# EDGAR Filing Document

**Accession Number:** 0001330763
**File Stem:** 0001330763-26-000002
**Filing Date:** 2026-2
**Character Count:** 2694
**Document Hash:** 3779bc315c1cee5afb9c2963280c0732
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001330763-26-000002.hdr.sgml**: 20260227

**ACCESSION NUMBER**: 0001330763-26-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260227

**DATE AS OF CHANGE**: 20260227

**EFFECTIVENESS DATE**: 20260227

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALLY INVEST SECURITIES LLC
- **CENTRAL INDEX KEY:** 0001330763

**ORGANIZATION NAME:**
- **EIN:** 731730645
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-66982
- **FILM NUMBER:** 26698841

**BUSINESS ADDRESS:**
- **STREET 1:** 601 S TRYON STREET
- **STREET 2:** SUITE 100
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28202
- **BUSINESS PHONE:** 704-501-0639

**MAIL ADDRESS:**
- **STREET 1:** P.O. BOX 30248
- **STREET 2:** THIRD FLOOR
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28230

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ALLY INVEST SECURITIES LLC
- **DATE OF NAME CHANGE:** 20170508

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TRADEKING SECURITIES LLC
- **DATE OF NAME CHANGE:** 20150323

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TRADEKING LLC
- **DATE OF NAME CHANGE:** 20150126

### Attached PDF Documents

**Attachment 1:** `SOFCO.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001330763

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** ALLY INVEST SECURITIES LLC

**Business Address:** 601 S TRYON STREET, SUITE 100, CHARLOTTE, NC, 28202

**Contact Person:** Alex Martin

**Contact Phone:** 425-681-6776

### Independent Public Accountant Identification

**Accountant Name:** Deloitte & Touche

**Accountant Address:** 1001 Woodward, Suite 700, Detroit, MI, 48226

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Alex Martin**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **ALLY INVEST SECURITIES LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Alex Martin

**Title:** Principal Financial Officer