# EDGAR Filing Document

**Accession Number:** 0001011935
**File Stem:** 0001011935-26-000003
**Filing Date:** 2026-3
**Character Count:** 2525
**Document Hash:** ff383fb4a9994f9aa35bda40be010ad1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001011935-26-000003.hdr.sgml**: 20260302

**ACCESSION NUMBER**: 0001011935-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260302

**DATE AS OF CHANGE**: 20260302

**EFFECTIVENESS DATE**: 20260302

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FORTUNE SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0001011935

**ORGANIZATION NAME:**
- **EIN:** 954553711
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-49208
- **FILM NUMBER:** 26707088

**BUSINESS ADDRESS:**
- **STREET 1:** 388 E. VALLEY BLVD.
- **STREET 2:** SUITE 208
- **CITY:** ALHAMBRA
- **STATE:** CA
- **ZIP:** 91801
- **BUSINESS PHONE:** 626-281-6001

**MAIL ADDRESS:**
- **STREET 1:** 388 E. VALLEY BLVD.
- **STREET 2:** SUITE 208
- **CITY:** ALHAMBRA
- **STATE:** CA
- **ZIP:** 91801

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FORTUNE SECURITIES INC                                  /BD
- **DATE OF NAME CHANGE:** 20020211

### Attached PDF Documents

**Attachment 1:** `fortuneauditreport_1.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001011935

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** FORTUNE SECURITIES, INC.

**Business Address:** 388 E. VALLEY BLVD., SUITE 208, ALHAMBRA, CA, 91801

**Contact Person:** Yinyi Chen

**Contact Phone:** 626-281-6001

### Independent Public Accountant Identification

**Accountant Name:** ANSON, BRIAN W.

**Accountant Address:** 18455 BURBANK BLVD.,, SUITE 406, TARZANA, CA, 91356

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **YIN YI TOMMY CHEN**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **FORTUNE SECURITIES, INC.**, as of **12-31-2025**, are true and correct.

**Signature:** Yin Yi Tommy Chen

**Title:** President