# EDGAR Filing Document

**Accession Number:** 0000915358
**File Stem:** 0001140361-25-023366
**Filing Date:** 2025-6
**Character Count:** 9068
**Document Hash:** a861d6dfdeda30263f09ce6c14568d0b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001140361-25-023366.hdr.sgml**: 20250623

**ACCESSION NUMBER**: 0001140361-25-023366

**CONFORMED SUBMISSION TYPE**: SC14D9C

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20250623

**DATE AS OF CHANGE**: 20250623

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SIGMATRON INTERNATIONAL INC
- **CENTRAL INDEX KEY:** 0000915358
- **STANDARD INDUSTRIAL CLASSIFICATION:** PRINTED CIRCUIT BOARDS [3672]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 363918470
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** SC14D9C
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-49389
- **FILM NUMBER:** 251065353

**BUSINESS ADDRESS:**
- **STREET 1:** 2201 LANDMEIER RD
- **CITY:** ELK GROVE VILLAGE
- **STATE:** IL
- **ZIP:** 60007
- **BUSINESS PHONE:** 847-956-8000

**MAIL ADDRESS:**
- **STREET 1:** 2201 LANDMEIER ROAD
- **CITY:** ELK GROVE VILLAGE
- **STATE:** IL
- **ZIP:** 60007
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SIGMATRON INTERNATIONAL INC
- **CENTRAL INDEX KEY:** 0000915358
- **STANDARD INDUSTRIAL CLASSIFICATION:** PRINTED CIRCUIT BOARDS [3672]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 363918470
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** SC14D9C

**BUSINESS ADDRESS:**
- **STREET 1:** 2201 LANDMEIER RD
- **CITY:** ELK GROVE VILLAGE
- **STATE:** IL
- **ZIP:** 60007
- **BUSINESS PHONE:** 847-956-8000

**MAIL ADDRESS:**
- **STREET 1:** 2201 LANDMEIER ROAD
- **CITY:** ELK GROVE VILLAGE
- **STATE:** IL
- **ZIP:** 60007

### UNITED STATES<br>

### SECURITIES AND EXCHANGE COMMISSION<br>

### WASHINGTON, D.C. 20549

### SCHEDULE 14D-9

#### (Rule 14d-101)<br>

#### Solicitation/Recommendation Statement<br>

#### Under Section 14(d)(4) of the Securities Exchange Act of 1934

#### SIGMATRON INTERNATIONAL, INC.<br>

#### (Name of Subject Company)

#### SIGMATRON INTERNATIONAL, INC.<br>

#### (Name of Person Filing Statement)

#### Common Stock, par value $0.01 per share<br>

#### (Title of Class of Securities)

#### 82661L101<br>

#### (CUSIP Number of Class of Securities)

#### Gary R. Fairhead<br>

#### Chief Executive Officer<br>

#### 2201 Landmeier Rd.<br>

#### Elk Grove Village, IL 60007<br>
(847) 956-8000<br>

#### (Name, address and telephone number of person authorized to receive notices and communications <br>

#### on behalf of the persons filing statement) <br>

#### With copies to:

#### Grant J. Levine<br>

#### Dmitriy A. Tartakovskiy<br>

#### Greenberg Traurig, P.A.<br>

#### 101 East Kennedy Boulevard, Suite 1900<br>

#### Tampa, FL 33602<br>
(813) 318-5700

☒ Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.

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This Schedule 14D-9C relates solely to the below listed document disclosing the waiver received by SigmaTron International, Inc., a Delaware corporation (the "Company") to extend the date by which Transom Axis MergerSub, Inc., a Delaware corporation ("Merger Sub") and a direct wholly owned subsidiary of Transom Axis AcquireCo, LLC, a Delaware limited liability company ("Parent"), is obligated to commence the tender offer for all of the outstanding shares of common stock of the Company pursuant to the previously announced Agreement and Plan of Merger, dated as of May 20, 2025, by and among Parent, Merger Sub and the Company:

&nbsp;&nbsp;&nbsp;&nbsp;• Current Report on Form 8-K filed by the Company on June 20, 2025.

This document is attached as Exhibit 99.1 hereto.

#### EXHIBIT INDEX

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| | |
|:---|:---|
| **Exhibit No.** | **Description** |
| [99.1](https://www.sec.gov/ix?doc=/Archives/edgar/data/915358/000114036125023202/ef20050843_8k.htm) | Current Report on Form 8-K (incorporated by reference to the Company's Current <br>Report on Form 8-K, File No. 000-23248, filed on June 20, 2025). |

---

#### Additional Information and Where to Find It
In connection with the proposed acquisition of the Company, Merger Sub will commence a tender offer for all of the outstanding shares of common stock of the Company. The tender offer has not yet commenced. This communication is for informational purposes only and is neither an offer to purchase nor a solicitation of an offer to sell shares of the Company. It is also not a substitute for the tender offer materials that Parent and Merger Sub will file with the SEC upon commencement of the tender offer. At the time that the tender offer is commenced, Parent and Merger Sub will file tender offer materials on Schedule TO with the SEC, and the Company will file a Solicitation/Recommendation Statement on Schedule 14D-9 with the SEC with respect to the tender offer. THE TENDER OFFER MATERIALS (INCLUDING AN OFFER TO PURCHASE, A RELATED LETTER OF TRANSMITTAL AND CERTAIN OTHER TENDER OFFER DOCUMENTS), THE SOLICITATION/RECOMMENDATION STATEMENT ON SCHEDULE 14D-9, AND ANY OTHER RELEVANT DOCUMENTS FILED BY THE COMPANY, PARENT OR MERGER SUB WILL CONTAIN IMPORTANT INFORMATION THAT SHOULD BE READ CAREFULLY AND CONSIDERED BY THE COMPANY'S STOCKHOLDERS BEFORE ANY DECISION IS MADE WITH RESPECT TO THE TENDER OFFER. A free copy of these materials will be available to the Company's stockholders by visiting the Company's website (https://sigmatronintl.com/investors/). In addition, these materials (and all other documents filed by the Company, Parent and Merger Sub with the SEC) will be available at no charge on the SEC's website (www.sec.gov) upon filing with the SEC. The information contained in, or that can be accessed through, the Company's or Transom's respective websites is not a part of, or incorporated by reference herein.

#### Forward-Looking Statements
Certain statements contained in this filing are "forward-looking statements." Words such as "continue," "anticipate," "will," "expect," "believe," "plan," and similar expressions identify forward-looking statements. These forward-looking statements are based on the current expectations of the Company. All statements, other than statements of historical fact, are forward-looking statements. These forward-looking statements include, among others, statements relating to the expected tender offer commencement date. Actual results could differ materially from those contained in these forward-looking statements for a variety of reasons, including, among others, the risks and uncertainties inherent in the tender offer and the merger, including, among other things, (i) regarding how many of the Company's stockholders will tender their shares in the tender offer, (ii) the possibility that competing offers will be made, (iii) the ability to obtain requisite regulatory approvals, (iv) the ability to satisfy the conditions to the closing of the tender offer and the merger, (v) the expected timing of the tender offer and the merger, (vi) the possibility that the merger will not be completed, (vii) difficulties or unanticipated expenses in connection with integrating the parties' operations, products and employees and the possibility that anticipated synergies and other anticipated benefits of the transaction will not be realized in the amounts expected, within the expected timeframe or at all, (viii) the effect of the announcement of the tender offer and the merger on the Company's and Transom's business relationships (including, without limitations, partners and customers), (ix) the risk that the Company's stock price may fluctuate during the pendency of the tender offer and merger transactions, (x) the diversion of the Company's or Transom's respective management's time and attention from ongoing business operations and

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opportunities, (xi) the response of competitors and other market participants to the transaction, (xii) potential litigation relating to the transaction, (xiii) uncertainty as to timing of completion of the transaction and the ability of each party to consummate the transaction, (xiv) the occurrence of any event, change or other circumstances that could give rise to the termination of the Merger Agreement, (xv) the expected tax treatment of the transaction, (xvi) and the impact of global macroeconomic conditions and supply chain challenges on the Company's business and (xvii) other circumstances beyond the Company's and Transom's control. You should not place undue reliance on these forward-looking statements. Certain of these and other risks and uncertainties are discussed in the Company's and Transom's filings with the SEC, including the Schedule TO (including the offer to purchase, letter of transmittal and related documents) Transom and its acquisition subsidiary will file with the SEC, and the Solicitation/Recommendation Statement on Schedule 14D-9 that the Company will file with the SEC, and the Company's most recent Form 10-K and Form 10-Q filings with the SEC. Except as required by law, neither the Company nor Transom undertakes any duty to update forward-looking statements to reflect events after the date of this filing.