# EDGAR Filing Document

**Accession Number:** 0001858681
**File Stem:** 0001567619-23-003005
**Filing Date:** 2023-2
**Character Count:** 8073
**Document Hash:** 8a59d08c46a51a15cd887d45460de5de
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001567619-23-003005.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001567619-23-003005

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230210

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Belardi James Richard
- **CENTRAL INDEX KEY:** 0001689315

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41197
- **FILM NUMBER:** 23633174

**MAIL ADDRESS:**
- **STREET 1:** C/O ATHENE HOLDING LTD.
- **STREET 2:** WASHINGTON HOUSE, 16 CHURCH STREET
- **CITY:** HAMILTON
- **STATE:** D0
- **ZIP:** HM 11

**FORMER NAME:**
- **FORMER CONFORMED NAME:** Berlardi James Richard
- **DATE OF NAME CHANGE:** 20161104
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Apollo Global Management, Inc.
- **CENTRAL INDEX KEY:** 0001858681
- **STANDARD INDUSTRIAL CLASSIFICATION:** INVESTMENT ADVICE [6282]
- **IRS NUMBER:** 863155788
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 9 WEST 57TH STREET, 42ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019
- **BUSINESS PHONE:** 212-515-3200

**MAIL ADDRESS:**
- **STREET 1:** 9 WEST 57TH STREET, 42ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Tango Holdings, Inc.
- **DATE OF NAME CHANGE:** 20210422

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Belardi James Richard<br><sub>(Last) (First) (Middle)</sub><br>C/O APOLLO GLOBAL MANAGEMENT, INC.<br>9 WEST 57TH STREET, 42ND FLOOR<br><sub>(Street)</sub><br>NEW YORK, NY 10019<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-10 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_CEO of Athene Holding Ltd._ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Apollo Global Management, Inc. [ APO ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2023-02-10 |  | A |  | 98626<sup>(1)</sup> | A | $0 | 0<sup>(2)</sup> | D |  |
| Common Stock | 2023-02-10 |  | F |  | 41811<sup>(3)</sup> | D | $70.66 | 236937<sup>(2)(4)(5)</sup> | I | By James and Leslie Belardi Family Trust |
| Common Stock | 2023-02-10 |  | G |  | 1104966 | D | $0 | 0 | I | By Belardi 2019 GST Non-Exempt Descendants Trust |
| Common Stock | 2023-02-10 |  | G |  | 373219 | D | $0 | 0 | I | By Belardi Family Irrevocable Trust |
| Common Stock | 2023-02-10 |  | G |  | 1478185 | A | $0 | 1478185 | I | JB Athene Investments IV, LLC |
| Common Stock |  |  |  |  |  |  |  | 178481 | I | By Belardi 2020 GRAT |
| Common Stock |  |  |  |  |  |  |  | 1870597 | I | JB Athene Investments, LLC |
| Common Stock |  |  |  |  |  |  |  | 1523410 | I | JB Athene Investments II, LLC |
| Common Stock |  |  |  |  |  |  |  | 640541<sup>(3)</sup> | I | JB Athene Investments III, LLC |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) Represents restricted stock units ("RSUs"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

(2) Reported amounts have been adjusted to reflect the transfer of 515,732 shares and of 98,626 RSUs, previously reported as directly owned by the reporting person, to the James and Leslie Belardi Family Trust, which transfers were exempt from Section 16 pursuant to Rule 16a-13 under the Exchange Act.

(3) Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the reporting person arising in connection with the delivery of shares pursuant to an equity plan administered by Apollo Global Management, Inc.

(4) Reported amounts have been adjusted to reflect the transfer of 640,541 shares, previously reported as owned by James and Leslie Belardi Family Trust, to JB Athene Investments III, LLC, which transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Exchange Act.

(5) Reported amount includes 184,159 RSUs. RSUs represent the contingent right to receive shares of Apollo Global Management, Inc. pursuant to an equity plan administered by Apollo Global Management, Inc.

**Signature:** /s/ Jessica L. Lomm, as Attorney-in-Fact  
**Date:** 2023-02-14

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**