# EDGAR Filing Document

**Accession Number:** 0001809938
**File Stem:** 0001809938-23-000002
**Filing Date:** 2023-2
**Character Count:** 3050
**Document Hash:** 14d11b97f0d4a043e7e294d71205ea48
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001809938-23-000002.hdr.sgml**: 20230228

**ACCESSION NUMBER**: 0001809938-23-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230228

**DATE AS OF CHANGE**: 20230228

**EFFECTIVENESS DATE**: 20230228

**PERIOD START**: 20211013

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ADELPHI STOCK BROKERS INC.
- **CENTRAL INDEX KEY:** 0001809938
- **IRS NUMBER:** 371965492
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-70519
- **FILM NUMBER:** 23680641

**BUSINESS ADDRESS:**
- **STREET 1:** 40 CORNWALL LANE
- **STREET 2:** 5TH FLOOR C/O NV GLOBAL
- **CITY:** SANDS POINT
- **STATE:** NY
- **ZIP:** 11050
- **BUSINESS PHONE:** 646-479-1146

**MAIL ADDRESS:**
- **STREET 1:** 40 CORNWALL LANE
- **STREET 2:** SUITE 1808
- **CITY:** SANDS POINT
- **STATE:** NY
- **ZIP:** 11050

### Attached PDF Documents

**Attachment 1:** `dec2022_audit_adelphi_bs.pdf`

# **ADELPHI STOCK BROKERS INC.**

# **STATEMENT OF FINANCIAL CONDITION**

**December 31, 2022**

# **ASSETS**

| Cash | $4,371,813 |
| --- | --- |
| Security deposit | 15,150 |
| Total assets | $4,386,963 |

# **LIABILITIES AND STOCKHOLDERS' EQUITY**

| Liabilities: |  |
| --- | --- |
| Accounts payable and accrued expenses | $29,211 |
| Total liabilities | 29,211 |
| Commitments and Contingencies | - |
| Stockholders' equity: |  |
| Common stock, $0.10 par value; 2,500 shares authorized, 2,200 issued and outstanding | 250 |
| Additional paid in capital | 5,319,750 |
| Accumulated deficit | (962,248) |
| Total stockholders' equity | 4,357,752 |
| Total liabilities and stockholders' equity | $4,386,963 |

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001809938

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 10-13-2021

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** ADELPHI STOCK BROKERS INC.

**Business Address:** 40 CORNWALL LANE, SANDS POINT, NY, 11050

**Contact Person:** Ken George

**Contact Phone:** 603-380-5435

### Independent Public Accountant Identification

**Accountant Name:** Michael T Remus, CPA

**Accountant Address:** 108 Robin Drive, Hamilton, NJ, 08690

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Victor Samuel**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **ADELPHI STOCK BROKERS INC.**, as of **12-31-2022**, are true and correct.

**Signature:** Victor Samuel

**Title:** CEO

**Notarized:** Yes