# EDGAR Filing Document

**Accession Number:** 0001031847
**File Stem:** 0001104659-23-018484
**Filing Date:** 2023-2
**Character Count:** 12142
**Document Hash:** 9fc7231f3fae7c110c629d85a732b686
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-23-018484.hdr.sgml**: 20230210

**ACCESSION NUMBER**: 0001104659-23-018484

**CONFORMED SUBMISSION TYPE**: SC 13G/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230210

**DATE AS OF CHANGE**: 20230210

**GROUP MEMBERS**: RICHARD A. MILLER & SANDRA J. HORNING, TRUSTEES OF THE MILLER-HORNING FAMILY TRUST U/A/D JANUARY 25, 1985

**GROUP MEMBERS**: SANDRA J. HORNING

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Corvus Pharmaceuticals, Inc.
- **CENTRAL INDEX KEY:** 0001626971
- **STANDARD INDUSTRIAL CLASSIFICATION:** PHARMACEUTICAL PREPARATIONS [2834]
- **IRS NUMBER:** 464670809
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SC 13G/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-89443
- **FILM NUMBER:** 23611643

**BUSINESS ADDRESS:**
- **STREET 1:** 863 MITTEN ROAD
- **STREET 2:** SUITE 102
- **CITY:** BURLINGAME
- **STATE:** CA
- **ZIP:** 94010
- **BUSINESS PHONE:** (650) 900-4520

**MAIL ADDRESS:**
- **STREET 1:** 863 MITTEN ROAD
- **STREET 2:** SUITE 102
- **CITY:** BURLINGAME
- **STATE:** CA
- **ZIP:** 94010
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MILLER RICHARD A MD
- **CENTRAL INDEX KEY:** 0001031847

**FILING VALUES:**
- **FORM TYPE:** SC 13G/A

**MAIL ADDRESS:**
- **STREET 1:** PHARMACYCLICS INC
- **STREET 2:** 995 E ARQUES AVE
- **CITY:** SUNNYVALE
- **STATE:** CA
- **ZIP:** 94085-4521

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

**(Amendment No. 7)**<sup>\*</sup>

**Corvus Pharmaceuticals, Inc.**

(Name of Issuer)

Common Stock, $0.0001 par value per share

(Title of Class of Securities)

221015 10 0

(CUSIP Number)

December 31, 2022

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

◻ Rule 13d-1(b)

◻ Rule 13d-1(c)

⌧ Rule 13d-1(d)

<sup>\*</sup> The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

---

| | |
|:---|:---|
| **CUSIP No. 221015 10 0** | **13G** |

---

1. Name of Reporting Person I.R.S. Identification No. of Above Persons (Entities Only) **Richard A. Miller**

2. Check the Appropriate Box if a Member of a Group (a) □ (b) □

3. SEC Use Only

4. Citizenship or Place of Organization **United States of America**

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;&nbsp;Number of<br> Shares<br> Beneficially<br> Owned By<br> Each<br> Reporting<br> Person With | &nbsp;&nbsp; <br> 5. | &nbsp;&nbsp; <br> Sole Voting Power<br>**1,615,002 (consists of 1,615,002 shares exercisable within 60 days)** |
| &nbsp;&nbsp;&nbsp;Number of<br> Shares<br> Beneficially<br> Owned By<br> Each<br> Reporting<br> Person With | &nbsp;&nbsp; <br> 6. | &nbsp;&nbsp; <br> Shared Voting Power<br>**1,490,119 shares** |
| &nbsp;&nbsp;&nbsp;Number of<br> Shares<br> Beneficially<br> Owned By<br> Each<br> Reporting<br> Person With | &nbsp;&nbsp; <br> 7. | &nbsp;&nbsp; <br> Sole Dispositive Power<br>**1,615,002 (consists of 1,615,002 shares exercisable within 60 days)** |
| &nbsp;&nbsp;&nbsp;Number of<br> Shares<br> Beneficially<br> Owned By<br> Each<br> Reporting<br> Person With | &nbsp;&nbsp; <br> 8. | &nbsp;&nbsp; <br> Shared Dispositive Power<br>**1,490,119 shares** |

---

9. Aggregate Amount Beneficially Owned by Each Reporting Person **3,105,121 shares**

10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares □

11. Percent of Class Represented by Amount in Row (9) **6.45%**

12. Type of Reporting Person **IN**

Page 2 of 8 pages.

---

| | |
|:---|:---|
| **CUSIP No. 221015 10 0** | **13G** |

---

1. Name of Reporting Person I.R.S. Identification No. of Above Persons (Entities Only) **Richard A. Miller and Sandra J. Horning, Trustees of the Miller-Horning Family Trust u/a/d January 25, 1985**

2. Check the Appropriate Box if a Member of a Group (a) □ (b) □

3. SEC Use Only

4. Citizenship or Place of Organization **United States of America**

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;&nbsp;Number of<br> Shares<br> Beneficially Owned By<br> Each<br> Reporting<br> Person With | &nbsp;&nbsp; <br> 5. | &nbsp;&nbsp; <br> Sole Voting Power<br>**1,490,119 shares** |
| &nbsp;&nbsp;&nbsp;Number of<br> Shares<br> Beneficially Owned By<br> Each<br> Reporting<br> Person With | &nbsp;&nbsp; <br> 6. | &nbsp;&nbsp; <br> Shared Voting Power<br>**-0-** |
| &nbsp;&nbsp;&nbsp;Number of<br> Shares<br> Beneficially Owned By<br> Each<br> Reporting<br> Person With | &nbsp;&nbsp; <br> 7. | &nbsp;&nbsp; <br> Sole Dispositive Power<br>**1,490,119 shares** |
| &nbsp;&nbsp;&nbsp;Number of<br> Shares<br> Beneficially Owned By<br> Each<br> Reporting<br> Person With | &nbsp;&nbsp; <br> 8. | &nbsp;&nbsp; <br> Shared Dispositive Power<br>**-0-** |

---

9. Aggregate Amount Beneficially Owned by Each Reporting Person **1,490,119 shares**

10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares □

11. Percent of Class Represented by Amount in Row (9) **3.20%**

12. Type of Reporting Person **OO**

Page 3 of 8 pages.

---

| | |
|:---|:---|
| **CUSIP No. 221015 10 0** | **13G** |

---

1. Name of Reporting Person I.R.S. Identification No. of Above Persons (Entities Only) **Sandra J. Horning**

2. Check the Appropriate Box if a Member of a Group (a) □ (b) □

3. SEC Use Only

4. Citizenship or Place of Organization **United States of America**

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;&nbsp;Number of<br> Shares<br> Beneficially<br> Owned By<br> Each<br> Reporting<br> Person With | &nbsp;&nbsp; <br> 5. | &nbsp;&nbsp; <br> Sole Voting Power<br>**-0- shares** |
| &nbsp;&nbsp;&nbsp;Number of<br> Shares<br> Beneficially<br> Owned By<br> Each<br> Reporting<br> Person With | &nbsp;&nbsp; <br> 6. | &nbsp;&nbsp; <br> Shared Voting Power<br>**1,490,119 shares** |
| &nbsp;&nbsp;&nbsp;Number of<br> Shares<br> Beneficially<br> Owned By<br> Each<br> Reporting<br> Person With | &nbsp;&nbsp; <br> 7. | &nbsp;&nbsp; <br> Sole Dispositive Power<br>**-0- shares** |
| &nbsp;&nbsp;&nbsp;Number of<br> Shares<br> Beneficially<br> Owned By<br> Each<br> Reporting<br> Person With | &nbsp;&nbsp; <br> 8. | &nbsp;&nbsp; <br> Shared Dispositive Power<br>**1,490,119 shares** |

---

9. Aggregate Amount Beneficially Owned by Each Reporting Person **1,490,119 shares**

10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares □

11. Percent of Class Represented by Amount in Row (9) **3.20%**

12. Type of Reporting Person **IN**

Page 4 of 8 pages.

**Item 1.**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(a)** **Name of Issuer:** 

Corvus Pharmaceuticals, Inc. ("Corvus" or the "Company")

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(b)** **Address of Issuer's Principal Executive Offices:** 

863 Mitten Road<br> Suite 102<br> Burlingame, CA 94010

**Item 2.**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(a)** **Name of Persons Filing:** 

Richard A. Miller ("Dr. Miller")<br> Richard A. Miller and Sandra J. Horning, Trustees of the Miller-Horning Family<br> Trust u/a/d January 25, 1985 (the "Miller-Horning Trust")<br> Sandra J. Horning ("Dr. Horning")

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(b)** **Address of Principal Business Office:** 

The principal business office for all persons filing is:

c/o Corvus Pharmaceuticals, Inc.<br> 863 Mitten Road<br> Suite 102<br> Burlingame, CA 94010

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(c)** **Citizenship:** 

Richard A. Miller is a U.S. citizen. The Miller-Horning Trust is organized under the laws of the State of California. Sandra J. Horning is a U.S. citizen.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(d)** **Title of Class of Securities:** 

Common Stock, $0.0001 par value per share

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(e)** **CUSIP Number:** 

221015 10 0

**Item 3.** **If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a**:

Not applicable.

Page 5 of 8 pages.

**Item 4.** **Ownership.**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(a)** **Amount Beneficially Owned:** 

Richard A. Miller: 3,105,121 shares <br> Miller-Horning Trust: 1,490,119 shares <br> Sandra J. Horning 1,490,119 shares

All shares owned by the Miller-Horning Trust may be deemed to be beneficially owned by Richard A. Miller and/or Sandra J. Horning.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(b)** **Percent of Class:** 

---

| | |
|:---|:---|
| Richard A. Miller: | 6.45% |
| Miller-Horning Trust: | 3.20% |
| Sandra J. Horning | 3.20% |

---

All percentages are calculated using a denominator of 46,553,511 outstanding shares as of November 3, 2022 as reported on the Company's Quarterly Report on Form 10-Q for the quarter ended September 30, 2022, plus 1,615,002 shares that could be acquired within 60 days of December 31, 2022. All other percentages were calculated using a denominator of 46,553,511.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(c)** **Number of shares as to which such person has:** 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(i) Sole power to vote or direct the vote:

Richard A. Miller: 1,615,002 shares <br> Miller-Horning Trust: 1,490,119 shares <br> Sandra J. Horning 0 shares

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(ii) Shared power to vote or direct the vote:

\* See explanation below.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(iii) Sole power to dispose or direct the disposition of:

Richard A. Miller: 1,615,002 shares <br> Miller-Horning Trust: 1,490,119 shares <br> Sandra J. Horning 0 shares

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(iv) Shared power to dispose or direct the disposition of:

\* Dr. Miller and Dr. Horning may be deemed to have shared power to vote, or direct the vote of, and shared power to dispose of, or direct the disposition of, shares held by the Miller-Horning Trust.

**Item 5.** **Ownership of Five Percent or Less of a Class.**

Not Applicable.

Page 6 of 8 pages.

**Item 6.** **Ownership of More than Five Percent on Behalf of Another Person.**

Not Applicable.

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not Applicable.

**Item 8.** **Identification and Classification of Members of the Group.**

See Item 2. The filing persons are making a joint filing pursuant to Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended. The filing parties previously executed an Agreement with Respect to Joint Filing of Schedule 13G filed with the Securities and Exchange Commission on April 8, 2016.

**Item 9.** **Notice of Dissolution of Group.**

Not Applicable.

**Item 10.** **Certification.**

Not Applicable.

Page 7 of 8 pages.

**SIGNATURES**

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

---

| | |
|:---|:---|
| Dated: February 10, 2023 | /s/ Richard A. Miller |
|  | **Richard A. Miller** |

---

On behalf of the following filing persons:<br>Richard A. Miller<br> Richard A. Miller and Sandra J. Horning, Trustees of the Miller-Horning Family Trust u/a/d <br> January 25, 1985<br> Sandra J. Horning

Page 8 of 8 pages.