# EDGAR Filing Document

**Accession Number:** 0001261667
**File Stem:** 0001028918-23-000064
**Filing Date:** 2023-3
**Character Count:** 8076
**Document Hash:** f5e5b794f22a77ae77808b0ca96dc5d3
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001028918-23-000064.hdr.sgml**: 20230317

**ACCESSION NUMBER**: 0001028918-23-000064

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230315

**FILED AS OF DATE**: 20230317

**DATE AS OF CHANGE**: 20230317

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** WILCOX EDWARD EARL
- **CENTRAL INDEX KEY:** 0001261667

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-22193
- **FILM NUMBER:** 23744587

**MAIL ADDRESS:**
- **STREET 1:** 13221 SUSSEX PLACE
- **CITY:** SANTA ANA
- **STATE:** CA
- **ZIP:** 92705
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PACIFIC PREMIER BANCORP INC
- **CENTRAL INDEX KEY:** 0001028918
- **STANDARD INDUSTRIAL CLASSIFICATION:** STATE COMMERCIAL BANKS [6022]
- **IRS NUMBER:** 330743196
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 17901 VON KARMAN AVE
- **STREET 2:** SUITE 1200
- **CITY:** IRVINE
- **STATE:** CA
- **ZIP:** 92614
- **BUSINESS PHONE:** 949-864-8000

**MAIL ADDRESS:**
- **STREET 1:** 17901 VON KARMAN AVE
- **STREET 2:** SUITE 1200
- **CITY:** IRVINE
- **STATE:** CA
- **ZIP:** 92614

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>WILCOX EDWARD EARL<br><sub>(Last) (First) (Middle)</sub><br>17901 VON KARMAN AVE., SUITE 1200<br><sub>(Street)</sub><br>IRVINE, CA 92614<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-15 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_President & COO_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>PACIFIC PREMIER BANCORP INC [ PPBI ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| PPBI Common Stock | 2023-03-15 |  | A |  | 34123<sup>(1)</sup> | A | $0 | 187905<sup>(2)</sup> | D |  |
| PPBI Common Stock | 2023-03-15 |  | F |  | 6922 | D | $24.91 | 180983<sup>(2)</sup> | D |  |
| PPBI Common Stock |  |  |  |  |  |  |  | 25347 | I | By Trust<sup>(3)</sup> |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| PPBI Restricted Stock Unit | <sup>(4)</sup> | 2023-03-15 |  | A |  | 34123 |  | <sup>(4)</sup> | <sup>(5)</sup> | PPBI Common Stock | 34123.0 | $0 | 34123 | D |  |
| PPBI Restricted Stock Unit | <sup>(4)</sup> |  |  |  |  |  |  | <sup>(4)</sup> | <sup>(5)</sup> | PPBI Common Stock | 33174.0 |  | 33174 | D |  |
| PPBI Restricted Stock Unit | <sup>(4)</sup> |  |  |  |  |  |  | <sup>(4)</sup> | <sup>(5)</sup> | PPBI Common Stock | 16419.0 |  | 16419 | D |  |
| PPBI Restricted Stock Unit | <sup>(4)</sup> |  |  |  |  |  |  | <sup>(4)</sup> | <sup>(5)</sup> | PPBI Common Stock | 23017.0 |  | 23017 | D |  |
| Options on PPBI Common Stock | $15.68 |  |  |  |  |  |  | <sup>(6)</sup> | 2024-01-02 | PPBI Common Stock | 18892.0 |  | 18892 | D |  |
| Options on PPBI Common Stock | $15.16 |  |  |  |  |  |  | <sup>(7)</sup> | 2025-01-28 | PPBI Common Stock | 30499.0 |  | 30499 | D |  |

---

### Footnotes:

(1) Restricted Stock with an evenly distributed 3-year vesting schedule.

(2) Includes 65,999 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.

(3) Shares held by The Wilcox Family Trust, Edward and Kristen Wilcox, Trustees, the beneficiaries of which are the reporting person's children.

(4) Each Restricted Stock Unit represents the right to receive one share of common stock. The amount reported reflects the targeted number of Restricted Stock Units that may vest, if at all, following the third anniversary of the date of grant upon confirmation of achievement of certain predetermined performance goals over a 3-year performance period. Depending on the actual performance achieved, the reporting person may receive between 0% and 200% of the targeted amount.  50% vesting will be based on the Company's 3-year average relative total shareholder return percentile range compared to the Keefe, Bruyette & Woods, Inc. Regional Banking Index ("KRX"). 25% vesting will be based on the Company's average ROAA percentile performance as compared to KRX companies over the performance period. 25% vesting will be based on the Company's average ROATCE percentile performance as compared to the KRX companies over the performance period.

(5) Not applicable.

(6) The option vests in three equal annual installments beginning on 1/02/2015.

(7) The option vests in three equal annual installments beginning on 1/28/2016.

**Signature:** /s/ Edward Earl Wilcox  
**Date:** 2023-03-17

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**