# EDGAR Filing Document

**Accession Number:** 0001641489
**File Stem:** 0001641489-25-000058
**Filing Date:** 2025-11
**Character Count:** 17514
**Document Hash:** 57e2cb66f6eab68016a3117b13c7cca6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001641489-25-000058.hdr.sgml**: 20251106

**ACCESSION NUMBER**: 0001641489-25-000058

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 14

**CONFORMED PERIOD OF REPORT**: 20251106

**ITEM INFORMATION**: Results of Operations and Financial Condition

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20251106

**DATE AS OF CHANGE**: 20251106

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** vTv Therapeutics Inc.
- **CENTRAL INDEX KEY:** 0001641489
- **STANDARD INDUSTRIAL CLASSIFICATION:** PHARMACEUTICAL PREPARATIONS [2834]
- **ORGANIZATION NAME:** 03 Life Sciences
- **EIN:** 473916571
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-37524
- **FILM NUMBER:** 251458817

**BUSINESS ADDRESS:**
- **STREET 1:** 3980 PREMIER DR
- **STREET 2:** SUITE 310
- **CITY:** HIGH POINT
- **STATE:** NC
- **ZIP:** 27265
- **BUSINESS PHONE:** 336-841-0300

**MAIL ADDRESS:**
- **STREET 1:** 3980 PREMIER DR
- **STREET 2:** SUITE 310
- **CITY:** HIGH POINT
- **STATE:** NC
- **ZIP:** 27265

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** VTV Therapeutics Inc.
- **DATE OF NAME CHANGE:** 20150506

?xml version='1.0' encoding='ASCII'? vtvt-20251106

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**PURSUANT TO SECTION 13 OR 15(D) OF THE**

**SECURITIES EXCHANGE ACT OF 1934**

Date of Report (date of earliest event reported): **November 6, 2025**

**vTv Therapeutics Inc.**

(Exact name of registrant as specified in its charter)

---

| | | |
|:---|:---|:---|
| **Delaware** | **001-37524** | **47-3916571** |
| (State or other jurisdiction<br>of incorporation) | (Commission File No.) | (IRS Employer<br>Identification No.) |

---

**3980 Premier Drive, Suite 310**

**High Point, NC 27265**

(Address of principal executive offices)

**(336) 841-0300**

(Registrant's telephone number, including area code)

**NOT APPLICABLE**

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (*see* General Instruction A.2. below):

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| |
|:---|
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |

---

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Class A common stock, par value $0.01 per share | VTVT | Nasdaq Capital Market |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ◻

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ◻

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**Item 2.02 Results of Operations and Financial Condition**

On November 6, 2025, vTv Therapeutics Inc. issued a press release to announce its financial results for the fiscal period ended September 30, 2025. A copy of the press release is attached as Exhibit 99.1 to this current report on Form 8-K and is incorporated herein by reference.

The information in this report (including Exhibit 99.1) shall not be deemed to be "filed" for purposes of Section 18, of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

**Item 9.01 Financial Statements and Exhibits**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(d)Exhibits

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| | |
|:---|:---|
| Exhibit No. | Description |
| 99.1 | <u>[Press Release dated November 6 2025, announcing financial results for the fiscal quarter ended September 30, 2025](vtvt-20250930xexx991pressr.htm)</u> |
| 104 | Cover Page Interactive Data File (embedded within Inline XBRL document) |

---

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

---

| | |
|:---|:---|
| **VTV THERAPEUTICS INC.** | **VTV THERAPEUTICS INC.** |
| By: | /s/ Paul J. Sekhri |
| Name: | Paul J. Sekhri |
| Title: | President and Chief Executive Officer |

---

Dated: November 6, 2025

## Exhibit 99.1

**Exhibit 99.1**

![newvtvimage30042424a.jpg](newvtvimage30042424a.jpg)&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

**vTv Therapeutics Reports Third Quarter 2025 Financial Results and Provides Corporate Update**

*Topline Phase 3 CATT1 data for cadisegliatin in type 1 diabetes expected second half 2026* 

*$80 million private placement strengthens balance sheet and supports Phase 3 CATT1 completion* 

*Announced issuance of new U.S. patent covering crystalline salts and co-crystals forms of cadisegliatin with exclusivity expected out to 2041* 

HIGH POINT, N.C., November 6, 2025 (GLOBE NEWSWIRE) – vTv Therapeutics Inc. (Nasdaq: VTVT), a late-stage biopharmaceutical company focused on the development of *cadisegliatin*, a novel, potential first-in-class oral adjunctive therapy to insulin being investigated for the treatment of type 1 diabetes (T1D), today reported financial results for the third quarter ended September 30, 2025, and provided an update on recent corporate developments.

"The third quarter saw a series of meaningful achievements," said Paul Sekhri, Chairman, President and CEO of vTv Therapeutics. "During the quarter, we randomized our first patient in the Phase 3 CATT1 trial, expanded our U.S. patent estate for *cadisegliatin*, and successfully completed an $80 million private placement financing with leading healthcare investors. With a strengthened balance sheet, we are positioned to continue advancing our *cadisegliatin* program and remain on track to report topline results from the CATT1 trial in the second half of 2026."

**Recent Company Highlights**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• **Strengthened Balance Sheet with $80 Million Private Placement.** In September 2025, vTv announced the successful closing of an $80 million private placement with new and existing healthcare investors as well as the T1D Fund. The proceeds are expected to fund the ongoing CATT1 Phase 3 trial and continued development of the *cadisegliatin* program for the treatment of T1D.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**• First Study Participant Randomized in *Cadisegliatin* Phase 3 Trial.** In August 2025, vTv Therapeutics announced that the first study participant was randomized in the Company's CATT1 Phase 3 trial evaluating *cadisegliatin* as an adjunctive therapy to insulin for the treatment of T1D. Topline data from the study is expected in the second half of 2026.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**• Patent Allowance for Crystalline Salt Form of *Cadisegliatin*.** In August 2025, the United States Patent and Trademark Office allowed claims for a patent application directed to compositions of matter of crystalline forms of salts and co-crystals of *cadisegliatin*. The patent term runs through 2041.

**<u>Third Quarter 2025 Financial Results</u>**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• **Cash Position**: The Company's cash position as of September 30, 2025, was $98.5 million compared to $36.7 million as of December 31, 2024.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• **Research & Development (R&D) Expenses**: R&D expenses were $7.0 million and $3.2 million in each of the three months ended September 30, 2025, and 2024, respectively. The increase reflects higher spending

------

on *cadisegliatin*, and other projects and higher indirect costs primarily related to the Novo Nordisk license milestone accrual and increases in payroll and share-based expenses.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• **General & Administrative (G&A) Expenses:** G&A expenses were $3.7 million and $3.3 million for each of the three months ended September 30, 2025, and 2024, respectively. The increase was primarily due to increases in payroll and legal expenses.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• **Other (Expense)/Income, Net**: Other expense for the three months ended September 30, 2025, was immaterial. Other income of $0.2 million for the three months ended September 30, 2024, was driven by gains related to the change in the fair value of the outstanding warrants to purchase shares of our own stock.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• **Net Loss**: Net loss attributable to vTv shareholders for the three months ended September 30, 2025, was $8.7 million or $1.08 per basic share. Net loss attributable to vTv shareholders for the comparable period a year ago was $4.8 million or $0.88 per basic share.

------

**vTv Therapeutics Inc.**

**Condensed Consolidated Balance Sheets**

**(in thousands)**

---

| | | |
|:---|:---|:---|
| | **September 30,<br>2025** | **December 31,<br>2024** |
| | **(Unaudited)** | |
| **Assets** | | |
| Current assets: |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Cash and cash equivalents | $98504 | $36746 |
| &nbsp;&nbsp;&nbsp;&nbsp;Prepaid expenses | 840 | 1192 |
| &nbsp;&nbsp;&nbsp;&nbsp;Other current assets | 112 | 175 |
| Total current assets | 99456 | 38113 |
| Property and equipment, net | 14 | 28 |
| Operating lease right-of-use assets | 24 | 125 |
| Total assets | $99494 | $38266 |
| **Liabilities and Stockholders' Equity** |  |  |
| Current liabilities: |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Accounts payable and accrued expenses | $9803 | $5027 |
| &nbsp;&nbsp;&nbsp;&nbsp;Current portion of operating lease liabilities | 32 | 169 |
| &nbsp;&nbsp;&nbsp;&nbsp;Current portion of notes payable | 328 |  |
| Total current liabilities | 10163 | 5196 |
| Contract liabilities, net of current portion | 18669 | 18669 |
| Warrant liability, related party | 37 | 57 |
| Warrant liability | 82 | 43 |
| Total liabilities | 28951 | 23965 |
| Commitments and contingencies |  |  |
| Stockholders' equity: |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Class A Common Stock | 39 | 26 |
| &nbsp;&nbsp;&nbsp;&nbsp;Class B Common Stock |  | 6 |
| &nbsp;&nbsp;&nbsp;&nbsp;Additional paid-in capital | 390058 | 311885 |
| &nbsp;&nbsp;&nbsp;&nbsp;Accumulated deficit | (319554) | (299718) |
| Total stockholders' equity attributable to vTv Therapeutics Inc. | 70543 | 12199 |
| &nbsp;&nbsp;&nbsp;&nbsp;Noncontrolling interest |  | 2102 |
| Total stockholders' equity | 70543 | 14301 |
| Total liabilities and stockholders' equity | $99494 | $38266 |

---

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**vTv Therapeutics Inc.**

**Condensed Consolidated Statements of Operations**

**(in thousands, except per share data)**

---

| | | | | |
|:---|:---|:---|:---|:---|
| | **Three Months Ended<br>September 30,** | **Three Months Ended<br>September 30,** | **Nine Months Ended<br>September 30,** | **Nine Months Ended<br>September 30,** |
| | **2025** | **2024** | **2025** | **2024** |
| | **(Unaudited)** | **(Unaudited)** | **(Unaudited)** | **(Unaudited)** |
| Revenue | $— | $— | $— | $1000 |
| Operating expenses: |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Research and development | 7020 | 3224 | 13953 | 9312 |
| &nbsp;&nbsp;&nbsp;&nbsp;General and administrative | 3679 | 3282 | 10970 | 10976 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total operating expenses | 10699 | 6506 | 24923 | 20288 |
| Operating loss | (10699) | (6506) | (24923) | (19288) |
| Interest income | 399 | 504 | 1005 | 1136 |
| Interest expense | (5) |  | (5) |  |
| Other (expense)/income, net | (40) | 162 | (19) | (16) |
| Loss before income taxes and noncontrolling interest | (10345) | (5840) | (23942) | (18168) |
| Income tax provision |  |  |  | 100 |
| Net loss before noncontrolling interest | (10345) | (5840) | (23942) | (18268) |
| Less: net loss attributable to noncontrolling interest | (1647) | (1057) | (4106) | (3440) |
| Net loss attributable to vTv Therapeutics Inc. | $(8698) | $(4783) | $(19836) | $(14828) |
| Net loss attributable to vTv Therapeutics Inc. common shareholders | $(8698) | $(4783) | $(19836) | $(14828) |
| &nbsp;&nbsp;&nbsp;&nbsp;Net loss per share of vTv Therapeutics Inc. Class A common stock, basic and diluted | $(1.08) | $(0.88) | $(2.80) | $(2.70) |
| &nbsp;&nbsp;&nbsp;&nbsp;Weighted average number of vTv Therapeutics Inc. Class A common stock, basic and diluted | 8055940 | 5456307 | 7080681 | 5498479 |

---

**About Cadisegliatin**

*Cadisegliatin (TTP399)* is a novel, oral small molecule, liver-selective glucokinase activator being investigated as a potential first-in-class oral adjunctive treatment for type 1 diabetes (T1D). In non-clinical studies, *cadisegliatin*, acting selectively on the liver, increased the activity of glucokinase independently from insulin which supports clinical investigation of improvement in glycemic control through hepatic glucose uptake and glycogen storage. *Cadisegliatin* has been granted Breakthrough Therapy designation by the U.S. Food and Drug Administration (FDA).

*Cadisegliatin* is under investigation, and the safety and efficacy have not been established. There is no guarantee that this product will receive health authority approval or become commercially available for the use being investigated.

**About vTv Therapeutics**

vTv Therapeutics is a late-stage biopharmaceutical company focused on developing oral, small molecule drug candidates intended to help treat people living with diabetes and other chronic diseases. vTv's clinical pipeline is led by *cadisegliatin*, currently in a Phase 3 trial, a potential first-in-class oral glucokinase activator being investigated for the treatment of type 1 diabetes. vTv and its development partners are investigating multiple molecules across different indications for chronic diseases. Learn more at vtvtherapeutics.com or follow the company on LinkedIn or X.

**Forward-Looking Statement**

This release contains forward-looking statements, which involve risks and uncertainties. These forward-looking statements can be identified by the use of forward-looking terminology, including the terms "anticipate," "believe," "could," "estimate," "expect," "intend," "may," "plan," "potential," "predict," "project," "should," "target," "will," "would" and, in each case, their negative or other various or comparable terminology. All statements other than statements of historical facts contained in this release, including statements regarding the timing of our clinical trials, our strategy, future operations, future financial position, future revenue, projected costs, prospects, plans, objectives of management and expected market growth are forward-looking statements. These statements involve known and unknown risks, uncertainties and other important factors

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that may cause our actual results, performance, or achievements to be materially different from any future results, performance or achievements expressed or implied by the forward-looking statements. Important factors that could cause our results to vary from expectations include those described under the heading "Risk Factors" in our Annual Report on Form 10-K and our other filings with the SEC. These forward-looking statements reflect our views with respect to future events as of the date of this release and are based on assumptions and subject to risks and uncertainties. Given these uncertainties, you should not place undue reliance on these forward-looking statements. These forward-looking statements represent our estimates and assumptions only as of the date of this release and, except as required by law, we undertake no obligation to update or review publicly any forward-looking statements, whether as a result of new information, future events or otherwise after the date of this release. We anticipate that subsequent events and developments will cause our views to change. Our forward-looking statements do not reflect the potential impact of any future acquisitions, merger, dispositions, joint ventures, or investments we may undertake. We qualify all our forward-looking statements by these cautionary statements.

**Investor Contact**

John Fraunces

LifeSci Advisors, LLC

917-355-2395

jfraunces@lifesciadvisors.com

**Media Contact** 

Caren Begun

TellMed Strategies

201-396-8551

caren.begun@tmstrat.com

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