# EDGAR Filing Document

**Accession Number:** 0001383496
**File Stem:** 0000940400-25-002086
**Filing Date:** 2025-9
**Character Count:** 43330
**Document Hash:** 82b3f4ee190e13818a394fdf5e0948b7
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-25-002086.hdr.sgml**: 20250924

**ACCESSION NUMBER**: 0000940400-25-002086

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250731

**FILED AS OF DATE**: 20250924

**DATE AS OF CHANGE**: 20250924

**PERIOD START**: 20250731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
- **CENTRAL INDEX KEY:** 0001383496

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22019
- **FILM NUMBER:** 251336249

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Series and Classes Contracts Data

### First Trust Consumer Discretionary AlphaDEX Fund (Series ID: S000017696)

| Class ID   | Class Name                                       | Ticker Symbol   |
|:---|:---|:---|
| C000048896 | First Trust Consumer Discretionary AlphaDEX Fund | FXD             |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** First Trust Exchange-Traded AlphaDEX Fund

- **b. Investment Company Act file number:** 811-22019

- **c. CIK number of Registrant:** 0001383496

- **d. LEI of Registrant:** 549300PGRVU1P76W4537

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 East Liberty Drive

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** First Trust Consumer Discretionary AlphaDEX Fund

- **b. EDGAR series identifier (if any):** S000017696

- **c. LEI of Series:** 549300KKKIV5V4SB1F02

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-07-31

- **b. Date as of which information is reported:** 2025-07-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $320202881.54

**Total Liabilities:** $290190.99

**Net Assets:** $319912690.55

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000048896 | 8.64%                | 3.49%                | 1.86%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-318441.03              | $27731158.70                               |
| Month 2  | $1277944.25              | $9109189.85                                |
| Month 3  | $-10368213.44            | $16561835.94                               |

### Schedule of Portfolio Investments

| Name                               | Title                                  | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Genuine Parts Co                   | Genuine Parts Co                       | CUSIP: 372460105<br>LEI: 549300D46DQVEU651W04 | Long             | EC               | CORP              | US        |      7198 | NS      | $927678.24    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Tapestry Inc                       | Tapestry Inc                           | CUSIP: 876030107<br>LEI: 549300LJNVY5SW3VTN33 | Long             | EC               | CORP              | US        |     39783 | NS      | $4297757.49   | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Hilton Worldwide Holdings Inc      | Hilton Worldwide Holdings Inc          | CUSIP: 43300A203<br>LEI: 549300HVGPK36ICB0B89 | Long             | EC               | CORP              | US        |      6559 | NS      | $1758336.72   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Lear Corp                          | Lear Corp                              | CUSIP: 521865204<br>LEI: 549300UPNBTXA1SYTQ33 | Long             | EC               | CORP              | US        |     47973 | NS      | $4523374.17   | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Harley-Davidson Inc                | Harley-Davidson Inc                    | CUSIP: 412822108<br>LEI: ZDNAWZWXIKMWI51R2A08 | Long             | EC               | CORP              | US        |    148027 | NS      | $3601496.91   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| LKQ Corp                           | LKQ Corp                               | CUSIP: 501889208<br>LEI: DS830JTTZQN6GK0I2E41 | Long             | EC               | CORP              | US        |     94393 | NS      | $2781761.71   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| AutoZone Inc                       | AutoZone Inc                           | CUSIP: 053332102<br>LEI: GA3JGKJ41LJKXDN23E90 | Long             | EC               | CORP              | US        |       470 | NS      | $1771138.60   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Travel + Leisure Co                | Travel + Leisure Co                    | CUSIP: 894164102<br>LEI: T4VNTWMFQ7JQB65L7T35 | Long             | EC               | CORP              | US        |     33844 | NS      | $2005257.00   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Viking Holdings Ltd                | Viking Holdings Ltd                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | BM        |     85505 | NS      | $5020853.60   | 1.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Valvoline Inc                      | Valvoline Inc                          | CUSIP: 92047W101<br>LEI: 549300CMHPBEY6VPOT75 | Long             | EC               | CORP              | US        |     23062 | NS      | $812935.50    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Yum! Brands Inc                    | Yum! Brands Inc                        | CUSIP: 988498101<br>LEI: 549300JE8XHZZ7OHN517 | Long             | EC               | CORP              | US        |      5892 | NS      | $849331.80    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Grand Canyon Education Inc         | Grand Canyon Education Inc             | CUSIP: 38526M106<br>LEI: 529900XFER799IYOSW74 | Long             | EC               | CORP              | US        |      9243 | NS      | $1558647.09   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| BJ's Wholesale Club Holdings I     | BJ's Wholesale Club Holdings Inc       | CUSIP: 05550J101<br>LEI: 549300UCIWH1C93V0J03 | Long             | EC               | CORP              | US        |     16198 | NS      | $1715368.20   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Dick's Sporting Goods Inc          | Dick's Sporting Goods Inc              | CUSIP: 253393102<br>LEI: 529900SSBV5I4LWSK313 | Long             | EC               | CORP              | US        |     13820 | NS      | $2923068.20   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Booking Holdings Inc               | Booking Holdings Inc                   | CUSIP: 09857L108<br>LEI: FXM8FAOHMYDIPD38UZ17 | Long             | EC               | CORP              | US        |       472 | NS      | $2597916.32   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| News Corp                          | News Corp                              | CUSIP: 65249B109<br>LEI: 549300ITS31QK8VRBQ14 | Long             | EC               | CORP              | US        |     29386 | NS      | $861597.52    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Bright Horizons Family Solutio     | Bright Horizons Family Solutions Inc   | CUSIP: 109194100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     14132 | NS      | $1598329.20   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| DAIWA CAPITAL MARKETS AMERICA INC. | DAIWA CAPITAL MARKETS AMERICA INC      | CUSIP: 000000000<br>LEI: M67H5PRC0NQKM73ZAS82 | Long             | RA               | CORP              | US        |        85 | PA      | $85.00        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Texas Roadhouse Inc                | Texas Roadhouse Inc                    | CUSIP: 882681109<br>LEI: 5299002Y1CNRPDGXTQ75 | Long             | EC               | CORP              | US        |     14589 | NS      | $2700861.57   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Hyatt Hotels Corp                  | Hyatt Hotels Corp                      | CUSIP: 448579102<br>LEI: T27JQIMTYSH41TCD5186 | Long             | EC               | CORP              | US        |     12509 | NS      | $1763393.73   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Marriott International Inc/MD      | Marriott International Inc/MD          | CUSIP: 571903202<br>LEI: 225YDZ14ZO8E1TXUSU86 | Long             | EC               | CORP              | US        |      3197 | NS      | $843464.51    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Dollar General Corp                | Dollar General Corp                    | CUSIP: 256677105<br>LEI: OPX52SQVOZI8IVSWYU66 | Long             | EC               | CORP              | US        |     15272 | NS      | $1602032.80   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| DraftKings Inc                     | DraftKings Inc                         | CUSIP: 26142V105<br>LEI: 2549006G33IUL6IVOD83 | Long             | EC               | CORP              | US        |     63744 | NS      | $2871029.76   | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Dutch Bros Inc                     | Dutch Bros Inc                         | CUSIP: 26701L100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     51096 | NS      | $3028459.92   | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Carnival Corp                      | Carnival Corp                          | CUSIP: 143658300<br>LEI: F1OF2ZSX47CR0BCWA982 | Long             | EC               | CORP              | US        |    162042 | NS      | $4823990.34   | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Ford Motor Co                      | Ford Motor Co                          | CUSIP: 345370860<br>LEI: 20S05OYHG0MQM4VUIC57 | Long             | EC               | CORP              | US        |    321975 | NS      | $3564263.25   | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Bath & Body Works Inc              | Bath & Body Works Inc                  | CUSIP: 070830104<br>LEI: GR3KVMWVCR54YWQNXU90 | Long             | EC               | CORP              | US        |     91254 | NS      | $2642715.84   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| O'Reilly Automotive Inc            | O'Reilly Automotive Inc                | CUSIP: 67103H107<br>LEI: 549300K2RLMQL149Q332 | Long             | EC               | CORP              | US        |      9690 | NS      | $952720.80    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| MSILF Treasury Portfolio           | MSILF Treasury Portfolio               | CUSIP: 61747C582<br>LEI: 549300D1XR6GP7EZ0T47 | Long             | STIV             | RF                | US        |    405167 | NS      | $405166.78    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Carvana Co                         | Carvana Co                             | CUSIP: 146869102<br>LEI: 5493003WEAK2PJ5WS063 | Long             | EC               | CORP              | US        |     13522 | NS      | $5275878.74   | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Lyft Inc                           | Lyft Inc                               | CUSIP: 55087P104<br>LEI: 549300H7I5VN334XVZ52 | Long             | EC               | CORP              | US        |    289128 | NS      | $4065139.68   | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Vail Resorts Inc                   | Vail Resorts Inc                       | CUSIP: 91879Q109<br>LEI: 529900PSZHRNU9HKH870 | Long             | EC               | CORP              | US        |      5559 | NS      | $835295.34    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Planet Fitness Inc                 | Planet Fitness Inc                     | CUSIP: 72703H101<br>LEI: 549300LLE5HUPF6H8G33 | Long             | EC               | CORP              | US        |     25072 | NS      | $2737611.68   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Lithia Motors Inc                  | Lithia Motors Inc                      | CUSIP: 536797103<br>LEI: SE8N1EZEHPZQBCBVKD53 | Long             | EC               | CORP              | US        |     10342 | NS      | $2978496.00   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Somnigroup International Inc       | Somnigroup International Inc           | CUSIP: 88023U101<br>LEI: 549300HFEKVR3US71V91 | Long             | EC               | CORP              | US        |     51335 | NS      | $3715627.30   | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| ROBLOX Corp                        | ROBLOX Corp                            | CUSIP: 771049103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     43313 | NS      | $5968098.27   | 1.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Walt Disney Co/The                 | Walt Disney Co/The                     | CUSIP: 254687106<br>LEI: 549300GZKULIZ0WOW665 | Long             | EC               | CORP              | US        |     14086 | NS      | $1677783.46   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| United Airlines Holdings Inc       | United Airlines Holdings Inc           | CUSIP: 910047109<br>LEI: 98450079DA0B78DD6764 | Long             | EC               | CORP              | US        |     43871 | NS      | $3874248.01   | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| On Holding AG                      | On Holding AG                          | CUSIP: 000000000<br>LEI: 506700FB3467B9W95526 | Long             | EC               | CORP              | CH        |     52525 | NS      | $2551139.25   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Mattel Inc                         | Mattel Inc                             | CUSIP: 577081102<br>LEI: 549300VELLG24KHTJ564 | Long             | EC               | CORP              | US        |    177152 | NS      | $3013355.52   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Home Depot Inc/The                 | Home Depot Inc/The                     | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Long             | EC               | CORP              | US        |      2382 | NS      | $875408.82    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Wyndham Hotels & Resorts Inc       | Wyndham Hotels & Resorts Inc           | CUSIP: 98311A105<br>LEI: 549300FE3MQ4RVXXC673 | Long             | EC               | CORP              | US        |     10753 | NS      | $924758.00    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Penske Automotive Group Inc        | Penske Automotive Group Inc            | CUSIP: 70959W103<br>LEI: 549300W7UTQ0M4C7LB15 | Long             | EC               | CORP              | US        |     15912 | NS      | $2663827.92   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| PulteGroup Inc                     | PulteGroup Inc                         | CUSIP: 745867101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     43209 | NS      | $4879160.28   | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Flutter Entertainment PLC          | Flutter Entertainment PLC              | CUSIP: 000000000<br>LEI: 635400EG4YIJLJMZJ782 | Long             | EC               | CORP              | US        |     12226 | NS      | $3695430.76   | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Toll Brothers Inc                  | Toll Brothers Inc                      | CUSIP: 889478103<br>LEI: 529900JB6IS9MSZGVR44 | Long             | EC               | CORP              | US        |     39926 | NS      | $4725641.36   | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Spotify Technology SA              | Spotify Technology SA                  | CUSIP: 000000000<br>LEI: 549300B4X0JHWV0DTD60 | Long             | EC               | CORP              | SE        |      4553 | NS      | $2852636.62   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| RB Global Inc                      | RB Global Inc                          | CUSIP: 74935Q107<br>LEI: 5493002H8U24DJXQ4886 | Long             | EC               | CORP              | US        |     16449 | NS      | $1780768.74   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| YETI Holdings Inc                  | YETI Holdings Inc                      | CUSIP: 98585X104<br>LEI: 549300DSQICIGNT5GO63 | Long             | EC               | CORP              | US        |    110830 | NS      | $4071894.20   | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Alaska Air Group Inc               | Alaska Air Group Inc                   | CUSIP: 011659109<br>LEI: 529900G48RT4KWLC6C27 | Long             | EC               | CORP              | US        |     55255 | NS      | $2926304.80   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Gap Inc/The                        | Gap Inc/The                            | CUSIP: 364760108<br>LEI: T2ZG1WRWZ4BUCMQL9224 | Long             | EC               | CORP              | US        |    208925 | NS      | $4065680.50   | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Walmart Inc                        | Walmart Inc                            | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Long             | EC               | CORP              | US        |     27962 | NS      | $2739716.76   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Gentex Corp                        | Gentex Corp                            | CUSIP: 371901109<br>LEI: 549300S3UD8XV1MN0287 | Long             | EC               | CORP              | US        |    207214 | NS      | $5474593.88   | 1.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Aptiv PLC                          | Aptiv PLC                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | IE        |     66792 | NS      | $4584602.88   | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Churchill Downs Inc                | Churchill Downs Inc                    | CUSIP: 171484108<br>LEI: 529900FODTBQC8MIS994 | Long             | EC               | CORP              | US        |      8648 | NS      | $925681.92    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Expedia Group Inc                  | Expedia Group Inc                      | CUSIP: 30212P303<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5179 | NS      | $933359.38    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Rollins Inc                        | Rollins Inc                            | CUSIP: 775711104<br>LEI: 549300F2A0BXT4SGWD84 | Long             | EC               | CORP              | US        |     30958 | NS      | $1772964.66   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| AutoNation Inc                     | AutoNation Inc                         | CUSIP: 05329W102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     13763 | NS      | $2651304.32   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| TJX Cos Inc/The                    | TJX Cos Inc/The                        | CUSIP: 872540109<br>LEI: V167QI9I69W364E2DY52 | Long             | EC               | CORP              | US        |      7074 | NS      | $880925.22    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Netflix Inc                        | Netflix Inc                            | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |      2610 | NS      | $3026034.00   | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| NVR Inc                            | NVR Inc                                | CUSIP: 62944T105<br>LEI: 529900RWXR4JI3JYTV70 | Long             | EC               | CORP              | US        |       369 | NS      | $2785761.81   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com Inc                     | Amazon.com Inc                         | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |      7963 | NS      | $1864217.93   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Thor Industries Inc                | Thor Industries Inc                    | CUSIP: 885160101<br>LEI: 254900XZO1228PDSG060 | Long             | EC               | CORP              | US        |     39337 | NS      | $3579273.63   | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| TKO Group Holdings Inc             | TKO Group Holdings Inc                 | CUSIP: 87256C101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     25043 | NS      | $4207474.43   | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| DR Horton Inc                      | DR Horton Inc                          | CUSIP: 23331A109<br>LEI: 529900ZIUEYVSB8QDD25 | Long             | EC               | CORP              | US        |     35345 | NS      | $5048679.80   | 1.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Columbia Sportswear Co             | Columbia Sportswear Co                 | CUSIP: 198516106<br>LEI: 549300OTMCIEUXAH5Z60 | Long             | EC               | CORP              | US        |     57193 | NS      | $3235408.01   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Copart Inc                         | Copart Inc                             | CUSIP: 217204106<br>LEI: 549300KVYX3JWMYEHU61 | Long             | EC               | CORP              | US        |     17798 | NS      | $806783.34    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| NIKE Inc                           | NIKE Inc                               | CUSIP: 654106103<br>LEI: 787RXPR0UX0O0XUXPZ81 | Long             | EC               | CORP              | US        |     12294 | NS      | $918238.86    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Liberty Media Corp-Liberty For     | Liberty Media Corp-Liberty Formula One | CUSIP: 531229755<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     16714 | NS      | $1677249.90   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Darden Restaurants Inc             | Darden Restaurants Inc                 | CUSIP: 237194105<br>LEI: CY1NFSCCB5GUXC7WZC70 | Long             | EC               | CORP              | US        |     12542 | NS      | $2529345.14   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| New York Times Co/The              | New York Times Co/The                  | CUSIP: 650111107<br>LEI: 529900J1WEMMIW7BOH57 | Long             | EC               | CORP              | US        |     15600 | NS      | $809484.00    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| MGM Resorts International          | MGM Resorts International              | CUSIP: 552953101<br>LEI: 54930066VBP7DZEGGJ87 | Long             | EC               | CORP              | US        |     50791 | NS      | $1851331.95   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| J.P. MORGAN SECURITIES LLC         | JP MORGAN SECURITIES LLC               | CUSIP: 000000000<br>LEI: ZBUT11V806EZRVTWT807 | Long             | RA               | CORP              | US        |       564 | PA      | $564.00       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Aramark                            | Aramark                                | CUSIP: 03852U106<br>LEI: 549300MR6PG2DWZUIL39 | Long             | EC               | CORP              | US        |     20858 | NS      | $887716.48    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Coupang Inc                        | Coupang Inc                            | CUSIP: 22266T109<br>LEI: 549300XR4L1D80AK4W76 | Long             | EC               | CORP              | US        |    152091 | NS      | $4476038.13   | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Fox Corp                           | Fox Corp                               | CUSIP: 35137L105<br>LEI: 549300DDU6FDRBIELS05 | Long             | EC               | CORP              | US        |     62337 | NS      | $3475911.12   | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Lennar Corp                        | Lennar Corp                            | CUSIP: 526057104<br>LEI: 529900G61XVRLX5TJX09 | Long             | EC               | CORP              | US        |     41196 | NS      | $4621367.28   | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Wayfair Inc                        | Wayfair Inc                            | CUSIP: 94419L101<br>LEI: 54930027N9ZAVYFDHK53 | Long             | EC               | CORP              | US        |     53461 | NS      | $3509180.04   | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Southwest Airlines Co              | Southwest Airlines Co                  | CUSIP: 844741108<br>LEI: UDTZ87G0STFETI6HGH41 | Long             | EC               | CORP              | US        |     53844 | NS      | $1665394.92   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| PVH Corp                           | PVH Corp                               | CUSIP: 693656100<br>LEI: 123WALMHY1GZXG2YDL90 | Long             | EC               | CORP              | US        |     66423 | NS      | $4876776.66   | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Five Below Inc                     | Five Below Inc                         | CUSIP: 33829M101<br>LEI: 529900AAXP5Z6BGI7418 | Long             | EC               | CORP              | US        |      6658 | NS      | $908950.16    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Restaurant Brands Internationa     | Restaurant Brands International Inc    | CUSIP: 76131D103<br>LEI: 5299009RXTX9DN9AKJ98 | Long             | EC               | CORP              | CA        |     13175 | NS      | $894055.50    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Lululemon Athletica Inc            | Lululemon Athletica Inc                | CUSIP: 550021109<br>LEI: 549300D9GZ4BMLDW5T40 | Long             | EC               | CORP              | CA        |     11508 | NS      | $2307699.24   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Wendy's Co/The                     | Wendy's Co/The                         | CUSIP: 95058W100<br>LEI: 529900M0JIUCMWVKHG76 | Long             | EC               | CORP              | US        |     76477 | NS      | $753298.45    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Wingstop Inc                       | Wingstop Inc                           | CUSIP: 974155103<br>LEI: 549300SSH3F8HPIM3Q47 | Long             | EC               | CORP              | US        |      5188 | NS      | $1957639.92   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Costco Wholesale Corp              | Costco Wholesale Corp                  | CUSIP: 22160K105<br>LEI: 29DX7H14B9S6O3FD6V18 | Long             | EC               | CORP              | US        |      1764 | NS      | $1657524.96   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Boyd Gaming Corp                   | Boyd Gaming Corp                       | CUSIP: 103304101<br>LEI: 254900787YGRYS2A1Z35 | Long             | EC               | CORP              | US        |     34948 | NS      | $2967085.20   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| BorgWarner Inc                     | BorgWarner Inc                         | CUSIP: 099724106<br>LEI: 549300DSFX2IE88NSX47 | Long             | EC               | CORP              | US        |    104343 | NS      | $3839822.40   | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| CarMax Inc                         | CarMax Inc                             | CUSIP: 143130102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     25987 | NS      | $1471124.07   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| SharkNinja Inc                     | SharkNinja Inc                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     35292 | NS      | $4097401.20   | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| MIZUHO SECURITIES USA LLC          | MIZUHO SECURITIES USA LLC              | CUSIP: 000000000<br>LEI: 7TK5RJIZDFROZCA6XF66 | Long             | RA               | CORP              | US        |       402 | PA      | $402.00       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Duolingo Inc                       | Duolingo Inc                           | CUSIP: 26603R106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8520 | NS      | $2952606.00   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Best Buy Co Inc                    | Best Buy Co Inc                        | CUSIP: 086516101<br>LEI: HL5XPTVRV0O8TUN5LL90 | Long             | EC               | CORP              | US        |     26019 | NS      | $1692796.14   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Omnicom Group Inc                  | Omnicom Group Inc                      | CUSIP: 681919106<br>LEI: HKUPACFHSSASQK8HLS17 | Long             | EC               | CORP              | US        |     38003 | NS      | $2738116.15   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| U-Haul Holding Co                  | U-Haul Holding Co                      | CUSIP: 023586506<br>LEI: 5493003WIDMLDHYC6Y24 | Long             | EC               | CORP              | US        |     50284 | NS      | $2614768.00   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Norwegian Cruise Line Holdings     | Norwegian Cruise Line Holdings Ltd     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     86130 | NS      | $2201482.80   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Macy's Inc                         | Macy's Inc                             | CUSIP: 55616P104<br>LEI: 529900NZQ81TIOW3CW52 | Long             | EC               | CORP              | US        |    390793 | NS      | $4935715.59   | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Delta Air Lines Inc                | Delta Air Lines Inc                    | CUSIP: 247361702<br>LEI: Q2CCMS6R0AS67HJMBN42 | Long             | EC               | CORP              | US        |     71032 | NS      | $3779612.72   | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Take-Two Interactive Software      | Take-Two Interactive Software Inc      | CUSIP: 874054109<br>LEI: BOMSTHHJK882EWYX3334 | Long             | EC               | CORP              | US        |     11257 | NS      | $2507271.61   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Nexstar Media Group Inc            | Nexstar Media Group Inc                | CUSIP: 65336K103<br>LEI: 52990083ZRR5UT591988 | Long             | EC               | CORP              | US        |     20199 | NS      | $3779434.89   | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Ross Stores Inc                    | Ross Stores Inc                        | CUSIP: 778296103<br>LEI: 549300ENZFLPGRDFZQ60 | Long             | EC               | CORP              | US        |     13692 | NS      | $1869505.68   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Caesars Entertainment Inc          | Caesars Entertainment Inc              | CUSIP: 12769G100<br>LEI: 549300FA4CTCW903Y781 | Long             | EC               | CORP              | US        |     96300 | NS      | $2569284.00   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| American Airlines Group Inc        | American Airlines Group Inc            | CUSIP: 02376R102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     77840 | NS      | $894381.60    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| H&R Block Inc                      | H&R Block Inc                          | CUSIP: 093671105<br>LEI: 549300CE3KUCWLZBG404 | Long             | EC               | CORP              | US        |     31823 | NS      | $1729261.82   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| General Motors Co                  | General Motors Co                      | CUSIP: 37045V100<br>LEI: 54930070NSV60J38I987 | Long             | EC               | CORP              | US        |     92597 | NS      | $4939123.98   | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Ralph Lauren Corp                  | Ralph Lauren Corp                      | CUSIP: 751212101<br>LEI: HO1QNWM0IXBZ0QSMMO20 | Long             | EC               | CORP              | US        |     12736 | NS      | $3804880.00   | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Penn Entertainment Inc             | Penn Entertainment Inc                 | CUSIP: 707569109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    152994 | NS      | $2763071.64   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| eBay Inc                           | eBay Inc                               | CUSIP: 278642103<br>LEI: OML71K8X303XQONU6T67 | Long             | EC               | CORP              | US        |     11731 | NS      | $1076319.25   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Avis Budget Group Inc              | Avis Budget Group Inc                  | CUSIP: 053774105<br>LEI: 529900E95812SYWMCE44 | Long             | EC               | CORP              | US        |     26955 | NS      | $4588819.20   | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Light & Wonder Inc                 | Light & Wonder Inc                     | CUSIP: 80874P109<br>LEI: 529900JXALYBOHXKFM62 | Long             | EC               | CORP              | US        |     18147 | NS      | $1747919.04   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Williams-Sonoma Inc                | Williams-Sonoma Inc                    | CUSIP: 969904101<br>LEI: 549300IARG6YWVTZ1I92 | Long             | EC               | CORP              | US        |     10692 | NS      | $1999938.60   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Target Corp                        | Target Corp                            | CUSIP: 87612E106<br>LEI: 8WDDFXB5T1Z6J0XC1L66 | Long             | EC               | CORP              | US        |     35411 | NS      | $3558805.50   | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Chewy Inc                          | Chewy Inc                              | CUSIP: 16679L109<br>LEI: 254900NPQSTG9I422879 | Long             | EC               | CORP              | US        |    106913 | NS      | $3923707.10   | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Birkenstock Holding Plc            | Birkenstock Holding Plc                | CUSIP: 000000000<br>LEI: 529900CQ8LQKQ7LIT631 | Long             | EC               | CORP              | GB        |     17760 | NS      | $889598.40    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Garmin Ltd                         | Garmin Ltd                             | CUSIP: 000000000<br>LEI: 2549001E0HIPIJQ0W046 | Long             | EC               | CORP              | CH        |      4185 | NS      | $915510.60    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Lowe's Cos Inc                     | Lowe's Cos Inc                         | CUSIP: 548661107<br>LEI: WAFCR4OKGSC504WU3E95 | Long             | EC               | CORP              | US        |      3936 | NS      | $879971.52    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Uber Technologies Inc              | Uber Technologies Inc                  | CUSIP: 90353T100<br>LEI: 549300B2FTG34FILDR98 | Long             | EC               | CORP              | US        |     37443 | NS      | $3285623.25   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Crocs Inc                          | Crocs Inc                              | CUSIP: 227046109<br>LEI: 549300B0J6YCXD63OG72 | Long             | EC               | CORP              | US        |     44992 | NS      | $4487052.16   | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Ulta Beauty Inc                    | Ulta Beauty Inc                        | CUSIP: 90384S303<br>LEI: 529900CIV6HN8M28YM82 | Long             | EC               | CORP              | US        |      5844 | NS      | $3009718.44   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Dillard's Inc                      | Dillard's Inc                          | CUSIP: 254067101<br>LEI: 529900FGYKMWL6019P91 | Long             | EC               | CORP              | US        |     10906 | NS      | $5092338.58   | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Live Nation Entertainment Inc      | Live Nation Entertainment Inc          | CUSIP: 538034109<br>LEI: 5493007B9BM9ZXJINO78 | Long             | EC               | CORP              | US        |     18071 | NS      | $2669086.70   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Royal Caribbean Cruises Ltd        | Royal Caribbean Cruises Ltd            | CUSIP: 000000000<br>LEI: K2NEH8QNVW44JIWK7Z55 | Long             | EC               | CORP              | US        |     14551 | NS      | $4625326.37   | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| BOFA SECURITIES, INC.              | BOFA SECURITIES INC                    | CUSIP: 000000000<br>LEI: 549300HN4UKV1E2R3U73 | Long             | RA               | CORP              | US        |       411 | PA      | $411.00       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2025-09-23

**Name of Applicant:** First Trust Exchange-Traded AlphaDEX Fund

**Signature:** Derek Maltbie

**Name of Signer:** Derek Maltbie

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer