# EDGAR Filing Document

**Accession Number:** 0001800328
**File Stem:** 0001085146-23-000495
**Filing Date:** 2023-2
**Character Count:** 21496
**Document Hash:** 69843d3381bc56bb5c69c625c07d1181
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001085146-23-000495.hdr.sgml**: 20230201

**ACCESSION NUMBER**: 0001085146-23-000495

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230201

**DATE AS OF CHANGE**: 20230131

**EFFECTIVENESS DATE**: 20230201

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Austin Private Wealth, LLC
- **CENTRAL INDEX KEY:** 0001800328
- **IRS NUMBER:** 272194986
- **STATE OF INCORPORATION:** TX
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19892
- **FILM NUMBER:** 23574470

**BUSINESS ADDRESS:**
- **STREET 1:** 3108 N LAMAR BOULEVARD
- **STREET 2:** SUITE B100
- **CITY:** AUSTIN
- **STATE:** TX
- **ZIP:** 78705
- **BUSINESS PHONE:** 5128864114

**MAIL ADDRESS:**
- **STREET 1:** 3108 N LAMAR BOULEVARD
- **STREET 2:** SUITE B100
- **CITY:** AUSTIN
- **STATE:** TX
- **ZIP:** 78705

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Austin Private Wealth LLC<br>**Address:** 3108 N LAMAR BOULEVARD<br>SUITE B100<br>AUSTIN, TX 78705

**Form 13F File Number:** 028-19892

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Dan Kraus<br>**Title:** Chief Compliance Officer<br>**Phone:** 512-886-4114

**Signature, Place, and Date of Signing:**

/s/Dan Kraus  Austin, TX  01-31-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 161

**Form 13F Information Table Value Total:** $570675089

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABS | COM | 002824100 | BBG001S5N9M6 | 250321 | 2280 | SH |  | SOLE |  | 2280 | 0 | 0 |
| ABBVIE INC | COM | 00287Y109 | BBG0025Y4RZ3 | 423355 | 2620 | SH |  | SOLE |  | 2620 | 0 | 0 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | BBG001S5NCQ5 | 309944 | 921 | SH |  | SOLE |  | 921 | 0 | 0 |
| ALAMOS GOLD INC NEW | COM CL A | 011532108 | BBG009HT65S0 | 103122 | 10200 | SH |  | SOLE |  | 10200 | 0 | 0 |
| ALAMOS GOLD INC NEW | COM CL A | 011532108 | BBG009HT65S0 | 2 | 200 | SH | Call | SOLE |  | 200 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 | BBG009S39JY5 | 1310480 | 14853 | SH |  | SOLE |  | 14853 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 | BBG009S3NB21 | 2275836 | 25649 | SH |  | SOLE |  | 25649 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 | BBG001S5PQL7 | 1795080 | 21370 | SH |  | SOLE |  | 21370 | 0 | 0 |
| AMERICAN AIRLS GROUP INC | COM | 02376R102 | BBG005P7Q907 | 288858 | 22709 | SH |  | SOLE |  | 22709 | 0 | 0 |
| AMPLITUDE INC | COM CL A | 03213A104 | BBG012CDTZZ5 | 386560 | 32000 | SH |  | SOLE |  | 32000 | 0 | 0 |
| APPLE INC | COM | 037833100 | BBG001S5N8V8 | 7426999 | 57162 | SH |  | SOLE |  | 57162 | 0 | 0 |
| AT INC | COM | 00206R102 | BBG001S5VWH2 | 277641 | 15081 | SH |  | SOLE |  | 15081 | 0 | 0 |
| BANK AMERICA CORP | COM | 060505104 | BBG001S5P0Y0 | 327060 | 9875 | SH |  | SOLE |  | 9875 | 0 | 0 |
| BANK AMERICA CORP | COM | 060505104 | BBG001S5P0Y0 | 199 | 6000 | SH | Call | SOLE |  | 6000 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | BBG001S90346 | 587528 | 1902 | SH |  | SOLE |  | 1902 | 0 | 0 |
| BLACKROCK ETF TRUST | US CARBON TRANS | 09290C509 | BBG00ZS43SF2 | 666588 | 15714 | SH |  | SOLE |  | 15714 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 | BBG00KHY5SY8 | 560807 | 1003 | SH |  | SOLE |  | 1003 | 0 | 0 |
| CACI INTL INC | CL A | 127190304 | BBG001SF9NK1 | 200193 | 666 | SH |  | SOLE |  | 666 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 | BBG001S67ZC5 | 1176865 | 6557 | SH |  | SOLE |  | 6557 | 0 | 0 |
| COCA COLA CO | COM | 191216100 | BBG001S5SMQ8 | 232240 | 3651 | SH |  | SOLE |  | 3651 | 0 | 0 |
| COMCAST CORP NEW | CL A | 20030N101 | BBG001S5PXL2 | 244139 | 6981 | SH |  | SOLE |  | 6981 | 0 | 0 |
| CONOCOPHILLIPS | COM | 20825C104 | BBG001S5TZM2 | 517784 | 4388 | SH |  | SOLE |  | 4388 | 0 | 0 |
| DANAHER CORPORATION | COM | 235851102 | BBG001S5QGT0 | 306295 | 1154 | SH |  | SOLE |  | 1154 | 0 | 0 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 | BBG001S9P0Z1 | 289440 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| EQUIFAX INC | COM | 294429105 | BBG001S5QSK3 | 207965 | 1070 | SH |  | SOLE |  | 1070 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 | BBG001S69V32 | 3570982 | 32375 | SH |  | SOLE |  | 32375 | 0 | 0 |
| FORTINET INC | COM | 34959E109 | BBG001S77BL6 | 207440 | 4243 | SH |  | SOLE |  | 4243 | 0 | 0 |
| GENERAL DYNAMICS CORP | COM | 369550108 | BBG001S5RHP1 | 202706 | 817 | SH |  | SOLE |  | 817 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 | BBG001S5RTW7 | 403985 | 1279 | SH |  | SOLE |  | 1279 | 0 | 0 |
| ILLINOIS TOOL WKS INC | COM | 452308109 | BBG001S5SDX0 | 265021 | 1203 | SH |  | SOLE |  | 1203 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | BBG001S5S399 | 355923 | 2526 | SH |  | SOLE |  | 2526 | 0 | 0 |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 46090F100 | BBG007HL81B6 | 352518 | 23851 | SH |  | SOLE |  | 23851 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | S EMRNG MKTS | 46138E297 | BBG002DJ8H94 | 12536596 | 544832 | SH |  | SOLE |  | 544832 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S 500 GARP ETF | 46137V431 | BBG001V28DF5 | 424234 | 5136 | SH |  | SOLE |  | 5136 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | BBG001S9GN63 | 760044 | 2854 | SH |  | SOLE |  | 2854 | 0 | 0 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 | BBG001SJK6D5 | 1452642 | 41996 | SH |  | SOLE |  | 41996 | 0 | 0 |
| ISHARES INC | ESG AWR MSCI EM | 46434G863 | BBG00D7BDH70 | 404832 | 13463 | SH |  | SOLE |  | 13463 | 0 | 0 |
| ISHARES INC | MSCI EM ASIA ETF | 464286426 | BBG002MYG936 | 1091225 | 17234 | SH |  | SOLE |  | 17234 | 0 | 0 |
| ISHARES TR | 0-5YR HI YL CP | 46434V407 | BBG005DW06B7 | 5367549 | 131268 | SH |  | SOLE |  | 131268 | 0 | 0 |
| ISHARES TR | 10-20 YR TRS ETF | 464288653 | BBG001SSD830 | 4419261 | 40851 | SH |  | SOLE |  | 40851 | 0 | 0 |
| ISHARES TR | CONV BD ETF | 46435G102 | BBG009BKDMM6 | 1785935 | 25708 | SH |  | SOLE |  | 25708 | 0 | 0 |
| ISHARES TR | CORE S MCP ETF | 464287507 | BBG001SFC7V0 | 603999 | 2497 | SH |  | SOLE |  | 2497 | 0 | 0 |
| ISHARES TR | CORE S SCP ETF | 464287804 | BBG001SFC7W9 | 3574087 | 37765 | SH |  | SOLE |  | 37765 | 0 | 0 |
| ISHARES TR | CORE S US VLU | 464287663 | BBG001SFQL80 | 232514 | 3292 | SH |  | SOLE |  | 3292 | 0 | 0 |
| ISHARES TR | CORE S ETF | 464287200 | BBG001SFB7R6 | 1757761 | 4575 | SH |  | SOLE |  | 4575 | 0 | 0 |
| ISHARES TR | CORE TOTAL USD | 46434V613 | BBG006MJCSW0 | 14395931 | 320408 | SH |  | SOLE |  | 320408 | 0 | 0 |
| ISHARES TR | EAFE GRWTH ETF | 464288885 | BBG001SP62C7 | 21876580 | 261182 | SH |  | SOLE |  | 261182 | 0 | 0 |
| ISHARES TR | EAFE SML CP ETF | 464288273 | BBG001SYVWS7 | 11659088 | 206429 | SH |  | SOLE |  | 206429 | 0 | 0 |
| ISHARES TR | EAFE VALUE ETF | 464288877 | BBG001SNYBH6 | 19418536 | 423246 | SH |  | SOLE |  | 423246 | 0 | 0 |
| ISHARES TR | ESG ADV TTL USD | 46436E619 | BBG00VJ13GZ1 | 1112898 | 26372 | SH |  | SOLE |  | 26372 | 0 | 0 |
| ISHARES TR | ESG AW MSCI EAFE | 46435G516 | BBG00D7BBRS7 | 548206 | 8339 | SH |  | SOLE |  | 8339 | 0 | 0 |
| ISHARES TR | ESG AWARE MSCI | 46435U663 | BBG00KK87757 | 623010 | 18948 | SH |  | SOLE |  | 18948 | 0 | 0 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 | BBG00FFPFTS4 | 39585174 | 467082 | SH |  | SOLE |  | 467082 | 0 | 0 |
| ISHARES TR | ESG AWRE USD ETF | 46435G193 | BBG00H4BH3F2 | 470700 | 21110 | SH |  | SOLE |  | 21110 | 0 | 0 |
| ISHARES TR | ESG EAFE ETF | 46436E759 | BBG00VHK1HS9 | 592194 | 10912 | SH |  | SOLE |  | 10912 | 0 | 0 |
| ISHARES TR | ESG MSCI USA ETF | 46436E767 | BBG00VHK2B74 | 801698 | 26148 | SH |  | SOLE |  | 26148 | 0 | 0 |
| ISHARES TR | FALN ANGLS USD | 46435G474 | BBG00D332C84 | 1069797 | 43470 | SH |  | SOLE |  | 43470 | 0 | 0 |
| ISHARES TR | JPMORGAN USD EMG | 464288281 | BBG001SQS9Y2 | 254954 | 3014 | SH |  | SOLE |  | 3014 | 0 | 0 |
| ISHARES TR | MBS ETF | 464288588 | BBG001SSD8B1 | 10498094 | 113187 | SH |  | SOLE |  | 113187 | 0 | 0 |
| ISHARES TR | MSCI KLD400 SOC | 464288570 | BBG001SRYH02 | 976272 | 13599 | SH |  | SOLE |  | 13599 | 0 | 0 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 | BBG0025X2G81 | 5501463 | 76303 | SH |  | SOLE |  | 76303 | 0 | 0 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 | BBG004FPV022 | 4880488 | 33444 | SH |  | SOLE |  | 33444 | 0 | 0 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 | BBG001SZV978 | 30220189 | 286393 | SH |  | SOLE |  | 286393 | 0 | 0 |
| ISHARES TR | RUS 1000 ETF | 464287622 | BBG001S562W9 | 14682986 | 69746 | SH |  | SOLE |  | 69746 | 0 | 0 |
| ISHARES TR | RUS 2000 GRW ETF | 464287648 | BBG001S562F8 | 218596 | 1019 | SH |  | SOLE |  | 1019 | 0 | 0 |
| ISHARES TR | RUS 2000 VAL ETF | 464287630 | BBG001S56277 | 384393 | 2772 | SH |  | SOLE |  | 2772 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | BBG001SFC7Y7 | 2712373 | 15556 | SH |  | SOLE |  | 15556 | 0 | 0 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 | BBG001SLS4Q3 | 5206305 | 49931 | SH |  | SOLE |  | 49931 | 0 | 0 |
| ISHARES TR | U.S. TECH ETF | 464287721 | BBG001SFB7Z7 | 6332178 | 85007 | SH |  | SOLE |  | 85007 | 0 | 0 |
| ISHARES TR | US INFRASTRUC | 46435U713 | BBG00KHHFPF1 | 2214479 | 61072 | SH |  | SOLE |  | 61072 | 0 | 0 |
| ISHARES TR | US TREAS BD ETF | 46429B267 | BBG002NCKPP8 | 8313918 | 365930 | SH |  | SOLE |  | 365930 | 0 | 0 |
| ISHARES U S ETF TR | GSCI CMDTY STGY | 46431W853 | BBG0079TF237 | 1833866 | 65054 | SH |  | SOLE |  | 65054 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 | BBG001S5SHQ9 | 709331 | 4015 | SH |  | SOLE |  | 4015 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 | BBG001S8CRC3 | 784619 | 5851 | SH |  | SOLE |  | 5851 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 | BBG001S8CRC3 | 40 | 300 | SH | Call | SOLE |  | 300 | 0 | 0 |
| LOCKHEED MARTIN CORP | COM | 539830109 | BBG001S7PS57 | 290435 | 597 | SH |  | SOLE |  | 597 | 0 | 0 |
| LOCKHEED MARTIN CORP | COM | 539830109 | BBG001S7PS57 | 195 | 400 | SH | Put | SOLE |  | 400 | 0 | 0 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 | BBG001SKNNS6 | 249917 | 719 | SH |  | SOLE |  | 719 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 | BBG001S5T110 | 482636 | 1831 | SH |  | SOLE |  | 1831 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 | BBG001S5TC52 | 531779 | 4793 | SH |  | SOLE |  | 4793 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 | BBG001SQCQC5 | 371249 | 3085 | SH |  | SOLE |  | 3085 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 | BBG001SQCQC5 | 72 | 600 | SH | Call | SOLE |  | 600 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 | BBG001S5TD05 | 4209035 | 17551 | SH |  | SOLE |  | 17551 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 | BBG001S5TD05 | 240 | 1000 | SH | Call | SOLE |  | 1000 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 | BBG001S5TZJ6 | 921424 | 6305 | SH |  | SOLE |  | 6305 | 0 | 0 |
| NXP SEMICONDUCTORS N V | COM | N6596X109 | BBG001SF62F6 | 368210 | 2330 | SH |  | SOLE |  | 2330 | 0 | 0 |
| ORACLE CORP | COM | 68389X105 | BBG001S5SJG6 | 746453 | 9132 | SH |  | SOLE |  | 9132 | 0 | 0 |
| OWL ROCK CAPITAL CORPORATION | COM | 69121K104 | BBG00DB0XYD3 | 176740 | 15302 | SH |  | SOLE |  | 15302 | 0 | 0 |
| PALO ALTO NETWORKS INC | COM | 697435105 | BBG001T9NWN5 | 207636 | 1488 | SH |  | SOLE |  | 1488 | 0 | 0 |
| PALO ALTO NETWORKS INC | COM | 697435105 | BBG001T9NWN5 | 28 | 200 | SH | Call | SOLE |  | 200 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 | BBG0077VNXW5 | 624030 | 8762 | SH |  | SOLE |  | 8762 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 | BBG0077VNXW5 | 36 | 500 | SH | Call | SOLE |  | 500 | 0 | 0 |
| PEPSICO INC | COM | 713448108 | BBG001S695T1 | 405040 | 2242 | SH |  | SOLE |  | 2242 | 0 | 0 |
| PFIZER INC | COM | 717081103 | BBG001S5V466 | 468498 | 9143 | SH |  | SOLE |  | 9143 | 0 | 0 |
| PHILLIPS 66 | COM | 718546104 | BBG00286S4P7 | 454413 | 4366 | SH |  | SOLE |  | 4366 | 0 | 0 |
| PIMCO ETF TR | ENHNCD LW DUR AC | 72201R718 | BBG005VLSHH1 | 6967228 | 73915 | SH |  | SOLE |  | 73915 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 | BBG001S5V4L9 | 591593 | 3903 | SH |  | SOLE |  | 3903 | 0 | 0 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | BBG001S5X5Q9 | 320320 | 3174 | SH |  | SOLE |  | 3174 | 0 | 0 |
| SALESFORCE INC | COM | 79466L302 | BBG001SDLP09 | 248341 | 1873 | SH |  | SOLE |  | 1873 | 0 | 0 |
| SCHWAB CHARLES FAMILY FD | AMT TAX FREE MNY | 808515530 | BBG00TCBL6Q3 | 950000 | 950000 | SH |  | SOLE |  | 950000 | 0 | 0 |
| SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 808524771 | BBG0051J0PJ9 | 2037913 | 38135 | SH |  | SOLE |  | 38135 | 0 | 0 |
| SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 | BBG0051NXNX3 | 1087465 | 23276 | SH |  | SOLE |  | 23276 | 0 | 0 |
| SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 | BBG0051QPC87 | 882391 | 35609 | SH |  | SOLE |  | 35609 | 0 | 0 |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | BBG001WBMLH8 | 14554224 | 318822 | SH |  | SOLE |  | 318822 | 0 | 0 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | BBG0025RWLM4 | 852657 | 11287 | SH |  | SOLE |  | 11287 | 0 | 0 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | BBG001T5XQV6 | 362013 | 8018 | SH |  | SOLE |  | 8018 | 0 | 0 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | BBG001T5XQW5 | 220496 | 5443 | SH |  | SOLE |  | 5443 | 0 | 0 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | BBG001T9F777 | 1453995 | 28075 | SH |  | SOLE |  | 28075 | 0 | 0 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | BBG001S7T1S7 | 1124118 | 12851 | SH |  | SOLE |  | 12851 | 0 | 0 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | BBG001S7T1S7 | 297 | 3400 | SH | Call | SOLE |  | 3400 | 0 | 0 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | BBG001S7TCZ5 | 385888 | 3101 | SH |  | SOLE |  | 3101 | 0 | 0 |
| SPDR INDEX SHS FDS | PORTFLO EURP ETF | 78463X103 | BBG001SLBKJ3 | 313702 | 9043 | SH |  | SOLE |  | 9043 | 0 | 0 |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | BBG001SRXRJ1 | 1674011 | 56383 | SH |  | SOLE |  | 56383 | 0 | 0 |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | BBG001SRXRD7 | 708376 | 21492 | SH |  | SOLE |  | 21492 | 0 | 0 |
| SPDR INDEX SHS FDS | S GBLINF ETF | 78463X855 | BBG001SRXRM7 | 203809 | 3888 | SH |  | SOLE |  | 3888 | 0 | 0 |
| SPDR INDEX SHS FDS | S INTL SMLCP | 78463X871 | BBG001SRXRK9 | 301747 | 10260 | SH |  | SOLE |  | 10260 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 | BBG001S72SM3 | 1640242 | 4289 | SH |  | SOLE |  | 4289 | 0 | 0 |
| SPDR SER TR | BBG CONV SEC ETF | 78464A359 | BBG001T2PMD1 | 227892 | 3542 | SH |  | SOLE |  | 3542 | 0 | 0 |
| SPDR SER TR | BLOOMBERG 1 10 Y | 78468R861 | BBG004MKB438 | 219647 | 11905 | SH |  | SOLE |  | 11905 | 0 | 0 |
| SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 | BBG001STKCW9 | 202972 | 2219 | SH |  | SOLE |  | 2219 | 0 | 0 |
| SPDR SER TR | BLOOMBERG EMERGI | 78464A391 | BBG001V0JXM5 | 728688 | 35442 | SH |  | SOLE |  | 35442 | 0 | 0 |
| SPDR SER TR | BLOOMBERG HIGH Y | 78468R622 | BBG001SQS7X7 | 556740 | 6186 | SH |  | SOLE |  | 6186 | 0 | 0 |
| SPDR SER TR | BLOOMBERG INTL | 78464A151 | BBG001T8QLK1 | 243382 | 8780 | SH |  | SOLE |  | 8780 | 0 | 0 |
| SPDR SER TR | DJ REIT ETF | 78464A607 | BBG001SHTRF2 | 201839 | 2316 | SH |  | SOLE |  | 2316 | 0 | 0 |
| SPDR SER TR | ICE PFD SEC ETF | 78464A292 | BBG001T5L3N9 | 283335 | 8633 | SH |  | SOLE |  | 8633 | 0 | 0 |
| SPDR SER TR | NUVEEN BLMBRG MU | 78468R721 | BBG001SRSPW6 | 929462 | 20374 | SH |  | SOLE |  | 20374 | 0 | 0 |
| SPDR SER TR | PORTFOLIO LN TSR | 78464A664 | BBG001STKCY7 | 710306 | 24468 | SH |  | SOLE |  | 24468 | 0 | 0 |
| SPDR SER TR | PORTFOLIO S | 78464A847 | BBG001SPT9T9 | 306043 | 7201 | SH |  | SOLE |  | 7201 | 0 | 0 |
| SPDR SER TR | PORTFOLIO S | 78464A854 | BBG001SPTB87 | 60011715 | 1334187 | SH |  | SOLE |  | 1334187 | 0 | 0 |
| SPDR SER TR | PORTFOLIO S | 78468R853 | BBG004T58LZ5 | 243484 | 6586 | SH |  | SOLE |  | 6586 | 0 | 0 |
| SPDR SER TR | PORTFOLIO SHORT | 78464A474 | BBG001T6B0P2 | 552579 | 18808 | SH |  | SOLE |  | 18808 | 0 | 0 |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 | BBG004DF1DW8 | 658899 | 16110 | SH |  | SOLE |  | 16110 | 0 | 0 |
| SSGA ACTIVE TR | SPDR SSGA US SCT | 78470P408 | BBG00NS9VV15 | 1220179 | 31359 | SH |  | SOLE |  | 31359 | 0 | 0 |
| TESLA INC | COM | 88160R101 | BBG001SQKGD7 | 1850287 | 15021 | SH |  | SOLE |  | 15021 | 0 | 0 |
| TEXAS INSTRS INC | COM | 882508104 | BBG001S5WYZ7 | 620289 | 3754 | SH |  | SOLE |  | 3754 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 | BBG001S5WS08 | 326559 | 593 | SH |  | SOLE |  | 593 | 0 | 0 |
| UNION PAC CORP | COM | 907818108 | BBG001S5X2M0 | 271495 | 1311 | SH |  | SOLE |  | 1311 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | BBG001S6WCJ1 | 565172 | 1066 | SH |  | SOLE |  | 1066 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | BBG001S6WCJ1 | 53 | 100 | SH | Call | SOLE |  | 100 | 0 | 0 |
| VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 | BBG001ST39R1 | 29854604 | 401704 | SH |  | SOLE |  | 401704 | 0 | 0 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 | BBG001SK3J43 | 353673 | 2662 | SH |  | SOLE |  | 2662 | 0 | 0 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 | BBG001SHTTS4 | 239981 | 1126 | SH |  | SOLE |  | 1126 | 0 | 0 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 | BBG001TC6MC1 | 325373 | 926 | SH |  | SOLE |  | 926 | 0 | 0 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | BBG001SHTTV0 | 359738 | 1960 | SH |  | SOLE |  | 1960 | 0 | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | BBG001SHTB03 | 1332403 | 6969 | SH |  | SOLE |  | 6969 | 0 | 0 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 | BBG001SHVR78 | 313306 | 2232 | SH |  | SOLE |  | 2232 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | BBG001SP7T00 | 527954 | 10530 | SH |  | SOLE |  | 10530 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | BBG001SHTTZ6 | 10368574 | 265997 | SH |  | SOLE |  | 265997 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 922042866 | BBG001SHTV36 | 355341 | 5522 | SH |  | SOLE |  | 5522 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | BBG001T2YZG9 | 2211463 | 25658 | SH |  | SOLE |  | 25658 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000IDX | 92206C730 | BBG001TCHM11 | 66206548 | 379930 | SH |  | SOLE |  | 379930 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 | BBG001TCH7W0 | 44037307 | 625797 | SH |  | SOLE |  | 625797 | 0 | 0 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | BBG001SQX4T3 | 1306214 | 8602 | SH |  | SOLE |  | 8602 | 0 | 0 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 | BBG001TJR1D8 | 665947 | 12876 | SH |  | SOLE |  | 12876 | 0 | 0 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | BBG001SSPWL4 | 21575414 | 514068 | SH |  | SOLE |  | 514068 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 | BBG001SRCFY3 | 850154 | 4092 | SH |  | SOLE |  | 4092 | 0 | 0 |
| WALMART INC | COM | 931142103 | BBG001S5XH92 | 683667 | 4822 | SH |  | SOLE |  | 4822 | 0 | 0 |
| WHEELS UP EXPERIENCE INC | COM CL A | 96328L106 | BBG00XTV85M3 | 10918 | 10600 | SH |  | SOLE |  | 10600 | 0 | 0 |
| WORKDAY INC | CL A | 98138H101 | BBG001T21KQ7 | 1520193 | 9085 | SH |  | SOLE |  | 9085 | 0 | 0 |
| WP CAREY INC | COM | 92936U109 | BBG001S67MM3 | 1193976 | 15278 | SH |  | SOLE |  | 15278 | 0 | 0 |
| XCEL ENERGY INC | COM | 98389B100 | BBG001S7F0X8 | 249521 | 3559 | SH |  | SOLE |  | 3559 | 0 | 0 |

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