# EDGAR Filing Document

**Accession Number:** 0000751173
**File Stem:** 0001752724-23-034897
**Filing Date:** 2023-2
**Character Count:** 50417
**Document Hash:** 212d9bebda4d7f2e8f1aa8af3b88695c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-034897.hdr.sgml**: 20230223

**ACCESSION NUMBER**: 0001752724-23-034897

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221230

**FILED AS OF DATE**: 20230223

**DATE AS OF CHANGE**: 20230223

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MANNING & NAPIER FUND, INC.
- **CENTRAL INDEX KEY:** 0000751173
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-04087
- **FILM NUMBER:** 23656972

**BUSINESS ADDRESS:**
- **STREET 1:** 290 WOODCLIFF DRIVE
- **CITY:** FAIRPORT
- **STATE:** NY
- **ZIP:** 14450
- **BUSINESS PHONE:** 585-325-6880

**MAIL ADDRESS:**
- **STREET 1:** 290 WOODCLIFF DRIVE
- **CITY:** FAIRPORT
- **STATE:** NY
- **ZIP:** 14450

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MANNING & NAPIER FUND, INC /NY/
- **DATE OF NAME CHANGE:** 20060929

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** EXETER FUND INC /NY/
- **DATE OF NAME CHANGE:** 19980226

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MANNING & NAPIER FUND INC
- **DATE OF NAME CHANGE:** 19920703

## Series and Classes Contracts Data

### New York Tax Exempt Series (Series ID: S000003637)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000010107 | Class A      | EXNTX           |
| C000206453 | Class W      | MNNWX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Manning & Napier Fund, Inc.

- **b. Investment Company Act file number:** 811-04087

- **c. CIK number of Registrant:** 0000751173

- **d. LEI of Registrant:** 549300B31SDCBSJSN672

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 290 Woodcliff Drive

  - **City:** Fairport

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 14450

  - **Telephone number:** 585-325-6880

**Item A.2. Information about the Series.**

- **a. Name of Series:** New York Tax Exempt Series

- **b. EDGAR series identifier (if any):** S000003637

- **c. LEI of Series:** 549300NCUSIPK5Z8ET69

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **Yes**

### Fund Information

**Total Assets:** $100064763.45

**Total Liabilities:** $147582.00

**Net Assets:** $99917181.45

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 347.65864000 | **1-Year:** 6852.64269000 | **5-Year:** 15976.37147000 | **10-Year:** 12065.30832000 | **30-Year:** 602.29280000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000206453 | -0.32%               | 2.77%                | 0.26%                |
| Class ID C000010107 | -0.43%               | 2.78%                | 0.20%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-1008.43                | $-481807.01                                |
| Month 2  | $0.00                    | $2610653.20                                |
| Month 3  | $0.00                    | $110904.50                                 |

### Schedule of Portfolio Investments

| Name                               | Title                                                                   | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| GATES CHILI NY CENTRL SCH DIST     | Gates Chili Central School District                                     | CUSIP: 367352VR9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    300000 | PA      | $300171.02    | 0.30%             | 2024-06-15      | Fixed         | 3.12%                 | No            |                  2 | On Loan: No      |
| NEW YORK NY                        | City of New York NY                                                     | CUSIP: 64966MAU3<br>LEI: 549300ABYZD2SFD5JB29 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1617327.92   | 1.62%             | 2026-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| TREASURY BILL                      | United States Treasury Bill                                             | CUSIP: 912796YA1<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    500000 | PA      | $497518.87    | 0.50%             | 2023-02-16      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| TRIBOROUGH NY BRIDGE & TUNNEL      | Triborough Bridge & Tunnel Authority                                    | CUSIP: 89602NK37<br>LEI: 54930020ZN4LQF7K3456 | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2036758.28   | 2.04%             | 2023-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| BUFFALO NY MUNI WTR FIN AUTH       | Buffalo Municipal Water Finance Authority                               | CUSIP: 119699KN5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    600000 | PA      | $622023.74    | 0.62%             | 2043-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY NY MUNI WTR FIN      | New York City Municipal Water Finance Authority                         | CUSIP: 64972GSQ8<br>LEI: 549300Q2EHQ6RJPQKP05 | Long             | DBT              | MUN               | US        |   1510000 | PA      | $1626936.63   | 1.63%             | 2040-06-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| GATES CHILI NY CENTRL SCH DIST     | Gates Chili Central School District                                     | CUSIP: 367352VT5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    265000 | PA      | $266798.54    | 0.27%             | 2026-06-15      | Fixed         | 3.12%                 | No            |                  2 | On Loan: No      |
| ALBANY CNTY NY                     | County of Albany NY                                                     | CUSIP: 01212PEP7<br>LEI: 549300GBQON0LOLHN826 | Long             | DBT              | MUN               | US        |    430000 | PA      | $464049.14    | 0.46%             | 2026-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST DORM AUTH ST PERSO     | New York State Dormitory Authority                                      | CUSIP: 64990FK37<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   1250000 | PA      | $1463780.11   | 1.46%             | 2033-03-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NORTH ROSE-WOLCOTT NY CENTRL S     | North Rose-Wolcott Central School District/NY                           | CUSIP: 662028FR5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $491384.81    | 0.49%             | 2025-06-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| BUFFALO NY MUNI WTR FIN AUTH       | Buffalo Municipal Water Finance Authority                               | CUSIP: 119699KP0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $257508.49    | 0.26%             | 2048-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST URBAN DEV CORP REV     | New York State Urban Development Corp                                   | CUSIP: 650035T99<br>LEI: 54930039Y2EMGXN6LM88 | Long             | DBT              | MUN               | US        |   1875000 | PA      | $2018084.04   | 2.02%             | 2027-03-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST DORM AUTH REVENUES     | New York State Dormitory Authority                                      | CUSIP: 65000BNS3<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   2500000 | PA      | $2873325.73   | 2.88%             | 2031-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| HAVERSTRAW-STONY POINT NY CENT     | Haverstraw-Stony Point Central School District                          | CUSIP: 419578VL0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    510000 | PA      | $499654.63    | 0.50%             | 2027-10-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY NY TRANSITIONALF     | New York City Transitional Finance Authority Building Aid Revenue       | CUSIP: 64972H6H0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    430000 | PA      | $434521.11    | 0.43%             | 2023-07-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| GATES CHILI NY CENTRL SCH DIST     | Gates Chili Central School District                                     | CUSIP: 367352VS7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    245000 | PA      | $245978.40    | 0.25%             | 2025-06-15      | Fixed         | 3.12%                 | No            |                  2 | On Loan: No      |
| KINGS PARK NY CENTRL SCH DIST      | Kings Park Central School District                                      | CUSIP: 496098GS7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    415000 | PA      | $409630.57    | 0.41%             | 2024-09-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| WEBSTER NY CENTRL SCH DIST         | Webster Central School District/NY                                      | CUSIP: 948123RV8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    320000 | PA      | $315663.14    | 0.32%             | 2025-10-15      | Fixed         | 2.12%                 | No            |                  2 | On Loan: No      |
| BRIGHTON NY CENTRL SCH DIST        | Brighton Central School District                                        | CUSIP: 109409GF3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $493464.85    | 0.49%             | 2025-06-15      | Fixed         | 2.12%                 | No            |                  2 | On Loan: No      |
| ONONDAGA CNTY NY                   | County of Onondaga NY                                                   | CUSIP: 6827455N0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1007486.88   | 1.01%             | 2023-05-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| TREASURY BILL                      | United States Treasury Bill                                             | CUSIP: 912796X53<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    500000 | PA      | $489993.32    | 0.49%             | 2023-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK NY                        | City of New York NY                                                     | CUSIP: 64966MK81<br>LEI: 549300ABYZD2SFD5JB29 | Long             | DBT              | MUN               | US        |    500000 | PA      | $486435.36    | 0.49%             | 2024-12-01      | Fixed         | 3.43%                 | No            |                  2 | On Loan: No      |
| ORANGETOWN NY                      | Town of Orangetown NY                                                   | CUSIP: 685491C42<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    355000 | PA      | $385731.12    | 0.39%             | 2026-09-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST URBAN DEV CORP REV     | New York State Urban Development Corp                                   | CUSIP: 6500358N1<br>LEI: 54930039Y2EMGXN6LM88 | Long             | DBT              | MUN               | US        |    800000 | PA      | $771686.83    | 0.77%             | 2025-03-15      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| ERIE CNTY NY                       | County of Erie NY                                                       | CUSIP: 295084TU1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    300000 | PA      | $325952.82    | 0.33%             | 2026-09-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| TREASURY BILL                      | United States Treasury Bill                                             | CUSIP: 912796YW3<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    500000 | PA      | $492503.86    | 0.49%             | 2023-05-04      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| MAMARONECK NY UNION FREE SCH D     | Mamaroneck Union Free School District                                   | CUSIP: 561467VE8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1064406.97   | 1.07%             | 2032-08-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| ALBANY NY                          | City of Albany NY                                                       | CUSIP: 012429AU0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    445000 | PA      | $448697.11    | 0.45%             | 2027-01-15      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY NY TRANSITIONALF     | New York City Transitional Finance Authority Building Aid Revenue       | CUSIP: 64972H6G2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    390000 | PA      | $393574.01    | 0.39%             | 2023-07-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SALES TAX ASSET RECEIVABLE COR     | Sales Tax Asset Receivable Corp                                         | CUSIP: 794665FQ7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2500000 | PA      | $2600438.30   | 2.60%             | 2028-10-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| BRIARCLIFF MANOR NY                | Village of Briarcliff Manor NY                                          | CUSIP: 107799PJ1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    400000 | PA      | $400501.34    | 0.40%             | 2023-02-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| TREASURY BILL                      | United States Treasury Bill                                             | CUSIP: 912796V48<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    500000 | PA      | $493506.70    | 0.49%             | 2023-04-20      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| NORTH COLONIE NY CENTRL SCH DI     | North Colonie Central School District                                   | CUSIP: 658731LB8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $976576.84    | 0.98%             | 2027-07-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY NY TRANSITIONALF     | New York City Transitional Finance Authority Building Aid Revenue       | CUSIP: 64972H7L0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |     95000 | PA      | $95998.85     | 0.10%             | 2023-07-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| PHELPS-CLIFTON SPRINGS NY CENT     | Phelps-Clifton Springs Central School District                          | CUSIP: 717243GG8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    955000 | PA      | $958254.76    | 0.96%             | 2023-06-15      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST ENVRNMNTL FACS COR     | New York State Environmental Facilities Corp                            | CUSIP: 64985HWH6<br>LEI: 549300QJ33JJW73OQO60 | Long             | DBT              | MUN               | US        |   2000000 | PA      | $1955587.32   | 1.96%             | 2046-08-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST DORM AUTH SALES TA     | New York State Dormitory Authority                                      | CUSIP: 64990APG4<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    760000 | PA      | $814251.18    | 0.81%             | 2026-03-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY NY MUNI WTR FIN      | New York City Municipal Water Finance Authority                         | CUSIP: 64972GPJ7<br>LEI: 549300Q2EHQ6RJPQKP05 | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2082636.56   | 2.08%             | 2046-06-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NASSAU CNTY NY INTERIM FIN AUT     | Nassau County Interim Finance Authority                                 | CUSIP: 631663RA1<br>LEI: 549300DP7LB76W78BR41 | Long             | DBT              | MUN               | US        |    760000 | PA      | $805663.20    | 0.81%             | 2034-11-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| CLARKSTOWN NY                      | Town of Clarkstown NY                                                   | CUSIP: 1823065J5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    535000 | PA      | $525672.48    | 0.53%             | 2026-06-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| SOUTH GLENS FALLS NY CENTRL SC     | South Glens Falls Central School District                               | CUSIP: 838039MW2<br>LEI: 549300O8HZCE56MT8E93 | Long             | DBT              | MUN               | US        |   2655000 | PA      | $2584438.49   | 2.59%             | 2027-07-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| VESTAL NY CENTRL SCH DIST          | Vestal Central School District/NY                                       | CUSIP: 925445RH3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    685000 | PA      | $670030.36    | 0.67%             | 2025-06-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| COMMACK NY UNION FREE SCH DIST     | Commack Union Free School District/NY                                   | CUSIP: 200489LN0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1400000 | PA      | $1344801.51   | 1.35%             | 2025-06-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| TREASURY BILL                      | United States Treasury Bill                                             | CUSIP: 912796XQ7<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    500000 | PA      | $488219.55    | 0.49%             | 2023-07-13      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| GREECE NY CENTRL SCH DIST          | Greece Central School District                                          | CUSIP: 392460ZT1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    620000 | PA      | $618868.72    | 0.62%             | 2023-06-15      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST URBAN DEV CORP REV     | New York State Urban Development Corp                                   | CUSIP: 6500357J1<br>LEI: 54930039Y2EMGXN6LM88 | Long             | DBT              | MUN               | US        |    850000 | PA      | $891591.39    | 0.89%             | 2041-03-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| DREYFUS GOVERNMENT CASH MANAGEMENT | DREYFUS GOVERN CASH MGMT-I                                              | CUSIP: 262006208<br>LEI: 5493000Q69I5Q3QZIA91 | Long             | STIV             | RF                | US        |   1403712 | NS      | $1403712.35   | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| BATH NY CENTRL SCH DIST            | Bath Central School District                                            | CUSIP: 071138MS7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $768376.64    | 0.77%             | 2025-06-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| AMSTERDAM NY CITY SCH DIST         | Amsterdam City School District                                          | CUSIP: 032222CM1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1135000 | PA      | $1147667.18   | 1.15%             | 2024-06-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| UNIONDALE NY UNION FREE SCH DI     | Uniondale Union Free School District                                    | CUSIP: 909058DE6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1955000 | PA      | $2008668.68   | 2.01%             | 2024-05-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST DORM AUTH ST PERSO     | New York State Dormitory Authority                                      | CUSIP: 64990FPJ7<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   1365000 | PA      | $1552466.30   | 1.55%             | 2031-02-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY NY MUNI WTR FIN      | New York City Municipal Water Finance Authority                         | CUSIP: 64972GUX0<br>LEI: 549300Q2EHQ6RJPQKP05 | Long             | DBT              | MUN               | US        |   1310000 | PA      | $1506279.42   | 1.51%             | 2032-06-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| BUFFALO NY                         | City of Buffalo NY                                                      | CUSIP: 119677MP4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $256714.04    | 0.26%             | 2024-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW WINDSOR NY                     | Town of New Windsor NY                                                  | CUSIP: 6492283C5<br>LEI: 54930015581F7OZX4A37 | Long             | DBT              | MUN               | US        |    580000 | PA      | $580900.58    | 0.58%             | 2025-06-15      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY NY TRANSITIONAL      | New York City Transitional Finance Authority Future Tax Secured Revenue | CUSIP: 64971XTT5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    780000 | PA      | $904223.06    | 0.90%             | 2031-05-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| TRIBOROUGH NY BRIDGE & TUNNEL      | Triborough Bridge & Tunnel Authority                                    | CUSIP: 89602N2P8<br>LEI: 54930020ZN4LQF7K3456 | Long             | DBT              | MUN               | US        |    350000 | PA      | $356432.70    | 0.36%             | 2023-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| WAPPINGER NY                       | Town of Wappinger NY                                                    | CUSIP: 933875XG6<br>LEI: 549300NDCH82IUXRNQ66 | Long             | DBT              | MUN               | US        |    320000 | PA      | $304529.59    | 0.30%             | 2028-10-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| BROOKHAVEN NY                      | Town of Brookhaven NY                                                   | CUSIP: 113152XB3<br>LEI: 5493005Q69V4RYTEJZ98 | Long             | DBT              | MUN               | US        |    400000 | PA      | $405489.90    | 0.41%             | 2025-03-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| BRIGHTON NY CENTRL SCH DIST        | Brighton Central School District                                        | CUSIP: 109409HC9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1520000 | PA      | $1490542.81   | 1.49%             | 2026-06-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| TREASURY BILL                      | United States Treasury Bill                                             | CUSIP: 912796YL7<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    500000 | PA      | $495819.44    | 0.50%             | 2023-03-16      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ULSTER CNTY NY                     | County of Ulster NY                                                     | CUSIP: 903766W25<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    490000 | PA      | $509499.32    | 0.51%             | 2025-11-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| PORT AUTH OF NEW YORK & NEW JE     | Port Authority of New York & New Jersey                                 | CUSIP: 73358W6H2<br>LEI: 54930006MR4KZ4W74Z83 | Long             | DBT              | MUN               | US        |   1065000 | PA      | $1216389.06   | 1.22%             | 2032-07-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW WINDSOR NY                     | Town of New Windsor NY                                                  | CUSIP: 6492283B7<br>LEI: 54930015581F7OZX4A37 | Long             | DBT              | MUN               | US        |    580000 | PA      | $579563.03    | 0.58%             | 2024-06-15      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| WAPPINGER NY                       | Town of Wappinger NY                                                    | CUSIP: 933875XF8<br>LEI: 549300NDCH82IUXRNQ66 | Long             | DBT              | MUN               | US        |    310000 | PA      | $298134.37    | 0.30%             | 2027-10-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| PERINTON NY                        | Town of Perinton NY                                                     | CUSIP: 713873RD1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    160000 | PA      | $161543.18    | 0.16%             | 2023-12-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| BUFFALO NY MUNI WTR FIN AUTH       | Buffalo Municipal Water Finance Authority                               | CUSIP: 119699JH0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    300000 | PA      | $302873.45    | 0.30%             | 2023-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| ERIE CNTY NY FISCAL STABILITYA     | Erie County Fiscal Stability Authority                                  | CUSIP: 29508RKV7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1052982.71   | 1.05%             | 2038-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK NY                        | City of New York NY                                                     | CUSIP: 64966MWL9<br>LEI: 549300ABYZD2SFD5JB29 | Long             | DBT              | MUN               | US        |    500000 | PA      | $484262.24    | 0.48%             | 2025-03-01      | Fixed         | 3.38%                 | No            |                  2 | On Loan: No      |
| TREASURY BILL                      | United States Treasury Bill                                             | CUSIP: 912796YU7<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    500000 | PA      | $494370.59    | 0.49%             | 2023-04-13      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST URBAN DEV CORP REV     | New York State Urban Development Corp                                   | CUSIP: 650036BT2<br>LEI: 54930039Y2EMGXN6LM88 | Long             | DBT              | MUN               | US        |    500000 | PA      | $571727.53    | 0.57%             | 2032-03-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| BUFFALO NY MUNI WTR FIN AUTH       | Buffalo Municipal Water Finance Authority                               | CUSIP: 119699KM7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $260935.65    | 0.26%             | 2039-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| BEACON NY CITY SCH DIST            | Beacon City School District                                             | CUSIP: 073671TD1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    390000 | PA      | $384060.17    | 0.38%             | 2024-06-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK NY                        | City of New York NY                                                     | CUSIP: 64966QYK0<br>LEI: 549300ABYZD2SFD5JB29 | Long             | DBT              | MUN               | US        |   1400000 | PA      | $1537720.00   | 1.54%             | 2027-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MET TRANSPRTN AUTH NY REVENUE      | Metropolitan Transportation Authority                                   | CUSIP: 59261AG35<br>LEI: 5493000TKYODLXADQD60 | Long             | DBT              | MUN               | US        |   1175000 | PA      | $1107899.36   | 1.11%             | 2045-11-15      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST ENVRNMNTL FACS COR     | New York State Environmental Facilities Corp                            | CUSIP: 64986AZ79<br>LEI: 549300QJ33JJW73OQO60 | Long             | DBT              | MUN               | US        |    300000 | PA      | $302936.19    | 0.30%             | 2025-06-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SMITHTOWN NY                       | Town of Smithtown NY                                                    | CUSIP: 832458L50<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    435000 | PA      | $434525.28    | 0.43%             | 2023-02-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| SULLIVAN CNTY NY                   | County of Sullivan NY                                                   | CUSIP: 865270XZ0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $501036.00    | 0.50%             | 2023-11-15      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST ENVRNMNTL FACS COR     | New York State Environmental Facilities Corp                            | CUSIP: 64986DLS2<br>LEI: 549300QJ33JJW73OQO60 | Long             | DBT              | MUN               | US        |   2250000 | PA      | $2536047.25   | 2.54%             | 2028-06-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST DORM AUTH REVENUES     | New York State Dormitory Authority                                      | CUSIP: 64990GR53<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1115101.62   | 1.12%             | 2030-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| ALBANY CNTY NY                     | County of Albany NY                                                     | CUSIP: 01212PEM4<br>LEI: 549300GBQON0LOLHN826 | Long             | DBT              | MUN               | US        |    250000 | PA      | $257769.03    | 0.26%             | 2024-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST DORM AUTH ST PERSO     | New York State Dormitory Authority                                      | CUSIP: 64990FWA8<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1633316.34   | 1.63%             | 2030-02-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY NY TRANSITIONAL      | New York City Transitional Finance Authority Building Aid Revenue       | CUSIP: 64972HVD1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1030000 | PA      | $1074993.74   | 1.08%             | 2025-07-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SACHEM NY CENTRL SCH DIST OF H     | Sachem Central School District                                          | CUSIP: 785721UD1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $253887.96    | 0.25%             | 2023-10-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST DORM AUTH SALES TA     | New York State Dormitory Authority                                      | CUSIP: 64990AEX9<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   1115000 | PA      | $1214685.45   | 1.22%             | 2027-03-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST DORM AUTH SALES TA     | New York State Dormitory Authority                                      | CUSIP: 64990AHG3<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    450000 | PA      | $491696.89    | 0.49%             | 2027-03-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK NY                        | City of New York NY                                                     | CUSIP: 64966MPD5<br>LEI: 549300ABYZD2SFD5JB29 | Long             | DBT              | MUN               | US        |    515000 | PA      | $555269.62    | 0.56%             | 2026-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| BROOKHAVEN-COMSEWOGUE NY UNION     | Brookhaven-Comsewogue Union Free School District                        | CUSIP: 113067HH8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $495921.86    | 0.50%             | 2024-05-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| ALBANY NY                          | City of Albany NY                                                       | CUSIP: 012429AT3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    595000 | PA      | $599413.16    | 0.60%             | 2026-01-15      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST THRUWAY AUTH PERSO     | New York State Thruway Authority                                        | CUSIP: 650028WK5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1245000 | PA      | $1306121.28   | 1.31%             | 2025-03-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NASSAU CNTY NY INTERIM FIN AUT     | Nassau County Interim Finance Authority                                 | CUSIP: 631663QT1<br>LEI: 549300DP7LB76W78BR41 | Long             | DBT              | MUN               | US        |    630000 | PA      | $741689.65    | 0.74%             | 2030-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SALES TAX ASSET RECEIVABLE COR     | Sales Tax Asset Receivable Corp                                         | CUSIP: 794665FS3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    520000 | PA      | $540655.35    | 0.54%             | 2030-10-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST DORM AUTH ST PERSO     | New York State Dormitory Authority                                      | CUSIP: 64990FD43<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    500000 | PA      | $459758.84    | 0.46%             | 2025-03-15      | Fixed         | 0.89%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST                        | State of New York                                                       | CUSIP: 649791KL3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    510000 | PA      | $512088.61    | 0.51%             | 2023-03-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| PORT AUTH OF NEW YORK & NEW JE     | Port Authority of New York & New Jersey                                 | CUSIP: 73358WSS4<br>LEI: 54930006MR4KZ4W74Z83 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1032820.66   | 1.03%             | 2025-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SOUTH JEFFERSON NY CENTRL SCHD     | South Jefferson Central School District                                 | CUSIP: 838488FU3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1125000 | PA      | $1145428.39   | 1.15%             | 2025-04-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| BRIGHTON NY CENTRL SCH DIST        | Brighton Central School District                                        | CUSIP: 109409HD7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1330000 | PA      | $1298965.93   | 1.30%             | 2027-06-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY NY TRANSITIONALF     | New York City Transitional Finance Authority Building Aid Revenue       | CUSIP: 64972H7K2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1905000 | PA      | $1925465.91   | 1.93%             | 2023-07-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST URBAN DEV CORP REV     | New York State Urban Development Corp                                   | CUSIP: 650035S66<br>LEI: 54930039Y2EMGXN6LM88 | Long             | DBT              | MUN               | US        |    435000 | PA      | $456441.65    | 0.46%             | 2025-03-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| DUTCHESS CNTY NY                   | County of Dutchess NY                                                   | CUSIP: 267040EK5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $978401.64    | 0.98%             | 2027-04-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST DORM AUTH REVENUES     | New York State Dormitory Authority                                      | CUSIP: 649907TY8<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   1680000 | PA      | $1697945.74   | 1.70%             | 2024-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY NY TRANSITIONAL      | New York City Transitional Finance Authority Future Tax Secured Revenue | CUSIP: 64971XRJ9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $779819.81    | 0.78%             | 2024-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| DUTCHESS CNTY NY                   | County of Dutchess NY                                                   | CUSIP: 267040EJ8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1175000 | PA      | $1155894.77   | 1.16%             | 2026-04-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK NY                        | City of New York NY                                                     | CUSIP: 64966QRK8<br>LEI: 549300ABYZD2SFD5JB29 | Long             | DBT              | MUN               | US        |    500000 | PA      | $439440.84    | 0.44%             | 2026-08-01      | Fixed         | 1.22%                 | No            |                  2 | On Loan: No      |
| BROOKHAVEN NY                      | Town of Brookhaven NY                                                   | CUSIP: 113152XC1<br>LEI: 5493005Q69V4RYTEJZ98 | Long             | DBT              | MUN               | US        |   1155000 | PA      | $1171163.14   | 1.17%             | 2026-03-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST THRUWAY AUTH GEN R     | New York State Thruway Authority                                        | CUSIP: 650010CA7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $974704.82    | 0.98%             | 2038-01-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST THRUWAY AUTH PERSO     | New York State Thruway Authority                                        | CUSIP: 650028WH2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1025000 | PA      | $1029160.55   | 1.03%             | 2023-03-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| ENLARGED TROY NY SCH DIST          | Enlarged City School District of the City of Troy                       | CUSIP: 293359ET8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $488741.00    | 0.49%             | 2026-06-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| TRIBOROUGH NY BRIDGE & TUNNEL      | Triborough Bridge & Tunnel Authority                                    | CUSIP: 89602RFK6<br>LEI: 54930020ZN4LQF7K3456 | Long             | DBT              | MUN               | US        |    500000 | PA      | $474841.85    | 0.48%             | 2044-11-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW WINDSOR NY                     | Town of New Windsor NY                                                  | CUSIP: 6492283D3<br>LEI: 54930015581F7OZX4A37 | Long             | DBT              | MUN               | US        |    230000 | PA      | $230838.25    | 0.23%             | 2026-06-15      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| TRIBOROUGH NY BRIDGE & TUNNEL      | Triborough Bridge & Tunnel Authority                                    | CUSIP: 89602N7H1<br>LEI: 54930020ZN4LQF7K3456 | Long             | DBT              | MUN               | US        |    360000 | PA      | $394985.03    | 0.40%             | 2029-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| ERIE CNTY NY                       | County of Erie NY                                                       | CUSIP: 295084TV9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $221829.27    | 0.22%             | 2027-09-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SCHENECTADY CNTY NY                | County of Schenectady NY                                                | CUSIP: 806415W68<br>LEI: 5493006EHBI7PZDNN537 | Long             | DBT              | MUN               | US        |   1485000 | PA      | $1468297.60   | 1.47%             | 2024-12-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| WEBSTER NY CENTRL SCH DIST         | Webster Central School District/NY                                      | CUSIP: 948123RW6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    330000 | PA      | $326067.86    | 0.33%             | 2026-10-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| iShares New York Muni Bond ETF     | iShares New York Muni Bond ETF                                          | CUSIP: 464288323<br>LEI: 549300U0W2QKLJLFRJ55 | Long             | EC               | RF                | US        |     58863 | NS      | $3084421.20   | 3.09%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-22

**Name of Applicant:** Manning & Napier Fund, Inc.

**Signature:** Troy M. Statczar

**Name of Signer:** Troy M. Statczar

**Title:** Principal Financial Officer