# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0001752724-23-014908
**Filing Date:** 2023-1
**Character Count:** 36336
**Document Hash:** c96a6c713c75538e3495e4cac464f801
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-014908.hdr.sgml**: 20230126

**ACCESSION NUMBER**: 0001752724-23-014908

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230126

**DATE AS OF CHANGE**: 20230126

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 23557172

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### Inspire Tactical Balanced ETF (Series ID: S000068946)

| Class ID   | Class Name                    | Ticker Symbol   |
|:---|:---|:---|
| C000220340 | Inspire Tactical Balanced ETF | RISN            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** Inspire Tactical Balanced ESG ETF

- **b. EDGAR series identifier (if any):** S000068946

- **c. LEI of Series:** 549300RDYPIF4KHISQ43

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $105814432.06

**Total Liabilities:** $80544.01

**Net Assets:** $105733888.05

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000220340 | -1.65%               | 0.61%                | 0.56%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-3091181.71             | $1105057.17                                |
| Month 2  | $-954274.63              | $1432076.29                                |
| Month 3  | $24876.79                | $305767.04                                 |

### Schedule of Portfolio Investments

| Name                                           | Title                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Boston Properties, Inc.                        | BOSTON PROPERTIE          | CUSIP: 101121101<br>LEI: 549300OF70FSEUQBT254 | Long             | EC               | CORP              | US        |       339 | NS      | $24435.12     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Teledyne Technologies Inc                      | TELEDYNE TECH             | CUSIP: 879360105<br>LEI: 549300VSMO9KYQWDND94 | Long             | EC               | CORP              | US        |        99 | NS      | $41589.90     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Repligen Corporation                           | REPLIGEN CORP             | CUSIP: 759916109<br>LEI: 54930006QJ0T5AUO1E71 | Long             | EC               | CORP              | US        |       119 | NS      | $21281.96     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Steel Dynamics, Inc.                           | STEEL DYNAMICS            | CUSIP: 858119100<br>LEI: 549300HGGKEL4FYTTQ83 | Long             | EC               | CORP              | US        |       395 | NS      | $41052.35     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Edwards Lifesciences Corporation               | EDWARDS LIFE              | CUSIP: 28176E108<br>LEI: YA13X31F3V31L8TMPR58 | Long             | EC               | CORP              | US        |      1331 | NS      | $102819.75    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Biohaven Ltd                                   | BIOHAVEN LTD-W/I          | CUSIP: G1110E107<br>LEI: N/A                  | Long             | EC               | CORP              | VG        |        77 | NS      | $1218.14      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Realty Income Corp.                            | REALTY INCOME             | CUSIP: 756109104<br>LEI: 549300CUWDAUZSH43859 | Long             | EC               | CORP              | US        |      1330 | NS      | $83883.10     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| United Rentals, Inc.                           | UNITED RENTALS            | CUSIP: 911363109<br>LEI: 5323X5O7RN0NKFCDRY08 | Long             | EC               | CORP              | US        |       150 | NS      | $52954.50     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Enphase Energy Inc                             | ENPHASE ENERGY            | CUSIP: 29355A107<br>LEI: 5493008U7KIGMI59Z314 | Long             | EC               | CORP              | US        |       291 | NS      | $93291.69     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Quanta Services, Inc.                          | QUANTA SERVICES           | CUSIP: 74762E102<br>LEI: SHVRXXEACT60MMH07S24 | Long             | EC               | CORP              | US        |       305 | NS      | $45713.40     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Skyworks Solutions, Inc.                       | SKYWORKS SOLUTIO          | CUSIP: 83088M102<br>LEI: 549300WZ3ORQ2BVKBD96 | Long             | EC               | CORP              | US        |       347 | NS      | $33180.14     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| W. P. Carey Inc                                | WP CAREY INC              | CUSIP: 92936U109<br>LEI: 54930042CRNE713E3Q67 | Long             | EC               | CORP              | US        |       417 | NS      | $32859.60     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Ventas Inc.                                    | VENTAS INC                | CUSIP: 92276F100<br>LEI: ORQTRC074CWLT3DKHT41 | Long             | EC               | CORP              | US        |       852 | NS      | $39643.56     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Antero Resources Corporation                   | ANTERO RESOURCES CORP     | CUSIP: 03674X106<br>LEI: APVBKPOULHUX7YZLKU17 | Long             | EC               | CORP              | US        |       662 | NS      | $24196.10     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity National Information Services Inc     | FIDELITY NATIONA          | CUSIP: 31620M106<br>LEI: 6WQI0GK1PRFVBA061U48 | Long             | EC               | CORP              | US        |      1305 | NS      | $94716.90     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| The AES Corporation                            | AES CORP                  | CUSIP: 00130H105<br>LEI: 2NUNNB7D43COUIRE5295 | Long             | EC               | CORP              | US        |      1424 | NS      | $41182.08     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Republic Services, Inc.                        | REPUBLIC SVCS             | CUSIP: 760759100<br>LEI: NKNQHM6BLECKVOQP7O46 | Long             | EC               | CORP              | US        |       679 | NS      | $94577.91     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Devon Energy Corporation                       | DEVON ENERGY CO           | CUSIP: 25179M103<br>LEI: 54930042348RKR3ZPN35 | Long             | EC               | CORP              | US        |      1406 | NS      | $96339.12     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Paccar Inc                                     | PACCAR INC                | CUSIP: 693718108<br>LEI: KDTEY8BWE486IKZ3CC07 | Long             | EC               | CORP              | US        |       744 | NS      | $78797.04     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Tyler Technologies Inc.                        | TYLER TECHNOLOG           | CUSIP: 902252105<br>LEI: 25490040SMU4Z8LBCW70 | Long             | EC               | CORP              | US        |        91 | NS      | $31189.34     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Expeditors International Of Washington Inc.    | EXPEDITORS INTL           | CUSIP: 302130109<br>LEI: 984500B055A804AB6E40 | Long             | EC               | CORP              | US        |       353 | NS      | $40969.18     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Amphenol Corporation                           | AMPHENOL CORP-A           | CUSIP: 032095101<br>LEI: 549300D3L3G0R4U4VT04 | Long             | EC               | CORP              | US        |      1279 | NS      | $102869.97    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| MSCI Inc.                                      | MSCI INC                  | CUSIP: 55354G100<br>LEI: 549300HTIN2PD78UB763 | Long             | EC               | CORP              | US        |       173 | NS      | $87854.59     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Equity Residential Properties Trust            | EQUITY RESIDENTI          | CUSIP: 29476L107<br>LEI: 5493008RACSH5EP3PI59 | Long             | EC               | CORP              | US        |       811 | NS      | $52601.46     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Newmont Corporation                            | NEWMONT CORP              | CUSIP: 651639106<br>LEI: 549300VSP3RIX7FGDZ51 | Long             | EC               | CORP              | US        |      1704 | NS      | $80888.88     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Digital Realty Trust Inc                       | DIGITAL REALTY            | CUSIP: 253868103<br>LEI: 549300HKCZ31D08NEI41 | Long             | EC               | CORP              | US        |       632 | NS      | $71074.72     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| SVB Financial Group                            | SVB FINANCIAL GR          | CUSIP: 78486Q101<br>LEI: 549300D2KJ20JMXE7542 | Long             | EC               | CORP              | US        |       126 | NS      | $29204.28     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| West Pharmaceutical Services Incorporated      | WEST PHARMACEUT           | CUSIP: 955306105<br>LEI: 5493007NKRGM1RJQ1P16 | Long             | EC               | CORP              | US        |       158 | NS      | $37076.28     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Diamondback Energy Inc                         | DIAMONDBACK ENER          | CUSIP: 25278X109<br>LEI: 549300R22LSX6OHWEN64 | Long             | EC               | CORP              | US        |       384 | NS      | $56839.68     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Genuine Parts Co                               | GENUINE PARTS CO          | CUSIP: 372460105<br>LEI: 549300D46DQVEU651W04 | Long             | EC               | CORP              | US        |       302 | NS      | $55365.66     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Hormel Foods Corp                              | HORMEL FOODS CRP          | CUSIP: 440452100<br>LEI: MSD54751OJP1FS2ND863 | Long             | EC               | CORP              | US        |      1182 | NS      | $55554.00     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Drainage System Inc                   | ADVANCED DRAINAG          | CUSIP: 00790R104<br>LEI: 6QQTOZ5MF5DHM7K92I60 | Long             | EC               | CORP              | US        |       179 | NS      | $17409.54     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| The Mosaic Company                             | MOSAIC CO/THE             | CUSIP: 61945C103<br>LEI: 2YD5STGSJNMUB7H76907 | Long             | EC               | CORP              | US        |       741 | NS      | $38013.30     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Roper Technologies Inc                         | ROPER TECHNOLOGI          | CUSIP: 776696106<br>LEI: 54930003T4SXCIWVXY35 | Long             | EC               | CORP              | US        |       229 | NS      | $100505.81    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| LPL Financial Holdings Inc.                    | LPL FINANCIAL HO          | CUSIP: 50212V100<br>LEI: 549300XROQ4Y8G2L7682 | Long             | EC               | CORP              | US        |       171 | NS      | $40477.41     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Synopsys Inc                                   | SYNOPSYS INC              | CUSIP: 871607107<br>LEI: QG7T915N9S0NY5UKNE63 | Long             | EC               | CORP              | US        |       327 | NS      | $111029.58    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Old Dominion Freight Line Inc.                 | OLD DOMINION FRT          | CUSIP: 679580100<br>LEI: 5299009TWK32WE417T96 | Long             | EC               | CORP              | US        |       241 | NS      | $72929.01     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Hubspot Inc                                    | HUBSPOT INC               | CUSIP: 443573100<br>LEI: 529900BLNVEW0MVKJB37 | Long             | EC               | CORP              | US        |       103 | NS      | $31212.09     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Gartner Incorporation                          | GARTNER INC               | CUSIP: 366651107<br>LEI: PP55B5R38BFB8O8HH686 | Long             | EC               | CORP              | US        |       171 | NS      | $59913.27     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Wolfspeed Inc.                                 | WOLFSPEED INC             | CUSIP: 977852102<br>LEI: 549300OGU88P3AW3TO93 | Long             | EC               | CORP              | US        |       267 | NS      | $24275.64     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| NetApp Inc.                                    | NETAPP INC                | CUSIP: 64110D104<br>LEI: QTX3D84DZDD5JYOCYH15 | Long             | EC               | CORP              | US        |       472 | NS      | $31911.92     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| UDR Inc                                        | UDR INC                   | CUSIP: 902653104<br>LEI: P3CH2EG5X6Z1XWU1OO74 | Long             | EC               | CORP              | US        |       703 | NS      | $29153.41     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| KLA Corporation                                | KLA CORP                  | CUSIP: 482480100<br>LEI: 549300H0BF5JCG96TJ81 | Long             | EC               | CORP              | US        |       305 | NS      | $119910.75    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Catalent Inc                                   | CATALENT INC              | CUSIP: 148806102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       388 | NS      | $19450.44     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Lamb Weston Holdings Inc                       | LAMB WESTON               | CUSIP: 513272104<br>LEI: 5493005SMYID1D2OY946 | Long             | EC               | CORP              | US        |       308 | NS      | $26765.20     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Extra Space Storage Inc.                       | EXTRA SPACE STOR          | CUSIP: 30225T102<br>LEI: 529900SDJHKRQWED6A16 | Long             | EC               | CORP              | US        |       288 | NS      | $46278.72     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Microchip Technology Incorporated              | MICROCHIP TECH            | CUSIP: 595017104<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EC               | CORP              | US        |      1190 | NS      | $94236.10     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Crown Holdings Inc                             | CROWN HOLDINGS I          | CUSIP: 228368106<br>LEI: NYLWZIOY8PUNIT4JOE22 | Long             | EC               | CORP              | US        |       264 | NS      | $21703.44     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Loews Corporation                              | LOEWS CORP                | CUSIP: 540424108<br>LEI: R8V1FN4M5ITGZOG7BS19 | Long             | EC               | CORP              | US        |       520 | NS      | $30238.00     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Servicenow Inc                                 | SERVICENOW INC            | CUSIP: 81762P102<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               | CORP              | US        |       435 | NS      | $181090.50    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Darling Ingredients, Inc                       | DARLING INGREDIE          | CUSIP: 237266101<br>LEI: L1N0SPPKS7EXZYUMZ898 | Long             | EC               | CORP              | US        |       345 | NS      | $24781.35     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| LKQ Corporation                                | LKQ CORP                  | CUSIP: 501889208<br>LEI: DS830JTTZQN6GK0I2E41 | Long             | EC               | CORP              | US        |       595 | NS      | $32326.35     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Interactive Brokers Group Inc                  | INTERACTIVE BROK          | CUSIP: 45841N107<br>LEI: 5493004DT6DCDUZNDM53 | Long             | EC               | CORP              | US        |       918 | NS      | $73715.40     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Veeva Systems Inc                              | VEEVA SYSTEMS-A           | CUSIP: 922475108<br>LEI: 549300YZEXPDB92M2F02 | Long             | EC               | CORP              | US        |       333 | NS      | $63389.88     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Alexandria Real Estate Equities, Inc.          | ALEXANDRIA REAL           | CUSIP: 015271109<br>LEI: MGCJBT4MKTQBVLNUIS88 | Long             | EC               | CORP              | US        |       352 | NS      | $54774.72     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Signature Bank                                 | SIGNATURE BANK            | CUSIP: 82669G104<br>LEI: VLP5AP0XK2GM6GKD1007 | Long             | EC               | CORP              | US        |       133 | NS      | $18553.50     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| First Solar Inc                                | FIRST SOLAR INC           | CUSIP: 336433107<br>LEI: 549300NPYMLM4NHTOF27 | Long             | EC               | CORP              | US        |       228 | NS      | $39336.84     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Docusign Inc                                   | DOCUSIGN INC              | CUSIP: 256163106<br>LEI: 549300Q7PVDWRZ39JG09 | Long             | EC               | CORP              | US        |       428 | NS      | $20145.96     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Fair Isaac Corporation                         | FAIR ISAAC CORP           | CUSIP: 303250104<br>LEI: RI6HET5SJUEY30V1PS26 | Long             | EC               | CORP              | US        |        55 | NS      | $34084.60     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Ansys Inc                                      | ANSYS INC                 | CUSIP: 03662Q105<br>LEI: 549300VJV8H15Z5FJ571 | Long             | EC               | CORP              | US        |       187 | NS      | $47554.10     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Schlumberger Limited                           | SCHLUMBERGER LTD          | CUSIP: 806857108<br>LEI: 213800ZUA17OK3QLGM62 | Long             | EC               | CORP              | CW        |      3035 | NS      | $156454.25    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Cintas Corporation                             | CINTAS CORP               | CUSIP: 172908105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       218 | NS      | $100668.04    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Paychex Inc                                    | PAYCHEX INC               | CUSIP: 704326107<br>LEI: 529900K900DW6SUBM174 | Long             | EC               | CORP              | US        |       773 | NS      | $95875.19     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Wisdomtree Trust                               | WISDOMTREE FLOAT          | CUSIP: 97717Y527<br>LEI: 549300SEVJBU47TE8855 | Long             | EC               | RF                | US        |    982818 | NS      | $49386604.50  | 46.71%            |  |  |  | No            |                  1 | On Loan: No      |
| Alnylam Pharmaceuticals Inc.                   | ALNYLAM PHARMACE          | CUSIP: 02043Q107<br>LEI: 529900S3ZI14OWRJII50 | Long             | EC               | CORP              | US        |       258 | NS      | $56912.22     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| ResMed Inc.                                    | RESMED INC                | CUSIP: 761152107<br>LEI: 529900T3QE5253CCXF22 | Long             | EC               | CORP              | US        |       313 | NS      | $72052.60     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Teradyne Inc.                                  | TERADYNE INC              | CUSIP: 880770102<br>LEI: C3X4YJ278QNZHRJULN75 | Long             | EC               | CORP              | US        |       338 | NS      | $31586.10     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| J. B. Hunt Transport Services, Inc.            | HUNT (JB) TRANS           | CUSIP: 445658107<br>LEI: 549300XCD1MPI1C5GK90 | Long             | EC               | CORP              | US        |       223 | NS      | $41007.47     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Molina Healthcare, Inc.                        | MOLINA HEALTHCAR          | CUSIP: 60855R100<br>LEI: 549300NQQCEQ46YHZ591 | Long             | EC               | CORP              | US        |       124 | NS      | $41759.48     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Nordson Corp                                   | NORDSON CORP              | CUSIP: 655663102<br>LEI: 14OS6Q5N55N95WM84M53 | Long             | EC               | CORP              | US        |       122 | NS      | $28851.78     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Centerpoint Energy Inc                         | CENTERPOINT ENER          | CUSIP: 15189T107<br>LEI: 21TPXMRRHFKOBHDC8J74 | Long             | EC               | CORP              | US        |      1345 | NS      | $41842.95     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Keysight Technologies, Inc.                    | KEYSIGHT TEC              | CUSIP: 49338L103<br>LEI: 549300GLKVIO8YRCYN02 | Long             | EC               | CORP              | US        |       383 | NS      | $69280.87     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Analog Devices Inc.                            | ANALOG DEVICES            | CUSIP: 032654105<br>LEI: GYVOE5EZ4GDAVTU4CQ61 | Long             | EC               | CORP              | US        |      1107 | NS      | $190304.37    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Dover Corporation                              | DOVER CORP                | CUSIP: 260003108<br>LEI: 549300FMC2ALGA7N9E80 | Long             | EC               | CORP              | US        |       307 | NS      | $43578.65     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Avangrid Inc                                   | AVANGRID INC              | CUSIP: 05351W103<br>LEI: 549300OX0Q38NLSKPB49 | Long             | EC               | CORP              | US        |       833 | NS      | $35627.41     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| EPAM Systems Inc.                              | EPAM SYSTEMS INC          | CUSIP: 29414B104<br>LEI: 549300XCR4R530HJP604 | Long             | EC               | CORP              | US        |       123 | NS      | $45335.34     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Invitation Homes Inc.                          | INVITATION HOMES          | CUSIP: 46187W107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1307 | NS      | $42647.41     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| ON Semiconductor Corp.                         | ON SEMICONDUCTOR          | CUSIP: 682189105<br>LEI: ZV20P4CNJVT8V1ZGJ064 | Long             | EC               | CORP              | US        |       933 | NS      | $70161.60     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Parker-Hannifin Corporation                    | PARKER HANNIFIN           | CUSIP: 701094104<br>LEI: 5493002CONDB4N2HKI23 | Long             | EC               | CORP              | US        |       275 | NS      | $82208.50     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Alliant Energy Corporation                     | ALLIANT ENERGY            | CUSIP: 018802108<br>LEI: 5493009ML300G373MZ12 | Long             | EC               | CORP              | US        |       538 | NS      | $30289.40     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| IDEXX Laboratories Inc.                        | IDEXX LABS                | CUSIP: 45168D104<br>LEI: OGMTXK0LUU1HKV2P0J84 | Long             | EC               | CORP              | US        |       178 | NS      | $75804.86     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Mettler-Toledo International Inc               | METTLER-TOLEDO            | CUSIP: 592688105<br>LEI: 5493000BD5GJNUDIUG10 | Long             | EC               | CORP              | US        |        49 | NS      | $72008.44     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuitive Surgical Inc.                        | INTUITIVE SURGIC          | CUSIP: 46120E602<br>LEI: 54930052SRG011710797 | Long             | EC               | CORP              | US        |       767 | NS      | $207389.13    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Carlisle Companies Incorporated                | CARLISLE COS INC          | CUSIP: 142339100<br>LEI: XR64VGX1ZPX6G7ZN7Z11 | Long             | EC               | CORP              | US        |       110 | NS      | $28942.10     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Zebra Technologies Corporation                 | ZEBRA TECH CORP           | CUSIP: 989207105<br>LEI: PO0I32GKZ3HZMMDPZZ08 | Long             | EC               | CORP              | US        |       110 | NS      | $29730.80     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Albemarle Corp                                 | ALBEMARLE CORP            | CUSIP: 012653101<br>LEI: HDBLS2Q6GV1LSKQPBS54 | Long             | EC               | CORP              | US        |       252 | NS      | $70053.48     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| BBH SWEEP VEHICLE                              | BBH SWEEP VEHICLE         | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             |  | US        |    964794 | PA      | $964793.55    | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Waste Connections Inc (CA) Inc                 | WASTE CONNECTION          | CUSIP: 94106B101<br>LEI: 549300HDLRTPBQU69P29 | Long             | EC               | CORP              | CA        |       553 | NS      | $79908.50     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Costar Group Inc                               | COSTAR GROUP INC          | CUSIP: 22160N109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       871 | NS      | $70585.84     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| First Citizens Bancshares Inc (North Carolina) | FIRST CITIZENS-A          | CUSIP: 31946M103<br>LEI: 549300N3Z00ZHE2XC526 | Long             | EC               | CORP              | US        |        34 | NS      | $27759.64     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Equity Lifestyle Properties Inc                | EQUITY LIFESTYLE          | CUSIP: 29472R108<br>LEI: 529900PEQG66LENB6798 | Long             | EC               | CORP              | US        |       397 | NS      | $26368.74     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Incyte Corporation.                            | INCYTE CORP               | CUSIP: 45337C102<br>LEI: 549300Z4WN6JVZ3T4680 | Long             | EC               | CORP              | US        |       474 | NS      | $37763.58     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Prologis Inc.                                  | PROLOGIS INC              | CUSIP: 74340W103<br>LEI: 529900DFH19P073LZ636 | Long             | EC               | CORP              | US        |      1587 | NS      | $186932.73    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Ishares Trust                                  | ISHARES TREASURY FLOATING | CUSIP: 46434V860<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |    980792 | NS      | $49559419.76  | 46.87%            |  |  |  | No            |                  1 | On Loan: No      |
| Global Payments Inc                            | GLOBAL PAYMENTS           | CUSIP: 37940X102<br>LEI: 549300NOMHGVQBX6S778 | Long             | EC               | CORP              | US        |       596 | NS      | $61852.88     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Camden Property Trust                          | CAMDEN PROP TR            | CUSIP: 133131102<br>LEI: 5493002MYX22OHYJBD89 | Long             | EC               | CORP              | US        |       231 | NS      | $27796.23     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Freeport-McMoRan Inc.                          | FREEPORT-MCMORAN          | CUSIP: 35671D857<br>LEI: 549300IRDTHJQ1PVET45 | Long             | EC               | CORP              | US        |      3092 | NS      | $123061.60    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Nucor Corporation                              | NUCOR CORP                | CUSIP: 670346105<br>LEI: 549300GGJCRSI2TIEJ46 | Long             | EC               | CORP              | US        |       563 | NS      | $84421.85     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Entegris Inc                                   | ENTEGRIS INC              | CUSIP: 29362U104<br>LEI: IYX6OWO7BT5DKO3BYG52 | Long             | EC               | CORP              | US        |       319 | NS      | $24655.51     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Verisk Analytics, Inc.                         | VERISK ANALYTI            | CUSIP: 92345Y106<br>LEI: 549300I1YSWNIRKBWP67 | Long             | EC               | CORP              | US        |       338 | NS      | $62093.98     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Fleetcor Technologies Inc                      | FLEETCOR TECHNOL          | CUSIP: 339041105<br>LEI: 549300DG6RR0NQSFLN74 | Long             | EC               | CORP              | US        |       162 | NS      | $31784.40     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Sun Communities, Inc.                          | SUN COMMUNITIES           | CUSIP: 866674104<br>LEI: 549300H5GEOJYN41ZG57 | Long             | EC               | CORP              | US        |       266 | NS      | $39075.40     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-28

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer