# EDGAR Filing Document

**Accession Number:** 0001305773
**File Stem:** 0001305773-23-000015
**Filing Date:** 2023-3
**Character Count:** 17784
**Document Hash:** e7c418b4634756a50fde3b1b3b8a3ce2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001305773-23-000015.hdr.sgml**: 20230301

**ACCESSION NUMBER**: 0001305773-23-000015

**CONFORMED SUBMISSION TYPE**: S-8

**PUBLIC DOCUMENT COUNT**: 5

**FILED AS OF DATE**: 20230301

**DATE AS OF CHANGE**: 20230301

**EFFECTIVENESS DATE**: 20230301

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Conformis Inc
- **CENTRAL INDEX KEY:** 0001305773
- **STANDARD INDUSTRIAL CLASSIFICATION:** ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** S-8
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 333-270177
- **FILM NUMBER:** 23693751

**BUSINESS ADDRESS:**
- **STREET 1:** 600 TECHNOLOGY DRIVE
- **CITY:** BILLERICA
- **STATE:** MA
- **ZIP:** 01821
- **BUSINESS PHONE:** (781) 345-9001

**MAIL ADDRESS:**
- **STREET 1:** 600 TECHNOLOGY DRIVE
- **CITY:** BILLERICA
- **STATE:** MA
- **ZIP:** 01821

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ConforMIS Inc
- **DATE OF NAME CHANGE:** 20041013

**Registration No. 333-** 

**As filed with the Securities and Exchange Commission on March 1, 2023 &nbsp;&nbsp;&nbsp;&nbsp;** 

**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION** 

**WASHINGTON, D.C. 20549** 

**FORM S-8** 

**REGISTRATION STATEMENT** 

***UNDER***

***THE SECURITIES ACT OF 1933***

**Conformis, Inc.**

**(Exact Name of Registrant as Specified in Its Charter)** 

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| | |
|:---|:---|
| **Delaware** | **56-2463152** |
| **(State or Other Jurisdiction of Incorporation or Organization)**  | **(I.R.S. Employer Identification No.)** |

---

**600 Technology Park Drive, 4**<sup>th</sup> **Floor**

**Billerica, MA 01821**

**(Address of Principal Executive Offices) (Zip Code)** 

**2015 Stock Incentive Plan, as amended**

**(Full Title of the Plan)** 

**Mark A. Augusti**

**President and Chief Executive Officer** 

**Conformis, Inc.**

**600 Technology Park Drive, 4**<sup>th</sup> **Floor**

**Billerica, MA 01821**

**(Name and Address of Agent for Service)** 

**(781) 345-9001** 

**(Telephone Number, Including Area Code, of Agent For Service)** 

***Copy to:***

**Brian O'Fahey**

**Hogan Lovells US LLP**

**Columbia Square**

**555 Thirteenth Street, NW**

**Washington, DC 20004**

**(202) 637-5600** 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of "large accelerated filer," "accelerated filer," "smaller reporting company" and "emerging growth company"

------

in Rule 12b-2 of the Exchange Act.

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| | | | |
|:---|:---|:---|:---|
| Large accelerated filer | ◻ | Accelerated filer | ◻ |
| Non-accelerated filer | ☑ | Smaller reporting company | 🗹 |
| | | Emerging growth company | ◻ |
| If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. | If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. | If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. | ◻ |

---

**EXPLANATORY NOTE**

**This Registration Statement on Form S-8 relating to an aggregate of 120,000 shares of common stock, $0.00001 par value per share, issuable under the 2015 Stock Incentive Plan, as amended, of Conformis, Inc. (the "Registrant"), registers additional securities of the same class as other securities for which a registration statement filed on Form S-8 of the Registrant has previously been filed and is effective. Accordingly, the information contained in each of the Registrant's Registration Statement on Form S-8 (SEC File No. 333-205477), the Registrant's Registration Statement on Form S-8 (SEC File No. 333-217872), the Registrant's Registration Statement on Form S-8 (SEC File No. 333-223802), the Registrant's Registration Statement on Form S-8 (SEC File No. 333-229215), the Registrant's Registration Statement on Form S-8 (SEC File No. 333-236849), the Registrant's Registration Statement on Form S-8 (SEC File No. 333-253879) and the Registrant's Registration Statement on Form S-8 (SEC File No. 333-263231) is hereby incorporated by reference pursuant to General Instruction E, except for "Item 8. Exhibits" with respect to which the Exhibit Index is incorporated herein by reference.**

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**PART II**

**INFORMATION REQUIRED IN THE REGISTRATION STATEMENT**

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| | |
|:---|:---|
| **Item 8.** | <u>Exhibits</u>.  |

---

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| | |
|:---|:---|
| Exhibit <br>No. | Description of Exhibit |
| <u>[3.1](http://www.sec.gov/Archives/edgar/data/1305773/000104746915004962/a2224663zex-3_2.htm)</u> | <u>[Restated Certificate of Incorporation of the Registrant (incorporated by reference to Exhibit 3.1 to the Registrant's current report on Form 8-K (File No. 001-37474) filed on July 8, 2015)](https://www.sec.gov/Archives/edgar/data/1305773/000104746915004962/a2224663zex-3_2.htm)</u> |
| <u>[3.2](http://www.sec.gov/Archives/edgar/data/1305773/000130577318000037/ex31_amendmenttorestatedce.htm)</u> | <u>[Articles of Amendment to Restated Certificate of Incorporation of the Registrant dated May 1, 2018 (incorporated by reference to Exhibit 3.1 to the Registrant's Quarterly Report on Form 10-Q (File No. 001-37474) filed on May 4, 2018)](https://www.sec.gov/Archives/edgar/data/1305773/000130577318000037/ex31_amendmenttorestatedce.htm)</u> |
| <u>[3.3](http://www.sec.gov/Archives/edgar/data/1305773/000130577321000055/ex-31_certificateofamendme.htm)</u> | <u>[Certificate of Amendment to Restated Certificate of Incorporation of the Registrant dated May 25, 2021 (incorporated by reference to Exhibit 3.1 to the Registrant's current report on Form 8-K (File No. 001-37474) filed on May 27, 2021)](https://www.sec.gov/Archives/edgar/data/1305773/000130577321000055/ex-31_certificateofamendme.htm)</u> |
| <u>[3.4](https://www.sec.gov/Archives/edgar/data/1305773/000130577322000091/cfms-20221109.htm)</u> | <u>[Certificate of Amendment of the Restated Certificate of Incorporation of Conformis, Inc., effective November 9, 2022 (incorporated by referenced to Exhibit 3](https://www.sec.gov/Archives/edgar/data/1305773/000130577322000091/cfms-20221109.htm)[.](https://www.sec.gov/Archives/edgar/data/1305773/000130577322000091/cfms-20221109.htm)[1 to the Registrant's current report on Form 8-K (File No.) filed on November 9, 2022)](https://www.sec.gov/Archives/edgar/data/1305773/000130577322000091/cfms-20221109.htm)</u> |
| <u>[3.5](http://www.sec.gov/Archives/edgar/data/1305773/000104746915004962/a2224663zex-3_4.htm)</u> | <u>[Amended and Restated Bylaws of the Registrant (incorporated by reference to Exhibit 3.2 to the Registrant's current report on Form 8-K (File No. 001-37474) filed on July 8, 2015)](https://www.sec.gov/Archives/edgar/data/1305773/000104746915004962/a2224663zex-3_4.htm)</u> |
| <u>[5.1](exhibit51hlopinionof3-1x23.htm)</u> | <u>[Opinion of Hogan Lovells US LLP](exhibit51hlopinionof3-1x23.htm)</u> |
| <u>[10.1](https://www.sec.gov/Archives/edgar/data/1305773/000130577321000055/ex-101_amended2015stockinc.htm)</u> | <u>[Conformis, Inc. 2015 Stock Incentive Plan, as amended (incorporated by reference to Exhibit 10.1 to the Registrant's current report on Form 8-K filed on May 27, 2021)](https://www.sec.gov/Archives/edgar/data/1305773/000130577321000055/ex-101_amended2015stockinc.htm)</u> |
| <u>[23.1](exhibit51hlopinionof3-1x23.htm)</u> | <u>[Consent of Hogan Lovells LLP (included in Exhibit 5.1)](exhibit51hlopinionof3-1x23.htm)</u> |
| <u>[23.2](ex-232_consentxofxgrantxth.htm)</u> | <u>[Consent of Grant Thornton LLP](ex-232_consentxofxgrantxth.htm)</u> |
| <u>[24.1](#i44b25fbb3fa143e9a0f984abf127b5ae_7)</u> | <u>[Power of Attorney (included as part of the signature page of this Registration Statement)](#i44b25fbb3fa143e9a0f984abf127b5ae_7)</u> |
| <u>[107](cfms-formsx8filingfeetable.htm)</u> | <u>[Filing Fee Table](cfms-formsx8filingfeetable.htm)</u> |

---

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**SIGNATURES** 

Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the Town of Billerica, Commonwealth of Massachusetts, on March 1, 2023.

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| | |
|:---|:---|
| CONFORMIS, INC. | CONFORMIS, INC. |
| By: | /s/Mark A. Augusti |
|  | Mark A. Augusti |
|  | President and Chief Executive Officer |

---

**POWER OF ATTORNEY AND SIGNATURES** 

We, the undersigned officers and directors of Conformis, Inc. (the "Company"), hereby severally constitute and appoint Mark Augusti and Robert S. Howe, and each of them singly, our true and lawful attorneys, with full power to them, and to each of them singly, to sign for us and in our names in the capacities indicated below, any and all amendments (including post-effective amendments) to this Registration Statement, and all other documents in connection therewith to be filed with the Securities and Exchange Commission, and generally to do all things in our names and on our behalf in such capacities to enable the Company to comply with the provisions of the Securities Act of 1933, as amended, and all requirements of the Securities and Exchange Commission.

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities indicated on March 1, 2023:

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| | |
|:---|:---|
| **Signature** | **Title(s)** |
| /s/Mark A. Augusti | President and Chief Executive Officer and Director (Principal Executive Officer) |
| Mark A. Augusti | President and Chief Executive Officer and Director (Principal Executive Officer) |
| /s/Robert S. Howe | Chief Financial Officer (Principal Financial Officer) and Principal Accounting Officer |
| Robert S. Howe | Chief Financial Officer (Principal Financial Officer) and Principal Accounting Officer |
| /s/Kenneth Fallon III | Chairman of the Board of Directors |
| Kenneth Fallon III | |
| /s/Carrie Bienkowski | Director |
| Carrie Bienkowski | |
| /s/ Philip W. Johnston | Director |
| Philip W. Johnston | |
| /s/Bradley Langdale | Director |
| Bradley Langdale | |
| /s/Gary Fischetti | Director |
| Gary Fischetti | |
| /s/Michael Milligan | Director |
| Michael Milligan | |

---

## Ex-Filing

**Exhibit 107**

**Calculation of Filing Fee Tables**

**Form S-8**

(Form Type)

**Conformis, Inc.**

(Exact Name of Registrant as Specified in its Charter)

**<u>Table 1. Newly Registered Securities</u>**

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| | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|
| **Security Type** | **Security Class Title** | **Fee Calculation Rule** | **Amount Registered**<sup>(1)</sup> | **Proposed Maximum Offering Price Per Unit** | **Maximum Aggregate Offering Price** | **Fee Rate** | **Amount of Registration Fee** |
| Equity | Common stock, par value $0.00001 per share | Other | 120000 <sup>(2)</sup> | $1.69<sup>(3)</sup> | $202800 | 0.00011020 | $22.35 |
| **Total Offering Amounts** | **Total Offering Amounts** | **Total Offering Amounts** | **Total Offering Amounts** |  | $202800 |  | $22.35 |
| **Total Fee Offsets** | **Total Fee Offsets** | **Total Fee Offsets** | **Total Fee Offsets** |  | ⸻ |  | ⸻ |
| **Net Fee Due** | **Net Fee Due** | **Net Fee Due** | **Net Fee Due** |  |  |  | $22.35 |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1)Pursuant to Rule 416 of the Securities Act of 1933, as amended (the "Securities Act"), this Registration Statement shall also cover any additional securities that may from time to time be offered or issued to prevent dilution resulting from stock splits, stock dividends, recapitalizations or similar transactions effected without the receipt of consideration which results in an increase in the number of the Registrant's outstanding shares of common stock.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2)Represents 120,000 additional shares of common stock issuable under the 2015 Stock Incentive Plan, as amended, of the Registrant.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(3)Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(c) and Rule 457(h) under the Securities Act. The offering price per share and aggregate offering price are based upon the average of the high and low prices per share of common stock of the Registrant as reported on the Nasdaq Global Market on February 24, 2023, which was $1.69 per share.

## Exhibit 5.1

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| | |
|:---|:---|
| ![image_0.jpg](image_0.jpg) | Hogan Lovells US LLP<br>Columbia Square<br>555 Thirteenth Street, NW<br>Washington, DC 20004<br>T +1 202 637 5600<br>F +1 202 637 5910<br>www.hoganlovells.com |

---

March 1, 2023

Board of Directors

Conformis, Inc.

600 Technology Park Drive

Billerica, MA 01821

Ladies and Gentlemen:

We are acting as counsel to Conformis, Inc., a Delaware corporation (the "**Company**"), in connection with its registration statement on Form S-8 (the "**Registration Statement**"), filed with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the "**Act**") relating to the proposed offering of up to 120,000 newly issued shares of the common stock, par value $0.00001 per share (the "**Common Stock**") of the Company (the "**Shares**"), all of which shares are issuable pursuant to the Company's 2015 Stock Incentive Plan, as amended (the "**Plan**"). This opinion letter is furnished to you at your request to enable you to fulfill the requirements of Item 601(b)(5) of Regulation S-K, 17 C.F.R. § 229.601(b)(5), in connection with the Registration Statement.

For purposes of this opinion letter, we have examined copies of such agreements, instruments and documents as we have deemed an appropriate basis on which to render the opinions hereinafter expressed. In our examination of the aforesaid documents, we have assumed the genuineness of all signatures, the legal capacity of all natural persons, the accuracy and completeness of all documents submitted to us, the authenticity of all original documents, and the conformity to authentic original documents of all documents submitted to us as copies (including pdfs). As to all matters of fact, we have relied on the representations and statements of fact made in the documents so reviewed, and we have not independently established the facts so relied on. This opinion letter is given, and all statements herein are made, in the context of the foregoing.

This opinion letter is based as to matters of law solely on the Delaware General Corporation Law, as amended. We express no opinion herein as to any other statutes, rules or regulations.

Based upon, subject to and limited by the foregoing, we are of the opinion that following (i) effectiveness of the Registration Statement, (ii) issuance of the Shares pursuant to the terms of the Plan, and (iii) receipt by the Company of the consideration for the Shares specified in the applicable resolutions of the Board of Directors or a duly authorized committee thereof and in the Plan, the Shares will be validly issued, fully paid, and nonassessable.

This opinion letter has been prepared for use in connection with the Registration Statement. We assume no obligation to advise of any changes in the foregoing subsequent to the effective date of the Registration Statement.

Hogan Lovells US LLP is a limited liability partnership registered in the District of Columbia. "Hogan Lovells" is an international legal practice that includes Hogan Lovells US LLP and Hogan Lovells International LLP, with offices in: Alicante Amsterdam Baltimore Beijing Birmingham Boston Brussels Colorado Springs Denver Dubai Dusseldorf Frankfurt Hamburg Hanoi Ho Chi Minh City Hong Kong Houston Johannesburg London Los Angeles Luxembourg Madrid Mexico City Miami Milan Minneapolis Monterrey Moscow Munich New York Northern Virginia Paris Perth Philadelphia Rome San Francisco São Paulo Shanghai Silicon Valley Singapore Sydney Tokyo Warsaw Washington DC Associated offices: Budapest Jakarta Riyadh Shanghai FTZ Ulaanbaatar. Business Service Centers: Johannesburg Louisville. Legal Services Center: Berlin. For more information see www.hoganlovells.com

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Board of DirectorsConformis, Inc. - 2 - March 1, 2023

We hereby consent to the filing of this opinion letter as Exhibit 5.1 to the Registration Statement. In giving this consent, we do not thereby admit that we are an "expert" within the meaning of the Act.

Very truly yours,

/s/ Hogan Lovells US LLP

HOGAN LOVELLS US LLP

## Exhibit 23.2

**CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM**

We have issued our report dated March 1, 2023 with respect to the consolidated financial statements of Conformis, Inc. included in the Annual Report on Form 10-K for the year ended December 31, 2022 which are incorporated by reference in this Registration Statement. We consent to the incorporation by reference of the aforementioned report in this Registration Statement.

/s/ GRANT THORNTON LLP

Boston, Massachusetts

March 1, 2023

<br>