# EDGAR Filing Document

**Accession Number:** 0001799284
**File Stem:** 0001799284-23-000001
**Filing Date:** 2023-1
**Character Count:** 14044
**Document Hash:** 521864af37fb5e77df550b795fc1af4e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001799284-23-000001.hdr.sgml**: 20230105

**ACCESSION NUMBER**: 0001799284-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230105

**DATE AS OF CHANGE**: 20230105

**EFFECTIVENESS DATE**: 20230105

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Modus Advisors, LLC
- **CENTRAL INDEX KEY:** 0001799284
- **IRS NUMBER:** 371566410
- **STATE OF INCORPORATION:** MN
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19655
- **FILM NUMBER:** 23509959

**BUSINESS ADDRESS:**
- **STREET 1:** 23505 SMITHTOWN ROAD
- **STREET 2:** #290
- **CITY:** EXCELSIOR
- **STATE:** MN
- **ZIP:** 55331
- **BUSINESS PHONE:** 9529461000

**MAIL ADDRESS:**
- **STREET 1:** 23505 SMITHTOWN ROAD
- **STREET 2:** #290
- **CITY:** EXCELSIOR
- **STATE:** MN
- **ZIP:** 55331

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Modus Advisors LLC<br>**Address:** 23505 SMITHTOWN ROAD

#290<br>EXCELSIOR, MN 55331

**Form 13F File Number:** 028-19655

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Kari Haanstad<br>**Title:** Chief Investment Officer<br>**Phone:** 9529461000

**Signature, Place, and Date of Signing:**

Kari Haanstad  Excelsior, MN  01-05-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 101

**Form 13F Information Table Value Total:** $206456962

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AMAZON COM INC COM | Stock | 023135106 |  | 2635423 | 31374 | SH |  | SOLE |  | 0 | 0 | 31374 |
| ULTA BEAUTY INC COM | Stock | 90384S303 |  | 1997300 | 4258 | SH |  | SOLE |  | 0 | 0 | 4258 |
| INVESCO QQQ TRUST | ETF | 46090E103 |  | 4273028 | 16047 | SH |  | SOLE |  | 0 | 0 | 16047 |
| ISHARES GOLD TRUST | ETF | 464285204 |  | 10662713 | 308260 | SH |  | SOLE |  | 0 | 0 | 308260 |
| MONSTER BEVERAGE CORP NEW COM | Stock | 61174X109 |  | 556791 | 5484 | SH |  | SOLE |  | 0 | 0 | 5484 |
| JOHNSON  JOHNSON COM | Stock | 478160104 |  | 2300513 | 13023 | SH |  | SOLE |  | 0 | 0 | 13023 |
| VANGUARD TOTAL STOCK MARKET ETF | ETF | 922908769 |  | 7697577 | 40261 | SH |  | SOLE |  | 0 | 0 | 40261 |
| COSTCO WHSL CORP NEW COM | Stock | 22160K105 |  | 385286 | 844 | SH |  | SOLE |  | 0 | 0 | 844 |
| GOLDMAN SACHS GROUP INC COM | Stock | 38141G104 |  | 360216 | 1049 | SH |  | SOLE |  | 0 | 0 | 1049 |
| BOSTON SCIENTIFIC CORP COM | Stock | 101137107 |  | 326527 | 7057 | SH |  | SOLE |  | 0 | 0 | 7057 |
| ISHARES U.S. INDUSTRIALS ETF | ETF | 464287754 |  | 4267912 | 44245 | SH |  | SOLE |  | 0 | 0 | 44245 |
| PROCTER AND GAMBLE CO COM | Stock | 742718109 |  | 2163064 | 14272 | SH |  | SOLE |  | 0 | 0 | 14272 |
| ENTERPRISE PRODS PARTNERS L P COM | Stock | 293792107 |  | 461777 | 19145 | SH |  | SOLE |  | 0 | 0 | 19145 |
| UNITED PARCEL SERVICE INC CL B | Stock | 911312106 |  | 1821496 | 10478 | SH |  | SOLE |  | 0 | 0 | 10478 |
| PROLOGIS INC. COM | REIT | 74340W103 |  | 291294 | 2584 | SH |  | SOLE |  | 0 | 0 | 2584 |
| MERCK  CO INC COM | Stock | 58933Y105 |  | 211249 | 1904 | SH |  | SOLE |  | 0 | 0 | 1904 |
| SPDR S 500 ETF TRUST | ETF | 78462F103 |  | 1802010 | 4712 | SH |  | SOLE |  | 0 | 0 | 4712 |
| MASTERCARD INCORPORATED CL A | Stock | 57636Q104 |  | 2263722 | 6510 | SH |  | SOLE |  | 0 | 0 | 6510 |
| PENN ENTERTAINMENT INC COM | Stock | 707569109 |  | 200505 | 6751 | SH |  | SOLE |  | 0 | 0 | 6751 |
| ISHARES 1-3 YEAR TREASURY BOND ETF | ETF | 464287457 |  | 4639515 | 57158 | SH |  | SOLE |  | 0 | 0 | 57158 |
| HOME DEPOT INC COM | Stock | 437076102 |  | 2408761 | 7626 | SH |  | SOLE |  | 0 | 0 | 7626 |
| HEALTH CARE SELECT SECTOR SPDR FUND | ETF | 81369Y209 |  | 5446608 | 40093 | SH |  | SOLE |  | 0 | 0 | 40092 |
| SPDR GOLD SHARES | ETF | 78463V107 |  | 1538804 | 9071 | SH |  | SOLE |  | 0 | 0 | 9071 |
| SCHWAB U.S. SMALL-CAP ETF | ETF | 808524607 |  | 381523 | 9418 | SH |  | SOLE |  | 0 | 0 | 9418 |
| SCHWAB U.S. BROAD MARKET ETF | ETF | 808524102 |  | 1212469 | 27058 | SH |  | SOLE |  | 0 | 0 | 27058 |
| SCHWAB INTERNATIONAL EQUITY ETF | ETF | 808524805 |  | 432613 | 13431 | SH |  | SOLE |  | 0 | 0 | 13431 |
| SCHWAB U.S. LARGE-CAP ETF | ETF | 808524201 |  | 406485 | 9003 | SH |  | SOLE |  | 0 | 0 | 9003 |
| ISHARES U.S. REAL ESTATE ETF | ETF | 464287739 |  | 2961046 | 35171 | SH |  | SOLE |  | 0 | 0 | 35171 |
| JPMORGAN ULTRA-SHORT INCOME ETF | ETF | 46641Q837 |  | 2665643 | 53175 | SH |  | SOLE |  | 0 | 0 | 53174 |
| SCHWAB U.S. LARGE-CAP GROWTH ETF | ETF | 808524300 |  | 1276471 | 22975 | SH |  | SOLE |  | 0 | 0 | 22974 |
| PIMCO ENHANCED SHORT MATURITY ACTIVE ETF | ETF | 72201R833 |  | 206668 | 2095 | SH |  | SOLE |  | 0 | 0 | 2094 |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 084670702 |  | 2002290 | 6482 | SH |  | SOLE |  | 0 | 0 | 6482 |
| SCHWAB EMERGING MARKETS EQUITY ETF | ETF | 808524706 |  | 322906 | 13642 | SH |  | SOLE |  | 0 | 0 | 13642 |
| VANGUARD SHORT-TERM CORPORATE BOND ETF | ETF | 92206C409 |  | 3797396 | 50504 | SH |  | SOLE |  | 0 | 0 | 50504 |
| CONSTELLATION BRANDS INC CL A | Stock | 21036P108 |  | 212747 | 918 | SH |  | SOLE |  | 0 | 0 | 918 |
| MICROSOFT CORP COM | Stock | 594918104 |  | 3423728 | 14276 | SH |  | SOLE |  | 0 | 0 | 14276 |
| DOCUSIGN INC COM | Stock | 256163106 |  | 222400 | 4013 | SH |  | SOLE |  | 0 | 0 | 4013 |
| IQ MERGER ARBITRAGE ETF | ETF | 45409B800 |  | 2881909 | 90826 | SH |  | SOLE |  | 0 | 0 | 90826 |
| VANGUARD INTERMEDIATE-TERM TREASURY ETF | ETF | 92206C706 |  | 3123300 | 53408 | SH |  | SOLE |  | 0 | 0 | 53408 |
| BOEING CO COM | Stock | 097023105 |  | 2260926 | 11869 | SH |  | SOLE |  | 0 | 0 | 11869 |
| VANGUARD SMALL-CAP ETF | ETF | 922908751 |  | 2914377 | 15879 | SH |  | SOLE |  | 0 | 0 | 15878 |
| VANGUARD MID-CAP ETF | ETF | 922908629 |  | 2951911 | 14484 | SH |  | SOLE |  | 0 | 0 | 14483 |
| NEXTERA ENERGY INC COM | Stock | 65339F101 |  | 1172248 | 14022 | SH |  | SOLE |  | 0 | 0 | 14022 |
| OVINTIV INC COM | Stock | 69047Q102 |  | 4127591 | 81396 | SH |  | SOLE |  | 0 | 0 | 81396 |
| FINANCIAL SELECT SECTOR SPDR FUND | ETF | 81369Y605 |  | 5009891 | 146488 | SH |  | SOLE |  | 0 | 0 | 146488 |
| MODERNA INC COM | Stock | 60770K107 |  | 405762 | 2259 | SH |  | SOLE |  | 0 | 0 | 2259 |
| SCHWAB SHORT-TERM US TREASURY ETF | ETF | 808524862 |  | 425565 | 8822 | SH |  | SOLE |  | 0 | 0 | 8821 |
| SCHWAB US TIPS ETF | ETF | 808524870 |  | 235776 | 4553 | SH |  | SOLE |  | 0 | 0 | 4552 |
| VANGUARD S 500 ETF | ETF | 922908363 |  | 4371372 | 12442 | SH |  | SOLE |  | 0 | 0 | 12442 |
| INVESCO S 500 EQUAL WEIGHT ETF | ETF | 46137V357 |  | 3932326 | 27839 | SH |  | SOLE |  | 0 | 0 | 27839 |
| SCHWAB U.S. MID-CAP ETF | ETF | 808524508 |  | 476525 | 7263 | SH |  | SOLE |  | 0 | 0 | 7263 |
| JPMORGAN EQUITY PREMIUM INCOME ETF | ETF | 46641Q332 |  | 869212 | 15952 | SH |  | SOLE |  | 0 | 0 | 15951 |
| INVESCO NASDAQ 100 ETF | ETF | 46138G649 |  | 6936425 | 63329 | SH |  | SOLE |  | 0 | 0 | 63329 |
| SCHWAB US AGGREGATE BOND ETF | ETF | 808524839 |  | 507478 | 11117 | SH |  | SOLE |  | 0 | 0 | 11116 |
| ENERGY TRANSFER L P COM UT LTD PTN | Stock | 29273V100 |  | 490255 | 41302 | SH |  | SOLE |  | 0 | 0 | 41302 |
| SCHWAB US DIVIDEND EQUITY ETF | ETF | 808524797 |  | 1894543 | 25080 | SH |  | SOLE |  | 0 | 0 | 25080 |
| BRIGHT HEALTH GROUP INC COM | Stock | 10920V107 |  | 13622 | 20960 | SH |  | SOLE |  | 0 | 0 | 20960 |
| ISHARES MSCI USA MIN VOL FACTOR ETF | ETF | 46429B697 |  | 9003029 | 124869 | SH |  | SOLE |  | 0 | 0 | 124868 |
| VANGUARD VALUE ETF | ETF | 922908744 |  | 430936 | 3070 | SH |  | SOLE |  | 0 | 0 | 3070 |
| AMERICAN TOWER CORP NEW COM | REIT | 03027X100 |  | 413763 | 1953 | SH |  | SOLE |  | 0 | 0 | 1953 |
| META PLATFORMS INC CL A | Stock | 30303M102 |  | 253797 | 2109 | SH |  | SOLE |  | 0 | 0 | 2109 |
| J.P. MORGAN NASDAQ EQUITY PREMIUM INCOME ETF | ETF | 46654Q203 |  | 301063 | 7379 | SH |  | SOLE |  | 0 | 0 | 7379 |
| PALO ALTO NETWORKS INC COM | Stock | 697435105 |  | 2427996 | 17400 | SH |  | SOLE |  | 0 | 0 | 17400 |
| MPLX LP COM UNIT REP LTD | Stock | 55336V100 |  | 643861 | 19606 | SH |  | SOLE |  | 0 | 0 | 19606 |
| ISHARES CORE MSCI EAFE ETF | ETF | 46432F842 |  | 302652 | 4910 | SH |  | SOLE |  | 0 | 0 | 4910 |
| ENTEGRIS INC COM | Stock | 29362U104 |  | 272067 | 4148 | SH |  | SOLE |  | 0 | 0 | 4148 |
| NVIDIA CORPORATION COM | Stock | 67066G104 |  | 652110 | 4462 | SH |  | SOLE |  | 0 | 0 | 4462 |
| ABBVIE INC COM | Stock | 00287Y109 |  | 3345345 | 20700 | SH |  | SOLE |  | 0 | 0 | 20700 |
| VANGUARD TOTAL BOND MARKET ETF | ETF | 921937835 |  | 891965 | 12416 | SH |  | SOLE |  | 0 | 0 | 12416 |
| BLACKSTONE INC COM | Stock | 09260D107 |  | 2029111 | 27350 | SH |  | SOLE |  | 0 | 0 | 27350 |
| GRACO INC COM | Stock | 384109104 |  | 249535 | 3710 | SH |  | SOLE |  | 0 | 0 | 3710 |
| MCDONALDS CORP COM | Stock | 580135101 |  | 2302198 | 8736 | SH |  | SOLE |  | 0 | 0 | 8736 |
| ISHARES BIOTECHNOLOGY ETF | ETF | 464287556 |  | 352645 | 2686 | SH |  | SOLE |  | 0 | 0 | 2686 |
| LULULEMON ATHLETICA INC COM | Stock | 550021109 |  | 1423769 | 4444 | SH |  | SOLE |  | 0 | 0 | 4444 |
| ISHARES PREFERRED  INCOME SECURITIES ETF | ETF | 464288687 |  | 3267321 | 107020 | SH |  | SOLE |  | 0 | 0 | 107020 |
| SALESFORCE INC COM | Stock | 79466L302 |  | 1599301 | 12062 | SH |  | SOLE |  | 0 | 0 | 12062 |
| TORO CO COM | Stock | 891092108 |  | 1411378 | 12468 | SH |  | SOLE |  | 0 | 0 | 12468 |
| JPMORGAN CHASE  CO COM | Stock | 46625H100 |  | 3264814 | 24346 | SH |  | SOLE |  | 0 | 0 | 24346 |
| CHEVRON CORP NEW COM | Stock | 166764100 |  | 2710120 | 15099 | SH |  | SOLE |  | 0 | 0 | 15099 |
| VANGUARD FTSE DEVELOPED MARKETS ETF | ETF | 921943858 |  | 775354 | 18474 | SH |  | SOLE |  | 0 | 0 | 18474 |
| WALMART INC COM | Stock | 931142103 |  | 218640 | 1542 | SH |  | SOLE |  | 0 | 0 | 1542 |
| VANGUARD FTSE EMERGING MARKETS ETF | ETF | 922042858 |  | 244288 | 6267 | SH |  | SOLE |  | 0 | 0 | 6267 |
| TARGET CORP COM | Stock | 87612E106 |  | 2257493 | 15147 | SH |  | SOLE |  | 0 | 0 | 15146 |
| PFIZER INC COM | Stock | 717081103 |  | 2691688 | 52531 | SH |  | SOLE |  | 0 | 0 | 52531 |
| ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | ETF | 464287242 |  | 4643559 | 44044 | SH |  | SOLE |  | 0 | 0 | 44044 |
| GILEAD SCIENCES INC COM | Stock | 375558103 |  | 437320 | 5094 | SH |  | SOLE |  | 0 | 0 | 5094 |
| CATERPILLAR INC COM | Stock | 149123101 |  | 2572635 | 10739 | SH |  | SOLE |  | 0 | 0 | 10739 |
| ALPHABET INC CAP STK CL C | Stock | 02079K107 |  | 3136774 | 35352 | SH |  | SOLE |  | 0 | 0 | 35351 |
| SORRENTO THERAPEUTICS INC COM NEW | Stock | 83587F202 |  | 17460 | 19706 | SH |  | SOLE |  | 0 | 0 | 19706 |
| SPDR S OIL  GAS EXPLORATION  PRODUCTION ETF | ETF | 78468R556 |  | 6093946 | 44848 | SH |  | SOLE |  | 0 | 0 | 44848 |
| ISHARES CORE U.S. AGGREGATE BOND ETF | ETF | 464287226 |  | 2193235 | 22613 | SH |  | SOLE |  | 0 | 0 | 22613 |
| ISHARES CORE DIVIDEND GROWTH ETF | ETF | 46434V621 |  | 7829290 | 156586 | SH |  | SOLE |  | 0 | 0 | 156585 |
| EMCOR GROUP INC COM | Stock | 29084Q100 |  | 344060 | 2323 | SH |  | SOLE |  | 0 | 0 | 2323 |
| VANGUARD SHORT-TERM BOND ETF | ETF | 921937827 |  | 353921 | 4701 | SH |  | SOLE |  | 0 | 0 | 4701 |
| EXXON MOBIL CORP COM | Stock | 30231G102 |  | 272000 | 2466 | SH |  | SOLE |  | 0 | 0 | 2466 |
| UNITEDHEALTH GROUP INC COM | Stock | 91324P102 |  | 603345 | 1138 | SH |  | SOLE |  | 0 | 0 | 1138 |
| ISHARES MSCI ACWI ETF | ETF | 464288257 |  | 616399 | 7262 | SH |  | SOLE |  | 0 | 0 | 7262 |
| APPLE INC COM | Stock | 037833100 |  | 6966070 | 53614 | SH |  | SOLE |  | 0 | 0 | 53614 |
| ABBOTT LABS COM | Stock | 002824100 |  | 1332302 | 12135 | SH |  | SOLE |  | 0 | 0 | 12135 |
| DISNEY WALT CO COM | Stock | 254687106 |  | 1744343 | 20078 | SH |  | SOLE |  | 0 | 0 | 20077 |
| VANGUARD TOTAL WORLD STOCK ETF | ETF | 922042742 |  | 326574 | 3789 | SH |  | SOLE |  | 0 | 0 | 3789 |

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