# EDGAR Filing Document

**Accession Number:** 0001267238
**File Stem:** 0001267238-25-000039
**Filing Date:** 2025-7
**Character Count:** 5659
**Document Hash:** cf9507a478cdb65f2ef883e588986fc9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001267238-25-000039.hdr.sgml**: 20250715

**ACCESSION NUMBER**: 0001267238-25-000039

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20250710

**ITEM INFORMATION**: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20250715

**DATE AS OF CHANGE**: 20250715

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ASSURANT, INC.
- **CENTRAL INDEX KEY:** 0001267238
- **STANDARD INDUSTRIAL CLASSIFICATION:** INSURANCE CARRIERS, NEC [6399]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 391126612
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-31978
- **FILM NUMBER:** 251124971

**BUSINESS ADDRESS:**
- **STREET 1:** 260 INTERSTATE NORTH CIRCLE S.E.
- **CITY:** ATLANTA
- **STATE:** GA
- **ZIP:** 30339
- **BUSINESS PHONE:** 770-763-1000

**MAIL ADDRESS:**
- **STREET 1:** 260 INTERSTATE NORTH CIRCLE, S. E.
- **CITY:** ATLANTA
- **STATE:** GA
- **ZIP:** 30339

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ASSURANT INC
- **DATE OF NAME CHANGE:** 20031016

?xml version='1.0' encoding='ASCII'? aiz-20250710

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

**FORM 8-K** 

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d)**

**of the Securities Exchange Act of 1934**

**Date of Report (Date of earliest event reported): July 10, 2025**

**Assurant, Inc.** 

**(Exact Name of Registrant as Specified in its Charter)**

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| | | |
|:---|:---|:---|
| **Delaware** | **001-31978** | **39-1126612** |
| **(State or Other Jurisdiction<br>of Incorporation)** | **(Commission<br>File Number)** | **(I.R.S. Employer<br>Identification No.)** |

---

**260 Interstate North Circle SE**

**Atlanta, Georgia 30339** 

**(770) 763-1000** 

**(Address, including zip code, and telephone number, including area code, of Registrant's Principal Executive Offices)**

**N/A**

**(Former Name or Former Address, if Changed Since Last Report)**

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **<u>Title of Each Class</u>** | **<u>Trading Symbol(s)</u>** | **<u>Name of Each Exchange on Which Registered</u>** |
| **Common Stock, $0.01 Par Value** | **AIZ** | **New York Stock Exchange** |
| **5.25% Subordinated Notes due 2061** | **AIZN** | **New York Stock Exchange** |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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**Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.**

On July 10, 2025, Francesca L. Luthi, Executive Vice President, Chief Operating Officer, notified Assurant, Inc. (the "Company") that she would step down from her current position at the Company for personal reasons on September 15, 2025. Ms. Luthi will provide transition support until January 4, 2026. On July 11, 2025, the Compensation and Talent Committee amended Ms. Luthi's 2023-2025 performance stock units ("PSUs") in recognition of her contributions during the performance period (2023-2025), including the provision of transition support, so that she will be required to remain employed through December 31, 2025, instead of March 16, 2026. Vesting of the PSUs shall remain subject to and based upon the Company's performance as set forth in the award agreement. Ms. Luthi will forfeit her restricted stock units that would have vested on March 16, 2026, and all other unvested equity awards.

Other than as set forth above, Ms. Luthi will continue to participate in the Company's compensation and benefits programs in the manner described in the Company's 2025 Proxy Statement filed on April 8, 2025.

**Item 9.01. Financial Statements and Exhibits.** 

(d) Exhibits

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| | |
|:---|:---|
| **<u>Exhibit No.</u>** | **<u>Exhibit</u>** |
| 104 | The cover page from this Current Report on Form 8-K, formatted in Inline XBRL. |

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**SIGNATURE**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
| | ASSURANT, INC. | ASSURANT, INC. |
| Date: July 15, 2025 | By: | /s/ Mariana Wisk |
|  |  | Name: Mariana Wisk |
|  |  | Title: Senior Vice President and Corporate Secretary |

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