# EDGAR Filing Document

**Accession Number:** 0001215880
**File Stem:** 0001413042-25-000768
**Filing Date:** 2025-9
**Character Count:** 18302
**Document Hash:** e4b265a598ef07f3697282b7bb254e25
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001413042-25-000768.hdr.sgml**: 20250909

**ACCESSION NUMBER**: 0001413042-25-000768

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250731

**FILED AS OF DATE**: 20250909

**DATE AS OF CHANGE**: 20250908

**PERIOD START**: 20250930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NEIMAN FUNDS
- **CENTRAL INDEX KEY:** 0001215880

**ORGANIZATION NAME:**
- **EIN:** 562328324
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-21290
- **FILM NUMBER:** 251301098

**BUSINESS ADDRESS:**
- **STREET 1:** 305 SPINDRIFT DRIVE
- **CITY:** WILLIAMSVILLE
- **STATE:** NY
- **ZIP:** 14221
- **BUSINESS PHONE:** 8583360832

**MAIL ADDRESS:**
- **STREET 1:** 305 SPINDRIFT DRIVE
- **CITY:** WILLIAMSVILLE
- **STATE:** NY
- **ZIP:** 14221

## Series and Classes Contracts Data

### Advisors Capital Small/Mid Cap Fund (Series ID: S000070469)

| Class ID   | Class Name                          | Ticker Symbol   |
|:---|:---|:---|
| C000223975 | Advisors Capital Small/Mid Cap Fund | ACSMX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** NEIMAN FUNDS

- **b. Investment Company Act file number:** 811-21290

- **c. CIK number of Registrant:** 0001215880

- **d. LEI of Registrant:** 549300RIX1W2VYXCFZ85

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 305 SPINDRIFT DRIVE

  - **City:** WILLIAMSVILLE

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 14221

  - **Telephone number:** 858-336-0832

**Item A.2. Information about the Series.**

- **a. Name of Series:** Advisors Capital Small/Mid Cap Fund

- **b. EDGAR series identifier (if any):** S000070469

- **c. LEI of Series:** 549300I2RYCQV7S7JF68

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-09-30

- **b. Date as of which information is reported:** 2025-07-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $107473334.64

**Total Liabilities:** $207058.91

**Net Assets:** $107266275.73

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000223975 | 3.48%                | 7.31%                | 1.52%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $2958728.25                                |
| Month 2  | $0.00                    | $6883829.94                                |
| Month 3  | $244769.91               | $1443043.10                                |

### Schedule of Portfolio Investments

| Name                                                                                      | Title                                                               | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Allegion Public Limited Company                                                           | Allegion PLC (Ireland)                                              | CUSIP: G0176J109<br>LEI: 984500560CAC2E6FB757 | Long             | EC               | CORP              | IE        |     11500 | NS      | $1908080.00   | 1.78%             |  |  |  | No            |                  1 | On Loan: No      |
| AppFolio, Inc.                                                                            | AppFolio, Inc. - Class A                                            | CUSIP: 03783C100<br>LEI: 529900OOUUGT6JFC0S15 | Long             | EC               | CORP              | US        |     11900 | NS      | $3181822.00   | 2.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Atlanta Braves Holdings Inc.                                                              | Atlanta Braves Holdings, Inc. - Series C                            | CUSIP: 047726302<br>LEI: 549300ZKUTPIBZLWLL89 | Long             | EC               | CORP              | US        |     43300 | NS      | $1929448.00   | 1.80%             |  |  |  | No            |                  1 | On Loan: No      |
| AtriCure, Inc.                                                                            | AtriCure, Inc.                                                      | CUSIP: 04963C209<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     95400 | NS      | $3348540.00   | 3.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Avantor, Inc.                                                                             | Avantor, Inc.                                                       | CUSIP: 05352A100<br>LEI: 5493003VM0XB4U8YD238 | Long             | EC               | CORP              | US        |    218800 | NS      | $2940672.00   | 2.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Casey's General Stores, Inc.                                                              | Casey's General Stores, Inc.                                        | CUSIP: 147528103<br>LEI: 549300CAFWSI86V66Q65 | Long             | EC               | CORP              | US        |      9900 | NS      | $5149287.00   | 4.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Castle Biosciences, Inc.                                                                  | Castle Biosciences, Inc.                                            | CUSIP: 14843C105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    135000 | NS      | $2045250.00   | 1.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Cava Group, Inc.                                                                          | Cava Group, Inc.                                                    | CUSIP: 148929102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     14400 | NS      | $1267344.00   | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Clearwater Analytics Holdings, Inc.                                                       | Clearwater Analytics Holdings, Inc. - Class A                       | CUSIP: 185123106<br>LEI: 894500N8DN2JO5ZDRQ11 | Long             | EC               | CORP              | US        |     75000 | NS      | $1519500.00   | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Coastal Financial Corporation                                                             | Coastal Financial Corporation                                       | CUSIP: 19046P209<br>LEI: 549300XG5L36T6IU0B47 | Long             | EC               | CORP              | US        |     63800 | NS      | $6137560.00   | 5.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Donaldson Company, Inc.                                                                   | Donaldson Company, Inc.                                             | CUSIP: 257651109<br>LEI: OZE6KXY9QQPR8EJ8WL20 | Long             | EC               | CORP              | US        |     19500 | NS      | $1403415.00   | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Evercore Inc.                                                                             | Evercore Inc. - Class A                                             | CUSIP: 29977A105<br>LEI: 529900P6KLPT95DW3W58 | Long             | EC               | CORP              | US        |     13900 | NS      | $4185846.00   | 3.90%             |  |  |  | No            |                  1 | On Loan: No      |
| FTI Consulting, Inc.                                                                      | FTI Consulting, Inc.                                                | CUSIP: 302941109<br>LEI: 549300K17GM8EQD0FQ48 | Long             | EC               | CORP              | US        |     10800 | NS      | $1796580.00   | 1.67%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Financial Corporation                                                      | First American Financial Corporation                                | CUSIP: 31847R102<br>LEI: 549300B6VEZK3N0A1P55 | Long             | EC               | CORP              | US        |     31900 | NS      | $1915595.00   | 1.79%             |  |  |  | No            |                  1 | On Loan: No      |
| FirstService Corp.                                                                        | FirstService Corp. (Canada)                                         | CUSIP: 33767E202<br>LEI: 5493000XUDIV75BCF118 | Long             | EC               | CORP              | CA        |     15400 | NS      | $3037188.00   | 2.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Fox Factory Holding Corp.                                                                 | Fox Factory Holding Corp.                                           | CUSIP: 35138V102<br>LEI: 529900GE1HSV0617R721 | Long             | EC               | CORP              | US        |     61900 | NS      | $1879903.00   | 1.75%             |  |  |  | No            |                  1 | On Loan: No      |
| GXO Logistics, Inc.                                                                       | GXO Logistics, Inc.                                                 | CUSIP: 36262G101<br>LEI: 5493007CNWMXN78JRN66 | Long             | EC               | CORP              | US        |     33300 | NS      | $1655343.00   | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Trust - Goldman Sachs Financial Square Government Fund Institutional Shares | Goldman Sachs Financial Square Government Fund Institutional Shares | CUSIP: 38141W273<br>LEI: 549300BRJMXN4GUWZ402 | Long             | STIV             | RF                | US        |   1901920 | NS      | $1901919.94   | 1.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Guidewire Software, Inc.                                                                  | Guidewire Software, Inc.                                            | CUSIP: 40171V100<br>LEI: 549300WXSG0J8IXZCK32 | Long             | EC               | CORP              | US        |     27800 | NS      | $6288916.00   | 5.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Jones Lang Lasalle Incorporated                                                           | Jones Lang LaSalle Incorporated                                     | CUSIP: 48020Q107<br>LEI: 6SYKCME112RT8TQUO411 | Long             | EC               | CORP              | US        |     15800 | NS      | $4271688.00   | 3.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Madison Square Garden Sports Corp.                                                        | Madison Square Garden Sports Corp. - Class A                        | CUSIP: 55825T103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7100 | NS      | $1434910.00   | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Owens Corning                                                                             | Owens Corning                                                       | CUSIP: 690742101<br>LEI: JO5M6676RDJIZ2U8X907 | Long             | EC               | CORP              | US        |     31500 | NS      | $4392045.00   | 4.09%             |  |  |  | No            |                  1 | On Loan: No      |
| PJT Partners Inc.                                                                         | PJT Partners Inc. - Class A                                         | CUSIP: 69343T107<br>LEI: 549300W3WBEQUBKYTN87 | Long             | EC               | CORP              | US        |     33300 | NS      | $5948046.00   | 5.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Pinnacle Financial Partners, Inc.                                                         | Pinnacle Financial Partners, Inc.                                   | CUSIP: 72346Q104<br>LEI: 54930098EZ8JMSAZGS24 | Long             | EC               | CORP              | US        |     24100 | NS      | $2118149.00   | 1.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Pool Corporation                                                                          | Pool Corporation                                                    | CUSIP: 73278L105<br>LEI: 5493005VZK1KMN6CO617 | Long             | EC               | CORP              | US        |     11600 | NS      | $3574424.00   | 3.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Procore Technologies, Inc.                                                                | Procore Technologies, Inc.                                          | CUSIP: 74275K108<br>LEI: 5493005PTWY0RHYRAH22 | Long             | EC               | CORP              | US        |     46600 | NS      | $3337958.00   | 3.11%             |  |  |  | No            |                  1 | On Loan: No      |
| QXO, Inc.                                                                                 | QXO, Inc.                                                           | CUSIP: 82846H405<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    127000 | NS      | $2547620.00   | 2.38%             |  |  |  | No            |                  1 | On Loan: No      |
| RBC Bearings, Inc.                                                                        | RBC Bearings, Inc.                                                  | CUSIP: 75524B104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     17200 | NS      | $6662248.00   | 6.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Solventum Corp.                                                                           | Solventum Corp.                                                     | CUSIP: 83444M101<br>LEI: 254900I70403OSGY4M28 | Long             | EC               | CORP              | US        |     27800 | NS      | $1983808.00   | 1.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Stevanato Group S.p.A.                                                                    | Stevanato Group S.p.A. (Italy)                                      | CUSIP: T9224W109<br>LEI: 81560033F7E1CD477507 | Long             | EC               | CORP              | IT        |    103200 | NS      | $2550072.00   | 2.38%             |  |  |  | No            |                  1 | On Loan: No      |
| The Timken Company                                                                        | The Timken Company                                                  | CUSIP: 887389104<br>LEI: B0I35MLPFXZSE70ASS73 | Long             | EC               | CORP              | US        |     33500 | NS      | $2549015.00   | 2.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Toll Brothers, Inc.                                                                       | Toll Brothers, Inc.                                                 | CUSIP: 889478103<br>LEI: 529900JB6IS9MSZGVR44 | Long             | EC               | CORP              | US        |     11000 | NS      | $1301960.00   | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Utz Quality Foods, LLC                                                                    | Utz Brands, Inc. - Class A                                          | CUSIP: 918090101<br>LEI: 549300K2HU2ISL0R2Q75 | Long             | EC               | CORP              | US        |    163200 | NS      | $2126496.00   | 1.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Virtu Financial, Inc.                                                                     | Virtu Financial, Inc. - Class A                                     | CUSIP: 928254101<br>LEI: 5493001OPW2K42CH3884 | Long             | EC               | CORP              | US        |     88100 | NS      | $3888734.00   | 3.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Watsco, Inc.                                                                              | Watsco, Inc.                                                        | CUSIP: 942622200<br>LEI: 549300F1Y3LN5BX5WN75 | Long             | EC               | CORP              | US        |      8600 | NS      | $3877568.00   | 3.61%             |  |  |  | No            |                  1 | On Loan: No      |
| nCino, Inc.                                                                               | nCino, Inc.                                                         | CUSIP: 63947X101<br>LEI: 549300WVRR2WR3L6MZ46 | Long             | EC               | CORP              | US        |     48300 | NS      | $1348777.50   | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-09-08

**Name of Applicant:** Neiman Funds

**Signature:** /s/ Daniel Neiman

**Name of Signer:** Daniel Neiman

**Title:** President