# EDGAR Filing Document

**Accession Number:** 0001415995
**File Stem:** 0001752724-23-069577
**Filing Date:** 2023-3
**Character Count:** 50317
**Document Hash:** bec67a81d5968d17ab45ada0f722ab0d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-069577.hdr.sgml**: 20230328

**ACCESSION NUMBER**: 0001752724-23-069577

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230328

**DATE AS OF CHANGE**: 20230328

**PERIOD START**: 20230430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** IndexIQ ETF Trust
- **CENTRAL INDEX KEY:** 0001415995
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22227
- **FILM NUMBER:** 23767804

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** 888-474-7725

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IQSHARES Trust
- **DATE OF NAME CHANGE:** 20080808

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IQSHARES Trust 1
- **DATE OF NAME CHANGE:** 20071024

## Series and Classes Contracts Data

### IQ U.S. Large Cap R&D Leaders ETF (Series ID: S000074745)

| Class ID   | Class Name                        | Ticker Symbol   |
|:---|:---|:---|
| C000232898 | IQ U.S. Large Cap R&D Leaders ETF | LRND            |

## Nport-Ex

Schedule of Investments — IQ U.S. Large Cap R&D Leaders ETF

January 31, 2023 (unaudited)

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Common Stocks — 99.8%** |  |  |
| **Communication Services — 15.1%** |  |  |
| Activision Blizzard, Inc. | 168 | $12864 |
| Alphabet, Inc., Class A<sup>\*</sup> | 3029 | 299386 |
| AT&T, Inc. | 837 | 17049 |
| Electronic Arts, Inc. | 190 | 24449 |
| Meta Platforms, Inc., Class A<sup>\*</sup> | 1602 | 238650 |
| Netflix, Inc.<sup>\*</sup> | 94 | 33263 |
| Pinterest, Inc., Class A<sup>\*</sup> | 337 | 8860 |
| Spotify Technology SA<sup>\*</sup> | 176 | 19839 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Communication Services |  | 654360 |
| **Consumer Discretionary — 13.8%** |  |  |
| Airbnb, Inc., Class A<sup>\*</sup> | 167 | 18555 |
| Amazon.com, Inc.<sup>\*</sup> | 2977 | 307018 |
| Aptiv PLC<sup>\*</sup> | 112 | 12666 |
| eBay, Inc. | 329 | 16286 |
| Expedia Group, Inc.<sup>\*</sup> | 131 | 14973 |
| Ford Motor Co. | 6375 | 86126 |
| General Motors Co. | 2217 | 87173 |
| Rivian Automotive, Inc., Class A<sup>\*</sup> | 1005 | 19497 |
| Tesla, Inc.<sup>\*</sup> | 203 | 35164 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Consumer Discretionary |  | 597458 |
| **Consumer Staples — 0.4%** |  |  |
| Procter & Gamble Co. (The) | 135 | 19221 |
| **Health Care — 24.1%** |  |  |
| Abbott Laboratories | 278 | 30733 |
| AbbVie, Inc. | 413 | 61021 |
| Alnylam Pharmaceuticals, Inc.<sup>\*</sup> | 36 | 8150 |
| Amgen, Inc. | 169 | 42656 |
| Becton Dickinson and Co. | 52 | 13115 |
| Biogen, Inc.<sup>\*</sup> | 73 | 21236 |
| Boston Scientific Corp.<sup>\*</sup> | 291 | 13459 |
| Bristol-Myers Squibb Co. | 1315 | 95535 |
| Danaher Corp. | 69 | 18242 |
| Edwards Lifesciences Corp.<sup>\*</sup> | 132 | 10124 |
| Eli Lilly & Co. | 202 | 69518 |
| GE HealthCare Technologies, Inc.<sup>\*</sup> | 119 | 8273 |
| Gilead Sciences, Inc. | 641 | 53806 |
| Illumina, Inc.<sup>\*</sup> | 66 | 14137 |
| Incyte Corp.<sup>\*</sup> | 193 | 16432 |
| Johnson & Johnson | 902 | 147405 |
| Medtronic PLC | 355 | 29710 |
| Merck & Co., Inc. | 1190 | 127818 |
| Moderna, Inc.<sup>\*</sup> | 125 | 22008 |
| Novavax, Inc.<sup>\*(a)</sup> | 1789 | 19518 |
| Pfizer, Inc. | 2707 | 119541 |
| Regeneron Pharmaceuticals, Inc.<sup>\*</sup> | 42 | 31856 |
| Seagen, Inc.<sup>\*</sup> | 101 | 14087 |
| Stryker Corp. | 62 | 15736 |
| Thermo Fisher Scientific, Inc. | 28 | 15969 |
| Vertex Pharmaceuticals, Inc.<sup>\*</sup> | 88 | 28433 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Health Care |  | 1048518 |
| **Industrials — 5.3%** |  |  |
| 3M Co. | 157 | 18068 |
| Boeing Co. (The)<sup>\*</sup> | 150 | 31950 |
| Caterpillar, Inc. | 81 | 20435 |
| Cummins, Inc. | 53 | 13226 |
| Deere & Co. | 45 | 19028 |
| General Electric Co. | 357 | 28731 |
| Honeywell International, Inc. | 63 | 13134 |
| Lockheed Martin Corp. | 32 | 14824 |
| Northrop Grumman Corp. | 21 | 9409 |
| Raytheon Technologies Corp. | 290 | 28956 |
| Uber Technologies, Inc.<sup>\*</sup> | 1021 | 31580 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Industrials |  | 229341 |
| **Information Technology — 40.1%** |  |  |
| Accenture PLC, Class A | 43 | 11999 |
| Adobe, Inc.<sup>\*</sup> | 80 | 29627 |
| Advanced Micro Devices, Inc.<sup>\*</sup> | 615 | 46217 |
| Analog Devices, Inc. | 92 | 15775 |
| Apple, Inc. | 1760 | 253950 |
| Applied Materials, Inc. | 239 | 26646 |
| Atlassian Corp., Class A<sup>\*</sup> | 92 | 14869 |
| Autodesk, Inc.<sup>\*</sup> | 56 | 12049 |
| Block, Inc.<sup>\*</sup> | 307 | 25088 |
| Broadcom, Inc. | 80 | 46801 |
| Cadence Design Systems, Inc.<sup>\*</sup> | 66 | 12067 |
| Cisco Systems, Inc. | 1455 | 70815 |
| Corning, Inc. | 293 | 10141 |
| Dell Technologies, Inc., Class C | 597 | 24250 |
| Dropbox, Inc., Class A<sup>\*</sup> | 333 | 7736 |
| Hewlett Packard Enterprise Co. | 1182 | 19066 |
| HP, Inc. | 539 | 15706 |
| Intel Corp. | 5731 | 161958 |
| International Business Machines Corp. | 425 | 57260 |
| Intuit, Inc. | 57 | 24092 |
| Juniper Networks, Inc. | 327 | 10562 |
| KLA Corp. | 27 | 10597 |
| Lam Research Corp. | 34 | 17003 |
| Marvell Technology, Inc. | 404 | 17433 |
| Microchip Technology, Inc. | 130 | 10091 |
| Micron Technology, Inc. | 541 | 32622 |
| Microsoft Corp. | 942 | 233437 |
| NetApp, Inc. | 141 | 9338 |
| NVIDIA Corp. | 374 | 73068 |
| Oracle Corp. | 910 | 80499 |
| Palo Alto Networks, Inc.<sup>\*</sup> | 87 | 13802 |
| PayPal Holdings, Inc.<sup>\*</sup> | 474 | 38626 |
| QUALCOMM, Inc. | 644 | 85787 |
| Salesforce, Inc.<sup>\*</sup> | 368 | 61813 |
| ServiceNow, Inc.<sup>\*</sup> | 39 | 17750 |
| Splunk, Inc.<sup>\*</sup> | 105 | 10056 |
| Synopsys, Inc.<sup>\*</sup> | 46 | 16273 |
| Texas Instruments, Inc. | 86 | 15240 |
| Twilio, Inc., Class A<sup>\*</sup> | 194 | 11609 |
| Unity Software, Inc.<sup>\*</sup> | 279 | 9910 |
| VMware, Inc., Class A<sup>\*</sup> | 238 | 29148 |
| Western Digital Corp.<sup>\*</sup> | 650 | 28568 |
| Workday, Inc., Class A<sup>\*</sup> | 113 | 20502 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Information Technology |  | 1739846 |
| **Materials — 1.0%** |  |  |
| Corteva, Inc. | 203 | 13083 |
| Dow, Inc. | 174 | 10327 |
| Ginkgo Bioworks Holdings, Inc.<sup>\*</sup> | 10721 | 20906 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Materials |  | 44316 |
| **Total Common Stocks** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $4,931,182)** |  | **4333060** |

---

Schedule of Investments — IQ U.S. Large Cap R&D Leaders ETF (continued)

January 31, 2023 (unaudited)

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Short-Term Investments — 0.4%** |  |  |
| **Money Market Funds — 0.4%** |  |  |
| Dreyfus Government Cash Management Fund, Institutional Shares, 4.23%<sup>(b)(c)</sup> | 13211 | $13211 |
| Dreyfus Institutional Preferred Government Money Market Fund, Institutional Shares, 4.30%<sup>(b)</sup> | 3811 | 3811 |
| **Total Short-Term Investments** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $17,022)** |  | **17022** |
| **Total Investments — 100.2%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $4,948,204)** |  | **4350082** |
| **Other Assets and Liabilities, Net — (0.2)%** |  | **(10226)** |
| **Net Assets — 100.0%** |  | $**4339856** |

---

---

| | | |
|:---|:---|:---|
| <br>**Industry** |<br>**Value** | **% of**<br>**Net Assets** |
| Information Technology | $1739846 | 40.1% |
| Health Care | 1048518 | 24.1 |
| Communication Services | 654360 | 15.1 |
| Consumer Discretionary | 597458 | 13.8 |
| Industrials | 229341 | 5.3 |
| Materials | 44316 | 1 |
| Consumer Staples | 19221 | 0.4 |
| Money Market Funds | 17022 | 0.4 |
| Total Investments | $4350082 | 100.2% |
| Other Assets and Liabilities, Net | (10226) | (0.2) |
| Total Net Assets | $4339856 | 100.0% |

---

\* Non-income producing securities.

(a) All or a portion of the security was on loan. In addition, "Other Assets and Liabilities, Net" may include pending sales that are also on loan. The aggregate market value of securities on loan was $13,223; total market value of collateral held by the Fund was $13,211.

(b) Reflects the 1-day yield at January 31, 2023.

(c) Represents security purchased with cash collateral received for securities on loan.

Schedule of Investments — IQ U.S. Large Cap R&D Leaders ETF (continued)

January 31, 2023 (unaudited)

The following is a summary of the inputs used to value the Fund's investments as of January 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements.

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Description** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| **Asset Valuation Inputs** |  |  |  |  |
| Investments in Securities:<sup>(d)</sup> |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Common Stocks | $4333060 | $– | $– | $4333060 |
| Short-Term Investments: |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Money Market Funds | 17022 | – | – | 17022 |
| Total Investments in Securities | $4350082 | $– | $– | $4350082 |

---

(d) For
 a complete listing of investments and their industries, see the Schedule of Investments.

For the period ended January 31, 2023, the Fund did not have any transfers into or out of Level 3 within the fair value hierarchy.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** IndexIQ ETF Trust

- **b. Investment Company Act file number:** 811-22227

- **c. CIK number of Registrant:** 0001415995

- **d. LEI of Registrant:** 549300RB5MLWJ1UN5M66

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 51 Madison Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10010

  - **Telephone number:** 888-474-7725

**Item A.2. Information about the Series.**

- **a. Name of Series:** IQ U.S. Large Cap R&D Leaders ETF

- **b. EDGAR series identifier (if any):** S000074745

- **c. LEI of Series:** 549300T03VO38EVGBI74

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-04-30

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $4353615.82

**Total Liabilities:** $13759.58

**Net Assets:** $4339856.24

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000232898 | 6.07%                | -6.93%               | 8.81%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $237355.04                                 |
| Month 2  | $-1078.15                | $-299411.06                                |
| Month 3  | $-20774.66               | $368131.98                                 |

### Schedule of Portfolio Investments

| Name                                                         | Title                                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Marvell Technology Inc                                       | Marvell Technology Inc                                       | CUSIP: 573874104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       404 | NS      | $17432.60     | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc                                               | Salesforce Inc                                               | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |       368 | NS      | $61812.96     | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Analog Devices Inc                                           | Analog Devices Inc                                           | CUSIP: 032654105<br>LEI: GYVOE5EZ4GDAVTU4CQ61 | Long             | EC               | CORP              | US        |        92 | NS      | $15775.24     | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| 3M Co                                                        | 3M Co                                                        | CUSIP: 88579Y101<br>LEI: LUZQVYP4VS22CLWDAR65 | Long             | EC               | CORP              | US        |       157 | NS      | $18067.56     | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Lam Research Corp                                            | Lam Research Corp                                            | CUSIP: 512807108<br>LEI: 549300I4GMO6D34U1T02 | Long             | EC               | CORP              | US        |        34 | NS      | $17003.40     | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Hewlett Packard Enterprise Co                                | Hewlett Packard Enterprise Co                                | CUSIP: 42824C109<br>LEI: 549300BX44RGX6ANDV88 | Long             | EC               | CORP              | US        |      1182 | NS      | $19065.66     | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Ginkgo Bioworks Holdings Inc                                 | Ginkgo Bioworks Holdings Inc                                 | CUSIP: 37611X100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10721 | NS      | $20905.95     | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| AT&T Inc                                                     | AT&T Inc                                                     | CUSIP: 00206R102<br>LEI: 549300Z40J86GGSTL398 | Long             | EC               | CORP              | US        |       837 | NS      | $17049.69     | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Stryker Corp                                                 | Stryker Corp                                                 | CUSIP: 863667101<br>LEI: 5493002F0SC4JTBU5137 | Long             | EC               | CORP              | US        |        62 | NS      | $15736.22     | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| GE HealthCare Technologies Inc                               | GE HealthCare Technologies Inc                               | CUSIP: 36266G107<br>LEI: 549300OI9J7XOWZMUN85 | Long             | EC               | CORP              | US        |       119 | NS      | $8272.88      | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Unity Software Inc                                           | Unity Software Inc                                           | CUSIP: 91332U101<br>LEI: 549300D1ESJMGNQNG432 | Long             | EC               | CORP              | US        |       279 | NS      | $9910.08      | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro Devices Inc                                   | Advanced Micro Devices Inc                                   | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |       615 | NS      | $46217.25     | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Regeneron Pharmaceuticals Inc                                | Regeneron Pharmaceuticals Inc                                | CUSIP: 75886F107<br>LEI: 549300RCBFWIRX3HYQ56 | Long             | EC               | CORP              | US        |        42 | NS      | $31855.74     | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Pinterest Inc                                                | Pinterest Inc                                                | CUSIP: 72352L106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       337 | NS      | $8859.73      | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Merck & Co Inc                                               | Merck & Co Inc                                               | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |      1190 | NS      | $127817.90    | 2.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                                                    | Tesla Inc                                                    | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |       203 | NS      | $35163.66     | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Applied Materials Inc                                        | Applied Materials Inc                                        | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |       239 | NS      | $26646.11     | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Expedia Group Inc                                            | Expedia Group Inc                                            | CUSIP: 30212P303<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       131 | NS      | $14973.30     | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Abbott Laboratories                                          | Abbott Laboratories                                          | CUSIP: 002824100<br>LEI: HQD377W2YR662HK5JX27 | Long             | EC               | CORP              | US        |       278 | NS      | $30732.90     | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Becton Dickinson and Co                                      | Becton Dickinson and Co                                      | CUSIP: 075887109<br>LEI: ICE2EP6D98PQUILVRZ91 | Long             | EC               | CORP              | US        |        52 | NS      | $13115.44     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                                                 | Alphabet Inc                                                 | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      3029 | NS      | $299386.36    | 6.90%             |  |  |  | No            |                  1 | On Loan: No      |
| VMware Inc                                                   | VMware Inc                                                   | CUSIP: 928563402<br>LEI: 549300BUDHS3LRWBE814 | Long             | EC               | CORP              | US        |       238 | NS      | $29147.86     | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Incyte Corp                                                  | Incyte Corp                                                  | CUSIP: 45337C102<br>LEI: 549300Z4WN6JVZ3T4680 | Long             | EC               | CORP              | US        |       193 | NS      | $16432.02     | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| DREYFUS GOVERNMENT CASH MANAGEMENT                           | DREYFUS GOVERNMENT CASH MANAGEMENT                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |     13233 | NS      | $13233.43     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Cummins Inc                                                  | Cummins Inc                                                  | CUSIP: 231021106<br>LEI: ZUNI8PYC725B6H8JU438 | Long             | EC               | CORP              | US        |        53 | NS      | $13225.62     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Vertex Pharmaceuticals Inc                                   | Vertex Pharmaceuticals Inc                                   | CUSIP: 92532F100<br>LEI: 54930015RAQRRZ5ZGJ91 | Long             | EC               | CORP              | US        |        88 | NS      | $28432.80     | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Ford Motor Co                                                | Ford Motor Co                                                | CUSIP: 345370860<br>LEI: 20S05OYHG0MQM4VUIC57 | Long             | EC               | CORP              | US        |      6375 | NS      | $86126.25     | 1.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Cisco Systems Inc                                            | Cisco Systems Inc                                            | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |      1455 | NS      | $70814.85     | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Medtronic PLC                                                | Medtronic PLC                                                | CUSIP: 000000000<br>LEI: 549300GX3ZBSQWUXY261 | Long             | EC               | CORP              | IE        |       355 | NS      | $29709.95     | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Moderna Inc                                                  | Moderna Inc                                                  | CUSIP: 60770K107<br>LEI: 549300EI6OKH5K5Q2G38 | Long             | EC               | CORP              | US        |       125 | NS      | $22007.50     | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Cadence Design Systems Inc                                   | Cadence Design Systems Inc                                   | CUSIP: 127387108<br>LEI: GCT7RXJOGLXPV0NXZY22 | Long             | EC               | CORP              | US        |        66 | NS      | $12066.78     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuit Inc                                                   | Intuit Inc                                                   | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |        57 | NS      | $24092.19     | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Intel Corp                                                   | Intel Corp                                                   | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |      5731 | NS      | $161958.06    | 3.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Pfizer Inc                                                   | Pfizer Inc                                                   | CUSIP: 717081103<br>LEI: 765LHXWGK1KXCLTFYQ30 | Long             | EC               | CORP              | US        |      2707 | NS      | $119541.12    | 2.75%             |  |  |  | No            |                  1 | On Loan: No      |
| AbbVie Inc                                                   | AbbVie Inc                                                   | CUSIP: 00287Y109<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | EC               | CORP              | US        |       413 | NS      | $61020.75     | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Thermo Fisher Scientific Inc                                 | Thermo Fisher Scientific Inc                                 | CUSIP: 883556102<br>LEI: HCHV7422L5HDJZCRFL38 | Long             | EC               | CORP              | US        |        28 | NS      | $15969.24     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Biogen Inc                                                   | Biogen Inc                                                   | CUSIP: 09062X103<br>LEI: W8J5WZB5IY3K0NDQT671 | Long             | EC               | CORP              | US        |        73 | NS      | $21235.70     | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Alnylam Pharmaceuticals Inc                                  | Alnylam Pharmaceuticals Inc                                  | CUSIP: 02043Q107<br>LEI: 529900S3ZI14OWRJII50 | Long             | EC               | CORP              | US        |        36 | NS      | $8150.40      | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Palo Alto Networks Inc                                       | Palo Alto Networks Inc                                       | CUSIP: 697435105<br>LEI: 549300QXR2YVZV231H43 | Long             | EC               | CORP              | US        |        87 | NS      | $13801.68     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Raytheon Technologies Corp                                   | Raytheon Technologies Corp                                   | CUSIP: 75513E101<br>LEI: I07WOS4YJ0N7YRFE7309 | Long             | EC               | CORP              | US        |       290 | NS      | $28956.50     | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson & Johnson                                            | Johnson & Johnson                                            | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |       902 | NS      | $147404.84    | 3.40%             |  |  |  | No            |                  1 | On Loan: No      |
| ServiceNow Inc                                               | ServiceNow Inc                                               | CUSIP: 81762P102<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               | CORP              | US        |        39 | NS      | $17750.07     | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc                                           | Meta Platforms Inc                                           | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |      1602 | NS      | $238649.94    | 5.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Boeing Co/The                                                | Boeing Co/The                                                | CUSIP: 097023105<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EC               | CORP              | US        |       150 | NS      | $31950.00     | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Seagen Inc                                                   | Seagen Inc                                                   | CUSIP: 81181C104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       101 | NS      | $14087.48     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Splunk Inc                                                   | Splunk Inc                                                   | CUSIP: 848637104<br>LEI: 549300XGDSGBP6UEI867 | Long             | EC               | CORP              | US        |       105 | NS      | $10055.85     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp                                                  | NVIDIA Corp                                                  | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |       374 | NS      | $73068.38     | 1.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc                                                    | Apple Inc                                                    | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |      1760 | NS      | $253950.40    | 5.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com Inc                                               | Amazon.com Inc                                               | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |      2977 | NS      | $307018.01    | 7.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Juniper Networks Inc                                         | Juniper Networks Inc                                         | CUSIP: 48203R104<br>LEI: AUHIXNGG7U2U7JEHM527 | Long             | EC               | CORP              | US        |       327 | NS      | $10562.10     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Lockheed Martin Corp                                         | Lockheed Martin Corp                                         | CUSIP: 539830109<br>LEI: DPRBOZP0K5RM2YE8UU08 | Long             | EC               | CORP              | US        |        32 | NS      | $14824.32     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Eli Lilly & Co                                               | Eli Lilly & Co                                               | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |       202 | NS      | $69518.30     | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Bristol-Myers Squibb Co                                      | Bristol-Myers Squibb Co                                      | CUSIP: 110122108<br>LEI: HLYYNH7UQUORYSJQCN42 | Long             | EC               | CORP              | US        |      1315 | NS      | $95534.75     | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Microchip Technology Inc                                     | Microchip Technology Inc                                     | CUSIP: 595017104<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EC               | CORP              | US        |       130 | NS      | $10090.60     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Netflix Inc                                                  | Netflix Inc                                                  | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |        94 | NS      | $33262.84     | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Boston Scientific Corp                                       | Boston Scientific Corp                                       | CUSIP: 101137107<br>LEI: Y6ZDD9FP4P8JSSJMW954 | Long             | EC               | CORP              | US        |       291 | NS      | $13458.75     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Instruments Inc                                        | Texas Instruments Inc                                        | CUSIP: 882508104<br>LEI: WDJNR2L6D8RWOEB8T652 | Long             | EC               | CORP              | US        |        86 | NS      | $15240.06     | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                                               | Microsoft Corp                                               | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |       942 | NS      | $233437.02    | 5.38%             |  |  |  | No            |                  1 | On Loan: No      |
| NetApp Inc                                                   | NetApp Inc                                                   | CUSIP: 64110D104<br>LEI: QTX3D84DZDD5JYOCYH15 | Long             | EC               | CORP              | US        |       141 | NS      | $9338.43      | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Dow Inc                                                      | Dow Inc                                                      | CUSIP: 260557103<br>LEI: 5493003S21INSLK2IP73 | Long             | EC               | CORP              | US        |       174 | NS      | $10326.90     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| QUALCOMM Inc                                                 | QUALCOMM Inc                                                 | CUSIP: 747525103<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               | CORP              | US        |       644 | NS      | $85787.24     | 1.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Dreyfus Institutional Preferred Government Money Market Fund | Dreyfus Institutional Preferred Government Money Market Fund | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |      3811 | NS      | $3811.25      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Rivian Automotive Inc                                        | Rivian Automotive Inc                                        | CUSIP: 76954A103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1005 | NS      | $19497.00     | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Honeywell International Inc                                  | Honeywell International Inc                                  | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               | CORP              | US        |        63 | NS      | $13134.24     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Danaher Corp                                                 | Danaher Corp                                                 | CUSIP: 235851102<br>LEI: S4BKK9OTCEWQ3YHPFM11 | Long             | EC               | CORP              | US        |        69 | NS      | $18242.22     | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Atlassian Corp                                               | Atlassian Corp                                               | CUSIP: 049468101<br>LEI: 549300V7ZY5P02D2MY38 | Long             | EC               | CORP              | AU        |        92 | NS      | $14869.04     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Workday Inc                                                  | Workday Inc                                                  | CUSIP: 98138H101<br>LEI: 549300J0DYC0N31V7G13 | Long             | EC               | CORP              | US        |       113 | NS      | $20501.59     | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| KLA Corp                                                     | KLA Corp                                                     | CUSIP: 482480100<br>LEI: 549300H0BF5JCG96TJ81 | Long             | EC               | CORP              | US        |        27 | NS      | $10596.96     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Novavax Inc                                                  | Novavax Inc                                                  | CUSIP: 670002401<br>LEI: 529900J4GJHPEPQ23205 | Long             | EC               | CORP              | US        |      1789 | NS      | $19517.99     | 0.45%             |  |  |  | No            |                  1 | On Loan: —       |
| Corteva Inc                                                  | Corteva Inc                                                  | CUSIP: 22052L104<br>LEI: 549300WZN9I2QKLS0O94 | Long             | EC               | CORP              | US        |       203 | NS      | $13083.35     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| PayPal Holdings Inc                                          | PayPal Holdings Inc                                          | CUSIP: 70450Y103<br>LEI: 5493005X2GO78EFZ3E94 | Long             | EC               | CORP              | US        |       474 | NS      | $38626.26     | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Edwards Lifesciences Corp                                    | Edwards Lifesciences Corp                                    | CUSIP: 28176E108<br>LEI: YA13X31F3V31L8TMPR58 | Long             | EC               | CORP              | US        |       132 | NS      | $10124.40     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Corning Inc                                                  | Corning Inc                                                  | CUSIP: 219350105<br>LEI: 549300X2937PB0CJ7I56 | Long             | EC               | CORP              | US        |       293 | NS      | $10140.73     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Procter & Gamble Co/The                                      | Procter & Gamble Co/The                                      | CUSIP: 742718109<br>LEI: 2572IBTT8CCZW6AU4141 | Long             | EC               | CORP              | US        |       135 | NS      | $19221.30     | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Aptiv PLC                                                    | Aptiv PLC                                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | IE        |       112 | NS      | $12666.08     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| HP Inc                                                       | HP Inc                                                       | CUSIP: 40434L105<br>LEI: WHKXQACZ14C5XRO8LW03 | Long             | EC               | CORP              | US        |       539 | NS      | $15706.46     | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Autodesk Inc                                                 | Autodesk Inc                                                 | CUSIP: 052769106<br>LEI: FRKKVKAIQEF3FCSTPG55 | Long             | EC               | CORP              | US        |        56 | NS      | $12048.96     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Adobe Inc                                                    | Adobe Inc                                                    | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |        80 | NS      | $29627.20     | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Caterpillar Inc                                              | Caterpillar Inc                                              | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | EC               | CORP              | US        |        81 | NS      | $20435.49     | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Gilead Sciences Inc                                          | Gilead Sciences Inc                                          | CUSIP: 375558103<br>LEI: 549300WTZWR07K8MNV44 | Long             | EC               | CORP              | US        |       641 | NS      | $53805.54     | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| General Electric Co                                          | General Electric Co                                          | CUSIP: 369604301<br>LEI: 3C7474T6CDKPR9K6YT90 | Long             | EC               | CORP              | US        |       357 | NS      | $28731.36     | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Activision Blizzard Inc                                      | Activision Blizzard Inc                                      | CUSIP: 00507V109<br>LEI: 549300TPQQDBP9GNOF40 | Long             | EC               | CORP              | US        |       168 | NS      | $12863.76     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Micron Technology Inc                                        | Micron Technology Inc                                        | CUSIP: 595112103<br>LEI: B3DXGBC8GAIYWI2Z0172 | Long             | EC               | CORP              | US        |       541 | NS      | $32622.30     | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| IBM                                                          | International Business Machines Corp                         | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | EC               | CORP              | US        |       425 | NS      | $57260.25     | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| General Motors Co                                            | General Motors Co                                            | CUSIP: 37045V100<br>LEI: 54930070NSV60J38I987 | Long             | EC               | CORP              | US        |      2217 | NS      | $87172.44     | 2.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Twilio Inc                                                   | Twilio Inc                                                   | CUSIP: 90138F102<br>LEI: 5493004W8TRGD63APX93 | Long             | EC               | CORP              | US        |       194 | NS      | $11608.96     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Accenture PLC                                                | Accenture PLC                                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | IE        |        43 | NS      | $11999.15     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Spotify Technology SA                                        | Spotify Technology SA                                        | CUSIP: 000000000<br>LEI: 549300B4X0JHWV0DTD60 | Long             | EC               | CORP              | SE        |       176 | NS      | $19838.72     | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Block Inc                                                    | Block Inc                                                    | CUSIP: 852234103<br>LEI: 549300OHIIUWSTIZME52 | Long             | EC               | CORP              | US        |       307 | NS      | $25088.04     | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Synopsys Inc                                                 | Synopsys Inc                                                 | CUSIP: 871607107<br>LEI: QG7T915N9S0NY5UKNE63 | Long             | EC               | CORP              | US        |        46 | NS      | $16272.50     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Electronic Arts Inc                                          | Electronic Arts Inc                                          | CUSIP: 285512109<br>LEI: 549300O7A67PUEYKDL45 | Long             | EC               | CORP              | US        |       190 | NS      | $24449.20     | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Amgen Inc                                                    | Amgen Inc                                                    | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               | CORP              | US        |       169 | NS      | $42655.60     | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Uber Technologies Inc                                        | Uber Technologies Inc                                        | CUSIP: 90353T100<br>LEI: 549300B2FTG34FILDR98 | Long             | EC               | CORP              | US        |      1021 | NS      | $31579.53     | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Deere & Co                                                   | Deere & Co                                                   | CUSIP: 244199105<br>LEI: PWFTNG3EI0Y73OXWDH08 | Long             | EC               | CORP              | US        |        45 | NS      | $19027.80     | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Oracle Corp                                                  | Oracle Corp                                                  | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |       910 | NS      | $80498.60     | 1.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Dell Technologies Inc                                        | Dell Technologies Inc                                        | CUSIP: 24703L202<br>LEI: 549300TJB5YBRUPOG437 | Long             | EC               | CORP              | US        |       597 | NS      | $24250.14     | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadcom Inc                                                 | Broadcom Inc                                                 | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |        80 | NS      | $46800.80     | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Northrop Grumman Corp                                        | Northrop Grumman Corp                                        | CUSIP: 666807102<br>LEI: RIMU48P07456QXSO0R61 | Long             | EC               | CORP              | US        |        21 | NS      | $9408.84      | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Illumina Inc                                                 | Illumina Inc                                                 | CUSIP: 452327109<br>LEI: SQ95QG8SR5Q56LSNF682 | Long             | EC               | CORP              | US        |        66 | NS      | $14137.20     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Digital Corp                                         | Western Digital Corp                                         | CUSIP: 958102105<br>LEI: 549300QQXOOYEF89IC56 | Long             | EC               | CORP              | US        |       650 | NS      | $28567.50     | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| eBay Inc                                                     | eBay Inc                                                     | CUSIP: 278642103<br>LEI: OML71K8X303XQONU6T67 | Long             | EC               | CORP              | US        |       329 | NS      | $16285.50     | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Airbnb Inc                                                   | Airbnb Inc                                                   | CUSIP: 009066101<br>LEI: 549300HMUDNO0RY56D37 | Long             | EC               | CORP              | US        |       167 | NS      | $18555.37     | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Dropbox Inc                                                  | Dropbox Inc                                                  | CUSIP: 26210C104<br>LEI: 549300JCDF7UAR6TJR51 | Long             | EC               | CORP              | US        |       333 | NS      | $7735.59      | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-17

**Name of Applicant:** IndexIQ ETF Trust

**Signature:** Adefolahan Oyefeso

**Name of Signer:** Adefolahan Oyefeso

**Title:** Director and Vice President, IndexIQ