# EDGAR Filing Document

**Accession Number:** 0000803012
**File Stem:** 0000803012-25-000041
**Filing Date:** 2025-12
**Character Count:** 2665
**Document Hash:** d0a04a066504c27d706ff6617c2138a5
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000803012-25-000041.hdr.sgml**: 20251229

**ACCESSION NUMBER**: 0000803012-25-000041

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251031

**FILED AS OF DATE**: 20251229

**DATE AS OF CHANGE**: 20251229

**EFFECTIVENESS DATE**: 20251229

**PERIOD START**: 20241101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TD SECURITIES (USA) LLC
- **CENTRAL INDEX KEY:** 0000803012

**ORGANIZATION NAME:**
- **EIN:** 581495511
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-36747
- **FILM NUMBER:** 251604841

**BUSINESS ADDRESS:**
- **STREET 1:** ONE VANDERBILT AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
- **BUSINESS PHONE:** 212-468-0300

**MAIL ADDRESS:**
- **STREET 1:** ONE VANDERBILT AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TD SECURITIES (USA) INC.
- **DATE OF NAME CHANGE:** 20041124

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TD SECURITIES (USA) LLC
- **DATE OF NAME CHANGE:** 20041104

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TD SECURITIES (USA) INC.
- **DATE OF NAME CHANGE:** 20020215

### Attached PDF Documents

**Attachment 1:** `TDSUSASOFCFY2025r.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000803012

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 11-01-2024

**Report Period End Date:** 10-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** Yes

### Registrant Identification

**Name of Broker-Dealer:** TD SECURITIES (USA) LLC

**Business Address:** ONE VANDERBILT AVENUE, NEW YORK, NY, 10017

**Contact Person:** christine.jenkins@tdsecurities.com

**Contact Phone:** 917-589-8401

### Independent Public Accountant Identification

**Accountant Name:** Ernst & Young LLP

**Accountant Address:** One Manhattan West, New York, NY, 10001

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Jorge Ortiz**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **TD SECURITIES (USA) LLC**, as of **12-23-2025**, are true and correct.

**Signature:** Jorge Ortiz

**Title:** CFO

**Notarized:** Yes