# EDGAR Filing Document

**Accession Number:** 0001675634
**File Stem:** 0001628280-23-007042
**Filing Date:** 2023-3
**Character Count:** 6526
**Document Hash:** b17b62346a97f88b2a6763199de0f201
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001628280-23-007042.hdr.sgml**: 20230308

**ACCESSION NUMBER**: 0001628280-23-007042

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20230306

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230308

**DATE AS OF CHANGE**: 20230308

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ShiftPixy, Inc.
- **CENTRAL INDEX KEY:** 0001675634
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-EMPLOYMENT AGENCIES [7361]
- **IRS NUMBER:** 474211438
- **STATE OF INCORPORATION:** WY
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-37954
- **FILM NUMBER:** 23716970

**BUSINESS ADDRESS:**
- **STREET 1:** 1 VENTURE
- **STREET 2:** SUITE 150
- **CITY:** IRVINE
- **STATE:** CA
- **ZIP:** 92618
- **BUSINESS PHONE:** 888-798-9100

**MAIL ADDRESS:**
- **STREET 1:** 1 VENTURE
- **STREET 2:** SUITE 150
- **CITY:** IRVINE
- **STATE:** CA
- **ZIP:** 92618

?xml version="1.0" ? pixy-20230306

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): March 6, 2023

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| |
|:---|
| **SHIFTPIXY, INC.** |
| (Exact name of registrant as specified in its charter) |

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| | |
|:---|:---|
| **Wyoming** | **47-4211438** |
| (State of incorporation or organization) | (I.R.S. Employer Identification No.) |
| 13450 W. Sunrise Blvd., Suite 650, Sunrise, FL | 33233 |
| (Address of principal executive offices) | (Zip Code) |

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(888) 798-9100

(Registrant's telephone number, including area code)

Commission File No. 001-37954

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered under Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading Symbol(s)** | **Name of each exchange on<br>which registered** |
| Common Stock, par value $0.0001 per share | PIXY | The Nasdaq Stock Market LLC |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

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| | |
|:---|:---|
| **Item 5.07.** | **Submission of Matters to a Vote of Security Holders.** |

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On March 6, 2023, ShiftPixy, Inc. (the "Company") held its 2023 Annual Meeting of Stockholders (the "Annual Meeting"). At the Annual Meeting, the Company's stockholders of record as of the close of business on January 9, 2023, voted on three proposals, each of which is noted below and described in more detail in the Company's definitive proxy statement, filed on <u>[Schedule 14A](https://www.sec.gov/Archives/edgar/data/1675634/000110465923002823/tm232766d1_def14a.htm)</u>, and related <u>[amendment](https://www.sec.gov/Archives/edgar/data/1675634/000110465923002830/tm232766-2_defa14a.htm)</u>, filed with the Securities and Exchange Commission on January 11, 2023 (the "Proxy Statement"). The holders of 9,311,222 shares of our common stock, or approximately 96.27% of our outstanding shares of common stock, were represented in person or by proxy and entitled to vote at the meeting, such that a quorum was determined to be present. The final voting results for each proposal are set forth below.

**Proposal 1 – Election of Directors**

Our shareholders elected the following directors for one-year terms, expiring at our 2024 Annual Meeting of Shareholders, by the following votes:

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| | | | |
|:---|:---|:---|:---|
| **Nominees** | **Shares Voted For** | **Shares Withheld** | **Broker Non-Votes** |
| Scott W. Absher | 9210287 | 7054 | 93881 |
| Kenneth W. Weaver | 8980840 | 236501 | 93881 |
| Whitney J. White | 8985343 | 231998 | 93881 |
| Christopher Sebes | 8985188 | 232153 | 93881 |
| Amanda Murphy | 9210402 | 6939 | 93881 |

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**Proposal 2 – Ratification of Independent Registered Public Accounting Firm**

Our shareholders ratified the appointment of Marcum LLP as our independent registered public accounting firm for the fiscal year ending August 31, 2023, by the following votes:

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| | | |
|:---|:---|:---|
| **Shares Voted For** | **Shares Voted Against** | **Abstentions** |
| 9,305,612 | 2,703 | 2,907 |

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**Proposal 3 – Approve the increase in the number of shares available for issuance under the Company's 2017 Stock Option / Stock Issuance Plan, as amended, to 750,000 shares**

Our shareholders approved the increase in the number of shares available for issuance under the Company's 2017 Stock Option / Stock Issuance Plan, as amended, from 30,000 shares to 750,000 shares, by the following votes:

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| | | | |
|:---|:---|:---|:---|
| **Shares Voted For** | **Shares Voted Against** | **Abstentions** | **Broker Non-Votes** |
| 8,974,335 | 242,322 | 684 | 93,881 |

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**Item 9.01 Financial Statements and Exhibits.**

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| | |
|:---|:---|
| **Exhibit No.** | **Description** |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
| | **SHIFTPIXY, INC.** | **SHIFTPIXY, INC.** |
| Date: March 8, 2023 | By: | */s/ Scott W. Absher* |
|  |  | Scott W. Absher |
|  |  | Chief Executive Officer |

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