# EDGAR Filing Document

**Accession Number:** 0001024140
**File Stem:** 0001024140-26-000001
**Filing Date:** 2026-4
**Character Count:** 2488
**Document Hash:** b1db34b043338a33299b617911b5e7bc
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001024140-26-000001.hdr.sgml**: 20260414

**ACCESSION NUMBER**: 0001024140-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260414

**DATE AS OF CHANGE**: 20260414

**EFFECTIVENESS DATE**: 20260414

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CAROLINA FINANCIAL SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0001024140

**ORGANIZATION NAME:**
- **EIN:** 561985034
- **STATE OF INCORPORATION:** NC
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-49653
- **FILM NUMBER:** 26861116

**BUSINESS ADDRESS:**
- **STREET 1:** 100 ELKS CLUB RD.
- **CITY:** BREVARD
- **STATE:** NC
- **ZIP:** 28712
- **BUSINESS PHONE:** 828-393-0088

**MAIL ADDRESS:**
- **STREET 1:** PO BOX 1076
- **CITY:** BREVARD
- **STATE:** NC
- **ZIP:** 28712

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CAROLINA FINANCIAL SECURITIES LLC                       /BD
- **DATE OF NAME CHANGE:** 20020130

### Attached PDF Documents

**Attachment 1:** `CFS_2025_public.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001024140

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** CAROLINA FINANCIAL SECURITIES, LLC

**Business Address:** 100 ELKS CLUB RD., BREVARD, NC, 28712

**Contact Person:** Nicholas Craig Gilmore

**Contact Phone:** 8283930088

### Independent Public Accountant Identification

**Accountant Name:** Goldman & Company, CPAs

**Accountant Address:** 3535 Roswell Rd. Ste 32, Marietta, GA, 30062

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Nicholas Craig Gilmore**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **CAROLINA FINANCIAL SECURITIES, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Nicholas Craig Gilmore

**Title:** FINOP