# EDGAR Filing Document

**Accession Number:** 0000049096
**File Stem:** 0000049096-23-000002
**Filing Date:** 2023-2
**Character Count:** 43735
**Document Hash:** 89291e5aa1bca33f335b80f9cc4c406c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000049096-23-000002.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0000049096-23-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230213

**EFFECTIVENESS DATE**: 20230213

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** WINTRUST INVESTMENTS LLC
- **CENTRAL INDEX KEY:** 0000049096
- **IRS NUMBER:** 361245570
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-17513
- **FILM NUMBER:** 23615050

**BUSINESS ADDRESS:**
- **STREET 1:** 231 SOUTH LASALLE STREET
- **STREET 2:** 13TH FLOOR
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60604
- **BUSINESS PHONE:** 312-373-1167

**MAIL ADDRESS:**
- **STREET 1:** P.O. BOX 750
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60690-0750

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WINTRUST INVESTMENTS LLC
- **DATE OF NAME CHANGE:** 20180611

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WAYNE HUMMER INVESTMENTS L.L.C.
- **DATE OF NAME CHANGE:** 20020222

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HUMMER WAYNE INVESTMENTS LLC /                          /BD
- **DATE OF NAME CHANGE:** 20020222

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** WINTRUST INVESTMENTS LLC<br>**Address:** P.O. BOX 750<br>CHICAGO, IL 60690-0750

**Form 13F File Number:** 028-17513

**CRD Number (if applicable):** 000000875

**SEC File Number (if applicable):** 801-64233

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** James Sommerfield Jr.<br>**Title:** Sr. Compliance Officer<br>**Phone:** 312-373-1167

**Signature, Place, and Date of Signing:**

James A. Sommerfield Jr.  Chicago, IL  02-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 395

**Form 13F Information Table Value Total:** $765466

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| BRISTOL MYERS SQUIBB CO | COM | 110122108 |  | 10145 | 140997 | SH |  | SOLE |  | 0 | 0 | 140997 |
| CIGNA CORP NEW | COM | 125523100 |  | 390 | 1177 | SH |  | SOLE |  | 0 | 0 | 1177 |
| CSX CORP | COM | 126408103 |  | 484 | 15613 | SH |  | SOLE |  | 0 | 0 | 15613 |
| CVS HEALTH CORPORATION | COM | 126650100 |  | 1812 | 19448 | SH |  | SOLE |  | 0 | 0 | 19448 |
| CALERES INC | COM | 129500104 |  | 891 | 39997 | SH |  | SOLE |  | 0 | 0 | 39997 |
| CATERPILLAR INC | COM | 149123101 |  | 1301 | 5429 | SH |  | SOLE |  | 0 | 0 | 5429 |
| CENTURY COMMUNITIES INC | COM | 156504300 |  | 274 | 5485 | SH |  | SOLE |  | 0 | 0 | 5485 |
| CHESAPEAKE ENERGY CORP 44197 | COM | 165167735 |  | 284 | 3005 | SH |  | SOLE |  | 0 | 0 | 3005 |
| CHEVRON CORPORATION | COM | 166764100 |  | 1658 | 9237 | SH |  | SOLE |  | 0 | 0 | 9237 |
| CHURCHILL DOWNS INC | COM | 171484108 |  | 1119 | 5291 | SH |  | SOLE |  | 0 | 0 | 5291 |
| CITIGROUP INC NEW | COM | 172967424 |  | 1361 | 30084 | SH |  | SOLE |  | 0 | 0 | 30084 |
| CLEVELAND-CLIFFS INC NEW | COM | 185899101 |  | 1704 | 105750 | SH |  | SOLE |  | 0 | 0 | 105750 |
| COCA-COLA COMPANY | COM | 191216100 |  | 1020 | 16039 | SH |  | SOLE |  | 0 | 0 | 16039 |
| COPART INC | COM | 217204106 |  | 608 | 9978 | SH |  | SOLE |  | 0 | 0 | 9978 |
| CORNING INC | COM | 219350105 |  | 484 | 15153 | SH |  | SOLE |  | 0 | 0 | 15153 |
| CROWN HOLDINGS INC | COM | 228368106 |  | 300 | 3651 | SH |  | SOLE |  | 0 | 0 | 3651 |
| CUMMINS INC | COM | 231021106 |  | 2083 | 8598 | SH |  | SOLE |  | 0 | 0 | 8598 |
| DTE ENERGY CO | COM | 233331107 |  | 326 | 2773 | SH |  | SOLE |  | 0 | 0 | 2773 |
| DANAHER CORP | COM | 235851102 |  | 1579 | 5950 | SH |  | SOLE |  | 0 | 0 | 5950 |
| DEERE   CO | COM | 244199105 |  | 769 | 1795 | SH |  | SOLE |  | 0 | 0 | 1795 |
| DISNEY WALT COMPANY | COM | 254687106 |  | 1619 | 18638 | SH |  | SOLE |  | 0 | 0 | 18638 |
| EMERSON ELECTRIC CO | COM | 291011104 |  | 863 | 8987 | SH |  | SOLE |  | 0 | 0 | 8987 |
| ENTERPRISE PRODUCTS PARTNERS | COM | 293792107 |  | 281 | 11650 | SH |  | SOLE |  | 0 | 0 | 11650 |
| EXPEDITORS INTL WASH INC | COM | 302130109 |  | 255 | 2455 | SH |  | SOLE |  | 0 | 0 | 2455 |
| FIRST TRUST US       ETF EQUITY OPPORTUNITIES | ETF | 336920103 |  | 249 | 3168 | SH |  | SOLE |  | 0 | 0 | 3168 |
| FIRST TRUST NASDAQ 1 ETF EQUAL WEIGHTED INDEX ETF | ETF | 337344105 |  | 2911 | 32784 | SH |  | SOLE |  | 0 | 0 | 32784 |
| FISERV INC | COM | 337738108 |  | 642 | 6349 | SH |  | SOLE |  | 0 | 0 | 6349 |
| FIRSTENERGY CORP | COM | 337932107 |  | 559 | 13320 | SH |  | SOLE |  | 0 | 0 | 13320 |
| FORD MOTOR COMPANY | COM | 345370860 |  | 849 | 72971 | SH |  | SOLE |  | 0 | 0 | 72971 |
| ARTHUR J GALLAGHER   CO | COM | 363576109 |  | 228 | 1207 | SH |  | SOLE |  | 0 | 0 | 1207 |
| GARTNER INC NEW | COM | 366651107 |  | 995 | 2960 | SH |  | SOLE |  | 0 | 0 | 2960 |
| GENL DYNAMICS CORP | COM | 369550108 |  | 479 | 1930 | SH |  | SOLE |  | 0 | 0 | 1930 |
| GENERAL ELEC CO NEW | COM | 369604301 |  | 1381 | 16482 | SH |  | SOLE |  | 0 | 0 | 16482 |
| GENERAL MILLS INC | COM | 370334104 |  | 660 | 7871 | SH |  | SOLE |  | 0 | 0 | 7871 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 1370 | 15954 | SH |  | SOLE |  | 0 | 0 | 15954 |
| GOLDMAN SACHS ETF TR ETF ACTIVEBETA U S LARGE CAP EQUITY ETF | ETF | 381430503 |  | 886 | 11643 | SH |  | SOLE |  | 0 | 0 | 11643 |
| GRAINGER W W INC | COM | 384802104 |  | 244 | 439 | SH |  | SOLE |  | 0 | 0 | 439 |
| HALEON PLC           ADR | COM | 405552100 |  | 718 | 89720 | SH |  | SOLE |  | 0 | 0 | 89720 |
| HALLIBURTON COMPANY | COM | 406216101 |  | 232 | 5890 | SH |  | SOLE |  | 0 | 0 | 5890 |
| JOHN HANCOCK FINANCIAL OPPORTUNITY FD | CEF | 409735206 |  | 242 | 7254 | SH |  | SOLE |  | 0 | 0 | 7254 |
| HERCULES CAP INC | COM | 427096508 |  | 588 | 44471 | SH |  | SOLE |  | 0 | 0 | 44471 |
| HERSHEY COMPANY | COM | 427866108 |  | 555 | 2398 | SH |  | SOLE |  | 0 | 0 | 2398 |
| HUBBELL INC | COM | 443510607 |  | 772 | 3289 | SH |  | SOLE |  | 0 | 0 | 3289 |
| HUMANA INC | COM | 444859102 |  | 1863 | 3637 | SH |  | SOLE |  | 0 | 0 | 3637 |
| ILLINOIS TOOL WORKS INC | COM | 452308109 |  | 3003 | 13630 | SH |  | SOLE |  | 0 | 0 | 13630 |
| IMPERIAL OIL LTD NEW | COM | 453038408 |  | 632 | 12966 | SH |  | SOLE |  | 0 | 0 | 12966 |
| INGREDION INCORPORATED | COM | 457187102 |  | 342 | 3494 | SH |  | SOLE |  | 0 | 0 | 3494 |
| INTEL CORP | COM | 458140100 |  | 500 | 18912 | SH |  | SOLE |  | 0 | 0 | 18912 |
| INTERNATIONAL BUSINESS MACHINE CORP | COM | 459200101 |  | 306 | 2173 | SH |  | SOLE |  | 0 | 0 | 2173 |
| INTL FLAVOR   FRAGRANCES | COM | 459506101 |  | 397 | 3787 | SH |  | SOLE |  | 0 | 0 | 3787 |
| ISHARES EDGE MSCI    ETF MIN VOL GLOBAL ETF | ETF | 464286525 |  | 1568 | 16503 | SH |  | SOLE |  | 0 | 0 | 16503 |
| ISHARES EDGE MSCI    ETF MIN VOL EMERGING MARKETS ETF | ETF | 464286533 |  | 206 | 3886 | SH |  | SOLE |  | 0 | 0 | 3886 |
| ISHARES CORE S P TOT ETF US STOCK MARKET ETF | ETF | 464287150 |  | 1068 | 12599 | SH |  | SOLE |  | 0 | 0 | 12599 |
| ISHARES SELECT       ETF DIVIDEND | ETF | 464287168 |  | 642 | 5324 | SH |  | SOLE |  | 0 | 0 | 5324 |
| ISHARES TIP BOND     ETF | ETF | 464287176 |  | 1487 | 13974 | SH |  | SOLE |  | 0 | 0 | 13974 |
| ISHARES CORE S P 500 ETF S P 500 INDEX FD | ETF | 464287200 |  | 38261 | 99582 | SH |  | SOLE |  | 0 | 0 | 99582 |
| ISHARES MSCI         ETF EMERGING MARKETS | ETF | 464287234 |  | 321 | 8480 | SH |  | SOLE |  | 0 | 0 | 8480 |
| ISHARES IBOXX        ETF INVESTMENT GRADE CORP BD | ETF | 464287242 |  | 2049 | 19436 | SH |  | SOLE |  | 0 | 0 | 19436 |
| ISHARES S P 500      ETF GROWTH | ETF | 464287309 |  | 500 | 8540 | SH |  | SOLE |  | 0 | 0 | 8540 |
| ISHARES S P500 VALUE ETF | ETF | 464287408 |  | 583 | 4021 | SH |  | SOLE |  | 0 | 0 | 4021 |
| ISHARES  20  YEAR    ETF TREASURY BOND | ETF | 464287432 |  | 274 | 2753 | SH |  | SOLE |  | 0 | 0 | 2753 |
| ISHARES              ETF 7-10 YR TREASURY BOND | ETF | 464287440 |  | 441 | 4607 | SH |  | SOLE |  | 0 | 0 | 4607 |
| ISHARES MSCI EAFE IN ETF | ETF | 464287465 |  | 735 | 11204 | SH |  | SOLE |  | 0 | 0 | 11204 |
| ISHARES RUSSELL      ETF MID-CAP VALUE | ETF | 464287473 |  | 1181 | 11207 | SH |  | SOLE |  | 0 | 0 | 11207 |
| ISHARES              ETF RUSSELL MIDCAP GROWTH | ETF | 464287481 |  | 639 | 7645 | SH |  | SOLE |  | 0 | 0 | 7645 |
| ISHARES RUSSELL      ETF MIDCAP | ETF | 464287499 |  | 326 | 4836 | SH |  | SOLE |  | 0 | 0 | 4836 |
| ISHARES CORE S P MID ETF ETF | ETF | 464287507 |  | 49856 | 206110 | SH |  | SOLE |  | 0 | 0 | 206110 |
| ISHARES NASDAQ       ETF BIOTECHNOLOGY | ETF | 464287556 |  | 369 | 2812 | SH |  | SOLE |  | 0 | 0 | 2812 |
| ISHARES              ETF RUSSELL 1000 VALUE | ETF | 464287598 |  | 1281 | 8447 | SH |  | SOLE |  | 0 | 0 | 8447 |
| ISHARES              ETF RUSSELL 1000 GROWTH | ETF | 464287614 |  | 333 | 1556 | SH |  | SOLE |  | 0 | 0 | 1556 |
| ISHARES              ETF RUSSELL 2000 GROWTH | ETF | 464287648 |  | 326 | 1519 | SH |  | SOLE |  | 0 | 0 | 1519 |
| ISHARES              ETF RUSSELL 2000 | ETF | 464287655 |  | 36824 | 211193 | SH |  | SOLE |  | 0 | 0 | 211193 |
| ISHARES S P MIDCAP   ETF 400 VALUE | ETF | 464287705 |  | 1352 | 13410 | SH |  | SOLE |  | 0 | 0 | 13410 |
| ISHARES              ETF US TECHNOLOGY | ETF | 464287721 |  | 551 | 7393 | SH |  | SOLE |  | 0 | 0 | 7393 |
| ISHARES CORE S P     ETF SMALLCAP | ETF | 464287804 |  | 1682 | 17768 | SH |  | SOLE |  | 0 | 0 | 17768 |
| ISHARES              ETF S P SMALL CAP 600 VALUE | ETF | 464287879 |  | 2183 | 23912 | SH |  | SOLE |  | 0 | 0 | 23912 |
| ISHARES NATIONAL     ETF MUNI BOND | ETF | 464288414 |  | 525 | 4974 | SH |  | SOLE |  | 0 | 0 | 4974 |
| ISHARES MBS          ETF | ETF | 464288588 |  | 408 | 4396 | SH |  | SOLE |  | 0 | 0 | 4396 |
| ISHARES              ETF 10-20 YEAR TREASURY BOND | ETF | 464288653 |  | 2186 | 20211 | SH |  | SOLE |  | 0 | 0 | 20211 |
| ISHARES              ETF SHORT TREASURY BOND | ETF | 464288679 |  | 19131 | 174042 | SH |  | SOLE |  | 0 | 0 | 174042 |
| ISHARES              ETF US AEROSPACE   DEFENSE | ETF | 464288760 |  | 313 | 2800 | SH |  | SOLE |  | 0 | 0 | 2800 |
| JOHNSON   JOHNSON | COM | 478160104 |  | 6497 | 36778 | SH |  | SOLE |  | 0 | 0 | 36778 |
| KLA CORP | COM | 482480100 |  | 758 | 2011 | SH |  | SOLE |  | 0 | 0 | 2011 |
| KIMBERLY-CLARK CORP | COM | 494368103 |  | 224 | 1651 | SH |  | SOLE |  | 0 | 0 | 1651 |
| KORN FERRY INTL | COM | 500643200 |  | 7701 | 152140 | SH |  | SOLE |  | 0 | 0 | 152140 |
| L3HARRIS TECHNOLOGIES INC | COM | 502431109 |  | 2206 | 10595 | SH |  | SOLE |  | 0 | 0 | 10595 |
| LIBERTY BROADBAND CORP COM SER A | COM | 530307107 |  | 227 | 2987 | SH |  | SOLE |  | 0 | 0 | 2987 |
| LIBERTY MEDIA CORP  DEL COM SER A SIRIUSXM GRP | COM | 531229409 |  | 375 | 9545 | SH |  | SOLE |  | 0 | 0 | 9545 |
| LIBERTY MEDIA CORP DEL COM SER C SIRIUSXM GROUP | COM | 531229607 |  | 300 | 7656 | SH |  | SOLE |  | 0 | 0 | 7656 |
| ELI LILLY   CO | COM | 532457108 |  | 3127 | 8548 | SH |  | SOLE |  | 0 | 0 | 8548 |
| LOWES COMPANIES INC | COM | 548661107 |  | 684 | 3431 | SH |  | SOLE |  | 0 | 0 | 3431 |
| MADRIGAL PHARMACEUTICALS INC | COM | 558868105 |  | 1669 | 5750 | SH |  | SOLE |  | 0 | 0 | 5750 |
| MARSH AND MC LENNAN COMPANIES INC | COM | 571748102 |  | 1202 | 7264 | SH |  | SOLE |  | 0 | 0 | 7264 |
| MARRIOTT INTL INC NEW CL A | COM | 571903202 |  | 1993 | 13385 | SH |  | SOLE |  | 0 | 0 | 13385 |
| MARTIN MARIETTA MATERIALS INC | COM | 573284106 |  | 237 | 700 | SH |  | SOLE |  | 0 | 0 | 700 |
| MAXIMUS INC | COM | 577933104 |  | 309 | 4210 | SH |  | SOLE |  | 0 | 0 | 4210 |
| MCDONALDS CORP | COM | 580135101 |  | 1398 | 5306 | SH |  | SOLE |  | 0 | 0 | 5306 |
| MICROSOFT CORP | COM | 594918104 |  | 7882 | 32866 | SH |  | SOLE |  | 0 | 0 | 32866 |
| MICROCHIP TECHNOLOGY INC | COM | 595017104 |  | 311 | 4426 | SH |  | SOLE |  | 0 | 0 | 4426 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 249 | 4976 | SH |  | SOLE |  | 0 | 0 | 4976 |
| MONDELEZ INTL INC | COM | 609207105 |  | 323 | 4839 | SH |  | SOLE |  | 0 | 0 | 4839 |
| MORGAN STANLEY   CO | COM | 617446448 |  | 1105 | 12996 | SH |  | SOLE |  | 0 | 0 | 12996 |
| NASDAQ INC | COM | 631103108 |  | 523 | 8531 | SH |  | SOLE |  | 0 | 0 | 8531 |
| NEWMONT CORP | COM | 651639106 |  | 430 | 9108 | SH |  | SOLE |  | 0 | 0 | 9108 |
| NIKE INC CLASS B | COM | 654106103 |  | 1062 | 9078 | SH |  | SOLE |  | 0 | 0 | 9078 |
| NORFOLK SOUTHERN CORP | COM | 655844108 |  | 528 | 2143 | SH |  | SOLE |  | 0 | 0 | 2143 |
| NORTHERN TRUST CORP | COM | 665859104 |  | 695 | 7857 | SH |  | SOLE |  | 0 | 0 | 7857 |
| OCCIDENTAL PETE CORP | COM | 674599105 |  | 15293 | 242792 | SH |  | SOLE |  | 0 | 0 | 242792 |
| PNC FINANCIAL SERVICES GROUP | COM | 693475105 |  | 387 | 2450 | SH |  | SOLE |  | 0 | 0 | 2450 |
| PAYCHEX INC | COM | 704326107 |  | 421 | 3641 | SH |  | SOLE |  | 0 | 0 | 3641 |
| PEPSICO INCORPORATED | COM | 713448108 |  | 2467 | 13658 | SH |  | SOLE |  | 0 | 0 | 13658 |
| PFIZER INCORPORATED | COM | 717081103 |  | 1251 | 24416 | SH |  | SOLE |  | 0 | 0 | 24416 |
| PHILIP MORRIS INTERNATIONAL INC | COM | 718172109 |  | 629 | 6213 | SH |  | SOLE |  | 0 | 0 | 6213 |
| PHILLIPS 66 | COM | 718546104 |  | 6502 | 62469 | SH |  | SOLE |  | 0 | 0 | 62469 |
| PROCTER   GAMBLE CO | COM | 742718109 |  | 1446 | 9544 | SH |  | SOLE |  | 0 | 0 | 9544 |
| PRUDENTIAL FINANCIAL INC | COM | 744320102 |  | 1221 | 12278 | SH |  | SOLE |  | 0 | 0 | 12278 |
| PUBLIC SVC ENTERPRISE GROUP INC | COM | 744573106 |  | 291 | 4754 | SH |  | SOLE |  | 0 | 0 | 4754 |
| QUALCOMM INC | COM | 747525103 |  | 1000 | 9093 | SH |  | SOLE |  | 0 | 0 | 9093 |
| REALTY INCOME CORP REIT | COM | 756109104 |  | 436 | 6868 | SH |  | SOLE |  | 0 | 0 | 6868 |
| REPUBLIC SVCS INC | COM | 760759100 |  | 6475 | 50200 | SH |  | SOLE |  | 0 | 0 | 50200 |
| ROCKWELL AUTOMATION INC | COM | 773903109 |  | 399 | 1551 | SH |  | SOLE |  | 0 | 0 | 1551 |
| SCHLUMBERGER LTD | COM | 806857108 |  | 1676 | 31357 | SH |  | SOLE |  | 0 | 0 | 31357 |
| SCHWAB CHARLES CORP NEW | COM | 808513105 |  | 522 | 6274 | SH |  | SOLE |  | 0 | 0 | 6274 |
| SCHWAB US LARGE-CAP  ETF VALUE | ETF | 808524409 |  | 2137 | 32372 | SH |  | SOLE |  | 0 | 0 | 32372 |
| SCHWAB US DIVIDEND   ETF EQUITY | ETF | 808524797 |  | 243 | 3218 | SH |  | SOLE |  | 0 | 0 | 3218 |
| SCHWAB STRATEGIC TR  ETF INTERMEDIATE-TERM US TREASURY | ETF | 808524854 |  | 270 | 5483 | SH |  | SOLE |  | 0 | 0 | 5483 |
| SEMPRA ENERGY | COM | 816851109 |  | 1030 | 6664 | SH |  | SOLE |  | 0 | 0 | 6664 |
| SIMON PROPERTY GROUP REIT INC NEW | COM | 828806109 |  | 426 | 3628 | SH |  | SOLE |  | 0 | 0 | 3628 |
| SOUTHERN COMPANY | COM | 842587107 |  | 329 | 4613 | SH |  | SOLE |  | 0 | 0 | 4613 |
| STARBUCKS CORP | COM | 855244109 |  | 916 | 9238 | SH |  | SOLE |  | 0 | 0 | 9238 |
| SYSCO CORPORATION | COM | 871829107 |  | 670 | 8769 | SH |  | SOLE |  | 0 | 0 | 8769 |
| TJX COS INC NEW | COM | 872540109 |  | 1481 | 18609 | SH |  | SOLE |  | 0 | 0 | 18609 |
| TEXAS INSTRUMENTS INC | COM | 882508104 |  | 1431 | 8664 | SH |  | SOLE |  | 0 | 0 | 8664 |
| TEXAS ROADHOUSE INC COM | COM | 882681109 |  | 251 | 2764 | SH |  | SOLE |  | 0 | 0 | 2764 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 2280 | 4141 | SH |  | SOLE |  | 0 | 0 | 4141 |
| TRACTOR SUPPLY COMPANY | COM | 892356106 |  | 1814 | 8065 | SH |  | SOLE |  | 0 | 0 | 8065 |
| TYLER TECHNOLOGIES INC | COM | 902252105 |  | 241 | 747 | SH |  | SOLE |  | 0 | 0 | 747 |
| US BANCORP NEW | COM | 902973304 |  | 461 | 10577 | SH |  | SOLE |  | 0 | 0 | 10577 |
| UNILEVER PLC SPONS ADR | COM | 904767704 |  | 252 | 5001 | SH |  | SOLE |  | 0 | 0 | 5001 |
| UNION PACIFIC CORP | COM | 907818108 |  | 491 | 2371 | SH |  | SOLE |  | 0 | 0 | 2371 |
| UNITED PARCEL SERVICE-B | COM | 911312106 |  | 1126 | 6476 | SH |  | SOLE |  | 0 | 0 | 6476 |
| UNITED RENTALS INC | COM | 911363109 |  | 501 | 1410 | SH |  | SOLE |  | 0 | 0 | 1410 |
| UNIVERSAL CORP VIRGINIA | COM | 913456109 |  | 2738 | 51855 | SH |  | SOLE |  | 0 | 0 | 51855 |
| VANGUARD DIVIDEND    ETF APPRECIATION | ETF | 921908844 |  | 12136 | 79918 | SH |  | SOLE |  | 0 | 0 | 79918 |
| VANGUARD S P 500     ETF GROWTH | ETF | 921932505 |  | 783 | 3714 | SH |  | SOLE |  | 0 | 0 | 3714 |
| VANGUARD FTSE        ETF DEVELOPED MARKETS ETF | ETF | 921943858 |  | 35266 | 840267 | SH |  | SOLE |  | 0 | 0 | 840267 |
| VANGUARD TOTAL WORLD ETF STOCK INDEX FUND | ETF | 922042742 |  | 464 | 5383 | SH |  | SOLE |  | 0 | 0 | 5383 |
| VANGUARD INTL EQTY   ETF INDEX FDS FTSE ALL WORLD EX US | ETF | 922042775 |  | 957 | 19090 | SH |  | SOLE |  | 0 | 0 | 19090 |
| VANGUARD INTL EQUITY ETF INDEX FDS FTSE EMERGING MKTS ETF | ETF | 922042858 |  | 2751 | 70577 | SH |  | SOLE |  | 0 | 0 | 70577 |
| VANGUARD INDEX FDS   ETF S P 500 ETF SHS NEW | ETF | 922908363 |  | 6452 | 18364 | SH |  | SOLE |  | 0 | 0 | 18364 |
| VANGUARD MID-CAP     ETF GROWTH FUND | ETF | 922908538 |  | 1108 | 6162 | SH |  | SOLE |  | 0 | 0 | 6162 |
| VANGUARD INDEX FDS   ETF REAL ESTATE INDEX FD | ETF | 922908553 |  | 941 | 11405 | SH |  | SOLE |  | 0 | 0 | 11405 |
| VANGUARD SMALL CAP   ETF GROWTH | ETF | 922908595 |  | 247 | 1230 | SH |  | SOLE |  | 0 | 0 | 1230 |
| VANGUARD SMALL CAP V ETF ETF | ETF | 922908611 |  | 973 | 6126 | SH |  | SOLE |  | 0 | 0 | 6126 |
| VANGUARD MID CAP     ETF | ETF | 922908629 |  | 1459 | 7159 | SH |  | SOLE |  | 0 | 0 | 7159 |
| VANGUARD LRG CAP     ETF | ETF | 922908637 |  | 262 | 1503 | SH |  | SOLE |  | 0 | 0 | 1503 |
| VANGUARD EXTENDED    ETF MARKET | ETF | 922908652 |  | 1080 | 8129 | SH |  | SOLE |  | 0 | 0 | 8129 |
| VANGUARD GROWTH      ETF | ETF | 922908736 |  | 359 | 1684 | SH |  | SOLE |  | 0 | 0 | 1684 |
| VANGUARD VALUE       ETF | ETF | 922908744 |  | 236 | 1681 | SH |  | SOLE |  | 0 | 0 | 1681 |
| VANGUARD SMALL CAP   ETF | ETF | 922908751 |  | 2015 | 10979 | SH |  | SOLE |  | 0 | 0 | 10979 |
| VANGUARD TOTAL STOCK ETF MARKET ETF | ETF | 922908769 |  | 1527 | 7988 | SH |  | SOLE |  | 0 | 0 | 7988 |
| VMWARE INC CLASS A | COM | 928563402 |  | 335 | 2726 | SH |  | SOLE |  | 0 | 0 | 2726 |
| VORNADO REALTY TR REIT | COM | 929042109 |  | 255 | 12235 | SH |  | SOLE |  | 0 | 0 | 12235 |
| WALMART INC | COM | 931142103 |  | 1955 | 13786 | SH |  | SOLE |  | 0 | 0 | 13786 |
| WALGREENS BOOTS ALLIANCE INC | COM | 931427108 |  | 2747 | 73534 | SH |  | SOLE |  | 0 | 0 | 73534 |
| WARNER BROS DISCOVERY INC SER A | COM | 934423104 |  | 353 | 37192 | SH |  | SOLE |  | 0 | 0 | 37192 |
| WEYERHAEUSER CO | COM | 962166104 |  | 380 | 12249 | SH |  | SOLE |  | 0 | 0 | 12249 |
| WILLIAMS COMPANIES INC | COM | 969457100 |  | 336 | 10225 | SH |  | SOLE |  | 0 | 0 | 10225 |
| WOODSIDE ENERGY      ADR GROUP LTD | COM | 980228308 |  | 201 | 8318 | SH |  | SOLE |  | 0 | 0 | 8318 |
| YUM BRANDS INC | COM | 988498101 |  | 334 | 2604 | SH |  | SOLE |  | 0 | 0 | 2604 |
| AGF INVTS TR         ETF AGFIQ US MKT NEUTRAL ANTI BETA FD | ETF | 00110G408 |  | 601 | 28355 | SH |  | SOLE |  | 0 | 0 | 28355 |
| AT   T INC | COM | 00206R102 |  | 927 | 50332 | SH |  | SOLE |  | 0 | 0 | 50332 |
| ABBOTT LABORATORIES | COM | 002824100 |  | 2434 | 22167 | SH |  | SOLE |  | 0 | 0 | 22167 |
| ABBVIE INC | COM | 00287Y109 |  | 4172 | 25816 | SH |  | SOLE |  | 0 | 0 | 25816 |
| ABRDN TOTAL DYNAMIC DIVIDEND FUND | CEF | 00326L100 |  | 111 | 14187 | SH |  | SOLE |  | 0 | 0 | 14187 |
| ADAPTHEALTH CORP CL A | COM | 00653Q102 |  | 961 | 50000 | SH |  | SOLE |  | 0 | 0 | 50000 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 203 | 3131 | SH |  | SOLE |  | 0 | 0 | 3131 |
| AIR PRODUCTS   CHEMICALS INC | COM | 009158106 |  | 547 | 1776 | SH |  | SOLE |  | 0 | 0 | 1776 |
| ALBEMARLE CORP | COM | 012653101 |  | 370 | 1705 | SH |  | SOLE |  | 0 | 0 | 1705 |
| CALL ALIBABA GRP HOLDING | OPT | 01609W902 |  | 210 | 1700 | SH |  | SOLE |  | 0 | 0 | 1700 |
| ALPHABET INC  NON VOTING CAP STK CL C | COM | 02079K107 |  | 20282 | 228577 | SH |  | SOLE |  | 0 | 0 | 228577 |
| ALPHABET INC      VOTING CAP STK CL A | COM | 02079K305 |  | 1937 | 21954 | SH |  | SOLE |  | 0 | 0 | 21954 |
| CALL ALPHABET INC CL C | OPT | 02079K907 |  | 333 | 2800 | SH |  | SOLE |  | 0 | 0 | 2800 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 2938 | 64282 | SH |  | SOLE |  | 0 | 0 | 64282 |
| AMAZON COM INC | COM | 023135106 |  | 4929 | 58678 | SH |  | SOLE |  | 0 | 0 | 58678 |
| AMERICAN EXPRESS COMPANY | COM | 025816109 |  | 1585 | 10727 | SH |  | SOLE |  | 0 | 0 | 10727 |
| AMERICAN INTL GROUP INC | COM | 026874784 |  | 222 | 3503 | SH |  | SOLE |  | 0 | 0 | 3503 |
| AMERISOURCEBERGEN CORP | COM | 03073E105 |  | 792 | 4777 | SH |  | SOLE |  | 0 | 0 | 4777 |
| AMGEN INC | COM | 031162100 |  | 13674 | 52065 | SH |  | SOLE |  | 0 | 0 | 52065 |
| CALL AMGEN INC | OPT | 031162900 |  | 1181 | 5500 | SH |  | SOLE |  | 0 | 0 | 5500 |
| AMPHENOL CORP NEW CL A | COM | 032095101 |  | 894 | 11735 | SH |  | SOLE |  | 0 | 0 | 11735 |
| ANHEUSER BUSCH INBEV SA/NV-SPONSORED ADR | COM | 03524A108 |  | 4427 | 73732 | SH |  | SOLE |  | 0 | 0 | 73732 |
| CALL ANHEUSER-BUSCH INBV | OPT | 03524A908 |  | 1665 | 31100 | SH |  | SOLE |  | 0 | 0 | 31100 |
| ELEVANCE HEALTH INC | COM | 036752103 |  | 262 | 511 | SH |  | SOLE |  | 0 | 0 | 511 |
| APA CORP | COM | 03743Q108 |  | 226 | 4844 | SH |  | SOLE |  | 0 | 0 | 4844 |
| APOLLO GLOBAL MGMT INC NEW | COM | 03769M106 |  | 613 | 9610 | SH |  | SOLE |  | 0 | 0 | 9610 |
| APPLE INC | COM | 037833100 |  | 32335 | 248862 | SH |  | SOLE |  | 0 | 0 | 248862 |
| CALL APPLE INC | OPT | 037833900 |  | 923 | 18900 | SH |  | SOLE |  | 0 | 0 | 18900 |
| APPLIED MATERIALS INC | COM | 038222105 |  | 408 | 4185 | SH |  | SOLE |  | 0 | 0 | 4185 |
| ARCHER-DANIELS-MIDLND CO | COM | 039483102 |  | 995 | 10721 | SH |  | SOLE |  | 0 | 0 | 10721 |
| ARES CAPITAL CORP | COM | 04010L103 |  | 834 | 45165 | SH |  | SOLE |  | 0 | 0 | 45165 |
| ASTRAZENECA PLC SPON ADR | COM | 046353108 |  | 456 | 6728 | SH |  | SOLE |  | 0 | 0 | 6728 |
| AUTOMATIC DATA PROCESSING | COM | 053015103 |  | 807 | 3380 | SH |  | SOLE |  | 0 | 0 | 3380 |
| AUTONATION INC | COM | 05329W102 |  | 366 | 3413 | SH |  | SOLE |  | 0 | 0 | 3413 |
| AVALONBAY COMMUNITIES REIT INC | COM | 053484101 |  | 200 | 1237 | SH |  | SOLE |  | 0 | 0 | 1237 |
| AVERY DENNISON CORP | COM | 053611109 |  | 389 | 2151 | SH |  | SOLE |  | 0 | 0 | 2151 |
| AVISTA CORP | COM | 05379B107 |  | 277 | 6248 | SH |  | SOLE |  | 0 | 0 | 6248 |
| AXON ENTERPRISE INC | COM | 05464C101 |  | 349 | 2105 | SH |  | SOLE |  | 0 | 0 | 2105 |
| BP PLC SPONS ADR | COM | 055622104 |  | 515 | 14756 | SH |  | SOLE |  | 0 | 0 | 14756 |
| BNY MELLON STRATEGIC MUNIS INC | CEF | 05588W108 |  | 87 | 14262 | SH |  | SOLE |  | 0 | 0 | 14262 |
| BALL CORP | COM | 058498106 |  | 201 | 3927 | SH |  | SOLE |  | 0 | 0 | 3927 |
| CALL BANK AMER CORP | OPT | 060505904 |  | 6941 | 210900 | SH |  | SOLE |  | 0 | 0 | 210900 |
| BAXTER INTERNATIONAL INC | COM | 071813109 |  | 546 | 10706 | SH |  | SOLE |  | 0 | 0 | 10706 |
| BECTON DICKINSON   CO | COM | 075887109 |  | 334 | 1312 | SH |  | SOLE |  | 0 | 0 | 1312 |
| BENSON HILL INC | COM | 082490103 |  | 41 | 16103 | SH |  | SOLE |  | 0 | 0 | 16103 |
| BHP BILLITON LTD SPON ADR | COM | 088606108 |  | 1589 | 25608 | SH |  | SOLE |  | 0 | 0 | 25608 |
| BLACKROCK INC | COM | 09247X101 |  | 3241 | 4574 | SH |  | SOLE |  | 0 | 0 | 4574 |
| CALL BLACKROCK INC | OPT | 09247X901 |  | 1394 | 2000 | SH |  | SOLE |  | 0 | 0 | 2000 |
| BLACKROCK ENHANCED EQUITY DIVIDEND TRUST | CEF | 09251A104 |  | 183 | 20312 | SH |  | SOLE |  | 0 | 0 | 20312 |
| BLACKROCK MULTI-SECTOR INCOME TRUST | CEF | 09258A107 |  | 158 | 11139 | SH |  | SOLE |  | 0 | 0 | 11139 |
| BLACKSTONE GROUP INC COM | COM | 09260D107 |  | 1636 | 22046 | SH |  | SOLE |  | 0 | 0 | 22046 |
| BOEING CO | COM | 097023105 |  | 623 | 3270 | SH |  | SOLE |  | 0 | 0 | 3270 |
| CALL BOEING CORP | OPT | 097023905 |  | 930 | 5500 | SH |  | SOLE |  | 0 | 0 | 5500 |
| BOOKING HLDGS INC | COM | 09857L108 |  | 407 | 202 | SH |  | SOLE |  | 0 | 0 | 202 |
| CBOE GLOBAL MARKETS INC | COM | 12503M108 |  | 1681 | 13400 | SH |  | SOLE |  | 0 | 0 | 13400 |
| CBRE CLARION GLOBAL REAL ESTATE INCOME FUND | CEF | 12504G100 |  | 289 | 50491 | SH |  | SOLE |  | 0 | 0 | 50491 |
| CALL CVS HEALTH CORP | OPT | 126650900 |  | 557 | 9200 | SH |  | SOLE |  | 0 | 0 | 9200 |
| CAPITAL GRP INTL     ETF FOCUS EQUITY SHS CREATION UNIT | ETF | 14019W109 |  | 253 | 12163 | SH |  | SOLE |  | 0 | 0 | 12163 |
| CAPITAL GRP GROWTH   ETF SHS CREATION UNIT | ETF | 14020G101 |  | 372 | 18663 | SH |  | SOLE |  | 0 | 0 | 18663 |
| CAPITAL GRP CORE     ETF EQUITY SHS CREATION UNIT | ETF | 14020V108 |  | 225 | 10004 | SH |  | SOLE |  | 0 | 0 | 10004 |
| CAPITAL GRP DIVIDEND ETF VALUE SHS CREATION UNIT | ETF | 14020W106 |  | 3211 | 136119 | SH |  | SOLE |  | 0 | 0 | 136119 |
| CARDINAL HEALTH INC | COM | 14149Y108 |  | 2551 | 33182 | SH |  | SOLE |  | 0 | 0 | 33182 |
| CARRIER GLOBAL CORP | COM | 14448C104 |  | 219 | 5320 | SH |  | SOLE |  | 0 | 0 | 5320 |
| CALL CATERPILLAR INC | OPT | 149123901 |  | 366 | 2000 | SH |  | SOLE |  | 0 | 0 | 2000 |
| CHEMED CORP | COM | 16359R103 |  | 581 | 1139 | SH |  | SOLE |  | 0 | 0 | 1139 |
| CISCO SYSTEMS INC | COM | 17275R102 |  | 3085 | 64750 | SH |  | SOLE |  | 0 | 0 | 64750 |
| CALL CISCO SYSTEMS | OPT | 17275R902 |  | 789 | 18400 | SH |  | SOLE |  | 0 | 0 | 18400 |
| CALL CITIGROUP INC NEW | OPT | 172967924 |  | 5321 | 98100 | SH |  | SOLE |  | 0 | 0 | 98100 |
| COMCAST CORP NEW CL A | COM | 20030N101 |  | 533 | 15236 | SH |  | SOLE |  | 0 | 0 | 15236 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 326 | 2759 | SH |  | SOLE |  | 0 | 0 | 2759 |
| CORTEVA INC | COM | 22052L104 |  | 235 | 3995 | SH |  | SOLE |  | 0 | 0 | 3995 |
| COSTCO WHSL CORP NEW COM | COM | 22160K105 |  | 2477 | 5425 | SH |  | SOLE |  | 0 | 0 | 5425 |
| CROWN CASTLE INC | COM | 22822V101 |  | 238 | 1753 | SH |  | SOLE |  | 0 | 0 | 1753 |
| CALL CUMMINS INC | OPT | 231021906 |  | 500 | 2500 | SH |  | SOLE |  | 0 | 0 | 2500 |
| DELL TECHNOLOGIES INC CL C | COM | 24703L202 |  | 458 | 11392 | SH |  | SOLE |  | 0 | 0 | 11392 |
| DEVON ENERGY CORP | COM | 25179M103 |  | 549 | 8933 | SH |  | SOLE |  | 0 | 0 | 8933 |
| DRAFTKINGS INC NEW CL A | COM | 26142V105 |  | 989 | 86793 | SH |  | SOLE |  | 0 | 0 | 86793 |
| DUKE ENERGY CORP COM NEW | COM | 26441C204 |  | 474 | 4604 | SH |  | SOLE |  | 0 | 0 | 4604 |
| EDWARDS LIFESCIENCE CORP | COM | 28176E108 |  | 622 | 8335 | SH |  | SOLE |  | 0 | 0 | 8335 |
| EXTRA SPACE STORAGE INC | COM | 30225T102 |  | 467 | 3173 | SH |  | SOLE |  | 0 | 0 | 3173 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 3682 | 33384 | SH |  | SOLE |  | 0 | 0 | 33384 |
| CALL EXXON MOBIL CORP | OPT | 30231G902 |  | 1051 | 14600 | SH |  | SOLE |  | 0 | 0 | 14600 |
| META PLATFORMS INC CLASS A | COM | 30303M102 |  | 1440 | 11964 | SH |  | SOLE |  | 0 | 0 | 11964 |
| CALL META PLATFORMS INC | OPT | 30303M902 |  | 638 | 3300 | SH |  | SOLE |  | 0 | 0 | 3300 |
| FIDELITY NATIONAL INFORMATION SVCS | COM | 31620M106 |  | 273 | 4030 | SH |  | SOLE |  | 0 | 0 | 4030 |
| FIRST TRUST CAPITAL  ETF STRENGTH | ETF | 33733E104 |  | 7978 | 106449 | SH |  | SOLE |  | 0 | 0 | 106449 |
| FIRST TR VALUE LINE  ETF | ETF | 33734H106 |  | 9651 | 241809 | SH |  | SOLE |  | 0 | 0 | 241809 |
| FIRST TRUST ENERGY   ETF ALPHADEX FUND | ETF | 33734X127 |  | 474 | 27718 | SH |  | SOLE |  | 0 | 0 | 27718 |
| FIRST TRUST          ETF FINANCIAL ALPHADEX FUND | ETF | 33734X135 |  | 649 | 15852 | SH |  | SOLE |  | 0 | 0 | 15852 |
| FIRST TRST HLTH CAREETF ALPHADEX FUND | ETF | 33734X143 |  | 1266 | 11646 | SH |  | SOLE |  | 0 | 0 | 11646 |
| FIRST TRUST MATERIAL ETF ALPHADEX FUND | ETF | 33734X168 |  | 542 | 8948 | SH |  | SOLE |  | 0 | 0 | 8948 |
| FIRST TR NASDAQ      ETF CYBERSECURITY | ETF | 33734X846 |  | 343 | 8850 | SH |  | SOLE |  | 0 | 0 | 8850 |
| FIRST TR ETF II      ETF INTL IPO ETF | ETF | 33734X853 |  | 401 | 10314 | SH |  | SOLE |  | 0 | 0 | 10314 |
| FIRST TRUST STOXX    ETF EUROPEAN SELECT DIVID INDEX FUND | ETF | 33735T109 |  | 322 | 28353 | SH |  | SOLE |  | 0 | 0 | 28353 |
| FIRST TRUST FD IV    ETF NORTH AMERICAN ENERGY INFRASTRUCTURE FUND | ETF | 33738D101 |  | 920 | 34462 | SH |  | SOLE |  | 0 | 0 | 34462 |
| FIRST TR FUND IV     ETF SENIOR LOAN FUND | ETF | 33738D309 |  | 281 | 6291 | SH |  | SOLE |  | 0 | 0 | 6291 |
| FIRST TRUST ETF IV   ETF FIRST TR TACTICAL HIGH YIELD ETF | ETF | 33738D408 |  | 222 | 5698 | SH |  | SOLE |  | 0 | 0 | 5698 |
| FIRST TRUST HIGH INCOME LONG/SHORT FUND | CEF | 33738E109 |  | 178 | 15562 | SH |  | SOLE |  | 0 | 0 | 15562 |
| FIRST TRUST RISING   ETF DIVIDEND ACHIEVERS | ETF | 33738R506 |  | 3839 | 87401 | SH |  | SOLE |  | 0 | 0 | 87401 |
| FIRST TR DORSEY      ETF WRIGHT FOCUS FIVE FUND | ETF | 33738R605 |  | 3339 | 71729 | SH |  | SOLE |  | 0 | 0 | 71729 |
| FIRST TRUST III      ETF PREFERRED SECS   INCOME | ETF | 33739E108 |  | 5104 | 303816 | SH |  | SOLE |  | 0 | 0 | 303816 |
| FIRST TR MANAGED     ETF MUNICIPAL | ETF | 33739N108 |  | 317 | 6326 | SH |  | SOLE |  | 0 | 0 | 6326 |
| FIRST TR ETF III     ETF EMERGING MARKETS LOCAL CURRENCY BD EFT | ETF | 33739P202 |  | 255 | 9704 | SH |  | SOLE |  | 0 | 0 | 9704 |
| FIRST TR ETF IV      ETF FIRST TR LOW DURATION MTG OPPORTUNITIES ETF | ETF | 33739Q200 |  | 2422 | 51081 | SH |  | SOLE |  | 0 | 0 | 51081 |
| FIRST TR ENHANCED    ETF SHORT MATURITY | ETF | 33739Q408 |  | 14148 | 238025 | SH |  | SOLE |  | 0 | 0 | 238025 |
| FIRST TR EXCHANGE    ETF TRADED FD IV SSI STRATEGIC CONV SECS | ETF | 33739Q507 |  | 267 | 8420 | SH |  | SOLE |  | 0 | 0 | 8420 |
| FIRST TR ETF VI      ETF SMID CAP RISING DIVID ACHIEVERS | ETF | 33741X102 |  | 693 | 26610 | SH |  | SOLE |  | 0 | 0 | 26610 |
| CALL FORD MOTOR CO | OPT | 345370900 |  | 160 | 13900 | SH |  | SOLE |  | 0 | 0 | 13900 |
| GABELLI DIVIDEND   INCOME TRUST | CEF | 36242H104 |  | 778 | 37747 | SH |  | SOLE |  | 0 | 0 | 37747 |
| CALL GENERAL ELEC CO NEW | OPT | 369604901 |  | 436 | 5900 | SH |  | SOLE |  | 0 | 0 | 5900 |
| GSK PLC              ADR SPONSORED ADR NEW | COM | 37733W204 |  | 669 | 19047 | SH |  | SOLE |  | 0 | 0 | 19047 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 2069 | 6026 | SH |  | SOLE |  | 0 | 0 | 6026 |
| CALL GOLDMAN SACHS GRP | OPT | 38141G904 |  | 4150 | 12500 | SH |  | SOLE |  | 0 | 0 | 12500 |
| HP INC | COM | 40434L105 |  | 569 | 21187 | SH |  | SOLE |  | 0 | 0 | 21187 |
| CALL HARLEY DAVIDSON | OPT | 412822908 |  | 241 | 6600 | SH |  | SOLE |  | 0 | 0 | 6600 |
| HIMAX TECHNOLOGIES INC ADR | COM | 43289P106 |  | 76 | 12315 | SH |  | SOLE |  | 0 | 0 | 12315 |
| CALL HOME DEPOT INC | OPT | 437076902 |  | 6137 | 19800 | SH |  | SOLE |  | 0 | 0 | 19800 |
| CALL HONEYWELL INTERNATI | OPT | 438516906 |  | 390 | 2100 | SH |  | SOLE |  | 0 | 0 | 2100 |
| CALL HUMANA INC | OPT | 444859902 |  | 1061 | 2700 | SH |  | SOLE |  | 0 | 0 | 2700 |
| INVESCO QQQ TR       ETF UNIT SER 1 | ETF | 46090E103 |  | 1807 | 6786 | SH |  | SOLE |  | 0 | 0 | 6786 |
| CALL INVESCO QQQ TR | OPT | 46090E903 |  | 406 | 1400 | SH |  | SOLE |  | 0 | 0 | 1400 |
| INVESCO TR           ETF S P 500 EQUAL WEIGHT PURE GROWTH | ETF | 46137V266 |  | 1145 | 7551 | SH |  | SOLE |  | 0 | 0 | 7551 |
| INVESCO              ETF BUYBACK ACHIEVERS ETF | ETF | 46137V308 |  | 397 | 4636 | SH |  | SOLE |  | 0 | 0 | 4636 |
| INVESCO TR           ETF S P 500 EQUAL WEIGHT HEALTH CARE | ETF | 46137V332 |  | 2630 | 9116 | SH |  | SOLE |  | 0 | 0 | 9116 |
| INVESCO TR           ETF S P 500 EQUAL WEIGHT FINL | ETF | 46137V340 |  | 1475 | 26154 | SH |  | SOLE |  | 0 | 0 | 26154 |
| INVESCO TR           ETF S P 500 EQUAL WEIGHT | ETF | 46137V357 |  | 5011 | 35477 | SH |  | SOLE |  | 0 | 0 | 35477 |
| INVESCO TR           ETF S P 500 EQUAL WEIGHT ENERGY | ETF | 46137V365 |  | 436 | 5995 | SH |  | SOLE |  | 0 | 0 | 5995 |
| INVESCO              ETF INTL DIVID ACHIEVERS | ETF | 46137V548 |  | 1034 | 61872 | SH |  | SOLE |  | 0 | 0 | 61872 |
| INVESCO              ETF DWA MOMENTUM ETF | ETF | 46137V837 |  | 792 | 11147 | SH |  | SOLE |  | 0 | 0 | 11147 |
| INVESCO TR II        ETF S P 500 LOW VOLATILITY | ETF | 46138E354 |  | 2795 | 43748 | SH |  | SOLE |  | 0 | 0 | 43748 |
| INVESCO TR II        ETF RUSSELL 1000 EQUAL WEIGHT | ETF | 46138E420 |  | 577 | 14350 | SH |  | SOLE |  | 0 | 0 | 14350 |
| INVESCO TR II        ETF DWA SMALLCAP MOMENTUM | ETF | 46138E842 |  | 306 | 4206 | SH |  | SOLE |  | 0 | 0 | 4206 |
| INVESCO EXCHANGE     ETF BULLETSHARES 2024 CORPORATE BD | ETF | 46138J841 |  | 274 | 13391 | SH |  | SOLE |  | 0 | 0 | 13391 |
| INVESCO EXCHANGE     ETF BULLETSHARES 2023 HIGH YIELD CORPORATE BD | ETF | 46138J858 |  | 613 | 26300 | SH |  | SOLE |  | 0 | 0 | 26300 |
| INVESCO EXCHANGE     ETF BULLETSHARES 2023 CORPORATE BD | ETF | 46138J866 |  | 5714 | 272338 | SH |  | SOLE |  | 0 | 0 | 272338 |
| CALL ISHRS EMERG MKTS | OPT | 464286903 |  | 2076 | 45600 | SH |  | SOLE |  | 0 | 0 | 45600 |
| ISHARES              ETF FLOATING RATE BOND | ETF | 46429B655 |  | 284 | 5646 | SH |  | SOLE |  | 0 | 0 | 5646 |
| ISHARES EDGE MSCI    ETF MIN VOL USA ETF | ETF | 46429B697 |  | 2031 | 28162 | SH |  | SOLE |  | 0 | 0 | 28162 |
| ISHARES INC          ETF CORE MSCI EMERGING MKTS | ETF | 46434G103 |  | 1966 | 42105 | SH |  | SOLE |  | 0 | 0 | 42105 |
| ISHARES CORE         ETF DIVIDEND GROWTH | ETF | 46434V621 |  | 402 | 8037 | SH |  | SOLE |  | 0 | 0 | 8037 |
| ISHARES GLOBAL REIT  ETF | ETF | 46434V647 |  | 211 | 9289 | SH |  | SOLE |  | 0 | 0 | 9289 |
| ISHARES TREASURY     ETF FLOATING RATE ETF | ETF | 46434V860 |  | 411 | 8158 | SH |  | SOLE |  | 0 | 0 | 8158 |
| ISHARES TRUST        ETF ISHARES ESG AWARE MSCI USA | ETF | 46435G425 |  | 500 | 5901 | SH |  | SOLE |  | 0 | 0 | 5901 |
| JPMORGAN CHASE   CO | COM | 46625H100 |  | 6589 | 49137 | SH |  | SOLE |  | 0 | 0 | 49137 |
| JPMORGAN CHASE   CO  ETN ALERIAN MLP INDEX ETN BASED ON WAP MAT05/24/24 | COM | 46625H365 |  | 884 | 40650 | SH |  | SOLE |  | 0 | 0 | 40650 |
| JPMORGAN EQUITY TR   ETF PREMIUM INCOME FD | ETF | 46641Q332 |  | 276 | 5058 | SH |  | SOLE |  | 0 | 0 | 5058 |
| KEURIG DR PEPPER INC | COM | 49271V100 |  | 205 | 5751 | SH |  | SOLE |  | 0 | 0 | 5751 |
| KINDER MORGAN INC DEL | COM | 49456B101 |  | 3522 | 194810 | SH |  | SOLE |  | 0 | 0 | 194810 |
| CALL LAM RESEARCH CORP | OPT | 512807908 |  | 564 | 1100 | SH |  | SOLE |  | 0 | 0 | 1100 |
| CALL ELI LILLY   CO | OPT | 532457908 |  | 488 | 2500 | SH |  | SOLE |  | 0 | 0 | 2500 |
| MCKESSON CORPORATION | COM | 58155Q103 |  | 1734 | 4622 | SH |  | SOLE |  | 0 | 0 | 4622 |
| CALL MORGAN STANLEY | OPT | 617446908 |  | 3039 | 35600 | SH |  | SOLE |  | 0 | 0 | 35600 |
| NETFLIXCOM INC | ETF | 64110L106 |  | 733 | 2485 | SH |  | SOLE |  | 0 | 0 | 2485 |
| NEWMARK GRP INC CL A | COM | 65158N102 |  | 116 | 14500 | SH |  | SOLE |  | 0 | 0 | 14500 |
| NEXSTAR MEDIA GROUP INC | COM | 65336K103 |  | 369 | 2108 | SH |  | SOLE |  | 0 | 0 | 2108 |
| NVIDIA CORP | COM | 67066G104 |  | 1210 | 8279 | SH |  | SOLE |  | 0 | 0 | 8279 |
| CALL NVIDIA CORPORATION | OPT | 67066G904 |  | 518 | 2800 | SH |  | SOLE |  | 0 | 0 | 2800 |
| NUVEEN QUALITY MUN INCOME FUND | CEF | 67066V101 |  | 189 | 16041 | SH |  | SOLE |  | 0 | 0 | 16041 |
| NUVEEN MUNICIPAL CREDIT INCOME FUND | CEF | 67070X101 |  | 161 | 13311 | SH |  | SOLE |  | 0 | 0 | 13311 |
| ORACLE CORPORATION | COM | 68389X105 |  | 1681 | 20560 | SH |  | SOLE |  | 0 | 0 | 20560 |
| PARSONS CORP DEL | COM | 70202L102 |  | 705 | 15250 | SH |  | SOLE |  | 0 | 0 | 15250 |
| PAYPAL HOLDINGS INC | COM | 70450Y103 |  | 1226 | 17209 | SH |  | SOLE |  | 0 | 0 | 17209 |
| CALL PAYPAL HOLDINGS INC | OPT | 70450Y903 |  | 308 | 2800 | SH |  | SOLE |  | 0 | 0 | 2800 |
| CALL PHILLIPS 66 | OPT | 718546904 |  | 875 | 11200 | SH |  | SOLE |  | 0 | 0 | 11200 |
| PIMCO MUNICIPAL INCOME FUND II | CEF | 72200W106 |  | 156 | 17216 | SH |  | SOLE |  | 0 | 0 | 17216 |
| PIMCO MUNI INCOME FD III | CEF | 72201A103 |  | 111 | 12725 | SH |  | SOLE |  | 0 | 0 | 12725 |
| PROSHARES S P 500    ETF DIVIDEND A | ETF | 74348A467 |  | 224 | 2484 | SH |  | SOLE |  | 0 | 0 | 2484 |
| QUEST DIAGNOSTICS INC | COM | 74834L100 |  | 205 | 1310 | SH |  | SOLE |  | 0 | 0 | 1310 |
| CALL RAYTHEON TECHNOLOGI | OPT | 75513E901 |  | 406 | 6100 | SH |  | SOLE |  | 0 | 0 | 6100 |
| CALL RIO TINTO PLC | OPT | 767204900 |  | 401 | 6800 | SH |  | SOLE |  | 0 | 0 | 6800 |
| S P GLOBAL INC | COM | 78409V104 |  | 800 | 2389 | SH |  | SOLE |  | 0 | 0 | 2389 |
| CALL SPY OPTION | OPT | 78462F903 |  | 9453 | 22400 | SH |  | SOLE |  | 0 | 0 | 22400 |
| PUT SPY OPTION | OPT | 78462F953 |  | 690 | 1700 | SH |  | SOLE |  | 0 | 0 | 1700 |
| SPDR GOLD TRUST      ETF | ETF | 78463V107 |  | 772 | 4548 | SH |  | SOLE |  | 0 | 0 | 4548 |
| SPDR S P 600         ETF SMALL CAP GROWTH | ETF | 78464A201 |  | 1178 | 16313 | SH |  | SOLE |  | 0 | 0 | 16313 |
| SALESFORCE INC | COM | 79466L302 |  | 1036 | 7815 | SH |  | SOLE |  | 0 | 0 | 7815 |
| CALL SCHLUMBERGER LTD | OPT | 806857908 |  | 2089 | 65100 | SH |  | SOLE |  | 0 | 0 | 65100 |
| SELECT SECTOR SPDR F ETF HEALTH CARE | ETF | 81369Y209 |  | 2702 | 19888 | SH |  | SOLE |  | 0 | 0 | 19888 |
| ENERGY SELECT        ETF SECTOR SPDR | ETF | 81369Y506 |  | 1852 | 21177 | SH |  | SOLE |  | 0 | 0 | 21177 |
| SELECT SECTOR SPDR   ETF TR FINANCIAL | ETF | 81369Y605 |  | 1600 | 46798 | SH |  | SOLE |  | 0 | 0 | 46798 |
| INDUSTRIAL SELECT    ETF SECTOR SPDR | ETF | 81369Y704 |  | 725 | 7385 | SH |  | SOLE |  | 0 | 0 | 7385 |
| SECTOR SPDR TR       ETF TECHNOLOGY SELECT SECTOR | ETF | 81369Y803 |  | 521 | 4183 | SH |  | SOLE |  | 0 | 0 | 4183 |
| SELECT SECTOR SPDR   ETF COMMUNICATION SVCS SELECT SECTOR SPDR FD | ETF | 81369Y852 |  | 251 | 5240 | SH |  | SOLE |  | 0 | 0 | 5240 |
| SELECT SECTOR SPDR   ETF TR REAL ESTATE SELECT SECTOR SPDR FD | ETF | 81369Y860 |  | 216 | 5846 | SH |  | SOLE |  | 0 | 0 | 5846 |
| SELECT SECTOR SPDR T ETF UTILITIES SELECT SECTOR | ETF | 81369Y886 |  | 427 | 6061 | SH |  | SOLE |  | 0 | 0 | 6061 |
| CALL SELECT SECTOR SPDR | OPT | 81369Y905 |  | 2486 | 73800 | SH |  | SOLE |  | 0 | 0 | 73800 |
| CALL ENERGY SELECT | OPT | 81369Y906 |  | 4706 | 57800 | SH |  | SOLE |  | 0 | 0 | 57800 |
| SERVICENOW INC | COM | 81762P102 |  | 537 | 1382 | SH |  | SOLE |  | 0 | 0 | 1382 |
| SYNOVUS FINANCIAL CORP | COM | 87161C501 |  | 2334 | 62153 | SH |  | SOLE |  | 0 | 0 | 62153 |
| TARGET CORP | COM | 87612E106 |  | 1472 | 9876 | SH |  | SOLE |  | 0 | 0 | 9876 |
| TESLA INC | COM | 88160R101 |  | 214 | 1738 | SH |  | SOLE |  | 0 | 0 | 1738 |
| 3M CO | COM | 88579Y101 |  | 736 | 6141 | SH |  | SOLE |  | 0 | 0 | 6141 |
| TRAVELERS COS INC/ THE | COM | 89417E109 |  | 349 | 1863 | SH |  | SOLE |  | 0 | 0 | 1863 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 3067 | 5784 | SH |  | SOLE |  | 0 | 0 | 5784 |
| UNUM GROUP | COM | 91529Y106 |  | 245 | 5969 | SH |  | SOLE |  | 0 | 0 | 5969 |
| VANGUARD FINANCIALS  ETF | ETF | 92204A405 |  | 1431 | 17297 | SH |  | SOLE |  | 0 | 0 | 17297 |
| VANGUARD HEALTH CARE ETF | ETF | 92204A504 |  | 4123 | 16621 | SH |  | SOLE |  | 0 | 0 | 16621 |
| VANGUARD INDUSTRIALS ETF | ETF | 92204A603 |  | 1627 | 8907 | SH |  | SOLE |  | 0 | 0 | 8907 |
| VANGUARD SHORT-TERM  ETF TREASURY INDEX | ETF | 92206C102 |  | 305 | 5279 | SH |  | SOLE |  | 0 | 0 | 5279 |
| VANGUARD SHORT TERM  ETF CORP BD | ETF | 92206C409 |  | 227 | 3015 | SH |  | SOLE |  | 0 | 0 | 3015 |
| VANGUARD RUSSELL     ETF 2000 | ETF | 92206C664 |  | 1507 | 21414 | SH |  | SOLE |  | 0 | 0 | 21414 |
| VERIZON COMMUNICATIONS COM | COM | 92343V104 |  | 1582 | 40155 | SH |  | SOLE |  | 0 | 0 | 40155 |
| PARAMOUNT GLOBAL CL A | COM | 92556H107 |  | 264 | 13447 | SH |  | SOLE |  | 0 | 0 | 13447 |
| PARAMOUNT GLOBAL CL B | COM | 92556H206 |  | 334 | 19814 | SH |  | SOLE |  | 0 | 0 | 19814 |
| VIATRIS INC COM | COM | 92556V106 |  | 137 | 12327 | SH |  | SOLE |  | 0 | 0 | 12327 |
| VISA INC CLASS A | COM | 92826C839 |  | 5524 | 26590 | SH |  | SOLE |  | 0 | 0 | 26590 |
| CALL VISA | OPT | 92826C909 |  | 1541 | 7400 | SH |  | SOLE |  | 0 | 0 | 7400 |
| WEC ENERGY GROUP INC | COM | 92939U106 |  | 419 | 4465 | SH |  | SOLE |  | 0 | 0 | 4465 |
| CALL LOCKHEED MARTIN | OPT | 939830909 |  | 1611 | 4900 | SH |  | SOLE |  | 0 | 0 | 4900 |
| WINTRUST FINL CORP | COM | 97650W108 |  | 229 | 2708 | SH |  | SOLE |  | 0 | 0 | 2708 |
| WISDOMTREE EMERGING  ETF MARKETS HIGH DIVIDEND FD | ETF | 97717W315 |  | 262 | 7365 | SH |  | SOLE |  | 0 | 0 | 7365 |
| WISDOMTREE US MIDCAP ETF DIVIDEND FUND | ETF | 97717W505 |  | 653 | 15875 | SH |  | SOLE |  | 0 | 0 | 15875 |
| WISDOMTREE S/C DVD   ETF FD | ETF | 97717W604 |  | 395 | 13872 | SH |  | SOLE |  | 0 | 0 | 13872 |
| ZOETIS INC CLASS A | COM | 98978V103 |  | 1157 | 7897 | SH |  | SOLE |  | 0 | 0 | 7897 |
| ACCENTURE PLC IRELAND SHARES CLASS A | COM | G1151C101 |  | 1708 | 6400 | SH |  | SOLE |  | 0 | 0 | 6400 |
| CALL ACCENTURE PLC | OPT | G1151C901 |  | 1124 | 3700 | SH |  | SOLE |  | 0 | 0 | 3700 |
| BUNGE LTD | COM | G16962105 |  | 200 | 2000 | SH |  | SOLE |  | 0 | 0 | 2000 |
| EATON CORP PLC | COM | G29183103 |  | 384 | 2445 | SH |  | SOLE |  | 0 | 0 | 2445 |
| LIBERTY GLOBAL PLC SHS CL A | COM | G5480U104 |  | 251 | 13267 | SH |  | SOLE |  | 0 | 0 | 13267 |
| LIBERTY GLOBAL PLC SHS CL C | COM | G5480U120 |  | 413 | 21274 | SH |  | SOLE |  | 0 | 0 | 21274 |
| MEDTRONIC PLC | COM | G5960L103 |  | 462 | 5940 | SH |  | SOLE |  | 0 | 0 | 5940 |
| TRANE TECHNOLOGIES PLC | COM | G8994E103 |  | 596 | 3546 | SH |  | SOLE |  | 0 | 0 | 3546 |
| CHUBB LTD | COM | H1467J104 |  | 1179 | 5343 | SH |  | SOLE |  | 0 | 0 | 5343 |
| GARMIN LTD | COM | H2906T109 |  | 375 | 4066 | SH |  | SOLE |  | 0 | 0 | 4066 |
| CORE LABORATORIES INC | COM | N22717107 |  | 8095 | 399342 | SH |  | SOLE |  | 0 | 0 | 399342 |

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