# EDGAR Filing Document

**Accession Number:** 0000729563
**File Stem:** 0000729563-23-000001
**Filing Date:** 2023-1
**Character Count:** 17862
**Document Hash:** 3911bc37ac7b951522926cf206e17295
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000729563-23-000001.hdr.sgml**: 20230112

**ACCESSION NUMBER**: 0000729563-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230112

**DATE AS OF CHANGE**: 20230112

**EFFECTIVENESS DATE**: 20230112

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GILL CAPITAL PARTNERS, LLC
- **CENTRAL INDEX KEY:** 0000729563
- **IRS NUMBER:** 840920092
- **STATE OF INCORPORATION:** CO
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19774
- **FILM NUMBER:** 23525447

**BUSINESS ADDRESS:**
- **STREET 1:** 600 S. CHERRY ST.
- **STREET 2:** SUITE 800
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80246-1710
- **BUSINESS PHONE:** (303) 296-6260

**MAIL ADDRESS:**
- **STREET 1:** 600 S. CHERRY ST.
- **STREET 2:** SUITE 800
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80246-1710

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GILL CAPITAL PARTNERS
- **DATE OF NAME CHANGE:** 20060303

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GILL AND ASSOCIATES, INC.
- **DATE OF NAME CHANGE:** 20020222

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GILL & ASSOCIATES INC //CO                              /BD
- **DATE OF NAME CHANGE:** 20020222

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** GILL CAPITAL PARTNERS LLC<br>**Address:** 600 S. CHERRY ST.<br>SUITE 800<br>DENVER, CO 80246-1710

**Form 13F File Number:** 028-19774

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Kelley Leland<br>**Title:** Director of Finance and Compliance<br>**Phone:** 303-296-6260

**Signature, Place, and Date of Signing:**

Kelley Leland  Denver, CO  01-12-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 126

**Form 13F Information Table Value Total:** $211908856

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AMAZON.COM INC | Stock | 023135106 |  | 615636 | 7329 | SH |  | SOLE | 0 | 7329 | 0 | 0 |
| POWERSHARES QQQ TR | ETF | 46090E103 |  | 3289623 | 12354 | SH |  | SOLE | 0 | 12354 | 0 | 0 |
| TECHNOLOGY SELECT SECTOR SPDR | ETF | 81369Y803 |  | 222865 | 1791 | SH |  | SOLE | 0 | 1790 | 0 | 0 |
| STARBUCKS CORP | Stock | 855244109 |  | 477350 | 4812 | SH |  | SOLE | 0 | 4812 | 0 | 0 |
| INVESCO BULLETSHARES 2023 HIGH YIELD CORPORATE BOND ETF | ETF | 46138J858 |  | 6967126 | 298890 | SH |  | SOLE | 0 | 298890 | 0 | 0 |
| JOHNSON  JOHNSON COM | Stock | 478160104 |  | 346886 | 1964 | SH |  | SOLE | 0 | 1963 | 0 | 0 |
| VANGUARD TOTAL STOCK MARKET ETF | ETF | 922908769 |  | 1554596 | 8131 | SH |  | SOLE | 0 | 8131 | 0 | 0 |
| BLACKROCK MUNIASSETS FD INC COM | CEF | 09254J102 |  | 573110 | 52968 | SH |  | SOLE | 0 | 52967 | 0 | 0 |
| COSTCO WHOLESALE CORP | Stock | 22160K105 |  | 538674 | 1180 | SH |  | SOLE | 0 | 1180 | 0 | 0 |
| PROCTER AND GAMBLE CO COM | Stock | 742718109 |  | 429173 | 2832 | SH |  | SOLE | 0 | 2831 | 0 | 0 |
| PUTNAM MUN OPPORTUNITIES TR SH BEN INT | CEF | 746922103 |  | 349663 | 32227 | SH |  | SOLE | 0 | 32227 | 0 | 0 |
| INVESCO BULLETSHARES 2025 CORPORATE BOND ETF | ETF | 46138J825 |  | 4076933 | 202430 | SH |  | SOLE | 0 | 202429 | 0 | 0 |
| UNITED PARCEL SERVICE INC | Stock | 911312106 |  | 241985 | 1392 | SH |  | SOLE | 0 | 1392 | 0 | 0 |
| ADVANCED EMISSIONS SOLUTIONS I COM | Stock | 00770C101 |  | 43310 | 17823 | SH |  | SOLE | 0 | 17823 | 0 | 0 |
| ISHARES U.S. FINANCIALS ETF | ETF | 464287788 |  | 420368 | 5570 | SH |  | SOLE | 0 | 5570 | 0 | 0 |
| SPDR S 500 ETF | ETF | 78462F103 |  | 268801 | 703 | SH |  | SOLE | 0 | 702 | 0 | 0 |
| AURORA CANNABIS INC COM | Stock | 05156X884 |  | 23959 | 25969 | SH |  | SOLE | 0 | 25969 | 0 | 0 |
| GUGGENHEIM STRATEGIC OPPORTUNITY FUND | CEF | 40167F101 |  | 209442 | 13761 | SH |  | SOLE | 0 | 13761 | 0 | 0 |
| ISHARES TIPS BOND ETF | ETF | 464287176 |  | 1028682 | 9664 | SH |  | SOLE | 0 | 9664 | 0 | 0 |
| INVESCO BULLETSHARES 2024 HIGH YIELD CORPORATE BOND ETF | ETF | 46138J833 |  | 3214847 | 145337 | SH |  | SOLE | 0 | 145336 | 0 | 0 |
| BROOKFIELD REAL ASSETS INCOME SHS BEN INT | CEF | 112830104 |  | 626403 | 38787 | SH |  | SOLE | 0 | 38786 | 0 | 0 |
| INSIGHT SELECT INCOME FD COM | CEF | 45781W109 |  | 239659 | 15861 | SH |  | SOLE | 0 | 15860 | 0 | 0 |
| PEPSICO INC COM | Stock | 713448108 |  | 359694 | 1991 | SH |  | SOLE | 0 | 1991 | 0 | 0 |
| WESTPORT INNOVATION | Stock | 960908309 |  | 63500 | 81957 | SH |  | SOLE | 0 | 81957 | 0 | 0 |
| FORD MOTOR COMPANY | Stock | 345370860 |  | 153200 | 13173 | SH |  | SOLE | 0 | 13172 | 0 | 0 |
| PROSHARES LARGE CAP CORE PLUS | ETF | 74347R248 |  | 4333905 | 96502 | SH |  | SOLE | 0 | 96502 | 0 | 0 |
| SCHWAB ETFS- US SMALL-CAP ETF | ETF | 808524607 |  | 4518225 | 111534 | SH |  | SOLE | 0 | 111533 | 0 | 0 |
| SCHWAB INTERNATIONAL EQUITY ETF | ETF | 808524805 |  | 2717883 | 84380 | SH |  | SOLE | 0 | 84380 | 0 | 0 |
| SCHWAB STRATEGIC TR US LRG CAP ETF | ETF | 808524201 |  | 380462 | 8427 | SH |  | SOLE | 0 | 8426 | 0 | 0 |
| JPMORGAN ULTRA-SHORT INCOME ETF | ETF | 46641Q837 |  | 517743 | 10328 | SH |  | SOLE | 0 | 10328 | 0 | 0 |
| INVESCO BULLETSHARES 2025 HIGH YIELD CORPORATE BOND ETF | ETF | 46138J817 |  | 283052 | 12802 | SH |  | SOLE | 0 | 12801 | 0 | 0 |
| SCHWAB US LARGE CAP GROWTH ETF | ETF | 808524300 |  | 7873538 | 141712 | SH |  | SOLE | 0 | 141712 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 084670702 |  | 1280082 | 4144 | SH |  | SOLE | 0 | 4144 | 0 | 0 |
| SCHWAB EMERGING MARKET EQ ETF | ETF | 808524706 |  | 536054 | 22647 | SH |  | SOLE | 0 | 22647 | 0 | 0 |
| GOOGLE INC | Stock | 02079K305 |  | 854331 | 9683 | SH |  | SOLE | 0 | 9683 | 0 | 0 |
| INTUIT COM | Stock | 461202103 |  | 293083 | 753 | SH |  | SOLE | 0 | 753 | 0 | 0 |
| MICROSOFT | Stock | 594918104 |  | 1836389 | 7657 | SH |  | SOLE | 0 | 7657 | 0 | 0 |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | ETF | 46138J791 |  | 8817286 | 465907 | SH |  | SOLE | 0 | 465906 | 0 | 0 |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - JULY | ETF | 45782C813 |  | 1666035 | 55185 | SH |  | SOLE | 0 | 55185 | 0 | 0 |
| VANGUARD SMALL CAP ETF | ETF | 922908751 |  | 2860116 | 15583 | SH |  | SOLE | 0 | 15583 | 0 | 0 |
| VANGUARD MID CAP | ETF | 922908629 |  | 4621147 | 22674 | SH |  | SOLE | 0 | 22673 | 0 | 0 |
| VANGUARD LARGE-CAP ETF | ETF | 922908637 |  | 1233510 | 7081 | SH |  | SOLE | 0 | 7081 | 0 | 0 |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - OCTOBER | ETF | 45782C797 |  | 2997227 | 99675 | SH |  | SOLE | 0 | 99675 | 0 | 0 |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - SEPTEMBER | ETF | 45782C656 |  | 3020185 | 103245 | SH |  | SOLE | 0 | 103245 | 0 | 0 |
| NUVEEN TAXABLE MUNICPAL INM FD COM | CEF | 67074C103 |  | 2372821 | 148673 | SH |  | SOLE | 0 | 148672 | 0 | 0 |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - JANUARY | ETF | 45782C508 |  | 5626142 | 178551 | SH |  | SOLE | 0 | 178551 | 0 | 0 |
| VANGUARD INFORMATION TECHNOLOGY | ETF | 92204A702 |  | 527027 | 1650 | SH |  | SOLE | 0 | 1650 | 0 | 0 |
| SCHWAB US LARGE CAP VALUE ETF | ETF | 808524409 |  | 7064397 | 107004 | SH |  | SOLE | 0 | 107003 | 0 | 0 |
| PUTNAM MASTER INTER INCOME TR SH BEN INT | CEF | 746909100 |  | 559540 | 174856 | SH |  | SOLE | 0 | 174856 | 0 | 0 |
| WESTERN ASSET MUN HIGH INCOME COM | CEF | 95766N103 |  | 258224 | 40474 | SH |  | SOLE | 0 | 40474 | 0 | 0 |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - APRIL | ETF | 45782C870 |  | 1560832 | 55603 | SH |  | SOLE | 0 | 55603 | 0 | 0 |
| VANGUARD S 500 ETF | ETF | 922908363 |  | 613440 | 1746 | SH |  | SOLE | 0 | 1746 | 0 | 0 |
| GENERAL MOTORS CORP | Stock | 37045V100 |  | 267707 | 7958 | SH |  | SOLE | 0 | 7958 | 0 | 0 |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - JUNE | ETF | 45782C748 |  | 552859 | 18597 | SH |  | SOLE | 0 | 18597 | 0 | 0 |
| INNOVATOR INTERNATIONAL DEVELOPED POWER BUFFER ETF - JULY | ETF | 45782C722 |  | 220282 | 9240 | SH |  | SOLE | 0 | 9240 | 0 | 0 |
| KINROSS GOLD CORP NEW COM | Stock | 496902404 |  | 43767 | 10701 | SH |  | SOLE | 0 | 10701 | 0 | 0 |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - AUGUST | ETF | 45782C680 |  | 1292023 | 45574 | SH |  | SOLE | 0 | 45574 | 0 | 0 |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | ETF | 46138J577 |  | 9981433 | 561543 | SH |  | SOLE | 0 | 561543 | 0 | 0 |
| SCHWAB US MID-CAP ETF | ETF | 808524508 |  | 4295552 | 65471 | SH |  | SOLE | 0 | 65470 | 0 | 0 |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - NOVEMBER | ETF | 45782C573 |  | 2923781 | 96846 | SH |  | SOLE | 0 | 96846 | 0 | 0 |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - DECEMBER | ETF | 45782C540 |  | 1913528 | 64019 | SH |  | SOLE | 0 | 64019 | 0 | 0 |
| PIMCO CORPORATE  INCOME OPPOR COM | CEF | 72201B101 |  | 224419 | 18686 | SH |  | SOLE | 0 | 18686 | 0 | 0 |
| INNOVATOR INTERNATIONAL DEVELOPED POWER BUFFER ETF - JANUARY | ETF | 45782C524 |  | 313469 | 11736 | SH |  | SOLE | 0 | 11736 | 0 | 0 |
| POWERSHARES ETF SENIOR LOAN PORT NYSE ARCA INC | ETF | 46138G508 |  | 706112 | 34394 | SH |  | SOLE | 0 | 34394 | 0 | 0 |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - FEBRUARY | ETF | 45782C417 |  | 1500514 | 52835 | SH |  | SOLE | 0 | 52835 | 0 | 0 |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - MARCH | ETF | 45782C383 |  | 3414182 | 111138 | SH |  | SOLE | 0 | 111138 | 0 | 0 |
| ISHARES U.S. OIL  GAS EXPLORATION  PRODUCTION ETF | ETF | 464288851 |  | 592261 | 6378 | SH |  | SOLE | 0 | 6378 | 0 | 0 |
| AFLAC INC COM | Stock | 001055102 |  | 288479 | 4010 | SH |  | SOLE | 0 | 4010 | 0 | 0 |
| PUTNAM MANAGED MUN INCOME TR | CEF | 746823103 |  | 385909 | 61451 | SH |  | SOLE | 0 | 61450 | 0 | 0 |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - MAY | ETF | 45782C318 |  | 2975293 | 105920 | SH |  | SOLE | 0 | 105920 | 0 | 0 |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - JULY | ETF | 45782C284 |  | 846983 | 34958 | SH |  | SOLE | 0 | 34958 | 0 | 0 |
| DELAWARE INVTS NATL MUN INCOME SH BEN INT | CEF | 24610T108 |  | 198990 | 19189 | SH |  | SOLE | 0 | 19189 | 0 | 0 |
| SPDR NUVEEN BLOOMBERG HIGH YIELD MUNICIPAL BOND ETF | ETF | 78464A284 |  | 303124 | 6190 | SH |  | SOLE | 0 | 6190 | 0 | 0 |
| ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP | Stock | 29273V100 |  | 141930 | 11957 | SH |  | SOLE | 0 | 11957 | 0 | 0 |
| BLACKROCK ENHANCED DIVID ACHIEVERS TR COM | CEF | 09251A104 |  | 157486 | 17479 | SH |  | SOLE | 0 | 17479 | 0 | 0 |
| DIMENSIONAL U.S. EQUITY ETF | ETF | 25434V401 |  | 366088 | 8798 | SH |  | SOLE | 0 | 8798 | 0 | 0 |
| PIMCO MUN INCOME FD II COM | CEF | 72200W106 |  | 1025669 | 113459 | SH |  | SOLE | 0 | 113459 | 0 | 0 |
| HERSHEY CO COM | Stock | 427866108 |  | 271766 | 1174 | SH |  | SOLE | 0 | 1173 | 0 | 0 |
| INVESCO BULLETSHARES 2031 CORPORATE BOND ETF | ETF | 46138J429 |  | 326025 | 20700 | SH |  | SOLE | 0 | 20700 | 0 | 0 |
| VANGUARD VALUE ETF | ETF | 922908744 |  | 4981441 | 35488 | SH |  | SOLE | 0 | 35487 | 0 | 0 |
| VANGUARD GROWTH ETF | ETF | 922908736 |  | 6002879 | 28168 | SH |  | SOLE | 0 | 28167 | 0 | 0 |
| NUVEEN QUALITY PFD INCOME FD 2 | CEF | 67072C105 |  | 106747 | 15698 | SH |  | SOLE | 0 | 15698 | 0 | 0 |
| NUVEEN REAL ASSET INCOME  GRO COM | CEF | 67074Y105 |  | 139604 | 11932 | SH |  | SOLE | 0 | 11932 | 0 | 0 |
| PIMCO DYNAMIC INCOME FD SHS | CEF | 72201Y101 |  | 3854022 | 208551 | SH |  | SOLE | 0 | 208551 | 0 | 0 |
| AMERICAN AIRLS GROUP INC COM | Stock | 02376R102 |  | 211381 | 16618 | SH |  | SOLE | 0 | 16618 | 0 | 0 |
| ALPS ETF TR SECTOR DIVIDEND DOGS ETF | ETF | 00162Q858 |  | 247169 | 4805 | SH |  | SOLE | 0 | 4805 | 0 | 0 |
| BNY MELLON MUN INCOME INC COM | CEF | 05589T104 |  | 147292 | 23529 | SH |  | SOLE | 0 | 23529 | 0 | 0 |
| BLACKROCK MUN TARGET TERM TR COM SHS BEN IN | CEF | 09257P105 |  | 4092875 | 192244 | SH |  | SOLE | 0 | 192244 | 0 | 0 |
| FEDERATED HERMES PREM MUNI INM COM | CEF | 31423P108 |  | 1146987 | 109237 | SH |  | SOLE | 0 | 109236 | 0 | 0 |
| INVESCO TR INVT GRADE MUNS COM | CEF | 46131M106 |  | 117491 | 11691 | SH |  | SOLE | 0 | 11690 | 0 | 0 |
| BROADCOM INC COM | Stock | 11135F101 |  | 231480 | 414 | SH |  | SOLE | 0 | 414 | 0 | 0 |
| BLACKROCK FLOATING RATE INCOME COM | CEF | 09255X100 |  | 213118 | 18927 | SH |  | SOLE | 0 | 18927 | 0 | 0 |
| NUVEEN PFD  INCOME TERM FD COM | CEF | 67075A106 |  | 220080 | 11845 | SH |  | SOLE | 0 | 11845 | 0 | 0 |
| KROGER CO COM | Stock | 501044101 |  | 6554241 | 147022 | SH |  | SOLE | 0 | 147022 | 0 | 0 |
| NVIDIA CORPORATION COM | Stock | 67066G104 |  | 364347 | 2493 | SH |  | SOLE | 0 | 2493 | 0 | 0 |
| NUVEEN FLOATING RATE INCOME FD COM | CEF | 67072T108 |  | 170034 | 21469 | SH |  | SOLE | 0 | 21469 | 0 | 0 |
| MARKET VECTORS ETF TR BUSINESS DEVELOPMENT CO ETF | ETF | 92189F411 |  | 197145 | 13933 | SH |  | SOLE | 0 | 13932 | 0 | 0 |
| FIRST TRUST PREFERRED SECURITIES  INCOME ETF | ETF | 33739E108 |  | 4597205 | 273643 | SH |  | SOLE | 0 | 273643 | 0 | 0 |
| NUVEEN QUALITY MUNCP INCOME FD COM | CEF | 67066V101 |  | 10022660 | 849378 | SH |  | SOLE | 0 | 849378 | 0 | 0 |
| STRYKER CORP | Stock | 863667101 |  | 310443 | 1270 | SH |  | SOLE | 0 | 1269 | 0 | 0 |
| MCDONALDS CORP COM | Stock | 580135101 |  | 213632 | 811 | SH |  | SOLE | 0 | 810 | 0 | 0 |
| ENERGY SELECT SECTOR SPDR | ETF | 81369Y506 |  | 530243 | 6062 | SH |  | SOLE | 0 | 6062 | 0 | 0 |
| CLEAN ENERGY FUELS CORP COM | Stock | 184499101 |  | 62176 | 11957 | SH |  | SOLE | 0 | 11957 | 0 | 0 |
| ISHARES S 500 INDEX | ETF | 464287200 |  | 283547 | 738 | SH |  | SOLE | 0 | 738 | 0 | 0 |
| VANGUARD FTSE DEVELOPED MARKETS ETF | ETF | 921943858 |  | 5697822 | 135759 | SH |  | SOLE | 0 | 135759 | 0 | 0 |
| VANGUARD FTSE EMERGING MARKETS ETF | ETF | 922042858 |  | 1488489 | 38186 | SH |  | SOLE | 0 | 38185 | 0 | 0 |
| VANGUARD HIGH DIVIDEND YIELD | ETF | 921946406 |  | 306108 | 2829 | SH |  | SOLE | 0 | 2828 | 0 | 0 |
| ALPHABET INC CAP STK CL C | Stock | 02079K107 |  | 754294 | 8501 | SH |  | SOLE | 0 | 8501 | 0 | 0 |
| NUVEEN AMT FREE QLTY MUN INCME COM | CEF | 670657105 |  | 9112251 | 801429 | SH |  | SOLE | 0 | 801429 | 0 | 0 |
| WILLIAMS COS INC COM | Stock | 969457100 |  | 436027 | 13253 | SH |  | SOLE | 0 | 13253 | 0 | 0 |
| VANGUARD DIVIDEND APPRECIATION ETF | ETF | 921908844 |  | 236430 | 1557 | SH |  | SOLE | 0 | 1557 | 0 | 0 |
| ANTERO RESOURCES CORP COM | Stock | 03674X106 |  | 258333 | 8336 | SH |  | SOLE | 0 | 8336 | 0 | 0 |
| NUVEEN SR INCOME FD COM | CEF | 67067Y104 |  | 733904 | 159892 | SH |  | SOLE | 0 | 159891 | 0 | 0 |
| PIMCO MUN INCOME FD III COM | CEF | 72201A103 |  | 3743556 | 429800 | SH |  | SOLE | 0 | 429799 | 0 | 0 |
| INVESCO MUN OPPORTUNITY TR COM | CEF | 46132C107 |  | 108851 | 10984 | SH |  | SOLE | 0 | 10983 | 0 | 0 |
| INVESCO BULLETSHARES 2024 CORPORATE BOND ETF | ETF | 46138J841 |  | 690450 | 33705 | SH |  | SOLE | 0 | 33705 | 0 | 0 |
| PIMCO MUN INCOME FD COM | CEF | 72200R107 |  | 4224993 | 405081 | SH |  | SOLE | 0 | 405080 | 0 | 0 |
| DNP SELECT INCOME FD INC COM | CEF | 23325P104 |  | 377100 | 33520 | SH |  | SOLE | 0 | 33520 | 0 | 0 |
| ANTERO MIDSTREAM CORP COM | Stock | 03676B102 |  | 255777 | 23705 | SH |  | SOLE | 0 | 23705 | 0 | 0 |
| SPDR PORTFOLIO S 500 VALUE ETF | ETF | 78464A508 |  | 218640 | 5622 | SH |  | SOLE | 0 | 5622 | 0 | 0 |
| EXXON MOBIL CORP COM | Stock | 30231G102 |  | 660343 | 5987 | SH |  | SOLE | 0 | 5986 | 0 | 0 |
| SHOPIFY INC CL A | Stock | 82509L107 |  | 202915 | 5846 | SH |  | SOLE | 0 | 5846 | 0 | 0 |
| CHARLES SCHWAB CORP | Stock | 808513105 |  | 4137212 | 49690 | SH |  | SOLE | 0 | 49690 | 0 | 0 |
| APPLE INC | Stock | 037833100 |  | 1711683 | 13174 | SH |  | SOLE | 0 | 13173 | 0 | 0 |
| ISHARES TR RUSSELL 1000 INDEX ETF | ETF | 464287622 |  | 245194 | 1165 | SH |  | SOLE | 0 | 1164 | 0 | 0 |
| ISHARES RUSSELL 1000 VALUE ETF | ETF | 464287598 |  | 202453 | 1335 | SH |  | SOLE | 0 | 1335 | 0 | 0 |

---