# EDGAR Filing Document

**Accession Number:** 0001801983
**File Stem:** 0001104659-26-029114
**Filing Date:** 2026-3
**Character Count:** 5838
**Document Hash:** 43d89a8d5c7f57f1eb18e4acd4eafd5d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-26-029114.hdr.sgml**: 20260317

**ACCESSION NUMBER**: 0001104659-26-029114

**CONFORMED SUBMISSION TYPE**: 3

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260317

**FILED AS OF DATE**: 20260317

**DATE AS OF CHANGE**: 20260317

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Li Hua
- **CENTRAL INDEX KEY:** 0001801983

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-38820
- **FILM NUMBER:** 26759446

**MAIL ADDRESS:**
- **STREET 1:** 11/F, BANGKOK BANK BUILDING
- **STREET 2:** NO. 18 BONHAM STRAND W, SHEUNG WAN
- **CITY:** HONG KONG
- **STATE:** K3
- **ZIP:** 000000
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Futu Holdings Ltd
- **CENTRAL INDEX KEY:** 0001754581
- **STANDARD INDUSTRIAL CLASSIFICATION:** SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
- **ORGANIZATION NAME:** 09 Crypto Assets
- **EIN:** 000000000
- **STATE OF INCORPORATION:** E9
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 9F UNIT 3 BUILDING C KEXING SCIENCE PARK
- **STREET 2:** 15 KEYUAN ROAD, TECHNOLOGY PARK
- **CITY:** NANSHAN DISTRICT, SHENZHEN
- **STATE:** F4
- **ZIP:** 518057
- **BUSINESS PHONE:** 8675525233312

**MAIL ADDRESS:**
- **STREET 1:** 9F UNIT 3 BUILDING C KEXING SCIENCE PARK
- **STREET 2:** 15 KEYUAN ROAD, TECHNOLOGY PARK
- **CITY:** NANSHAN DISTRICT, SHENZHEN
- **STATE:** F4
- **ZIP:** 518057

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 3

### INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Li Hua<br><sub>(Last) (First) (Middle)</sub><br>34F, UNITED CENTRE,<br>95 QUEENSWAY, ADMIRALTY<br><sub>(Street)</sub><br>HONG KONG, K3 <br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>Futu Holdings Ltd [ FUTU ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2026-03-17 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director   [X] 10% Owner<br>[X] Officer (give title below)   [ ] Other (specify below)<br>_Chief Executive Officer_ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities Beneficially Owned

---

|  |  |  |  |
| --- | --- | --- | --- |
| 1. Title of Security | 2. Amount of Securities Beneficially Owned | 3. Ownership Form | 4. Nature of Indirect Beneficial Ownership |
| Class A ordinary shares | 50000000 | I | By Lera Ultimate Limited<sup>(1)</sup> |

---

## Table II - Derivative Securities Beneficially Owned

---

|  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Underlying Securities | 3. Title and Amount of Underlying Securities | 4. Conversion or Exercise Price | 5. Ownership Form | 6. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 4. Conversion or Exercise Price | 5. Ownership Form | 6. Nature of Indirect Beneficial Ownership |
| American Depositary Shares | <sup>(2)</sup> | <sup>(2)</sup> | Class A ordinary shares | 86568 | <sup>(2)</sup> | D |  |
| American Depositary Shares | <sup>(2)</sup> | <sup>(2)</sup> | Class A ordinary shares | 50000000 | <sup>(2)</sup> | I | By Lera Ultimate Limited<sup>(1)</sup> |
| American Depositary Shares | <sup>(2)</sup> | <sup>(2)</sup> | Class A ordinary shares | 64000000 | <sup>(2)</sup> | I | By Lera Infinity Limited<sup>(1)</sup> |
| Class B ordinary shares | <sup>(3)</sup> | <sup>(3)</sup> | Class A ordinary shares | 202812500 | <sup>(3)</sup> | I | By Lera Ultimate Limited<sup>(1)</sup> |
| Class B ordinary shares | <sup>(3)</sup> | <sup>(3)</sup> | Class A ordinary shares | 36937500 | <sup>(3)</sup> | I | By Lera Infinity Limited<sup>(1)</sup> |

---

### Footnotes:

(1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall notbe deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

(2) Each American Depositary Share is convertible at any time, at the holder's election, into eight Class A ordinary shares of the issuer. The American Depositary Shares have no expiration date.

(3) Each Class B ordinary share is convertible into one Class A ordinary share of the issuer at any time, at the holder's election, and has no expiration date.

**Signature:** /s/ Leaf Hua Li  
**Date:** 2026-03-17

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**