# EDGAR Filing Document

**Accession Number:** 0000312272
**File Stem:** 0000312272-23-000008
**Filing Date:** 2023-2
**Character Count:** 2727
**Document Hash:** 706a5e6e44ecce88dec73c1cf31714da
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000312272-23-000008.hdr.sgml**: 20230227

**ACCESSION NUMBER**: 0000312272-23-000008

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230227

**DATE AS OF CHANGE**: 20230227

**EFFECTIVENESS DATE**: 20230227

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** COMMONWEALTH EQUITY SERVICES, LLC
- **CENTRAL INDEX KEY:** 0000312272
- **IRS NUMBER:** 042675571
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-24040
- **FILM NUMBER:** 23675476

**BUSINESS ADDRESS:**
- **STREET 1:** 29 SAWYER ROAD
- **CITY:** WALTHAM
- **STATE:** MA
- **ZIP:** 02453-3483
- **BUSINESS PHONE:** 781-736-0700

**MAIL ADDRESS:**
- **STREET 1:** 29 SAWYER ROAD
- **STREET 2:** ONE UNIVERSITY OFFICE PARK
- **CITY:** WALTHAM
- **STATE:** MA
- **ZIP:** 02453-3483

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** COMMONWEALTH EQUITY SERVICES, LLC.
- **DATE OF NAME CHANGE:** 20170807

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** COMMONWEALTH EQUITY SERVICES, LLC
- **DATE OF NAME CHANGE:** 20170804

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** COMMONWEALTH EQUITY SERVICES, INC.
- **DATE OF NAME CHANGE:** 20101201

### Attached PDF Documents

**Attachment 1:** `cfnpub2022.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000312272

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** COMMONWEALTH EQUITY SERVICES, LLC

**Business Address:** 29 SAWYER ROAD, WALTHAM, MA, 02453-3483

**Contact Person:** Keith Dennis

**Contact Phone:** 7812094207

### Independent Public Accountant Identification

**Accountant Name:** RSM US LLP

**Accountant Address:** 80 City Square, Boston, MA, 02129

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Jonathan Cleasby**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **COMMONWEALTH EQUITY SERVICES, LLC**, as of **12-31-2022**, are true and correct.

**Signature:** Jonathan Cleasby

**Title:** Chief Financial Officer

**Notarized:** Yes