# EDGAR Filing Document

**Accession Number:** 0001501134
**File Stem:** 0001501134-23-000011
**Filing Date:** 2023-2
**Character Count:** 8050
**Document Hash:** 84ce917404d51702a6d7cc67b247d16a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001501134-23-000011.hdr.sgml**: 20230207

**ACCESSION NUMBER**: 0001501134-23-000011

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20230207

**ITEM INFORMATION**: Other Events

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230207

**DATE AS OF CHANGE**: 20230207

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Invitae Corp
- **CENTRAL INDEX KEY:** 0001501134
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-MEDICAL LABORATORIES [8071]
- **IRS NUMBER:** 271701898
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-36847
- **FILM NUMBER:** 23595582

**BUSINESS ADDRESS:**
- **STREET 1:** 1400 16TH STREET
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94103
- **BUSINESS PHONE:** (415) 374-7782

**MAIL ADDRESS:**
- **STREET 1:** 1400 16TH STREET
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94103

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** InVitae Corp
- **DATE OF NAME CHANGE:** 20121105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Locus Development Inc
- **DATE OF NAME CHANGE:** 20100910

?xml version="1.0" ? nvta-20230207

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**Form 8-K**<br>

**CURRENT REPORT** 

**Pursuant to Section 13 or 15(d)**

**of the Securities Exchange Act of 1934** 

**Date of Report (Date of earliest event reported): February 7, 2023**

![nvta-20230207_g1.jpg](nvta-20230207_g1.jpg)

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| |
|:---|
| **Invitae Corporation** |
| **(Exact name of the registrant as specified in its charter)** |

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| | | |
|:---|:---|:---|
| **Delaware** | **001-36847** | **27-1701898** |
| **(State or other jurisdiction of** | **(Commission** | **(I.R.S. employer** |
| **incorporation or organization)** | **File Number)** | **identification number)** |

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**1400 16th Street, San Francisco, California 94103** 

**(Address of principal executive offices, including zip code)** 

**(415) 374-7782**

**(Registrant's telephone number, including area code)** 

**N/A** 

**(Former name or former address, if changed since last report)** 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

**Securities registered pursuant to Section 12(b) of the Act:**

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading Symbol** | **Name of exchange on which registered** |
| Common Stock, $0.0001 par value per share | NVTA | New York Stock Exchange |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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| | |
|:---|:---|
| **Item 8.01** | **Other Events.** |

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With respect to that certain Credit Agreement and Guaranty, dated as of October 2, 2020, by and among Invitae Corporation (the "Company"), the subsidiary guarantors from time to time party thereto, the lenders from time to time party thereto and Perceptive Credit Holdings III, LP as the Administrative Agent (such Credit Agreement, as amended to date, the "Secured Credit Facility"), on February 7, 2023, the Company prepaid $50 million in principal of the $135 million in principal outstanding under the Secured Credit Facility, together with accrued interest on such prepaid principal of $713,027.78 and a prepayment fee of $3 million as required under the terms of the Secured Credit Facility. Such prepayment was made by the Company at its sole election, with the amount of such prepayment largely represented by the proceeds received by the Company from its December 19, 2022 sale to Integrated DNA Technologies, Inc. of assets related to the research use only distributed target enrichment kit and data analysis platform business of the Company's ArcherDX, LLC subsidiary.

The principal amount prepaid, together with the balance of the principal outstanding and the other obligations of the Company under the Secured Credit Facility, would otherwise have become due on the maturity date for the Secured Credit Facility which is currently June 1, 2024.

The foregoing discussion, to the extent involving the Secured Credit Facility, does not purport to be complete and is qualified in its entirety by reference to the original Secured Credit Facility as well as the first and second amendments thereto, which are Exhibits 10.1, 10.2 and 10.3, respectively, to this Current Report on Form 8-K, and incorporated herein by reference.

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| | |
|:---|:---|
| **Item 9.01** | **Financial Statements and Exhibits.** |

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(d)&nbsp;&nbsp;&nbsp;&nbsp;Exhibits

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| | |
|:---|:---|
| **Exhibit<br>No.** | **Description** |
| 10.1 | <u>[Credit Agreement and Guaranty, dated as of October 2, 2020, by and among Invitae Corporation, the subsidiary guarantors from time to time party thereto, the lenders from time to time party thereto and Perceptive Credit Holdings III, LP, as the Administrative Agent (incorporated by reference to Exhibit 10.3 to the Registrant's Current Report on Form 8-K filed on October 5, 2020).](http://www.sec.gov/Archives/edgar/data/1501134/000119312520263893/d17647dex103.htm)</u> |
| 10.2 | <u>[Amendment No. 1, dated as of April 3, 2021, by and among Invitae Corporation, the subsidiary guarantors from time to time party thereto, the lenders party thereto and Perceptive Credit Holdings III, LP, as the Administrative Agent, to Credit Agreement and Guaranty, dated as of October 2, 2020, by and among Invitae Corporation, the subsidiary guarantors from time to time party thereto, the lenders party thereto and Perceptive Credit Holdings III, LP, as the Administrative Agent (incorporated by reference to Exhibit 10.2 to the Registrant's Current Report on Form 8-K filed on April 5, 2021).](http://www.sec.gov/Archives/edgar/data/1501134/000119312521106338/d153177dex102.htm)</u> |
| 10.3 | <u>[Amendment No. 2, dated as of September 20, 2021, by and among Invitae Corporation, the subsidiary guarantors from time to time party thereto, the lenders party thereto and Perceptive Credit Holdings III, LP, as the Administrative Agent, to Credit Agreement and Guaranty, dated as of October 2, 2020, by and among Invitae Corporation, the subsidiary guarantors from time to time party thereto, the lenders party thereto and Perceptive Credit Holdings III, LP, as the Administrative Agent (incorporated by reference to Exhibit 10.1 to the Registrant's Quarterly Report on Form 10-Q filed on November 9, 2021).](http://www.sec.gov/Archives/edgar/data/1501134/000150113421000046/invitae-ex101xperceptiveam.htm)</u> |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |

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**SIGNATURE**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: February 7, 2023

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| | |
|:---|:---|
| INVITAE CORPORATION | INVITAE CORPORATION |
| By: | /s/ Thomas R. Brida |
| Name: | Thomas R. Brida |
| Title: | General Counsel |

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