# EDGAR Filing Document

**Accession Number:** 0001510785
**File Stem:** 0001510785-26-000003
**Filing Date:** 2026-3
**Character Count:** 2461
**Document Hash:** 2dbb5d27814ca950829e4a45b9cddba6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001510785-26-000003.hdr.sgml**: 20260302

**ACCESSION NUMBER**: 0001510785-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260302

**DATE AS OF CHANGE**: 20260302

**EFFECTIVENESS DATE**: 20260302

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PHILPOTT BALL & WERNER, LLC
- **CENTRAL INDEX KEY:** 0001510785

**ORGANIZATION NAME:**
- **EIN:** 274740657
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68785
- **FILM NUMBER:** 26704986

**BUSINESS ADDRESS:**
- **STREET 1:** 11325 NORTH COMMUNITY HOUSE ROAD
- **STREET 2:** SUITE 430
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28277
- **BUSINESS PHONE:** 978-526-4200

**MAIL ADDRESS:**
- **STREET 1:** 11325 NORTH COMMUNITY HOUSE ROAD
- **STREET 2:** SUITE 430
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28277

### Attached PDF Documents

**Attachment 1:** `StmtofFinPosPBW2025vFINAL2.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001510785

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** PHILPOTT BALL & WERNER, LLC

**Business Address:** 11325 NORTH COMMUNITY HOUSE ROAD, SUITE 430, CHARLOTTE, NC, 28277

**Contact Person:** Nicholas Berry

**Contact Phone:** 7043588094

### Independent Public Accountant Identification

**Accountant Name:** GreerWalker LLP

**Accountant Address:** 227 West Trade St., Suite 1100, Charlotte, NC, 28202

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Nicholas Berry**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **PHILPOTT BALL & WERNER, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Nicholas Berry

**Title:** Managing Director

**Notarized:** Yes