# EDGAR Filing Document

**Accession Number:** 0001318342
**File Stem:** 0001145549-23-009803
**Filing Date:** 2023-2
**Character Count:** 26588
**Document Hash:** 8513dfb718f510c6573696c89e21c33a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-009803.hdr.sgml**: 20230224

**ACCESSION NUMBER**: 0001145549-23-009803

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230224

**DATE AS OF CHANGE**: 20230224

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Investment Managers Series Trust
- **CENTRAL INDEX KEY:** 0001318342
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-21719
- **FILM NUMBER:** 23666093

**BUSINESS ADDRESS:**
- **STREET 1:** 235 WEST GALENA STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53212
- **BUSINESS PHONE:** 626-914-4141

**MAIL ADDRESS:**
- **STREET 1:** 235 WEST GALENA STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53212

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Claymore Trust
- **DATE OF NAME CHANGE:** 20050603

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Claymore Equity Trust
- **DATE OF NAME CHANGE:** 20050218

## Series and Classes Contracts Data

### Robinson Opportunistic Income Fund (Series ID: S000052274)

| Class ID   | Class Name                 | Ticker Symbol   |
|:---|:---|:---|
| C000164392 | Class A Shares             | RBNAX           |
| C000164393 | Class C Shares             | RBNCX           |
| C000164394 | Institutional Class Shares | RBNNX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** INVESTMENT MANAGERS SERIES TRUST

- **b. Investment Company Act file number:** 811-21719

- **c. CIK number of Registrant:** 0001318342

- **d. LEI of Registrant:** 549300ESWU4ZNAH5Y054

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 235 WEST GALENA STREET

  - **City:** MILWAUKEE

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 532123948

  - **Telephone number:** 4142992000

**Item A.2. Information about the Series.**

- **a. Name of Series:** Robinson Opportunistic Income Fund

- **b. EDGAR series identifier (if any):** S000052274

- **c. LEI of Series:** 5493001ZFLC1O5PVWB28

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $11529302.20

**Total Liabilities:** $87753.99

**Net Assets:** $11441548.21

**Cash Not Reported:** $351596.08

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000164392 | 0.81%                | 3.02%                | -2.11%               |
| Class ID C000164393 | 0.74%                | 3.08%                | -2.23%               |
| Class ID C000164394 | 0.83%                | 3.16%                | -2.11%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-325050.58              | $458685.47                                 |
| Month 2  | $16825.02                | $390090.60                                 |
| Month 3  | $28097.47                | $-395356.84                                |

### Schedule of Portfolio Investments

| Name                            | Title                                                       | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Flaherty & Crumrine Preferred   | Flaherty & Crumrine Preferred and Income Fund, Inc.         | CUSIP: 338480106<br>LEI: 254900LXRIT34GQY5I69 | Long             |  | RF                | US        |     23283 | NS      | $258674.13    | 2.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Principal Real Estate Income F  | Principal Real Estate Income Fund                           | CUSIP: 74255X104<br>LEI: 549300HK3LIJEGLGMK36 | Long             |  | RF                | US        |     12435 | NS      | $128702.25    | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Pioneer High Income Fund Inc    | Pioneer High Income Fund, Inc.                              | CUSIP: 72369H106<br>LEI: GRH7C46DLKO4V5KVBT29 | Long             |  | RF                | US        |     76228 | NS      | $495482.00    | 4.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Cohen & Steers Select Preferre  | Cohen & Steers Select Preferred and Income Fund, Inc.       | CUSIP: 19248Y107<br>LEI: OEZWCTDD06SJTYUH4E15 | Long             |  | RF                | US        |     21498 | NS      | $402442.56    | 3.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Pine Technology Acquisition Co  | Pine Technology Acquisition Corp. - Class A                 | CUSIP: 722850104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12597 | NS      | $127229.70    | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| PINE TECHNOLOGY ACQUISI-CL A    | Pine Technology Acquisition Corp.                           | CUSIP: 722850112<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      4199 | NC      | $7.14         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| RUSSELL 2000 EMINI MAR 23   /   | RUSSELL 2000 EMINI MAR 23   /                               | CUSIP: 999999999<br>LEI: N/A                  | Short            | DE               |  | US        |        -3 | NC      | $9574.50      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| RUSSELL 1000 EMINI MAR 23   /   | RUSSELL 1000 EMINI MAR 23   /                               | CUSIP: 999999999<br>LEI: N/A                  | Short            | DE               |  | US        |        -2 | NC      | $3678.00      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| PGIM Short Duration High Yield  | PGIM Short Duration High Yield Opportunities Fund           | CUSIP: 69355J104<br>LEI: 549300WGY7DHGMQJU952 | Long             |  | RF                | US        |     44447 | NS      | $652926.43    | 5.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Special Opportunities Fund Inc  | Special Opportunities Fund, Inc.                            | CUSIP: 84741T104<br>LEI: 549300DGAJTGM6R4HK03 | Long             |  | RF                | US        |     42338 | NS      | $482653.20    | 4.22%             |  |  |  | No            |                  1 | On Loan: No      |
| TLG Acquisition One Corp        | TLG Acquisition One Corp. - Class A                         | CUSIP: 87257M108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     45930 | NS      | $467567.40    | 4.09%             |  |  |  | No            |                  1 | On Loan: No      |
| TLG ACQUISITION ONE COR-CL A    | TLG Acquisition One Corp.                                   | CUSIP: 87257M116<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     15310 | NC      | $627.71       | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Bilander Acquisition Corp       | Bilander Acquisition Corp. - Class A                        | CUSIP: 09001T106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1000 | NS      | $9890.00      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. 10YR NOTE (CBT) MAR 23   / | U.S. 10YR NOTE (CBT) MAR 23   /                             | CUSIP: 999999999<br>LEI: N/A                  | N/A              | DIR              |  | US        |        -6 | NC      | $5416.50      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| TradeUP Acquisition Corp        | TradeUP Acquisition Corp.                                   | CUSIP: 89268A206<br>LEI: N/A                  | Long             |  | CORP              | US        |     25390 | NS      | $260247.50    | 2.27%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. LONG BOND FUT MAR 2023   / | U.S. LONG BOND FUT MAR 2023   /                             | CUSIP: 999999999<br>LEI: N/A                  | N/A              | DIR              |  | US        |        -2 | NC      | $4024.25      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Asset Diversified Inco  | Western Asset Diversified Income Fund                       | CUSIP: 95790K109<br>LEI: 549300M67UHXW4GHZ644 | Long             |  | RF                | US        |     40000 | NS      | $508000.00    | 4.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Ares Acquisition Corp           | Ares Acquisition Corp. - Class A                            | CUSIP: G33032106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     17500 | NS      | $176225.00    | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| ARES ACQUISITION CORP-A         | Ares Acquisition Corp.                                      | CUSIP: G33032122<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      3500 | NC      | $1632.05      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Acropolis Infrastructure Acqui  | Acropolis Infrastructure Acquisition Corp. - Class A        | CUSIP: 005029103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     20000 | NS      | $198600.00    | 1.74%             |  |  |  | No            |                  1 | On Loan: No      |
| AF Acquisition Corp             | AF Acquisition Corp. - Class A                              | CUSIP: 001040104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     28607 | NS      | $287786.42    | 2.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Build Acquisition Corp          | Build Acquisition Corp. - Class A                           | CUSIP: 12008J105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     20000 | NS      | $200400.00    | 1.75%             |  |  |  | No            |                  1 | On Loan: No      |
| BUILD ACQUISITION CORP-A        | Build Acquisition Corp.                                     | CUSIP: 12008J113<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      6666 | NC      | $53.33        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackstone Long-Short Credit I  | Blackstone Long-Short Credit Income Fund                    | CUSIP: 09257D102<br>LEI: 549300SM8M5F2TV58W35 | Long             |  | RF                | US        |     37355 | NS      | $404928.20    | 3.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Crixus BH3 Acquisition Co       | Crixus BH3 Acquisition Co. - Class A                        | CUSIP: 22677T102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11267 | NS      | $113571.36    | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Black Mountain Acquisition Cor  | Black Mountain Acquisition Corp. - Class A                  | CUSIP: 09216A108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10000 | NS      | $102000.00    | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| BLACK MOUNTAIN ACQUISITION-A    | Black Mountain Acquisition Corp.                            | CUSIP: 09216A116<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      7500 | NC      | $275.25       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Saba Capital Income & Opportun  | Saba Capital Income & Opportunities Fund                    | CUSIP: 78518H202<br>LEI: 549300MGSUUJ7E55N746 | Long             |  | RF                | US        |     51541 | NS      | $392227.01    | 3.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Bridgetown Holdings Ltd         | Bridgetown Holdings Ltd. - Class A                          | CUSIP: G1355U113<br>LEI: N/A                  | Long             | EC               | CORP              | HK        |      6705 | NS      | $66513.60     | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Blue Whale Acquisition Corp I   | Blue Whale Acquisition Corp. I - Class A                    | CUSIP: G1330M103<br>LEI: N/A                  | Long             | EC               | CORP              | AE        |     12000 | NS      | $117480.00    | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Churchill Capital Corp V        | Churchill Capital Corp. V - Class A                         | CUSIP: 17144T107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12700 | NS      | $126238.00    | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Churchill Capital Corp VI       | Churchill Capital Corp. VI - Class A                        | CUSIP: 17143W101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     34447 | NS      | $344297.77    | 3.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Colombier Acquisition Corp      | Colombier Acquisition Corp. - Class A                       | CUSIP: 19533H108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     25000 | NS      | $248500.00    | 2.17%             |  |  |  | No            |                  1 | On Loan: No      |
| COLOMBIER ACQUISITION CORP-A    | Colombier Acquisition Corp.                                 | CUSIP: 19533H116<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      8333 | NC      | $716.64       | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Clover Leaf Capital Corp        | Clover Leaf Capital Corp. - Class A                         | CUSIP: 18915E105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6000 | NS      | $65070.00     | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Churchill Capital Corp VII      | Churchill Capital Corp. VII - Class A                       | CUSIP: 17144M102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     17000 | NS      | $169490.00    | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| CHURCHILL CAPITAL CORP VII-A    | Churchill Capital Corp. VII                                 | CUSIP: 17144M110<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      3400 | NC      | $167.96       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Flaherty & Crumrine Dynamic Pr  | Flaherty & Crumrine Dynamic Preferred and Income Fund, Inc. | CUSIP: 33848W106<br>LEI: 254900BPH613QBWQO237 | Long             |  | RF                | US        |     12500 | NS      | $233875.00    | 2.04%             |  |  |  | No            |                  1 | On Loan: No      |
| BNY Mellon High Yield Strategi  | BNY Mellon High Yield Strategies Fund                       | CUSIP: 09660L105<br>LEI: RH2DL1HWBBECVFYQNK56 | Long             |  | RF                | US        |     94686 | NS      | $204521.76    | 1.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Credit Suisse High Yield Bond   | Credit Suisse High Yield Bond Fund                          | CUSIP: 22544F103<br>LEI: 549300R9HE7C1IL42N58 | Long             |  | RF                | US        |    248427 | NS      | $437231.52    | 3.82%             |  |  |  | No            |                  1 | On Loan: No      |
| DoubleLine Yield Opportunities  | DoubleLine Yield Opportunities Fund                         | CUSIP: 25862D105<br>LEI: 5493006BIH94Q4VHHG23 | Long             |  | RF                | US        |     36018 | NS      | $472556.16    | 4.13%             |  |  |  | No            |                  1 | On Loan: No      |
| E-MINI DOW MAR 23   /           | E-MINI DOW MAR 23   /                                       | CUSIP: 999999999<br>LEI: N/A                  | Short            | DE               |  | US        |        -2 | NC      | $9323.00      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| S&P 500 EMINI FUT MAR 2023   /  | S&P 500 EMINI FUT MAR 2023   /                              | CUSIP: 999999999<br>LEI: N/A                  | Short            | DE               |  | US        |        -1 | NC      | $8349.00      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Fortress Capital Acquisition C  | Fortress Capital Acquisition Corp. - Class A                | CUSIP: G36427105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11409 | NS      | $115230.90    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| FORTRESS CAPITAL ACQUISITI-A    | Fortress Capital Acquisition Corp.                          | CUSIP: G36427121<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      2281 | NC      | $0.00         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Fusion Acquisition Corp II      | Fusion Acquisition Corp. II - Class A                       | CUSIP: 36118N102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5000 | NS      | $50200.00     | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| FUSION ACQUISITION CORP II-A    | Fusion Acquisition Corp. II                                 | CUSIP: 36118N110<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      1666 | NC      | $1.33         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| 5YR T-NOTE FUTURE MAR 23   /    | 5YR T-NOTE FUTURE MAR 23   /                                | CUSIP: 999999999<br>LEI: N/A                  | N/A              | DIR              |  | US        |       -10 | NC      | $2543.13      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| GETAROUND INC                   | Getaround, Inc.                                             | CUSIP: 37427G119<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      4557 | NC      | $208.25       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| GigCapital5 Inc                 | GigCapital5, Inc.                                           | CUSIP: 37519U109<br>LEI: 549300EQ1NNV387FGF92 | Long             | EC               | CORP              | US        |      5000 | NS      | $51000.00     | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| GIGCAPITAL5 INC                 | GigCapital5, Inc.                                           | CUSIP: 37519U117<br>LEI: 549300EQ1NNV387FGF92 | N/A              | DE               | CORP              | US        |      5000 | NC      | $175.00       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Global Partner Acquisition Cor  | Global Partner Acquisition Corp. II - Class A               | CUSIP: G3934P102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     20000 | NS      | $202200.00    | 1.77%             |  |  |  | No            |                  1 | On Loan: No      |
| GLOBAL PARTNER ACQUISITION-A    | Global Partner Acquisition Corp. II                         | CUSIP: G3934P128<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      3333 | NC      | $99.99        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Asset High Income Oppo  | Western Asset High Income Opportunity Fund, Inc.            | CUSIP: 95766K109<br>LEI: 549300S7N70O2ERKYG47 | Long             |  | RF                | US        |    108438 | NS      | $428330.10    | 3.74%             |  |  |  | No            |                  1 | On Loan: No      |
| PGIM High Yield Bond Fund Inc   | PGIM High Yield Bond Fund, Inc.                             | CUSIP: 69346H100<br>LEI: P63V0W84H2Z3IOKHSM44 | Long             |  | RF                | US        |     34599 | NS      | $410690.13    | 3.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Industrial Tech Acquisitions I  | Industrial Tech Acquisitions II, Inc. - Class A             | CUSIP: 45635R108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5000 | NS      | $50900.00     | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| INDUSTRIAL TECH ACQUISITIO-A    | Industrial Tech Acquisitions II, Inc.                       | CUSIP: 45635R116<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      2500 | NC      | $200.00       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Jack Creek Investment Corp      | Jack Creek Investment Corp. - Class A                       | CUSIP: G4989X115<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8923 | NS      | $90389.99     | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Credit Strategies Incom  | Nuveen Credit Strategies Income Fund                        | CUSIP: 67073D102<br>LEI: W4CSTD4RDGQSJ4FOVO30 | Long             |  | RF                | US        |      7745 | NS      | $39422.05     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Kairos Acquisition Corp         | Kairos Acquisition Corp. - Class A                          | CUSIP: G52110114<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6383 | NS      | $64340.64     | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Logistics Innovation Technolog  | Logistics Innovation Technologies Corp. - Class A           | CUSIP: 54141L100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10000 | NS      | $101000.00    | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| UMB MONEY MARKET FIDUCIARY   /  | UMB MONEY MARKET FIDUCIARY   /                              | CUSIP: SF8888528<br>LEI: N/A                  | Long             | STIV             | CORP              | US        |    681237 | PA      | $681236.63    | 5.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Medicus Sciences Acquisition C  | Medicus Sciences Acquisition Corp. - Class A                | CUSIP: G5960S108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     25000 | NS      | $251375.00    | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Motive Capital Corp II          | Motive Capital Corp. II - Class A                           | CUSIP: G6293R106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     20000 | NS      | $204600.00    | 1.79%             |  |  |  | No            |                  1 | On Loan: No      |
| MOTIVE CAPITAL CORP II-CL A     | Motive Capital Corp. II                                     | CUSIP: G6293R114<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      6666 | NC      | $267.31       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Northern Star Investment Corp   | Northern Star Investment Corp. III - Class A                | CUSIP: 66574L100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     22219 | NS      | $223300.95    | 1.95%             |  |  |  | No            |                  1 | On Loan: No      |
| NORTHERN STAR INVESTMENT -A     | Northern Star Investment Corp. III                          | CUSIP: 66574L118<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      3703 | NC      | $1129.42      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-17

**Name of Applicant:** INVESTMENT MANAGERS SERIES TRUST

**Signature:** /s/ Terrance P. Gallagher

**Name of Signer:** Terrance P. Gallagher

**Title:** Assistant Vice President