# EDGAR Filing Document

**Accession Number:** 0001640335
**File Stem:** 0001640335-23-000001
**Filing Date:** 2023-2
**Character Count:** 18209
**Document Hash:** 2f2b578bf21fbf77538a391f33b86354
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001640335-23-000001.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0001640335-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230213

**EFFECTIVENESS DATE**: 20230213

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Pointe Capital Management LLC
- **CENTRAL INDEX KEY:** 0001640335
- **IRS NUMBER:** 271911026
- **STATE OF INCORPORATION:** MI
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-16955
- **FILM NUMBER:** 23619598

**BUSINESS ADDRESS:**
- **STREET 1:** 63 KERCHEVAL AVE SUITE 222
- **CITY:** GROSSE POINTE FARMS
- **STATE:** MI
- **ZIP:** 48236
- **BUSINESS PHONE:** 3138827100

**MAIL ADDRESS:**
- **STREET 1:** 63 KERCHEVAL AVE SUITE 222
- **CITY:** GROSSE POINTE FARMS
- **STATE:** MI
- **ZIP:** 48236

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Pointe Capital Management LLC<br>**Address:** 63 KERCHEVAL AVE SUITE 222<br>GROSSE POINTE FARMS, MI 48236

**Form 13F File Number:** 028-16955

**CRD Number (if applicable):** 000152520

**SEC File Number (if applicable):** 801-70983

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Paul Huebner<br>**Title:** Member<br>**Phone:** 313-882-7100

**Signature, Place, and Date of Signing:**

Paul Huebner  Grosse Pointe Farms, MI  02-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 148

**Form 13F Information Table Value Total:** $103293

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABS COM | Stock | 002824100 |  | 435 | 3960 | SH |  | SOLE |  | 0 | 0 | 3960 |
| AIR PRODS  CHEMS INC COM | Stock | 009158106 |  | 264 | 857 | SH |  | SOLE |  | 0 | 0 | 857 |
| ALBEMARLE CORP | Stock | 012653101 |  | 657 | 3029 | SH |  | SOLE |  | 0 | 0 | 3029 |
| ALPHABET INC CAP STK CL C | Stock | 02079K107 |  | 814 | 9176 | SH |  | SOLE |  | 0 | 0 | 9176 |
| ALPS TRUST ETF ALERIAN MLP | ETF | 00162Q452 |  | 94 | 24797 | SH |  | SOLE |  | 0 | 0 | 24797 |
| AMAZON.COM INC | Stock | 023135106 |  | 992 | 11814 | SH |  | SOLE |  | 0 | 0 | 11814 |
| AMERIPRISE FINANCIAL INC. | Stock | 03076C106 |  | 516 | 1658 | SH |  | SOLE |  | 0 | 0 | 1658 |
| APPLE INC | Stock | 037833100 |  | 2114 | 16267 | SH |  | SOLE |  | 0 | 0 | 16267 |
| ARCHER DANIELS MIDLAND CO COM | Stock | 039483102 |  | 911 | 9807 | SH |  | SOLE |  | 0 | 0 | 9807 |
| ASTRAZENECA PLC- SPONS ADR | ADR | 046353108 |  | 359 | 5289 | SH |  | SOLE |  | 0 | 0 | 5289 |
| BAKER HUGHES INC | Stock | 05722G100 |  | 928 | 31439 | SH |  | SOLE |  | 0 | 0 | 31439 |
| BANK AMERICA CORP COM | Stock | 060505104 |  | 562 | 16972 | SH |  | SOLE |  | 0 | 0 | 16972 |
| BAXTER INTL INC COM | Stock | 071813109 |  | 221 | 4327 | SH |  | SOLE |  | 0 | 0 | 4327 |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 084670702 |  | 4957 | 16048 | SH |  | SOLE |  | 0 | 0 | 16048 |
| BLACKROCK LIMITED DURATION INCOME TRUST | CEF | 09249W101 |  | 521 | 39825 | SH |  | SOLE |  | 0 | 0 | 39825 |
| BOEING CO COM | Stock | 097023105 |  | 333 | 1746 | SH |  | SOLE |  | 0 | 0 | 1746 |
| BOOKING HOLDINGS INC COM | Stock | 09857L108 |  | 316 | 157 | SH |  | SOLE |  | 0 | 0 | 157 |
| CALAMOS GLOBAL DYNAMIC INCOME FD | CEF | 12811L107 |  | 66 | 11850 | SH |  | SOLE |  | 0 | 0 | 11850 |
| CALAMOS STRATEGIC TOTAL RETURN FD | CEF | 128125101 |  | 1987 | 148068 | SH |  | SOLE |  | 0 | 0 | 148068 |
| CAPITAL ONE FINANCIAL CORP | Stock | 14040H105 |  | 348 | 3745 | SH |  | SOLE |  | 0 | 0 | 3745 |
| CARRIER GLOBAL CORPORATION COM | Stock | 14448C104 |  | 339 | 8223 | SH |  | SOLE |  | 0 | 0 | 8223 |
| CHARLES SCHWAB CORP | Stock | 808513105 |  | 437 | 5246 | SH |  | SOLE |  | 0 | 0 | 5246 |
| CHENIERE ENERGY INC COM NEW | Stock | 16411R208 |  | 1379 | 9198 | SH |  | SOLE |  | 0 | 0 | 9198 |
| CHEVRON CORP NEW COM | Stock | 166764100 |  | 431 | 2399 | SH |  | SOLE |  | 0 | 0 | 2399 |
| CHUBB LIMITED COM | Stock | H1467J104 |  | 434 | 1968 | SH |  | SOLE |  | 0 | 0 | 1968 |
| CISCO SYS INC | Stock | 17275R102 |  | 849 | 17820 | SH |  | SOLE |  | 0 | 0 | 17820 |
| CITIGROUP INC | Stock | 172967424 |  | 241 | 5323 | SH |  | SOLE |  | 0 | 0 | 5323 |
| CITIZENS FINL GROUP INC COM | Stock | 174610105 |  | 708 | 17984 | SH |  | SOLE |  | 0 | 0 | 17984 |
| CMS ENERGY CORP COM | Stock | 125896100 |  | 277 | 4379 | SH |  | SOLE |  | 0 | 0 | 4379 |
| COMCAST CORP NEW CL A | Stock | 20030N101 |  | 325 | 9301 | SH |  | SOLE |  | 0 | 0 | 9301 |
| CONOCOPHILLIPS COM | Stock | 20825C104 |  | 810 | 6868 | SH |  | SOLE |  | 0 | 0 | 6868 |
| CORTEVA INC COM | Stock | 22052L104 |  | 329 | 5597 | SH |  | SOLE |  | 0 | 0 | 5597 |
| COSTCO WHOLESALE CORP | Stock | 22160K105 |  | 1575 | 3450 | SH |  | SOLE |  | 0 | 0 | 3450 |
| CRESCENT ENERGY COMPANY CL A COM | Stock | 44952J104 |  | 4650 | 387843 | SH |  | SOLE |  | 0 | 0 | 387843 |
| CROWN CASTLE INTL CORP | REIT | 22822V101 |  | 309 | 2281 | SH |  | SOLE |  | 0 | 0 | 2281 |
| CVS HEALTH CORP COM | Stock | 126650100 |  | 340 | 3653 | SH |  | SOLE |  | 0 | 0 | 3653 |
| DANAHER CORP | Stock | 235851102 |  | 632 | 2381 | SH |  | SOLE |  | 0 | 0 | 2381 |
| DEERE  CO COM | Stock | 244199105 |  | 257 | 600 | SH |  | SOLE |  | 0 | 0 | 600 |
| DOLLAR TREE INC COM | Stock | 256746108 |  | 316 | 2235 | SH |  | SOLE |  | 0 | 0 | 2235 |
| DOMINION RESOURCES INC | Stock | 25746U109 |  | 281 | 4581 | SH |  | SOLE |  | 0 | 0 | 4581 |
| DOUBLELINE INCOME SOLUTIONS FUND | CEF | 258622109 |  | 139 | 12505 | SH |  | SOLE |  | 0 | 0 | 12505 |
| EATON CORP PLC SHS | Stock | G29183103 |  | 339 | 2163 | SH |  | SOLE |  | 0 | 0 | 2163 |
| EATON VANCE LTD DURATION INCOME FD | CEF | 27828H105 |  | 237 | 25248 | SH |  | SOLE |  | 0 | 0 | 25248 |
| EATON VANCE RISK MANAGED DIVERSIFIED EQUITY | CEF | 27829G106 |  | 513 | 68356 | SH |  | SOLE |  | 0 | 0 | 68356 |
| EATON VANCE SHORT DURATION DIVERSIFIED I | CEF | 27828V104 |  | 119 | 11684 | SH |  | SOLE |  | 0 | 0 | 11684 |
| EATON VANCE TAX MANAGED | CEF | 27828N102 |  | 1646 | 151566 | SH |  | SOLE |  | 0 | 0 | 151566 |
| EATON VANCE TAX MANAGED GLOBAL EQUITY | CEF | 27829F108 |  | 1311 | 173592 | SH |  | SOLE |  | 0 | 0 | 173592 |
| ENBRIDGE INC COM | Stock | 29250N105 |  | 247 | 6312 | SH |  | SOLE |  | 0 | 0 | 6312 |
| ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP | Stock | 29273V100 |  | 727 | 61274 | SH |  | SOLE |  | 0 | 0 | 61274 |
| ENTERPRISE PRODS PARTNERS L P | Stock | 293792107 |  | 1047 | 43399 | SH |  | SOLE |  | 0 | 0 | 43399 |
| ETFMG PRIME CYBER SECURITY ETFMG PRIME CYBER SECURITY FUND | ETF | 26924G201 |  | 570 | 12934 | SH |  | SOLE |  | 0 | 0 | 12934 |
| EXXON MOBIL CORP COM | Stock | 30231G102 |  | 495 | 4487 | SH |  | SOLE |  | 0 | 0 | 4487 |
| FEDEX CORP | Stock | 31428X106 |  | 210 | 1212 | SH |  | SOLE |  | 0 | 0 | 1212 |
| FINANCIAL SELECT SECTOR SPDR | ETF | 81369Y605 |  | 230 | 6723 | SH |  | SOLE |  | 0 | 0 | 6723 |
| FIRSTENERGY CORP | Stock | 337932107 |  | 297 | 7084 | SH |  | SOLE |  | 0 | 0 | 7084 |
| FISERV INC | Stock | 337738108 |  | 314 | 3110 | SH |  | SOLE |  | 0 | 0 | 3110 |
| FORTIVE CORP COM | Stock | 34959J108 |  | 351 | 5459 | SH |  | SOLE |  | 0 | 0 | 5459 |
| GENERAL ELECTRIC CO COM NEW | Stock | 369604301 |  | 383 | 4571 | SH |  | SOLE |  | 0 | 0 | 4571 |
| GOLDMAN SACHS GROUP INC | Stock | 38141G104 |  | 552 | 1609 | SH |  | SOLE |  | 0 | 0 | 1609 |
| GOOGLE INC | Stock | 02079K305 |  | 612 | 6935 | SH |  | SOLE |  | 0 | 0 | 6935 |
| HOME DEPOT | Stock | 437076102 |  | 248 | 784 | SH |  | SOLE |  | 0 | 0 | 784 |
| HUBBELL INC COM | Stock | 443510607 |  | 283 | 1206 | SH |  | SOLE |  | 0 | 0 | 1206 |
| INDEPENDENCE RLTY TR INC COM | REIT | 45378A106 |  | 524 | 31065 | SH |  | SOLE |  | 0 | 0 | 31065 |
| INTERCONTINENTALEXCHINTL | Stock | 45866F104 |  | 468 | 4555 | SH |  | SOLE |  | 0 | 0 | 4555 |
| INVESCO HIG INCM 2023 TARG TRM COM | CEF | 46135X108 |  | 121 | 15000 | SH |  | SOLE |  | 0 | 0 | 15000 |
| INVESCO NASDAQ NEXT GEN 100 ETF | ETF | 46138G631 |  | 435 | 18198 | SH |  | SOLE |  | 0 | 0 | 18198 |
| ISHARES 1-3 YR TREASURY BOND ETF | ETF | 464287457 |  | 5692 | 70128 | SH |  | SOLE |  | 0 | 0 | 70128 |
| iShares 1-5 Yr Investment Grade Corp Bond ETF | ETF | 464288646 |  | 4445 | 89213 | SH |  | SOLE |  | 0 | 0 | 89213 |
| ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF | ETF | 46435U853 |  | 1798 | 52064 | SH |  | SOLE |  | 0 | 0 | 52064 |
| ISHARES CORE MSCI EMERGING MARKETS ETF | ETF | 46434G103 |  | 3787 | 81098 | SH |  | SOLE |  | 0 | 0 | 81098 |
| ISHARES CORE S MID CAP ETF | ETF | 464287507 |  | 799 | 3305 | SH |  | SOLE |  | 0 | 0 | 3305 |
| ISHARES MSCI EAFE ETF | ETF | 464287465 |  | 449 | 6841 | SH |  | SOLE |  | 0 | 0 | 6841 |
| ISHARES RUSSELL 1000 GROWTH ETF | ETF | 464287614 |  | 5440 | 25391 | SH |  | SOLE |  | 0 | 0 | 25391 |
| ISHARES RUSSELL 1000 VALUE ETF | ETF | 464287598 |  | 884 | 5827 | SH |  | SOLE |  | 0 | 0 | 5827 |
| ISHARES RUSSELL 2000 ETF | ETF | 464287655 |  | 1190 | 6824 | SH |  | SOLE |  | 0 | 0 | 6824 |
| ISHARES RUSSELL 2000 VALUE | ETF | 464287630 |  | 261 | 1884 | SH |  | SOLE |  | 0 | 0 | 1884 |
| ISHARES S 500 INDEX | ETF | 464287200 |  | 232 | 604 | SH |  | SOLE |  | 0 | 0 | 604 |
| ISHARES US FINANCIAL SERVICES ETF | ETF | 464287770 |  | 274 | 1742 | SH |  | SOLE |  | 0 | 0 | 1742 |
| JOHNSON  JOHNSON COM | Stock | 478160104 |  | 402 | 2275 | SH |  | SOLE |  | 0 | 0 | 2275 |
| JPMORGAN CHASE  CO COM | Stock | 46625H100 |  | 1701 | 12685 | SH |  | SOLE |  | 0 | 0 | 12685 |
| JPMORGAN EQUITY PREMIUM INCOME ETF | ETF | 46641Q332 |  | 305 | 5590 | SH |  | SOLE |  | 0 | 0 | 5590 |
| KAYNE ANDERSON MIDSTREAM ENERGY FD COM USD0.001 | CEF | 48661E108 |  | 126 | 16749 | SH |  | SOLE |  | 0 | 0 | 16749 |
| KIMBERLY-CLARK CORP COM | Stock | 494368103 |  | 893 | 6576 | SH |  | SOLE |  | 0 | 0 | 6576 |
| KINDER MORGAN INC | Stock | 49456B101 |  | 504 | 27852 | SH |  | SOLE |  | 0 | 0 | 27852 |
| LENNAR CORP CL A | Stock | 526057104 |  | 333 | 3685 | SH |  | SOLE |  | 0 | 0 | 3685 |
| LILLY ELI  CO COM | Stock | 532457108 |  | 687 | 1879 | SH |  | SOLE |  | 0 | 0 | 1879 |
| LINDE PLC SHS | Stock | G5494J103 |  | 807 | 2475 | SH |  | SOLE |  | 0 | 0 | 2475 |
| LOWES COS INC COM | Stock | 548661107 |  | 376 | 1886 | SH |  | SOLE |  | 0 | 0 | 1886 |
| MAGELLAN MIDSTREAM PARTNERS LP | Stock | 559080106 |  | 571 | 11380 | SH |  | SOLE |  | 0 | 0 | 11380 |
| MARSH  MCLENNAN COS INC COM | Stock | 571748102 |  | 375 | 2264 | SH |  | SOLE |  | 0 | 0 | 2264 |
| MASTERCARD INC | Stock | 57636Q104 |  | 931 | 2678 | SH |  | SOLE |  | 0 | 0 | 2678 |
| MEDTRONIC PLC SHS | Stock | G5960L103 |  | 508 | 6530 | SH |  | SOLE |  | 0 | 0 | 6530 |
| MERCK  CO INC | Stock | 58933Y105 |  | 512 | 4611 | SH |  | SOLE |  | 0 | 0 | 4611 |
| META PLATFORMS INC CL A | Stock | 30303M102 |  | 537 | 4465 | SH |  | SOLE |  | 0 | 0 | 4465 |
| MICROSOFT | Stock | 594918104 |  | 2150 | 8963 | SH |  | SOLE |  | 0 | 0 | 8963 |
| MONDELEZ INTL INC CL A | Stock | 609207105 |  | 790 | 11858 | SH |  | SOLE |  | 0 | 0 | 11858 |
| MONSTER BEVERAGE CORP | Stock | 61174X109 |  | 262 | 2578 | SH |  | SOLE |  | 0 | 0 | 2578 |
| MPLX LP COM UNIT REPSTG LTD PARTNER INT | Stock | 55336V100 |  | 339 | 10317 | SH |  | SOLE |  | 0 | 0 | 10317 |
| MUNIYIELD MICH INSD FD INC | CEF | 09254V105 |  | 347 | 31253 | SH |  | SOLE |  | 0 | 0 | 31253 |
| NETFLIX COM INC | Stock | 64110L106 |  | 383 | 1298 | SH |  | SOLE |  | 0 | 0 | 1298 |
| NEXTERA ENERGY INC COM | Stock | 65339F101 |  | 395 | 4728 | SH |  | SOLE |  | 0 | 0 | 4728 |
| NORFOLK SOUTHERN CRP | Stock | 655844108 |  | 264 | 1071 | SH |  | SOLE |  | 0 | 0 | 1071 |
| NOVARTIS AG ADR | ADR | 66987V109 |  | 372 | 4098 | SH |  | SOLE |  | 0 | 0 | 4098 |
| NUVEEN AMT FREE QLTY MUN INCME COM | CEF | 670657105 |  | 323 | 28409 | SH |  | SOLE |  | 0 | 0 | 28409 |
| NUVEEN S 500 BUY-WRITE INCOM COM | CEF | 6706ER101 |  | 127 | 10059 | SH |  | SOLE |  | 0 | 0 | 10059 |
| O REILLY AUTOMOTIVE INC | Stock | 67103H107 |  | 666 | 789 | SH |  | SOLE |  | 0 | 0 | 789 |
| OLD DOMINION FREIGHT LINE INC COM | Stock | 679580100 |  | 668 | 2355 | SH |  | SOLE |  | 0 | 0 | 2355 |
| OLO INC CL A | Stock | 68134L109 |  | 66 | 10558 | SH |  | SOLE |  | 0 | 0 | 10558 |
| ONEOK INC NEW COM | Stock | 682680103 |  | 492 | 7482 | SH |  | SOLE |  | 0 | 0 | 7482 |
| ORACLE CORPORATION | Stock | 68389X105 |  | 409 | 5008 | SH |  | SOLE |  | 0 | 0 | 5008 |
| OTIS WORLDWIDE CORP COM | Stock | 68902V107 |  | 358 | 4576 | SH |  | SOLE |  | 0 | 0 | 4576 |
| PEPSICO INC COM | Stock | 713448108 |  | 479 | 2653 | SH |  | SOLE |  | 0 | 0 | 2653 |
| PFIZER INC COM | Stock | 717081103 |  | 520 | 10143 | SH |  | SOLE |  | 0 | 0 | 10143 |
| PHILIP MORRIS INTL INC | Stock | 718172109 |  | 651 | 6436 | SH |  | SOLE |  | 0 | 0 | 6436 |
| PLAINS ALL AMERICAN PIPELINE LP | Stock | 726503105 |  | 236 | 20073 | SH |  | SOLE |  | 0 | 0 | 20073 |
| PROCTER AND GAMBLE CO COM | Stock | 742718109 |  | 646 | 4265 | SH |  | SOLE |  | 0 | 0 | 4265 |
| QUALCOMM INC | Stock | 747525103 |  | 677 | 6162 | SH |  | SOLE |  | 0 | 0 | 6162 |
| RAYTHEON TECHNOLOGIES CORP COM | Stock | 75513E101 |  | 1779 | 17625 | SH |  | SOLE |  | 0 | 0 | 17625 |
| REALTY INCOME CORP COM | REIT | 756109104 |  | 260 | 4094 | SH |  | SOLE |  | 0 | 0 | 4094 |
| ROCKET COS INC COM CL A | Stock | 77311W101 |  | 224 | 32030 | SH |  | SOLE |  | 0 | 0 | 32030 |
| SEMPRA ENERGY | Stock | 816851109 |  | 335 | 2167 | SH |  | SOLE |  | 0 | 0 | 2167 |
| SOFI TECHNOLOGIES INC COM | Stock | 83406F102 |  | 852 | 18490 | SH |  | SOLE |  | 0 | 0 | 18490 |
| SPDR GOLD ETF | ETF | 78463V107 |  | 183 | 10802 | SH |  | SOLE |  | 0 | 0 | 10802 |
| SPDR S 500 ETF | ETF | 78462F103 |  | 286 | 746 | SH |  | SOLE |  | 0 | 0 | 746 |
| STRYKER CORP | Stock | 863667101 |  | 492 | 2013 | SH |  | SOLE |  | 0 | 0 | 2013 |
| TARGA RES CORP COM | Stock | 87612G101 |  | 230 | 3125 | SH |  | SOLE |  | 0 | 0 | 3125 |
| TEXAS INSTRS INC COM | Stock | 882508104 |  | 721 | 4366 | SH |  | SOLE |  | 0 | 0 | 4366 |
| TJX COS INC NEW COM | Stock | 872540109 |  | 819 | 10291 | SH |  | SOLE |  | 0 | 0 | 10291 |
| TRAVELERS COMPANIES INC COM | Stock | 89417E109 |  | 206 | 1100 | SH |  | SOLE |  | 0 | 0 | 1100 |
| UNION PAC CORP COM | Stock | 907818108 |  | 705 | 3407 | SH |  | SOLE |  | 0 | 0 | 3407 |
| UNITEDHEALTH GROUP | Stock | 91324P102 |  | 979 | 1847 | SH |  | SOLE |  | 0 | 0 | 1847 |
| US BANCORP DEL COM NEW | Stock | 902973304 |  | 220 | 5035 | SH |  | SOLE |  | 0 | 0 | 5035 |
| VANECK IG FLOATING RATE ETF | ETF | 92189F486 |  | 3474 | 139649 | SH |  | SOLE |  | 0 | 0 | 139649 |
| VANGUARD FTSE EMERGING MARKETS ETF | ETF | 922042858 |  | 328 | 8411 | SH |  | SOLE |  | 0 | 0 | 8411 |
| VANGUARD GROWTH ETF | ETF | 922908736 |  | 291 | 1366 | SH |  | SOLE |  | 0 | 0 | 1366 |
| VANGUARD HIGH DIVIDEND YIELD INDEX ETF | ETF | 921946406 |  | 9421 | 87064 | SH |  | SOLE |  | 0 | 0 | 87064 |
| VANGUARD SHORT TERM BOND | ETF | 921937827 |  | 1014 | 13476 | SH |  | SOLE |  | 0 | 0 | 13476 |
| VANGUARD SHORT-TERM CORPORATE BOND ETF | ETF | 92206C409 |  | 8457 | 112474 | SH |  | SOLE |  | 0 | 0 | 112474 |
| VANGUARD SMALL CAP VALUE ETF | ETF | 922908611 |  | 522 | 3287 | SH |  | SOLE |  | 0 | 0 | 3287 |
| VANGUARD TOTAL INTERNATIONAL BOND ETF | ETF | 92203J407 |  | 2295 | 48377 | SH |  | SOLE |  | 0 | 0 | 48377 |
| VANGUARD TOTAL STOCK MARKET ETF | ETF | 922908769 |  | 528 | 2759 | SH |  | SOLE |  | 0 | 0 | 2759 |
| VANGUARD TOTAL WORLD STOCK ETF | ETF | 922042742 |  | 321 | 3724 | SH |  | SOLE |  | 0 | 0 | 3724 |
| VIRTUS DIVIDEND INTEREST  PR COM | CEF | 92840R101 |  | 1032 | 91517 | SH |  | SOLE |  | 0 | 0 | 91517 |
| VISA INC | Stock | 92826C839 |  | 738 | 3550 | SH |  | SOLE |  | 0 | 0 | 3550 |
| WELLS FARGO CO NEW COM | Stock | 949746101 |  | 451 | 10917 | SH |  | SOLE |  | 0 | 0 | 10917 |
| WEYERHAEUSER CO | REIT | 962166104 |  | 334 | 10761 | SH |  | SOLE |  | 0 | 0 | 10761 |
| WILLIAMS COS INC COM | Stock | 969457100 |  | 904 | 27490 | SH |  | SOLE |  | 0 | 0 | 27490 |
| ZIMMER HLDGS INC | Stock | 98956P102 |  | 721 | 5655 | SH |  | SOLE |  | 0 | 0 | 5655 |

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