# EDGAR Filing Document

**Accession Number:** 0001597823
**File Stem:** 0001597823-23-000002
**Filing Date:** 2023-2
**Character Count:** 19955
**Document Hash:** bc34ad1597d922c56778079776d09cc9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001597823-23-000002.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001597823-23-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Parkwood LLC
- **CENTRAL INDEX KEY:** 0001597823
- **IRS NUMBER:** 371665471
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15714
- **FILM NUMBER:** 23627291

**BUSINESS ADDRESS:**
- **STREET 1:** 1000 LAKESIDE AVENUE
- **CITY:** CLEVELAND
- **STATE:** OH
- **ZIP:** 44114
- **BUSINESS PHONE:** 216-875-6500

**MAIL ADDRESS:**
- **STREET 1:** 1000 LAKESIDE AVENUE
- **CITY:** CLEVELAND
- **STATE:** OH
- **ZIP:** 44114

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Parkwood LLC<br>**Address:** 1000 LAKESIDE AVENUE<br>CLEVELAND, OH 44114

**Form 13F File Number:** 028-15714

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Mark A. Madeja<br>**Title:** Vice President<br>**Phone:** 216.875.6500

**Signature, Place, and Date of Signing:**

/s/ Mark A. Madeja  Cleveland, OH  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 160

**Form 13F Information Table Value Total:** $659538

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ACADIA PHARMACEUTICALS INC | COMMON STOCK | 004225108 |  | 435 | 27316 | SH |  | SOLE |  | 27316 | 0 | 0 |
| ADIT EDTECH ACQ -CW27 | EQUITY WRT | 007024110 |  | 5 | 90000 | SH |  | SOLE |  | 90000 | 0 | 0 |
| AIB ACQUISITION CORP- RTS | RIGHT | G0R45S117 |  | 8 | 71600 | SH |  | SOLE |  | 71600 | 0 | 0 |
| ALPHA STAR ACQ CORP - RIGHTS | RIGHT | G0230C132 |  | 49 | 400600 | SH |  | SOLE |  | 400600 | 0 | 0 |
| ANTERO MIDSTREAM CORP | COMMON STOCK | 03676B102 |  | 292 | 27103 | SH |  | SOLE |  | 27103 | 0 | 0 |
| ADVANCED MICRO DEVICES | COMMON STOCK | 007903107 |  | 3479 | 53711 | SH |  | SOLE |  | 53711 | 0 | 0 |
| AFFILIATED MANAGERS GROUP | COMMON STOCK | 008252108 |  | 6028 | 38048 | SH |  | SOLE |  | 38048 | 0 | 0 |
| AMAZON.COM INC | COMMON STOCK | 023135106 |  | 4360 | 51906 | SH |  | SOLE |  | 51906 | 0 | 0 |
| APOLLO GLOBAL MANAGEMENT INC | COMMON STOCK | 03769M106 |  | 9611 | 150660 | SH |  | SOLE |  | 150660 | 0 | 0 |
| APPIAN CORP-A | COMMON STOCK | 03782L101 |  | 1564 | 48032 | SH |  | SOLE |  | 48032 | 0 | 0 |
| ANTERO RESOURCES CORP | COMMON STOCK | 03674X106 |  | 269 | 8696 | SH |  | SOLE |  | 8696 | 0 | 0 |
| ARK INNOVATION ETF | ETP | 00214Q104 |  | 419 | 13400 | SH |  | SOLE |  | 13400 | 0 | 0 |
| A SPAC I ACQUISITION CO-RTS | RIGHT | G0542S114 |  | 12 | 144283 | SH |  | SOLE |  | 144283 | 0 | 0 |
| A SPAC II ACQUISITION-RIGHT | RIGHT | G0543H133 |  | 2 | 33200 | SH |  | SOLE |  | 33200 | 0 | 0 |
| ASCENDIS PHARMA A/S - ADR | ADR | 04351P101 |  | 2144 | 17553 | SH |  | SOLE |  | 17553 | 0 | 0 |
| AURORA TECHNOLOGY ACQUISI-R | RIGHT | G06984135 |  | 20 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| AEROVATE THERAPEUTICS INC | COMMON STOCK | 008064107 |  | 602 | 20560 | SH |  | SOLE |  | 20560 | 0 | 0 |
| AXIOS SUSTAINABLE GROWTH-RGT | RIGHT | G0703K124 |  | 29 | 284827 | SH |  | SOLE |  | 284827 | 0 | 0 |
| ASTRAZENECA PLC-SPONS ADR | ADR | 046353108 |  | 9732 | 143539 | SH |  | SOLE |  | 143539 | 0 | 0 |
| AUTOZONE INC | COMMON STOCK | 053332102 |  | 6212 | 2519 | SH |  | SOLE |  | 2519 | 0 | 0 |
| BELDEN INC | COMMON STOCK | 077454106 |  | 5500 | 76492 | SH |  | SOLE |  | 76492 | 0 | 0 |
| BEIGENE LTD-ADR | ADR | 07725L102 |  | 1022 | 4648 | SH |  | SOLE |  | 4648 | 0 | 0 |
| BIOGEN INC | COMMON STOCK | 09062X103 |  | 669 | 2417 | SH |  | SOLE |  | 2417 | 0 | 0 |
| BILL.COM HOLDINGS INC | COMMON STOCK | 090043100 |  | 477 | 4382 | SH |  | SOLE |  | 4382 | 0 | 0 |
| BLUEACACIA LTD - RIGHTS | RIGHT | G11728139 |  | 66 | 660200 | SH |  | SOLE |  | 660200 | 0 | 0 |
| BELLUS HEALTH INC | COMMON STOCK | 07987C204 |  | 315 | 38266 | SH |  | SOLE |  | 38266 | 0 | 0 |
| BIOMARIN PHARMACEUTICAL INC | COMMON STOCK | 09061G101 |  | 472 | 4557 | SH |  | SOLE |  | 4557 | 0 | 0 |
| BERKSHIRE HATHAWAY INC-CL B | COMMON STOCK | 084670702 |  | 5836 | 18894 | SH |  | SOLE |  | 18894 | 0 | 0 |
| BOSTON SCIENTIFIC CORP | COMMON STOCK | 101137107 |  | 3033 | 65556 | SH |  | SOLE |  | 65556 | 0 | 0 |
| BLUE WORLD ACQUISITION - RTS | RIGHT | G1263E110 |  | 16 | 199200 | SH |  | SOLE |  | 199200 | 0 | 0 |
| CITIGROUP INC | COMMON STOCK | 172967424 |  | 6437 | 142325 | SH |  | SOLE |  | 142325 | 0 | 0 |
| CARGURUS INC | COMMON STOCK | 141788109 |  | 358 | 25524 | SH |  | SOLE |  | 25524 | 0 | 0 |
| CHUBB LTD | COMMON STOCK | H1467J104 |  | 2315 | 10493 | SH |  | SOLE |  | 10493 | 0 | 0 |
| CCC INTELLIGENT SOLUTIONS HO | COMMON STOCK | 12510Q100 |  | 340 | 39023 | SH |  | SOLE |  | 39023 | 0 | 0 |
| CAMECO CORP | COMMON STOCK | 13321L108 |  | 2834 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| CHEGG INC | COMMON STOCK | 163092109 |  | 470 | 18596 | SH |  | SOLE |  | 18596 | 0 | 0 |
| CLEAN EARTH ACQUISITION-RGHT | RIGHT | 184493120 |  | 58 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| CANADIAN NATURAL RESOURCES | COMMON STOCK | 136385101 |  | 8566 | 154262 | SH |  | SOLE |  | 154262 | 0 | 0 |
| CNX RESOURCES CORP | COMMON STOCK | 12653C108 |  | 5596 | 332280 | SH |  | SOLE |  | 332280 | 0 | 0 |
| COINBASE GLOBAL INC -CLASS A | COMMON STOCK | 19260Q107 |  | 1351 | 38166 | SH |  | SOLE |  | 38166 | 0 | 0 |
| COUPANG INC | COMMON STOCK | 22266T109 |  | 2587 | 175852 | SH |  | SOLE |  | 175852 | 0 | 0 |
| CONSILIUM ACQUISITION -RIGHT | RIGHT | 313586752 |  | 26 | 368176 | SH |  | SOLE |  | 368176 | 0 | 0 |
| CYTEK BIOSCIENCES INC | COMMON STOCK | 23285D109 |  | 407 | 39904 | SH |  | SOLE |  | 39904 | 0 | 0 |
| COGNIZANT TECH SOLUTIONS-A | COMMON STOCK | 192446102 |  | 4010 | 70124 | SH |  | SOLE |  | 70124 | 0 | 0 |
| DOORDASH INC - A | COMMON STOCK | 25809K105 |  | 376 | 7701 | SH |  | SOLE |  | 7701 | 0 | 0 |
| DAY ONE BIOPHARMACEUTICALS I | COMMON STOCK | 23954D109 |  | 416 | 19353 | SH |  | SOLE |  | 19353 | 0 | 0 |
| DATADOG INC - CLASS A | COMMON STOCK | 23804L103 |  | 855 | 11629 | SH |  | SOLE |  | 11629 | 0 | 0 |
| DIAGEO PLC-SPONSORED ADR | ADR | 25243Q205 |  | 6378 | 35793 | SH |  | SOLE |  | 35793 | 0 | 0 |
| WALT DISNEY CO/THE | COMMON STOCK | 254687106 |  | 1863 | 21449 | SH |  | SOLE |  | 21449 | 0 | 0 |
| DEEP MEDICINE ACQUITION-RTS | RIGHT | 243733110 |  | 9 | 157100 | SH |  | SOLE |  | 157100 | 0 | 0 |
| DOMO INC - CLASS B | COMMON STOCK | 257554105 |  | 427 | 29955 | SH |  | SOLE |  | 29955 | 0 | 0 |
| ELEVANCE HEALTH INC | COMMON STOCK | 036752103 |  | 18712 | 36478 | SH |  | SOLE |  | 36478 | 0 | 0 |
| ENBRIDGE INC | COMMON STOCK | 29250N105 |  | 7053 | 180396 | SH |  | SOLE |  | 180396 | 0 | 0 |
| ENLINK MIDSTREAM LLC | UNIT | 29336T100 |  | 1021 | 83011 | SH |  | SOLE |  | 83011 | 0 | 0 |
| ENPHASE ENERGY INC | COMMON STOCK | 29355A107 |  | 925 | 3490 | SH |  | SOLE |  | 3490 | 0 | 0 |
| ELLIOTT OPPORTUNITY II-CW23 | EQUITY WRT | G30092111 |  | 6 | 62500 | SH |  | SOLE |  | 62500 | 0 | 0 |
| ENTERPRISE PRODUCTS PARTNERS | MLP | 293792107 |  | 982 | 40711 | SH |  | SOLE |  | 40711 | 0 | 0 |
| EQUITABLE HOLDINGS INC | COMMON STOCK | 29452E101 |  | 5726 | 199509 | SH |  | SOLE |  | 199509 | 0 | 0 |
| ENERGY TRANSFER LP | MLP | 29273V100 |  | 982 | 82688 | SH |  | SOLE |  | 82688 | 0 | 0 |
| GRAYSCALE ETHEREUM TRUST | OPEN-END FUND | 389638107 |  | 3760 | 790000 | SH |  | SOLE |  | 790000 | 0 | 0 |
| EQUITRANS MIDSTREAM CORP | COMMON STOCK | 294600101 |  | 938 | 140000 | SH |  | SOLE |  | 140000 | 0 | 0 |
| FEDEX CORP | COMMON STOCK | 31428X106 |  | 6524 | 37665 | SH |  | SOLE |  | 37665 | 0 | 0 |
| FINTECH ECOSYSTEM DEVELO-RTS | RIGHT | 318136124 |  | 2 | 15600 | SH |  | SOLE |  | 15600 | 0 | 0 |
| F ANNUITIES  LIFE INC | COMMON STOCK | 30190A104 |  | 303 | 15158 | SH |  | SOLE |  | 15158 | 0 | 0 |
| FIDELITY NATIONAL FINANCIAL | COMMON STOCK | 31620R303 |  | 8386 | 222925 | SH |  | SOLE |  | 222925 | 0 | 0 |
| FOX CORP - CLASS B | COMMON STOCK | 35137L204 |  | 4143 | 145633 | SH |  | SOLE |  | 145633 | 0 | 0 |
| FINANCIAL STRATEGIES ACQ -RT | RIGHT | 31772T123 |  | 47 | 627000 | SH |  | SOLE |  | 627000 | 0 | 0 |
| GRAYSCALE BITCOIN TRUST BTC | OPEN-END FUND | 389637109 |  | 2155 | 260000 | SH |  | SOLE |  | 260000 | 0 | 0 |
| GENERAL ELECTRIC CO | COMMON STOCK | 369604301 |  | 18543 | 221307 | SH |  | SOLE |  | 221307 | 0 | 0 |
| GROWTH FOR GOOD ACQUISIT-RTS | RIGHT | G41522130 |  | 5 | 129000 | SH |  | SOLE |  | 129000 | 0 | 0 |
| GLOBAL-E ONLINE LTD | COMMON STOCK | M5216V106 |  | 2382 | 115398 | SH |  | SOLE |  | 115398 | 0 | 0 |
| GLOBALINK INVESTMENT INC-RTS | RIGHT | 37892F117 |  | 12 | 230620 | SH |  | SOLE |  | 230620 | 0 | 0 |
| ALPHABET INC-CL C | COMMON STOCK | 02079K107 |  | 4263 | 48047 | SH |  | SOLE |  | 48047 | 0 | 0 |
| ALPHABET INC-CL A | COMMON STOCK | 02079K305 |  | 2437 | 27625 | SH |  | SOLE |  | 27625 | 0 | 0 |
| GRAB HOLDINGS LTD - CL A | COMMON STOCK | G4124C109 |  | 10517 | 3266244 | SH |  | SOLE |  | 3266244 | 0 | 0 |
| HASHICORP INC-CL A | COMMON STOCK | 418100103 |  | 1887 | 69016 | SH |  | SOLE |  | 69016 | 0 | 0 |
| HDFC BANK LTD-ADR | ADR | 40415F101 |  | 8864 | 129565 | SH |  | SOLE |  | 129565 | 0 | 0 |
| ROBINHOOD MARKETS INC - A | COMMON STOCK | 770700102 |  | 2217 | 272391 | SH |  | SOLE |  | 272391 | 0 | 0 |
| HORIZON GLOBAL CORP | COMMON STOCK | 44052W104 |  | 102 | 262397 | SH |  | SOLE |  | 262397 | 0 | 0 |
| ICICI BANK LTD-SPON ADR | ADR | 45104G104 |  | 1824 | 83320 | SH |  | SOLE |  | 83320 | 0 | 0 |
| INCEPTION GROWTH ACQ LTD -RT | RIGHT | 45333D120 |  | 23 | 234900 | SH |  | SOLE |  | 234900 | 0 | 0 |
| INCYTE CORP | COMMON STOCK | 45337C102 |  | 1529 | 19035 | SH |  | SOLE |  | 19035 | 0 | 0 |
| JAMF HOLDING CORP | COMMON STOCK | 47074L105 |  | 1020 | 47876 | SH |  | SOLE |  | 47876 | 0 | 0 |
| JANUX THERAPEUTICS INC | COMMON STOCK | 47103J105 |  | 283 | 21469 | SH |  | SOLE |  | 21469 | 0 | 0 |
| JAGUAR GLOBAL GROWTH CO-RGTS | RIGHT | G5S11A155 |  | 30 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| JOHNSON  JOHNSON | COMMON STOCK | 478160104 |  | 5903 | 33417 | SH |  | SOLE |  | 33417 | 0 | 0 |
| JPMORGAN CHASE  CO | COMMON STOCK | 46625H100 |  | 4844 | 36123 | SH |  | SOLE |  | 36123 | 0 | 0 |
| JUPITER WELLNESS ACQUIS-RGTS | RIGHT | 48208E116 |  | 50 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| KINDER MORGAN INC | COMMON STOCK | 49456B101 |  | 982 | 54320 | SH |  | SOLE |  | 54320 | 0 | 0 |
| UNITED STATES OIL FUND LP | ETP | 91232N207 |  | 76 | 10577 | SH |  | SOLE |  | 10577 | 0 | 0 |
| KRANESHARES CSI CHINA INTERN | ETP | 500767306 |  | 3171 | 105000 | SH |  | SOLE |  | 105000 | 0 | 0 |
| TG THERAPEUTICS INC | COMMON STOCK | 88322Q108 |  | 5498 | 26856 | SH |  | SOLE |  | 26856 | 0 | 0 |
| LEAR CORP | COMMON STOCK | 521865204 |  | 6343 | 51148 | SH |  | SOLE |  | 51148 | 0 | 0 |
| CHENIERE ENERGY INC | COMMON STOCK | 16411R208 |  | 928 | 6188 | SH |  | SOLE |  | 6188 | 0 | 0 |
| LUMEN TECHNOLOGIES INC | COMMON STOCK | 550241103 |  | 10555 | 2022098 | SH |  | SOLE |  | 2022098 | 0 | 0 |
| MCKESSON CORP | COMMON STOCK | 58155Q103 |  | 2881 | 7681 | SH |  | SOLE |  | 7681 | 0 | 0 |
| MERCADOLIBRE INC | COMMON STOCK | 58733R102 |  | 2569 | 3036 | SH |  | SOLE |  | 3036 | 0 | 0 |
| META PLATFORMS INC-CLASS A | COMMON STOCK | 30303M102 |  | 4072 | 33834 | SH |  | SOLE |  | 33834 | 0 | 0 |
| RAMACO RESOURCES INC | COMMON STOCK | 75134P303 |  | 399 | 45401 | SH |  | SOLE |  | 45401 | 0 | 0 |
| MAGELLAN MIDSTREAM PARTNERS | MLP | 559080106 |  | 969 | 19290 | SH |  | SOLE |  | 19290 | 0 | 0 |
| MPLX LP | MLP | 55336V100 |  | 983 | 29947 | SH |  | SOLE |  | 29947 | 0 | 0 |
| MICROSOFT CORP | COMMON STOCK | 594918104 |  | 9295 | 38757 | SH |  | SOLE |  | 38757 | 0 | 0 |
| NCINO INC | COMMON STOCK | 63947X101 |  | 635 | 23998 | SH |  | SOLE |  | 23998 | 0 | 0 |
| NEXTERA ENERGY INC | COMMON STOCK | 65339F101 |  | 4230 | 50599 | SH |  | SOLE |  | 50599 | 0 | 0 |
| CLOUDFLARE INC - CLASS A | COMMON STOCK | 18915M107 |  | 453 | 10028 | SH |  | SOLE |  | 10028 | 0 | 0 |
| NEW FORTRESS ENERGY INC | COMMON STOCK | 644393100 |  | 1752 | 41299 | SH |  | SOLE |  | 41299 | 0 | 0 |
| NGM BIOPHARMACEUTICALS INC | COMMON STOCK | 62921N105 |  | 343 | 68314 | SH |  | SOLE |  | 68314 | 0 | 0 |
| SERVICENOW INC | COMMON STOCK | 81762P102 |  | 3809 | 9810 | SH |  | SOLE |  | 9810 | 0 | 0 |
| NU HOLDINGS LTD/CAYMAN ISL-A | COMMON STOCK | G6683N103 |  | 4319 | 1061140 | SH |  | SOLE |  | 1061140 | 0 | 0 |
| NORTHVIEW ACQUISITION CO-RTS | RIGHT | 66718N129 |  | 172 | 1000000 | SH |  | SOLE |  | 1000000 | 0 | 0 |
| NOVO-NORDISK A/S-SPONS ADR | ADR | 670100205 |  | 5137 | 37956 | SH |  | SOLE |  | 37956 | 0 | 0 |
| ONEOK INC | COMMON STOCK | 682680103 |  | 982 | 14945 | SH |  | SOLE |  | 14945 | 0 | 0 |
| ONEMAIN HOLDINGS INC | COMMON STOCK | 68268W103 |  | 3667 | 110098 | SH |  | SOLE |  | 110098 | 0 | 0 |
| ON SEMICONDUCTOR | COMMON STOCK | 682189105 |  | 2015 | 32312 | SH |  | SOLE |  | 32312 | 0 | 0 |
| PLAINS GP HOLDINGS LP-CL A | COMMON STOCK | 72651A207 |  | 979 | 78710 | SH |  | SOLE |  | 78710 | 0 | 0 |
| PETROLEO BRASILEIRO-SPON ADR | ADR | 71654V408 |  | 7379 | 692894 | SH |  | SOLE |  | 692894 | 0 | 0 |
| VAXCYTE INC | COMMON STOCK | 92243G108 |  | 351 | 7318 | SH |  | SOLE |  | 7318 | 0 | 0 |
| PAGERDUTY INC | COMMON STOCK | 69553P100 |  | 387 | 14559 | SH |  | SOLE |  | 14559 | 0 | 0 |
| PEPSICO INC | COMMON STOCK | 713448108 |  | 8993 | 49776 | SH |  | SOLE |  | 49776 | 0 | 0 |
| PHILIP MORRIS INTERNATIONAL | COMMON STOCK | 718172109 |  | 4923 | 48638 | SH |  | SOLE |  | 48638 | 0 | 0 |
| PRIMERICA INC | COMMON STOCK | 74164M108 |  | 7262 | 51203 | SH |  | SOLE |  | 51203 | 0 | 0 |
| RILEY EXPLORATION PERMIAN IN | COMMON STOCK | 76665T102 |  | 327 | 11113 | SH |  | SOLE |  | 11113 | 0 | 0 |
| RAYMOND JAMES FINANCIAL INC | COMMON STOCK | 754730109 |  | 5096 | 47692 | SH |  | SOLE |  | 47692 | 0 | 0 |
| ROC Energy Acquisition-RTS | RIGHT | 77118V116 |  | 52 | 306397 | SH |  | SOLE |  | 306397 | 0 | 0 |
| ROKU INC | COMMON STOCK | 77543R102 |  | 949 | 23329 | SH |  | SOLE |  | 23329 | 0 | 0 |
| RAPID MICRO BIOSYSTEMS INC-A | COMMON STOCK | 75340L104 |  | 28 | 24511 | SH |  | SOLE |  | 24511 | 0 | 0 |
| RHYTHM PHARMACEUTICALS INC | COMMON STOCK | 76243J105 |  | 511 | 17546 | SH |  | SOLE |  | 17546 | 0 | 0 |
| SAGALIAM ACQUISITION CO-RGTS | RIGHT | 78661R114 |  | 53 | 333334 | SH |  | SOLE |  | 333334 | 0 | 0 |
| SCHWAB (CHARLES) CORP | COMMON STOCK | 808513105 |  | 2452 | 29448 | SH |  | SOLE |  | 29448 | 0 | 0 |
| SEA LTD-ADR | ADR | 81141R100 |  | 1601 | 30766 | SH |  | SOLE |  | 30766 | 0 | 0 |
| SOLAREDGE TECHNOLOGIES INC | COMMON STOCK | 83417M104 |  | 391 | 1382 | SH |  | SOLE |  | 1382 | 0 | 0 |
| SEAGEN INC | COMMON STOCK | 81181C104 |  | 1614 | 12562 | SH |  | SOLE |  | 12562 | 0 | 0 |
| SKILLSOFT CORP | COMMON STOCK | 83066P200 |  | 260 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| SNOWFLAKE INC-CLASS A | COMMON STOCK | 833445109 |  | 1372 | 9561 | SH |  | SOLE |  | 9561 | 0 | 0 |
| SANOFI-ADR | ADR | 80105N105 |  | 3508 | 72441 | SH |  | SOLE |  | 72441 | 0 | 0 |
| ATLASSIAN CORP-CL A | COMMON STOCK | 049468101 |  | 1806 | 14032 | SH |  | SOLE |  | 14032 | 0 | 0 |
| TOAST INC-CLASS A | COMMON STOCK | 888787108 |  | 2474 | 137217 | SH |  | SOLE |  | 137217 | 0 | 0 |
| TARGA RESOURCES CORP | COMMON STOCK | 87612G101 |  | 1014 | 13800 | SH |  | SOLE |  | 13800 | 0 | 0 |
| TOTALENERGIES SE -SPON ADR | ADR | 89151E109 |  | 13317 | 214516 | SH |  | SOLE |  | 214516 | 0 | 0 |
| TRAVERE THERAPEUTICS INC | COMMON STOCK | 89422G107 |  | 351 | 16704 | SH |  | SOLE |  | 16704 | 0 | 0 |
| UBER TECHNOLOGIES INC | COMMON STOCK | 90353T100 |  | 4572 | 184887 | SH |  | SOLE |  | 184887 | 0 | 0 |
| UNITED COMMUNITY BANKS/GA | COMMON STOCK | 90984P303 |  | 546 | 16155 | SH |  | SOLE |  | 16155 | 0 | 0 |
| UDEMY INC | COMMON STOCK | 902685106 |  | 1429 | 135480 | SH |  | SOLE |  | 135480 | 0 | 0 |
| UR-ENERGY INC | COMMON STOCK | 91688R108 |  | 2012 | 1750000 | SH |  | SOLE |  | 1750000 | 0 | 0 |
| VISA INC-CLASS A SHARES | COMMON STOCK | 92826C839 |  | 3204 | 15422 | SH |  | SOLE |  | 15422 | 0 | 0 |
| VACASA INC -CL A | COMMON STOCK | 91854V107 |  | 1223 | 970301 | SH |  | SOLE |  | 970301 | 0 | 0 |
| VANGUARD FTSE DEVELOPED ETF | ETP | 921943858 |  | 1636 | 38990 | SH |  | SOLE |  | 38990 | 0 | 0 |
| VEEVA SYSTEMS INC-CLASS A | COMMON STOCK | 922475108 |  | 3376 | 20920 | SH |  | SOLE |  | 20920 | 0 | 0 |
| VANGUARD TOT WORLD STK ETF | ETP | 922042742 |  | 14147 | 164137 | SH |  | SOLE |  | 164137 | 0 | 0 |
| VANGUARD TOTAL STOCK MKT ETF | ETP | 922908769 |  | 69373 | 362846 | SH |  | SOLE |  | 362846 | 0 | 0 |
| WESTERN MIDSTREAM PARTNERS L | MLP | 958669103 |  | 997 | 37126 | SH |  | SOLE |  | 37126 | 0 | 0 |
| WILLIAMS COS INC | COMMON STOCK | 969457100 |  | 974 | 29619 | SH |  | SOLE |  | 29619 | 0 | 0 |
| WOLFSPEED INC | COMMON STOCK | 977852102 |  | 1392 | 20161 | SH |  | SOLE |  | 20161 | 0 | 0 |
| FULL TRUCK ALLIANCE -SPN ADR | ADR | 35969L108 |  | 4347 | 543421 | SH |  | SOLE |  | 543421 | 0 | 0 |
| ZOOMINFO TECHNOLOGIES INC | COMMON STOCK | 98980F104 |  | 1445 | 47989 | SH |  | SOLE |  | 47989 | 0 | 0 |
| ZSCALER INC | COMMON STOCK | 98980G102 |  | 387 | 3459 | SH |  | SOLE |  | 3459 | 0 | 0 |
| ARK INNOVATION ETF | ETP | 00214Q104 |  | 39987 | 13400 | SH | Call | SOLE |  | 13400 | 0 | 0 |
| ROBINHOOD MARKETS INC - A | COMMON STOCK | 770700102 |  | 6919 | 272391 | SH | Call | SOLE |  | 272391 | 0 | 0 |
| KRANESHARES CSI CHINA INTERN | ETP | 500767306 |  | 42280 | 105000 | SH | Call | SOLE |  | 105000 | 0 | 0 |
| SPDR S BIOTECH ETF | ETP | 78464A870 |  | 78850 | 950000 | SH | Call | SOLE |  | 950000 | 0 | 0 |

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