# EDGAR Filing Document

**Accession Number:** 0001908404
**File Stem:** 0001908404-23-000002
**Filing Date:** 2023-1
**Character Count:** 12817
**Document Hash:** 155dcced8a38612b47256979dab28f6a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001908404-23-000002.hdr.sgml**: 20230120

**ACCESSION NUMBER**: 0001908404-23-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230120

**DATE AS OF CHANGE**: 20230120

**EFFECTIVENESS DATE**: 20230120

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC
- **CENTRAL INDEX KEY:** 0001908404
- **IRS NUMBER:** 830908691
- **STATE OF INCORPORATION:** PA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-21591
- **FILM NUMBER:** 23540414

**BUSINESS ADDRESS:**
- **STREET 1:** 502 BRIDGE ST
- **CITY:** NEW CUMBERLAND
- **STATE:** PA
- **ZIP:** 17070
- **BUSINESS PHONE:** 717-403-6030

**MAIL ADDRESS:**
- **STREET 1:** 502 BRIDGE ST
- **CITY:** NEW CUMBERLAND
- **STATE:** PA
- **ZIP:** 17070

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** ZIMMERMANN INVESTMENT MANAGEMENT  PLANNING LLC<br>**Address:** 502 Bridge St<br>New Cumberland, PA 17070

**Form 13F File Number:** 028-21591

**CRD Number (if applicable):** 000297516

**SEC File Number (if applicable):** 801-113579

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Kimberly I. Swope<br>**Title:** CCO<br>**Phone:** 717-403-6030

**Signature, Place, and Date of Signing:**

/s/ Kimberly I. Swope  New Cumberland, PA  01-20-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 91

**Form 13F Information Table Value Total:** $173350228

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBVIE INC | COM | 00287Y109 |  | 678339 | 4197 | SH |  | SOLE |  | 4197 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 2197280 | 24904 | SH |  | SOLE |  | 24904 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 2246103 | 26739 | SH |  | SOLE |  | 26739 | 0 | 0 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 |  | 245060 | 1157 | SH |  | SOLE |  | 1157 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 6013755 | 46285 | SH |  | SOLE |  | 46285 | 0 | 0 |
| APPLIED MATLS INC | COM | 038222105 |  | 413281 | 4244 | SH |  | SOLE |  | 4244 | 0 | 0 |
| BOEING CO | COM | 097023105 |  | 251656 | 1321 | SH |  | SOLE |  | 1321 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 400042 | 5560 | SH |  | SOLE |  | 5560 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 |  | 639645 | 1144 | SH |  | SOLE |  | 1144 | 0 | 0 |
| CAMBRIA ETF TR | SHSHLD YIELD ETF | 132061201 |  | 711542 | 11997 | SH |  | SOLE |  | 11997 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 361914 | 2016 | SH |  | SOLE |  | 2016 | 0 | 0 |
| CLEVELAND-CLIFFS INC NEW | COM | 185899101 |  | 515552 | 32002 | SH |  | SOLE |  | 32002 | 0 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 586705 | 1285 | SH |  | SOLE |  | 1285 | 0 | 0 |
| CUMMINS INC | COM | 231021106 |  | 506808 | 2092 | SH |  | SOLE |  | 2092 | 0 | 0 |
| CVS HEALTH CORP | COM | 126650100 |  | 214165 | 2298 | SH |  | SOLE |  | 2298 | 0 | 0 |
| DANAHER CORPORATION | COM | 235851102 |  | 437678 | 1649 | SH |  | SOLE |  | 1649 | 0 | 0 |
| DIREXION SHS ETF TR | NAS100 EQL WGT | 25459Y207 |  | 400086 | 6268 | SH |  | SOLE |  | 6268 | 0 | 0 |
| ELECTRONIC ARTS INC | COM | 285512109 |  | 222490 | 1821 | SH |  | SOLE |  | 1821 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 389138 | 3528 | SH |  | SOLE |  | 3528 | 0 | 0 |
| FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 33739H101 |  | 2298656 | 93861 | SH |  | SOLE |  | 93861 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 33733E104 |  | 2094853 | 27950 | SH |  | SOLE |  | 27950 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 33738R506 |  | 250564 | 5705 | SH |  | SOLE |  | 5705 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE EQTY BFR | 33740U505 |  | 1590160 | 50068 | SH |  | SOLE |  | 50068 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740U208 |  | 266646 | 7773 | SH |  | SOLE |  | 7773 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740F722 |  | 1125201 | 31169 | SH |  | SOLE |  | 31169 | 0 | 0 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 |  | 745902 | 19629 | SH |  | SOLE |  | 19629 | 0 | 0 |
| GAMING  LEISURE PPTYS INC | COM | 36467J108 |  | 206258 | 3960 | SH |  | SOLE |  | 3960 | 0 | 0 |
| GLOBAL X FDS | CYBRSCURTY ETF | 37954Y384 |  | 3872116 | 186608 | SH |  | SOLE |  | 186608 | 0 | 0 |
| GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 |  | 4600152 | 78488 | SH |  | SOLE |  | 78488 | 0 | 0 |
| GLOBAL X FDS | GLB X MLP ENRG I | 37954Y293 |  | 246598 | 6050 | SH |  | SOLE |  | 6050 | 0 | 0 |
| GLOBAL X FDS | RBTCS ARTFL INTE | 37954Y715 |  | 602198 | 29304 | SH |  | SOLE |  | 29304 | 0 | 0 |
| GLOBAL X FDS | US INFR DEV ETF | 37954Y673 |  | 815018 | 30767 | SH |  | SOLE |  | 30767 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 974512 | 2838 | SH |  | SOLE |  | 2838 | 0 | 0 |
| HERSHEY CO | COM | 427866108 |  | 881449 | 3806 | SH |  | SOLE |  | 3806 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 446620 | 1414 | SH |  | SOLE |  | 1414 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | GBL SRT TRM HY | 46138E669 |  | 2469714 | 128564 | SH |  | SOLE |  | 128564 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S SMCP VLU MNT | 46137V480 |  | 5500326 | 120252 | SH |  | SOLE |  | 120252 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | INTL DIVI ACHI | 46137V548 |  | 5318732 | 318106 | SH |  | SOLE |  | 318106 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 10849806 | 40746 | SH |  | SOLE |  | 40746 | 0 | 0 |
| ISHARES TR | CORE 1 5 YR USD | 46432F859 |  | 579943 | 12488 | SH |  | SOLE |  | 12488 | 0 | 0 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 494250 | 9885 | SH |  | SOLE |  | 9885 | 0 | 0 |
| ISHARES TR | GRWT ALLOCAT ETF | 464289867 |  | 447548 | 9490 | SH |  | SOLE |  | 9490 | 0 | 0 |
| ISHARES TR | GLOBAL 100 ETF | 464287572 |  | 551727 | 8614 | SH |  | SOLE |  | 8614 | 0 | 0 |
| ISHARES TR | LATN AMER 40 ETF | 464287390 |  | 257810 | 11263 | SH |  | SOLE |  | 11263 | 0 | 0 |
| ISHARES TR | ISHARES SEMICDTR | 464287523 |  | 3052829 | 8773 | SH |  | SOLE |  | 8773 | 0 | 0 |
| ISHARES TR | RUS TOP 200 ETF | 464289446 |  | 2264095 | 25165 | SH |  | SOLE |  | 25165 | 0 | 0 |
| ISHARES TR | RUS TP200 GR ETF | 464289438 |  | 6733288 | 55864 | SH |  | SOLE |  | 55864 | 0 | 0 |
| ISHARES TR | S 100 ETF | 464287101 |  | 5498495 | 32236 | SH |  | SOLE |  | 32236 | 0 | 0 |
| ISHARES TR | U.S. FINLS ETF | 464287788 |  | 938243 | 12432 | SH |  | SOLE |  | 12432 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 46654Q203 |  | 296942 | 7278 | SH |  | SOLE |  | 7278 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 |  | 7893971 | 157470 | SH |  | SOLE |  | 157470 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 7026103 | 128943 | SH |  | SOLE |  | 128943 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 284413 | 2121 | SH |  | SOLE |  | 2121 | 0 | 0 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 336115 | 691 | SH |  | SOLE |  | 691 | 0 | 0 |
| MCKESSON CORP | COM | 58155Q103 |  | 1088973 | 2903 | SH |  | SOLE |  | 2903 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 1926479 | 8033 | SH |  | SOLE |  | 8033 | 0 | 0 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 207619 | 2442 | SH |  | SOLE |  | 2442 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 1543849 | 10564 | SH |  | SOLE |  | 10564 | 0 | 0 |
| OCCIDENTAL PETE CORP | COM | 674599105 |  | 247740 | 3933 | SH |  | SOLE |  | 3933 | 0 | 0 |
| OVINTIV INC | COM | 69047Q102 |  | 422059 | 8323 | SH |  | SOLE |  | 8323 | 0 | 0 |
| PACCAR INC | COM | 693718108 |  | 510784 | 5161 | SH |  | SOLE |  | 5161 | 0 | 0 |
| PACER FDS TR | PACER US SMALL | 69374H857 |  | 1647265 | 45821 | SH |  | SOLE |  | 45821 | 0 | 0 |
| PACER FDS TR | US CASH COWS 100 | 69374H881 |  | 10093924 | 218247 | SH |  | SOLE |  | 218247 | 0 | 0 |
| PACER FDS TR | GLOBL CASH ETF | 69374H709 |  | 9452934 | 297824 | SH |  | SOLE |  | 297824 | 0 | 0 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 764261 | 5477 | SH |  | SOLE |  | 5477 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 362381 | 7072 | SH |  | SOLE |  | 7072 | 0 | 0 |
| PROSPECT CAP CORP | COM | 74348T102 |  | 119847 | 17145 | SH |  | SOLE |  | 17145 | 0 | 0 |
| PRUDENTIAL FINL INC | COM | 744320102 |  | 235494 | 2368 | SH |  | SOLE |  | 2368 | 0 | 0 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 833183 | 10007 | SH |  | SOLE |  | 10007 | 0 | 0 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 6820733 | 90293 | SH |  | SOLE |  | 90293 | 0 | 0 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 888293 | 15988 | SH |  | SOLE |  | 15988 | 0 | 0 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 |  | 904851 | 20041 | SH |  | SOLE |  | 20041 | 0 | 0 |
| SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 808524771 |  | 317113 | 5934 | SH |  | SOLE |  | 5934 | 0 | 0 |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 |  | 4146228 | 85950 | SH |  | SOLE |  | 85950 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 966019 | 12958 | SH |  | SOLE |  | 12958 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 4795505 | 35300 | SH |  | SOLE |  | 35300 | 0 | 0 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 1106146 | 12646 | SH |  | SOLE |  | 12646 | 0 | 0 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 3038959 | 9172 | SH |  | SOLE |  | 9172 | 0 | 0 |
| SPDR SER TR | S METALS MNG | 78464A755 |  | 243720 | 4893 | SH |  | SOLE |  | 4893 | 0 | 0 |
| SPDR SER TR | AEROSPACE DEF | 78464A631 |  | 286680 | 2605 | SH |  | SOLE |  | 2605 | 0 | 0 |
| SYSCO CORP | COM | 871829107 |  | 267346 | 3497 | SH |  | SOLE |  | 3497 | 0 | 0 |
| TAPESTRY INC | COM | 876030107 |  | 411797 | 10814 | SH |  | SOLE |  | 10814 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 535094 | 4344 | SH |  | SOLE |  | 4344 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 519851 | 944 | SH |  | SOLE |  | 944 | 0 | 0 |
| UNITED STS COMMODITY INDEX F | COMM IDX FND | 911717106 |  | 614634 | 10921 | SH |  | SOLE |  | 10921 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 731574 | 1380 | SH |  | SOLE |  | 1380 | 0 | 0 |
| VICTORY PORTFOLIOS II | VCSHS US EQ INCM | 92647N824 |  | 4456564 | 71799 | SH |  | SOLE |  | 71799 | 0 | 0 |
| VIRTUS ETF TR II | VIRTUS US QLTY | 92790A504 |  | 3557554 | 133142 | SH |  | SOLE |  | 133142 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 272860 | 1313 | SH |  | SOLE |  | 1313 | 0 | 0 |
| WISDOMTREE TR | US QTLY DIV GRT | 97717X669 |  | 8668119 | 143607 | SH |  | SOLE |  | 143607 | 0 | 0 |
| WISDOMTREE TR | US MULTIFACTOR | 97717Y857 |  | 1101304 | 29290 | SH |  | SOLE |  | 29290 | 0 | 0 |

---