# EDGAR Filing Document

**Accession Number:** 0001673385
**File Stem:** 0001104659-23-018679
**Filing Date:** 2023-2
**Character Count:** 12667
**Document Hash:** 1705abc956520a49be036a2501c8eb0b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-23-018679.hdr.sgml**: 20230210

**ACCESSION NUMBER**: 0001104659-23-018679

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230210

**DATE AS OF CHANGE**: 20230210

**EFFECTIVENESS DATE**: 20230210

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Morningstar Investment Management LLC
- **CENTRAL INDEX KEY:** 0001673385
- **IRS NUMBER:** 364317381
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-17446
- **FILM NUMBER:** 23613512

**BUSINESS ADDRESS:**
- **STREET 1:** 22 W WASHINGTON STREET
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60602
- **BUSINESS PHONE:** 312-696-6168

**MAIL ADDRESS:**
- **STREET 1:** 22 W WASHINGTON STREET
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60602

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Morningstar Investment Management LLC<br>**Address:** 22 W Washington Street<br>Chicago, IL 60602

**Form 13F File Number:** 028-17446

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Yasir Syed<br>**Title:** Compliance Officer<br>**Phone:** 773-456-4370

**Signature, Place, and Date of Signing:**

/s/ Yasir Syed  Rosenberg, TX  02-09-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[ ] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[x] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 76

**Form 13F Information Table Value Total:** $383183

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

|   No. | Name                                         | Form 13F File Number   | CRD Number   | SEC File Number   |
|---:|:---|:---|:---|:---|
|     1 | ALPS ADVISORS INC                            | 028-12230              |  |  |
|     2 | Clearbridge Investments LLC                  | 028-11611              |  |  |
|     3 | DIAMOND HILL CAPITAL MANAGEMENT INC          | 028-10648              |  |  |
|     4 | EASTERLY INVESTMENT PARTNERS LLC             | 028-19504              |  |  |
|     5 | MFS Institutional Advisors Inc.              | 028-13173              |  |  |
|     6 | WASATCH ADVISORS INC                         | 028-01286              |  |  |
|     7 | WESTWOOD MANAGEMENT CORP /TX                 | 028-05046              |  |  |
|     8 | HARDING LOEVNER LP                           | 028-04434              |  |  |
|     9 | HARRIS ASSOCIATES L P                        | 028-02013              |  |  |
|    10 | LAZARD ASSET MANAGEMENT LLC                  | 028-10469              |  |  |
|    11 | PRICE T ROWE ASSOCIATES INC /MD/             | 028-00115              |  |  |
|    12 | Cullen Capital Management LLC                | 028-11905              |  |  |
|    13 | BlackRock Asset Management International Inc | 028-15553              |  |  |
|    14 | Western Asset Management Company LLC         | 028-10245              |  |  |
|    15 | Allspring Global Investments LLC             | 028-04413              |  |  |
|    16 | First Pacific Advisors LP                    | 028-12253              |  |  |
|    17 | LOOMIS SAYLES  CO L P                        | 028-00398              |  |  |
|    18 | SSI INVESTMENT MANAGEMENT LLC                | 028-04720              |  |  |
|    19 | WATER ISLAND CAPITAL LLC                     | 028-10693              |  |  |
|    20 | VOYA INVESTMENT MANAGEMENT CO                | 028-01217              |  |  |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBVIE INC | COM | 00287Y109 |  | 677 | 4188 | SH |  | SOLE |  | 4188 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 1129 | 14743 | SH |  | SOLE |  | 14743 | 0 | 0 |
| ADVANCE AUTO PARTS INC | COM | 00751Y106 |  | 256 | 1742 | SH |  | SOLE |  | 1742 | 0 | 0 |
| AIR PRODS  CHEMS INC | COM | 009158106 |  | 555 | 1800 | SH |  | SOLE |  | 1800 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 39233 | 444668 | SH |  | SOLE |  | 444668 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 15921 | 189539 | SH |  | SOLE |  | 189539 | 0 | 0 |
| AMERICAN ELEC PWR CO INC | COM | 025537101 |  | 398 | 4191 | SH |  | SOLE |  | 4191 | 0 | 0 |
| AMGEN INC | COM | 031162100 |  | 396 | 1506 | SH |  | SOLE |  | 1506 | 0 | 0 |
| ANTERO MIDSTREAM CORP | COM | 03676B102 |  | 1580 | 146471 | SH |  | SOLE |  | 146471 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 19126 | 147201 | SH |  | SOLE |  | 147201 | 0 | 0 |
| BLACKROCK INC | COM | 09247X101 |  | 314 | 443 | SH |  | SOLE |  | 443 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 403 | 5602 | SH |  | SOLE |  | 5602 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 |  | 694 | 1241 | SH |  | SOLE |  | 1241 | 0 | 0 |
| CHENIERE ENERGY INC | COM NEW | 16411R208 |  | 6736 | 44920 | SH |  | SOLE |  | 44920 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 967 | 5387 | SH |  | SOLE |  | 5387 | 0 | 0 |
| CME GROUP INC | COM | 12572Q105 |  | 650 | 3868 | SH |  | SOLE |  | 3868 | 0 | 0 |
| COCA COLA CO | COM | 191216100 |  | 785 | 12334 | SH |  | SOLE |  | 12334 | 0 | 0 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 6392 | 182777 | SH |  | SOLE |  | 182777 | 0 | 0 |
| CROWN CASTLE INC | COM | 22822V101 |  | 418 | 3080 | SH |  | SOLE |  | 3080 | 0 | 0 |
| CVS HEALTH CORP | COM | 126650100 |  | 306 | 3279 | SH |  | SOLE |  | 3279 | 0 | 0 |
| DOMINION ENERGY INC | COM | 25746U109 |  | 327 | 5328 | SH |  | SOLE |  | 5328 | 0 | 0 |
| ECOPETROL SA ADR | SPONSORED ADS | 279158109 |  | 143 | 13677 | SH |  | SOLE |  | 13677 | 0 | 0 |
| EDISON INTL | COM | 281020107 |  | 386 | 6060 | SH |  | SOLE |  | 6060 | 0 | 0 |
| ELECTRONIC ARTS INC | COM | 285512109 |  | 1577 | 12905 | SH |  | SOLE |  | 12905 | 0 | 0 |
| EMERSON ELEC CO | COM | 291011104 |  | 421 | 4384 | SH |  | SOLE |  | 4384 | 0 | 0 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 |  | 5045 | 425051 | SH |  | SOLE |  | 425051 | 0 | 0 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 |  | 8739 | 362300 | SH |  | SOLE |  | 362300 | 0 | 0 |
| EQUITRANS MIDSTREAM CORP | COM | 294600101 |  | 1721 | 256792 | SH |  | SOLE |  | 256792 | 0 | 0 |
| FEDERAL RLTY INVT TR NEW | SH BEN INT NEW | 313745101 |  | 292 | 2886 | SH |  | SOLE |  | 2886 | 0 | 0 |
| FRANKLIN TEMPLETON ETF TR | FTSE BRAZIL | 35473P835 |  | 4616 | 267926 | SH |  | SOLE |  | 267926 | 0 | 0 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 442 | 5148 | SH |  | SOLE |  | 5148 | 0 | 0 |
| GLOBAL X FDS | US PFD ETF | 37954Y657 |  | 3820 | 197189 | SH |  | SOLE |  | 197189 | 0 | 0 |
| HASBRO INC | COM | 418056107 |  | 222 | 3639 | SH |  | SOLE |  | 3639 | 0 | 0 |
| ILLINOIS TOOL WKS INC | COM | 452308109 |  | 204 | 927 | SH |  | SOLE |  | 927 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 521 | 3700 | SH |  | SOLE |  | 3700 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | KBW BK ETF | 46138E628 |  | 10139 | 196416 | SH |  | SOLE |  | 196416 | 0 | 0 |
| ISHARES INC | MSCI STH KOR ETF | 464286772 |  | 4241 | 75091 | SH |  | SOLE |  | 75091 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 876 | 4957 | SH |  | SOLE |  | 4957 | 0 | 0 |
| KIMBERLY-CLARK CORP | COM | 494368103 |  | 340 | 2501 | SH |  | SOLE |  | 2501 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 24057 | 100314 | SH |  | SOLE |  | 100314 | 0 | 0 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 441 | 6610 | SH |  | SOLE |  | 6610 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 436 | 3957 | SH |  | SOLE |  | 3957 | 0 | 0 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 298 | 3505 | SH |  | SOLE |  | 3505 | 0 | 0 |
| MPLX LP | COM UNIT REP LTD | 55336V100 |  | 2731 | 83163 | SH |  | SOLE |  | 83163 | 0 | 0 |
| KINDER MORGAN INC DEL | COM | 49456B101 |  | 6901 | 381693 | SH |  | SOLE |  | 381693 | 0 | 0 |
| MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 |  | 2789 | 55545 | SH |  | SOLE |  | 55545 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 |  | 315 | 1196 | SH |  | SOLE |  | 1196 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 16441 | 136625 | SH |  | SOLE |  | 136625 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 |  | 1137 | 3856 | SH |  | SOLE |  | 3856 | 0 | 0 |
| NISOURCE INC | COM | 65473P105 |  | 225 | 8206 | SH |  | SOLE |  | 8206 | 0 | 0 |
| NORTHERN TR CORP | COM | 665859104 |  | 259 | 2932 | SH |  | SOLE |  | 2932 | 0 | 0 |
| ONEOK INC NEW | COM | 682680103 |  | 4897 | 74530 | SH |  | SOLE |  | 74530 | 0 | 0 |
| PEPSICO INC | COM | 713448108 |  | 545 | 3014 | SH |  | SOLE |  | 3014 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 564 | 10998 | SH |  | SOLE |  | 10998 | 0 | 0 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 799 | 7899 | SH |  | SOLE |  | 7899 | 0 | 0 |
| PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 |  | 2673 | 227296 | SH |  | SOLE |  | 227296 | 0 | 0 |
| PNC FINL SVCS GROUP INC | COM | 693475105 |  | 252 | 1595 | SH |  | SOLE |  | 1595 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 807 | 5323 | SH |  | SOLE |  | 5323 | 0 | 0 |
| REALTY INCOME CORP | COM | 756109104 |  | 223 | 3512 | SH |  | SOLE |  | 3512 | 0 | 0 |
| SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 |  | 10788 | 435331 | SH |  | SOLE |  | 435331 | 0 | 0 |
| SIMON PPTY GROUP INC NEW | COM | 828806109 |  | 313 | 2667 | SH |  | SOLE |  | 2667 | 0 | 0 |
| STARBUCKS CORP | COM | 855244109 |  | 219 | 2211 | SH |  | SOLE |  | 2211 | 0 | 0 |
| PRICE T ROWE GROUP INC | COM | 74144T108 |  | 312 | 2863 | SH |  | SOLE |  | 2863 | 0 | 0 |
| TARGA RES CORP | COM | 87612G101 |  | 2515 | 34211 | SH |  | SOLE |  | 34211 | 0 | 0 |
| TEXAS INSTRS INC | COM | 882508104 |  | 588 | 3560 | SH |  | SOLE |  | 3560 | 0 | 0 |
| T-MOBILE US INC | COM | 872590104 |  | 2086 | 14901 | SH |  | SOLE |  | 14901 | 0 | 0 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 411 | 2365 | SH |  | SOLE |  | 2365 | 0 | 0 |
| US BANCORP DEL | COM NEW | 902973304 |  | 319 | 7322 | SH |  | SOLE |  | 7322 | 0 | 0 |
| VANGUARD WORLD FDS | CONSUM STP ETF | 92204A207 |  | 33974 | 177345 | SH |  | SOLE |  | 177345 | 0 | 0 |
| VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 |  | 6786 | 82031 | SH |  | SOLE |  | 82031 | 0 | 0 |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 |  | 59487 | 239817 | SH |  | SOLE |  | 239817 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 92206C847 |  | 7942 | 128883 | SH |  | SOLE |  | 128883 | 0 | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 32390 | 169415 | SH |  | SOLE |  | 169415 | 0 | 0 |
| VERIZON COMMUNICATION INC | COM | 92343V104 |  | 5876 | 149132 | SH |  | SOLE |  | 149132 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 |  | 5016 | 57736 | SH |  | SOLE |  | 57736 | 0 | 0 |
| WILLIAMS COS INC | COM | 969457100 |  | 6366 | 193502 | SH |  | SOLE |  | 193502 | 0 | 0 |

---