# EDGAR Filing Document

**Accession Number:** 0001535264
**File Stem:** 0001641172-25-025504
**Filing Date:** 2025-8
**Character Count:** 10740
**Document Hash:** 76b39a814683eb64a4078967424fc412
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001641172-25-025504.hdr.sgml**: 20250826

**ACCESSION NUMBER**: 0001641172-25-025504

**CONFORMED SUBMISSION TYPE**: N-PX

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250826

**EFFECTIVENESS DATE**: 20250826

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AWM Investment Company, Inc.
- **CENTRAL INDEX KEY:** 0001535264

**ORGANIZATION NAME:**
- **EIN:** 113086452
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** N-PX
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-16479
- **FILM NUMBER:** 251255099

**BUSINESS ADDRESS:**
- **STREET 1:** 527 MADISON AVENUE
- **STREET 2:** SUITE 2600
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 212-319-6670

**MAIL ADDRESS:**
- **STREET 1:** 527 MADISON AVENUE
- **STREET 2:** SUITE 2600
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

## FORM N-PX
### ANNUAL REPORT OF PROXY VOTING RECORD

## N-PX: Filer Information

**Filer CIK:** 0001535264

**Date of Report:** 06/30/2025

**Are you a Registered Management Investment Company or an Institutional Manager?:** Institutional Manager

**Is this a LIVE or TEST Filing?:** LIVE

**Is this an electronic copy of an official filing submitted in paper format?:** [ ]

### Submission Contact Information
_Not provided in this filing._

### Notification Information
**Notify via Filing Website only?:** [ ]

## N-PX: Cover Page

**Name of reporting person:** AWM Investment Company, Inc.

**Address:** 527 Madison Avenue, New York, NY 10022

**Telephone number:** 212-319-6670

**Name of agent for service:** —

**Agent Address:** —, —, — —

**Reporting Period:** Report for the year ended 06/30/2025

**SEC File Number:** 028-16479

**CRD Number (if any):** —

**Other SEC File Number (if any):** —

**LEI (if any):** —

**Report Type (check only one):**

Institutional Manager.

- [x] Institutional Manager Voting Report

- [ ] Institutional Manager Notice Report

- [ ] Institutional Manager Combination Report

Registered Management Investment Company.

- [ ] Fund Voting Report

- [ ] Fund Notice Report

**Do you wish to provide explanatory information pursuant to Special Instruction B.4?:**

- [x] No

- [ ] Yes

**Additional information:** —

## N-PX: Summary - Included Managers

**Number of Included Institutional Managers:** 0

**Included Institutional Managers:** —

## FORM N-PX PROXY VOTING RECORD

| NAME OF ISSUER             | CUSIP     | MEETING DATE   | VOTE DESCRIPTION                                                                                                                                                                                                               | VOTE CATEGORY                |   SHARES VOTED |   SHARES ON LOAN | HOW VOTED   |   SHARES VOTED FOR OR AGAINST MANAGEMENT | FOR OR AGAINST MANAGEMENT   | OTHER INFO   |
|:---|:---|:---|:---|:---|---:|---:|:---|---:|:---|:---|
| DESTINATION XL GROUP, INC. | 25065K104 | 08/08/2024     | To approve, on an advisory basis,named executive officer compensation.                                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |        1869570 |                0 | For         |                                  1869570 | FOR                         |  |
| DESTINATION XL GROUP, INC. | 25065K104 | 08/08/2024     | To approve, on an advisory basis, named executive officer compensation.                                                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES |        5729930 |                0 | For         |                                  5729930 | FOR                         |  |
| DESTINATION XL GROUP, INC. | 25065K104 | 08/08/2024     | To approve, on an advisory basis,named executive officer compensation.                                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |        1799797 |                0 | For         |                                  1799797 | FOR                         |  |
| ARBE ROBOTICS LTD          | M1R95N100 | 09/11/2024     | NON-EXECUTIVE DIRECTOR REMUNERATION: To approve the compensation terms of Prof. Yonina Eldar in her capacity as an industry expert director, including the grant of an equity-based award as presented in the Proxy Statement. | SECTION 14A SAY-ON-PAY VOTES |        1118789 |                0 | For         |                                  1118789 | FOR                         |  |
| ARBE ROBOTICS LTD          | M1R95N100 | 09/11/2024     | NON-EXECUTIVE DIRECTOR REMUNERATION: To approve the compensation terms of Prof. Yonina Eldar in her capacity as an industry expert director, including the grant of an equity-based award as presented in the Proxy Statement. | SECTION 14A SAY-ON-PAY VOTES |         337741 |                0 | For         |                                   337741 | FOR                         |  |
| ARBE ROBOTICS LTD          | M1R95N100 | 09/11/2024     | NON-EXECUTIVE DIRECTOR REMUNERATION: To approve the compensation terms of Prof. Yonina Eldar in her capacity as an industry expert director, including the grant of an equity-based award as presented in the Proxy Statement. | SECTION 14A SAY-ON-PAY VOTES |        3727920 |                0 | For         |                                  3727920 | FOR                         |  |
| ARBE ROBOTICS LTD          | M1R95N100 | 09/11/2024     | NON-EXECUTIVE DIRECTOR REMUNERATION: To approve the compensation terms of Prof. Yonina Eldar in her capacity as an industry expert director, including the grant of an equity-based award as presented in the Proxy Statement. | SECTION 14A SAY-ON-PAY VOTES |        1840547 |                0 | For         |                                  1840547 | FOR                         |  |
| ARBE ROBOTICS LTD          | M1R95N100 | 09/11/2024     | NON-EXECUTIVE DIRECTOR REMUNERATION: To approve the compensation terms of Prof. Yonina Eldar in her capacity as an industry expert director, including the grant of an equity-based award as presented in the Proxy Statement. | SECTION 14A SAY-ON-PAY VOTES |         688178 |                0 | For         |                                   688178 | FOR                         |  |
| AEHR TEST SYSTEMS          | 00760J108 | 10/21/2024     | To approve, on an advisory (non- binding) basis, the compensation of the Company's named executive officers.                                                                                                                   | SECTION 14A SAY-ON-PAY VOTES |         784563 |                0 | For         |                                   784563 | FOR                         |  |
| AEHR TEST SYSTEMS          | 00760J109 | 10/21/2024     | To approve, on an advisory (non- binding) basis, the compensation of the Company's named executive officers.                                                                                                                   | SECTION 14A SAY-ON-PAY VOTES |         268734 |                0 | For         |                                   268734 | FOR                         |  |
| AEHR TEST SYSTEMS          | 00760J110 | 10/21/2024     | To approve, on an advisory (non- binding) basis, the compensation of the Company's named executive officers.                                                                                                                   | SECTION 14A SAY-ON-PAY VOTES |         158233 |                0 | For         |                                   158233 | FOR                         |  |
| AEHR TEST SYSTEMS          | 00760J111 | 10/21/2024     | To approve, on an advisory (non- binding) basis, the compensation of the Company's named executive officers.                                                                                                                   | SECTION 14A SAY-ON-PAY VOTES |          75325 |                0 | For         |                                    75325 | FOR                         |  |
| KOPIN CORPORATION          | 500600101 | 06/26/2025     | An advisory vote to approve the compensation of the Company's named executive officers, during the fiscal year ended December 28, 2024.                                                                                        | SECTION 14A SAY-ON-PAY VOTES |         679074 |                0 | For         |                                   679074 | FOR                         |  |
| KOPIN CORPORATION          | 500600101 | 06/26/2025     | An advisory vote to approve the compensation of the Company's named executive officers, during the fiscal year ended December 28, 2024.                                                                                        | SECTION 14A SAY-ON-PAY VOTES |        3329532 |                0 | For         |                                  3329532 | FOR                         |  |
| KOPIN CORPORATION          | 500600101 | 06/26/2025     | An advisory vote to approve the compensation of the Company's named executive officers, during the fiscal year ended December 28, 2024.                                                                                        | SECTION 14A SAY-ON-PAY VOTES |        4019359 |                0 | For         |                                  4019359 | FOR                         |  |
| KOPIN CORPORATION          | 500600101 | 06/26/2025     | An advisory vote to approve the compensation of the Company's named executive officers, during the fiscal year ended December 28, 2024.                                                                                        | SECTION 14A SAY-ON-PAY VOTES |        1127801 |                0 | For         |                                  1127801 | FOR                         |  |
| KOPIN CORPORATION          | 500600101 | 06/26/2025     | An advisory vote to approve the compensation of the Company's named executive officers, during the fiscal year ended December 28, 2024.                                                                                        | SECTION 14A SAY-ON-PAY VOTES |         708121 |                0 | For         |                                   708121 | FOR                         |  |

## N-PX: Signature Block

**Reporting Person:** AWM Investment Company, Inc.

**By (Signature):** /s/ Adam Stettner

**By (Printed Signature):** /s/ Adam Stettner

**By (Title):** Executive Vice President

**Date:** 08/26/2025