# EDGAR Filing Document

**Accession Number:** 0000895502
**File Stem:** 0000895502-25-000018
**Filing Date:** 2025-12
**Character Count:** 2702
**Document Hash:** 994624c37b3fc559f6fd85ee0fe0130d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000895502-25-000018.hdr.sgml**: 20251216

**ACCESSION NUMBER**: 0000895502-25-000018

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251031

**FILED AS OF DATE**: 20251216

**DATE AS OF CHANGE**: 20251216

**EFFECTIVENESS DATE**: 20251216

**PERIOD START**: 20241101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RBC CAPITAL MARKETS, LLC
- **CENTRAL INDEX KEY:** 0000895502

**ORGANIZATION NAME:**
- **EIN:** 411416330
- **STATE OF INCORPORATION:** MN
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-45411
- **FILM NUMBER:** 251574359

**BUSINESS ADDRESS:**
- **STREET 1:** 200 VESEY ST.
- **STREET 2:** 200 VESEY ST.
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10281
- **BUSINESS PHONE:** 612-371-2913

**MAIL ADDRESS:**
- **STREET 1:** 250 NICOLLET MALL
- **STREET 2:** SUITE 1600
- **CITY:** MINNEAPOLIS
- **STATE:** MN
- **ZIP:** 55401

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RBC CAPITAL MARKETS CORPORATION
- **DATE OF NAME CHANGE:** 20080312

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RBC DAIN RAUSCHER INC.
- **DATE OF NAME CHANGE:** 20080228

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RBC CAPITAL MARKETS CORPORATION
- **DATE OF NAME CHANGE:** 20080225

### Attached PDF Documents

**Attachment 1:** `CMLLC_BS_Only_SEC_103125K.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000895502

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 11-01-2024

**Report Period End Date:** 10-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** Yes

### Registrant Identification

**Name of Broker-Dealer:** RBC CAPITAL MARKETS, LLC

**Business Address:** 200 VESEY ST., NEW YORK, NY, 10281

**Contact Person:** Kevin Garrity

**Contact Phone:** 6466186744

### Independent Public Accountant Identification

**Accountant Name:** PricewaterhouseCoopers LLC

**Accountant Address:** 300 Madison Ave, New York, NY, 10017

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Robert Giegerich**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **RBC CAPITAL MARKETS, LLC**, as of **10-31-2025**, are true and correct.

**Signature:** Robert Giegerich

**Title:** CFO