# EDGAR Filing Document

**Accession Number:** 0002003345
**File Stem:** 0001140361-26-003743
**Filing Date:** 2026-2
**Character Count:** 32870
**Document Hash:** f4180d450830e306d6f68d5ce9543b88
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001140361-26-003743.hdr.sgml**: 20260204

**ACCESSION NUMBER**: 0001140361-26-003743

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260202

**FILED AS OF DATE**: 20260204

**DATE AS OF CHANGE**: 20260204

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** WARBURG PINCUS LLC
- **CENTRAL INDEX KEY:** 0001162870

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-35522
- **FILM NUMBER:** 26599532

**BUSINESS ADDRESS:**
- **STREET 1:** 450 LEXINGTON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
- **BUSINESS PHONE:** 212-878-0600

**MAIL ADDRESS:**
- **STREET 1:** 450 LEXINGTON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** WARBURG PINCUS (CAYMAN) GLOBAL GROWTH 14 GP, L.P.
- **CENTRAL INDEX KEY:** 0002003345

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** E9
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-35522
- **FILM NUMBER:** 26599529

**BUSINESS ADDRESS:**
- **STREET 1:** 450 LEXINGTON AVENUE
- **STREET 2:** C/O WARBURG PINCUS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
- **BUSINESS PHONE:** (212) 878-0600

**MAIL ADDRESS:**
- **STREET 1:** 450 LEXINGTON AVENUE
- **STREET 2:** C/O WARBURG PINCUS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Warburg Pincus (Bermuda) Private Equity GP Ltd.
- **CENTRAL INDEX KEY:** 0001555729

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** D0
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-35522
- **FILM NUMBER:** 26599524

**BUSINESS ADDRESS:**
- **STREET 1:** C/O WARBURG PINCUS LLC
- **STREET 2:** 450 LEXINGTON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
- **BUSINESS PHONE:** 212-878-9219

**MAIL ADDRESS:**
- **STREET 1:** C/O WARBURG PINCUS LLC
- **STREET 2:** 450 LEXINGTON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Warburg Pincus Partners II (Cayman), L.P.
- **CENTRAL INDEX KEY:** 0001658820

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** E9
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-35522
- **FILM NUMBER:** 26599525

**BUSINESS ADDRESS:**
- **STREET 1:** 450 LEXINGTON AVENUE
- **STREET 2:** C/O WARBURG PINCUS LLC
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
- **BUSINESS PHONE:** 2128780600

**MAIL ADDRESS:**
- **STREET 1:** 450 LEXINGTON AVENUE
- **STREET 2:** C/O WARBURG PINCUS LLC
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** WARBURG PINCUS FINANCIAL SECTOR II-E (CAYMAN), L.P.
- **CENTRAL INDEX KEY:** 0002003518

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** E9
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-35522
- **FILM NUMBER:** 26599531

**BUSINESS ADDRESS:**
- **STREET 1:** 450 LEXINGTON AVENUE
- **STREET 2:** C/O WARBURG PINCUS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
- **BUSINESS PHONE:** (212) 878-0600

**MAIL ADDRESS:**
- **STREET 1:** 450 LEXINGTON AVENUE
- **STREET 2:** C/O WARBURG PINCUS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** WARBURG PINCUS FINANCIAL SECTOR II PARTNERS (CAYMAN), L.P.
- **CENTRAL INDEX KEY:** 0002003367

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** E9
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-35522
- **FILM NUMBER:** 26599530

**BUSINESS ADDRESS:**
- **STREET 1:** 450 LEXINGTON AVENUE
- **STREET 2:** C/O WARBURG PINCUS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
- **BUSINESS PHONE:** (212) 878-0600

**MAIL ADDRESS:**
- **STREET 1:** 450 LEXINGTON AVENUE
- **STREET 2:** C/O WARBURG PINCUS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** WARBURG PINCUS (CAYMAN) GLOBAL GROWTH 14 GP LLC
- **CENTRAL INDEX KEY:** 0002003491

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-35522
- **FILM NUMBER:** 26599528

**BUSINESS ADDRESS:**
- **STREET 1:** 450 LEXINGTON AVENUE
- **STREET 2:** C/O WARBURG PINCUS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
- **BUSINESS PHONE:** (212) 878-0600

**MAIL ADDRESS:**
- **STREET 1:** 450 LEXINGTON AVENUE
- **STREET 2:** C/O WARBURG PINCUS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** WARBURG PINCUS (CAYMAN) FINANCIAL SECTOR II GP LLC
- **CENTRAL INDEX KEY:** 0002003512

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-35522
- **FILM NUMBER:** 26599527

**BUSINESS ADDRESS:**
- **STREET 1:** 450 LEXINGTON AVENUE
- **STREET 2:** C/O WARBURG PINCUS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
- **BUSINESS PHONE:** (212) 878-0600

**MAIL ADDRESS:**
- **STREET 1:** 450 LEXINGTON AVENUE
- **STREET 2:** C/O WARBURG PINCUS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** WARBURG PINCUS (CAYMAN) FINANCIAL SECTOR II GP, L.P.
- **CENTRAL INDEX KEY:** 0002003513

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** E9
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-35522
- **FILM NUMBER:** 26599526

**BUSINESS ADDRESS:**
- **STREET 1:** 450 LEXINGTON AVENUE
- **STREET 2:** C/O WARBURG PINCUS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
- **BUSINESS PHONE:** (212) 878-0600

**MAIL ADDRESS:**
- **STREET 1:** 450 LEXINGTON AVENUE
- **STREET 2:** C/O WARBURG PINCUS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BANC OF CALIFORNIA, INC.
- **CENTRAL INDEX KEY:** 0001169770
- **STANDARD INDUSTRIAL CLASSIFICATION:** NATIONAL COMMERCIAL BANKS [6021]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 043639825
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 3 MACARTHUR PLACE
- **CITY:** SANTA ANA
- **STATE:** CA
- **ZIP:** 92707
- **BUSINESS PHONE:** 949-236-5211

**MAIL ADDRESS:**
- **STREET 1:** 3 MACARTHUR PLACE
- **CITY:** SANTA ANA
- **STATE:** CA
- **ZIP:** 92707

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIRST PACTRUST BANCORP INC
- **DATE OF NAME CHANGE:** 20020322

## Exhibit 99.1

------

#### EXHIBIT 99.1

#### SIGNATURES OF REPORTING PERSONS
After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this Form 4 is true, complete and correct.

---

| | | |
|:---|:---|:---|
| February 4, 2026 |  |  |
|  | WP CLIPPER GG 14 L.P. | WP CLIPPER GG 14 L.P. |
|  | By: | /s/ Harsha Marti |

---

Name: Harsha Marti <br> Title: Authorised Signatory<br>

---

| | |
|:---|:---|
| WP CLIPPER FS II L.P. | WP CLIPPER FS II L.P. |
| By: | /s/ Harsha Marti |

---

Name: Harsha Marti <br> Title: Authorised Signatory<br>

---

| | |
|:---|:---|
| WARBURG PINCUS (CALLISTO) GLOBAL GROWTH 14 (CAYMAN), L.P. | WARBURG PINCUS (CALLISTO) GLOBAL GROWTH 14 (CAYMAN), L.P. |
| By: | Warburg Pincus (Cayman) Global Growth 14 GP, L.P., its general partner |
| By: | Warburg Pincus (Cayman) Global Growth 14 GP LLC, its general partner |
| By: | Warburg Pincus Partners II (Cayman), L.P., its managing member |
| By: | Warburg Pincus (Bermuda) Private Equity GP Ltd., its general partner |

---

---

| | |
|:---|:---|
| By: | /s/ Harsha Marti |

---

Name: Harsha Marti <br> Title: Authorised Signatory<br>

---

| | |
|:---|:---|
| WARBURG PINCUS (EUROPA) GLOBAL GROWTH 14 (CAYMAN), L.P. | WARBURG PINCUS (EUROPA) GLOBAL GROWTH 14 (CAYMAN), L.P. |
| By: | Warburg Pincus (Cayman) Global Growth 14 GP, L.P., its general partner |
| By: | Warburg Pincus (Cayman) Global Growth 14 GP LLC, its general partner |
| By: | Warburg Pincus Partners II (Cayman), L.P., its managing member |
| By: | Warburg Pincus (Bermuda) Private Equity GP Ltd., its general partner |

---

---

| | |
|:---|:---|
| By: | /s/ Harsha Marti |

---

Name: Harsha Marti <br> Title: Authorised Signatory<br>

------

---

| | |
|:---|:---|
| WARBURG PINCUS GLOBAL GROWTH 14-B (CAYMAN), L.P. | WARBURG PINCUS GLOBAL GROWTH 14-B (CAYMAN), L.P. |
| By: | Warburg Pincus (Cayman) Global Growth 14 GP, L.P., its general partner |
| By: | Warburg Pincus (Cayman) Global Growth 14 GP LLC, its general partner |
| By: | Warburg Pincus Partners II (Cayman), L.P., its managing member |
| By: | Warburg Pincus (Bermuda) Private Equity GP Ltd., its general partner |

---

---

| | |
|:---|:---|
| By: | /s/ Harsha Marti |

---

Name: Harsha Marti <br> Title: Authorised Signatory<br>

---

| | |
|:---|:---|
| WARBURG PINCUS GLOBAL GROWTH 14-E (CAYMAN), L.P. | WARBURG PINCUS GLOBAL GROWTH 14-E (CAYMAN), L.P. |
| By: | Warburg Pincus (Cayman) Global Growth 14 GP, L.P., its general partner |
| By: | Warburg Pincus (Cayman) Global Growth 14 GP LLC, its general partner |
| By: | Warburg Pincus Partners II (Cayman), L.P., its managing member |
| By: | Warburg Pincus (Bermuda) Private Equity GP Ltd., its general partner |

---

---

| | |
|:---|:---|
| By: | /s/ Harsha Marti |

---

Name: Harsha Marti <br> Title: Authorised Signatory<br>

---

| | |
|:---|:---|
| WARBURG PINCUS GLOBAL GROWTH 14 PARTNERS (CAYMAN), L.P. | WARBURG PINCUS GLOBAL GROWTH 14 PARTNERS (CAYMAN), L.P. |
| By: | Warburg Pincus (Cayman) Global Growth 14 GP, L.P., its general partner |
| By: | Warburg Pincus (Cayman) Global Growth 14 GP LLC, its general partner |
| By: | Warburg Pincus Partners II (Cayman), L.P., its managing member |
| By: | Warburg Pincus (Bermuda) Private Equity GP Ltd., its general partner |

---

---

| | |
|:---|:---|
| By: | /s/ Harsha Marti |

---

Name: Harsha Marti <br> Title: Authorised Signatory<br>

------

---

| | |
|:---|:---|
| WP GLOBAL GROWTH 14 PARTNERS (CAYMAN), L.P. | WP GLOBAL GROWTH 14 PARTNERS (CAYMAN), L.P. |
| By: | Warburg Pincus (Cayman) Global Growth 14 GP, L.P., its general partner |
| By: | Warburg Pincus (Cayman) Global Growth 14 GP LLC, its general partner |
| By: | Warburg Pincus Partners II (Cayman), L.P., its managing member |
| By: | Warburg Pincus (Bermuda) Private Equity GP Ltd., its general partner |

---

---

| | |
|:---|:---|
| By: | /s/ Harsha Marti |

---

Name: Harsha Marti <br> Title: Authorised Signatory<br>

---

| | |
|:---|:---|
| WARBURG PINCUS FINANCIAL SECTOR II (CAYMAN), L.P. | WARBURG PINCUS FINANCIAL SECTOR II (CAYMAN), L.P. |
| By: | Warburg Pincus (Cayman) Financial Sector II GP, L.P., its general partner |
| By: | Warburg Pincus (Cayman) Financial Sector II GP LLC, its general partner |
| By: | Warburg Pincus Partners II (Cayman), L.P., its managing member |
| By: | Warburg Pincus (Bermuda) Private Equity GP Ltd., its general partner |

---

---

| | |
|:---|:---|
| By: | /s/ Harsha Marti |

---

Name: Harsha Marti <br> Title: Authorised Signatory<br>

---

| | |
|:---|:---|
| WARBURG PINCUS FINANCIAL SECTOR II-E (CAYMAN), L.P. | WARBURG PINCUS FINANCIAL SECTOR II-E (CAYMAN), L.P. |
| By: | Warburg Pincus (Cayman) Financial Sector II GP, L.P., its general partner |
| By: | Warburg Pincus (Cayman) Financial Sector II GP LLC, its general partner |
| By: | Warburg Pincus Partners II (Cayman), L.P., its managing member |
| By: | Warburg Pincus (Bermuda) Private Equity GP Ltd., its general partner |

---

---

| | |
|:---|:---|
| By: | /s/ Harsha Marti |

---

Name: Harsha Marti <br> Title: Authorised Signatory<br>

---

| | |
|:---|:---|
| WARBURG PINCUS FINANCIAL SECTOR II PARTNERS (CAYMAN), L.P. | WARBURG PINCUS FINANCIAL SECTOR II PARTNERS (CAYMAN), L.P. |
| By: | Warburg Pincus (Cayman) Financial Sector II GP, L.P., its general partner |
| By: | Warburg Pincus (Cayman) Financial Sector II GP LLC, its general partner |
| By: | Warburg Pincus Partners II (Cayman), L.P., its managing member |
| By: | Warburg Pincus (Bermuda) Private Equity GP Ltd., its general partner |

---

---

| | |
|:---|:---|
| By: | /s/ Harsha Marti |

---

Name: Harsha Marti <br> Title: Authorised Signatory

------

---

| | |
|:---|:---|
| WARBURG PINCUS (CAYMAN) GLOBAL GROWTH 14 GP, L.P. | WARBURG PINCUS (CAYMAN) GLOBAL GROWTH 14 GP, L.P. |
| By: | Warburg Pincus (Cayman) Global Growth 14 GP LLC, its general partner |
| By: | Warburg Pincus Partners II (Cayman), L.P., its managing member |
| By: | Warburg Pincus (Bermuda) Private Equity GP Ltd., its general partner |

---

---

| | |
|:---|:---|
| By: | /s/ Harsha Marti |

---

Name: Harsha Marti <br> Title: Authorised Signatory<br>

---

| | |
|:---|:---|
| WARBURG PINCUS (CAYMAN) GLOBAL GROWTH 14 GP LLC | WARBURG PINCUS (CAYMAN) GLOBAL GROWTH 14 GP LLC |
| By: | Warburg Pincus Partners II (Cayman), L.P., its managing member |
| By: | Warburg Pincus (Bermuda) Private Equity GP Ltd., its general partner |

---

---

| | |
|:---|:---|
| By: | /s/ Harsha Marti |

---

Name: Harsha Marti <br> Title: Authorised Signatory<br>

---

| | |
|:---|:---|
| WARBURG PINCUS (CAYMAN) FINANCIAL SECTOR II GP, L.P. | WARBURG PINCUS (CAYMAN) FINANCIAL SECTOR II GP, L.P. |
| By: | Warburg Pincus (Cayman) Financial Sector II GP LLC, its general partner |
| By: | Warburg Pincus Partners II (Cayman), L.P., its managing member |
| By: | Warburg Pincus (Bermuda) Private Equity GP Ltd., its general partner |

---

---

| | |
|:---|:---|
| By: | /s/ Harsha Marti |

---

Name: Harsha Marti <br> Title: Authorised Signatory<br>

---

| | |
|:---|:---|
| WARBURG PINCUS (CAYMAN) FINANCIAL SECTOR II GP LLC | WARBURG PINCUS (CAYMAN) FINANCIAL SECTOR II GP LLC |
| By: | Warburg Pincus Partners II (Cayman), L.P., its managing member |
| By: | Warburg Pincus (Bermuda) Private Equity GP Ltd., its general partner |

---

---

| | |
|:---|:---|
| By: | /s/ Harsha Marti |

---

Name: Harsha Marti <br> Title: Authorised Signatory<br>

------

---

| | |
|:---|:---|
| WARBURG PINCUS PARTNERS II (CAYMAN), L.P. | WARBURG PINCUS PARTNERS II (CAYMAN), L.P. |
| By: | Warburg Pincus (Bermuda) Private Equity GP Ltd., its general partner |

---

---

| | |
|:---|:---|
| By: | /s/ Harsha Marti |

---

Name: Harsha Marti <br> Title: Authorised Signatory<br>

WARBURG PINCUS (BERMUDA) PRIVATE EQUITY GP LTD. <br>

---

| | |
|:---|:---|
| By: | /s/ Harsha Marti |

---

Name: Harsha Marti <br> Title: Authorised Signatory<br>

WARBURG PINCUS LLC <br>

---

| | |
|:---|:---|
| By: | /s/ Harsha Marti |

---

Name: Harsha Marti <br> Title: Managing Director and General Counsel

------

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>WARBURG PINCUS LLC<br><sub>(Last) (First) (Middle)</sub><br>C/O WARBURG PINCUS<br>450 LEXINGTON AVENUE<br><sub>(Street)</sub><br>NEW YORK, NY 10017<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2026-02-02 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>BANC OF CALIFORNIA, INC. [ BANC ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>WARBURG PINCUS FINANCIAL SECTOR II-E (CAYMAN), L.P.<br><sub>(Last) (First) (Middle)</sub><br>C/O WARBURG PINCUS<br>450 LEXINGTON AVENUE<br><sub>(Street)</sub><br>NEW YORK, NY 10017<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2026-02-02 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>BANC OF CALIFORNIA, INC. [ BANC ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>WARBURG PINCUS FINANCIAL SECTOR II PARTNERS (CAYMAN), L.P.<br><sub>(Last) (First) (Middle)</sub><br>C/O WARBURG PINCUS<br>450 LEXINGTON AVENUE<br><sub>(Street)</sub><br>NEW YORK, NY 10017<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2026-02-02 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>BANC OF CALIFORNIA, INC. [ BANC ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>WARBURG PINCUS (CAYMAN) GLOBAL GROWTH 14 GP, L.P.<br><sub>(Last) (First) (Middle)</sub><br>C/O WARBURG PINCUS<br>450 LEXINGTON AVENUE<br><sub>(Street)</sub><br>NEW YORK, NY 10017<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2026-02-02 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>BANC OF CALIFORNIA, INC. [ BANC ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>WARBURG PINCUS (CAYMAN) GLOBAL GROWTH 14 GP LLC<br><sub>(Last) (First) (Middle)</sub><br>C/O WARBURG PINCUS<br>450 LEXINGTON AVENUE<br><sub>(Street)</sub><br>NEW YORK, NY 10017<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2026-02-02 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>BANC OF CALIFORNIA, INC. [ BANC ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>WARBURG PINCUS (CAYMAN) FINANCIAL SECTOR II GP LLC<br><sub>(Last) (First) (Middle)</sub><br>C/O WARBURG PINCUS<br>450 LEXINGTON AVENUE<br><sub>(Street)</sub><br>NEW YORK, NY 10017<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2026-02-02 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>BANC OF CALIFORNIA, INC. [ BANC ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>WARBURG PINCUS (CAYMAN) FINANCIAL SECTOR II GP, L.P.<br><sub>(Last) (First) (Middle)</sub><br>C/O WARBURG PINCUS<br>450 LEXINGTON AVENUE<br><sub>(Street)</sub><br>NEW YORK, NY 10017<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2026-02-02 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>BANC OF CALIFORNIA, INC. [ BANC ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Warburg Pincus Partners II (Cayman), L.P.<br><sub>(Last) (First) (Middle)</sub><br>C/O WARBURG PINCUS<br>450 LEXINGTON AVENUE<br><sub>(Street)</sub><br>NEW YORK, NY 10017<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2026-02-02 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>BANC OF CALIFORNIA, INC. [ BANC ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Warburg Pincus (Bermuda) Private Equity GP Ltd.<br><sub>(Last) (First) (Middle)</sub><br>C/O WARBURG PINCUS<br>450 LEXINGTON AVENUE<br><sub>(Street)</sub><br>NEW YORK, NY 10017<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2026-02-02 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>BANC OF CALIFORNIA, INC. [ BANC ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Voting Common Stock, par value $0.01/share | 2026-02-02 |  | S |  | 7557936 | D | 20<sup>(1)</sup> | 6890244 | I | See footnotes<sup>(4)(5)(6)(7)(8)</sup> |
| Non-Voting Common Equivalent Stock, par value $0.01/share<sup>(2)</sup> | 2026-02-02 |  | S |  | 3292064 | D | 20<sup>(3)</sup> | 1000000 | I | See footnotes<sup>(4)(5)(6)(7)(8)</sup> |
| NVCE Stock | 2026-02-02 |  | S |  | 1000000<sup>(9)</sup> | D | 20<sup>(9)</sup> | 0 | I | See footnotes<sup>(4)(5)(6)(7)(8)</sup> |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) Reflects the sale of 7,557,936 shares of Common Stock by the Purchasers (as defined in footnote 4) at a price per share of $20.00 pursuant to Rule 144 under the Securities Act of 1933, as amended.

(2) Each share of NVCE Stock automatically converts into one share of common stock, par value $0.01 per share, of the Issuer, subject to certain adjustments, upon certain sales or transfers.

(3) Reflects the sale of 3,292,064 shares of NVCE Stock by the Purchasers (as defined in footnote 4) at a price per share of $20.00 pursuant to Rule 144 under the Securities Act of 1933, as amended.

(4) Reflects securities held directly by (i) WP Clipper GG 14 L.P., a Cayman Islands exempted company with limited liability ("WPGG14 Purchaser") and (ii) WP Clipper FS II L.P., a Cayman Islands exempted company with limited liability ("WPFSII Purchaser" and, together with WPGG14 Purchaser, the "Purchasers").  The equity interests of WPGG14 Purchaser are held by (i) Warburg Pincus (Callisto) Global Growth 14 (Cayman), L.P., a Cayman Islands exempted limited partnership ("WP Callisto 14"), (ii) Warburg Pincus (Europa) Global Growth 14 (Cayman), L.P., a Cayman Islands exempted limited partnership ("WP Europa 14"), (iii) Warburg Pincus Global Growth 14-B (Cayman), L.P., a Cayman Islands exempted limited partnership ("WP Global Growth 14-B"), (iv) Warburg Pincus Global Growth 14-E (Cayman), L.P., a Cayman Islands exempted limited partnership ("WP Global Growth 14-E"), (continued on footnote 5)

(5) (continued from footnote 3) (v) Warburg Pincus Global Growth 14 Partners (Cayman), L.P., a Cayman Islands exempted limited partnership ("Warburg Pincus Global Growth 14 Partners"), and (vi) WP Global Growth 14 Partners (Cayman), L.P., a Cayman Islands exempted limited partnership ("WP Global Growth 14 Partners" and, together with WP Callisto 14, WP Europa 14, WP Global Growth 14-B, WP Global Growth 14-E and Warburg Pincus Global Growth 14 Partners, the "WP Global Growth 14 Funds").  The equity interests of WPFSII Purchaser are held by (i) Warburg Pincus Financial Sector II (Cayman), L.P., a Cayman Islands exempted limited partnership ("WP Financial Sector II LP"), (ii) Warburg Pincus Financial Sector II-E (Cayman), L.P., a Cayman Islands exempted limited partnership ("WP Financial Sector II-E"), and (iii) Warburg Pincus Financial Sector II Partners (Cayman), L.P., (continued on footnote 6)

(6) (continued from footnote 4) a Cayman Islands exempted limited partnership ("WP Financial Sector II Partners" and, together with WP Financial Sector II LP and WP Financial Sector II-E, the "WP Financial Sector II Funds").  Warburg Pincus (Cayman) Global Growth 14 GP, L.P., a Cayman Islands exempted limited partnership ("WPGG Cayman 14 GP"), is the general partner of each of the WP Global Growth 14 Funds.  Warburg Pincus (Cayman) Global Growth 14 GP LLC, a Delaware limited liability company ("WPGG Cayman 14 GP LLC"), is the general partner of WPGG Cayman 14 GP.  Warburg Pincus (Cayman) Financial Sector II GP, L.P., a Cayman Islands exempted limited partnership ("WPFS Cayman II GP"), is the general partner of each of the WP Financial Sector II Funds.  Warburg Pincus (Cayman) Financial Sector II GP LLC, a Delaware limited liability company ("WPFS Cayman II GP LLC"), is the general partner of WPFS Cayman II GP.  (continued on footnote 7)

(7) (continued from footnote 5) Warburg Pincus Partners II (Cayman), L.P., a Cayman Islands exempted limited partnership ("WPP II Cayman"), is the managing member of WPGG Cayman 14 GP LLC and WPFS Cayman II GP LLC.  Warburg Pincus (Bermuda) Private Equity GP Ltd., a Bermuda exempted company ("WP Bermuda GP"), is the general partner of WPP II Cayman.  Warburg Pincus LLC, a New York limited liability company ("WP LLC" and, together with the WP Global Growth 14 Funds, the WP Financial Sector II Funds, WPGG Cayman 14 GP, WPGG Cayman 14 GP LLC, WPFS Cayman II GP, WPFS Cayman II GP LLC, WPP II Cayman and WP Bermuda GP, the "Reporting Persons" and each, a "Reporting Person"), is the manager of the WP Global Growth 14 Funds and WP Financial Sector II Funds. Investment and voting decisions with respect to the securities of the Issuer held by the Reporting Persons are made by a committee comprised of three or more individuals and all members (continued on footnote 8)

(8) (continued from footnote 6) of such committee disclaim beneficial ownership of the securities of the Issuer held by the Reporting Persons.  Information with respect to each of the Reporting Persons is given solely by such Reporting Persons, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of the Reporting Persons, other than the Purchasers, herein states that this filing shall not be deemed an admission that it or he is the beneficial owner of any of the securities of the Issuer covered by this Statement. Each of the Reporting Persons disclaim their beneficial ownership of such securities except to the extent of its pecuniary interest therein.

(9) Reflects the sale of 1,000,000 shares of NVCE Stock by the Purchasers (as defined in footnote 3) at a price per share of $20.00 in a private sale to Issuer.

**Remarks:**
Solely for purposes of Section 16 of the Exchange Act, each of the Reporting Persons may be deemed a director-by-deputization by virtue of a contractual right to designate a representative to serve on the board of directors of the Issuer.  Todd Schell became a director of the Issuer of November 30, 2023. Mr. Schell is a Managing Director in WP LLC's Financials Services group.  See Signatures of the Reporting Persons attached as Exhibit 99.1.

**Signature:** See Exhibit 99.1.  
**Date:** 2026-02-04

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**