# EDGAR Filing Document

**Accession Number:** 0000893951
**File Stem:** 0000893951-25-000004
**Filing Date:** 2025-9
**Character Count:** 2765
**Document Hash:** bdf648db4d3b65324e4fa89517604705
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000893951-25-000004.hdr.sgml**: 20250929

**ACCESSION NUMBER**: 0000893951-25-000004

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250929

**DATE AS OF CHANGE**: 20250929

**EFFECTIVENESS DATE**: 20250929

**PERIOD START**: 20240701

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HEROLD & LANTERN INVESTMENTS, INC.
- **CENTRAL INDEX KEY:** 0000893951

**ORGANIZATION NAME:**
- **EIN:** 113122910
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-45285
- **FILM NUMBER:** 251356164

**BUSINESS ADDRESS:**
- **STREET 1:** 35 PINELAWN ROAD
- **STREET 2:** SUITE 101E
- **CITY:** MELVILLE
- **STATE:** NY
- **ZIP:** 11747
- **BUSINESS PHONE:** (631) 454-2000

**MAIL ADDRESS:**
- **STREET 1:** 35 PINELAWN ROAD
- **STREET 2:** SUITE 101E
- **CITY:** MELVILLE
- **STATE:** NY
- **ZIP:** 11747

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LANTERN INVESTMENTS, INC.
- **DATE OF NAME CHANGE:** 20201106

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HEROLD & LANTERN INVESTMENTS, INC.
- **DATE OF NAME CHANGE:** 20201103

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LANTERN INVESTMENTS, INC.
- **DATE OF NAME CHANGE:** 20020222

### Attached PDF Documents

**Attachment 1:** `public063025.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000893951

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 07-01-2024

**Report Period End Date:** 06-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** HEROLD & LANTERN INVESTMENTS, INC.

**Business Address:** 35 PINELAWN ROAD, SUITE 101E, MELVILLE, NY, 11747

**Contact Person:** Keith Lanton

**Contact Phone:** 631-454-2000

### Independent Public Accountant Identification

**Accountant Name:** Weisberg, Mole Krantz & Goldfarb

**Accountant Address:** 185 Crossways Park Drive, Woodbury, NY, 11747

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Keith Lanton**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **HEROLD & LANTERN INVESTMENTS, INC.**, as of **09-29-2025**, are true and correct.

**Signature:** Keith Lanton

**Title:** President

**Notarized:** Yes