# EDGAR Filing Document

**Accession Number:** 0002071107
**File Stem:** 0000894189-26-015676
**Filing Date:** 2026-5
**Character Count:** 26026
**Document Hash:** 28b5de522e23ff44c19dd2b49d5759ec
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000894189-26-015676.hdr.sgml**: 20260526

**ACCESSION NUMBER**: 0000894189-26-015676

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260526

**DATE AS OF CHANGE**: 20260526

**PERIOD START**: 20261231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Thrive Series Trust
- **CENTRAL INDEX KEY:** 0002071107

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-24093
- **FILM NUMBER:** 261020022

**BUSINESS ADDRESS:**
- **STREET 1:** 1000 PALM BOULEVARD
- **STREET 2:** SUITE 66
- **CITY:** ISLE OF PALMS
- **STATE:** SC
- **BUSINESS PHONE:** 610-558-1750

**MAIL ADDRESS:**
- **STREET 1:** 1000 PALM BOULEVARD
- **STREET 2:** SUITE 66
- **CITY:** ISLE OF PALMS
- **STATE:** SC

## Series and Classes Contracts Data

### Prospera Income ETF (Series ID: S000094663)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000263198 | Prospera Income ETF | THRV            |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **Prospera Income ETF** | **Prospera Income ETF** | **Prospera Income ETF** |
| **Schedule of Investments** | **Schedule of Investments** | **Schedule of Investments** |
| **March 31, 2026 (Unaudited)** | **March 31, 2026 (Unaudited)** | **March 31, 2026 (Unaudited)** |
| **EXCHANGE TRADED FUNDS - 77.1%** | **Shares**  | **Value**  |
| AllianceBernstein Global High Income Fund, Inc. | 2000 | $20340 |
| Fidelity Investment Grade Bond ETF | 1597 | 68735 |
| Goldman Sachs Access High Yield Corporate Bond ETF | 1000 | 44572 |
| iShares 0-1 Year Treasury Bond ETF | 1000 | 110390 |
| iShares 0-3 Month Treasury Bond ETF | 8372 | 842725 |
| iShares 0-5 Year High Yield Corporate Bond ETF | 360 | 15232 |
| iShares 1-3 Year Treasury Bond ETF | 1000 | 82570 |
| iShares Broad USD High Yield Corporate Bond ETF | 3262 | 120172 |
| iShares Interest Rate Hedged Corporate Bond ETF | 834 | 77012 |
| iShares Preferred and Income Securities ETF | 2500 | 75800 |
| iShares Russell 1000 Growth ETF | 25 | 10660 |
| iShares Russell Top 200 Growth ETF | 46 | 11447 |
| JPMorgan Ultra-Short Income ETF | 12272 | 621086 |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund | 4562 | 458800 |
| Schwab Short-Term US Treasury ETF | 4000 | 97080 |
| State Street SPDR Bloomberg Emerging Markets USD Bond ETF | 1192 | 29562 |
| State Street SPDR Portfolio Short Term Treasury ETF | 7062 | 206069 |
| Strive Enhanced Income Short Maturity ETF | 2884 | 58387 |
| Templeton Emerging Markets Income Fund | 16251 | 97668 |
| VanEck BDC Income ETF | 6000 | 76800 |
| VanEck Emerging Markets High Yield Bond ETF | 3500 | 69055 |
| Vanguard Emerging Markets Government Bond ETF | 200 | 13138 |
| Vanguard Intermediate-Term Treasury ETF | 346 | 20604 |
| Vanguard Long-Term Treasury ETF | 840 | 46498 |
| Vanguard Short-Term Bond ETF | 500 | 39205 |
| Vanguard Short-Term Corporate Bond ETF | 846 | 67062 |
| Virtus InfraCap US Preferred Stock ETF | 6000 | 122160 |
| Virtus Stone Harbor Emerging Markets High Yield Bond ETF | 1132 | 31323 |
| **TOTAL EXCHANGE TRADED FUNDS** (Cost $3,535,280) | **TOTAL EXCHANGE TRADED FUNDS** (Cost $3,535,280) | 3534152 |
| **CLOSED-END FUNDS - 13.2%** | **Shares**  | **Value**  |
| Allspring Income Opportunities Fund | 2717 | 17606 |
| BrandywineGLOBAL Global Income Opportunities Fund, Inc. | 17363 | 133174 |
| Brookfield Real Assets Income Fund, Inc. | 3598 | 46270 |
| Cohen & Steers Ltd. Duration Preferred and Income Fund, Inc. | 500 | 9985 |
| DoubleLine Yield Opportunities Fund | 500 | 6960 |
| First Trust Intermediate Duration Preferred & Income Fund | 261 | 4601 |
| John Hancock Premium Dividend Fund | 6000 | 78600 |
| Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. | 29121 | 147644 |
| Nuveen Credit Strategies Income Fund | 15000 | 73050 |
| PGIM Global High Yield Fund, Inc. | 3800 | 44270 |
| Western Asset Inflation-Linked Income Fund | 5075 | 41006 |
| **TOTAL CLOSED-END FUNDS** (Cost $607,127) | **TOTAL CLOSED-END FUNDS** (Cost $607,127) | 603166 |
| **COMMON STOCKS - 4.4%** | **Shares**  | **Value**  |
| **Oil, Gas & Consumable Fuels - 4.4%** | **Oil, Gas & Consumable Fuels - 4.4%** |  |
| Permian Basin Royalty Trust | 3230 | 69510 |
| Permianville Royalty Trust | 56806 | 105091 |
| Voc Energy Trust | 8359 | 28922 |
| **TOTAL COMMON STOCKS** (Cost $199,160) | **TOTAL COMMON STOCKS** (Cost $199,160) | 203523 |
| **SHORT-TERM INVESTMENTS** | **SHORT-TERM INVESTMENTS** | **SHORT-TERM INVESTMENTS** |
| **U.S. TREASURY BILLS - 2.1%** | **Par**  | **Value**  |
| 3.56%, 04/02/2026 <sup>(a)</sup> | 54000 | 53995 |
| 3.57%, 09/10/2026 <sup>(a)</sup> | 40000 | 39355 |
| **TOTAL U.S. TREASURY BILLS** (Cost $93,363) | **TOTAL U.S. TREASURY BILLS** (Cost $93,363) | 93350 |
| **TOTAL INVESTMENTS - 96.8% (**Cost $4,434,930**)** | **TOTAL INVESTMENTS - 96.8% (**Cost $4,434,930**)** | 4434191 |
| Money Market Deposit Account - 16.0% <sup>(b)</sup> | Money Market Deposit Account - 16.0% <sup>(b)</sup> | 734485 |
| Liabilities in Excess of Other Assets - (12.8)% | Liabilities in Excess of Other Assets - (12.8)% | (586538) |
| **TOTAL NET ASSETS - 100.0%** |  | $4582138 |
| Par amount is in USD unless otherwise indicated. | Par amount is in USD unless otherwise indicated. |  |
| Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. |  |

---

(a) The rate shown is the annualized yield as of March 31, 2026.

(b) The U.S. Bank Money Market Deposit Account (the "MMDA") is a short-term vehicle in which the Fund holds cash balances. The MMDA will bear interest at a variable rate that is determined based on market conditions and
 is subject to change daily. The rate as of March 31, 2026 was 2.56%.

The Global Industry Classification Standard ("GICS<sup>®</sup>") was developed by and/or is the exclusive property of MSCI, Inc. ("MSCI") and Standard & Poor's Financial Services LLC ("S&P"). GICS<sup>®</sup> is a service mark of MSCI and S&P and has been licensed for use by U.S. Bank Global Fund Services.

------

#### Summary of Fair Value Disclosure as of March 31, 2026 (Unaudited)
Prospera Income ETF (the "Fund") has adopted fair value accounting standards which establish a definition of fair value and set out a hierarchy for measuring fair value. These standards require additional disclosures about the various inputs and valuation techniques used to develop the measurements of fair value, a discussion of changes in valuation techniques and related inputs during the period, and expanded disclosure of valuation levels for major security types. These inputs are summarized in the three broad levels listed below. The inputs or valuation methodology used for valuing securities are not an indication of the risk associated with investing in those securities.

Level 1 - Unadjusted quoted prices in active markets for identical assets or liabilities that the Fund has the ability to access.

Level 2 - Observable inputs other than quoted prices included in Level 1 that are observable for the asset or liability, either directly or indirectly. These inputs may include quoted prices for the identical instrument on an inactive market, prices for similar instruments, interest rates, prepayment speeds, credit risk, yield curves, default rates and similar data.

Level 3 - Unobservable inputs for the asset or liability, to the extent relevant observable inputs are not available, representing the Fund's own assumptions about the assumptions a market participant would use in valuing the asset or liability, and based on the best information available.

The following is a summary of the fair valuation hierarchy of the Fund's securities as of March 31, 2026:

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **<u>Level 1</u>** | **<u>Level 2</u>** | **<u>Level 3</u>** | **<u>Total</u>** |
| <u>Investments:</u> |  |  |  |  |
|  &nbsp;&nbsp;&nbsp;&nbsp;Exchange Traded Funds | $3534152 | $– | $– | $3534152 |
|  &nbsp;&nbsp;&nbsp;&nbsp;Closed-End Funds | 603166 | – | – | 603166 |
|  &nbsp;&nbsp;&nbsp;&nbsp;Common Stocks | 203523 | – | – | 203523 |
|  &nbsp;&nbsp;&nbsp;&nbsp;U.S. Treasury Bills | – | 93350 | – | 93350 |
| Total Investments | $4340841 | $93350 | $– | $4434191 |
| Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. |

---

---

| | | |
|:---|:---|:---|
| **Allocation of Portfolio Holdings as of March 31, 2026**<br> (% of Net Assets)  | **Allocation of Portfolio Holdings as of March 31, 2026**<br> (% of Net Assets)  | |
| Exchange Traded Funds | $3534152 | 77.1% |
| Closed-End Funds | 603166 | 13.2 |
| Common Stocks | 203523 | 4.4 |
| Money Market Deposit Account | 734485 | 16.0 |
| U.S. Treasury Bills | 93350 | 2.1 |
| Liabilities in Excess of Other Assets | (586538) | (12.8) |
|  | $**4582138** | 100.0<br> **%** |

---

---

| | | |
|:---|:---|:---|
| **Sector Classification as of March 31, 2026**<br> **(% of Net Assets)** | **Sector Classification as of March 31, 2026**<br> **(% of Net Assets)** | |
| Energy | $203523 | 4.4% |
| U.S. Treasury Bills | 93350 | 2.1 |
| Other Assets in Excess of Liabilities | 4285265 | 93.5 |
|  | $**4582138** | 100.0<br> **%** |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Thrive Series Trust

- **b. Investment Company Act file number:** 811-24093

- **c. CIK number of Registrant:** 0002071107

- **d. LEI of Registrant:** 529900ODPUDT6NC61J41

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 223 Wilmington West Chester Pike

  - **City:** Chaddds Ford

  - **State:** PA

  - **Foreign country:** US

  - **Zip / Postal Code:** 19317

  - **Telephone number:** 6105881750

**Item A.2. Information about the Series.**

- **a. Name of Series:** Prospera Income ETF

- **b. EDGAR series identifier (if any):** S000094663

- **c. LEI of Series:** 5299003FQ43X8A0PL038

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-12-31

- **b. Date as of which information is reported:** 2026-03-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $4587741.61

**Total Liabilities:** $9619.52

**Net Assets:** $4578122.09

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000263198 | 0.88%                | 1.21%                | -1.23%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-4632.35                | $10569.99                                  |
| Month 2  | $-8246.81                | $10507.16                                  |
| Month 3  | $-62075.43               | $-13008.72                                 |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                                   | Title                                                         | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| John Hancock Premium Dividend          | John Hancock Premium Dividend Fund                            | CUSIP: 41013T105<br>LEI: 549300HU07GPOB5DR949 | Long             | EC               | RF                | US        |      6000 | NS      | $78600.00     | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Interest Rate Hedged C         | iShares Interest Rate Hedged Corporate Bond ETF               | CUSIP: 46431W705<br>LEI: 54930033QG8ORSOTEQ66 | Long             | EC               | RF                | US        |       834 | NS      | $77011.56     | 1.68%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Russell Top 200 Growth         | iShares Russell Top 200 Growth ETF                            | CUSIP: 464289438<br>LEI: 549300DT9HJY4DKTGI57 | Long             | EC               | RF                | US        |        46 | NS      | $11446.64     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Permian Basin Royalty Trust            | Permian Basin Royalty Trust                                   | CUSIP: 714236106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3230 | NS      | $69509.60     | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street SPDR Bloomberg Em         | State Street SPDR Bloomberg Emerging Markets USD Bond ETF     | CUSIP: 78468R515<br>LEI: 549300AVS7LIKUSJG639 | Long             | EC               | RF                | US        |      1192 | NS      | $29561.60     | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | State Street SPDR S&P 500 ETF Trust                           | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         3 | NC      | $2052.00      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Brookfield Real Assets Income          | Brookfield Real Assets Income Fund Inc                        | CUSIP: 112830104<br>LEI: 5493007NX94W3HSQTJ60 | Long             | EC               | RF                | US        |       500 | NS      | $6430.00      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Cohen & Steers Limited Duratio         | Cohen & Steers Limited Duration Preferred and Income Fund Inc | CUSIP: 19248C105<br>LEI: FB4GVFNX9R92BO4AY061 | Long             | EC               | RF                | US        |       500 | NS      | $9985.00      | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| DoubleLine Yield Opportunities         | DoubleLine Yield Opportunities Fund                           | CUSIP: 25862D105<br>LEI: 5493006BIH94Q4VHHG23 | Long             | EC               | RF                | US        |       500 | NS      | $6960.00      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Russell 1000 Growth ET         | iShares Russell 1000 Growth ETF                               | CUSIP: 464287614<br>LEI: 549300H1KWQVEKI25E14 | Long             | EC               | RF                | US        |        25 | NS      | $10660.00     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| PIMCO Enhanced Short Maturity          | PIMCO Enhanced Short Maturity Active Exchange-Traded Fund     | CUSIP: 72201R833<br>LEI: VOYE9Z80GB9431LFS645 | Long             | EC               | RF                | US        |      4562 | NS      | $458800.34    | 10.02%            |  |  |  | No            |                  1 | On Loan: No      |
| Templeton Emerging Markets Inc         | Templeton Emerging Markets Income Fund                        | CUSIP: 880192109<br>LEI: HM42X4Y58XQ0M2JYZW07 | Long             | EC               | RF                | US        |     16251 | NS      | $97668.51     | 2.13%             |  |  |  | No            |                  1 | On Loan: No      |
| TREASURY BILL                          | United States Treasury Bill                                   | CUSIP: 912797SD0<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |     54000 | PA      | $53994.56     | 1.18%             | 2026-04-02      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| TREASURY BILL                          | United States Treasury Bill                                   | CUSIP: 912797UF2<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |     40000 | PA      | $39355.04     | 0.86%             | 2026-09-10      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| Vanguard Intermediate-Term Tre         | Vanguard Intermediate-Term Treasury ETF                       | CUSIP: 92206C706<br>LEI: N/A                  | Long             | EC               | RF                | US        |       346 | NS      | $20604.30     | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Virtus Stone Harbor Emerging M         | Virtus Stone Harbor Emerging Markets High Yield Bond ETF      | CUSIP: 92790A801<br>LEI: 549300XJPVD8EVRFU454 | Long             | EC               | RF                | US        |      1132 | NS      | $31322.78     | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Permianville Royalty Trust             | Permianville Royalty Trust                                    | CUSIP: 71425H100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     56806 | NS      | $105091.10    | 2.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Strive Enhanced Income Short M         | Strive Enhanced Income Short Maturity ETF                     | CUSIP: 02072L441<br>LEI: 5493000HC7HNRBCTST54 | Long             | EC               | RF                | US        |      2884 | NS      | $58386.58     | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Credit Allocation In         | BlackRock Credit Allocation Income Trust                      | CUSIP: 092508100<br>LEI: WU48CSUCFTU86AQUYZ93 | Long             | EC               | RF                | US        |      1306 | NS      | $13190.60     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity Investment Grade Bond         | Fidelity Investment Grade Bond ETF                            | CUSIP: 316188606<br>LEI: 549300X4MUYWBSV82480 | Long             | EC               | RF                | US        |      1597 | NS      | $68734.88     | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Access High Yiel         | Goldman Sachs Access High Yield Corporate Bond ETF            | CUSIP: 381430453<br>LEI: 549300MBOA0YMWNF0550 | Long             | EC               | RF                | US        |      1000 | NS      | $44571.90     | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares 0-5 Year High Yield Co         | iShares 0-5 Year High Yield Corporate Bond ETF                | CUSIP: 46434V407<br>LEI: 549300R96U5WQ7R5ID10 | Long             | EC               | RF                | US        |       360 | NS      | $15231.60     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMorgan Ultra-Short Income ET         | JPMorgan Ultra-Short Income ETF                               | CUSIP: 46641Q837<br>LEI: 549300VN24B8TQAGGX74 | Long             | EC               | RF                | US        |     12272 | NS      | $621085.92    | 13.57%            |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley Emerging Market         | Morgan Stanley Emerging Markets Domestic Debt Fund Inc        | CUSIP: 617477104<br>LEI: 541YGIXZ6JJP4EZDJI96 | Long             | EC               | RF                | US        |     29121 | NS      | $147643.47    | 3.22%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street SPDR Portfolio Sh         | State Street SPDR Portfolio Short Term Treasury ETF           | CUSIP: 78468R101<br>LEI: 549300CVHDNMTIUMZ693 | Long             | EC               | RF                | US        |      7062 | NS      | $206069.16    | 4.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Asset Inflation-Linked         | Western Asset Inflation-Linked Income Fund                    | CUSIP: 95766Q106<br>LEI: 549300BKG7Y2MQAORR48 | Long             | EC               | RF                | US        |      5075 | NS      | $41006.00     | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Vanguard Short-Term Corporate          | Vanguard Short-Term Corporate Bond ETF                        | CUSIP: 92206C409<br>LEI: N/A                  | Long             | EC               | RF                | US        |       846 | NS      | $67062.42     | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| AllianceBernstein Global High          | AllianceBernstein Global High Income Fund Inc                 | CUSIP: 01879R106<br>LEI: AE2ZT9UGMEIJ7T4R5734 | Long             | EC               | RF                | US        |      2000 | NS      | $20340.00     | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| BrandywineGLOBAL Global Income         | BrandywineGLOBAL Global Income Opportunities Fund Inc         | CUSIP: 10537L104<br>LEI: 549300P4CDQCJBGI0833 | Long             | EC               | RF                | US        |     17363 | NS      | $133174.21    | 2.91%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares 1-3 Year Treasury Bond         | iShares 1-3 Year Treasury Bond ETF                            | CUSIP: 464287457<br>LEI: 549300W0WX9TL4G6HM56 | Long             | EC               | RF                | US        |      1000 | NS      | $82570.00     | 1.80%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Broad USD High Yield C         | iShares Broad USD High Yield Corporate Bond ETF               | CUSIP: 46435U853<br>LEI: 549300X7H67ZLUE3IZ46 | Long             | EC               | RF                | US        |       762 | NS      | $28072.08     | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares 0-3 Month Treasury Bon         | iShares 0-3 Month Treasury Bond ETF                           | CUSIP: 46436E718<br>LEI: 549300L2T50TTT4U6186 | Long             | EC               | RF                | US        |      8372 | NS      | $842725.52    | 18.41%            |  |  |  | No            |                  1 | On Loan: No      |
| Voc Energy Trust                       | Voc Energy Trust                                              | CUSIP: 91829B103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3859 | NS      | $13352.14     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares 0-1 Year Treasury Bond         | iShares 0-1 Year Treasury Bond ETF                            | CUSIP: 464288679<br>LEI: 549300F8ZJ4IZLOOBP30 | Long             | EC               | RF                | US        |      1000 | NS      | $110390.00    | 2.41%             |  |  |  | No            |                  1 | On Loan: No      |
| PIMCO Dynamic Income Strategy          | PIMCO Dynamic Income Strategy Fund                            | CUSIP: 69346N107<br>LEI: 549300BX5QVFQJENPV35 | Long             | EC               | RF                | US        |      2606 | NS      | $57488.36     | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Schwab Short-Term US Treasury          | Schwab Short-Term US Treasury ETF                             | CUSIP: 808524862<br>LEI: 5493005SHO0WH9C7RN69 | Long             | EC               | RF                | US        |      4000 | NS      | $97080.00     | 2.12%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. Bank Money Market Deposit Account | U.S. Bank Money Market Deposit Account                        | CUSIP: 8AMMF0A84<br>LEI: N/A                  | Long             | STIV             | RF                | US        |    732391 | NS      | $732391.30    | 16.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Vanguard Emerging Markets Gove         | Vanguard Emerging Markets Government Bond ETF                 | CUSIP: 921946885<br>LEI: N/A                  | Long             | EC               | RF                | US        |       200 | NS      | $13138.00     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Vanguard Long-Term Treasury ET         | Vanguard Long-Term Treasury ETF                               | CUSIP: 92206C847<br>LEI: N/A                  | Long             | EC               | RF                | US        |       840 | NS      | $46498.20     | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-05-01

**Name of Applicant:** Thrive Series Trust

**Signature:** Kris Wild

**Name of Signer:** Kristof Wild

**Title:** Chief Operating Officer