# EDGAR Filing Document

**Accession Number:** 0001923780
**File Stem:** 0001575872-25-000605
**Filing Date:** 2025-10
**Character Count:** 19520
**Document Hash:** e5004442f9f072ae2a93c519313a82f5
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001575872-25-000605.hdr.sgml**: 20251007

**ACCESSION NUMBER**: 0001575872-25-000605

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 29

**CONFORMED PERIOD OF REPORT**: 20251003

**ITEM INFORMATION**: Material Modifications to Rights of Security Holders

**ITEM INFORMATION**: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20251007

**DATE AS OF CHANGE**: 20251007

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northann Corp.
- **CENTRAL INDEX KEY:** 0001923780
- **STANDARD INDUSTRIAL CLASSIFICATION:** PLASTICS PRODUCTS, NEC [3089]
- **ORGANIZATION NAME:** 08 Industrial Applications and Services
- **EIN:** 881513509
- **STATE OF INCORPORATION:** NV
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41816
- **FILM NUMBER:** 251380563

**BUSINESS ADDRESS:**
- **STREET 1:** 2251 CATAWBA RIVER RD
- **CITY:** FORT LAWN
- **STATE:** SC
- **ZIP:** 29714
- **BUSINESS PHONE:** 916-573-3803

**MAIL ADDRESS:**
- **STREET 1:** 2251 CATAWBA RIVER RD
- **CITY:** FORT LAWN
- **STATE:** SC
- **ZIP:** 29714

?xml version='1.0' encoding='ASCII'? Northann Corp

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): October 3, 2025

NORTHANN CORP.

(Exact name of registrant as specified in its charter)

Nevada 000-41816 88-1513509 <br> (State or Other Jurisdictionof Incorporation) (CommissionFile Number) (I.R.S. EmployerIdentification No.)

2251 Catawba River Rd

Fort Lawn, SC 29714

(Address of Principal Executive Office) (Zip Code)

(916) 573 3803

(Registrant's telephone number, including area code)

N/A

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

---

| | |
|:---|:---|
| Title of each class | Name of each exchange on which<br>registered |
| Common Stock, $0.001 par value <br>per share<br> NCL | NYSE American LLC |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging Growth Company ⌧

If an emerging growth company, indicate by checkmark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ◻

Item 3.03 Material Modification to Rights of Security Holders.

To the extent required by Item 3.03, the information contained in Item 5.03 of this Current Report on Form 8-K is incorporated herein by reference.

Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

1-for-8 Reverse Stock Split

On October 3, 2025,

Northann Corp. (the "Company") filed a Certificate of Amendment to its Articles of Incorporation,

as amended to date, and a Certificate of Amendment to Designation, with the Nevada Secretary of State as corrected on October 7, 2025, effecting a 1-for-8 reverse stock split (the "Reverse Stock Split") of the Company's common stock, par value $0.001 per share (the "Common Stock") and the Company's series A preferred stock, par value $0.001 per share (the "Preferred Stock"). The Reverse Stock Split was approved by the Board of the Directors of the Company (the "Board") and became effective at 16:30 pm ET on October 7, 2025.

As a result of the Reverse Stock Split, every eight (8) shares of the Company's issued and outstanding Common Stock have been converted into one (1) share of issued and outstanding Common Stock and every eight (8) shares of the Company's issued and outstanding Preferred Stock have been converted into one (1) share of Preferred Stock. The Reverse Stock Split affects all of the Company's stockholders uniformly and does not affect any stockholder's percentage ownership interests in the Company, except to the extent that the Reverse Stock Split results in any of the Company's stockholders owning a fractional share. Each stockholder will receive such additional fractions of a share to round up to a full share. The Reverse Stock Split has no impact on stockholders' proportionate equity interests or voting rights in the Company or the par value of the Company's Common Stock and Preferred Stock, which remains unchanged.

The Company's Common Stock will begin trading on a split-adjusted basis on the NYSE American at the commencement of trading on October 8, 2025 under the Company's existing symbol "NCL." The Company's Common Stock has been assigned a new CUSIP number of 66373M 408 in connection with the Reverse Stock Split.

The above descriptions of the Reverse Stock Split does not purport to be complete and is qualified in its entirety by reference to the full text of the Certificate of Amendment to Articles of Incorporation, Certificate of

Amendment to Designation, Certificate of Correction to the Certificate of Amendment to Articles of Incorporation, and Certificate of Correction to the Certificate of

Amendment to Designation, which are attached hereto as Exhibits 3.1, 3.2, 3.3 and 3.4, respectively.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

---

| | |
|:---|:---|
| Exhibit No. | Description |
| [3.1](ncl097_ex3-1.htm) | [Certificate of Amendment to Articles of Incorporation](ncl097_ex3-1.htm) |
| [3.2](ncl097_ex3-2.htm) | [Certificate of Amendment to Designation](ncl097_ex3-2.htm) |
| [3.3](ncl097_ex3-3.htm) | [Certificate of Correction to Certificate of Amendment to Articles of Incorporation](ncl097_ex3-3.htm) |
| [3.4](ncl097_ex3-4.htm) | [Certificate of Correction to Certificate of Amendment to Designation](ncl097_ex3-4.htm) |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |

---

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | | |
|:---|:---|:---|
|  | NORTHANN CORP. | NORTHANN CORP. |
| Date: October 7, 2025 | By: | /s/ Lin Li |
|  | Name: | Lin Li |
|  | Title: | Chief Executive Officer |

---

## Exhibit 3.1

**Exhibit 3.1**

---

| | | |
|:---|:---|:---|
| ***FRANCISCO V. AGUILAR***<br>*Secretary of State*<br>***RUBEN J. RODRIGUEZ***<br>*Deputy Secretary for Southern Nevada*<br>*2250 Las Vegas Blvd North, Suite 400*<br>*North Las Vegas, NV 89030*<br>*Telephone (702) 486-2880*<br>*Fax (702) 486-2452* | **STATE OF NEVADA**<br>![](ncl097_ex3-1img01.jpg)<br>**OFFICE OF THE**<br>**SECRETARY OF STATE** | ***GABRIEL DI CHIARA***<br>*Chief Deputy Secretary of State*<br>***DEANNA L. REYNOLDS***<br>*Deputy Secretary for Commercial Recordings*<br>*401 N. Carson Street*<br>*Carson City, NV 89701*<br>*Telephone (775) 684-5708*<br>*Fax (775) 684-7141* |

---

---

| | |
|:---|:---|
| **Business Entity - Filing Acknowledgement** | **Business Entity - Filing Acknowledgement** |
|  | 10/06/2025 |

---

---

| | |
|:---|:---|
| **Work Order Item Number:** | W2025100600430-4764678 |
| **Filing Number:** | 20255221318 |
| **Filing Type:** | Amendment After Issuance of Stock |
| **Filing Date/Time:** | 10/3/2025 3:42:00 PM |
| **Filing Page(s):** | 3 |

---

---

| | |
|:---|:---|
| **Indexed Entity Information:** |  |
| **Entity ID:** E22088812022-7 | **Entity Name:** Northann Corp. |
| **Entity Status:** Active | **Expiration Date:** None |

---

Commercial Registered Agent

VCORP SERVICES, LLC

701 S. CARSON STREET, SUITE 200, Carson City, NV 89701, USA

The attached document(s) were filed with the Nevada Secretary of State, Commercial Recording Division. The filing date and time have been affixed to each document, indicating the date and time of filing. A filing number is also affixed and can be used to reference this document in the future.

---

| |
|:---|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Respectfully, |
| ![](ncl097_ex3-1img02.jpg)<br>|
| FRANCISCO V. AGUILAR |
| Secretary of State |

---

Page 1 of 1

**Commercial Recording**

2250 Las Vegas Blvd North 401 N. Carson Street 1 State of Nevada Way <br> North Las Vegas, NV 89030 Carson City, NV 89701 Las Vegas, NV 89119

![](ncl097_ex3-1img03.jpg)<br>

**ADDENDUM**

**TO**

**ARTICLES OF INCORPORATION**

**OF**

**NORTHANN CORP.**

**(the "Corporation")**

Article 8 of the Articles of Incorporation is hereby amended by the addition of the following:

On October 7, 2025, effective at 12:01 a.m. EDT (the "Effective Time"), each eight (8) shares of the Corporation's Common Stock, $0,001 par value (the "Common Stock"), issued and outstanding or held as treasury stock at such time shall, without further action on the part of the Corporation or holder thereof, be combined into one (1) validly issued, fully paid, and nonassessable share of Common Stock (the "Reverse Stock Split"), subject to the treatment of fractional share interests as describe below. The par value of the Common Stock following the Reverse Stock Split shall remain at $0,001 per share. No fractional shares shall be issued upon the Reverse Stock Split. If the Reverse Stock Split would result in the issuance of a fractional share of Common Stock, the Corporation shall in lieu of issuing any such fractional share round up such fractional share to the next whole share. Each certificate that immediately prior to the Effective Time represented shares of Common Stock (an "Old Certificate") shall thereafter represent that number of shares of Common Stock into which the shares of Common Stock represented by the Old Certificate shall have been combined, subject to elimination of fractional share interests as described above.

![](ncl097_ex3-1img05.jpg)<br>

**NEVADA STATE BUSINESS LICENSE**

**Northann Corp.**

**Nevada Business Identification # NV20222410777**

**Expiration Date: 03/31/2026**

In accordance with Title 7 of Nevada Revised Statutes, pursuant to proper application duly filed and payment of appropriate prescribed fees, the above named is hereby granted a Nevada State Business License for business activities conducted within the State of Nevada.

Valid until the expiration date listed unless suspended, revoked or cancelled in accordance with the provisions in Nevada Revised Statutes. License is not transferable and is not in lieu of any local business license, permit or registration.

**License must be cancelled on or before its expiration date if business activity ceases. Failure to do so will result in late fees or penalties which, by law, cannot be waived**.

IN WITNESS WHEREOF, I have hereunto set my hand and affixed the Great Seal of State, at my office on 10/06/2025.

---

| | |
|:---|:---|
| ![](ncl097_ex3-1img06.jpg) | ![](ncl097_ex3-1img02.jpg) |
| Certificate Number: B202510066150807 |  |
| You may verify this certificate | FRANCISCO V. AGUILAR |
| online at <u>https://www.nvsilverflume.gov/home</u> | Secretary of State |

---

## Exhibit 3.2

Exhibit 3.2

---

| | | |
|:---|:---|:---|
| ***FRANCISCO V. AGUILAR***<br>*Secretary of State*<br>***RUBEN J. RODRIGUEZ***<br>*Deputy Secretary for Southern Nevada*<br>*2250 Las Vegas Blvd North, Suite 400* <br>*North Las Vegas, NV 89030*<br>*Telephone (702) 486-2880*<br>*Fax (702) 486-2452* | **STATE OF NEVADA** <br>**OFFICE OF THE** <br>**SECRETARY OF STATE** | ***GABRIEL DI CHIARA***<br>*Chief Deputy Secretary of State*<br>***DEANNA L. REYNOLDS***<br>*Deputy Secretary for Commercial Recordings*<br>*401 N. Carson Street*<br>*Carson City, NV 89701*<br>*Telephone (775) 684-5708*<br>*Fax (775) 684-7141* |

---

---

| | |
|:---|:---|
| **Business Entity - Filing Acknowledgement** | **Business Entity - Filing Acknowledgement** |
|  | 10/03/2025 |

---

---

| | |
|:---|:---|
| **Work Order Item Number:** | W2025100301164-4761657 |
| **Filing Number:** | 20255219348 |
| **Filing Type:** | Amended Certification of Stock Designation After <br>Issuance of Class/Series |
| **Filing Date/Time:** | 10/3/2025 9:22:00 AM |
| **Filing Page(s):** | 3 |

---

---

| | |
|:---|:---|
| **Indexed Entity Information:** |  |
| **Entity ID:** E22088812022-7 | **Entity Name:** Northann Corp. |
| **Entity Status:** Active | **Expiration Date:** None |

---

Commercial Registered Agent

VCORP SERVICES, LLC

701 S. CARSON STREET, SUITE 200, Carson City, NV 89701, USA

The attached document(s) were filed with the Nevada Secretary of State, Commercial Recording Division. The filing date and time have been affixed to each document, indicating the date and time of filing. A filing number is also affixed and can be used to reference this document in the future.

---

| |
|:---|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Respectfully, |
| ![](ncl097_ex3-2img02.jpg)<br>|
| FRANCISCO V. AGUILAR |
| Secretary of State |

---

Page 1 of 1

**Commercial Recording**

2250 Las Vegas Blvd North 401 N. Carson Street 1 State of Nevada Way <br> North Las Vegas, NV 89030 Carson City, NV 89701 Las Vegas, NV 89119

![](ncl097_ex3-2img03.jpg)<br>

**ADDENDUM**

**TO**

**CERTIFICATE OF AMENDMENT**

**TO**

**CERTIFICATE OF DESIGNATION**

**OF**

**NORTHANN CORP.**

The second paragraph of the Certificate of Designation of Series A Preferred Stock is hereby amended by the addition of the following:

On October 7, 2025, effective at 12:01 a.m. EDT (the "Effective Time"), each eight (8) shares of the Corporation's Series A Preferred Stock, $0,001 par value (the "Series A Stock"), issued and outstanding or held as treasury stock at such time shall, without further action on the part of the Corporation or holder thereof, be combined into one (1) validly issued, fully paid, and non-assessable share of the Series A Stock (the "Reverse Stock Split"), subject to the treatment of fractional share interests as describe below. The par value of the Series A Stock following the Reverse Stock Split shall remain at $0,001 per share. No fractional shares shall be issued upon the Reverse Stock Split. If the Reverse Stock Split would result in the issuance of a fractional share of Series A Stock, the Corporation shall in lieu of issuing any such fractional share round up such fractional share to the next whole share. Each certificate that immediately prior to the Effective Time represented shares of Series A Stock (an "Old Certificate") shall thereafter represent that number of shares of Series A Stock into which the shares of Series A Stock represented by the Old Certificate shall have been combined, subject to elimination of fractional share interests as described above.

## Exhibit 3.3

**Exhibit 3.3**

---

| | | |
|:---|:---|:---|
|  | **STATE OF NEVADA** |  |
| ***FRANCISCO V. AGUILAR***<br>*Secretary of State* | ![](ncl097_ex3-3img01.jpg)<br>| ***GABRIEL DI CHIARA***<br>*Chief Deputy Secretary of State* |
| ***RUBEN J. RODRIGUEZ***<br>*Deputy Secretary for Southern Nevada*<br>*2250 Las Vegas Blvd North, Suite 400* <br>*North Las Vegas, NV 89030* <br>*Telephone (702) 486-2880*<br>*Fax (702) 486-2452* | **OFFICE OF THE**<br>**SECRETARY OF STATE** | ***DEANNA L. REYNOLDS***<br>*Deputy Secretary for Commercial Recordings*<br>*401 N. Carson Street*<br>*Carson City, NV 89701*<br>*Telephone (775) 684-5708*<br>*Fax (775) 684-7141* |

---

**Business Entity - Filing Acknowledgement**

10/07/2025

---

| | |
|:---|:---|
| **Work Order Item Number:** | W2025100700339-4767242 |
| **Filing Number:** | 20255224180 |
| **Filing Type:** | Certificate of Correction  |
| **Filing Date/Time:** | 10/7/2025 8:34:00 AM  |
| **Filing Page(s):** | 2 |
| **Indexed Entity Information:** |  |
| **Entity ID:** E22088812022-7  | **Entity Name:** Northann Corp.  |
| **Entity Status:** Active | **Expiration Date:** None |

---

Commercial Registered Agent

VCORP SERVICES, LLC

701 S. CARSON STREET, SUITE 200, Carson City, NV 89701, USA

The attached document(s) were filed with the Nevada Secretary of State, Commercial Recording Division. The filing date and time have been affixed to each document, indicating the date and time of filing. A filing number is also affixed and can be used to reference this document in the future.

---

| |
|:---|
| Respectfully, |
| ![](ncl097_ex3-3img02.jpg)<br>|
| FRANCISCO V. AGUILAR<br>Secretary of State |

---

---

| | | |
|:---|:---|:---|
|  | Page 1 of 1  |  |
|  | **Commercial Recording** |  |
| 2250 Las Vegas Blvd North<br>North Las Vegas, NV 89030 | 401 N. Carson Street<br>Carson City, NV 89701 | 1 State of Nevada Way<br>Las Vegas, NV 89119 |

---

![](ncl097_ex3-3img03.jpg)<br>

## Exhibit 3.4

**Exhibit 3.4**

---

| | | | |
|:---|:---|:---|:---|
|  | **STATE OF NEVADA** |  |  |
| ***FRANCISCO V. AGUILAR***<br>*Secretary of State* | ![](ncl097_ex3-4img01.jpg)<br>| **** | ***GABRIEL DI CHIARA***<br>*Chief Deputy Secretary of State* |
| **** |  | **** | **** |
| ***RUBEN J. RODRIGUEZ***<br>*Deputy Secretary for Southern Nevada*<br>*2250 Las Vegas Blvd North, Suite 400* <br>*North Las Vegas, NV 89030* <br>*Telephone (702) 486-2880*<br>*Fax (702) 486-2452* | **OFFICE OF THE**<br>**SECRETARY OF STATE** | **** | ***DEANNA L. REYNOLDS***<br>*Deputy Secretary for Commercial Recordings*<br>*401 N. Carson Street*<br>*Carson City, NV 89701*<br>*Telephone (775) 684-5708*<br>*Fax (775) 684-7141* |

---

**Business Entity - Filing Acknowledgement**

10/07/2025

---

| | |
|:---|:---|
| **Work Order Item Number:** | W2025100700353-4767256  |
| **Filing Number:** | 20255224191 |
| **Filing Type:** | Certificate of Correction  |
| **Filing Date/Time:** | 10/7/2025 8:40:00 AM  |
| **Filing Page(s):** | 2 |
| **Indexed Entity Information:** |  |
| **Entity ID:** E22088812022-7  | **Entity Name:** Northann Corp.  |
| **Entity Status:** Active | **Expiration Date:** None |

---

Commercial Registered Agent

VCORP SERVICES, LLC

701 S. CARSON STREET, SUITE 200, Carson City, NV 89701, USA

The attached document(s) were filed with the Nevada Secretary of State, Commercial Recording Division. The filing date and time have been affixed to each document, indicating the date and time of filing. A filing number is also affixed and can be used to reference this document in the future.

---

| |
|:---|
| Respectfully, |
| ![](ncl097_ex3-4img02.jpg)<br>|
| FRANCISCO V. AGUILAR |
| Secretary of State |

---

---

| | | |
|:---|:---|:---|
|  | Page 1 of 1 |  |
|  | **Commercial Recording** |  |
| 2250 Las Vegas Blvd North<br>North Las Vegas, NV 89030 | 401 N. Carson Street<br>Carson City, NV 89701 | 1 State of Nevada Way<br>Las Vegas, NV 89119 |

---

![](ncl097_ex3-4img03.jpg)<br>