# EDGAR Filing Document

**Accession Number:** 0001556593
**File Stem:** 0001104659-26-005261
**Filing Date:** 2026-1
**Character Count:** 81548
**Document Hash:** 0434ecf44a2712f7763ea19128ec28f2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-26-005261.hdr.sgml**: 20260121

**ACCESSION NUMBER**: 0001104659-26-005261

**CONFORMED SUBMISSION TYPE**: 8-A12B

**PUBLIC DOCUMENT COUNT**: 3

**FILED AS OF DATE**: 20260121

**DATE AS OF CHANGE**: 20260121

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Rithm Capital Corp.
- **CENTRAL INDEX KEY:** 0001556593
- **STANDARD INDUSTRIAL CLASSIFICATION:** REAL ESTATE INVESTMENT TRUSTS [6798]
- **ORGANIZATION NAME:** 05 Real Estate & Construction
- **EIN:** 453449660
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-A12B
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-35777
- **FILM NUMBER:** 26545007

**BUSINESS ADDRESS:**
- **STREET 1:** 799 BROADWAY
- **CITY:** New York
- **STATE:** NY
- **ZIP:** 10003
- **BUSINESS PHONE:** (212) 850-7770

**MAIL ADDRESS:**
- **STREET 1:** 799 BROADWAY
- **CITY:** New York
- **STATE:** NY
- **ZIP:** 10003

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** New Residential Investment Corp.
- **DATE OF NAME CHANGE:** 20121227

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** New Residential Investment LLC
- **DATE OF NAME CHANGE:** 20121214

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Spinco Inc.
- **DATE OF NAME CHANGE:** 20120821

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-A**

**FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES**

**PURSUANT TO SECTION 12(b) OR 12(g) OF THE**

**SECURITIES EXCHANGE ACT OF 1934**

**Rithm Capital Corp.**

**(Exact name of registrant as specified in its charter)**

---

| | |
|:---|:---|
| **Delaware** | **45-3449660** |
| (State of incorporation or organization) | (IRS Employer Identification No.) |
| **799 Broadway<br> New York, New York** | **10003** |
| (Address of principal executive offices) | (Zip Code) |

---

**Securities to be registered pursuant to Section 12(b) of the Act:**

---

| | |
|:---|:---|
| Title of each class to be so registered | Name of each exchange on which<br> each class is to be registered |
| **8.750% Series F Fixed-Rate Reset Cumulative Redeemable Preferred Stock** | **New York Stock Exchange** |

---

If this Form 8-A relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is to become effective pursuant to General Instruction A.(c), please check the following box. ⌧

If this Form 8-A relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is to become effective pursuant to General Instruction A.(d), please check the following box. ◻

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box ◻

**Securities Act registration statement file number to which this form relates: 333-289162**

**Securities to be registered pursuant to Section 12(g) of the Act: None**

**INFORMATION REQUIRED IN REGISTRATION STATEMENT**

**Item 1.** **Description of Registrant's Securities to be Registered.**

The securities to be registered hereunder are shares of 8.750% Series F Fixed-Rate Reset Cumulative Redeemable Preferred Stock, $0.01 par value, with a liquidation preference of $25.00 per share (the "Series F Preferred Stock") of Rithm Capital Corp. (the "Company"). The description of the terms of the Series F Preferred Stock set forth under the heading "Description of the Series F Preferred Stock" in the Company's Prospectus Supplement, dated January 13, 2026, and under the heading "Description of Capital Stock" in the accompanying prospectus that constitutes a part of the Company's Shelf Registration Statement on [Form S-3ASR (File No. 333-289162)](https://www.sec.gov/Archives/edgar/data/1556593/000114036125028270/ny20053072x1_s3asr.htm) filed under the Securities Act of 1933, as amended, is incorporated herein by reference.

**Item 2.** **Exhibits.**

---

| | |
|:---|:---|
| [3.1](https://www.sec.gov/Archives/edgar/data/1556593/000119312513199351/d530348dex31.htm) | [Amended and Restated Certificate of Incorporation of Rithm Capital Corp. (formerly New Residential Investment Corp.) (incorporated by reference to Exhibit 3.1 to the Company's Current Report on Form 8-K, filed May 3, 2013).](https://www.sec.gov/Archives/edgar/data/1556593/000119312513199351/d530348dex31.htm) |
| [3.2](https://www.sec.gov/Archives/edgar/data/1556593/000119312514375075/d806861dex31.htm) | [Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Rithm Capital Corp. (formerly New Residential Investment Corp.) (incorporated by reference to Exhibit 3.1 to the Company's Current Report on Form 8-K, filed October 17, 2014)](https://www.sec.gov/Archives/edgar/data/1556593/000119312514375075/d806861dex31.htm) |
| [3.3](https://www.sec.gov/Archives/edgar/data/1556593/000114036122027825/brhc10040316_ex3-1.htm) | [Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Rithm Capital Corp. (formerly New Residential Investment Corp.) (incorporated by reference to Exhibit 3.1 to the Company's Current Report on Form 8-K, filed August 2, 2022).](https://www.sec.gov/Archives/edgar/data/1556593/000114036122027825/brhc10040316_ex3-1.htm) |
| [3.4](https://www.sec.gov/Archives/edgar/data/1556593/000114036122027825/brhc10040316_ex3-2.htm) | [Amended and Restated Bylaws of Rithm Capital Corp. (formerly New Residential Investment Corp.) (incorporated by reference to Exhibit 3.2 to the Company's Current Report on Form 8-K, filed August 2, 2022).](https://www.sec.gov/Archives/edgar/data/1556593/000114036122027825/brhc10040316_ex3-2.htm) |
| [3.5](https://www.sec.gov/Archives/edgar/data/1556593/000114036119012233/nc10002809x2_ex3-4.htm) | [Certificate of Designations of Rithm Capital Corp. (formerly New Residential Investment Corp.), designating the Company's 7.50% Series A Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock, par value $0.01 per share (incorporated by reference to Exhibit 3.4 to the Company's Form 8-A, filed July 2, 2019).](https://www.sec.gov/Archives/edgar/data/1556593/000114036119012233/nc10002809x2_ex3-4.htm) |
| [3.6](https://www.sec.gov/Archives/edgar/data/1556593/000114036119015081/ex3_5.htm) | [Certificate of Designations of Rithm Capital Corp. (formerly New Residential Investment Corp.), designating the Company's 7.125% Series B Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock, par value $0.01 per share (incorporated by reference to Exhibit 3.5 to the Company's Form 8-A, filed August 15, 2019).](https://www.sec.gov/Archives/edgar/data/1556593/000114036119015081/ex3_5.htm) |
| [3.7](https://www.sec.gov/Archives/edgar/data/1556593/000114036120003250/nt10008528x5_ex3-6.htm) | [Certificate of Designations of Rithm Capital Corp. (formerly New Residential Investment Corp.), designating the Company's 6.375% Series C Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock, par value $0.01 per share (incorporated by reference to Exhibit 3.6 to the Company's Form 8-A, filed February 14, 2020).](https://www.sec.gov/Archives/edgar/data/1556593/000114036120003250/nt10008528x5_ex3-6.htm) |
| [3.8](https://www.sec.gov/Archives/edgar/data/1556593/000114036121031578/ny20000703x5_ex3-7.htm) | [Certificate of Designations of Rithm Capital Corp. (formerly New Residential Investment Corp.), designating the Company's 7.00% Fixed-Rate Reset Series D Cumulative Redeemable Preferred Stock, par value $0.01 per share (incorporated by reference to Exhibit 3.7 to the Company's Form 8-A, filed September 17, 2021).](https://www.sec.gov/Archives/edgar/data/1556593/000114036121031578/ny20000703x5_ex3-7.htm) |
| [3.9](https://www.sec.gov/Archives/edgar/data/1556593/000114036125036077/ef20056007_ex3-9.htm) | [Certificate of Designations of Rithm Capital Corp., designating the Company's 8.750% Series E Fixed-Rate Cumulative Redeemable Preferred Stock, par value $0.01 per share (incorporated by reference to Exhibit 3.9 to the Company's Form 8-A, filed September 25, 2025).](https://www.sec.gov/Archives/edgar/data/1556593/000114036125036077/ef20056007_ex3-9.htm) |
| [3.10](tm263657d2_ex3-10.htm) | [Certificate of Designations of Rithm Capital Corp., designating the Company's 8.750% Series F Fixed-Rate Reset Cumulative Redeemable Preferred Stock, par value $0.01 per share.](tm263657d2_ex3-10.htm) |
| [4.1](tm263657d2_ex4-1.htm) | [Form of certificate representing the 8.750% Series F Fixed-Rate Reset Cumulative Redeemable Preferred Stock of Rithm Capital Corp.](tm263657d2_ex4-1.htm) |

---

**SIGNATURE**

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

Dated: January 21, 2026

---

| | |
|:---|:---|
| RITHM CAPITAL CORP. | RITHM CAPITAL CORP. |
| (Registrant) | (Registrant) |
| By: | /s/ Nicola Santoro, Jr. |
|  | Nicola Santoro, Jr. |
|  | Chief Financial Officer and Chief Accounting Officer |

---

## Exhibit 3.10

**Exhibit 3.10**

**CERTIFICATE OF DESIGNATIONS**

**OF**

**8.750** **% SERIES F FIXED-RATE RESET CUMULATIVE REDEEMABLE<br> PREFERRED STOCK**

**OF**

**RITHM CAPITAL CORP.**

**Pursuant to Section 151 of the<br> General Corporation Law of the State of Delaware**

Rithm Capital Corp., a corporation organized and existing under the General Corporation Law of the State of Delaware (the "Corporation"), does hereby certify that, pursuant to authority conferred upon the Board of Directors (the "Board") of the Corporation by the Amended and Restated Certificate of Incorporation of the Corporation (as such may be amended from time to time, the "Certificate of Incorporation"), and pursuant to authority conferred upon the pricing committee (the "Pricing Committee") of the Board, the Pricing Committee, pursuant to Section 151 of the General Corporation Law of the State of Delaware, adopted resolutions (i) authorizing a new series of the Corporation's previously authorized preferred stock, $0.01 par value per share (the "Preferred Stock") and (ii) providing for the designations, preferences and relative, participating, optional or other rights, and the qualifications, limitations or restrictions thereof, of 8.750% Series F Fixed-Rate Reset Cumulative Redeemable Preferred Stock of the Corporation, as follows:

RESOLVED, that the Corporation is hereby authorized to issue up to 11,500,000 shares of 8.750% Series F Fixed-Rate Reset Cumulative Redeemable Preferred Stock, $0.01 par value per share, which shall have the following powers, designations, preferences and other special rights:

Section 1. <u>Designation, Amount and Form</u>. The shares of such series shall be designated as "8.750% Series F Fixed-Rate Reset Cumulative Redeemable Preferred Stock" (the "Series F Preferred Stock") and the number of shares initially constituting such series shall be eleven million five hundred thousand (11,500,000). Shares of Series F Preferred Stock may be represented in the form of uncertificated shares; *provided, however*, that, upon request, holders of uncertificated shares of Series F Preferred Stock shall be entitled to have a certificate for shares of Series F Preferred Stock signed by, or in the name of, the Corporation, certifying the number of shares owned by such holder; *provided, further*, that holders of uncertificated shares of Series F Preferred Stock shall only be entitled to request a certificate for shares of Series F Preferred Stock signed by, or in the name of, the Corporation as described in this Section 1, and the Corporation shall only be obligated to provide such certificate, in the event that the Series F Preferred Stock is not listed on a national exchange at any time after 30 days following the Original Issue Date (as defined below).

Section 2. <u>Maturity</u>. The Series F Preferred Stock has no stated maturity and will not be subject to any sinking fund or mandatory redemption, and will remain outstanding indefinitely unless (i) the Corporation decides to redeem or otherwise repurchase the Series F Preferred Stock or (ii) the Series F Preferred Stock becomes convertible and is actually converted pursuant to Section 7 hereof. The Corporation is not required to set aside funds to redeem the Series F Preferred Stock.

Section 3. <u>Ranking</u>. The Series F Preferred Stock will rank, with respect to rights to the payment of dividends and the distribution of assets in the event of any liquidation, dissolution or winding up of the Corporation, (i) senior to all classes or series of the Corporation's common stock, par value $0.01 per share (the "Common Stock"), and to all other equity securities issued by the Corporation that expressly indicate are subordinated to the Series F Preferred Stock with respect to rights to the payment of dividends and the distribution of assets upon the Corporation's liquidation, dissolution or winding up; (ii) on a parity with all equity securities issued by the Corporation, including the Corporation's 7.50% Series A Fixed-To-Floating Rate Cumulative Redeemable Preferred Stock (the "Series A Preferred Stock"), the Corporation's 7.125% Series B Fixed-To-Floating Rate Cumulative Redeemable Preferred Stock (the "Series B Preferred Stock"), the Corporation's 6.375% Series C Fixed-To-Floating Rate Cumulative Redeemable Preferred Stock (the "Series C Preferred Stock"), the Corporation's 7.00% Fixed-Rate Reset Series D Cumulative Redeemable Preferred Stock (the "Series D Preferred Stock") and the Corporation's 8.750% Series E Fixed-Rate Cumulative Redeemable Preferred Stock (the "Series E Preferred Stock") other than the equity securities referred to in clauses (i) and (iii); (iii) junior to all equity securities issued by the Corporation and approved by at least two-thirds of the outstanding shares of the Series F Preferred Stock with terms specifically providing that those equity securities rank senior to the Series F Preferred Stock with respect to rights to the payment of dividends and the distribution of assets upon the Corporation's liquidation, dissolution or winding up; and (iv) effectively junior to all of the Corporation's existing and future indebtedness (including indebtedness convertible to Common Stock or Preferred Stock) and other liabilities and to all indebtedness, other liabilities and preferred equity of the Corporation's existing subsidiaries and any future subsidiaries.

Section 4. <u>Dividends</u>.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a) Holders
 of shares of the Series F Preferred Stock are entitled to receive, when, as and if declared
 by the Board, out of funds of the Corporation legally available for the payment of dividends,
 cumulative cash dividends at a rate (the "Dividend Rate") equal to (i) for
 each Dividend Period (as defined below) from and including January 21, 2026 (the
 "Original Issue Date"), to, but excluding, February 15, 2031 (the "First
 Reset Date"), 8.750% per annum, and (ii) for each Dividend Period beginning on
 the First Reset Date, during each Reset Period (as defined below), the Five-Year Treasury
 Rate (as defined below) as of the most recent Reset Dividend Determination Date (as defined
 below) plus 5.009% per annum. Dividends on the Series F Preferred Stock shall accumulate
 daily and be cumulative from, and including, the Original Issue Date and shall be payable
 quarterly in arrears on or about the 15<sup>th</sup>day of each February, May, August, and
 November (each, a "Dividend Payment Date"); *provided* that if any
 Dividend Payment Date is not a Business Day (as defined below), then the dividend which would
 otherwise have been payable on that Dividend Payment Date may be paid on the next succeeding
 Business Day and no interest, additional dividends or other sums will accrue on the amount
 so payable for the period from and after such Dividend Payment Date to such next succeeding
 Business Day. Dividends payable for any Dividend Period will be calculated on the basis of
 a 360-day year consisting of twelve 30-day months. Dividends will be payable to holders of
 record as they appear in the stock records of the Corporation for the Series F Preferred
 Stock at the close of business on the applicable record date, which shall be the first day
 of the calendar month, whether or not a Business Day, in which the applicable Dividend Payment
 Date falls (each, a "Dividend Record Date"). The dividends payable on any Dividend
 Payment Date shall include dividends accumulated to, but excluding, such Dividend Payment
 Date. The Five-Year Treasury Rate will be determined by the Calculation Agent on the third
 Business Day immediately preceding the applicable Reset Date. If the Five-Year Treasury Rate
 for any Reset Period cannot be determined pursuant to the methods described in the definition
 of Five-Year Treasury Rate below, the Five-Year Treasury Rate for such Reset Period will
 be the same as the Five-Year Treasury Rate determined for the immediately preceding Reset
 Period or if this sentence is applicable with respect to the first Reset Dividend Determination
 Date, 3.741%.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(b) "Business Day" means any day, other than a Saturday or
 Sunday, that is neither a legal holiday nor a day on which banking institutions in New York,
 New York are authorized or required by law, regulation or executive order to close.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(c) "Calculation Agent" means a third-party independent financial
 institution of national standing with experience providing such services, which has been
 selected by the Corporation.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(d) "Dividend
 Period" means the period from, and including, the immediately preceding Dividend Payment
 Date to, but excluding, the applicable Dividend Payment Date, except for the initial Dividend
 Period, which will be the period from, and including, the Original Issue Date to, but excluding,
 May 15 , 2026.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(e) "Five-Year
 Treasury Rate" means, for any Reset Period commencing on or after the First Reset Date, t he rate determined by the Calculation Agent on the
 Reset Dividend Determination Date and equal to: (i) the average of the yields to maturity
 on actively traded U.S. Treasury securities adjusted to constant maturity, for five-year
 maturities, for the five Business Days immediately preceding the relevant Reset Dividend
 Determination Date (or, if fewer than five Business Days appear, such number of Business
 Days appearing), appearing under the caption "Treasury Constant Maturities—Nominal"
 (or any successor caption or heading) in the most recently published statistical release
 designated H.15 Daily Update or any successor publication which is published by the Federal
 Reserve Board (the "H.15") as of 5:00 p.m. (Eastern Time) as of any date
 of determination, as determined by the Calculation Agent in its sole discretion; (ii) if
 there are no such published yields on actively traded U.S. Treasury securities adjusted to
 constant maturity (nominal/non-inflation-indexed), for five-year maturities, then the rate
 will be determined by the Calculation Agent in its sole discretion by interpolation between
 the average of the yields on actively traded U.S. Treasury securities adjusted to constant
 maturity for two series of actively traded U.S. Treasury securities, (A) one maturing
 as close as possible to, but earlier than, the Reset Date following the next succeeding Reset
 Dividend Determination Date, and (B) the other maturing as close as possible to, but
 later than, the Reset Date following the next succeeding Reset Dividend Determination Date,
 in each case for the five Business Days appearing (or, if fewer than five Business Days appear,
 such number of Business Days appearing) in the H.15 as of 5:00 p.m. (Eastern Time);
 or (iii) if no calculation is provided as described in clauses (i) or (ii), then
 the Calculation Agent, after consulting such sources as it deems comparable to any of the
 foregoing calculations, or any such source as it deems reasonable from which to estimate
 the Five-Year Treasury Rate, shall determine the five-year treasury rate in its sole discretion,
 provided that if the Calculation Agent determines there is an industry-accepted successor
 five-year treasury rate, then the Calculation Agent shall use such successor rate. If the
 Calculation Agent has determined a substitute or successor rate in accordance with the foregoing,
 the Calculation Agent, in its sole discretion, may determine the "Business Day"
 convention, the definition of "Business Day" and the Reset Dividend Determination
 date to be used and any other relevant methodology for calculating such substitute or successor
 rate, including any adjustment factor needed to make such substitute or successor rate comparable
 to the rate described in clauses (i) or (ii), in a manner that is consistent with industry-accepted
 practices for such substitute or successor rate.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(f) "Reset Date" means the First Reset Date and each date
 falling on the fifth anniversary of the preceding Reset Date, whether or not a Business Day.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(g) "Reset Dividend Determination Date" means, in respect
 of any Reset Period, the day falling three Business Days prior to the beginning of such Reset
 Period.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(h) "Reset Period" means the period from, and including, the
 First Reset Date to, but excluding, the next following Reset Date and thereafter each period
 from, and including, each Reset Date to, but excluding, the next following Reset Date.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(i) No dividends on shares of Series F Preferred Stock shall be declared
 by the Board or paid or set apart for payment by the Corporation at any time when the terms
 and provisions of any agreement of the Corporation, including any agreement relating to any
 indebtedness of the Corporation, prohibit the declaration, payment or setting apart for payment
 thereof or provide that the declaration, payment or setting apart for payment thereof would
 constitute a breach of the agreement or a default under the agreement, or if the declaration,
 payment or setting apart for payment shall be restricted or prohibited by law.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(j) Notwithstanding anything to the contrary contained herein, dividends
 on the Series F Preferred Stock will accumulate whether or not the Corporation has earnings,
 whether or not there are funds legally available for the payment of those dividends and whether
 or not those dividends are declared. No interest, or sum in lieu of interest, will be payable
 in respect of any dividend payment or payments on the Series F Preferred Stock which
 may be in arrears, and holders of the Series F Preferred Stock will not be entitled
 to any dividends in excess of full cumulative dividends described in Section 4(a). Any
 dividend payment made on the Series F Preferred Stock shall first be credited against
 the earliest accumulated but unpaid dividend due with respect to the Series F Preferred
 Stock.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(k) Except as provided in this Section 4(k), unless full cumulative
 dividends on the Series F Preferred Stock have been or contemporaneously are declared
 and paid or declared and a sum sufficient for the payment thereof is set apart for payment
 for all past Dividend Periods, (i) no dividends or other distributions (other than in
 shares of Common Stock or in shares of any class or series of Preferred Stock that the Corporation
 may issue ranking junior to the Series F Preferred Stock as to dividends and upon liquidation)
 shall be declared or paid or set aside for payment upon shares of Common Stock or Preferred
 Stock that the Corporation may issue ranking junior to or on a parity with the Series F
 Preferred Stock as to dividends or upon liquidation, (ii) no other distribution shall
 be declared or made upon shares of Common Stock or Preferred Stock that the Corporation may
 issue ranking junior to or on a parity with the Series F Preferred Stock as to dividends
 or upon liquidation, and (iii) any shares of Common Stock and Preferred Stock that the
 Corporation may issue ranking junior to or on a parity with the Series F Preferred Stock
 as to dividends or upon liquidation shall not be redeemed, purchased or otherwise acquired
 for any consideration (or any moneys be paid to or made available for a sinking fund for
 the redemption of any such shares) by the Corporation (except (x) by conversion into
 or exchange for shares of, or options, warrants or rights to purchase or subscribe for, other
 capital stock of the Corporation that it may issue ranking junior to the Series F Preferred
 Stock as to dividends and upon liquidation, and (y) for transfers made pursuant to the
 provisions of Article XI of the Certificate of Incorporation). The foregoing will not,
 however, prevent the redemption, purchase or acquisition by the Corporation of shares of
 any class or series of stock for the purpose of enforcing restrictions on transfer and ownership
 of the Corporation's stock contained in the Certificate of Incorporation, including
 in order to preserve the Corporation's qualification as a real estate investment trust
 ("REIT"), or the redemption, purchase or acquisition by the Corporation of shares
 of Common Stock for purposes of and in compliance with any incentive or benefit plan of the
 Corporation.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(l) When dividends are not paid in full (or a sum sufficient for such
 full payment is not so set apart) upon the Series F Preferred Stock and the shares of
 any other class or series of Preferred Stock that the Corporation has issued or may issue
 ranking on a parity as to dividends with the Series F Preferred Stock, including the
 Series A Preferred Stock, the Series B Preferred Stock, the Series C Preferred
 Stock, the Series D Preferred Stock, the Series E Preferred Stock and all dividends
 declared upon the Series F Preferred Stock and any other class or series of Preferred
 Stock that the Corporation has issued or may issue ranking on a parity as to dividends with
 the Series F Preferred Stock, including the Series A Preferred Stock, the Series B
 Preferred Stock, the Series C Preferred Stock, the Series D Preferred Stock and
 the Series E Preferred Stock, shall be declared pro rata so that the amount of dividends
 declared per share of Series F Preferred Stock and such other class or series of Preferred
 Stock that the Corporation has issued or may issue shall in all cases bear to each other
 the same ratio that accumulated dividends per share on the Series F Preferred Stock
 and accumulated dividends per share on such other classes or series of Preferred Stock that
 the Corporation has issued or may issue (which shall not include any accumulation in respect
 of undeclared and unpaid dividends for past Dividend Periods if such Preferred Stock does
 not have a cumulative dividend) bear to each other. No interest, or sum of money in lieu
 of interest, shall be payable in respect of any dividend payment or payments on the Series F
 Preferred Stock which may be in arrears.

Section 5. <u>Liquidation Preference</u>.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a) In the event of any voluntary or involuntary liquidation, dissolution
 or winding up of the Corporation, the holders of shares of Series F Preferred Stock
 will be entitled to be paid out of the assets the Corporation has legally available for distribution
 to its stockholders, subject to the preferential rights of the holders of any class or series
 of capital stock of the Corporation it may lawfully issue ranking senior to the Series F
 Preferred Stock with respect to the distribution of assets upon liquidation, dissolution
 or winding up, a liquidation preference of Twenty-Five Dollars ($25.00) per share, *plus* an amount equal to any accumulated and unpaid dividends thereon (whether or not authorized
 or declared) to, but excluding, the date of payment, before any distribution of assets is
 made to holders of Common Stock or any other class or series of capital stock of the Corporation
 that it may issue that ranks junior to the Series F Preferred Stock as to liquidation
 rights.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(b) In the event that, upon any such voluntary or involuntary liquidation,
 dissolution or winding up, the available assets of the Corporation are insufficient to pay
 the amount of the liquidating distributions on all outstanding shares of Series F Preferred
 Stock and the corresponding amounts payable on all shares of other classes or series of Preferred
 Stock of the Corporation that it has issued or may issue ranking on a parity with the Series F
 Preferred Stock in the distribution of assets, then the holders of the Series F Preferred
 Stock and all other such classes or series of Preferred Stock, including the Series A
 Preferred Stock, the Series B Preferred Stock, the Series C Preferred Stock, the
 Series D Preferred Stock and the Series E Preferred Stock, shall share ratably
 in any such distribution of assets in proportion to the full liquidating distributions to
 which they would otherwise be respectively entitled.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(c) Holders of Series F Preferred Stock will be entitled to written
 notice of any such liquidation no fewer than 30 days and no more than 60 days prior to the
 payment date. After payment of the full amount of the liquidating distributions to which
 they are entitled, the holders of Series F Preferred Stock will have no right or claim
 to any of the remaining assets of the Corporation. The consolidation or merger of the Corporation
 with or into any other corporation, trust or entity or of any other entity with or into the
 Corporation, or the sale, lease, transfer or conveyance of all or substantially all of the
 property or business, individually or in a series of related transactions, of the Corporation,
 shall not be deemed to constitute a liquidation, dissolution or winding up of the Corporation
 (although such events may give rise to the special optional redemption and contingent conversion
 rights described herein).

Section 6. <u>Redemption</u>.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a) The Series F Preferred Stock is not redeemable by the Corporation
 prior to February 15, 2031, except as described in this Section 6 and except that,
 as provided in Article XI of the Certificate of Incorporation, the Corporation may purchase
 or redeem shares of the Series F Preferred Stock prior to that date in order to preserve
 its qualification as a REIT for U.S. federal income tax purposes.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(b) <u>Optional Redemption Right</u>. On and after February 15, 2031,
 the Corporation may, at its option, upon not less than 30 nor more than 60 days' written
 notice, redeem the Series F Preferred Stock, in whole or in part, at any time or from
 time to time, for cash at a redemption price of Twenty-Five Dollars ($25.00) per share, *plus* any accumulated and unpaid dividends thereon (whether or not authorized or declared) to,
 but excluding, the redemption date, without interest. If the Corporation elects to redeem
 any shares of Series F Preferred Stock as described in this Section 6(b), it may
 use any available cash to pay the redemption price, and it will not be required to pay the
 redemption price only out of the proceeds from the issuance of other equity securities or
 any other specific source.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(c) <u>Special Optional Redemption Right</u>. Notwithstanding anything
 to the contrary contained in Section 6(a), upon the occurrence of a Change of Control
 (as defined below), the Corporation may, at its option, upon not less than 30 nor more than
 60 days' written notice, redeem the Series F Preferred Stock, in whole or in part,
 within 120 days after the first date on which such Change of Control occurred, for cash at
 a redemption price of Twenty-Five Dollars ($25.00) per share, *plus* any accumulated
 and unpaid dividends thereon (whether or not authorized or declared) to, but excluding, the
 redemption date, without interest. If, prior to the Change of Control Conversion Date (as
 hereinafter defined), the Corporation provided notice of its election to redeem some or all
 of the shares of Series F Preferred Stock pursuant to this Section 6, the holders
 of Series F Preferred Stock will not have the Change of Control Conversion Right (as
 hereinafter defined) with respect to the shares of the Series F Preferred Stock called
 for redemption. If the Corporation elects to redeem any shares of Series F Preferred
 Stock as described in this Section 6(c), it may use any available cash to pay the redemption
 price, and it will not be required to pay the redemption price only out of the proceeds from
 the issuance of other equity securities or any other specific source.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(d) A "Change of Control" is deemed to occur when, after the
 Original Issue Date, the following have occurred and are continuing: (i) the acquisition
 by any person, including any syndicate or group deemed to be a "person" under
 Section 13(d)(3) of the Securities Exchange Act of 1934, as amended (the "Exchange
 Act"), of beneficial ownership, directly or indirectly, through a purchase, merger
 or other acquisition transaction or series of purchases, mergers or other acquisition transactions
 of capital stock of the Corporation entitling that person to exercise more than 50% of the
 total voting power of all capital stock of the Corporation entitled to vote generally in
 the election of directors of the Corporation (except that such person will be deemed to have
 beneficial ownership of all securities that such person has the right to acquire, whether
 such right is currently exercisable or is exercisable only upon the occurrence of a subsequent
 condition); and (ii) following the closing of any transaction referred to in clause
 (i), neither the Corporation nor the acquiring or surviving entity has a class of common
 securities (or American Depositary Receipts representing such securities) listed on the New
 York Stock Exchange (the "NYSE"), the NYSE American LLC (the "NYSE American")
 or the NASDAQ Stock Market ("Nasdaq"), or listed or quoted on an exchange or
 quotation system that is a successor to the NYSE, the NYSE American or Nasdaq.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(e) In the event the Corporation elects to redeem any shares of the Series F
 Preferred Stock, the notice of redemption will be mailed by the Corporation, postage prepaid,
 not less than 30 nor more than 60 days prior to the redemption date, to each holder of record
 of Series F Preferred Stock called for redemption at such holder's address as
 it appears on the stock transfer records of the Corporation and shall state: (i) the
 redemption date; (ii) the number of shares of Series F Preferred Stock to be redeemed;
 (iii) the redemption price; (iv) the place or places where certificates (if any)
 for the Series F Preferred Stock are to be surrendered for payment of the redemption
 price; (v) that dividends on the shares to be redeemed will cease to accumulate on the
 redemption date; (vi) whether such redemption is being made pursuant to Section 6(b) or
 Section 6(c); (vii) if applicable, that such redemption is being made in connection
 with a Change of Control and, in that case, a brief description of the transaction or transactions
 constituting such Change of Control; and (viii) if such redemption is being made in
 connection with a Change of Control, that the holders of the shares of the Series F
 Preferred Stock being so called for redemption will not be able to tender such shares of
 the Series F Preferred Stock for conversion in connection with the Change of Control
 and that each share of Series F Preferred Stock tendered for conversion that is called,
 prior to the Change of Control Conversion Date, for redemption will be redeemed on the related
 date of redemption instead of converted on the Change of Control Conversion Date. If less
 than all of the shares of the Series F Preferred Stock held by any holder are to be
 redeemed, the notice mailed to such holder shall also specify the number of shares of the
 Series F Preferred Stock held by such holder to be redeemed. No failure to give such
 notice or any defect thereto or in the mailing thereof shall affect the validity of the proceedings
 for the redemption of any shares of the Series F Preferred Stock except as to the holder
 to whom notice was defective or not given.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(f) Holders of Series F Preferred Stock to be redeemed shall surrender
 the Series F Preferred Stock at the place designated in the notice of redemption and
 shall be entitled to the redemption price and any accumulated and unpaid dividends payable
 upon the redemption following the surrender.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(g) If notice of redemption of any shares of Series F Preferred Stock
 has been given and if the Corporation irrevocably set aside the funds necessary for redemption
 for the benefit of the holders of the shares of Series F Preferred Stock so called for
 redemption, then from and after the redemption date (unless the Corporation shall default
 in providing for the payment of the redemption price *plus* accumulated and unpaid dividends,
 if any), dividends will cease to accumulate on those shares of Series F Preferred Stock,
 those shares of Series F Preferred Stock shall no longer be deemed outstanding and all
 rights of the holders of those shares will terminate, except the right to receive the redemption
 price *plus* accumulated and unpaid dividends, if any, payable upon redemption.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(h) If any redemption date is not a Business Day, then the redemption
 price and accumulated and unpaid dividends, if any, payable upon redemption may be paid on
 the next Business Day and no interest, additional dividends or other sums will accrue on
 the amount payable for the period from and after that redemption date to that next Business
 Day.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(i) If less than all of the outstanding Series F Preferred Stock
 is to be redeemed, the Series F Preferred Stock to be redeemed shall be selected pro
 rata or by lot (as nearly as may be practicable without creating fractional shares) or by
 any other equitable method the Corporation shall determine that will not result in the automatic
 transfer of any shares of the Series F Preferred Stock to a trust pursuant to Article XI
 of the Certificate of Incorporation (as to restrictions on transfer and ownership of the
 Corporation's capital stock).

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(j) As part of any redemption of Series F Preferred Stock, the Corporation
 shall pay, in cash, any accumulated and unpaid dividends through and including the redemption
 date, unless a redemption date falls after a Dividend Record Date and prior to the corresponding
 Dividend Payment Date, in which case each holder of Series F Preferred Stock at the
 close of business on such Dividend Record Date shall be entitled to the dividend payable
 on such shares on the corresponding Dividend Payment Date notwithstanding the redemption
 of such shares before such Dividend Payment Date. Except as provided in this Section 6(j),
 the Corporation will make no payment or allowance for unpaid dividends, whether or not in
 arrears, on shares of the Series F Preferred Stock to be redeemed.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(k) Unless full cumulative dividends on all shares of Series F Preferred
 Stock shall have been or contemporaneously are declared and paid or declared and a sum sufficient
 for the payment thereof has been or contemporaneously is set apart for payment for all past
 Dividend Periods, no shares of Series F Preferred Stock shall be redeemed unless all
 outstanding shares of Series F Preferred Stock are simultaneously redeemed and the Corporation
 shall not purchase or otherwise acquire directly or indirectly any shares of Series F
 Preferred Stock (except by conversion into or exchange for shares of, or options, warrants
 or rights to purchase or subscribe for, other Preferred Stock that the Corporation may issue
 ranking junior to the Series F Preferred Stock as to dividends and upon liquidation); *provided, however*, that the foregoing shall not prevent the purchase or acquisition
 by the Corporation of shares of Series F Preferred Stock to preserve its REIT status
 for federal income tax purposes or pursuant to a purchase or exchange offer made on the same
 terms to holders of all outstanding shares of Series F Preferred Stock.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(l) Subject to applicable law, the Corporation may purchase shares of
 Series F Preferred Stock in the open market, by tender or by private agreement. Any
 shares of Series F Preferred Stock that the Corporation acquires may be retired and
 re-classified as authorized but unissued shares of Preferred Stock, without designation as
 to class or series, and may thereafter be reissued as any class or series of Preferred Stock.

Section 7. <u>Conversion Rights</u>. Shares of Series F Preferred Stock are not convertible into or exchangeable for any other property or securities of the Corporation, except as provided in this Section 7.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a) Upon
 the occurrence of a Change of Control, each holder of Series F Preferred Stock will
 have the right (unless, prior to the Change of Control Conversion Date, the Corporation has
 provided notice of its election to redeem some or all of the shares of Series F Preferred
 Stock held by such holder pursuant to Section 6, in which case such holder will have
 the right only with respect to shares of Series F Preferred Stock that are not called
 for redemption) to convert some or all of the shares of Series F Preferred Stock held
 by such holder (the "Change of Control Conversion Right") on the Change of Control
 Conversion Date into a number of shares of Common Stock per share of Series F Preferred
 Stock (the "Common Stock Conversion Consideration") equal to the lesser of: (i) the
 quotient obtained by dividing (x) the sum of the $25.00 liquidation preference per share
 of Series F Preferred Stock *plus* any accumulated and unpaid dividends whether
 or not authorized or declared thereon to, but excluding, the Change of Control Conversion
 Date (unless the Change of Control Conversion Date is after a Dividend Record Date and prior
 to the corresponding Dividend Payment Date for the Series F Preferred Stock, in which
 case no additional amount for such accumulated and unpaid dividends to b e paid on
 such Dividend Payment Date will be included in this sum) by (y) the Common Stock Price
 (as defined below); and (ii) 4.38596 (the "Share Cap"), subject to adjustments
 provided in Section 7(b) below.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(b) The Share Cap is subject to pro rata adjustments for any share splits
 (including those effected pursuant to a distribution of Common Stock to existing holders
 of Common Stock), subdivisions or combinations (in each case, a "Share Split")
 with respect to Common Stock as follows: the adjusted Share Cap as the result of a Share
 Split will be the number of shares of Common Stock that is equivalent to the product obtained
 by multiplying (i) the Share Cap in effect immediately prior to such Share Split by
 (ii) a fraction, the numerator of which is the number of shares of Common Stock outstanding
 immediately after giving effect to such Share Split and the denominator of which is the number
 of shares of Common Stock outstanding immediately prior to such Share Split. For the avoidance
 of doubt, subject to the immediately succeeding sentence, the aggregate number of shares
 of Common Stock (or equivalent Alternative Conversion Consideration (as defined below), as
 applicable) issuable or deliverable, as applicable, in connection with the exercise of the
 Change of Control Conversion Right will not exceed the product of the Share Cap times the
 aggregate number of shares of the Series F Preferred Stock issued and outstanding at
 the Change of Control Conversion Date (or equivalent Alternative Conversion Consideration,
 as applicable) (the "Exchange Cap"). The Exchange Cap is subject to pro rata
 adjustments for any Share Splits on the same basis as the corresponding adjustment to the
 Share Cap.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(c) The "Change of Control Conversion Date" is the date the
 Series F Preferred Stock is to be converted, which will be a Business Day selected by
 the Corporation that is no fewer than 20 days nor more than 35 days after the date on which
 it provides the notice described in Section 7(h) to the holders of Series F
 Preferred Stock.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(d) The "Common Stock Price" is (i) if the consideration
 to be received in the Change of Control by the holders of Common Stock is solely cash, the
 amount of cash consideration per share of Common Stock or (ii) if the consideration
 to be received in the Change of Control by holders of Common Stock is other than solely cash
 (x) the average of the closing sale prices per share of Common Stock (or, if no closing
 sale price is reported, the average of the closing bid and ask prices per share or, if more
 than one in either case, the average of the average closing bid and the average closing ask
 prices per share) for the ten consecutive trading days immediately preceding, but not including,
 the date on which such Change of Control occurred as reported on the principal U.S. securities
 exchange on which Common Stock is then traded, or (y) the average of the last quoted
 bid prices for Common Stock in the over-the-counter market as reported by OTC Markets Group
 Inc. or similar organization for the ten consecutive trading days immediately preceding,
 but not including, the date on which such Change of Control occurred, if the Common Stock
 is not then listed for trading on a U.S. securities exchange.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(e) In the case of a Change of Control pursuant to which Common Stock
 is or will be converted into cash, securities or other property or assets (including any
 combination thereof) (the "Alternative Form Consideration"), a holder of
 Series F Preferred Stock will receive upon conversion of such shares of Series F
 Preferred Stock the kind and amount of Alternative Form Consideration which such holder
 would have owned or been entitled to receive upon the Change of Control had such holder held
 a number of shares of Common Stock equal to the Common Stock Conversion Consideration immediately
 prior to the effective time of the Change of Control (the "Alternative Conversion Consideration";
 the Common Stock Conversion Consideration or the Alternative Conversion Consideration, whichever
 shall be applicable to a Change of Control, is referred to as the "Conversion Consideration").

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(f) If the holders of Common Stock have the opportunity to elect the form
 of consideration to be received in the Change of Control, the Conversion Consideration in
 respect of such Change of Control will be deemed to be the kind and amount of consideration
 actually received by holders of a majority of the outstanding shares of Common Stock that
 made or voted for such an election (if electing between two types of consideration) or holders
 of a plurality of the outstanding shares of Common Stock that made or voted for such an election
 (if electing between more than two types of consideration), as the case may be, and will
 be subject to any limitations to which all holders of Common Stock are subject, including,
 without limitation, pro rata reductions applicable to any portion of the consideration payable
 in such Change of Control.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(g) No fractional shares of Common Stock upon the conversion of the Series F
 Preferred Stock in connection with a Change of Control will be issued. Instead, the Corporation
 will make a cash payment equal to the value of such fractional shares based upon the Common
 Stock Price used in determining the Common Stock Conversion Consideration for such Change
 of Control.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(h) Within 15 days following the occurrence of a Change of Control; *provided* that the Corporation has not then exercised its right to redeem all shares of Series F
 Preferred Stock pursuant to Section 6, the Corporation will provide to holders of Series F
 Preferred Stock a notice of occurrence of the Change of Control that describes the resulting
 Change of Control Conversion Right, which notice shall be delivered to the holders of record
 of the shares of the Series F Preferred Stock at their addresses as they appear on the
 stock transfer records of the Corporation. No failure to give such notice or any defect thereto
 or in the giving thereof will affect the validity of the proceedings for the conversion of
 any shares of the Series F Preferred Stock except as to the holder to whom notice was
 defective or not given. This notice shall state: (i) the events constituting the Change
 of Control; (ii) the date of the Change of Control; (iii) the last date on which
 the holders of Series F Preferred Stock may exercise their Change of Control Conversion
 Right; (iv) the method and period for calculating the Common Stock Price; (v) the
 Change of Control Conversion Date; (vi) that if, prior to the Change of Control Conversion
 Date, the Corporation has provided notice of its election to redeem all or any shares of
 Series F Preferred Stock, holders will not be able to convert the shares of Series F
 Preferred Stock called for redemption and such shares will be redeemed on the related redemption
 date, even if such shares have already been tendered for conversion pursuant to the Change
 of Control Conversion Right; (vii) if applicable, the type and amount of Alternative
 Conversion Consideration entitled to be received per share of Series F Preferred Stock;
 (viii) the name and address of the paying agent and transfer agent for the Series F
 Preferred Stock; (ix) the procedures that the holders of Series F Preferred Stock
 must follow to exercise the Change of Control Conversion Right (including procedures for
 surrendering shares for conversion through the facilities of a Depositary (as defined below)),
 including the form of conversion notice to be delivered by such holders as described below;
 and (x) the last date on which holders of Series F Preferred Stock may withdraw
 shares surrendered for conversion and the procedures that such holders must follow to effect
 such a withdrawal.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(i) The Corporation shall also issue a press release containing such notice
 provided for in Section 7(h) for publication on Dow Jones & Company, Inc.,
 the Wall Street Journal, Business Wire, PR Newswire or Bloomberg Business News (or, if these
 organizations are not in existence at the time of issuance of the press release, such other
 news or press organization as is reasonably calculated to broadly disseminate the relevant
 information to the public), and post a notice on its website, in any event prior to the opening
 of business on the first Business Day following any date on which it provides the notice
 provided for in Section 7(h) to the holders of Series F Preferred Stock.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(j) To exercise the Change of Control Conversion Right, the holders of
 Series F Preferred Stock will be required to deliver, on or before the close of business
 on the Change of Control Conversion Date, the certificates (if any) representing the shares
 of Series F Preferred Stock to be converted, duly endorsed for transfer (or, in the
 case of any shares of Series F Preferred Stock held in book-entry form through a Depositary,
 to deliver, on or before the close of business on the Change of Control Conversion Date,
 the shares of Series F Preferred Stock to be converted through the facilities of such
 Depositary), together with a written conversion notice in the form provided by the Corporation,
 duly completed, to its transfer agent. The conversion notice must state: (i) the relevant
 Change of Control Conversion Date; (ii) the number of shares of Series F Preferred
 Stock to be converted; and (iii) that the Series F Preferred Stock is to be converted
 pursuant to the applicable provisions of the Series F Preferred Stock.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(k) Holders of Series F Preferred Stock may withdraw any notice of
 exercise of a Change of Control Conversion Right (in whole or in part) by a written notice
 of withdrawal delivered to the transfer agent of the Corporation prior to the close of business
 on the Business Day prior to the Change of Control Conversion Date. The notice of withdrawal
 delivered by any holder must state: (i) the number of withdrawn shares of Series F
 Preferred Stock; (ii) if certificated Series F Preferred Stock has been surrendered
 for conversion, the certificate numbers of the withdrawn shares of Series F Preferred
 Stock; and (iii) the number of shares of Series F Preferred Stock, if any, which
 remain subject to the holder's conversion notice.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(l) Notwithstanding anything to the contrary contained in Sections 7(j) and
 (k), if any shares of Series F Preferred Stock are held in book-entry form through The
 Depository Trust Company or a similar depositary (each, a "Depositary"), the
 conversion notice and/or the notice of withdrawal, as applicable, must comply with applicable
 procedures, if any, of the applicable Depositary.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(m) Series F Preferred Stock as to which the Change of Control Conversion
 Right has been properly exercised and for which the conversion notice has not been properly
 withdrawn will be converted into the applicable Conversion Consideration in accordance with
 the Change of Control Conversion Right on the Change of Control Conversion Date, unless prior
 to the Change of Control Conversion Date the Corporation has provided notice of its election
 to redeem some or all of the shares of Series F Preferred Stock pursuant to Section 6,
 in which case only the shares of Series F Preferred Stock properly surrendered for conversion
 and not properly withdrawn that are not called for redemption will be converted as aforesaid.
 If the Corporation elects to redeem shares of Series F Preferred Stock that would otherwise
 be converted into the applicable Conversion Consideration on a Change of Control Conversion
 Date, such shares of Series F Preferred Stock will not be so converted and the holders
 of such shares will be entitled to receive on the applicable redemption date the redemption
 price as provided in Section 6.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(n) The Corporation shall deliver all securities, cash and any other property
 owing upon conversion no later than the third Business Day following the Change of Control
 Conversion Date. Notwithstanding the foregoing, the persons entitled to receive any shares
 of Common Stock or other securities delivered on conversion will be deemed to have become
 the holders of record thereof as of the Change of Control Conversion Date.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(o) In connection with the exercise of any Change of Control Conversion
 Right, the Corporation shall comply with all applicable federal and state securities laws
 and stock exchange rules in connection with any conversion of Series F Preferred
 Stock into shares of Common Stock or other property. Notwithstanding any other provision
 of the Series F Preferred Stock, no holder of Series F Preferred Stock will be
 entitled to convert such Series F Preferred Stock into shares of Common Stock to the
 extent that receipt of such Common Stock would cause such holder (or any other person) to
 exceed the applicable share ownership limitations contained in Article XI of the Certificate
 of Incorporation, unless the Corporation provides an exemption from this limitation to such
 holder pursuant to Article XI of the Certificate of Incorporation.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(p) Notwithstanding anything to the contrary herein and except as otherwise
 required by law, the persons who are the holders of record of shares of Series F Preferred
 Stock at the close of business on a Dividend Record Date will be entitled to receive the
 dividend payable on the corresponding Dividend Payment Date notwithstanding the conversion
 of those shares after such Dividend Record Date and on or prior to such Dividend Payment
 Date and, in such case, the full amount of such dividend shall be paid on such Dividend Payment
 Date to the persons who were the holders of record at the close of business on such Dividend
 Record Date. Except as provided in this Section 7(p), the Corporation will make no allowance
 for unpaid dividends that are not in arrears on the shares of Series F Preferred Stock
 to be converted.

Section 8. <u>Voting Rights</u>.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a) Holders of the Series F Preferred Stock will not have any voting
 rights, except as set forth in this Section 8 or as otherwise required by law or any
 applicable stock exchange rules. On each matter on which holders of Series F Preferred
 Stock are entitled to vote, each share of Series F Preferred Stock will be entitled
 to one vote, except that when shares of any other class or series of Preferred Stock have
 the right to vote with the Series F Preferred Stock as a single class on any matter,
 the Series F Preferred Stock and the shares of each such other class or series will
 have one vote for each $25.00 of liquidation preference (excluding accumulated dividends).

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(b) Whenever dividends on any shares of Series F Preferred Stock
 are in arrears for six or more quarterly Dividend Periods, whether or not consecutive, the
 number of directors constituting the Board will, subject to the maximum number of directors
 authorized under the bylaws of the Corporation then in effect, be automatically increased
 by two (if not already increased by two by reason of the election of directors by the holders
 of any other class or series of Preferred Stock that the Corporation has issued or may issue
 and upon which like voting rights have been conferred and are exercisable and which are entitled
 to vote with the Series F Preferred Stock as a class with respect to the election of
 those two directors) and the holders of Series F Preferred Stock (voting together as
 a class with all other classes or series of Preferred Stock that the Corporation has issued
 or may issue and upon which like voting rights have been conferred and are exercisable and
 which are entitled to vote as a class with the Series F Preferred Stock in the election
 of those two directors) will be entitled to vote for the election of those two additional
 directors at a special meeting called by the Corporation at the request of the holders of
 record of at least 25% of the outstanding shares of Series F Preferred Stock or by the
 holders of any other class or series of Preferred Stock upon which like voting rights have
 been conferred and are exercisable and which are entitled to vote as a class with the Series F
 Preferred Stock in the election of those two directors (unless the request is received less
 than 90 days before the date fixed for the next annual or special meeting of stockholders
 of the Corporation, in which case, such vote will be held at the earlier of the next annual
 or special meeting of stockholders of the Corporation), and at each subsequent annual meeting
 until all dividends accumulated on the Series F Preferred Stock for all past Dividend
 Periods and the then current Dividend Period shall have been fully paid. In that case, the
 right of holders of the Series F Preferred Stock to elect any directors will cease and,
 unless there are other classes or series of Preferred Stock upon which like voting rights
 have been conferred and are exercisable, any directors elected by holders of the Series F
 Preferred Stock shall immediately resign and the number of directors constituting the Board
 shall be reduced accordingly. In no event shall the holders of Series F Preferred Stock
 be entitled pursuant to the voting rights under this Section 8 to elect a director that
 would cause the Corporation to fail to satisfy a requirement relating to director independence
 of any national securities exchange or quotation system on which any class or series of its
 capital stock is listed or quoted. For the avoidance of doubt, in no event shall the total
 number of directors elected by holders of the Series F Preferred Stock (voting together
 as a class with all other classes or series of Preferred Stock that the Corporation has issued
 or may issue and upon which like voting rights have been conferred and are exercisable and
 which are entitled to vote as a class with the Series F Preferred Stock in the election
 of such directors) pursuant to the voting rights under this Section 8 exceed two.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(c) If a special meeting at a place within the United States designated
 by the Corporation is not called by the Corporation within 30 days after request from the
 holders of Series F Preferred Stock in Section 8(b), then the holders of record
 of at least 25% of the outstanding Series F Preferred Stock may designate a holder to
 call the meeting at the expense of the Corporation and such meeting may be called by the
 holder so designated upon notice similar to that required for annual meetings of stockholders
 and shall be held at the place within the United States designated by the holder calling
 such meeting. The Corporation shall pay all costs and expenses of calling and holding any
 meeting and of electing directors pursuant to Section 8(b), including, without limitation,
 the cost of preparing, reproducing and mailing the notice of such meeting, the cost of renting
 a room for such meeting to be held, and the cost of collecting and tabulating votes.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(d) If, at any time when the voting rights conferred upon the Series F
 Preferred Stock pursuant to Section 8(b) are exercisable, any vacancy in the office
 of a director elected pursuant to Section 8(b) shall occur, then such vacancy may
 be filled only by the remaining director or by the vote of the holders of record of the outstanding
 Series F Preferred Stock and any other classes or series of Preferred Stock upon which
 like voting rights have been conferred and are exercisable and which are entitled to vote
 as a class with the Series F Preferred Stock in the election of directors pursuant to
 Section 8(b). Any director elected or appointed pursuant to Section 8(b) may
 be removed at any time, with or without cause, only by the affirmative vote of holders of
 the outstanding Series F Preferred Stock and any other classes or series of Preferred
 Stock upon which like voting rights have been conferred and are exercisable and which classes
 or series of Preferred Stock are entitled to vote as a class with the Series F Preferred
 Stock in the election of directors pursuant to Section 8(b), such removal to be effected
 by the affirmative vote of a majority of the votes entitled to be cast by the holders of
 the outstanding Series F Preferred Stock and any such other classes or series of Preferred
 Stock, and may not be removed by the holders of the Common Stock.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(e) So long as any shares of Series F Preferred Stock remain outstanding,
 the Corporation will not, without the affirmative vote or consent of the holders of at least
 two-thirds of the shares of the outstanding Series F Preferred Stock and all other classes
 and series of Preferred Stock having like voting rights that are exercisable at the time,
 voting as a single class, outstanding at the time, given in person or by proxy, either in
 writing or at a meeting (voting together as a class with all classes or series of Preferred
 Stock ranking on a parity with the Series F Preferred Stock that the Corporation has
 issued or may issue and upon which like voting rights have been conferred and are exercisable),
 (i) authorize or create, or increase the authorized or issued amount of, any class or
 series of Preferred Stock ranking senior to the Series F Preferred Stock with respect
 to payment of dividends or the distribution of assets upon liquidation, dissolution or winding
 up or reclassify any of the authorized capital stock of the Corporation into such shares,
 or create, authorize or issue any obligation or security convertible into or evidencing the
 right to purchase any such shares; or (ii) amend, alter or repeal the provisions of
 the Certificate of Incorporation, whether by merger, consolidation or otherwise, so as to
 materially and adversely affect any right, preference, privilege or voting power of the Series F
 Preferred Stock (each, an "Event"); *provided, however*, with respect to
 the occurrence of any Event set forth in clause (ii), so long as the Series F Preferred
 Stock remains outstanding with the terms thereof materially unchanged, taking into account
 that, upon an occurrence of an Event, the Corporation may not be the surviving entity, the
 occurrence of any such Event shall not be deemed to materially and adversely affect such
 rights, preferences, privileges or voting power of holders of the Series F Preferred
 Stock and; *provided, further*, that any increase in the amount of the authorized Preferred
 Stock, including the Series F Preferred Stock, or the creation or issuance of any additional
 shares of Series F Preferred Stock or other class or series of Preferred Stock that
 the Corporation may issue, or any increase in the amount of authorized shares of such class
 or series, in each case ranking on a parity with or junior to the Series F Preferred
 Stock that the Corporation may issue with respect to payment of dividends or the distribution
 of assets upon liquidation, dissolution or winding up, shall not be deemed to materially
 and adversely affect such rights, preferences, privileges or voting powers. Notwithstanding
 the foregoing, if any amendment, alteration or repeal of any provision of the Certificate
 of Incorporation would materially and adversely affect any right, preference, privilege or
 voting power of the Series F Preferred Stock disproportionately relative to other classes
 or series of Preferred Stock ranking on a parity with the Series F Preferred Stock and
 having like voting rights that are exercisable at the time, then the affirmative vote or
 consent of the holders of at least two-thirds of the outstanding shares of the Series F
 Preferred Stock (voting as a separate class) shall also be required.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(f) The voting rights provided for in this Section 8 will not apply
 if, at or prior to the time when the act with respect to which voting by holders of the Series F
 Preferred Stock would otherwise be required pursuant to this Section 8 shall be effected,
 all outstanding shares of Series F Preferred Stock shall have been redeemed or called
 for redemption upon proper notice and sufficient funds shall have been deposited in trust
 to effect such redemption pursuant to Section 6.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(g) Except as expressly stated in this Section 8 or as may be required
 by applicable law, the Series F Preferred Stock will not have any relative, participating,
 optional or other special voting rights or powers and the consent of the holders thereof
 shall not be required for the taking of any corporate action.

Section 9. <u>Information Rights</u>. During any period in which the Corporation is not subject to Section 13 or 15(d) of the Exchange Act and any shares of Series F Preferred Stock are outstanding, the Corporation will use its best efforts to (i) transmit through the Corporation's website at www.RithmCap.com (or other permissible means under the Exchange Act) to all holders of Series F Preferred Stock, as their names and addresses appear on the record books of the Corporation and without cost to such holders, copies of the Annual Reports on Form 10-K and Quarterly Reports on Form 10-Q, respectively, that the Corporation would have been required to file with the Securities and Exchange Commission (the "SEC") pursuant to Section 13 or 15(d) of the Exchange Act if it were subject thereto (other than any exhibits that would have been required); and (ii) promptly, upon request, supply copies of such reports to any holders or prospective holder of Series F Preferred Stock. The Corporation will use its best efforts to mail (or otherwise provide) the information to the holders of the Series F Preferred Stock within 15 days after the respective dates by which a periodic report on Form 10-K or Form 10-Q, as the case may be, in respect of such information would have been required to be filed with the SEC, if the Corporation were subject to Section 13 or 15(d) of the Exchange Act, in each case, based on the dates on which the Corporation would be required to file such periodic reports if it were a "non-accelerated filer" within the meaning of the Exchange Act.

Section 10. <u>No Preemptive Rights</u>. No holders of the Series F Preferred Stock will, as holders of Series F Preferred Stock, have any preemptive rights to purchase or subscribe for Common Stock or any other security of the Corporation.

Section 11. <u>Restrictions on Ownership and Transfer</u>. The Series F Preferred Stock shall be subject to the restrictions on ownership and transfer set forth in Article XI of the Certificate of Incorporation. Any person who violates such restrictions in acquiring actual or constructive ownership of shares of Series F Preferred Stock is required to give notice thereof immediately to the Corporation and provide the Corporation with such other information as the Corporation may request in order to determine the effect of such acquisition on the Corporation's status as a REIT. All certificates representing shares of the Series F Preferred Stock shall be marked with a legend sufficient under the laws of the State of Delaware to provide a purchaser of such shares with notice of the restrictions on transfer under Article XI of the Certificate of Incorporation. Nothing in Article XI of the Certificate of Incorporation shall preclude the settlement of any transactions entered into through the facilities of any national securities exchange or automated inter-dealer quotation system. The fact that settlement of any transaction takes place shall not, however, negate the effect of any provision of Article XI of the Certificate of Incorporation, and any transferee, and the shares of Series F Preferred Stock transferred to such transferee in such a transaction, shall be subject to all of the provisions and limitations in Article XI of the Certificate of Incorporation.

Section 12. <u>Record Holders</u>. The Corporation and the transfer agent for the Series F Preferred Stock may deem and treat the record holder of any Series F Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor the transfer agent shall be affected by any notice to the contrary.

Section 13. <u>Office or Agency</u>. For so long as any shares of Series F Preferred Stock are outstanding, the Corporation shall at all times maintain an office or agency in one of the 48 contiguous States of the United States of America where shares of Series F Preferred Stock may be surrendered for payment (including upon redemption), registration of transfer or exchange.

**[THE REMAINDER OF THIS PAGE INTENTIONALLY LEFT BLANK]**

IN WITNESS WHEREOF, the Corporation has caused this Certificate of Designations to be signed this 21<sup>st</sup> day of January, 2026.

---

| | |
|:---|:---|
| By: | /s/ Nicola Santoro, Jr. |
|  | Name: Nicola Santoro, Jr. |
|  | Title: Chief Financial Officer |

---

*[Signature Page to Certificate of Designations]*

## Exhibit 4.1

**Exhibit 4.1**

---

| | |
|:---|:---|
| Number 1 | 10,000,000 Shares |
| **8.750% SERIES F Fixed-Rate RESET Cumulative Redeemable Preferred Stock** | **8.750% SERIES F Fixed-Rate RESET Cumulative Redeemable Preferred Stock** |

---

---

| | |
|:---|:---|
| **Rithm Capital Corp.<br> A CORPORATION FORMED <br> UNDER THE LAWS OF THE <br> STATE OF DELAWARE** | **SEE REVERSE FOR <br> IMPORTANT NOTICE ON <br> TRANSFER RESTRICTIONS <br> AND OTHER INFORMATION** |
|  | CUSIP 64828T 888 |
|  | ISIN US64828T8889 |

---

This Certifies that CEDE & CO. <br>is the record holder of TEN MILLION

**FULLY PAID AND NON-ASSESSABLE SHARES 8.750% SERIES F FIXED-RATE RESET CUMULATIVE REDEEMABLE PREFERRED STOCK, $0.01 PAR VALUE PER SHARE, OF**

**Rithm Capital Corp.**

**(the "Corporation") transferable on the books of the Corporation by the holder hereof in person or by its duly authorized attorney, upon surrender of this Certificate properly endorsed. This Certificate and the shares represented hereby are issued and shall be held subject to all of the provisions of the charter of the Corporation (the "Charter") and the Bylaws of the Corporation and any amendments thereto. This Certificate is not valid unless countersigned and registered by the Transfer Agent and Registrar.**

---

| | | |
|:---|:---|:---|
| Dated: | Dated: |  |
| **SECRETARY** | **SECRETARY** | **CHIEF FINANCIAL OFFICER** |
| COUNTERSIGNED AND REGISTERED: | COUNTERSIGNED AND REGISTERED: |  |
| **EQUINITI TRUST COMPANY, LLC** | **EQUINITI TRUST COMPANY, LLC** |  |
| By: |  |  |
|  | AUTHORIZED SIGNATURE |  |
| [SEAL] | [SEAL] | [SEAL] |

---

**<u>IMPORTANT NOTICE</u>**

THE CORPORATION WILL FURNISH WITHOUT CHARGE TO EACH SHAREHOLDER WHO SO REQUESTS, A SUMMARY OF THE POWERS, DESIGNATIONS, PREFERENCES AND RELATIVE, PARTICIPATING, OPTIONAL OR OTHER SPECIAL RIGHTS OF EACH CLASS OF STOCK OF THE CORPORATION AND THE QUALIFICATIONS, LIMITATIONS OR RESTRICTIONS OF SUCH PREFERENCES AND RIGHTS, AND THE VARIATIONS IN RIGHTS, PREFERENCES AND LIMITATIONS DETERMINED FOR EACH SERIES, WHICH ARE FIXED BY THE CERTIFICATE OF INCORPORATION OF THE CORPORATION, AS AMENDED, AND THE RESOLUTIONS OF THE BOARD OF DIRECTORS OF THE CORPORATION AND THE AUTHORITY OF THE BOARD OF DIRECTORS TO DETERMINE VARIATIONS FOR FUTURE SERIES. SUCH REQUEST MAY BE MADE TO THE OFFICE OF THE SECRETARY OF THE CORPORATION OR TO THE TRANSFER AGENT. THE BOARD OF DIRECTORS MAY REQUIRE THE OWNER OF A LOST OR DESTROYED STOCK CERTIFICATE, OR HIS LEGAL REPRESENTATIVES, TO GIVE THE CORPORATION A BOND TO INDEMNIFY IT AND ITS TRANSFER AGENTS AND REGISTRARS AGAINST ANY CLAIM THAT MAY BE MADE AGAINST THEM ON ACCOUNT OF THE ALLEGED LOSS OR DESTRUCTION OF ANY SUCH CERTIFICATE.

THE SHARES OF THE CORPORATION'S 8.750% SERIES F FIXED-RATE RESET CUMULATIVE REDEEMABLE PREFERRED STOCK (THE "PREFERRED STOCK") REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS ON BENEFICIAL OWNERSHIP, CONSTRUCTIVE OWNERSHIP AND TRANSFER (AS EACH SUCH CAPITALIZED TERM IS DEFINED IN THE CORPORATION'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, AS THE SAME MAY BE AMENDED FROM TIME TO TIME (THE <sup>"</sup>CERTIFICATE OF INCORPORATION")) FOR PURPOSES OF THE CORPORATION'S MAINTENANCE OF ITS STATUS AS A REAL ESTATE INVESTMENT TRUST (A "REIT") UNDER THE INTERNAL REVENUE CODE OF 1986, AS AMENDED (THE "CODE"). SUBJECT TO CERTAIN FURTHER RESTRICTIONS AND EXCEPT AS EXPRESSLY PROVIDED IN THE CERTIFICATE OF INCORPORATION (I) NO PERSON (AS DEFINED IN THE CERTIFICATE OF INCORPORATION) MAY BENEFICIALLY OWN OR CONSTRUCTIVELY OWN SHARES OF THE CORPORATION'S COMMON STOCK (THE "COMMON STOCK") IN EXCESS OF 9.8% (IN VALUE OR NUMBER OF SHARES, WHICHEVER IS MORE RESTRICTIVE) OF THE TOTAL OUTSTANDING SHARES OF COMMON STOCK, UNLESS SUCH PERSON IS AN EXCEPTED HOLDER (AS DEFINED IN THE CERTIFICATE OF INCORPORATION), IN WHICH CASE THE EXCEPTED HOLDER LIMIT (AS DEFINED IN THE CERTIFICATE OF INCORPORATION) SHALL BE APPLICABLE: (II) NO PERSON MAY BENEFICIALLY OWN OR CONSTRUCTIVELY OWN SHARES OF ANY CLASS OR SERIES OF THE CORPORATION'S STOCK (THE "CAPITAL STOCK") IN EXCESS OF 9.8% (IN VALUE OR NUMBER OF SHARES, WHICHEVER IS MORE RESTRICTIVE) OF THE TOTAL OUTSTANDING SHARES OF CAPITAL STOCK, UNLESS SUCH PERSON IS AN EXCEPTED HOLDER, IN WHICH CASE THE EXCEPTED HOLDER LIMIT SHALL BE APPLICABLE: (III) NO PERSON MAY BENEFICIALLY OWN OR CONSTRUCTIVELY OWN SHARES OF CAPITAL STOCK THAT WOULD RESULT IN THE CORPORATION BEING CLOSELY HELD UNDER SECTION 856(H) OF THE CODE OR OTHERWISE CAUSE THE CORPORATION TO FAIL TO QUALIFY AS A REIT<sup>.</sup>, AND (IV) NO PERSON MAY TRANSFER SHARES OF CAPITAL STOCK IF SUCH TRANSFER WOULD RESULT IN THE CAPITAL STOCK OF THE CORPORATION BENG OWNED BY FEWER THAN 100 PERSONS. OWNERSHIP OF THE PREFERRED STOCK WILL BE COUNTED AS COMMON STOCK (ON AN AS-CONVERTED BASIS), IN ADDITION TO BEING COUNTED AS CAPITAL STOCK. FOR PURPOSES OF SUCH LIMITATIONS, ANY PERSON WHO BENEFICIALLY OWNS OR CONSTRUCTIVELY OWNS, OR ATTEMPTS TO BENEFICIALLY OWN OR CONSTRUCTIVELY OWN SHARES OF CAPITAL STOCK WHICH CAUSES OR WILL CAUSE A PERSON TO BENEFICIALLY OWN OR CONSTRUCTIVELY OWN SHARES OF CAPITAL STOCK IN EXCESS OR VIOLATION OF THE ABOVE LIMITATIONS MUST IMMEDIATELY NOTIFY THE CORPORATION. IF ANY OF THE ABOVE RESTRICTIONS ON BENEFICIAL OWNERSHIP, CONSTRUCTIVE OWNERSHIP OR TRANSFER ARE VIOLATED, THE SHARES OF PREFERRED STOCK REPRESENTED HEREBY WILL BE AUTOMATICALLY TRANSFERRED TO A TRUST (AS DEFINED IN THE CERTIFICATE OF INCORPORATION) FOR THE BENEFIT OF ONE OR MORE CHARITABLE BENEFICIARIES (AS DEFINED IN THE CERTIFICATE OF INCORPORATION). IN ADDITION, THE BOARD OF DIRECTORS SHALL TAKE SUCH ACTION AS IT DEEMS ADVISABLE TO REFUSE TO GIVE EFFECT TO OR PREVENT SUCH TRANSFER OR OTHER EVENT, INCLUDING, WITHOUT LIMITATION, CAUSING THE CORPORATION TO REDEEM SHARES OF CAPITAL STOCK: PROVIDED, HOWEVER, THAT ANY TRANSFER OR ATTEMPTED TRANSFER OR OTHER EVENT IN VIOLATION OF THE ABOVE RESTRICTIONS ON BENEFICIAL OWNERSHIP, CONSTRUCTIVE OWNERSHIP AND TRANSFER SHALL AUTOMATICALLY RESULT IN THE ABOVE TRANSFER TO THE TRUST AND, WHERE APPLICABLE, SUCH TRANSFER (OR OTHER EVENT) SHALL BE VOID AB INITIO AS PROVIDED ABOVE IRRESPECTIVE OF ANY ACTION (OR NON-ACTION) BY THE BOARD OF DIRECTORS. THE BOARD OF DIRECTORS MAY, PURSUANT THE CERTIFICATE OF INCORPORATION, INCREASE OR DECREASE THE PERCENTAGE OF PREFERRED STOCK OR CAPITAL STOCK THAT A PERSON MAY BENEFICIALLY OWN OR CONSTRUCTIVELY OWN.

A COPY OF THE CERTIFICATE OF INCORPORATION, INCLUDING THE ABOVE RESTRICTIONS ON BENEFICIAL OWNERSHIP, CONSTRUCTIVE OWNERSHIP AND TRANSFER, WILL BE FURNISHED TO EACH HOLDER OF CAPITAL STOCK ON REQUEST AND WITHOUT CHARGE. REQUESTS FOR SUCH A COPY MAY BE DIRECTED TO THE SECRETARY OF THE CORPORATION AT ITS PRINCIPAL OFFICE.

KEEP THIS CERTIFICATE IN A SAFE PLACE. IF IT IS LOST. STOLEN OR DESTROYED, THE CORPORATION MAY REQUIRE A BOND OF INDEMNITY AS A CONDITION TO THE ISSUANCE OF A REPLACEMENT CERTIFICATE.

The following abbreviations, when used in the inscription on the face of this Certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

UNIF GIFT MIN ACT   Custodian   <br> TEN COM - as tenants in common (Custodian) (Minor)

TEN ENT - as tenants by the entireties under Uniform Gifts to Minors Act of

JT TEN - as joint tenants with right of   <br> survivorship and not as<br> tenants in common<br> Custodian (State)

Additional abbreviations may also be used though not in the above list.

FOR VALUE RECEIVED, hereby sells, assigns and transfers unto

(Please Insert Social Security or other<br> Identifying Number of Assignee)

------

PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE,<br> OF ADDRESSEE

------

shares of the Preferred Stock represented by this Certificate, and do(es) hereby irrevocably constitute and appoint

------

Attorney to transfer the said shares on the books of the Corporation, with full power of substitution in the premises.

---

| | |
|:---|:---|
| Dated |  |
| | X |
| | X |
| | NOTICE: The Signature To This Assignment Must Correspond With The Name As Written Upon The Face Of The Certificate In Every Particular, Without Alteration Or Enlargement Or Any Change Whatsoever. |

---