# EDGAR Filing Document

**Accession Number:** 0001032383
**File Stem:** 0001140361-25-029897
**Filing Date:** 2025-8
**Character Count:** 15481
**Document Hash:** 2faccb998b3f63c1a6f73e6471147bc6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001140361-25-029897.hdr.sgml**: 20250808

**ACCESSION NUMBER**: 0001140361-25-029897

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250807

**FILED AS OF DATE**: 20250808

**DATE AS OF CHANGE**: 20250808

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** GLENCORE INTERNATIONAL AG
- **CENTRAL INDEX KEY:** 0001032383

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-40733
- **FILM NUMBER:** 251199421

**BUSINESS ADDRESS:**
- **ADDRESS IS A NON US LOCATION:** YES
- **STREET 1:** BAARERMATTSTRASSE 3
- **STREET 2:** P O BOX 555 CH 6341 BAAR
- **CITY:** BAAR
- **PROVINCE COUNTRY:** V8
- **BUSINESS PHONE:** 4142227722

**MAIL ADDRESS:**
- **ADDRESS IS A NON US LOCATION:** YES
- **STREET 1:** BAARERMATTSTRASSE 3
- **STREET 2:** P O BOX 555 CH 6341 BAAR
- **CITY:** BAAR
- **PROVINCE COUNTRY:** V8
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Glencore Canada Corp
- **CENTRAL INDEX KEY:** 0002015686

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** A6
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-40733
- **FILM NUMBER:** 251199420

**BUSINESS ADDRESS:**
- **STREET 1:** 100 KING STREET WEST
- **STREET 2:** SUITE 6900
- **CITY:** TORONTO
- **STATE:** A6
- **ZIP:** M5X 1E3
- **BUSINESS PHONE:** 416-775-1500

**MAIL ADDRESS:**
- **STREET 1:** 100 KING STREET WEST
- **STREET 2:** SUITE 6900
- **CITY:** TORONTO
- **STATE:** A6
- **ZIP:** M5X 1E3
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Glencore plc
- **CENTRAL INDEX KEY:** 0001521365
- **STANDARD INDUSTRIAL CLASSIFICATION:** UNKNOWN SIC - 8880 [8880]
- **ORGANIZATION NAME:** International Corp Fin
- **STATE OF INCORPORATION:** Y9
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-40733
- **FILM NUMBER:** 251199422

**BUSINESS ADDRESS:**
- **ADDRESS IS A NON US LOCATION:** YES
- **STREET 1:** BAARERMATTSTRASSE 3
- **CITY:** BAAR
- **PROVINCE COUNTRY:** V8
- **ZIP:** CH-6341
- **BUSINESS PHONE:** 41 41 709 2000

**MAIL ADDRESS:**
- **ADDRESS IS A NON US LOCATION:** YES
- **STREET 1:** BAARERMATTSTRASSE 3
- **CITY:** BAAR
- **PROVINCE COUNTRY:** V8
- **ZIP:** CH-6341

**FORMER NAME:**
- **FORMER CONFORMED NAME:** Glencore Xstrata plc
- **DATE OF NAME CHANGE:** 20130606

**FORMER NAME:**
- **FORMER CONFORMED NAME:** GLENCORE INTERNATIONAL PLC
- **DATE OF NAME CHANGE:** 20110520
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Li-Cycle Holdings Corp.
- **CENTRAL INDEX KEY:** 0001828811
- **STANDARD INDUSTRIAL CLASSIFICATION:** HAZARDOUS WASTE MANAGEMENT [4955]
- **ORGANIZATION NAME:** 01 Energy & Transportation
- **EIN:** 000000000
- **STATE OF INCORPORATION:** A6
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** C/O LI-CYCLE CORP.
- **STREET 2:** 207 QUEENS QUAY WEST, SUITE 590
- **CITY:** TORONTO
- **STATE:** A6
- **ZIP:** M5J 1A7
- **BUSINESS PHONE:** 4165833509

**MAIL ADDRESS:**
- **STREET 1:** C/O LI-CYCLE CORP.
- **STREET 2:** 207 QUEENS QUAY WEST, SUITE 590
- **CITY:** TORONTO
- **STATE:** A6
- **ZIP:** M5J 1A7

## Exhibit 99.1

------

**<u> </u>Exhibit 99.1**

<br>  <br> <u> </u>

<u>Joint Filer Information</u>

---

| | |
|:---|:---|
| Name of Joint Filer: | Glencore plc |
| Address of Joint Filer: | Baarermattstrasse 3, CH-6340, Baar, Switzerland |
| Relationship of Joint Filer to Issuer: | 10% Owner, Director |
| Issuer Name and Ticker or Trading Symbol: | Li-Cycle Holdings Corp. [LICY] |
| Date of Earliest Transaction Required to be Reported |  |
| (Month/Day/Year): | 08/07/2025 |
| Designated Filer: | Glencore plc |
| Signature: |  |

---

---

| | |
|:---|:---|
| **GLENCORE PLC** | **GLENCORE PLC** |
| /s/ John Burton | /s/ John Burton |
| Name: | John Burton |
| Title: | Company Secretary |

---

Dated: August 8, 2025

------

<u>Joint Filer Information</u>

(continued)

---

| | |
|:---|:---|
| Name of Joint Filer: | Glencore International AG |
| Address of Joint Filer: | Baarermattstrasse 3, CH-6340, Baar, Switzerland |
| Relationship of Joint Filer to Issuer: | 10% Owner, Director |
| Issuer Name and Ticker or Trading Symbol: | Li-Cycle Holdings Corp. [LICY] |
| Date of Earliest Transaction Required to be Reported |  |
| (Month/Day/Year): | 08/07/2025 |
| Designated Filer: | Glencore plc |
| Signature: |  |

---

---

| | |
|:---|:---|
| **GLENCORE INTERNATIONAL AG** | **GLENCORE INTERNATIONAL AG** |
| /s/ John Burton | /s/ John Burton |
| Name: | John Burton |
| Title: | Attorney-in-fact |

---

Dated: August 8, 2025

------

<u>Joint Filer Information</u><br> (continued)

---

| | |
|:---|:---|
| Name of Joint Filer: | Glencore Canada Corporation |
| Address of Joint Filer: | 100 King Street West, Suite 6900, Toronto, ON, M5X <br> 1E3, Canada<br>|
| Relationship of Joint Filer to Issuer: | 10% Owner, Director |
| Issuer Name and Ticker or Trading Symbol: | Li-Cycle Holdings Corp. [LICY] |
| Date of Earliest Transaction Required to be Reported |  |
| (Month/Day/Year): | 08/07/2025 |
| Designated Filer: | Glencore plc |
| Signature: |  |

---

---

| | |
|:---|:---|
| **GLENCORE CANADA CORPORATION** | **GLENCORE CANADA CORPORATION** |
| /s/ John Burton | /s/ John Burton |
| Name: | John Burton |
| Title: | Attorney-in-fact |

---

Dated: August 8, 2025<br>

------

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Glencore plc<br><sub>(Last) (First) (Middle)</sub><br>BAARERMATTSTRASSE 3<br><sub>(Street)</sub><br>BAAR, V8 CH-6340<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2025-08-07 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Li-Cycle Holdings Corp. [ LICY ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>GLENCORE INTERNATIONAL AG<br><sub>(Last) (First) (Middle)</sub><br>BAARERMATTSTRASSE 3<br>P O BOX 555<br><sub>(Street)</sub><br>BAAR, V8 CH 6341<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2025-08-07 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Li-Cycle Holdings Corp. [ LICY ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Glencore Canada Corp<br><sub>(Last) (First) (Middle)</sub><br>100 KING STREET WEST<br>SUITE 6900<br><sub>(Street)</sub><br>TORONTO, A6 M5X 1E3<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2025-08-07 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Li-Cycle Holdings Corp. [ LICY ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| A&R Convertible Notes<sup>(2)(3)(4)</sup> | <sup>(2)</sup> | 2025-08-07 |  | D |  |  |  | <sup>(2)</sup> | <sup>(3)</sup> | Common Shares | <sup>(5)(6)</sup> | <sup>(5)(6)</sup> |  | I | See Note<sup>(1)</sup> |

---

### Footnotes:

(1) This form is being filed by each of the following reporting persons: Glencore plc, Glencore International AG and Glencore Canada Corporation (collectively, the "Reporting Persons"). Glencore plc is the parent company of Glencore International AG ("GIAG"). Glencore Canada Corporation ("Glencore Canada") is an indirect wholly-owned subsidiary of GIAG. Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

(2) The Issuer previously issued to Glencore Canada an amended and restated convertible note for $124,059,131.32 in original principal amount as of date thereof ("A&R Note 1"). The principal and accrued interest owing under A&R Note 1 may be converted at any time, subject to the satisfaction of applicable regulatory conditions, by the holder into Common Shares at a conversion price per share of $2.33 (as of August 7, 2025), subject to further adjustments.

(3) A&R Note 1 matures on December 9, 2029 (or earlier upon the acceleration or redemption thereof, in each case in accordance with the terms of A&R Note 1). Interest on the note is payable either in cash or by payment-in-kind ("PIK") at the Issuer's election, on a semi-annual basis, and is based on the secured overnight financing rate plus 6% per year if interest is paid by PIK. Mandatory redemption will be required in the amount equal to a specified percentage of the excess cash flow generated by the Issuer and its subsidiaries for the applicable fiscal year (less certain deductions and subject to proration).

(4) In connection with any optional or mandatory redemption, and provided that Glencore Canada has not elected to convert A&R Note 1 into Common Shares, following receipt of notice of such redemption the Issuer is required to issue a number of warrants to Glencore Canada that entitle it to acquire a number of Common Shares equal to the principal amount of the applicable Notes being redeemed divided by the then applicable conversion price and expiring on the maturity of A&R Note 1.

(5) Pursuant to an order of the Ontario Superior Court of Justice (Commercial List) dated August 1, 2025, which was recognized by an order of the United States Bankruptcy Court for the Southern District of New York dated August 4, 2025 in the Chapter 15 Proceeding, among other things, the Equity and Asset Purchase Agreement, dated May 14, 2025 and as amended (the "EAPA"), among Glencore Canada, the Issuer and the other persons listed on Schedule I thereto (the "Sellers"), was approved. In accordance with the EAPA, Glencore Canada effected a credit bid (the "Credit Bid") pursuant to which the Sellers sold, transferred and assigned to Glencore Canada, and Glencore Canada acquired and assumed from the Sellers, the Transferred Assets (as defined in the EAPA), the Transferred Equity Interests (as defined in the EAPA) and the Assumed Liabilities (as defined in the EAPA) (collectively, the "EAPA Transaction").

(6) (continued from footnote 5) In connection therewith, on August 7, 2025, the Issuer, Glencore Canada, GIAG, and other subsidiaries of the Issuer entered into the Collateral Release and Note Direction Agreement, pursuant to which and as contemplated by the EAPA, the EAPA Transaction and the Credit Bid, Glencore Canada Corporation directed the Company to, among other things, reduce the principal amount of A&R Note 1 by $30,867,124 (based on the $2.33 conversion price, convertible up to 13,247,693 Common Shares).

(7) Reflects the outstanding principal amount of A&R Note 1, exclusive of accrued but unpaid interest.

**Remarks:**
Exhibit 99.1 (Joint Filer Information and Signatures) is hereby incorporated herein by reference.

**Signature:** See Exhibit 99.1  
**Date:** 2025-08-08

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**