# EDGAR Filing Document

**Accession Number:** 0001077686
**File Stem:** 0001077686-26-000001
**Filing Date:** 2026-2
**Character Count:** 2537
**Document Hash:** 121fadb7d96b370a60728d8ee906a096
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001077686-26-000001.hdr.sgml**: 20260226

**ACCESSION NUMBER**: 0001077686-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260226

**DATE AS OF CHANGE**: 20260226

**EFFECTIVENESS DATE**: 20260226

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** COLDSTREAM SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0001077686

**ORGANIZATION NAME:**
- **EIN:** 931198599
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-51549
- **FILM NUMBER:** 26691667

**BUSINESS ADDRESS:**
- **STREET 1:** ONE 100TH AVENUE NE SUITE 102
- **CITY:** BELLEVUE
- **STATE:** WA
- **ZIP:** 98004
- **BUSINESS PHONE:** 425-283-1600

**MAIL ADDRESS:**
- **STREET 1:** ONE 100TH AVENUE NE SUITE 102
- **CITY:** BELLEVUE
- **STATE:** WA
- **ZIP:** 98004

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** COLDSTREAM SECURITIES INC                               /BD
- **DATE OF NAME CHANGE:** 20020129

### Attached PDF Documents

**Attachment 1:** `X-17a5_CSIPub2025c.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001077686

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** COLDSTREAM SECURITIES, INC.

**Business Address:** ONE 100TH AVENUE NE SUITE 102, BELLEVUE, WA, 98004

**Contact Person:** Erika Yelle

**Contact Phone:** 425-283-1604

### Independent Public Accountant Identification

**Accountant Name:** Baker Tilly US, LLP

**Accountant Address:** 999 Third Avenue  Suite 2800, Seattle, WA, 98104-4019

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Erika Yelle**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **COLDSTREAM SECURITIES, INC.**, as of **02-26-2026**, are true and correct.

**Signature:** Erika Yelle

**Title:** Chief Compliance Officer / FinOp

**Notarized:** Yes