# EDGAR Filing Document

**Accession Number:** 0001331520
**File Stem:** 0001209191-23-002065
**Filing Date:** 2023-1
**Character Count:** 7265
**Document Hash:** 110fab4fe3aca556616feafb22a8b7d8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001209191-23-002065.hdr.sgml**: 20230105

**ACCESSION NUMBER**: 0001209191-23-002065

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230104

**FILED AS OF DATE**: 20230105

**DATE AS OF CHANGE**: 20230105

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** ALLISON JOHN W
- **CENTRAL INDEX KEY:** 0001191010

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41093
- **FILM NUMBER:** 23512893
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HOME BANCSHARES INC
- **CENTRAL INDEX KEY:** 0001331520
- **STANDARD INDUSTRIAL CLASSIFICATION:** STATE COMMERCIAL BANKS [6022]
- **IRS NUMBER:** 710682831
- **STATE OF INCORPORATION:** AR
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 719 HARKRIDER
- **CITY:** CONWAY
- **STATE:** AR
- **ZIP:** 72032
- **BUSINESS PHONE:** 501-339-2929

**MAIL ADDRESS:**
- **STREET 1:** 719 HARKRIDER
- **CITY:** CONWAY
- **STATE:** AR
- **ZIP:** 72032

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>ALLISON JOHN W<br><sub>(Last) (First) (Middle)</sub><br>P.O. BOX 966<br><sub>(Street)</sub><br>CONWAY, AR 72033<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-01-04 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_Chairman & CEO_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>HOME BANCSHARES INC [ HOMB ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2022-10-17 |  | G |  | 5000 | D | $0.00 | 5415204<sup>(1)</sup> | D |  |
| Common Stock | 2022-11-28 |  | G |  | 10500 | D | $0.00 | 5404704<sup>(1)</sup> | D |  |
| Common Stock | 2022-11-28 |  | G |  | 1000 | A | $0.00 | 860360 | I | By Wife |
| Common Stock | 2023-01-04 |  | M |  | 100000 | A | $8.62 | 5504704<sup>(1)</sup> | D |  |
| Common Stock | 2023-01-04 |  | F |  | 38551 | D | $22.36 | 5466153<sup>(1)</sup> | D |  |
| Common Stock - Restricted Stock |  |  |  |  |  |  |  | 153000<sup>(1)(2)(3)(4)(5)</sup> | D |  |
| Common Stock - Performance Based |  |  |  |  |  |  |  | 200000<sup>(6)(7)</sup> | D |  |
| Common Stock |  |  |  |  |  |  |  | 1605 | I | By IRA |
| Common Stock |  |  |  |  |  |  |  | 25364.405<sup>(8)</sup> | I | By 401(k) |
| Common Stock |  |  |  |  |  |  |  | 67328 | I | By Capital Buyers |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Stock Option | $8.62 | 2023-01-04 |  | M |  |  | 100000 | 2014-01-18 | 2023-01-17 | Common Stock | 100000 | $0.00 | 0 | D |  |

---

### Footnotes:

(1) The reporting person had 50,000 shares of restricted stock vest since the last filing.

(2) Restricted Stock granted on January 21, 2022 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.

(3) Restricted Stock granted on January 21, 2022 will cliff vest on the third anniversary of the award date.

(4) Restricted Stock granted on February 08, 2021 will cliff vest on the third anniversary of the award date.

(5) Restricted Stock granted on January 27, 2020 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.

(6) The Performance Stock awarded on February 8, 2021 will vest in whole or in part after December 31, 2023 upon the certification by the Compensation Committee that certain performance measures have been satisfied.

(7) The Performance Stock awarded on January 21, 2022 will vest in whole or in part after December 31, 2024 upon the certification by the Compensation Committee that certain performance measures have been satisfied.

(8) Includes 726.37 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.

**Signature:** /s/ John W. Allison by Micah Osborne  
**Date:** 2023-01-05

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**