# EDGAR Filing Document

**Accession Number:** 0001906711
**File Stem:** 0001906711-23-000001
**Filing Date:** 2023-2
**Character Count:** 21824
**Document Hash:** e0a8daf7e0e038ca1d29c8e4fdf5b4d3
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001906711-23-000001.hdr.sgml**: 20230210

**ACCESSION NUMBER**: 0001906711-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230210

**DATE AS OF CHANGE**: 20230210

**EFFECTIVENESS DATE**: 20230210

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** WMG Financial Advisors, LLC
- **CENTRAL INDEX KEY:** 0001906711
- **IRS NUMBER:** 201971280
- **STATE OF INCORPORATION:** TN
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-21993
- **FILM NUMBER:** 23609349

**BUSINESS ADDRESS:**
- **STREET 1:** 620 MABRY HOOD ROAD, SUITE 101
- **CITY:** KNOXVILLE
- **STATE:** TN
- **ZIP:** 37932
- **BUSINESS PHONE:** 865-290-4000

**MAIL ADDRESS:**
- **STREET 1:** 620 MABRY HOOD ROAD, SUITE 101
- **CITY:** KNOXVILLE
- **STATE:** TN
- **ZIP:** 37932

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** WMG Financial Advisors LLC<br>**Address:** 620 Mabry Hood Road Suite 101<br>Knoxville, TN 37932

**Form 13F File Number:** 028-21993

**CRD Number (if applicable):** 000285824

**SEC File Number (if applicable):** 801-116718

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Elizabeth C. DeWan<br>**Title:** CCO<br>**Phone:** 865-290-4000

**Signature, Place, and Date of Signing:**

/s/ Elizabeth C. DeWan  Knoxville, TN  02-10-2022<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 1

**Form 13F Information Table Entry Total:** 165

**Form 13F Information Table Value Total:** $117499265

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                                   | Form 13F File Number   |
|:---|:---|:---|
|  | ADHESION WEALTH ADVISOR SOLUTIONS INC. |  |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBVIE INC COM | COM | 00287Y109 |  | 25050 | 155 | SH |  | DFND | 1 | 0 | 155 | 0 |
| ABBVIE INC COM | COM | 00287Y109 |  | 502447 | 3109 | SH |  | SOLE |  | 0 | 0 | 200 |
| ALPHABET INC COM CL A | CAP STK CL A | 02079K305 |  | 692164 | 7845 | SH |  | SOLE |  | 0 | 0 | 100 |
| ALPHABET INC COM CL A | CAP STK CL A | 02079K305 |  | 4853 | 55 | SH |  | DFND | 1 | 0 | 55 | 0 |
| AMAZON COM INC COM | COM | 023135106 |  | 911400 | 10850 | SH |  | SOLE |  | 0 | 0 | 1 |
| AMAZON COM INC COM | COM | 023135106 |  | 6216 | 74 | SH |  | DFND | 1 | 0 | 74 | 0 |
| AMERICAN AIRLINES GROUP INC COM | COM | 02376R102 |  | 156583 | 12310 | SH |  | SOLE |  | 0 | 0 | 290 |
| AMERICAN CENTURY INVESTMENTS AVANTIS CORE FIXED INCOME ETF | AVANTIS CORE FI | 025072562 |  | 2234317 | 54530 | SH |  | SOLE |  | 0 | 0 | 119 |
| AMERICAN CENTURY INVESTMENTS AVANTIS EMGMKT ETF | AVANTIS EMGMKT | 025072604 |  | 699692 | 13869 | SH |  | SOLE |  | 0 | 0 | 442 |
| AMERICAN CENTURY INVESTMENTS AVANTIS SHORT TERM FXD INCO | AVANTIS SHFXDINC | 025072687 |  | 1248025 | 27204 | SH |  | SOLE |  | 0 | 0 | 1004 |
| AMERICAN CENTURY INVESTMENTS AVANTIS US SML CP VALU ETF | US SML CP VALU | 025072877 |  | 7201751 | 96653 | SH |  | SOLE |  | 0 | 0 | 22 |
| AMERICAN CENTURY INVESTMENTS INTL EQT ETF | INTL EQT ETF | 025072703 |  | 521156 | 9798 | SH |  | SOLE |  | 0 | 0 | 500 |
| AMERICAN CENTURY INVESTMENTS INTL SMCP VLU ETF | INTL SMCP VLU | 025072802 |  | 2126148 | 38411 | SH |  | SOLE |  | 0 | 0 | 18 |
| AMERICAN CENTURY INVESTMENTS US EQT ETF | US EQT ETF | 025072885 |  | 13341626 | 196171 | SH |  | SOLE |  | 0 | 0 | 190 |
| ANNALY CAPITAL MANAGEMENT INC COM USD0.01(POST REV SPLT) | COM NEW | 035710839 |  | 416828 | 19774 | SH |  | SOLE |  | 0 | 0 | 1000 |
| APPHARVEST INC COM | COM | 03783T103 |  | 28796 | 50750 | SH |  | SOLE |  | 0 | 0 | 1500 |
| APPLE INC COM | COM | 037833100 |  | 3503850 | 26967 | SH |  | SOLE |  | 0 | 0 | 55 |
| APPLE INC COM | COM | 037833100 |  | 8575 | 66 | SH |  | DFND | 1 | 0 | 66 | 0 |
| ARBOR REALTY TRUST INC COM USD0.01 | COM | 038923108 |  | 814483 | 61750 | SH |  | SOLE |  | 0 | 0 | 1400 |
| ARBUTUS BIOPHARMA CORP COM | COM | 03879J100 |  | 29370 | 12605 | SH |  | SOLE |  | 0 | 0 | 12605 |
| AT INC COM | COM | 00206R102 |  | 14765 | 802 | SH |  | DFND | 1 | 0 | 802 | 0 |
| AT INC COM | COM | 00206R102 |  | 2300804 | 124976 | SH |  | SOLE |  | 0 | 0 | 500 |
| AXSOME THERAPEUTICS INC COM | COM | 05464T104 |  | 759731 | 9850 | SH |  | SOLE |  | 0 | 0 | 1000 |
| BERKSHIRE HATHAWAY INC COM CL B | CL B NEW | 084670702 |  | 712633 | 2307 | SH |  | SOLE |  | 0 | 0 | 50 |
| BLACKROCK CORPORATE HIGH YIELD COM | COM | 09255P107 |  | 270940 | 31000 | SH |  | SOLE |  | 0 | 0 | 2000 |
| BOEING CO COM | COM | 097023105 |  | 771487 | 4050 | SH |  | SOLE |  | 0 | 0 | 100 |
| BROADCOM INC COM | COM | 11135F101 |  | 252168 | 451 | SH |  | SOLE |  | 0 | 0 | 15 |
| BROADCOM INC COM | COM | 11135F101 |  | 9504 | 17 | SH |  | DFND | 1 | 0 | 17 | 0 |
| CARNIVAL CORP UNITS | COMMON STOCK | 143658300 |  | 135667 | 16832 | SH |  | SOLE |  | 0 | 0 | 100 |
| CERENCE INC COM | COM | 156727109 |  | 616647 | 33278 | SH |  | SOLE |  | 0 | 0 | 9 |
| CISCO SYSTEMS INC COM | COM | 17275R102 |  | 238868 | 5014 | SH |  | SOLE |  | 0 | 0 | 70 |
| CISCO SYSTEMS INC COM | COM | 17275R102 |  | 28010 | 588 | SH |  | DFND | 1 | 0 | 588 | 0 |
| COCA-COLA CO COM | COM | 191216100 |  | 295168 | 4640 | SH |  | SOLE |  | 0 | 0 | 174 |
| COCA-COLA CO COM | COM | 191216100 |  | 19146 | 301 | SH |  | DFND | 1 | 0 | 301 | 0 |
| CONOCOPHILLIPS COM | COM | 20825C104 |  | 209450 | 1775 | SH |  | SOLE |  | 0 | 0 | 100 |
| CONOCOPHILLIPS COM | COM | 20825C104 |  | 34928 | 296 | SH |  | DFND | 1 | 0 | 296 | 0 |
| CROWDSTRIKE HOLDINGS INC COM CL A | CL A | 22788C105 |  | 330716 | 3141 | SH |  | SOLE |  | 0 | 0 | 3 |
| DIMENSIONAL ETF TR EMERGING CORE EQUITY MRKT | EMGR CRE EQT MNG | 25434V302 |  | 2239174 | 102012 | SH |  | SOLE |  | 0 | 0 | 252 |
| DIMENSIONAL ETF TR INFLATION PROTECTED SEC ETF | INFLATION PROTE | 25434V856 |  | 2280928 | 55416 | SH |  | SOLE |  | 0 | 0 | 267 |
| DIMENSIONAL ETF TR INTERNATIONAL CORE EQUITY M | INTL CORE EQT MK | 25434V203 |  | 3009148 | 120175 | SH |  | SOLE |  | 0 | 0 | 231 |
| DIMENSIONAL ETF TR US CORE EQUITY MARKET ETF | US CORE EQT MKT | 25434V104 |  | 3117690 | 115384 | SH |  | SOLE |  | 0 | 0 | 217 |
| DIMENSIONAL ETF TR US SMALL CAP ETF | US SMALL CAP ETF | 25434V500 |  | 272118 | 5320 | SH |  | SOLE |  | 0 | 0 | 320 |
| DIMENSIONAL ETF TR US TARGETED VALUE ETF | US TARGETED VLU | 25434V609 |  | 1602795 | 36468 | SH |  | SOLE |  | 0 | 0 | 1201 |
| DISCOVER FINANCIAL SERVICES COM | COM | 254709108 |  | 273925 | 2800 | SH |  | SOLE |  | 0 | 0 | 100 |
| EATON VANCE LTD COM | COM | 27828H105 |  | 138090 | 14706 | SH |  | SOLE |  | 0 | 0 | 3350 |
| EMERSON ELECTRIC CO COM | COM | 291011104 |  | 232945 | 2425 | SH |  | SOLE |  | 0 | 0 | 45 |
| EMERSON ELECTRIC CO COM | COM | 291011104 |  | 10086 | 105 | SH |  | DFND | 1 | 0 | 105 | 0 |
| EXXON MOBIL CORPORATION COM | COM | 30231G102 |  | 41033 | 372 | SH |  | DFND | 1 | 0 | 372 | 0 |
| EXXON MOBIL CORPORATION COM | COM | 30231G102 |  | 1419232 | 12867 | SH |  | SOLE |  | 0 | 0 | 200 |
| FIRST TR EXCHANGE TRADED FD VI CBOE EQT DEP NOV ETF | CBOE EQT DEP NOV | 33740F839 |  | 256950 | 7865 | SH |  | SOLE |  | 0 | 0 | 2695 |
| FIRST TR EXCHANGE TRADED FD VI CBOE VEST US EQTY BUFFER ET | VEST US EQTY BUF | 33740F664 |  | 229617 | 6956 | SH |  | SOLE |  | 0 | 0 | 1800 |
| FIRST TR EXCHANGE TRADED FD VI CBOE VEST US EQTY DEEP BUFF | CBOE VEST US EQT | 33740F698 |  | 257294 | 8324 | SH |  | SOLE |  | 0 | 0 | 2140 |
| FIRST TR EXCHANGE TRADED FD VI DORSEY WRT 5 ETF | DORSEY WRT 5 ETF | 33738R605 |  | 256817 | 5517 | SH |  | SOLE |  | 0 | 0 | 2332 |
| FIRST TR EXCHANGE TRADED FD VI NASDQ FOD BVRG ETF | NASDQ FOD BVRG | 33738R852 |  | 1136430 | 42012 | SH |  | SOLE |  | 0 | 0 | 70 |
| FIRST TR EXCHANGE TRADED FD VI NASDQ OIL GAS ETF | NASDQ OIL GAS | 33738R845 |  | 922847 | 33006 | SH |  | SOLE |  | 0 | 0 | 57 |
| FIRST TR EXCHANGE TRADED FD VI NASDQ PHRMTCLS ETF | NASDQ PHRMTCLS | 33738R837 |  | 1099241 | 40073 | SH |  | SOLE |  | 0 | 0 | 66 |
| FIRST TR EXCHANGE TRADED FD VI VEST US DEEP ETF | VEST US DEEP | 33740F854 |  | 258421 | 8304 | SH |  | SOLE |  | 0 | 0 | 2237 |
| FIRST TR NSQ ABA F UT COM SHS ETF | UT COM SHS ETF | 33736Q104 |  | 862379 | 16398 | SH |  | SOLE |  | 0 | 0 | 34 |
| FIRST TRUST EXCH TRADED FUND 2 CONSUMR STAPLE ETF | CONSUMR STAPLE | 33734X119 |  | 1057614 | 16849 | SH |  | SOLE |  | 0 | 0 | 34 |
| FIRST TRUST EXCH TRADED FUND 2 ENERGY ALPHADX ETF | ENERGY ALPHADX | 33734X127 |  | 908845 | 53180 | SH |  | SOLE |  | 0 | 0 | 95 |
| FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF | FINLS ALPHADEX | 33734X135 |  | 1097892 | 26804 | SH |  | SOLE |  | 0 | 0 | 46 |
| FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF | INDLS PROD DUR | 33734X150 |  | 1168348 | 22682 | SH |  | SOLE |  | 0 | 0 | 36 |
| FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF | MATERIALS ALPH | 33734X168 |  | 1204717 | 19883 | SH |  | SOLE |  | 0 | 0 | 31 |
| FIRST TRUST EXCH TRADED FUND 2 TECH ALPHADEX ETF | TECH ALPHADEX | 33734X176 |  | 527511 | 5762 | SH |  | SOLE |  | 0 | 0 | 64 |
| FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF | UTILITIES ALPH | 33734X184 |  | 1351180 | 40686 | SH |  | SOLE |  | 0 | 0 | 66 |
| FIRST TRUST EXCHANGE TRADED FD WTR ETF | WTR ETF | 33733B100 |  | 1228022 | 15474 | SH |  | SOLE |  | 0 | 0 | 166 |
| FIRST TRUST EXCHANGE-TRADED AL COM SHS ETF | COM SHS | 33735K108 |  | 421080 | 4606 | SH |  | SOLE |  | 0 | 0 | 98 |
| FIRST TRUST EXCHANGE-TRADED AL MID CP GR ALPH ETF | MID CP GR ALPH | 33737M102 |  | 239772 | 4252 | SH |  | SOLE |  | 0 | 0 | 22 |
| FIRST TRUST EXCHANGE-TRADED FU DJ INTERNT IDX ETF | DJ INTERNT IDX | 33733E302 |  | 261570 | 2124 | SH |  | SOLE |  | 0 | 0 | 230 |
| FIRST TRUST EXCHANGE-TRADED FU FST TR GLB FD ETF | FST TR GLB FD | 33739H101 |  | 560922 | 22904 | SH |  | SOLE |  | 0 | 0 | 625 |
| FIRST TRUST EXCHANGE-TRADED FU NASDAQ 100 EX ETF | NASDAQ 100 EX | 33733E401 |  | 1059921 | 13886 | SH |  | SOLE |  | 0 | 0 | 28 |
| FIRST TRUST EXCHANGE-TRADED FU NAT GAS ETF | NAT GAS ETF | 33733E807 |  | 1020229 | 41625 | SH |  | SOLE |  | 0 | 0 | 233 |
| FIRST TRUST EXCHANGE-TRADED FU NY ARCA BIOTECH ETF | NY ARCA BIOTECH | 33733E203 |  | 965317 | 6263 | SH |  | SOLE |  | 0 | 0 | 12 |
| FIRST TRUST PORTFOLIOS SHS ETF | SHS | 337345102 |  | 244368 | 2322 | SH |  | SOLE |  | 0 | 0 | 200 |
| FIRST TST MORNINGS SHS ETF | SHS | 336917109 |  | 435137 | 11902 | SH |  | SOLE |  | 0 | 0 | 2461 |
| FIRST TST VALUE LI SHS ETF | SHS | 33734H106 |  | 237266 | 5945 | SH |  | SOLE |  | 0 | 0 | 593 |
| GLOBAL MEDICAL REIT INC COM USD0.001 | COM NEW | 37954A204 |  | 272550 | 28750 | SH |  | SOLE |  | 0 | 0 | 1000 |
| HCA HEALTHCARE INC COM | COM | 40412C101 |  | 585982 | 2442 | SH |  | SOLE |  | 0 | 0 | 15 |
| HOME DEPOT INC COM | COM | 437076102 |  | 640248 | 2027 | SH |  | SOLE |  | 0 | 0 | 40 |
| HOME DEPOT INC COM | COM | 437076102 |  | 36640 | 116 | SH |  | DFND | 1 | 0 | 116 | 0 |
| HORMEL FOODS CORP COM | COM | 440452100 |  | 5641094 | 123844 | SH |  | SOLE |  | 0 | 0 | 123844 |
| INTERNATIONAL BUS MACH CORP COM | COM | 459200101 |  | 10990 | 78 | SH |  | DFND | 1 | 0 | 78 | 0 |
| INTERNATIONAL BUS MACH CORP COM | COM | 459200101 |  | 455357 | 3232 | SH |  | SOLE |  | 0 | 0 | 400 |
| INVESCO EXCHANGE TRADED FD TR DWA ENERGY MNT ETF | DWA ENERGY MNT | 46137V878 |  | 227086 | 5253 | SH |  | SOLE |  | 0 | 0 | 206 |
| INVESCO EXCHANGE TRADED FD TR DYNMC FOOD BEV ETF | DYNMC FOOD BEV | 46137V753 |  | 223870 | 4904 | SH |  | SOLE |  | 0 | 0 | 309 |
| INVESCO QQQ TRUST UNIT SER 1 ETF | UNIT SER 1 | 46090E103 |  | 1003876 | 3770 | SH |  | SOLE |  | 0 | 0 | 210 |
| ISHARES TRUST CORE S SCP ETF | CORE S SCP ETF | 464287804 |  | 460139 | 4862 | SH |  | SOLE |  | 0 | 0 | 47 |
| ISHARES TRUST CORE S ETF | CORE S ETF | 464287200 |  | 496786 | 1293 | SH |  | SOLE |  | 0 | 0 | 4 |
| ISHARES TRUST TIPS BD ETF | TIPS BD ETF | 464287176 |  | 272913 | 2564 | SH |  | SOLE |  | 0 | 0 | 390 |
| JOHNSON  JOHNSON COM | COM | 478160104 |  | 274880 | 1556 | SH |  | SOLE |  | 0 | 0 | 55 |
| JOHNSON  JOHNSON COM | COM | 478160104 |  | 37097 | 210 | SH |  | DFND | 1 | 0 | 210 | 0 |
| JP MORGAN CHASE  CO COM | COM | 46625H100 |  | 259885 | 1938 | SH |  | SOLE |  | 0 | 0 | 924 |
| JP MORGAN CHASE  CO COM | COM | 46625H100 |  | 39964 | 298 | SH |  | DFND | 1 | 0 | 298 | 0 |
| JP MORGAN ETF TRUST ULTRA SHRT MUNICIPAL INC ETF | ULTRA SHT MUNCPL | 46641Q654 |  | 275578 | 5453 | SH |  | SOLE |  | 0 | 0 | 1470 |
| LEMONADE INC COM | COM | 52567D107 |  | 314914 | 23020 | SH |  | SOLE |  | 0 | 0 | 500 |
| LOCKHEED MARTIN CORP COM | COM | 539830109 |  | 14593 | 30 | SH |  | DFND | 1 | 0 | 30 | 0 |
| LOCKHEED MARTIN CORP COM | COM | 539830109 |  | 223784 | 460 | SH |  | SOLE |  | 0 | 0 | 5 |
| LUCID GROUP INC COM | COM | 549498103 |  | 84351 | 12350 | SH |  | SOLE |  | 0 | 0 | 1000 |
| MFS HIGH YIELD MUNICIPAL TRUST SH BEN INT | SH BEN INT | 59318E102 |  | 62600 | 20000 | SH |  | SOLE |  | 0 | 0 | 20000 |
| MICROSOFT CORP COM | COM | 594918104 |  | 1186631 | 4948 | SH |  | SOLE |  | 0 | 0 | 8 |
| MICROSOFT CORP COM | COM | 594918104 |  | 37171 | 155 | SH |  | DFND | 1 | 0 | 155 | 0 |
| NIO INC ADR | SPON ADS | 62914V106 |  | 1546878 | 158654 | SH |  | SOLE |  | 0 | 0 | 32 |
| NORFOLK SOUTHERN CORP COM | COM | 655844108 |  | 353859 | 1436 | SH |  | SOLE |  | 0 | 0 | 12 |
| NUVEEN AMT FREE MUN CR COM | COM | 67071L106 |  | 144842 | 11931 | SH |  | SOLE |  | 0 | 0 | 7872 |
| NVIDIA CORP COM | COM | 67066G104 |  | 3654 | 25 | SH |  | DFND | 1 | 0 | 25 | 0 |
| NVIDIA CORP COM | COM | 67066G104 |  | 507106 | 3470 | SH |  | SOLE |  | 0 | 0 | 11 |
| OCCIDENTAL PETROLEUM CORP COM | COM | 674599105 |  | 215930 | 3428 | SH |  | SOLE |  | 0 | 0 | 1360 |
| PEPSICO INC COM | COM | 713448108 |  | 33424 | 185 | SH |  | DFND | 1 | 0 | 185 | 0 |
| PEPSICO INC COM | COM | 713448108 |  | 216792 | 1200 | SH |  | SOLE |  | 0 | 0 | 20 |
| PROCTER  GAMBLE CO COM | COM | 742718109 |  | 41072 | 271 | SH |  | DFND | 1 | 0 | 271 | 0 |
| PROCTER  GAMBLE CO COM | COM | 742718109 |  | 342223 | 2258 | SH |  | SOLE |  | 0 | 0 | 1250 |
| PROSHARES TRUST ULTRPRO S ETF | ULTRPRO S | 74347X864 |  | 238107 | 7266 | SH |  | SOLE |  | 0 | 0 | 7266 |
| PROSPECT CAPITAL CORPORATION COM | COM | 74348T102 |  | 139101 | 19900 | SH |  | SOLE |  | 0 | 0 | 1800 |
| PRUDENTIAL FINANCIAL INC COM | COM | 744320102 |  | 1301434 | 13085 | SH |  | SOLE |  | 0 | 0 | 140 |
| PRUDENTIAL FINANCIAL INC COM | COM | 744320102 |  | 23571 | 237 | SH |  | DFND | 1 | 0 | 237 | 0 |
| PUBMATIC INC COM CL A | COM CL A | 74467Q103 |  | 131943 | 10300 | SH |  | SOLE |  | 0 | 0 | 800 |
| REGIONS FINANCIAL CORP COM | COM | 7591EP100 |  | 669265 | 31042 | SH |  | SOLE |  | 0 | 0 | 1149 |
| RIO TINTO ADR SPONSORED | SPONSORED ADR | 767204100 |  | 1584912 | 22260 | SH |  | SOLE |  | 0 | 0 | 500 |
| SEANERGY MARI HLDG COM | SHS NEW | Y73760194 |  | 45770 | 92372 | SH |  | SOLE |  | 0 | 0 | 92372 |
| SELECT SECTOR SPDR TRUST SBI INT-UTILS ETF | SBI INT-UTILS | 81369Y886 |  | 312252 | 4429 | SH |  | SOLE |  | 0 | 0 | 150 |
| SELECT SECTOR SPDR TRUST TECHNOLOGY ETF | TECHNOLOGY | 81369Y803 |  | 238799 | 1919 | SH |  | SOLE |  | 0 | 0 | 194 |
| SHERWIN-WILLIAMS CO COM | COM | 824348106 |  | 213360 | 899 | SH |  | SOLE |  | 0 | 0 | 800 |
| SHOPIFY INC COM CL A | CL A | 82509L107 |  | 702879 | 20250 | SH |  | SOLE |  | 0 | 0 | 650 |
| SNOWFLAKE INC COM CL A | CL A | 833445109 |  | 387991 | 2703 | SH |  | SOLE |  | 0 | 0 | 100 |
| SNOWFLAKE INC COM CL A | CL A | 833445109 |  | 1292 | 9 | SH |  | DFND | 1 | 0 | 9 | 0 |
| SOUTHERN CO COM | COM | 842587107 |  | 339624 | 4756 | SH |  | SOLE |  | 0 | 0 | 1 |
| SOUTHERN CO COM | COM | 842587107 |  | 21781 | 305 | SH |  | DFND | 1 | 0 | 305 | 0 |
| SPDR GOLD TRUST GOLD SHS ETF | GOLD SHS | 78463V107 |  | 340298 | 2006 | SH |  | SOLE |  | 0 | 0 | 65 |
| SPDR S ETF TRUST TR UNIT ETF | TR UNIT | 78462F103 |  | 232135 | 607 | SH |  | SOLE |  | 0 | 0 | 47 |
| STARWOOD PROPERTY TRUST INC COM | COM | 85571B105 |  | 256484 | 13993 | SH |  | SOLE |  | 0 | 0 | 855 |
| T ROWE PRICE EXCHANGE-TRADED F PRICE BLUE CHIP GROWTH ETF | PRICE BLUE CHIP | 87283Q107 |  | 914950 | 44372 | SH |  | SOLE |  | 0 | 0 | 208 |
| UNITEDHEALTH GROUP INC COM | COM | 91324P102 |  | 568354 | 1072 | SH |  | SOLE |  | 0 | 0 | 15 |
| UNITEDHEALTH GROUP INC COM | COM | 91324P102 |  | 10604 | 20 | SH |  | DFND | 1 | 0 | 20 | 0 |
| UPSTART HLDGS INC COM | COM | 91680M107 |  | 1079680 | 81670 | SH |  | SOLE |  | 0 | 0 | 823 |
| USA COMPRESSION PARTNERS LP COM UNIT LTD PARTNER INTS | COMUNIT LTDPAR | 90290N109 |  | 504128 | 25813 | SH |  | SOLE |  | 0 | 0 | 3000 |
| VANGUARD CONSUM STP ETF | CONSUM STP ETF | 92204A207 |  | 252107 | 1316 | SH |  | SOLE |  | 0 | 0 | 27 |
| VANGUARD ENERGY ETF | ENERGY ETF | 92204A306 |  | 366751 | 3024 | SH |  | SOLE |  | 0 | 0 | 212 |
| VANGUARD FINANCIALS ETF | FINANCIALS ETF | 92204A405 |  | 340519 | 4116 | SH |  | SOLE |  | 0 | 0 | 312 |
| VANGUARD HIGH DIV YLD ETF | HIGH DIV YLD | 921946406 |  | 263493 | 2435 | SH |  | SOLE |  | 0 | 0 | 30 |
| VANGUARD INDUSTRIAL ETF | INDUSTRIAL ETF | 92204A603 |  | 203827 | 1116 | SH |  | SOLE |  | 0 | 0 | 38 |
| VANGUARD INF TECH ETF | INF TECH ETF | 92204A702 |  | 1226830 | 3841 | SH |  | SOLE |  | 0 | 0 | 5 |
| VANGUARD LONG TERM BOND ETF | LONG TERM BOND | 921937793 |  | 463616 | 6400 | SH |  | SOLE |  | 0 | 0 | 400 |
| VANGUARD MCAP GR IDXVIP ETF | MCAP GR IDXVIP | 922908538 |  | 214092 | 1191 | SH |  | SOLE |  | 0 | 0 | 251 |
| VANGUARD MCAP VL IDXVIP ETF | MCAP VL IDXVIP | 922908512 |  | 201778 | 1492 | SH |  | SOLE |  | 0 | 0 | 55 |
| VANGUARD MID CAP ETF | MID CAP ETF | 922908629 |  | 289001 | 1418 | SH |  | SOLE |  | 0 | 0 | 39 |
| VANGUARD REAL ESTATE ETF | REAL ESTATE ETF | 922908553 |  | 269958 | 3273 | SH |  | SOLE |  | 0 | 0 | 280 |
| VANGUARD S 500 ETF SHS | S 500 ETF SHS | 922908363 |  | 1532194 | 4361 | SH |  | SOLE |  | 0 | 0 | 81 |
| VANGUARD SMALL CP ETF | SMALL CP ETF | 922908751 |  | 282101 | 1537 | SH |  | SOLE |  | 0 | 0 | 6 |
| VANGUARD STAR FD TL INTL STK F ETF | VG TL INTL STK F | 921909768 |  | 1028608 | 19889 | SH |  | DFND | 1 | 0 | 19889 | 0 |
| VANGUARD STAR FD TL INTL STK F ETF | VG TL INTL STK F | 921909768 |  | 83943 | 1623 | SH |  | SOLE |  | 0 | 0 | 68 |
| VANGUARD TOTAL BND MRKT ETF | TOTAL BND MRKT | 921937835 |  | 2802 | 39 | SH |  | SOLE |  | 0 | 0 | 39 |
| VANGUARD TOTAL BND MRKT ETF | TOTAL BND MRKT | 921937835 |  | 2515261 | 35013 | SH |  | DFND | 1 | 0 | 35013 | 0 |
| VANGUARD TOTAL INT BD ETF | TOTAL INT BD ETF | 92203J407 |  | 1064520 | 22444 | SH |  | DFND | 1 | 0 | 22444 | 0 |
| VANGUARD TOTAL STK MKT ETF | TOTAL STK MKT | 922908769 |  | 1506192 | 7879 | SH |  | DFND | 1 | 0 | 7879 | 0 |
| VANGUARD TOTAL STK MKT ETF | TOTAL STK MKT | 922908769 |  | 88569 | 463 | SH |  | SOLE |  | 0 | 0 | 10 |
| VEON LTD ADR SPONSORED | SPONSORED ADR | 91822M106 |  | 14700 | 30000 | SH |  | SOLE |  | 0 | 0 | 20000 |
| VERIZON COMMUNICATIONS COM | COM | 92343V104 |  | 25806 | 655 | SH |  | DFND | 1 | 0 | 655 | 0 |
| VERIZON COMMUNICATIONS COM | COM | 92343V104 |  | 1361386 | 34553 | SH |  | SOLE |  | 0 | 0 | 400 |
| VINCO VENTURES INC COM | COM | 927330100 |  | 4640 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| VODAFONE GROUP ADR SPONSORED | SPONSORED ADR | 92857W308 |  | 132825 | 13125 | SH |  | SOLE |  | 0 | 0 | 1000 |
| WALMART INC COM | COM | 931142103 |  | 35023 | 247 | SH |  | DFND | 1 | 0 | 247 | 0 |
| WALMART INC COM | COM | 931142103 |  | 1177850 | 8307 | SH |  | SOLE |  | 0 | 0 | 25 |
| WALT DISNEY COMPANY (THE) COM | COM | 254687106 |  | 215027 | 2475 | SH |  | SOLE |  | 0 | 0 | 75 |
| WALT DISNEY COMPANY (THE) COM | COM | 254687106 |  | 3040 | 35 | SH |  | DFND | 1 | 0 | 35 | 0 |
| WARNER BROS DISCOVERY INC COM | COM SER A | 934423104 |  | 148500 | 15664 | SH |  | SOLE |  | 0 | 0 | 120 |

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