# EDGAR Filing Document

**Accession Number:** 0001538716
**File Stem:** 0000921895-25-001686
**Filing Date:** 2025-6
**Character Count:** 6405
**Document Hash:** 5c673571f3a6d1bac69bdb2668a8173a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000921895-25-001686.hdr.sgml**: 20250603

**ACCESSION NUMBER**: 0000921895-25-001686

**CONFORMED SUBMISSION TYPE**: DFAN14A

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20250603

**DATE AS OF CHANGE**: 20250603

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Oportun Financial Corp
- **CENTRAL INDEX KEY:** 0001538716
- **STANDARD INDUSTRIAL CLASSIFICATION:** FINANCE SERVICES [6199]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 453361983
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** DFAN14A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39050
- **FILM NUMBER:** 251021063

**BUSINESS ADDRESS:**
- **STREET 1:** 2 CIRCLE STAR WAY
- **CITY:** SAN CARLOS
- **STATE:** CA
- **ZIP:** 94070
- **BUSINESS PHONE:** (650) 810-8823

**MAIL ADDRESS:**
- **STREET 1:** 2 CIRCLE STAR WAY
- **CITY:** SAN CARLOS
- **STATE:** CA
- **ZIP:** 94070

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Progreso Financiero Holdings, Inc.
- **DATE OF NAME CHANGE:** 20120104
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FINDELL CAPITAL MANAGEMENT LLC
- **CENTRAL INDEX KEY:** 0001814465

**ORGANIZATION NAME:**
- **EIN:** 834341973
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** DFAN14A

**BUSINESS ADDRESS:**
- **STREET 1:** 88 PINE STREET
- **STREET 2:** SUITE 2240
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10005
- **BUSINESS PHONE:** 646-907-5217

**MAIL ADDRESS:**
- **STREET 1:** 88 PINE STREET
- **STREET 2:** SUITE 2240
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10005

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIN Capital Management LLC
- **DATE OF NAME CHANGE:** 20200608

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**SCHEDULE 14A**

(Rule 14a-101)

INFORMATION REQUIRED IN PROXY STATEMENT

SCHEDULE 14A INFORMATION

Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

(Amendment No.)

Filed by the Registrant ☐

Filed by a Party other than the Registrant ☒

Check the appropriate box:

☐ Preliminary Proxy Statement

☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

☐ Definitive Proxy Statement

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;☒ Definitive Additional Materials

☐ Soliciting Material Under § 240.14a-12

---

| |
|:---|
| OPORTUN FINANCIAL CORPORATION |
| (Name of Registrant as Specified In Its Charter) |
| FINDELL CAPITAL MANAGEMENT LLC<br> FINDELL CAPITAL PARTNERS LP<br> FINN MANAGEMENT GP LLC<br> BRIAN FINN<br> WARREN WILCOX |
| (Name of Persons(s) Filing Proxy Statement, if other than the Registrant) |

---

Payment of Filing Fee (Check all boxes that apply):

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;☒ No fee required

☐ Fee paid previously with preliminary materials

☐ Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11

Findell Capital Management LLC, together with the other participants in its solicitation (collectively, "<u>Findell</u>"), has filed a definitive proxy statement and accompanying **WHITE** universal proxy card with the U.S. Securities and Exchange Commission to be used to solicit votes for the election of Findell's slate of director nominees at the 2025 annual meeting of stockholders of Oportun Financial Corporation, a Delaware corporation (the "Company").

Item 1: On June 3, 2025, Findell issued the following press release:

FINDELL CAPITAL MANAGEMENT URGES OPORTUN STOCKHOLDERS TO VOTE THE WHITE PROXY CARD TO ELECT AN INDEPENDENT CONSUMER FINANCIAL SERVICES EXPERT TO THE BOARD

News provided by

**Findell Capital Management, LLC** 

Jun 03, 2025, 16:08 ET

NEW YORK, June 3, 2025 /PRNewswire/ -- Findell Capital Management LLC (collectively with its affiliates, "Findell", "we" or "us"), one of the largest stockholders of Oportun Financial Corporation (NASDAQ: **OPRT**), today issued an open letter to its fellow stockholders.

The full text of the letter can be found here: **Findell Letter to OPRT Stockholders (June 3, 2025)**

We urge stockholders to vote on the enclosed **<u>WHITE</u>** proxy card to:

&nbsp;&nbsp;&nbsp;&nbsp;· Elect our highly qualified and independent candidate, Warren Wilcox, who is a seasoned director and executive with financial
services expertise and fresh ideas for enhancing value.

&nbsp;&nbsp;&nbsp;&nbsp;· Reelect the newly appointed and highly qualified Carlos Minetti, who, while a minority in a boardroom dominated by inexperience
and close ties to CEO Raul Vazquez, has the independence and experience we believe is crucial to delivering value at Oportun.

&nbsp;&nbsp;&nbsp;&nbsp;· Reject the continued Board service of failed CEO Raul Vazquez to finally provide our directors with an unobstructed forum
for evaluating his record, providing long-overdue oversight and considering potential replacements.

**We, as stockholders, have a fleeting opportunity to mitigate Mr. Vazquez's value-destructive influence at this year's Annual Meeting. The Board's "classified" structure means he may not appear on the ballot again until 2028 or later (even if the Board is declassified at the Annual Meeting, Mr. Vazquez's three-year term would not be reduced). This is the moment to lay a foundation for a lasting turnaround by removing Mr. Vazquez from the Board. Importantly, if you have already voted for Mr. Vazquez on the Company's proxy card by mail, internet or phone, a later-dated vote on the enclosed WHITE proxy card will revoke your prior vote. Only your latest dated vote counts! Visit** **www.OpportunityAtOportun.com for information on how to vote.**

Contact:

Findell Capital Management, LLC<br> 88 Pine Street, 22nd Fl.<br> New York, NY 10005<br> **info@findell.us**

OR

Saratoga Proxy Consulting LLC<br> John Ferguson<br> **info@saratogaproxy.com**

Item 2: Also on June 3, 2025, Findell issued a letter to stockholders of the Company, which is attached hereto in <u>Exhibit 99.1</u> and incorporated herein by reference.

Item 3: Also on June 3, 2025, Findell published certain materials on www.OpportunityAtOportun.com, which are attached hereto in <u>Exhibit 99.1</u> and incorporated herein by reference.

### Attached PDF Documents

**Attachment 1:** `ex991dfan14a13982002_060325.pdf`

_No text found in this document._