# EDGAR Filing Document

**Accession Number:** 0001383496
**File Stem:** 0000940400-25-002098
**Filing Date:** 2025-9
**Character Count:** 77910
**Document Hash:** f9d23b09a50df43bcd0561b8e59c5910
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-25-002098.hdr.sgml**: 20250924

**ACCESSION NUMBER**: 0000940400-25-002098

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250731

**FILED AS OF DATE**: 20250924

**DATE AS OF CHANGE**: 20250924

**PERIOD START**: 20250731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
- **CENTRAL INDEX KEY:** 0001383496

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22019
- **FILM NUMBER:** 251336262

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Series and Classes Contracts Data

### First Trust Mid Cap Growth AlphaDEX Fund (Series ID: S000031804)

| Class ID   | Class Name                               | Ticker Symbol   |
|:---|:---|:---|
| C000099059 | First Trust Mid Cap Growth AlphaDEX Fund | FNY             |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** First Trust Exchange-Traded AlphaDEX Fund

- **b. Investment Company Act file number:** 811-22019

- **c. CIK number of Registrant:** 0001383496

- **d. LEI of Registrant:** 549300PGRVU1P76W4537

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 East Liberty Drive

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** First Trust Mid Cap Growth AlphaDEX Fund

- **b. EDGAR series identifier (if any):** S000031804

- **c. LEI of Series:** 549300YH33LXOKDV8X75

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-07-31

- **b. Date as of which information is reported:** 2025-07-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $408693504.10

**Total Liabilities:** $8407135.44

**Net Assets:** $400286368.66

**Cash Not Reported:** $1289.00

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000099059 | 6.54%                | 4.04%                | 2.29%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $3424779.08              | $19454495.66                               |
| Month 2  | $92.98                   | $14240691.91                               |
| Month 3  | $7203110.16              | $1882426.07                                |

### Schedule of Portfolio Investments

| Name                               | Title                                   | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| H&R Block Inc                      | H&R Block Inc                           | CUSIP: 093671105<br>LEI: 549300CE3KUCWLZBG404 | Long             | EC               | CORP              | US        |     42216 | NS      | $2294017.44   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Wintrust Financial Corp            | Wintrust Financial Corp                 | CUSIP: 97650W108<br>LEI: Q774KI4AW80FHFW33O61 | Long             | EC               | CORP              | US        |     14018 | NS      | $1794023.64   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| AST SpaceMobile Inc                | AST SpaceMobile Inc                     | CUSIP: 00217D100<br>LEI: 254900MBSC9P2UCI6623 | Long             | EC               | CORP              | US        |     61985 | NS      | $3295742.45   | 0.82%             |  |  |  | No            |                  1 | On Loan: —       |
| Paylocity Holding Corp             | Paylocity Holding Corp                  | CUSIP: 70438V106<br>LEI: 549300VH75FTB4DIEE07 | Long             | EC               | CORP              | US        |      6394 | NS      | $1182122.72   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Frontdoor Inc                      | Frontdoor Inc                           | CUSIP: 35905A109<br>LEI: 5493008RB0JZJI3QGZ06 | Long             | EC               | CORP              | US        |     49144 | NS      | $2874924.00   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Dayforce Inc                       | Dayforce Inc                            | CUSIP: 15677J108<br>LEI: 549300T64GVCHFJ8L449 | Long             | EC               | CORP              | US        |     10459 | NS      | $603170.53    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Brinker International Inc          | Brinker International Inc               | CUSIP: 109641100<br>LEI: 52990067JY6PBGJNTG76 | Long             | EC               | CORP              | US        |     16063 | NS      | $2531528.80   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Balchem Corp                       | Balchem Corp                            | CUSIP: 057665200<br>LEI: 549300VR70OPMHUI3557 | Long             | EC               | CORP              | US        |      3638 | NS      | $554685.86    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Medpace Holdings Inc               | Medpace Holdings Inc                    | CUSIP: 58506Q109<br>LEI: 549300H8TYEUVTW14A54 | Long             | EC               | CORP              | US        |      1845 | NS      | $788184.00    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| FTAI Aviation Ltd                  | FTAI Aviation Ltd                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10072 | NS      | $1386007.92   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Watts Water Technologies Inc       | Watts Water Technologies Inc            | CUSIP: 942749102<br>LEI: 549300REJOO94ERQN318 | Long             | EC               | CORP              | US        |      9424 | NS      | $2472103.68   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Scotts Miracle-Gro Co/The          | Scotts Miracle-Gro Co/The               | CUSIP: 810186106<br>LEI: 2TH9E0JTOUXOEGI2R879 | Long             | EC               | CORP              | US        |     26348 | NS      | $1650965.68   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| American Healthcare REIT Inc       | American Healthcare REIT Inc            | CUSIP: 398182303<br>LEI: 2549004GGE2APGNT6O92 | Long             | EC               | CORP              | US        |     63072 | NS      | $2437102.08   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| American Airlines Group Inc        | American Airlines Group Inc             | CUSIP: 02376R102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     51632 | NS      | $593251.68    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| ExlService Holdings Inc            | ExlService Holdings Inc                 | CUSIP: 302081104<br>LEI: 81E3DTNF6OSH489ZOV15 | Long             | EC               | CORP              | US        |     39688 | NS      | $1723649.84   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Alliance Bancorp           | Western Alliance Bancorp                | CUSIP: 957638109<br>LEI: 5493003VJXZ5JXT9S762 | Long             | EC               | CORP              | US        |     22287 | NS      | $1728579.72   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Talen Energy Corp                  | Talen Energy Corp                       | CUSIP: 87422Q109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9962 | NS      | $3761352.34   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Q2 Holdings Inc                    | Q2 Holdings Inc                         | CUSIP: 74736L109<br>LEI: 549300M9RKR9DZXWS696 | Long             | EC               | CORP              | US        |     12379 | NS      | $1005174.80   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Exact Sciences Corp                | Exact Sciences Corp                     | CUSIP: 30063P105<br>LEI: 549300VM3X1FYD4N9Z14 | Long             | EC               | CORP              | US        |     32705 | NS      | $1535499.75   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| CorVel Corp                        | CorVel Corp                             | CUSIP: 221006109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5636 | NS      | $499349.60    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Applied Industrial Technologie     | Applied Industrial Technologies Inc     | CUSIP: 03820C105<br>LEI: 549300NU173IJRC6PO38 | Long             | EC               | CORP              | US        |      7477 | NS      | $2030005.50   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Duolingo Inc                       | Duolingo Inc                            | CUSIP: 26603R106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7064 | NS      | $2448029.20   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| BOFA SECURITIES, INC.              | BOFA SECURITIES INC                     | CUSIP: 000000000<br>LEI: 549300HN4UKV1E2R3U73 | Long             | RA               | CORP              | US        |   2303796 | PA      | $2303796.00   | 0.58%             |  |  |  | No            |                  2 | On Loan: No      |
| BWX Technologies Inc               | BWX Technologies Inc                    | CUSIP: 05605H100<br>LEI: 549300NP85N265KWMS58 | Long             | EC               | CORP              | US        |     20107 | NS      | $3054856.51   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Old National Bancorp/IN            | Old National Bancorp/IN                 | CUSIP: 680033107<br>LEI: 549300MMK90CL5KMVX16 | Long             | EC               | CORP              | US        |     54294 | NS      | $1146146.34   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Moog Inc                           | Moog Inc                                | CUSIP: 615394202<br>LEI: 549300WM2I4U7OBAHG07 | Long             | EC               | CORP              | US        |      6402 | NS      | $1239299.16   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Qualys Inc                         | Qualys Inc                              | CUSIP: 74758T303<br>LEI: 549300EMBXYOW9W1XA17 | Long             | EC               | CORP              | US        |      8109 | NS      | $1079064.63   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Rivian Automotive Inc              | Rivian Automotive Inc                   | CUSIP: 76954A103<br>LEI: 25490004LNKJ84MFYY24 | Long             | EC               | CORP              | US        |     84326 | NS      | $1085275.62   | 0.27%             |  |  |  | No            |                  1 | On Loan: —       |
| HealthEquity Inc                   | HealthEquity Inc                        | CUSIP: 42226A107<br>LEI: 529900LRJU1RAFQHM467 | Long             | EC               | CORP              | US        |     22120 | NS      | $2145640.00   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Houlihan Lokey Inc                 | Houlihan Lokey Inc                      | CUSIP: 441593100<br>LEI: 549300S3CNGTQ1QZVY46 | Long             | EC               | CORP              | US        |     12877 | NS      | $2455128.82   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Roku Inc                           | Roku Inc                                | CUSIP: 77543R102<br>LEI: 549300KR6ITU0YIR1T71 | Long             | EC               | CORP              | US        |     32957 | NS      | $3103231.12   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Hexcel Corp                        | Hexcel Corp                             | CUSIP: 428291108<br>LEI: S6Q7LW43WUBUHXY2QP69 | Long             | EC               | CORP              | US        |     10256 | NS      | $614436.96    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Celsius Holdings Inc               | Celsius Holdings Inc                    | CUSIP: 15118V207<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     24976 | NS      | $1132411.84   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Freshworks Inc                     | Freshworks Inc                          | CUSIP: 358054104<br>LEI: 254900ULRGCUEIK0K191 | Long             | EC               | CORP              | US        |     77708 | NS      | $1009426.92   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Remitly Global Inc                 | Remitly Global Inc                      | CUSIP: 75960P104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     92592 | NS      | $1527768.00   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Globus Medical Inc                 | Globus Medical Inc                      | CUSIP: 379577208<br>LEI: 5299003M2P4CIK0RF205 | Long             | EC               | CORP              | US        |      9815 | NS      | $516563.45    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Doximity Inc                       | Doximity Inc                            | CUSIP: 26622P107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     37778 | NS      | $2219457.50   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Permian Resources Corp             | Permian Resources Corp                  | CUSIP: 71424F105<br>LEI: 529900NXUJPOKU7OJ511 | Long             | EC               | CORP              | US        |     85067 | NS      | $1204548.72   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| BancFirst Corp                     | BancFirst Corp                          | CUSIP: 05945F103<br>LEI: 549300EJEHGBP4IO2J30 | Long             | EC               | CORP              | US        |     18745 | NS      | $2334127.40   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Donaldson Co Inc                   | Donaldson Co Inc                        | CUSIP: 257651109<br>LEI: OZE6KXY9QQPR8EJ8WL20 | Long             | EC               | CORP              | US        |     16708 | NS      | $1202474.76   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Allegion plc                       | Allegion plc                            | CUSIP: 000000000<br>LEI: 984500560CAC2E6FB757 | Long             | EC               | CORP              | IE        |     16078 | NS      | $2667661.76   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| UiPath Inc                         | UiPath Inc                              | CUSIP: 90364P105<br>LEI: 5493000YP61KBELDHT53 | Long             | EC               | CORP              | US        |    135777 | NS      | $1595379.75   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Procore Technologies Inc           | Procore Technologies Inc                | CUSIP: 74275K108<br>LEI: 5493005PTWY0RHYRAH22 | Long             | EC               | CORP              | US        |      8467 | NS      | $606491.21    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Valmont Industries Inc             | Valmont Industries Inc                  | CUSIP: 920253101<br>LEI: 5493009ZGZJJ8F77JN08 | Long             | EC               | CORP              | US        |      7096 | NS      | $2582589.20   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Kodiak Gas Services Inc            | Kodiak Gas Services Inc                 | CUSIP: 50012A108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     50713 | NS      | $1639551.29   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Unity Software Inc                 | Unity Software Inc                      | CUSIP: 91332U101<br>LEI: 549300D1ESJMGNQNG432 | Long             | EC               | CORP              | US        |     71816 | NS      | $2395781.76   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Leonardo DRS Inc                   | Leonardo DRS Inc                        | CUSIP: 52661A108<br>LEI: 549300HMMEWVG3PPQU18 | Long             | EC               | CORP              | US        |     62319 | NS      | $2592470.40   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Compass Inc                        | Compass Inc                             | CUSIP: 20464U100<br>LEI: 254900DMGQSTC3I2IM78 | Long             | EC               | CORP              | US        |    368991 | NS      | $2929788.54   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| ICU Medical Inc                    | ICU Medical Inc                         | CUSIP: 44930G107<br>LEI: 5493003NRW7LS2QZRH60 | Long             | EC               | CORP              | US        |      8767 | NS      | $1125770.47   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| C3.ai Inc                          | C3.ai Inc                               | CUSIP: 12468P104<br>LEI: 549300YDLK0YQO5B1V80 | Long             | EC               | CORP              | US        |     23578 | NS      | $555497.68    | 0.14%             |  |  |  | No            |                  1 | On Loan: —       |
| Madison Square Garden Sports C     | Madison Square Garden Sports Corp       | CUSIP: 55825T103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5544 | NS      | $1120442.40   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Main Street Capital Corp           | Main Street Capital Corp                | CUSIP: 56035L104<br>LEI: 5493001FS9QJLJNF3E20 | Long             | EC               | CORP              | US        |     29441 | NS      | $1904832.70   | 0.48%             |  |  |  | No            |                  1 | On Loan: —       |
| First Financial Bankshares Inc     | First Financial Bankshares Inc          | CUSIP: 32020R109<br>LEI: 549300XN3GTGOENGNV49 | Long             | EC               | CORP              | US        |     32202 | NS      | $1114833.24   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| elf Beauty Inc                     | elf Beauty Inc                          | CUSIP: 26856L103<br>LEI: 549300U2K9TCON25C029 | Long             | EC               | CORP              | US        |     13966 | NS      | $1692539.54   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| IonQ Inc                           | IonQ Inc                                | CUSIP: 46222L108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     67410 | NS      | $2687636.70   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Bridgebio Pharma Inc               | Bridgebio Pharma Inc                    | CUSIP: 10806X102<br>LEI: 54930028YG89VTY2J114 | Long             | EC               | CORP              | US        |     40249 | NS      | $1902570.23   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Planet Fitness Inc                 | Planet Fitness Inc                      | CUSIP: 72703H101<br>LEI: 549300LLE5HUPF6H8G33 | Long             | EC               | CORP              | US        |     21249 | NS      | $2320178.31   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Match Group Inc                    | Match Group Inc                         | CUSIP: 57667L107<br>LEI: 15OMOPB0A8K0EFUVD031 | Long             | EC               | CORP              | US        |     37508 | NS      | $1285399.16   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| SiTime Corp                        | SiTime Corp                             | CUSIP: 82982T106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10874 | NS      | $2205790.90   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Kinsale Capital Group Inc          | Kinsale Capital Group Inc               | CUSIP: 49714P108<br>LEI: 529900QTUQHNZ6HOA508 | Long             | EC               | CORP              | US        |      3592 | NS      | $1582958.48   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| GEO Group Inc/The                  | GEO Group Inc/The                       | CUSIP: 36162J106<br>LEI: 54930024XOXET7NQVZ63 | Long             | EC               | CORP              | US        |     24189 | NS      | $626978.88    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Parsons Corp                       | Parsons Corp                            | CUSIP: 70202L102<br>LEI: 549300ZXH0VRBSEPX752 | Long             | EC               | CORP              | US        |     24216 | NS      | $1796827.20   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Joby Aviation Inc                  | Joby Aviation Inc                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    164734 | NS      | $2744468.44   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| TPG Inc                            | TPG Inc                                 | CUSIP: 872657101<br>LEI: 549300NLO4R8MX77XJ02 | Long             | EC               | CORP              | US        |     33135 | NS      | $1891014.45   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Roadhouse Inc                | Texas Roadhouse Inc                     | CUSIP: 882681109<br>LEI: 5299002Y1CNRPDGXTQ75 | Long             | EC               | CORP              | US        |     12364 | NS      | $2288947.32   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Hyatt Hotels Corp                  | Hyatt Hotels Corp                       | CUSIP: 448579102<br>LEI: T27JQIMTYSH41TCD5186 | Long             | EC               | CORP              | US        |      4149 | NS      | $584884.53    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| SLM Corp                           | SLM Corp                                | CUSIP: 78442P106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     70670 | NS      | $2247306.00   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Commvault Systems Inc              | Commvault Systems Inc                   | CUSIP: 204166102<br>LEI: 65T5VRP62VXG39YFML83 | Long             | EC               | CORP              | US        |     13293 | NS      | $2525005.35   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Morningstar Inc                    | Morningstar Inc                         | CUSIP: 617700109<br>LEI: 529900YGNQPOVAXQ7F29 | Long             | EC               | CORP              | US        |      1844 | NS      | $509792.24    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Lantheus Holdings Inc              | Lantheus Holdings Inc                   | CUSIP: 516544103<br>LEI: 5299005HUB5IOJGO7S39 | Long             | EC               | CORP              | US        |      7076 | NS      | $503740.44    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Verra Mobility Corp                | Verra Mobility Corp                     | CUSIP: 92511U102<br>LEI: 549300XX5EKGLR0M4152 | Long             | EC               | CORP              | US        |     45633 | NS      | $1152689.58   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Agree Realty Corp                  | Agree Realty Corp                       | CUSIP: 008492100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7929 | NS      | $568509.30    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Chewy Inc                          | Chewy Inc                               | CUSIP: 16679L109<br>LEI: 254900NPQSTG9I422879 | Long             | EC               | CORP              | US        |     67963 | NS      | $2494242.10   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| MIZUHO SECURITIES USA LLC          | MIZUHO SECURITIES USA LLC               | CUSIP: 000000000<br>LEI: 7TK5RJIZDFROZCA6XF66 | Long             | RA               | CORP              | US        |   2233411 | PA      | $2233411.00   | 0.56%             |  |  |  | No            |                  2 | On Loan: No      |
| Wayfair Inc                        | Wayfair Inc                             | CUSIP: 94419L101<br>LEI: 54930027N9ZAVYFDHK53 | Long             | EC               | CORP              | US        |     45312 | NS      | $2974279.68   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Flowserve Corp                     | Flowserve Corp                          | CUSIP: 34354P105<br>LEI: 6Y0GK87T6V7NJKZJVM41 | Long             | EC               | CORP              | US        |     22133 | NS      | $1240333.32   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Woodward Inc                       | Woodward Inc                            | CUSIP: 980745103<br>LEI: YPYKXXTR8TFDH54ZMB45 | Long             | EC               | CORP              | US        |     11818 | NS      | $3038171.44   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| StepStone Group Inc                | StepStone Group Inc                     | CUSIP: 85914M107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     31314 | NS      | $1858799.04   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Kadant Inc                         | Kadant Inc                              | CUSIP: 48282T104<br>LEI: 549300K06LNJYBMPYP15 | Long             | EC               | CORP              | US        |      1825 | NS      | $607305.25    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Home BancShares Inc/AR             | Home BancShares Inc/AR                  | CUSIP: 436893200<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     40711 | NS      | $1146421.76   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| ITT Inc                            | ITT Inc                                 | CUSIP: 45073V108<br>LEI: 549300KDSERHTJOXUS80 | Long             | EC               | CORP              | US        |     14776 | NS      | $2511328.96   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Maplebear Inc                      | Maplebear Inc                           | CUSIP: 565394103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     51222 | NS      | $2457119.34   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Shake Shack Inc                    | Shake Shack Inc                         | CUSIP: 819047101<br>LEI: 529900J74GJAHYP80N79 | Long             | EC               | CORP              | US        |     20602 | NS      | $2479244.68   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Wingstop Inc                       | Wingstop Inc                            | CUSIP: 974155103<br>LEI: 549300SSH3F8HPIM3Q47 | Long             | EC               | CORP              | US        |      5160 | NS      | $1947074.40   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Coca-Cola Consolidated Inc         | Coca-Cola Consolidated Inc              | CUSIP: 191098102<br>LEI: 57VG5X0E00X0QJU7CQ58 | Long             | EC               | CORP              | US        |      5190 | NS      | $579982.50    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Confluent Inc                      | Confluent Inc                           | CUSIP: 20717M103<br>LEI: 254900MRZ83YWUV7SN74 | Long             | EC               | CORP              | US        |     23238 | NS      | $411893.55    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Shift4 Payments Inc                | Shift4 Payments Inc                     | CUSIP: 82452J109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     23381 | NS      | $2408243.00   | 0.60%             |  |  |  | No            |                  1 | On Loan: —       |
| Cal-Maine Foods Inc                | Cal-Maine Foods Inc                     | CUSIP: 128030202<br>LEI: 549300NHE5WMIEIEMF53 | Long             | EC               | CORP              | US        |     29074 | NS      | $3231284.36   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Dutch Bros Inc                     | Dutch Bros Inc                          | CUSIP: 26701L100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     25420 | NS      | $1506643.40   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Antero Midstream Corp              | Antero Midstream Corp                   | CUSIP: 03676B102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     61142 | NS      | $1121955.70   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| NNN REIT Inc                       | NNN REIT Inc                            | CUSIP: 637417106<br>LEI: 5493008JKH5SOTI0JS97 | Long             | EC               | CORP              | US        |     13416 | NS      | $553544.16    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Regency Centers Corp               | Regency Centers Corp                    | CUSIP: 758849103<br>LEI: 529900053A7X7FJ97S58 | Long             | EC               | CORP              | US        |      8134 | NS      | $580767.60    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| BellRing Brands Inc                | BellRing Brands Inc                     | CUSIP: 07831C103<br>LEI: 549300S3BOK5CMTS8054 | Long             | EC               | CORP              | US        |     10000 | NS      | $545800.00    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| SPX Technologies Inc               | SPX Technologies Inc                    | CUSIP: 78473E103<br>LEI: P761FCI0CPOG24I8JE10 | Long             | EC               | CORP              | US        |     13819 | NS      | $2520447.41   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Knife River Corp                   | Knife River Corp                        | CUSIP: 498894104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7097 | NS      | $585360.56    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Host Hotels & Resorts Inc          | Host Hotels & Resorts Inc               | CUSIP: 44107P104<br>LEI: N6EL63S0K3PB1YFTDI24 | Long             | EC               | CORP              | US        |     75432 | NS      | $1185791.04   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| TKO Group Holdings Inc             | TKO Group Holdings Inc                  | CUSIP: 87256C101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     15920 | NS      | $2674719.20   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Upstart Holdings Inc               | Upstart Holdings Inc                    | CUSIP: 91680M107<br>LEI: 549300WNB47JRNENIC75 | Long             | EC               | CORP              | US        |     44783 | NS      | $3660562.42   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Box Inc                            | Box Inc                                 | CUSIP: 10316T104<br>LEI: 549300KQUCPD8687YS68 | Long             | EC               | CORP              | US        |     50862 | NS      | $1632670.20   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Wyndham Hotels & Resorts Inc       | Wyndham Hotels & Resorts Inc            | CUSIP: 98311A105<br>LEI: 549300FE3MQ4RVXXC673 | Long             | EC               | CORP              | US        |      7134 | NS      | $613524.00    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| DT Midstream Inc                   | DT Midstream Inc                        | CUSIP: 23345M107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     15812 | NS      | $1624366.76   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Dorman Products Inc                | Dorman Products Inc                     | CUSIP: 258278100<br>LEI: 2549000O0BBUX740XR59 | Long             | EC               | CORP              | US        |     14168 | NS      | $1708944.16   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Rambus Inc                         | Rambus Inc                              | CUSIP: 750917106<br>LEI: 2549000211GDCQSLV833 | Long             | EC               | CORP              | US        |     36196 | NS      | $2675970.28   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Kratos Defense & Security Solu     | Kratos Defense & Security Solutions Inc | CUSIP: 50077B207<br>LEI: 5493000EKBN0UY1F3F88 | Long             | EC               | CORP              | US        |     62359 | NS      | $3660473.30   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackLine Inc                      | BlackLine Inc                           | CUSIP: 09239B109<br>LEI: 529900P9N7PK9LV5EK56 | Long             | EC               | CORP              | US        |     20463 | NS      | $1100500.14   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Ultragenyx Pharmaceutical Inc      | Ultragenyx Pharmaceutical Inc           | CUSIP: 90400D108<br>LEI: 529900EV44GVDN1DCX77 | Long             | EC               | CORP              | US        |     15934 | NS      | $435316.88    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| CNX Resources Corp                 | CNX Resources Corp                      | CUSIP: 12653C108<br>LEI: 549300JK3KH8PWM3B226 | Long             | EC               | CORP              | US        |     68802 | NS      | $2085388.62   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| GATX Corp                          | GATX Corp                               | CUSIP: 361448103<br>LEI: 549300IHYHCQP2PIR591 | Long             | EC               | CORP              | US        |      7544 | NS      | $1151893.36   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Waystar Holding Corp               | Waystar Holding Corp                    | CUSIP: 946784105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     56699 | NS      | $2096729.02   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Cullen/Frost Bankers Inc           | Cullen/Frost Bankers Inc                | CUSIP: 229899109<br>LEI: 529900V2E9G9AY665O34 | Long             | EC               | CORP              | US        |      9014 | NS      | $1148473.74   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Stride Inc                         | Stride Inc                              | CUSIP: 86333M108<br>LEI: 254900BRWS3AFONWU277 | Long             | EC               | CORP              | US        |     19951 | NS      | $2558316.73   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Paycom Software Inc                | Paycom Software Inc                     | CUSIP: 70432V102<br>LEI: 254900LSB0HNJUDC6Q18 | Long             | EC               | CORP              | US        |     10013 | NS      | $2318410.02   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Commerce Bancshares Inc/MO         | Commerce Bancshares Inc/MO              | CUSIP: 200525103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9318 | NS      | $570261.60    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| nCino Inc                          | nCino Inc                               | CUSIP: 63947X101<br>LEI: 549300WVRR2WR3L6MZ46 | Long             | EC               | CORP              | US        |     20712 | NS      | $578382.60    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Glacier Bancorp Inc                | Glacier Bancorp Inc                     | CUSIP: 37637Q105<br>LEI: 549300SMJAUKZB5D7V74 | Long             | EC               | CORP              | US        |     13447 | NS      | $589382.01    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Grand Canyon Education Inc         | Grand Canyon Education Inc              | CUSIP: 38526M106<br>LEI: 529900XFER799IYOSW74 | Long             | EC               | CORP              | US        |     12261 | NS      | $2067572.43   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Interparfums Inc                   | Interparfums Inc                        | CUSIP: 458334109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     17648 | NS      | $2128348.80   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Bright Horizons Family Solutio     | Bright Horizons Family Solutions Inc    | CUSIP: 109194100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     14062 | NS      | $1590412.20   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Universal Display Corp             | Universal Display Corp                  | CUSIP: 91347P105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3750 | NS      | $541500.00    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| MACOM Technology Solutions Hol     | MACOM Technology Solutions Holdings Inc | CUSIP: 55405Y100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     16172 | NS      | $2217828.08   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Archrock Inc                       | Archrock Inc                            | CUSIP: 03957W106<br>LEI: 549300K3RIHMHDVFTL28 | Long             | EC               | CORP              | US        |     46663 | NS      | $1090047.68   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Appfolio Inc                       | Appfolio Inc                            | CUSIP: 03783C100<br>LEI: 529900OOUUGT6JFC0S15 | Long             | EC               | CORP              | US        |      2515 | NS      | $672460.70    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Sabra Health Care REIT Inc         | Sabra Health Care REIT Inc              | CUSIP: 78573L106<br>LEI: 549300E3BC7GU7TAZ621 | Long             | EC               | CORP              | US        |     62832 | NS      | $1132860.96   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Wynn Resorts Ltd                   | Wynn Resorts Ltd                        | CUSIP: 983134107<br>LEI: 254900CEKKWIHTEAB172 | Long             | EC               | CORP              | US        |     18554 | NS      | $2022942.62   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| AptarGroup Inc                     | AptarGroup Inc                          | CUSIP: 038336103<br>LEI: VNPEQDQFAA7IY1T2PX43 | Long             | EC               | CORP              | US        |      7407 | NS      | $1163935.98   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| SEI Investments Co                 | SEI Investments Co                      | CUSIP: 784117103<br>LEI: 5LJTIFADGZ6XH1RVOC11 | Long             | EC               | CORP              | US        |     25787 | NS      | $2272350.44   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| ACI Worldwide Inc                  | ACI Worldwide Inc                       | CUSIP: 004498101<br>LEI: 5493003BPVMZUJ6F5C02 | Long             | EC               | CORP              | US        |     25237 | NS      | $1074086.72   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| BrightSpring Health Services I     | BrightSpring Health Services Inc        | CUSIP: 10950A106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    122789 | NS      | $2535592.85   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Guardant Health Inc                | Guardant Health Inc                     | CUSIP: 40131M109<br>LEI: 254900M8C3E5VC8BR186 | Long             | EC               | CORP              | US        |     55661 | NS      | $2280987.78   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| SkyWest Inc                        | SkyWest Inc                             | CUSIP: 830879102<br>LEI: 529900UYS2KGS6Z42P09 | Long             | EC               | CORP              | US        |     28131 | NS      | $3262070.76   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| AECOM                              | AECOM                                   | CUSIP: 00766T100<br>LEI: 0EEB8GF0W0NPCIHZX097 | Long             | EC               | CORP              | US        |     25665 | NS      | $2893472.10   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Lamar Advertising Co               | Lamar Advertising Co                    | CUSIP: 512816109<br>LEI: 529900Y8WW4MKVPTB543 | Long             | EC               | CORP              | US        |      4773 | NS      | $583499.25    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Pegasystems Inc                    | Pegasystems Inc                         | CUSIP: 705573103<br>LEI: 549300FMCOKPL06FYN26 | Long             | EC               | CORP              | US        |     53512 | NS      | $3141689.52   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Brixmor Property Group Inc         | Brixmor Property Group Inc              | CUSIP: 11120U105<br>LEI: 5299007UXW6Y0W2EGZ95 | Long             | EC               | CORP              | US        |     22247 | NS      | $581314.11    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Adtalem Global Education Inc       | Adtalem Global Education Inc            | CUSIP: 00737L103<br>LEI: 549300Z467EZLMODV621 | Long             | EC               | CORP              | US        |     22767 | NS      | $2601585.09   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Varonis Systems Inc                | Varonis Systems Inc                     | CUSIP: 922280102<br>LEI: 549300SHIVNRRH7STS26 | Long             | EC               | CORP              | US        |     34245 | NS      | $1911898.35   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Healthpeak Properties Inc          | Healthpeak Properties Inc               | CUSIP: 42250P103<br>LEI: 254900M6MTMZM0I22L81 | Long             | EC               | CORP              | US        |     33085 | NS      | $560459.90    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Itron Inc                          | Itron Inc                               | CUSIP: 465741106<br>LEI: 24F6LSZD18II6ICG6S41 | Long             | EC               | CORP              | US        |     22005 | NS      | $2740502.70   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Hamilton Lane Inc                  | Hamilton Lane Inc                       | CUSIP: 407497106<br>LEI: 5493006OKN3V1NORM833 | Long             | EC               | CORP              | US        |      4076 | NS      | $620774.80    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Primerica Inc                      | Primerica Inc                           | CUSIP: 74164M108<br>LEI: 254900621R686KJR7022 | Long             | EC               | CORP              | US        |      6351 | NS      | $1687016.13   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Sarepta Therapeutics Inc           | Sarepta Therapeutics Inc                | CUSIP: 803607100<br>LEI: 549300IKDPIED8J8IG21 | Long             | EC               | CORP              | US        |     33878 | NS      | $556276.76    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| CareTrust REIT Inc                 | CareTrust REIT Inc                      | CUSIP: 14174T107<br>LEI: 5493001NVXE2B9GPLU96 | Long             | EC               | CORP              | US        |     37864 | NS      | $1204075.20   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Ralph Lauren Corp                  | Ralph Lauren Corp                       | CUSIP: 751212101<br>LEI: HO1QNWM0IXBZ0QSMMO20 | Long             | EC               | CORP              | US        |     10561 | NS      | $3155098.75   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Kyndryl Holdings Inc               | Kyndryl Holdings Inc                    | CUSIP: 50155Q100<br>LEI: 549300LQ4LWX2R8ZV130 | Long             | EC               | CORP              | US        |     69032 | NS      | $2607338.64   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Halozyme Therapeutics Inc          | Halozyme Therapeutics Inc               | CUSIP: 40637H109<br>LEI: 529900242I3SV9AGM753 | Long             | EC               | CORP              | US        |     22272 | NS      | $1335651.84   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| J.P. MORGAN SECURITIES LLC         | JP MORGAN SECURITIES LLC                | CUSIP: 000000000<br>LEI: ZBUT11V806EZRVTWT807 | Long             | RA               | CORP              | US        |   3159372 | PA      | $3159372.00   | 0.79%             |  |  |  | No            |                  2 | On Loan: No      |
| Allison Transmission Holdings      | Allison Transmission Holdings Inc       | CUSIP: 01973R101<br>LEI: 529900RP7DJ882LI9T83 | Long             | EC               | CORP              | US        |     12197 | NS      | $1098583.79   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Corcept Therapeutics Inc           | Corcept Therapeutics Inc                | CUSIP: 218352102<br>LEI: 529900EO9LUTFMZ7FF90 | Long             | EC               | CORP              | US        |     31570 | NS      | $2120556.90   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Encompass Health Corp              | Encompass Health Corp                   | CUSIP: 29261A100<br>LEI: 549300FVRPM9DRQZRG64 | Long             | EC               | CORP              | US        |     23621 | NS      | $2600908.31   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| SoundHound AI Inc                  | SoundHound AI Inc                       | CUSIP: 836100107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    161971 | NS      | $1673160.43   | 0.42%             |  |  |  | No            |                  1 | On Loan: —       |
| Lumen Technologies Inc             | Lumen Technologies Inc                  | CUSIP: 550241103<br>LEI: 8M3THTGWLTYZVE6BBY25 | Long             | EC               | CORP              | US        |    396792 | NS      | $1765724.40   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Esab Corp                          | Esab Corp                               | CUSIP: 29605J106<br>LEI: 549300ZNV0SWBXEIWT04 | Long             | EC               | CORP              | US        |      9611 | NS      | $1289507.87   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Insmed Inc                         | Insmed Inc                              | CUSIP: 457669307<br>LEI: 529900Q55QAG41CCAC11 | Long             | EC               | CORP              | US        |     17270 | NS      | $1852725.60   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| MARA Holdings Inc                  | MARA Holdings Inc                       | CUSIP: 565788106<br>LEI: 549300M8ISKPTX2W7F94 | Long             | EC               | CORP              | US        |     36946 | NS      | $594091.68    | 0.15%             |  |  |  | No            |                  1 | On Loan: —       |
| Exelixis Inc                       | Exelixis Inc                            | CUSIP: 30161Q104<br>LEI: 254900PJQB59O2O95R37 | Long             | EC               | CORP              | US        |     65720 | NS      | $2380378.40   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Silicon Laboratories Inc           | Silicon Laboratories Inc                | CUSIP: 826919102<br>LEI: 4PRDF8Q9TDHRVZKZSZ47 | Long             | EC               | CORP              | US        |     11794 | NS      | $1554095.38   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Tetra Tech Inc                     | Tetra Tech Inc                          | CUSIP: 88162G103<br>LEI: 549300UJ1LP7JGJC5P32 | Long             | EC               | CORP              | US        |     48330 | NS      | $1775644.20   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Merit Medical Systems Inc          | Merit Medical Systems Inc               | CUSIP: 589889104<br>LEI: 549300OYTY138SP2CE83 | Long             | EC               | CORP              | US        |      6197 | NS      | $525877.42    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Credo Technology Group Holding     | Credo Technology Group Holding Ltd      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     31284 | NS      | $3489730.20   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Essential Properties Realty Tr     | Essential Properties Realty Trust Inc   | CUSIP: 29670E107<br>LEI: 2549009LXQLVYCGLZO50 | Long             | EC               | CORP              | US        |     18155 | NS      | $553545.95    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Ryan Specialty Holdings Inc        | Ryan Specialty Holdings Inc             | CUSIP: 78351F107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     17040 | NS      | $1042677.60   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| East West Bancorp Inc              | East West Bancorp Inc                   | CUSIP: 27579R104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     22948 | NS      | $2300537.00   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| PJT Partners Inc                   | PJT Partners Inc                        | CUSIP: 69343T107<br>LEI: 549300W3WBEQUBKYTN87 | Long             | EC               | CORP              | US        |     14044 | NS      | $2508539.28   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Graco Inc                          | Graco Inc                               | CUSIP: 384109104<br>LEI: 4T5VJ4S81BRT6Q7GGT78 | Long             | EC               | CORP              | US        |      6739 | NS      | $565941.22    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| SentinelOne Inc                    | SentinelOne Inc                         | CUSIP: 81730H109<br>LEI: 984500DCD44DBF954221 | Long             | EC               | CORP              | US        |     31691 | NS      | $581212.94    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Belden Inc                         | Belden Inc                              | CUSIP: 077454106<br>LEI: 68BKYO1JC791TTJHUE82 | Long             | EC               | CORP              | US        |     20011 | NS      | $2474360.15   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Semtech Corp                       | Semtech Corp                            | CUSIP: 816850101<br>LEI: 549300J7WUY317SW6O61 | Long             | EC               | CORP              | US        |     25667 | NS      | $1311583.70   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Dycom Industries Inc               | Dycom Industries Inc                    | CUSIP: 267475101<br>LEI: 549300F56EKTHQI3WT60 | Long             | EC               | CORP              | US        |     11853 | NS      | $3186204.93   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Pinnacle Financial Partners In     | Pinnacle Financial Partners Inc         | CUSIP: 72346Q104<br>LEI: 54930098EZ8JMSAZGS24 | Long             | EC               | CORP              | US        |     15742 | NS      | $1383564.38   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| TG Therapeutics Inc                | TG Therapeutics Inc                     | CUSIP: 88322Q108<br>LEI: 529900X21UKABN9NJ529 | Long             | EC               | CORP              | US        |     48290 | NS      | $1714295.00   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| WEX Inc                            | WEX Inc                                 | CUSIP: 96208T104<br>LEI: T9M5IGROL1TL1G5OV478 | Long             | EC               | CORP              | US        |      7888 | NS      | $1338435.84   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Primoris Services Corp             | Primoris Services Corp                  | CUSIP: 74164F103<br>LEI: 549300UF3OLBJ8D5K349 | Long             | EC               | CORP              | US        |     37164 | NS      | $3499733.88   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Federal Signal Corp                | Federal Signal Corp                     | CUSIP: 313855108<br>LEI: 549300RTXZRPTNP6G884 | Long             | EC               | CORP              | US        |     21774 | NS      | $2755935.18   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Zeta Global Holdings Corp          | Zeta Global Holdings Corp               | CUSIP: 98956A105<br>LEI: 2549008P9XSJQHGQ9S27 | Long             | EC               | CORP              | US        |     74798 | NS      | $1170588.70   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Coherent Corp                      | Coherent Corp                           | CUSIP: 19247G107<br>LEI: 549300O5C25A0MMHHU33 | Long             | EC               | CORP              | US        |     25975 | NS      | $2794910.00   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Casella Waste Systems Inc          | Casella Waste Systems Inc               | CUSIP: 147448104<br>LEI: 8EU0XUFVJ48U37IIDH51 | Long             | EC               | CORP              | US        |     15063 | NS      | $1637799.99   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Norwegian Cruise Line Holdings     | Norwegian Cruise Line Holdings Ltd      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     57132 | NS      | $1460293.92   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| RBC Bearings Inc                   | RBC Bearings Inc                        | CUSIP: 75524B104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4516 | NS      | $1749227.44   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| DAIWA CAPITAL MARKETS AMERICA INC. | DAIWA CAPITAL MARKETS AMERICA INC       | CUSIP: 000000000<br>LEI: M67H5PRC0NQKM73ZAS82 | Long             | RA               | CORP              | US        |    476927 | PA      | $476927.00    | 0.12%             |  |  |  | No            |                  2 | On Loan: No      |
| New York Times Co/The              | New York Times Co/The                   | CUSIP: 650111107<br>LEI: 529900J1WEMMIW7BOH57 | Long             | EC               | CORP              | US        |     31045 | NS      | $1610925.05   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| ServisFirst Bancshares Inc         | ServisFirst Bancshares Inc              | CUSIP: 81768T108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     14948 | NS      | $1175660.20   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Bloom Energy Corp                  | Bloom Energy Corp                       | CUSIP: 093712107<br>LEI: 549300XB5J9BFW5JXV97 | Long             | EC               | CORP              | US        |    121094 | NS      | $4527704.66   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Choice Hotels International In     | Choice Hotels International Inc         | CUSIP: 169905106<br>LEI: 5493003CYRY5RFGTIR97 | Long             | EC               | CORP              | US        |      4566 | NS      | $583123.86    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Samsara Inc                        | Samsara Inc                             | CUSIP: 79589L106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     29126 | NS      | $1107661.78   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Carpenter Technology Corp          | Carpenter Technology Corp               | CUSIP: 144285103<br>LEI: DX6I6ZD3X5WNNCDJKP85 | Long             | EC               | CORP              | US        |     10480 | NS      | $2613607.20   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| InterDigital Inc                   | InterDigital Inc                        | CUSIP: 45867G101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12918 | NS      | $3335427.60   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Ensign Group Inc/The               | Ensign Group Inc/The                    | CUSIP: 29358P101<br>LEI: 5493003K4HEEA8Q0BC72 | Long             | EC               | CORP              | US        |     18777 | NS      | $2816550.00   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Tempus AI Inc                      | Tempus AI Inc                           | CUSIP: 88023B103<br>LEI: 2549009LA0KWRAGQBX50 | Long             | EC               | CORP              | US        |     45587 | NS      | $2579768.33   | 0.64%             |  |  |  | No            |                  1 | On Loan: —       |
| MarketAxess Holdings Inc           | MarketAxess Holdings Inc                | CUSIP: 57060D108<br>LEI: 5493002U1CA1XJOVID83 | Long             | EC               | CORP              | US        |      2593 | NS      | $532861.50    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Kontoor Brands Inc                 | Kontoor Brands Inc                      | CUSIP: 50050N103<br>LEI: 549300M0CPXV65RFF271 | Long             | EC               | CORP              | US        |      8781 | NS      | $488750.46    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Royal Gold Inc                     | Royal Gold Inc                          | CUSIP: 780287108<br>LEI: 5493001NGRU6SFL04184 | Long             | EC               | CORP              | US        |     13030 | NS      | $1973002.60   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Loar Holdings Inc                  | Loar Holdings Inc                       | CUSIP: 53947R105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     26892 | NS      | $1987587.72   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Ollie's Bargain Outlet Holding     | Ollie's Bargain Outlet Holdings Inc     | CUSIP: 681116109<br>LEI: 529900YO5DSQCPEFDZ05 | Long             | EC               | CORP              | US        |     17584 | NS      | $2402501.92   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Boot Barn Holdings Inc             | Boot Barn Holdings Inc                  | CUSIP: 099406100<br>LEI: 529900QE1BFMYA3N4E71 | Long             | EC               | CORP              | US        |     15244 | NS      | $2620443.60   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Comstock Resources Inc             | Comstock Resources Inc                  | CUSIP: 205768302<br>LEI: I03QQGEA4SS774AURI46 | Long             | EC               | CORP              | US        |     83747 | NS      | $1496558.89   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Ryman Hospitality Properties I     | Ryman Hospitality Properties Inc        | CUSIP: 78377T107<br>LEI: 529900GCCWW9SRMPJR11 | Long             | EC               | CORP              | US        |     11742 | NS      | $1116194.52   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Victory Capital Holdings Inc       | Victory Capital Holdings Inc            | CUSIP: 92645B103<br>LEI: 549300BN5LH2CIPPHS71 | Long             | EC               | CORP              | US        |     27296 | NS      | $1880967.36   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Lumentum Holdings Inc              | Lumentum Holdings Inc                   | CUSIP: 55024U109<br>LEI: 549300JLWRRC38DWEF52 | Long             | EC               | CORP              | US        |     24377 | NS      | $2683420.16   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Dreyfus Government Cash Management | Dreyfus Government Cash Management      | CUSIP: 262006208<br>LEI: 5493000Q69I5Q3QZIA91 | Long             | STIV             | RF                | US        |    351393 | NS      | $351392.59    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Hims & Hers Health Inc             | Hims & Hers Health Inc                  | CUSIP: 433000106<br>LEI: 254900V041EIVTSB6D58 | Long             | EC               | CORP              | US        |     58106 | NS      | $3845455.08   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Life Time Group Holdings Inc       | Life Time Group Holdings Inc            | CUSIP: 53190C102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     76401 | NS      | $2194236.72   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Integer Holdings Corp              | Integer Holdings Corp                   | CUSIP: 45826H109<br>LEI: 549300SUD2ED5XG6X569 | Long             | EC               | CORP              | US        |      9422 | NS      | $1022381.22   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Rubrik Inc                         | Rubrik Inc                              | CUSIP: 781154109<br>LEI: 254900TRGK2WTBYMYU27 | Long             | EC               | CORP              | US        |     32331 | NS      | $3069828.45   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| IES Holdings Inc                   | IES Holdings Inc                        | CUSIP: 44951W106<br>LEI: 549300687T8E6LN6EN72 | Long             | EC               | CORP              | US        |      9779 | NS      | $3452671.53   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Jack Henry & Associates Inc        | Jack Henry & Associates Inc             | CUSIP: 426281101<br>LEI: 529900X1QS8C54W0JB21 | Long             | EC               | CORP              | US        |      3216 | NS      | $546125.04    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Badger Meter Inc                   | Badger Meter Inc                        | CUSIP: 056525108<br>LEI: 5493002JENE20OGTUG20 | Long             | EC               | CORP              | US        |      9460 | NS      | $1785669.60   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Ormat Technologies Inc             | Ormat Technologies Inc                  | CUSIP: 686688102<br>LEI: 5493000TSHHWY24VHM09 | Long             | EC               | CORP              | US        |     20749 | NS      | $1855168.09   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Masimo Corp                        | Masimo Corp                             | CUSIP: 574795100<br>LEI: 549300Q4A8JK0PIYCU29 | Long             | EC               | CORP              | US        |      6887 | NS      | $1059151.73   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| AeroVironment Inc                  | AeroVironment Inc                       | CUSIP: 008073108<br>LEI: 529900PGHVI29YLZ6221 | Long             | EC               | CORP              | US        |     10165 | NS      | $2720560.60   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| ATI Inc                            | ATI Inc                                 | CUSIP: 01741R102<br>LEI: ZW1LRE7C3H17O2ZN9B45 | Long             | EC               | CORP              | US        |     33548 | NS      | $2581183.12   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| MSA Safety Inc                     | MSA Safety Inc                          | CUSIP: 553498106<br>LEI: 529900DVA3258XK11O39 | Long             | EC               | CORP              | US        |      6916 | NS      | $1230148.92   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Clean Harbors Inc                  | Clean Harbors Inc                       | CUSIP: 184496107<br>LEI: 5493000SJVZVZJKHJF48 | Long             | EC               | CORP              | US        |      7518 | NS      | $1772819.58   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Herc Holdings Inc                  | Herc Holdings Inc                       | CUSIP: 42704L104<br>LEI: 549300TP80QLITMSBP82 | Long             | EC               | CORP              | US        |      4399 | NS      | $513847.19    | 0.13%             |  |  |  | No            |                  1 | On Loan: —       |
| BILL Holdings Inc                  | BILL Holdings Inc                       | CUSIP: 090043100<br>LEI: 549300IBF9VZZIGOZW63 | Long             | EC               | CORP              | US        |     12524 | NS      | $536653.40    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Abercrombie & Fitch Co             | Abercrombie & Fitch Co                  | CUSIP: 002896207<br>LEI: 5493000J7LL72TOGT983 | Long             | EC               | CORP              | US        |     13984 | NS      | $1342743.68   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Bentley Systems Inc                | Bentley Systems Inc                     | CUSIP: 08265T208<br>LEI: 549300WVEHPGE0Z56F71 | Long             | EC               | CORP              | US        |     32202 | NS      | $1867071.96   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| MasTec Inc                         | MasTec Inc                              | CUSIP: 576323109<br>LEI: 549300TMDIT8WREDOF45 | Long             | EC               | CORP              | US        |     16996 | NS      | $3215813.16   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Modine Manufacturing Co            | Modine Manufacturing Co                 | CUSIP: 607828100<br>LEI: Z35SZFYJR8GZZRSIUU09 | Long             | EC               | CORP              | US        |     11763 | NS      | $1582829.28   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Penumbra Inc                       | Penumbra Inc                            | CUSIP: 70975L107<br>LEI: 549300RGE06P3ECANU72 | Long             | EC               | CORP              | US        |      6772 | NS      | $1708372.44   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Tradeweb Markets Inc               | Tradeweb Markets Inc                    | CUSIP: 892672106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11871 | NS      | $1644727.05   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Armstrong World Industries Inc     | Armstrong World Industries Inc          | CUSIP: 04247X102<br>LEI: KXMRXXOJ88Q45Y45MG74 | Long             | EC               | CORP              | US        |     14265 | NS      | $2684245.05   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Sterling Infrastructure Inc        | Sterling Infrastructure Inc             | CUSIP: 859241101<br>LEI: 549300RZIK6K1215XU51 | Long             | EC               | CORP              | US        |     12554 | NS      | $3359324.86   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| DaVita Inc                         | DaVita Inc                              | CUSIP: 23918K108<br>LEI: M2XHYMU3TZNEZURC6H66 | Long             | EC               | CORP              | US        |     12200 | NS      | $1712514.00   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Columbia Banking System Inc        | Columbia Banking System Inc             | CUSIP: 197236102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     24779 | NS      | $589740.20    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Axsome Therapeutics Inc            | Axsome Therapeutics Inc                 | CUSIP: 05464T104<br>LEI: 549300EXGR0XLRJEIB95 | Long             | EC               | CORP              | US        |     16648 | NS      | $1687774.24   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Zurn Elkay Water Solutions Cor     | Zurn Elkay Water Solutions Corp         | CUSIP: 98983L108<br>LEI: 549300AM3633XDFU1Q85 | Long             | EC               | CORP              | US        |     31682 | NS      | $1401928.50   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Dropbox Inc                        | Dropbox Inc                             | CUSIP: 26210C104<br>LEI: 549300JCDF7UAR6TJR51 | Long             | EC               | CORP              | US        |     81023 | NS      | $2201394.91   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Rocket Lab Corp                    | Rocket Lab Corp                         | CUSIP: 773121108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     80977 | NS      | $3718463.84   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| EchoStar Corp                      | EchoStar Corp                           | CUSIP: 278768106<br>LEI: 549300EE20907QZ9GT38 | Long             | EC               | CORP              | US        |     83656 | NS      | $2726349.04   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Curtiss-Wright Corp                | Curtiss-Wright Corp                     | CUSIP: 231561101<br>LEI: TEL51ETZWP7D0ZM4X325 | Long             | EC               | CORP              | US        |      5928 | NS      | $2906024.16   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-09-23

**Name of Applicant:** First Trust Exchange-Traded AlphaDEX Fund

**Signature:** Derek Maltbie

**Name of Signer:** Derek Maltbie

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer