# EDGAR Filing Document

**Accession Number:** 0000808379
**File Stem:** 9999999997-23-001411
**Filing Date:** 2023-3
**Character Count:** 1453
**Document Hash:** 3b1c9bc0a732bebe6572b5897d9d9859
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-001411.hdr.sgml**: 20230405

**ACCESSION NUMBER**: 9999999997-23-001411

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230306

**DATE AS OF CHANGE**: 20230405

**EFFECTIVENESS DATE**: 20230306

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NATWEST MARKETS SECURITIES INC.
- **CENTRAL INDEX KEY:** 0000808379
- **IRS NUMBER:** 133172275
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-37135
- **FILM NUMBER:** 23000610

**BUSINESS ADDRESS:**
- **STREET 1:** 600 WASHINGTON BOULEVARD
- **CITY:** STAMFORD
- **STATE:** CT
- **ZIP:** 06901
- **BUSINESS PHONE:** 203-897-3605

**MAIL ADDRESS:**
- **STREET 1:** 600 WASHINGTON BOULEVARD
- **CITY:** STAMFORD
- **STATE:** CT
- **ZIP:** 06901

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RBS Securities Inc.
- **DATE OF NAME CHANGE:** 20090408

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RBS SECURITIES INC.
- **DATE OF NAME CHANGE:** 20090402

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GREENWICH CAPITAL MARKETS, INC.
- **DATE OF NAME CHANGE:** 20020124

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23000610 for access to the original document.

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