# EDGAR Filing Document

**Accession Number:** 0001421837
**File Stem:** 0001213900-26-015451
**Filing Date:** 2026-2
**Character Count:** 2700
**Document Hash:** 1eb60607ac6ec2f85d3a059bd1ed8666
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001213900-26-015451.hdr.sgml**: 20260212

**ACCESSION NUMBER**: 0001213900-26-015451

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260212

**DATE AS OF CHANGE**: 20260212

**EFFECTIVENESS DATE**: 20260212

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RISE FINANCIAL SERVICES, LLC
- **CENTRAL INDEX KEY:** 0001421837

**ORGANIZATION NAME:**
- **EIN:** 271732262
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-67787
- **FILM NUMBER:** 26625461

**BUSINESS ADDRESS:**
- **STREET 1:** 653 COLLINS AVENUE
- **STREET 2:** 4TH FLOOR
- **CITY:** MIAMI BEACH
- **STATE:** FL
- **ZIP:** 33139
- **BUSINESS PHONE:** 212-644-2437

**MAIL ADDRESS:**
- **STREET 1:** 653 COLLINS AVENUE
- **STREET 2:** 4TH FLOOR
- **CITY:** MIAMI BEACH
- **STATE:** FL
- **ZIP:** 33139

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WPS PRIME SERVICES, LLC
- **DATE OF NAME CHANGE:** 20201113

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WEEDEN PRIME SERVICES, LLC.
- **DATE OF NAME CHANGE:** 20140102

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SAXIS GROUP, LLC.
- **DATE OF NAME CHANGE:** 20140102

### Attached PDF Documents

**Attachment 1:** `formx17a5.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001421837

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** RISE FINANCIAL SERVICES, LLC

**Business Address:** 653 COLLINS AVE, MIAMI BEACH, FL, 33139

**Contact Person:** ANDREW REICH

**Contact Phone:** 310 385 1861

### Independent Public Accountant Identification

**Accountant Name:** CROWE LLP

**Accountant Address:** 485 LEXINGTON AVE, FLOOR 11, NEW YORK, NY, 10017

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **ANDREW REICH**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **RISE FINANCIAL SERVICES, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** /s/ ANDREW REICH

**Title:** CFO

**Notarized:** Yes