# EDGAR Filing Document

**Accession Number:** 0000081061
**File Stem:** 0001351715-23-000002
**Filing Date:** 2023-2
**Character Count:** 11110
**Document Hash:** 402d21662edfba121433cef300ed6ba0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001351715-23-000002.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0001351715-23-000002

**CONFORMED SUBMISSION TYPE**: SC 13G/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230213

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PUBLIX SUPER MARKETS INC
- **CENTRAL INDEX KEY:** 0000081061
- **STANDARD INDUSTRIAL CLASSIFICATION:** RETAIL-GROCERY STORES [5411]
- **IRS NUMBER:** 590324412
- **STATE OF INCORPORATION:** FL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SC 13G/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-38638
- **FILM NUMBER:** 23616746

**BUSINESS ADDRESS:**
- **STREET 1:** 3300 PUBLIX CORPORATE PARKWAY
- **CITY:** LAKELAND
- **STATE:** FL
- **ZIP:** 33811
- **BUSINESS PHONE:** 863-688-1188

**MAIL ADDRESS:**
- **STREET 1:** 3300 PUBLIX CORPORATE PARKWAY
- **CITY:** LAKELAND
- **STATE:** FL
- **ZIP:** 33811
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Publix Super Markets, Inc. 401(k) SMART Plan
- **CENTRAL INDEX KEY:** 0001351715
- **IRS NUMBER:** 135581829

**FILING VALUES:**
- **FORM TYPE:** SC 13G/A

**BUSINESS ADDRESS:**
- **STREET 1:** 3300 PUBLIX CORPORATE PARKWAY
- **CITY:** LAKELAND
- **STATE:** FL
- **ZIP:** 33811
- **BUSINESS PHONE:** 863-688-1188

**MAIL ADDRESS:**
- **STREET 1:** 3300 PUBLIX CORPORATE PARKWAY
- **CITY:** LAKELAND
- **STATE:** FL
- **ZIP:** 33811

**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

**SCHEDULE 13G**

**Under the Securities Exchange Act of 1934**

**(Amendment No. 17)\***

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| |
|:---|
| **Publix Super Markets, Inc.** |
| (Name of Issuer) |
| **Common Stock, Par Value $1.00 Per Share** |
| &nbsp;&nbsp;(Title of Class of Securities) |
| &nbsp;&nbsp;(CUSIP Number) |
| **December 31, 2022** |
| &nbsp;&nbsp;(Date of Event which Requires Filing of this Statement) |

---

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

---

| | |
|:---|:---|
| **X** | Rule 13d-1(b) |
| | Rule 13d-1(c) |
| | Rule 13d-1(d) |

---

&nbsp;&nbsp;&nbsp;&nbsp;\*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

&nbsp;&nbsp;&nbsp;&nbsp;The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

Page 1 of 5

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SCHEDULE 13G

CUSIP No. <u>None</u>&nbsp;&nbsp;&nbsp;&nbsp;Page <u>2</u> of <u>5</u> Pages

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| | | | | |
|:---|:---|:---|:---|:---|
| 1 | Names of Reporting Persons<br>&nbsp;&nbsp;&nbsp;&nbsp; | Names of Reporting Persons<br>&nbsp;&nbsp;&nbsp;&nbsp; | Names of Reporting Persons<br>&nbsp;&nbsp;&nbsp;&nbsp; |  |
|  | I.R.S. Identification Nos. of above persons (entities only) | I.R.S. Identification Nos. of above persons (entities only) | I.R.S. Identification Nos. of above persons (entities only) |  |
|  | Publix Super Markets, Inc. 401(k) SMART Plan | Publix Super Markets, Inc. 401(k) SMART Plan | Publix Super Markets, Inc. 401(k) SMART Plan |  |
| 2 | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group |  |
|  | (a) |  | (b) |  |
| 3 | SEC Use Only | SEC Use Only | SEC Use Only |  |
| 4 | Citizenship or Place of Organization | Citizenship or Place of Organization | Citizenship or Place of Organization | Citizenship or Place of Organization |
|  | Florida | Florida | Florida |  |
| Number of Shares Beneficially Owned by Each Reporting Person With: | Number of Shares Beneficially Owned by Each Reporting Person With: | &nbsp;&nbsp;5 | Sole Voting Power | 314347027 |
| Number of Shares Beneficially Owned by Each Reporting Person With: | Number of Shares Beneficially Owned by Each Reporting Person With: | &nbsp;&nbsp;&nbsp;6 | Shared Voting Power | 0 |
| Number of Shares Beneficially Owned by Each Reporting Person With: | Number of Shares Beneficially Owned by Each Reporting Person With: | &nbsp;&nbsp;&nbsp;7 | Sole Dispositive Power | 0 |
| Number of Shares Beneficially Owned by Each Reporting Person With: | Number of Shares Beneficially Owned by Each Reporting Person With: | &nbsp;&nbsp;&nbsp;8 | Shared Dispositive Power | 314347027 |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person | Aggregate Amount Beneficially Owned by Each Reporting Person | Aggregate Amount Beneficially Owned by Each Reporting Person |  |
|  | 314347027 | 314347027 | 314347027 |  |
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares | Check if the Aggregate Amount in Row (9) Excludes Certain Shares | Check if the Aggregate Amount in Row (9) Excludes Certain Shares |  |
|  | Not applicable. | Not applicable. | Not applicable. |  |
| 11 | Percent of Class Represented by Amount in Row (9) | Percent of Class Represented by Amount in Row (9) | Percent of Class Represented by Amount in Row (9) |  |
|  | 9.5% | 9.5% |  |  |
| 12 | Type of Reporting Person | Type of Reporting Person | Type of Reporting Person | Type of Reporting Person |
|  | EP |  |  |  |

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SCHEDULE 13G

CUSIP No. <u>None</u>&nbsp;&nbsp;&nbsp;&nbsp;Page <u>3</u> of <u>5</u> Pages

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| | |
|:---|:---|
| Item 1 (a). | Name of Issuer: |
|  | Publix Super Markets, Inc. |
| Item 1 (b). | Address of Issuer's Principal Executive Offices: |
|  | 3300 Publix Corporate Parkway, Lakeland, FL 33811 |
| Item 2 (a). | Name of Person Filing: |
|  | Publix Super Markets, Inc. 401(k) SMART Plan |
| Item 2 (b). | Address of Principal Business Office or, if none, Residence: |
|  | 3300 Publix Corporate Parkway, Lakeland, FL 33811 |
| Item 2 (c). | Citizenship: |
|  | Florida |
| Item 2 (d). | Title of Class of Securities: |
|  | Common Stock, Par Value $1.00 Per Share |
| Item 2 (e). | CUSIP Number: |
| Item 3. | If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: |
|  | &nbsp;&nbsp;An employee benefit plan or endowment fund in accordance with |
|  | &nbsp;&nbsp;Rule 13d-1(b)(1)(ii)(F). |

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SCHEDULE 13G

CUSIP No. <u>None</u>&nbsp;&nbsp;&nbsp;&nbsp;Page <u>4</u> of <u>5</u> Pages

<u>Item 4.</u>&nbsp;&nbsp;&nbsp;&nbsp;<u>Ownership</u> 

Information regarding ownership of common stock of the issuer:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a) &nbsp;&nbsp;&nbsp;&nbsp;Amount beneficially owned: 314,347,027

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(b) &nbsp;&nbsp;&nbsp;&nbsp;Percent of class: &nbsp;&nbsp;&nbsp;&nbsp;9.5%

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(c)&nbsp;&nbsp;&nbsp;&nbsp;Number of shares as to which such person has:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(i)&nbsp;&nbsp;&nbsp;&nbsp;Sole power to vote or to direct the vote:&nbsp;&nbsp;&nbsp;&nbsp;314,347,027

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(ii) &nbsp;&nbsp;&nbsp;&nbsp;Shared power to vote or to direct the vote:&nbsp;&nbsp;&nbsp;&nbsp;0

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(iii)&nbsp;&nbsp;&nbsp;&nbsp;Sole power to dispose or to direct the disposition of:&nbsp;&nbsp;&nbsp;&nbsp;0

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(iv)&nbsp;&nbsp;&nbsp;&nbsp;Shared power to dispose or to direct the disposition of:&nbsp;&nbsp;&nbsp;&nbsp;314,347,027

As of February 7, 2023, the Publix Super Markets, Inc. 401(k) SMART Plan (SMART Plan) was the beneficial owner, as that term is defined under Rule 13d-3 under the Securities Exchange Act of 1934, as amended, of a total of 314,347,027 shares of the Company's common stock or approximately 9.5% of the total outstanding shares of the Company's common stock.

<u>Item 5.</u>&nbsp;&nbsp;&nbsp;&nbsp;<u>Ownership of Five Percent or Less of a Class</u>

Not applicable.

<u>Item 6.</u>&nbsp;&nbsp;&nbsp;&nbsp;<u>Ownership of More than Five Percent on Behalf of Another Person</u>

Participants in the SMART Plan have the right to direct the investment and disposition of the funds held in their plan accounts into and out of the Company's common stock through the Publix Stock Fund offered under the SMART Plan, subject to certain limitations. Vested participants also have the right upon termination, pursuant to the terms of the SMART Plan, to elect an in-kind distribution of the Company's common stock to the extent of their holdings in the Publix Stock Fund. Accordingly, any dividends on the Company's common stock and the proceeds from the sale of the Company's common stock are credited to participants who have elected to invest in and/or dispose of such common stock.

<u>Item 7.</u>&nbsp;&nbsp;&nbsp;&nbsp;<u>Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person</u>

Not applicable.

<u>Item 8.</u>&nbsp;&nbsp;&nbsp;&nbsp;<u>Identification and Classification of Members of the Group</u>

Not applicable.

<u>Item 9.</u>&nbsp;&nbsp;&nbsp;&nbsp;<u>Notice of Dissolution of Group</u>

Not applicable.

<u>Item 10.</u>&nbsp;&nbsp;&nbsp;&nbsp;<u>Certification</u>

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

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SCHEDULE 13G

CUSIP No. <u>None</u>&nbsp;&nbsp;&nbsp;&nbsp;Page <u>5</u> of <u>5</u> Pages

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

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| | | | |
|:---|:---|:---|:---|
| Dated: | February 13, 2023 | Publix Super Markets, Inc. | Publix Super Markets, Inc. |
|  |  | 401(k) SMART Plan | 401(k) SMART Plan |
|  |  | By: | /s/ Tina P. Johnson |
|  |  |  | Tina P. Johnson |
|  |  |  | Trustee |
|  |  | By: | Publix Super Markets, Inc. |
|  |  |  | Plan Administrator |
|  |  | By: | /s/ Linda S. Kane |
|  |  |  | Linda S. Kane |
|  |  |  | Vice President Benefits |
|  |  |  | Administration and |
|  |  |  | Assistant Secretary |

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