# EDGAR Filing Document

**Accession Number:** 0001426439
**File Stem:** 0000940400-26-011520
**Filing Date:** 2026-3
**Character Count:** 25314
**Document Hash:** 24f541208a94274f8e2d62a86e29e329
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-011520.hdr.sgml**: 20260325

**ACCESSION NUMBER**: 0000940400-26-011520

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260131

**FILED AS OF DATE**: 20260325

**DATE AS OF CHANGE**: 20260325

**PERIOD START**: 20260430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** New York Life Investments Active ETF Trust
- **CENTRAL INDEX KEY:** 0001426439

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22739
- **FILM NUMBER:** 26792936

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** (212) 576-5018

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NYLI MacKay Core Plus Bond ETF
- **DATE OF NAME CHANGE:** 20241203

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** New York Life Investments Active ETF Trust
- **DATE OF NAME CHANGE:** 20240822

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IndexIQ Active ETF Trust
- **DATE OF NAME CHANGE:** 20080207

## Series and Classes Contracts Data

### NYLI Winslow Large Cap Growth ETF (Series ID: S000075560)

| Class ID   | Class Name                        | Ticker Symbol   |
|:---|:---|:---|
| C000234758 | NYLI Winslow Large Cap Growth ETF | IWLG            |

## Nport-Ex

Schedule of Investments ─ NYLI Winslow Large Cap Growth ETF

------

January 31, 2026 (unaudited)

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Common Stocks — 99.4%** |  |  |
| **Communication Services — 13.7%** |  |  |
| Alphabet, Inc., Class C | 156578 | $53006350 |
| Meta Platforms, Inc., Class A | 29568 | 21185472 |
| Netflix, Inc.\* | 75321 | 6288550 |
| Spotify Technology SA\* | 16397 | 8204239 |
| &nbsp;&nbsp;Total Communication Services |  | 88684611 |
| **Consumer Discretionary — 13.6%** |  |  |
| Amazon.com, Inc.\* | 165681 | 39647463 |
| Chipotle Mexican Grill, Inc.\* | 190514 | 7405279 |
| DoorDash, Inc., Class A\* | 38940 | 7967903 |
| Hilton Worldwide Holdings, Inc. | 32482 | 9696202 |
| Home Depot, Inc. (The) | 16630 | 6229432 |
| Tesla, Inc.\* | 40024 | 17226730 |
| &nbsp;&nbsp;Total Consumer Discretionary |  | 88173009 |
| **Financials — 5.3%** |  |  |
| Ares Management Corp., Class A | 41980 | 6283147 |
| Mastercard, Inc., Class A | 17845 | 9614707 |
| Nasdaq, Inc. | 69560 | 6739668 |
| Visa, Inc., A Shares<sup>(a)</sup> | 36343 | 11696268 |
| &nbsp;&nbsp;Total Financials |  | 34333790 |
| **Health Care — 8.7%** |  |  |
| Eli Lilly & Co. | 16819 | 17443826 |
| Intuitive Surgical, Inc.\* | 25673 | 12944840 |
| McKesson Corp. | 10702 | 8895610 |
| Stryker Corp. | 21125 | 7806955 |
| Vertex Pharmaceuticals, Inc.\* | 19797 | 9302610 |
| &nbsp;&nbsp;Total Health Care |  | 56393841 |
| **Industrials — 9.3%** |  |  |
| Cintas Corp. | 41573 | 7956656 |
| GE Vernova, Inc. | 17261 | 12537873 |
| General Electric Co. | 37673 | 11557700 |
| Howmet Aerospace, Inc. | 32770 | 6818782 |
| Parker-Hannifin Corp. | 7113 | 6656630 |
| Quanta Services, Inc. | 18199 | 8637791 |
| Trane Technologies PLC | 15450 | 6497961 |
| &nbsp;&nbsp;Total Industrials |  | 60663393 |
| **Information Technology — 48.3%** |  |  |
| Advanced Micro Devices, Inc.\* | 20281 | 4801121 |
| Amphenol Corp., Class A | 80879 | 11653046 |
| Analog Devices, Inc. | 25562 | 7946715 |
| Apple, Inc. | 246209 | 63886311 |
| ASML Holding NV | 7787 | 11080901 |
| Atlassian Corp., Class A\* | 48565 | 5739412 |
| Broadcom, Inc. | 90524 | 29990601 |
| Intuit, Inc. | 9731 | 4854991 |
| Microsoft Corp. | 131667 | 56654993 |
| NVIDIA Corp. | 438114 | 83736729 |
| Palantir Technologies, Inc., Class A\* | 26259 | 3849307 |
| ServiceNow, Inc.\* | 41023 | 4800101 |
| Shopify, Inc., Class A\* | 78309 | 10276490 |
| Snowflake, Inc., Class A\*<sup>(a)</sup> | 40456 | 7795871 |
| Texas Instruments, Inc. | 28070 | 6050489 |
| &nbsp;&nbsp;Total Information Technology |  | 313117078 |
| **Real Estate — 0.5%** |  |  |
| CoStar Group, Inc.\* | 49126 | 3021249 |
| **Total Common Stocks** |  |  |
| &nbsp;&nbsp;**(Cost $629,387,541)** |  | 644386971 |

---

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Short-Term Investment — 0.6%** |  |  |
| **Money Market Fund — 0.6%** |  |  |
| Dreyfus Institutional Preferred Government Money Market Fund, Institutional Shares, 3.65%<sup>(b)</sup> |  |  |
| **(Cost $4,134,148)** | 4134148 | $4134148 |
| **Total Investments — 100.0%<br> (Cost $633,521,689)** |  | 648521119 |
| **Other Assets and Liabilities,<br> Net — (0.0)%<sup>(c)</sup>** |  | (214880) |
| **Net Assets — 100.0%** |  | $648306239 |

---

------

\* Non-income producing securities.

(a) All or a portion of the security was on loan. In addition, "Other Assets and Liabilities, Net" may include pending sales that are also on loan. The aggregate market value of securities on loan was $3,524,850; total market value of collateral held consisted of non-cash U.S. Treasury securities collateral having a value of $3,715,528.

(b) Reflects the 1-day yield at January 31, 2026.

(c) Less than 0.05%.

Schedule of Investments ─ NYLI Winslow Large Cap Growth ETF (continued)

------

January 31, 2026 (unaudited)

The following is a summary of the inputs used to value the Fund's investments as of January 31, 2026. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements.

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Description** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| **Asset Valuation Inputs** |  |  |  |  |
| Investments in Securities:<sup>(d)</sup> |  |  |  |  |
| &nbsp;&nbsp;Common Stocks | $644386971 | $— | $— | $644386971 |
| Short-Term Investment: |  |  |  |  |
| &nbsp;&nbsp;Money Market Fund | 4134148 |  |  | 4134148 |
| Total Investments in Securities | $648521119 | $— | $— | $648521119 |

---

------

(d) For a complete
 listing of investments and their industries, see the Schedule of Investments.

For the period ended January 31, 2026, the Fund did not have any transfers into or out of Level 3 within the fair value hierarchy.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** New York Life Investments Active ETF Trust

- **b. Investment Company Act file number:** 811-22739

- **c. CIK number of Registrant:** 0001426439

- **d. LEI of Registrant:** 549300VWZDQ61K9DOP39

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 51 Madison Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10010

  - **Telephone number:** 888-474-7725

**Item A.2. Information about the Series.**

- **a. Name of Series:** NYLI Winslow Large Cap Growth ETF

- **b. EDGAR series identifier (if any):** S000075560

- **c. LEI of Series:** 5493003N1JWBCY2HCE61

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-04-30

- **b. Date as of which information is reported:** 2026-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $648642011.72

**Total Liabilities:** $319914.21

**Net Assets:** $648322097.51

**Cash Not Reported:** $12880.72

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000234758 | -2.67%               | -1.00%               | -2.95%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-1807671.26             | $-12812578.73                              |
| Month 2  | $-298976.41              | $-5927862.11                               |
| Month 3  | $-12872208.82            | $-6687631.90                               |

### Schedule of Portfolio Investments

| Name                                                         | Title                                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Visa Inc                                                     | Visa Inc                                                     | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |     36343 | NS      | $11696267.69  | 1.80%             |  |  |  | No            |                  1 | On Loan: —       |
| Vertex Pharmaceuticals Inc                                   | Vertex Pharmaceuticals Inc                                   | CUSIP: 92532F100<br>LEI: 54930015RAQRRZ5ZGJ91 | Long             | EC               | CORP              | US        |     19797 | NS      | $9302610.30   | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Palantir Technologies Inc                                    | Palantir Technologies Inc                                    | CUSIP: 69608A108<br>LEI: 549300UVN46B3BBDHO85 | Long             | EC               | CORP              | US        |     35289 | NS      | $5173014.51   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuitive Surgical Inc                                       | Intuitive Surgical Inc                                       | CUSIP: 46120E602<br>LEI: 54930052SRG011710797 | Long             | EC               | CORP              | US        |     25673 | NS      | $12944840.06  | 2.00%             |  |  |  | No            |                  1 | On Loan: No      |
| CoStar Group Inc                                             | CoStar Group Inc                                             | CUSIP: 22160N109<br>LEI: 984500Q1D53D08E2E698 | Long             | EC               | CORP              | US        |     49126 | NS      | $3021249.00   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Cintas Corp                                                  | Cintas Corp                                                  | CUSIP: 172908105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     41573 | NS      | $7956656.47   | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Atlassian Corp                                               | Atlassian Corp                                               | CUSIP: 049468101<br>LEI: 549300V7ZY5P02D2MY38 | Long             | EC               | CORP              | AU        |     48565 | NS      | $5739411.70   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Howmet Aerospace Inc                                         | Howmet Aerospace Inc                                         | CUSIP: 443201108<br>LEI: 549300HO5WFZUT5N2T22 | Long             | EC               | CORP              | US        |     32770 | NS      | $6818781.60   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Stryker Corp                                                 | Stryker Corp                                                 | CUSIP: 863667101<br>LEI: 5493002F0SC4JTBU5137 | Long             | EC               | CORP              | US        |     21125 | NS      | $7806955.00   | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Snowflake Inc                                                | Snowflake Inc                                                | CUSIP: 833445109<br>LEI: 254900CJNSY1K7T53Z16 | Long             | EC               | CORP              | US        |     72936 | NS      | $14054767.20  | 2.17%             |  |  |  | No            |                  1 | On Loan: —       |
| Netflix Inc                                                  | Netflix Inc                                                  | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |     75321 | NS      | $6288550.29   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Analog Devices Inc                                           | Analog Devices Inc                                           | CUSIP: 032654105<br>LEI: GYVOE5EZ4GDAVTU4CQ61 | Long             | EC               | CORP              | US        |     25562 | NS      | $7946714.56   | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Home Depot Inc/The                                           | Home Depot Inc/The                                           | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Long             | EC               | CORP              | US        |     16630 | NS      | $6229431.70   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Parker-Hannifin Corp                                         | Parker-Hannifin Corp                                         | CUSIP: 701094104<br>LEI: 5493002CONDB4N2HKI23 | Long             | EC               | CORP              | US        |      7113 | NS      | $6656629.92   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Hilton Worldwide Holdings Inc                                | Hilton Worldwide Holdings Inc                                | CUSIP: 43300A203<br>LEI: 549300HVGPK36ICB0B89 | Long             | EC               | CORP              | US        |     32482 | NS      | $9696201.82   | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| ASML Holding NV                                              | ASML Holding NV                                              | CUSIP: 000000000<br>LEI: 724500Y6DUVHQD6OXN27 | Long             | EC               | CORP              | NL        |      7787 | NS      | $11080901.00  | 1.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Ares Management Corp                                         | Ares Management Corp                                         | CUSIP: 03990B101<br>LEI: 529900JUV61FH7B8VW38 | Long             | EC               | CORP              | US        |     41980 | NS      | $6283146.60   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp                                                  | NVIDIA Corp                                                  | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |    438114 | NS      | $83736728.82  | 12.92%            |  |  |  | No            |                  1 | On Loan: No      |
| Quanta Services Inc                                          | Quanta Services Inc                                          | CUSIP: 74762E102<br>LEI: SHVRXXEACT60MMH07S24 | Long             | EC               | CORP              | US        |     18199 | NS      | $8637791.37   | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuit Inc                                                   | Intuit Inc                                                   | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |      9731 | NS      | $4854990.52   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Instruments Inc                                        | Texas Instruments Inc                                        | CUSIP: 882508104<br>LEI: WDJNR2L6D8RWOEB8T652 | Long             | EC               | CORP              | US        |     28070 | NS      | $6050488.50   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc                                           | Meta Platforms Inc                                           | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |     29568 | NS      | $21185472.00  | 3.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Axon Enterprise Inc                                          | Axon Enterprise Inc                                          | CUSIP: 05464C101<br>LEI: 549300QP2IEEGFE16681 | Long             | EC               | CORP              | US        |        20 | NS      | $9671.60      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Spotify Technology SA                                        | Spotify Technology SA                                        | CUSIP: 000000000<br>LEI: 549300B4X0JHWV0DTD60 | Long             | EC               | CORP              | SE        |     16397 | NS      | $8204238.95   | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| ServiceNow Inc                                               | ServiceNow Inc                                               | CUSIP: 81762P102<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               | CORP              | US        |     41023 | NS      | $4800101.23   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| McKesson Corp                                                | McKesson Corp                                                | CUSIP: 58155Q103<br>LEI: 549300WZWOM80UCFSF54 | Long             | EC               | CORP              | US        |     10702 | NS      | $8895609.42   | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| DoorDash Inc                                                 | DoorDash Inc                                                 | CUSIP: 25809K105<br>LEI: 549300NUQ43FGGSK5051 | Long             | EC               | CORP              | US        |     38940 | NS      | $7967902.80   | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Nasdaq Inc                                                   | Nasdaq Inc                                                   | CUSIP: 631103108<br>LEI: 549300L8X1Q78ERXFD06 | Long             | EC               | CORP              | US        |     69560 | NS      | $6739668.40   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                                                    | Tesla Inc                                                    | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |     40024 | NS      | $17226729.84  | 2.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc                                                    | Apple Inc                                                    | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |    222119 | NS      | $57635438.12  | 8.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Trane Technologies PLC                                       | Trane Technologies PLC                                       | CUSIP: 000000000<br>LEI: 549300BURLR9SLYY2705 | Long             | EC               | CORP              | IE        |     12340 | NS      | $5189957.20   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Chipotle Mexican Grill Inc                                   | Chipotle Mexican Grill Inc                                   | CUSIP: 169656105<br>LEI: 529900REP5VGTPCP1J71 | Long             | EC               | CORP              | US        |    190514 | NS      | $7405279.18   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| General Electric Co                                          | General Electric Co                                          | CUSIP: 369604301<br>LEI: 3C7474T6CDKPR9K6YT90 | Long             | EC               | CORP              | US        |     37673 | NS      | $11557699.67  | 1.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                                                 | Alphabet Inc                                                 | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |    156578 | NS      | $53006350.34  | 8.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro Devices Inc                                   | Advanced Micro Devices Inc                                   | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |     20281 | NS      | $4801121.13   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Amphenol Corp                                                | Amphenol Corp                                                | CUSIP: 032095101<br>LEI: 549300D3L3G0R4U4VT04 | Long             | EC               | CORP              | US        |     80879 | NS      | $11653046.32  | 1.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Mastercard Inc                                               | Mastercard Inc                                               | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |     17845 | NS      | $9614707.55   | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Shopify Inc                                                  | Shopify Inc                                                  | CUSIP: 82509L107<br>LEI: 549300HGQ43STJLLP808 | Long             | EC               | CORP              | CA        |     78309 | NS      | $10276490.07  | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Dreyfus Institutional Preferred Government Money Market Fund | Dreyfus Institutional Preferred Government Money Market Fund | CUSIP: 26200X100<br>LEI: 549300RBWL04JG8SIX57 | Long             | STIV             | RF                | US        |   4134148 | NS      | $4134148.42   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                                               | Microsoft Corp                                               | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |    131667 | NS      | $56654993.43  | 8.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com Inc                                               | Amazon.com Inc                                               | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |    165681 | NS      | $39647463.30  | 6.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Eli Lilly & Co                                               | Eli Lilly & Co                                               | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |     16819 | NS      | $17443825.85  | 2.69%             |  |  |  | No            |                  1 | On Loan: No      |
| GE Vernova Inc                                               | GE Vernova Inc                                               | CUSIP: 36828A101<br>LEI: 254900DP080RU6OK2553 | Long             | EC               | CORP              | US        |     17261 | NS      | $12537872.57  | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadcom Inc                                                 | Broadcom Inc                                                 | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |     90524 | NS      | $29990601.20  | 4.63%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-03-25

**Name of Applicant:** New York Life Investments Active ETF Trust

**Signature:** Adefolahan Oyefeso

**Name of Signer:** Adefolahan Oyefeso

**Title:** Director and Vice President, IndexIQ