# EDGAR Filing Document

**Accession Number:** 0000899148
**File Stem:** 0001752724-25-209177
**Filing Date:** 2025-8
**Character Count:** 113903
**Document Hash:** bccaade2c1474d4bdd4d021421a8d253
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-25-209177.hdr.sgml**: 20250827

**ACCESSION NUMBER**: 0001752724-25-209177

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250827

**DATE AS OF CHANGE**: 20250827

**PERIOD START**: 20251231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RYDEX SERIES FUNDS
- **CENTRAL INDEX KEY:** 0000899148

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-07584
- **FILM NUMBER:** 251264142

**BUSINESS ADDRESS:**
- **STREET 1:** 702 KING FARM BOULEVARD
- **STREET 2:** SUITE 200
- **CITY:** ROCKVILLE
- **STATE:** MD
- **ZIP:** 20850
- **BUSINESS PHONE:** 301-296-5100

**MAIL ADDRESS:**
- **STREET 1:** 702 KING FARM BOULEVARD
- **STREET 2:** SUITE 200
- **CITY:** ROCKVILLE
- **STATE:** MD
- **ZIP:** 20850

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RYDEX DYNAMIC FUNDS
- **DATE OF NAME CHANGE:** 20170712

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RYDEX SERIES FUNDS
- **DATE OF NAME CHANGE:** 20000229

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RYDEX SERIES TRUST
- **DATE OF NAME CHANGE:** 19930714

## Series and Classes Contracts Data

### Guggenheim Multi-Hedge Strategies Fund (Series ID: S000003763)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000010438 | Class P             | RYMSX           |
| C000010439 | Class A             | RYMQX           |
| C000010440 | Class C             | RYMRX           |
| C000088407 | Institutional Class | RYIMX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Rydex Series Funds

- **b. Investment Company Act file number:** 811-07584

- **c. CIK number of Registrant:** 0000899148

- **d. LEI of Registrant:** 5493004D62WV1EDNTU07

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 702 King Farm Blvd., Suite 200

  - **City:** Rockville

  - **State:** MD

  - **Foreign country:** US

  - **Zip / Postal Code:** 20850

  - **Telephone number:** 301-296-5100

**Item A.2. Information about the Series.**

- **a. Name of Series:** Multi-Hedge Strategies Fund

- **b. EDGAR series identifier (if any):** S000003763

- **c. LEI of Series:** 549300XPBFY7BCNE0409

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-12-31

- **b. Date as of which information is reported:** 2025-06-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $15997627.60

**Total Liabilities:** $16907.17

**Net Assets:** $15980720.43

**Amount of Assets Invested in Other Investment Companies:** $484408.30

**Cash Not Reported:** $496999.29

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 392.51519394 | **5-Year:** -8.87699145 | **10-Year:** -6.50200035 | **30-Year:** -0.79514186

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** -2.16591564 | **5-Year:** -4.18247994 | **10-Year:** -1.20376733 | **30-Year:** 1.99206768

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000010438 | -0.54%               | 1.20%                | 0.21%                |
| Class ID C000010439 | -0.50%               | 1.21%                | 0.16%                |
| Class ID C000010440 | -0.55%               | 1.14%                | 0.09%                |
| Class ID C000088407 | -0.49%               | 1.26%                | 0.16%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $66513.45                | $-38625.79                                 |
| Month 2  | $105085.70               | $-31085.32                                 |
| Month 3  | $114674.03               | $-48961.98                                 |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                                          | Title                                                           | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Aberdeen Asia-Pacific Income F                | Aberdeen Asia-Pacific Income Fund, Inc.                         | CUSIP: 003009867<br>LEI: 549300J666ZH67203572 | Long             | EC               | RF                | US        |        30 | NS      | $477.60       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| abrdn Australia Equity Fund In                | abrdn Australia Equity Fund, Inc.                               | CUSIP: 003011103<br>LEI: 5493003SC25JJLM4UH12 | Long             | EC               | RF                | US        |      3403 | NS      | $15211.41     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| abrdn Emerging Markets ex Chin                | abrdn Emerging Markets ex China Fund, Inc.                      | CUSIP: 00301W105<br>LEI: 549300MSYUW07RYUZD27 | Long             | EC               | RF                | US        |      3888 | NS      | $23094.72     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| abrdn Total Dynamic Dividend F                | abrdn Total Dynamic Dividend Fund                               | CUSIP: 00326L100<br>LEI: 254900D48NKNOGZ95B43 | Long             | EC               | RF                | US        |       216 | NS      | $1913.76      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| abrdn Global Infrastructure In                | abrdn Global Infrastructure Income Fund                         | CUSIP: 00326W106<br>LEI: 549300ZRYJVK3J3YXY67 | Long             | EC               | RF                | US        |       337 | NS      | $6868.06      | 0.04%             |  |  |  | No            |                  1 | On Loan: —       |
| Adams Diversified Equity Fund                 | Adams Diversified Equity Fund, Inc.                             | CUSIP: 006212104<br>LEI: 5493005W7G81BNPP7M23 | Long             | EC               | RF                | US        |        67 | NS      | $1454.57      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| ALLETE Inc                                    | ALLETE, Inc.                                                    | CUSIP: 018522300<br>LEI: 549300NNLSIMY6Z8OT86 | Long             | EC               | CORP              | US        |      5167 | NS      | $331049.69    | 2.07%             |  |  |  | No            |                  1 | On Loan: No      |
| AllianceBernstein National Mun                | AllianceBernstein National Municipal Income Fund, Inc.          | CUSIP: 01864U106<br>LEI: MNYPOOOZYY8V01GEIT28 | Long             | EC               | RF                | US        |       133 | NS      | $1371.23      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Amedisys Inc                                  | Amedisys, Inc.                                                  | CUSIP: 023436108<br>LEI: 5299001RBS9GK9STN379 | Long             | EC               | CORP              | US        |      1323 | NS      | $130169.97    | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Angel Oak Financial Strategies                | Angel Oak Financial Strategies Income Term Trust                | CUSIP: 03464A100<br>LEI: 549300BL3JQL47QYUO51 | Long             | EC               | RF                | US        |        37 | NS      | $480.26       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| ANSYS Inc                                     | ANSYS, Inc.                                                     | CUSIP: 03662Q105<br>LEI: 549300VJV8H15Z5FJ571 | Long             | EC               | CORP              | US        |       349 | NS      | $122575.78    | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| AvidXchange Holdings Inc                      | AvidXchange Holdings, Inc.                                      | CUSIP: 05368X102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8675 | NS      | $84928.25     | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| AZEK Co Inc/The                               | AZEK Company, Inc.                                              | CUSIP: 05478C105<br>LEI: 5493002LDDDU1RX46815 | Long             | EC               | CORP              | US        |      3734 | NS      | $202942.90    | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| BNY Mellon Strategic Municipal                | BNY Mellon Strategic Municipals, Inc.                           | CUSIP: 05588W108<br>LEI: 549300FH0LKMOBY7N332 | Long             | EC               | RF                | US        |       990 | NS      | $5860.80      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Bancroft Fund Ltd                             | Bancroft Fund Ltd.                                              | CUSIP: 059695106<br>LEI: 5493000X4Y1FB4G26P45 | Long             | EC               | RF                | US        |      1151 | NS      | $21753.90     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Municipal Income Qua                | BlackRock Municipal Income Quality Trust                        | CUSIP: 092479104<br>LEI: ZQ1Z8W71OQGQTC6ZJ410 | Long             | EC               | RF                | US        |       177 | NS      | $1869.12      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackrock Investment Quality M                | Blackrock Investment Quality Municipal Trust, Inc.              | CUSIP: 09247D105<br>LEI: HIQUII1IK2OOB2XHIJ72 | Long             | EC               | RF                | US        |       171 | NS      | $1867.32      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Virginia Municipal B                | BlackRock Virginia Municipal Bond Trust                         | CUSIP: 092481100<br>LEI: 4IZPPYU1X29MB3106N40 | Long             | EC               | RF                | US        |       144 | NS      | $1496.16      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock California Municipal                | BlackRock California Municipal Income Trust                     | CUSIP: 09248E102<br>LEI: LE6236HQD6DXEGUHE217 | Long             | EC               | RF                | US        |       171 | NS      | $1848.51      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Municipal Income Tru                | BlackRock Municipal Income Trust                                | CUSIP: 09248F109<br>LEI: R3ITLLW1CUEQICP4XR90 | Long             | EC               | RF                | US        |       193 | NS      | $1850.87      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock New York Municipal I                | BlackRock New York Municipal Income Trust                       | CUSIP: 09248L106<br>LEI: PJKTUMDJPIZ89SB71052 | Long             | EC               | RF                | US        |       191 | NS      | $1846.97      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Taxable Municipal Bo                | BlackRock Taxable Municipal Bond Trust                          | CUSIP: 09248X100<br>LEI: SNYX4R2CEK5Q5D25DZ39 | Long             | EC               | RF                | US        |       117 | NS      | $1884.87      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Municipal Income Tru                | BlackRock Municipal Income Trust II                             | CUSIP: 09249N101<br>LEI: 17UVWS2OK706BUPLKK60 | Long             | EC               | RF                | US        |       185 | NS      | $1857.40      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Enhanced Global Divi                | BlackRock Enhanced Global Dividend Trust                        | CUSIP: 092501105<br>LEI: U48QD6ILUF60LKMSND68 | Long             | EC               | RF                | US        |       165 | NS      | $1872.75      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Energy and Resources                | BlackRock Energy and Resources Trust                            | CUSIP: 09250U101<br>LEI: GG70RT52UUBWY2PJSI68 | Long             | EC               | RF                | US        |        36 | NS      | $477.36       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Health Sciences Trus                | BlackRock Health Sciences Trust                                 | CUSIP: 09250W107<br>LEI: 4UL0KI4EPYFKMUU31I34 | Long             | EC               | RF                | US        |        51 | NS      | $1859.46      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Enhanced Equity Divi                | BlackRock Enhanced Equity Dividend Trust                        | CUSIP: 09251A104<br>LEI: G737UEA5SJ50G32LUQ88 | Long             | EC               | RF                | US        |       215 | NS      | $1911.35      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Enhanced Internation                | BlackRock Enhanced International Dividend Trust                 | CUSIP: 092524107<br>LEI: N8Y5YESYCLFDXNNUQV93 | Long             | EC               | RF                | US        |       319 | NS      | $1847.01      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock MuniHoldings Fund In                | BlackRock MuniHoldings Fund, Inc.                               | CUSIP: 09253N104<br>LEI: MZBVMGS24JR92TGE6Z32 | Long             | EC               | RF                | US        |       166 | NS      | $1859.20      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock MuniVest Fund II Inc                | BlackRock MuniVest Fund II, Inc.                                | CUSIP: 09253T101<br>LEI: TC1SINW7C50S8NN8GU32 | Long             | EC               | RF                | US        |       183 | NS      | $1888.56      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock MuniYield Fund Inc                  | BlackRock MuniYield Fund, Inc.                                  | CUSIP: 09253W104<br>LEI: AVXF9RZVI4EDWXACOH81 | Long             | EC               | RF                | US        |       185 | NS      | $1857.40      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock MuniHoldings Quality                | BlackRock MuniHoldings Quality Fund II, Inc.                    | CUSIP: 09254C107<br>LEI: V04K6JK5YHD4O5SHSC34 | Long             | EC               | RF                | US        |       194 | NS      | $1858.52      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock MuniYield Quality Fu                | BlackRock MuniYield Quality Fund III, Inc.                      | CUSIP: 09254E103<br>LEI: UB5J2GS6Q51M6A2L8886 | Long             | EC               | RF                | US        |       178 | NS      | $1867.22      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock MuniYield Quality Fu                | BlackRock MuniYield Quality Fund, Inc.                          | CUSIP: 09254F100<br>LEI: TFKEE3VA3GBE5LOK5U77 | Long             | EC               | RF                | US        |       167 | NS      | $1855.37      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock MuniYield Quality Fu                | BlackRock MuniYield Quality Fund II, Inc.                       | CUSIP: 09254G108<br>LEI: PRQP520S3DVB025IWS24 | Long             | EC               | RF                | US        |       193 | NS      | $1860.52      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock MuniAssets Fund Inc                 | BlackRock MuniAssets Fund, Inc.                                 | CUSIP: 09254J102<br>LEI: UJYLDIG1NIEEIV3PO802 | Long             | EC               | RF                | US        |       180 | NS      | $1872.00      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock MuniHoldings Califor                | BlackRock MuniHoldings California Quality Fund, Inc.            | CUSIP: 09254L107<br>LEI: NKJSRCJXMS5PZYPXY795 | Long             | EC               | RF                | US        |       254 | NS      | $2628.90      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock MuniYield Michigan Q                | BlackRock MuniYield Michigan Quality Fund, Inc.                 | CUSIP: 09254V105<br>LEI: J3H1DOS8Q2FL9RVLS329 | Long             | EC               | RF                | US        |       163 | NS      | $1799.52      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock MuniHoldings New Jer                | BlackRock MuniHoldings New Jersey Quality Fund, Inc.            | CUSIP: 09254X101<br>LEI: FDX8Y56FK6PN1WE5XX39 | Long             | EC               | RF                | US        |       250 | NS      | $2737.50      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock MuniHoldings New Yor                | BlackRock MuniHoldings New York Quality Fund, Inc.              | CUSIP: 09255C106<br>LEI: YP1D2S6Y4JY0A7W3DV93 | Long             | EC               | RF                | US        |       189 | NS      | $1855.98      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock MuniYield Pennsylvan                | BlackRock MuniYield Pennsylvania Quality Fund                   | CUSIP: 09255G107<br>LEI: O1KCIUJBK2RN0MOX1Z59 | Long             | EC               | RF                | US        |       171 | NS      | $1845.09      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Enhanced Large Cap C                | BlackRock Enhanced Large Capital Core Fund, Inc.                | CUSIP: 09256A109<br>LEI: YNYNSGFZPAVB3Q7YA123 | Long             | EC               | RF                | US        |        90 | NS      | $1921.50      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Resources & Commodit                | BlackRock Resources & Commodities Strategy Trust                | CUSIP: 09257A108<br>LEI: 8DZAUY8151XS5PISSX42 | Long             | EC               | RF                | US        |       200 | NS      | $1890.00      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Municipal 2030 Targe                | BlackRock Municipal 2030 Target Term Trust                      | CUSIP: 09257P105<br>LEI: 549300TDIJ2J8F6X3N04 | Long             | EC               | RF                | US        |       521 | NS      | $11404.69     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackstone Strategic Credit 20                | Blackstone Strategic Credit Fund                                | CUSIP: 09257R101<br>LEI: 549300YESIF051NRED20 | Long             | EC               | RF                | US        |       155 | NS      | $1878.60      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackrock Science & Technology                | Blackrock Science & Technology Trust                            | CUSIP: 09258G104<br>LEI: 549300LK15IHMMH5IS84 | Long             | EC               | RF                | US        |        13 | NS      | $496.21       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Health Sciences Term                | BlackRock Health Sciences Term Trust                            | CUSIP: 09260E105<br>LEI: 549300FGMK4EGHSK8N86 | Long             | EC               | RF                | US        |        33 | NS      | $470.58       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Science and Technolo                | BlackRock Science and Technology Term Trust                     | CUSIP: 09260K101<br>LEI: 549300NQ3IL1NKVC9M67 | Long             | EC               | RF                | US        |        24 | NS      | $498.00       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Blueprint Medicines Corp                      | Blueprint Medicines Corp.                                       | CUSIP: 09627Y109<br>LEI: 5299004CC60O9T5HVM83 | Long             | EC               | CORP              | US        |      1186 | NS      | $152021.48    | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| BNY Mellon High Yield Strategi                | BNY Mellon High Yield Strategies Fund                           | CUSIP: 09660L105<br>LEI: RH2DL1HWBBECVFYQNK56 | Long             | EC               | RF                | US        |       547 | NS      | $1422.20      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BNY Mellon Strategic Municipal                | BNY Mellon Strategic Municipal Bond Fund, Inc.                  | CUSIP: 09662E109<br>LEI: 54930044KK4C1VDJ7M52 | Long             | EC               | RF                | US        |      1021 | NS      | $5717.60      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| BNY Mellon Municipal Bond Infr                | BNY Mellon Municipal Bond Infrastructure Fund, Inc.             | CUSIP: 09662W109<br>LEI: 5493003OUY2BKGFZ2414 | Long             | EC               | RF                | US        |       584 | NS      | $5968.48      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| SRH Total Return Fund Inc                     | SRH Total Return Fund, Inc.                                     | CUSIP: 101507101<br>LEI: 5493000XG0EMNJQ1SM17 | Long             | EC               | RF                | US        |      1168 | NS      | $20650.24     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| BrandywineGLOBAL Global Income                | BrandywineGLOBAL Global Income Opportunities Fund, Inc.         | CUSIP: 10537L104<br>LEI: 549300P4CDQCJBGI0833 | Long             | EC               | RF                | US        |       227 | NS      | $1886.37      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Guggenheim Partners Investment Management LLC | Guggenheim Strategy Fund II                                     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | RF                | US        |     50160 | NS      | $1247982.85   | 7.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Guggenheim Partners Investment Management LLC | Guggenheim Strategy Fund III                                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | RF                | US        |     37923 | NS      | $946941.57    | 5.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Guggenheim Partners Investment Management LLC | Guggenheim Ultra Short Duration Fund - Institutional Class      | CUSIP: 40169J523<br>LEI: N/A                  | Long             | EC               | RF                | US        |    176193 | NS      | $1770737.59   | 11.08%            |  |  |  | No            |                  1 | On Loan: No      |
| Cantaloupe Inc                                | Cantaloupe, Inc.                                                | CUSIP: 138103106<br>LEI: 529900O54DBQQVWO9Q85 | Long             | EC               | CORP              | US        |     11574 | NS      | $127198.26    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| ChampionX Corp                                | ChampionX Corp.                                                 | CUSIP: 15872M104<br>LEI: 549300EP2909K6DYYP38 | Long             | EC               | CORP              | US        |      5486 | NS      | $136272.24    | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Chevron Corp                                  | Chevron Corp.                                                   | CUSIP: 166764100<br>LEI: N/A                  | Short            | EC               | CORP              | US        |     -2068 | NS      | $-296116.92   | -1.85%            |  |  |  | No            |                  1 | On Loan: No      |
| ClearBridge Energy Midstream O                | ClearBridge Energy Midstream Opportunity Fund, Inc.             | CUSIP: 18469P209<br>LEI: 549300U6RAJWN6OONX12 | Long             | EC               | RF                | US        |        10 | NS      | $479.70       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Clough Global Dividend and Inc                | Clough Global Dividend and Income Fund                          | CUSIP: 18913Y103<br>LEI: 5493001GFY6TW0CYCT15 | Long             | EC               | RF                | US        |        85 | NS      | $482.38       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Clough Global Equity Fund                     | Clough Global Equity Fund                                       | CUSIP: 18914C100<br>LEI: 549300SI1THLT6A9J147 | Long             | EC               | RF                | US        |      3122 | NS      | $22241.13     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Clough Global Opportunities Fu                | Clough Global Opportunities Fund                                | CUSIP: 18914E106<br>LEI: 549300DTG68UBCNCPY15 | Long             | EC               | RF                | US        |        89 | NS      | $483.27       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Cohen & Steers Limited Duratio                | Cohen & Steers Limited Duration Preferred and Income Fund, Inc. | CUSIP: 19248C105<br>LEI: FB4GVFNX9R92BO4AY061 | Long             | EC               | RF                | US        |        23 | NS      | $482.54       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Cohen & Steers Real Estate Opp                | Cohen & Steers Real Estate Opportunities and Income Fund        | CUSIP: 19249Q103<br>LEI: 549300ONH3DDNHP10S74 | Long             | EC               | RF                | US        |        31 | NS      | $470.58       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Columbia Banking System Inc                   | Columbia Banking System, Inc.                                   | CUSIP: 197236102<br>LEI: N/A                  | Short            | EC               | CORP              | US        |     -3536 | NS      | $-82671.68    | -0.52%            |  |  |  | No            |                  1 | On Loan: No      |
| Cross Country Healthcare Inc                  | Cross Country Healthcare, Inc.                                  | CUSIP: 227483104<br>LEI: 54930037L0NBIPZ5S663 | Long             | EC               | CORP              | US        |      9987 | NS      | $130330.35    | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| DTF Tax-Free Income 2028 Term                 | DTF Tax-Free Income 2028 Term Fund, Inc.                        | CUSIP: 23334J107<br>LEI: 549300UTPMUSB8BKGI82 | Long             | EC               | RF                | US        |       157 | NS      | $1756.83      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Bristol-Myers Squibb Co.                      | Bristol-Myers Squibb Co.                                        | CUSIP: N/A<br>LEI: N/A                        | Long             |  | CORP              | US        |     12237 | NS      | $0.01         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| abrdn National Municipal Incom                | abrdn National Municipal Income Fund                            | CUSIP: 24610T108<br>LEI: NIC7ULNUGCUI836YP119 | Long             | EC               | RF                | US        |       190 | NS      | $1835.40      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Destra Multi-Alternative Fund                 | Destra Multi-Alternative Fund                                   | CUSIP: 25065A502<br>LEI: N/A                  | Long             | EC               | RF                | US        |        55 | NS      | $481.25       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Duff & Phelps Utility and Infr                | Duff & Phelps Utility and Infrastructure Fund, Inc.             | CUSIP: 26433C105<br>LEI: 549300SY2NYDO23RIE89 | Long             | EC               | RF                | US        |       112 | NS      | $1389.92      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Dun & Bradstreet Holdings Inc                 | Dun & Bradstreet Holdings, Inc.                                 | CUSIP: 26484T106<br>LEI: 254900LNALVKD1ZX7U27 | Long             | EC               | CORP              | US        |     26283 | NS      | $238912.47    | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Eastern Bankshares Inc                        | Eastern Bankshares, Inc.                                        | CUSIP: 27627N105<br>LEI: 549300J245MBQU3DO403 | Short            | EC               | CORP              | US        |     -2373 | NS      | $-36235.71    | -0.23%            |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance California Municip                | Eaton Vance California Municipal Income Trust                   | CUSIP: 27826F101<br>LEI: 5493000EWT76UUJKIW67 | Long             | EC               | RF                | US        |       143 | NS      | $1384.96      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance Senior Income Trus                | Eaton Vance Senior Income Trust                                 | CUSIP: 27826S103<br>LEI: F34RFVU0FGX8OM0KE928 | Long             | EC               | RF                | US        |       243 | NS      | $1382.67      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance Municipal Bond Fun                | Eaton Vance Municipal Bond Fund                                 | CUSIP: 27827X101<br>LEI: 5493006Q4EBOXVQBQD12 | Long             | EC               | RF                | US        |       192 | NS      | $1856.64      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance New York Municipal                | Eaton Vance New York Municipal Bond Fund                        | CUSIP: 27827Y109<br>LEI: 5493003LD9U89XVQ7W91 | Long             | EC               | RF                | US        |       149 | NS      | $1384.21      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance California Municip                | Eaton Vance California Municipal Bond Fund                      | CUSIP: 27828A100<br>LEI: 549300FJGD8HWP11TO17 | Long             | EC               | RF                | US        |       156 | NS      | $1391.52      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance Tax-Advantaged Div                | Eaton Vance Tax-Advantaged Dividend Income Fund                 | CUSIP: 27828G107<br>LEI: 549300KZTQOOF16ML741 | Long             | EC               | RF                | US        |        79 | NS      | $1903.90      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance Senior Floating-Ra                | Eaton Vance Senior Floating-Rate Trust                          | CUSIP: 27828Q105<br>LEI: VJXUJZ1EC079NQ236240 | Long             | EC               | RF                | US        |       155 | NS      | $1878.60      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance Tax-Advantaged Glo                | Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund   | CUSIP: 27828U106<br>LEI: 549300FJ9E7XXCLZCB95 | Long             | EC               | RF                | US        |        71 | NS      | $1930.49      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance Tax-Managed Buy-Wr                | Eaton Vance Tax-Managed Buy-Write Income Fund                   | CUSIP: 27828X100<br>LEI: 549300PR0H5PW7NXEV58 | Long             | EC               | RF                | US        |       131 | NS      | $1891.64      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance Tax-Managed Buy-Wr                | Eaton Vance Tax-Managed Buy-Write Opportunities Fund            | CUSIP: 27828Y108<br>LEI: 549300K03NZO4ZHC3H11 | Long             | EC               | RF                | US        |        35 | NS      | $485.45       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance Tax Managed Global                | Eaton Vance Tax Managed Global Buy Write Opportunities Fund     | CUSIP: 27829C105<br>LEI: 549300YMO6N2TLCMXO54 | Long             | EC               | RF                | US        |       219 | NS      | $1894.35      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance Tax-Managed Global                | Eaton Vance Tax-Managed Global Diversified Equity Income Fund   | CUSIP: 27829F108<br>LEI: 5493002EIY4NK3I3E865 | Long             | EC               | RF                | US        |       215 | NS      | $1881.25      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance Risk-Managed Diver                | Eaton Vance Risk-Managed Diversified Equity Income Fund         | CUSIP: 27829G106<br>LEI: 549300Y73VZSKBZ38790 | Long             | EC               | RF                | US        |       209 | NS      | $1889.36      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance National Municipal                | Eaton Vance National Municipal Opportunities Trust              | CUSIP: 27829L105<br>LEI: 54930084Z1GHZMB5XL81 | Long             | EC               | RF                | US        |       114 | NS      | $1851.36      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Tortoise Sustainable and Socia                | Tortoise Sustainable and Social Impact Term Fund                | CUSIP: 27901F109<br>LEI: 549300JEEQF7C836SM26 | Long             | EC               | RF                | US        |        40 | NS      | $489.80       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Ellsworth Growth and Income Fu                | Ellsworth Growth and Income Fund Ltd.                           | CUSIP: 289074106<br>LEI: 549300GYFOXHCDQTI772 | Long             | EC               | RF                | US        |      1503 | NS      | $15405.75     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| E2open Parent Holdings Inc                    | E2open Parent Holdings, Inc.                                    | CUSIP: 29788T103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     39398 | NS      | $127255.54    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| European Equity Fund Inc/The                  | European Equity Fund, Inc.                                      | CUSIP: 298768102<br>LEI: 5493008XBHSH29XH9329 | Long             | EC               | RF                | US        |      2132 | NS      | $21810.36     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Everi Holdings Inc                            | Everi Holdings, Inc.                                            | CUSIP: 30034T103<br>LEI: 5299006DK5S7BG10K532 | Long             | EC               | CORP              | US        |     24580 | NS      | $350019.20    | 2.19%             |  |  |  | No            |                  1 | On Loan: No      |
| FARO Technologies Inc                         | FARO Technologies, Inc.                                         | CUSIP: 311642102<br>LEI: 529900MFEFNOFP3YR823 | Long             | EC               | CORP              | US        |      4089 | NS      | $179588.88    | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Funds                          | First American Government Obligations Fund - Class X            | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | RF                | US        |    116297 | NS      | $116296.75    | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| First Trust Senior Floating Ra                | First Trust Senior Floating Rate Income Fund II                 | CUSIP: 33733U108<br>LEI: 549300188EQ1UO018C30 | Long             | EC               | RF                | US        |        49 | NS      | $497.84       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Flaherty & Crumrine Preferred                 | Flaherty & Crumrine Preferred and Income Securities Fund, Inc.  | CUSIP: 338478100<br>LEI: 254900A8P8RQUXES1M50 | Long             | EC               | RF                | US        |       118 | NS      | $1922.22      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Flaherty & Crumrine Total Retu                | Flaherty & Crumrine Total Return Fund, Inc.                     | CUSIP: 338479108<br>LEI: 254900OFZ9J1RLHWZQ22 | Long             | EC               | RF                | US        |       110 | NS      | $1870.00      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Flaherty & Crumrine Preferred                 | Flaherty & Crumrine Preferred & Income Fund, Inc.               | CUSIP: 338480106<br>LEI: 254900LXRIT34GQY5I69 | Long             | EC               | RF                | US        |       167 | NS      | $1888.77      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Flaherty & Crumrine Preferred                 | Flaherty & Crumrine Preferred and Income Opportunity Fund, Inc. | CUSIP: 33848E106<br>LEI: 2549008Y9TGWYEWYW496 | Long             | EC               | RF                | US        |       205 | NS      | $1896.25      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Flaherty & Crumrine Dynamic Pr                | Flaherty & Crumrine Dynamic Preferred and Income Fund, Inc.     | CUSIP: 33848W106<br>LEI: 254900BPH613QBWQO237 | Long             | EC               | RF                | US        |        23 | NS      | $472.19       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Franklin Ltd Duration Income T                | Franklin Limited Duration Income Trust                          | CUSIP: 35472T101<br>LEI: P58SM14RY02PYB0IA680 | Long             | EC               | RF                | US        |       289 | NS      | $1855.38      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Franklin Universal Trust                      | Franklin Universal Trust                                        | CUSIP: 355145103<br>LEI: 5493009UE75VG0DU8V76 | Long             | EC               | RF                | US        |       246 | NS      | $1874.52      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Frontier Communications Parent                | Frontier Communications Parent, Inc.                            | CUSIP: 35909D109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5914 | NS      | $215269.60    | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Gabelli Dividend & Income Trus                | Gabelli Dividend & Income Trust                                 | CUSIP: 36242H104<br>LEI: 549300082N1MHBT8NI60 | Long             | EC               | RF                | US        |       828 | NS      | $21536.28     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Gabelli Healthcare & WellnessR                | Gabelli Healthcare & WellnessRx Trust                           | CUSIP: 36246K103<br>LEI: 549300XULWZNLHFTG832 | Long             | EC               | RF                | US        |      1107 | NS      | $10461.15     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Gabelli Global Small and Mid C                | Gabelli Global Small and Mid Capital Value Trust                | CUSIP: 36249W104<br>LEI: 54930027RS7HE8UD3187 | Long             | EC               | RF                | US        |       921 | NS      | $12267.72     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| GAMCO Natural Resources Gold &                | GAMCO Natural Resources Gold & Income Trust                     | CUSIP: 36465E101<br>LEI: 23EBEGZ81713Q1VCP222 | Long             | EC               | RF                | US        |       221 | NS      | $1390.09      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| General American Investors Co                 | General American Investors Company, Inc.                        | CUSIP: 368802104<br>LEI: 254900MHIF9G7IS1T951 | Long             | EC               | RF                | US        |       382 | NS      | $21407.28     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Guild Holdings Co                             | Guild Holdings Co.                                              | CUSIP: 40172N107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2156 | NS      | $42624.12     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| John Hancock Income Securities                | John Hancock Income Securities Trust                            | CUSIP: 410123103<br>LEI: 549300RB36J7QSFLWG11 | Long             | EC               | RF                | US        |       165 | NS      | $1861.20      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| John Hancock Tax-Advantaged Di                | John Hancock Tax-Advantaged Dividend Income Fund                | CUSIP: 41013V100<br>LEI: 5493001RMBJ8FL02CN30 | Long             | EC               | RF                | US        |        80 | NS      | $1871.20      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| John Hancock Investors Trust                  | John Hancock Investors Trust                                    | CUSIP: 410142103<br>LEI: 5493007QBXBOZDX6R464 | Long             | EC               | RF                | US        |       137 | NS      | $1896.77      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| HarborOne Bancorp Inc                         | HarborOne Bancorp, Inc.                                         | CUSIP: 41165Y100<br>LEI: 549300CNOEY2QUB7F917 | Long             | EC               | CORP              | US        |      3878 | NS      | $45295.04     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Herc Holdings Inc                             | Herc Holdings, Inc.                                             | CUSIP: 42704L104<br>LEI: 549300TP80QLITMSBP82 | Short            | EC               | CORP              | US        |        -1 | NS      | $-131.69      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Herzfeld Caribbean Basin Fund                 | Herzfeld Caribbean Basin Fund, Inc.                             | CUSIP: 42804T106<br>LEI: 549300ML0K6PRXPULR11 | Long             | EC               | RF                | US        |       740 | NS      | $1883.30      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Hess Corp                                     | Hess Corp.                                                      | CUSIP: 42809H107<br>LEI: UASVRYNXNK17ULIGK870 | Long             | EC               | CORP              | US        |      2018 | NS      | $279573.72    | 1.75%             |  |  |  | No            |                  1 | On Loan: No      |
| High Income Securities Fund                   | High Income Securities Fund                                     | CUSIP: 42968F108<br>LEI: 25RM533JWPQG19PQ1G87 | Long             | EC               | RF                | US        |        75 | NS      | $476.25       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Highland Opportunities and Inc                | Highland Opportunities and Income Fund                          | CUSIP: 43010E404<br>LEI: 254900CMUE9FRYL2UR80 | Long             | EC               | RF                | US        |        91 | NS      | $473.20       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Highland Global Allocation Fun                | Highland Global Allocation Fund                                 | CUSIP: 43010T104<br>LEI: 549300Y627XJ58WI3L10 | Long             | EC               | RF                | US        |        53 | NS      | $461.31       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Informatica Inc                               | Informatica, Inc.                                               | CUSIP: 45674M101<br>LEI: 984500E0DEFFE6DE9588 | Long             | EC               | CORP              | US        |      5638 | NS      | $137285.30    | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Interpublic Group of Cos Inc/T                | Interpublic Group of Companies, Inc.                            | CUSIP: 460690100<br>LEI: 5493008IUOJ5VWTRC333 | Long             | EC               | CORP              | US        |      4392 | NS      | $107516.16    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Municipal Trust                       | Invesco Municipal Trust                                         | CUSIP: 46131J103<br>LEI: GKS5Y4B1VKHV66WSPK53 | Long             | EC               | RF                | US        |       200 | NS      | $1830.00      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Trust for Investment G                | Invesco Trust for Investment Grade Municipals                   | CUSIP: 46131M106<br>LEI: V0VF67S6NRLBDK357F71 | Long             | EC               | RF                | US        |       192 | NS      | $1822.08      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Municipal Opportunity                 | Invesco Municipal Opportunity Trust                             | CUSIP: 46132C107<br>LEI: WERC5RXCUSU16MOTZ848 | Long             | EC               | RF                | US        |       201 | NS      | $1845.18      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Pennsylvania Value Mun                | Invesco Pennsylvania Value Municipal Income Trust               | CUSIP: 46132K109<br>LEI: 549300S5KHBL3XISY922 | Long             | EC               | RF                | US        |       186 | NS      | $1871.16      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Value Municipal Income                | Invesco Value Municipal Income Trust                            | CUSIP: 46132P108<br>LEI: X075VJ33QQP2G2NTOV20 | Long             | EC               | RF                | US        |        41 | NS      | $477.24       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Municipal Income Oppor                | Invesco Municipal Income Opportunities Trust                    | CUSIP: 46132X101<br>LEI: DJSR2NJ3985722G80Y20 | Long             | EC               | RF                | US        |        84 | NS      | $483.00       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Quality Municipal Inco                | Invesco Quality Municipal Income Trust                          | CUSIP: 46133G107<br>LEI: WLEGDSEH0E242WVNUY02 | Long             | EC               | RF                | US        |       197 | NS      | $1847.86      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Senior Loan ETF                       | Invesco Senior Loan ETF                                         | CUSIP: 46138G508<br>LEI: 549300SIHU6DQELRNG59 | Short            | EC               | RF                | US        |      -193 | NS      | $-4037.56     | -0.03%            |  |  |  | No            |                  1 | On Loan: No      |
| iShares TIPS Bond ETF                         | iShares TIPS Bond ETF                                           | CUSIP: 464287176<br>LEI: 549300EHD1VQKMRQ0829 | Short            | EC               | RF                | US        |      -148 | NS      | $-16285.92    | -0.10%            |  |  |  | No            |                  1 | On Loan: No      |
| iShares MSCI Emerging Markets                 | iShares MSCI Emerging Markets ETF                               | CUSIP: 464287234<br>LEI: 549300BPYHDEDI59G670 | Short            | EC               | RF                | US        |      -166 | NS      | $-8007.84     | -0.05%            |  |  |  | No            |                  1 | On Loan: No      |
| iShares iBoxx $ Investment Gra                | iShares iBoxx $ Investment Grade Corporate Bond ETF             | CUSIP: 464287242<br>LEI: 549300FYCXFXG8POR355 | Short            | EC               | RF                | US        |       -61 | NS      | $-6686.21     | -0.04%            |  |  |  | No            |                  1 | On Loan: No      |
| iShares Latin America 40 ETF                  | iShares Latin America 40 ETF                                    | CUSIP: 464287390<br>LEI: 549300LU9LZBB8WGN795 | Short            | EC               | RF                | US        |      -690 | NS      | $-18084.90    | -0.11%            |  |  |  | No            |                  1 | On Loan: No      |
| iShares 7-10 Year Treasury Bon                | iShares 7-10 Year Treasury Bond ETF                             | CUSIP: 464287440<br>LEI: 549300XS1PPZG92M8L16 | Short            | EC               | RF                | US        |       -41 | NS      | $-3926.57     | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| iShares MSCI EAFE ETF                         | iShares MSCI EAFE ETF                                           | CUSIP: 464287465<br>LEI: 549300O0XO3KDQV68404 | Short            | EC               | RF                | US        |     -1431 | NS      | $-127917.09   | -0.80%            |  |  |  | No            |                  1 | On Loan: No      |
| iShares Russell 1000 Value ETF                | iShares Russell 1000 Value ETF                                  | CUSIP: 464287598<br>LEI: 549300KLSYN5NN4YNM90 | Short            | EC               | RF                | US        |      -397 | NS      | $-77109.31    | -0.48%            |  |  |  | No            |                  1 | On Loan: No      |
| iShares Russell 1000 Growth ET                | iShares Russell 1000 Growth ETF                                 | CUSIP: 464287614<br>LEI: 549300H1KWQVEKI25E14 | Short            | EC               | RF                | US        |       -20 | NS      | $-8491.60     | -0.05%            |  |  |  | No            |                  1 | On Loan: No      |
| iShares Russell 2000 ETF                      | iShares Russell 2000 Index ETF                                  | CUSIP: 464287655<br>LEI: 549300O80OAR5VTWR172 | Short            | EC               | RF                | US        |      -257 | NS      | $-55458.03    | -0.35%            |  |  |  | No            |                  1 | On Loan: No      |
| iShares U.S. Real Estate ETF                  | iShares U.S. Real Estate ETF                                    | CUSIP: 464287739<br>LEI: 549300SJWB2CPZFPT616 | Short            | EC               | RF                | US        |       -20 | NS      | $-1895.40     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| iShares MSCI All Country Asia                 | iShares MSCI All Country Asia ex Japan ETF                      | CUSIP: 464288182<br>LEI: 549300EQSX1KKO1KLL54 | Short            | EC               | RF                | US        |      -406 | NS      | $-33543.72    | -0.21%            |  |  |  | No            |                  1 | On Loan: No      |
| iShares JP Morgan USD Emerging                | iShares JP Morgan USD Emerging Markets Bond ETF                 | CUSIP: 464288281<br>LEI: 54930070R8WH6MNUJG74 | Short            | EC               | RF                | US        |       -40 | NS      | $-3704.80     | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| iShares National Muni Bond ETF                | iShares National Muni Bond ETF                                  | CUSIP: 464288414<br>LEI: 549300H21FUYFQW9N157 | Short            | EC               | RF                | US        |      -576 | NS      | $-60180.48    | -0.38%            |  |  |  | No            |                  1 | On Loan: No      |
| iShares iBoxx $ High Yield Cor                | iShares iBoxx $ High Yield Corporate Bond ETF                   | CUSIP: 464288513<br>LEI: 549300FCCXHK7O37PQ68 | Short            | EC               | RF                | US        |      -191 | NS      | $-15404.15    | -0.10%            |  |  |  | No            |                  1 | On Loan: No      |
| iShares Preferred & Income Sec                | iShares Preferred & Income Securities ETF                       | CUSIP: 464288687<br>LEI: 549300YX74JNY54XCY80 | Short            | EC               | RF                | US        |      -146 | NS      | $-4479.28     | -0.03%            |  |  |  | No            |                  1 | On Loan: No      |
| iShares Floating Rate Bond ETF                | iShares Floating Rate Bond ETF                                  | CUSIP: 46429B655<br>LEI: 549300G2T0MQ0NCEG317 | Short            | EC               | RF                | US        |       -85 | NS      | $-4336.70     | -0.03%            |  |  |  | No            |                  1 | On Loan: No      |
| iShares Core High Dividend ETF                | iShares Core High Dividend ETF                                  | CUSIP: 46429B663<br>LEI: 549300M7WVLJWAVPDO86 | Short            | EC               | RF                | US        |      -106 | NS      | $-12420.02    | -0.08%            |  |  |  | No            |                  1 | On Loan: No      |
| iShares Mortgage Real Estate E                | iShares Mortgage Real Estate ETF                                | CUSIP: 46435G342<br>LEI: 549300WLIJWYXGL2J018 | Short            | EC               | RF                | US        |        -5 | NS      | $-106.90      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| James Hardie Industries PLC                   | James Hardie Industries plc                                     | CUSIP: 47030M106<br>LEI: 635400NSGXKTVOO7JU45 | Short            | EC               | CORP              | IE        |     -3861 | NS      | $-103822.29   | -0.65%            |  |  |  | No            |                  1 | On Loan: No      |
| John Hancock Diversified Incom                | John Hancock Diversified Income Fund                            | CUSIP: 47804L102<br>LEI: TXPTLN9B34V0S0MTR071 | Long             | EC               | RF                | US        |      1996 | NS      | $21117.68     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Juniper Networks Inc                          | Juniper Networks, Inc.                                          | CUSIP: 48203R104<br>LEI: AUHIXNGG7U2U7JEHM527 | Long             | EC               | CORP              | US        |      4166 | NS      | $166348.38    | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Kayne Anderson Energy Infrastr                | Kayne Anderson Energy Infrastructure Fund                       | CUSIP: 486606106<br>LEI: 549300H9ZCLGQEKXQY57 | Long             | EC               | RF                | US        |        38 | NS      | $483.36       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Kellanova                                     | Kellanova                                                       | CUSIP: 487836108<br>LEI: LONOZNOJYIBXOHXWDB86 | Long             | EC               | CORP              | US        |      4493 | NS      | $357328.29    | 2.24%             |  |  |  | No            |                  1 | On Loan: No      |
| LMP Capital and Income Fund In                | LMP Capital and Income Fund, Inc.                               | CUSIP: 50208A102<br>LEI: 549300YJH1GYGXCCQ467 | Long             | EC               | RF                | US        |        31 | NS      | $483.60       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Lazard Global Total Return and                | Lazard Global Total Return and Income Fund, Inc.                | CUSIP: 52106W103<br>LEI: MZRC4RJENF0LPRIWFB85 | Long             | EC               | RF                | US        |        85 | NS      | $1428.00      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Liberty All Star Growth Fund I                | Liberty All Star Growth Fund, Inc.                              | CUSIP: 529900102<br>LEI: 54930046Y8IF3CB2AL60 | Long             | EC               | RF                | US        |       264 | NS      | $1444.08      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| MFS Charter Income Trust                      | MFS Charter Income Trust                                        | CUSIP: 552727109<br>LEI: 1LFFWFMKO22SVR346G33 | Long             | EC               | RF                | US        |       293 | NS      | $1863.48      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| MFS Multimarket Income Trust                  | MFS Multimarket Income Trust                                    | CUSIP: 552737108<br>LEI: WJEDYZGROW7MJ1187O21 | Long             | EC               | RF                | US        |       400 | NS      | $1880.00      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| MAG Silver Corp                               | MAG Silver Corp.                                                | CUSIP: 55903Q104<br>LEI: 254900LGL904N7F3EL14 | Long             | EC               | CORP              | US        |      4885 | NS      | $103220.05    | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| NYLI MacKay DefinedTerm Muni O                | NYLI MacKay DefinedTerm Muni Opportunities Fund                 | CUSIP: 56064K100<br>LEI: 549300AOV8XDBTKPOR64 | Long             | EC               | RF                | US        |       126 | NS      | $1863.54      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| NYLI CBRE Global Infrastructur                | NYLI CBRE Global Infrastructure Megatrends Term Fund            | CUSIP: 56064Q107<br>LEI: 549300TWA0SUTWA4FE65 | Long             | EC               | RF                | US        |        34 | NS      | $483.14       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Mexico Equity and Income Fund                 | Mexico Equity and Income Fund, Inc.                             | CUSIP: 592834105<br>LEI: 549300Q0OD8MQEFTBY23 | Long             | EC               | RF                | US        |       383 | NS      | $4010.01      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Mexico Fund Inc/The                           | Mexico Fund, Inc.                                               | CUSIP: 592835102<br>LEI: N/A                  | Long             | EC               | RF                | US        |      1236 | NS      | $21716.52     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| MFS Investment Grade Municipal                | MFS Investment Grade Municipal Trust                            | CUSIP: 59318B108<br>LEI: TQV30XJRB3S7V50XRW52 | Long             | EC               | RF                | US        |       232 | NS      | $1772.48      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| MFS High Income Municipal Trus                | MFS High Income Municipal Trust                                 | CUSIP: 59318D104<br>LEI: 0G9TCUWY2FBUXSJY2691 | Long             | EC               | RF                | US        |      2543 | NS      | $9103.94      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| MFS High Yield Municipal Trust                | MFS High Yield Municipal Trust                                  | CUSIP: 59318E102<br>LEI: A8WLLLHJKX1MW5QPZU93 | Long             | EC               | RF                | US        |       552 | NS      | $1838.16      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| MFS Intermediate High Income F                | MFS Intermediate High Income Fund                               | CUSIP: 59318T109<br>LEI: SASSJTLSXHXELZG42340 | Long             | EC               | RF                | US        |       959 | NS      | $1668.66      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley Emerging Market                | Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.        | CUSIP: 617477104<br>LEI: 541YGIXZ6JJP4EZDJI96 | Long             | EC               | RF                | US        |       278 | NS      | $1423.36      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Mr Cooper Group Inc                           | Mr Cooper Group, Inc.                                           | CUSIP: 62482R107<br>LEI: 549300KD8C6DPXYC2M26 | Long             | EC               | CORP              | US        |       940 | NS      | $140257.40    | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Neuberger Berman Municipal Fun                | Neuberger Berman Municipal Fund, Inc.                           | CUSIP: 64124P101<br>LEI: 549300IIZWX8QVUHXO20 | Long             | EC               | RF                | US        |       188 | NS      | $1848.04      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Neuberger Berman Energy Infras                | Neuberger Berman Energy Infrastructure and Income Fund, Inc.    | CUSIP: 64129H104<br>LEI: 549300P5ICT7WWGP8224 | Long             | EC               | RF                | US        |        54 | NS      | $486.00       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Neuberger Berman Next Generati                | Neuberger Berman Next Generation Connectivity Fund, Inc.        | CUSIP: 64133Q108<br>LEI: 549300GRTFKXVB9LQE61 | Long             | EC               | RF                | US        |        33 | NS      | $481.80       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| New Germany Fund Inc/The                      | New Germany Fund, Inc.                                          | CUSIP: 644465106<br>LEI: 549300TPS2RTTJ8O3C08 | Long             | EC               | RF                | US        |       811 | NS      | $9683.34      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Nokia OYJ                                     | Nokia Oyj                                                       | CUSIP: 654902204<br>LEI: 549300A0JPRWG1KI7U06 | Short            | EC               | CORP              | FI        |        -1 | NS      | $-5.18        | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen California Municipal Va                | Nuveen California Municipal Value Fund                          | CUSIP: 67062C107<br>LEI: 549300TMONWV3LX8YU60 | Long             | EC               | RF                | US        |       219 | NS      | $1900.92      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen New York Municipal Valu                | Nuveen New York Municipal Value Fund                            | CUSIP: 67062M105<br>LEI: 549300NZ3QOSIW1ZM615 | Long             | EC               | RF                | US        |       227 | NS      | $1840.97      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen New York Select Tax-Fre                | Nuveen New York Select Tax-Free Income Portfolio                | CUSIP: 67063V104<br>LEI: 549300O6PCT8Y389MD53 | Long             | EC               | RF                | US        |       119 | NS      | $1383.97      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen New York AMT-Free Quali                | Nuveen New York AMT-Free Quality Municipal Income Fund          | CUSIP: 670656107<br>LEI: 549300V4X2BF3UXSCQ58 | Long             | EC               | RF                | US        |       189 | NS      | $1872.99      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen AMT-Free Quality Munici                | Nuveen AMT-Free Quality Municipal Income Fund                   | CUSIP: 670657105<br>LEI: 549300OTYQOOXS64NI63 | Long             | EC               | RF                | US        |       126 | NS      | $1375.92      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Quality Municipal Incom                | Nuveen Quality Municipal Income Fund                            | CUSIP: 67066V101<br>LEI: 549300RDIO25ZNWCOA97 | Long             | EC               | RF                | US        |       165 | NS      | $1862.85      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen AMT-Free Municipal Valu                | Nuveen AMT-Free Municipal Value Fund                            | CUSIP: 670695105<br>LEI: 5493002K5IM2S29FUR04 | Long             | EC               | RF                | US        |       136 | NS      | $1860.48      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen NASDAQ 100 Dynamic Over                | Nuveen NASDAQ 100 Dynamic Overwrite Fund                        | CUSIP: 670699107<br>LEI: 549300UZIEJJJ5RD3T06 | Long             | EC               | RF                | US        |        72 | NS      | $1905.84      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen New Jersey Quality Muni                | Nuveen New Jersey Quality Municipal Income Fund                 | CUSIP: 67069Y102<br>LEI: 5493006CFPL75HL16F31 | Long             | EC               | RF                | US        |       163 | NS      | $1850.05      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen S&P 500 Buy-Write Incom                | Nuveen S&P 500 Buy-Write Income Fund                            | CUSIP: 6706ER101<br>LEI: 5493000J8QMCY5J7XP73 | Long             | EC               | RF                | US        |       137 | NS      | $1901.56      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Real Estate Income Fund                | Nuveen Real Estate Income Fund                                  | CUSIP: 67071B108<br>LEI: LXJVVL0330BRT3R7PH61 | Long             | EC               | RF                | US        |       233 | NS      | $1812.74      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Floating Rate Income Fu                | Nuveen Floating Rate Income Fund                                | CUSIP: 67072T108<br>LEI: HJXCPP3KYE3BVU373P27 | Long             | EC               | RF                | US        |       223 | NS      | $1888.81      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Credit Strategies Incom                | Nuveen Credit Strategies Income Fund                            | CUSIP: 67073D102<br>LEI: W4CSTD4RDGQSJ4FOVO30 | Long             | EC               | RF                | US        |       351 | NS      | $1891.89      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Multi-Asset Income Fund                | Nuveen Multi-Asset Income Fund                                  | CUSIP: 670750108<br>LEI: 549300VLJPKC3DNIJ668 | Long             | EC               | RF                | US        |        38 | NS      | $479.94       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Dow 30sm Dynamic Overwr                | Nuveen Dow 30sm Dynamic Overwrite Fund                          | CUSIP: 67075F105<br>LEI: 549300CNS4Q1ZZUGS005 | Long             | EC               | RF                | US        |      1486 | NS      | $21309.24     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Global High Income Fund                | Nuveen Global High Income Fund                                  | CUSIP: 67075G103<br>LEI: 549300I4IAH7O6ZZEH53 | Long             | EC               | RF                | US        |       145 | NS      | $1874.85      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Multi-Market Income Fun                | Nuveen Multi-Market Income Fund                                 | CUSIP: 67075J107<br>LEI: G7V8IS406QV705LBK003 | Long             | EC               | RF                | US        |        28 | NS      | $175.84       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Pennsylvania Quality Mu                | Nuveen Pennsylvania Quality Municipal Income Fund               | CUSIP: 670972108<br>LEI: 5493000C1CS4Q000GF67 | Long             | EC               | RF                | US        |       167 | NS      | $1873.74      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Omnicom Group Inc                             | Omnicom Group, Inc.                                             | CUSIP: 681919106<br>LEI: HKUPACFHSSASQK8HLS17 | Short            | EC               | CORP              | US        |     -1511 | NS      | $-108701.34   | -0.68%            |  |  |  | No            |                  1 | On Loan: No      |
| PIMCO Dynamic Income Strategy                 | PIMCO Dynamic Income Strategy Fund                              | CUSIP: 69346N107<br>LEI: 549300BX5QVFQJENPV35 | Long             | EC               | RF                | US        |        19 | NS      | $468.35       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| TXNM Energy Inc                               | TXNM Energy, Inc.                                               | CUSIP: 69349H107<br>LEI: 5493003JOBJGLZSDDQ28 | Long             | EC               | CORP              | US        |      1917 | NS      | $107965.44    | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| PGIM Short Duration High Yield                | PGIM Short Duration High Yield Opportunities Fund               | CUSIP: 69355J104<br>LEI: 549300WGY7DHGMQJU952 | Long             | EC               | RF                | US        |        29 | NS      | $488.36       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Pacific Premier Bancorp Inc                   | Pacific Premier Bancorp, Inc.                                   | CUSIP: 69478X105<br>LEI: 549300Q1KIC3KLI0XG98 | Long             | EC               | CORP              | US        |      3865 | NS      | $81512.85     | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Pan American Silver Corp                      | Pan American Silver Corp.                                       | CUSIP: 697900108<br>LEI: 549300MKTF5851TYIB83 | Short            | EC               | CORP              | US        |     -2724 | NS      | $-77361.60    | -0.48%            |  |  |  | No            |                  1 | On Loan: No      |
| PIMCO California Municipal Inc                | PIMCO California Municipal Income Fund II                       | CUSIP: 72200M108<br>LEI: 1R86W760D611I8RHLX24 | Long             | EC               | RF                | US        |      3935 | NS      | $21091.60     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| PIMCO California Municipal Inc                | PIMCO California Municipal Income Fund                          | CUSIP: 72200N106<br>LEI: M4DHYCROG6SFNO22X437 | Long             | EC               | RF                | US        |       497 | NS      | $4269.23      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| PIMCO Municipal Income Fund                   | PIMCO Municipal Income Fund                                     | CUSIP: 72200R107<br>LEI: 1G5AFDQ1J4RKDZ2JDZ73 | Long             | EC               | RF                | US        |       232 | NS      | $1851.36      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| PIMCO Municipal Income Fund II                | PIMCO Municipal Income Fund II                                  | CUSIP: 72200W106<br>LEI: ZVT714KPY3QTZWRT1S41 | Long             | EC               | RF                | US        |       248 | NS      | $1847.60      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| PIMCO New York Municipal Incom                | PIMCO New York Municipal Income Fund II                         | CUSIP: 72200Y102<br>LEI: P1IBOVZHA4PI2PLT9Q65 | Long             | EC               | RF                | US        |      3129 | NS      | $21026.88     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| PIMCO Municipal Income Fund II                | PIMCO Municipal Income Fund III                                 | CUSIP: 72201A103<br>LEI: SJUC6WH3GDYFFYIHMV67 | Long             | EC               | RF                | US        |       271 | NS      | $1859.06      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| PIMCO California Municipal Inc                | PIMCO California Municipal Income Fund III                      | CUSIP: 72201C109<br>LEI: BVT0QWDJNZ8WI4XN5U25 | Long             | EC               | RF                | US        |       299 | NS      | $1862.77      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| PIMCO New York Municipal Incom                | PIMCO New York Municipal Income Fund III                        | CUSIP: 72201E105<br>LEI: R2MUFGRNN5QKX2UD3V35 | Long             | EC               | RF                | US        |      1292 | NS      | $6770.08      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| PlayAGS Inc                                   | PlayAGS, Inc.                                                   | CUSIP: 72814N104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     16087 | NS      | $200926.63    | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Principal Real Estate Income F                | Principal Real Estate Income Fund                               | CUSIP: 74255X104<br>LEI: 549300HK3LIJEGLGMK36 | Long             | EC               | RF                | US        |       177 | NS      | $1862.04      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| ProAssurance Corp                             | ProAssurance Corp.                                              | CUSIP: 74267C106<br>LEI: 54930015E5J57R675E89 | Long             | EC               | CORP              | US        |      5565 | NS      | $127048.95    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Putnam Municipal Opportunities                | Putnam Municipal Opportunities Trust                            | CUSIP: 746922103<br>LEI: 549300M74BR4G95PSL96 | Long             | EC               | RF                | US        |       188 | NS      | $1859.32      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Redfin Corp                                   | Redfin Corp.                                                    | CUSIP: 75737F108<br>LEI: 549300HXWD3JEMZU3O57 | Long             | EC               | CORP              | US        |     21094 | NS      | $236041.86    | 1.48%             |  |  |  | No            |                  1 | On Loan: —       |
| RiverNorth Capital and Income                 | RiverNorth Capital and Income Fund                              | CUSIP: 76882B108<br>LEI: 54930061II7PXY87SC72 | Long             | EC               | RF                | US        |        32 | NS      | $465.60       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| RiverNorth/DoubleLine Strategi                | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.          | CUSIP: 76882G107<br>LEI: 549300TYVWPHZ1HNWL70 | Long             | EC               | RF                | US        |        57 | NS      | $487.35       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| RiverNorth Managed Duration Mu                | RiverNorth Managed Duration Municipal Income Fund, Inc.         | CUSIP: 76882H105<br>LEI: 549300Y5L3V48O754353 | Long             | EC               | RF                | US        |        35 | NS      | $469.35       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| RiverNorth Managed Duration Mu                | RiverNorth Managed Duration Municipal Income Fund II, Inc.      | CUSIP: 76882M104<br>LEI: N/A                  | Long             | EC               | RF                | US        |        34 | NS      | $478.04       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| RiverNorth Flexible Municipal                 | RiverNorth Flexible Municipal Income Fund, Inc.                 | CUSIP: 76883H104<br>LEI: 549300O6XP1DQZGJLC78 | Long             | EC               | RF                | US        |        34 | NS      | $474.30       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| RiverNorth Flexible Municipal                 | RiverNorth Flexible Municipal Income Fund II, Inc.              | CUSIP: 76883Y107<br>LEI: 549300U301TLYWQNC025 | Long             | EC               | RF                | US        |        38 | NS      | $480.32       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Rocket Cos Inc                                | Rocket Companies, Inc.                                          | CUSIP: 77311W101<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -27117 | NS      | $-384519.06   | -2.41%            |  |  |  | No            |                  1 | On Loan: No      |
| Royce Global Trust Inc                        | Royce Global Trust, Inc.                                        | CUSIP: 78081T104<br>LEI: 254900MA25TE88EMIP63 | Long             | EC               | RF                | US        |      1212 | NS      | $14580.36     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Royce Small-Cap Trust Inc                     | Royce Small-Capital Trust, Inc.                                 | CUSIP: 780910105<br>LEI: 254900NJE1W1YYKNVM16 | Long             | EC               | RF                | US        |        92 | NS      | $1384.60      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Royce Micro-Cap Trust Inc                     | Royce Micro-Capital Trust, Inc.                                 | CUSIP: 780915104<br>LEI: 254900D3WFIV4SD8EF19 | Long             | EC               | RF                | US        |      2352 | NS      | $21756.00     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| SPDR S&P 500 ETF Trust                        | SPDR S&P 500 ETF Trust                                          | CUSIP: 78462F103<br>LEI: 549300NZAMSJ8FXPQQ63 | Short            | EC               | RF                | US        |      -104 | NS      | $-64256.40    | -0.40%            |  |  |  | No            |                  1 | On Loan: No      |
| SPDR Nuveen ICE High Yield Mun                | SPDR Nuveen ICE High Yield Municipal Bond ETF                   | CUSIP: 78464A284<br>LEI: 54930036TY0W1EQHEK50 | Short            | EC               | RF                | US        |     -3349 | NS      | $-82988.22    | -0.52%            |  |  |  | No            |                  1 | On Loan: No      |
| SPDR Bloomberg Convertible Sec                | SPDR Bloomberg Convertible Securities ETF                       | CUSIP: 78464A359<br>LEI: 549300IXKU3G7R6DMX93 | Short            | EC               | RF                | US        |      -571 | NS      | $-47198.86    | -0.30%            |  |  |  | No            |                  1 | On Loan: No      |
| SPDR S&P Biotech ETF                          | SPDR S&P Biotech ETF                                            | CUSIP: 78464A870<br>LEI: 549300Y3ODFMPD5XXL58 | Short            | EC               | RF                | US        |       -16 | NS      | $-1326.88     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| SPDR Nuveen ICE Municipal Bond                | SPDR Nuveen ICE Municipal Bond ETF                              | CUSIP: 78468R721<br>LEI: 54930090LRDSZWQ4P385 | Short            | EC               | RF                | US        |     -2731 | NS      | $-121993.77   | -0.76%            |  |  |  | No            |                  1 | On Loan: No      |
| Saba Capital Income & Opportun                | Saba Capital Income & Opportunities Fund                        | CUSIP: 78518H202<br>LEI: 549300MGSUUJ7E55N746 | Long             | EC               | RF                | US        |        60 | NS      | $483.60       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Schlumberger NV                               | Schlumberger N.V.                                               | CUSIP: 806857108<br>LEI: 213800ZUA17OK3QLGM62 | Short            | EC               | CORP              | US        |     -4032 | NS      | $-136281.60   | -0.85%            |  |  |  | No            |                  1 | On Loan: No      |
| Radius Recycling Inc                          | Radius Recycling, Inc.                                          | CUSIP: 806882106<br>LEI: 549300F62TK8VRDSM285 | Long             | EC               | CORP              | US        |      6552 | NS      | $194528.88    | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Schwab U.S. Aggregate Bond ETF                | Schwab U.S. Aggregate Bond ETF                                  | CUSIP: 808524839<br>LEI: 549300EMR2FMUC3JFN76 | Short            | EC               | RF                | US        |       -68 | NS      | $-1580.32     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| Materials Select Sector SPDR F                | Materials Select Sector SPDR Fund                               | CUSIP: 81369Y100<br>LEI: 549300N81BAQ1XPGBT65 | Short            | EC               | RF                | US        |        -7 | NS      | $-614.67      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Health Care Select Sector SPDR                | Health Care Select Sector SPDR Fund                             | CUSIP: 81369Y209<br>LEI: 549300EJNY3KKJHPOY44 | Short            | EC               | RF                | US        |       -78 | NS      | $-10513.62    | -0.07%            |  |  |  | No            |                  1 | On Loan: No      |
| Utilities Select Sector SPDR F                | Utilities Select Sector SPDR Fund                               | CUSIP: 81369Y886<br>LEI: 549300ERQDM80PRYUH21 | Short            | EC               | RF                | US        |       -29 | NS      | $-2368.14     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| Sitio Royalties Corp                          | Sitio Royalties Corp.                                           | CUSIP: 82983N108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5402 | NS      | $99288.76     | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Skechers USA Inc                              | Skechers USA, Inc.                                              | CUSIP: 830566105<br>LEI: 529900D2R54KZPA4XR56 | Long             | EC               | CORP              | US        |      2439 | NS      | $153900.90    | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Source Capital                                | Source Capital                                                  | CUSIP: 836144303<br>LEI: 9845005BC0508CFA5B64 | Long             | EC               | RF                | US        |        43 | NS      | $1864.61      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Special Opportunities Fund Inc                | Special Opportunities Fund, Inc.                                | CUSIP: 84741T104<br>LEI: 549300DGAJTGM6R4HK03 | Long             | EC               | RF                | US        |        31 | NS      | $480.19       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Spirit AeroSystems Holdings In                | Spirit AeroSystems Holdings, Inc.                               | CUSIP: 848574109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1408 | NS      | $53715.20     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Sprott Focus Trust Inc                        | Sprott Focus Trust, Inc.                                        | CUSIP: 85208J109<br>LEI: 549300ZO564XGNG81814 | Long             | EC               | RF                | US        |      2942 | NS      | $21976.74     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Surmodics Inc                                 | Surmodics, Inc.                                                 | CUSIP: 868873100<br>LEI: 549300H76KXCAAGUS878 | Long             | EC               | CORP              | US        |      4017 | NS      | $119345.07    | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Total Return Securities Fund                  | Total Return Securities Fund                                    | CUSIP: 870875101<br>LEI: 549300HQZ0XPGTS5Q724 | Long             | EC               | RF                | US        |      3256 | NS      | $20643.04     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Synopsys Inc                                  | Synopsys, Inc.                                                  | CUSIP: 871607107<br>LEI: QG7T915N9S0NY5UKNE63 | Short            | EC               | CORP              | US        |      -120 | NS      | $-61521.60    | -0.38%            |  |  |  | No            |                  1 | On Loan: No      |
| abrdn Healthcare Investors                    | abrdn Healthcare Investors                                      | CUSIP: 87911J103<br>LEI: 549300SNASESIFOS6V75 | Long             | EC               | RF                | US        |       121 | NS      | $1874.29      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| abrdn Life Sciences Investors                 | abrdn Life Sciences Investors                                   | CUSIP: 87911K100<br>LEI: 5493007BYZPSOVVS0M04 | Long             | EC               | RF                | US        |       149 | NS      | $1908.69      | 0.01%             |  |  |  | No            |                  1 | On Loan: —       |
| Templeton Emerging Markets Fun                | Templeton Emerging Markets Fund/United States                   | CUSIP: 880191101<br>LEI: CZCIR4LW4R7Y5KBS5R36 | Long             | EC               | RF                | US        |      1557 | NS      | $22716.63     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Templeton Emerging Markets Inc                | Templeton Emerging Markets Income Fund                          | CUSIP: 880192109<br>LEI: HM42X4Y58XQ0M2JYZW07 | Long             | EC               | RF                | US        |       324 | NS      | $1944.00      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Saba Capital Income & Opportun                | Saba Capital Income & Opportunities Fund II                     | CUSIP: 880198205<br>LEI: QU1AAXOSV5K4OVMXJP19 | Long             | EC               | RF                | US        |        52 | NS      | $477.88       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Tortoise Energy Infrastructure                | Tortoise Energy Infrastructure Corp.                            | CUSIP: 89147L886<br>LEI: 5493008P735YB22YPB89 | Long             | EC               | RF                | US        |        11 | NS      | $482.79       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Tri-Continental Corp                          | Tri-Continental Corp.                                           | CUSIP: 895436103<br>LEI: 6QVMFZKY1QSOOIHD7Y77 | Long             | EC               | RF                | US        |       660 | NS      | $20895.60     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Triumph Group Inc                             | Triumph Group, Inc.                                             | CUSIP: 896818101<br>LEI: 5493007L6S47Q14SL582 | Long             | EC               | CORP              | US        |      6881 | NS      | $177185.75    | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| TREASURY BILL                                 | U.S. Treasury Bills                                             | CUSIP: 912797PZ4<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    273000 | PA      | $272779.97    | 1.71%             | 2025-07-08      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| TREASURY BILL                                 | U.S. Treasury Bills                                             | CUSIP: 912797QH3<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    750000 | PA      | $746897.39    | 4.67%             | 2025-08-05      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| VanEck Gold Miners ETF/USA                    | VanEck Gold Miners ETF                                          | CUSIP: 92189F106<br>LEI: 54930031TORTKAM9TJ98 | Short            | EC               | RF                | US        |       -99 | NS      | $-5153.94     | -0.03%            |  |  |  | No            |                  1 | On Loan: No      |
| VanEck High Yield Muni ETF                    | VanEck High Yield Muni ETF                                      | CUSIP: 92189H409<br>LEI: 549300UT41BWOPGYSE94 | Short            | EC               | RF                | US        |       -38 | NS      | $-1907.98     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| Viper Energy Inc                              | Viper Energy, Inc.                                              | CUSIP: 927959106<br>LEI: 5299009LINL232255G03 | Short            | EC               | CORP              | US        |     -2623 | NS      | $-100014.99   | -0.63%            |  |  |  | No            |                  1 | On Loan: No      |
| Virtus Total Return Fund Inc                  | Virtus Total Return Fund, Inc.                                  | CUSIP: 92835W107<br>LEI: 549300KKRHI4GF7RNQ81 | Long             | EC               | RF                | US        |      3335 | NS      | $20777.05     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Virtus Convertible & Income Fu                | Virtus Convertible & Income Fund II                             | CUSIP: 92838U801<br>LEI: 549300VQWKOKLGOGUQ16 | Long             | EC               | RF                | US        |       112 | NS      | $1438.08      | 0.01%             |  |  |  | No            |                  1 | On Loan: —       |
| Virtus Convertible & Income Fu                | Virtus Convertible & Income Fund                                | CUSIP: 92838X805<br>LEI: 549300WT3ICVH2Z06O49 | Long             | EC               | RF                | US        |       102 | NS      | $1448.40      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Voya Asia Pacific High Dividen                | Voya Asia Pacific High Dividend Equity Income Fund              | CUSIP: 92912J102<br>LEI: 549300GNK7F1VWTNPE94 | Long             | EC               | RF                | US        |      1564 | NS      | $11012.44     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Voya Emerging Markets High Div                | Voya Emerging Markets High Dividend Equity Fund                 | CUSIP: 92912P108<br>LEI: 549300MBU0OQHUKI2Y86 | Long             | EC               | RF                | US        |       672 | NS      | $3991.68      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Walgreens Boots Alliance Inc                  | Walgreens Boots Alliance, Inc.                                  | CUSIP: 931427108<br>LEI: 549300RPTUOIXG4LIH86 | Long             | EC               | CORP              | US        |     19213 | NS      | $220565.24    | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Allspring Income Opportunities                | Allspring Income Opportunities Fund                             | CUSIP: 94987B105<br>LEI: 5493001HF04TYQLWJP49 | Long             | EC               | RF                | US        |       269 | NS      | $1899.14      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Allspring Global Dividend Oppo                | Allspring Global Dividend Opportunity Fund                      | CUSIP: 94987C103<br>LEI: 5493000KZPDD7O5F1562 | Long             | EC               | RF                | US        |      1164 | NS      | $6273.96      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Allspring Multi-Sector Income                 | Allspring Multi-Sector Income Fund                              | CUSIP: 94987D101<br>LEI: 549300K6JNPNZMSWMF07 | Long             | EC               | RF                | US        |       199 | NS      | $1880.55      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Allspring Utilities and High I                | Allspring Utilities and High Income Fund                        | CUSIP: 94987E109<br>LEI: 549300FUV7SPMTSLG229 | Long             | EC               | RF                | US        |       163 | NS      | $1882.65      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Asset Emerging Markets                | Western Asset Emerging Markets Debt Fund, Inc.                  | CUSIP: 95766A101<br>LEI: 549300F68574RU1BKP84 | Long             | EC               | RF                | US        |       190 | NS      | $1909.50      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Asset Managed Municipa                | Western Asset Managed Municipals Fund, Inc.                     | CUSIP: 95766M105<br>LEI: 549300HVO8EY2T8K4F73 | Long             | EC               | RF                | US        |       186 | NS      | $1841.40      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Asset Inflation-Linked                | Western Asset Inflation-Linked Income Fund                      | CUSIP: 95766Q106<br>LEI: 549300BKG7Y2MQAORR48 | Long             | EC               | RF                | US        |       224 | NS      | $1881.60      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Asset Inflation-Linked                | Western Asset Inflation-Linked Opportunities & Income Fund      | CUSIP: 95766R104<br>LEI: 549300Z3DNF4FJBJ4A87 | Long             | EC               | RF                | US        |      2456 | NS      | $21514.56     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Asset Investment Grade                | Western Asset Investment Grade Opportunity Trust, Inc.          | CUSIP: 95790A101<br>LEI: 549300V54JNCB3KS3P74 | Long             | EC               | RF                | US        |        29 | NS      | $480.82       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Asset Global Corporate                | Western Asset Global Corporate Opportunity Fund, Inc.           | CUSIP: 95790C107<br>LEI: 5493006E69SZBMSGUS66 | Long             | EC               | RF                | US        |       120 | NS      | $1416.00      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| XAI Octagon Floating Rate Alte                | XAI Octagon Floating Rate Alternative Income Trust              | CUSIP: 98400T106<br>LEI: 549300XT617P63BLW552 | Long             | EC               | RF                | US        |        85 | NS      | $480.25       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Mercantile Exchange                   | Australian Dollar Futures Contracts                             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         2 | NC      | $1276.37      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Board of Trade                        | Soybean Oil Futures Contracts                                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |        -1 | NC      | $1406.82      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Mercantile Exchange                   | British Pound Futures Contracts                                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         4 | NC      | $4489.80      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Board of Trade                        | Corn Futures Contracts                                          | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |       -15 | NC      | $10265.25     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Montreal Exchange                             | Canadian Government 10 Year Bond Futures Contracts              | CUSIP: N/A<br>LEI: N/A                        | N/A              | DIR              |  | CA        |        33 | NC      | $12194.22     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Mercantile Exchange                   | Euro FX Futures Contracts                                       | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |        -1 | NC      | $-4446.25     | -0.03%            |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Mercantile Exchange                   | S&P 500 Index Mini Futures Contracts                            | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        -1 | NC      | $-8714.49     | -0.05%            |  |  |  | No            |                  1 | On Loan: No      |
| ICE Futures Europe Financials                 | Long Gilt Futures Contracts                                     | CUSIP: N/A<br>LEI: N/A                        | N/A              | DIR              |  | GB        |        12 | NC      | $1340.17      | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| Enstar Group Ltd                              | Enstar Group Ltd.                                               | CUSIP: N/A<br>LEI: 213800AMAL5QFXVUCN04       | Long             | EC               | CORP              | US        |       878 | NS      | $295324.08    | 1.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Eurex                                         | Euro - BTP Italian Government Bond Futures Contracts            | CUSIP: N/A<br>LEI: N/A                        | N/A              | DIR              |  | MY        |        31 | NC      | $9311.71      | 0.06%             |  |  |  | No            |                  2 | On Loan: No      |
| Johnson & Johnson                             | Johnson & Johnson                                               | CUSIP: N/A<br>LEI: N/A                        | Long             |  | CORP              | US        |      3841 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Chicago Mercantile Exchange                   | Japanese Yen Futures Contracts                                  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         4 | NC      | $420.36       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Board of Trade                        | Hard Red Winter Wheat Futures Contracts                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |        -2 | NC      | $1318.64      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley Capital Services LLC           | MS Long/Short Equity Custom Basket                              | CUSIP: N/A<br>LEI: I7331LVCZKQKX5T7XV54       | N/A              | DE               |  | US        |         0 | NC      | $262566.27    | 1.64%             |  |  |  | No            |                  2 | On Loan: No      |
| Morgan Stanley Capital Services LLC           | MS Long/Short Equity Custom Basket                              | CUSIP: N/A<br>LEI: I7331LVCZKQKX5T7XV54       | N/A              | DE               |  | US        |         0 | NC      | $54898.99     | 0.34%             |  |  |  | No            |                  2 | On Loan: No      |
| NOVN_C                                        | Novartis AG                                                     | CUSIP: N/A<br>LEI: N/A                        | Long             |  | CORP              | US        |      9562 | NS      | $0.01         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Eurex                                         | Euro - OATS Futures Contracts                                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DIR              |  | DE        |        36 | NC      | $-8222.74     | -0.05%            |  |  |  | No            |                  1 | On Loan: No      |
| BOFA SECURITIES, INC.                         | BofA Securities, Inc.                                           | CUSIP: N/A<br>LEI: 549300HN4UKV1E2R3U73       | Long             | RA               | CORP              | US        |    746800 | PA      | $746800.13    | 4.67%             |  |  |  | No            |                  2 | On Loan: No      |
| BARCLAYS CAPITAL INC.                         | Barclays Capital, Inc.                                          | CUSIP: N/A<br>LEI: AC28XWWI3WIBK2824319       | Long             | RA               | CORP              | US        |    773385 | PA      | $773385.37    | 4.84%             |  |  |  | No            |                  2 | On Loan: No      |
| J.P. MORGAN SECURITIES LLC                    | J.P. Morgan Securities LLC                                      | CUSIP: N/A<br>LEI: ZBUT11V806EZRVTWT807       | Long             | RA               | CORP              | US        |   1792320 | PA      | $1792320.27   | 11.22%            |  |  |  | No            |                  2 | On Loan: No      |
| Eurex                                         | Euro - Bund Futures Contracts                                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DIR              |  | DE        |        20 | NC      | $-5962.38     | -0.04%            |  |  |  | No            |                  1 | On Loan: No      |
| ICE Futures US Softs                          | Sugar #11 Futures Contracts                                     | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |        16 | NC      | $1401.87      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Mercantile Exchange                   | Swiss Franc Futures Contracts                                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |        -7 | NC      | $-34755.35    | -0.22%            |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Board of Trade                        | Soybean Meal Futures Contracts                                  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |        -4 | NC      | $307.28       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Eurex                                         | Euro - 30 year Bond Futures Contracts                           | CUSIP: N/A<br>LEI: N/A                        | N/A              | DIR              |  | DE        |        12 | NC      | $-6379.85     | -0.04%            |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Board of Trade                        | U.S. Treasury Long Bond Futures Contracts                       | CUSIP: N/A<br>LEI: N/A                        | N/A              | DIR              |  | US        |        19 | NC      | $13310.38     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Cboe Futures Exchange                         | CBOE Volatility Index Futures Contracts                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        -8 | NC      | $2542.19      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Cboe Futures Exchange                         | CBOE Volatility Index Futures Contracts                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         7 | NC      | $-308.76      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Cboe Futures Exchange                         | CBOE Volatility Index Futures Contracts                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        12 | NC      | $-1840.28     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| Eurex                                         | Euro STOXX 50 Index Futures Contracts                           | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | DE        |         4 | NC      | $3980.59      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Board of Trade                        | U.S. Treasury Ultra Long Bond Futures Contracts                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DIR              |  | US        |         5 | NC      | $5496.56      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| New York Mercantile Exchange                  | Gasoline RBOB Futures Contracts                                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |         4 | NC      | $-12442.20    | -0.08%            |  |  |  | No            |                  1 | On Loan: No      |
| ASX Trade24                                   | Australian Government 10 Year Bond Futures Contracts            | CUSIP: N/A<br>LEI: N/A                        | N/A              | DIR              |  | AU        |        83 | NC      | $-3192.82     | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-07-30

**Name of Applicant:** Rydex Series Funds

**Signature:** James Howley

**Name of Signer:** James Howley

**Title:** CFO