# EDGAR Filing Document

**Accession Number:** 0000012600
**File Stem:** 0000012600-26-000004
**Filing Date:** 2026-3
**Character Count:** 2752
**Document Hash:** 9a97aa0fcc8829ce6366fdeba92a350c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000012600-26-000004.hdr.sgml**: 20260302

**ACCESSION NUMBER**: 0000012600-26-000004

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260302

**DATE AS OF CHANGE**: 20260302

**EFFECTIVENESS DATE**: 20260302

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PRINCIPAL SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0000012600

**ORGANIZATION NAME:**
- **EIN:** 420941553
- **STATE OF INCORPORATION:** IA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-13975
- **FILM NUMBER:** 26710647

**BUSINESS ADDRESS:**
- **STREET 1:** 711 HIGH STREET
- **CITY:** DES MOINES
- **STATE:** IA
- **ZIP:** 50392
- **BUSINESS PHONE:** 516-501-2046

**MAIL ADDRESS:**
- **STREET 1:** PRINCIPAL FINANCIAL GROUP
- **STREET 2:** 711 HIGH STREET
- **CITY:** DES MOINES
- **STATE:** IA
- **ZIP:** 50392-2080

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PRINCOR FINANCIAL SERVICES CORPORATION
- **DATE OF NAME CHANGE:** 20020307

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PRINCOR FINANCIAL SERVICES CORP                         /BD
- **DATE OF NAME CHANGE:** 20020307

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BLC EQUITY SERVICES CORP /BD/
- **DATE OF NAME CHANGE:** 19851023

### Attached PDF Documents

**Attachment 1:** `PSIPublic2025.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000012600

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** PRINCIPAL SECURITIES, INC.

**Business Address:** 711 HIGH STREET, DES MOINES, IA, 50392

**Contact Person:** Dawn Roberts

**Contact Phone:** 515-283-5863

### Independent Public Accountant Identification

**Accountant Name:** Ernst & Young LLP

**Accountant Address:** 700 Nicollett Mall, Suite 500, Minneapolis, MN, 55402

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Dawn Roberts**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **PRINCIPAL SECURITIES, INC.**, as of **12-31-2025**, are true and correct.

**Signature:** Dawn Roberts

**Title:** Chief Financial Officer