# EDGAR Filing Document

**Accession Number:** 0001826150
**File Stem:** 0001826150-26-000005
**Filing Date:** 2026-3
**Character Count:** 2645
**Document Hash:** 14d85a881d9079f758d75a12d7cdf01c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001826150-26-000005.hdr.sgml**: 20260302

**ACCESSION NUMBER**: 0001826150-26-000005

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20260302

**DATE AS OF CHANGE**: 20260302

**EFFECTIVENESS DATE**: 20260302

**PERIOD START**: 20241001

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CAPCONNECT EMARKETS, LLC
- **CENTRAL INDEX KEY:** 0001826150

**ORGANIZATION NAME:**
- **EIN:** 852208988
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-70596
- **FILM NUMBER:** 26707000

**BUSINESS ADDRESS:**
- **STREET 1:** 340 NORTH WESTLAKE BLVD.,
- **STREET 2:** SUITE 160
- **CITY:** WESTLAKE VILLAGE
- **STATE:** CA
- **ZIP:** 91362
- **BUSINESS PHONE:** (818) 657-0288

**MAIL ADDRESS:**
- **STREET 1:** 340 NORTH WESTLAKE BLVD.,
- **STREET 2:** SUITE 160
- **CITY:** WESTLAKE VILLAGE
- **STATE:** CA
- **ZIP:** 91362

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CAPCONNECT EMARKETS, LLC
- **DATE OF NAME CHANGE:** 20260220

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CAPCONNECT+ EMARKETS, LLC
- **DATE OF NAME CHANGE:** 20200924

### Attached PDF Documents

**Attachment 1:** `CapconnectSECAuditFINAL_1.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001826150

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 10-01-2024

**Report Period End Date:** 09-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** CAPCONNECT EMARKETS, LLC

**Business Address:** 340 NORTH WESTLAKE BLVD.,, SUITE 160, WESTLAKE VILLAGE, CA, 91362

**Contact Person:** Brian Sweeney

**Contact Phone:** 8134200555

### Independent Public Accountant Identification

**Accountant Name:** Brian W. Anson

**Accountant Address:** 18455 Burbank Blvd., Tarzana, CA, 91356

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Brian Sweeney**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **CAPCONNECT EMARKETS, LLC**, as of **09-30-2025**, are true and correct.

**Signature:** Brian Sweeney

**Title:** Chief Compliance Officer