# EDGAR Filing Document

**Accession Number:** 0000915802
**File Stem:** 0001049169-25-001088
**Filing Date:** 2025-12
**Character Count:** 25567
**Document Hash:** 26f0c7a99e9a94f975507c52353513ca
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001049169-25-001088.hdr.sgml**: 20251229

**ACCESSION NUMBER**: 0001049169-25-001088

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251031

**FILED AS OF DATE**: 20251229

**DATE AS OF CHANGE**: 20251229

**PERIOD START**: 20260430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FINANCIAL INVESTORS TRUST
- **CENTRAL INDEX KEY:** 0000915802

**ORGANIZATION NAME:**
- **EIN:** 841255767
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-08194
- **FILM NUMBER:** 251605380

**BUSINESS ADDRESS:**
- **STREET 1:** 1290 BROADWAY, SUITE 1000
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80201-0328
- **BUSINESS PHONE:** 3036232577

**MAIL ADDRESS:**
- **STREET 1:** 1290 BROADWAY, SUITE 1000
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80201-0328

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FGIC PUBLIC TRUST
- **DATE OF NAME CHANGE:** 19940325

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FEDERAL PUBLIC TRUST
- **DATE OF NAME CHANGE:** 19931206

## Series and Classes Contracts Data

### Emerald Finance and Banking Innovation Fund (Series ID: S000036389)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000111283 | Class A             | HSSAX           |
| C000111284 | Class C             | HSSCX           |
| C000111285 | Institutional Class | HSSIX           |
| C000111286 | Investor Class      | FFBFX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** FINANCIAL INVESTORS TRUST

- **b. Investment Company Act file number:** 811-08194

- **c. CIK number of Registrant:** 0000915802

- **d. LEI of Registrant:** 549300XD6LCPI5YWPZ35

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 BROADWAY SUITE 1000

  - **City:** DENVER

  - **State:** CO

  - **Foreign country:** US

  - **Zip / Postal Code:** 80203

  - **Telephone number:** 3036232577

**Item A.2. Information about the Series.**

- **a. Name of Series:** Emerald Finance & Banking Innovation Fund

- **b. EDGAR series identifier (if any):** S000036389

- **c. LEI of Series:** 5493002N765XOK5MEJ73

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-04-30

- **b. Date as of which information is reported:** 2025-10-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $47880133.83

**Total Liabilities:** $86779.82

**Net Assets:** $47793354.01

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000111283 | 3.12%                | -6.93%               | -8.76%               |
| Class ID C000111286 | 8.24%                | -2.25%               | -4.25%               |
| Class ID C000111285 | 8.28%                | -2.06%               | -4.23%               |
| Class ID C000111284 | 7.23%                | -3.31%               | -5.22%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $1022834.09              | $2969994.22                                |
| Month 2  | $1007518.04              | $-2155689.51                               |
| Month 3  | $1596442.81              | $-3673497.36                               |

### Schedule of Portfolio Investments

| Name                                       | Title                                               | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Bowhead Specialty Holdings Inc             | Bowhead Specialty Holdings, Inc.                    | CUSIP: 10240L102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8914 | NS      | $213579.44    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Finwise Bancorp                            | Finwise Bancorp                                     | CUSIP: 31813A109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     54364 | NS      | $1043245.16   | 2.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Mechanics Bancorp                          | Mechanics Bancorp                                   | CUSIP: 43785V102<br>LEI: 549300TF1E42EUFBSL45 | Long             | EC               | CORP              | US        |     60462 | NS      | $809586.18    | 1.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Dave Inc                                   | Dave, Inc.                                          | CUSIP: 23834J201<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2478 | NS      | $593034.96    | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Rocket Cos Inc                             | Rocket Cos., Inc.                                   | CUSIP: 77311W101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     54049 | NS      | $900456.34    | 1.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Klarna Group Plc                           | Klarna Group PLC                                    | CUSIP: G5279N105<br>LEI: 636700HER4JIK7GZUN17 | Long             | EC               | CORP              | GB        |     17146 | NS      | $644175.22    | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Compass Inc                                | Compass, Inc.                                       | CUSIP: 20464U100<br>LEI: 254900DMGQSTC3I2IM78 | Long             | EC               | CORP              | US        |    111802 | NS      | $861993.42    | 1.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Coinbase Global Inc                        | Coinbase Global, Inc.                               | CUSIP: 19260Q107<br>LEI: 5493004G3J2SC154DU06 | Long             | EC               | CORP              | US        |      1251 | NS      | $430068.78    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Pagaya Technologies Ltd                    | Pagaya Technologies, Ltd.                           | CUSIP: M7S64L123<br>LEI: N/A                  | Long             | EC               | CORP              | IL        |     31165 | NS      | $838026.85    | 1.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Alliance Bancorp                   | Western Alliance Bancorp                            | CUSIP: 957638109<br>LEI: 5493003VJXZ5JXT9S762 | Long             | EC               | CORP              | US        |     21457 | NS      | $1659698.95   | 3.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Third Coast Bancshares Inc                 | Third Coast Bancshares, Inc.                        | CUSIP: 88422P109<br>LEI: 254900LW0YOTBYSQCK19 | Long             | EC               | CORP              | US        |     19108 | NS      | $702219.00    | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Cnb Financial Corp/pa                      | CNB Financial Corp.                                 | CUSIP: 126128107<br>LEI: 254900RUYUOKD91VNX69 | Long             | EC               | CORP              | US        |      5156 | NS      | $126837.60    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Miami International Holdings Inc           | Miami International Holdings, Inc.                  | CUSIP: 59356Q108<br>LEI: 254900TREUDBWGLAP788 | Long             | EC               | CORP              | US        |      2500 | NS      | $109250.00    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Opendoor Technologies Inc                  | Opendoor Technologies, Inc.                         | CUSIP: 683712103<br>LEI: 254900KX11YZ4HV5BQ47 | Long             | EC               | CORP              | US        |     16576 | NS      | $128795.52    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Customers Bancorp Inc                      | Customers Bancorp, Inc.                             | CUSIP: 23204G100<br>LEI: 549300WLBCHYKZ53FN68 | Long             | EC               | CORP              | US        |     31064 | NS      | $2085015.68   | 4.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Gbank Financial Holdings Inc               | GBank Financial Holdings, Inc.                      | CUSIP: 36166F100<br>LEI: 9845008U7CD30F9F5754 | Long             | EC               | CORP              | US        |      4478 | NS      | $162417.06    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| United Bankshares Inc/wv                   | United Bankshares, Inc.                             | CUSIP: 909907107<br>LEI: 5299005O3BAMJ9Z92V62 | Long             | EC               | CORP              | US        |     13818 | NS      | $494546.22    | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Neptune Insurance Holdings Inc             | Neptune Insurance Holdings, Inc.                    | CUSIP: 64073B103<br>LEI: 529900I3QTHC0Q1C2D65 | Long             | EC               | CORP              | US        |     55248 | NS      | $1418768.64   | 2.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Chime Financial Inc                        | Chime Financial, Inc.                               | CUSIP: 16935C109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     27736 | NS      | $476227.12    | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Metropolitan Bank Holding Corp             | Metropolitan Bank Holding Corp.                     | CUSIP: 591774104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     31063 | NS      | $2058545.01   | 4.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Trinity Capital Inc                        | Trinity Capital, Inc.                               | CUSIP: 896442308<br>LEI: 549300YGT4SBRQYDVU48 | Long             | EC               | RF                | US        |     30950 | NS      | $467035.50    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank Ozk                                   | Bank OZK                                            | CUSIP: 06417N103<br>LEI: 549300VYK2WBD7SST478 | Long             | EC               | CORP              | US        |      9842 | NS      | $442791.58    | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Circle Internet Group Inc                  | Circle Internet Group, Inc.                         | CUSIP: 172573107<br>LEI: 254900HFVVR6NPMQVN93 | Long             | EC               | CORP              | US        |      2282 | NS      | $289768.36    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| American Integrity Insurance Group Inc     | American Integrity Insurance Group, Inc.            | CUSIP: 026948109<br>LEI: 529900Y2VOV2LYV4OK68 | Long             | EC               | CORP              | US        |     11624 | NS      | $276999.92    | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Northeast Bank                             | Northeast Bancorp                                   | CUSIP: 66405S100<br>LEI: 549300F0LV9TSW34E306 | Long             | EC               | CORP              | US        |     22853 | NS      | $1971756.84   | 4.13%             |  |  |  | No            |                  1 | On Loan: No      |
| First Financial Bankshares Inc             | First Financial Bankshares, Inc.                    | CUSIP: 32020R109<br>LEI: 549300XN3GTGOENGNV49 | Long             | EC               | CORP              | US        |     13910 | NS      | $429679.90    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Mvb Financial Corp                         | MVB Financial Corp.                                 | CUSIP: 553810102<br>LEI: 549300KSUQ2FUU1X2O74 | Long             | EC               | CORP              | US        |     18743 | NS      | $479445.94    | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Affirm Holdings Inc                        | Affirm Holdings, Inc.                               | CUSIP: 00827B106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6520 | NS      | $468657.60    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Sofi Technologies Inc                      | SoFi Technologies, Inc.                             | CUSIP: 83406F102<br>LEI: 549300SW81JCMVZDDY09 | Long             | EC               | CORP              | US        |     22392 | NS      | $664594.56    | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Ategrity Specialty Holdings Llc            | Ategrity Specialty Holdings LLC                     | CUSIP: 04681Y103<br>LEI: 549300KMIVG4HUBDUF07 | Long             | EC               | CORP              | US        |      7410 | NS      | $143976.30    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Umb Financial Corp                         | UMB Financial Corp.                                 | CUSIP: 902788108<br>LEI: 549300MGEH3N3CUCV828 | Long             | EC               | CORP              | US        |      4256 | NS      | $454881.28    | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Palomar Holdings Inc                       | Palomar Holdings, Inc.                              | CUSIP: 69753M105<br>LEI: 549300DOI1MUW11BLX74 | Long             | EC               | CORP              | US        |      3718 | NS      | $423889.18    | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Figure Technology Solutions Inc            | Figure Technology Solutions, Inc.                   | CUSIP: 349381103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     27860 | NS      | $1103256.00   | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Nu Holdings Ltd/cayman Islands             | NU Holdings, Ltd.                                   | CUSIP: G6683N103<br>LEI: 5493002DG1RHWK9W2X27 | Long             | EC               | CORP              | KY        |     37532 | NS      | $604640.52    | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Remitly Global Inc                         | Real Industry, Inc.                                 | CUSIP: 75960P104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     28159 | NS      | $451670.36    | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Robinhood Markets Inc                      | Robinhood Markets, Inc.                             | CUSIP: 770700102<br>LEI: 213800FS5AO3YWIE6F63 | Long             | EC               | CORP              | US        |     13847 | NS      | $2032462.66   | 4.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Perella Weinberg Partners                  | Perella Weinberg Partners                           | CUSIP: 71367G102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5763 | NS      | $107652.84    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Twfg Inc                                   | TWFG, Inc.                                          | CUSIP: 87318A101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4900 | NS      | $119364.00    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Paysafe Ltd                                | Paysafe, Ltd.                                       | CUSIP: G6964L115<br>LEI: 2138003K6PVDCI5TBN11 | N/A              | DE               | CORP              | US        |     62749 | NC      | $564.74       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Bullish                                    | Bullish                                             | CUSIP: G16910120<br>LEI: 699400EQNIO3N7O4Y971 | Long             | EC               | CORP              | KY        |      5000 | NS      | $252850.00    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Qcr Holdings Inc                           | QCR Holdings, Inc.                                  | CUSIP: 74727A104<br>LEI: 549300MWKWM7KWJVQO33 | Long             | EC               | CORP              | US        |     13110 | NS      | $975252.90    | 2.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Kinsale Capital Group Inc                  | Kinsale Capital Group, Inc.                         | CUSIP: 49714P108<br>LEI: 529900QTUQHNZ6HOA508 | Long             | EC               | CORP              | US        |       533 | NS      | $212917.51    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| East West Bancorp Inc                      | East West Bancorp, Inc.                             | CUSIP: 27579R104<br>LEI: 254900O4X656YXFOYB11 | Long             | EC               | CORP              | US        |      6314 | NS      | $641502.40    | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Five Star Bancorp                          | Five Star Bancorp                                   | CUSIP: 33830T103<br>LEI: 5493008ZRBIHKWC0JA73 | Long             | EC               | CORP              | US        |     18040 | NS      | $640600.40    | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Mid Penn Bancorp Inc                       | Mid Penn Bancorp, Inc.                              | CUSIP: 59540G107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4373 | NS      | $124411.85    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Skyward Specialty Insurance Group Inc      | Skyward Specialty Insurance Group, Inc.             | CUSIP: 830940102<br>LEI: 549300GXGXJG0YH4VN21 | Long             | EC               | CORP              | US        |     10211 | NS      | $465519.49    | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Pathward Financial Inc                     | Pathward Financial, Inc.                            | CUSIP: 59100U108<br>LEI: 5493004X52BH1NBLW813 | Long             | EC               | CORP              | US        |     16572 | NS      | $1127890.32   | 2.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Esquire Financial Holdings Inc             | Esquire Financial Holdings, Inc.                    | CUSIP: 29667J101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     22968 | NS      | $2154398.40   | 4.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Porch Group Inc                            | Porch Group, Inc.                                   | CUSIP: 733245104<br>LEI: 549300NXEI7CVW8IXQ90 | Long             | EC               | CORP              | US        |     39577 | NS      | $595633.85    | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Government Obligations Fund | First American Government Obligations Fund, Class X | CUSIP: 31846V336<br>LEI: 549300R5MYM6VZF1RM44 | Long             | STIV             | RF                | US        |    796463 | NS      | $796463.13    | 1.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Shopify Inc                                | Shopify, Inc.                                       | CUSIP: 82509L107<br>LEI: 549300HGQ43STJLLP808 | Long             | EC               | CORP              | CA        |      4053 | NS      | $704654.58    | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Bancorp Inc/the                            | Bancorp, Inc.                                       | CUSIP: 05969A105<br>LEI: 894500FP2ICT1B019Y71 | Long             | EC               | CORP              | US        |     31714 | NS      | $2073144.18   | 4.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Lendingclub Corp                           | LendingClub Corp.                                   | CUSIP: 52603A208<br>LEI: 549300YC50YO7Y1OJR92 | Long             | EC               | CORP              | US        |    108783 | NS      | $1891736.37   | 3.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Private Bancorp Of America Inc             | Private Bancorp of America, Inc.                    | CUSIP: 74274F100<br>LEI: 5493003DL7X57NMYQX96 | Long             | EC               | CORP              | US        |      3676 | NS      | $210818.60    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Axos Financial Inc                         | Axos Financial, Inc.                                | CUSIP: 05465C100<br>LEI: 529900D8M56422GK9O25 | Long             | EC               | CORP              | US        |     26719 | NS      | $2083547.62   | 4.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Bitmine Immersion Technologies Inc         | BitMine Immersion Technologies, Inc.                | CUSIP: 09175A206<br>LEI: 254900TGJJ1D9JNAQT27 | Long             | EC               | CORP              | US        |     11558 | NS      | $539180.70    | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank7 Corp                                 | Bank7 Corp.                                         | CUSIP: 06652N107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10435 | NS      | $433156.85    | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Coastal Financial Corp/wa                  | Coastal Financial Corp.                             | CUSIP: 19046P209<br>LEI: 549300XG5L36T6IU0B47 | Long             | EC               | CORP              | US        |     21816 | NS      | $2323404.00   | 4.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Seacoast Banking Corp Of Florida           | Seacoast Banking Corp. of Florida                   | CUSIP: 811707801<br>LEI: 549300V6IC06XYQYPG88 | Long             | EC               | CORP              | US        |     13306 | NS      | $403171.80    | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| First Busey Corp                           | First Busey Corp.                                   | CUSIP: 319383204<br>LEI: 549300X4ZNLYSX7GUY60 | Long             | EC               | CORP              | US        |     21123 | NS      | $472310.28    | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Ameris Bancorp                             | Ameris Bancorp                                      | CUSIP: 03076K108<br>LEI: PBJHNT51T5V6G5UQFV42 | Long             | EC               | CORP              | US        |      4442 | NS      | $318136.04    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Wintrust Financial Corp                    | Wintrust Financial Corp                             | CUSIP: 97650W108<br>LEI: Q774KI4AW80FHFW33O61 | Long             | EC               | CORP              | US        |     13020 | NS      | $1692860.40   | 3.54%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-11-30

**Name of Applicant:** FINANCIAL INVESTORS TRUST

**Signature:** Paul Holland

**Name of Signer:** Paul Holland

**Title:** Treasurer