# EDGAR Filing Document

**Accession Number:** 0000825602
**File Stem:** 0000825602-26-000011
**Filing Date:** 2026-3
**Character Count:** 2517
**Document Hash:** b6773ee06d624ce86bd8c4c83c531571
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000825602-26-000011.hdr.sgml**: 20260306

**ACCESSION NUMBER**: 0000825602-26-000011

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260306

**DATE AS OF CHANGE**: 20260306

**EFFECTIVENESS DATE**: 20260306

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** VONTOBEL SECURITIES LTD.
- **CENTRAL INDEX KEY:** 0000825602

**ORGANIZATION NAME:**
- **EIN:** 133444519
- **STATE OF INCORPORATION:** ND
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-38977
- **FILM NUMBER:** 26728824

**BUSINESS ADDRESS:**
- **STREET 1:** GOTTHARDSTRASSE 44
- **CITY:** ZURICH
- **STATE:** V8
- **ZIP:** 8002
- **BUSINESS PHONE:** 212-476-8266

**MAIL ADDRESS:**
- **STREET 1:** 66 HUDSON BOULEVARD
- **STREET 2:** 34TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10001

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** VONTOBEL SECURITIES LTD                                 /BD
- **DATE OF NAME CHANGE:** 19871201

### Attached PDF Documents

**Attachment 1:** `2025VonSecUSGAAPfinancials.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000825602

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** VONTOBEL SECURITIES LTD.

**Business Address:** GOTTHARDSTRASSE 44, ZURICH, V8, 8002

**Contact Person:** Susanne Schuemperli

**Contact Phone:** 0041 582835520

### Independent Public Accountant Identification

**Accountant Name:** Ernst & Young Ltd

**Accountant Address:** Aeschengraben 9, Basel, V8, 4002

**Accountant Type:** Certified Public Accountant not resident in United States or any of its possessions

### OATH OR AFFIRMATION

I, **Beat Dunki**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **VONTOBEL SECURITIES LTD.**, as of **12-31-2025**, are true and correct.

**Signature:** Beat Dunki

**Title:** CEO