# EDGAR Filing Document

**Accession Number:** 0000073387
**File Stem:** 0000073387-26-000003
**Filing Date:** 2026-2
**Character Count:** 2767
**Document Hash:** f456bb2db3c20debdf38b1e19334d176
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000073387-26-000003.hdr.sgml**: 20260227

**ACCESSION NUMBER**: 0000073387-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 3

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260227

**DATE AS OF CHANGE**: 20260227

**EFFECTIVENESS DATE**: 20260227

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NUVEEN SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0000073387

**ORGANIZATION NAME:**
- **EIN:** 362639476
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-13464
- **FILM NUMBER:** 26702789

**BUSINESS ADDRESS:**
- **STREET 1:** 333 WEST WACKER DRIVE
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606-1286
- **BUSINESS PHONE:** 312-917-8385

**MAIL ADDRESS:**
- **STREET 1:** 333 WEST WACKER DRIVE
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606-1286

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NUVEEN INVESTMENTS, LLC
- **DATE OF NAME CHANGE:** 20110504

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NUVEEN SECURITIES, LLC
- **DATE OF NAME CHANGE:** 20110421

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NUVEEN INVESTMENTS, LLC
- **DATE OF NAME CHANGE:** 20030422

### Attached PDF Documents

**Attachment 1:** `NSLLC2025StmtFinCo.pdf`

_No text found in this document._

**Attachment 2:** `NSLLC2025ComplRpt.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000073387

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** NUVEEN SECURITIES, LLC

**Business Address:** 333 WEST WACKER DRIVE, CHICAGO, IL, 60606-1286

**Contact Person:** David Barber

**Contact Phone:** 704-988-6038

### Independent Public Accountant Identification

**Accountant Name:** PricewaterhouseCoopers LLP

**Accountant Address:** 76 Laura Street, Jacksonville, FL, 32202

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Jennifer Mangano**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **NUVEEN SECURITIES, LLC**, as of **02-27-2026**, are true and correct.

**Signature:** Jennifer Mangano

**Title:** Chief Financial Officer

**Notarized:** Yes