# EDGAR Filing Document

**Accession Number:** 0001383496
**File Stem:** 0000940400-25-002085
**Filing Date:** 2025-9
**Character Count:** 17682
**Document Hash:** f6de073145d21a61c4c516dfa40ee905
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-25-002085.hdr.sgml**: 20250924

**ACCESSION NUMBER**: 0000940400-25-002085

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250731

**FILED AS OF DATE**: 20250924

**DATE AS OF CHANGE**: 20250924

**PERIOD START**: 20250731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
- **CENTRAL INDEX KEY:** 0001383496

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22019
- **FILM NUMBER:** 251336248

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Series and Classes Contracts Data

### First Trust Energy AlphaDEX Fund (Series ID: S000017698)

| Class ID   | Class Name                       | Ticker Symbol   |
|:---|:---|:---|
| C000048898 | First Trust Energy AlphaDEX Fund | FXN             |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** First Trust Exchange-Traded AlphaDEX Fund

- **b. Investment Company Act file number:** 811-22019

- **c. CIK number of Registrant:** 0001383496

- **d. LEI of Registrant:** 549300PGRVU1P76W4537

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 East Liberty Drive

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** First Trust Energy AlphaDEX Fund

- **b. EDGAR series identifier (if any):** S000017698

- **c. LEI of Series:** 549300FP3GJL1GH4RT40

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-07-31

- **b. Date as of which information is reported:** 2025-07-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $272203956.42

**Total Liabilities:** $245911.77

**Net Assets:** $271958044.65

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000048898 | 4.17%                | 5.28%                | 3.96%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-620776.67              | $10997290.14                               |
| Month 2  | $-10991.14               | $13442400.22                               |
| Month 3  | $-2755087.50             | $13294941.92                               |

### Schedule of Portfolio Investments

| Name                               | Title                             | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Expand Energy Corp                 | Expand Energy Corp                | CUSIP: 165167735<br>LEI: X2MT1W32SPAZ9WSKLE78 | Long             | EC               | CORP              | US        |     18656 | NS      | $1954775.68   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Antero Midstream Corp              | Antero Midstream Corp             | CUSIP: 03676B102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    115113 | NS      | $2112323.55   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| DT Midstream Inc                   | DT Midstream Inc                  | CUSIP: 23345M107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     19841 | NS      | $2038265.93   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Civitas Resources Inc              | Civitas Resources Inc             | CUSIP: 17888H103<br>LEI: IIVIHPH28S64K95M2381 | Long             | EC               | CORP              | US        |    452962 | NS      | $13751926.32  | 5.06%             |  |  |  | No            |                  1 | On Loan: No      |
| BOFA SECURITIES, INC.              | BOFA SECURITIES INC               | CUSIP: 000000000<br>LEI: 549300HN4UKV1E2R3U73 | Long             | RA               | CORP              | US        |        63 | PA      | $63.00        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Chord Energy Corp                  | Chord Energy Corp                 | CUSIP: 674215207<br>LEI: 529900FA4V2YNIKZ0M71 | Long             | EC               | CORP              | US        |    128711 | NS      | $14200684.63  | 5.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Antero Resources Corp              | Antero Resources Corp             | CUSIP: 03674X106<br>LEI: APVBKPOULHUX7YZLKU17 | Long             | EC               | CORP              | US        |    108315 | NS      | $3783442.95   | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Kinder Morgan Inc                  | Kinder Morgan Inc                 | CUSIP: 49456B101<br>LEI: 549300WR7IX8XE0TBO16 | Long             | EC               | CORP              | US        |    148401 | NS      | $4164132.06   | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Matador Resources Co               | Matador Resources Co              | CUSIP: 576485205<br>LEI: 549300CI3Q2UUK5R4G79 | Long             | EC               | CORP              | US        |    261225 | NS      | $13029903.00  | 4.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Ovintiv Inc                        | Ovintiv Inc                       | CUSIP: 69047Q102<br>LEI: 2549003MEX7YMKLGI239 | Long             | EC               | CORP              | US        |    171989 | NS      | $7082507.02   | 2.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Weatherford International PLC      | Weatherford International PLC     | CUSIP: 000000000<br>LEI: 529900LPBDSCQDJKHQ39 | Long             | EC               | CORP              | US        |    173439 | NS      | $9807975.45   | 3.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Viper Energy Inc                   | Viper Energy Inc                  | CUSIP: 927959106<br>LEI: 5299009LINL232255G03 | Long             | EC               | CORP              | US        |    228850 | NS      | $8618491.00   | 3.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Coterra Energy Inc                 | Coterra Energy Inc                | CUSIP: 127097103<br>LEI: FCNMH6O7VWU7LHXMK351 | Long             | EC               | CORP              | US        |    343803 | NS      | $8385355.17   | 3.08%             |  |  |  | No            |                  1 | On Loan: No      |
| HF Sinclair Corp                   | HF Sinclair Corp                  | CUSIP: 403949100<br>LEI: 2549009G116AM01XHN24 | Long             | EC               | CORP              | US        |    106204 | NS      | $4666603.76   | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| MSILF Treasury Portfolio           | MSILF Treasury Portfolio          | CUSIP: 61747C582<br>LEI: 549300D1XR6GP7EZ0T47 | Long             | STIV             | RF                | US        |    329666 | NS      | $329665.64    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| J.P. MORGAN SECURITIES LLC         | JP MORGAN SECURITIES LLC          | CUSIP: 000000000<br>LEI: ZBUT11V806EZRVTWT807 | Long             | RA               | CORP              | US        |        87 | PA      | $87.00        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Occidental Petroleum Corp          | Occidental Petroleum Corp         | CUSIP: 674599105<br>LEI: IM7X0T3ECJW4C1T7ON55 | Long             | EC               | CORP              | US        |    155776 | NS      | $6844797.44   | 2.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Range Resources Corp               | Range Resources Corp              | CUSIP: 75281A109<br>LEI: H3Y3WLYCX0BTO1TRW162 | Long             | EC               | CORP              | US        |     53645 | NS      | $1969844.40   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Enphase Energy Inc                 | Enphase Energy Inc                | CUSIP: 29355A107<br>LEI: 5493008U7KIGMI59Z314 | Long             | EC               | CORP              | US        |     55025 | NS      | $1780609.00   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| DAIWA CAPITAL MARKETS AMERICA INC. | DAIWA CAPITAL MARKETS AMERICA INC | CUSIP: 000000000<br>LEI: M67H5PRC0NQKM73ZAS82 | Long             | RA               | CORP              | US        |        14 | PA      | $14.00        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| ONEOK Inc                          | ONEOK Inc                         | CUSIP: 682680103<br>LEI: 2T3D6M0JSY48PSZI1Q41 | Long             | EC               | CORP              | US        |     80177 | NS      | $6583333.47   | 2.42%             |  |  |  | No            |                  1 | On Loan: No      |
| TechnipFMC PLC                     | TechnipFMC PLC                    | CUSIP: 000000000<br>LEI: 549300D5I93QWCJTCK36 | Long             | EC               | CORP              | GB        |    190021 | NS      | $6911063.77   | 2.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Schlumberger NV                    | Schlumberger NV                   | CUSIP: 806857108<br>LEI: 213800ZUA17OK3QLGM62 | Long             | EC               | CORP              | US        |    193625 | NS      | $6544525.00   | 2.41%             |  |  |  | No            |                  1 | On Loan: No      |
| First Solar Inc                    | First Solar Inc                   | CUSIP: 336433107<br>LEI: 549300NPYMLM4NHTOF27 | Long             | EC               | CORP              | US        |     39528 | NS      | $6906727.44   | 2.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Permian Resources Corp             | Permian Resources Corp            | CUSIP: 71424F105<br>LEI: 529900NXUJPOKU7OJ511 | Long             | EC               | CORP              | US        |    915236 | NS      | $12959741.76  | 4.77%             |  |  |  | No            |                  1 | On Loan: No      |
| MIZUHO SECURITIES USA LLC          | MIZUHO SECURITIES USA LLC         | CUSIP: 000000000<br>LEI: 7TK5RJIZDFROZCA6XF66 | Long             | RA               | CORP              | US        |        64 | PA      | $64.00        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Devon Energy Corp                  | Devon Energy Corp                 | CUSIP: 25179M103<br>LEI: 54930042348RKR3ZPN35 | Long             | EC               | CORP              | US        |    391873 | NS      | $13018021.06  | 4.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Baker Hughes Co                    | Baker Hughes Co                   | CUSIP: 05722G100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    170691 | NS      | $7689629.55   | 2.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Pacific Land Corp            | Texas Pacific Land Corp           | CUSIP: 88262P102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2065 | NS      | $1999188.45   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| EQT Corp                           | EQT Corp                          | CUSIP: 26884L109<br>LEI: 4NT01YGM4X7ZX86ISY52 | Long             | EC               | CORP              | US        |     37411 | NS      | $2010841.25   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| ConocoPhillips                     | ConocoPhillips                    | CUSIP: 20825C104<br>LEI: WPTL2Z3FIYTHSP5V2253 | Long             | EC               | CORP              | US        |     97233 | NS      | $9270194.22   | 3.41%             |  |  |  | No            |                  1 | On Loan: No      |
| EOG Resources Inc                  | EOG Resources Inc                 | CUSIP: 26875P101<br>LEI: XWTZDRYZPBUHIQBKDB46 | Long             | EC               | CORP              | US        |     72959 | NS      | $8756539.18   | 3.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Diamondback Energy Inc             | Diamondback Energy Inc            | CUSIP: 25278X109<br>LEI: 549300R22LSX6OHWEN64 | Long             | EC               | CORP              | US        |     90724 | NS      | $13487029.84  | 4.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Halliburton Co                     | Halliburton Co                    | CUSIP: 406216101<br>LEI: ENYF8GB5SMQZ25S06U51 | Long             | EC               | CORP              | US        |    428160 | NS      | $9590784.00   | 3.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Valero Energy Corp                 | Valero Energy Corp                | CUSIP: 91913Y100<br>LEI: 549300XTO5VR8SKV1V74 | Long             | EC               | CORP              | US        |     32459 | NS      | $4456945.29   | 1.64%             |  |  |  | No            |                  1 | On Loan: No      |
| NOV Inc                            | NOV Inc                           | CUSIP: 62955J103<br>LEI: 549300EHF3IW1AR6U008 | Long             | EC               | CORP              | US        |   1002858 | NS      | $12615953.64  | 4.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Targa Resources Corp               | Targa Resources Corp              | CUSIP: 87612G101<br>LEI: 5493003QENHHS261UR94 | Long             | EC               | CORP              | US        |     12536 | NS      | $2086115.76   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Cheniere Energy Inc                | Cheniere Energy Inc               | CUSIP: 16411R208<br>LEI: MIHC87W9WTYSYZWV1J40 | Long             | EC               | CORP              | US        |     17915 | NS      | $4225790.20   | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Phillips 66                        | Phillips 66                       | CUSIP: 718546104<br>LEI: 5493005JBO5YSIGK1814 | Long             | EC               | CORP              | US        |     36571 | NS      | $4519444.18   | 1.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Williams Cos Inc/The               | Williams Cos Inc/The              | CUSIP: 969457100<br>LEI: D71FAKCBLFS2O0RBPG08 | Long             | EC               | CORP              | US        |     69467 | NS      | $4164546.65   | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Exxon Mobil Corp                   | Exxon Mobil Corp                  | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |     80940 | NS      | $9036141.60   | 3.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Marathon Petroleum Corp            | Marathon Petroleum Corp           | CUSIP: 56585A102<br>LEI: 3BNYRYQHD39K4LCKQF12 | Long             | EC               | CORP              | US        |     26267 | NS      | $4470380.73   | 1.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Chevron Corp                       | Chevron Corp                      | CUSIP: 166764100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     45711 | NS      | $6931616.04   | 2.55%             |  |  |  | No            |                  1 | On Loan: No      |
| APA Corp                           | APA Corp                          | CUSIP: 03743Q108<br>LEI: 549300VCIWLRHYVSHC79 | Long             | EC               | CORP              | US        |    477083 | NS      | $9202931.07   | 3.38%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-09-23

**Name of Applicant:** First Trust Exchange-Traded AlphaDEX Fund

**Signature:** Derek Maltbie

**Name of Signer:** Derek Maltbie

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer