# EDGAR Filing Document

**Accession Number:** 0001393726
**File Stem:** 0001393726-26-000020
**Filing Date:** 2026-4
**Character Count:** 6988
**Document Hash:** 4b0c3a9cce947c5b699cce2c2e6f30c6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001393726-26-000020.hdr.sgml**: 20260429

**ACCESSION NUMBER**: 0001393726-26-000020

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 9

**CONFORMED PERIOD OF REPORT**: 20260428

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20260429

**DATE AS OF CHANGE**: 20260429

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TIPTREE INC.
- **CENTRAL INDEX KEY:** 0001393726
- **STANDARD INDUSTRIAL CLASSIFICATION:** FIRE, MARINE & CASUALTY INSURANCE [6331]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 383754322
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-33549
- **FILM NUMBER:** 26915699

**BUSINESS ADDRESS:**
- **STREET 1:** 660 STEAMBOAT ROAD
- **STREET 2:** 2ND FLOOR
- **CITY:** GREENWICH
- **STATE:** CT
- **ZIP:** 06830
- **BUSINESS PHONE:** 212-446-1410

**MAIL ADDRESS:**
- **STREET 1:** 660 STEAMBOAT ROAD
- **STREET 2:** 2ND FLOOR
- **CITY:** GREENWICH
- **STATE:** CT
- **ZIP:** 06830

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TIPTREE FINANCIAL INC.
- **DATE OF NAME CHANGE:** 20130701

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Care Investment Trust Inc.
- **DATE OF NAME CHANGE:** 20070320

?xml version='1.0' encoding='ASCII'? 8-K

**UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549**

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## FORM 8-K

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**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

**Date of Report (Date of earliest event reported):** April 28, 2026<br>

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Tiptree Inc.

**(Exact name of Registrant as Specified in Its Charter)**

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| | | |
|:---|:---|:---|
| Maryland | 001-33549 | 38-3754322 |
| **(State or Other Jurisdiction<br>of Incorporation)** | **(Commission File Number)** | **(IRS Employer<br>Identification No.)** |
| 660 Steamboat Road<br>2nd Floor |  |  |
| Greenwich**,** Connecticut |  | 06830 |
| **(Address of Principal Executive Offices)** |  | **(Zip Code)** |

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**Registrant's Telephone Number, Including Area Code:** 212 446-1400<br>

**(Former Name or Former Address, if Changed Since Last Report)**

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

**Securities registered pursuant to Section 12(b) of the Act:**

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| | | |
|:---|:---|:---|
| **<br>Title of each class** | **Trading<br>Symbol(s)** | **<br>Name of each exchange on which registered** |
| Common stock, par value $0.001 per share | TIPT | The Nasdaq Stock Market |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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## Item 5.07 Submission of Matters to a Vote of Security Holders.
Tiptree Inc., (the "Company") held its 2026 Annual Meeting of Stockholders on April 28, 2026 (the "2026 Annual Meeting"). The matters voted upon at the 2026 Annual Meeting and the results of such voting are set forth below:

**Proposal 1**: Election of Board of Directors:

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| | | | |
|:---|:---|:---|:---|
| **<u>Name of Director</u>** | **<u>For</u>** | **<u>Withheld</u>** | **<u>Broker Non-Vote</u>** |
| Paul M. Friedman | 24,141,270 | 5,929,346 | 3,718,185 |
| Randy Maultsby | 27,466,398 | 2,604,218 | 3,718,185 |
| Bradley E. Smith | 23,168,809 | 6,901,807 | 3,718,185 |

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All director nominees were duly elected.

**Proposal 2**: To approve an Amendment No. 2 to the 2017 Omnibus Incentive Plan (the "2017 Plan") to (a) extend the term of the 2017 Plan to June 6, 2037, subject to earlier termination by the Company's Board of Directors (the "Board"), and (b) increase the number of shares of the Company's common stock available for awards thereunder by an additional 4,000,000 shares.

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| | | | |
|:---|:---|:---|:---|
| **<u>For</u>** | **<u>Against</u>** | **<u>Abstain</u>** | **<u>Broker Non-Vote</u>** |
| 21,890,598 | 8,163,379 | 16,639 | 3,718,185 |

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Proposal 2 was approved.

**Proposal 3**: Ratification of selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2026:

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| | | |
|:---|:---|:---|
| **<u>For</u>** | **<u>Against</u>** | **<u>Abstain</u>** |
| 33,701,474 | 76,345 | 10,982 |

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Proposal 3 was approved.

**Proposal 4:** To approve, in an advisory (non-binding) vote, the compensation of our named executive officers.

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| | | | |
|:---|:---|:---|:---|
| **<u>For</u>** | **<u>Against</u>** | **<u>Abstain</u>** | **<u>Broker Non-Vote</u>** |
| 24,158,942 | 5,902,699 | 8,975 | 3,718,185 |

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Proposal 4 was approved.

**Proposal 5:** To determine, in an advisory (non-binding) vote, whether a stockholder vote to approve the compensation of our named executive officers should occur every one (1), two (2) or three (3) years.

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| | | | |
|:---|:---|:---|:---|
| **<u>One Year</u>** | **<u>Two Years</u>** | **<u>Three Years</u>** | **<u>Abstain</u>** |
| 11,455,925 | 692 | 18,442,287 | 171,712 |

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The Company held its 2026 Annual Meeting of Stockholders on April 28, 2026 and with respect to Proposal 5, say-on-pay frequency vote, the option of "Three Years" received the highest vote from our shareholders. Based on these results, and consistent with the recommendation of the Board, the Board has determined that the Company will hold an advisory vote on executive compensation every three years.

## Item 9.01 Financial Statements and Exhibits.
**(d) List of Exhibits:**

104 Cover Page Interactive Data File (formatted as Inline XBRL).

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | | |
|:---|:---|:---|:---|
|  |  |  | **TIPTREE INC.** |
| Date: | April 29, 2026 | By:  | /s/ Michael G. Barnes |
|  |  |  | Michael G. Barnes, Chairman & Chief Executive Officer |

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