# EDGAR Filing Document

**Accession Number:** 0002129318
**File Stem:** 0002129318-26-000025
**Filing Date:** 2026-6
**Character Count:** 10510
**Document Hash:** ea20c6dc2a9a9ddf195c3cc76028196a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002129318-26-000025.hdr.sgml**: 20260602

**ACCESSION NUMBER**: 0002129318-26-000025

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20200930

**FILED AS OF DATE**: 20260602

**DATE AS OF CHANGE**: 20260602

**EFFECTIVENESS DATE**: 20260602

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Norris Financial Group, LLC
- **CENTRAL INDEX KEY:** 0002129318

**ORGANIZATION NAME:**
- **EIN:** 582280206
- **STATE OF INCORPORATION:** SC
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-26988
- **FILM NUMBER:** 261054606

**BUSINESS ADDRESS:**
- **STREET 1:** 605 N MAIN ST.
- **CITY:** GREENVILLE
- **STATE:** SC
- **ZIP:** 29601
- **BUSINESS PHONE:** 864-420-7335

**MAIL ADDRESS:**
- **STREET 1:** 605 N MAIN ST.
- **CITY:** GREENVILLE
- **STATE:** SC
- **ZIP:** 29601

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2020

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Norris Financial Group LLC<br>**Address:** 605 N MAIN ST.<br>GREENVILLE, SC 29601

**Form 13F File Number:** 028-26988

**CRD Number (if applicable):** 000129422

**SEC File Number (if applicable):** 801-112958

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Desaree Tatum<br>**Title:** Consultant Compliance Services<br>**Phone:** 513-538-1150

**Signature, Place, and Date of Signing:**

Desaree Tatum  Covington, KY  06-02-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 69

**Form 13F Information Table Value Total:** $118169027

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ISHARES GOLD TRUST | ISHARES EFT | 464285105 |  | 17999319 | 1000518 | SH |  | SOLE |  | 0 | 0 | 1000518 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 15771032 | 56763 | SH |  | SOLE |  | 0 | 0 | 56763 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 6895636 | 38932 | SH |  | SOLE |  | 0 | 0 | 38932 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 4606957 | 55606 | SH |  | SOLE |  | 0 | 0 | 55606 |
| APPLE INC | COM | 037833100 |  | 3632149 | 31363 | SH |  | SOLE |  | 0 | 0 | 31363 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 3611997 | 166913 | SH |  | SOLE |  | 0 | 0 | 166913 |
| SELECT SECTOR SPDR TR | STATE STREET TEC | 81369Y803 |  | 3544412 | 30372 | SH |  | SOLE |  | 0 | 0 | 30372 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A631 |  | 3255336 | 37272 | SH |  | SOLE |  | 0 | 0 | 37272 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 |  | 3244171 | 82844 | SH |  | SOLE |  | 0 | 0 | 82844 |
| FIRST TR EXCHANGE-TRADED FD | NASDAQ-100 SEL | 337344105 |  | 3145614 | 36416 | SH |  | SOLE |  | 0 | 0 | 36416 |
| SELECT SECTOR SPDR TR | STATE STREET HEA | 81369Y209 |  | 2839205 | 26917 | SH |  | SOLE |  | 0 | 0 | 26917 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 |  | 2699218 | 14984 | SH |  | SOLE |  | 0 | 0 | 14984 |
| ISHARES TR | ISHARES SEMICDTR | 464287523 |  | 2679654 | 8797 | SH |  | SOLE |  | 0 | 0 | 8797 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A870 |  | 2411902 | 21645 | SH |  | SOLE |  | 0 | 0 | 21645 |
| STATE STR SPDR S 500 ETF T | TR UNIT | 78462F103 |  | 2241754 | 6694 | SH |  | SOLE |  | 0 | 0 | 6694 |
| MICROSOFT CORP | COM | 594918104 |  | 2008862 | 9551 | SH |  | SOLE |  | 0 | 0 | 9551 |
| INTEL CORP | COM | 458140100 |  | 1796404 | 34693 | SH |  | SOLE |  | 0 | 0 | 34693 |
| SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 |  | 1714452 | 7193 | SH |  | SOLE |  | 0 | 0 | 7193 |
| AMAZON COM INC | COM | 023135106 |  | 1712909 | 544 | SH |  | SOLE |  | 0 | 0 | 544 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 1545747 | 5258 | SH |  | SOLE |  | 0 | 0 | 5258 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 1503431 | 25272 | SH |  | SOLE |  | 0 | 0 | 25272 |
| Change Healthcare Inc | COM | 15912K100 |  | 1452901 | 100131 | SH |  | SOLE |  | 0 | 0 | 100131 |
| SOUTHERN COPPER CORP | COM | 84265V105 |  | 1356425 | 29963 | SH |  | SOLE |  | 0 | 0 | 29963 |
| TELADOC HEALTH INC | COM | 87918A105 |  | 1337145 | 6099 | SH |  | SOLE |  | 0 | 0 | 6099 |
| AURINIA PHARMACEUTICALS INC | COM | 05156V102 |  | 1315595 | 89314 | SH |  | SOLE |  | 0 | 0 | 89314 |
| FIRST TR EXCHANGE-TRADED FD | NAS CLNEDG GREEN | 33733E500 |  | 1267745 | 28585 | SH |  | SOLE |  | 0 | 0 | 28585 |
| WALMART INC | COM | 931142103 |  | 1078426 | 7708 | SH |  | SOLE |  | 0 | 0 | 7708 |
| CATERPILLAR INC | COM | 149123101 |  | 994085 | 6665 | SH |  | SOLE |  | 0 | 0 | 6665 |
| ADOBE INC | COM | 00724F101 |  | 977427 | 1993 | SH |  | SOLE |  | 0 | 0 | 1993 |
| ARK ETF TR | GENOMIC REV ETF | 00214Q302 |  | 963423 | 15122 | SH |  | SOLE |  | 0 | 0 | 15122 |
| FIRST TR EXCH TRADED FD III | ULTRA SHT DUR MU | 33740J104 |  | 935413 | 46434 | SH |  | SOLE |  | 0 | 0 | 46434 |
| ARCOSA INC | COM | 039653100 |  | 922892 | 20932 | SH |  | SOLE |  | 0 | 0 | 20932 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 891742 | 8746 | SH |  | SOLE |  | 0 | 0 | 8746 |
| NEWMONT CORP | COM | 651639106 |  | 854989 | 13475 | SH |  | SOLE |  | 0 | 0 | 13475 |
| PAYCOM SOFTWARE INC | COM | 70432V102 |  | 795994 | 2557 | SH |  | SOLE |  | 0 | 0 | 2557 |
| M D C HLDGS INC | COM | 552676108 |  | 793965 | 16857 | SH |  | SOLE |  | 0 | 0 | 16857 |
| EXPEDIA GROUP INC | COM NEW | 30212P303 |  | 774872 | 8451 | SH |  | SOLE |  | 0 | 0 | 8451 |
| NETAPP INC | COM | 64110D104 |  | 763211 | 17409 | SH |  | SOLE |  | 0 | 0 | 17409 |
| PACER FDS TR | DATA AND INFRAST | 69374H741 |  | 697202 | 19734 | SH |  | SOLE |  | 0 | 0 | 19734 |
| HILLENBRAND INC | COM | 431571108 |  | 687390 | 24238 | SH |  | SOLE |  | 0 | 0 | 24238 |
| WHIRLPOOL CORP | COM | 963320106 |  | 653177 | 3552 | SH |  | SOLE |  | 0 | 0 | 3552 |
| LOGITECH INTL S A | SHS | H50430232 |  | 620104 | 8021 | SH |  | SOLE |  | 0 | 0 | 8021 |
| ISHARES TR | CORE S US GWT | 464287671 |  | 606008 | 7577 | SH |  | SOLE |  | 0 | 0 | 7577 |
| UNION PAC CORP | COM | 907818108 |  | 565411 | 2872 | SH |  | SOLE |  | 0 | 0 | 2872 |
| ISHARES TR | CONV BD ETF | 46435G102 |  | 561132 | 6949 | SH |  | SOLE |  | 0 | 0 | 6949 |
| APPLIED MATLS INC | COM | 038222105 |  | 547653 | 9212 | SH |  | SOLE |  | 0 | 0 | 9212 |
| PACER FDS TR | INDUSTRIAL RELET | 69374H766 |  | 545105 | 16206 | SH |  | SOLE |  | 0 | 0 | 16206 |
| SALESFORCE INC | COM | 79466L302 |  | 510682 | 2032 | SH |  | SOLE |  | 0 | 0 | 2032 |
| LIVEPERSON INC | COM | 538146101 |  | 502379 | 9663 | SH |  | SOLE |  | 0 | 0 | 9663 |
| ROCKET COS INC | COM CL A | 77311W101 |  | 500044 | 25090 | SH |  | SOLE |  | 0 | 0 | 25090 |
| FIRST TR EXCH TRADED FD III | SHRT DUR MNG MUN | 33739P830 |  | 480923 | 23278 | SH |  | SOLE |  | 0 | 0 | 23278 |
| VANGUARD WORLD FD | INF TECH ETF | 92204A702 |  | 479010 | 1538 | SH |  | SOLE |  | 0 | 0 | 1538 |
| INVESCO EXCH TRADED FD TR II | S HDL VOL | 46138E362 |  | 468755 | 14209 | SH |  | SOLE |  | 0 | 0 | 14209 |
| Reality Shares Nasdaq NexGen Economy ETF | COM | 75605A702 |  | 398467 | 11657 | SH |  | SOLE |  | 0 | 0 | 11657 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 |  | 335111 | 17481 | SH |  | SOLE |  | 0 | 0 | 17481 |
| SPDR SERIES TRUST | STATE STREET SPD | 78468R788 |  | 318799 | 11635 | SH |  | SOLE |  | 0 | 0 | 11635 |
| ISHARES TR | EAFE VALUE ETF | 464288877 |  | 280876 | 6961 | SH |  | SOLE |  | 0 | 0 | 6961 |
| WISDOMTREE TR | EMER MKT HIGH FD | 97717W315 |  | 278607 | 7906 | SH |  | SOLE |  | 0 | 0 | 7906 |
| HUNTINGTON BANCSHARES INC | COM | 446150104 |  | 251139 | 27387 | SH |  | SOLE |  | 0 | 0 | 27387 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 248693 | 2044 | SH |  | SOLE |  | 0 | 0 | 2044 |
| DOCUSIGN INC | COM | 256163106 |  | 232244 | 1079 | SH |  | SOLE |  | 0 | 0 | 1079 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 207586 | 1641 | SH |  | SOLE |  | 0 | 0 | 1641 |
| DISNEY WALT CO | COM | 254687106 |  | 201754 | 1626 | SH |  | SOLE |  | 0 | 0 | 1626 |
| ISHARES TR | GL CLEAN ENE ETF | 464288224 |  | 192481 | 10410 | SH |  | SOLE |  | 0 | 0 | 10410 |
| Hanesbrands Inc | COM | 410345102 |  | 183188 | 11631 | SH |  | SOLE |  | 0 | 0 | 11631 |
| FLUOR CORP | COM | 343412102 |  | 124432 | 14124 | SH |  | SOLE |  | 0 | 0 | 14124 |
| FORD MTR CO | COM | 345370860 |  | 92208 | 13845 | SH |  | SOLE |  | 0 | 0 | 13845 |
| ObsEva SA | COM | H5861P103 |  | 35754 | 14417 | SH |  | SOLE |  | 0 | 0 | 14417 |
| ADVAXIS INC | COM | 007624307 |  | 26302 | 64150 | SH |  | SOLE |  | 0 | 0 | 64150 |

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