# EDGAR Filing Document

**Accession Number:** 0001766530
**File Stem:** 0001172661-23-000332
**Filing Date:** 2023-1
**Character Count:** 56576
**Document Hash:** 107c83aacdcde10dcaba6b6e5c5924fc
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001172661-23-000332.hdr.sgml**: 20230130

**ACCESSION NUMBER**: 0001172661-23-000332

**CONFORMED SUBMISSION TYPE**: 13F-HR/A

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20210930

**FILED AS OF DATE**: 20230130

**DATE AS OF CHANGE**: 20230127

**EFFECTIVENESS DATE**: 20230130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Gladstone Institutional Advisory LLC
- **CENTRAL INDEX KEY:** 0001766530
- **IRS NUMBER:** 474043338
- **STATE OF INCORPORATION:** FL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19151
- **FILM NUMBER:** 23564903

**BUSINESS ADDRESS:**
- **STREET 1:** 2500 N. MILITARY TRAIL
- **STREET 2:** #225
- **CITY:** BOCA RATON
- **STATE:** FL
- **ZIP:** 33431
- **BUSINESS PHONE:** 908-719-1313

**MAIL ADDRESS:**
- **STREET 1:** 2500 N. MILITARY TRAIL
- **STREET 2:** #225
- **CITY:** BOCA RATON
- **STATE:** FL
- **ZIP:** 33431

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2021

**Check here if Amendment** [x] **Amendment Number:** 1

**This Amendment (Check only one.):** [x] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Gladstone Institutional Advisory LLC<br>**Address:** 2500 N. Military Trail

#225<br>Boca Raton, FL 33431

**Form 13F File Number:** 028-19151

**CRD Number (if applicable):** 000250787

**SEC File Number (if applicable):** 801-101532

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** David Rich<br>**Title:** Chief Compliance Officer<br>**Phone:** 704-816-8006

**Signature, Place, and Date of Signing:**

/s/ David Rich  Fort Mill, SC  01-27-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 544

**Form 13F Information Table Value Total:** $1023827

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M CO | COM | 88579Y101 |  | 2610 | 14880 | SH |  | SOLE |  | 0 | 0 | 14880 |
| ABBOTT LABS | COM | 002824100 |  | 1600 | 13548 | SH |  | SOLE |  | 0 | 0 | 13548 |
| ABBVIE INC | COM | 00287Y109 |  | 1670 | 15484 | SH |  | SOLE |  | 0 | 0 | 15484 |
| ABERDEEN STD PRECIOUS METALS | PHYSCL PM BASKET | 003263100 |  | 2388 | 27625 | SH |  | SOLE |  | 0 | 0 | 27625 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 |  | 2880 | 9003 | SH |  | SOLE |  | 0 | 0 | 9003 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 4694 | 8153 | SH |  | SOLE |  | 0 | 0 | 8153 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 1416 | 13763 | SH |  | SOLE |  | 0 | 0 | 13763 |
| AIR PRODS  CHEMS INC | COM | 009158106 |  | 355 | 1384 | SH |  | SOLE |  | 0 | 0 | 1384 |
| AIR TRANSPORT SERVICES GRP I | COM | 00922R105 |  | 337 | 13076 | SH |  | SOLE |  | 0 | 0 | 13076 |
| AIRBNB INC | COM CL A | 009066101 |  | 955 | 5691 | SH |  | SOLE |  | 0 | 0 | 5691 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 391 | 2642 | SH |  | SOLE |  | 0 | 0 | 2642 |
| ALIGN TECHNOLOGY INC | COM | 016255101 |  | 1138 | 1710 | SH |  | SOLE |  | 0 | 0 | 1710 |
| ALLY FINL INC | COM | 02005N100 |  | 315 | 6165 | SH |  | SOLE |  | 0 | 0 | 6165 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 11951 | 4470 | SH |  | SOLE |  | 0 | 0 | 4470 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 3843 | 1442 | SH |  | SOLE |  | 0 | 0 | 1442 |
| ALTO INGREDIENTS INC | COM | 021513106 |  | 211 | 42678 | SH |  | SOLE |  | 0 | 0 | 42678 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 518 | 11369 | SH |  | SOLE |  | 0 | 0 | 11369 |
| AMAZON COM INC | COM | 023135106 |  | 21619 | 6581 | SH |  | SOLE |  | 0 | 0 | 6581 |
| AMERICAN ELEC PWR CO INC | COM | 025537101 |  | 453 | 5586 | SH |  | SOLE |  | 0 | 0 | 5586 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 1045 | 6239 | SH |  | SOLE |  | 0 | 0 | 6239 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 |  | 1217 | 4587 | SH |  | SOLE |  | 0 | 0 | 4587 |
| AMERIPRISE FINL INC | COM | 03076C106 |  | 1213 | 4593 | SH |  | SOLE |  | 0 | 0 | 4593 |
| AMGEN INC | COM | 031162100 |  | 1657 | 7792 | SH |  | SOLE |  | 0 | 0 | 7792 |
| AMMO INC | COM | 00175J107 |  | 246 | 40000 | SH |  | SOLE |  | 0 | 0 | 40000 |
| AMPLIFY ETF TR | BLOCKCHAIN LDR | 032108607 |  | 438 | 9801 | SH |  | SOLE |  | 0 | 0 | 9801 |
| ANALOG DEVICES INC | COM | 032654105 |  | 871 | 5198 | SH |  | SOLE |  | 0 | 0 | 5198 |
| ANNALY CAPITAL MANAGEMENT IN | COM | 035710409 |  | 91 | 10856 | SH |  | SOLE |  | 0 | 0 | 10856 |
| ANTHEM INC | COM | 036752103 |  | 418 | 1122 | SH |  | SOLE |  | 0 | 0 | 1122 |
| APPLE INC | COM | 037833100 |  | 28847 | 203869 | SH |  | SOLE |  | 0 | 0 | 203869 |
| APPLIED MATLS INC | COM | 038222105 |  | 573 | 4455 | SH |  | SOLE |  | 0 | 0 | 4455 |
| ARK ETF TR | 3D PRINTING ETF | 00214Q500 |  | 279 | 7824 | SH |  | SOLE |  | 0 | 0 | 7824 |
| ARK ETF TR | AUTNMUS TECHNLGY | 00214Q203 |  | 206 | 2642 | SH |  | SOLE |  | 0 | 0 | 2642 |
| ARK ETF TR | FINTECH INNOVA | 00214Q708 |  | 294 | 5947 | SH |  | SOLE |  | 0 | 0 | 5947 |
| ARK ETF TR | GENOMIC REV ETF | 00214Q302 |  | 8489 | 113607 | SH |  | SOLE |  | 0 | 0 | 113607 |
| ARK ETF TR | INNOVATION ETF | 00214Q104 |  | 1675 | 15150 | SH |  | SOLE |  | 0 | 0 | 15150 |
| ARK ETF TR | NEXT GNRTN INTER | 00214Q401 |  | 410 | 2956 | SH |  | SOLE |  | 0 | 0 | 2956 |
| ASML HOLDING N V | N Y REGISTRY SHS | N07059210 |  | 1595 | 2140 | SH |  | SOLE |  | 0 | 0 | 2140 |
| AT INC | COM | 00206R102 |  | 2809 | 103987 | SH |  | SOLE |  | 0 | 0 | 103987 |
| ATERIAN INC | COM | 02156U101 |  | 116 | 10734 | SH |  | SOLE |  | 0 | 0 | 10734 |
| ATLASSIAN CORP PLC | CL A | G06242104 |  | 1694 | 4327 | SH |  | SOLE |  | 0 | 0 | 4327 |
| AURINIA PHARMACEUTICALS INC | COM | 05156V102 |  | 1693 | 76500 | SH |  | SOLE |  | 0 | 0 | 76500 |
| AURORA CANNABIS INC | COM | 05156X884 |  | 115 | 16670 | SH |  | SOLE |  | 0 | 0 | 16670 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 1236 | 6183 | SH |  | SOLE |  | 0 | 0 | 6183 |
| AXON ENTERPRISE INC | COM | 05464C101 |  | 233 | 1330 | SH |  | SOLE |  | 0 | 0 | 1330 |
| BECTON DICKINSON  CO | COM | 075887109 |  | 274 | 1116 | SH |  | SOLE |  | 0 | 0 | 1116 |
| BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 |  | 823 | 2 | SH |  | SOLE |  | 0 | 0 | 2 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 3106 | 11378 | SH |  | SOLE |  | 0 | 0 | 11378 |
| BEYOND MEAT INC | COM | 08862E109 |  | 258 | 2447 | SH |  | SOLE |  | 0 | 0 | 2447 |
| BIG 5 SPORTING GOODS CORP | COM | 08915P101 |  | 373 | 16197 | SH |  | SOLE |  | 0 | 0 | 16197 |
| BIOGEN INC | COM | 09062X103 |  | 366 | 1295 | SH |  | SOLE |  | 0 | 0 | 1295 |
| BK OF AMERICA CORP | COM | 060505104 |  | 2613 | 61547 | SH |  | SOLE |  | 0 | 0 | 61547 |
| BLACKROCK 2022 GBL INCM OPP | COM | 09258P104 |  | 70 | 13500 | SH |  | SOLE |  | 0 | 0 | 13500 |
| BLACKROCK ENERGY  RES TR | COM | 09250U101 |  | 228 | 24055 | SH |  | SOLE |  | 0 | 0 | 24055 |
| BLACKROCK HEALTH SCIENCS TR | COM SHS | 09260E105 |  | 223 | 8275 | SH |  | SOLE |  | 0 | 0 | 8275 |
| BLACKROCK INC | COM | 09247X101 |  | 2869 | 3421 | SH |  | SOLE |  | 0 | 0 | 3421 |
| BLACKROCK MUNIHLDGS NJ QLTY | COM | 09254X101 |  | 1103 | 70530 | SH |  | SOLE |  | 0 | 0 | 70530 |
| BLACKROCK SCIENCE  TECHNOLO | SHS | 09258G104 |  | 474 | 9080 | SH |  | SOLE |  | 0 | 0 | 9080 |
| BLACKROCK SCIENCE  TECHNOLO | SHS BEN INT | 09260K101 |  | 224 | 5809 | SH |  | SOLE |  | 0 | 0 | 5809 |
| BLACKSTONE INC | COM | 09260D107 |  | 509 | 4379 | SH |  | SOLE |  | 0 | 0 | 4379 |
| BOEING CO | COM | 097023105 |  | 2519 | 11454 | SH |  | SOLE |  | 0 | 0 | 11454 |
| BOSTON SCIENTIFIC CORP | COM | 101137107 |  | 477 | 10994 | SH |  | SOLE |  | 0 | 0 | 10994 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 2153 | 36395 | SH |  | SOLE |  | 0 | 0 | 36395 |
| BROADCOM INC | COM | 11135F101 |  | 1400 | 2888 | SH |  | SOLE |  | 0 | 0 | 2888 |
| BROWN FORMAN CORP | CL A | 115637100 |  | 310 | 4947 | SH |  | SOLE |  | 0 | 0 | 4947 |
| CAMBRIA ETF TR | SHSHLD YIELD ETF | 132061201 |  | 1015 | 16870 | SH |  | SOLE |  | 0 | 0 | 16870 |
| CAPITAL ONE FINL CORP | COM | 14040H105 |  | 1743 | 10760 | SH |  | SOLE |  | 0 | 0 | 10760 |
| CARNIVAL CORP | UNIT 99/99/9999 | 143658300 |  | 242 | 9686 | SH |  | SOLE |  | 0 | 0 | 9686 |
| CATERPILLAR INC | COM | 149123101 |  | 529 | 2754 | SH |  | SOLE |  | 0 | 0 | 2754 |
| CELLECTIS S A | SPON ADS | 15117K103 |  | 161 | 12775 | SH |  | SOLE |  | 0 | 0 | 12775 |
| CELSIUS HLDGS INC | COM NEW | 15118V207 |  | 2083 | 23123 | SH |  | SOLE |  | 0 | 0 | 23123 |
| CHEVRON CORP NEW | COM | 166764100 |  | 3217 | 31709 | SH |  | SOLE |  | 0 | 0 | 31709 |
| CHEWY INC | CL A | 16679L109 |  | 314 | 4613 | SH |  | SOLE |  | 0 | 0 | 4613 |
| CHUBB LIMITED | COM | H1467J104 |  | 1316 | 7585 | SH |  | SOLE |  | 0 | 0 | 7585 |
| CISCO SYS INC | COM | 17275R102 |  | 3306 | 60746 | SH |  | SOLE |  | 0 | 0 | 60746 |
| CITIGROUP INC | COM NEW | 172967424 |  | 726 | 10339 | SH |  | SOLE |  | 0 | 0 | 10339 |
| CLOUDFLARE INC | CL A COM | 18915M107 |  | 239 | 2118 | SH |  | SOLE |  | 0 | 0 | 2118 |
| COCA COLA CO | COM | 191216100 |  | 2318 | 44176 | SH |  | SOLE |  | 0 | 0 | 44176 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 542 | 7176 | SH |  | SOLE |  | 0 | 0 | 7176 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 4026 | 71975 | SH |  | SOLE |  | 0 | 0 | 71975 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 2497 | 36852 | SH |  | SOLE |  | 0 | 0 | 36852 |
| CORVEL CORP | COM | 221006109 |  | 239 | 1285 | SH |  | SOLE |  | 0 | 0 | 1285 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 2946 | 6556 | SH |  | SOLE |  | 0 | 0 | 6556 |
| CREDIT SUISSE AG NASSAU BRH | X LINK GOLD SHS | 22542D480 |  | 233 | 27865 | SH |  | SOLE |  | 0 | 0 | 27865 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 |  | 641 | 2610 | SH |  | SOLE |  | 0 | 0 | 2610 |
| CSX CORP | COM | 126408103 |  | 480 | 16128 | SH |  | SOLE |  | 0 | 0 | 16128 |
| CUMMINS INC | COM | 231021106 |  | 324 | 1443 | SH |  | SOLE |  | 0 | 0 | 1443 |
| CVS HEALTH CORP | COM | 126650100 |  | 488 | 5753 | SH |  | SOLE |  | 0 | 0 | 5753 |
| DANAHER CORPORATION | COM | 235851102 |  | 3890 | 12776 | SH |  | SOLE |  | 0 | 0 | 12776 |
| DARDEN RESTAURANTS INC | COM | 237194105 |  | 276 | 1822 | SH |  | SOLE |  | 0 | 0 | 1822 |
| DATADOG INC | CL A COM | 23804L103 |  | 262 | 1853 | SH |  | SOLE |  | 0 | 0 | 1853 |
| DAVIS FUNDAMENTAL ETF TR | SELCT INTL ETF | 23908L405 |  | 726 | 36904 | SH |  | SOLE |  | 0 | 0 | 36904 |
| DAVIS FUNDAMENTAL ETF TR | SELECT US EQTY | 23908L207 |  | 1017 | 30021 | SH |  | SOLE |  | 0 | 0 | 30021 |
| DBX ETF TR | XTRACK MSCI ALL | 233051820 |  | 591 | 17905 | SH |  | SOLE |  | 0 | 0 | 17905 |
| DEERE  CO | COM | 244199105 |  | 285 | 850 | SH |  | SOLE |  | 0 | 0 | 850 |
| DERMTECH INC | COM | 24984K105 |  | 2963 | 92267 | SH |  | SOLE |  | 0 | 0 | 92267 |
| DESKTOP METAL INC | COM CL A | 25058X105 |  | 119 | 16550 | SH |  | SOLE |  | 0 | 0 | 16550 |
| DEXCOM INC | COM | 252131107 |  | 1577 | 2883 | SH |  | SOLE |  | 0 | 0 | 2883 |
| DEXCOM INC | NOTE 0.250%11/1 | 252131AK3 |  | 20 | 17000 | PRN |  | SOLE |  | 0 | 0 | 17000 |
| DIAGEO PLC | SPON ADR NEW | 25243Q205 |  | 950 | 4922 | SH |  | SOLE |  | 0 | 0 | 4922 |
| DIGITAL TURBINE INC | COM NEW | 25400W102 |  | 223 | 3247 | SH |  | SOLE |  | 0 | 0 | 3247 |
| DIREXION SHS ETF TR | MOONSHOT INNOVAT | 25460G732 |  | 781 | 24450 | SH |  | SOLE |  | 0 | 0 | 24450 |
| DISCOVER FINL SVCS | COM | 254709108 |  | 476 | 3878 | SH |  | SOLE |  | 0 | 0 | 3878 |
| DISNEY WALT CO | COM | 254687106 |  | 5395 | 31890 | SH |  | SOLE |  | 0 | 0 | 31890 |
| DOCUSIGN INC | COM | 256163106 |  | 1922 | 7468 | SH |  | SOLE |  | 0 | 0 | 7468 |
| DOLLAR GEN CORP NEW | COM | 256677105 |  | 549 | 2589 | SH |  | SOLE |  | 0 | 0 | 2589 |
| DOW INC | COM | 260557103 |  | 732 | 12723 | SH |  | SOLE |  | 0 | 0 | 12723 |
| DRAFTKINGS INC | COM CL A | 26142R104 |  | 318 | 6599 | SH |  | SOLE |  | 0 | 0 | 6599 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 411 | 4215 | SH |  | SOLE |  | 0 | 0 | 4215 |
| DUPONT DE NEMOURS INC | COM | 26614N102 |  | 671 | 9871 | SH |  | SOLE |  | 0 | 0 | 9871 |
| EATON CORP PLC | SHS | G29183103 |  | 202 | 1352 | SH |  | SOLE |  | 0 | 0 | 1352 |
| EATON VANCE TAX-MANAGED DIVE | COM | 27828N102 |  | 291 | 20884 | SH |  | SOLE |  | 0 | 0 | 20884 |
| EATON VANCE TAX-MANAGED GLOB | COM | 27829F108 |  | 120 | 12010 | SH |  | SOLE |  | 0 | 0 | 12010 |
| EBAY INC. | COM | 278642103 |  | 1014 | 14559 | SH |  | SOLE |  | 0 | 0 | 14559 |
| EKSO BIONICS HLDGS INC | COM | 282644301 |  | 56 | 12170 | SH |  | SOLE |  | 0 | 0 | 12170 |
| ELASTIC N V | ORD SHS | N14506104 |  | 275 | 1843 | SH |  | SOLE |  | 0 | 0 | 1843 |
| EMERSON ELEC CO | COM | 291011104 |  | 1881 | 19971 | SH |  | SOLE |  | 0 | 0 | 19971 |
| EOG RES INC | COM | 26875P101 |  | 557 | 6940 | SH |  | SOLE |  | 0 | 0 | 6940 |
| ETF MANAGERS TR | PRIME CYBR SCRTY | 26924G201 |  | 599 | 9854 | SH |  | SOLE |  | 0 | 0 | 9854 |
| ETF SER SOLUTIONS | DISTILLATE US | 26922A321 |  | 3754 | 91643 | SH |  | SOLE |  | 0 | 0 | 91643 |
| ETSY INC | COM | 29786A106 |  | 360 | 1733 | SH |  | SOLE |  | 0 | 0 | 1733 |
| EXCHANGE LISTED FDS TR | HIGH YIELD ETF | 30151E814 |  | 232 | 7250 | SH |  | SOLE |  | 0 | 0 | 7250 |
| EXCHANGE LISTED FDS TR | SABA INT RATE | 30151E806 |  | 464 | 21791 | SH |  | SOLE |  | 0 | 0 | 21791 |
| EXCHANGE TRADED CONCEPTS TR | EMQQ EM INTERN | 301505889 |  | 4328 | 87282 | SH |  | SOLE |  | 0 | 0 | 87282 |
| EXCHANGE TRADED CONCEPTS TR | ROBO GBL HLTCR | 301505723 |  | 248 | 5441 | SH |  | SOLE |  | 0 | 0 | 5441 |
| EXCHANGE TRADED CONCEPTS TR | ROBO GLB ETF | 301505707 |  | 327 | 5076 | SH |  | SOLE |  | 0 | 0 | 5076 |
| EXELON CORP | COM | 30161N101 |  | 324 | 6701 | SH |  | SOLE |  | 0 | 0 | 6701 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 5104 | 86766 | SH |  | SOLE |  | 0 | 0 | 86766 |
| FACEBOOK INC | CL A | 30303M102 |  | 12267 | 36144 | SH |  | SOLE |  | 0 | 0 | 36144 |
| FASTENAL CO | COM | 311900104 |  | 255 | 4943 | SH |  | SOLE |  | 0 | 0 | 4943 |
| FEDERAL RLTY INVT TR | SH BEN INT NEW | 313747206 |  | 1189 | 10074 | SH |  | SOLE |  | 0 | 0 | 10074 |
| FIDELITY COVINGTON TRUST | DIVID ETF RISI | 316092832 |  | 684 | 16530 | SH |  | SOLE |  | 0 | 0 | 16530 |
| FIDELITY COVINGTON TRUST | HIGH DIVID ETF | 316092840 |  | 1139 | 30795 | SH |  | SOLE |  | 0 | 0 | 30795 |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 316188309 |  | 2170 | 40834 | SH |  | SOLE |  | 0 | 0 | 40834 |
| FIDELITY NATL INFORMATION SV | COM | 31620M106 |  | 724 | 5947 | SH |  | SOLE |  | 0 | 0 | 5947 |
| FINTECH ACQUISITION CORP V | COM CL A | 31810Q107 |  | 1502 | 148300 | SH |  | SOLE |  | 0 | 0 | 148300 |
| FIRST TR EXCH TRADED FD III | HORIZON MNGD ETF | 33739P871 |  | 716 | 23216 | SH |  | SOLE |  | 0 | 0 | 23216 |
| FIRST TR EXCH TRADED FD III | MANAGD MUN ETF | 33739N108 |  | 2934 | 51666 | SH |  | SOLE |  | 0 | 0 | 51666 |
| FIRST TR EXCH TRADED FD III | MUNI HI INCM ETF | 33739P301 |  | 2950 | 52892 | SH |  | SOLE |  | 0 | 0 | 52892 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 |  | 10201 | 496630 | SH |  | SOLE |  | 0 | 0 | 496630 |
| FIRST TR EXCH TRD ALPHDX FD | EUROPE ALPHADEX | 33737J117 |  | 286 | 6820 | SH |  | SOLE |  | 0 | 0 | 6820 |
| FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 33739H101 |  | 8759 | 363274 | SH |  | SOLE |  | 0 | 0 | 363274 |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 |  | 4328 | 41077 | SH |  | SOLE |  | 0 | 0 | 41077 |
| FIRST TR EXCHANGE TRADED FD | CONSUMR DISCRE | 33734X101 |  | 231 | 3912 | SH |  | SOLE |  | 0 | 0 | 3912 |
| FIRST TR EXCHANGE TRADED FD | DOW 30 EQL WGT | 33733A201 |  | 4070 | 135811 | SH |  | SOLE |  | 0 | 0 | 135811 |
| FIRST TR EXCHANGE TRADED FD | INDXX NEXTG ETF | 33737K205 |  | 1333 | 17472 | SH |  | SOLE |  | 0 | 0 | 17472 |
| FIRST TR EXCHANGE TRADED FD | INTL EQUITY OPP | 33734X853 |  | 469 | 7328 | SH |  | SOLE |  | 0 | 0 | 7328 |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 33734X846 |  | 1919 | 39390 | SH |  | SOLE |  | 0 | 0 | 39390 |
| FIRST TR EXCHANGE TRADED FD | US EQTY OPPT ETF | 336920103 |  | 619 | 5017 | SH |  | SOLE |  | 0 | 0 | 5017 |
| FIRST TR EXCHANGE TRADED FD | WTR ETF | 33733B100 |  | 5241 | 61555 | SH |  | SOLE |  | 0 | 0 | 61555 |
| FIRST TR EXCHANGE-TRADED ALP | MID CP GR ALPH | 33737M102 |  | 4676 | 65027 | SH |  | SOLE |  | 0 | 0 | 65027 |
| FIRST TR EXCHANGE-TRADED ALP | SML CP GRW ALP | 33737M300 |  | 869 | 12144 | SH |  | SOLE |  | 0 | 0 | 12144 |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 33733E104 |  | 6797 | 90844 | SH |  | SOLE |  | 0 | 0 | 90844 |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 |  | 12475 | 52880 | SH |  | SOLE |  | 0 | 0 | 52880 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 |  | 9288 | 154941 | SH |  | SOLE |  | 0 | 0 | 154941 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR TA HIYL | 33738D408 |  | 17617 | 365575 | SH |  | SOLE |  | 0 | 0 | 365575 |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 33739Q200 |  | 582 | 11505 | SH |  | SOLE |  | 0 | 0 | 11505 |
| FIRST TR EXCHANGE-TRADED FD | INDXX INOVTV ETF | 33741X201 |  | 238 | 5631 | SH |  | SOLE |  | 0 | 0 | 5631 |
| FIRST TR EXCHANGE-TRADED FD | NAS CLNEDG GREEN | 33733E500 |  | 2536 | 40505 | SH |  | SOLE |  | 0 | 0 | 40505 |
| FIRST TR EXCHANGE-TRADED FD | NASD TECH DIV | 33738R118 |  | 1406 | 24901 | SH |  | SOLE |  | 0 | 0 | 24901 |
| FIRST TR EXCHANGE-TRADED FD | NASDAQ BK ETF | 33738R860 |  | 2412 | 73904 | SH |  | SOLE |  | 0 | 0 | 73904 |
| FIRST TR EXCHANGE-TRADED FD | NASDQ ARTFCIAL | 33738R720 |  | 438 | 8158 | SH |  | SOLE |  | 0 | 0 | 8158 |
| FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 33733E203 |  | 2633 | 15857 | SH |  | SOLE |  | 0 | 0 | 15857 |
| FIRST TR EXCHANGE-TRADED FD | RBA INDL ETF | 33738R704 |  | 2820 | 68772 | SH |  | SOLE |  | 0 | 0 | 68772 |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 33738R506 |  | 7649 | 161125 | SH |  | SOLE |  | 0 | 0 | 161125 |
| FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 |  | 10818 | 226079 | SH |  | SOLE |  | 0 | 0 | 226079 |
| FIRST TR EXCHANGE-TRADED FD | SSI STRG ETF | 33739Q507 |  | 4724 | 93021 | SH |  | SOLE |  | 0 | 0 | 93021 |
| FIRST TR EXCHNG TRADED FD VI | LOW DUR STRTGC | 33740F870 |  | 6748 | 334715 | SH |  | SOLE |  | 0 | 0 | 334715 |
| FIRST TR EXCHNG TRADED FD VI | MLT MNGD LRG GRW | 33740F789 |  | 3786 | 139031 | SH |  | SOLE |  | 0 | 0 | 139031 |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 33740F805 |  | 6823 | 127407 | SH |  | SOLE |  | 0 | 0 | 127407 |
| FIRST TR EXCHNG TRADED FD VI | TCW SECURITIZED | 33740U109 |  | 13845 | 533743 | SH |  | SOLE |  | 0 | 0 | 533743 |
| FIRST TR EXCHNG TRADED FD VI | TCW UNCONSTRAI | 33740F888 |  | 1582 | 59528 | SH |  | SOLE |  | 0 | 0 | 59528 |
| FIRST TR LRG CP VL ALPHADEX | COM SHS | 33735J101 |  | 1893 | 29387 | SH |  | SOLE |  | 0 | 0 | 29387 |
| FIRST TR LRGE CP CORE ALPHA | COM SHS | 33734K109 |  | 7240 | 84873 | SH |  | SOLE |  | 0 | 0 | 84873 |
| FIRST TR MID CAP CORE ALPHAD | COM SHS | 33735B108 |  | 415 | 4252 | SH |  | SOLE |  | 0 | 0 | 4252 |
| FIRST TR MORNINGSTAR DIVID L | SHS | 336917109 |  | 571 | 17440 | SH |  | SOLE |  | 0 | 0 | 17440 |
| FIRST TR NAS100 EQ WEIGHTED | SHS | 337344105 |  | 1555 | 13975 | SH |  | SOLE |  | 0 | 0 | 13975 |
| FIRST TR NASDAQ 100 TECH IND | SHS | 337345102 |  | 4694 | 29747 | SH |  | SOLE |  | 0 | 0 | 29747 |
| FIRST TR SML CP CORE ALPHA F | COM SHS | 33734Y109 |  | 315 | 3444 | SH |  | SOLE |  | 0 | 0 | 3444 |
| FIRST TR SR FLOATING RATE 20 | COM SHS | 33740K101 |  | 96 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 |  | 9961 | 254102 | SH |  | SOLE |  | 0 | 0 | 254102 |
| FIRST TRUST LRGCP GWT ALPHAD | COM SHS | 33735K108 |  | 3795 | 34160 | SH |  | SOLE |  | 0 | 0 | 34160 |
| FLEXSHARES TR | M STAR DEV MKT | 33939L803 |  | 970 | 13517 | SH |  | SOLE |  | 0 | 0 | 13517 |
| FORD MTR CO DEL | COM | 345370860 |  | 465 | 32822 | SH |  | SOLE |  | 0 | 0 | 32822 |
| FORTRESS BIOTECH INC | COM | 34960Q109 |  | 35 | 10940 | SH |  | SOLE |  | 0 | 0 | 10940 |
| FRANKLIN RESOURCES INC | COM | 354613101 |  | 1177 | 39615 | SH |  | SOLE |  | 0 | 0 | 39615 |
| FS KKR CAP CORP | COM | 302635206 |  | 370 | 16775 | SH |  | SOLE |  | 0 | 0 | 16775 |
| GENERAL DYNAMICS CORP | COM | 369550108 |  | 608 | 3102 | SH |  | SOLE |  | 0 | 0 | 3102 |
| GENERAL ELECTRIC CO | COM NEW | 369604301 |  | 402 | 3900 | SH |  | SOLE |  | 0 | 0 | 3900 |
| GINKGO BIOWORKS HOLDINGS INC | *W EXP 08/01/202 | 37611X118 |  | 165 | 48776 | SH |  | SOLE |  | 0 | 0 | 48776 |
| GINKGO BIOWORKS HOLDINGS INC | CL A SHS | 37611X100 |  | 3416 | 294749 | SH |  | SOLE |  | 0 | 0 | 294749 |
| GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 |  | 296 | 7744 | SH |  | SOLE |  | 0 | 0 | 7744 |
| GLOBAL X FDS | CONSCIOUS COS | 37954Y731 |  | 1514 | 48292 | SH |  | SOLE |  | 0 | 0 | 48292 |
| GLOBAL X FDS | CYBRSCURTY ETF | 37954Y384 |  | 364 | 11934 | SH |  | SOLE |  | 0 | 0 | 11934 |
| GLOBAL X FDS | FINTECH ETF | 37954Y814 |  | 321 | 6675 | SH |  | SOLE |  | 0 | 0 | 6675 |
| GLOBAL X FDS | INTERNET OF THNG | 37954Y780 |  | 213 | 5856 | SH |  | SOLE |  | 0 | 0 | 5856 |
| GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 |  | 407 | 4967 | SH |  | SOLE |  | 0 | 0 | 4967 |
| GLOBAL X FDS | RBTCS ARTFL INTE | 37954Y715 |  | 432 | 11823 | SH |  | SOLE |  | 0 | 0 | 11823 |
| GLOBAL X FDS | US INFR DEV ETF | 37954Y673 |  | 497 | 19558 | SH |  | SOLE |  | 0 | 0 | 19558 |
| GLOBALSTAR INC | COM | 378973408 |  | 17 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA EME | 381430206 |  | 383 | 10327 | SH |  | SOLE |  | 0 | 0 | 10327 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 |  | 1773 | 20608 | SH |  | SOLE |  | 0 | 0 | 20608 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 1664 | 4403 | SH |  | SOLE |  | 0 | 0 | 4403 |
| GRACO INC | COM | 384109104 |  | 2068 | 29562 | SH |  | SOLE |  | 0 | 0 | 29562 |
| GREEN PLAINS INC | COM | 393222104 |  | 323 | 9886 | SH |  | SOLE |  | 0 | 0 | 9886 |
| HARTFORD FDS EXCHANGE TRADED | MUN OPORTUNITE | 41653L503 |  | 241 | 5776 | SH |  | SOLE |  | 0 | 0 | 5776 |
| HOME DEPOT INC | COM | 437076102 |  | 6826 | 20795 | SH |  | SOLE |  | 0 | 0 | 20795 |
| HONEYWELL INTL INC | COM | 438516106 |  | 2099 | 9890 | SH |  | SOLE |  | 0 | 0 | 9890 |
| HORIZON THERAPEUTICS PUB L | SHS | G46188101 |  | 467 | 4265 | SH |  | SOLE |  | 0 | 0 | 4265 |
| IDEXX LABS INC | COM | 45168D104 |  | 2563 | 4121 | SH |  | SOLE |  | 0 | 0 | 4121 |
| ILLINOIS TOOL WKS INC | COM | 452308109 |  | 467 | 2260 | SH |  | SOLE |  | 0 | 0 | 2260 |
| ILLUMINA INC | COM | 452327109 |  | 292 | 719 | SH |  | SOLE |  | 0 | 0 | 719 |
| INMODE LTD | SHS | M5425M103 |  | 462 | 2900 | SH |  | SOLE |  | 0 | 0 | 2900 |
| INTEL CORP | COM | 458140100 |  | 1841 | 34549 | SH |  | SOLE |  | 0 | 0 | 34549 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 |  | 886 | 7720 | SH |  | SOLE |  | 0 | 0 | 7720 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 2174 | 15646 | SH |  | SOLE |  | 0 | 0 | 15646 |
| INTUIT | COM | 461202103 |  | 2767 | 5128 | SH |  | SOLE |  | 0 | 0 | 5128 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 |  | 1494 | 1503 | SH |  | SOLE |  | 0 | 0 | 1503 |
| INVESCO DYNAMIC CR OPPORTUNI | COM | 46132R104 |  | 161 | 13754 | SH |  | SOLE |  | 0 | 0 | 13754 |
| INVESCO EXCH TRADED FD TR II | CEF INM COMPSI | 46138E404 |  | 328 | 13686 | SH |  | SOLE |  | 0 | 0 | 13686 |
| INVESCO EXCH TRADED FD TR II | NATL AMT MUNI | 46138E537 |  | 1425 | 53045 | SH |  | SOLE |  | 0 | 0 | 53045 |
| INVESCO EXCH TRADED FD TR II | S SMALLCAP 600 | 46138G664 |  | 1057 | 9042 | SH |  | SOLE |  | 0 | 0 | 9042 |
| INVESCO EXCH TRADED FD TR II | S ULTRA DIVIDE | 46138G656 |  | 285 | 7314 | SH |  | SOLE |  | 0 | 0 | 7314 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2021 CB | 46138J700 |  | 513 | 24320 | SH |  | SOLE |  | 0 | 0 | 24320 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2022 CB | 46138J882 |  | 532 | 24728 | SH |  | SOLE |  | 0 | 0 | 24728 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 CB | 46138J866 |  | 532 | 24541 | SH |  | SOLE |  | 0 | 0 | 24541 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 HY | 46138J858 |  | 330 | 13045 | SH |  | SOLE |  | 0 | 0 | 13045 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 HY | 46138J833 |  | 469 | 18749 | SH |  | SOLE |  | 0 | 0 | 18749 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 CB | 46138J825 |  | 475 | 21407 | SH |  | SOLE |  | 0 | 0 | 21407 |
| INVESCO EXCHANGE TRADED FD T | DYNMC LEISURE | 46137V720 |  | 630 | 12522 | SH |  | SOLE |  | 0 | 0 | 12522 |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 46137V613 |  | 1324 | 8358 | SH |  | SOLE |  | 0 | 0 | 8358 |
| INVESCO EXCHANGE TRADED FD T | S SMCP VLU MNT | 46137V480 |  | 1832 | 36400 | SH |  | SOLE |  | 0 | 0 | 36400 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 4359 | 29097 | SH |  | SOLE |  | 0 | 0 | 29097 |
| INVESCO EXCHANGE TRADED FD T | S PUR GWT | 46137V266 |  | 303 | 1572 | SH |  | SOLE |  | 0 | 0 | 1572 |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 46137V142 |  | 230 | 4205 | SH |  | SOLE |  | 0 | 0 | 4205 |
| INVESCO HIG INCM 2023 TARG T | COM | 46135X108 |  | 117 | 12000 | SH |  | SOLE |  | 0 | 0 | 12000 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 2690 | 7513 | SH |  | SOLE |  | 0 | 0 | 7513 |
| INVESCO SR INCOME TR | COM | 46131H107 |  | 102 | 22900 | SH |  | SOLE |  | 0 | 0 | 22900 |
| IQVIA HLDGS INC | COM | 46266C105 |  | 318 | 1327 | SH |  | SOLE |  | 0 | 0 | 1327 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 538 | 16092 | SH |  | SOLE |  | 0 | 0 | 16092 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 6427 | 104066 | SH |  | SOLE |  | 0 | 0 | 104066 |
| ISHARES INC | MSCI EMERG MRKT | 464286533 |  | 372 | 5932 | SH |  | SOLE |  | 0 | 0 | 5932 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 427 | 20789 | SH |  | SOLE |  | 0 | 0 | 20789 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 713 | 8281 | SH |  | SOLE |  | 0 | 0 | 8281 |
| ISHARES TR | 3 7 YR TREAS BD | 464288661 |  | 516 | 3961 | SH |  | SOLE |  | 0 | 0 | 3961 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 4997 | 99458 | SH |  | SOLE |  | 0 | 0 | 99458 |
| ISHARES TR | CORE HIGH DV ETF | 46429B663 |  | 487 | 5163 | SH |  | SOLE |  | 0 | 0 | 5163 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 6755 | 90972 | SH |  | SOLE |  | 0 | 0 | 90972 |
| ISHARES TR | CORE MSCI INTL | 46435G326 |  | 2360 | 35312 | SH |  | SOLE |  | 0 | 0 | 35312 |
| ISHARES TR | CORE MSCI TOTAL | 46432F834 |  | 735 | 10350 | SH |  | SOLE |  | 0 | 0 | 10350 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 13174 | 50078 | SH |  | SOLE |  | 0 | 0 | 50078 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 7747 | 70953 | SH |  | SOLE |  | 0 | 0 | 70953 |
| ISHARES TR | CORE S TTL STK | 464287150 |  | 5374 | 54628 | SH |  | SOLE |  | 0 | 0 | 54628 |
| ISHARES TR | CORE S US GWT | 464287671 |  | 580 | 5661 | SH |  | SOLE |  | 0 | 0 | 5661 |
| ISHARES TR | CORE S US VLU | 464287663 |  | 515 | 7264 | SH |  | SOLE |  | 0 | 0 | 7264 |
| ISHARES TR | CORE S ETF | 464287200 |  | 16087 | 37341 | SH |  | SOLE |  | 0 | 0 | 37341 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 4780 | 41628 | SH |  | SOLE |  | 0 | 0 | 41628 |
| ISHARES TR | CYBERSECURITY | 46435U135 |  | 1231 | 28323 | SH |  | SOLE |  | 0 | 0 | 28323 |
| ISHARES TR | EAFE GRWTH ETF | 464288885 |  | 451 | 4235 | SH |  | SOLE |  | 0 | 0 | 4235 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 |  | 676 | 6861 | SH |  | SOLE |  | 0 | 0 | 6861 |
| ISHARES TR | EXPONENTIAL TECH | 46434V381 |  | 1023 | 16312 | SH |  | SOLE |  | 0 | 0 | 16312 |
| ISHARES TR | GL CLEAN ENE ETF | 464288224 |  | 1507 | 69602 | SH |  | SOLE |  | 0 | 0 | 69602 |
| ISHARES TR | GLOBAL TECH ETF | 464287291 |  | 1451 | 25610 | SH |  | SOLE |  | 0 | 0 | 25610 |
| ISHARES TR | GRWT ALLOCAT ETF | 464289867 |  | 464 | 8360 | SH |  | SOLE |  | 0 | 0 | 8360 |
| ISHARES TR | HDG MSCI EAFE | 46434V803 |  | 505 | 14675 | SH |  | SOLE |  | 0 | 0 | 14675 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 |  | 664 | 7584 | SH |  | SOLE |  | 0 | 0 | 7584 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 |  | 643 | 4832 | SH |  | SOLE |  | 0 | 0 | 4832 |
| ISHARES TR | INTL SEL DIV ETF | 464288448 |  | 298 | 9802 | SH |  | SOLE |  | 0 | 0 | 9802 |
| ISHARES TR | ISHARES BIOTECH | 464287556 |  | 1824 | 11282 | SH |  | SOLE |  | 0 | 0 | 11282 |
| ISHARES TR | ISHARES SEMICDTR | 464287523 |  | 393 | 881 | SH |  | SOLE |  | 0 | 0 | 881 |
| ISHARES TR | ISHS 5-10YR INVT | 464288638 |  | 516 | 8586 | SH |  | SOLE |  | 0 | 0 | 8586 |
| ISHARES TR | JPMORGAN USD EMG | 464288281 |  | 323 | 2934 | SH |  | SOLE |  | 0 | 0 | 2934 |
| ISHARES TR | MBS ETF | 464288588 |  | 1224 | 11323 | SH |  | SOLE |  | 0 | 0 | 11323 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 409 | 5239 | SH |  | SOLE |  | 0 | 0 | 5239 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 389 | 7730 | SH |  | SOLE |  | 0 | 0 | 7730 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 |  | 6698 | 91135 | SH |  | SOLE |  | 0 | 0 | 91135 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 |  | 601 | 3421 | SH |  | SOLE |  | 0 | 0 | 3421 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 |  | 3898 | 29590 | SH |  | SOLE |  | 0 | 0 | 29590 |
| ISHARES TR | MSCI USA VALUE | 46432F388 |  | 298 | 2958 | SH |  | SOLE |  | 0 | 0 | 2958 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 487 | 4191 | SH |  | SOLE |  | 0 | 0 | 4191 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 1010 | 26012 | SH |  | SOLE |  | 0 | 0 | 26012 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 6824 | 24901 | SH |  | SOLE |  | 0 | 0 | 24901 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 4670 | 29841 | SH |  | SOLE |  | 0 | 0 | 29841 |
| ISHARES TR | RUS 2000 GRW ETF | 464287648 |  | 494 | 1682 | SH |  | SOLE |  | 0 | 0 | 1682 |
| ISHARES TR | RUS 2000 VAL ETF | 464287630 |  | 587 | 3664 | SH |  | SOLE |  | 0 | 0 | 3664 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 |  | 1254 | 11194 | SH |  | SOLE |  | 0 | 0 | 11194 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 |  | 1115 | 9845 | SH |  | SOLE |  | 0 | 0 | 9845 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 1784 | 22805 | SH |  | SOLE |  | 0 | 0 | 22805 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 4455 | 20368 | SH |  | SOLE |  | 0 | 0 | 20368 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 15677 | 212114 | SH |  | SOLE |  | 0 | 0 | 212114 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 10424 | 71682 | SH |  | SOLE |  | 0 | 0 | 71682 |
| ISHARES TR | S MC 400GR ETF | 464287606 |  | 613 | 7743 | SH |  | SOLE |  | 0 | 0 | 7743 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 953 | 8310 | SH |  | SOLE |  | 0 | 0 | 8310 |
| ISHARES TR | SHORT TREAS BD | 464288679 |  | 236 | 2132 | SH |  | SOLE |  | 0 | 0 | 2132 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 |  | 683 | 6347 | SH |  | SOLE |  | 0 | 0 | 6347 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 1106 | 8658 | SH |  | SOLE |  | 0 | 0 | 8658 |
| ISHARES TR | U.S. MED DVC ETF | 464288810 |  | 487 | 7756 | SH |  | SOLE |  | 0 | 0 | 7756 |
| ISHARES TR | U.S. TECH ETF | 464287721 |  | 831 | 8202 | SH |  | SOLE |  | 0 | 0 | 8202 |
| ISHARES TR | US HLTHCARE ETF | 464287762 |  | 416 | 1506 | SH |  | SOLE |  | 0 | 0 | 1506 |
| ISHARES TR | US INFRASTRUC | 46435U713 |  | 466 | 13671 | SH |  | SOLE |  | 0 | 0 | 13671 |
| ISHARES TR | US TREAS BD ETF | 46429B267 |  | 361 | 13624 | SH |  | SOLE |  | 0 | 0 | 13624 |
| ISHARES U S ETF TR | BLACKROCK ST MAT | 46431W507 |  | 1777 | 35447 | SH |  | SOLE |  | 0 | 0 | 35447 |
| J P MORGAN EXCHANGE-TRADED F | ULTRA SHRT INC | 46641Q837 |  | 886 | 17462 | SH |  | SOLE |  | 0 | 0 | 17462 |
| J P MORGAN EXCHANGE-TRADED F | US DIVIDEND | 46641Q795 |  | 396 | 12495 | SH |  | SOLE |  | 0 | 0 | 12495 |
| JANUS DETROIT STR TR | HENDERSN SML ETF | 47103U209 |  | 1411 | 21754 | SH |  | SOLE |  | 0 | 0 | 21754 |
| JANUS DETROIT STR TR | HENDERSON MTG | 47103U852 |  | 2521 | 47419 | SH |  | SOLE |  | 0 | 0 | 47419 |
| JANUS DETROIT STR TR | HENDRSN SHRT ETF | 47103U886 |  | 948 | 18887 | SH |  | SOLE |  | 0 | 0 | 18887 |
| JD.COM INC | SPON ADR CL A | 47215P106 |  | 616 | 8522 | SH |  | SOLE |  | 0 | 0 | 8522 |
| JOHN HANCOCK EXCHANGE TRADED | MULTIFACTOR MI | 47804J206 |  | 203 | 3923 | SH |  | SOLE |  | 0 | 0 | 3923 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 6373 | 39461 | SH |  | SOLE |  | 0 | 0 | 39461 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 5972 | 36484 | SH |  | SOLE |  | 0 | 0 | 36484 |
| KIMBERLY-CLARK CORP | COM | 494368103 |  | 275 | 2078 | SH |  | SOLE |  | 0 | 0 | 2078 |
| L3HARRIS TECHNOLOGIES INC | COM | 502431109 |  | 862 | 3913 | SH |  | SOLE |  | 0 | 0 | 3913 |
| LAM RESEARCH CORP | COM | 512807108 |  | 1386 | 2435 | SH |  | SOLE |  | 0 | 0 | 2435 |
| LATTICE STRATEGIES TR | HARTFORD MLT ETF | 518416102 |  | 1804 | 59928 | SH |  | SOLE |  | 0 | 0 | 59928 |
| LAUDER ESTEE COS INC | CL A | 518439104 |  | 546 | 1821 | SH |  | SOLE |  | 0 | 0 | 1821 |
| LILLY ELI  CO | COM | 532457108 |  | 1114 | 4822 | SH |  | SOLE |  | 0 | 0 | 4822 |
| LINDE PLC | SHS | G5494J103 |  | 1490 | 5078 | SH |  | SOLE |  | 0 | 0 | 5078 |
| LISTED FD TR | CORE ALT FD | 53656F847 |  | 2352 | 79282 | SH |  | SOLE |  | 0 | 0 | 79282 |
| LIVE NATION ENTERTAINMENT IN | COM | 538034109 |  | 642 | 7043 | SH |  | SOLE |  | 0 | 0 | 7043 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 2412 | 6988 | SH |  | SOLE |  | 0 | 0 | 6988 |
| LOWES COS INC | COM | 548661107 |  | 3204 | 15793 | SH |  | SOLE |  | 0 | 0 | 15793 |
| LULULEMON ATHLETICA INC | COM | 550021109 |  | 1228 | 3035 | SH |  | SOLE |  | 0 | 0 | 3035 |
| LUNA INNOVATIONS INC | COM | 550351100 |  | 626 | 65850 | SH |  | SOLE |  | 0 | 0 | 65850 |
| MARSH  MCLENNAN COS INC | COM | 571748102 |  | 1203 | 7947 | SH |  | SOLE |  | 0 | 0 | 7947 |
| MARVELL TECHNOLOGY INC | COM | 573874104 |  | 1259 | 20880 | SH |  | SOLE |  | 0 | 0 | 20880 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 2630 | 7564 | SH |  | SOLE |  | 0 | 0 | 7564 |
| MAXAR TECHNOLOGIES INC | COM | 57778K105 |  | 274 | 9686 | SH |  | SOLE |  | 0 | 0 | 9686 |
| MCDONALDS CORP | COM | 580135101 |  | 2653 | 11003 | SH |  | SOLE |  | 0 | 0 | 11003 |
| MEDTRONIC PLC | SHS | G5960L103 |  | 4025 | 32110 | SH |  | SOLE |  | 0 | 0 | 32110 |
| MERCADOLIBRE INC | COM | 58733R102 |  | 2020 | 1203 | SH |  | SOLE |  | 0 | 0 | 1203 |
| MERCK  CO INC | COM | 58933Y105 |  | 2979 | 39661 | SH |  | SOLE |  | 0 | 0 | 39661 |
| MICROSOFT CORP | COM | 594918104 |  | 20327 | 72101 | SH |  | SOLE |  | 0 | 0 | 72101 |
| MODERNA INC | COM | 60770K107 |  | 2843 | 7388 | SH |  | SOLE |  | 0 | 0 | 7388 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 664 | 11416 | SH |  | SOLE |  | 0 | 0 | 11416 |
| MOODYS CORP | COM | 615369105 |  | 333 | 939 | SH |  | SOLE |  | 0 | 0 | 939 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 2354 | 24195 | SH |  | SOLE |  | 0 | 0 | 24195 |
| MYOVANT SCIENCES LTD | COM | G637AM102 |  | 337 | 15000 | SH |  | SOLE |  | 0 | 0 | 15000 |
| NANO DIMENSION LTD | SPONSORD ADS NEW | 63008G203 |  | 102 | 18000 | SH |  | SOLE |  | 0 | 0 | 18000 |
| NAUTILUS INC | COM | 63910B102 |  | 130 | 14000 | SH |  | SOLE |  | 0 | 0 | 14000 |
| NETFLIX INC | COM | 64110L106 |  | 2883 | 4723 | SH |  | SOLE |  | 0 | 0 | 4723 |
| NEUBERGER BERMAN MLP  ENERG | COM | 64129H104 |  | 65 | 13250 | SH |  | SOLE |  | 0 | 0 | 13250 |
| NEW ORIENTAL ED  TECHNOLOGY | SPON ADR | 647581107 |  | 107 | 52000 | SH |  | SOLE |  | 0 | 0 | 52000 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 3211 | 40890 | SH |  | SOLE |  | 0 | 0 | 40890 |
| NIKE INC | CL B | 654106103 |  | 2327 | 16025 | SH |  | SOLE |  | 0 | 0 | 16025 |
| NIO INC | SPON ADS | 62914V106 |  | 600 | 16833 | SH |  | SOLE |  | 0 | 0 | 16833 |
| NOVARTIS AG | SPONSORED ADR | 66987V109 |  | 1191 | 14567 | SH |  | SOLE |  | 0 | 0 | 14567 |
| NUCOR CORP | COM | 670346105 |  | 382 | 3875 | SH |  | SOLE |  | 0 | 0 | 3875 |
| NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 |  | 198 | 12625 | SH |  | SOLE |  | 0 | 0 | 12625 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 7869 | 37985 | SH |  | SOLE |  | 0 | 0 | 37985 |
| OCCIDENTAL PETE CORP | COM | 674599105 |  | 628 | 21226 | SH |  | SOLE |  | 0 | 0 | 21226 |
| OLD REP INTL CORP | COM | 680223104 |  | 1138 | 49185 | SH |  | SOLE |  | 0 | 0 | 49185 |
| OPKO HEALTH INC | COM | 68375N103 |  | 41 | 11122 | SH |  | SOLE |  | 0 | 0 | 11122 |
| ORACLE CORP | COM | 68389X105 |  | 2953 | 33890 | SH |  | SOLE |  | 0 | 0 | 33890 |
| OREILLY AUTOMOTIVE INC | COM | 67103H107 |  | 1901 | 3111 | SH |  | SOLE |  | 0 | 0 | 3111 |
| OSI ETF TR | OSHS GBL INTER | 67110P704 |  | 418 | 7899 | SH |  | SOLE |  | 0 | 0 | 7899 |
| OWLET INC | COM CL A | 69120X107 |  | 177 | 31600 | SH |  | SOLE |  | 0 | 0 | 31600 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 512 | 21290 | SH |  | SOLE |  | 0 | 0 | 21290 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 730 | 1524 | SH |  | SOLE |  | 0 | 0 | 1524 |
| PARKER-HANNIFIN CORP | COM | 701094104 |  | 915 | 3271 | SH |  | SOLE |  | 0 | 0 | 3271 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 4470 | 17177 | SH |  | SOLE |  | 0 | 0 | 17177 |
| PEOPLES UNITED FINANCIAL INC | COM | 712704105 |  | 1350 | 77257 | SH |  | SOLE |  | 0 | 0 | 77257 |
| PEPSICO INC | COM | 713448108 |  | 1542 | 10255 | SH |  | SOLE |  | 0 | 0 | 10255 |
| PERSONALIS INC | COM | 71535D106 |  | 221 | 11500 | SH |  | SOLE |  | 0 | 0 | 11500 |
| PFIZER INC | COM | 717081103 |  | 4104 | 95409 | SH |  | SOLE |  | 0 | 0 | 95409 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 501 | 5282 | SH |  | SOLE |  | 0 | 0 | 5282 |
| PHILLIPS 66 | COM | 718546104 |  | 2426 | 34645 | SH |  | SOLE |  | 0 | 0 | 34645 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 8348 | 81897 | SH |  | SOLE |  | 0 | 0 | 81897 |
| PIMCO ETF TR | ENHNCD LW DUR AC | 72201R718 |  | 462 | 4540 | SH |  | SOLE |  | 0 | 0 | 4540 |
| PIMCO ETF TR | INTER MUN BD ACT | 72201R866 |  | 251 | 4444 | SH |  | SOLE |  | 0 | 0 | 4444 |
| PIMCO HIGH INCOME FD | COM SHS | 722014107 |  | 78 | 12363 | SH |  | SOLE |  | 0 | 0 | 12363 |
| PINDUODUO INC | SPONSORED ADS | 722304102 |  | 879 | 9692 | SH |  | SOLE |  | 0 | 0 | 9692 |
| PINTEREST INC | CL A | 72352L106 |  | 246 | 4826 | SH |  | SOLE |  | 0 | 0 | 4826 |
| PNC FINL SVCS GROUP INC | COM | 693475105 |  | 697 | 3565 | SH |  | SOLE |  | 0 | 0 | 3565 |
| POOL CORP | COM | 73278L105 |  | 231 | 531 | SH |  | SOLE |  | 0 | 0 | 531 |
| PPL CORP | COM | 69351T106 |  | 406 | 14550 | SH |  | SOLE |  | 0 | 0 | 14550 |
| PRICE T ROWE GROUP INC | COM | 74144T108 |  | 1526 | 7759 | SH |  | SOLE |  | 0 | 0 | 7759 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 4660 | 33336 | SH |  | SOLE |  | 0 | 0 | 33336 |
| PROSHARES TR | S 500 DV ARIST | 74348A467 |  | 1529 | 17266 | SH |  | SOLE |  | 0 | 0 | 17266 |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 744573106 |  | 213 | 3493 | SH |  | SOLE |  | 0 | 0 | 3493 |
| QUALCOMM INC | COM | 747525103 |  | 1777 | 13779 | SH |  | SOLE |  | 0 | 0 | 13779 |
| QUICKLOGIC CORP | COM NEW | 74837P405 |  | 61 | 11336 | SH |  | SOLE |  | 0 | 0 | 11336 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 1991 | 23167 | SH |  | SOLE |  | 0 | 0 | 23167 |
| RBB FD INC | MFAM SMLCP GRWTH | 74933W874 |  | 1577 | 40314 | SH |  | SOLE |  | 0 | 0 | 40314 |
| REDFIN CORP | COM | 75737F108 |  | 204 | 4065 | SH |  | SOLE |  | 0 | 0 | 4065 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 |  | 890 | 1471 | SH |  | SOLE |  | 0 | 0 | 1471 |
| REPUBLIC SVCS INC | COM | 760759100 |  | 736 | 6134 | SH |  | SOLE |  | 0 | 0 | 6134 |
| RESMED INC | COM | 761152107 |  | 256 | 973 | SH |  | SOLE |  | 0 | 0 | 973 |
| ROBINHOOD MKTS INC | COM CL A | 770700102 |  | 264 | 6284 | SH |  | SOLE |  | 0 | 0 | 6284 |
| ROCKWELL AUTOMATION INC | COM | 773903109 |  | 1426 | 4849 | SH |  | SOLE |  | 0 | 0 | 4849 |
| ROKU INC | COM CL A | 77543R102 |  | 502 | 1602 | SH |  | SOLE |  | 0 | 0 | 1602 |
| S GLOBAL INC | COM | 78409V104 |  | 404 | 952 | SH |  | SOLE |  | 0 | 0 | 952 |
| SACHEM CAP CORP | COM | 78590A109 |  | 56 | 10238 | SH |  | SOLE |  | 0 | 0 | 10238 |
| SALESFORCE COM INC | COM | 79466L302 |  | 4979 | 18357 | SH |  | SOLE |  | 0 | 0 | 18357 |
| SAREPTA THERAPEUTICS INC | COM | 803607100 |  | 227 | 2455 | SH |  | SOLE |  | 0 | 0 | 2455 |
| SAVARA INC | COM | 805111101 |  | 19 | 14000 | SH |  | SOLE |  | 0 | 0 | 14000 |
| SCHLUMBERGER LTD | COM STK | 806857108 |  | 204 | 6870 | SH |  | SOLE |  | 0 | 0 | 6870 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 226 | 3107 | SH |  | SOLE |  | 0 | 0 | 3107 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 |  | 282 | 9237 | SH |  | SOLE |  | 0 | 0 | 9237 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 |  | 770 | 19898 | SH |  | SOLE |  | 0 | 0 | 19898 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 643 | 8659 | SH |  | SOLE |  | 0 | 0 | 8659 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 7250 | 48956 | SH |  | SOLE |  | 0 | 0 | 48956 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 |  | 8682 | 128656 | SH |  | SOLE |  | 0 | 0 | 128656 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 |  | 4202 | 41979 | SH |  | SOLE |  | 0 | 0 | 41979 |
| SEA LTD | SPONSORD ADS | 81141R100 |  | 1130 | 3544 | SH |  | SOLE |  | 0 | 0 | 3544 |
| SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 |  | 493 | 6159 | SH |  | SOLE |  | 0 | 0 | 6159 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 504 | 9667 | SH |  | SOLE |  | 0 | 0 | 9667 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 1709 | 45543 | SH |  | SOLE |  | 0 | 0 | 45543 |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 |  | 281 | 6317 | SH |  | SOLE |  | 0 | 0 | 6317 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 |  | 1344 | 7488 | SH |  | SOLE |  | 0 | 0 | 7488 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 799 | 11611 | SH |  | SOLE |  | 0 | 0 | 11611 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 2029 | 15942 | SH |  | SOLE |  | 0 | 0 | 15942 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 |  | 1141 | 11657 | SH |  | SOLE |  | 0 | 0 | 11657 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 498 | 7788 | SH |  | SOLE |  | 0 | 0 | 7788 |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 |  | 294 | 3718 | SH |  | SOLE |  | 0 | 0 | 3718 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 2142 | 14343 | SH |  | SOLE |  | 0 | 0 | 14343 |
| SERVICENOW INC | COM | 81762P102 |  | 467 | 750 | SH |  | SOLE |  | 0 | 0 | 750 |
| SHERWIN WILLIAMS CO | COM | 824348106 |  | 1793 | 6408 | SH |  | SOLE |  | 0 | 0 | 6408 |
| SHOPIFY INC | CL A | 82509L107 |  | 2798 | 2064 | SH |  | SOLE |  | 0 | 0 | 2064 |
| SIMON PPTY GROUP INC NEW | COM | 828806109 |  | 967 | 7436 | SH |  | SOLE |  | 0 | 0 | 7436 |
| SIREN ETF TR | NSD NXGN ECO ETF | 829658202 |  | 226 | 5054 | SH |  | SOLE |  | 0 | 0 | 5054 |
| SIRIUS XM HOLDINGS INC | COM | 82968B103 |  | 65 | 10687 | SH |  | SOLE |  | 0 | 0 | 10687 |
| SMILEDIRECTCLUB INC | CL A COM | 83192H106 |  | 125 | 23513 | SH |  | SOLE |  | 0 | 0 | 23513 |
| SNAP INC | CL A | 83304A106 |  | 483 | 6536 | SH |  | SOLE |  | 0 | 0 | 6536 |
| SNOWFLAKE INC | CL A | 833445109 |  | 227 | 751 | SH |  | SOLE |  | 0 | 0 | 751 |
| SOCIAL LEVERAGE ACQUISN CORP | *W EXP 02/17/202 | 83363K110 |  | 22 | 27020 | SH |  | SOLE |  | 0 | 0 | 27020 |
| SOFI TECHNOLOGIES INC | COM | 83406F102 |  | 504 | 31711 | SH |  | SOLE |  | 0 | 0 | 31711 |
| SOUTHERN CO | COM | 842587107 |  | 543 | 8768 | SH |  | SOLE |  | 0 | 0 | 8768 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 4670 | 13805 | SH |  | SOLE |  | 0 | 0 | 13805 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 3392 | 20655 | SH |  | SOLE |  | 0 | 0 | 20655 |
| SPDR INDEX SHS FDS | MSCI ACWI EXUS | 78463X848 |  | 225 | 7759 | SH |  | SOLE |  | 0 | 0 | 7759 |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 |  | 7824 | 216075 | SH |  | SOLE |  | 0 | 0 | 216075 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 23394 | 54513 | SH |  | SOLE |  | 0 | 0 | 54513 |
| SPDR S MIDCAP 400 ETF TR | UTSER1 S | 78467Y107 |  | 397 | 826 | SH |  | SOLE |  | 0 | 0 | 826 |
| SPDR SER TR | BLOOMBERG BRCLYS | 78468R622 |  | 202 | 1845 | SH |  | SOLE |  | 0 | 0 | 1845 |
| SPDR SER TR | MSCI USA STRTGIC | 78468R812 |  | 205 | 1722 | SH |  | SOLE |  | 0 | 0 | 1722 |
| SPDR SER TR | NUVEEN BBG BRCLY | 78464A284 |  | 255 | 4249 | SH |  | SOLE |  | 0 | 0 | 4249 |
| SPDR SER TR | NUVEEN BLMBRG SR | 78468R739 |  | 356 | 7209 | SH |  | SOLE |  | 0 | 0 | 7209 |
| SPDR SER TR | PRTFLO S VL | 78464A508 |  | 291 | 7463 | SH |  | SOLE |  | 0 | 0 | 7463 |
| SPDR SER TR | S 400 MDCP GRW | 78464A821 |  | 3115 | 41181 | SH |  | SOLE |  | 0 | 0 | 41181 |
| SPDR SER TR | S 400 MDCP VAL | 78464A839 |  | 4754 | 71776 | SH |  | SOLE |  | 0 | 0 | 71776 |
| SPDR SER TR | S 600 SMCP GRW | 78464A201 |  | 1727 | 19823 | SH |  | SOLE |  | 0 | 0 | 19823 |
| SPDR SER TR | S 600 SMCP VAL | 78464A300 |  | 3108 | 37917 | SH |  | SOLE |  | 0 | 0 | 37917 |
| SPDR SER TR | S DIVID ETF | 78464A763 |  | 369 | 3138 | SH |  | SOLE |  | 0 | 0 | 3138 |
| SPDR SER TR | S KENSHO INTLG | 78468R697 |  | 452 | 10340 | SH |  | SOLE |  | 0 | 0 | 10340 |
| SPDR SER TR | S KENSHO NEW | 78468R648 |  | 1673 | 27466 | SH |  | SOLE |  | 0 | 0 | 27466 |
| SPDR SER TR | S KENSHO SMART | 78468R689 |  | 473 | 8633 | SH |  | SOLE |  | 0 | 0 | 8633 |
| SPDR SER TR | S OILGAS EXP | 78468R556 |  | 274 | 2833 | SH |  | SOLE |  | 0 | 0 | 2833 |
| SPDR SER TR | S REGL BKG | 78464A698 |  | 296 | 4366 | SH |  | SOLE |  | 0 | 0 | 4366 |
| SPOTIFY TECHNOLOGY S A | SHS | L8681T102 |  | 426 | 1890 | SH |  | SOLE |  | 0 | 0 | 1890 |
| SQUARE INC | CL A | 852234103 |  | 1483 | 6182 | SH |  | SOLE |  | 0 | 0 | 6182 |
| SSGA ACTIVE ETF TR | ULT SHT TRM BD | 78467V707 |  | 435 | 10749 | SH |  | SOLE |  | 0 | 0 | 10749 |
| STARBUCKS CORP | COM | 855244109 |  | 1645 | 14913 | SH |  | SOLE |  | 0 | 0 | 14913 |
| STEM INC | COM | 85859N102 |  | 314 | 13125 | SH |  | SOLE |  | 0 | 0 | 13125 |
| STRYKER CORPORATION | COM | 863667101 |  | 268 | 1016 | SH |  | SOLE |  | 0 | 0 | 1016 |
| SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 86765K109 |  | 325 | 8705 | SH |  | SOLE |  | 0 | 0 | 8705 |
| SYNOPSYS INC | COM | 871607107 |  | 268 | 894 | SH |  | SOLE |  | 0 | 0 | 894 |
| TARGET CORP | COM | 87612E106 |  | 2798 | 12229 | SH |  | SOLE |  | 0 | 0 | 12229 |
| TESLA INC | COM | 88160R101 |  | 6309 | 8135 | SH |  | SOLE |  | 0 | 0 | 8135 |
| TEXAS INSTRS INC | COM | 882508104 |  | 3488 | 18146 | SH |  | SOLE |  | 0 | 0 | 18146 |
| THE TRADE DESK INC | COM CL A | 88339J105 |  | 280 | 3989 | SH |  | SOLE |  | 0 | 0 | 3989 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 3295 | 5767 | SH |  | SOLE |  | 0 | 0 | 5767 |
| TIDAL ETF TR | AWARE ULTRASHR | 886364108 |  | 502 | 10083 | SH |  | SOLE |  | 0 | 0 | 10083 |
| TJX COS INC NEW | COM | 872540109 |  | 1078 | 16335 | SH |  | SOLE |  | 0 | 0 | 16335 |
| TRANSMEDICS GROUP INC | COM | 89377M109 |  | 472 | 14270 | SH |  | SOLE |  | 0 | 0 | 14270 |
| TRUIST FINL CORP | COM | 89832Q109 |  | 1292 | 22023 | SH |  | SOLE |  | 0 | 0 | 22023 |
| TWILIO INC | CL A | 90138F102 |  | 565 | 1770 | SH |  | SOLE |  | 0 | 0 | 1770 |
| TWITTER INC | COM | 90184L102 |  | 272 | 4500 | SH |  | SOLE |  | 0 | 0 | 4500 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 388 | 8658 | SH |  | SOLE |  | 0 | 0 | 8658 |
| UNION PAC CORP | COM | 907818108 |  | 4068 | 20756 | SH |  | SOLE |  | 0 | 0 | 20756 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 2428 | 13334 | SH |  | SOLE |  | 0 | 0 | 13334 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 3951 | 10111 | SH |  | SOLE |  | 0 | 0 | 10111 |
| UNITY SOFTWARE INC | COM | 91332U101 |  | 306 | 2425 | SH |  | SOLE |  | 0 | 0 | 2425 |
| UPSTART HLDGS INC | COM | 91680M107 |  | 3196 | 10100 | SH |  | SOLE |  | 0 | 0 | 10100 |
| US BANCORP DEL | COM NEW | 902973304 |  | 437 | 7344 | SH |  | SOLE |  | 0 | 0 | 7344 |
| V F CORP | COM | 918204108 |  | 786 | 11739 | SH |  | SOLE |  | 0 | 0 | 11739 |
| VALERO ENERGY CORP | COM | 91913Y100 |  | 400 | 5666 | SH |  | SOLE |  | 0 | 0 | 5666 |
| VANECK ETF TRUST | FALLEN ANGEL HG | 92189F437 |  | 641 | 19398 | SH |  | SOLE |  | 0 | 0 | 19398 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 |  | 350 | 11874 | SH |  | SOLE |  | 0 | 0 | 11874 |
| VANECK ETF TRUST | HIGH YLD MUNIETF | 92189H409 |  | 206 | 3303 | SH |  | SOLE |  | 0 | 0 | 3303 |
| VANECK ETF TRUST | LOW CARBN ENERGY | 92189F502 |  | 202 | 1353 | SH |  | SOLE |  | 0 | 0 | 1353 |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 92189F643 |  | 3022 | 41251 | SH |  | SOLE |  | 0 | 0 | 41251 |
| VANECK ETF TRUST | RARE EARTH/STRTG | 92189H805 |  | 307 | 2979 | SH |  | SOLE |  | 0 | 0 | 2979 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 |  | 799 | 3117 | SH |  | SOLE |  | 0 | 0 | 3117 |
| VANECK ETF TRUST | VIDEO GMNG ESPRT | 92189F114 |  | 297 | 4571 | SH |  | SOLE |  | 0 | 0 | 4571 |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 921932505 |  | 274 | 1027 | SH |  | SOLE |  | 0 | 0 | 1027 |
| VANGUARD ADMIRAL FDS INC | 500 VAL IDX FD | 921932703 |  | 280 | 1988 | SH |  | SOLE |  | 0 | 0 | 1988 |
| VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 |  | 249 | 2788 | SH |  | SOLE |  | 0 | 0 | 2788 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 2224 | 27137 | SH |  | SOLE |  | 0 | 0 | 27137 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 2555 | 29904 | SH |  | SOLE |  | 0 | 0 | 29904 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 |  | 267 | 4690 | SH |  | SOLE |  | 0 | 0 | 4690 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 4519 | 15572 | SH |  | SOLE |  | 0 | 0 | 15572 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 |  | 508 | 2530 | SH |  | SOLE |  | 0 | 0 | 2530 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 |  | 745 | 3153 | SH |  | SOLE |  | 0 | 0 | 3153 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 |  | 559 | 4001 | SH |  | SOLE |  | 0 | 0 | 4001 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 730 | 3084 | SH |  | SOLE |  | 0 | 0 | 3084 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 775 | 7611 | SH |  | SOLE |  | 0 | 0 | 7611 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 8310 | 21070 | SH |  | SOLE |  | 0 | 0 | 21070 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 448 | 2644 | SH |  | SOLE |  | 0 | 0 | 2644 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 2044 | 9348 | SH |  | SOLE |  | 0 | 0 | 9348 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 |  | 371 | 1323 | SH |  | SOLE |  | 0 | 0 | 1323 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 4834 | 21770 | SH |  | SOLE |  | 0 | 0 | 21770 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 5078 | 37515 | SH |  | SOLE |  | 0 | 0 | 37515 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 |  | 238 | 3901 | SH |  | SOLE |  | 0 | 0 | 3901 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 400 | 7991 | SH |  | SOLE |  | 0 | 0 | 7991 |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 |  | 336 | 3297 | SH |  | SOLE |  | 0 | 0 | 3297 |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 92206C706 |  | 632 | 9353 | SH |  | SOLE |  | 0 | 0 | 9353 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 |  | 879 | 9316 | SH |  | SOLE |  | 0 | 0 | 9316 |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 92206C771 |  | 515 | 9668 | SH |  | SOLE |  | 0 | 0 | 9668 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 272 | 3302 | SH |  | SOLE |  | 0 | 0 | 3302 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 92206C680 |  | 296 | 4207 | SH |  | SOLE |  | 0 | 0 | 4207 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 950 | 6188 | SH |  | SOLE |  | 0 | 0 | 6188 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 |  | 833 | 13167 | SH |  | SOLE |  | 0 | 0 | 13167 |
| VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 |  | 2790 | 55249 | SH |  | SOLE |  | 0 | 0 | 55249 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 702 | 6794 | SH |  | SOLE |  | 0 | 0 | 6794 |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | 921910840 |  | 398 | 4067 | SH |  | SOLE |  | 0 | 0 | 4067 |
| VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 |  | 912 | 3882 | SH |  | SOLE |  | 0 | 0 | 3882 |
| VANGUARD WORLD FDS | COMM SRVC ETF | 92204A884 |  | 597 | 4242 | SH |  | SOLE |  | 0 | 0 | 4242 |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 |  | 241 | 976 | SH |  | SOLE |  | 0 | 0 | 976 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 |  | 2334 | 5816 | SH |  | SOLE |  | 0 | 0 | 5816 |
| VANGUARD WORLD FDS | MATERIALS ETF | 92204A801 |  | 483 | 2786 | SH |  | SOLE |  | 0 | 0 | 2786 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 3057 | 56603 | SH |  | SOLE |  | 0 | 0 | 56603 |
| VIACOMCBS INC | CL B | 92556H206 |  | 320 | 8091 | SH |  | SOLE |  | 0 | 0 | 8091 |
| VICTORY PORTFOLIOS II | VCSHS US 500 ENH | 92647N782 |  | 1515 | 21293 | SH |  | SOLE |  | 0 | 0 | 21293 |
| VISA INC | COM CL A | 92826C839 |  | 5806 | 26063 | SH |  | SOLE |  | 0 | 0 | 26063 |
| WALMART INC | COM | 931142103 |  | 2561 | 18374 | SH |  | SOLE |  | 0 | 0 | 18374 |
| WASTE MGMT INC DEL | COM | 94106L109 |  | 445 | 2979 | SH |  | SOLE |  | 0 | 0 | 2979 |
| WEC ENERGY GROUP INC | COM | 92939U106 |  | 334 | 3790 | SH |  | SOLE |  | 0 | 0 | 3790 |
| WEIBO CORP | NOTE 1.250%11/1 | 948596AC5 |  | 18 | 19000 | PRN |  | SOLE |  | 0 | 0 | 19000 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 1106 | 23826 | SH |  | SOLE |  | 0 | 0 | 23826 |
| WESTERN DIGITAL CORP. | NOTE 1.500% 2/0 | 958102AP0 |  | 17 | 17000 | PRN |  | SOLE |  | 0 | 0 | 17000 |
| WISDOMTREE TR | CLOUD COMPUTNG | 97717Y691 |  | 7576 | 131485 | SH |  | SOLE |  | 0 | 0 | 131485 |
| WISDOMTREE TR | EM EX ST-OWNED | 97717X578 |  | 216 | 5801 | SH |  | SOLE |  | 0 | 0 | 5801 |
| WISDOMTREE TR | FLOATNG RAT TREA | 97717X628 |  | 547 | 21792 | SH |  | SOLE |  | 0 | 0 | 21792 |
| WISDOMTREE TR | US LARGECAP DIVD | 97717W307 |  | 216 | 1811 | SH |  | SOLE |  | 0 | 0 | 1811 |
| WISDOMTREE TR | US MIDCAP DIVID | 97717W505 |  | 356 | 8598 | SH |  | SOLE |  | 0 | 0 | 8598 |
| WISDOMTREE TR | US QTLY DIV GRT | 97717X669 |  | 1452 | 24685 | SH |  | SOLE |  | 0 | 0 | 24685 |
| WISDOMTREE TR | US SMALLCAP DIVD | 97717W604 |  | 1596 | 51755 | SH |  | SOLE |  | 0 | 0 | 51755 |
| XCEL ENERGY INC | COM | 98389B100 |  | 248 | 3970 | SH |  | SOLE |  | 0 | 0 | 3970 |
| XERIS PHARMACEUTICALS INC | COM | 98422L107 |  | 131 | 53500 | SH |  | SOLE |  | 0 | 0 | 53500 |
| ZILLOW GROUP INC | CL C CAP STK | 98954M200 |  | 267 | 3025 | SH |  | SOLE |  | 0 | 0 | 3025 |
| ZOETIS INC | CL A | 98978V103 |  | 375 | 1933 | SH |  | SOLE |  | 0 | 0 | 1933 |
| ZOMEDICA CORP | COM | 98980M109 |  | 28 | 53532 | SH |  | SOLE |  | 0 | 0 | 53532 |
| ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 |  | 432 | 1652 | SH |  | SOLE |  | 0 | 0 | 1652 |
| ZSCALER INC | COM | 98980G102 |  | 256 | 977 | SH |  | SOLE |  | 0 | 0 | 977 |

---