# EDGAR Filing Document

**Accession Number:** 0000897802
**File Stem:** 0001145549-23-009798
**Filing Date:** 2023-2
**Character Count:** 65276
**Document Hash:** 15d9287632e228227c3fe62ff838e1d8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-009798.hdr.sgml**: 20230224

**ACCESSION NUMBER**: 0001145549-23-009798

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230224

**DATE AS OF CHANGE**: 20230224

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SPECIAL OPPORTUNITIES FUND, INC.
- **CENTRAL INDEX KEY:** 0000897802
- **IRS NUMBER:** 133702911
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-07528
- **FILM NUMBER:** 23665989

**BUSINESS ADDRESS:**
- **STREET 1:** C/O US BANCORP FUND SERVICES, LLC
- **STREET 2:** 615 EAST MICHIGAN AVENUE
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 414-765-4319

**MAIL ADDRESS:**
- **STREET 1:** C/O US BANCORP FUND SERVICES, LLC
- **STREET 2:** 615 EAST MICHIGAN AVENUE
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INSURED MUNICIPAL INCOME FUND INC
- **DATE OF NAME CHANGE:** 19960213

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC
- **DATE OF NAME CHANGE:** 19930714

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Special Opportunities Fund, Inc.

- **b. Investment Company Act file number:** 811-07528

- **c. CIK number of Registrant:** 0000897802

- **d. LEI of Registrant:** 549300DGAJTGM6R4HK03

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 250 Pehle Avenue

  - **City:** Saddle Brook

  - **State:** NJ

  - **Foreign country:** US

  - **Zip / Postal Code:** 07663

  - **Telephone number:** 877-607-0414

**Item A.2. Information about the Series.**

- **a. Name of Series:** Special Opportunities Fund, Inc.

- **c. LEI of Series:** 549300DGAJTGM6R4HK03

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $209086591.75

**Total Liabilities:** $59978780.30

**Net Assets:** $149107811.45

**Cash Not Reported:** $272453.55

**Monthly Return Information**

| Class        | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID N/A | 6.45%                | 6.02%                | -6.29%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-586596.35              | $8931397.87                                |
| Month 2  | $451787.56               | $9519823.32                                |
| Month 3  | $-229457.72              | $-10223114.57                              |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                           | Title                                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| NexPoint Diversified Real Esta | NexPoint Diversified Real Estate Trust                   | CUSIP: 65340G205<br>LEI: 5493008KGR2NU3OXMR64 | Long             | EC               | CORP              | US        |    202079 | NS      | $2265305.59   | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| NEXPOINT DIV REAL ESTA         | NexPoint Diversified Real Estate Trust                   | CUSIP: 65340G304<br>LEI: 5493008KGR2NU3OXMR64 | Long             | EP               | CORP              | US        |     22324 | NS      | $359416.40    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| NOGIN INC                      | Nogin Inc                                                | CUSIP: 65528N113<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     55350 | NS      | $1079.33      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| NORTHERN STAR INVESTMENT -A    | Northern Star Investment Corp III                        | CUSIP: 66574L118<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     17833 | NS      | $356.66       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| NORTHERN STAR INVESTMENT -A    | Northern Star Investment Corp IV                         | CUSIP: 66575B119<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      8833 | NS      | $205.81       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Short Duration Credit O | Nuveen Short Duration Credit Opportunities Fund          | CUSIP: 67074X107<br>LEI: N0WOEFO1WOMLJYH1PV29 | Long             | EC               | RF                | US        |    127679 | NS      | $1514272.94   | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Multi-Asset Income Fund | Nuveen Multi-Asset Income Fund                           | CUSIP: 670750108<br>LEI: 549300VLJPKC3DNIJ668 | Long             | EC               | RF                | US        |     12779 | NS      | $146830.71    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Plutonian Acquisition Corp     | Plutonian Acquisition Corp                               | CUSIP: 72942P203<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    101969 | NS      | $1026827.83   | 0.69%             |  |  |  | No            |                  2 | On Loan: No      |
| Portman Ridge Finance Corp     | Portman Ridge Finance Corp                               | CUSIP: 73688F201<br>LEI: 254900YM5BVQKA01I468 | Long             | EC               | CORP              | US        |    113781 | NS      | $2616963.00   | 1.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Post Holdings Partnering Corp  | Post Holdings Partnering Corp                            | CUSIP: 737465104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    150000 | NS      | $1489500.00   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| POST HOLDINGS PARTNERING -A    | Post Holdings Partnering Corp                            | CUSIP: 737465112<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |    200000 | NS      | $16000.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| QUANTUM FINTECH ACQUISITION    | Quantum FinTech Acquisition Corp                         | CUSIP: 74767A113<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     76000 | NS      | $2356.00      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Runway Growth Finance Corp     | Runway Growth Finance Corp                               | CUSIP: 78163D100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    243444 | NS      | $2821515.96   | 1.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Saba Capital Income & Opportun | Saba Capital Income & Opportunities Fund                 | CUSIP: 78518H202<br>LEI: 549300MGSUUJ7E55N746 | Long             | EC               | RF                | US        |    592234 | NS      | $4506900.74   | 3.02%             |  |  |  | No            |                  1 | On Loan: No      |
| SACHEM CAPITAL CORP            | Sachem Capital Corp                                      | CUSIP: 78590A208<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     60000 | NS      | $1461600.00   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| SACHEM CAPITAL CORP            | Sachem Capital Corp                                      | CUSIP: 78590A406<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    120000 | NS      | $2743200.00   | 1.84%             |  |  |  | No            |                  1 | On Loan: No      |
| SACHEM CAPITAL CORP            | Sachem Capital Corp                                      | CUSIP: 78590A703<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     20000 | NS      | $402600.00    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Seven Hills Realty Trust       | Seven Hills Realty Trust                                 | CUSIP: 81784E101<br>LEI: 549300ESBDZ3SA3OEX38 | Long             | EC               | CORP              | US        |    274093 | NS      | $2491505.37   | 1.67%             |  |  |  | No            |                  1 | On Loan: No      |
| SHAPEWAYS HOLDINGS INC         | Shapeways Holdings Inc                                   | CUSIP: 81947T110<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |    100000 | NS      | $1690.00      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Treasury Portfolio     | Invesco Treasury Portfolio                               | CUSIP: 825252406<br>LEI: 5493004B3TM8ZIDDDC39 | Long             | STIV             | RF                | US        |   3632200 | NS      | $3632199.55   | 2.44%             |  |  |  | No            |                  1 | On Loan: No      |
| SuRo Capital Corp              | SuRo Capital Corp                                        | CUSIP: 86887Q109<br>LEI: 549300YR4IAV0VJFWN84 | Long             | EC               | CORP              | US        |    120880 | NS      | $459344.00    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Swiss Helvetia Fund Inc/The    | Swiss Helvetia Fund Inc/The                              | CUSIP: 870875101<br>LEI: 549300HQZ0XPGTS5Q724 | Long             | EC               | RF                | US        |    236992 | NS      | $1791659.52   | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| TG VENTURE ACQUISITION CORP    | TG Venture Acquisition Corp                              | CUSIP: 87251T117<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |    100000 | NS      | $6000.00      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Taiwan Fund Inc/The/MD         | Taiwan Fund Inc/The/MD                                   | CUSIP: 874036106<br>LEI: N/A                  | Long             | EC               | RF                | US        |    223819 | NS      | $5167980.71   | 3.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Templeton Global Income Fund   | Templeton Global Income Fund                             | CUSIP: 880198106<br>LEI: QU1AAXOSV5K4OVMXJP19 | Long             | EC               | RF                | US        |    873330 | NS      | $3781518.90   | 2.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Pacific Land Corp        | Texas Pacific Land Corp                                  | CUSIP: 88262P102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4400 | NS      | $10314612.00  | 6.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Iris Acquisition Corp          | Iris Acquisition Corp                                    | CUSIP: 89601Y101<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |     61438 | NS      | $621752.56    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Trinity Place Holdings Inc     | Trinity Place Holdings Inc                               | CUSIP: 89656D101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    221748 | NS      | $164071.35    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| LAMINGTON ROAD WT              | LAMINGTON ROAD WT                                        | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | KY        |    640000 | NS      | $0.00         | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Vertical Capital Income Fund   | Vertical Capital Income Fund                             | CUSIP: 92535C104<br>LEI: 549300LVMWHJGZNVXZ22 | Long             | EC               | RF                | US        |    310486 | NS      | $2704333.06   | 1.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Virtus Total Return Fund Inc   | Virtus Total Return Fund Inc                             | CUSIP: 92835W107<br>LEI: 549300KKRHI4GF7RNQ81 | Long             | EC               | RF                | US        |    403236 | NS      | $2641195.80   | 1.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Zimmer Energy Transition Acqui | Zimmer Energy Transition Acquisition Corp                | CUSIP: 989570106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     46613 | NS      | $463799.35    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| ZYVERSA THERAPEUTICS INC       | ZyVersa Therapeutics Inc                                 | CUSIP: 98987D110<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     65250 | NS      | $4567.50      | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| AFRICAN GOLD ACQUISITION C-A   | African Gold Acquisition Corp                            | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |    150000 | NS      | $30.00        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| AGBA GROUP HOLDING LTD         | AGBA Group Holding Ltd                                   | CUSIP: N/A<br>LEI: 5493006NA1XBERP7JE98       | N/A              | DE               | CORP              | US        |     51750 | NS      | $2194.25      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Arctos NorthStar Acquisition C | Arctos NorthStar Acquisition Corp                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     69108 | NS      | $697299.72    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| ARCTOS NORTHSTAR ACQUISIT-A    | Arctos NorthStar Acquisition Corp                        | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |      4777 | NS      | $202.07       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Kensington Capital Acquisition | Kensington Capital Acquisition Corp V                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    100000 | NS      | $1019500.00   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Keyarch Acquisition Corp       | Keyarch Acquisition Corp                                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    150000 | NS      | $1516500.00   | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| KEYARCH ACQUISITION CORP       | Keyarch Acquisition Corp                                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     75000 | NS      | $2062.50      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Keyarch Acquisition Corp       | Keyarch Acquisition Corp                                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    150000 | NS      | $10875.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| LAMINGTON ROAD DAC             | Lamington Road DAC                                       | CUSIP: BP5174662<br>LEI: 635400P3XQM8ZRLUPK27 | Long             | DBT              | CORP              | IE        |   1708119 | PA      | $886513.76    | 0.59%             | 2121-04-07      | Fixed         | 14.00%                | No            |                  3 | On Loan: No      |
| LAMINGTON ROAD DAC             | Lamington Road DAC                                       | CUSIP: BP5176733<br>LEI: 635400P3XQM8ZRLUPK27 | Long             | DBT              | CORP              | IE        |  15982622 | PA      | $639304.88    | 0.43%             | 2121-04-07      | Fixed         | 8.00%                 | No            |                  3 | On Loan: No      |
| Lamington Road Grantor Trust/T | Lamington Road Grantor Trust/The                         | CUSIP: N/A<br>LEI: 549300BZFIKWV81Y7272       | Long             | EC               | CORP              | KY        |    320690 | NS      | $18279.33     | 0.01%             |  |  |  | No            |                  3 | On Loan: No      |
| Leo Holdings Corp II           | Leo Holdings Corp II                                     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     99232 | NS      | $1001250.88   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| LEO HOLDINGS CORP II-CLASS A   | Leo Holdings Corp II                                     | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     12308 | NS      | $246.16       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| LIV Capital Acquisition Corp I | LIV Capital Acquisition Corp II                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | MX        |     94500 | NS      | $969570.00    | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| LIV CAPITAL ACQUISITION CO-A   | LIV Capital Acquisition Corp II                          | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     70875 | NS      | $3898.13      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Marlin Technology Corp         | Marlin Technology Corp                                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     17199 | NS      | $174225.87    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| MARLIN TECHNOLOGY CORP-A       | Marlin Technology Corp                                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |      5733 | NS      | $9.17         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Metals Acquisition Corp        | Metals Acquisition Corp                                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     49900 | NS      | $499249.50    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| MOTIVE CAPITAL CORP II-CL A    | Motive Capital Corp II                                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     79025 | NS      | $3168.98      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Nocturne Acquisition Corp      | Nocturne Acquisition Corp                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     75000 | NS      | $4162.50      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| OXBRIDGE ACQUISITION CORP      | Oxbridge Acquisition Corp                                | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     50000 | NS      | $1600.00      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Pershing Square Holdings Ltd/F | Pershing Square Holdings Ltd/Fund                        | CUSIP: N/A<br>LEI: U7LC4KOKCTZ0YWGI2G56       | Long             | EC               | RF                | US        |     10000 | NS      | $344700.00    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Rice Acquisition Corp II       | Rice Acquisition Corp II                                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    107500 | NS      | $1093275.00   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Screaming Eagle Acquisition Co | Screaming Eagle Acquisition Corp                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    200000 | NS      | $1988000.00   | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| SCREAMING EAGLE ACQ -CLASS A   | Screaming Eagle Acquisition Corp                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     50000 | NS      | $11785.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Pioneer Merger Corp            | Pioneer Merger Corp                                      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    190974 | NS      | $1936476.36   | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Social Capital Suvretta Holdin | Social Capital Suvretta Holdings Corp II                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     50000 | NS      | $503000.00    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Social Capital Suvretta Holdin | Social Capital Suvretta Holdings Corp IV                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     50000 | NS      | $502500.00    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Tailwind International Acquisi | Tailwind International Acquisition Corp                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     90200 | NS      | $910118.00    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| TAILWIND INTERNATIONAL ACQ-A   | Tailwind International Acquisition Corp                  | CUSIP: G8662F119<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     13400 | NS      | $54.94        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Vector Acquisition Corp II     | Vector Acquisition Corp II                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    102300 | NS      | $1033230.00   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Warburg Pincus Capital Corp I- | Warburg Pincus Capital Corp I-B                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     39000 | NS      | $393510.00    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Warburg Pincus Capital Corp I- | Warburg Pincus Capital Corp I-A                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     50000 | NS      | $505000.00    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| SIGNA SPORTS UNITED NV         | Signa Sports United NV                                   | CUSIP: N80029114<br>LEI: 98450001A668O1060629 | N/A              | DE               | CORP              | US        |     29000 | NS      | $2308.40      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Copper Property CTL Pass Throu | Copper Property CTL Pass Through Trust                   | CUSIP: 217519107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     39620 | NS      | $524965.00    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Crescent Capital BDC Inc       | Crescent Capital BDC Inc                                 | CUSIP: 225655109<br>LEI: 549300VPIZMU6OEE0V68 | Long             | EC               | CORP              | US        |     93701 | NS      | $1197498.78   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Aberdeen Asia-Pacific Income F | Aberdeen Asia-Pacific Income Fund Inc                    | CUSIP: 003009107<br>LEI: 549300J666ZH67203572 | Long             | EC               | RF                | US        |    560502 | NS      | $1474120.26   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Adams Diversified Equity Fund  | Adams Diversified Equity Fund Inc                        | CUSIP: 006212104<br>LEI: 5493005W7G81BNPP7M23 | Long             | EC               | RF                | US        |    322377 | NS      | $4687361.58   | 3.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Alset Capital Acquisition Corp | Alset Capital Acquisition Corp                           | CUSIP: 02115M109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     47500 | NS      | $475950.00    | 0.32%             |  |  |  | No            |                  2 | On Loan: No      |
| ALSET CAPITAL ACQUISITI-CL A   | Alset Capital Acquisition Corp                           | CUSIP: 02115M117<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     23750 | NS      | $1802.63      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Alset Capital Acquisition Corp | Alset Capital Acquisition Corp                           | CUSIP: 02115M125<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     47500 | NS      | $5225.00      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| AltC Acquisition Corp          | AltC Acquisition Corp                                    | CUSIP: 02156V109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    100000 | NS      | $992000.00    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Apollo Tactical Income Fund In | Apollo Tactical Income Fund Inc                          | CUSIP: 037638103<br>LEI: 549300JOTMM1DVBHF402 | Long             | EC               | RF                | US        |     96992 | NS      | $1175543.04   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| ARBOR RAPHA CAPITAL BIOHOLDI   | Arbor Rapha Capital Bioholdings Corp I                   | CUSIP: 03881F112<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     30933 | NS      | $1237.32      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| B Riley Principal 250 Merger C | B Riley Principal 250 Merger Corp                        | CUSIP: 05602L104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     99999 | NS      | $995990.04    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| B RILEY PRINCIPAL 250 MERG-A   | B Riley Principal 250 Merger Corp                        | CUSIP: 05602L112<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     33333 | NS      | $999.99       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Barings BDC Inc                | Barings BDC Inc                                          | CUSIP: 06759L103<br>LEI: 549300GSF4KFZP6ONG49 | Long             | EC               | CORP              | US        |    264766 | NS      | $2157842.90   | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| BIOTE CORP -A                  | Biote Corp                                               | CUSIP: 090683111<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     26521 | NS      | $6630.25      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| BlackRock California Municipal | BlackRock California Municipal Income Trust              | CUSIP: 09248E102<br>LEI: LE6236HQD6DXEGUHE217 | Long             | EC               | RF                | US        |    362769 | NS      | $3928788.27   | 2.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackstone Strategic Credit Fu | Blackstone Strategic Credit Fund                         | CUSIP: 09257R101<br>LEI: 549300YESIF051NRED20 | Long             | EC               | RF                | US        |     17663 | NS      | $186874.54    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackrock ESG Capital Allocati | Blackrock ESG Capital Allocation Trust                   | CUSIP: 09262F100<br>LEI: 549300EWOI5G0PSVIX17 | Long             | EC               | RF                | US        |    278710 | NS      | $3743075.30   | 2.51%             |  |  |  | No            |                  1 | On Loan: No      |
| SRH Total Return Fund Inc      | SRH Total Return Fund Inc                                | CUSIP: 101507101<br>LEI: 5493000XG0EMNJQ1SM17 | Long             | EC               | RF                | US        |    938037 | NS      | $11913069.90  | 7.99%             |  |  |  | No            |                  1 | On Loan: No      |
| BROOKFIELD DTLA FUND OFF       | Brookfield DTLA Fund Office Trust Investor Inc           | CUSIP: 112714209<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    171723 | NS      | $635375.10    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| CF ACQUISITION CORP VIII-A     | CF Acquisition Corp VIII                                 | CUSIP: 12520C117<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      8500 | NS      | $238.00       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| C5 Acquisition Corp            | C5 Acquisition Corp                                      | CUSIP: 12530D204<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    100000 | NS      | $1023000.00   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Creative Media & Community Tru | Creative Media & Community Trust Corp                    | CUSIP: 125525584<br>LEI: 549300X9XL9BLF80OY48 | Long             | EC               | CORP              | US        |     26801 | NS      | $131324.90    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Center Coast Brookfield MLP &  | Center Coast Brookfield MLP & Energy Infrastructure Fund | CUSIP: 151461209<br>LEI: 549300M8EZMVV1SP6N14 | Long             | EC               | RF                | US        |    108311 | NS      | $1879195.85   | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Central Securities Corp        | Central Securities Corp                                  | CUSIP: 155123102<br>LEI: 549300D87MQ4TEVRK235 | Long             | EC               | RF                | US        |    214394 | NS      | $7158401.27   | 4.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Churchill Capital Corp VI      | Churchill Capital Corp VI                                | CUSIP: 17143W101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     81000 | NS      | $809595.00    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| CHURCHILL CAPITAL CORP VI-A    | Churchill Capital Corp VI                                | CUSIP: 17143W119<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     16200 | NS      | $972.00       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Churchill Capital Corp VII     | Churchill Capital Corp VII                               | CUSIP: 17144M102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    124920 | NS      | $1245452.40   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| CHURCHILL CAPITAL CORP VII-A   | Churchill Capital Corp VII                               | CUSIP: 17144M110<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     24984 | NS      | $1234.21      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Churchill Capital Corp V       | Churchill Capital Corp V                                 | CUSIP: 17144T107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    105728 | NS      | $1050936.32   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| CHURCHILL CAPITAL CORP V-A     | Churchill Capital Corp V                                 | CUSIP: 17144T115<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     26432 | NS      | $2133.06      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| CION Investment Corp           | CION Investment Corp                                     | CUSIP: 17259U204<br>LEI: 549300XN70JLF94XKX80 | Long             | EC               | CORP              | US        |    822020 | NS      | $8014695.00   | 5.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Colombier Acquisition Corp     | Colombier Acquisition Corp                               | CUSIP: 19533H108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     99999 | NS      | $993990.06    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| COLOMBIER ACQUISITION CORP-A   | Colombier Acquisition Corp                               | CUSIP: 19533H116<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     33333 | NS      | $2523.31      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Concord Acquisition Corp II    | Concord Acquisition Corp II                              | CUSIP: 20607U108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     93029 | NS      | $925173.41    | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| CONYERS PARK III ACQUISITI-A   | Conyers Park III Acquisition Corp                        | CUSIP: 21289P110<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     99245 | NS      | $14787.51     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Cushing MLP & Infrastructure T | Cushing MLP & Infrastructure Total Return Fund/The       | CUSIP: 231631300<br>LEI: 5493006NXITDSHOHUT03 | Long             | EC               | RF                | US        |     51313 | NS      | $1722577.41   | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| NXG NextGen Infrastructure Inc | NXG NextGen Infrastructure Income Fund                   | CUSIP: 231647207<br>LEI: 549300MVVZW681ZGYD76 | Long             | EC               | RF                | US        |     19749 | NS      | $755794.23    | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| dMY Technology Group Inc VI    | dMY Technology Group Inc VI                              | CUSIP: 233247105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    118227 | NS      | $1188181.35   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| DTRT HEALTH ACQ CORP-A         | DTRT Health Acquisition Corp                             | CUSIP: 23344T111<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     38125 | NS      | $11433.69     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Delaware Enhanced Global Divid | Delaware Enhanced Global Dividend & Income Fund          | CUSIP: 246060107<br>LEI: A2NJVV301U26XNED1002 | Long             | EC               | RF                | US        |    334480 | NS      | $2608944.00   | 1.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Delaware Ivy High Income Oppor | Delaware Ivy High Income Opportunities Fund              | CUSIP: 246107106<br>LEI: 549300C130E3EJZ8ZQ39 | Long             | EC               | RF                | US        |     29962 | NS      | $328383.52    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Destra Multi-Alternative Fund  | Destra Multi-Alternative Fund                            | CUSIP: 25065A502<br>LEI: N/A                  | Long             | EC               | RF                | US        |    168573 | NS      | $1151353.59   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| DIGITAL HEALTH ACQUISTION CO   | Digital Health Acquisition Corp                          | CUSIP: 253893119<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |    116000 | NS      | $11310.00     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| Dividend and Income Fund       | Dividend and Income Fund                                 | CUSIP: 25538A204<br>LEI: 549300GQF37VFS5FKW75 | Long             | EC               | RF                | US        |    350673 | NS      | $3888963.57   | 2.61%             |  |  |  | No            |                  1 | On Loan: No      |
| DUNE ACQUISITION CORP-CL A     | Dune Acquisition Corp                                    | CUSIP: 265334110<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     19300 | NS      | $233.53       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance New York Municipal | Eaton Vance New York Municipal Bond Fund                 | CUSIP: 27827Y109<br>LEI: 5493003LD9U89XVQ7W91 | Long             | EC               | RF                | US        |    319151 | NS      | $2875550.51   | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| EDTECHX HOLDINGS II-CLASS A    | EdtechX Holdings Acquisition Corp II                     | CUSIP: 28139A110<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     55500 | NS      | $2439.06      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Ellsworth Growth and Income Fu | Ellsworth Growth and Income Fund Ltd                     | CUSIP: 289074106<br>LEI: 549300GYFOXHCDQTI772 | Long             | EC               | RF                | US        |     77150 | NS      | $615657.00    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| FS KKR Capital Corp            | FS KKR Capital Corp                                      | CUSIP: 302635206<br>LEI: 549300TYRSI1T21B1360 | Long             | EC               | CORP              | US        |    203874 | NS      | $3567795.00   | 2.39%             |  |  |  | No            |                  1 | On Loan: No      |
| FG Merger Corp                 | FG Merger Corp                                           | CUSIP: 30324Y101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    200000 | NS      | $2038000.00   | 1.37%             |  |  |  | No            |                  2 | On Loan: No      |
| FG MERGER CORP                 | FG Merger Corp                                           | CUSIP: 30324Y119<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |    150000 | NS      | $7500.00      | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| FAST ACQUISITION CORP II-A     | FAST Acquisition Corp II                                 | CUSIP: 311874119<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     30543 | NS      | $20463.81     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity Government Portfolio  | Fidelity Government Portfolio                            | CUSIP: 316175108<br>LEI: N/A                  | Long             | STIV             | RF                | US        |   3450930 | NS      | $3450929.66   | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| First Trust High Income Long/S | First Trust High Income Long/Short Fund                  | CUSIP: 33738E109<br>LEI: JUEVI6DHENZLPUBV7E49 | Long             | EC               | RF                | US        |     11379 | NS      | $130289.55    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| First Trust Dynamic Europe Equ | First Trust Dynamic Europe Equity Income Fund            | CUSIP: 33740D107<br>LEI: 549300YG1NBZKURU8L08 | Long             | EC               | RF                | US        |    506930 | NS      | $5718170.40   | 3.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Forum Merger IV Corp           | Forum Merger IV Corp                                     | CUSIP: 349875104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     96900 | NS      | $971907.00    | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| FORUM MERGER IV CORP-A         | Forum Merger IV Corp                                     | CUSIP: 349875112<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     24225 | NS      | $726.75       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Fusion Acquisition Corp II     | Fusion Acquisition Corp II                               | CUSIP: 36118N102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    139998 | NS      | $1405579.92   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| FUSION ACQUISITION CORP II-A   | Fusion Acquisition Corp II                               | CUSIP: 36118N110<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     46666 | NS      | $37.33        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| GX Acquisition Corp II         | GX Acquisition Corp II                                   | CUSIP: 36260F105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    150000 | NS      | $1501500.00   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| GX ACQUISITION CORP II-A       | GX Acquisition Corp II                                   | CUSIP: 36260F113<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     50000 | NS      | $39500.00     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| General American Investors Co  | General American Investors Co Inc                        | CUSIP: 368802104<br>LEI: 254900MHIF9G7IS1T951 | Long             | EC               | RF                | US        |    324541 | NS      | $11732157.15  | 7.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Graf Acquisition Corp IV       | Graf Acquisition Corp IV                                 | CUSIP: 384272100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    100000 | NS      | $995000.00    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| GRAF ACQUISITION CORP IV       | Graf Acquisition Corp IV                                 | CUSIP: 384272118<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     20000 | NS      | $1698.00      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| HNR Acquisition Corp           | HNR Acquisition Corp                                     | CUSIP: 40472A102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     63000 | NS      | $644490.00    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| HNR ACQUISITION CORP           | HNR Acquisition Corp                                     | CUSIP: 40472A128<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     63000 | NS      | $3780.00      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| High Income Securities Fund    | High Income Securities Fund                              | CUSIP: 42968F108<br>LEI: 25RM533JWPQG19PQ1G87 | Long             | EC               | RF                | US        |    242733 | NS      | $1577764.50   | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Highland Income Fund           | Highland Income Fund                                     | CUSIP: 43010E404<br>LEI: 254900CMUE9FRYL2UR80 | Long             | EC               | RF                | US        |    397753 | NS      | $4096855.90   | 2.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Howard Hughes Corp/The         | Howard Hughes Corp/The                                   | CUSIP: 44267D107<br>LEI: 549300BVHY25JZC1KI49 | Long             | EC               | CORP              | US        |     12000 | NS      | $917040.00    | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Hudson Acquisition I Corp      | Hudson Acquisition I Corp                                | CUSIP: 44364H209<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     25100 | NS      | $255769.00    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| IG ACQUISITION CORP-CLASS A    | IG Acquisition Corp                                      | CUSIP: 449534114<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     88173 | NS      | $2305.72      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| IMEDIA BRANDS INC              | iMedia Brands Inc                                        | CUSIP: 452465305<br>LEI: 5299009C9SZXPB0EEN07 | Long             | EP               | CORP              | US        |     37636 | NS      | $314260.60    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| INSIGHT ACQUISITION CORP-A     | Insight Acquisition Corp/DE                              | CUSIP: 45784L118<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     12450 | NS      | $70.97        | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| JUNIPER II CORP -CLASS A       | Juniper II Corp                                          | CUSIP: 48203N111<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |    104500 | NS      | $17075.30     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Landcadia Holdings IV Inc      | Landcadia Holdings IV Inc                                | CUSIP: 51477A104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    100000 | NS      | $1002000.00   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| LANDCADIA HOLDINGS IV INC-A    | Landcadia Holdings IV Inc                                | CUSIP: 51477A112<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     25000 | NS      | $2500.00      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Live Oak Crestview Climate Acq | Live Oak Crestview Climate Acquisition Corp              | CUSIP: 538086208<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1621 | NS      | $15950.64     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| Logan Ridge Finance Corp       | Logan Ridge Finance Corp                                 | CUSIP: 541098109<br>LEI: 5493007DZ22O2I4VJ124 | Long             | EC               | CORP              | US        |     68661 | NS      | $1535239.36   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Lument Finance Trust Inc       | Lument Finance Trust Inc                                 | CUSIP: 55025L108<br>LEI: 5493002OB7SJ4MVQY666 | Long             | EC               | CORP              | US        |     14493 | NS      | $27536.70     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| M3-Brigade Acquisition III Cor | M3-Brigade Acquisition III Corp                          | CUSIP: 55407R103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    159558 | NS      | $1617918.12   | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| M3-BRIGADE ACQUISITION -CL A   | M3-Brigade Acquisition III Corp                          | CUSIP: 55407R111<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     36666 | NS      | $14666.40     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| MASON INDUSTRIAL TECHN-CL A    | Mason Industrial Technology Inc                          | CUSIP: 57520Y114<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     75000 | NS      | $1500.00      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Mexico Equity and Income Fund  | Mexico Equity and Income Fund Inc/The                    | CUSIP: 592834105<br>LEI: 549300Q0OD8MQEFTBY23 | Long             | EC               | RF                | US        |    100100 | NS      | $878878.00    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| MFS Investment Grade Municipal | MFS Investment Grade Municipal Trust                     | CUSIP: 59318B108<br>LEI: TQV30XJRB3S7V50XRW52 | Long             | EC               | RF                | US        |     60598 | NS      | $431457.76    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| MFS High Yield Municipal Trust | MFS High Yield Municipal Trust                           | CUSIP: 59318E102<br>LEI: A8WLLLHJKX1MW5QPZU93 | Long             | EC               | RF                | US        |    262318 | NS      | $821055.34    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley Emerging Market | Morgan Stanley Emerging Markets Debt Fund Inc            | CUSIP: 61744H105<br>LEI: 879N34XPZOOCKFD26737 | Long             | EC               | RF                | US        |    326318 | NS      | $2134119.72   | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley Emerging Market | Morgan Stanley Emerging Markets Domestic Debt Fund Inc   | CUSIP: 617477104<br>LEI: 541YGIXZ6JJP4EZDJI96 | Long             | EC               | RF                | US        |     31026 | NS      | $136514.40    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Murphy Canyon Acquisition Corp | Murphy Canyon Acquisition Corp                           | CUSIP: 626642102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     94500 | NS      | $968625.00    | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| MURPHY CANYON ACQUISITION -A   | Murphy Canyon Acquisition Corp                           | CUSIP: 626642110<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     94500 | NS      | $6520.50      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Neuberger Berman California Mu | Neuberger Berman California Municipal Fund Inc           | CUSIP: 64123C101<br>LEI: 5493003VDAWQHC3PB533 | Long             | EC               | RF                | US        |     60829 | NS      | $687331.20    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Neuberger Berman New York Muni | Neuberger Berman New York Municipal Fund Inc             | CUSIP: 64124K102<br>LEI: 549300QBK683OL6H5P21 | Long             | EC               | RF                | US        |     69897 | NS      | $659128.71    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Neuberger Berman Next Generati | Neuberger Berman Next Generation Connectivity Fund Inc   | CUSIP: 64133Q108<br>LEI: 549300GRTFKXVB9LQE61 | Long             | EC               | RF                | US        |    419355 | NS      | $3814033.73   | 2.56%             |  |  |  | No            |                  1 | On Loan: No      |
| New America High Income Fund I | New America High Income Fund Inc/The                     | CUSIP: 641876800<br>LEI: V5LSTDFQKWGSW30MQ381 | Long             | EC               | RF                | US        |     45969 | NS      | $303395.40    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| AUTHENTIC EQUITY ACQUISITI-A   | Authentic Equity Acquisition Corp                        | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     54000 | NS      | $189.00       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Blockchain Coinvestors Acquisi | Blockchain Coinvestors Acquisition Corp I                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | KY        |     65000 | NS      | $666250.00    | 0.45%             |  |  |  | No            |                  2 | On Loan: No      |
| BLOCKCHAIN COINVESTORS -CL A   | Blockchain Coinvestors Acquisition Corp I                | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     32500 | NS      | $1625.00      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Cactus Acquisition Corp 1 Ltd  | Cactus Acquisition Corp 1 Ltd                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     81400 | NS      | $835164.00    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| CACTUS ACQUISITION CORP 1 LT   | Cactus Acquisition Corp 1 Ltd                            | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     40700 | NS      | $407.00       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| CARTESIAN GROWTH CORP II       | CARTESIAN GROWTH CORP II                                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     65958 | NS      | $676069.50    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| CARTESIAN GROWTH CORP II- A    | CARTESIAN GROWTH CORP II                                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     21986 | NS      | $4944.65      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Corner Growth Acquisition Corp | Corner Growth Acquisition Corp                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     99999 | NS      | $988990.11    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| CORNER GROWTH ACQUISITION-A    | Corner Growth Acquisition Corp                           | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     33333 | NS      | $1003.32      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| CORNER GROWTH ACQUISITION -A   | Corner Growth Acquisition Corp 2                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     14366 | NS      | $143.66       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| ANDRETTI ACQUISITION CORP-A    | Andretti Acquisition Corp                                | CUSIP: G26735129<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     72334 | NS      | $5092.31      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Elliott Opportunity II Corp    | Elliott Opportunity II Corp                              | CUSIP: N/A<br>LEI: 549300796AMMETN58424       | Long             | EC               | CORP              | US        |    100000 | NS      | $1008000.00   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| ELLIOTT OPPORTUNITY II COR-A   | Elliott Opportunity II Corp                              | CUSIP: N/A<br>LEI: 549300796AMMETN58424       | N/A              | DE               | CORP              | US        |    150000 | NS      | $7650.00      | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| Ares Acquisition Corp          | Ares Acquisition Corp                                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    100000 | NS      | $1007000.00   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| ARES ACQUISITION CORP-A        | Ares Acquisition Corp                                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     20000 | NS      | $9326.00      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Fifth Wall Acquisition Corp II | Fifth Wall Acquisition Corp III                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     73639 | NS      | $739335.56    | 0.50%             |  |  |  | No            |                  2 | On Loan: No      |
| FTAC Hera Acquisition Corp     | FTAC Hera Acquisition Corp                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    142000 | NS      | $1435620.00   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| FTAC HERA ACQUISITION CORP-A   | FTAC Hera Acquisition Corp                               | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     35500 | NS      | $976.25       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| G Squared Ascend II Inc        | G Squared Ascend II Inc                                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     67998 | NS      | $689499.72    | 0.46%             |  |  |  | No            |                  2 | On Loan: No      |
| G SQUARED ASCEND II INC -A     | G Squared Ascend II Inc                                  | CUSIP: G42041122<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     22666 | NS      | $568.92       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| INVESTCORP EUROPE ACQUISI-A    | Investcorp Europe Acquisition Corp I                     | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |    150000 | NS      | $375.00       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Jack Creek Investment Corp     | Jack Creek Investment Corp                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     81378 | NS      | $824359.14    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| JACK CREEK INVESTMENT C-CL A   | Jack Creek Investment Corp                               | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |    215689 | NS      | $45316.26     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-19

**Name of Applicant:** Special Opportunities Fund, Inc.

**Signature:** /s/ Andrew Dakos

**Name of Signer:** Andrew Dakos

**Title:** President