# EDGAR Filing Document

**Accession Number:** 0001299848
**File Stem:** 0001299848-23-000001
**Filing Date:** 2023-2
**Character Count:** 3150
**Document Hash:** 05adcc5ec908d6a7d3c37d93c489e674
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001299848-23-000001.hdr.sgml**: 20230222

**ACCESSION NUMBER**: 0001299848-23-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230222

**DATE AS OF CHANGE**: 20230222

**EFFECTIVENESS DATE**: 20230222

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GFG SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0001299848
- **IRS NUMBER:** 201161439
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-66606
- **FILM NUMBER:** 23654864

**BUSINESS ADDRESS:**
- **STREET 1:** 701 BRICKELL AVENUE
- **STREET 2:** SUITE 1400
- **CITY:** MIAMI
- **STATE:** FL
- **ZIP:** 33131
- **BUSINESS PHONE:** (305) 810-6555

**MAIL ADDRESS:**
- **STREET 1:** 701 BRICKELL AVENUE
- **STREET 2:** SUITE 1400
- **CITY:** MIAMI
- **STATE:** FL
- **ZIP:** 33131

### Attached PDF Documents

**Attachment 1:** `dec22_audit_gfg_bs3.pdf`

# GFG SECURITIES, LLC

## STATEMENT OF FINANCIAL CONDITION

DECEMBER 31, 2022

Assets:

| Cash and cash equivalents | $1,405,996 |
| --- | --- |
| Marketable securities, original cost $4,757,123 | 4,766,268 |
| Accounts receivable | 391,085 |
| Accrued interest receivable | 49,194 |
| Due from parent | 50,957 |
| Operating lease right-of-use asset | 434,760 |
| Furniture and equipment, net of accumulated depreciation of $21,534 | 2,279 |
| Prepaid expenses | 800 |
| Total Assets | $7,101,339 |

Liabilities and Member's Equity:

Liabilities:

| Accounts payable | $9,358 |
| --- | --- |
| Operating lease liability | 486,774 |
| Accrued expenses | 982,833 |
| Total Liabilities | 1,478,965 |
| Member's Equity | 5,622,374 |
| Total Liabilities and Member's Equity | $7,101,339 |

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001299848

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** GFG SECURITIES, LLC

**Business Address:** 701 BRICKELL AVENUE, SUITE 1400, MIAMI, FL, 33131

**Contact Person:** Eduardo Gruener

**Contact Phone:** 305-810-6500

### Independent Public Accountant Identification

**Accountant Name:** Kabat,Schertzer,De La Torre, Taraboulos & Co.

**Accountant Address:** 9300 South Dadeland Blvd, Suite 600, Miami, FL, 33156

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Eduardo Gruener**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **GFG SECURITIES, LLC**, as of **12-31-2022**, are true and correct.

**Signature:** Eduardo Gruener

**Title:** Managing Member

**Notarized:** Yes