# EDGAR Filing Document

**Accession Number:** 0002129318
**File Stem:** 0002129318-26-000019
**Filing Date:** 2026-5
**Character Count:** 12198
**Document Hash:** 90adb37297319dd57861f63f15bbb9fd
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002129318-26-000019.hdr.sgml**: 20260520

**ACCESSION NUMBER**: 0002129318-26-000019

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20211231

**FILED AS OF DATE**: 20260520

**DATE AS OF CHANGE**: 20260520

**EFFECTIVENESS DATE**: 20260520

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Norris Financial Group, LLC
- **CENTRAL INDEX KEY:** 0002129318

**ORGANIZATION NAME:**
- **EIN:** 582280206
- **STATE OF INCORPORATION:** SC
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-26988
- **FILM NUMBER:** 261002506

**BUSINESS ADDRESS:**
- **STREET 1:** 605 N MAIN ST.
- **CITY:** GREENVILLE
- **STATE:** SC
- **ZIP:** 29601
- **BUSINESS PHONE:** 864-420-7335

**MAIL ADDRESS:**
- **STREET 1:** 605 N MAIN ST.
- **CITY:** GREENVILLE
- **STATE:** SC
- **ZIP:** 29601

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2021

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Norris Financial Group LLC<br>**Address:** 605 N MAIN ST.<br>GREENVILLE, SC 29601

**Form 13F File Number:** 028-26988

**CRD Number (if applicable):** 000129422

**SEC File Number (if applicable):** 801-112958

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Desaree Tatum<br>**Title:** Consultant Compliance Services<br>**Phone:** 513-538-1150

**Signature, Place, and Date of Signing:**

Desaree Tatum  Covington, KY  05-20-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 86

**Form 13F Information Table Value Total:** $165780722

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 24977671 | 52589 | SH |  | SOLE |  | 0 | 0 | 52589 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 11890941 | 29888 | SH |  | SOLE |  | 0 | 0 | 29888 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 8257566 | 37121 | SH |  | SOLE |  | 0 | 0 | 37121 |
| AURINIA PHARMACEUTICALS INC | COM | 05156V102 |  | 8007908 | 350149 | SH |  | SOLE |  | 0 | 0 | 350149 |
| APPLE INC | COM | 037833100 |  | 7498604 | 42229 | SH |  | SOLE |  | 0 | 0 | 42229 |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 33734X846 |  | 6615801 | 125323 | SH |  | SOLE |  | 0 | 0 | 125323 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 6303998 | 161434 | SH |  | SOLE |  | 0 | 0 | 161434 |
| ISHARES TR | ISHARES SEMICDTR | 464287523 |  | 5546307 | 10227 | SH |  | SOLE |  | 0 | 0 | 10227 |
| ISHARES TR | U.S. MED DVC ETF | 464288810 |  | 4963839 | 75381 | SH |  | SOLE |  | 0 | 0 | 75381 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 4245254 | 32858 | SH |  | SOLE |  | 0 | 0 | 32858 |
| FLEXSHARES TR | IBOXX 3R TARGT | 33939L506 |  | 4158638 | 158063 | SH |  | SOLE |  | 0 | 0 | 158063 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 3857972 | 69513 | SH |  | SOLE |  | 0 | 0 | 69513 |
| SPDR SER TR | S METALS MNG | 78464A755 |  | 3468121 | 77448 | SH |  | SOLE |  | 0 | 0 | 77448 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 |  | 3451189 | 169842 | SH |  | SOLE |  | 0 | 0 | 169842 |
| GLOBAL X FDS | US INFR DEV ETF | 37954Y673 |  | 3165288 | 109944 | SH |  | SOLE |  | 0 | 0 | 109944 |
| MICROSOFT CORP | COM | 594918104 |  | 3050422 | 9070 | SH |  | SOLE |  | 0 | 0 | 9070 |
| FIRST TR EXCHANGE-TRADED FD | NAS CLNEDG GREEN | 33733E500 |  | 2968046 | 43667 | SH |  | SOLE |  | 0 | 0 | 43667 |
| FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 33739H101 |  | 2819754 | 122279 | SH |  | SOLE |  | 0 | 0 | 122279 |
| ISHARES TR | ISHARES BIOTECH | 464287556 |  | 2362558 | 15480 | SH |  | SOLE |  | 0 | 0 | 15480 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 2352808 | 67590 | SH |  | SOLE |  | 0 | 0 | 67590 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 2311178 | 16061 | SH |  | SOLE |  | 0 | 0 | 16061 |
| FIRST TR EXCHANGE TRADED FD | CONSUMR DISCRE | 33734X101 |  | 1880122 | 30305 | SH |  | SOLE |  | 0 | 0 | 30305 |
| FORTINET INC | COM | 34959E109 |  | 1873912 | 5214 | SH |  | SOLE |  | 0 | 0 | 5214 |
| FEDEX CORP | COM | 31428X106 |  | 1855225 | 7173 | SH |  | SOLE |  | 0 | 0 | 7173 |
| SALESFORCE INC | COM | 79466L302 |  | 1686407 | 6636 | SH |  | SOLE |  | 0 | 0 | 6636 |
| AMAZON COM INC | COM | 023135106 |  | 1667170 | 500 | SH |  | SOLE |  | 0 | 0 | 500 |
| ETF SER SOLUTIONS | DEFIANCE NEXT | 26922A289 |  | 1666290 | 39959 | SH |  | SOLE |  | 0 | 0 | 39959 |
| BUILDERS FIRSTSOURCE INC | COM | 12008R107 |  | 1652232 | 19277 | SH |  | SOLE |  | 0 | 0 | 19277 |
| JABIL INC | COM | 466313103 |  | 1622904 | 23069 | SH |  | SOLE |  | 0 | 0 | 23069 |
| FULGENT GENETICS INC | COM | 359664109 |  | 1296605 | 12890 | SH |  | SOLE |  | 0 | 0 | 12890 |
| TARGET CORP | COM | 87612E106 |  | 1162523 | 5023 | SH |  | SOLE |  | 0 | 0 | 5023 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 1123343 | 11444 | SH |  | SOLE |  | 0 | 0 | 11444 |
| WALMART INC | COM | 931142103 |  | 1044517 | 7219 | SH |  | SOLE |  | 0 | 0 | 7219 |
| SOUTHERN COPPER CORP | COM | 84265V105 |  | 1043825 | 16915 | SH |  | SOLE |  | 0 | 0 | 16915 |
| BANK AMERICA CORP | COM | 060505104 |  | 1004095 | 22569 | SH |  | SOLE |  | 0 | 0 | 22569 |
| PFIZER INC | COM | 717081103 |  | 970487 | 16435 | SH |  | SOLE |  | 0 | 0 | 16435 |
| UNION PAC CORP | COM | 907818108 |  | 965396 | 3832 | SH |  | SOLE |  | 0 | 0 | 3832 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 926966 | 17840 | SH |  | SOLE |  | 0 | 0 | 17840 |
| CATERPILLAR INC | COM | 149123101 |  | 918132 | 4441 | SH |  | SOLE |  | 0 | 0 | 4441 |
| GENERAC HLDGS INC | COM | 368736104 |  | 901971 | 2563 | SH |  | SOLE |  | 0 | 0 | 2563 |
| RELIANCE STEEL  ALUMINUM CO | COM | 759509102 |  | 894806 | 5516 | SH |  | SOLE |  | 0 | 0 | 5516 |
| TESLA INC | COM | 88160R101 |  | 889809 | 842 | SH |  | SOLE |  | 0 | 0 | 842 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 836721 | 5284 | SH |  | SOLE |  | 0 | 0 | 5284 |
| M D C HLDGS INC | COM | 552676108 |  | 740697 | 13267 | SH |  | SOLE |  | 0 | 0 | 13267 |
| CELSIUS HLDGS INC | COM NEW | 15118V207 |  | 738541 | 9904 | SH |  | SOLE |  | 0 | 0 | 9904 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 674621 | 8302 | SH |  | SOLE |  | 0 | 0 | 8302 |
| INVESCO EXCH TRADED FD TR II | S HDL VOL | 46138E362 |  | 643384 | 14209 | SH |  | SOLE |  | 0 | 0 | 14209 |
| TERNIUM SA | SPONSORED ADS | 880890108 |  | 613371 | 14094 | SH |  | SOLE |  | 0 | 0 | 14094 |
| DRAFTKINGS INC | COM CL A | 26142R104 |  | 601346 | 21891 | SH |  | SOLE |  | 0 | 0 | 21891 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 |  | 566321 | 1834 | SH |  | SOLE |  | 0 | 0 | 1834 |
| SPDR SER TR | BBG CONV SEC ETF | 78464A359 |  | 563879 | 6797 | SH |  | SOLE |  | 0 | 0 | 6797 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 561650 | 3451 | SH |  | SOLE |  | 0 | 0 | 3451 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 558868 | 3269 | SH |  | SOLE |  | 0 | 0 | 3269 |
| STEEL DYNAMICS INC | COM | 858119100 |  | 558816 | 9003 | SH |  | SOLE |  | 0 | 0 | 9003 |
| ISHARES TR | US REGNL BKS ETF | 464288778 |  | 511435 | 8281 | SH |  | SOLE |  | 0 | 0 | 8281 |
| SPDR SER TR | PRTFLO S HI | 78468R788 |  | 489252 | 11635 | SH |  | SOLE |  | 0 | 0 | 11635 |
| FIRST TR EXCH TRADED FD III | ULTRA SHT DUR MU | 33740J104 |  | 445193 | 22083 | SH |  | SOLE |  | 0 | 0 | 22083 |
| HUNTINGTON BANCSHARES INC | COM | 446150104 |  | 422308 | 27387 | SH |  | SOLE |  | 0 | 0 | 27387 |
| 3-D SYS CORP DEL | COM NEW | 88554D205 |  | 411694 | 19113 | SH |  | SOLE |  | 0 | 0 | 19113 |
| FORD MTR CO DEL | COM | 345370860 |  | 393280 | 18935 | SH |  | SOLE |  | 0 | 0 | 18935 |
| FLUOR CORP NEW | COM | 343412102 |  | 358298 | 14465 | SH |  | SOLE |  | 0 | 0 | 14465 |
| ISHARES TR | EAFE VALUE ETF | 464288877 |  | 350765 | 6961 | SH |  | SOLE |  | 0 | 0 | 6961 |
| WISDOMTREE TR | EMER MKT HIGH FD | 97717W315 |  | 345174 | 7968 | SH |  | SOLE |  | 0 | 0 | 7968 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 327333 | 2449 | SH |  | SOLE |  | 0 | 0 | 2449 |
| ZSCALER INC | COM | 98980G102 |  | 317795 | 989 | SH |  | SOLE |  | 0 | 0 | 989 |
| INVESCO EXCHANGE TRADED FD T | S PUR VAL | 46137V258 |  | 309256 | 3826 | SH |  | SOLE |  | 0 | 0 | 3826 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 294500 | 4813 | SH |  | SOLE |  | 0 | 0 | 4813 |
| TG THERAPEUTICS INC | COM | 88322Q108 |  | 292980 | 15420 | SH |  | SOLE |  | 0 | 0 | 15420 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 287009 | 2826 | SH |  | SOLE |  | 0 | 0 | 2826 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 284843 | 784 | SH |  | SOLE |  | 0 | 0 | 784 |
| ISHARES TR | US TRSPRTION | 464287192 |  | 279516 | 1011 | SH |  | SOLE |  | 0 | 0 | 1011 |
| BHP GROUP LTD | SPONSORED ADS | 088606108 |  | 277006 | 4590 | SH |  | SOLE |  | 0 | 0 | 4590 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 265752 | 6338 | SH |  | SOLE |  | 0 | 0 | 6338 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 |  | 258866 | 565 | SH |  | SOLE |  | 0 | 0 | 565 |
| SOUTHSTATE CORPORATION | COM | 840441109 |  | 244336 | 3050 | SH |  | SOLE |  | 0 | 0 | 3050 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 244255 | 1493 | SH |  | SOLE |  | 0 | 0 | 1493 |
| KRANESHARES TR | ELEC VEH FUTUR | 500767827 |  | 231335 | 4942 | SH |  | SOLE |  | 0 | 0 | 4942 |
| IRON MTN INC DEL | COM | 46284V101 |  | 228316 | 4363 | SH |  | SOLE |  | 0 | 0 | 4363 |
| DISNEY WALT CO | COM | 254687106 |  | 226759 | 1464 | SH |  | SOLE |  | 0 | 0 | 1464 |
| FIRST TR EXCH TRADED FD III | SHRT DUR MNG MUN | 33739P830 |  | 222958 | 10714 | SH |  | SOLE |  | 0 | 0 | 10714 |
| ALPS ETF TR | CLEAN ENERGY | 00162Q460 |  | 213491 | 3328 | SH |  | SOLE |  | 0 | 0 | 3328 |
| EYENOVIA INC | COM | 30234E104 |  | 98060 | 24515 | SH |  | SOLE |  | 0 | 0 | 24515 |
| CLOVIS ONCOLOGY INC | COM | 189464100 |  | 59148 | 21826 | SH |  | SOLE |  | 0 | 0 | 21826 |
| ATI PHYSICAL THERAPY INC | COM CL A | 00216W109 |  | 54240 | 16000 | SH |  | SOLE |  | 0 | 0 | 16000 |
| FORESIGHT AUTONOMOUS HLDGS L | SPONSORED ADS | 345523104 |  | 40630 | 23900 | SH |  | SOLE |  | 0 | 0 | 23900 |
| ZK INTL GROUP CO LTD | SHS | G9892K100 |  | 16124 | 11600 | SH |  | SOLE |  | 0 | 0 | 11600 |

---