# EDGAR Filing Document

**Accession Number:** 0001426506
**File Stem:** 0001104659-23-008132
**Filing Date:** 2023-1
**Character Count:** 9806
**Document Hash:** 804c59deb6b8e2fead39e42bfc2f3b1e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-23-008132.hdr.sgml**: 20230131

**ACCESSION NUMBER**: 0001104659-23-008132

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20230123

**ITEM INFORMATION**: Results of Operations and Financial Condition

**ITEM INFORMATION**: Unregistered Sales of Equity Securities

**ITEM INFORMATION**: Regulation FD Disclosure

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230131

**DATE AS OF CHANGE**: 20230130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SMG Industries Inc.
- **CENTRAL INDEX KEY:** 0001426506
- **STANDARD INDUSTRIAL CLASSIFICATION:** TRANSPORTATION SERVICES [4700]
- **IRS NUMBER:** 510662991
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-54391
- **FILM NUMBER:** 23569708

**BUSINESS ADDRESS:**
- **STREET 1:** 20475 STATE HWY 249
- **STREET 2:** SUITE 450
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77070
- **BUSINESS PHONE:** 7139553497

**MAIL ADDRESS:**
- **STREET 1:** 20475 STATE HWY 249
- **STREET 2:** SUITE 450
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77070

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SMG Indium Resources Ltd.
- **DATE OF NAME CHANGE:** 20080423

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Specialty Metals Group Indium Corp.
- **DATE OF NAME CHANGE:** 20080207

?xml version="1.0" encoding="utf-8"?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934**

Date of Report (Date of earliest event reported):January 30, 2023 (January 23, 2023)

**SMG INDUSTRIES INC.**

(Exact name of registrant as specified in its charter)

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| | | |
|:---|:---|:---|
| **Delaware** | **000-54391** | **51-0662991** |
| (State or other jurisdiction | (Commission | (IRS Employer |
| of incorporation) | File Number) | Identification No.) |

---

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| | |
|:---|:---|
| **20475 State Hwy 249, Suite 450** |  |
| **Houston, Texas** | **77070** |
| (Address of principal executive offices) | (Zip Code) |

---

Registrant's telephone number, including area code:

(713-955-3497)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:

◻ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

◻ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

◻ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

◻ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ◻

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ◻

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| | |
|:---|:---|
| **ITEM 2.02.** | **RESULTS OF OPERATIONS AND FINANCIAL CONDITION** |

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On January 23, 2023, SMG Industries Inc. (the "Company") issued a press release reporting its preliminary revenue results for the year ended December 31, 2022. A copy of the release issued by the Company with respect to these matters is attached hereto as Exhibit 99.1 and incorporated herein by reference. The information in the release and in this Item 2.02 is "furnished" and not "filed" for purposes of Section 18 of the Securities and Exchange Act of 1934, or otherwise subject to the liabilities of that section. Such information may be incorporated by reference in another filing under the Securities and Exchange Act of 1934 or the Securities Act of 1933 only if, and to the extent that, such subsequent filing specifically references such information.

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| | |
|:---|:---|
| **ITEM 3.02** | **UNREGISTERED SALES OF EQUITY SECURITIES** |

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On January 27, 2023, the Company issued an aggregate of 6,772,737 shares of its common stock, par value $.001 per share ("Common Stock") to various holders of the Company's promissory notes in exchange for the noteholders agreeing to extend the maturity date of an aggregate of $4,515,157 of the Company's outstanding promissory notes to June 30, 2023. All of the shares of Common Stock were issued pursuant to Section 4(2) of the Securities Act of 1933, as amended. On January 27, 2023, the Company issued an aggregate of 2,000,000 shares of its Common Stock to four purchasers of promissory notes in the principal amount of $1,000,000, and all of the shares of Common Stock were issued pursuant to Section 4(2) of the Securities Act of 1933, as amended. On January 27, 2023, the Company issued 500,000 shares of its Common Stock to an advisor in connection with the execution of an advisory agreement with such advisor, all shares issued thereunder were issued pursuant to Section 4(2) of the Securities Act of 1933, as amended.

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| | |
|:---|:---|
| **ITEM 7.01.** | **REGULATION FD DISCLOSURE** |

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The information included in Item 2.02 of this Form 8-K, including the press release attached as Exhibit 99.1, is incorporated by reference into this Item 7.01 in satisfaction of the public disclosure requirements of Regulation FD. This information is "furnished" and not "filed" for purposes of Section 18 of the Securities and Exchange Act of 1934, or otherwise subject to the liabilities of that section. It may be incorporated by reference in another filing under the Securities and Exchange Act of 1934 or the Securities Act of 1933 only if, and to the extent that, such subsequent filing specifically references the information incorporated by reference herein.

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| | |
|:---|:---|
| **ITEM 9.01** | **FINANCIAL STATEMENTS AND EXHIBITS** |

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[(d)](tm234885d1_ex99-1.htm) [Exhibit 99.1 Press release dated January 23, 2023](tm234885d1_ex99-1.htm)

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Current Report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
| Dated: January 30, 2023 | **SMG Industries Inc.** | **SMG Industries Inc.** |
|  | By: | /s/ Matthew Flemming |
|  | Name: | Matthew Flemming |
|  | Title: | Chief Executive Officer and President |

---

## Exhibit 99.1

**Exhibit 99.1**

**SMG Industries, Inc. Announces Preliminary Unaudited Revenue Results for the Year 2022**

**SMG Reports Preliminary Unaudited Revenues of Approximately $70.95 million for the Fiscal Year ended December 31, 2022, an Increase of Approximately 36% From 2021**

HOUSTON, TX. January 23, 2023 - SMG Industries, Inc. ("SMG" or the "Company") (OTCQB:SMGI), a growth-oriented transportation services company focused on the domestic infrastructure logistics market today announced that its preliminary unaudited results of consolidated revenues from operations for the year ended December 31, 2022 was approximately $70.95 million, representing an increase of about 36% from $52.11 million reported for the prior year ended December 31, 2021.

This increase in revenues year over year in 2022 compared to 2021 resulted from increased volumes and pricing in the Company's industrial division, including super heavy haul projects and additional production hauling work. The Company also saw its new 5J Logistics Services line of business enjoy greater pricing and the contribution of operating revenues as it expanded both its footprint and customer base, not present during the 2021 comparable periods.

Mr. Matt Flemming, Chairman of SMG, stated, "The Company benefited from higher activity levels and increased pricing relative to the year ago period from its customers in its industrial division. Additionally, the heavy haul division transporting infrastructure including bridge beams, compressors and refinery components contributed to the increase in revenues during 2022. The Company's asset-light brokerage business finished its first full fiscal year and made strong inroads into retail and industrial customers. The Company looks forward to updating shareholders further on its previously announced acquisition strategy supporting its diversification and growth."

The Company currently anticipates announcing its full financial results along with management's discussion and analysis within its Annual Report on Form 10-K for 2022 estimated to be filed on or before March 31, 2023.

**About SMG Industries, Inc.:** SMG Industries is a growth-oriented transportation services company focused on the domestic infrastructure logistics market. Through several of the Company's wholly-owned subsidiaries branded as the "5J Transportation Group," it offers specialized heavy haul, super heavy haul, flatbed, brokerage, and drilling rig mobilization services. 5J's engineered permitted jobs can support up to 500-thousand-pound loads including infrastructure cargo associated with wind energy, power generation components, bridge beams, compressors, and refinery and construction equipment. SMG Industries, Inc. headquartered in Houston, Texas has facilities in Floresville, Hempstead, Henderson, Houston, Odessa, Palestine, Victoria, Texas and Fort Mill, South Carolina. Read more at www.5J-Group.com and www.SMGIndustries.com.

Source: SMG Industries, Inc. +1-713-955-3497