# EDGAR Filing Document

**Accession Number:** 0001748137
**File Stem:** 0001683168-25-008673
**Filing Date:** 2025-11
**Character Count:** 4635
**Document Hash:** 9e8223456016a6addb4a5397727761a6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001683168-25-008673.hdr.sgml**: 20251125

**ACCESSION NUMBER**: 0001683168-25-008673

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20251119

**ITEM INFORMATION**: Unregistered Sales of Equity Securities

**FILED AS OF DATE**: 20251125

**DATE AS OF CHANGE**: 20251125

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NeoVolta Inc.
- **CENTRAL INDEX KEY:** 0001748137
- **STANDARD INDUSTRIAL CLASSIFICATION:** MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 825299263
- **STATE OF INCORPORATION:** NV
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41447
- **FILM NUMBER:** 251521607

**BUSINESS ADDRESS:**
- **STREET 1:** 12195 DEARBORN PLACE
- **CITY:** POWAY
- **STATE:** CA
- **ZIP:** 92064
- **BUSINESS PHONE:** 800-364-5464

**MAIL ADDRESS:**
- **STREET 1:** 12195 DEARBORN PLACE
- **CITY:** POWAY
- **STATE:** CA
- **ZIP:** 92064

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NeoVolta, Inc.
- **DATE OF NAME CHANGE:** 20220613

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NeoVolta Inc.
- **DATE OF NAME CHANGE:** 20180725

?xml version='1.0' encoding='ASCII'? NeoVolta, Inc 8-K

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

**Date of Report (Date of earliest event reported): November 19, 2025**

**NeoVolta, Inc**

(Exact name of registrant as specified in its charter)

---

| | | |
|:---|:---|:---|
| **Nevada** | **001-41447**  | **82-5299263** |
| (State or Other Jurisdiction | (Commission | (I.R.S. Employer |
| of Incorporation) | File Number) | Identification No.) |

---

**12195 Dearborn Place**

**Poway, CA 92064**

(Address of Principal Executive Offices) (Zip Code)

**(800) 364-5464**

(Registrant's telephone number, including area code)

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Securities registered pursuant to Section 12(b) of the Act:

---

| | | |
|:---|:---|:---|
| **Title of each class** | **Trading Symbol (s)** | **Name of each exchange on which registered** |
| Common Stock, par value $0.001 per share | NEOV | The NASDAQ Stock Market LLC |
| Warrants, each warrant exercisable for one share of common stock | NEOVW | The NASDAQ Stock Market LLC |

---

**Item 3.02. Unregistered Sales of Equity Securities.**

On November 19, 2025, NeoVolta, Inc. (the "Company") entered into a Subscription Agreements (the "Agreements") with accredited investors (the "Investors"), pursuant to which the Investors purchased in a private placement an aggregate of 5,200,000 shares of the Company's common stock ("Common Stock") at a purchase price of $2.50. The offering is expected to close on or about December 1, 2025. The gross proceeds to the Company from the offering were approximately $13.0 million, before deducting offering expenses.

**<u>SIGNATURE</u>**

Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | |
|:---|:---|
| **NeoVolta, Inc.** | **NeoVolta, Inc.** |
| By: | <u>/s/ Steve Bond&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</u> |
|  | Steve Bond |
|  | Chief Financial Officer |

---

Dated: November 25, 2025