# EDGAR Filing Document

**Accession Number:** 0001431567
**File Stem:** 0001437749-26-020914
**Filing Date:** 2026-6
**Character Count:** 6281
**Document Hash:** 1e1ad432b6925a281db37226f141453b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001437749-26-020914.hdr.sgml**: 20260617

**ACCESSION NUMBER**: 0001437749-26-020914

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20260616

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20260617

**DATE AS OF CHANGE**: 20260617

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Oak Valley Bancorp
- **CENTRAL INDEX KEY:** 0001431567
- **STANDARD INDUSTRIAL CLASSIFICATION:** STATE COMMERCIAL BANKS [6022]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 262326676
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-34142
- **FILM NUMBER:** 261097511

**BUSINESS ADDRESS:**
- **STREET 1:** 125 N. THIRD AVE.
- **CITY:** OAKDALE
- **STATE:** CA
- **ZIP:** 95361
- **BUSINESS PHONE:** 209-844-7500

**MAIL ADDRESS:**
- **STREET 1:** 125 N. THIRD AVE.
- **CITY:** OAKDALE
- **STATE:** CA
- **ZIP:** 95361

?xml version='1.0' encoding='ASCII'? ovly20260617_8k.htm

**UNITED STATES** <br>**SECURITIES AND EXCHANGE COMMISSION** <br>Washington, D.C. 20549<br>**FORM 8-K**<br>**CURRENT REPORT**<br>**Pursuant to Section 13 or 15(d) of the** <br>**Securities Exchange Act of 1934.**<br>

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| | | |
|:---|:---|:---|
| **Date of Report: June 16, 2026** <br>(Date of earliest event reported) | **Date of Report: June 16, 2026** <br>(Date of earliest event reported) | **Date of Report: June 16, 2026** <br>(Date of earliest event reported) |
| **Oak Valley Bancorp** <br>(Exact name of registrant as specified in its charter) | **Oak Valley Bancorp** <br>(Exact name of registrant as specified in its charter) | **Oak Valley Bancorp** <br>(Exact name of registrant as specified in its charter) |
| **CA** <br>(State or other jurisdiction <br>of incorporation) | **001-34142** <br>(Commission File Number) | **26-2326676** <br>(IRS Employer <br>Identification Number) |
| **125 N. Third Ave. Oakdale, CA** <br>(Address of principal executive offices) | **95361** <br>(Zip Code) |  |
| **(209) 848-2265** <br>(Registrant's telephone number, including area code) | **(209) 848-2265** <br>(Registrant's telephone number, including area code) | **(209) 848-2265** <br>(Registrant's telephone number, including area code) |
| **Not Applicable** <br>(Former Name or Former Address, if changed since last report) | **Not Applicable** <br>(Former Name or Former Address, if changed since last report) | **Not Applicable** <br>(Former Name or Former Address, if changed since last report) |

---

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Common Stock | OVLY | The Nasdaq Stock Market, LLC |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934. Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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**Item 5.07 Submission of Matters to a Vote of Security Holders.**

At the Annual Meeting of Shareholders held June 16, 2026, the following matters were submitted to a vote of security holders with the indicated number of votes being cast for, against or withheld, and with the indicated number of abstentions:

1. To re-elect four (4) members of the Board of Directors of the Company to serve until the expiration of their three (3) year term or until their successors are duly elected and qualified.

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| | | | |
|:---|:---|:---|:---|
|  | Number of Votes | Number of Votes | Number of Votes |
|  | &nbsp;&nbsp;&nbsp;&nbsp; For | Withheld | Non-Votes |
| Christopher M. Courtney | 4,129,734 | 133,688 | 1,714,230 |
| Lynn R. Dickerson | 4,064,120 | 199,302 | 1,714,230 |
| Allison C. Lafferty | 4,126,142 | 137,280 | 1,714,230 |
| Terrance P. Withrow | 4,063,052 | 200,370 | 1,714,230 |

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2. To ratify the appointment of RSM US LLP as the Company's registered independent public accounting firm for the fiscal year ending December 31, 2026.

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| | | | |
|:---|:---|:---|:---|
| For | Against | Abstain | Non-Votes |
| 5,784,186 | 182,248 | 11,218 | 0 |

---

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**Item 9.01. Financial Statements and Exhibits**

**(d) Exhibits**

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| | |
|:---|:---|
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |

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**SIGNATURE**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
| Dated: June 17, 2026 |  |  |
|  | **OAK VALLEY BANCORP** | **OAK VALLEY BANCORP** |
|  | By: | /s/ Jeffrey A. Gall |
|  | &nbsp;&nbsp;&nbsp;&nbsp;Jeffrey A. Gall | &nbsp;&nbsp;&nbsp;&nbsp;Jeffrey A. Gall |
|  | &nbsp;&nbsp;&nbsp;&nbsp;Executive Vice President, Chief Financial Officer | &nbsp;&nbsp;&nbsp;&nbsp;Executive Vice President, Chief Financial Officer |
|  | &nbsp;&nbsp;&nbsp;&nbsp;and Corporate Secretary | &nbsp;&nbsp;&nbsp;&nbsp;and Corporate Secretary |
|  | &nbsp;&nbsp;&nbsp;&nbsp; (Principal Financial Officer and duly authorized<br>&nbsp;&nbsp;&nbsp;&nbsp; signatory) | &nbsp;&nbsp;&nbsp;&nbsp; (Principal Financial Officer and duly authorized<br>&nbsp;&nbsp;&nbsp;&nbsp; signatory) |

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