# EDGAR Filing Document

**Accession Number:** 0001395067
**File Stem:** 0001395067-23-000002
**Filing Date:** 2023-1
**Character Count:** 24553
**Document Hash:** e3d14b67ab32281048ee68c49a0dc8c5
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001395067-23-000002.hdr.sgml**: 20230112

**ACCESSION NUMBER**: 0001395067-23-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230112

**DATE AS OF CHANGE**: 20230112

**EFFECTIVENESS DATE**: 20230112

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Marquette Asset Management, LLC
- **CENTRAL INDEX KEY:** 0001395067
- **IRS NUMBER:** 410883341
- **FISCAL YEAR END:** 1206

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-12461
- **FILM NUMBER:** 23525358

**BUSINESS ADDRESS:**
- **STREET 1:** 150 SOUTH 5TH STREET
- **STREET 2:** SUITE 2800
- **CITY:** MINNEAPOLIS
- **STATE:** MN
- **ZIP:** 55402
- **BUSINESS PHONE:** 6126613770

**MAIL ADDRESS:**
- **STREET 1:** 150 SOUTH 5TH STREET
- **STREET 2:** SUITE 2800
- **CITY:** MINNEAPOLIS
- **STATE:** MN
- **ZIP:** 55402

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Marquette Asset Management Inc.
- **DATE OF NAME CHANGE:** 20070402

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Marquette Asset Management LLC<br>**Address:** 150 SOUTH 5TH STREET<br>SUITE 2800<br>MINNEAPOLIS, MN 55402

**Form 13F File Number:** 028-12461

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Mary Olson<br>**Title:** Vice President<br>**Phone:** 6126613722

**Signature, Place, and Date of Signing:**

Mary Olson  Minneapolis, MN  01-12-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 217

**Form 13F Information Table Value Total:** $338255012

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M CO | COM | 88579Y101 |  | 754537 | 6292 | SH |  | SOLE |  | 6292 | 0 | 0 |
| ABBOTT LABS | COM | 002824100 |  | 573543 | 5224 | SH |  | SOLE |  | 5224 | 0 | 0 |
| ACACIA RESH CORP | ACACIA TCH COM | 003881307 |  | 155724 | 36989 | SH |  | SOLE |  | 0 | 36989 | 0 |
| ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 |  | 70347 | 121393 | SH |  | SOLE |  | 0 | 121393 | 0 |
| AFLAC INC | COM | 001055102 |  | 71940 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| ALCON AG | ORD SHS | H01301128 |  | 206 | 3 | SH |  | SOLE |  | 3 | 0 | 0 |
| ALICO INC | COM | 016230104 |  | 140236 | 5875 | SH |  | SOLE |  | 0 | 5875 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 524086 | 5940 | SH |  | SOLE |  | 5940 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 321203 | 3620 | SH |  | SOLE |  | 3620 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 77280 | 920 | SH |  | SOLE |  | 920 | 0 | 0 |
| AMCOR PLC | ORD | G0250X107 |  | 3014171 | 253079 | SH |  | SOLE |  | 253079 | 0 | 0 |
| AMERICAN CENTY ETF TR | AVANTIS EMGMKT | 025072604 |  | 78803 | 1562 | SH |  | SOLE |  | 1562 | 0 | 0 |
| AMERICAN CENTY ETF TR | INTL EQT ETF | 025072703 |  | 442434 | 8318 | SH |  | SOLE |  | 8318 | 0 | 0 |
| AMERICAN CENTY ETF TR | INTL SMCP VLU | 025072802 |  | 7884331 | 142445 | SH |  | SOLE |  | 142439 | 0 | 6 |
| AMERICAN CENTY ETF TR | US SML CP VALU | 025072877 |  | 21740826 | 291784 | SH |  | SOLE |  | 290757 | 0 | 1027 |
| AMERICAN ELEC PWR CO INC | COM | 025537101 |  | 18990 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| AMGEN INC | COM | 031162100 |  | 68549 | 261 | SH |  | SOLE |  | 261 | 0 | 0 |
| AMREP CORP | COM | 032159105 |  | 143936 | 12462 | SH |  | SOLE |  | 0 | 12462 | 0 |
| API GROUP CORP | COM STK | 00187Y100 |  | 56430 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 1639197 | 12616 | SH |  | SOLE |  | 12616 | 0 | 0 |
| APPLIED MATLS INC | COM | 038222105 |  | 52585 | 540 | SH |  | SOLE |  | 540 | 0 | 0 |
| ARCA BIOPHARMA INC | COM | 00211Y506 |  | 41044 | 17318 | SH |  | SOLE |  | 0 | 17318 | 0 |
| ARK ETF TR | GENOMIC REV ETF | 00214Q302 |  | 3388 | 120 | SH |  | SOLE |  | 120 | 0 | 0 |
| ASA GOLD AND PRECIOUS MTLS L | SHS | G3156P103 |  | 284998 | 19916 | SH |  | SOLE |  | 0 | 19916 | 0 |
| ASTRONOVA INC | COM | 04638F108 |  | 242657 | 18928 | SH |  | SOLE |  | 0 | 18928 | 0 |
| ASTROTECH CORP | COM | 046484309 |  | 93786 | 9388 | SH |  | SOLE |  | 0 | 9388 | 0 |
| BANK AMERICA CORP | COM | 060505104 |  | 7286 | 220 | SH |  | SOLE |  | 220 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 816732 | 2644 | SH |  | SOLE |  | 2644 | 0 | 0 |
| BIGLARI HLDGS INC | COM STK CL B | 08986R309 |  | 416400 | 3000 | SH |  | SOLE |  | 0 | 3000 | 0 |
| BLACK DIAMOND THERAPEUTICS I | COM | 09203E105 |  | 61920 | 34400 | SH |  | SOLE |  | 0 | 34400 | 0 |
| BLACKROCK MUNIHOLDINGS FD IN | COM | 09253N104 |  | 66794 | 5502 | SH |  | SOLE |  | 5502 | 0 | 0 |
| BOEING CO | COM | 097023105 |  | 39622 | 208 | SH |  | SOLE |  | 208 | 0 | 0 |
| BOLT BIOTHERAPEUTICS INC | COM | 097702104 |  | 127186 | 97835 | SH |  | SOLE |  | 0 | 97835 | 0 |
| BOOKING HOLDINGS INC | COM | 09857L108 |  | 191452 | 95 | SH |  | SOLE |  | 95 | 0 | 0 |
| BRIGHTHOUSE FINL INC | COM | 10922N103 |  | 923 | 18 | SH |  | SOLE |  | 18 | 0 | 0 |
| BURLINGTON STORES INC | COM | 122017106 |  | 257505 | 1270 | SH |  | SOLE |  | 1270 | 0 | 0 |
| CABALETTA BIO INC | COM | 12674W109 |  | 125236 | 13539 | SH |  | SOLE |  | 0 | 13539 | 0 |
| CARRIER GLOBAL CORPORATION | COM | 14448C104 |  | 1526 | 37 | SH |  | SOLE |  | 37 | 0 | 0 |
| CATERPILLAR INC | COM | 149123101 |  | 71868 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| CATO CORP NEW | CL A | 149205106 |  | 141807 | 15199 | SH |  | SOLE |  | 0 | 15199 | 0 |
| CHARLES RIV LABS INTL INC | COM | 159864107 |  | 108296 | 497 | SH |  | SOLE |  | 497 | 0 | 0 |
| CHINOOK THERAPEUTICS INC | COM | 16961L106 |  | 576400 | 22000 | SH |  | SOLE |  | 22000 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 38112 | 800 | SH |  | SOLE |  | 800 | 0 | 0 |
| CKX LDS INC | COM | 12562N104 |  | 91938 | 9240 | SH |  | SOLE |  | 0 | 9240 | 0 |
| COCA COLA CO | COM | 191216100 |  | 64628 | 1016 | SH |  | SOLE |  | 1016 | 0 | 0 |
| COINBASE GLOBAL INC | COM CL A | 19260Q107 |  | 71 | 2 | SH |  | SOLE |  | 2 | 0 | 0 |
| COOPER COS INC | COM NEW | 216648402 |  | 79361 | 240 | SH |  | SOLE |  | 240 | 0 | 0 |
| CVS HEALTH CORP | COM | 126650100 |  | 31219 | 335 | SH |  | SOLE |  | 335 | 0 | 0 |
| DAKTRONICS INC | COM | 234264109 |  | 148868 | 52790 | SH |  | SOLE |  | 800 | 51990 | 0 |
| DANAHER CORPORATION | COM | 235851102 |  | 92366 | 348 | SH |  | SOLE |  | 348 | 0 | 0 |
| DECIBEL THERAPEUTICS INC | COM | 24343R106 |  | 40555 | 19783 | SH |  | SOLE |  | 0 | 19783 | 0 |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 25434V203 |  | 21149811 | 844641 | SH |  | SOLE |  | 840217 | 0 | 4424 |
| DISNEY WALT CO | COM | 254687106 |  | 30408 | 350 | SH |  | SOLE |  | 350 | 0 | 0 |
| ECOLAB INC | COM | 278865100 |  | 36390 | 250 | SH |  | SOLE |  | 250 | 0 | 0 |
| ETF MANAGERS TR | ETFMG ALTR HRVST | 26924G508 |  | 290 | 68 | SH |  | SOLE |  | 68 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 135448 | 1228 | SH |  | SOLE |  | 1228 | 0 | 0 |
| FIDELITY COVINGTON TRUST | MSCI RL EST ETF | 316092857 |  | 6532 | 263 | SH |  | SOLE |  | 263 | 0 | 0 |
| FIRST TR DOW JONES SELECT MI | COM SHS ANNUAL | 33718M105 |  | 4868772 | 87734 | SH |  | SOLE |  | 87730 | 0 | 4 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 |  | 46418 | 2763 | SH |  | SOLE |  | 2763 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | NASDQ SEMCNDTR | 33738R811 |  | 6743 | 127 | SH |  | SOLE |  | 127 | 0 | 0 |
| FRANKLIN STR PPTYS CORP | COM | 35471R106 |  | 140890 | 51608 | SH |  | SOLE |  | 0 | 51608 | 0 |
| FS KKR CAP CORP | COM | 302635206 |  | 18078 | 1033 | SH |  | SOLE |  | 1033 | 0 | 0 |
| FUEL TECH INC | COM | 359523107 |  | 160120 | 126079 | SH |  | SOLE |  | 0 | 126079 | 0 |
| GAIA INC NEW | CL A | 36269P104 |  | 199515 | 83830 | SH |  | SOLE |  | 0 | 83830 | 0 |
| GENCOR INDS INC | COM | 368678108 |  | 150268 | 14878 | SH |  | SOLE |  | 0 | 14878 | 0 |
| GENERAL MLS INC | COM | 370334104 |  | 21298 | 254 | SH |  | SOLE |  | 254 | 0 | 0 |
| GENUINE PARTS CO | COM | 372460105 |  | 17351 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| GEOSPACE TECHNOLOGIES CORP | COM | 37364X109 |  | 198353 | 47003 | SH |  | SOLE |  | 0 | 47003 | 0 |
| GLOBAL X FDS | DATA CTR REITS | 37954Y236 |  | 3178 | 255 | SH |  | SOLE |  | 255 | 0 | 0 |
| GOLDEN FALCON ACQUISITION CO | CL A | 38102H109 |  | 233083 | 23320 | SH |  | SOLE |  | 0 | 23320 | 0 |
| GULF IS FABRICATION INC | COM | 402307102 |  | 323965 | 63151 | SH |  | SOLE |  | 0 | 63151 | 0 |
| HANESBRANDS INC | COM | 410345102 |  | 2544 | 400 | SH |  | SOLE |  | 400 | 0 | 0 |
| HEARTLAND FINL USA INC | COM | 42234Q102 |  | 68951 | 1479 | SH |  | SOLE |  | 1479 | 0 | 0 |
| HERSHEY CO | COM | 427866108 |  | 926280 | 4000 | SH |  | SOLE |  | 4000 | 0 | 0 |
| HONEYWELL INTL INC | COM | 438516106 |  | 122151 | 570 | SH |  | SOLE |  | 570 | 0 | 0 |
| HURCO CO | COM | 447324104 |  | 264462 | 10121 | SH |  | SOLE |  | 0 | 10121 | 0 |
| ICOSAVAX INC | COM | 45114M109 |  | 236795 | 29823 | SH |  | SOLE |  | 0 | 29823 | 0 |
| IMARA INC | COM | 45249V107 |  | 154377 | 37745 | SH |  | SOLE |  | 0 | 37745 | 0 |
| INFLARX NV | COM | N44821101 |  | 90539 | 29206 | SH |  | SOLE |  | 0 | 29206 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 206545 | 1466 | SH |  | SOLE |  | 1466 | 0 | 0 |
| INVENTRUST PPTYS CORP | COM NEW | 46124J201 |  | 81306 | 3435 | SH |  | SOLE |  | 3435 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | S GBL WATER | 46138E263 |  | 139 | 3 | SH |  | SOLE |  | 3 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1500 | 46137V597 |  | 1759777 | 11109 | SH |  | SOLE |  | 11109 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 29239 | 207 | SH |  | SOLE |  | 207 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S PUR GWT | 46137V266 |  | 25572968 | 168676 | SH |  | SOLE |  | 168676 | 0 | 0 |
| ISHARES INC | MSCI MEXICO ETF | 464286822 |  | 2279 | 46 | SH |  | SOLE |  | 46 | 0 | 0 |
| ISHARES TR | ASIA 50 ETF | 464288430 |  | 9318 | 164 | SH |  | SOLE |  | 164 | 0 | 0 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 489343 | 2023 | SH |  | SOLE |  | 2023 | 0 | 0 |
| ISHARES TR | CORE S ETF | 464287200 |  | 69542 | 181 | SH |  | SOLE |  | 181 | 0 | 0 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 |  | 20243 | 192 | SH |  | SOLE |  | 192 | 0 | 0 |
| ISHARES TR | JPMORGAN USD EMG | 464288281 |  | 47286 | 559 | SH |  | SOLE |  | 559 | 0 | 0 |
| ISHARES TR | MICRO-CAP ETF | 464288869 |  | 45289 | 420 | SH |  | SOLE |  | 420 | 0 | 0 |
| ISHARES TR | MSCI ACWI EX US | 464288240 |  | 3185 | 70 | SH |  | SOLE |  | 70 | 0 | 0 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 2809720 | 42805 | SH |  | SOLE |  | 42805 | 0 | 0 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 1531653 | 40413 | SH |  | SOLE |  | 40413 | 0 | 0 |
| ISHARES TR | MSCI INDIA ETF | 46429B598 |  | 4458 | 107 | SH |  | SOLE |  | 107 | 0 | 0 |
| ISHARES TR | MSCI INDIA SM CP | 46429B614 |  | 3935 | 76 | SH |  | SOLE |  | 76 | 0 | 0 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 89059 | 844 | SH |  | SOLE |  | 844 | 0 | 0 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 28559792 | 133307 | SH |  | SOLE |  | 133307 | 0 | 0 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 7784649 | 51333 | SH |  | SOLE |  | 51333 | 0 | 0 |
| ISHARES TR | RUS 2000 VAL ETF | 464287630 |  | 44929 | 324 | SH |  | SOLE |  | 324 | 0 | 0 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 3068773 | 45497 | SH |  | SOLE |  | 45497 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 4719053 | 27065 | SH |  | SOLE |  | 27065 | 0 | 0 |
| ISHARES TR | RUSSELL 3000 ETF | 464287689 |  | 17434 | 79 | SH |  | SOLE |  | 79 | 0 | 0 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 1153057 | 9561 | SH |  | SOLE |  | 9561 | 0 | 0 |
| ISHARES TR | SHORT TREAS BD | 464288679 |  | 7255 | 66 | SH |  | SOLE |  | 66 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 459290 | 2600 | SH |  | SOLE |  | 2600 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 53640 | 400 | SH |  | SOLE |  | 400 | 0 | 0 |
| KEYCORP | COM | 493267108 |  | 1742 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| KIMBERLY-CLARK CORP | COM | 494368103 |  | 57422 | 423 | SH |  | SOLE |  | 423 | 0 | 0 |
| KIMCO RLTY CORP | COM | 49446R109 |  | 8472 | 400 | SH |  | SOLE |  | 400 | 0 | 0 |
| KKR INCOME OPPORTUNITIES FD | COM | 48249T106 |  | 11796 | 1071 | SH |  | SOLE |  | 1071 | 0 | 0 |
| KRONOS BIO INC | COM | 50107A104 |  | 78662 | 48557 | SH |  | SOLE |  | 0 | 48557 | 0 |
| KYNDRYL HLDGS INC | COMMON STOCK | 50155Q100 |  | 2346 | 211 | SH |  | SOLE |  | 211 | 0 | 0 |
| LAKELAND INDS INC | COM | 511795106 |  | 156302 | 11752 | SH |  | SOLE |  | 0 | 11752 | 0 |
| LATCH INC | COM | 51818V106 |  | 107490 | 151415 | SH |  | SOLE |  | 0 | 151415 | 0 |
| LIMONEIRA CO | COM | 532746104 |  | 134237 | 10994 | SH |  | SOLE |  | 0 | 10994 | 0 |
| LOWES COS INC | COM | 548661107 |  | 307029 | 1541 | SH |  | SOLE |  | 1541 | 0 | 0 |
| LUMOS PHARMA INC | COM | 55028X109 |  | 75882 | 21020 | SH |  | SOLE |  | 0 | 21020 | 0 |
| MASCO CORP | COM | 574599106 |  | 373 | 8 | SH |  | SOLE |  | 8 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 |  | 79059 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| MCKESSON CORP | COM | 58155Q103 |  | 19506 | 52 | SH |  | SOLE |  | 52 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 142242 | 1182 | SH |  | SOLE |  | 1182 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 698835 | 2914 | SH |  | SOLE |  | 2914 | 0 | 0 |
| MILLER INDS INC TENN | COM NEW | 600551204 |  | 190832 | 7158 | SH |  | SOLE |  | 0 | 7158 | 0 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 33325 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| MOTOROLA SOLUTIONS INC | COM NEW | 620076307 |  | 105661 | 410 | SH |  | SOLE |  | 410 | 0 | 0 |
| NEW YORK CMNTY BANCORP INC | COM | 649445103 |  | 86000 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 3481 | 42 | SH |  | SOLE |  | 42 | 0 | 0 |
| NIKE INC | CL B | 654106103 |  | 9343 | 80 | SH |  | SOLE |  | 80 | 0 | 0 |
| NOVARTIS AG | SPONSORED ADR | 66987V109 |  | 28758 | 317 | SH |  | SOLE |  | 317 | 0 | 0 |
| NUCOR CORP | COM | 670346105 |  | 36643 | 278 | SH |  | SOLE |  | 278 | 0 | 0 |
| NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 |  | 108359 | 9183 | SH |  | SOLE |  | 9183 | 0 | 0 |
| ORACLE CORP | COM | 68389X105 |  | 3597 | 44 | SH |  | SOLE |  | 44 | 0 | 0 |
| OSIRIS ACQUISITION CORP | CL A | 68829A103 |  | 117700 | 11913 | SH |  | SOLE |  | 0 | 11913 | 0 |
| OTIS WORLDWIDE CORP | COM | 68902V107 |  | 1410 | 18 | SH |  | SOLE |  | 18 | 0 | 0 |
| OVERSEAS SHIPHOLDING GROUP I | CL A NEW | 69036R863 |  | 296370 | 102550 | SH |  | SOLE |  | 0 | 102550 | 0 |
| PASSAGE BIO INC | COM | 702712100 |  | 92599 | 67101 | SH |  | SOLE |  | 0 | 67101 | 0 |
| PEPSICO INC | COM | 713448108 |  | 108396 | 600 | SH |  | SOLE |  | 600 | 0 | 0 |
| PRINCIPAL FINANCIAL GROUP IN | COM | 74251V102 |  | 30883 | 368 | SH |  | SOLE |  | 368 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 15156 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| PYXIS ONCOLOGY INC | COMMON STOCK | 747324101 |  | 78875 | 58862 | SH |  | SOLE |  | 0 | 58862 | 0 |
| RAFAEL HLDGS INC | COM CL B | 75062E106 |  | 92109 | 49256 | SH |  | SOLE |  | 0 | 49256 | 0 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 13826 | 137 | SH |  | SOLE |  | 137 | 0 | 0 |
| READING INTL INC | CL A | 755408101 |  | 111764 | 40348 | SH |  | SOLE |  | 0 | 40348 | 0 |
| RESMED INC | COM | 761152107 |  | 130706 | 628 | SH |  | SOLE |  | 628 | 0 | 0 |
| ROSS STORES INC | COM | 778296103 |  | 153793 | 1325 | SH |  | SOLE |  | 1325 | 0 | 0 |
| SAGA COMMUNICATIONS INC | CL A NEW | 786598300 |  | 512804 | 21729 | SH |  | SOLE |  | 0 | 21729 | 0 |
| SATSUMA PHARMACEUTICALS INC | COM | 80405P107 |  | 70696 | 78551 | SH |  | SOLE |  | 0 | 78551 | 0 |
| SAVARA INC | COM | 805111101 |  | 71686 | 46249 | SH |  | SOLE |  | 0 | 46249 | 0 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 |  | 2212246 | 93462 | SH |  | SOLE |  | 93462 | 0 | 0 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 |  | 2176075 | 67559 | SH |  | SOLE |  | 67559 | 0 | 0 |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 |  | 530640 | 11000 | SH |  | SOLE |  | 11000 | 0 | 0 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 |  | 44484 | 993 | SH |  | SOLE |  | 993 | 0 | 0 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 27616533 | 365588 | SH |  | SOLE |  | 364152 | 0 | 1436 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 65237836 | 1174187 | SH |  | SOLE |  | 1172545 | 0 | 1642 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 |  | 1125971 | 17055 | SH |  | SOLE |  | 17055 | 0 | 0 |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 |  | 4016519 | 61218 | SH |  | SOLE |  | 61218 | 0 | 0 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 |  | 6723402 | 165969 | SH |  | SOLE |  | 165969 | 0 | 0 |
| SERA PROGNOSTICS INC | CLASS A COM | 81749D107 |  | 63490 | 50389 | SH |  | SOLE |  | 0 | 50389 | 0 |
| SHAPEWAYS HOLDINGS INC | COMMON STOCK | 81947T102 |  | 94583 | 173929 | SH |  | SOLE |  | 0 | 173929 | 0 |
| SINGULAR GENOMICS SYSTEMS IN | COM | 82933R100 |  | 73363 | 36499 | SH |  | SOLE |  | 0 | 36499 | 0 |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 |  | 6402744 | 194258 | SH |  | SOLE |  | 193154 | 0 | 1104 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 2078889 | 5436 | SH |  | SOLE |  | 5436 | 0 | 0 |
| SPDR S MIDCAP 400 ETF TR | UTSER1 S | 78467Y107 |  | 442790 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| SPDR SER TR | NUVEEN BLMBRG MU | 78468R721 |  | 185491 | 4066 | SH |  | SOLE |  | 4066 | 0 | 0 |
| SPDR SER TR | PRTFLO S GW | 78464A409 |  | 83099 | 1640 | SH |  | SOLE |  | 1640 | 0 | 0 |
| SPDR SER TR | S 600 SMCP VAL | 78464A300 |  | 587674 | 7918 | SH |  | SOLE |  | 7918 | 0 | 0 |
| SPDR SER TR | S KENSHO NEW | 78468R648 |  | 8269843 | 209788 | SH |  | SOLE |  | 208570 | 0 | 1218 |
| SPRUCE BIOSCIENCES INC | COM | 85209E109 |  | 75015 | 68357 | SH |  | SOLE |  | 0 | 68357 | 0 |
| SPS COMM INC | COM | 78463M107 |  | 381180 | 2968 | SH |  | SOLE |  | 2968 | 0 | 0 |
| STAR GROUP L P | UNIT LTD PARTNR | 85512C105 |  | 180750 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| STARBUCKS CORP | COM | 855244109 |  | 200186 | 2018 | SH |  | SOLE |  | 2018 | 0 | 0 |
| TALARIS THERAPEUTICS INC | COM | 87410C104 |  | 80969 | 79381 | SH |  | SOLE |  | 0 | 79381 | 0 |
| TARGET CORP | COM | 87612E106 |  | 208060 | 1396 | SH |  | SOLE |  | 1396 | 0 | 0 |
| TAYLOR DEVICES INC | COM | 877163105 |  | 46884 | 3304 | SH |  | SOLE |  | 0 | 3304 | 0 |
| TESLA INC | COM | 88160R101 |  | 739 | 6 | SH |  | SOLE |  | 6 | 0 | 0 |
| TESSCO TECHNOLOGIES INC | COM | 872386107 |  | 196054 | 40675 | SH |  | SOLE |  | 0 | 40675 | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 110138 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| TOPBUILD CORP | COM | 89055F103 |  | 3130 | 20 | SH |  | SOLE |  | 20 | 0 | 0 |
| TRUECAR INC | COM | 89785L107 |  | 189756 | 75600 | SH |  | SOLE |  | 0 | 75600 | 0 |
| TYLER TECHNOLOGIES INC | COM | 902252105 |  | 169265 | 525 | SH |  | SOLE |  | 525 | 0 | 0 |
| UNIFI INC | COM NEW | 904677200 |  | 214974 | 24968 | SH |  | SOLE |  | 0 | 24968 | 0 |
| UNION PAC CORP | COM | 907818108 |  | 269191 | 1300 | SH |  | SOLE |  | 1300 | 0 | 0 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 4868 | 28 | SH |  | SOLE |  | 28 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 677570 | 1278 | SH |  | SOLE |  | 1278 | 0 | 0 |
| UNITY SOFTWARE INC | CALL | 91332U101 |  | 2865 | 100 | PRN | Call | SOLE |  | 100 | 0 | 0 |
| UNIVERSAL HLTH SVCS INC | CL B | 913903100 |  | 68754 | 488 | SH |  | SOLE |  | 488 | 0 | 0 |
| UNIVERSAL STAINLESS  ALLOY | COM | 913837100 |  | 236474 | 32981 | SH |  | SOLE |  | 0 | 32981 | 0 |
| US BANCORP DEL | COM NEW | 902973304 |  | 123416 | 2830 | SH |  | SOLE |  | 2830 | 0 | 0 |
| VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 |  | 19323 | 260 | SH |  | SOLE |  | 260 | 0 | 0 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 1001902 | 13309 | SH |  | SOLE |  | 13309 | 0 | 0 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 |  | 92821 | 1957 | SH |  | SOLE |  | 1957 | 0 | 0 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 1078976 | 5063 | SH |  | SOLE |  | 5063 | 0 | 0 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 |  | 226112 | 1298 | SH |  | SOLE |  | 1298 | 0 | 0 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 |  | 29618 | 219 | SH |  | SOLE |  | 219 | 0 | 0 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 17160191 | 84197 | SH |  | SOLE |  | 83998 | 0 | 199 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 19691 | 124 | SH |  | SOLE |  | 124 | 0 | 0 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 2224688 | 12121 | SH |  | SOLE |  | 12121 | 0 | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 133259 | 697 | SH |  | SOLE |  | 697 | 0 | 0 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 74958 | 534 | SH |  | SOLE |  | 534 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 |  | 638683 | 12738 | SH |  | SOLE |  | 12738 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 276212 | 7086 | SH |  | SOLE |  | 7086 | 0 | 0 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 |  | 52128 | 1116 | SH |  | SOLE |  | 1116 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000VAL | 92206C714 |  | 148340 | 2228 | SH |  | SOLE |  | 2228 | 0 | 0 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 69313 | 1651 | SH |  | SOLE |  | 1651 | 0 | 0 |
| VERA BRADLEY INC | COM | 92335C106 |  | 494363 | 109131 | SH |  | SOLE |  | 0 | 109131 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 2246 | 57 | SH |  | SOLE |  | 57 | 0 | 0 |
| VICTORY PORTFOLIOS II | VCTRYSHS USAA CR | 92647N535 |  | 27449595 | 564342 | SH |  | SOLE |  | 562635 | 0 | 1707 |
| VISA INC | COM CL A | 92826C839 |  | 331793 | 1597 | SH |  | SOLE |  | 1597 | 0 | 0 |
| VONTIER CORPORATION | COM | 928881101 |  | 445 | 23 | SH |  | SOLE |  | 23 | 0 | 0 |
| WALGREENS BOOTS ALLIANCE INC | COM | 931427108 |  | 7472 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| WESTWOOD HLDGS GROUP INC | COM | 961765104 |  | 287828 | 25852 | SH |  | SOLE |  | 0 | 25852 | 0 |
| WINMARK CORP | COM | 974250102 |  | 147158 | 624 | SH |  | SOLE |  | 624 | 0 | 0 |
| XCEL ENERGY INC | COM | 98389B100 |  | 102501 | 1462 | SH |  | SOLE |  | 1462 | 0 | 0 |
| YUM BRANDS INC | COM | 988498101 |  | 30739 | 240 | SH |  | SOLE |  | 240 | 0 | 0 |
| YUM CHINA HLDGS INC | COM | 98850P109 |  | 13116 | 240 | SH |  | SOLE |  | 240 | 0 | 0 |

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