# EDGAR Filing Document

**Accession Number:** 0000868451
**File Stem:** 0000868451-26-000006
**Filing Date:** 2026-4
**Character Count:** 2712
**Document Hash:** 7e3ede9afcf57f2b8f11f8cd9c4a397b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000868451-26-000006.hdr.sgml**: 20260409

**ACCESSION NUMBER**: 0000868451-26-000006

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260409

**DATE AS OF CHANGE**: 20260409

**EFFECTIVENESS DATE**: 20260409

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** H.C.WAINWRIGHT & CO., LLC
- **CENTRAL INDEX KEY:** 0000868451

**ORGANIZATION NAME:**
- **EIN:** 043104484
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-43115
- **FILM NUMBER:** 26850698

**BUSINESS ADDRESS:**
- **STREET 1:** 430 PARK AVENUE
- **STREET 2:** 4TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 212-356-0532

**MAIL ADDRESS:**
- **STREET 1:** 430 PARK AVENUE
- **STREET 2:** 4TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** H.C WAINWRIGHT & CO., LLC
- **DATE OF NAME CHANGE:** 20140102

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** H.C. WAINWRIGHT & CO., INC.
- **DATE OF NAME CHANGE:** 20140102

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** H.C.WAINWRIGHT & CO., LLC
- **DATE OF NAME CHANGE:** 20140102

### Attached PDF Documents

**Attachment 1:** `HCW_EDGAR1.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000868451

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** H.C.WAINWRIGHT & CO., LLC

**Business Address:** 430 PARK AVENUE, 4TH FLOOR, NEW YORK, NY, 10022

**Contact Person:** Scott Andrew Gray

**Contact Phone:** 212 356 0526

### Independent Public Accountant Identification

**Accountant Name:** Berkower LLC

**Accountant Address:** 517 Route One South, Suite 403, Iselin, NJ, 08830

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Matthew Ceraso**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **H.C.WAINWRIGHT & CO., LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Matthew Ceraso

**Title:** Principal Financial Officer