7**

- **i. Full name of broker:** RBC CAPITAL MARKETS, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $717.44

**Brokers Record: 8**

- **i. Full name of broker:** Stephens, Inc.

- **ii. SEC file number:** 008-01927

- **iii. CRD number:** 000003496

- **iv. LEI, if any:** 213800LH6T9XDYZCA534

- **v. State, if applicable:** AR

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $733.28

**Brokers Record: 9**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,033.82

**Brokers Record: 10**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $658.31

**Aggregate Commission:** $18,759.55

**Item C.17.a. Principal transaction counterparties.**

| Name                       | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $373,355.00               |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $373,355.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $57,683,981.00

- **Item C.19.b - Money market fund's daily average net assets:** $0.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,250,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 2 Name of institution:** Credit Suisse AG, New York Branch

  - **Line Institutions Record: 3 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 4 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 5 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 6 Name of institution:** BNP Paribas

  - **Line Institutions Record: 7 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 8 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 9 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 10 Name of institution:** The Bank of Nova Scotia, Houston Branch

  - **Line Institutions Record: 11 Name of institution:** Standard Chartered Bank

  - **Line Institutions Record: 12 Name of institution:** Societe Generale

  - **Line Institutions Record: 13 Name of institution:** US Bank

  - **Line Institutions Record: 14 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 15 Name of institution:** Wells Fargo Bank, N.A.

  - **Line Institutions Record: 16 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 17 Name of institution:** Citibank N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                                                                            | SEC File number   |
|:---|:---|
| Goldman Sachs Multi-Manager Alternatives Fund                                                                                           | 811-22781         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                                                                 | 811-05349         |
| Goldman Sachs Growth and Income Strategy Portfolio                                                                                      | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                                                                            | 811-05349         |
| Goldman Sachs Small Cap Value Fund                                                                                                      | 811-05349         |
| Goldman Sachs International Equity Income Fund                                                                                          | 811-05349         |
| Goldman Sachs Real Estate Securities Fund                                                                                               | 811-05349         |
| Goldman Sachs International Tax-Managed Equity Fund                                                                                     | 811-05349         |
| Goldman Sachs International Equity ESG Fund                                                                                             | 811-05349         |
| Goldman Sachs Target Date Retirement Portfolio                                                                                          | 811-22781         |
| Goldman Sachs Short Duration Government Fund                                                                                            | 811-05349         |
| Goldman Sachs Energy Infrastructure Fund (f/k/a Goldman Sachs MLP & Energy Fund)                                                        | 811-05349         |
| Goldman Sachs Target Date 2035 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Large Cap Value Fund                                                                                                      | 811-05349         |
| Goldman Sachs High Yield Fund                                                                                                           | 811-05349         |
| Goldman Sachs High Yield Municipal Fund                                                                                                 | 811-05349         |
| Goldman Sachs Financial Square Money Market Fund                                                                                        | 811-05349         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                                                                | 811-05349         |
| Goldman Sachs Investment Grade Credit Fund                                                                                              | 811-05349         |
| Goldman Sachs Flexible Cap Fund                                                                                                         | 811-05349         |
| Goldman Sachs Local Emerging Markets Debt Fund                                                                                          | 811-05349         |
| Goldman Sachs Equity Income Fund                                                                                                        | 811-05349         |
| Goldman Sachs Core Fixed Income Fund                                                                                                    | 811-05349         |
| Multi-Manager International Equity Fund                                                                                                 | 811-22781         |
| Goldman Sachs International Small Cap Insights Fund                                                                                     | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio                                            | 811-08361         |
| Goldman Sachs Strategic Income Fund                                                                                                     | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                                                                 | 811-05349         |
| Goldman Sachs Small Cap Value Insights Fund                                                                                             | 811-05349         |
| Goldman Sachs Dynamic Global Equity Fund                                                                                                | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund                                                             | 811-08361         |
| Goldman Sachs Inflation Protected Securities Fund                                                                                       | 811-05349         |
| Goldman Sachs Large Cap Growth Insights Fund                                                                                            | 811-05349         |
| Multi-Manager U.S. Small Cap Equity Fund                                                                                                | 811-22781         |
| Goldman Sachs Global Real Estate Securities Fund                                                                                        | 811-05349         |
| Goldman Sachs High Yield Floating Rate Fund                                                                                             | 811-05349         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                                                                | 811-05349         |
| Goldman Sachs Short Duration Tax-Free Fund                                                                                              | 811-05349         |
| Goldman Sachs Small/Mid Cap Value Fund                                                                                                  | 811-05349         |
| Goldman Sachs Target Date 2045 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Emerging Markets Debt Fund                                                                                                | 811-05349         |
| Goldman Sachs Target Date 2040 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Growth Strategy Portfolio                                                                                                 | 811-05349         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                                                                          | 811-05349         |
| Goldman Sachs Focused Value Fund                                                                                                        | 811-05349         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                                                                     | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund (f/k/a Goldman Sachs Global Trends Allocation Fund) | 811-08361         |
| Goldman Sachs Government Income Fund                                                                                                    | 811-05349         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                                                                    | 811-05349         |
| Goldman Sachs Managed Futures Strategy Fund                                                                                             | 811-05349         |
| Goldman Sachs Balanced Strategy Portfolio                                                                                               | 811-05349         |
| Goldman Sachs Emerging Markets Equity Fund                                                                                              | 811-05349         |
| Goldman Sachs Municipal Income Completion Fund                                                                                          | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund                                                  | 811-08361         |
| Goldman Sachs Concentrated Growth Fund                                                                                                  | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                                                               | 811-08361         |
| Goldman Sachs Mid Cap Value Fund                                                                                                        | 811-05349         |
| Goldman Sachs Short Duration Bond Fund (f/k/a Goldman Sachs Short Duration Income Fund)                                                 | 811-05349         |
| Goldman Sachs Satellite Strategies Portfolio                                                                                            | 811-05349         |
| Goldman Sachs Dynamic Municipal Income Fund                                                                                             | 811-05349         |
| Goldman Sachs Large Cap Core Fund (f/k/a Goldman Sachs Capital Growth Fund)                                                             | 811-05349         |
| Goldman Sachs Large Cap Value Insights Fund                                                                                             | 811-05349         |
| Goldman Sachs Target Date 2030 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Small Cap Growth Fund                                                                                                     | 811-05349         |
| Goldman Sachs Defensive Equity Fund                                                                                                     | 811-05349         |
| Goldman Sachs Rising Dividend Growth Fund                                                                                               | 811-05349         |
| Goldman Sachs Target Date 2055 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund                                                                | 811-08361         |
| Goldman Sachs Long Short Credit Strategies Fund                                                                                         | 811-05349         |
| Goldman Sachs Income Builder Fund                                                                                                       | 811-05349         |
| Goldman Sachs Financial Square Prime Obligations Fund                                                                                   | 811-05349         |
| Goldman Sachs Multi-Manager Global Equity Fund                                                                                          | 811-22781         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                                                                  | 811-22781         |
| Goldman Sachs Absolute Return Tracker Fund                                                                                              | 811-05349         |
| Goldman Sachs Short-Term Conservative Income Fund                                                                                       | 811-05349         |
| Goldman Sachs Strategic Volatility Premium Fund                                                                                         | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                                                                 | 811-05349         |
| Goldman Sachs U.S. Equity ESG Fund                                                                                                      | 811-05349         |
| Goldman Sachs Global Core Fixed Income Fund (f/k/a Goldman Sachs Global Income Fund)                                                    | 811-05349         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                                                                | 811-05349         |
| Goldman Sachs Income Fund                                                                                                               | 811-05349         |
| Goldman Sachs Target Date 2050 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs MLP Energy Infrastructure Fund                                                                                            | 811-05349         |
| Goldman Sachs U.S. Mortgages Fund                                                                                                       | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund                                                           | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund                                                            | 811-08361         |
| Goldman Sachs International Equity Insights Fund                                                                                        | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund                                                   | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund                                               | 811-08361         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                                                                  | 811-05349         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                                                              | 811-05349         |
| Goldman Sachs Financial Square Government Fund                                                                                          | 811-05349         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                                                                   | 811-22781         |
| Goldman Sachs Target Date 2060 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Strategic Factor Allocation Fund                                                                                          | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                                                                      | 811-05349         |
| Goldman Sachs Commodity Strategy Fund                                                                                                   | 811-05349         |
| Goldman Sachs Target Date 2025 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Strategic Growth Fund                                                                                                     | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund                                                        | 811-08361         |
| Goldman Sachs Small Cap Growth Insights Fund                                                                                            | 811-05349         |
| Goldman Sachs China Equity Fund                                                                                                         | 811-05349         |
| Goldman Sachs Clean Energy Income Fund                                                                                                  | 811-05349         |
| Goldman Sachs GQG Partners International Opportunities Fund                                                                             | 811-22781         |
| Goldman Sachs Technology Opportunities Fund                                                                                             | 811-05349         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                                                                     | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund                                                     | 811-08361         |
| Goldman Sachs Investor Money Market Fund                                                                                                | 811-05349         |
| Goldman Sachs Bond Fund                                                                                                                 | 811-05349         |
| Goldman Sachs Global Infrastructure Fund                                                                                                | 811-05349         |
| Goldman Sachs Mid Cap Growth Fund (f/k/a Goldman Sachs Growth Opportunities Fund)                                                       | 811-05349         |
| Goldman Sachs U.S. Equity Insights Fund                                                                                                 | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                                                                     | 811-05349         |
| Goldman Sachs Global Managed Beta Fund                                                                                                  | 811-05349         |
| Goldman Sachs Small Cap Equity Insights Fund                                                                                            | 811-05349         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 5 - Goldman Sachs Variable Insurance Trust Strategic Growth Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs Variable Insurance Trust Strategic Growth Fund

- **b. Series identification number, if any:** S000009356

- **c. LEI:** 5493008COAK4VTYXFC03

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Institutional           | C000025643                                | N/A                          |
|                           2 | Service                 | C000025644                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BNY Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** Goldman Sachs Asset Management, L.P.

- **ii. LEI, if any:** CF5M58QA35CFPUX70H17

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $125,323.94

- **g. Provide the net income from securities lending activities:** $1,803.43

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 17e-1 (17 CFR 270.17e-1)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** IHS Markit Ltd.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300HLPTRASHS0E726

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** Thomson Reuters Corporation

- **ii. LEI, if any, or provide and describe other identifying number:** 549300561UZND4C7B569

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BofA Securities, Inc.

- **ii. LEI, if any:** 549300HN4UKV1E2R3U73

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 3**

- **i. Full name:** The Depository Trust Company

- **ii. LEI, if any:** 549300HBJLRO8YFMI370

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Securities depository - rule 17f-4 (17 CFR 270.17f-4)

**Custodians Record: 4**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** Goldman Sachs Asset Management, L.P

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Goldman Sachs (India) Capital Markets Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** BNYCRRX33E5OU2WAW724

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Goldman Sachs (Singapore) PTE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 008-00129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Qian Kun Futures Co., Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Beijing GAO HUA Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300V9CB2J5I3SR572

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Goldman Sachs (Russia)

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZGZN1H83NL5B44

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** 008-51753

- **c. CRD number:** 000047340

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 008-47739

- **c. CRD number:** 000037404

- **d. LEI, if any:** 0004001470

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Goldman Sachs Gao Hua Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** OOO Goldman Sachs Bank

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** SGXZS5T6LB2RET473S56

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs Paris Inc. ET CIE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 008-52009

- **c. CRD number:** 000048015

- **d. LEI, if any:** 0005537864

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs Israel LLC

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300LCITTTQIP3QB34

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 26**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 27**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 28**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** 000282984

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 29**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 30**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 31**

- **a. Full name:** Goldman Sachs Investments (Mauritius) I Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** B3YMDTGLQBI8P83MLI39

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $622.42

**Brokers Record: 2**

- **i. Full name of broker:** SANFORD C. BERNSTEIN & CO., LLC

- **ii. SEC file number:** 008-52942

- **iii. CRD number:** 000104474

- **iv. LEI, if any:** 549300I7JYZHT7D5CO04

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $756.02

**Brokers Record: 3**

- **i. Full name of broker:** JEFFERIES LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $805.46

**Brokers Record: 4**

- **i. Full name of broker:** BARCLAYS CAPITAL, INC.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,378.28

**Brokers Record: 5**

- **i. Full name of broker:** EVERCORE GROUP L.L.C.

- **ii. SEC file number:** 008-49830

- **iii. CRD number:** 000042405

- **iv. LEI, if any:** 5493008F0LRLS5N8LZ81

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,587.56

**Brokers Record: 6**

- **i. Full name of broker:** NATIONAL FINANCIAL SERVICES LLC

- **ii. SEC file number:** 008-26740

- **iii. CRD number:** 000013041

- **iv. LEI, if any:** 549300JRHF1MHHWUAW04

- **v. State, if applicable:** MA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $16,091.32

**Brokers Record: 7**

- **i. Full name of broker:** Stephens, Inc.

- **ii. SEC file number:** 008-01927

- **iii. CRD number:** 000003496

- **iv. LEI, if any:** 213800LH6T9XDYZCA534

- **v. State, if applicable:** AR

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,640.60

**Brokers Record: 8**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,780.40

**Brokers Record: 9**

- **i. Full name of broker:** CREDIT SUISSE SECURITIES (USA) LLC

- **ii. SEC file number:** 008-00422

- **iii. CRD number:** 000000816

- **iv. LEI, if any:** 1V8Y6QCX6YMJ2OELII46

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,508.58

**Brokers Record: 10**

- **i. Full name of broker:** RBC CAPITAL MARKETS, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,649.72

**Aggregate Commission:** $33,967.17

**Item C.17.a. Principal transaction counterparties.**

| Name                       | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $807,900.00               |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $807,900.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $287,152,381.00

- **Item C.19.b - Money market fund's daily average net assets:** $0.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,250,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 2 Name of institution:** Wells Fargo Bank, N.A.

  - **Line Institutions Record: 3 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 4 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 5 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 6 Name of institution:** BNP Paribas

  - **Line Institutions Record: 7 Name of institution:** US Bank

  - **Line Institutions Record: 8 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 9 Name of institution:** The Bank of Nova Scotia, Houston Branch

  - **Line Institutions Record: 10 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 11 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 12 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 13 Name of institution:** Credit Suisse AG, New York Branch

  - **Line Institutions Record: 14 Name of institution:** Societe Generale

  - **Line Institutions Record: 15 Name of institution:** Standard Chartered Bank

  - **Line Institutions Record: 16 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 17 Name of institution:** MORGAN STANLEY & CO. LLC

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                                                                            | SEC File number   |
|:---|:---|
| Goldman Sachs Financial Square Treasury Obligations Fund                                                                                | 811-05349         |
| Goldman Sachs Bond Fund                                                                                                                 | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund                                                                | 811-08361         |
| Goldman Sachs Flexible Cap Fund                                                                                                         | 811-05349         |
| Goldman Sachs Target Date 2050 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs U.S. Equity ESG Fund                                                                                                      | 811-05349         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                                                                  | 811-22781         |
| Goldman Sachs Target Date Retirement Portfolio                                                                                          | 811-22781         |
| Goldman Sachs Strategic Volatility Premium Fund                                                                                         | 811-05349         |
| Multi-Manager International Equity Fund                                                                                                 | 811-22781         |
| Goldman Sachs Small Cap Growth Insights Fund                                                                                            | 811-05349         |
| Goldman Sachs Target Date 2040 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Local Emerging Markets Debt Fund                                                                                          | 811-05349         |
| Goldman Sachs Target Date 2060 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Global Infrastructure Fund                                                                                                | 811-05349         |
| Goldman Sachs Short Duration Bond Fund (f/k/a Goldman Sachs Short Duration Income Fund)                                                 | 811-05349         |
| Goldman Sachs Investment Grade Credit Fund                                                                                              | 811-05349         |
| Goldman Sachs Emerging Markets Debt Fund                                                                                                | 811-05349         |
| Goldman Sachs High Yield Floating Rate Fund                                                                                             | 811-05349         |
| Goldman Sachs International Equity Insights Fund                                                                                        | 811-05349         |
| Goldman Sachs Small/Mid Cap Value Fund                                                                                                  | 811-05349         |
| Goldman Sachs Municipal Income Completion Fund                                                                                          | 811-05349         |
| Goldman Sachs U.S. Equity Insights Fund                                                                                                 | 811-05349         |
| Goldman Sachs Short Duration Government Fund                                                                                            | 811-05349         |
| Goldman Sachs Mid Cap Growth Fund (f/k/a Goldman Sachs Growth Opportunities Fund)                                                       | 811-05349         |
| Goldman Sachs Small Cap Equity Insights Fund                                                                                            | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund                                                           | 811-08361         |
| Goldman Sachs International Equity Income Fund                                                                                          | 811-05349         |
| Goldman Sachs U.S. Mortgages Fund                                                                                                       | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund                                               | 811-08361         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                                                                    | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund (f/k/a Goldman Sachs Global Trends Allocation Fund) | 811-08361         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                                                                     | 811-05349         |
| Goldman Sachs Rising Dividend Growth Fund                                                                                               | 811-05349         |
| Goldman Sachs China Equity Fund                                                                                                         | 811-05349         |
| Goldman Sachs Government Income Fund                                                                                                    | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                                                                 | 811-05349         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                                                                          | 811-05349         |
| Goldman Sachs Small Cap Value Fund                                                                                                      | 811-05349         |
| Goldman Sachs Clean Energy Income Fund                                                                                                  | 811-05349         |
| Goldman Sachs High Yield Municipal Fund                                                                                                 | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund (f/k/a/Goldman Sachs Growth Opportunities Fund)              | 811-08361         |
| Goldman Sachs Small Cap Growth Fund                                                                                                     | 811-05349         |
| Goldman Sachs Strategic Income Fund                                                                                                     | 811-05349         |
| Goldman Sachs International Small Cap Insights Fund                                                                                     | 811-05349         |
| Goldman Sachs Large Cap Value Insights Fund                                                                                             | 811-05349         |
| Goldman Sachs International Tax-Managed Equity Fund                                                                                     | 811-05349         |
| Goldman Sachs High Yield Fund                                                                                                           | 811-05349         |
| Goldman Sachs Growth Strategy Portfolio                                                                                                 | 811-05349         |
| Goldman Sachs Emerging Markets Equity Fund                                                                                              | 811-05349         |
| Multi-Manager U.S. Small Cap Equity Fund                                                                                                | 811-22781         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                                                                   | 811-22781         |
| Goldman Sachs Target Date 2025 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Target Date 2055 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                                                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                                                                  | 811-05349         |
| Goldman Sachs Short Duration Tax-Free Fund                                                                                              | 811-05349         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                                                                 | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund                                                  | 811-08361         |
| Goldman Sachs Multi-Manager Global Equity Fund                                                                                          | 811-22781         |
| Goldman Sachs Managed Futures Strategy Fund                                                                                             | 811-05349         |
| Goldman Sachs Target Date 2045 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Absolute Return Tracker Fund                                                                                              | 811-05349         |
| Goldman Sachs Global Managed Beta Fund                                                                                                  | 811-05349         |
| Goldman Sachs Small Cap Value Insights Fund                                                                                             | 811-05349         |
| Goldman Sachs Target Date 2035 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Strategic Factor Allocation Fund                                                                                          | 811-05349         |
| Goldman Sachs Large Cap Value Fund                                                                                                      | 811-05349         |
| Goldman Sachs Core Fixed Income Fund                                                                                                    | 811-05349         |
| Goldman Sachs Focused Value Fund                                                                                                        | 811-05349         |
| Goldman Sachs Financial Square Money Market Fund                                                                                        | 811-05349         |
| Goldman Sachs Large Cap Core Fund (f/k/a Goldman Sachs Capital Growth Fund)                                                             | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                                                                      | 811-05349         |
| Goldman Sachs Dynamic Global Equity Fund                                                                                                | 811-05349         |
| Goldman Sachs Commodity Strategy Fund                                                                                                   | 811-05349         |
| Goldman Sachs Income Fund                                                                                                               | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                                                               | 811-08361         |
| Goldman Sachs Large Cap Growth Insights Fund                                                                                            | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund                                                        | 811-08361         |
| Goldman Sachs Global Real Estate Securities Fund                                                                                        | 811-05349         |
| Goldman Sachs MLP Energy Infrastructure Fund                                                                                            | 811-05349         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                                                                | 811-05349         |
| Goldman Sachs Energy Infrastructure Fund (f/k/a Goldman Sachs MLP & Energy Fund)                                                        | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund                                                   | 811-08361         |
| Goldman Sachs Target Date 2030 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs International Equity ESG Fund                                                                                             | 811-05349         |
| Goldman Sachs Satellite Strategies Portfolio                                                                                            | 811-05349         |
| Goldman Sachs Balanced Strategy Portfolio                                                                                               | 811-05349         |
| Goldman Sachs Long Short Credit Strategies Fund                                                                                         | 811-05349         |
| Goldman Sachs Global Core Fixed Income Fund (f/k/a Goldman Sachs Global Income Fund)                                                    | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio                                            | 811-08361         |
| Goldman Sachs Dynamic Municipal Income Fund                                                                                             | 811-05349         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                                                                | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                                                                 | 811-05349         |
| Goldman Sachs Income Builder Fund                                                                                                       | 811-05349         |
| Goldman Sachs Investor Money Market Fund                                                                                                | 811-05349         |
| Goldman Sachs GQG Partners International Opportunities Fund                                                                             | 811-22781         |
| Goldman Sachs Technology Opportunities Fund                                                                                             | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund                                                     | 811-08361         |
| Goldman Sachs Multi-Manager Alternatives Fund                                                                                           | 811-22781         |
| Goldman Sachs Real Estate Securities Fund                                                                                               | 811-05349         |
| Goldman Sachs Equity Income Fund                                                                                                        | 811-05349         |
| Goldman Sachs Short-Term Conservative Income Fund                                                                                       | 811-05349         |
| Goldman Sachs Financial Square Prime Obligations Fund                                                                                   | 811-05349         |
| Goldman Sachs Defensive Equity Fund                                                                                                     | 811-05349         |
| Goldman Sachs Strategic Growth Fund                                                                                                     | 811-05349         |
| Goldman Sachs Concentrated Growth Fund                                                                                                  | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund                                                             | 811-08361         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                                                              | 811-05349         |
| Goldman Sachs Financial Square Government Fund                                                                                          | 811-05349         |
| Goldman Sachs Inflation Protected Securities Fund                                                                                       | 811-05349         |
| Goldman Sachs Growth and Income Strategy Portfolio                                                                                      | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                                                                            | 811-05349         |
| Goldman Sachs Mid Cap Value Fund                                                                                                        | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                                                                     | 811-05349         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 6 - Goldman Sachs Variable Insurance Trust Core Fixed Income Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs Variable Insurance Trust Core Fixed Income Fund

- **b. Series identification number, if any:** S000009353

- **c. LEI:** ZG854DZBVDTQCVPAB431

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Institutional           | C000128922                                | N/A                          |
|                           2 | Service                 | C000025636                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 10f-3 (17 CFR 270.10f-3)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Thomson Reuters Corporation

- **ii. LEI, if any, or provide and describe other identifying number:** 549300561UZND4C7B569

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** IHS Markit Ltd.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300HLPTRASHS0E726

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Skandinaviska Enskilda Banken AB, Helsinki Branch

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** The Depository Trust Company

- **ii. LEI, if any:** 549300HBJLRO8YFMI370

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Securities depository - rule 17f-4 (17 CFR 270.17f-4)

**Custodians Record: 3**

- **i. Full name:** The Standard Bank of South Africa Limited

- **ii. LEI, if any:** QFC8ZCW3Q5PRXU1XTM60

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Skandinaviska Enskilda Banken AB, Copenhagen Branch

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** UniCredit Bank Austria AG

- **ii. LEI, if any:** D1HEB8VEU6D9M8ZUXG17

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** MUFG Bank, Ltd.

- **ii. LEI, if any:** C3GTMMZIHMY46P4OIX74

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** CIBC Mellon Trust Company

- **ii. LEI, if any:** 549300IYUUH221WBZ505

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** Banque Nationale de Belgique SA/NV

- **ii. LEI, if any:** CGYP50QBGGR6NCHTSN68

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** Euroclear France

- **ii. LEI, if any:** 54930060MY6S68NEUP16

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 10**

- **i. Full name:** STANDARD CHARTERED BANK (SINGAPORE) LIMITED

- **ii. LEI, if any:** 549300MDYVVHJ8D1DW28

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** Deutsche Securities Korea Co.

- **ii. LEI, if any:** 529900J0N5FYROZOL786

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 13**

- **i. Full name:** Skandinaviska Enskilda Banken AB, Oslo Branch

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** Citibank Europe PLC (Portugal)

- **ii. LEI, if any:** N1FBEDJ5J41VKZLO2475

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** Skandinaviska Enskilda Banken AB, Stockholm

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** HSBC NOMINEES (NEW ZEALAND) LIMITED

- **ii. LEI, if any:** 213800NHDWIZKO5KIH05

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** CACEIS BANK SPAIN S.A.

- **ii. LEI, if any:** 95980020140005970915

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** HSBC Bank Australia Limited

- **ii. LEI, if any:** DY9DBNI4W8J63Z298033

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** The Bank of New York Mellon, SA/NV (Netherlands)

- **ii. LEI, if any:** MMYX0N4ZEZ13Z4XCG897

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** BofA Securities, Inc.

- **ii. LEI, if any:** 549300HN4UKV1E2R3U73

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 21**

- **i. Full name:** The Bank of New York Mellon, SA/NV (Italy)

- **ii. LEI, if any:** MMYX0N4ZEZ13Z4XCG897

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** Citibanamex Afore, S.A. de C.V.

- **ii. LEI, if any:** 5493004NLEXB8DK06353

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** Credit Suisse (Switzerland) Ltd.

- **ii. LEI, if any:** 549300CWR0W0BCS9Q144

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 24**

- **i. Full name:** Bank Polska Kasa Opieki S.A.

- **ii. LEI, if any:** 5493000LKS7B3UTF7H35

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 25**

- **i. Full name:** The Bank of New York Mellon (United Kingdom)

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 26**

- **i. Full name:** Euroclear

- **ii. LEI, if any:** 549300CBNW05DILT6870

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 27**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 28**

- **i. Full name:** The Bank of New York Mellon SA/NV (Germany)

- **ii. LEI, if any:** MMYX0N4ZEZ13Z4XCG897

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** Goldman Sachs Asset Management, L.P

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Goldman Sachs (India) Capital Markets Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** BNYCRRX33E5OU2WAW724

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** 008-51753

- **c. CRD number:** 000047340

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Goldman Sachs Investments (Mauritius) I Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** B3YMDTGLQBI8P83MLI39

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Qian Kun Futures Co., Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** OOO Goldman Sachs Bank

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** SGXZS5T6LB2RET473S56

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 008-00129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 008-52009

- **c. CRD number:** 000048015

- **d. LEI, if any:** 0005537864

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Beijing GAO HUA Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300V9CB2J5I3SR572

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** 000282984

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Goldman Sachs (Singapore) PTE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs (Russia)

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZGZN1H83NL5B44

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs Paris Inc. ET CIE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs Israel LLC

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300LCITTTQIP3QB34

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 26**

- **a. Full name:** Goldman Sachs Gao Hua Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 27**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 28**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 29**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 30**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 008-47739

- **c. CRD number:** 000037404

- **d. LEI, if any:** 0004001470

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 31**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,481.76

**Brokers Record: 2**

- **i. Full name of broker:** UBS AG

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** BFM8T61CT2L1QCEMIK50

- **vii. Gross commissions paid by the Fund for the reporting period:** $1.55

**Brokers Record: 3**

- **i. Full name of broker:** CITIGROUP GLOBAL MARKETS LIMITED

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** XKZZ2JZF41MRHTR1V493

- **vii. Gross commissions paid by the Fund for the reporting period:** $4.51

**Brokers Record: 4**

- **i. Full name of broker:** DEUTSCHE BANK AG-LONDON BRANCH

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** 7LTWFZYICNSX8D621K86

- **vii. Gross commissions paid by the Fund for the reporting period:** $6.77

**Brokers Record: 5**

- **i. Full name of broker:** BARCLAYS CAPITAL, INC.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $17.29

**Brokers Record: 6**

- **i. Full name of broker:** J.P. MORGAN SECURITIES PLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** K6Q0W1PS1L1O4IQL9C32

- **vii. Gross commissions paid by the Fund for the reporting period:** $430.88

**Brokers Record: 7**

- **i. Full name of broker:** BOFA SECURITIES, INC.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $292.88

**Brokers Record: 8**

- **i. Full name of broker:** MERRILL LYNCH INTERNATIONAL

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** GGDZP1UYGU9STUHRDP48

- **vii. Gross commissions paid by the Fund for the reporting period:** $2.95

**Brokers Record: 9**

- **i. Full name of broker:** MORGAN STANLEY & CO. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $221.30

**Aggregate Commission:** $5,459.89

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                | 008-35008         | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $174,970,508.19           |
| CitiGroup Global Markets Inc.             | 008-08177         | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $181,987,252.99           |
| BNP PARIBAS                               | N/A               | N/A          | R0MUWSFPU8MPRO8K5P83 |  |  | $55,895,446.35            |
| MORGAN STANLEY & CO. LLC                  | 008-15869         | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $266,330,003.28           |
| Citibank, National Association            | N/A               | N/A          | E57ODZWZ7FF32TWEFA76 | SD      | US        | $41,419,762.27            |
| BOFA SECURITIES, INC.                     | 008-69787         | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $287,303,808.18           |
| CREDIT SUISSE AG-NEW YORK BRANCH          | N/A               | N/A          | 549300D0YARF5HYP1809 | NY      | US        | $168,791,386.87           |
| BARCLAYS CAPITAL, INC.                    | 008-41342         | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $131,977,608.99           |
| MORGAN STANLEY & CO. INTERNATIONAL PLC    | N/A               | N/A          | 4PQUHN3JPFGFNF3BB653 |  |  | $51,362,738.10            |
| JPMorgan Chase Bank, National Association | N/A               | N/A          | 7H6GLXDRUGQFU57RNE97 | OH      | US        | $61,681,674.84            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $1,602,951,251.85

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $102,246,428.00

- **Item C.19.b - Money market fund's daily average net assets:** $0.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,250,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Standard Chartered Bank

  - **Line Institutions Record: 2 Name of institution:** BNP Paribas

  - **Line Institutions Record: 3 Name of institution:** Societe Generale

  - **Line Institutions Record: 4 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 5 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 6 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 7 Name of institution:** US Bank

  - **Line Institutions Record: 8 Name of institution:** Credit Suisse AG, New York Branch

  - **Line Institutions Record: 9 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 10 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 11 Name of institution:** Wells Fargo Bank, N.A.

  - **Line Institutions Record: 12 Name of institution:** The Bank of Nova Scotia, Houston Branch

  - **Line Institutions Record: 13 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 14 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 15 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 16 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 17 Name of institution:** MUFG SECURITIES AMERICAS INC.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                                                                            | SEC File number   |
|:---|:---|
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio                                            | 811-08361         |
| Goldman Sachs Small Cap Growth Fund                                                                                                     | 811-05349         |
| Goldman Sachs Bond Fund                                                                                                                 | 811-05349         |
| Goldman Sachs Financial Square Government Fund                                                                                          | 811-05349         |
| Goldman Sachs International Equity ESG Fund                                                                                             | 811-05349         |
| Goldman Sachs Absolute Return Tracker Fund                                                                                              | 811-05349         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                                                                 | 811-05349         |
| Goldman Sachs Income Fund                                                                                                               | 811-05349         |
| Goldman Sachs U.S. Equity ESG Fund                                                                                                      | 811-05349         |
| Goldman Sachs Real Estate Securities Fund                                                                                               | 811-05349         |
| Goldman Sachs Income Builder Fund                                                                                                       | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                                                                      | 811-05349         |
| Goldman Sachs Dynamic Global Equity Fund                                                                                                | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                                                                 | 811-05349         |
| Goldman Sachs Small Cap Growth Insights Fund                                                                                            | 811-05349         |
| Goldman Sachs Target Date 2035 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Energy Infrastructure Fund (f/k/a Goldman Sachs MLP & Energy Fund)                                                        | 811-05349         |
| Goldman Sachs Large Cap Growth Insights Fund                                                                                            | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund                                                  | 811-08361         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                                                                  | 811-22781         |
| Goldman Sachs Mid Cap Growth Fund (f/k/a Goldman Sachs Growth Opportunities Fund)                                                       | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund (f/k/a Goldman Sachs Global Trends Allocation Fund) | 811-08361         |
| Goldman Sachs Equity Income Fund                                                                                                        | 811-05349         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                                                              | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund (f/k/a/Goldman Sachs Growth Opportunities Fund)              | 811-08361         |
| Goldman Sachs U.S. Equity Insights Fund                                                                                                 | 811-05349         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                                                                | 811-05349         |
| Goldman Sachs Short Duration Bond Fund (f/k/a Goldman Sachs Short Duration Income Fund)                                                 | 811-05349         |
| Goldman Sachs Multi-Manager Alternatives Fund                                                                                           | 811-22781         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                                                               | 811-08361         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                                                                | 811-05349         |
| Goldman Sachs Target Date 2060 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Technology Opportunities Fund                                                                                             | 811-05349         |
| Multi-Manager U.S. Small Cap Equity Fund                                                                                                | 811-22781         |
| Goldman Sachs Investor Money Market Fund                                                                                                | 811-05349         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                                                                          | 811-05349         |
| Goldman Sachs Financial Square Money Market Fund                                                                                        | 811-05349         |
| Goldman Sachs Core Fixed Income Fund                                                                                                    | 811-05349         |
| Goldman Sachs Target Date 2045 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Long Short Credit Strategies Fund                                                                                         | 811-05349         |
| Goldman Sachs Investment Grade Credit Fund                                                                                              | 811-05349         |
| Goldman Sachs Small Cap Value Fund                                                                                                      | 811-05349         |
| Goldman Sachs Small Cap Value Insights Fund                                                                                             | 811-05349         |
| Goldman Sachs MLP Energy Infrastructure Fund                                                                                            | 811-05349         |
| Goldman Sachs Flexible Cap Fund                                                                                                         | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund                                                             | 811-08361         |
| Goldman Sachs Government Income Fund                                                                                                    | 811-05349         |
| Goldman Sachs Balanced Strategy Portfolio                                                                                               | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund                                               | 811-08361         |
| Goldman Sachs Global Infrastructure Fund                                                                                                | 811-05349         |
| Goldman Sachs Emerging Markets Equity Fund                                                                                              | 811-05349         |
| Goldman Sachs Strategic Growth Fund                                                                                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                                                                  | 811-05349         |
| Goldman Sachs Target Date 2025 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Large Cap Value Insights Fund                                                                                             | 811-05349         |
| Goldman Sachs Concentrated Growth Fund                                                                                                  | 811-05349         |
| Goldman Sachs High Yield Municipal Fund                                                                                                 | 811-05349         |
| Goldman Sachs Mid Cap Value Fund                                                                                                        | 811-05349         |
| Goldman Sachs Emerging Markets Debt Fund                                                                                                | 811-05349         |
| Goldman Sachs International Small Cap Insights Fund                                                                                     | 811-05349         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                                                                   | 811-22781         |
| Goldman Sachs Rising Dividend Growth Fund                                                                                               | 811-05349         |
| Goldman Sachs Small/Mid Cap Value Fund                                                                                                  | 811-05349         |
| Goldman Sachs Global Core Fixed Income Fund (f/k/a Goldman Sachs Global Income Fund)                                                    | 811-05349         |
| Goldman Sachs Short Duration Tax-Free Fund                                                                                              | 811-05349         |
| Goldman Sachs Satellite Strategies Portfolio                                                                                            | 811-05349         |
| Goldman Sachs Target Date 2050 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs International Equity Insights Fund                                                                                        | 811-05349         |
| Goldman Sachs Short-Term Conservative Income Fund                                                                                       | 811-05349         |
| Goldman Sachs U.S. Mortgages Fund                                                                                                       | 811-05349         |
| Goldman Sachs Defensive Equity Fund                                                                                                     | 811-05349         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                                                                    | 811-05349         |
| Goldman Sachs Commodity Strategy Fund                                                                                                   | 811-05349         |
| Goldman Sachs Municipal Income Completion Fund                                                                                          | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                                                                 | 811-05349         |
| Goldman Sachs China Equity Fund                                                                                                         | 811-05349         |
| Goldman Sachs Dynamic Municipal Income Fund                                                                                             | 811-05349         |
| Goldman Sachs Focused Value Fund                                                                                                        | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund                                                        | 811-08361         |
| Goldman Sachs Large Cap Core Fund (f/k/a Goldman Sachs Capital Growth Fund)                                                             | 811-05349         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                                                                     | 811-05349         |
| Goldman Sachs Strategic Volatility Premium Fund                                                                                         | 811-05349         |
| Goldman Sachs Strategic Factor Allocation Fund                                                                                          | 811-05349         |
| Goldman Sachs Target Date Retirement Portfolio                                                                                          | 811-22781         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund                                                     | 811-08361         |
| Goldman Sachs Growth and Income Strategy Portfolio                                                                                      | 811-05349         |
| Goldman Sachs Small Cap Equity Insights Fund                                                                                            | 811-05349         |
| Goldman Sachs High Yield Fund                                                                                                           | 811-05349         |
| Goldman Sachs Global Managed Beta Fund                                                                                                  | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                                                                            | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                                                                     | 811-05349         |
| Goldman Sachs Large Cap Value Fund                                                                                                      | 811-05349         |
| Goldman Sachs High Yield Floating Rate Fund                                                                                             | 811-05349         |
| Goldman Sachs Multi-Manager Global Equity Fund                                                                                          | 811-22781         |
| Goldman Sachs Managed Futures Strategy Fund                                                                                             | 811-05349         |
| Goldman Sachs Target Date 2030 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs GQG Partners International Opportunities Fund                                                                             | 811-22781         |
| Goldman Sachs Short Duration Government Fund                                                                                            | 811-05349         |
| Goldman Sachs Strategic Income Fund                                                                                                     | 811-05349         |
| Goldman Sachs Financial Square Prime Obligations Fund                                                                                   | 811-05349         |
| Goldman Sachs Target Date 2055 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Clean Energy Income Fund                                                                                                  | 811-05349         |
| Goldman Sachs Inflation Protected Securities Fund                                                                                       | 811-05349         |
| Goldman Sachs Global Real Estate Securities Fund                                                                                        | 811-05349         |
| Goldman Sachs International Tax-Managed Equity Fund                                                                                     | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund                                                                | 811-08361         |
| Multi-Manager International Equity Fund                                                                                                 | 811-22781         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                                                                | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund                                                   | 811-08361         |
| Goldman Sachs Growth Strategy Portfolio                                                                                                 | 811-05349         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                                                                     | 811-05349         |
| Goldman Sachs Target Date 2040 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund                                                            | 811-08361         |
| Goldman Sachs International Equity Income Fund                                                                                          | 811-05349         |
| Goldman Sachs Local Emerging Markets Debt Fund                                                                                          | 811-05349         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 7 - Goldman Sachs Variable Insurance Trust Trend Driven Allocation Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs Variable Insurance Trust Trend Driven Allocation Fund

- **b. Series identification number, if any:** S000035992

- **c. LEI:** B45DNRF115FCP75I5593

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Service Shares          | C000110307                                | N/A                          |
|                           2 | Institutional Shares    | C000133600                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Goldman Sachs Bank USA

- **ii. LEI, if any:** KD3XUN7C6T14HNAYLU02

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** Goldman Sachs Asset Management, L.P.

- **ii. LEI, if any:** CF5M58QA35CFPUX70H17

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Thomson Reuters Corporation

- **ii. LEI, if any, or provide and describe other identifying number:** 549300561UZND4C7B569

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** IHS Markit Ltd.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300HLPTRASHS0E726

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Skandinaviska Enskilda Banken AB, Helsinki Branch

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 3**

- **i. Full name:** Citibank Europe PLC (Greece)

- **ii. LEI, if any:** N1FBEDJ5J41VKZLO2475

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 5**

- **i. Full name:** Banque Nationale de Belgique SA/NV

- **ii. LEI, if any:** CGYP50QBGGR6NCHTSN68

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** The Bank of New York Mellon, SA/NV (Italy)

- **ii. LEI, if any:** MMYX0N4ZEZ13Z4XCG897

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** The Depository Trust Company

- **ii. LEI, if any:** 549300HBJLRO8YFMI370

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Securities depository - rule 17f-4 (17 CFR 270.17f-4)

**Custodians Record: 8**

- **i. Full name:** Euroclear France

- **ii. LEI, if any:** 54930060MY6S68NEUP16

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 9**

- **i. Full name:** The Bank of New York Mellon, SA/NV (Netherlands)

- **ii. LEI, if any:** MMYX0N4ZEZ13Z4XCG897

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** The Bank of New York Mellon (United Kingdom)

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** Euroclear

- **ii. LEI, if any:** 549300CBNW05DILT6870

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 12**

- **i. Full name:** Morgan Stanley & Co. LLC

- **ii. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 13**

- **i. Full name:** Citibank Europe PLC (Portugal)

- **ii. LEI, if any:** N1FBEDJ5J41VKZLO2475

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** MUFG Bank, Ltd.

- **ii. LEI, if any:** C3GTMMZIHMY46P4OIX74

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

**Administrators Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Goldman Sachs Paris Inc. ET CIE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Qian Kun Futures Co., Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** 008-51753

- **c. CRD number:** 000047340

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Goldman Sachs Israel LLC

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300LCITTTQIP3QB34

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Beijing GAO HUA Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300V9CB2J5I3SR572

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 008-52009

- **c. CRD number:** 000048015

- **d. LEI, if any:** 0005537864

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Goldman Sachs (Russia)

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZGZN1H83NL5B44

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Goldman Sachs (Singapore) PTE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** 000282984

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Goldman Sachs (India) Capital Markets Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** BNYCRRX33E5OU2WAW724

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs Investments (Mauritius) I Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** B3YMDTGLQBI8P83MLI39

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 008-47739

- **c. CRD number:** 000037404

- **d. LEI, if any:** 0004001470

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 26**

- **a. Full name:** Goldman Sachs Gao Hua Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 27**

- **a. Full name:** OOO Goldman Sachs Bank

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** SGXZS5T6LB2RET473S56

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 28**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 29**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 30**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 008-00129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 31**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $234.25

**Brokers Record: 2**

- **i. Full name of broker:** CREDIT SUISSE INTERNATIONAL

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** E58DKGMJYYYJLN8C3868

- **vii. Gross commissions paid by the Fund for the reporting period:** $78.60

**Brokers Record: 3**

- **i. Full name of broker:** BARCLAYS CAPITAL, INC.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $16,620.82

**Brokers Record: 4**

- **i. Full name of broker:** J.P. MORGAN SECURITIES PLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** K6Q0W1PS1L1O4IQL9C32

- **vii. Gross commissions paid by the Fund for the reporting period:** $321.55

**Brokers Record: 5**

- **i. Full name of broker:** INSTINET, LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $394.75

**Brokers Record: 6**

- **i. Full name of broker:** MORGAN STANLEY & CO. INTERNATIONAL PLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** 4PQUHN3JPFGFNF3BB653

- **vii. Gross commissions paid by the Fund for the reporting period:** $17,082.19

**Brokers Record: 7**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $105.25

**Brokers Record: 8**

- **i. Full name of broker:** VIRTU AMERICAS LLC

- **ii. SEC file number:** 008-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,016.50

**Brokers Record: 9**

- **i. Full name of broker:** SOCIETE GENERALE INTERNATIONAL LIMITED

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** 0IKLU6X1B10WK7X42C15

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,013.74

**Brokers Record: 10**

- **i. Full name of broker:** BOFA SECURITIES, INC.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $373.25

**Aggregate Commission:** $41,302.65

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $0.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $302,944,321.00

- **Item C.19.b - Money market fund's daily average net assets:** $0.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,250,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** The Bank of Nova Scotia, Houston Branch

  - **Line Institutions Record: 2 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 3 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 4 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 5 Name of institution:** Credit Suisse AG, New York Branch

  - **Line Institutions Record: 6 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 7 Name of institution:** Wells Fargo Bank, N.A.

  - **Line Institutions Record: 8 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 9 Name of institution:** Societe Generale

  - **Line Institutions Record: 10 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 11 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 12 Name of institution:** US Bank

  - **Line Institutions Record: 13 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 14 Name of institution:** BNP Paribas

  - **Line Institutions Record: 15 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 16 Name of institution:** Standard Chartered Bank

  - **Line Institutions Record: 17 Name of institution:** The Bank of New York Mellon

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                                                               | SEC File number   |
|:---|:---|
| Multi-Manager U.S. Small Cap Equity Fund                                                                                   | 811-22781         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund                                               | 811-08361         |
| Goldman Sachs U.S. Equity ESG Fund                                                                                         | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund                                      | 811-08361         |
| Goldman Sachs Investment Grade Credit Fund                                                                                 | 811-05349         |
| Goldman Sachs Strategic Factor Allocation Fund                                                                             | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund                                                | 811-08361         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                                                             | 811-05349         |
| Goldman Sachs International Equity ESG Fund                                                                                | 811-05349         |
| Goldman Sachs Large Cap Value Fund                                                                                         | 811-05349         |
| Goldman Sachs International Small Cap Insights Fund                                                                        | 811-05349         |
| Goldman Sachs Small Cap Growth Insights Fund                                                                               | 811-05349         |
| Goldman Sachs Global Infrastructure Fund                                                                                   | 811-05349         |
| Goldman Sachs Commodity Strategy Fund                                                                                      | 811-05349         |
| Goldman Sachs Dynamic Global Equity Fund                                                                                   | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund                                           | 811-08361         |
| Goldman Sachs Multi-Manager Global Equity Fund                                                                             | 811-22781         |
| Goldman Sachs High Yield Municipal Fund                                                                                    | 811-05349         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                                                     | 811-22781         |
| Goldman Sachs Growth and Income Strategy Portfolio                                                                         | 811-05349         |
| Goldman Sachs Real Estate Securities Fund                                                                                  | 811-05349         |
| Goldman Sachs MLP Energy Infrastructure Fund                                                                               | 811-05349         |
| Goldman Sachs Rising Dividend Growth Fund                                                                                  | 811-05349         |
| Goldman Sachs Flexible Cap Fund                                                                                            | 811-05349         |
| Goldman Sachs Target Date 2030 Portfolio                                                                                   | 811-22781         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                                                        | 811-05349         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                                                 | 811-05349         |
| Goldman Sachs Global Real Estate Securities Fund                                                                           | 811-05349         |
| Multi-Manager International Equity Fund                                                                                    | 811-22781         |
| Goldman Sachs GQG Partners International Opportunities Fund                                                                | 811-22781         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                                                   | 811-05349         |
| Goldman Sachs Financial Square Prime Obligations Fund                                                                      | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio                               | 811-08361         |
| Goldman Sachs Satellite Strategies Portfolio                                                                               | 811-05349         |
| Goldman Sachs Government Income Fund                                                                                       | 811-05349         |
| Goldman Sachs Dynamic Municipal Income Fund                                                                                | 811-05349         |
| Goldman Sachs Inflation Protected Securities Fund                                                                          | 811-05349         |
| Goldman Sachs International Equity Insights Fund                                                                           | 811-05349         |
| Goldman Sachs High Yield Fund                                                                                              | 811-05349         |
| Goldman Sachs Concentrated Growth Fund                                                                                     | 811-05349         |
| Goldman Sachs Target Date 2050 Portfolio                                                                                   | 811-22781         |
| Goldman Sachs Equity Income Fund                                                                                           | 811-05349         |
| Goldman Sachs Investor Money Market Fund                                                                                   | 811-05349         |
| Goldman Sachs Financial Square Government Fund                                                                             | 811-05349         |
| Goldman Sachs Managed Futures Strategy Fund                                                                                | 811-05349         |
| Goldman Sachs Small Cap Growth Fund                                                                                        | 811-05349         |
| Goldman Sachs Global Managed Beta Fund                                                                                     | 811-05349         |
| Goldman Sachs Target Date 2040 Portfolio                                                                                   | 811-22781         |
| Goldman Sachs Income Builder Fund                                                                                          | 811-05349         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                                                   | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                                                         | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund                                                   | 811-08361         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                                                       | 811-05349         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                                                      | 811-22781         |
| Goldman Sachs Core Fixed Income Fund                                                                                       | 811-05349         |
| Goldman Sachs Short Duration Tax-Free Fund                                                                                 | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                                                    | 811-05349         |
| Goldman Sachs Short Duration Bond Fund (f/k/a Goldman Sachs Short Duration Income Fund)                                    | 811-05349         |
| Goldman Sachs Large Cap Core Fund (f/k/a Goldman Sachs Capital Growth Fund)                                                | 811-05349         |
| Goldman Sachs Strategic Income Fund                                                                                        | 811-05349         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                                                    | 811-05349         |
| Goldman Sachs Multi-Manager Alternatives Fund                                                                              | 811-22781         |
| Goldman Sachs Emerging Markets Equity Fund                                                                                 | 811-05349         |
| Goldman Sachs Technology Opportunities Fund                                                                                | 811-05349         |
| Goldman Sachs International Tax-Managed Equity Fund                                                                        | 811-05349         |
| Goldman Sachs China Equity Fund                                                                                            | 811-05349         |
| Goldman Sachs Target Date 2055 Portfolio                                                                                   | 811-22781         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund                                        | 811-08361         |
| Goldman Sachs Emerging Markets Debt Fund                                                                                   | 811-05349         |
| Goldman Sachs Growth Strategy Portfolio                                                                                    | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                                                               | 811-05349         |
| Goldman Sachs Target Date 2060 Portfolio                                                                                   | 811-22781         |
| Goldman Sachs Long Short Credit Strategies Fund                                                                            | 811-05349         |
| Goldman Sachs Small/Mid Cap Value Fund                                                                                     | 811-05349         |
| Goldman Sachs U.S. Equity Insights Fund                                                                                    | 811-05349         |
| Goldman Sachs Short-Term Conservative Income Fund                                                                          | 811-05349         |
| Goldman Sachs Income Fund                                                                                                  | 811-05349         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                                                        | 811-05349         |
| Goldman Sachs Local Emerging Markets Debt Fund                                                                             | 811-05349         |
| Goldman Sachs Financial Square Money Market Fund                                                                           | 811-05349         |
| Goldman Sachs Target Date Retirement Portfolio                                                                             | 811-22781         |
| Goldman Sachs Global Core Fixed Income Fund (f/k/a Goldman Sachs Global Income Fund)                                       | 811-05349         |
| Goldman Sachs Short Duration Government Fund                                                                               | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                                                    | 811-05349         |
| Goldman Sachs Target Date 2045 Portfolio                                                                                   | 811-22781         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund                                              | 811-08361         |
| Goldman Sachs High Yield Floating Rate Fund                                                                                | 811-05349         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                                                   | 811-05349         |
| Goldman Sachs Target Date 2025 Portfolio                                                                                   | 811-22781         |
| Goldman Sachs Small Cap Value Insights Fund                                                                                | 811-05349         |
| Goldman Sachs Large Cap Value Insights Fund                                                                                | 811-05349         |
| Goldman Sachs Energy Infrastructure Fund (f/k/a Goldman Sachs MLP & Energy Fund)                                           | 811-05349         |
| Goldman Sachs Municipal Income Completion Fund                                                                             | 811-05349         |
| Goldman Sachs Small Cap Value Fund                                                                                         | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund (f/k/a/Goldman Sachs Growth Opportunities Fund) | 811-08361         |
| Goldman Sachs Focused Value Fund                                                                                           | 811-05349         |
| Goldman Sachs Large Cap Growth Insights Fund                                                                               | 811-05349         |
| Goldman Sachs Defensive Equity Fund                                                                                        | 811-05349         |
| Goldman Sachs International Equity Income Fund                                                                             | 811-05349         |
| Goldman Sachs Strategic Volatility Premium Fund                                                                            | 811-05349         |
| Goldman Sachs Target Date 2035 Portfolio                                                                                   | 811-22781         |
| Goldman Sachs Mid Cap Value Fund                                                                                           | 811-05349         |
| Goldman Sachs Absolute Return Tracker Fund                                                                                 | 811-05349         |
| Goldman Sachs Bond Fund                                                                                                    | 811-05349         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                                                     | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund                                     | 811-08361         |
| Goldman Sachs Clean Energy Income Fund                                                                                     | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                                                        | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund                                  | 811-08361         |
| Goldman Sachs Balanced Strategy Portfolio                                                                                  | 811-05349         |
| Goldman Sachs Small Cap Equity Insights Fund                                                                               | 811-05349         |
| Goldman Sachs U.S. Mortgages Fund                                                                                          | 811-05349         |
| Goldman Sachs Strategic Growth Fund                                                                                        | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                                                  | 811-08361         |
| Goldman Sachs Mid Cap Growth Fund (f/k/a Goldman Sachs Growth Opportunities Fund)                                          | 811-05349         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 8 - Goldman Sachs Variable Insurance Trust Multi-Strategy Alternatives Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs Variable Insurance Trust Multi-Strategy Alternatives Portfolio

- **b. Series identification number, if any:** S000044541

- **c. LEI:** 549300O68KVNSTMTZ725

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 3

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Institutional           | C000138559                                | N/A                          |
|                           2 | Advisor                 | C000141036                                | N/A                          |
|                           3 | Service                 | C000138560                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BNY Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** Goldman Sachs Asset Management, L.P.

- **ii. LEI, if any:** CF5M58QA35CFPUX70H17

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $96,882.43

- **g. Provide the net income from securities lending activities:** $3,594.76

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 12d1-4 (17 CFR 270.12d1-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** IHS Markit Ltd.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300HLPTRASHS0E726

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** Thomson Reuters Corporation

- **ii. LEI, if any, or provide and describe other identifying number:** 549300561UZND4C7B569

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Barclays Capital Inc.

- **ii. LEI, if any:** AC28XWWI3WIBK2824319

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 3**

- **i. Full name:** The Depository Trust Company

- **ii. LEI, if any:** 549300HBJLRO8YFMI370

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Securities depository - rule 17f-4 (17 CFR 270.17f-4)

**Custodians Record: 4**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** Goldman Sachs Asset Management, L.P

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** OOO Goldman Sachs Bank

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** SGXZS5T6LB2RET473S56

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Goldman Sachs (Singapore) PTE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 008-47739

- **c. CRD number:** 000037404

- **d. LEI, if any:** 0004001470

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Goldman Sachs Paris Inc. ET CIE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 008-00129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Goldman Sachs (Russia)

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZGZN1H83NL5B44

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Beijing GAO HUA Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300V9CB2J5I3SR572

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** 000282984

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs Investments (Mauritius) I Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** B3YMDTGLQBI8P83MLI39

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 008-52009

- **c. CRD number:** 000048015

- **d. LEI, if any:** 0005537864

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Qian Kun Futures Co., Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 26**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 27**

- **a. Full name:** Goldman Sachs Gao Hua Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 28**

- **a. Full name:** Goldman Sachs (India) Capital Markets Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** BNYCRRX33E5OU2WAW724

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 29**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 30**

- **a. Full name:** Goldman Sachs Israel LLC

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300LCITTTQIP3QB34

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 31**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** 008-51753

- **c. CRD number:** 000047340

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** CREDIT SUISSE SECURITIES (EUROPE) LIMITED

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** DL6FFRRLF74S01HE2M14

- **vii. Gross commissions paid by the Fund for the reporting period:** $391.16

**Brokers Record: 2**

- **i. Full name of broker:** BOFA SECURITIES, INC.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $178.61

**Brokers Record: 3**

- **i. Full name of broker:** SUSQUEHANNA FINANCIAL GROUP, LLLP

- **ii. SEC file number:** 008-44325

- **iii. CRD number:** 000035865

- **iv. LEI, if any:** 549300E8QX0ZMRDC2M81

- **v. State, if applicable:** PA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $70.39

**Brokers Record: 4**

- **i. Full name of broker:** Jane Street Execution Services, LLC

- **ii. SEC file number:** 008-69254

- **iii. CRD number:** 000167280

- **iv. LEI, if any:** 549300HXJLXCPDWAH070

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $157.64

**Brokers Record: 5**

- **i. Full name of broker:** INSTINET, LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $23.42

**Brokers Record: 6**

- **i. Full name of broker:** CITADEL SECURITIES LLC

- **ii. SEC file number:** 008-53574

- **iii. CRD number:** 000116797

- **iv. LEI, if any:** 12UUJYTN7D3SW8KCSG25

- **v. State, if applicable:** IL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $572.57

**Brokers Record: 7**

- **i. Full name of broker:** UBS AG

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** BFM8T61CT2L1QCEMIK50

- **vii. Gross commissions paid by the Fund for the reporting period:** $74.76

**Brokers Record: 8**

- **i. Full name of broker:** BARCLAYS CAPITAL, INC.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $318.48

**Brokers Record: 9**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,225.59

**Brokers Record: 10**

- **i. Full name of broker:** MORGAN STANLEY & CO. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $15.91

**Aggregate Commission:** $3,041.23

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $0.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $42,044,524.00

- **Item C.19.b - Money market fund's daily average net assets:** $0.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,250,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 2 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 4 Name of institution:** Standard Chartered Bank

  - **Line Institutions Record: 5 Name of institution:** The Bank of Nova Scotia, Houston Branch

  - **Line Institutions Record: 6 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 7 Name of institution:** US Bank

  - **Line Institutions Record: 8 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 9 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 10 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 11 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 12 Name of institution:** Societe Generale

  - **Line Institutions Record: 13 Name of institution:** Credit Suisse AG, New York Branch

  - **Line Institutions Record: 14 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 15 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 16 Name of institution:** BNP Paribas

  - **Line Institutions Record: 17 Name of institution:** Wells Fargo Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                                                                            | SEC File number   |
|:---|:---|
| Goldman Sachs Large Cap Value Fund                                                                                                      | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund                                                  | 811-08361         |
| Goldman Sachs International Equity ESG Fund                                                                                             | 811-05349         |
| Goldman Sachs Mid Cap Growth Fund (f/k/a Goldman Sachs Growth Opportunities Fund)                                                       | 811-05349         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                                                                     | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund (f/k/a/Goldman Sachs Growth Opportunities Fund)              | 811-08361         |
| Goldman Sachs Strategic Volatility Premium Fund                                                                                         | 811-05349         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                                                                   | 811-22781         |
| Goldman Sachs Satellite Strategies Portfolio                                                                                            | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                                                                            | 811-05349         |
| Goldman Sachs Short-Term Conservative Income Fund                                                                                       | 811-05349         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                                                                          | 811-05349         |
| Goldman Sachs Government Income Fund                                                                                                    | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                                                                     | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund                                                             | 811-08361         |
| Goldman Sachs Global Managed Beta Fund                                                                                                  | 811-05349         |
| Goldman Sachs Target Date 2040 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs International Equity Income Fund                                                                                          | 811-05349         |
| Goldman Sachs Strategic Income Fund                                                                                                     | 811-05349         |
| Goldman Sachs Target Date 2060 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Commodity Strategy Fund                                                                                                   | 811-05349         |
| Goldman Sachs Large Cap Value Insights Fund                                                                                             | 811-05349         |
| Goldman Sachs Target Date 2025 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                                                                     | 811-05349         |
| Goldman Sachs Real Estate Securities Fund                                                                                               | 811-05349         |
| Goldman Sachs Focused Value Fund                                                                                                        | 811-05349         |
| Goldman Sachs High Yield Municipal Fund                                                                                                 | 811-05349         |
| Goldman Sachs Mid Cap Value Fund                                                                                                        | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund                                                   | 811-08361         |
| Goldman Sachs Target Date 2050 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Core Fixed Income Fund                                                                                                    | 811-05349         |
| Goldman Sachs Financial Square Prime Obligations Fund                                                                                   | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund (f/k/a Goldman Sachs Global Trends Allocation Fund) | 811-08361         |
| Goldman Sachs Small Cap Growth Insights Fund                                                                                            | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                                                               | 811-08361         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                                                                 | 811-05349         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                                                                  | 811-05349         |
| Goldman Sachs Target Date 2035 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Growth and Income Strategy Portfolio                                                                                      | 811-05349         |
| Goldman Sachs Balanced Strategy Portfolio                                                                                               | 811-05349         |
| Goldman Sachs Small Cap Growth Fund                                                                                                     | 811-05349         |
| Multi-Manager U.S. Small Cap Equity Fund                                                                                                | 811-22781         |
| Goldman Sachs Financial Square Government Fund                                                                                          | 811-05349         |
| Goldman Sachs Strategic Factor Allocation Fund                                                                                          | 811-05349         |
| Goldman Sachs Large Cap Growth Insights Fund                                                                                            | 811-05349         |
| Goldman Sachs Equity Income Fund                                                                                                        | 811-05349         |
| Goldman Sachs International Small Cap Insights Fund                                                                                     | 811-05349         |
| Goldman Sachs International Equity Insights Fund                                                                                        | 811-05349         |
| Goldman Sachs U.S. Equity ESG Fund                                                                                                      | 811-05349         |
| Goldman Sachs Small Cap Equity Insights Fund                                                                                            | 811-05349         |
| Goldman Sachs Absolute Return Tracker Fund                                                                                              | 811-05349         |
| Goldman Sachs Rising Dividend Growth Fund                                                                                               | 811-05349         |
| Goldman Sachs Target Date Retirement Portfolio                                                                                          | 811-22781         |
| Goldman Sachs Growth Strategy Portfolio                                                                                                 | 811-05349         |
| Goldman Sachs Emerging Markets Equity Fund                                                                                              | 811-05349         |
| Goldman Sachs Clean Energy Income Fund                                                                                                  | 811-05349         |
| Goldman Sachs Global Core Fixed Income Fund (f/k/a Goldman Sachs Global Income Fund)                                                    | 811-05349         |
| Goldman Sachs Short Duration Bond Fund (f/k/a Goldman Sachs Short Duration Income Fund)                                                 | 811-05349         |
| Goldman Sachs Flexible Cap Fund                                                                                                         | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                                                                 | 811-05349         |
| Goldman Sachs International Tax-Managed Equity Fund                                                                                     | 811-05349         |
| Goldman Sachs Multi-Manager Alternatives Fund                                                                                           | 811-22781         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund                                                                | 811-08361         |
| Goldman Sachs Defensive Equity Fund                                                                                                     | 811-05349         |
| Goldman Sachs Small Cap Value Fund                                                                                                      | 811-05349         |
| Goldman Sachs Municipal Income Completion Fund                                                                                          | 811-05349         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                                                                | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund                                                           | 811-08361         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                                                                | 811-05349         |
| Goldman Sachs Target Date 2030 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Large Cap Core Fund (f/k/a Goldman Sachs Capital Growth Fund)                                                             | 811-05349         |
| Goldman Sachs Small/Mid Cap Value Fund                                                                                                  | 811-05349         |
| Goldman Sachs GQG Partners International Opportunities Fund                                                                             | 811-22781         |
| Goldman Sachs Income Builder Fund                                                                                                       | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund                                                     | 811-08361         |
| Goldman Sachs Investor Money Market Fund                                                                                                | 811-05349         |
| Goldman Sachs High Yield Fund                                                                                                           | 811-05349         |
| Goldman Sachs Dynamic Global Equity Fund                                                                                                | 811-05349         |
| Goldman Sachs Managed Futures Strategy Fund                                                                                             | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                                                                      | 811-05349         |
| Goldman Sachs Bond Fund                                                                                                                 | 811-05349         |
| Goldman Sachs Global Real Estate Securities Fund                                                                                        | 811-05349         |
| Goldman Sachs Investment Grade Credit Fund                                                                                              | 811-05349         |
| Goldman Sachs Small Cap Value Insights Fund                                                                                             | 811-05349         |
| Goldman Sachs High Yield Floating Rate Fund                                                                                             | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund                                               | 811-08361         |
| Goldman Sachs Target Date 2055 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Global Infrastructure Fund                                                                                                | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund                                                            | 811-08361         |
| Goldman Sachs Emerging Markets Debt Fund                                                                                                | 811-05349         |
| Goldman Sachs Energy Infrastructure Fund (f/k/a Goldman Sachs MLP & Energy Fund)                                                        | 811-05349         |
| Goldman Sachs Technology Opportunities Fund                                                                                             | 811-05349         |
| Goldman Sachs Local Emerging Markets Debt Fund                                                                                          | 811-05349         |
| Goldman Sachs Short Duration Government Fund                                                                                            | 811-05349         |
| Goldman Sachs Dynamic Municipal Income Fund                                                                                             | 811-05349         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                                                              | 811-05349         |
| Goldman Sachs Multi-Manager Global Equity Fund                                                                                          | 811-22781         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                                                                    | 811-05349         |
| Multi-Manager International Equity Fund                                                                                                 | 811-22781         |
| Goldman Sachs Short Duration Tax-Free Fund                                                                                              | 811-05349         |
| Goldman Sachs U.S. Mortgages Fund                                                                                                       | 811-05349         |
| Goldman Sachs Strategic Growth Fund                                                                                                     | 811-05349         |
| Goldman Sachs China Equity Fund                                                                                                         | 811-05349         |
| Goldman Sachs MLP Energy Infrastructure Fund                                                                                            | 811-05349         |
| Goldman Sachs Concentrated Growth Fund                                                                                                  | 811-05349         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                                                                | 811-05349         |
| Goldman Sachs U.S. Equity Insights Fund                                                                                                 | 811-05349         |
| Goldman Sachs Inflation Protected Securities Fund                                                                                       | 811-05349         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                                                                  | 811-22781         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund                                                        | 811-08361         |
| Goldman Sachs Income Fund                                                                                                               | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                                                                 | 811-05349         |
| Goldman Sachs Financial Square Money Market Fund                                                                                        | 811-05349         |
| Goldman Sachs Long Short Credit Strategies Fund                                                                                         | 811-05349         |
| Goldman Sachs Target Date 2045 Portfolio                                                                                                | 811-22781         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 9 - Goldman Sachs Variable Insurance Trust Small Cap Equity Insights Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs Variable Insurance Trust Small Cap Equity Insights Fund

- **b. Series identification number, if any:** S000009355

- **c. LEI:** NE7TFBQD4ZLK90DRSL29

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Service                 | C000025641                                | N/A                          |
|                           2 | Institutional           | C000025640                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Goldman Sachs Bank USA

- **ii. LEI, if any:** KD3XUN7C6T14HNAYLU02

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** Goldman Sachs Asset Management, L.P.

- **ii. LEI, if any:** CF5M58QA35CFPUX70H17

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 17e-1 (17 CFR 270.17e-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** IHS Markit Ltd.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300HLPTRASHS0E726

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Thomson Reuters Corporation

- **ii. LEI, if any, or provide and describe other identifying number:** 549300561UZND4C7B569

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** The Depository Trust Company

- **ii. LEI, if any:** 549300HBJLRO8YFMI370

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Securities depository - rule 17f-4 (17 CFR 270.17f-4)

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 3**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 4**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

**Administrators Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** 000282984

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs (India) Capital Markets Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** BNYCRRX33E5OU2WAW724

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 008-52009

- **c. CRD number:** 000048015

- **d. LEI, if any:** 0005537864

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Qian Kun Futures Co., Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Goldman Sachs Investments (Mauritius) I Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** B3YMDTGLQBI8P83MLI39

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Beijing GAO HUA Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300V9CB2J5I3SR572

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs Israel LLC

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300LCITTTQIP3QB34

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs (Singapore) PTE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs Paris Inc. ET CIE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 008-00129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 008-47739

- **c. CRD number:** 000037404

- **d. LEI, if any:** 0004001470

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs (Russia)

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZGZN1H83NL5B44

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 26**

- **a. Full name:** Goldman Sachs Gao Hua Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 27**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 28**

- **a. Full name:** Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 29**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 30**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** 008-51753

- **c. CRD number:** 000047340

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 31**

- **a. Full name:** OOO Goldman Sachs Bank

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** SGXZS5T6LB2RET473S56

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** BARCLAYS BANK PLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** G5GSEF7VJP5I7OUK5573

- **vii. Gross commissions paid by the Fund for the reporting period:** $473.09

**Brokers Record: 2**

- **i. Full name of broker:** CREDIT SUISSE SECURITIES (USA) LLC

- **ii. SEC file number:** 008-00422

- **iii. CRD number:** 000000816

- **iv. LEI, if any:** 1V8Y6QCX6YMJ2OELII46

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,090.70

**Brokers Record: 3**

- **i. Full name of broker:** VIRTU AMERICAS LLC

- **ii. SEC file number:** 008-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,114.41

**Brokers Record: 4**

- **i. Full name of broker:** MORGAN STANLEY & CO. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,671.11

**Brokers Record: 5**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,129.21

**Brokers Record: 6**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $10,203.64

**Brokers Record: 7**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,512.78

**Brokers Record: 8**

- **i. Full name of broker:** NATIONAL FINANCIAL SERVICES LLC

- **ii. SEC file number:** 008-26740

- **iii. CRD number:** 000013041

- **iv. LEI, if any:** 549300JRHF1MHHWUAW04

- **v. State, if applicable:** MA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $23,380.40

**Brokers Record: 9**

- **i. Full name of broker:** BOFA SECURITIES, INC.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,679.49

**Brokers Record: 10**

- **i. Full name of broker:** JEFFERIES LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,526.55

**Aggregate Commission:** $58,975.89

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $0.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $115,155,749.00

- **Item C.19.b - Money market fund's daily average net assets:** $0.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,250,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 2 Name of institution:** Standard Chartered Bank

  - **Line Institutions Record: 3 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 4 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 5 Name of institution:** Wells Fargo Bank, N.A.

  - **Line Institutions Record: 6 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 7 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 8 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 9 Name of institution:** Societe Generale

  - **Line Institutions Record: 10 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 11 Name of institution:** US Bank

  - **Line Institutions Record: 12 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 13 Name of institution:** BNP Paribas

  - **Line Institutions Record: 14 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 15 Name of institution:** Credit Suisse AG, New York Branch

  - **Line Institutions Record: 16 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 17 Name of institution:** The Bank of Nova Scotia, Houston Branch

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                                                                            | SEC File number   |
|:---|:---|
| Goldman Sachs Dynamic Global Equity Fund                                                                                                | 811-05349         |
| Goldman Sachs Energy Infrastructure Fund (f/k/a Goldman Sachs MLP & Energy Fund)                                                        | 811-05349         |
| Goldman Sachs International Equity Insights Fund                                                                                        | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                                                               | 811-08361         |
| Goldman Sachs China Equity Fund                                                                                                         | 811-05349         |
| Goldman Sachs Global Infrastructure Fund                                                                                                | 811-05349         |
| Goldman Sachs Concentrated Growth Fund                                                                                                  | 811-05349         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                                                                   | 811-22781         |
| Goldman Sachs Focused Value Fund                                                                                                        | 811-05349         |
| Goldman Sachs International Small Cap Insights Fund                                                                                     | 811-05349         |
| Goldman Sachs High Yield Floating Rate Fund                                                                                             | 811-05349         |
| Goldman Sachs Large Cap Value Insights Fund                                                                                             | 811-05349         |
| Goldman Sachs Local Emerging Markets Debt Fund                                                                                          | 811-05349         |
| Goldman Sachs Investor Money Market Fund                                                                                                | 811-05349         |
| Goldman Sachs Small Cap Growth Fund                                                                                                     | 811-05349         |
| Goldman Sachs Core Fixed Income Fund                                                                                                    | 811-05349         |
| Goldman Sachs Investment Grade Credit Fund                                                                                              | 811-05349         |
| Goldman Sachs U.S. Equity ESG Fund                                                                                                      | 811-05349         |
| Goldman Sachs Small Cap Equity Insights Fund                                                                                            | 811-05349         |
| Goldman Sachs Long Short Credit Strategies Fund                                                                                         | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                                                                            | 811-05349         |
| Goldman Sachs MLP Energy Infrastructure Fund                                                                                            | 811-05349         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                                                                 | 811-05349         |
| Goldman Sachs Short Duration Government Fund                                                                                            | 811-05349         |
| Goldman Sachs U.S. Equity Insights Fund                                                                                                 | 811-05349         |
| Goldman Sachs Target Date 2030 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                                                                | 811-05349         |
| Goldman Sachs Financial Square Government Fund                                                                                          | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                                                                 | 811-05349         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                                                                  | 811-22781         |
| Goldman Sachs Financial Square Prime Obligations Fund                                                                                   | 811-05349         |
| Goldman Sachs High Yield Fund                                                                                                           | 811-05349         |
| Goldman Sachs Strategic Factor Allocation Fund                                                                                          | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                                                                     | 811-05349         |
| Goldman Sachs U.S. Mortgages Fund                                                                                                       | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                                                                      | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund (f/k/a Goldman Sachs Global Trends Allocation Fund) | 811-08361         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                                                                     | 811-05349         |
| Multi-Manager U.S. Small Cap Equity Fund                                                                                                | 811-22781         |
| Goldman Sachs Government Income Fund                                                                                                    | 811-05349         |
| Goldman Sachs Small/Mid Cap Value Fund                                                                                                  | 811-05349         |
| Goldman Sachs Defensive Equity Fund                                                                                                     | 811-05349         |
| Goldman Sachs Rising Dividend Growth Fund                                                                                               | 811-05349         |
| Goldman Sachs Global Core Fixed Income Fund (f/k/a Goldman Sachs Global Income Fund)                                                    | 811-05349         |
| Goldman Sachs Strategic Income Fund                                                                                                     | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund                                               | 811-08361         |
| Goldman Sachs Satellite Strategies Portfolio                                                                                            | 811-05349         |
| Goldman Sachs Small Cap Value Insights Fund                                                                                             | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund                                                             | 811-08361         |
| Goldman Sachs Emerging Markets Debt Fund                                                                                                | 811-05349         |
| Goldman Sachs Municipal Income Completion Fund                                                                                          | 811-05349         |
| Goldman Sachs Multi-Manager Global Equity Fund                                                                                          | 811-22781         |
| Goldman Sachs Equity Income Fund                                                                                                        | 811-05349         |
| Goldman Sachs Emerging Markets Equity Fund                                                                                              | 811-05349         |
| Goldman Sachs Commodity Strategy Fund                                                                                                   | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund                                                            | 811-08361         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                                                              | 811-05349         |
| Goldman Sachs Inflation Protected Securities Fund                                                                                       | 811-05349         |
| Goldman Sachs Short-Term Conservative Income Fund                                                                                       | 811-05349         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                                                                    | 811-05349         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                                                                     | 811-05349         |
| Goldman Sachs Growth Strategy Portfolio                                                                                                 | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio                                            | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund (f/k/a/Goldman Sachs Growth Opportunities Fund)              | 811-08361         |
| Goldman Sachs Small Cap Value Fund                                                                                                      | 811-05349         |
| Goldman Sachs International Tax-Managed Equity Fund                                                                                     | 811-05349         |
| Goldman Sachs Large Cap Growth Insights Fund                                                                                            | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund                                                                | 811-08361         |
| Goldman Sachs Absolute Return Tracker Fund                                                                                              | 811-05349         |
| Goldman Sachs Strategic Volatility Premium Fund                                                                                         | 811-05349         |
| Goldman Sachs High Yield Municipal Fund                                                                                                 | 811-05349         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                                                                  | 811-05349         |
| Goldman Sachs Large Cap Core Fund (f/k/a Goldman Sachs Capital Growth Fund)                                                             | 811-05349         |
| Goldman Sachs Target Date Retirement Portfolio                                                                                          | 811-22781         |
| Goldman Sachs Target Date 2025 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Growth and Income Strategy Portfolio                                                                                      | 811-05349         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                                                                | 811-05349         |
| Goldman Sachs Managed Futures Strategy Fund                                                                                             | 811-05349         |
| Goldman Sachs Balanced Strategy Portfolio                                                                                               | 811-05349         |
| Goldman Sachs Target Date 2050 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Target Date 2035 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Income Builder Fund                                                                                                       | 811-05349         |
| Goldman Sachs Bond Fund                                                                                                                 | 811-05349         |
| Goldman Sachs Target Date 2045 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Dynamic Municipal Income Fund                                                                                             | 811-05349         |
| Goldman Sachs Target Date 2060 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Real Estate Securities Fund                                                                                               | 811-05349         |
| Goldman Sachs Income Fund                                                                                                               | 811-05349         |
| Goldman Sachs Global Managed Beta Fund                                                                                                  | 811-05349         |
| Goldman Sachs Clean Energy Income Fund                                                                                                  | 811-05349         |
| Goldman Sachs Technology Opportunities Fund                                                                                             | 811-05349         |
| Goldman Sachs Short Duration Bond Fund (f/k/a Goldman Sachs Short Duration Income Fund)                                                 | 811-05349         |
| Goldman Sachs GQG Partners International Opportunities Fund                                                                             | 811-22781         |
| Goldman Sachs Short Duration Tax-Free Fund                                                                                              | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund                                                           | 811-08361         |
| Goldman Sachs Strategic Growth Fund                                                                                                     | 811-05349         |
| Goldman Sachs Target Date 2055 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                                                                | 811-05349         |
| Goldman Sachs Target Date 2040 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Mid Cap Value Fund                                                                                                        | 811-05349         |
| Goldman Sachs Mid Cap Growth Fund (f/k/a Goldman Sachs Growth Opportunities Fund)                                                       | 811-05349         |
| Goldman Sachs International Equity ESG Fund                                                                                             | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund                                                  | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund                                                     | 811-08361         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                                                                          | 811-05349         |
| Goldman Sachs International Equity Income Fund                                                                                          | 811-05349         |
| Multi-Manager International Equity Fund                                                                                                 | 811-22781         |
| Goldman Sachs Financial Square Federal Instruments Fund                                                                                 | 811-05349         |
| Goldman Sachs Large Cap Value Fund                                                                                                      | 811-05349         |
| Goldman Sachs Flexible Cap Fund                                                                                                         | 811-05349         |
| Goldman Sachs Financial Square Money Market Fund                                                                                        | 811-05349         |
| Goldman Sachs Multi-Manager Alternatives Fund                                                                                           | 811-22781         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund                                                        | 811-08361         |
| Goldman Sachs Global Real Estate Securities Fund                                                                                        | 811-05349         |
| Goldman Sachs Small Cap Growth Insights Fund                                                                                            | 811-05349         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 10 - Goldman Sachs Variable Insurance Trust Mid Cap Value Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs Variable Insurance Trust Mid Cap Value Fund

- **b. Series identification number, if any:** S000009358

- **c. LEI:** VU4QFE6LE4MZQN4FCB94

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Institutional           | C000025649                                | N/A                          |
|                           2 | Service                 | C000025650                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BNY Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** Goldman Sachs Asset Management, L.P.

- **ii. LEI, if any:** CF5M58QA35CFPUX70H17

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $218,661.39

- **g. Provide the net income from securities lending activities:** $730.33

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 17e-1 (17 CFR 270.17e-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 10f-3 (17 CFR 270.10f-3)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Thomson Reuters Corporation

- **ii. LEI, if any, or provide and describe other identifying number:** 549300561UZND4C7B569

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** IHS Markit Ltd.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300HLPTRASHS0E726

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** The Depository Trust Company

- **ii. LEI, if any:** 549300HBJLRO8YFMI370

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Securities depository - rule 17f-4 (17 CFR 270.17f-4)

**Custodians Record: 2**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 3**

- **i. Full name:** BofA Securities, Inc.

- **ii. LEI, if any:** 549300HN4UKV1E2R3U73

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 4**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

**Administrators Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs Paris Inc. ET CIE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Goldman Sachs (Singapore) PTE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 008-00129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Beijing GAO HUA Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300V9CB2J5I3SR572

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 008-47739

- **c. CRD number:** 000037404

- **d. LEI, if any:** 0004001470

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** 000282984

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs (Russia)

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZGZN1H83NL5B44

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs Investments (Mauritius) I Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** B3YMDTGLQBI8P83MLI39

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs Israel LLC

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300LCITTTQIP3QB34

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Qian Kun Futures Co., Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 008-52009

- **c. CRD number:** 000048015

- **d. LEI, if any:** 0005537864

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 26**

- **a. Full name:** Goldman Sachs Gao Hua Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 27**

- **a. Full name:** Goldman Sachs (India) Capital Markets Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** BNYCRRX33E5OU2WAW724

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 28**

- **a. Full name:** Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 29**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** 008-51753

- **c. CRD number:** 000047340

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 30**

- **a. Full name:** OOO Goldman Sachs Bank

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** SGXZS5T6LB2RET473S56

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 31**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** MORGAN STANLEY & CO. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,389.76

**Brokers Record: 2**

- **i. Full name of broker:** KEYBANC CAPITAL MARKETS, INC.

- **ii. SEC file number:** 008-30177

- **iii. CRD number:** 000000566

- **iv. LEI, if any:** 2EQWV0180Z211YVAD813

- **v. State, if applicable:** OH

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,665.48

**Brokers Record: 3**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,448.82

**Brokers Record: 4**

- **i. Full name of broker:** BARCLAYS CAPITAL, INC.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $14,759.04

**Brokers Record: 5**

- **i. Full name of broker:** Truist Securities, Inc.

- **ii. SEC file number:** 008-17212

- **iii. CRD number:** 000006271

- **iv. LEI, if any:** CSVTK36R0PNGXEM7NS14

- **v. State, if applicable:** GA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,888.12

**Brokers Record: 6**

- **i. Full name of broker:** Stephens, Inc.

- **ii. SEC file number:** 008-01927

- **iii. CRD number:** 000003496

- **iv. LEI, if any:** 213800LH6T9XDYZCA534

- **v. State, if applicable:** AR

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,854.04

**Brokers Record: 7**

- **i. Full name of broker:** NATIONAL FINANCIAL SERVICES LLC

- **ii. SEC file number:** 008-26740

- **iii. CRD number:** 000013041

- **iv. LEI, if any:** 549300JRHF1MHHWUAW04

- **v. State, if applicable:** MA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $123,064.80

**Brokers Record: 8**

- **i. Full name of broker:** JEFFERIES LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,149.54

**Brokers Record: 9**

- **i. Full name of broker:** SANFORD C. BERNSTEIN & CO., LLC

- **ii. SEC file number:** 008-52942

- **iii. CRD number:** 000104474

- **iv. LEI, if any:** 549300I7JYZHT7D5CO04

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,720.66

**Brokers Record: 10**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $21,723.39

**Aggregate Commission:** $221,086.61

**Item C.17.a. Principal transaction counterparties.**

| Name                       | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $2,371,207.00             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $2,371,207.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $443,048,775.00

- **Item C.19.b - Money market fund's daily average net assets:** $0.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,250,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Credit Suisse AG, New York Branch

  - **Line Institutions Record: 2 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 3 Name of institution:** US Bank

  - **Line Institutions Record: 4 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 5 Name of institution:** Societe Generale

  - **Line Institutions Record: 6 Name of institution:** BNP Paribas

  - **Line Institutions Record: 7 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 8 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 9 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 10 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 11 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 12 Name of institution:** Standard Chartered Bank

  - **Line Institutions Record: 13 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 14 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 15 Name of institution:** Wells Fargo Bank, N.A.

  - **Line Institutions Record: 16 Name of institution:** The Bank of Nova Scotia, Houston Branch

  - **Line Institutions Record: 17 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                                                                            | SEC File number   |
|:---|:---|
| Goldman Sachs Short-Term Conservative Income Fund                                                                                       | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                                                                      | 811-05349         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                                                                          | 811-05349         |
| Goldman Sachs High Yield Fund                                                                                                           | 811-05349         |
| Goldman Sachs Equity Income Fund                                                                                                        | 811-05349         |
| Goldman Sachs International Equity ESG Fund                                                                                             | 811-05349         |
| Goldman Sachs Government Income Fund                                                                                                    | 811-05349         |
| Goldman Sachs Financial Square Prime Obligations Fund                                                                                   | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund                                                  | 811-08361         |
| Goldman Sachs U.S. Mortgages Fund                                                                                                       | 811-05349         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                                                                    | 811-05349         |
| Goldman Sachs Global Core Fixed Income Fund (f/k/a Goldman Sachs Global Income Fund)                                                    | 811-05349         |
| Goldman Sachs Global Infrastructure Fund                                                                                                | 811-05349         |
| Goldman Sachs U.S. Equity ESG Fund                                                                                                      | 811-05349         |
| Goldman Sachs U.S. Equity Insights Fund                                                                                                 | 811-05349         |
| Goldman Sachs MLP Energy Infrastructure Fund                                                                                            | 811-05349         |
| Goldman Sachs Managed Futures Strategy Fund                                                                                             | 811-05349         |
| Goldman Sachs Growth and Income Strategy Portfolio                                                                                      | 811-05349         |
| Goldman Sachs Clean Energy Income Fund                                                                                                  | 811-05349         |
| Goldman Sachs Energy Infrastructure Fund (f/k/a Goldman Sachs MLP & Energy Fund)                                                        | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund                                                                | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund                                                            | 811-08361         |
| Goldman Sachs Investment Grade Credit Fund                                                                                              | 811-05349         |
| Goldman Sachs Real Estate Securities Fund                                                                                               | 811-05349         |
| Goldman Sachs Target Date 2060 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Focused Value Fund                                                                                                        | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund                                               | 811-08361         |
| Goldman Sachs Balanced Strategy Portfolio                                                                                               | 811-05349         |
| Goldman Sachs Strategic Volatility Premium Fund                                                                                         | 811-05349         |
| Goldman Sachs Bond Fund                                                                                                                 | 811-05349         |
| Goldman Sachs Municipal Income Completion Fund                                                                                          | 811-05349         |
| Goldman Sachs Strategic Factor Allocation Fund                                                                                          | 811-05349         |
| Goldman Sachs International Equity Insights Fund                                                                                        | 811-05349         |
| Goldman Sachs Target Date 2030 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs International Small Cap Insights Fund                                                                                     | 811-05349         |
| Multi-Manager U.S. Small Cap Equity Fund                                                                                                | 811-22781         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio                                            | 811-08361         |
| Goldman Sachs Multi-Manager Alternatives Fund                                                                                           | 811-22781         |
| Goldman Sachs Dynamic Global Equity Fund                                                                                                | 811-05349         |
| Goldman Sachs Target Date 2025 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Growth Strategy Portfolio                                                                                                 | 811-05349         |
| Goldman Sachs Dynamic Municipal Income Fund                                                                                             | 811-05349         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                                                                 | 811-05349         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                                                                | 811-05349         |
| Goldman Sachs Concentrated Growth Fund                                                                                                  | 811-05349         |
| Goldman Sachs China Equity Fund                                                                                                         | 811-05349         |
| Goldman Sachs Global Real Estate Securities Fund                                                                                        | 811-05349         |
| Goldman Sachs Inflation Protected Securities Fund                                                                                       | 811-05349         |
| Goldman Sachs Strategic Growth Fund                                                                                                     | 811-05349         |
| Goldman Sachs Income Builder Fund                                                                                                       | 811-05349         |
| Goldman Sachs Income Fund                                                                                                               | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund                                                           | 811-08361         |
| Goldman Sachs Multi-Manager Global Equity Fund                                                                                          | 811-22781         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund                                                   | 811-08361         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                                                                  | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund (f/k/a/Goldman Sachs Growth Opportunities Fund)              | 811-08361         |
| Goldman Sachs High Yield Floating Rate Fund                                                                                             | 811-05349         |
| Goldman Sachs Core Fixed Income Fund                                                                                                    | 811-05349         |
| Goldman Sachs Absolute Return Tracker Fund                                                                                              | 811-05349         |
| Goldman Sachs Flexible Cap Fund                                                                                                         | 811-05349         |
| Goldman Sachs Target Date 2050 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Short Duration Bond Fund (f/k/a Goldman Sachs Short Duration Income Fund)                                                 | 811-05349         |
| Goldman Sachs Small Cap Equity Insights Fund                                                                                            | 811-05349         |
| Goldman Sachs Large Cap Growth Insights Fund                                                                                            | 811-05349         |
| Goldman Sachs Rising Dividend Growth Fund                                                                                               | 811-05349         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                                                                     | 811-05349         |
| Goldman Sachs Large Cap Value Insights Fund                                                                                             | 811-05349         |
| Goldman Sachs Financial Square Government Fund                                                                                          | 811-05349         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                                                                  | 811-22781         |
| Goldman Sachs Emerging Markets Debt Fund                                                                                                | 811-05349         |
| Goldman Sachs Long Short Credit Strategies Fund                                                                                         | 811-05349         |
| Multi-Manager International Equity Fund                                                                                                 | 811-22781         |
| Goldman Sachs Large Cap Core Fund (f/k/a Goldman Sachs Capital Growth Fund)                                                             | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                                                                 | 811-05349         |
| Goldman Sachs Large Cap Value Fund                                                                                                      | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund                                                        | 811-08361         |
| Goldman Sachs Commodity Strategy Fund                                                                                                   | 811-05349         |
| Goldman Sachs Target Date Retirement Portfolio                                                                                          | 811-22781         |
| Goldman Sachs Technology Opportunities Fund                                                                                             | 811-05349         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                                                              | 811-05349         |
| Goldman Sachs Short Duration Tax-Free Fund                                                                                              | 811-05349         |
| Goldman Sachs GQG Partners International Opportunities Fund                                                                             | 811-22781         |
| Goldman Sachs International Equity Dividend and Premium Fund                                                                            | 811-05349         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                                                                | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                                                                 | 811-05349         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                                                                     | 811-05349         |
| Goldman Sachs Short Duration Government Fund                                                                                            | 811-05349         |
| Goldman Sachs Mid Cap Growth Fund (f/k/a Goldman Sachs Growth Opportunities Fund)                                                       | 811-05349         |
| Goldman Sachs Small/Mid Cap Value Fund                                                                                                  | 811-05349         |
| Goldman Sachs Local Emerging Markets Debt Fund                                                                                          | 811-05349         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                                                                | 811-05349         |
| Goldman Sachs Global Managed Beta Fund                                                                                                  | 811-05349         |
| Goldman Sachs Target Date 2055 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Financial Square Money Market Fund                                                                                        | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund                                                             | 811-08361         |
| Goldman Sachs Target Date 2035 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Small Cap Growth Insights Fund                                                                                            | 811-05349         |
| Goldman Sachs Defensive Equity Fund                                                                                                     | 811-05349         |
| Goldman Sachs International Tax-Managed Equity Fund                                                                                     | 811-05349         |
| Goldman Sachs Target Date 2045 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund (f/k/a Goldman Sachs Global Trends Allocation Fund) | 811-08361         |
| Goldman Sachs Small Cap Value Fund                                                                                                      | 811-05349         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                                                                   | 811-22781         |
| Goldman Sachs Mid Cap Value Fund                                                                                                        | 811-05349         |
| Goldman Sachs Small Cap Value Insights Fund                                                                                             | 811-05349         |
| Goldman Sachs Small Cap Growth Fund                                                                                                     | 811-05349         |
| Goldman Sachs Satellite Strategies Portfolio                                                                                            | 811-05349         |
| Goldman Sachs Strategic Income Fund                                                                                                     | 811-05349         |
| Goldman Sachs Investor Money Market Fund                                                                                                | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund                                                     | 811-08361         |
| Goldman Sachs Target Date 2040 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs International Equity Income Fund                                                                                          | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                                                                     | 811-05349         |
| Goldman Sachs High Yield Municipal Fund                                                                                                 | 811-05349         |
| Goldman Sachs Emerging Markets Equity Fund                                                                                              | 811-05349         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 11 - Goldman Sachs Variable Insurance Trust Large Cap Value Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs Variable Insurance Trust Large Cap Value Fund

- **b. Series identification number, if any:** S000009357

- **c. LEI:** CPSL04DES1OGZT14WA65

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Service                 | C000025647                                | N/A                          |
|                           2 | Institutional           | C000025646                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BNY Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** Goldman Sachs Asset Management, L.P.

- **ii. LEI, if any:** CF5M58QA35CFPUX70H17

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $113,151.96

- **g. Provide the net income from securities lending activities:** $823.85

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 10f-3 (17 CFR 270.10f-3)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 17e-1 (17 CFR 270.17e-1)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** IHS Markit Ltd.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300HLPTRASHS0E726

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Thomson Reuters Corporation

- **ii. LEI, if any, or provide and describe other identifying number:** 549300561UZND4C7B569

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BofA Securities, Inc.

- **ii. LEI, if any:** 549300HN4UKV1E2R3U73

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 3**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 4**

- **i. Full name:** The Depository Trust Company

- **ii. LEI, if any:** 549300HBJLRO8YFMI370

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Securities depository - rule 17f-4 (17 CFR 270.17f-4)

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

**Administrators Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 008-52009

- **c. CRD number:** 000048015

- **d. LEI, if any:** 0005537864

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Qian Kun Futures Co., Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** 008-51753

- **c. CRD number:** 000047340

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 008-00129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $1,140.48

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** 000282984

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 008-47739

- **c. CRD number:** 000037404

- **d. LEI, if any:** 0004001470

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Goldman Sachs (India) Capital Markets Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** BNYCRRX33E5OU2WAW724

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs Israel LLC

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300LCITTTQIP3QB34

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Beijing GAO HUA Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300V9CB2J5I3SR572

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs Gao Hua Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs (Russia)

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZGZN1H83NL5B44

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 26**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 27**

- **a. Full name:** OOO Goldman Sachs Bank

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** SGXZS5T6LB2RET473S56

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 28**

- **a. Full name:** Goldman Sachs Investments (Mauritius) I Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** B3YMDTGLQBI8P83MLI39

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 29**

- **a. Full name:** Goldman Sachs (Singapore) PTE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 30**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 31**

- **a. Full name:** Goldman Sachs Paris Inc. ET CIE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** TELSEY ADVISORY GROUP LLC

- **ii. SEC file number:** 008-67988

- **iii. CRD number:** 000148234

- **iv. LEI, if any:** 54930080BFVVEZCZGF48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,144.18

**Brokers Record: 2**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,936.19

**Brokers Record: 3**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,346.58

**Brokers Record: 4**

- **i. Full name of broker:** BMO CAPITAL MARKETS CORP.

- **ii. SEC file number:** 008-34344

- **iii. CRD number:** 000016686

- **iv. LEI, if any:** RUC0QBLBRPRCU4W1NE59

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,882.44

**Brokers Record: 5**

- **i. Full name of broker:** GOLDMAN SACHS & CO. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,140.48

**Brokers Record: 6**

- **i. Full name of broker:** BARCLAYS CAPITAL, INC.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,349.06

**Brokers Record: 7**

- **i. Full name of broker:** JEFFERIES LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $870.34

**Brokers Record: 8**

- **i. Full name of broker:** NATIONAL FINANCIAL SERVICES LLC

- **ii. SEC file number:** 008-26740

- **iii. CRD number:** 000013041

- **iv. LEI, if any:** 549300JRHF1MHHWUAW04

- **v. State, if applicable:** MA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $51,768.53

**Brokers Record: 9**

- **i. Full name of broker:** Stephens, Inc.

- **ii. SEC file number:** 008-01927

- **iii. CRD number:** 000003496

- **iv. LEI, if any:** 213800LH6T9XDYZCA534

- **v. State, if applicable:** AR

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $992.28

**Brokers Record: 10**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,182.21

**Aggregate Commission:** $81,403.44

**Item C.17.a. Principal transaction counterparties.**

| Name                       | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $2,156,604.50             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $2,156,604.50

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $419,665,778.00

- **Item C.19.b - Money market fund's daily average net assets:** $0.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,250,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 2 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 3 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 4 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 5 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 6 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 7 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 8 Name of institution:** Societe Generale

  - **Line Institutions Record: 9 Name of institution:** The Bank of Nova Scotia, Houston Branch

  - **Line Institutions Record: 10 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 11 Name of institution:** Wells Fargo Bank, N.A.

  - **Line Institutions Record: 12 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 13 Name of institution:** Standard Chartered Bank

  - **Line Institutions Record: 14 Name of institution:** US Bank

  - **Line Institutions Record: 15 Name of institution:** BNP Paribas

  - **Line Institutions Record: 16 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 17 Name of institution:** Credit Suisse AG, New York Branch

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                                                                            | SEC File number   |
|:---|:---|
| Goldman Sachs U.S. Mortgages Fund                                                                                                       | 811-05349         |
| Goldman Sachs Financial Square Government Fund                                                                                          | 811-05349         |
| Goldman Sachs Small Cap Growth Insights Fund                                                                                            | 811-05349         |
| Goldman Sachs Core Fixed Income Fund                                                                                                    | 811-05349         |
| Goldman Sachs Small Cap Value Insights Fund                                                                                             | 811-05349         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                                                                  | 811-22781         |
| Goldman Sachs Financial Square Money Market Fund                                                                                        | 811-05349         |
| Goldman Sachs Inflation Protected Securities Fund                                                                                       | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio                                            | 811-08361         |
| Goldman Sachs Global Core Fixed Income Fund (f/k/a Goldman Sachs Global Income Fund)                                                    | 811-05349         |
| Goldman Sachs Absolute Return Tracker Fund                                                                                              | 811-05349         |
| Goldman Sachs Emerging Markets Debt Fund                                                                                                | 811-05349         |
| Goldman Sachs Satellite Strategies Portfolio                                                                                            | 811-05349         |
| Goldman Sachs Small Cap Equity Insights Fund                                                                                            | 811-05349         |
| Goldman Sachs U.S. Equity ESG Fund                                                                                                      | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund                                                   | 811-08361         |
| Goldman Sachs Growth Strategy Portfolio                                                                                                 | 811-05349         |
| Goldman Sachs Dynamic Global Equity Fund                                                                                                | 811-05349         |
| Goldman Sachs Multi-Manager Global Equity Fund                                                                                          | 811-22781         |
| Goldman Sachs High Yield Floating Rate Fund                                                                                             | 811-05349         |
| Goldman Sachs Global Infrastructure Fund                                                                                                | 811-05349         |
| Goldman Sachs Multi-Manager Alternatives Fund                                                                                           | 811-22781         |
| Goldman Sachs Target Date 2050 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Small/Mid Cap Value Fund                                                                                                  | 811-05349         |
| Goldman Sachs Financial Square Prime Obligations Fund                                                                                   | 811-05349         |
| Goldman Sachs Clean Energy Income Fund                                                                                                  | 811-05349         |
| Goldman Sachs Managed Futures Strategy Fund                                                                                             | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund                                                            | 811-08361         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                                                                | 811-05349         |
| Goldman Sachs Equity Income Fund                                                                                                        | 811-05349         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                                                                     | 811-05349         |
| Goldman Sachs Target Date Retirement Portfolio                                                                                          | 811-22781         |
| Goldman Sachs U.S. Equity Insights Fund                                                                                                 | 811-05349         |
| Goldman Sachs Strategic Volatility Premium Fund                                                                                         | 811-05349         |
| Goldman Sachs Balanced Strategy Portfolio                                                                                               | 811-05349         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                                                                          | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                                                                 | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund                                                  | 811-08361         |
| Goldman Sachs Growth and Income Strategy Portfolio                                                                                      | 811-05349         |
| Goldman Sachs Mid Cap Growth Fund (f/k/a Goldman Sachs Growth Opportunities Fund)                                                       | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund (f/k/a Goldman Sachs Global Trends Allocation Fund) | 811-08361         |
| Goldman Sachs Income Builder Fund                                                                                                       | 811-05349         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                                                                | 811-05349         |
| Goldman Sachs International Equity ESG Fund                                                                                             | 811-05349         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                                                                   | 811-22781         |
| Goldman Sachs MLP Energy Infrastructure Fund                                                                                            | 811-05349         |
| Goldman Sachs Emerging Markets Equity Fund                                                                                              | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund                                               | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund                                                           | 811-08361         |
| Goldman Sachs Municipal Income Completion Fund                                                                                          | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                                                                     | 811-05349         |
| Multi-Manager International Equity Fund                                                                                                 | 811-22781         |
| Goldman Sachs Government Income Fund                                                                                                    | 811-05349         |
| Goldman Sachs High Yield Fund                                                                                                           | 811-05349         |
| Goldman Sachs Dynamic Municipal Income Fund                                                                                             | 811-05349         |
| Goldman Sachs Global Managed Beta Fund                                                                                                  | 811-05349         |
| Goldman Sachs Target Date 2055 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Income Fund                                                                                                               | 811-05349         |
| Goldman Sachs Commodity Strategy Fund                                                                                                   | 811-05349         |
| Goldman Sachs Target Date 2060 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Energy Infrastructure Fund (f/k/a Goldman Sachs MLP & Energy Fund)                                                        | 811-05349         |
| Goldman Sachs Local Emerging Markets Debt Fund                                                                                          | 811-05349         |
| Goldman Sachs Defensive Equity Fund                                                                                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                                                                  | 811-05349         |
| Goldman Sachs Large Cap Value Insights Fund                                                                                             | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund                                                        | 811-08361         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                                                                 | 811-05349         |
| Goldman Sachs Short Duration Government Fund                                                                                            | 811-05349         |
| Goldman Sachs Global Real Estate Securities Fund                                                                                        | 811-05349         |
| Goldman Sachs Investment Grade Credit Fund                                                                                              | 811-05349         |
| Multi-Manager U.S. Small Cap Equity Fund                                                                                                | 811-22781         |
| Goldman Sachs Strategic Income Fund                                                                                                     | 811-05349         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                                                                     | 811-05349         |
| Goldman Sachs Short Duration Bond Fund (f/k/a Goldman Sachs Short Duration Income Fund)                                                 | 811-05349         |
| Goldman Sachs GQG Partners International Opportunities Fund                                                                             | 811-22781         |
| Goldman Sachs Bond Fund                                                                                                                 | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                                                                 | 811-05349         |
| Goldman Sachs Technology Opportunities Fund                                                                                             | 811-05349         |
| Goldman Sachs Target Date 2030 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Target Date 2025 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Strategic Factor Allocation Fund                                                                                          | 811-05349         |
| Goldman Sachs Large Cap Value Fund                                                                                                      | 811-05349         |
| Goldman Sachs High Yield Municipal Fund                                                                                                 | 811-05349         |
| Goldman Sachs International Equity Income Fund                                                                                          | 811-05349         |
| Goldman Sachs Real Estate Securities Fund                                                                                               | 811-05349         |
| Goldman Sachs Strategic Growth Fund                                                                                                     | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund                                                                | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund                                                     | 811-08361         |
| Goldman Sachs Rising Dividend Growth Fund                                                                                               | 811-05349         |
| Goldman Sachs Large Cap Core Fund (f/k/a Goldman Sachs Capital Growth Fund)                                                             | 811-05349         |
| Goldman Sachs Target Date 2045 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Short Duration Tax-Free Fund                                                                                              | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                                                                      | 811-05349         |
| Goldman Sachs Concentrated Growth Fund                                                                                                  | 811-05349         |
| Goldman Sachs Focused Value Fund                                                                                                        | 811-05349         |
| Goldman Sachs Small Cap Value Fund                                                                                                      | 811-05349         |
| Goldman Sachs Flexible Cap Fund                                                                                                         | 811-05349         |
| Goldman Sachs Target Date 2040 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs China Equity Fund                                                                                                         | 811-05349         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                                                              | 811-05349         |
| Goldman Sachs Long Short Credit Strategies Fund                                                                                         | 811-05349         |
| Goldman Sachs International Small Cap Insights Fund                                                                                     | 811-05349         |
| Goldman Sachs Small Cap Growth Fund                                                                                                     | 811-05349         |
| Goldman Sachs International Tax-Managed Equity Fund                                                                                     | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                                                               | 811-08361         |
| Goldman Sachs Short-Term Conservative Income Fund                                                                                       | 811-05349         |
| Goldman Sachs Target Date 2035 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund (f/k/a/Goldman Sachs Growth Opportunities Fund)              | 811-08361         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                                                                | 811-05349         |
| Goldman Sachs Mid Cap Value Fund                                                                                                        | 811-05349         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                                                                    | 811-05349         |
| Goldman Sachs International Equity Insights Fund                                                                                        | 811-05349         |
| Goldman Sachs Investor Money Market Fund                                                                                                | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                                                                            | 811-05349         |
| Goldman Sachs Large Cap Growth Insights Fund                                                                                            | 811-05349         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 12 - Goldman Sachs Variable Insurance Trust Government Money Market Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs Variable Insurance Trust Government Money Market Fund

- **b. Series identification number, if any:** S000009354

- **c. LEI:** 5493002O7C5F22B7X327

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Institutional Shares    | C000133599                                | N/A                          |
|                           2 | Service                 | C000025638                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [x] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Thomson Reuters Corporation

- **ii. LEI, if any, or provide and describe other identifying number:** 549300561UZND4C7B569

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** The Depository Trust Company

- **ii. LEI, if any:** 549300HBJLRO8YFMI370

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Securities depository - rule 17f-4 (17 CFR 270.17f-4)

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon (United Kingdom)

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 4**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 5**

- **i. Full name:** Deutsche Bank Aktiengesellschaft

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

**Administrators Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Goldman Sachs (Russia)

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZGZN1H83NL5B44

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** 000282984

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 008-47739

- **c. CRD number:** 000037404

- **d. LEI, if any:** 0004001470

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 008-52009

- **c. CRD number:** 000048015

- **d. LEI, if any:** 0005537864

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Goldman Sachs Gao Hua Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs Paris Inc. ET CIE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 008-00129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Goldman Sachs (India) Capital Markets Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** BNYCRRX33E5OU2WAW724

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** OOO Goldman Sachs Bank

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** SGXZS5T6LB2RET473S56

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 26**

- **a. Full name:** Goldman Sachs Investments (Mauritius) I Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** B3YMDTGLQBI8P83MLI39

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 27**

- **a. Full name:** Beijing GAO HUA Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300V9CB2J5I3SR572

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 28**

- **a. Full name:** Goldman Sachs (Singapore) PTE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 29**

- **a. Full name:** Qian Kun Futures Co., Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 30**

- **a. Full name:** Goldman Sachs Israel LLC

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300LCITTTQIP3QB34

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 31**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** 008-51753

- **c. CRD number:** 000047340

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                                | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| BNP PARIBAS                                         | N/A               | N/A          | R0MUWSFPU8MPRO8K5P83 |  |  | $680,500,000.00           |
| NOMURA SECURITIES INTERNATIONAL, INC.               | 008-15255         | 000004297    | OXTKY6Q8X53C9ILVV871 | NY      | US        | $14,558,773.70            |
| Credit Agricole Corporate and Investment Bank       | N/A               | N/A          | 1VUV7VQFKUOQSJ21A208 |  |  | $1,250,000,000.00         |
| Canadian Imperial Bank of Commerce, New York Branch | N/A               | N/A          | 549300H8L46OOZOFHU82 | NY      | US        | $30,000,000.00            |
| BOFA SECURITIES, INC.                               | 008-69787         | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $646,109,758.77           |
| BARCLAYS CAPITAL, INC.                              | 008-41342         | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $708,584,930.84           |
| ROYAL BANK OF CANADA-NEW YORK BRANCH                | 008-45411         | 000031194    | 549300LCO2FLSSVFFR64 | NY      | US        | $489,000,000.00           |
| MORGAN STANLEY & CO. LLC                            | 008-15869         | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $31,360,217.01            |
| WELLS FARGO SECURITIES, LLC                         | 008-65876         | 000126292    | VYVVCKR63DVZZN70PB21 | NC      | US        | $44,668,161.96            |
| CitiGroup Global Markets Inc.                       | 008-08177         | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $16,160,268.58            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $3,946,265,605.59

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.b - Money market fund's daily average net assets:** $1,585,713,088.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,250,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 2 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 3 Name of institution:** Credit Suisse AG, New York Branch

  - **Line Institutions Record: 4 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 5 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 6 Name of institution:** Wells Fargo Bank, N.A.

  - **Line Institutions Record: 7 Name of institution:** BNP Paribas

  - **Line Institutions Record: 8 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 9 Name of institution:** US Bank

  - **Line Institutions Record: 10 Name of institution:** Societe Generale

  - **Line Institutions Record: 11 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 12 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 13 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 14 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 15 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 16 Name of institution:** The Bank of Nova Scotia, Houston Branch

  - **Line Institutions Record: 17 Name of institution:** Standard Chartered Bank

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                                                                            | SEC File number   |
|:---|:---|
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                                                                     | 811-05349         |
| Goldman Sachs Financial Square Government Fund                                                                                          | 811-05349         |
| Goldman Sachs Target Date 2025 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Short Duration Tax-Free Fund                                                                                              | 811-05349         |
| Goldman Sachs Emerging Markets Debt Fund                                                                                                | 811-05349         |
| Goldman Sachs U.S. Equity ESG Fund                                                                                                      | 811-05349         |
| Goldman Sachs Satellite Strategies Portfolio                                                                                            | 811-05349         |
| Goldman Sachs Small Cap Growth Insights Fund                                                                                            | 811-05349         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                                                                    | 811-05349         |
| Goldman Sachs Rising Dividend Growth Fund                                                                                               | 811-05349         |
| Goldman Sachs International Small Cap Insights Fund                                                                                     | 811-05349         |
| Goldman Sachs Dynamic Municipal Income Fund                                                                                             | 811-05349         |
| Goldman Sachs Clean Energy Income Fund                                                                                                  | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund                                                        | 811-08361         |
| Goldman Sachs Multi-Manager Alternatives Fund                                                                                           | 811-22781         |
| Goldman Sachs Small Cap Growth Fund                                                                                                     | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                                                               | 811-08361         |
| Goldman Sachs Large Cap Core Fund (f/k/a Goldman Sachs Capital Growth Fund)                                                             | 811-05349         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                                                                 | 811-05349         |
| Multi-Manager U.S. Small Cap Equity Fund                                                                                                | 811-22781         |
| Goldman Sachs Defensive Equity Fund                                                                                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                                                                  | 811-05349         |
| Goldman Sachs Small Cap Value Fund                                                                                                      | 811-05349         |
| Goldman Sachs Global Managed Beta Fund                                                                                                  | 811-05349         |
| Goldman Sachs Strategic Growth Fund                                                                                                     | 811-05349         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                                                                     | 811-05349         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                                                              | 811-05349         |
| Goldman Sachs Target Date Retirement Portfolio                                                                                          | 811-22781         |
| Goldman Sachs Large Cap Value Insights Fund                                                                                             | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund                                                                | 811-08361         |
| Goldman Sachs International Equity Income Fund                                                                                          | 811-05349         |
| Goldman Sachs Small/Mid Cap Value Fund                                                                                                  | 811-05349         |
| Goldman Sachs Mid Cap Growth Fund (f/k/a Goldman Sachs Growth Opportunities Fund)                                                       | 811-05349         |
| Goldman Sachs Large Cap Growth Insights Fund                                                                                            | 811-05349         |
| Goldman Sachs Target Date 2030 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Target Date 2055 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Technology Opportunities Fund                                                                                             | 811-05349         |
| Goldman Sachs Focused Value Fund                                                                                                        | 811-05349         |
| Goldman Sachs Flexible Cap Fund                                                                                                         | 811-05349         |
| Goldman Sachs Income Fund                                                                                                               | 811-05349         |
| Goldman Sachs Growth Strategy Portfolio                                                                                                 | 811-05349         |
| Goldman Sachs Emerging Markets Equity Fund                                                                                              | 811-05349         |
| Goldman Sachs Strategic Factor Allocation Fund                                                                                          | 811-05349         |
| Goldman Sachs Balanced Strategy Portfolio                                                                                               | 811-05349         |
| Goldman Sachs Global Core Fixed Income Fund (f/k/a Goldman Sachs Global Income Fund)                                                    | 811-05349         |
| Goldman Sachs Target Date 2040 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs China Equity Fund                                                                                                         | 811-05349         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                                                                          | 811-05349         |
| Goldman Sachs Mid Cap Value Fund                                                                                                        | 811-05349         |
| Goldman Sachs Target Date 2045 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio                                            | 811-08361         |
| Goldman Sachs Municipal Income Completion Fund                                                                                          | 811-05349         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                                                                | 811-05349         |
| Goldman Sachs Short-Term Conservative Income Fund                                                                                       | 811-05349         |
| Goldman Sachs Global Real Estate Securities Fund                                                                                        | 811-05349         |
| Goldman Sachs Equity Income Fund                                                                                                        | 811-05349         |
| Goldman Sachs Dynamic Global Equity Fund                                                                                                | 811-05349         |
| Goldman Sachs Large Cap Value Fund                                                                                                      | 811-05349         |
| Goldman Sachs Global Infrastructure Fund                                                                                                | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                                                                      | 811-05349         |
| Goldman Sachs Target Date 2060 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Commodity Strategy Fund                                                                                                   | 811-05349         |
| Goldman Sachs Absolute Return Tracker Fund                                                                                              | 811-05349         |
| Goldman Sachs Investment Grade Credit Fund                                                                                              | 811-05349         |
| Goldman Sachs Long Short Credit Strategies Fund                                                                                         | 811-05349         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                                                                | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund                                                             | 811-08361         |
| Goldman Sachs Strategic Income Fund                                                                                                     | 811-05349         |
| Goldman Sachs High Yield Floating Rate Fund                                                                                             | 811-05349         |
| Goldman Sachs Multi-Manager Global Equity Fund                                                                                          | 811-22781         |
| Goldman Sachs Real Estate Securities Fund                                                                                               | 811-05349         |
| Goldman Sachs International Equity Insights Fund                                                                                        | 811-05349         |
| Goldman Sachs U.S. Mortgages Fund                                                                                                       | 811-05349         |
| Goldman Sachs Bond Fund                                                                                                                 | 811-05349         |
| Goldman Sachs Government Income Fund                                                                                                    | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund                                                           | 811-08361         |
| Goldman Sachs High Yield Fund                                                                                                           | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                                                                 | 811-05349         |
| Goldman Sachs Financial Square Prime Obligations Fund                                                                                   | 811-05349         |
| Goldman Sachs Financial Square Money Market Fund                                                                                        | 811-05349         |
| Multi-Manager International Equity Fund                                                                                                 | 811-22781         |
| Goldman Sachs GQG Partners International Opportunities Fund                                                                             | 811-22781         |
| Goldman Sachs International Tax-Managed Equity Fund                                                                                     | 811-05349         |
| Goldman Sachs Concentrated Growth Fund                                                                                                  | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                                                                            | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund                                                   | 811-08361         |
| Goldman Sachs Inflation Protected Securities Fund                                                                                       | 811-05349         |
| Goldman Sachs Short Duration Government Fund                                                                                            | 811-05349         |
| Goldman Sachs Small Cap Value Insights Fund                                                                                             | 811-05349         |
| Goldman Sachs U.S. Equity Insights Fund                                                                                                 | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund (f/k/a Goldman Sachs Global Trends Allocation Fund) | 811-08361         |
| Goldman Sachs Strategic Volatility Premium Fund                                                                                         | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund (f/k/a/Goldman Sachs Growth Opportunities Fund)              | 811-08361         |
| Goldman Sachs International Equity ESG Fund                                                                                             | 811-05349         |
| Goldman Sachs Energy Infrastructure Fund (f/k/a Goldman Sachs MLP & Energy Fund)                                                        | 811-05349         |
| Goldman Sachs MLP Energy Infrastructure Fund                                                                                            | 811-05349         |
| Goldman Sachs Target Date 2050 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Short Duration Bond Fund (f/k/a Goldman Sachs Short Duration Income Fund)                                                 | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund                                                            | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund                                                  | 811-08361         |
| Goldman Sachs Income Builder Fund                                                                                                       | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                                                                 | 811-05349         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                                                                | 811-05349         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                                                                  | 811-22781         |
| Goldman Sachs Managed Futures Strategy Fund                                                                                             | 811-05349         |
| Goldman Sachs Growth and Income Strategy Portfolio                                                                                      | 811-05349         |
| Goldman Sachs Small Cap Equity Insights Fund                                                                                            | 811-05349         |
| Goldman Sachs Target Date 2035 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                                                                   | 811-22781         |
| Goldman Sachs High Yield Municipal Fund                                                                                                 | 811-05349         |
| Goldman Sachs Investor Money Market Fund                                                                                                | 811-05349         |
| Goldman Sachs Core Fixed Income Fund                                                                                                    | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund                                               | 811-08361         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                                                                     | 811-05349         |
| Goldman Sachs Local Emerging Markets Debt Fund                                                                                          | 811-05349         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 13 - Goldman Sachs Variable Insurance Trust U.S. Equity Insights Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs Variable Insurance Trust U.S. Equity Insights Fund

- **b. Series identification number, if any:** S000009352

- **c. LEI:** ATZYYV08LTSFJV3SP505

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Service                 | C000025634                                | N/A                          |
|                           2 | Institutional           | C000025633                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Goldman Sachs Bank USA

- **ii. LEI, if any:** KD3XUN7C6T14HNAYLU02

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** Goldman Sachs Asset Management, L.P.

- **ii. LEI, if any:** CF5M58QA35CFPUX70H17

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4 (17 CFR 270.18f-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Thomson Reuters Corporation

- **ii. LEI, if any, or provide and describe other identifying number:** 549300561UZND4C7B569

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** IHS Markit Ltd.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300HLPTRASHS0E726

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 3**

- **i. Full name:** The Depository Trust Company

- **ii. LEI, if any:** 549300HBJLRO8YFMI370

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Securities depository - rule 17f-4 (17 CFR 270.17f-4)

**Custodians Record: 4**

- **i. Full name:** BofA Securities, Inc.

- **ii. LEI, if any:** 549300HN4UKV1E2R3U73

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

**Administrators Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs (India) Capital Markets Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** BNYCRRX33E5OU2WAW724

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Goldman Sachs Gao Hua Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Goldman Sachs Investments (Mauritius) I Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** B3YMDTGLQBI8P83MLI39

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 008-47739

- **c. CRD number:** 000037404

- **d. LEI, if any:** 0004001470

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 008-00129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 008-52009

- **c. CRD number:** 000048015

- **d. LEI, if any:** 0005537864

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs Paris Inc. ET CIE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** 000282984

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs Israel LLC

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300LCITTTQIP3QB34

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Qian Kun Futures Co., Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** OOO Goldman Sachs Bank

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** SGXZS5T6LB2RET473S56

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs (Singapore) PTE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** 008-51753

- **c. CRD number:** 000047340

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs (Russia)

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZGZN1H83NL5B44

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 26**

- **a. Full name:** Beijing GAO HUA Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300V9CB2J5I3SR572

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 27**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 28**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 29**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 30**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 31**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** BARCLAYS BANK PLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** G5GSEF7VJP5I7OUK5573

- **vii. Gross commissions paid by the Fund for the reporting period:** $693.70

**Brokers Record: 2**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,537.45

**Brokers Record: 3**

- **i. Full name of broker:** MORGAN STANLEY & CO. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,715.84

**Brokers Record: 4**

- **i. Full name of broker:** NATIONAL FINANCIAL SERVICES LLC

- **ii. SEC file number:** 008-26740

- **iii. CRD number:** 000013041

- **iv. LEI, if any:** 549300JRHF1MHHWUAW04

- **v. State, if applicable:** MA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $22,026.42

**Brokers Record: 5**

- **i. Full name of broker:** LIQUIDNET, INC.

- **ii. SEC file number:** 008-52461

- **iii. CRD number:** 000103987

- **iv. LEI, if any:** 213800HSKBBO1GCVRG79

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $269.12

**Brokers Record: 6**

- **i. Full name of broker:** VIRTU AMERICAS LLC

- **ii. SEC file number:** 008-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,991.64

**Brokers Record: 7**

- **i. Full name of broker:** BOFA SECURITIES, INC.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,401.15

**Brokers Record: 8**

- **i. Full name of broker:** JEFFERIES LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,577.36

**Brokers Record: 9**

- **i. Full name of broker:** CREDIT SUISSE SECURITIES (USA) LLC

- **ii. SEC file number:** 008-00422

- **iii. CRD number:** 000000816

- **iv. LEI, if any:** 1V8Y6QCX6YMJ2OELII46

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,278.96

**Brokers Record: 10**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,147.30

**Aggregate Commission:** $52,999.89

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $0.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $320,332,960.00

- **Item C.19.b - Money market fund's daily average net assets:** $0.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,250,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Societe Generale

  - **Line Institutions Record: 2 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 3 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 4 Name of institution:** BNP Paribas

  - **Line Institutions Record: 5 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 6 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 7 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 8 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 9 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 10 Name of institution:** Standard Chartered Bank

  - **Line Institutions Record: 11 Name of institution:** Credit Suisse AG, New York Branch

  - **Line Institutions Record: 12 Name of institution:** The Bank of Nova Scotia, Houston Branch

  - **Line Institutions Record: 13 Name of institution:** US Bank

  - **Line Institutions Record: 14 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 15 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 16 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 17 Name of institution:** Wells Fargo Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                                                                            | SEC File number   |
|:---|:---|
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund                                                             | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio                                            | 811-08361         |
| Goldman Sachs U.S. Mortgages Fund                                                                                                       | 811-05349         |
| Goldman Sachs GQG Partners International Opportunities Fund                                                                             | 811-22781         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                                                              | 811-05349         |
| Multi-Manager International Equity Fund                                                                                                 | 811-22781         |
| Goldman Sachs International Equity Insights Fund                                                                                        | 811-05349         |
| Goldman Sachs Clean Energy Income Fund                                                                                                  | 811-05349         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                                                                 | 811-05349         |
| Goldman Sachs Target Date 2030 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs High Yield Municipal Fund                                                                                                 | 811-05349         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                                                                | 811-05349         |
| Goldman Sachs Short Duration Tax-Free Fund                                                                                              | 811-05349         |
| Goldman Sachs Municipal Income Completion Fund                                                                                          | 811-05349         |
| Goldman Sachs Dynamic Municipal Income Fund                                                                                             | 811-05349         |
| Goldman Sachs Target Date 2050 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Flexible Cap Fund                                                                                                         | 811-05349         |
| Goldman Sachs Large Cap Value Fund                                                                                                      | 811-05349         |
| Goldman Sachs Small/Mid Cap Value Fund                                                                                                  | 811-05349         |
| Goldman Sachs Equity Income Fund                                                                                                        | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                                                                     | 811-05349         |
| Goldman Sachs Dynamic Global Equity Fund                                                                                                | 811-05349         |
| Goldman Sachs Energy Infrastructure Fund (f/k/a Goldman Sachs MLP & Energy Fund)                                                        | 811-05349         |
| Goldman Sachs Defensive Equity Fund                                                                                                     | 811-05349         |
| Goldman Sachs Large Cap Core Fund (f/k/a Goldman Sachs Capital Growth Fund)                                                             | 811-05349         |
| Goldman Sachs Concentrated Growth Fund                                                                                                  | 811-05349         |
| Goldman Sachs Core Fixed Income Fund                                                                                                    | 811-05349         |
| Goldman Sachs International Tax-Managed Equity Fund                                                                                     | 811-05349         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                                                                   | 811-22781         |
| Goldman Sachs Large Cap Growth Insights Fund                                                                                            | 811-05349         |
| Goldman Sachs Income Fund                                                                                                               | 811-05349         |
| Goldman Sachs Target Date 2025 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                                                                     | 811-05349         |
| Goldman Sachs Balanced Strategy Portfolio                                                                                               | 811-05349         |
| Goldman Sachs Target Date 2040 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs International Equity ESG Fund                                                                                             | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                                                                            | 811-05349         |
| Goldman Sachs Small Cap Growth Insights Fund                                                                                            | 811-05349         |
| Goldman Sachs Small Cap Value Insights Fund                                                                                             | 811-05349         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                                                                    | 811-05349         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                                                                     | 811-05349         |
| Goldman Sachs International Small Cap Insights Fund                                                                                     | 811-05349         |
| Goldman Sachs Global Managed Beta Fund                                                                                                  | 811-05349         |
| Goldman Sachs Commodity Strategy Fund                                                                                                   | 811-05349         |
| Goldman Sachs U.S. Equity ESG Fund                                                                                                      | 811-05349         |
| Goldman Sachs Small Cap Growth Fund                                                                                                     | 811-05349         |
| Goldman Sachs Mid Cap Value Fund                                                                                                        | 811-05349         |
| Goldman Sachs Income Builder Fund                                                                                                       | 811-05349         |
| Goldman Sachs Growth Strategy Portfolio                                                                                                 | 811-05349         |
| Goldman Sachs Long Short Credit Strategies Fund                                                                                         | 811-05349         |
| Goldman Sachs High Yield Floating Rate Fund                                                                                             | 811-05349         |
| Goldman Sachs MLP Energy Infrastructure Fund                                                                                            | 811-05349         |
| Goldman Sachs Multi-Manager Global Equity Fund                                                                                          | 811-22781         |
| Goldman Sachs Real Estate Securities Fund                                                                                               | 811-05349         |
| Goldman Sachs Strategic Income Fund                                                                                                     | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund                                                  | 811-08361         |
| Goldman Sachs Government Income Fund                                                                                                    | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                                                                 | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                                                                 | 811-05349         |
| Goldman Sachs Emerging Markets Debt Fund                                                                                                | 811-05349         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                                                                | 811-05349         |
| Goldman Sachs Large Cap Value Insights Fund                                                                                             | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund (f/k/a/Goldman Sachs Growth Opportunities Fund)              | 811-08361         |
| Goldman Sachs Emerging Markets Equity Fund                                                                                              | 811-05349         |
| Multi-Manager U.S. Small Cap Equity Fund                                                                                                | 811-22781         |
| Goldman Sachs Small Cap Equity Insights Fund                                                                                            | 811-05349         |
| Goldman Sachs Inflation Protected Securities Fund                                                                                       | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund                                                           | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund                                                            | 811-08361         |
| Goldman Sachs Target Date 2035 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs U.S. Equity Insights Fund                                                                                                 | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                                                                      | 811-05349         |
| Goldman Sachs Strategic Volatility Premium Fund                                                                                         | 811-05349         |
| Goldman Sachs Global Real Estate Securities Fund                                                                                        | 811-05349         |
| Goldman Sachs Financial Square Government Fund                                                                                          | 811-05349         |
| Goldman Sachs Investor Money Market Fund                                                                                                | 811-05349         |
| Goldman Sachs Absolute Return Tracker Fund                                                                                              | 811-05349         |
| Goldman Sachs Growth and Income Strategy Portfolio                                                                                      | 811-05349         |
| Goldman Sachs Rising Dividend Growth Fund                                                                                               | 811-05349         |
| Goldman Sachs Satellite Strategies Portfolio                                                                                            | 811-05349         |
| Goldman Sachs High Yield Fund                                                                                                           | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund                                                                | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund                                                     | 811-08361         |
| Goldman Sachs Strategic Growth Fund                                                                                                     | 811-05349         |
| Goldman Sachs Financial Square Money Market Fund                                                                                        | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund                                               | 811-08361         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                                                                  | 811-05349         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                                                                  | 811-22781         |
| Goldman Sachs Strategic Factor Allocation Fund                                                                                          | 811-05349         |
| Goldman Sachs Target Date Retirement Portfolio                                                                                          | 811-22781         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                                                               | 811-08361         |
| Goldman Sachs China Equity Fund                                                                                                         | 811-05349         |
| Goldman Sachs Financial Square Prime Obligations Fund                                                                                   | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund                                                   | 811-08361         |
| Goldman Sachs Short Duration Bond Fund (f/k/a Goldman Sachs Short Duration Income Fund)                                                 | 811-05349         |
| Goldman Sachs Technology Opportunities Fund                                                                                             | 811-05349         |
| Goldman Sachs Bond Fund                                                                                                                 | 811-05349         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                                                                          | 811-05349         |
| Goldman Sachs Local Emerging Markets Debt Fund                                                                                          | 811-05349         |
| Goldman Sachs Target Date 2055 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund (f/k/a Goldman Sachs Global Trends Allocation Fund) | 811-08361         |
| Goldman Sachs Investment Grade Credit Fund                                                                                              | 811-05349         |
| Goldman Sachs Global Infrastructure Fund                                                                                                | 811-05349         |
| Goldman Sachs Short-Term Conservative Income Fund                                                                                       | 811-05349         |
| Goldman Sachs Target Date 2060 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Mid Cap Growth Fund (f/k/a Goldman Sachs Growth Opportunities Fund)                                                       | 811-05349         |
| Goldman Sachs International Equity Income Fund                                                                                          | 811-05349         |
| Goldman Sachs Managed Futures Strategy Fund                                                                                             | 811-05349         |
| Goldman Sachs Global Core Fixed Income Fund (f/k/a Goldman Sachs Global Income Fund)                                                    | 811-05349         |
| Goldman Sachs Short Duration Government Fund                                                                                            | 811-05349         |
| Goldman Sachs Small Cap Value Fund                                                                                                      | 811-05349         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                                                                | 811-05349         |
| Goldman Sachs Target Date 2045 Portfolio                                                                                                | 811-22781         |
| Goldman Sachs Focused Value Fund                                                                                                        | 811-05349         |
| Goldman Sachs Multi-Manager Alternatives Fund                                                                                           | 811-22781         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

## N-CEN: Part G: Attachments

**Item G.1a. Attachments.**

Attachments applicable to all Registrants. All Registrants shall file the following attachments, as applicable, with the current report. Indicate the attachments filed with the current report by checking the applicable items below:

- [ ] i. Legal proceedings

- [ ] ii. Provision of financial support

- [x] iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only)

- [ ] iv. Change in accounting principles and practices

- [ ] v. Information required to be filed pursuant to exemptive orders

- [ ] vi. Other information required to be included as an attachment pursuant to Commission rules and regulations

## N-CEN: Signature

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to a be signed on its behalf by the undersigned hereunto duly authorized.

**Registrant:** Goldman Sachs Variable Insurance Trust

**Date:** 2023-03-14

**Signature:** Christopher Bradford

**Title:** Vice President