# EDGAR Filing Document

**Accession Number:** 0000845379
**File Stem:** 0001752724-23-060716
**Filing Date:** 2023-3
**Character Count:** 42658
**Document Hash:** 508c830994e2f74b16c5b4d4fa0055e3
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-060716.hdr.sgml**: 20230321

**ACCESSION NUMBER**: 0001752724-23-060716

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230321

**DATE AS OF CHANGE**: 20230321

**PERIOD START**: 20231031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CHINA FUND INC
- **CENTRAL INDEX KEY:** 0000845379
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-05749
- **FILM NUMBER:** 23748298

**BUSINESS ADDRESS:**
- **STREET 1:** 50 POST OFFICE SQUARE
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02110
- **BUSINESS PHONE:** 617 772 1616

**MAIL ADDRESS:**
- **STREET 1:** 50 POST OFFICE SQUARE
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02110

## Nport-Ex

**THE CHINA FUND, INC.**

**SCHEDULE OF INVESTMENTS**

**January 31, 2023 (unaudited)**

---

| | | |
|:---|:---|:---|
| **Name of Issuer and Title of Issue** | **Shares** | **Value (Note A)** |
| **COMMON STOCK** | | |
| **CHINA — "A" SHARES** | | |
| &nbsp;&nbsp;**Auto Components — 0.8%** | | |
| &nbsp;&nbsp;&nbsp;&nbsp;Zhejiang Shuanghuan Driveline Co., Ltd. — A | 291300 | $1281861 |
| &nbsp;&nbsp;**Banks — 4.6%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;China Merchants Bank Co., Ltd. — A | 1290147 | 7899767 |
| &nbsp;&nbsp;**Beverages — 3.0%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Shanxi Xinghuacun Fen Wine Factory Co., Ltd. — A | 37000 | 1599740 |
| &nbsp;&nbsp;&nbsp;&nbsp;Wuliangye Yibin Co., Ltd. — A | 113396 | 3518986 |
|  |  | 5118726 |
| &nbsp;&nbsp;**Capital Markets — 0.9%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;East Money Information Co., Ltd. — A | 477100 | 1596137 |
| &nbsp;&nbsp;**Chemicals — 2.5%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Shandong Sinocera Functional Material Co., Ltd. — A | 187000 | 904299 |
| &nbsp;&nbsp;&nbsp;&nbsp;Shanghai Putailai New Energy Technology Co., Ltd. — A | 255500 | 2095546 |
| &nbsp;&nbsp;&nbsp;&nbsp;Skshu Paint Co., Ltd. — A\* | 45600 | 838672 |
| &nbsp;&nbsp;&nbsp;&nbsp;Wanhua Chemical Group Co., Ltd. — A | 26143 | 375015 |
|  |  | 4213532 |
| &nbsp;&nbsp;**Construction Materials — 0.1%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;China Jushi Co., Ltd. — A | 71700 | 156898 |
| &nbsp;&nbsp;**Electrical Equipment — 3.3%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Contemporary Amperex Technology Co., Ltd. — A | 39600 | 2744374 |
| &nbsp;&nbsp;&nbsp;&nbsp;Gotion High-tech Co., Ltd. — A | 75000 | 361822 |
| &nbsp;&nbsp;&nbsp;&nbsp;Sungrow Power Supply Co., Ltd. — A | 131500 | 2543608 |
|  |  | 5649804 |
| &nbsp;&nbsp;**Electronic Equipment, Instruments & Components — 1.8%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Wingtech Technology Co., Ltd. — A | 202154 | 1752870 |
| &nbsp;&nbsp;&nbsp;&nbsp;Xiamen Faratronic Co., Ltd. — A | 50800 | 1352205 |
|  |  | 3105075 |
| &nbsp;&nbsp;**Food Products — 0.2%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Anjoy Foods Group Co., Ltd. — A | 13400 | 315776 |
| &nbsp;&nbsp;**Health Care Equipment & Supplies — 1.3%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Shenzhen Mindray Bio-Medical Electronics Co., Ltd. — A | 29300 | 1445384 |
| &nbsp;&nbsp;&nbsp;&nbsp;Shenzhen New Industries Biomedical Engineering Co., Ltd. — A | 85400 | 696924 |
|  |  | 2142308 |
| &nbsp;&nbsp;**Health Care Providers & Services — 0.2%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Topchoice Medical Corp. — A\* | 16700 | 402357 |
| &nbsp;&nbsp;**Household Durables — 1.4%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Midea Group Co., Ltd. — A | 299329 | 2449483 |
| &nbsp;&nbsp;**Life Sciences Tools & Services — 1.2%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Hangzhou Tigermed Consulting Co., Ltd. — A | 120800 | 2084655 |
| &nbsp;&nbsp;**Machinery — 4.7%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Estun Automation Co., Ltd. — A | 533000 | 2065964 |
| &nbsp;&nbsp;&nbsp;&nbsp;Jiangsu Hengli Hydraulic Co., Ltd. — A | 52100 | 505419 |
| &nbsp;&nbsp;&nbsp;&nbsp;Shenzhen Inovance Technology Co., Ltd. — A | 255504 | 2694635 |

---

See notes to schedule of investments.

**THE CHINA FUND, INC.**

**SCHEDULE OF INVESTMENTS (continued)**

**January 31, 2023 (unaudited)**

---

| | | | |
|:---|:---|:---|:---|
| **Name of Issuer and Title of Issue** | **Shares** | | **Value (Note A)** |
| **COMMON STOCK (continued)** | | | |
| **CHINA — "A" SHARES (continued)** | | | |
| &nbsp;&nbsp;**Machinery — 4.7% (continued)** | | | |
| &nbsp;&nbsp;&nbsp;&nbsp;Weichai Power Co., Ltd. — A | 464256 |  | $751236 |
| &nbsp;&nbsp;&nbsp;&nbsp;Wuxi Lead Intelligent Equipment Co., Ltd. — A | 283520 |  | 1946221 |
|  |  |  | 7963475 |
| &nbsp;&nbsp;**Media — 2.0%** |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Focus Media Information Technology Co., Ltd. — A | 3359100 |  | 3466468 |
| &nbsp;&nbsp;**Pharmaceuticals — 0.1%** |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Jiangsu Hengrui Medicine Co., Ltd. — A | 34700 |  | 217377 |
| &nbsp;&nbsp;**Semiconductors & Semiconductor Equipment — 4.8%** |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Beijing Huafeng Test & Control Technology Co., Ltd. — A | 16498 |  | 673694 |
| &nbsp;&nbsp;&nbsp;&nbsp;Gigadevice Semiconductor Beijing, Inc. — A | 56967 |  | 969544 |
| &nbsp;&nbsp;&nbsp;&nbsp;Hangzhou Silan Microelectronics Co., Ltd. — A | 130500 |  | 683031 |
| &nbsp;&nbsp;&nbsp;&nbsp;LONGi Green Energy Technology Co., Ltd. — A | 238757 |  | 1710194 |
| &nbsp;&nbsp;&nbsp;&nbsp;NAURA Technology Group Co., Ltd. — A | 34702 |  | 1205764 |
| &nbsp;&nbsp;&nbsp;&nbsp;Will Semiconductor Co., Ltd. Shanghai — A | 91665 |  | 1281989 |
| &nbsp;&nbsp;&nbsp;&nbsp;Zhejiang Jingsheng Mechanical & Electrical Co., Ltd. — A | 164200 |  | 1675716 |
|  |  |  | 8199932 |
| &nbsp;&nbsp;**Software — 3.8%** |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Beijing Kingsoft Office Software, Inc. — A | 37317 |  | 1555087 |
| &nbsp;&nbsp;&nbsp;&nbsp;Shanghai Baosight Software Co., Ltd. — A | 357430 |  | 2650486 |
| &nbsp;&nbsp;&nbsp;&nbsp;Thunder Software Technology Co., Ltd. — A | 143162 |  | 2332672 |
|  |  |  | 6538245 |
| &nbsp;&nbsp;**Specialty Retail — 1.5%** |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;China Tourism Group Duty Free Corp., Ltd. — A | 80600 |  | 2543114 |
| &nbsp;&nbsp;**Transportation Infrastructure — 1.4%** |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Shanghai International Airport Co., Ltd. — A\* | 259800 |  | 2331374 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**TOTAL CHINA — "A" SHARES** — (Cost $67,857,135)  |  | 39.6% | 67676364 |
| **HONG KONG** |  |  |  |
| &nbsp;&nbsp;**Automobiles — 1.2%** |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Yadea Group Holdings, Ltd. 144A | 876000 |  | 2001397 |
| &nbsp;&nbsp;**Capital Markets — 1.1%** |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Hong Kong Exchanges & Clearing, Ltd. | 40900 |  | 1846556 |
| &nbsp;&nbsp;**Diversified Consumer Services — 1.4%** |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;China Education Group Holdings, Ltd. | 1493000 |  | 2375103 |
| &nbsp;&nbsp;**Entertainment — 1.4%** |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Bilibili, Inc. ADR\* | 97865 |  | 2446625 |
| &nbsp;&nbsp;**Hotels, Restaurants & Leisure — 2.6%** |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Galaxy Entertainment Group, Ltd. | 357000 |  | 2478084 |
| &nbsp;&nbsp;&nbsp;&nbsp;H World Group, Ltd. ADR | 41236 |  | 1957885 |
|  |  |  | 4435969 |
| &nbsp;&nbsp;**Household Durables — 1.1%** |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Man Wah Holdings, Ltd. | 1628000 |  | 1880371 |
| &nbsp;&nbsp;**Interactive Media & Services — 4.2%** |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Tencent Holdings, Ltd. | 147500 |  | 7183564 |

---

See notes to schedule of investments.

**THE CHINA FUND, INC.**

**SCHEDULE OF INVESTMENTS (continued)**

**January 31, 2023 (unaudited)**

---

| | | | |
|:---|:---|:---|:---|
| **Name of Issuer and Title of Issue** | **Shares** | | **Value (Note A)** |
| **COMMON STOCK (continued)** | | | |
| **HONG KONG (continued)** | | | |
| &nbsp;&nbsp;**Internet & Direct Marketing Retail — 27.3%** | | | |
| &nbsp;&nbsp;&nbsp;&nbsp;Alibaba Group Holding, Ltd.\* | 996708 |  | $13703002 |
| &nbsp;&nbsp;&nbsp;&nbsp;JD.com, Inc. | 283104 |  | 8374592 |
| &nbsp;&nbsp;&nbsp;&nbsp;Meituan 144A\* | 438250 |  | 9791454 |
| &nbsp;&nbsp;&nbsp;&nbsp;Pinduoduo, Inc. ADR\* | 148183 |  | 14518971 |
|  |  |  | 46388019 |
| &nbsp;&nbsp;**Life Sciences Tools & Services — 0.3%** |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Wuxi Biologics Cayman, Inc. 144A\* | 67500 |  | 562257 |
| &nbsp;&nbsp;**Real Estate Management & Development — 7.4%** |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;CIFI Holdings Group Co., Ltd.<sup>(1)</sup> | 21016968 |  | 3123470 |
| &nbsp;&nbsp;&nbsp;&nbsp;Country Garden Services Holdings Co., Ltd. | 1238000 |  | 3358017 |
| &nbsp;&nbsp;&nbsp;&nbsp;KE Holdings, Inc. ADR\* | 271613 |  | 4981383 |
| &nbsp;&nbsp;&nbsp;&nbsp;Times China Holdings, Ltd.<sup>(1)</sup>\* | 6186000 |  | 1213528 |
|  |  |  | 12676398 |
| &nbsp;&nbsp;**Software — 0.8%** |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Kingdee International Software Group Co., Ltd.\* | 627000 |  | 1360861 |
| &nbsp;&nbsp;**Specialty Retail — 1.0%** |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Zhongsheng Group Holdings, Ltd. | 294500 |  | 1664868 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**TOTAL HONG KONG** — (Cost $82,832,531) |  | 49.8% | 84821988 |
| **HONG KONG — "H" SHARES** |  |  |  |
| &nbsp;&nbsp;**Capital Markets — 9.1%** |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;China International Capital Corp., Ltd. 144A | 3358000 |  | 7509482 |
| &nbsp;&nbsp;&nbsp;&nbsp;China Merchants Securities Co., Ltd. 144A | 2496000 |  | 2733277 |
| &nbsp;&nbsp;&nbsp;&nbsp;CITIC Securities Co., Ltd. | 2368625 |  | 5418987 |
|  |  |  | 15661746 |
| &nbsp;&nbsp;**Life Sciences Tools & Services — 1.7%** |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Pharmaron Beijing Co., Ltd. 144A | 390750 |  | 2862709 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**TOTAL HONG KONG** — **"H" SHARES** — (Cost $18,484,585) |  | 10.8% | 18524455 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**TOTAL HONG KONG (INCLUDING "H" SHARES)** —<br> (Cost $101,317,116) |  | 60.6% | 103346443 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**TOTAL COMMON STOCK** — (Cost $169,174,251) |  | 100.2% | 171022807 |
| **COLLATERAL FOR SECURITIES ON LOAN** |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;**Money Market Funds — 1.9%** |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Fidelity Investments Money Market Government Portfolio,<br> 4.24%<sup>∞</sup> (Cost $3,307,507) | 3307507 |  | 3307507 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**TOTAL COLLATERAL FOR SECURITIES ON LOAN** —<br> (Cost $3,307,507) |  | 1.9% | 3307507 |

---

See notes to schedule of investments.

**THE CHINA FUND, INC.**

**SCHEDULE OF INVESTMENTS (continued)**

**January 31, 2023 (unaudited)**

---

| | | | |
|:---|:---|:---|:---|
| **Name of Issuer and Title of Issue** | **Principal<br> Amount** | | **Value (Note A)** |
| **SHORT TERM INVESTMENTS** |  | | |
| **Time Deposits — 0.0%<sup>(2)</sup>** |  | | |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;BNP Paribas - Paris, 0.21%, 2/1/2023 | HKD 415 |  | $53 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Citibank N.A. - New York, 3.68%, 2/1/2023 | USD 28,721 |  | 28721 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**TOTAL SHORT TERM INVESTMENTS** — (Cost $28,774) |  | 0.0%<sup>(2)</sup> | 28774 |
| **TOTAL INVESTMENTS** — (Cost $172,510,532) |  | 102.1% | 174359088 |
| **OTHER ASSETS AND LIABILITIES** |  | (2.1)% | (3539554) |
| **NET ASSETS** |  | 100.0% | $170819534 |

---

---

| | |
|:---|:---|
| <u>Footnotes to Schedule of Investments</u> | <u>Footnotes to Schedule of Investments</u> |
| \* | Denotes non-income producing security. |
| ∞ | Rate shown is the 7-day yield as of January 31, 2023. |
| <sup>(1)</sup> | A security (or a portion of the security) is on loan. As of January 31, 2023, the market value of securities loaned was $3,132,167. The loaned securities were secured with cash collateral of $3,307,507. Collateral is calculated based on prior day's prices. |
| <sup>(2)</sup> | Rounds to less than 0.05%. |

---

144A Securities exempt from registration under Rule 144A of the Securities Act of 1933. These securities may be resold in transactions exempt from registration, normally to qualified institutional buyers. At January 31, 2023, these restricted securities amounted to $25,460,576, which represented 14.90% of net assets.

ADR – American Depositary Receipt

HKD – Hong Kong dollar

USD – United States dollar

See notes to schedule of investments.

**THE CHINA FUND, INC.**

**NOTES TO SCHEDULE OF INVESTMENTS**

**January 31, 2023 (unaudited)**

**NOTE A — Security Valuation:**

**Security Valuation:** Portfolio securities listed on recognized U.S. or foreign security exchanges are valued at the last quoted sales price in the principal market where they are traded. Listed securities with no such sales price and unlisted securities are valued at the mean between the current bid and asked prices, if any, from brokers. Short-term investments having maturities of sixty days or less are valued at amortized cost (original purchase cost as adjusted for amortization of premium or accretion of discount) which when combined with accrued interest approximates market value. Securities for which market quotations are not readily available or are deemed unreliable are valued at fair value in good faith by or at the direction of the Board of Directors (the "Board") considering relevant factors, data and information including, if relevant, the market value of freely tradable securities of the same class in the principal market on which such securities are normally traded. For securities listed on non-North American exchanges, the Fund fair values those securities daily using fair value factors provided by a third-party pricing service if certain thresholds determined by the Board are met. Direct Investments and derivatives investments, if any, are valued at fair value as determined by or at the direction of the Board based on financial and other information supplied by the Direct Investment Manager or a third-party pricing service.

Factors used in determining fair value may include, but are not limited to, the type of security, the size of the holding, the initial cost of the security, the existence of any contractual restrictions on the security's disposition, the price and extent of public trading in similar securities of the issuer or of comparable companies, the availability of quotations from broker-dealers, the availability of values of third parties other than the Investment Manager, information obtained from the issuer, analysts, and/or the appropriate stock exchange (if available), an analysis of the company's financial statements, an evaluation of the forces that influence the issuer and the market(s) in which the security is purchased and sold and with respect to debt securities, the maturity, coupon, creditworthiness, currency denomination, and the movement of the market in which they trade.

The Fund's investments in Chinese companies involve certain risks not typically associated with investments in securities of U.S. companies or the U.S. Government, including risks relating to (1) social, economic and political uncertainty; (2) price volatility, lesser liquidity and smaller market capitalization of securities markets in which securities of Chinese companies trade; (3) currency exchange fluctuations, currency blockage and higher rates of inflation; (4) controls on foreign investment and limitations on repatriation of invested capital and on the Fund's ability to exchange local currencies for U.S. dollars; (5) governmental involvement in and control over the economy; (6) risk of nationalization or expropriation of assets; (7) the nature of the smaller, less seasoned and newly organized Chinese companies, particularly in China; and (8) the absence of uniform accounting, auditing and financial reporting standards, practices and disclosure requirements and less government supervision and regulation.

The Fund has adopted fair valuation accounting standards which establish a definition of fair value and set out a hierarchy for measuring fair value. These standards require additional disclosures about the various inputs and valuation techniques used to develop the measurements of fair value and a discussion of changes in valuation techniques and related inputs during the period. These inputs are summarized in the three broad levels listed below:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 1 — Inputs that reflect unadjusted quoted prices in active markets for identical assets or liabilities that the Fund has the ability to access at the measurement date;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 2 — Inputs other than quoted prices that are observable for the asset or liability either directly or indirectly, including inputs in markets that are not considered to be active;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 3 — Inputs that are unobservable.

**THE CHINA FUND, INC.**

**NOTES TO SCHEDULE OF INVESTMENTS (continued)**

**January 31, 2023 (unaudited)**

The following is a summary of the inputs used as of January 31, 2023 in valuing the Fund's investments carried at value:

**ASSETS VALUATION INPUT**

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Description\*** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| Common Stock | $23904864 | $147117943 | $— | $171022807 |
| Collateral For Securities On Loan | 3307507 |  |  | 3307507 |
| Short Term Investments | 28774 |  |  | 28774 |
| TOTAL INVESTMENTS | $27241145 | $147117943 | $— | $174359088 |

---

\* Please refer to the Schedule of Investments for additional security details.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** China Fund Inc

- **b. Investment Company Act file number:** 811-05749

- **c. CIK number of Registrant:** 0000845379

- **d. LEI of Registrant:** 549300U9N8NM2LYE5807

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 50 Post Office Square

  - **City:** Boston

  - **State:** MA

  - **Foreign country:** US

  - **Zip / Postal Code:** 02110

  - **Telephone number:** 617-772-1616

**Item A.2. Information about the Series.**

- **a. Name of Series:** China Fund Inc

- **c. LEI of Series:** 549300U9N8NM2LYE5807

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-10-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $175108935.75

**Total Liabilities:** $4295868.44

**Net Assets:** $170813067.31

**Cash Not Reported:** $315559.64

**Monthly Return Information**

| Class        | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID N/A | 30.60%               | 2.16%                | 13.95%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $123322.21               | $36115600.48                               |
| Month 2  | $-4754638.65             | $8348784.60                                |
| Month 3  | $-893588.55              | $21880756.57                               |

### Schedule of Portfolio Investments

| Name                                       | Title                                                         | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| WINGTECH TECHNOLOGY CO L /CNH/             | WINGTECH TECHNOLOGY CO LTD-A /CNH/ 0.00000000                 | CUSIP: Y3745E106<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    202154 | NS      | $1752870.41   | 1.03%             |  |  |  | No            |                  2 | On Loan: No      |
| WUXI BIOLOGICS CAYMAN INC /HKD/            | WUXI BIOLOGICS CAYMAN INC /HKD/ 144A 0.00000000               | CUSIP: G97008117<br>LEI: 5493001TD2TH6VDTJU11 | Long             | EC               | CORP              | KY        |     67500 | NS      | $562257.04    | 0.33%             |  |  |  | Yes           |                  2 | On Loan: No      |
| CIFI HOLDINGS GROUP CO L /HKD/             | CIFI HOLDINGS GROUP CO LTD /HKD/ 0.00000000                   | CUSIP: G2140A107<br>LEI: 549300WGKSV867C0JF48 | Long             | EC               | CORP              | KY        |  21016968 | NS      | $3123470.18   | 1.83%             |  |  |  | No            |                  2 | On Loan: —       |
| XIAMEN FARATRONIC CO LTD /CNH/             | XIAMEN FARATRONIC CO LTD-A     /CNH/ 0.00000000               | CUSIP: Y9721Z104<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     50800 | NS      | $1352204.97   | 0.79%             |  |  |  | No            |                  2 | On Loan: No      |
| TOPCHOICE MEDICAL INVEST /CNH/             | TOPCHOICE MEDICAL INVESTME-A /CNH/ 0.00000000                 | CUSIP: Y0772A106<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     16700 | NS      | $402356.58    | 0.24%             |  |  |  | No            |                  2 | On Loan: No      |
| SHANXI XINGHUACUN FEN WI /CNH/             | SHANXI XINGHUACUN FEN WINE-A /CNH/ 0.00000000                 | CUSIP: Y77013103<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     37000 | NS      | $1599740.06   | 0.94%             |  |  |  | No            |                  2 | On Loan: No      |
| CHINA MERCHANTS BANK-A /CNY/               | CHINA MERCHANTS BANK-A /CNY/ 0.00000000                       | CUSIP: Y14896107<br>LEI: 549300MKO5B60FFIHF58 | Long             | EC               | CORP              | CN        |   1290147 | NS      | $7899766.77   | 4.62%             |  |  |  | No            |                  2 | On Loan: No      |
| BEIJING KINGSOFT OFFICE /CNH/              | BEIJING KINGSOFT OFFICE SO A   /CNH/ 0.00000000               | CUSIP: Y0R9YP102<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     37317 | NS      | $1555087.13   | 0.91%             |  |  |  | No            |                  2 | On Loan: No      |
| HONG KONG EXCHANGES & CL /HKD/             | HONG KONG EXCHANGES & CLEAR /HKD/ 0.00000000                  | CUSIP: Y3506N139<br>LEI: 213800YTVSXYQN17BW16 | Long             | EC               | CORP              | HK        |     40900 | NS      | $1846555.89   | 1.08%             |  |  |  | No            |                  2 | On Loan: No      |
| FOCUS MEDIA INFORMATION  /CNH/             | FOCUS MEDIA INFORMATION TE-A /CNH/ 0.00000000                 | CUSIP: Y29327106<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   3359100 | NS      | $3466467.58   | 2.03%             |  |  |  | No            |                  2 | On Loan: No      |
| SKSHU PAINT CO LTD-A /CNH/                 | SKSHU PAINT CO LTD-A /CNH/ 0.00000000                         | CUSIP: Y806G4107<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     45600 | NS      | $838672.19    | 0.49%             |  |  |  | No            |                  2 | On Loan: No      |
| WUXI LEAD INTELLIGENT EQ /CNH/             | WUXI LEAD INTELLIGENT EQUI-A /CNH/ 0.00000000                 | CUSIP: Y9717H100<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    283520 | NS      | $1946220.95   | 1.14%             |  |  |  | No            |                  2 | On Loan: No      |
| ZHONGSHENG GROUP HOLDING /HKD/             | ZHONGSHENG GROUP HOLDINGS /HKD/ 0.00000000                    | CUSIP: G9894K108<br>LEI: 3003005VYMEBAJNJ2Y26 | Long             | EC               | CORP              | KY        |    294500 | NS      | $1664867.58   | 0.97%             |  |  |  | No            |                  2 | On Loan: No      |
| WULIANGYE YIBIN CO LTD-A /CNH/             | WULIANGYE YIBIN CO LTD-A /CNH/ 0.00000000                     | CUSIP: Y9828D105<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    113396 | NS      | $3518986.11   | 2.06%             |  |  |  | No            |                  2 | On Loan: No      |
| JIANGSU HENGRUI PHARMACE /CNY/             | JIANGSU HENGRUI PHARMACEUTICALS CO LTD /CNY/ 0.00000000       | CUSIP: Y4446S105<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     34700 | NS      | $217377.04    | 0.13%             |  |  |  | No            |                  2 | On Loan: No      |
| HANGZHOU SILAN MICROELEC /CNY/             | HANGZHOU SILAN MICROELECTR-A /CNY/ 0.00000000                 | CUSIP: Y30432101<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    130500 | NS      | $683030.53    | 0.40%             |  |  |  | No            |                  2 | On Loan: No      |
| FU JIAN ANJOY FOODS CO L /CNH/             | FU JIAN ANJOY FOODS CO LTD-A /CNH/ 0.00000000                 | CUSIP: Y265F3109<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     13400 | NS      | $315776.24    | 0.18%             |  |  |  | No            |                  2 | On Loan: No      |
| CHINA EDUCATION GROUP HO /HKD/             | CHINA EDUCATION GROUP HOLDIN /HKD/ REG S 0.00000000           | CUSIP: G2163M103<br>LEI: 549300A81YHS5D5PYD04 | Long             | EC               | CORP              | KY        |   1493000 | NS      | $2375103.35   | 1.39%             |  |  |  | No            |                  2 | On Loan: No      |
| SUNGROW POWER SUPPLY CO  /CNH/             | SUNGROW POWER SUPPLY CO LT-A /CNH/ 0.00000000                 | CUSIP: Y8211M102<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    131500 | NS      | $2543608.02   | 1.49%             |  |  |  | No            |                  2 | On Loan: No      |
| PINDUODUO INC-ADR                          | PINDUODUO INC-ADR 0.00000000                                  | CUSIP: 722304102<br>LEI: 5493000573DS7005T657 | Long             | EC               | CORP              | KY        |    148183 | NS      | $14518970.34  | 8.50%             |  |  |  | No            |                  1 | On Loan: No      |
| COUNTRY GARDEN SERVICES  /HKD/             | COUNTRY GARDEN SERVICES HOLD /HKD/ 0.00000000                 | CUSIP: G2453A108<br>LEI: 549300P2JRKENZSEBB42 | Long             | EC               | CORP              | KY        |   1238000 | NS      | $3358017.31   | 1.97%             |  |  |  | No            |                  2 | On Loan: No      |
| SHENZHEN NEW INDUSTRIES /CNH/              | SHENZHEN NEW INDUSTRIES BI A   /CNH/ 0.00000000               | CUSIP: Y774FY102<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     85400 | NS      | $696924.28    | 0.41%             |  |  |  | No            |                  2 | On Loan: No      |
| SHENZHEN MINDRAY BIO-MED /CNH/             | SHENZHEN MINDRAY BIO-MEDIC-A   /CNH/ 0.00000000               | CUSIP: Y774E3101<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     29300 | NS      | $1445383.75   | 0.85%             |  |  |  | No            |                  2 | On Loan: No      |
| LONGI GREEN ENERGY TECHN /CNH/             | LONGI GREEN ENERGY TECHNOL-A /CNH/ 0.00000000                 | CUSIP: Y9727F102<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    238757 | NS      | $1710194.86   | 1.00%             |  |  |  | No            |                  2 | On Loan: No      |
| BILIBILI INC-SPONSORED ADR                 | BILIBILI INC-SPONSORED ADR 0.00000000                         | CUSIP: 090040106<br>LEI: 5493008V60M52L3PIS45 | Long             | EC               | CORP              | KY        |     97865 | NS      | $2446625.00   | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| JD.COM INC - CL A /HKD/                    | JD.COM INC - CL A /HKD/ 0.00000000                            | CUSIP: G8208B101<br>LEI: 549300HVTWB0GJZ16V92 | Long             | EC               | CORP              | KY        |    283104 | NS      | $8374592.28   | 4.90%             |  |  |  | No            |                  2 | On Loan: No      |
| MAN WAH HOLDINGS LTD /HKD/                 | MAN WAH HOLDINGS LTD /HKD/ 0.00000000                         | CUSIP: G5800U107<br>LEI: 52990005BW6K71UPKX41 | Long             | EC               | CORP              | BM        |   1628000 | NS      | $1880370.88   | 1.10%             |  |  |  | No            |                  2 | On Loan: No      |
| SHENZHEN INOVANCE TECHNO /CNH/             | SHENZHEN INOVANCE TECHNOLO-A   /CNH/ 0.00000000               | CUSIP: Y7744Z101<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    255504 | NS      | $2694634.29   | 1.58%             |  |  |  | No            |                  2 | On Loan: No      |
| MIDEA GROUP CO LTD-A /CNH/                 | MIDEA GROUP CO LTD-A /CNH/ 0.00000000                         | CUSIP: Y6S40V103<br>LEI: 3003003TRPHLHZD2IF61 | Long             | EC               | CORP              | CN        |    299329 | NS      | $2449483.42   | 1.43%             |  |  |  | No            |                  2 | On Loan: No      |
| ALIBABA GROUP HOLDING LT /HKD/             | ALIBABA GROUP HOLDING LTD /HKD/ 0.00000000                    | CUSIP: G01719114<br>LEI: 5493001NTNQJDH60PM02 | Long             | EC               | CORP              | KY        |    996708 | NS      | $13703001.76  | 8.02%             |  |  |  | No            |                  2 | On Loan: No      |
| CHINA TOURISM GROUP DUTY  /CNH/            | CHINA TOURISM GROUP DUTY FREE CORP LTD - A   /CNH/ 0.00000000 | CUSIP: Y149A3100<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     80600 | NS      | $2543113.73   | 1.49%             |  |  |  | No            |                  2 | On Loan: No      |
| TIMES CHINA HOLDINGS LTD /HKD/             | TIMES CHINA HOLDINGS LTD /HKD/ 0.00000000                     | CUSIP: G8904A100<br>LEI: 2549000KTINB9ZPZP710 | Long             | EC               | CORP              | KY        |   6186000 | NS      | $1213527.82   | 0.71%             |  |  |  | No            |                  2 | On Loan: —       |
| EAST MONEY INFORMATION C /CNH/             | EAST MONEY INFORMATION CO-A    /CNH/ 0.00000000               | CUSIP: Y2234B102<br>LEI: 836800ZFB0ZEK3KKW487 | Long             | EC               | CORP              | CN        |    477100 | NS      | $1596136.94   | 0.93%             |  |  |  | No            |                  2 | On Loan: No      |
| H WORLD GROUP LTD-ADR                      | H WORLD GROUP LTD-ADR 0.00000000                              | CUSIP: 44332N106<br>LEI: 549300Y5ML31FVN83730 | Long             | EC               | CORP              | KY        |     41236 | NS      | $1957885.28   | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA FIBERGLASS CO LTD- /CNY/             | CHINA FIBERGLASS CO LTD-A /CNY/ 0.00000000                    | CUSIP: Y5642X103<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     71700 | NS      | $156898.18    | 0.09%             |  |  |  | No            |                  2 | On Loan: No      |
| ZHEJIANG SHUANGHUAN DRIV /CNH/             | ZHEJIANG SHUANGHUAN DRIVEL-A /CNH/ 0.00000000                 | CUSIP: Y9894E102<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    291300 | NS      | $1281860.75   | 0.75%             |  |  |  | No            |                  2 | On Loan: No      |
| ESTUN AUTOMATION CO LTD- /CNH/             | ESTUN AUTOMATION CO LTD-A /CNH/ 0.00000000                    | CUSIP: Y6196S102<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    533000 | NS      | $2065964.35   | 1.21%             |  |  |  | No            |                  2 | On Loan: No      |
| WILL SEMICONDUCTOR LTD-A /CNH/             | WILL SEMICONDUCTOR LTD-A /CNH/ 0.00000000                     | CUSIP: Y9584K103<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     91665 | NS      | $1281988.50   | 0.75%             |  |  |  | No            |                  2 | On Loan: No      |
| HANGZHOU TIGERMED CONSUL /CNH/             | HANGZHOU TIGERMED CONSULTI-A /CNH/ 0.00000000                 | CUSIP: Y3043G100<br>LEI: 300300CP4N8WDF6DOO67 | Long             | EC               | CORP              | CN        |    120800 | NS      | $2084654.58   | 1.22%             |  |  |  | No            |                  2 | On Loan: No      |
| SHANGHAI BAOSIGHT SOFTWA /CNH/             | SHANGHAI BAOSIGHT SOFTWARE-A /CNH/ 0.00000000                 | CUSIP: Y7691Z112<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    357430 | NS      | $2650485.96   | 1.55%             |  |  |  | No            |                  2 | On Loan: No      |
| ZHEJIANG JINGSHENG MECHA /CNH/             | ZHEJIANG JINGSHENG MECHANI-A /CNH/ 0.00000000                 | CUSIP: Y9803K108<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    164200 | NS      | $1675717.00   | 0.98%             |  |  |  | No            |                  2 | On Loan: No      |
| GUOXUAN HIGH-TECH CO LTD /CNH/             | GUOXUAN HIGH-TECH CO LTD-A     /CNH/ 0.00000000               | CUSIP: Y4439F110<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     75000 | NS      | $361822.40    | 0.21%             |  |  |  | No            |                  2 | On Loan: No      |
| KE HOLDINGS INC-ADR                        | KE HOLDINGS INC-ADR 0.00000000                                | CUSIP: 482497104<br>LEI: 254900RHVY072XPAZE03 | Long             | EC               | CORP              | KY        |    271613 | NS      | $4981382.42   | 2.92%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIC SECURITIES CO LTD- /HKD/             | CITIC SECURITIES CO LTD-H /HKD/ 0.00000000                    | CUSIP: Y1639N117<br>LEI: 300300E1006744000068 | Long             | EC               | CORP              | CN        |   2368625 | NS      | $5418986.50   | 3.17%             |  |  |  | No            |                  2 | On Loan: No      |
| CONTEMPORARY AMPEREX TEC /CNH/             | CONTEMPORARY AMPEREX TECHN-A /CNH/ 0.00000000                 | CUSIP: Y1R48E105<br>LEI: 300300KINDY1K0E9I032 | Long             | EC               | CORP              | CN        |     39600 | NS      | $2744373.56   | 1.61%             |  |  |  | No            |                  2 | On Loan: No      |
| KINGDEE INTERNATIONAL SF /HKD/             | KINGDEE INTERNATIONAL SFTWR /HKD/ 0.00000000                  | CUSIP: G52568147<br>LEI: 529900SWRZN94C5SZO63 | Long             | EC               | CORP              | KY        |    627000 | NS      | $1360861.35   | 0.80%             |  |  |  | No            |                  2 | On Loan: No      |
| GALAXY ENTERTAINMENT GRO /HKD/             | GALAXY ENTERTAINMENT GROUP L /HKD/ 0.00000000                 | CUSIP: Y2679D118<br>LEI: 549300ZSEBV3HR826S10 | Long             | EC               | CORP              | HK        |    357000 | NS      | $2478084.19   | 1.45%             |  |  |  | No            |                  2 | On Loan: No      |
| SHANGHAI PUTAILAI NEW EN /CNH/             | SHANGHAI PUTAILAI NEW ENER-A /CNH/ 0.00000000                 | CUSIP: Y7T892106<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    255500 | NS      | $2095546.28   | 1.23%             |  |  |  | No            |                  2 | On Loan: No      |
| CHINA INTERNATIONAL CAPI /HKD/             | CHINA INTERNATIONAL CAPITA-H /HKD/ 144A 0.00000000            | CUSIP: Y1R99Y109<br>LEI: 529900OS3SVVTT56QN67 | Long             | EC               | CORP              | CN        |   3358000 | NS      | $7509483.09   | 4.40%             |  |  |  | Yes           |                  2 | On Loan: No      |
| TENCENT HOLDINGS LTD /HKD/                 | TENCENT HOLDINGS LTD /HKD/ 0.00000000                         | CUSIP: G87572163<br>LEI: 254900N4SLUMW4XUYY11 | Long             | EC               | CORP              | KY        |    147500 | NS      | $7183563.90   | 4.21%             |  |  |  | No            |                  2 | On Loan: No      |
| GIGADEVICE SEMICONDUCTOR /CNH/             | GIGADEVICE SEMICONDUCTOR B-A /CNH/ 0.00000000                 | CUSIP: Y270BL103<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     56967 | NS      | $969544.43    | 0.57%             |  |  |  | No            |                  2 | On Loan: No      |
| PHARMARON BEIJING CO LTD /HKD/             | PHARMARON BEIJING CO LTD-H /HKD/ 144A 0.00000000              | CUSIP: Y989K6119<br>LEI: 300300JYXHGVS5SNGG54 | Long             | EC               | CORP              | CN        |    390750 | NS      | $2862708.61   | 1.68%             |  |  |  | Yes           |                  2 | On Loan: No      |
| MEITUAN-CLASS B /HKD/                      | MEITUAN-CLASS B /HKD/ 144A 0.00000000                         | CUSIP: G59669104<br>LEI: 21380033K525E5JLIA77 | Long             | EC               | CORP              | KY        |    438250 | NS      | $9791453.69   | 5.73%             |  |  |  | Yes           |                  2 | On Loan: No      |
| JIANGSU HENGLI HIGHPRESS /CNY/             | JIANGSU HENGLI HIGHPRESSUR-A /CNY/ 0.00000000                 | CUSIP: Y443AC107<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     52100 | NS      | $505419.17    | 0.30%             |  |  |  | No            |                  2 | On Loan: No      |
| WANHUA CHEMICAL GROUP CO /CNY/             | WANHUA CHEMICAL GROUP CO -A /CNY/ 0.00000000                  | CUSIP: Y9740A106<br>LEI: 3003002H0G2KDG6CR124 | Long             | EC               | CORP              | CN        |     26143 | NS      | $375014.75    | 0.22%             |  |  |  | No            |                  2 | On Loan: No      |
| WEICHAI POWER CO LTD-A /CNH/               | WEICHAI POWER CO LTD-A /CNH/ 0.00000000                       | CUSIP: Y9531A117<br>LEI: 529900OKTPKBG85F9502 | Long             | EC               | CORP              | CN        |    464256 | NS      | $751235.90    | 0.44%             |  |  |  | No            |                  2 | On Loan: No      |
| YADEA GROUP HOLDINGS LTD /HKD/             | YADEA GROUP HOLDINGS LTD /HKD/ 144A 0.00000000                | CUSIP: G9830F106<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |    876000 | NS      | $2001397.04   | 1.17%             |  |  |  | Yes           |                  2 | On Loan: No      |
| THUNDER SOFTWARE TECHNOL /CNH/             | THUNDER SOFTWARE TECHNOLOG-A /CNH/ 0.00000000                 | CUSIP: Y444KZ103<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    143162 | NS      | $2332672.08   | 1.37%             |  |  |  | No            |                  2 | On Loan: No      |
| SHANDONG SINOCERA FUNCTI /CNH/             | SHANDONG SINOCERA FUNCTION-A /CNH/ 0.00000000                 | CUSIP: Y76867103<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    187000 | NS      | $904298.54    | 0.53%             |  |  |  | No            |                  2 | On Loan: No      |
| SHANGHAI INTERNATIONAL A /CNH/             | SHANGHAI INTERNATIONAL AIR-A /CNH/ 0.00000000                 | CUSIP: Y7682X100<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    259800 | NS      | $2331373.98   | 1.36%             |  |  |  | No            |                  2 | On Loan: No      |
| Fidelity Money Market Government Portfolio | Fidelity Money Market Government Portfolio                    | CUSIP: 31607A703<br>LEI: 549300FQDFZGLUOCWN51 | Long             |  |  | US        |   3733977 | OU      | $3733977.02   | 2.19%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA MERCHANTS SECURITI /HKD/             | CHINA MERCHANTS SECURITIES-H /HKD/ 0.00000000                 | CUSIP: Y14904117<br>LEI: 30030060IEIMX476KH87 | Long             | EC               | CORP              | CN        |   2496000 | NS      | $2733276.53   | 1.60%             |  |  |  | Yes           |                  2 | On Loan: No      |
| BEIJING HUAFENG TEST & C /CNH/             | BEIJING HUAFENG TEST & CON A   /CNH/ 0.00000000               | CUSIP: Y0S02Y106<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     16498 | NS      | $673694.47    | 0.39%             |  |  |  | No            |                  2 | On Loan: No      |
| NAURA TECHNOLOGY GROUP C /CNH/             | NAURA TECHNOLOGY GROUP CO-A /CNH/ 0.00000000                  | CUSIP: Y0772M100<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     34702 | NS      | $1205763.63   | 0.71%             |  |  |  | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-02

**Name of Applicant:** China Fund Inc.

**Signature:** Monique Labbe

**Name of Signer:** Monique Labbe

**Title:** Treasurer