# EDGAR Filing Document

**Accession Number:** 0001362468
**File Stem:** 0001548610-26-000003
**Filing Date:** 2026-5
**Character Count:** 8891
**Document Hash:** 9054ee9422da476210f9e9f99bc74cbc
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001548610-26-000003.hdr.sgml**: 20260515

**ACCESSION NUMBER**: 0001548610-26-000003

**CONFORMED SUBMISSION TYPE**: 3

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260513

**FILED AS OF DATE**: 20260515

**DATE AS OF CHANGE**: 20260515

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Bricker Jude
- **CENTRAL INDEX KEY:** 0001548610

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-33166
- **FILM NUMBER:** 26989410

**MAIL ADDRESS:**
- **STREET 1:** 1201 NORTH TOWN CENTER DRIVE
- **CITY:** LAS VEGAS
- **STATE:** NV
- **ZIP:** 89144
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Allegiant Travel CO
- **CENTRAL INDEX KEY:** 0001362468
- **STANDARD INDUSTRIAL CLASSIFICATION:** AIR TRANSPORTATION, SCHEDULED [4512]
- **ORGANIZATION NAME:** 01 Energy & Transportation
- **EIN:** 204745737
- **STATE OF INCORPORATION:** NV
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 1201 N. TOWN CENTER DRIVE
- **CITY:** LAS VEGAS
- **STATE:** NV
- **ZIP:** 89144
- **BUSINESS PHONE:** 702-851-7300

**MAIL ADDRESS:**
- **STREET 1:** 1201 N. TOWN CENTER DRIVE
- **CITY:** LAS VEGAS
- **STATE:** NV
- **ZIP:** 89144

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 3

### INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Bricker Jude<br><sub>(Last) (First) (Middle)</sub><br>1201 NORTH TOWN CENTER DRIVE<br><sub>(Street)</sub><br>LAS VEGAS, NV 89144<br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>Allegiant Travel CO [ ALGT ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2026-05-13 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director   [ ] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities Beneficially Owned

---

|  |  |  |  |
| --- | --- | --- | --- |
| 1. Title of Security | 2. Amount of Securities Beneficially Owned | 3. Ownership Form | 4. Nature of Indirect Beneficial Ownership |
| Common Stock | 92043<sup>(1)(2)(3)(4)(5)(6)</sup> | D |  |

---

## Table II - Derivative Securities Beneficially Owned

---

|  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Underlying Securities | 3. Title and Amount of Underlying Securities | 4. Conversion or Exercise Price | 5. Ownership Form | 6. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 4. Conversion or Exercise Price | 5. Ownership Form | 6. Nature of Indirect Beneficial Ownership |
| Stock Option (right to buy) | <sup>(7)</sup> | 2028-11-21 | Common Stock | 290291<sup>(7)</sup> | 25.78<sup>(7)</sup> | D |  |

---

### Footnotes:

(1) On May 13, 2026, pursuant to the Agreement and Plan of Merger dated as of January 11, 2026 (the "Merger Agreement"), by andamong the Issuer, Sun Country Airlines Holdings, Inc., ("Sun Country"), Mirage Merger Sub, Inc. ("Merger "Merger Sub 2"), a directwholly owned subsidiary of the Issuer, (i) Merger Sub 1 merged with and into Sun Country (the "First Merger"), with Sun Countrysurviving the First Merger as a direct wholly owned subsidiary of the Issuer and (ii) immediately after the First Merger, Sun Countrymerged with and into Merger Sub 2, with Merger Sub 2 surviving as a direct, wholly owned subsidiary of the Issuer (the "SecondMerger" and, together with the First Merger, the "Mergers").

(2) Pursuant to the Merger Agreement, as of immediately prior to the effective time of the First Merger (the "First Effective Time"), eachshare of Sun Country's common stock, par value $0.01 per share ("Sun Country Common Stock"), was converted into the right toreceive (i) $4.10 in cash, without interest and (ii) 0.1557 shares of the Issuer's common stock, par value $0.001 per share ("IssuerCommon Stock") (collectively, the "Merger Consideration"). The reported amount includes 9,828 shares of Issuer Common Stockheld by the reporting person.

(3) As of immediately prior to the First Effective Time, each outstanding Sun Country restricted stock unit award ("Sun Country RSUAward") previously granted to the reporting person was assumed by the Issuer and converted into an Issuer restricted stock unit award("Issuer RSU Award") covering a number of shares of Issuer Common Stock equal to the product of (x) the number of shares of SunCountry Common Stock underlying the related Sun Country RSU Award and (y) the quotient obtained by dividing the MergerConsideration Closing Value by the Parent Measurement Price (each as defined in the Merger Agreement), rounded down to thenearest whole share.

(4) The Issuer RSU Awards continue to have the same terms and conditions as the related Sun Country RSU Awards, including anydouble-trigger vesting protections. Upon the reporting person's termination of employment upon consummation of the Mergers, theIssuer RSU Awards held by the reporting person became fully vested and were converted into 21,563 shares of Issuer Common Stock.

(5) As of immediately prior to the First Effective Time, each outstanding Sun Country performance-based restricted stock unit award("Sun Country PRSU Award") previously granted to the reporting person was assumed by the Issuer and converted into an Issuertime-based restricted stock unit award ("Issuer PRSU Award") covering a number of shares of Issuer Common Stock equal to thequotient obtained by dividing (i) the product of (A) the number of shares of Sun Country Common Stock underlying the related SunCountry PRSU Award (which was deemed to be equal to 125% of the target number of Sun Country PRSU Awards granted) and (B)the Merger Consideration Closing Value, by (ii) the Parent Measurement Price, rounded down to the nearest whole share.

(6) The Issuer PRSU Awards continue to have the same terms and conditions as the related Sun Country PRSU Awards, including anydouble-trigger vesting protections, provided that there are no longer any performance-based vesting conditions, and the Issuer PRSUAward is a time-vesting award eligible to vest on the last day of the performance period applicable to the Sun Country PRSU Award.Upon the reporting person's termination of employment upon consummation of the Mergers, the Issuer PRSU Awards held by thereporting person became fully vested and were converted into 60,652 shares of Issuer Common Stock.

(7) As of the First Effective Time, all outstanding stock options to purchase shares of Sun Country Common Stock granted to thereporting person, whether vested or unvested and regardless of exercise price, were automatically converted into stock options for theIssuer (each a "Converted Option"). Each Converted Option covers a number of shares of Issuer Common Stock equal to the productof (x) the number of shares of Sun Country Common Stock subject to the original grant and (y) the quotient obtained by dividing theMerger Consideration Closing Value by the Parent Measurement Price, rounded down to the nearest whole share, with acorresponding adjusted exercise price equal to the product of (A) the original exercise price per share and (B) the quotient obtainedby dividing the Parent Measurement Price by the Merger Consideration Closing Value, rounded up to the nearest whole cent andotherwise remains subject to the same terms and conditions as the original grant.

**Signature:** Robert B. Goldberg, under power of attorney  
**Date:** 2026-05-15

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**