# EDGAR Filing Document

**Accession Number:** 0001414040
**File Stem:** 0001752724-23-017592
**Filing Date:** 2023-1
**Character Count:** 20756
**Document Hash:** 91f8afd539c0043c956d2162546aa303
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-017592.hdr.sgml**: 20230130

**ACCESSION NUMBER**: 0001752724-23-017592

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230130

**DATE AS OF CHANGE**: 20230130

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALPS ETF Trust
- **CENTRAL INDEX KEY:** 0001414040
- **IRS NUMBER:** 000000000
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22175
- **FILM NUMBER:** 23565975

**BUSINESS ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328
- **BUSINESS PHONE:** 303.623.2577

**MAIL ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328

## Series and Classes Contracts Data

### ALPS Hillman Active Value ETF (Series ID: S000072374)

| Class ID   | Class Name                    | Ticker Symbol   |
|:---|:---|:---|
| C000228553 | ALPS Hillman Active Value ETF |  |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ALPS ETF TRUST

- **b. Investment Company Act file number:** 811-22175

- **c. CIK number of Registrant:** 0001414040

- **d. LEI of Registrant:** 549300VF1907NYC4WM31

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 BROADWAY SUITE 1000

  - **City:** DENVER

  - **State:** CO

  - **Foreign country:** US

  - **Zip / Postal Code:** 80203

  - **Telephone number:** 3036232577

**Item A.2. Information about the Series.**

- **a. Name of Series:** ALPS Hillman Active Value ETF

- **b. EDGAR series identifier (if any):** S000072374

- **c. LEI of Series:** 54930058NL8K29N6CV68

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $6794137.37

**Total Liabilities:** $3045.14

**Net Assets:** $6791092.23

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000228553 | -10.08%              | 8.56%                | 8.79%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-14430.22               | $-750933.59                                |
| Month 2  | $-3292.44                | $565513.56                                 |
| Month 3  | $-7956.79                | $542038.83                                 |

### Schedule of Portfolio Investments

| Name                                                       | Title                                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Lam Research Corp                                          | Lam Research Corp.                                         | CUSIP: 512807108<br>LEI: 549300I4GMO6D34U1T02 | Long             | EC               | CORP              | US        |       340 | NS      | $160609.20    | 2.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Wells Fargo & Co                                           | Wells Fargo & Co.                                          | CUSIP: 949746101<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EC               | CORP              | US        |      3684 | NS      | $176647.80    | 2.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Kraft Heinz Co/the                                         | Kraft Heinz Co.                                            | CUSIP: 500754106<br>LEI: 9845007488EC87F5AF14 | Long             | EC               | CORP              | US        |      4250 | NS      | $167237.50    | 2.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                                               | Alphabet, Inc.                                             | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      1360 | NS      | $137346.40    | 2.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Equifax Inc                                                | Equifax, Inc.                                              | CUSIP: 294429105<br>LEI: 5493004MCF8JDC86VS77 | Long             | EC               | CORP              | US        |       740 | NS      | $146053.80    | 2.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Compass Minerals International Inc                         | Compass Minerals International, Inc.                       | CUSIP: 20451N101<br>LEI: 2549008X9G8XP7YJGC47 | Long             | EC               | CORP              | US        |      3571 | NS      | $158373.85    | 2.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Raytheon Technologies Corp                                 | Raytheon Technologies Corp.                                | CUSIP: 75513E101<br>LEI: I07WOS4YJ0N7YRFE7309 | Long             | EC               | CORP              | US        |      1477 | NS      | $145809.44    | 2.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Nordstrom Inc                                              | Nordstrom, Inc.                                            | CUSIP: 655664100<br>LEI: 549300S3IZB5P35KNV16 | Long             | EC               | CORP              | US        |      6095 | NS      | $127812.15    | 1.88%             |  |  |  | No            |                  1 | On Loan: —       |
| Verizon Communications Inc                                 | Verizon Communications, Inc.                               | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               | CORP              | US        |      2943 | NS      | $114718.14    | 1.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Constellation Brands Inc                                   | Constellation Brands, Inc.                                 | CUSIP: 21036P108<br>LEI: 5493005GKEG8QCVY7037 | Long             | EC               | CORP              | US        |       733 | NS      | $188637.55    | 2.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Simon Property Group Inc                                   | Simon Property Group, Inc.                                 | CUSIP: 828806109<br>LEI: 529900GQL5X8H7AO3T64 | Long             | EC               | CORP              | US        |      1299 | NS      | $155152.56    | 2.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com Inc                                             | Amazon.com, Inc.                                           | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |      1400 | NS      | $135156.00    | 1.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                                             | Microsoft Corp.                                            | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |       589 | NS      | $150277.46    | 2.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Air Products And Chemicals Inc                             | Air Products and Chemicals, Inc.                           | CUSIP: 009158106<br>LEI: 7QEON6Y1RL5XR3R1W237 | Long             | EC               | CORP              | US        |       637 | NS      | $197571.92    | 2.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Warner Bros Discovery Inc                                  | Warner Bros Discovery, Inc.                                | CUSIP: 934423104<br>LEI: 5493006ZCRFWKF6B1K26 | Long             | EC               | CORP              | US        |     13759 | NS      | $156852.60    | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Asml Holding Nv                                            | ASML Holding NV                                            | CUSIP: N07059210<br>LEI: 724500Y6DUVHQD6OXN27 | Long             | EC               | CORP              | NL        |       242 | NS      | $147165.04    | 2.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Taiwan Semiconductor Manufacturing Co Ltd                  | Taiwan Semiconductor Manufacturing Co., Ltd.               | CUSIP: 874039100<br>LEI: 549300KB6NK5SBD14S87 | Long             | EC               | CORP              | TW        |      1732 | NS      | $143721.36    | 2.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Anheuser-busch Inbev Sa/nv                                 | Anheuser-Busch InBev SA                                    | CUSIP: 03524A108<br>LEI: 5493008H3828EMEXB082 | Long             | EC               | CORP              | BE        |      2385 | NS      | $140452.65    | 2.07%             |  |  |  | No            |                  1 | On Loan: —       |
| Conagra Brands Inc                                         | Conagra Brands, Inc.                                       | CUSIP: 205887102<br>LEI: 54930035UDEIH090K650 | Long             | EC               | CORP              | US        |      3789 | NS      | $143906.22    | 2.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Carmax Inc                                                 | CarMax, Inc.                                               | CUSIP: 143130102<br>LEI: 529900F60CID3NCZM330 | Long             | EC               | CORP              | US        |      1760 | NS      | $122073.60    | 1.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Enterprise Products Partners Lp                            | Enterprise Products Partners LP                            | CUSIP: 293792107<br>LEI: K4CDIF4M54DJZ6TB4Q48 | Long             | EC               | CORP              | US        |      6852 | NS      | $169998.12    | 2.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Dupont De Nemours Inc                                      | DuPont de Nemours, Inc.                                    | CUSIP: 26614N102<br>LEI: 5493004JF0SDFLM8GD76 | Long             | EC               | CORP              | US        |      2084 | NS      | $146942.84    | 2.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Cvs Health Corp                                            | CVS Health Corp.                                           | CUSIP: 126650100<br>LEI: 549300EJG376EN5NQE29 | Long             | EC               | CORP              | US        |      1487 | NS      | $151495.56    | 2.23%             |  |  |  | No            |                  1 | On Loan: No      |
| At&t Inc                                                   | AT&T, Inc.                                                 | CUSIP: 00206R102<br>LEI: 549300Z40J86GGSTL398 | Long             | EC               | CORP              | US        |      8358 | NS      | $161142.24    | 2.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Emerson Electric Co                                        | Emerson Electric Co.                                       | CUSIP: 291011104<br>LEI: FGLT0EWZSUIRRITFOA30 | Long             | EC               | CORP              | US        |      1692 | NS      | $162042.84    | 2.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank Of New York Mellon Corp/the                           | Bank of New York Mellon Corp.                              | CUSIP: 064058100<br>LEI: WFLLPEPC7FZXENRZV188 | Long             | EC               | CORP              | US        |      3359 | NS      | $154178.10    | 2.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Kellogg Co                                                 | Kellogg Co.                                                | CUSIP: 487836108<br>LEI: LONOZNOJYIBXOHXWDB86 | Long             | EC               | CORP              | US        |      1893 | NS      | $138094.35    | 2.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Medtronic Plc                                              | Medtronic PLC                                              | CUSIP: G5960L103<br>LEI: 549300GX3ZBSQWUXY261 | Long             | EC               | CORP              | IE        |      1299 | NS      | $102672.96    | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Walt Disney Co                                             | Walt Disney Co.                                            | CUSIP: 254687106<br>LEI: 549300GZKULIZ0WOW665 | Long             | EC               | CORP              | US        |      1550 | NS      | $151698.50    | 2.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Comcast Corp                                               | Comcast Corp.                                              | CUSIP: 20030N101<br>LEI: 51M0QTTNCGUN7KFCFZ59 | Long             | EC               | CORP              | US        |      3972 | NS      | $145534.08    | 2.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc                                             | Salesforce, Inc.                                           | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |       915 | NS      | $146628.75    | 2.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Adobe Inc                                                  | Adobe, Inc.                                                | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |       463 | NS      | $159702.59    | 2.35%             |  |  |  | No            |                  1 | On Loan: No      |
| T Rowe Price Group Inc                                     | T Rowe Price Group, Inc.                                   | CUSIP: 74144T108<br>LEI: 549300SIV6FPS9Y7IH33 | Long             | EC               | CORP              | US        |      1077 | NS      | $134528.07    | 1.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Becton Dickinson And Co                                    | Becton Dickinson and Co.                                   | CUSIP: 075887109<br>LEI: ICE2EP6D98PQUILVRZ91 | Long             | EC               | CORP              | US        |       673 | NS      | $167805.82    | 2.47%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Institutional Treasury Plus Money Market Fund | State Street Institutional Treasury Plus Money Market Fund | CUSIP: 857492862<br>LEI: 549300PNASLVKQG64331 | Long             | STIV             | RF                | US        |     75268 | NS      | $75268.47     | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Biogen Inc                                                 | Biogen, Inc.                                               | CUSIP: 09062X103<br>LEI: W8J5WZB5IY3K0NDQT671 | Long             | EC               | CORP              | US        |       477 | NS      | $145566.09    | 2.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackrock Inc                                              | BlackRock, Inc.                                            | CUSIP: 09247X101<br>LEI: 549300LRIF3NWCU26A80 | Long             | EC               | CORP              | US        |       217 | NS      | $155372.00    | 2.29%             |  |  |  | No            |                  1 | On Loan: No      |
| General Electric Co                                        | General Electric Co.                                       | CUSIP: 369604301<br>LEI: 3C7474T6CDKPR9K6YT90 | Long             | EC               | CORP              | US        |      1641 | NS      | $141076.77    | 2.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Zimmer Biomet Holdings Inc                                 | Zimmer Biomet Holdings, Inc.                               | CUSIP: 98956P102<br>LEI: 2P2YLDVPES3BXQ1FRB91 | Long             | EC               | CORP              | US        |      1143 | NS      | $137274.30    | 2.02%             |  |  |  | No            |                  1 | On Loan: No      |
| 3m Co                                                      | 3M Co.                                                     | CUSIP: 88579Y101<br>LEI: LUZQVYP4VS22CLWDAR65 | Long             | EC               | CORP              | US        |      1139 | NS      | $143479.83    | 2.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Union Co/the                                       | Western Union Co.                                          | CUSIP: 959802109<br>LEI: 28ID94QU1140NC23S047 | Long             | EC               | CORP              | US        |     10581 | NS      | $155117.46    | 2.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Boeing Co/the                                              | Boeing Co.                                                 | CUSIP: 097023105<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EC               | CORP              | US        |       826 | NS      | $147754.88    | 2.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Servicenow Inc                                             | ServiceNow, Inc.                                           | CUSIP: 81762P102<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               | CORP              | US        |       377 | NS      | $156945.10    | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc                                         | Meta Platforms, Inc.                                       | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |      1385 | NS      | $163568.50    | 2.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Gsk Plc                                                    | GSK PLC                                                    | CUSIP: 37733W204<br>LEI: 5493000HZTVUYLO1D793 | Long             | EC               | CORP              | GB        |      3454 | NS      | $119473.86    | 1.76%             |  |  |  | No            |                  1 | On Loan: —       |
| N/A                                                        | State Street Navigator Securities lending Prime Portfolio  | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | RF                | US        |         0 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Intel Corp                                                 | Intel Corp.                                                | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |      4341 | NS      | $130533.87    | 1.92%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-30

**Name of Applicant:** ALPS ETF TRUST

**Signature:** Kathryn Burns

**Name of Signer:** Kathryn Burns

**Title:** Treasurer