# EDGAR Filing Document

**Accession Number:** 0000088525
**File Stem:** 0000940400-26-009621
**Filing Date:** 2026-3
**Character Count:** 48955
**Document Hash:** 6cd381bc6d291ca763b95dbb16965db9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-009621.hdr.sgml**: 20260302

**ACCESSION NUMBER**: 0000940400-26-009621

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260302

**DATE AS OF CHANGE**: 20260302

**PERIOD START**: 20260930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GUGGENHEIM FUNDS TRUST
- **CENTRAL INDEX KEY:** 0000088525

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-01136
- **FILM NUMBER:** 26708617

**BUSINESS ADDRESS:**
- **STREET 1:** 702 KING FARM BOULEVARD
- **STREET 2:** SUITE 200
- **CITY:** ROCKVILLE
- **STATE:** MD
- **ZIP:** 20850
- **BUSINESS PHONE:** 301-296-5100

**MAIL ADDRESS:**
- **STREET 1:** 702 KING FARM BOULEVARD
- **STREET 2:** SUITE 200
- **CITY:** ROCKVILLE
- **STATE:** MD
- **ZIP:** 20850

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SECURITY EQUITY FUND
- **DATE OF NAME CHANGE:** 19920703

## Series and Classes Contracts Data

### Guggenheim Municipal Income Fund (Series ID: S000043990)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000136524 | A-Class             | GIJAX           |
| C000136525 | C-Class             | GIJCX           |
| C000136526 | Institutional Class | GIJIX           |
| C000155970 | P                   | GIJPX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Guggenheim Funds Trust

- **b. Investment Company Act file number:** 811-01136

- **c. CIK number of Registrant:** 0000088525

- **d. LEI of Registrant:** 54930033G24U3UGWK691

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 702 KING FARM BOULEVARD

  - **City:** ROCKVILLE

  - **State:** MD

  - **Foreign country:** US

  - **Zip / Postal Code:** 20850

  - **Telephone number:** 301-296-5100

**Item A.2. Information about the Series.**

- **a. Name of Series:** Guggenheim Municipal Income Fund

- **b. EDGAR series identifier (if any):** S000043990

- **c. LEI of Series:** 549300J288O7F2LCM316

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-09-30

- **b. Date as of which information is reported:** 2025-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $38781586.88

**Total Liabilities:** $294319.13

**Net Assets:** $38487267.75

**Cash Not Reported:** $378000.00

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 121.06116244 | **1-Year:** 1202.22095177 | **5-Year:** 7486.86138713 | **10-Year:** 18131.35460559 | **30-Year:** 3526.16383151

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 53.76681553 | **5-Year:** 157.13904090 | **10-Year:** 60.94758340 | **30-Year:** 80.21482530

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000136524 | 1.53%                | 0.43%                | 0.11%                |
| Class ID C000136525 | 1.37%                | 0.37%                | 0.13%                |
| Class ID C000136526 | 1.46%                | 0.45%                | 0.22%                |
| Class ID C000155970 | 1.53%                | 0.43%                | 0.11%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $416049.13                                 |
| Month 2  | $-1605.38                | $55969.62                                  |
| Month 3  | $155.00                  | $-170559.32                                |

**Designated Index Information**

- **Index Name:** Portfolio (ExDerivative)

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                               | Title                                                                            | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| CHICAGO MERCANTILE EXCHANGE INC.   | IRS USD                                                                          | CUSIP: 000000000<br>LEI: SNZ2OJLFK8MNNCLQOF39 | N/A              | DIR              | CORP              | US        |         1 | NC      | $-13221.67    | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| NEW HOPE CULTURAL EDU FACS FIN     | New Hope Cultural Education Facilities Finance Corp                              | CUSIP: 645424BP6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $542965.85    | 1.41%             | 2049-08-15      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| TEXAS ST                           | State of Texas                                                                   | CUSIP: 8827244N4<br>LEI: 549300X9CH74QB747L76 | Long             | DBT              | MUN               | US        |    500000 | PA      | $519730.50    | 1.35%             | 2027-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| BAXTER CNTY AR HOSP REVENUE        | County of Baxter AR                                                              | CUSIP: 071808JJ9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    330000 | PA      | $331544.27    | 0.86%             | 2026-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CHARLESTON CNTY SC ARPT DIST A     | Charleston County Airport District                                               | CUSIP: 160070EC8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $206953.96    | 0.54%             | 2043-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO SALES TAX FING COR     | Puerto Rico Sales Tax Financing Corp Sales Tax Revenue                           | CUSIP: 74529JPX7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $336964.32    | 0.88%             | 2058-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MARYLAND CMNTY DEV ADMIN HSG &     | Maryland Department of Housing & Community Development                           | CUSIP: 57419UWK0<br>LEI: 549300Q5BSL77YR7NP93 | Long             | DBT              | MUN               | US        |    250000 | PA      | $255269.05    | 0.66%             | 2052-03-01      | Fixed         | 5.10%                 | No            |                  2 | On Loan: No      |
| MET GOVT NASHVILLE & DAVIDSON      | Metropolitan Government Nashville & Davidson County Health & Educational Facs Bd | CUSIP: 592114AC6<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |   1494985 | PA      | $1036424.17   | 2.69%             | 2045-07-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| HUTTO TX INDEP SCH DIST            | Hutto Independent School District                                                | CUSIP: 448492Q68<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    100000 | PA      | $101433.19    | 0.26%             | 2049-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| OKLAHOMA CITY OK ARPT TRUST        | Oklahoma City Airport Trust                                                      | CUSIP: 6785353T0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $209217.84    | 0.54%             | 2030-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MARION & POLK CNTYS OR SCH DIS     | Salem-Keizer School District No 24J                                              | CUSIP: 569203NT5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1250000 | PA      | $664768.00    | 1.73%             | 2040-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA STWD CMNTYS DEV AUT     | California Statewide Communities Development Authority                           | CUSIP: 13080SM76<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |    500000 | PA      | $511191.10    | 1.33%             | 2052-08-15      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| CLACKAMAS & WASHINGTON CNTYS O     | Clackamas & Washington Counties School District No 3                             | CUSIP: 178882NH5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $657281.60    | 1.71%             | 2048-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| RHODE ISLAND ST HLTH & EDUCTNL     | Rhode Island Health and Educational Building Corp                                | CUSIP: 762244NJ6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $512913.85    | 1.33%             | 2054-05-15      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| NEW HAVEN HSG AUTH CT              | New Haven Housing Authority                                                      | CUSIP: 64503TAA2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    237155 | PA      | $194643.12    | 0.51%             | 2038-05-01      | Fixed         | 2.26%                 | No            |                  2 | On Loan: No      |
| OHIO ST SPL OBLG                   | State of Ohio                                                                    | CUSIP: 67759HRF3<br>LEI: 5493005LEB5E170OMX59 | Long             | DBT              | MUN               | US        |    250000 | PA      | $260830.95    | 0.68%             | 2027-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST PWR AUTH GREEN TRA     | New York Power Authority                                                         | CUSIP: 65000XBQ2<br>LEI: I5P1GEYFGGMMDOFX2L30 | Long             | DBT              | MUN               | US        |    250000 | PA      | $283273.78    | 0.74%             | 2041-11-15      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| OKLAHOMA ST DEV FIN AUTH HLTHS     | Oklahoma Development Finance Authority                                           | CUSIP: 67884XCC9<br>LEI: 549300PXGPHUWC32DJ91 | Long             | DBT              | MUN               | US        |    350000 | PA      | $361887.82    | 0.94%             | 2028-08-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST DORM AUTH REVENUES     | New York State Dormitory Authority                                               | CUSIP: 64985SKB8<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    500000 | PA      | $534011.60    | 1.39%             | 2055-07-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| SOUTH CAROLINA ST HSG FIN & DE     | South Carolina State Housing Finance & Development Authority                     | CUSIP: 83712D7P5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    195000 | PA      | $195143.66    | 0.51%             | 2055-01-01      | Fixed         | 4.70%                 | No            |                  2 | On Loan: No      |
| CHICAGO MERCANTILE EXCHANGE INC.   | IRS USD                                                                          | CUSIP: 000000000<br>LEI: SNZ2OJLFK8MNNCLQOF39 | N/A              | DIR              | CORP              | US        |         1 | NC      | $11721.56     | 0.03%             |  |  |  | No            |                  2 | On Loan: No      |
| MET GOVT NASHVILLE & DAVIDSON      | Metropolitan Government of Nashville & Davidson County TN Water & Sewer Revenue  | CUSIP: 5920983R6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $266630.68    | 0.69%             | 2055-07-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| PHILADELPHIA PA AUTH FOR INDL      | Philadelphia Authority for Industrial Development                                | CUSIP: 717901CB6<br>LEI: 549300DIY68KQZEW7M79 | Long             | DBT              | MUN               | US        |    500000 | PA      | $536364.15    | 1.39%             | 2053-07-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| ILLINOIS ST FIN AUTH REVENUE       | Illinois Finance Authority                                                       | CUSIP: 45204FK79<br>LEI: 549300ZG6UBPNNNRN315 | Long             | DBT              | MUN               | US        |    400000 | PA      | $404932.76    | 1.05%             | 2026-08-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| WEST VIRGINIA ST HOSP FIN AUTH     | West Virginia Hospital Finance Authority                                         | CUSIP: 956622Y81<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $212875.24    | 0.55%             | 2050-06-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY NY HSG DEV CORP      | New York City Housing Development Corp                                           | CUSIP: 64966WHK6<br>LEI: 549300SQWVHKBRF8D702 | Long             | DBT              | MUN               | US        |    200000 | PA      | $199140.48    | 0.52%             | 2053-02-01      | Fixed         | 4.80%                 | No            |                  2 | On Loan: No      |
| MASSACHUSETTS ST DEV FIN AGY R     | Massachusetts Development Finance Agency                                         | CUSIP: 57585BPA0<br>LEI: 549300UZSVMFXJK08K70 | Long             | DBT              | MUN               | US        |    500000 | PA      | $515388.00    | 1.34%             | 2050-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| AMERICAN MUNI PWR-OHIO INC OH      | American Municipal Power Inc                                                     | CUSIP: 02765UKK9<br>LEI: EARKGGZJJEMVD66XQ486 | Long             | DBT              | MUN               | US        |    200000 | PA      | $200577.46    | 0.52%             | 2041-02-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| VERMONT ST EDUCTNL & HLTH BLDG     | Vermont Educational & Health Buildings Financing Agency                          | CUSIP: 924166JA0<br>LEI: 549300ZC1ZW1EUIIV708 | Long             | DBT              | MUN               | US        |    200000 | PA      | $200328.42    | 0.52%             | 2046-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SOMERSET KY                        | City of Somerset KY                                                              | CUSIP: 834749DN0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $368770.96    | 0.96%             | 2028-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| TEXAS ST MUNI GAS ACQUISITION      | Texas Municipal Gas Acquisition and Supply Corp I                                | CUSIP: 88256CEX3<br>LEI: 6AZ7FRSNC3ZFPM0Z8L86 | Long             | DBT              | MUN               | US        |     35000 | PA      | $36103.10     | 0.09%             | 2026-12-15      | Fixed         | 6.25%                 | No            |                  2 | On Loan: No      |
| CHICAGO MERCANTILE EXCHANGE INC.   | IRS USD                                                                          | CUSIP: 000000000<br>LEI: SNZ2OJLFK8MNNCLQOF39 | N/A              | DIR              | CORP              | US        |         1 | NC      | $3975.04      | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| LOUISIANA PUB FACS AUTH REVENU     | Louisiana Public Facilities Authority                                            | CUSIP: 546399DE3<br>LEI: 549300RQIPT5S4P4M065 | Long             | DBT              | MUN               | US        |      5000 | PA      | $4993.65      | 0.01%             | 2047-05-15      | Fixed         | 5.00%                 | No            |                  3 | On Loan: No      |
| FORT BEND CNTY TX TOLL ROAD RE     | County of Fort Bend TX Toll Road Revenue                                         | CUSIP: 346817FU8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $264531.08    | 0.69%             | 2055-03-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| UNIV OF KANSAS KS HOSP AUTH HL     | University of Kansas Hospital Authority                                          | CUSIP: 914367FX0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    100000 | PA      | $100894.25    | 0.26%             | 2048-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| ARIZONA ST INDL DEV AUTH NATIO     | Arizona Industrial Development Authority                                         | CUSIP: 04052FEL5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $511474.75    | 1.33%             | 2048-11-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| OHIO ST HSG FIN AGY RSDL MTGE      | Ohio Housing Finance Agency                                                      | CUSIP: 67756UDP0<br>LEI: 549300K10X7VPG6JVX38 | Long             | DBT              | MUN               | US        |    500000 | PA      | $512757.85    | 1.33%             | 2055-09-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| MICHIGAN ST HSG DEV AUTH SF MT     | Michigan State Housing Development Authority                                     | CUSIP: 594654ET8<br>LEI: 549300NSWW1HVXE93T03 | Long             | DBT              | MUN               | US        |    200000 | PA      | $199565.34    | 0.52%             | 2034-12-01      | Fixed         | 3.35%                 | No            |                  2 | On Loan: No      |
| MAINE ST HLTH & HGR EDUCTNL FA     | Maine Health & Higher Educational Facilities Authority                           | CUSIP: 56042SCY4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1050785.40   | 2.73%             | 2048-07-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| MASSACHUSETTS ST DEV FIN AGY R     | Massachusetts Development Finance Agency                                         | CUSIP: 57585BMH8<br>LEI: 549300UZSVMFXJK08K70 | Long             | DBT              | MUN               | US        |     90000 | PA      | $103072.32    | 0.27%             | 2035-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CLACKAMAS & WASHINGTON CNTYS O     | Clackamas & Washington Counties School District No 3                             | CUSIP: 178882NJ1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $108832.43    | 0.28%             | 2049-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| EL MONTE CA UNION HIGH SCH DIS     | El Monte Union High School District                                              | CUSIP: 283353UU2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $230391.00    | 0.60%             | 2043-06-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CHICAGO MERCANTILE EXCHANGE INC.   | IRS USD                                                                          | CUSIP: 000000000<br>LEI: SNZ2OJLFK8MNNCLQOF39 | N/A              | DIR              | CORP              | US        |         1 | NC      | $11168.82     | 0.03%             |  |  |  | No            |                  2 | On Loan: No      |
| UNIV OF ALASKA AK REVENUES         | University of Alaska                                                             | CUSIP: 914046J65<br>LEI: 549300HX0P0XT4OEJZ25 | Long             | DBT              | MUN               | US        |    260000 | PA      | $261917.01    | 0.68%             | 2040-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST MUNI FIN AUTH AC     | California Municipal Finance Authority                                           | CUSIP: 130491AS2<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    500000 | PA      | $511064.90    | 1.33%             | 2050-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| WESTCHESTER CNTY NY LOCAL DEV      | Westchester County Local Development Corp                                        | CUSIP: 95737TFR2<br>LEI: 549300KOSU8OC75V9238 | Long             | DBT              | MUN               | US        |    750000 | PA      | $807667.43    | 2.10%             | 2053-11-01      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| MARYLAND ST ECON DEV CORP STUD     | Maryland Economic Development Corp                                               | CUSIP: 57420VTL7<br>LEI: 549300JJ16DDBSZWSN94 | Long             | DBT              | MUN               | US        |    500000 | PA      | $520141.55    | 1.35%             | 2045-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MICHIGAN ST TECH UNIV REVENUES     | Michigan Technological University                                                | CUSIP: 594746SF7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1044918.40   | 2.71%             | 2053-10-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| PUBLIC FIN AUTH WI EDU REVENUE     | Public Finance Authority                                                         | CUSIP: 74442EMF4<br>LEI: 5493004S6D3NA627K012 | Long             | DBT              | MUN               | US        |    150000 | PA      | $132055.68    | 0.34%             | 2049-07-15      | Fixed         | 4.50%                 | Yes           |                  2 | On Loan: No      |
| GEORGIA ST                         | State of Georgia                                                                 | CUSIP: 373385NX7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1123482.20   | 2.92%             | 2031-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CENTRL TX REGL MOBILITY AUTH R     | Central Texas Regional Mobility Authority                                        | CUSIP: 155498HZ4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    100000 | PA      | $102491.50    | 0.27%             | 2045-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SNOHOMISH CNTY WA PUBLIC UTILI     | Snohomish County Public Utility District No 1 Electric System Revenue            | CUSIP: 833102F76<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1072715.70   | 2.79%             | 2055-12-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| LOUISIANA ST PUBLIC FACS AUTHL     | Louisiana Public Facilities Authority                                            | CUSIP: 54639TDV1<br>LEI: 549300RQIPT5S4P4M065 | Long             | DBT              | MUN               | US        |    500000 | PA      | $517122.05    | 1.34%             | 2065-07-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| CHICAGO MERCANTILE EXCHANGE INC.   | IRS USD                                                                          | CUSIP: 000000000<br>LEI: SNZ2OJLFK8MNNCLQOF39 | N/A              | DIR              | CORP              | US        |         1 | NC      | $27242.44     | 0.07%             |  |  |  | No            |                  2 | On Loan: No      |
| CALIFORNIA ST DEPT OF VETERANS     | Department of Veterans Affairs Veteran's Farm & Home Purchase Program            | CUSIP: 130658PQ4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    110000 | PA      | $108313.74    | 0.28%             | 2039-12-01      | Fixed         | 3.45%                 | No            |                  2 | On Loan: No      |
| CLACKAMAS & WASHINGTON CNTYS O     | Clackamas & Washington Counties School District No 3                             | CUSIP: 178882NK8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    400000 | PA      | $117436.24    | 0.31%             | 2050-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| UNIV OF WASHINGTON WA UNIV REV     | University of Washington                                                         | CUSIP: 91523NZS8<br>LEI: T8YS5W0N70BYCTHPA429 | Long             | DBT              | MUN               | US        |    250000 | PA      | $263556.78    | 0.68%             | 2028-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| M-S-R CA ENERGY AUTH GAS REVEN     | M-S-R Energy Authority                                                           | CUSIP: 55374SAD2<br>LEI: 549300UEMSS1JTK5YB98 | Long             | DBT              | MUN               | US        |    130000 | PA      | $137635.94    | 0.36%             | 2029-11-01      | Fixed         | 6.12%                 | No            |                  2 | On Loan: No      |
| CENTRL PUGET SOUND WA REGL TRA     | Central Puget Sound Regional Transit Authority                                   | CUSIP: 155048DK4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $201929.58    | 0.52%             | 2041-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| FLORIDA HSG FIN CORP REVENUE       | Florida Housing Finance Corp                                                     | CUSIP: 34074NEQ8<br>LEI: 549300W0PCIJCI0JCF10 | Long             | DBT              | MUN               | US        |    250000 | PA      | $252437.35    | 0.66%             | 2056-01-01      | Fixed         | 5.12%                 | No            |                  2 | On Loan: No      |
| MISSOURI ST HSG DEV COMMISSION     | Missouri Housing Development Commission                                          | CUSIP: 60637GME6<br>LEI: 5493007FBL7WCV3NKY25 | Long             | DBT              | MUN               | US        |    500000 | PA      | $505368.55    | 1.31%             | 2050-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| COMPTON CA UNIF SCH DIST           | Compton Unified School District/CA                                               | CUSIP: 204736FM9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $518719.00    | 1.35%             | 2040-06-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| PENNSYLVANIA ST HSG FIN AGY SF     | Pennsylvania Housing Finance Agency                                              | CUSIP: 70879QV91<br>LEI: 549300JZVUPNWP77SP29 | Long             | DBT              | MUN               | US        |    200000 | PA      | $203813.80    | 0.53%             | 2053-04-01      | Fixed         | 5.20%                 | No            |                  2 | On Loan: No      |
| ARLINGTON TX HGR EDU FIN CORP      | Arlington Higher Education Finance Corp                                          | CUSIP: 041806HK9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $197381.04    | 0.51%             | 2046-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CHICAGO MERCANTILE EXCHANGE INC.   | IRS USD                                                                          | CUSIP: 000000000<br>LEI: SNZ2OJLFK8MNNCLQOF39 | N/A              | DIR              | CORP              | US        |         1 | NC      | $23101.57     | 0.06%             |  |  |  | No            |                  2 | On Loan: No      |
| NEW MEXICO ST MTGE FIN AUTH        | New Mexico Mortgage Finance Authority                                            | CUSIP: 647201ZQ8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    245000 | PA      | $261309.87    | 0.68%             | 2038-09-01      | Fixed         | 4.95%                 | No            |                  2 | On Loan: No      |
| CENTRL PLAINS ENERGY PROJ NE G     | Central Plains Energy Project                                                    | CUSIP: 154871CE5<br>LEI: SVQOT7V5CPLIGNP5BE29 | Long             | DBT              | MUN               | US        |    200000 | PA      | $211945.06    | 0.55%             | 2029-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| PENNSYLVANIA ST HSG FIN AGY SF     | Pennsylvania Housing Finance Agency                                              | CUSIP: 70879QUG6<br>LEI: 549300JZVUPNWP77SP29 | Long             | DBT              | MUN               | US        |    740000 | PA      | $789782.32    | 2.05%             | 2038-10-01      | Fixed         | 4.95%                 | No            |                  2 | On Loan: No      |
| DENVER CO CITY & CNTY DEDICATE     | City & County of Denver CO Pledged Excise Tax Revenue                            | CUSIP: 24917DBM4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $168190.10    | 0.44%             | 2030-08-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| SOUTH CAROLINA ST PUBLIC SVC A     | South Carolina Public Service Authority                                          | CUSIP: 8371515U9<br>LEI: EMBXY64GWKA9MZGFUD26 | Long             | DBT              | MUN               | US        |    500000 | PA      | $518674.25    | 1.35%             | 2055-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| ALABAMA ST HSG FIN AUTH SF MTG     | Alabama Housing Finance Authority                                                | CUSIP: 01030RPW6<br>LEI: 549300VFN7EHPOFS7D76 | Long             | DBT              | MUN               | US        |    500000 | PA      | $513195.15    | 1.33%             | 2050-10-01      | Fixed         | 5.13%                 | No            |                  2 | On Loan: No      |
| YPSILANTI MI SCH DIST              | Ypsilanti School District/MI                                                     | CUSIP: 987864NQ4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $352337.13    | 0.92%             | 2028-05-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MASSACHUSETTS ST DEV FIN AGY R     | Massachusetts Development Finance Agency                                         | CUSIP: 57585BKB3<br>LEI: 549300UZSVMFXJK08K70 | Long             | DBT              | MUN               | US        |    500000 | PA      | $517397.15    | 1.34%             | 2050-08-15      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| WASHINGTON ST CONVENTION CENTE     | Washington State Convention Center Public Facilities District                    | CUSIP: 93976ADH2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    210000 | PA      | $181400.65    | 0.47%             | 2048-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST ENTERPRISE DEV A     | California Enterprise Development Authority                                      | CUSIP: 13069AAX6<br>LEI: 549300544P6FSHU1HB46 | Long             | DBT              | MUN               | US        |    250000 | PA      | $262156.45    | 0.68%             | 2034-06-01      | Fixed         | 5.00%                 | Yes           |                  2 | On Loan: No      |
| CHICAGO MERCANTILE EXCHANGE INC.   | IRS USD                                                                          | CUSIP: 000000000<br>LEI: SNZ2OJLFK8MNNCLQOF39 | N/A              | DIR              | CORP              | US        |         1 | NC      | $-6575.54     | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| COLORADO ST SCH OF MINES INSTN     | Colorado School of Mines                                                         | CUSIP: 19658QDH7<br>LEI: 549300TQMFMDZTM5HY46 | Long             | DBT              | MUN               | US        |    100000 | PA      | $100962.31    | 0.26%             | 2047-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| FLORIDA ST MID-BAY BRIDGE AUTH     | Mid-Bay Bridge Authority                                                         | CUSIP: 342814ES5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $272971.75    | 0.71%             | 2040-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| COAST CA CMNTY CLG DIST            | Coast Community College District                                                 | CUSIP: 190335JY6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $141387.78    | 0.37%             | 2040-08-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| PHILADELPHIA PA SCH DIST           | School District of Philadelphia/The                                              | CUSIP: 717883A69<br>LEI: 254900HSKDHZKBZCUL90 | Long             | DBT              | MUN               | US        |    575000 | PA      | $621733.64    | 1.62%             | 2043-09-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| HARRIS CNTY-HOUSTON TX SPORTS      | Harris County-Houston Sports Authority                                           | CUSIP: 413890EY6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $244613.00    | 0.64%             | 2053-11-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| DENVER CITY & CNTY CO ARPT REV     | City & County of Denver CO Airport System Revenue                                | CUSIP: 249182LB0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $211478.82    | 0.55%             | 2028-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MASSACHUSETTS ST DEV FIN AGY R     | Massachusetts Development Finance Agency                                         | CUSIP: 57584YC23<br>LEI: 549300UZSVMFXJK08K70 | Long             | DBT              | MUN               | US        |    150000 | PA      | $162599.63    | 0.42%             | 2034-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST DORM AUTH REVENUES     | New York State Dormitory Authority                                               | CUSIP: 64985SJD6<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    300000 | PA      | $309920.34    | 0.81%             | 2051-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SALT VERDE AZ FINANCIAL CORP S     | Salt Verde Financial Corp                                                        | CUSIP: 79575EAR9<br>LEI: 549300VEWOZY6TQOIF03 | Long             | DBT              | MUN               | US        |    200000 | PA      | $217747.36    | 0.57%             | 2032-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CANYONS MET DIST #5 CO             | Canyons Metropolitan District No 5                                               | CUSIP: 139071AX2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $177293.02    | 0.46%             | 2054-12-01      | Fixed         | 4.12%                 | No            |                  2 | On Loan: No      |
| IDAHO ST HSG & FIN ASSN SF MTG     | Idaho Housing & Finance Association                                              | CUSIP: 45130BCF8<br>LEI: 5493002WM3NYB1LQB744 | Long             | DBT              | MUN               | US        |    500000 | PA      | $520121.05    | 1.35%             | 2045-07-01      | Fixed         | 5.15%                 | No            |                  2 | On Loan: No      |
| WEST VIRGINIA ST HOSP FIN AUTH     | West Virginia Hospital Finance Authority                                         | CUSIP: 956622N67<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    300000 | PA      | $301692.75    | 0.78%             | 2042-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| ALAMEDA CA CORRIDOR TRANSPRTN      | Alameda Corridor Transportation Authority                                        | CUSIP: 010869JR7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $284275.10    | 0.74%             | 2051-10-01      | Floating      | 5.20%                 | No            |                  2 | On Loan: No      |
| MET GOVT NASHVILLE & DAVIDSON      | Metropolitan Government Nashville & Davidson County Health & Educational Facs Bd | CUSIP: 592114AB8<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    200000 | PA      | $169383.22    | 0.44%             | 2037-12-01      | Fixed         | 2.48%                 | No            |                  2 | On Loan: No      |
| BlackRock Liquidity Funds MuniCash | BlackRock Liquidity Funds MuniCash                                               | CUSIP: 09248U841<br>LEI: 549300RWBJ885673DL84 | Long             | EC               | RF                | US        |    867484 | NS      | $867571.19    | 2.25%             |  |  |  | No            |                  1 | On Loan: No      |
| NEBRASKA ST INVESTMENT FIN AUT     | Nebraska Investment Finance Authority                                            | CUSIP: 63968M2R9<br>LEI: 549300OIIXIM3SRZWK33 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1061130.30   | 2.76%             | 2038-09-01      | Fixed         | 4.95%                 | No            |                  2 | On Loan: No      |
| NEWPORT MESA CA UNIF SCH DIST      | Newport Mesa Unified School District                                             | CUSIP: 652113XC0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1300000 | PA      | $772969.73    | 2.01%             | 2039-08-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| FEDERAL HOME LOAN MTGE CORP MF     | FHLMC Multifamily VRD Certificates                                               | CUSIP: 31350ADA3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    150000 | PA      | $143947.89    | 0.37%             | 2029-10-15      | Fixed         | 2.40%                 | No            |                  2 | On Loan: No      |
| DOWNTOWN REVITALIZATION PUBLIC     | Downtown Revitalization Public Infrastructure District                           | CUSIP: 26118TAX8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $265017.33    | 0.69%             | 2055-06-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| MIDLAND TX INDEP SCH DIST          | Midland Independent School District                                              | CUSIP: 5977832N8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    180000 | PA      | $189243.29    | 0.49%             | 2028-02-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SAN BERNARDINO CA CMNTY CLG DI     | San Bernardino Community College District                                        | CUSIP: 796720RZ5<br>LEI: 549300Y4FPTEP3EQZ007 | Long             | DBT              | MUN               | US        |   2000000 | PA      | $592830.20    | 1.54%             | 2049-08-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| NEW MEXICO ST MTGE FIN AUTH        | New Mexico Mortgage Finance Authority                                            | CUSIP: 6472016Z0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $509957.30    | 1.33%             | 2055-09-01      | Fixed         | 5.20%                 | No            |                  2 | On Loan: No      |
| PEFA INC IA GAS PROJ REVENUE       | PEFA Inc                                                                         | CUSIP: 70556CAB0<br>LEI: 549300RSE249DJNRHY07 | Long             | DBT              | MUN               | US        |    100000 | PA      | $100896.71    | 0.26%             | 2049-09-01      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| COLUMBIA CNTY GA HOSP AUTH         | Columbia County Hospital Authority/GA                                            | CUSIP: 197479AB4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $514955.15    | 1.34%             | 2048-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| LOUDOUN CNTY VA ECON DEV AUTH      | Loudoun County Economic Development Authority                                    | CUSIP: 54601TAA4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $156560.00    | 0.41%             | 2049-07-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| INLIVIAN NC MF REVENUE             | Inlivian                                                                         | CUSIP: 45753CAG2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    972567 | PA      | $662206.86    | 1.72%             | 2042-04-01      | Fixed         | 2.02%                 | No            |                  2 | On Loan: No      |
| MISSOURI ST HSG DEV COMMISSION     | Missouri Housing Development Commission                                          | CUSIP: 60637GKN8<br>LEI: 5493007FBL7WCV3NKY25 | Long             | DBT              | MUN               | US        |    500000 | PA      | $506670.50    | 1.32%             | 2055-11-01      | Fixed         | 5.15%                 | No            |                  2 | On Loan: No      |
| TENNESSEE HSG DEV AGY RSDL FIN     | Tennessee Housing Development Agency                                             | CUSIP: 88046KSX5<br>LEI: 25490004PSQYQLFJGI76 | Long             | DBT              | MUN               | US        |    285000 | PA      | $294033.90    | 0.76%             | 2045-07-01      | Fixed         | 5.10%                 | No            |                  2 | On Loan: No      |
| WESTSIDE CA ELEM SCH DIST          | Westside Elementary School District                                              | CUSIP: 961453BX4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    155000 | PA      | $158065.08    | 0.41%             | 2048-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| PROSPER TX INDEP SCH DIST          | Prosper Independent School District                                              | CUSIP: 7436002B3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    600000 | PA      | $630429.72    | 1.64%             | 2028-02-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| LOS ANGELES CA DEPT OF ARPTS A     | City of Los Angeles Department of Airports                                       | CUSIP: 5444455W5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $304830.40    | 0.79%             | 2035-05-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NORTH CAROLINA ST MED CARE COM     | North Carolina Medical Care Commission                                           | CUSIP: 65820YVF0<br>LEI: 549300FH6KOXGCHQYG81 | Long             | DBT              | MUN               | US        |    190000 | PA      | $189324.40    | 0.49%             | 2056-10-01      | Fixed         | 5.12%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-02-27

**Name of Applicant:** Guggenheim Funds Trust

**Signature:** James Howley

**Name of Signer:** James Howley

**Title:** Chief Financial Officer