# EDGAR Filing Document

**Accession Number:** 0001620621
**File Stem:** 0001620621-25-000003
**Filing Date:** 2025-6
**Character Count:** 11228
**Document Hash:** 094ef77c029a2a3101ffe0a3e92f4908
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001620621-25-000003.hdr.sgml**: 20250717

**ACCESSION NUMBER**: 0001620621-25-000003

**CONFORMED SUBMISSION TYPE**: MA-A

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250331

**FILED AS OF DATE**: 20250616

**DATE AS OF CHANGE**: 20250717

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Crowe LLP
- **CENTRAL INDEX KEY:** 0001620621

**ORGANIZATION NAME:**
- **EIN:** 350921680
- **STATE OF INCORPORATION:** IN
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** MA-A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 867-01330
- **FILM NUMBER:** 251128924

**BUSINESS ADDRESS:**
- **STREET 1:** 3815 RIVER CROSSING PARKWAY
- **STREET 2:** SUITE 300
- **CITY:** INDIANAPOLIS
- **STATE:** IN
- **ZIP:** 46240-0977
- **BUSINESS PHONE:** 317-706-2633

**MAIL ADDRESS:**
- **STREET 1:** 3815 RIVER CROSSING PARKWAY
- **STREET 2:** SUITE 300
- **CITY:** INDIANAPOLIS
- **STATE:** IN
- **ZIP:** 46240-0977

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Crowe Horwath LLP
- **DATE OF NAME CHANGE:** 20140925

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM MA: UNIFORM APPLICATION FOR MUNICIPAL ADVISOR REGISTRATION

### Filer and Contact Information

**Filer CIK:** 0001620621

**Filer CCC:** XXXXXXXX

**Contact Name:** Angie Steeno

**Contact Phone:** 317-269-2367

**Contact Email:** angie.steeno@crowe.com

**Notification Emails:** jennifer.wilson@crowe.com, angie.steeno@crowe.com

### Type of Filing

**Selected Filing Type:** Annual Update

### Item 1: Identifying Information

**A. Full Legal Name of the Firm:** Crowe LLP

**&nbsp;&nbsp;&nbsp;Is applicant a Sole Proprietor?:** No

**&nbsp;&nbsp;&nbsp;Has the municipal legal name changed since the last filing?:** No

**&nbsp;&nbsp;&nbsp;Has the applicant had any previous DBA names?:** No

**&nbsp;&nbsp;&nbsp;Does the applicant have any additional DBA names?:** No

**C. IRS Employer Identification Number:** 35-0921680

**D. Registrations:**

- **Municipal Advisor (Temporary):** SEC File No: 866-00691-00

- **Municipal Advisor:** SEC File No: 867-01330-00

**E. Principal Office and Place of Business:** 330 East Jefferson Blvd, South Bend, IN, 46624-0007

**Telephone Number:** 574-232-3992

**Additional Offices of Employment:**

- **Office #1 (Add):** 3815 River Crossing Parkway, Suite 300, Indianapolis, IN, 46240 | Phone: 317-569-8989

**Mailing Address is Different from Principal Office:** Yes

**Mailing Address:** 3815 River Crossing Parkway, Suite 400, INDIANAPOLIS, IN, 46240

**F. Website:** www.crowe.com

**G. Chief Compliance Officer (CCO):**

**Name:** Angela Marie Neff Steeno

**Address:** 3815 River Crossing Parkway, Suite 400, INDIANAPOLIS, IN, 46240

**Phone Number:** 317-269-2367

**Email:** angie.steeno@crowe.com

**I. Location of Books and Records:** No

### Item 2: Form of Organization

**A. Applicant's form of organization:** Limited Liability Partnership (LLP)

**B. Month of Applicant's Annual Fiscal Year End:** March

**C. State, Other U.S. Jurisdiction, or Foreign Jurisdiction Under Which Applicant is Organized:** IN

**D. Date of Organization:** 03-05-2008

**E. Is the applicant a public reporting company?:** No

### Item 3: Successions

**Is the applicant succeeding to the business of a registered municipal advisor?** No

### Item 4: Information About Applicant's Business

**A. Number of Employees:** 6000

**B. Municipal Advisory Activities - Employees:** 10

**C. Registered Representatives - MAA Employees also registered reps of a broker-dealer:** 0

**&nbsp;&nbsp;&nbsp;MAA Employees also associated with an investment adviser:** 0

**D. Public Relations Company?:** No

**E. Soliciting on Behalf of an Affiliate - Number of firms:** 0

**F. Types of Clients - Number of clients served as municipal advisor:** 25

**&nbsp;&nbsp;&nbsp;Types of Clients:** Municipal Entities, Non-profit organizations, Corporations or other businesses

**G. Solicitation of Municipal Entities and Obligated Persons - Municipal Entities:** 0

**&nbsp;&nbsp;&nbsp;Obligated Persons:** 0

**&nbsp;&nbsp;&nbsp;Total Solicited:** 0

**H. Types of Persons Solicited:** 
Not Applicable
, Not Applicable

**I. Compensation Arrangements (Municipal Advisory):** 
Hourly Charges
Fixed Fees
, Hourly Charges, Fixed Fees

**J. Compensation Arrangements (Solicitation):** 
Not Applicable
, Not Applicable

**K. Does the applicant receive compensation in the context of its municipal advisory business from other than its municipal entity or obligated person clients?:** No

**L. Applicant Business Relating to Municipal Securities:** Advice Insurance Of MS, Advice ME Investments, Advice On Selection

### Item 5: Other Business Activities

**Is applicant engaged in any other non-municipal advisor business?** No

### Item 6: Financial Industry and Other Activities of Associated Persons

**Types of associated persons:** 

**Total Associated Persons:** 0

### Item 7: Participation or Interest in Client Transactions

- **Buy or sell municipal securities from or to municipal advisory clients for the firm's own account?:** No

- **Buy or sell municipal securities from or to third-parties on behalf of clients?:** No

- **Enter into derivatives transactions with clients for the firm's own account?:** No

- **Recommend to clients to buy/sell securities in which the firm has a financial interest?:** No

- **Recommend to clients products/services of an affiliated person?:** No

- **Recommend to clients securities of an issuer with which the firm has other relationships?:** No

- **Have discretionary authority to buy/sell municipal securities for clients?:** No

- **Have discretionary authority to buy/sell any other securities or investments for clients?:** No

- **Have discretionary authority to determine the broker-dealer to be used for client transactions?:** No

- **Have discretionary authority to determine the commission paid to a broker-dealer?:** No

- **Recommend broker-dealers to clients?:** Yes

- **&nbsp;&nbsp;&nbsp;If yes, are any of these broker-dealers an associated person of the applicant?:** No

- **Compensate any person for client referrals?:** No

- **Receive compensation from any person for client referrals?:** No

### Item 8: Owners, Officers, and Other Control Persons

**A. (2) Does any person not named in Item 1-A or Schedules A, B, or C, directly or indirectly, control the applicant's management or policies?** No

**B. (1) Is any person in Schedule A, B, or C, or in Section 8-A of Schedule D a public reporting company?** No

### Item 9: Disclosure Information

**Criminal Disclosure:**

- **Applicant/Advisory Affiliate Convicted/Pled Guilty to Felony?:** No

- **Applicant/Advisory Affiliate Charged with Felony?:** No

- **Organization Convicted/Pled Guilty to Felony?:** No

- **Organization Charged with Felony?:** No

**Regulatory Disclosure:**

- **SEC/CFTC Found False Statement?:** No

- **SEC/CFTC Found Violation?:** Yes

- **SEC/CFTC Found Cause of Denial/Suspension?:** No

- **SEC/CFTC Entered Order?:** No

- **SEC/CFTC Imposed Civil Penalty?:** Yes

- **SRO Found Unethical Conduct?:** No

- **SRO Found Violation?:** No

- **SRO Found Cause of Denial/Suspension?:** No

- **SRO Barred/Suspended/Fined > $2,500?:** No

- **SRO Denied/Suspended/Revoked Registration?:** No

- **Foreign Authority Found False Statement?:** No

- **Foreign Authority Found Violation?:** No

- **Foreign Authority Found Cause of Suspension?:** No

- **Foreign Authority Disciplined?:** No

- **Authorization to Act as Attorney/Accountant Revoked?:** No

- **Subject of a Regulatory Complaint?:** No

**Civil Disclosure:**

- **Enjoined in Connection with Municipal Advisory Activity?:** No

- **Found to Have Violated Regulations?:** No

- **Civil Proceeding Dismissed Pursuant to Settlement?:** No

- **Named in Civil Proceeding Alleging Violation?:** No

### Item 10: Small Businesses

**Does the applicant have annual receipts of less than $7,000,000?** No

**Is the applicant affiliated with a person that has annual receipts of more than $7,000,000?** No

### Schedule A: Direct Owners and Executive Officers

| Name                     | Title/Status                                | Date Acquired   | Ownership Code    | Control Person?   |   CRD Number |
|:---|:---|:---|:---|:---|---:|
| Stephen James Keeley     | Chief Legal Officer                         | 10-01-2008      | NA - less than 5% | No                |    000000000 |
| John August Epperson     | Chief Risk Officer and General Partner      | 04-01-2024      | NA - less than 5% | No                |    000000000 |
| Raymond NMN Calvey       | Chief Financial Officer and General Partner | 12-01-2020      | NA - less than 5% | No                |    000000000 |
| Angela Marie Neff Steeno | Chief Compliance Officer and Principal      | 12-13-2023      | NA - less than 5% | Yes               |    000000000 |
| Steven Peter Strammello  | Chief Executive Officer and General Partner | 01-01-2025      | NA - less than 5% | No                |    000000000 |
| Michael John Giammalvo   | Chief Operating Officer                     | 01-01-2025      | NA - less than 5% | No                |    000000000 |

### Schedule C: Amendments to Schedules A and B

| Type   | Ownership   | Owning Entity   | Name                     | Title/Status                                | Date Acquired   | Ownership Code    | Control Person?   |   CRD Number |
|:---|:---|:---|:---|:---|:---|:---|:---|---:|
| Amend  | Direct      |  | Stephen James Keeley     | Chief Legal Officer and Principal           | 10-01-2008      | NA - less than 5% | No                |    000000000 |
|  | Direct      |  | John August Epperson     | Chief Risk Officer and General Partner      | 04-01-2024      | NA - less than 5% | No                |    000000000 |
| Delete | Direct      |  | Raymond NMN Calvey       | Chief Financial Officer and General Partner | 12-01-2020      | NA - less than 5% | No                |    000000000 |
|  | Direct      |  | Angela Marie Neff Steeno | Chief Compliance Officer and Principal      | 12-13-2023      | NA - less than 5% | Yes               |    000000000 |
|  | Direct      |  | Steven Peter Strammello  | Chief Executive Officer and General Partner | 01-01-2025      | NA - less than 5% | No                |    000000000 |
| Amend  | Direct      |  | Michael John Giammalvo   | Chief Operating Officer and General Partner | 01-01-2025      | NA - less than 5% | No                |    000000000 |
| NewAdd | Direct      |  | Michael George Lux       | Chief Financial Officer and General Partner | 06-01-2025      | NA - less than 5% | No                |    000000000 |

### Disclosure Reporting Pages (DRPs)

**Regulatory DRP for: Applicant (Responding to Questions: 9-C2)**

- **Filed On (Applicant):** Form ADV/BD/U4 for —

- **CRD Number:** —

- **Disclosure Number:** —

**Regulatory DRP for: Applicant (Responding to Questions: 9-C2)**

- **Filed On (Applicant):** Form ADV/BD/U4 for —

- **CRD Number:** —

- **Disclosure Number:** —

### Execution Page

**Signature:** Angie Steeno

**Signer Name:** Angie Steeno

**Title:** CCO and Principal

**Date:** 06-16-2025