# EDGAR Filing Document

**Accession Number:** 0001840293
**File Stem:** 0001951757-23-000102
**Filing Date:** 2023-1
**Character Count:** 11551
**Document Hash:** 2e18107ba0b5eaed37eabb8a018036bc
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001951757-23-000102.hdr.sgml**: 20230131

**ACCESSION NUMBER**: 0001951757-23-000102

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230131

**DATE AS OF CHANGE**: 20230131

**EFFECTIVENESS DATE**: 20230131

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Alterity Financial Group, LLC
- **CENTRAL INDEX KEY:** 0001840293
- **IRS NUMBER:** 272855055
- **STATE OF INCORPORATION:** ME
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22041
- **FILM NUMBER:** 23573268

**BUSINESS ADDRESS:**
- **STREET 1:** 21 MAIN STREET
- **STREET 2:** SUITE 201
- **CITY:** BANGOR
- **STATE:** ME
- **ZIP:** 04401
- **BUSINESS PHONE:** (800) 966-7730

**MAIL ADDRESS:**
- **STREET 1:** 21 MAIN STREET
- **STREET 2:** SUITE 201
- **CITY:** BANGOR
- **STATE:** ME
- **ZIP:** 04401

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Alterity Financial Group LLC<br>**Address:** 21 MAIN STREET<br>SUITE 201<br>BANGOR, ME 04401

**Form 13F File Number:** 028-22041

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** ANGIE POTTER<br>**Title:** CHIEF COMPLIANCE OFFICER<br>**Phone:** 800-966-7730

**Signature, Place, and Date of Signing:**

ANGIE POTTER  BANGOR, ME  01-31-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 77

**Form 13F Information Table Value Total:** $61703178

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| Advanced Micro Devices | Common Stock | 007903107 |  | 506760 | 7824 | SH |  | SOLE |  | 0 | 0 | 7824 |
| Amazon Com Inc | Common Stock | 023135106 |  | 1169028 | 13917 | SH |  | SOLE |  | 0 | 0 | 13917 |
| Amgen Inc | Common Stock | 031162100 |  | 466266 | 1775 | SH |  | SOLE |  | 0 | 0 | 1775 |
| Apple Inc | Common Stock | 037833100 |  | 7880955 | 60655 | SH |  | SOLE |  | 0 | 0 | 60655 |
| Bp Plc Adr | Sponsored ADR | 055622104 |  | 384230 | 11000 | SH |  | SOLE |  | 0 | 0 | 11000 |
| Bk of America Corp | Common Stock | 060505104 |  | 276506 | 8349 | SH |  | SOLE |  | 0 | 0 | 8349 |
| Berkshire Hathaway Inc DEL | CL B NEW | 084670702 |  | 818585 | 2650 | SH |  | SOLE |  | 0 | 0 | 2650 |
| Bristol-Myers Squibb Co | Common Stock | 110122108 |  | 1188427 | 16517 | SH |  | SOLE |  | 0 | 0 | 16517 |
| Dow Inc | Common Stock | 260557103 |  | 501746 | 9957 | SH |  | SOLE |  | 0 | 0 | 9957 |
| Ford Mtr Co DEL | Common Stock | 345370860 |  | 144847 | 12455 | SH |  | SOLE |  | 0 | 0 | 12455 |
| Generac Hldgs Inc | Common Stock | 368736104 |  | 242289 | 2407 | SH |  | SOLE |  | 0 | 0 | 2407 |
| General Electric Co | Common Stock NEW | 369604301 |  | 550173 | 6566 | SH |  | SOLE |  | 0 | 0 | 6566 |
| Home Depot Inc | Common Stock | 437076102 |  | 883757 | 2798 | SH |  | SOLE |  | 0 | 0 | 2798 |
| Honeywell Intl Inc | Common Stock | 438516106 |  | 2803179 | 13081 | SH |  | SOLE |  | 0 | 0 | 13081 |
| Intel Corp | Common Stock | 458140100 |  | 284783 | 10775 | SH |  | SOLE |  | 0 | 0 | 10775 |
| International Business Mach | Common Stock | 459200101 |  | 1437078 | 10200 | SH |  | SOLE |  | 0 | 0 | 10200 |
| Ishares TR | IBOXX HI YD ETF | 464288513 |  | 736300 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| Johnson  Johnson | Common Stock | 478160104 |  | 2028486 | 11483 | SH |  | SOLE |  | 0 | 0 | 11483 |
| Kimberly-Clark Corp | Common Stock | 494368103 |  | 665175 | 4900 | SH |  | SOLE |  | 0 | 0 | 4900 |
| Lockheed Martin Corp | Common Stock | 539830109 |  | 1383935 | 2845 | SH |  | SOLE |  | 0 | 0 | 2845 |
| Microsoft Corp | Common Stock | 594918104 |  | 1497721 | 6245 | SH |  | SOLE |  | 0 | 0 | 6245 |
| Newell Brands Inc | Common Stock | 651229106 |  | 153626 | 11745 | SH |  | SOLE |  | 0 | 0 | 11745 |
| Palo Alto Networks Inc | Common Stock | 697435105 |  | 285917 | 2049 | SH |  | SOLE |  | 0 | 0 | 2049 |
| Pepsico Inc | Common Stock | 713448108 |  | 1352633 | 7487 | SH |  | SOLE |  | 0 | 0 | 7487 |
| Pfizer Inc | Common Stock | 717081103 |  | 280480 | 5474 | SH |  | SOLE |  | 0 | 0 | 5474 |
| Pioneer Nat Res Co | Common Stock | 723787107 |  | 262649 | 1150 | SH |  | SOLE |  | 0 | 0 | 1150 |
| Procter and Gamble Co | Common Stock | 742718109 |  | 202184 | 1334 | SH |  | SOLE |  | 0 | 0 | 1334 |
| Schwab Strategic TR | US LRG CAP ETF | 808524300 |  | 627087 | 11287 | SH |  | SOLE |  | 0 | 0 | 11287 |
| Schwab Strategic TR | US DIVIDEND EQ | 808524797 |  | 350208 | 4636 | SH |  | SOLE |  | 0 | 0 | 4636 |
| Thermo Fisher Scientific Inc | Common Stock | 883556102 |  | 2621393 | 4760 | SH |  | SOLE |  | 0 | 0 | 4760 |
| V F Corp | Common Stock | 918204108 |  | 220880 | 8000 | SH |  | SOLE |  | 0 | 0 | 8000 |
| Raytheon Technologies Corp | Common Stock | 75513E101 |  | 1428615 | 14156 | SH |  | SOLE |  | 0 | 0 | 14156 |
| Abbvie Inc | Common Stock | 00287Y109 |  | 855874 | 5296 | SH |  | SOLE |  | 0 | 0 | 5296 |
| Alphabet Class A | CAP STK CL A | 02079K305 |  | 3062287 | 34708 | SH |  | SOLE |  | 0 | 0 | 34708 |
| Altria Group Inc | Common Stock | 02209S103 |  | 266855 | 5838 | SH |  | SOLE |  | 0 | 0 | 5838 |
| B  G Foods Inc NEW | Common Stock | 05508R106 |  | 111587 | 10008 | SH |  | SOLE |  | 0 | 0 | 10008 |
| Blackrock Inc | Common Stock | 09247X101 |  | 630365 | 890 | SH |  | SOLE |  | 0 | 0 | 890 |
| Blackrock Health Sciences TR | Common Stock | 09250W107 |  | 547993 | 12574 | SH |  | SOLE |  | 0 | 0 | 12574 |
| Blackrock Muniholdings FD IN | Common Stock | 09253N104 |  | 341343 | 28117 | SH |  | SOLE |  | 0 | 0 | 28117 |
| Blackrock Mun Target Trm Tr | COMMON SHS BEN IN | 09257P105 |  | 207148 | 9730 | SH |  | SOLE |  | 0 | 0 | 9730 |
| Blackstone Mtg Tr Inc | COM CLA A | 09257W100 |  | 271911 | 12844 | SH |  | SOLE |  | 0 | 0 | 12844 |
| Blackstone Inc | Common Stock | 09260D107 |  | 507576 | 6842 | SH |  | SOLE |  | 0 | 0 | 6842 |
| Broadcom Inc | Common Stock | 11135F101 |  | 1804012 | 3226 | SH |  | SOLE |  | 0 | 0 | 3226 |
| Carrier Global Corporation | Common Stock | 14448C104 |  | 361020 | 8752 | SH |  | SOLE |  | 0 | 0 | 8752 |
| Cheniere Energy Ptnrs LP | COM UNIT | 16411Q101 |  | 636104 | 11185 | SH |  | SOLE |  | 0 | 0 | 11185 |
| Costco Whsl Corp New | Common Stock | 22160K105 |  | 1413519 | 3096 | SH |  | SOLE |  | 0 | 0 | 3096 |
| Crowdstrike Hldgs Inc | COM CLA A | 22788C105 |  | 226374 | 2150 | SH |  | SOLE |  | 0 | 0 | 2150 |
| Dnp Select Income Fund Inc | Common Stock | 23325P104 |  | 641620 | 57033 | SH |  | SOLE |  | 0 | 0 | 57033 |
| Devon Energy Corp New | Common Stock | 25179M103 |  | 204807 | 3330 | SH |  | SOLE |  | 0 | 0 | 3330 |
| Dominion Energy Inc | Common Stock | 25746U109 |  | 335205 | 5466 | SH |  | SOLE |  | 0 | 0 | 5466 |
| Dupont De Nenour Inc | Common Stock | 26614N102 |  | 494595 | 7207 | SH |  | SOLE |  | 0 | 0 | 7207 |
| Enphase Energy Inc | Common Stock | 29355A107 |  | 295430 | 1115 | SH |  | SOLE |  | 0 | 0 | 1115 |
| Exxon Mobil Corp | Common Stock | 30231G102 |  | 1357901 | 12311 | SH |  | SOLE |  | 0 | 0 | 12311 |
| Five Below Inc | Common Stock | 33829M101 |  | 216666 | 1225 | SH |  | SOLE |  | 0 | 0 | 1225 |
| Global X FDS | S 500 Covered | 37954Y475 |  | 411023 | 10440 | SH |  | SOLE |  | 0 | 0 | 10440 |
| Global X FDS | NASDAQ 100 COVER | 37954Y483 |  | 691806 | 43482 | SH |  | SOLE |  | 0 | 0 | 43482 |
| Invesco Exch Traded FD TR II | PFD ETF | 46138E511 |  | 123054 | 11007 | SH |  | SOLE |  | 0 | 0 | 11007 |
| Invesco Exch Traded FD TR II | TAXABLE MUNI BD | 46138G805 |  | 610017 | 23727 | SH |  | SOLE |  | 0 | 0 | 23727 |
| J P Morgan Chase  Co | Common Stock | 46625H100 |  | 1275561 | 9512 | SH |  | SOLE |  | 0 | 0 | 9512 |
| J P Morgan Exchange Traded F | Equity Premium | 46641Q332 |  | 294246 | 5400 | SH |  | SOLE |  | 0 | 0 | 5400 |
| KKR  Cp Inc | 6% MCONV PFD C | 48251W401 |  | 231863 | 4050 | SH |  | SOLE |  | 0 | 0 | 4050 |
| Nvidia Corporation | Common Stock | 67066G104 |  | 1282837 | 8778 | SH |  | SOLE |  | 0 | 0 | 8778 |
| Pavmed Inc | Common Stock | 70387R106 |  | 32638 | 67995 | SH |  | SOLE |  | 0 | 0 | 67995 |
| Spdr SER TR | S  P DIVID ETF | 78464A763 |  | 242964 | 1942 | SH |  | SOLE |  | 0 | 0 | 1942 |
| Salesforce Inc | Common Stock | 79466L302 |  | 1276179 | 9625 | SH |  | SOLE |  | 0 | 0 | 9625 |
| Select Sector SPDR TR | SBI MATERIALS | 81369Y100 |  | 634024 | 8162 | SH |  | SOLE |  | 0 | 0 | 8162 |
| Select Sector SPDR TR | ENERGY | 81369Y506 |  | 1212226 | 13859 | SH |  | SOLE |  | 0 | 0 | 13859 |
| Select Sector SPDR TR | FINANCIAL | 81369Y605 |  | 352082 | 10295 | SH |  | SOLE |  | 0 | 0 | 10295 |
| Shopify Inc | CL A | 82509L907 |  | 260325 | 7500 | SH |  | SOLE |  | 0 | 0 | 7500 |
| Tesla Inc | Common Stock | 88160R101 |  | 780468 | 6336 | SH |  | SOLE |  | 0 | 0 | 6336 |
| 22nd Centy Group Inc | Common Stock | 90137F103 |  | 16330 | 17740 | SH |  | SOLE |  | 0 | 0 | 17740 |
| Unitedhealth Group Inc | Common Stock | 91324P102 |  | 591963 | 1117 | SH |  | SOLE |  | 0 | 0 | 1117 |
| Vanguard Scottsdale FDS | LG TERM COR BD | 92206C813 |  | 235679 | 3113 | SH |  | SOLE |  | 0 | 0 | 3113 |
| Verizon Communications Inc | Common Stock | 92343V104 |  | 424401 | 10772 | SH |  | SOLE |  | 0 | 0 | 10772 |
| Visa Inc | CL A | 92826C839 |  | 1827512 | 8796 | SH |  | SOLE |  | 0 | 0 | 8796 |
| Brookfield Infrast Partners | LP INT UNIT | G16252101 |  | 257248 | 8301 | SH |  | SOLE |  | 0 | 0 | 8301 |
| Medtronic PLC | SHS | G5960L103 |  | 212642 | 2736 | SH |  | SOLE |  | 0 | 0 | 2736 |

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