# EDGAR Filing Document

**Accession Number:** 0001683471
**File Stem:** 0001145549-23-010045
**Filing Date:** 2023-2
**Character Count:** 48769
**Document Hash:** 9c5cc252dc89cf3223a0fa79afc65298
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-010045.hdr.sgml**: 20230224

**ACCESSION NUMBER**: 0001145549-23-010045

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230224

**DATE AS OF CHANGE**: 20230224

**PERIOD START**: 20230331

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Listed Funds Trust
- **CENTRAL INDEX KEY:** 0001683471
- **IRS NUMBER:** 826272597
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23226
- **FILM NUMBER:** 23667847

**BUSINESS ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 414-765-5144

**MAIL ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Active Weighting Funds ETF Trust
- **DATE OF NAME CHANGE:** 20160830

## Series and Classes Contracts Data

### STF Tactical Growth ETF (Series ID: S000076367)

| Class ID   | Class Name              | Ticker Symbol   |
|:---|:---|:---|
| C000236166 | STF Tactical Growth ETF | TUG             |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **STF Tactical Growth ETF** | **STF Tactical Growth ETF** | **STF Tactical Growth ETF** |
| **Schedule of Investments** | **Schedule of Investments** | **Schedule of Investments** |
| December 31, 2022 (Unaudited) | December 31, 2022 (Unaudited) | December 31, 2022 (Unaudited) |
|  | **Shares** | **Value** |
| **COMMON STOCKS — 49.3%** |  |  |
| **Accommodation — 0.2%** |  |  |
| Marriott International, Inc. - Class A | 1730 | $257580 |
| **Administrative and Support Services — 0.9%** |  |  |
| Atlassian Corp. PLC - Class A (a) | 816 | 105003 |
| Baker Hughes Co. | 5429 | 160318 |
| Booking Holdings, Inc. (a) | 214 | 431270 |
| PayPal Holdings, Inc. (a) | 6230 | 443701 |
|  |  | 1140292 |
| **Apparel Manufacturing — 0.2%** |  |  |
| Lululemon Athletica, Inc. (a)(b) | 670 | 214655 |
| **Beverage and Tobacco Product Manufacturing — 1.6%** |  |  |
| Keurig Dr. Pepper, Inc. | 7722 | 275366 |
| Monster Beverage Corp. (a) | 2860 | 290376 |
| PepsiCo, Inc. | 7527 | 1359828 |
|  |  | 1925570 |
| **Broadcasting (except Internet) — 0.9%** |  |  |
| Comcast Corp. - Class A | 23580 | 824593 |
| Sirius XM Holdings, Inc. | 21221 | 123931 |
| Warner Bros Discovery, Inc. (a) | 13180 | 124946 |
|  |  | 1073470 |
| **Chemical Manufacturing — 2.6%** |  |  |
| Amgen, Inc. | 2913 | 765070 |
| AstraZeneca PLC - ADR (b) | 3335 | 226113 |
| Biogen, Inc. (a) | 787 | 217936 |
| Gilead Sciences, Inc. | 6841 | 587300 |
| Moderna, Inc. (a) | 2098 | 376843 |
| Regeneron Pharmaceuticals (a) | 586 | 422793 |
| Seagen, Inc. (a) | 1021 | 131209 |
| Vertex Pharmaceuticals, Inc. (a) | 1403 | 405158 |
|  |  | 3132422 |
| **Clothing and Clothing Accessories Stores — 0.4%** |  |  |
| Charter Communications, Inc. - Class A (a) | 853 | 289252 |
| Ross Stores, Inc. | 1899 | 220417 |
|  |  | 509669 |
| **Computer and Electronic Product Manufacturing — 17.4%** |  |  |
| Advanced Micro Devices, Inc. (a) | 8780 | 568681 |
| Alphabet, Inc. - Class A (a) | 25546 | 2253924 |
| Alphabet, Inc. - Class C (a) | 25557 | 2267673 |
| Analog Devices, Inc. | 2778 | 455675 |
| Apple, Inc. | 53923 | 7006215 |
| Broadcom, Inc. | 2214 | 1237914 |
| Cisco Systems, Inc. | 22452 | 1069613 |
| Enphase Energy, Inc. (a) | 748 | 198190 |
| Fortinet, Inc. (a) | 4272 | 208858 |
| GLOBALFOUNDRIES, Inc. (a) | 2969 | 159999 |
| IDEXX Laboratories, Inc. (a) | 453 | 184806 |
| Illumina, Inc. (a) | 865 | 174903 |
| Intel Corp. | 22494 | 594516 |
| Lam Research Corp. | 743 | 312283 |
| Marvell Technology, Inc. | 4669 | 172940 |
| Microchip Technology, Inc. | 3004 | 211031 |
| Micron Technology, Inc. | 5912 | 295482 |
| NVIDIA Corp. | 13382 | 1955645 |
| NXP Semiconductors (b) | 1413 | 223296 |
| QUALCOMM, Inc. | 6126 | 673493 |
| Texas Instruments, Inc. | 4950 | 817839 |
|  |  | 21042976 |
| **Data Processing, Hosting and Related Services — 1.0%** |  |  |
| Airbnb, Inc. - Class A (a) | 2175 | 185963 |
| Automatic Data Processing, Inc. | 2268 | 541734 |
| Fiserv, Inc. (a) | 3471 | 350814 |
| Verisk Analytics, Inc. | 855 | 150839 |
|  |  | 1229350 |
| **Food Manufacturing — 0.6%** |  |  |
| Mondelez International, Inc. - Class A | 7460 | 497209 |
| The Kraft Heinz Co. | 6688 | 272269 |
|  |  | 769478 |
| **Food Services and Drinking Places — 0.7%** |  |  |
| Cintas Corp. | 557 | 251552 |
| Starbucks Corp. | 6276 | 622579 |
|  |  | 874131 |
| **General Merchandise Stores — 1.1%** |  |  |
| Costco Wholesale Corp. | 2417 | 1103361 |
| Dollar Tree, Inc. (a) | 1210 | 171142 |
|  |  | 1274503 |
| **Health and Personal Care Stores — 0.1%** |  |  |
| Walgreens Boots Alliance, Inc. | 4725 | 176526 |
| **Machinery Manufacturing — 0.8%** |  |  |
| Applied Materials, Inc. | 4698 | 457491 |
| ASML Holding (b) | 483 | 263911 |
| KLA Corp. | 769 | 289936 |
|  |  | 1011338 |
| **Management of Companies and Enterprises — 0.1%** |  |  |
| Rivian Automotive, Inc. - Class A (a) | 4984 | 91855 |
| **Merchant Wholesalers, Durable Goods — 0.3%** |  |  |
| Copart, Inc. (a) | 2610 | 158923 |
| Fastenal Co. | 3130 | 148112 |
|  |  | 307035 |
| **Miscellaneous Manufacturing — 0.7%** |  |  |
| Align Technology, Inc. (a) | 430 | 90687 |
| Dexcom, Inc. (a) | 2114 | 239389 |
| Intuitive Surgical, Inc. (a) | 1937 | 513983 |
|  |  | 844059 |
| **Motor Vehicle and Parts Dealers — 0.2%** |  |  |
| O'Reilly Automotive, Inc. (a) | 342 | 288658 |
| **Nonstore Retailers — 3.6%** |  |  |
| Amazon.com, Inc. (a) | 42868 | 3600912 |
| eBay, Inc. | 2965 | 122959 |
| JD.com, Inc. - ADR (b) | 2668 | 149755 |
| MercadoLibre, Inc. (a)(b) | 275 | 232716 |
| Pinduoduo, Inc. - ADR (a)(b) | 2571 | 209665 |
|  |  | 4316007 |
| **Other Information Services — 1.4%** |  |  |
| CoStar Group, Inc. (a) | 2218 | 171407 |
| Meta Platforms, Inc. - Class A (a) | 12248 | 1473924 |
|  |  | 1645331 |
| **Professional, Scientific, and Technical Services — 0.7%** |  |  |
| Cognizant Technology Solutions - Class A | 2808 | 160590 |
| Palo Alto Networks, Inc. (a) | 1644 | 229404 |
| Paychex, Inc. | 1972 | 227884 |
| Workday, Inc. - Class A (a) | 1106 | 185067 |
| Zscaler, Inc. (a) | 788 | 88177 |
|  |  | 891122 |
| **Publishing Industries (except Internet) — 8.7%** |  |  |
| Activision Blizzard, Inc. | 4274 | 327175 |
| Adobe Systems, Inc. (a) | 2535 | 853104 |
| ANSYS, Inc. (a) | 477 | 115238 |
| Autodesk, Inc. (a) | 1178 | 220133 |
| Cadence Design Systems, Inc. (a) | 1501 | 241121 |
| Crowdstrike Holdings, Inc. - Class A (a) | 1194 | 125716 |
| Datadog, Inc. - Class A (a) | 1601 | 117673 |
| Electronic Arts, Inc. | 1510 | 184492 |
| Intuit, Inc. | 1534 | 597063 |
| Microsoft Corp. | 31261 | 7497013 |
| Synopsys, Inc. (a) | 837 | 267246 |
|  |  | 10545974 |
| **Rail Transportation — 0.3%** |  |  |
| CSX Corp. | 11461 | 355062 |
| **Rental and Leasing Services — 0.6%** |  |  |
| Netflix, Inc. (a) | 2438 | 718917 |
| **Securities, Commodity Contracts, and Other Financial Investments and Related Activities — 0.1%** |  |  |
| Lucid Group, Inc. (a) | 9166 | 62604 |
| **Support Activities for Mining — 0.1%** |  |  |
| Diamondback Energy, Inc. | 960 | 131309 |
| **Telecommunications — 0.9%** |  |  |
| T-Mobile U.S., Inc. (a) | 6791 | 950740 |
| Zoom Video Communications, Inc. - Class A (a) | 1346 | 91178 |
|  |  | 1041918 |
| **Transportation Equipment Manufacturing — 2.2%** |  |  |
| Honeywell International, Inc. | 3670 | 786481 |
| PACCAR, Inc. | 1898 | 187845 |
| Tesla, Inc. (a) | 13251 | 1632258 |
|  |  | 2606584 |
| **Truck Transportation — 0.1%** |  |  |
| Old Dominion Freight Line, Inc. | 604 | 171403 |
| **Utilities — 0.7%** |  |  |
| American Electric Power Co., Inc. | 2830 | 268709 |
| Constellation Energy Corp. | 1789 | 154230 |
| Exelon Corp. | 5432 | 234825 |
| Xcel Energy, Inc. | 2993 | 209839 |
|  |  | 867603 |
| **TOTAL COMMON STOCKS (Cost $63,645,144)** |  | 59517401 |
|  | **Principal**<br> **Amounts** | **Value** |
| **U.S. GOVERNMENT OBLIGATIONS — 50.3%** |  |  |
| **U.S. Treasury Notes — 50.3%** |  |  |
| 0.125%, 7/15/2023 | 6260000 | $6108060 |
| 0.125%, 7/31/2023 | 6260000 | 6095357 |
| 0.125%, 8/15/2023 | 6260000 | 6086811 |
| 0.125%, 8/31/2023 | 6260000 | 6071171 |
| 0.125%, 10/15/2023 | 6260000 | 6039418 |
| 0.375%, 10/31/2023 | 6260000 | 6036985 |
| 2.875%, 10/31/2023 | 6260000 | 6166592 |
| 0.250%, 11/15/2023 | 6260000 | 6019635 |
| 2.125%, 11/30/2023 | 6260000 | 6114040 |
| 0.750%, 12/31/2023 | 6260000 | 6017805 |
| **TOTAL U.S. TREASURY NOTES (60772115)** |  | 60755875 |
| **Total Investments — (Cost $124,417,259) 99.6%** |  | 120273276 |
| Other assets and liabilities, net — 0.4% |  | 526065 |
| **TOTAL NET ASSETS** — 100.0% |  | $120799341 |

---

---

| |
|:---|
| ADR American Depositary Receipt |
| PLC Public Limited Company |
| (a) Non-income producing security. |
| (b) Foreign issued security. |
| Percentages are stated as a percent of net assets. |

---

------

---

| |
|:---|
| **Fair Value Measurements** |
| Various inputs are used in determining the value of the Fund's investments. These inputs are summarized in three broad levels. |
| Level 1 includes quoted prices in active markets for identical securities. Level 2 includes other significant observable inputs |
| (including quoted prices for similar securities, interest rates, prepayment speeds and credit risk). Level 3 includes significant |
| unobservable inputs (including the Fund's own assumptions in determining the fair value of investments). The level assigned to the |
| securities valuations may not be an indication of the risk or liquidity associated with investing in those securities. |
| The Fund did not hold any investments during the period with significant unobservable inputs which would be classified as Level 3. |
| The following is a summary of the inputs used to value the Fund's investments carried at fair value as of December 31, 2022: |

---

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | Level 1 | Level 2 | Level 3 | Total |
| **Investments - Assets:** |  |  |  |  |
| Common Stocks\* | $59517401 | $- | $- | $59517401 |
| U.S. Treasury Notes | - | 60755875 | - | 60755875 |
| **Total Investments - Assets** | $59517401 | $60755875 | $- | $120273276 |
| \* See the Schedule of Investments for industry classifications. |  |  |  |  |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Listed Funds Trust

- **b. Investment Company Act file number:** 811-23226

- **c. CIK number of Registrant:** 0001683471

- **d. LEI of Registrant:** 549300C5D73JL0P1YC11

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 414-516-1681

**Item A.2. Information about the Series.**

- **a. Name of Series:** STF Tactical Growth ETF

- **b. EDGAR series identifier (if any):** S000076367

- **c. LEI of Series:** 549300B0FH2ZQ38V6376

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-03-31

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $121940591.17

**Total Liabilities:** $1141250.50

**Net Assets:** $120799340.67

**Cash Not Reported:** $1554669.73

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 1291.510000000000 | **1-Year:** 3242.200000000000 | **5-Year:** 0.000000000000 | **10-Year:** 0.000000000000 | **30-Year:** 0.000000000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.000000000000 | **1-Year:** 0.000000000000 | **5-Year:** 0.000000000000 | **10-Year:** 0.000000000000 | **30-Year:** 0.000000000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000236166 | 0.14%                | -4.22%               | -4.45%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-1251589.74             | $1238652.35                                |
| Month 2  | $-8725445.33             | $2510079.91                                |
| Month 3  | $-102062.10              | $-5924827.78                               |

### Schedule of Portfolio Investments

| Name                           | Title                               | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Activision Blizzard Inc        | Activision Blizzard Inc             | CUSIP: 00507V109<br>LEI: 549300TPQQDBP9GNOF40 | Long             | EC               | CORP              | US        |      4274 | NS      | $327174.70    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Adobe Inc                      | Adobe Inc                           | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |      2535 | NS      | $853103.55    | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro Devices Inc     | Advanced Micro Devices Inc          | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |      8780 | NS      | $568680.60    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Airbnb Inc                     | Airbnb Inc                          | CUSIP: 009066101<br>LEI: 549300HMUDNO0RY56D37 | Long             | EC               | CORP              | US        |      2175 | NS      | $185962.50    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Align Technology Inc           | Align Technology Inc                | CUSIP: 016255101<br>LEI: 549300N5YSE0U3LCP840 | Long             | EC               | CORP              | US        |       430 | NS      | $90687.00     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                   | Alphabet Inc                        | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |     25557 | NS      | $2267672.61   | 1.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                   | Alphabet Inc                        | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |     25546 | NS      | $2253923.58   | 1.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com Inc                 | Amazon.com Inc                      | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |     42868 | NS      | $3600912.00   | 2.98%             |  |  |  | No            |                  1 | On Loan: No      |
| American Electric Power Co Inc | American Electric Power Co Inc      | CUSIP: 025537101<br>LEI: 1B4S6S7G0TW5EE83BO58 | Long             | EC               | CORP              | US        |      2830 | NS      | $268708.50    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Amgen Inc                      | Amgen Inc                           | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               | CORP              | US        |      2913 | NS      | $765070.32    | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Analog Devices Inc             | Analog Devices Inc                  | CUSIP: 032654105<br>LEI: GYVOE5EZ4GDAVTU4CQ61 | Long             | EC               | CORP              | US        |      2778 | NS      | $455675.34    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| PepsiCo Inc                    | PepsiCo Inc                         | CUSIP: 713448108<br>LEI: FJSUNZKFNQ5YPJ5OT455 | Long             | EC               | CORP              | US        |      7527 | NS      | $1359827.82   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Pinduoduo Inc                  | Pinduoduo Inc                       | CUSIP: 722304102<br>LEI: 5493000573DS7005T657 | Long             | EC               | CORP              | CN        |      2571 | NS      | $209665.05    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| QUALCOMM Inc                   | QUALCOMM Inc                        | CUSIP: 747525103<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               | CORP              | US        |      6126 | NS      | $673492.44    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Regeneron Pharmaceuticals Inc  | Regeneron Pharmaceuticals Inc       | CUSIP: 75886F107<br>LEI: 549300RCBFWIRX3HYQ56 | Long             | EC               | CORP              | US        |       586 | NS      | $422793.14    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Rivian Automotive Inc          | Rivian Automotive Inc               | CUSIP: 76954A103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4984 | NS      | $91855.12     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Ross Stores Inc                | Ross Stores Inc                     | CUSIP: 778296103<br>LEI: 549300ENZFLPGRDFZQ60 | Long             | EC               | CORP              | US        |      1899 | NS      | $220416.93    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Seagen Inc                     | Seagen Inc                          | CUSIP: 81181C104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1021 | NS      | $131208.71    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Sirius XM Holdings Inc         | Sirius XM Holdings Inc              | CUSIP: 82968B103<br>LEI: 54930055RWDMVXAGZK98 | Long             | EC               | CORP              | US        |     21221 | NS      | $123930.64    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Starbucks Corp                 | Starbucks Corp                      | CUSIP: 855244109<br>LEI: OQSJ1DU9TAOC51A47K68 | Long             | EC               | CORP              | US        |      6276 | NS      | $622579.20    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Synopsys Inc                   | Synopsys Inc                        | CUSIP: 871607107<br>LEI: QG7T915N9S0NY5UKNE63 | Long             | EC               | CORP              | US        |       837 | NS      | $267245.73    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| T-Mobile US Inc                | T-Mobile US Inc                     | CUSIP: 872590104<br>LEI: 549300QHIJYOHPACPG31 | Long             | EC               | CORP              | US        |      6791 | NS      | $950740.00    | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                      | Tesla Inc                           | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |     13251 | NS      | $1632258.18   | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Instruments Inc          | Texas Instruments Inc               | CUSIP: 882508104<br>LEI: WDJNR2L6D8RWOEB8T652 | Long             | EC               | CORP              | US        |      4950 | NS      | $817839.00    | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| US TREASURY N/B                | United States Treasury Note/Bond    | CUSIP: 9128285K2<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   6260000 | PA      | $6166591.60   | 5.10%             | 2023-10-31      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| US TREASURY N/B                | United States Treasury Note/Bond    | CUSIP: 912828U57<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   6260000 | PA      | $6114039.96   | 5.06%             | 2023-11-30      | Fixed         | 2.12%                 | No            |                  2 | On Loan: No      |
| US TREASURY N/B                | United States Treasury Note/Bond    | CUSIP: 912828ZY9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   6260000 | PA      | $6108060.41   | 5.06%             | 2023-07-15      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| US TREASURY N/B                | United States Treasury Note/Bond    | CUSIP: 91282CAF8<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   6260000 | PA      | $6086810.71   | 5.04%             | 2023-08-15      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| US TREASURY N/B                | United States Treasury Note/Bond    | CUSIP: 91282CAP6<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   6260000 | PA      | $6039418.38   | 5.00%             | 2023-10-15      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| US TREASURY N/B                | United States Treasury Note/Bond    | CUSIP: 91282CAW1<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   6260000 | PA      | $6019635.22   | 4.98%             | 2023-11-15      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| US TREASURY N/B                | United States Treasury Note/Bond    | CUSIP: 91282CCN9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   6260000 | PA      | $6095357.37   | 5.05%             | 2023-07-31      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| US TREASURY N/B                | United States Treasury Note/Bond    | CUSIP: 91282CCU3<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   6260000 | PA      | $6071171.36   | 5.03%             | 2023-08-31      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| US TREASURY N/B                | United States Treasury Note/Bond    | CUSIP: 91282CDD0<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   6260000 | PA      | $6036985.43   | 5.00%             | 2023-10-31      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| US TREASURY N/B                | United States Treasury Note/Bond    | CUSIP: 91282CDR9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   6260000 | PA      | $6017804.73   | 4.98%             | 2023-12-31      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| Verisk Analytics Inc           | Verisk Analytics Inc                | CUSIP: 92345Y106<br>LEI: 549300I1YSWNIRKBWP67 | Long             | EC               | CORP              | US        |       855 | NS      | $150839.10    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Vertex Pharmaceuticals Inc     | Vertex Pharmaceuticals Inc          | CUSIP: 92532F100<br>LEI: 54930015RAQRRZ5ZGJ91 | Long             | EC               | CORP              | US        |      1403 | NS      | $405158.34    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Walgreens Boots Alliance Inc   | Walgreens Boots Alliance Inc        | CUSIP: 931427108<br>LEI: 549300RPTUOIXG4LIH86 | Long             | EC               | CORP              | US        |      4725 | NS      | $176526.00    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Warner Bros Discovery Inc      | Warner Bros Discovery Inc           | CUSIP: 934423104<br>LEI: 5493006ZCRFWKF6B1K26 | Long             | EC               | CORP              | US        |     13180 | NS      | $124946.40    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Workday Inc                    | Workday Inc                         | CUSIP: 98138H101<br>LEI: 549300J0DYC0N31V7G13 | Long             | EC               | CORP              | US        |      1106 | NS      | $185066.98    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Xcel Energy Inc                | Xcel Energy Inc                     | CUSIP: 98389B100<br>LEI: LGJNMI9GH8XIDG5RCM61 | Long             | EC               | CORP              | US        |      2993 | NS      | $209839.23    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Zscaler Inc                    | Zscaler Inc                         | CUSIP: 98980G102<br>LEI: 529900MZ0RTK1BWRNF46 | Long             | EC               | CORP              | US        |       788 | NS      | $88177.20     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Zoom Video Communications Inc  | Zoom Video Communications Inc       | CUSIP: 98980L101<br>LEI: 549300T9GCHU0ODOM055 | Long             | EC               | CORP              | US        |      1346 | NS      | $91178.04     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| GLOBALFOUNDRIES Inc            | GLOBALFOUNDRIES Inc                 | CUSIP: N/A<br>LEI: 549300BA76VK784VMX48       | Long             | EC               | CORP              | US        |      2969 | NS      | $159999.41    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| ASML Holding NV                | ASML Holding NV                     | CUSIP: N/A<br>LEI: 724500Y6DUVHQD6OXN27       | Long             | EC               | CORP              | NL        |       483 | NS      | $263911.20    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| NXP Semiconductors NV          | NXP Semiconductors NV               | CUSIP: N/A<br>LEI: 724500M9BY5293JDF951       | Long             | EC               | CORP              | NL        |      1413 | NS      | $223296.39    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| ANSYS Inc                      | ANSYS Inc                           | CUSIP: 03662Q105<br>LEI: 549300VJV8H15Z5FJ571 | Long             | EC               | CORP              | US        |       477 | NS      | $115238.43    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc                      | Apple Inc                           | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |     53923 | NS      | $7006215.39   | 5.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Applied Materials Inc          | Applied Materials Inc               | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |      4698 | NS      | $457491.24    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| AstraZeneca PLC                | AstraZeneca PLC                     | CUSIP: 046353108<br>LEI: PY6ZZQWO2IZFZC3IOL08 | Long             | EC               | CORP              | GB        |      3335 | NS      | $226113.00    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Atlassian Corp                 | Atlassian Corp                      | CUSIP: 049468101<br>LEI: 549300V7ZY5P02D2MY38 | Long             | EC               | CORP              | US        |       816 | NS      | $105002.88    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Autodesk Inc                   | Autodesk Inc                        | CUSIP: 052769106<br>LEI: FRKKVKAIQEF3FCSTPG55 | Long             | EC               | CORP              | US        |      1178 | NS      | $220132.86    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Automatic Data Processing Inc  | Automatic Data Processing Inc       | CUSIP: 053015103<br>LEI: HGBOLILQXWER4SAL2I23 | Long             | EC               | CORP              | US        |      2268 | NS      | $541734.48    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Baker Hughes Co                | Baker Hughes Co                     | CUSIP: 05722G100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5429 | NS      | $160318.37    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Biogen Inc                     | Biogen Inc                          | CUSIP: 09062X103<br>LEI: W8J5WZB5IY3K0NDQT671 | Long             | EC               | CORP              | US        |       787 | NS      | $217936.04    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Booking Holdings Inc           | Booking Holdings Inc                | CUSIP: 09857L108<br>LEI: FXM8FAOHMYDIPD38UZ17 | Long             | EC               | CORP              | US        |       214 | NS      | $431269.92    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadcom Inc                   | Broadcom Inc                        | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |      2214 | NS      | $1237913.82   | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CSX Corp                       | CSX Corp                            | CUSIP: 126408103<br>LEI: 549300JVQR4N1MMP3Q88 | Long             | EC               | CORP              | US        |     11461 | NS      | $355061.78    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Cadence Design Systems Inc     | Cadence Design Systems Inc          | CUSIP: 127387108<br>LEI: GCT7RXJOGLXPV0NXZY22 | Long             | EC               | CORP              | US        |      1501 | NS      | $241120.64    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Charter Communications Inc     | Charter Communications Inc          | CUSIP: 16119P108<br>LEI: 0J0XRGZE3PBRFEZ7MV65 | Long             | EC               | CORP              | US        |       853 | NS      | $289252.30    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Cisco Systems Inc              | Cisco Systems Inc                   | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |     22452 | NS      | $1069613.28   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Cintas Corp                    | Cintas Corp                         | CUSIP: 172908105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       557 | NS      | $251552.34    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Cognizant Technology Solutions | Cognizant Technology Solutions Corp | CUSIP: 192446102<br>LEI: 5493006IEVQEFQO40L83 | Long             | EC               | CORP              | US        |      2808 | NS      | $160589.52    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Comcast Corp                   | Comcast Corp                        | CUSIP: 20030N101<br>LEI: 51M0QTTNCGUN7KFCFZ59 | Long             | EC               | CORP              | US        |     23580 | NS      | $824592.60    | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Constellation Energy Corp      | Constellation Energy Corp           | CUSIP: 21037T109<br>LEI: 549300F8Y20RYGNGV346 | Long             | EC               | CORP              | US        |      1789 | NS      | $154229.69    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Copart Inc                     | Copart Inc                          | CUSIP: 217204106<br>LEI: 549300KVYX3JWMYEHU61 | Long             | EC               | CORP              | US        |      2610 | NS      | $158922.90    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Costco Wholesale Corp          | Costco Wholesale Corp               | CUSIP: 22160K105<br>LEI: 29DX7H14B9S6O3FD6V18 | Long             | EC               | CORP              | US        |      2417 | NS      | $1103360.50   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| CoStar Group Inc               | CoStar Group Inc                    | CUSIP: 22160N109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2218 | NS      | $171407.04    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Crowdstrike Holdings Inc       | Crowdstrike Holdings Inc            | CUSIP: 22788C105<br>LEI: 549300YBY08K9KM4HX32 | Long             | EC               | CORP              | US        |      1194 | NS      | $125716.26    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Datadog Inc                    | Datadog Inc                         | CUSIP: 23804L103<br>LEI: 549300F6JNO0KRPO1K63 | Long             | EC               | CORP              | US        |      1601 | NS      | $117673.50    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Dexcom Inc                     | Dexcom Inc                          | CUSIP: 252131107<br>LEI: 549300YSK3QDSFR5EU59 | Long             | EC               | CORP              | US        |      2114 | NS      | $239389.36    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Diamondback Energy Inc         | Diamondback Energy Inc              | CUSIP: 25278X109<br>LEI: 549300R22LSX6OHWEN64 | Long             | EC               | CORP              | US        |       960 | NS      | $131308.80    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Dollar Tree Inc                | Dollar Tree Inc                     | CUSIP: 256746108<br>LEI: 549300PMSTQITB1WHR43 | Long             | EC               | CORP              | US        |      1210 | NS      | $171142.40    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| eBay Inc                       | eBay Inc                            | CUSIP: 278642103<br>LEI: OML71K8X303XQONU6T67 | Long             | EC               | CORP              | US        |      2965 | NS      | $122958.55    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Electronic Arts Inc            | Electronic Arts Inc                 | CUSIP: 285512109<br>LEI: 549300O7A67PUEYKDL45 | Long             | EC               | CORP              | US        |      1510 | NS      | $184491.80    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Enphase Energy Inc             | Enphase Energy Inc                  | CUSIP: 29355A107<br>LEI: 5493008U7KIGMI59Z314 | Long             | EC               | CORP              | US        |       748 | NS      | $198190.08    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Exelon Corp                    | Exelon Corp                         | CUSIP: 30161N101<br>LEI: 3SOUA6IRML7435B56G12 | Long             | EC               | CORP              | US        |      5432 | NS      | $234825.36    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc             | Meta Platforms Inc                  | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |     12248 | NS      | $1473924.32   | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Fastenal Co                    | Fastenal Co                         | CUSIP: 311900104<br>LEI: 529900PP0C7H2HHPSJ32 | Long             | EC               | CORP              | US        |      3130 | NS      | $148111.60    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Fiserv Inc                     | Fiserv Inc                          | CUSIP: 337738108<br>LEI: GI7UBEJLXYLGR2C7GV83 | Long             | EC               | CORP              | US        |      3471 | NS      | $350813.97    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Fortinet Inc                   | Fortinet Inc                        | CUSIP: 34959E109<br>LEI: 549300O0QJWDBAS0QX03 | Long             | EC               | CORP              | US        |      4272 | NS      | $208858.08    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Gilead Sciences Inc            | Gilead Sciences Inc                 | CUSIP: 375558103<br>LEI: 549300WTZWR07K8MNV44 | Long             | EC               | CORP              | US        |      6841 | NS      | $587299.85    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Honeywell International Inc    | Honeywell International Inc         | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               | CORP              | US        |      3670 | NS      | $786481.00    | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| IDEXX Laboratories Inc         | IDEXX Laboratories Inc              | CUSIP: 45168D104<br>LEI: OGMTXK0LUU1HKV2P0J84 | Long             | EC               | CORP              | US        |       453 | NS      | $184805.88    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Illumina Inc                   | Illumina Inc                        | CUSIP: 452327109<br>LEI: SQ95QG8SR5Q56LSNF682 | Long             | EC               | CORP              | US        |       865 | NS      | $174903.00    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Intel Corp                     | Intel Corp                          | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |     22494 | NS      | $594516.42    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuit Inc                     | Intuit Inc                          | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |      1534 | NS      | $597063.48    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuitive Surgical Inc         | Intuitive Surgical Inc              | CUSIP: 46120E602<br>LEI: 54930052SRG011710797 | Long             | EC               | CORP              | US        |      1937 | NS      | $513982.95    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| JD.com Inc                     | JD.com Inc                          | CUSIP: 47215P106<br>LEI: 549300HVTWB0GJZ16V92 | Long             | EC               | CORP              | CN        |      2668 | NS      | $149754.84    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| KLA Corp                       | KLA Corp                            | CUSIP: 482480100<br>LEI: 549300H0BF5JCG96TJ81 | Long             | EC               | CORP              | US        |       769 | NS      | $289936.07    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Keurig Dr Pepper Inc           | Keurig Dr Pepper Inc                | CUSIP: 49271V100<br>LEI: DYTQ8KRTKO7Y2BVU5K74 | Long             | EC               | CORP              | US        |      7722 | NS      | $275366.52    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Kraft Heinz Co/The             | Kraft Heinz Co/The                  | CUSIP: 500754106<br>LEI: 9845007488EC87F5AF14 | Long             | EC               | CORP              | US        |      6688 | NS      | $272268.48    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Lam Research Corp              | Lam Research Corp                   | CUSIP: 512807108<br>LEI: 549300I4GMO6D34U1T02 | Long             | EC               | CORP              | US        |       743 | NS      | $312282.90    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Lucid Group Inc                | Lucid Group Inc                     | CUSIP: 549498103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9166 | NS      | $62603.78     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Lululemon Athletica Inc        | Lululemon Athletica Inc             | CUSIP: 550021109<br>LEI: 549300D9GZ4BMLDW5T40 | Long             | EC               | CORP              | CA        |       670 | NS      | $214654.60    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Marriott International Inc/MD  | Marriott International Inc/MD       | CUSIP: 571903202<br>LEI: 225YDZ14ZO8E1TXUSU86 | Long             | EC               | CORP              | US        |      1730 | NS      | $257579.70    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Marvell Technology Inc         | Marvell Technology Inc              | CUSIP: 573874104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4669 | NS      | $172939.76    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| MercadoLibre Inc               | MercadoLibre Inc                    | CUSIP: 58733R102<br>LEI: 549300DKPDN9M5S8GB14 | Long             | EC               | CORP              | UY        |       275 | NS      | $232716.00    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                 | Microsoft Corp                      | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |     31261 | NS      | $7497013.02   | 6.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Microchip Technology Inc       | Microchip Technology Inc            | CUSIP: 595017104<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EC               | CORP              | US        |      3004 | NS      | $211031.00    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Micron Technology Inc          | Micron Technology Inc               | CUSIP: 595112103<br>LEI: B3DXGBC8GAIYWI2Z0172 | Long             | EC               | CORP              | US        |      5912 | NS      | $295481.76    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Moderna Inc                    | Moderna Inc                         | CUSIP: 60770K107<br>LEI: 549300EI6OKH5K5Q2G38 | Long             | EC               | CORP              | US        |      2098 | NS      | $376842.76    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Mondelez International Inc     | Mondelez International Inc          | CUSIP: 609207105<br>LEI: 549300DV9GIB88LZ5P30 | Long             | EC               | CORP              | US        |      7460 | NS      | $497209.00    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Monster Beverage Corp          | Monster Beverage Corp               | CUSIP: 61174X109<br>LEI: 52990090AP0E7HCB6F33 | Long             | EC               | CORP              | US        |      2860 | NS      | $290375.80    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Netflix Inc                    | Netflix Inc                         | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |      2438 | NS      | $718917.44    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp                    | NVIDIA Corp                         | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |     13382 | NS      | $1955645.48   | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| O'Reilly Automotive Inc        | O'Reilly Automotive Inc             | CUSIP: 67103H107<br>LEI: 549300K2RLMQL149Q332 | Long             | EC               | CORP              | US        |       342 | NS      | $288658.26    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Old Dominion Freight Line Inc  | Old Dominion Freight Line Inc       | CUSIP: 679580100<br>LEI: 5299009TWK32WE417T96 | Long             | EC               | CORP              | US        |       604 | NS      | $171403.12    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| PACCAR Inc                     | PACCAR Inc                          | CUSIP: 693718108<br>LEI: KDTEY8BWE486IKZ3CC07 | Long             | EC               | CORP              | US        |      1898 | NS      | $187845.06    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Palo Alto Networks Inc         | Palo Alto Networks Inc              | CUSIP: 697435105<br>LEI: 549300QXR2YVZV231H43 | Long             | EC               | CORP              | US        |      1644 | NS      | $229403.76    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Paychex Inc                    | Paychex Inc                         | CUSIP: 704326107<br>LEI: 529900K900DW6SUBM174 | Long             | EC               | CORP              | US        |      1972 | NS      | $227884.32    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| PayPal Holdings Inc            | PayPal Holdings Inc                 | CUSIP: 70450Y103<br>LEI: 5493005X2GO78EFZ3E94 | Long             | EC               | CORP              | US        |      6230 | NS      | $443700.60    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-24

**Name of Applicant:** Listed Funds Trust

**Signature:** /s/Travis Babich

**Name of Signer:** Travis Babich

**Title:** Treasurer