# EDGAR Filing Document

**Accession Number:** 0001503123
**File Stem:** 0000940400-26-015641
**Filing Date:** 2026-4
**Character Count:** 205695
**Document Hash:** c08095b27544b550aee74fdbd7ce848e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-015641.hdr.sgml**: 20260429

**ACCESSION NUMBER**: 0000940400-26-015641

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260227

**FILED AS OF DATE**: 20260429

**DATE AS OF CHANGE**: 20260429

**PERIOD START**: 20260531

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DBX ETF TRUST
- **CENTRAL INDEX KEY:** 0001503123

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22487
- **FILM NUMBER:** 26913010

**BUSINESS ADDRESS:**
- **STREET 1:** 875 THIRD AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022-6225
- **BUSINESS PHONE:** 212-454-4500

**MAIL ADDRESS:**
- **STREET 1:** 875 THIRD AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022-6225

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DBX ETF Trust
- **DATE OF NAME CHANGE:** 20101008

## Series and Classes Contracts Data

### Xtrackers Harvest CSI 300 China A-Shares ETF (Series ID: S000040415)

| Class ID   | Class Name                                   | Ticker Symbol   |
|:---|:---|:---|
| C000125568 | Xtrackers Harvest CSI 300 China A-Shares ETF | ASHR            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** DBX ETF Trust

- **b. Investment Company Act file number:** 811-22487

- **c. CIK number of Registrant:** 0001503123

- **d. LEI of Registrant:** DNLQXYGHEZ10Q9SIK386

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 875 Third Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10022-6225

  - **Telephone number:** 212-454-4500

**Item A.2. Information about the Series.**

- **a. Name of Series:** Xtrackers Harvest CSI 300 China A-Shares ETF

- **b. EDGAR series identifier (if any):** S000040415

- **c. LEI of Series:** 549300KGVW9YY7MPVQ67

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-05-31

- **b. Date as of which information is reported:** 2026-02-27

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $1830268286.61

**Total Liabilities:** $934509.95

**Net Assets:** $1829333776.66

**Cash Not Reported:** $3526657.93

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000125568 | 3.84%                | 2.01%                | 1.66%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-5489142.94             | $68366716.96                               |
| Month 2  | $3456245.83              | $31822537.57                               |
| Month 3  | $520955.96               | $28920067.60                               |

### Schedule of Portfolio Investments

| Name                                                               | Title                                                                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| China Yangtze Power Co Ltd.                                        | China Yangtze Power Co Ltd. 'A'CNY1                                       | CUSIP: 000000000<br>LEI: 3003008VX8JFJXA6QP74 | Long             | EC               | CORP              | CN        |   4220475 | NS      | $16018593.76  | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Baosight Software Co Ltd                                  | Shanghai Baosight Software Co Ltd 'A'CNY1                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    435167 | NS      | $1533678.49   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Eastroc Beverage (Group) Co Ltd.                                   | Eastroc Beverage (Group) Co Ltd. A CNY1                                   | CUSIP: 000000000<br>LEI: 836800LQ338417RCIL29 | Long             | EC               | CORP              | CN        |     23530 | NS      | $828455.19    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIC Securities Co Ltd.                                           | CITIC Securities Co Ltd. 'A' CNY1                                         | CUSIP: 000000000<br>LEI: 300300E1006744000068 | Long             | EC               | CORP              | CN        |   3482325 | NS      | $13892044.75  | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Shandong Nanshan Aluminium Co Ltd.                                 | Shandong Nanshan Aluminium Co Ltd. 'A'CNY1                                | CUSIP: 000000000<br>LEI: 836800YU5J3RT2VPUO65 | Long             | EC               | CORP              | CN        |   1096700 | NS      | $1131730.91   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| AIER Eye Hospital Group Co Ltd.                                    | AIER Eye Hospital Group Co Ltd. 'A'CNY1                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1822884 | NS      | $2816352.26   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Tongwei Co Ltd.                                                    | Tongwei Co Ltd. 'A'CNY1                                                   | CUSIP: 000000000<br>LEI: 3003009CW4QYMCG0BH89 | Long             | EC               | CORP              | CN        |    920089 | NS      | $2435385.74   | 0.13%             |  |  |  | No            |                  3 | On Loan: No      |
| Everbright Securities Co Ltd.                                      | Everbright Securities Co Ltd. 'A'CNY1                                     | CUSIP: 000000000<br>LEI: 300300631H57L451WO11 | Long             | EC               | CORP              | CN        |    420525 | NS      | $1019922.60   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Henan Shuanghui Investment & Development Co Ltd.                   | Henan Shuanghui Investment & Development Co Ltd. 'A'CNY1                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    377984 | NS      | $1447840.94   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CNPC Capital Company Limited                                       | CNPC Capital Company Limited 'A'CNY1                                      | CUSIP: 000000000<br>LEI: 300300K2DPEEAN1LV682 | Long             | EC               | CORP              | CN        |    918000 | NS      | $1216266.21   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Seres Group Co Ltd.                                                | Seres Group Co Ltd. 'A'CNY1                                               | CUSIP: 000000000<br>LEI: 3003002LTJSDNVNIPU58 | Long             | EC               | CORP              | CN        |    407344 | NS      | $6371828.28   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| ZTE Corp.                                                          | ZTE Corp. 'A'CNY1                                                         | CUSIP: 000000000<br>LEI: 3003004FBGVVG1CW5U45 | Long             | EC               | CORP              | CN        |    972453 | NS      | $5478229.15   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Anker Innovations Technology Co Ltd.                               | Anker Innovations Technology Co Ltd. A CNY1                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    125100 | NS      | $1764493.76   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| EVE Energy Co Ltd.                                                 | EVE Energy Co Ltd. 'A'CNY1                                                | CUSIP: 000000000<br>LEI: 300300FTCIO530XV7T38 | Long             | EC               | CORP              | CN        |    463176 | NS      | $4207898.45   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningxia Baofeng Energy Group Co Ltd                                | Ningxia Baofeng Energy Group Co Ltd A CNY1                                | CUSIP: 000000000<br>LEI: 300300G6CBIVJWQ4IC71 | Long             | EC               | CORP              | CN        |    742174 | NS      | $2588633.16   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Ningbo Co Ltd.                                             | Bank of Ningbo Co Ltd. 'A'CNY1                                            | CUSIP: 000000000<br>LEI: 300300C1092133000091 | Long             | EC               | CORP              | CN        |    526984 | NS      | $2403394.53   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| China Construction Bank Corp.                                      | China Construction Bank Corp. 'A'CNY1                                     | CUSIP: 000000000<br>LEI: 5493001KQW6DM7KEDR62 | Long             | EC               | CORP              | CN        |   3116675 | NS      | $3902175.13   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang NHU Co Ltd.                                               | Zhejiang NHU Co Ltd. 'A'CNY1                                              | CUSIP: 000000000<br>LEI: 655600NJSJADB39G3P54 | Long             | EC               | CORP              | CN        |    266514 | NS      | $1223637.16   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| The People's Insurance Company (Group) of China Limited            | The People's Insurance Company (Group) of China Limited A CNY1            | CUSIP: 000000000<br>LEI: 3003000P2JHYHQ524P66 | Long             | EC               | CORP              | CN        |   1099898 | NS      | $1373900.59   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| China CSSC Holdings Ltd.                                           | China CSSC Holdings Ltd. 'A'CNY1                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1975165 | NS      | $10867819.40  | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Pudong Development Bank Co Ltd.                           | Shanghai Pudong Development Bank Co Ltd. 'A'CNY1                          | CUSIP: 000000000<br>LEI: 300300C1031031001330 | Long             | EC               | CORP              | CN        |   1399886 | NS      | $1983266.20   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Pharmaron Beijing Co Ltd.                                          | Pharmaron Beijing Co Ltd. A CNY1                                          | CUSIP: 000000000<br>LEI: 300300JYXHGVS5SNGG54 | Long             | EC               | CORP              | CN        |    454860 | NS      | $1962418.07   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Chengdu Co Ltd.                                            | Bank of Chengdu Co Ltd. A CNY1                                            | CUSIP: 000000000<br>LEI: 30030030JPOKGL9K5418 | Long             | EC               | CORP              | CN        |    976756 | NS      | $2302068.19   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Zijin Mining Group Co Ltd.                                         | Zijin Mining Group Co Ltd. 'A'CNY0.1                                      | CUSIP: 000000000<br>LEI: 836800JRNL2393Z2I561 | Long             | EC               | CORP              | CN        |   5218156 | NS      | $30080539.55  | 1.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Communications Co Ltd.                                     | Bank of Communications Co Ltd. 'A'CNY1                                    | CUSIP: 000000000<br>LEI: 549300AX1UM10U30HK09 | Long             | EC               | CORP              | CN        |   7958138 | NS      | $7597572.30   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| SDIC CAPITAL CO LTD                                                | SDIC Capital Co Ltd. 'A'CNY1                                              | CUSIP: 000000000<br>LEI: 300300N4DUANLOST1I04 | Long             | EC               | CORP              | CN        |    461161 | NS      | $501433.65    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| China Vanke Co Ltd.                                                | China Vanke Co Ltd. 'A'CNY1                                               | CUSIP: 000000000<br>LEI: 529900E66UJ2DWY7KW55 | Long             | EC               | CORP              | CN        |    962678 | NS      | $679123.07    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Hengli Hydraulic Co Ltd.                                   | Jiangsu Hengli Hydraulic Co Ltd. 'A'CNY1                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     75832 | NS      | $1247093.95   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Imeik Technology Development Co Ltd.                               | Imeik Technology Development Co Ltd. A CNY1                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     71607 | NS      | $1490201.28   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Hoshine Silicon Industry Co., Ltd.                                 | Hoshine Silicon Industry Co., Ltd. A CNY1                                 | CUSIP: 000000000<br>LEI: 300300RQV6XQFC4OVX72 | Long             | EC               | CORP              | CN        |     43200 | NS      | $323015.37    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| China Vanke Co Ltd.                                                | China Vanke Co Ltd. 'A'CNY1                                               | CUSIP: 000000000<br>LEI: 529900E66UJ2DWY7KW55 | Long             | EC               | CORP              | CN        |   2310527 | NS      | $1629965.77   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Communications Co Ltd.                                     | Bank of Communications Co Ltd. 'A'CNY1                                    | CUSIP: 000000000<br>LEI: 549300AX1UM10U30HK09 | Long             | EC               | CORP              | CN        |   5092821 | NS      | $4862076.50   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Chongqing Rural Commercial Bank Co Ltd.                            | Chongqing Rural Commercial Bank Co Ltd. A CNY1                            | CUSIP: 000000000<br>LEI: 300300C1126750000027 | Long             | EC               | CORP              | CN        |   2742530 | NS      | $2594287.84   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Goertek Inc.                                                       | Goertek Inc. 'A'CNY1                                                      | CUSIP: 000000000<br>LEI: 300300FEEFS8BQPXIV57 | Long             | EC               | CORP              | CN        |    946412 | NS      | $3749313.59   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Yankuang Energy Group Co Ltd.                                      | Yankuang Energy Group Co Ltd. 'A'CNY1                                     | CUSIP: 000000000<br>LEI: 3003005N7A6HYZ4Z0K39 | Long             | EC               | CORP              | CN        |    715475 | NS      | $1847907.62   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanxi Xinghuacun Fen Wine Factory Co Ltd.                         | Shanxi Xinghuacun Fen Wine Factory Co Ltd. 'A'CNY 1                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    164395 | NS      | $3861366.19   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Wanhua Chemical Group Co Ltd.                                      | Wanhua Chemical Group Co Ltd. 'A'CNY1                                     | CUSIP: 000000000<br>LEI: 3003002H0G2KDG6CR124 | Long             | EC               | CORP              | CN        |    230849 | NS      | $3129197.84   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| New China Life Insurance Co Ltd.                                   | New China Life Insurance Co Ltd. 'A'CNY1                                  | CUSIP: 000000000<br>LEI: 300300F2001111000095 | Long             | EC               | CORP              | CN        |    162819 | NS      | $1794109.53   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Eastern Shenghong Co Ltd.                                  | Jiangsu Eastern Shenghong Co Ltd. 'A'CNY1                                 | CUSIP: 000000000<br>LEI: 3003003WRWKC1GZHMH20 | Long             | EC               | CORP              | CN        |   1034084 | NS      | $1962406.07   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Metallurgical Corporation of China Ltd.                            | Metallurgical Corporation of China Ltd. 'A'CNY1                           | CUSIP: 000000000<br>LEI: 3003002HS6H57JTIFW38 | Long             | EC               | CORP              | CN        |   2375058 | NS      | $1111223.27   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Capital Securities Corp Ltd.                                       | Capital Securities Corp Ltd. 'A' CNY1                                     | CUSIP: 000000000<br>LEI: 300300E1001911000094 | Long             | EC               | CORP              | CN        |    272700 | NS      | $727374.89    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Pharmaceuticals Holding Co Ltd.                           | Shanghai Pharmaceuticals Holding Co Ltd. 'A'CNY1                          | CUSIP: 000000000<br>LEI: 30030029J1KKCBY19820 | Long             | EC               | CORP              | CN        |    160100 | NS      | $401367.18    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| China CITIC Bank Corp Ltd.                                         | China CITIC Bank Corp Ltd. 'A'CNY1                                        | CUSIP: 000000000<br>LEI: 300300C1030211000384 | Long             | EC               | CORP              | CN        |   2174046 | NS      | $2281514.86   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| GigaDevice Semiconductor Inc.                                      | GigaDevice Semiconductor Inc. A CNY1                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    277957 | NS      | $12154047.97  | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenwan Hongyuan Group Co Ltd.                                     | Shenwan Hongyuan Group Co Ltd. 'A'CNY1                                    | CUSIP: 000000000<br>LEI: 300300I0GB4QPIGPS572 | Long             | EC               | CORP              | CN        |   2442556 | NS      | $1783628.20   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Shaanxi Coal Industry Co Ltd.                                      | Shaanxi Coal Industry Co Ltd. 'A'CNY1                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | NUSS              | CN        |    570508 | NS      | $1970752.84   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningbo Deye Technology Co. Ltd.                                    | Ningbo Deye Technology Co. Ltd. A CNY1                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    183536 | NS      | $2795500.85   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Kunlun Tech Co Ltd.                                                | Kunlun Tech Co Ltd. 'A'CNY1                                               | CUSIP: 000000000<br>LEI: 300300AMV45UQEH2Z513 | Long             | EC               | CORP              | CN        |    484618 | NS      | $4315815.07   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Sichuan Road & Bridge Group Co Ltd                                 | Sichuan Road & Bridge Group Co Ltd 'A'CNY1                                | CUSIP: 000000000<br>LEI: 3003007YDF25LKX9OI30 | Long             | EC               | CORP              | CN        |   1368499 | NS      | $1982681.45   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| AIER Eye Hospital Group Co Ltd.                                    | AIER Eye Hospital Group Co Ltd. 'A'CNY1                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    635910 | NS      | $982479.72    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Chongqing Changan Automobile Co Ltd.                               | Chongqing Changan Automobile Co Ltd. 'A'CNY1                              | CUSIP: 000000000<br>LEI: 300300WKFSBX9P5ZOM25 | Long             | EC               | CORP              | CN        |   1603516 | NS      | $2584940.20   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Iflytek Co Ltd.                                                    | Iflytek Co Ltd. 'A'CNY1                                                   | CUSIP: 000000000<br>LEI: 3003000T23C63KVWOH32 | Long             | EC               | CORP              | CN        |    314168 | NS      | $2556076.54   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Yanghe Distillery Co Ltd.                                  | Jiangsu Yanghe Distillery Co Ltd. 'A'CNY1                                 | CUSIP: 000000000<br>LEI: 655600IQ7FXTTBKI8H68 | Long             | EC               | CORP              | CN        |     78105 | NS      | $605637.20    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| GD Power Development Corp Ltd.                                     | GD Power Development Corp Ltd. CNY1'A'                                    | CUSIP: 000000000<br>LEI: 300300BVGPH64Z7BNK97 | Long             | EC               | CORP              | CN        |   1429778 | NS      | $1023227.44   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Daqin Railway Co Ltd.                                              | Daqin Railway Co Ltd. 'A'CNY1                                             | CUSIP: 000000000<br>LEI: 30030098LARO7YWJL882 | Long             | EC               | CORP              | CN        |   2039760 | NS      | $1516251.78   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaneng Lancang River Hydropower Inc.                              | Huaneng Lancang River Hydropower Inc. A CNY1                              | CUSIP: 000000000<br>LEI: 30030082YV5CD400SM55 | Long             | EC               | CORP              | CN        |    761700 | NS      | $1040268.92   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Wantai Biological Pharmacy Enterprise Co Ltd.              | Beijing Wantai Biological Pharmacy Enterprise Co Ltd. A CNY1              | CUSIP: 000000000<br>LEI: 300300280PS0QGBZBS92 | Long             | EC               | CORP              | CN        |     82539 | NS      | $493127.47    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Cinda Securities Co Ltd.                                           | Cinda Securities Co Ltd. CNY1 A                                           | CUSIP: 000000000<br>LEI: 300300E1002411000077 | Long             | EC               | CORP              | CN        |    222900 | NS      | $575374.63    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Ping An Insurance (Group) Company of China Ltd.                    | Ping An Insurance (Group) Company of China Ltd. 'A'CNY1                   | CUSIP: 000000000<br>LEI: 529900M9MC28JLN35U89 | Long             | EC               | CORP              | CN        |   1989062 | NS      | $18290725.14  | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| China Northern Rare Earth (Group) High-Tech Co Ltd.                | China Northern Rare Earth (Group) High-Tech Co Ltd. 'A'CNY1               | CUSIP: 000000000<br>LEI: 300300CY5TYMU38UDM49 | Long             | EC               | CORP              | CN        |    881622 | NS      | $8018425.24   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| China Zheshang Bank Co Ltd.                                        | China Zheshang Bank Co Ltd. A CNY1                                        | CUSIP: 000000000<br>LEI: 300300C1031633000208 | Long             | EC               | CORP              | CN        |   1162800 | NS      | $505060.45    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Sichuan Chuantou Energy Co Ltd.                                    | Sichuan Chuantou Energy Co Ltd. 'A'CNY1                                   | CUSIP: 000000000<br>LEI: 300300WW1VOIP39YTJ43 | Long             | EC               | CORP              | CN        |   1118142 | NS      | $2353348.42   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Gotion High-Tech Co Ltd.                                           | Gotion High-Tech Co Ltd. 'A'CNY1                                          | CUSIP: 000000000<br>LEI: 300300J1NKV8ZBF0KN15 | Long             | EC               | CORP              | CN        |    157700 | NS      | $871150.08    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| China Petroleum & Chemical Corp.                                   | China Petroleum & Chemical Corp. CLS'A'CNY1                               | CUSIP: 000000000<br>LEI: 529900A2OB24EZ5B3J19 | Long             | EC               | CORP              | CN        |   4778392 | NS      | $4499211.08   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongji Innolight Co Ltd.                                          | Zhongji Innolight Co Ltd. 'A'CNY1                                         | CUSIP: 000000000<br>LEI: 655600K7YZDKAI214O83 | Long             | EC               | CORP              | CN        |     60960 | NS      | $4744694.90   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Inner Mongolia Baotou Steel Union Co., Ltd.                        | Inner Mongolia Baotou Steel Union Co., Ltd. 'A'CNY1                       | CUSIP: 000000000<br>LEI: 3003005DKNZILXCEDH07 | Long             | EC               | CORP              | CN        |   6471480 | NS      | $3056122.08   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Guosen Securities Co Ltd.                                          | Guosen Securities Co Ltd. 'A'CNY1                                         | CUSIP: 000000000<br>LEI: 254900SSGIWSMEOHDN82 | Long             | EC               | CORP              | CN        |    555478 | NS      | $1016900.77   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank Of Nanjing Co Ltd.                                            | Bank Of Nanjing Co Ltd. 'A'CNY1                                           | CUSIP: 000000000<br>LEI: 300300C1086932000062 | Long             | EC               | CORP              | CN        |   2480282 | NS      | $4067013.93   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| SG Micro Corp.                                                     | SG Micro Corp. A CNY1                                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     63797 | NS      | $639564.73    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Hengrui Pharmaceuticals Co Ltd.                            | Jiangsu Hengrui Pharmaceuticals Co Ltd. 'A'CNY1                           | CUSIP: 000000000<br>LEI: 2549003BT1XS3SE3E448 | Long             | EC               | CORP              | CN        |   1391047 | NS      | $11467619.66  | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Jiangsu Co Ltd.                                            | Bank of Jiangsu Co Ltd. A CNY1                                            | CUSIP: 000000000<br>LEI: 300300C1086832000046 | Long             | EC               | CORP              | CN        |   1725210 | NS      | $2602581.82   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| BYD Co Ltd.                                                        | BYD Co Ltd. 'A'CNY1                                                       | CUSIP: 000000000<br>LEI: 5299005557VL7ULJ7A69 | Long             | EC               | CORP              | CN        |    388416 | NS      | $5056708.30   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Yealink Network Technology Corp Ltd.                               | Yealink Network Technology Corp Ltd. A CNY1                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    313677 | NS      | $1718151.78   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Enlight Media Co Ltd.                                      | Beijing Enlight Media Co Ltd. 'A'CNY1                                     | CUSIP: 000000000<br>LEI: 3003001OIMLU5YWOKG42 | Long             | EC               | CORP              | CN        |    767000 | NS      | $2178859.76   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Pharmaceuticals Holding Co Ltd.                           | Shanghai Pharmaceuticals Holding Co Ltd. 'A'CNY1                          | CUSIP: 000000000<br>LEI: 30030029J1KKCBY19820 | Long             | EC               | CORP              | CN        |    263983 | NS      | $661799.57    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| China Life Insurance Co Ltd.                                       | China Life Insurance Co Ltd. 'A'CNY1                                      | CUSIP: 000000000<br>LEI: 549300J6TFLDXGH6S048 | Long             | EC               | CORP              | CN        |    506709 | NS      | $3285076.39   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Tsingtao Brewery Group Co Ltd.                                     | Tsingtao Brewery Group Co Ltd. SER'A'CNYU1                                | CUSIP: 000000000<br>LEI: 300300OJ7D0Q1ESE8L15 | Long             | EC               | CORP              | CN        |    130697 | NS      | $1190033.54   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Inner Mongolia Yili Industrial Group Co Ltd.                       | Inner Mongolia Yili Industrial Group Co Ltd. 'A'CNY1                      | CUSIP: 000000000<br>LEI: 3003002Q2A863JPQFH06 | Long             | EC               | CORP              | CN        |   2174189 | NS      | $8264697.39   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| China Merchants Bank Co Ltd.                                       | China Merchants Bank Co Ltd. 'A'CNY1                                      | CUSIP: 000000000<br>LEI: 549300MKO5B60FFIHF58 | Long             | EC               | CORP              | CN        |   1770229 | NS      | $9998232.54   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| China Resources Sanjiu Medical & Pharmaceutical Co Ltd             | China Resources Sanjiu Medical & Pharmaceutical Co Ltd 'A'CNY1            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    308334 | NS      | $1297898.35   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Luxshare Precision Industry Co Ltd.                                | Luxshare Precision Industry Co Ltd. 'A'CNY1                               | CUSIP: 000000000<br>LEI: 300300QLLDUELXN16530 | Long             | EC               | CORP              | CN        |   1688628 | NS      | $12360406.97  | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Yihai Kerry Arawana Holdings Co Ltd.                               | Yihai Kerry Arawana Holdings Co Ltd. A CNY1                               | CUSIP: 000000000<br>LEI: 300300X430IHXIYTGZ12 | Long             | EC               | NUSS              | CN        |     48300 | NS      | $207044.75    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Industrial Securities Co., Ltd.                                    | Industrial Securities Co., Ltd. 'A'CNY1                                   | CUSIP: 000000000<br>LEI: 300300E1011435000093 | Long             | EC               | CORP              | CN        |   1146110 | NS      | $1127592.43   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Power Construction Corporation of China Ltd.                       | Power Construction Corporation of China Ltd. 'A'CNY1                      | CUSIP: 000000000<br>LEI: 300300MX911UESD4EH33 | Long             | EC               | CORP              | CN        |   1170225 | NS      | $977340.89    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| China Pacific Insurance Group Co Ltd.                              | China Pacific Insurance Group Co Ltd. 'A'CNY1                             | CUSIP: 000000000<br>LEI: 529900BA5ILEL308WX03 | Long             | EC               | CORP              | CN        |    607012 | NS      | $3610654.62   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| China Jushi Co Ltd.                                                | China Jushi Co Ltd. 'A'CNY1                                               | CUSIP: 000000000<br>LEI: 300300JZBQ0FKI1TDH04 | Long             | EC               | CORP              | CN        |    779851 | NS      | $3073550.80   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| CGN Power Co Ltd                                                   | CGN Power Co Ltd A CNY1                                                   | CUSIP: 000000000<br>LEI: 529900D2UINCGWQYBK45 | Long             | EC               | CORP              | CN        |   2354684 | NS      | $1355663.19   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Weichai Power Co Ltd.                                              | Weichai Power Co Ltd. 'A'CNY1                                             | CUSIP: 000000000<br>LEI: 529900OKTPKBG85F9502 | Long             | EC               | CORP              | CN        |    710418 | NS      | $2884809.53   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Sanhua Intelligent Controls Co Ltd.                       | Zhejiang Sanhua Intelligent Controls Co Ltd. 'A'CNY1                      | CUSIP: 000000000<br>LEI: 8368003UTQ4F88XERZ23 | Long             | EC               | CORP              | CN        |    318330 | NS      | $2376043.68   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Metallurgical Corporation of China Ltd.                            | Metallurgical Corporation of China Ltd. 'A'CNY1                           | CUSIP: 000000000<br>LEI: 3003002HS6H57JTIFW38 | Long             | EC               | CORP              | CN        |   1431100 | NS      | $669571.70    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Chaozhou Three-Circle (Group) Co Ltd.                              | Chaozhou Three-Circle (Group) Co Ltd. CNY1 A                              | CUSIP: 000000000<br>LEI: 655600NIG229WUTGM382 | Long             | EC               | CORP              | CN        |    253074 | NS      | $2327549.71   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Empyrean Technology Co Ltd.                                        | Empyrean Technology Co Ltd. CNY1 A                                        | CUSIP: 000000000<br>LEI: 836800HWPKNLN46F0U75 | Long             | EC               | CORP              | CN        |     18500 | NS      | $272288.42    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Chaozhou Three-Circle (Group) Co Ltd.                              | Chaozhou Three-Circle (Group) Co Ltd. CNY1 A                              | CUSIP: 000000000<br>LEI: 655600NIG229WUTGM382 | Long             | EC               | CORP              | CN        |    457469 | NS      | $4207393.24   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| China Southern Airlines Co Ltd.                                    | China Southern Airlines Co Ltd. 'A'CNY1                                   | CUSIP: 000000000<br>LEI: 529900AJQ1Q18ABYVX84 | Long             | EC               | CORP              | CN        |    451000 | NS      | $482497.07    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| China Tourism Group Duty Free Corp Ltd.                            | China Tourism Group Duty Free Corp Ltd. 'A'CNY1                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    328291 | NS      | $3855745.10   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongjin Gold Corp Ltd.                                            | Zhongjin Gold Corp Ltd. 'A'CNY1                                           | CUSIP: 000000000<br>LEI: 300300Q0ZK8HFP814Z87 | Long             | EC               | CORP              | CN        |   1211073 | NS      | $5620377.11   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Agricultural Bank of China Ltd.                                    | Agricultural Bank of China Ltd. 'A'CNY1                                   | CUSIP: 000000000<br>LEI: 549300E7TSGLCOVSY746 | Long             | EC               | CORP              | CN        |   8975783 | NS      | $8372870.88   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| China State Construction Engineering Corp Ltd.                     | China State Construction Engineering Corp Ltd. 'A'CNY1                    | CUSIP: 000000000<br>LEI: 300300CWW8WOEV3BR645 | Long             | EC               | CORP              | CN        |   4027500 | NS      | $2958613.00   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| China Oilfield Services Ltd.                                       | China Oilfield Services Ltd. 'A'CNY1                                      | CUSIP: 000000000<br>LEI: 529900J4X53VL8QQW675 | Long             | EC               | CORP              | CN        |    291085 | NS      | $715742.79    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Huali Industrial Group Co Ltd.                                     | Huali Industrial Group Co Ltd. A CNY1                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     84660 | NS      | $587980.94    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Industrial Bank Co Ltd.                                            | Industrial Bank Co Ltd. 'A'CNY1                                           | CUSIP: 000000000<br>LEI: 300300C1030935001303 | Long             | EC               | CORP              | CN        |   2313777 | NS      | $6174928.31   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Contemporary Amperex Technology Co Ltd.                            | Contemporary Amperex Technology Co Ltd. 'A' CNY1                          | CUSIP: 000000000<br>LEI: 300300KINDY1K0E9I032 | Long             | EC               | CORP              | CN        |    889627 | NS      | $44347468.65  | 2.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Hangzhou Silan Microelectronics Co Ltd.                            | Hangzhou Silan Microelectronics Co Ltd. 'A'CNY1                           | CUSIP: 000000000<br>LEI: 300300A6XLSTHVDNCV85 | Long             | EC               | CORP              | CN        |    658327 | NS      | $3088763.95   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Changchun High-Tech Industry (Group ) Co Ltd.                      | Changchun High-Tech Industry (Group ) Co Ltd. 'A'CNY1                     | CUSIP: 000000000<br>LEI: 300300X04OTKZG18WD66 | Long             | EC               | CORP              | CN        |     47586 | NS      | $664248.78    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Sungrow Power Supply Co Ltd.                                       | Sungrow Power Supply Co Ltd. 'A'CNY1                                      | CUSIP: 000000000<br>LEI: 30030052IWC7RGVFG505 | Long             | EC               | CORP              | CN        |    244285 | NS      | $5145015.92   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Postal Savings Bank of China Co Ltd.                               | Postal Savings Bank of China Co Ltd. A CNY1                               | CUSIP: 000000000<br>LEI: 300300C1040311005298 | Long             | EC               | CORP              | CN        |   1888600 | NS      | $1368101.91   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Nari Technology Co Ltd.                                            | Nari Technology Co Ltd. 'A'CNY1                                           | CUSIP: 000000000<br>LEI: 3003006IGH1W58MAQM05 | Long             | EC               | CORP              | CN        |    800228 | NS      | $3184186.27   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Huizhou Desay SV Automotive Co Ltd.                                | Huizhou Desay SV Automotive Co Ltd. A CNY1                                | CUSIP: 000000000<br>LEI: 655600CCT6YFPT86LA32 | Long             | EC               | CORP              | CN        |     40300 | NS      | $728599.52    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen New Industries Biomedical Engineering Co Ltd.             | Shenzhen New Industries Biomedical Engineering Co Ltd. A CNY1             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    205721 | NS      | $1569102.94   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Hithink RoyalFlush Information Network Co Ltd.                     | Hithink RoyalFlush Information Network Co Ltd. 'A'CNY1                    | CUSIP: 000000000<br>LEI: 300300TIQA4R0NPLQE78 | Long             | EC               | CORP              | CN        |     30395 | NS      | $1472424.29   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Foshan Haitian Flavouring & Food Co Ltd.                           | Foshan Haitian Flavouring & Food Co Ltd. 'A'CNY1                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    642007 | NS      | $3364972.52   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Hygon Information Technology Co., Ltd.                             | Hygon Information Technology Co., Ltd. CNY1 A                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    388265 | NS      | $14776010.48  | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Satellite Chemical Co Ltd.                                         | Satellite Chemical Co Ltd. 'A'CNY1                                        | CUSIP: 000000000<br>LEI: 300300EB6R0AX600R053 | Long             | EC               | CORP              | CN        |    628527 | NS      | $2141857.24   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| China Petroleum & Chemical Corp.                                   | China Petroleum & Chemical Corp. CLS'A'CNY1                               | CUSIP: 000000000<br>LEI: 529900A2OB24EZ5B3J19 | Long             | EC               | CORP              | CN        |   2453922 | NS      | $2310549.88   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Spring Airlines Co Ltd.                                            | Spring Airlines Co Ltd. 'A'CNY1                                           | CUSIP: 000000000<br>LEI: 300300EPVZRXQONKPM53 | Long             | EC               | CORP              | CN        |     22076 | NS      | $176972.24    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Fosun Pharmaceutical Group Co Ltd.                        | Shanghai Fosun Pharmaceutical Group Co Ltd. 'A'CNY1                       | CUSIP: 000000000<br>LEI: 300300DMUYLW3FP1OT73 | Long             | EC               | CORP              | CN        |    228445 | NS      | $881701.77    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangzhou Automobile Group Co Ltd.                                 | Guangzhou Automobile Group Co Ltd. 'A'CNY1                                | CUSIP: 000000000<br>LEI: 5299005KY9BJO3ZE6A37 | Long             | EC               | CORP              | CN        |    834679 | NS      | $979348.91    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Hua Xia Bank Co., Limited                                          | Hua Xia Bank Co., Limited 'A'CNY1                                         | CUSIP: 000000000<br>LEI: 300300AKNDEHIGVDZW37 | Long             | EC               | CORP              | CN        |   2272968 | NS      | $2216366.18   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Rongsheng Petrochemical Co Ltd.                                    | Rongsheng Petrochemical Co Ltd. 'A'CNY1                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1161337 | NS      | $2640614.09   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Zheshang Securities Co Ltd.                                        | Zheshang Securities Co Ltd. A CNY1                                        | CUSIP: 000000000<br>LEI: 300300E1009033000054 | Long             | EC               | CORP              | CN        |   1057650 | NS      | $1644858.22   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of China Ltd.                                                 | Bank of China Ltd. 'A'CNY1                                                | CUSIP: 000000000<br>LEI: 54930053HGCFWVHYZX42 | Long             | EC               | CORP              | CN        |   3780200 | NS      | $2909181.22   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Cambricon Technologies Corp Ltd                                    | Cambricon Technologies Corp Ltd A CNY1                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     16782 | NS      | $2881449.97   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| CRRC Corporation Limited                                           | CRRC Corporation Limited 'A'CNY1                                          | CUSIP: 000000000<br>LEI: 30030099HATQH2XC0B72 | Long             | EC               | CORP              | CN        |   4364616 | NS      | $4001462.59   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Daqin Railway Co Ltd.                                              | Daqin Railway Co Ltd. 'A'CNY1                                             | CUSIP: 000000000<br>LEI: 30030098LARO7YWJL882 | Long             | EC               | CORP              | CN        |   4384495 | NS      | $3259206.15   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| PetroChina Co Ltd.                                                 | PetroChina Co Ltd. 'A'CNY1                                                | CUSIP: 000000000<br>LEI: 529900RPY4YG47TRSV05 | Long             | EC               | CORP              | CN        |   1782481 | NS      | $2821478.92   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Sailun Group Co Ltd.                                               | Sailun Group Co Ltd. 'A'CNY1                                              | CUSIP: 000000000<br>LEI: 300300GF13IPLVWINQ61 | Long             | EC               | CORP              | CN        |   1378100 | NS      | $3157587.18   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Huadian New Energy Group Co., Ltd.                                 | Huadian New Energy Group Co., Ltd. CNY1 A                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1646700 | NS      | $1444884.23   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Founder Securities Co Ltd.                                         | Founder Securities Co Ltd. 'A'CNY1                                        | CUSIP: 000000000<br>LEI: 300300DSN6TINPUMGY45 | Long             | EC               | CORP              | CN        |   1577842 | NS      | $1766228.17   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| LONGi Green Energy Technology Co Ltd.                              | LONGi Green Energy Technology Co Ltd. 'A'CNY1                             | CUSIP: 000000000<br>LEI: 300300NRGAITUP1EZ248 | Long             | EC               | CORP              | CN        |   2200359 | NS      | $5875449.38   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA RESOURCES MICROELECTRONICS (CHONGQING) LTD                   | China Resources Microelectronics Ltd 'A' CNY1                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |    173768 | NS      | $1446198.77   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| ZTE Corp.                                                          | ZTE Corp. 'A'CNY1                                                         | CUSIP: 000000000<br>LEI: 3003004FBGVVG1CW5U45 | Long             | EC               | CORP              | CN        |    644598 | NS      | $3631286.60   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Hygon Information Technology Co., Ltd.                             | Hygon Information Technology Co., Ltd. CNY1 A                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     73780 | NS      | $2807809.24   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Transsion Holdings Co Ltd.                                | Shenzhen Transsion Holdings Co Ltd. A CNY1                                | CUSIP: 000000000<br>LEI: 300300PDJRSNMVF0VJ83 | Long             | EC               | CORP              | CN        |    120599 | NS      | $1016175.57   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Kuang-Chi Technologies Co Ltd.                                     | Kuang-Chi Technologies Co Ltd. 'A'CNY1                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    786200 | NS      | $5490113.03   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaneng Lancang River Hydropower Inc.                              | Huaneng Lancang River Hydropower Inc. A CNY1                              | CUSIP: 000000000<br>LEI: 30030082YV5CD400SM55 | Long             | EC               | CORP              | CN        |    391900 | NS      | $535225.66    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Nari Technology Co Ltd.                                            | Nari Technology Co Ltd. 'A'CNY1                                           | CUSIP: 000000000<br>LEI: 3003006IGH1W58MAQM05 | Long             | EC               | CORP              | CN        |   1346497 | NS      | $5357844.60   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| China CITIC Bank Corp Ltd.                                         | China CITIC Bank Corp Ltd. 'A'CNY1                                        | CUSIP: 000000000<br>LEI: 300300C1030211000384 | Long             | EC               | CORP              | CN        |    424976 | NS      | $445983.69    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| China State Construction Engineering Corp Ltd.                     | China State Construction Engineering Corp Ltd. 'A'CNY1                    | CUSIP: 000000000<br>LEI: 300300CWW8WOEV3BR645 | Long             | EC               | CORP              | CN        |   6432407 | NS      | $4725264.55   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| LB Group Co Ltd.                                                   | LB Group Co Ltd. 'A'CNY1                                                  | CUSIP: 000000000<br>LEI: 3003006O3YJY5SGWGQ13 | Long             | EC               | CORP              | CN        |    211995 | NS      | $721497.08    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Wanhua Chemical Group Co Ltd.                                      | Wanhua Chemical Group Co Ltd. 'A'CNY1                                     | CUSIP: 000000000<br>LEI: 3003002H0G2KDG6CR124 | Long             | EC               | CORP              | CN        |    707719 | NS      | $9593252.59   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Jingsheng Mechanical & Electrical Co Ltd.                 | Zhejiang Jingsheng Mechanical & Electrical Co Ltd. 'A'CNY1                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    124400 | NS      | $1010670.11   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| China Merchants Securities Co Ltd.                                 | China Merchants Securities Co Ltd. 'A'CNY1                                | CUSIP: 000000000<br>LEI: 30030060IEIMX476KH87 | Long             | EC               | CORP              | CN        |    559481 | NS      | $1353678.42   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Spring Airlines Co Ltd.                                            | Spring Airlines Co Ltd. 'A'CNY1                                           | CUSIP: 000000000<br>LEI: 300300EPVZRXQONKPM53 | Long             | EC               | CORP              | CN        |    218415 | NS      | $1750923.72   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| PetroChina Co Ltd.                                                 | PetroChina Co Ltd. 'A'CNY1                                                | CUSIP: 000000000<br>LEI: 529900RPY4YG47TRSV05 | Long             | EC               | CORP              | CN        |   3895801 | NS      | $6166640.99   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Great Wall Motor Co Ltd.                                           | Great Wall Motor Co Ltd. 'A'CNY1                                          | CUSIP: 000000000<br>LEI: 254900CR8AHWTMFZHH60 | Long             | EC               | CORP              | CN        |    516267 | NS      | $1542589.26   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| ACM Research (Shanghai) Inc.                                       | ACM Research (Shanghai) Inc. A CNY1                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     59514 | NS      | $1494084.75   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| JCET Group Co Ltd.                                                 | JCET Group Co Ltd. 'A'CNY1                                                | CUSIP: 000000000<br>LEI: 30030032VVBWZTNDSQ81 | Long             | EC               | CORP              | CN        |    674230 | NS      | $4732783.37   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuliangye Yibin Co Ltd.                                            | Wuliangye Yibin Co Ltd. 'A'CNY1                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    259233 | NS      | $3931465.29   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| China United Network Communications Group Co Ltd.                  | China United Network Communications Group Co Ltd. 'A'CNY1                 | CUSIP: 000000000<br>LEI: 300300UTFDNZL9GJRR78 | Long             | EC               | CORP              | CN        |   3290500 | NS      | $2359658.06   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Suzhou Tfc Optical Commun Co Ltd                                   | Suzhou Tfc Optical Commun Co Ltd 'A'CNY1                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    232763 | NS      | $12508613.09  | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Ping An Bank Co. Ltd.                                              | Ping An Bank Co. Ltd. 'A'CNY1                                             | CUSIP: 000000000<br>LEI: 549300W9MKNIVWXFM679 | Long             | EC               | CORP              | CN        |   1273634 | NS      | $2023453.45   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongjin Gold Corp Ltd.                                            | Zhongjin Gold Corp Ltd. 'A'CNY1                                           | CUSIP: 000000000<br>LEI: 300300Q0ZK8HFP814Z87 | Long             | EC               | CORP              | CN        |    247500 | NS      | $1148604.04   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Shengyi Technology Co Ltd.                                         | Shengyi Technology Co Ltd. 'A'CNY1                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    299698 | NS      | $3018886.69   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Kingsoft Office Software Inc                               | Beijing Kingsoft Office Software Inc A CNY1                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     16125 | NS      | $707813.90    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| China National Nuclear Power Co Ltd.                               | China National Nuclear Power Co Ltd. CNY1 A                               | CUSIP: 000000000<br>LEI: 3003003YPVL5EMT5LZ97 | Long             | EC               | CORP              | CN        |   1287600 | NS      | $1598978.55   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| China Eastern Airlines Corp Ltd.                                   | China Eastern Airlines Corp Ltd. 'A' CNY1                                 | CUSIP: 000000000<br>LEI: 3003000KIOQE39Q7Y685 | Long             | EC               | CORP              | CN        |   3535869 | NS      | $2953064.03   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Sungrow Power Supply Co Ltd.                                       | Sungrow Power Supply Co Ltd. 'A'CNY1                                      | CUSIP: 000000000<br>LEI: 30030052IWC7RGVFG505 | Long             | EC               | CORP              | CN        |    467685 | NS      | $9850161.79   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Yonyou Network Technology Co Ltd.                                  | Yonyou Network Technology Co Ltd. 'A'CNY1                                 | CUSIP: 000000000<br>LEI: 30030017NBX3U80ANB35 | Long             | EC               | CORP              | CN        |    464993 | NS      | $963758.20    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CMOC Group Limited                                                 | CMOC Group Limited 'A'CNY0.2                                              | CUSIP: 000000000<br>LEI: 2549008KG3638J59U652 | Long             | EC               | CORP              | CN        |   3099172 | NS      | $10836723.77  | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Shandong Gold Mining Co Ltd                                        | Shandong Gold Mining Co Ltd 'A'CNY1                                       | CUSIP: 000000000<br>LEI: 300300KC2K8BC07OSV77 | Long             | EC               | CORP              | CN        |    333970 | NS      | $2302939.24   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Industrial & Commercial Bank of China Ltd.                         | Industrial & Commercial Bank of China Ltd. 'A'CNY1                        | CUSIP: 000000000<br>LEI: 5493002ERZU2K9PZDL40 | Long             | EC               | CORP              | CN        |  10328425 | NS      | $10417470.28  | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Poly Developments & Holdings Group Co Ltd.                         | Poly Developments & Holdings Group Co Ltd. 'A'CNY1                        | CUSIP: 000000000<br>LEI: 300300W9OF1ZRGUDVU96 | Long             | EC               | CORP              | CN        |   2408533 | NS      | $2387171.33   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| GigaDevice Semiconductor Inc.                                      | GigaDevice Semiconductor Inc. A CNY1                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     58808 | NS      | $2571459.80   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| China Galaxy Securities Co Ltd.                                    | China Galaxy Securities Co Ltd. A CNY1                                    | CUSIP: 000000000<br>LEI: 3003008KFQXO06OK8582 | Long             | EC               | CORP              | CN        |    874817 | NS      | $1862899.84   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Fuzhou Rockchip Electronics Co Ltd.                                | Fuzhou Rockchip Electronics Co Ltd. 'A' CNY1                              | CUSIP: 000000000<br>LEI: 8368002HC3QUMAKOPK03 | Long             | EC               | CORP              | CN        |    117600 | NS      | $3084817.77   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| JCET Group Co Ltd.                                                 | JCET Group Co Ltd. 'A'CNY1                                                | CUSIP: 000000000<br>LEI: 30030032VVBWZTNDSQ81 | Long             | EC               | CORP              | CN        |    124259 | NS      | $872240.82    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Foshan Haitian Flavouring & Food Co Ltd.                           | Foshan Haitian Flavouring & Food Co Ltd. 'A'CNY1                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    245646 | NS      | $1287512.50   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Inovance Technology Co Ltd.                               | Shenzhen Inovance Technology Co Ltd. 'A'CNY1                              | CUSIP: 000000000<br>LEI: 836800KA53998FUTIA85 | Long             | EC               | CORP              | CN        |    597987 | NS      | $6355657.40   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Zijin Mining Group Co Ltd.                                         | Zijin Mining Group Co Ltd. 'A'CNY0.1                                      | CUSIP: 000000000<br>LEI: 836800JRNL2393Z2I561 | Long             | EC               | CORP              | CN        |   2866191 | NS      | $16522421.28  | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| China Life Insurance Co Ltd.                                       | China Life Insurance Co Ltd. 'A'CNY1                                      | CUSIP: 000000000<br>LEI: 549300J6TFLDXGH6S048 | Long             | EC               | CORP              | CN        |    337721 | NS      | $2189499.85   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai United Imaging Healthcare Co Ltd.                         | Shanghai United Imaging Healthcare Co Ltd. 'A' CNY1                       | CUSIP: 000000000<br>LEI: 300300YFLW1ZZPRAZ467 | Long             | EC               | CORP              | CN        |    218795 | NS      | $4168070.50   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| National Silicon Industry Group Co Ltd                             | National Silicon Industry Group Co Ltd A CNY1                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    215911 | NS      | $683528.56    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| JA Solar Technology Co Ltd.                                        | JA Solar Technology Co Ltd. 'A'CNY1                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    271749 | NS      | $479264.65    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| EVE Energy Co Ltd.                                                 | EVE Energy Co Ltd. 'A'CNY1                                                | CUSIP: 000000000<br>LEI: 300300FTCIO530XV7T38 | Long             | EC               | CORP              | CN        |    159597 | NS      | $1449919.62   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Unigroup Guoxin Microelectronics Co Ltd.                           | Unigroup Guoxin Microelectronics Co Ltd. 'A'CNY1                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    325390 | NS      | $3779937.33   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongtai Securities Co., Ltd.                                      | Zhongtai Securities Co., Ltd. A CNY1                                      | CUSIP: 000000000<br>LEI: 300300E1012137000054 | Long             | EC               | CORP              | CN        |   1059082 | NS      | $989486.09    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Huadong Medicine Co Ltd.                                           | Huadong Medicine Co Ltd. 'A'CNY1                                          | CUSIP: 000000000<br>LEI: 300300WEZ30P69YUQZ42 | Long             | EC               | CORP              | CN        |    340626 | NS      | $1784341.36   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang China Commodities City Group Co., Ltd.                    | Zhejiang China Commodities City Group Co., Ltd. CNY1'A'                   | CUSIP: 000000000<br>LEI: 300300UELW04DCUGGZ27 | Long             | EC               | CORP              | CN        |   1371866 | NS      | $2971341.56   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Wens Foodstuff Group Co Ltd.                                       | Wens Foodstuff Group Co Ltd. 'A'CNY1                                      | CUSIP: 000000000<br>LEI: 3003005O7DXT61IXLJ96 | Long             | EC               | CORP              | CN        |   1939786 | NS      | $4518067.04   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| SDIC CAPITAL CO LTD                                                | SDIC Capital Co Ltd. 'A'CNY1                                              | CUSIP: 000000000<br>LEI: 300300N4DUANLOST1I04 | Long             | EC               | CORP              | CN        |    636068 | NS      | $691615.07    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| China Merchants Securities Co Ltd.                                 | China Merchants Securities Co Ltd. 'A'CNY1                                | CUSIP: 000000000<br>LEI: 30030060IEIMX476KH87 | Long             | EC               | CORP              | CN        |   1291906 | NS      | $3125799.22   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| XCMG Construction Machinery Co Ltd.                                | XCMG Construction Machinery Co Ltd. 'A'CNY1                               | CUSIP: 000000000<br>LEI: 300300QGG1VFJ0WTJE78 | Long             | EC               | NUSS              | CN        |    894469 | NS      | $1598371.91   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Maxscend Microelectronics Co.                                      | Maxscend Microelectronics Co. A CNY1                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     72288 | NS      | $844906.20    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Sieyuan Electric Co Ltd                                            | Sieyuan Electric Co Ltd 'A'CNY1                                           | CUSIP: 000000000<br>LEI: 836800H6UQQUWN4PSZ32 | Long             | EC               | CORP              | CN        |    278880 | NS      | $8716155.93   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| China Yangtze Power Co Ltd.                                        | China Yangtze Power Co Ltd. 'A'CNY1                                       | CUSIP: 000000000<br>LEI: 3003008VX8JFJXA6QP74 | Long             | EC               | CORP              | CN        |   1886210 | NS      | $7159012.13   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Huatai Securities Co Ltd.                                          | Huatai Securities Co Ltd. 'A'CNY1                                         | CUSIP: 000000000<br>LEI: 3003009ABT0UCWO79Q77 | Long             | EC               | CORP              | CN        |    930383 | NS      | $2899289.23   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Zoomlion Heavy Industry Science & Technology Co Ltd.               | Zoomlion Heavy Industry Science & Technology Co Ltd. 'A'CNY1              | CUSIP: 000000000<br>LEI: 529900QZ3EMAU0QKFK85 | Long             | EC               | CORP              | CN        |    948522 | NS      | $1381131.31   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing New Building Materials PLC                                 | Beijing New Building Materials PLC 'A'CNY1                                | CUSIP: 000000000<br>LEI: 3003000VY5ALEC09Q824 | Long             | EC               | CORP              | CN        |    398179 | NS      | $1624438.69   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| China Northern Rare Earth (Group) High-Tech Co Ltd.                | China Northern Rare Earth (Group) High-Tech Co Ltd. 'A'CNY1               | CUSIP: 000000000<br>LEI: 300300CY5TYMU38UDM49 | Long             | EC               | CORP              | CN        |    371400 | NS      | $3377913.82   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaneng Power International Inc.                                   | Huaneng Power International Inc. 'A'CNY1                                  | CUSIP: 000000000<br>LEI: 529900WU0SMVKMPG4V21 | Long             | EC               | CORP              | CN        |    761100 | NS      | $803160.54    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Orient Securities Co. Ltd.                                         | Orient Securities Co. Ltd. A CNY1                                         | CUSIP: 000000000<br>LEI: 300300E1005131000066 | Long             | EC               | CORP              | CN        |   2228235 | NS      | $3283478.85   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| SDIC Power Holdings Co Ltd.                                        | SDIC Power Holdings Co Ltd. 'A'CNY1                                       | CUSIP: 000000000<br>LEI: 300300LQJ91PHBNFC721 | Long             | EC               | CORP              | CN        |     70811 | NS      | $136753.57    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhangzhou Pientzehuang Pharmaceutical Co Ltd.                      | Zhangzhou Pientzehuang Pharmaceutical Co Ltd. 'A'CNY1                     | CUSIP: 000000000<br>LEI: 836800HTWRBAQJRAQ344 | Long             | EC               | CORP              | CN        |     98160 | NS      | $2335517.96   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| China Everbright Bank Co Ltd.                                      | China Everbright Bank Co Ltd. 'A'CNY1                                     | CUSIP: 000000000<br>LEI: 549300U6PKQ4H1P34E17 | Long             | EC               | CORP              | CN        |   7018243 | NS      | $3314328.01   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Cosco Shipping Holdings Co Ltd.                                    | Cosco Shipping Holdings Co Ltd. 'A'CNY1                                   | CUSIP: 000000000<br>LEI: 3003009XI0QGYYA29S17 | Long             | EC               | CORP              | CN        |   2211082 | NS      | $4837351.18   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaneng Power International Inc.                                   | Huaneng Power International Inc. 'A'CNY1                                  | CUSIP: 000000000<br>LEI: 529900WU0SMVKMPG4V21 | Long             | EC               | CORP              | CN        |   1547943 | NS      | $1633486.71   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai International Airport Co Ltd.                             | Shanghai International Airport Co Ltd. 'A' CNY1                           | CUSIP: 000000000<br>LEI: 3003000CIJ7O6AOQF345 | Long             | EC               | CORP              | CN        |    165933 | NS      | $737899.22    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Chint Electric Co Ltd.                                    | Zhejiang Chint Electric Co Ltd. 'A'CNY1                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    146700 | NS      | $706467.57    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Huayu Automotive Systems Co Ltd.                                   | Huayu Automotive Systems Co Ltd. 'A'CNY1                                  | CUSIP: 000000000<br>LEI: 3003001J2BNVV78BOT83 | Long             | EC               | CORP              | CN        |    578826 | NS      | $1630804.72   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Eastern Shenghong Co Ltd.                                  | Jiangsu Eastern Shenghong Co Ltd. 'A'CNY1                                 | CUSIP: 000000000<br>LEI: 3003003WRWKC1GZHMH20 | Long             | EC               | CORP              | CN        |    326200 | NS      | $619037.58    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Founder Securities Co Ltd.                                         | Founder Securities Co Ltd. 'A'CNY1                                        | CUSIP: 000000000<br>LEI: 300300DSN6TINPUMGY45 | Long             | EC               | CORP              | CN        |    509254 | NS      | $570056.29    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Tongwei Co Ltd.                                                    | Tongwei Co Ltd. 'A'CNY1                                                   | CUSIP: 000000000<br>LEI: 3003009CW4QYMCG0BH89 | Long             | EC               | CORP              | CN        |    476500 | NS      | $1261248.97   | 0.07%             |  |  |  | No            |                  3 | On Loan: No      |
| Muyuan Foods Group Co Ltd.                                         | Muyuan Foods Group Co Ltd. 'A'CNY1                                        | CUSIP: 000000000<br>LEI: 3003006NCTDQW4KZR676 | Long             | EC               | CORP              | CN        |    428684 | NS      | $2930435.67   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIC Pacific Special Steel Group Co Ltd.                          | CITIC Pacific Special Steel Group Co Ltd. 'A'CNY1                         | CUSIP: 000000000<br>LEI: 836800ETMJJWP4GAL167 | Long             | EC               | CORP              | CN        |    133352 | NS      | $350442.96    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Tong Ren Tang Co Ltd.                                      | Beijing Tong Ren Tang Co Ltd. 'A'CNY1                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     47400 | NS      | $212582.70    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| China Three Gorges Renewables (Group) Co Ltd.                      | China Three Gorges Renewables (Group) Co Ltd. A CNY1                      | CUSIP: 000000000<br>LEI: 300300C9638DU18HFK27 | Long             | EC               | CORP              | CN        |   2033619 | NS      | $1233062.24   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Empyrean Technology Co Ltd.                                        | Empyrean Technology Co Ltd. CNY1 A                                        | CUSIP: 000000000<br>LEI: 836800HWPKNLN46F0U75 | Long             | EC               | CORP              | CN        |    104100 | NS      | $1532174.29   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Hua Xia Bank Co., Limited                                          | Hua Xia Bank Co., Limited 'A'CNY1                                         | CUSIP: 000000000<br>LEI: 300300AKNDEHIGVDZW37 | Long             | EC               | CORP              | CN        |    951325 | NS      | $927634.95    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Chongqing Changan Automobile Co Ltd.                               | Chongqing Changan Automobile Co Ltd. 'A'CNY1                              | CUSIP: 000000000<br>LEI: 300300WKFSBX9P5ZOM25 | Long             | EC               | CORP              | CN        |    978176 | NS      | $1576863.88   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Tsingtao Brewery Group Co Ltd.                                     | Tsingtao Brewery Group Co Ltd. SER'A'CNYU1                                | CUSIP: 000000000<br>LEI: 300300OJ7D0Q1ESE8L15 | Long             | EC               | CORP              | CN        |     49400 | NS      | $449801.12    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningbo Zhoushan Port Co Ltd                                        | Ningbo Zhoushan Port Co Ltd 'A'CNY1                                       | CUSIP: 000000000<br>LEI: 30030062JKWZUF3F8Y93 | Long             | EC               | CORP              | CN        |   2501500 | NS      | $1556863.22   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| China Energy Engineering Corporation Limited                       | China Energy Engineering Corporation Limited A CNY1                       | CUSIP: 000000000<br>LEI: 30030095F4B9XDN9QY57 | Long             | EC               | CORP              | CN        |   2369500 | NS      | $877228.04    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Shandong Gold Mining Co Ltd                                        | Shandong Gold Mining Co Ltd 'A'CNY1                                       | CUSIP: 000000000<br>LEI: 300300KC2K8BC07OSV77 | Long             | EC               | CORP              | CN        |    571220 | NS      | $3938931.50   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Range Intelligent Computing Technology Group Co Ltd.               | Range Intelligent Computing Technology Group Co Ltd. A CNY1               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    430460 | NS      | $6486843.38   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| WuXi AppTec Co Ltd.                                                | WuXi AppTec Co Ltd. A CNY1                                                | CUSIP: 000000000<br>LEI: 254900OEPQLZSPLN9175 | Long             | EC               | CORP              | CN        |    386129 | NS      | $5516007.97   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Hangzhou Tigermed Consulting Co Ltd.                               | Hangzhou Tigermed Consulting Co Ltd. 'A'CNY1                              | CUSIP: 000000000<br>LEI: 300300CP4N8WDF6DOO67 | Long             | EC               | CORP              | CN        |    187531 | NS      | $1630169.56   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Conch Cement Co Ltd.                                         | Anhui Conch Cement Co Ltd. 'A'CNY1                                        | CUSIP: 000000000<br>LEI: 300300JVKW56SSAEQZ33 | Long             | EC               | CORP              | CN        |    187144 | NS      | $697202.33    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Chongqing Zhifei Biological Products Co Ltd.                       | Chongqing Zhifei Biological Products Co Ltd. 'A'CNY1                      | CUSIP: 000000000<br>LEI: 300300DRZD9P8L2NA467 | Long             | EC               | CORP              | CN        |    543400 | NS      | $1369420.12   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| China Jushi Co Ltd.                                                | China Jushi Co Ltd. 'A'CNY1                                               | CUSIP: 000000000<br>LEI: 300300JZBQ0FKI1TDH04 | Long             | EC               | CORP              | CN        |    431662 | NS      | $1701267.41   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Cambricon Technologies Corp Ltd                                    | Cambricon Technologies Corp Ltd A CNY1                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     87227 | NS      | $14976774.89  | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro Fabrication Equipment Inc.                          | Advanced Micro Fabrication Equipment Inc. A CNY1                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     47527 | NS      | $2442973.07   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Hangzhou Co Ltd.                                           | Bank of Hangzhou Co Ltd. A CNY1                                           | CUSIP: 000000000<br>LEI: 300300C1092033000075 | Long             | EC               | CORP              | CN        |    453041 | NS      | $1073032.68   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangdong Haid Group Co Ltd.                                       | Guangdong Haid Group Co Ltd. 'A'CNY1                                      | CUSIP: 000000000<br>LEI: 300300Y7LIHH4R4TWD50 | Long             | EC               | CORP              | CN        |    219960 | NS      | $1757217.78   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Transsion Holdings Co Ltd.                                | Shenzhen Transsion Holdings Co Ltd. A CNY1                                | CUSIP: 000000000<br>LEI: 300300PDJRSNMVF0VJ83 | Long             | EC               | CORP              | CN        |    197042 | NS      | $1660289.62   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CNPC Capital Company Limited                                       | CNPC Capital Company Limited 'A'CNY1                                      | CUSIP: 000000000<br>LEI: 300300K2DPEEAN1LV682 | Long             | EC               | CORP              | CN        |    387100 | NS      | $512872.17    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| China Merchants Energy Shipping Company Limited                    | China Merchants Energy Shipping Company Limited 'A'CNY1                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1193300 | NS      | $2824605.11   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Qingdao Port International Co Limited                              | Qingdao Port International Co Limited A CNY1                              | CUSIP: 000000000<br>LEI: 529900URO8Y3C7A1JM55 | Long             | EC               | CORP              | CN        |    484900 | NS      | $657997.04    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Midea Group Co Ltd.                                                | Midea Group Co Ltd. A CNY1                                                | CUSIP: 000000000<br>LEI: 3003003TRPHLHZD2IF61 | Long             | EC               | CORP              | CN        |   2221993 | NS      | $25468787.33  | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Yonyou Network Technology Co Ltd.                                  | Yonyou Network Technology Co Ltd. 'A'CNY1                                 | CUSIP: 000000000<br>LEI: 30030017NBX3U80ANB35 | Long             | EC               | CORP              | CN        |    696026 | NS      | $1442604.01   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Montage Technology Co Ltd                                          | Montage Technology Co Ltd A CNY1                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    231427 | NS      | $5516792.50   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| BOE Technology Group Co Ltd.                                       | BOE Technology Group Co Ltd. 'A'CNY1                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   5060758 | NS      | $3304575.36   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Muyuan Foods Group Co Ltd.                                         | Muyuan Foods Group Co Ltd. 'A'CNY1                                        | CUSIP: 000000000<br>LEI: 3003006NCTDQW4KZR676 | Long             | EC               | CORP              | CN        |    923408 | NS      | $6312313.37   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| China Galaxy Securities Co Ltd.                                    | China Galaxy Securities Co Ltd. A CNY1                                    | CUSIP: 000000000<br>LEI: 3003008KFQXO06OK8582 | Long             | EC               | CORP              | CN        |    256800 | NS      | $546848.86    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| East Money Information Co Ltd.                                     | East Money Information Co Ltd. 'A'CNY1                                    | CUSIP: 000000000<br>LEI: 836800ZFB0ZEK3KKW487 | Long             | EC               | CORP              | CN        |   4491820 | NS      | $14743914.59  | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Yutong Bus Co Ltd.                                                 | Yutong Bus Co Ltd. 'A'CNY1                                                | CUSIP: 000000000<br>LEI: 300300OMPRVW0Q75F037 | Long             | EC               | CORP              | CN        |    710600 | NS      | $3075087.49   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Gotion High-Tech Co Ltd.                                           | Gotion High-Tech Co Ltd. 'A'CNY1                                          | CUSIP: 000000000<br>LEI: 300300J1NKV8ZBF0KN15 | Long             | EC               | CORP              | CN        |    398226 | NS      | $2199839.00   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| China Merchants Shekou Industrial Zone Holdings Co Ltd.            | China Merchants Shekou Industrial Zone Holdings Co Ltd. A CNY1            | CUSIP: 000000000<br>LEI: 300300T3ACALX7NIPW13 | Long             | EC               | CORP              | CN        |    548427 | NS      | $792163.01    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Tiantan Biological Products Corp Ltd.                      | Beijing Tiantan Biological Products Corp Ltd. 'A'CNY1                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    544334 | NS      | $1294021.52   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai United Imaging Healthcare Co Ltd.                         | Shanghai United Imaging Healthcare Co Ltd. 'A' CNY1                       | CUSIP: 000000000<br>LEI: 300300YFLW1ZZPRAZ467 | Long             | EC               | CORP              | CN        |     31684 | NS      | $603583.93    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Air China Cargo Co Ltd.                                            | Air China Cargo Co Ltd. 'A'CNY1                                           | CUSIP: 000000000<br>LEI: 3003008Y1PWZJ9XNVE26 | Long             | EC               | CORP              | CN        |    714200 | NS      | $623546.35    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai RAAS blood products Co Ltd.                               | Shanghai RAAS blood products Co Ltd. 'A'CNY1                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1166804 | NS      | $1069721.27   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Chengdu Co Ltd.                                            | Bank of Chengdu Co Ltd. A CNY1                                            | CUSIP: 000000000<br>LEI: 30030030JPOKGL9K5418 | Long             | EC               | CORP              | CN        |    327100 | NS      | $770925.91    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Industrial Securities Co., Ltd.                                    | Industrial Securities Co., Ltd. 'A'CNY1                                   | CUSIP: 000000000<br>LEI: 300300E1011435000093 | Long             | EC               | CORP              | CN        |   2413713 | NS      | $2374714.90   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Unisplendour Corp Ltd.                                             | Unisplendour Corp Ltd. 'A'CNY1                                            | CUSIP: 000000000<br>LEI: 300300Z3RHZRXCNTRC53 | Long             | EC               | CORP              | CN        |    968138 | NS      | $3661817.57   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| China Eastern Airlines Corp Ltd.                                   | China Eastern Airlines Corp Ltd. 'A' CNY1                                 | CUSIP: 000000000<br>LEI: 3003000KIOQE39Q7Y685 | Long             | EC               | CORP              | CN        |    872576 | NS      | $728752.34    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Xinjiang Daqo New Energy Co. Ltd.                                  | Xinjiang Daqo New Energy Co. Ltd. A CNY1                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    311230 | NS      | $1084180.09   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| China Everbright Bank Co Ltd.                                      | China Everbright Bank Co Ltd. 'A'CNY1                                     | CUSIP: 000000000<br>LEI: 549300U6PKQ4H1P34E17 | Long             | EC               | CORP              | CN        |   2250830 | NS      | $1062942.52   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| China Merchants Expressway Network & Technology Holdings Co., Ltd. | China Merchants Expressway Network & Technology Holdings Co., Ltd. A CNY1 | CUSIP: 000000000<br>LEI: 300300HYECHLUO2UVU03 | Long             | EC               | CORP              | CN        |   1046037 | NS      | $1477382.33   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| China Coal Energy Co Ltd.                                          | China Coal Energy Co Ltd. 'A'CNY1                                         | CUSIP: 000000000<br>LEI: 529900KRC89344UI3Z10 | Long             | EC               | CORP              | CN        |    284100 | NS      | $628172.46    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Gujing Distillery Co Ltd.                                    | Anhui Gujing Distillery Co Ltd. 'A'CNY1                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     60709 | NS      | $1072540.27   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangdong Haid Group Co Ltd.                                       | Guangdong Haid Group Co Ltd. 'A'CNY1                                      | CUSIP: 000000000<br>LEI: 300300Y7LIHH4R4TWD50 | Long             | EC               | CORP              | CN        |    203462 | NS      | $1625418.46   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Shennan Circuits Co Ltd.                                           | Shennan Circuits Co Ltd. 'A' CNY1                                         | CUSIP: 000000000<br>LEI: 300300VRJEDEV10SPJ55 | Long             | EC               | CORP              | CN        |     32630 | NS      | $1357639.33   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| China CSSC Holdings Ltd.                                           | China CSSC Holdings Ltd. 'A'CNY1                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    301700 | NS      | $1660023.90   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| LONGi Green Energy Technology Co Ltd.                              | LONGi Green Energy Technology Co Ltd. 'A'CNY1                             | CUSIP: 000000000<br>LEI: 300300NRGAITUP1EZ248 | Long             | EC               | CORP              | CN        |    908666 | NS      | $2426340.92   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Jiangsu Co Ltd.                                            | Bank of Jiangsu Co Ltd. A CNY1                                            | CUSIP: 000000000<br>LEI: 300300C1086832000046 | Long             | EC               | CORP              | CN        |   5570250 | NS      | $8403053.19   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| ENN Natural Gas Co., Ltd.                                          | ENN Natural Gas Co., Ltd. 'A'CNY1                                         | CUSIP: 000000000<br>LEI: 300300KVDMGNQNP52Z98 | Long             | EC               | CORP              | CN        |    471909 | NS      | $1402482.86   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| AECC Aviation Engine Power Co Ltd                                  | AECC Aviation Engine Power Co Ltd 'A'CNY1                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    289000 | NS      | $2406911.68   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Conch Cement Co Ltd.                                         | Anhui Conch Cement Co Ltd. 'A'CNY1                                        | CUSIP: 000000000<br>LEI: 300300JVKW56SSAEQZ33 | Long             | EC               | CORP              | CN        |   1057123 | NS      | $3938296.84   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank Of Nanjing Co Ltd.                                            | Bank Of Nanjing Co Ltd. 'A'CNY1                                           | CUSIP: 000000000<br>LEI: 300300C1086932000062 | Long             | EC               | CORP              | CN        |    578008 | NS      | $947781.98    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| S.F. Holding Co Ltd.                                               | S.F. Holding Co Ltd. 'A'CNY1                                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    864961 | NS      | $4774346.19   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| China Three Gorges Renewables (Group) Co Ltd.                      | China Three Gorges Renewables (Group) Co Ltd. A CNY1                      | CUSIP: 000000000<br>LEI: 300300C9638DU18HFK27 | Long             | EC               | CORP              | CN        |   5548300 | NS      | $3364149.92   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Ping An Insurance (Group) Company of China Ltd.                    | Ping An Insurance (Group) Company of China Ltd. 'A'CNY1                   | CUSIP: 000000000<br>LEI: 529900M9MC28JLN35U89 | Long             | EC               | CORP              | CN        |   3205448 | NS      | $29476189.44  | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| WuXi AppTec Co Ltd.                                                | WuXi AppTec Co Ltd. A CNY1                                                | CUSIP: 000000000<br>LEI: 254900OEPQLZSPLN9175 | Long             | EC               | CORP              | CN        |    826099 | NS      | $11801156.27  | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongji Innolight Co Ltd.                                          | Zhongji Innolight Co Ltd. 'A'CNY1                                         | CUSIP: 000000000<br>LEI: 655600K7YZDKAI214O83 | Long             | EC               | CORP              | CN        |    483766 | NS      | $37652921.14  | 2.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Focus Media Information Technology Co Ltd.                         | Focus Media Information Technology Co Ltd. 'A'CNY1                        | CUSIP: 000000000<br>LEI: 300300V7WGZW0LZKTD06 | Long             | EC               | CORP              | CN        |   3828222 | NS      | $3944923.67   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| China Railway Group Ltd.                                           | China Railway Group Ltd. 'A'CNY1                                          | CUSIP: 000000000<br>LEI: 529900TFRLG8UDJ7QA89 | Long             | EC               | CORP              | CN        |   1868488 | NS      | $1715745.77   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Hangzhou Co Ltd.                                           | Bank of Hangzhou Co Ltd. A CNY1                                           | CUSIP: 000000000<br>LEI: 300300C1092033000075 | Long             | EC               | CORP              | CN        |   2092636 | NS      | $4956431.78   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| China Coal Energy Co Ltd.                                          | China Coal Energy Co Ltd. 'A'CNY1                                         | CUSIP: 000000000<br>LEI: 529900KRC89344UI3Z10 | Long             | EC               | CORP              | CN        |    651734 | NS      | $1441046.63   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| National Silicon Industry Group Co Ltd                             | National Silicon Industry Group Co Ltd A CNY1                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    818096 | NS      | $2589918.91   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Hundsun Technologies Inc.                                          | Hundsun Technologies Inc. 'A'CNY1                                         | CUSIP: 000000000<br>LEI: 3003003LS77D1DRDDE25 | Long             | EC               | CORP              | CN        |    618719 | NS      | $2707236.62   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu King's Luck Brewery JSC Ltd.                               | Jiangsu King's Luck Brewery JSC Ltd. 'A'CNY1                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    258971 | NS      | $1179568.68   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIC Securities Co Ltd.                                           | CITIC Securities Co Ltd. 'A' CNY1                                         | CUSIP: 000000000<br>LEI: 300300E1006744000068 | Long             | EC               | CORP              | CN        |   1379998 | NS      | $5505228.25   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Industrial Bank Co Ltd.                                            | Industrial Bank Co Ltd. 'A'CNY1                                           | CUSIP: 000000000<br>LEI: 300300C1030935001303 | Long             | EC               | CORP              | CN        |   5959993 | NS      | $15905823.89  | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhangzhou Pientzehuang Pharmaceutical Co Ltd.                      | Zhangzhou Pientzehuang Pharmaceutical Co Ltd. 'A'CNY1                     | CUSIP: 000000000<br>LEI: 836800HTWRBAQJRAQ344 | Long             | EC               | CORP              | CN        |     63900 | NS      | $1520370.80   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Hoshine Silicon Industry Co., Ltd.                                 | Hoshine Silicon Industry Co., Ltd. A CNY1                                 | CUSIP: 000000000<br>LEI: 300300RQV6XQFC4OVX72 | Long             | EC               | CORP              | CN        |    121314 | NS      | $907089.97    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Goertek Inc.                                                       | Goertek Inc. 'A'CNY1                                                      | CUSIP: 000000000<br>LEI: 300300FEEFS8BQPXIV57 | Long             | EC               | CORP              | CN        |    363509 | NS      | $1440080.26   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Beijing Co Ltd.                                            | Bank of Beijing Co Ltd. 'A'CNY1                                           | CUSIP: 000000000<br>LEI: 300300C1080211000042 | Long             | EC               | CORP              | CN        |   2619618 | NS      | $2058016.28   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Orient Securities Co. Ltd.                                         | Orient Securities Co. Ltd. A CNY1                                         | CUSIP: 000000000<br>LEI: 300300E1005131000066 | Long             | EC               | CORP              | CN        |    414438 | NS      | $610706.86    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangxi Copper Co Ltd.                                             | Jiangxi Copper Co Ltd. 'A' CNY1                                           | CUSIP: 000000000<br>LEI: 3003002E74YFQ6MEZY56 | Long             | EC               | CORP              | CN        |    304733 | NS      | $2577917.21   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| CMOC Group Limited                                                 | CMOC Group Limited 'A'CNY0.2                                              | CUSIP: 000000000<br>LEI: 2549008KG3638J59U652 | Long             | EC               | CORP              | CN        |   1217300 | NS      | $4256473.61   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanjin International Gold Co Ltd.                                 | Shanjin International Gold Co Ltd. 'A' CNY1                               | CUSIP: 000000000<br>LEI: 655600QGA2EHH1HUDW82 | Long             | EC               | CORP              | CN        |    874600 | NS      | $3949234.86   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhuzhou CRRC Times Electric Co Ltd.                                | Zhuzhou CRRC Times Electric Co Ltd. A CNY1                                | CUSIP: 000000000<br>LEI: 529900PLNH7NQLN00B53 | Long             | EC               | CORP              | CN        |    171737 | NS      | $1486867.92   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Xinjiang Daqo New Energy Co. Ltd.                                  | Xinjiang Daqo New Energy Co. Ltd. A CNY1                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     64158 | NS      | $223496.53    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Huali Industrial Group Co Ltd.                                     | Huali Industrial Group Co Ltd. A CNY1                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5200 | NS      | $36115.06     | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Baoshan Iron & Steel Co Ltd.                                       | Baoshan Iron & Steel Co Ltd. 'A' CNY1                                     | CUSIP: 000000000<br>LEI: 300300PYAP4PEHORZT21 | Long             | EC               | CORP              | CN        |   1344943 | NS      | $1411427.10   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Guotai Haitong Securities Co Ltd.                                  | Guotai Haitong Securities Co Ltd. CNY1 A                                  | CUSIP: 000000000<br>LEI: 300300E1005431000017 | Long             | EC               | CORP              | CN        |   1614469 | NS      | $4454535.25   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuliangye Yibin Co Ltd.                                            | Wuliangye Yibin Co Ltd. 'A'CNY1                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    704009 | NS      | $10676831.07  | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| JA Solar Technology Co Ltd.                                        | JA Solar Technology Co Ltd. 'A'CNY1                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    885333 | NS      | $1561399.72   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| IEIT Systems Co Ltd.                                               | IEIT Systems Co Ltd. 'A'CNY1                                              | CUSIP: 000000000<br>LEI: 3003002K6ZLEBRGRI729 | Long             | EC               | CORP              | CN        |    168704 | NS      | $1570769.15   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| TCL Technology Group Corp.                                         | TCL Technology Group Corp. 'A'CNY1                                        | CUSIP: 000000000<br>LEI: 300300K9RLEXIIDB1U19 | Long             | EC               | CORP              | CN        |   2208808 | NS      | $1600060.60   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Mindray Bio-Medical Electronics Co Ltd.                   | Shenzhen Mindray Bio-Medical Electronics Co Ltd. A CNY1                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    216090 | NS      | $5855754.43   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Hangzhou Silan Microelectronics Co Ltd.                            | Hangzhou Silan Microelectronics Co Ltd. 'A'CNY1                           | CUSIP: 000000000<br>LEI: 300300A6XLSTHVDNCV85 | Long             | EC               | CORP              | CN        |    143800 | NS      | $674686.37    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Isoftstone Information Technology                                  | Isoftstone Information Technology A CNY1                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    397953 | NS      | $2871170.99   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Jinko Solar Co., Ltd.                                              | Jinko Solar Co., Ltd. A CNY1                                              | CUSIP: 000000000<br>LEI: 300300RHCPJNG9KTKT10 | Long             | EC               | CORP              | CN        |    299665 | NS      | $329328.60    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| China Tourism Group Duty Free Corp Ltd.                            | China Tourism Group Duty Free Corp Ltd. 'A'CNY1                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    165273 | NS      | $1941114.93   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| China Shenhua Energy Co Ltd.                                       | China Shenhua Energy Co Ltd. 'A'CNY1                                      | CUSIP: 000000000<br>LEI: 529900N9JOX4C108MA40 | Long             | EC               | CORP              | CN        |   1065002 | NS      | $6559972.09   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Shandong Nanshan Aluminium Co Ltd.                                 | Shandong Nanshan Aluminium Co Ltd. 'A'CNY1                                | CUSIP: 000000000<br>LEI: 836800YU5J3RT2VPUO65 | Long             | EC               | CORP              | CN        |   2620680 | NS      | $2704390.04   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Beijing Co Ltd.                                            | Bank of Beijing Co Ltd. 'A'CNY1                                           | CUSIP: 000000000<br>LEI: 300300C1080211000042 | Long             | EC               | CORP              | CN        |   4806889 | NS      | $3776373.44   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu King's Luck Brewery JSC Ltd.                               | Jiangsu King's Luck Brewery JSC Ltd. 'A'CNY1                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    101300 | NS      | $461404.20    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Loongson Technology Corp Ltd.                                      | Loongson Technology Corp Ltd. CNY1 A                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    103273 | NS      | $2389284.61   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| China Pacific Insurance Group Co Ltd.                              | China Pacific Insurance Group Co Ltd. 'A'CNY1                             | CUSIP: 000000000<br>LEI: 529900BA5ILEL308WX03 | Long             | EC               | CORP              | CN        |   1083068 | NS      | $6442351.18   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Avary Holding (Shenzhen) Co Ltd.                                   | Avary Holding (Shenzhen) Co Ltd. A CNY1                                   | CUSIP: 000000000<br>LEI: 30030067AGXAJK5FRS12 | Long             | EC               | CORP              | CN        |    209797 | NS      | $1803847.20   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| China National Nuclear Power Co Ltd.                               | China National Nuclear Power Co Ltd. CNY1 A                               | CUSIP: 000000000<br>LEI: 3003003YPVL5EMT5LZ97 | Long             | EC               | CORP              | CN        |   2960401 | NS      | $3676310.74   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Imeik Technology Development Co Ltd.                               | Imeik Technology Development Co Ltd. A CNY1                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9380 | NS      | $195205.61    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Shandong Hualu-Hengsheng Chemical Co Ltd.                          | Shandong Hualu-Hengsheng Chemical Co Ltd. 'A'CNY1                         | CUSIP: 000000000<br>LEI: 655600R2WZ4EKICFE373 | Long             | EC               | CORP              | CN        |    224500 | NS      | $1263065.07   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Qinghai Salt Lake Potash Co., Ltd.                                 | Qinghai Salt Lake Potash Co., Ltd. 'A'CNY1                                | CUSIP: 000000000<br>LEI: 300300Q8WSV1OODU9092 | Long             | EC               | CORP              | CN        |   1059866 | NS      | $5901146.53   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Yanghe Distillery Co Ltd.                                  | Jiangsu Yanghe Distillery Co Ltd. 'A'CNY1                                 | CUSIP: 000000000<br>LEI: 655600IQ7FXTTBKI8H68 | Long             | EC               | CORP              | CN        |    214762 | NS      | $1665294.88   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Lens Technology Co Ltd.                                            | Lens Technology Co Ltd. 'A'CNY1                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    321535 | NS      | $1648248.53   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Victory Giant Technology (Huizhou)                                 | Victory Giant Technology (Huizhou) CNY1 A                                 | CUSIP: 000000000<br>LEI: 836800LBU3EF5U7ECE87 | Long             | EC               | CORP              | CN        |    300897 | NS      | $13335190.51  | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Avary Holding (Shenzhen) Co Ltd.                                   | Avary Holding (Shenzhen) Co Ltd. A CNY1                                   | CUSIP: 000000000<br>LEI: 30030067AGXAJK5FRS12 | Long             | EC               | CORP              | CN        |    171146 | NS      | $1471523.58   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Baoshan Iron & Steel Co Ltd.                                       | Baoshan Iron & Steel Co Ltd. 'A' CNY1                                     | CUSIP: 000000000<br>LEI: 300300PYAP4PEHORZT21 | Long             | EC               | CORP              | CN        |   3067800 | NS      | $3219449.49   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Jingsheng Mechanical & Electrical Co Ltd.                 | Zhejiang Jingsheng Mechanical & Electrical Co Ltd. 'A'CNY1                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    265491 | NS      | $2156943.87   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| China Merchants Bank Co Ltd.                                       | China Merchants Bank Co Ltd. 'A'CNY1                                      | CUSIP: 000000000<br>LEI: 549300MKO5B60FFIHF58 | Long             | EC               | CORP              | CN        |   4293404 | NS      | $24249095.23  | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Hengli Petrochemical Co Ltd.                                       | Hengli Petrochemical Co Ltd. 'A' CNY1                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    751295 | NS      | $2814269.59   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Suzhou Dongshan Precision Manufacturing Co Ltd.                    | Suzhou Dongshan Precision Manufacturing Co Ltd. 'A'CNY1                   | CUSIP: 000000000<br>LEI: 300300PUYVPZAJYVAE50 | Long             | EC               | CORP              | CN        |    643800 | NS      | $8027735.63   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| China United Network Communications Group Co Ltd.                  | China United Network Communications Group Co Ltd. 'A'CNY1                 | CUSIP: 000000000<br>LEI: 300300UTFDNZL9GJRR78 | Long             | EC               | CORP              | CN        |   5350481 | NS      | $3836895.80   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Dahua Technology Co Ltd.                                  | Zhejiang Dahua Technology Co Ltd. 'A'CNY1                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    217455 | NS      | $610446.71    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang NHU Co Ltd.                                               | Zhejiang NHU Co Ltd. 'A'CNY1                                              | CUSIP: 000000000<br>LEI: 655600NJSJADB39G3P54 | Long             | EC               | CORP              | CN        |    609894 | NS      | $2800186.71   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Hengli Petrochemical Co Ltd.                                       | Hengli Petrochemical Co Ltd. 'A' CNY1                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    302500 | NS      | $1133132.19   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA RESOURCES MICROELECTRONICS (CHONGQING) LTD                   | China Resources Microelectronics Ltd 'A' CNY1                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |    150971 | NS      | $1256468.82   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| China Merchants Shekou Industrial Zone Holdings Co Ltd.            | China Merchants Shekou Industrial Zone Holdings Co Ltd. A CNY1            | CUSIP: 000000000<br>LEI: 300300T3ACALX7NIPW13 | Long             | EC               | CORP              | CN        |   1197878 | NS      | $1730247.85   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangzhou Tinci Materials Technology Co Ltd.                       | Guangzhou Tinci Materials Technology Co Ltd. 'A'CNY1                      | CUSIP: 000000000<br>LEI: 836800Y28XV3QK34CB65 | Long             | EC               | CORP              | CN        |    535948 | NS      | $3302780.48   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Luzhou Laojiao Co Ltd.                                             | Luzhou Laojiao Co Ltd. 'A'CNY1                                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    273496 | NS      | $4404892.69   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningbo Tuopu Group Co., Ltd.                                       | Ningbo Tuopu Group Co., Ltd. A CNY1                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    440756 | NS      | $4356905.04   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Chint Electric Co Ltd.                                    | Zhejiang Chint Electric Co Ltd. 'A'CNY1                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    433892 | NS      | $2089506.65   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| CRRC Corporation Limited                                           | CRRC Corporation Limited 'A'CNY1                                          | CUSIP: 000000000<br>LEI: 30030099HATQH2XC0B72 | Long             | EC               | CORP              | CN        |   2064700 | NS      | $1892908.75   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Haier Smart Home Co Ltd.                                           | Haier Smart Home Co Ltd. 'A'CNY1                                          | CUSIP: 000000000<br>LEI: 3003002BYTNGNJTWSH07 | Long             | EC               | CORP              | CN        |   1403432 | NS      | $5257104.06   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Hongta Securities Co., Ltd.                                        | Hongta Securities Co., Ltd. A CNY1                                        | CUSIP: 000000000<br>LEI: 300300E1004853000006 | Long             | EC               | CORP              | CN        |    558040 | NS      | $663708.78    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Hainan Airport Infrastructure Co Ltd                               | Hainan Airport Infrastructure Co Ltd 'A'CNY1                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   2256302 | NS      | $1397681.56   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Everbright Securities Co Ltd.                                      | Everbright Securities Co Ltd. 'A'CNY1                                     | CUSIP: 000000000<br>LEI: 300300631H57L451WO11 | Long             | EC               | CORP              | CN        |    598369 | NS      | $1451257.52   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| China Zheshang Bank Co Ltd.                                        | China Zheshang Bank Co Ltd. A CNY1                                        | CUSIP: 000000000<br>LEI: 300300C1031633000208 | Long             | EC               | CORP              | CN        |   6421040 | NS      | $2788969.18   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Ganfeng Lithium Group Co Ltd.                                      | Ganfeng Lithium Group Co Ltd. 'A'CNY1                                     | CUSIP: 000000000<br>LEI: 3003006BE6UOHWEOOR42 | Long             | EC               | CORP              | CN        |    380042 | NS      | $4049216.96   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Sany Heavy Industry Co Ltd.                                        | Sany Heavy Industry Co Ltd. 'A'CNY1                                       | CUSIP: 000000000<br>LEI: 3003001FS86S7NYOHV89 | Long             | EC               | CORP              | CN        |    873644 | NS      | $2947864.86   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Luxshare Precision Industry Co Ltd.                                | Luxshare Precision Industry Co Ltd. 'A'CNY1                               | CUSIP: 000000000<br>LEI: 300300QLLDUELXN16530 | Long             | EC               | CORP              | CN        |    833597 | NS      | $6101757.27   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| TCL Technology Group Corp.                                         | TCL Technology Group Corp. 'A'CNY1                                        | CUSIP: 000000000<br>LEI: 300300K9RLEXIIDB1U19 | Long             | EC               | CORP              | CN        |   8974446 | NS      | $6501089.02   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Ganfeng Lithium Group Co Ltd.                                      | Ganfeng Lithium Group Co Ltd. 'A'CNY1                                     | CUSIP: 000000000<br>LEI: 3003006BE6UOHWEOOR42 | Long             | EC               | CORP              | CN        |    188205 | NS      | $2005259.63   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Dongfang Electric Corp Ltd.                                        | Dongfang Electric Corp Ltd. 'A'CNY1                                       | CUSIP: 000000000<br>LEI: 529900ISAW6T566F0R12 | Long             | EC               | CORP              | CN        |    169000 | NS      | $913127.38    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| China Resources Sanjiu Medical & Pharmaceutical Co Ltd             | China Resources Sanjiu Medical & Pharmaceutical Co Ltd 'A'CNY1            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     52897 | NS      | $222664.15    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Luzhou Laojiao Co Ltd.                                             | Luzhou Laojiao Co Ltd. 'A'CNY1                                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     95428 | NS      | $1536951.54   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Kweichow Moutai Co Ltd.                                            | Kweichow Moutai Co Ltd. 'A'CNY1                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    217347 | NS      | $46094030.91  | 2.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Tong Ren Tang Co Ltd.                                      | Beijing Tong Ren Tang Co Ltd. 'A'CNY1                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    326996 | NS      | $1466533.58   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| BOE Technology Group Co Ltd.                                       | BOE Technology Group Co Ltd. 'A'CNY1                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |  14771377 | NS      | $9645418.42   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanxi Coking Coal Energy Group Co Ltd.                            | Shanxi Coking Coal Energy Group Co Ltd. 'A'CNY1                           | CUSIP: 000000000<br>LEI: 3003006IEAP7EBNLIL41 | Long             | EC               | CORP              | CN        |   1154250 | NS      | $1234860.84   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| China National Chemical Engineering Co Ltd.                        | China National Chemical Engineering Co Ltd. 'A'CNY1                       | CUSIP: 000000000<br>LEI: 300300PQKHJ03AUIIX32 | Long             | EC               | CORP              | CN        |   1573506 | NS      | $2142088.23   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| LB Group Co Ltd.                                                   | LB Group Co Ltd. 'A'CNY1                                                  | CUSIP: 000000000<br>LEI: 3003006O3YJY5SGWGQ13 | Long             | EC               | CORP              | CN        |    700195 | NS      | $2383021.53   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Zangge Mining Co Ltd                                               | Zangge Mining Co Ltd 'A'CNY1                                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     93201 | NS      | $1170437.80   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Sichuan Chuantou Energy Co Ltd.                                    | Sichuan Chuantou Energy Co Ltd. 'A'CNY1                                   | CUSIP: 000000000<br>LEI: 300300WW1VOIP39YTJ43 | Long             | EC               | CORP              | CN        |     61600 | NS      | $129649.24    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaqin Technology Co Ltd.                                          | Huaqin Technology Co Ltd. CNY1 A                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    121100 | NS      | $1626881.07   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| NAURA Technology Group Co Ltd.                                     | NAURA Technology Group Co Ltd. 'A'CNY1                                    | CUSIP: 000000000<br>LEI: 300300JI5I0B95GO5C39 | Long             | EC               | CORP              | CN        |     35795 | NS      | $2461931.77   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| China Construction Bank Corp.                                      | China Construction Bank Corp. 'A'CNY1                                     | CUSIP: 000000000<br>LEI: 5493001KQW6DM7KEDR62 | Long             | EC               | CORP              | CN        |   1318100 | NS      | $1650302.66   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| SAIC Motor Corp Ltd.                                               | SAIC Motor Corp Ltd. 'A' CNY1                                             | CUSIP: 000000000<br>LEI: 30030001QBC7EXJJGT71 | Long             | EC               | CORP              | CN        |    658798 | NS      | $1376006.67   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Sany Heavy Industry Co Ltd.                                        | Sany Heavy Industry Co Ltd. 'A'CNY1                                       | CUSIP: 000000000<br>LEI: 3003001FS86S7NYOHV89 | Long             | EC               | CORP              | CN        |   2159744 | NS      | $7287445.96   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Poly Developments & Holdings Group Co Ltd.                         | Poly Developments & Holdings Group Co Ltd. 'A'CNY1                        | CUSIP: 000000000<br>LEI: 300300W9OF1ZRGUDVU96 | Long             | EC               | CORP              | CN        |   1259953 | NS      | $1248778.27   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Zhongtian Technology Co Ltd.                               | Jiangsu Zhongtian Technology Co Ltd. 'A'CNY1                              | CUSIP: 000000000<br>LEI: 3003006LG5TV3D5D3508 | Long             | EC               | CORP              | CN        |   1458400 | NS      | $6194243.57   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Fuyao Glass Industry Group Co Ltd.                                 | Fuyao Glass Industry Group Co Ltd. 'A'CNY1                                | CUSIP: 000000000<br>LEI: 549300AS5CSLWETN0P64 | Long             | EC               | CORP              | CN        |    580559 | NS      | $5110994.06   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Air China Ltd.                                                     | Air China Ltd. 'A'CNY1                                                    | CUSIP: 000000000<br>LEI: 213800I9TWC9K22N4502 | Long             | EC               | CORP              | CN        |   1480028 | NS      | $1814211.87   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Wantai Biological Pharmacy Enterprise Co Ltd.              | Beijing Wantai Biological Pharmacy Enterprise Co Ltd. A CNY1              | CUSIP: 000000000<br>LEI: 300300280PS0QGBZBS92 | Long             | EC               | CORP              | CN        |     99826 | NS      | $596408.28    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongtai Securities Co., Ltd.                                      | Zhongtai Securities Co., Ltd. A CNY1                                      | CUSIP: 000000000<br>LEI: 300300E1012137000054 | Long             | EC               | CORP              | CN        |    536263 | NS      | $501023.32    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanxi Coking Coal Energy Group Co Ltd.                            | Shanxi Coking Coal Energy Group Co Ltd. 'A'CNY1                           | CUSIP: 000000000<br>LEI: 3003006IEAP7EBNLIL41 | Long             | EC               | CORP              | CN        |    296500 | NS      | $317207.05    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| China Minsheng Banking Corp Ltd.                                   | China Minsheng Banking Corp Ltd. 'A'CNY1                                  | CUSIP: 000000000<br>LEI: 549300HBUGSQD1VCXG94 | Long             | EC               | CORP              | CN        |   9352720 | NS      | $5289221.25   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Huayou Cobalt Co Ltd.                                     | Zhejiang Huayou Cobalt Co Ltd. 'A'CNY1                                    | CUSIP: 000000000<br>LEI: 30030099QFLNMEGP7M05 | Long             | EC               | CORP              | CN        |    608141 | NS      | $6968822.44   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Yankuang Energy Group Co Ltd.                                      | Yankuang Energy Group Co Ltd. 'A'CNY1                                     | CUSIP: 000000000<br>LEI: 3003005N7A6HYZ4Z0K39 | Long             | EC               | CORP              | CN        |    245505 | NS      | $634083.04    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| WUS Printed Circuit (Kunshan) Co Ltd.                              | WUS Printed Circuit (Kunshan) Co Ltd. 'A'CNY1                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    685899 | NS      | $8357733.58   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Shanghai High Speed Railway Co Ltd.                        | Beijing Shanghai High Speed Railway Co Ltd. A CNY1                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   8986100 | NS      | $6483335.88   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| China Securities Co., Ltd.                                         | China Securities Co., Ltd. CNY1 A                                         | CUSIP: 000000000<br>LEI: 3003006CDEBNKXHOI130 | Long             | EC               | CORP              | CN        |    484261 | NS      | $1683410.20   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Hainan Airport Infrastructure Co Ltd                               | Hainan Airport Infrastructure Co Ltd 'A'CNY1                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    526300 | NS      | $326020.10    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CGN Power Co Ltd                                                   | CGN Power Co Ltd A CNY1                                                   | CUSIP: 000000000<br>LEI: 529900D2UINCGWQYBK45 | Long             | EC               | CORP              | CN        |   2129800 | NS      | $1226190.63   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| TEBIAN ELECTRIC APPARATUS STOCK CO LTD                             | TBEA Co Ltd. 'A'CNY1                                                      | CUSIP: 000000000<br>LEI: 300300NIEBMOQ4DNLE36 | Long             | EC               | CORP              | CN        |    731770 | NS      | $3236027.87   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Hengli Hydraulic Co Ltd.                                   | Jiangsu Hengli Hydraulic Co Ltd. 'A'CNY1                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    196608 | NS      | $3233313.75   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Sieyuan Electric Co Ltd                                            | Sieyuan Electric Co Ltd 'A'CNY1                                           | CUSIP: 000000000<br>LEI: 836800H6UQQUWN4PSZ32 | Long             | EC               | CORP              | CN        |     36900 | NS      | $1153277.95   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| OmniVision Integrated Circuits Group Inc.                          | OmniVision Integrated Circuits Group Inc. A CNY1                          | CUSIP: 000000000<br>LEI: 8368000MFHXX01GPND38 | Long             | EC               | CORP              | CN        |    121848 | NS      | $2184467.52   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Foxconn Industrial Internet Co Ltd.                                | Foxconn Industrial Internet Co Ltd. A CNY1                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    985100 | NS      | $7997561.53   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Mango Excellent Media Co Ltd.                                      | Mango Excellent Media Co Ltd. 'A'CNY1                                     | CUSIP: 000000000<br>LEI: 300300JPUGO17MZHPP76 | Long             | EC               | CORP              | CN        |    253752 | NS      | $901706.60    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Chongqing Zhifei Biological Products Co Ltd.                       | Chongqing Zhifei Biological Products Co Ltd. 'A'CNY1                      | CUSIP: 000000000<br>LEI: 300300DRZD9P8L2NA467 | Long             | EC               | CORP              | CN        |     94434 | NS      | $237982.74    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| New Hope Liuhe Co Ltd                                              | New Hope Liuhe Co Ltd 'A' CNY1                                            | CUSIP: 000000000<br>LEI: 300300F28XODWP5GJF78 | Long             | EC               | CORP              | CN        |    585835 | NS      | $743730.42    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangzhou Tinci Materials Technology Co Ltd.                       | Guangzhou Tinci Materials Technology Co Ltd. 'A'CNY1                      | CUSIP: 000000000<br>LEI: 836800Y28XV3QK34CB65 | Long             | EC               | CORP              | CN        |    185400 | NS      | $1142527.82   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Eoptolink Technology Inc Ltd                                       | Eoptolink Technology Inc Ltd A CNY1                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    486680 | NS      | $25526963.10  | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| GF Securities Co Ltd.                                              | GF Securities Co Ltd. 'A'CNY1                                             | CUSIP: 000000000<br>LEI: 3003007E0Y3ZJ5HNA936 | Long             | EC               | CORP              | CN        |    379814 | NS      | $1153694.33   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Shanghai High Speed Railway Co Ltd.                        | Beijing Shanghai High Speed Railway Co Ltd. A CNY1                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   6089426 | NS      | $4393429.20   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai RAAS blood products Co Ltd.                               | Shanghai RAAS blood products Co Ltd. 'A'CNY1                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1670730 | NS      | $1531718.62   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| TEBIAN ELECTRIC APPARATUS STOCK CO LTD                             | TBEA Co Ltd. 'A'CNY1                                                      | CUSIP: 000000000<br>LEI: 300300NIEBMOQ4DNLE36 | Long             | EC               | CORP              | CN        |   1778008 | NS      | $7862693.79   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Inner Mongolia Yili Industrial Group Co Ltd.                       | Inner Mongolia Yili Industrial Group Co Ltd. 'A'CNY1                      | CUSIP: 000000000<br>LEI: 3003002Q2A863JPQFH06 | Long             | EC               | CORP              | CN        |   1007865 | NS      | $3831175.32   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| SAIC Motor Corp Ltd.                                               | SAIC Motor Corp Ltd. 'A' CNY1                                             | CUSIP: 000000000<br>LEI: 30030001QBC7EXJJGT71 | Long             | EC               | CORP              | CN        |   1626958 | NS      | $3398166.14   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Qinghai Salt Lake Potash Co., Ltd.                                 | Qinghai Salt Lake Potash Co., Ltd. 'A'CNY1                                | CUSIP: 000000000<br>LEI: 300300Q8WSV1OODU9092 | Long             | EC               | CORP              | CN        |    580623 | NS      | $3232806.23   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| New China Life Insurance Co Ltd.                                   | New China Life Insurance Co Ltd. 'A'CNY1                                  | CUSIP: 000000000<br>LEI: 300300F2001111000095 | Long             | EC               | CORP              | CN        |    263134 | NS      | $2899484.82   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Baosight Software Co Ltd                                  | Shanghai Baosight Software Co Ltd 'A'CNY1                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    183889 | NS      | $648088.21    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Rural Commercial Bank Co Ltd                              | Shanghai Rural Commercial Bank Co Ltd A CNY1                              | CUSIP: 000000000<br>LEI: 300300C1122131000095 | Long             | EC               | CORP              | CN        |   2810900 | NS      | $3445588.96   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenwan Hongyuan Group Co Ltd.                                     | Shenwan Hongyuan Group Co Ltd. 'A'CNY1                                    | CUSIP: 000000000<br>LEI: 300300I0GB4QPIGPS572 | Long             | EC               | CORP              | CN        |   2095331 | NS      | $1530074.02   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Satellite Chemical Co Ltd.                                         | Satellite Chemical Co Ltd. 'A'CNY1                                        | CUSIP: 000000000<br>LEI: 300300EB6R0AX600R053 | Long             | EC               | CORP              | CN        |    238560 | NS      | $812950.70    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Ping An Bank Co. Ltd.                                              | Ping An Bank Co. Ltd. 'A'CNY1                                             | CUSIP: 000000000<br>LEI: 549300W9MKNIVWXFM679 | Long             | EC               | CORP              | CN        |   3577522 | NS      | $5683696.60   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanxi Xinghuacun Fen Wine Factory Co Ltd.                         | Shanxi Xinghuacun Fen Wine Factory Co Ltd. 'A'CNY 1                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     81958 | NS      | $1925057.64   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| IEIT Systems Co Ltd.                                               | IEIT Systems Co Ltd. 'A'CNY1                                              | CUSIP: 000000000<br>LEI: 3003002K6ZLEBRGRI729 | Long             | EC               | CORP              | CN        |    401983 | NS      | $3742783.19   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Tongling Nonferrous Metals Group Co Ltd.                           | Tongling Nonferrous Metals Group Co Ltd. 'A'CNY1                          | CUSIP: 000000000<br>LEI: 300300JWM4636VG5A986 | Long             | EC               | CORP              | CN        |   4174500 | NS      | $4825026.78   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Lingyi Itech (Guangdong) Co.                                       | Lingyi Itech (Guangdong) Co. 'A'CNY1                                      | CUSIP: 000000000<br>LEI: 300300NKC44D46I52N38 | Long             | EC               | CORP              | CN        |   1928860 | NS      | $4323934.61   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| GD Power Development Corp Ltd.                                     | GD Power Development Corp Ltd. CNY1'A'                                    | CUSIP: 000000000<br>LEI: 300300BVGPH64Z7BNK97 | Long             | EC               | CORP              | CN        |   3263700 | NS      | $2335682.46   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaqin Technology Co Ltd.                                          | Huaqin Technology Co Ltd. CNY1 A                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    107914 | NS      | $1449737.77   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Kweichow Moutai Co Ltd.                                            | Kweichow Moutai Co Ltd. 'A'CNY1                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     88462 | NS      | $18760646.16  | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Yihai Kerry Arawana Holdings Co Ltd.                               | Yihai Kerry Arawana Holdings Co Ltd. A CNY1                               | CUSIP: 000000000<br>LEI: 300300X430IHXIYTGZ12 | Long             | EC               | NUSS              | CN        |    273170 | NS      | $1170981.69   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| China International Capital Corp Ltd.                              | China International Capital Corp Ltd. A CNY1                              | CUSIP: 000000000<br>LEI: 529900OS3SVVTT56QN67 | Long             | EC               | CORP              | CN        |    534610 | NS      | $2699991.47   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Expressway Co Ltd.                                         | Jiangsu Expressway Co Ltd. 'A'CNY1                                        | CUSIP: 000000000<br>LEI: 529900UWWTWZ6AKLYD43 | Long             | EC               | CORP              | CN        |    281523 | NS      | $492399.05    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Zheneng Electric Power Co Ltd                             | Zhejiang Zheneng Electric Power Co Ltd 'A'CNY1                            | CUSIP: 000000000<br>LEI: 3003007BB94AW2PBWC09 | Long             | EC               | CORP              | CN        |    351200 | NS      | $272837.33    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Ningbo Co Ltd.                                             | Bank of Ningbo Co Ltd. 'A'CNY1                                            | CUSIP: 000000000<br>LEI: 300300C1092133000091 | Long             | EC               | CORP              | CN        |   1105050 | NS      | $5039756.66   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Huizhou Desay SV Automotive Co Ltd.                                | Huizhou Desay SV Automotive Co Ltd. A CNY1                                | CUSIP: 000000000<br>LEI: 655600CCT6YFPT86LA32 | Long             | EC               | CORP              | CN        |    120534 | NS      | $2179181.50   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Shanghai Co Ltd.                                           | Bank of Shanghai Co Ltd. A CNY1                                           | CUSIP: 000000000<br>LEI: 300300C1091231000098 | Long             | EC               | CORP              | CN        |   1474419 | NS      | $2080263.51   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Focus Media Information Technology Co Ltd.                         | Focus Media Information Technology Co Ltd. 'A'CNY1                        | CUSIP: 000000000<br>LEI: 300300V7WGZW0LZKTD06 | Long             | EC               | CORP              | CN        |   1422557 | NS      | $1465923.03   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Inovance Technology Co Ltd.                               | Shenzhen Inovance Technology Co Ltd. 'A'CNY1                              | CUSIP: 000000000<br>LEI: 836800KA53998FUTIA85 | Long             | EC               | CORP              | CN        |    371506 | NS      | $3948522.05   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Sichuan Biokin Pharmaceutical Co Ltd.                              | Sichuan Biokin Pharmaceutical Co Ltd. CNY1 A                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     42065 | NS      | $1622306.13   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningxia Baofeng Energy Group Co Ltd                                | Ningxia Baofeng Energy Group Co Ltd A CNY1                                | CUSIP: 000000000<br>LEI: 300300G6CBIVJWQ4IC71 | Long             | EC               | CORP              | CN        |    423300 | NS      | $1476430.62   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Eastroc Beverage (Group) Co Ltd.                                   | Eastroc Beverage (Group) Co Ltd. A CNY1                                   | CUSIP: 000000000<br>LEI: 836800LQ338417RCIL29 | Long             | EC               | CORP              | CN        |     80510 | NS      | $2834633.55   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Montage Technology Co Ltd                                          | Montage Technology Co Ltd A CNY1                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    355596 | NS      | $8476752.27   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Shaanxi Coal Industry Co Ltd.                                      | Shaanxi Coal Industry Co Ltd. 'A'CNY1                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | NUSS              | CN        |   1409161 | NS      | $4867781.06   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Baiyao Group Co Ltd.                                        | Yunnan Baiyao Group Co Ltd. 'A'CNY1                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    212075 | NS      | $1732555.55   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangxi Copper Co Ltd.                                             | Jiangxi Copper Co Ltd. 'A' CNY1                                           | CUSIP: 000000000<br>LEI: 3003002E74YFQ6MEZY56 | Long             | EC               | CORP              | CN        |    225168 | NS      | $1904829.68   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Sanhua Intelligent Controls Co Ltd.                       | Zhejiang Sanhua Intelligent Controls Co Ltd. 'A'CNY1                      | CUSIP: 000000000<br>LEI: 8368003UTQ4F88XERZ23 | Long             | EC               | CORP              | CN        |    802287 | NS      | $5988342.15   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Zheshang Securities Co Ltd.                                        | Zheshang Securities Co Ltd. A CNY1                                        | CUSIP: 000000000<br>LEI: 300300E1009033000054 | Long             | EC               | CORP              | CN        |    322600 | NS      | $501707.81    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Guolian Minsheng Securities Co., Ltd.                              | Guolian Minsheng Securities Co., Ltd. A CNY1                              | CUSIP: 000000000<br>LEI: 529900KPCMJWM8DFU805 | Long             | EC               | CORP              | CN        |    847100 | NS      | $1216166.36   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of China Ltd.                                                 | Bank of China Ltd. 'A'CNY1                                                | CUSIP: 000000000<br>LEI: 54930053HGCFWVHYZX42 | Long             | EC               | CORP              | CN        |   3276400 | NS      | $2521464.83   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangzhou Automobile Group Co Ltd.                                 | Guangzhou Automobile Group Co Ltd. 'A'CNY1                                | CUSIP: 000000000<br>LEI: 5299005KY9BJO3ZE6A37 | Long             | EC               | CORP              | CN        |    404060 | NS      | $474093.30    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Gujing Distillery Co Ltd.                                    | Anhui Gujing Distillery Co Ltd. 'A'CNY1                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     24400 | NS      | $431072.53    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Mango Excellent Media Co Ltd.                                      | Mango Excellent Media Co Ltd. 'A'CNY1                                     | CUSIP: 000000000<br>LEI: 300300JPUGO17MZHPP76 | Long             | EC               | CORP              | CN        |    140070 | NS      | $497738.12    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Pudong Development Bank Co Ltd.                           | Shanghai Pudong Development Bank Co Ltd. 'A'CNY1                          | CUSIP: 000000000<br>LEI: 300300C1031031001330 | Long             | EC               | CORP              | CN        |   5090893 | NS      | $7212441.60   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| China Railway Group Ltd.                                           | China Railway Group Ltd. 'A'CNY1                                          | CUSIP: 000000000<br>LEI: 529900TFRLG8UDJ7QA89 | Long             | EC               | CORP              | CN        |   3563014 | NS      | $3271750.32   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Juhua Co Ltd.                                             | Zhejiang Juhua Co Ltd. 'A' CNY1                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    695780 | NS      | $4218784.55   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Hongta Securities Co., Ltd.                                        | Hongta Securities Co., Ltd. A CNY1                                        | CUSIP: 000000000<br>LEI: 300300E1004853000006 | Long             | EC               | CORP              | CN        |     50160 | NS      | $59658.15     | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Huayu Automotive Systems Co Ltd.                                   | Huayu Automotive Systems Co Ltd. 'A'CNY1                                  | CUSIP: 000000000<br>LEI: 3003001J2BNVV78BOT83 | Long             | EC               | CORP              | CN        |    237204 | NS      | $668306.89    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Midea Group Co Ltd.                                                | Midea Group Co Ltd. A CNY1                                                | CUSIP: 000000000<br>LEI: 3003003TRPHLHZD2IF61 | Long             | EC               | CORP              | CN        |    227112 | NS      | $2603188.77   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai International Port Group Co. Ltd.                         | Shanghai International Port Group Co. Ltd. 'A'CNY1                        | CUSIP: 000000000<br>LEI: 300300DAQ7G1LS22G609 | Long             | EC               | CORP              | CN        |    365500 | NS      | $271161.01    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Contemporary Amperex Technology Co Ltd.                            | Contemporary Amperex Technology Co Ltd. 'A' CNY1                          | CUSIP: 000000000<br>LEI: 300300KINDY1K0E9I032 | Long             | EC               | CORP              | CN        |    407520 | NS      | $20314671.68  | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| China Securities Co., Ltd.                                         | China Securities Co., Ltd. CNY1 A                                         | CUSIP: 000000000<br>LEI: 3003006CDEBNKXHOI130 | Long             | EC               | CORP              | CN        |    208200 | NS      | $723754.35    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Industrial & Commercial Bank of China Ltd.                         | Industrial & Commercial Bank of China Ltd. 'A'CNY1                        | CUSIP: 000000000<br>LEI: 5493002ERZU2K9PZDL40 | Long             | EC               | CORP              | CN        |   5545626 | NS      | $5593436.95   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro Fabrication Equipment Inc.                          | Advanced Micro Fabrication Equipment Inc. A CNY1                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    176378 | NS      | $9066145.66   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Maxscend Microelectronics Co.                                      | Maxscend Microelectronics Co. A CNY1                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    193829 | NS      | $2265484.23   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Zheneng Electric Power Co Ltd                             | Zhejiang Zheneng Electric Power Co Ltd 'A'CNY1                            | CUSIP: 000000000<br>LEI: 3003007BB94AW2PBWC09 | Long             | EC               | CORP              | CN        |   1760908 | NS      | $1367999.54   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Unisplendour Corp Ltd.                                             | Unisplendour Corp Ltd. 'A'CNY1                                            | CUSIP: 000000000<br>LEI: 300300Z3RHZRXCNTRC53 | Long             | EC               | CORP              | CN        |    227697 | NS      | $861225.23    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Agricultural Bank of China Ltd.                                    | Agricultural Bank of China Ltd. 'A'CNY1                                   | CUSIP: 000000000<br>LEI: 549300E7TSGLCOVSY746 | Long             | EC               | CORP              | CN        |   5123900 | NS      | $4779722.63   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIC Pacific Special Steel Group Co Ltd.                          | CITIC Pacific Special Steel Group Co Ltd. 'A'CNY1                         | CUSIP: 000000000<br>LEI: 836800ETMJJWP4GAL167 | Long             | EC               | CORP              | CN        |    343620 | NS      | $903017.64    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| China Minsheng Banking Corp Ltd.                                   | China Minsheng Banking Corp Ltd. 'A'CNY1                                  | CUSIP: 000000000<br>LEI: 549300HBUGSQD1VCXG94 | Long             | EC               | CORP              | CN        |   3086077 | NS      | $1745261.70   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| China Southern Airlines Co Ltd.                                    | China Southern Airlines Co Ltd. 'A'CNY1                                   | CUSIP: 000000000<br>LEI: 529900AJQ1Q18ABYVX84 | Long             | EC               | CORP              | CN        |   2405266 | NS      | $2573245.65   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| China Merchants Energy Shipping Company Limited                    | China Merchants Energy Shipping Company Limited 'A'CNY1                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    415300 | NS      | $983037.38    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Fuyao Glass Industry Group Co Ltd.                                 | Fuyao Glass Industry Group Co Ltd. 'A'CNY1                                | CUSIP: 000000000<br>LEI: 549300AS5CSLWETN0P64 | Long             | EC               | CORP              | CN        |    242890 | NS      | $2138300.06   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Shennan Circuits Co Ltd.                                           | Shennan Circuits Co Ltd. 'A' CNY1                                         | CUSIP: 000000000<br>LEI: 300300VRJEDEV10SPJ55 | Long             | EC               | CORP              | CN        |    108466 | NS      | $4512954.57   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Weichai Power Co Ltd.                                              | Weichai Power Co Ltd. 'A'CNY1                                             | CUSIP: 000000000<br>LEI: 529900OKTPKBG85F9502 | Long             | EC               | CORP              | CN        |   2021052 | NS      | $8206928.98   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Hangzhou Tigermed Consulting Co Ltd.                               | Hangzhou Tigermed Consulting Co Ltd. 'A'CNY1                              | CUSIP: 000000000<br>LEI: 300300CP4N8WDF6DOO67 | Long             | EC               | CORP              | CN        |     79003 | NS      | $686757.31    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Kingsoft Office Software Inc                               | Beijing Kingsoft Office Software Inc A CNY1                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    106197 | NS      | $4661563.58   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Cosco Shipping Holdings Co Ltd.                                    | Cosco Shipping Holdings Co Ltd. 'A'CNY1                                   | CUSIP: 000000000<br>LEI: 3003009XI0QGYYA29S17 | Long             | EC               | CORP              | CN        |    957435 | NS      | $2094652.90   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| China International Capital Corp Ltd.                              | China International Capital Corp Ltd. A CNY1                              | CUSIP: 000000000<br>LEI: 529900OS3SVVTT56QN67 | Long             | EC               | CORP              | CN        |     54000 | NS      | $272721.31    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| New Hope Liuhe Co Ltd                                              | New Hope Liuhe Co Ltd 'A' CNY1                                            | CUSIP: 000000000<br>LEI: 300300F28XODWP5GJF78 | Long             | EC               | CORP              | CN        |    382534 | NS      | $485635.33    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| NAURA Technology Group Co Ltd.                                     | NAURA Technology Group Co Ltd. 'A'CNY1                                    | CUSIP: 000000000<br>LEI: 300300JI5I0B95GO5C39 | Long             | EC               | CORP              | CN        |    184546 | NS      | $12692824.72  | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| China Oilfield Services Ltd.                                       | China Oilfield Services Ltd. 'A'CNY1                                      | CUSIP: 000000000<br>LEI: 529900J4X53VL8QQW675 | Long             | EC               | CORP              | CN        |     46800 | NS      | $115075.54    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| YTO Express Group Co Ltd.                                          | YTO Express Group Co Ltd. 'A' CNY1                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    793943 | NS      | $2269284.74   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| SDIC Power Holdings Co Ltd.                                        | SDIC Power Holdings Co Ltd. 'A'CNY1                                       | CUSIP: 000000000<br>LEI: 300300LQJ91PHBNFC721 | Long             | EC               | CORP              | CN        |   1222775 | NS      | $2361481.27   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Huayou Cobalt Co Ltd.                                     | Zhejiang Huayou Cobalt Co Ltd. 'A'CNY1                                    | CUSIP: 000000000<br>LEI: 30030099QFLNMEGP7M05 | Long             | EC               | CORP              | CN        |    141115 | NS      | $1617068.05   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Gree Electric Appliances Inc. of Zhuhai                            | Gree Electric Appliances Inc. of Zhuhai 'A'CNY1                           | CUSIP: 000000000<br>LEI: 655600UY069MU9JRAN62 | Long             | EC               | CORP              | CN        |   1196145 | NS      | $6529166.25   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Aluminum Corporation of China Limited                              | Aluminum Corporation of China Limited 'A'CNY1                             | CUSIP: 000000000<br>LEI: 529900TKZUWQLIQN6T48 | Long             | EC               | CORP              | CN        |   2456210 | NS      | $4911811.39   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Hundsun Technologies Inc.                                          | Hundsun Technologies Inc. 'A'CNY1                                         | CUSIP: 000000000<br>LEI: 3003003LS77D1DRDDE25 | Long             | EC               | CORP              | CN        |    247821 | NS      | $1084353.46   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Dahua Technology Co Ltd.                                  | Zhejiang Dahua Technology Co Ltd. 'A'CNY1                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1130046 | NS      | $3172301.68   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Fosun Pharmaceutical Group Co Ltd.                        | Shanghai Fosun Pharmaceutical Group Co Ltd. 'A'CNY1                       | CUSIP: 000000000<br>LEI: 300300DMUYLW3FP1OT73 | Long             | EC               | CORP              | CN        |    448477 | NS      | $1730932.90   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Huatai Securities Co Ltd.                                          | Huatai Securities Co Ltd. 'A'CNY1                                         | CUSIP: 000000000<br>LEI: 3003009ABT0UCWO79Q77 | Long             | EC               | CORP              | CN        |   1968264 | NS      | $6133567.17   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| 360 Security Technology Inc.                                       | 360 Security Technology Inc. A CNY1                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1651886 | NS      | $2985546.46   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Cinda Securities Co Ltd.                                           | Cinda Securities Co Ltd. CNY1 A                                           | CUSIP: 000000000<br>LEI: 300300E1002411000077 | Long             | EC               | CORP              | CN        |    253400 | NS      | $654104.67    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Air China Ltd.                                                     | Air China Ltd. 'A'CNY1                                                    | CUSIP: 000000000<br>LEI: 213800I9TWC9K22N4502 | Long             | EC               | CORP              | CN        |    502509 | NS      | $615973.34    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| China Energy Engineering Corporation Limited                       | China Energy Engineering Corporation Limited A CNY1                       | CUSIP: 000000000<br>LEI: 30030095F4B9XDN9QY57 | Long             | EC               | CORP              | CN        |   4842777 | NS      | $1792876.04   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Gree Electric Appliances Inc. of Zhuhai                            | Gree Electric Appliances Inc. of Zhuhai 'A'CNY1                           | CUSIP: 000000000<br>LEI: 655600UY069MU9JRAN62 | Long             | EC               | CORP              | CN        |   1038708 | NS      | $5669795.23   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Goneo Group Co Ltd.                                                | Goneo Group Co Ltd. A CNY1                                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    196260 | NS      | $1245781.94   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Haier Smart Home Co Ltd.                                           | Haier Smart Home Co Ltd. 'A'CNY1                                          | CUSIP: 000000000<br>LEI: 3003002BYTNGNJTWSH07 | Long             | EC               | CORP              | CN        |    555270 | NS      | $2079981.20   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| CSI Solar Co Ltd.                                                  | CSI Solar Co Ltd. 'A' CNY 1                                               | CUSIP: 000000000<br>LEI: 3003004AEZ3F97L0KW51 | Long             | EC               | CORP              | CN        |    795948 | NS      | $1685669.33   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Shandong Hualu-Hengsheng Chemical Co Ltd.                          | Shandong Hualu-Hengsheng Chemical Co Ltd. 'A'CNY1                         | CUSIP: 000000000<br>LEI: 655600R2WZ4EKICFE373 | Long             | EC               | CORP              | CN        |    550561 | NS      | $3097525.03   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| China Shenhua Energy Co Ltd.                                       | China Shenhua Energy Co Ltd. 'A'CNY1                                      | CUSIP: 000000000<br>LEI: 529900N9JOX4C108MA40 | Long             | EC               | CORP              | CN        |    626366 | NS      | $3858155.65   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| OmniVision Integrated Circuits Group Inc.                          | OmniVision Integrated Circuits Group Inc. A CNY1                          | CUSIP: 000000000<br>LEI: 8368000MFHXX01GPND38 | Long             | EC               | CORP              | CN        |    336220 | NS      | $6027687.53   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Cosco Shipping Energy Transportation Co Ltd.                       | Cosco Shipping Energy Transportation Co Ltd. 'A'CNY1                      | CUSIP: 000000000<br>LEI: 529900IGB8FVHRCR1W95 | Long             | EC               | CORP              | CN        |    889364 | NS      | $2667761.45   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Aluminium Co Ltd.                                           | Yunnan Aluminium Co Ltd. 'A'CNY1                                          | CUSIP: 000000000<br>LEI: 3003008AXWSVMLG3MX37 | Long             | EC               | CORP              | CN        |   1058647 | NS      | $4814241.15   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai International Port Group Co. Ltd.                         | Shanghai International Port Group Co. Ltd. 'A'CNY1                        | CUSIP: 000000000<br>LEI: 300300DAQ7G1LS22G609 | Long             | EC               | CORP              | CN        |   1358647 | NS      | $1007967.41   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianqi Lithium Corp.                                               | Tianqi Lithium Corp. 'A'CNY1                                              | CUSIP: 000000000<br>LEI: 300300IZ1J0MQ8YVEG66 | Long             | EC               | CORP              | CN        |     74676 | NS      | $616055.10    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Inner Mongolia Baotou Steel Union Co., Ltd.                        | Inner Mongolia Baotou Steel Union Co., Ltd. 'A'CNY1                       | CUSIP: 000000000<br>LEI: 3003005DKNZILXCEDH07 | Long             | EC               | CORP              | CN        |   4912347 | NS      | $2319829.80   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Unigroup Guoxin Microelectronics Co Ltd.                           | Unigroup Guoxin Microelectronics Co Ltd. 'A'CNY1                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     69502 | NS      | $807379.46    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Lens Technology Co Ltd.                                            | Lens Technology Co Ltd. 'A'CNY1                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    740243 | NS      | $3794624.03   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| BYD Co Ltd.                                                        | BYD Co Ltd. 'A'CNY1                                                       | CUSIP: 000000000<br>LEI: 5299005557VL7ULJ7A69 | Long             | EC               | CORP              | CN        |    957500 | NS      | $12465496.26  | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Jinko Solar Co., Ltd.                                              | Jinko Solar Co., Ltd. A CNY1                                              | CUSIP: 000000000<br>LEI: 300300RHCPJNG9KTKT10 | Long             | EC               | CORP              | CN        |   2151314 | NS      | $2364270.84   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Iflytek Co Ltd.                                                    | Iflytek Co Ltd. 'A'CNY1                                                   | CUSIP: 000000000<br>LEI: 3003000T23C63KVWOH32 | Long             | EC               | CORP              | CN        |    962232 | NS      | $7828737.00   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| GF Securities Co Ltd.                                              | GF Securities Co Ltd. 'A'CNY1                                             | CUSIP: 000000000<br>LEI: 3003007E0Y3ZJ5HNA936 | Long             | EC               | CORP              | CN        |   1108439 | NS      | $3366910.62   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| East Money Information Co Ltd.                                     | East Money Information Co Ltd. 'A'CNY1                                    | CUSIP: 000000000<br>LEI: 836800ZFB0ZEK3KKW487 | Long             | EC               | CORP              | CN        |   1850898 | NS      | $6075373.02   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing New Building Materials PLC                                 | Beijing New Building Materials PLC 'A'CNY1                                | CUSIP: 000000000<br>LEI: 3003000VY5ALEC09Q824 | Long             | EC               | CORP              | CN        |    150918 | NS      | $615695.55    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Goneo Group Co Ltd.                                                | Goneo Group Co Ltd. A CNY1                                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     12872 | NS      | $81706.44     | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Guosen Securities Co Ltd.                                          | Guosen Securities Co Ltd. 'A'CNY1                                         | CUSIP: 000000000<br>LEI: 254900SSGIWSMEOHDN82 | Long             | EC               | CORP              | CN        |    960140 | NS      | $1757706.17   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Zangge Mining Co Ltd                                               | Zangge Mining Co Ltd 'A'CNY1                                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    311700 | NS      | $3914394.28   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Changchun High-Tech Industry (Group ) Co Ltd.                      | Changchun High-Tech Industry (Group ) Co Ltd. 'A'CNY1                     | CUSIP: 000000000<br>LEI: 300300X04OTKZG18WD66 | Long             | EC               | CORP              | CN        |    109952 | NS      | $1534810.27   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Shengyi Technology Co Ltd.                                         | Shengyi Technology Co Ltd. 'A'CNY1                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    328100 | NS      | $3304982.76   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Compass Technology Development Co Ltd                      | Beijing Compass Technology Development Co Ltd A CNY1                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    180800 | NS      | $3057671.28   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| China Railway Signal & Communication Corp Ltd.                     | China Railway Signal & Communication Corp Ltd. A CNY1                     | CUSIP: 000000000<br>LEI: 529900GK68ZHDM38WD21 | Long             | EC               | CORP              | CN        |   2449229 | NS      | $2041961.26   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Postal Savings Bank of China Co Ltd.                               | Postal Savings Bank of China Co Ltd. A CNY1                               | CUSIP: 000000000<br>LEI: 300300C1040311005298 | Long             | EC               | CORP              | CN        |   3563200 | NS      | $2581182.22   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Rongsheng Petrochemical Co Ltd.                                    | Rongsheng Petrochemical Co Ltd. 'A'CNY1                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    451300 | NS      | $1026152.74   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| AECC Aviation Engine Power Co Ltd                                  | AECC Aviation Engine Power Co Ltd 'A'CNY1                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    504435 | NS      | $4201143.58   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Huadian Power International Corp Ltd.                              | Huadian Power International Corp Ltd. 'A'CNY1                             | CUSIP: 000000000<br>LEI: 529900207FCOKWBDRE79 | Long             | EC               | CORP              | CN        |   2104633 | NS      | $1564475.00   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai International Airport Co Ltd.                             | Shanghai International Airport Co Ltd. 'A' CNY1                           | CUSIP: 000000000<br>LEI: 3003000CIJ7O6AOQF345 | Long             | EC               | CORP              | CN        |    579240 | NS      | $2575863.40   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| SG Micro Corp.                                                     | SG Micro Corp. A CNY1                                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    185254 | NS      | $1857170.78   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Great Wall Motor Co Ltd.                                           | Great Wall Motor Co Ltd. 'A'CNY1                                          | CUSIP: 000000000<br>LEI: 254900CR8AHWTMFZHH60 | Long             | EC               | CORP              | CN        |    207056 | NS      | $618676.69    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Henan Shuanghui Investment & Development Co Ltd.                   | Henan Shuanghui Investment & Development Co Ltd. 'A'CNY1                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    209243 | NS      | $801490.49    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| 360 Security Technology Inc.                                       | 360 Security Technology Inc. A CNY1                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    266382 | NS      | $481447.17    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Yealink Network Technology Corp Ltd.                               | Yealink Network Technology Corp Ltd. A CNY1                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     67160 | NS      | $367865.91    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Hengrui Pharmaceuticals Co Ltd.                            | Jiangsu Hengrui Pharmaceuticals Co Ltd. 'A'CNY1                           | CUSIP: 000000000<br>LEI: 2549003BT1XS3SE3E448 | Long             | EC               | CORP              | CN        |    814174 | NS      | $6711949.90   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Sichuan Kelun Pharmaceutical Co Ltd.                               | Sichuan Kelun Pharmaceutical Co Ltd. 'A'CNY1                              | CUSIP: 000000000<br>LEI: 30030014Z0J8J835FO94 | Long             | EC               | CORP              | CN        |    577300 | NS      | $2569760.60   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| S.F. Holding Co Ltd.                                               | S.F. Holding Co Ltd. 'A'CNY1                                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    347114 | NS      | $1915973.56   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Huadong Medicine Co Ltd.                                           | Huadong Medicine Co Ltd. 'A'CNY1                                          | CUSIP: 000000000<br>LEI: 300300WEZ30P69YUQZ42 | Long             | EC               | CORP              | CN        |    124842 | NS      | $653974.58    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| XCMG Construction Machinery Co Ltd.                                | XCMG Construction Machinery Co Ltd. 'A'CNY1                               | CUSIP: 000000000<br>LEI: 300300QGG1VFJ0WTJE78 | Long             | EC               | NUSS              | CN        |   3825476 | NS      | $6835936.62   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Hithink RoyalFlush Information Network Co Ltd.                     | Hithink RoyalFlush Information Network Co Ltd. 'A'CNY1                    | CUSIP: 000000000<br>LEI: 300300TIQA4R0NPLQE78 | Long             | EC               | CORP              | CN        |     78600 | NS      | $3807618.01   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| The People's Insurance Company (Group) of China Limited            | The People's Insurance Company (Group) of China Limited A CNY1            | CUSIP: 000000000<br>LEI: 3003000P2JHYHQ524P66 | Long             | EC               | CORP              | CN        |    554000 | NS      | $692010.47    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Foxconn Industrial Internet Co Ltd.                                | Foxconn Industrial Internet Co Ltd. A CNY1                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    975050 | NS      | $7915970.32   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Shanghai Co Ltd.                                           | Bank of Shanghai Co Ltd. A CNY1                                           | CUSIP: 000000000<br>LEI: 300300C1091231000098 | Long             | EC               | CORP              | CN        |   3448646 | NS      | $4865708.08   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Guotai Haitong Securities Co Ltd.                                  | Guotai Haitong Securities Co Ltd. CNY1 A                                  | CUSIP: 000000000<br>LEI: 300300E1005431000017 | Long             | EC               | CORP              | CN        |   3920414 | NS      | $10816944.99  | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Roborock Technology Co Ltd                                 | Beijing Roborock Technology Co Ltd 'A'CNY1                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    105269 | NS      | $2195491.99   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Baiyao Group Co Ltd.                                        | Yunnan Baiyao Group Co Ltd. 'A'CNY1                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    280607 | NS      | $2292430.58   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Pharmaron Beijing Co Ltd.                                          | Pharmaron Beijing Co Ltd. A CNY1                                          | CUSIP: 000000000<br>LEI: 300300JYXHGVS5SNGG54 | Long             | EC               | CORP              | CN        |     85725 | NS      | $369846.30    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Wens Foodstuff Group Co Ltd.                                       | Wens Foodstuff Group Co Ltd. 'A'CNY1                                      | CUSIP: 000000000<br>LEI: 3003005O7DXT61IXLJ96 | Long             | EC               | CORP              | CN        |    717332 | NS      | $1670779.18   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Zoomlion Heavy Industry Science & Technology Co Ltd.               | Zoomlion Heavy Industry Science & Technology Co Ltd. 'A'CNY1              | CUSIP: 000000000<br>LEI: 529900QZ3EMAU0QKFK85 | Long             | EC               | CORP              | CN        |   1846931 | NS      | $2689293.70   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianqi Lithium Corp.                                               | Tianqi Lithium Corp. 'A'CNY1                                              | CUSIP: 000000000<br>LEI: 300300IZ1J0MQ8YVEG66 | Long             | EC               | CORP              | CN        |    446833 | NS      | $3686241.18   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| China National Chemical Engineering Co Ltd.                        | China National Chemical Engineering Co Ltd. 'A'CNY1                       | CUSIP: 000000000<br>LEI: 300300PQKHJ03AUIIX32 | Long             | EC               | CORP              | CN        |    578600 | NS      | $787675.58    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Aluminum Corporation of China Limited                              | Aluminum Corporation of China Limited 'A'CNY1                             | CUSIP: 000000000<br>LEI: 529900TKZUWQLIQN6T48 | Long             | EC               | CORP              | CN        |   1548108 | NS      | $3095832.41   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Dongfang Electric Corp Ltd.                                        | Dongfang Electric Corp Ltd. 'A'CNY1                                       | CUSIP: 000000000<br>LEI: 529900ISAW6T566F0R12 | Long             | EC               | CORP              | CN        |    499164 | NS      | $2697043.29   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Power Construction Corporation of China Ltd.                       | Power Construction Corporation of China Ltd. 'A'CNY1                      | CUSIP: 000000000<br>LEI: 300300MX911UESD4EH33 | Long             | EC               | CORP              | CN        |   3137403 | NS      | $2620275.80   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Mindray Bio-Medical Electronics Co Ltd.                   | Shenzhen Mindray Bio-Medical Electronics Co Ltd. A CNY1                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     89800 | NS      | $2433461.74   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-04-29

**Name of Applicant:** DBX ETF Trust

**Signature:** Diane Kenneally

**Name of Signer:** Diane Kenneally

**Title:** Treasurer and Chief Financial Officer