# EDGAR Filing Document

**Accession Number:** 0001145022
**File Stem:** 0001145549-23-005668
**Filing Date:** 2023-2
**Character Count:** 21430
**Document Hash:** cc0b2794a0b37d7c0b44c772ec9777b6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-005668.hdr.sgml**: 20230208

**ACCESSION NUMBER**: 0001145549-23-005668

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230208

**DATE AS OF CHANGE**: 20230208

**PERIOD START**: 20230630

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HOTCHKIS & WILEY FUNDS /DE/
- **CENTRAL INDEX KEY:** 0001145022
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-10487
- **FILM NUMBER:** 23597812

**BUSINESS ADDRESS:**
- **STREET 1:** 601 SOUTH FIGUEROA STREET
- **STREET 2:** 39TH FLOOR
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90017-5704
- **BUSINESS PHONE:** 2134301000

**MAIL ADDRESS:**
- **STREET 1:** 601 SOUTH FIGUEROA STREET
- **STREET 2:** 39TH FLOOR
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90017-5704

## Series and Classes Contracts Data

### Hotchkis & Wiley Global Value Fund (Series ID: S000039502)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000121672 | Class I      | HWGIX           |
| C000121673 | Class A      | HWGAX           |
| C000121674 | Class C      |  |
| C000205772 | Class Z      |  |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** HOTCHKIS & WILEY FUNDS /DE/

- **b. Investment Company Act file number:** 811-10487

- **c. CIK number of Registrant:** 0001145022

- **d. LEI of Registrant:** 549300DFU8YF1PWZ5A57

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 601 South Figueroa Street

  - **City:** Los Angeles

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 90017-5704

  - **Telephone number:** 213-430-1000

**Item A.2. Information about the Series.**

- **a. Name of Series:** Hotchkis and Wiley Global Value Fund

- **b. EDGAR series identifier (if any):** S000039502

- **c. LEI of Series:** 549300IZU80UBKZNF609

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-06-30

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $33811841.02

**Total Liabilities:** $62397.02

**Net Assets:** $33749444.00

**Cash Not Reported:** $4649.55

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000121672 | 12.41%               | 8.09%                | -4.86%               |
| Class ID C000121673 | 12.43%               | 8.02%                | -4.91%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-297181.68              | $4138814.11                                |
| Month 2  | $336319.15               | $2405725.65                                |
| Month 3  | $182392.80               | $-1968644.39                               |

### Schedule of Portfolio Investments

| Name                            | Title                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Wells Fargo & Co                | Wells Fargo & Co                         | CUSIP: 949746101<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EC               | CORP              | US        |     19230 | NS      | $794006.70    | 2.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Workday Inc                     | Workday Inc                              | CUSIP: 98138H101<br>LEI: 549300J0DYC0N31V7G13 | Long             | EC               | CORP              | US        |      5200 | NS      | $870116.00    | 2.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Safran SA                       | Safran SA                                | CUSIP: N/A<br>LEI: 969500UIC89GT3UL7L24       | Long             | EC               | CORP              | FR        |      1400 | NS      | $175354.95    | 0.52%             |  |  |  | No            |                  2 | On Loan: No      |
| Suncor Energy Inc               | Suncor Energy Inc                        | CUSIP: 867224107<br>LEI: 549300W70ZOQDVLCHY06 | Long             | EC               | CORP              | CA        |     23000 | NS      | $729579.03    | 2.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Cenovus Energy Inc              | Cenovus Energy Inc                       | CUSIP: 15135U109<br>LEI: 549300F4XPHJ7NOSP309 | Long             | EC               | CORP              | CA        |     36500 | NS      | $708164.70    | 2.10%             |  |  |  | No            |                  1 | On Loan: No      |
| International Distributions Se  | International Distributions Services PLC | CUSIP: N/A<br>LEI: 213800TCZZU84G8Z2M70       | Long             | EC               | CORP              | GB        |    170387 | NS      | $436757.89    | 1.29%             |  |  |  | No            |                  2 | On Loan: No      |
| UniCredit SpA                   | UniCredit SpA                            | CUSIP: N/A<br>LEI: 549300TRUWO2CD2G5692       | Long             | EC               | CORP              | IT        |     55600 | NS      | $788936.79    | 2.34%             |  |  |  | No            |                  2 | On Loan: No      |
| ING Groep NV                    | ING Groep NV                             | CUSIP: N/A<br>LEI: 549300NYKK9MWM7GGW15       | Long             | EC               | CORP              | NL        |     39956 | NS      | $486708.85    | 1.44%             |  |  |  | No            |                  2 | On Loan: No      |
| Medtronic PLC                   | Medtronic PLC                            | CUSIP: N/A<br>LEI: 549300GX3ZBSQWUXY261       | Long             | EC               | CORP              | IE        |      3500 | NS      | $272020.00    | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| CNH Industrial NV               | CNH Industrial NV                        | CUSIP: N20944109<br>LEI: 549300WGC2HZ5J67V817 | Long             | EC               | CORP              | GB        |     20982 | NS      | $336970.92    | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                    | Alphabet Inc                             | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      9500 | NS      | $838185.00    | 2.48%             |  |  |  | No            |                  1 | On Loan: No      |
| U-Haul Holding Co               | U-Haul Holding Co                        | CUSIP: 023586506<br>LEI: 5493003WIDMLDHYC6Y24 | Long             | EC               | CORP              | US        |      8315 | NS      | $457158.70    | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| BAE Systems PLC                 | BAE Systems PLC                          | CUSIP: N/A<br>LEI: 8SVCSVKSGDWMW2QHOH83       | Long             | EC               | CORP              | GB        |     30359 | NS      | $313561.53    | 0.93%             |  |  |  | No            |                  2 | On Loan: No      |
| American International Group I  | American International Group Inc         | CUSIP: 026874784<br>LEI: ODVCVCQG2BP6VHV36M30 | Long             | EC               | CORP              | US        |     19169 | NS      | $1212247.56   | 3.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Elevance Health Inc             | Elevance Health Inc                      | CUSIP: 036752103<br>LEI: 8MYN82XMYQH89CTMTH67 | Long             | EC               | CORP              | US        |      1025 | NS      | $525794.25    | 1.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of New York Mellon Corp/T  | Bank of New York Mellon Corp/The         | CUSIP: 064058100<br>LEI: WFLLPEPC7FZXENRZV188 | Long             | EC               | CORP              | US        |     11400 | NS      | $518928.00    | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Lloyds Banking Group PLC        | Lloyds Banking Group PLC                 | CUSIP: N/A<br>LEI: 549300PPXHEU2JF0AM85       | Long             | EC               | CORP              | GB        |    644300 | NS      | $351605.25    | 1.04%             |  |  |  | No            |                  2 | On Loan: No      |
| Babcock International Group PL  | Babcock International Group PLC          | CUSIP: N/A<br>LEI: 213800TSKOLX4EU6L377       | Long             | EC               | CORP              | GB        |    123600 | NS      | $422711.82    | 1.25%             |  |  |  | No            |                  2 | On Loan: No      |
| Booking Holdings Inc            | Booking Holdings Inc                     | CUSIP: 09857L108<br>LEI: FXM8FAOHMYDIPD38UZ17 | Long             | EC               | CORP              | US        |       140 | NS      | $282139.20    | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| CVS Health Corp                 | CVS Health Corp                          | CUSIP: 126650100<br>LEI: 549300EJG376EN5NQE29 | Long             | EC               | CORP              | US        |      7700 | NS      | $717563.00    | 2.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Citigroup Inc                   | Citigroup Inc                            | CUSIP: 172967424<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EC               | CORP              | US        |     21904 | NS      | $990717.92    | 2.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Comcast Corp                    | Comcast Corp                             | CUSIP: 20030N101<br>LEI: 51M0QTTNCGUN7KFCFZ59 | Long             | EC               | CORP              | US        |     20300 | NS      | $709891.00    | 2.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Cummins Inc                     | Cummins Inc                              | CUSIP: 231021106<br>LEI: ZUNI8PYC725B6H8JU438 | Long             | EC               | CORP              | US        |      2529 | NS      | $612751.41    | 1.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Ericsson                        | Telefonaktiebolaget LM Ericsson          | CUSIP: 294821608<br>LEI: 549300W9JLPW15XIFM52 | Long             | EC               | CORP              | SE        |    173272 | NS      | $1011908.48   | 3.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Euronet Worldwide Inc           | Euronet Worldwide Inc                    | CUSIP: 298736109<br>LEI: YG3575C4DSHJPA5KET68 | Long             | EC               | CORP              | US        |     11500 | NS      | $1085370.00   | 3.22%             |  |  |  | No            |                  1 | On Loan: No      |
| FedEx Corp                      | FedEx Corp                               | CUSIP: 31428X106<br>LEI: 549300E707U7WNPZN687 | Long             | EC               | CORP              | US        |      5050 | NS      | $874660.00    | 2.59%             |  |  |  | No            |                  1 | On Loan: No      |
| F5 Inc                          | F5 Inc                                   | CUSIP: 315616102<br>LEI: 54930015FPK9KT966303 | Long             | EC               | CORP              | US        |      9300 | NS      | $1334643.00   | 3.95%             |  |  |  | No            |                  1 | On Loan: No      |
| General Electric Co             | General Electric Co                      | CUSIP: 369604301<br>LEI: 3C7474T6CDKPR9K6YT90 | Long             | EC               | CORP              | US        |     20334 | NS      | $1703785.86   | 5.05%             |  |  |  | No            |                  1 | On Loan: No      |
| General Motors Co               | General Motors Co                        | CUSIP: 37045V100<br>LEI: 54930070NSV60J38I987 | Long             | EC               | CORP              | US        |     20445 | NS      | $687769.80    | 2.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Group Inc/The     | Goldman Sachs Group Inc/The              | CUSIP: 38141G104<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EC               | CORP              | US        |      1968 | NS      | $675771.84    | 2.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Airbus SE                       | Airbus SE                                | CUSIP: N/A<br>LEI: MINO79WLOO247M1IL051       | Long             | EC               | CORP              | FR        |      4600 | NS      | $546949.50    | 1.62%             |  |  |  | No            |                  2 | On Loan: No      |
| Henkel AG & Co KGaA             | Henkel AG & Co KGaA                      | CUSIP: N/A<br>LEI: 549300VZCL1HTH4O4Y49       | Long             | EC               | CORP              | DE        |      6500 | NS      | $417719.23    | 1.24%             |  |  |  | No            |                  2 | On Loan: No      |
| Kosmos Energy Ltd               | Kosmos Energy Ltd                        | CUSIP: 500688106<br>LEI: 213800YDFJ3OT9B5P157 | Long             | EC               | CORP              | US        |     90300 | NS      | $574308.00    | 1.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Magna International Inc         | Magna International Inc                  | CUSIP: 559222401<br>LEI: 95RWVLFZX6VGDZNNTN43 | Long             | EC               | CORP              | CA        |     15211 | NS      | $854553.98    | 2.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Marathon Oil Corp               | Marathon Oil Corp                        | CUSIP: 565849106<br>LEI: 1FRVQX2CRLGC1XLP5727 | Long             | EC               | CORP              | US        |     13600 | NS      | $368152.00    | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Accor SA                        | Accor SA                                 | CUSIP: N/A<br>LEI: 969500QZC2Q0TK11NV07       | Long             | EC               | CORP              | FR        |     31100 | NS      | $775866.95    | 2.30%             |  |  |  | No            |                  2 | On Loan: No      |
| Microsoft Corp                  | Microsoft Corp                           | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      4863 | NS      | $1166244.66   | 3.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Micron Technology Inc           | Micron Technology Inc                    | CUSIP: 595112103<br>LEI: B3DXGBC8GAIYWI2Z0172 | Long             | EC               | CORP              | US        |      6200 | NS      | $309876.00    | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Societe Generale SA             | Societe Generale SA                      | CUSIP: N/A<br>LEI: O2RNE8IBXP4R0TD8PU41       | Long             | EC               | CORP              | FR        |      9993 | NS      | $250660.10    | 0.74%             |  |  |  | No            |                  2 | On Loan: No      |
| Koninklijke Philips NV          | Koninklijke Philips NV                   | CUSIP: N/A<br>LEI: H1FJE8H61JGM1JSGM897       | Long             | EC               | CORP              | NL        |     17900 | NS      | $269344.29    | 0.80%             |  |  |  | No            |                  2 | On Loan: No      |
| NOV Inc                         | NOV Inc                                  | CUSIP: 62955J103<br>LEI: 549300EHF3IW1AR6U008 | Long             | EC               | CORP              | US        |     41769 | NS      | $872554.41    | 2.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Tokio Marine Holdings Inc       | Tokio Marine Holdings Inc                | CUSIP: N/A<br>LEI: 5299009QN2NZ191KLS29       | Long             | EC               | CORP              | JP        |     38500 | NS      | $822452.16    | 2.44%             |  |  |  | No            |                  2 | On Loan: No      |
| News Corp                       | News Corp                                | CUSIP: 65249B109<br>LEI: 549300ITS31QK8VRBQ14 | Long             | EC               | CORP              | US        |     18800 | NS      | $342160.00    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Qantas Airways Ltd              | Qantas Airways Ltd                       | CUSIP: N/A<br>LEI: YLXNW6TI6QSK1H8H0N82       | Long             | EC               | CORP              | AU        |     80900 | NS      | $327460.34    | 0.97%             |  |  |  | No            |                  2 | On Loan: No      |
| Samsung Electronics Co Ltd      | Samsung Electronics Co Ltd               | CUSIP: N/A<br>LEI: 9884007ER46L6N7EI764       | Long             | EC               | CORP              | KR        |      5500 | NS      | $241412.84    | 0.72%             |  |  |  | No            |                  2 | On Loan: No      |
| Oracle Corp                     | Oracle Corp                              | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |     14975 | NS      | $1224056.50   | 3.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Ovintiv Inc                     | Ovintiv Inc                              | CUSIP: 69047Q102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9800 | NS      | $496958.00    | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| BNP Paribas SA                  | BNP Paribas SA                           | CUSIP: N/A<br>LEI: R0MUWSFPU8MPRO8K5P83       | Long             | EC               | CORP              | FR        |     12156 | NS      | $692150.30    | 2.05%             |  |  |  | No            |                  2 | On Loan: No      |
| Popular Inc                     | Popular Inc                              | CUSIP: 733174700<br>LEI: 5493008CARDZMVQ3LO89 | Long             | EC               | CORP              | PR        |     13400 | NS      | $888688.00    | 2.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Vodafone Group PLC              | Vodafone Group PLC                       | CUSIP: 92857W308<br>LEI: 213800TB53ELEUKM7Q61 | Long             | EC               | CORP              | GB        |     36572 | NS      | $370108.64    | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Warner Bros Discovery Inc       | Warner Bros Discovery Inc                | CUSIP: 934423104<br>LEI: 5493006ZCRFWKF6B1K26 | Long             | EC               | CORP              | US        |     52650 | NS      | $499122.00    | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Brown Brothers Harriman and Co. | Citigroup, Inc.                          | CUSIP: N/A<br>LEI: 5493006KMX1VFTPYPW14       | Long             | STIV             | CORP              | US        |         7 | PA      | $7.38         | 0.00%             | 2022-12-31      | Fixed         | 1.14%                 | No            |                  1 | On Loan: No      |
| Brown Brothers Harriman and Co. | Brown Brothers Harriman and Co.          | CUSIP: N/A<br>LEI: 5493006KMX1VFTPYPW14       | Long             | STIV             | CORP              | US        |         0 | PA      | $0.11         | 0.00%             | 2022-12-31      | Fixed         | 2.41%                 | No            |                  1 | On Loan: No      |
| Brown Brothers Harriman and Co. | Royal Bank of Canada                     | CUSIP: N/A<br>LEI: 5493006KMX1VFTPYPW14       | Long             | STIV             | CORP              | US        |    478945 | PA      | $478945.02    | 1.42%             | 2022-12-31      | Fixed         | 3.68%                 | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-08

**Name of Applicant:** HOTCHKIS & WILEY FUNDS /DE/

**Signature:** /s/ James Menvielle

**Name of Signer:** James Menvielle

**Title:** Treasurer / Principal Financial Officer