# EDGAR Filing Document

**Accession Number:** 0001410558
**File Stem:** 0001437749-23-002765
**Filing Date:** 2023-2
**Character Count:** 6824
**Document Hash:** d552a7b19415e06bc39ba51c6674175e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001437749-23-002765.hdr.sgml**: 20230208

**ACCESSION NUMBER**: 0001437749-23-002765

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230208

**FILED AS OF DATE**: 20230208

**DATE AS OF CHANGE**: 20230208

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Stewart Laura Lee
- **CENTRAL INDEX KEY:** 0001410558

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-35633
- **FILM NUMBER:** 23598346

**MAIL ADDRESS:**
- **STREET 1:** C/O SOUND FINANCIAL INC
- **STREET 2:** 2005 FIFTH AVENUE 2ND FLOOR
- **CITY:** SEATTLE
- **STATE:** WA
- **ZIP:** 98121
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Sound Financial Bancorp, Inc.
- **CENTRAL INDEX KEY:** 0001541119
- **STANDARD INDUSTRIAL CLASSIFICATION:** SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
- **IRS NUMBER:** 455188530
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 2400 3RD AVENUE
- **STREET 2:** SUITE 150
- **CITY:** SEATTLE
- **STATE:** WA
- **ZIP:** 98121
- **BUSINESS PHONE:** 206-448-0884

**MAIL ADDRESS:**
- **STREET 1:** 2400 3RD AVENUE
- **STREET 2:** SUITE 150
- **CITY:** SEATTLE
- **STATE:** WA
- **ZIP:** 98121

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Stewart Laura Lee<br><sub>(Last) (First) (Middle)</sub><br>C/O SOUND FINANCIAL BANCORP, INC.<br>2400 3RD AVENUE, SUITE 150<br><sub>(Street)</sub><br>SEATTLE, WA 98121<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-08 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_President and CEO_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Sound Financial Bancorp, Inc. [ SFBC ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2023-02-08 |  | M |  | 10800 | A | $16.80 | 62799 | D |  |
| Common Stock | 2023-02-08 |  | F |  | 4527 | D | $40.08 | 58272 | D |  |
| Common Stock |  |  |  |  |  |  |  | 13074 | I | By ESOP |
| Common Stock |  |  |  |  |  |  |  | 18034 | I | By 401(k) |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Stock Option (Right to Buy) | $16.80 | 2023-02-07 |  | M |  |  | 10800 | <sup>(1)</sup> | 2024-01-23 | Common Stock | 10800 | $0 | 2937 | D |  |
| Stock Option (Right to Buy) | $18.3600 |  |  |  |  |  |  | <sup>(1)</sup> | 2025-01-28 | Common Stock | 8362 |  | 8362 | D |  |
| Stock Option (Right to Buy) | $18.3600 |  |  |  |  |  |  | <sup>(1)</sup> | 2025-01-28 | Common Stock | 3502 |  | 3502 | D |  |
| Stock Option (Right to Buy) | $33.5000 |  |  |  |  |  |  | <sup>(1)</sup> | 2029-01-25 | Common Stock | 250 |  | 250 | D |  |
| Stock Option (Right to Buy) | $36.2600 |  |  |  |  |  |  | <sup>(1)</sup> | 2030-01-31 | Common Stock | 120 |  | 120 | D |  |
| Stock Option (Right to Buy) | $32.4600 |  |  |  |  |  |  | <sup>(2)</sup> | 2031-01-27 | Common Stock | 300 |  | 300 | D |  |
| Stock Option (Right to Buy) | $40.1300 |  |  |  |  |  |  | <sup>(3)</sup> | 2033-01-27 | Common Stock | 1800 |  | 1800 | D |  |

---

### Footnotes:

(1) Options are fully exercisable.

(2) Options vest in three equal annual installments beginning on January 27, 2021.

(3) Options vest in three equal annual installments beginning on January 27, 2023.

**Signature:** /s/ Laura Lee Stewart  
**Date:** 2023-02-08

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**