# EDGAR Filing Document

**Accession Number:** 0001146068
**File Stem:** 0001062993-25-016044
**Filing Date:** 2025-10
**Character Count:** 6831
**Document Hash:** 8a84a07fb0707eeabecea7ad3659345f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001062993-25-016044.hdr.sgml**: 20251118

**ACCESSION NUMBER**: 0001062993-25-016044

**CONFORMED SUBMISSION TYPE**: TA-1/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20251014

**DATE AS OF CHANGE**: 20251118

**EFFECTIVENESS DATE**: 20251024

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** OLYMPIA TRUST CO /TA
- **CENTRAL INDEX KEY:** 0001146068

**ORGANIZATION NAME:**
- **EIN:** 000000000

**FILING VALUES:**
- **FORM TYPE:** TA-1/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-05915
- **FILM NUMBER:** 251493934

**BUSINESS ADDRESS:**
- **ADDRESS IS A NON US LOCATION:** YES
- **STREET 1:** 125 9TH AVENUE SE
- **STREET 2:** 2300
- **CITY:** CALGARY
- **PROVINCE COUNTRY:** A0
- **ZIP:** T2G 0P6
- **BUSINESS PHONE:** 4032610900

**MAIL ADDRESS:**
- **ADDRESS IS A NON US LOCATION:** YES
- **STREET 1:** 125 9TH AVENUE SE
- **STREET 2:** 2300
- **CITY:** CALGARY
- **PROVINCE COUNTRY:** A0
- **ZIP:** T2G 0P6

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** OLYMPIA TRUST CO                                        /TA
- **DATE OF NAME CHANGE:** 20010817

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-1

### UNIFORM FORM OF APPLICATION FOR REGISTRATION AS A TRANSFER AGENT

### Registrant Information

**Appropriate regulatory agency:** SEC

**Full name of Registrant:** OLYMPIA TRUST CO /TA

**FINS Number:** 333765

**Address of principal office where transfer agent activities are performed:** Suite 4000, 520 - 3rd Avenue SW, Calgary, A0, T2P 0R3

**Is mailing address different from principal office address?:** Yes

**Mailing Address:** PO Box 128, STN M, Calgary, A0, T2P 2H6

**Telephone Number:** 403-261-0900

**Does registrant conduct business in other locations?:** Yes

**Other Business Location Address 1:** Suite 1900, 925 West Georgia Street, Vancouver, A1, V6C 3L2

**Is registrant a self-transfer agent?:** No

**Does registrant engage a service company to perform any of its transfer agent functions?:** Yes

**Is registrant engaged as a service company by a named transfer agent?:** Yes

**Service Company Arrangement 1:**

- **Name:** Computershare Trust Company of Canada

- **File Number:** 084-06112

- **Address:** 100 University Avenue, 8th Floor, Toronto, A6, M5J 2Y1

**Service Company Arrangement 2:**

- **Name:** Computershare Investor Services Inc.

- **File Number:** 084-06111

- **Address:** 100 University Avenue, 8th Floor, Toronto, A6, M5J 2Y1

### Ownership and Control Information

**Registrant Type:** Corporation

**Does any other person control the management or policies of the applicant?:** Yes

- **Controlling Entity Name:** OLYMPIA FINANCIAL GROUP INC.

- **Agreement Description:** OLYMPIA TRUST COMPANY IS WHOLLY OWNED SUBSIDIARY OF OLYMPIA FINANCIAL GROUP INC. OLYMPIA FINANCIAL GROUP INC. IS A PUBLIC CORPORATION ON THE TSX EXCHANGE (SYMBOL: OLY)

**Does any other person directly or indirectly finance the applicant?:** No

**Control Affiliates Information:**

| Entity Name          | Relationship Start Date   | Title or Status                      | Ownership Code   | Control Person   | Relationship End Date   |
|:---|:---|:---|:---|:---|:---|
| CRAIG SKAUGE         | 06/12/2008                | CEO, PRESIDENT & DIRECTOR            | NA               | Yes              |  |
| GERHARD BARNARD      | 11/15/2007                | CHIEF FINANCIAL OFFICER              | NA               | Yes              | 09/30/2022              |
| DEAN NAUGLER         | 09/20/2018                | VP, CORPORATE & SHAREHOLDER SERVICES | NA               | Yes              |  |
| BRIAN NEWMAN         | 06/07/2004                | DIRECTOR                             | NA               | Yes              |  |
| ANDREA GILLIS        | 09/25/2017                | DIRECTOR                             | NA               | Yes              | 02/28/2025              |
| Philip A. du Heaume  | 06/17/2021                | DIRECTOR                             | NA               | Yes              |  |
| DIANA WOLFE          | 02/23/2017                | DIRECTOR                             | NA               | Yes              | 06/20/2022              |
| GERARD JANSSEN       | 06/17/2010                | DIRECTOR                             | NA               | Yes              |  |
| BILL MAURIN          | 10/26/2021                | DIRECTOR                             | NA               | Yes              | 11/17/2021              |
| PAUL KELLY           | 06/20/2022                | DIRECTOR                             | NA               | Yes              |  |
| TONY BALASUBRAMANIAN | 06/20/2022                | DIRECTOR                             | NA               | Yes              |  |
| JENNIFER URSCHELER   | 10/01/2022                | CHIEF FINANCIAL OFFICER              | NA               | Yes              |  |
| BRENDA J. EPRILE     | 04/15/2025                | DIRECTOR                             | NA               | Yes              |  |

### Disciplinary History

- **Convicted/plead guilty to any felony or investment-related misdemeanor?:** No

- **Convicted/plead guilty to any other felony?:** No

- **Enjoined in connection with any investment-related activity?:** No

- **Found to have violated any investment-related statute or regulation?:** No

- **Made a false statement or omission in a filing with the SEC?:** No

- **Found to have violated SRO rules or failed to supervise?:** No

- **Had authorization to act as a financial professional denied, suspended, or revoked?:** No

- **Had a registration as a financial professional denied, suspended, or revoked?:** No

- **Federal/State agency found a false statement or omission?:** No

- **Federal/State agency found a violation of investment-related regulations?:** No

- **Federal/State agency denied, suspended, or revoked authorization?:** No

- **Federal/State agency entered an order against the applicant?:** No

- **Federal/State agency denied, suspended, or revoked registration?:** No

- **Federal/State agency revoked or suspended a license?:** No

- **SRO found a false statement or omission?:** No

- **SRO found a violation of its rules?:** No

- **SRO denied, suspended, or revoked authorization?:** No

- **SRO revoked or suspended a license?:** No

- **Subject of an order or finding by a foreign financial regulatory authority?:** No

- **Currently the subject of any proceeding that could result in a 'yes' answer to any of the above?:** No

- **Had a bond revoked for disorderly conduct, fraud, or dishonesty?:** No

- **Have any unsatisfied judgments or liens against them?:** No

### Signature

**Signature:** /s/ Dean Naugler

**Title:** VP, CORPORATE & SHAREHOLDER SERVICES

**Date:** 10/14/2025

**Phone Number:** 403-261-7522