# EDGAR Filing Document

**Accession Number:** 0000926388
**File Stem:** 0000926388-25-000018
**Filing Date:** 2025-11
**Character Count:** 2528
**Document Hash:** b7cfa4e4d170f025668cb858b7a06532
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000926388-25-000018.hdr.sgml**: 20251125

**ACCESSION NUMBER**: 0000926388-25-000018

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251125

**DATE AS OF CHANGE**: 20251125

**EFFECTIVENESS DATE**: 20251125

**PERIOD START**: 20241001

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ANZ SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0000926388

**ORGANIZATION NAME:**
- **EIN:** 133763501
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-47390
- **FILM NUMBER:** 251516786

**BUSINESS ADDRESS:**
- **STREET 1:** 277 PARK AVENUE
- **STREET 2:** FLOOR 31
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10172-0003
- **BUSINESS PHONE:** 212-801-9160

**MAIL ADDRESS:**
- **STREET 1:** 277 PARK AVENUE
- **STREET 2:** FLOOR 31
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10172-0003

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ANZ SECURITIES INC                                      /BD
- **DATE OF NAME CHANGE:** 19940706

### Attached PDF Documents

**Attachment 1:** `ANZSI_2025_Public.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000926388

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 10-01-2024

**Report Period End Date:** 09-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** ANZ SECURITIES, INC.

**Business Address:** 277 PARK AVENUE, FLOOR 31, NEW YORK, NY, 10172-0003

**Contact Person:** Alexander Karpukhin

**Contact Phone:** 646-847-4520

### Independent Public Accountant Identification

**Accountant Name:** PKF O'Connor Davies, LLP

**Accountant Address:** 245 Park Avenue, New York, NY, 10167

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Alexander Karpukhin**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **ANZ SECURITIES, INC.**, as of **09-30-2025**, are true and correct.

**Signature:** Alexander Karpukhin

**Title:** Financial Principal