# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0001752724-23-014903
**Filing Date:** 2023-1
**Character Count:** 34582
**Document Hash:** 2ba029d570e934af22573cc3a353408f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-014903.hdr.sgml**: 20230126

**ACCESSION NUMBER**: 0001752724-23-014903

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230126

**DATE AS OF CHANGE**: 20230126

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 23557167

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### Inspire Fidelis Multi Factor ETF (Series ID: S000076870)

| Class ID   | Class Name                       | Ticker Symbol   |
|:---|:---|:---|
| C000237005 | Inspire Fidelis Multi Factor ETF | FDLS            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** Inspire Fidelis Multi Factor ETF

- **b. EDGAR series identifier (if any):** S000076870

- **c. LEI of Series:** 549300KU6QBTDFVU2R86

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $46952051.58

**Total Liabilities:** $36753.64

**Net Assets:** $46915297.94

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000237005 | -8.18%               | 12.50%               | 5.29%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-2699391.99             | $-759129.62                                |
| Month 2  | $452.50                  | $4796412.53                                |
| Month 3  | $91792.29                | $2187007.87                                |

### Schedule of Portfolio Investments

| Name                                   | Title                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Innoviva Inc                           | INNOVIVA INC              | CUSIP: 45781M101<br>LEI: 549300ACOX4QTBES6535 | Long             | EC               | CORP              | US        |     33768 | NS      | $443373.84    | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Heritage-Crystal Clean Inc.            | HERITAGE-CRYSTAL CLEAN IN | CUSIP: 42726M106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     13608 | NS      | $430012.80    | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Amdocs Limited                         | AMDOCS LTD                | CUSIP: G02602103<br>LEI: 549300HQV672RJ7RQV66 | Long             | EC               | CORP              | GG        |      5253 | NS      | $466781.58    | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Dr. Reddy's Laboratories Ltd.          | DR. REDDY'S LABO          | CUSIP: 256135203<br>LEI: 335800OVDPY3DVZR2798 | Long             | EC               | CORP              | IN        |      8211 | NS      | $462361.41    | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Genuine Parts Co                       | GENUINE PARTS CO          | CUSIP: 372460105<br>LEI: 549300D46DQVEU651W04 | Long             | EC               | CORP              | US        |      2664 | NS      | $488391.12    | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Nutrien Ltd                            | NUTRIEN LTD               | CUSIP: 67077M108<br>LEI: 5493002QQ7GD21OWF963 | Long             | EC               | CORP              | CA        |      4749 | NS      | $381819.60    | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Titan Machinery Inc.                   | TITAN MACHINERY           | CUSIP: 88830R101<br>LEI: 549300835ZM8G0BT5C94 | Long             | EC               | CORP              | US        |     14406 | NS      | $634296.18    | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Imperial Oil Limited                   | IMPERIAL OIL LTD          | CUSIP: 453038408<br>LEI: 549300MO45LTBPAU4Z27 | Long             | EC               | CORP              | CA        |      9138 | NS      | $521322.90    | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Amkor Technology, Inc.                 | AMKOR TECH INC            | CUSIP: 031652100<br>LEI: 529900VHLRTKPWZJBM84 | Long             | EC               | CORP              | US        |     23385 | NS      | $655247.70    | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| M&T Bank Corporation                   | M&T BANK CORP             | CUSIP: 55261F104<br>LEI: 549300WYXDDBYRASEG81 | Long             | EC               | CORP              | US        |      2301 | NS      | $391216.02    | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Pampa Energia SA                       | PAMPA-SPON ADR            | CUSIP: 697660207<br>LEI: 254900QNIK0CVURGML24 | Long             | EC               | CORP              | AR        |     16128 | NS      | $462067.20    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Bancolombia S.A.                       | BANCOLOMBIA-ADR           | CUSIP: 05968L102<br>LEI: 54930052NWJRPNMP1W58 | Long             | EC               | CORP              | CO        |     15120 | NS      | $402192.00    | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Avis Budget Group, Inc.                | AVIS BUDGET GROU          | CUSIP: 053774105<br>LEI: 529900E95812SYWMCE44 | Long             | EC               | CORP              | US        |      2598 | NS      | $580912.80    | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Hostess Brands Inc                     | HOSTESS BRANDS            | CUSIP: 44109J106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     17700 | NS      | $467280.00    | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Hudson Technologes Inc                 | HUDSON TECHNOLOGIES INC   | CUSIP: 444144109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     55818 | NS      | $630185.22    | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Steel Dynamics, Inc.                   | STEEL DYNAMICS            | CUSIP: 858119100<br>LEI: 549300HGGKEL4FYTTQ83 | Long             | EC               | CORP              | US        |      5472 | NS      | $568704.96    | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Penske Automotive Group, Inc.          | PENSKE AUTOMOTIV          | CUSIP: 70959W103<br>LEI: 549300W7UTQ0M4C7LB15 | Long             | EC               | CORP              | US        |      3960 | NS      | $500742.00    | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Extra Space Storage Inc.               | EXTRA SPACE STOR          | CUSIP: 30225T102<br>LEI: 529900SDJHKRQWED6A16 | Long             | EC               | CORP              | US        |      2235 | NS      | $359142.15    | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Weyerhaeuser Company                   | WEYERHAEUSER CO           | CUSIP: 962166104<br>LEI: 08IRJODWFYBI7QWRGS31 | Long             | EC               | CORP              | US        |     13392 | NS      | $438052.32    | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Sitios Latinoamerica S.A.B. De C.V     | SITIOS LATINOAME          | CUSIP: P87026103<br>LEI: N/A                  | Long             | EC               | CORP              | MX        |     24225 | NS      | $10800.10     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Vipshop Holdings Ltd.                  | VIPSHOP HOLDINGS          | CUSIP: 92763W103<br>LEI: 549300I9F52K06HPZX60 | Long             | EC               | CORP              | KY        |     40152 | NS      | $447694.80    | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| W.R. Berkley Corporation               | WR BERKLEY CORP           | CUSIP: 084423102<br>LEI: SQOAGCLKBDWNVYV1OV80 | Long             | EC               | CORP              | US        |      6264 | NS      | $477817.92    | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| NVent Electric PLC                     | NVENT ELECTRIC            | CUSIP: G6700G107<br>LEI: N/A                  | Long             | EC               | CORP              | IE        |     12534 | NS      | $501485.34    | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Jabil Inc                              | JABIL INC                 | CUSIP: 466313103<br>LEI: 5493000CGCQY2OQU7669 | Long             | EC               | CORP              | US        |      7128 | NS      | $514570.32    | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Exelixis, Inc.                         | EXELIXIS INC              | CUSIP: 30161Q104<br>LEI: 254900PJQB59O2O95R37 | Long             | EC               | CORP              | US        |     24696 | NS      | $421807.68    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Extreme Networks Inc.                  | EXTREME NETWORKS          | CUSIP: 30226D106<br>LEI: 549300WRECW11X94UB57 | Long             | EC               | CORP              | US        |     32262 | NS      | $676534.14    | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Barrett Business Services Inc.         | BARRETT BUS SVCS          | CUSIP: 068463108<br>LEI: 529900HXB6TMG0SR9Y34 | Long             | EC               | CORP              | US        |      5184 | NS      | $509742.72    | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Dynavax Technologies Corp.             | DYNAVAX TECHNOLOGIES CORP | CUSIP: 268158201<br>LEI: 549300T5URIXWDILX594 | Long             | EC               | CORP              | US        |     36918 | NS      | $458152.38    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| CTS Corporation                        | CTS CORP                  | CUSIP: 126501105<br>LEI: 549300YV1HQLBVHOI649 | Long             | EC               | CORP              | US        |      9864 | NS      | $419220.00    | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Buckle Inc                             | THE BUCKLE INC            | CUSIP: 118440106<br>LEI: 5299007IU0461T3GDL34 | Long             | EC               | CORP              | US        |     12732 | NS      | $559571.40    | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Canadian Natural Resources Limited     | CAN NATURAL RES           | CUSIP: 136385101<br>LEI: 549300T15RIMIKZC5Q38 | Long             | EC               | CORP              | CA        |      7776 | NS      | $464382.72    | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Darling Ingredients, Inc               | DARLING INGREDIE          | CUSIP: 237266101<br>LEI: L1N0SPPKS7EXZYUMZ898 | Long             | EC               | CORP              | US        |      5616 | NS      | $403397.28    | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Murphy USA Inc.                        | MURPHY USA INC            | CUSIP: 626755102<br>LEI: 549300Y081F8XIKQIO72 | Long             | EC               | CORP              | US        |      1512 | NS      | $447264.72    | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| First Business Financial Services Inc. | FIRST BUSINESS F          | CUSIP: 319390100<br>LEI: 549300BXKLW2T50TKU95 | Long             | EC               | CORP              | US        |     12588 | NS      | $482372.16    | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadcom Inc                           | BROADCOM INC              | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |       864 | NS      | $476089.92    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Hologic Inc                            | HOLOGIC INC               | CUSIP: 436440101<br>LEI: 549300DYP6F5ZJL0LB74 | Long             | EC               | CORP              | US        |      6267 | NS      | $477294.72    | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Mercer International Inc.              | MERCER INTERNATI          | CUSIP: 588056101<br>LEI: 549300Z5IAG39VRTY874 | Long             | EC               | CORP              | US        |     31749 | NS      | $438136.20    | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Harmonic Inc                           | HARMONIC INC              | CUSIP: 413160102<br>LEI: 549300LRGRD8XC9BTL66 | Long             | EC               | CORP              | US        |     37704 | NS      | $578379.36    | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| LKQ Corporation                        | LKQ CORP                  | CUSIP: 501889208<br>LEI: DS830JTTZQN6GK0I2E41 | Long             | EC               | CORP              | US        |      8424 | NS      | $457675.92    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Devon Energy Corporation               | DEVON ENERGY CO           | CUSIP: 25179M103<br>LEI: 54930042348RKR3ZPN35 | Long             | EC               | CORP              | US        |      6129 | NS      | $419959.08    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Amphenol Corporation                   | AMPHENOL CORP-A           | CUSIP: 032095101<br>LEI: 549300D3L3G0R4U4VT04 | Long             | EC               | CORP              | US        |      5760 | NS      | $463276.80    | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Sierra Wireless In                     | SIERRA WIRELESS INC       | CUSIP: 826516106<br>LEI: 549300E33RZ5BJ726L53 | Long             | EC               | CORP              | CA        |     13749 | NS      | $403258.17    | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Drainage System Inc           | ADVANCED DRAINAG          | CUSIP: 00790R104<br>LEI: 6QQTOZ5MF5DHM7K92I60 | Long             | EC               | CORP              | US        |      3168 | NS      | $308119.68    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Nucor Corporation                      | NUCOR CORP                | CUSIP: 670346105<br>LEI: 549300GGJCRSI2TIEJ46 | Long             | EC               | CORP              | US        |      3600 | NS      | $539820.00    | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Peapack-Gladstone Financial Corp.      | PEAPACK GLADSTON          | CUSIP: 704699107<br>LEI: 549300G8DN2UK8K0ET30 | Long             | EC               | CORP              | US        |     12441 | NS      | $512818.02    | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Edap Tms SA                            | EDAP TMS SA -ADR          | CUSIP: 268311107<br>LEI: N/A                  | Long             | EC               | CORP              | FR        |     51201 | NS      | $579595.32    | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Encore Wire Corp                       | ENCORE WIRE               | CUSIP: 292562105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3528 | NS      | $515476.08    | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Pilgrims Pride Corporation             | PILGRIM'S PRIDE           | CUSIP: 72147K108<br>LEI: 549300ZSLGV64ZL3HD75 | Long             | EC               | CORP              | US        |     16416 | NS      | $429442.56    | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Diamondback Energy Inc                 | DIAMONDBACK ENER          | CUSIP: 25278X109<br>LEI: 549300R22LSX6OHWEN64 | Long             | EC               | CORP              | US        |      3171 | NS      | $469371.42    | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Lamb Weston Holdings Inc               | LAMB WESTON               | CUSIP: 513272104<br>LEI: 5493005SMYID1D2OY946 | Long             | EC               | CORP              | US        |      5469 | NS      | $475256.10    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| D.R. Horton, Inc.                      | DR HORTON INC             | CUSIP: 23331A109<br>LEI: 529900ZIUEYVSB8QDD25 | Long             | EC               | CORP              | US        |      5832 | NS      | $501552.00    | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Suncor Energy Inc.                     | SUNCOR ENERGY             | CUSIP: 867224107<br>LEI: 549300W70ZOQDVLCHY06 | Long             | EC               | CORP              | CA        |     13605 | NS      | $447196.35    | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Catalyst Pharmaceuticals Inc.          | CATALYST PHARMACEUTICALS  | CUSIP: 14888U101<br>LEI: 5299004O0R5XXLA5H544 | Long             | EC               | CORP              | US        |     31131 | NS      | $522066.87    | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Everest Re Group Ltd.                  | EVEREST RE GROUP          | CUSIP: G3223R108<br>LEI: 549300N24XF2VV0B3570 | Long             | EC               | CORP              | BM        |      1512 | NS      | $510965.28    | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Digi International Inc.                | DIGI INTL INC             | CUSIP: 253798102<br>LEI: 529900KG656HGROI4N27 | Long             | EC               | CORP              | US        |     12177 | NS      | $517157.19    | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| HUB Group Inc                          | HUB GROUP-A               | CUSIP: 443320106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5619 | NS      | $472838.85    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Reliance Steel & Aluminum Co.          | RELIANCE STEEL            | CUSIP: 759509102<br>LEI: 549300E287ZOFT3C5Z56 | Long             | EC               | CORP              | US        |      2373 | NS      | $501391.17    | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Arch Capital Group Ltd.                | ARCH CAPITAL GRP          | CUSIP: G0450A105<br>LEI: 549300AYR4P8AFKDCE43 | Long             | EC               | CORP              | BM        |      8928 | NS      | $534876.48    | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| America Movil S.A.B. de C.V.           | AMERICA-SPON ADR          | CUSIP: 02364W105<br>LEI: 5493000FNR3UCEAONM59 | Long             | EC               | CORP              | MX        |     24927 | NS      | $485079.42    | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Ensign Group Inc                       | ENSIGN GROUP INC          | CUSIP: 29358P101<br>LEI: 5493003K4HEEA8Q0BC72 | Long             | EC               | CORP              | US        |      4965 | NS      | $471675.00    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| ON Semiconductor Corp.                 | ON SEMICONDUCTOR          | CUSIP: 682189105<br>LEI: ZV20P4CNJVT8V1ZGJ064 | Long             | EC               | CORP              | US        |      5976 | NS      | $449395.20    | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Builders Firstsource, Inc.             | BUILDERS FIRSTSO          | CUSIP: 12008R107<br>LEI: 549300W0SKP6L3H7DP63 | Long             | EC               | CORP              | US        |      7344 | NS      | $469501.92    | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Otter Tail Corporation                 | OTTER TAIL CORP           | CUSIP: 689648103<br>LEI: 549300HHVBQRQUVKKD91 | Long             | EC               | CORP              | US        |      6048 | NS      | $360642.24    | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Corcept Therapeutics Inc.              | CORCEPT THERA             | CUSIP: 218352102<br>LEI: 529900EO9LUTFMZ7FF90 | Long             | EC               | CORP              | US        |     16707 | NS      | $422352.96    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Keysight Technologies, Inc.            | KEYSIGHT TEC              | CUSIP: 49338L103<br>LEI: 549300GLKVIO8YRCYN02 | Long             | EC               | CORP              | US        |      2520 | NS      | $455842.80    | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Allied Motion Technologies Inc.        | ALLIED MOTION TE          | CUSIP: 019330109<br>LEI: 549300I2LHAWYGNBPM97 | Long             | EC               | CORP              | US        |     14688 | NS      | $520542.72    | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Veeco Instruments Inc.                 | VEECO INSTRUMENT          | CUSIP: 922417100<br>LEI: 5493004201F72ADDZW04 | Long             | EC               | CORP              | US        |     21249 | NS      | $422430.12    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Molina Healthcare, Inc.                | MOLINA HEALTHCAR          | CUSIP: 60855R100<br>LEI: 549300NQQCEQ46YHZ591 | Long             | EC               | CORP              | US        |      1224 | NS      | $412206.48    | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Green Brick Partners Inc.              | GREEN BRICK PART          | CUSIP: 392709101<br>LEI: 549300R7SCIV7FQI6T56 | Long             | EC               | CORP              | US        |     18828 | NS      | $455261.04    | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Mid Penn Bancorp Inc.                  | MID PENN BANCORP          | CUSIP: 59540G107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     14535 | NS      | $479655.00    | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Marten Transport Ltd.                  | MARTEN TRANSPORT          | CUSIP: 573075108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     21237 | NS      | $452560.47    | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Carlisle Companies Incorporated        | CARLISLE COS INC          | CUSIP: 142339100<br>LEI: XR64VGX1ZPX6G7ZN7Z11 | Long             | EC               | CORP              | US        |      1440 | NS      | $378878.40    | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| EZCORP Inc.                            | EZCORP INC-A              | CUSIP: 302301106<br>LEI: 5493003K6PG3ZQ7TUQ63 | Long             | EC               | CORP              | US        |     51195 | NS      | $512973.90    | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| BBH SWEEP VEHICLE                      | BBH SWEEP VEHICLE         | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             |  | US        |    946347 | PA      | $946347.05    | 2.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Chico's FAS Inc.                       | CHICO'S FAS INC           | CUSIP: 168615102<br>LEI: 5299003ESGN5T1MFXY13 | Long             | EC               | CORP              | US        |     84063 | NS      | $493449.81    | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| United Rentals, Inc.                   | UNITED RENTALS            | CUSIP: 911363109<br>LEI: 5323X5O7RN0NKFCDRY08 | Long             | EC               | CORP              | US        |      1440 | NS      | $508363.20    | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| TTM Technologies Inc                   | TTM TECHNOLOGIES          | CUSIP: 87305R109<br>LEI: 549300SC4BDOIS008048 | Long             | EC               | CORP              | US        |     28809 | NS      | $462960.63    | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| J. B. Hunt Transport Services, Inc.    | HUNT (JB) TRANS           | CUSIP: 445658107<br>LEI: 549300XCD1MPI1C5GK90 | Long             | EC               | CORP              | US        |      2448 | NS      | $450162.72    | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Donnelley Financial Solutions Inc      | DONNELLEY FINANC          | CUSIP: 25787G100<br>LEI: 549300O1NPY4J56QCU04 | Long             | EC               | CORP              | US        |     10725 | NS      | $409480.50    | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Incyte Corporation.                    | INCYTE CORP               | CUSIP: 45337C102<br>LEI: 549300Z4WN6JVZ3T4680 | Long             | EC               | CORP              | US        |      6120 | NS      | $487580.40    | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Calix Networks Inc                     | CALIX INC                 | CUSIP: 13100M509<br>LEI: 5299002RQRZ4SXSCSJ58 | Long             | EC               | CORP              | US        |      7485 | NS      | $533680.50    | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Hackett Group Inc.                     | HACKETT GROUP             | CUSIP: 404609109<br>LEI: 5K016KLIRB6156644289 | Long             | EC               | CORP              | US        |     22179 | NS      | $512334.90    | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Enova International, Incorporation     | ENOVA INTERNATIO          | CUSIP: 29357K103<br>LEI: 549300O8XOCQSB49UO63 | Long             | EC               | CORP              | US        |     12591 | NS      | $507920.94    | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| First Horizon Corporation              | FIRST HORIZON NA          | CUSIP: 320517105<br>LEI: TF3RXI1ZB1TQ30H9JV10 | Long             | EC               | CORP              | US        |     17994 | NS      | $447150.90    | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Qualys Inc                             | QUALYS INC                | CUSIP: 74758T303<br>LEI: 549300EMBXYOW9W1XA17 | Long             | EC               | CORP              | US        |      2739 | NS      | $337773.48    | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Hanmi Financial Corp.                  | HANMI FINL CORP           | CUSIP: 410495204<br>LEI: 549300MSZ7RCG7EA6587 | Long             | EC               | CORP              | US        |     17406 | NS      | $470832.30    | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Tenaris SA                             | TENARIS-ADR               | CUSIP: 88031M109<br>LEI: 549300Y7C05BKC4HZB40 | Long             | EC               | CORP              | LU        |     15408 | NS      | $531113.76    | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Capital City Bank Group Inc.           | CAPITAL CITY BANK GROUP I | CUSIP: 139674105<br>LEI: 254900NVLVUJQZKTQE82 | Long             | EC               | CORP              | US        |     13095 | NS      | $460944.00    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Vermilion Energy Inc.                  | VERMILION ENERGY          | CUSIP: 923725105<br>LEI: WT03B8BB1IX8WI9ZGV02 | Long             | EC               | RF                | CA        |     17043 | NS      | $337110.54    | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Vishay Intertechnology, Inc.           | VISHAY INTERTECH          | CUSIP: 928298108<br>LEI: 5493009O8F3QQJTCQR75 | Long             | EC               | CORP              | US        |     22320 | NS      | $514252.80    | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Nordson Corp                           | NORDSON CORP              | CUSIP: 655663102<br>LEI: 14OS6Q5N55N95WM84M53 | Long             | EC               | CORP              | US        |      1872 | NS      | $442709.28    | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Smart Global Holdings Inc              | SMART GLOBAL HOL          | CUSIP: G8232Y101<br>LEI: 529900RDGHQY8XKXPN14 | Long             | EC               | CORP              | KY        |     23778 | NS      | $402085.98    | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| First Bancorp Puerto Rico              | FIRST BANCORP PR          | CUSIP: 318672706<br>LEI: N/A                  | Long             | EC               | CORP              | PR        |     28296 | NS      | $435192.48    | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Cross Country Healthcare Inc.          | CROSS COUNTRY HE          | CUSIP: 227483104<br>LEI: 54930037L0NBIPZ5S663 | Long             | EC               | CORP              | US        |     14472 | NS      | $517808.16    | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| A10 Networks Inc                       | A10 NETWORKS INC          | CUSIP: 002121101<br>LEI: 549300UQD4IWUML81Q35 | Long             | EC               | CORP              | US        |     32898 | NS      | $615521.58    | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Telkom Indonesia(Persero) Tbk PT       | TELEKOMUNIK INDONESIA-SP  | CUSIP: 715684106<br>LEI: 529900M5SQZAOKV1PC81 | Long             | EC               | CORP              | ID        |     14184 | NS      | $361408.32    | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Sanmina Corp                           | SANMINA CORP              | CUSIP: 801056102<br>LEI: X5K24XLM8QYRXF00EB42 | Long             | EC               | CORP              | US        |      8928 | NS      | $590051.52    | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Skyworks Solutions, Inc.               | SKYWORKS SOLUTIO          | CUSIP: 83088M102<br>LEI: 549300WZ3ORQ2BVKBD96 | Long             | EC               | CORP              | US        |      4245 | NS      | $405906.90    | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Netease Inc                            | NETEASE INC-ADR           | CUSIP: 64110W102<br>LEI: 5299004AF4DSJDB0PA32 | Long             | EC               | CORP              | KY        |      5043 | NS      | $358658.16    | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-28

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer