# EDGAR Filing Document

**Accession Number:** 0001923923
**File Stem:** 0001923923-26-000002
**Filing Date:** 2026-2
**Character Count:** 2814
**Document Hash:** f0faf2aa8df80e7c9007ac38494057a3
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001923923-26-000002.hdr.sgml**: 20260227

**ACCESSION NUMBER**: 0001923923-26-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260227

**DATE AS OF CHANGE**: 20260227

**EFFECTIVENESS DATE**: 20260227

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIDELITY & GUARANTY SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0001923923

**ORGANIZATION NAME:**
- **EIN:** 874313752
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-70916
- **FILM NUMBER:** 26698428

**BUSINESS ADDRESS:**
- **STREET 1:** 801 GRAND AVE.
- **STREET 2:** SUITE 2600
- **CITY:** DES MOINES
- **STATE:** IA
- **ZIP:** 50309
- **BUSINESS PHONE:** 5153303409

**MAIL ADDRESS:**
- **STREET 1:** 801 GRAND AVE.
- **STREET 2:** SUITE 2600
- **CITY:** DES MOINES
- **STATE:** IA
- **ZIP:** 50309

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIDELITY & GUARANTY SECURITIES CORP.
- **DATE OF NAME CHANGE:** 20220909

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIDELITY & GUARANTY SECURITIES, LLC
- **DATE OF NAME CHANGE:** 20220824

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIDELITY & GUARANTY SECURITIES CORP.
- **DATE OF NAME CHANGE:** 20220414

### Attached PDF Documents

**Attachment 1:** `fgslfinancials_1.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001923923

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** FIDELITY & GUARANTY SECURITIES, LLC

**Business Address:** 801 GRAND AVE., SUITE 2600, DES MOINES, VA, 50309

**Contact Person:** Olga Rip

**Contact Phone:** 8045641588

### Independent Public Accountant Identification

**Accountant Name:** Fidelity & Guaranty Securities, LLC

**Accountant Address:** 801 Grande Avenue, Suite 2600, Des Moines, IA, 50309

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Thomas Olson, Chief Executive Officer**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **FIDELITY & GUARANTY SECURITIES, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Thomas Olson

**Title:** Chief Executive Officer