# EDGAR Filing Document

**Accession Number:** 0001518042
**File Stem:** 0001580642-26-003079
**Filing Date:** 2026-5
**Character Count:** 7458
**Document Hash:** ebc212ee8e1aa498abf710d3f14c88b8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001580642-26-003079.hdr.sgml**: 20260507

**ACCESSION NUMBER**: 0001580642-26-003079

**CONFORMED SUBMISSION TYPE**: DEFA14A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20260507

**DATE AS OF CHANGE**: 20260507

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NORTHERN LIGHTS FUND TRUST II
- **CENTRAL INDEX KEY:** 0001518042

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** DEFA14A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 811-22549
- **FILM NUMBER:** 26954848

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 631-470-2600

**MAIL ADDRESS:**
- **STREET 1:** 4221 NORTH 203RD STREET, SUITE 100
- **CITY:** ELKHORN
- **STATE:** NE
- **ZIP:** 68022

## Series and Classes Contracts Data

### Al Frank Fund (Series ID: S000039632)

| Class ID   | Class Name                  | Ticker Symbol   |
|:---|:---|:---|
| C000122237 | Al Frank Fund Advisor Class | VALAX           |

**UNITED STATES SECURITIES AND EXCHANGE COMMISSION<br>** 

<br> **FORM 14A**

**Proxy Statement Pursuant to Section 14(a) of the<br> Securities Act of 1934 (Amendment No. _____)**

Filed by a Party other than the Registrant □

Filed by the Registrant 🗷

Check the appropriate box:

◻ Preliminary Proxy Statement

□ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

□ Definitive Proxy Statement

⌧ Definitive Additional Materials

□ Soliciting Material Pursuant to §240.14a-12

**NORTHERN LIGHTS FUND TRUST II**

(Exact Name of Registrant as Specified in Charter)<br> (Name of Person(s) Filing Proxy Statement, if other than the Registrant)

Payment of Filing Fee (Check the appropriate box):

🗷 No fee required.

□ Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1) Title of each class of securities to which transaction applies:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2) Aggregate number of securities to which transaction applies:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which
the filing fee is calculated and state how it was determined):

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(4) Proposed maximum aggregate value of transaction:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(5) Total fee paid:

□ Fee paid previously with preliminary materials:

□ Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting
fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1) Amount Previously Paid:

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(4) Date Filed:

**NORTHERN LIGHTS FUND TRUST II<br> AL FRANK FUND**

(the "Fund")

225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246

**supplement dated May 7, 2026**

**to the PROXY STATEMENT**

**FOR THE SPECIAL MEETING OF SHAREHOLDERS**

**Scheduled to Be Held On March 31, 2026**

**and adjourned to May 21, 2026**

The following information relates to the proxy statement dated March 12, 2026 (the "Proxy Statement") of Northern Lights Fund Trust II (the "Trust") for Al Frank Fund (the "Fund") for use at the Special Meeting of Shareholders of the Fund to be held at the offices of Ultimus Fund Solutions, LLC, 80 Arkay Drive, Suite 110, Hauppauge, NY 11788, originally scheduled to be held on March 31, 2026, at 10:00 a.m. Eastern Time, and then adjourned to April 30, 2026, (the "Special Meeting"). The Special Meeting has been further adjourned to May 21, 2026.

The information contained in this supplement amends, supplements, and, to the extent inconsistent, supersedes the corresponding information, as applicable, in the Proxy Statement. Except as specifically amended or supplemented by the information contained in this supplement, all information set forth in the Proxy Statement remains accurate and should be considered in casting your vote at the Special Meeting. Capitalized terms used without definition below have the meanings given to them in the Proxy Statement.

**<u>The following information supplements the information contained in the Proxy Statement</u>**:

*Effective immediately, John Buckingham and Jason Clark no longer manage the Fund, and all references to Mr. Buckingham and Mr. Clark in the Proxy Statement are removed in their entirety. Accordingly, the 4<sup>th</sup>, 5<sup>th</sup> and 6<sup>th</sup> paragraphs in the "Information about Kovitz and the New Adviser" section of the Proxy Statement are deleted and replaced with the following:* 

Effective April 27, 2026, the Fund's portfolio manager is Robert Schundler. Mr. Schundler is principally responsible for the day-to-day management of the Fund's portfolio. He is supported by an investment committee.

Robert Schundler — Director of Research of the New Adviser and portfolio manager of the Fund. Mr. Schundler has been a portfolio manager of the Fund since April 2026. Mr. Schundler joined the New Adviser in 2005. Mr. Schundler has more than 20 years of experience in the industry comprising different roles within the investment management space. Mr. Schundler received a Bachelor of Arts degree from Cornell University and a Masters of Business Administration from Boston College. Mr. Schundler holds the Chartered Financial Analyst® designation and is a member of the CFA Institute and the Boston Security Analysts Society.

*The following is added to the end of the section "Board Approval of the Investment Advisory Agreement - Factors Considered in Approving the Advisory Agreements"*

On April 30, 2026, the Board held a special meeting (the "Special Meeting") with the New Adviser to discuss changes to the portfolio management of the Fund. The Board reviewed a memorandum from the New Adviser provided in advance of the Meeting and discussed the departures of Mr. Buckingham and Mr. Clark, the selection of Robert Schundler as the Fund's new portfolio manager and the New Adviser's plan for managing the Fund going forward. After discussion, it was the consensus of the Board that while the Board considered continuity of portfolio management as a factor in approving the New Advisory Agreement, this factor was just one of the many factors considered and was not necessarily a decisive factor in its approval. Additionally, the Board noted that while the portfolio managers had changed, others involved in supporting the investment management process remained with the New Adviser and would continue to support the Fund. Accordingly, it was the consensus of the Board to re-confirm its prior decision to approve the New Advisory Agreement.

\*\*\*

The Fund has adjourned the April 30, 2026 meeting to May 21, 2026 to provide shareholders additional time to consider this information. Shareholders may continue to vote or modify or withdraw a prior vote up until the time of the new meeting date by following the voting instructions in the Proxy Statement.