# EDGAR Filing Document

**Accession Number:** 0000086172
**File Stem:** 0000086172-26-000002
**Filing Date:** 2026-3
**Character Count:** 2548
**Document Hash:** 4c31f0ca9867783490e6498b6de293c7
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000086172-26-000002.hdr.sgml**: 20260302

**ACCESSION NUMBER**: 0000086172-26-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260302

**DATE AS OF CHANGE**: 20260302

**EFFECTIVENESS DATE**: 20260302

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SAGE, RUTTY & CO., INC.
- **CENTRAL INDEX KEY:** 0000086172

**ORGANIZATION NAME:**
- **EIN:** 160620690
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-00533
- **FILM NUMBER:** 26706942

**BUSINESS ADDRESS:**
- **STREET 1:** 100 CORPORATE WOODS
- **STREET 2:** SUITE 300
- **CITY:** ROCHESTER
- **STATE:** NY
- **ZIP:** 14623
- **BUSINESS PHONE:** 585.512.2309

**MAIL ADDRESS:**
- **STREET 1:** 100 CORPORATE WOODS
- **STREET 2:** SUITE 300
- **CITY:** ROCHESTER
- **STATE:** NY
- **ZIP:** 14623

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SAGE RUTTY & CO INC                                     /BD
- **DATE OF NAME CHANGE:** 20000101

### Attached PDF Documents

**Attachment 1:** `sageruttypublic.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000086172

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** SAGE, RUTTY & CO., INC.

**Business Address:** 100 CORPORATE WOODS, SUITE 300, ROCHESTER, NY, 14623

**Contact Person:** Matthew Lacey

**Contact Phone:** 5855122381

### Independent Public Accountant Identification

**Accountant Name:** DeJoy & Co. CPAs, LLP

**Accountant Address:** 280 East Broad Street, Suite 300, Rochester, NY, 14604

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Matthew J. Lacey**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **SAGE, RUTTY & CO., INC.**, as of **12-31-2025**, are true and correct.

**Signature:** Matthew J. Lacey

**Title:** Treasurer

**Notarized:** Yes