# EDGAR Filing Document

**Accession Number:** 0001572661
**File Stem:** 0001572661-26-000045
**Filing Date:** 2026-5
**Character Count:** 2814
**Document Hash:** 97bcdb9b924be55ac937e62bb779130d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001572661-26-000045.hdr.sgml**: 20260515

**ACCESSION NUMBER**: 0001572661-26-000045

**CONFORMED SUBMISSION TYPE**: DEFA14A

**PUBLIC DOCUMENT COUNT**: 3

**FILED AS OF DATE**: 20260515

**DATE AS OF CHANGE**: 20260515

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Principal Exchange-Traded Funds
- **CENTRAL INDEX KEY:** 0001572661

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** DEFA14A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 811-23029
- **FILM NUMBER:** 26983711

**BUSINESS ADDRESS:**
- **STREET 1:** 711 HIGH STREET
- **CITY:** DES MOINES
- **STATE:** IA
- **ZIP:** 50392
- **BUSINESS PHONE:** 515-235-9328

**MAIL ADDRESS:**
- **STREET 1:** 711 HIGH STREET
- **CITY:** DES MOINES
- **STATE:** IA
- **ZIP:** 50392

## Series and Classes Contracts Data

### Principal Capital Appreciation Select ETF (Series ID: S000091386)

| Class ID   | Class Name                                | Ticker Symbol   |
|:---|:---|:---|
| C000259043 | Principal Capital Appreciation Select ETF | LCAP            |

![principalltr.jpg](principalltr.jpg)

---

| |
|:---|
| **IMMEDIATE ACTION NEEDED** |
| **PRINCIPAL CAPITAL APPRECIATION SELECT ETF** |

---

Dear Shareholder:

You are receiving this communication as you are a shareholder in the Principal Capital Appreciation Select ETF (the "Fund"). The Board of Trustees recommends that you vote FOR the proposal. It is important that you exercise your right to vote before the Special Meeting of Shareholders to be held June 25, 2026.

Shareholders are being asked to consider and approve a change to the Fund's sub-classification under the Investment Company Act of 1940, as amended, from "diversified" to "non-diversified" and to change the related fundamental investment restriction.

All communications regarding the proxy will STOP within 3 business days of you voting your shares. You can vote right now by clicking the link below:

**<< VOTE HERE >>**

Principal Exchange Traded Funds has engaged Sodali & Co. to solicit their shareholders. If you would like to vote with a live agent, you can call Sodali at:

**1-888-569-8137**

Hours of Operation:

• Monday - Friday from 10:00 a.m. to 11:00 p.m. ET

• Saturday from 12:00 p.m. to 5:00 p.m. ET

**Once you vote, all mailings and calls will stop!**

Thank you in advance for your consideration on this important vote.

Thank you,

![deannapellack2.jpg](deannapellack2.jpg)

Deanna Y. Pellack

Counsel And Secretary

PRINCIPAL EXCHANGE-TRADED FUNDS

Link to all materials <u>https://proxyvotinginfo.com/p/prinetf</u> 

The Proxy Statement contains important information about the proposal affecting your fund and therefore you are advised to read it.

PRINETF-NOBO-Edel