# EDGAR Filing Document

**Accession Number:** 0001372807
**File Stem:** 0001193125-25-185297
**Filing Date:** 2025-8
**Character Count:** 7825
**Document Hash:** 86f85fe6f2a33a56a445d1a7f5f1d9b3
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-25-185297.hdr.sgml**: 20250821

**ACCESSION NUMBER**: 0001193125-25-185297

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20250820

**ITEM INFORMATION**: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20250821

**DATE AS OF CHANGE**: 20250821

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Portman Ridge Finance Corp
- **CENTRAL INDEX KEY:** 0001372807

**ORGANIZATION NAME:**
- **EIN:** 205951150
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 814-00735
- **FILM NUMBER:** 251240804

**BUSINESS ADDRESS:**
- **STREET 1:** 650 MADISON AVNUE
- **STREET 2:** 3RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 212.891.2880

**MAIL ADDRESS:**
- **STREET 1:** 650 MADISON AVNUE
- **STREET 2:** 3RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** KCAP Financial, Inc.
- **DATE OF NAME CHANGE:** 20120710

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Kohlberg Capital CORP
- **DATE OF NAME CHANGE:** 20061211

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Kohlberg Capital, LLC
- **DATE OF NAME CHANGE:** 20060815

?xml version='1.0' encoding='ASCII'? 8-K

### UNITED STATES

### SECURITIES AND EXCHANGE COMMISSION

#### Washington, D.C. 20549

### FORM 8-K

#### CURRENT REPORT

#### Pursuant to Section 13 or 15(d)

#### of the Securities Exchange Act of 1934

#### Date of Report (Date of earliest event reported): August 20, 2025

## Portman Ridge Finance Corporation

#### (Exact name of registrant as specified in its charter)

---

| | | |
|:---|:---|:---|
| **Delaware** | **814-00735** | **20-5951150** |
| **(State or other jurisdiction**<br> **of incorporation)** | **(Commission**<br> **File Number)** | **(IRS Employer**<br> **Identification No.)** |

---

---

| | |
|:---|:---|
| **650 Madison Avenue, 3rd Floor**<br> **New York, New York** | **10022** |
| **(Address of principal executive offices)** | **(Zip Code)** |

---

#### (Registrant's telephone number, including area code): (212) 891-2880

#### Portman Ridge Finance Corporation

#### (Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

#### Securities registered pursuant to Section 12(b) of the Exchange Act:

---

| | | |
|:---|:---|:---|
| **Title of each class** | **Trading<br>Symbol(s)** | **Name of each exchange**<br> **on which registered** |
| Common Stock, par value $0.01 per share | PTMN | The NASDAQ Global Select Market |

---

------

#### Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
On August 20, 2025, the Company filed a certificate of amendment (the "Certificate of Amendment") to its certificate of incorporation (the "Certificate") to change its name from "Portman Ridge Finance Corporation" to "BCP Investment Corporation". The name change was made pursuant to Section 242 of the Delaware General Corporation Law and will become effective post-market close on August 22, 2025.

The name change does not affect the rights of the Company's security holders. There were no other changes to the Certificate or changes to the Company's bylaws in connection with the name change.

On August 25, 2025, the Company's common stock, which trades on the NASDAQ Global Select Market, will cease trading under the ticker symbol "PTMN" and commence trading under the ticker symbol "BCIC".

A copy of the Certificate of Amendment effecting the name change, as filed with the Delaware Secretary of State on August 20, 2025, is attached hereto as Exhibit 3.1 and is incorporated herein by reference.

#### Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.

---

| | |
|:---|:---|
| **Exhibit Number** | **Exhibit** |
| 3.1 | [Certificate of Amendment](d937608dex31.htm) |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |

---

------

#### SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | |
|:---|:---|
| PORTMAN RIDGE FINANCE CORPORATION | PORTMAN RIDGE FINANCE CORPORATION |
| By: | /s/ Brandon Satoren |
| Name: | Brandon Satoren |
| Title: | Chief Financial Officer |

---

Date: August 21, 2025

## Exhibit 3.1

**Exhibit 3.1** 

**CERTIFICATE OF AMENDMENT** 

**TO** 

**CERTIFICATE OF INCORPORATION** 

**OF** 

**PORTMAN RIDGE FINANCE CORPORATION** 

PORTMAN RIDGE FINANCE CORPORATION, a corporation organized and existing under the General Corporation Law of the State of Delaware (the "<u>Corporation</u>"), does hereby certify as follows:

FIRST: The name of the Corporation is Portman Ridge Finance Corporation. The Certificate of Incorporation was originally filed with the Secretary of State of the State of Delaware (the "<u>Secretary of State</u>") on December 11, 2006, and has been amended by a Certificate of Amendment to the Certificate of Incorporation filed with the Secretary of State on June 27, 2012, a Certificate of Amendment to the Certificate of Incorporation filed with the Secretary of State on April 1, 2019, and Certificate of Amendments to the Certificate of Incorporation filed with the Secretary of State on August 23, 2021 (the Certificate of Incorporation, as so amended, the "<u>Certificate of Incorporation</u>").

SECOND: Article I of the Certificate of Incorporation is hereby amended and restated in its entirety as follows:

The name of the Corporation is BCP Investment Corporation (the "<u>Corporation</u>").

THIRD: This amendment was duly adopted in accordance with the provisions of Section 242 of the General Corporation Law of the State of Delaware.

FOURTH: This Certificate of Amendment shall become effective as of August 22, 2025 at 4:05 p.m. Eastern Time.

[Remainder of Page Intentionally Left Blank]

------

IN WITNESS WHEREOF, the Corporation has caused this Certificate of Amendment to be duly adopted and executed in its corporate name and on its behalf by its duly authorized officer as of the 20th day of August, 2025.

---

| | |
|:---|:---|
| **PORTMAN RIDGE FINANCE CORPORATION** | **PORTMAN RIDGE FINANCE CORPORATION** |
| By: | /s/ Edward Goldthorpe |
|  | Name: Edward Goldthorpe |
|  | Title: President and Chief Executive Officer |

---

*[Signature Page to Certificate of Amendment of* 

*Certificate of Incorporation of Portman Ridge Finance Corporation]*