# EDGAR Filing Document

**Accession Number:** 0000845611
**File Stem:** 0000940400-26-023182
**Filing Date:** 2026-6
**Character Count:** 60744
**Document Hash:** 519297042c05eeff34cc1379abd23e91
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-023182.hdr.sgml**: 20260601

**ACCESSION NUMBER**: 0000940400-26-023182

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260601

**DATE AS OF CHANGE**: 20260601

**PERIOD START**: 20260930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
- **CENTRAL INDEX KEY:** 0000845611

**ORGANIZATION NAME:**
- **EIN:** 133523423
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-05715
- **FILM NUMBER:** 261049282

**BUSINESS ADDRESS:**
- **STREET 1:** ONE CORPORATE CENTER
- **CITY:** RYE
- **STATE:** NY
- **ZIP:** 10580
- **BUSINESS PHONE:** 2123098408

**MAIL ADDRESS:**
- **STREET 1:** ONE CORPORATE CENTER
- **CITY:** RYE YORK
- **STATE:** NY
- **ZIP:** 10580

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GABELLI CONVERTIBLE SECURITIES FUND INC /DE
- **DATE OF NAME CHANGE:** 19970507

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GABELLI SERIES FUNDS INC
- **DATE OF NAME CHANGE:** 19920703

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Gabelli Convertible & Income Securities Fund Inc

- **b. Investment Company Act file number:** 811-05715

- **c. CIK number of Registrant:** 0000845611

- **d. LEI of Registrant:** 549300XKRPOM8NVRNE70

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** One Corporate Center

  - **City:** Rye

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10580-1422

  - **Telephone number:** 1-800-422-3554

**Item A.2. Information about the Series.**

- **a. Name of Series:** Gabelli Convertible & Income Securities Fund Inc

- **c. LEI of Series:** 549300XKRPOM8NVRNE70

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-09-30

- **b. Date as of which information is reported:** 2026-03-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $89646119.49

**Total Liabilities:** $6222081.38

**Net Assets:** $83424038.11

**Cash Not Reported:** $13950.65

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 148.65524000 | **1-Year:** 432.92436000 | **5-Year:** 62.76377000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 127.76812000 | **1-Year:** 5314.79750000 | **5-Year:** 1845.49144000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000000000 | 7.47%                | 0.00%                | -1.29%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $818409.09               | $4414903.92                                |
| Month 2  | $752480.71               | $-1588822.60                               |
| Month 3  | $-1056138.10             | $-1317915.05                               |

### Schedule of Portfolio Investments

| Name                                    | Title                                                                                                                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Centrus Energy Corp.                    | LEU 0 08/15/32                                                                                                                           | CUSIP: 15643UAF1<br>LEI: 549300G6VDK9G8276661 | Long             | DBT              | CORP              | US        |    850000 | PA      | $903337.50    | 1.08%             | 2032-08-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| VOYAGER TECHNOLOGIES INC                | VOYG 0.75 11/15/30                                                                                                                       | CUSIP: 92892BAA1<br>LEI: 254900DDCLSP240FE187 | Long             | DBT              | CORP              | US        |    800000 | PA      | $831200.00    | 1.00%             | 2030-11-15      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| Liberty Energy Inc                      | LBRT 0 03/01/31                                                                                                                          | CUSIP: 53115LAA2<br>LEI: 254900PKFJW6RILDCM60 | Long             | DBT              | CORP              | US        |    700000 | PA      | $767550.00    | 0.92%             | 2031-03-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| PPL Capital Funding Inc.                | PPL 3 12/01/30                                                                                                                           | CUSIP: 69352PAU7<br>LEI: 549300MROK5WY0D2NU17 | Long             | DBT              | CORP              | US        |    500000 | PA      | $523000.00    | 0.63%             | 2030-12-01      | Fixed         | 3.00%                 | Yes           |                  2 | On Loan: No      |
| National Fuel Gas Company               | National Fuel Gas Company COM                                                                                                            | CUSIP: 636180101<br>LEI: 8JB38FFW1Y3C1HM8E841 | Long             | EC               | CORP              | US        |       900 | NS      | $84564.00     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| MP Materials Corp                       | MPUS 3 03/01/30                                                                                                                          | CUSIP: 553368AC5<br>LEI: 89450063PHPS61USMT84 | Long             | DBT              | CORP              | US        |    500000 | PA      | $1192500.00   | 1.43%             | 2030-03-01      | Fixed         | 3.00%                 | Yes           |                  2 | On Loan: No      |
| ITT Inc                                 | ITT Inc COM                                                                                                                              | CUSIP: 45073V108<br>LEI: 549300KDSERHTJOXUS80 | Long             | EC               | CORP              | US        |       500 | NS      | $95265.00     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Bridgebio Pharma Inc                    | BBIO 1.75 03/01/31                                                                                                                       | CUSIP: 10806XAJ1<br>LEI: 54930028YG89VTY2J114 | Long             | DBT              | CORP              | US        |   1200000 | PA      | $2037900.00   | 2.44%             | 2031-03-01      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| Swisscom AG                             | Swisscom AG CHF1(REGD)                                                                                                                   | CUSIP: 000000000<br>LEI: 5493005SL9HHOXS3B739 | Long             | EC               | CORP              | CH        |       200 | NS      | $166833.42    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| PURECYCLE TECHNOLOGIES                  | PureCycle Technologies Inc                                                                                                               | CUSIP: 74623VAB9<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    600000 | PA      | $527158.46    | 0.63%             | 2030-08-15      | Fixed         | 7.25%                 | No            |                  2 | On Loan: No      |
| OSI System Inc.                         | OSIS 2.25 08/01/29                                                                                                                       | CUSIP: 671044AF2<br>LEI: DDX3MPX1Y8YD30050X33 | Long             | DBT              | CORP              | US        |    650000 | PA      | $997912.50    | 1.20%             | 2029-08-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| Avista Corporation                      | Avista Corporation COM                                                                                                                   | CUSIP: 05379B107<br>LEI: Q0IK63NITJD6RJ47SW96 | Long             | EC               | CORP              | US        |      1500 | NS      | $60210.00     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| First Majestic Silver Corp.             | AGCN 0.125 01/15/31                                                                                                                      | CUSIP: 32076VAE3<br>LEI: 529900PWCU5DUH1DYR51 | Long             | DBT              | CORP              | CA        |    100000 | PA      | $127400.00    | 0.15%             | 2031-01-15      | Fixed         | 0.12%                 | Yes           |                  2 | On Loan: No      |
| FirstEnergy Corp.                       | FE 3.875 01/15/31                                                                                                                        | CUSIP: 337932AU1<br>LEI: 549300SVYJS666PQJH88 | Long             | DBT              | CORP              | US        |   1500000 | PA      | $1731000.00   | 2.07%             | 2031-01-15      | Fixed         | 3.88%                 | Yes           |                  2 | On Loan: No      |
| Algonquin Power & Utilities Corporation | Algonquin Power & Utilities Corporation COM                                                                                              | CUSIP: 015857105<br>LEI: 549300K5VIUTJXQL7X75 | Long             | EC               | CORP              | CA        |     12000 | NS      | $73680.00     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| WHITEFIBER INC                          | Whitefiber Inc                                                                                                                           | CUSIP: 964715AA4<br>LEI: 254900VTG8XTRF3IQN65 | Long             | DBT              | CORP              | KY        |    350000 | PA      | $292250.00    | 0.35%             | 2031-02-01      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| United States Treasury Bills            | B 0 06/18/26                                                                                                                             | CUSIP: 912797TD9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    745000 | PA      | $739205.14    | 0.89%             | 2026-06-18      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Citigroup Inc.                          | Citigroup Inc. COM NEW                                                                                                                   | CUSIP: 172967424<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EC               | CORP              | US        |       400 | NS      | $45364.00     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Brown-Forman Corp.                      | Brown-Forman Corp. CL A                                                                                                                  | CUSIP: 115637100<br>LEI: 549300873K3LXF7ARU34 | Long             | EC               | CORP              | US        |       200 | NS      | $5358.00      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Shift4 Payments Inc                     | Shift4 Payments Inc 6.00% SERIES A MANDATORY CONVERTIBLE PREFERRED STOCK                                                                 | CUSIP: 82452J307<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     17000 | NS      | $911880.00    | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| AeroVironment, Inc.                     | AVAV 0 07/15/30                                                                                                                          | CUSIP: 008073AA6<br>LEI: 529900PGHVI29YLZ6221 | Long             | DBT              | CORP              | US        |   1250000 | PA      | $1226250.00   | 1.47%             | 2030-07-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| BRIGHTSPRING HEALTH SERVICES INC        | BTSG 6.75 02/01/27                                                                                                                       | CUSIP: 10950A205<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |      8540 | PA      | $1213021.60   | 1.45%             | 2027-02-01      | Fixed         | 6.75%                 | No            |                  1 | On Loan: No      |
| Golar LNG Limited                       | GLNG 2.75 12/15/30                                                                                                                       | CUSIP: 38046YAC5<br>LEI: 213800C2VSFZG3EZLO34 | Long             | DBT              | CORP              | BM        |   1000000 | PA      | $1191000.00   | 1.43%             | 2030-12-15      | Fixed         | 2.75%                 | Yes           |                  2 | On Loan: No      |
| Dave Inc                                | DAVE 0 04/01/31                                                                                                                          | CUSIP: 23834JAA0<br>LEI: 25490061SUVXCW51RZ82 | Long             | DBT              | CORP              | US        |    195000 | PA      | $185445.00    | 0.22%             | 2031-04-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| WEC ENERGY GROUP INC                    | WEC Energy Group Inc                                                                                                                     | CUSIP: 92939UAR7<br>LEI: 549300IGLYTZUK3PVP70 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $1238250.00   | 1.48%             | 2029-06-01      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| AST SpaceMobile Inc.                    | ASTS 2 01/15/36                                                                                                                          | CUSIP: 00217DAE0<br>LEI: 254900MBSC9P2UCI6623 | Long             | DBT              | CORP              | US        |    500000 | PA      | $529375.00    | 0.63%             | 2036-01-15      | Fixed         | 2.00%                 | Yes           |                  2 | On Loan: No      |
| PPL Capital Funding Inc.                | PPL 2.875 03/15/28                                                                                                                       | CUSIP: 69352PAS2<br>LEI: 549300MROK5WY0D2NU17 | Long             | DBT              | CORP              | US        |   1400000 | PA      | $1641850.00   | 1.97%             | 2028-03-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| CMS Energy Corporation                  | CMS 3.125 05/01/31                                                                                                                       | CUSIP: 125896BZ2<br>LEI: 549300IA9XFBAGNIBW29 | Long             | DBT              | CORP              | US        |    400000 | PA      | $410700.00    | 0.49%             | 2031-05-01      | Fixed         | 3.12%                 | Yes           |                  2 | On Loan: No      |
| Riot Platforms Inc                      | RIOT 0.75 01/15/30                                                                                                                       | CUSIP: 767292AB1<br>LEI: 5299005LKZAJQDQZDF73 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $1152500.00   | 1.38%             | 2030-01-15      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| PPL Corporation                         | PPL 7 02/15/29                                                                                                                           | CUSIP: 69351T866<br>LEI: 9N3UAJSNOUXFKQLF3V18 | Long             | DBT              | CORP              | US        |      2000 | PA      | $102580.00    | 0.12%             | 2029-02-15      | Fixed         | 7.00%                 | No            |                  1 | On Loan: No      |
| UR ENERGY INC                           | Ur-Energy Inc                                                                                                                            | CUSIP: 91688RAA6<br>LEI: 5493004ZEMNWEC7T6X93 | Long             | DBT              | CORP              | CA        |    250000 | PA      | $304750.00    | 0.37%             | 2031-01-15      | Fixed         | 4.75%                 | Yes           |                  2 | On Loan: No      |
| Digital Realty Trust, L.P.              | DLR 1.875 11/15/29                                                                                                                       | CUSIP: 25389JAX4<br>LEI: CD4SPTZ3YBTHY0C1AH38 | Long             | DBT              | CORP              | US        |   1600000 | PA      | $1697808.30   | 2.04%             | 2029-11-15      | Fixed         | 1.88%                 | Yes           |                  2 | On Loan: No      |
| Alibaba Group Holding Ltd.              | BABA 0.5 06/01/31                                                                                                                        | CUSIP: 01609WBG6<br>LEI: 5493001NTNQJDH60PM02 | Long             | DBT              | CORP              | KY        |   1000000 | PA      | $1388750.00   | 1.66%             | 2031-06-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| TransMedics Group Inc.                  | TMDX 1.5 06/01/28                                                                                                                        | CUSIP: 89377MAB5<br>LEI: 549300060GVOSMWARH50 | Long             | DBT              | CORP              | US        |    890000 | PA      | $1153840.50   | 1.38%             | 2028-06-01      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| Enovix Corporation                      | ENVX 4.75 09/15/30                                                                                                                       | CUSIP: 293594AF4<br>LEI: 549300EC7NZGWORHYJ53 | Long             | DBT              | CORP              | US        |    225000 | PA      | $178537.50    | 0.21%             | 2030-09-15      | Fixed         | 4.75%                 | Yes           |                  2 | On Loan: No      |
| Lumentum Holdings Inc.                  | LITE 0.375 03/15/32                                                                                                                      | CUSIP: 55024UAJ8<br>LEI: 549300JLWRRC38DWEF52 | Long             | DBT              | CORP              | US        |    500000 | PA      | $1927263.15   | 2.31%             | 2032-03-15      | Fixed         | 0.38%                 | Yes           |                  2 | On Loan: No      |
| CRISPR Therapeutics AG                  | CRSP 1.7308 03/01/31                                                                                                                     | CUSIP: 226712AA5<br>LEI: 506700O6IRRIQLT3W370 | Long             | DBT              | CORP              | CH        |    520000 | PA      | $509600.00    | 0.61%             | 2031-03-01      | Fixed         | 1.73%                 | No            |                  2 | On Loan: No      |
| State Street Corp.                      | State Street Corp. COM                                                                                                                   | CUSIP: 857477103<br>LEI: 549300ZFEEJ2IP5VME73 | Long             | EC               | CORP              | US        |      2400 | NS      | $303744.00    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Julius Baer Group AG                    | Julius Baer Group AG CHF0.02 (REGD)                                                                                                      | CUSIP: 000000000<br>LEI: 5299007MF0604ZGJER92 | Long             | EC               | CORP              | CH        |       100 | NS      | $7273.64      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Ionis Pharmaceuticals, Inc.             | IONS 0 12/01/30                                                                                                                          | CUSIP: 462222AG5<br>LEI: 549300SI4ZGLG0BLUZ92 | Long             | DBT              | CORP              | US        |    950000 | PA      | $992156.25    | 1.19%             | 2030-12-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Halliburton Company                     | Halliburton Company COM                                                                                                                  | CUSIP: 406216101<br>LEI: ENYF8GB5SMQZ25S06U51 | Long             | EC               | CORP              | US        |      1500 | NS      | $58485.00     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Nebius Group N.V.                       | NBIS 2.625 03/15/33 .                                                                                                                    | CUSIP: 63954QAL0<br>LEI: 549300GGZHJ5Q1B18P93 | Long             | DBT              | CORP              | NL        |    750000 | PA      | $700950.00    | 0.84%             | 2033-03-15      | Fixed         | 2.62%                 | No            |                  2 | On Loan: No      |
| United States Treasury Bills            | B 0 05/28/26                                                                                                                             | CUSIP: 912797SW8<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    365000 | PA      | $362906.79    | 0.44%             | 2026-05-28      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Ollamani SAB                            | Ollamani SAB CPO                                                                                                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EP               | CORP              | MX        |      7500 | NS      | $30651.96     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Caesars Entertainment Inc.              | Caesars Entertainment Inc. COM                                                                                                           | CUSIP: 12769G100<br>LEI: 549300FA4CTCW903Y781 | Long             | EC               | CORP              | US        |      1000 | NS      | $26430.00     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| BWX Technologies Inc.                   | BWXT 0 11/01/30                                                                                                                          | CUSIP: 05605HAD2<br>LEI: 549300NP85N265KWMS58 | Long             | DBT              | CORP              | US        |   1200000 | PA      | $1245600.00   | 1.49%             | 2030-11-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| VSE Corp.                               | VSEC 5.75 02/01/29                                                                                                                       | CUSIP: 918284209<br>LEI: 549300QWJYQDH4U5XI15 | Long             | DBT              | CORP              | US        |     15000 | PA      | $754500.00    | 0.90%             | 2029-02-01      | Fixed         | 5.75%                 | No            |                  1 | On Loan: No      |
| Ligand Pharmaceuticals Incorporated     | LGND 0.75 10/01/30                                                                                                                       | CUSIP: 53220KAG3<br>LEI: 5493008K7TB0IKP37H79 | Long             | DBT              | CORP              | US        |   1250000 | PA      | $1515000.00   | 1.82%             | 2030-10-01      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| Johnson & Johnson                       | Johnson & Johnson COM                                                                                                                    | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |       300 | NS      | $73332.00     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| OSI System Inc.                         | OSIS 0.5 02/01/31                                                                                                                        | CUSIP: 671044AG0<br>LEI: DDX3MPX1Y8YD30050X33 | Long             | DBT              | CORP              | US        |    250000 | PA      | $255750.00    | 0.31%             | 2031-02-01      | Fixed         | 0.50%                 | Yes           |                  2 | On Loan: No      |
| Boeing Co.                              | Boeing Co. COM                                                                                                                           | CUSIP: 097023105<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EC               | CORP              | US        |       400 | NS      | $79612.00     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| United States Treasury Bills            | B 0 06/11/26                                                                                                                             | CUSIP: 912797QX8<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    320000 | PA      | $317730.52    | 0.38%             | 2026-06-11      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Newmont Corporation                     | Newmont Corporation COM                                                                                                                  | CUSIP: 651639106<br>LEI: 549300VSP3RIX7FGDZ51 | Long             | EC               | CORP              | US        |      1000 | NS      | $108250.00    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Atlanta Braves Holdings Inc             | Atlanta Braves Holdings Inc COM SER A                                                                                                    | CUSIP: 047726104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1000 | NS      | $47150.00     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Ultra Clean Holdings Inc                | UCTT 0 03/15/31                                                                                                                          | CUSIP: 90385VAA5<br>LEI: 5493007L6LS7QX18PE75 | Long             | DBT              | CORP              | US        |    350000 | PA      | $371612.50    | 0.45%             | 2031-03-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Grupo Televisa S.A.B.                   | Grupo Televisa S.A.B. SPON ADR REP ORD                                                                                                   | CUSIP: 40049J206<br>LEI: 549300O4AF0C816ILN62 | Long             | EC               | CORP              | MX        |     35000 | NS      | $101850.00    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Solaris Energy Infrastructure Inc       | SEI 0.25 10/01/31                                                                                                                        | CUSIP: 83419XAB4<br>LEI: 529900MTK3C8Y8TIIC10 | Long             | DBT              | CORP              | US        |    800000 | PA      | $1003000.00   | 1.20%             | 2031-10-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| Chart Industries Inc                    | Chart Industries Inc COM                                                                                                                 | CUSIP: 16115Q308<br>LEI: EM7QGKC1GYOF3LSZSL80 | Long             | EC               | CORP              | US        |       800 | NS      | $165400.00    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Costco Wholesale Corporation            | Costco Wholesale Corporation COM                                                                                                         | CUSIP: 22160K105<br>LEI: 29DX7H14B9S6O3FD6V18 | Long             | EC               | CORP              | US        |       150 | NS      | $149464.50    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| GE Aerospace                            | GE Aerospace COM NEW                                                                                                                     | CUSIP: 369604301<br>LEI: 3C7474T6CDKPR9K6YT90 | Long             | EC               | CORP              | US        |      1000 | NS      | $283770.00    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Ametek, Inc.                            | Ametek, Inc. COM                                                                                                                         | CUSIP: 031100100<br>LEI: 549300WZDEF9KKE40E98 | Long             | EC               | CORP              | US        |       200 | NS      | $42872.00     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Baxter International, Inc.              | Baxter International, Inc. COM                                                                                                           | CUSIP: 071813109<br>LEI: J5OIVXX3P24RJRW5CK77 | Long             | EC               | CORP              | US        |      1000 | NS      | $16800.00     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Crown Castle Inc.                       | Crown Castle Inc. COM                                                                                                                    | CUSIP: 22822V101<br>LEI: 54930012H97VSM0I2R19 | Long             | EC               | CORP              | US        |      7205 | NS      | $585838.55    | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| INDIVIOR PHARMACEUTICALS INC            | INDV 0.625 03/15/31                                                                                                                      | CUSIP: 45579UAA7<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    425000 | PA      | $433500.00    | 0.52%             | 2031-03-15      | Fixed         | 0.62%                 | No            |                  2 | On Loan: No      |
| Mirion Technologies Inc                 | MIR 0.25 06/01/30                                                                                                                        | CUSIP: 60471AAA9<br>LEI: 549300BNTOWVWFNVTJ65 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $1088250.00   | 1.30%             | 2030-06-01      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| Energy Fuels Inc.                       | EFRCN 0.75 11/01/31                                                                                                                      | CUSIP: 292671AC8<br>LEI: 529900P0GCATXMGK8I62 | Long             | DBT              | CORP              | CA        |   1200000 | PA      | $1408200.00   | 1.69%             | 2031-11-01      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| Textron Inc.                            | Textron Inc. COM                                                                                                                         | CUSIP: 883203101<br>LEI: 3PPKBHUG1HD6BO7RNR87 | Long             | EC               | CORP              | US        |      2500 | NS      | $218900.00    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Southern Co.                            | SO 7.125 12/15/28 A                                                                                                                      | CUSIP: 842587842<br>LEI: 549300FC3G3YU2FBZD92 | Long             | DBT              | CORP              | US        |      5800 | PA      | $298120.00    | 0.36%             | 2028-12-15      | Fixed         | 7.12%                 | No            |                  1 | On Loan: No      |
| Arrowhead Pharmaceuticals Inc           | ARWR 0 01/15/32                                                                                                                          | CUSIP: 04280AAC4<br>LEI: 549300O3CSB8T7OZ3D66 | Long             | DBT              | CORP              | US        |    440000 | PA      | $456324.00    | 0.55%             | 2032-01-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CMS Energy Corporation                  | CMS 3.375 05/01/28                                                                                                                       | CUSIP: 125896BX7<br>LEI: 549300IA9XFBAGNIBW29 | Long             | DBT              | CORP              | US        |   1100000 | PA      | $1244375.00   | 1.49%             | 2028-05-01      | Fixed         | 3.38%                 | No            |                  2 | On Loan: No      |
| Live Nation Entertainment, Inc.         | LYV 2.875 01/15/30                                                                                                                       | CUSIP: 538034BC2<br>LEI: 5493007B9BM9ZXJINO78 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $1080000.00   | 1.29%             | 2030-01-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| Tempus AI Inc.                          | TEM 0.75 07/15/30                                                                                                                        | CUSIP: 88023BAD5<br>LEI: 2549009LA0KWRAGQBX50 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $955750.00    | 1.15%             | 2030-07-15      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| Akamai Technologies, Inc.               | AKAM 0.25 05/15/33                                                                                                                       | CUSIP: 00971TAP6<br>LEI: OC1LZNN2LF5WTJ5RIL89 | Long             | DBT              | CORP              | US        |    900000 | PA      | $1248075.00   | 1.50%             | 2033-05-15      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| Cytokinetics Inc                        | CYTK 1.75 10/01/31                                                                                                                       | CUSIP: 23282WAD2<br>LEI: 549300BE5DY1HW7IHA64 | Long             | DBT              | CORP              | US        |   1500000 | PA      | $1915312.50   | 2.30%             | 2031-10-01      | Fixed         | 1.75%                 | Yes           |                  2 | On Loan: No      |
| Northern Oil And Gas, Inc.              | NOG 3.625 04/15/29                                                                                                                       | CUSIP: 665531AJ8<br>LEI: OKFF0PIZDDMNH4UCYE51 | Long             | DBT              | CORP              | US        |   1875000 | PA      | $2063144.59   | 2.47%             | 2029-04-15      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| Roche Holding AG                        | Roche Holding AG SPONSORED ADR                                                                                                           | CUSIP: 771195104<br>LEI: 549300U41AUUVOAAOB37 | Long             | EC               | CORP              | CH        |      6700 | NS      | $333057.00    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Zoetis Inc.                             | ZTS 0.25 06/15/29                                                                                                                        | CUSIP: 98978VAY9<br>LEI: 549300HD9Q1LOC9KLJ48 | Long             | DBT              | CORP              | US        |    850000 | PA      | $845750.00    | 1.01%             | 2029-06-15      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| Wynn Resorts Limited                    | Wynn Resorts Limited COM                                                                                                                 | CUSIP: 983134107<br>LEI: 254900CEKKWIHTEAB172 | Long             | EC               | CORP              | US        |       100 | NS      | $10155.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Astronics Corp.                         | ATRO 0 01/15/31                                                                                                                          | CUSIP: 046433AE8<br>LEI: 549300NNXCF8H4MSMK17 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $1393500.00   | 1.67%             | 2031-01-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| PNC Financial Services Group Inc.       | PNC Financial Services Group Inc. COM                                                                                                    | CUSIP: 693475105<br>LEI: CFGNEKW0P8842LEUIA51 | Long             | EC               | CORP              | US        |       100 | NS      | $20809.00     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| The Campbells Co.                       | The Campbells Co. COM                                                                                                                    | CUSIP: 134429109<br>LEI: 5493007JDSMX8Z5Z1902 | Long             | EC               | CORP              | US        |       300 | NS      | $6681.00      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Uber Technologies Inc                   | UBER 0.875 12/01/28 2028                                                                                                                 | CUSIP: 90353TAM2<br>LEI: 549300B2FTG34FILDR98 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $1204250.00   | 1.44%             | 2028-12-01      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| CleanSpark Inc.                         | CLSK 0 02/15/32                                                                                                                          | CUSIP: 18452BAD2<br>LEI: 254900VO7KBRJQDGY810 | Long             | DBT              | CORP              | US        |   1125000 | PA      | $760500.00    | 0.91%             | 2032-02-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Manchester United PLC                   | Manchester United PLC COM USD0.0005 CL 'A'                                                                                               | CUSIP: 000000000<br>LEI: 529900GWGZPE83MJOV59 | Long             | EC               | CORP              | KY        |      2000 | NS      | $33640.00     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| GATX Corporation                        | GATX Corporation COM                                                                                                                     | CUSIP: 361448103<br>LEI: 549300IHYHCQP2PIR591 | Long             | EC               | CORP              | US        |       100 | NS      | $17074.00     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| The Bank of New York Mellon Corp.       | The Bank of New York Mellon Corp. COM                                                                                                    | CUSIP: 064058100<br>LEI: WFLLPEPC7FZXENRZV188 | Long             | EC               | CORP              | US        |      4500 | NS      | $533835.00    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackSky Technology Inc                 | BKSY 8.25 08/01/33                                                                                                                       | CUSIP: 09263BAA6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    800000 | PA      | $966000.00    | 1.16%             | 2033-08-01      | Fixed         | 8.25%                 | Yes           |                  2 | On Loan: No      |
| Gamestop Corp                           | GME 0 06/15/32                                                                                                                           | CUSIP: 36467WAF6<br>LEI: 549300505KLOET039L77 | Long             | DBT              | CORP              | US        |    800000 | PA      | $827200.00    | 0.99%             | 2032-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| PAGAYA US HOLDING CO LLC                | PGY 6.125 10/01/29                                                                                                                       | CUSIP: 69549FAB5<br>LEI: 254900M9VGE3HM0OYH17 | Long             | DBT              | CORP              | US        |    350000 | PA      | $403375.00    | 0.48%             | 2029-10-01      | Fixed         | 6.12%                 | No            |                  2 | On Loan: No      |
| Applied Digital Corp                    | APLD 2.75 06/01/30                                                                                                                       | CUSIP: 038169AB4<br>LEI: 2549004NE2B6RYXINZ02 | Long             | DBT              | CORP              | US        |    350000 | PA      | $929950.00    | 1.11%             | 2030-06-01      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| Microchip Technology Incorporated       | Microchip Technology Incorporated 7.50 % DEP SHS REPSTG 1/20TH PFD CONV SER A                                                            | CUSIP: 595017302<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EP               | CORP              | US        |     30000 | NS      | $1709100.00   | 2.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CRESCENT ENERGY CO                      | CRGY 2.75 03/15/31                                                                                                                       | CUSIP: 44952JAA2<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    940000 | PA      | $1081470.00   | 1.30%             | 2031-03-15      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| Remy Cointreau SA                       | Remy Cointreau SA EUR1.60                                                                                                                | CUSIP: 000000000<br>LEI: 5493004V6A3Z027YT216 | Long             | EC               | CORP              | FR        |       800 | NS      | $34009.73     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Cyberark Software Ltd.                  | CYBR 0 06/15/30                                                                                                                          | CUSIP: 23248VAC9<br>LEI: 529900YEXNDM894PWS93 | Long             | DBT              | CORP              | IL        |   1500000 | PA      | $1543950.00   | 1.85%             | 2030-06-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Bitdeer Technologies Group              | BTDR 4 11/15/31                                                                                                                          | CUSIP: 09175RAE0<br>LEI: 2549007M2KGWVJ9XFP20 | Long             | DBT              | CORP              | KY        |    150000 | PA      | $124125.00    | 0.15%             | 2031-11-15      | Fixed         | 4.00%                 | Yes           |                  2 | On Loan: No      |
| Pfizer Inc.                             | Pfizer Inc. COM                                                                                                                          | CUSIP: 717081103<br>LEI: 765LHXWGK1KXCLTFYQ30 | Long             | EC               | CORP              | US        |      6200 | NS      | $174096.00    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley                          | Morgan Stanley COM NEW                                                                                                                   | CUSIP: 617446448<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EC               | CORP              | US        |       200 | NS      | $32914.00     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| BITFARMS LTD/CANADA                     | Bitfarms Ltd/Canada                                                                                                                      | CUSIP: 09173BAA5<br>LEI: 254900YWMA64Y1RPNJ12 | Long             | DBT              | CORP              | CA        |   1930000 | PA      | $1254500.00   | 1.50%             | 2031-01-15      | Fixed         | 1.38%                 | Yes           |                  2 | On Loan: No      |
| Terawulf Inc                            | WULF 0 05/01/32                                                                                                                          | CUSIP: 88080TAE4<br>LEI: 254900CVMW1SX2T78A64 | Long             | DBT              | CORP              | US        |    580000 | PA      | $600539.89    | 0.72%             | 2032-05-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Nebius Group N.V.                       | NBIS 1.25 03/15/31                                                                                                                       | CUSIP: 63954QAJ5<br>LEI: 549300GGZHJ5Q1B18P93 | Long             | DBT              | CORP              | NL        |    250000 | PA      | $240925.00    | 0.29%             | 2031-03-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| JPMorgan Chase & Co.                    | JPMorgan Chase & Co. COM                                                                                                                 | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |       300 | NS      | $88248.00     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Plug Power Inc                          | PLUG 6.75 12/01/33                                                                                                                       | CUSIP: 72919PAG8<br>LEI: 549300JPDKRSJ8JSM954 | Long             | DBT              | CORP              | US        |    400000 | PA      | $451443.03    | 0.54%             | 2033-12-01      | Fixed         | 6.75%                 | Yes           |                  2 | On Loan: No      |
| Merck & Co., Inc                        | Merck & Co., Inc COM                                                                                                                     | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |       800 | NS      | $96232.00     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Fluor Corporation                       | FLR 1.125 08/15/29                                                                                                                       | CUSIP: 343412AJ1<br>LEI: CQ7WZ4NOFWT7FAE6Q943 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2470500.00   | 2.96%             | 2029-08-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| Boeing Co.                              | Boeing Co. 6% SER A DEP SHS REPSTG 1/20TH INT MANDATORY CONV PFD                                                                         | CUSIP: 097023204<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EP               | CORP              | US        |     14465 | NS      | $938489.20    | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Nebius Group N.V.                       | NBIS 2.75 09/15/32                                                                                                                       | CUSIP: 63954QAF3<br>LEI: 549300GGZHJ5Q1B18P93 | Long             | DBT              | CORP              | NL        |   1500000 | PA      | $1569750.00   | 1.88%             | 2032-09-15      | Fixed         | 2.75%                 | Yes           |                  2 | On Loan: No      |
| NextEra Energy Inc                      | NEE 7.234 11/01/27                                                                                                                       | CUSIP: 65339F119<br>LEI: 254900RHL9MEUS5NKX63 | Long             | DBT              | CORP              | US        |     40000 | PA      | $2101600.00   | 2.52%             | 2027-11-01      | Fixed         | 7.23%                 | No            |                  1 | On Loan: No      |
| COGENT BIOSCIENCES INC                  | COGT 1.625 11/15/31                                                                                                                      | CUSIP: 19240QAA0<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    500000 | PA      | $613250.00    | 0.74%             | 2031-11-15      | Fixed         | 1.62%                 | No            |                  2 | On Loan: No      |
| ANI Pharmaceuticals Inc.                | ANIP 2.25 09/01/29                                                                                                                       | CUSIP: 00182CAC7<br>LEI: 5493000T6CXTND40YH31 | Long             | DBT              | CORP              | US        |   1050000 | PA      | $1305281.28   | 1.56%             | 2029-09-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| WisdomTree, Inc.                        | WT 4.5 10/01/31                                                                                                                          | CUSIP: 97717PAL8<br>LEI: 549300WIU8IS7UFO7871 | Long             | DBT              | CORP              | US        |   1050000 | PA      | $1089165.00   | 1.31%             | 2031-10-01      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| GALAXY DIGITAL INC                      | GLXYLP 2.5 12/01/29                                                                                                                      | CUSIP: 36317GAB2<br>LEI: 9845001C4070E5N07806 | Long             | DBT              | CORP              | US        |    820000 | PA      | $940469.91    | 1.13%             | 2029-12-01      | Fixed         | 2.50%                 | Yes           |                  2 | On Loan: No      |
| Ormat Technologies Inc.                 | ORA 1.5 03/15/31 A                                                                                                                       | CUSIP: 686688AD4<br>LEI: 5493000TSHHWY24VHM09 | Long             | DBT              | CORP              | US        |    875000 | PA      | $910831.25    | 1.09%             | 2031-03-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| Hewlett Packard Enterprise Co.          | Hewlett Packard Enterprise Co. 7.625% SERIES C MANDATORY CONVERTIBLE PREFERRED STOCK                                                     | CUSIP: 42824C208<br>LEI: 549300BX44RGX6ANDV88 | Long             | EP               | CORP              | US        |     26000 | NS      | $1677260.00   | 2.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Halozyme Therapeutics Inc               | HALO 0.875 11/15/32                                                                                                                      | CUSIP: 40637HAJ8<br>LEI: 529900242I3SV9AGM753 | Long             | DBT              | CORP              | US        |   1200000 | PA      | $1186800.00   | 1.42%             | 2032-11-15      | Fixed         | 0.88%                 | Yes           |                  2 | On Loan: No      |
| United States Treasury Bills            | B 0 06/04/26                                                                                                                             | CUSIP: 912797SX6<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   1585000 | PA      | $1574824.30   | 1.89%             | 2026-06-04      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ADTRAN Holdings Inc                     | ADTN 3.75 09/15/30                                                                                                                       | CUSIP: 00486HAA3<br>LEI: 549300VV36J86CRRWF77 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $1346692.34   | 1.61%             | 2030-09-15      | Fixed         | 3.75%                 | Yes           |                  2 | On Loan: No      |
| American Express Company                | American Express Company COM                                                                                                             | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |       300 | NS      | $90744.00     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Nova Ltd                                | NVMI 0 09/15/30                                                                                                                          | CUSIP: 66982MAA2<br>LEI: 529900B2DSWE5V3SC292 | Long             | DBT              | CORP              | IL        |    500000 | PA      | $770716.31    | 0.92%             | 2030-09-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Endeavour Silver Corp.                  | EDRCN 0.25 01/15/31 144A                                                                                                                 | CUSIP: 29258YAA1<br>LEI: 549300IF2E29780PPV02 | Long             | DBT              | CORP              | CA        |    450000 | PA      | $487710.00    | 0.58%             | 2031-01-15      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| Pernod Ricard SA                        | Pernod Ricard SA EUR1.55                                                                                                                 | CUSIP: 000000000<br>LEI: 52990097YFPX9J0H5D87 | Long             | EC               | CORP              | FR        |       800 | NS      | $59382.95     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| International Business Machines Corp.   | International Business Machines Corp. COM                                                                                                | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | EC               | CORP              | US        |       300 | NS      | $72717.00     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Oracle Corp.                            | Oracle Corp. DEPOSITARY SHARES EACH REPRESENTING A 1/2,000TH INTEREST IN A SHARE OF 6.50% SERIES D MANDATORY CONVERTIBLE PREFERRED STOCK | CUSIP: 68389X204<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EP               | CORP              | US        |     15000 | NS      | $675150.00    | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Cohu Inc                                | COHU 1.5 01/15/31                                                                                                                        | CUSIP: 192576AA4<br>LEI: 529900FJPORJ3JJ2XS33 | Long             | DBT              | CORP              | US        |   1260000 | PA      | $1695960.00   | 2.03%             | 2031-01-15      | Fixed         | 1.50%                 | Yes           |                  2 | On Loan: No      |
| Sarepta Therapeutics Inc                | SRPT 4.875 09/01/30 144A                                                                                                                 | CUSIP: 803607AE0<br>LEI: 549300IKDPIED8J8IG21 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $1677500.00   | 2.01%             | 2030-09-01      | Fixed         | 4.88%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-05-29

**Name of Applicant:** Gabelli Convertible & Income Securities Fund Inc

**Signature:** John C. Ball

**Name of Signer:** John C. Ball

**Title:** Treasurer