# EDGAR Filing Document

**Accession Number:** 0001642122
**File Stem:** 0001437749-25-028378
**Filing Date:** 2025-9
**Character Count:** 3253
**Document Hash:** d96dfc41e50da9042116a87e8cd296ed
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001437749-25-028378.hdr.sgml**: 20250904

**ACCESSION NUMBER**: 0001437749-25-028378

**CONFORMED SUBMISSION TYPE**: 15-12G

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20250904

**DATE AS OF CHANGE**: 20250904

**EFFECTIVENESS DATE**: 20250904

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Associated Capital Group, Inc.
- **CENTRAL INDEX KEY:** 0001642122
- **STANDARD INDUSTRIAL CLASSIFICATION:** SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 15-12G
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-37387
- **FILM NUMBER:** 251293782

**BUSINESS ADDRESS:**
- **STREET 1:** 191 MASON STREET
- **CITY:** GREENWICH
- **STATE:** CT
- **ZIP:** 06830
- **BUSINESS PHONE:** 914-921-5135

**MAIL ADDRESS:**
- **STREET 1:** 191 MASON STREET
- **CITY:** GREENWICH
- **STATE:** CT
- **ZIP:** 06830

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Gabelli Securities Group, Inc.
- **DATE OF NAME CHANGE:** 20150512

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|  | <u>OMB APPROVAL</u> |
| **UNITED STATES**<br> **SECURITIES AND EXCHANGE COMMISSION**<br> **Washington, D.C. 20549** | OMB NUMBER: 3235-0167<br> Expires: August 31, 2027<br> Estimated average burden<br> Hours per response………...................................................1.50 |

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**FORM 15**

**CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER** 

**SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION** 

**OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE** 

**SECURITIES EXCHANGE ACT OF 1934.**

Commission File Number <u> 001-37387 </u>

Associated Capital Group, Inc.

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(Exact name of registrant as specified in its charter)

191 Mason Street, Greenwich, CT 06830 (203) 629-9595

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(Address, including zip code, and telephone number, including area code, of registrant's principal executive offices)

Class A Common Stock, $0.001 par value

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(Title of each class of securities covered by this Form)

None

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(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

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| | |
|:---|:---|
| Rule 12g-4(a)(1) | ☐ |
| Rule 12g-4(a)(2) | ☐ |
| Rule 12h-3(b)(1)(i) | ☒ |
| Rule 12h-3(b)(1)(ii) | ☐ |
| Rule 15d-6 | ☐ |
| Rule 15d-22(b) | ☐ |

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Approximate number of holders of record as of the certification or notice date: 160

Pursuant to the requirements of the Securities Exchange Act of 1934, Associated Capital Group, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

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| | | | |
|:---|:---|:---|:---|
| Date: | September 4, 2025 | By: | /s/ Peter D. Goldstein |
|  |  | Name: | Peter D. Goldstein |
|  |  | Title: | Chief Legal Officer |

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SEC 2069 (08-11) Potential persons who are to respond to the collection of information contained in this Form are not required to respond unless the Form displays a currently valid OMB control number.