# EDGAR Filing Document

**Accession Number:** 0001879943
**File Stem:** 0001879943-25-000008
**Filing Date:** 2025-10
**Character Count:** 13192
**Document Hash:** abde8eff459b3bf711f9991816861457
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001879943-25-000008.hdr.sgml**: 20251204

**ACCESSION NUMBER**: 0001879943-25-000008

**CONFORMED SUBMISSION TYPE**: SBSE-A/A

**PUBLIC DOCUMENT COUNT**: 4

**FILED AS OF DATE**: 20251022

**DATE AS OF CHANGE**: 20251204

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Morgan Stanley Europe SE
- **CENTRAL INDEX KEY:** 0001879943

**ORGANIZATION NAME:**
- **EIN:** 981445426
- **STATE OF INCORPORATION:** 2M
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SBSE-A/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 026-00156
- **FILM NUMBER:** 251548780

**BUSINESS ADDRESS:**
- **STREET 1:** GROSSE GALLUSSTRASSE 18
- **CITY:** FRANKFURT
- **STATE:** 2M
- **ZIP:** 60312
- **BUSINESS PHONE:** 49 69 2166-0

**MAIL ADDRESS:**
- **STREET 1:** GROSSE GALLUSSTRASSE 18
- **CITY:** FRANKFURT
- **STATE:** 2M
- **ZIP:** 60312

### Attached PDF Documents

**Attachment 1:** `msese7ROct2025v2.pdf`

_No text found in this document._

**Attachment 2:** `mseseopopinioncounsel.pdf`

_No text found in this document._

**Attachment 3:** `summaryofchangesmsese.pdf`

_No text found in this document._

## Form SBSE-A: Registration for Security-Based Swap Dealers

### Applicant Information

**Full Applicant Name:** Morgan Stanley Europe SE

**NFA Number:** 519438

**IRS Employer ID No.:** 98-1445426

**CIK:** 0001879943

**Main Address:** GROSSE GALLUSSTRASSE 18, FRANKFURT, 2M, 60312

**Business Telephone:** 49 69 2166-0

**Contact Employee:**

- **Name:** Rebecca Bryans

- **Title:** Vice President

- **Phone:** 49 69 2166-2529

- **Email:** Rebecca.Bryans@morganstanley.com

**Chief Compliance Officer:**

- **Name:** Friedrich Prinz von Preussen

- **Title:** Chief Compliance Officer

- **Phone:** 49 69 2166-2575

- **Email:** Friedrich.Preussen@morganstanley.com

### Business and Activities

**Registered as Swap Dealer?:** Yes

**Registered as Swap Participant?:** No

**Uses Mathematical Models?:** Yes

**Is a Non-Resident Entity?:** No

**Subject to Prudential Regulator?:** No

**Is an Investment Advisor?:** No

**Engaged in Other Business?:** No

**Holds Customer Funds?:** Yes

**Description of Business:**
Morgan Stanley Europe SE (MSESE) is Morgan Stanley's European investment firm. Its services include capital raising; financial advisory services, including advice on mergers and acquisitions, restructurings, project finance; sales, trading, financing and market making activities in equity and fixed income securities and related products, including foreign exchange and commodities; and investment activities. MSESE currently operates branches in Spain, The Netherlands, France, Poland, Copenhagen, Sweden and Italy.

### Control and History

**Are records kept by another entity?:** Yes

**Does another entity hold funds on behalf of applicant?:** Yes

**Is control exercised through an agreement?:** No

**Is applicant financed by another entity?:** No

**Is applicant succeeding a prior entity?:** No

**Subject to foreign regulation?:** Yes

**Number of Principals:** 10

### Schedule A: Principals

| Name                               | Title or Status                               | Date Acquired   | Date Began Working   | Ownership   |   NFA ID No. |
|:---|:---|:---|:---|:---|---:|
| Andre Munkelt                      | CEO / Director                                | 06/2019         | 01/2006              |  |       522601 |
| Philipp Lingnau                    | Head of Business Unit Division or Function    | 06/2019         | 08/2000              |  |       522603 |
| Martin Borghetto                   | Head of Business Unit Division or Function    | 06/2019         | 07/1995              |  |       522602 |
| Martin Heinrich Luehrs             | Head of Business Unit                         | 11/2021         | 01/2021              |  |       542937 |
| Markus Konold                      | Head of Business Unit                         | 01/2022         | 07/2018              |  |       545250 |
| David Edward Michael Best          | COO                                           | 04/2022         | 11/1997              |  |       548061 |
| Friedrich Prinz von Preussen       | Chief Compliance Officer                      | 01/2024         | 01/2023              |  |       560682 |
| Sophia Christina Isabelle Herrmann | Head of a Business Unit, Division or Function | 09/2024         | 04/2019              |  |       565448 |
| Michele Jones                      | CFO                                           | 07/2025         | 09/2012              |  |       572104 |
| Kate Audrey Mozzicarelli           | Director                                      | 10/2025         | 01/2008              |  |       574008 |

### Schedule B: Explanations

**Records Keeper:**

- **Name:** Deloitte GmbH

  - **Address:** Wirtschaftsprufungsgesellschaft, Franklinstrasse 50, Frankfurt, 2M, 60486

  - **Effective Date:** 02-13-2019

  - **Arrangement:** The Firm uses Deloitte as the Auditor. In addition, the applicant makes use of firmwide arrangements whereby group service entities maintain systems infrastructure and corresponding records on behalf of other group operating entities.

**Onbehalf:**

- **Name:** BME Clearing (Banco Mercado de Espana)

  - **Address:** PLAZA DE LA LEALTAD, 1, Madrid, U3, 28014

  - **Effective Date:** 08-06-2018

  - **Arrangement:** This is a CCP used by the firm that provides clearing and settlement services.

- **Name:** Cassa di Compensazione e Garanzia S.p.A. (CCG

  - **Address:** VIA TOMACELLI 146, Rome, L6, 00186

  - **Effective Date:** 10-09-2018

  - **Arrangement:** This is a CCP used by the firm that provides clearing and settlement services.

- **Name:** CCP Austria Abwicklungsstelle fur Borsengeschafte GmbH (CCP.A)

  - **Address:** Strauchgasse 1-3, vienna, C4, 1010

  - **Effective Date:** 09-06-2018

  - **Arrangement:** This is a CCP used by the firm that provides clearing and settlement services.

- **Name:** European Commodity Clearing

  - **Address:** AUGUSTUSPLATZ 9, Leipzig, Saxony, 2M, 04109

  - **Effective Date:** 01-21-2018

  - **Arrangement:** This is a CCP used by the firm that provides clearing and settlement services.

- **Name:** Eurex Clearing AG

  - **Address:** MERGENTHALERALLEE 61, Eschborn, Hesse, 2M, 65760

  - **Effective Date:** 11-12-2018

  - **Arrangement:** This is a CCP used by the firm that provides clearing and settlement services.

- **Name:** European Central Counterparty N.V.

  - **Address:** APOLLOLAAN 150, Noord-Holland, Amsterdam, P7, 1077BG

  - **Effective Date:** 09-06-2018

  - **Arrangement:** This is a CCP used by the firm that provides clearing and settlement services.

- **Name:** ICE Clear Europe Limited (ICE Clear Europe)

  - **Address:** 60 CHISWELL STREET, MILTON GATE, London, X0, EC1Y 4SA

  - **Effective Date:** 07-24-2018

  - **Arrangement:** This is a CCP used by the firm that provides clearing and settlement services.

- **Name:** LCH Ltd (London Clearing House)

  - **Address:** ALDGATE HOUSE, 33 ALDGATE HIGH STREET, London, X0, EC3N 1EA

  - **Effective Date:** 03-20-2019

  - **Arrangement:** This is a CCP used by the firm that provides clearing and settlement services.

- **Name:** LCH SA / LCH Clearnet SA / Banque Centrale de Compensation SA

  - **Address:** 18 RUE DU QUATRE SEPTEMBRE, Paris, I0, 75002

  - **Effective Date:** 11-19-2018

  - **Arrangement:** This is a CCP used by the firm that provides clearing and settlement services.

- **Name:** Nasdaq OMX Clearing AB [Sweden + various Nordic]

  - **Address:** SE-105 78 STOCKHOLM, Stockholm, V7, SE-105 78

  - **Effective Date:** 07-09-2018

  - **Arrangement:** This is a CCP used by the firm that provides clearing and settlement services.

- **Name:** SIBE (Cash Equity Market)

  - **Address:** Pfingstweidstrasse 110, Zurich, V8, 8005

  - **Effective Date:** 06-29-2020

  - **Arrangement:** The Exchange is providing us with the ability to buy and sell instruments listed on their exchange.

- **Name:** MEFF

  - **Address:** Pfingstweidstrasse 110, Zurich, V8, 8005

  - **Effective Date:** 06-25-2018

  - **Arrangement:** The Exchange is providing us with the ability to buy and sell instruments listed on their exchange.

- **Name:** Boerse Stuttgart

  - **Address:** Borsenstrasse 4, Stuttgart, 2M, 70174

  - **Effective Date:** 06-25-2018

  - **Arrangement:** The Exchange is providing us with the ability to buy and sell instruments listed on their exchange.

- **Name:** Nordic Growth Market

  - **Address:** Borsenstrasse 4, Stuttgart, 2M, 70174

  - **Effective Date:** 06-26-2018

  - **Arrangement:** The Exchange is providing us with the ability to buy and sell instruments listed on their exchange.

- **Name:** Nordic Derivatives Exchange

  - **Address:** Borsenstrasse 4, Stuttgart, 2M, 70174

  - **Effective Date:** 06-26-2018

  - **Arrangement:** The Exchange is providing us with the ability to buy and sell instruments listed on their exchange.

- **Name:** CBOE (formerly BATS-Chi-X Europe)

  - **Address:** 400 South LaSalle Street, Chicago, 2J, 60605

  - **Effective Date:** 09-10-2018

  - **Arrangement:** The Exchange is providing us with the ability to buy and sell instruments listed on their exchange.

- **Name:** CBOE Europe B.V.

  - **Address:** 401 South LaSalle Street, Chicago, 2J, 60605

  - **Effective Date:** 02-07-2019

  - **Arrangement:** The Exchange is providing us with the ability to buy and sell instruments listed on their exchange.

- **Name:** CBOE Listed Derivatives

  - **Address:** 402 South LaSalle Street, Chicago, 2J, 60605

  - **Effective Date:** 07-29-2021

  - **Arrangement:** The Exchange is providing us with the ability to buy and sell instruments listed on their exchange.

- **Name:** Wiener Boerse

  - **Address:** Wallnerstrasse 8, Wien, Vienna, C4, 1010

  - **Effective Date:** 06-22-2018

  - **Arrangement:** The Exchange is providing us with the ability to buy and sell instruments listed on their exchange.

- **Name:** Deutsche Borse Xetra

  - **Address:** The Cube, Mergenthalerallee 61, Eschborn, 2M, 65760

  - **Effective Date:** 05-25-2018

  - **Arrangement:** The Exchange is providing us with the ability to buy and sell instruments listed on their exchange.

- **Name:** EUREX

  - **Address:** The Cube, Mergenthalerallee 61, Eschborn, 2M, 65760

  - **Effective Date:** 05-28-2018

  - **Arrangement:** The Exchange is providing us with the ability to buy and sell instruments listed on their exchange.

- **Name:** Eurex Repo

  - **Address:** Eurex Repo GmbH, Frankfurt am Main, 2M, 60485

  - **Effective Date:** 07-09-2018

  - **Arrangement:** The Exchange is providing us with the ability to buy and sell instruments listed on their exchange.

- **Name:** European Energy Exchange AG (EEX)

  - **Address:** Augustusplatz 9, Leipzig, 2M, 04109

  - **Effective Date:** 06-26-2018

  - **Arrangement:** The Exchange is providing us with the ability to buy and sell instruments listed on their exchange.

- **Name:** Euronext - Growth Market Alternext, Access Easynext, Amsterdam (Cash), Paris (Cash), Brussels (Cash), Dublin (Cash), Lisbon (Cash), Oslo (Cash)

  - **Address:** Beursplein 5, Amsterdam, P7, 1012 JW

  - **Effective Date:** 05-30-2018

  - **Arrangement:** The Exchange is providing us with the ability to buy and sell instruments listed on their exchange.

- **Name:** Euronext Derivatives

  - **Address:** Beursplein 5, Amsterdam, P7, 1012 JW

  - **Effective Date:** 05-30-2018

  - **Arrangement:** The Exchange is providing us with the ability to buy and sell instruments listed on their exchange.

- **Name:** ICE Endex

  - **Address:** Hoogoorddreef 7, Australia BL, Amsterdam, P7, 1101 BA

  - **Effective Date:** 07-27-2018

  - **Arrangement:** The Exchange is providing us with the ability to buy and sell instruments listed on their exchange.

- **Name:** Borsa Italiana - Equity MTF Market, IDEM

  - **Address:** P.za degli Affari 6, Milan, L6, 20123

  - **Effective Date:** 06-25-2018

  - **Arrangement:** The Exchange is providing us with the ability to buy and sell instruments listed on their exchange.

- **Name:** Nasdaq OMX Nordic Ltd - Copenhagen, Norway, Helsinki, Stockholm

  - **Address:** Nasdaq Woolgate Exchange 3rd Floor, 25 Basinghall Street, London, X0, EC2V 5HA

  - **Effective Date:** 07-04-2018

  - **Arrangement:** The Exchange is providing us with the ability to buy and sell instruments listed on their exchange.

- **Name:** Norexeco ASA

  - **Address:** 8 Bouverie St, Temple, London, X0, EC4Y 8AX

  - **Effective Date:** 02-26-2019

  - **Arrangement:** The Exchange is providing us with the ability to buy and sell instruments listed on their exchange.

- **Name:** Warsaw Stock Exchange

  - **Address:** ul. Ksiazeca 4, Warsaw, R9, 00-498

  - **Effective Date:** 06-12-2018

  - **Arrangement:** The Exchange is providing us with the ability to buy and sell instruments listed on their exchange.

### Execution

**Date:** 09-22-2025

**Name of Applicant:** Morgan Stanley Europe SE

**Signature:** Samiul Hoque

**Printed Name:** Samiul Hoque

**Title:** Vice President, Compliance