# EDGAR Filing Document

**Accession Number:** 0000924761
**File Stem:** 0000924761-26-000002
**Filing Date:** 2026-3
**Character Count:** 2749
**Document Hash:** b87364e9a09b5d10f2eaabf6c9f47839
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000924761-26-000002.hdr.sgml**: 20260304

**ACCESSION NUMBER**: 0000924761-26-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260304

**DATE AS OF CHANGE**: 20260304

**EFFECTIVENESS DATE**: 20260304

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ASCENSUS BROKER DEALER SERVICES, LLC
- **CENTRAL INDEX KEY:** 0000924761

**ORGANIZATION NAME:**
- **EIN:** 043229789
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-47312
- **FILM NUMBER:** 26723265

**BUSINESS ADDRESS:**
- **STREET 1:** 95 WELLS AVENUE
- **STREET 2:** SUITE 160
- **CITY:** NEWTON
- **STATE:** MA
- **ZIP:** 02459
- **BUSINESS PHONE:** 215-648-1272

**MAIL ADDRESS:**
- **STREET 1:** 95 WELLS AVENUE
- **STREET 2:** SUITE 160
- **CITY:** NEWTON
- **STATE:** MA
- **ZIP:** 02459

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ASCENSUS BROKER DEALER SERVICES, LLC
- **DATE OF NAME CHANGE:** 20180130

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ASCENSUS BROKER DEALER SERVICES, INC.
- **DATE OF NAME CHANGE:** 20140522

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UPROMISE INVESTMENTS, INC.
- **DATE OF NAME CHANGE:** 20020124

### Attached PDF Documents

**Attachment 1:** `ABDSPUBLIC.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000924761

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** ASCENSUS BROKER DEALER SERVICES, LLC

**Business Address:** 95 WELLS AVENUE, SUITE 160, NEWTON, MA, 02459

**Contact Person:** Denise Gingolaski

**Contact Phone:** 2156485202

### Independent Public Accountant Identification

**Accountant Name:** Baker Tilly US, LLP

**Accountant Address:** One Penn Plaza, Ste 300, New York, NY, 10119

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Denise M Gingolaski**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **ASCENSUS BROKER DEALER SERVICES, LLC**, as of **02-25-2026**, are true and correct.

**Signature:** Denise M Gingolaski

**Title:** FINOP