# EDGAR Filing Document

**Accession Number:** 0001469192
**File Stem:** 0001752724-25-165861
**Filing Date:** 2025-7
**Character Count:** 194802
**Document Hash:** 0183959e37d3eda7399dcc8132006907
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-25-165861.hdr.sgml**: 20250710

**ACCESSION NUMBER**: 0001752724-25-165861

**CONFORMED SUBMISSION TYPE**: N-CEN

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250430

**FILED AS OF DATE**: 20250710

**DATE AS OF CHANGE**: 20250710

**EFFECTIVENESS DATE**: 20250710

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NEW YORK LIFE INVESTMENTS FUNDS TRUST
- **CENTRAL INDEX KEY:** 0001469192

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** N-CEN
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22321
- **FILM NUMBER:** 251116438

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** 212 576 7000

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MAINSTAY FUNDS TRUST
- **DATE OF NAME CHANGE:** 20090728

## Series and Classes Contracts Data

### NYLI CBRE Global Infrastructure Fund (Series ID: S000067318)

| Class ID   | Class Name     | Ticker Symbol   |
|:---|:---|:---|
| C000216482 | Class C        | VCRCX           |
| C000216483 | Class I        | VCRIX           |
| C000216484 | Class R6       | VCRQX           |
| C000216485 | Investor Class | VCRVX           |
| C000216486 | Class A        | VCRAX           |

### NYLI CBRE Real Estate Fund (Series ID: S000067319)

| Class ID   | Class Name     | Ticker Symbol   |
|:---|:---|:---|
| C000216487 | Class C        | CRCRX           |
| C000216488 | Investor Class | CRVRX           |
| C000216489 | Class I        | CRARX           |
| C000216491 | Class R6       | VREQX           |
| C000216492 | Class A        | CLARX           |

### NYLI Conservative ETF Allocation Fund (Series ID: S000068835)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000219985 | Class R3     | MNERX           |
| C000219986 | Class C      | MNEKX           |
| C000219987 | Class I      | MNELX           |
| C000219988 | Class A      | MNEAX           |
| C000221684 | SIMPLE Class | MNEVX           |

### NYLI Equity ETF Allocation Fund (Series ID: S000068837)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000219997 | Class R3     | MWFQX           |
| C000219998 | Class A      | MWFAX           |
| C000219999 | Class C      | MWFCX           |
| C000220000 | Class I      | MWFIX           |
| C000221686 | SIMPLE Class | MWFVX           |

### NYLI Moderate ETF Allocation Fund (Series ID: S000068838)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000220001 | Class C      | MDAKX           |
| C000220002 | Class I      | MDAIX           |
| C000220003 | Class R3     | MDARX           |
| C000220005 | Class A      | MDAAX           |
| C000221687 | SIMPLE Class | MDAVX           |

### NYLI Growth ETF Allocation Fund (Series ID: S000068839)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000220007 | Class A      | MOEAX           |
| C000220008 | Class C      | MOECX           |
| C000220010 | Class I      | MOEIX           |
| C000220011 | Class R3     | MOERX           |
| C000221688 | SIMPLE Class | MOEVX           |

## Internal

```

Report of Independent Registered Public Accounting Firm

To the Shareholders of the Funds and Board of Trustees
New York Life Investments Funds Trust:

In planning and performing our audits of the financial statements of NYLI
CBRE Global Infrastructure Fund (formerly MainStay CBRE Global Infrastructure
Fund), NYLI CBRE Real Estate Fund (formerly MainStay CBRE Real Estate Fund),
NYLI Conservative ETF Allocation Fund (formerly MainStay Conservative ETF
Allocation Fund), NYLI Moderate ETF Allocation Fund (formerly MainStay
Moderate ETF Allocation Fund), NYLI Growth ETF Allocation Fund (formerly
MainStay Growth ETF Allocation Fund), and NYLI Equity ETF Allocation Fund
(formerly MainStay Equity ETF Allocation Fund), six of the funds comprising
New York Life Investments Funds Trust (formerly MainStay Funds Trust)
(the Funds), as of and for the year ended April 30, 2025, in
accordance with the standards of the Public Company Accounting Oversight Board
(United States), we considered the Funds' internal control over financial
reporting, including controls over safeguarding securities, as a basis for
designing our auditing procedures for the purpose of expressing our opinion on
the financial statements and to comply with the requirements of Form N-CEN,
but not for the purpose of expressing an opinion on the effectiveness of the
Funds' internal control over financial reporting. Accordingly, we express
no such opinion.

Management of the Funds is responsible for establishing and maintaining
effective internal control over financial reporting. In fulfilling this
responsibility, estimates and judgments by management are required to assess
the expected benefits and related costs of controls. A company's internal
control over financial reporting is a process designed to provide reasonable
assurance regarding the reliability of financial reporting and the preparation
of financial statements for external purposes in accordance with generally
accepted accounting principles. A company's internal control over financial
reporting includes those policies and procedures that (1) pertain to the
maintenance of records that, in reasonable detail, accurately and fairly
reflect the transactions and dispositions of the assets of the company;
(2) provide reasonable assurance that transactions are recorded as necessary
to permit preparation of financial statements in accordance with generally
accepted accounting principles, and that receipts and expenditures of the
company are being made only in accordance with authorizations of management
and directors of the company; and (3) provide reasonable assurance regarding
prevention or timely detection of unauthorized acquisition, use, or
disposition of the company's assets that could have a material effect on the
financial statements.

Because of its inherent limitations, internal control over financial reporting
may not prevent or detect misstatements. Also, projections of any evaluation
of effectiveness to future periods are subject to the risk that controls may
become inadequate because of changes in conditions, or that the degree of
compliance with the policies or procedures may deteriorate.

A deficiency in internal control over financial reporting exists when the
design or operation of a control does not allow management or employees, in
the normal course of performing their assigned functions, to prevent or detect
misstatements on a timely basis. A material weakness is a deficiency, or a
combination of deficiencies, in internal control over financial reporting,
such that there is a reasonable possibility that a material misstatement of
the company's annual or interim financial statements will not be prevented or
detected on a timely basis.

Our consideration of the Funds' internal control over financial reporting was
for the limited purpose described in the first paragraph and would not
necessarily disclose all deficiencies in internal control that might be
material weaknesses under standards established by the Public Company
Accounting Oversight Board (United States). However, we noted no deficiencies
in the Funds' internal control over financial reporting and its operation,
including controls over safeguarding securities, that we consider to be a
material weakness as defined above as of April 30, 2025.

This report is intended solely for the information and use of the management
and the Board of Trustees of the Funds and the Securities and Exchange
Commission and is not intended to be and should not be used by anyone other
than these specified parties.

/s/

KPMG LLP

Philadelphia, Pennsylvania
June 25, 2025

```

# Form N-CEN: Annual Report for Registered Investment Companies

## N-CEN: Filer Information
**Submission Type:** N-CEN
**CIK:** 0001469192

## N-CEN: Series/Class (Contract) Information

**Series ID Record:1**
- **Series ID:** S000068838

**Series ID Record:2**
- **Series ID:** S000068835

**Series ID Record:3**
- **Series ID:** S000067318

**Series ID Record:4**
- **Series ID:** S000068837

**Series ID Record:5**
- **Series ID:** S000068839

**Series ID Record:6**
- **Series ID:** S000067319

**Class ID Record:1**
- **Class ID:** C000221687

**Class ID Record:2**
- **Class ID:** C000220003

**Class ID Record:3**
- **Class ID:** C000220002

**Class ID Record:4**
- **Class ID:** C000220001

**Class ID Record:5**
- **Class ID:** C000220005

**Class ID Record:6**
- **Class ID:** C000219985

**Class ID Record:7**
- **Class ID:** C000221684

**Class ID Record:8**
- **Class ID:** C000219987

**Class ID Record:9**
- **Class ID:** C000219986

**Class ID Record:10**
- **Class ID:** C000219988

**Class ID Record:11**
- **Class ID:** C000216486

**Class ID Record:12**
- **Class ID:** C000216484

**Class ID Record:13**
- **Class ID:** C000216485

**Class ID Record:14**
- **Class ID:** C000216482

**Class ID Record:15**
- **Class ID:** C000216483

**Class ID Record:16**
- **Class ID:** C000219997

**Class ID Record:17**
- **Class ID:** C000221686

**Class ID Record:18**
- **Class ID:** C000219999

**Class ID Record:19**
- **Class ID:** C000220000

**Class ID Record:20**
- **Class ID:** C000219998

**Class ID Record:21**
- **Class ID:** C000221688

**Class ID Record:22**
- **Class ID:** C000220011

**Class ID Record:23**
- **Class ID:** C000220007

**Class ID Record:24**
- **Class ID:** C000220008

**Class ID Record:25**
- **Class ID:** C000220010

**Class ID Record:26**
- **Class ID:** C000216489

**Class ID Record:27**
- **Class ID:** C000216491

**Class ID Record:28**
- **Class ID:** C000216492

**Class ID Record:29**
- **Class ID:** C000216488

**Class ID Record:30**
- **Class ID:** C000216487

### N-CEN: Part A: General Information

**Item A.1.a - Report for period ending:** 2025-04-30

**Item A.1.b - Does this report cover a period of less than 12 months?:** No

## N-CEN: Part B: Information About the Registrant

- **Item B.1.a - Full name of Registrant:** NEW YORK LIFE INVESTMENTS FUNDS TRUST

- **Item B.1.b - Investment Company Act file number:** 811-22321

- **Item B.1.c - CIK:** 0001469192

- **Item B.1.d - LEI:** 549300SQRLBSUG7RD002

- **Item B.2.a - Street 1:** 51 MADISON AVENUE

- **Item B.2.b - City:** NEW YORK

- **Item B.2.c - State:** NY

- **Item B.2.e - Zip Code:** 10010

- **Item B.2.f - Telephone:** 212-576-7000

- **Item B.2.g - Public Website:** nylinvestments.com/funds

### Item B.3 - Location of books and records

**Location books Record: 1**

- **a. Name of person (e.g., a custodian of records):** JPMorgan Chase Bank, N.A.

- **b. Street 1:** 4 Chase Metrotech Center

- **c. City:** Brooklyn

- **d. State, if applicable:** NY

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 11245

- **g. Telephone number:** 718-242-0609

- **h. Briefly describe the books and records kept at this location:** Records relating to its functions as custodian, sub-administrator and accounting agent

- **Item B.4.a - Is this the first filing by the Registrant?:** No

- **Item B.4.b - Is this the last filing by the Registrant?:** No

- **Item B.5.a - Is the Registrant part of a family of investment companies?:** Yes

- **Item B.5.a.i - Full name of family of investment companies:** NYLI Group of Funds

### Item B.6 - Organization

- [x] a. Open-end management investment company registered under the Act on Form N-1A

- [ ] b. Closed-end management investment company registered under the Act on Form N-2

- [ ] c. Separate account offering variable annuity contracts which is registered under the Act as a management investment company on Form N-3

- [ ] d. Separate account offering variable annuity contracts which is registered under the Act as a unit investment trust on Form N-4

- [ ] e. Small business investment company registered under the Act on Form N-5

- [ ] f. Separate account offering variable insurance contracts which is registered under the Act as a unit investment trust on Form N-6

- [ ] g. Unit investment trust registered under the Act on Form N-8B-2

- **Item B.6.i - Total number of Series:** 39

- **Item B.7 - Is the Registrant the issuer of a class of securities registered under the Securities Act?:** Yes

### Item B.8 - Directors

| Name                | Is Interested Person?   | Other Investment Company File Numbers                                                                                      |
|:---|:---|:---|
| David H. Chow       | No                      | 811-03833-01, 811-23654, 811-10325, 811-23905, 811-22551, 811-04550                                                        |
| Susan B. Kerley     | No                      | 811-06110, 811-22551, 811-03833-01, 811-05812, 811-23654, 811-06310, 811-23905, 811-04254, 811-06740, 811-04550, 811-04052 |
| Alan R. Latshaw     | No                      | 811-03833-01, 811-23654, 811-04550, 811-22551, 811-23905                                                                   |
| Richard S. Trutanic | No                      | 811-23905, 811-23654, 811-04550, 811-22551, 811-03833-01                                                                   |
| Jacques P. Perold   | No                      | 811-23654, 811-23905, 811-03833-01, 811-22551, 811-04550                                                                   |
| Naim Abou-Jaoude    | Yes                     | 811-04550, 811-22551, 811-23905, 811-03833-01, 811-23654                                                                   |
| Karen Hammond       | No                      | 811-04550, 811-22551, 811-03833-01, 811-23905, 811-23654                                                                   |

### Item B.9. Chief compliance officer.

**Chief compliance officer Record: 1**

- **a. Full Name:** Kevin M. Gleason

- **b. CRD Number, if any:** 000000000

- **c. Street Address 1:** 30 Hudson Street

- **d. City:** Jersey City

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Zip code:** 07302

- **h. Telephone number:** XXXXXX

- **i. Has the chief compliance officer changed since the last filing?:** No

If the chief compliance officer is compensated or employed by any person other than the Registrant, provide:

**CCO employer Record: 1**

- **i. Name of the person:** —

- **ii. Person’s IRS Employer Identification Number:** —

### Item B.10. Matters for security holder vote.

- **Were any matters submitted by the Registrant for its security holders’ vote during the reporting period?** No

- **Item B.11.a - Have there been any material legal proceedings?:** No

- **Item B.11.b - Has any proceeding previously reported been terminated?:** No

- **Item B.12.a - Were any claims with respect to the Registrant filed under a fidelity bond?:** No

- **Item B.13.a - Are the Registrant's officers or directors covered under any insurance policy?:** Yes

- **Item B.13.a.i - If yes, were any claims filed under the policy during the reporting period?:** No

- **Item B.14 - Did an affiliated person provide any form of financial support to the Registrant?:** No

- **Item B.15.a.i - Release numbers:**
  - IC-17318
  - IC-32190
  - IC-15758
  - IC-31663

### Item B.16. Principal underwriters.

**Principal underwriter Record: 1**

- **i. Full name:** NYLIFE Distributors LLC

- **ii. SEC file number:** 8-46655

- **iii. CRD number:** 000035350

- **iv. LEI, if any:** 00000000000000000000

- **v. State, if applicable:** NJ

- **vi. Foreign country, if applicable:** US

- **vii. Is the principal underwriter an affiliated person...?:** Yes

- **b. Have any principal underwriters been hired or terminated during the reporting period?** No

### Item B.17. Independent public accountant.

**Public accountant Record: 1**

- **a. Full Name:** KPMG LLP

- **b. PCAOB Number:** 185

- **c. LEI, if any:** 5493003PVCIGA21KOK42

- **d. State, if applicable:** PA

- **e. Foreign country, if applicable:** US

- **f. Has the independent public accountant changed since the last filing?** No

- **Item B.18 - Did an independent public accountant's report on internal control note any material weaknesses?:** No

- **Item B.19 - Did an independent public accountant issue an opinion other than an unqualified opinion?:** No

- **Item B.20 - Have there been material changes in the method of valuation?:** No

- **Item B.21 - Have there been any changes in accounting principles or practices?:** No

- **Item B.22.a - Were any payments made to shareholders as a result of an error in calculating NAV?:** No

- **Item B.23 - Did the Registrant pay any dividend or make any distribution required to be accompanied by a written statement?:** No

## Part C: Additional Questions for Management Investment Companies

### Management Investment Record: 1 - NYLI Moderate ETF Allocation Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI Moderate ETF Allocation Fund

- **b. Series identification number, if any:** S000068838

- **c. LEI:** 549300JOJNTNEP7RUG97

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 5

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | SIMPLE Class            | C000221687                                | MDAVX                        |
|                           2 | Class R3                | C000220003                                | MDARX                        |
|                           3 | Class I                 | C000220002                                | MDAIX                        |
|                           4 | Class C                 | C000220001                                | MDAKX                        |
|                           5 | Class A                 | C000220005                                | MDAAX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [x] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $8,686,931.42

- **g. Provide the net income from securities lending activities:** $37,223.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 22d-1 (17 CFR 270.22d-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 12d1-1 (17 CFR 270.12d1-1)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

**Transfer Agents Record: 2**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **Description of other identifying number:** LEI Number

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. LEI, if any:** 084-00448

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** NYLIM Service Company LLC

- **ii. LEI, if any:** 084-05844

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Merrill Lynch, Pierce, Fenner & Smith Inc.

- **ii. SEC file number:** 8-07221

- **iii. CRD number:** 000007691

- **iv. LEI, if any:** 8NAV47T0Y26Q87Y0QP81

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,419.29

**Brokers Record: 2**

- **i. Full name of broker:** Susquehanna Financial Group, LLLP

- **ii. SEC file number:** 8-44325

- **iii. CRD number:** 000035865

- **iv. LEI, if any:** 549300E8QX0ZMRDC2M81

- **v. State, if applicable:** PA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,968.42

**Brokers Record: 3**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 8-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $50,447.29

**Brokers Record: 4**

- **i. Full name of broker:** Citadel Securities LLC

- **ii. SEC file number:** 8-53574

- **iii. CRD number:** 000116797

- **iv. LEI, if any:** 12UUJYTN7D3SW8KCSG25

- **v. State, if applicable:** FL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $51,053.12

**Brokers Record: 5**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $448.70

**Aggregate Commission:** $107,336.82

**Item C.17.a. Principal transaction counterparties.**

| Name                                       | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Citadel Securities LLC                     | 8-53574           |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $13,130,892.86            |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | 8-07221           |    000007691 | 8NAV47T0Y26Q87Y0QP81 | NY      | US        | $14,048,536.53            |
| J.P. Morgan Securities LLC                 | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $69,065,536.03            |
| Susquehanna Financial Group, LLLP          | 8-44325           |    000035865 | 549300E8QX0ZMRDC2M81 | PA      | US        | $18,807,873.84            |
| Jane Street Execution Services, LLC        | 8-69254           |    000167280 | 549300HXJLXCPDWAH070 | NY      | US        | $16,436,725.12            |
| BofA Securities, Inc.                      | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $22,237,348.17            |
| Virtu Americas LLC                         | 8-68193           |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $3,084,133.19             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $156,811,045.74

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $151,576,955.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI WMC Growth Fund                                  | 811-22321         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI MacKay New York Muni Fund                        | 811-22321         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 2 - NYLI Conservative ETF Allocation Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI Conservative ETF Allocation Fund

- **b. Series identification number, if any:** S000068835

- **c. LEI:** 5493008U7JI6MZD30J47

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 5

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class R3                | C000219985                                | MNERX                        |
|                           2 | SIMPLE Class            | C000221684                                | MNEVX                        |
|                           3 | Class I                 | C000219987                                | MNELX                        |
|                           4 | Class C                 | C000219986                                | MNEKX                        |
|                           5 | Class A                 | C000219988                                | MNEAX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [x] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $3,010,434.13

- **g. Provide the net income from securities lending activities:** $18,634.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 22d-1 (17 CFR 270.22d-1)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

**Transfer Agents Record: 2**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **Description of other identifying number:** LEI Number

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. LEI, if any:** 084-00448

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** NYLIM Service Company LLC

- **ii. LEI, if any:** 084-05844

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Susquehanna Financial Group, LLLP

- **ii. SEC file number:** 8-44325

- **iii. CRD number:** 000035865

- **iv. LEI, if any:** 549300E8QX0ZMRDC2M81

- **v. State, if applicable:** PA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $633.72

**Brokers Record: 2**

- **i. Full name of broker:** Merrill Lynch, Pierce, Fenner & Smith Inc.

- **ii. SEC file number:** 8-07221

- **iii. CRD number:** 000007691

- **iv. LEI, if any:** 8NAV47T0Y26Q87Y0QP81

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,076.66

**Brokers Record: 3**

- **i. Full name of broker:** Citadel Securities LLC

- **ii. SEC file number:** 8-53574

- **iii. CRD number:** 000116797

- **iv. LEI, if any:** 12UUJYTN7D3SW8KCSG25

- **v. State, if applicable:** FL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $17,181.61

**Brokers Record: 4**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 8-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $16,220.21

**Brokers Record: 5**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $146.34

**Aggregate Commission:** $35,258.54

**Item C.17.a. Principal transaction counterparties.**

| Name                                       | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | 8-07221           |    000007691 | 8NAV47T0Y26Q87Y0QP81 | NY      | US        | $4,567,070.90             |
| Virtu Americas LLC                         | 8-68193           |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $971,729.88               |
| Citadel Securities LLC                     | 8-53574           |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $3,933,820.26             |
| Susquehanna Financial Group, LLLP          | 8-44325           |    000035865 | 549300E8QX0ZMRDC2M81 | PA      | US        | $5,126,616.62             |
| J.P. Morgan Securities LLC                 | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $28,362,661.41            |
| BofA Securities, Inc.                      | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $5,967,113.21             |
| Jane Street Execution Services, LLC        | 8-69254           |    000167280 | 549300HXJLXCPDWAH070 | NY      | US        | $5,227,186.30             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $54,156,198.58

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $48,075,306.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI Income Builder Fund                              | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 3 - NYLI CBRE Global Infrastructure Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI CBRE Global Infrastructure Fund

- **b. Series identification number, if any:** S000067318

- **c. LEI:** 549300MC8V250GROT805

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 5

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class A                 | C000216486                                | VCRAX                        |
|                           2 | Class R6                | C000216484                                | VCRQX                        |
|                           3 | Investor Class          | C000216485                                | VCRVX                        |
|                           4 | Class C                 | C000216482                                | VCRCX                        |
|                           5 | Class I                 | C000216483                                | VCRIX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $7,554,907.23

- **g. Provide the net income from securities lending activities:** $192,229.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 22d-1 (17 CFR 270.22d-1)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** CBRE Investment Management Listed Real Assets LLC

- **ii. SEC file number:** 801-49083

- **iii. CRD number:** 000106256

- **iv. LEI, if any:** ZLNWJ4DL5ILHESCV3X63

- **v. Is the sub-adviser an affiliated person?:** No

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **Description of other identifying number:** LEI Number

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** CACEIS Bank Spain, S.A.U.

- **ii. LEI, if any:** 95980020140005970915

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** BNP Paribas

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** BNP Paribas

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 6**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** J.P. Morgan S.A. DTVM

- **ii. LEI, if any:** 5493001LS7J56NZZ3G07

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** Standard Chartered Bank Korea Limited

- **ii. LEI, if any:** NUXTG47HHHM1K2L0SG39

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** DBS Bank Ltd

- **ii. LEI, if any:** ATUEL7OJR5057F2PV266

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** Banco Nacional de Mexico, S.A.

- **ii. LEI, if any:** 2SFFM4FUIE05S37WFU55

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** Royal Bank of Canada

- **ii. LEI, if any:** ES7IP3U3RHIGC71XBU11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** Mizuho Bank, Ltd.

- **ii. LEI, if any:** RB0PEZSDGCO3JS6CEU02

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** Deutsche Bank AG

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** BNP Paribas

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. LEI, if any:** 084-00448

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** NYLIM Service Company LLC

- **ii. LEI, if any:** 084-05844

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

**Administrators Record: 2**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 8-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $51,290.47

**Brokers Record: 2**

- **i. Full name of broker:** Wells Fargo Securities, LLC

- **ii. SEC file number:** 8-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $28,656.30

**Brokers Record: 3**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $72,243.28

**Brokers Record: 4**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $49,793.52

**Brokers Record: 5**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $131,070.69

**Brokers Record: 6**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $68,310.90

**Brokers Record: 7**

- **i. Full name of broker:** Evercore Group L.L.C.

- **ii. SEC file number:** 8-49830

- **iii. CRD number:** 000042405

- **iv. LEI, if any:** 5493008F0LRLS5N8LZ81

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $31,477.99

**Brokers Record: 8**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $81,773.55

**Brokers Record: 9**

- **i. Full name of broker:** Raymond James & Associates, Inc.

- **ii. SEC file number:** 8-10999

- **iii. CRD number:** 000000705

- **iv. LEI, if any:** U4ONQX15J3RO8XCKE979

- **v. State, if applicable:** FL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $26,825.84

**Brokers Record: 10**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 8-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $27,832.01

**Aggregate Commission:** $756,633.34

**Item C.17.a. Principal transaction counterparties.**

| Name                       | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $505,193,108.89           |
| Clearstream Banking S.A.   | N/A               | N/A          | 549300OL514RA0SXJJ44 |  |  | $3,055,168.74             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $508,248,277.63

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $859,799,557.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 4 - NYLI Equity ETF Allocation Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI Equity ETF Allocation Fund

- **b. Series identification number, if any:** S000068837

- **c. LEI:** 549300SHIJ0IQK4OIO27

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 5

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class R3                | C000219997                                | MWFQX                        |
|                           2 | SIMPLE Class            | C000221686                                | MWFVX                        |
|                           3 | Class C                 | C000219999                                | MWFCX                        |
|                           4 | Class I                 | C000220000                                | MWFIX                        |
|                           5 | Class A                 | C000219998                                | MWFAX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [x] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $2,944,108.63

- **g. Provide the net income from securities lending activities:** $16,419.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 22d-1 (17 CFR 270.22d-1)

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4 (17 CFR 270.18f-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **Description of other identifying number:** LEI Number

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. LEI, if any:** 084-05844

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. LEI, if any:** 084-00448

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 8-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $31,567.05

**Brokers Record: 2**

- **i. Full name of broker:** Susquehanna Financial Group, LLLP

- **ii. SEC file number:** 8-44325

- **iii. CRD number:** 000035865

- **iv. LEI, if any:** 549300E8QX0ZMRDC2M81

- **v. State, if applicable:** PA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,320.52

**Brokers Record: 3**

- **i. Full name of broker:** Citadel Securities LLC

- **ii. SEC file number:** 8-53574

- **iii. CRD number:** 000116797

- **iv. LEI, if any:** 12UUJYTN7D3SW8KCSG25

- **v. State, if applicable:** FL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $31,398.48

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $25.81

**Brokers Record: 5**

- **i. Full name of broker:** Merrill Lynch, Pierce, Fenner & Smith Inc.

- **ii. SEC file number:** 8-07221

- **iii. CRD number:** 000007691

- **iv. LEI, if any:** 8NAV47T0Y26Q87Y0QP81

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,287.28

**Aggregate Commission:** $66,599.14

**Item C.17.a. Principal transaction counterparties.**

| Name                                       | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Jane Street Execution Services, LLC        | 8-69254           |    000167280 | 549300HXJLXCPDWAH070 | NY      | US        | $8,705,228.94             |
| Citadel Securities LLC                     | 8-53574           |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $8,679,252.72             |
| BofA Securities, Inc.                      | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $11,065,587.57            |
| Virtu Americas LLC                         | 8-68193           |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $1,893,664.54             |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | 8-07221           |    000007691 | 8NAV47T0Y26Q87Y0QP81 | NY      | US        | $7,175,140.99             |
| J.P. Morgan Securities LLC                 | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $25,578,010.71            |
| Susquehanna Financial Group, LLLP          | 8-44325           |    000035865 | 549300E8QX0ZMRDC2M81 | PA      | US        | $14,751,801.67            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $77,848,687.14

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $99,177,851.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 5 - NYLI Growth ETF Allocation Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI Growth ETF Allocation Fund

- **b. Series identification number, if any:** S000068839

- **c. LEI:** 549300HI7ZY5OLM06I80

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 5

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | SIMPLE Class            | C000221688                                | MOEVX                        |
|                           2 | Class R3                | C000220011                                | MOERX                        |
|                           3 | Class A                 | C000220007                                | MOEAX                        |
|                           4 | Class C                 | C000220008                                | MOECX                        |
|                           5 | Class I                 | C000220010                                | MOEIX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [x] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $5,205,778.59

- **g. Provide the net income from securities lending activities:** $25,116.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 22d-1 (17 CFR 270.22d-1)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

**Transfer Agents Record: 2**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **Description of other identifying number:** LEI Number

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. LEI, if any:** 084-05844

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. LEI, if any:** 084-00448

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

**Administrators Record: 2**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Susquehanna Financial Group, LLLP

- **ii. SEC file number:** 8-44325

- **iii. CRD number:** 000035865

- **iv. LEI, if any:** 549300E8QX0ZMRDC2M81

- **v. State, if applicable:** PA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,664.79

**Brokers Record: 2**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 8-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $43,598.07

**Brokers Record: 3**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $364.51

**Brokers Record: 4**

- **i. Full name of broker:** Citadel Securities LLC

- **ii. SEC file number:** 8-53574

- **iii. CRD number:** 000116797

- **iv. LEI, if any:** 12UUJYTN7D3SW8KCSG25

- **v. State, if applicable:** FL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $45,313.85

**Brokers Record: 5**

- **i. Full name of broker:** Merrill Lynch, Pierce, Fenner & Smith Inc.

- **ii. SEC file number:** 8-07221

- **iii. CRD number:** 000007691

- **iv. LEI, if any:** 8NAV47T0Y26Q87Y0QP81

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,858.63

**Aggregate Commission:** $93,799.85

**Item C.17.a. Principal transaction counterparties.**

| Name                                       | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Jane Street Execution Services, LLC        | 8-69254           |    000167280 | 549300HXJLXCPDWAH070 | NY      | US        | $12,418,647.36            |
| J.P. Morgan Securities LLC                 | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $52,208,779.07            |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | 8-07221           |    000007691 | 8NAV47T0Y26Q87Y0QP81 | NY      | US        | $11,716,280.96            |
| BofA Securities, Inc.                      | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $19,367,523.85            |
| Citadel Securities LLC                     | 8-53574           |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $11,829,462.03            |
| Virtu Americas LLC                         | 8-68193           |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $2,447,257.87             |
| Susquehanna Financial Group, LLLP          | 8-44325           |    000035865 | 549300E8QX0ZMRDC2M81 | PA      | US        | $18,592,577.13            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $128,580,528.27

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $126,173,918.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI PineStone International Equity Fund              | 811-22321         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 6 - NYLI CBRE Real Estate Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI CBRE Real Estate Fund

- **b. Series identification number, if any:** S000067319

- **c. LEI:** 549300YLI7OLZQMGC155

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 5

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class I                 | C000216489                                | CRARX                        |
|                           2 | Class R6                | C000216491                                | VREQX                        |
|                           3 | Class A                 | C000216492                                | CLARX                        |
|                           4 | Investor Class          | C000216488                                | CRVRX                        |
|                           5 | Class C                 | C000216487                                | CRCRX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $2,823,766.89

- **g. Provide the net income from securities lending activities:** $8,476.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 22d-1 (17 CFR 270.22d-1)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 12d1-1 (17 CFR 270.12d1-1)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** CBRE Investment Management Listed Real Assets LLC

- **ii. SEC file number:** 801-49083

- **iii. CRD number:** 000106256

- **iv. LEI, if any:** ZLNWJ4DL5ILHESCV3X63

- **v. Is the sub-adviser an affiliated person?:** No

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **Description of other identifying number:** LEI Number

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. LEI, if any:** 084-05844

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. LEI, if any:** 084-00448

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

**Administrators Record: 2**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $31,844.27

**Brokers Record: 2**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $18,797.25

**Brokers Record: 3**

- **i. Full name of broker:** Evercore Group L.L.C.

- **ii. SEC file number:** 8-49830

- **iii. CRD number:** 000042405

- **iv. LEI, if any:** 5493008F0LRLS5N8LZ81

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $33,752.57

**Brokers Record: 4**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $20,206.83

**Brokers Record: 5**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $27,213.70

**Brokers Record: 6**

- **i. Full name of broker:** Pershing LLC

- **ii. SEC file number:** 8-17574

- **iii. CRD number:** 000007560

- **iv. LEI, if any:** ZI8Q1A8EI8LQFJNM0D94

- **v. State, if applicable:** NJ

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $12,436.62

**Brokers Record: 7**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $25,518.24

**Brokers Record: 8**

- **i. Full name of broker:** Wells Fargo Securities, LLC

- **ii. SEC file number:** 8-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $16,613.15

**Brokers Record: 9**

- **i. Full name of broker:** Raymond James & Associates, Inc.

- **ii. SEC file number:** 8-10999

- **iii. CRD number:** 000000705

- **iv. LEI, if any:** U4ONQX15J3RO8XCKE979

- **v. State, if applicable:** FL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $30,565.77

**Brokers Record: 10**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $27,516.13

**Aggregate Commission:** $291,539.76

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Pershing LLC                  | 8-17574           |    000007560 | ZI8Q1A8EI8LQFJNM0D94 | NJ      | US        | $289,351.30               |
| J.P. Morgan Securities LLC    | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $105,730,702.48           |
| Morgan Stanley & Co. LLC      | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $4,537,636.00             |
| Citigroup Global Markets Inc. | 8-08177           |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $1,384,244.00             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $111,941,933.78

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $277,035,097.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

## N-CEN: Part G: Attachments

**Item G.1a. Attachments.**

Attachments applicable to all Registrants. All Registrants shall file the following attachments, as applicable, with the current report. Indicate the attachments filed with the current report by checking the applicable items below:

- [ ] i. Legal proceedings

- [ ] ii. Provision of financial support

- [x] iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only)

- [ ] iv. Change in accounting principles and practices

- [ ] v. Information required to be filed pursuant to exemptive orders

- [ ] vi. Other information required to be included as an attachment pursuant to Commission rules and regulations

## N-CEN: Signature

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to a be signed on its behalf by the undersigned hereunto duly authorized.

**Registrant:** NEW YORK LIFE INVESTMENTS FUNDS TRUST

**Date:** 2025-04-30

**Signature:** Jack Benintende

**Title:** Treasurer