# EDGAR Filing Document

**Accession Number:** 0001175643
**File Stem:** 0001175643-26-000001
**Filing Date:** 2026-3
**Character Count:** 2760
**Document Hash:** 59651234c77c35fcaaced8aac1d3a172
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001175643-26-000001.hdr.sgml**: 20260330

**ACCESSION NUMBER**: 0001175643-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260330

**DATE AS OF CHANGE**: 20260330

**EFFECTIVENESS DATE**: 20260330

**PERIOD START**: 20251201

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SMITH CAPITAL MARKETS, LLC.
- **CENTRAL INDEX KEY:** 0001175643

**ORGANIZATION NAME:**
- **EIN:** 061623975
- **STATE OF INCORPORATION:** CT
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-65408
- **FILM NUMBER:** 26813761

**BUSINESS ADDRESS:**
- **STREET 1:** 8333 DOUGLAS AVE., SUITE 1450
- **STREET 2:** 6TH FLOOR
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75225
- **BUSINESS PHONE:** 214-536-4008

**MAIL ADDRESS:**
- **STREET 1:** 8333 DOUGLAS AVE., SUITE 1450
- **STREET 2:** 6TH FLOOR
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75225

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GREENWICH PRIME TRADING GROUP, LLC
- **DATE OF NAME CHANGE:** 20180723

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SMITH CAPITAL MARKETS, LLC.
- **DATE OF NAME CHANGE:** 20180719

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GREENWICH PRIME TRADING GROUP, LLC
- **DATE OF NAME CHANGE:** 20020614

### Attached PDF Documents

**Attachment 1:** `25auditscmpub.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001175643

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 12-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** SMITH CAPITAL MARKETS, LLC.

**Business Address:** 8333 DOUGLAS AVE., SUITE 1450, DALLAS, TX, 75225

**Contact Person:** Don Sterling

**Contact Phone:** 214-226-7507

### Independent Public Accountant Identification

**Accountant Name:** Sanville & Company, LLC

**Accountant Address:** 325 N. ST. PAUL STREET, SUITE 3100, Dallas, TX, 75201

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Stephen B. Smith**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **SMITH CAPITAL MARKETS, LLC.**, as of **12-31-2025**, are true and correct.

**Signature:** Stephen B. Smith

**Title:** President