# EDGAR Filing Document

**Accession Number:** 0001467831
**File Stem:** 0001145549-23-006756
**Filing Date:** 2023-2
**Character Count:** 17849
**Document Hash:** 6e146e46c9136d1a1f1ae78af4bb76e1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-006756.hdr.sgml**: 20230216

**ACCESSION NUMBER**: 0001145549-23-006756

**CONFORMED SUBMISSION TYPE**: NPORT-P/A

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20220930

**FILED AS OF DATE**: 20230216

**DATE AS OF CHANGE**: 20230216

**PERIOD START**: 20220930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ETF Managers Trust
- **CENTRAL INDEX KEY:** 0001467831
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** NPORT-P/A
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22310
- **FILM NUMBER:** 23638530

**BUSINESS ADDRESS:**
- **STREET 1:** 30 MAPLE STREET
- **STREET 2:** SUITE 2
- **CITY:** SUMMIT
- **STATE:** NJ
- **ZIP:** 07901
- **BUSINESS PHONE:** (908) 897-0513

**MAIL ADDRESS:**
- **STREET 1:** 30 MAPLE STREET
- **STREET 2:** SUITE 2
- **CITY:** SUMMIT
- **STATE:** NJ
- **ZIP:** 07901

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FactorShares Trust
- **DATE OF NAME CHANGE:** 20090929

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FactorETF Trust
- **DATE OF NAME CHANGE:** 20090707

## Series and Classes Contracts Data

### ETFMG Alternative Harvest ETF (Series ID: S000051172)

| Class ID   | Class Name                    | Ticker Symbol   |
|:---|:---|:---|
| C000161092 | ETFMG Alternative Harvest ETF | MJ              |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ETF Managers Trust

- **b. Investment Company Act file number:** 811-22310

- **c. CIK number of Registrant:** 0001467831

- **d. LEI of Registrant:** 549300K4RW5UJ3CZL626

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 30 Maple Street

  - **City:** Summit

  - **State:** NJ

  - **Foreign country:** US

  - **Zip / Postal Code:** 07901

  - **Telephone number:** 908-897-0513

**Item A.2. Information about the Series.**

- **a. Name of Series:** ETFMG Alternative Harvest ETF

- **b. EDGAR series identifier (if any):** S000051172

- **c. LEI of Series:** 5493003O7BRWBH63XT11

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-09-30

- **b. Date as of which information is reported:** 2022-09-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $504744920.25

**Total Liabilities:** $180042173.31

**Net Assets:** $324702746.94

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000161092 | 1.20%                | 0.16%                | -20.96%              |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-372.92                 | $3605785.44                                |
| Month 2  | $-113442610.83           | $112983294.19                              |
| Month 3  | $-62339760.87            | $-24912464.81                              |

### Schedule of Portfolio Investments

| Name                                      | Title                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| AFC Gamma Inc                             | AFC Gamma Inc                              | CUSIP: 00109K105<br>LEI: 5493005G0MGS3E0E7218 | Long             | EC               | CORP              | US        |    489357 | NS      | $7487162.10   | 2.31%             |  |  |  | No            |                  1 | On Loan: —       |
| Agrify Corp                               | Agrify Corp                                | CUSIP: 00853E107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1104323 | NS      | $480380.51    | 0.15%             |  |  |  | No            |                  1 | On Loan: —       |
| Altria Group Inc                          | Altria Group Inc                           | CUSIP: 02209S103<br>LEI: XSGZFLO9YTNO9VCQV219 | Long             | EC               | CORP              | US        |     68853 | NS      | $2780284.14   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| British American Tobacco PLC              | British American Tobacco PLC               | CUSIP: N/A<br>LEI: 213800FKA5MF17RJKT63       | Long             | EC               | CORP              | GB        |     77791 | NS      | $2802445.92   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Scotts Miracle-Gro Co/The                 | Scotts Miracle-Gro Co/The                  | CUSIP: 810186106<br>LEI: 2TH9E0JTOUXOEGI2R879 | Long             | EC               | CORP              | US        |     37947 | NS      | $1622234.25   | 0.50%             |  |  |  | No            |                  1 | On Loan: —       |
| SNDL Inc                                  | SNDL Inc                                   | CUSIP: 83307B101<br>LEI: 549300O3OT13PHMLHI97 | Long             | EC               | CORP              | CA        |  12523678 | NS      | $27301618.04  | 8.41%             |  |  |  | No            |                  1 | On Loan: —       |
| Tilray Brands Inc                         | Tilray Brands Inc                          | CUSIP: 88688T100<br>LEI: 549300Y4V60733TO1478 | Long             | EC               | CORP              | CA        |   7862260 | NS      | $21621215.00  | 6.66%             |  |  |  | No            |                  1 | On Loan: —       |
| Turning Point Brands Inc                  | Turning Point Brands Inc                   | CUSIP: 90041L105<br>LEI: 549300IYG00QF0VVP302 | Long             | EC               | CORP              | US        |    125780 | NS      | $2670309.40   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| 22nd Century Group Inc                    | 22nd Century Group Inc                     | CUSIP: 90137F103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1595099 | NS      | $1479135.30   | 0.46%             |  |  |  | No            |                  1 | On Loan: —       |
| Vector Group Ltd                          | Vector Group Ltd                           | CUSIP: 92240M108<br>LEI: 549300TUIF4WWN6NDN50 | Long             | EC               | CORP              | US        |    273237 | NS      | $2407217.97   | 0.74%             |  |  |  | No            |                  1 | On Loan: —       |
| Village Farms International In            | Village Farms International Inc            | CUSIP: 92707Y108<br>LEI: 529900TR69X5FFZ6K955 | Long             | EC               | CORP              | CA        |    961081 | NS      | $1835664.71   | 0.57%             |  |  |  | No            |                  1 | On Loan: —       |
| WM Technology Inc                         | WM Technology Inc                          | CUSIP: 92971A109<br>LEI: 549300APSNIYJ4PTIL34 | Long             | EC               | CORP              | US        |   3652945 | NS      | $5881241.45   | 1.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Zynerba Pharmaceuticals Inc               | Zynerba Pharmaceuticals Inc                | CUSIP: 98986X109<br>LEI: 549300JLJ5VQU2CN6016 | Long             | EC               | CORP              | US        |   2258970 | NS      | $1653566.04   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Mount Vernon Liquid Assets Portfolio, LLC | Mount Vernon Liquid Assets Portfolio, LLC  | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | PF                | US        | 119035020 | NS      | $119035020.33 | 36.66%            |  |  |  | No            |                  1 | On Loan: No      |
| Empresas ICA SAB de CV                    | Empresas ICA SAB de CV                     | CUSIP: P37149104<br>LEI: N/A                  | Long             | EC               | CORP              | MX        |    155893 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Auxly Cannabis Group Inc                  | Auxly Cannabis Group Inc                   | CUSIP: 05335P109<br>LEI: 549300Y0HPQ6B7DCNG82 | Long             | EC               | CORP              | CA        |  37661739 | NS      | $1226899.96   | 0.38%             |  |  |  | No            |                  1 | On Loan: —       |
| MediPharm Labs Corp                       | MediPharm Labs Corp                        | CUSIP: 58504D100<br>LEI: 875500SIGS9KXW34K754 | Long             | EC               | CORP              | CA        |   5469051 | NS      | $277144.51    | 0.09%             |  |  |  | No            |                  1 | On Loan: —       |
| Charlottes Web Holdings Inc               | Charlottes Web Holdings Inc                | CUSIP: 16106R109<br>LEI: 5493008O89WUQELR8M88 | Long             | EC               | CORP              | US        |   7608937 | NS      | $3139750.31   | 0.97%             |  |  |  | No            |                  1 | On Loan: —       |
| High Tide Inc                             | High Tide Inc                              | CUSIP: 42981E401<br>LEI: 529900J22WX18I890H12 | Long             | EC               | CORP              | CA        |   2955975 | NS      | $4087242.37   | 1.26%             |  |  |  | No            |                  1 | On Loan: —       |
| Valens Co Inc/The                         | Valens Co Inc/The                          | CUSIP: 91914P603<br>LEI: 894500EMQAMN2XU3CJ29 | Long             | EC               | CORP              | CA        |   3877556 | NS      | $2638652.51   | 0.81%             |  |  |  | No            |                  1 | On Loan: —       |
| Swedish Match AB                          | Swedish Match AB                           | CUSIP: N/A<br>LEI: 529900YVXCGNWAUYZG78       | Long             | EC               | CORP              | SE        |    286991 | NS      | $2844657.20   | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Incannex Healthcare Ltd                   | Incannex Healthcare Ltd                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | AU        |  48881193 | NS      | $8598412.43   | 2.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Scandinavian Tobacco Group A/S            | Scandinavian Tobacco Group A/S             | CUSIP: K8553U105<br>LEI: 5299003KG4JS99TRML67 | Long             | EC               | CORP              | DK        |    160914 | NS      | $2343768.14   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Jazz Pharmaceuticals PLC                  | Jazz Pharmaceuticals PLC                   | CUSIP: N/A<br>LEI: 635400GAUMJCLEZRRV50       | Long             | EC               | CORP              | IE        |     20154 | NS      | $2686326.66   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Intercure Ltd                             | Intercure Ltd                              | CUSIP: N/A<br>LEI: 549300KI5ESXF8F5GP06       | Long             | EC               | CORP              | IL        |   1862925 | NS      | $8401791.75   | 2.59%             |  |  |  | No            |                  1 | On Loan: —       |
| Imperial Brands PLC                       | Imperial Brands PLC                        | CUSIP: N/A<br>LEI: 549300DFVPOB67JL3A42       | Long             | EC               | CORP              | GB        |    136584 | NS      | $2828915.39   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Aurora Cannabis Inc                       | Aurora Cannabis Inc                        | CUSIP: 05156X884<br>LEI: 549300F6VHCLKCUWDT34 | Long             | EC               | CORP              | CA        |  10422672 | NS      | $12715659.84  | 3.92%             |  |  |  | No            |                  1 | On Loan: —       |
| Canopy Growth Corp                        | Canopy Growth Corp                         | CUSIP: 138035100<br>LEI: 529900CSD7NH1UBC9X07 | Long             | EC               | CORP              | CA        |  10963644 | NS      | $29930748.12  | 9.22%             |  |  |  | No            |                  1 | On Loan: —       |
| Chicago Atlantic Real Estate F            | Chicago Atlantic Real Estate Finance Inc   | CUSIP: 167239102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    458709 | NS      | $6609996.69   | 2.04%             |  |  |  | No            |                  1 | On Loan: —       |
| Corbus Pharmaceuticals Holding            | Corbus Pharmaceuticals Holdings Inc        | CUSIP: 21833P103<br>LEI: 529900MX6XCNZC7MM155 | Long             | EC               | CORP              | US        |   4710319 | NS      | $777202.64    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Cronos Group Inc                          | Cronos Group Inc                           | CUSIP: 22717L101<br>LEI: 549300CWB04E8UOTWX71 | Long             | EC               | CORP              | CA        |   9264592 | NS      | $26126149.44  | 8.05%             |  |  |  | No            |                  1 | On Loan: —       |
| ETFMG US Alternative Harvest E            | ETFMG US Alternative Harvest ETF           | CUSIP: 26924G755<br>LEI: 549300WCURV52FYKK198 | Long             | EC               | RF                | US        |  38873845 | NS      | $83831446.74  | 25.82%            |  |  |  | No            |                  1 | On Loan: —       |
| ETFMG Sit Ultra Short ETF                 | ETFMG Sit Ultra Short ETF                  | CUSIP: 26924G789<br>LEI: N/A                  | Long             | EC               | RF                | US        |  29445000 | NS      | $57690000.00  | 17.77%            |  |  |  | No            |                  1 | On Loan: No      |
| First American Government Obli            | First American Government Obligations Fund | CUSIP: 31846V336<br>LEI: 549300R5MYM6VZF1RM44 | Long             | STIV             | RF                | US        |   4245183 | NS      | $4245183.43   | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| GrowGeneration Corp                       | GrowGeneration Corp                        | CUSIP: 39986L109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   2938255 | NS      | $10283892.50  | 3.17%             |  |  |  | No            |                  1 | On Loan: —       |
| HEXO Corp                                 | HEXO Corp                                  | CUSIP: 428304307<br>LEI: 529900NCXLID5EDY2E78 | Long             | EC               | CORP              | CA        |  22940311 | NS      | $3982437.99   | 1.23%             |  |  |  | No            |                  1 | On Loan: —       |
| Hydrofarm Holdings Group Inc              | Hydrofarm Holdings Group Inc               | CUSIP: 44888K209<br>LEI: 5493005Y60YG0W2FYJ83 | Long             | EC               | CORP              | US        |   1994258 | NS      | $3868860.52   | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Innovative Industrial Properti            | Innovative Industrial Properties Inc       | CUSIP: 45781V101<br>LEI: 5493008BQ0545EZXRR30 | Long             | EC               | CORP              | US        |     66195 | NS      | $5858257.50   | 1.80%             |  |  |  | No            |                  1 | On Loan: —       |
| Leafly Holdings Inc                       | Leafly Holdings Inc                        | CUSIP: 52178J105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    932936 | NS      | $633463.54    | 0.20%             |  |  |  | No            |                  1 | On Loan: —       |
| Organigram Holdings Inc                   | Organigram Holdings Inc                    | CUSIP: 68620P101<br>LEI: 529900J3EQ1VWW76L728 | Long             | EC               | CORP              | CA        |  13461740 | NS      | $11733252.58  | 3.61%             |  |  |  | No            |                  1 | On Loan: —       |
| Philip Morris International In            | Philip Morris International Inc            | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |     31096 | NS      | $2581278.96   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Mativ Holdings Inc                        | Mativ Holdings Inc                         | CUSIP: 808541106<br>LEI: 549300Z1FU4IDULG1R21 | Long             | EC               | CORP              | US        |    152183 | NS      | $3360200.64   | 1.03%             |  |  |  | No            |                  1 | On Loan: —       |

### Signature

**Date Signed:** 2023-02-16

**Name of Applicant:** ETF Managers Trust

**Signature:** /s/ John Flanagan

**Name of Signer:** John Flanagan

**Title:** Chief Financial Officer