# EDGAR Filing Document

**Accession Number:** 0001908671
**File Stem:** 0001562180-23-000340
**Filing Date:** 2023-1
**Character Count:** 8012
**Document Hash:** 225e55d11071e9aaf07a6385d528510e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001562180-23-000340.hdr.sgml**: 20230110

**ACCESSION NUMBER**: 0001562180-23-000340

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230108

**FILED AS OF DATE**: 20230110

**DATE AS OF CHANGE**: 20230110

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Warner Gerard H III
- **CENTRAL INDEX KEY:** 0001908671

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-08597
- **FILM NUMBER:** 23521629

**MAIL ADDRESS:**
- **STREET 1:** C/O COOPER COMPANIES INC.
- **STREET 2:** 6101 BOLLINGER CANYON ROAD, SUITE 500
- **CITY:** SAN RAMON
- **STATE:** CA
- **ZIP:** 94583
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** COOPER COMPANIES, INC.
- **CENTRAL INDEX KEY:** 0000711404
- **STANDARD INDUSTRIAL CLASSIFICATION:** OPHTHALMIC GOODS [3851]
- **IRS NUMBER:** 942657368
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1031

**BUSINESS ADDRESS:**
- **STREET 1:** 6101 BOLLINGER CANYON ROAD
- **STREET 2:** SUITE 500
- **CITY:** SAN RAMON
- **STATE:** CA
- **ZIP:** 94583
- **BUSINESS PHONE:** 9254603600

**MAIL ADDRESS:**
- **STREET 1:** 6101 BOLLINGER CANYON ROAD
- **STREET 2:** SUITE 500
- **CITY:** SAN RAMON
- **STATE:** CA
- **ZIP:** 94583

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** COOPER COMPANIES INC
- **DATE OF NAME CHANGE:** 19920703

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** COOPERVISION INC
- **DATE OF NAME CHANGE:** 19870701

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Warner Gerard H III<br><sub>(Last) (First) (Middle)</sub><br>C/O THE COOPER COMPANIES, INC.<br>6101 BOLLINGER CANYON ROAD, SUITE 500<br><sub>(Street)</sub><br>SAN RAMON, CA 94583<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-01-08 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_President, CooperVision, Inc._ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>COOPER COMPANIES, INC. [ COO ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2023-01-08 |  | M |  | 391.00 | A | $0.00 | 1714.00 | D |  |
| Common Stock | 2023-01-08 |  | M |  | 451.00 | A | $0.00 | 2165.00 | D |  |
| Common Stock | 2023-01-08 |  | M |  | 385.00 | A | $0.00 | 2550.00 | D |  |
| Common Stock | 2023-01-08 |  | M |  | 541.00 | A | $0.00 | 3091.00 | D |  |
| Common Stock | 2023-01-08 |  | M |  | 66.00 | A | $0.00 | 3157.00 | D |  |
| Common Stock | 2023-01-08 |  | M |  | 633.00 | A | $0.00 | 3790.00 | D |  |
| Common Stock | 2023-01-08 |  | F |  | 345.00 | D | $345.17 | 3445.00 | D |  |
| Common Stock | 2023-01-08 |  | F |  | 231.00 | D | $345.17 | 3214.00 | D |  |
| Common Stock | 2023-01-08 |  | F |  | 277.00 | D | $345.17 | 2937.00 | D |  |
| Common Stock | 2023-01-08 |  | F |  | 34.00 | D | $345.17 | 2903.00 | D |  |
| Common Stock | 2023-01-08 |  | F |  | 200.00 | D | $345.17 | 2703.00 | D |  |
| Common Stock | 2023-01-08 |  | F |  | 197.00 | D | $345.17 | 2506.00 | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Restricted Stock Units | $0.00 | 2023-01-08 |  | M |  |  | 391.00 | <sup>(1)</sup> | 2027-12-12 | Common Stock | 391.00 | $0.00 | 0.00 | D |  |
| Restricted Stock Units | $0.00 | 2023-01-08 |  | M |  |  | 451.00 | <sup>(2)</sup> | 2028-12-11 | Common Stock | 451.00 | $0.00 | 451.00 | D |  |
| Restricted Stock Units | $0.00 | 2023-01-08 |  | M |  |  | 541.00 | <sup>(3)</sup> | 2029-12-10 | Common Stock | 541.00 | $0.00 | 1084.00 | D |  |
| Restricted Stock Units | $0.00 | 2023-01-08 |  | M |  |  | 66.00 | <sup>(3)</sup> | 2029-12-10 | Common Stock | 66.00 | $0.00 | 131.00 | D |  |
| Restricted Stock Units | $0.00 | 2023-01-08 |  | M |  |  | 633.00 | <sup>(4)</sup> | 2030-12-08 | Common Stock | 633.00 | $0.00 | 1265.00 | D |  |
| Restricted Stock Units | $0.00 | 2023-01-08 |  | M |  |  | 385.00 | <sup>(5)</sup> | 2031-12-07 | Common Stock | 385.00 | $0.00 | 1154.00 | D |  |

---

### Footnotes:

(1) Vests 392 share(s) on 08-Jan-2019, 392 share(s) on 08-Jan-2020, 392 share(s) on 08-Jan-2021, 392 share(s) on 08-Jan-2022, 391 share(s) on 08-Jan-2023

(2) Vests 452 share(s) on 08-Jan-2020, 451 share(s) on 08-Jan-2021, 452 share(s) on 08-Jan-2022, 451 share(s) on 08-Jan-2023, 451 share(s) on 08-Jan-2024

(3) 20%/year over 5 years - vest date beginning on 08-Jan-2020

(4) 25%/year over 4 years - Jan 8 vest date beginning on 08-Jan-2021

(5) 25%/year over 4 years - Jan 8 vest date beginning on 08-Jan-2022

**Signature:** /s/ Gerard H. Warner, III  
**Date:** 2023-01-10

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**