# EDGAR Filing Document

**Accession Number:** 0000028823
**File Stem:** 0000028823-26-000027
**Filing Date:** 2026-5
**Character Count:** 32889
**Document Hash:** d0c5f97964fdedc35c1ab66a92a95cd9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000028823-26-000027.hdr.sgml**: 20260529

**ACCESSION NUMBER**: 0000028823-26-000027

**CONFORMED SUBMISSION TYPE**: SD

**PUBLIC DOCUMENT COUNT**: 3

**FILED AS OF DATE**: 20260529

**DATE AS OF CHANGE**: 20260529

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DIEBOLD NIXDORF, Inc
- **CENTRAL INDEX KEY:** 0000028823
- **STANDARD INDUSTRIAL CLASSIFICATION:** CALCULATING & ACCOUNTING MACHINES (NO ELECTRONIC COMPUTERS) [3578]
- **ORGANIZATION NAME:** 06 Technology
- **EIN:** 340183970
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SD
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-04879
- **FILM NUMBER:** 261039318

**BUSINESS ADDRESS:**
- **STREET 1:** 350 ORCHARD AVE NE
- **CITY:** NORTH CANTON
- **STATE:** OH
- **ZIP:** 44720
- **BUSINESS PHONE:** 3304904000

**MAIL ADDRESS:**
- **STREET 1:** 350 ORCHARD AVE NE
- **CITY:** NORTH CANTON
- **STATE:** OH
- **ZIP:** 44720

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DIEBOLD INC
- **DATE OF NAME CHANGE:** 19920703

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

**_______________________**

**FORM SD**

**Specialized Disclosure Report**

**_______________________**

**Diebold Nixdorf, Incorporated**

(Exact name of registrant as specified in its charter)

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| | | |
|:---|:---|:---|
| Delaware | 1-4879&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; | 34-0183970 |
| (State or other jurisdiction<br>of incorporation or organization) | (Commission<br>File Number) | (I.R.S. Employer<br>Identification No.) |
| 350 Orchard Avenue NE,<br>North Canton, OH |  | 44720-2556 |
| (Address of principal executive offices) |  | (Zip Code) |
| Susan Malcolm, Vice President, Chief Ethics and Compliance Officer<br>(330) 490-4000 | Susan Malcolm, Vice President, Chief Ethics and Compliance Officer<br>(330) 490-4000 | Susan Malcolm, Vice President, Chief Ethics and Compliance Officer<br>(330) 490-4000 |

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(Name and telephone number, including area code, of the person to contact in connection with this report)

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

🗷Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2025.

□Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended _______________.

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**Section 1 - Conflict Minerals Disclosure**

***Item 1.01 Conflict Minerals Disclosure and Report***

**Conflict Minerals Disclosure**

Diebold Nixdorf, Incorporated (including its consolidated subsidiaries, the "Company") is filing this Form SD pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, as amended, for the reporting period from January 1, 2025 to December 31, 2025.

The brief description of the Company's reasonable country of origin inquiry ("RCOI"), the results of its RCOI, and the determination the Company reached as a result of its RCOI are included in its Conflict Minerals Report, attached as an exhibit to this Form SD.

A copy of the Company's Conflict Minerals Report is filed as Exhibit 1.01 hereto and is publicly available at https://www.dieboldnixdorf.com/en-us/about-us/esg. The content on, or accessible through, any website referred to in this Form SD is not incorporated by reference into this Form SD unless expressly noted.

***Item 1.02 Exhibit***

A copy of the Company's Conflict Minerals Report as required by Item 1.01 is filed as Exhibit 1.01 hereto.

**Section 2 - Resource Extraction Issuer Disclosure**

***Item 2.01 Resource Extraction Issuer Disclosure and Report***

Not applicable.

**Section 3 - Exhibits**

***Item 3.01 Exhibits***

The following exhibit is filed as part of this report:

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| | |
|:---|:---|
| **Exhibit**<br>**Number** |<br>**Description** |
| <u>[1.01](a2026conflictmineralsrepor.htm)</u> | <u>[Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD](a2026conflictmineralsrepor.htm)</u> |

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

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| | | | |
|:---|:---|:---|:---|
| | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Diebold Nixdorf, Incorporated | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Diebold Nixdorf, Incorporated | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Diebold Nixdorf, Incorporated |
| May 29, 2026 | By: | */s/ Elizabeth C. Radigan* | */s/ Elizabeth C. Radigan* |
|  |  | Name: | Elizabeth C. Radigan |
|  |  | Title: | Executive Vice President, Chief Administrative Officer and Secretary |

---

## Exhibit 1.01

Exhibit 1.01

**CONFLICT MINERALS REPORT**

![image_0a.jpg](image_0a.jpg)

**Diebold Nixdorf, Incorporated**

**For the Year Ended December 31, 2025**

**<u>Introduction</u>**

This Conflict Minerals Report (the "**Report**") of Diebold Nixdorf, Incorporated, including its consolidated subsidiaries ("**we**," "**our**," "**Diebold Nixdorf**," or the "**Company**") is filed as an exhibit to Form SD as required by Rule 13p-1 (the "**Rule**") under the Securities Exchange Act of 1934, as amended, for the reporting period from January 1, 2025 through December 31, 2025 (the "**Reporting Period**").<sup>1</sup>

Based on existing guidance from the Securities and Exchange Commission (the "**SEC**"), this Report has not been audited, nor is an independent private sector audit required for this Report.

**<u>Company Overview</u>**

Diebold Nixdorf, Incorporated automates, digitizes and transforms the way people bank and shop. As a leading global technology and services partner to many of the world's

<sup>1</sup> Forward-looking statements contained in this Report are made based on known events and circumstances at the time of release, and as such, are subject in the future to unforeseen uncertainties and risks. Statements in this Report that express a belief, expectation or intention, as well as those that are not historical fact, are forward-looking statements, including statements related to Diebold Nixdorf's compliance efforts and expected actions identified in this Report. These forward-looking statements are subject to various risks, uncertainties, and assumptions, including, among other matters, our customers' requirements to use certain suppliers, our suppliers' responsiveness and cooperation with our due diligence efforts, our ability to implement improvements in our conflict minerals program, and our ability to identify and mitigate related risks in our supply chain. If one or more of these or other risks materialize, actual results may vary materially from those expressed. For a more complete discussion of these and other risk factors, see Diebold Nixdorf's other filings with the Securities and Exchange Commission ("SEC"), including its Annual Report on Form 10-K for the year ended December 31, 2025 and subsequent Quarterly Reports on Form 10-Q. Diebold Nixdorf makes these statements as of the date of this disclosure and undertakes no obligation to update them unless otherwise required by law.

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top financial institutions and retailers, our integrated solutions connect digital and physical channels for consumers conveniently, securely and efficiently. Diebold Nixdorf has a presence in more than 100 countries with approximately 20,000 employees worldwide.

**<u>Reasonable Country of Origin Inquiry</u>**

Diebold Nixdorf identified the potential use of certain necessary minerals (*i.e.*, gold, columbite-tantalite (coltan), cassiterite, wolframite, and their derivatives, which are limited to tantalum, tin, and tungsten) ("**Conflict Minerals**") in the production of Diebold Nixdorf manufactured or contracted to manufacture products*.* Therefore, for the Reporting Period, a good faith, reasonable country of origin inquiry ("**RCOI**") was undertaken to determine if any of the necessary Conflict Minerals contained in our products originated in the Democratic Republic of the Congo or an adjoining country ("**Covered Country**") or came from recycled or scrap sources.

Our process for the Reporting Period was as follows:

We identified relevant global suppliers to survey if they matched the following criteria: (a) a spend value of $100,000 or more in calendar year 2025 and (b) provided parts and materials directly to Diebold Nixdorf that were used for the manufacturing of, or contracting to manufacture, our products ("**Direct Suppliers**"). After identifying the relevant suppliers, we provided each of them with an email in which we reiterated Diebold Nixdorf's dedication to supply chain transparency, provided our Supplier Code of Conduct, and instructed the Direct Suppliers to complete the most current version Conflict Minerals Reporting Template ("**CMRT**") developed by the Responsible Mineral Initiative ("**RMI**"). We reviewed the responses for completeness, accuracy, and consistency. When we determined that our Direct Suppliers' responses contained information that we believed to be incomplete, inaccurate, or contained potentially inconsistent responses, we followed up with those Direct Suppliers to seek additional information or clarification about those responses.

Applying these criteria, we identified 171 Direct Suppliers, which constituted approximately 98% of our global direct manufacturing spend in 2025. We have maintained this level of visibility year-over-year. As of the time of this Report, we received responses from 156 of 171 of our Direct Suppliers. Based on both the CMRT responses and Diebold Nixdorf's RCOI response validation and data collection, we conclude that there is a possibility that certain of the Conflict Minerals in our manufactured or contracted to manufacture products for the Reporting Period may have originated in a Covered Country and are not from recycled or scrap sources.

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Accordingly, we performed due diligence to determine the source and chain of custody of these necessary Conflict Minerals.

**<u>Due Diligence</u>**

**Design of Due Diligence**

Diebold Nixdorf's due diligence process was designed to conform, in all material respects, with the framework in the Organisation for Economic Co-operation and Development ("**OECD**") Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third Edition, 2016, and the related Supplements for tin, tantalum, and tungsten and for gold ("**OECD Guidance**"), as it relates to Diebold Nixdorf's position in the supply chain as a "downstream" purchaser.

**Due Diligence Measures Performed**

The following is a description of the due diligence measures we performed for the Reporting Period in accordance with the OECD Guidance.

**<u>OECD Step 1</u>: Establish and Maintain Strong Company Management** &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**Systems**

Diebold Nixdorf maintains a Global Sustainability Council (the "**Council**"). The Council assists the Executive Leadership Team (the "**ELT**") in fulfilling its responsibility for oversight of sustainability, human rights and corporate social responsibility policies, strategies and programs of the Company. Amongst its other objectives, the Council sets and manages our objectives and processes regarding Conflict Minerals.

Diebold Nixdorf's Conflict Minerals Policy (the "**Policy**") sets forth our internal compliance requirements regarding Conflict Minerals. The Policy, which is reviewed annually, is publicly available on our company website at: <u>https://www.dieboldnixdorf.com/-/media/diebold/files/about-us/corporate-responsibility/conflict-minerals-policy.pdf</u>. The content of any website referred to in this Report is not incorporated by reference in this Report. Pursuant to the Policy, we record and retain all information and findings from the RCOI and due diligence process for five years in a centralized electronic Company system.

All Direct Suppliers are required to support a sustainable and transparent supply chain and conduct due diligence on their own supply chains, among other things. In addition, all Direct Suppliers are required to comply with the Supplier Code of Conduct, which is

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available on our company website at: <u>https://investors.dieboldnixdorf.com/governance/policies-and-charters/default.aspx</u>. Our template Supplier Contract requires Direct Suppliers to adhere to our Supplier Code of Conduct and we also ask each Direct Supplier to agree to this as part of our onboarding process. Suppliers, any other third party and employees are encouraged to utilize our grievance mechanisms to report concerns or violations of Diebold Nixdorf's Code of Business Ethics, Supplier Code of Conduct, or other internal policies, including our Conflict Minerals Policy. Suppliers and employees may contact Diebold Nixdorf's sourcing managers, our ethics and compliance team, or the Diebold Nixdorf Ethicspoint hotline, which is available at <u>https://secure.ethicspoint.com/domain/media/en/gui/2013/index.html</u> to make such reports.

**<u>OECD Step 2</u>: Identify and Assess Risks in the Supply Chain**

After we received CMRT or other responses from our Direct Suppliers, we utilized internal automated and manual systems (the "**System**") to organize, sort, and analyze all CMRT data provided by Direct Suppliers.

When incomplete or non-responsive information was received, we sent follow up e-mail reminders to the Direct Supplier. If we did not receive sufficient information after e-mail reminders, the Direct Supplier was escalated to its Diebold Nixdorf sourcing manager, who was responsible for communicating directly with the Direct Supplier to resolve outstanding issues. Completed CMRTs and other responses were then loaded into our System.

**<u>OECD Step 3</u>: Design and Implement a Strategy to Respond to Identified Risks**

We reviewed Direct Supplier responses for smelter and refiner information and compared that information to the list of smelters and refiners that have received a "conformant" designation from the RMI's Responsible Minerals Assurance Process ("**RMAP**"). We reported the status of the survey and due diligence results to our Chief Ethics & Compliance Officer.

**<u>OECD Step 4</u>: Carry out Independent Third-Party Audit of Smelter's/Refiner's Due Diligence Practices**

We do not have direct relationships or communications with smelters or refiners of Conflict Minerals and thus we do not carry out audits of these facilities. Instead, we urge our Direct Suppliers to gather information from their suppliers and the rest of their supply chain to accurately complete the CMRT.

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**<u>OECD Step 5</u>: Report Annually on Supply Chain Due Diligence**

We report on our conflict minerals due diligence annually by making our Form SD and this Report publicly available on our website at <u>https://www.dieboldnixdorf.com/en-us/about-us/esg/.</u> Also, our Form SD (including this Report) is filed with the SEC.

**<u>Results of Review</u>**

**Facilities Used to Process the Necessary Conflict Minerals**

Our Direct Suppliers identified a total of 601 purported smelters and refiners in their CMRT responses. We analyzed and compared the smelters and refiners identified by our Direct Suppliers to RMAP smelter and refiner information. Based on our analysis, as of May 19, 2026, we determined that 231 were designated conformant and active by the RMAP.

Most of our Direct Suppliers provided their responses at a company level and, although some of the Direct Suppliers provided product-level responses, we were unable to determine whether a particular smelter or refiner named in the responses processed the necessary Conflict Minerals in our products.

The facilities identified by our Direct Suppliers that may have processed the Conflict Minerals contained in our products include, but may not be limited to, the RMAP conformant smelters and refiners listed in <u>Table 1</u>, as of May 19, 2026.

**Country of Origin of Our Necessary Conflict Minerals**

Using the RMI RCOI Data Document (content from RMI <u>http://www.responsiblemineralsinitiative.org/conformant-smelter-refiner-lists/</u> as of May 19, 2026), we were able to gather information about countries of origin associated with the RMAP conformant smelters and refiners named by our Direct Suppliers, but we are not able to determine the country of origin of the specific Conflict Minerals contained in the products we purchased from our Direct Suppliers. According to the information available to us from the RMI, the list of countries of origin associated with the RMAP conformant smelters and refiners listed on <u>Table 1</u> is attached hereto as <u>Table 2</u>.

**Efforts to Determine the Mine or Location of Origin**

We have determined that the most reasonable effort we can make to determine the mines or locations of origin of our Conflict Minerals with the greatest possible specificity is to seek information from our Direct Suppliers about the smelters and refiners and the

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countries of origin of the Conflict Minerals in the products we purchase from them and urge that our Direct Suppliers do the same with their direct suppliers. We must rely on our Direct Suppliers and indirect suppliers to provide information about the mine or location of origin of the necessary Conflict Minerals in our products.

**<u>Future Steps to Mitigate Risk</u>**

Throughout 2026, we expect to continue the due diligence measures described in this Report and to further strengthen supply chain visibility through ongoing CMRT outreach and continued analysis of Direct Supplier smelter/refiner and country-of-origin information. We will continue to encourage our Direct Suppliers to review their supply chains with the aim of reducing the use of non-conformant smelters and refiners and work to resolve any undetermined or unknown responses. At the same time, we are continuing to expand our internal data collection and analysis capabilities to ensure a high level of supplier participation; our response rate continues to be over 90%. As part of our ongoing program, we will also process any Direct Supplier submissions received after the Reporting Period cut-off date. We will continue to require all of our suppliers to respect human rights and to support a sustainable and transparent supply chain, including responsible mineral sourcing practices.

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**<u>TABLE 1</u>**

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| | | |
|:---|:---|:---|
| **Metal** | **Smelter Name** | **Country** |
| Gold | Abington Reldan Metals, LLC | UNITED STATES OF AMERICA |
| Gold | Advanced Chemical Company | UNITED STATES OF AMERICA |
| Gold | Agosi AG | GERMANY |
| Gold | Aida Chemical Industries Co., Ltd. | JAPAN |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN |
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | BRAZIL |
| Gold | Argor-Heraeus S.A. | SWITZERLAND |
| Gold | ASAHI METALFINE, Inc. | JAPAN |
| Gold | Asahi Refining Canada Ltd. | CANADA |
| Gold | Asahi Refining USA Inc. | UNITED STATES OF AMERICA |
| Gold | Asaka Riken Co., Ltd. | JAPAN |
| Gold | Aurubis AG, Hamburg | GERMANY |
| Gold | Bangalore Refinery | INDIA |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES |
| Gold | Boliden Mineral AB (Ronnskar) | SWEDEN |
| Gold | C. Hafner GmbH + Co. KG | GERMANY |
| Gold | Chimet S.p.A. | ITALY |
| Gold | Chugai Mining | JAPAN |
| Gold | Coimpa Industrial LTDA | BRAZIL |
| Gold | Dowa | JAPAN |
| Gold | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF |
| Gold | Eco-System Recycling Co., Ltd. East Plant | JAPAN |
| Gold | Eco-System Recycling Co., Ltd. North Plant | JAPAN |
| Gold | Eco-System Recycling Co., Ltd. West Plant | JAPAN |
| Gold | Elite Industech Co., Ltd. | TAIWAN, PROVINCE OF CHINA |
| Gold | GG Refinery Ltd. | TANZANIA, UNITED REPUBLIC OF |
| Gold | Glencore Canada Corporation - CCR Refinery | CANADA |
| Gold | Gold by Gold Colombia | COLOMBIA |
| Gold | Gold Corporation - The Perth Mint | AUSTRALIA |
| Gold | Heimerle + Meule GmbH | GERMANY |
| Gold | Heraeus Germany GmbH Co. KG | GERMANY |
| Gold | Heraeus Metals Hong Kong Ltd. | HONG KONG |
| Gold | Impala Platinum - Base Metal Refinery (BMR) | SOUTH AFRICA |
| Gold | Impala Platinum - Platinum Metals Refinery (PMR) | SOUTH AFRICA |
| Gold | Impala Platinum - Rustenburg Smelter | SOUTH AFRICA |

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| | | |
|:---|:---|:---|
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA |
| Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN |
| Gold | Istanbul Gold Refinery | TURKEY |
| Gold | Italpreziosi | ITALY |
| Gold | Japan Mint | JAPAN |
| Gold | Jiangxi Copper Co., Ltd. | CHINA |
| Gold | JX Advanced Metals Corporation | JAPAN |
| Gold | Kazzinc Ltd | KAZAKHSTAN |
| Gold | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA |
| Gold | KGHM Polska Miedz Spolka Akcyjna | POLAND |
| Gold | Kojima Chemicals Co., Ltd. | JAPAN |
| Gold | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF |
| Gold | LS MnM Inc. | KOREA, REPUBLIC OF |
| Gold | LT Metal Ltd. | KOREA, REPUBLIC OF |
| Gold | Materion | UNITED STATES OF AMERICA |
| Gold | Matsuda Sangyo Co., Ltd. | JAPAN |
| Gold | Metal Concentrators SA (Pty) Ltd. | SOUTH AFRICA |
| Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA |
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE |
| Gold | Metalor Technologies (Suzhou) Ltd. | CHINA |
| Gold | Metalor Technologies S.A. | SWITZERLAND |
| Gold | Metalor USA Refining Corporation | UNITED STATES OF AMERICA |
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | MEXICO |
| Gold | Mitsubishi Materials Corporation | JAPAN |
| Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
| Gold | MKS PAMP SA | SWITZERLAND |
| Gold | MMTC-PAMP India Pvt., Ltd. | INDIA |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY |
| Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN |
| Gold | NH Recytech Company | KOREA, REPUBLIC OF |
| Gold | Nihon Material Co., Ltd. | JAPAN |
| Gold | Oegussa Oesterreichische Gold- und Silber-Scheideanstalt Gesm.b.H. | AUSTRIA |
| Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN |
| Gold | Planta Recuperadora de Metales SpA | CHILE |
| Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA |
| Gold | PX Precinox S.A. | SWITZERLAND |
| Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA |
| Gold | REMONDIS PMR B.V. | NETHERLANDS |
| Gold | Royal Canadian Mint | CANADA |
| Gold | SAFINA A.S. | CZECHIA |
| Gold | SEMPSA Joyeria Plateria S.A. | SPAIN |

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| | | |
|:---|:---|:---|
| Gold | Shandong Gold Smelting Co., Ltd. | CHINA |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA |
| Gold | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA |
| Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN |
| Gold | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF |
| Gold | T.C.A S.p.A | ITALY |
| Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN |
| Gold | Tokuriki Honten Co., Ltd. | JAPAN |
| Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN |
| Gold | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM |
| Gold | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA |
| Gold | Valcambi S.A. | SWITZERLAND |
| Gold | WIELAND Edelmetalle GmbH | GERMANY |
| Gold | Yamakin Co., Ltd. | JAPAN |
| Gold | Yokohama Metal Co., Ltd. | JAPAN |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA |
| Gold | Zijin Mining Group Gold Smelting Co. Ltd. | CHINA |
| Gold | Zimbabwe Platinum Mines Private Limited | ZIMBABWE |
| Tantalum | AMG Brasil | BRAZIL |
| Tantalum | Avon Specialty Metals Ltd. | UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND |
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA |
| Tantalum | CMT Rare Metal Advanced Materials (Hunan) Co., Ltd. | CHINA |
| Tantalum | D Block Metals, LLC | UNITED STATES OF AMERICA |
| Tantalum | F&X Electro-Materials Ltd. | CHINA |
| Tantalum | FIR Metals & Resource Ltd. | CHINA |
| Tantalum | Global Advanced Metals Aizu | JAPAN |
| Tantalum | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA |
| Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | CHINA |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA |
| Tantalum | Jiangxi Tuohong New Raw Material | CHINA |
| Tantalum | Jiujiang Janny New Material Co., Ltd. | CHINA |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA |
| Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA |
| Tantalum | KEMET de Mexico | MEXICO |
| Tantalum | Materion Newton Inc. | UNITED STATES OF AMERICA |

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| | | |
|:---|:---|:---|
| Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA |
| Tantalum | Mineracao Taboca S.A. | BRAZIL |
| Tantalum | Mitsui Kinzoku Company, Limited | JAPAN |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA |
| Tantalum | NPM Silmet OU | ESTONIA |
| Tantalum | PowerX Ltd. | RWANDA |
| Tantalum | QuantumClean | UNITED STATES OF AMERICA |
| Tantalum | Resind Industria e Comercio Ltda. | BRAZIL |
| Tantalum | RFH Recycling Metals Co., Ltd. | CHINA |
| Tantalum | RFH Yancheng Jinye New Material Technology Co., Ltd. | CHINA |
| Tantalum | Taki Chemical Co., Ltd. | JAPAN |
| Tantalum | TANIOBIS Co., Ltd. | THAILAND |
| Tantalum | TANIOBIS GmbH | GERMANY |
| Tantalum | TANIOBIS Japan Co., Ltd. | JAPAN |
| Tantalum | TANIOBIS Smelting GmbH & Co. KG | GERMANY |
| Tantalum | Telex Metals | UNITED STATES OF AMERICA |
| Tantalum | Tongchuang (Lishui) Special Materials Co., Ltd. | CHINA |
| Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN |
| Tantalum | V&D New Materials (Jiangsu) Co., Ltd. | CHINA |
| Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | CHINA |
| Tantalum | XIMEI RESOURCES(GUIZHOU) TECHNOLOGY CO., LTD. | CHINA |
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA |
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | CHINA |
| Tin | Alpha Assembly Solutions Inc | UNITED STATES OF AMERICA |
| Tin | Aurubis Beerse | BELGIUM |
| Tin | Aurubis Berango | SPAIN |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA |
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA |
| Tin | China Tin Group Co., Ltd. | CHINA |
| Tin | CRM Synergies EMEA, S.L.U. | SPAIN |
| Tin | CRM Synergies Mexico S.A. de C.V. | MEXICO |
| Tin | CV Ayi Jaya | INDONESIA |
| Tin | Dongguan Best Alloys Co., Ltd. | CHINA |
| Tin | Dowa | JAPAN |
| Tin | Empresa Metallurgica Vinto | BOLIVIA (PLURINATIONAL STATE OF) |
| Tin | Estanho de Rondonia S.A. | BRAZIL |
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | BRAZIL |
| Tin | Feinhutte Halsbrucke GmbH | GERMANY |
| Tin | Fenix Metals | POLAND |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA |

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| | | |
|:---|:---|:---|
| Tin | Global Advanced Metals Greenbushes Pty Ltd. | AUSTRALIA |
| Tin | Guangdong Hanhe Non-ferrous Metal Limited Company | CHINA |
| Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA |
| Tin | Jiangxi New Nanshan Technology Ltd. | CHINA |
| Tin | Luna Smelter, Ltd. | RWANDA |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL |
| Tin | Malaysia Smelting Corporation Berhad (Port Klang) | MALAYSIA |
| Tin | Metallic Resources, Inc. | UNITED STATES OF AMERICA |
| Tin | Mineracao Taboca S.A. | BRAZIL |
| Tin | Mining Minerals Resources SARL | CONGO, DEMOCRATIC REPUBLIC OF THE |
| Tin | Minsur | PERU |
| Tin | Mitsubishi Materials Corporation | JAPAN |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND |
| Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES |
| Tin | Operaciones Metalurgicas S.A. | BOLIVIA (PLURINATIONAL STATE OF) |
| Tin | P Kay Metal, Inc | UNITED STATES OF AMERICA |
| Tin | PT Arsed Indonesia | INDONESIA |
| Tin | PT ATD Makmur Mandiri Jaya | INDONESIA |
| Tin | PT Bangka Prima Tin | INDONESIA |
| Tin | PT Cipta Persada Mulia | INDONESIA |
| Tin | PT Mitra Stania Prima | INDONESIA |
| Tin | PT Mitra Sukses Globalindo | INDONESIA |
| Tin | PT Premium Tin Indonesia | INDONESIA |
| Tin | PT Prima Timah Utama | INDONESIA |
| Tin | PT Putera Sarana Shakti (PT PSS) | INDONESIA |
| Tin | PT Rajehan Ariq | INDONESIA |
| Tin | PT Timah Tbk Kundur | INDONESIA |
| Tin | PT Timah Tbk Mentok | INDONESIA |
| Tin | Resind Industria e Comercio Ltda. | BRAZIL |
| Tin | Rui Da Hung | TAIWAN, PROVINCE OF CHINA |
| Tin | Soft Metais Ltda. | BRAZIL |
| Tin | Super Ligas | BRAZIL |
| Tin | Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. | JAPAN |
| Tin | Thaisarco | THAILAND |
| Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. | CHINA |
| Tin | Tin Technology & Refining | UNITED STATES OF AMERICA |
| Tin | TRATHO Metal Quimica | BRAZIL |
| Tin | White Solder Metalurgia e Mineracao Ltda. | BRAZIL |

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| | | |
|:---|:---|:---|
| Tin | Woodcross Smelting Company Limited | UGANDA |
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CHINA |
| Tungsten | A.L.M.T. Corp. | JAPAN |
| Tungsten | Asia Tungsten Products Vietnam Ltd. | VIETNAM |
| Tungsten | Avon Specialty Metals Ltd. | UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND |
| Tungsten | China Molybdenum Tungsten Co., Ltd. | CHINA |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA |
| Tungsten | Cronimet Brasil Ltda | BRAZIL |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA |
| Tungsten | Ganzhou Sunny Non-Ferrous Metals Co., Ltd. | CHINA |
| Tungsten | Global Tungsten & Powders LLC | UNITED STATES OF AMERICA |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA |
| Tungsten | H.C. Starck Tungsten GmbH | GERMANY |
| Tungsten | Hubei Green Tungsten Co., Ltd. | CHINA |
| Tungsten | Japan New Metals Co., Ltd. | JAPAN |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA |
| Tungsten | Jing Yuan Tungsten Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA |
| Tungsten | KENEE MINING VIETNAM COMPANY LIMITED | VIETNAM |
| Tungsten | Kennametal Fallon | UNITED STATES OF AMERICA |
| Tungsten | Kennametal Huntsville | UNITED STATES OF AMERICA |
| Tungsten | Lianyou Advanced Materials Co., Ltd. | TAIWAN, PROVINCE OF CHINA |
| Tungsten | Lianyou Metals Co., Ltd. | TAIWAN, PROVINCE OF CHINA |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA |
| Tungsten | Masan High-Tech Materials | VIETNAM |
| Tungsten | Niagara Refining LLC | UNITED STATES OF AMERICA |
| Tungsten | Philippine Bonway Manufacturing Industrial Corporation | PHILIPPINES |
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES |
| Tungsten | S.P.T. spol.s r.o. | CZECHIA |
| Tungsten | Shinwon Tungsten (Fujian Shanghang) Co., Ltd. | CHINA |
| Tungsten | TANIOBIS Smelting GmbH & Co. KG | GERMANY |
| Tungsten | Tungamoy Metals Inc. | KOREA, REPUBLIC OF |
| Tungsten | Tungsten Vietnam Joint Stock Company | VIETNAM |

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| | | |
|:---|:---|:---|
| Tungsten | Wolfram Bergbau und Hutten AG | AUSTRIA |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA |
| Tungsten | Xiamen Tungsten Co., Ltd. | CHINA |

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**<u>TABLE 2</u>**

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| | |
|:---|:---|
| **Country** | **Country** |
| AUSTRALIA | MEXICO |
| AUSTRIA | MYANMAR |
| BELGIUM | NETHERLANDS |
| BOLIVIA (PLURINATIONAL STATE OF) | PERU |
| BRAZIL | PHILIPPINES |
| CANADA | POLAND |
| CHILE | RWANDA |
| CHINA | SINGAPORE |
| COLOMBIA | SOUTH AFRICA |
| CONGO, DEMOCRATIC REPUBLIC OF THE | SPAIN |
| CZECHIA | SWEDEN |
| ESTONIA | SWITZERLAND |
| FRANCE | TAIWAN, PROVINCE OF CHINA |
| GERMANY | TANZANIA, UNITED REPUBLIC OF |
| HONG KONG | THAILAND |
| INDIA | TURKEY |
| INDONESIA | UGANDA |
| ITALY | UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND |
| JAPAN | UNITED STATES OF AMERICA |
| KAZAKHSTAN | UZBEKISTAN |
| KOREA, REPUBLIC OF | VIETNAM |
| MALAYSIA | ZIMBABWE |

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