# EDGAR Filing Document

**Accession Number:** 0001569356
**File Stem:** 0001569356-26-000003
**Filing Date:** 2026-5
**Character Count:** 31057
**Document Hash:** 9c901134224a38392fadb80b885b01f1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001569356-26-000003.hdr.sgml**: 20260513

**ACCESSION NUMBER**: 0001569356-26-000003

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260513

**DATE AS OF CHANGE**: 20260512

**EFFECTIVENESS DATE**: 20260513

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NINE MASTS CAPITAL Ltd
- **CENTRAL INDEX KEY:** 0001569356

**ORGANIZATION NAME:**
- **EIN:** 980691159

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-16783
- **FILM NUMBER:** 26970061

**BUSINESS ADDRESS:**
- **STREET 1:** LEVEL 20, ONE IFC
- **STREET 2:** 1 HARBOUR VIEW STREET
- **CITY:** CENTRAL
- **STATE:** K3
- **ZIP:** HONG KONG
- **BUSINESS PHONE:** 852 2105 5800

**MAIL ADDRESS:**
- **STREET 1:** LEVEL 20, ONE IFC
- **STREET 2:** 1 HARBOUR VIEW STREET
- **CITY:** CENTRAL
- **STATE:** K3
- **ZIP:** HONG KONG

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** NINE MASTS CAPITAL Ltd<br>**Address:** LEVEL 20 ONE IFC<br>1 HARBOUR VIEW STREET<br>CENTRAL, K3 HONG KONG

**Form 13F File Number:** 028-16783

**CRD Number (if applicable):** 000162024

**SEC File Number (if applicable):** 802-75667

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Irene Backenhorn<br>**Title:** Chief Compliance Officer<br>**Phone:** 8-522-105-5803

**Signature, Place, and Date of Signing:**

/s/  Irene Backenhorn  Hong Kong, K3  05-12-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 249

**Form 13F Information Table Value Total:** $692603474

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 1 800 FLOWERS COM INC | CL A | 68243Q106 | BBG001S60YV4 | 41311 | 13589 | SH |  | SOLE |  | 13589 | 0 | 0 |
| 8X8 INC NEW | COM | 282914100 | BBG001S6JC97 | 25864 | 15581 | SH |  | SOLE |  | 15581 | 0 | 0 |
| ABIVAX SA | SPONSORED ADS | 00370M103 | BBG01JLQNZV9 | 835125 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| ACCENDRA HEALTH INC | COM | 690732102 | BBG001S72KY7 | 51010 | 22373 | SH |  | SOLE |  | 22373 | 0 | 0 |
| ACTINIUM PHARMACEUTICALS INC | COM | 00507W206 | BBG001SV3L17 | 35061 | 35227 | SH |  | SOLE |  | 35227 | 0 | 0 |
| AEMETIS INC | COM NEW | 00770K202 | BBG001SCST33 | 35441 | 11110 | SH |  | SOLE |  | 11110 | 0 | 0 |
| AES CORP | COM | 00130H105 | BBG001S6B1L5 | 13807383 | 979942 | SH |  | SOLE |  | 979942 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | NOTE 0.500% 6/0 | 01609WBG6 |  | 147207500 | 106000 | PRN |  | SOLE |  | 106000 | 0 | 0 |
| ALIGHT INC | COM CL A | 01626W101 | BBG00H00J2Q8 | 25130 | 43127 | SH |  | SOLE |  | 43127 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 | BBG009S39JY5 | 472230 | 15900 | SH | Call | SOLE |  | 15900 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 | BBG009S39JY5 | 1408000 | 32000 | SH | Put | SOLE |  | 32000 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 | BBG009S3NB21 | 68532001 | 238904 | SH |  | SOLE |  | 238904 | 0 | 0 |
| ALT5 SIGMA CORP | COM | 47089W104 | BBG001S6Y4N2 | 26557 | 23925 | SH |  | SOLE |  | 23925 | 0 | 0 |
| ALTIMMUNE INC | COM NEW | 02155H200 | BBG001SNS461 | 36498 | 11850 | SH |  | SOLE |  | 11850 | 0 | 0 |
| ALX ONCOLOGY HLDGS INC | COM | 00166B105 | BBG00VR8SF73 | 41349 | 20623 | SH |  | SOLE |  | 20623 | 0 | 0 |
| AMCOR PLC | COM NEW | G0250X149 | BBG00LNJRQ18 | 477000 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| AMERICAN BITCOIN CORP. | COM CL A | 02462A104 | BBG00MS8GZQ0 | 19008 | 20562 | SH |  | SOLE |  | 20562 | 0 | 0 |
| AMERICAN TOWER CORP | COM | 03027X100 | BBG001S5NPQ6 | 207900 | 33000 | SH | Call | SOLE |  | 33000 | 0 | 0 |
| AMERICAN TOWER CORP | COM | 03027X100 | BBG001S5NPQ6 | 770000 | 50000 | SH | Put | SOLE |  | 50000 | 0 | 0 |
| APARTMENT INVT  MGMT CO | CL A | 03748R747 | BBG001S876N3 | 44103 | 10836 | SH |  | SOLE |  | 10836 | 0 | 0 |
| APELLIS PHARMACEUTICALS INC | COM | 03753U106 | BBG007KGRPZ3 | 3921540 | 97478 | SH |  | SOLE |  | 97478 | 0 | 0 |
| APPLOVIN CORP | COM CL A | 03831W108 | BBG006HFPX86 | 98395 | 1100 | SH | Call | SOLE |  | 1100 | 0 | 0 |
| APPLOVIN CORP | COM CL A | 03831W108 | BBG006HFPX86 | 553400 | 4000 | SH | Put | SOLE |  | 4000 | 0 | 0 |
| ASE TECHNOLOGY HLDG CO LTD | SPONSORED ADS | 00215W100 | BBG00KLHLBL3 | 15928105 | 777180 | SH |  | SOLE |  | 777180 | 0 | 0 |
| ASTRAZENECA PLC | ORD | G0593M107 | BBG001SCNW31 | 394440 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| BILL HOLDINGS INC | NOTE 4/0 | 090043AF7 |  | 4458750 | 5000 | PRN |  | SOLE |  | 5000 | 0 | 0 |
| BIOMEA FUSION INC | COM | 09077A106 | BBG00YS4WDD8 | 49682 | 32472 | SH |  | SOLE |  | 32472 | 0 | 0 |
| BIT DIGITAL INC | SHS | G1144A105 | BBG00JM2HWD6 | 22799 | 17404 | SH |  | SOLE |  | 17404 | 0 | 0 |
| BLACK DIAMOND THERAPEUTICS I | COM | 09203E105 | BBG00MS4Y0X8 | 37927 | 17806 | SH |  | SOLE |  | 17806 | 0 | 0 |
| BLINK CHARGING CO | COM | 09354A100 | BBG001T2HMC1 | 32833 | 57917 | SH |  | SOLE |  | 57917 | 0 | 0 |
| BRAEMAR HOTELS  RESORTS INC | COM | 10482B101 | BBG004PW8567 | 34890 | 14784 | SH |  | SOLE |  | 14784 | 0 | 0 |
| BRC INC | COM CL A | 05601U105 | BBG0157C6630 | 36951 | 47605 | SH |  | SOLE |  | 47605 | 0 | 0 |
| BRIGHTHOUSE FINL INC | COM | 10922N103 | BBG00DYPZ4V7 | 4238785 | 70788 | SH |  | SOLE |  | 70788 | 0 | 0 |
| BRIGHTHOUSE FINL INC | COM | 10922N103 | BBG00DYPZ4V7 | 148150 | 71500 | SH | Put | SOLE |  | 71500 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 | BBG00KHY5SY8 | 442830 | 8700 | SH | Call | SOLE |  | 8700 | 0 | 0 |
| BROOKFIELD RENEWABLE ENERGY | PARTNERSHIP UNIT | G16258108 | BBG001SDHPH6 | 2380044 | 72918 | SH |  | SOLE |  | 72918 | 0 | 0 |
| BTCS INC | COM NEW | 05581M404 | BBG001T3BGY4 | 23905 | 17198 | SH |  | SOLE |  | 17198 | 0 | 0 |
| C4 THERAPEUTICS INC | COM STK | 12529R107 | BBG00BV2Y9C6 | 37233 | 14157 | SH |  | SOLE |  | 14157 | 0 | 0 |
| CAESARS ENTERTAINMENT INC NE | COM | 12769G100 | BBG0074Q3NL5 | 73850 | 70000 | SH | Call | SOLE |  | 70000 | 0 | 0 |
| CALAMOS STRATEGIC TOTAL RETU | COM SH BEN INT | 128125101 | BBG001SC0HR3 | 473591 | 27663 | SH |  | SOLE |  | 27663 | 0 | 0 |
| CAMBRIA ETF TR | TAIL RISK | 132061862 | BBG00GD9FG17 | 1499056 | 128015 | SH |  | SOLE |  | 128015 | 0 | 0 |
| CANTALOUPE INC | COM | 138103106 | BBG001S96MW7 | 1586216 | 146736 | SH |  | SOLE |  | 146736 | 0 | 0 |
| CANTALOUPE INC | COM | 138103106 | BBG001S96MW7 | 12500 | 100000 | SH | Put | SOLE |  | 100000 | 0 | 0 |
| CAPITAL ONE FINL CORP | COM | 14040H105 | BBG001S65PV8 | 161998 | 888 | SH |  | SOLE |  | 888 | 0 | 0 |
| CAPITAL ONE FINL CORP | COM | 14040H105 | BBG001S65PV8 | 7050 | 17100 | SH | Call | SOLE |  | 17100 | 0 | 0 |
| CAPITAL ONE FINL CORP | COM | 14040H105 | BBG001S65PV8 | 781425 | 11500 | SH | Put | SOLE |  | 11500 | 0 | 0 |
| CARIBOU BIOSCIENCES INC | COM | 142038108 | BBG008G28LH7 | 39163 | 20612 | SH |  | SOLE |  | 20612 | 0 | 0 |
| CENTURY CASINOS INC | COM | 156492100 | BBG001S6MDN5 | 44385 | 31932 | SH |  | SOLE |  | 31932 | 0 | 0 |
| CERUS CORP | COM | 157085101 | BBG001S97DG4 | 39199 | 21538 | SH |  | SOLE |  | 21538 | 0 | 0 |
| CHEVRON CORPORATION | COM | 166764100 | BBG001S67ZC5 | 1357250 | 30500 | SH | Call | SOLE |  | 30500 | 0 | 0 |
| CHEVRON CORPORATION | COM | 166764100 | BBG001S67ZC5 | 494700 | 68000 | SH | Put | SOLE |  | 68000 | 0 | 0 |
| CLARUS CORP NEW | COM | 18270P109 | BBG001SBNNC3 | 43558 | 16014 | SH |  | SOLE |  | 16014 | 0 | 0 |
| CLEAN ENERGY FUELS CORP | COM | 184499101 | BBG001SPD4H0 | 41736 | 16829 | SH |  | SOLE |  | 16829 | 0 | 0 |
| CLEARWATER ANALYTICS HLDGS I | CL A | 185123106 | BBG012C765M3 | 13757536 | 581714 | SH |  | SOLE |  | 581714 | 0 | 0 |
| CLEARWATER ANALYTICS HLDGS I | CL A | 185123106 | BBG012C765M3 | 77675 | 369000 | SH | Put | SOLE |  | 369000 | 0 | 0 |
| COCA COLA CO | COM | 191216100 | BBG001S5SMQ8 | 12472 | 164 | SH |  | SOLE |  | 164 | 0 | 0 |
| COCA COLA CO | COM | 191216100 | BBG001S5SMQ8 | 103950 | 10500 | SH | Call | SOLE |  | 10500 | 0 | 0 |
| COHERUS ONCOLOGY INC | COM | 19249H103 | BBG0063N8V87 | 38900 | 23018 | SH |  | SOLE |  | 23018 | 0 | 0 |
| COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | BBG001S89L85 | 45067 | 15329 | SH |  | SOLE |  | 15329 | 0 | 0 |
| CONDUENT INC | COM | 206787103 | BBG00C1BZMV6 | 33462 | 26142 | SH |  | SOLE |  | 26142 | 0 | 0 |
| CONOCOPHILLIPS | COM | 20825C104 | BBG001S5TZM2 | 1718840 | 88600 | SH | Call | SOLE |  | 88600 | 0 | 0 |
| CONOCOPHILLIPS | COM | 20825C104 | BBG001S5TZM2 | 1207500 | 100000 | SH | Put | SOLE |  | 100000 | 0 | 0 |
| CONSTELLATION ENERGY CORP | COM | 21037T109 | BBG014KFRPJ9 | 295680 | 6600 | SH | Call | SOLE |  | 6600 | 0 | 0 |
| CONSTELLATION ENERGY CORP | COM | 21037T109 | BBG014KFRPJ9 | 208800 | 4000 | SH | Put | SOLE |  | 4000 | 0 | 0 |
| COTY INC | COM CL A | 222070203 | BBG001S8GLM1 | 29575 | 14714 | SH |  | SOLE |  | 14714 | 0 | 0 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 | BBG00BLYKRZ7 | 137750 | 2500 | SH | Call | SOLE |  | 2500 | 0 | 0 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 | BBG00BLYKRZ7 | 362400 | 4000 | SH | Put | SOLE |  | 4000 | 0 | 0 |
| DARDEN RESTAURANTS INC | COM | 237194105 | BBG001S5QM08 | 241740 | 15800 | SH | Call | SOLE |  | 15800 | 0 | 0 |
| DATAVAULT AI INC | COM SHS | 86633R609 | BBG00KLHTKR9 | 39420 | 63756 | SH |  | SOLE |  | 63756 | 0 | 0 |
| DEFINITIVE HEALTHCARE CORP | CLASS A COM | 24477E103 | BBG01282ZKG1 | 33506 | 27241 | SH |  | SOLE |  | 27241 | 0 | 0 |
| DIAMONDBACK ENERGY INC | COM | 25278X109 | BBG002PHSZN7 | 482230 | 20000 | SH | Call | SOLE |  | 20000 | 0 | 0 |
| DIAMONDBACK ENERGY INC | COM | 25278X109 | BBG002PHSZN7 | 165000 | 20000 | SH | Put | SOLE |  | 20000 | 0 | 0 |
| DIGITALBRIDGE GROUP INC | CL A NEW | 25401T603 | BBG00D30HGN8 | 1205705 | 78191 | SH |  | SOLE |  | 78191 | 0 | 0 |
| DOCGO INC | COM | 256086109 | BBG00YB8JBL7 | 43251 | 68750 | SH |  | SOLE |  | 68750 | 0 | 0 |
| DOMINION ENERGY INC | COM | 25746U109 | BBG001S5QCP3 | 249600 | 41600 | SH | Call | SOLE |  | 41600 | 0 | 0 |
| DOMINION ENERGY INC | COM | 25746U109 | BBG001S5QCP3 | 180600 | 42000 | SH | Put | SOLE |  | 42000 | 0 | 0 |
| ELECTRONIC ARTS INC | COM | 285512109 | BBG001S5T5C9 | 21853029 | 107191 | SH |  | SOLE |  | 107191 | 0 | 0 |
| ELECTRONIC ARTS INC | COM | 285512109 | BBG001S5T5C9 | 245000 | 100000 | SH | Put | SOLE |  | 100000 | 0 | 0 |
| ELI LILLY  CO | COM | 532457108 | BBG001S5STL8 | 413897 | 450 | SH |  | SOLE |  | 450 | 0 | 0 |
| EMPIRE PETE CORP | COM | 292034303 | BBG001S5QVS8 | 35422 | 11967 | SH |  | SOLE |  | 11967 | 0 | 0 |
| EVOLENT HEALTH INC | CL A | 30050B101 | BBG005CHLMB3 | 37121 | 16281 | SH |  | SOLE |  | 16281 | 0 | 0 |
| EXPENSIFY INC | COM CL A | 30219Q106 | BBG009PWV0M3 | 32671 | 37557 | SH |  | SOLE |  | 37557 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 | BBG001S69V32 | 520000 | 10400 | SH | Call | SOLE |  | 10400 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 | BBG001S69V32 | 41265 | 63000 | SH | Put | SOLE |  | 63000 | 0 | 0 |
| FIFTH THIRD BANCORP | COM | 316773100 | BBG001S5R6S2 | 272210 | 83800 | SH | Call | SOLE |  | 83800 | 0 | 0 |
| FIFTH THIRD BANCORP | COM | 316773100 | BBG001S5R6S2 | 227700 | 46000 | SH | Put | SOLE |  | 46000 | 0 | 0 |
| FILANA THERAPEUTICS INC | COM | 14817C107 | BBG001SCKXX9 | 45811 | 27107 | SH |  | SOLE |  | 27107 | 0 | 0 |
| FORD MTR CO | COM | 345370860 | BBG001S5TZ33 | 348336 | 385300 | SH | Call | SOLE |  | 385300 | 0 | 0 |
| FORD MTR CO | COM | 345370860 | BBG001S5TZ33 | 741040 | 251500 | SH | Put | SOLE |  | 251500 | 0 | 0 |
| FOX CORP | CL B COM | 35137L204 | BBG00JHNKKR3 | 33743723 | 635475 | SH |  | SOLE |  | 635475 | 0 | 0 |
| FULL HSE RESORTS INC | COM | 359678109 | BBG001S7D9G0 | 35066 | 15585 | SH |  | SOLE |  | 15585 | 0 | 0 |
| FUTU HLDGS LTD | SPON ADS CL A | 36118L106 | BBG00MYXW5H6 | 93848 | 4300 | SH | Call | SOLE |  | 4300 | 0 | 0 |
| FUTU HLDGS LTD | SPON ADS CL A | 36118L106 | BBG00MYXW5H6 | 305500 | 10000 | SH | Put | SOLE |  | 10000 | 0 | 0 |
| FUTUREFUEL CORP | COM | 36116M106 | BBG001SNX0W4 | 49211 | 12782 | SH |  | SOLE |  | 12782 | 0 | 0 |
| GALECTIN THERAPEUTICS INC | COM NEW | 363225202 | BBG001S9NYW2 | 53914 | 19324 | SH |  | SOLE |  | 19324 | 0 | 0 |
| GENELUX CORPORATION | COM | 36870H103 | BBG0044BNBY5 | 42285 | 17473 | SH |  | SOLE |  | 17473 | 0 | 0 |
| GETTY IMAGES HOLDINGS INC | CL A COM | 374275105 | BBG017RQJJH6 | 26632 | 33567 | SH |  | SOLE |  | 33567 | 0 | 0 |
| GLOBAL PMTS INC | NOTE 1.500% 3/0 | 37940XAU6 |  | 7505934 | 8500 | PRN |  | SOLE |  | 8500 | 0 | 0 |
| GOHEALTH INC | CL A NEW | 38046W204 | BBG00VM24CK9 | 29021 | 19219 | SH |  | SOLE |  | 19219 | 0 | 0 |
| GOPRO INC | CL A | 38268T103 | BBG001V0YJ76 | 31622 | 41067 | SH |  | SOLE |  | 41067 | 0 | 0 |
| GOSSAMER BIO INC | COM | 38341P102 | BBG00MVWLMC1 | 37701 | 114766 | SH |  | SOLE |  | 114766 | 0 | 0 |
| HDFC BANK LTD | SPONSORED ADS | 40415F101 | BBG001SJB7J7 | 47292128 | 1900809 | SH |  | SOLE |  | 1900809 | 0 | 0 |
| HEALTH CATALYST INC | COM | 42225T107 | BBG00LDPZMT5 | 28685 | 22587 | SH |  | SOLE |  | 22587 | 0 | 0 |
| HERON THERAPEUTICS INC | COM | 427746102 | BBG001SB92D4 | 42725 | 53399 | SH |  | SOLE |  | 53399 | 0 | 0 |
| HF FOODS GROUP INC | COM | 40417F109 | BBG00HMS9NG9 | 34184 | 18478 | SH |  | SOLE |  | 18478 | 0 | 0 |
| HIMS  HERS HEALTH INC | COM CL A | 433000106 | BBG00Q5LQWK9 | 519000 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| HOLOGIC INC | COM | 436440101 | BBG001S6HWB2 | 16977968 | 224606 | SH |  | SOLE |  | 224606 | 0 | 0 |
| HUMACYTE INC | COM | 44486Q103 | BBG00XPPT7T6 | 33086 | 54535 | SH |  | SOLE |  | 54535 | 0 | 0 |
| INOVIO PHARMACEUTICALS INC | COM SHS | 45773H409 | BBG001S5RHZ0 | 45792 | 26317 | SH |  | SOLE |  | 26317 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | BBG001S9GN63 | 19108121 | 33106 | SH |  | SOLE |  | 33106 | 0 | 0 |
| INVIVYD INC | COM | 00534A102 | BBG00W4ML048 | 45107 | 34698 | SH |  | SOLE |  | 34698 | 0 | 0 |
| IRONWOOD PHARMACEUTICALS INC | COM CL A | 46333X108 | BBG001SNZLM7 | 47480 | 13527 | SH |  | SOLE |  | 13527 | 0 | 0 |
| ISHARES TR | EXPANDED TECH | 464287515 | BBG001S7W2J1 | 52500 | 420000 | SH | Call | SOLE |  | 420000 | 0 | 0 |
| ISHARES TR | EXPANDED TECH | 464287515 | BBG001S7W2J1 | 48750 | 25000 | SH | Put | SOLE |  | 25000 | 0 | 0 |
| JANUS HENDERSON GROUP PLC | ORD SHS | G4474Y214 | BBG00GSNPMQ9 | 2787028 | 54254 | SH |  | SOLE |  | 54254 | 0 | 0 |
| JASPER THERAPEUTICS INC | COM NEW | 471871202 | BBG00QPZNPB4 | 38697 | 44165 | SH |  | SOLE |  | 44165 | 0 | 0 |
| JD.COM INC | SPON ADS CL A | 47215P106 | BBG005YHY0R6 | 9293555 | 314290 | SH |  | SOLE |  | 314290 | 0 | 0 |
| JELD-WEN HLDG INC | COM | 47580P103 | BBG001TG2G57 | 43588 | 35152 | SH |  | SOLE |  | 35152 | 0 | 0 |
| KENVUE INC | COM | 49177J102 | BBG01C79X614 | 10600342 | 614869 | SH |  | SOLE |  | 614869 | 0 | 0 |
| KINDERCARE LEARNING COMPANIE | COM | 49456W105 | BBG0132WLMG0 | 45377 | 20626 | SH |  | SOLE |  | 20626 | 0 | 0 |
| KRISPY KREME INC | COM | 50101L106 | BBG0118Y87P2 | 41490 | 12239 | SH |  | SOLE |  | 12239 | 0 | 0 |
| LEGGETT  PLATT INC | COM | 524660107 | BBG001S5SRG8 | 999569 | 101171 | SH |  | SOLE |  | 101171 | 0 | 0 |
| LESLIES INC | COM | 527064208 | BBG00XS6TVN8 | 40387 | 36060 | SH |  | SOLE |  | 36060 | 0 | 0 |
| LIBERTY MEDIA CORP DEL | DEB 3.750% 2/1 | 530715AL5 |  | 836000 | 20900 | PRN |  | SOLE |  | 20900 | 0 | 0 |
| LINEAGE CELL THERAPEUTICS IN | COM | 53566P109 | BBG001SCW8V3 | 46127 | 29194 | SH |  | SOLE |  | 29194 | 0 | 0 |
| LUNAI BIOWORKS INC | COM SHS | 29350E203 | BBG0060CNMH7 | 41739 | 102426 | SH |  | SOLE |  | 102426 | 0 | 0 |
| MAXCYTE INC | COM | 57777K106 | BBG00CFTQNG7 | 44673 | 63591 | SH |  | SOLE |  | 63591 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 | BBG001SQCQC5 | 247123 | 8500 | SH | Call | SOLE |  | 8500 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 | BBG001SQCQC5 | 1997073 | 21200 | SH | Put | SOLE |  | 21200 | 0 | 0 |
| METLIFE INC | COM | 59156R108 | BBG001S5T3R8 | 165600 | 24000 | SH | Put | SOLE |  | 24000 | 0 | 0 |
| MICROVISION INC DEL | COM NEW | 594960304 | BBG001S74TH5 | 28312 | 44155 | SH |  | SOLE |  | 44155 | 0 | 0 |
| MONGODB INC | CL A | 60937P106 | BBG0022FDRZ7 | 1116000 | 7500 | SH | Put | SOLE |  | 7500 | 0 | 0 |
| NASDAQ INC | COM | 631103108 | BBG001SKTBJ6 | 1115285 | 13138 | SH |  | SOLE |  | 13138 | 0 | 0 |
| NAUTILUS BIOTECHNOLOGY INC | COM | 63909J108 | BBG00W7G4MV9 | 40333 | 10395 | SH |  | SOLE |  | 10395 | 0 | 0 |
| NERDY INC | CL A COM | 64081V109 | BBG00XWZB4W8 | 22753 | 27877 | SH |  | SOLE |  | 27877 | 0 | 0 |
| NETFLIX INC. | COM | 64110L106 | BBG001SF6L46 | 764681 | 7953 | SH |  | SOLE |  | 7953 | 0 | 0 |
| NETFLIX INC. | COM | 64110L106 | BBG001SF6L46 | 47063 | 7500 | SH | Call | SOLE |  | 7500 | 0 | 0 |
| NEWELL BRANDS INC | COM | 651229106 | BBG001S5TSW7 | 37768 | 11011 | SH |  | SOLE |  | 11011 | 0 | 0 |
| NEXTDOOR HOLDINGS INC | COM CL A | 65345M108 | BBG00Z8MSWS4 | 25292 | 18066 | SH |  | SOLE |  | 18066 | 0 | 0 |
| NIO INC | NOTE 4.625%10/1 | 62914VAK2 |  | 16148438 | 16250 | PRN |  | SOLE |  | 16250 | 0 | 0 |
| NIO INC | SPON ADS | 62914V106 | BBG00LPXZBW5 | 2861235 | 474500 | SH |  | SOLE |  | 474500 | 0 | 0 |
| NIO INC | SPON ADS | 62914V106 | BBG00LPXZBW5 | 864500 | 650000 | SH | Put | SOLE |  | 650000 | 0 | 0 |
| NKARTA INC | COM | 65487U108 | BBG00JXHS9H6 | 44586 | 21131 | SH |  | SOLE |  | 21131 | 0 | 0 |
| NORFOLK SOUTHN CORP | COM | 655844108 | BBG001S5TQJ6 | 24485118 | 85314 | SH |  | SOLE |  | 85314 | 0 | 0 |
| NORTHWESTERN ENERGY GROUP IN | COM NEW | 668074305 | BBG001SM2G73 | 1648500 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 | BBG001S5TZJ6 | 679114 | 3894 | SH |  | SOLE |  | 3894 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 | BBG001S5TZJ6 | 375183 | 15800 | SH | Call | SOLE |  | 15800 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 | BBG001S5TZJ6 | 700350 | 23000 | SH | Put | SOLE |  | 23000 | 0 | 0 |
| OCUGEN INC | COM | 67577C105 | BBG001TG1LS2 | 39708 | 21938 | SH |  | SOLE |  | 21938 | 0 | 0 |
| OMNIAB INC | COM | 68218J103 | BBG011J3QM48 | 45627 | 29062 | SH |  | SOLE |  | 29062 | 0 | 0 |
| OPTIMUM COMMUNICATIONS INC | CL A | 02156K103 | BBG00GFMPS82 | 25054 | 19272 | SH |  | SOLE |  | 19272 | 0 | 0 |
| ORACLE CORP | 6.5 DEP CUM SR D | 68389X204 |  | 9902200 | 220000 | PRN |  | SOLE |  | 220000 | 0 | 0 |
| ORION PROPERTIES INC | COM | 68629Y103 | BBG0118JXCF7 | 34019 | 15823 | SH |  | SOLE |  | 15823 | 0 | 0 |
| OUTLOOK THERAPEUTICS INC | COM | 69012T305 | BBG00469JRM1 | 47858 | 232546 | SH |  | SOLE |  | 232546 | 0 | 0 |
| P3 HEALTH PARTNERS INC | COM CL A NEW | 744413204 | BBG00YVGXT50 | 55329 | 17964 | SH |  | SOLE |  | 17964 | 0 | 0 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | BBG001T53796 | 1333735 | 55800 | SH | Call | SOLE |  | 55800 | 0 | 0 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | BBG001T53796 | 2016125 | 54000 | SH | Put | SOLE |  | 54000 | 0 | 0 |
| PALO ALTO NETWORKS INC | COM | 697435105 | BBG001T9NWN5 | 752415 | 29400 | SH | Call | SOLE |  | 29400 | 0 | 0 |
| PALO ALTO NETWORKS INC | COM | 697435105 | BBG001T9NWN5 | 551200 | 23000 | SH | Put | SOLE |  | 23000 | 0 | 0 |
| PDD HOLDINGS INC | SPONSORED ADS | 722304102 | BBG00LBLDFH8 | 672957 | 6586 | SH |  | SOLE |  | 6586 | 0 | 0 |
| PDD HOLDINGS INC | SPONSORED ADS | 722304102 | BBG00LBLDFH8 | 256500 | 20000 | SH | Call | SOLE |  | 20000 | 0 | 0 |
| PDD HOLDINGS INC | SPONSORED ADS | 722304102 | BBG00LBLDFH8 | 174000 | 12000 | SH | Put | SOLE |  | 12000 | 0 | 0 |
| PDS BIOTECHNOLOGY CORP | COM | 70465T107 | BBG004NCDKL7 | 40842 | 67507 | SH |  | SOLE |  | 67507 | 0 | 0 |
| PENUMBRA INC | COM | 70975L107 | BBG001TRHPB0 | 7796489 | 23743 | SH |  | SOLE |  | 23743 | 0 | 0 |
| PETCO HEALTH  WELLNESS CO I | COM | 71601V105 | BBG00YFGTWH3 | 41775 | 15027 | SH |  | SOLE |  | 15027 | 0 | 0 |
| PFIZER INC | COM | 717081103 | BBG001S5V466 | 235290 | 68200 | SH | Call | SOLE |  | 68200 | 0 | 0 |
| PFIZER INC | COM | 717081103 | BBG001S5V466 | 43560 | 88000 | SH | Put | SOLE |  | 88000 | 0 | 0 |
| PLAYTIKA HLDG CORP | COM | 72815L107 | BBG00QQ8C798 | 28617 | 10294 | SH |  | SOLE |  | 10294 | 0 | 0 |
| PRECIGEN INC | COM | 74017N105 | BBG001SSB3T5 | 44923 | 11608 | SH |  | SOLE |  | 11608 | 0 | 0 |
| PRELUDE THERAPEUTICS INC | COM | 74065P101 | BBG00K7JY2R5 | 40011 | 11699 | SH |  | SOLE |  | 11699 | 0 | 0 |
| PRENETICS GLOBAL LTD | *W EXP 05/18/202 | G72245114 |  | 6343 | 362456 | PRN |  | SOLE |  | 362456 | 0 | 0 |
| PROLOGIS INC. | COM | 74340W103 | BBG001S5NMN6 | 215340 | 14800 | SH | Call | SOLE |  | 14800 | 0 | 0 |
| PROQR THRAPEUTICS N V | SHS EURO | N71542109 | BBG006N8B849 | 47819 | 29518 | SH |  | SOLE |  | 29518 | 0 | 0 |
| PSQ HOLDINGS INC | CL A | 693691107 | BBG00ZSKDKK6 | 27922 | 52683 | SH |  | SOLE |  | 52683 | 0 | 0 |
| PULMONX CORP | COM | 745848101 | BBG001T4HJ52 | 49791 | 38598 | SH |  | SOLE |  | 38598 | 0 | 0 |
| QIAGEN NV | ORD SHARES | N72482156 | BBG001S91B01 | 500500 | 12500 | SH |  | SOLE |  | 12500 | 0 | 0 |
| QORVO INC | COM | 74736K101 | BBG007TJF1P5 | 9655186 | 124744 | SH |  | SOLE |  | 124744 | 0 | 0 |
| QUANTUM SI INC | COM CL A | 74765K105 | BBG00X8RS972 | 31838 | 41134 | SH |  | SOLE |  | 41134 | 0 | 0 |
| QVC GROUP INC | COM SER A NEW | 74915M605 | BBG001SR0LR1 | 40466 | 18648 | SH |  | SOLE |  | 18648 | 0 | 0 |
| RACKSPACE TECHNOLOGY INC | COM | 750102105 | BBG00W0JYQR3 | 22909 | 23381 | SH |  | SOLE |  | 23381 | 0 | 0 |
| RANI THERAPEUTICS HLDGS INC | COM CL A | 753018100 | BBG011R6PZZ0 | 32955 | 44849 | SH |  | SOLE |  | 44849 | 0 | 0 |
| RENEW ENERGY GLOBAL PLC | CL A SHS | G7500M104 | BBG0120WN0W2 | 2889421 | 630878 | SH |  | SOLE |  | 630878 | 0 | 0 |
| REVOLUTION MEDICINES INC | COM | 76155X100 | BBG00829F4Q7 | 1070723 | 11010 | SH |  | SOLE |  | 11010 | 0 | 0 |
| REVOLUTION MEDICINES INC | COM | 76155X100 | BBG00829F4Q7 | 107250 | 11000 | SH | Put | SOLE |  | 11000 | 0 | 0 |
| RIBBON COMMUNICATIONS INC | COM | 762544104 | BBG00HW4CSH5 | 30479 | 14377 | SH |  | SOLE |  | 14377 | 0 | 0 |
| RIVIAN AUTOMOTIVE INC | COM CL A | 76954A103 | BBG00741Y1P0 | 534300 | 137000 | SH | Call | SOLE |  | 137000 | 0 | 0 |
| RIVIAN AUTOMOTIVE INC | COM CL A | 76954A103 | BBG00741Y1P0 | 580800 | 176000 | SH | Put | SOLE |  | 176000 | 0 | 0 |
| RYANAIR HOLDINGS PLC | SPONSORED ADR | 783513203 | BBG001SB07J6 | 1627590 | 28159 | SH |  | SOLE |  | 28159 | 0 | 0 |
| SALESFORCE INC | COM | 79466L302 | BBG001SDLP09 | 375000 | 15000 | SH | Call | SOLE |  | 15000 | 0 | 0 |
| SANGAMO THERAPEUTICS INC | COM | 800677106 | BBG001S95JZ2 | 28015 | 113465 | SH |  | SOLE |  | 113465 | 0 | 0 |
| SCHWAB CHARLES CORP | COM | 808513105 | BBG001S5VXD4 | 99431 | 1058 | SH |  | SOLE |  | 1058 | 0 | 0 |
| SCHWAB CHARLES CORP | COM | 808513105 | BBG001S5VXD4 | 237980 | 29200 | SH | Call | SOLE |  | 29200 | 0 | 0 |
| SCHWAB CHARLES CORP | COM | 808513105 | BBG001S5VXD4 | 125250 | 10000 | SH | Put | SOLE |  | 10000 | 0 | 0 |
| SEALED AIR CORP NEW | COM | 81211K100 | BBG001SBSZ95 | 1250 | 50000 | SH | Call | SOLE |  | 50000 | 0 | 0 |
| SELECT SECTOR SPDR TR | STATE STREET ENE | 81369Y506 | BBG001S7T1S7 | 577493 | 44300 | SH | Call | SOLE |  | 44300 | 0 | 0 |
| SELECT SECTOR SPDR TR | STATE STREET ENE | 81369Y506 | BBG001S7T1S7 | 609870 | 148400 | SH | Put | SOLE |  | 148400 | 0 | 0 |
| SHELL PLC | SPON ADS | 780259305 | BBG0147BN6H1 | 154980 | 6300 | SH | Call | SOLE |  | 6300 | 0 | 0 |
| SHELL PLC | SPON ADS | 780259305 | BBG0147BN6H1 | 14750 | 10000 | SH | Put | SOLE |  | 10000 | 0 | 0 |
| SHOPIFY INC | CL A SUB VTG SHS | 82509L107 | BBG004DW5NC7 | 1033498 | 50300 | SH | Call | SOLE |  | 50300 | 0 | 0 |
| SHOPIFY INC | CL A SUB VTG SHS | 82509L107 | BBG004DW5NC7 | 1011150 | 27000 | SH | Put | SOLE |  | 27000 | 0 | 0 |
| SILICON LABORATORIES INC | COM | 826919102 | BBG001S5W492 | 24846657 | 119369 | SH |  | SOLE |  | 119369 | 0 | 0 |
| SILICON LABORATORIES INC | COM | 826919102 | BBG001S5W492 | 456000 | 113000 | SH | Put | SOLE |  | 113000 | 0 | 0 |
| SKYX PLATFORMS CORP | COM | 78471E105 | BBG009NMGXT5 | 20172 | 18011 | SH |  | SOLE |  | 18011 | 0 | 0 |
| SLEEP NUMBER CORP | COM | 83125X103 | BBG001SD3530 | 27167 | 15135 | SH |  | SOLE |  | 15135 | 0 | 0 |
| SMARTRENT INC | COM CL A | 83193G107 | BBG00Z0H9PZ1 | 21272 | 14181 | SH |  | SOLE |  | 14181 | 0 | 0 |
| SNOWFLAKE INC | NOTE 10/0 | 833445AD1 |  | 7353600 | 6000 | PRN |  | SOLE |  | 6000 | 0 | 0 |
| STATE STR SPDR S 500 ETF T | TR UNIT | 78462F103 | BBG001S72SM3 | 2366587 | 3639 | SH |  | SOLE |  | 3639 | 0 | 0 |
| STATE STR SPDR S 500 ETF T | TR UNIT | 78462F103 | BBG001S72SM3 | 2923400 | 540000 | SH | Call | SOLE |  | 540000 | 0 | 0 |
| STATE STR SPDR S 500 ETF T | TR UNIT | 78462F103 | BBG001S72SM3 | 428050 | 70000 | SH | Put | SOLE |  | 70000 | 0 | 0 |
| SYSTEM1 INC | CL A COM | 87200P208 | BBG00V76KZW5 | 56015 | 18548 | SH |  | SOLE |  | 18548 | 0 | 0 |
| TALEN ENERGY CORP | COM | 87422Q109 | BBG01GWQVW78 | 26815 | 84 | SH |  | SOLE |  | 84 | 0 | 0 |
| TALEN ENERGY CORP | COM | 87422Q109 | BBG01GWQVW78 | 34970 | 3400 | SH | Call | SOLE |  | 3400 | 0 | 0 |
| TALEN ENERGY CORP | COM | 87422Q109 | BBG01GWQVW78 | 159400 | 2000 | SH | Put | SOLE |  | 2000 | 0 | 0 |
| TEADS HLDG CO | COM | 69002R103 | BBG001V0BLG6 | 30716 | 46639 | SH |  | SOLE |  | 46639 | 0 | 0 |
| TENAYA THERAPEUTICS INC | COM | 87990A106 | BBG00FPMK2T2 | 35551 | 51344 | SH |  | SOLE |  | 51344 | 0 | 0 |
| TESLA INC | COM | 88160R101 | BBG001SQKGD7 | 683210 | 12100 | SH | Call | SOLE |  | 12100 | 0 | 0 |
| TESLA INC | COM | 88160R101 | BBG001SQKGD7 | 802450 | 11000 | SH | Put | SOLE |  | 11000 | 0 | 0 |
| THE ONCOLOGY INSTITUTE INC | COM | 68236X100 | BBG00S5H21J0 | 43035 | 14018 | SH |  | SOLE |  | 14018 | 0 | 0 |
| THREDUP INC | CL A | 88556E102 | BBG001V1BJ88 | 37727 | 11502 | SH |  | SOLE |  | 11502 | 0 | 0 |
| TORRID HLDGS INC | COM | 89142B107 | BBG011C0PDC3 | 46300 | 26011 | SH |  | SOLE |  | 26011 | 0 | 0 |
| TSCAN THERAPEUTICS INC | COM | 89854M101 | BBG00PH1N025 | 42157 | 41740 | SH |  | SOLE |  | 41740 | 0 | 0 |
| TTEC HLDGS INC | COM | 89854H102 | BBG001S7YNS3 | 37573 | 15029 | SH |  | SOLE |  | 15029 | 0 | 0 |
| TXNM ENERGY INC | COM | 69349H107 | BBG001S5V9J1 | 5874119 | 100481 | SH |  | SOLE |  | 100481 | 0 | 0 |
| TXNM ENERGY INC | NOTE 5.750% 6/0 | 69349HAF4 |  | 3332813 | 2500 | PRN |  | SOLE |  | 2500 | 0 | 0 |
| UBER TECHNOLOGIES INC | COM | 90353T100 | BBG002B04MW4 | 10142 | 141 | SH |  | SOLE |  | 141 | 0 | 0 |
| UBER TECHNOLOGIES INC | COM | 90353T100 | BBG002B04MW4 | 457025 | 75500 | SH | Call | SOLE |  | 75500 | 0 | 0 |
| UBER TECHNOLOGIES INC | COM | 90353T100 | BBG002B04MW4 | 998650 | 78000 | SH | Put | SOLE |  | 78000 | 0 | 0 |
| UNIFIRST CORP MASS | COM | 904708104 | BBG001S5X2B2 | 2790385 | 11091 | SH |  | SOLE |  | 11091 | 0 | 0 |
| UNISYS CORP | COM NEW | 909214306 | BBG001S5X1D2 | 23768 | 11482 | SH |  | SOLE |  | 11482 | 0 | 0 |
| VALARIS LTD | CL A | G9460G101 | BBG010JW9K58 | 6064166 | 61854 | SH |  | SOLE |  | 61854 | 0 | 0 |
| VALERO ENERGY CORP | COM | 91913Y100 | BBG001S5X8K9 | 875270 | 12900 | SH | Call | SOLE |  | 12900 | 0 | 0 |
| VALERO ENERGY CORP | COM | 91913Y100 | BBG001S5X8K9 | 343000 | 35000 | SH | Put | SOLE |  | 35000 | 0 | 0 |
| VEECO INSTRS INC DEL | COM | 922417100 | BBG001S5X6T4 | 423690 | 12513 | SH |  | SOLE |  | 12513 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | BBG001S67QY1 | 36495 | 727 | SH |  | SOLE |  | 727 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | BBG001S67QY1 | 51353 | 12300 | SH | Call | SOLE |  | 12300 | 0 | 0 |
| VUZIX CORP | COM NEW | 92921W300 | BBG001T6DHT9 | 25452 | 11018 | SH |  | SOLE |  | 11018 | 0 | 0 |
| W  T OFFSHORE INC | COM | 92922P106 | BBG001SLLWL3 | 45875 | 13453 | SH |  | SOLE |  | 13453 | 0 | 0 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 | BBG011386VG3 | 29243692 | 1064956 | SH |  | SOLE |  | 1064956 | 0 | 0 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 | BBG011386VG3 | 1339159 | 1134300 | SH | Put | SOLE |  | 1134300 | 0 | 0 |
| WEBSTER FINL CORP | COM | 947890109 | BBG001S5XCP5 | 20363177 | 293333 | SH |  | SOLE |  | 293333 | 0 | 0 |
| WOODSIDE ENERGY GROUP LTD | SPONSORED ADR | 980228308 | BBG001S5WCY6 | 819490 | 34317 | SH |  | SOLE |  | 34317 | 0 | 0 |
| XEROX HOLDINGS CORP | COM NEW | 98421M106 | BBG00NNG2ZK6 | 26644 | 20654 | SH |  | SOLE |  | 20654 | 0 | 0 |
| XPENG INC | ADS | 98422D105 | BBG00WKJG3N6 | 355394 | 126700 | SH | Call | SOLE |  | 126700 | 0 | 0 |
| XPENG INC | ADS | 98422D105 | BBG00WKJG3N6 | 27250 | 5000 | SH | Put | SOLE |  | 5000 | 0 | 0 |
| ZEVIA PBC | CL A | 98955K104 | BBG011S2NY29 | 30821 | 26343 | SH |  | SOLE |  | 26343 | 0 | 0 |
| ZILLOW GROUP INC | CL C CAP STK | 98954M200 | BBG009NRSWK2 | 3520321 | 85073 | SH |  | SOLE |  | 85073 | 0 | 0 |
| ZIM INTEGRATED SHIPPING SERV | SHS | M9T951109 | BBG00YQ7XRV1 | 2373713 | 90084 | SH |  | SOLE |  | 90084 | 0 | 0 |
| ZSCALER INC | COM | 98980G102 | BBG003338H61 | 295773 | 35300 | SH | Call | SOLE |  | 35300 | 0 | 0 |
| ZSCALER INC | COM | 98980G102 | BBG003338H61 | 2876650 | 37000 | SH | Put | SOLE |  | 37000 | 0 | 0 |

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