# EDGAR Filing Document

**Accession Number:** 0001713952
**File Stem:** 0001193125-23-066985
**Filing Date:** 2023-3
**Character Count:** 7369
**Document Hash:** 4f7ab31d62ac92cc8dd868cbbff0b2b2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-23-066985.hdr.sgml**: 20230310

**ACCESSION NUMBER**: 0001193125-23-066985

**CONFORMED SUBMISSION TYPE**: POS AM

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230310

**DATE AS OF CHANGE**: 20230310

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Vivint Smart Home, Inc.
- **CENTRAL INDEX KEY:** 0001713952
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-DETECTIVE, GUARD & ARMORED CAR SERVICES [7381]
- **IRS NUMBER:** 981380306
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** POS AM
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 333-252648
- **FILM NUMBER:** 23721884

**BUSINESS ADDRESS:**
- **STREET 1:** 4931 NORTH 300 WEST
- **CITY:** PROVO
- **STATE:** UT
- **ZIP:** 84604
- **BUSINESS PHONE:** (801) 705-8011

**MAIL ADDRESS:**
- **STREET 1:** 4931 NORTH 300 WEST
- **CITY:** PROVO
- **STATE:** UT
- **ZIP:** 84604

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Mosaic Acquisition Corp.
- **DATE OF NAME CHANGE:** 20170804

**As filed with the Securities and Exchange Commission on March 10, 2023.** 

**Registration No. 333-252648** 

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**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION** 

**Washington, D.C. 20549** 

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**POST-EFFECTIVE AMENDMENT NO. 1** 

**TO** 

**FORM S-3** 

**REGISTRATION STATEMENT** 

***UNDER***

***THE SECURITIES ACT OF 1933***

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## VIVINT SMART HOME, INC.
**(Exact name of Registrant as specified in its charter)** 

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| | |
|:---|:---|
| **Delaware** | **98-1380306** |
| **(State or other jurisdiction of**<br> **incorporation or organization)** | **(I.R.S. Employer**<br> **Identification No.)** |

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**4931 North 300 West** 

**Provo, Utah 84604** 

**(801) 377-9111** 

**(Address, including zip code, and telephone number, including area code, of principal executive offices)** 

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**Garner B. Meads, III** 

**Chief Legal Officer and Secretary** 

**Vivint Smart Home, Inc.** 

**4931 North 300 West** 

**Provo, Utah 84604** 

**(801) 377-9111** 

**(Name and address, including zip code, and telephone number, including area code, of agent for service)** 

***Copies to:***

**Eric M. Swedenburg** 

**Joshua F. Bonnie** 

**Jonathan R. Ozner** 

**Simpson Thacher & Bartlett LLP** 

**425 Lexington Avenue** 

**New York, New York 10017** 

**Telephone: (212) 455-2000**

**Approximate date of commencement of proposed sale to the public:** Not applicable.

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If only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. ☐

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. ☐

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box .. ☐

If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box. ☐

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of "large accelerated filer," "accelerated filer," "smaller reporting company," and "emerging growth company" in Rule 12b-2 of the Exchange Act.

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| | | | |
|:---|:---|:---|:---|
| Large accelerated filer | ☐ | Accelerated filer | ☒ |
| Non-accelerated filer | ☐ | Smaller reporting company | ☐ |
|  |  | Emerging growth company | ☐ |

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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

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**EXPLANATORY NOTE** 

**Deregistration of Unsold Securities** 

This Post-Effective Amendment No. 1 (this "<u>Post-Effective Amendment</u>") to the Registration Statement on [Form S-3](http://www.sec.gov/Archives/edgar/data/1713952/000119312521025411/d25461ds3.htm) (File No. 333-252648) (the "<u>Registration Statement</u>") hereby amends the Registration Statement to deregister all unsold securities of Vivint Smart Home, Inc. (the "<u>Company</u>") registered under the Registration Statement as of the date of this Post-Effective Amendment.

Pursuant to an Agreement and Plan of Merger, dated as of December 6, 2022 (the "<u>Merger Agreement</u>"), by and among the Company, NRG Energy, Inc., a Delaware corporation ("<u>Parent</u>"), and Jetson Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("<u>Merger Sub</u>"), Merger Sub merged with and into the Company (the "<u>Merger</u>"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. The Merger became effective on March 10, 2023 (the "<u>Effective Time</u>").

As a result of the Merger, the Company is terminating all offerings of its securities pursuant to the Registration Statement by filing this Post-Effective Amendment. In accordance with an undertaking made by the Company in the Registration Statement to remove from registration, by means of a post-effective amendment, any of the Company's securities registered under the Registration Statement which remain unsold at the termination of the offering, the Company hereby removes from registration any securities registered under the Registration Statement which remained unsold as of the Effective Time, and the Registration Statement is hereby amended, as appropriate, to reflect the deregistration of such securities.

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**SIGNATURES** 

Pursuant to the requirements of the Securities Act of 1933, as amended (the "<u>Securities Act</u>"), the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this Post-Effective Amendment No. 1 to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Provo, Utah, on March 10, 2023. No other person is required to sign this Post-Effective Amendment in reliance upon Rule 478 under the Securities Act.

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| | |
|:---|:---|
| VIVINT SMART HOME, INC. | VIVINT SMART HOME, INC. |
| By: | /s/ Garner B. Meads, III |
|  | Name: Garner B. Meads, III |
|  | Title: Chief Legal Officer and Secretary |

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