# EDGAR Filing Document

**Accession Number:** 0001545440
**File Stem:** 0000910472-26-004635
**Filing Date:** 2026-3
**Character Count:** 9616
**Document Hash:** 8a311dd83d8649da4550abb2e2060ccc
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-26-004635.hdr.sgml**: 20260331

**ACCESSION NUMBER**: 0000910472-26-004635

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260131

**FILED AS OF DATE**: 20260331

**DATE AS OF CHANGE**: 20260331

**PERIOD START**: 20261031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Ultimus Managers Trust
- **CENTRAL INDEX KEY:** 0001545440

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** OH

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22680
- **FILM NUMBER:** 26817007

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 513-587-3400

**MAIL ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246

## Series and Classes Contracts Data

### Westwood Broadmark Tactical Growth Fund (Series ID: S000077488)

| Class ID   | Class Name                                                   | Ticker Symbol   |
|:---|:---|:---|
| C000237949 | Westwood Broadmark Tactical Growth Fund C Class Shares       | FTGOX           |
| C000237951 | Westwood Broadmark Tactical Growth Fund Institutional Shares | FTGWX           |
| C000237952 | Westwood Broadmark Tactical Growth Fund A Class Shares       | FTAGX           |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **WESTWOOD BROADMARK TACTICAL GROWTH FUND** | **WESTWOOD BROADMARK TACTICAL GROWTH FUND** | **WESTWOOD BROADMARK TACTICAL GROWTH FUND** |
| **SCHEDULE OF INVESTMENTS** | **SCHEDULE OF INVESTMENTS** | **SCHEDULE OF INVESTMENTS** |
| **January 31, 2026 (Unaudited)** | **January 31, 2026 (Unaudited)** | **January 31, 2026 (Unaudited)** |
| **EXCHANGE-TRADED FUNDS - 72.1%** | **Shares** | **Value** |
| Invesco QQQ Trust Series 1 | &nbsp;&nbsp;41789 | &nbsp;&nbsp;$25987325 |
| Invesco S&P 500® Equal Weight ETF | &nbsp;&nbsp;45032 | &nbsp;&nbsp;8919939 |
| iShares MSCI Eurozone ETF | &nbsp;&nbsp;136310 | &nbsp;&nbsp;9086425 |
| State Street Energy Select Sector SPDR ETF | &nbsp;&nbsp;184710 | &nbsp;&nbsp;9429445 |
| State Street Industrial Select Sector SPDR ETF | &nbsp;&nbsp;55484 | &nbsp;&nbsp;9179273 |
| State Street SPDR S&P 500® ETF Trust | &nbsp;&nbsp;50875 | &nbsp;&nbsp;35203974 |
| State Street SPDR S&P Metals & Mining ETF | &nbsp;&nbsp;83812 | &nbsp;&nbsp;9950161 |
| State Street Utilities Select Sector SPDR ETF | &nbsp;&nbsp;250922 | &nbsp;&nbsp;10852376 |
| VanEck Gold Miners ETF | &nbsp;&nbsp;88297 | &nbsp;&nbsp;8317577 |
| **Total Exchange-Traded Funds** (Cost $110,052,797) | **Total Exchange-Traded Funds** (Cost $110,052,797) | &nbsp;&nbsp;$126926495 |
| **MONEY MARKET FUNDS - 20.2%** | **Shares** | **Value** |
| First American Government Obligations Fund - Class U, 3.63% <sup>(a)</sup> <br> (Cost $35,536,162) | &nbsp;&nbsp;35536162 | &nbsp;&nbsp;$35536162 |
| **Investments at Value - 92.3%** (Cost $145,588,959) | **Investments at Value - 92.3%** (Cost $145,588,959) | &nbsp;&nbsp;$162462657 |
| **Other Assets in Excess of Liabilities - 7.7%** | **Other Assets in Excess of Liabilities - 7.7%** | &nbsp;&nbsp;13640393 |
| **Net Assets - 100.0%** | **Net Assets - 100.0%** | &nbsp;&nbsp;$176103050 |

---

<sup>(a)</sup> The rate shown is the 7-day effective yield as of January 31, 2026.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Ultimus Managers Trust

- **b. Investment Company Act file number:** 811-22680

- **c. CIK number of Registrant:** 0001545440

- **d. LEI of Registrant:** 549300FU214TAR7BFY91

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 Pictoria Drive

  - **City:** Cincinnati

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 513-587-3400

**Item A.2. Information about the Series.**

- **a. Name of Series:** WESTWOOD BROADMARK TACTICAL GROWTH FUND

- **b. EDGAR series identifier (if any):** S000077488

- **c. LEI of Series:** 549300H1ABOEPTWVJV75

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-10-31

- **b. Date as of which information is reported:** 2026-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $176310518.82

**Total Liabilities:** $207469.06

**Net Assets:** $176103049.76

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000237949 | 1.41%                | -0.01%               | 4.06%                |
| Class ID C000237951 | 1.51%                | 0.04%                | 4.14%                |
| Class ID C000237952 | 1.48%                | 0.01%                | 4.13%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $2580031.58                                |
| Month 2  | $0.00                    | $-462136.95                                |
| Month 3  | $4948081.10              | $2261735.34                                |

**Designated Index Information**

- **Index Name:** Russell 2000

- **Index Identifier:** RU2000

### Schedule of Portfolio Investments

| Name                                | Title                                                | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| First American Funds Inc.           | FIRST AMERICAN GOVERNMENT OBLIGATIONS FUND - CLASS U | CUSIP: 31846V211<br>LEI: 549300J5J5SJCZ9IA369 | Long             | STIV             | RF                | US        |  35536162 | PA      | $35536161.78  | 20.18%            |  |  |  | No            |                  1 | On Loan: No      |
| Invesco QQQ Trust, Series 1         | Invesco QQQ Trust Series 1                           | CUSIP: 46090E103<br>LEI: 549300VY6FEJBCIMET58 | Long             | EC               | RF                | US        |     41789 | NS      | $25987325.43  | 14.76%            |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Exchange-Traded Fund Trust  | Invesco S&P 500 Equal Weight ETF                     | CUSIP: 46137V357<br>LEI: QPT4TMG79RF3UWNU0R52 | Long             | EC               | RF                | US        |     45032 | NS      | $8919938.56   | 5.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Ishares Inc                         | iShares MSCI Eurozone ETF                            | CUSIP: 464286608<br>LEI: 549300MGJZCNMJLBAJ67 | Long             | EC               | RF                | US        |    136310 | NS      | $9086424.60   | 5.16%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Spdr S&p 500 Etf Trust | State Street SPDR S&P 500 ETF Trust                  | CUSIP: 78462F103<br>LEI: 549300NZAMSJ8FXPQQ63 | Long             | EC               | RF                | US        |     50875 | NS      | $35203973.75  | 19.99%            |  |  |  | No            |                  1 | On Loan: No      |
| SPDR Series Trust                   | SPDR S&P METALS & MINING ETF                         | CUSIP: 78464A755<br>LEI: 5493004JVD6CQEEJSS37 | Long             | EC               | RF                | US        |     83812 | NS      | $9950160.64   | 5.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust            | Energy Select Sector SPDR Fund                       | CUSIP: 81369Y506<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |    184710 | NS      | $9429445.50   | 5.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust            | Industrial Select Sector SPDR Fund                   | CUSIP: 81369Y704<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |     55484 | NS      | $9179272.96   | 5.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust            | Utilities Select Sector SPDR Fund                    | CUSIP: 81369Y886<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |    250922 | NS      | $10852376.50  | 6.16%             |  |  |  | No            |                  1 | On Loan: No      |
| VanEck ETF Trust                    | VanEck Gold Miners ETFA                              | CUSIP: 92189F106<br>LEI: 549300ZLFKNTXC51ZN76 | Long             | EC               | RF                | US        |     88297 | NS      | $8317577.40   | 4.72%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-01-31

**Name of Applicant:** Westwood Broadmark Tactical Growth Fund

**Signature:** Daniel D. Bauer

**Name of Signer:** Daniel D. Bauer

**Title:** Treasurer