# EDGAR Filing Document

**Accession Number:** 0001100663
**File Stem:** 0001004726-26-004646
**Filing Date:** 2026-6
**Character Count:** 2011340
**Document Hash:** ecc724cf359c1bac924e2b0712b66308
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001004726-26-004646.hdr.sgml**: 20260615

**ACCESSION NUMBER**: 0001004726-26-004646

**CONFORMED SUBMISSION TYPE**: N-CEN

**PUBLIC DOCUMENT COUNT**: 3

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260615

**DATE AS OF CHANGE**: 20260615

**EFFECTIVENESS DATE**: 20260615

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** iSHARES TRUST
- **CENTRAL INDEX KEY:** 0001100663

**ORGANIZATION NAME:**
- **EIN:** 943351276
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** N-CEN
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-09729
- **FILM NUMBER:** 261090125

**BUSINESS ADDRESS:**
- **STREET 1:** 400 HOWARD STREET
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105
- **BUSINESS PHONE:** (415) 670-2000

**MAIL ADDRESS:**
- **STREET 1:** 400 HOWARD STREET
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ISHARES TRUST
- **DATE OF NAME CHANGE:** 19991213

## Series and Classes Contracts Data

### iShares Global Tech ETF (Series ID: S000004305)

| Class ID   | Class Name              | Ticker Symbol   |
|:---|:---|:---|
| C000012035 | iShares Global Tech ETF | IXN             |

### iShares S&P 100 ETF (Series ID: S000004306)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000012036 | iShares S&P 100 ETF | OEF             |

### iShares Core S&P Mid-Cap ETF (Series ID: S000004307)

| Class ID   | Class Name                   | Ticker Symbol   |
|:---|:---|:---|
| C000012037 | iShares Core S&P Mid-Cap ETF | IJH             |

### iShares S&P Mid-Cap 400 Growth ETF (Series ID: S000004308)

| Class ID   | Class Name                         | Ticker Symbol   |
|:---|:---|:---|
| C000012038 | iShares S&P Mid-Cap 400 Growth ETF | IJK             |

### iShares S&P Mid-Cap 400 Value ETF (Series ID: S000004309)

| Class ID   | Class Name                        | Ticker Symbol   |
|:---|:---|:---|
| C000012039 | iShares S&P Mid-Cap 400 Value ETF | IJJ             |

### iShares Core S&P 500 ETF (Series ID: S000004310)

| Class ID   | Class Name               | Ticker Symbol   |
|:---|:---|:---|
| C000012040 | iShares Core S&P 500 ETF | IVV             |

### iShares S&P 500 Growth ETF (Series ID: S000004311)

| Class ID   | Class Name                 | Ticker Symbol   |
|:---|:---|:---|
| C000012041 | iShares S&P 500 Growth ETF | IVW             |

### iShares S&P 500 Value ETF (Series ID: S000004312)

| Class ID   | Class Name                | Ticker Symbol   |
|:---|:---|:---|
| C000012042 | iShares S&P 500 Value ETF | IVE             |

### iShares Core S&P Small-Cap ETF (Series ID: S000004313)

| Class ID   | Class Name                     | Ticker Symbol   |
|:---|:---|:---|
| C000012043 | iShares Core S&P Small-Cap ETF | IJR             |

### iShares S&P Small-Cap 600 Growth ETF (Series ID: S000004314)

| Class ID   | Class Name                           | Ticker Symbol   |
|:---|:---|:---|
| C000012044 | iShares S&P Small-Cap 600 Growth ETF | IJT             |

### iShares Europe ETF (Series ID: S000004315)

| Class ID   | Class Name         | Ticker Symbol   |
|:---|:---|:---|
| C000012045 | iShares Europe ETF | IEV             |

### iShares S&P Small-Cap 600 Value ETF (Series ID: S000004316)

| Class ID   | Class Name                          | Ticker Symbol   |
|:---|:---|:---|
| C000012046 | iShares S&P Small-Cap 600 Value ETF | IJS             |

### iShares Core S&P Total U.S. Stock Market ETF (Series ID: S000004317)

| Class ID   | Class Name                                   | Ticker Symbol   |
|:---|:---|:---|
| C000012047 | iShares Core S&P Total U.S. Stock Market ETF | ITOT            |

### iShares Global 100 ETF (Series ID: S000004326)

| Class ID   | Class Name             | Ticker Symbol   |
|:---|:---|:---|
| C000012056 | iShares Global 100 ETF | IOO             |

### iShares U.S. Real Estate ETF (Series ID: S000004328)

| Class ID   | Class Name                   | Ticker Symbol   |
|:---|:---|:---|
| C000012058 | iShares U.S. Real Estate ETF | IYR             |

### iShares U.S. Telecommunications ETF (Series ID: S000004333)

| Class ID   | Class Name                          | Ticker Symbol   |
|:---|:---|:---|
| C000012063 | iShares U.S. Telecommunications ETF | IYZ             |

### iShares Russell Mid-Cap Value ETF (Series ID: S000004335)

| Class ID   | Class Name                        | Ticker Symbol   |
|:---|:---|:---|
| C000012065 | iShares Russell Mid-Cap Value ETF | IWS             |

### iShares Russell Mid-Cap Growth ETF (Series ID: S000004336)

| Class ID   | Class Name                         | Ticker Symbol   |
|:---|:---|:---|
| C000012066 | iShares Russell Mid-Cap Growth ETF | IWP             |

### iShares JPX-Nikkei 400 ETF (Series ID: S000004337)

| Class ID   | Class Name                 | Ticker Symbol   |
|:---|:---|:---|
| C000012067 | iShares JPX-Nikkei 400 ETF | JPXN            |

### iShares Russell Mid-Cap ETF (Series ID: S000004338)

| Class ID   | Class Name                  | Ticker Symbol   |
|:---|:---|:---|
| C000012068 | iShares Russell Mid-Cap ETF | IWR             |

### iShares Core S&P U.S. Value ETF (Series ID: S000004339)

| Class ID   | Class Name                      | Ticker Symbol   |
|:---|:---|:---|
| C000012069 | iShares Core S&P U.S. Value ETF | IUSV            |

### iShares Core S&P U.S. Growth ETF (Series ID: S000004340)

| Class ID   | Class Name                       | Ticker Symbol   |
|:---|:---|:---|
| C000012070 | iShares Core S&P U.S. Growth ETF | IUSG            |

### iShares Russell 3000 ETF (Series ID: S000004341)

| Class ID   | Class Name               | Ticker Symbol   |
|:---|:---|:---|
| C000012071 | iShares Russell 3000 ETF | IWV             |

### iShares Russell 2000 Value ETF (Series ID: S000004342)

| Class ID   | Class Name                     | Ticker Symbol   |
|:---|:---|:---|
| C000012072 | iShares Russell 2000 Value ETF | IWN             |

### iShares Russell 2000 Growth ETF (Series ID: S000004343)

| Class ID   | Class Name                      | Ticker Symbol   |
|:---|:---|:---|
| C000012073 | iShares Russell 2000 Growth ETF | IWO             |

### iShares Russell 2000 ETF (Series ID: S000004344)

| Class ID   | Class Name               | Ticker Symbol   |
|:---|:---|:---|
| C000012074 | iShares Russell 2000 ETF | IWM             |

### iShares Russell 1000 Value ETF (Series ID: S000004345)

| Class ID   | Class Name                     | Ticker Symbol   |
|:---|:---|:---|
| C000012075 | iShares Russell 1000 Value ETF | IWD             |

### iShares Russell 1000 Growth ETF (Series ID: S000004346)

| Class ID   | Class Name                      | Ticker Symbol   |
|:---|:---|:---|
| C000012076 | iShares Russell 1000 Growth ETF | IWF             |

### iShares Russell 1000 ETF (Series ID: S000004347)

| Class ID   | Class Name               | Ticker Symbol   |
|:---|:---|:---|
| C000012077 | iShares Russell 1000 ETF | IWB             |

### iShares Latin America 40 ETF (Series ID: S000004348)

| Class ID   | Class Name                   | Ticker Symbol   |
|:---|:---|:---|
| C000012078 | iShares Latin America 40 ETF | ILF             |

### iShares Biotechnology ETF (Series ID: S000004350)

| Class ID   | Class Name                | Ticker Symbol   |
|:---|:---|:---|
| C000012080 | iShares Biotechnology ETF | IBB             |

### iShares Expanded Tech Sector ETF (Series ID: S000004352)

| Class ID   | Class Name                       | Ticker Symbol   |
|:---|:---|:---|
| C000012082 | iShares Expanded Tech Sector ETF | IGM             |

### iShares U.S. Digital Infrastructure and Real Estate ETF (Series ID: S000004353)

| Class ID   | Class Name                                              | Ticker Symbol   |
|:---|:---|:---|
| C000012083 | iShares U.S. Digital Infrastructure and Real Estate ETF | IDGT            |

### iShares Semiconductor ETF (Series ID: S000004354)

| Class ID   | Class Name                | Ticker Symbol   |
|:---|:---|:---|
| C000012084 | iShares Semiconductor ETF | SOXX            |

### iShares Expanded Tech-Software Sector ETF (Series ID: S000004355)

| Class ID   | Class Name                                | Ticker Symbol   |
|:---|:---|:---|
| C000012085 | iShares Expanded Tech-Software Sector ETF | IGV             |

### iShares North American Natural Resources ETF (Series ID: S000004356)

| Class ID   | Class Name                                   | Ticker Symbol   |
|:---|:---|:---|
| C000012086 | iShares North American Natural Resources ETF | IGE             |

### iShares Global Energy ETF (Series ID: S000004359)

| Class ID   | Class Name                | Ticker Symbol   |
|:---|:---|:---|
| C000012089 | iShares Global Energy ETF | IXC             |

### iShares Global Financials ETF (Series ID: S000004370)

| Class ID   | Class Name                    | Ticker Symbol   |
|:---|:---|:---|
| C000012100 | iShares Global Financials ETF | IXG             |

### iShares Global Healthcare ETF (Series ID: S000004372)

| Class ID   | Class Name                    | Ticker Symbol   |
|:---|:---|:---|
| C000012102 | iShares Global Healthcare ETF | IXJ             |

### iShares Global Comm Services ETF (Series ID: S000004373)

| Class ID   | Class Name                       | Ticker Symbol   |
|:---|:---|:---|
| C000012103 | iShares Global Comm Services ETF | IXP             |

### iShares Micro-Cap ETF (Series ID: S000004439)

| Class ID   | Class Name            | Ticker Symbol   |
|:---|:---|:---|
| C000012202 | iShares Micro-Cap ETF | IWC             |

### iShares Global Consumer Discretionary ETF (Series ID: S000008880)

| Class ID   | Class Name                                | Ticker Symbol   |
|:---|:---|:---|
| C000024194 | iShares Global Consumer Discretionary ETF | RXI             |

### iShares Global Consumer Staples ETF (Series ID: S000008881)

| Class ID   | Class Name                          | Ticker Symbol   |
|:---|:---|:---|
| C000024195 | iShares Global Consumer Staples ETF | KXI             |

### iShares Global Industrials ETF (Series ID: S000008882)

| Class ID   | Class Name                     | Ticker Symbol   |
|:---|:---|:---|
| C000024196 | iShares Global Industrials ETF | EXI             |

### iShares Global Utilities ETF (Series ID: S000008883)

| Class ID   | Class Name                   | Ticker Symbol   |
|:---|:---|:---|
| C000024197 | iShares Global Utilities ETF | JXI             |

### iShares Global Materials ETF (Series ID: S000008884)

| Class ID   | Class Name                   | Ticker Symbol   |
|:---|:---|:---|
| C000024198 | iShares Global Materials ETF | MXI             |

### iShares U.S. Oil & Gas Exploration & Production ETF (Series ID: S000009414)

| Class ID   | Class Name                                          | Ticker Symbol   |
|:---|:---|:---|
| C000025768 | iShares U.S. Oil & Gas Exploration & Production ETF | IEO             |

### iShares U.S. Home Construction ETF (Series ID: S000009415)

| Class ID   | Class Name                         | Ticker Symbol   |
|:---|:---|:---|
| C000025769 | iShares U.S. Home Construction ETF | ITB             |

### iShares U.S. Oil Equipment & Services ETF (Series ID: S000009416)

| Class ID   | Class Name                                | Ticker Symbol   |
|:---|:---|:---|
| C000025770 | iShares U.S. Oil Equipment & Services ETF | IEZ             |

### iShares U.S. Pharmaceuticals ETF (Series ID: S000009417)

| Class ID   | Class Name                       | Ticker Symbol   |
|:---|:---|:---|
| C000025771 | iShares U.S. Pharmaceuticals ETF | IHE             |

### iShares U.S. Healthcare Providers ETF (Series ID: S000009418)

| Class ID   | Class Name                            | Ticker Symbol   |
|:---|:---|:---|
| C000025772 | iShares U.S. Healthcare Providers ETF | IHF             |

### iShares U.S. Medical Devices ETF (Series ID: S000009419)

| Class ID   | Class Name                       | Ticker Symbol   |
|:---|:---|:---|
| C000025773 | iShares U.S. Medical Devices ETF | IHI             |

### iShares U.S. Broker-Dealers & Securities Exchanges ETF (Series ID: S000009420)

| Class ID   | Class Name                                             | Ticker Symbol   |
|:---|:---|:---|
| C000025774 | iShares U.S. Broker-Dealers & Securities Exchanges ETF | IAI             |

### iShares U.S. Insurance ETF (Series ID: S000009421)

| Class ID   | Class Name                 | Ticker Symbol   |
|:---|:---|:---|
| C000025775 | iShares U.S. Insurance ETF | IAK             |

### iShares U.S. Regional Banks ETF (Series ID: S000009422)

| Class ID   | Class Name                      | Ticker Symbol   |
|:---|:---|:---|
| C000025776 | iShares U.S. Regional Banks ETF | IAT             |

### iShares U.S. Aerospace & Defense ETF (Series ID: S000009423)

| Class ID   | Class Name                           | Ticker Symbol   |
|:---|:---|:---|
| C000025777 | iShares U.S. Aerospace & Defense ETF | ITA             |

### iShares Preferred and Income Securities ETF (Series ID: S000013499)

| Class ID   | Class Name                                  | Ticker Symbol   |
|:---|:---|:---|
| C000036528 | iShares Preferred and Income Securities ETF | PFF             |

### iShares Residential and Multisector Real Estate ETF (Series ID: S000015623)

| Class ID   | Class Name                                          | Ticker Symbol   |
|:---|:---|:---|
| C000042584 | iShares Residential and Multisector Real Estate ETF | REZ             |

### iShares Mortgage Real Estate ETF (Series ID: S000015626)

| Class ID   | Class Name                       | Ticker Symbol   |
|:---|:---|:---|
| C000042587 | iShares Mortgage Real Estate ETF | REM             |

### iShares Asia 50 ETF (Series ID: S000017778)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000049095 | iShares Asia 50 ETF | AIA             |

### iShares Global Infrastructure ETF (Series ID: S000019356)

| Class ID   | Class Name                        | Ticker Symbol   |
|:---|:---|:---|
| C000053784 | iShares Global Infrastructure ETF | IGF             |

### iShares India 50 ETF (Series ID: S000022341)

| Class ID   | Class Name           | Ticker Symbol   |
|:---|:---|:---|
| C000064225 | iShares India 50 ETF | INDY            |

### iShares Emerging Markets Infrastructure ETF (Series ID: S000022497)

| Class ID   | Class Name                                  | Ticker Symbol   |
|:---|:---|:---|
| C000065073 | iShares Emerging Markets Infrastructure ETF | EMIF            |

### iShares Global Timber & Forestry ETF (Series ID: S000022500)

| Class ID   | Class Name                           | Ticker Symbol   |
|:---|:---|:---|
| C000065076 | iShares Global Timber & Forestry ETF | WOOD            |

### iShares Russell Top 200 Growth ETF (Series ID: S000026552)

| Class ID   | Class Name                         | Ticker Symbol   |
|:---|:---|:---|
| C000079751 | iShares Russell Top 200 Growth ETF | IWY             |

### iShares Russell Top 200 ETF (Series ID: S000026553)

| Class ID   | Class Name                  | Ticker Symbol   |
|:---|:---|:---|
| C000079752 | iShares Russell Top 200 ETF | IWL             |

### iShares Russell Top 200 Value ETF (Series ID: S000026554)

| Class ID   | Class Name                        | Ticker Symbol   |
|:---|:---|:---|
| C000079753 | iShares Russell Top 200 Value ETF | IWX             |

### iShares International Dividend Growth ETF (Series ID: S000053600)

| Class ID   | Class Name                                | Ticker Symbol   |
|:---|:---|:---|
| C000168437 | iShares International Dividend Growth ETF | IGRO            |

### iShares Russell 2500 ETF (Series ID: S000057567)

| Class ID   | Class Name               | Ticker Symbol   |
|:---|:---|:---|
| C000183467 | iShares Russell 2500 ETF | SMMD            |

### iShares U.S. Infrastructure ETF (Series ID: S000061314)

| Class ID   | Class Name                      | Ticker Symbol   |
|:---|:---|:---|
| C000198491 | iShares U.S. Infrastructure ETF | IFRA            |

### iShares Future AI & Tech ETF (Series ID: S000062201)

| Class ID   | Class Name                   | Ticker Symbol   |
|:---|:---|:---|
| C000201209 | iShares Future AI & Tech ETF | ARTY            |

### iShares Focused Value Factor ETF (Series ID: S000064965)

| Class ID   | Class Name                       | Ticker Symbol   |
|:---|:---|:---|
| C000210345 | iShares Focused Value Factor ETF | FOVL            |

### iShares MSCI USA Quality GARP ETF (Series ID: S000066849)

| Class ID   | Class Name                        | Ticker Symbol   |
|:---|:---|:---|
| C000215209 | iShares MSCI USA Quality GARP ETF | GARP            |

### iShares ESG Select Screened S&P 500 ETF (Series ID: S000069532)

| Class ID   | Class Name                              | Ticker Symbol   |
|:---|:---|:---|
| C000221870 | iShares ESG Select Screened S&P 500 ETF | XVV             |

### iShares ESG Select Screened S&P Mid-Cap ETF (Series ID: S000069533)

| Class ID   | Class Name                                  | Ticker Symbol   |
|:---|:---|:---|
| C000221871 | iShares ESG Select Screened S&P Mid-Cap ETF | XJH             |

### iShares ESG Select Screened S&P Small-Cap ETF (Series ID: S000069536)

| Class ID   | Class Name                                    | Ticker Symbol   |
|:---|:---|:---|
| C000221874 | iShares ESG Select Screened S&P Small-Cap ETF | XJR             |

### iShares US Small Cap Value Factor ETF (Series ID: S000069740)

| Class ID   | Class Name                            | Ticker Symbol   |
|:---|:---|:---|
| C000222498 | iShares US Small Cap Value Factor ETF | SVAL            |

### iShares International Developed Small Cap Value Factor ETF (Series ID: S000070653)

| Class ID   | Class Name                                                 | Ticker Symbol   |
|:---|:---|:---|
| C000224636 | iShares International Developed Small Cap Value Factor ETF | ISVL            |

### iShares Blockchain and Tech ETF (Series ID: S000075811)

| Class ID   | Class Name                      | Ticker Symbol   |
|:---|:---|:---|
| C000235105 | iShares Blockchain and Tech ETF | IBLC            |

### iShares Environmental Infrastructure and Industrials ETF (Series ID: S000077884)

| Class ID   | Class Name                                               | Ticker Symbol   |
|:---|:---|:---|
| C000238488 | iShares Environmental Infrastructure and Industrials ETF | EFRA            |

### iShares Future Metaverse Tech and Communications ETF (Series ID: S000079170)

| Class ID   | Class Name                                           | Ticker Symbol   |
|:---|:---|:---|
| C000240080 | iShares Future Metaverse Tech and Communications ETF | IVRS            |

### iShares Copper and Metals Mining ETF (Series ID: S000080106)

| Class ID   | Class Name                           | Ticker Symbol   |
|:---|:---|:---|
| C000241778 | iShares Copper and Metals Mining ETF | ICOP            |

### iShares Lithium Miners and Producers ETF (Series ID: S000080108)

| Class ID   | Class Name                               | Ticker Symbol   |
|:---|:---|:---|
| C000241780 | iShares Lithium Miners and Producers ETF | ILIT            |

### iShares U.S. Manufacturing ETF (Series ID: S000085693)

| Class ID   | Class Name                     | Ticker Symbol   |
|:---|:---|:---|
| C000251033 | iShares U.S. Manufacturing ETF | MADE            |

### iShares Nasdaq-100 ex Top 30 ETF (Series ID: S000088432)

| Class ID   | Class Name                       | Ticker Symbol   |
|:---|:---|:---|
| C000254699 | iShares Nasdaq-100 ex Top 30 ETF | QNXT            |

### iShares Nasdaq Top 30 Stocks ETF (Series ID: S000088433)

| Class ID   | Class Name                       | Ticker Symbol   |
|:---|:---|:---|
| C000254700 | iShares Nasdaq Top 30 Stocks ETF | QTOP            |

### iShares Top 20 U.S. Stocks ETF (Series ID: S000088434)

| Class ID   | Class Name                     | Ticker Symbol   |
|:---|:---|:---|
| C000254701 | iShares Top 20 U.S. Stocks ETF | TOPT            |

### iShares S&P 500 3% Capped ETF (Series ID: S000091281)

| Class ID   | Class Name                    | Ticker Symbol   |
|:---|:---|:---|
| C000258810 | iShares S&P 500 3% Capped ETF | TOPC            |

### iShares Texas Equity ETF (Series ID: S000093203)

| Class ID   | Class Name               | Ticker Symbol   |
|:---|:---|:---|
| C000261357 | iShares Texas Equity ETF | TEXN            |

### iShares S&P 500 ex S&P 100 ETF (Series ID: S000093347)

| Class ID   | Class Name                     | Ticker Symbol   |
|:---|:---|:---|
| C000261561 | iShares S&P 500 ex S&P 100 ETF | XOEF            |

## Internal

```

Report of Independent Registered Public
Accounting Firm

To the Board of Trustees of iShares Trust and Shareholders
of each of the eighty-nine funds listed in Appendix A.

In planning and performing our audits of the financial
statements of the funds listed in Appendix A (hereafter
collectively referred to as the "Funds") as of and for the year
or period ended March 31, 2026, in accordance with the
standards of the Public Company Accounting Oversight
Board (United States) (PCAOB), we considered the Funds'
internal control over financial reporting, including controls
over safeguarding securities, as a basis for designing our
auditing procedures for the purpose of expressing our
opinion on the financial statements and to comply with the
requirements of Form N-CEN, but not for the purpose of
expressing an opinion on the effectiveness of the Funds'
internal control over financial reporting.  Accordingly, we do
not express an opinion on the effectiveness of the Funds'
internal control over financial reporting.

The management of the Funds is responsible for establishing
and maintaining effective internal control over financial
reporting. In fulfilling this responsibility, estimates and
judgments by management are required to assess the
expected benefits and related costs of controls. A company's
internal control over financial reporting is a process
designed to provide reasonable assurance regarding the
reliability of financial reporting and the preparation of
financial statements for external purposes in accordance
with generally accepted accounting principles. A company's
internal control over financial reporting includes those
policies and procedures that (1) pertain to the maintenance
of records that, in reasonable detail, accurately and fairly
reflect the transactions and dispositions of the assets of the
company; (2) provide reasonable assurance that
transactions are recorded as necessary to permit preparation
of financial statements in accordance with generally
accepted accounting principles, and that receipts and
expenditures of the company are being made only in
accordance with authorizations of management and
directors of the company; and (3) provide reasonable
assurance regarding prevention or timely detection of
unauthorized acquisition, use or disposition of a company's
assets that could have a material effect on the financial
statements.

Because of its inherent limitations, internal control over
financial reporting may not prevent or detect misstatements.
Also, projections of any evaluation of effectiveness to future
periods are subject to the risk that controls may become
inadequate because of changes in conditions, or that the
degree of compliance with the policies or procedures may
deteriorate.

A deficiency in internal control over financial reporting
exists when the design or operation of a control does not
allow management or employees, in the normal course of
performing their assigned functions, to prevent or detect
misstatements on a timely basis. A material weakness is a
deficiency, or a combination of deficiencies, in internal
control over financial reporting, such that there is a
reasonable possibility that a material misstatement of the
company's annual or interim financial statements will not be
prevented or detected on a timely basis.

Our consideration of the Funds' internal control over
financial reporting was for the limited purpose described in
the first paragraph and would not necessarily disclose all
deficiencies in internal control over financial reporting that
might be material weaknesses under standards established
by the PCAOB. However, we noted no deficiencies in the
Funds' internal control over financial reporting and its
operation, including controls over safeguarding securities,
that we consider to be material weaknesses as defined above
as of March 31, 2026.

This report is intended solely for the information and use of
the Board of Trustees of iShares Trust and the Securities and
Exchange Commission and is not intended to be and should
not be used by anyone other than these specified parties.

/s/PricewaterhouseCoopers LLP
Philadelphia, Pennsylvania
May 22, 2026

Appendix A

iShares Trust

1.	iShares Copper and Metals Mining ETF
2.	iShares Environmental Infrastructure and Industrials ETF
3.	iShares Global 100 ETF
4.	iShares Global Infrastructure ETF
5.	iShares Global Timber & Forestry ETF
6.	iShares Lithium Miners and Producers ETF
7.	iShares Global Comm Services ETF
8.	iShares Global Consumer Discretionary ETF
9.	iShares Global Consumer Staples ETF
10.	iShares Global Energy ETF
11.	iShares Global Financials ETF
12.	iShares Global Healthcare ETF
13.	iShares Global Industrials ETF
14.	iShares Global Materials ETF
15.	iShares Global Tech ETF
16.	iShares Global Utilities ETF
17.	iShares Asia 50 ETF
18.	iShares Blockchain and Tech ETF
19.	iShares Emerging Markets Infrastructure ETF
20.	iShares Europe ETF
21.	iShares Future AI & Tech ETF
22.	iShares Future Metaverse Tech and Communications ETF
23.	iShares India 50 ETF
24.	iShares International Developed Small Cap Value Factor
ETF
25.	iShares International Dividend Growth ETF
26.	iShares Latin America 40 ETF
27.	iShares JPX-Nikkei 400 ETF
28.	iShares Mortgage Real Estate ETF
29.	iShares Residential and Multisector Real Estate ETF
30.	iShares ESG Select Screened S&P 500 ETF
31.	iShares ESG Select Screened S&P Mid-Cap ETF
32.	iShares ESG Select Screened S&P Small-Cap ETF
33.	iShares S&P 100 ETF
34.	iShares S&P 500 Growth ETF
35.	iShares S&P 500 Value ETF
36.	iShares S&P Small-Cap 600 Value ETF
37.	iShares Core S&P Mid-Cap ETF
38.	iShares Core S&P Small-Cap ETF
39.	iShares Core S&P U.S. Growth ETF
40.	iShares Core S&P U.S. Value ETF
41.	iShares MSCI USA Quality GARP ETF
42.	iShares Preferred and Income Securities ETF
43.	iShares Russell Top 200 ETF
44.	iShares Russell Top 200 Growth ETF
45.	iShares Russell Top 200 Value ETF
46.	iShares Russell 3000 ETF
47.	iShares Russell Mid-Cap Value ETF
48.	iShares Core S&P 500 ETF
49.	iShares Core S&P Total U.S. Stock Market ETF
50.	iShares S&P 500 3% Capped ETF
51.	iShares S&P 500 ex S&P 100 ETF
52.	iShares Top 20 U.S. Stocks ETF
53.	iShares Russell 2000 ETF
54.	iShares Russell 2000 Growth ETF
55.	iShares Russell 2000 Value ETF
56.	iShares Micro-Cap ETF
57.	iShares Russell 2500 ETF
58.	iShares Russell Mid-Cap ETF
59.	iShares Russell Mid-Cap Growth ETF
60.	iShares Biotechnology ETF
61.	iShares Expanded Tech Sector ETF
62.	iShares Expanded Tech-Software Sector ETF
63.	iShares North American Natural Resources ETF
64.	iShares Semiconductor ETF
65.	iShares U.S. Digital Infrastructure and Real Estate ETF
66.	iShares S&P Mid-Cap 400 Growth ETF
67.	iShares S&P Mid-Cap 400 Value ETF
68.	iShares S&P Small-Cap 600 Growth ETF
69.	iShares Nasdaq Top 30 Stocks ETF
70.	iShares Nasdaq-100 ex Top 30 ETF
71.	iShares Russell 1000 ETF
72.	iShares Russell 1000 Growth ETF
73.	iShares Russell 1000 Value ETF
74.	iShares Texas Equity ETF
75.	iShares US Small Cap Value Factor ETF
76.	iShares U.S. Aerospace & Defense ETF
77.	iShares U.S. Broker-Dealers & Securities Exchanges ETF
78.	iShares U.S. Healthcare Providers ETF
79.	iShares U.S. Home Construction ETF
80.	iShares U.S. Infrastructure ETF
81.	iShares U.S. Insurance ETF
82.	iShares U.S. Manufacturing ETF
83.	iShares U.S. Medical Devices ETF
84.	iShares U.S. Oil & Gas Exploration & Production ETF
85.	iShares U.S. Oil Equipment & Services ETF
86.	iShares U.S. Pharmaceuticals ETF
87.	iShares U.S. Real Estate ETF
88.	iShares U.S. Regional Banks ETF
89.	iShares U.S. Telecommunications ETF

1

1

```

## Internal

```

Report of Independent Registered Public Accounting Firm
To the Board of Trustees of iShares Trust and Shareholders of each
of the eighty-nine funds listed in Appendix A.
In planning and performing our audits of the financial statements of
the funds listed in Appendix A (hereafter collectively referred to as
the "Funds") as of and for the year or period ended March 31, 2026,
in accordance with the standards of the Public Company Accounting
Oversight Board (United States) (PCAOB), we considered the Funds'
internal control over financial reporting, including controls over
safeguarding securities, as a basis for designing our auditing
procedures for the purpose of expressing our opinion on the financial
statements and to comply with the requirements of Form N-CEN, but not
for the purpose of expressing an opinion on the effectiveness of the
Funds' internal control over financial reporting.  Accordingly, we do
not express an opinion on the effectiveness of the Funds' internal
control over financial reporting.
The management of the Funds is responsible for establishing and
maintaining effective internal control over financial reporting.
In fulfilling this responsibility, estimates and judgments by
management are required to assess the expected benefits and related
costs of controls. A company's internal control over financial
reporting is a process designed to provide reasonable assurance
regarding the reliability of financial reporting and the preparation
of financial statements for external purposes in accordance with
generally accepted accounting principles. A company's internal
control over financial reporting includes those policies and
procedures that (1) pertain to the maintenance of records that, in
reasonable detail, accurately and fairly reflect the transactions
and dispositions of the assets of the company; (2) provide reasonable
assurance that transactions are recorded as necessary to permit
preparation of financial statements in accordance with generally
accepted accounting principles, and that receipts and expenditures of
the company are being made only in accordance with authorizations of
management and directors of the company; and (3) provide reasonable
assurance regarding prevention or timely detection of unauthorized
acquisition, use or disposition of a company's assets that could
have a material effect on the financial statements.
Because of its inherent limitations, internal control over financial
reporting may not prevent or detect misstatements. Also, projections
of any evaluation of effectiveness to future periods are subject to
the risk that controls may become inadequate because of changes in
conditions, or that the degree of compliance with the policies or
procedures may deteriorate.
A deficiency in internal control over financial reporting exists when
the design or operation of a control does not allow management or
employees, in the normal course of performing their assigned
functions, to prevent or detect misstatements on a timely basis.
A material weakness is a deficiency, or a combination of
deficiencies, in internal control over financial reporting, such that
there is a reasonable possibility that a material misstatement of the
company's annual or interim financial statements will not be
prevented or detected on a timely basis.
Our consideration of the Funds' internal control over financial
reporting was for the limited purpose described in the first
paragraph and would not necessarily disclose all deficiencies in
internal control over financial reporting that might be material
weaknesses under standards established by the PCAOB. However, we
noted no deficiencies in the Funds' internal control over financial
reporting and its operation, including controls over safeguarding
securities, that we consider to be material weaknesses as defined
above as of March 31, 2026.
This report is intended solely for the information and use of the
Board of Trustees of iShares Trust and the Securities and Exchange
Commission and is not intended to be and should not be used by
anyone other than these specified parties.
/s/PricewaterhouseCoopers LLP
Philadelphia, Pennsylvania
May 22, 2026
Appendix A
iShares Trust
1. iShares Copper and Metals Mining ETF
2. iShares Environmental Infrastructure and Industrials ETF
3. iShares Global 100 ETF
4. iShares Global Infrastructure ETF
5. iShares Global Timber & Forestry ETF
6. iShares Lithium Miners and Producers ETF
7. iShares Global Comm Services ETF
8. iShares Global Consumer Discretionary ETF
9. iShares Global Consumer Staples ETF
10. iShares Global Energy ETF
11. iShares Global Financials ETF
12. iShares Global Healthcare ETF
13. iShares Global Industrials ETF
14. iShares Global Materials ETF
15. iShares Global Tech ETF
16. iShares Global Utilities ETF
17. iShares Asia 50 ETF
18. iShares Blockchain and Tech ETF
19. iShares Emerging Markets Infrastructure ETF
20. iShares Europe ETF
21. iShares Future AI & Tech ETF
22. iShares Future Metaverse Tech and Communications ETF
23. iShares India 50 ETF
24. iShares International Developed Small Cap Value Factor ETF
25. iShares International Dividend Growth ETF
26. iShares Latin America 40 ETF
27. iShares JPX-Nikkei 400 ETF
28. iShares Mortgage Real Estate ETF
29. iShares Residential and Multisector Real Estate ETF
30. iShares ESG Select Screened S&P 500 ETF
31. iShares ESG Select Screened S&P Mid-Cap ETF
32. iShares ESG Select Screened S&P Small-Cap ETF
33. iShares S&P 100 ETF
34. iShares S&P 500 Growth ETF
35. iShares S&P 500 Value ETF
36. iShares S&P Small-Cap 600 Value ETF
37. iShares Core S&P Mid-Cap ETF
38. iShares Core S&P Small-Cap ETF
39. iShares Core S&P U.S. Growth ETF
40. iShares Core S&P U.S. Value ETF
41. iShares MSCI USA Quality GARP ETF
42. iShares Preferred and Income Securities ETF
43. iShares Russell Top 200 ETF
44. iShares Russell Top 200 Growth ETF
45. iShares Russell Top 200 Value ETF
46. iShares Russell 3000 ETF
47. iShares Russell Mid-Cap Value ETF
48. iShares Core S&P 500 ETF
49. iShares Core S&P Total U.S. Stock Market ETF
50. iShares S&P 500 3% Capped ETF
51. iShares S&P 500 ex S&P 100 ETF
52. iShares Top 20 U.S. Stocks ETF
53. iShares Russell 2000 ETF
54. iShares Russell 2000 Growth ETF
55. iShares Russell 2000 Value ETF
56. iShares Micro-Cap ETF
57. iShares Russell 2500 ETF
58. iShares Russell Mid-Cap ETF
59. iShares Russell Mid-Cap Growth ETF
60. iShares Biotechnology ETF
61. iShares Expanded Tech Sector ETF
62. iShares Expanded Tech-Software Sector ETF
63. iShares North American Natural Resources ETF
64. iShares Semiconductor ETF
65. iShares U.S. Digital Infrastructure and Real Estate ETF
66. iShares S&P Mid-Cap 400 Growth ETF
67. iShares S&P Mid-Cap 400 Value ETF
68. iShares S&P Small-Cap 600 Growth ETF
69. iShares Nasdaq Top 30 Stocks ETF
70. iShares Nasdaq-100 ex Top 30 ETF
71. iShares Russell 1000 ETF
72. iShares Russell 1000 Growth ETF
73. iShares Russell 1000 Value ETF
74. iShares Texas Equity ETF
75. iShares US Small Cap Value Factor ETF
76. iShares U.S. Aerospace & Defense ETF
77. iShares U.S. Broker-Dealers & Securities Exchanges ETF
78. iShares U.S. Healthcare Providers ETF
79. iShares U.S. Home Construction ETF
80. iShares U.S. Infrastructure ETF
81. iShares U.S. Insurance ETF
82. iShares U.S. Manufacturing ETF
83. iShares U.S. Medical Devices ETF
84. iShares U.S. Oil & Gas Exploration & Production ETF
85. iShares U.S. Oil Equipment & Services ETF
86. iShares U.S. Pharmaceuticals ETF
87. iShares U.S. Real Estate ETF
88. iShares U.S. Regional Banks ETF
89. iShares U.S. Telecommunications ETF

```

# Form N-CEN: Annual Report for Registered Investment Companies

## N-CEN: Filer Information
**Submission Type:** N-CEN
**CIK:** 0001100663

## N-CEN: Series/Class (Contract) Information

**Series ID Record:1**
- **Series ID:** S000004305

**Series ID Record:2**
- **Series ID:** S000004306

**Series ID Record:3**
- **Series ID:** S000004307

**Series ID Record:4**
- **Series ID:** S000004308

**Series ID Record:5**
- **Series ID:** S000004309

**Series ID Record:6**
- **Series ID:** S000004310

**Series ID Record:7**
- **Series ID:** S000004311

**Series ID Record:8**
- **Series ID:** S000004312

**Series ID Record:9**
- **Series ID:** S000004313

**Series ID Record:10**
- **Series ID:** S000004314

**Series ID Record:11**
- **Series ID:** S000004315

**Series ID Record:12**
- **Series ID:** S000004316

**Series ID Record:13**
- **Series ID:** S000004317

**Series ID Record:14**
- **Series ID:** S000004326

**Series ID Record:15**
- **Series ID:** S000004328

**Series ID Record:16**
- **Series ID:** S000004333

**Series ID Record:17**
- **Series ID:** S000004335

**Series ID Record:18**
- **Series ID:** S000004336

**Series ID Record:19**
- **Series ID:** S000004337

**Series ID Record:20**
- **Series ID:** S000004338

**Series ID Record:21**
- **Series ID:** S000004339

**Series ID Record:22**
- **Series ID:** S000004340

**Series ID Record:23**
- **Series ID:** S000004341

**Series ID Record:24**
- **Series ID:** S000004342

**Series ID Record:25**
- **Series ID:** S000004343

**Series ID Record:26**
- **Series ID:** S000004344

**Series ID Record:27**
- **Series ID:** S000004345

**Series ID Record:28**
- **Series ID:** S000004346

**Series ID Record:29**
- **Series ID:** S000004347

**Series ID Record:30**
- **Series ID:** S000004348

**Series ID Record:31**
- **Series ID:** S000004350

**Series ID Record:32**
- **Series ID:** S000004352

**Series ID Record:33**
- **Series ID:** S000004353

**Series ID Record:34**
- **Series ID:** S000004354

**Series ID Record:35**
- **Series ID:** S000004355

**Series ID Record:36**
- **Series ID:** S000004356

**Series ID Record:37**
- **Series ID:** S000004359

**Series ID Record:38**
- **Series ID:** S000004370

**Series ID Record:39**
- **Series ID:** S000004372

**Series ID Record:40**
- **Series ID:** S000004373

**Series ID Record:41**
- **Series ID:** S000004439

**Series ID Record:42**
- **Series ID:** S000008880

**Series ID Record:43**
- **Series ID:** S000008881

**Series ID Record:44**
- **Series ID:** S000008882

**Series ID Record:45**
- **Series ID:** S000008883

**Series ID Record:46**
- **Series ID:** S000008884

**Series ID Record:47**
- **Series ID:** S000009414

**Series ID Record:48**
- **Series ID:** S000009415

**Series ID Record:49**
- **Series ID:** S000009416

**Series ID Record:50**
- **Series ID:** S000009417

**Series ID Record:51**
- **Series ID:** S000009418

**Series ID Record:52**
- **Series ID:** S000009419

**Series ID Record:53**
- **Series ID:** S000009420

**Series ID Record:54**
- **Series ID:** S000009421

**Series ID Record:55**
- **Series ID:** S000009422

**Series ID Record:56**
- **Series ID:** S000009423

**Series ID Record:57**
- **Series ID:** S000013499

**Series ID Record:58**
- **Series ID:** S000015623

**Series ID Record:59**
- **Series ID:** S000015626

**Series ID Record:60**
- **Series ID:** S000017778

**Series ID Record:61**
- **Series ID:** S000019356

**Series ID Record:62**
- **Series ID:** S000022341

**Series ID Record:63**
- **Series ID:** S000022497

**Series ID Record:64**
- **Series ID:** S000022500

**Series ID Record:65**
- **Series ID:** S000026552

**Series ID Record:66**
- **Series ID:** S000026553

**Series ID Record:67**
- **Series ID:** S000026554

**Series ID Record:68**
- **Series ID:** S000053600

**Series ID Record:69**
- **Series ID:** S000057567

**Series ID Record:70**
- **Series ID:** S000061314

**Series ID Record:71**
- **Series ID:** S000062201

**Series ID Record:72**
- **Series ID:** S000064965

**Series ID Record:73**
- **Series ID:** S000066849

**Series ID Record:74**
- **Series ID:** S000069532

**Series ID Record:75**
- **Series ID:** S000069533

**Series ID Record:76**
- **Series ID:** S000069536

**Series ID Record:77**
- **Series ID:** S000069740

**Series ID Record:78**
- **Series ID:** S000070653

**Series ID Record:79**
- **Series ID:** S000075811

**Series ID Record:80**
- **Series ID:** S000077884

**Series ID Record:81**
- **Series ID:** S000079170

**Series ID Record:82**
- **Series ID:** S000080106

**Series ID Record:83**
- **Series ID:** S000080108

**Series ID Record:84**
- **Series ID:** S000085693

**Series ID Record:85**
- **Series ID:** S000088432

**Series ID Record:86**
- **Series ID:** S000088433

**Series ID Record:87**
- **Series ID:** S000088434

**Series ID Record:88**
- **Series ID:** S000091281

**Series ID Record:89**
- **Series ID:** S000093203

**Series ID Record:90**
- **Series ID:** S000093347

### N-CEN: Part A: General Information

**Item A.1.a - Report for period ending:** 2026-03-31

**Item A.1.b - Does this report cover a period of less than 12 months?:** No

## N-CEN: Part B: Information About the Registrant

- **Item B.1.a - Full name of Registrant:** iShares Trust

- **Item B.1.b - Investment Company Act file number:** 811-09729

- **Item B.1.c - CIK:** 0001100663

- **Item B.1.d - LEI:** 5493000860OXIC4B5K91

- **Item B.2.a - Street 1:** 400 Howard Street

- **Item B.2.b - City:** San Francisco

- **Item B.2.c - State:** CA

- **Item B.2.e - Zip Code:** 94105

- **Item B.2.f - Telephone:** 800-474-2737

- **Item B.2.g - Public Website:** www.blackrock.com

### Item B.3 - Location of books and records

**Location books Record: 1**

- **a. Name of person (e.g., a custodian of records):** BlackRock Fund Advisors

- **b. Street 1:** 400 Howard Street

- **c. City:** San Francisco

- **d. State, if applicable:** CA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 94105

- **g. Telephone number:** 415-670-2000

- **h. Briefly describe the books and records kept at this location:** Records related to its functions as advisor

**Location books Record: 2**

- **a. Name of person (e.g., a custodian of records):** BlackRock Investments, LLC

- **b. Street 1:** 50 Hudson Yards

- **c. City:** New York

- **d. State, if applicable:** NY

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 10001

- **g. Telephone number:** 609-282-3046

- **h. Briefly describe the books and records kept at this location:** Records related to its functions as distributor

**Location books Record: 3**

- **a. Name of person (e.g., a custodian of records):** Citi Fund Services Ohio, Inc.

- **b. Street 1:** 4400 Easton Way

- **Street 2:** Suite 200

- **c. City:** Columbus

- **d. State, if applicable:** OH

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 43219

- **g. Telephone number:** 614-470-8000

- **h. Briefly describe the books and records kept at this location:** Records relating to its function as administrator and accounting agent

**Location books Record: 4**

- **a. Name of person (e.g., a custodian of records):** Citibank, N.A.

- **b. Street 1:** 388 Greenwich Street

- **c. City:** New York

- **d. State, if applicable:** NY

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 10013

- **g. Telephone number:** 813-604-1770

- **h. Briefly describe the books and records kept at this location:** Records relating to its function as a custodian and transfer agent

**Location books Record: 5**

- **a. Name of person (e.g., a custodian of records):** JPMorgan Chase Bank, N.A.

- **b. Street 1:** 383 Madison Avenue

- **c. City:** New York

- **d. State, if applicable:** NY

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 10179

- **g. Telephone number:** 212-648-0466

- **h. Briefly describe the books and records kept at this location:** Records related to its functions as administrator, accounting agent, transfer agent and custodian

**Location books Record: 6**

- **a. Name of person (e.g., a custodian of records):** The Bank of New York Mellon

- **b. Street 1:** 240 Greenwich Street

- **c. City:** New York

- **d. State, if applicable:** NY

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 10286

- **g. Telephone number:** 212-495-1784

- **h. Briefly describe the books and records kept at this location:** Records related to its functions as administrator, accounting agent, transfer agent, and custodian

- **Item B.4.a - Is this the first filing by the Registrant?:** No

- **Item B.4.b - Is this the last filing by the Registrant?:** No

- **Item B.5.a - Is the Registrant part of a family of investment companies?:** Yes

- **Item B.5.a.i - Full name of family of investment companies:** BlackRock-advised Funds

### Item B.6 - Organization

- [x] a. Open-end management investment company registered under the Act on Form N-1A

- [ ] b. Closed-end management investment company registered under the Act on Form N-2

- [ ] c. Separate account offering variable annuity contracts which is registered under the Act as a management investment company on Form N-3

- [ ] d. Separate account offering variable annuity contracts which is registered under the Act as a unit investment trust on Form N-4

- [ ] e. Small business investment company registered under the Act on Form N-5

- [ ] f. Separate account offering variable insurance contracts which is registered under the Act as a unit investment trust on Form N-6

- [ ] g. Unit investment trust registered under the Act on Form N-8B-2

- **Item B.6.i - Total number of Series:** 364

- **Item B.7 - Is the Registrant the issuer of a class of securities registered under the Securities Act?:** Yes

### Item B.8 - Directors

| Name               | Is Interested Person?   | Other Investment Company File Numbers   |
|:---|:---|:---|
| Drew E. Lawton     | No                      | 811-09102, 811-22649                    |
| James Lam          | No                      | 811-09102, 811-22649                    |
| Jane D. Carlin     | No                      | 811-09102, 811-22649                    |
| John E. Kerrigan   | No                      | 811-09102, 811-22649                    |
| John E. Martinez   | No                      | 811-09102, 811-22649                    |
| Laura F. Fergerson | No                      | 811-09102, 811-22649                    |
| Madhav V. Rajan    | No                      | 811-09102, 811-22649                    |
| Richard L. Fagnani | No                      | 811-09102, 811-22649                    |
| Robert S. Kapito   | Yes                     | 811-09102, 811-22649                    |
| Stephen Cohen      | Yes                     | 811-09102, 811-22649                    |

### Item B.9. Chief compliance officer.

**Chief compliance officer Record: 1**

- **a. Full Name:** Aaron Wasserman

- **b. CRD Number, if any:** N/A

- **c. Street Address 1:** 50 Hudson Yards

- **d. City:** New York

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Zip code:** 10001

- **h. Telephone number:** XXXXXX

- **i. Has the chief compliance officer changed since the last filing?:** No

If the chief compliance officer is compensated or employed by any person other than the Registrant, provide:

**CCO employer Record: 1**

- **i. Name of the person:** —

- **ii. Person’s IRS Employer Identification Number:** —

### Item B.10. Matters for security holder vote.

- **Were any matters submitted by the Registrant for its security holders’ vote during the reporting period?** No

- **Item B.11.a - Have there been any material legal proceedings?:** No

- **Item B.11.b - Has any proceeding previously reported been terminated?:** No

- **Item B.12.a - Were any claims with respect to the Registrant filed under a fidelity bond?:** No

- **Item B.13.a - Are the Registrant's officers or directors covered under any insurance policy?:** Yes

- **Item B.13.a.i - If yes, were any claims filed under the policy during the reporting period?:** No

- **Item B.14 - Did an affiliated person provide any form of financial support to the Registrant?:** No

- **Item B.15.a.i - Release numbers:**
  - IC-25878

### Item B.16. Principal underwriters.

**Principal underwriter Record: 1**

- **i. Full name:** BlackRock Investments, LLC

- **ii. SEC file number:** 8-48436

- **iii. CRD number:** 000038642

- **iv. LEI, if any:** 54930061FBHCKXL2G714

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Is the principal underwriter an affiliated person...?:** Yes

- **b. Have any principal underwriters been hired or terminated during the reporting period?** No

### Item B.17. Independent public accountant.

**Public accountant Record: 1**

- **a. Full Name:** PricewaterhouseCoopers LLP

- **b. PCAOB Number:** 238

- **c. LEI, if any:** 5493002GVO7EO8RNNS37

- **d. State, if applicable:** PA

- **e. Foreign country, if applicable:** US

- **f. Has the independent public accountant changed since the last filing?** No

- **Item B.18 - Did an independent public accountant's report on internal control note any material weaknesses?:** No

- **Item B.19 - Did an independent public accountant issue an opinion other than an unqualified opinion?:** No

- **Item B.20 - Have there been material changes in the method of valuation?:** No

- **Item B.21 - Have there been any changes in accounting principles or practices?:** No

- **Item B.22.a - Were any payments made to shareholders as a result of an error in calculating NAV?:** No

## Part C: Additional Questions for Management Investment Companies

### Management Investment Record: 1 - iShares Asia 50 ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Asia 50 ETF

- **b. Series identification number, if any:** S000017778

- **c. LEI:** 549300SI0W8VMRSNVL85

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Asia 50 ETF     | C000049095                                | AIA                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $58,411,015.74

- **g. Provide the net income from securities lending activities:** $5,259.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** HSBC Securities (USA) Inc.

- **ii. LEI, if any:** CYYGQCGNHMHPSMRL3R97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $198,086.55

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $19,159.10

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11,676.63

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $59,568.72

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $330,154.39

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $61,390.07

**Brokers Record: 7**

- **i. Full name of broker:** HSBC Securities (USA) Inc.

- **ii. SEC file number:** 008-41562

- **iii. CRD number:** 000019585

- **iv. LEI, if any:** CYYGQCGNHMHPSMRL3R97

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,624.99

**Brokers Record: 8**

- **i. Full name of broker:** Macquarie Capital (USA) Inc.

- **ii. SEC file number:** 008-47198

- **iii. CRD number:** 000036368

- **iv. LEI, if any:** 549300670K07JRB5UQ40

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $37,208.32

**Brokers Record: 9**

- **i. Full name of broker:** CLSA Americas, LLC

- **ii. SEC file number:** 008-69166

- **iii. CRD number:** 000165533

- **iv. LEI, if any:** 213800M2DXATWY7JMS07

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $14,648.16

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $141,768.95

**Aggregate Commission:** $928,250.00

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                           | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $64,550,757.31            |
| Goldman Sachs & Co. LLC                              | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $21,062,181.38            |
| UBS Securities LLC                                   | 008-22651         |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $536,607,294.43           |
| MIZUHO SECURITIES                                    | 008-37710         |    000019647 | 7TK5RJIZDFROZCA6XF66 | NY      | US        | $6,113,058.52             |
| Macquarie Capital (USA) Inc.                         | 008-47198         |    000036368 | 549300670K07JRB5UQ40 | NY      | US        | $44,287,714.60            |
| BlackRock Funds III - BlackRock Cash Funds: Treasury | 008-48436         |    000038642 | 5493006MRTEZZ4S4CQ20 | NY      | US        | $1,251,505,619.69         |
| BofA Securities, Inc.                                | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $114,360,432.53           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $2,038,487,058.46

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $1,479,818,841.62

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $900,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 2 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Co.

  - **Line Institutions Record: 4 Name of institution:** The Bank of New York Mellon

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                             | SEC File number   |
|:---|:---|
| iShares 0-1 Year Treasury Bond ETF                       | 811-09729         |
| iShares 0-3 Month Treasury Bond ETF                      | 811-09729         |
| iShares Breakthrough Environmental Solutions ETF         | 811-09729         |
| iShares Copper and Metals Mining ETF                     | 811-09729         |
| iShares Core MSCI Emerging Markets ETF                   | 811-09102         |
| iShares Core MSCI Total International Stock ETF          | 811-09729         |
| iShares Currency Hedged MSCI EAFE ETF                    | 811-09729         |
| iShares Currency Hedged MSCI Emerging Markets ETF        | 811-09102         |
| iShares Currency Hedged MSCI Japan ETF                   | 811-09729         |
| iShares Cybersecurity and Tech ETF                       | 811-09729         |
| iShares ESG Advanced MSCI EM ETF                         | 811-09729         |
| iShares ESG Aware MSCI EM ETF                            | 811-09102         |
| iShares ESG MSCI EM Leaders ETF                          | 811-09729         |
| iShares Emerging Markets Dividend ETF                    | 811-09102         |
| iShares Emerging Markets Equity Factor ETF               | 811-09102         |
| iShares Emerging Markets Infrastructure ETF              | 811-09729         |
| iShares Energy Storage & Materials ETF                   | 811-09729         |
| iShares Environmental Infrastructure and Industrials ETF | 811-09729         |
| iShares Environmentally Aware Real Estate ETF            | 811-09729         |
| iShares Future AI & Tech ETF                             | 811-09729         |
| iShares Future Exponential Technologies ETF              | 811-09729         |
| iShares Future Metaverse Tech and Communications ETF     | 811-09729         |
| iShares Genomics Immunology and Healthcare ETF           | 811-09729         |
| iShares Global 100 ETF                                   | 811-09729         |
| iShares Global Clean Energy ETF                          | 811-09729         |
| iShares Global Comm Services ETF                         | 811-09729         |
| iShares Global Consumer Discretionary ETF                | 811-09729         |
| iShares Global Consumer Staples ETF                      | 811-09729         |
| iShares Global Equity Factor ETF                         | 811-09729         |
| iShares Global Financials ETF                            | 811-09729         |
| iShares Global Industrials ETF                           | 811-09729         |
| iShares Global REIT ETF                                  | 811-09729         |
| iShares Global Tech ETF                                  | 811-09729         |
| iShares Global Timber & Forestry ETF                     | 811-09729         |
| iShares Global Utilities ETF                             | 811-09729         |
| iShares India 50 ETF                                     | 811-09729         |
| iShares International Dividend Growth ETF                | 811-09729         |
| iShares International Select Dividend ETF                | 811-09729         |
| iShares J.P. Morgan EM Local Currency Bond ETF           | 811-09102         |
| iShares JPX-Nikkei 400 ETF                               | 811-09729         |
| iShares Latin America 40 ETF                             | 811-09729         |
| iShares Lithium Miners and Producers ETF                 | 811-09729         |
| iShares Low Carbon Optimized MSCI ACWI ETF               | 811-09729         |
| iShares MSCI ACWI ETF                                    | 811-09729         |
| iShares MSCI ACWI ex U.S. ETF                            | 811-09729         |
| iShares MSCI Agriculture Producers ETF                   | 811-09102         |
| iShares MSCI All Country Asia ex Japan ETF               | 811-09729         |
| iShares MSCI Australia ETF                               | 811-09102         |
| iShares MSCI Austria ETF                                 | 811-09102         |
| iShares MSCI BIC ETF                                     | 811-09102         |
| iShares MSCI Belgium ETF                                 | 811-09102         |
| iShares MSCI Brazil ETF                                  | 811-09102         |
| iShares MSCI Brazil Small-Cap ETF                        | 811-09729         |
| iShares MSCI Canada ETF                                  | 811-09102         |
| iShares MSCI Chile ETF                                   | 811-09102         |
| iShares MSCI China A ETF                                 | 811-09729         |
| iShares MSCI China ETF                                   | 811-09729         |
| iShares MSCI China Multisector Tech ETF                  | 811-09729         |
| iShares MSCI China Small-Cap ETF                         | 811-09729         |
| iShares MSCI Denmark ETF                                 | 811-09729         |
| iShares MSCI Emerging Markets Asia ETF                   | 811-09102         |
| iShares MSCI Emerging Markets ETF                        | 811-09102         |
| iShares MSCI Emerging Markets Min Vol Factor ETF         | 811-09102         |
| iShares MSCI Emerging Markets Quality Factor ETF         | 811-09729         |
| iShares MSCI Emerging Markets Small-Cap ETF              | 811-09102         |
| iShares MSCI Emerging Markets Value Factor ETF           | 811-09729         |
| iShares MSCI Emerging Markets ex China ETF               | 811-09102         |
| iShares MSCI Finland ETF                                 | 811-09729         |
| iShares MSCI France ETF                                  | 811-09102         |
| iShares MSCI Germany ETF                                 | 811-09102         |
| iShares MSCI Global Metals & Mining Producers ETF        | 811-09102         |
| iShares MSCI Global Min Vol Factor ETF                   | 811-09102         |
| iShares MSCI Global Quality Factor ETF                   | 811-09729         |
| iShares MSCI Global Sustainable Development Goals ETF    | 811-09729         |
| iShares MSCI Hong Kong ETF                               | 811-09102         |
| iShares MSCI India ETF                                   | 811-09729         |
| iShares MSCI India Small-Cap ETF                         | 811-09729         |
| iShares MSCI Indonesia ETF                               | 811-09729         |
| iShares MSCI Ireland ETF                                 | 811-09729         |
| iShares MSCI Israel ETF                                  | 811-09102         |
| iShares MSCI Italy ETF                                   | 811-09102         |
| iShares MSCI Japan ETF                                   | 811-09102         |
| iShares MSCI Japan Small-Cap ETF                         | 811-09102         |
| iShares MSCI Japan Value ETF                             | 811-09729         |
| iShares MSCI Kuwait ETF                                  | 811-09729         |
| iShares MSCI Malaysia ETF                                | 811-09102         |
| iShares MSCI Mexico ETF                                  | 811-09102         |
| iShares MSCI Netherlands ETF                             | 811-09102         |
| iShares MSCI New Zealand ETF                             | 811-09729         |
| iShares MSCI Norway ETF                                  | 811-09729         |
| iShares MSCI Peru and Global Exposure ETF                | 811-09729         |
| iShares MSCI Philippines ETF                             | 811-09729         |
| iShares MSCI Poland ETF                                  | 811-09729         |
| iShares MSCI Qatar ETF                                   | 811-09729         |
| iShares MSCI Saudi Arabia ETF                            | 811-09729         |
| iShares MSCI Singapore ETF                               | 811-09102         |
| iShares MSCI South Africa ETF                            | 811-09102         |
| iShares MSCI South Korea ETF                             | 811-09102         |
| iShares MSCI Spain ETF                                   | 811-09102         |
| iShares MSCI Sweden ETF                                  | 811-09102         |
| iShares MSCI Switzerland ETF                             | 811-09102         |
| iShares MSCI Taiwan ETF                                  | 811-09102         |
| iShares MSCI Thailand ETF                                | 811-09102         |
| iShares MSCI Turkey ETF                                  | 811-09102         |
| iShares MSCI UAE ETF                                     | 811-09729         |
| iShares MSCI United Kingdom ETF                          | 811-09729         |
| iShares MSCI United Kingdom Small-Cap ETF                | 811-09729         |
| iShares Self-Driving EV and Tech ETF                     | 811-09729         |
| iShares U.S. Power Infrastructure ETF                    | 811-09102         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 2 - iShares Biotechnology ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Biotechnology ETF

- **b. Series identification number, if any:** S000004350

- **c. LEI:** 549300S7IVD88MPK0066

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class     | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Biotechnology ETF | C000012080                                | IBB                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $675,457,842.84

- **g. Provide the net income from securities lending activities:** $5,898,162.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-6 (17 CFR 270.17a-6)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. SEC file number:** 85-11399

- **iii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** SG Americas Securities, LLC

- **ii. LEI, if any:** 549300F35UE0BOM1WJ55

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Cantor Fitzgerald & Co.

- **ii. SEC file number:** 8-00201

- **iii. CRD number:** 000000134

- **iv. LEI, if any:** 5493004J7H4GCPG6OB62

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $61,374.91

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $89,334.60

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $39,743.65

**Brokers Record: 4**

- **i. Full name of broker:** Pershing LLC

- **ii. SEC file number:** 8-17574

- **iii. CRD number:** 000007560

- **iv. LEI, if any:** ZI8Q1A8EI8LQFJNM0D94

- **v. State, if applicable:** NJ

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $37,372.59

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $46,333.18

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $30,903.33

**Brokers Record: 7**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 8-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $125,342.99

**Brokers Record: 8**

- **i. Full name of broker:** TD SECURITIES (USA) LLC

- **ii. SEC file number:** 8-36747

- **iii. CRD number:** 000018476

- **iv. LEI, if any:** SUVUFHICNZMP2WKHG940

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $66,356.56

**Brokers Record: 9**

- **i. Full name of broker:** Wells Fargo Securities, LLC

- **ii. SEC file number:** 8-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $15,130.08

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $52,153.32

**Aggregate Commission:** $620,572.78

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| Goldman Sachs & Co. LLC            | 8-00129           | 000000361    | FOR8UP27PHTHYVLBNG30 | NY      | US        | $1,407,470.14             |
| Citigroup Global Markets Inc.      | 8-08177           | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $641,810.35               |
| Morgan Stanley & Co. LLC           | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $558,186.62               |
| ABN AMRO Clearing Chicago LLC      | 8-34354           | 000014020    | 549300U16G4LU3V6C598 | IL      | US        | $184,711.11               |
| BNP Paribas Securities Corp.       | 8-32682           | 000015794    | RCNB6OTYUAMMP879YW96 | NY      | US        | $294,298.85               |
| RBC Capital Markets, LLC           | 8-45411           | 000031194    | 549300LCO2FLSSVFFR64 | NY      | US        | $208,646.83               |
| Citadel Securities LLC             | 8-53574           | 000116797    | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $178,069.25               |
| BofA Securities, Inc.              | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $291,546.88               |
| National Securities Clearing Corp. | N/A               | N/A          | 549300RYC9NELN2ICA34 | NY      | US        | $20,617,151,192.69        |
| BlackRock Liquidity Funds T-Fund   | N/A               | N/A          | 5493002L9DNZ83RX7V61 | DE      | US        | $859,797,599.30           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $21,480,918,522.34

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $6,726,528,664.82

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 3 - iShares Blockchain and Tech ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Blockchain and Tech ETF

- **b. Series identification number, if any:** S000075811

- **c. LEI:** 5493007X1EW2AZ41SJ49

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class           | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Blockchain and Tech ETF | C000235105                                | IBLC                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $21,353,705.63

- **g. Provide the net income from securities lending activities:** $216,453.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Barclays Capital Inc.

- **ii. LEI, if any:** AC28XWWI3WIBK2824319

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,388.08

**Brokers Record: 2**

- **i. Full name of broker:** Oppenheimer & Co. Inc.

- **ii. SEC file number:** 008-04077

- **iii. CRD number:** 000000249

- **iv. LEI, if any:** 254900VH02JQR2L8XD64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,374.63

**Brokers Record: 3**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11,833.53

**Brokers Record: 4**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,374.94

**Brokers Record: 5**

- **i. Full name of broker:** Stern Brothers & Co.

- **ii. SEC file number:** 008-33724

- **iii. CRD number:** 000016325

- **iv. LEI, if any:** 254900LVNKT0KYN1O170

- **v. State, if applicable:** MO

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,952.78

**Brokers Record: 6**

- **i. Full name of broker:** BNY Capital Markets, LLC

- **ii. SEC file number:** 008-35255

- **iii. CRD number:** 000017454

- **iv. LEI, if any:** VJW2DOOHGDT6PR0ZRO63

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,184.63

**Brokers Record: 7**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,325.02

**Brokers Record: 8**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,039.85

**Brokers Record: 9**

- **i. Full name of broker:** Citadel Securities LLC

- **ii. SEC file number:** 008-53574

- **iii. CRD number:** 000116797

- **iv. LEI, if any:** 12UUJYTN7D3SW8KCSG25

- **v. State, if applicable:** FL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,407.71

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,414.95

**Aggregate Commission:** $39,666.87

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                           | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $8,329,491.26             |
| Goldman Sachs & Co. LLC                              | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $9,163,139.22             |
| Citigroup Global Markets Inc.                        | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $138.52                   |
| BNP Paribas Securities Corp.                         | 008-32682         |    000015794 | RCNB6OTYUAMMP879YW96 | NY      | US        | $14,504.43                |
| BlackRock Funds III - BlackRock Cash Funds: Treasury | 008-48436         |    000038642 | 5493006MRTEZZ4S4CQ20 | NY      | US        | $22,393,407.19            |
| Jane Street Capital, LLC                             | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $34,466,913.87            |
| Virtu Americas LLC                                   | 008-68193         |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $18,524,767.70            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $92,892,362.19

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $63,434,561.90

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 4 - iShares Copper and Metals Mining ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Copper and Metals Mining ETF

- **b. Series identification number, if any:** S000080106

- **c. LEI:** 529900YO09GVWMHGP318

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Copper and Metals Mining ETF | C000241778                                | ICOP                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $221,988,672.34

- **g. Provide the net income from securities lending activities:** $15,638.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BNP Paribas Securities Corp.

- **ii. LEI, if any:** RCNB6OTYUAMMP879YW96

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,761.89

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,952.87

**Brokers Record: 3**

- **i. Full name of broker:** Raymond James & Associates, Inc.

- **ii. SEC file number:** 008-10999

- **iii. CRD number:** 000000705

- **iv. LEI, if any:** U4ONQX15J3RO8XCKE979

- **v. State, if applicable:** FL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,990.32

**Brokers Record: 4**

- **i. Full name of broker:** Cowen and Company, LLC

- **ii. SEC file number:** 008-22522

- **iii. CRD number:** 000007616

- **iv. LEI, if any:** 549300WR155U7DVMIW58

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,011.45

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,578.72

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,738.52

**Brokers Record: 7**

- **i. Full name of broker:** TD Securities (USA) LLC

- **ii. SEC file number:** 008-36747

- **iii. CRD number:** 000018476

- **iv. LEI, if any:** SUVUFHICNZMP2WKHG940

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,205.00

**Brokers Record: 8**

- **i. Full name of broker:** National Bank of Canada Financial Inc.

- **ii. SEC file number:** 008-39947

- **iii. CRD number:** 000022698

- **iv. LEI, if any:** 549300K66TF1ST7A3V76

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,466.32

**Brokers Record: 9**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,174.38

**Brokers Record: 10**

- **i. Full name of broker:** BTG Pactual US Capital, LLC

- **ii. SEC file number:** 008-68148

- **iii. CRD number:** 000149486

- **iv. LEI, if any:** 549300EUEDL5GKQW8U35

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,417.26

**Aggregate Commission:** $44,826.45

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                           | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $288,684,918.52           |
| UBS Securities LLC                                   | 008-22651         |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $22,869,504.34            |
| BlackRock Funds III - BlackRock Cash Funds: Treasury | 008-48436         |    000038642 | 5493006MRTEZZ4S4CQ20 | NY      | US        | $17,761,847.62            |
| BofA Securities, Inc.                                | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $30,634,995.67            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $359,951,266.15

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $163,780,513.79

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $900,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 2 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Co.

  - **Line Institutions Record: 4 Name of institution:** The Bank of New York Mellon

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                             | SEC File number   |
|:---|:---|
| iShares 0-1 Year Treasury Bond ETF                       | 811-09729         |
| iShares 0-3 Month Treasury Bond ETF                      | 811-09729         |
| iShares Asia 50 ETF                                      | 811-09729         |
| iShares Breakthrough Environmental Solutions ETF         | 811-09729         |
| iShares Core MSCI Emerging Markets ETF                   | 811-09102         |
| iShares Core MSCI Total International Stock ETF          | 811-09729         |
| iShares Currency Hedged MSCI EAFE ETF                    | 811-09729         |
| iShares Currency Hedged MSCI Emerging Markets ETF        | 811-09102         |
| iShares Currency Hedged MSCI Japan ETF                   | 811-09729         |
| iShares Cybersecurity and Tech ETF                       | 811-09729         |
| iShares ESG Advanced MSCI EM ETF                         | 811-09729         |
| iShares ESG Aware MSCI EM ETF                            | 811-09102         |
| iShares ESG MSCI EM Leaders ETF                          | 811-09729         |
| iShares Emerging Markets Dividend ETF                    | 811-09102         |
| iShares Emerging Markets Equity Factor ETF               | 811-09102         |
| iShares Emerging Markets Infrastructure ETF              | 811-09729         |
| iShares Energy Storage & Materials ETF                   | 811-09729         |
| iShares Environmental Infrastructure and Industrials ETF | 811-09729         |
| iShares Environmentally Aware Real Estate ETF            | 811-09729         |
| iShares Future AI & Tech ETF                             | 811-09729         |
| iShares Future Exponential Technologies ETF              | 811-09729         |
| iShares Future Metaverse Tech and Communications ETF     | 811-09729         |
| iShares Genomics Immunology and Healthcare ETF           | 811-09729         |
| iShares Global 100 ETF                                   | 811-09729         |
| iShares Global Clean Energy ETF                          | 811-09729         |
| iShares Global Comm Services ETF                         | 811-09729         |
| iShares Global Consumer Discretionary ETF                | 811-09729         |
| iShares Global Consumer Staples ETF                      | 811-09729         |
| iShares Global Equity Factor ETF                         | 811-09729         |
| iShares Global Financials ETF                            | 811-09729         |
| iShares Global Industrials ETF                           | 811-09729         |
| iShares Global REIT ETF                                  | 811-09729         |
| iShares Global Tech ETF                                  | 811-09729         |
| iShares Global Timber & Forestry ETF                     | 811-09729         |
| iShares Global Utilities ETF                             | 811-09729         |
| iShares India 50 ETF                                     | 811-09729         |
| iShares International Dividend Growth ETF                | 811-09729         |
| iShares International Select Dividend ETF                | 811-09729         |
| iShares J.P. Morgan EM Local Currency Bond ETF           | 811-09102         |
| iShares JPX-Nikkei 400 ETF                               | 811-09729         |
| iShares Latin America 40 ETF                             | 811-09729         |
| iShares Lithium Miners and Producers ETF                 | 811-09729         |
| iShares Low Carbon Optimized MSCI ACWI ETF               | 811-09729         |
| iShares MSCI ACWI ETF                                    | 811-09729         |
| iShares MSCI ACWI ex U.S. ETF                            | 811-09729         |
| iShares MSCI Agriculture Producers ETF                   | 811-09102         |
| iShares MSCI All Country Asia ex Japan ETF               | 811-09729         |
| iShares MSCI Australia ETF                               | 811-09102         |
| iShares MSCI Austria ETF                                 | 811-09102         |
| iShares MSCI BIC ETF                                     | 811-09102         |
| iShares MSCI Belgium ETF                                 | 811-09102         |
| iShares MSCI Brazil ETF                                  | 811-09102         |
| iShares MSCI Brazil Small-Cap ETF                        | 811-09729         |
| iShares MSCI Canada ETF                                  | 811-09102         |
| iShares MSCI Chile ETF                                   | 811-09102         |
| iShares MSCI China A ETF                                 | 811-09729         |
| iShares MSCI China ETF                                   | 811-09729         |
| iShares MSCI China Multisector Tech ETF                  | 811-09729         |
| iShares MSCI China Small-Cap ETF                         | 811-09729         |
| iShares MSCI Denmark ETF                                 | 811-09729         |
| iShares MSCI Emerging Markets Asia ETF                   | 811-09102         |
| iShares MSCI Emerging Markets ETF                        | 811-09102         |
| iShares MSCI Emerging Markets Min Vol Factor ETF         | 811-09102         |
| iShares MSCI Emerging Markets Quality Factor ETF         | 811-09729         |
| iShares MSCI Emerging Markets Small-Cap ETF              | 811-09102         |
| iShares MSCI Emerging Markets Value Factor ETF           | 811-09729         |
| iShares MSCI Emerging Markets ex China ETF               | 811-09102         |
| iShares MSCI Finland ETF                                 | 811-09729         |
| iShares MSCI France ETF                                  | 811-09102         |
| iShares MSCI Germany ETF                                 | 811-09102         |
| iShares MSCI Global Metals & Mining Producers ETF        | 811-09102         |
| iShares MSCI Global Min Vol Factor ETF                   | 811-09102         |
| iShares MSCI Global Quality Factor ETF                   | 811-09729         |
| iShares MSCI Global Sustainable Development Goals ETF    | 811-09729         |
| iShares MSCI Hong Kong ETF                               | 811-09102         |
| iShares MSCI India ETF                                   | 811-09729         |
| iShares MSCI India Small-Cap ETF                         | 811-09729         |
| iShares MSCI Indonesia ETF                               | 811-09729         |
| iShares MSCI Ireland ETF                                 | 811-09729         |
| iShares MSCI Israel ETF                                  | 811-09102         |
| iShares MSCI Italy ETF                                   | 811-09102         |
| iShares MSCI Japan ETF                                   | 811-09102         |
| iShares MSCI Japan Small-Cap ETF                         | 811-09102         |
| iShares MSCI Japan Value ETF                             | 811-09729         |
| iShares MSCI Kuwait ETF                                  | 811-09729         |
| iShares MSCI Malaysia ETF                                | 811-09102         |
| iShares MSCI Mexico ETF                                  | 811-09102         |
| iShares MSCI Netherlands ETF                             | 811-09102         |
| iShares MSCI New Zealand ETF                             | 811-09729         |
| iShares MSCI Norway ETF                                  | 811-09729         |
| iShares MSCI Peru and Global Exposure ETF                | 811-09729         |
| iShares MSCI Philippines ETF                             | 811-09729         |
| iShares MSCI Poland ETF                                  | 811-09729         |
| iShares MSCI Qatar ETF                                   | 811-09729         |
| iShares MSCI Saudi Arabia ETF                            | 811-09729         |
| iShares MSCI Singapore ETF                               | 811-09102         |
| iShares MSCI South Africa ETF                            | 811-09102         |
| iShares MSCI South Korea ETF                             | 811-09102         |
| iShares MSCI Spain ETF                                   | 811-09102         |
| iShares MSCI Sweden ETF                                  | 811-09102         |
| iShares MSCI Switzerland ETF                             | 811-09102         |
| iShares MSCI Taiwan ETF                                  | 811-09102         |
| iShares MSCI Thailand ETF                                | 811-09102         |
| iShares MSCI Turkey ETF                                  | 811-09102         |
| iShares MSCI UAE ETF                                     | 811-09729         |
| iShares MSCI United Kingdom ETF                          | 811-09729         |
| iShares MSCI United Kingdom Small-Cap ETF                | 811-09729         |
| iShares Self-Driving EV and Tech ETF                     | 811-09729         |
| iShares U.S. Power Infrastructure ETF                    | 811-09102         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 5 - iShares Core S&P 500 ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Core S&P 500 ETF

- **b. Series identification number, if any:** S000004310

- **c. LEI:** 5493007M4YMN8XL48C14

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class    | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Core S&P 500 ETF | C000012040                                | IVV                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $2,363,852,140.44

- **g. Provide the net income from securities lending activities:** $16,510,341.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. SEC file number:** 85-11399

- **iii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** UBS Securities LLC

- **ii. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $245,270.81

**Brokers Record: 2**

- **i. Full name of broker:** Oppenheimer & Co. Inc.

- **ii. SEC file number:** 8-04077

- **iii. CRD number:** 000000249

- **iv. LEI, if any:** 254900VH02JQR2L8XD64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $129,949.39

**Brokers Record: 3**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $141,697.44

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $143,794.03

**Brokers Record: 5**

- **i. Full name of broker:** Pershing LLC

- **ii. SEC file number:** 8-17574

- **iii. CRD number:** 000007560

- **iv. LEI, if any:** ZI8Q1A8EI8LQFJNM0D94

- **v. State, if applicable:** NJ

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $68,565.52

**Brokers Record: 6**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $277,682.64

**Brokers Record: 7**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $130,807.26

**Brokers Record: 8**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 8-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $140,458.11

**Brokers Record: 9**

- **i. Full name of broker:** Barclays Capital, Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $128,304.98

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $85,091.59

**Aggregate Commission:** $1,846,569.30

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC         | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $8,842,466.96             |
| Goldman Sachs & Co. LLC            | 8-00129           | 000000361    | FOR8UP27PHTHYVLBNG30 | NY      | US        | $10,171,557.71            |
| Morgan Stanley & Co. LLC           | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $1,784,454.10             |
| BNP Paribas Securities Corp.       | 8-32682           | 000015794    | RCNB6OTYUAMMP879YW96 | NY      | US        | $5,478,568.85             |
| Barclays Capital, Inc.             | 8-41342           | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $6,939,421.08             |
| RBC Capital Markets, LLC           | 8-45411           | 000031194    | 549300LCO2FLSSVFFR64 | NY      | US        | $8,425,824.98             |
| Wells Fargo Securities, LLC        | 8-65876           | 000126292    | VYVVCKR63DVZZN70PB21 | NC      | US        | $1,889,229.39             |
| BofA Securities, Inc.              | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $12,500,556.40            |
| National Securities Clearing Corp. | N/A               | N/A          | 549300RYC9NELN2ICA34 | NY      | US        | $805,774,545,638.89       |
| BlackRock Liquidity Funds T-Fund   | N/A               | N/A          | 5493002L9DNZ83RX7V61 | DE      | US        | $29,133,428,383.21        |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $834,970,050,380.90

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $677,053,618,495.37

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 6 - iShares Core S&P Mid-Cap ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Core S&P Mid-Cap ETF

- **b. Series identification number, if any:** S000004307

- **c. LEI:** 549300ODQWH5PC0IUZ78

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class        | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Core S&P Mid-Cap ETF | C000012037                                | IJH                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $4,198,596,937.84

- **g. Provide the net income from securities lending activities:** $11,620,224.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. SEC file number:** 085-05006

- **iii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Intercontinental Exchange, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** UBS Securities LLC

- **ii. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BLACKROCK INVESTMENTS, LLC

- **b. SEC file number:** 008-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BLACKROCK EXECUTION SERVICES

- **b. SEC file number:** 008-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 008-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $158,616.00

**Brokers Record: 2**

- **i. Full name of broker:** CANTOR FITZGERALD & CO.

- **ii. SEC file number:** 008-00201

- **iii. CRD number:** 000000134

- **iv. LEI, if any:** 5493004J7H4GCPG6OB62

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $158,939.00

**Brokers Record: 3**

- **i. Full name of broker:** GOLDMAN SACHS & CO. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $173,481.00

**Brokers Record: 4**

- **i. Full name of broker:** JEFFERIES LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $236,265.00

**Brokers Record: 5**

- **i. Full name of broker:** UBS SECURITIES LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $317,054.00

**Brokers Record: 6**

- **i. Full name of broker:** MORGAN STANLEY & CO. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $363,073.00

**Brokers Record: 7**

- **i. Full name of broker:** BNP PARIBAS SECURITIES CORP.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $187,410.00

**Brokers Record: 8**

- **i. Full name of broker:** BARCLAYS CAPITAL, INC.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $280,105.00

**Brokers Record: 9**

- **i. Full name of broker:** BTIG, LLC

- **ii. SEC file number:** 008-65473

- **iii. CRD number:** 000122225

- **iv. LEI, if any:** 549300GTG9PL6WO3EC51

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $289,033.00

**Brokers Record: 10**

- **i. Full name of broker:** BOFA SECURITIES, INC.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $208,335.00

**Aggregate Commission:** $3,014,698.00

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| BLACKROCK FUNDS III - BlackRock Cash Funds: Treasury | N/A               | N/A          | 5493005PQV5UQG4OSI49 | DE      | US        | $8,881,572,608.74         |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $8,881,572,608.74

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $99,105,197,890.61

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 7 - iShares Core S&P Small-Cap ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Core S&P Small-Cap ETF

- **b. Series identification number, if any:** S000004313

- **c. LEI:** 549300BZQ17QYN750B25

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class          | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Core S&P Small-Cap ETF | C000012043                                | IJR                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $3,862,940,076.00

- **g. Provide the net income from securities lending activities:** $19,534,371.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-6 (17 CFR 270.17a-6)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. SEC file number:** 085-05006

- **iii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Intercontinental Exchange, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Morgan Stanley & Co. LLC

- **ii. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BLACKROCK INVESTMENTS, LLC

- **b. SEC file number:** 008-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BLACKROCK EXECUTION SERVICES

- **b. SEC file number:** 008-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 008-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** CANTOR FITZGERALD & CO.

- **ii. SEC file number:** 008-00201

- **iii. CRD number:** 000000134

- **iv. LEI, if any:** 5493004J7H4GCPG6OB62

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $422,740.00

**Brokers Record: 2**

- **i. Full name of broker:** GOLDMAN SACHS & CO. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $695,374.00

**Brokers Record: 3**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,111,984.00

**Brokers Record: 4**

- **i. Full name of broker:** UBS SECURITIES LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $424,363.00

**Brokers Record: 5**

- **i. Full name of broker:** MORGAN STANLEY & CO. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $640,711.00

**Brokers Record: 6**

- **i. Full name of broker:** BNP PARIBAS SECURITIES CORP.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $551,262.00

**Brokers Record: 7**

- **i. Full name of broker:** TD SECURITIES (USA) LLC

- **ii. SEC file number:** 008-36747

- **iii. CRD number:** 000018476

- **iv. LEI, if any:** SUVUFHICNZMP2WKHG940

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $512,803.00

**Brokers Record: 8**

- **i. Full name of broker:** BARCLAYS CAPITAL, INC.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $947,235.00

**Brokers Record: 9**

- **i. Full name of broker:** BTIG, LLC

- **ii. SEC file number:** 008-65473

- **iii. CRD number:** 000122225

- **iv. LEI, if any:** 549300GTG9PL6WO3EC51

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $938,047.00

**Brokers Record: 10**

- **i. Full name of broker:** BOFA SECURITIES, INC.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $914,919.00

**Aggregate Commission:** $8,826,910.00

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| BARCLAYS CAPITAL, INC.                               | 008-41342         | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $1,289,288.40             |
| BLACKROCK FUNDS III - BlackRock Cash Funds: Treasury | N/A               | N/A          | 5493005PQV5UQG4OSI49 | DE      | US        | $12,387,968,956.85        |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $12,389,258,245.25

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $84,743,550,568.37

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 8 - iShares Core S&P Total U.S. Stock Market ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Core S&P Total U.S. Stock Market ETF

- **b. Series identification number, if any:** S000004317

- **c. LEI:** 549300E44NRXZV2OY345

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                        | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Core S&P Total U.S. Stock Market ETF | C000012047                                | ITOT                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $951,925,010.74

- **g. Provide the net income from securities lending activities:** $7,742,574.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-6 (17 CFR 270.17a-6)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 17e-1 (17 CFR 270.17e-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. SEC file number:** 85-11399

- **iii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** Morgan Stanley & Co. LLC

- **ii. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $52,067.47

**Brokers Record: 2**

- **i. Full name of broker:** Oppenheimer & Co. Inc.

- **ii. SEC file number:** 8-04077

- **iii. CRD number:** 000000249

- **iv. LEI, if any:** 254900VH02JQR2L8XD64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $55,381.48

**Brokers Record: 3**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $53,431.98

**Brokers Record: 4**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $90,190.30

**Brokers Record: 5**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $43,043.75

**Brokers Record: 6**

- **i. Full name of broker:** Pershing LLC

- **ii. SEC file number:** 8-17574

- **iii. CRD number:** 000007560

- **iv. LEI, if any:** ZI8Q1A8EI8LQFJNM0D94

- **v. State, if applicable:** NJ

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $80,383.58

**Brokers Record: 7**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $52,158.96

**Brokers Record: 8**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 8-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $34,380.17

**Brokers Record: 9**

- **i. Full name of broker:** Barclays Capital, Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $32,369.98

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $44,555.33

**Aggregate Commission:** $669,405.85

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| Goldman Sachs & Co. LLC            | 8-00129           | 000000361    | FOR8UP27PHTHYVLBNG30 | NY      | US        | $195,718.84               |
| Morgan Stanley & Co. LLC           | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $547,215.93               |
| ABN AMRO Clearing Chicago LLC      | 8-34354           | 000014020    | 549300U16G4LU3V6C598 | IL      | US        | $231,033.07               |
| RBC Capital Markets, LLC           | 8-45411           | 000031194    | 549300LCO2FLSSVFFR64 | NY      | US        | $113,204.21               |
| Jane Street Capital, LLC           | 8-52275           | 000103782    | 549300ZM16HMPEPNV857 | NY      | US        | $144,861.20               |
| Citadel Securities LLC             | 8-53574           | 000116797    | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $193,962.70               |
| Virtu Americas LLC                 | 8-68193           | 000149823    | 549300RA02N3BNSWBV74 | NY      | US        | $70,971.33                |
| BofA Securities, Inc.              | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $242,107.03               |
| National Securities Clearing Corp. | N/A               | N/A          | 549300RYC9NELN2ICA34 | NY      | US        | $14,304,495,773.24        |
| BlackRock Liquidity Funds T-Fund   | N/A               | N/A          | 5493002L9DNZ83RX7V61 | DE      | US        | $3,440,344,630.15         |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $17,746,594,246.77

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $75,014,493,748.90

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 9 - iShares Core S&P U.S. Growth ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Core S&P U.S. Growth ETF

- **b. Series identification number, if any:** S000004340

- **c. LEI:** 549300JOHA1VZHAEBP32

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class            | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Core S&P U.S. Growth ETF | C000012070                                | IUSG                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $139,406,992.20

- **g. Provide the net income from securities lending activities:** $354,985.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. SEC file number:** 085-05006

- **iii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Intercontinental Exchange, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Morgan Stanley & Co. LLC

- **ii. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BLACKROCK INVESTMENTS, LLC

- **b. SEC file number:** 008-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BLACKROCK EXECUTION SERVICES

- **b. SEC file number:** 008-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 008-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** GOLDMAN SACHS & CO. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,640.00

**Brokers Record: 2**

- **i. Full name of broker:** JEFFERIES LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,869.00

**Brokers Record: 3**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $20,424.00

**Brokers Record: 4**

- **i. Full name of broker:** UBS SECURITIES LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $19,892.00

**Brokers Record: 5**

- **i. Full name of broker:** INSTINET LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11,711.00

**Brokers Record: 6**

- **i. Full name of broker:** MORGAN STANLEY & CO. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $42,304.00

**Brokers Record: 7**

- **i. Full name of broker:** BNP PARIBAS SECURITIES CORP.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $25,881.00

**Brokers Record: 8**

- **i. Full name of broker:** BARCLAYS CAPITAL, INC.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $10,079.00

**Brokers Record: 9**

- **i. Full name of broker:** RBC CAPITAL MARKETS, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,935.00

**Brokers Record: 10**

- **i. Full name of broker:** BOFA SECURITIES, INC.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $13,555.00

**Aggregate Commission:** $201,307.00

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| BLACKROCK FUNDS III - BlackRock Cash Funds: Treasury | N/A               | N/A          | 5493005PQV5UQG4OSI49 | DE      | US        | $614,911,467.49           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $614,911,467.49

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $24,492,866,208.32

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 10 - iShares Core S&P U.S. Value ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Core S&P U.S. Value ETF

- **b. Series identification number, if any:** S000004339

- **c. LEI:** 5493000QQ8DI7M01C732

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class           | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Core S&P U.S. Value ETF | C000012069                                | IUSV                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $83,695,214.57

- **g. Provide the net income from securities lending activities:** $1,058,084.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. SEC file number:** 085-05006

- **iii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Intercontinental Exchange, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Morgan Stanley & Co. LLC

- **ii. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BLACKROCK INVESTMENTS, LLC

- **b. SEC file number:** 008-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BLACKROCK EXECUTION SERVICES

- **b. SEC file number:** 008-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 008-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** OPPENHEIMER & CO. INC.

- **ii. SEC file number:** 008-04077

- **iii. CRD number:** 000000249

- **iv. LEI, if any:** 254900VH02JQR2L8XD64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $13,908.00

**Brokers Record: 2**

- **i. Full name of broker:** GOLDMAN SACHS & CO. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $14,569.00

**Brokers Record: 3**

- **i. Full name of broker:** JEFFERIES LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $16,804.00

**Brokers Record: 4**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $34,915.00

**Brokers Record: 5**

- **i. Full name of broker:** UBS SECURITIES LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $56,237.00

**Brokers Record: 6**

- **i. Full name of broker:** MORGAN STANLEY & CO. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $39,688.00

**Brokers Record: 7**

- **i. Full name of broker:** BNP PARIBAS SECURITIES CORP.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $42,314.00

**Brokers Record: 8**

- **i. Full name of broker:** BARCLAYS CAPITAL, INC.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $20,863.00

**Brokers Record: 9**

- **i. Full name of broker:** BTIG, LLC

- **ii. SEC file number:** 008-65473

- **iii. CRD number:** 000122225

- **iv. LEI, if any:** 549300GTG9PL6WO3EC51

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,832.00

**Brokers Record: 10**

- **i. Full name of broker:** BOFA SECURITIES, INC.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $41,449.00

**Aggregate Commission:** $354,732.00

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| BLACKROCK FUNDS III - BlackRock Cash Funds: Treasury | N/A               | N/A          | 5493005PQV5UQG4OSI49 | DE      | US        | $1,682,473,260.79         |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $1,682,473,260.79

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $22,445,391,226.96

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 11 - iShares ESG Select Screened S&P 500 ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares ESG Select Screened S&P 500 ETF

- **b. Series identification number, if any:** S000069532

- **c. LEI:** 5493001Q5KJU8OIG9398

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares ESG Select Screened S&P 500 ETF | C000221870                                | XVV                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $1,354,764.55

- **g. Provide the net income from securities lending activities:** $11,547.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. SEC file number:** 085-05006

- **iii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Intercontinental Exchange, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** SG Americas Securities, LLC

- **ii. LEI, if any:** 549300F35UE0BOM1WJ55

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BLACKROCK INVESTMENTS, LLC

- **b. SEC file number:** 008-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BLACKROCK EXECUTION SERVICES

- **b. SEC file number:** 008-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 008-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $469.00

**Brokers Record: 2**

- **i. Full name of broker:** GOLDMAN SACHS & CO. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $58.00

**Brokers Record: 3**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $200.00

**Brokers Record: 4**

- **i. Full name of broker:** UBS SECURITIES LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $308.00

**Brokers Record: 5**

- **i. Full name of broker:** MORGAN STANLEY & CO. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $120.00

**Brokers Record: 6**

- **i. Full name of broker:** BNP PARIBAS SECURITIES CORP.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $73.00

**Brokers Record: 7**

- **i. Full name of broker:** BARCLAYS CAPITAL, INC.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $73.00

**Brokers Record: 8**

- **i. Full name of broker:** CITADEL SECURITIES LLC

- **ii. SEC file number:** 008-53574

- **iii. CRD number:** 000116797

- **iv. LEI, if any:** 12UUJYTN7D3SW8KCSG25

- **v. State, if applicable:** IL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $56.00

**Brokers Record: 9**

- **i. Full name of broker:** BTIG, LLC

- **ii. SEC file number:** 008-65473

- **iii. CRD number:** 000122225

- **iv. LEI, if any:** 549300GTG9PL6WO3EC51

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $50.00

**Brokers Record: 10**

- **i. Full name of broker:** BOFA SECURITIES, INC.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $294.00

**Aggregate Commission:** $2,003.00

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                           | 008-35008         | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $5,490.23                 |
| GOLDMAN SACHS & CO. LLC                              | 008-00129         | 000000361    | FOR8UP27PHTHYVLBNG30 | NY      | US        | $5,327.39                 |
| CitiGroup Global Markets Inc.                        | 008-08177         | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $11,444.97                |
| UBS SECURITIES LLC                                   | 008-22651         | 000007654    | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $33,346.88                |
| MORGAN STANLEY & CO. LLC                             | 008-15869         | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $13,194.07                |
| BNP PARIBAS SECURITIES CORP.                         | 008-32682         | 000015794    | RCNB6OTYUAMMP879YW96 | NY      | US        | $19,796.23                |
| BARCLAYS CAPITAL, INC.                               | 008-41342         | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $6,894.71                 |
| BOFA SECURITIES, INC.                                | 008-69787         | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $6,319.19                 |
| BLACKROCK FUNDS III - BlackRock Cash Funds: Treasury | N/A               | N/A          | 5493005PQV5UQG4OSI49 | DE      | US        | $17,468,079.08            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $17,569,892.75

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $487,907,677.38

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 12 - iShares ESG Select Screened S&P Mid-Cap ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares ESG Select Screened S&P Mid-Cap ETF

- **b. Series identification number, if any:** S000069533

- **c. LEI:** 549300EJMZIVNMEFO783

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                       | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares ESG Select Screened S&P Mid-Cap ETF | C000221871                                | XJH                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $6,417,967.34

- **g. Provide the net income from securities lending activities:** $33,222.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. SEC file number:** 085-05006

- **iii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Intercontinental Exchange, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** SG Americas Securities, LLC

- **ii. LEI, if any:** 549300F35UE0BOM1WJ55

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BLACKROCK INVESTMENTS, LLC

- **b. SEC file number:** 008-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BLACKROCK EXECUTION SERVICES

- **b. SEC file number:** 008-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 008-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $627.00

**Brokers Record: 2**

- **i. Full name of broker:** GOLDMAN SACHS & CO. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $901.00

**Brokers Record: 3**

- **i. Full name of broker:** PIPER SANDLER & CO.

- **ii. SEC file number:** 008-15204

- **iii. CRD number:** 000000665

- **iv. LEI, if any:** 549300GRQCWQ3XGH0H10

- **v. State, if applicable:** MN

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $566.00

**Brokers Record: 4**

- **i. Full name of broker:** JEFFERIES LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $560.00

**Brokers Record: 5**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $728.00

**Brokers Record: 6**

- **i. Full name of broker:** UBS SECURITIES LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,321.00

**Brokers Record: 7**

- **i. Full name of broker:** BNP PARIBAS SECURITIES CORP.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $780.00

**Brokers Record: 8**

- **i. Full name of broker:** STERN BROTHERS & CO

- **ii. SEC file number:** 008-33724

- **iii. CRD number:** 000016325

- **iv. LEI, if any:** 254900LVNKT0KYN1O170

- **v. State, if applicable:** MO

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $403.00

**Brokers Record: 9**

- **i. Full name of broker:** BARCLAYS CAPITAL, INC.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $421.00

**Brokers Record: 10**

- **i. Full name of broker:** BOFA SECURITIES, INC.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $972.00

**Aggregate Commission:** $9,744.00

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                           | 008-35008         | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $730.56                   |
| CitiGroup Global Markets Inc.                        | 008-08177         | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $924.82                   |
| UBS SECURITIES LLC                                   | 008-22651         | 000007654    | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $1,340.96                 |
| MORGAN STANLEY & CO. LLC                             | 008-15869         | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $714.78                   |
| BNP PARIBAS SECURITIES CORP.                         | 008-32682         | 000015794    | RCNB6OTYUAMMP879YW96 | NY      | US        | $1,148.91                 |
| BARCLAYS CAPITAL, INC.                               | 008-41342         | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $419.36                   |
| BOFA SECURITIES, INC.                                | 008-69787         | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $102.64                   |
| BLACKROCK FUNDS III - BlackRock Cash Funds: Treasury | N/A               | N/A          | 5493005PQV5UQG4OSI49 | DE      | US        | $25,919,158.43            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $25,924,540.46

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $309,548,856.87

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 13 - iShares ESG Select Screened S&P Small-Cap ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares ESG Select Screened S&P Small-Cap ETF

- **b. Series identification number, if any:** S000069536

- **c. LEI:** 549300V2ATMVLBN27P36

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                         | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares ESG Select Screened S&P Small-Cap ETF | C000221874                                | XJR                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $3,976,075.62

- **g. Provide the net income from securities lending activities:** $12,958.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-6 (17 CFR 270.17a-6)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. SEC file number:** 085-05006

- **iii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Intercontinental Exchange, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** SG Americas Securities, LLC

- **ii. LEI, if any:** 549300F35UE0BOM1WJ55

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BLACKROCK INVESTMENTS, LLC

- **b. SEC file number:** 008-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BLACKROCK EXECUTION SERVICES

- **b. SEC file number:** 008-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 008-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $851.00

**Brokers Record: 2**

- **i. Full name of broker:** GOLDMAN SACHS & CO. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $813.00

**Brokers Record: 3**

- **i. Full name of broker:** JEFFERIES LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $771.00

**Brokers Record: 4**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $957.00

**Brokers Record: 5**

- **i. Full name of broker:** UBS SECURITIES LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,415.00

**Brokers Record: 6**

- **i. Full name of broker:** MORGAN STANLEY & CO. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $644.00

**Brokers Record: 7**

- **i. Full name of broker:** BNP PARIBAS SECURITIES CORP.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $870.00

**Brokers Record: 8**

- **i. Full name of broker:** BARCLAYS CAPITAL, INC.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $674.00

**Brokers Record: 9**

- **i. Full name of broker:** BTIG, LLC

- **ii. SEC file number:** 008-65473

- **iii. CRD number:** 000122225

- **iv. LEI, if any:** 549300GTG9PL6WO3EC51

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $495.00

**Brokers Record: 10**

- **i. Full name of broker:** BOFA SECURITIES, INC.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $925.00

**Aggregate Commission:** $10,758.00

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                           | 008-35008         | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $818.82                   |
| GOLDMAN SACHS & CO. LLC                              | 008-00129         | 000000361    | FOR8UP27PHTHYVLBNG30 | NY      | US        | $616.46                   |
| CitiGroup Global Markets Inc.                        | 008-08177         | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $1,727.69                 |
| UBS SECURITIES LLC                                   | 008-22651         | 000007654    | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $3,733.46                 |
| MORGAN STANLEY & CO. LLC                             | 008-15869         | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $1,423.69                 |
| BNP PARIBAS SECURITIES CORP.                         | 008-32682         | 000015794    | RCNB6OTYUAMMP879YW96 | NY      | US        | $4,880.14                 |
| BARCLAYS CAPITAL, INC.                               | 008-41342         | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $343.84                   |
| BOFA SECURITIES, INC.                                | 008-69787         | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $1,806.03                 |
| BLACKROCK FUNDS III - BlackRock Cash Funds: Treasury | N/A               | N/A          | 5493005PQV5UQG4OSI49 | DE      | US        | $16,011,352.81            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $16,026,702.94

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $104,176,255.95

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 14 - iShares Emerging Markets Infrastructure ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Emerging Markets Infrastructure ETF

- **b. Series identification number, if any:** S000022497

- **c. LEI:** 549300OLEPIVD22X1N37

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                       | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Emerging Markets Infrastructure ETF | C000065073                                | EMIF                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $405,994.83

- **g. Provide the net income from securities lending activities:** $2,872.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** HSBC Securities (USA) Inc.

- **ii. LEI, if any:** CYYGQCGNHMHPSMRL3R97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,192.29

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $359.75

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $225.98

**Brokers Record: 4**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $389.68

**Brokers Record: 5**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $553.93

**Brokers Record: 6**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $226.45

**Brokers Record: 7**

- **i. Full name of broker:** HSBC Securities (USA) Inc.

- **ii. SEC file number:** 008-41562

- **iii. CRD number:** 000019585

- **iv. LEI, if any:** CYYGQCGNHMHPSMRL3R97

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $37.10

**Brokers Record: 8**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,491.48

**Brokers Record: 9**

- **i. Full name of broker:** BTG Pactual US Capital, LLC

- **ii. SEC file number:** 008-68148

- **iii. CRD number:** 000149486

- **iv. LEI, if any:** 549300EUEDL5GKQW8U35

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $17.43

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $62.46

**Aggregate Commission:** $5,642.10

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                           | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $4,999,171.08             |
| BlackRock Funds III - BlackRock Cash Funds: Treasury | 008-48436         |    000038642 | 5493006MRTEZZ4S4CQ20 | NY      | US        | $5,688,781.24             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $10,687,952.32

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $8,796,735.15

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $900,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 2 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Co.

  - **Line Institutions Record: 4 Name of institution:** The Bank of New York Mellon

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                             | SEC File number   |
|:---|:---|
| iShares 0-1 Year Treasury Bond ETF                       | 811-09729         |
| iShares 0-3 Month Treasury Bond ETF                      | 811-09729         |
| iShares Asia 50 ETF                                      | 811-09729         |
| iShares Breakthrough Environmental Solutions ETF         | 811-09729         |
| iShares Copper and Metals Mining ETF                     | 811-09729         |
| iShares Core MSCI Emerging Markets ETF                   | 811-09102         |
| iShares Core MSCI Total International Stock ETF          | 811-09729         |
| iShares Currency Hedged MSCI EAFE ETF                    | 811-09729         |
| iShares Currency Hedged MSCI Emerging Markets ETF        | 811-09102         |
| iShares Currency Hedged MSCI Japan ETF                   | 811-09729         |
| iShares Cybersecurity and Tech ETF                       | 811-09729         |
| iShares ESG Advanced MSCI EM ETF                         | 811-09729         |
| iShares ESG Aware MSCI EM ETF                            | 811-09102         |
| iShares ESG MSCI EM Leaders ETF                          | 811-09729         |
| iShares Emerging Markets Dividend ETF                    | 811-09102         |
| iShares Emerging Markets Equity Factor ETF               | 811-09102         |
| iShares Energy Storage & Materials ETF                   | 811-09729         |
| iShares Environmental Infrastructure and Industrials ETF | 811-09729         |
| iShares Environmentally Aware Real Estate ETF            | 811-09729         |
| iShares Future AI & Tech ETF                             | 811-09729         |
| iShares Future Exponential Technologies ETF              | 811-09729         |
| iShares Future Metaverse Tech and Communications ETF     | 811-09729         |
| iShares Genomics Immunology and Healthcare ETF           | 811-09729         |
| iShares Global 100 ETF                                   | 811-09729         |
| iShares Global Clean Energy ETF                          | 811-09729         |
| iShares Global Comm Services ETF                         | 811-09729         |
| iShares Global Consumer Discretionary ETF                | 811-09729         |
| iShares Global Consumer Staples ETF                      | 811-09729         |
| iShares Global Equity Factor ETF                         | 811-09729         |
| iShares Global Financials ETF                            | 811-09729         |
| iShares Global Industrials ETF                           | 811-09729         |
| iShares Global REIT ETF                                  | 811-09729         |
| iShares Global Tech ETF                                  | 811-09729         |
| iShares Global Timber & Forestry ETF                     | 811-09729         |
| iShares Global Utilities ETF                             | 811-09729         |
| iShares India 50 ETF                                     | 811-09729         |
| iShares International Dividend Growth ETF                | 811-09729         |
| iShares International Select Dividend ETF                | 811-09729         |
| iShares J.P. Morgan EM Local Currency Bond ETF           | 811-09102         |
| iShares JPX-Nikkei 400 ETF                               | 811-09729         |
| iShares Latin America 40 ETF                             | 811-09729         |
| iShares Lithium Miners and Producers ETF                 | 811-09729         |
| iShares Low Carbon Optimized MSCI ACWI ETF               | 811-09729         |
| iShares MSCI ACWI ETF                                    | 811-09729         |
| iShares MSCI ACWI ex U.S. ETF                            | 811-09729         |
| iShares MSCI Agriculture Producers ETF                   | 811-09102         |
| iShares MSCI All Country Asia ex Japan ETF               | 811-09729         |
| iShares MSCI Australia ETF                               | 811-09102         |
| iShares MSCI Austria ETF                                 | 811-09102         |
| iShares MSCI BIC ETF                                     | 811-09102         |
| iShares MSCI Belgium ETF                                 | 811-09102         |
| iShares MSCI Brazil ETF                                  | 811-09102         |
| iShares MSCI Brazil Small-Cap ETF                        | 811-09729         |
| iShares MSCI Canada ETF                                  | 811-09102         |
| iShares MSCI Chile ETF                                   | 811-09102         |
| iShares MSCI China A ETF                                 | 811-09729         |
| iShares MSCI China ETF                                   | 811-09729         |
| iShares MSCI China Multisector Tech ETF                  | 811-09729         |
| iShares MSCI China Small-Cap ETF                         | 811-09729         |
| iShares MSCI Denmark ETF                                 | 811-09729         |
| iShares MSCI Emerging Markets Asia ETF                   | 811-09102         |
| iShares MSCI Emerging Markets ETF                        | 811-09102         |
| iShares MSCI Emerging Markets Min Vol Factor ETF         | 811-09102         |
| iShares MSCI Emerging Markets Quality Factor ETF         | 811-09729         |
| iShares MSCI Emerging Markets Small-Cap ETF              | 811-09102         |
| iShares MSCI Emerging Markets Value Factor ETF           | 811-09729         |
| iShares MSCI Emerging Markets ex China ETF               | 811-09102         |
| iShares MSCI Finland ETF                                 | 811-09729         |
| iShares MSCI France ETF                                  | 811-09102         |
| iShares MSCI Germany ETF                                 | 811-09102         |
| iShares MSCI Global Metals & Mining Producers ETF        | 811-09102         |
| iShares MSCI Global Min Vol Factor ETF                   | 811-09102         |
| iShares MSCI Global Quality Factor ETF                   | 811-09729         |
| iShares MSCI Global Sustainable Development Goals ETF    | 811-09729         |
| iShares MSCI Hong Kong ETF                               | 811-09102         |
| iShares MSCI India ETF                                   | 811-09729         |
| iShares MSCI India Small-Cap ETF                         | 811-09729         |
| iShares MSCI Indonesia ETF                               | 811-09729         |
| iShares MSCI Ireland ETF                                 | 811-09729         |
| iShares MSCI Israel ETF                                  | 811-09102         |
| iShares MSCI Italy ETF                                   | 811-09102         |
| iShares MSCI Japan ETF                                   | 811-09102         |
| iShares MSCI Japan Small-Cap ETF                         | 811-09102         |
| iShares MSCI Japan Value ETF                             | 811-09729         |
| iShares MSCI Kuwait ETF                                  | 811-09729         |
| iShares MSCI Malaysia ETF                                | 811-09102         |
| iShares MSCI Mexico ETF                                  | 811-09102         |
| iShares MSCI Netherlands ETF                             | 811-09102         |
| iShares MSCI New Zealand ETF                             | 811-09729         |
| iShares MSCI Norway ETF                                  | 811-09729         |
| iShares MSCI Peru and Global Exposure ETF                | 811-09729         |
| iShares MSCI Philippines ETF                             | 811-09729         |
| iShares MSCI Poland ETF                                  | 811-09729         |
| iShares MSCI Qatar ETF                                   | 811-09729         |
| iShares MSCI Saudi Arabia ETF                            | 811-09729         |
| iShares MSCI Singapore ETF                               | 811-09102         |
| iShares MSCI South Africa ETF                            | 811-09102         |
| iShares MSCI South Korea ETF                             | 811-09102         |
| iShares MSCI Spain ETF                                   | 811-09102         |
| iShares MSCI Sweden ETF                                  | 811-09102         |
| iShares MSCI Switzerland ETF                             | 811-09102         |
| iShares MSCI Taiwan ETF                                  | 811-09102         |
| iShares MSCI Thailand ETF                                | 811-09102         |
| iShares MSCI Turkey ETF                                  | 811-09102         |
| iShares MSCI UAE ETF                                     | 811-09729         |
| iShares MSCI United Kingdom ETF                          | 811-09729         |
| iShares MSCI United Kingdom Small-Cap ETF                | 811-09729         |
| iShares Self-Driving EV and Tech ETF                     | 811-09729         |
| iShares U.S. Power Infrastructure ETF                    | 811-09102         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 15 - iShares Environmental Infrastructure and Industrials ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Environmental Infrastructure and Industrials ETF

- **b. Series identification number, if any:** S000077884

- **c. LEI:** 549300S6XED51GC5GN06

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                                    | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Environmental Infrastructure and Industrials ETF | C000238488                                | EFRA                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $35,838.13

- **g. Provide the net income from securities lending activities:** $15.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** SG Americas Securities, LLC

- **ii. LEI, if any:** 549300F35UE0BOM1WJ55

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $81.71

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $47.62

**Brokers Record: 3**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $32.71

**Brokers Record: 4**

- **i. Full name of broker:** Cowen and Company, LLC

- **ii. SEC file number:** 008-22522

- **iii. CRD number:** 000007616

- **iv. LEI, if any:** 549300WR155U7DVMIW58

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $63.29

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $156.35

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $41.35

**Brokers Record: 7**

- **i. Full name of broker:** TD Securities (USA) LLC

- **ii. SEC file number:** 008-36747

- **iii. CRD number:** 000018476

- **iv. LEI, if any:** SUVUFHICNZMP2WKHG940

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $62.87

**Brokers Record: 8**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $19.19

**Brokers Record: 9**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $37.03

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $34.38

**Aggregate Commission:** $693.34

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Goldman Sachs & Co. LLC                              | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $203.50                   |
| Citigroup Global Markets Inc.                        | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $172.61                   |
| BlackRock Funds III - BlackRock Cash Funds: Treasury | 008-48436         |    000038642 | 5493006MRTEZZ4S4CQ20 | NY      | US        | $535,227.46               |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $535,603.57

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $5,389,900.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $900,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 2 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Co.

  - **Line Institutions Record: 4 Name of institution:** The Bank of New York Mellon

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| iShares 0-1 Year Treasury Bond ETF                    | 811-09729         |
| iShares 0-3 Month Treasury Bond ETF                   | 811-09729         |
| iShares Asia 50 ETF                                   | 811-09729         |
| iShares Breakthrough Environmental Solutions ETF      | 811-09729         |
| iShares Copper and Metals Mining ETF                  | 811-09729         |
| iShares Core MSCI Emerging Markets ETF                | 811-09102         |
| iShares Core MSCI Total International Stock ETF       | 811-09729         |
| iShares Currency Hedged MSCI EAFE ETF                 | 811-09729         |
| iShares Currency Hedged MSCI Emerging Markets ETF     | 811-09102         |
| iShares Currency Hedged MSCI Japan ETF                | 811-09729         |
| iShares Cybersecurity and Tech ETF                    | 811-09729         |
| iShares ESG Advanced MSCI EM ETF                      | 811-09729         |
| iShares ESG Aware MSCI EM ETF                         | 811-09102         |
| iShares ESG MSCI EM Leaders ETF                       | 811-09729         |
| iShares Emerging Markets Dividend ETF                 | 811-09102         |
| iShares Emerging Markets Equity Factor ETF            | 811-09102         |
| iShares Emerging Markets Infrastructure ETF           | 811-09729         |
| iShares Energy Storage & Materials ETF                | 811-09729         |
| iShares Environmentally Aware Real Estate ETF         | 811-09729         |
| iShares Future AI & Tech ETF                          | 811-09729         |
| iShares Future Exponential Technologies ETF           | 811-09729         |
| iShares Future Metaverse Tech and Communications ETF  | 811-09729         |
| iShares Genomics Immunology and Healthcare ETF        | 811-09729         |
| iShares Global 100 ETF                                | 811-09729         |
| iShares Global Clean Energy ETF                       | 811-09729         |
| iShares Global Comm Services ETF                      | 811-09729         |
| iShares Global Consumer Discretionary ETF             | 811-09729         |
| iShares Global Consumer Staples ETF                   | 811-09729         |
| iShares Global Equity Factor ETF                      | 811-09729         |
| iShares Global Financials ETF                         | 811-09729         |
| iShares Global Industrials ETF                        | 811-09729         |
| iShares Global REIT ETF                               | 811-09729         |
| iShares Global Tech ETF                               | 811-09729         |
| iShares Global Timber & Forestry ETF                  | 811-09729         |
| iShares Global Utilities ETF                          | 811-09729         |
| iShares India 50 ETF                                  | 811-09729         |
| iShares International Dividend Growth ETF             | 811-09729         |
| iShares International Select Dividend ETF             | 811-09729         |
| iShares J.P. Morgan EM Local Currency Bond ETF        | 811-09102         |
| iShares JPX-Nikkei 400 ETF                            | 811-09729         |
| iShares Latin America 40 ETF                          | 811-09729         |
| iShares Lithium Miners and Producers ETF              | 811-09729         |
| iShares Low Carbon Optimized MSCI ACWI ETF            | 811-09729         |
| iShares MSCI ACWI ETF                                 | 811-09729         |
| iShares MSCI ACWI ex U.S. ETF                         | 811-09729         |
| iShares MSCI Agriculture Producers ETF                | 811-09102         |
| iShares MSCI All Country Asia ex Japan ETF            | 811-09729         |
| iShares MSCI Australia ETF                            | 811-09102         |
| iShares MSCI Austria ETF                              | 811-09102         |
| iShares MSCI BIC ETF                                  | 811-09102         |
| iShares MSCI Belgium ETF                              | 811-09102         |
| iShares MSCI Brazil ETF                               | 811-09102         |
| iShares MSCI Brazil Small-Cap ETF                     | 811-09729         |
| iShares MSCI Canada ETF                               | 811-09102         |
| iShares MSCI Chile ETF                                | 811-09102         |
| iShares MSCI China A ETF                              | 811-09729         |
| iShares MSCI China ETF                                | 811-09729         |
| iShares MSCI China Multisector Tech ETF               | 811-09729         |
| iShares MSCI China Small-Cap ETF                      | 811-09729         |
| iShares MSCI Denmark ETF                              | 811-09729         |
| iShares MSCI Emerging Markets Asia ETF                | 811-09102         |
| iShares MSCI Emerging Markets ETF                     | 811-09102         |
| iShares MSCI Emerging Markets Min Vol Factor ETF      | 811-09102         |
| iShares MSCI Emerging Markets Quality Factor ETF      | 811-09729         |
| iShares MSCI Emerging Markets Small-Cap ETF           | 811-09102         |
| iShares MSCI Emerging Markets Value Factor ETF        | 811-09729         |
| iShares MSCI Emerging Markets ex China ETF            | 811-09102         |
| iShares MSCI Finland ETF                              | 811-09729         |
| iShares MSCI France ETF                               | 811-09102         |
| iShares MSCI Germany ETF                              | 811-09102         |
| iShares MSCI Global Metals & Mining Producers ETF     | 811-09102         |
| iShares MSCI Global Min Vol Factor ETF                | 811-09102         |
| iShares MSCI Global Quality Factor ETF                | 811-09729         |
| iShares MSCI Global Sustainable Development Goals ETF | 811-09729         |
| iShares MSCI Hong Kong ETF                            | 811-09102         |
| iShares MSCI India ETF                                | 811-09729         |
| iShares MSCI India Small-Cap ETF                      | 811-09729         |
| iShares MSCI Indonesia ETF                            | 811-09729         |
| iShares MSCI Ireland ETF                              | 811-09729         |
| iShares MSCI Israel ETF                               | 811-09102         |
| iShares MSCI Italy ETF                                | 811-09102         |
| iShares MSCI Japan ETF                                | 811-09102         |
| iShares MSCI Japan Small-Cap ETF                      | 811-09102         |
| iShares MSCI Japan Value ETF                          | 811-09729         |
| iShares MSCI Kuwait ETF                               | 811-09729         |
| iShares MSCI Malaysia ETF                             | 811-09102         |
| iShares MSCI Mexico ETF                               | 811-09102         |
| iShares MSCI Netherlands ETF                          | 811-09102         |
| iShares MSCI New Zealand ETF                          | 811-09729         |
| iShares MSCI Norway ETF                               | 811-09729         |
| iShares MSCI Peru and Global Exposure ETF             | 811-09729         |
| iShares MSCI Philippines ETF                          | 811-09729         |
| iShares MSCI Poland ETF                               | 811-09729         |
| iShares MSCI Qatar ETF                                | 811-09729         |
| iShares MSCI Saudi Arabia ETF                         | 811-09729         |
| iShares MSCI Singapore ETF                            | 811-09102         |
| iShares MSCI South Africa ETF                         | 811-09102         |
| iShares MSCI South Korea ETF                          | 811-09102         |
| iShares MSCI Spain ETF                                | 811-09102         |
| iShares MSCI Sweden ETF                               | 811-09102         |
| iShares MSCI Switzerland ETF                          | 811-09102         |
| iShares MSCI Taiwan ETF                               | 811-09102         |
| iShares MSCI Thailand ETF                             | 811-09102         |
| iShares MSCI Turkey ETF                               | 811-09102         |
| iShares MSCI UAE ETF                                  | 811-09729         |
| iShares MSCI United Kingdom ETF                       | 811-09729         |
| iShares MSCI United Kingdom Small-Cap ETF             | 811-09729         |
| iShares Self-Driving EV and Tech ETF                  | 811-09729         |
| iShares U.S. Power Infrastructure ETF                 | 811-09102         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 16 - iShares Europe ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Europe ETF

- **b. Series identification number, if any:** S000004315

- **c. LEI:** 5493004D4K31BQWDCY74

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Europe ETF      | C000012045                                | IEV                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $13,483,973.63

- **g. Provide the net income from securities lending activities:** $28,559.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** J.P. Morgan Securities LLC

- **ii. LEI, if any:** ZBUT11V806EZRVTWT807

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,901.20

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,737.09

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,110.56

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,133.21

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,670.10

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,956.95

**Brokers Record: 7**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,892.48

**Brokers Record: 8**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,768.45

**Brokers Record: 9**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,363.33

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,496.58

**Aggregate Commission:** $40,386.68

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                           | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $20,972,174.89            |
| Goldman Sachs & Co. LLC                              | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $609,836,188.67           |
| Citigroup Global Markets Inc.                        | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $131,899,374.62           |
| UBS Securities LLC                                   | 008-22651         |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $57,423,806.27            |
| Morgan Stanley & Co. LLC                             | 008-15869         |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $56,405,306.88            |
| BlackRock Funds III - BlackRock Cash Funds: Treasury | 008-48436         |    000038642 | 5493006MRTEZZ4S4CQ20 | NY      | US        | $164,795,567.37           |
| BofA Securities, Inc.                                | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $31,451,408.16            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $1,072,783,827.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $1,936,807,162.41

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 17 - iShares Expanded Tech Sector ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Expanded Tech Sector ETF

- **b. Series identification number, if any:** S000004352

- **c. LEI:** 549300MWG0PY0C195J81

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class            | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Expanded Tech Sector ETF | C000012082                                | IGM                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $152,115,729.79

- **g. Provide the net income from securities lending activities:** $404,530.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. SEC file number:** 85-11399

- **iii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** Wells Fargo Securities LLC

- **ii. LEI, if any:** VYVVCKR63DVZZN70PB21

- **iii. State, if applicable:** NC

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,165.40

**Brokers Record: 2**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,914.39

**Brokers Record: 3**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $10,745.91

**Brokers Record: 4**

- **i. Full name of broker:** Pershing LLC

- **ii. SEC file number:** 8-17574

- **iii. CRD number:** 000007560

- **iv. LEI, if any:** ZI8Q1A8EI8LQFJNM0D94

- **v. State, if applicable:** NJ

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,322.88

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,781.96

**Brokers Record: 6**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 8-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,087.38

**Brokers Record: 7**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,162.41

**Brokers Record: 8**

- **i. Full name of broker:** Barclays Capital, Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,775.69

**Brokers Record: 9**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 8-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,866.66

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,307.01

**Aggregate Commission:** $57,108.56

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| BofA Securities, Inc.              | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $230.43                   |
| BlackRock Liquidity Funds T-Fund   | N/A               | N/A          | 5493002L9DNZ83RX7V61 | DE      | US        | $159,234,560.49           |
| National Securities Clearing Corp. | N/A               | N/A          | 549300RYC9NELN2ICA34 | NY      | US        | $5,991,401,326.55         |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $6,150,636,117.47

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $7,766,795,703.62

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 18 - iShares Expanded Tech-Software Sector ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Expanded Tech-Software Sector ETF

- **b. Series identification number, if any:** S000004355

- **c. LEI:** 54930072GM1ADLZJ5373

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                     | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Expanded Tech-Software Sector ETF | C000012085                                | IGV                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $434,187,829.24

- **g. Provide the net income from securities lending activities:** $1,171,398.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. SEC file number:** 85-11399

- **iii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** Wells Fargo Securities LLC

- **ii. LEI, if any:** VYVVCKR63DVZZN70PB21

- **iii. State, if applicable:** NC

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $25,237.57

**Brokers Record: 2**

- **i. Full name of broker:** Oppenheimer & Co. Inc.

- **ii. SEC file number:** 8-04077

- **iii. CRD number:** 000000249

- **iv. LEI, if any:** 254900VH02JQR2L8XD64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,689.02

**Brokers Record: 3**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $13,323.93

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $28,871.72

**Brokers Record: 5**

- **i. Full name of broker:** Pershing LLC

- **ii. SEC file number:** 8-17574

- **iii. CRD number:** 000007560

- **iv. LEI, if any:** ZI8Q1A8EI8LQFJNM0D94

- **v. State, if applicable:** NJ

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,590.63

**Brokers Record: 6**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11,876.34

**Brokers Record: 7**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 8-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,451.81

**Brokers Record: 8**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,815.37

**Brokers Record: 9**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 8-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,117.41

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $14,345.55

**Aggregate Commission:** $152,830.52

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| National Securities Clearing Corp. | N/A               | N/A          | 549300RYC9NELN2ICA34 | NY      | US        | $48,525,974,498.23        |
| BlackRock Liquidity Funds T-Fund   | N/A               | N/A          | 5493002L9DNZ83RX7V61 | DE      | US        | $383,202,184.99           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $48,909,176,683.22

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $9,824,696,506.48

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 19 - iShares Future AI & Tech ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Future AI & Tech ETF

- **b. Series identification number, if any:** S000062201

- **c. LEI:** 549300VS8IGDTLP20U91

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class        | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Future AI & Tech ETF | C000201209                                | ARTY                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $72,001,552.60

- **g. Provide the net income from securities lending activities:** $214,701.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** HSBC Securities (USA) Inc.

- **ii. LEI, if any:** CYYGQCGNHMHPSMRL3R97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $72,970.23

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $30,313.65

**Brokers Record: 3**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $111,242.15

**Brokers Record: 4**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $14,126.92

**Brokers Record: 5**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** DE

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,489.11

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $93,642.96

**Brokers Record: 7**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,695.67

**Brokers Record: 8**

- **i. Full name of broker:** Macquarie Capital (USA) Inc.

- **ii. SEC file number:** 008-47198

- **iii. CRD number:** 000036368

- **iv. LEI, if any:** 549300670K07JRB5UQ40

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $14,732.96

**Brokers Record: 9**

- **i. Full name of broker:** CLSA Americas, LLC

- **ii. SEC file number:** 008-69166

- **iii. CRD number:** 000165533

- **iv. LEI, if any:** 213800M2DXATWY7JMS07

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,055.58

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $12,094.00

**Aggregate Commission:** $390,676.67

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                           | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $896,664,115.36           |
| Goldman Sachs & Co. LLC                              | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $91,162,989.09            |
| UBS Securities LLC                                   | 008-22651         |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $95,445,994.99            |
| BlackRock Funds III - BlackRock Cash Funds: Treasury | 008-48436         |    000038642 | 5493006MRTEZZ4S4CQ20 | NY      | US        | $357,527,547.90           |
| Jane Street Capital, LLC                             | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $14,491,004.61            |
| BofA Securities, Inc.                                | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $88,672,480.29            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $1,543,964,132.24

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $1,577,973,348.51

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $900,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 2 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Co.

  - **Line Institutions Record: 4 Name of institution:** The Bank of New York Mellon

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                             | SEC File number   |
|:---|:---|
| iShares 0-1 Year Treasury Bond ETF                       | 811-09729         |
| iShares 0-3 Month Treasury Bond ETF                      | 811-09729         |
| iShares Asia 50 ETF                                      | 811-09729         |
| iShares Breakthrough Environmental Solutions ETF         | 811-09729         |
| iShares Copper and Metals Mining ETF                     | 811-09729         |
| iShares Core MSCI Emerging Markets ETF                   | 811-09102         |
| iShares Core MSCI Total International Stock ETF          | 811-09729         |
| iShares Currency Hedged MSCI EAFE ETF                    | 811-09729         |
| iShares Currency Hedged MSCI Emerging Markets ETF        | 811-09102         |
| iShares Currency Hedged MSCI Japan ETF                   | 811-09729         |
| iShares Cybersecurity and Tech ETF                       | 811-09729         |
| iShares ESG Advanced MSCI EM ETF                         | 811-09729         |
| iShares ESG Aware MSCI EM ETF                            | 811-09102         |
| iShares ESG MSCI EM Leaders ETF                          | 811-09729         |
| iShares Emerging Markets Dividend ETF                    | 811-09102         |
| iShares Emerging Markets Equity Factor ETF               | 811-09102         |
| iShares Emerging Markets Infrastructure ETF              | 811-09729         |
| iShares Energy Storage & Materials ETF                   | 811-09729         |
| iShares Environmental Infrastructure and Industrials ETF | 811-09729         |
| iShares Environmentally Aware Real Estate ETF            | 811-09729         |
| iShares Future Exponential Technologies ETF              | 811-09729         |
| iShares Future Metaverse Tech and Communications ETF     | 811-09729         |
| iShares Genomics Immunology and Healthcare ETF           | 811-09729         |
| iShares Global 100 ETF                                   | 811-09729         |
| iShares Global Clean Energy ETF                          | 811-09729         |
| iShares Global Comm Services ETF                         | 811-09729         |
| iShares Global Consumer Discretionary ETF                | 811-09729         |
| iShares Global Consumer Staples ETF                      | 811-09729         |
| iShares Global Equity Factor ETF                         | 811-09729         |
| iShares Global Financials ETF                            | 811-09729         |
| iShares Global Industrials ETF                           | 811-09729         |
| iShares Global REIT ETF                                  | 811-09729         |
| iShares Global Tech ETF                                  | 811-09729         |
| iShares Global Timber & Forestry ETF                     | 811-09729         |
| iShares Global Utilities ETF                             | 811-09729         |
| iShares India 50 ETF                                     | 811-09729         |
| iShares International Dividend Growth ETF                | 811-09729         |
| iShares International Select Dividend ETF                | 811-09729         |
| iShares J.P. Morgan EM Local Currency Bond ETF           | 811-09102         |
| iShares JPX-Nikkei 400 ETF                               | 811-09729         |
| iShares Latin America 40 ETF                             | 811-09729         |
| iShares Lithium Miners and Producers ETF                 | 811-09729         |
| iShares Low Carbon Optimized MSCI ACWI ETF               | 811-09729         |
| iShares MSCI ACWI ETF                                    | 811-09729         |
| iShares MSCI ACWI ex U.S. ETF                            | 811-09729         |
| iShares MSCI Agriculture Producers ETF                   | 811-09102         |
| iShares MSCI All Country Asia ex Japan ETF               | 811-09729         |
| iShares MSCI Australia ETF                               | 811-09102         |
| iShares MSCI Austria ETF                                 | 811-09102         |
| iShares MSCI BIC ETF                                     | 811-09102         |
| iShares MSCI Belgium ETF                                 | 811-09102         |
| iShares MSCI Brazil ETF                                  | 811-09102         |
| iShares MSCI Brazil Small-Cap ETF                        | 811-09729         |
| iShares MSCI Canada ETF                                  | 811-09102         |
| iShares MSCI Chile ETF                                   | 811-09102         |
| iShares MSCI China A ETF                                 | 811-09729         |
| iShares MSCI China ETF                                   | 811-09729         |
| iShares MSCI China Multisector Tech ETF                  | 811-09729         |
| iShares MSCI China Small-Cap ETF                         | 811-09729         |
| iShares MSCI Denmark ETF                                 | 811-09729         |
| iShares MSCI Emerging Markets Asia ETF                   | 811-09102         |
| iShares MSCI Emerging Markets ETF                        | 811-09102         |
| iShares MSCI Emerging Markets Min Vol Factor ETF         | 811-09102         |
| iShares MSCI Emerging Markets Quality Factor ETF         | 811-09729         |
| iShares MSCI Emerging Markets Small-Cap ETF              | 811-09102         |
| iShares MSCI Emerging Markets Value Factor ETF           | 811-09729         |
| iShares MSCI Emerging Markets ex China ETF               | 811-09102         |
| iShares MSCI Finland ETF                                 | 811-09729         |
| iShares MSCI France ETF                                  | 811-09102         |
| iShares MSCI Germany ETF                                 | 811-09102         |
| iShares MSCI Global Metals & Mining Producers ETF        | 811-09102         |
| iShares MSCI Global Min Vol Factor ETF                   | 811-09102         |
| iShares MSCI Global Quality Factor ETF                   | 811-09729         |
| iShares MSCI Global Sustainable Development Goals ETF    | 811-09729         |
| iShares MSCI Hong Kong ETF                               | 811-09102         |
| iShares MSCI India ETF                                   | 811-09729         |
| iShares MSCI India Small-Cap ETF                         | 811-09729         |
| iShares MSCI Indonesia ETF                               | 811-09729         |
| iShares MSCI Ireland ETF                                 | 811-09729         |
| iShares MSCI Israel ETF                                  | 811-09102         |
| iShares MSCI Italy ETF                                   | 811-09102         |
| iShares MSCI Japan ETF                                   | 811-09102         |
| iShares MSCI Japan Small-Cap ETF                         | 811-09102         |
| iShares MSCI Japan Value ETF                             | 811-09729         |
| iShares MSCI Kuwait ETF                                  | 811-09729         |
| iShares MSCI Malaysia ETF                                | 811-09102         |
| iShares MSCI Mexico ETF                                  | 811-09102         |
| iShares MSCI Netherlands ETF                             | 811-09102         |
| iShares MSCI New Zealand ETF                             | 811-09729         |
| iShares MSCI Norway ETF                                  | 811-09729         |
| iShares MSCI Peru and Global Exposure ETF                | 811-09729         |
| iShares MSCI Philippines ETF                             | 811-09729         |
| iShares MSCI Poland ETF                                  | 811-09729         |
| iShares MSCI Qatar ETF                                   | 811-09729         |
| iShares MSCI Saudi Arabia ETF                            | 811-09729         |
| iShares MSCI Singapore ETF                               | 811-09102         |
| iShares MSCI South Africa ETF                            | 811-09102         |
| iShares MSCI South Korea ETF                             | 811-09102         |
| iShares MSCI Spain ETF                                   | 811-09102         |
| iShares MSCI Sweden ETF                                  | 811-09102         |
| iShares MSCI Switzerland ETF                             | 811-09102         |
| iShares MSCI Taiwan ETF                                  | 811-09102         |
| iShares MSCI Thailand ETF                                | 811-09102         |
| iShares MSCI Turkey ETF                                  | 811-09102         |
| iShares MSCI UAE ETF                                     | 811-09729         |
| iShares MSCI United Kingdom ETF                          | 811-09729         |
| iShares MSCI United Kingdom Small-Cap ETF                | 811-09729         |
| iShares Self-Driving EV and Tech ETF                     | 811-09729         |
| iShares U.S. Power Infrastructure ETF                    | 811-09102         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 20 - iShares Future Metaverse Tech and Communications ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Future Metaverse Tech and Communications ETF

- **b. Series identification number, if any:** S000079170

- **c. LEI:** 549300SOKUF6XRFSV980

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                                | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Future Metaverse Tech and Communications ETF | C000240080                                | IVRS                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $355,432.26

- **g. Provide the net income from securities lending activities:** $5,787.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BNP Paribas Securities Corp.

- **ii. LEI, if any:** RCNB6OTYUAMMP879YW96

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $157.17

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $150.98

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $86.15

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $402.56

**Brokers Record: 5**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $88.06

**Brokers Record: 6**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $197.07

**Brokers Record: 7**

- **i. Full name of broker:** Stern Brothers & Co.

- **ii. SEC file number:** 008-33724

- **iii. CRD number:** 000016325

- **iv. LEI, if any:** 254900LVNKT0KYN1O170

- **v. State, if applicable:** MO

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $90.90

**Brokers Record: 8**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $91.23

**Brokers Record: 9**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $136.99

**Brokers Record: 10**

- **i. Full name of broker:** CLSA Americas, LLC

- **ii. SEC file number:** 008-69166

- **iii. CRD number:** 000165533

- **iv. LEI, if any:** 213800M2DXATWY7JMS07

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $678.64

**Aggregate Commission:** $2,307.04

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                           | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $1,085,433.01             |
| Goldman Sachs & Co. LLC                              | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $772.82                   |
| BNP Paribas Securities Corp.                         | 008-32682         |    000015794 | RCNB6OTYUAMMP879YW96 | NY      | US        | $1,421.12                 |
| BlackRock Funds III - BlackRock Cash Funds: Treasury | 008-48436         |    000038642 | 5493006MRTEZZ4S4CQ20 | NY      | US        | $4,578,441.80             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $5,666,068.75

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $7,425,139.61

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $900,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 2 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Co.

  - **Line Institutions Record: 4 Name of institution:** The Bank of New York Mellon

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                             | SEC File number   |
|:---|:---|
| iShares 0-1 Year Treasury Bond ETF                       | 811-09729         |
| iShares 0-3 Month Treasury Bond ETF                      | 811-09729         |
| iShares Asia 50 ETF                                      | 811-09729         |
| iShares Breakthrough Environmental Solutions ETF         | 811-09729         |
| iShares Copper and Metals Mining ETF                     | 811-09729         |
| iShares Core MSCI Emerging Markets ETF                   | 811-09102         |
| iShares Core MSCI Total International Stock ETF          | 811-09729         |
| iShares Currency Hedged MSCI EAFE ETF                    | 811-09729         |
| iShares Currency Hedged MSCI Emerging Markets ETF        | 811-09102         |
| iShares Currency Hedged MSCI Japan ETF                   | 811-09729         |
| iShares Cybersecurity and Tech ETF                       | 811-09729         |
| iShares ESG Advanced MSCI EM ETF                         | 811-09729         |
| iShares ESG Aware MSCI EM ETF                            | 811-09102         |
| iShares ESG MSCI EM Leaders ETF                          | 811-09729         |
| iShares Emerging Markets Dividend ETF                    | 811-09102         |
| iShares Emerging Markets Equity Factor ETF               | 811-09102         |
| iShares Emerging Markets Infrastructure ETF              | 811-09729         |
| iShares Energy Storage & Materials ETF                   | 811-09729         |
| iShares Environmental Infrastructure and Industrials ETF | 811-09729         |
| iShares Environmentally Aware Real Estate ETF            | 811-09729         |
| iShares Future AI & Tech ETF                             | 811-09729         |
| iShares Future Exponential Technologies ETF              | 811-09729         |
| iShares Genomics Immunology and Healthcare ETF           | 811-09729         |
| iShares Global 100 ETF                                   | 811-09729         |
| iShares Global Clean Energy ETF                          | 811-09729         |
| iShares Global Comm Services ETF                         | 811-09729         |
| iShares Global Consumer Discretionary ETF                | 811-09729         |
| iShares Global Consumer Staples ETF                      | 811-09729         |
| iShares Global Equity Factor ETF                         | 811-09729         |
| iShares Global Financials ETF                            | 811-09729         |
| iShares Global Industrials ETF                           | 811-09729         |
| iShares Global REIT ETF                                  | 811-09729         |
| iShares Global Tech ETF                                  | 811-09729         |
| iShares Global Timber & Forestry ETF                     | 811-09729         |
| iShares Global Utilities ETF                             | 811-09729         |
| iShares India 50 ETF                                     | 811-09729         |
| iShares International Dividend Growth ETF                | 811-09729         |
| iShares International Select Dividend ETF                | 811-09729         |
| iShares J.P. Morgan EM Local Currency Bond ETF           | 811-09102         |
| iShares JPX-Nikkei 400 ETF                               | 811-09729         |
| iShares Latin America 40 ETF                             | 811-09729         |
| iShares Lithium Miners and Producers ETF                 | 811-09729         |
| iShares Low Carbon Optimized MSCI ACWI ETF               | 811-09729         |
| iShares MSCI ACWI ETF                                    | 811-09729         |
| iShares MSCI ACWI ex U.S. ETF                            | 811-09729         |
| iShares MSCI Agriculture Producers ETF                   | 811-09102         |
| iShares MSCI All Country Asia ex Japan ETF               | 811-09729         |
| iShares MSCI Australia ETF                               | 811-09102         |
| iShares MSCI Austria ETF                                 | 811-09102         |
| iShares MSCI BIC ETF                                     | 811-09102         |
| iShares MSCI Belgium ETF                                 | 811-09102         |
| iShares MSCI Brazil ETF                                  | 811-09102         |
| iShares MSCI Brazil Small-Cap ETF                        | 811-09729         |
| iShares MSCI Canada ETF                                  | 811-09102         |
| iShares MSCI Chile ETF                                   | 811-09102         |
| iShares MSCI China A ETF                                 | 811-09729         |
| iShares MSCI China ETF                                   | 811-09729         |
| iShares MSCI China Multisector Tech ETF                  | 811-09729         |
| iShares MSCI China Small-Cap ETF                         | 811-09729         |
| iShares MSCI Denmark ETF                                 | 811-09729         |
| iShares MSCI Emerging Markets Asia ETF                   | 811-09102         |
| iShares MSCI Emerging Markets ETF                        | 811-09102         |
| iShares MSCI Emerging Markets Min Vol Factor ETF         | 811-09102         |
| iShares MSCI Emerging Markets Quality Factor ETF         | 811-09729         |
| iShares MSCI Emerging Markets Small-Cap ETF              | 811-09102         |
| iShares MSCI Emerging Markets Value Factor ETF           | 811-09729         |
| iShares MSCI Emerging Markets ex China ETF               | 811-09102         |
| iShares MSCI Finland ETF                                 | 811-09729         |
| iShares MSCI France ETF                                  | 811-09102         |
| iShares MSCI Germany ETF                                 | 811-09102         |
| iShares MSCI Global Metals & Mining Producers ETF        | 811-09102         |
| iShares MSCI Global Min Vol Factor ETF                   | 811-09102         |
| iShares MSCI Global Quality Factor ETF                   | 811-09729         |
| iShares MSCI Global Sustainable Development Goals ETF    | 811-09729         |
| iShares MSCI Hong Kong ETF                               | 811-09102         |
| iShares MSCI India ETF                                   | 811-09729         |
| iShares MSCI India Small-Cap ETF                         | 811-09729         |
| iShares MSCI Indonesia ETF                               | 811-09729         |
| iShares MSCI Ireland ETF                                 | 811-09729         |
| iShares MSCI Israel ETF                                  | 811-09102         |
| iShares MSCI Italy ETF                                   | 811-09102         |
| iShares MSCI Japan ETF                                   | 811-09102         |
| iShares MSCI Japan Small-Cap ETF                         | 811-09102         |
| iShares MSCI Japan Value ETF                             | 811-09729         |
| iShares MSCI Kuwait ETF                                  | 811-09729         |
| iShares MSCI Malaysia ETF                                | 811-09102         |
| iShares MSCI Mexico ETF                                  | 811-09102         |
| iShares MSCI Netherlands ETF                             | 811-09102         |
| iShares MSCI New Zealand ETF                             | 811-09729         |
| iShares MSCI Norway ETF                                  | 811-09729         |
| iShares MSCI Peru and Global Exposure ETF                | 811-09729         |
| iShares MSCI Philippines ETF                             | 811-09729         |
| iShares MSCI Poland ETF                                  | 811-09729         |
| iShares MSCI Qatar ETF                                   | 811-09729         |
| iShares MSCI Saudi Arabia ETF                            | 811-09729         |
| iShares MSCI Singapore ETF                               | 811-09102         |
| iShares MSCI South Africa ETF                            | 811-09102         |
| iShares MSCI South Korea ETF                             | 811-09102         |
| iShares MSCI Spain ETF                                   | 811-09102         |
| iShares MSCI Sweden ETF                                  | 811-09102         |
| iShares MSCI Switzerland ETF                             | 811-09102         |
| iShares MSCI Taiwan ETF                                  | 811-09102         |
| iShares MSCI Thailand ETF                                | 811-09102         |
| iShares MSCI Turkey ETF                                  | 811-09102         |
| iShares MSCI UAE ETF                                     | 811-09729         |
| iShares MSCI United Kingdom ETF                          | 811-09729         |
| iShares MSCI United Kingdom Small-Cap ETF                | 811-09729         |
| iShares Self-Driving EV and Tech ETF                     | 811-09729         |
| iShares U.S. Power Infrastructure ETF                    | 811-09102         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 21 - iShares Global 100 ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Global 100 ETF

- **b. Series identification number, if any:** S000004326

- **c. LEI:** 549300TOT5VRSAZWJX06

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Global 100 ETF  | C000012056                                | IOO                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $69,814.77

- **g. Provide the net income from securities lending activities:** $0.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** HSBC Securities (USA) Inc.

- **ii. LEI, if any:** CYYGQCGNHMHPSMRL3R97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,037.72

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,815.86

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $769.74

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,183.77

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,735.46

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,161.98

**Brokers Record: 7**

- **i. Full name of broker:** HSBC Securities (USA) Inc.

- **ii. SEC file number:** 008-41562

- **iii. CRD number:** 000019585

- **iv. LEI, if any:** CYYGQCGNHMHPSMRL3R97

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,873.87

**Brokers Record: 8**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,636.30

**Brokers Record: 9**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,243.14

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,488.26

**Aggregate Commission:** $32,819.95

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                           | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $409,812,615.35           |
| Goldman Sachs & Co. LLC                              | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $5,875,153.74             |
| Citigroup Global Markets Inc.                        | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $41,536,162.19            |
| UBS Securities LLC                                   | 008-22651         |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $98,954,640.09            |
| BlackRock Funds III - BlackRock Cash Funds: Treasury | 008-48436         |    000038642 | 5493006MRTEZZ4S4CQ20 | NY      | US        | $349,074,776.24           |
| Jane Street Capital, LLC                             | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $89,979,360.21            |
| BofA Securities, Inc.                                | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $220,132,779.13           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $1,215,365,486.95

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $7,213,415,688.73

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $900,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 2 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Co.

  - **Line Institutions Record: 4 Name of institution:** The Bank of New York Mellon

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                             | SEC File number   |
|:---|:---|
| iShares 0-1 Year Treasury Bond ETF                       | 811-09729         |
| iShares 0-3 Month Treasury Bond ETF                      | 811-09729         |
| iShares Asia 50 ETF                                      | 811-09729         |
| iShares Breakthrough Environmental Solutions ETF         | 811-09729         |
| iShares Copper and Metals Mining ETF                     | 811-09729         |
| iShares Core MSCI Emerging Markets ETF                   | 811-09102         |
| iShares Core MSCI Total International Stock ETF          | 811-09729         |
| iShares Currency Hedged MSCI EAFE ETF                    | 811-09729         |
| iShares Currency Hedged MSCI Emerging Markets ETF        | 811-09102         |
| iShares Currency Hedged MSCI Japan ETF                   | 811-09729         |
| iShares Cybersecurity and Tech ETF                       | 811-09729         |
| iShares ESG Advanced MSCI EM ETF                         | 811-09729         |
| iShares ESG Aware MSCI EM ETF                            | 811-09102         |
| iShares ESG MSCI EM Leaders ETF                          | 811-09729         |
| iShares Emerging Markets Dividend ETF                    | 811-09102         |
| iShares Emerging Markets Equity Factor ETF               | 811-09102         |
| iShares Emerging Markets Infrastructure ETF              | 811-09729         |
| iShares Energy Storage & Materials ETF                   | 811-09729         |
| iShares Environmental Infrastructure and Industrials ETF | 811-09729         |
| iShares Environmentally Aware Real Estate ETF            | 811-09729         |
| iShares Future AI & Tech ETF                             | 811-09729         |
| iShares Future Exponential Technologies ETF              | 811-09729         |
| iShares Future Metaverse Tech and Communications ETF     | 811-09729         |
| iShares Genomics Immunology and Healthcare ETF           | 811-09729         |
| iShares Global Clean Energy ETF                          | 811-09729         |
| iShares Global Comm Services ETF                         | 811-09729         |
| iShares Global Consumer Discretionary ETF                | 811-09729         |
| iShares Global Consumer Staples ETF                      | 811-09729         |
| iShares Global Equity Factor ETF                         | 811-09729         |
| iShares Global Financials ETF                            | 811-09729         |
| iShares Global Industrials ETF                           | 811-09729         |
| iShares Global REIT ETF                                  | 811-09729         |
| iShares Global Tech ETF                                  | 811-09729         |
| iShares Global Timber & Forestry ETF                     | 811-09729         |
| iShares Global Utilities ETF                             | 811-09729         |
| iShares India 50 ETF                                     | 811-09729         |
| iShares International Dividend Growth ETF                | 811-09729         |
| iShares International Select Dividend ETF                | 811-09729         |
| iShares J.P. Morgan EM Local Currency Bond ETF           | 811-09102         |
| iShares JPX-Nikkei 400 ETF                               | 811-09729         |
| iShares Latin America 40 ETF                             | 811-09729         |
| iShares Lithium Miners and Producers ETF                 | 811-09729         |
| iShares Low Carbon Optimized MSCI ACWI ETF               | 811-09729         |
| iShares MSCI ACWI ETF                                    | 811-09729         |
| iShares MSCI ACWI ex U.S. ETF                            | 811-09729         |
| iShares MSCI Agriculture Producers ETF                   | 811-09102         |
| iShares MSCI All Country Asia ex Japan ETF               | 811-09729         |
| iShares MSCI Australia ETF                               | 811-09102         |
| iShares MSCI Austria ETF                                 | 811-09102         |
| iShares MSCI BIC ETF                                     | 811-09102         |
| iShares MSCI Belgium ETF                                 | 811-09102         |
| iShares MSCI Brazil ETF                                  | 811-09102         |
| iShares MSCI Brazil Small-Cap ETF                        | 811-09729         |
| iShares MSCI Canada ETF                                  | 811-09102         |
| iShares MSCI Chile ETF                                   | 811-09102         |
| iShares MSCI China A ETF                                 | 811-09729         |
| iShares MSCI China ETF                                   | 811-09729         |
| iShares MSCI China Multisector Tech ETF                  | 811-09729         |
| iShares MSCI China Small-Cap ETF                         | 811-09729         |
| iShares MSCI Denmark ETF                                 | 811-09729         |
| iShares MSCI Emerging Markets Asia ETF                   | 811-09102         |
| iShares MSCI Emerging Markets ETF                        | 811-09102         |
| iShares MSCI Emerging Markets Min Vol Factor ETF         | 811-09102         |
| iShares MSCI Emerging Markets Quality Factor ETF         | 811-09729         |
| iShares MSCI Emerging Markets Small-Cap ETF              | 811-09102         |
| iShares MSCI Emerging Markets Value Factor ETF           | 811-09729         |
| iShares MSCI Emerging Markets ex China ETF               | 811-09102         |
| iShares MSCI Finland ETF                                 | 811-09729         |
| iShares MSCI France ETF                                  | 811-09102         |
| iShares MSCI Germany ETF                                 | 811-09102         |
| iShares MSCI Global Metals & Mining Producers ETF        | 811-09102         |
| iShares MSCI Global Min Vol Factor ETF                   | 811-09102         |
| iShares MSCI Global Quality Factor ETF                   | 811-09729         |
| iShares MSCI Global Sustainable Development Goals ETF    | 811-09729         |
| iShares MSCI Hong Kong ETF                               | 811-09102         |
| iShares MSCI India ETF                                   | 811-09729         |
| iShares MSCI India Small-Cap ETF                         | 811-09729         |
| iShares MSCI Indonesia ETF                               | 811-09729         |
| iShares MSCI Ireland ETF                                 | 811-09729         |
| iShares MSCI Israel ETF                                  | 811-09102         |
| iShares MSCI Italy ETF                                   | 811-09102         |
| iShares MSCI Japan ETF                                   | 811-09102         |
| iShares MSCI Japan Small-Cap ETF                         | 811-09102         |
| iShares MSCI Japan Value ETF                             | 811-09729         |
| iShares MSCI Kuwait ETF                                  | 811-09729         |
| iShares MSCI Malaysia ETF                                | 811-09102         |
| iShares MSCI Mexico ETF                                  | 811-09102         |
| iShares MSCI Netherlands ETF                             | 811-09102         |
| iShares MSCI New Zealand ETF                             | 811-09729         |
| iShares MSCI Norway ETF                                  | 811-09729         |
| iShares MSCI Peru and Global Exposure ETF                | 811-09729         |
| iShares MSCI Philippines ETF                             | 811-09729         |
| iShares MSCI Poland ETF                                  | 811-09729         |
| iShares MSCI Qatar ETF                                   | 811-09729         |
| iShares MSCI Saudi Arabia ETF                            | 811-09729         |
| iShares MSCI Singapore ETF                               | 811-09102         |
| iShares MSCI South Africa ETF                            | 811-09102         |
| iShares MSCI South Korea ETF                             | 811-09102         |
| iShares MSCI Spain ETF                                   | 811-09102         |
| iShares MSCI Sweden ETF                                  | 811-09102         |
| iShares MSCI Switzerland ETF                             | 811-09102         |
| iShares MSCI Taiwan ETF                                  | 811-09102         |
| iShares MSCI Thailand ETF                                | 811-09102         |
| iShares MSCI Turkey ETF                                  | 811-09102         |
| iShares MSCI UAE ETF                                     | 811-09729         |
| iShares MSCI United Kingdom ETF                          | 811-09729         |
| iShares MSCI United Kingdom Small-Cap ETF                | 811-09729         |
| iShares Self-Driving EV and Tech ETF                     | 811-09729         |
| iShares U.S. Power Infrastructure ETF                    | 811-09102         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 22 - iShares Global Comm Services ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Global Comm Services ETF

- **b. Series identification number, if any:** S000004373

- **c. LEI:** 5493007NVRHMUB1YM625

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class            | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Global Comm Services ETF | C000012103                                | IXP                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $1,260,000.53

- **g. Provide the net income from securities lending activities:** $111,425.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** SG Americas Securities, LLC

- **ii. LEI, if any:** 549300F35UE0BOM1WJ55

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,164.93

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,163.54

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,187.01

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,831.26

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,771.81

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,144.18

**Brokers Record: 7**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,537.63

**Brokers Record: 8**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,072.96

**Brokers Record: 9**

- **i. Full name of broker:** SG Americas Securities, LLC

- **ii. SEC file number:** 008-66125

- **iii. CRD number:** 000128351

- **iv. LEI, if any:** 549300F35UE0BOM1WJ55

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $970.31

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,005.92

**Aggregate Commission:** $37,988.38

**Item C.17.a. Principal transaction counterparties.**

| Name                                                                     | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                                               | 008-35008         | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $373,971,364.57           |
| Goldman Sachs & Co. LLC                                                  | 008-00129         | 000000361    | FOR8UP27PHTHYVLBNG30 | NY      | US        | $42,396,956.66            |
| Citigroup Global Markets Inc.                                            | 008-08177         | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $11,480,696.53            |
| UBS Securities LLC                                                       | 008-22651         | 000007654    | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $146,142,660.73           |
| Mizuho Securities USA LLC                                                | 008-37710         | 000019647    | 7TK5RJIZDFROZCA6XF66 | NY      | US        | $4,509,438.67             |
| BlackRock Funds III - BlackRock Cash Funds: Treasury                     | 008-48436         | 000038642    | 5493006MRTEZZ4S4CQ20 | NY      | US        | $209,904,396.79           |
| BofA Securities, Inc.                                                    | 008-69787         | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $342,802,124.77           |
| Banco Nacional de Mexico, S. A., Integrante del Grupo Financiero Banamex | N/A               | N/A          | 529900H31AYI6WA1J534 |  |  | $18,533.00                |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $1,131,226,171.72

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $612,000,956.75

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $900,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 2 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Co.

  - **Line Institutions Record: 4 Name of institution:** The Bank of New York Mellon

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                             | SEC File number   |
|:---|:---|
| iShares 0-1 Year Treasury Bond ETF                       | 811-09729         |
| iShares 0-3 Month Treasury Bond ETF                      | 811-09729         |
| iShares Asia 50 ETF                                      | 811-09729         |
| iShares Breakthrough Environmental Solutions ETF         | 811-09729         |
| iShares Copper and Metals Mining ETF                     | 811-09729         |
| iShares Core MSCI Emerging Markets ETF                   | 811-09102         |
| iShares Core MSCI Total International Stock ETF          | 811-09729         |
| iShares Currency Hedged MSCI EAFE ETF                    | 811-09729         |
| iShares Currency Hedged MSCI Emerging Markets ETF        | 811-09102         |
| iShares Currency Hedged MSCI Japan ETF                   | 811-09729         |
| iShares Cybersecurity and Tech ETF                       | 811-09729         |
| iShares ESG Advanced MSCI EM ETF                         | 811-09729         |
| iShares ESG Aware MSCI EM ETF                            | 811-09102         |
| iShares ESG MSCI EM Leaders ETF                          | 811-09729         |
| iShares Emerging Markets Dividend ETF                    | 811-09102         |
| iShares Emerging Markets Equity Factor ETF               | 811-09102         |
| iShares Emerging Markets Infrastructure ETF              | 811-09729         |
| iShares Energy Storage & Materials ETF                   | 811-09729         |
| iShares Environmental Infrastructure and Industrials ETF | 811-09729         |
| iShares Environmentally Aware Real Estate ETF            | 811-09729         |
| iShares Future AI & Tech ETF                             | 811-09729         |
| iShares Future Exponential Technologies ETF              | 811-09729         |
| iShares Future Metaverse Tech and Communications ETF     | 811-09729         |
| iShares Genomics Immunology and Healthcare ETF           | 811-09729         |
| iShares Global 100 ETF                                   | 811-09729         |
| iShares Global Clean Energy ETF                          | 811-09729         |
| iShares Global Consumer Discretionary ETF                | 811-09729         |
| iShares Global Consumer Staples ETF                      | 811-09729         |
| iShares Global Equity Factor ETF                         | 811-09729         |
| iShares Global Financials ETF                            | 811-09729         |
| iShares Global Industrials ETF                           | 811-09729         |
| iShares Global REIT ETF                                  | 811-09729         |
| iShares Global Tech ETF                                  | 811-09729         |
| iShares Global Timber & Forestry ETF                     | 811-09729         |
| iShares Global Utilities ETF                             | 811-09729         |
| iShares India 50 ETF                                     | 811-09729         |
| iShares International Dividend Growth ETF                | 811-09729         |
| iShares International Select Dividend ETF                | 811-09729         |
| iShares J.P. Morgan EM Local Currency Bond ETF           | 811-09102         |
| iShares JPX-Nikkei 400 ETF                               | 811-09729         |
| iShares Latin America 40 ETF                             | 811-09729         |
| iShares Lithium Miners and Producers ETF                 | 811-09729         |
| iShares Low Carbon Optimized MSCI ACWI ETF               | 811-09729         |
| iShares MSCI ACWI ETF                                    | 811-09729         |
| iShares MSCI ACWI ex U.S. ETF                            | 811-09729         |
| iShares MSCI Agriculture Producers ETF                   | 811-09102         |
| iShares MSCI All Country Asia ex Japan ETF               | 811-09729         |
| iShares MSCI Australia ETF                               | 811-09102         |
| iShares MSCI Austria ETF                                 | 811-09102         |
| iShares MSCI BIC ETF                                     | 811-09102         |
| iShares MSCI Belgium ETF                                 | 811-09102         |
| iShares MSCI Brazil ETF                                  | 811-09102         |
| iShares MSCI Brazil Small-Cap ETF                        | 811-09729         |
| iShares MSCI Canada ETF                                  | 811-09102         |
| iShares MSCI Chile ETF                                   | 811-09102         |
| iShares MSCI China A ETF                                 | 811-09729         |
| iShares MSCI China ETF                                   | 811-09729         |
| iShares MSCI China Multisector Tech ETF                  | 811-09729         |
| iShares MSCI China Small-Cap ETF                         | 811-09729         |
| iShares MSCI Denmark ETF                                 | 811-09729         |
| iShares MSCI Emerging Markets Asia ETF                   | 811-09102         |
| iShares MSCI Emerging Markets ETF                        | 811-09102         |
| iShares MSCI Emerging Markets Min Vol Factor ETF         | 811-09102         |
| iShares MSCI Emerging Markets Quality Factor ETF         | 811-09729         |
| iShares MSCI Emerging Markets Small-Cap ETF              | 811-09102         |
| iShares MSCI Emerging Markets Value Factor ETF           | 811-09729         |
| iShares MSCI Emerging Markets ex China ETF               | 811-09102         |
| iShares MSCI Finland ETF                                 | 811-09729         |
| iShares MSCI France ETF                                  | 811-09102         |
| iShares MSCI Germany ETF                                 | 811-09102         |
| iShares MSCI Global Metals & Mining Producers ETF        | 811-09102         |
| iShares MSCI Global Min Vol Factor ETF                   | 811-09102         |
| iShares MSCI Global Quality Factor ETF                   | 811-09729         |
| iShares MSCI Global Sustainable Development Goals ETF    | 811-09729         |
| iShares MSCI Hong Kong ETF                               | 811-09102         |
| iShares MSCI India ETF                                   | 811-09729         |
| iShares MSCI India Small-Cap ETF                         | 811-09729         |
| iShares MSCI Indonesia ETF                               | 811-09729         |
| iShares MSCI Ireland ETF                                 | 811-09729         |
| iShares MSCI Israel ETF                                  | 811-09102         |
| iShares MSCI Italy ETF                                   | 811-09102         |
| iShares MSCI Japan ETF                                   | 811-09102         |
| iShares MSCI Japan Small-Cap ETF                         | 811-09102         |
| iShares MSCI Japan Value ETF                             | 811-09729         |
| iShares MSCI Kuwait ETF                                  | 811-09729         |
| iShares MSCI Malaysia ETF                                | 811-09102         |
| iShares MSCI Mexico ETF                                  | 811-09102         |
| iShares MSCI Netherlands ETF                             | 811-09102         |
| iShares MSCI New Zealand ETF                             | 811-09729         |
| iShares MSCI Norway ETF                                  | 811-09729         |
| iShares MSCI Peru and Global Exposure ETF                | 811-09729         |
| iShares MSCI Philippines ETF                             | 811-09729         |
| iShares MSCI Poland ETF                                  | 811-09729         |
| iShares MSCI Qatar ETF                                   | 811-09729         |
| iShares MSCI Saudi Arabia ETF                            | 811-09729         |
| iShares MSCI Singapore ETF                               | 811-09102         |
| iShares MSCI South Africa ETF                            | 811-09102         |
| iShares MSCI South Korea ETF                             | 811-09102         |
| iShares MSCI Spain ETF                                   | 811-09102         |
| iShares MSCI Sweden ETF                                  | 811-09102         |
| iShares MSCI Switzerland ETF                             | 811-09102         |
| iShares MSCI Taiwan ETF                                  | 811-09102         |
| iShares MSCI Thailand ETF                                | 811-09102         |
| iShares MSCI Turkey ETF                                  | 811-09102         |
| iShares MSCI UAE ETF                                     | 811-09729         |
| iShares MSCI United Kingdom ETF                          | 811-09729         |
| iShares MSCI United Kingdom Small-Cap ETF                | 811-09729         |
| iShares Self-Driving EV and Tech ETF                     | 811-09729         |
| iShares U.S. Power Infrastructure ETF                    | 811-09102         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 23 - iShares Global Consumer Discretionary ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Global Consumer Discretionary ETF

- **b. Series identification number, if any:** S000008880

- **c. LEI:** 549300KJTC0W31QYKL73

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                     | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Global Consumer Discretionary ETF | C000024194                                | RXI                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $1,620,335.34

- **g. Provide the net income from securities lending activities:** $7,997.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** HSBC Securities (USA) Inc.

- **ii. LEI, if any:** CYYGQCGNHMHPSMRL3R97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,307.24

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,274.32

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $496.22

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $527.69

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,191.52

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,516.45

**Brokers Record: 7**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,316.57

**Brokers Record: 8**

- **i. Full name of broker:** HSBC Securities (USA) Inc.

- **ii. SEC file number:** 008-41562

- **iii. CRD number:** 000019585

- **iv. LEI, if any:** CYYGQCGNHMHPSMRL3R97

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $240.37

**Brokers Record: 9**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $478.08

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,754.31

**Aggregate Commission:** $18,265.39

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                           | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $54,197,510.55            |
| Goldman Sachs & Co. LLC                              | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $10,102,454.84            |
| UBS Securities LLC                                   | 008-22651         |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $409,864,951.90           |
| BNP Paribas Securities Corp.                         | 008-32682         |    000015794 | RCNB6OTYUAMMP879YW96 | NY      | US        | $7,399.71                 |
| BlackRock Funds III - BlackRock Cash Funds: Treasury | 008-48436         |    000038642 | 5493006MRTEZZ4S4CQ20 | NY      | US        | $45,248,502.82            |
| BofA Securities, Inc.                                | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $92,026,464.88            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $611,447,284.70

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $305,731,208.44

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $900,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 2 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Co.

  - **Line Institutions Record: 4 Name of institution:** The Bank of New York Mellon

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                             | SEC File number   |
|:---|:---|
| iShares 0-1 Year Treasury Bond ETF                       | 811-09729         |
| iShares 0-3 Month Treasury Bond ETF                      | 811-09729         |
| iShares Asia 50 ETF                                      | 811-09729         |
| iShares Breakthrough Environmental Solutions ETF         | 811-09729         |
| iShares Copper and Metals Mining ETF                     | 811-09729         |
| iShares Core MSCI Emerging Markets ETF                   | 811-09102         |
| iShares Core MSCI Total International Stock ETF          | 811-09729         |
| iShares Currency Hedged MSCI EAFE ETF                    | 811-09729         |
| iShares Currency Hedged MSCI Emerging Markets ETF        | 811-09102         |
| iShares Currency Hedged MSCI Japan ETF                   | 811-09729         |
| iShares Cybersecurity and Tech ETF                       | 811-09729         |
| iShares ESG Advanced MSCI EM ETF                         | 811-09729         |
| iShares ESG Aware MSCI EM ETF                            | 811-09102         |
| iShares ESG MSCI EM Leaders ETF                          | 811-09729         |
| iShares Emerging Markets Dividend ETF                    | 811-09102         |
| iShares Emerging Markets Equity Factor ETF               | 811-09102         |
| iShares Emerging Markets Infrastructure ETF              | 811-09729         |
| iShares Energy Storage & Materials ETF                   | 811-09729         |
| iShares Environmental Infrastructure and Industrials ETF | 811-09729         |
| iShares Environmentally Aware Real Estate ETF            | 811-09729         |
| iShares Future AI & Tech ETF                             | 811-09729         |
| iShares Future Exponential Technologies ETF              | 811-09729         |
| iShares Future Metaverse Tech and Communications ETF     | 811-09729         |
| iShares Genomics Immunology and Healthcare ETF           | 811-09729         |
| iShares Global 100 ETF                                   | 811-09729         |
| iShares Global Clean Energy ETF                          | 811-09729         |
| iShares Global Comm Services ETF                         | 811-09729         |
| iShares Global Consumer Staples ETF                      | 811-09729         |
| iShares Global Equity Factor ETF                         | 811-09729         |
| iShares Global Financials ETF                            | 811-09729         |
| iShares Global Industrials ETF                           | 811-09729         |
| iShares Global REIT ETF                                  | 811-09729         |
| iShares Global Tech ETF                                  | 811-09729         |
| iShares Global Timber & Forestry ETF                     | 811-09729         |
| iShares Global Utilities ETF                             | 811-09729         |
| iShares India 50 ETF                                     | 811-09729         |
| iShares International Dividend Growth ETF                | 811-09729         |
| iShares International Select Dividend ETF                | 811-09729         |
| iShares J.P. Morgan EM Local Currency Bond ETF           | 811-09102         |
| iShares JPX-Nikkei 400 ETF                               | 811-09729         |
| iShares Latin America 40 ETF                             | 811-09729         |
| iShares Lithium Miners and Producers ETF                 | 811-09729         |
| iShares Low Carbon Optimized MSCI ACWI ETF               | 811-09729         |
| iShares MSCI ACWI ETF                                    | 811-09729         |
| iShares MSCI ACWI ex U.S. ETF                            | 811-09729         |
| iShares MSCI Agriculture Producers ETF                   | 811-09102         |
| iShares MSCI All Country Asia ex Japan ETF               | 811-09729         |
| iShares MSCI Australia ETF                               | 811-09102         |
| iShares MSCI Austria ETF                                 | 811-09102         |
| iShares MSCI BIC ETF                                     | 811-09102         |
| iShares MSCI Belgium ETF                                 | 811-09102         |
| iShares MSCI Brazil ETF                                  | 811-09102         |
| iShares MSCI Brazil Small-Cap ETF                        | 811-09729         |
| iShares MSCI Canada ETF                                  | 811-09102         |
| iShares MSCI Chile ETF                                   | 811-09102         |
| iShares MSCI China A ETF                                 | 811-09729         |
| iShares MSCI China ETF                                   | 811-09729         |
| iShares MSCI China Multisector Tech ETF                  | 811-09729         |
| iShares MSCI China Small-Cap ETF                         | 811-09729         |
| iShares MSCI Denmark ETF                                 | 811-09729         |
| iShares MSCI Emerging Markets Asia ETF                   | 811-09102         |
| iShares MSCI Emerging Markets ETF                        | 811-09102         |
| iShares MSCI Emerging Markets Min Vol Factor ETF         | 811-09102         |
| iShares MSCI Emerging Markets Quality Factor ETF         | 811-09729         |
| iShares MSCI Emerging Markets Small-Cap ETF              | 811-09102         |
| iShares MSCI Emerging Markets Value Factor ETF           | 811-09729         |
| iShares MSCI Emerging Markets ex China ETF               | 811-09102         |
| iShares MSCI Finland ETF                                 | 811-09729         |
| iShares MSCI France ETF                                  | 811-09102         |
| iShares MSCI Germany ETF                                 | 811-09102         |
| iShares MSCI Global Metals & Mining Producers ETF        | 811-09102         |
| iShares MSCI Global Min Vol Factor ETF                   | 811-09102         |
| iShares MSCI Global Quality Factor ETF                   | 811-09729         |
| iShares MSCI Global Sustainable Development Goals ETF    | 811-09729         |
| iShares MSCI Hong Kong ETF                               | 811-09102         |
| iShares MSCI India ETF                                   | 811-09729         |
| iShares MSCI India Small-Cap ETF                         | 811-09729         |
| iShares MSCI Indonesia ETF                               | 811-09729         |
| iShares MSCI Ireland ETF                                 | 811-09729         |
| iShares MSCI Israel ETF                                  | 811-09102         |
| iShares MSCI Italy ETF                                   | 811-09102         |
| iShares MSCI Japan ETF                                   | 811-09102         |
| iShares MSCI Japan Small-Cap ETF                         | 811-09102         |
| iShares MSCI Japan Value ETF                             | 811-09729         |
| iShares MSCI Kuwait ETF                                  | 811-09729         |
| iShares MSCI Malaysia ETF                                | 811-09102         |
| iShares MSCI Mexico ETF                                  | 811-09102         |
| iShares MSCI Netherlands ETF                             | 811-09102         |
| iShares MSCI New Zealand ETF                             | 811-09729         |
| iShares MSCI Norway ETF                                  | 811-09729         |
| iShares MSCI Peru and Global Exposure ETF                | 811-09729         |
| iShares MSCI Philippines ETF                             | 811-09729         |
| iShares MSCI Poland ETF                                  | 811-09729         |
| iShares MSCI Qatar ETF                                   | 811-09729         |
| iShares MSCI Saudi Arabia ETF                            | 811-09729         |
| iShares MSCI Singapore ETF                               | 811-09102         |
| iShares MSCI South Africa ETF                            | 811-09102         |
| iShares MSCI South Korea ETF                             | 811-09102         |
| iShares MSCI Spain ETF                                   | 811-09102         |
| iShares MSCI Sweden ETF                                  | 811-09102         |
| iShares MSCI Switzerland ETF                             | 811-09102         |
| iShares MSCI Taiwan ETF                                  | 811-09102         |
| iShares MSCI Thailand ETF                                | 811-09102         |
| iShares MSCI Turkey ETF                                  | 811-09102         |
| iShares MSCI UAE ETF                                     | 811-09729         |
| iShares MSCI United Kingdom ETF                          | 811-09729         |
| iShares MSCI United Kingdom Small-Cap ETF                | 811-09729         |
| iShares Self-Driving EV and Tech ETF                     | 811-09729         |
| iShares U.S. Power Infrastructure ETF                    | 811-09102         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 24 - iShares Global Consumer Staples ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Global Consumer Staples ETF

- **b. Series identification number, if any:** S000008881

- **c. LEI:** 549300R95TKRXHGD3Z08

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class               | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Global Consumer Staples ETF | C000024195                                | KXI                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $183,818.00

- **g. Provide the net income from securities lending activities:** $1,243.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** HSBC Securities (USA) Inc.

- **ii. LEI, if any:** CYYGQCGNHMHPSMRL3R97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,577.01

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,111.98

**Brokers Record: 3**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,866.89

**Brokers Record: 4**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,682.82

**Brokers Record: 5**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,976.94

**Brokers Record: 6**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,409.99

**Brokers Record: 7**

- **i. Full name of broker:** HSBC Securities (USA) Inc.

- **ii. SEC file number:** 008-41562

- **iii. CRD number:** 000019585

- **iv. LEI, if any:** CYYGQCGNHMHPSMRL3R97

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,511.52

**Brokers Record: 8**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,448.94

**Brokers Record: 9**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,257.78

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,509.96

**Aggregate Commission:** $41,336.07

**Item C.17.a. Principal transaction counterparties.**

| Name                                                                     | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                                               | 008-35008         | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $135,440,171.74           |
| Goldman Sachs & Co. LLC                                                  | 008-00129         | 000000361    | FOR8UP27PHTHYVLBNG30 | NY      | US        | $3,227,039.06             |
| Citigroup Global Markets Inc.                                            | 008-08177         | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $14,239,152.57            |
| UBS Securities LLC                                                       | 008-22651         | 000007654    | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $131,643,940.48           |
| Mizuho Securities USA LLC                                                | 008-37710         | 000019647    | 7TK5RJIZDFROZCA6XF66 | NY      | US        | $17,647,251.28            |
| BlackRock Funds III - BlackRock Cash Funds: Treasury                     | 008-48436         | 000038642    | 5493006MRTEZZ4S4CQ20 | NY      | US        | $203,300,092.52           |
| Jane Street Capital, LLC                                                 | 008-52275         | 000103782    | 549300ZM16HMPEPNV857 | NY      | US        | $13,659,980.15            |
| BofA Securities, Inc.                                                    | 008-69787         | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $164,776,518.35           |
| Banco Nacional de Mexico, S. A., Integrante del Grupo Financiero Banamex | N/A               | N/A          | 529900H31AYI6WA1J534 |  |  | $128,314.49               |
| CBM BANCO S.A.; INSTITUCION DE BANCA MUL                                 | N/A               | N/A          | N/A                  |  |  | $46,619.31                |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $684,109,079.95

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $881,086,661.50

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $900,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 2 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Co.

  - **Line Institutions Record: 4 Name of institution:** The Bank of New York Mellon

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                             | SEC File number   |
|:---|:---|
| iShares 0-1 Year Treasury Bond ETF                       | 811-09729         |
| iShares 0-3 Month Treasury Bond ETF                      | 811-09729         |
| iShares Asia 50 ETF                                      | 811-09729         |
| iShares Breakthrough Environmental Solutions ETF         | 811-09729         |
| iShares Copper and Metals Mining ETF                     | 811-09729         |
| iShares Core MSCI Emerging Markets ETF                   | 811-09102         |
| iShares Core MSCI Total International Stock ETF          | 811-09729         |
| iShares Currency Hedged MSCI EAFE ETF                    | 811-09729         |
| iShares Currency Hedged MSCI Emerging Markets ETF        | 811-09102         |
| iShares Currency Hedged MSCI Japan ETF                   | 811-09729         |
| iShares Cybersecurity and Tech ETF                       | 811-09729         |
| iShares ESG Advanced MSCI EM ETF                         | 811-09729         |
| iShares ESG Aware MSCI EM ETF                            | 811-09102         |
| iShares ESG MSCI EM Leaders ETF                          | 811-09729         |
| iShares Emerging Markets Dividend ETF                    | 811-09102         |
| iShares Emerging Markets Equity Factor ETF               | 811-09102         |
| iShares Emerging Markets Infrastructure ETF              | 811-09729         |
| iShares Energy Storage & Materials ETF                   | 811-09729         |
| iShares Environmental Infrastructure and Industrials ETF | 811-09729         |
| iShares Environmentally Aware Real Estate ETF            | 811-09729         |
| iShares Future AI & Tech ETF                             | 811-09729         |
| iShares Future Exponential Technologies ETF              | 811-09729         |
| iShares Future Metaverse Tech and Communications ETF     | 811-09729         |
| iShares Genomics Immunology and Healthcare ETF           | 811-09729         |
| iShares Global 100 ETF                                   | 811-09729         |
| iShares Global Clean Energy ETF                          | 811-09729         |
| iShares Global Comm Services ETF                         | 811-09729         |
| iShares Global Consumer Discretionary ETF                | 811-09729         |
| iShares Global Equity Factor ETF                         | 811-09729         |
| iShares Global Financials ETF                            | 811-09729         |
| iShares Global Industrials ETF                           | 811-09729         |
| iShares Global REIT ETF                                  | 811-09729         |
| iShares Global Tech ETF                                  | 811-09729         |
| iShares Global Timber & Forestry ETF                     | 811-09729         |
| iShares Global Utilities ETF                             | 811-09729         |
| iShares India 50 ETF                                     | 811-09729         |
| iShares International Dividend Growth ETF                | 811-09729         |
| iShares International Select Dividend ETF                | 811-09729         |
| iShares J.P. Morgan EM Local Currency Bond ETF           | 811-09102         |
| iShares JPX-Nikkei 400 ETF                               | 811-09729         |
| iShares Latin America 40 ETF                             | 811-09729         |
| iShares Lithium Miners and Producers ETF                 | 811-09729         |
| iShares Low Carbon Optimized MSCI ACWI ETF               | 811-09729         |
| iShares MSCI ACWI ETF                                    | 811-09729         |
| iShares MSCI ACWI ex U.S. ETF                            | 811-09729         |
| iShares MSCI Agriculture Producers ETF                   | 811-09102         |
| iShares MSCI All Country Asia ex Japan ETF               | 811-09729         |
| iShares MSCI Australia ETF                               | 811-09102         |
| iShares MSCI Austria ETF                                 | 811-09102         |
| iShares MSCI BIC ETF                                     | 811-09102         |
| iShares MSCI Belgium ETF                                 | 811-09102         |
| iShares MSCI Brazil ETF                                  | 811-09102         |
| iShares MSCI Brazil Small-Cap ETF                        | 811-09729         |
| iShares MSCI Canada ETF                                  | 811-09102         |
| iShares MSCI Chile ETF                                   | 811-09102         |
| iShares MSCI China A ETF                                 | 811-09729         |
| iShares MSCI China ETF                                   | 811-09729         |
| iShares MSCI China Multisector Tech ETF                  | 811-09729         |
| iShares MSCI China Small-Cap ETF                         | 811-09729         |
| iShares MSCI Denmark ETF                                 | 811-09729         |
| iShares MSCI Emerging Markets Asia ETF                   | 811-09102         |
| iShares MSCI Emerging Markets ETF                        | 811-09102         |
| iShares MSCI Emerging Markets Min Vol Factor ETF         | 811-09102         |
| iShares MSCI Emerging Markets Quality Factor ETF         | 811-09729         |
| iShares MSCI Emerging Markets Small-Cap ETF              | 811-09102         |
| iShares MSCI Emerging Markets Value Factor ETF           | 811-09729         |
| iShares MSCI Emerging Markets ex China ETF               | 811-09102         |
| iShares MSCI Finland ETF                                 | 811-09729         |
| iShares MSCI France ETF                                  | 811-09102         |
| iShares MSCI Germany ETF                                 | 811-09102         |
| iShares MSCI Global Metals & Mining Producers ETF        | 811-09102         |
| iShares MSCI Global Min Vol Factor ETF                   | 811-09102         |
| iShares MSCI Global Quality Factor ETF                   | 811-09729         |
| iShares MSCI Global Sustainable Development Goals ETF    | 811-09729         |
| iShares MSCI Hong Kong ETF                               | 811-09102         |
| iShares MSCI India ETF                                   | 811-09729         |
| iShares MSCI India Small-Cap ETF                         | 811-09729         |
| iShares MSCI Indonesia ETF                               | 811-09729         |
| iShares MSCI Ireland ETF                                 | 811-09729         |
| iShares MSCI Israel ETF                                  | 811-09102         |
| iShares MSCI Italy ETF                                   | 811-09102         |
| iShares MSCI Japan ETF                                   | 811-09102         |
| iShares MSCI Japan Small-Cap ETF                         | 811-09102         |
| iShares MSCI Japan Value ETF                             | 811-09729         |
| iShares MSCI Kuwait ETF                                  | 811-09729         |
| iShares MSCI Malaysia ETF                                | 811-09102         |
| iShares MSCI Mexico ETF                                  | 811-09102         |
| iShares MSCI Netherlands ETF                             | 811-09102         |
| iShares MSCI New Zealand ETF                             | 811-09729         |
| iShares MSCI Norway ETF                                  | 811-09729         |
| iShares MSCI Peru and Global Exposure ETF                | 811-09729         |
| iShares MSCI Philippines ETF                             | 811-09729         |
| iShares MSCI Poland ETF                                  | 811-09729         |
| iShares MSCI Qatar ETF                                   | 811-09729         |
| iShares MSCI Saudi Arabia ETF                            | 811-09729         |
| iShares MSCI Singapore ETF                               | 811-09102         |
| iShares MSCI South Africa ETF                            | 811-09102         |
| iShares MSCI South Korea ETF                             | 811-09102         |
| iShares MSCI Spain ETF                                   | 811-09102         |
| iShares MSCI Sweden ETF                                  | 811-09102         |
| iShares MSCI Switzerland ETF                             | 811-09102         |
| iShares MSCI Taiwan ETF                                  | 811-09102         |
| iShares MSCI Thailand ETF                                | 811-09102         |
| iShares MSCI Turkey ETF                                  | 811-09102         |
| iShares MSCI UAE ETF                                     | 811-09729         |
| iShares MSCI United Kingdom ETF                          | 811-09729         |
| iShares MSCI United Kingdom Small-Cap ETF                | 811-09729         |
| iShares Self-Driving EV and Tech ETF                     | 811-09729         |
| iShares U.S. Power Infrastructure ETF                    | 811-09102         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 25 - iShares Global Energy ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Global Energy ETF

- **b. Series identification number, if any:** S000004359

- **c. LEI:** 5493005XHS63FFTJXT53

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class     | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Global Energy ETF | C000012089                                | IXC                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $2,974,812.93

- **g. Provide the net income from securities lending activities:** $128,491.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** HSBC Securities (USA) Inc.

- **ii. LEI, if any:** CYYGQCGNHMHPSMRL3R97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,767.75

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,300.23

**Brokers Record: 3**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,576.66

**Brokers Record: 4**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,857.90

**Brokers Record: 5**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,271.31

**Brokers Record: 6**

- **i. Full name of broker:** HSBC Securities (USA) Inc.

- **ii. SEC file number:** 008-41562

- **iii. CRD number:** 000019585

- **iv. LEI, if any:** CYYGQCGNHMHPSMRL3R97

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,010.82

**Brokers Record: 7**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,189.47

**Brokers Record: 8**

- **i. Full name of broker:** National Bank of Canada Financial Inc.

- **ii. SEC file number:** 008-39947

- **iii. CRD number:** 000022698

- **iv. LEI, if any:** 549300K66TF1ST7A3V76

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $919.26

**Brokers Record: 9**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,189.49

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,857.42

**Aggregate Commission:** $34,599.79

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                           | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $416,066,433.50           |
| Goldman Sachs & Co. LLC                              | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $125,690,623.62           |
| Citigroup Global Markets Inc.                        | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $35,111,852.32            |
| UBS Securities LLC                                   | 008-22651         |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $35,003,474.39            |
| BNP Paribas Securities Corp.                         | 008-32682         |    000015794 | RCNB6OTYUAMMP879YW96 | NY      | US        | $3,158,883.15             |
| MIZUHO SECURITIES                                    | 008-37710         |    000019647 | 7TK5RJIZDFROZCA6XF66 | NY      | US        | $140,623,191.55           |
| BlackRock Funds III - BlackRock Cash Funds: Treasury | 008-48436         |    000038642 | 5493006MRTEZZ4S4CQ20 | NY      | US        | $282,383,757.50           |
| Jane Street Capital, LLC                             | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $81,096,938.60            |
| Virtu Americas LLC                                   | 008-68193         |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $140,816,678.63           |
| BOFA SECURITIES INC.                                 | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $767,252,715.45           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $2,027,204,548.71

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $1,932,519,906.17

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $800,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 2 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Co.

  - **Line Institutions Record: 4 Name of institution:** The Bank of New York Mellon

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                             | SEC File number   |
|:---|:---|
| iShares 0-1 Year Treasury Bond ETF                       | 811-09729         |
| iShares 0-3 Month Treasury Bond ETF                      | 811-09729         |
| iShares Asia 50 ETF                                      | 811-09729         |
| iShares Breakthrough Environmental Solutions ETF         | 811-09729         |
| iShares Copper and Metals Mining ETF                     | 811-09729         |
| iShares Core MSCI Emerging Markets ETF                   | 811-09102         |
| iShares Core MSCI Total International Stock ETF          | 811-09729         |
| iShares Currency Hedged MSCI EAFE ETF                    | 811-09729         |
| iShares Currency Hedged MSCI Emerging Markets ETF        | 811-09102         |
| iShares Currency Hedged MSCI Eurozone ETF                | 811-09729         |
| iShares Currency Hedged MSCI Japan ETF                   | 811-09729         |
| iShares Cybersecurity and Tech ETF                       | 811-09729         |
| iShares ESG Advanced MSCI EM ETF                         | 811-09729         |
| iShares ESG Aware MSCI EM ETF                            | 811-09102         |
| iShares ESG MSCI EM Leaders ETF                          | 811-09729         |
| iShares Emerging Markets Dividend ETF                    | 811-09102         |
| iShares Emerging Markets Equity Factor ETF               | 811-09102         |
| iShares Emerging Markets Infrastructure ETF              | 811-09729         |
| iShares Environmental Infrastructure and Industrials ETF | 811-09729         |
| iShares Environmentally Aware Real Estate ETF            | 811-09729         |
| iShares Future AI & Tech ETF                             | 811-09729         |
| iShares Future Exponential Technologies ETF              | 811-09729         |
| iShares Future Metaverse Tech and Communications ETF     | 811-09729         |
| iShares Genomics Immunology and Healthcare ETF           | 811-09729         |
| iShares Global 100 ETF                                   | 811-09729         |
| iShares Global Clean Energy ETF                          | 811-09729         |
| iShares Global Comm Services ETF                         | 811-09729         |
| iShares Global Consumer Discretionary ETF                | 811-09729         |
| iShares Global Consumer Staples ETF                      | 811-09729         |
| iShares Global Equity Factor ETF                         | 811-09729         |
| iShares Global Financials ETF                            | 811-09729         |
| iShares Global Industrials ETF                           | 811-09729         |
| iShares Global Infrastructure ETF                        | 811-09729         |
| iShares Global Materials ETF                             | 811-09729         |
| iShares Global Tech ETF                                  | 811-09729         |
| iShares Global Timber & Forestry ETF                     | 811-09729         |
| iShares Global Utilities ETF                             | 811-09729         |
| iShares India 50 ETF                                     | 811-09729         |
| iShares International Dividend Growth ETF                | 811-09729         |
| iShares International Select Dividend ETF                | 811-09729         |
| iShares J.P. Morgan EM Local Currency Bond ETF           | 811-09102         |
| iShares JPX-Nikkei 400 ETF                               | 811-09729         |
| iShares Latin America 40 ETF                             | 811-09729         |
| iShares Lithium Miners and Producers ETF                 | 811-09729         |
| iShares Low Carbon Optimized MSCI ACWI ETF               | 811-09729         |
| iShares MSCI ACWI ETF                                    | 811-09729         |
| iShares MSCI ACWI ex U.S. ETF                            | 811-09729         |
| iShares MSCI Agriculture Producers ETF                   | 811-09102         |
| iShares MSCI All Country Asia ex Japan ETF               | 811-09729         |
| iShares MSCI Australia ETF                               | 811-09102         |
| iShares MSCI Austria ETF                                 | 811-09102         |
| iShares MSCI BIC ETF                                     | 811-09102         |
| iShares MSCI Belgium ETF                                 | 811-09102         |
| iShares MSCI Brazil ETF                                  | 811-09102         |
| iShares MSCI Brazil Small-Cap ETF                        | 811-09729         |
| iShares MSCI Canada ETF                                  | 811-09102         |
| iShares MSCI Chile ETF                                   | 811-09102         |
| iShares MSCI China A ETF                                 | 811-09729         |
| iShares MSCI China ETF                                   | 811-09729         |
| iShares MSCI China Multisector Tech ETF                  | 811-09729         |
| iShares MSCI China Small-Cap ETF                         | 811-09729         |
| iShares MSCI Denmark ETF                                 | 811-09729         |
| iShares MSCI Emerging Markets Asia ETF                   | 811-09102         |
| iShares MSCI Emerging Markets ETF                        | 811-09102         |
| iShares MSCI Emerging Markets Min Vol Factor ETF         | 811-09102         |
| iShares MSCI Emerging Markets Quality Factor ETF         | 811-09729         |
| iShares MSCI Emerging Markets Small-Cap ETF              | 811-09102         |
| iShares MSCI Emerging Markets Value Factor ETF           | 811-09729         |
| iShares MSCI Emerging Markets ex China ETF               | 811-09102         |
| iShares MSCI Finland ETF                                 | 811-09729         |
| iShares MSCI France ETF                                  | 811-09102         |
| iShares MSCI Germany ETF                                 | 811-09102         |
| iShares MSCI Global Metals & Mining Producers ETF        | 811-09102         |
| iShares MSCI Global Min Vol Factor ETF                   | 811-09102         |
| iShares MSCI Global Sustainable Development Goals ETF    | 811-09729         |
| iShares MSCI Hong Kong ETF                               | 811-09102         |
| iShares MSCI India ETF                                   | 811-09729         |
| iShares MSCI India Small-Cap ETF                         | 811-09729         |
| iShares MSCI Indonesia ETF                               | 811-09729         |
| iShares MSCI Ireland ETF                                 | 811-09729         |
| iShares MSCI Israel ETF                                  | 811-09102         |
| iShares MSCI Italy ETF                                   | 811-09102         |
| iShares MSCI Japan ETF                                   | 811-09102         |
| iShares MSCI Japan Small-Cap ETF                         | 811-09102         |
| iShares MSCI Japan Value ETF                             | 811-09729         |
| iShares MSCI Kuwait ETF                                  | 811-09729         |
| iShares MSCI Malaysia ETF                                | 811-09102         |
| iShares MSCI Mexico ETF                                  | 811-09102         |
| iShares MSCI Netherlands ETF                             | 811-09102         |
| iShares MSCI New Zealand ETF                             | 811-09729         |
| iShares MSCI Norway ETF                                  | 811-09729         |
| iShares MSCI Peru and Global Exposure ETF                | 811-09729         |
| iShares MSCI Philippines ETF                             | 811-09729         |
| iShares MSCI Poland ETF                                  | 811-09729         |
| iShares MSCI Qatar ETF                                   | 811-09729         |
| iShares MSCI Saudi Arabia ETF                            | 811-09729         |
| iShares MSCI Singapore ETF                               | 811-09102         |
| iShares MSCI South Africa ETF                            | 811-09102         |
| iShares MSCI South Korea ETF                             | 811-09102         |
| iShares MSCI Spain ETF                                   | 811-09102         |
| iShares MSCI Sweden ETF                                  | 811-09102         |
| iShares MSCI Switzerland ETF                             | 811-09102         |
| iShares MSCI Taiwan ETF                                  | 811-09102         |
| iShares MSCI Thailand ETF                                | 811-09102         |
| iShares MSCI Turkey ETF                                  | 811-09102         |
| iShares MSCI UAE ETF                                     | 811-09729         |
| iShares MSCI United Kingdom ETF                          | 811-09729         |
| iShares MSCI United Kingdom Small-Cap ETF                | 811-09729         |
| iShares Self-Driving EV and Tech ETF                     | 811-09729         |
| iShares Semiconductor ETF                                | 811-09729         |
| iShares U.S. Power Infrastructure ETF                    | 811-09102         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 26 - iShares Global Financials ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Global Financials ETF

- **b. Series identification number, if any:** S000004370

- **c. LEI:** 549300ZMR7B4O75NER74

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class         | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Global Financials ETF | C000012100                                | IXG                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $799,235.42

- **g. Provide the net income from securities lending activities:** $728.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 17e-1 (17 CFR 270.17e-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** SG Americas Securities, LLC

- **ii. LEI, if any:** 549300F35UE0BOM1WJ55

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,083.10

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $737.60

**Brokers Record: 3**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $739.79

**Brokers Record: 4**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,477.81

**Brokers Record: 5**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $310.37

**Brokers Record: 6**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $754.59

**Brokers Record: 7**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $358.46

**Brokers Record: 8**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $291.38

**Brokers Record: 9**

- **i. Full name of broker:** SG Americas Securities, LLC

- **ii. SEC file number:** 008-66125

- **iii. CRD number:** 000128351

- **iv. LEI, if any:** 549300F35UE0BOM1WJ55

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $522.91

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $591.35

**Aggregate Commission:** $9,587.72

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                           | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $127,166,914.00           |
| Goldman Sachs & Co. LLC                              | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $10,569,460.44            |
| Citigroup Global Markets Inc.                        | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $9,920.27                 |
| UBS Securities LLC                                   | 008-22651         |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $49,869,601.51            |
| BNP Paribas Securities Corp.                         | 008-32682         |    000015794 | RCNB6OTYUAMMP879YW96 | NY      | US        | $336.71                   |
| BlackRock Funds III - BlackRock Cash Funds: Treasury | 008-48436         |    000038642 | 5493006MRTEZZ4S4CQ20 | NY      | US        | $71,682,338.31            |
| Jane Street Capital, LLC                             | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $8,774,237.09             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $268,072,808.33

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $567,864,084.23

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $900,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 2 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Co.

  - **Line Institutions Record: 4 Name of institution:** The Bank of New York Mellon

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                             | SEC File number   |
|:---|:---|
| iShares 0-1 Year Treasury Bond ETF                       | 811-09729         |
| iShares 0-3 Month Treasury Bond ETF                      | 811-09729         |
| iShares Asia 50 ETF                                      | 811-09729         |
| iShares Breakthrough Environmental Solutions ETF         | 811-09729         |
| iShares Copper and Metals Mining ETF                     | 811-09729         |
| iShares Core MSCI Emerging Markets ETF                   | 811-09102         |
| iShares Core MSCI Total International Stock ETF          | 811-09729         |
| iShares Currency Hedged MSCI EAFE ETF                    | 811-09729         |
| iShares Currency Hedged MSCI Emerging Markets ETF        | 811-09102         |
| iShares Currency Hedged MSCI Japan ETF                   | 811-09729         |
| iShares Cybersecurity and Tech ETF                       | 811-09729         |
| iShares ESG Advanced MSCI EM ETF                         | 811-09729         |
| iShares ESG Aware MSCI EM ETF                            | 811-09102         |
| iShares ESG MSCI EM Leaders ETF                          | 811-09729         |
| iShares Emerging Markets Dividend ETF                    | 811-09102         |
| iShares Emerging Markets Equity Factor ETF               | 811-09102         |
| iShares Emerging Markets Infrastructure ETF              | 811-09729         |
| iShares Energy Storage & Materials ETF                   | 811-09729         |
| iShares Environmental Infrastructure and Industrials ETF | 811-09729         |
| iShares Environmentally Aware Real Estate ETF            | 811-09729         |
| iShares Future AI & Tech ETF                             | 811-09729         |
| iShares Future Exponential Technologies ETF              | 811-09729         |
| iShares Future Metaverse Tech and Communications ETF     | 811-09729         |
| iShares Genomics Immunology and Healthcare ETF           | 811-09729         |
| iShares Global 100 ETF                                   | 811-09729         |
| iShares Global Clean Energy ETF                          | 811-09729         |
| iShares Global Comm Services ETF                         | 811-09729         |
| iShares Global Consumer Discretionary ETF                | 811-09729         |
| iShares Global Consumer Staples ETF                      | 811-09729         |
| iShares Global Equity Factor ETF                         | 811-09729         |
| iShares Global Industrials ETF                           | 811-09729         |
| iShares Global REIT ETF                                  | 811-09729         |
| iShares Global Tech ETF                                  | 811-09729         |
| iShares Global Timber & Forestry ETF                     | 811-09729         |
| iShares Global Utilities ETF                             | 811-09729         |
| iShares India 50 ETF                                     | 811-09729         |
| iShares International Dividend Growth ETF                | 811-09729         |
| iShares International Select Dividend ETF                | 811-09729         |
| iShares J.P. Morgan EM Local Currency Bond ETF           | 811-09102         |
| iShares JPX-Nikkei 400 ETF                               | 811-09729         |
| iShares Latin America 40 ETF                             | 811-09729         |
| iShares Lithium Miners and Producers ETF                 | 811-09729         |
| iShares Low Carbon Optimized MSCI ACWI ETF               | 811-09729         |
| iShares MSCI ACWI ETF                                    | 811-09729         |
| iShares MSCI ACWI ex U.S. ETF                            | 811-09729         |
| iShares MSCI Agriculture Producers ETF                   | 811-09102         |
| iShares MSCI All Country Asia ex Japan ETF               | 811-09729         |
| iShares MSCI Australia ETF                               | 811-09102         |
| iShares MSCI Austria ETF                                 | 811-09102         |
| iShares MSCI BIC ETF                                     | 811-09102         |
| iShares MSCI Belgium ETF                                 | 811-09102         |
| iShares MSCI Brazil ETF                                  | 811-09102         |
| iShares MSCI Brazil Small-Cap ETF                        | 811-09729         |
| iShares MSCI Canada ETF                                  | 811-09102         |
| iShares MSCI Chile ETF                                   | 811-09102         |
| iShares MSCI China A ETF                                 | 811-09729         |
| iShares MSCI China ETF                                   | 811-09729         |
| iShares MSCI China Multisector Tech ETF                  | 811-09729         |
| iShares MSCI China Small-Cap ETF                         | 811-09729         |
| iShares MSCI Denmark ETF                                 | 811-09729         |
| iShares MSCI Emerging Markets Asia ETF                   | 811-09102         |
| iShares MSCI Emerging Markets ETF                        | 811-09102         |
| iShares MSCI Emerging Markets Min Vol Factor ETF         | 811-09102         |
| iShares MSCI Emerging Markets Quality Factor ETF         | 811-09729         |
| iShares MSCI Emerging Markets Small-Cap ETF              | 811-09102         |
| iShares MSCI Emerging Markets Value Factor ETF           | 811-09729         |
| iShares MSCI Emerging Markets ex China ETF               | 811-09102         |
| iShares MSCI Finland ETF                                 | 811-09729         |
| iShares MSCI France ETF                                  | 811-09102         |
| iShares MSCI Germany ETF                                 | 811-09102         |
| iShares MSCI Global Metals & Mining Producers ETF        | 811-09102         |
| iShares MSCI Global Min Vol Factor ETF                   | 811-09102         |
| iShares MSCI Global Quality Factor ETF                   | 811-09729         |
| iShares MSCI Global Sustainable Development Goals ETF    | 811-09729         |
| iShares MSCI Hong Kong ETF                               | 811-09102         |
| iShares MSCI India ETF                                   | 811-09729         |
| iShares MSCI India Small-Cap ETF                         | 811-09729         |
| iShares MSCI Indonesia ETF                               | 811-09729         |
| iShares MSCI Ireland ETF                                 | 811-09729         |
| iShares MSCI Israel ETF                                  | 811-09102         |
| iShares MSCI Italy ETF                                   | 811-09102         |
| iShares MSCI Japan ETF                                   | 811-09102         |
| iShares MSCI Japan Small-Cap ETF                         | 811-09102         |
| iShares MSCI Japan Value ETF                             | 811-09729         |
| iShares MSCI Kuwait ETF                                  | 811-09729         |
| iShares MSCI Malaysia ETF                                | 811-09102         |
| iShares MSCI Mexico ETF                                  | 811-09102         |
| iShares MSCI Netherlands ETF                             | 811-09102         |
| iShares MSCI New Zealand ETF                             | 811-09729         |
| iShares MSCI Norway ETF                                  | 811-09729         |
| iShares MSCI Peru and Global Exposure ETF                | 811-09729         |
| iShares MSCI Philippines ETF                             | 811-09729         |
| iShares MSCI Poland ETF                                  | 811-09729         |
| iShares MSCI Qatar ETF                                   | 811-09729         |
| iShares MSCI Saudi Arabia ETF                            | 811-09729         |
| iShares MSCI Singapore ETF                               | 811-09102         |
| iShares MSCI South Africa ETF                            | 811-09102         |
| iShares MSCI South Korea ETF                             | 811-09102         |
| iShares MSCI Spain ETF                                   | 811-09102         |
| iShares MSCI Sweden ETF                                  | 811-09102         |
| iShares MSCI Switzerland ETF                             | 811-09102         |
| iShares MSCI Taiwan ETF                                  | 811-09102         |
| iShares MSCI Thailand ETF                                | 811-09102         |
| iShares MSCI Turkey ETF                                  | 811-09102         |
| iShares MSCI UAE ETF                                     | 811-09729         |
| iShares MSCI United Kingdom ETF                          | 811-09729         |
| iShares MSCI United Kingdom Small-Cap ETF                | 811-09729         |
| iShares Self-Driving EV and Tech ETF                     | 811-09729         |
| iShares U.S. Power Infrastructure ETF                    | 811-09102         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 27 - iShares Global Healthcare ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Global Healthcare ETF

- **b. Series identification number, if any:** S000004372

- **c. LEI:** 5493008DMA8OZ7F0WV53

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class         | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Global Healthcare ETF | C000012102                                | IXJ                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $11,969,818.92

- **g. Provide the net income from securities lending activities:** $55,912.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** HSBC Securities (USA) Inc.

- **ii. LEI, if any:** CYYGQCGNHMHPSMRL3R97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,976.30

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,144.00

**Brokers Record: 3**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,966.50

**Brokers Record: 4**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,885.10

**Brokers Record: 5**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,711.30

**Brokers Record: 6**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,968.00

**Brokers Record: 7**

- **i. Full name of broker:** HSBC Securities (USA) Inc.

- **ii. SEC file number:** 008-41562

- **iii. CRD number:** 000019585

- **iv. LEI, if any:** CYYGQCGNHMHPSMRL3R97

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,266.70

**Brokers Record: 8**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,476.40

**Brokers Record: 9**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,814.40

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,718.30

**Aggregate Commission:** $27,412.32

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                           | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $583,980,509.57           |
| Goldman Sachs & Co. LLC                              | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $37,651,785.58            |
| Citigroup Global Markets Inc.                        | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $60,378,663.71            |
| UBS Securities LLC                                   | 008-22651         |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $405,144,312.64           |
| MIZUHO SECURITIES                                    | 008-37710         |    000019647 | 7TK5RJIZDFROZCA6XF66 | NY      | US        | $45,075,562.04            |
| BlackRock Funds III - BlackRock Cash Funds: Treasury | 008-48436         |    000038642 | 5493006MRTEZZ4S4CQ20 | NY      | US        | $292,615,270.95           |
| Jane Street Capital, LLC                             | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $155,193,132.10           |
| BofA Securities, Inc.                                | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $464,684,768.03           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $2,044,724,004.62

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $4,010,812,380.94

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 28 - iShares Global Industrials ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Global Industrials ETF

- **b. Series identification number, if any:** S000008882

- **c. LEI:** 5493003UKBOV50PZCU60

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class          | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Global Industrials ETF | C000024196                                | EXI                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $4,347,955.94

- **g. Provide the net income from securities lending activities:** $11,131.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** HSBC Securities (USA) Inc.

- **ii. LEI, if any:** CYYGQCGNHMHPSMRL3R97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,408.17

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,064.45

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $515.34

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,687.71

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,524.30

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $562.12

**Brokers Record: 7**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,899.92

**Brokers Record: 8**

- **i. Full name of broker:** HSBC Securities (USA) Inc.

- **ii. SEC file number:** 008-41562

- **iii. CRD number:** 000019585

- **iv. LEI, if any:** CYYGQCGNHMHPSMRL3R97

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,083.17

**Brokers Record: 9**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,007.71

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,659.80

**Aggregate Commission:** $19,444.92

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                           | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $415,345,777.41           |
| Citigroup Global Markets Inc.                        | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $59,358,728.08            |
| UBS Securities LLC                                   | 008-22651         |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $343,291,953.55           |
| Morgan Stanley & Co. LLC                             | 008-15869         |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $352.85                   |
| BlackRock Funds III - BlackRock Cash Funds: Treasury | 008-48436         |    000038642 | 5493006MRTEZZ4S4CQ20 | NY      | US        | $94,306,356.67            |
| Jane Street Capital, LLC                             | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $9,113,215.19             |
| BofA Securities, Inc.                                | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $115,434,696.17           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $1,036,851,079.92

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $1,009,202,086.81

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $900,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 2 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Co.

  - **Line Institutions Record: 4 Name of institution:** The Bank of New York Mellon

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                             | SEC File number   |
|:---|:---|
| iShares 0-1 Year Treasury Bond ETF                       | 811-09729         |
| iShares 0-3 Month Treasury Bond ETF                      | 811-09729         |
| iShares Asia 50 ETF                                      | 811-09729         |
| iShares Breakthrough Environmental Solutions ETF         | 811-09729         |
| iShares Copper and Metals Mining ETF                     | 811-09729         |
| iShares Core MSCI Emerging Markets ETF                   | 811-09102         |
| iShares Core MSCI Total International Stock ETF          | 811-09729         |
| iShares Currency Hedged MSCI EAFE ETF                    | 811-09729         |
| iShares Currency Hedged MSCI Emerging Markets ETF        | 811-09102         |
| iShares Currency Hedged MSCI Japan ETF                   | 811-09729         |
| iShares Cybersecurity and Tech ETF                       | 811-09729         |
| iShares ESG Advanced MSCI EM ETF                         | 811-09729         |
| iShares ESG Aware MSCI EM ETF                            | 811-09102         |
| iShares ESG MSCI EM Leaders ETF                          | 811-09729         |
| iShares Emerging Markets Dividend ETF                    | 811-09102         |
| iShares Emerging Markets Equity Factor ETF               | 811-09102         |
| iShares Emerging Markets Infrastructure ETF              | 811-09729         |
| iShares Energy Storage & Materials ETF                   | 811-09729         |
| iShares Environmental Infrastructure and Industrials ETF | 811-09729         |
| iShares Environmentally Aware Real Estate ETF            | 811-09729         |
| iShares Future AI & Tech ETF                             | 811-09729         |
| iShares Future Exponential Technologies ETF              | 811-09729         |
| iShares Future Metaverse Tech and Communications ETF     | 811-09729         |
| iShares Genomics Immunology and Healthcare ETF           | 811-09729         |
| iShares Global 100 ETF                                   | 811-09729         |
| iShares Global Clean Energy ETF                          | 811-09729         |
| iShares Global Comm Services ETF                         | 811-09729         |
| iShares Global Consumer Discretionary ETF                | 811-09729         |
| iShares Global Consumer Staples ETF                      | 811-09729         |
| iShares Global Equity Factor ETF                         | 811-09729         |
| iShares Global Financials ETF                            | 811-09729         |
| iShares Global REIT ETF                                  | 811-09729         |
| iShares Global Tech ETF                                  | 811-09729         |
| iShares Global Timber & Forestry ETF                     | 811-09729         |
| iShares Global Utilities ETF                             | 811-09729         |
| iShares India 50 ETF                                     | 811-09729         |
| iShares International Dividend Growth ETF                | 811-09729         |
| iShares International Select Dividend ETF                | 811-09729         |
| iShares J.P. Morgan EM Local Currency Bond ETF           | 811-09102         |
| iShares JPX-Nikkei 400 ETF                               | 811-09729         |
| iShares Latin America 40 ETF                             | 811-09729         |
| iShares Lithium Miners and Producers ETF                 | 811-09729         |
| iShares Low Carbon Optimized MSCI ACWI ETF               | 811-09729         |
| iShares MSCI ACWI ETF                                    | 811-09729         |
| iShares MSCI ACWI ex U.S. ETF                            | 811-09729         |
| iShares MSCI Agriculture Producers ETF                   | 811-09102         |
| iShares MSCI All Country Asia ex Japan ETF               | 811-09729         |
| iShares MSCI Australia ETF                               | 811-09102         |
| iShares MSCI Austria ETF                                 | 811-09102         |
| iShares MSCI BIC ETF                                     | 811-09102         |
| iShares MSCI Belgium ETF                                 | 811-09102         |
| iShares MSCI Brazil ETF                                  | 811-09102         |
| iShares MSCI Brazil Small-Cap ETF                        | 811-09729         |
| iShares MSCI Canada ETF                                  | 811-09102         |
| iShares MSCI Chile ETF                                   | 811-09102         |
| iShares MSCI China A ETF                                 | 811-09729         |
| iShares MSCI China ETF                                   | 811-09729         |
| iShares MSCI China Multisector Tech ETF                  | 811-09729         |
| iShares MSCI China Small-Cap ETF                         | 811-09729         |
| iShares MSCI Denmark ETF                                 | 811-09729         |
| iShares MSCI Emerging Markets Asia ETF                   | 811-09102         |
| iShares MSCI Emerging Markets ETF                        | 811-09102         |
| iShares MSCI Emerging Markets Min Vol Factor ETF         | 811-09102         |
| iShares MSCI Emerging Markets Quality Factor ETF         | 811-09729         |
| iShares MSCI Emerging Markets Small-Cap ETF              | 811-09102         |
| iShares MSCI Emerging Markets Value Factor ETF           | 811-09729         |
| iShares MSCI Emerging Markets ex China ETF               | 811-09102         |
| iShares MSCI Finland ETF                                 | 811-09729         |
| iShares MSCI France ETF                                  | 811-09102         |
| iShares MSCI Germany ETF                                 | 811-09102         |
| iShares MSCI Global Metals & Mining Producers ETF        | 811-09102         |
| iShares MSCI Global Min Vol Factor ETF                   | 811-09102         |
| iShares MSCI Global Quality Factor ETF                   | 811-09729         |
| iShares MSCI Global Sustainable Development Goals ETF    | 811-09729         |
| iShares MSCI Hong Kong ETF                               | 811-09102         |
| iShares MSCI India ETF                                   | 811-09729         |
| iShares MSCI India Small-Cap ETF                         | 811-09729         |
| iShares MSCI Indonesia ETF                               | 811-09729         |
| iShares MSCI Ireland ETF                                 | 811-09729         |
| iShares MSCI Israel ETF                                  | 811-09102         |
| iShares MSCI Italy ETF                                   | 811-09102         |
| iShares MSCI Japan ETF                                   | 811-09102         |
| iShares MSCI Japan Small-Cap ETF                         | 811-09102         |
| iShares MSCI Japan Value ETF                             | 811-09729         |
| iShares MSCI Kuwait ETF                                  | 811-09729         |
| iShares MSCI Malaysia ETF                                | 811-09102         |
| iShares MSCI Mexico ETF                                  | 811-09102         |
| iShares MSCI Netherlands ETF                             | 811-09102         |
| iShares MSCI New Zealand ETF                             | 811-09729         |
| iShares MSCI Norway ETF                                  | 811-09729         |
| iShares MSCI Peru and Global Exposure ETF                | 811-09729         |
| iShares MSCI Philippines ETF                             | 811-09729         |
| iShares MSCI Poland ETF                                  | 811-09729         |
| iShares MSCI Qatar ETF                                   | 811-09729         |
| iShares MSCI Saudi Arabia ETF                            | 811-09729         |
| iShares MSCI Singapore ETF                               | 811-09102         |
| iShares MSCI South Africa ETF                            | 811-09102         |
| iShares MSCI South Korea ETF                             | 811-09102         |
| iShares MSCI Spain ETF                                   | 811-09102         |
| iShares MSCI Sweden ETF                                  | 811-09102         |
| iShares MSCI Switzerland ETF                             | 811-09102         |
| iShares MSCI Taiwan ETF                                  | 811-09102         |
| iShares MSCI Thailand ETF                                | 811-09102         |
| iShares MSCI Turkey ETF                                  | 811-09102         |
| iShares MSCI UAE ETF                                     | 811-09729         |
| iShares MSCI United Kingdom ETF                          | 811-09729         |
| iShares MSCI United Kingdom Small-Cap ETF                | 811-09729         |
| iShares Self-Driving EV and Tech ETF                     | 811-09729         |
| iShares U.S. Power Infrastructure ETF                    | 811-09102         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 29 - iShares Global Infrastructure ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Global Infrastructure ETF

- **b. Series identification number, if any:** S000019356

- **c. LEI:** 549300ZC2N3HUK3DTK30

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class             | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Global Infrastructure ETF | C000053784                                | IGF                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $22,461,848.72

- **g. Provide the net income from securities lending activities:** $443,627.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** SG Americas Securities, LLC

- **ii. LEI, if any:** 549300F35UE0BOM1WJ55

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $16,540.69

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $29,478.33

**Brokers Record: 3**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $10,745.78

**Brokers Record: 4**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $95,157.36

**Brokers Record: 5**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $73,053.46

**Brokers Record: 6**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $10,131.52

**Brokers Record: 7**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $16,706.12

**Brokers Record: 8**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $165,157.14

**Brokers Record: 9**

- **i. Full name of broker:** SG Americas Securities, LLC

- **ii. SEC file number:** 008-66125

- **iii. CRD number:** 000128351

- **iv. LEI, if any:** 549300F35UE0BOM1WJ55

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $17,193.30

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $17,326.32

**Aggregate Commission:** $485,777.80

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                           | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $938,814,900.53           |
| Goldman Sachs & Co. LLC                              | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $124,323,293.74           |
| UBS Securities LLC                                   | 008-22651         |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $620,305,027.00           |
| Morgan Stanley & Co. LLC                             | 008-15869         |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $95,349,040.84            |
| RBC Capital Markets, LLC                             | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $104,724.22               |
| BlackRock Funds III - BlackRock Cash Funds: Treasury | 008-48436         |    000038642 | 5493006MRTEZZ4S4CQ20 | NY      | US        | $1,197,511,609.77         |
| BofA Securities, Inc.                                | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $626,869,307.24           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $3,603,277,903.34

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $8,248,054,026.63

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $800,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 2 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Co.

  - **Line Institutions Record: 4 Name of institution:** The Bank of New York Mellon

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                             | SEC File number   |
|:---|:---|
| iShares 0-1 Year Treasury Bond ETF                       | 811-09729         |
| iShares 0-3 Month Treasury Bond ETF                      | 811-09729         |
| iShares Asia 50 ETF                                      | 811-09729         |
| iShares Breakthrough Environmental Solutions ETF         | 811-09729         |
| iShares Copper and Metals Mining ETF                     | 811-09729         |
| iShares Core MSCI Emerging Markets ETF                   | 811-09102         |
| iShares Core MSCI Total International Stock ETF          | 811-09729         |
| iShares Currency Hedged MSCI EAFE ETF                    | 811-09729         |
| iShares Currency Hedged MSCI Emerging Markets ETF        | 811-09102         |
| iShares Currency Hedged MSCI Eurozone ETF                | 811-09729         |
| iShares Currency Hedged MSCI Japan ETF                   | 811-09729         |
| iShares Cybersecurity and Tech ETF                       | 811-09729         |
| iShares ESG Advanced MSCI EM ETF                         | 811-09729         |
| iShares ESG Aware MSCI EM ETF                            | 811-09102         |
| iShares ESG MSCI EM Leaders ETF                          | 811-09729         |
| iShares Emerging Markets Dividend ETF                    | 811-09102         |
| iShares Emerging Markets Equity Factor ETF               | 811-09102         |
| iShares Emerging Markets Infrastructure ETF              | 811-09729         |
| iShares Environmental Infrastructure and Industrials ETF | 811-09729         |
| iShares Environmentally Aware Real Estate ETF            | 811-09729         |
| iShares Future AI & Tech ETF                             | 811-09729         |
| iShares Future Exponential Technologies ETF              | 811-09729         |
| iShares Future Metaverse Tech and Communications ETF     | 811-09729         |
| iShares Genomics Immunology and Healthcare ETF           | 811-09729         |
| iShares Global 100 ETF                                   | 811-09729         |
| iShares Global Clean Energy ETF                          | 811-09729         |
| iShares Global Comm Services ETF                         | 811-09729         |
| iShares Global Consumer Discretionary ETF                | 811-09729         |
| iShares Global Consumer Staples ETF                      | 811-09729         |
| iShares Global Energy ETF                                | 811-09729         |
| iShares Global Equity Factor ETF                         | 811-09729         |
| iShares Global Financials ETF                            | 811-09729         |
| iShares Global Industrials ETF                           | 811-09729         |
| iShares Global Materials ETF                             | 811-09729         |
| iShares Global Tech ETF                                  | 811-09729         |
| iShares Global Timber & Forestry ETF                     | 811-09729         |
| iShares Global Utilities ETF                             | 811-09729         |
| iShares India 50 ETF                                     | 811-09729         |
| iShares International Dividend Growth ETF                | 811-09729         |
| iShares International Select Dividend ETF                | 811-09729         |
| iShares J.P. Morgan EM Local Currency Bond ETF           | 811-09102         |
| iShares JPX-Nikkei 400 ETF                               | 811-09729         |
| iShares Latin America 40 ETF                             | 811-09729         |
| iShares Lithium Miners and Producers ETF                 | 811-09729         |
| iShares Low Carbon Optimized MSCI ACWI ETF               | 811-09729         |
| iShares MSCI ACWI ETF                                    | 811-09729         |
| iShares MSCI ACWI ex U.S. ETF                            | 811-09729         |
| iShares MSCI Agriculture Producers ETF                   | 811-09102         |
| iShares MSCI All Country Asia ex Japan ETF               | 811-09729         |
| iShares MSCI Australia ETF                               | 811-09102         |
| iShares MSCI Austria ETF                                 | 811-09102         |
| iShares MSCI BIC ETF                                     | 811-09102         |
| iShares MSCI Belgium ETF                                 | 811-09102         |
| iShares MSCI Brazil ETF                                  | 811-09102         |
| iShares MSCI Brazil Small-Cap ETF                        | 811-09729         |
| iShares MSCI Canada ETF                                  | 811-09102         |
| iShares MSCI Chile ETF                                   | 811-09102         |
| iShares MSCI China A ETF                                 | 811-09729         |
| iShares MSCI China ETF                                   | 811-09729         |
| iShares MSCI China Multisector Tech ETF                  | 811-09729         |
| iShares MSCI China Small-Cap ETF                         | 811-09729         |
| iShares MSCI Denmark ETF                                 | 811-09729         |
| iShares MSCI Emerging Markets Asia ETF                   | 811-09102         |
| iShares MSCI Emerging Markets ETF                        | 811-09102         |
| iShares MSCI Emerging Markets Min Vol Factor ETF         | 811-09102         |
| iShares MSCI Emerging Markets Quality Factor ETF         | 811-09729         |
| iShares MSCI Emerging Markets Small-Cap ETF              | 811-09102         |
| iShares MSCI Emerging Markets Value Factor ETF           | 811-09729         |
| iShares MSCI Emerging Markets ex China ETF               | 811-09102         |
| iShares MSCI Finland ETF                                 | 811-09729         |
| iShares MSCI France ETF                                  | 811-09102         |
| iShares MSCI Germany ETF                                 | 811-09102         |
| iShares MSCI Global Metals & Mining Producers ETF        | 811-09102         |
| iShares MSCI Global Min Vol Factor ETF                   | 811-09102         |
| iShares MSCI Global Sustainable Development Goals ETF    | 811-09729         |
| iShares MSCI Hong Kong ETF                               | 811-09102         |
| iShares MSCI India ETF                                   | 811-09729         |
| iShares MSCI India Small-Cap ETF                         | 811-09729         |
| iShares MSCI Indonesia ETF                               | 811-09729         |
| iShares MSCI Ireland ETF                                 | 811-09729         |
| iShares MSCI Israel ETF                                  | 811-09102         |
| iShares MSCI Italy ETF                                   | 811-09102         |
| iShares MSCI Japan ETF                                   | 811-09102         |
| iShares MSCI Japan Small-Cap ETF                         | 811-09102         |
| iShares MSCI Japan Value ETF                             | 811-09729         |
| iShares MSCI Kuwait ETF                                  | 811-09729         |
| iShares MSCI Malaysia ETF                                | 811-09102         |
| iShares MSCI Mexico ETF                                  | 811-09102         |
| iShares MSCI Netherlands ETF                             | 811-09102         |
| iShares MSCI New Zealand ETF                             | 811-09729         |
| iShares MSCI Norway ETF                                  | 811-09729         |
| iShares MSCI Peru and Global Exposure ETF                | 811-09729         |
| iShares MSCI Philippines ETF                             | 811-09729         |
| iShares MSCI Poland ETF                                  | 811-09729         |
| iShares MSCI Qatar ETF                                   | 811-09729         |
| iShares MSCI Saudi Arabia ETF                            | 811-09729         |
| iShares MSCI Singapore ETF                               | 811-09102         |
| iShares MSCI South Africa ETF                            | 811-09102         |
| iShares MSCI South Korea ETF                             | 811-09102         |
| iShares MSCI Spain ETF                                   | 811-09102         |
| iShares MSCI Sweden ETF                                  | 811-09102         |
| iShares MSCI Switzerland ETF                             | 811-09102         |
| iShares MSCI Taiwan ETF                                  | 811-09102         |
| iShares MSCI Thailand ETF                                | 811-09102         |
| iShares MSCI Turkey ETF                                  | 811-09102         |
| iShares MSCI UAE ETF                                     | 811-09729         |
| iShares MSCI United Kingdom ETF                          | 811-09729         |
| iShares MSCI United Kingdom Small-Cap ETF                | 811-09729         |
| iShares Self-Driving EV and Tech ETF                     | 811-09729         |
| iShares Semiconductor ETF                                | 811-09729         |
| iShares U.S. Power Infrastructure ETF                    | 811-09102         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 30 - iShares Global Materials ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Global Materials ETF

- **b. Series identification number, if any:** S000008884

- **c. LEI:** 5493002KBLGLSL52T116

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class        | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Global Materials ETF | C000024198                                | MXI                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $3,555,906.54

- **g. Provide the net income from securities lending activities:** $4,426.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** HSBC Securities (USA) Inc.

- **ii. LEI, if any:** CYYGQCGNHMHPSMRL3R97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $880.19

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,386.29

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $305.14

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,697.27

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,087.18

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $752.77

**Brokers Record: 7**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $292.50

**Brokers Record: 8**

- **i. Full name of broker:** HSBC Securities (USA) Inc.

- **ii. SEC file number:** 008-41562

- **iii. CRD number:** 000019585

- **iv. LEI, if any:** CYYGQCGNHMHPSMRL3R97

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $385.33

**Brokers Record: 9**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $502.67

**Brokers Record: 10**

- **i. Full name of broker:** Macquarie Capital (USA) Inc.

- **ii. SEC file number:** 008-47198

- **iii. CRD number:** 000036368

- **iv. LEI, if any:** 549300670K07JRB5UQ40

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $354.04

**Aggregate Commission:** $12,723.40

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                           | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $106,319,850.32           |
| UBS Securities LLC                                   | 008-22651         |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $37,516,847.11            |
| Morgan Stanley & Co. LLC                             | 008-15869         |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $1,509.48                 |
| BlackRock Funds III - BlackRock Cash Funds: Treasury | 008-48436         |    000038642 | 5493006MRTEZZ4S4CQ20 | NY      | US        | $34,092,137.35            |
| Jane Street Capital, LLC                             | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $16,081,554.49            |
| BofA Securities, Inc.                                | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $157.80                   |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $194,012,056.60

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $250,515,663.02

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $800,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 2 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Co.

  - **Line Institutions Record: 4 Name of institution:** The Bank of New York Mellon

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                             | SEC File number   |
|:---|:---|
| iShares 0-1 Year Treasury Bond ETF                       | 811-09729         |
| iShares 0-3 Month Treasury Bond ETF                      | 811-09729         |
| iShares Asia 50 ETF                                      | 811-09729         |
| iShares Breakthrough Environmental Solutions ETF         | 811-09729         |
| iShares Copper and Metals Mining ETF                     | 811-09729         |
| iShares Core MSCI Emerging Markets ETF                   | 811-09102         |
| iShares Core MSCI Total International Stock ETF          | 811-09729         |
| iShares Currency Hedged MSCI EAFE ETF                    | 811-09729         |
| iShares Currency Hedged MSCI Emerging Markets ETF        | 811-09102         |
| iShares Currency Hedged MSCI Eurozone ETF                | 811-09729         |
| iShares Currency Hedged MSCI Japan ETF                   | 811-09729         |
| iShares Cybersecurity and Tech ETF                       | 811-09729         |
| iShares ESG Advanced MSCI EM ETF                         | 811-09729         |
| iShares ESG Aware MSCI EM ETF                            | 811-09102         |
| iShares ESG MSCI EM Leaders ETF                          | 811-09729         |
| iShares Emerging Markets Dividend ETF                    | 811-09102         |
| iShares Emerging Markets Equity Factor ETF               | 811-09102         |
| iShares Emerging Markets Infrastructure ETF              | 811-09729         |
| iShares Environmental Infrastructure and Industrials ETF | 811-09729         |
| iShares Environmentally Aware Real Estate ETF            | 811-09729         |
| iShares Future AI & Tech ETF                             | 811-09729         |
| iShares Future Exponential Technologies ETF              | 811-09729         |
| iShares Future Metaverse Tech and Communications ETF     | 811-09729         |
| iShares Genomics Immunology and Healthcare ETF           | 811-09729         |
| iShares Global 100 ETF                                   | 811-09729         |
| iShares Global Clean Energy ETF                          | 811-09729         |
| iShares Global Comm Services ETF                         | 811-09729         |
| iShares Global Consumer Discretionary ETF                | 811-09729         |
| iShares Global Consumer Staples ETF                      | 811-09729         |
| iShares Global Energy ETF                                | 811-09729         |
| iShares Global Equity Factor ETF                         | 811-09729         |
| iShares Global Financials ETF                            | 811-09729         |
| iShares Global Industrials ETF                           | 811-09729         |
| iShares Global Infrastructure ETF                        | 811-09729         |
| iShares Global Tech ETF                                  | 811-09729         |
| iShares Global Timber & Forestry ETF                     | 811-09729         |
| iShares Global Utilities ETF                             | 811-09729         |
| iShares India 50 ETF                                     | 811-09729         |
| iShares International Dividend Growth ETF                | 811-09729         |
| iShares International Select Dividend ETF                | 811-09729         |
| iShares J.P. Morgan EM Local Currency Bond ETF           | 811-09102         |
| iShares JPX-Nikkei 400 ETF                               | 811-09729         |
| iShares Latin America 40 ETF                             | 811-09729         |
| iShares Lithium Miners and Producers ETF                 | 811-09729         |
| iShares Low Carbon Optimized MSCI ACWI ETF               | 811-09729         |
| iShares MSCI ACWI ETF                                    | 811-09729         |
| iShares MSCI ACWI ex U.S. ETF                            | 811-09729         |
| iShares MSCI Agriculture Producers ETF                   | 811-09102         |
| iShares MSCI All Country Asia ex Japan ETF               | 811-09729         |
| iShares MSCI Australia ETF                               | 811-09102         |
| iShares MSCI Austria ETF                                 | 811-09102         |
| iShares MSCI BIC ETF                                     | 811-09102         |
| iShares MSCI Belgium ETF                                 | 811-09102         |
| iShares MSCI Brazil ETF                                  | 811-09102         |
| iShares MSCI Brazil Small-Cap ETF                        | 811-09729         |
| iShares MSCI Canada ETF                                  | 811-09102         |
| iShares MSCI Chile ETF                                   | 811-09102         |
| iShares MSCI China A ETF                                 | 811-09729         |
| iShares MSCI China ETF                                   | 811-09729         |
| iShares MSCI China Multisector Tech ETF                  | 811-09729         |
| iShares MSCI China Small-Cap ETF                         | 811-09729         |
| iShares MSCI Denmark ETF                                 | 811-09729         |
| iShares MSCI Emerging Markets Asia ETF                   | 811-09102         |
| iShares MSCI Emerging Markets ETF                        | 811-09102         |
| iShares MSCI Emerging Markets Min Vol Factor ETF         | 811-09102         |
| iShares MSCI Emerging Markets Quality Factor ETF         | 811-09729         |
| iShares MSCI Emerging Markets Small-Cap ETF              | 811-09102         |
| iShares MSCI Emerging Markets Value Factor ETF           | 811-09729         |
| iShares MSCI Emerging Markets ex China ETF               | 811-09102         |
| iShares MSCI Finland ETF                                 | 811-09729         |
| iShares MSCI France ETF                                  | 811-09102         |
| iShares MSCI Germany ETF                                 | 811-09102         |
| iShares MSCI Global Metals & Mining Producers ETF        | 811-09102         |
| iShares MSCI Global Min Vol Factor ETF                   | 811-09102         |
| iShares MSCI Global Sustainable Development Goals ETF    | 811-09729         |
| iShares MSCI Hong Kong ETF                               | 811-09102         |
| iShares MSCI India ETF                                   | 811-09729         |
| iShares MSCI India Small-Cap ETF                         | 811-09729         |
| iShares MSCI Indonesia ETF                               | 811-09729         |
| iShares MSCI Ireland ETF                                 | 811-09729         |
| iShares MSCI Israel ETF                                  | 811-09102         |
| iShares MSCI Italy ETF                                   | 811-09102         |
| iShares MSCI Japan ETF                                   | 811-09102         |
| iShares MSCI Japan Small-Cap ETF                         | 811-09102         |
| iShares MSCI Japan Value ETF                             | 811-09729         |
| iShares MSCI Kuwait ETF                                  | 811-09729         |
| iShares MSCI Malaysia ETF                                | 811-09102         |
| iShares MSCI Mexico ETF                                  | 811-09102         |
| iShares MSCI Netherlands ETF                             | 811-09102         |
| iShares MSCI New Zealand ETF                             | 811-09729         |
| iShares MSCI Norway ETF                                  | 811-09729         |
| iShares MSCI Peru and Global Exposure ETF                | 811-09729         |
| iShares MSCI Philippines ETF                             | 811-09729         |
| iShares MSCI Poland ETF                                  | 811-09729         |
| iShares MSCI Qatar ETF                                   | 811-09729         |
| iShares MSCI Saudi Arabia ETF                            | 811-09729         |
| iShares MSCI Singapore ETF                               | 811-09102         |
| iShares MSCI South Africa ETF                            | 811-09102         |
| iShares MSCI South Korea ETF                             | 811-09102         |
| iShares MSCI Spain ETF                                   | 811-09102         |
| iShares MSCI Sweden ETF                                  | 811-09102         |
| iShares MSCI Switzerland ETF                             | 811-09102         |
| iShares MSCI Taiwan ETF                                  | 811-09102         |
| iShares MSCI Thailand ETF                                | 811-09102         |
| iShares MSCI Turkey ETF                                  | 811-09102         |
| iShares MSCI UAE ETF                                     | 811-09729         |
| iShares MSCI United Kingdom ETF                          | 811-09729         |
| iShares MSCI United Kingdom Small-Cap ETF                | 811-09729         |
| iShares Self-Driving EV and Tech ETF                     | 811-09729         |
| iShares Semiconductor ETF                                | 811-09729         |
| iShares U.S. Power Infrastructure ETF                    | 811-09102         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 31 - iShares Global Tech ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Global Tech ETF

- **b. Series identification number, if any:** S000004305

- **c. LEI:** 549300QYME1DLP7BC726

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Global Tech ETF | C000012035                                | IXN                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $13,999,174.00

- **g. Provide the net income from securities lending activities:** $35,321.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** HSBC Securities (USA) Inc.

- **ii. LEI, if any:** CYYGQCGNHMHPSMRL3R97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $41,784.28

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $13,793.77

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,466.86

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $97,353.81

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $24,449.62

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $20,501.88

**Brokers Record: 7**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,956.80

**Brokers Record: 8**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,722.63

**Brokers Record: 9**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,439.72

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $40,557.09

**Aggregate Commission:** $275,738.84

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                           | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $365,564,733.63           |
| Goldman Sachs & Co. LLC                              | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $213,576,510.42           |
| UBS Securities LLC                                   | 008-22651         |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $314,053,485.84           |
| Morgan Stanley & Co. LLC                             | 008-15869         |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $19,049,866.46            |
| BlackRock Funds III - BlackRock Cash Funds: Treasury | 008-48436         |    000038642 | 5493006MRTEZZ4S4CQ20 | NY      | US        | $1,430,610,421.68         |
| Jane Street Capital, LLC                             | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $17,174,044.05            |
| BofA Securities, Inc.                                | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $579,362,398.73           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $2,939,391,460.81

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $5,857,729,309.53

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $900,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 2 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Co.

  - **Line Institutions Record: 4 Name of institution:** The Bank of New York Mellon

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                             | SEC File number   |
|:---|:---|
| iShares 0-1 Year Treasury Bond ETF                       | 811-09729         |
| iShares 0-3 Month Treasury Bond ETF                      | 811-09729         |
| iShares Asia 50 ETF                                      | 811-09729         |
| iShares Breakthrough Environmental Solutions ETF         | 811-09729         |
| iShares Copper and Metals Mining ETF                     | 811-09729         |
| iShares Core MSCI Emerging Markets ETF                   | 811-09102         |
| iShares Core MSCI Total International Stock ETF          | 811-09729         |
| iShares Currency Hedged MSCI EAFE ETF                    | 811-09729         |
| iShares Currency Hedged MSCI Emerging Markets ETF        | 811-09102         |
| iShares Currency Hedged MSCI Japan ETF                   | 811-09729         |
| iShares Cybersecurity and Tech ETF                       | 811-09729         |
| iShares ESG Advanced MSCI EM ETF                         | 811-09729         |
| iShares ESG Aware MSCI EM ETF                            | 811-09102         |
| iShares ESG MSCI EM Leaders ETF                          | 811-09729         |
| iShares Emerging Markets Dividend ETF                    | 811-09102         |
| iShares Emerging Markets Equity Factor ETF               | 811-09102         |
| iShares Emerging Markets Infrastructure ETF              | 811-09729         |
| iShares Energy Storage & Materials ETF                   | 811-09729         |
| iShares Environmental Infrastructure and Industrials ETF | 811-09729         |
| iShares Environmentally Aware Real Estate ETF            | 811-09729         |
| iShares Future AI & Tech ETF                             | 811-09729         |
| iShares Future Exponential Technologies ETF              | 811-09729         |
| iShares Future Metaverse Tech and Communications ETF     | 811-09729         |
| iShares Genomics Immunology and Healthcare ETF           | 811-09729         |
| iShares Global 100 ETF                                   | 811-09729         |
| iShares Global Clean Energy ETF                          | 811-09729         |
| iShares Global Comm Services ETF                         | 811-09729         |
| iShares Global Consumer Discretionary ETF                | 811-09729         |
| iShares Global Consumer Staples ETF                      | 811-09729         |
| iShares Global Equity Factor ETF                         | 811-09729         |
| iShares Global Financials ETF                            | 811-09729         |
| iShares Global Industrials ETF                           | 811-09729         |
| iShares Global REIT ETF                                  | 811-09729         |
| iShares Global Timber & Forestry ETF                     | 811-09729         |
| iShares Global Utilities ETF                             | 811-09729         |
| iShares India 50 ETF                                     | 811-09729         |
| iShares International Dividend Growth ETF                | 811-09729         |
| iShares International Select Dividend ETF                | 811-09729         |
| iShares J.P. Morgan EM Local Currency Bond ETF           | 811-09102         |
| iShares JPX-Nikkei 400 ETF                               | 811-09729         |
| iShares Latin America 40 ETF                             | 811-09729         |
| iShares Lithium Miners and Producers ETF                 | 811-09729         |
| iShares Low Carbon Optimized MSCI ACWI ETF               | 811-09729         |
| iShares MSCI ACWI ETF                                    | 811-09729         |
| iShares MSCI ACWI ex U.S. ETF                            | 811-09729         |
| iShares MSCI Agriculture Producers ETF                   | 811-09102         |
| iShares MSCI All Country Asia ex Japan ETF               | 811-09729         |
| iShares MSCI Australia ETF                               | 811-09102         |
| iShares MSCI Austria ETF                                 | 811-09102         |
| iShares MSCI BIC ETF                                     | 811-09102         |
| iShares MSCI Belgium ETF                                 | 811-09102         |
| iShares MSCI Brazil ETF                                  | 811-09102         |
| iShares MSCI Brazil Small-Cap ETF                        | 811-09729         |
| iShares MSCI Canada ETF                                  | 811-09102         |
| iShares MSCI Chile ETF                                   | 811-09102         |
| iShares MSCI China A ETF                                 | 811-09729         |
| iShares MSCI China ETF                                   | 811-09729         |
| iShares MSCI China Multisector Tech ETF                  | 811-09729         |
| iShares MSCI China Small-Cap ETF                         | 811-09729         |
| iShares MSCI Denmark ETF                                 | 811-09729         |
| iShares MSCI Emerging Markets Asia ETF                   | 811-09102         |
| iShares MSCI Emerging Markets ETF                        | 811-09102         |
| iShares MSCI Emerging Markets Min Vol Factor ETF         | 811-09102         |
| iShares MSCI Emerging Markets Quality Factor ETF         | 811-09729         |
| iShares MSCI Emerging Markets Small-Cap ETF              | 811-09102         |
| iShares MSCI Emerging Markets Value Factor ETF           | 811-09729         |
| iShares MSCI Emerging Markets ex China ETF               | 811-09102         |
| iShares MSCI Finland ETF                                 | 811-09729         |
| iShares MSCI France ETF                                  | 811-09102         |
| iShares MSCI Germany ETF                                 | 811-09102         |
| iShares MSCI Global Metals & Mining Producers ETF        | 811-09102         |
| iShares MSCI Global Min Vol Factor ETF                   | 811-09102         |
| iShares MSCI Global Quality Factor ETF                   | 811-09729         |
| iShares MSCI Global Sustainable Development Goals ETF    | 811-09729         |
| iShares MSCI Hong Kong ETF                               | 811-09102         |
| iShares MSCI India ETF                                   | 811-09729         |
| iShares MSCI India Small-Cap ETF                         | 811-09729         |
| iShares MSCI Indonesia ETF                               | 811-09729         |
| iShares MSCI Ireland ETF                                 | 811-09729         |
| iShares MSCI Israel ETF                                  | 811-09102         |
| iShares MSCI Italy ETF                                   | 811-09102         |
| iShares MSCI Japan ETF                                   | 811-09102         |
| iShares MSCI Japan Small-Cap ETF                         | 811-09102         |
| iShares MSCI Japan Value ETF                             | 811-09729         |
| iShares MSCI Kuwait ETF                                  | 811-09729         |
| iShares MSCI Malaysia ETF                                | 811-09102         |
| iShares MSCI Mexico ETF                                  | 811-09102         |
| iShares MSCI Netherlands ETF                             | 811-09102         |
| iShares MSCI New Zealand ETF                             | 811-09729         |
| iShares MSCI Norway ETF                                  | 811-09729         |
| iShares MSCI Peru and Global Exposure ETF                | 811-09729         |
| iShares MSCI Philippines ETF                             | 811-09729         |
| iShares MSCI Poland ETF                                  | 811-09729         |
| iShares MSCI Qatar ETF                                   | 811-09729         |
| iShares MSCI Saudi Arabia ETF                            | 811-09729         |
| iShares MSCI Singapore ETF                               | 811-09102         |
| iShares MSCI South Africa ETF                            | 811-09102         |
| iShares MSCI South Korea ETF                             | 811-09102         |
| iShares MSCI Spain ETF                                   | 811-09102         |
| iShares MSCI Sweden ETF                                  | 811-09102         |
| iShares MSCI Switzerland ETF                             | 811-09102         |
| iShares MSCI Taiwan ETF                                  | 811-09102         |
| iShares MSCI Thailand ETF                                | 811-09102         |
| iShares MSCI Turkey ETF                                  | 811-09102         |
| iShares MSCI UAE ETF                                     | 811-09729         |
| iShares MSCI United Kingdom ETF                          | 811-09729         |
| iShares MSCI United Kingdom Small-Cap ETF                | 811-09729         |
| iShares Self-Driving EV and Tech ETF                     | 811-09729         |
| iShares U.S. Power Infrastructure ETF                    | 811-09102         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 32 - iShares Global Timber & Forestry ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Global Timber & Forestry ETF

- **b. Series identification number, if any:** S000022500

- **c. LEI:** 549300L3MTKRASOKOH78

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Global Timber & Forestry ETF | C000065076                                | WOOD                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $978,067.78

- **g. Provide the net income from securities lending activities:** $30,457.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** J.P. Morgan Securities LLC

- **ii. LEI, if any:** ZBUT11V806EZRVTWT807

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11,930.39

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,896.69

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,168.06

**Brokers Record: 4**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $20,200.24

**Brokers Record: 5**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $15,181.67

**Brokers Record: 6**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,493.05

**Brokers Record: 7**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11,482.18

**Brokers Record: 8**

- **i. Full name of broker:** Macquarie Capital (USA) Inc.

- **ii. SEC file number:** 008-47198

- **iii. CRD number:** 000036368

- **iv. LEI, if any:** 549300670K07JRB5UQ40

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,038.83

**Brokers Record: 9**

- **i. Full name of broker:** BTG Pactual US Capital, LLC

- **ii. SEC file number:** 008-68148

- **iii. CRD number:** 000149486

- **iv. LEI, if any:** 549300EUEDL5GKQW8U35

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $28,895.46

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,837.42

**Aggregate Commission:** $123,052.46

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                           | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $28,150,239.19            |
| UBS Securities LLC                                   | 008-22651         |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $54,947,664.45            |
| BlackRock Funds III - BlackRock Cash Funds: Treasury | 008-48436         |    000038642 | 5493006MRTEZZ4S4CQ20 | NY      | US        | $85,262,951.59            |
| BofA Securities, Inc.                                | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $18,101,958.52            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $186,462,813.75

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $240,100,038.37

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $900,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 2 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Co.

  - **Line Institutions Record: 4 Name of institution:** The Bank of New York Mellon

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                             | SEC File number   |
|:---|:---|
| iShares 0-1 Year Treasury Bond ETF                       | 811-09729         |
| iShares 0-3 Month Treasury Bond ETF                      | 811-09729         |
| iShares Asia 50 ETF                                      | 811-09729         |
| iShares Breakthrough Environmental Solutions ETF         | 811-09729         |
| iShares Copper and Metals Mining ETF                     | 811-09729         |
| iShares Core MSCI Emerging Markets ETF                   | 811-09102         |
| iShares Core MSCI Total International Stock ETF          | 811-09729         |
| iShares Currency Hedged MSCI EAFE ETF                    | 811-09729         |
| iShares Currency Hedged MSCI Emerging Markets ETF        | 811-09102         |
| iShares Currency Hedged MSCI Japan ETF                   | 811-09729         |
| iShares Cybersecurity and Tech ETF                       | 811-09729         |
| iShares ESG Advanced MSCI EM ETF                         | 811-09729         |
| iShares ESG Aware MSCI EM ETF                            | 811-09102         |
| iShares ESG MSCI EM Leaders ETF                          | 811-09729         |
| iShares Emerging Markets Dividend ETF                    | 811-09102         |
| iShares Emerging Markets Equity Factor ETF               | 811-09102         |
| iShares Emerging Markets Infrastructure ETF              | 811-09729         |
| iShares Energy Storage & Materials ETF                   | 811-09729         |
| iShares Environmental Infrastructure and Industrials ETF | 811-09729         |
| iShares Environmentally Aware Real Estate ETF            | 811-09729         |
| iShares Future AI & Tech ETF                             | 811-09729         |
| iShares Future Exponential Technologies ETF              | 811-09729         |
| iShares Future Metaverse Tech and Communications ETF     | 811-09729         |
| iShares Genomics Immunology and Healthcare ETF           | 811-09729         |
| iShares Global 100 ETF                                   | 811-09729         |
| iShares Global Clean Energy ETF                          | 811-09729         |
| iShares Global Comm Services ETF                         | 811-09729         |
| iShares Global Consumer Discretionary ETF                | 811-09729         |
| iShares Global Consumer Staples ETF                      | 811-09729         |
| iShares Global Equity Factor ETF                         | 811-09729         |
| iShares Global Financials ETF                            | 811-09729         |
| iShares Global Industrials ETF                           | 811-09729         |
| iShares Global REIT ETF                                  | 811-09729         |
| iShares Global Tech ETF                                  | 811-09729         |
| iShares Global Utilities ETF                             | 811-09729         |
| iShares India 50 ETF                                     | 811-09729         |
| iShares International Dividend Growth ETF                | 811-09729         |
| iShares International Select Dividend ETF                | 811-09729         |
| iShares J.P. Morgan EM Local Currency Bond ETF           | 811-09102         |
| iShares JPX-Nikkei 400 ETF                               | 811-09729         |
| iShares Latin America 40 ETF                             | 811-09729         |
| iShares Lithium Miners and Producers ETF                 | 811-09729         |
| iShares Low Carbon Optimized MSCI ACWI ETF               | 811-09729         |
| iShares MSCI ACWI ETF                                    | 811-09729         |
| iShares MSCI ACWI ex U.S. ETF                            | 811-09729         |
| iShares MSCI Agriculture Producers ETF                   | 811-09102         |
| iShares MSCI All Country Asia ex Japan ETF               | 811-09729         |
| iShares MSCI Australia ETF                               | 811-09102         |
| iShares MSCI Austria ETF                                 | 811-09102         |
| iShares MSCI BIC ETF                                     | 811-09102         |
| iShares MSCI Belgium ETF                                 | 811-09102         |
| iShares MSCI Brazil ETF                                  | 811-09102         |
| iShares MSCI Brazil Small-Cap ETF                        | 811-09729         |
| iShares MSCI Canada ETF                                  | 811-09102         |
| iShares MSCI Chile ETF                                   | 811-09102         |
| iShares MSCI China A ETF                                 | 811-09729         |
| iShares MSCI China ETF                                   | 811-09729         |
| iShares MSCI China Multisector Tech ETF                  | 811-09729         |
| iShares MSCI China Small-Cap ETF                         | 811-09729         |
| iShares MSCI Denmark ETF                                 | 811-09729         |
| iShares MSCI Emerging Markets Asia ETF                   | 811-09102         |
| iShares MSCI Emerging Markets ETF                        | 811-09102         |
| iShares MSCI Emerging Markets Min Vol Factor ETF         | 811-09102         |
| iShares MSCI Emerging Markets Quality Factor ETF         | 811-09729         |
| iShares MSCI Emerging Markets Small-Cap ETF              | 811-09102         |
| iShares MSCI Emerging Markets Value Factor ETF           | 811-09729         |
| iShares MSCI Emerging Markets ex China ETF               | 811-09102         |
| iShares MSCI Finland ETF                                 | 811-09729         |
| iShares MSCI France ETF                                  | 811-09102         |
| iShares MSCI Germany ETF                                 | 811-09102         |
| iShares MSCI Global Metals & Mining Producers ETF        | 811-09102         |
| iShares MSCI Global Min Vol Factor ETF                   | 811-09102         |
| iShares MSCI Global Quality Factor ETF                   | 811-09729         |
| iShares MSCI Global Sustainable Development Goals ETF    | 811-09729         |
| iShares MSCI Hong Kong ETF                               | 811-09102         |
| iShares MSCI India ETF                                   | 811-09729         |
| iShares MSCI India Small-Cap ETF                         | 811-09729         |
| iShares MSCI Indonesia ETF                               | 811-09729         |
| iShares MSCI Ireland ETF                                 | 811-09729         |
| iShares MSCI Israel ETF                                  | 811-09102         |
| iShares MSCI Italy ETF                                   | 811-09102         |
| iShares MSCI Japan ETF                                   | 811-09102         |
| iShares MSCI Japan Small-Cap ETF                         | 811-09102         |
| iShares MSCI Japan Value ETF                             | 811-09729         |
| iShares MSCI Kuwait ETF                                  | 811-09729         |
| iShares MSCI Malaysia ETF                                | 811-09102         |
| iShares MSCI Mexico ETF                                  | 811-09102         |
| iShares MSCI Netherlands ETF                             | 811-09102         |
| iShares MSCI New Zealand ETF                             | 811-09729         |
| iShares MSCI Norway ETF                                  | 811-09729         |
| iShares MSCI Peru and Global Exposure ETF                | 811-09729         |
| iShares MSCI Philippines ETF                             | 811-09729         |
| iShares MSCI Poland ETF                                  | 811-09729         |
| iShares MSCI Qatar ETF                                   | 811-09729         |
| iShares MSCI Saudi Arabia ETF                            | 811-09729         |
| iShares MSCI Singapore ETF                               | 811-09102         |
| iShares MSCI South Africa ETF                            | 811-09102         |
| iShares MSCI South Korea ETF                             | 811-09102         |
| iShares MSCI Spain ETF                                   | 811-09102         |
| iShares MSCI Sweden ETF                                  | 811-09102         |
| iShares MSCI Switzerland ETF                             | 811-09102         |
| iShares MSCI Taiwan ETF                                  | 811-09102         |
| iShares MSCI Thailand ETF                                | 811-09102         |
| iShares MSCI Turkey ETF                                  | 811-09102         |
| iShares MSCI UAE ETF                                     | 811-09729         |
| iShares MSCI United Kingdom ETF                          | 811-09729         |
| iShares MSCI United Kingdom Small-Cap ETF                | 811-09729         |
| iShares Self-Driving EV and Tech ETF                     | 811-09729         |
| iShares U.S. Power Infrastructure ETF                    | 811-09102         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 33 - iShares Global Utilities ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Global Utilities ETF

- **b. Series identification number, if any:** S000008883

- **c. LEI:** 549300R2GRIF7YTJEM18

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class        | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Global Utilities ETF | C000024197                                | JXI                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $8,739.73

- **g. Provide the net income from securities lending activities:** $907.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** SG Americas Securities, LLC

- **ii. LEI, if any:** 549300F35UE0BOM1WJ55

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $778.08

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $322.32

**Brokers Record: 3**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $316.14

**Brokers Record: 4**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $738.10

**Brokers Record: 5**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $385.16

**Brokers Record: 6**

- **i. Full name of broker:** BMO Capital Markets Corp.

- **ii. SEC file number:** 008-34344

- **iii. CRD number:** 000016686

- **iv. LEI, if any:** RUC0QBLBRPRCU4W1NE59

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $550.12

**Brokers Record: 7**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $469.12

**Brokers Record: 8**

- **i. Full name of broker:** SG Americas Securities, LLC

- **ii. SEC file number:** 008-66125

- **iii. CRD number:** 000128351

- **iv. LEI, if any:** 549300F35UE0BOM1WJ55

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $322.04

**Brokers Record: 9**

- **i. Full name of broker:** BTG Pactual US Capital, LLC

- **ii. SEC file number:** 008-68148

- **iii. CRD number:** 000149486

- **iv. LEI, if any:** 549300EUEDL5GKQW8U35

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $386.22

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $511.32

**Aggregate Commission:** $5,923.17

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                           | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $70,888,568.70            |
| Citigroup Global Markets Inc.                        | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $4,280,032.26             |
| UBS Securities LLC                                   | 008-22651         |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $34,031,670.68            |
| Morgan Stanley & Co. LLC                             | 008-15869         |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $3,867,901.03             |
| BlackRock Funds III - BlackRock Cash Funds: Treasury | 008-48436         |    000038642 | 5493006MRTEZZ4S4CQ20 | NY      | US        | $35,834,405.71            |
| Jane Street Capital, LLC                             | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $10,711,124.34            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $159,613,702.72

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $228,989,381.11

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $900,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 2 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Co.

  - **Line Institutions Record: 4 Name of institution:** The Bank of New York Mellon

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                             | SEC File number   |
|:---|:---|
| iShares 0-1 Year Treasury Bond ETF                       | 811-09729         |
| iShares 0-3 Month Treasury Bond ETF                      | 811-09729         |
| iShares Asia 50 ETF                                      | 811-09729         |
| iShares Breakthrough Environmental Solutions ETF         | 811-09729         |
| iShares Copper and Metals Mining ETF                     | 811-09729         |
| iShares Core MSCI Emerging Markets ETF                   | 811-09102         |
| iShares Core MSCI Total International Stock ETF          | 811-09729         |
| iShares Currency Hedged MSCI EAFE ETF                    | 811-09729         |
| iShares Currency Hedged MSCI Emerging Markets ETF        | 811-09102         |
| iShares Currency Hedged MSCI Japan ETF                   | 811-09729         |
| iShares Cybersecurity and Tech ETF                       | 811-09729         |
| iShares ESG Advanced MSCI EM ETF                         | 811-09729         |
| iShares ESG Aware MSCI EM ETF                            | 811-09102         |
| iShares ESG MSCI EM Leaders ETF                          | 811-09729         |
| iShares Emerging Markets Dividend ETF                    | 811-09102         |
| iShares Emerging Markets Equity Factor ETF               | 811-09102         |
| iShares Emerging Markets Infrastructure ETF              | 811-09729         |
| iShares Energy Storage & Materials ETF                   | 811-09729         |
| iShares Environmental Infrastructure and Industrials ETF | 811-09729         |
| iShares Environmentally Aware Real Estate ETF            | 811-09729         |
| iShares Future AI & Tech ETF                             | 811-09729         |
| iShares Future Exponential Technologies ETF              | 811-09729         |
| iShares Future Metaverse Tech and Communications ETF     | 811-09729         |
| iShares Genomics Immunology and Healthcare ETF           | 811-09729         |
| iShares Global 100 ETF                                   | 811-09729         |
| iShares Global Clean Energy ETF                          | 811-09729         |
| iShares Global Comm Services ETF                         | 811-09729         |
| iShares Global Consumer Discretionary ETF                | 811-09729         |
| iShares Global Consumer Staples ETF                      | 811-09729         |
| iShares Global Equity Factor ETF                         | 811-09729         |
| iShares Global Financials ETF                            | 811-09729         |
| iShares Global Industrials ETF                           | 811-09729         |
| iShares Global REIT ETF                                  | 811-09729         |
| iShares Global Tech ETF                                  | 811-09729         |
| iShares Global Timber & Forestry ETF                     | 811-09729         |
| iShares India 50 ETF                                     | 811-09729         |
| iShares International Dividend Growth ETF                | 811-09729         |
| iShares International Select Dividend ETF                | 811-09729         |
| iShares J.P. Morgan EM Local Currency Bond ETF           | 811-09102         |
| iShares JPX-Nikkei 400 ETF                               | 811-09729         |
| iShares Latin America 40 ETF                             | 811-09729         |
| iShares Lithium Miners and Producers ETF                 | 811-09729         |
| iShares Low Carbon Optimized MSCI ACWI ETF               | 811-09729         |
| iShares MSCI ACWI ETF                                    | 811-09729         |
| iShares MSCI ACWI ex U.S. ETF                            | 811-09729         |
| iShares MSCI Agriculture Producers ETF                   | 811-09102         |
| iShares MSCI All Country Asia ex Japan ETF               | 811-09729         |
| iShares MSCI Australia ETF                               | 811-09102         |
| iShares MSCI Austria ETF                                 | 811-09102         |
| iShares MSCI BIC ETF                                     | 811-09102         |
| iShares MSCI Belgium ETF                                 | 811-09102         |
| iShares MSCI Brazil ETF                                  | 811-09102         |
| iShares MSCI Brazil Small-Cap ETF                        | 811-09729         |
| iShares MSCI Canada ETF                                  | 811-09102         |
| iShares MSCI Chile ETF                                   | 811-09102         |
| iShares MSCI China A ETF                                 | 811-09729         |
| iShares MSCI China ETF                                   | 811-09729         |
| iShares MSCI China Multisector Tech ETF                  | 811-09729         |
| iShares MSCI China Small-Cap ETF                         | 811-09729         |
| iShares MSCI Denmark ETF                                 | 811-09729         |
| iShares MSCI Emerging Markets Asia ETF                   | 811-09102         |
| iShares MSCI Emerging Markets ETF                        | 811-09102         |
| iShares MSCI Emerging Markets Min Vol Factor ETF         | 811-09102         |
| iShares MSCI Emerging Markets Quality Factor ETF         | 811-09729         |
| iShares MSCI Emerging Markets Small-Cap ETF              | 811-09102         |
| iShares MSCI Emerging Markets Value Factor ETF           | 811-09729         |
| iShares MSCI Emerging Markets ex China ETF               | 811-09102         |
| iShares MSCI Finland ETF                                 | 811-09729         |
| iShares MSCI France ETF                                  | 811-09102         |
| iShares MSCI Germany ETF                                 | 811-09102         |
| iShares MSCI Global Metals & Mining Producers ETF        | 811-09102         |
| iShares MSCI Global Min Vol Factor ETF                   | 811-09102         |
| iShares MSCI Global Quality Factor ETF                   | 811-09729         |
| iShares MSCI Global Sustainable Development Goals ETF    | 811-09729         |
| iShares MSCI Hong Kong ETF                               | 811-09102         |
| iShares MSCI India ETF                                   | 811-09729         |
| iShares MSCI India Small-Cap ETF                         | 811-09729         |
| iShares MSCI Indonesia ETF                               | 811-09729         |
| iShares MSCI Ireland ETF                                 | 811-09729         |
| iShares MSCI Israel ETF                                  | 811-09102         |
| iShares MSCI Italy ETF                                   | 811-09102         |
| iShares MSCI Japan ETF                                   | 811-09102         |
| iShares MSCI Japan Small-Cap ETF                         | 811-09102         |
| iShares MSCI Japan Value ETF                             | 811-09729         |
| iShares MSCI Kuwait ETF                                  | 811-09729         |
| iShares MSCI Malaysia ETF                                | 811-09102         |
| iShares MSCI Mexico ETF                                  | 811-09102         |
| iShares MSCI Netherlands ETF                             | 811-09102         |
| iShares MSCI New Zealand ETF                             | 811-09729         |
| iShares MSCI Norway ETF                                  | 811-09729         |
| iShares MSCI Peru and Global Exposure ETF                | 811-09729         |
| iShares MSCI Philippines ETF                             | 811-09729         |
| iShares MSCI Poland ETF                                  | 811-09729         |
| iShares MSCI Qatar ETF                                   | 811-09729         |
| iShares MSCI Saudi Arabia ETF                            | 811-09729         |
| iShares MSCI Singapore ETF                               | 811-09102         |
| iShares MSCI South Africa ETF                            | 811-09102         |
| iShares MSCI South Korea ETF                             | 811-09102         |
| iShares MSCI Spain ETF                                   | 811-09102         |
| iShares MSCI Sweden ETF                                  | 811-09102         |
| iShares MSCI Switzerland ETF                             | 811-09102         |
| iShares MSCI Taiwan ETF                                  | 811-09102         |
| iShares MSCI Thailand ETF                                | 811-09102         |
| iShares MSCI Turkey ETF                                  | 811-09102         |
| iShares MSCI UAE ETF                                     | 811-09729         |
| iShares MSCI United Kingdom ETF                          | 811-09729         |
| iShares MSCI United Kingdom Small-Cap ETF                | 811-09729         |
| iShares Self-Driving EV and Tech ETF                     | 811-09729         |
| iShares U.S. Power Infrastructure ETF                    | 811-09102         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 34 - iShares India 50 ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares India 50 ETF

- **b. Series identification number, if any:** S000022341

- **c. LEI:** 549300U1Z4I3HD2JAY15

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares India 50 ETF    | C000064225                                | INDY                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $0.00

- **g. Provide the net income from securities lending activities:** $0.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** Wells Fargo Securities LLC

- **ii. LEI, if any:** VYVVCKR63DVZZN70PB21

- **iii. State, if applicable:** NC

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $26,623.44

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,540.76

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,799.44

**Brokers Record: 4**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $30,645.56

**Brokers Record: 5**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** DE

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,164.95

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,900.59

**Brokers Record: 7**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,147.25

**Brokers Record: 8**

- **i. Full name of broker:** Macquarie Capital (USA) Inc.

- **ii. SEC file number:** 008-47198

- **iii. CRD number:** 000036368

- **iv. LEI, if any:** 549300670K07JRB5UQ40

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $15,001.77

**Brokers Record: 9**

- **i. Full name of broker:** Wells Fargo Securities, LLC

- **ii. SEC file number:** 008-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,584.80

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $20,571.50

**Aggregate Commission:** $145,605.34

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| BlackRock Funds III - BlackRock Cash Funds: Treasury | 008-48436         |    000038642 | 5493006MRTEZZ4S4CQ20 | NY      | US        | $391,145,055.24           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $391,145,055.24

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $659,641,175.31

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $900,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 2 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Co.

  - **Line Institutions Record: 4 Name of institution:** The Bank of New York Mellon

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                             | SEC File number   |
|:---|:---|
| iShares 0-1 Year Treasury Bond ETF                       | 811-09729         |
| iShares 0-3 Month Treasury Bond ETF                      | 811-09729         |
| iShares Asia 50 ETF                                      | 811-09729         |
| iShares Breakthrough Environmental Solutions ETF         | 811-09729         |
| iShares Copper and Metals Mining ETF                     | 811-09729         |
| iShares Core MSCI Emerging Markets ETF                   | 811-09102         |
| iShares Core MSCI Total International Stock ETF          | 811-09729         |
| iShares Currency Hedged MSCI EAFE ETF                    | 811-09729         |
| iShares Currency Hedged MSCI Emerging Markets ETF        | 811-09102         |
| iShares Currency Hedged MSCI Japan ETF                   | 811-09729         |
| iShares Cybersecurity and Tech ETF                       | 811-09729         |
| iShares ESG Advanced MSCI EM ETF                         | 811-09729         |
| iShares ESG Aware MSCI EM ETF                            | 811-09102         |
| iShares ESG MSCI EM Leaders ETF                          | 811-09729         |
| iShares Emerging Markets Dividend ETF                    | 811-09102         |
| iShares Emerging Markets Equity Factor ETF               | 811-09102         |
| iShares Emerging Markets Infrastructure ETF              | 811-09729         |
| iShares Energy Storage & Materials ETF                   | 811-09729         |
| iShares Environmental Infrastructure and Industrials ETF | 811-09729         |
| iShares Environmentally Aware Real Estate ETF            | 811-09729         |
| iShares Future AI & Tech ETF                             | 811-09729         |
| iShares Future Exponential Technologies ETF              | 811-09729         |
| iShares Future Metaverse Tech and Communications ETF     | 811-09729         |
| iShares Genomics Immunology and Healthcare ETF           | 811-09729         |
| iShares Global 100 ETF                                   | 811-09729         |
| iShares Global Clean Energy ETF                          | 811-09729         |
| iShares Global Comm Services ETF                         | 811-09729         |
| iShares Global Consumer Discretionary ETF                | 811-09729         |
| iShares Global Consumer Staples ETF                      | 811-09729         |
| iShares Global Equity Factor ETF                         | 811-09729         |
| iShares Global Financials ETF                            | 811-09729         |
| iShares Global Industrials ETF                           | 811-09729         |
| iShares Global REIT ETF                                  | 811-09729         |
| iShares Global Tech ETF                                  | 811-09729         |
| iShares Global Timber & Forestry ETF                     | 811-09729         |
| iShares Global Utilities ETF                             | 811-09729         |
| iShares International Dividend Growth ETF                | 811-09729         |
| iShares International Select Dividend ETF                | 811-09729         |
| iShares J.P. Morgan EM Local Currency Bond ETF           | 811-09102         |
| iShares JPX-Nikkei 400 ETF                               | 811-09729         |
| iShares Latin America 40 ETF                             | 811-09729         |
| iShares Lithium Miners and Producers ETF                 | 811-09729         |
| iShares Low Carbon Optimized MSCI ACWI ETF               | 811-09729         |
| iShares MSCI ACWI ETF                                    | 811-09729         |
| iShares MSCI ACWI ex U.S. ETF                            | 811-09729         |
| iShares MSCI Agriculture Producers ETF                   | 811-09102         |
| iShares MSCI All Country Asia ex Japan ETF               | 811-09729         |
| iShares MSCI Australia ETF                               | 811-09102         |
| iShares MSCI Austria ETF                                 | 811-09102         |
| iShares MSCI BIC ETF                                     | 811-09102         |
| iShares MSCI Belgium ETF                                 | 811-09102         |
| iShares MSCI Brazil ETF                                  | 811-09102         |
| iShares MSCI Brazil Small-Cap ETF                        | 811-09729         |
| iShares MSCI Canada ETF                                  | 811-09102         |
| iShares MSCI Chile ETF                                   | 811-09102         |
| iShares MSCI China A ETF                                 | 811-09729         |
| iShares MSCI China ETF                                   | 811-09729         |
| iShares MSCI China Multisector Tech ETF                  | 811-09729         |
| iShares MSCI China Small-Cap ETF                         | 811-09729         |
| iShares MSCI Denmark ETF                                 | 811-09729         |
| iShares MSCI Emerging Markets Asia ETF                   | 811-09102         |
| iShares MSCI Emerging Markets ETF                        | 811-09102         |
| iShares MSCI Emerging Markets Min Vol Factor ETF         | 811-09102         |
| iShares MSCI Emerging Markets Quality Factor ETF         | 811-09729         |
| iShares MSCI Emerging Markets Small-Cap ETF              | 811-09102         |
| iShares MSCI Emerging Markets Value Factor ETF           | 811-09729         |
| iShares MSCI Emerging Markets ex China ETF               | 811-09102         |
| iShares MSCI Finland ETF                                 | 811-09729         |
| iShares MSCI France ETF                                  | 811-09102         |
| iShares MSCI Germany ETF                                 | 811-09102         |
| iShares MSCI Global Metals & Mining Producers ETF        | 811-09102         |
| iShares MSCI Global Min Vol Factor ETF                   | 811-09102         |
| iShares MSCI Global Quality Factor ETF                   | 811-09729         |
| iShares MSCI Global Sustainable Development Goals ETF    | 811-09729         |
| iShares MSCI Hong Kong ETF                               | 811-09102         |
| iShares MSCI India ETF                                   | 811-09729         |
| iShares MSCI India Small-Cap ETF                         | 811-09729         |
| iShares MSCI Indonesia ETF                               | 811-09729         |
| iShares MSCI Ireland ETF                                 | 811-09729         |
| iShares MSCI Israel ETF                                  | 811-09102         |
| iShares MSCI Italy ETF                                   | 811-09102         |
| iShares MSCI Japan ETF                                   | 811-09102         |
| iShares MSCI Japan Small-Cap ETF                         | 811-09102         |
| iShares MSCI Japan Value ETF                             | 811-09729         |
| iShares MSCI Kuwait ETF                                  | 811-09729         |
| iShares MSCI Malaysia ETF                                | 811-09102         |
| iShares MSCI Mexico ETF                                  | 811-09102         |
| iShares MSCI Netherlands ETF                             | 811-09102         |
| iShares MSCI New Zealand ETF                             | 811-09729         |
| iShares MSCI Norway ETF                                  | 811-09729         |
| iShares MSCI Peru and Global Exposure ETF                | 811-09729         |
| iShares MSCI Philippines ETF                             | 811-09729         |
| iShares MSCI Poland ETF                                  | 811-09729         |
| iShares MSCI Qatar ETF                                   | 811-09729         |
| iShares MSCI Saudi Arabia ETF                            | 811-09729         |
| iShares MSCI Singapore ETF                               | 811-09102         |
| iShares MSCI South Africa ETF                            | 811-09102         |
| iShares MSCI South Korea ETF                             | 811-09102         |
| iShares MSCI Spain ETF                                   | 811-09102         |
| iShares MSCI Sweden ETF                                  | 811-09102         |
| iShares MSCI Switzerland ETF                             | 811-09102         |
| iShares MSCI Taiwan ETF                                  | 811-09102         |
| iShares MSCI Thailand ETF                                | 811-09102         |
| iShares MSCI Turkey ETF                                  | 811-09102         |
| iShares MSCI UAE ETF                                     | 811-09729         |
| iShares MSCI United Kingdom ETF                          | 811-09729         |
| iShares MSCI United Kingdom Small-Cap ETF                | 811-09729         |
| iShares Self-Driving EV and Tech ETF                     | 811-09729         |
| iShares U.S. Power Infrastructure ETF                    | 811-09102         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 35 - iShares International Developed Small Cap Value Factor ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares International Developed Small Cap Value Factor ETF

- **b. Series identification number, if any:** S000070653

- **c. LEI:** 549300TT62NEGG44GD41

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                                      | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares International Developed Small Cap Value Factor ETF | C000224636                                | ISVL                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $914,311.23

- **g. Provide the net income from securities lending activities:** $7,630.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** Wells Fargo Securities LLC

- **ii. LEI, if any:** VYVVCKR63DVZZN70PB21

- **iii. State, if applicable:** NC

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,897.39

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,328.89

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,469.53

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,413.73

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,108.52

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,542.31

**Brokers Record: 7**

- **i. Full name of broker:** BMO Capital Markets Corp.

- **ii. SEC file number:** 008-34344

- **iii. CRD number:** 000016686

- **iv. LEI, if any:** RUC0QBLBRPRCU4W1NE59

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,398.65

**Brokers Record: 8**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,241.33

**Brokers Record: 9**

- **i. Full name of broker:** Loop Capital Markets LLC

- **ii. SEC file number:** 008-50140

- **iii. CRD number:** 000043098

- **iv. LEI, if any:** 254900FPPM2WN90D4786

- **v. State, if applicable:** DE

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,803.46

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,343.01

**Aggregate Commission:** $54,658.23

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                           | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $109,032,809.05           |
| Citigroup Global Markets Inc.                        | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $13,424,107.17            |
| UBS Securities LLC                                   | 008-22651         |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $9,574,435.22             |
| BlackRock Funds III - BlackRock Cash Funds: Treasury | 008-48436         |    000038642 | 5493006MRTEZZ4S4CQ20 | NY      | US        | $17,302,228.73            |
| BofA Securities, Inc.                                | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $171,957,177.43           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $321,290,757.60

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $94,094,779.04

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 36 - iShares International Dividend Growth ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares International Dividend Growth ETF

- **b. Series identification number, if any:** S000053600

- **c. LEI:** 549300ZTYP49IIVWPY18

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                     | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares International Dividend Growth ETF | C000168437                                | IGRO                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $1,216,635.31

- **g. Provide the net income from securities lending activities:** $24,176.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** Citigroup Global Markets Inc.

- **ii. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $42,456.04

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $57,360.56

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $22,452.82

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11,403.97

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $44,535.18

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $33,408.68

**Brokers Record: 7**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11,166.61

**Brokers Record: 8**

- **i. Full name of broker:** Macquarie Capital (USA) Inc.

- **ii. SEC file number:** 008-47198

- **iii. CRD number:** 000036368

- **iv. LEI, if any:** 549300670K07JRB5UQ40

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,250.03

**Brokers Record: 9**

- **i. Full name of broker:** CLSA Americas, LLC

- **ii. SEC file number:** 008-69166

- **iii. CRD number:** 000165533

- **iv. LEI, if any:** 213800M2DXATWY7JMS07

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,540.03

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $16,539.62

**Aggregate Commission:** $302,151.64

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                           | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $107,116,453.03           |
| Goldman Sachs & Co. LLC                              | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $10,792,488.38            |
| UBS Securities LLC                                   | 008-22651         |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $108,756,050.97           |
| BlackRock Funds III - BlackRock Cash Funds: Treasury | 008-48436         |    000038642 | 5493006MRTEZZ4S4CQ20 | NY      | US        | $288,363,393.27           |
| BofA Securities, Inc.                                | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $99,694,775.91            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $614,723,161.56

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $1,143,874,975.25

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $900,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 2 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Co.

  - **Line Institutions Record: 4 Name of institution:** The Bank of New York Mellon

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                             | SEC File number   |
|:---|:---|
| iShares 0-1 Year Treasury Bond ETF                       | 811-09729         |
| iShares 0-3 Month Treasury Bond ETF                      | 811-09729         |
| iShares Asia 50 ETF                                      | 811-09729         |
| iShares Breakthrough Environmental Solutions ETF         | 811-09729         |
| iShares Copper and Metals Mining ETF                     | 811-09729         |
| iShares Core MSCI Emerging Markets ETF                   | 811-09102         |
| iShares Core MSCI Total International Stock ETF          | 811-09729         |
| iShares Currency Hedged MSCI EAFE ETF                    | 811-09729         |
| iShares Currency Hedged MSCI Emerging Markets ETF        | 811-09102         |
| iShares Currency Hedged MSCI Japan ETF                   | 811-09729         |
| iShares Cybersecurity and Tech ETF                       | 811-09729         |
| iShares ESG Advanced MSCI EM ETF                         | 811-09729         |
| iShares ESG Aware MSCI EM ETF                            | 811-09102         |
| iShares ESG MSCI EM Leaders ETF                          | 811-09729         |
| iShares Emerging Markets Dividend ETF                    | 811-09102         |
| iShares Emerging Markets Equity Factor ETF               | 811-09102         |
| iShares Emerging Markets Infrastructure ETF              | 811-09729         |
| iShares Energy Storage & Materials ETF                   | 811-09729         |
| iShares Environmental Infrastructure and Industrials ETF | 811-09729         |
| iShares Environmentally Aware Real Estate ETF            | 811-09729         |
| iShares Future AI & Tech ETF                             | 811-09729         |
| iShares Future Exponential Technologies ETF              | 811-09729         |
| iShares Future Metaverse Tech and Communications ETF     | 811-09729         |
| iShares Genomics Immunology and Healthcare ETF           | 811-09729         |
| iShares Global 100 ETF                                   | 811-09729         |
| iShares Global Clean Energy ETF                          | 811-09729         |
| iShares Global Comm Services ETF                         | 811-09729         |
| iShares Global Consumer Discretionary ETF                | 811-09729         |
| iShares Global Consumer Staples ETF                      | 811-09729         |
| iShares Global Equity Factor ETF                         | 811-09729         |
| iShares Global Financials ETF                            | 811-09729         |
| iShares Global Industrials ETF                           | 811-09729         |
| iShares Global REIT ETF                                  | 811-09729         |
| iShares Global Tech ETF                                  | 811-09729         |
| iShares Global Timber & Forestry ETF                     | 811-09729         |
| iShares Global Utilities ETF                             | 811-09729         |
| iShares India 50 ETF                                     | 811-09729         |
| iShares International Select Dividend ETF                | 811-09729         |
| iShares J.P. Morgan EM Local Currency Bond ETF           | 811-09102         |
| iShares JPX-Nikkei 400 ETF                               | 811-09729         |
| iShares Latin America 40 ETF                             | 811-09729         |
| iShares Lithium Miners and Producers ETF                 | 811-09729         |
| iShares Low Carbon Optimized MSCI ACWI ETF               | 811-09729         |
| iShares MSCI ACWI ETF                                    | 811-09729         |
| iShares MSCI ACWI ex U.S. ETF                            | 811-09729         |
| iShares MSCI Agriculture Producers ETF                   | 811-09102         |
| iShares MSCI All Country Asia ex Japan ETF               | 811-09729         |
| iShares MSCI Australia ETF                               | 811-09102         |
| iShares MSCI Austria ETF                                 | 811-09102         |
| iShares MSCI BIC ETF                                     | 811-09102         |
| iShares MSCI Belgium ETF                                 | 811-09102         |
| iShares MSCI Brazil ETF                                  | 811-09102         |
| iShares MSCI Brazil Small-Cap ETF                        | 811-09729         |
| iShares MSCI Canada ETF                                  | 811-09102         |
| iShares MSCI Chile ETF                                   | 811-09102         |
| iShares MSCI China A ETF                                 | 811-09729         |
| iShares MSCI China ETF                                   | 811-09729         |
| iShares MSCI China Multisector Tech ETF                  | 811-09729         |
| iShares MSCI China Small-Cap ETF                         | 811-09729         |
| iShares MSCI Denmark ETF                                 | 811-09729         |
| iShares MSCI Emerging Markets Asia ETF                   | 811-09102         |
| iShares MSCI Emerging Markets ETF                        | 811-09102         |
| iShares MSCI Emerging Markets Min Vol Factor ETF         | 811-09102         |
| iShares MSCI Emerging Markets Quality Factor ETF         | 811-09729         |
| iShares MSCI Emerging Markets Small-Cap ETF              | 811-09102         |
| iShares MSCI Emerging Markets Value Factor ETF           | 811-09729         |
| iShares MSCI Emerging Markets ex China ETF               | 811-09102         |
| iShares MSCI Finland ETF                                 | 811-09729         |
| iShares MSCI France ETF                                  | 811-09102         |
| iShares MSCI Germany ETF                                 | 811-09102         |
| iShares MSCI Global Metals & Mining Producers ETF        | 811-09102         |
| iShares MSCI Global Min Vol Factor ETF                   | 811-09102         |
| iShares MSCI Global Quality Factor ETF                   | 811-09729         |
| iShares MSCI Global Sustainable Development Goals ETF    | 811-09729         |
| iShares MSCI Hong Kong ETF                               | 811-09102         |
| iShares MSCI India ETF                                   | 811-09729         |
| iShares MSCI India Small-Cap ETF                         | 811-09729         |
| iShares MSCI Indonesia ETF                               | 811-09729         |
| iShares MSCI Ireland ETF                                 | 811-09729         |
| iShares MSCI Israel ETF                                  | 811-09102         |
| iShares MSCI Italy ETF                                   | 811-09102         |
| iShares MSCI Japan ETF                                   | 811-09102         |
| iShares MSCI Japan Small-Cap ETF                         | 811-09102         |
| iShares MSCI Japan Value ETF                             | 811-09729         |
| iShares MSCI Kuwait ETF                                  | 811-09729         |
| iShares MSCI Malaysia ETF                                | 811-09102         |
| iShares MSCI Mexico ETF                                  | 811-09102         |
| iShares MSCI Netherlands ETF                             | 811-09102         |
| iShares MSCI New Zealand ETF                             | 811-09729         |
| iShares MSCI Norway ETF                                  | 811-09729         |
| iShares MSCI Peru and Global Exposure ETF                | 811-09729         |
| iShares MSCI Philippines ETF                             | 811-09729         |
| iShares MSCI Poland ETF                                  | 811-09729         |
| iShares MSCI Qatar ETF                                   | 811-09729         |
| iShares MSCI Saudi Arabia ETF                            | 811-09729         |
| iShares MSCI Singapore ETF                               | 811-09102         |
| iShares MSCI South Africa ETF                            | 811-09102         |
| iShares MSCI South Korea ETF                             | 811-09102         |
| iShares MSCI Spain ETF                                   | 811-09102         |
| iShares MSCI Sweden ETF                                  | 811-09102         |
| iShares MSCI Switzerland ETF                             | 811-09102         |
| iShares MSCI Taiwan ETF                                  | 811-09102         |
| iShares MSCI Thailand ETF                                | 811-09102         |
| iShares MSCI Turkey ETF                                  | 811-09102         |
| iShares MSCI UAE ETF                                     | 811-09729         |
| iShares MSCI United Kingdom ETF                          | 811-09729         |
| iShares MSCI United Kingdom Small-Cap ETF                | 811-09729         |
| iShares Self-Driving EV and Tech ETF                     | 811-09729         |
| iShares U.S. Power Infrastructure ETF                    | 811-09102         |

- **v. Did the Fund draw on the line of credit this period?** —

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 37 - iShares JPX-Nikkei 400 ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares JPX-Nikkei 400 ETF

- **b. Series identification number, if any:** S000004337

- **c. LEI:** 5493006E0V3ITSKLLV81

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class      | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares JPX-Nikkei 400 ETF | C000012067                                | JPXN                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $1,207,212.36

- **g. Provide the net income from securities lending activities:** $1,982.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** HSBC Securities (USA) Inc.

- **ii. LEI, if any:** CYYGQCGNHMHPSMRL3R97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,203.72

**Brokers Record: 2**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $455.49

**Brokers Record: 3**

- **i. Full name of broker:** Nomura Securities International, Inc.

- **ii. SEC file number:** 008-15255

- **iii. CRD number:** 000004297

- **iv. LEI, if any:** OXTKY6Q8X53C9ILVV871

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $615.44

**Brokers Record: 4**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $770.94

**Brokers Record: 5**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $337.60

**Brokers Record: 6**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $727.93

**Brokers Record: 7**

- **i. Full name of broker:** HSBC Securities (USA) Inc.

- **ii. SEC file number:** 008-41562

- **iii. CRD number:** 000019585

- **iv. LEI, if any:** CYYGQCGNHMHPSMRL3R97

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,459.18

**Brokers Record: 8**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $451.98

**Brokers Record: 9**

- **i. Full name of broker:** CLSA Americas, LLC

- **ii. SEC file number:** 008-69166

- **iii. CRD number:** 000165533

- **iv. LEI, if any:** 213800M2DXATWY7JMS07

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $578.08

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $526.90

**Aggregate Commission:** $7,799.22

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                           | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $56,161,835.45            |
| Daiwa Capital Markets America Inc.                   | 008-12242         |    000001576 | M67H5PRC0NQKM73ZAS82 | NY      | US        | $13,522,346.01            |
| UBS Securities LLC                                   | 008-22651         |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $151,562,793.94           |
| Macquarie Capital (USA) Inc.                         | 008-47198         |    000036368 | 549300670K07JRB5UQ40 | NY      | US        | $26,991,633.57            |
| BlackRock Funds III - BlackRock Cash Funds: Treasury | 008-48436         |    000038642 | 5493006MRTEZZ4S4CQ20 | NY      | US        | $10,676,387.35            |
| BofA Securities, Inc.                                | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $29,005,591.32            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $287,920,587.64

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $111,729,011.62

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $900,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 2 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Co.

  - **Line Institutions Record: 4 Name of institution:** The Bank of New York Mellon

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                             | SEC File number   |
|:---|:---|
| iShares 0-1 Year Treasury Bond ETF                       | 811-09729         |
| iShares 0-3 Month Treasury Bond ETF                      | 811-09729         |
| iShares Asia 50 ETF                                      | 811-09729         |
| iShares Breakthrough Environmental Solutions ETF         | 811-09729         |
| iShares Copper and Metals Mining ETF                     | 811-09729         |
| iShares Core MSCI Emerging Markets ETF                   | 811-09102         |
| iShares Core MSCI Total International Stock ETF          | 811-09729         |
| iShares Currency Hedged MSCI EAFE ETF                    | 811-09729         |
| iShares Currency Hedged MSCI Emerging Markets ETF        | 811-09102         |
| iShares Currency Hedged MSCI Japan ETF                   | 811-09729         |
| iShares Cybersecurity and Tech ETF                       | 811-09729         |
| iShares ESG Advanced MSCI EM ETF                         | 811-09729         |
| iShares ESG Aware MSCI EM ETF                            | 811-09102         |
| iShares ESG MSCI EM Leaders ETF                          | 811-09729         |
| iShares Emerging Markets Dividend ETF                    | 811-09102         |
| iShares Emerging Markets Equity Factor ETF               | 811-09102         |
| iShares Emerging Markets Infrastructure ETF              | 811-09729         |
| iShares Energy Storage & Materials ETF                   | 811-09729         |
| iShares Environmental Infrastructure and Industrials ETF | 811-09729         |
| iShares Environmentally Aware Real Estate ETF            | 811-09729         |
| iShares Future AI & Tech ETF                             | 811-09729         |
| iShares Future Exponential Technologies ETF              | 811-09729         |
| iShares Future Metaverse Tech and Communications ETF     | 811-09729         |
| iShares Genomics Immunology and Healthcare ETF           | 811-09729         |
| iShares Global 100 ETF                                   | 811-09729         |
| iShares Global Clean Energy ETF                          | 811-09729         |
| iShares Global Comm Services ETF                         | 811-09729         |
| iShares Global Consumer Discretionary ETF                | 811-09729         |
| iShares Global Consumer Staples ETF                      | 811-09729         |
| iShares Global Equity Factor ETF                         | 811-09729         |
| iShares Global Financials ETF                            | 811-09729         |
| iShares Global Industrials ETF                           | 811-09729         |
| iShares Global REIT ETF                                  | 811-09729         |
| iShares Global Tech ETF                                  | 811-09729         |
| iShares Global Timber & Forestry ETF                     | 811-09729         |
| iShares Global Utilities ETF                             | 811-09729         |
| iShares India 50 ETF                                     | 811-09729         |
| iShares International Dividend Growth ETF                | 811-09729         |
| iShares International Select Dividend ETF                | 811-09729         |
| iShares J.P. Morgan EM Local Currency Bond ETF           | 811-09102         |
| iShares Latin America 40 ETF                             | 811-09729         |
| iShares Lithium Miners and Producers ETF                 | 811-09729         |
| iShares Low Carbon Optimized MSCI ACWI ETF               | 811-09729         |
| iShares MSCI ACWI ETF                                    | 811-09729         |
| iShares MSCI ACWI ex U.S. ETF                            | 811-09729         |
| iShares MSCI Agriculture Producers ETF                   | 811-09102         |
| iShares MSCI All Country Asia ex Japan ETF               | 811-09729         |
| iShares MSCI Australia ETF                               | 811-09102         |
| iShares MSCI Austria ETF                                 | 811-09102         |
| iShares MSCI BIC ETF                                     | 811-09102         |
| iShares MSCI Belgium ETF                                 | 811-09102         |
| iShares MSCI Brazil ETF                                  | 811-09102         |
| iShares MSCI Brazil Small-Cap ETF                        | 811-09729         |
| iShares MSCI Canada ETF                                  | 811-09102         |
| iShares MSCI Chile ETF                                   | 811-09102         |
| iShares MSCI China A ETF                                 | 811-09729         |
| iShares MSCI China ETF                                   | 811-09729         |
| iShares MSCI China Multisector Tech ETF                  | 811-09729         |
| iShares MSCI China Small-Cap ETF                         | 811-09729         |
| iShares MSCI Denmark ETF                                 | 811-09729         |
| iShares MSCI Emerging Markets Asia ETF                   | 811-09102         |
| iShares MSCI Emerging Markets ETF                        | 811-09102         |
| iShares MSCI Emerging Markets Min Vol Factor ETF         | 811-09102         |
| iShares MSCI Emerging Markets Quality Factor ETF         | 811-09729         |
| iShares MSCI Emerging Markets Small-Cap ETF              | 811-09102         |
| iShares MSCI Emerging Markets Value Factor ETF           | 811-09729         |
| iShares MSCI Emerging Markets ex China ETF               | 811-09102         |
| iShares MSCI Finland ETF                                 | 811-09729         |
| iShares MSCI France ETF                                  | 811-09102         |
| iShares MSCI Germany ETF                                 | 811-09102         |
| iShares MSCI Global Metals & Mining Producers ETF        | 811-09102         |
| iShares MSCI Global Min Vol Factor ETF                   | 811-09102         |
| iShares MSCI Global Quality Factor ETF                   | 811-09729         |
| iShares MSCI Global Sustainable Development Goals ETF    | 811-09729         |
| iShares MSCI Hong Kong ETF                               | 811-09102         |
| iShares MSCI India ETF                                   | 811-09729         |
| iShares MSCI India Small-Cap ETF                         | 811-09729         |
| iShares MSCI Indonesia ETF                               | 811-09729         |
| iShares MSCI Ireland ETF                                 | 811-09729         |
| iShares MSCI Israel ETF                                  | 811-09102         |
| iShares MSCI Italy ETF                                   | 811-09102         |
| iShares MSCI Japan ETF                                   | 811-09102         |
| iShares MSCI Japan Small-Cap ETF                         | 811-09102         |
| iShares MSCI Japan Value ETF                             | 811-09729         |
| iShares MSCI Kuwait ETF                                  | 811-09729         |
| iShares MSCI Malaysia ETF                                | 811-09102         |
| iShares MSCI Mexico ETF                                  | 811-09102         |
| iShares MSCI Netherlands ETF                             | 811-09102         |
| iShares MSCI New Zealand ETF                             | 811-09729         |
| iShares MSCI Norway ETF                                  | 811-09729         |
| iShares MSCI Peru and Global Exposure ETF                | 811-09729         |
| iShares MSCI Philippines ETF                             | 811-09729         |
| iShares MSCI Poland ETF                                  | 811-09729         |
| iShares MSCI Qatar ETF                                   | 811-09729         |
| iShares MSCI Saudi Arabia ETF                            | 811-09729         |
| iShares MSCI Singapore ETF                               | 811-09102         |
| iShares MSCI South Africa ETF                            | 811-09102         |
| iShares MSCI South Korea ETF                             | 811-09102         |
| iShares MSCI Spain ETF                                   | 811-09102         |
| iShares MSCI Sweden ETF                                  | 811-09102         |
| iShares MSCI Switzerland ETF                             | 811-09102         |
| iShares MSCI Taiwan ETF                                  | 811-09102         |
| iShares MSCI Thailand ETF                                | 811-09102         |
| iShares MSCI Turkey ETF                                  | 811-09102         |
| iShares MSCI UAE ETF                                     | 811-09729         |
| iShares MSCI United Kingdom ETF                          | 811-09729         |
| iShares MSCI United Kingdom Small-Cap ETF                | 811-09729         |
| iShares Self-Driving EV and Tech ETF                     | 811-09729         |
| iShares U.S. Power Infrastructure ETF                    | 811-09102         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 38 - iShares Latin America 40 ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Latin America 40 ETF

- **b. Series identification number, if any:** S000004348

- **c. LEI:** 549300LU9LZBB8WGN795

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class        | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Latin America 40 ETF | C000012078                                | ILF                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $28,239,319.57

- **g. Provide the net income from securities lending activities:** $1,006,546.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 17e-1 (17 CFR 270.17e-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** HSBC Securities (USA) Inc.

- **ii. LEI, if any:** CYYGQCGNHMHPSMRL3R97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $163,979.94

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $36,315.19

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $19,444.44

**Brokers Record: 4**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $29,537.61

**Brokers Record: 5**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $20,327.69

**Brokers Record: 6**

- **i. Full name of broker:** HSBC Securities (USA) Inc.

- **ii. SEC file number:** 008-41562

- **iii. CRD number:** 000019585

- **iv. LEI, if any:** CYYGQCGNHMHPSMRL3R97

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $16,306.54

**Brokers Record: 7**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $14,868.78

**Brokers Record: 8**

- **i. Full name of broker:** Santander Investment Securities

- **ii. SEC file number:** 008-49571

- **iii. CRD number:** 000041791

- **iv. LEI, if any:** 254900HRJWI7G0YUS842

- **v. State, if applicable:** MA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $17,348.45

**Brokers Record: 9**

- **i. Full name of broker:** BTG Pactual US Capital, LLC

- **ii. SEC file number:** 008-68148

- **iii. CRD number:** 000149486

- **iv. LEI, if any:** 549300EUEDL5GKQW8U35

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $24,859.05

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $96,463.11

**Aggregate Commission:** $528,382.71

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                           | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $1,079,663,971.63         |
| Goldman Sachs & Co. LLC                              | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $264,091,812.19           |
| UBS Securities LLC                                   | 008-22651         |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $138,252,175.30           |
| Morgan Stanley & Co. LLC                             | 008-15869         |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $10,379,039.38            |
| RBC Capital Markets, LLC                             | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $10,422,643.16            |
| BlackRock Funds III - BlackRock Cash Funds: Treasury | 008-48436         |    000038642 | 5493006MRTEZZ4S4CQ20 | NY      | US        | $817,965,702.42           |
| Jane Street Capital, LLC                             | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $46,182,826.91            |
| BofA Securities, Inc.                                | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $624,475,882.13           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $2,991,434,053.12

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $2,390,607,302.82

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $900,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 2 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Co.

  - **Line Institutions Record: 4 Name of institution:** The Bank of New York Mellon

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                             | SEC File number   |
|:---|:---|
| iShares 0-1 Year Treasury Bond ETF                       | 811-09729         |
| iShares 0-3 Month Treasury Bond ETF                      | 811-09729         |
| iShares Asia 50 ETF                                      | 811-09729         |
| iShares Breakthrough Environmental Solutions ETF         | 811-09729         |
| iShares Copper and Metals Mining ETF                     | 811-09729         |
| iShares Core MSCI Emerging Markets ETF                   | 811-09102         |
| iShares Core MSCI Total International Stock ETF          | 811-09729         |
| iShares Currency Hedged MSCI EAFE ETF                    | 811-09729         |
| iShares Currency Hedged MSCI Emerging Markets ETF        | 811-09102         |
| iShares Currency Hedged MSCI Japan ETF                   | 811-09729         |
| iShares Cybersecurity and Tech ETF                       | 811-09729         |
| iShares ESG Advanced MSCI EM ETF                         | 811-09729         |
| iShares ESG Aware MSCI EM ETF                            | 811-09102         |
| iShares ESG MSCI EM Leaders ETF                          | 811-09729         |
| iShares Emerging Markets Dividend ETF                    | 811-09102         |
| iShares Emerging Markets Equity Factor ETF               | 811-09102         |
| iShares Emerging Markets Infrastructure ETF              | 811-09729         |
| iShares Energy Storage & Materials ETF                   | 811-09729         |
| iShares Environmental Infrastructure and Industrials ETF | 811-09729         |
| iShares Environmentally Aware Real Estate ETF            | 811-09729         |
| iShares Future AI & Tech ETF                             | 811-09729         |
| iShares Future Exponential Technologies ETF              | 811-09729         |
| iShares Future Metaverse Tech and Communications ETF     | 811-09729         |
| iShares Genomics Immunology and Healthcare ETF           | 811-09729         |
| iShares Global 100 ETF                                   | 811-09729         |
| iShares Global Clean Energy ETF                          | 811-09729         |
| iShares Global Comm Services ETF                         | 811-09729         |
| iShares Global Consumer Discretionary ETF                | 811-09729         |
| iShares Global Consumer Staples ETF                      | 811-09729         |
| iShares Global Equity Factor ETF                         | 811-09729         |
| iShares Global Financials ETF                            | 811-09729         |
| iShares Global Industrials ETF                           | 811-09729         |
| iShares Global REIT ETF                                  | 811-09729         |
| iShares Global Tech ETF                                  | 811-09729         |
| iShares Global Timber & Forestry ETF                     | 811-09729         |
| iShares Global Utilities ETF                             | 811-09729         |
| iShares India 50 ETF                                     | 811-09729         |
| iShares International Dividend Growth ETF                | 811-09729         |
| iShares International Select Dividend ETF                | 811-09729         |
| iShares J.P. Morgan EM Local Currency Bond ETF           | 811-09102         |
| iShares JPX-Nikkei 400 ETF                               | 811-09729         |
| iShares Lithium Miners and Producers ETF                 | 811-09729         |
| iShares Low Carbon Optimized MSCI ACWI ETF               | 811-09729         |
| iShares MSCI ACWI ETF                                    | 811-09729         |
| iShares MSCI ACWI ex U.S. ETF                            | 811-09729         |
| iShares MSCI Agriculture Producers ETF                   | 811-09102         |
| iShares MSCI All Country Asia ex Japan ETF               | 811-09729         |
| iShares MSCI Australia ETF                               | 811-09102         |
| iShares MSCI Austria ETF                                 | 811-09102         |
| iShares MSCI BIC ETF                                     | 811-09102         |
| iShares MSCI Belgium ETF                                 | 811-09102         |
| iShares MSCI Brazil ETF                                  | 811-09102         |
| iShares MSCI Brazil Small-Cap ETF                        | 811-09729         |
| iShares MSCI Canada ETF                                  | 811-09102         |
| iShares MSCI Chile ETF                                   | 811-09102         |
| iShares MSCI China A ETF                                 | 811-09729         |
| iShares MSCI China ETF                                   | 811-09729         |
| iShares MSCI China Multisector Tech ETF                  | 811-09729         |
| iShares MSCI China Small-Cap ETF                         | 811-09729         |
| iShares MSCI Denmark ETF                                 | 811-09729         |
| iShares MSCI Emerging Markets Asia ETF                   | 811-09102         |
| iShares MSCI Emerging Markets ETF                        | 811-09102         |
| iShares MSCI Emerging Markets Min Vol Factor ETF         | 811-09102         |
| iShares MSCI Emerging Markets Quality Factor ETF         | 811-09729         |
| iShares MSCI Emerging Markets Small-Cap ETF              | 811-09102         |
| iShares MSCI Emerging Markets Value Factor ETF           | 811-09729         |
| iShares MSCI Emerging Markets ex China ETF               | 811-09102         |
| iShares MSCI Finland ETF                                 | 811-09729         |
| iShares MSCI France ETF                                  | 811-09102         |
| iShares MSCI Germany ETF                                 | 811-09102         |
| iShares MSCI Global Metals & Mining Producers ETF        | 811-09102         |
| iShares MSCI Global Min Vol Factor ETF                   | 811-09102         |
| iShares MSCI Global Quality Factor ETF                   | 811-09729         |
| iShares MSCI Global Sustainable Development Goals ETF    | 811-09729         |
| iShares MSCI Hong Kong ETF                               | 811-09102         |
| iShares MSCI India ETF                                   | 811-09729         |
| iShares MSCI India Small-Cap ETF                         | 811-09729         |
| iShares MSCI Indonesia ETF                               | 811-09729         |
| iShares MSCI Ireland ETF                                 | 811-09729         |
| iShares MSCI Israel ETF                                  | 811-09102         |
| iShares MSCI Italy ETF                                   | 811-09102         |
| iShares MSCI Japan ETF                                   | 811-09102         |
| iShares MSCI Japan Small-Cap ETF                         | 811-09102         |
| iShares MSCI Japan Value ETF                             | 811-09729         |
| iShares MSCI Kuwait ETF                                  | 811-09729         |
| iShares MSCI Malaysia ETF                                | 811-09102         |
| iShares MSCI Mexico ETF                                  | 811-09102         |
| iShares MSCI Netherlands ETF                             | 811-09102         |
| iShares MSCI New Zealand ETF                             | 811-09729         |
| iShares MSCI Norway ETF                                  | 811-09729         |
| iShares MSCI Peru and Global Exposure ETF                | 811-09729         |
| iShares MSCI Philippines ETF                             | 811-09729         |
| iShares MSCI Poland ETF                                  | 811-09729         |
| iShares MSCI Qatar ETF                                   | 811-09729         |
| iShares MSCI Saudi Arabia ETF                            | 811-09729         |
| iShares MSCI Singapore ETF                               | 811-09102         |
| iShares MSCI South Africa ETF                            | 811-09102         |
| iShares MSCI South Korea ETF                             | 811-09102         |
| iShares MSCI Spain ETF                                   | 811-09102         |
| iShares MSCI Sweden ETF                                  | 811-09102         |
| iShares MSCI Switzerland ETF                             | 811-09102         |
| iShares MSCI Taiwan ETF                                  | 811-09102         |
| iShares MSCI Thailand ETF                                | 811-09102         |
| iShares MSCI Turkey ETF                                  | 811-09102         |
| iShares MSCI UAE ETF                                     | 811-09729         |
| iShares MSCI United Kingdom ETF                          | 811-09729         |
| iShares MSCI United Kingdom Small-Cap ETF                | 811-09729         |
| iShares Self-Driving EV and Tech ETF                     | 811-09729         |
| iShares U.S. Power Infrastructure ETF                    | 811-09102         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 39 - iShares Lithium Miners and Producers ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Lithium Miners and Producers ETF

- **b. Series identification number, if any:** S000080108

- **c. LEI:** 529900EU81JH4P4XX906

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                    | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Lithium Miners and Producers ETF | C000241780                                | ILIT                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $14,314,570.79

- **g. Provide the net income from securities lending activities:** $47,184.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BNP Paribas Securities Corp.

- **ii. LEI, if any:** RCNB6OTYUAMMP879YW96

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $646.84

**Brokers Record: 2**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $448.48

**Brokers Record: 3**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $489.72

**Brokers Record: 4**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,490.60

**Brokers Record: 5**

- **i. Full name of broker:** HSBC Securities (USA) Inc.

- **ii. SEC file number:** 008-41562

- **iii. CRD number:** 000019585

- **iv. LEI, if any:** CYYGQCGNHMHPSMRL3R97

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $471.71

**Brokers Record: 6**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $377.59

**Brokers Record: 7**

- **i. Full name of broker:** Jane Street Capital, LLC

- **ii. SEC file number:** 008-52275

- **iii. CRD number:** 000103782

- **iv. LEI, if any:** 549300ZM16HMPEPNV857

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $356.93

**Brokers Record: 8**

- **i. Full name of broker:** CastleOak Securities, L.P.

- **ii. SEC file number:** 008-65786

- **iii. CRD number:** 000125334

- **iv. LEI, if any:** 549300MXL7C60HZ59S65

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $424.55

**Brokers Record: 9**

- **i. Full name of broker:** CLSA Americas, LLC

- **ii. SEC file number:** 008-69166

- **iii. CRD number:** 000165533

- **iv. LEI, if any:** 213800M2DXATWY7JMS07

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $767.27

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,140.57

**Aggregate Commission:** $7,420.94

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                           | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $3,842,740.12             |
| Goldman Sachs & Co. LLC                              | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $1,040,409.84             |
| Citigroup Global Markets Inc.                        | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $233,502.72               |
| UBS Securities LLC                                   | 008-22651         |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $1,352,184.59             |
| BlackRock Funds III - BlackRock Cash Funds: Treasury | 008-48436         |    000038642 | 5493006MRTEZZ4S4CQ20 | NY      | US        | $7,438,169.14             |
| Jane Street Capital, LLC                             | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $6,262,389.65             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $20,169,396.06

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $10,293,842.73

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $900,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 2 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Co.

  - **Line Institutions Record: 4 Name of institution:** The Bank of New York Mellon

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                             | SEC File number   |
|:---|:---|
| iShares 0-1 Year Treasury Bond ETF                       | 811-09729         |
| iShares 0-3 Month Treasury Bond ETF                      | 811-09729         |
| iShares Asia 50 ETF                                      | 811-09729         |
| iShares Breakthrough Environmental Solutions ETF         | 811-09729         |
| iShares Copper and Metals Mining ETF                     | 811-09729         |
| iShares Core MSCI Emerging Markets ETF                   | 811-09102         |
| iShares Core MSCI Total International Stock ETF          | 811-09729         |
| iShares Currency Hedged MSCI EAFE ETF                    | 811-09729         |
| iShares Currency Hedged MSCI Emerging Markets ETF        | 811-09102         |
| iShares Currency Hedged MSCI Japan ETF                   | 811-09729         |
| iShares Cybersecurity and Tech ETF                       | 811-09729         |
| iShares ESG Advanced MSCI EM ETF                         | 811-09729         |
| iShares ESG Aware MSCI EM ETF                            | 811-09102         |
| iShares ESG MSCI EM Leaders ETF                          | 811-09729         |
| iShares Emerging Markets Dividend ETF                    | 811-09102         |
| iShares Emerging Markets Equity Factor ETF               | 811-09102         |
| iShares Emerging Markets Infrastructure ETF              | 811-09729         |
| iShares Energy Storage & Materials ETF                   | 811-09729         |
| iShares Environmental Infrastructure and Industrials ETF | 811-09729         |
| iShares Environmentally Aware Real Estate ETF            | 811-09729         |
| iShares Future AI & Tech ETF                             | 811-09729         |
| iShares Future Exponential Technologies ETF              | 811-09729         |
| iShares Future Metaverse Tech and Communications ETF     | 811-09729         |
| iShares Genomics Immunology and Healthcare ETF           | 811-09729         |
| iShares Global 100 ETF                                   | 811-09729         |
| iShares Global Clean Energy ETF                          | 811-09729         |
| iShares Global Comm Services ETF                         | 811-09729         |
| iShares Global Consumer Discretionary ETF                | 811-09729         |
| iShares Global Consumer Staples ETF                      | 811-09729         |
| iShares Global Equity Factor ETF                         | 811-09729         |
| iShares Global Financials ETF                            | 811-09729         |
| iShares Global Industrials ETF                           | 811-09729         |
| iShares Global REIT ETF                                  | 811-09729         |
| iShares Global Tech ETF                                  | 811-09729         |
| iShares Global Timber & Forestry ETF                     | 811-09729         |
| iShares Global Utilities ETF                             | 811-09729         |
| iShares India 50 ETF                                     | 811-09729         |
| iShares International Dividend Growth ETF                | 811-09729         |
| iShares International Select Dividend ETF                | 811-09729         |
| iShares J.P. Morgan EM Local Currency Bond ETF           | 811-09102         |
| iShares JPX-Nikkei 400 ETF                               | 811-09729         |
| iShares Latin America 40 ETF                             | 811-09729         |
| iShares Low Carbon Optimized MSCI ACWI ETF               | 811-09729         |
| iShares MSCI ACWI ETF                                    | 811-09729         |
| iShares MSCI ACWI ex U.S. ETF                            | 811-09729         |
| iShares MSCI Agriculture Producers ETF                   | 811-09102         |
| iShares MSCI All Country Asia ex Japan ETF               | 811-09729         |
| iShares MSCI Australia ETF                               | 811-09102         |
| iShares MSCI Austria ETF                                 | 811-09102         |
| iShares MSCI BIC ETF                                     | 811-09102         |
| iShares MSCI Belgium ETF                                 | 811-09102         |
| iShares MSCI Brazil ETF                                  | 811-09102         |
| iShares MSCI Brazil Small-Cap ETF                        | 811-09729         |
| iShares MSCI Canada ETF                                  | 811-09102         |
| iShares MSCI Chile ETF                                   | 811-09102         |
| iShares MSCI China A ETF                                 | 811-09729         |
| iShares MSCI China ETF                                   | 811-09729         |
| iShares MSCI China Multisector Tech ETF                  | 811-09729         |
| iShares MSCI China Small-Cap ETF                         | 811-09729         |
| iShares MSCI Denmark ETF                                 | 811-09729         |
| iShares MSCI Emerging Markets Asia ETF                   | 811-09102         |
| iShares MSCI Emerging Markets ETF                        | 811-09102         |
| iShares MSCI Emerging Markets Min Vol Factor ETF         | 811-09102         |
| iShares MSCI Emerging Markets Quality Factor ETF         | 811-09729         |
| iShares MSCI Emerging Markets Small-Cap ETF              | 811-09102         |
| iShares MSCI Emerging Markets Value Factor ETF           | 811-09729         |
| iShares MSCI Emerging Markets ex China ETF               | 811-09102         |
| iShares MSCI Finland ETF                                 | 811-09729         |
| iShares MSCI France ETF                                  | 811-09102         |
| iShares MSCI Germany ETF                                 | 811-09102         |
| iShares MSCI Global Metals & Mining Producers ETF        | 811-09102         |
| iShares MSCI Global Min Vol Factor ETF                   | 811-09102         |
| iShares MSCI Global Quality Factor ETF                   | 811-09729         |
| iShares MSCI Global Sustainable Development Goals ETF    | 811-09729         |
| iShares MSCI Hong Kong ETF                               | 811-09102         |
| iShares MSCI India ETF                                   | 811-09729         |
| iShares MSCI India Small-Cap ETF                         | 811-09729         |
| iShares MSCI Indonesia ETF                               | 811-09729         |
| iShares MSCI Ireland ETF                                 | 811-09729         |
| iShares MSCI Israel ETF                                  | 811-09102         |
| iShares MSCI Italy ETF                                   | 811-09102         |
| iShares MSCI Japan ETF                                   | 811-09102         |
| iShares MSCI Japan Small-Cap ETF                         | 811-09102         |
| iShares MSCI Japan Value ETF                             | 811-09729         |
| iShares MSCI Kuwait ETF                                  | 811-09729         |
| iShares MSCI Malaysia ETF                                | 811-09102         |
| iShares MSCI Mexico ETF                                  | 811-09102         |
| iShares MSCI Netherlands ETF                             | 811-09102         |
| iShares MSCI New Zealand ETF                             | 811-09729         |
| iShares MSCI Norway ETF                                  | 811-09729         |
| iShares MSCI Peru and Global Exposure ETF                | 811-09729         |
| iShares MSCI Philippines ETF                             | 811-09729         |
| iShares MSCI Poland ETF                                  | 811-09729         |
| iShares MSCI Qatar ETF                                   | 811-09729         |
| iShares MSCI Saudi Arabia ETF                            | 811-09729         |
| iShares MSCI Singapore ETF                               | 811-09102         |
| iShares MSCI South Africa ETF                            | 811-09102         |
| iShares MSCI South Korea ETF                             | 811-09102         |
| iShares MSCI Spain ETF                                   | 811-09102         |
| iShares MSCI Sweden ETF                                  | 811-09102         |
| iShares MSCI Switzerland ETF                             | 811-09102         |
| iShares MSCI Taiwan ETF                                  | 811-09102         |
| iShares MSCI Thailand ETF                                | 811-09102         |
| iShares MSCI Turkey ETF                                  | 811-09102         |
| iShares MSCI UAE ETF                                     | 811-09729         |
| iShares MSCI United Kingdom ETF                          | 811-09729         |
| iShares MSCI United Kingdom Small-Cap ETF                | 811-09729         |
| iShares Self-Driving EV and Tech ETF                     | 811-09729         |
| iShares U.S. Power Infrastructure ETF                    | 811-09102         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 40 - iShares MSCI USA Quality GARP ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares MSCI USA Quality GARP ETF

- **b. Series identification number, if any:** S000066849

- **c. LEI:** 549300VBDBUH4U9NVV64

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class             | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares MSCI USA Quality GARP ETF | C000215209                                | GARP                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $3,086,362.41

- **g. Provide the net income from securities lending activities:** $10,976.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. SEC file number:** 085-05006

- **iii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Intercontinental Exchange, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** SG Americas Securities, LLC

- **ii. LEI, if any:** 549300F35UE0BOM1WJ55

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BLACKROCK INVESTMENTS, LLC

- **b. SEC file number:** 008-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BLACKROCK EXECUTION SERVICES

- **b. SEC file number:** 008-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 008-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,199.00

**Brokers Record: 2**

- **i. Full name of broker:** PIPER SANDLER & CO.

- **ii. SEC file number:** 008-15204

- **iii. CRD number:** 000000665

- **iv. LEI, if any:** 549300GRQCWQ3XGH0H10

- **v. State, if applicable:** MN

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,129.00

**Brokers Record: 3**

- **i. Full name of broker:** JEFFERIES LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,128.00

**Brokers Record: 4**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,766.00

**Brokers Record: 5**

- **i. Full name of broker:** UBS SECURITIES LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,596.00

**Brokers Record: 6**

- **i. Full name of broker:** INSTINET LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,824.00

**Brokers Record: 7**

- **i. Full name of broker:** BNP PARIBAS SECURITIES CORP.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,875.00

**Brokers Record: 8**

- **i. Full name of broker:** TD SECURITIES (USA) LLC

- **ii. SEC file number:** 008-36747

- **iii. CRD number:** 000018476

- **iv. LEI, if any:** SUVUFHICNZMP2WKHG940

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $939.00

**Brokers Record: 9**

- **i. Full name of broker:** BARCLAYS CAPITAL, INC.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $867.00

**Brokers Record: 10**

- **i. Full name of broker:** BOFA SECURITIES, INC.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,718.00

**Aggregate Commission:** $25,076.00

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| GOLDMAN SACHS & CO. LLC                              | 008-00129         | 000000361    | FOR8UP27PHTHYVLBNG30 | NY      | US        | $47.63                    |
| CitiGroup Global Markets Inc.                        | 008-08177         | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $518.00                   |
| UBS SECURITIES LLC                                   | 008-22651         | 000007654    | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $3,066.71                 |
| BNP PARIBAS SECURITIES CORP.                         | 008-32682         | 000015794    | RCNB6OTYUAMMP879YW96 | NY      | US        | $1,535.36                 |
| BARCLAYS CAPITAL, INC.                               | 008-41342         | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $299.43                   |
| BOFA SECURITIES, INC.                                | 008-69787         | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $743.02                   |
| BLACKROCK FUNDS III - BlackRock Cash Funds: Treasury | N/A               | N/A          | 5493005PQV5UQG4OSI49 | DE      | US        | $17,295,964.23            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $17,302,174.38

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $835,299,433.82

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 41 - iShares Micro-Cap ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Micro-Cap ETF

- **b. Series identification number, if any:** S000004439

- **c. LEI:** 549300RWAE45TBJ0XD47

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Micro-Cap ETF   | C000012202                                | IWC                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $185,547,848.98

- **g. Provide the net income from securities lending activities:** $4,437,653.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. SEC file number:** 85-11399

- **iii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** Morgan Stanley & Co. LLC

- **ii. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $64,832.87

**Brokers Record: 2**

- **i. Full name of broker:** Oppenheimer & Co. Inc.

- **ii. SEC file number:** 8-04077

- **iii. CRD number:** 000000249

- **iv. LEI, if any:** 254900VH02JQR2L8XD64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $32,895.13

**Brokers Record: 3**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $75,411.84

**Brokers Record: 4**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $21,578.72

**Brokers Record: 5**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $33,988.00

**Brokers Record: 6**

- **i. Full name of broker:** Pershing LLC

- **ii. SEC file number:** 8-17574

- **iii. CRD number:** 000007560

- **iv. LEI, if any:** ZI8Q1A8EI8LQFJNM0D94

- **v. State, if applicable:** NJ

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $40,642.01

**Brokers Record: 7**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $31,249.15

**Brokers Record: 8**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $26,214.77

**Brokers Record: 9**

- **i. Full name of broker:** TD SECURITIES (USA) LLC

- **ii. SEC file number:** 8-36747

- **iii. CRD number:** 000018476

- **iv. LEI, if any:** SUVUFHICNZMP2WKHG940

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $41,364.67

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $58,718.66

**Aggregate Commission:** $517,668.10

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| Goldman Sachs & Co. LLC            | 8-00129           | 000000361    | FOR8UP27PHTHYVLBNG30 | NY      | US        | $72,994.64                |
| Morgan Stanley & Co. LLC           | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $30,848.89                |
| Barclays Capital, Inc.             | 8-41342           | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $6,817.61                 |
| RBC Capital Markets, LLC           | 8-45411           | 000031194    | 549300LCO2FLSSVFFR64 | NY      | US        | $13,250.03                |
| Jane Street Capital, LLC           | 8-52275           | 000103782    | 549300ZM16HMPEPNV857 | NY      | US        | $3,479.55                 |
| Citadel Securities LLC             | 8-53574           | 000116797    | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $21,383.45                |
| Virtu Americas LLC                 | 8-68193           | 000149823    | 549300RA02N3BNSWBV74 | NY      | US        | $12,078.15                |
| BofA Securities, Inc.              | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $13,807.48                |
| BlackRock Liquidity Funds T-Fund   | N/A               | N/A          | 5493002L9DNZ83RX7V61 | DE      | US        | $147,743,926.69           |
| National Securities Clearing Corp. | N/A               | N/A          | 549300RYC9NELN2ICA34 | NY      | US        | $651,050,263.24           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $798,968,849.73

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $987,529,332.05

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 42 - iShares Mortgage Real Estate ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Mortgage Real Estate ETF

- **b. Series identification number, if any:** S000015626

- **c. LEI:** 549300WLIJWYXGL2J018

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class            | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Mortgage Real Estate ETF | C000042587                                | REM                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $341,469.99

- **g. Provide the net income from securities lending activities:** $59,562.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. SEC file number:** 085-05006

- **iii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Intercontinental Exchange, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BofA Securities, Inc.

- **ii. LEI, if any:** 549300HN4UKV1E2R3U73

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BLACKROCK INVESTMENTS, LLC

- **b. SEC file number:** 008-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BLACKROCK EXECUTION SERVICES

- **b. SEC file number:** 008-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 008-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** OPPENHEIMER & CO. INC.

- **ii. SEC file number:** 008-04077

- **iii. CRD number:** 000000249

- **iv. LEI, if any:** 254900VH02JQR2L8XD64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $23,269.00

**Brokers Record: 2**

- **i. Full name of broker:** JEFFERIES LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,895.00

**Brokers Record: 3**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11,032.00

**Brokers Record: 4**

- **i. Full name of broker:** UBS SECURITIES LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $15,157.00

**Brokers Record: 5**

- **i. Full name of broker:** MORGAN STANLEY & CO. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11,445.00

**Brokers Record: 6**

- **i. Full name of broker:** BNP PARIBAS SECURITIES CORP.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $14,621.00

**Brokers Record: 7**

- **i. Full name of broker:** BARCLAYS CAPITAL, INC.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $16,143.00

**Brokers Record: 8**

- **i. Full name of broker:** RBC CAPITAL MARKETS, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $17,178.00

**Brokers Record: 9**

- **i. Full name of broker:** WELLS FARGO SECURITIES, LLC

- **ii. SEC file number:** 008-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,221.00

**Brokers Record: 10**

- **i. Full name of broker:** BOFA SECURITIES, INC.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $16,835.00

**Aggregate Commission:** $175,312.00

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| BLACKROCK FUNDS III - BlackRock Cash Funds: Treasury | N/A               | N/A          | 5493005PQV5UQG4OSI49 | DE      | US        | $164,145,792.44           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $164,145,792.44

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $596,871,395.26

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 43 - iShares Nasdaq Top 30 Stocks ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Nasdaq Top 30 Stocks ETF

- **b. Series identification number, if any:** S000088433

- **c. LEI:** 529900Z7U4XH9CVS8R64

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class            | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Nasdaq Top 30 Stocks ETF | C000254700                                | QTOP                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $286,859.33

- **g. Provide the net income from securities lending activities:** $1,245.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. SEC file number:** 85-11399

- **iii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BNP Paribas Securities Corp.

- **ii. LEI, if any:** RCNB6OTYUAMMP879YW96

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $293.97

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $164.94

**Brokers Record: 3**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,022.56

**Brokers Record: 4**

- **i. Full name of broker:** Pershing LLC

- **ii. SEC file number:** 8-17574

- **iii. CRD number:** 000007560

- **iv. LEI, if any:** ZI8Q1A8EI8LQFJNM0D94

- **v. State, if applicable:** NJ

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $181.83

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $172.45

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $62.62

**Brokers Record: 7**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 8-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $83.34

**Brokers Record: 8**

- **i. Full name of broker:** TD SECURITIES (USA) LLC

- **ii. SEC file number:** 8-36747

- **iii. CRD number:** 000018476

- **iv. LEI, if any:** SUVUFHICNZMP2WKHG940

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $380.52

**Brokers Record: 9**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 8-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $73.25

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $142.95

**Aggregate Commission:** $2,740.81

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC         | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $641.33                   |
| Citigroup Global Markets Inc.      | 8-08177           | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $762.55                   |
| Barclays Capital, Inc.             | 8-41342           | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $310.92                   |
| BofA Securities, Inc.              | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $128.35                   |
| BlackRock Liquidity Funds T-Fund   | N/A               | N/A          | 5493002L9DNZ83RX7V61 | DE      | US        | $5,125,896.97             |
| National Securities Clearing Corp. | N/A               | N/A          | 549300RYC9NELN2ICA34 | NY      | US        | $231,220,884.44           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $236,348,624.56

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $187,031,589.21

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 44 - iShares Nasdaq-100 ex Top 30 ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Nasdaq-100 ex Top 30 ETF

- **b. Series identification number, if any:** S000088432

- **c. LEI:** 529900ONS55HZZX1TQ87

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class            | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Nasdaq-100 ex Top 30 ETF | C000254699                                | QNXT                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $473,119.64

- **g. Provide the net income from securities lending activities:** $1,023.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. SEC file number:** 85-11399

- **iii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BNP Paribas Securities Corp.

- **ii. LEI, if any:** RCNB6OTYUAMMP879YW96

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $29.97

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $60.28

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $46.16

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $76.84

**Brokers Record: 5**

- **i. Full name of broker:** Pershing LLC

- **ii. SEC file number:** 8-17574

- **iii. CRD number:** 000007560

- **iv. LEI, if any:** ZI8Q1A8EI8LQFJNM0D94

- **v. State, if applicable:** NJ

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $45.94

**Brokers Record: 6**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $121.85

**Brokers Record: 7**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 8-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $40.17

**Brokers Record: 8**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $34.32

**Brokers Record: 9**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 8-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $39.33

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $84.70

**Aggregate Commission:** $639.82

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC         | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $1,490.22                 |
| Goldman Sachs & Co. LLC            | 8-00129           | 000000361    | FOR8UP27PHTHYVLBNG30 | NY      | US        | $2,557.50                 |
| Citigroup Global Markets Inc.      | 8-08177           | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $173.71                   |
| UBS Securities LLC                 | 8-22651           | 000007654    | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $2,397.61                 |
| Morgan Stanley & Co. LLC           | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $523.92                   |
| BNP Paribas Securities Corp.       | 8-32682           | 000015794    | RCNB6OTYUAMMP879YW96 | NY      | US        | $1,605.28                 |
| Barclays Capital, Inc.             | 8-41342           | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $4,517.09                 |
| BofA Securities, Inc.              | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $952.58                   |
| National Securities Clearing Corp. | N/A               | N/A          | 549300RYC9NELN2ICA34 | NY      | US        | $11,111,463.43            |
| BlackRock Liquidity Funds T-Fund   | N/A               | N/A          | 5493002L9DNZ83RX7V61 | DE      | US        | $1,010,461.31             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $12,136,142.65

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $15,876,751.72

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 45 - iShares North American Natural Resources ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares North American Natural Resources ETF

- **b. Series identification number, if any:** S000004356

- **c. LEI:** 549300JCE6XH2SXVDE44

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                        | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares North American Natural Resources ETF | C000012086                                | IGE                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $33,088,221.58

- **g. Provide the net income from securities lending activities:** $78,907.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. SEC file number:** 85-11399

- **iii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** SG Americas Securities, LLC

- **ii. LEI, if any:** 549300F35UE0BOM1WJ55

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Oppenheimer & Co. Inc.

- **ii. SEC file number:** 8-04077

- **iii. CRD number:** 000000249

- **iv. LEI, if any:** 254900VH02JQR2L8XD64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $950.01

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $612.93

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $635.50

**Brokers Record: 4**

- **i. Full name of broker:** Pershing LLC

- **ii. SEC file number:** 8-17574

- **iii. CRD number:** 000007560

- **iv. LEI, if any:** ZI8Q1A8EI8LQFJNM0D94

- **v. State, if applicable:** NJ

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,594.01

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,613.76

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,329.45

**Brokers Record: 7**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 8-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,441.36

**Brokers Record: 8**

- **i. Full name of broker:** Barclays Capital, Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $678.71

**Brokers Record: 9**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 8-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,946.20

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,622.33

**Aggregate Commission:** $18,162.47

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| UBS Securities LLC                 | 8-22651           | 000007654    | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $395.73                   |
| Barclays Capital, Inc.             | 8-41342           | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $179.70                   |
| BofA Securities, Inc.              | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $45.00                    |
| BlackRock Liquidity Funds T-Fund   | N/A               | N/A          | 5493002L9DNZ83RX7V61 | DE      | US        | $53,323,343.88            |
| National Securities Clearing Corp. | N/A               | N/A          | 549300RYC9NELN2ICA34 | NY      | US        | $641,689,545.58           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $695,013,509.89

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $677,440,868.79

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 46 - iShares Preferred and Income Securities ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Preferred and Income Securities ETF

- **b. Series identification number, if any:** S000013499

- **c. LEI:** 549300YX74JNY54XCY80

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                       | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Preferred and Income Securities ETF | C000036528                                | PFF                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $94,401,261.49

- **g. Provide the net income from securities lending activities:** $3,384,608.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 17e-1 (17 CFR 270.17e-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. SEC file number:** 085-05006

- **iii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Intercontinental Exchange, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BLACKROCK INVESTMENTS, LLC

- **b. SEC file number:** 008-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BLACKROCK EXECUTION SERVICES

- **b. SEC file number:** 008-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 008-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** GOLDMAN SACHS & CO. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4.00

**Brokers Record: 2**

- **i. Full name of broker:** JEFFERIES LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,787.00

**Brokers Record: 3**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $257.00

**Brokers Record: 4**

- **i. Full name of broker:** UBS SECURITIES LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $14,396.00

**Brokers Record: 5**

- **i. Full name of broker:** BARCLAYS CAPITAL, INC.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,257,047.00

**Brokers Record: 6**

- **i. Full name of broker:** BTIG, LLC

- **ii. SEC file number:** 008-65473

- **iii. CRD number:** 000122225

- **iv. LEI, if any:** 549300GTG9PL6WO3EC51

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $502.00

**Brokers Record: 7**

- **i. Full name of broker:** VIRTU AMERICAS LLC

- **ii. SEC file number:** 008-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5.00

**Brokers Record: 8**

- **i. Full name of broker:** BOFA SECURITIES, INC.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $352.00

**Aggregate Commission:** $1,274,350.00

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| CANTOR FITZGERALD & CO.                              | 008-00201         | 000000134    | 5493004J7H4GCPG6OB62 | NY      | US        | $7,408,225.92             |
| BLACKROCK FUNDS III - BlackRock Cash Funds: Treasury | N/A               | N/A          | 5493005PQV5UQG4OSI49 | DE      | US        | $2,953,831,685.07         |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $2,961,239,910.99

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $14,056,579,413.67

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 47 - iShares Residential and Multisector Real Estate ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Residential and Multisector Real Estate ETF

- **b. Series identification number, if any:** S000015623

- **c. LEI:** 5493004WBOUA72JP1U19

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                               | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Residential and Multisector Real Estate ETF | C000042584                                | REZ                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $31,624,116.27

- **g. Provide the net income from securities lending activities:** $6,622.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. SEC file number:** 085-05006

- **iii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Intercontinental Exchange, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** J.P. Morgan Securities LLC

- **ii. LEI, if any:** ZBUT11V806EZRVTWT807

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BLACKROCK INVESTMENTS, LLC

- **b. SEC file number:** 008-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BLACKROCK EXECUTION SERVICES

- **b. SEC file number:** 008-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 008-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** JEFFERIES LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,347.00

**Brokers Record: 2**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,380.00

**Brokers Record: 3**

- **i. Full name of broker:** UBS SECURITIES LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,776.00

**Brokers Record: 4**

- **i. Full name of broker:** MORGAN STANLEY & CO. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,604.00

**Brokers Record: 5**

- **i. Full name of broker:** BNP PARIBAS SECURITIES CORP.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,354.00

**Brokers Record: 6**

- **i. Full name of broker:** BARCLAYS CAPITAL, INC.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,096.00

**Brokers Record: 7**

- **i. Full name of broker:** RBC CAPITAL MARKETS, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,745.00

**Brokers Record: 8**

- **i. Full name of broker:** BTIG, LLC

- **ii. SEC file number:** 008-65473

- **iii. CRD number:** 000122225

- **iv. LEI, if any:** 549300GTG9PL6WO3EC51

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,833.00

**Brokers Record: 9**

- **i. Full name of broker:** WELLS FARGO SECURITIES, LLC

- **ii. SEC file number:** 008-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,323.00

**Brokers Record: 10**

- **i. Full name of broker:** BOFA SECURITIES, INC.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,079.00

**Aggregate Commission:** $23,298.00

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| BLACKROCK FUNDS III - BlackRock Cash Funds: Treasury | N/A               | N/A          | 5493005PQV5UQG4OSI49 | DE      | US        | $70,971,599.10            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $70,971,599.10

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $802,733,778.73

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 48 - iShares Russell 1000 ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Russell 1000 ETF

- **b. Series identification number, if any:** S000004347

- **c. LEI:** 549300R9T7XRZ4D3YF43

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class    | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Russell 1000 ETF | C000012077                                | IWB                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $404,011,846.98

- **g. Provide the net income from securities lending activities:** $1,834,145.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** UBS Securities LLC

- **ii. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $12,731.11

**Brokers Record: 2**

- **i. Full name of broker:** Cantor Fitzgerald & Co.

- **ii. SEC file number:** 008-00201

- **iii. CRD number:** 000000134

- **iv. LEI, if any:** 5493004J7H4GCPG6OB62

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,212.57

**Brokers Record: 3**

- **i. Full name of broker:** Oppenheimer & Co. Inc.

- **ii. SEC file number:** 008-04077

- **iii. CRD number:** 000000249

- **iv. LEI, if any:** 254900VH02JQR2L8XD64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,134.79

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $12,261.39

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $13,271.00

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,238.09

**Brokers Record: 7**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $22,053.76

**Brokers Record: 8**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $18,026.30

**Brokers Record: 9**

- **i. Full name of broker:** Wells Fargo Securities, LLC

- **ii. SEC file number:** 008-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $12,079.11

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,829.67

**Aggregate Commission:** $146,612.77

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC    | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $1,640,679,758.17         |
| Goldman Sachs & Co. LLC       | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $3,421,194,693.25         |
| Citigroup Global Markets Inc. | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $4,208,624,755.42         |
| Morgan Stanley & Co. LLC      | 008-15869         |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $2,683,034,255.92         |
| BNP Paribas Securities Corp.  | 008-32682         |    000015794 | RCNB6OTYUAMMP879YW96 | NY      | US        | $6,241,992,533.62         |
| RBC Capital Markets, LLC      | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $6,896,393,166.38         |
| Jane Street Capital, LLC      | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $1,807,091,893.83         |
| Citadel Securities LLC        | 008-53574         |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $2,493,286,577.70         |
| Wells Fargo Securities, LLC   | 008-65876         |    000126292 | VYVVCKR63DVZZN70PB21 | NC      | US        | $4,651,045,874.45         |
| BofA Securities, Inc.         | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $3,086,345,304.45         |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $37,129,688,813.19

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $42,917,646,419.61

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 49 - iShares Russell 1000 Growth ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Russell 1000 Growth ETF

- **b. Series identification number, if any:** S000004346

- **c. LEI:** 549300H1KWQVEKI25E14

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class           | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Russell 1000 Growth ETF | C000012076                                | IWF                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $756,492,883.16

- **g. Provide the net income from securities lending activities:** $2,248,362.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** Morgan Stanley & Co. LLC

- **ii. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $76,994.73

**Brokers Record: 2**

- **i. Full name of broker:** Cowen and Company, LLC

- **ii. SEC file number:** 008-22522

- **iii. CRD number:** 000007616

- **iv. LEI, if any:** 549300WR155U7DVMIW58

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $94,590.01

**Brokers Record: 3**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $101,476.44

**Brokers Record: 4**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $20,336.00

**Brokers Record: 5**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $90,387.61

**Brokers Record: 6**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $299,195.20

**Brokers Record: 7**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $21,334.96

**Brokers Record: 8**

- **i. Full name of broker:** Mischler Financial Group, Inc.

- **ii. SEC file number:** 008-48067

- **iii. CRD number:** 000037818

- **iv. LEI, if any:** 2549004IPXPSM9EJFC92

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $31,447.99

**Brokers Record: 9**

- **i. Full name of broker:** Wells Fargo Securities, LLC

- **ii. SEC file number:** 008-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $144,476.05

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $25,209.26

**Aggregate Commission:** $1,004,634.73

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Goldman Sachs & Co. LLC       | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $7,628,300,376.76         |
| Citigroup Global Markets Inc. | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $2,057,130,440.46         |
| UBS Securities LLC            | 008-22651         |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $571,060,543.11           |
| Morgan Stanley & Co. LLC      | 008-15869         |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $667,082,439.95           |
| RBC Capital Markets, LLC      | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $5,609,699,713.46         |
| Jane Street Capital, LLC      | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $4,849,608,048.04         |
| Citadel Securities LLC        | 008-53574         |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $6,346,754,506.75         |
| Virtu Americas LLC            | 008-68193         |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $793,525,101.55           |
| ABN Amro Securities (USA) LLC | 008-68398         |    000151796 | 549300FIFV1CB6HD9A14 | NY      | US        | $1,232,077,111.24         |
| BofA Securities, Inc.         | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $10,512,661,101.99        |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $40,267,899,383.31

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $114,693,625,157.48

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 50 - iShares Russell 1000 Value ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Russell 1000 Value ETF

- **b. Series identification number, if any:** S000004345

- **c. LEI:** 549300KLSYN5NN4YNM90

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class          | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Russell 1000 Value ETF | C000012075                                | IWD                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $1,201,972,479.26

- **g. Provide the net income from securities lending activities:** $4,441,568.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** Morgan Stanley & Co. LLC

- **ii. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $30,727.81

**Brokers Record: 2**

- **i. Full name of broker:** Oppenheimer & Co. Inc.

- **ii. SEC file number:** 008-04077

- **iii. CRD number:** 000000249

- **iv. LEI, if any:** 254900VH02JQR2L8XD64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $26,280.74

**Brokers Record: 3**

- **i. Full name of broker:** Cowen and Company, LLC

- **ii. SEC file number:** 008-22522

- **iii. CRD number:** 000007616

- **iv. LEI, if any:** 549300WR155U7DVMIW58

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $70,264.28

**Brokers Record: 4**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $134,396.86

**Brokers Record: 5**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $102,878.30

**Brokers Record: 6**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $71,944.82

**Brokers Record: 7**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $50,776.59

**Brokers Record: 8**

- **i. Full name of broker:** Citadel Securities LLC

- **ii. SEC file number:** 008-53574

- **iii. CRD number:** 000116797

- **iv. LEI, if any:** 12UUJYTN7D3SW8KCSG25

- **v. State, if applicable:** FL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $77,876.25

**Brokers Record: 9**

- **i. Full name of broker:** Wells Fargo Securities, LLC

- **ii. SEC file number:** 008-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $176,493.58

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $63,566.68

**Aggregate Commission:** $933,791.31

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC    | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $3,425,580,649.15         |
| Goldman Sachs & Co. LLC       | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $3,243,819,822.77         |
| Citigroup Global Markets Inc. | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $4,416,058,943.33         |
| Morgan Stanley & Co. LLC      | 008-15869         |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $574,225,550.04           |
| BNP Paribas Securities Corp.  | 008-32682         |    000015794 | RCNB6OTYUAMMP879YW96 | NY      | US        | $924,095,317.45           |
| RBC Capital Markets, LLC      | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $2,124,682,777.81         |
| Jane Street Capital, LLC      | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $4,344,905,473.25         |
| Citadel Securities LLC        | 008-53574         |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $4,513,069,027.33         |
| Virtu Americas LLC            | 008-68193         |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $569,045,971.17           |
| BofA Securities, Inc.         | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $11,776,243,472.87        |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $35,911,727,005.17

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $65,098,404,053.67

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 51 - iShares Russell 2000 ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Russell 2000 ETF

- **b. Series identification number, if any:** S000004344

- **c. LEI:** 549300O80OAR5VTWR172

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class    | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Russell 2000 ETF | C000012074                                | IWM                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $8,118,005,517.83

- **g. Provide the net income from securities lending activities:** $69,894,011.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-6 (17 CFR 270.17a-6)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. SEC file number:** 85-11399

- **iii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** Morgan Stanley & Co. LLC

- **ii. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $821,229.48

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,360,198.20

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $612,902.98

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,006,809.73

**Brokers Record: 5**

- **i. Full name of broker:** Pershing LLC

- **ii. SEC file number:** 8-17574

- **iii. CRD number:** 000007560

- **iv. LEI, if any:** ZI8Q1A8EI8LQFJNM0D94

- **v. State, if applicable:** NJ

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $415,395.05

**Brokers Record: 6**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $558,148.25

**Brokers Record: 7**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $616,435.82

**Brokers Record: 8**

- **i. Full name of broker:** Barclays Capital, Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $533,948.34

**Brokers Record: 9**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 8-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $545,673.00

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,189,867.09

**Aggregate Commission:** $9,620,473.16

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC         | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $823,633.45               |
| Goldman Sachs & Co. LLC            | 8-00129           | 000000361    | FOR8UP27PHTHYVLBNG30 | NY      | US        | $3,334,501.82             |
| Morgan Stanley & Co. LLC           | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $2,838,621.15             |
| ABN AMRO Clearing Chicago LLC      | 8-34354           | 000014020    | 549300U16G4LU3V6C598 | IL      | US        | $5,107,686.29             |
| Barclays Capital, Inc.             | 8-41342           | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $1,376,410.20             |
| Citadel Securities LLC             | 8-53574           | 000116797    | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $1,587,750.59             |
| SG Americas Securities, LLC        | 8-66125           | 000128351    | 549300F35UE0BOM1WJ55 | NY      | US        | $969,641.88               |
| BofA Securities, Inc.              | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $10,763,945.05            |
| BlackRock Liquidity Funds T-Fund   | N/A               | N/A          | 5493002L9DNZ83RX7V61 | DE      | US        | $10,166,545,568.87        |
| National Securities Clearing Corp. | N/A               | N/A          | 549300RYC9NELN2ICA34 | NY      | US        | $243,477,447,905.99       |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $253,673,201,009.14

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $67,485,660,373.56

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 52 - iShares Russell 2000 Growth ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Russell 2000 Growth ETF

- **b. Series identification number, if any:** S000004343

- **c. LEI:** 549300CPJOUVKWJGSH44

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class           | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Russell 2000 Growth ETF | C000012073                                | IWO                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $1,694,826,433.94

- **g. Provide the net income from securities lending activities:** $15,094,165.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-6 (17 CFR 270.17a-6)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. SEC file number:** 85-11399

- **iii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** Morgan Stanley & Co. LLC

- **ii. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $191,225.39

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $209,535.50

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $107,636.32

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $137,550.32

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $172,906.63

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $101,220.67

**Brokers Record: 7**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 8-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $127,932.80

**Brokers Record: 8**

- **i. Full name of broker:** TD SECURITIES (USA) LLC

- **ii. SEC file number:** 8-36747

- **iii. CRD number:** 000018476

- **iv. LEI, if any:** SUVUFHICNZMP2WKHG940

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $92,291.27

**Brokers Record: 9**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 8-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $104,499.89

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $231,872.90

**Aggregate Commission:** $1,858,174.40

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC         | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $51,287.86                |
| Goldman Sachs & Co. LLC            | 8-00129           | 000000361    | FOR8UP27PHTHYVLBNG30 | NY      | US        | $360,471.11               |
| Citigroup Global Markets Inc.      | 8-08177           | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $10,673.42                |
| ABN AMRO Clearing Chicago LLC      | 8-34354           | 000014020    | 549300U16G4LU3V6C598 | IL      | US        | $42,933.34                |
| RBC Capital Markets, LLC           | 8-45411           | 000031194    | 549300LCO2FLSSVFFR64 | NY      | US        | $42,176.31                |
| Jane Street Capital, LLC           | 8-52275           | 000103782    | 549300ZM16HMPEPNV857 | NY      | US        | $125,098.79               |
| Citadel Securities LLC             | 8-53574           | 000116797    | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $23,271.19                |
| BofA Securities, Inc.              | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $359,114.34               |
| National Securities Clearing Corp. | N/A               | N/A          | 549300RYC9NELN2ICA34 | NY      | US        | $7,034,789,995.44         |
| BlackRock Liquidity Funds T-Fund   | N/A               | N/A          | 5493002L9DNZ83RX7V61 | DE      | US        | $1,035,361,266.67         |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $8,071,180,592.05

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $12,269,576,267.93

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 53 - iShares Russell 2000 Value ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Russell 2000 Value ETF

- **b. Series identification number, if any:** S000004342

- **c. LEI:** 549300WJAJCAZZLTQD63

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class          | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Russell 2000 Value ETF | C000012072                                | IWN                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $808,099,746.46

- **g. Provide the net income from securities lending activities:** $9,928,582.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-6 (17 CFR 270.17a-6)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. SEC file number:** 85-11399

- **iii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** Morgan Stanley & Co. LLC

- **ii. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $247,747.09

**Brokers Record: 2**

- **i. Full name of broker:** Oppenheimer & Co. Inc.

- **ii. SEC file number:** 8-04077

- **iii. CRD number:** 000000249

- **iv. LEI, if any:** 254900VH02JQR2L8XD64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $109,365.56

**Brokers Record: 3**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $280,587.19

**Brokers Record: 4**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $116,582.60

**Brokers Record: 5**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $241,194.51

**Brokers Record: 6**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $196,274.21

**Brokers Record: 7**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $117,772.42

**Brokers Record: 8**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 8-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $132,349.75

**Brokers Record: 9**

- **i. Full name of broker:** Barclays Capital, Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $129,087.21

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $200,613.14

**Aggregate Commission:** $2,242,889.48

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC         | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $19,981.02                |
| Morgan Stanley & Co. LLC           | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $200,690.71               |
| ABN AMRO Clearing Chicago LLC      | 8-34354           | 000014020    | 549300U16G4LU3V6C598 | IL      | US        | $20,422.79                |
| Barclays Capital, Inc.             | 8-41342           | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $218,491.70               |
| RBC Capital Markets, LLC           | 8-45411           | 000031194    | 549300LCO2FLSSVFFR64 | NY      | US        | $203,327.17               |
| Jane Street Capital, LLC           | 8-52275           | 000103782    | 549300ZM16HMPEPNV857 | NY      | US        | $67,291.46                |
| Citadel Securities LLC             | 8-53574           | 000116797    | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $91,078.88                |
| BofA Securities, Inc.              | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $94,034.91                |
| BlackRock Liquidity Funds T-Fund   | N/A               | N/A          | 5493002L9DNZ83RX7V61 | DE      | US        | $1,671,284,815.53         |
| National Securities Clearing Corp. | N/A               | N/A          | 549300RYC9NELN2ICA34 | NY      | US        | $5,519,629,182.57         |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $7,191,849,992.81

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $11,639,802,890.64

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 54 - iShares Russell 2500 ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Russell 2500 ETF

- **b. Series identification number, if any:** S000057567

- **c. LEI:** 549300LGEOENDIMMNS78

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class    | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Russell 2500 ETF | C000183467                                | SMMD                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [x] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $597,291,364.20

- **g. Provide the net income from securities lending activities:** $2,407,922.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. SEC file number:** 85-11399

- **iii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BofA Securities, Inc.

- **ii. LEI, if any:** 549300HN4UKV1E2R3U73

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,294.71

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $13,349.78

**Brokers Record: 3**

- **i. Full name of broker:** Pershing LLC

- **ii. SEC file number:** 8-17574

- **iii. CRD number:** 000007560

- **iv. LEI, if any:** ZI8Q1A8EI8LQFJNM0D94

- **v. State, if applicable:** NJ

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,783.59

**Brokers Record: 4**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,260.31

**Brokers Record: 5**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,383.66

**Brokers Record: 6**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 8-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,796.92

**Brokers Record: 7**

- **i. Full name of broker:** TD SECURITIES (USA) LLC

- **ii. SEC file number:** 8-36747

- **iii. CRD number:** 000018476

- **iv. LEI, if any:** SUVUFHICNZMP2WKHG940

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,646.18

**Brokers Record: 8**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 8-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,179.53

**Brokers Record: 9**

- **i. Full name of broker:** Wells Fargo Securities, LLC

- **ii. SEC file number:** 8-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,021.27

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $10,674.36

**Aggregate Commission:** $61,370.99

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC         | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $73,414.01                |
| Goldman Sachs & Co. LLC            | 8-00129           | 000000361    | FOR8UP27PHTHYVLBNG30 | NY      | US        | $11,174.10                |
| ABN AMRO Clearing Chicago LLC      | 8-34354           | 000014020    | 549300U16G4LU3V6C598 | IL      | US        | $16,922.90                |
| RBC Capital Markets, LLC           | 8-45411           | 000031194    | 549300LCO2FLSSVFFR64 | NY      | US        | $11,226.50                |
| Jane Street Capital, LLC           | 8-52275           | 000103782    | 549300ZM16HMPEPNV857 | NY      | US        | $69,986.74                |
| Citadel Securities LLC             | 8-53574           | 000116797    | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $86,094.70                |
| Virtu Americas LLC                 | 8-68193           | 000149823    | 549300RA02N3BNSWBV74 | NY      | US        | $51,938.74                |
| BofA Securities, Inc.              | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $85,107.05                |
| BlackRock Liquidity Funds T-Fund   | N/A               | N/A          | 5493002L9DNZ83RX7V61 | DE      | US        | $120,676,141.50           |
| National Securities Clearing Corp. | N/A               | N/A          | 549300RYC9NELN2ICA34 | NY      | US        | $1,808,143,025.10         |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $1,929,225,262.61

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $1,819,137,743.75

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 55 - iShares Russell 3000 ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Russell 3000 ETF

- **b. Series identification number, if any:** S000004341

- **c. LEI:** 549300MZB6KLEC394780

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class    | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Russell 3000 ETF | C000012071                                | IWV                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $324,734,035.90

- **g. Provide the net income from securities lending activities:** $1,247,094.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-6 (17 CFR 270.17a-6)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 17e-1 (17 CFR 270.17e-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. SEC file number:** 085-05006

- **iii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Intercontinental Exchange, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Morgan Stanley & Co. LLC

- **ii. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BLACKROCK INVESTMENTS, LLC

- **b. SEC file number:** 008-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BLACKROCK EXECUTION SERVICES

- **b. SEC file number:** 008-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 008-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,032.00

**Brokers Record: 2**

- **i. Full name of broker:** GOLDMAN SACHS & CO. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11,753.00

**Brokers Record: 3**

- **i. Full name of broker:** PIPER SANDLER & CO.

- **ii. SEC file number:** 008-15204

- **iii. CRD number:** 000000665

- **iv. LEI, if any:** 549300GRQCWQ3XGH0H10

- **v. State, if applicable:** MN

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,856.00

**Brokers Record: 4**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,050.00

**Brokers Record: 5**

- **i. Full name of broker:** UBS SECURITIES LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,093.00

**Brokers Record: 6**

- **i. Full name of broker:** INSTINET LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,017.00

**Brokers Record: 7**

- **i. Full name of broker:** MORGAN STANLEY & CO. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,187.00

**Brokers Record: 8**

- **i. Full name of broker:** BNP PARIBAS SECURITIES CORP.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,609.00

**Brokers Record: 9**

- **i. Full name of broker:** BARCLAYS CAPITAL, INC.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,018.00

**Brokers Record: 10**

- **i. Full name of broker:** BOFA SECURITIES, INC.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,188.00

**Aggregate Commission:** $98,850.00

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| CitiGroup Global Markets Inc.                        | 008-08177         | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $86.19                    |
| UBS SECURITIES LLC                                   | 008-22651         | 000007654    | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $1,708.66                 |
| BNP PARIBAS SECURITIES CORP.                         | 008-32682         | 000015794    | RCNB6OTYUAMMP879YW96 | NY      | US        | $445.96                   |
| BARCLAYS CAPITAL, INC.                               | 008-41342         | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $1,171.37                 |
| VIRTU AMERICAS LLC                                   | 008-68193         | 000149823    | 549300RA02N3BNSWBV74 | NY      | US        | $436.13                   |
| BLACKROCK FUNDS III - BlackRock Cash Funds: Treasury | N/A               | N/A          | 5493005PQV5UQG4OSI49 | DE      | US        | $697,665,764.14           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $697,669,612.45

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $16,751,343,414.63

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 56 - iShares Russell Mid-Cap ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Russell Mid-Cap ETF

- **b. Series identification number, if any:** S000004338

- **c. LEI:** 549300RVM4H7425YNW89

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class       | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Russell Mid-Cap ETF | C000012068                                | IWR                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $1,327,907,829.99

- **g. Provide the net income from securities lending activities:** $8,529,755.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. SEC file number:** 85-11399

- **iii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** Morgan Stanley & Co. LLC

- **ii. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $37,263.12

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $59,628.78

**Brokers Record: 3**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $36,413.69

**Brokers Record: 4**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $68,423.15

**Brokers Record: 5**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $22,991.63

**Brokers Record: 6**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 8-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $111,270.24

**Brokers Record: 7**

- **i. Full name of broker:** TD SECURITIES (USA) LLC

- **ii. SEC file number:** 8-36747

- **iii. CRD number:** 000018476

- **iv. LEI, if any:** SUVUFHICNZMP2WKHG940

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $41,702.73

**Brokers Record: 8**

- **i. Full name of broker:** Barclays Capital, Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $388,821.68

**Brokers Record: 9**

- **i. Full name of broker:** Wells Fargo Securities, LLC

- **ii. SEC file number:** 8-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $55,381.74

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $69,392.34

**Aggregate Commission:** $1,001,265.33

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| Goldman Sachs & Co. LLC            | 8-00129           | 000000361    | FOR8UP27PHTHYVLBNG30 | NY      | US        | $1,065,238.82             |
| UBS Securities LLC                 | 8-22651           | 000007654    | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $528,700.80               |
| Morgan Stanley & Co. LLC           | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $103,115.94               |
| BNP Paribas Securities Corp.       | 8-32682           | 000015794    | RCNB6OTYUAMMP879YW96 | NY      | US        | $273,887.46               |
| Jane Street Capital, LLC           | 8-52275           | 000103782    | 549300ZM16HMPEPNV857 | NY      | US        | $507,467.96               |
| Citadel Securities LLC             | 8-53574           | 000116797    | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $491,968.56               |
| Virtu Americas LLC                 | 8-68193           | 000149823    | 549300RA02N3BNSWBV74 | NY      | US        | $164,603.49               |
| BofA Securities, Inc.              | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $785,417.14               |
| BlackRock Liquidity Funds T-Fund   | N/A               | N/A          | 5493002L9DNZ83RX7V61 | DE      | US        | $3,068,085,406.09         |
| National Securities Clearing Corp. | N/A               | N/A          | 549300RYC9NELN2ICA34 | NY      | US        | $11,690,082,177.53        |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $14,762,383,085.50

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $44,188,285,556.93

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 57 - iShares Russell Mid-Cap Growth ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Russell Mid-Cap Growth ETF

- **b. Series identification number, if any:** S000004336

- **c. LEI:** 5493004I787UFE6AN650

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class              | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Russell Mid-Cap Growth ETF | C000012066                                | IWP                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $852,786,332.98

- **g. Provide the net income from securities lending activities:** $2,979,572.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. SEC file number:** 85-11399

- **iii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** Morgan Stanley & Co. LLC

- **ii. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $10,581.87

**Brokers Record: 2**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $18,014.03

**Brokers Record: 3**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $26,760.45

**Brokers Record: 4**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $59,250.27

**Brokers Record: 5**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 8-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $91,345.49

**Brokers Record: 6**

- **i. Full name of broker:** TD SECURITIES (USA) LLC

- **ii. SEC file number:** 8-36747

- **iii. CRD number:** 000018476

- **iv. LEI, if any:** SUVUFHICNZMP2WKHG940

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $29,212.21

**Brokers Record: 7**

- **i. Full name of broker:** Barclays Capital, Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $376,626.74

**Brokers Record: 8**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 8-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $16,818.99

**Brokers Record: 9**

- **i. Full name of broker:** Wells Fargo Securities, LLC

- **ii. SEC file number:** 8-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $50,785.71

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $21,571.32

**Aggregate Commission:** $731,403.86

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC         | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $47.00                    |
| BlackRock Liquidity Funds T-Fund   | N/A               | N/A          | 5493002L9DNZ83RX7V61 | DE      | US        | $795,357,894.82           |
| National Securities Clearing Corp. | N/A               | N/A          | 549300RYC9NELN2ICA34 | NY      | US        | $12,179,987,016.35        |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $12,975,344,958.17

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $19,454,885,613.65

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 58 - iShares Russell Mid-Cap Value ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Russell Mid-Cap Value ETF

- **b. Series identification number, if any:** S000004335

- **c. LEI:** 5493005J0UKEGJC13J47

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class             | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Russell Mid-Cap Value ETF | C000012065                                | IWS                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $295,047,219.50

- **g. Provide the net income from securities lending activities:** $2,778,876.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. SEC file number:** 085-05006

- **iii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Intercontinental Exchange, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Morgan Stanley & Co. LLC

- **ii. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BLACKROCK INVESTMENTS, LLC

- **b. SEC file number:** 008-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BLACKROCK EXECUTION SERVICES

- **b. SEC file number:** 008-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 008-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $13,319.00

**Brokers Record: 2**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11,782.00

**Brokers Record: 3**

- **i. Full name of broker:** UBS SECURITIES LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $21,523.00

**Brokers Record: 4**

- **i. Full name of broker:** BNP PARIBAS SECURITIES CORP.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $34,693.00

**Brokers Record: 5**

- **i. Full name of broker:** TD SECURITIES (USA) LLC

- **ii. SEC file number:** 008-36747

- **iii. CRD number:** 000018476

- **iv. LEI, if any:** SUVUFHICNZMP2WKHG940

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $33,259.00

**Brokers Record: 6**

- **i. Full name of broker:** BARCLAYS CAPITAL, INC.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $111,409.00

**Brokers Record: 7**

- **i. Full name of broker:** RBC CAPITAL MARKETS, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $14,503.00

**Brokers Record: 8**

- **i. Full name of broker:** CITADEL SECURITIES LLC

- **ii. SEC file number:** 008-53574

- **iii. CRD number:** 000116797

- **iv. LEI, if any:** 12UUJYTN7D3SW8KCSG25

- **v. State, if applicable:** IL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $23,148.00

**Brokers Record: 9**

- **i. Full name of broker:** WELLS FARGO SECURITIES, LLC

- **ii. SEC file number:** 008-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $40,787.00

**Brokers Record: 10**

- **i. Full name of broker:** BOFA SECURITIES, INC.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $18,326.00

**Aggregate Commission:** $380,575.00

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| BLACKROCK FUNDS III - BlackRock Cash Funds: Treasury | N/A               | N/A          | 5493005PQV5UQG4OSI49 | DE      | US        | $1,025,989,831.71         |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $1,025,989,831.71

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $13,866,665,553.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 59 - iShares Russell Top 200 ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Russell Top 200 ETF

- **b. Series identification number, if any:** S000026553

- **c. LEI:** 549300C61G8VMXGKB962

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class       | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Russell Top 200 ETF | C000079752                                | IWL                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $3,934,423.11

- **g. Provide the net income from securities lending activities:** $5,435.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. SEC file number:** 085-05006

- **iii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Intercontinental Exchange, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** J.P. Morgan Securities LLC

- **ii. LEI, if any:** ZBUT11V806EZRVTWT807

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BLACKROCK INVESTMENTS, LLC

- **b. SEC file number:** 008-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BLACKROCK EXECUTION SERVICES

- **b. SEC file number:** 008-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 008-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $337.00

**Brokers Record: 2**

- **i. Full name of broker:** OPPENHEIMER & CO. INC.

- **ii. SEC file number:** 008-04077

- **iii. CRD number:** 000000249

- **iv. LEI, if any:** 254900VH02JQR2L8XD64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $190.00

**Brokers Record: 3**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $304.00

**Brokers Record: 4**

- **i. Full name of broker:** UBS SECURITIES LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $529.00

**Brokers Record: 5**

- **i. Full name of broker:** INSTINET LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $132.00

**Brokers Record: 6**

- **i. Full name of broker:** MORGAN STANLEY & CO. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $134.00

**Brokers Record: 7**

- **i. Full name of broker:** BNP PARIBAS SECURITIES CORP.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $556.00

**Brokers Record: 8**

- **i. Full name of broker:** BARCLAYS CAPITAL, INC.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $410.00

**Brokers Record: 9**

- **i. Full name of broker:** WELLS FARGO SECURITIES, LLC

- **ii. SEC file number:** 008-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $368.00

**Brokers Record: 10**

- **i. Full name of broker:** BOFA SECURITIES, INC.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $101.00

**Aggregate Commission:** $3,585.00

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                           | 008-35008         | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $881.72                   |
| GOLDMAN SACHS & CO. LLC                              | 008-00129         | 000000361    | FOR8UP27PHTHYVLBNG30 | NY      | US        | $1,134.04                 |
| CitiGroup Global Markets Inc.                        | 008-08177         | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $2,992.40                 |
| UBS SECURITIES LLC                                   | 008-22651         | 000007654    | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $7,865.73                 |
| MORGAN STANLEY & CO. LLC                             | 008-15869         | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $345.78                   |
| BNP PARIBAS SECURITIES CORP.                         | 008-32682         | 000015794    | RCNB6OTYUAMMP879YW96 | NY      | US        | $4,059.27                 |
| BARCLAYS CAPITAL, INC.                               | 008-41342         | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $4,278.46                 |
| BOFA SECURITIES, INC.                                | 008-69787         | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $3,215.70                 |
| BLACKROCK FUNDS III - BlackRock Cash Funds: Treasury | N/A               | N/A          | 5493005PQV5UQG4OSI49 | DE      | US        | $64,694,198.22            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $64,718,971.32

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $1,844,664,890.56

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 60 - iShares Russell Top 200 Growth ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Russell Top 200 Growth ETF

- **b. Series identification number, if any:** S000026552

- **c. LEI:** 549300DT9HJY4DKTGI57

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class              | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Russell Top 200 Growth ETF | C000079751                                | IWY                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $22,693,357.00

- **g. Provide the net income from securities lending activities:** $71,454.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. SEC file number:** 085-05006

- **iii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Intercontinental Exchange, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** J.P. Morgan Securities LLC

- **ii. LEI, if any:** ZBUT11V806EZRVTWT807

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BLACKROCK INVESTMENTS, LLC

- **b. SEC file number:** 008-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BLACKROCK EXECUTION SERVICES

- **b. SEC file number:** 008-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 008-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,065.00

**Brokers Record: 2**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,735.00

**Brokers Record: 3**

- **i. Full name of broker:** UBS SECURITIES LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $17,486.00

**Brokers Record: 4**

- **i. Full name of broker:** BNP PARIBAS SECURITIES CORP.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,255.00

**Brokers Record: 5**

- **i. Full name of broker:** TD SECURITIES (USA) LLC

- **ii. SEC file number:** 008-36747

- **iii. CRD number:** 000018476

- **iv. LEI, if any:** SUVUFHICNZMP2WKHG940

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,824.00

**Brokers Record: 6**

- **i. Full name of broker:** BARCLAYS CAPITAL, INC.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $25,669.00

**Brokers Record: 7**

- **i. Full name of broker:** CITADEL SECURITIES LLC

- **ii. SEC file number:** 008-53574

- **iii. CRD number:** 000116797

- **iv. LEI, if any:** 12UUJYTN7D3SW8KCSG25

- **v. State, if applicable:** IL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,976.00

**Brokers Record: 8**

- **i. Full name of broker:** WELLS FARGO SECURITIES, LLC

- **ii. SEC file number:** 008-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $16,245.00

**Brokers Record: 9**

- **i. Full name of broker:** PENSERRA SECURITIES, LLC

- **ii. SEC file number:** 008-67773

- **iii. CRD number:** 000145994

- **iv. LEI, if any:** 549300WY8ZBI168Y6Z05

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,421.00

**Brokers Record: 10**

- **i. Full name of broker:** BOFA SECURITIES, INC.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,595.00

**Aggregate Commission:** $104,804.00

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| BLACKROCK FUNDS III - BlackRock Cash Funds: Treasury | N/A               | N/A          | 5493005PQV5UQG4OSI49 | DE      | US        | $340,546,279.89           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $340,546,279.89

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $14,824,682,760.78

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 61 - iShares Russell Top 200 Value ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Russell Top 200 Value ETF

- **b. Series identification number, if any:** S000026554

- **c. LEI:** 5493005EJDC8RL947G06

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class             | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Russell Top 200 Value ETF | C000079753                                | IWX                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $3,656,729.63

- **g. Provide the net income from securities lending activities:** $10,292.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. SEC file number:** 085-05006

- **iii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Intercontinental Exchange, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** J.P. Morgan Securities LLC

- **ii. LEI, if any:** ZBUT11V806EZRVTWT807

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BLACKROCK INVESTMENTS, LLC

- **b. SEC file number:** 008-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BLACKROCK EXECUTION SERVICES

- **b. SEC file number:** 008-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 008-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,369.00

**Brokers Record: 2**

- **i. Full name of broker:** OPPENHEIMER & CO. INC.

- **ii. SEC file number:** 008-04077

- **iii. CRD number:** 000000249

- **iv. LEI, if any:** 254900VH02JQR2L8XD64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,133.00

**Brokers Record: 3**

- **i. Full name of broker:** UBS SECURITIES LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,350.00

**Brokers Record: 4**

- **i. Full name of broker:** BNP PARIBAS SECURITIES CORP.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,959.00

**Brokers Record: 5**

- **i. Full name of broker:** TD SECURITIES (USA) LLC

- **ii. SEC file number:** 008-36747

- **iii. CRD number:** 000018476

- **iv. LEI, if any:** SUVUFHICNZMP2WKHG940

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,221.00

**Brokers Record: 6**

- **i. Full name of broker:** BARCLAYS CAPITAL, INC.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,907.00

**Brokers Record: 7**

- **i. Full name of broker:** RBC CAPITAL MARKETS, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,966.00

**Brokers Record: 8**

- **i. Full name of broker:** CITADEL SECURITIES LLC

- **ii. SEC file number:** 008-53574

- **iii. CRD number:** 000116797

- **iv. LEI, if any:** 12UUJYTN7D3SW8KCSG25

- **v. State, if applicable:** IL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,389.00

**Brokers Record: 9**

- **i. Full name of broker:** WELLS FARGO SECURITIES, LLC

- **ii. SEC file number:** 008-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,005.00

**Brokers Record: 10**

- **i. Full name of broker:** BOFA SECURITIES, INC.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,600.00

**Aggregate Commission:** $31,534.00

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                           | 008-35008         | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $517.81                   |
| CITIGROUP GLOBAL MARKETS INC                         | 008-08177         | 000007059    | MBNUM2BPBDO7JBLYG310 | CA      | US        | $272.79                   |
| UBS SECURITIES LLC                                   | 008-22651         | 000007654    | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $2,957.93                 |
| BNP PARIBAS SECURITIES CORP.                         | 008-32682         | 000015794    | RCNB6OTYUAMMP879YW96 | NY      | US        | $1,313.87                 |
| BARCLAYS CAPITAL, INC.                               | 008-41342         | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $825.88                   |
| BOFA SECURITIES, INC.                                | 008-69787         | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $429.09                   |
| BLACKROCK FUNDS III - BlackRock Cash Funds: Treasury | N/A               | N/A          | 5493005PQV5UQG4OSI49 | DE      | US        | $212,025,317.67           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $212,031,635.04

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $3,051,968,967.52

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 62 - iShares S&P 100 ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares S&P 100 ETF

- **b. Series identification number, if any:** S000004306

- **c. LEI:** 549300G3FWQPUM47D181

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares S&P 100 ETF     | C000012036                                | OEF                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $35,925,851.07

- **g. Provide the net income from securities lending activities:** $50,642.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. SEC file number:** 085-05006

- **iii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Intercontinental Exchange, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Morgan Stanley & Co. LLC

- **ii. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BLACKROCK INVESTMENTS, LLC

- **b. SEC file number:** 008-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BLACKROCK EXECUTION SERVICES

- **b. SEC file number:** 008-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 008-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,648.00

**Brokers Record: 2**

- **i. Full name of broker:** OPPENHEIMER & CO. INC.

- **ii. SEC file number:** 008-04077

- **iii. CRD number:** 000000249

- **iv. LEI, if any:** 254900VH02JQR2L8XD64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,523.00

**Brokers Record: 3**

- **i. Full name of broker:** PIPER SANDLER & CO.

- **ii. SEC file number:** 008-15204

- **iii. CRD number:** 000000665

- **iv. LEI, if any:** 549300GRQCWQ3XGH0H10

- **v. State, if applicable:** MN

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,158.00

**Brokers Record: 4**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,348.00

**Brokers Record: 5**

- **i. Full name of broker:** UBS SECURITIES LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,897.00

**Brokers Record: 6**

- **i. Full name of broker:** INSTINET LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,128.00

**Brokers Record: 7**

- **i. Full name of broker:** MORGAN STANLEY & CO. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,920.00

**Brokers Record: 8**

- **i. Full name of broker:** BNP PARIBAS SECURITIES CORP.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,592.00

**Brokers Record: 9**

- **i. Full name of broker:** BARCLAYS CAPITAL, INC.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,117.00

**Brokers Record: 10**

- **i. Full name of broker:** WELLS FARGO SECURITIES, LLC

- **ii. SEC file number:** 008-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,015.00

**Aggregate Commission:** $58,633.00

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| BLACKROCK FUNDS III - BlackRock Cash Funds: Treasury | N/A               | N/A          | 5493005PQV5UQG4OSI49 | DE      | US        | $886,378,396.48           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $886,378,396.48

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $23,597,153,739.44

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 63 - iShares S&P 500 3% Capped ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares S&P 500 3% Capped ETF

- **b. Series identification number, if any:** S000091281

- **c. LEI:** 529900ZIOLISS7ZW6R13

- **d. Is this the first filing on this form by the Fund?:** Yes

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class         | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares S&P 500 3% Capped ETF | C000258810                                | TOPC                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $7,678.12

- **g. Provide the net income from securities lending activities:** $272.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. SEC file number:** 85-11399

- **iii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BNP Paribas Securities Corp.

- **ii. LEI, if any:** RCNB6OTYUAMMP879YW96

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $12.79

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5.93

**Brokers Record: 3**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $25.97

**Brokers Record: 4**

- **i. Full name of broker:** Pershing LLC

- **ii. SEC file number:** 8-17574

- **iii. CRD number:** 000007560

- **iv. LEI, if any:** ZI8Q1A8EI8LQFJNM0D94

- **v. State, if applicable:** NJ

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9.26

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6.46

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9.72

**Brokers Record: 7**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 8-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3.20

**Brokers Record: 8**

- **i. Full name of broker:** Barclays Capital, Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4.75

**Brokers Record: 9**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 8-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4.66

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $10.35

**Aggregate Commission:** $105.14

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC         | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $12,826.24                |
| Goldman Sachs & Co. LLC            | 8-00129           | 000000361    | FOR8UP27PHTHYVLBNG30 | NY      | US        | $7,243.47                 |
| Citigroup Global Markets Inc.      | 8-08177           | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $16,086.48                |
| UBS Securities LLC                 | 8-22651           | 000007654    | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $23,358.75                |
| Morgan Stanley & Co. LLC           | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $9,579.68                 |
| BNP Paribas Securities Corp.       | 8-32682           | 000015794    | RCNB6OTYUAMMP879YW96 | NY      | US        | $5,328.72                 |
| Barclays Capital, Inc.             | 8-41342           | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $3,460.62                 |
| BofA Securities, Inc.              | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $4,911.36                 |
| National Securities Clearing Corp. | N/A               | N/A          | 549300RYC9NELN2ICA34 | NY      | US        | $25,764,107.02            |
| BlackRock Liquidity Funds T-Fund   | N/A               | N/A          | 5493002L9DNZ83RX7V61 | DE      | US        | $639,453.41               |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $26,486,772.99

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $14,292,828.22

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 64 - iShares S&P 500 Growth ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares S&P 500 Growth ETF

- **b. Series identification number, if any:** S000004311

- **c. LEI:** 549300RYFG0B8O3DPR13

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class      | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares S&P 500 Growth ETF | C000012041                                | IVW                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $158,844,961.20

- **g. Provide the net income from securities lending activities:** $369,054.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. SEC file number:** 085-05006

- **iii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Intercontinental Exchange, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Morgan Stanley & Co. LLC

- **ii. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BLACKROCK INVESTMENTS, LLC

- **b. SEC file number:** 008-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BLACKROCK EXECUTION SERVICES

- **b. SEC file number:** 008-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 008-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** GOLDMAN SACHS & CO. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $13,697.00

**Brokers Record: 2**

- **i. Full name of broker:** JEFFERIES LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $18,300.00

**Brokers Record: 3**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $52,133.00

**Brokers Record: 4**

- **i. Full name of broker:** UBS SECURITIES LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $55,370.00

**Brokers Record: 5**

- **i. Full name of broker:** INSTINET LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $25,966.00

**Brokers Record: 6**

- **i. Full name of broker:** MORGAN STANLEY & CO. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $89,879.00

**Brokers Record: 7**

- **i. Full name of broker:** BNP PARIBAS SECURITIES CORP.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $60,027.00

**Brokers Record: 8**

- **i. Full name of broker:** BARCLAYS CAPITAL, INC.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $22,030.00

**Brokers Record: 9**

- **i. Full name of broker:** RBC CAPITAL MARKETS, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $24,816.00

**Brokers Record: 10**

- **i. Full name of broker:** BOFA SECURITIES, INC.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $20,179.00

**Aggregate Commission:** $423,413.00

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| BLACKROCK FUNDS III - BlackRock Cash Funds: Treasury | N/A               | N/A          | 5493005PQV5UQG4OSI49 | DE      | US        | $1,208,352,230.45         |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $1,208,352,230.45

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $61,905,961,429.84

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 65 - iShares S&P 500 Value ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares S&P 500 Value ETF

- **b. Series identification number, if any:** S000004312

- **c. LEI:** 549300CBC7RH6BCDVO32

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class     | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares S&P 500 Value ETF | C000012042                                | IVE                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $155,389,555.20

- **g. Provide the net income from securities lending activities:** $1,898,478.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. SEC file number:** 085-05006

- **iii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Intercontinental Exchange, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Morgan Stanley & Co. LLC

- **ii. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BLACKROCK INVESTMENTS, LLC

- **b. SEC file number:** 008-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BLACKROCK EXECUTION SERVICES

- **b. SEC file number:** 008-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 008-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $23,784.00

**Brokers Record: 2**

- **i. Full name of broker:** OPPENHEIMER & CO. INC.

- **ii. SEC file number:** 008-04077

- **iii. CRD number:** 000000249

- **iv. LEI, if any:** 254900VH02JQR2L8XD64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $22,097.00

**Brokers Record: 3**

- **i. Full name of broker:** GOLDMAN SACHS & CO. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $22,515.00

**Brokers Record: 4**

- **i. Full name of broker:** JEFFERIES LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $38,128.00

**Brokers Record: 5**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $69,131.00

**Brokers Record: 6**

- **i. Full name of broker:** UBS SECURITIES LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $90,018.00

**Brokers Record: 7**

- **i. Full name of broker:** MORGAN STANLEY & CO. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $76,928.00

**Brokers Record: 8**

- **i. Full name of broker:** BNP PARIBAS SECURITIES CORP.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $63,323.00

**Brokers Record: 9**

- **i. Full name of broker:** BARCLAYS CAPITAL, INC.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $41,809.00

**Brokers Record: 10**

- **i. Full name of broker:** BOFA SECURITIES, INC.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $72,319.00

**Aggregate Commission:** $626,481.00

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| MORGAN STANLEY & CO. LLC                             | 008-15869         | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $258.40                   |
| BLACKROCK FUNDS III - BlackRock Cash Funds: Treasury | N/A               | N/A          | 5493005PQV5UQG4OSI49 | DE      | US        | $3,068,668,286.60         |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $3,068,668,545.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $42,889,437,389.80

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 66 - iShares S&P 500 ex S&P 100 ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares S&P 500 ex S&P 100 ETF

- **b. Series identification number, if any:** S000093347

- **c. LEI:** 529900AJSSJKCFCA0G45

- **d. Is this the first filing on this form by the Fund?:** Yes

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class          | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares S&P 500 ex S&P 100 ETF | C000261561                                | XOEF                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $1,111.00

- **g. Provide the net income from securities lending activities:** $31.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. SEC file number:** 85-11399

- **iii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** RBC CAPITAL MARKETS LLC

- **ii. LEI, if any:** 549300LCO2FLSSVFFR64

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $22.60

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $13.68

**Brokers Record: 3**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $26.97

**Brokers Record: 4**

- **i. Full name of broker:** Pershing LLC

- **ii. SEC file number:** 8-17574

- **iii. CRD number:** 000007560

- **iv. LEI, if any:** ZI8Q1A8EI8LQFJNM0D94

- **v. State, if applicable:** NJ

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $16.09

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $10.38

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8.64

**Brokers Record: 7**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 8-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5.72

**Brokers Record: 8**

- **i. Full name of broker:** Barclays Capital, Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7.29

**Brokers Record: 9**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 8-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7.27

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11.38

**Aggregate Commission:** $150.02

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC         | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $4,775.05                 |
| Goldman Sachs & Co. LLC            | 8-00129           | 000000361    | FOR8UP27PHTHYVLBNG30 | NY      | US        | $3,233.59                 |
| Citigroup Global Markets Inc.      | 8-08177           | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $9,431.97                 |
| UBS Securities LLC                 | 8-22651           | 000007654    | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $15,488.06                |
| Morgan Stanley & Co. LLC           | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $8,577.84                 |
| ABN AMRO Clearing Chicago LLC      | 8-34354           | 000014020    | 549300U16G4LU3V6C598 | IL      | US        | $1,989.00                 |
| BNP Paribas Securities Corp.       | 8-32682           | 000015794    | RCNB6OTYUAMMP879YW96 | NY      | US        | $9,895.55                 |
| BofA Securities, Inc.              | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $5,299.84                 |
| National Securities Clearing Corp. | N/A               | N/A          | 549300RYC9NELN2ICA34 | NY      | US        | $26,751,412.18            |
| BlackRock Liquidity Funds T-Fund   | N/A               | N/A          | 5493002L9DNZ83RX7V61 | DE      | US        | $701,695.77               |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $27,514,186.66

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $15,779,206.38

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 67 - iShares S&P Mid-Cap 400 Growth ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares S&P Mid-Cap 400 Growth ETF

- **b. Series identification number, if any:** S000004308

- **c. LEI:** 549300QX118GSGGY3M67

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class              | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares S&P Mid-Cap 400 Growth ETF | C000012038                                | IJK                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $536,218,846.74

- **g. Provide the net income from securities lending activities:** $1,444,747.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. SEC file number:** 85-11399

- **iii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** Morgan Stanley & Co. LLC

- **ii. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Cantor Fitzgerald & Co.

- **ii. SEC file number:** 8-00201

- **iii. CRD number:** 000000134

- **iv. LEI, if any:** 5493004J7H4GCPG6OB62

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $24,039.26

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $59,526.32

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $22,343.54

**Brokers Record: 4**

- **i. Full name of broker:** Pershing LLC

- **ii. SEC file number:** 8-17574

- **iii. CRD number:** 000007560

- **iv. LEI, if any:** ZI8Q1A8EI8LQFJNM0D94

- **v. State, if applicable:** NJ

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $34,206.26

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $39,328.53

**Brokers Record: 6**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 8-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $20,469.35

**Brokers Record: 7**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $70,760.98

**Brokers Record: 8**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 8-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $54,966.42

**Brokers Record: 9**

- **i. Full name of broker:** Barclays Capital, Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $14,046.31

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $57,821.54

**Aggregate Commission:** $440,977.88

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| BofA Securities, Inc.              | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $153.30                   |
| National Securities Clearing Corp. | N/A               | N/A          | 549300RYC9NELN2ICA34 | NY      | US        | $4,096,620,495.79         |
| BlackRock Liquidity Funds T-Fund   | N/A               | N/A          | 5493002L9DNZ83RX7V61 | DE      | US        | $408,159,266.06           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $4,504,779,915.15

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $9,055,245,830.35

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 68 - iShares S&P Mid-Cap 400 Value ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares S&P Mid-Cap 400 Value ETF

- **b. Series identification number, if any:** S000004309

- **c. LEI:** 549300RXJ5JGMYH3Y929

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class             | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares S&P Mid-Cap 400 Value ETF | C000012039                                | IJJ                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $240,219,197.66

- **g. Provide the net income from securities lending activities:** $634,186.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. SEC file number:** 85-11399

- **iii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** Morgan Stanley & Co. LLC

- **ii. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $24,832.18

**Brokers Record: 2**

- **i. Full name of broker:** Cantor Fitzgerald & Co.

- **ii. SEC file number:** 8-00201

- **iii. CRD number:** 000000134

- **iv. LEI, if any:** 5493004J7H4GCPG6OB62

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $19,914.77

**Brokers Record: 3**

- **i. Full name of broker:** Oppenheimer & Co. Inc.

- **ii. SEC file number:** 8-04077

- **iii. CRD number:** 000000249

- **iv. LEI, if any:** 254900VH02JQR2L8XD64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $17,010.85

**Brokers Record: 4**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $53,670.27

**Brokers Record: 5**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $21,441.84

**Brokers Record: 6**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $53,178.99

**Brokers Record: 7**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $49,066.43

**Brokers Record: 8**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 8-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $35,453.86

**Brokers Record: 9**

- **i. Full name of broker:** Barclays Capital, Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $28,648.31

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $60,189.23

**Aggregate Commission:** $437,526.96

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| UBS Securities LLC                 | 8-22651           | 000007654    | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $568.04                   |
| BlackRock Liquidity Funds T-Fund   | N/A               | N/A          | 5493002L9DNZ83RX7V61 | DE      | US        | $897,618,737.74           |
| National Securities Clearing Corp. | N/A               | N/A          | 549300RYC9NELN2ICA34 | NY      | US        | $2,585,333,048.30         |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $3,482,952,354.08

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $7,870,913,469.76

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 69 - iShares S&P Small-Cap 600 Growth ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares S&P Small-Cap 600 Growth ETF

- **b. Series identification number, if any:** S000004314

- **c. LEI:** 549300EFW54J0I4GU776

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares S&P Small-Cap 600 Growth ETF | C000012044                                | IJT                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $371,648,717.71

- **g. Provide the net income from securities lending activities:** $999,891.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-6 (17 CFR 270.17a-6)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. SEC file number:** 85-11399

- **iii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** Morgan Stanley & Co. LLC

- **ii. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Cantor Fitzgerald & Co.

- **ii. SEC file number:** 8-00201

- **iii. CRD number:** 000000134

- **iv. LEI, if any:** 5493004J7H4GCPG6OB62

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $30,450.36

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $114,756.26

**Brokers Record: 3**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $43,819.54

**Brokers Record: 4**

- **i. Full name of broker:** Pershing LLC

- **ii. SEC file number:** 8-17574

- **iii. CRD number:** 000007560

- **iv. LEI, if any:** ZI8Q1A8EI8LQFJNM0D94

- **v. State, if applicable:** NJ

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $17,155.02

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $48,281.86

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $70,711.36

**Brokers Record: 7**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 8-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $59,468.87

**Brokers Record: 8**

- **i. Full name of broker:** TD SECURITIES (USA) LLC

- **ii. SEC file number:** 8-36747

- **iii. CRD number:** 000018476

- **iv. LEI, if any:** SUVUFHICNZMP2WKHG940

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $20,493.77

**Brokers Record: 9**

- **i. Full name of broker:** Barclays Capital, Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $28,709.26

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $106,455.01

**Aggregate Commission:** $631,675.93

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| National Securities Clearing Corp. | N/A               | N/A          | 549300RYC9NELN2ICA34 | NY      | US        | $1,358,632,941.21         |
| BlackRock Liquidity Funds T-Fund   | N/A               | N/A          | 5493002L9DNZ83RX7V61 | DE      | US        | $619,585,537.31           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $1,978,218,478.52

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $6,211,994,168.57

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 70 - iShares S&P Small-Cap 600 Value ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares S&P Small-Cap 600 Value ETF

- **b. Series identification number, if any:** S000004316

- **c. LEI:** 549300XRN6BYGRPV6Y61

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class               | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares S&P Small-Cap 600 Value ETF | C000012046                                | IJS                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $214,590,640.90

- **g. Provide the net income from securities lending activities:** $2,242,213.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-6 (17 CFR 270.17a-6)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. SEC file number:** 085-05006

- **iii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Intercontinental Exchange, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Morgan Stanley & Co. LLC

- **ii. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any, or other identifying number:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BLACKROCK INVESTMENTS, LLC

- **b. SEC file number:** 008-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BLACKROCK EXECUTION SERVICES

- **b. SEC file number:** 008-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 008-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** GOLDMAN SACHS & CO. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $94,963.00

**Brokers Record: 2**

- **i. Full name of broker:** JEFFERIES LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $57,875.00

**Brokers Record: 3**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $155,212.00

**Brokers Record: 4**

- **i. Full name of broker:** UBS SECURITIES LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $82,960.00

**Brokers Record: 5**

- **i. Full name of broker:** MORGAN STANLEY & CO. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $132,587.00

**Brokers Record: 6**

- **i. Full name of broker:** BNP PARIBAS SECURITIES CORP.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $104,308.00

**Brokers Record: 7**

- **i. Full name of broker:** TD SECURITIES (USA) LLC

- **ii. SEC file number:** 008-36747

- **iii. CRD number:** 000018476

- **iv. LEI, if any:** SUVUFHICNZMP2WKHG940

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $71,240.00

**Brokers Record: 8**

- **i. Full name of broker:** BARCLAYS CAPITAL, INC.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $120,701.00

**Brokers Record: 9**

- **i. Full name of broker:** BTIG, LLC

- **ii. SEC file number:** 008-65473

- **iii. CRD number:** 000122225

- **iv. LEI, if any:** 549300GTG9PL6WO3EC51

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $80,344.00

**Brokers Record: 10**

- **i. Full name of broker:** BOFA SECURITIES, INC.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $124,264.00

**Aggregate Commission:** $1,243,119.00

**Item C.17.a. Principal transaction counterparties.**

| Name                                                 | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| BARCLAYS CAPITAL, INC.                               | 008-41342         | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $207,158.10               |
| BLACKROCK FUNDS III - BlackRock Cash Funds: Treasury | N/A               | N/A          | 5493005PQV5UQG4OSI49 | DE      | US        | $1,304,589,521.96         |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $1,304,796,680.06

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $6,629,494,437.90

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 71 - iShares Semiconductor ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Semiconductor ETF

- **b. Series identification number, if any:** S000004354

- **c. LEI:** 5493004SPI3IF1GDIR85

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class     | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Semiconductor ETF | C000012084                                | SOXX                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $331,329,460.77

- **g. Provide the net income from securities lending activities:** $6,097,337.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. SEC file number:** 85-11399

- **iii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** Wells Fargo Securities LLC

- **ii. LEI, if any:** VYVVCKR63DVZZN70PB21

- **iii. State, if applicable:** NC

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $92,306.72

**Brokers Record: 2**

- **i. Full name of broker:** Oppenheimer & Co. Inc.

- **ii. SEC file number:** 8-04077

- **iii. CRD number:** 000000249

- **iv. LEI, if any:** 254900VH02JQR2L8XD64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $13,828.42

**Brokers Record: 3**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $26,663.87

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $128,523.62

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $37,157.97

**Brokers Record: 6**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 8-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $43,698.19

**Brokers Record: 7**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $17,575.26

**Brokers Record: 8**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 8-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $63,761.80

**Brokers Record: 9**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 8-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $25,088.74

**Brokers Record: 10**

- **i. Full name of broker:** Wells Fargo Securities, LLC

- **ii. SEC file number:** 8-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $14,764.12

**Aggregate Commission:** $494,972.53

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| BlackRock Liquidity Funds T-Fund   | N/A               | N/A          | 5493002L9DNZ83RX7V61 | DE      | US        | $549,080,416.66           |
| National Securities Clearing Corp. | N/A               | N/A          | 549300RYC9NELN2ICA34 | NY      | US        | $92,012,938,910.48        |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $92,562,019,327.14

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $15,542,441,326.60

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $800,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 2 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Co.

  - **Line Institutions Record: 4 Name of institution:** The Bank of New York Mellon

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                             | SEC File number   |
|:---|:---|
| iShares 0-1 Year Treasury Bond ETF                       | 811-09729         |
| iShares 0-3 Month Treasury Bond ETF                      | 811-09729         |
| iShares Asia 50 ETF                                      | 811-09729         |
| iShares Breakthrough Environmental Solutions ETF         | 811-09729         |
| iShares Copper and Metals Mining ETF                     | 811-09729         |
| iShares Core MSCI Emerging Markets ETF                   | 811-09102         |
| iShares Core MSCI Total International Stock ETF          | 811-09729         |
| iShares Currency Hedged MSCI EAFE ETF                    | 811-09729         |
| iShares Currency Hedged MSCI Emerging Markets ETF        | 811-09102         |
| iShares Currency Hedged MSCI Eurozone ETF                | 811-09729         |
| iShares Currency Hedged MSCI Japan ETF                   | 811-09729         |
| iShares Cybersecurity and Tech ETF                       | 811-09729         |
| iShares ESG Advanced MSCI EM ETF                         | 811-09729         |
| iShares ESG Aware MSCI EM ETF                            | 811-09102         |
| iShares ESG MSCI EM Leaders ETF                          | 811-09729         |
| iShares Emerging Markets Dividend ETF                    | 811-09102         |
| iShares Emerging Markets Equity Factor ETF               | 811-09102         |
| iShares Emerging Markets Infrastructure ETF              | 811-09729         |
| iShares Environmental Infrastructure and Industrials ETF | 811-09729         |
| iShares Environmentally Aware Real Estate ETF            | 811-09729         |
| iShares Future AI & Tech ETF                             | 811-09729         |
| iShares Future Exponential Technologies ETF              | 811-09729         |
| iShares Future Metaverse Tech and Communications ETF     | 811-09729         |
| iShares Genomics Immunology and Healthcare ETF           | 811-09729         |
| iShares Global 100 ETF                                   | 811-09729         |
| iShares Global Clean Energy ETF                          | 811-09729         |
| iShares Global Comm Services ETF                         | 811-09729         |
| iShares Global Consumer Discretionary ETF                | 811-09729         |
| iShares Global Consumer Staples ETF                      | 811-09729         |
| iShares Global Energy ETF                                | 811-09729         |
| iShares Global Equity Factor ETF                         | 811-09729         |
| iShares Global Financials ETF                            | 811-09729         |
| iShares Global Industrials ETF                           | 811-09729         |
| iShares Global Infrastructure ETF                        | 811-09729         |
| iShares Global Materials ETF                             | 811-09729         |
| iShares Global Tech ETF                                  | 811-09729         |
| iShares Global Timber & Forestry ETF                     | 811-09729         |
| iShares Global Utilities ETF                             | 811-09729         |
| iShares India 50 ETF                                     | 811-09729         |
| iShares International Dividend Growth ETF                | 811-09729         |
| iShares International Select Dividend ETF                | 811-09729         |
| iShares J.P. Morgan EM Local Currency Bond ETF           | 811-09102         |
| iShares JPX-Nikkei 400 ETF                               | 811-09729         |
| iShares Latin America 40 ETF                             | 811-09729         |
| iShares Lithium Miners and Producers ETF                 | 811-09729         |
| iShares Low Carbon Optimized MSCI ACWI ETF               | 811-09729         |
| iShares MSCI ACWI ETF                                    | 811-09729         |
| iShares MSCI ACWI ex U.S. ETF                            | 811-09729         |
| iShares MSCI Agriculture Producers ETF                   | 811-09102         |
| iShares MSCI All Country Asia ex Japan ETF               | 811-09729         |
| iShares MSCI Australia ETF                               | 811-09102         |
| iShares MSCI Austria ETF                                 | 811-09102         |
| iShares MSCI BIC ETF                                     | 811-09102         |
| iShares MSCI Belgium ETF                                 | 811-09102         |
| iShares MSCI Brazil ETF                                  | 811-09102         |
| iShares MSCI Brazil Small-Cap ETF                        | 811-09729         |
| iShares MSCI Canada ETF                                  | 811-09102         |
| iShares MSCI Chile ETF                                   | 811-09102         |
| iShares MSCI China A ETF                                 | 811-09729         |
| iShares MSCI China ETF                                   | 811-09729         |
| iShares MSCI China Multisector Tech ETF                  | 811-09729         |
| iShares MSCI China Small-Cap ETF                         | 811-09729         |
| iShares MSCI Denmark ETF                                 | 811-09729         |
| iShares MSCI Emerging Markets Asia ETF                   | 811-09102         |
| iShares MSCI Emerging Markets ETF                        | 811-09102         |
| iShares MSCI Emerging Markets Min Vol Factor ETF         | 811-09102         |
| iShares MSCI Emerging Markets Quality Factor ETF         | 811-09729         |
| iShares MSCI Emerging Markets Small-Cap ETF              | 811-09102         |
| iShares MSCI Emerging Markets Value Factor ETF           | 811-09729         |
| iShares MSCI Emerging Markets ex China ETF               | 811-09102         |
| iShares MSCI Finland ETF                                 | 811-09729         |
| iShares MSCI France ETF                                  | 811-09102         |
| iShares MSCI Germany ETF                                 | 811-09102         |
| iShares MSCI Global Metals & Mining Producers ETF        | 811-09102         |
| iShares MSCI Global Min Vol Factor ETF                   | 811-09102         |
| iShares MSCI Global Sustainable Development Goals ETF    | 811-09729         |
| iShares MSCI Hong Kong ETF                               | 811-09102         |
| iShares MSCI India ETF                                   | 811-09729         |
| iShares MSCI India Small-Cap ETF                         | 811-09729         |
| iShares MSCI Indonesia ETF                               | 811-09729         |
| iShares MSCI Ireland ETF                                 | 811-09729         |
| iShares MSCI Israel ETF                                  | 811-09102         |
| iShares MSCI Italy ETF                                   | 811-09102         |
| iShares MSCI Japan ETF                                   | 811-09102         |
| iShares MSCI Japan Small-Cap ETF                         | 811-09102         |
| iShares MSCI Japan Value ETF                             | 811-09729         |
| iShares MSCI Kuwait ETF                                  | 811-09729         |
| iShares MSCI Malaysia ETF                                | 811-09102         |
| iShares MSCI Mexico ETF                                  | 811-09102         |
| iShares MSCI Netherlands ETF                             | 811-09102         |
| iShares MSCI New Zealand ETF                             | 811-09729         |
| iShares MSCI Norway ETF                                  | 811-09729         |
| iShares MSCI Peru and Global Exposure ETF                | 811-09729         |
| iShares MSCI Philippines ETF                             | 811-09729         |
| iShares MSCI Poland ETF                                  | 811-09729         |
| iShares MSCI Qatar ETF                                   | 811-09729         |
| iShares MSCI Saudi Arabia ETF                            | 811-09729         |
| iShares MSCI Singapore ETF                               | 811-09102         |
| iShares MSCI South Africa ETF                            | 811-09102         |
| iShares MSCI South Korea ETF                             | 811-09102         |
| iShares MSCI Spain ETF                                   | 811-09102         |
| iShares MSCI Sweden ETF                                  | 811-09102         |
| iShares MSCI Switzerland ETF                             | 811-09102         |
| iShares MSCI Taiwan ETF                                  | 811-09102         |
| iShares MSCI Thailand ETF                                | 811-09102         |
| iShares MSCI Turkey ETF                                  | 811-09102         |
| iShares MSCI UAE ETF                                     | 811-09729         |
| iShares MSCI United Kingdom ETF                          | 811-09729         |
| iShares MSCI United Kingdom Small-Cap ETF                | 811-09729         |
| iShares Self-Driving EV and Tech ETF                     | 811-09729         |
| iShares U.S. Power Infrastructure ETF                    | 811-09102         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 72 - iShares Texas Equity ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Texas Equity ETF

- **b. Series identification number, if any:** S000093203

- **c. LEI:** 52990049N8LXXN6KKY62

- **d. Is this the first filing on this form by the Fund?:** Yes

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class    | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Texas Equity ETF | C000261357                                | TEXN                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $11,928.61

- **g. Provide the net income from securities lending activities:** $47.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** RBC CAPITAL MARKETS LLC

- **ii. LEI, if any:** 549300LCO2FLSSVFFR64

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $17.14

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $25.21

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $27.77

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $35.15

**Brokers Record: 5**

- **i. Full name of broker:** Cowen and Company, LLC

- **ii. SEC file number:** 008-22522

- **iii. CRD number:** 000007616

- **iv. LEI, if any:** 549300WR155U7DVMIW58

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $15.46

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $45.82

**Brokers Record: 7**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $20.51

**Brokers Record: 8**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $31.65

**Brokers Record: 9**

- **i. Full name of broker:** CastleOak Securities, L.P.

- **ii. SEC file number:** 008-65786

- **iii. CRD number:** 000125334

- **iv. LEI, if any:** 549300MXL7C60HZ59S65

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $17.44

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $39.93

**Aggregate Commission:** $367.91

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC    | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $749.08                   |
| Goldman Sachs & Co. LLC       | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $4,450.25                 |
| Citigroup Global Markets Inc. | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $6,414,285.29             |
| UBS Securities LLC            | 008-22651         |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $5,027,267.72             |
| Morgan Stanley & Co. LLC      | 008-15869         |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $1,260.56                 |
| BNP Paribas Securities Corp.  | 008-32682         |    000015794 | RCNB6OTYUAMMP879YW96 | NY      | US        | $4,692.33                 |
| Barclays Capital Inc.         | 008-41342         |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $1,635.73                 |
| Citadel Securities LLC        | 008-53574         |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $1,004,394.10             |
| Virtu Americas LLC            | 008-68193         |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $2,997,864.33             |
| ABN Amro Securities (USA) LLC | 008-68398         |    000151796 | 549300FIFV1CB6HD9A14 | NY      | US        | $4,226,607.19             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $19,683,206.58

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $13,098,121.94

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 73 - iShares Top 20 U.S. Stocks ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares Top 20 U.S. Stocks ETF

- **b. Series identification number, if any:** S000088434

- **c. LEI:** 529900L3P6LYS0370Y20

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class         | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares Top 20 U.S Stocks ETF | C000254701                                | TOPT                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $3,391,954.07

- **g. Provide the net income from securities lending activities:** $2,819.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. SEC file number:** 85-11399

- **iii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BNP Paribas Securities Corp.

- **ii. LEI, if any:** RCNB6OTYUAMMP879YW96

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $939.55

**Brokers Record: 2**

- **i. Full name of broker:** Cantor Fitzgerald & Co.

- **ii. SEC file number:** 8-00201

- **iii. CRD number:** 000000134

- **iv. LEI, if any:** 5493004J7H4GCPG6OB62

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $68.96

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $93.76

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,296.24

**Brokers Record: 5**

- **i. Full name of broker:** Pershing LLC

- **ii. SEC file number:** 8-17574

- **iii. CRD number:** 000007560

- **iv. LEI, if any:** ZI8Q1A8EI8LQFJNM0D94

- **v. State, if applicable:** NJ

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $509.02

**Brokers Record: 6**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $308.10

**Brokers Record: 7**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $177.69

**Brokers Record: 8**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 8-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $186.58

**Brokers Record: 9**

- **i. Full name of broker:** Barclays Capital, Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $367.81

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $317.12

**Aggregate Commission:** $4,382.74

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC         | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $477.40                   |
| BlackRock Liquidity Funds T-Fund   | N/A               | N/A          | 5493002L9DNZ83RX7V61 | DE      | US        | $14,202,716.91            |
| National Securities Clearing Corp. | N/A               | N/A          | 549300RYC9NELN2ICA34 | NY      | US        | $419,476,439.13           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $433,679,633.44

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $345,328,924.83

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 74 - iShares U.S. Aerospace & Defense ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares U.S. Aerospace & Defense ETF

- **b. Series identification number, if any:** S000009423

- **c. LEI:** 549300BI35CWQ4Q8FM41

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares U.S. Aerospace & Defense ETF | C000025777                                | ITA                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $235,572,093.45

- **g. Provide the net income from securities lending activities:** $674,544.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** Wells Fargo Securities LLC

- **ii. LEI, if any:** VYVVCKR63DVZZN70PB21

- **iii. State, if applicable:** NC

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $19,643.33

**Brokers Record: 2**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $29,273.23

**Brokers Record: 3**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $15,285.13

**Brokers Record: 4**

- **i. Full name of broker:** Cowen and Company, LLC

- **ii. SEC file number:** 008-22522

- **iii. CRD number:** 000007616

- **iv. LEI, if any:** 549300WR155U7DVMIW58

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,122.22

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11,245.88

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $32,212.12

**Brokers Record: 7**

- **i. Full name of broker:** Mizuho Securities USA LLC

- **ii. SEC file number:** 008-37710

- **iii. CRD number:** 000019647

- **iv. LEI, if any:** 7TK5RJIZDFROZCA6XF66

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,790.76

**Brokers Record: 8**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $20,034.03

**Brokers Record: 9**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $12,621.32

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,429.48

**Aggregate Commission:** $193,894.31

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Goldman Sachs & Co. LLC       | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $798,287,693.64           |
| Citigroup Global Markets Inc. | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $355,605,077.38           |
| Morgan Stanley & Co. LLC      | 008-15869         |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $1,623,067,418.57         |
| BNP Paribas Securities Corp.  | 008-32682         |    000015794 | RCNB6OTYUAMMP879YW96 | NY      | US        | $733,751,153.02           |
| RBC Capital Markets, LLC      | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $519,595,988.05           |
| Jane Street Capital, LLC      | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $2,425,040,180.43         |
| Citadel Securities LLC        | 008-53574         |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $701,169,745.23           |
| Virtu Americas LLC            | 008-68193         |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $940,101,449.51           |
| ABN Amro Securities (USA) LLC | 008-68398         |    000151796 | 549300FIFV1CB6HD9A14 | NY      | US        | $614,080,191.33           |
| BofA Securities, Inc.         | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $3,872,229,128.63         |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $12,582,928,025.79

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $10,804,339,595.89

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 75 - iShares U.S. Broker-Dealers & Securities Exchanges ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares U.S. Broker-Dealers & Securities Exchanges ETF

- **b. Series identification number, if any:** S000009420

- **c. LEI:** 54930085FJMZ4CBKDP12

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                                  | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares U.S. Broker-Dealers & Securities Exchanges ETF | C000025774                                | IAI                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $10,020,840.45

- **g. Provide the net income from securities lending activities:** $19,192.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** Wells Fargo Securities LLC

- **ii. LEI, if any:** VYVVCKR63DVZZN70PB21

- **iii. State, if applicable:** NC

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $826.12

**Brokers Record: 2**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $790.14

**Brokers Record: 3**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,571.32

**Brokers Record: 4**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,104.34

**Brokers Record: 5**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** DE

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $644.65

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,162.30

**Brokers Record: 7**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,560.46

**Brokers Record: 8**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,249.98

**Brokers Record: 9**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,223.34

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $822.92

**Aggregate Commission:** $19,286.01

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC    | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $59,536,480.61            |
| Goldman Sachs & Co. LLC       | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $212,970,181.83           |
| Citigroup Global Markets Inc. | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $133,116,689.12           |
| BNP Paribas Securities Corp.  | 008-32682         |    000015794 | RCNB6OTYUAMMP879YW96 | NY      | US        | $121,750,137.88           |
| RBC Capital Markets, LLC      | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $183,913,159.82           |
| Jane Street Capital, LLC      | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $349,661,123.29           |
| Citadel Securities LLC        | 008-53574         |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $243,144,328.59           |
| Wells Fargo Securities, LLC   | 008-65876         |    000126292 | VYVVCKR63DVZZN70PB21 | NC      | US        | $50,977,137.66            |
| Virtu Americas LLC            | 008-68193         |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $161,039,627.81           |
| BofA Securities, Inc.         | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $426,442,322.80           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $1,942,551,189.41

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $1,512,721,652.85

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 76 - iShares U.S. Digital Infrastructure and Real Estate ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares U.S. Digital Infrastructure and Real Estate ETF

- **b. Series identification number, if any:** S000004353

- **c. LEI:** 549300S5V6GD5LTLEJ50

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                                   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares U.S. Digital Infrastructure and Real Estate ETF | C000012083                                | IDGT                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $6,604,009.88

- **g. Provide the net income from securities lending activities:** $13,593.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. SEC file number:** 85-11399

- **iii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** Wells Fargo Securities LLC

- **ii. LEI, if any:** VYVVCKR63DVZZN70PB21

- **iii. State, if applicable:** NC

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,723.59

**Brokers Record: 2**

- **i. Full name of broker:** Cantor Fitzgerald & Co.

- **ii. SEC file number:** 8-00201

- **iii. CRD number:** 000000134

- **iv. LEI, if any:** 5493004J7H4GCPG6OB62

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $547.82

**Brokers Record: 3**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $431.99

**Brokers Record: 4**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,034.78

**Brokers Record: 5**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $21,594.95

**Brokers Record: 6**

- **i. Full name of broker:** Pershing LLC

- **ii. SEC file number:** 8-17574

- **iii. CRD number:** 000007560

- **iv. LEI, if any:** ZI8Q1A8EI8LQFJNM0D94

- **v. State, if applicable:** NJ

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,953.36

**Brokers Record: 7**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,673.49

**Brokers Record: 8**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,535.87

**Brokers Record: 9**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 8-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,814.38

**Brokers Record: 10**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 8-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,698.29

**Aggregate Commission:** $42,406.70

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| Goldman Sachs & Co. LLC            | 8-00129           | 000000361    | FOR8UP27PHTHYVLBNG30 | NY      | US        | $313.33                   |
| Citigroup Global Markets Inc.      | 8-08177           | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $71.99                    |
| Morgan Stanley & Co. LLC           | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $92.93                    |
| BNP Paribas Securities Corp.       | 8-32682           | 000015794    | RCNB6OTYUAMMP879YW96 | NY      | US        | $44.67                    |
| BlackRock Liquidity Funds T-Fund   | N/A               | N/A          | 5493002L9DNZ83RX7V61 | DE      | US        | $14,768,599.93            |
| National Securities Clearing Corp. | N/A               | N/A          | 549300RYC9NELN2ICA34 | NY      | US        | $47,912,457.30            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $62,681,580.15

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $131,310,716.63

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 77 - iShares U.S. Healthcare Providers ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares U.S. Healthcare Providers ETF

- **b. Series identification number, if any:** S000009418

- **c. LEI:** 5493000J69Q6KCUCL849

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                 | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares U.S. Healthcare Providers ETF | C000025772                                | IHF                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $26,955,514.55

- **g. Provide the net income from securities lending activities:** $51,347.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** SG Americas Securities, LLC

- **ii. LEI, if any:** 549300F35UE0BOM1WJ55

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Cantor Fitzgerald & Co.

- **ii. SEC file number:** 008-00201

- **iii. CRD number:** 000000134

- **iv. LEI, if any:** 5493004J7H4GCPG6OB62

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,843.20

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,352.89

**Brokers Record: 3**

- **i. Full name of broker:** Piper Sandler & Co.

- **ii. SEC file number:** 008-15204

- **iii. CRD number:** 000000665

- **iv. LEI, if any:** 549300GRQCWQ3XGH0H10

- **v. State, if applicable:** MN

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,004.39

**Brokers Record: 4**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,212.20

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,939.40

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,440.82

**Brokers Record: 7**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,900.09

**Brokers Record: 8**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,346.36

**Brokers Record: 9**

- **i. Full name of broker:** Mischler Financial Group, Inc.

- **ii. SEC file number:** 008-48067

- **iii. CRD number:** 000037818

- **iv. LEI, if any:** 2549004IPXPSM9EJFC92

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $677.60

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,147.65

**Aggregate Commission:** $27,527.88

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Goldman Sachs & Co. LLC       | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $89,240,914.21            |
| Jefferies LLC                 | 008-15074         |    000002347 | 58PU97L1C0WSRCWADL48 | NY      | US        | $27,480,798.95            |
| Citigroup Global Markets Inc. | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $59,847,875.00            |
| Morgan Stanley & Co. LLC      | 008-15869         |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $22,670,478.35            |
| BNP Paribas Securities Corp.  | 008-32682         |    000015794 | RCNB6OTYUAMMP879YW96 | NY      | US        | $90,608,926.96            |
| RBC Capital Markets, LLC      | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $178,458,994.15           |
| Jane Street Capital, LLC      | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $58,592,583.81            |
| Citadel Securities LLC        | 008-53574         |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $81,575,058.78            |
| Virtu Americas LLC            | 008-68193         |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $59,902,288.24            |
| BofA Securities, Inc.         | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $72,475,023.55            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $740,852,942.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $710,702,886.07

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 78 - iShares U.S. Home Construction ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares U.S. Home Construction ETF

- **b. Series identification number, if any:** S000009415

- **c. LEI:** 549300E4UYBNT92O5488

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class              | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares U.S. Home Construction ETF | C000025769                                | ITB                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $60,493,894.50

- **g. Provide the net income from securities lending activities:** $467,985.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** SG Americas Securities, LLC

- **ii. LEI, if any:** 549300F35UE0BOM1WJ55

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Cantor Fitzgerald & Co.

- **ii. SEC file number:** 008-00201

- **iii. CRD number:** 000000134

- **iv. LEI, if any:** 5493004J7H4GCPG6OB62

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,366.68

**Brokers Record: 2**

- **i. Full name of broker:** Oppenheimer & Co. Inc.

- **ii. SEC file number:** 008-04077

- **iii. CRD number:** 000000249

- **iv. LEI, if any:** 254900VH02JQR2L8XD64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,056.92

**Brokers Record: 3**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,562.53

**Brokers Record: 4**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $937.22

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,537.69

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,115.12

**Brokers Record: 7**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,664.76

**Brokers Record: 8**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,141.98

**Brokers Record: 9**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $800.41

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,954.71

**Aggregate Commission:** $31,892.46

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Goldman Sachs & Co. LLC       | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $969,500,114.19           |
| Citigroup Global Markets Inc. | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $990,742,111.40           |
| Morgan Stanley & Co. LLC      | 008-15869         |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $1,475,208,222.12         |
| BNP Paribas Securities Corp.  | 008-32682         |    000015794 | RCNB6OTYUAMMP879YW96 | NY      | US        | $968,509,906.20           |
| RBC Capital Markets, LLC      | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $592,047,125.10           |
| Jane Street Capital, LLC      | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $1,541,524,362.32         |
| Citadel Securities LLC        | 008-53574         |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $447,175,235.50           |
| Virtu Americas LLC            | 008-68193         |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $865,662,443.28           |
| ABN Amro Securities (USA) LLC | 008-68398         |    000151796 | 549300FIFV1CB6HD9A14 | NY      | US        | $815,418,295.73           |
| BofA Securities, Inc.         | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $2,575,525,657.67         |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $11,241,313,473.51

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $2,644,846,096.97

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 79 - iShares U.S. Infrastructure ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares U.S. Infrastructure ETF

- **b. Series identification number, if any:** S000061314

- **c. LEI:** 549300RYOD5SX3832571

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class           | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares U.S. Infrastructure ETF | C000198491                                | IFRA                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $44,099,967.63

- **g. Provide the net income from securities lending activities:** $4,053,917.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** Wells Fargo Securities LLC

- **ii. LEI, if any:** VYVVCKR63DVZZN70PB21

- **iii. State, if applicable:** NC

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $324,238.23

**Brokers Record: 2**

- **i. Full name of broker:** Piper Sandler & Co.

- **ii. SEC file number:** 008-15204

- **iii. CRD number:** 000000665

- **iv. LEI, if any:** 549300GRQCWQ3XGH0H10

- **v. State, if applicable:** MN

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $36,658.35

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $43,765.45

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $59,771.38

**Brokers Record: 5**

- **i. Full name of broker:** Cowen and Company, LLC

- **ii. SEC file number:** 008-22522

- **iii. CRD number:** 000007616

- **iv. LEI, if any:** 549300WR155U7DVMIW58

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $50,119.35

**Brokers Record: 6**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** DE

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $15,507.17

**Brokers Record: 7**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $84,894.69

**Brokers Record: 8**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $102,791.50

**Brokers Record: 9**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $83,387.31

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $37,327.75

**Aggregate Commission:** $902,552.80

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC    | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $979,151,219.87           |
| Goldman Sachs & Co. LLC       | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $1,039,309,212.03         |
| Citigroup Global Markets Inc. | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $333,937,679.03           |
| BNP Paribas Securities Corp.  | 008-32682         |    000015794 | RCNB6OTYUAMMP879YW96 | NY      | US        | $5,169,884.20             |
| RBC Capital Markets, LLC      | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $118,152,933.88           |
| Jane Street Capital, LLC      | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $123,165,099.90           |
| Citadel Securities LLC        | 008-53574         |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $190,279,648.39           |
| Virtu Americas LLC            | 008-68193         |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $2,636,400.59             |
| ABN Amro Securities (USA) LLC | 008-68398         |    000151796 | 549300FIFV1CB6HD9A14 | NY      | US        | $9,421,708.71             |
| BofA Securities, Inc.         | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $111,795,029.20           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $2,913,018,815.80

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $3,008,599,908.81

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 80 - iShares U.S. Insurance ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares U.S. Insurance ETF

- **b. Series identification number, if any:** S000009421

- **c. LEI:** 549300DCQ1HNSMVDSM98

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class      | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares U.S. Insurance ETF | C000025775                                | IAK                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $2,187,920.95

- **g. Provide the net income from securities lending activities:** $16,535.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** Wells Fargo Securities LLC

- **ii. LEI, if any:** VYVVCKR63DVZZN70PB21

- **iii. State, if applicable:** NC

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Oppenheimer & Co. Inc.

- **ii. SEC file number:** 008-04077

- **iii. CRD number:** 000000249

- **iv. LEI, if any:** 254900VH02JQR2L8XD64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $313.19

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $382.28

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $704.45

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $919.21

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $869.16

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $477.83

**Brokers Record: 7**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $320.82

**Brokers Record: 8**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $257.11

**Brokers Record: 9**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $374.25

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,859.47

**Aggregate Commission:** $7,685.57

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Goldman Sachs & Co. LLC       | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $12,877,981.84            |
| Citigroup Global Markets Inc. | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $57,363,301.02            |
| BNP Paribas Securities Corp.  | 008-32682         |    000015794 | RCNB6OTYUAMMP879YW96 | NY      | US        | $31,531,043.50            |
| RBC Capital Markets, LLC      | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $225,953,027.90           |
| Jane Street Capital, LLC      | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $121,723,874.05           |
| Citadel Securities LLC        | 008-53574         |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $205,874,441.65           |
| Virtu Americas LLC            | 008-68193         |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $39,022,918.17            |
| ABN Amro Securities (USA) LLC | 008-68398         |    000151796 | 549300FIFV1CB6HD9A14 | NY      | US        | $18,540,116.54            |
| BofA Securities, Inc.         | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $58,695,262.44            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $771,581,967.11

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $631,591,852.10

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 81 - iShares U.S. Manufacturing ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares U.S. Manufacturing ETF

- **b. Series identification number, if any:** S000085693

- **c. LEI:** 529900NDQ45E1AS65D82

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class          | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares U.S. Manufacturing ETF | C000251033                                | MADE                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $273,045.20

- **g. Provide the net income from securities lending activities:** $3,647.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BNP Paribas Securities Corp.

- **ii. LEI, if any:** RCNB6OTYUAMMP879YW96

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $41.43

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $13.49

**Brokers Record: 3**

- **i. Full name of broker:** Piper Sandler & Co.

- **ii. SEC file number:** 008-15204

- **iii. CRD number:** 000000665

- **iv. LEI, if any:** 549300GRQCWQ3XGH0H10

- **v. State, if applicable:** MN

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $53.94

**Brokers Record: 4**

- **i. Full name of broker:** Samuel A. Ramirez & Company, Inc.

- **ii. SEC file number:** 008-19014

- **iii. CRD number:** 000006963

- **iv. LEI, if any:** 254900CBKVW7O2ENQA21

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $32.97

**Brokers Record: 5**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $40.80

**Brokers Record: 6**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $52.04

**Brokers Record: 7**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** DE

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $26.75

**Brokers Record: 8**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $73.11

**Brokers Record: 9**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $45.33

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $52.27

**Aggregate Commission:** $702.21

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC    | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $2,017.09                 |
| Goldman Sachs & Co. LLC       | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $3,045.69                 |
| Citigroup Global Markets Inc. | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $9,962,873.75             |
| UBS Securities LLC            | 008-22651         |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $1,463.92                 |
| Morgan Stanley & Co. LLC      | 008-15869         |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $660.54                   |
| Jane Street Capital, LLC      | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $9,680,394.62             |
| Citadel Securities LLC        | 008-53574         |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $1,395,080.43             |
| Virtu Americas LLC            | 008-68193         |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $2,756,933.73             |
| ABN Amro Securities (USA) LLC | 008-68398         |    000151796 | 549300FIFV1CB6HD9A14 | NY      | US        | $10,357,175.33            |
| BofA Securities, Inc.         | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $3,914,344.24             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $38,073,989.34

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $27,175,032.01

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 82 - iShares U.S. Medical Devices ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares U.S. Medical Devices ETF

- **b. Series identification number, if any:** S000009419

- **c. LEI:** 549300MTJJWSCQO9N641

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class            | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares U.S. Medical Devices ETF | C000025773                                | IHI                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $86,160,029.71

- **g. Provide the net income from securities lending activities:** $197,879.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** Wells Fargo Securities LLC

- **ii. LEI, if any:** VYVVCKR63DVZZN70PB21

- **iii. State, if applicable:** NC

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Cantor Fitzgerald & Co.

- **ii. SEC file number:** 008-00201

- **iii. CRD number:** 000000134

- **iv. LEI, if any:** 5493004J7H4GCPG6OB62

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,823.55

**Brokers Record: 2**

- **i. Full name of broker:** Oppenheimer & Co. Inc.

- **ii. SEC file number:** 008-04077

- **iii. CRD number:** 000000249

- **iv. LEI, if any:** 254900VH02JQR2L8XD64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,901.79

**Brokers Record: 3**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,772.41

**Brokers Record: 4**

- **i. Full name of broker:** Piper Sandler & Co.

- **ii. SEC file number:** 008-15204

- **iii. CRD number:** 000000665

- **iv. LEI, if any:** 549300GRQCWQ3XGH0H10

- **v. State, if applicable:** MN

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,004.33

**Brokers Record: 5**

- **i. Full name of broker:** Cowen and Company, LLC

- **ii. SEC file number:** 008-22522

- **iii. CRD number:** 000007616

- **iv. LEI, if any:** 549300WR155U7DVMIW58

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,724.44

**Brokers Record: 6**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,416.62

**Brokers Record: 7**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,129.47

**Brokers Record: 8**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $28,497.97

**Brokers Record: 9**

- **i. Full name of broker:** Wells Fargo Securities, LLC

- **ii. SEC file number:** 008-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,291.43

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,965.39

**Aggregate Commission:** $65,251.50

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC    | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $109,515,519.04           |
| Goldman Sachs & Co. LLC       | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $560,710,780.12           |
| Citigroup Global Markets Inc. | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $272,562,787.99           |
| Morgan Stanley & Co. LLC      | 008-15869         |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $288,856,032.77           |
| BNP Paribas Securities Corp.  | 008-32682         |    000015794 | RCNB6OTYUAMMP879YW96 | NY      | US        | $230,061,112.30           |
| RBC Capital Markets, LLC      | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $667,299,557.63           |
| Jane Street Capital, LLC      | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $800,059,917.14           |
| Citadel Securities LLC        | 008-53574         |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $116,869,844.79           |
| ABN Amro Securities (USA) LLC | 008-68398         |    000151796 | 549300FIFV1CB6HD9A14 | NY      | US        | $199,785,612.83           |
| BofA Securities, Inc.         | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $239,663,952.25           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $3,485,385,116.86

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $4,166,616,503.13

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 83 - iShares U.S. Oil & Gas Exploration & Production ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares U.S. Oil & Gas Exploration & Production ETF

- **b. Series identification number, if any:** S000009414

- **c. LEI:** 5493009ZO4OPO5B72Y32

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                               | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares U.S. Oil & Gas Exploration & Production ETF | C000025768                                | IEO                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $9,350,802.67

- **g. Provide the net income from securities lending activities:** $46,824.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** SG Americas Securities, LLC

- **ii. LEI, if any:** 549300F35UE0BOM1WJ55

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $663.43

**Brokers Record: 2**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $562.49

**Brokers Record: 3**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,577.87

**Brokers Record: 4**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,875.68

**Brokers Record: 5**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,280.51

**Brokers Record: 6**

- **i. Full name of broker:** Academy Securities Inc.

- **ii. SEC file number:** 008-351723

- **iii. CRD number:** 000017433

- **iv. LEI, if any:** 2549000QX6RLQOZ2XC11

- **v. State, if applicable:** DE

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $674.20

**Brokers Record: 7**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,529.07

**Brokers Record: 8**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $870.04

**Brokers Record: 9**

- **i. Full name of broker:** CastleOak Securities, L.P.

- **ii. SEC file number:** 008-65786

- **iii. CRD number:** 000125334

- **iv. LEI, if any:** 549300MXL7C60HZ59S65

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $700.74

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,051.14

**Aggregate Commission:** $19,488.34

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Goldman Sachs & Co. LLC       | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $5,855,840.14             |
| Jefferies LLC                 | 008-15074         |    000002347 | 58PU97L1C0WSRCWADL48 | NY      | US        | $14,534,886.48            |
| Citigroup Global Markets Inc. | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $46,407,847.14            |
| BNP Paribas Securities Corp.  | 008-32682         |    000015794 | RCNB6OTYUAMMP879YW96 | NY      | US        | $30,944,720.54            |
| RBC Capital Markets, LLC      | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $52,931,213.30            |
| Jane Street Capital, LLC      | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $12,246,473.32            |
| Citadel Securities LLC        | 008-53574         |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $51,298,998.21            |
| Virtu Americas LLC            | 008-68193         |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $36,751,604.25            |
| ABN Amro Securities (USA) LLC | 008-68398         |    000151796 | 549300FIFV1CB6HD9A14 | NY      | US        | $15,526,348.36            |
| BofA Securities, Inc.         | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $24,534,943.86            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $291,032,875.60

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $488,430,338.14

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 84 - iShares U.S. Oil Equipment & Services ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares U.S. Oil Equipment & Services ETF

- **b. Series identification number, if any:** S000009416

- **c. LEI:** 5493008NT0PYY37SJR58

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                     | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares U.S. Oil Equipment & Services ETF | C000025770                                | IEZ                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $5,061,622.78

- **g. Provide the net income from securities lending activities:** $9,688.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** SG Americas Securities, LLC

- **ii. LEI, if any:** 549300F35UE0BOM1WJ55

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $188.86

**Brokers Record: 2**

- **i. Full name of broker:** Cantor Fitzgerald & Co.

- **ii. SEC file number:** 008-00201

- **iii. CRD number:** 000000134

- **iv. LEI, if any:** 5493004J7H4GCPG6OB62

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $615.76

**Brokers Record: 3**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $904.92

**Brokers Record: 4**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,153.75

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,694.23

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $965.52

**Brokers Record: 7**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $293.32

**Brokers Record: 8**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,001.85

**Brokers Record: 9**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $687.04

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,262.47

**Aggregate Commission:** $11,564.58

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Goldman Sachs & Co. LLC       | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $43,618,641.52            |
| Citigroup Global Markets Inc. | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $15,041,656.12            |
| Morgan Stanley & Co. LLC      | 008-15869         |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $11,444,680.82            |
| BNP Paribas Securities Corp.  | 008-32682         |    000015794 | RCNB6OTYUAMMP879YW96 | NY      | US        | $18,007,629.42            |
| RBC Capital Markets, LLC      | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $26,673,040.00            |
| Jane Street Capital, LLC      | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $64,475,131.00            |
| Citadel Securities LLC        | 008-53574         |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $57,343,877.15            |
| Virtu Americas LLC            | 008-68193         |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $38,655,169.46            |
| ABN Amro Securities (USA) LLC | 008-68398         |    000151796 | 549300FIFV1CB6HD9A14 | NY      | US        | $30,007,940.80            |
| BofA Securities, Inc.         | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $100,491,673.86           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $405,759,440.15

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $172,315,621.80

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 85 - iShares U.S. Pharmaceuticals ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares U.S. Pharmaceuticals ETF

- **b. Series identification number, if any:** S000009417

- **c. LEI:** 549300K3OFF3L3ODU217

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class            | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares U.S. Pharmaceuticals ETF | C000025771                                | IHE                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $30,389,934.36

- **g. Provide the net income from securities lending activities:** $74,222.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** SG Americas Securities, LLC

- **ii. LEI, if any:** 549300F35UE0BOM1WJ55

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Cantor Fitzgerald & Co.

- **ii. SEC file number:** 008-00201

- **iii. CRD number:** 000000134

- **iv. LEI, if any:** 5493004J7H4GCPG6OB62

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $13,021.23

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $12,320.46

**Brokers Record: 3**

- **i. Full name of broker:** Piper Sandler & Co.

- **ii. SEC file number:** 008-15204

- **iii. CRD number:** 000000665

- **iv. LEI, if any:** 549300GRQCWQ3XGH0H10

- **v. State, if applicable:** MN

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,671.08

**Brokers Record: 4**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,703.26

**Brokers Record: 5**

- **i. Full name of broker:** Cowen and Company, LLC

- **ii. SEC file number:** 008-22522

- **iii. CRD number:** 000007616

- **iv. LEI, if any:** 549300WR155U7DVMIW58

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,577.50

**Brokers Record: 6**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,651.13

**Brokers Record: 7**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,952.89

**Brokers Record: 8**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,925.71

**Brokers Record: 9**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,515.94

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,754.52

**Aggregate Commission:** $62,372.63

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC    | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $27,851,503.75            |
| Goldman Sachs & Co. LLC       | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $48,932,055.55            |
| Citigroup Global Markets Inc. | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $100,444,925.76           |
| Morgan Stanley & Co. LLC      | 008-15869         |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $33,994,513.65            |
| BNP Paribas Securities Corp.  | 008-32682         |    000015794 | RCNB6OTYUAMMP879YW96 | NY      | US        | $32,995,386.38            |
| RBC Capital Markets, LLC      | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $89,076,583.61            |
| Jane Street Capital, LLC      | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $100,465,179.32           |
| Citadel Securities LLC        | 008-53574         |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $153,170,898.50           |
| Virtu Americas LLC            | 008-68193         |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $82,421,165.35            |
| BofA Securities, Inc.         | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $57,287,598.09            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $726,639,809.96

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $716,847,616.61

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 86 - iShares U.S. Real Estate ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares U.S. Real Estate ETF

- **b. Series identification number, if any:** S000004328

- **c. LEI:** 549300SJWB2CPZFPT616

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class        | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares U.S. Real Estate ETF | C000012058                                | IYR                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $8,397,051.95

- **g. Provide the net income from securities lending activities:** $46,041.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BofA Securities, Inc.

- **ii. LEI, if any:** 549300HN4UKV1E2R3U73

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Oppenheimer & Co. Inc.

- **ii. SEC file number:** 008-04077

- **iii. CRD number:** 000000249

- **iv. LEI, if any:** 254900VH02JQR2L8XD64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,242.78

**Brokers Record: 2**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,198.66

**Brokers Record: 3**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,474.85

**Brokers Record: 4**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $19,354.05

**Brokers Record: 5**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,780.97

**Brokers Record: 6**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $12,453.91

**Brokers Record: 7**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,564.91

**Brokers Record: 8**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,502.90

**Brokers Record: 9**

- **i. Full name of broker:** Jane Street Capital, LLC

- **ii. SEC file number:** 008-52275

- **iii. CRD number:** 000103782

- **iv. LEI, if any:** 549300ZM16HMPEPNV857

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,084.24

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,439.50

**Aggregate Commission:** $93,064.94

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Goldman Sachs & Co. LLC       | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $2,061,681,983.32         |
| Citigroup Global Markets Inc. | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $1,573,453,719.54         |
| Morgan Stanley & Co. LLC      | 008-15869         |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $2,684,109,040.51         |
| BNP Paribas Securities Corp.  | 008-32682         |    000015794 | RCNB6OTYUAMMP879YW96 | NY      | US        | $3,634,595,474.87         |
| Barclays Capital Inc.         | 008-41342         |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $1,162,108,512.19         |
| RBC Capital Markets, LLC      | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $1,306,781,252.92         |
| Jane Street Capital, LLC      | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $1,921,161,912.57         |
| Citadel Securities LLC        | 008-53574         |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $1,592,854,452.45         |
| ABN Amro Securities (USA) LLC | 008-68398         |    000151796 | 549300FIFV1CB6HD9A14 | NY      | US        | $3,432,983,456.45         |
| BofA Securities, Inc.         | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $5,262,407,967.48         |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $24,632,137,772.30

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $3,835,385,120.75

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 87 - iShares U.S. Regional Banks ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares U.S. Regional Banks ETF

- **b. Series identification number, if any:** S000009422

- **c. LEI:** 549300ATU16XG7227373

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class           | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares U.S. Regional Banks ETF | C000025776                                | IAT                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $3,139,640.74

- **g. Provide the net income from securities lending activities:** $5,414.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** Wells Fargo Securities LLC

- **ii. LEI, if any:** VYVVCKR63DVZZN70PB21

- **iii. State, if applicable:** NC

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,446.54

**Brokers Record: 2**

- **i. Full name of broker:** Oppenheimer & Co. Inc.

- **ii. SEC file number:** 008-04077

- **iii. CRD number:** 000000249

- **iv. LEI, if any:** 254900VH02JQR2L8XD64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,056.15

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,105.88

**Brokers Record: 4**

- **i. Full name of broker:** Muriel Siebert & Co., Inc.

- **ii. SEC file number:** 008-14900

- **iii. CRD number:** 000005376

- **iv. LEI, if any:** 254900ILZFIE2ULRPV24

- **v. State, if applicable:** DE

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,184.94

**Brokers Record: 5**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,026.66

**Brokers Record: 6**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,593.58

**Brokers Record: 7**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $681.32

**Brokers Record: 8**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $804.63

**Brokers Record: 9**

- **i. Full name of broker:** BTIG, LLC.

- **ii. SEC file number:** 008-65473

- **iii. CRD number:** 000122225

- **iv. LEI, if any:** 549300GTG9PL6WO3EC51

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $730.00

**Brokers Record: 10**

- **i. Full name of broker:** Wells Fargo Securities, LLC

- **ii. SEC file number:** 008-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $608.61

**Aggregate Commission:** $14,852.15

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Goldman Sachs & Co. LLC       | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $36,448,692.83            |
| Citigroup Global Markets Inc. | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $54,791,668.44            |
| Morgan Stanley & Co. LLC      | 008-15869         |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $29,235,348.78            |
| BNP Paribas Securities Corp.  | 008-32682         |    000015794 | RCNB6OTYUAMMP879YW96 | NY      | US        | $44,016,873.93            |
| RBC Capital Markets, LLC      | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $190,157,973.86           |
| Jane Street Capital, LLC      | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $68,661,404.43            |
| Citadel Securities LLC        | 008-53574         |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $98,650,940.71            |
| Virtu Americas LLC            | 008-68193         |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $91,163,531.88            |
| ABN Amro Securities (USA) LLC | 008-68398         |    000151796 | 549300FIFV1CB6HD9A14 | NY      | US        | $47,852,148.40            |
| BofA Securities, Inc.         | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $134,229,242.63           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $795,207,825.89

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $612,296,240.24

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 88 - iShares U.S. Telecommunications ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares U.S. Telecommunications ETF

- **b. Series identification number, if any:** S000004333

- **c. LEI:** 549300NQVBE9U3YDB131

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class               | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares U.S. Telecommunications ETF | C000012063                                | IYZ                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $36,787,390.17

- **g. Provide the net income from securities lending activities:** $115,834.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** SG Americas Securities, LLC

- **ii. LEI, if any:** 549300F35UE0BOM1WJ55

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Oppenheimer & Co. Inc.

- **ii. SEC file number:** 008-04077

- **iii. CRD number:** 000000249

- **iv. LEI, if any:** 254900VH02JQR2L8XD64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,634.78

**Brokers Record: 2**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,802.71

**Brokers Record: 3**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,292.80

**Brokers Record: 4**

- **i. Full name of broker:** Cowen and Company, LLC

- **ii. SEC file number:** 008-22522

- **iii. CRD number:** 000007616

- **iv. LEI, if any:** 549300WR155U7DVMIW58

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,668.96

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,921.40

**Brokers Record: 6**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** DE

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,452.52

**Brokers Record: 7**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,598.52

**Brokers Record: 8**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,018.37

**Brokers Record: 9**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,772.86

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 008-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,355.25

**Aggregate Commission:** $43,084.67

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Goldman Sachs & Co. LLC       | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $259,163,199.77           |
| Citigroup Global Markets Inc. | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $1,872,832,629.97         |
| Morgan Stanley & Co. LLC      | 008-15869         |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $154,827,375.38           |
| BNP Paribas Securities Corp.  | 008-32682         |    000015794 | RCNB6OTYUAMMP879YW96 | NY      | US        | $263,851,358.55           |
| RBC Capital Markets, LLC      | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $868,832,607.96           |
| Jane Street Capital, LLC      | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $344,121,041.77           |
| Citadel Securities LLC        | 008-53574         |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $519,074,278.20           |
| Wells Fargo Securities, LLC   | 008-65876         |    000126292 | VYVVCKR63DVZZN70PB21 | NC      | US        | $231,640,205.95           |
| Virtu Americas LLC            | 008-68193         |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $137,523,893.80           |
| ABN Amro Securities (USA) LLC | 008-68398         |    000151796 | 549300FIFV1CB6HD9A14 | NY      | US        | $213,446,760.35           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $4,865,313,351.70

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $586,341,372.08

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 89 - iShares US Small Cap Value Factor ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** iShares US Small Cap Value Factor ETF

- **b. Series identification number, if any:** S000069740

- **c. LEI:** 5493005K2T73QX32JU52

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                 | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | iShares US Small Cap Value Factor ETF | C000222498                                | SVAL                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** BlackRock Institutional Trust Company, National Association

- **ii. LEI, if any:** 549300RK1FB0VMTPD087

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** BlackRock Fund Advisors

- **ii. LEI, if any:** 549300YOOGP0Y1M95C20

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** Yes

- **iv. Is the cash collateral manager an affiliated person of the Fund?** Yes

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [x] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $3,504,500.62

- **g. Provide the net income from securities lending activities:** $95,960.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** BlackRock Fund Advisors

- **ii. SEC file number:** 801-22609

- **iii. CRD number:** 000105247

- **iv. LEI, if any:** 549300YOOGP0Y1M95C20

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** 85-10232

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** SG Americas Securities, LLC

- **ii. LEI, if any:** 549300F35UE0BOM1WJ55

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BlackRock Investments, LLC

- **b. SEC file number:** 8-48436

- **c. CRD number:** 000038642

- **d. LEI, if any:** 54930061FBHCKXL2G714

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** BlackRock Execution Services

- **b. SEC file number:** 8-48719

- **c. CRD number:** 000039438

- **d. LEI, if any:** 549300HFCRQ0NT5KY652

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** HPS Securities, LLC

- **b. SEC file number:** 8-70910

- **c. CRD number:** 000319197

- **d. LEI, if any:** N/A

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,987.06

**Brokers Record: 2**

- **i. Full name of broker:** Cantor Fitzgerald & Co.

- **ii. SEC file number:** 008-00201

- **iii. CRD number:** 000000134

- **iv. LEI, if any:** 5493004J7H4GCPG6OB62

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,362.54

**Brokers Record: 3**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 008-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $15,431.37

**Brokers Record: 4**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,836.55

**Brokers Record: 5**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,755.09

**Brokers Record: 6**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $25,139.08

**Brokers Record: 7**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,008.92

**Brokers Record: 8**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 008-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,794.45

**Brokers Record: 9**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 008-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $27,415.33

**Brokers Record: 10**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 008-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,806.93

**Aggregate Commission:** $97,933.32

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Goldman Sachs & Co. LLC       | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $74,434,802.03            |
| Citigroup Global Markets Inc. | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $42,220,304.06            |
| BNP Paribas Securities Corp.  | 008-32682         |    000015794 | RCNB6OTYUAMMP879YW96 | NY      | US        | $117.59                   |
| RBC Capital Markets, LLC      | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $3,512,927.08             |
| Jane Street Capital, LLC      | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $1,701,432.17             |
| Citadel Securities LLC        | 008-53574         |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $100,341,807.75           |
| Virtu Americas LLC            | 008-68193         |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $4,747,288.80             |
| ABN Amro Securities (USA) LLC | 008-68398         |    000151796 | 549300FIFV1CB6HD9A14 | NY      | US        | $3,271,490.29             |
| BofA Securities, Inc.         | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $5,854,642.01             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $236,084,811.78

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $126,098,856.52

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

## Part E: Additional Questions for ETFs and ETMFs

### iShares Asia 50 ETF

**Item E.1 - Exchange**

- **Exchange:** XNAS

- **Ticker:** AIA

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value    | Redeem Value    |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00             | $0.00           |
| WEDBUSH SECURITIES INC                | $0.00             | $0.00           |
| GOLDMAN SACHS & CO                    | $30,430,555.00    | $-39,905,188.70 |
| JEFFERIES LLC                         | $0.00             | $0.00           |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00             | $0.00           |
| MORGAN STANLEY & CO LLC               | $0.00             | $0.00           |
| TRUIST SECURITIES, INC                | $0.00             | $0.00           |
| DEUTSCHE BANK SECURITIES INC          | $0.00             | $0.00           |
| CIBC WORLD MARKETS CORP.              | $0.00             | $0.00           |
| CANTOR FITZGERALD AND CO              | $0.00             | $0.00           |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00             | $0.00           |
| UBS SECURITIES, LLC                   | $1,158,339,489.05 | $-32,513,727.55 |
| BNP PARIBAS SECURITIES CORP.**        | $0.00             | $0.00           |
| TD PRIME SERVICES LLC                 | $0.00             | $0.00           |
| ABN AMRO CLEARING USA LLC             | $0.00             | $0.00           |
| JP MORGAN SECURITIES LLC              | $617,373,427.45   | $0.00           |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00             | $0.00           |
| SCOTIA CAPITAL USA INC                | $0.00             | $0.00           |
| MIZUHO SECURITIES USA INC             | $16,441,135.50    | $0.00           |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00             | $0.00           |
| BARCLAYS CAPITAL INC                  | $0.00             | $0.00           |
| HSBC SECURITIES (USA) INC             | $0.00             | $0.00           |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00             | $0.00           |
| RBC CAPITAL MARKETS LLC               | $0.00             | $0.00           |
| MACQUARIE CAPITAL (USA) INC           | $129,780,335.20   | $-9,440,639.60  |
| INTERACTIVE BROKERS LLC               | $0.00             | $0.00           |
| JANE STREET CAPITAL                   | $8,552,688.30     | $0.00           |
| CITADEL SECURITIES LLC                | $0.00             | $0.00           |
| WELLS FARGO SECURITIES LLC            | $0.00             | $0.00           |
| SG AMERICAS SECURITIES LLC            | $0.00             | $0.00           |
| VIRTU AMERICAS LLC                    | $4,607,129.80     | $0.00           |
| HRT FINANCIAL LLC                     | $0.00             | $0.00           |
| BofA Securities, Inc.                 | $372,619,215.60   | $0.00           |
| STATE STREET GLOBAL MARKETS LLC       | $0.00             | $0.00           |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00             | $0.00           |
| CITIGROUP GLOBAL MARKETS INC.         | $0.00             | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 58.25%

- **c.i. Average percentage of value composed of cash (redeemed):** 19.06%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $155,256.05

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Biotechnology ETF

**Item E.1 - Exchange**

- **Exchange:** XNAS

- **Ticker:** IBB

**Item E.2 - Authorized Participants**

| Name                                    | Purchase Value    | Redeem Value      |
|:---|:---|:---|
| BMO Capital Markets Corp.               | $0.00             | $0.00             |
| Wedbush Securities Inc.                 | $0.00             | $0.00             |
| Goldman Sachs & Co. LLC                 | $1,560,076,860.30 | $1,756,438,840.15 |
| JEFFERIES LLC                           | $0.00             | $0.00             |
| Nomura Securities International, Inc.   | $0.00             | $0.00             |
| Morgan Stanley & Co. LLC                | $1,317,722,241.69 | $893,081,378.85   |
| TRUIST SECURITIES, INC                  | $0.00             | $0.00             |
| Deutsche Bank Securities Inc.           | $0.00             | $0.00             |
| CIBC WORLD MARKETS CORP.                | $0.00             | $0.00             |
| Cantor Fitzgerald & Co.                 | $0.00             | $0.00             |
| Cowen and Company, LLC                  | $0.00             | $0.00             |
| UBS Securities LLC                      | $0.00             | $40,115,422.20    |
| BNP Paribas Securities Corp.            | $1,724,781,749.51 | $1,813,253,987.27 |
| TD PRIME SERVICES LLC                   | $0.00             | $0.00             |
| ABN AMRO CLEARING USA LLC               | $941,104,499.80   | $810,779,938.50   |
| J.P. Morgan Securities LLC/JPMC         | $492,420,305.09   | $366,873,809.39   |
| BNY Mellon Capital Markets, LLC         | $7,498,663.70     | $0.00             |
| Scotia Capital (USA) Inc.               | $0.00             | $0.00             |
| Mizuho Securities USA LLC               | $0.00             | $0.00             |
| National Bank of Canada Financial, Inc. | $0.00             | $0.00             |
| Barclays Capital Inc.                   | $75,425,918.25    | $104,508,564.75   |
| HSBC Securities (USA) Inc.              | $0.00             | $0.00             |
| Mirae Asset Securities (USA) Inc.       | $0.00             | $0.00             |
| RBC Capital Markets, LLC                | $839,501,041.75   | $1,328,022,939.90 |
| Macquarie Capital (USA) Inc.            | $0.00             | $0.00             |
| Interactive Brokers, LLC                | $0.00             | $0.00             |
| Jane Street Capital, LLC                | $718,971,964.70   | $537,172,177.80   |
| CITADEL SECURITIES LLC                  | $461,528,174.54   | $132,299,205.65   |
| Wells Fargo Securities, LLC             | $401,086,040.31   | $383,706,153.83   |
| SG Americas Securities, LLC             | $0.00             | $0.00             |
| VIRTU AMERICAS LLC                      | $132,240,805.35   | $360,197,024.75   |
| HRT Financial LP                        | $0.00             | $0.00             |
| BofA Securities Inc                     | $882,374,062.61   | $603,724,024.80   |
| State Street Global Markets, LLC        | $0.00             | $0.00             |
| NATIXIS SECURITIES AMERICAS LLC         | $0.00             | $0.00             |
| CITIGROUP GLOBAL MARKETS INC.           | $1,137,975,107.60 | $850,813,508.65   |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.27%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.27%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $456.90

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Blockchain and Tech ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IBLC

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00          |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00          |
| GOLDMAN SACHS & CO                    | $6,523,987.55    | $0.00          |
| JEFFERIES LLC                         | $0.00            | $0.00          |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00          |
| MORGAN STANLEY & CO LLC               | $0.00            | $0.00          |
| TRUIST SECURITIES, INC                | $0.00            | $0.00          |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00          |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00          |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00          |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00          |
| UBS SECURITIES, LLC                   | $0.00            | $0.00          |
| BNP PARIBAS SECURITIES CORP.**        | $0.00            | $0.00          |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00          |
| ABN AMRO CLEARING USA LLC             | $0.00            | $0.00          |
| JP MORGAN SECURITIES LLC              | $2,074,816.90    | $-5,112,569.90 |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00          |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00          |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00          |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00          |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00          |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00          |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00          |
| RBC CAPITAL MARKETS LLC               | $0.00            | $0.00          |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00          |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00          |
| JANE STREET CAPITAL                   | $21,566,306.35   | $-1,678,401.50 |
| CITADEL SECURITIES LLC                | $0.00            | $0.00          |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00          |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00          |
| VIRTU AMERICAS LLC                    | $12,979,788.75   | $0.00          |
| HRT FINANCIAL LLC                     | $0.00            | $0.00          |
| BofA Securities, Inc.                 | $2,126,091.30    | $0.00          |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00          |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00          |
| CITIGROUP GLOBAL MARKETS INC.         | $0.00            | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 12.96%

- **c.i. Average percentage of value composed of cash (redeemed):** 1.20%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $309.96

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Copper and Metals Mining ETF

**Item E.1 - Exchange**

- **Exchange:** XNAS

- **Ticker:** ICOP

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00           |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00           |
| GOLDMAN SACHS & CO                    | $0.00            | $0.00           |
| JEFFERIES LLC                         | $0.00            | $0.00           |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00           |
| MORGAN STANLEY & CO LLC               | $0.00            | $0.00           |
| TRUIST SECURITIES, INC                | $0.00            | $0.00           |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00           |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00           |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00           |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00           |
| UBS SECURITIES, LLC                   | $23,401,994.30   | $0.00           |
| BNP PARIBAS SECURITIES CORP.**        | $0.00            | $0.00           |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00           |
| ABN AMRO CLEARING USA LLC             | $0.00            | $0.00           |
| JP MORGAN SECURITIES LLC              | $274,077,884.80  | $-11,681,307.00 |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00           |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00           |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00           |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00           |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00           |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00           |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00           |
| RBC CAPITAL MARKETS LLC               | $0.00            | $0.00           |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00           |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00           |
| JANE STREET CAPITAL                   | $0.00            | $0.00           |
| CITADEL SECURITIES LLC                | $0.00            | $0.00           |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00           |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00           |
| VIRTU AMERICAS LLC                    | $0.00            | $0.00           |
| HRT FINANCIAL LLC                     | $0.00            | $0.00           |
| BofA Securities, Inc.                 | $29,814,745.90   | $0.00           |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00           |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00           |
| CITIGROUP GLOBAL MARKETS INC.         | $0.00            | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 2.15%

- **c.i. Average percentage of value composed of cash (redeemed):** 2.55%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $1,169.26

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Core S&P 500 ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IVV

**Item E.2 - Authorized Participants**

| Name                                    | Purchase Value     | Redeem Value       |
|:---|:---|:---|
| BMO Capital Markets Corp.               | $2,789,946,752.31  | $196,458,000.58    |
| Wedbush Securities Inc.                 | $0.00              | $0.00              |
| Goldman Sachs & Co. LLC                 | $50,266,781,277.29 | $29,132,350,184.09 |
| JEFFERIES LLC                           | $359,071,939.06    | $0.00              |
| Nomura Securities International, Inc.   | $658,544,021.76    | $673,524,142.38    |
| Morgan Stanley & Co. LLC                | $29,346,552,577.72 | $24,722,915,557.84 |
| TRUIST SECURITIES, INC                  | $0.00              | $0.00              |
| Deutsche Bank Securities Inc.           | $0.00              | $0.00              |
| CIBC WORLD MARKETS CORP.                | $0.00              | $0.00              |
| Cantor Fitzgerald & Co.                 | $99,415,026.00     | $0.00              |
| Cowen and Company, LLC                  | $1,813,651,742.87  | $2,957,367,192.26  |
| UBS Securities LLC                      | $2,546,633,412.43  | $2,042,778,343.67  |
| BNP Paribas Securities Corp.            | $61,863,617,747.50 | $70,948,881,523.24 |
| TD PRIME SERVICES LLC                   | $0.00              | $0.00              |
| ABN AMRO CLEARING USA LLC               | $1,696,411,250.71  | $508,964,714.97    |
| J.P. Morgan Securities LLC/JPMC         | $83,856,271,063.97 | $69,890,056,023.08 |
| BNY Mellon Capital Markets, LLC         | $81,937,926.45     | $1,084,949,539.61  |
| Scotia Capital (USA) Inc.               | $0.00              | $0.00              |
| Mizuho Securities USA LLC               | $0.00              | $0.00              |
| National Bank of Canada Financial, Inc. | $0.00              | $0.00              |
| Barclays Capital Inc.                   | $43,194,423,158.10 | $45,736,517,270.50 |
| HSBC Securities (USA) Inc.              | $292,506,567.19    | $0.00              |
| Mirae Asset Securities (USA) Inc.       | $262,923,225.00    | $1,194,265,537.66  |
| RBC Capital Markets, LLC                | $55,418,479,024.12 | $54,531,209,336.84 |
| Macquarie Capital (USA) Inc.            | $486,340,282.83    | $1,004,014,853.27  |
| Interactive Brokers, LLC                | $0.00              | $0.00              |
| Jane Street Capital, LLC                | $10,422,484,476.24 | $6,289,878,780.70  |
| CITADEL SECURITIES LLC                  | $2,949,477,231.90  | $2,488,686,704.04  |
| Wells Fargo Securities, LLC             | $4,356,429,706.74  | $7,733,864,015.26  |
| SG Americas Securities, LLC             | $6,957,887,775.51  | $6,961,311,810.47  |
| VIRTU AMERICAS LLC                      | $4,400,205,220.75  | $2,232,320,931.24  |
| HRT Financial LP                        | $66,671,308.05     | $163,875,481.35    |
| BofA Securities Inc                     | $62,936,502,529.94 | $48,921,208,681.32 |
| State Street Global Markets, LLC        | $0.00              | $0.00              |
| NATIXIS SECURITIES AMERICAS LLC         | $0.00              | $0.00              |
| CITIGROUP GLOBAL MARKETS INC.           | $644,034,879.32    | $1,210,691,098.48  |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.32%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.32%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $776.58

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Core S&P Mid-Cap ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IJH

**Item E.2 - Authorized Participants**

| Name                                   | Purchase Value    | Redeem Value      |
|:---|:---|:---|
| Goldman Sachs & Co. LLC                | $1,448,016,972.10 | $1,539,230,045.90 |
| Cantor Fitzgerald & Co.                | $0.00             | $0.00             |
| Citigroup Global Markets, Inc.         | $2,855,186,550.00 | $2,798,469,917.50 |
| Wedbush Securities Inc.                | $0.00             | $0.00             |
| Nomura Securities International, Inc.  | $0.00             | $225,315,200.70   |
| Morgan Stanley & Co. LLC               | $58,860,860.15    | $31,208,806.80    |
| Deutsche Bank Securities Inc.          | $0.00             | $0.00             |
| Cowen and Company, LLC                 | $0.00             | $0.00             |
| UBS Securities LLC                     | $68,870,057.20    | $213,435,050.70   |
| BNP Paribas Securities Corp.           | $274,607,343.45   | $168,839,454.70   |
| BMO Capital Markets Corp.              | $0.00             | $0.00             |
| J.P. Morgan Securities LLC             | $669,316,410.45   | $843,224,869.20   |
| BNY Mellon Capital Markets, LLC        | $89,207,250.65    | $34,528,739.95    |
| Scotia Capital (USA) Inc.              | $0.00             | $0.00             |
| Mizuho Securities USA LLC              | $0.00             | $0.00             |
| National Bank of Canada Financial Inc. | $3,306,288.70     | $3,402,754.85     |
| Barclays Capital Inc.                  | $0.00             | $63,976,986.25    |
| HSBC Securities (USA) Inc.             | $0.00             | $0.00             |
| Mirae Asset Securities (USA) Inc.      | $0.00             | $0.00             |
| RBC Capital Markets, LLC               | $2,813,839,186.85 | $2,264,076,262.05 |
| Macquarie Capital (USA) Inc.           | $0.00             | $0.00             |
| Jane Street Capital LLC                | $1,902,833,137.00 | $264,843,609.70   |
| Wells Fargo Securities, LLC            | $0.00             | $0.00             |
| SG Americas Securities, LLC            | $1,558,530,105.35 | $633,199,032.90   |
| HRT FINANCIAL LP                       | $0.00             | $0.00             |
| State Street Global Markets, LLC       | $0.00             | $0.00             |
| JEFFERIES LLC                          | $0.00             | $0.00             |
| TRUIST SECURITIES, INC                 | $0.00             | $0.00             |
| CIBC WORLD MARKETS CORP.               | $0.00             | $0.00             |
| TD PRIME SERVICES LLC                  | $0.00             | $0.00             |
| ABN AMRO CLEARING USA LLC              | $598,891,915.35   | $244,555,075.30   |
| INTERACTIVE BROKERS LLC                | $0.00             | $0.00             |
| CITADEL SECURITIES LLC                 | $1,133,423,891.05 | $1,380,445,993.20 |
| VIRTU AMERICAS LLC                     | $272,081,494.85   | $146,845,669.55   |
| BofA Securities, Inc.                  | $1,535,823,596.25 | $1,626,625,825.90 |
| NATIXIS SECURITIES AMERICAS LLC        | $0.00             | $0.00             |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 1.22%

- **c.i. Average percentage of value composed of cash (redeemed):** 1.22%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $646.19

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Core S&P Small-Cap ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IJR

**Item E.2 - Authorized Participants**

| Name                                   | Purchase Value    | Redeem Value      |
|:---|:---|:---|
| Goldman Sachs & Co. LLC                | $577,606,350.80   | $1,355,199,812.80 |
| Cantor Fitzgerald & Co.                | $0.00             | $0.00             |
| Citigroup Global Markets, Inc.         | $0.00             | $0.00             |
| Wedbush Securities Inc.                | $0.00             | $0.00             |
| Nomura Securities International, Inc.  | $0.00             | $0.00             |
| Morgan Stanley & Co. LLC               | $1,047,694,144.25 | $862,333,150.50   |
| Deutsche Bank Securities Inc.          | $0.00             | $0.00             |
| Cowen and Company, LLC                 | $0.00             | $0.00             |
| UBS Securities LLC                     | $19,795,577.25    | $11,759,793.40    |
| BNP Paribas Securities Corp.           | $16,611,646.80    | $11,281,029.90    |
| BMO Capital Markets Corp.              | $0.00             | $0.00             |
| J.P. Morgan Securities LLC             | $3,506,489,322.05 | $3,533,275,828.45 |
| BNY Mellon Capital Markets, LLC        | $70,183,686.30    | $328,065,262.10   |
| Scotia Capital (USA) Inc.              | $0.00             | $0.00             |
| Mizuho Securities USA LLC              | $0.00             | $0.00             |
| National Bank of Canada Financial Inc. | $0.00             | $0.00             |
| Barclays Capital Inc.                  | $208,550,793.60   | $187,510,182.05   |
| HSBC Securities (USA) Inc.             | $0.00             | $0.00             |
| Mirae Asset Securities (USA) Inc.      | $0.00             | $0.00             |
| RBC Capital Markets, LLC               | $414,283,391.80   | $659,638,926.20   |
| Macquarie Capital (USA) Inc.           | $0.00             | $0.00             |
| Jane Street Capital LLC                | $2,276,844,827.50 | $1,215,539,731.05 |
| Wells Fargo Securities, LLC            | $0.00             | $0.00             |
| SG Americas Securities, LLC            | $501,782,541.35   | $282,502,093.90   |
| HRT FINANCIAL LP                       | $0.00             | $0.00             |
| State Street Global Markets, LLC       | $0.00             | $0.00             |
| JEFFERIES LLC                          | $0.00             | $16,396,177.35    |
| TRUIST SECURITIES, INC                 | $0.00             | $0.00             |
| CIBC WORLD MARKETS CORP.               | $0.00             | $0.00             |
| TD PRIME SERVICES LLC                  | $0.00             | $0.00             |
| ABN AMRO CLEARING USA LLC              | $728,971,760.00   | $925,328,868.40   |
| INTERACTIVE BROKERS LLC                | $0.00             | $0.00             |
| CITADEL SECURITIES LLC                 | $1,148,774,183.40 | $1,411,069,283.50 |
| VIRTU AMERICAS LLC                     | $198,655,042.90   | $149,656,131.35   |
| BofA Securities, Inc.                  | $2,400,609,529.40 | $2,662,395,366.50 |
| NATIXIS SECURITIES AMERICAS LLC        | $0.00             | $0.00             |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 1.24%

- **c.i. Average percentage of value composed of cash (redeemed):** 1.07%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $842.41

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Core S&P Total U.S. Stock Market ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** ITOT

**Item E.2 - Authorized Participants**

| Name                                    | Purchase Value    | Redeem Value      |
|:---|:---|:---|
| BMO Capital Markets Corp.               | $0.00             | $0.00             |
| Wedbush Securities Inc.                 | $0.00             | $0.00             |
| Goldman Sachs & Co. LLC                 | $1,395,457,545.19 | $294,769,349.23   |
| JEFFERIES LLC                           | $0.00             | $0.00             |
| Nomura Securities International, Inc.   | $0.00             | $0.00             |
| Morgan Stanley & Co. LLC                | $432,116,106.20   | $21,588,876.45    |
| TRUIST SECURITIES, INC                  | $0.00             | $0.00             |
| Deutsche Bank Securities Inc.           | $0.00             | $0.00             |
| CIBC WORLD MARKETS CORP.                | $0.00             | $0.00             |
| Cantor Fitzgerald & Co.                 | $0.00             | $0.00             |
| Cowen and Company, LLC                  | $0.00             | $0.00             |
| UBS Securities LLC                      | $0.00             | $0.00             |
| BNP Paribas Securities Corp.            | $0.00             | $0.00             |
| TD PRIME SERVICES LLC                   | $0.00             | $0.00             |
| ABN AMRO CLEARING USA LLC               | $2,848,972,493.12 | $62,354,705.95    |
| J.P. Morgan Securities LLC/JPMC         | $151,565,656.58   | $0.00             |
| BNY Mellon Capital Markets, LLC         | $0.00             | $0.00             |
| Scotia Capital (USA) Inc.               | $0.00             | $0.00             |
| Mizuho Securities USA LLC               | $0.00             | $0.00             |
| National Bank of Canada Financial, Inc. | $0.00             | $0.00             |
| Barclays Capital Inc.                   | $0.00             | $0.00             |
| HSBC Securities (USA) Inc.              | $0.00             | $0.00             |
| Mirae Asset Securities (USA) Inc.       | $0.00             | $0.00             |
| RBC Capital Markets, LLC                | $1,232,401,677.04 | $30,515,469.50    |
| Macquarie Capital (USA) Inc.            | $0.00             | $0.00             |
| Interactive Brokers, LLC                | $0.00             | $0.00             |
| Jane Street Capital, LLC                | $495,691,453.18   | $1,329,813,781.13 |
| CITADEL SECURITIES LLC                  | $1,483,585,740.07 | $175,028,843.25   |
| Wells Fargo Securities, LLC             | $0.00             | $0.00             |
| SG Americas Securities, LLC             | $0.00             | $0.00             |
| VIRTU AMERICAS LLC                      | $263,122,656.51   | $412,662,088.68   |
| HRT Financial LP                        | $0.00             | $0.00             |
| BofA Securities Inc                     | $2,381,886,912.19 | $1,382,374,412.57 |
| State Street Global Markets, LLC        | $0.00             | $0.00             |
| NATIXIS SECURITIES AMERICAS LLC         | $0.00             | $0.00             |
| CITIGROUP GLOBAL MARKETS INC.           | $0.00             | $0.00             |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.60%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.61%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $3,130.41

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Core S&P U.S. Growth ETF

**Item E.1 - Exchange**

- **Exchange:** XNAS

- **Ticker:** IUSG

**Item E.2 - Authorized Participants**

| Name                                   | Purchase Value    | Redeem Value      |
|:---|:---|:---|
| Goldman Sachs & Co. LLC                | $24,517,707.85    | $156,192,860.80   |
| Cantor Fitzgerald & Co.                | $0.00             | $0.00             |
| Citigroup Global Markets, Inc.         | $0.00             | $0.00             |
| Wedbush Securities Inc.                | $0.00             | $0.00             |
| Nomura Securities International, Inc.  | $0.00             | $0.00             |
| Morgan Stanley & Co. LLC               | $1,429,160,582.50 | $1,465,132,410.00 |
| Deutsche Bank Securities Inc.          | $0.00             | $0.00             |
| Cowen and Company, LLC                 | $0.00             | $0.00             |
| UBS Securities LLC                     | $0.00             | $0.00             |
| BNP Paribas Securities Corp.           | $0.00             | $0.00             |
| BMO Capital Markets Corp.              | $0.00             | $0.00             |
| J.P. Morgan Securities LLC             | $16,361,331.25    | $14,777,832.45    |
| BNY Mellon Capital Markets, LLC        | $0.00             | $33,505,136.40    |
| Scotia Capital (USA) Inc.              | $0.00             | $0.00             |
| Mizuho Securities USA LLC              | $0.00             | $0.00             |
| National Bank of Canada Financial Inc. | $0.00             | $0.00             |
| Barclays Capital Inc.                  | $0.00             | $0.00             |
| HSBC Securities (USA) Inc.             | $0.00             | $0.00             |
| Mirae Asset Securities (USA) Inc.      | $0.00             | $0.00             |
| RBC Capital Markets, LLC               | $598,390,478.70   | $0.00             |
| Macquarie Capital (USA) Inc.           | $0.00             | $0.00             |
| Jane Street Capital LLC                | $383,893,641.20   | $45,672,282.40    |
| Wells Fargo Securities, LLC            | $0.00             | $0.00             |
| SG Americas Securities, LLC            | $0.00             | $0.00             |
| HRT FINANCIAL LP                       | $0.00             | $0.00             |
| State Street Global Markets, LLC       | $0.00             | $0.00             |
| JEFFERIES LLC                          | $0.00             | $0.00             |
| TRUIST SECURITIES, INC                 | $0.00             | $0.00             |
| CIBC WORLD MARKETS CORP.               | $0.00             | $0.00             |
| TD PRIME SERVICES LLC                  | $0.00             | $0.00             |
| ABN AMRO CLEARING USA LLC              | $0.00             | $0.00             |
| INTERACTIVE BROKERS LLC                | $0.00             | $0.00             |
| CITADEL SECURITIES LLC                 | $833,148,743.70   | $590,611,998.35   |
| VIRTU AMERICAS LLC                     | $83,595,470.50    | $31,208,275.35    |
| BofA Securities, Inc.                  | $1,605,894,660.25 | $337,112,388.80   |
| NATIXIS SECURITIES AMERICAS LLC        | $0.00             | $0.00             |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.25%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.27%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $676.34

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Core S&P U.S. Value ETF

**Item E.1 - Exchange**

- **Exchange:** XNAS

- **Ticker:** IUSV

**Item E.2 - Authorized Participants**

| Name                                   | Purchase Value    | Redeem Value      |
|:---|:---|:---|
| Goldman Sachs & Co. LLC                | $1,942,117,237.80 | $2,051,697,817.35 |
| Cantor Fitzgerald & Co.                | $0.00             | $0.00             |
| Citigroup Global Markets, Inc.         | $0.00             | $0.00             |
| Wedbush Securities Inc.                | $0.00             | $0.00             |
| Nomura Securities International, Inc.  | $0.00             | $0.00             |
| Morgan Stanley & Co. LLC               | $102,241,586.00   | $0.00             |
| Deutsche Bank Securities Inc.          | $0.00             | $0.00             |
| Cowen and Company, LLC                 | $0.00             | $0.00             |
| UBS Securities LLC                     | $0.00             | $0.00             |
| BNP Paribas Securities Corp.           | $0.00             | $0.00             |
| BMO Capital Markets Corp.              | $0.00             | $0.00             |
| J.P. Morgan Securities LLC             | $35,594,414.45    | $56,854,378.55    |
| BNY Mellon Capital Markets, LLC        | $0.00             | $20,790,729.00    |
| Scotia Capital (USA) Inc.              | $0.00             | $0.00             |
| Mizuho Securities USA LLC              | $0.00             | $0.00             |
| National Bank of Canada Financial Inc. | $0.00             | $0.00             |
| Barclays Capital Inc.                  | $0.00             | $0.00             |
| HSBC Securities (USA) Inc.             | $0.00             | $0.00             |
| Mirae Asset Securities (USA) Inc.      | $0.00             | $0.00             |
| RBC Capital Markets, LLC               | $467,725,267.45   | $81,193,991.50    |
| Macquarie Capital (USA) Inc.           | $0.00             | $0.00             |
| Jane Street Capital LLC                | $587,997,272.60   | $187,002,746.85   |
| Wells Fargo Securities, LLC            | $0.00             | $0.00             |
| SG Americas Securities, LLC            | $0.00             | $0.00             |
| HRT FINANCIAL LP                       | $0.00             | $0.00             |
| State Street Global Markets, LLC       | $0.00             | $0.00             |
| JEFFERIES LLC                          | $0.00             | $0.00             |
| TRUIST SECURITIES, INC                 | $0.00             | $0.00             |
| CIBC WORLD MARKETS CORP.               | $0.00             | $0.00             |
| TD PRIME SERVICES LLC                  | $0.00             | $0.00             |
| ABN AMRO CLEARING USA LLC              | $5,022,504.75     | $13,364,211.15    |
| INTERACTIVE BROKERS LLC                | $0.00             | $0.00             |
| CITADEL SECURITIES LLC                 | $802,824,880.40   | $255,332,666.55   |
| VIRTU AMERICAS LLC                     | $224,632,842.05   | $90,274,886.10    |
| BofA Securities, Inc.                  | $1,013,834,150.85 | $828,316,328.05   |
| NATIXIS SECURITIES AMERICAS LLC        | $0.00             | $0.00             |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.48%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.63%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $1,029.06

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares ESG Select Screened S&P 500 ETF

**Item E.1 - Exchange**

- **Exchange:** BATS

- **Ticker:** XVV

**Item E.2 - Authorized Participants**

| Name                                   | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| Goldman Sachs & Co. LLC                | $0.00            | $0.00          |
| Cantor Fitzgerald & Co.                | $0.00            | $0.00          |
| Citigroup Global Markets, Inc.         | $77,487,684.10   | $90,941,017.05 |
| Wedbush Securities Inc.                | $0.00            | $0.00          |
| Nomura Securities International, Inc.  | $0.00            | $0.00          |
| Morgan Stanley & Co. LLC               | $0.00            | $0.00          |
| Deutsche Bank Securities Inc.          | $0.00            | $0.00          |
| Cowen and Company, LLC                 | $0.00            | $0.00          |
| UBS Securities LLC                     | $0.00            | $0.00          |
| BNP Paribas Securities Corp.           | $0.00            | $0.00          |
| BMO Capital Markets Corp.              | $0.00            | $0.00          |
| J.P. Morgan Securities LLC             | $192,030,718.60  | $0.00          |
| BNY Mellon Capital Markets, LLC        | $0.00            | $0.00          |
| Scotia Capital (USA) Inc.              | $0.00            | $0.00          |
| Mizuho Securities USA LLC              | $0.00            | $0.00          |
| National Bank of Canada Financial Inc. | $0.00            | $0.00          |
| Barclays Capital Inc.                  | $0.00            | $0.00          |
| HSBC Securities (USA) Inc.             | $0.00            | $0.00          |
| Mirae Asset Securities (USA) Inc.      | $0.00            | $0.00          |
| RBC Capital Markets, LLC               | $7,863,337.60    | $0.00          |
| Macquarie Capital (USA) Inc.           | $0.00            | $0.00          |
| Jane Street Capital LLC                | $35,134,135.80   | $5,088,926.40  |
| Wells Fargo Securities, LLC            | $0.00            | $0.00          |
| SG Americas Securities, LLC            | $0.00            | $0.00          |
| HRT FINANCIAL LP                       | $0.00            | $0.00          |
| State Street Global Markets, LLC       | $0.00            | $0.00          |
| JEFFERIES LLC                          | $0.00            | $0.00          |
| TRUIST SECURITIES, INC                 | $0.00            | $0.00          |
| CIBC WORLD MARKETS CORP.               | $0.00            | $0.00          |
| TD PRIME SERVICES LLC                  | $0.00            | $0.00          |
| ABN AMRO CLEARING USA LLC              | $0.00            | $0.00          |
| INTERACTIVE BROKERS LLC                | $0.00            | $0.00          |
| CITADEL SECURITIES LLC                 | $10,389,207.35   | $2,615,513.15  |
| VIRTU AMERICAS LLC                     | $21,933,090.45   | $5,100,969.70  |
| BofA Securities, Inc.                  | $10,395,249.05   | $0.00          |
| NATIXIS SECURITIES AMERICAS LLC        | $0.00            | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.26%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.26%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $698.68

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares ESG Select Screened S&P Mid-Cap ETF

**Item E.1 - Exchange**

- **Exchange:** BATS

- **Ticker:** XJH

**Item E.2 - Authorized Participants**

| Name                                   | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| Goldman Sachs & Co. LLC                | $15,787,956.80   | $22,602,690.35 |
| Cantor Fitzgerald & Co.                | $0.00            | $0.00          |
| Citigroup Global Markets, Inc.         | $11,070,463.60   | $11,191,359.30 |
| Wedbush Securities Inc.                | $0.00            | $0.00          |
| Nomura Securities International, Inc.  | $0.00            | $0.00          |
| Morgan Stanley & Co. LLC               | $2,018,999.85    | $0.00          |
| Deutsche Bank Securities Inc.          | $0.00            | $0.00          |
| Cowen and Company, LLC                 | $0.00            | $0.00          |
| UBS Securities LLC                     | $0.00            | $0.00          |
| BNP Paribas Securities Corp.           | $0.00            | $0.00          |
| BMO Capital Markets Corp.              | $0.00            | $0.00          |
| J.P. Morgan Securities LLC             | $0.00            | $0.00          |
| BNY Mellon Capital Markets, LLC        | $0.00            | $0.00          |
| Scotia Capital (USA) Inc.              | $0.00            | $0.00          |
| Mizuho Securities USA LLC              | $0.00            | $0.00          |
| National Bank of Canada Financial Inc. | $0.00            | $0.00          |
| Barclays Capital Inc.                  | $0.00            | $0.00          |
| HSBC Securities (USA) Inc.             | $0.00            | $0.00          |
| Mirae Asset Securities (USA) Inc.      | $0.00            | $0.00          |
| RBC Capital Markets, LLC               | $0.00            | $0.00          |
| Macquarie Capital (USA) Inc.           | $0.00            | $0.00          |
| Jane Street Capital LLC                | $15,656,981.85   | $0.00          |
| Wells Fargo Securities, LLC            | $0.00            | $0.00          |
| SG Americas Securities, LLC            | $0.00            | $0.00          |
| HRT FINANCIAL LP                       | $0.00            | $0.00          |
| State Street Global Markets, LLC       | $0.00            | $0.00          |
| JEFFERIES LLC                          | $0.00            | $0.00          |
| TRUIST SECURITIES, INC                 | $0.00            | $0.00          |
| CIBC WORLD MARKETS CORP.               | $0.00            | $0.00          |
| TD PRIME SERVICES LLC                  | $0.00            | $0.00          |
| ABN AMRO CLEARING USA LLC              | $0.00            | $0.00          |
| INTERACTIVE BROKERS LLC                | $0.00            | $0.00          |
| CITADEL SECURITIES LLC                 | $10,503,887.15   | $4,183,572.60  |
| VIRTU AMERICAS LLC                     | $28,382,415.60   | $0.00          |
| BofA Securities, Inc.                  | $2,223,838.65    | $0.00          |
| NATIXIS SECURITIES AMERICAS LLC        | $0.00            | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 1.21%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.58%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $589.76

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares ESG Select Screened S&P Small-Cap ETF

**Item E.1 - Exchange**

- **Exchange:** BATS

- **Ticker:** XJR

**Item E.2 - Authorized Participants**

| Name                                   | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| Goldman Sachs & Co. LLC                | $0.00            | $0.00          |
| Cantor Fitzgerald & Co.                | $0.00            | $0.00          |
| Citigroup Global Markets, Inc.         | $0.00            | $0.00          |
| Wedbush Securities Inc.                | $0.00            | $0.00          |
| Nomura Securities International, Inc.  | $0.00            | $0.00          |
| Morgan Stanley & Co. LLC               | $2,158,374.60    | $2,166,757.05  |
| Deutsche Bank Securities Inc.          | $0.00            | $0.00          |
| Cowen and Company, LLC                 | $0.00            | $0.00          |
| UBS Securities LLC                     | $0.00            | $0.00          |
| BNP Paribas Securities Corp.           | $0.00            | $0.00          |
| BMO Capital Markets Corp.              | $0.00            | $0.00          |
| J.P. Morgan Securities LLC             | $2,140,373.35    | $2,108,890.50  |
| BNY Mellon Capital Markets, LLC        | $0.00            | $0.00          |
| Scotia Capital (USA) Inc.              | $0.00            | $0.00          |
| Mizuho Securities USA LLC              | $0.00            | $0.00          |
| National Bank of Canada Financial Inc. | $0.00            | $0.00          |
| Barclays Capital Inc.                  | $0.00            | $0.00          |
| HSBC Securities (USA) Inc.             | $0.00            | $0.00          |
| Mirae Asset Securities (USA) Inc.      | $0.00            | $0.00          |
| RBC Capital Markets, LLC               | $0.00            | $0.00          |
| Macquarie Capital (USA) Inc.           | $0.00            | $0.00          |
| Jane Street Capital LLC                | $11,076,427.30   | $4,085,543.35  |
| Wells Fargo Securities, LLC            | $0.00            | $0.00          |
| SG Americas Securities, LLC            | $0.00            | $0.00          |
| HRT FINANCIAL LP                       | $0.00            | $0.00          |
| State Street Global Markets, LLC       | $0.00            | $0.00          |
| JEFFERIES LLC                          | $0.00            | $0.00          |
| TRUIST SECURITIES, INC                 | $0.00            | $0.00          |
| CIBC WORLD MARKETS CORP.               | $0.00            | $0.00          |
| TD PRIME SERVICES LLC                  | $0.00            | $0.00          |
| ABN AMRO CLEARING USA LLC              | $0.00            | $0.00          |
| INTERACTIVE BROKERS LLC                | $0.00            | $0.00          |
| CITADEL SECURITIES LLC                 | $8,008,413.55    | $3,914,976.10  |
| VIRTU AMERICAS LLC                     | $2,282,290.40    | $0.00          |
| BofA Securities, Inc.                  | $0.00            | $0.00          |
| NATIXIS SECURITIES AMERICAS LLC        | $0.00            | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 9.13%

- **c.i. Average percentage of value composed of cash (redeemed):** 7.84%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $772.81

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Emerging Markets Infrastructure ETF

**Item E.1 - Exchange**

- **Exchange:** XNAS

- **Ticker:** EMIF

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00          |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00          |
| GOLDMAN SACHS & CO                    | $0.00            | $0.00          |
| JEFFERIES LLC                         | $0.00            | $0.00          |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00          |
| MORGAN STANLEY & CO LLC               | $0.00            | $0.00          |
| TRUIST SECURITIES, INC                | $0.00            | $0.00          |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00          |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00          |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00          |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00          |
| UBS SECURITIES, LLC                   | $0.00            | $0.00          |
| BNP PARIBAS SECURITIES CORP.**        | $0.00            | $0.00          |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00          |
| ABN AMRO CLEARING USA LLC             | $0.00            | $0.00          |
| JP MORGAN SECURITIES LLC              | $5,905,948.00    | $-2,167,384.00 |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00          |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00          |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00          |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00          |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00          |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00          |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00          |
| RBC CAPITAL MARKETS LLC               | $0.00            | $0.00          |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00          |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00          |
| JANE STREET CAPITAL                   | $0.00            | $0.00          |
| CITADEL SECURITIES LLC                | $0.00            | $0.00          |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00          |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00          |
| VIRTU AMERICAS LLC                    | $0.00            | $0.00          |
| HRT FINANCIAL LLC                     | $0.00            | $0.00          |
| BofA Securities, Inc.                 | $0.00            | $0.00          |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00          |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00          |
| CITIGROUP GLOBAL MARKETS INC.         | $0.00            | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 46.64%

- **c.i. Average percentage of value composed of cash (redeemed):** 1.85%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $994.74

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Environmental Infrastructure and Industrials ETF

**Item E.1 - Exchange**

- **Exchange:** XNAS

- **Ticker:** EFRA

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00          |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00          |
| GOLDMAN SACHS & CO                    | $0.00            | $0.00          |
| JEFFERIES LLC                         | $0.00            | $0.00          |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00          |
| MORGAN STANLEY & CO LLC               | $0.00            | $0.00          |
| TRUIST SECURITIES, INC                | $0.00            | $0.00          |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00          |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00          |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00          |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00          |
| UBS SECURITIES, LLC                   | $0.00            | $0.00          |
| BNP PARIBAS SECURITIES CORP.**        | $0.00            | $0.00          |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00          |
| ABN AMRO CLEARING USA LLC             | $0.00            | $0.00          |
| JP MORGAN SECURITIES LLC              | $0.00            | $0.00          |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00          |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00          |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00          |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00          |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00          |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00          |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00          |
| RBC CAPITAL MARKETS LLC               | $0.00            | $0.00          |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00          |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00          |
| JANE STREET CAPITAL                   | $0.00            | $0.00          |
| CITADEL SECURITIES LLC                | $0.00            | $0.00          |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00          |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00          |
| VIRTU AMERICAS LLC                    | $0.00            | $0.00          |
| HRT FINANCIAL LLC                     | $0.00            | $0.00          |
| BofA Securities, Inc.                 | $0.00            | $0.00          |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00          |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00          |
| CITIGROUP GLOBAL MARKETS INC.         | $0.00            | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 40,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.00%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.00%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $0.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Europe ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IEV

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value     |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00            |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00            |
| GOLDMAN SACHS & CO                    | $9,626,984.40    | $-628,081,516.50 |
| JEFFERIES LLC                         | $0.00            | $0.00            |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00            |
| MORGAN STANLEY & CO LLC               | $0.00            | $-58,042,782.90  |
| TRUIST SECURITIES, INC                | $0.00            | $0.00            |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00            |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00            |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00            |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00            |
| UBS SECURITIES, LLC                   | $59,446,934.00   | $0.00            |
| BNP PARIBAS SECURITIES CORP.**        | $0.00            | $0.00            |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00            |
| ABN AMRO CLEARING USA LLC             | $0.00            | $0.00            |
| JP MORGAN SECURITIES LLC              | $0.00            | $-6,465,762.70   |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00            |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00            |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00            |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00            |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00            |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00            |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00            |
| RBC CAPITAL MARKETS LLC               | $3,128,274.55    | $0.00            |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00            |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00            |
| JANE STREET CAPITAL                   | $27,861,552.20   | $0.00            |
| CITADEL SECURITIES LLC                | $0.00            | $0.00            |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00            |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00            |
| VIRTU AMERICAS LLC                    | $0.00            | $0.00            |
| HRT FINANCIAL LLC                     | $0.00            | $0.00            |
| BofA Securities, Inc.                 | $41,621,767.35   | $-16,448,097.25  |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00            |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00            |
| CITIGROUP GLOBAL MARKETS INC.         | $29,082,932.50   | $-106,922,549.30 |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 65.32%

- **c.i. Average percentage of value composed of cash (redeemed):** 2.94%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $3,677.87

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Expanded Tech Sector ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IGM

**Item E.2 - Authorized Participants**

| Name                                    | Purchase Value    | Redeem Value    |
|:---|:---|:---|
| BMO Capital Markets Corp.               | $0.00             | $0.00           |
| Wedbush Securities Inc.                 | $0.00             | $0.00           |
| Goldman Sachs & Co. LLC                 | $79,967,022.90    | $203,406,342.60 |
| JEFFERIES LLC                           | $0.00             | $0.00           |
| Nomura Securities International, Inc.   | $0.00             | $0.00           |
| Morgan Stanley & Co. LLC                | $154,502,686.29   | $158,144,436.29 |
| TRUIST SECURITIES, INC                  | $0.00             | $0.00           |
| Deutsche Bank Securities Inc.           | $0.00             | $0.00           |
| CIBC WORLD MARKETS CORP.                | $0.00             | $0.00           |
| Cantor Fitzgerald & Co.                 | $0.00             | $0.00           |
| Cowen and Company, LLC                  | $187,749,561.05   | $194,266,988.97 |
| UBS Securities LLC                      | $0.00             | $0.00           |
| BNP Paribas Securities Corp.            | $51,085,503.65    | $51,013,744.70  |
| TD PRIME SERVICES LLC                   | $0.00             | $0.00           |
| ABN AMRO CLEARING USA LLC               | $49,717,656.35    | $12,443,752.30  |
| J.P. Morgan Securities LLC/JPMC         | $0.00             | $80,723,415.45  |
| BNY Mellon Capital Markets, LLC         | $0.00             | $0.00           |
| Scotia Capital (USA) Inc.               | $0.00             | $0.00           |
| Mizuho Securities USA LLC               | $0.00             | $0.00           |
| National Bank of Canada Financial, Inc. | $0.00             | $0.00           |
| Barclays Capital Inc.                   | $0.00             | $0.00           |
| HSBC Securities (USA) Inc.              | $0.00             | $0.00           |
| Mirae Asset Securities (USA) Inc.       | $0.00             | $0.00           |
| RBC Capital Markets, LLC                | $164,808,777.50   | $108,261,997.05 |
| Macquarie Capital (USA) Inc.            | $0.00             | $0.00           |
| Interactive Brokers, LLC                | $0.00             | $0.00           |
| Jane Street Capital, LLC                | $979,514,287.99   | $891,462,051.90 |
| CITADEL SECURITIES LLC                  | $161,351,969.45   | $400,729,725.70 |
| Wells Fargo Securities, LLC             | $0.00             | $0.00           |
| SG Americas Securities, LLC             | $0.00             | $0.00           |
| VIRTU AMERICAS LLC                      | $379,397,715.20   | $160,267,724.60 |
| HRT Financial LP                        | $0.00             | $0.00           |
| BofA Securities Inc                     | $1,215,029,919.76 | $305,779,389.20 |
| State Street Global Markets, LLC        | $0.00             | $0.00           |
| NATIXIS SECURITIES AMERICAS LLC         | $0.00             | $0.00           |
| CITIGROUP GLOBAL MARKETS INC.           | $11,943,780.90    | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.14%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.16%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $503.11

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Expanded Tech-Software Sector ETF

**Item E.1 - Exchange**

- **Exchange:** BATS

- **Ticker:** IGV

**Item E.2 - Authorized Participants**

| Name                                    | Purchase Value    | Redeem Value      |
|:---|:---|:---|
| BMO Capital Markets Corp.               | $0.00             | $0.00             |
| Wedbush Securities Inc.                 | $0.00             | $0.00             |
| Goldman Sachs & Co. LLC                 | $4,839,797,506.98 | $3,546,848,598.23 |
| JEFFERIES LLC                           | $0.00             | $89,659,254.40    |
| Nomura Securities International, Inc.   | $0.00             | $0.00             |
| Morgan Stanley & Co. LLC                | $1,634,353,505.91 | $1,324,648,859.80 |
| TRUIST SECURITIES, INC                  | $0.00             | $0.00             |
| Deutsche Bank Securities Inc.           | $0.00             | $0.00             |
| CIBC WORLD MARKETS CORP.                | $0.00             | $0.00             |
| Cantor Fitzgerald & Co.                 | $0.00             | $0.00             |
| Cowen and Company, LLC                  | $0.00             | $0.00             |
| UBS Securities LLC                      | $418,118,429.20   | $59,921,200.25    |
| BNP Paribas Securities Corp.            | $3,572,851,375.96 | $2,728,277,870.78 |
| TD PRIME SERVICES LLC                   | $0.00             | $0.00             |
| ABN AMRO CLEARING USA LLC               | $1,849,847,749.32 | $1,306,459,813.30 |
| J.P. Morgan Securities LLC/JPMC         | $709,730,842.45   | $130,152,748.00   |
| BNY Mellon Capital Markets, LLC         | $0.00             | $0.00             |
| Scotia Capital (USA) Inc.               | $0.00             | $0.00             |
| Mizuho Securities USA LLC               | $0.00             | $0.00             |
| National Bank of Canada Financial, Inc. | $0.00             | $0.00             |
| Barclays Capital Inc.                   | $0.00             | $66,486,555.05    |
| HSBC Securities (USA) Inc.              | $0.00             | $0.00             |
| Mirae Asset Securities (USA) Inc.       | $0.00             | $0.00             |
| RBC Capital Markets, LLC                | $653,413,482.80   | $1,901,788,816.14 |
| Macquarie Capital (USA) Inc.            | $0.00             | $0.00             |
| Interactive Brokers, LLC                | $0.00             | $0.00             |
| Jane Street Capital, LLC                | $1,762,107,847.14 | $1,848,877,934.25 |
| CITADEL SECURITIES LLC                  | $1,015,488,754.40 | $464,454,236.65   |
| Wells Fargo Securities, LLC             | $448,800,699.73   | $936,996,949.85   |
| SG Americas Securities, LLC             | $0.00             | $0.00             |
| VIRTU AMERICAS LLC                      | $548,011,754.65   | $996,464,839.24   |
| HRT Financial LP                        | $0.00             | $0.00             |
| BofA Securities Inc                     | $5,590,207,017.73 | $7,603,251,607.13 |
| State Street Global Markets, LLC        | $0.00             | $0.00             |
| NATIXIS SECURITIES AMERICAS LLC         | $0.00             | $0.00             |
| CITIGROUP GLOBAL MARKETS INC.           | $1,827,731,798.32 | $683,932,261.76   |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.08%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.08%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $291.63

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Future AI & Tech ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** ARTY

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00           |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00           |
| GOLDMAN SACHS & CO                    | $56,389,722.85   | $-40,521,387.23 |
| JEFFERIES LLC                         | $0.00            | $0.00           |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00           |
| MORGAN STANLEY & CO LLC               | $0.00            | $0.00           |
| TRUIST SECURITIES, INC                | $0.00            | $0.00           |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00           |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00           |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00           |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00           |
| UBS SECURITIES, LLC                   | $68,485,796.49   | $-27,903,441.38 |
| BNP PARIBAS SECURITIES CORP.**        | $0.00            | $0.00           |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00           |
| ABN AMRO CLEARING USA LLC             | $0.00            | $0.00           |
| JP MORGAN SECURITIES LLC              | $762,051,015.26  | $-25,401,062.41 |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00           |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00           |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00           |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00           |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00           |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00           |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00           |
| RBC CAPITAL MARKETS LLC               | $0.00            | $0.00           |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00           |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00           |
| JANE STREET CAPITAL                   | $15,146,802.00   | $0.00           |
| CITADEL SECURITIES LLC                | $0.00            | $0.00           |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00           |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00           |
| VIRTU AMERICAS LLC                    | $0.00            | $0.00           |
| HRT FINANCIAL LLC                     | $0.00            | $0.00           |
| BofA Securities, Inc.                 | $102,936,848.40  | $0.00           |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00           |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00           |
| CITIGROUP GLOBAL MARKETS INC.         | $0.00            | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 200,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 9.46%

- **c.i. Average percentage of value composed of cash (redeemed):** 17.96%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $3,273.79

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Future Metaverse Tech and Communications ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IVRS

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00          |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00          |
| GOLDMAN SACHS & CO                    | $0.00            | $0.00          |
| JEFFERIES LLC                         | $0.00            | $0.00          |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00          |
| MORGAN STANLEY & CO LLC               | $0.00            | $0.00          |
| TRUIST SECURITIES, INC                | $0.00            | $0.00          |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00          |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00          |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00          |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00          |
| UBS SECURITIES, LLC                   | $0.00            | $0.00          |
| BNP PARIBAS SECURITIES CORP.**        | $0.00            | $0.00          |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00          |
| ABN AMRO CLEARING USA LLC             | $0.00            | $0.00          |
| JP MORGAN SECURITIES LLC              | $1,525,905.00    | $0.00          |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00          |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00          |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00          |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00          |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00          |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00          |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00          |
| RBC CAPITAL MARKETS LLC               | $0.00            | $0.00          |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00          |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00          |
| JANE STREET CAPITAL                   | $0.00            | $0.00          |
| CITADEL SECURITIES LLC                | $0.00            | $0.00          |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00          |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00          |
| VIRTU AMERICAS LLC                    | $0.00            | $0.00          |
| HRT FINANCIAL LLC                     | $0.00            | $0.00          |
| BofA Securities, Inc.                 | $0.00            | $0.00          |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00          |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00          |
| CITIGROUP GLOBAL MARKETS INC.         | $0.00            | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 28.76%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.00%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $3,624.38

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Global 100 ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IOO

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value     |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00            |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00            |
| GOLDMAN SACHS & CO                    | $0.00            | $-6,068,743.20   |
| JEFFERIES LLC                         | $0.00            | $0.00            |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00            |
| MORGAN STANLEY & CO LLC               | $0.00            | $0.00            |
| TRUIST SECURITIES, INC                | $0.00            | $0.00            |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00            |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00            |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00            |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00            |
| UBS SECURITIES, LLC                   | $18,956,374.95   | $-63,718,469.65  |
| BNP PARIBAS SECURITIES CORP.**        | $0.00            | $0.00            |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00            |
| ABN AMRO CLEARING USA LLC             | $0.00            | $0.00            |
| JP MORGAN SECURITIES LLC              | $161,108,774.90  | $-168,829,519.10 |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00            |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00            |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00            |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00            |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00            |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00            |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00            |
| RBC CAPITAL MARKETS LLC               | $0.00            | $0.00            |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00            |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00            |
| JANE STREET CAPITAL                   | $81,704,118.55   | $0.00            |
| CITADEL SECURITIES LLC                | $0.00            | $0.00            |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00            |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00            |
| VIRTU AMERICAS LLC                    | $0.00            | $0.00            |
| HRT FINANCIAL LLC                     | $0.00            | $0.00            |
| BofA Securities, Inc.                 | $113,090,267.40  | $-112,382,654.45 |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00            |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00            |
| CITIGROUP GLOBAL MARKETS INC.         | $12,567,718.80   | $-17,260,609.35  |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 2.86%

- **c.i. Average percentage of value composed of cash (redeemed):** 2.75%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $2,309.77

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Global Comm Services ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IXP

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value     |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00            |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00            |
| GOLDMAN SACHS & CO                    | $38,873,407.05   | $-12,223,651.60  |
| JEFFERIES LLC                         | $0.00            | $0.00            |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00            |
| MORGAN STANLEY & CO LLC               | $0.00            | $0.00            |
| TRUIST SECURITIES, INC                | $0.00            | $0.00            |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00            |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00            |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00            |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00            |
| UBS SECURITIES, LLC                   | $17,652,447.70   | $-131,683,473.25 |
| BNP PARIBAS SECURITIES CORP.**        | $0.00            | $0.00            |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00            |
| ABN AMRO CLEARING USA LLC             | $0.00            | $0.00            |
| JP MORGAN SECURITIES LLC              | $187,127,377.75  | $-175,214,159.70 |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00            |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00            |
| MIZUHO SECURITIES USA INC             | $5,101,687.55    | $0.00            |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00            |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00            |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00            |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00            |
| RBC CAPITAL MARKETS LLC               | $0.00            | $0.00            |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00            |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00            |
| JANE STREET CAPITAL                   | $5,981,214.55    | $0.00            |
| CITADEL SECURITIES LLC                | $0.00            | $0.00            |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00            |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00            |
| VIRTU AMERICAS LLC                    | $0.00            | $0.00            |
| HRT FINANCIAL LLC                     | $0.00            | $0.00            |
| BofA Securities, Inc.                 | $214,225,197.85  | $-6,109,461.45   |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00            |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00            |
| CITIGROUP GLOBAL MARKETS INC.         | $11,477,539.20   | $0.00            |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 13.71%

- **c.i. Average percentage of value composed of cash (redeemed):** 1.22%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $1,515.38

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Global Consumer Discretionary ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** RXI

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value     |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00            |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00            |
| GOLDMAN SACHS & CO                    | $0.00            | $-10,321,936.40  |
| JEFFERIES LLC                         | $0.00            | $0.00            |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00            |
| MORGAN STANLEY & CO LLC               | $0.00            | $0.00            |
| TRUIST SECURITIES, INC                | $0.00            | $0.00            |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00            |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00            |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00            |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00            |
| UBS SECURITIES, LLC                   | $124,897,745.55  | $-187,844,386.50 |
| BNP PARIBAS SECURITIES CORP.**        | $0.00            | $0.00            |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00            |
| ABN AMRO CLEARING USA LLC             | $0.00            | $0.00            |
| JP MORGAN SECURITIES LLC              | $30,078,285.35   | $-25,955,799.35  |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00            |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00            |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00            |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00            |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00            |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00            |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00            |
| RBC CAPITAL MARKETS LLC               | $0.00            | $0.00            |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00            |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00            |
| JANE STREET CAPITAL                   | $0.00            | $0.00            |
| CITADEL SECURITIES LLC                | $0.00            | $0.00            |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00            |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00            |
| VIRTU AMERICAS LLC                    | $0.00            | $0.00            |
| HRT FINANCIAL LLC                     | $0.00            | $0.00            |
| BofA Securities, Inc.                 | $51,087,547.50   | $0.00            |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00            |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00            |
| CITIGROUP GLOBAL MARKETS INC.         | $0.00            | $0.00            |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 2.48%

- **c.i. Average percentage of value composed of cash (redeemed):** 1.49%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $2,025.91

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Global Consumer Staples ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** KXI

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00           |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00           |
| GOLDMAN SACHS & CO                    | $3,253,586.95    | $-3,299,582.05  |
| JEFFERIES LLC                         | $0.00            | $0.00           |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00           |
| MORGAN STANLEY & CO LLC               | $0.00            | $0.00           |
| TRUIST SECURITIES, INC                | $0.00            | $0.00           |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00           |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00           |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00           |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00           |
| UBS SECURITIES, LLC                   | $37,039,150.25   | $-93,701,118.45 |
| BNP PARIBAS SECURITIES CORP.**        | $0.00            | $0.00           |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00           |
| ABN AMRO CLEARING USA LLC             | $0.00            | $0.00           |
| JP MORGAN SECURITIES LLC              | $122,746,799.90  | $0.00           |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00           |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00           |
| MIZUHO SECURITIES USA INC             | $16,381,836.45   | $0.00           |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00           |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00           |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00           |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00           |
| RBC CAPITAL MARKETS LLC               | $0.00            | $0.00           |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00           |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00           |
| JANE STREET CAPITAL                   | $13,197,251.65   | $-6,507,062.50  |
| CITADEL SECURITIES LLC                | $0.00            | $0.00           |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00           |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00           |
| VIRTU AMERICAS LLC                    | $0.00            | $0.00           |
| HRT FINANCIAL LLC                     | $0.00            | $0.00           |
| BofA Securities, Inc.                 | $140,767,244.80  | $-26,984,431.30 |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00           |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00           |
| CITIGROUP GLOBAL MARKETS INC.         | $13,014,125.00   | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 6.58%

- **c.i. Average percentage of value composed of cash (redeemed):** 1.79%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $1,362.79

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Global Energy ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IXC

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value     |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00            |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00            |
| GOLDMAN SACHS & CO                    | $30,669,064.95   | $-55,854,696.15  |
| JEFFERIES LLC                         | $0.00            | $0.00            |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00            |
| MORGAN STANLEY & CO LLC               | $0.00            | $0.00            |
| TRUIST SECURITIES, INC                | $0.00            | $0.00            |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00            |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00            |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00            |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00            |
| UBS SECURITIES, LLC                   | $24,771,384.90   | $-10,708,281.00  |
| BNP PARIBAS SECURITIES CORP.**        | $0.00            | $0.00            |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00            |
| ABN AMRO CLEARING USA LLC             | $0.00            | $0.00            |
| JP MORGAN SECURITIES LLC              | $326,895,215.15  | $-76,242,588.20  |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00            |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00            |
| MIZUHO SECURITIES USA INC             | $0.00            | $-141,742,710.00 |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00            |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00            |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00            |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00            |
| RBC CAPITAL MARKETS LLC               | $0.00            | $0.00            |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00            |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00            |
| JANE STREET CAPITAL                   | $94,499,324.40   | $0.00            |
| CITADEL SECURITIES LLC                | $0.00            | $0.00            |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00            |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00            |
| VIRTU AMERICAS LLC                    | $31,407,972.75   | $-43,614,371.85  |
| HRT FINANCIAL LLC                     | $0.00            | $0.00            |
| BofA Securities, Inc.                 | $492,754,825.65  | $-313,203,397.80 |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00            |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00            |
| CITIGROUP GLOBAL MARKETS INC.         | $36,557,926.20   | $0.00            |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 150,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 13.86%

- **c.i. Average percentage of value composed of cash (redeemed):** 1.77%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $800.11

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Global Financials ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IXG

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00           |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00           |
| GOLDMAN SACHS & CO                    | $5,702,118.45    | $-5,764,055.10  |
| JEFFERIES LLC                         | $0.00            | $0.00           |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00           |
| MORGAN STANLEY & CO LLC               | $0.00            | $0.00           |
| TRUIST SECURITIES, INC                | $0.00            | $0.00           |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00           |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00           |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00           |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00           |
| UBS SECURITIES, LLC                   | $17,636,127.15   | $-24,226,847.20 |
| BNP PARIBAS SECURITIES CORP.**        | $0.00            | $0.00           |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00           |
| ABN AMRO CLEARING USA LLC             | $0.00            | $0.00           |
| JP MORGAN SECURITIES LLC              | $67,313,397.15   | $-74,177,852.70 |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00           |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00           |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00           |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00           |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00           |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00           |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00           |
| RBC CAPITAL MARKETS LLC               | $0.00            | $0.00           |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00           |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00           |
| JANE STREET CAPITAL                   | $11,177,323.25   | $0.00           |
| CITADEL SECURITIES LLC                | $0.00            | $0.00           |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00           |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00           |
| VIRTU AMERICAS LLC                    | $0.00            | $0.00           |
| HRT FINANCIAL LLC                     | $0.00            | $0.00           |
| BofA Securities, Inc.                 | $0.00            | $0.00           |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00           |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00           |
| CITIGROUP GLOBAL MARKETS INC.         | $0.00            | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 14.58%

- **c.i. Average percentage of value composed of cash (redeemed):** 10.10%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $3,552.91

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Global Healthcare ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IXJ

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value     |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00            |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00            |
| GOLDMAN SACHS & CO                    | $34,142,522.55   | $0.00            |
| JEFFERIES LLC                         | $0.00            | $0.00            |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00            |
| MORGAN STANLEY & CO LLC               | $0.00            | $0.00            |
| TRUIST SECURITIES, INC                | $0.00            | $0.00            |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00            |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00            |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00            |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00            |
| UBS SECURITIES, LLC                   | $38,369,647.65   | $-359,432,667.15 |
| BNP PARIBAS SECURITIES CORP.**        | $0.00            | $0.00            |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00            |
| ABN AMRO CLEARING USA LLC             | $0.00            | $0.00            |
| JP MORGAN SECURITIES LLC              | $192,683,787.40  | $-277,328,839.90 |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00            |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00            |
| MIZUHO SECURITIES USA INC             | $0.00            | $-45,700,724.50  |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00            |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00            |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00            |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00            |
| RBC CAPITAL MARKETS LLC               | $0.00            | $0.00            |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00            |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00            |
| JANE STREET CAPITAL                   | $191,675,077.20  | $0.00            |
| CITADEL SECURITIES LLC                | $0.00            | $0.00            |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00            |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00            |
| VIRTU AMERICAS LLC                    | $0.00            | $0.00            |
| HRT FINANCIAL LLC                     | $0.00            | $0.00            |
| BofA Securities, Inc.                 | $79,088,380.75   | $-407,353,454.55 |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00            |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00            |
| CITIGROUP GLOBAL MARKETS INC.         | $47,497,737.45   | $0.00            |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 11.11%

- **c.i. Average percentage of value composed of cash (redeemed):** 1.38%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $729.83

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Global Industrials ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** EXI

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value     |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00            |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00            |
| GOLDMAN SACHS & CO                    | $0.00            | $0.00            |
| JEFFERIES LLC                         | $0.00            | $0.00            |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00            |
| MORGAN STANLEY & CO LLC               | $0.00            | $0.00            |
| TRUIST SECURITIES, INC                | $0.00            | $0.00            |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00            |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00            |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00            |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00            |
| UBS SECURITIES, LLC                   | $17,690,268.40   | $-193,459,744.20 |
| BNP PARIBAS SECURITIES CORP.**        | $0.00            | $0.00            |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00            |
| ABN AMRO CLEARING USA LLC             | $0.00            | $0.00            |
| JP MORGAN SECURITIES LLC              | $344,060,910.40  | $-64,926,037.60  |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00            |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00            |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00            |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00            |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00            |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00            |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00            |
| RBC CAPITAL MARKETS LLC               | $0.00            | $0.00            |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00            |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00            |
| JANE STREET CAPITAL                   | $9,353,079.45    | $0.00            |
| CITADEL SECURITIES LLC                | $0.00            | $0.00            |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00            |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00            |
| VIRTU AMERICAS LLC                    | $0.00            | $0.00            |
| HRT FINANCIAL LLC                     | $0.00            | $0.00            |
| BofA Securities, Inc.                 | $21,909,049.05   | $-96,287,223.00  |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00            |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00            |
| CITIGROUP GLOBAL MARKETS INC.         | $8,348,827.70    | $-26,167,972.20  |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 2.39%

- **c.i. Average percentage of value composed of cash (redeemed):** 1.97%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $1,766.83

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Global Infrastructure ETF

**Item E.1 - Exchange**

- **Exchange:** XNAS

- **Ticker:** IGF

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00           |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00           |
| GOLDMAN SACHS & CO                    | $100,069,335.30  | $-18,717,417.00 |
| JEFFERIES LLC                         | $0.00            | $0.00           |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00           |
| MORGAN STANLEY & CO LLC               | $79,860,663.50   | $0.00           |
| TRUIST SECURITIES, INC                | $0.00            | $0.00           |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00           |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00           |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00           |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00           |
| UBS SECURITIES, LLC                   | $552,149,085.20  | $0.00           |
| BNP PARIBAS SECURITIES CORP.**        | $0.00            | $0.00           |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00           |
| ABN AMRO CLEARING USA LLC             | $0.00            | $0.00           |
| JP MORGAN SECURITIES LLC              | $941,110,225.80  | $0.00           |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00           |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00           |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00           |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00           |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00           |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00           |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00           |
| RBC CAPITAL MARKETS LLC               | $6,077,625.80    | $0.00           |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00           |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00           |
| JANE STREET CAPITAL                   | $59,330,162.60   | $0.00           |
| CITADEL SECURITIES LLC                | $0.00            | $0.00           |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00           |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00           |
| VIRTU AMERICAS LLC                    | $0.00            | $0.00           |
| HRT FINANCIAL LLC                     | $0.00            | $0.00           |
| BofA Securities, Inc.                 | $717,183,917.90  | $0.00           |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00           |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00           |
| CITIGROUP GLOBAL MARKETS INC.         | $0.00            | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 100,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 13.18%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.71%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $1,770.41

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Global Materials ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** MXI

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00           |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00           |
| GOLDMAN SACHS & CO                    | $0.00            | $0.00           |
| JEFFERIES LLC                         | $0.00            | $0.00           |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00           |
| MORGAN STANLEY & CO LLC               | $0.00            | $0.00           |
| TRUIST SECURITIES, INC                | $0.00            | $0.00           |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00           |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00           |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00           |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00           |
| UBS SECURITIES, LLC                   | $20,130,367.00   | $-17,743,222.10 |
| BNP PARIBAS SECURITIES CORP.**        | $0.00            | $0.00           |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00           |
| ABN AMRO CLEARING USA LLC             | $0.00            | $0.00           |
| JP MORGAN SECURITIES LLC              | $65,379,387.75   | $-41,687,356.35 |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00           |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00           |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00           |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00           |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00           |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00           |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00           |
| RBC CAPITAL MARKETS LLC               | $0.00            | $0.00           |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00           |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00           |
| JANE STREET CAPITAL                   | $11,083,987.75   | $-5,113,182.05  |
| CITADEL SECURITIES LLC                | $0.00            | $0.00           |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00           |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00           |
| VIRTU AMERICAS LLC                    | $0.00            | $0.00           |
| HRT FINANCIAL LLC                     | $0.00            | $0.00           |
| BofA Securities, Inc.                 | $0.00            | $0.00           |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00           |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00           |
| CITIGROUP GLOBAL MARKETS INC.         | $0.00            | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.58%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.78%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $527.50

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Global Tech ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IXN

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value     |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00            |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00            |
| GOLDMAN SACHS & CO                    | $227,151,027.25  | $0.00            |
| JEFFERIES LLC                         | $0.00            | $0.00            |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00            |
| MORGAN STANLEY & CO LLC               | $15,610,592.00   | $0.00            |
| TRUIST SECURITIES, INC                | $0.00            | $0.00            |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00            |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00            |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00            |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00            |
| UBS SECURITIES, LLC                   | $247,974,288.15  | $-79,216,731.45  |
| BNP PARIBAS SECURITIES CORP.**        | $0.00            | $0.00            |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00            |
| ABN AMRO CLEARING USA LLC             | $0.00            | $0.00            |
| JP MORGAN SECURITIES LLC              | $236,124,996.65  | $-121,921,533.65 |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00            |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00            |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00            |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00            |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00            |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00            |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00            |
| RBC CAPITAL MARKETS LLC               | $5,139,777.10    | $0.00            |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00            |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00            |
| JANE STREET CAPITAL                   | $30,871,893.30   | $0.00            |
| CITADEL SECURITIES LLC                | $0.00            | $0.00            |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00            |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00            |
| VIRTU AMERICAS LLC                    | $5,139,777.10    | $0.00            |
| HRT FINANCIAL LLC                     | $0.00            | $0.00            |
| BofA Securities, Inc.                 | $200,984,578.65  | $-407,289,715.70 |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00            |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00            |
| CITIGROUP GLOBAL MARKETS INC.         | $0.00            | $0.00            |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 28.94%

- **c.i. Average percentage of value composed of cash (redeemed):** 6.60%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $3,264.20

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Global Timber & Forestry ETF

**Item E.1 - Exchange**

- **Exchange:** XNAS

- **Ticker:** WOOD

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00           |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00           |
| GOLDMAN SACHS & CO                    | $0.00            | $0.00           |
| JEFFERIES LLC                         | $0.00            | $0.00           |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00           |
| MORGAN STANLEY & CO LLC               | $0.00            | $0.00           |
| TRUIST SECURITIES, INC                | $0.00            | $0.00           |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00           |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00           |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00           |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00           |
| UBS SECURITIES, LLC                   | $40,025,540.82   | $-29,827,840.50 |
| BNP PARIBAS SECURITIES CORP.**        | $0.00            | $0.00           |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00           |
| ABN AMRO CLEARING USA LLC             | $0.00            | $0.00           |
| JP MORGAN SECURITIES LLC              | $23,043,024.24   | $-8,649,477.84  |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00           |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00           |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00           |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00           |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00           |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00           |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00           |
| RBC CAPITAL MARKETS LLC               | $0.00            | $0.00           |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00           |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00           |
| JANE STREET CAPITAL                   | $0.00            | $0.00           |
| CITADEL SECURITIES LLC                | $0.00            | $0.00           |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00           |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00           |
| VIRTU AMERICAS LLC                    | $0.00            | $0.00           |
| HRT FINANCIAL LLC                     | $0.00            | $0.00           |
| BofA Securities, Inc.                 | $22,930,077.30   | $0.00           |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00           |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00           |
| CITIGROUP GLOBAL MARKETS INC.         | $0.00            | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 60,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 17.42%

- **c.i. Average percentage of value composed of cash (redeemed):** 9.42%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $1,972.93

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Global Utilities ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** JXI

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00          |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00          |
| GOLDMAN SACHS & CO                    | $0.00            | $0.00          |
| JEFFERIES LLC                         | $0.00            | $0.00          |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00          |
| MORGAN STANLEY & CO LLC               | $0.00            | $-3,950,685.00 |
| TRUIST SECURITIES, INC                | $0.00            | $0.00          |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00          |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00          |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00          |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00          |
| UBS SECURITIES, LLC                   | $35,720,677.20   | $0.00          |
| BNP PARIBAS SECURITIES CORP.**        | $0.00            | $0.00          |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00          |
| ABN AMRO CLEARING USA LLC             | $0.00            | $0.00          |
| JP MORGAN SECURITIES LLC              | $63,104,794.55   | $0.00          |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00          |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00          |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00          |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00          |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00          |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00          |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00          |
| RBC CAPITAL MARKETS LLC               | $0.00            | $0.00          |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00          |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00          |
| JANE STREET CAPITAL                   | $8,341,072.00    | $0.00          |
| CITADEL SECURITIES LLC                | $0.00            | $0.00          |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00          |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00          |
| VIRTU AMERICAS LLC                    | $0.00            | $0.00          |
| HRT FINANCIAL LLC                     | $0.00            | $0.00          |
| BofA Securities, Inc.                 | $0.00            | $0.00          |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00          |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00          |
| CITIGROUP GLOBAL MARKETS INC.         | $4,404,597.25    | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 2.52%

- **c.i. Average percentage of value composed of cash (redeemed):** 2.10%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $1,252.87

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares India 50 ETF

**Item E.1 - Exchange**

- **Exchange:** XNAS

- **Ticker:** INDY

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00           |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00           |
| GOLDMAN SACHS & CO                    | $0.00            | $0.00           |
| JEFFERIES LLC                         | $0.00            | $0.00           |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00           |
| MORGAN STANLEY & CO LLC               | $0.00            | $0.00           |
| TRUIST SECURITIES, INC                | $0.00            | $0.00           |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00           |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00           |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00           |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00           |
| UBS SECURITIES, LLC                   | $21,104,918.00   | $-23,529,229.40 |
| BNP PARIBAS SECURITIES CORP.**        | $0.00            | $0.00           |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00           |
| ABN AMRO CLEARING USA LLC             | $0.00            | $0.00           |
| JP MORGAN SECURITIES LLC              | $31,235,025.70   | $-5,125,590.20  |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00           |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00           |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00           |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00           |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00           |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00           |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00           |
| RBC CAPITAL MARKETS LLC               | $0.00            | $0.00           |
| MACQUARIE CAPITAL (USA) INC           | $16,852,241.50   | $-7,725,927.00  |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00           |
| JANE STREET CAPITAL                   | $0.00            | $0.00           |
| CITADEL SECURITIES LLC                | $0.00            | $0.00           |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00           |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00           |
| VIRTU AMERICAS LLC                    | $0.00            | $0.00           |
| HRT FINANCIAL LLC                     | $0.00            | $0.00           |
| BofA Securities, Inc.                 | $4,798,932.50    | $0.00           |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00           |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00           |
| CITIGROUP GLOBAL MARKETS INC.         | $0.00            | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 100.00%

- **c.i. Average percentage of value composed of cash (redeemed):** 100.00%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $11,191.60

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.02%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares International Developed Small Cap Value Factor ETF

**Item E.1 - Exchange**

- **Exchange:** BATS

- **Ticker:** ISVL

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00          |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00          |
| GOLDMAN SACHS & CO                    | $0.00            | $0.00          |
| JEFFERIES LLC                         | $0.00            | $0.00          |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00          |
| MORGAN STANLEY & CO LLC               | $0.00            | $0.00          |
| TRUIST SECURITIES, INC                | $0.00            | $0.00          |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00          |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00          |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00          |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00          |
| UBS SECURITIES, LLC                   | $9,698,885.20    | $0.00          |
| BNP PARIBAS SECURITIES CORP.**        | $0.00            | $0.00          |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00          |
| ABN AMRO CLEARING USA LLC             | $0.00            | $0.00          |
| JP MORGAN SECURITIES LLC              | $91,927,513.90   | $-4,806,941.00 |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00          |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00          |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00          |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00          |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00          |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00          |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00          |
| RBC CAPITAL MARKETS LLC               | $0.00            | $0.00          |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00          |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00          |
| JANE STREET CAPITAL                   | $0.00            | $0.00          |
| CITADEL SECURITIES LLC                | $0.00            | $0.00          |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00          |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00          |
| VIRTU AMERICAS LLC                    | $0.00            | $0.00          |
| HRT FINANCIAL LLC                     | $0.00            | $0.00          |
| BofA Securities, Inc.                 | $172,816,669.30  | $0.00          |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00          |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00          |
| CITIGROUP GLOBAL MARKETS INC.         | $9,141,955.60    | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 100,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 1.24%

- **c.i. Average percentage of value composed of cash (redeemed):** 1.39%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $4,409.76

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares International Dividend Growth ETF

**Item E.1 - Exchange**

- **Exchange:** BATS

- **Ticker:** IGRO

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00           |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00           |
| GOLDMAN SACHS & CO                    | $3,913,375.50    | $-12,186,885.00 |
| JEFFERIES LLC                         | $0.00            | $0.00           |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00           |
| MORGAN STANLEY & CO LLC               | $0.00            | $0.00           |
| TRUIST SECURITIES, INC                | $0.00            | $0.00           |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00           |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00           |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00           |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00           |
| UBS SECURITIES, LLC                   | $0.00            | $-75,284,347.50 |
| BNP PARIBAS SECURITIES CORP.**        | $0.00            | $0.00           |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00           |
| ABN AMRO CLEARING USA LLC             | $0.00            | $0.00           |
| JP MORGAN SECURITIES LLC              | $125,896,524.29  | $0.00           |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00           |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00           |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00           |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00           |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00           |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00           |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00           |
| RBC CAPITAL MARKETS LLC               | $0.00            | $0.00           |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00           |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00           |
| JANE STREET CAPITAL                   | $3,913,375.50    | $0.00           |
| CITADEL SECURITIES LLC                | $0.00            | $0.00           |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00           |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00           |
| VIRTU AMERICAS LLC                    | $0.00            | $0.00           |
| HRT FINANCIAL LLC                     | $0.00            | $0.00           |
| BofA Securities, Inc.                 | $3,913,375.50    | $-56,043,959.10 |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00           |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00           |
| CITIGROUP GLOBAL MARKETS INC.         | $0.00            | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 28.21%

- **c.i. Average percentage of value composed of cash (redeemed):** 7.17%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $5,126.56

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares JPX-Nikkei 400 ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** JPXN

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00           |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00           |
| GOLDMAN SACHS & CO                    | $0.00            | $0.00           |
| JEFFERIES LLC                         | $0.00            | $0.00           |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00           |
| MORGAN STANLEY & CO LLC               | $0.00            | $0.00           |
| TRUIST SECURITIES, INC                | $0.00            | $0.00           |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00           |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00           |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00           |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00           |
| UBS SECURITIES, LLC                   | $43,733,143.25   | $-53,412,880.95 |
| BNP PARIBAS SECURITIES CORP.**        | $0.00            | $0.00           |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00           |
| ABN AMRO CLEARING USA LLC             | $0.00            | $0.00           |
| JP MORGAN SECURITIES LLC              | $28,650,048.60   | $0.00           |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00           |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00           |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00           |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00           |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00           |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00           |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00           |
| RBC CAPITAL MARKETS LLC               | $0.00            | $0.00           |
| MACQUARIE CAPITAL (USA) INC           | $13,820,680.05   | $-13,749,508.05 |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00           |
| JANE STREET CAPITAL                   | $0.00            | $0.00           |
| CITADEL SECURITIES LLC                | $0.00            | $0.00           |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00           |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00           |
| VIRTU AMERICAS LLC                    | $0.00            | $0.00           |
| HRT FINANCIAL LLC                     | $0.00            | $0.00           |
| BofA Securities, Inc.                 | $14,755,580.10   | $0.00           |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00           |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00           |
| CITIGROUP GLOBAL MARKETS INC.         | $0.00            | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 150,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 1.85%

- **c.i. Average percentage of value composed of cash (redeemed):** 2.07%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $3,000.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Latin America 40 ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** ILF

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value    | Redeem Value     |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00             | $0.00            |
| WEDBUSH SECURITIES INC                | $0.00             | $0.00            |
| GOLDMAN SACHS & CO                    | $283,469,716.00   | $-39,984,641.50  |
| JEFFERIES LLC                         | $0.00             | $0.00            |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00             | $0.00            |
| MORGAN STANLEY & CO LLC               | $0.00             | $-6,770,527.25   |
| TRUIST SECURITIES, INC                | $0.00             | $0.00            |
| DEUTSCHE BANK SECURITIES INC          | $0.00             | $0.00            |
| CIBC WORLD MARKETS CORP.              | $0.00             | $0.00            |
| CANTOR FITZGERALD AND CO              | $0.00             | $0.00            |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00             | $0.00            |
| UBS SECURITIES, LLC                   | $135,990,052.50   | $-42,190,999.00  |
| BNP PARIBAS SECURITIES CORP.**        | $0.00             | $0.00            |
| TD PRIME SERVICES LLC                 | $0.00             | $0.00            |
| ABN AMRO CLEARING USA LLC             | $0.00             | $0.00            |
| JP MORGAN SECURITIES LLC              | $1,230,341,468.25 | $-138,181,376.00 |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00             | $0.00            |
| SCOTIA CAPITAL USA INC                | $0.00             | $0.00            |
| MIZUHO SECURITIES USA INC             | $0.00             | $0.00            |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00             | $0.00            |
| BARCLAYS CAPITAL INC                  | $0.00             | $0.00            |
| HSBC SECURITIES (USA) INC             | $0.00             | $0.00            |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00             | $0.00            |
| RBC CAPITAL MARKETS LLC               | $0.00             | $0.00            |
| MACQUARIE CAPITAL (USA) INC           | $0.00             | $0.00            |
| INTERACTIVE BROKERS LLC               | $0.00             | $0.00            |
| JANE STREET CAPITAL                   | $75,491,474.44    | $0.00            |
| CITADEL SECURITIES LLC                | $0.00             | $0.00            |
| WELLS FARGO SECURITIES LLC            | $0.00             | $0.00            |
| SG AMERICAS SECURITIES LLC            | $0.00             | $0.00            |
| VIRTU AMERICAS LLC                    | $0.00             | $0.00            |
| HRT FINANCIAL LLC                     | $0.00             | $0.00            |
| BofA Securities, Inc.                 | $653,099,024.25   | $-112,771,638.75 |
| STATE STREET GLOBAL MARKETS LLC       | $0.00             | $0.00            |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00             | $0.00            |
| CITIGROUP GLOBAL MARKETS INC.         | $0.00             | $0.00            |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 250,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 24.26%

- **c.i. Average percentage of value composed of cash (redeemed):** 23.16%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $8,844.35

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Lithium Miners and Producers ETF

**Item E.1 - Exchange**

- **Exchange:** XNAS

- **Ticker:** ILIT

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00          |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00          |
| GOLDMAN SACHS & CO                    | $913,324.55      | $-827,655.40   |
| JEFFERIES LLC                         | $0.00            | $0.00          |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00          |
| MORGAN STANLEY & CO LLC               | $0.00            | $0.00          |
| TRUIST SECURITIES, INC                | $0.00            | $0.00          |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00          |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00          |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00          |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00          |
| UBS SECURITIES, LLC                   | $1,600,916.80    | $0.00          |
| BNP PARIBAS SECURITIES CORP.**        | $0.00            | $0.00          |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00          |
| ABN AMRO CLEARING USA LLC             | $0.00            | $0.00          |
| JP MORGAN SECURITIES LLC              | $4,910,761.70    | $0.00          |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00          |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00          |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00          |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00          |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00          |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00          |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00          |
| RBC CAPITAL MARKETS LLC               | $0.00            | $0.00          |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00          |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00          |
| JANE STREET CAPITAL                   | $6,820,062.53    | $-2,713,204.20 |
| CITADEL SECURITIES LLC                | $0.00            | $0.00          |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00          |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00          |
| VIRTU AMERICAS LLC                    | $0.00            | $0.00          |
| HRT FINANCIAL LLC                     | $0.00            | $0.00          |
| BofA Securities, Inc.                 | $0.00            | $0.00          |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00          |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00          |
| CITIGROUP GLOBAL MARKETS INC.         | $428,156.80      | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 23.92%

- **c.i. Average percentage of value composed of cash (redeemed):** 40.92%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $1,743.06

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares MSCI USA Quality GARP ETF

**Item E.1 - Exchange**

- **Exchange:** BATS

- **Ticker:** GARP

**Item E.2 - Authorized Participants**

| Name                                   | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| Goldman Sachs & Co. LLC                | $45,231,642.20   | $13,495,229.55  |
| Cantor Fitzgerald & Co.                | $0.00            | $0.00           |
| Citigroup Global Markets, Inc.         | $86,800,387.80   | $87,248,795.20  |
| Wedbush Securities Inc.                | $0.00            | $0.00           |
| Nomura Securities International, Inc.  | $0.00            | $0.00           |
| Morgan Stanley & Co. LLC               | $0.00            | $0.00           |
| Deutsche Bank Securities Inc.          | $0.00            | $0.00           |
| Cowen and Company, LLC                 | $0.00            | $0.00           |
| UBS Securities LLC                     | $0.00            | $0.00           |
| BNP Paribas Securities Corp.           | $0.00            | $0.00           |
| BMO Capital Markets Corp.              | $0.00            | $0.00           |
| J.P. Morgan Securities LLC             | $45,730,570.10   | $64,524,910.75  |
| BNY Mellon Capital Markets, LLC        | $0.00            | $0.00           |
| Scotia Capital (USA) Inc.              | $0.00            | $0.00           |
| Mizuho Securities USA LLC              | $0.00            | $0.00           |
| National Bank of Canada Financial Inc. | $0.00            | $0.00           |
| Barclays Capital Inc.                  | $0.00            | $0.00           |
| HSBC Securities (USA) Inc.             | $0.00            | $0.00           |
| Mirae Asset Securities (USA) Inc.      | $0.00            | $0.00           |
| RBC Capital Markets, LLC               | $297,337,287.65  | $43,034,995.25  |
| Macquarie Capital (USA) Inc.           | $0.00            | $0.00           |
| Jane Street Capital LLC                | $161,294,944.65  | $36,024,604.90  |
| Wells Fargo Securities, LLC            | $0.00            | $0.00           |
| SG Americas Securities, LLC            | $0.00            | $0.00           |
| HRT FINANCIAL LP                       | $0.00            | $0.00           |
| State Street Global Markets, LLC       | $0.00            | $0.00           |
| JEFFERIES LLC                          | $0.00            | $0.00           |
| TRUIST SECURITIES, INC                 | $0.00            | $0.00           |
| CIBC WORLD MARKETS CORP.               | $0.00            | $0.00           |
| TD PRIME SERVICES LLC                  | $0.00            | $0.00           |
| ABN AMRO CLEARING USA LLC              | $7,975,439.25    | $0.00           |
| INTERACTIVE BROKERS LLC                | $0.00            | $0.00           |
| CITADEL SECURITIES LLC                 | $257,161,491.55  | $38,615,942.35  |
| VIRTU AMERICAS LLC                     | $436,796,636.85  | $140,292,198.10 |
| BofA Securities, Inc.                  | $147,921,285.85  | $70,886,864.75  |
| NATIXIS SECURITIES AMERICAS LLC        | $0.00            | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.22%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.16%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $320.20

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Micro-Cap ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IWC

**Item E.2 - Authorized Participants**

| Name                                    | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| BMO Capital Markets Corp.               | $0.00            | $0.00          |
| Wedbush Securities Inc.                 | $0.00            | $0.00          |
| Goldman Sachs & Co. LLC                 | $57,687,776.20   | $14,903,562.55 |
| JEFFERIES LLC                           | $0.00            | $0.00          |
| Nomura Securities International, Inc.   | $0.00            | $0.00          |
| Morgan Stanley & Co. LLC                | $15,978,358.80   | $22,257,412.00 |
| TRUIST SECURITIES, INC                  | $0.00            | $0.00          |
| Deutsche Bank Securities Inc.           | $0.00            | $0.00          |
| CIBC WORLD MARKETS CORP.                | $0.00            | $0.00          |
| Cantor Fitzgerald & Co.                 | $0.00            | $0.00          |
| Cowen and Company, LLC                  | $0.00            | $0.00          |
| UBS Securities LLC                      | $0.00            | $0.00          |
| BNP Paribas Securities Corp.            | $0.00            | $0.00          |
| TD PRIME SERVICES LLC                   | $0.00            | $0.00          |
| ABN AMRO CLEARING USA LLC               | $0.00            | $0.00          |
| J.P. Morgan Securities LLC/JPMC         | $0.00            | $0.00          |
| BNY Mellon Capital Markets, LLC         | $0.00            | $0.00          |
| Scotia Capital (USA) Inc.               | $0.00            | $0.00          |
| Mizuho Securities USA LLC               | $0.00            | $0.00          |
| National Bank of Canada Financial, Inc. | $0.00            | $0.00          |
| Barclays Capital Inc.                   | $0.00            | $0.00          |
| HSBC Securities (USA) Inc.              | $0.00            | $0.00          |
| Mirae Asset Securities (USA) Inc.       | $0.00            | $0.00          |
| RBC Capital Markets, LLC                | $123,899,881.75  | $65,853,117.15 |
| Macquarie Capital (USA) Inc.            | $0.00            | $8,334,920.10  |
| Interactive Brokers, LLC                | $0.00            | $0.00          |
| Jane Street Capital, LLC                | $16,969,589.80   | $23,970,951.25 |
| CITADEL SECURITIES LLC                  | $102,202,344.95  | $87,226,748.50 |
| Wells Fargo Securities, LLC             | $0.00            | $0.00          |
| SG Americas Securities, LLC             | $0.00            | $0.00          |
| VIRTU AMERICAS LLC                      | $31,204,621.20   | $8,334,920.10  |
| HRT Financial LP                        | $0.00            | $0.00          |
| BofA Securities Inc                     | $30,835,636.60   | $50,709,784.00 |
| State Street Global Markets, LLC        | $0.00            | $0.00          |
| NATIXIS SECURITIES AMERICAS LLC         | $0.00            | $0.00          |
| CITIGROUP GLOBAL MARKETS INC.           | $0.00            | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 1.32%

- **c.i. Average percentage of value composed of cash (redeemed):** 1.52%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $1,772.64

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Mortgage Real Estate ETF

**Item E.1 - Exchange**

- **Exchange:** BATS

- **Ticker:** REM

**Item E.2 - Authorized Participants**

| Name                                   | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| Goldman Sachs & Co. LLC                | $8,718,050.10    | $29,487,462.40 |
| Cantor Fitzgerald & Co.                | $0.00            | $0.00          |
| Citigroup Global Markets, Inc.         | $3,473,305.70    | $3,293,659.85  |
| Wedbush Securities Inc.                | $0.00            | $0.00          |
| Nomura Securities International, Inc.  | $0.00            | $0.00          |
| Morgan Stanley & Co. LLC               | $5,285,355.60    | $2,054,071.10  |
| Deutsche Bank Securities Inc.          | $0.00            | $0.00          |
| Cowen and Company, LLC                 | $0.00            | $0.00          |
| UBS Securities LLC                     | $0.00            | $0.00          |
| BNP Paribas Securities Corp.           | $50,878,533.10   | $27,110,851.25 |
| BMO Capital Markets Corp.              | $0.00            | $0.00          |
| J.P. Morgan Securities LLC             | $0.00            | $0.00          |
| BNY Mellon Capital Markets, LLC        | $0.00            | $0.00          |
| Scotia Capital (USA) Inc.              | $0.00            | $0.00          |
| Mizuho Securities USA LLC              | $0.00            | $0.00          |
| National Bank of Canada Financial Inc. | $0.00            | $0.00          |
| Barclays Capital Inc.                  | $0.00            | $0.00          |
| HSBC Securities (USA) Inc.             | $0.00            | $0.00          |
| Mirae Asset Securities (USA) Inc.      | $0.00            | $0.00          |
| RBC Capital Markets, LLC               | $53,566,147.05   | $53,378,251.05 |
| Macquarie Capital (USA) Inc.           | $0.00            | $0.00          |
| Jane Street Capital LLC                | $19,199,918.95   | $63,781,365.35 |
| Wells Fargo Securities, LLC            | $0.00            | $0.00          |
| SG Americas Securities, LLC            | $0.00            | $0.00          |
| HRT FINANCIAL LP                       | $0.00            | $0.00          |
| State Street Global Markets, LLC       | $0.00            | $0.00          |
| JEFFERIES LLC                          | $0.00            | $0.00          |
| TRUIST SECURITIES, INC                 | $0.00            | $0.00          |
| CIBC WORLD MARKETS CORP.               | $0.00            | $0.00          |
| TD PRIME SERVICES LLC                  | $0.00            | $0.00          |
| ABN AMRO CLEARING USA LLC              | $12,440,171.40   | $35,512,066.55 |
| INTERACTIVE BROKERS LLC                | $0.00            | $0.00          |
| CITADEL SECURITIES LLC                 | $42,615,944.25   | $39,338,548.75 |
| VIRTU AMERICAS LLC                     | $8,684,245.00    | $17,643,028.60 |
| BofA Securities, Inc.                  | $24,840,043.90   | $28,274,045.45 |
| NATIXIS SECURITIES AMERICAS LLC        | $0.00            | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 4.77%

- **c.i. Average percentage of value composed of cash (redeemed):** 4.63%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $188.64

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Nasdaq Top 30 Stocks ETF

**Item E.1 - Exchange**

- **Exchange:** XNAS

- **Ticker:** QTOP

**Item E.2 - Authorized Participants**

| Name                                    | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| BMO Capital Markets Corp.               | $0.00            | $0.00          |
| Wedbush Securities Inc.                 | $0.00            | $0.00          |
| Goldman Sachs & Co. LLC                 | $58,981,760.32   | $43,190,332.24 |
| JEFFERIES LLC                           | $0.00            | $0.00          |
| Nomura Securities International, Inc.   | $0.00            | $0.00          |
| Morgan Stanley & Co. LLC                | $0.00            | $0.00          |
| TRUIST SECURITIES, INC                  | $0.00            | $0.00          |
| Deutsche Bank Securities Inc.           | $0.00            | $0.00          |
| CIBC WORLD MARKETS CORP.                | $0.00            | $0.00          |
| Cantor Fitzgerald & Co.                 | $0.00            | $0.00          |
| Cowen and Company, LLC                  | $0.00            | $0.00          |
| UBS Securities LLC                      | $0.00            | $0.00          |
| BNP Paribas Securities Corp.            | $0.00            | $0.00          |
| TD PRIME SERVICES LLC                   | $0.00            | $0.00          |
| ABN AMRO CLEARING USA LLC               | $5,159,275.96    | $0.00          |
| J.P. Morgan Securities LLC/JPMC         | $4,889,313.28    | $4,959,760.00  |
| BNY Mellon Capital Markets, LLC         | $0.00            | $0.00          |
| Scotia Capital (USA) Inc.               | $0.00            | $0.00          |
| Mizuho Securities USA LLC               | $0.00            | $0.00          |
| National Bank of Canada Financial, Inc. | $0.00            | $0.00          |
| Barclays Capital Inc.                   | $0.00            | $0.00          |
| HSBC Securities (USA) Inc.              | $0.00            | $0.00          |
| Mirae Asset Securities (USA) Inc.       | $0.00            | $0.00          |
| RBC Capital Markets, LLC                | $21,094,505.52   | $0.00          |
| Macquarie Capital (USA) Inc.            | $0.00            | $0.00          |
| Interactive Brokers, LLC                | $0.00            | $0.00          |
| Jane Street Capital, LLC                | $5,417,346.84    | $4,667,353.76  |
| CITADEL SECURITIES LLC                  | $12,274,108.20   | $6,452,923.08  |
| Wells Fargo Securities, LLC             | $0.00            | $0.00          |
| SG Americas Securities, LLC             | $0.00            | $0.00          |
| VIRTU AMERICAS LLC                      | $28,654,684.24   | $0.00          |
| HRT Financial LP                        | $0.00            | $0.00          |
| BofA Securities Inc                     | $26,690,943.32   | $6,847,828.88  |
| State Street Global Markets, LLC        | $0.00            | $0.00          |
| NATIXIS SECURITIES AMERICAS LLC         | $0.00            | $0.00          |
| CITIGROUP GLOBAL MARKETS INC.           | $1,077,221.40    | $1,074,802.48  |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 40,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.19%

- **c.i. Average percentage of value composed of cash (redeemed):** -0.12%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $188.85

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Nasdaq-100 ex Top 30 ETF

**Item E.1 - Exchange**

- **Exchange:** XNAS

- **Ticker:** QNXT

**Item E.2 - Authorized Participants**

| Name                                    | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| BMO Capital Markets Corp.               | $0.00            | $0.00          |
| Wedbush Securities Inc.                 | $0.00            | $0.00          |
| Goldman Sachs & Co. LLC                 | $0.00            | $0.00          |
| JEFFERIES LLC                           | $0.00            | $0.00          |
| Nomura Securities International, Inc.   | $0.00            | $0.00          |
| Morgan Stanley & Co. LLC                | $1,639,832.64    | $1,668,738.36  |
| TRUIST SECURITIES, INC                  | $0.00            | $0.00          |
| Deutsche Bank Securities Inc.           | $0.00            | $0.00          |
| CIBC WORLD MARKETS CORP.                | $0.00            | $0.00          |
| Cantor Fitzgerald & Co.                 | $0.00            | $0.00          |
| Cowen and Company, LLC                  | $0.00            | $0.00          |
| UBS Securities LLC                      | $0.00            | $0.00          |
| BNP Paribas Securities Corp.            | $0.00            | $0.00          |
| TD PRIME SERVICES LLC                   | $0.00            | $0.00          |
| ABN AMRO CLEARING USA LLC               | $0.00            | $0.00          |
| J.P. Morgan Securities LLC/JPMC         | $2,151,243.28    | $2,206,486.48  |
| BNY Mellon Capital Markets, LLC         | $0.00            | $0.00          |
| Scotia Capital (USA) Inc.               | $0.00            | $0.00          |
| Mizuho Securities USA LLC               | $0.00            | $0.00          |
| National Bank of Canada Financial, Inc. | $0.00            | $0.00          |
| Barclays Capital Inc.                   | $0.00            | $0.00          |
| HSBC Securities (USA) Inc.              | $0.00            | $0.00          |
| Mirae Asset Securities (USA) Inc.       | $0.00            | $0.00          |
| RBC Capital Markets, LLC                | $0.00            | $0.00          |
| Macquarie Capital (USA) Inc.            | $0.00            | $0.00          |
| Interactive Brokers, LLC                | $0.00            | $0.00          |
| Jane Street Capital, LLC                | $0.00            | $0.00          |
| CITADEL SECURITIES LLC                  | $0.00            | $0.00          |
| Wells Fargo Securities, LLC             | $0.00            | $0.00          |
| SG Americas Securities, LLC             | $0.00            | $0.00          |
| VIRTU AMERICAS LLC                      | $440,900.92      | $0.00          |
| HRT Financial LP                        | $0.00            | $0.00          |
| BofA Securities, Inc.                   | $0.00            | $0.00          |
| State Street Global Markets, LLC        | $0.00            | $0.00          |
| NATIXIS SECURITIES AMERICAS LLC         | $0.00            | $0.00          |
| CITIGROUP GLOBAL MARKETS INC.           | $1,585,478.62    | $1,563,874.56  |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 20,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.22%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.80%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $236.75

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares North American Natural Resources ETF

**Item E.1 - Exchange**

- **Exchange:** BATS

- **Ticker:** IGE

**Item E.2 - Authorized Participants**

| Name                                    | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| BMO Capital Markets Corp.               | $0.00            | $0.00           |
| Wedbush Securities Inc.                 | $0.00            | $0.00           |
| Goldman Sachs & Co. LLC                 | $30,668,579.75   | $15,812,081.00  |
| JEFFERIES LLC                           | $0.00            | $0.00           |
| Nomura Securities International, Inc.   | $0.00            | $0.00           |
| Morgan Stanley & Co. LLC                | $21,496,785.30   | $0.00           |
| TRUIST SECURITIES, INC                  | $0.00            | $0.00           |
| Deutsche Bank Securities Inc.           | $0.00            | $0.00           |
| CIBC WORLD MARKETS CORP.                | $0.00            | $0.00           |
| Cantor Fitzgerald & Co.                 | $0.00            | $0.00           |
| Cowen and Company, LLC                  | $0.00            | $0.00           |
| UBS Securities LLC                      | $0.00            | $0.00           |
| BNP Paribas Securities Corp.            | $26,105,460.55   | $19,895,157.70  |
| TD PRIME SERVICES LLC                   | $0.00            | $0.00           |
| ABN AMRO CLEARING USA LLC               | $3,097,136.75    | $0.00           |
| J.P. Morgan Securities LLC/JPMC         | $0.00            | $0.00           |
| BNY Mellon Capital Markets, LLC         | $0.00            | $4,487,646.10   |
| Scotia Capital (USA) Inc.               | $0.00            | $0.00           |
| Mizuho Securities USA LLC               | $0.00            | $0.00           |
| National Bank of Canada Financial, Inc. | $0.00            | $0.00           |
| Barclays Capital Inc.                   | $0.00            | $0.00           |
| HSBC Securities (USA) Inc.              | $0.00            | $0.00           |
| Mirae Asset Securities (USA) Inc.       | $0.00            | $0.00           |
| RBC Capital Markets, LLC                | $130,354,582.60  | $87,116,747.45  |
| Macquarie Capital (USA) Inc.            | $0.00            | $0.00           |
| Interactive Brokers, LLC                | $0.00            | $0.00           |
| Jane Street Capital, LLC                | $38,237,957.45   | $18,201,843.15  |
| CITADEL SECURITIES LLC                  | $19,087,571.05   | $6,483,742.90   |
| Wells Fargo Securities, LLC             | $0.00            | $0.00           |
| SG Americas Securities, LLC             | $0.00            | $0.00           |
| VIRTU AMERICAS LLC                      | $20,655,037.55   | $25,816,799.15  |
| HRT Financial LP                        | $0.00            | $0.00           |
| BofA Securities Inc                     | $51,993,056.30   | $124,498,677.95 |
| State Street Global Markets, LLC        | $0.00            | $0.00           |
| NATIXIS SECURITIES AMERICAS LLC         | $0.00            | $0.00           |
| CITIGROUP GLOBAL MARKETS INC.           | $0.00            | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.34%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.44%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $318.75

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Preferred and Income Securities ETF

**Item E.1 - Exchange**

- **Exchange:** XNAS

- **Ticker:** PFF

**Item E.2 - Authorized Participants**

| Name                                   | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| Goldman Sachs & Co. LLC                | $474,738,089.45  | $584,851,267.55 |
| Cantor Fitzgerald & Co.                | $0.00            | $0.00           |
| Citigroup Global Markets, Inc.         | $0.00            | $0.00           |
| Wedbush Securities Inc.                | $0.00            | $0.00           |
| Nomura Securities International, Inc.  | $0.00            | $0.00           |
| Morgan Stanley & Co. LLC               | $0.00            | $33,416,213.55  |
| Deutsche Bank Securities Inc.          | $0.00            | $0.00           |
| Cowen and Company, LLC                 | $0.00            | $0.00           |
| UBS Securities LLC                     | $0.00            | $0.00           |
| BNP Paribas Securities Corp.           | $0.00            | $0.00           |
| BMO Capital Markets Corp.              | $0.00            | $0.00           |
| J.P. Morgan Securities LLC             | $66,149,527.50   | $0.00           |
| BNY Mellon Capital Markets, LLC        | $0.00            | $0.00           |
| Scotia Capital (USA) Inc.              | $0.00            | $0.00           |
| Mizuho Securities USA LLC              | $0.00            | $0.00           |
| National Bank of Canada Financial Inc. | $0.00            | $0.00           |
| Barclays Capital Inc.                  | $4,652,186.80    | $10,623,259.85  |
| HSBC Securities (USA) Inc.             | $0.00            | $0.00           |
| Mirae Asset Securities (USA) Inc.      | $0.00            | $0.00           |
| RBC Capital Markets, LLC               | $6,297,552.10    | $50,192,729.70  |
| Macquarie Capital (USA) Inc.           | $0.00            | $0.00           |
| Jane Street Capital LLC                | $0.00            | $409,993,915.15 |
| Wells Fargo Securities, LLC            | $0.00            | $0.00           |
| SG Americas Securities, LLC            | $0.00            | $0.00           |
| HRT FINANCIAL LP                       | $61,316,211.45   | $32,068,003.25  |
| State Street Global Markets, LLC       | $0.00            | $0.00           |
| JEFFERIES LLC                          | $0.00            | $0.00           |
| TRUIST SECURITIES, INC                 | $0.00            | $0.00           |
| CIBC WORLD MARKETS CORP.               | $0.00            | $0.00           |
| TD PRIME SERVICES LLC                  | $0.00            | $0.00           |
| ABN AMRO CLEARING USA LLC              | $112,929,848.40  | $92,348,356.45  |
| INTERACTIVE BROKERS LLC                | $0.00            | $0.00           |
| CITADEL SECURITIES LLC                 | $0.00            | $0.00           |
| VIRTU AMERICAS LLC                     | $134,860,271.00  | $313,539,201.15 |
| BofA Securities, Inc.                  | $385,510,901.70  | $338,837,502.60 |
| NATIXIS SECURITIES AMERICAS LLC        | $0.00            | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 2.72%

- **c.i. Average percentage of value composed of cash (redeemed):** 2.97%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $694.46

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Residential and Multisector Real Estate ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** REZ

**Item E.2 - Authorized Participants**

| Name                                   | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| Goldman Sachs & Co. LLC                | $0.00            | $16,452,875.95 |
| Cantor Fitzgerald & Co.                | $0.00            | $0.00          |
| Citigroup Global Markets, Inc.         | $0.00            | $0.00          |
| Wedbush Securities Inc.                | $0.00            | $0.00          |
| Nomura Securities International, Inc.  | $0.00            | $0.00          |
| Morgan Stanley & Co. LLC               | $0.00            | $0.00          |
| Deutsche Bank Securities Inc.          | $0.00            | $0.00          |
| Cowen and Company, LLC                 | $0.00            | $0.00          |
| UBS Securities LLC                     | $0.00            | $0.00          |
| BNP Paribas Securities Corp.           | $0.00            | $0.00          |
| BMO Capital Markets Corp.              | $0.00            | $0.00          |
| J.P. Morgan Securities LLC             | $0.00            | $0.00          |
| BNY Mellon Capital Markets, LLC        | $0.00            | $0.00          |
| Scotia Capital (USA) Inc.              | $0.00            | $0.00          |
| Mizuho Securities USA LLC              | $0.00            | $0.00          |
| National Bank of Canada Financial Inc. | $0.00            | $0.00          |
| Barclays Capital Inc.                  | $0.00            | $0.00          |
| HSBC Securities (USA) Inc.             | $0.00            | $0.00          |
| Mirae Asset Securities (USA) Inc.      | $0.00            | $0.00          |
| RBC Capital Markets, LLC               | $8,365,493.65    | $8,233,561.45  |
| Macquarie Capital (USA) Inc.           | $0.00            | $0.00          |
| Jane Street Capital LLC                | $16,909,877.35   | $4,239,218.30  |
| Wells Fargo Securities, LLC            | $0.00            | $0.00          |
| SG Americas Securities, LLC            | $0.00            | $0.00          |
| HRT FINANCIAL LP                       | $0.00            | $0.00          |
| State Street Global Markets, LLC       | $0.00            | $0.00          |
| JEFFERIES LLC                          | $0.00            | $0.00          |
| TRUIST SECURITIES, INC                 | $0.00            | $0.00          |
| CIBC WORLD MARKETS CORP.               | $0.00            | $0.00          |
| TD PRIME SERVICES LLC                  | $0.00            | $0.00          |
| ABN AMRO CLEARING USA LLC              | $0.00            | $0.00          |
| INTERACTIVE BROKERS LLC                | $0.00            | $0.00          |
| CITADEL SECURITIES LLC                 | $12,881,521.10   | $40,513,315.00 |
| VIRTU AMERICAS LLC                     | $8,555,396.45    | $3,886,453.30  |
| BofA Securities, Inc.                  | $21,074,625.55   | $33,258,076.65 |
| NATIXIS SECURITIES AMERICAS LLC        | $0.00            | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.43%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.49%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $199.08

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Russell 1000 ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IWB

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value    | Redeem Value       |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00             | $0.00              |
| WEDBUSH SECURITIES INC                | $0.00             | $0.00              |
| GOLDMAN SACHS & CO                    | $1,990,003,133.75 | $-1,445,163,775.50 |
| JEFFERIES LLC                         | $0.00             | $0.00              |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00             | $0.00              |
| MORGAN STANLEY & CO LLC               | $1,345,089,661.85 | $-1,348,159,100.25 |
| TRUIST SECURITIES, INC                | $0.00             | $0.00              |
| DEUTSCHE BANK SECURITIES INC          | $0.00             | $0.00              |
| CIBC WORLD MARKETS CORP.              | $0.00             | $0.00              |
| CANTOR FITZGERALD AND CO              | $0.00             | $0.00              |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00             | $0.00              |
| UBS SECURITIES, LLC                   | $0.00             | $0.00              |
| BNP PARIBAS SECURITIES CORP.**        | $2,833,951,210.25 | $-3,433,107,993.75 |
| TD PRIME SERVICES LLC                 | $0.00             | $0.00              |
| ABN AMRO CLEARING USA LLC             | $321,992,920.00   | $-86,289,356.35    |
| JP MORGAN SECURITIES LLC              | $854,491,825.25   | $-791,556,043.00   |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00             | $-56,722,360.65    |
| SCOTIA CAPITAL USA INC                | $0.00             | $0.00              |
| MIZUHO SECURITIES USA INC             | $0.00             | $0.00              |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00             | $0.00              |
| BARCLAYS CAPITAL INC                  | $71,002,836.80    | $0.00              |
| HSBC SECURITIES (USA) INC             | $0.00             | $0.00              |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00             | $0.00              |
| RBC CAPITAL MARKETS LLC               | $3,732,037,795.00 | $-3,188,970,302.20 |
| MACQUARIE CAPITAL (USA) INC           | $0.00             | $0.00              |
| INTERACTIVE BROKERS LLC               | $0.00             | $0.00              |
| JANE STREET CAPITAL                   | $611,543,756.80   | $-1,202,049,864.60 |
| CITADEL SECURITIES LLC                | $831,660,929.25   | $-1,670,370,206.65 |
| WELLS FARGO SECURITIES LLC            | $2,333,896,466.25 | $-2,333,211,937.80 |
| SG AMERICAS SECURITIES LLC            | $18,032,099.30    | $0.00              |
| VIRTU AMERICAS LLC                    | $433,789,028.60   | $-457,872,485.45   |
| HRT FINANCIAL LLC                     | $0.00             | $0.00              |
| BofA Securities, Inc.                 | $1,196,300,155.40 | $-1,901,364,011.80 |
| STATE STREET GLOBAL MARKETS LLC       | $0.00             | $0.00              |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00             | $0.00              |
| CITIGROUP GLOBAL MARKETS INC.         | $1,452,638,508.90 | $-916,255,245.00   |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.36%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.38%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $1,397.83

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Russell 1000 Growth ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IWF

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value    | Redeem Value       |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00             | $0.00              |
| WEDBUSH SECURITIES INC                | $0.00             | $0.00              |
| GOLDMAN SACHS & CO                    | $3,430,503,112.85 | $-4,223,345,732.30 |
| JEFFERIES LLC                         | $0.00             | $0.00              |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00             | $0.00              |
| MORGAN STANLEY & CO LLC               | $460,343,690.80   | $-208,728,971.90   |
| TRUIST SECURITIES, INC                | $0.00             | $0.00              |
| DEUTSCHE BANK SECURITIES INC          | $0.00             | $0.00              |
| CIBC WORLD MARKETS CORP.              | $0.00             | $0.00              |
| CANTOR FITZGERALD AND CO              | $0.00             | $0.00              |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00             | $0.00              |
| UBS SECURITIES, LLC                   | $226,024,586.30   | $-346,414,462.85   |
| BNP PARIBAS SECURITIES CORP.**        | $0.00             | $0.00              |
| TD PRIME SERVICES LLC                 | $0.00             | $0.00              |
| ABN AMRO CLEARING USA LLC             | $922,611,408.60   | $-313,234,164.25   |
| JP MORGAN SECURITIES LLC              | $321,344,484.80   | $-206,163,319.20   |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00             | $0.00              |
| SCOTIA CAPITAL USA INC                | $0.00             | $0.00              |
| MIZUHO SECURITIES USA INC             | $0.00             | $0.00              |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00             | $0.00              |
| BARCLAYS CAPITAL INC                  | $0.00             | $0.00              |
| HSBC SECURITIES (USA) INC             | $0.00             | $0.00              |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00             | $0.00              |
| RBC CAPITAL MARKETS LLC               | $2,222,539,530.10 | $-3,405,281,148.55 |
| MACQUARIE CAPITAL (USA) INC           | $0.00             | $0.00              |
| INTERACTIVE BROKERS LLC               | $0.00             | $0.00              |
| JANE STREET CAPITAL                   | $2,412,672,138.05 | $-2,451,839,489.30 |
| CITADEL SECURITIES LLC                | $3,045,376,191.30 | $-3,320,465,882.80 |
| WELLS FARGO SECURITIES LLC            | $89,810,558.55    | $0.00              |
| SG AMERICAS SECURITIES LLC            | $110,996,067.35   | $0.00              |
| VIRTU AMERICAS LLC                    | $392,363,924.60   | $-403,550,736.80   |
| HRT FINANCIAL LLC                     | $0.00             | $0.00              |
| BofA Securities, Inc.                 | $4,938,626,898.85 | $-5,607,251,099.55 |
| STATE STREET GLOBAL MARKETS LLC       | $0.00             | $0.00              |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00             | $0.00              |
| CITIGROUP GLOBAL MARKETS INC.         | $44,914,603.45    | $-21,449,612.80    |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.31%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.30%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $634.05

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Russell 1000 Value ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IWD

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value    | Redeem Value       |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00             | $0.00              |
| WEDBUSH SECURITIES INC                | $0.00             | $0.00              |
| GOLDMAN SACHS & CO                    | $1,571,206,309.85 | $-1,688,012,675.50 |
| JEFFERIES LLC                         | $0.00             | $0.00              |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00             | $0.00              |
| MORGAN STANLEY & CO LLC               | $448,308,642.30   | $-128,902,263.90   |
| TRUIST SECURITIES, INC                | $0.00             | $0.00              |
| DEUTSCHE BANK SECURITIES INC          | $0.00             | $0.00              |
| CIBC WORLD MARKETS CORP.              | $0.00             | $0.00              |
| CANTOR FITZGERALD AND CO              | $0.00             | $0.00              |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00             | $0.00              |
| UBS SECURITIES, LLC                   | $28,654,776.90    | $-158,735,262.75   |
| BNP PARIBAS SECURITIES CORP.**        | $490,063,809.05   | $-439,942,000.95   |
| TD PRIME SERVICES LLC                 | $0.00             | $0.00              |
| ABN AMRO CLEARING USA LLC             | $76,077,308.75    | $-19,177,980.40    |
| JP MORGAN SECURITIES LLC              | $1,651,868,451.80 | $-1,716,371,602.85 |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00             | $0.00              |
| SCOTIA CAPITAL USA INC                | $0.00             | $0.00              |
| MIZUHO SECURITIES USA INC             | $0.00             | $0.00              |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00             | $0.00              |
| BARCLAYS CAPITAL INC                  | $0.00             | $0.00              |
| HSBC SECURITIES (USA) INC             | $0.00             | $0.00              |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00             | $0.00              |
| RBC CAPITAL MARKETS LLC               | $733,287,368.65   | $-1,402,719,685.70 |
| MACQUARIE CAPITAL (USA) INC           | $0.00             | $0.00              |
| INTERACTIVE BROKERS LLC               | $0.00             | $0.00              |
| JANE STREET CAPITAL                   | $1,844,406,001.20 | $-2,520,003,873.65 |
| CITADEL SECURITIES LLC                | $1,720,754,432.70 | $-2,813,112,964.65 |
| WELLS FARGO SECURITIES LLC            | $0.00             | $0.00              |
| SG AMERICAS SECURITIES LLC            | $31,099,763.15    | $-53,218,060.85    |
| VIRTU AMERICAS LLC                    | $230,456,046.90   | $-341,520,144.75   |
| HRT FINANCIAL LLC                     | $0.00             | $0.00              |
| BofA Securities, Inc.                 | $6,946,564,158.75 | $-4,890,509,317.10 |
| STATE STREET GLOBAL MARKETS LLC       | $0.00             | $0.00              |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00             | $0.00              |
| CITIGROUP GLOBAL MARKETS INC.         | $0.00             | $0.00              |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.51%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.47%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $1,225.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Russell 2000 ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IWM

**Item E.2 - Authorized Participants**

| Name                                    | Purchase Value     | Redeem Value       |
|:---|:---|:---|
| BMO Capital Markets Corp.               | $0.00              | $0.00              |
| Wedbush Securities Inc.                 | $0.00              | $0.00              |
| Goldman Sachs & Co. LLC                 | $21,177,096,984.68 | $21,814,775,671.37 |
| JEFFERIES LLC                           | $0.00              | $0.00              |
| Nomura Securities International, Inc.   | $0.00              | $0.00              |
| Morgan Stanley & Co. LLC                | $14,985,206,031.61 | $11,744,368,714.77 |
| TRUIST SECURITIES, INC                  | $0.00              | $0.00              |
| Deutsche Bank Securities Inc.           | $0.00              | $0.00              |
| CIBC WORLD MARKETS CORP.                | $0.00              | $0.00              |
| Cantor Fitzgerald & Co.                 | $0.00              | $0.00              |
| Cowen and Company, LLC                  | $0.00              | $0.00              |
| UBS Securities LLC                      | $1,055,827,239.72  | $178,455,528.91    |
| BNP Paribas Securities Corp.            | $5,777,463,413.67  | $6,431,036,781.36  |
| TD PRIME SERVICES LLC                   | $0.00              | $0.00              |
| ABN AMRO CLEARING USA LLC               | $15,968,917,953.69 | $19,907,428,897.03 |
| J.P. Morgan Securities LLC/JPMC         | $6,260,390,131.06  | $6,039,169,319.06  |
| BNY Mellon Capital Markets, LLC         | $0.00              | $0.00              |
| Scotia Capital (USA) Inc.               | $0.00              | $0.00              |
| Mizuho Securities USA LLC               | $0.00              | $0.00              |
| National Bank of Canada Financial, Inc. | $0.00              | $0.00              |
| Barclays Capital Inc.                   | $4,723,623,754.15  | $3,004,921,202.11  |
| HSBC Securities (USA) Inc.              | $0.00              | $0.00              |
| Mirae Asset Securities (USA) Inc.       | $0.00              | $0.00              |
| RBC Capital Markets, LLC                | $2,366,922,329.77  | $3,405,460,471.15  |
| Macquarie Capital (USA) Inc.            | $0.00              | $0.00              |
| Interactive Brokers, LLC                | $0.00              | $0.00              |
| Jane Street Capital, LLC                | $2,992,417,441.68  | $3,369,318,830.07  |
| CITADEL SECURITIES LLC                  | $2,235,066,918.44  | $4,259,713,661.74  |
| Wells Fargo Securities, LLC             | $0.00              | $0.00              |
| SG Americas Securities, LLC             | $4,804,717,146.92  | $5,790,159,361.15  |
| VIRTU AMERICAS LLC                      | $65,064,077.30     | $18,952,408.30     |
| HRT Financial LP                        | $1,929,330,554.83  | $2,346,741,970.92  |
| BofA Securities Inc                     | $34,811,773,139.66 | $38,164,630,118.00 |
| State Street Global Markets, LLC        | $0.00              | $0.00              |
| NATIXIS SECURITIES AMERICAS LLC         | $0.00              | $0.00              |
| CITIGROUP GLOBAL MARKETS INC.           | $4,769,451,574.53  | $3,124,002,885.58  |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 3.86%

- **c.i. Average percentage of value composed of cash (redeemed):** 3.97%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $2,526.21

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Russell 2000 Growth ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IWO

**Item E.2 - Authorized Participants**

| Name                                    | Purchase Value   | Redeem Value      |
|:---|:---|:---|
| BMO Capital Markets Corp.               | $0.00            | $0.00             |
| Wedbush Securities Inc.                 | $0.00            | $0.00             |
| Goldman Sachs & Co. LLC                 | $277,430,624.70  | $254,929,931.20   |
| JEFFERIES LLC                           | $0.00            | $0.00             |
| Nomura Securities International, Inc.   | $0.00            | $0.00             |
| Morgan Stanley & Co. LLC                | $521,236,895.81  | $474,744,228.95   |
| TRUIST SECURITIES, INC                  | $0.00            | $0.00             |
| Deutsche Bank Securities Inc.           | $0.00            | $0.00             |
| CIBC WORLD MARKETS CORP.                | $0.00            | $0.00             |
| Cantor Fitzgerald & Co.                 | $0.00            | $0.00             |
| Cowen and Company, LLC                  | $0.00            | $0.00             |
| UBS Securities LLC                      | $0.00            | $0.00             |
| BNP Paribas Securities Corp.            | $32,345,207.80   | $0.00             |
| TD PRIME SERVICES LLC                   | $0.00            | $0.00             |
| ABN AMRO CLEARING USA LLC               | $104,544,888.80  | $56,067,817.80    |
| J.P. Morgan Securities LLC/JPMC         | $245,123,070.25  | $264,717,757.10   |
| BNY Mellon Capital Markets, LLC         | $0.00            | $0.00             |
| Scotia Capital (USA) Inc.               | $0.00            | $0.00             |
| Mizuho Securities USA LLC               | $0.00            | $0.00             |
| National Bank of Canada Financial, Inc. | $0.00            | $0.00             |
| Barclays Capital Inc.                   | $0.00            | $0.00             |
| HSBC Securities (USA) Inc.              | $0.00            | $0.00             |
| Mirae Asset Securities (USA) Inc.       | $0.00            | $0.00             |
| RBC Capital Markets, LLC                | $370,505,653.45  | $713,739,624.15   |
| Macquarie Capital (USA) Inc.            | $0.00            | $0.00             |
| Interactive Brokers, LLC                | $0.00            | $0.00             |
| Jane Street Capital, LLC                | $306,775,182.75  | $375,542,244.18   |
| CITADEL SECURITIES LLC                  | $369,239,174.85  | $628,923,360.33   |
| Wells Fargo Securities, LLC             | $0.00            | $0.00             |
| SG Americas Securities, LLC             | $0.00            | $0.00             |
| VIRTU AMERICAS LLC                      | $16,556,974.45   | $55,819,566.15    |
| HRT Financial LP                        | $0.00            | $0.00             |
| BofA Securities Inc                     | $595,591,991.10  | $1,181,134,701.15 |
| State Street Global Markets, LLC        | $0.00            | $0.00             |
| NATIXIS SECURITIES AMERICAS LLC         | $0.00            | $0.00             |
| CITIGROUP GLOBAL MARKETS INC.           | $211,701,662.30  | $82,371,849.45    |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 1.47%

- **c.i. Average percentage of value composed of cash (redeemed):** 1.50%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $1,496.63

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Russell 2000 Value ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IWN

**Item E.2 - Authorized Participants**

| Name                                    | Purchase Value   | Redeem Value      |
|:---|:---|:---|
| BMO Capital Markets Corp.               | $0.00            | $0.00             |
| Wedbush Securities Inc.                 | $0.00            | $0.00             |
| Goldman Sachs & Co. LLC                 | $102,770,362.20  | $307,777,577.55   |
| JEFFERIES LLC                           | $0.00            | $0.00             |
| Nomura Securities International, Inc.   | $0.00            | $0.00             |
| Morgan Stanley & Co. LLC                | $390,965,003.48  | $296,276,340.66   |
| TRUIST SECURITIES, INC                  | $0.00            | $0.00             |
| Deutsche Bank Securities Inc.           | $0.00            | $0.00             |
| CIBC WORLD MARKETS CORP.                | $0.00            | $0.00             |
| Cantor Fitzgerald & Co.                 | $0.00            | $0.00             |
| Cowen and Company, LLC                  | $0.00            | $0.00             |
| UBS Securities LLC                      | $0.00            | $0.00             |
| BNP Paribas Securities Corp.            | $83,957,560.70   | $64,405,456.45    |
| TD PRIME SERVICES LLC                   | $0.00            | $0.00             |
| ABN AMRO CLEARING USA LLC               | $54,114,874.80   | $150,791,592.00   |
| J.P. Morgan Securities LLC/JPMC         | $73,077,981.30   | $90,598,050.45    |
| BNY Mellon Capital Markets, LLC         | $0.00            | $0.00             |
| Scotia Capital (USA) Inc.               | $0.00            | $0.00             |
| Mizuho Securities USA LLC               | $0.00            | $0.00             |
| National Bank of Canada Financial, Inc. | $0.00            | $0.00             |
| Barclays Capital Inc.                   | $0.00            | $0.00             |
| HSBC Securities (USA) Inc.              | $0.00            | $0.00             |
| Mirae Asset Securities (USA) Inc.       | $0.00            | $0.00             |
| RBC Capital Markets, LLC                | $201,973,101.05  | $521,079,148.85   |
| Macquarie Capital (USA) Inc.            | $0.00            | $0.00             |
| Interactive Brokers, LLC                | $0.00            | $0.00             |
| Jane Street Capital, LLC                | $403,899,199.60  | $223,336,213.90   |
| CITADEL SECURITIES LLC                  | $444,465,406.65  | $590,133,133.62   |
| Wells Fargo Securities, LLC             | $0.00            | $0.00             |
| SG Americas Securities, LLC             | $0.00            | $0.00             |
| VIRTU AMERICAS LLC                      | $54,103,092.80   | $19,039,712.20    |
| HRT Financial LP                        | $0.00            | $0.00             |
| BofA Securities Inc                     | $570,307,625.70  | $1,252,193,382.36 |
| State Street Global Markets, LLC        | $0.00            | $0.00             |
| NATIXIS SECURITIES AMERICAS LLC         | $0.00            | $0.00             |
| CITIGROUP GLOBAL MARKETS INC.           | $15,264,633.20   | $14,664,070.60    |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 6.89%

- **c.i. Average percentage of value composed of cash (redeemed):** 7.11%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $1,859.87

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Russell 2500 ETF

**Item E.1 - Exchange**

- **Exchange:** BATS

- **Ticker:** SMMD

**Item E.2 - Authorized Participants**

| Name                                    | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| BMO Capital Markets Corp.               | $0.00            | $0.00           |
| Wedbush Securities Inc.                 | $0.00            | $0.00           |
| Goldman Sachs & Co. LLC                 | $183,866,841.70  | $22,536,323.50  |
| JEFFERIES LLC                           | $0.00            | $0.00           |
| Nomura Securities International, Inc.   | $0.00            | $0.00           |
| Morgan Stanley & Co. LLC                | $0.00            | $0.00           |
| TRUIST SECURITIES, INC                  | $0.00            | $0.00           |
| Deutsche Bank Securities Inc.           | $0.00            | $0.00           |
| CIBC WORLD MARKETS CORP.                | $0.00            | $0.00           |
| Cantor Fitzgerald & Co.                 | $0.00            | $0.00           |
| Cowen and Company, LLC                  | $23,967,027.50   | $0.00           |
| UBS Securities LLC                      | $0.00            | $0.00           |
| BNP Paribas Securities Corp.            | $0.00            | $0.00           |
| TD PRIME SERVICES LLC                   | $0.00            | $0.00           |
| ABN AMRO CLEARING USA LLC               | $58,844,909.10   | $0.00           |
| J.P. Morgan Securities LLC/JPMC         | $63,697,186.70   | $60,864,866.10  |
| BNY Mellon Capital Markets, LLC         | $3,722,198.05    | $0.00           |
| Scotia Capital (USA) Inc.               | $0.00            | $0.00           |
| Mizuho Securities USA LLC               | $0.00            | $0.00           |
| National Bank of Canada Financial, Inc. | $0.00            | $0.00           |
| Barclays Capital Inc.                   | $0.00            | $0.00           |
| HSBC Securities (USA) Inc.              | $0.00            | $0.00           |
| Mirae Asset Securities (USA) Inc.       | $0.00            | $0.00           |
| RBC Capital Markets, LLC                | $69,572,033.05   | $0.00           |
| Macquarie Capital (USA) Inc.            | $0.00            | $0.00           |
| Interactive Brokers, LLC                | $0.00            | $0.00           |
| Jane Street Capital, LLC                | $319,613,646.35  | $32,546,081.15  |
| CITADEL SECURITIES LLC                  | $282,189,788.00  | $215,264,365.10 |
| Wells Fargo Securities, LLC             | $0.00            | $0.00           |
| SG Americas Securities, LLC             | $0.00            | $0.00           |
| VIRTU AMERICAS LLC                      | $94,463,696.00   | $34,546,076.80  |
| HRT Financial LP                        | $0.00            | $0.00           |
| BofA Securities Inc                     | $305,317,236.55  | $35,064,490.90  |
| State Street Global Markets, LLC        | $0.00            | $0.00           |
| NATIXIS SECURITIES AMERICAS LLC         | $0.00            | $0.00           |
| CITIGROUP GLOBAL MARKETS INC.           | $7,451,524.20    | $11,899,525.65  |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.75%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.82%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $762.95

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Russell 3000 ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IWV

**Item E.2 - Authorized Participants**

| Name                                   | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| Goldman Sachs & Co. LLC                | $218,969,647.40  | $203,225,892.90 |
| Cantor Fitzgerald & Co.                | $0.00            | $0.00           |
| Citigroup Global Markets, Inc.         | $0.00            | $0.00           |
| Wedbush Securities Inc.                | $0.00            | $0.00           |
| Nomura Securities International, Inc.  | $0.00            | $0.00           |
| Morgan Stanley & Co. LLC               | $37,184,714.80   | $0.00           |
| Deutsche Bank Securities Inc.          | $0.00            | $0.00           |
| Cowen and Company, LLC                 | $0.00            | $0.00           |
| UBS Securities LLC                     | $0.00            | $0.00           |
| BNP Paribas Securities Corp.           | $0.00            | $0.00           |
| BMO Capital Markets Corp.              | $0.00            | $0.00           |
| J.P. Morgan Securities LLC             | $0.00            | $19,168,195.75  |
| BNY Mellon Capital Markets, LLC        | $0.00            | $0.00           |
| Scotia Capital (USA) Inc.              | $0.00            | $0.00           |
| Mizuho Securities USA LLC              | $0.00            | $0.00           |
| National Bank of Canada Financial Inc. | $0.00            | $0.00           |
| Barclays Capital Inc.                  | $0.00            | $0.00           |
| HSBC Securities (USA) Inc.             | $0.00            | $0.00           |
| Mirae Asset Securities (USA) Inc.      | $0.00            | $0.00           |
| RBC Capital Markets, LLC               | $51,468,139.50   | $112,487,837.45 |
| Macquarie Capital (USA) Inc.           | $0.00            | $0.00           |
| Jane Street Capital LLC                | $131,836,173.45  | $905,970,729.55 |
| Wells Fargo Securities, LLC            | $0.00            | $0.00           |
| SG Americas Securities, LLC            | $0.00            | $0.00           |
| HRT FINANCIAL LP                       | $0.00            | $0.00           |
| State Street Global Markets, LLC       | $0.00            | $0.00           |
| JEFFERIES LLC                          | $722,947,659.20  | $135,365,501.95 |
| TRUIST SECURITIES, INC                 | $0.00            | $0.00           |
| CIBC WORLD MARKETS CORP.               | $0.00            | $0.00           |
| TD PRIME SERVICES LLC                  | $0.00            | $0.00           |
| ABN AMRO CLEARING USA LLC              | $18,077,746.60   | $0.00           |
| INTERACTIVE BROKERS LLC                | $0.00            | $0.00           |
| CITADEL SECURITIES LLC                 | $189,446,760.60  | $278,367,091.70 |
| VIRTU AMERICAS LLC                     | $71,468,622.45   | $76,866,837.30  |
| BofA Securities, Inc.                  | $715,088,588.90  | $228,772,194.45 |
| NATIXIS SECURITIES AMERICAS LLC        | $0.00            | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.52%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.51%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $3,326.83

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Russell Mid-Cap ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IWR

**Item E.2 - Authorized Participants**

| Name                                    | Purchase Value    | Redeem Value      |
|:---|:---|:---|
| BMO Capital Markets Corp.               | $128,978,903.62   | $0.00             |
| Wedbush Securities Inc.                 | $0.00             | $0.00             |
| Goldman Sachs & Co. LLC                 | $1,822,425,043.25 | $1,488,840,102.85 |
| JEFFERIES LLC                           | $0.00             | $0.00             |
| Nomura Securities International, Inc.   | $0.00             | $0.00             |
| Morgan Stanley & Co. LLC                | $113,684,604.10   | $156,816,664.25   |
| TRUIST SECURITIES, INC                  | $0.00             | $0.00             |
| Deutsche Bank Securities Inc.           | $0.00             | $0.00             |
| CIBC WORLD MARKETS CORP.                | $0.00             | $0.00             |
| Cantor Fitzgerald & Co.                 | $0.00             | $0.00             |
| Cowen and Company, LLC                  | $0.00             | $0.00             |
| UBS Securities LLC                      | $52,955,289.75    | $53,917,363.50    |
| BNP Paribas Securities Corp.            | $308,668,121.80   | $291,947,942.85   |
| TD PRIME SERVICES LLC                   | $0.00             | $0.00             |
| ABN AMRO CLEARING USA LLC               | $201,963,755.15   | $9,152,570.60     |
| J.P. Morgan Securities LLC/JPMC         | $142,478,641.35   | $59,614,904.10    |
| BNY Mellon Capital Markets, LLC         | $0.00             | $0.00             |
| Scotia Capital (USA) Inc.               | $0.00             | $0.00             |
| Mizuho Securities USA LLC               | $0.00             | $0.00             |
| National Bank of Canada Financial, Inc. | $0.00             | $0.00             |
| Barclays Capital Inc.                   | $4,642,915.10     | $9,461,175.90     |
| HSBC Securities (USA) Inc.              | $0.00             | $0.00             |
| Mirae Asset Securities (USA) Inc.       | $0.00             | $0.00             |
| RBC Capital Markets, LLC                | $561,748,451.95   | $188,971,701.80   |
| Macquarie Capital (USA) Inc.            | $0.00             | $0.00             |
| Interactive Brokers, LLC                | $0.00             | $0.00             |
| Jane Street Capital, LLC                | $1,464,201,228.64 | $521,980,969.76   |
| CITADEL SECURITIES LLC                  | $1,190,387,197.59 | $412,796,651.95   |
| Wells Fargo Securities, LLC             | $0.00             | $0.00             |
| SG Americas Securities, LLC             | $0.00             | $0.00             |
| VIRTU AMERICAS LLC                      | $614,569,594.10   | $0.00             |
| HRT FINANCIAL LLC                       | $0.00             | $0.00             |
| BofA Securities Inc                     | $1,507,228,132.18 | $611,766,436.07   |
| State Street Global Markets, LLC        | $0.00             | $0.00             |
| NATIXIS SECURITIES AMERICAS LLC         | $0.00             | $0.00             |
| CITIGROUP GLOBAL MARKETS INC.           | $4,816,382.50     | $12,429,845.55    |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.94%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.98%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $1,149.51

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Russell Mid-Cap Growth ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IWP

**Item E.2 - Authorized Participants**

| Name                                    | Purchase Value    | Redeem Value      |
|:---|:---|:---|
| BMO Capital Markets Corp.               | $0.00             | $0.00             |
| Wedbush Securities Inc.                 | $0.00             | $0.00             |
| Goldman Sachs & Co. LLC                 | $254,910,900.35   | $381,190,965.13   |
| JEFFERIES LLC                           | $0.00             | $0.00             |
| Nomura Securities International, Inc.   | $0.00             | $0.00             |
| Morgan Stanley & Co. LLC                | $2,813,648,498.50 | $2,829,351,945.30 |
| TRUIST SECURITIES, INC                  | $0.00             | $0.00             |
| Deutsche Bank Securities Inc.           | $0.00             | $0.00             |
| CIBC WORLD MARKETS CORP.                | $0.00             | $0.00             |
| Cantor Fitzgerald & Co.                 | $0.00             | $0.00             |
| Cowen and Company, LLC                  | $0.00             | $0.00             |
| UBS Securities LLC                      | $0.00             | $0.00             |
| BNP Paribas Securities Corp.            | $159,510,195.15   | $192,006,843.55   |
| TD PRIME SERVICES LLC                   | $0.00             | $0.00             |
| ABN AMRO CLEARING USA LLC               | $113,143,641.25   | $65,485,277.65    |
| J.P. Morgan Securities LLC/JPMC         | $191,892,956.63   | $103,510,517.85   |
| BNY Mellon Capital Markets, LLC         | $462,001,791.92   | $13,981,726.70    |
| Scotia Capital (USA) Inc.               | $0.00             | $0.00             |
| Mizuho Securities USA LLC               | $0.00             | $0.00             |
| National Bank of Canada Financial, Inc. | $0.00             | $0.00             |
| Barclays Capital Inc.                   | $0.00             | $0.00             |
| HSBC Securities (USA) Inc.              | $0.00             | $0.00             |
| Mirae Asset Securities (USA) Inc.       | $0.00             | $0.00             |
| RBC Capital Markets, LLC                | $297,792,616.05   | $450,972,925.70   |
| Macquarie Capital (USA) Inc.            | $0.00             | $0.00             |
| Interactive Brokers, LLC                | $0.00             | $0.00             |
| Jane Street Capital, LLC                | $415,814,642.50   | $381,158,494.85   |
| CITADEL SECURITIES LLC                  | $761,377,539.74   | $522,997,859.60   |
| Wells Fargo Securities, LLC             | $0.00             | $0.00             |
| SG Americas Securities, LLC             | $0.00             | $0.00             |
| VIRTU AMERICAS LLC                      | $82,816,603.60    | $236,931,360.25   |
| HRT Financial LP                        | $20,206,649.40    | $0.00             |
| BofA Securities Inc                     | $984,298,743.01   | $751,728,749.27   |
| State Street Global Markets, LLC        | $0.00             | $0.00             |
| NATIXIS SECURITIES AMERICAS LLC         | $0.00             | $0.00             |
| CITIGROUP GLOBAL MARKETS INC.           | $0.00             | $7,134,288.60     |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 1.62%

- **c.i. Average percentage of value composed of cash (redeemed):** 1.51%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $497.40

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Russell Mid-Cap Value ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IWS

**Item E.2 - Authorized Participants**

| Name                                   | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| Goldman Sachs & Co. LLC                | $982,357,631.00  | $942,391,924.20 |
| Cantor Fitzgerald & Co.                | $0.00            | $0.00           |
| Citigroup Global Markets, Inc.         | $0.00            | $12,929,577.25  |
| Wedbush Securities Inc.                | $0.00            | $0.00           |
| Nomura Securities International, Inc.  | $0.00            | $0.00           |
| Morgan Stanley & Co. LLC               | $119,554,898.10  | $119,630,766.05 |
| Deutsche Bank Securities Inc.          | $0.00            | $0.00           |
| Cowen and Company, LLC                 | $0.00            | $0.00           |
| UBS Securities LLC                     | $0.00            | $0.00           |
| BNP Paribas Securities Corp.           | $66,213,258.60   | $32,992,952.50  |
| BMO Capital Markets Corp.              | $0.00            | $0.00           |
| J.P. Morgan Securities LLC             | $164,918,506.60  | $28,375,907.80  |
| BNY Mellon Capital Markets, LLC        | $0.00            | $0.00           |
| Scotia Capital (USA) Inc.              | $0.00            | $0.00           |
| Mizuho Securities USA LLC              | $0.00            | $0.00           |
| National Bank of Canada Financial Inc. | $0.00            | $0.00           |
| Barclays Capital Inc.                  | $0.00            | $0.00           |
| HSBC Securities (USA) Inc.             | $0.00            | $0.00           |
| Mirae Asset Securities (USA) Inc.      | $0.00            | $0.00           |
| RBC Capital Markets, LLC               | $252,501,993.60  | $612,285,722.15 |
| Macquarie Capital (USA) Inc.           | $0.00            | $0.00           |
| Jane Street Capital LLC                | $299,202,506.20  | $332,643,054.15 |
| Wells Fargo Securities, LLC            | $0.00            | $0.00           |
| SG Americas Securities, LLC            | $0.00            | $0.00           |
| HRT FINANCIAL LP                       | $0.00            | $0.00           |
| State Street Global Markets, LLC       | $0.00            | $0.00           |
| JEFFERIES LLC                          | $0.00            | $0.00           |
| TRUIST SECURITIES, INC                 | $0.00            | $0.00           |
| CIBC WORLD MARKETS CORP.               | $0.00            | $0.00           |
| TD PRIME SERVICES LLC                  | $0.00            | $0.00           |
| ABN AMRO CLEARING USA LLC              | $0.00            | $25,304,302.45  |
| INTERACTIVE BROKERS LLC                | $0.00            | $0.00           |
| CITADEL SECURITIES LLC                 | $414,117,728.95  | $385,740,908.05 |
| VIRTU AMERICAS LLC                     | $20,062,157.70   | $392,752,752.35 |
| BofA Securities, Inc.                  | $333,256,496.20  | $875,497,701.30 |
| NATIXIS SECURITIES AMERICAS LLC        | $0.00            | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.74%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.73%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $1,034.11

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Russell Top 200 ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IWL

**Item E.2 - Authorized Participants**

| Name                                   | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| Goldman Sachs & Co. LLC                | $0.00            | $16,391,523.50 |
| Cantor Fitzgerald & Co.                | $0.00            | $0.00          |
| Citigroup Global Markets, Inc.         | $0.00            | $0.00          |
| Wedbush Securities Inc.                | $0.00            | $0.00          |
| Nomura Securities International, Inc.  | $0.00            | $0.00          |
| Morgan Stanley & Co. LLC               | $0.00            | $0.00          |
| Deutsche Bank Securities Inc.          | $0.00            | $0.00          |
| Cowen and Company, LLC                 | $0.00            | $0.00          |
| UBS Securities LLC                     | $0.00            | $0.00          |
| BNP Paribas Securities Corp.           | $24,117,679.65   | $21,695,699.05 |
| BMO Capital Markets Corp.              | $0.00            | $0.00          |
| J.P. Morgan Securities LLC             | $0.00            | $0.00          |
| BNY Mellon Capital Markets, LLC        | $0.00            | $0.00          |
| Scotia Capital (USA) Inc.              | $0.00            | $0.00          |
| Mizuho Securities USA LLC              | $0.00            | $0.00          |
| National Bank of Canada Financial Inc. | $0.00            | $0.00          |
| Barclays Capital Inc.                  | $0.00            | $0.00          |
| HSBC Securities (USA) Inc.             | $0.00            | $0.00          |
| Mirae Asset Securities (USA) Inc.      | $0.00            | $0.00          |
| RBC Capital Markets, LLC               | $81,408,890.10   | $87,328,939.50 |
| Macquarie Capital (USA) Inc.           | $0.00            | $0.00          |
| Jane Street Capital LLC                | $6,709,261.50    | $0.00          |
| Wells Fargo Securities, LLC            | $0.00            | $0.00          |
| SG Americas Securities, LLC            | $0.00            | $0.00          |
| HRT FINANCIAL LP                       | $0.00            | $0.00          |
| State Street Global Markets, LLC       | $0.00            | $0.00          |
| JEFFERIES LLC                          | $0.00            | $0.00          |
| TRUIST SECURITIES, INC                 | $0.00            | $0.00          |
| CIBC WORLD MARKETS CORP.               | $0.00            | $0.00          |
| TD PRIME SERVICES LLC                  | $0.00            | $0.00          |
| ABN AMRO CLEARING USA LLC              | $0.00            | $0.00          |
| INTERACTIVE BROKERS LLC                | $0.00            | $0.00          |
| CITADEL SECURITIES LLC                 | $42,463,372.55   | $29,766,736.40 |
| VIRTU AMERICAS LLC                     | $50,689,370.55   | $28,752,812.15 |
| BofA Securities, Inc.                  | $97,357,774.55   | $21,623,402.95 |
| NATIXIS SECURITIES AMERICAS LLC        | $0.00            | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.23%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.18%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $398.33

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Russell Top 200 Growth ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IWY

**Item E.2 - Authorized Participants**

| Name                                   | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| Goldman Sachs & Co. LLC                | $205,980,708.55  | $68,100,410.20  |
| Cantor Fitzgerald & Co.                | $0.00            | $0.00           |
| Citigroup Global Markets, Inc.         | $0.00            | $0.00           |
| Wedbush Securities Inc.                | $0.00            | $0.00           |
| Nomura Securities International, Inc.  | $0.00            | $0.00           |
| Morgan Stanley & Co. LLC               | $522,915,537.20  | $576,560,950.20 |
| Deutsche Bank Securities Inc.          | $0.00            | $0.00           |
| Cowen and Company, LLC                 | $0.00            | $0.00           |
| UBS Securities LLC                     | $0.00            | $0.00           |
| BNP Paribas Securities Corp.           | $0.00            | $0.00           |
| BMO Capital Markets Corp.              | $0.00            | $0.00           |
| J.P. Morgan Securities LLC             | $40,587,846.40   | $23,589,353.75  |
| BNY Mellon Capital Markets, LLC        | $0.00            | $0.00           |
| Scotia Capital (USA) Inc.              | $0.00            | $0.00           |
| Mizuho Securities USA LLC              | $0.00            | $0.00           |
| National Bank of Canada Financial Inc. | $0.00            | $0.00           |
| Barclays Capital Inc.                  | $0.00            | $0.00           |
| HSBC Securities (USA) Inc.             | $0.00            | $0.00           |
| Mirae Asset Securities (USA) Inc.      | $0.00            | $0.00           |
| RBC Capital Markets, LLC               | $231,264,715.65  | $136,545,021.95 |
| Macquarie Capital (USA) Inc.           | $0.00            | $0.00           |
| Jane Street Capital LLC                | $246,163,878.05  | $222,771,018.80 |
| Wells Fargo Securities, LLC            | $0.00            | $0.00           |
| SG Americas Securities, LLC            | $0.00            | $0.00           |
| HRT FINANCIAL LP                       | $0.00            | $0.00           |
| State Street Global Markets, LLC       | $0.00            | $0.00           |
| JEFFERIES LLC                          | $0.00            | $0.00           |
| TRUIST SECURITIES, INC                 | $0.00            | $0.00           |
| CIBC WORLD MARKETS CORP.               | $0.00            | $0.00           |
| TD PRIME SERVICES LLC                  | $0.00            | $0.00           |
| ABN AMRO CLEARING USA LLC              | $0.00            | $0.00           |
| INTERACTIVE BROKERS LLC                | $0.00            | $0.00           |
| CITADEL SECURITIES LLC                 | $209,052,768.65  | $141,722,427.75 |
| VIRTU AMERICAS LLC                     | $580,121,123.80  | $335,799,427.05 |
| BofA Securities, Inc.                  | $762,256,081.25  | $393,698,482.15 |
| NATIXIS SECURITIES AMERICAS LLC        | $0.00            | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.18%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.34%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $286.15

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Russell Top 200 Value ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IWX

**Item E.2 - Authorized Participants**

| Name                                   | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| Goldman Sachs & Co. LLC                | $61,331,991.15   | $139,404,223.15 |
| Cantor Fitzgerald & Co.                | $0.00            | $0.00           |
| Citigroup Global Markets, Inc.         | $0.00            | $0.00           |
| Wedbush Securities Inc.                | $0.00            | $0.00           |
| Nomura Securities International, Inc.  | $0.00            | $0.00           |
| Morgan Stanley & Co. LLC               | $74,180,310.50   | $64,603,272.10  |
| Deutsche Bank Securities Inc.          | $0.00            | $0.00           |
| Cowen and Company, LLC                 | $0.00            | $0.00           |
| UBS Securities LLC                     | $0.00            | $0.00           |
| BNP Paribas Securities Corp.           | $0.00            | $0.00           |
| BMO Capital Markets Corp.              | $0.00            | $0.00           |
| J.P. Morgan Securities LLC             | $14,135,583.90   | $0.00           |
| BNY Mellon Capital Markets, LLC        | $0.00            | $0.00           |
| Scotia Capital (USA) Inc.              | $0.00            | $0.00           |
| Mizuho Securities USA LLC              | $0.00            | $0.00           |
| National Bank of Canada Financial Inc. | $0.00            | $0.00           |
| Barclays Capital Inc.                  | $0.00            | $0.00           |
| HSBC Securities (USA) Inc.             | $0.00            | $0.00           |
| Mirae Asset Securities (USA) Inc.      | $0.00            | $0.00           |
| RBC Capital Markets, LLC               | $83,634,883.90   | $137,057,615.70 |
| Macquarie Capital (USA) Inc.           | $0.00            | $0.00           |
| Jane Street Capital LLC                | $193,469,043.30  | $205,628,294.95 |
| Wells Fargo Securities, LLC            | $0.00            | $0.00           |
| SG Americas Securities, LLC            | $0.00            | $0.00           |
| HRT FINANCIAL LP                       | $0.00            | $0.00           |
| State Street Global Markets, LLC       | $0.00            | $0.00           |
| JEFFERIES LLC                          | $0.00            | $0.00           |
| TRUIST SECURITIES, INC                 | $0.00            | $0.00           |
| CIBC WORLD MARKETS CORP.               | $0.00            | $0.00           |
| TD PRIME SERVICES LLC                  | $0.00            | $0.00           |
| ABN AMRO CLEARING USA LLC              | $4,240,860.35    | $7,370,623.05   |
| INTERACTIVE BROKERS LLC                | $0.00            | $0.00           |
| CITADEL SECURITIES LLC                 | $96,285,719.25   | $127,687,833.50 |
| VIRTU AMERICAS LLC                     | $355,104,306.85  | $124,135,485.70 |
| BofA Securities, Inc.                  | $161,594,628.50  | $226,628,473.95 |
| NATIXIS SECURITIES AMERICAS LLC        | $0.00            | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.36%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.40%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $342.15

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares S&P 100 ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** OEF

**Item E.2 - Authorized Participants**

| Name                                   | Purchase Value    | Redeem Value      |
|:---|:---|:---|
| Goldman Sachs & Co. LLC                | $393,509,553.20   | $308,145,782.00   |
| Cantor Fitzgerald & Co.                | $0.00             | $0.00             |
| Citigroup Global Markets, Inc.         | $0.00             | $0.00             |
| Wedbush Securities Inc.                | $0.00             | $0.00             |
| Nomura Securities International, Inc.  | $0.00             | $0.00             |
| Morgan Stanley & Co. LLC               | $33,425,167.00    | $0.00             |
| Deutsche Bank Securities Inc.          | $0.00             | $0.00             |
| Cowen and Company, LLC                 | $0.00             | $0.00             |
| UBS Securities LLC                     | $0.00             | $0.00             |
| BNP Paribas Securities Corp.           | $0.00             | $0.00             |
| BMO Capital Markets Corp.              | $0.00             | $0.00             |
| J.P. Morgan Securities LLC             | $33,661,439.50    | $80,366,844.95    |
| BNY Mellon Capital Markets, LLC        | $0.00             | $0.00             |
| Scotia Capital (USA) Inc.              | $0.00             | $0.00             |
| Mizuho Securities USA LLC              | $0.00             | $0.00             |
| National Bank of Canada Financial Inc. | $16,712,231.85    | $17,223,682.65    |
| Barclays Capital Inc.                  | $0.00             | $0.00             |
| HSBC Securities (USA) Inc.             | $0.00             | $0.00             |
| Mirae Asset Securities (USA) Inc.      | $0.00             | $0.00             |
| RBC Capital Markets, LLC               | $776,619,987.55   | $462,669,154.40   |
| Macquarie Capital (USA) Inc.           | $0.00             | $0.00             |
| Jane Street Capital LLC                | $1,113,478,507.95 | $2,020,730,261.65 |
| Wells Fargo Securities, LLC            | $0.00             | $0.00             |
| SG Americas Securities, LLC            | $0.00             | $0.00             |
| HRT FINANCIAL LP                       | $0.00             | $0.00             |
| State Street Global Markets, LLC       | $0.00             | $0.00             |
| JEFFERIES LLC                          | $0.00             | $0.00             |
| TRUIST SECURITIES, INC                 | $0.00             | $0.00             |
| TD PRIME SERVICES LLC                  | $0.00             | $0.00             |
| ABN AMRO CLEARING USA LLC              | $501,919,719.85   | $600,015,366.40   |
| INTERACTIVE BROKERS LLC                | $0.00             | $0.00             |
| CITADEL SECURITIES LLC                 | $979,131,659.45   | $160,889,234.25   |
| SG AMERICAS SECURITIES LLC             | $0.00             | $0.00             |
| VIRTU AMERICAS LLC                     | $537,446,972.25   | $361,755,431.00   |
| BofA Securities, Inc.                  | $4,798,869,912.70 | $7,162,826,424.70 |
| NATIXIS SECURITIES AMERICAS LLC        | $0.00             | $0.00             |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.23%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.21%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $277.14

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares S&P 500 3% Capped ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** TOPC

**Item E.2 - Authorized Participants**

| Name                                    | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| BMO Capital Markets Corp.               | $0.00            | $0.00          |
| Wedbush Securities Inc.                 | $0.00            | $0.00          |
| Goldman Sachs & Co. LLC                 | $0.00            | $0.00          |
| JEFFERIES LLC                           | $0.00            | $0.00          |
| Nomura Securities International, Inc.   | $0.00            | $0.00          |
| Morgan Stanley & Co. LLC                | $1,504,497.75    | $1,515,262.05  |
| TRUIST SECURITIES, INC                  | $0.00            | $0.00          |
| Deutsche Bank Securities Inc.           | $0.00            | $0.00          |
| CIBC WORLD MARKETS CORP.                | $0.00            | $0.00          |
| Cantor Fitzgerald & Co.                 | $0.00            | $0.00          |
| Cowen and Company, LLC                  | $0.00            | $0.00          |
| UBS Securities LLC                      | $0.00            | $0.00          |
| BNP Paribas Securities Corp.            | $0.00            | $0.00          |
| TD PRIME SERVICES LLC                   | $0.00            | $0.00          |
| ABN AMRO CLEARING USA LLC               | $0.00            | $0.00          |
| J.P. Morgan Securities LLC/JPMC         | $0.00            | $0.00          |
| BNY Mellon Capital Markets, LLC         | $0.00            | $0.00          |
| Scotia Capital (USA) Inc.               | $0.00            | $0.00          |
| Mizuho Securities USA LLC               | $0.00            | $0.00          |
| National Bank of Canada Financial, Inc. | $0.00            | $0.00          |
| Barclays Capital Inc.                   | $0.00            | $0.00          |
| HSBC Securities (USA) Inc.              | $0.00            | $0.00          |
| Mirae Asset Securities (USA) Inc.       | $0.00            | $0.00          |
| RBC Capital Markets, LLC                | $0.00            | $0.00          |
| Macquarie Capital (USA) Inc.            | $0.00            | $0.00          |
| Interactive Brokers, LLC                | $0.00            | $0.00          |
| Jane Street Capital, LLC                | $0.00            | $0.00          |
| CITADEL SECURITIES LLC                  | $7,444,989.85    | $0.00          |
| Wells Fargo Securities, LLC             | $0.00            | $0.00          |
| SG Americas Securities, LLC             | $0.00            | $0.00          |
| VIRTU AMERICAS LLC                      | $1,231,266.80    | $0.00          |
| HRT Financial LP                        | $0.00            | $0.00          |
| BofA Securities Inc                     | $9,125,733.75    | $0.00          |
| State Street Global Markets, LLC        | $0.00            | $0.00          |
| NATIXIS SECURITIES AMERICAS LLC         | $0.00            | $0.00          |
| CITIGROUP GLOBAL MARKETS INC.           | $4,999,315.20    | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.19%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.12%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $775.58

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares S&P 500 Growth ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IVW

**Item E.2 - Authorized Participants**

| Name                                   | Purchase Value    | Redeem Value      |
|:---|:---|:---|
| Goldman Sachs & Co. LLC                | $783,594,790.80   | $857,497,223.20   |
| Cantor Fitzgerald & Co.                | $0.00             | $0.00             |
| Citigroup Global Markets, Inc.         | $0.00             | $0.00             |
| Wedbush Securities Inc.                | $0.00             | $0.00             |
| Nomura Securities International, Inc.  | $0.00             | $0.00             |
| Morgan Stanley & Co. LLC               | $24,284,430.10    | $17,307,748.05    |
| Deutsche Bank Securities Inc.          | $0.00             | $0.00             |
| Cowen and Company, LLC                 | $0.00             | $0.00             |
| UBS Securities LLC                     | $0.00             | $0.00             |
| BNP Paribas Securities Corp.           | $102,246,125.20   | $93,123,169.95    |
| BMO Capital Markets Corp.              | $0.00             | $0.00             |
| J.P. Morgan Securities LLC             | $152,810,667.20   | $82,467,318.50    |
| BNY Mellon Capital Markets, LLC        | $0.00             | $0.00             |
| Scotia Capital (USA) Inc.              | $0.00             | $0.00             |
| Mizuho Securities USA LLC              | $0.00             | $0.00             |
| National Bank of Canada Financial Inc. | $0.00             | $0.00             |
| Barclays Capital Inc.                  | $0.00             | $12,085,339.80    |
| HSBC Securities (USA) Inc.             | $0.00             | $0.00             |
| Mirae Asset Securities (USA) Inc.      | $6,238,594.95     | $6,220,781.35     |
| RBC Capital Markets, LLC               | $153,282,981.20   | $221,882,302.30   |
| Macquarie Capital (USA) Inc.           | $0.00             | $0.00             |
| Jane Street Capital LLC                | $952,230,459.05   | $1,585,985,586.00 |
| Wells Fargo Securities, LLC            | $0.00             | $0.00             |
| SG Americas Securities, LLC            | $0.00             | $0.00             |
| HRT FINANCIAL LP                       | $0.00             | $0.00             |
| State Street Global Markets, LLC       | $0.00             | $0.00             |
| JEFFERIES LLC                          | $0.00             | $0.00             |
| TRUIST SECURITIES, INC                 | $0.00             | $0.00             |
| CIBC WORLD MARKETS CORP.               | $0.00             | $0.00             |
| TD PRIME SERVICES LLC                  | $0.00             | $0.00             |
| ABN AMRO CLEARING USA LLC              | $685,493,307.10   | $368,568,365.55   |
| INTERACTIVE BROKERS LLC                | $0.00             | $0.00             |
| CITADEL SECURITIES LLC                 | $349,199,364.35   | $735,216,863.35   |
| VIRTU AMERICAS LLC                     | $630,184,695.00   | $1,196,122,667.30 |
| BofA Securities, Inc.                  | $4,728,388,289.90 | $5,095,923,606.10 |
| NATIXIS SECURITIES AMERICAS LLC        | $0.00             | $0.00             |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.22%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.23%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $388.05

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares S&P 500 Value ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IVE

**Item E.2 - Authorized Participants**

| Name                                   | Purchase Value    | Redeem Value      |
|:---|:---|:---|
| Goldman Sachs & Co. LLC                | $552,528,664.20   | $320,632,918.20   |
| Cantor Fitzgerald & Co.                | $0.00             | $0.00             |
| Citigroup Global Markets, Inc.         | $4,739,145,367.50 | $4,771,057,095.00 |
| Wedbush Securities Inc.                | $0.00             | $0.00             |
| Nomura Securities International, Inc.  | $0.00             | $0.00             |
| Morgan Stanley & Co. LLC               | $39,648,507.00    | $276,769,634.70   |
| Deutsche Bank Securities Inc.          | $0.00             | $0.00             |
| Cowen and Company, LLC                 | $0.00             | $0.00             |
| UBS Securities LLC                     | $0.00             | $0.00             |
| BNP Paribas Securities Corp.           | $46,787,423.45    | $46,610,598.75    |
| BMO Capital Markets Corp.              | $0.00             | $0.00             |
| J.P. Morgan Securities LLC             | $184,887,039.70   | $10,511,240.45    |
| BNY Mellon Capital Markets, LLC        | $20,647,635.10    | $0.00             |
| Scotia Capital (USA) Inc.              | $0.00             | $0.00             |
| Mizuho Securities USA LLC              | $0.00             | $0.00             |
| National Bank of Canada Financial Inc. | $0.00             | $0.00             |
| Barclays Capital Inc.                  | $8,843,993.95     | $0.00             |
| HSBC Securities (USA) Inc.             | $0.00             | $0.00             |
| Mirae Asset Securities (USA) Inc.      | $0.00             | $0.00             |
| RBC Capital Markets, LLC               | $115,297,365.60   | $30,791,390.55    |
| Macquarie Capital (USA) Inc.           | $0.00             | $0.00             |
| Jane Street Capital LLC                | $817,362,962.70   | $692,853,111.65   |
| Wells Fargo Securities, LLC            | $0.00             | $0.00             |
| SG Americas Securities, LLC            | $0.00             | $0.00             |
| HRT FINANCIAL LP                       | $0.00             | $0.00             |
| State Street Global Markets, LLC       | $0.00             | $0.00             |
| JEFFERIES LLC                          | $0.00             | $0.00             |
| TRUIST SECURITIES, INC                 | $0.00             | $0.00             |
| CIBC WORLD MARKETS CORP.               | $0.00             | $0.00             |
| TD PRIME SERVICES LLC                  | $0.00             | $0.00             |
| ABN AMRO CLEARING USA LLC              | $1,163,508,936.30 | $244,321,132.35   |
| INTERACTIVE BROKERS LLC                | $0.00             | $0.00             |
| CITADEL SECURITIES LLC                 | $571,721,551.35   | $170,157,081.95   |
| VIRTU AMERICAS LLC                     | $1,250,153,784.25 | $545,478,865.40   |
| BofA Securities, Inc.                  | $3,999,885,308.65 | $1,377,350,172.60 |
| NATIXIS SECURITIES AMERICAS LLC        | $0.00             | $0.00             |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.43%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.44%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $656.13

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares S&P 500 ex S&P 100 ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** XOEF

**Item E.2 - Authorized Participants**

| Name                                    | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| BMO Capital Markets Corp.               | $0.00            | $0.00          |
| Wedbush Securities Inc.                 | $0.00            | $0.00          |
| Goldman Sachs & Co. LLC                 | $0.00            | $0.00          |
| JEFFERIES LLC                           | $0.00            | $0.00          |
| Nomura Securities International, Inc.   | $0.00            | $0.00          |
| Morgan Stanley & Co. LLC                | $0.00            | $0.00          |
| TRUIST SECURITIES, INC                  | $0.00            | $0.00          |
| Deutsche Bank Securities Inc.           | $0.00            | $0.00          |
| CIBC WORLD MARKETS CORP.                | $0.00            | $0.00          |
| Cantor Fitzgerald & Co.                 | $0.00            | $0.00          |
| Cowen and Company, LLC                  | $0.00            | $0.00          |
| UBS Securities LLC                      | $1,009,314.72    | $1,016,965.24  |
| BNP Paribas Securities Corp.            | $0.00            | $0.00          |
| TD PRIME SERVICES LLC                   | $0.00            | $0.00          |
| ABN AMRO CLEARING USA LLC               | $9,353,141.48    | $2,028,508.32  |
| J.P. Morgan Securities LLC/JPMC         | $0.00            | $0.00          |
| BNY Mellon Capital Markets, LLC         | $0.00            | $0.00          |
| Scotia Capital (USA) Inc.               | $0.00            | $0.00          |
| Mizuho Securities USA LLC               | $0.00            | $0.00          |
| National Bank of Canada Financial, Inc. | $0.00            | $0.00          |
| Barclays Capital Inc.                   | $0.00            | $0.00          |
| HSBC Securities (USA) Inc.              | $0.00            | $0.00          |
| Mirae Asset Securities (USA) Inc.       | $0.00            | $0.00          |
| RBC Capital Markets, LLC                | $0.00            | $0.00          |
| Macquarie Capital (USA) Inc.            | $0.00            | $0.00          |
| Interactive Brokers, LLC                | $0.00            | $0.00          |
| Jane Street Capital, LLC                | $0.00            | $0.00          |
| CITADEL SECURITIES LLC                  | $0.00            | $0.00          |
| Wells Fargo Securities, LLC             | $0.00            | $0.00          |
| SG Americas Securities, LLC             | $0.00            | $0.00          |
| VIRTU AMERICAS LLC                      | $995,854.20      | $0.00          |
| HRT Financial LP                        | $0.00            | $0.00          |
| BofA Securities Inc                     | $0.00            | $0.00          |
| State Street Global Markets, LLC        | $0.00            | $0.00          |
| NATIXIS SECURITIES AMERICAS LLC         | $0.00            | $0.00          |
| CITIGROUP GLOBAL MARKETS INC.           | $11,023,156.76   | $1,046,181.80  |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 40,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.57%

- **c.i. Average percentage of value composed of cash (redeemed):** -12.14%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $649.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares S&P Mid-Cap 400 Growth ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IJK

**Item E.2 - Authorized Participants**

| Name                                    | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| BMO Capital Markets Corp.               | $0.00            | $0.00           |
| Wedbush Securities Inc.                 | $0.00            | $0.00           |
| Goldman Sachs & Co. LLC                 | $24,984,624.30   | $19,541,603.05  |
| JEFFERIES LLC                           | $0.00            | $0.00           |
| Nomura Securities International, Inc.   | $0.00            | $0.00           |
| Morgan Stanley & Co. LLC                | $0.00            | $0.00           |
| TRUIST SECURITIES, INC                  | $0.00            | $0.00           |
| Deutsche Bank Securities Inc.           | $0.00            | $0.00           |
| CIBC WORLD MARKETS CORP.                | $0.00            | $0.00           |
| Cantor Fitzgerald & Co.                 | $0.00            | $0.00           |
| Cowen and Company, LLC                  | $0.00            | $0.00           |
| UBS Securities LLC                      | $0.00            | $0.00           |
| BNP Paribas Securities Corp.            | $14,884,204.35   | $12,640,204.60  |
| TD PRIME SERVICES LLC                   | $0.00            | $0.00           |
| ABN AMRO CLEARING USA LLC               | $13,920,654.45   | $4,152,351.65   |
| J.P. Morgan Securities LLC/JPMC         | $856,965,864.80  | $876,066,675.29 |
| BNY Mellon Capital Markets, LLC         | $0.00            | $0.00           |
| Scotia Capital (USA) Inc.               | $0.00            | $0.00           |
| Mizuho Securities USA LLC               | $0.00            | $0.00           |
| National Bank of Canada Financial, Inc. | $0.00            | $0.00           |
| Barclays Capital Inc.                   | $0.00            | $0.00           |
| HSBC Securities (USA) Inc.              | $0.00            | $0.00           |
| Mirae Asset Securities (USA) Inc.       | $0.00            | $0.00           |
| RBC Capital Markets, LLC                | $106,158,864.60  | $189,955,751.20 |
| Macquarie Capital (USA) Inc.            | $0.00            | $0.00           |
| Interactive Brokers, LLC                | $0.00            | $0.00           |
| Jane Street Capital, LLC                | $158,701,620.85  | $186,839,175.60 |
| CITADEL SECURITIES LLC                  | $167,626,886.65  | $128,175,273.20 |
| Wells Fargo Securities, LLC             | $0.00            | $0.00           |
| SG Americas Securities, LLC             | $0.00            | $0.00           |
| VIRTU AMERICAS LLC                      | $43,070,167.35   | $196,269,258.25 |
| HRT Financial LP                        | $0.00            | $0.00           |
| BofA Securities Inc                     | $288,615,714.00  | $243,109,635.55 |
| State Street Global Markets, LLC        | $0.00            | $0.00           |
| NATIXIS SECURITIES AMERICAS LLC         | $0.00            | $0.00           |
| CITIGROUP GLOBAL MARKETS INC.           | $303,137,262.00  | $296,446,926.00 |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.90%

- **c.i. Average percentage of value composed of cash (redeemed):** 1.19%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $449.93

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares S&P Mid-Cap 400 Value ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IJJ

**Item E.2 - Authorized Participants**

| Name                                    | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| BMO Capital Markets Corp.               | $0.00            | $0.00           |
| Wedbush Securities Inc.                 | $0.00            | $0.00           |
| Goldman Sachs & Co. LLC                 | $846,464,768.27  | $862,998,456.31 |
| JEFFERIES LLC                           | $0.00            | $0.00           |
| Nomura Securities International, Inc.   | $0.00            | $0.00           |
| Morgan Stanley & Co. LLC                | $0.00            | $0.00           |
| TRUIST SECURITIES, INC                  | $0.00            | $0.00           |
| Deutsche Bank Securities Inc.           | $0.00            | $0.00           |
| CIBC WORLD MARKETS CORP.                | $0.00            | $0.00           |
| Cantor Fitzgerald & Co.                 | $0.00            | $0.00           |
| Cowen and Company, LLC                  | $0.00            | $0.00           |
| UBS Securities LLC                      | $0.00            | $0.00           |
| BNP Paribas Securities Corp.            | $45,423,910.05   | $24,746,161.20  |
| TD PRIME SERVICES LLC                   | $0.00            | $0.00           |
| ABN AMRO CLEARING USA LLC               | $0.00            | $0.00           |
| J.P. Morgan Securities LLC/JPMC         | $6,447,485.00    | $20,807,875.05  |
| BNY Mellon Capital Markets, LLC         | $0.00            | $0.00           |
| Scotia Capital (USA) Inc.               | $0.00            | $0.00           |
| Mizuho Securities USA LLC               | $0.00            | $0.00           |
| National Bank of Canada Financial, Inc. | $0.00            | $0.00           |
| Barclays Capital Inc.                   | $0.00            | $0.00           |
| HSBC Securities (USA) Inc.              | $13,201,079.70   | $0.00           |
| Mirae Asset Securities (USA) Inc.       | $0.00            | $0.00           |
| RBC Capital Markets, LLC                | $48,232,072.45   | $239,584,197.70 |
| Macquarie Capital (USA) Inc.            | $0.00            | $0.00           |
| Interactive Brokers, LLC                | $0.00            | $0.00           |
| Jane Street Capital, LLC                | $44,612,843.00   | $79,003,301.50  |
| CITADEL SECURITIES LLC                  | $6,655,628.15    | $130,053,971.60 |
| Wells Fargo Securities, LLC             | $0.00            | $0.00           |
| SG Americas Securities, LLC             | $0.00            | $0.00           |
| VIRTU AMERICAS LLC                      | $6,582,827.90    | $36,920,437.80  |
| HRT Financial LP                        | $0.00            | $0.00           |
| BofA Securities Inc                     | $51,266,788.05   | $170,841,376.25 |
| State Street Global Markets, LLC        | $0.00            | $0.00           |
| NATIXIS SECURITIES AMERICAS LLC         | $0.00            | $0.00           |
| CITIGROUP GLOBAL MARKETS INC.           | $0.00            | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 1.52%

- **c.i. Average percentage of value composed of cash (redeemed):** 1.13%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $520.46

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares S&P Small-Cap 600 Growth ETF

**Item E.1 - Exchange**

- **Exchange:** XNAS

- **Ticker:** IJT

**Item E.2 - Authorized Participants**

| Name                                    | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| BMO Capital Markets Corp.               | $0.00            | $0.00           |
| Wedbush Securities Inc.                 | $0.00            | $0.00           |
| Goldman Sachs & Co. LLC                 | $6,852,004.35    | $48,775,085.75  |
| JEFFERIES LLC                           | $0.00            | $0.00           |
| Nomura Securities International, Inc.   | $0.00            | $0.00           |
| Morgan Stanley & Co. LLC                | $0.00            | $0.00           |
| TRUIST SECURITIES, INC                  | $0.00            | $0.00           |
| Deutsche Bank Securities Inc.           | $0.00            | $0.00           |
| CIBC WORLD MARKETS CORP.                | $0.00            | $0.00           |
| Cantor Fitzgerald & Co.                 | $0.00            | $0.00           |
| Cowen and Company, LLC                  | $0.00            | $0.00           |
| UBS Securities LLC                      | $0.00            | $6,852,790.20   |
| BNP Paribas Securities Corp.            | $20,654,433.50   | $13,687,027.80  |
| TD PRIME SERVICES LLC                   | $0.00            | $0.00           |
| ABN AMRO CLEARING USA LLC               | $0.00            | $0.00           |
| J.P. Morgan Securities LLC/JPMC         | $322,575,716.30  | $316,215,069.71 |
| BNY Mellon Capital Markets, LLC         | $0.00            | $0.00           |
| Scotia Capital (USA) Inc.               | $0.00            | $0.00           |
| Mizuho Securities USA LLC               | $0.00            | $0.00           |
| National Bank of Canada Financial, Inc. | $0.00            | $0.00           |
| Barclays Capital Inc.                   | $0.00            | $0.00           |
| HSBC Securities (USA) Inc.              | $0.00            | $0.00           |
| Mirae Asset Securities (USA) Inc.       | $0.00            | $0.00           |
| RBC Capital Markets, LLC                | $21,480,201.55   | $114,705,999.30 |
| Macquarie Capital (USA) Inc.            | $0.00            | $0.00           |
| Interactive Brokers, LLC                | $0.00            | $0.00           |
| Jane Street Capital, LLC                | $111,810,927.45  | $76,096,642.40  |
| CITADEL SECURITIES LLC                  | $72,233,252.55   | $106,853,112.00 |
| Wells Fargo Securities, LLC             | $0.00            | $0.00           |
| SG Americas Securities, LLC             | $0.00            | $0.00           |
| VIRTU AMERICAS LLC                      | $0.00            | $17,897,429.10  |
| HRT Financial LP                        | $0.00            | $0.00           |
| BofA Securities Inc                     | $50,561,920.75   | $121,247,057.90 |
| State Street Global Markets, LLC        | $0.00            | $0.00           |
| NATIXIS SECURITIES AMERICAS LLC         | $0.00            | $0.00           |
| CITIGROUP GLOBAL MARKETS INC.           | $0.00            | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 4.40%

- **c.i. Average percentage of value composed of cash (redeemed):** 4.64%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $551.53

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares S&P Small-Cap 600 Value ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IJS

**Item E.2 - Authorized Participants**

| Name                                   | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| Goldman Sachs & Co. LLC                | $171,728,712.10  | $5,782,899.15   |
| Cantor Fitzgerald & Co.                | $0.00            | $0.00           |
| Citigroup Global Markets, Inc.         | $0.00            | $0.00           |
| Wedbush Securities Inc.                | $0.00            | $0.00           |
| Nomura Securities International, Inc.  | $0.00            | $0.00           |
| Morgan Stanley & Co. LLC               | $0.00            | $0.00           |
| Deutsche Bank Securities Inc.          | $0.00            | $0.00           |
| Cowen and Company, LLC                 | $0.00            | $0.00           |
| UBS Securities LLC                     | $0.00            | $0.00           |
| BNP Paribas Securities Corp.           | $0.00            | $0.00           |
| BMO Capital Markets Corp.              | $0.00            | $0.00           |
| J.P. Morgan Securities LLC             | $10,530,007.60   | $15,623,300.60  |
| BNY Mellon Capital Markets, LLC        | $0.00            | $0.00           |
| Scotia Capital (USA) Inc.              | $0.00            | $0.00           |
| Mizuho Securities USA LLC              | $0.00            | $0.00           |
| National Bank of Canada Financial Inc. | $0.00            | $0.00           |
| Barclays Capital Inc.                  | $0.00            | $0.00           |
| HSBC Securities (USA) Inc.             | $0.00            | $0.00           |
| Mirae Asset Securities (USA) Inc.      | $0.00            | $0.00           |
| RBC Capital Markets, LLC               | $82,326,388.95   | $62,150,535.70  |
| Macquarie Capital (USA) Inc.           | $0.00            | $0.00           |
| Jane Street Capital LLC                | $397,896,428.75  | $290,005,442.50 |
| Wells Fargo Securities, LLC            | $0.00            | $0.00           |
| SG Americas Securities, LLC            | $0.00            | $0.00           |
| HRT FINANCIAL LP                       | $0.00            | $0.00           |
| State Street Global Markets, LLC       | $0.00            | $0.00           |
| JEFFERIES LLC                          | $0.00            | $0.00           |
| TRUIST SECURITIES, INC                 | $0.00            | $0.00           |
| CIBC WORLD MARKETS CORP.               | $0.00            | $0.00           |
| TD PRIME SERVICES LLC                  | $0.00            | $0.00           |
| ABN AMRO CLEARING USA LLC              | $23,803,758.00   | $81,243,415.35  |
| INTERACTIVE BROKERS LLC                | $0.00            | $0.00           |
| CITADEL SECURITIES LLC                 | $157,305,453.25  | $372,469,231.90 |
| VIRTU AMERICAS LLC                     | $11,901,879.00   | $54,356,916.05  |
| BofA Securities, Inc.                  | $375,465,446.55  | $363,729,603.85 |
| CITIGROUP GLOBAL MARKETS INC.          | $0.00            | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 1.00%

- **c.i. Average percentage of value composed of cash (redeemed):** 1.00%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $676.85

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Semiconductor ETF

**Item E.1 - Exchange**

- **Exchange:** XNAS

- **Ticker:** SOXX

**Item E.2 - Authorized Participants**

| Name                                    | Purchase Value     | Redeem Value      |
|:---|:---|:---|
| BMO Capital Markets Corp.               | $0.00              | $32,349,407.20    |
| Wedbush Securities Inc.                 | $0.00              | $0.00             |
| Goldman Sachs & Co. LLC                 | $6,022,306,249.19  | $4,676,179,562.78 |
| JEFFERIES LLC                           | $0.00              | $103,964,440.16   |
| Nomura Securities International, Inc.   | $0.00              | $0.00             |
| Morgan Stanley & Co. LLC                | $2,435,108,960.15  | $2,775,234,762.67 |
| TRUIST SECURITIES, INC                  | $0.00              | $0.00             |
| Deutsche Bank Securities Inc.           | $0.00              | $0.00             |
| CIBC WORLD MARKETS CORP.                | $0.00              | $0.00             |
| Cantor Fitzgerald & Co.                 | $0.00              | $0.00             |
| Cowen and Company, LLC                  | $0.00              | $0.00             |
| UBS Securities LLC                      | $432,931,719.57    | $411,670,251.28   |
| BNP Paribas Securities Corp.            | $4,724,976,020.76  | $4,485,489,479.43 |
| TD PRIME SERVICES LLC                   | $0.00              | $0.00             |
| ABN AMRO CLEARING USA LLC               | $6,248,037,214.61  | $8,377,731,834.67 |
| J.P. Morgan Securities LLC/JPMC         | $182,145,314.45    | $1,868,988,526.15 |
| BNY Mellon Capital Markets, LLC         | $0.00              | $0.00             |
| Scotia Capital (USA) Inc.               | $0.00              | $0.00             |
| Mizuho Securities USA LLC               | $0.00              | $0.00             |
| National Bank of Canada Financial, Inc. | $0.00              | $0.00             |
| Barclays Capital Inc.                   | $17,850,523.20     | $89,042,632.80    |
| HSBC Securities (USA) Inc.              | $0.00              | $0.00             |
| Mirae Asset Securities (USA) Inc.       | $0.00              | $26,913,594.20    |
| RBC Capital Markets, LLC                | $877,997,466.27    | $1,238,793,390.65 |
| Macquarie Capital (USA) Inc.            | $0.00              | $0.00             |
| Interactive Brokers, LLC                | $0.00              | $0.00             |
| Jane Street Capital, LLC                | $5,026,561,281.60  | $3,353,858,386.87 |
| CITADEL SECURITIES LLC                  | $1,787,644,770.70  | $744,433,685.75   |
| Wells Fargo Securities, LLC             | $516,208,159.13    | $464,671,025.64   |
| SG Americas Securities, LLC             | $0.00              | $0.00             |
| VIRTU AMERICAS LLC                      | $7,118,155,567.98  | $6,970,586,850.84 |
| HRT Financial LP                        | $203,868,101.40    | $106,877,026.85   |
| BofA Securities Inc                     | $10,271,154,293.18 | $8,199,391,316.64 |
| State Street Global Markets, LLC        | $0.00              | $0.00             |
| NATIXIS SECURITIES AMERICAS LLC         | $0.00              | $0.00             |
| CITIGROUP GLOBAL MARKETS INC.           | $947,708,861.90    | $1,418,833,812.88 |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.16%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.16%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $187.50

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Texas Equity ETF

**Item E.1 - Exchange**

- **Exchange:** XNAS

- **Ticker:** TEXN

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00          |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00          |
| GOLDMAN SACHS & CO                    | $0.00            | $0.00          |
| JEFFERIES LLC                         | $0.00            | $0.00          |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00          |
| MORGAN STANLEY & CO LLC               | $0.00            | $0.00          |
| TRUIST SECURITIES, INC                | $0.00            | $0.00          |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00          |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00          |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00          |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00          |
| UBS SECURITIES, LLC                   | $5,036,593.80    | $0.00          |
| BNP PARIBAS SECURITIES CORP.**        | $0.00            | $0.00          |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00          |
| ABN AMRO CLEARING USA LLC             | $4,240,423.56    | $0.00          |
| JP MORGAN SECURITIES LLC              | $0.00            | $0.00          |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00          |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00          |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00          |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00          |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00          |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00          |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00          |
| RBC CAPITAL MARKETS LLC               | $0.00            | $0.00          |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00          |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00          |
| JANE STREET CAPITAL                   | $0.00            | $0.00          |
| CITADEL SECURITIES LLC                | $1,006,888.60    | $0.00          |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00          |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00          |
| VIRTU AMERICAS LLC                    | $3,007,056.04    | $0.00          |
| HRT FINANCIAL LLC                     | $0.00            | $0.00          |
| BofA Securities, Inc.                 | $0.00            | $0.00          |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00          |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00          |
| CITIGROUP GLOBAL MARKETS INC.         | $3,377,698.96    | $-3,382,032.28 |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 40,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.31%

- **c.i. Average percentage of value composed of cash (redeemed):** 35.57%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $392.95

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares Top 20 U.S. Stocks ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** TOPT

**Item E.2 - Authorized Participants**

| Name                                    | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| BMO Capital Markets Corp.               | $0.00            | $0.00          |
| Wedbush Securities Inc.                 | $0.00            | $0.00          |
| Goldman Sachs & Co. LLC                 | $40,417,074.70   | $2,068,942.60  |
| JEFFERIES LLC                           | $0.00            | $0.00          |
| Nomura Securities International, Inc.   | $0.00            | $0.00          |
| Morgan Stanley & Co. LLC                | $0.00            | $0.00          |
| TRUIST SECURITIES, INC                  | $0.00            | $0.00          |
| Deutsche Bank Securities Inc.           | $0.00            | $0.00          |
| CIBC WORLD MARKETS CORP.                | $0.00            | $0.00          |
| Cantor Fitzgerald & Co.                 | $0.00            | $0.00          |
| Cowen and Company, LLC                  | $0.00            | $0.00          |
| UBS Securities LLC                      | $0.00            | $0.00          |
| BNP Paribas Securities Corp.            | $0.00            | $0.00          |
| TD PRIME SERVICES LLC                   | $0.00            | $0.00          |
| ABN AMRO CLEARING USA LLC               | $7,969,705.92    | $0.00          |
| J.P. Morgan Securities LLC/JPMC         | $31,748,138.10   | $12,756,782.42 |
| BNY Mellon Capital Markets, LLC         | $0.00            | $0.00          |
| Scotia Capital (USA) Inc.               | $0.00            | $0.00          |
| Mizuho Securities USA LLC               | $0.00            | $0.00          |
| National Bank of Canada Financial, Inc. | $0.00            | $0.00          |
| Barclays Capital Inc.                   | $0.00            | $0.00          |
| HSBC Securities (USA) Inc.              | $0.00            | $0.00          |
| Mirae Asset Securities (USA) Inc.       | $0.00            | $0.00          |
| RBC Capital Markets, LLC                | $118,578,747.36  | $16,109,496.42 |
| Macquarie Capital (USA) Inc.            | $0.00            | $0.00          |
| Interactive Brokers, LLC                | $0.00            | $0.00          |
| Jane Street Capital, LLC                | $24,746,376.24   | $10,408,272.10 |
| CITADEL SECURITIES LLC                  | $29,708,405.38   | $5,664,839.16  |
| Wells Fargo Securities, LLC             | $0.00            | $0.00          |
| SG Americas Securities, LLC             | $0.00            | $0.00          |
| VIRTU AMERICAS LLC                      | $55,391,211.68   | $4,427,008.96  |
| HRT Financial LP                        | $0.00            | $0.00          |
| BofA Securities Inc                     | $48,619,346.14   | $11,553,976.88 |
| State Street Global Markets, LLC        | $0.00            | $0.00          |
| NATIXIS SECURITIES AMERICAS LLC         | $0.00            | $0.00          |
| CITIGROUP GLOBAL MARKETS INC.           | $0.00            | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 20,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.14%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.16%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $176.25

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares U.S. Aerospace & Defense ETF

**Item E.1 - Exchange**

- **Exchange:** BATS

- **Ticker:** ITA

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value    | Redeem Value       |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00             | $0.00              |
| WEDBUSH SECURITIES INC                | $0.00             | $0.00              |
| GOLDMAN SACHS & CO                    | $511,548,114.15   | $-287,643,765.05   |
| JEFFERIES LLC                         | $0.00             | $0.00              |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00             | $0.00              |
| MORGAN STANLEY & CO LLC               | $813,904,469.25   | $-810,917,500.60   |
| TRUIST SECURITIES, INC                | $0.00             | $0.00              |
| DEUTSCHE BANK SECURITIES INC          | $0.00             | $0.00              |
| CIBC WORLD MARKETS CORP.              | $0.00             | $0.00              |
| CANTOR FITZGERALD AND CO              | $0.00             | $0.00              |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00             | $0.00              |
| UBS SECURITIES, LLC                   | $0.00             | $0.00              |
| BNP PARIBAS SECURITIES CORP.**        | $352,759,488.35   | $-381,970,011.85   |
| TD PRIME SERVICES LLC                 | $0.00             | $0.00              |
| ABN AMRO CLEARING USA LLC             | $546,582,350.15   | $-68,809,497.10    |
| JP MORGAN SECURITIES LLC              | $21,358,475.25    | $0.00              |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00             | $0.00              |
| SCOTIA CAPITAL USA INC                | $0.00             | $0.00              |
| MIZUHO SECURITIES USA INC             | $0.00             | $0.00              |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00             | $0.00              |
| BARCLAYS CAPITAL INC                  | $0.00             | $0.00              |
| HSBC SECURITIES (USA) INC             | $0.00             | $0.00              |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00             | $0.00              |
| RBC CAPITAL MARKETS LLC               | $416,523,712.55   | $-103,800,752.30   |
| MACQUARIE CAPITAL (USA) INC           | $0.00             | $0.00              |
| INTERACTIVE BROKERS LLC               | $0.00             | $0.00              |
| JANE STREET CAPITAL                   | $956,455,593.40   | $-1,473,443,713.15 |
| CITADEL SECURITIES LLC                | $651,031,363.55   | $-51,464,903.70    |
| WELLS FARGO SECURITIES LLC            | $0.00             | $0.00              |
| SG AMERICAS SECURITIES LLC            | $0.00             | $0.00              |
| VIRTU AMERICAS LLC                    | $749,044,440.10   | $-192,214,593.35   |
| HRT FINANCIAL LLC                     | $0.00             | $0.00              |
| BofA Securities, Inc.                 | $3,153,433,460.10 | $-723,513,142.95   |
| STATE STREET GLOBAL MARKETS LLC       | $0.00             | $0.00              |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00             | $0.00              |
| CITIGROUP GLOBAL MARKETS INC.         | $10,413,239.95    | $0.00              |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.14%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.14%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $198.97

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares U.S. Broker-Dealers & Securities Exchanges ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IAI

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value     |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00            |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00            |
| GOLDMAN SACHS & CO                    | $52,671,908.35   | $-162,537,645.30 |
| JEFFERIES LLC                         | $0.00            | $0.00            |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00            |
| MORGAN STANLEY & CO LLC               | $12,297,277.90   | $-15,844,273.80  |
| TRUIST SECURITIES, INC                | $0.00            | $0.00            |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00            |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00            |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00            |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00            |
| UBS SECURITIES, LLC                   | $0.00            | $0.00            |
| BNP PARIBAS SECURITIES CORP.**        | $58,106,685.30   | $-64,863,497.10  |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00            |
| ABN AMRO CLEARING USA LLC             | $25,171,054.95   | $0.00            |
| JP MORGAN SECURITIES LLC              | $26,884,078.95   | $-33,372,785.00  |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00            |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00            |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00            |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00            |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00            |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00            |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00            |
| RBC CAPITAL MARKETS LLC               | $114,391,511.95  | $-71,354,331.60  |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00            |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00            |
| JANE STREET CAPITAL                   | $147,254,988.25  | $-206,131,825.10 |
| CITADEL SECURITIES LLC                | $121,527,372.25  | $-124,314,609.30 |
| WELLS FARGO SECURITIES LLC            | $25,786,353.30   | $-25,601,232.30  |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00            |
| VIRTU AMERICAS LLC                    | $69,377,309.90   | $-93,467,056.15  |
| HRT FINANCIAL LLC                     | $0.00            | $0.00            |
| BofA Securities, Inc.                 | $317,259,836.15  | $-113,902,742.95 |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00            |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00            |
| CITIGROUP GLOBAL MARKETS INC.         | $0.00            | $0.00            |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 1.02%

- **c.i. Average percentage of value composed of cash (redeemed):** 1.08%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $188.53

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares U.S. Digital Infrastructure and Real Estate ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IDGT

**Item E.2 - Authorized Participants**

| Name                                    | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| BMO Capital Markets Corp.               | $0.00            | $0.00          |
| Wedbush Securities Inc.                 | $0.00            | $0.00          |
| Goldman Sachs & Co. LLC                 | $0.00            | $17,708,990.25 |
| JEFFERIES LLC                           | $0.00            | $0.00          |
| Nomura Securities International, Inc.   | $0.00            | $0.00          |
| Morgan Stanley & Co. LLC                | $0.00            | $0.00          |
| TRUIST SECURITIES, INC                  | $0.00            | $0.00          |
| Deutsche Bank Securities Inc.           | $0.00            | $0.00          |
| CIBC WORLD MARKETS CORP.                | $0.00            | $0.00          |
| Cantor Fitzgerald & Co.                 | $0.00            | $0.00          |
| Cowen and Company, LLC                  | $0.00            | $0.00          |
| UBS Securities LLC                      | $0.00            | $0.00          |
| BNP Paribas Securities Corp.            | $0.00            | $0.00          |
| TD PRIME SERVICES LLC                   | $0.00            | $0.00          |
| ABN AMRO CLEARING USA LLC               | $4,404,034.15    | $0.00          |
| J.P. Morgan Securities LLC/JPMC         | $0.00            | $0.00          |
| BNY Mellon Capital Markets, LLC         | $0.00            | $0.00          |
| Scotia Capital (USA) Inc.               | $0.00            | $0.00          |
| Mizuho Securities USA LLC               | $0.00            | $0.00          |
| National Bank of Canada Financial, Inc. | $0.00            | $0.00          |
| Barclays Capital Inc.                   | $0.00            | $0.00          |
| HSBC Securities (USA) Inc.              | $0.00            | $0.00          |
| Mirae Asset Securities (USA) Inc.       | $0.00            | $0.00          |
| RBC Capital Markets, LLC                | $0.00            | $0.00          |
| Macquarie Capital (USA) Inc.            | $0.00            | $0.00          |
| Interactive Brokers, LLC                | $0.00            | $0.00          |
| Jane Street Capital, LLC                | $0.00            | $0.00          |
| CITADEL SECURITIES LLC                  | $4,311,749.30    | $3,365,348.80  |
| Wells Fargo Securities, LLC             | $0.00            | $0.00          |
| SG Americas Securities, LLC             | $0.00            | $0.00          |
| VIRTU AMERICAS LLC                      | $4,368,063.45    | $0.00          |
| HRT Financial LP                        | $0.00            | $0.00          |
| BofA Securities Inc                     | $13,867,547.50   | $0.00          |
| State Street Global Markets, LLC        | $0.00            | $0.00          |
| NATIXIS SECURITIES AMERICAS LLC         | $0.00            | $0.00          |
| CITIGROUP GLOBAL MARKETS INC.           | $0.00            | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.22%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.25%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $181.25

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares U.S. Healthcare Providers ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IHF

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00           |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00           |
| GOLDMAN SACHS & CO                    | $69,297,019.60   | $-20,649,146.60 |
| JEFFERIES LLC                         | $27,521,704.65   | $0.00           |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00           |
| MORGAN STANLEY & CO LLC               | $11,420,442.75   | $-11,271,485.00 |
| TRUIST SECURITIES, INC                | $0.00            | $0.00           |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00           |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00           |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00           |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00           |
| UBS SECURITIES, LLC                   | $0.00            | $0.00           |
| BNP PARIBAS SECURITIES CORP.**        | $53,476,111.75   | $-37,546,886.35 |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00           |
| ABN AMRO CLEARING USA LLC             | $4,693,698.20    | $-7,262,273.70  |
| JP MORGAN SECURITIES LLC              | $2,205,039.85    | $0.00           |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00           |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00           |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00           |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00           |
| BARCLAYS CAPITAL INC                  | $2,516,511.65    | $0.00           |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00           |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00           |
| RBC CAPITAL MARKETS LLC               | $83,704,841.50   | $-98,221,708.30 |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00           |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00           |
| JANE STREET CAPITAL                   | $40,649,425.75   | $-19,064,388.60 |
| CITADEL SECURITIES LLC                | $37,589,587.00   | $-46,026,132.65 |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00           |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00           |
| VIRTU AMERICAS LLC                    | $36,616,840.20   | $-24,303,658.50 |
| HRT FINANCIAL LLC                     | $0.00            | $0.00           |
| BofA Securities, Inc.                 | $51,640,507.25   | $-24,446,523.30 |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00           |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00           |
| CITIGROUP GLOBAL MARKETS INC.         | $0.00            | $-2,404,656.60  |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 2.07%

- **c.i. Average percentage of value composed of cash (redeemed):** 2.04%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $227.99

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares U.S. Home Construction ETF

**Item E.1 - Exchange**

- **Exchange:** BATS

- **Ticker:** ITB

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value    | Redeem Value       |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00             | $0.00              |
| WEDBUSH SECURITIES INC                | $0.00             | $0.00              |
| GOLDMAN SACHS & CO                    | $406,335,346.20   | $-565,370,451.20   |
| JEFFERIES LLC                         | $0.00             | $0.00              |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00             | $0.00              |
| MORGAN STANLEY & CO LLC               | $756,955,291.50   | $-720,013,277.45   |
| TRUIST SECURITIES, INC                | $0.00             | $0.00              |
| DEUTSCHE BANK SECURITIES INC          | $0.00             | $0.00              |
| CIBC WORLD MARKETS CORP.              | $0.00             | $0.00              |
| CANTOR FITZGERALD AND CO              | $0.00             | $0.00              |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00             | $0.00              |
| UBS SECURITIES, LLC                   | $89,754,188.00    | $-113,659,315.30   |
| BNP PARIBAS SECURITIES CORP.**        | $566,218,776.45   | $-405,778,914.10   |
| TD PRIME SERVICES LLC                 | $0.00             | $0.00              |
| ABN AMRO CLEARING USA LLC             | $385,333,765.50   | $-433,631,881.10   |
| JP MORGAN SECURITIES LLC              | $87,938,531.80    | $-97,857,821.20    |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00             | $0.00              |
| SCOTIA CAPITAL USA INC                | $0.00             | $0.00              |
| MIZUHO SECURITIES USA INC             | $0.00             | $0.00              |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00             | $0.00              |
| BARCLAYS CAPITAL INC                  | $21,579,673.20    | $-14,027,162.05    |
| HSBC SECURITIES (USA) INC             | $0.00             | $0.00              |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00             | $0.00              |
| RBC CAPITAL MARKETS LLC               | $345,679,697.40   | $-247,525,020.50   |
| MACQUARIE CAPITAL (USA) INC           | $0.00             | $0.00              |
| INTERACTIVE BROKERS LLC               | $0.00             | $0.00              |
| JANE STREET CAPITAL                   | $743,839,421.30   | $-800,396,458.45   |
| CITADEL SECURITIES LLC                | $207,861,223.65   | $-240,932,764.60   |
| WELLS FARGO SECURITIES LLC            | $9,014,880.90     | $-17,706,590.20    |
| SG AMERICAS SECURITIES LLC            | $9,014,880.90     | $-9,226,564.20     |
| VIRTU AMERICAS LLC                    | $493,640,438.20   | $-318,322,573.80   |
| HRT FINANCIAL LLC                     | $0.00             | $0.00              |
| BofA Securities, Inc.                 | $1,249,570,344.10 | $-1,331,229,812.55 |
| STATE STREET GLOBAL MARKETS LLC       | $0.00             | $0.00              |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00             | $0.00              |
| CITIGROUP GLOBAL MARKETS INC.         | $463,439,002.15   | $-339,902,579.60   |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.29%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.20%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $207.74

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares U.S. Infrastructure ETF

**Item E.1 - Exchange**

- **Exchange:** BATS

- **Ticker:** IFRA

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value     |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00            |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00            |
| GOLDMAN SACHS & CO                    | $539,564,383.45  | $-507,080,291.30 |
| JEFFERIES LLC                         | $0.00            | $0.00            |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00            |
| MORGAN STANLEY & CO LLC               | $0.00            | $0.00            |
| TRUIST SECURITIES, INC                | $0.00            | $0.00            |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00            |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00            |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00            |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00            |
| UBS SECURITIES, LLC                   | $0.00            | $0.00            |
| BNP PARIBAS SECURITIES CORP.**        | $2,574,138.10    | $-2,632,335.45   |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00            |
| ABN AMRO CLEARING USA LLC             | $2,826,060.90    | $-6,613,222.30   |
| JP MORGAN SECURITIES LLC              | $271,897,850.10  | $-269,059,572.90 |
| BNY MELLON CAPITAL MARKETS LLC        | $402,697,165.25  | $-40,957,980.90  |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00            |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00            |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00            |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00            |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00            |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00            |
| RBC CAPITAL MARKETS LLC               | $112,035,599.30  | $-6,436,626.00   |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00            |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00            |
| JANE STREET CAPITAL                   | $108,679,918.90  | $-14,981,256.20  |
| CITADEL SECURITIES LLC                | $141,090,375.55  | $-49,878,146.65  |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00            |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00            |
| VIRTU AMERICAS LLC                    | $2,649,931.75    | $0.00            |
| HRT FINANCIAL LLC                     | $0.00            | $0.00            |
| BofA Securities, Inc.                 | $103,145,905.80  | $-9,023,115.10   |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00            |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00            |
| CITIGROUP GLOBAL MARKETS INC.         | $0.00            | $0.00            |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.40%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.47%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $339.33

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares U.S. Insurance ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IAK

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value     |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00            |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00            |
| GOLDMAN SACHS & CO                    | $6,747,896.60    | $-6,364,698.20   |
| JEFFERIES LLC                         | $0.00            | $0.00            |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00            |
| MORGAN STANLEY & CO LLC               | $0.00            | $0.00            |
| TRUIST SECURITIES, INC                | $0.00            | $0.00            |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00            |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00            |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00            |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00            |
| UBS SECURITIES, LLC                   | $0.00            | $0.00            |
| BNP PARIBAS SECURITIES CORP.**        | $13,082,634.70   | $-19,540,660.45  |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00            |
| ABN AMRO CLEARING USA LLC             | $19,680,581.70   | $0.00            |
| JP MORGAN SECURITIES LLC              | $0.00            | $0.00            |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00            |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00            |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00            |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00            |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00            |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00            |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00            |
| RBC CAPITAL MARKETS LLC               | $26,787,594.55   | $-204,594,995.15 |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00            |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00            |
| JANE STREET CAPITAL                   | $20,171,013.70   | $-105,036,108.15 |
| CITADEL SECURITIES LLC                | $53,332,955.10   | $-157,166,087.50 |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00            |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00            |
| VIRTU AMERICAS LLC                    | $13,351,412.30   | $-26,558,027.20  |
| HRT FINANCIAL LLC                     | $0.00            | $0.00            |
| BofA Securities, Inc.                 | $26,834,026.50   | $-33,068,596.60  |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00            |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00            |
| CITIGROUP GLOBAL MARKETS INC.         | $0.00            | $0.00            |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 2.01%

- **c.i. Average percentage of value composed of cash (redeemed):** 2.57%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $210.85

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares U.S. Manufacturing ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** MADE

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00          |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00          |
| GOLDMAN SACHS & CO                    | $0.00            | $0.00          |
| JEFFERIES LLC                         | $0.00            | $0.00          |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00          |
| MORGAN STANLEY & CO LLC               | $0.00            | $0.00          |
| TRUIST SECURITIES, INC                | $0.00            | $0.00          |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00          |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00          |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00          |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00          |
| UBS SECURITIES, LLC                   | $0.00            | $0.00          |
| BNP PARIBAS SECURITIES CORP.**        | $0.00            | $0.00          |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00          |
| ABN AMRO CLEARING USA LLC             | $10,378,279.11   | $0.00          |
| JP MORGAN SECURITIES LLC              | $0.00            | $0.00          |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00          |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00          |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00          |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00          |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00          |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00          |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00          |
| RBC CAPITAL MARKETS LLC               | $0.00            | $0.00          |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00          |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00          |
| JANE STREET CAPITAL                   | $9,686,694.06    | $0.00          |
| CITADEL SECURITIES LLC                | $1,397,388.21    | $0.00          |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00          |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00          |
| VIRTU AMERICAS LLC                    | $2,761,145.34    | $0.00          |
| HRT FINANCIAL LLC                     | $0.00            | $0.00          |
| BofA Securities, Inc.                 | $3,918,385.47    | $0.00          |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00          |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00          |
| CITIGROUP GLOBAL MARKETS INC.         | $4,378,122.84    | $-4,467,948.06 |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 30,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.14%

- **c.i. Average percentage of value composed of cash (redeemed):** -1.32%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $287.07

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares U.S. Medical Devices ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IHI

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value     |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00            |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00            |
| GOLDMAN SACHS & CO                    | $264,458,344.60  | $-297,160,658.35 |
| JEFFERIES LLC                         | $0.00            | $0.00            |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00            |
| MORGAN STANLEY & CO LLC               | $171,003,046.80  | $-118,386,938.75 |
| TRUIST SECURITIES, INC                | $0.00            | $0.00            |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00            |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00            |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00            |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00            |
| UBS SECURITIES, LLC                   | $12,152,083.65   | $-2,942,808.55   |
| BNP PARIBAS SECURITIES CORP.**        | $113,830,741.50  | $-116,565,948.90 |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00            |
| ABN AMRO CLEARING USA LLC             | $61,064,797.40   | $-139,097,090.75 |
| JP MORGAN SECURITIES LLC              | $36,476,750.70   | $-73,265,195.65  |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00            |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00            |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00            |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00            |
| BARCLAYS CAPITAL INC                  | $0.00            | $-2,658,611.15   |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00            |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00            |
| RBC CAPITAL MARKETS LLC               | $174,992,971.45  | $-493,635,020.15 |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00            |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00            |
| JANE STREET CAPITAL                   | $157,863,512.15  | $-643,824,360.60 |
| CITADEL SECURITIES LLC                | $3,014,386.80    | $-114,035,721.25 |
| WELLS FARGO SECURITIES LLC            | $17,014,913.35   | $0.00            |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00            |
| VIRTU AMERICAS LLC                    | $17,546,340.90   | $-71,335,236.30  |
| HRT FINANCIAL LLC                     | $0.00            | $0.00            |
| BofA Securities, Inc.                 | $79,170,009.25   | $-160,961,568.40 |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00            |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00            |
| CITIGROUP GLOBAL MARKETS INC.         | $128,154,451.15  | $-44,034,075.90  |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.15%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.18%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $209.10

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares U.S. Oil & Gas Exploration & Production ETF

**Item E.1 - Exchange**

- **Exchange:** BATS

- **Ticker:** IEO

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00           |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00           |
| GOLDMAN SACHS & CO                    | $5,871,841.15    | $0.00           |
| JEFFERIES LLC                         | $14,623,086.75   | $0.00           |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00           |
| MORGAN STANLEY & CO LLC               | $0.00            | $0.00           |
| TRUIST SECURITIES, INC                | $0.00            | $0.00           |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00           |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00           |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00           |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00           |
| UBS SECURITIES, LLC                   | $0.00            | $0.00           |
| BNP PARIBAS SECURITIES CORP.**        | $26,542,396.40   | $-4,515,344.35  |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00           |
| ABN AMRO CLEARING USA LLC             | $15,578,407.90   | $0.00           |
| JP MORGAN SECURITIES LLC              | $0.00            | $0.00           |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00           |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00           |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00           |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00           |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00           |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00           |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00           |
| RBC CAPITAL MARKETS LLC               | $0.00            | $-53,259,707.65 |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00           |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00           |
| JANE STREET CAPITAL                   | $0.00            | $-12,276,780.50 |
| CITADEL SECURITIES LLC                | $16,784,492.50   | $-34,633,920.95 |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00           |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00           |
| VIRTU AMERICAS LLC                    | $10,854,575.95   | $-26,002,068.00 |
| HRT FINANCIAL LLC                     | $0.00            | $0.00           |
| BofA Securities, Inc.                 | $11,676,023.10   | $-12,921,105.50 |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00           |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00           |
| CITIGROUP GLOBAL MARKETS INC.         | $0.00            | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.33%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.40%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $207.27

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares U.S. Oil Equipment & Services ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IEZ

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00           |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00           |
| GOLDMAN SACHS & CO                    | $41,524,211.65   | $-2,224,046.45  |
| JEFFERIES LLC                         | $0.00            | $0.00           |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00           |
| MORGAN STANLEY & CO LLC               | $6,826,842.10    | $-4,642,031.00  |
| TRUIST SECURITIES, INC                | $0.00            | $0.00           |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00           |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00           |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00           |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00           |
| UBS SECURITIES, LLC                   | $0.00            | $0.00           |
| BNP PARIBAS SECURITIES CORP.**        | $7,343,346.70    | $-10,696,735.20 |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00           |
| ABN AMRO CLEARING USA LLC             | $23,837,660.00   | $-6,239,235.85  |
| JP MORGAN SECURITIES LLC              | $1,021,500.45    | $-1,308,719.65  |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00           |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00           |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00           |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00           |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00           |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00           |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00           |
| RBC CAPITAL MARKETS LLC               | $20,085,818.65   | $-6,639,950.00  |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00           |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00           |
| JANE STREET CAPITAL                   | $42,601,907.45   | $-22,021,298.00 |
| CITADEL SECURITIES LLC                | $41,637,130.10   | $-15,871,985.40 |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00           |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00           |
| VIRTU AMERICAS LLC                    | $29,354,254.20   | $-9,387,156.65  |
| HRT FINANCIAL LLC                     | $0.00            | $0.00           |
| BofA Securities, Inc.                 | $82,918,567.90   | $-17,820,504.45 |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00           |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00           |
| CITIGROUP GLOBAL MARKETS INC.         | $4,041,641.75    | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.20%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.30%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $187.37

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares U.S. Pharmaceuticals ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IHE

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00           |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00           |
| GOLDMAN SACHS & CO                    | $24,831,656.00   | $-24,376,223.00 |
| JEFFERIES LLC                         | $0.00            | $0.00           |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00           |
| MORGAN STANLEY & CO LLC               | $17,054,562.80   | $-16,979,623.80 |
| TRUIST SECURITIES, INC                | $0.00            | $0.00           |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00           |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00           |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00           |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00           |
| UBS SECURITIES, LLC                   | $0.00            | $0.00           |
| BNP PARIBAS SECURITIES CORP.**        | $17,629,929.40   | $-15,417,394.65 |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00           |
| ABN AMRO CLEARING USA LLC             | $19,859,548.50   | $0.00           |
| JP MORGAN SECURITIES LLC              | $28,529,554.45   | $0.00           |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00           |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00           |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00           |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00           |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00           |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00           |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00           |
| RBC CAPITAL MARKETS LLC               | $34,444,539.40   | $-54,822,281.40 |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00           |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00           |
| JANE STREET CAPITAL                   | $83,376,507.30   | $-17,298,934.65 |
| CITADEL SECURITIES LLC                | $109,748,548.55  | $-43,720,963.20 |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00           |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00           |
| VIRTU AMERICAS LLC                    | $73,019,504.35   | $-10,158,842.30 |
| HRT FINANCIAL LLC                     | $0.00            | $0.00           |
| BofA Securities, Inc.                 | $41,822,915.15   | $-15,725,960.40 |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00           |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00           |
| CITIGROUP GLOBAL MARKETS INC.         | $0.00            | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.41%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.31%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $208.25

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares U.S. Real Estate ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IYR

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value    | Redeem Value       |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $66,314,653.30    | $-66,188,692.50    |
| WEDBUSH SECURITIES INC                | $0.00             | $0.00              |
| GOLDMAN SACHS & CO                    | $1,207,321,038.25 | $-861,203,358.50   |
| JEFFERIES LLC                         | $18,823,089.40    | $-18,696,584.00    |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00             | $0.00              |
| MORGAN STANLEY & CO LLC               | $1,059,940,885.65 | $-1,633,426,566.55 |
| TRUIST SECURITIES, INC                | $0.00             | $0.00              |
| DEUTSCHE BANK SECURITIES INC          | $0.00             | $0.00              |
| CIBC WORLD MARKETS CORP.              | $0.00             | $0.00              |
| CANTOR FITZGERALD AND CO              | $0.00             | $0.00              |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00             | $0.00              |
| UBS SECURITIES, LLC                   | $133,165,466.20   | $-134,659,843.60   |
| BNP PARIBAS SECURITIES CORP.**        | $1,816,359,960.50 | $-1,830,213,959.40 |
| TD PRIME SERVICES LLC                 | $0.00             | $0.00              |
| ABN AMRO CLEARING USA LLC             | $1,930,710,000.55 | $-1,513,595,447.30 |
| JP MORGAN SECURITIES LLC              | $103,485,540.10   | $-123,413,348.80   |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00             | $0.00              |
| SCOTIA CAPITAL USA INC                | $0.00             | $0.00              |
| MIZUHO SECURITIES USA INC             | $0.00             | $0.00              |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00             | $0.00              |
| BARCLAYS CAPITAL INC                  | $548,469,843.25   | $-617,018,708.55   |
| HSBC SECURITIES (USA) INC             | $0.00             | $0.00              |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00             | $0.00              |
| RBC CAPITAL MARKETS LLC               | $493,408,879.15   | $-817,662,345.45   |
| MACQUARIE CAPITAL (USA) INC           | $0.00             | $0.00              |
| INTERACTIVE BROKERS LLC               | $0.00             | $0.00              |
| JANE STREET CAPITAL                   | $1,426,687,447.70 | $-501,186,271.65   |
| CITADEL SECURITIES LLC                | $273,130,989.95   | $-1,325,650,604.90 |
| WELLS FARGO SECURITIES LLC            | $82,174,193.30    | $-24,204,401.75    |
| SG AMERICAS SECURITIES LLC            | $9,391,656.30     | $-83,028,769.00    |
| VIRTU AMERICAS LLC                    | $136,622,169.50   | $-345,132,035.80   |
| HRT FINANCIAL LLC                     | $76,928,896.90    | $-19,332,425.30    |
| BofA Securities, Inc.                 | $3,164,865,745.90 | $-2,113,326,465.50 |
| STATE STREET GLOBAL MARKETS LLC       | $0.00             | $0.00              |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00             | $0.00              |
| CITIGROUP GLOBAL MARKETS INC.         | $635,924,799.90   | $-586,899,061.85   |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.33%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.34%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $228.38

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares U.S. Regional Banks ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** IAT

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value     |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00            |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00            |
| GOLDMAN SACHS & CO                    | $16,108,308.70   | $-20,481,647.00  |
| JEFFERIES LLC                         | $0.00            | $0.00            |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00            |
| MORGAN STANLEY & CO LLC               | $13,135,688.50   | $-16,170,373.50  |
| TRUIST SECURITIES, INC                | $0.00            | $0.00            |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00            |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00            |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00            |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00            |
| UBS SECURITIES, LLC                   | $0.00            | $0.00            |
| BNP PARIBAS SECURITIES CORP.**        | $22,366,432.35   | $-21,884,087.10  |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00            |
| ABN AMRO CLEARING USA LLC             | $20,191,289.70   | $-27,930,254.90  |
| JP MORGAN SECURITIES LLC              | $0.00            | $0.00            |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00            |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00            |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00            |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00            |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00            |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00            |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00            |
| RBC CAPITAL MARKETS LLC               | $63,280,825.15   | $-127,732,206.20 |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00            |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00            |
| JANE STREET CAPITAL                   | $16,458,074.15   | $-52,474,974.10  |
| CITADEL SECURITIES LLC                | $23,234,838.80   | $-75,827,166.55  |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00            |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00            |
| VIRTU AMERICAS LLC                    | $16,441,715.95   | $-75,224,124.15  |
| HRT FINANCIAL LLC                     | $0.00            | $0.00            |
| BofA Securities, Inc.                 | $69,370,643.50   | $-65,654,600.70  |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00            |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00            |
| CITIGROUP GLOBAL MARKETS INC.         | $0.00            | $0.00            |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.43%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.54%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $191.25

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares U.S. Telecommunications ETF

**Item E.1 - Exchange**

- **Exchange:** BATS

- **Ticker:** IYZ

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value     |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00            |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00            |
| GOLDMAN SACHS & CO                    | $129,158,390.55  | $-130,974,918.45 |
| JEFFERIES LLC                         | $0.00            | $0.00            |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00            |
| MORGAN STANLEY & CO LLC               | $82,529,586.90   | $-73,030,143.70  |
| TRUIST SECURITIES, INC                | $0.00            | $0.00            |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00            |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00            |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00            |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00            |
| UBS SECURITIES, LLC                   | $9,608,123.75    | $0.00            |
| BNP PARIBAS SECURITIES CORP.**        | $122,758,515.05  | $-141,897,537.65 |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00            |
| ABN AMRO CLEARING USA LLC             | $133,305,563.20  | $-80,947,083.85  |
| JP MORGAN SECURITIES LLC              | $24,657,650.00   | $-1,646,097.95   |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00            |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00            |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00            |
| NATIONAL BANK OF CANADA FINANCIAL INC | $1,600,710.40    | $-1,609,594.80   |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00            |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00            |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00            |
| RBC CAPITAL MARKETS LLC               | $471,732,719.75  | $-400,510,777.80 |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00            |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00            |
| JANE STREET CAPITAL                   | $144,166,906.25  | $-200,990,602.15 |
| CITADEL SECURITIES LLC                | $338,692,101.85  | $-181,667,557.40 |
| WELLS FARGO SECURITIES LLC            | $116,144,863.55  | $-116,447,557.40 |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00            |
| VIRTU AMERICAS LLC                    | $47,472,047.30   | $-84,599,134.95  |
| HRT FINANCIAL LLC                     | $0.00            | $0.00            |
| BofA Securities, Inc.                 | $72,101,253.40   | $-57,311,046.15  |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00            |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00            |
| CITIGROUP GLOBAL MARKETS INC.         | $851,126,549.75  | $-873,210,973.85 |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.38%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.38%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $176.06

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### iShares US Small Cap Value Factor ETF

**Item E.1 - Exchange**

- **Exchange:** BATS

- **Ticker:** SVAL

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| BMO CAPITAL MARKETS CORP              | $0.00            | $0.00           |
| WEDBUSH SECURITIES INC                | $0.00            | $0.00           |
| GOLDMAN SACHS & CO                    | $0.00            | $-76,849,508.50 |
| JEFFERIES LLC                         | $0.00            | $0.00           |
| NOMURA SECURITIES INTERNATIONAL INC   | $0.00            | $0.00           |
| MORGAN STANLEY & CO LLC               | $0.00            | $0.00           |
| TRUIST SECURITIES, INC                | $0.00            | $0.00           |
| DEUTSCHE BANK SECURITIES INC          | $0.00            | $0.00           |
| CIBC WORLD MARKETS CORP.              | $0.00            | $0.00           |
| CANTOR FITZGERALD AND CO              | $0.00            | $0.00           |
| COWEN EXECUTION SOLUTIONS LLC         | $0.00            | $0.00           |
| UBS SECURITIES, LLC                   | $0.00            | $0.00           |
| BNP PARIBAS SECURITIES CORP.**        | $0.00            | $0.00           |
| TD PRIME SERVICES LLC                 | $0.00            | $0.00           |
| ABN AMRO CLEARING USA LLC             | $3,506,667.05    | $0.00           |
| JP MORGAN SECURITIES LLC              | $0.00            | $0.00           |
| BNY MELLON CAPITAL MARKETS LLC        | $0.00            | $0.00           |
| SCOTIA CAPITAL USA INC                | $0.00            | $0.00           |
| MIZUHO SECURITIES USA INC             | $0.00            | $0.00           |
| NATIONAL BANK OF CANADA FINANCIAL INC | $0.00            | $0.00           |
| BARCLAYS CAPITAL INC                  | $0.00            | $0.00           |
| HSBC SECURITIES (USA) INC             | $0.00            | $0.00           |
| MIRAE ASSET SECURITIES (USA) INC      | $0.00            | $0.00           |
| RBC CAPITAL MARKETS LLC               | $3,707,339.10    | $0.00           |
| MACQUARIE CAPITAL (USA) INC           | $0.00            | $0.00           |
| INTERACTIVE BROKERS LLC               | $0.00            | $0.00           |
| JANE STREET CAPITAL                   | $0.00            | $-1,794,048.50  |
| CITADEL SECURITIES LLC                | $99,245,479.05   | $-6,590,605.05  |
| WELLS FARGO SECURITIES LLC            | $0.00            | $0.00           |
| SG AMERICAS SECURITIES LLC            | $0.00            | $0.00           |
| VIRTU AMERICAS LLC                    | $1,613,273.00    | $-3,371,984.90  |
| HRT FINANCIAL LLC                     | $0.00            | $0.00           |
| BofA Securities, Inc.                 | $1,775,126.30    | $-5,405,639.20  |
| STATE STREET GLOBAL MARKETS LLC       | $0.00            | $0.00           |
| NATIXIS SECURITIES AMERICAS LLC       | $0.00            | $0.00           |
| CITIGROUP GLOBAL MARKETS INC.         | $0.00            | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 6.07%

- **c.i. Average percentage of value composed of cash (redeemed):** 7.26%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $435.62

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

## N-CEN: Part G: Attachments

**Item G.1a. Attachments.**

Attachments applicable to all Registrants. All Registrants shall file the following attachments, as applicable, with the current report. Indicate the attachments filed with the current report by checking the applicable items below:

- [ ] i. Legal proceedings

- [ ] ii. Provision of financial support

- [x] iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only)

- [ ] iv. Change in accounting principles and practices

- [ ] v. Information required to be filed pursuant to exemptive orders

- [ ] vi. Other information required to be included as an attachment pursuant to Commission rules and regulations

## N-CEN: Signature

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to a be signed on its behalf by the undersigned hereunto duly authorized.

**Registrant:** iShares Trust

**Date:** 2026-06-15

**Signature:** Chuck Pulsfort

**Title:** Assistant Treasurer