# EDGAR Filing Document

**Accession Number:** 0001902901
**File Stem:** 0001902901-25-000004
**Filing Date:** 2025-11
**Character Count:** 16977
**Document Hash:** 03d338259c7e566dd883ed17b1111c74
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001902901-25-000004.hdr.sgml**: 20251105

**ACCESSION NUMBER**: 0001902901-25-000004

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251105

**DATE AS OF CHANGE**: 20251105

**EFFECTIVENESS DATE**: 20251105

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Collier Financial
- **CENTRAL INDEX KEY:** 0001902901

**ORGANIZATION NAME:**
- **EIN:** 841492968
- **STATE OF INCORPORATION:** CO
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-24656
- **FILM NUMBER:** 251455269

**BUSINESS ADDRESS:**
- **STREET 1:** 8055 E TUFTS AVE
- **STREET 2:** SUITE 650
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80237
- **BUSINESS PHONE:** 3037415040

**MAIL ADDRESS:**
- **STREET 1:** 8055 E TUFTS AVE
- **STREET 2:** SUITE 650
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80237

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Collier Financial<br>**Address:** 8055 E TUFTS AVE<br>SUITE 650<br>DENVER, CO 80237

**Form 13F File Number:** 028-24656

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Brandon Collier<br>**Title:** CCO<br>**Phone:** 303-741-5040

**Signature, Place, and Date of Signing:**

Brandon Collier  Denver, CO  11-05-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 131

**Form 13F Information Table Value Total:** $132956921

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M COMPANY | Common Stock | 88579Y101 |  | 52288 | 337 | SH |  | SOLE |  | 0 | 0 | 337 |
| ABBOTT LABORATORIES | Common Stock | 002824100 |  | 11117 | 83 | SH |  | SOLE |  | 0 | 0 | 83 |
| ALAMOS GOLD | Common Stock | 011532108 |  | 1150 | 33 | SH |  | SOLE |  | 0 | 0 | 33 |
| APPLE INC | Common Stock | 037833100 |  | 148737 | 584 | SH |  | SOLE |  | 0 | 0 | 584 |
| BANK AMERICA | Common Stock | 060505104 |  | 30158 | 585 | SH |  | SOLE |  | 0 | 0 | 585 |
| BAXTER INTL | Common Stock | 071813109 |  | 1662 | 73 | SH |  | SOLE |  | 0 | 0 | 73 |
| BERKSHIRE HATHAWAY | Common Stock | 084670108 |  | 754200 | 1 | SH |  | SOLE |  | 0 | 0 | 1 |
| BERKSHIRE HATHAWAY | Common Stock | 084670702 |  | 18099 | 36 | SH |  | SOLE |  | 0 | 0 | 36 |
| BLACKROCK FDG | Common Stock | 09290D101 |  | 36496 | 31 | SH |  | SOLE |  | 0 | 0 | 31 |
| BOEING COMPANY | Common Stock | 097023105 |  | 9497 | 44 | SH |  | SOLE |  | 0 | 0 | 44 |
| BROADCOM INC | Common Stock | 11135F101 |  | 98108 | 297 | SH |  | SOLE |  | 0 | 0 | 297 |
| CIGNA GROUP | Common Stock | 125523100 |  | 33660 | 117 | SH |  | SOLE |  | 0 | 0 | 117 |
| CIVITAS RESOURCES | Common Stock | 17888H103 |  | 293 | 9 | SH |  | SOLE |  | 0 | 0 | 9 |
| COLUMBIA TR | MF Closed and MF Open | 19761L854 |  | 253922 | 5439 | SH |  | SOLE |  | 0 | 0 | 5439 |
| COMMUNICATION SERVICES | MF Closed and MF Open | 81369Y852 |  | 2254616 | 19047 | SH |  | SOLE |  | 98 | 0 | 18949 |
| CONSUMER DISCRETIONARY | MF Closed and MF Open | 81369Y407 |  | 53064 | 221 | SH |  | SOLE |  | 0 | 0 | 221 |
| CORNING INC | Common Stock | 219350105 |  | 79354 | 967 | SH |  | SOLE |  | 0 | 0 | 967 |
| COSTCO WHOLESALE | Common Stock | 22160K105 |  | 35174 | 38 | SH |  | SOLE |  | 0 | 0 | 38 |
| CVS HEALTH | Common Stock | 126650100 |  | 8142 | 108 | SH |  | SOLE |  | 0 | 0 | 108 |
| DR HORTON | Common Stock | 23331A109 |  | 67788 | 400 | SH |  | SOLE |  | 0 | 0 | 400 |
| ENERGY SELECT | MF Closed and MF Open | 81369Y506 |  | 65249 | 730 | SH |  | SOLE |  | 0 | 0 | 730 |
| EQUITY RESIDENTIAL | Common Stock | 29476L107 |  | 26162 | 404 | SH |  | SOLE |  | 0 | 0 | 404 |
| FEDEX CORP | Common Stock | 31428X106 |  | 7074 | 30 | SH |  | SOLE |  | 0 | 0 | 30 |
| FINANCIAL SELECT | MF Closed and MF Open | 81369Y605 |  | 2032371 | 37727 | SH |  | SOLE |  | 205 | 0 | 37522 |
| FIRST TRUST | MF Closed and MF Open | 33734X192 |  | 253920 | 1889 | SH |  | SOLE |  | 0 | 0 | 1889 |
| FIRST TRUST | MF Closed and MF Open | 33734X200 |  | 809810 | 28167 | SH |  | SOLE |  | 0 | 0 | 28167 |
| FIRST TRUST | MF Closed and MF Open | 33734X846 |  | 222773 | 2931 | SH |  | SOLE |  | 0 | 0 | 2931 |
| FIRST TRUST | MF Closed and MF Open | 33738R506 |  | 40556 | 603 | SH |  | SOLE |  | 0 | 0 | 603 |
| GLOBAL X | MF Closed and MF Open | 37954Y475 |  | 411263 | 10475 | SH |  | SOLE |  | 0 | 0 | 10475 |
| GLOBAL X | MF Closed and MF Open | 37954Y483 |  | 606939 | 35681 | SH |  | SOLE |  | 0 | 0 | 35681 |
| GLOBAL X | MF Closed and MF Open | 37954Y632 |  | 67224 | 1361 | SH |  | SOLE |  | 0 | 0 | 1361 |
| HEALTHCARE SELECT | MF Closed and MF Open | 81369Y209 |  | 1846671 | 13269 | SH |  | SOLE |  | 78 | 0 | 13191 |
| HOME DEPOT | Common Stock | 437076102 |  | 119231 | 294 | SH |  | SOLE |  | 0 | 0 | 294 |
| INVESCO BULLETSHARES | MF Closed and MF Open | 46138J411 |  | 18259 | 869 | SH |  | SOLE |  | 0 | 0 | 869 |
| INVESCO BULLETSHARES | MF Closed and MF Open | 46138J445 |  | 18325 | 836 | SH |  | SOLE |  | 0 | 0 | 836 |
| INVESCO BULLETSHARES | MF Closed and MF Open | 46138J486 |  | 13464 | 575 | SH |  | SOLE |  | 0 | 0 | 575 |
| INVESCO BULLETSHARES | MF Closed and MF Open | 46138J494 |  | 103666 | 4382 | SH |  | SOLE |  | 0 | 0 | 4382 |
| INVESCO BULLETSHARES | MF Closed and MF Open | 46138J510 |  | 102730 | 4348 | SH |  | SOLE |  | 0 | 0 | 4348 |
| INVESCO BULLETSHARES | MF Closed and MF Open | 46138J528 |  | 102002 | 4159 | SH |  | SOLE |  | 0 | 0 | 4159 |
| INVESCO INDIA | MF Closed and MF Open | 46137R109 |  | 8960 | 357 | SH |  | SOLE |  | 0 | 0 | 357 |
| INVESCO INVESTMENT | MF Closed and MF Open | 46139W502 |  | 160371 | 6461 | SH |  | SOLE |  | 0 | 0 | 6461 |
| INVESCO NEXT | MF Closed and MF Open | 46137V639 |  | 235995 | 4368 | SH |  | SOLE |  | 0 | 0 | 4368 |
| INVESCO S | MF Closed and MF Open | 46137V175 |  | 60856 | 1117 | SH |  | SOLE |  | 0 | 0 | 1117 |
| INVESCO S | MF Closed and MF Open | 46137V241 |  | 3815149 | 52056 | SH |  | SOLE |  | 76 | 0 | 51980 |
| INVESCO S | MF Closed and MF Open | 46137V282 |  | 61768 | 1386 | SH |  | SOLE |  | 0 | 0 | 1386 |
| INVESCO S | MF Closed and MF Open | 46137V357 |  | 420678 | 2218 | SH |  | SOLE |  | 0 | 0 | 2218 |
| INVESCO S | MF Closed and MF Open | 46137V381 |  | 67898 | 1177 | SH |  | SOLE |  | 0 | 0 | 1177 |
| INVESCO S | MF Closed and MF Open | 46138E222 |  | 196418 | 3638 | SH |  | SOLE |  | 0 | 0 | 3638 |
| INVESCO S | MF Closed and MF Open | 46138E297 |  | 265350 | 9969 | SH |  | SOLE |  | 0 | 0 | 9969 |
| INVESCO ULTRA | MF Closed and MF Open | 46090A887 |  | 26955 | 537 | SH |  | SOLE |  | 0 | 0 | 537 |
| ISHARES 0-3 | MF Closed and MF Open | 46436E718 |  | 1199291 | 11910 | SH |  | SOLE |  | 0 | 0 | 11910 |
| ISHARES 0-5 | MF Closed and MF Open | 46429B747 |  | 581051 | 5622 | SH |  | SOLE |  | 0 | 0 | 5622 |
| ISHARES BITCOIN | MF Closed and MF Open | 46438F101 |  | 6240 | 96 | SH |  | SOLE |  | 0 | 0 | 96 |
| ISHARES CORE | MF Closed and MF Open | 464287200 |  | 573053 | 856 | SH |  | SOLE |  | 0 | 0 | 856 |
| ISHARES CORE | MF Closed and MF Open | 464287226 |  | 31366 | 313 | SH |  | SOLE |  | 0 | 0 | 313 |
| ISHARES CORE | MF Closed and MF Open | 464287507 |  | 238998 | 3662 | SH |  | SOLE |  | 0 | 0 | 3662 |
| ISHARES CORE | MF Closed and MF Open | 464287663 |  | 379425 | 3796 | SH |  | SOLE |  | 0 | 0 | 3796 |
| ISHARES CORE | MF Closed and MF Open | 464287804 |  | 291873 | 2456 | SH |  | SOLE |  | 0 | 0 | 2456 |
| ISHARES CORE | MF Closed and MF Open | 46432F842 |  | 243988 | 2795 | SH |  | SOLE |  | 0 | 0 | 2795 |
| ISHARES CORE | MF Closed and MF Open | 46434G103 |  | 336603 | 5106 | SH |  | SOLE |  | 0 | 0 | 5106 |
| ISHARES CORE | MF Closed and MF Open | 46434V613 |  | 31871 | 682 | SH |  | SOLE |  | 0 | 0 | 682 |
| ISHARES CORE | MF Closed and MF Open | 46435U861 |  | 391766 | 7498 | SH |  | SOLE |  | 0 | 0 | 7498 |
| ISHARES CURRENCY | MF Closed and MF Open | 46434V803 |  | 14243 | 360 | SH |  | SOLE |  | 0 | 0 | 360 |
| ISHARES ESG | MF Closed and MF Open | 464288802 |  | 26575 | 196 | SH |  | SOLE |  | 0 | 0 | 196 |
| ISHARES FLEXIBLE | MF Closed and MF Open | 092528603 |  | 7024 | 132 | SH |  | SOLE |  | 0 | 0 | 132 |
| ISHARES GLOBAL | MF Closed and MF Open | 464287341 |  | 15541 | 372 | SH |  | SOLE |  | 0 | 0 | 372 |
| ISHARES GLOBAL | MF Closed and MF Open | 464288372 |  | 159741 | 2614 | SH |  | SOLE |  | 0 | 0 | 2614 |
| ISHARES HIGH | MF Closed and MF Open | 46435G250 |  | 2513 | 53 | SH |  | SOLE |  | 0 | 0 | 53 |
| ISHARES IBOXX | MF Closed and MF Open | 464287242 |  | 3645 | 33 | SH |  | SOLE |  | 0 | 0 | 33 |
| ISHARES MSCI | MF Closed and MF Open | 464288877 |  | 38672 | 570 | SH |  | SOLE |  | 0 | 0 | 570 |
| ISHARES MSCI | MF Closed and MF Open | 464288885 |  | 39263 | 345 | SH |  | SOLE |  | 0 | 0 | 345 |
| ISHARES MSCI | MF Closed and MF Open | 46429B697 |  | 8479 | 89 | SH |  | SOLE |  | 0 | 0 | 89 |
| ISHARES RUSSELL | MF Closed and MF Open | 464287598 |  | 105622 | 519 | SH |  | SOLE |  | 0 | 0 | 519 |
| ISHARES RUSSELL | MF Closed and MF Open | 464287655 |  | 139671 | 577 | SH |  | SOLE |  | 0 | 0 | 577 |
| ISHARES S | MF Closed and MF Open | 464287101 |  | 93146 | 280 | SH |  | SOLE |  | 0 | 0 | 280 |
| ISHARES S | MF Closed and MF Open | 464287309 |  | 104588 | 866 | SH |  | SOLE |  | 0 | 0 | 866 |
| ISHARES S | MF Closed and MF Open | 464287408 |  | 9900 | 48 | SH |  | SOLE |  | 0 | 0 | 48 |
| ISHARES S | MF Closed and MF Open | 464287671 |  | 487147 | 2961 | SH |  | SOLE |  | 0 | 0 | 2961 |
| ISHARES SHORT | MF Closed and MF Open | 464288158 |  | 82498 | 773 | SH |  | SOLE |  | 0 | 0 | 773 |
| ISHARES TECHNOLOGY | MF Closed and MF Open | 464287721 |  | 37304 | 190 | SH |  | SOLE |  | 0 | 0 | 190 |
| ISHARES U S | MF Closed and MF Open | 09290C103 |  | 108380 | 1831 | SH |  | SOLE |  | 0 | 0 | 1831 |
| ISHARES U S | MF Closed and MF Open | 46429B267 |  | 1365872 | 59077 | SH |  | SOLE |  | 0 | 0 | 59077 |
| JPMORGAN CHASE | Common Stock | 46625H100 |  | 59973 | 190 | SH |  | SOLE |  | 0 | 0 | 190 |
| JPMORGAN INFLATION | MF Closed and MF Open | 46654Q104 |  | 206389 | 4231 | SH |  | SOLE |  | 0 | 0 | 4231 |
| LOCKHEED MARTIN | Common Stock | 539830109 |  | 129989 | 260 | SH |  | SOLE |  | 0 | 0 | 260 |
| MCDONALDS CORP | Common Stock | 580135101 |  | 21272 | 70 | SH |  | SOLE |  | 0 | 0 | 70 |
| ORACLE CORP | Common Stock | 68389X105 |  | 38398 | 137 | SH |  | SOLE |  | 0 | 0 | 137 |
| PALO ALTO | Common Stock | 697435105 |  | 48869 | 240 | SH |  | SOLE |  | 0 | 0 | 240 |
| PROCTER  GAMBLE | Common Stock | 742718109 |  | 47088 | 306 | SH |  | SOLE |  | 0 | 0 | 306 |
| S GLOBAL | Common Stock | 78409V104 |  | 2864578 | 5886 | SH |  | SOLE |  | 0 | 0 | 5886 |
| SALESFORCE INC | Common Stock | 79466L302 |  | 22473 | 95 | SH |  | SOLE |  | 0 | 0 | 95 |
| SEMPRA | Common Stock | 816851109 |  | 16569 | 184 | SH |  | SOLE |  | 0 | 0 | 184 |
| SOUTHSTATE BANK | Common Stock | 84472E102 |  | 74328 | 752 | SH |  | SOLE |  | 0 | 0 | 752 |
| SPDR AGGREGATE | MF Closed and MF Open | 78464A649 |  | 32264 | 1248 | SH |  | SOLE |  | 0 | 0 | 1248 |
| SPDR BLOOMBERG | MF Closed and MF Open | 78468R523 |  | 1225029 | 12309 | SH |  | SOLE |  | 0 | 0 | 12309 |
| SPDR BLOOMBERG | MF Closed and MF Open | 78468R663 |  | 1305448 | 14228 | SH |  | SOLE |  | 0 | 0 | 14228 |
| SPDR CORP | MF Closed and MF Open | 78464A144 |  | 57185 | 1930 | SH |  | SOLE |  | 0 | 0 | 1930 |
| SPDR DEVELOPED | MF Closed and MF Open | 78463X889 |  | 9670302 | 225994 | SH |  | SOLE |  | 1061 | 0 | 224933 |
| SPDR DOUBLELINE | MF Closed and MF Open | 78470P309 |  | 39953 | 910 | SH |  | SOLE |  | 0 | 0 | 910 |
| SPDR EMERGING | MF Closed and MF Open | 78463X509 |  | 4756337 | 101609 | SH |  | SOLE |  | 484 | 0 | 101125 |
| SPDR INDEX | MF Closed and MF Open | 78463X418 |  | 57109 | 407 | SH |  | SOLE |  | 0 | 0 | 407 |
| SPDR INTERMEDIATE | MF Closed and MF Open | 78464A672 |  | 17245513 | 596731 | SH |  | SOLE |  | 3200 | 0 | 593531 |
| SPDR MORTGAGE | MF Closed and MF Open | 78464A383 |  | 13166765 | 586754 | SH |  | SOLE |  | 2940 | 0 | 583814 |
| SPDR PORTFOLIO | MF Closed and MF Open | 78464A375 |  | 9565096 | 282239 | SH |  | SOLE |  | 1443 | 0 | 280796 |
| SPDR PORTFOLIO | MF Closed and MF Open | 78464A409 |  | 23677306 | 226555 | SH |  | SOLE |  | 1135 | 0 | 225420 |
| SPDR PORTFOLIO | MF Closed and MF Open | 78464A508 |  | 11837530 | 213944 | SH |  | SOLE |  | 1199 | 0 | 212745 |
| SPDR PORTFOLIO | MF Closed and MF Open | 78464A664 |  | 306022 | 11355 | SH |  | SOLE |  | 0 | 0 | 11355 |
| SPDR PORTFOLIO | MF Closed and MF Open | 78464A847 |  | 9722 | 170 | SH |  | SOLE |  | 0 | 0 | 170 |
| SPDR PORTFOLIO | MF Closed and MF Open | 78464A854 |  | 1624620 | 20738 | SH |  | SOLE |  | 0 | 0 | 20738 |
| SPDR PORTFOLIO | MF Closed and MF Open | 78468R101 |  | 128731 | 4391 | SH |  | SOLE |  | 0 | 0 | 4391 |
| SPDR PORTFOLIO | MF Closed and MF Open | 78468R788 |  | 994485 | 22602 | SH |  | SOLE |  | 0 | 0 | 22602 |
| SPDR PORTFOLIO | MF Closed and MF Open | 78468R853 |  | 7290079 | 157385 | SH |  | SOLE |  | 845 | 0 | 156541 |
| SPDR S | MF Closed and MF Open | 78464A300 |  | 61678 | 696 | SH |  | SOLE |  | 0 | 0 | 696 |
| SPDR SERIES | MF Closed and MF Open | 78464A201 |  | 2174274 | 23055 | SH |  | SOLE |  | 117 | 0 | 22938 |
| SPDR SERIES | MF Closed and MF Open | 78464A763 |  | 370 | 3 | SH |  | SOLE |  | 0 | 0 | 3 |
| SPDR SERIES | MF Closed and MF Open | 78464A862 |  | 128774 | 404 | SH |  | SOLE |  | 0 | 0 | 404 |
| SPDR SSGA | MF Closed and MF Open | 78467V707 |  | 60480 | 1486 | SH |  | SOLE |  | 0 | 0 | 1486 |
| STARBUCKS CORP | Common Stock | 855244109 |  | 24757 | 293 | SH |  | SOLE |  | 0 | 0 | 293 |
| TAKEDA PHARMACEUTICAL | Common Stock | 874060205 |  | 732 | 50 | SH |  | SOLE |  | 0 | 0 | 50 |
| TARGET CORP | Common Stock | 87612E106 |  | 14890 | 166 | SH |  | SOLE |  | 0 | 0 | 166 |
| VANECK MORNINGSTAR | MF Closed and MF Open | 92189F643 |  | 49555 | 500 | SH |  | SOLE |  | 0 | 0 | 500 |
| VANGUARD FSTE | MF Closed and MF Open | 922042858 |  | 19350 | 357 | SH |  | SOLE |  | 0 | 0 | 357 |
| VANGUARD FTSE | MF Closed and MF Open | 921943858 |  | 56394 | 941 | SH |  | SOLE |  | 0 | 0 | 941 |
| VANGUARD MEGA | MF Closed and MF Open | 921910873 |  | 36704 | 150 | SH |  | SOLE |  | 0 | 0 | 150 |
| VANGUARD TOTAL | MF Closed and MF Open | 922908769 |  | 378694 | 1154 | SH |  | SOLE |  | 0 | 0 | 1154 |
| WALMART INC | Common Stock | 931142103 |  | 25329 | 246 | SH |  | SOLE |  | 0 | 0 | 246 |
| WALT DISNEY | Common Stock | 254687106 |  | 22575 | 197 | SH |  | SOLE |  | 0 | 0 | 197 |
| WELLTOWER INC | Common Stock | 95040Q104 |  | 53681 | 301 | SH |  | SOLE |  | 0 | 0 | 301 |
| WHIRLPOOL CORP | Common Stock | 963320106 |  | 100 | 1 | SH |  | SOLE |  | 0 | 0 | 1 |
| XCEL ENERGY | Common Stock | 98389B100 |  | 37806 | 469 | SH |  | SOLE |  | 0 | 0 | 469 |
| ZIMMER BIOMET | Common Stock | 98956P102 |  | 395 | 4 | SH |  | SOLE |  | 0 | 0 | 4 |

---