# EDGAR Filing Document

**Accession Number:** 0001145022
**File Stem:** 0001145549-23-005674
**Filing Date:** 2023-2
**Character Count:** 20329
**Document Hash:** 1774adbc52fd652dded41dde13392584
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-005674.hdr.sgml**: 20230208

**ACCESSION NUMBER**: 0001145549-23-005674

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230208

**DATE AS OF CHANGE**: 20230208

**PERIOD START**: 20230630

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HOTCHKIS & WILEY FUNDS /DE/
- **CENTRAL INDEX KEY:** 0001145022
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-10487
- **FILM NUMBER:** 23597824

**BUSINESS ADDRESS:**
- **STREET 1:** 601 SOUTH FIGUEROA STREET
- **STREET 2:** 39TH FLOOR
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90017-5704
- **BUSINESS PHONE:** 2134301000

**MAIL ADDRESS:**
- **STREET 1:** 601 SOUTH FIGUEROA STREET
- **STREET 2:** 39TH FLOOR
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90017-5704

## Series and Classes Contracts Data

### Hotchkis and Wiley International Value Fund (Series ID: S000052191)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000164215 | Class I      | HWNIX           |
| C000164216 | Class A      |  |
| C000164217 | Class C      |  |
| C000205774 | Class Z      |  |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** HOTCHKIS & WILEY FUNDS /DE/

- **b. Investment Company Act file number:** 811-10487

- **c. CIK number of Registrant:** 0001145022

- **d. LEI of Registrant:** 549300DFU8YF1PWZ5A57

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 601 South Figueroa Street

  - **City:** Los Angeles

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 90017-5704

  - **Telephone number:** 213-430-1000

**Item A.2. Information about the Series.**

- **a. Name of Series:** Hotchkis and Wiley International Value Fund

- **b. EDGAR series identifier (if any):** S000052191

- **c. LEI of Series:** 549300B2CI7CY976WM57

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-06-30

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $2903650.95

**Total Liabilities:** $35984.83

**Net Assets:** $2867666.12

**Cash Not Reported:** $426.85

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000164215 | 12.00%               | 11.31%               | -1.19%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-82917.43               | $368294.18                                 |
| Month 2  | $3415.28                 | $291245.36                                 |
| Month 3  | $55102.77                | $-89996.49                                 |

### Schedule of Portfolio Investments

| Name                            | Title                                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| BAE Systems PLC                 | BAE Systems PLC                           | CUSIP: N/A<br>LEI: 8SVCSVKSGDWMW2QHOH83       | Long             | EC               | CORP              | GB        |      5775 | NS      | $59646.82     | 2.08%             |  |  |  | No            |                  2 | On Loan: No      |
| Lloyds Banking Group PLC        | Lloyds Banking Group PLC                  | CUSIP: N/A<br>LEI: 549300PPXHEU2JF0AM85       | Long             | EC               | CORP              | GB        |    105600 | NS      | $57627.68     | 2.01%             |  |  |  | No            |                  2 | On Loan: No      |
| Babcock International Group PL  | Babcock International Group PLC           | CUSIP: N/A<br>LEI: 213800TSKOLX4EU6L377       | Long             | EC               | CORP              | GB        |     16000 | NS      | $54719.98     | 1.91%             |  |  |  | No            |                  2 | On Loan: No      |
| Barclays PLC                    | Barclays PLC                              | CUSIP: N/A<br>LEI: 213800LBQA1Y9L22JB70       | Long             | EC               | CORP              | GB        |     23317 | NS      | $44368.09     | 1.55%             |  |  |  | No            |                  2 | On Loan: No      |
| Airbus SE                       | Airbus SE                                 | CUSIP: N/A<br>LEI: MINO79WLOO247M1IL051       | Long             | EC               | CORP              | FR        |       835 | NS      | $99283.22     | 3.46%             |  |  |  | No            |                  2 | On Loan: No      |
| Hudson Global Inc               | Hudson Global Inc                         | CUSIP: 443787205<br>LEI: 54930073WVI9H7ILKL69 | Long             | EC               | CORP              | US        |       399 | NS      | $9029.37      | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Rothschild & Co                 | Rothschild & Co                           | CUSIP: N/A<br>LEI: 549300ILF3L0BBIDPZ11       | Long             | EC               | CORP              | FR        |      1960 | NS      | $78292.25     | 2.73%             |  |  |  | No            |                  2 | On Loan: No      |
| Henkel AG & Co KGaA             | Henkel AG & Co KGaA                       | CUSIP: N/A<br>LEI: 549300VZCL1HTH4O4Y49       | Long             | EC               | CORP              | DE        |      1160 | NS      | $74546.82     | 2.60%             |  |  |  | No            |                  2 | On Loan: No      |
| Kosmos Energy Ltd               | Kosmos Energy Ltd                         | CUSIP: 500688106<br>LEI: 213800YDFJ3OT9B5P157 | Long             | EC               | CORP              | US        |     15618 | NS      | $99330.48     | 3.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Subsea 7 SA                     | Subsea 7 SA                               | CUSIP: N/A<br>LEI: 222100AIF0CBCY80AH62       | Long             | EC               | CORP              | GB        |      4800 | NS      | $55582.29     | 1.94%             |  |  |  | No            |                  2 | On Loan: No      |
| Magna International Inc         | Magna International Inc                   | CUSIP: 559222401<br>LEI: 95RWVLFZX6VGDZNNTN43 | Long             | EC               | CORP              | CA        |      1452 | NS      | $81573.36     | 2.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Sanofi                          | Sanofi                                    | CUSIP: N/A<br>LEI: 549300E9PC51EN656011       | Long             | EC               | CORP              | FR        |       133 | NS      | $12824.69     | 0.45%             |  |  |  | No            |                  2 | On Loan: No      |
| Siemens AG                      | Siemens AG                                | CUSIP: N/A<br>LEI: W38RGI023J3WT1HWRP32       | Long             | EC               | CORP              | DE        |       400 | NS      | $55140.33     | 1.92%             |  |  |  | No            |                  2 | On Loan: No      |
| Bayerische Motoren Werke AG     | Bayerische Motoren Werke AG               | CUSIP: N/A<br>LEI: YEH5ZCD6E441RHVHD759       | Long             | EP               | CORP              | DE        |       386 | NS      | $32574.91     | 1.14%             |  |  |  | No            |                  2 | On Loan: No      |
| Accor SA                        | Accor SA                                  | CUSIP: N/A<br>LEI: 969500QZC2Q0TK11NV07       | Long             | EC               | CORP              | FR        |      3940 | NS      | $98293.11     | 3.43%             |  |  |  | No            |                  2 | On Loan: No      |
| Ericsson                        | Telefonaktiebolaget LM Ericsson           | CUSIP: N/A<br>LEI: 549300W9JLPW15XIFM52       | Long             | EC               | CORP              | SE        |     18544 | NS      | $108656.94    | 3.79%             |  |  |  | No            |                  2 | On Loan: No      |
| Societe Generale SA             | Societe Generale SA                       | CUSIP: N/A<br>LEI: O2RNE8IBXP4R0TD8PU41       | Long             | EC               | CORP              | FR        |      3241 | NS      | $81295.85     | 2.83%             |  |  |  | No            |                  2 | On Loan: No      |
| Zurich Insurance Group AG       | Zurich Insurance Group AG                 | CUSIP: N/A<br>LEI: 529900QVNRBND50TXP03       | Long             | EC               | CORP              | CH        |        61 | NS      | $29162.72     | 1.02%             |  |  |  | No            |                  2 | On Loan: No      |
| Koninklijke Philips NV          | Koninklijke Philips NV                    | CUSIP: N/A<br>LEI: H1FJE8H61JGM1JSGM897       | Long             | EC               | CORP              | NL        |      2577 | NS      | $38776.55     | 1.35%             |  |  |  | No            |                  2 | On Loan: No      |
| Tokio Marine Holdings Inc       | Tokio Marine Holdings Inc                 | CUSIP: N/A<br>LEI: 5299009QN2NZ191KLS29       | Long             | EC               | CORP              | JP        |      5400 | NS      | $115356.93    | 4.02%             |  |  |  | No            |                  2 | On Loan: No      |
| Qantas Airways Ltd              | Qantas Airways Ltd                        | CUSIP: N/A<br>LEI: YLXNW6TI6QSK1H8H0N82       | Long             | EC               | CORP              | AU        |     14300 | NS      | $57882.36     | 2.02%             |  |  |  | No            |                  2 | On Loan: No      |
| Samsung Electronics Co Ltd      | Samsung Electronics Co Ltd                | CUSIP: N/A<br>LEI: 9884007ER46L6N7EI764       | Long             | EC               | CORP              | KR        |      1950 | NS      | $85591.82     | 2.98%             |  |  |  | No            |                  2 | On Loan: No      |
| BNP Paribas SA                  | BNP Paribas SA                            | CUSIP: N/A<br>LEI: R0MUWSFPU8MPRO8K5P83       | Long             | EC               | CORP              | FR        |      2064 | NS      | $117522.06    | 4.10%             |  |  |  | No            |                  2 | On Loan: No      |
| Schlumberger Ltd                | Schlumberger Ltd                          | CUSIP: 806857108<br>LEI: 213800ZUA17OK3QLGM62 | Long             | EC               | CORP              | US        |       960 | NS      | $51321.60     | 1.79%             |  |  |  | No            |                  1 | On Loan: No      |
| TSMC                            | Taiwan Semiconductor Manufacturing Co Ltd | CUSIP: 874039100<br>LEI: 549300KB6NK5SBD14S87 | Long             | EC               | CORP              | TW        |       310 | NS      | $23091.90     | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Safran SA                       | Safran SA                                 | CUSIP: N/A<br>LEI: 969500UIC89GT3UL7L24       | Long             | EC               | CORP              | FR        |       450 | NS      | $56364.09     | 1.97%             |  |  |  | No            |                  2 | On Loan: No      |
| Heineken Holding NV             | Heineken Holding NV                       | CUSIP: N/A<br>LEI: 724500M1WJLFM9TYBS04       | Long             | EC               | CORP              | NL        |       927 | NS      | $71592.36     | 2.50%             |  |  |  | No            |                  2 | On Loan: No      |
| Britvic PLC                     | Britvic PLC                               | CUSIP: N/A<br>LEI: 635400L3NVMYD4BVCI53       | Long             | EC               | CORP              | GB        |      2800 | NS      | $26086.89     | 0.91%             |  |  |  | No            |                  2 | On Loan: No      |
| Unilever PLC                    | Unilever PLC                              | CUSIP: N/A<br>LEI: 549300MKFYEKVRWML317       | Long             | EC               | CORP              | GB        |       638 | NS      | $32211.40     | 1.12%             |  |  |  | No            |                  2 | On Loan: No      |
| TotalEnergies SE                | TotalEnergies SE                          | CUSIP: N/A<br>LEI: 529900S21EQ1BO4ESM68       | Long             | EC               | CORP              | FR        |       525 | NS      | $32955.81     | 1.15%             |  |  |  | No            |                  2 | On Loan: No      |
| RTL Group SA                    | RTL Group SA                              | CUSIP: N/A<br>LEI: 5493000C8J3C3SZYS040       | Long             | EC               | CORP              | LU        |       770 | NS      | $32428.89     | 1.13%             |  |  |  | No            |                  2 | On Loan: No      |
| Suncor Energy Inc               | Suncor Energy Inc                         | CUSIP: 867224107<br>LEI: 549300W70ZOQDVLCHY06 | Long             | EC               | CORP              | CA        |      2370 | NS      | $75178.36     | 2.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Cenovus Energy Inc              | Cenovus Energy Inc                        | CUSIP: 15135U109<br>LEI: 549300F4XPHJ7NOSP309 | Long             | EC               | CORP              | CA        |      3970 | NS      | $77025.04     | 2.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Expro Group Holdings NV         | Expro Group Holdings NV                   | CUSIP: N/A<br>LEI: 724500LJYA8QIT73H017       | Long             | EC               | CORP              | US        |      1559 | NS      | $28264.67     | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Compass Group PLC               | Compass Group PLC                         | CUSIP: G23296208<br>LEI: 2138008M6MH9OZ6U2T68 | Long             | EC               | CORP              | GB        |       660 | NS      | $15240.82     | 0.53%             |  |  |  | No            |                  2 | On Loan: No      |
| International Distributions Se  | International Distributions Services PLC  | CUSIP: N/A<br>LEI: 213800TCZZU84G8Z2M70       | Long             | EC               | CORP              | GB        |     29429 | NS      | $75436.20     | 2.63%             |  |  |  | No            |                  2 | On Loan: No      |
| Vodafone Group PLC              | Vodafone Group PLC                        | CUSIP: N/A<br>LEI: 213800TB53ELEUKM7Q61       | Long             | EC               | CORP              | GB        |     45246 | NS      | $45821.67     | 1.60%             |  |  |  | No            |                  2 | On Loan: No      |
| Iveco Group NV                  | Iveco Group NV                            | CUSIP: N/A<br>LEI: 549300ZWF2ZJDD9EOR96       | Long             | EC               | CORP              | IT        |      1110 | NS      | $6604.60      | 0.23%             |  |  |  | No            |                  2 | On Loan: No      |
| Tesco PLC                       | Tesco PLC                                 | CUSIP: N/A<br>LEI: 2138002P5RNKC5W2JZ46       | Long             | EC               | CORP              | GB        |      5938 | NS      | $16002.21     | 0.56%             |  |  |  | No            |                  2 | On Loan: No      |
| NatWest Group PLC               | NatWest Group PLC                         | CUSIP: N/A<br>LEI: 2138005O9XJIJN4JPN90       | Long             | EC               | CORP              | GB        |     10214 | NS      | $32574.95     | 1.14%             |  |  |  | No            |                  2 | On Loan: No      |
| GSK PLC                         | GSK PLC                                   | CUSIP: N/A<br>LEI: 5493000HZTVUYLO1D793       | Long             | EC               | CORP              | GB        |      1047 | NS      | $18095.64     | 0.63%             |  |  |  | No            |                  2 | On Loan: No      |
| Shell PLC                       | Shell PLC                                 | CUSIP: G80827101<br>LEI: 21380068P1DRHMJ8KU70 | Long             | EC               | CORP              | GB        |      2027 | NS      | $57480.22     | 2.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Euroapi SA                      | Euroapi SA                                | CUSIP: N/A<br>LEI: 9695002FT7GGI3CKKJ14       | Long             | EC               | CORP              | FR        |         5 | NS      | $74.13        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| UniCredit SpA                   | UniCredit SpA                             | CUSIP: N/A<br>LEI: 549300TRUWO2CD2G5692       | Long             | EC               | CORP              | IT        |      6990 | NS      | $99184.68     | 3.46%             |  |  |  | No            |                  2 | On Loan: No      |
| ABN AMRO Bank NV                | ABN AMRO Bank NV                          | CUSIP: N/A<br>LEI: BFXS5XCH7N0Y05NIXW11       | Long             | EC               | CORP              | NL        |      4200 | NS      | $58161.28     | 2.03%             |  |  |  | No            |                  2 | On Loan: No      |
| ING Groep NV                    | ING Groep NV                              | CUSIP: N/A<br>LEI: 549300NYKK9MWM7GGW15       | Long             | EC               | CORP              | NL        |      7307 | NS      | $89007.45     | 3.10%             |  |  |  | No            |                  2 | On Loan: No      |
| Coca-Cola Europacific Partners  | Coca-Cola Europacific Partners PLC        | CUSIP: N/A<br>LEI: 549300LTH67W4GWMRF57       | Long             | EC               | CORP              | GB        |       570 | NS      | $31532.40     | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Enstar Group Ltd                | Enstar Group Ltd                          | CUSIP: N/A<br>LEI: 213800AMAL5QFXVUCN04       | Long             | EC               | CORP              | BM        |       299 | NS      | $69080.96     | 2.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Medtronic PLC                   | Medtronic PLC                             | CUSIP: N/A<br>LEI: 549300GX3ZBSQWUXY261       | Long             | EC               | CORP              | IE        |      1110 | NS      | $86269.20     | 3.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CNH Industrial NV               | CNH Industrial NV                         | CUSIP: N20944109<br>LEI: 549300WGC2HZ5J67V817 | Long             | EC               | CORP              | GB        |      3493 | NS      | $56097.58     | 1.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Brown Brothers Harriman and Co. | Royal Bank of Canada                      | CUSIP: N/A<br>LEI: 5493006KMX1VFTPYPW14       | Long             | STIV             | CORP              | US        |     54594 | PA      | $54593.56     | 1.90%             | 2022-12-31      | Fixed         | 3.68%                 | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-08

**Name of Applicant:** HOTCHKIS & WILEY FUNDS /DE/

**Signature:** /s/ James Menvielle

**Name of Signer:** James Menvielle

**Title:** Treasurer / Principal Financial Officer