# EDGAR Filing Document

**Accession Number:** 0001329377
**File Stem:** 0000940400-26-006884
**Filing Date:** 2026-2
**Character Count:** 53550
**Document Hash:** cb447fcac6a001b6503cb36d2bdcaa4e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-006884.hdr.sgml**: 20260223

**ACCESSION NUMBER**: 0000940400-26-006884

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260223

**DATE AS OF CHANGE**: 20260223

**PERIOD START**: 20251231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED FUND
- **CENTRAL INDEX KEY:** 0001329377

**ORGANIZATION NAME:**
- **EIN:** 000000000

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-21774
- **FILM NUMBER:** 26663154

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Series and Classes Contracts Data

### First Trust Dow Jones Select MicroCap Index Fund (Series ID: S000010772)

| Class ID   | Class Name                                       | Ticker Symbol   |
|:---|:---|:---|
| C000029773 | First Trust Dow Jones Select MicroCap Index Fund | FDM             |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** First Trust Exchange-Traded Fund

- **b. Investment Company Act file number:** 811-21774

- **c. CIK number of Registrant:** 0001329377

- **d. LEI of Registrant:** 549300MZB4XDLRWOC672

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 East Liberty Drive

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** First Trust Dow Jones Select MicroCap Index Fund

- **b. EDGAR series identifier (if any):** S000010772

- **c. LEI of Series:** 549300J0OKGDPF2LO339

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-12-31

- **b. Date as of which information is reported:** 2025-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $217486804.24

**Total Liabilities:** $2324960.69

**Net Assets:** $215161843.55

**Cash Not Reported:** $10362.96

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000029773 | -2.25%               | 5.65%                | 2.46%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $932999.18               | $-5576817.21                               |
| Month 2  | $-27141.74               | $10789839.87                               |
| Month 3  | $665482.93               | $4248202.97                                |

### Schedule of Portfolio Investments

| Name                               | Title                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| RE/MAX Holdings Inc                | RE/MAX Holdings Inc                        | CUSIP: 75524W108<br>LEI: 54930033W2KS56JHAN30 | Long             | EC               | CORP              | US        |     63406 | NS      | $481251.54    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Carriage Services Inc              | Carriage Services Inc                      | CUSIP: 143905107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     49777 | NS      | $2105567.10   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| NWPX Infrastructure Inc            | NWPX Infrastructure Inc                    | CUSIP: 667746101<br>LEI: 54930056VW2CRCZ9RE54 | Long             | EC               | CORP              | US        |     30381 | NS      | $1898508.69   | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Espey Mfg. & Electronics Corp      | Espey Mfg. & Electronics Corp              | CUSIP: 296650104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6866 | NS      | $323594.58    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| C&F Financial Corp                 | C&F Financial Corp                         | CUSIP: 12466Q104<br>LEI: 549300VFPAZLNS1R0361 | Long             | EC               | CORP              | US        |      9622 | NS      | $698460.98    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Riley Exploration Permian Inc      | Riley Exploration Permian Inc              | CUSIP: 76665T102<br>LEI: 5493008CUBI02XP43Q95 | Long             | EC               | CORP              | US        |     31949 | NS      | $843453.60    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Flowco Holdings Inc                | Flowco Holdings Inc                        | CUSIP: 342909108<br>LEI: 529900837MXVPIR9FZ68 | Long             | EC               | CORP              | US        |     69697 | NS      | $1306121.78   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Bridgewater Bancshares Inc         | Bridgewater Bancshares Inc                 | CUSIP: 108621103<br>LEI: 5493001FLSBTVILKXZ71 | Long             | EC               | CORP              | US        |     68894 | NS      | $1207711.82   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Natural Gas Services Group Inc     | Natural Gas Services Group Inc             | CUSIP: 63886Q109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     34570 | NS      | $1163280.50   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Plymouth Industrial REIT Inc       | Plymouth Industrial REIT Inc               | CUSIP: 729640102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    140845 | NS      | $3081688.60   | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Great Southern Bancorp Inc         | Great Southern Bancorp Inc                 | CUSIP: 390905107<br>LEI: 5493000ZL7DLNMN1AB26 | Long             | EC               | CORP              | US        |     26176 | NS      | $1611394.56   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Oil-Dri Corp of America            | Oil-Dri Corp of America                    | CUSIP: 677864100<br>LEI: 549300RSG5KPUH16WH66 | Long             | EC               | CORP              | US        |     32793 | NS      | $1604889.42   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Pro-Dex Inc                        | Pro-Dex Inc                                | CUSIP: 74265M205<br>LEI: 529900EB2AJA079NT411 | Long             | EC               | CORP              | US        |      5775 | NS      | $222222.00    | 0.10%             |  |  |  | No            |                  1 | On Loan: —       |
| Capital Bancorp Inc                | Capital Bancorp Inc                        | CUSIP: 139737100<br>LEI: 549300LQKYGWQ7VP0C75 | Long             | EC               | CORP              | US        |     36039 | NS      | $1015218.63   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Northrim BanCorp Inc               | Northrim BanCorp Inc                       | CUSIP: 666762109<br>LEI: 5493006X7RLLTZ3SG075 | Long             | EC               | CORP              | US        |     69839 | NS      | $1858415.79   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| VAALCO Energy Inc                  | VAALCO Energy Inc                          | CUSIP: 91851C201<br>LEI: 549300CFHFVIWB8M6T24 | Long             | EC               | CORP              | US        |    329604 | NS      | $1199758.56   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| United Fire Group Inc              | United Fire Group Inc                      | CUSIP: 910340108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     69368 | NS      | $2521526.80   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| South Plains Financial Inc         | South Plains Financial Inc                 | CUSIP: 83946P107<br>LEI: 549300SNEBP48642N493 | Long             | EC               | CORP              | US        |     38525 | NS      | $1494770.00   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Orange County Bancorp Inc          | Orange County Bancorp Inc                  | CUSIP: 68417L107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     32962 | NS      | $941065.10    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Standard Motor Products Inc        | Standard Motor Products Inc                | CUSIP: 853666105<br>LEI: THGK1EO5B5HK0JHQVZ90 | Long             | EC               | CORP              | US        |     66071 | NS      | $2434716.35   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Epsilon Energy Ltd                 | Epsilon Energy Ltd                         | CUSIP: 294375209<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     60694 | NS      | $281620.16    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| First Business Financial Servi     | First Business Financial Services Inc      | CUSIP: 319390100<br>LEI: 549300BXKLW2T50TKU95 | Long             | EC               | CORP              | US        |     26316 | NS      | $1428958.80   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| NewtekOne Inc                      | NewtekOne Inc                              | CUSIP: 652526203<br>LEI: 549300YLU78IA8GKJ688 | Long             | EC               | CORP              | US        |     85845 | NS      | $974340.75    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Northpointe Bancshares Inc         | Northpointe Bancshares Inc                 | CUSIP: 66661N886<br>LEI: 549300EYMKMD4WKEKP72 | Long             | EC               | CORP              | US        |     32593 | NS      | $546910.54    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Riverview Bancorp Inc              | Riverview Bancorp Inc                      | CUSIP: 769397100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     65600 | NS      | $329312.00    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Shore Bancshares Inc               | Shore Bancshares Inc                       | CUSIP: 825107105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     97223 | NS      | $1718902.64   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Horizon Bancorp Inc/IN             | Horizon Bancorp Inc/IN                     | CUSIP: 440407104<br>LEI: 549300U2OQ2EIT5MXG39 | Long             | EC               | CORP              | US        |    161919 | NS      | $2746146.24   | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Sun Country Airlines Holdings      | Sun Country Airlines Holdings Inc          | CUSIP: 866683105<br>LEI: 549300MOHOJN9GH0NJ48 | Long             | EC               | CORP              | US        |    166654 | NS      | $2398151.06   | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Regional Management Corp           | Regional Management Corp                   | CUSIP: 75902K106<br>LEI: 549300S5O87W87JW4146 | Long             | EC               | CORP              | US        |     27943 | NS      | $1082791.25   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Strattec Security Corp             | Strattec Security Corp                     | CUSIP: 863111100<br>LEI: 549300Z394OP8S8TSR40 | Long             | EC               | CORP              | US        |     13231 | NS      | $1007408.34   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Kingstone Cos Inc                  | Kingstone Cos Inc                          | CUSIP: 496719105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     37121 | NS      | $624746.43    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Civista Bancshares Inc             | Civista Bancshares Inc                     | CUSIP: 178867107<br>LEI: 5493001LX61Z2UVYSC48 | Long             | EC               | CORP              | US        |     65590 | NS      | $1457409.80   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| CNB Financial Corp/PA              | CNB Financial Corp/PA                      | CUSIP: 126128107<br>LEI: 254900RUYUOKD91VNX69 | Long             | EC               | CORP              | US        |     92393 | NS      | $2417924.81   | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Northfield Bancorp Inc             | Northfield Bancorp Inc                     | CUSIP: 66611T108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    114971 | NS      | $1314118.53   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| LSI Industries Inc                 | LSI Industries Inc                         | CUSIP: 50216C108<br>LEI: 529900HY42OANH6BVT33 | Long             | EC               | CORP              | US        |     98298 | NS      | $1800819.36   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Flotek Industries Inc              | Flotek Industries Inc                      | CUSIP: 343389409<br>LEI: 549300TF60OEK4FPPC44 | Long             | EC               | CORP              | US        |     43495 | NS      | $749418.85    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Nathan's Famous Inc                | Nathan's Famous Inc                        | CUSIP: 632347100<br>LEI: 54930034SKNSF1JIE673 | Long             | EC               | CORP              | US        |      8275 | NS      | $774291.75    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Community West Bancshares          | Community West Bancshares                  | CUSIP: 203937107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     53904 | NS      | $1212840.00   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Hovnanian Enterprises Inc          | Hovnanian Enterprises Inc                  | CUSIP: 442487401<br>LEI: 549300805N4EF0ROBT53 | Long             | EC               | CORP              | US        |     14602 | NS      | $1424279.08   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| John B Sanfilippo & Son Inc        | John B Sanfilippo & Son Inc                | CUSIP: 800422107<br>LEI: 5299007IBEYVXKYDUX28 | Long             | EC               | CORP              | US        |     28601 | NS      | $2019230.60   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Finance Of America Cos Inc         | Finance Of America Cos Inc                 | CUSIP: 31738L206<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11974 | NS      | $289890.54    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| NerdWallet Inc                     | NerdWallet Inc                             | CUSIP: 64082B102<br>LEI: 254900FJ2Y4SH71DJ379 | Long             | EC               | CORP              | US        |    108954 | NS      | $1476326.70   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Mistras Group Inc                  | Mistras Group Inc                          | CUSIP: 60649T107<br>LEI: 5493000CMNXVLND3FU73 | Long             | EC               | CORP              | US        |     56850 | NS      | $719152.50    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Douglas Dynamics Inc               | Douglas Dynamics Inc                       | CUSIP: 25960R105<br>LEI: 529900CDFLKNQ0QT6580 | Long             | EC               | CORP              | US        |     72842 | NS      | $2378291.30   | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Southern Missouri Bancorp Inc      | Southern Missouri Bancorp Inc              | CUSIP: 843380106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     29748 | NS      | $1758701.76   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Ameresco Inc                       | Ameresco Inc                               | CUSIP: 02361E108<br>LEI: 529900NZXZGBCBXYY327 | Long             | EC               | CORP              | US        |     96807 | NS      | $2835477.03   | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Orion SA                           | Orion SA                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    177514 | NS      | $937273.92    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| M-Tron Industries Inc              | M-Tron Industries Inc                      | CUSIP: 55380K109<br>LEI: 529900ECYL9SLLCSE931 | Long             | EC               | CORP              | US        |      8244 | NS      | $438745.68    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Capital City Bank Group Inc        | Capital City Bank Group Inc                | CUSIP: 139674105<br>LEI: 254900NVLVUJQZKTQE82 | Long             | EC               | CORP              | US        |     43710 | NS      | $1860734.70   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Diamond Hill Investment Group      | Diamond Hill Investment Group Inc          | CUSIP: 25264R207<br>LEI: 549300AQ6779A0B7VZ57 | Long             | EC               | CORP              | US        |      7953 | NS      | $1348033.50   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| ChoiceOne Financial Services I     | ChoiceOne Financial Services Inc           | CUSIP: 170386106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     43697 | NS      | $1289935.44   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Koppers Holdings Inc               | Koppers Holdings Inc                       | CUSIP: 50060P106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     62008 | NS      | $1679176.64   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Stoke Therapeutics Inc             | Stoke Therapeutics Inc                     | CUSIP: 86150R107<br>LEI: 549300RD25SS2DIJHJ67 | Long             | EC               | CORP              | US        |    162514 | NS      | $5158194.36   | 2.40%             |  |  |  | No            |                  1 | On Loan: No      |
| NB Bancorp Inc                     | NB Bancorp Inc                             | CUSIP: 63945M107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    123531 | NS      | $2448384.42   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Smith & Wesson Brands Inc          | Smith & Wesson Brands Inc                  | CUSIP: 831754106<br>LEI: 5493004PFHUPOR1PWN79 | Long             | EC               | CORP              | US        |    140184 | NS      | $1383616.08   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Orrstown Financial Services In     | Orrstown Financial Services Inc            | CUSIP: 687380105<br>LEI: 5493008IR3FINUFGVM95 | Long             | EC               | CORP              | US        |     61645 | NS      | $2183465.90   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| National Presto Industries Inc     | National Presto Industries Inc             | CUSIP: 637215104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     16732 | NS      | $1786308.32   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Camden National Corp               | Camden National Corp                       | CUSIP: 133034108<br>LEI: 549300ZVEDL2L8UW4F28 | Long             | EC               | CORP              | US        |     53498 | NS      | $2320743.24   | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Viemed Healthcare Inc              | Viemed Healthcare Inc                      | CUSIP: 92663R105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    104566 | NS      | $776925.38    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Eastman Kodak Co                   | Eastman Kodak Co                           | CUSIP: 277461406<br>LEI: 549300P7J8F3SSMY3E81 | Long             | EC               | CORP              | US        |    222476 | NS      | $1882146.96   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Onity Group Inc                    | Onity Group Inc                            | CUSIP: 675746606<br>LEI: 549300DDD1YQ8EIAT278 | Long             | EC               | CORP              | US        |     20128 | NS      | $921661.12    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Third Coast Bancshares Inc         | Third Coast Bancshares Inc                 | CUSIP: 88422P109<br>LEI: 254900LW0YOTBYSQCK19 | Long             | EC               | CORP              | US        |     39972 | NS      | $1519335.72   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Nature's Sunshine Products Inc     | Nature's Sunshine Products Inc             | CUSIP: 639027101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     44803 | NS      | $966848.74    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Movado Group Inc                   | Movado Group Inc                           | CUSIP: 624580106<br>LEI: 549300WCGCGPWGHVXM59 | Long             | EC               | CORP              | US        |     49577 | NS      | $1022277.74   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| RCM Technologies Inc               | RCM Technologies Inc                       | CUSIP: 749360400<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     15229 | NS      | $311356.91    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Dreyfus Government Cash Management | Dreyfus Government Cash Management         | CUSIP: 262006208<br>LEI: 5493000Q69I5Q3QZIA91 | Long             | STIV             | RF                | US        |    260737 | NS      | $260736.75    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Investors Title Co                 | Investors Title Co                         | CUSIP: 461804106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4954 | NS      | $1236716.56   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Manitowoc Co Inc/The               | Manitowoc Co Inc/The                       | CUSIP: 563571405<br>LEI: 2RTSLGQ89VMY18RHX631 | Long             | EC               | CORP              | US        |    112139 | NS      | $1344546.61   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Central Garden & Pet Co            | Central Garden & Pet Co                    | CUSIP: 153527106<br>LEI: 5493004DVZLD37DJ0H83 | Long             | EC               | CORP              | US        |     25627 | NS      | $823908.05    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Insteel Industries Inc             | Insteel Industries Inc                     | CUSIP: 45774W108<br>LEI: 52990026LKY4MOX3L174 | Long             | EC               | CORP              | US        |     61382 | NS      | $1943967.94   | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Spok Holdings Inc                  | Spok Holdings Inc                          | CUSIP: 84863T106<br>LEI: 549300HXXANIVN2ICC89 | Long             | EC               | CORP              | US        |     65119 | NS      | $858919.61    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Cass Information Systems Inc       | Cass Information Systems Inc               | CUSIP: 14808P109<br>LEI: 549300G7XPIPR7SJ2F38 | Long             | EC               | CORP              | US        |     36814 | NS      | $1528517.28   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| RBB Bancorp                        | RBB Bancorp                                | CUSIP: 74930B105<br>LEI: 549300A23FBFZNGET525 | Long             | EC               | CORP              | US        |     39342 | NS      | $812018.88    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Heritage Insurance Holdings In     | Heritage Insurance Holdings Inc            | CUSIP: 42727J102<br>LEI: 9845008CCYDD87F66B45 | Long             | EC               | CORP              | US        |     70209 | NS      | $2054315.34   | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Gray Media Inc                     | Gray Media Inc                             | CUSIP: 389375106<br>LEI: 529900TM5726KDN7UU35 | Long             | EC               | CORP              | US        |    262653 | NS      | $1271240.52   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Pangaea Logistics Solutions Lt     | Pangaea Logistics Solutions Ltd            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    106813 | NS      | $734873.44    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Village Super Market Inc           | Village Super Market Inc                   | CUSIP: 927107409<br>LEI: 25490069686XCNNEMQ07 | Long             | EC               | CORP              | US        |     29570 | NS      | $1046630.15   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| PRA Group Inc                      | PRA Group Inc                              | CUSIP: 69354N106<br>LEI: 549300Q5HW3JSSB86K27 | Long             | EC               | CORP              | US        |    123343 | NS      | $2181937.67   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Build-A-Bear Workshop Inc          | Build-A-Bear Workshop Inc                  | CUSIP: 120076104<br>LEI: 529900S9MWZC1UBF3D13 | Long             | EC               | CORP              | US        |     38255 | NS      | $2343883.85   | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Karat Packaging Inc                | Karat Packaging Inc                        | CUSIP: 48563L101<br>LEI: 549300JYUKCQP3P8D632 | Long             | EC               | CORP              | US        |     27324 | NS      | $616702.68    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Consolidated Water Co Ltd          | Consolidated Water Co Ltd                  | CUSIP: 000000000<br>LEI: 5299001BMEW8X9VIJA73 | Long             | EC               | CORP              | KY        |     47343 | NS      | $1670734.47   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Energy Services of America Cor     | Energy Services of America Corp            | CUSIP: 29271Q103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     38954 | NS      | $318254.18    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| America's Car-Mart Inc/TX          | America's Car-Mart Inc/TX                  | CUSIP: 03062T105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     24862 | NS      | $628014.12    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Arhaus Inc                         | Arhaus Inc                                 | CUSIP: 04035M102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    170553 | NS      | $1911899.13   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Amplify Energy Corp                | Amplify Energy Corp                        | CUSIP: 03212B103<br>LEI: J0TW5YQRAZXYN7VEU787 | Long             | EC               | CORP              | US        |    108768 | NS      | $497069.76    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Cricut Inc                         | Cricut Inc                                 | CUSIP: 22658D100<br>LEI: 254900R3DKAJ28MC0Q39 | Long             | EC               | CORP              | US        |    151525 | NS      | $750048.75    | 0.35%             |  |  |  | No            |                  1 | On Loan: —       |
| American Integrity Insurance G     | American Integrity Insurance Group Inc     | CUSIP: 026948109<br>LEI: 529900Y2VOV2LYV4OK68 | Long             | EC               | CORP              | US        |     21662 | NS      | $451219.46    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Rigel Pharmaceuticals Inc          | Rigel Pharmaceuticals Inc                  | CUSIP: 766559702<br>LEI: 529900KPTNUS5J8K9K66 | Long             | EC               | CORP              | US        |     57383 | NS      | $2457713.89   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Home Bancorp Inc                   | Home Bancorp Inc                           | CUSIP: 43689E107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     21778 | NS      | $1258768.40   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| TETRA Technologies Inc             | TETRA Technologies Inc                     | CUSIP: 88162F105<br>LEI: 549300T5W131705EK832 | Long             | EC               | CORP              | US        |    422831 | NS      | $3961926.47   | 1.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Ranger Energy Services Inc         | Ranger Energy Services Inc                 | CUSIP: 75282U104<br>LEI: 549300J7RIVGVAN0RE23 | Long             | EC               | CORP              | US        |     44415 | NS      | $620921.70    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| EW Scripps Co/The                  | EW Scripps Co/The                          | CUSIP: 811054402<br>LEI: 549300U1OW41QPKYW028 | Long             | EC               | CORP              | US        |    216284 | NS      | $862973.16    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| GCI Liberty Inc                    | GCI Liberty Inc                            | CUSIP: 36164V602<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10504 | NS      | $387282.48    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| USA TODAY Co Inc                   | USA TODAY Co Inc                           | CUSIP: 36472T109<br>LEI: 549300JQ2PU0RI3ZBA32 | Long             | EC               | CORP              | US        |    393170 | NS      | $2024825.50   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Velocity Financial Inc             | Velocity Financial Inc                     | CUSIP: 92262D101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     30745 | NS      | $638266.20    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Hanmi Financial Corp               | Hanmi Financial Corp                       | CUSIP: 410495204<br>LEI: 549300MSZ7RCG7EA6587 | Long             | EC               | CORP              | US        |     93882 | NS      | $2537630.46   | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Equity Bancshares Inc              | Equity Bancshares Inc                      | CUSIP: 29460X109<br>LEI: 549300BPQ2EJNU4WF694 | Long             | EC               | CORP              | US        |     48246 | NS      | $2154183.90   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| SIGA Technologies Inc              | SIGA Technologies Inc                      | CUSIP: 826917106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    131308 | NS      | $802291.88    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Climb Global Solutions Inc         | Climb Global Solutions Inc                 | CUSIP: 946760105<br>LEI: 549300LKM16VX2FG7J68 | Long             | EC               | CORP              | US        |     12909 | NS      | $1326916.11   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Genie Energy Ltd                   | Genie Energy Ltd                           | CUSIP: 372284208<br>LEI: 52990057E36X8869GX58 | Long             | EC               | CORP              | US        |     66180 | NS      | $911960.40    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Whitestone REIT                    | Whitestone REIT                            | CUSIP: 966084204<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    141940 | NS      | $1971546.60   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Genco Shipping & Trading Ltd       | Genco Shipping & Trading Ltd               | CUSIP: 000000000<br>LEI: 5493003MBZ5GU8QHXZ58 | Long             | EC               | CORP              | US        |    120304 | NS      | $2217202.72   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| First Western Financial Inc        | First Western Financial Inc                | CUSIP: 33751L105<br>LEI: 549300PPOGX4C7S66B47 | Long             | EC               | CORP              | US        |     24263 | NS      | $650491.03    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Hudson Technologies Inc            | Hudson Technologies Inc                    | CUSIP: 444144109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    121292 | NS      | $830850.20    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| CPI Card Group Inc                 | CPI Card Group Inc                         | CUSIP: 12634H200<br>LEI: 54930087HHJ1VWIJK062 | Long             | EC               | CORP              | US        |     19801 | NS      | $290678.68    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| SmartFinancial Inc                 | SmartFinancial Inc                         | CUSIP: 83190L208<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     46296 | NS      | $1712489.04   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Arena Group Holdings Inc/The       | Arena Group Holdings Inc/The               | CUSIP: 040044109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     37515 | NS      | $150060.00    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| OneSpan Inc                        | OneSpan Inc                                | CUSIP: 68287N100<br>LEI: 984500E502E6DC354D26 | Long             | EC               | CORP              | US        |    120219 | NS      | $1543611.96   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Consensus Cloud Solutions Inc      | Consensus Cloud Solutions Inc              | CUSIP: 20848V105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     60086 | NS      | $1311076.52   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Nutex Health Inc                   | Nutex Health Inc                           | CUSIP: 67079U306<br>LEI: 254900RSD2OET3HENJ50 | Long             | EC               | CORP              | US        |     11415 | NS      | $1879137.30   | 0.87%             |  |  |  | No            |                  1 | On Loan: —       |
| BOFA SECURITIES, INC.              | BOFA SECURITIES INC                        | CUSIP: 000000000<br>LEI: 549300HN4UKV1E2R3U73 | Long             | RA               | CORP              | US        |   2164147 | PA      | $2164147.00   | 1.01%             |  |  |  | No            |                  2 | On Loan: No      |
| Carter Bankshares Inc              | Carter Bankshares Inc                      | CUSIP: 146103106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     69826 | NS      | $1372779.16   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Resolute Holdings Management I     | Resolute Holdings Management Inc           | CUSIP: 76134H101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11590 | NS      | $2392523.70   | 1.11%             |  |  |  | No            |                  1 | On Loan: —       |
| Sinclair Inc                       | Sinclair Inc                               | CUSIP: 829242106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    124819 | NS      | $1909730.70   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Franklin Financial Services Co     | Franklin Financial Services Corp           | CUSIP: 353525108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     13310 | NS      | $668162.00    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| HomeTrust Bancshares Inc           | HomeTrust Bancshares Inc                   | CUSIP: 437872104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     42658 | NS      | $1831734.52   | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Deluxe Corp                        | Deluxe Corp                                | CUSIP: 248019101<br>LEI: KWGNKB8TX9LE5TV29231 | Long             | EC               | CORP              | US        |    142289 | NS      | $3177313.37   | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Legacy Housing Corp                | Legacy Housing Corp                        | CUSIP: 52472M101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     28675 | NS      | $559736.00    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Puma Biotechnology Inc             | Puma Biotechnology Inc                     | CUSIP: 74587V107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    122667 | NS      | $729868.65    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| CytomX Therapeutics Inc            | CytomX Therapeutics Inc                    | CUSIP: 23284F105<br>LEI: 5493004VW2FW0QLL3345 | Long             | EC               | CORP              | US        |    423168 | NS      | $1802695.68   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| SandRidge Energy Inc               | SandRidge Energy Inc                       | CUSIP: 80007P869<br>LEI: W1MKPVGS6I5155L7VV67 | Long             | EC               | CORP              | US        |     99838 | NS      | $1440662.34   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Farmers National Banc Corp         | Farmers National Banc Corp                 | CUSIP: 309627107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    119037 | NS      | $1585572.84   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Donegal Group Inc                  | Donegal Group Inc                          | CUSIP: 257701201<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     53033 | NS      | $1059599.34   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| BK Technologies Corp               | BK Technologies Corp                       | CUSIP: 05587G203<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11798 | NS      | $880012.82    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Gold.com Inc                       | Gold.com Inc                               | CUSIP: 00181T107<br>LEI: XP6XYFDZQGKLUMOFGT37 | Long             | EC               | CORP              | US        |     62328 | NS      | $2122268.40   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Luxfer Holdings PLC                | Luxfer Holdings PLC                        | CUSIP: 000000000<br>LEI: 21380045UF5SJYZOXE41 | Long             | EC               | CORP              | US        |     84480 | NS      | $1143014.40   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Peapack-Gladstone Financial Co     | Peapack-Gladstone Financial Corp           | CUSIP: 704699107<br>LEI: 549300G8DN2UK8K0ET30 | Long             | EC               | CORP              | US        |     50127 | NS      | $1396036.95   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Orion Group Holdings Inc           | Orion Group Holdings Inc                   | CUSIP: 68628V308<br>LEI: 549300KBVXPV9Q3CT222 | Long             | EC               | CORP              | US        |    119837 | NS      | $1191179.78   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| PrimeEnergy Resources Corp         | PrimeEnergy Resources Corp                 | CUSIP: 74158E104<br>LEI: 9QMD37QNHRX1B7685Y44 | Long             | EC               | CORP              | US        |      2085 | NS      | $356535.00    | 0.17%             |  |  |  | No            |                  1 | On Loan: —       |
| First Financial Corp               | First Financial Corp                       | CUSIP: 320218100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     37466 | NS      | $2263695.72   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| American Coastal Insurance Cor     | American Coastal Insurance Corp            | CUSIP: 910710102<br>LEI: 5299002P9105LJQA8G51 | Long             | EC               | CORP              | US        |     78625 | NS      | $993033.75    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Portillo's Inc                     | Portillo's Inc                             | CUSIP: 73642K106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    227408 | NS      | $1032432.32   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Universal Insurance Holdings I     | Universal Insurance Holdings Inc           | CUSIP: 91359V107<br>LEI: 529900GGAZ6WVUCWQM46 | Long             | EC               | CORP              | US        |     79807 | NS      | $2697476.60   | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Immersion Corp                     | Immersion Corp                             | CUSIP: 452521107<br>LEI: 529900AKNC1UAMQ2YB35 | Long             | EC               | CORP              | US        |     86031 | NS      | $585010.80    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Frequency Electronics Inc          | Frequency Electronics Inc                  | CUSIP: 358010106<br>LEI: 549300S56SO2JB5JBE31 | Long             | EC               | CORP              | US        |     21575 | NS      | $1161598.00   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| American Public Education Inc      | American Public Education Inc              | CUSIP: 02913V103<br>LEI: 254900GZNX6TJQGM4S17 | Long             | EC               | CORP              | US        |     57174 | NS      | $2161177.20   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| OP Bancorp                         | OP Bancorp                                 | CUSIP: 67109R109<br>LEI: 549300LTYZMS0Q13U522 | Long             | EC               | CORP              | US        |     36708 | NS      | $518316.96    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Kimball Electronics Inc            | Kimball Electronics Inc                    | CUSIP: 49428J109<br>LEI: 549300COBYN2GZCBIU87 | Long             | EC               | CORP              | US        |     76943 | NS      | $2140554.26   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| California BanCorp                 | California BanCorp                         | CUSIP: 84252A106<br>LEI: 549300Z6CP542EI9L684 | Long             | EC               | CORP              | US        |     70509 | NS      | $1316403.03   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Business First Bancshares Inc      | Business First Bancshares Inc              | CUSIP: 12326C105<br>LEI: 549300ILTC50KHDX4A08 | Long             | EC               | CORP              | US        |     93626 | NS      | $2447383.64   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| American Axle & Manufacturing      | American Axle & Manufacturing Holdings Inc | CUSIP: 024061103<br>LEI: 254900SMQY98VFKNCC32 | Long             | EC               | CORP              | US        |    375248 | NS      | $2405339.68   | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Rocky Brands Inc                   | Rocky Brands Inc                           | CUSIP: 774515100<br>LEI: 5299004HQ6GCTW838N96 | Long             | EC               | CORP              | US        |     23692 | NS      | $694886.36    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Kearny Financial Corp/MD           | Kearny Financial Corp/MD                   | CUSIP: 48716P108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    182154 | NS      | $1349761.14   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Central Pacific Financial Corp     | Central Pacific Financial Corp             | CUSIP: 154760409<br>LEI: 549300W3YEAOZ4KGG849 | Long             | EC               | CORP              | US        |     84815 | NS      | $2642835.40   | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| TaskUS Inc                         | TaskUS Inc                                 | CUSIP: 87652V109<br>LEI: 549300VFPOK2Y6GLWE32 | Long             | EC               | CORP              | US        |     53696 | NS      | $633075.84    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Alerus Financial Corp              | Alerus Financial Corp                      | CUSIP: 01446U103<br>LEI: 5493008BXLBPPELQ3G57 | Long             | EC               | CORP              | US        |     80291 | NS      | $1808153.32   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Peoples Financial Services Cor     | Peoples Financial Services Corp            | CUSIP: 711040105<br>LEI: 254900HXI30XMTDCGJ18 | Long             | EC               | CORP              | US        |     29071 | NS      | $1416048.41   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Western New England Bancorp In     | Western New England Bancorp Inc            | CUSIP: 958892101<br>LEI: 549300Y8QE4EI2LP6B42 | Long             | EC               | CORP              | US        |     51179 | NS      | $645878.98    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Turtle Beach Corp                  | Turtle Beach Corp                          | CUSIP: 900450206<br>LEI: 549300SZRV8U8PXSYI20 | Long             | EC               | CORP              | US        |     43346 | NS      | $608144.38    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| TrustCo Bank Corp NY               | TrustCo Bank Corp NY                       | CUSIP: 898349204<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     58246 | NS      | $2407307.18   | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| OppFi Inc                          | OppFi Inc                                  | CUSIP: 68386H103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     87458 | NS      | $914810.68    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| GigaCloud Technology Inc           | GigaCloud Technology Inc                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     81540 | NS      | $3202891.20   | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Seneca Foods Corp                  | Seneca Foods Corp                          | CUSIP: 817070501<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     15533 | NS      | $1718415.79   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-02-21

**Name of Applicant:** First Trust Exchange-Traded Fund

**Signature:** Derek Maltbie

**Name of Signer:** Derek Maltbie

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer