# EDGAR Filing Document

**Accession Number:** 0001568235
**File Stem:** 0001568235-23-000002
**Filing Date:** 2023-2
**Character Count:** 17243
**Document Hash:** 0217707746ae48ee62edf7e76f23cf97
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001568235-23-000002.hdr.sgml**: 20230209

**ACCESSION NUMBER**: 0001568235-23-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230209

**DATE AS OF CHANGE**: 20230209

**EFFECTIVENESS DATE**: 20230209

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** King Wealth
- **CENTRAL INDEX KEY:** 0001568235
- **IRS NUMBER:** 454447447
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15129
- **FILM NUMBER:** 23603735

**BUSINESS ADDRESS:**
- **STREET 1:** 270 W. CIRCULAR STREET
- **STREET 2:** SUITE 1
- **CITY:** SARATOGA SPRINGS
- **STATE:** NY
- **ZIP:** 12866
- **BUSINESS PHONE:** 518-306-5640

**MAIL ADDRESS:**
- **STREET 1:** 270 W. CIRCULAR STREET
- **STREET 2:** SUITE 1
- **CITY:** SARATOGA SPRINGS
- **STATE:** NY
- **ZIP:** 12866

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** King Wealth Management Group, LLC
- **DATE OF NAME CHANGE:** 20130130

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** King Wealth<br>**Address:** 270 W. CIRCULAR STREET<br>SUITE 1<br>SARATOGA SPRINGS, NY 12866

**Form 13F File Number:** 028-15129

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Jane Quinn<br>**Title:** Executive Administrator<br>**Phone:** 518-306-5644

**Signature, Place, and Date of Signing:**

Jane Quinn  Saratoga Springs, NY  02-09-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 141

**Form 13F Information Table Value Total:** $418188

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ISHARES TR  IVV | CORE S ETF | 464287200 |  | 51491 | 134018 | SH |  | SOLE |  | 127955 | 0 | 6063 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 31384 | 117860 | SH |  | SOLE |  | 112461 | 0 | 5399 |
| SPDR S 500 ETF TR SPY | TR UNIT | 78462F103 |  | 20159 | 52712 | SH |  | SOLE |  | 51278 | 0 | 1434 |
| MICROSOFT CORP | COM | 594918104 |  | 19558 | 81553 | SH |  | SOLE |  | 76278 | 0 | 5275 |
| ISHARES TR  IJH | CORE S MCP ETF | 464287507 |  | 16055 | 66372 | SH |  | SOLE |  | 63544 | 0 | 2828 |
| APPLE INC | COM | 037833100 |  | 15580 | 119908 | SH |  | SOLE |  | 114669 | 0 | 5239 |
| ISHARES TR  IJR | CORE S SCP ETF | 464287804 |  | 14863 | 157044 | SH |  | SOLE |  | 149422 | 0 | 7622 |
| VISA INC | COM CL A | 92826C839 |  | 14542 | 69992 | SH |  | SOLE |  | 66886 | 0 | 3106 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 14505 | 27358 | SH |  | SOLE |  | 26535 | 0 | 823 |
| MCDONALDS CORP | COM | 580135101 |  | 12274 | 46575 | SH |  | SOLE |  | 43873 | 0 | 2702 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 9972 | 74361 | SH |  | SOLE |  | 70286 | 0 | 4075 |
| ISHARES TR  IBB | ISHARES BIOTECH | 464287556 |  | 9859 | 75095 | SH |  | SOLE |  | 71445 | 0 | 3650 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 9158 | 51840 | SH |  | SOLE |  | 49530 | 0 | 2310 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 8747 | 17979 | SH |  | SOLE |  | 17201 | 0 | 778 |
| ISHARES TR  ITOT | CORE S TTL STK | 464287150 |  | 8127 | 95836 | SH |  | SOLE |  | 88286 | 0 | 7550 |
| LILLY ELI  CO | COM | 532457108 |  | 6774 | 18517 | SH |  | SOLE |  | 17512 | 0 | 1005 |
| FIDELITY COVINGTON TRUST  FTEC | MSCI INFO TECH I | 316092808 |  | 6749 | 71413 | SH |  | SOLE |  | 67239 | 0 | 4174 |
| ISHARES TR  IEFA | CORE MSCI EAFE | 46432F842 |  | 6628 | 107524 | SH |  | SOLE |  | 101614 | 0 | 5910 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 6361 | 18292 | SH |  | SOLE |  | 17099 | 0 | 1193 |
| SPDR DOW JONES INDL AV  DIA | UT SER 1 | 78467X109 |  | 6062 | 18295 | SH |  | SOLE |  | 17284 | 0 | 1011 |
| PEPSICO INC | COM | 713448108 |  | 5407 | 29928 | SH |  | SOLE |  | 28932 | 0 | 996 |
| DICKS SPORTING GOODS INC | COM | 253393102 |  | 5270 | 43807 | SH |  | SOLE |  | 42163 | 0 | 1644 |
| WALMART INC | COM | 931142103 |  | 5211 | 36754 | SH |  | SOLE |  | 34855 | 0 | 1899 |
| VANGUARD INDEX FDS  VOE | MCAP VL IDXVIP | 922908512 |  | 5140 | 38006 | SH |  | SOLE |  | 36207 | 0 | 1799 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 5043 | 11048 | SH |  | SOLE |  | 10569 | 0 | 479 |
| SELECT SECTOR SPDR TR  XLE | ENERGY | 81369Y506 |  | 5029 | 57494 | SH |  | SOLE |  | 55323 | 0 | 2171 |
| HOME DEPOT INC | COM | 437076102 |  | 4477 | 14173 | SH |  | SOLE |  | 13534 | 0 | 639 |
| ISHARES TR  ijj | S MC 400VL ETF | 464287705 |  | 4329 | 42946 | SH |  | SOLE |  | 41642 | 0 | 1304 |
| ISHARES INC  IEMG | CORE MSCI EMKT | 46434G103 |  | 4213 | 90206 | SH |  | SOLE |  | 84992 | 0 | 5214 |
| ALPHABET INC  GOOGL | CAP STK CL A | 02079K305 |  | 4207 | 47687 | SH |  | SOLE |  | 46561 | 0 | 1126 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 3777 | 24920 | SH |  | SOLE |  | 24089 | 0 | 831 |
| VANGUARD INDEX FDS  VO | MID CAP ETF | 922908629 |  | 3647 | 17892 | SH |  | SOLE |  | 17325 | 0 | 567 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 3477 | 23793 | SH |  | SOLE |  | 22965 | 0 | 828 |
| ISHARES TR  SHY | 1 3 YR TREAS BD | 464287457 |  | 2757 | 33962 | SH |  | SOLE |  | 33431 | 0 | 531 |
| ISHARES TR  LQD | IBOXX INV CP ETF | 464287242 |  | 2705 | 25661 | SH |  | SOLE |  | 25553 | 0 | 108 |
| AMAZON COM INC | COM | 023135106 |  | 2394 | 28495 | SH |  | SOLE |  | 26605 | 0 | 1890 |
| VANGUARD INDEX FDS  VTV | VALUE ETF | 922908744 |  | 2330 | 16601 | SH |  | SOLE |  | 16601 | 0 | 0 |
| DOLLAR GEN CORP NEW | COM | 256677105 |  | 1899 | 7711 | SH |  | SOLE |  | 6061 | 0 | 1650 |
| ISHARES TR  AGG | CORE US AGGBD ET | 464287226 |  | 1827 | 18834 | SH |  | SOLE |  | 18814 | 0 | 20 |
| FIDELITY MERRIMACK STR TR FBND | TOTAL BD ETF | 316188309 |  | 1644 | 36528 | SH |  | SOLE |  | 35504 | 0 | 1024 |
| BLACKSTONE INC | COM | 09260D107 |  | 1603 | 21600 | SH |  | SOLE |  | 19905 | 0 | 1695 |
| ISHARES TR  IJS | SP SMCP600VL ETF | 464287879 |  | 1548 | 16958 | SH |  | SOLE |  | 16432 | 0 | 526 |
| UNITED THERAPEUTICS CORP DEL | COM | 91307C102 |  | 1390 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| UNION PAC CORP | COM | 907818108 |  | 1373 | 6629 | SH |  | SOLE |  | 6629 | 0 | 0 |
| AMGEN INC | COM | 031162100 |  | 1323 | 5037 | SH |  | SOLE |  | 4797 | 0 | 240 |
| ISHARES TR  IEFA | 7-10 YR TRSY BD | 464287440 |  | 1321 | 13789 | SH |  | SOLE |  | 13782 | 0 | 7 |
| ARES COML REAL ESTATE CORP | COM | 04013V108 |  | 1296 | 125958 | SH |  | SOLE |  | 125958 | 0 | 0 |
| ISHARES TR  PFF | PFD AND INCM SEC | 464288687 |  | 1293 | 42364 | SH |  | SOLE |  | 41940 | 0 | 424 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 1279 | 32470 | SH |  | SOLE |  | 30236 | 0 | 2234 |
| CIGNA CORP NEW | COM | 125523100 |  | 1165 | 3516 | SH |  | SOLE |  | 3516 | 0 | 0 |
| ABBOTT LABS | COM | 002824100 |  | 1145 | 10425 | SH |  | SOLE |  | 10425 | 0 | 0 |
| GENERAL MLS INC | COM | 370334104 |  | 1143 | 13634 | SH |  | SOLE |  | 13634 | 0 | 0 |
| NOVO-NORDISK A S | ADR | 670100205 |  | 1104 | 8157 | SH |  | SOLE |  | 8157 | 0 | 0 |
| BLACKROCK INC | COM | 09247X101 |  | 1065 | 1503 | SH |  | SOLE |  | 1395 | 0 | 108 |
| VANGUARD INDEX FDS  VTI | TOTAL STK MKT | 922908769 |  | 1032 | 5400 | SH |  | SOLE |  | 5355 | 0 | 45 |
| ELEVANCE HEALTH INC | COM | 036752103 |  | 997 | 1943 | SH |  | SOLE |  | 1943 | 0 | 0 |
| INVESCO EXCH TRADED FD TR VRP | VAR RATE PFD | 46138G870 |  | 965 | 43111 | SH |  | SOLE |  | 43111 | 0 | 0 |
| PIMCO ETF TR MINT | ENHAN SHRT MA AC | 72201R833 |  | 905 | 9175 | SH |  | SOLE |  | 9175 | 0 | 0 |
| ORACLE CORP | COM | 68389X105 |  | 886 | 10840 | SH |  | SOLE |  | 10744 | 0 | 96 |
| NEVRO CORP | COM | 64157F103 |  | 871 | 22000 | SH |  | SOLE |  | 22000 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 824 | 7427 | SH |  | SOLE |  | 7427 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 811 | 15833 | SH |  | SOLE |  | 15833 | 0 | 0 |
| VANGUARD BD INDEX FDS BND | TOTAL BND MRKT | 921937835 |  | 804 | 11195 | SH |  | SOLE |  | 11126 | 0 | 69 |
| CATERPILLAR INC | COM | 149123101 |  | 770 | 3214 | SH |  | SOLE |  | 3214 | 0 | 0 |
| SANOFI | SPONSORED ADR | 80105N105 |  | 759 | 15680 | SH |  | SOLE |  | 15680 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 685 | 6208 | SH |  | SOLE |  | 5731 | 0 | 477 |
| GUARDANT HEALTH INC | COM | 40131M109 |  | 680 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| BEIGENE LTD | SPONSORED ADR | 07725L102 |  | 660 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| DARDEN RESTAURANTS INC | COM | 237194105 |  | 649 | 4693 | SH |  | SOLE |  | 4693 | 0 | 0 |
| AMER STATES WTR CO | COM | 029899101 |  | 648 | 7000 | SH |  | SOLE |  | 7000 | 0 | 0 |
| ISHARES TR  IVE | S 500 VAL ETF | 464287408 |  | 642 | 4423 | SH |  | SOLE |  | 4423 | 0 | 0 |
| AT INC | COM | 00206R102 |  | 601 | 32645 | SH |  | SOLE |  | 32645 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 |  | 597 | 6870 | SH |  | SOLE |  | 6848 | 0 | 22 |
| COCA COLA CO | COM | 191216100 |  | 589 | 9254 | SH |  | SOLE |  | 9154 | 0 | 100 |
| NXP SEMICONDUCTORS N V | COM | N6596X109 |  | 586 | 3710 | SH |  | SOLE |  | 3710 | 0 | 0 |
| WASTE MGMT INC DEL | COM | 94106L109 |  | 563 | 3588 | SH |  | SOLE |  | 3588 | 0 | 0 |
| ISHARES TR TIP | TIPS BD ETF | 464287176 |  | 529 | 4969 | SH |  | SOLE |  | 4969 | 0 | 0 |
| ISHARES TR  FXI | CHINA LG-CAP ETF | 464287184 |  | 522 | 18441 | SH |  | SOLE |  | 17123 | 0 | 1318 |
| HUMANA INC | COM | 444859102 |  | 512 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 512 | 2853 | SH |  | SOLE |  | 2853 | 0 | 0 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 497 | 2860 | SH |  | SOLE |  | 2860 | 0 | 0 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 |  | 471 | 19526 | SH |  | SOLE |  | 19526 | 0 | 0 |
| SALESFORCE INC | COM | 79466L302 |  | 466 | 3512 | SH |  | SOLE |  | 3262 | 0 | 250 |
| ABBVIE INC | COM | 00287Y109 |  | 465 | 2879 | SH |  | SOLE |  | 2879 | 0 | 0 |
| INGREDION INC | COM | 457187102 |  | 453 | 4625 | SH |  | SOLE |  | 4625 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 452 | 6277 | SH |  | SOLE |  | 6277 | 0 | 0 |
| ARROW FINL CORP | COM | 042744102 |  | 437 | 12880 | SH |  | SOLE |  | 12586 | 0 | 294 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 434 | 3078 | SH |  | SOLE |  | 2987 | 0 | 91 |
| VANGUARD INDEX FDS VXF | EXTEND MKT ETF | 922908652 |  | 410 | 3086 | SH |  | SOLE |  | 1081 | 0 | 2005 |
| SPDR SER TR JNK | BLOOMBERG HIGH Y | 78468R622 |  | 409 | 4541 | SH |  | SOLE |  | 4468 | 0 | 73 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 401 | 3975 | SH |  | SOLE |  | 3975 | 0 | 0 |
| TRUSTCO BK CORP N Y | COM NEW | 898349204 |  | 397 | 10570 | SH |  | SOLE |  | 10570 | 0 | 0 |
| HONEYWELL INTL INC | COM | 438516106 |  | 392 | 3227 | SH |  | SOLE |  | 3227 | 0 | 0 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 389 | 3779 | SH |  | SOLE |  | 3710 | 0 | 69 |
| ISHARES TR  TLT | 20 YR TR BD ETF | 464287432 |  | 389 | 3910 | SH |  | SOLE |  | 3890 | 0 | 20 |
| ISHARES TR  IWF | RUS 1000 GRW ETF | 464287614 |  | 387 | 1808 | SH |  | SOLE |  | 1808 | 0 | 0 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 385 | 4527 | SH |  | SOLE |  | 4527 | 0 | 0 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 382 | 4568 | SH |  | SOLE |  | 304 | 0 | 4264 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 378 | 1100 | SH |  | SOLE |  | 1100 | 0 | 0 |
| WENDYS CO | COM | 95058W100 |  | 375 | 16568 | SH |  | SOLE |  | 16568 | 0 | 0 |
| VANGUARD INDEX FDS VUG | GROWTH ETF | 922908736 |  | 374 | 1756 | SH |  | SOLE |  | 1756 | 0 | 0 |
| M  T BK CORP | COM | 55261F104 |  | 365 | 2515 | SH |  | SOLE |  | 2515 | 0 | 0 |
| EATON CORP PLC | SHS | G29183103 |  | 363 | 2312 | SH |  | SOLE |  | 2312 | 0 | 0 |
| TJX COS INC NEW | COM | 872540109 |  | 359 | 4513 | SH |  | SOLE |  | 4513 | 0 | 0 |
| BOEING CO | COM | 097023105 |  | 352 | 1849 | SH |  | SOLE |  | 1849 | 0 | 0 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 |  | 351 | 29536 | SH |  | SOLE |  | 29536 | 0 | 0 |
| SPDR SER TR SDY | S DIVID ETF | 78464A763 |  | 331 | 2645 | SH |  | SOLE |  | 2645 | 0 | 0 |
| VALERO ENERGY CORP | COM | 91913Y100 |  | 322 | 2542 | SH |  | SOLE |  | 1172 | 0 | 1370 |
| ORTHOFIX MED INC | COM | 68752M108 |  | 308 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| ISHARES TR IWD | RUS 1000 VAL ETF | 464287598 |  | 304 | 2004 | SH |  | SOLE |  | 2004 | 0 | 0 |
| TG THERAPEUTICS INC | COM | 88322Q108 |  | 289 | 24425 | SH |  | SOLE |  | 24425 | 0 | 0 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 288 | 6303 | SH |  | SOLE |  | 6303 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 287 | 2329 | SH |  | SOLE |  | 2329 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 280 | 5888 | SH |  | SOLE |  | 5888 | 0 | 0 |
| TELUS CORPORATION | COM | 87971M103 |  | 280 | 14520 | SH |  | SOLE |  | 14520 | 0 | 0 |
| SOUTHERN CO | COM | 842587107 |  | 265 | 3709 | SH |  | SOLE |  | 3376 | 0 | 333 |
| GUGGENHEIM TAXABLE MUNICP BO | COM | 401664107 |  | 256 | 15639 | SH |  | SOLE |  | 15639 | 0 | 0 |
| ISHARES TR OEF | S 100 ETF | 464287101 |  | 253 | 1484 | SH |  | SOLE |  | 1474 | 0 | 10 |
| BANK AMERICA CORP | COM | 060505104 |  | 247 | 7466 | SH |  | SOLE |  | 7466 | 0 | 0 |
| TARGET CORP | COM | 87612E106 |  | 242 | 1626 | SH |  | SOLE |  | 1626 | 0 | 0 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 |  | 240 | 3224 | SH |  | SOLE |  | 3224 | 0 | 0 |
| PROTAGONIST THERAPEUTICS INC | COM | 74366E102 |  | 240 | 22000 | SH |  | SOLE |  | 22000 | 0 | 0 |
| DOW INC | COM | 260557103 |  | 238 | 4730 | SH |  | SOLE |  | 4530 | 0 | 200 |
| CASEYS GEN STORES INC | COM | 147528103 |  | 236 | 1050 | SH |  | SOLE |  | 1050 | 0 | 0 |
| DANAHER CORPORATION | COM | 235851102 |  | 235 | 884 | SH |  | SOLE |  | 884 | 0 | 0 |
| GENERAL ELECTRIC CO | COM NEW | 369604301 |  | 217 | 2591 | SH |  | SOLE |  | 2591 | 0 | 0 |
| UNITIL CORP | COM | 913259107 |  | 216 | 4196 | SH |  | SOLE |  | 4196 | 0 | 0 |
| EATON VANCE TAX MNGED BUY WR | COM | 27828X100 |  | 213 | 16182 | SH |  | SOLE |  | 15135 | 0 | 1047 |
| SPDR SER TR CWB | BBG CONV SEC ETF | 78464A359 |  | 209 | 3254 | SH |  | SOLE |  | 3254 | 0 | 0 |
| NEUBERGER BERMAN N Y MUN FD | COM | 64124K102 |  | 209 | 22190 | SH |  | SOLE |  | 22190 | 0 | 0 |
| KEYCORP | COM | 493267108 |  | 204 | 11693 | SH |  | SOLE |  | 11693 | 0 | 0 |
| VANGUARD INDEX FDS  VOO | S 500 ETF SHS | 922908363 |  | 203 | 579 | SH |  | SOLE |  | 579 | 0 | 0 |
| DIREXION SHS ETF TR | DLY S BR 1X | 25460E869 |  | 165 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| ALGONQUIN PWR UTILS CORP | COM | 015857105 |  | 163 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| FORD MTR CO DEL | COM | 345370860 |  | 133 | 11417 | SH |  | SOLE |  | 11417 | 0 | 0 |
| ALAMOS GOLD INC NEW | COM CL A | 011532108 |  | 121 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| OSISKO DEVELOPMENT CORP | COM NEW | 68828E809 |  | 72 | 16667 | SH |  | SOLE |  | 16667 | 0 | 0 |
| SKEENA RES LTD NEW | COM | 83056P715 |  | 53 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| DAKOTA GOLD CORP | COM | 46655E100 |  | 40 | 13000 | SH |  | SOLE |  | 13000 | 0 | 0 |
| PAVMED INC | COM | 70387R106 |  | 10 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| ZYNERBA PHARMACEUTICALS INC | COM | 98986X109 |  | 8 | 16000 | SH |  | SOLE |  | 16000 | 0 | 0 |

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