# EDGAR Filing Document

**Accession Number:** 0000887509
**File Stem:** 0001752724-23-009967
**Filing Date:** 2023-1
**Character Count:** 18359
**Document Hash:** 8e4821ea4bcef2b0d3cf8ae26d414e2b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-009967.hdr.sgml**: 20230124

**ACCESSION NUMBER**: 0001752724-23-009967

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230124

**DATE AS OF CHANGE**: 20230124

**PERIOD START**: 20230531

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BlackRock Capital Appreciation Fund, Inc.
- **CENTRAL INDEX KEY:** 0000887509
- **IRS NUMBER:** 223186366
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-06669
- **FILM NUMBER:** 23548931

**BUSINESS ADDRESS:**
- **STREET 1:** 100 BELLEVUE PARKWAY
- **CITY:** WILMINGTON
- **STATE:** DE
- **ZIP:** 19809
- **BUSINESS PHONE:** 800-441-7762

**MAIL ADDRESS:**
- **STREET 1:** 100 BELLEVUE PARKWAY
- **CITY:** WILMINGTON
- **STATE:** DE
- **ZIP:** 19809

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BLACKROCK FUNDAMENTAL GROWTH FUND, INC.
- **DATE OF NAME CHANGE:** 20061002

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MERRILL LYNCH FUNDAMENTAL GROWTH FUND INC
- **DATE OF NAME CHANGE:** 19920929

## Series and Classes Contracts Data

### BLACKROCK CAPITAL APPRECIATION FUND, INC. (Series ID: S000002520)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000006952 | Investor A    |  |
| C000006954 | Investor C    |  |
| C000006955 | Institutional |  |
| C000006956 | Class R       |  |
| C000088417 | Class K       |  |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** BlackRock Capital Appreciation Fund, Inc.

- **b. Investment Company Act file number:** 811-06669

- **c. CIK number of Registrant:** 0000887509

- **d. LEI of Registrant:** 549300QS6NT0JK4H2706

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 100 Bellevue Parkway

  - **City:** Wilmington

  - **State:** DE

  - **Foreign country:** US

  - **Zip / Postal Code:** 19809

  - **Telephone number:** 800-441-7762

**Item A.2. Information about the Series.**

- **a. Name of Series:** BlackRock Capital Appreciation Fund, Inc.

- **b. EDGAR series identifier (if any):** S000002520

- **c. LEI of Series:** 549300QS6NT0JK4H2706

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-05-31

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $2973689043.98

**Total Liabilities:** $7247984.18

**Net Assets:** $2966441059.80

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000006952 | -10.97%              | 3.96%                | 5.78%                |
| Class ID C000006956 | -11.02%              | 3.94%                | 5.69%                |
| Class ID C000088417 | -10.96%              | 4.03%                | 5.77%                |
| Class ID C000006955 | -10.98%              | 3.99%                | 5.80%                |
| Class ID C000006954 | -11.03%              | 3.90%                | 5.71%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $21875265.42             | $-379332758.41                             |
| Month 2  | $-20739475.23            | $137457595.79                              |
| Month 3  | $-9164825.96             | $173875132.86                              |

### Schedule of Portfolio Investments

| Name                             | Title                               | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Bytedance Ltd Series E-1         | Bytedance Ltd Series E-1            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    177291 | NS      | $28879994.52  | 0.97%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Blackstone Inc                   | Blackstone Inc                      | CUSIP: 09260D107<br>LEI: 5299004LW4QWGZUB8Y96 | Long             | EC               | CORP              | US        |    470453 | NS      | $43060563.09  | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc                        | Apple Inc                           | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |   1740317 | NS      | $257619125.51 | 8.68%             |  |  |  | No            |                  1 | On Loan: No      |
| INTUIT INC                       | INTUIT INC                          | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |    296653 | NS      | $120912796.27 | 4.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Cadence Design Systems Inc       | Cadence Design Systems Inc          | CUSIP: 127387108<br>LEI: GCT7RXJOGLXPV0NXZY22 | Long             | EC               | CORP              | US        |    333461 | NS      | $57368630.44  | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| AstraZeneca PLC                  | AstraZeneca PLC                     | CUSIP: 046353108<br>LEI: PY6ZZQWO2IZFZC3IOL08 | Long             | EC               | CORP              | GB        |    754701 | NS      | $51297026.97  | 1.73%             |  |  |  | No            |                  1 | On Loan: No      |
| ServiceNow Inc                   | ServiceNow Inc                      | CUSIP: 81762P102<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               | CORP              | US        |    153162 | NS      | $63761340.60  | 2.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Lonza Group AG                   | Lonza Group AG                      | CUSIP: 000000000<br>LEI: 549300EFW4H2TCZ71055 | Long             | EC               | CORP              | CH        |     71500 | NS      | $37615612.53  | 1.27%             |  |  |  | No            |                  2 | On Loan: No      |
| MASTERCARD INC                   | MASTERCARD INC - A                  | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |    215172 | NS      | $76687300.80  | 2.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Cintas Corp                      | Cintas Corp                         | CUSIP: 172908105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     69624 | NS      | $32150970.72  | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| MICROSOFT CORP                   | MICROSOFT CORP                      | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |    993161 | NS      | $253395097.54 | 8.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Adyen NV                         | Adyen NV                            | CUSIP: 000000000<br>LEI: 724500973ODKK3IFQ447 | Long             | EC               | CORP              | NL        |      7626 | NS      | $12013381.28  | 0.40%             |  |  |  | No            |                  2 | On Loan: No      |
| Match Group Inc                  | Match Group Inc                     | CUSIP: 57667L107<br>LEI: 15OMOPB0A8K0EFUVD031 | Long             | EC               | CORP              | US        |    961057 | NS      | $48591041.92  | 1.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Marvell Technology Inc           | Marvell Technology Inc              | CUSIP: 573874104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1293326 | NS      | $60165525.52  | 2.03%             |  |  |  | No            |                  1 | On Loan: No      |
| ZOETIS INC                       | ZOETIS INC                          | CUSIP: 98978V103<br>LEI: 549300HD9Q1LOC9KLJ48 | Long             | EC               | CORP              | US        |    306735 | NS      | $47280132.90  | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| TransDigm Group Inc              | TransDigm Group Inc                 | CUSIP: 893641100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    115526 | NS      | $72608091.00  | 2.45%             |  |  |  | No            |                  1 | On Loan: No      |
| MSCI Inc                         | MSCI Inc                            | CUSIP: 55354G100<br>LEI: 549300HTIN2PD78UB763 | Long             | EC               | CORP              | US        |     66457 | NS      | $33748858.31  | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Waste Connections Inc            | Waste Connections Inc               | CUSIP: 94106B101<br>LEI: 549300HDLRTPBQU69P29 | Long             | EC               | CORP              | US        |    171201 | NS      | $24738544.50  | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Boston Scientific Corp           | Boston Scientific Corp              | CUSIP: 101137107<br>LEI: Y6ZDD9FP4P8JSSJMW954 | Long             | EC               | CORP              | US        |    670447 | NS      | $30351135.69  | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                        | Tesla Inc                           | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |    411354 | NS      | $80090623.80  | 2.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Danaher Corp                     | Danaher Corp                        | CUSIP: 235851102<br>LEI: S4BKK9OTCEWQ3YHPFM11 | Long             | EC               | CORP              | US        |    244437 | NS      | $66831520.17  | 2.25%             |  |  |  | No            |                  1 | On Loan: No      |
| LVMH Moet Hennessy Louis Vuitt   | LVMH Moet Hennessy Louis Vuitton SE | CUSIP: 000000000<br>LEI: IOG4E947OATN0KJYSD45 | Long             | EC               | CORP              | FR        |     98484 | NS      | $76426420.72  | 2.58%             |  |  |  | No            |                  2 | On Loan: No      |
| Evolution AB                     | Evolution AB                        | CUSIP: 000000000<br>LEI: 549300SUH6ZR1RF6TA88 | Long             | EC               | CORP              | SE        |    511942 | NS      | $52732049.96  | 1.78%             |  |  |  | No            |                  2 | On Loan: No      |
| UNITEDHEALTH GROUP INC           | UNITEDHEALTH GROUP INC              | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |    189480 | NS      | $103789564.80 | 3.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Prologis Inc                     | Prologis Inc                        | CUSIP: 74340W103<br>LEI: 529900DFH19P073LZ636 | Long             | EC               | CORP              | US        |    141430 | NS      | $16659039.70  | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Chipotle Mexican Grill Inc       | Chipotle Mexican Grill Inc          | CUSIP: 169656105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     25979 | NS      | $42266793.84  | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| ALPHABET INC                     | ALPHABET INC-CL A                   | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |   1382914 | NS      | $139660484.86 | 4.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Cheniere Energy Inc              | Cheniere Energy Inc                 | CUSIP: 16411R208<br>LEI: MIHC87W9WTYSYZWV1J40 | Long             | EC               | CORP              | US        |    241033 | NS      | $42267546.88  | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Bill.com Holdings Inc            | Bill.com Holdings Inc               | CUSIP: 090043100<br>LEI: 549300IBF9VZZIGOZW63 | Long             | EC               | CORP              | US        |    184566 | NS      | $22225437.72  | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| S&P GLOBAL INC                   | S&P GLOBAL INC                      | CUSIP: 78409V104<br>LEI: Y6X4K52KMJMZE7I7MY94 | Long             | EC               | CORP              | US        |    240053 | NS      | $84690698.40  | 2.85%             |  |  |  | No            |                  1 | On Loan: No      |
| NIKE INC                         | NIKE INC -CL B                      | CUSIP: 654106103<br>LEI: 787RXPR0UX0O0XUXPZ81 | Long             | EC               | CORP              | US        |    591008 | NS      | $64827667.52  | 2.19%             |  |  |  | No            |                  1 | On Loan: No      |
| SHERWIN-WILLIAMS CO/THE          | SHERWIN-WILLIAMS CO/THE             | CUSIP: 824348106<br>LEI: Z15BMIOX8DDH0X2OBP21 | Long             | EC               | CORP              | US        |    156309 | NS      | $38949076.62  | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp                      | NVIDIA Corp                         | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |    260951 | NS      | $44160737.73  | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| VISA INC                         | VISA INC-CLASS A SHARES             | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |    665529 | NS      | $144419793.00 | 4.87%             |  |  |  | No            |                  1 | On Loan: No      |
| EQT Corp                         | EQT Corp                            | CUSIP: 26884L109<br>LEI: 4NT01YGM4X7ZX86ISY52 | Long             | EC               | CORP              | US        |    289301 | NS      | $12269255.41  | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| KLA Corp                         | KLA Corp                            | CUSIP: 482480100<br>LEI: 549300H0BF5JCG96TJ81 | Long             | EC               | CORP              | US        |    140070 | NS      | $55068520.50  | 1.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro Devices Inc       | Advanced Micro Devices Inc          | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |    656775 | NS      | $50985443.25  | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| IDEXX Laboratories Inc           | IDEXX Laboratories Inc              | CUSIP: 45168D104<br>LEI: OGMTXK0LUU1HKV2P0J84 | Long             | EC               | CORP              | US        |    110795 | NS      | $47184266.65  | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| ASML Holding NV                  | ASML Holding NV                     | CUSIP: 000000000<br>LEI: 724500Y6DUVHQD6OXN27 | Long             | EC               | CORP              | NL        |    165718 | NS      | $100776430.16 | 3.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Thermo Fisher Scientific Inc     | Thermo Fisher Scientific Inc        | CUSIP: 883556102<br>LEI: HCHV7422L5HDJZCRFL38 | Long             | EC               | CORP              | US        |     94801 | NS      | $53109416.22  | 1.79%             |  |  |  | No            |                  1 | On Loan: No      |
| MongoDB Inc                      | MongoDB Inc                         | CUSIP: 60937P106<br>LEI: 549300TPTG69WKWE1Z37 | Long             | EC               | CORP              | US        |     26790 | NS      | $4090565.10   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| AMAZON.COM INC                   | AMAZON.COM INC                      | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |   1968447 | NS      | $190033873.38 | 6.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuitive Surgical Inc           | Intuitive Surgical Inc              | CUSIP: 46120E602<br>LEI: 54930052SRG011710797 | Long             | EC               | CORP              | US        |    240043 | NS      | $64905226.77  | 2.19%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Liquidity Funds T-Fund | BlackRock Liquidity Funds T-Fund    | CUSIP: 09248U718<br>LEI: 5493002L9DNZ83RX7V61 | Long             | STIV             | RF                | US        |  19004489 | NS      | $19004488.51  | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-24

**Name of Applicant:** BlackRock Capital Appreciation Fund, Inc.

**Signature:** Ann Frechette

**Name of Signer:** Ann Frechette

**Title:** Assistant Treasurer