# EDGAR Filing Document

**Accession Number:** 0000810943
**File Stem:** 0000910472-26-006255
**Filing Date:** 2026-4
**Character Count:** 53634
**Document Hash:** a695ca62bea09c64ec90889bb1796656
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-26-006255.hdr.sgml**: 20260429

**ACCESSION NUMBER**: 0000910472-26-006255

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260228

**FILED AS OF DATE**: 20260429

**DATE AS OF CHANGE**: 20260429

**PERIOD START**: 20260831

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HIGH INCOME SECURITIES FUND
- **CENTRAL INDEX KEY:** 0000810943

**ORGANIZATION NAME:**
- **EIN:** 046562068
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-05133
- **FILM NUMBER:** 26917315

**BUSINESS ADDRESS:**
- **STREET 1:** ULTIMUS FUND SOLUTIONS
- **STREET 2:** 225 PICTORIA DRIVE, SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 631-470-2704

**MAIL ADDRESS:**
- **STREET 1:** ULTIMUS FUND SOLUTIONS
- **STREET 2:** 225 PICTORIA DRIVE, SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PUTNAM HIGH INCOME SECURITIES FUND
- **DATE OF NAME CHANGE:** 20050930

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PUTNAM HIGH INCOME BOND FUND
- **DATE OF NAME CHANGE:** 20030408

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PUTNAM HIGH BOND FUND
- **DATE OF NAME CHANGE:** 20021107

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** High Income

- **b. Investment Company Act file number:** 811-05133

- **c. CIK number of Registrant:** 0000810943

- **d. LEI of Registrant:** 25RM533JWPQG19PQ1G87

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 Pictoria Drive

  - **City:** Cincinnati

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 513-587-3400

**Item A.2. Information about the Series.**

- **a. Name of Series:** High Income Securities Fund

- **c. LEI of Series:** 25RM533JWPQG19PQ1G87

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-08-31

- **b. Date as of which information is reported:** 2026-02-28

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $125264652.49

**Total Liabilities:** $598462.25

**Net Assets:** $124666190.24

**Monthly Return Information**

| Class        | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID N/A | -0.63%               | -0.28%               | -3.49%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $99766.66                | $-859055.58                                |
| Month 2  | $400687.36               | $398882.30                                 |
| Month 3  | $205421.82               | $-5014796.53                               |

### Schedule of Portfolio Investments

| Name   | Title                                                                | Identifiers                  | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| N/A    | Gabelli Dividend & Income Trust (The)                                | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    151344 | NS      | $4369301.28   | 3.50%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | BNYM STRAT MUNI BND                                                  | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |   1311538 | NS      | $8105304.84   | 6.50%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Blue Owl Capital Corporation                                         | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    135129 | NS      | $1525606.41   | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | BNY Mellon Municipal Bond Infrastructure Fund                        | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    119719 | NS      | $1330078.09   | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Soulpower Acquisition Corporation Rights                             | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     86023 | NS      | $14623.91     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | OFS Credit Company, Inc.                                             | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     60000 | NS      | $1474800.00   | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Fidelity Institutional Money Market Government Portfolio             | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    127140 | PA      | $127140.00    | 0.10%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A    | FIGX Capital Acquisition Corporation Warrants                        | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |     50045 | NS      | $12010.80     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | VOYA EMERGING MARKETS HIGH INCOME DIVD EQUITY FUND                   | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    432171 | NS      | $3064092.39   | 2.46%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | GigCapital8 Corporation Rights                                       | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    100000 | NS      | $27000.00     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Nuveen Churchill Direct Lending Corporation                          | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     79482 | NS      | $1022933.34   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Insight Digital Partners II Warrants                                 | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |     50000 | NS      | $14900.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | FIGX Capital Acquisition Corporation                                 | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    100090 | NS      | $1010909.00   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | ChampionsGate Acquisition Corporation Rights                         | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    100000 | NS      | $14010.00     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A    | MFS High Yield Municipal Trust                                       | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    764756 | NS      | $2768416.72   | 2.22%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Vendome Acquisition Corp I                                           | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    100000 | NS      | $1009000.00   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | EGH Acquisition Corporation Rights                                   | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     50000 | NS      | $17210.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Legato Merger Corporation III Warrants                               | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |     20098 | NS      | $13666.64     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Andretti Acquisition Corporation II Warrants                         | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |     25000 | NS      | $3375.00      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A    | Daedalus Special Acquisition Corporation                             | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | GB        |    148000 | NS      | $1493320.00   | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Oxford Lane Capital Corporation USD Class                            | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    136592 | NS      | $1146008.56   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Lightwave Acquisition Corporation                                    | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    100000 | NS      | $1009000.00   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Bleichroeder Acquisition Corporation II                              | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     49500 | NS      | $499950.00    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | HNW Escrow                                                           | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     19842 | NS      | $9651.15      | 0.01%             |  |  |  | No            |                  3 | On Loan: No      |
| N/A    | Archimedes Tech SPAC Partners III Company                            | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     20000 | NS      | $200700.00    | 0.16%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A    | Sizzle Acquisition Corporation II Rights                             | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     50600 | NS      | $11132.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | AI Infrastructure Acquisition Corporation                            | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    100000 | NS      | $1002000.00   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Carlyle Credit Income Fund USD Class                                 | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    109825 | NS      | $370110.25    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | GigCapital7 Corporation                                              | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     74828 | NS      | $793176.80    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Wen Acquisition Corporation                                          | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    106000 | NS      | $1078020.00   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Dune Acquisition Corporation II Warrants                             | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |    150000 | NS      | $47595.00     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | M3-Brigade Acquisition VI Corporation                                | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     50000 | NS      | $504000.00    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | TCW Strategic Income Fund, Inc. Rights                               | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |      5300 | NS      | $112.89       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Bold Eagle Acquisition Corporation Rights                            | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    100000 | NS      | $29000.00     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Cayson Acquisition Corporation Rights                                | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     45000 | NS      | $7650.00      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Evolution Global Acquisition Corporation Warrants Exp 11/07/2030     | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |       950 | NS      | $351.50       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Investcorp Credit Management BDC, Inc.                               | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    341216 | NS      | $989526.40    | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Cambridge Acquisition Corporation                                    | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     10781 | NS      | $107055.33    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Bold Eagle Acquisition Corporation                                   | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    150000 | NS      | $1578000.00   | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Neuberger Next Generation Connectivity Fund, Inc. Fund Inc.          | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    429020 | NS      | $5783189.60   | 4.64%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Dynamix Corporation III                                              | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     50000 | NS      | $496000.00    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Oyster Enterprises II Acquisition Corporation Rights                 | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    200000 | NS      | $30020.00     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Duff & Phelps Utility and Infrastructure Fund Inc.                   | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     26102 | NS      | $385004.50    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Evolution Global Acquisition Corporation                             | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |      1900 | NS      | $19000.00     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Flag Ship Acquisition Corporation Rights                             | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    137500 | NS      | $17875.00     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A    | Cantor Equity Partners VI, Inc.                                      | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     35000 | NS      | $354900.00    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | FS KKR CAPITAL CORP.                                                 | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    210792 | NS      | $2276553.60   | 1.83%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Blue Owl Technology Finance Corporation                              | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    254925 | NS      | $2842413.75   | 2.28%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | GigCapital7 Corporation Warrants                                     | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |    141517 | NS      | $73588.84     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Aldabra 4 Liquidity Opportunity Vehicle, Inc.                        | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     75000 | NS      | $747000.00    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | MFS Investment Grade Municipal Trust                                 | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    245951 | NS      | $2020364.49   | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Clough Global Opportunities Fund                                     | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    268092 | NS      | $1619275.68   | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | SIM Acquisition Corp I Warrants                                      | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |     75000 | NS      | $26310.00     | 0.02%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A    | Oyster Enterprises II Acquisition Corporation                        | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    200000 | NS      | $2028000.00   | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | EQV Ventures Acquisition Corporation II Warrants                     | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |     25716 | NS      | $9769.51      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Monroe Capital Corporation                                           | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    331916 | NS      | $1948346.92   | 1.56%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Axiom Intelligence Acquisition Corp 1 Rights                         | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | GB        |     18000 | NS      | $2700.00      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A    | Hennessy Capital Investment Corporation VIII                         | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     50000 | NS      | $501000.00    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | RF Acquisition Corporation III                                       | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | SG        |     13365 | NS      | $133382.70    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | GigCapital9 Corporation                                              | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     50090 | NS      | $502903.60    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Legato Merger Corporation IV                                         | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     50000 | NS      | $500500.00    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Indigo Acquisition Corporation                                       | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    143399 | NS      | $1452631.87   | 1.17%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A    | Blue Acquisition Corporation                                         | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    100000 | NS      | $1019000.00   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | John Hancock Hedged Equity & Income Fund                             | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    187722 | NS      | $2156925.78   | 1.73%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Cal Redwood Acquisition Corp CRAQR Rights                            | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    100000 | NS      | $17010.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Bluerock Private Real Estate Fund                                    | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    113221 | NS      | $1979103.08   | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Nuveen Dow 30sm Dynamic Overwrite Fund                               | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     26931 | NS      | $412044.30    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Jena Acquisition Corporation II                                      | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     71213 | NS      | $732781.77    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | SIM Acquisition Corp I                                               | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     50000 | NS      | $535000.00    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Dune Acquisition Corporation II                                      | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    200000 | NS      | $2062000.00   | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Silver Pegasus Acquisition Corporation Rights                        | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    100000 | NS      | $25500.00     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | McKinley Acquisition Corporation                                     | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    100000 | NS      | $1003000.00   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Lionheart Holdings Warrants                                          | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |     36669 | NS      | $6967.11      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Bancroft Fund Ltd.                                                   | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     13819 | NS      | $314796.82    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | XAI Octagon Floating Rate AL                                         | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    279789 | NS      | $937293.15    | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | AI Infrastructure Acquisition Corporation Rights                     | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    100000 | NS      | $25020.00     | 0.02%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A    | GDL Fund (The)                                                       | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    110621 | NS      | $949128.18    | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Willow Lane Acquisition Corporation II                               | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     50000 | NS      | $504500.00    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | EQV Ventures Acquisition Corporation II                              | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     77148 | NS      | $778423.32    | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Relativity Acquisition Corporation Warrants                          | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |     21700 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| N/A    | Bitcoin Infrastructure Acquisition Corp Ltd.                         | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     75000 | NS      | $742500.00    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Clough Global Equity Fund                                            | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     60302 | NS      | $498094.52    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | EQV Ventures Acquisition Corporation Warrants                        | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |     83333 | NS      | $54166.45     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Highview Merger Corporation Warrants                                 | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |     50000 | NS      | $12015.00     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A    | PhenixFIN Corporation                                                | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     19218 | NS      | $903246.00    | 0.72%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A    | GigCapital8 Corporation                                              | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    100000 | NS      | $999000.00    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Blue Acquisition Corporation Rights                                  | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    143700 | NS      | $34488.00     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Viking Acquisition Corp I Warrants                                   | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |     33333 | NS      | $10336.56     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A    | BNY MELLON STRATEGIC MUNICIPAL                                       | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    652735 | NS      | $4249304.85   | 3.41%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Apex Treasury Corporation Warrants                                   | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |     21500 | NS      | $5160.00      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Jackson Acquisition Company II                                       | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    100000 | NS      | $1051000.00   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Eureka Acquisition Corporation Rights                                | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | CN        |     50000 | NS      | $21645.00     | 0.02%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A    | Dynamix Corporation III Warrants                                     | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |     25000 | NS      | $8250.00      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Insight Digital Partners II                                          | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    100000 | NS      | $994000.00    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Dynamix Corporation Warrants                                         | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |       763 | NS      | $534.10       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Ellsworth Growth and Income Fund Ltd.                                | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    116758 | NS      | $1369571.34   | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | United Acquisition I Units                                           | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     50000 | NS      | $498500.00    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Highland Opportunities and Income Fund                               | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     47724 | NS      | $785537.04    | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | PHT Escrow                                                           | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     28477 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| N/A    | Indigo Acquisition Corporation Rights                                | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    143399 | NS      | $18670.55     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Viking Acquisition Corp I                                            | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    100000 | NS      | $992000.00    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | M3-Brigade Acquisition VI Corporation Warrants                       | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |     16666 | NS      | $5438.12      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Cedar Realty Trust, Inc.                                             | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     72419 | NS      | $1307162.95   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Talon Capital Corporation                                            | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     77000 | NS      | $778470.00    | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Invesco Treasury Portfolio Institutional Class                       | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    127140 | PA      | $127140.00    | 0.10%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A    | Saba Capital Income & Opportunities Fund II                          | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     13151 | NS      | $105734.04    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | NUVEEN REAL ASSET RIGHTS                                             | CUSIP: 67074Y113<br>LEI: N/A | Long             | EC               | CORP              | US        |      1428 | NS      | $39.70        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | AA Mission Acquisition Corporation Warrants                          | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |     50000 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| N/A    | MFS HIGH INCOME MUNICIPAL TRUST                                      | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    212876 | NS      | $817443.84    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Runway Growth Finance Corporation                                    | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    472501 | NS      | $3661882.75   | 2.94%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Copper Property CTL Pass Through Trust                               | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    109428 | NS      | $1190576.64   | 0.96%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A    | Talon Capital Corporation Warrants                                   | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |     25666 | NS      | $10012.31     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | NexPoint Diversified Real Estate Trust                               | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     94082 | NS      | $1298331.60   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Lightwave Acquisition Corporation Warrants                           | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |     50000 | NS      | $12550.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Spring Valley Acquisition Corporation III Warrants                   | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |     18333 | NS      | $23007.92     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Highland Opportunities and Income Fund                               | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |      2521 | NS      | $41489.11     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Horizon Kinetics Spac Active ETF                                     | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |      1329 | NS      | $120859.92    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | D Boral ARC Acquisition I Corporation Warrants                       | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |     31250 | NS      | $22050.00     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | IB Acquisition Corporation Rights                                    | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    129140 | NS      | $7490.12      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Destra Multi-Alternative Fund                                        | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     53371 | NS      | $454720.92    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Bitcoin Infrastructure Acquisition Corp Ltd. Warrants Exp 12/01/2030 | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |     37500 | NS      | $12667.50     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A    | Voya Asia Pacific High Dividend Equity Income Fund                   | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     89008 | NS      | $722744.96    | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | HIGHLAND FLTNG RATE OPPORT                                           | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |      5385 | NS      | $33494.70     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | MHI Escrow                                                           | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    160637 | NS      | $57508.05     | 0.05%             |  |  |  | No            |                  3 | On Loan: No      |
| N/A    | McKinley Acquisition Corporation Rights                              | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    100000 | NS      | $11900.00     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A    | BCP Investment Corporation                                           | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    208600 | NS      | $2346750.00   | 1.88%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Centurion Acquisition Corporation Warrants                           | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |     78125 | NS      | $17195.31     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Spring Valley Acquisition Corporation IV                             | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     25000 | NS      | $252000.00    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | FG Imperii Acquisition Corporation                                   | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     50000 | NS      | $499500.00    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Silverbox Corporation IV Warrants                                    | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |     36683 | NS      | $7446.65      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | MIO Escrow                                                           | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    106795 | NS      | $16852.25     | 0.01%             |  |  |  | No            |                  3 | On Loan: No      |
| N/A    | Roman DBDR Acquisition Corporation II Warrants                       | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |     62500 | NS      | $23450.00     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Art Technology Acquisition Corporation                               | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     50000 | NS      | $496000.00    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | GYRODYNE, LLC.                                                       | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     30000 | NS      | $262500.00    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Black Spade Acquisition III Company                                  | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | HK        |     50000 | NS      | $502000.00    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | OFS CAPITAL CORPORATION                                              | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     27487 | NS      | $115445.40    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Legacy IMBDS, Inc.                                                   | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     27802 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| N/A    | Fifth Era Acquisition Corp I                                         | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | KY        |      2200 | NS      | $22616.00     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Eagle Point Income Company, Inc. USD Class                           | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     46143 | NS      | $457277.13    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Blue Water Acquisition Corporation III Warrants                      | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |     27164 | NS      | $12492.72     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Voyager Acquisition Corporation Warrants                             | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |    145142 | NS      | $32889.18     | 0.03%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A    | NexPoint Credit Strategies Fund                                      | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    172453 | NS      | $767415.85    | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Bain Capital GSS Investment Corporation                              | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    100000 | NS      | $1016000.00   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Spring Valley Acquisition Corporation III                            | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     62013 | NS      | $647415.72    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | ChampionsGate Acquisition Corporation                                | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    100000 | NS      | $1024000.00   | 0.82%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A    | Vendome Acquisition Corp I Warrants                                  | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |     50000 | NS      | $12000.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Silver Pegasus Acquisition Corporation                               | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    100000 | NS      | $1014000.00   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Barings BDC, Inc.                                                    | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    103139 | NS      | $870493.16    | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Highview Merger Corporation                                          | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    100000 | NS      | $1008000.00   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Roman DBDR Acquisition Corporation II                                | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    125000 | NS      | $1303750.00   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | CSLM Digital Asset Acquisition Corporation III Warrants              | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |     50000 | NS      | $15000.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | M3-Brigade Acquisition V Corporation Warrants                        | CUSIP: N/A<br>LEI: N/A       | Long             | DE               | CORP              | US        |     72392 | NS      | $41444.42     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Centurion Acquisition Corporation                                    | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     56250 | NS      | $605812.50    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | M Evo Global Acquisition Corporation II                              | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     50000 | NS      | $501500.00    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Meshflow Acquisition Corporation                                     | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    100000 | NS      | $999000.00    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | MAV Escrow                                                           | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    157094 | NS      | $64801.28     | 0.05%             |  |  |  | No            |                  3 | On Loan: No      |
| N/A    | D Boral ARC Acquisition I Corporation                                | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    100000 | NS      | $1008500.00   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Crescent Capital BDC, Inc.                                           | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    192238 | NS      | $2433733.08   | 1.95%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Cal Redwood Acquisition Corporation                                  | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    100000 | NS      | $1016000.00   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | HCM IV Acquisition Corporation                                       | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     50000 | NS      | $502000.00    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | CION Investment Corporation                                          | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |    626379 | NS      | $4998504.42   | 4.01%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Columbus Circle Capital Corporation II                               | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     49900 | NS      | $497503.00    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A    | Illumination Acquisition Corp I                                      | CUSIP: N/A<br>LEI: N/A       | Long             | EC               | CORP              | US        |     25000 | NS      | $248250.00    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-04-29

**Name of Applicant:** Andrew Dakos

**Signature:** Andrew Dakos

**Name of Signer:** Andrew Dakos

**Title:** President