# EDGAR Filing Document

**Accession Number:** 0001765216
**File Stem:** 0001765216-23-000001
**Filing Date:** 2023-2
**Character Count:** 30383
**Document Hash:** e296b8d263b64681a5a2e3d1010a599d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001765216-23-000001.hdr.sgml**: 20230202

**ACCESSION NUMBER**: 0001765216-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230202

**DATE AS OF CHANGE**: 20230202

**EFFECTIVENESS DATE**: 20230202

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Magnus Financial Group LLC
- **CENTRAL INDEX KEY:** 0001765216
- **IRS NUMBER:** 822239330
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19196
- **FILM NUMBER:** 23580175

**BUSINESS ADDRESS:**
- **STREET 1:** 90 PARK AVENUE
- **STREET 2:** SUITE 1800
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10016
- **BUSINESS PHONE:** 800-339-1367

**MAIL ADDRESS:**
- **STREET 1:** 90 PARK AVENUE
- **STREET 2:** SUITE 1800
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10016

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Magnus Financial Group LLC<br>**Address:** 90 PARK AVENUE<br>SUITE 1800<br>NEW YORK, NY 10016

**Form 13F File Number:** 028-19196

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** DAVID HARRISON<br>**Title:** CHIEF COMPLIANCE OFFICER<br>**Phone:** (646) 813-7001

**Signature, Place, and Date of Signing:**

DAVID HARRISON  NEW YORK, NY  02-02-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 268

**Form 13F Information Table Value Total:** $614296687

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| SPDR SER TR | PRTFLO S VL | 78464A508 |  | 49733230 | 1278818 | SH |  | SOLE |  | 0 | 0 | 1278818 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 30555121 | 126318 | SH |  | SOLE |  | 0 | 0 | 126318 |
| WISDOMTREE TR | FLOATNG RAT TREA | 97717Y527 |  | 25220160 | 501694 | SH |  | SOLE |  | 0 | 0 | 501694 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 22761111 | 240502 | SH |  | SOLE |  | 0 | 0 | 240502 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 |  | 22229612 | 308316 | SH |  | SOLE |  | 0 | 0 | 308316 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 20920775 | 98169 | SH |  | SOLE |  | 0 | 0 | 98169 |
| MANAGED PORTFOLIO SERIES | TORTOISE NRAM PI | 56167N720 |  | 18804266 | 761615 | SH |  | SOLE |  | 0 | 0 | 761615 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 18772375 | 401978 | SH |  | SOLE |  | 0 | 0 | 401978 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 |  | 18411122 | 1095900 | SH |  | SOLE |  | 0 | 0 | 1095900 |
| FIRST TR EXCH TRADED FD III | MANAGD MUN ETF | 33739N108 |  | 15263889 | 304608 | SH |  | SOLE |  | 0 | 0 | 304608 |
| APPLE INC | COM | 037833100 |  | 14528919 | 111821 | SH |  | SOLE |  | 0 | 0 | 111821 |
| AMPLIFY ETF TR | CWP ENHANCED DIV | 032108409 |  | 12622074 | 351982 | SH |  | SOLE |  | 0 | 0 | 351982 |
| ISHARES TR | U.S. FINLS ETF | 464287788 |  | 12378029 | 164013 | SH |  | SOLE |  | 0 | 0 | 164013 |
| J P MORGAN EXCHANGE TRADED F | INCOME ETF | 46641Q159 |  | 8917632 | 197643 | SH |  | SOLE |  | 0 | 0 | 197643 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 8703193 | 57390 | SH |  | SOLE |  | 0 | 0 | 57390 |
| AMAZON COM INC | COM | 023135106 |  | 8525013 | 101488 | SH |  | SOLE |  | 0 | 0 | 101488 |
| JOHN HANCOCK EXCHANGE TRADED | MULTI INTL ETF | 47804J859 |  | 8416281 | 298762 | SH |  | SOLE |  | 0 | 0 | 298762 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 7852541 | 201451 | SH |  | SOLE |  | 0 | 0 | 201451 |
| SPDR SER TR | PRTFLO S GW | 78464A409 |  | 7656420 | 151104 | SH |  | SOLE |  | 0 | 0 | 151104 |
| ISHARES TR | MSCI EAFE MIN VL | 46429B689 |  | 7442272 | 117044 | SH |  | SOLE |  | 0 | 0 | 117044 |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 921932505 |  | 6697254 | 31750 | SH |  | SOLE |  | 0 | 0 | 31750 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 5941584 | 79021 | SH |  | SOLE |  | 0 | 0 | 79021 |
| FIRST TR EXCH TRADED FD III | INSTL PFD SECS | 33739P855 |  | 5698479 | 319959 | SH |  | SOLE |  | 0 | 0 | 319959 |
| ISHARES TR | U.S. REAL ES ETF | 464287739 |  | 5636397 | 66949 | SH |  | SOLE |  | 0 | 0 | 66949 |
| MICROSOFT CORP | COM | 594918104 |  | 5434729 | 22662 | SH |  | SOLE |  | 0 | 0 | 22662 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 5216441 | 95732 | SH |  | SOLE |  | 0 | 0 | 95732 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 5137814 | 38313 | SH |  | SOLE |  | 0 | 0 | 38313 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 4977265 | 36638 | SH |  | SOLE |  | 0 | 0 | 36638 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 4931288 | 12895 | SH |  | SOLE |  | 0 | 0 | 12895 |
| TESLA INC | COM | 88160R101 |  | 4868577 | 39524 | SH |  | SOLE |  | 0 | 0 | 39524 |
| HASHICORP INC | COM CL A | 418100103 |  | 4828271 | 176601 | SH |  | SOLE |  | 0 | 0 | 176601 |
| FIRST TR EXCH TRADED FD III | NEW YORK MUNI | 33739P822 |  | 4271306 | 161578 | SH |  | SOLE |  | 0 | 0 | 161578 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 4073873 | 46575 | SH |  | SOLE |  | 0 | 0 | 46575 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 |  | 4045180 | 86602 | SH |  | SOLE |  | 0 | 0 | 86602 |
| AMERICAN CENTY ETF TR | INTL SMCP VLU | 025072802 |  | 3730369 | 67396 | SH |  | SOLE |  | 0 | 0 | 67396 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 3587104 | 32521 | SH |  | SOLE |  | 0 | 0 | 32521 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 3500455 | 11332 | SH |  | SOLE |  | 0 | 0 | 11332 |
| FLEXSHARES TR | QUALT DIVD IDX | 33939L860 |  | 3463920 | 65854 | SH |  | SOLE |  | 0 | 0 | 65854 |
| THOR LOW VOLATILITY ETF | LOW VOLATILITY | 885155101 |  | 3318041 | 134497 | SH |  | SOLE |  | 0 | 0 | 134497 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 3130019 | 22159 | SH |  | SOLE |  | 0 | 0 | 22159 |
| CAMBRIA ETF TR | GBL REAL EST ETF | 132061813 |  | 3087893 | 117881 | SH |  | SOLE |  | 0 | 0 | 117881 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 2986004 | 16269 | SH |  | SOLE |  | 0 | 0 | 16269 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 2913237 | 20754 | SH |  | SOLE |  | 0 | 0 | 20754 |
| ETF SER SOLUTIONS | CLEARSHS ULTRA | 26922A453 |  | 2731595 | 27285 | SH |  | SOLE |  | 0 | 0 | 27285 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 2695488 | 5084 | SH |  | SOLE |  | 0 | 0 | 5084 |
| GLOBALSTAR INC | COM | 378973408 |  | 2663995 | 2003004 | SH |  | SOLE |  | 0 | 0 | 2003004 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 2661471 | 9995 | SH |  | SOLE |  | 0 | 0 | 9995 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 2656777 | 18314 | SH |  | SOLE |  | 0 | 0 | 18314 |
| VISA INC | COM CL A | 92826C839 |  | 2604013 | 12534 | SH |  | SOLE |  | 0 | 0 | 12534 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 |  | 2442276 | 24868 | SH |  | SOLE |  | 0 | 0 | 24868 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 2375583 | 19698 | SH |  | SOLE |  | 0 | 0 | 19698 |
| BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 |  | 2343555 | 5 | SH |  | SOLE |  | 0 | 0 | 5 |
| REAVES UTIL INCOME FD | COM SH BEN INT | 756158101 |  | 2341124 | 82813 | SH |  | SOLE |  | 0 | 0 | 82813 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 2295653 | 11264 | SH |  | SOLE |  | 0 | 0 | 11264 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 2237160 | 25356 | SH |  | SOLE |  | 0 | 0 | 25356 |
| CHEVRON CORP NEW | COM | 166764100 |  | 2186174 | 12180 | SH |  | SOLE |  | 0 | 0 | 12180 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 2074350 | 11743 | SH |  | SOLE |  | 0 | 0 | 11743 |
| SPOTIFY TECHNOLOGY S A | SHS | L8681T102 |  | 2067464 | 26187 | SH |  | SOLE |  | 0 | 0 | 26187 |
| AMERICAN CENTY ETF TR | US EQT ETF | 025072885 |  | 2029109 | 29835 | SH |  | SOLE |  | 0 | 0 | 29835 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 2022281 | 4157 | SH |  | SOLE |  | 0 | 0 | 4157 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 1991656 | 35847 | SH |  | SOLE |  | 0 | 0 | 35847 |
| PEPSICO INC | COM | 713448108 |  | 1978402 | 10951 | SH |  | SOLE |  | 0 | 0 | 10951 |
| ISHARES TR | ISHARES BIOTECH | 464287556 |  | 1952596 | 14872 | SH |  | SOLE |  | 0 | 0 | 14872 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 1905371 | 5423 | SH |  | SOLE |  | 0 | 0 | 5423 |
| HOME DEPOT INC | COM | 437076102 |  | 1876067 | 5940 | SH |  | SOLE |  | 0 | 0 | 5940 |
| ISHARES TR | CORE S ETF | 464287200 |  | 1796779 | 4677 | SH |  | SOLE |  | 0 | 0 | 4677 |
| LILLY ELI  CO | COM | 532457108 |  | 1778895 | 4862 | SH |  | SOLE |  | 0 | 0 | 4862 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 |  | 1715189 | 9542 | SH |  | SOLE |  | 0 | 0 | 9542 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 1709117 | 27727 | SH |  | SOLE |  | 0 | 0 | 27727 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 1707029 | 22898 | SH |  | SOLE |  | 0 | 0 | 22898 |
| ISHARES TR | U.S. TECH ETF | 464287721 |  | 1629705 | 21878 | SH |  | SOLE |  | 0 | 0 | 21878 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 1583318 | 9333 | SH |  | SOLE |  | 0 | 0 | 9333 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 1562266 | 2837 | SH |  | SOLE |  | 0 | 0 | 2837 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 1539271 | 12370 | SH |  | SOLE |  | 0 | 0 | 12370 |
| CVS HEALTH CORP | COM | 126650100 |  | 1533061 | 16451 | SH |  | SOLE |  | 0 | 0 | 16451 |
| HONEYWELL INTL INC | COM | 438516106 |  | 1529829 | 7139 | SH |  | SOLE |  | 0 | 0 | 7139 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 1510627 | 25823 | SH |  | SOLE |  | 0 | 0 | 25823 |
| IDEXX LABS INC | COM | 45168D104 |  | 1413989 | 3466 | SH |  | SOLE |  | 0 | 0 | 3466 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 1396477 | 15739 | SH |  | SOLE |  | 0 | 0 | 15739 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 1361198 | 39801 | SH |  | SOLE |  | 0 | 0 | 39801 |
| FIRST TR EXCH TRADED FD III | CALIF MUN INCM | 33739P863 |  | 1359711 | 28099 | SH |  | SOLE |  | 0 | 0 | 28099 |
| BANK AMERICA CORP | COM | 060505104 |  | 1349501 | 40746 | SH |  | SOLE |  | 0 | 0 | 40746 |
| BOEING CO | COM | 097023105 |  | 1331147 | 6988 | SH |  | SOLE |  | 0 | 0 | 6988 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 1330509 | 31701 | SH |  | SOLE |  | 0 | 0 | 31701 |
| AMERICAN CENTY ETF TR | INTL EQT ETF | 025072703 |  | 1273091 | 23935 | SH |  | SOLE |  | 0 | 0 | 23935 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 1250642 | 25013 | SH |  | SOLE |  | 0 | 0 | 25013 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 1242046 | 8901 | SH |  | SOLE |  | 0 | 0 | 8901 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 1224327 | 8078 | SH |  | SOLE |  | 0 | 0 | 8078 |
| READY CAPITAL CORP | COM | 75574U101 |  | 1220766 | 109584 | SH |  | SOLE |  | 0 | 0 | 109584 |
| PFIZER INC | COM | 717081103 |  | 1212517 | 23663 | SH |  | SOLE |  | 0 | 0 | 23663 |
| MCDONALDS CORP | COM | 580135101 |  | 1146468 | 4350 | SH |  | SOLE |  | 0 | 0 | 4350 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 |  | 1136375 | 8798 | SH |  | SOLE |  | 0 | 0 | 8798 |
| DISNEY WALT CO | COM | 254687106 |  | 1125910 | 12959 | SH |  | SOLE |  | 0 | 0 | 12959 |
| KAYNE ANDERSON ENERGY INFRST | COM | 486606106 |  | 1119573 | 130791 | SH |  | SOLE |  | 0 | 0 | 130791 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 1104889 | 29153 | SH |  | SOLE |  | 0 | 0 | 29153 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 |  | 1082956 | 1501 | SH |  | SOLE |  | 0 | 0 | 1501 |
| JOHN HANCOCK EXCHANGE TRADED | MULTIFACTOR MI | 47804J206 |  | 1081110 | 23230 | SH |  | SOLE |  | 0 | 0 | 23230 |
| NIKE INC | CL B | 654106103 |  | 1077940 | 9212 | SH |  | SOLE |  | 0 | 0 | 9212 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 1077811 | 10680 | SH |  | SOLE |  | 0 | 0 | 10680 |
| EA SERIES TRUST | FREEDOM 100 EM | 02072L607 |  | 1072447 | 38892 | SH |  | SOLE |  | 0 | 0 | 38892 |
| VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 |  | 1063641 | 12857 | SH |  | SOLE |  | 0 | 0 | 12857 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 1055734 | 3186 | SH |  | SOLE |  | 0 | 0 | 3186 |
| FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 |  | 1040050 | 72125 | SH |  | SOLE |  | 0 | 0 | 72125 |
| ABBVIE INC | COM | 00287Y109 |  | 1026665 | 6353 | SH |  | SOLE |  | 0 | 0 | 6353 |
| HARTFORD FDS EXCHANGE TRADED | MUN OPORTUNITE | 41653L503 |  | 1024814 | 27285 | SH |  | SOLE |  | 0 | 0 | 27285 |
| BROADCOM INC | COM | 11135F101 |  | 1020860 | 1826 | SH |  | SOLE |  | 0 | 0 | 1826 |
| KRANESHARES TR | QUADRTC INT RT | 500767736 |  | 1007909 | 44578 | SH |  | SOLE |  | 0 | 0 | 44578 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 1007078 | 2933 | SH |  | SOLE |  | 0 | 0 | 2933 |
| FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 33739H101 |  | 1002122 | 40920 | SH |  | SOLE |  | 0 | 0 | 40920 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 996501 | 4651 | SH |  | SOLE |  | 0 | 0 | 4651 |
| INVESCO EXCH TRADED FD TR II | S LOW VOL | 46138E354 |  | 986872 | 15444 | SH |  | SOLE |  | 0 | 0 | 15444 |
| SPDR INDEX SHS FDS | EURO STOXX 50 | 78463X202 |  | 979155 | 25301 | SH |  | SOLE |  | 0 | 0 | 25301 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 959002 | 31412 | SH |  | SOLE |  | 0 | 0 | 31412 |
| INVESCO EXCH TRADED FD TR II | S HDL VOL | 46138E362 |  | 942784 | 21510 | SH |  | SOLE |  | 0 | 0 | 21510 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 910529 | 12915 | SH |  | SOLE |  | 0 | 0 | 12915 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 906915 | 4744 | SH |  | SOLE |  | 0 | 0 | 4744 |
| UNION PAC CORP | COM | 907818108 |  | 906679 | 4379 | SH |  | SOLE |  | 0 | 0 | 4379 |
| LEGG MASON ETF INVT | FRANKLIN INTL LW | 52468L505 |  | 903806 | 35374 | SH |  | SOLE |  | 0 | 0 | 35374 |
| ISHARES TR | ISHARES SEMICDTR | 464287523 |  | 877157 | 2521 | SH |  | SOLE |  | 0 | 0 | 2521 |
| TIDAL ETF TR | CNSTRND CAP ESG | 886364538 |  | 845462 | 40910 | SH |  | SOLE |  | 0 | 0 | 40910 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 |  | 831400 | 34469 | SH |  | SOLE |  | 0 | 0 | 34469 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 |  | 824829 | 12494 | SH |  | SOLE |  | 0 | 0 | 12494 |
| FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 |  | 819387 | 30700 | SH |  | SOLE |  | 0 | 0 | 30700 |
| MERCK  CO INC | COM | 58933Y105 |  | 817585 | 7369 | SH |  | SOLE |  | 0 | 0 | 7369 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 |  | 817272 | 7172 | SH |  | SOLE |  | 0 | 0 | 7172 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 815923 | 9597 | SH |  | SOLE |  | 0 | 0 | 9597 |
| COCA COLA CO | COM | 191216100 |  | 811298 | 12754 | SH |  | SOLE |  | 0 | 0 | 12754 |
| BLACKSTONE INC | COM | 09260D107 |  | 807850 | 10889 | SH |  | SOLE |  | 0 | 0 | 10889 |
| INVESCO EXCH TRADED FD TR II | S SMLCP HELT | 46138E149 |  | 807647 | 6119 | SH |  | SOLE |  | 0 | 0 | 6119 |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 |  | 799940 | 21661 | SH |  | SOLE |  | 0 | 0 | 21661 |
| LXP INDUSTRIAL TRUST | COM | 529043101 |  | 795176 | 79359 | SH |  | SOLE |  | 0 | 0 | 79359 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 788650 | 7288 | SH |  | SOLE |  | 0 | 0 | 7288 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 767484 | 5054 | SH |  | SOLE |  | 0 | 0 | 5054 |
| ISHARES TR | RUS 2000 VAL ETF | 464287630 |  | 763829 | 5508 | SH |  | SOLE |  | 0 | 0 | 5508 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 |  | 726904 | 5375 | SH |  | SOLE |  | 0 | 0 | 5375 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 717573 | 8583 | SH |  | SOLE |  | 0 | 0 | 8583 |
| WALMART INC | COM | 931142103 |  | 683799 | 4823 | SH |  | SOLE |  | 0 | 0 | 4823 |
| GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 |  | 672468 | 11474 | SH |  | SOLE |  | 0 | 0 | 11474 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 650701 | 16515 | SH |  | SOLE |  | 0 | 0 | 16515 |
| ISHARES TR | NEW YORK MUN ETF | 464288323 |  | 647716 | 12361 | SH |  | SOLE |  | 0 | 0 | 12361 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 636655 | 1395 | SH |  | SOLE |  | 0 | 0 | 1395 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 636450 | 7225 | SH |  | SOLE |  | 0 | 0 | 7225 |
| ORACLE CORP | COM | 68389X105 |  | 636185 | 7783 | SH |  | SOLE |  | 0 | 0 | 7783 |
| AT INC | COM | 00206R102 |  | 634401 | 34460 | SH |  | SOLE |  | 0 | 0 | 34460 |
| ISHARES TR | EAFE SML CP ETF | 464288273 |  | 633670 | 11219 | SH |  | SOLE |  | 0 | 0 | 11219 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 586028 | 7105 | SH |  | SOLE |  | 0 | 0 | 7105 |
| INTERNATIONAL GAME TECHNOLOG | SHS USD | G4863A108 |  | 579441 | 25549 | SH |  | SOLE |  | 0 | 0 | 25549 |
| CATERPILLAR INC | COM | 149123101 |  | 578588 | 2415 | SH |  | SOLE |  | 0 | 0 | 2415 |
| META PLATFORMS INC | CL A | 30303M102 |  | 573661 | 4767 | SH |  | SOLE |  | 0 | 0 | 4767 |
| CONSOLIDATED EDISON INC | COM | 209115104 |  | 559150 | 5867 | SH |  | SOLE |  | 0 | 0 | 5867 |
| WILLIAMS COS INC | COM | 969457100 |  | 554487 | 16854 | SH |  | SOLE |  | 0 | 0 | 16854 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 499034 | 2089 | SH |  | SOLE |  | 0 | 0 | 2089 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 |  | 493146 | 5899 | SH |  | SOLE |  | 0 | 0 | 5899 |
| CISCO SYS INC | COM | 17275R102 |  | 490098 | 10288 | SH |  | SOLE |  | 0 | 0 | 10288 |
| FRANKLIN TEMPLETON ETF TR | FRANKLIN DYN MUN | 35473P868 |  | 485189 | 20770 | SH |  | SOLE |  | 0 | 0 | 20770 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 |  | 484406 | 2416 | SH |  | SOLE |  | 0 | 0 | 2416 |
| SPDR SER TR | S DIVID ETF | 78464A763 |  | 474341 | 3791 | SH |  | SOLE |  | 0 | 0 | 3791 |
| INVESCO EXCH TRADED FD TR II | VAR RATE PFD | 46138G870 |  | 473871 | 21164 | SH |  | SOLE |  | 0 | 0 | 21164 |
| DEERE  CO | COM | 244199105 |  | 460608 | 1074 | SH |  | SOLE |  | 0 | 0 | 1074 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 459098 | 3107 | SH |  | SOLE |  | 0 | 0 | 3107 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 444171 | 2797 | SH |  | SOLE |  | 0 | 0 | 2797 |
| NETFLIX INC | COM | 64110L106 |  | 444089 | 1506 | SH |  | SOLE |  | 0 | 0 | 1506 |
| STARBUCKS CORP | COM | 855244109 |  | 441936 | 4455 | SH |  | SOLE |  | 0 | 0 | 4455 |
| ISHARES TR | MSCI ACWI ETF | 464288257 |  | 439587 | 5179 | SH |  | SOLE |  | 0 | 0 | 5179 |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 |  | 437102 | 5627 | SH |  | SOLE |  | 0 | 0 | 5627 |
| JOHN HANCOCK EXCHANGE TRADED | MULTIFACTR SML | 47804J842 |  | 431961 | 14121 | SH |  | SOLE |  | 0 | 0 | 14121 |
| ISHARES TR | U.S. ENERGY ETF | 464287796 |  | 431334 | 9278 | SH |  | SOLE |  | 0 | 0 | 9278 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 427894 | 1231 | SH |  | SOLE |  | 0 | 0 | 1231 |
| MEDTRONIC PLC | SHS | G5960L103 |  | 426204 | 5484 | SH |  | SOLE |  | 0 | 0 | 5484 |
| ENBRIDGE INC | COM | 29250N105 |  | 415539 | 10628 | SH |  | SOLE |  | 0 | 0 | 10628 |
| WEYERHAEUSER CO MTN BE | COM NEW | 962166104 |  | 415333 | 13398 | SH |  | SOLE |  | 0 | 0 | 13398 |
| INTUIT | COM | 461202103 |  | 411886 | 1058 | SH |  | SOLE |  | 0 | 0 | 1058 |
| SHERWIN WILLIAMS CO | COM | 824348106 |  | 410448 | 1729 | SH |  | SOLE |  | 0 | 0 | 1729 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 409729 | 5695 | SH |  | SOLE |  | 0 | 0 | 5695 |
| EOG RES INC | COM | 26875P101 |  | 407261 | 3144 | SH |  | SOLE |  | 0 | 0 | 3144 |
| VANGUARD ADMIRAL FDS INC | 500 VAL IDX FD | 921932703 |  | 399901 | 2855 | SH |  | SOLE |  | 0 | 0 | 2855 |
| PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 |  | 390704 | 21142 | SH |  | SOLE |  | 0 | 0 | 21142 |
| COHEN  STEERS REIT  PFD | COM | 19247X100 |  | 390687 | 19170 | SH |  | SOLE |  | 0 | 0 | 19170 |
| LOWES COS INC | COM | 548661107 |  | 387883 | 1947 | SH |  | SOLE |  | 0 | 0 | 1947 |
| INVESCO DB COMMDY INDX TRCK | UNIT | 46138B103 |  | 384383 | 15594 | SH |  | SOLE |  | 0 | 0 | 15594 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 |  | 382117 | 10056 | SH |  | SOLE |  | 0 | 0 | 10056 |
| FAIR ISAAC CORP | COM | 303250104 |  | 377704 | 631 | SH |  | SOLE |  | 0 | 0 | 631 |
| TEXAS INSTRS INC | COM | 882508104 |  | 376019 | 2276 | SH |  | SOLE |  | 0 | 0 | 2276 |
| AES CORP | COM | 00130H105 |  | 374887 | 13035 | SH |  | SOLE |  | 0 | 0 | 13035 |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 |  | 368520 | 4276 | SH |  | SOLE |  | 0 | 0 | 4276 |
| AMERICAN ELEC PWR CO INC | COM | 025537101 |  | 367571 | 3871 | SH |  | SOLE |  | 0 | 0 | 3871 |
| BK OF AMERICA CORP | 7.25%CNV PFD L | 060505682 |  | 363080 | 313 | SH |  | SOLE |  | 0 | 0 | 313 |
| ISHARES TR | MSCI ACWI EX US | 464288240 |  | 360988 | 7934 | SH |  | SOLE |  | 0 | 0 | 7934 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 356697 | 5434 | SH |  | SOLE |  | 0 | 0 | 5434 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 355032 | 2520 | SH |  | SOLE |  | 0 | 0 | 2520 |
| PNC FINL SVCS GROUP INC | COM | 693475105 |  | 353537 | 2238 | SH |  | SOLE |  | 0 | 0 | 2238 |
| RESTAURANT BRANDS INTL INC | COM | 76131D103 |  | 353357 | 5464 | SH |  | SOLE |  | 0 | 0 | 5464 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 346976 | 1990 | SH |  | SOLE |  | 0 | 0 | 1990 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 |  | 345044 | 6671 | SH |  | SOLE |  | 0 | 0 | 6671 |
| QUALCOMM INC | COM | 747525103 |  | 337422 | 3069 | SH |  | SOLE |  | 0 | 0 | 3069 |
| PIONEER NAT RES CO | COM | 723787107 |  | 332292 | 1455 | SH |  | SOLE |  | 0 | 0 | 1455 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 |  | 331674 | 1038 | SH |  | SOLE |  | 0 | 0 | 1038 |
| ABBOTT LABS | COM | 002824100 |  | 326840 | 2977 | SH |  | SOLE |  | 0 | 0 | 2977 |
| VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 922042866 |  | 324454 | 5042 | SH |  | SOLE |  | 0 | 0 | 5042 |
| VANECK ETF TRUST | INFLATION ALLOCA | 92189F130 |  | 323122 | 13029 | SH |  | SOLE |  | 0 | 0 | 13029 |
| ISHARES TR | MSCI KLD400 SOC | 464288570 |  | 320901 | 4470 | SH |  | SOLE |  | 0 | 0 | 4470 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 |  | 319044 | 3765 | SH |  | SOLE |  | 0 | 0 | 3765 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 317199 | 4759 | SH |  | SOLE |  | 0 | 0 | 4759 |
| PHILLIPS 66 | COM | 718546104 |  | 316580 | 3042 | SH |  | SOLE |  | 0 | 0 | 3042 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 |  | 309926 | 1161 | SH |  | SOLE |  | 0 | 0 | 1161 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 |  | 309286 | 10792 | SH |  | SOLE |  | 0 | 0 | 10792 |
| TOTALENERGIES SE | SPONSORED ADS | 89151E109 |  | 309220 | 4981 | SH |  | SOLE |  | 0 | 0 | 4981 |
| GLOBAL X FDS | GLBL X MLP ETF | 37954Y343 |  | 306836 | 7431 | SH |  | SOLE |  | 0 | 0 | 7431 |
| NUCOR CORP | COM | 670346105 |  | 304479 | 2310 | SH |  | SOLE |  | 0 | 0 | 2310 |
| ISHARES TR | CORE S US GWT | 464287671 |  | 301706 | 3701 | SH |  | SOLE |  | 0 | 0 | 3701 |
| PRUDENTIAL FINL INC | COM | 744320102 |  | 291020 | 2926 | SH |  | SOLE |  | 0 | 0 | 2926 |
| UNITED THERAPEUTICS CORP DEL | COM | 91307C102 |  | 284486 | 1023 | SH |  | SOLE |  | 0 | 0 | 1023 |
| WASTE MGMT INC DEL | COM | 94106L109 |  | 281497 | 1794 | SH |  | SOLE |  | 0 | 0 | 1794 |
| MARATHON PETE CORP | COM | 56585A102 |  | 276884 | 2379 | SH |  | SOLE |  | 0 | 0 | 2379 |
| KINDER MORGAN INC DEL | COM | 49456B101 |  | 273501 | 15127 | SH |  | SOLE |  | 0 | 0 | 15127 |
| TESLA INC | COM | 88160R101 |  | 261000 | 10000 | SH | Call | SOLE |  | 0 | 0 | 10000 |
| BANK MONTREAL QUE | COM | 063671101 |  | 259569 | 2865 | SH |  | SOLE |  | 0 | 0 | 2865 |
| FRANKLIN BSP RLTY TR INC | COMMON STOCK | 35243J101 |  | 256413 | 19877 | SH |  | SOLE |  | 0 | 0 | 19877 |
| BLOCK INC | CL A | 852234103 |  | 255884 | 4072 | SH |  | SOLE |  | 0 | 0 | 4072 |
| SPDR SER TR | S BIOTECH | 78464A870 |  | 255059 | 3073 | SH |  | SOLE |  | 0 | 0 | 3073 |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 |  | 254856 | 1027 | SH |  | SOLE |  | 0 | 0 | 1027 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 |  | 254383 | 2415 | SH |  | SOLE |  | 0 | 0 | 2415 |
| DANAHER CORPORATION | COM | 235851102 |  | 252664 | 952 | SH |  | SOLE |  | 0 | 0 | 952 |
| PROGRESS SOFTWARE CORP | COM | 743312100 |  | 247457 | 4905 | SH |  | SOLE |  | 0 | 0 | 4905 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 245116 | 2303 | SH |  | SOLE |  | 0 | 0 | 2303 |
| TARGET CORP | COM | 87612E106 |  | 241792 | 1622 | SH |  | SOLE |  | 0 | 0 | 1622 |
| SEMPRA | COM | 816851109 |  | 241742 | 1564 | SH |  | SOLE |  | 0 | 0 | 1564 |
| BANK NOVA SCOTIA HALIFAX | COM | 064149107 |  | 241422 | 4929 | SH |  | SOLE |  | 0 | 0 | 4929 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 240981 | 5272 | SH |  | SOLE |  | 0 | 0 | 5272 |
| TJX COS INC NEW | COM | 872540109 |  | 240900 | 3026 | SH |  | SOLE |  | 0 | 0 | 3026 |
| VALERO ENERGY CORP | COM | 91913Y100 |  | 239939 | 1891 | SH |  | SOLE |  | 0 | 0 | 1891 |
| FORD MTR CO DEL | COM | 345370860 |  | 238831 | 20536 | SH |  | SOLE |  | 0 | 0 | 20536 |
| NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 |  | 238027 | 20172 | SH |  | SOLE |  | 0 | 0 | 20172 |
| THOR INDS INC | COM | 885160101 |  | 235754 | 3123 | SH |  | SOLE |  | 0 | 0 | 3123 |
| SALESFORCE INC | COM | 79466L302 |  | 235745 | 1778 | SH |  | SOLE |  | 0 | 0 | 1778 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 233543 | 5656 | SH |  | SOLE |  | 0 | 0 | 5656 |
| VANECK ETF TRUST | JUNIOR GOLD MINE | 92189F791 |  | 229943 | 6450 | SH |  | SOLE |  | 0 | 0 | 6450 |
| NOVARTIS AG | SPONSORED ADR | 66987V109 |  | 225357 | 2484 | SH |  | SOLE |  | 0 | 0 | 2484 |
| CHUBB LIMITED | COM | H1467J104 |  | 225050 | 1020 | SH |  | SOLE |  | 0 | 0 | 1020 |
| SPDR SER TR | S BK ETF | 78464A797 |  | 224757 | 4978 | SH |  | SOLE |  | 0 | 0 | 4978 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 |  | 220918 | 5453 | SH |  | SOLE |  | 0 | 0 | 5453 |
| BLACKROCK MUN TARGET TERM TR | COM SHS BEN IN | 09257P105 |  | 217264 | 10205 | SH |  | SOLE |  | 0 | 0 | 10205 |
| CIGNA CORP NEW | COM | 125523100 |  | 215776 | 651 | SH |  | SOLE |  | 0 | 0 | 651 |
| AIR PRODS  CHEMS INC | COM | 009158106 |  | 213943 | 694 | SH |  | SOLE |  | 0 | 0 | 694 |
| AMEREN CORP | COM | 023608102 |  | 212973 | 2395 | SH |  | SOLE |  | 0 | 0 | 2395 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 206730 | 32201 | SH |  | SOLE |  | 0 | 0 | 32201 |
| EDWARDS LIFESCIENCES CORP | COM | 28176E108 |  | 206595 | 2769 | SH |  | SOLE |  | 0 | 0 | 2769 |
| TRANE TECHNOLOGIES PLC | SHS | G8994E103 |  | 205429 | 1222 | SH |  | SOLE |  | 0 | 0 | 1222 |
| PROSHARES TR | S 500 DV ARIST | 74348A467 |  | 201310 | 2237 | SH |  | SOLE |  | 0 | 0 | 2237 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 201225 | 2479 | SH |  | SOLE |  | 0 | 0 | 2479 |
| NUVEEN INTER DURATION MUN TE | COM | 670671106 |  | 180256 | 13739 | SH |  | SOLE |  | 0 | 0 | 13739 |
| CHARGEPOINT HOLDINGS INC | COM CL A | 15961R105 |  | 173923 | 18250 | SH |  | SOLE |  | 0 | 0 | 18250 |
| ARROWMARK FINANCIAL CORP | COM | 861780104 |  | 172278 | 10110 | SH |  | SOLE |  | 0 | 0 | 10110 |
| HUNTINGTON BANCSHARES INC | COM | 446150104 |  | 169820 | 12044 | SH |  | SOLE |  | 0 | 0 | 12044 |
| VANECK ETF TRUST | VANECK RUSSIA ET | 92189F403 |  | 164415 | 29100 | SH |  | SOLE |  | 0 | 0 | 29100 |
| G1 THERAPEUTICS INC | COM | 3621LQ109 |  | 135750 | 25000 | SH |  | SOLE |  | 0 | 0 | 25000 |
| BLACKSTONE STRATEGIC CREDIT | COM SHS BEN IN | 09257R101 |  | 121670 | 11500 | SH |  | SOLE |  | 0 | 0 | 11500 |
| OAKTREE SPECIALTY LENDING CO | COM | 67401P108 |  | 119708 | 17425 | SH |  | SOLE |  | 0 | 0 | 17425 |
| ALDEYRA THERAPEUTICS INC | COM | 01438T106 |  | 72175 | 10370 | SH |  | SOLE |  | 0 | 0 | 10370 |
| IMMUNOME INC | COM | 45257U108 |  | 56927 | 25759 | SH |  | SOLE |  | 0 | 0 | 25759 |
| SCYNEXIS INC | COM NEW | 811292200 |  | 46800 | 30000 | SH |  | SOLE |  | 0 | 0 | 30000 |
| REGIS CORP MINN | COM | 758932107 |  | 36600 | 30000 | SH |  | SOLE |  | 0 | 0 | 30000 |
| CYTOMX THERAPEUTICS INC | COM | 23284F105 |  | 32000 | 20000 | SH |  | SOLE |  | 0 | 0 | 20000 |
| BIONANO GENOMICS INC | COM | 09075F107 |  | 18249 | 12499 | SH |  | SOLE |  | 0 | 0 | 12499 |
| ALAUNOS THERAPEUTICS INC | COM | 98973P101 |  | 7140 | 11000 | SH |  | SOLE |  | 0 | 0 | 11000 |
| SIYATA MOBILE INC | *W EXP 09/24/202 | 83013Q152 |  | 5917 | 96847 | SH |  | SOLE |  | 0 | 0 | 96847 |
| MATINAS BIOPHARMA HLDGS INC | COM | 576810105 |  | 5000 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| LILIUM N V | *W EXP 09/14/202 | N52586117 |  | 3928 | 40000 | SH |  | SOLE |  | 0 | 0 | 40000 |

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