# EDGAR Filing Document

**Accession Number:** 0000771572
**File Stem:** 9999999997-23-002097
**Filing Date:** 2023-2
**Character Count:** 1433
**Document Hash:** faa6754e824e8fca8049454d7dc8bb7a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-002097.hdr.sgml**: 20230427

**ACCESSION NUMBER**: 9999999997-23-002097

**CONFORMED SUBMISSION TYPE**: FOCUSN

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230215

**DATE AS OF CHANGE**: 20230427

**EFFECTIVENESS DATE**: 20230215

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** EXCEL SECURITIES & ASSOCIATES, INC.
- **CENTRAL INDEX KEY:** 0000771572
- **IRS NUMBER:** 161540153
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** FOCUSN
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-34261
- **FILM NUMBER:** 23002376

**BUSINESS ADDRESS:**
- **STREET 1:** 200 CANAL VIEW BLVD.
- **STREET 2:** STE. 204
- **CITY:** ROCHESTER
- **STATE:** NY
- **ZIP:** 14623
- **BUSINESS PHONE:** 716-424-1234

**MAIL ADDRESS:**
- **STREET 1:** 200 CANAL VIEW BLVD.
- **STREET 2:** STE. 204
- **CITY:** ROCHESTER
- **STATE:** NY
- **ZIP:** 14623

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LANZISERA JOSEPH ANTHONY                                /BD
- **DATE OF NAME CHANGE:** 19980121

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** EXCEL SECURITIES & ASSOCIATES INC/NY/                   /BD
- **DATE OF NAME CHANGE:** 19850621

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23002376 for access to the original document.

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