# EDGAR Filing Document

**Accession Number:** 0001222922
**File Stem:** 0001140361-23-008299
**Filing Date:** 2023-2
**Character Count:** 16966
**Document Hash:** bfe2e000bcc32aee9d022e048270b3c3
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001140361-23-008299.hdr.sgml**: 20230223

**ACCESSION NUMBER**: 0001140361-23-008299

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230221

**FILED AS OF DATE**: 20230223

**DATE AS OF CHANGE**: 20230223

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** SUSSMAN S DONALD
- **CENTRAL INDEX KEY:** 0001044734

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 811-21323
- **FILM NUMBER:** 23660193

**MAIL ADDRESS:**
- **STREET 1:** 888 EAST LAS OLAS BLVD
- **STREET 2:** SUITE 710
- **CITY:** FORT LAUDERDALE
- **STATE:** FL
- **ZIP:** 33301
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Paloma Partners Management Co
- **CENTRAL INDEX KEY:** 0001103882
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 811-21323
- **FILM NUMBER:** 23660199

**BUSINESS ADDRESS:**
- **STREET 1:** TWO AMERICAN LANE
- **CITY:** GREENWICH
- **STATE:** CT
- **ZIP:** 06836
- **BUSINESS PHONE:** 203-862-8000

**MAIL ADDRESS:**
- **STREET 1:** TWO AMERICAN LANE
- **CITY:** GREENWICH
- **STATE:** CT
- **ZIP:** 06836

**FORMER NAME:**
- **FORMER CONFORMED NAME:** PALOMA PARTNERSMANAGEMENT Co
- **DATE OF NAME CHANGE:** 20150212

**FORMER NAME:**
- **FORMER CONFORMED NAME:** SUNRISE PARTNERS LIMITED PARTNERSHIP
- **DATE OF NAME CHANGE:** 20141113

**FORMER NAME:**
- **FORMER CONFORMED NAME:** SUNRISE PARTNERS LIMITED PARTNERSHIP /CT
- **DATE OF NAME CHANGE:** 20120213
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** PALOMA INTERNATIONAL L P
- **CENTRAL INDEX KEY:** 0001270603
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 811-21323
- **FILM NUMBER:** 23660197

**BUSINESS ADDRESS:**
- **STREET 1:** TWO AMERICAN LANE
- **CITY:** GREENWICH
- **STATE:** CT
- **ZIP:** 06836
- **BUSINESS PHONE:** 2038628000

**MAIL ADDRESS:**
- **STREET 1:** TWO AMERICAN LANE
- **CITY:** GREENWICH
- **STATE:** CT
- **ZIP:** 06836
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** PALOMA PARTNERS ADVISORS, INC.
- **CENTRAL INDEX KEY:** 0001924140
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 811-21323
- **FILM NUMBER:** 23660195

**BUSINESS ADDRESS:**
- **STREET 1:** 888 EAST LAS OLAS BLVD.
- **STREET 2:** SUITE 710
- **CITY:** FORT LAUDERDALE
- **STATE:** FL
- **ZIP:** 33301
- **BUSINESS PHONE:** 954-666-5067

**MAIL ADDRESS:**
- **STREET 1:** 888 EAST LAS OLAS BLVD.
- **STREET 2:** SUITE 710
- **CITY:** FORT LAUDERDALE
- **STATE:** FL
- **ZIP:** 33301
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Sunrise Partners Limited Partnership
- **CENTRAL INDEX KEY:** 0001369507
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 811-21323
- **FILM NUMBER:** 23660198

**BUSINESS ADDRESS:**
- **STREET 1:** TWO AMERICAN LANE
- **CITY:** GREENWICH
- **STATE:** CT
- **ZIP:** 06836-2571
- **BUSINESS PHONE:** (203) 862-8000

**MAIL ADDRESS:**
- **STREET 1:** TWO AMERICAN LANE
- **CITY:** GREENWICH
- **STATE:** CT
- **ZIP:** 06836-2571
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Paloma Partners Advisors LP
- **CENTRAL INDEX KEY:** 0001633870
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 811-21323
- **FILM NUMBER:** 23660196

**BUSINESS ADDRESS:**
- **STREET 1:** 888 E. LAS OLAS BLVD. SUITE 710
- **CITY:** FORT LAUDERDALE
- **STATE:** FL
- **ZIP:** 33301
- **BUSINESS PHONE:** 954-666-5067

**MAIL ADDRESS:**
- **STREET 1:** 888 E. LAS OLAS BLVD. SUITE 710
- **CITY:** FORT LAUDERDALE
- **STATE:** FL
- **ZIP:** 33301
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Hayt Gregory S.
- **CENTRAL INDEX KEY:** 0001924125

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 811-21323
- **FILM NUMBER:** 23660194

**MAIL ADDRESS:**
- **STREET 1:** 2 AMERICAN LANE
- **CITY:** GREENWICH
- **STATE:** CT
- **ZIP:** 06836
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** EATON VANCE LTD DURATION INCOME FUND
- **CENTRAL INDEX KEY:** 0001222922
- **IRS NUMBER:** 000000000
- **FISCAL YEAR END:** 0331

**BUSINESS ADDRESS:**
- **STREET 1:** TWO INTERNATIONAL PLACE
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02110
- **BUSINESS PHONE:** 617-482-8260

**MAIL ADDRESS:**
- **STREET 1:** TWO INTERNATIONAL PLACE
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02110

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** EATON VANCE LIMITED DURATION INCOME FUND
- **DATE OF NAME CHANGE:** 20030313

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[x] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Paloma Partners Management Co<br><sub>(Last) (First) (Middle)</sub><br>TWO AMERICAN LANE<br><sub>(Street)</sub><br>GREENWICH, CT 06836<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-21 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>EATON VANCE LTD DURATION INCOME FUND [ EVV ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Sunrise Partners Limited Partnership<br><sub>(Last) (First) (Middle)</sub><br>MAPLES CORPORATE SERVICES LIMITED<br>P.O. BOX 309, UGLAND HOUSE<br><sub>(Street)</sub><br>GRAND CAYMAN, E9 KY1-1104<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-21 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>EATON VANCE LTD DURATION INCOME FUND [ EVV ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>PALOMA INTERNATIONAL L P<br><sub>(Last) (First) (Middle)</sub><br>MAPLES CORPORATE SERVICES LIMITED<br>P.O. BOX 309, UGLAND HOUSE<br><sub>(Street)</sub><br>GRAND CAYMAN, E9 KY1-1104<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-21 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>EATON VANCE LTD DURATION INCOME FUND [ EVV ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Paloma Partners Advisors LP<br><sub>(Last) (First) (Middle)</sub><br>888 E. LAS OLAS BLVD.<br><sub>(Street)</sub><br>FORT LAUDERDALE, FL 33301<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-21 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>EATON VANCE LTD DURATION INCOME FUND [ EVV ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>PALOMA PARTNERS ADVISORS, INC.<br><sub>(Last) (First) (Middle)</sub><br>C/O PALOMA PARTNERS ADVISORS LP<br>888 E. LAS OLAS BLVD.<br><sub>(Street)</sub><br>FORT LAUDERDALE, FL 33301<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-21 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>EATON VANCE LTD DURATION INCOME FUND [ EVV ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Hayt Gregory S.<br><sub>(Last) (First) (Middle)</sub><br>C/O PALOMA PARTNERS MANAGEMENT COMPANY<br>TWO AMERICAN LANE<br><sub>(Street)</sub><br>GREENWICH, CT 06836<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-21 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>EATON VANCE LTD DURATION INCOME FUND [ EVV ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>SUSSMAN S DONALD<br><sub>(Last) (First) (Middle)</sub><br>C/O PALOMA PARTNERS ADVISORS LP<br>888 E. LAS OLAS BLVD.<br><sub>(Street)</sub><br>FT. LAUDERDALE, FL 33301<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-21 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>EATON VANCE LTD DURATION INCOME FUND [ EVV ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Series A Auction Preferred Shares | 2023-02-21 |  | S |  | 194 | D | $21750 | 0 | I | See Explanation of Responses<sup>(1)(2)</sup> |
| Series B Auction Preferred Shares | 2023-02-21 |  | S |  | 164 | D | $21750 | 0 | I | See Explanation of Responses<sup>(1)(2)</sup> |
| Series C Auction Preferred Shares | 2023-02-21 |  | S |  | 366 | D | $21750 | 0 | I | See Explanation of Responses<sup>(1)(2)</sup> |
| Series D Auction Preferred Shares | 2023-02-21 |  | S |  | 154 | D | $21750 | 0 | I | See Explanation of Responses<sup>(1)(2)</sup> |
| Series E Auction Preferred Shares | 2023-02-21 |  | S |  | 134 | D | $21750 | 0 | I | See Explanation of Responses<sup>(1)(2)</sup> |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company.

(2) Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

**Signature:** Paloma Partners Management Company, By: /s/ Douglas W. Ambrose, Executive Vice President  
**Date:** 2023-02-23

**Signature:** Sunrise Partners Limited Partnership, By: Paloma International, L.P., parent holder, By: Paloma Partners Management Company, general partner, By: /s/ Douglas W. Ambrose, Executive Vice President  
**Date:** 2023-02-23

**Signature:** Paloma International, L.P., By: Paloma Partners Management Company, general partner, By: /s/ Douglas W. Ambrose, Executive Vice President  
**Date:** 2023-02-23

**Signature:** Paloma Partners Advisors LP, By: Paloma Partners Advisors, Inc., General Partner, By: /s/ Donald S. Sussman, President  
**Date:** 2023-02-23

**Signature:** Paloma Partners Advisors, Inc., By: /s/ Donald S. Sussman, President  
**Date:** 2023-02-23

**Signature:** /s/ Gregory Hayt  
**Date:** 2023-02-23

**Signature:** /s/ Donald S. Sussman  
**Date:** 2023-02-23

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**