# EDGAR Filing Document

**Accession Number:** 0002129318
**File Stem:** 0002129318-26-000023
**Filing Date:** 2026-5
**Character Count:** 11533
**Document Hash:** 050ba6c341cc9fd6692e8cd2503c9303
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002129318-26-000023.hdr.sgml**: 20260520

**ACCESSION NUMBER**: 0002129318-26-000023

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20210331

**FILED AS OF DATE**: 20260520

**DATE AS OF CHANGE**: 20260520

**EFFECTIVENESS DATE**: 20260520

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Norris Financial Group, LLC
- **CENTRAL INDEX KEY:** 0002129318

**ORGANIZATION NAME:**
- **EIN:** 582280206
- **STATE OF INCORPORATION:** SC
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-26988
- **FILM NUMBER:** 261002576

**BUSINESS ADDRESS:**
- **STREET 1:** 605 N MAIN ST.
- **CITY:** GREENVILLE
- **STATE:** SC
- **ZIP:** 29601
- **BUSINESS PHONE:** 864-420-7335

**MAIL ADDRESS:**
- **STREET 1:** 605 N MAIN ST.
- **CITY:** GREENVILLE
- **STATE:** SC
- **ZIP:** 29601

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2021

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Norris Financial Group LLC<br>**Address:** 605 N MAIN ST.<br>GREENVILLE, SC 29601

**Form 13F File Number:** 028-26988

**CRD Number (if applicable):** 000129422

**SEC File Number (if applicable):** 801-112958

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Desaree Tatum<br>**Title:** Consultant Compliance Services<br>**Phone:** 513-538-1150

**Signature, Place, and Date of Signing:**

Desaree Tatum  Covington, KY  05-20-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 79

**Form 13F Information Table Value Total:** $136239802

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ISHARES GOLD TRUST | ISHARES EFT | 464285105 |  | 9144315 | 562381 | SH |  | SOLE |  | 0 | 0 | 562381 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 8934683 | 27997 | SH |  | SOLE |  | 0 | 0 | 27997 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 8856390 | 22346 | SH |  | SOLE |  | 0 | 0 | 22346 |
| ISHARES TR | US TRSPRTION | 464287192 |  | 7520477 | 29191 | SH |  | SOLE |  | 0 | 0 | 29191 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 6551492 | 46248 | SH |  | SOLE |  | 0 | 0 | 46248 |
| APPLE INC | COM | 037833100 |  | 5357010 | 43856 | SH |  | SOLE |  | 0 | 0 | 43856 |
| GLOBAL X FDS | US INFR DEV EFT | 37954Y673 |  | 4981276 | 198774 | SH |  | SOLE |  | 0 | 0 | 198774 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 4544232 | 92626 | SH |  | SOLE |  | 0 | 0 | 92626 |
| ISHARES TR | US REGNL BKS ETF | 464288778 |  | 4369597 | 77106 | SH |  | SOLE |  | 0 | 0 | 77106 |
| FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 33739H101 |  | 3937055 | 188016 | SH |  | SOLE |  | 0 | 0 | 188016 |
| FIRST TR EXCHANGE TRADED FD | CONSUMR DISCRE | 33734X101 |  | 3864422 | 66399 | SH |  | SOLE |  | 0 | 0 | 66399 |
| ISHARES TR | ISHARES SEMICDTR | 464287523 |  | 3675993 | 8670 | SH |  | SOLE |  | 0 | 0 | 8670 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 3586010 | 105316 | SH |  | SOLE |  | 0 | 0 | 105316 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 3410507 | 21321 | SH |  | SOLE |  | 0 | 0 | 21321 |
| FLEXSHARES TR | IBOXX 3R TARGT | 33939L506 |  | 3265371 | 123829 | SH |  | SOLE |  | 0 | 0 | 123829 |
| MICROSOFT CORP | COM | 594918104 |  | 3230521 | 13702 | SH |  | SOLE |  | 0 | 0 | 13702 |
| AURINIA PHARMACEUTICALS INC | COM | 05156V102 |  | 3037672 | 233937 | SH |  | SOLE |  | 0 | 0 | 233937 |
| SPDR SER TR | S METALS MNG | 78464A755 |  | 2820588 | 70656 | SH |  | SOLE |  | 0 | 0 | 70656 |
| FIRST TR EXCHANGE-TRADED FD | NAS CLNEDG GREEN | 33733E500 |  | 2673068 | 38966 | SH |  | SOLE |  | 0 | 0 | 38966 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 2336679 | 10306 | SH |  | SOLE |  | 0 | 0 | 10306 |
| AMAZON COM INC | COM | 023135106 |  | 1986399 | 642 | SH |  | SOLE |  | 0 | 0 | 642 |
| BUILDERS FIRSTSOURCE INC | COM | 12008R107 |  | 1729555 | 37299 | SH |  | SOLE |  | 0 | 0 | 37299 |
| FORTINET INC | COM | 34959E109 |  | 1369872 | 7428 | SH |  | SOLE |  | 0 | 0 | 7428 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 |  | 1349342 | 6288 | SH |  | SOLE |  | 0 | 0 | 6288 |
| LOGITECH INTL S A | SHS | H50430232 |  | 1251910 | 11980 | SH |  | SOLE |  | 0 | 0 | 11980 |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 33734X846 |  | 1240632 | 29666 | SH |  | SOLE |  | 0 | 0 | 29666 |
| RELIANCE STEEL  ALUMINUM CO | COM | 759509102 |  | 1215883 | 7984 | SH |  | SOLE |  | 0 | 0 | 7984 |
| WALMART INC | COM | 931142103 |  | 1196255 | 8807 | SH |  | SOLE |  | 0 | 0 | 8807 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 1162942 | 19999 | SH |  | SOLE |  | 0 | 0 | 19999 |
| SOUTHERN COPPER CORP | COM | 84265V105 |  | 1125556 | 16584 | SH |  | SOLE |  | 0 | 0 | 16584 |
| TARGET CORP | COM | 87612E106 |  | 1053138 | 5317 | SH |  | SOLE |  | 0 | 0 | 5317 |
| STEEL DYNAMICS INC | COM | 858119100 |  | 1048905 | 20664 | SH |  | SOLE |  | 0 | 0 | 20664 |
| CATERPILLAR INC | COM | 149123101 |  | 1017677 | 4389 | SH |  | SOLE |  | 0 | 0 | 4389 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 968110 | 12466 | SH |  | SOLE |  | 0 | 0 | 12466 |
| LEIDOS HOLDINGS INC | COM | 525327102 |  | 953076 | 9899 | SH |  | SOLE |  | 0 | 0 | 9899 |
| M D C HLDGS INC | COM | 552676108 |  | 947608 | 15953 | SH |  | SOLE |  | 0 | 0 | 15953 |
| FLUOR CORP NEW | COM | 343412102 |  | 941633 | 40781 | SH |  | SOLE |  | 0 | 0 | 40781 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 917394 | 9002 | SH |  | SOLE |  | 0 | 0 | 9002 |
| BANK AMERICA CORP | COM | 060505104 |  | 896060 | 23160 | SH |  | SOLE |  | 0 | 0 | 23160 |
| SPDR SER TR | AEROSPACE DEF | 78464A631 |  | 893824 | 7117 | SH |  | SOLE |  | 0 | 0 | 7117 |
| ARK ETF TR | GENOMIC REV ETF | 00214Q302 |  | 887744 | 10005 | SH |  | SOLE |  | 0 | 0 | 10005 |
| UNION PAC CORP | COM | 907818108 |  | 843950 | 3829 | SH |  | SOLE |  | 0 | 0 | 3829 |
| ISHARES TR | US AER DEF ETF | 464288760 |  | 824759 | 7922 | SH |  | SOLE |  | 0 | 0 | 7922 |
| GENERAL MTRS CO | COM | 37045V100 |  | 814610 | 14177 | SH |  | SOLE |  | 0 | 0 | 14177 |
| UNITED STS COMMODITY INDEX F | CM REP COPP FD | 911718104 |  | 775899 | 31515 | SH |  | SOLE |  | 0 | 0 | 31515 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 771788 | 9355 | SH |  | SOLE |  | 0 | 0 | 9355 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 |  | 750442 | 22789 | SH |  | SOLE |  | 0 | 0 | 22789 |
| FIRST TR NAS100 EQ WEIGHTED | SHS | 337344105 |  | 749534 | 7258 | SH |  | SOLE |  | 0 | 0 | 7258 |
| FIRST TR EXCH TRADED FD III | ULTRA SHT DUR MU | 33740J104 |  | 700755 | 34708 | SH |  | SOLE |  | 0 | 0 | 34708 |
| DEERE  CO | COM | 244199105 |  | 673078 | 1799 | SH |  | SOLE |  | 0 | 0 | 1799 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 645303 | 4239 | SH |  | SOLE |  | 0 | 0 | 4239 |
| INVESCO EXCH TRADED FD TR II | S HDL VOL | 46138E362 |  | 609140 | 14209 | SH |  | SOLE |  | 0 | 0 | 14209 |
| TANGER INC | COM | 875465106 |  | 592264 | 39145 | SH |  | SOLE |  | 0 | 0 | 39145 |
| ROCKET COS INC | COM CL A | 77311W101 |  | 500799 | 21689 | SH |  | SOLE |  | 0 | 0 | 21689 |
| SPDR SER TR | PRTFLO S HI | 78468R788 |  | 447948 | 11635 | SH |  | SOLE |  | 0 | 0 | 11635 |
| APHRIA INC | COM | 03765K104 |  | 441570 | 24033 | SH |  | SOLE |  | 0 | 0 | 24033 |
| HUNTINGTON BANCSHARES INC | COM | 446150104 |  | 430524 | 27387 | SH |  | SOLE |  | 0 | 0 | 27387 |
| VIRGIN GALACTIC HOLDINGS INC | COM | 92766K106 |  | 428024 | 13974 | SH |  | SOLE |  | 0 | 0 | 13974 |
| FIRST TR EXCH TRADED FD III | SHRT DUR MNG MUN | 33739P830 |  | 356561 | 17130 | SH |  | SOLE |  | 0 | 0 | 17130 |
| ISHARES TR | EAFE VALUE ETF | 464288877 |  | 354802 | 6961 | SH |  | SOLE |  | 0 | 0 | 6961 |
| WISDOMTREE TR | EMER MKT HIGH FD | 97717W315 |  | 350710 | 7906 | SH |  | SOLE |  | 0 | 0 | 7906 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 336748 | 2527 | SH |  | SOLE |  | 0 | 0 | 2527 |
| ISHARES TR | GL CLEAN ENE ETF | 464288224 |  | 334805 | 13778 | SH |  | SOLE |  | 0 | 0 | 13778 |
| SPDR SER TR | NYSE TECH ETF | 78464A102 |  | 326154 | 2254 | SH |  | SOLE |  | 0 | 0 | 2254 |
| DISNEY WALT CO | COM | 254687106 |  | 320327 | 1736 | SH |  | SOLE |  | 0 | 0 | 1736 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 315382 | 2513 | SH |  | SOLE |  | 0 | 0 | 2513 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 |  | 312446 | 15506 | SH |  | SOLE |  | 0 | 0 | 15506 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 |  | 278547 | 777 | SH |  | SOLE |  | 0 | 0 | 777 |
| BLOCK INC | CL A | 852234103 |  | 276774 | 1219 | SH |  | SOLE |  | 0 | 0 | 1219 |
| SOUTHSTATE CORPORATION | COM | 840441109 |  | 235530 | 3000 | SH |  | SOLE |  | 0 | 0 | 3000 |
| TG THERAPEUTICS INC | COM | 88322Q108 |  | 220756 | 4580 | SH |  | SOLE |  | 0 | 0 | 4580 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 217117 | 3889 | SH |  | SOLE |  | 0 | 0 | 3889 |
| KRANESHARES TR | ELEC VEH FUTUR | 500767827 |  | 210798 | 4974 | SH |  | SOLE |  | 0 | 0 | 4974 |
| CORECIVIC INC | COM | 21871N101 |  | 155036 | 17131 | SH |  | SOLE |  | 0 | 0 | 17131 |
| ZK INTL GROUP CO LTD | SHS | G9892K100 |  | 139334 | 14950 | SH |  | SOLE |  | 0 | 0 | 14950 |
| CLOVIS ONCOLOGY INC | COM | 189464100 |  | 91772 | 13073 | SH |  | SOLE |  | 0 | 0 | 13073 |
| TRITERRAS INC | COM CL A | G9103H102 |  | 76125 | 10500 | SH |  | SOLE |  | 0 | 0 | 10500 |
| ADVAXIS INC | COM | 007624307 |  | 55105 | 74850 | SH |  | SOLE |  | 0 | 0 | 74850 |
| TONIX PHARMACEUTICALS HOLDIN | COM | 890260706 |  | 23713 | 18526 | SH |  | SOLE |  | 0 | 0 | 18526 |

---