# EDGAR Filing Document

**Accession Number:** 0000735383
**File Stem:** 0000735383-23-000001
**Filing Date:** 2023-1
**Character Count:** 4186
**Document Hash:** 85fed122a171a32b7e20c72b39aa5c7f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000735383-23-000001.hdr.sgml**: 20230124

**ACCESSION NUMBER**: 0000735383-23-000001

**CONFORMED SUBMISSION TYPE**: TA-1/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230120

**DATE AS OF CHANGE**: 20230124

**EFFECTIVENESS DATE**: 20230130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HARTFORD ADMINISTRATIVE SERVICES CO /TA
- **CENTRAL INDEX KEY:** 0000735383
- **IRS NUMBER:** 410679409

**FILING VALUES:**
- **FORM TYPE:** TA-1/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-00353
- **FILM NUMBER:** 23546253

**BUSINESS ADDRESS:**
- **STREET 1:** 690 LEE ROAD
- **CITY:** WAYNE
- **STATE:** PA
- **ZIP:** 19087
- **BUSINESS PHONE:** 610.386.6722

**MAIL ADDRESS:**
- **STREET 1:** 690 LEE ROAD
- **CITY:** WAYNE
- **STATE:** PA
- **ZIP:** 19087

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FORTIS ADVISERS INC /MN/                                /TA
- **DATE OF NAME CHANGE:** 20010613

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** AMEV ADVISERS INC                                       /TA
- **DATE OF NAME CHANGE:** 19920507

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HARTFORD ADMINISTRATIVE SERVICES CO                     /TA
- **DATE OF NAME CHANGE:** 19831205

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-1

### UNIFORM FORM OF APPLICATION FOR REGISTRATION AS A TRANSFER AGENT

### Registrant Information

**Appropriate regulatory agency:** SEC

**Full name of Registrant:** HARTFORD ADMINISTRATIVE SERVICES CO /TA

**FINS Number:** 401778

**Address of principal office where transfer agent activities are performed:** 690 Lee Road, Wayne, PA, 19087

**Is mailing address different from principal office address?:** No

**Telephone Number:** 610.386.6722

**Does registrant conduct business in other locations?:** Yes

**Other Business Location Address 1:** 430 West 7th Street, SS&C GIDS, Kansas City, MO, 64105

**Is registrant a self-transfer agent?:** Yes

**Does registrant engage a service company to perform any of its transfer agent functions?:** Yes

**Is registrant engaged as a service company by a named transfer agent?:** No

### Ownership and Control Information

**Registrant Type:** Not Applicable

**Does any other person control the management or policies of the applicant?:** —

**Does any other person directly or indirectly finance the applicant?:** —

### Disciplinary History

- **Convicted/plead guilty to any felony or investment-related misdemeanor?:** No

- **Convicted/plead guilty to any other felony?:** No

- **Enjoined in connection with any investment-related activity?:** No

- **Found to have violated any investment-related statute or regulation?:** No

- **Made a false statement or omission in a filing with the SEC?:** No

- **Found to have violated SRO rules or failed to supervise?:** No

- **Had authorization to act as a financial professional denied, suspended, or revoked?:** No

- **Had a registration as a financial professional denied, suspended, or revoked?:** No

- **Federal/State agency found a false statement or omission?:** No

- **Federal/State agency found a violation of investment-related regulations?:** No

- **Federal/State agency denied, suspended, or revoked authorization?:** No

- **Federal/State agency entered an order against the applicant?:** No

- **Federal/State agency denied, suspended, or revoked registration?:** No

- **Federal/State agency revoked or suspended a license?:** No

- **SRO found a false statement or omission?:** No

- **SRO found a violation of its rules?:** No

- **SRO denied, suspended, or revoked authorization?:** No

- **SRO revoked or suspended a license?:** No

- **Subject of an order or finding by a foreign financial regulatory authority?:** No

- **Currently the subject of any proceeding that could result in a 'yes' answer to any of the above?:** No

- **Had a bond revoked for disorderly conduct, fraud, or dishonesty?:** No

- **Have any unsatisfied judgments or liens against them?:** No

### Signature

**Signature:** Andrew S. Decker

**Title:** Vice President

**Date:** 01/20/2023

**Phone Number:** 610.213.3710