# EDGAR Filing Document

**Accession Number:** 0000922116
**File Stem:** 0000922116-26-000004
**Filing Date:** 2026-6
**Character Count:** 2826
**Document Hash:** 634f88ef1210e923b488d5393783c034
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000922116-26-000004.hdr.sgml**: 20260601

**ACCESSION NUMBER**: 0000922116-26-000004

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 4

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260601

**DATE AS OF CHANGE**: 20260601

**EFFECTIVENESS DATE**: 20260601

**PERIOD START**: 20250430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MACQUARIE CAPITAL (USA) INC.
- **CENTRAL INDEX KEY:** 0000922116

**ORGANIZATION NAME:**
- **EIN:** 980141094
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-47198
- **FILM NUMBER:** 261048815

**BUSINESS ADDRESS:**
- **STREET 1:** 660 5TH AVE
- **STREET 2:** LEVEL 22
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10103
- **BUSINESS PHONE:** 1-718-536-6270

**MAIL ADDRESS:**
- **STREET 1:** 660 5TH AVE
- **STREET 2:** LEVEL 22
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10103

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MACQUARIE SECURITIES (USA) INC.
- **DATE OF NAME CHANGE:** 20080131

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MACQUARIE CAPITAL (USA) INC.
- **DATE OF NAME CHANGE:** 20080125

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MACQUARIE SECURITIES (USA) INC.
- **DATE OF NAME CHANGE:** 20040730

### Attached PDF Documents

**Attachment 1:** `sec1_.pdf`

_No text found in this document._

**Attachment 2:** `sec2-.pdf`

_No text found in this document._

**Attachment 3:** `sec3-.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000922116

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 04-30-2025

**Report Period End Date:** 03-31-2026

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** Yes

### Registrant Identification

**Name of Broker-Dealer:** MACQUARIE CAPITAL (USA) INC.

**Business Address:** 660 5TH AVE, LEVEL 22, NEW YORK, NY, 10103

**Contact Person:** James S. Conahan

**Contact Phone:** 646-918-4189

### Independent Public Accountant Identification

**Accountant Name:** PricewaterhouseCoopers

**Accountant Address:** 300 Madison Avenue, New York, NY, 10017

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Daniel Marshall**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **MACQUARIE CAPITAL (USA) INC.**, as of **05-29-2026**, are true and correct.

**Signature:** Daniel Marshall

**Title:** AVP