# EDGAR Filing Document

**Accession Number:** 0000225345
**File Stem:** 0000225345-25-000004
**Filing Date:** 2025-12
**Character Count:** 2804
**Document Hash:** 1358b2330ffe459f15ef8933c0040960
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000225345-25-000004.hdr.sgml**: 20251229

**ACCESSION NUMBER**: 0000225345-25-000004

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251229

**DATE AS OF CHANGE**: 20251229

**EFFECTIVENESS DATE**: 20251229

**PERIOD START**: 20241001

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST KENTUCKY SECURITIES CORPORATION
- **CENTRAL INDEX KEY:** 0000225345

**ORGANIZATION NAME:**
- **EIN:** 610924505
- **STATE OF INCORPORATION:** KY
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-22224
- **FILM NUMBER:** 251607328

**BUSINESS ADDRESS:**
- **STREET 1:** 4360 BROWNSBORO ROAD
- **STREET 2:** SUITE 300
- **CITY:** LOUISVILLE
- **STATE:** KY
- **ZIP:** 40207
- **BUSINESS PHONE:** 502-893-7288

**MAIL ADDRESS:**
- **STREET 1:** 4360 BROWNSBORO ROAD
- **STREET 2:** SUITE 300
- **CITY:** LOUISVILLE
- **STATE:** KY
- **ZIP:** 40207

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIRST KENTUCKY SECURITIES Corp
- **DATE OF NAME CHANGE:** 20170519

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIRST KENTUCKY SECURITIES CORPORATION
- **DATE OF NAME CHANGE:** 20020925

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIRST KENTUCKY SECURITIES CORP                          /BD
- **DATE OF NAME CHANGE:** 20000101

### Attached PDF Documents

**Attachment 1:** `Public.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000225345

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 10-01-2024

**Report Period End Date:** 09-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** FIRST KENTUCKY SECURITIES CORPORATION

**Business Address:** 4360 BROWNSBORO ROAD, SUITE 300, LOUISVILLE, KY, 40207

**Contact Person:** Ryan O'Connor

**Contact Phone:** 502-238-7743

### Independent Public Accountant Identification

**Accountant Name:** Rodefer Moss Co, PLLC

**Accountant Address:** 608 Mabry Hood Rd, Knoxville, TN, 37932

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Ryan O'Connor**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **FIRST KENTUCKY SECURITIES CORPORATION**, as of **09-30-2025**, are true and correct.

**Signature:** Ryan O'Connor

**Title:** CEO

**Notarized:** Yes