# EDGAR Filing Document

**Accession Number:** 0001841968
**File Stem:** 0000899243-23-008471
**Filing Date:** 2023-3
**Character Count:** 9276
**Document Hash:** 8991927240554d8ad0b4c40d4688b3bc
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000899243-23-008471.hdr.sgml**: 20230314

**ACCESSION NUMBER**: 0000899243-23-008471

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230302

**FILED AS OF DATE**: 20230314

**DATE AS OF CHANGE**: 20230314

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Souder William F.
- **CENTRAL INDEX KEY:** 0001888590

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-40937
- **FILM NUMBER:** 23732787

**MAIL ADDRESS:**
- **STREET 1:** C/O P10, INC.
- **STREET 2:** 4514 COLE AVENUE, SUITE 1600
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75205
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Souder Family LLC
- **CENTRAL INDEX KEY:** 0001889346
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-40937
- **FILM NUMBER:** 23732786

**BUSINESS ADDRESS:**
- **STREET 1:** C/O P10, INC.
- **STREET 2:** 4514 COLE AVENUE, SUITE 1600
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75205
- **BUSINESS PHONE:** (214) 999-6063

**MAIL ADDRESS:**
- **STREET 1:** C/O P10, INC.
- **STREET 2:** 4514 COLE AVENUE, SUITE 1600
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75205
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** P10, Inc.
- **CENTRAL INDEX KEY:** 0001841968
- **STANDARD INDUSTRIAL CLASSIFICATION:** INVESTMENT ADVICE [6282]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 4514 COLE AVENUE, SUITE 1600
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75205
- **BUSINESS PHONE:** (214) 999-6063

**MAIL ADDRESS:**
- **STREET 1:** 4514 COLE AVENUE, SUITE 1600
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75205

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Souder William F.<br><sub>(Last) (First) (Middle)</sub><br>C/O P10, INC.<br>4514 COLE AVENUE, SUITE 1600<br><sub>(Street)</sub><br>DALLAS, TX 75205<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-02 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [X] 10% Owner<br>[X] Officer (give title below) [X] Other (specify below)<br>_Chief Operating Officer_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>P10, Inc. [ PX ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Souder Family LLC<br><sub>(Last) (First) (Middle)</sub><br>4514 COLE AVENUE, SUITE 1600<br><sub>(Street)</sub><br>DALLAS, TX 75205<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-02 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>P10, Inc. [ PX ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Class A Common Stock | 2023-03-02 |  | M |  | 33540 | A | <sup>(1)</sup> | 33540 | D<sup>(2)</sup> |  |
| Class A Common Stock | 2023-03-02 |  | F |  | 8141 | D | $10.82 | 25399 | D<sup>(2)</sup> |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Restricted Stock Units | <sup>(1)</sup> | 2023-03-02 |  | M |  |  | 33540 | <sup>(3)</sup> | <sup>(3)</sup> | Class A Common Stock | 33540 | $0.00 | 0 | D<sup>(2)</sup> |  |
| Restricted Stock Units | <sup>(1)</sup> | 2023-03-09 |  | A |  | 136668 |  | <sup>(4)</sup> | <sup>(4)</sup> | Class A Common Stock | 136668 | $0.00 | 136668 | D<sup>(2)</sup> |  |
| Stock Option (right to buy) | $9.93 | 2023-03-09 |  | A |  | 228659 |  | <sup>(5)</sup> | 2033-03-09 | Class A Common Stock | 228659 | $0.00 | 228659 | D<sup>(2)</sup> |  |

---

### Footnotes:

(1) Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting.

(2) These securities are owned directly by Mr. Souder.

(3) On March 2, 2022, Mr. Souder was granted 33,540 RSUs, all of which vested on the first anniversary of such grant date.

(4) On March 9, 2023, Mr. Souder was granted a total of 136,668 RSUs, all of which will vest on the first anniversary of the grant date (March 9, 2024), provided that Mr. Souder remains in continuous service with the Issuer through such date.

(5) On March 9, 2023, Mr. Souder was granted a total of 75,529 stock options, all of which will vest on the fifth anniversary of the grant date (March 9, 2028), provided that Mr. Souder remains in continuous service with the Issuer through such date.

**Remarks:**
This Form 4 is being filed by Souder Family LLC and Mr. Souder (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Stock. The securities reported herein do not include any securities held by any group member other than the Reporting Persons, as such securities are being reported in separate Form 4 filings. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons are the beneficial owners of the securities of the Issuer reported herein. Mr. Souder also serves as the Chief Operating Officer of the Issuer and as a director on the Board of Directors of the Issuer.

**Signature:** /s/Amanda Coussens as Attorney-in-Fact for the Reporting Persons  
**Date:** 2023-03-13

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**