# EDGAR Filing Document

**Accession Number:** 0001494928
**File Stem:** 0002048251-26-004380
**Filing Date:** 2026-5
**Character Count:** 32765
**Document Hash:** 6b0b16c9149f32f6b83439559d971573
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002048251-26-004380.hdr.sgml**: 20260528

**ACCESSION NUMBER**: 0002048251-26-004380

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260528

**DATE AS OF CHANGE**: 20260528

**PERIOD START**: 20260930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RIVERPARK FUNDS TRUST
- **CENTRAL INDEX KEY:** 0001494928

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22431
- **FILM NUMBER:** 261030728

**BUSINESS ADDRESS:**
- **STREET 1:** 156 WEST 56TH STREET
- **STREET 2:** 17TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019
- **BUSINESS PHONE:** 212-484-2100

**MAIL ADDRESS:**
- **STREET 1:** 156 WEST 56TH STREET
- **STREET 2:** 17TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019

## Series and Classes Contracts Data

### RiverPark Short Term High Yield Fund (Series ID: S000030034)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000092096 | Retail Class        | RPHYX           |
| C000092097 | Institutional Class | RPHIX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** RiverPark Funds Trust

- **b. Investment Company Act file number:** 811-22431

- **c. CIK number of Registrant:** 0001494928

- **d. LEI of Registrant:** 549300MZL2U4WJYG1566

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 156 WEST 56TH STREET

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10019

  - **Telephone number:** 2124842100

**Item A.2. Information about the Series.**

- **a. Name of Series:** RIVERPARK SHORT TERM HIGH YIELD FUND

- **b. EDGAR series identifier (if any):** S000030034

- **c. LEI of Series:** 549300ZIEZ88YN1W1K96

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-09-30

- **b. Date as of which information is reported:** 2026-03-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $660955554.38

**Total Liabilities:** $19581865.92

**Net Assets:** $641373688.46

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** -879.87345539 | **1-Year:** -178.32074989 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** -4785.73735270 | **1-Year:** -6642.24780879 | **5-Year:** -1144.81703014 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000092097 | 0.39%                | 0.38%                | 0.22%                |
| Class ID C000092096 | 0.37%                | 0.47%                | 0.20%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-184547.09              | $924265.70                                 |
| Month 2  | $79645.72                | $1051273.91                                |
| Month 3  | $68337.31                | $-24352.91                                 |

### Schedule of Portfolio Investments

| Name                                                     | Title                                                                   | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| THE CANNABIST COMPANY HOLDINGS INC.                      | CANNABIST COMPANY HOLDINGS I COMMON STOCK                               | CUSIP: 13765Y103<br>LEI: 9845007B45659F4F4F75 | Long             | EC               |  | US        |   1885688 | NS      | $188.57       | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| DARLING INGREDIENTS INC.                                 | DARLING INGREDIENTS INC 144A 5.250000% 04/15/2027                       | CUSIP: 237266AH4<br>LEI: L1N0SPPKS7EXZYUMZ898 | Long             | DBT              | CORP              | US        |   5300000 | PA      | $5314752.55   | 0.83%             | 2027-04-15      | Fixed         | 5.25%                 | Yes           |                  2 | On Loan: No      |
| GREAT LAKES DREDGE & DOCK CORPORATION                    | GREAT LAKES DREDGE & DOCK CORP 144A 5.250000% 06/01/2029                | CUSIP: 390607AF6<br>LEI: 549300H65E3MZ1CX0P05 | Long             | DBT              | CORP              | US        |   6720000 | PA      | $6749422.85   | 1.05%             | 2029-06-01      | Fixed         | 5.25%                 | Yes           |                  2 | On Loan: No      |
| Cantor Equity Partners I Inc                             | CANTOR EQUITY PARTNERS I-A SPECIAL PURPOSE ACQUISITION COMPANIES        | CUSIP: G1827K107<br>LEI: N/A                  | Long             | EC               |  | US        |    487991 | NS      | $5123905.50   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| HCA INC.                                                 | HCA INC 5.250000% 06/15/2026                                            | CUSIP: 404119BT5<br>LEI: L3CJ6J7LJ2DX62FTXD46 | Long             | DBT              | CORP              | US        |  19636000 | PA      | $19647859.36  | 3.06%             | 2026-06-15      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORPORATION | NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP 5.250000% 04/20/2046  | CUSIP: 637432NK7<br>LEI: 4NYF266XZC35SCTGX023 | Long             | DBT              | CORP              | US        |   8000000 | PA      | $8000552.00   | 1.25%             | 2046-04-20      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| THE CHEMOURS COMPANY                                     | CHEMOURS CO/THE 5.375000% 05/15/2027                                    | CUSIP: 163851AE8<br>LEI: 549300M1BOLNXL8DOV14 | Long             | DBT              | CORP              | US        |  28848000 | PA      | $29110516.80  | 4.54%             | 2027-05-15      | Fixed         | 5.38%                 | No            |                  2 | On Loan: No      |
| CROWN AMERICAS LLC                                       | CROWN AMERICAS LLC / CROWN AMERICAS CAPITAL CORP V 4.250000% 09/30/2026 | CUSIP: 22819KAB6<br>LEI: RPPGGRL1J75WGF2DFO04 | Long             | DBT              | CORP              | US        |  14000000 | PA      | $13956413.66  | 2.18%             | 2026-09-30      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| Inflection Point Acquisition Corp III                    | INFLECTION POINT ACQUISITI-A COMMON STOCK                               | CUSIP: G47875102<br>LEI: N/A                  | Long             | EC               |  | US        |    960944 | NS      | $9811238.24   | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| PLUM ACQUISITION CORP III                                | PLUM ACQUISITION CORP III DUMMY SECURITY                                | CUSIP: 87284T100<br>LEI: N/A                  | Long             | EC               |  | US        |     45106 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Roman DBDR Acquisition Corp II                           | ROMAN DBDR ACQUISITION CORP SPECIAL PURPOSE ACQUISITION COMPANIES       | CUSIP: G7633M104<br>LEI: N/A                  | Long             | EC               |  | US        |    172500 | NS      | $1806075.00   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Andretti Acquisition Corp. II                            | ANDRETTI ACQUISITION CORP -A SPECIAL PURPOSE ACQUISITION COMPANIES      | CUSIP: G26745102<br>LEI: N/A                  | Long             | EC               |  | US        |    266868 | NS      | $2843478.54   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| MARELLI 6/25 DELAYED TL                                  | MARELLI 6/25 DELAYED TL 6/9/2026                                        | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |   4638533 | PA      | $4731303.99   | 0.74%             | 2026-06-09      | Floating      | 11.68%                | No            |                  2 | On Loan: No      |
| ARCHROCK PARTNERS, L.P.                                  | ARCHROCK PARTNERS LP / ARCHROCK PARTNERS FINANCE C 6.250000% 04/01/2028 | CUSIP: 03959KAC4<br>LEI: 549300YFKOM2XNCKQU76 | Long             | DBT              | CORP              | US        |  19650000 | PA      | $19650000.00  | 3.06%             | 2028-04-01      | Fixed         | 6.25%                 | No            |                  2 | On Loan: No      |
| WESTERN MIDSTREAM OPERATING, LP                          | WESTERN MIDSTREAM OPERATING LP 4.650000% 07/01/2026                     | CUSIP: 958254AF1<br>LEI: L6D8A6MLSY454J2JXJ60 | Long             | DBT              | CORP              | US        |    910000 | PA      | $910000.00    | 0.14%             | 2026-07-01      | Fixed         | 4.65%                 | No            |                  2 | On Loan: No      |
| NEXSTAR MEDIA INC.                                       | NEXSTAR MEDIA INC 144A 5.625000% 07/15/2027                             | CUSIP: 65343HAA9<br>LEI: 5493006PK6I4I2OOT688 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2000867.06   | 0.31%             | 2027-07-15      | Fixed         | 5.62%                 | Yes           |                  2 | On Loan: No      |
| Soulpower Acquisition Corp                               | SOULPOWER ACQUISITION CO-A COMMON STOCK                                 | CUSIP: G82745103<br>LEI: N/A                  | Long             | EC               |  | US        |    746140 | NS      | $7647935.00   | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Launch One Acquisition Corp                              | LAUNCH ONE ACQUISITION CORP SPECIAL PURPOSE ACQUISITION COMPANIES       | CUSIP: G5S86M100<br>LEI: N/A                  | Long             | EC               |  | US        |    408519 | NS      | $4377281.09   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| SEALED AIR CORPORATION                                   | SEALED AIR CORP/SEALED AIR CORP US 144A 6.125000% 02/01/2028            | CUSIP: 812127AA6<br>LEI: Q0M0CZB4YN6JZ65WXI09 | Long             | DBT              | CORP              | US        |  18572000 | PA      | $18816176.67  | 2.93%             | 2028-02-01      | Fixed         | 6.12%                 | No            |                  2 | On Loan: No      |
| GENUINE PARTS COMPANY                                    | GENUINE 0% CP 4/9/2026 0% CP                                            | CUSIP: 37255GD96<br>LEI: 549300D46DQVEU651W04 | Long             | ABS-APCP         |  | US        |  12057000 | PA      | $12044446.25  | 1.88%             | 2026-04-09      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CANNABIST CO HLDGS INC RESTRICTED                        | CANNABIST CO HLDGS INC RESTRICTED UNLISTED COMMON STOCK                 | CUSIP: 13765Y509<br>LEI: N/A                  | Long             | EC               |  | US        |   1885688 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| N/A                                                      | CANNABIST CO HOLDINGS INC/THE 9.250000% 12/31/2028                      | CUSIP: 13766HAA7<br>LEI: N/A                  | Long             | DBT              | NUSS              | CA        |   5305000 | PA      | $2798387.50   | 0.44%             | 2028-12-31      | Fixed         | 9.25%                 | No            |                  2 | On Loan: No      |
| BERRY GLOBAL, INC.                                       | BERRY GLOBAL INC 144A 4.875000% 07/15/2026                              | CUSIP: 085770AA3<br>LEI: 549300AP2Q7ERHX6RI89 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2000230.32   | 0.31%             | 2026-07-15      | Fixed         | 4.88%                 | No            |                  2 | On Loan: No      |
| JAMF HOLDING CORP.                                       | JAMF HOLDING CORP 0.125000% 09/01/2026                                  | CUSIP: 47074LAB1<br>LEI: 254900IHLXZU4Z5ANA12 | Long             | DBT              | CORP              | US        |   8829000 | PA      | $8806927.50   | 1.37%             | 2026-09-01      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| PRIORITY INCOME FUND, INC.                               | Priority Income Fund Inc PREFERRED STOCK                                | CUSIP: 74274W772<br>LEI: 54930032W6I1Y4B2HD64 | Long             | EP               |  | US        |      4919 | NS      | $123024.19    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Globa Terra Acquisition Corp                             | GLOBA TERRA ACQUISITION CO-A SPECIAL PURPOSE ACQUISITION COMPANIES      | CUSIP: G3933N116<br>LEI: N/A                  | Long             | EC               |  | US        |    350000 | NS      | $3587500.00   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| MARELLI 6/25 TL FUNDED                                   | MARELLI 6/25 TL FUNDED 6/9/2026                                         | CUSIP: 56645PAC1<br>LEI: N/A                  | Long             | LON              |  | US        |   6957800 | PA      | $7096956.00   | 1.11%             | 2026-06-09      | Floating      | 11.63%                | No            |                  2 | On Loan: No      |
| WESCO DISTRIBUTION, INC.                                 | WESCO DISTRIBUTION INC 144A 7.250000% 06/15/2028                        | CUSIP: 95081QAP9<br>LEI: 549300I2CEZJG9N4AH67 | Long             | DBT              | CORP              | US        |  10412000 | PA      | $10468672.52  | 1.63%             | 2028-06-15      | Fixed         | 7.25%                 | Yes           |                  2 | On Loan: No      |
| ORACLE CORPORATION                                       | ORACLE 0% CP 9/16/2026 0% CP                                            | CUSIP: 6840C3JG9<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | ABS-APCP         |  | US        |  13850000 | PA      | $13560154.13  | 2.11%             | 2026-09-16      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Melar Acquisition Corp I                                 | MELAR ACQUISITION CORP I-A SPECIAL PURPOSE ACQUISITION COMPANIES        | CUSIP: G6004G100<br>LEI: N/A                  | Long             | EC               |  | US        |    225333 | NS      | $2431343.07   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| SS&C TECHNOLOGIES, INC.                                  | SS&C TECHNOLOGIES INC 144A 5.500000% 09/30/2027                         | CUSIP: 78466CAC0<br>LEI: 549300KY09TR3J12JU49 | Long             | DBT              | CORP              | US        |  13421000 | PA      | $13439910.19  | 2.10%             | 2027-09-30      | Fixed         | 5.50%                 | Yes           |                  2 | On Loan: No      |
| Hudbay Minerals Inc.                                     | HUDBAY MINERALS INC 144A 4.500000% 04/01/2026                           | CUSIP: 443628AJ1<br>LEI: 894500LX3TMESP27BE29 | Long             | DBT              | NUSS              | CA        |   3410000 | PA      | $3410000.00   | 0.53%             | 2026-04-01      | Fixed         | 4.50%                 | Yes           |                  2 | On Loan: No      |
| UNDER ARMOUR, INC.                                       | UNDER ARMOUR INC 3.250000% 06/15/2026                                   | CUSIP: 904311AA5<br>LEI: 549300D4549QKWETZ406 | Long             | DBT              | CORP              | US        |  33677000 | PA      | $33656133.73  | 5.25%             | 2026-06-15      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| Voyager Acquisition Corp                                 | VOYAGER ACQUISITION CORP SPECIAL PURPOSE ACQUISITION COMPANIES          | CUSIP: G93A7H104<br>LEI: N/A                  | Long             | EC               |  | US        |    248597 | NS      | $2662473.87   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| HOLOGIC, INC.                                            | HOLOGIC INC 144A 3.250000% 02/15/2029                                   | CUSIP: 436440AP6<br>LEI: 549300DYP6F5ZJL0LB74 | Long             | DBT              | CORP              | US        |   8560000 | PA      | $8556704.40   | 1.33%             | 2029-02-15      | Fixed         | 3.25%                 | Yes           |                  2 | On Loan: No      |
| FG Merger II Corp                                        | FG MERGER II CORP COMMON STOCK                                          | CUSIP: 30334J102<br>LEI: N/A                  | Long             | EC               |  | US        |     34654 | NS      | $350005.40    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CONFLUENT, INC.                                          | CONFLUENT INC ZERO COUPON 01/15/2027                                    | CUSIP: 20717MAB9<br>LEI: 254900MRZ83YWUV7SN74 | Long             | DBT              | CORP              | US        |  43627000 | PA      | $43670627.00  | 6.81%             | 2027-01-15      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| KORN FERRY                                               | KORN FERRY 144A 4.625000% 12/15/2027                                    | CUSIP: 50067PAA7<br>LEI: 549300FOD20OM0GT5G40 | Long             | DBT              | CORP              | US        |  10884000 | PA      | $10784476.70  | 1.68%             | 2027-12-15      | Fixed         | 4.62%                 | Yes           |                  2 | On Loan: No      |
| APOLLO COMMERCIAL REAL ESTATE FINANCE, INC.              | APOLLO COMMERCIAL REAL ESTATE FINANCE INC 144A 4.625000% 06/15/2029     | CUSIP: 03762UAD7<br>LEI: 549300E0AN7M2AQHSY29 | Long             | DBT              | CORP              | US        |   7000000 | PA      | $6944605.50   | 1.08%             | 2029-06-15      | Fixed         | 4.62%                 | Yes           |                  2 | On Loan: No      |
| PRIME SECURITY SERVICES BORROWER, LLC                    | PRIME SECURITY SERVICES BORROWER LLC / PRIME FINAN 5.750000% 04/15/2026 | CUSIP: 74166MAC0<br>LEI: 549300O6QPZVWXV2DC15 | Long             | DBT              | CORP              | US        |   3677000 | PA      | $3692627.25   | 0.58%             | 2026-04-15      | Fixed         | 5.75%                 | Yes           |                  2 | On Loan: No      |
| FORD MOTOR CREDIT COMPANY LLC                            | FORD MOTOR CREDIT CO LLC 6.950000% 06/10/2026                           | CUSIP: 345397D26<br>LEI: UDSQCVRUX5BONN0VY111 | Long             | DBT              | CORP              | US        |   6567000 | PA      | $6582943.82   | 1.03%             | 2026-06-10      | Fixed         | 6.95%                 | No            |                  2 | On Loan: No      |
| MOOG INC.                                                | MOOG INC 144A 4.250000% 12/15/2027                                      | CUSIP: 615394AM5<br>LEI: 549300WM2I4U7OBAHG07 | Long             | DBT              | CORP              | US        |   3038000 | PA      | $3046888.28   | 0.48%             | 2027-12-15      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| Kraft Heinz Foods Company                                | KRAFT HEINZ FOODS CO 3.000000% 06/01/2026                               | CUSIP: 50077LAD8<br>LEI: 5493003STKEZ2S0RNU91 | Long             | DBT              | CORP              | US        |   2500000 | PA      | $2494064.00   | 0.39%             | 2026-06-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Kochav Defense Acquisition Corp                          | KOCHAV DEFENSE ACQUISITION-A SPECIAL PURPOSE ACQUISITION COMPANIES      | CUSIP: G5304D106<br>LEI: N/A                  | Long             | EC               |  | US        |    825005 | NS      | $8456301.25   | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| EXPAND ENERGY CORPORATION                                | EXPAND ENERGY CORP 144A 6.750000% 04/15/2029                            | CUSIP: 92735LAA0<br>LEI: X2MT1W32SPAZ9WSKLE78 | Long             | DBT              | CORP              | US        |  13025000 | PA      | $13034365.24  | 2.03%             | 2029-04-15      | Fixed         | 6.75%                 | No            |                  2 | On Loan: No      |
| GLOBAL PAYMENTS INC.                                     | GLOBAL PAYMENTS INC 4.800000% 04/01/2026                                | CUSIP: 891906AC3<br>LEI: 549300NOMHGVQBX6S778 | Long             | DBT              | CORP              | US        |   6877000 | PA      | $6877000.00   | 1.07%             | 2026-04-01      | Fixed         | 4.80%                 | No            |                  2 | On Loan: No      |
| Agriculture & Natural Solutions Acquisition Corp         | AGRICULTURE & NATURAL SOLUTI SPECIAL PURPOSE ACQUISITION COMPANIES      | CUSIP: G0131Y100<br>LEI: N/A                  | Long             | EC               |  | US        |    436550 | NS      | $4924284.00   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Digital Asset Acquisition Corp                           | DIGITAL ASSET ACQUISITI-CL A SPECIAL PURPOSE ACQUISITION COMPANIES      | CUSIP: G2868C103<br>LEI: N/A                  | Long             | EC               |  | US        |    137478 | NS      | $1407774.72   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| SilverBox Corp IV                                        | SILVERBOX CORP IV-A SPECIAL PURPOSE ACQUISITION COMPANIES               | CUSIP: G81354105<br>LEI: N/A                  | Long             | EC               |  | US        |    678613 | NS      | $7261159.10   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Cantor Equity Partners III Inc                           | CANTOR EQUITY PARTNERS III-A COMMON STOCK                               | CUSIP: G1828A108<br>LEI: N/A                  | Long             | EC               |  | US        |    914848 | NS      | $9432082.88   | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| ZIFF DAVIS, INC.                                         | ZIFF DAVIS INC 1.750000% 11/01/2026                                     | CUSIP: 48123VAE2<br>LEI: 5493008OJYGLHD7MXA18 | Long             | DBT              | CORP              | US        |  15500000 | PA      | $15228750.00  | 2.37%             | 2026-11-01      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| Hennessy Capital Investment Corp VII                     | HENNESSY CAPITAL INVESTMENT SPECIAL PURPOSE ACQUISITION COMPANIES       | CUSIP: G4405D107<br>LEI: N/A                  | Long             | EC               |  | US        |    475322 | NS      | $4919582.70   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| GETTY IMAGES, INC.                                       | GETTY IMAGES INC 144A 14.000000% 03/01/2028                             | CUSIP: 374276AP8<br>LEI: 5493005NV20IG4VEKZ40 | Long             | DBT              | CORP              | US        |   3584000 | PA      | $3413879.63   | 0.53%             | 2028-03-01      | Fixed         | 14.00%                | Yes           |                  2 | On Loan: No      |
| KODIAK GAS SERVICES, LLC                                 | KODIAK GAS SERVICES LLC 144A 7.250000% 02/15/2029                       | CUSIP: 50012LAC8<br>LEI: 549300ZQBRWEUOVOM131 | Long             | DBT              | CORP              | US        |  41954000 | PA      | $43489935.94  | 6.78%             | 2029-02-15      | Fixed         | 7.25%                 | No            |                  2 | On Loan: No      |
| NORTONLIFELOCK INC TL A2 1L 6.3171% 09/10/2027           | NORTONLIFELOCK INC TL A2 1L 6.3171% 09/10/2027 9/10/2027                | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |   8825000 | PA      | $8825000.00   | 1.38%             | 2027-09-10      | Floating      | 5.15%                 | No            |                  2 | On Loan: No      |
| ARCHROCK PARTNERS, L.P.                                  | ARCHROCK PARTNERS LP / ARCHROCK PARTNERS FINANCE C 6.250000% 04/01/2028 | CUSIP: 03959KAC4<br>LEI: 549300YFKOM2XNCKQU76 | Long             | DBT              | CORP              | US        |   5525000 | PA      | $5525000.00   | 0.86%             | 2028-04-01      | Fixed         | 6.25%                 | Yes           |                  2 | On Loan: No      |
| M3-Brigade Acquisition V Corp                            | M3-BRIGADE ACQUISITION V-A SPECIAL PURPOSE ACQUISITION COMPANIES        | CUSIP: G63212107<br>LEI: N/A                  | Long             | EC               |  | US        |    294172 | NS      | $3159407.28   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| SEALED AIR CORPORATION                                   | SEALED AIR CORP 144A 5.000000% 04/15/2029                               | CUSIP: 81211KBA7<br>LEI: Q0M0CZB4YN6JZ65WXI09 | Long             | DBT              | CORP              | US        |   5997000 | PA      | $6045725.63   | 0.94%             | 2029-04-15      | Fixed         | 5.00%                 | Yes           |                  2 | On Loan: No      |
| THE MICHAELS COMPANIES, INC.                             | MICHAELS COS INC/THE 144A 7.875000% 05/01/2029                          | CUSIP: 55916AAB0<br>LEI: 549300H9LWMBP7HYLR98 | Long             | DBT              | CORP              | US        |   6050000 | PA      | $6064737.80   | 0.95%             | 2029-05-01      | Fixed         | 7.88%                 | Yes           |                  2 | On Loan: No      |
| SIM Acquisition I Corp                                   | SIM ACQUISITION CORP I-A SPECIAL PURPOSE ACQUISITION COMPANIES          | CUSIP: G8431T101<br>LEI: N/A                  | Long             | EC               |  | US        |     53900 | NS      | $578347.00    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| ENVIRI CORPORATION                                       | ENVIRI CORP 144A 5.750000% 07/31/2027                                   | CUSIP: 415864AM9<br>LEI: KAO98FK89NPNNPQGUZ43 | Long             | DBT              | CORP              | US        |  14072000 | PA      | $14048440.24  | 2.19%             | 2027-07-31      | Fixed         | 5.75%                 | Yes           |                  2 | On Loan: No      |
| PENNANTPARK FLOATING RATE CAPITAL LTD.                   | PENNANTPARK FLOATING RATE CAPITAL LTD 4.250000% 04/01/2026              | CUSIP: 70806AAA4<br>LEI: 529900BH3IP6381K4L72 | Long             | DBT              | CORP              | US        |   6000000 | PA      | $6000000.00   | 0.94%             | 2026-04-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| NEXSTAR MEDIA INC.                                       | NEXSTAR MEDIA INC 144A 5.625000% 07/15/2027                             | CUSIP: 65343HAA9<br>LEI: 5493006PK6I4I2OOT688 | Long             | DBT              | CORP              | US        |  32903000 | PA      | $32917264.44  | 5.13%             | 2027-07-15      | Fixed         | 5.62%                 | No            |                  2 | On Loan: No      |
| SIRIUS XM RADIO LLC                                      | SIRIUS XM RADIO LLC 144A 3.125000% 09/01/2026                           | CUSIP: 82967NBL1<br>LEI: WP5O65E6BMU84LNO4227 | Long             | DBT              | CORP              | US        |  21585000 | PA      | $21462848.33  | 3.35%             | 2026-09-01      | Fixed         | 3.12%                 | Yes           |                  2 | On Loan: No      |
| HOLOGIC, INC.                                            | HOLOGIC INC 144A 4.625000% 02/01/2028                                   | CUSIP: 436440AM3<br>LEI: 549300DYP6F5ZJL0LB74 | Long             | DBT              | CORP              | US        |   3000000 | PA      | $2994377.19   | 0.47%             | 2028-02-01      | Fixed         | 4.62%                 | Yes           |                  2 | On Loan: No      |
| TRAVEL + LEISURE CO.                                     | TRAVEL + LEISURE CO 144A 6.625000% 07/31/2026                           | CUSIP: 98310WAS7<br>LEI: T4VNTWMFQ7JQB65L7T35 | Long             | DBT              | CORP              | US        |  21507000 | PA      | $21538787.35  | 3.36%             | 2026-07-31      | Fixed         | 6.62%                 | Yes           |                  2 | On Loan: No      |
| MOOG INC.                                                | MOOG INC 144A 4.250000% 12/15/2027                                      | CUSIP: 615394AM5<br>LEI: 549300WM2I4U7OBAHG07 | Long             | DBT              | CORP              | US        |   6508000 | PA      | $6527040.46   | 1.02%             | 2027-12-15      | Fixed         | 4.25%                 | Yes           |                  2 | On Loan: No      |
| Churchill Capital Corp IX                                | CHURCHILL CAPITAL CORP IX SPECIAL PURPOSE ACQUISITION COMPANIES         | CUSIP: G21301109<br>LEI: N/A                  | Long             | EC               |  | US        |    601927 | NS      | $6428580.36   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| SPX FLOW, INC.                                           | SPX FLOW INC 144A 8.750000% 04/01/2030                                  | CUSIP: 758071AA2<br>LEI: 5493003YXEKRBINIEM78 | Long             | DBT              | CORP              | US        |  29288000 | PA      | $29928821.44  | 4.67%             | 2030-04-01      | Fixed         | 8.75%                 | Yes           |                  2 | On Loan: No      |
| FACT II Acquisition Corp                                 | FACT II ACQUISITION CORP SPECIAL PURPOSE ACQUISITION COMPANIES          | CUSIP: G32901103<br>LEI: N/A                  | Long             | EC               |  | US        |    386713 | NS      | $4062420.07   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Live Oak Acquisition Corp V                              | LIVE OAK ACQUISITION CORP-A COMMON STOCK                                | CUSIP: G5509P102<br>LEI: N/A                  | Long             | EC               |  | US        |   1044004 | NS      | $10857641.60  | 1.69%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-03-31

**Name of Applicant:** RiverPark Funds Trust

**Signature:** Paul Genova

**Name of Signer:** Paul Genova

**Title:** CFO