# EDGAR Filing Document

**Accession Number:** 0000036684
**File Stem:** 0000036684-26-000003
**Filing Date:** 2026-2
**Character Count:** 7862
**Document Hash:** 690e91dd9d67b8bef383fadd7369ee93
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000036684-26-000003.hdr.sgml**: 20260220

**ACCESSION NUMBER**: 0000036684-26-000003

**CONFORMED SUBMISSION TYPE**: SBSE-A/A

**PUBLIC DOCUMENT COUNT**: 3

**FILED AS OF DATE**: 20260219

**DATE AS OF CHANGE**: 20260220

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Citibank, N.A.
- **CENTRAL INDEX KEY:** 0000036684

**ORGANIZATION NAME:**
- **EIN:** 135266470
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SBSE-A/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 026-00174
- **FILM NUMBER:** 26658669

**BUSINESS ADDRESS:**
- **STREET 1:** 388 GREENWICH STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10013
- **BUSINESS PHONE:** 212-559-1000

**MAIL ADDRESS:**
- **STREET 1:** 388 GREENWICH STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10013

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CITIBANK NA
- **DATE OF NAME CHANGE:** 19920703

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIRST NATIONAL CITY BANK OF NEW YORK
- **DATE OF NAME CHANGE:** 19820322

### Attached PDF Documents

**Attachment 1:** `SBSE-A-A.02-19-2026.pdf`

_No text found in this document._

**Attachment 2:** `SBSE-A-A.02-19-2026-7R.pdf`

_No text found in this document._

## Form SBSE-A: Registration for Security-Based Swap Dealers

### Applicant Information

**Full Applicant Name:** Citibank, N.A.

**NFA Number:** 187177

**IRS Employer ID No.:** 13-5266470

**CIK:** 0000036684

**UIC:** E57ODZWZ7FF32TWEFA76

**Main Address:** 388 GREENWICH STREET, NEW YORK, NY, 10013

**Mailing Address:** 388 GREENWICH STREET, NEW YORK, NY, 10013

**Business Telephone:** 212-559-1000

**Contact Employee:**

- **Name:** Michael McClain

- **Title:** Director, Compliance Product Director

- **Phone:** 716-730-6178

- **Email:** michael.mcclain@citi.com

**Chief Compliance Officer:**

- **Name:** Mark DeAngelis

- **Title:** Chief Compliance Officer for Swap Dealer Activities

- **Phone:** 212-723-2321

- **Email:** mark.deangelis@citi.com

### Business and Activities

**Registered as Swap Dealer?:** Yes

**Registered as Swap Participant?:** No

**Uses Mathematical Models?:** Yes

**Is a Non-Resident Entity?:** No

**Subject to Prudential Regulator?:** Yes

**Is an Investment Advisor?:** No

**Engaged in Other Business?:** Yes

**Holds Customer Funds?:** Yes

**Prudential Regulators:** The Federal Reserve Board, The Office of the Comptroller of the Currency

**Description of Business:**
The Citibank, N.A. (CBNA) SBSD intends to provide corporations, governments, financial institutions and private bank customers with a broad range of financial products and services globally, including swaps based on a single security or a narrow basket/index of securities (e.g., equity swaps, credit default swaps, total return swaps, OTC options).

### Control and History

**Are records kept by another entity?:** Yes

**Does another entity hold funds on behalf of applicant?:** Yes

**Is control exercised through an agreement?:** Yes

**Is applicant financed by another entity?:** No

**Is applicant succeeding a prior entity?:** No

**Subject to foreign regulation?:** No

**Number of Principals:** 17

### Schedule A: Principals

| Name                       | Title or Status                               | Date Acquired   | Date Began Working   | Ownership         |   NFA ID No. |
|:---|:---|:---|:---|:---|---:|
| Ross James Callan          | Chief Operating Officer                       | 05/2019         | 06/2013              | NA - less than 5% |       454870 |
| Grace Elaine Dailey        | Director                                      | 10/2020         | 09/2019              |  |       535623 |
| Jane Nind Fraser           | Director                                      | 10/2020         | 08/2009              |  |       535627 |
| Sunil Garg                 | Director                                      | 02/2021         | 05/1988              |  |       538012 |
| Duncan P Hennes            | Director                                      | 12/2013         | 01/2007              |  |       301812 |
| James Stanton Turley       | Director                                      | 07/2013         | 07/2013              |  |       465452 |
| Andrew John Morton         | Head of a Business Unit, Division or Function | 04/2019         | 08/2008              |  |       522954 |
| Diana Taylor               | Director                                      | 10/2020         | 10/2020              |  |       461775 |
| Vandana Sharma             | Head of a Business Unit, Division or Function | 10/2022         | 10/2022              |  |       551966 |
| Eugenia Koziara Swiatkowsi | Credit Portfolio Sr. Group Mgr                | 10/2022         | 10/2022              |  |       551814 |
| Ellen Costello             | Directo                                       | 05/2024         | 05/2024              |  |       273113 |
| Mark DeAngelis             | Chief Compliance Officer                      | 10/2024         | 10/2024              | NA - less than 5% |       566925 |
| Nicola Kane                | Head of a Business Unit, Division or Function | 10/2024         | 10/2024              |  |       515303 |
| Jonathan Richard Lofthouse | Head of a Business Unit, Division or Function | 10/2024         | 10/2024              |  |       566445 |
| Paul Andrew Rayson         | Head of a Business Unit, Division or Function | 12/2024         | 12/2024              |  |       566652 |
| Titilope Cole              | Director                                      | 02/2025         | 08/2020              |  |       569591 |
| Cenk Kamis                 | Chief Financial Officer                       | 05/2025         | 05/2025              |  |       571121 |

### Schedule B: Explanations

**Description:**
Citibank, N.A. (CBNA) is a direct, wholly owned subsidiary of Citicorp LLC (Citicorp). CBNA is a national banking association organized under the National Bank Act of 1864. The Company is subject to regulation and examination primarily by the Office of the Comptroller of the Currency (OCC) and also by the Federal Deposit Insurance Corporation (FDIC) and the Federal Reserve Board (FRB). Principal offerings of Citibank include consumer finance, credit cards, mortgage lending and retail banking products and services; investment banking, commercial banking, cash management, trade finance and e-commerce products and services; and private banking products and services.

**Records Keeper:**

- **Name:** KPMG LLP

  - **Address:** 340 Park Ave., New York, NY, 10154

  - **Effective Date:** 12-01-2001

  - **Arrangement:** External Financial Auditor

- **Name:** Hewlett Packard Enterprise Company

  - **Address:** 11445 COMPAQ CENTER DRIVE WEST, Houston, TX, 77070

  - **Effective Date:** 02-01-2016

  - **Arrangement:** Electronic communication records are transmitted by CBNA to HPE for storage via the Digital Safe storage medium

**Onbehalf:**

- **Name:** Euroclear Bank SA/NV

  - **Address:** 1, Boulevard du Roi Albert II, B-1210, Brussels, C9, 00000

  - **Effective Date:** 08-03-2016

  - **Arrangement:** The organization provides margin custody services.

- **Name:** The Bank of New York Mellon

  - **Address:** 240 Greenwich St., 4th Floor, New York, NY, 10286

  - **Effective Date:** 03-24-2021

  - **Arrangement:** The organization provides margin custody services.

**Controlling Entity:**

- **Name:** Citigroup, Inc.

  - **Address:** 388 Greenwich Street, New York, NY, 10013

  - **Effective Date:** 10-08-1998

  - **Arrangement:** Citibank, N.A. is an indirect wholly owned subsidiary of Citigroup, Inc.

### Execution

**Date:** 02-19-2026

**Name of Applicant:** Citibank, N.A.

**Signature:** Mark DeAngelis

**Printed Name:** Mark DeAngelis

**Title:** Chief Compliance Officer for Swap Dealer Activities