# EDGAR Filing Document

**Accession Number:** 0001790548
**File Stem:** 0001420506-23-000288
**Filing Date:** 2023-2
**Character Count:** 23696
**Document Hash:** b6954f6dd8b3ed2cf59a6686e492cc11
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001420506-23-000288.hdr.sgml**: 20230208

**ACCESSION NUMBER**: 0001420506-23-000288

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230208

**DATE AS OF CHANGE**: 20230207

**EFFECTIVENESS DATE**: 20230208

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Beck Bode, LLC
- **CENTRAL INDEX KEY:** 0001790548
- **IRS NUMBER:** 462038516
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19644
- **FILM NUMBER:** 23596637

**BUSINESS ADDRESS:**
- **STREET 1:** 858 WASHINGTON ST STE 100
- **CITY:** DEDHAM
- **STATE:** MA
- **ZIP:** 02026
- **BUSINESS PHONE:** 6172092224

**MAIL ADDRESS:**
- **STREET 1:** 858 WASHINGTON ST STE 100
- **CITY:** DEDHAM
- **STATE:** MA
- **ZIP:** 02026

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Beck Bode LLC<br>**Address:** 858 WASHINGTON ST STE 100<br>DEDHAM, MA 02026

**Form 13F File Number:** 028-19644

**CRD Number (if applicable):** 000282611

**SEC File Number (if applicable):** 801-107188

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Benjamin Beck<br>**Title:** Managing Partner CCO and CIO<br>**Phone:** 6172092224

**Signature, Place, and Date of Signing:**

Benjamin Beck Managing Partner CCO and CIO  DEDHAM, MA  02-07-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 202

**Form 13F Information Table Value Total:** $444717531

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 1LIFE HEALTHCARE INC | COM | 68269G107 |  | 1146122 | 68589 | SH |  | SOLE |  | 68589 | 0 | 0 |
| ABBOTT LABS | COM | 002824100 |  | 729514 | 6645 | SH |  | SOLE |  | 6644 | 0 | 0 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 491334 | 1460 | SH |  | SOLE |  | 1460 | 0 | 0 |
| AES CORP | COM | 00130H105 |  | 15096559 | 524915 | SH |  | SOLE |  | 524915 | 0 | 0 |
| AGILENT TECHNOLOGIES INC | COM | 00846U101 |  | 15855951 | 105951 | SH |  | SOLE |  | 105951 | 0 | 0 |
| ALBANY INTL CORP | CL A | 012348108 |  | 1221100 | 12386 | SH |  | SOLE |  | 12385 | 0 | 0 |
| ALBERTSONS COS INC | COMMON STOCK | 013091103 |  | 1281707 | 61799 | SH |  | SOLE |  | 61798 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 518969 | 5882 | SH |  | SOLE |  | 5882 | 0 | 0 |
| ALTERYX INC | NOTE  0.500% 8/0 | 02156BAD5 |  | 57278 | 62000 | SH |  | SOLE |  | 62000 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 557266 | 6634 | SH |  | SOLE |  | 6634 | 0 | 0 |
| AMEREN CORP | COM | 023608102 |  | 12644902 | 142205 | SH |  | SOLE |  | 142205 | 0 | 0 |
| AMERICAN ELEC PWR CO INC | COM | 025537101 |  | 1062016 | 11185 | SH |  | SOLE |  | 11185 | 0 | 0 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 |  | 875336 | 4132 | SH |  | SOLE |  | 4131 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 5794004 | 44593 | SH |  | SOLE |  | 44593 | 0 | 0 |
| ARES CAPITAL CORP | COM | 04010L103 |  | 1794028 | 97132 | SH |  | SOLE |  | 97132 | 0 | 0 |
| ARISTA NETWORKS INC | COM | 040413106 |  | 7820357 | 64445 | SH |  | SOLE |  | 64444 | 0 | 0 |
| ASSOCIATED BANC CORP | COM | 045487105 |  | 4416615 | 191278 | SH |  | SOLE |  | 191278 | 0 | 0 |
| ASTRAZENECA PLC | SPONSORED ADR | 046353108 |  | 5596459 | 82544 | SH |  | SOLE |  | 82543 | 0 | 0 |
| AT INC | COM | 00206R102 |  | 808703 | 43927 | SH |  | SOLE |  | 43927 | 0 | 0 |
| ATLANTICA SUSTAINABLE INFR P | SHS | G0751N103 |  | 9672031 | 373438 | SH |  | SOLE |  | 373437 | 0 | 0 |
| ATLAS AIR WORLDWIDE HLDGS IN | NOTE  1.875% 6/0 | 049164BJ4 |  | 76421 | 46000 | SH |  | SOLE |  | 46000 | 0 | 0 |
| AVNET INC | COM | 053807103 |  | 6622384 | 159269 | SH |  | SOLE |  | 159268 | 0 | 0 |
| BCE INC | COM NEW | 05534B760 |  | 2061362 | 46902 | SH |  | SOLE |  | 46902 | 0 | 0 |
| BENEFITFOCUS INC | NOTE  1.250%12/1 | 08180DAB2 |  | 52298 | 55000 | SH |  | SOLE |  | 55000 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 200476 | 649 | SH |  | SOLE |  | 649 | 0 | 0 |
| BILL COM HLDGS INC | COM | 090043100 |  | 796885 | 7314 | SH |  | SOLE |  | 7313 | 0 | 0 |
| BJS WHSL CLUB HLDGS INC | COM | 05550J101 |  | 5016432 | 75823 | SH |  | SOLE |  | 75822 | 0 | 0 |
| BLACKLINE INC | COM | 09239B109 |  | 1823461 | 27107 | SH |  | SOLE |  | 27106 | 0 | 0 |
| BLACKROCK HEALTH SCIENCES TR | COM | 09250W107 |  | 203562 | 4671 | SH |  | SOLE |  | 4671 | 0 | 0 |
| BLOCK INC | NOTE         5/0 | 852234AJ2 |  | 12275 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| BLOCK INC | NOTE  0.500% 5/1 | 852234AD5 |  | 30498 | 29000 | SH |  | SOLE |  | 29000 | 0 | 0 |
| BOISE CASCADE CO DEL | COM | 09739D100 |  | 3575487 | 52068 | SH |  | SOLE |  | 52067 | 0 | 0 |
| BOOKING HOLDINGS INC | NOTE  0.750% 5/0 | 09857LAN8 |  | 64369 | 48000 | SH |  | SOLE |  | 48000 | 0 | 0 |
| BRIDGEBIO PHARMA INC | NOTE  2.500% 3/1 | 10806XAB8 |  | 15331 | 34000 | SH |  | SOLE |  | 34000 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 263985 | 3669 | SH |  | SOLE |  | 3669 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 |  | 3026464 | 5413 | SH |  | SOLE |  | 5412 | 0 | 0 |
| BURLINGTON STORES INC | NOTE  2.250% 4/1 | 122017AB2 |  | 66516 | 58000 | SH |  | SOLE |  | 58000 | 0 | 0 |
| CACTUS INC | CL A | 127203107 |  | 5680803 | 113028 | SH |  | SOLE |  | 113028 | 0 | 0 |
| CADENCE DESIGN SYSTEM INC | COM | 127387108 |  | 1087759 | 6771 | SH |  | SOLE |  | 6771 | 0 | 0 |
| CAL MAINE FOODS INC | COM NEW | 128030202 |  | 3103876 | 57004 | SH |  | SOLE |  | 57004 | 0 | 0 |
| CATERPILLAR INC | COM | 149123101 |  | 815462 | 3404 | SH |  | SOLE |  | 3404 | 0 | 0 |
| CELSIUS HLDGS INC | COM NEW | 15118V207 |  | 1604713 | 15424 | SH |  | SOLE |  | 15424 | 0 | 0 |
| CENTENE CORP DEL | COM | 15135B101 |  | 5787678 | 70573 | SH |  | SOLE |  | 70572 | 0 | 0 |
| CHAMPIONX CORPORATION | COM | 15872M104 |  | 4135887 | 142666 | SH |  | SOLE |  | 142665 | 0 | 0 |
| CHEGG INC | NOTE  0.125% 3/1 | 163092AD1 |  | 32162 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| CHEGG INC | NOTE         9/0 | 163092AF6 |  | 36918 | 47000 | SH |  | SOLE |  | 47000 | 0 | 0 |
| CHEGG INC | COM | 163092109 |  | 3702610 | 146522 | SH |  | SOLE |  | 146521 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 7520058 | 41897 | SH |  | SOLE |  | 41896 | 0 | 0 |
| CINTAS CORP | COM | 172908105 |  | 1031887 | 2285 | SH |  | SOLE |  | 2284 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 240601 | 5050 | SH |  | SOLE |  | 5050 | 0 | 0 |
| CONMED CORP | NOTE  2.625% 2/0 | 207410AF8 |  | 50990 | 45000 | SH |  | SOLE |  | 45000 | 0 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 1428809 | 3130 | SH |  | SOLE |  | 3129 | 0 | 0 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 |  | 3265685 | 31016 | SH |  | SOLE |  | 31016 | 0 | 0 |
| CVS HEALTH CORP | COM | 126650100 |  | 991395 | 10631 | SH |  | SOLE |  | 10630 | 0 | 0 |
| CYBERARK SOFTWARE LTD | NOTE        11/1 | 23248VAB1 |  | 19033 | 18000 | SH |  | SOLE |  | 18000 | 0 | 0 |
| CYBERARK SOFTWARE LTD | SHS | M2682V108 |  | 210681 | 1625 | SH |  | SOLE |  | 1625 | 0 | 0 |
| DATADOG INC | CL A COM | 23804L103 |  | 1188275 | 16167 | SH |  | SOLE |  | 16167 | 0 | 0 |
| DATADOG INC | NOTE  0.125% 6/1 | 23804LAB9 |  | 43057 | 39000 | SH |  | SOLE |  | 39000 | 0 | 0 |
| DAVIS FUNDAMENTAL ETF TR | SELECT US EQTY | 23908L207 |  | 1076938 | 39637 | SH |  | SOLE |  | 39637 | 0 | 0 |
| DEERE  CO | COM | 244199105 |  | 889677 | 2075 | SH |  | SOLE |  | 2075 | 0 | 0 |
| DENBURY INC | COM | 24790A101 |  | 1246823 | 14328 | SH |  | SOLE |  | 14328 | 0 | 0 |
| DEXCOM INC | NOTE  0.250%11/1 | 252131AK3 |  | 228024 | 210000 | SH |  | SOLE |  | 210000 | 0 | 0 |
| DICKS SPORTING GOODS INC | NOTE  3.250% 4/1 | 253393AD4 |  | 128970 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| DISH NETWORK CORPORATION | NOTE  3.375% 8/1 | 25470MAB5 |  | 26387 | 42000 | SH |  | SOLE |  | 42000 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 |  | 204429 | 2353 | SH |  | SOLE |  | 2353 | 0 | 0 |
| DYNATRACE INC | COM NEW | 268150109 |  | 1181661 | 30853 | SH |  | SOLE |  | 30852 | 0 | 0 |
| EMBRAER S.A. | SPONSORED ADS | 29082A107 |  | 5273025 | 482436 | SH |  | SOLE |  | 482435 | 0 | 0 |
| ENPHASE ENERGY INC | COM | 29355A107 |  | 9182745 | 34650 | SH |  | SOLE |  | 34650 | 0 | 0 |
| ENTERGY CORP NEW | COM | 29364G103 |  | 11110760 | 98762 | SH |  | SOLE |  | 98762 | 0 | 0 |
| EQT CORP | NOTE  1.750% 5/0 | 26884LAK5 |  | 89829 | 39000 | SH |  | SOLE |  | 39000 | 0 | 0 |
| EQUINOR ASA | SPONSORED ADR | 29446M102 |  | 821660 | 22945 | SH |  | SOLE |  | 22945 | 0 | 0 |
| ETSY INC | NOTE  0.125%10/0 | 29786AAJ5 |  | 66357 | 43000 | SH |  | SOLE |  | 43000 | 0 | 0 |
| EURONET WORLDWIDE INC | NOTE  0.750% 3/1 | 298736AL3 |  | 9442 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| EVERBRIDGE INC | NOTE  0.125%12/1 | 29978AAC8 |  | 26884 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| EVERBRIDGE INC | COM | 29978A104 |  | 1002222 | 33882 | SH |  | SOLE |  | 33881 | 0 | 0 |
| EVERGY INC | COM | 30034W106 |  | 10992436 | 174677 | SH |  | SOLE |  | 174677 | 0 | 0 |
| EXACT SCIENCES CORP | COM | 30063P105 |  | 1443131 | 29148 | SH |  | SOLE |  | 29148 | 0 | 0 |
| EXELON CORP | COM | 30161N101 |  | 1167660 | 27010 | SH |  | SOLE |  | 27010 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 3778388 | 34256 | SH |  | SOLE |  | 34255 | 0 | 0 |
| FIDELITY COVINGTON TRUST | DIVID ETF RISI | 316092832 |  | 4441801 | 111463 | SH |  | SOLE |  | 111463 | 0 | 0 |
| FIDELITY COVINGTON TRUST | MSCI UTILS INDEX | 316092865 |  | 3954475 | 86759 | SH |  | SOLE |  | 86759 | 0 | 0 |
| FIRST TR EXCHANGE TRADED FD | WTR ETF | 33733B100 |  | 949542 | 11965 | SH |  | SOLE |  | 11965 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 33738R506 |  | 8734112 | 198864 | SH |  | SOLE |  | 198864 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 |  | 1573319 | 58948 | SH |  | SOLE |  | 58947 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 33733E104 |  | 3579651 | 47761 | SH |  | SOLE |  | 47760 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 33740F805 |  | 3337766 | 75996 | SH |  | SOLE |  | 75996 | 0 | 0 |
| FIRST TRUST LRGCP GWT ALPHAD | COM SHS | 33735K108 |  | 4114393 | 45005 | SH |  | SOLE |  | 45005 | 0 | 0 |
| FLEX LTD | ORD | Y2573F102 |  | 2746339 | 127975 | SH |  | SOLE |  | 127974 | 0 | 0 |
| FORD MTR CO DEL | COM | 345370860 |  | 181870 | 15638 | SH |  | SOLE |  | 15638 | 0 | 0 |
| FORTINET INC | COM | 34959E109 |  | 1147409 | 23469 | SH |  | SOLE |  | 23469 | 0 | 0 |
| FTI CONSULTING INC | NOTE  2.000% 8/1 | 302941AP4 |  | 28269 | 18000 | SH |  | SOLE |  | 18000 | 0 | 0 |
| GREENBRIER COS INC | COM | 393657101 |  | 2623172 | 78234 | SH |  | SOLE |  | 78233 | 0 | 0 |
| HEALTHEQUITY INC | COM | 42226A107 |  | 2814468 | 45660 | SH |  | SOLE |  | 45659 | 0 | 0 |
| HERSHEY CO | COM | 427866108 |  | 574988 | 2483 | SH |  | SOLE |  | 2483 | 0 | 0 |
| HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 |  | 615481 | 38564 | SH |  | SOLE |  | 38564 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 627668 | 1987 | SH |  | SOLE |  | 1987 | 0 | 0 |
| HUBSPOT INC | NOTE  0.375% 6/0 | 443573AD2 |  | 48235 | 39000 | SH |  | SOLE |  | 39000 | 0 | 0 |
| HUMANA INC | COM | 444859102 |  | 11545268 | 22540 | SH |  | SOLE |  | 22540 | 0 | 0 |
| INOVIO PHARMACEUTICALS INC | COM NEW | 45773H201 |  | 42472 | 27226 | SH |  | SOLE |  | 27225 | 0 | 0 |
| INSMED INC | NOTE  0.750% 6/0 | 457669AB5 |  | 45404 | 56000 | SH |  | SOLE |  | 56000 | 0 | 0 |
| INSULET CORP | NOTE  0.375% 9/0 | 45784PAK7 |  | 130400 | 92000 | SH |  | SOLE |  | 92000 | 0 | 0 |
| INTUIT | COM | 461202103 |  | 547650 | 1407 | SH |  | SOLE |  | 1407 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | CEF INM COMPSI | 46138E404 |  | 3458057 | 190842 | SH |  | SOLE |  | 190842 | 0 | 0 |
| IQIYI INC | NOTE  2.000% 4/0 | 46267XAD0 |  | 37739 | 47000 | SH |  | SOLE |  | 47000 | 0 | 0 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 252702 | 11476 | SH |  | SOLE |  | 11476 | 0 | 0 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 418025 | 3466 | SH |  | SOLE |  | 3466 | 0 | 0 |
| ISHARES TR | GLB INFRASTR ETF | 464288372 |  | 286465 | 6249 | SH |  | SOLE |  | 6249 | 0 | 0 |
| ISHARES TR | ISHARES BIOTECH | 464287556 |  | 2094732 | 15955 | SH |  | SOLE |  | 15955 | 0 | 0 |
| ISHARES TR | CORE S US VLU | 464287663 |  | 3668198 | 51935 | SH |  | SOLE |  | 51935 | 0 | 0 |
| ISHARES TR | 7-10 YR TRSY BD | 464287440 |  | 382450 | 3993 | SH |  | SOLE |  | 3993 | 0 | 0 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 2093569 | 31039 | SH |  | SOLE |  | 31038 | 0 | 0 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 3649404 | 119535 | SH |  | SOLE |  | 119535 | 0 | 0 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 1494001 | 14036 | SH |  | SOLE |  | 14036 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 3712513 | 68132 | SH |  | SOLE |  | 68132 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | DIVERSFD EQT ETF | 46641Q845 |  | 1597793 | 41244 | SH |  | SOLE |  | 41244 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 512465 | 2901 | SH |  | SOLE |  | 2901 | 0 | 0 |
| KEYSIGHT TECHNOLOGIES INC | COM | 49338L103 |  | 643736 | 3763 | SH |  | SOLE |  | 3763 | 0 | 0 |
| LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 |  | 211932 | 900 | SH |  | SOLE |  | 900 | 0 | 0 |
| LIBERTY MEDIA CORP DEL | NOTE  1.000% 1/3 | 531229AF9 |  | 84185 | 52000 | SH |  | SOLE |  | 52000 | 0 | 0 |
| LIFE STORAGE INC | COM | 53223X107 |  | 3981487 | 40421 | SH |  | SOLE |  | 40421 | 0 | 0 |
| LILLY ELI  CO | COM | 532457108 |  | 3748273 | 10246 | SH |  | SOLE |  | 10245 | 0 | 0 |
| LIVE NATION ENTERTAINMENT IN | NOTE  2.500% 3/1 | 538034AQ2 |  | 67145 | 63000 | SH |  | SOLE |  | 63000 | 0 | 0 |
| LIVEPERSON INC | NOTE  0.750% 3/0 | 538146AB7 |  | 35568 | 38000 | SH |  | SOLE |  | 38000 | 0 | 0 |
| LYFT INC | NOTE  1.500% 5/1 | 55087PAB0 |  | 26402 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| MARSH  MCLENNAN COS INC | COM | 571748102 |  | 778087 | 4702 | SH |  | SOLE |  | 4702 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 |  | 852527 | 3235 | SH |  | SOLE |  | 3235 | 0 | 0 |
| MCKESSON CORP | COM | 58155Q103 |  | 2539189 | 6769 | SH |  | SOLE |  | 6769 | 0 | 0 |
| MERCADOLIBRE INC | COM | 58733R102 |  | 2166094 | 2560 | SH |  | SOLE |  | 2559 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 2031313 | 18308 | SH |  | SOLE |  | 18308 | 0 | 0 |
| MICROCHIP TECHNOLOGY INC. | NOTE  0.125%11/1 | 595017AU8 |  | 16201 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 3198142 | 13336 | SH |  | SOLE |  | 13335 | 0 | 0 |
| MIDDLEBY CORP | NOTE  1.000% 9/0 | 596278AB7 |  | 31887 | 27000 | SH |  | SOLE |  | 27000 | 0 | 0 |
| MODERNA INC | COM | 60770K107 |  | 330860 | 1842 | SH |  | SOLE |  | 1842 | 0 | 0 |
| MONGODB INC | NOTE  0.250% 1/1 | 60937PAD8 |  | 60884 | 52000 | SH |  | SOLE |  | 52000 | 0 | 0 |
| NEUROCRINE BIOSCIENCES INC | NOTE  2.250% 5/1 | 64125CAD1 |  | 85258 | 54000 | SH |  | SOLE |  | 54000 | 0 | 0 |
| NEW FORTRESS ENERGY INC | COM CL A | 644393100 |  | 2102505 | 49564 | SH |  | SOLE |  | 49564 | 0 | 0 |
| NEW RELIC INC | NOTE  0.500% 5/0 | 64829BAB6 |  | 11721 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 14462288 | 172994 | SH |  | SOLE |  | 172993 | 0 | 0 |
| NEXTIER OILFIELD SOLUTIONS | COM | 65290C105 |  | 1179614 | 127664 | SH |  | SOLE |  | 127663 | 0 | 0 |
| NISOURCE INC | COM | 65473P105 |  | 12571958 | 458496 | SH |  | SOLE |  | 458495 | 0 | 0 |
| NORFOLK SOUTHN CORP | COM | 655844108 |  | 628872 | 2552 | SH |  | SOLE |  | 2552 | 0 | 0 |
| NOVO-NORDISK A S | ADR | 670100205 |  | 651121 | 4811 | SH |  | SOLE |  | 4811 | 0 | 0 |
| NRG ENERGY INC | COM NEW | 629377508 |  | 8834362 | 277636 | SH |  | SOLE |  | 277635 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 344918 | 2360 | SH |  | SOLE |  | 2360 | 0 | 0 |
| OCCIDENTAL PETE CORP | COM | 674599105 |  | 203458 | 3230 | SH |  | SOLE |  | 3230 | 0 | 0 |
| ON SEMICONDUCTOR CORP | NOTE  1.625%10/1 | 682189AP0 |  | 135686 | 45000 | SH |  | SOLE |  | 45000 | 0 | 0 |
| ONE GAS INC | COM | 68235P108 |  | 961644 | 12700 | SH |  | SOLE |  | 12700 | 0 | 0 |
| ORMAT TECHNOLOGIES INC | COM | 686688102 |  | 8559038 | 98971 | SH |  | SOLE |  | 98971 | 0 | 0 |
| PALO ALTO NETWORKS INC | NOTE  0.375% 6/0 | 697435AF2 |  | 92804 | 63000 | SH |  | SOLE |  | 63000 | 0 | 0 |
| PATTERSON-UTI ENERGY INC | COM | 703481101 |  | 6770159 | 402010 | SH |  | SOLE |  | 402009 | 0 | 0 |
| PENN ENTERTAINMENT INC | NOTE  2.750% 5/1 | 707569AU3 |  | 60027 | 41000 | SH |  | SOLE |  | 41000 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 313280 | 6114 | SH |  | SOLE |  | 6113 | 0 | 0 |
| PINDUODUO INC | SPONSORED ADS | 722304102 |  | 5719420 | 70134 | SH |  | SOLE |  | 70133 | 0 | 0 |
| PPL CORP | COM | 69351T106 |  | 9434090 | 322864 | SH |  | SOLE |  | 322864 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 438234 | 2891 | SH |  | SOLE |  | 2891 | 0 | 0 |
| PROSHARES TR | SHORT S 500 NE | 74347B425 |  | 236170 | 14733 | SH |  | SOLE |  | 14733 | 0 | 0 |
| PROSHARES TR | SHORT QQQ NEW | 74347B714 |  | 170737 | 11599 | SH |  | SOLE |  | 11599 | 0 | 0 |
| PROSHARES TR | PSHS SHORT DOW30 | 74347B235 |  | 264174 | 7926 | SH |  | SOLE |  | 7926 | 0 | 0 |
| RAPID7 INC | NOTE  2.250% 5/0 | 753422AD6 |  | 37355 | 39000 | SH |  | SOLE |  | 39000 | 0 | 0 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 614520 | 6089 | SH |  | SOLE |  | 6089 | 0 | 0 |
| REALTY INCOME CORP | COM | 756109104 |  | 939213 | 14807 | SH |  | SOLE |  | 14807 | 0 | 0 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 |  | 1234469 | 1711 | SH |  | SOLE |  | 1711 | 0 | 0 |
| REPLIGEN CORP | NOTE  0.375% 7/1 | 759916AB5 |  | 63367 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| RH | NOTE         6/1 | 74967XAA1 |  | 30224 | 22000 | SH |  | SOLE |  | 22000 | 0 | 0 |
| ROGERS COMMUNICATIONS INC | CL B | 775109200 |  | 3780136 | 80703 | SH |  | SOLE |  | 80703 | 0 | 0 |
| ROYAL CARIBBEAN GROUP | NOTE  4.250% 6/1 | 780153BB7 |  | 72155 | 73000 | SH |  | SOLE |  | 73000 | 0 | 0 |
| SAN JUAN BASIN RTY TR | UNIT BEN INT | 798241105 |  | 3491900 | 306307 | SH |  | SOLE |  | 306307 | 0 | 0 |
| SCORPIO TANKERS INC | SHS | Y7542C130 |  | 585018 | 10880 | SH |  | SOLE |  | 10880 | 0 | 0 |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 |  | 1966338 | 53245 | SH |  | SOLE |  | 53245 | 0 | 0 |
| SHERWIN WILLIAMS CO | COM | 824348106 |  | 3929156 | 16556 | SH |  | SOLE |  | 16555 | 0 | 0 |
| SHIFT4 PMTS INC | CL A | 82452J109 |  | 6810668 | 121791 | SH |  | SOLE |  | 121790 | 0 | 0 |
| SHOCKWAVE MED INC | COM | 82489T104 |  | 3432776 | 16696 | SH |  | SOLE |  | 16695 | 0 | 0 |
| SHOPIFY INC | NOTE  0.125%11/0 | 82509LAA5 |  | 53575 | 63000 | SH |  | SOLE |  | 63000 | 0 | 0 |
| SNAP INC | NOTE  0.750% 8/0 | 83304AAB2 |  | 33007 | 39000 | SH |  | SOLE |  | 39000 | 0 | 0 |
| SOLAREDGE TECHNOLOGIES INC | NOTE         9/1 | 83417MAD6 |  | 46207 | 37000 | SH |  | SOLE |  | 37000 | 0 | 0 |
| SOUTHWEST AIRLS CO | NOTE  1.250% 5/0 | 844741BG2 |  | 115434 | 95000 | SH |  | SOLE |  | 95000 | 0 | 0 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 689926 | 4067 | SH |  | SOLE |  | 4067 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 1870712 | 4892 | SH |  | SOLE |  | 4891 | 0 | 0 |
| SPDR S MIDCAP 400 ETF TR | UTSER1 S | 78467Y107 |  | 240440 | 543 | SH |  | SOLE |  | 543 | 0 | 0 |
| SPDR SER TR | S METALS MNG | 78464A755 |  | 209659 | 4209 | SH |  | SOLE |  | 4209 | 0 | 0 |
| STARBUCKS CORP | COM | 855244109 |  | 200504 | 2021 | SH |  | SOLE |  | 2021 | 0 | 0 |
| STARWOOD PPTY TR INC | COM | 85571B105 |  | 1003331 | 54737 | SH |  | SOLE |  | 54737 | 0 | 0 |
| STARWOOD PPTY TR INC | NOTE  4.375% 4/0 | 85571BAH8 |  | 68606 | 70000 | SH |  | SOLE |  | 70000 | 0 | 0 |
| TENCENT MUSIC ENTMT GROUP | SPON ADS | 88034P109 |  | 6058950 | 731757 | SH |  | SOLE |  | 731757 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 6413547 | 52066 | SH |  | SOLE |  | 52066 | 0 | 0 |
| TIMKEN CO | COM | 887389104 |  | 566067 | 8010 | SH |  | SOLE |  | 8010 | 0 | 0 |
| TRIVAGO N V | SPON ADS A SHS | 89686D105 |  | 1901791 | 1408734 | SH |  | SOLE |  | 1408733 | 0 | 0 |
| UBER TECHNOLOGIES INC | NOTE        12/1 | 90353TAJ9 |  | 8379 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| ULTA BEAUTY INC | COM | 90384S303 |  | 1023760 | 2183 | SH |  | SOLE |  | 2182 | 0 | 0 |
| UNITED RENTALS INC | COM | 911363109 |  | 9290119 | 26138 | SH |  | SOLE |  | 26138 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 2386340 | 4501 | SH |  | SOLE |  | 4501 | 0 | 0 |
| VANECK ETF TRUST | BDC INCOME ETF | 92189F411 |  | 1330581 | 94034 | SH |  | SOLE |  | 94034 | 0 | 0 |
| VERADIGM INC | COM | 01988P108 |  | 555819 | 31509 | SH |  | SOLE |  | 31509 | 0 | 0 |
| VERTEX PHARMACEUTICALS INC | COM | 92532F100 |  | 2497081 | 8647 | SH |  | SOLE |  | 8647 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 417366 | 2009 | SH |  | SOLE |  | 2008 | 0 | 0 |
| VITRU LTD | COM | G9440D103 |  | 293820 | 13059 | SH |  | SOLE |  | 13058 | 0 | 0 |
| WALMART INC | COM | 931142103 |  | 437706 | 3087 | SH |  | SOLE |  | 3087 | 0 | 0 |
| WAYFAIR INC | NOTE  0.625%10/0 | 94419LAM3 |  | 68453 | 106000 | SH |  | SOLE |  | 106000 | 0 | 0 |
| WESTERN DIGITAL CORP. | NOTE  1.500% 2/0 | 958102AP0 |  | 188706 | 198000 | SH |  | SOLE |  | 198000 | 0 | 0 |
| WEX INC | COM | 96208T104 |  | 3310484 | 20229 | SH |  | SOLE |  | 20229 | 0 | 0 |
| ZILLOW GROUP INC | NOTE  2.750% 5/1 | 98954MAH4 |  | 30765 | 32000 | SH |  | SOLE |  | 32000 | 0 | 0 |
| ZSCALER INC | NOTE  0.125% 7/0 | 98980GAB8 |  | 47142 | 45000 | SH |  | SOLE |  | 45000 | 0 | 0 |

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