# EDGAR Filing Document

**Accession Number:** 0001504304
**File Stem:** 0001398344-25-020984
**Filing Date:** 2025-11
**Character Count:** 25860
**Document Hash:** 9f08cfc404f935961eed5ef45b13f034
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-25-020984.hdr.sgml**: 20251114

**ACCESSION NUMBER**: 0001398344-25-020984

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251114

**DATE AS OF CHANGE**: 20251114

**EFFECTIVENESS DATE**: 20251114

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Bulldog Investors, LLP
- **CENTRAL INDEX KEY:** 0001504304

**ORGANIZATION NAME:**
- **EIN:** 270926182
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15290
- **FILM NUMBER:** 251485759

**BUSINESS ADDRESS:**
- **STREET 1:** PARK 80 WEST - PLAZA TWO
- **STREET 2:** 250 PEHLE AVE. SUITE 708
- **CITY:** SADDLE BROOK
- **STATE:** NJ
- **ZIP:** 07663
- **BUSINESS PHONE:** 201 556-0092

**MAIL ADDRESS:**
- **STREET 1:** PARK 80 WEST - PLAZA TWO
- **STREET 2:** 250 PEHLE AVE. SUITE 708
- **CITY:** SADDLE BROOK
- **STATE:** NJ
- **ZIP:** 07663

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Bulldog Investors, LLC
- **DATE OF NAME CHANGE:** 20130610

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Brooklyn Capital Management LLC
- **DATE OF NAME CHANGE:** 20101026

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Bulldog Investors LLP<br>**Address:** PARK 80 WEST - PLAZA TWO<br>250 PEHLE AVE. SUITE 708<br>SADDLE BROOK, NJ 07663

**Form 13F File Number:** 028-15290

**CRD Number (if applicable):** 000151585

**SEC File Number (if applicable):** 801-70596

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Phillip Goldstein<br>**Title:** Partner<br>**Phone:** 201-556-0092

**Signature, Place, and Date of Signing:**

/s/ Phillip Goldstein  Saddle Brook, NJ  11-03-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 198

**Form 13F Information Table Value Total:** $432083373

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 1RT ACQUISITION CORP. | UNIT 06/26/2030 | G6757R121 |  | 105500 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| AA MISSION ACQUISITION CORP | *W EXP 08/01/203 | G1000R127 |  | 36570 | 228563 | SH |  | SOLE |  | 228563 | 0 | 0 |
| ALDEL FINL II INC | CL A | G01558108 |  | 605515 | 57944 | SH |  | SOLE |  | 57944 | 0 | 0 |
| ALDEL FINL II INC | *W EXP 09/26/203 | G01558124 |  | 14779 | 28972 | SH |  | SOLE |  | 28972 | 0 | 0 |
| ALEXANDERS INC | COM | 014752109 |  | 5276025 | 22500 | SH |  | SOLE |  | 22500 | 0 | 0 |
| ALLIANCEBERNSTEIN NATL MUN I | COM | 01864U106 |  | 10102424 | 931099 | SH |  | SOLE |  | 931099 | 0 | 0 |
| ANDRETTI ACQUISITION CORP II | ORD SHS CL A | G26745102 |  | 2727278 | 260734 | SH |  | SOLE |  | 260734 | 0 | 0 |
| ANDRETTI ACQUISITION CORP II | *W EXP 06/01/203 | G26745128 |  | 25536 | 127680 | SH |  | SOLE |  | 127680 | 0 | 0 |
| ARMADA ACQUISITION CORP II | COM CL A | G0R38G104 |  | 1043400 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| ARMADA ACQUISITION CORP II | *W EXP 05/21/203 | G0R38G112 |  | 47500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| AXIOM INTELLIGENCE AC CORP 1 | ORD SHS CL A | G0750N104 |  | 179100 | 18000 | SH |  | SOLE |  | 18000 | 0 | 0 |
| AXIOM INTELLIGENCE AC CORP 1 | RIGHT 06/10/2030 | G0750N112 |  | 2880 | 18000 | SH |  | SOLE |  | 18000 | 0 | 0 |
| BANCROFT FD LTD | COM | 059695106 |  | 863213 | 39448 | SH |  | SOLE |  | 39448 | 0 | 0 |
| BARINGS BDC INC | COM | 06759L103 |  | 590617 | 67422 | SH |  | SOLE |  | 67422 | 0 | 0 |
| BCP INVESTMENT CORPORATION | COM NEW | 73688F201 |  | 5303881 | 460007 | SH |  | SOLE |  | 460007 | 0 | 0 |
| BERTO ACQUISITION CORP | ORD SHS | G1051H101 |  | 719295 | 69163 | SH |  | SOLE |  | 69163 | 0 | 0 |
| BERTO ACQUISITION CORP | *W EXP 05/01/203 | G1051H119 |  | 23167 | 34577 | SH |  | SOLE |  | 34577 | 0 | 0 |
| BLEICHROEDER ACQUISITION COR | SHS CL A | G1169T104 |  | 593746 | 57091 | SH |  | SOLE |  | 57091 | 0 | 0 |
| BLEICHROEDER ACQUISITION COR | RIGHT 11/04/2026 | G1169T138 |  | 38822 | 57091 | SH |  | SOLE |  | 57091 | 0 | 0 |
| BLUE ACQUISITION CORP. | ORD SHS CL A | G1331A108 |  | 3067376 | 306891 | SH |  | SOLE |  | 306891 | 0 | 0 |
| BLUE ACQUISITION CORP. | RIGHT 06/11/2030 | G1331A116 |  | 48613 | 301194 | SH |  | SOLE |  | 301194 | 0 | 0 |
| BLUE ACQUISITION CORP. | UNIT 06/02/2030 | G1331A124 |  | 1861544 | 184494 | SH |  | SOLE |  | 184494 | 0 | 0 |
| BLUE OWL TECHNOLOGY FIN CORP | COMMON STOCK | 095924106 |  | 5385032 | 389655 | SH |  | SOLE |  | 389655 | 0 | 0 |
| BLUE WTR ACQUISITION CORP. I | ORD SHS CL A | G1368E106 |  | 413529 | 41519 | SH |  | SOLE |  | 41519 | 0 | 0 |
| BLUE WTR ACQUISITION CORP. I | *W EXP 05/23/203 | G1368E114 |  | 7752 | 54591 | SH |  | SOLE |  | 54591 | 0 | 0 |
| BNY MELLON MUN BD INFRASTRUC | COM SHS | 09662W109 |  | 3552175 | 331979 | SH |  | SOLE |  | 331979 | 0 | 0 |
| BNY MELLON STRATEGIC MUN BD | COM | 09662E109 |  | 15536673 | 2624438 | SH |  | SOLE |  | 2624438 | 0 | 0 |
| BNY MELLON STRATEGIC MUNS IN | COM | 05588W108 |  | 4532075 | 725132 | SH |  | SOLE |  | 725132 | 0 | 0 |
| BOLD EAGLE ACQUISITION CORP | CL A | G2003N105 |  | 3220246 | 309639 | SH |  | SOLE |  | 309639 | 0 | 0 |
| BOLD EAGLE ACQUISITION CORP | RIGHT 10/11/2029 | G2003N121 |  | 27000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| BTC DEV CORP | UNIT 09/11/2030 | G0701G125 |  | 708555 | 70154 | SH |  | SOLE |  | 70154 | 0 | 0 |
| CAL REDWOOD ACQUISITION CORP | COM CL A | G17564108 |  | 1000100 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| CAL REDWOOD ACQUISITION CORP | RIGHT 05/15/2030 | G17564116 |  | 22000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| CANNAE HLDGS INC | COM | 13765N107 |  | 9681101 | 528733 | SH |  | SOLE |  | 528733 | 0 | 0 |
| CANTOR EQUITY PARTNERS II IN | CL A ORD SHS | G1827P106 |  | 377256 | 35895 | SH |  | SOLE |  | 35895 | 0 | 0 |
| CARLYLE CREDIT INCOME FUND | SHS BEN INT | 92535C104 |  | 1911375 | 328415 | SH |  | SOLE |  | 328415 | 0 | 0 |
| CAYSON ACQUISITION CORP | RIGHT 99/99/9999 | G1993W117 |  | 31200 | 195000 | SH |  | SOLE |  | 195000 | 0 | 0 |
| CENTRAL  EASTERN EUROPE FD | COM | 153436100 |  | 1111219 | 72345 | SH |  | SOLE |  | 72345 | 0 | 0 |
| CENTRAL SECS CORP | COM | 155123102 |  | 19831183 | 386046 | SH |  | SOLE |  | 386046 | 0 | 0 |
| CENTURION ACQUISITION CORP | SHS CL A | G20315100 |  | 3779495 | 358246 | SH |  | SOLE |  | 358246 | 0 | 0 |
| CENTURION ACQUISITION CORP | *W EXP 05/31/203 | G20315118 |  | 60902 | 179123 | SH |  | SOLE |  | 179123 | 0 | 0 |
| CHAMPIONSGATE ACQUISITION CO | SHS CL A | G2124S108 |  | 1004000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| CHAMPIONSGATE ACQUISITION CO | RIGHT 05/14/2030 | G2124S116 |  | 13000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| CHENGHE ACQUISITION III CO | UNIT 09/09/2030 | G2086N113 |  | 349300 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| CHUBB LIMITED | COM | H1467J104 |  | 2258000 | 8000 | SH |  | SOLE |  | 8000 | 0 | 0 |
| CHURCHILL CAPITAL CORP IX | CL A SHS | G21301109 |  | 437330 | 41730 | SH |  | SOLE |  | 41730 | 0 | 0 |
| CHURCHILL CAPITAL CORP IX | *W EXP 03/31/203 | G21301117 |  | 22976 | 29456 | SH |  | SOLE |  | 29456 | 0 | 0 |
| CHURCHILL CAP CORP X | SHS CL A | G2130T108 |  | 878017 | 68275 | SH |  | SOLE |  | 68275 | 0 | 0 |
| CHURCHILL CAP CORP X | *W EXP 05/14/203 | G2130T116 |  | 221822 | 62485 | SH |  | SOLE |  | 62485 | 0 | 0 |
| CION INVT CORP | COM | 17259U204 |  | 14580913 | 1538071 | SH |  | SOLE |  | 1538071 | 0 | 0 |
| CLOUGH GLOBAL OPPORTUNITIES | SH BEN INT | 18914E106 |  | 2540593 | 445718 | SH |  | SOLE |  | 445718 | 0 | 0 |
| COHEN CIRCLE ACQUISIT CORP I | UNIT 07/01/2030 | G2254C105 |  | 257000 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| COLUMBUS CIRCLE CAP CORP. I | SHS CL A | G2296A109 |  | 1203349 | 118908 | SH |  | SOLE |  | 118908 | 0 | 0 |
| COLUMBUS CIRCLE CAP CORP. I | *W EXP 05/16/203 | G2296A117 |  | 30000 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| COPLEY ACQUISITION CORP | ORD SHS CL A | G24243100 |  | 1011000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| COPLEY ACQUISITION CORP | *W EXP 99/99/999 | G24243126 |  | 10050 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| CRANE HBR ACQUISITION CORP | CL A | G24979109 |  | 2535000 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| CRESCENT CAP BDC INC | COM | 225655109 |  | 6239007 | 437518 | SH |  | SOLE |  | 437518 | 0 | 0 |
| CSLM DIGITA ASSET ACQ CORP I | UNIT 08/12/2030 | G2584S135 |  | 2525000 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| D. BORAL ARC ACQ I CORP. | SHS CL A | G2616F101 |  | 1365375 | 137500 | SH |  | SOLE |  | 137500 | 0 | 0 |
| D. BORAL ARC ACQ I CORP. | UNIT 07/23/2030 | G2616F127 |  | 1526900 | 152690 | SH |  | SOLE |  | 152690 | 0 | 0 |
| D. BORAL ARC ACQ I CORP. | *W EXP 07/23/203 | G2616F119 |  | 15125 | 68750 | SH |  | SOLE |  | 68750 | 0 | 0 |
| DESTRA MULTI-ALTERNATIVE FD | COMMON SHARES | 25065A502 |  | 2419995 | 280092 | SH |  | SOLE |  | 280092 | 0 | 0 |
| DRUGS MADE IN AMER ACQUTN CO | ORD SHS | G2847J104 |  | 1337811 | 130264 | SH |  | SOLE |  | 130264 | 0 | 0 |
| DRUGS MADE IN AMER ACQ II CO | UNIT 09/16/2030 | G2851K120 |  | 151413 | 15225 | SH |  | SOLE |  | 15225 | 0 | 0 |
| DRUGS MADE IN AMER ACQUTN CO | RIGHT 10/15/2029 | G2847J112 |  | 28319 | 130264 | SH |  | SOLE |  | 130264 | 0 | 0 |
| DUNE ACQUISITION CORP II | SHS CL A | G2867S109 |  | 2574754 | 254674 | SH |  | SOLE |  | 254674 | 0 | 0 |
| DUNE ACQUISITION CORP II | *W EXP 04/04/203 | G2867S117 |  | 40187 | 191005 | SH |  | SOLE |  | 191005 | 0 | 0 |
| DWS MUN INCOME TR NEW | COM | 233368109 |  | 849179 | 92604 | SH |  | SOLE |  | 92604 | 0 | 0 |
| DYNAMIX CORP | SHS CL A | G2949D104 |  | 1360941 | 130734 | SH |  | SOLE |  | 130734 | 0 | 0 |
| DYNAMIX CORP | *W EXP 10/25/202 | G2949D112 |  | 70305 | 33320 | SH |  | SOLE |  | 33320 | 0 | 0 |
| EATON VANCE NEW YORK MUN BD | COM | 27827Y109 |  | 4772467 | 484023 | SH |  | SOLE |  | 484023 | 0 | 0 |
| EGH ACQUISITION CORP. | SHS CL A | G2946P100 |  | 501000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| EGH ACQUISITION CORP. | RIGHT 05/08/2025 | G2946P118 |  | 10500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| ELLSWORTH GROWTH  INCOME FD | COM | 289074106 |  | 3624571 | 312463 | SH |  | SOLE |  | 312463 | 0 | 0 |
| EQV VENTURES ACQUISITION COR | CL A ORD SHS | G3106N109 |  | 4174836 | 402200 | SH |  | SOLE |  | 402200 | 0 | 0 |
| EQV VENTURES AC CORP. II | ORD SHS CL A | G3106Q102 |  | 166235 | 16707 | SH |  | SOLE |  | 16707 | 0 | 0 |
| EQV VENTURES AC CORP. II | UNIT 06/30/2032 | G3106Q110 |  | 1980088 | 197811 | SH |  | SOLE |  | 197811 | 0 | 0 |
| EQV VENTURES ACQUISITION COR | *W EXP 07/01/203 | G3106N117 |  | 67033 | 134066 | SH |  | SOLE |  | 134066 | 0 | 0 |
| EUREKA ACQUISITION CORP | RIGHT 01/03/2026 | G32168125 |  | 12240 | 51000 | SH |  | SOLE |  | 51000 | 0 | 0 |
| FACT II ACQUISITION CORP | ORD SHS CL A | G32901103 |  | 2632565 | 255091 | SH |  | SOLE |  | 255091 | 0 | 0 |
| FACT II ACQUISITION CORP | *W EXP 11/26/203 | G32901129 |  | 36411 | 130041 | SH |  | SOLE |  | 130041 | 0 | 0 |
| FIFTH ERA ACQUISITION CORP I | ORD SHS CL A | G3415K101 |  | 754339 | 74246 | SH |  | SOLE |  | 74246 | 0 | 0 |
| FIFTH ERA ACQUISITION CORP I | RIGHT 02/21/2030 | G3415K135 |  | 19092 | 72046 | SH |  | SOLE |  | 72046 | 0 | 0 |
| FIGX CAP ACQUISITION CORP. | UNIT 06/17/2030 | G3473K126 |  | 1008907 | 100090 | SH |  | SOLE |  | 100090 | 0 | 0 |
| FLAG SHIP ACQUISITION CORP | RIGHT 03/31/2026 | G3530C117 |  | 33028 | 275000 | SH |  | SOLE |  | 275000 | 0 | 0 |
| FS KKR CAP CORP | COM | 302635206 |  | 3599892 | 241118 | SH |  | SOLE |  | 241118 | 0 | 0 |
| FUTURECREST ACQUISITION CORP | UNIT 99/99/9999 | G3730U123 |  | 265000 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| GABELLI DIVID  INCOME TR | COM | 36242H104 |  | 8160568 | 300795 | SH |  | SOLE |  | 300795 | 0 | 0 |
| GDL FD | COM SH BEN IT | 361570104 |  | 3504820 | 409922 | SH |  | SOLE |  | 409922 | 0 | 0 |
| GENERAL AMERN INVS CO INC | COM | 368802104 |  | 20380618 | 327610 | SH |  | SOLE |  | 327610 | 0 | 0 |
| GIGCAPITAL7 CORP | ORD SHS CL A | G38648104 |  | 3368457 | 319285 | SH |  | SOLE |  | 319285 | 0 | 0 |
| GIGCAPITAL7 CORP | *W EXP 08/29/202 | G38648120 |  | 161106 | 358013 | SH |  | SOLE |  | 358013 | 0 | 0 |
| GLOBA TERRA ACQUISITION COR | UNIT 99/99/9999 | G3933N108 |  | 229232 | 22540 | SH |  | SOLE |  | 22540 | 0 | 0 |
| GRAF GLOBAL CORP | ORD SHS CL A | G4036C106 |  | 2432706 | 230807 | SH |  | SOLE |  | 230807 | 0 | 0 |
| GRAF GLOBAL CORP | *W EXP 05/31/203 | G4036C122 |  | 38424 | 116436 | SH |  | SOLE |  | 116436 | 0 | 0 |
| GSR IV ACQUISITION CORP | UNIT 08/22/2030 | G4R12K123 |  | 428072 | 42237 | SH |  | SOLE |  | 42237 | 0 | 0 |
| GYRODYNE LLC | COM | 403829104 |  | 600780 | 60000 | SH |  | SOLE |  | 60000 | 0 | 0 |
| HAYMAKER ACQUISITION CORP IV | CLASS A | G4375F108 |  | 165848 | 14625 | SH |  | SOLE |  | 14625 | 0 | 0 |
| HAYMAKER ACQUISITION CORP IV | *W EXP 05/31/202 | G4375F116 |  | 8416 | 21039 | SH |  | SOLE |  | 21039 | 0 | 0 |
| HERZFELD CREDIT INCOME FUND | COM | 42804T106 |  | 41824 | 17573 | SH |  | SOLE |  | 17573 | 0 | 0 |
| HIGH INCOME SECS FD | SHS BEN INT | 42968F108 |  | 67977 | 10705 | SH |  | SOLE |  | 10705 | 0 | 0 |
| HIGHLAND OPPS  INCOME FD | HIGHLAND INCOME | 43010E404 |  | 68040 | 10715 | SH |  | SOLE |  | 10715 | 0 | 0 |
| HIGHVIEW MERGER CORP | UNIT 07/24/2030 | G4569C127 |  | 2226046 | 219965 | SH |  | SOLE |  | 219965 | 0 | 0 |
| LISTED FDS TR | HORZN KNTCS SPAC | 53656G555 |  | 513677 | 4933 | SH |  | SOLE |  | 4933 | 0 | 0 |
| HOWARD HUGHES HOLDINGS INC | COM | 44267T102 |  | 986040 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| IB ACQUISITION CORP | RIGHT 03/28/2026 | 44934N116 |  | 37293 | 466167 | SH |  | SOLE |  | 466167 | 0 | 0 |
| INDIGO ACQUISITION CORP | ORD SHS | G4791J106 |  | 1630823 | 163573 | SH |  | SOLE |  | 163573 | 0 | 0 |
| INDIGO ACQUISITION CORP | RIGHT 04/02/2027 | G4791J114 |  | 29040 | 163573 | SH |  | SOLE |  | 163573 | 0 | 0 |
| INDIGO ACQUISITION CORP | UNIT 07/01/2030 | G4791J122 |  | 192444 | 19035 | SH |  | SOLE |  | 19035 | 0 | 0 |
| INVESTCORP CR MGMT BDC INC | COM | 46090R104 |  | 1453251 | 522752 | SH |  | SOLE |  | 522752 | 0 | 0 |
| IRON HORSE ACQUISITIONS CORP | *W EXP 99/99/999 | 462837113 |  | 5348 | 52948 | SH |  | SOLE |  | 52948 | 0 | 0 |
| IRON HORSE ACQUISITIONS CORP | RIGHT 99/99/9999 | 462837121 |  | 46362 | 63190 | SH |  | SOLE |  | 63190 | 0 | 0 |
| IRON HORSE ACQUISITIONS CORP | *W EXP 99/99/999 | 462837113 |  | 1245 | 12324 | SH |  | SOLE |  | 12324 | 0 | 0 |
| JACKSON ACQUISITION CO II | COM SHS CL A | G4992A110 |  | 4285632 | 412874 | SH |  | SOLE |  | 412874 | 0 | 0 |
| JACKSON ACQUISITION CO II | RIGHT 99/99/9999 | G4992A136 |  | 37233 | 148930 | SH |  | SOLE |  | 148930 | 0 | 0 |
| JAPAN SMALLER CAPITALIZATION | COM | 47109U104 |  | 2297172 | 217948 | SH |  | SOLE |  | 217948 | 0 | 0 |
| JENA ACQUISITION CORP II | USD CL A ORD SHS | G5093B105 |  | 1066471 | 105071 | SH |  | SOLE |  | 105071 | 0 | 0 |
| LAUNCH ONE ACQUISITION CORP | *W EXP 06/01/203 | G5S86M126 |  | 58678 | 255010 | SH |  | SOLE |  | 255010 | 0 | 0 |
| LAUNCH TWO ACQUISITION CORP. | ORD SHS CL A | G5S87A105 |  | 3070868 | 293863 | SH |  | SOLE |  | 293863 | 0 | 0 |
| LAUNCH TWO ACQUISITION CORP. | *W EXP 10/09/202 | G5S87A113 |  | 40563 | 109630 | SH |  | SOLE |  | 109630 | 0 | 0 |
| LEGATO MERGER CORP III | ORD SHS | G5451A103 |  | 1440503 | 134125 | SH |  | SOLE |  | 134125 | 0 | 0 |
| LEGATO MERGER CORP III | *W EXP 05/08/203 | G5451A111 |  | 23426 | 66931 | SH |  | SOLE |  | 66931 | 0 | 0 |
| LIGHTWAVE ACQUISITION CORP | USD CL A ORD SHS | G5490M100 |  | 995000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| LIGHTWAVE ACQUISITION CORP | UNIT 06/06/2030 | G5490M118 |  | 1617608 | 160956 | SH |  | SOLE |  | 160956 | 0 | 0 |
| LIGHTWAVE ACQUISITION CORP | *W EXP 06/06/203 | G5490M126 |  | 9005 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| LIONHEART HOLDINGS | SHS CL A | G5501C109 |  | 5006817 | 476386 | SH |  | SOLE |  | 476386 | 0 | 0 |
| LIONHEART HOLDINGS | *W EXP 06/07/203 | G5501C117 |  | 61001 | 239221 | SH |  | SOLE |  | 239221 | 0 | 0 |
| M3BRIGADE ACQUISITION V CORP | CL A | G63212107 |  | 3448552 | 326877 | SH |  | SOLE |  | 326877 | 0 | 0 |
| M3BRIGADE ACQUISITION V CORP | *W EXP 99/99/999 | G63212115 |  | 219384 | 171454 | SH |  | SOLE |  | 171454 | 0 | 0 |
| M3-BRIGADE ACQUISITION VI CO | UNIT 08/18/2030 | G63221124 |  | 1166229 | 115240 | SH |  | SOLE |  | 115240 | 0 | 0 |
| MAYWOOD ACQUISITION CORP | ORD SHS CL A | G6001J107 |  | 459868 | 44909 | SH |  | SOLE |  | 44909 | 0 | 0 |
| MAYWOOD ACQUISITION CORP | RIGHT 99/99/9999 | G6001J131 |  | 26945 | 44909 | SH |  | SOLE |  | 44909 | 0 | 0 |
| MCKINLEY ACQUISITION CORP | UNIT 07/25/2030 | G6005T127 |  | 2167041 | 216921 | SH |  | SOLE |  | 216921 | 0 | 0 |
| MEXICO EQUITY  INCOME FD | COM | 592834105 |  | 1200745 | 101158 | SH |  | SOLE |  | 101158 | 0 | 0 |
| MFS HIGH INCOME MUN TR | SH BEN INT | 59318D104 |  | 1672635 | 449633 | SH |  | SOLE |  | 449633 | 0 | 0 |
| MFS HIGH YIELD MUN TR | SH BEN INT | 59318E102 |  | 10392511 | 2994960 | SH |  | SOLE |  | 2994960 | 0 | 0 |
| MFS INVT GRADE MUN TR | SH BEN INT | 59318B108 |  | 7706683 | 980494 | SH |  | SOLE |  | 980494 | 0 | 0 |
| MONROE CAP CORP | COM | 610335101 |  | 4570167 | 651021 | SH |  | SOLE |  | 651021 | 0 | 0 |
| MORGAN STANLEY INDIA INVT FD | COM | 61745C105 |  | 6048300 | 229537 | SH |  | SOLE |  | 229537 | 0 | 0 |
| NEUBERGER BERMAN NEXT GENERA | COMMON STOCK | 64133Q108 |  | 17486845 | 1136986 | SH |  | SOLE |  | 1136986 | 0 | 0 |
| NEW GERMANY FD INC | COM | 644465106 |  | 5681497 | 491479 | SH |  | SOLE |  | 491479 | 0 | 0 |
| NEWHOLD INVT CORP III | ORD SHS CL A | G6486E102 |  | 1018000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| NEWHOLD INVT CORP III | *W EXP 01/30/203 | G6486E110 |  | 18000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| NEXPOINT DIVERSIFIED REL ET | COM NEW | 65340G205 |  | 1028768 | 278799 | SH |  | SOLE |  | 278799 | 0 | 0 |
| NORWOOD FINANCIAL CORP | COM | 669549107 |  | 237194 | 9331 | SH |  | SOLE |  | 9331 | 0 | 0 |
| OAKTREE ACQUISITION CORP III | SHS CL A | G6717R104 |  | 141885 | 13500 | SH |  | SOLE |  | 13500 | 0 | 0 |
| OFS CAP CORP | COM | 67103B100 |  | 443244 | 57639 | SH |  | SOLE |  | 57639 | 0 | 0 |
| OTG ACQUISITION CORP. I | UNIT 09/05/2030 | G6791A126 |  | 153568 | 15250 | SH |  | SOLE |  | 15250 | 0 | 0 |
| OXFORD LANE CAP CORP | COM | 691543847 |  | 7572582 | 447288 | SH |  | SOLE |  | 447288 | 0 | 0 |
| OYSTER ENTERPRISES II ACQUIS | ORD SHS CL A | G6861F104 |  | 2151765 | 214747 | SH |  | SOLE |  | 214747 | 0 | 0 |
| OYSTER ENTERPRISES II ACQUIS | RIGHT 05/22/2030 | G6861F138 |  | 30020 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| OYSTER ENTERPRISES II ACQUIS | UNIT 05/22/2030 | G6861F120 |  | 1201990 | 120199 | SH |  | SOLE |  | 120199 | 0 | 0 |
| PB BANKSHARES INC | COM | 69318V103 |  | 2109800 | 110000 | SH |  | SOLE |  | 110000 | 0 | 0 |
| PELICAN ACQUISITION CORP | SHS | G6993G103 |  | 1006000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| PELICAN ACQUISITION CORP | RIGHT 05/02/2030 | G6993G111 |  | 24000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| PERCEPTIVE CAP SOLUTIONS COR | CL A ORD SHS | G70077105 |  | 528000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| PHENIXFIN CORP | COM | 71742W103 |  | 915257 | 19218 | SH |  | SOLE |  | 19218 | 0 | 0 |
| PRINCIPAL REAL ESTATE INCOME | SHS BEN INT | 74255X104 |  | 1984639 | 189736 | SH |  | SOLE |  | 189736 | 0 | 0 |
| RANGE CAP ACQUISITION CORP | ORD SHS | G7375C108 |  | 2739738 | 265736 | SH |  | SOLE |  | 265736 | 0 | 0 |
| RANGE CAP ACQUISITION CORP | RIGHT 99/99/9999 | G7375C116 |  | 85036 | 265736 | SH |  | SOLE |  | 265736 | 0 | 0 |
| REPUBLIC DIGITAL ACQUISITION | UNIT 99/99/9999 | G7515A111 |  | 525500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| ROMAN DBDR ACQUISITION CORP | ORD SHS CL A | G7633M104 |  | 7071384 | 685278 | SH |  | SOLE |  | 685278 | 0 | 0 |
| ROMAN DBDR ACQUISITION CORP | *W EXP 10/31/203 | G7633M112 |  | 176124 | 342122 | SH |  | SOLE |  | 342122 | 0 | 0 |
| RUNWAY GROWTH FINANCE CORP | COM | 78163D100 |  | 10579445 | 1041284 | SH |  | SOLE |  | 1041284 | 0 | 0 |
| SILVER PEGASUS ACQUISITION C | UNIT 06/26/2030 | G8192J128 |  | 2434078 | 239339 | SH |  | SOLE |  | 239339 | 0 | 0 |
| SILVERBOX CORP IV | SHS CL A | G81354105 |  | 2881040 | 275171 | SH |  | SOLE |  | 275171 | 0 | 0 |
| SILVERBOX CORP IV | *W EXP 08/19/202 | G81354121 |  | 26275 | 59715 | SH |  | SOLE |  | 59715 | 0 | 0 |
| SIM ACQUISITION CORP. I | SHS CL A | G8431T101 |  | 4380888 | 415644 | SH |  | SOLE |  | 415644 | 0 | 0 |
| SIM ACQUISITION CORP. I | *W EXP 06/01/203 | G8431T119 |  | 77280 | 208865 | SH |  | SOLE |  | 208865 | 0 | 0 |
| SIZZLE ACQUISITION CORP. II | USD CL A ORD SHS | G8193F109 |  | 1743719 | 172988 | SH |  | SOLE |  | 172988 | 0 | 0 |
| SIZZLE ACQUISITION CORP. II | RIGHT 04/02/2030 | G8193F133 |  | 31126 | 172988 | SH |  | SOLE |  | 172988 | 0 | 0 |
| SOULPOWER ACQUISITION CORP | USD CL A ORD SHS | G82745103 |  | 3396476 | 336952 | SH |  | SOLE |  | 336952 | 0 | 0 |
| SOULPOWER ACQUISITION CORP | RIGHT 99/99/9999 | G82745137 |  | 54604 | 336952 | SH |  | SOLE |  | 336952 | 0 | 0 |
| SPRING VY ACQUISITION CORP I | UNIT 09/04/2030 | G8377R127 |  | 3772719 | 366996 | SH |  | SOLE |  | 366996 | 0 | 0 |
| SRH TOTAL RETURN FUND INC | COM | 101507101 |  | 20295289 | 1117582 | SH |  | SOLE |  | 1117582 | 0 | 0 |
| SURO CAPITAL CORP | COM NEW | 86887Q109 |  | 1093077 | 121453 | SH |  | SOLE |  | 121453 | 0 | 0 |
| TOTAL RETURN SECURITIES FUND | COM | 870875101 |  | 649964 | 106902 | SH |  | SOLE |  | 106902 | 0 | 0 |
| TALON CAP CORP | UNIT 08/27/2030 | G86652115 |  | 1700759 | 169250 | SH |  | SOLE |  | 169250 | 0 | 0 |
| TAVIA ACQUISITION CORP | SHS | G86880104 |  | 2236262 | 216064 | SH |  | SOLE |  | 216064 | 0 | 0 |
| TAVIA ACQUISITION CORP | RIGHT 11/26/2029 | G86880146 |  | 32382 | 166064 | SH |  | SOLE |  | 166064 | 0 | 0 |
| TEJON RANCH CO | COM | 879080109 |  | 12631551 | 790460 | SH |  | SOLE |  | 790460 | 0 | 0 |
| TEXAS PACIFIC LAND CORPORATI | COM | 88262P102 |  | 9056308 | 9700 | SH |  | SOLE |  | 9700 | 0 | 0 |
| TITAN ACQUISITION CORP | CL A | G8901A103 |  | 1518000 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| TITAN ACQUISITION CORP | *W EXP 05/16/203 | G8901A111 |  | 22590 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| TRAILBLAZER ACQUISITION CORP | UNIT 08/21/2030 | G9009S129 |  | 102250 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| TRAILBLAZER MERGER CORP I | RIGHT 04/21/2028 | 89278D125 |  | 15038 | 75152 | SH |  | SOLE |  | 75152 | 0 | 0 |
| VENDOME ACQUISITION CORP I | COM CL A | G9580A109 |  | 1116152 | 112402 | SH |  | SOLE |  | 112402 | 0 | 0 |
| VENDOME ACQUISITION CORP I | UNIT 06/20/2030 | G9580A125 |  | 1274754 | 127859 | SH |  | SOLE |  | 127859 | 0 | 0 |
| VENDOME ACQUISITION CORP I | *W EXP 02/18/202 | G9580A117 |  | 11240 | 56201 | SH |  | SOLE |  | 56201 | 0 | 0 |
| VILLAGE SUPER MKT INC | CL A NEW | 927107409 |  | 5660414 | 151510 | SH |  | SOLE |  | 151510 | 0 | 0 |
| VIRTUS TOTAL RETURN FD INC | COM | 92835W107 |  | 1658817 | 257181 | SH |  | SOLE |  | 257181 | 0 | 0 |
| VOYA ASIA PAC HIGH DIV EQT I | COM | 92912J102 |  | 3045413 | 406055 | SH |  | SOLE |  | 406055 | 0 | 0 |
| VOYA EMERGING MKTS HIGH DIVI | COM | 92912P108 |  | 3639716 | 580497 | SH |  | SOLE |  | 580497 | 0 | 0 |
| VOYAGER ACQUISITION CORP | *W EXP 05/16/203 | G93A7H112 |  | 33174 | 195142 | SH |  | SOLE |  | 195142 | 0 | 0 |
| WEN ACQUISITION CORP | COM CL A | G9R39C103 |  | 708400 | 70000 | SH |  | SOLE |  | 70000 | 0 | 0 |
| WEN ACQUISITION CORP | *W EXP 99/99/999 | G9R39C111 |  | 20300 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| YHN ACQUISITION I LTD | RIGHT 08/15/2029 | G1514D127 |  | 5029 | 35923 | SH |  | SOLE |  | 35923 | 0 | 0 |

---