# EDGAR Filing Document

**Accession Number:** 0001778114
**File Stem:** 0000940400-26-026138
**Filing Date:** 2026-6
**Character Count:** 74847
**Document Hash:** 4812bb756b6d2b1b3ad988e3c04aed4d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-026138.hdr.sgml**: 20260626

**ACCESSION NUMBER**: 0000940400-26-026138

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260430

**FILED AS OF DATE**: 20260626

**DATE AS OF CHANGE**: 20260626

**PERIOD START**: 20270131

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Virtus Artificial Intelligence & Technology Opportunities Fund
- **CENTRAL INDEX KEY:** 0001778114

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 0131

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23446
- **FILM NUMBER:** 261128380

**BUSINESS ADDRESS:**
- **STREET 1:** 101 MUNSON STREET
- **CITY:** GREENFIELD
- **STATE:** MA
- **ZIP:** 01301
- **BUSINESS PHONE:** (866) 270-7598

**MAIL ADDRESS:**
- **STREET 1:** 101 MUNSON STREET
- **CITY:** GREENFIELD
- **STATE:** MA
- **ZIP:** 01301

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Virtus AllianzGI Artificial Intelligence & Technology Opportunities Fund
- **DATE OF NAME CHANGE:** 20210210

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** AllianzGI Artificial Intelligence & Technology Opportunities Fund
- **DATE OF NAME CHANGE:** 20190911

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** AllianzGI Artificial Intelligence Opportunities Fund
- **DATE OF NAME CHANGE:** 20190529

## Nport-Ex

**VIRTUS Artificial Intelligence & Technology Opportunities Fund**

**SCHEDULE OF INVESTMENTS (Unaudited)**

**April 30, 2026**

($ reported in thousands)

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
|  | **Par Value** | **Value** |
| **Convertible Bonds and Notes—28.1%** | **Convertible Bonds and Notes—28.1%** | **Convertible Bonds and Notes—28.1%** |
| **Aerospace & Defense—0.4%** | **Aerospace & Defense—0.4%** |  |
| &nbsp;&nbsp;&nbsp; AeroVironment, Inc. <br>0.000%, 7/15/30<sup>(1)</sup> <br>| $3535 | &nbsp;&nbsp; $3586 |
| **Commercial Services—0.6%** | **Commercial Services—0.6%** |  |
| &nbsp;&nbsp;&nbsp; Affirm Holdings, Inc. <br>0.750%, 12/15/29<sup>(1)</sup> <br>| 5165 | &nbsp;&nbsp; 5449 |
| **Computers—4.9%** | **Computers—4.9%** |  |
| &nbsp;&nbsp;&nbsp; Lumentum Holdings, Inc. <br>0.500%, 6/15/28<sup>(1)(2)</sup> <br>| 3770 | &nbsp;&nbsp; 25860 |
| &nbsp;&nbsp;&nbsp; Western Digital Corp. <br>3.000%, 11/15/28<br>| 1840 | &nbsp;&nbsp; 21145 |
|  |  | &nbsp;&nbsp; 47005 |
| **Electric Utilities—1.1%** | **Electric Utilities—1.1%** |  |
| &nbsp;&nbsp;&nbsp; FirstEnergy Corp. 144A <br>3.625%, 1/15/29<sup>(3)</sup> <br>| 9455 | &nbsp;&nbsp; 10330 |
| **Electronics—0.5%** | **Electronics—0.5%** |  |
| &nbsp;&nbsp;&nbsp; OSI Systems, Inc. 144A <br>0.500%, 2/1/31<sup>(3)</sup> <br>| 4865 | &nbsp;&nbsp; 5197 |
| **Entertainment—0.9%** | **Entertainment—0.9%** |  |
| &nbsp;&nbsp;&nbsp; Live Nation Entertainment, Inc. <br>2.875%, 1/15/30<br>| 7305 | &nbsp;&nbsp; 8134 |
| **Health Care REITs—2.5%** | **Health Care REITs—2.5%** |  |
| &nbsp;&nbsp;&nbsp; Welltower OP LLC 144A <br>3.125%, 7/15/29<sup>(3)</sup> <br>| 14005 | &nbsp;&nbsp; 24236 |
| **Internet—1.2%** | **Internet—1.2%** |  |
| &nbsp;&nbsp;&nbsp; Alibaba Group Holding Ltd. <br>0.500%, 6/1/31<br>| 3255 | &nbsp;&nbsp; 4699 |
| &nbsp;&nbsp;&nbsp; Trip.com Group Ltd. <br>0.750%, 6/15/29<br>| 3120 | &nbsp;&nbsp; 3355 |
| &nbsp;&nbsp;&nbsp; Uber Technologies, Inc. <br>0.875%, 12/1/28<br>| 2780 | &nbsp;&nbsp; 3399 |
|  |  | &nbsp;&nbsp; 11453 |
| **Machinery-Construction & Mining—3.0%** | **Machinery-Construction & Mining—3.0%** |  |
| &nbsp;&nbsp;&nbsp; Bloom Energy Corp. 144A <br>0.000%, 11/15/30<sup>(3)</sup> <br>| 10240 | &nbsp;&nbsp; 17825 |
| &nbsp;&nbsp;&nbsp; BWX Technologies, Inc. 144A <br>0.000%, 11/1/30<sup>(3)</sup> <br>| 9850 | &nbsp;&nbsp; 10657 |
|  |  | &nbsp;&nbsp; 28482 |
| **Oil, Gas & Consumable Fuels—0.3%** | **Oil, Gas & Consumable Fuels—0.3%** |  |
| &nbsp;&nbsp;&nbsp; Solaris Energy Infrastructure, Inc. <br>0.250%, 10/1/31<br>| 1945 | &nbsp;&nbsp; 2971 |
| **Real Estate—0.5%** | **Real Estate—0.5%** |  |
| &nbsp;&nbsp;&nbsp; Compass, Inc. 144A <br>0.250%, 4/15/31<sup>(3)</sup> <br>| 5980 | &nbsp;&nbsp; 5250 |
| **Semiconductors—8.8%** | **Semiconductors—8.8%** |  |
| &nbsp;&nbsp;&nbsp; MACOM Technology Solutions Holdings, Inc. <br>0.000%, 12/15/29<sup>(1)(4)</sup> <br>| 11680 | &nbsp;&nbsp; 20545 |

---

---

| | | |
|:---|:---|:---|
|  | **Par Value** | **Value** |
| **Semiconductors—continued** | **Semiconductors—continued** |  |
| &nbsp;&nbsp;&nbsp; MKS, Inc. <br>1.250%, 6/1/30<br>| $10530 | &nbsp;&nbsp; $20713 |
| &nbsp;&nbsp;&nbsp; Semtech Corp. 144A <br>0.000%, 10/15/30<sup>(1)(3)</sup> <br>| 13100 | &nbsp;&nbsp; 17488 |
| &nbsp;&nbsp;&nbsp; Synaptics, Inc. <br>0.750%, 12/1/31<br>| 6460 | &nbsp;&nbsp; 7939 |
| &nbsp;&nbsp;&nbsp; Ultra Clean Holdings, Inc. 144A <br>0.000%, 3/15/31<sup>(3)</sup> <br>| 4360 | &nbsp;&nbsp; 5397 |
| &nbsp;&nbsp;&nbsp; Veeco Instruments, Inc. <br>2.875%, 6/1/29<sup>(1)</sup> <br>| 6115 | &nbsp;&nbsp; 11151 |
|  |  | &nbsp;&nbsp; 83233 |
| **Software—2.5%** | **Software—2.5%** |  |
| &nbsp;&nbsp;&nbsp; Cloudflare, Inc. <br>0.000%, 8/15/26<br>| 9490 | &nbsp;&nbsp; 11025 |
| &nbsp;&nbsp;&nbsp; Datadog, Inc. <br>0.000%, 12/1/29<sup>(1)(4)</sup> <br>| 4270 | &nbsp;&nbsp; 4294 |
| &nbsp;&nbsp;&nbsp; Nebius Group N.V. 144A <br>1.250%, 3/15/31<sup>(3)</sup> <br>| 7990 | &nbsp;&nbsp; 8868 |
|  |  | &nbsp;&nbsp; 24187 |
| **Telecommunications—0.9%** | **Telecommunications—0.9%** |  |
| &nbsp;&nbsp;&nbsp; AST SpaceMobile, Inc. 144A <br>2.000%, 1/15/36<sup>(3)</sup> <br>| 8025 | &nbsp;&nbsp; 8153 |
| **Total Convertible Bonds and Notes** <br>**(Identified Cost $192,344)** | **Total Convertible Bonds and Notes** <br>**(Identified Cost $192,344)** | &nbsp;&nbsp; **267666** |
| **Corporate Bonds and Notes—15.1%** | **Corporate Bonds and Notes—15.1%** | **Corporate Bonds and Notes—15.1%** |
| **Commercial Services—0.9%** | **Commercial Services—0.9%** |  |
| &nbsp;&nbsp;&nbsp; EquipmentShare.com, Inc. 144A <br>8.000%, 3/15/33<sup>(1)(2)(3)</sup> <br>| 8570 | &nbsp;&nbsp; 8987 |
| **Computers—0.7%** | **Computers—0.7%** |  |
| &nbsp;&nbsp;&nbsp; Seagate Data Storage Technology Pte Ltd. 144A <br>8.500%, 7/15/31<sup>(3)</sup> <br>| 6290 | &nbsp;&nbsp; 6589 |
| **Diversified REITs—1.2%** | **Diversified REITs—1.2%** |  |
| &nbsp;&nbsp;&nbsp; Iron Mountain, Inc. 144A <br>7.000%, 2/15/29<sup>(2)(3)</sup> <br>| 10955 | &nbsp;&nbsp; 11195 |
| **Electric Utilities—0.9%** | **Electric Utilities—0.9%** |  |
| &nbsp;&nbsp;&nbsp; Talen Energy Supply LLC 144A <br>6.500%, 2/1/36<sup>(2)(3)</sup> <br>| 8385 | &nbsp;&nbsp; 8417 |
| **Electronic Equipment, Instruments & Components—1.0%** | **Electronic Equipment, Instruments & Components—1.0%** |  |
| &nbsp;&nbsp;&nbsp; WESCO Distribution, Inc. 144A <br>7.250%, 6/15/28<sup>(2)(3)</sup> <br>| 9910 | &nbsp;&nbsp; 9935 |
| **Entertainment—0.5%** | **Entertainment—0.5%** |  |
| &nbsp;&nbsp;&nbsp; Caesars Entertainment, Inc. 144A <br>6.000%, 10/15/32<sup>(1)(2)(3)</sup> <br>| 5000 | &nbsp;&nbsp; 4481 |
| **Food & Beverage—1.0%** | **Food & Beverage—1.0%** |  |
| &nbsp;&nbsp;&nbsp; Performance Food Group, Inc. 144A <br>6.125%, 9/15/32<sup>(2)(3)</sup> <br>| 9600 | &nbsp;&nbsp; 9731 |

---

See Notes to Schedule of Investments

------

**VIRTUS Artificial Intelligence & Technology Opportunities Fund**

**SCHEDULE OF INVESTMENTS (Unaudited) (Continued)**

**April 30, 2026**

($ reported in thousands)

---

| | | |
|:---|:---|:---|
|  | **Par Value** | **Value** |
| **Healthcare-Services—0.8%** | **Healthcare-Services—0.8%** |  |
| &nbsp;&nbsp;&nbsp; Tenet Healthcare Corp. 144A <br>6.000%, 11/15/33<sup>(1)(2)(3)</sup> <br>| $7925 | &nbsp;&nbsp; $8010 |
| **Internet—0.7%** | **Internet—0.7%** |  |
| &nbsp;&nbsp;&nbsp; Gen Digital, Inc. 144A <br>7.125%, 9/30/30<sup>(2)(3)</sup> <br>| 6360 | &nbsp;&nbsp; 6450 |
| **Machinery-Diversified—0.5%** | **Machinery-Diversified—0.5%** |  |
| &nbsp;&nbsp;&nbsp; Chart Industries, Inc. 144A <br>9.500%, 1/1/31<sup>(2)(3)</sup> <br>| 4175 | &nbsp;&nbsp; 4388 |
| **Miscellaneous Manufacturing—1.1%** | **Miscellaneous Manufacturing—1.1%** |  |
| &nbsp;&nbsp;&nbsp; Axon Enterprise, Inc. 144A <br>6.250%, 3/15/33<sup>(2)(3)</sup> <br>| 10585 | &nbsp;&nbsp; 10862 |
| **Retail—0.8%** | **Retail—0.8%** |  |
| &nbsp;&nbsp;&nbsp; Advance Auto Parts, Inc. 144A <br>7.375%, 8/1/33<sup>(2)(3)</sup> <br>| 7195 | &nbsp;&nbsp; 7424 |
| **Software—1.9%** | **Software—1.9%** |  |
| &nbsp;&nbsp;&nbsp; CoreWeave, Inc. 144A <br>9.250%, 6/1/30<sup>(1)(2)(3)</sup> <br>| 13990 | &nbsp;&nbsp; 14167 |
| &nbsp;&nbsp;&nbsp; UKG, Inc. 144A <br>6.875%, 2/1/31<sup>(2)(3)</sup> <br>| 3780 | &nbsp;&nbsp; 3679 |
|  |  | &nbsp;&nbsp; 17846 |
| **Telecommunications—2.0%** | **Telecommunications—2.0%** |  |
| &nbsp;&nbsp;&nbsp; Level 3 Financing, Inc. 144A <br>8.500%, 1/15/36<sup>(3)</sup> <br>| 9285 | &nbsp;&nbsp; 9944 |
| &nbsp;&nbsp;&nbsp; WULF Compute LLC 144A <br>7.750%, 10/15/30<sup>(2)(3)</sup> <br>| 8230 | &nbsp;&nbsp; 8650 |
|  |  | &nbsp;&nbsp; 18594 |
| **Transportation—1.1%** | **Transportation—1.1%** |  |
| &nbsp;&nbsp;&nbsp; XPO, Inc. 144A <br>7.125%, 6/1/31<sup>(1)(2)(3)</sup> <br>| 9925 | &nbsp;&nbsp; 10274 |
| **Total Corporate Bonds and Notes** <br>**(Identified Cost $143,440)** | **Total Corporate Bonds and Notes** <br>**(Identified Cost $143,440)** | &nbsp;&nbsp; **143183** |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
|  | **Shares** |  |
| **Convertible Preferred Stocks—8.7%** | **Convertible Preferred Stocks—8.7%** | **Convertible Preferred Stocks—8.7%** |
| **Aerospace & Defense—1.6%** | **Aerospace & Defense—1.6%** |  |
| Boeing Co. (The), 6.000%<sup>(1)</sup> | 218980 | &nbsp;&nbsp; 15810 |
| **Banks—0.9%** | **Banks—0.9%** |  |
| Wells Fargo & Co. Series L, 7.500% | 7065 | &nbsp;&nbsp; 8413 |
| **Electric Utilities—1.2%** | **Electric Utilities—1.2%** |  |
| NextEra Energy, Inc., 7.375% | 214380 | &nbsp;&nbsp; 11259 |
| **Semiconductors & Semiconductor Equipment—2.1%** | **Semiconductors & Semiconductor Equipment—2.1%** |  |
| Microchip Technology, Inc., 7.500% | 256480 | &nbsp;&nbsp; 20177 |
| **Software—1.7%** | **Software—1.7%** |  |
| Oracle Corp. Series D, 6.500% | 328200 | &nbsp;&nbsp; 15974 |

---

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Technology Hardware, Storage & Peripherals—1.2%** | **Technology Hardware, Storage & Peripherals—1.2%** |  |
| Hewlett Packard Enterprise Co., 7.625% | 148845 | &nbsp;&nbsp; $11405 |
| **Total Convertible Preferred Stocks** <br>**(Identified Cost $71,854)** | **Total Convertible Preferred Stocks** <br>**(Identified Cost $71,854)** | &nbsp;&nbsp; **83038** |
| **Common Stocks—58.1%** | **Common Stocks—58.1%** | **Common Stocks—58.1%** |
| **Aerospace & Defense—1.2%** | **Aerospace & Defense—1.2%** |  |
| Howmet Aerospace, Inc.<sup>(2)</sup> <br>| 45845 | &nbsp;&nbsp; 11142 |
| **Air Freight & Logistics—0.8%** | **Air Freight & Logistics—0.8%** |  |
| FedEx Corp. | 20175 | &nbsp;&nbsp; 8137 |
| **Banks—4.3%** | **Banks—4.3%** |  |
| Bank of America Corp. | 52245 | &nbsp;&nbsp; 2793 |
| Citigroup, Inc.<sup>(2)</sup> <br>| 154717 | &nbsp;&nbsp; 19801 |
| Citizens Financial Group, Inc. | 78045 | &nbsp;&nbsp; 5077 |
| JPMorgan Chase & Co.<sup>(2)</sup> <br>| 42500 | &nbsp;&nbsp; 13312 |
|  |  | &nbsp;&nbsp; 40983 |
| **Capital Markets—1.1%** | **Capital Markets—1.1%** |  |
| Morgan Stanley | 54400 | &nbsp;&nbsp; 10368 |
| **Commercial Services & Supplies—0.3%** | **Commercial Services & Supplies—0.3%** |  |
| Waste Management, Inc.<sup>(2)</sup> <br>| 12585 | &nbsp;&nbsp; 2927 |
| **Communications Equipment—2.4%** | **Communications Equipment—2.4%** |  |
| Arista Networks, Inc.<sup>(5)</sup> <br>| 48245 | &nbsp;&nbsp; 8332 |
| Ciena Corp.<sup>(2)(5)</sup> <br>| 27920 | &nbsp;&nbsp; 14730 |
|  |  | &nbsp;&nbsp; 23062 |
| **Consumer Staples Distribution & Retail—1.7%** | **Consumer Staples Distribution & Retail—1.7%** |  |
| Costco Wholesale Corp. | 2795 | &nbsp;&nbsp; 2836 |
| Walmart, Inc.<sup>(2)</sup> <br>| 102195 | &nbsp;&nbsp; 13482 |
|  |  | &nbsp;&nbsp; 16318 |
| **Electrical Equipment—3.7%** | **Electrical Equipment—3.7%** |  |
| GE Vernova, Inc.<sup>(2)</sup> <br>| 22110 | &nbsp;&nbsp; 23955 |
| Vertiv Holdings Co. Class A<sup>(2)</sup> <br>| 33635 | &nbsp;&nbsp; 11049 |
|  |  | &nbsp;&nbsp; 35004 |
| **Electronic Equipment, Instruments & Components—8.7%** | **Electronic Equipment, Instruments & Components—8.7%** |  |
| Amphenol Corp. Class A<sup>(2)</sup> <br>| 139510 | &nbsp;&nbsp; 20546 |
| Celestica, Inc.<sup>(5)</sup> <br>| 45415 | &nbsp;&nbsp; 18601 |
| Coherent Corp.<sup>(2)(5)</sup> <br>| 49651 | &nbsp;&nbsp; 15874 |
| Flex Ltd.<sup>(5)</sup> <br>| 299045 | &nbsp;&nbsp; 27378 |
|  |  | &nbsp;&nbsp; 82399 |
| **Energy Equipment & Services—1.0%** | **Energy Equipment & Services—1.0%** |  |
| SLB Ltd.<sup>(1)</sup> <br>| 163060 | &nbsp;&nbsp; 9275 |
| **Entertainment—0.2%** | **Entertainment—0.2%** |  |
| Netflix, Inc.<sup>(5)</sup> <br>| 17645 | &nbsp;&nbsp; 1652 |
| **Healthcare Providers & Services—2.6%** | **Healthcare Providers & Services—2.6%** |  |
| McKesson Corp. | 10800 | &nbsp;&nbsp; 8804 |
| Quest Diagnostics, Inc. | 36520 | &nbsp;&nbsp; 7092 |

---

See Notes to Schedule of Investments

------

**VIRTUS Artificial Intelligence & Technology Opportunities Fund**

**SCHEDULE OF INVESTMENTS (Unaudited) (Continued)**

**April 30, 2026**

($ reported in thousands)

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Healthcare Providers & Services—continued** | **Healthcare Providers & Services—continued** |  |
| UnitedHealth Group, Inc. | 24230 | &nbsp;&nbsp; $8977 |
|  |  | &nbsp;&nbsp; 24873 |
| **Hotels, Restaurants & Leisure—2.3%** | **Hotels, Restaurants & Leisure—2.3%** |  |
| Hilton Worldwide Holdings, Inc.<sup>(2)</sup> <br>| 52265 | &nbsp;&nbsp; 16937 |
| Marriott International, Inc. Class A | 13475 | &nbsp;&nbsp; 4874 |
|  |  | &nbsp;&nbsp; 21811 |
| **Insurance—0.4%** | **Insurance—0.4%** |  |
| Chubb Ltd. | 12480 | &nbsp;&nbsp; 4081 |
| **Interactive Media & Services—1.8%** | **Interactive Media & Services—1.8%** |  |
| Alphabet, Inc. Class A<sup>(2)</sup> <br>| 41750 | &nbsp;&nbsp; 16066 |
| Meta Platforms, Inc. Class A | 1855 | &nbsp;&nbsp; 1135 |
|  |  | &nbsp;&nbsp; 17201 |
| **IT Services—0.2%** | **IT Services—0.2%** |  |
| Snowflake, Inc. Class A<sup>(5)</sup> <br>| 16625 | &nbsp;&nbsp; 2269 |
| **Machinery—3.8%** | **Machinery—3.8%** |  |
| Caterpillar, Inc.<sup>(2)</sup> <br>| 22150 | &nbsp;&nbsp; 19716 |
| Deere & Co. | 5260 | &nbsp;&nbsp; 3103 |
| Parker-Hannifin Corp. | 14580 | &nbsp;&nbsp; 13259 |
|  |  | &nbsp;&nbsp; 36078 |
| **Pharmaceuticals—3.1%** | **Pharmaceuticals—3.1%** |  |
| AstraZeneca plc<sup>(1)</sup> <br>| 21237 | &nbsp;&nbsp; 3979 |
| Eli Lilly & Co.<sup>(2)</sup> <br>| 17175 | &nbsp;&nbsp; 16052 |
| Johnson & Johnson | 13835 | &nbsp;&nbsp; 3180 |
| Roche Holding AG Sponsored ADR<sup>(1)</sup> <br>| 115965 | &nbsp;&nbsp; 5900 |
|  |  | &nbsp;&nbsp; 29111 |
| **Semiconductors & Semiconductor Equipment—17.4%** | **Semiconductors & Semiconductor Equipment—17.4%** |  |
| Applied Materials, Inc.<sup>(2)</sup> <br>| 37625 | &nbsp;&nbsp; 14843 |
| ASML Holding N.V. Registered Shares | 4940 | &nbsp;&nbsp; 7109 |
| Broadcom, Inc.<sup>(2)</sup> <br>| 51250 | &nbsp;&nbsp; 21393 |
| Lam Research Corp. | 57960 | &nbsp;&nbsp; 14946 |
| Micron Technology, Inc. | 20470 | &nbsp;&nbsp; 10586 |
| Monolithic Power Systems, Inc. | 5170 | &nbsp;&nbsp; 8346 |
| NVIDIA Corp. | 242950 | &nbsp;&nbsp; 48486 |
| &nbsp;&nbsp;&nbsp; Taiwan Semiconductor Manufacturing Co., Ltd. <br> Sponsored ADR<br>| 69425 | &nbsp;&nbsp; 27496 |
| Texas Instruments, Inc. | 42640 | &nbsp;&nbsp; 11985 |
|  |  | &nbsp;&nbsp; 165190 |
| **Software—1.1%** | **Software—1.1%** |  |
| Crowdstrike Holdings, Inc. Class A<sup>(5)</sup> <br>| 5960 | &nbsp;&nbsp; 2657 |
| Microsoft Corp.<sup>(2)</sup> <br>| 2780 | &nbsp;&nbsp; 1133 |

---

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Software—continued** | **Software—continued** |  |
| Palantir Technologies, Inc. Class A<sup>(5)</sup> <br>| 48040 | &nbsp;&nbsp; $6683 |
|  |  | &nbsp;&nbsp; 10473 |
| **Total Common Stocks** <br>**(Identified Cost $377,435)** | **Total Common Stocks** <br>**(Identified Cost $377,435)** | &nbsp;&nbsp; **552354** |
| **Total Long-Term Investments—110.0%** <br>**(Identified Cost $785,073)** | **Total Long-Term Investments—110.0%** <br>**(Identified Cost $785,073)** | &nbsp;&nbsp; **1046241** |
| **Short-Term Investment—1.3%** | **Short-Term Investment—1.3%** | **Short-Term Investment—1.3%** |
| **Money Market Mutual Fund—1.3%** | **Money Market Mutual Fund—1.3%** | **Money Market Mutual Fund—1.3%** |
| &nbsp;&nbsp;&nbsp; BlackRock Liquidity FedFund - Institutional Shares <br> (seven-day effective yield 3.543%)<sup>(6)</sup> <br>| 12399066 | &nbsp;&nbsp; 12399 |
| **Total Short-Term Investment** <br>**(Identified Cost $12,399)** | **Total Short-Term Investment** <br>**(Identified Cost $12,399)** | &nbsp;&nbsp; **12399** |
| **Securities Lending Collateral—1.3%** | **Securities Lending Collateral—1.3%** | **Securities Lending Collateral—1.3%** |
| &nbsp;&nbsp;&nbsp; Dreyfus Government Cash Management Fund - <br> Institutional Shares (seven-day effective yield <br> 3.535%)<sup>(6)(7)</sup> <br>| 12235349 | &nbsp;&nbsp; 12235 |
| **Total Securities Lending Collateral** <br>**(Identified Cost $12,235)** | **Total Securities Lending Collateral** <br>**(Identified Cost $12,235)** | &nbsp;&nbsp; **12235** |
| **TOTAL INVESTMENTS—112.6%** <br>**(Identified Cost $809,707)** | **TOTAL INVESTMENTS—112.6%** <br>**(Identified Cost $809,707)** | &nbsp;&nbsp; **$1070875** |
| Other assets and liabilities, net—(12.6)% | Other assets and liabilities, net—(12.6)% | &nbsp;&nbsp; (119878)<br>|
| **NET ASSETS—100.0%** | **NET ASSETS—100.0%** | &nbsp;&nbsp; **$950997** |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | |
|:---|:---|
| **Abbreviations:** | **Abbreviations:** |
| ADR | American Depositary Receipt |
| LLC | Limited Liability Company |
| OP | Operating Partnership |
| plc | Public Limited Company |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | |
|:---|:---|
| **Footnote Legend:** | **Footnote Legend:** |
| <sup>(1)</sup> <br>| All or a portion of security is on loan pursuant to the Liquidity Facility and/or <br> securities lending.<br>|
| <sup>(2)</sup> <br>| All or a portion of securities is segregated as collateral for the Liquidity Facility. The <br> value of securities segregated as collateral is $183,509.<br>|
| <sup>(3)</sup> <br>| Security exempt from registration under Rule 144A of the Securities Act of 1933. <br> These securities may be resold in transactions exempt from registration, normally <br> to qualified institutional buyers. At April 30, 2026, these securities amounted to a <br> value of $256,584 or 27.0% of net assets.<br>|
| <sup>(4)</sup> <br>| Issued with a zero coupon. Income is recognized through the accretion of <br> discount.<br>|
| <sup>(5)</sup> <br>| Non-income producing. |
| <sup>(6)</sup> <br>| Shares of this fund are publicly offered, and its prospectus and annual report are <br> publicly available.<br>|
| <sup>(7)</sup> <br>| Represents security purchased with cash collateral received for securities on loan. |

---

See Notes to Schedule of Investments

------

**VIRTUS Artificial Intelligence & Technology Opportunities Fund**

**SCHEDULE OF INVESTMENTS (Unaudited) (Continued)**

**April 30, 2026**

($ reported in thousands)

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | |
|:---|:---|
| **Country Weightings**<sup>†</sup>  | **Country Weightings**<sup>†</sup>  |
| United States | 88<br> %<br>|
| Singapore | 3 |
| Taiwan | 3 |
| Canada | 2 |
| Netherlands | 1 |
| Switzerland | 1 |
| Curaçao | 1 |
| Other | 1 |
| Total | 100<br> %<br>|
| <sup>†</sup> % of total investments as of April 30, 2026. | <sup>†</sup> % of total investments as of April 30, 2026. |

---

The following table summarizes the value of the Fund's investments as of April 30, 2026, based on the inputs used to value them (See Security Valuation Note 1 in the Notes to Schedule of Investments):

---

| | | | |
|:---|:---|:---|:---|
|  | Total <br>Value at <br>April 30, 2026<br>| Level 1 <br>Quoted Prices<br>| Level 2 <br>Significant <br>Observable <br>Inputs<br>|
| Assets: |  |  |  |
| Debt Instruments: |  |  |  |
| &nbsp;&nbsp;&nbsp; Convertible Bonds and Notes | &nbsp;&nbsp;&nbsp; $267666 | &nbsp;&nbsp;&nbsp; $— | &nbsp;&nbsp;&nbsp; $267666 |
| &nbsp;&nbsp;&nbsp; Corporate Bonds and Notes | &nbsp;&nbsp;&nbsp; 143183 | &nbsp;&nbsp;&nbsp; — | &nbsp;&nbsp;&nbsp; 143183 |
| Equity Securities: |  |  |  |
| &nbsp;&nbsp;&nbsp; Convertible Preferred Stocks | &nbsp;&nbsp;&nbsp; 83038 | &nbsp;&nbsp;&nbsp; 83038 | &nbsp;&nbsp;&nbsp; — |
| &nbsp;&nbsp;&nbsp; Common Stocks | &nbsp;&nbsp;&nbsp; 552354 | &nbsp;&nbsp;&nbsp; 552354 | &nbsp;&nbsp;&nbsp; — |
| Money Market Mutual Fund | &nbsp;&nbsp;&nbsp; 12399 | &nbsp;&nbsp;&nbsp; 12399 | &nbsp;&nbsp;&nbsp; — |
| Securities Lending Collateral | &nbsp;&nbsp;&nbsp; 12235 | &nbsp;&nbsp;&nbsp; 12235 | &nbsp;&nbsp;&nbsp; — |
| Total Investments | &nbsp;&nbsp;&nbsp; $1070875 | &nbsp;&nbsp;&nbsp; $660026 | &nbsp;&nbsp;&nbsp; $410849 |

---

There were no securities valued using significant unobservable inputs (Level 3) at April 30, 2026.

There were no transfers into or out of Level 3 related to securities held at April 30, 2026.

See Notes to Schedule of Investments

------

**VIRTUS Artificial Intelligence & Technology Opportunities Fund**

**NOTES TO SCHEDULE OF INVESTMENTS (Unaudited)**

**April 30, 2026**

**Note 1. Security Valuation**

The Fund's Board of Trustees has designated the investment adviser as the valuation designee to perform fair valuations pursuant to Rule 2a-5 under the Investment Company Act of 1940. The Fund utilizes a fair value hierarchy which prioritizes the inputs to valuation techniques used to measure fair value into three broad levels. The Fund's policy is to recognize transfers into or out of Level 3 at the end of the reporting period.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 1 – quoted prices in active markets for identical securities (security types generally include listed equities).

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 2 – prices determined using other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.).

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 3 – prices determined using significant unobservable inputs (including the investment adviser's Valuation Committee's own assumptions in determining the fair value of investments).

A description of the valuation techniques applied to the Fund's major categories of assets and liabilities measured at fair value on a recurring basis is as follows:

Equity securities are valued at the official closing price (typically last sale) on the exchange on which the securities are primarily traded or, if no closing price is available, at the last bid price and are categorized as Level 1 in the hierarchy. Illiquid, restricted equity securities and illiquid private placements are internally fair valued by the investment adviser's Valuation Committee, and are generally categorized as Level 3 in the hierarchy.

Certain non-U.S. securities may be fair valued in cases where closing prices are not readily available or are deemed not reflective of readily available market prices. For example, significant events (such as movement in the U.S. securities market, or other regional and local developments) may occur between the time that non-U.S. markets close (where the security is principally traded) and the time that the Fund calculates its net asset value ("NAV") at the close of regular trading on the New York Stock Exchange ("NYSE") (generally 4 p.m. Eastern time) that may impact the value of securities traded in these non-U.S. markets. In such cases, the Fund fair values non-U.S. securities using an independent pricing service which considers the correlation of the trading patterns of the non-U.S. security to the intraday trading in the U.S. markets for investments such as American Depositary Receipts, financial futures, Exchange-Traded Funds ("ETFs"), and certain indexes, as well as prices for similar securities. Such fair valuations are categorized as Level 2 in the hierarchy. Because the frequency of significant events is not predictable, fair valuation of certain non-U.S. common stocks may occur on a frequent basis.

Debt instruments, including convertible bonds, restricted securities, and leveraged loans are valued based on either evaluated or composite quotations received from independent pricing services or from dealers who make markets in such securities. For most bond types, the pricing service utilizes matrix pricing that considers one or more of the following factors: yield or price of bonds of comparable quality, coupon, maturity, current cash flows, type, activity of the underlying equities, and current day trade information, as well as dealer supplied prices. These valuations are generally categorized as Level 2 in the hierarchy. Structured debt instruments, such as mortgage-backed and asset-backed securities may also incorporate collateral analysis and utilize cash flow models for valuation and are generally categorized as Level 2 in the hierarchy. Pricing services do not provide pricing for all securities and therefore indicative bids from dealers are utilized which are based on pricing models used by market makers in the security and are generally categorized as Level 2 in the hierarchy. Debt instruments that are internally fair valued by the investment adviser's Valuation Committee are generally categorized as Level 3 in the hierarchy.

Listed derivatives, such as options, that are actively traded are valued at the last posted settlement price from the exchange where they are principally traded and are categorized as Level 1 in the hierarchy. Over-the-counter derivative contracts, which include forward currency contracts and equity-linked instruments, do not require material subjectivity as pricing inputs are observed from actively quoted markets and are categorized as Level 2 in the hierarchy.

Investments in open-end mutual funds are valued at NAV. Investments in closed-end funds and ETFs are valued as of the close of regular trading on the NYSE each business day. Each is categorized as Level 1 in the hierarchy.

A summary of the inputs used to value the Fund's net assets by each major security type is disclosed at the end of the Schedule of Investments for the Fund. The inputs or methodologies used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.

*For additional information about significant accounting policies, refer to the Fund's most recent semi or annual report.*

------

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Virtus Artificial Intelligence & Technology Opportunities Fund

- **b. Investment Company Act file number:** 811-23446

- **c. CIK number of Registrant:** 0001778114

- **d. LEI of Registrant:** 549300ZE8QERJKXOVW89

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 101 MUNSON STREET

  - **City:** GREENFIELD

  - **State:** MA

  - **Foreign country:** US

  - **Zip / Postal Code:** 01301-9668

  - **Telephone number:** 866-270-7788

**Item A.2. Information about the Series.**

- **a. Name of Series:** Virtus Artificial Intelligence & Technology Opportunities Fund

- **c. LEI of Series:** 549300ZE8QERJKXOVW89

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2027-01-31

- **b. Date as of which information is reported:** 2026-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $1101017700.08

**Total Liabilities:** $150026302.86

**Net Assets:** $950991397.22

**Cash Not Reported:** $18793948.86

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** -4856.79000000 | **10-Year:** -633.10000000 | **30-Year:** -8048.92000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** -141.93000000 | **5-Year:** -38007.82000000 | **10-Year:** -38639.77000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000000000 | 2.74%                | -5.05%               | 15.89%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $7726466.24              | $15134838.24                               |
| Month 2  | $978237.78               | $-45207360.31                              |
| Month 3  | $16862424.42             | $114442751.70                              |

### Schedule of Portfolio Investments

| Name                                           | Title                                                                                                                                   | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| EQUIPMENTSHARE.COM INC                         | EQMSRM 8 03/15/33 144A                                                                                                                  | CUSIP: 29450YAC3<br>LEI: 254900PWJK48CGPKPI80 | Long             | DBT              | CORP              | US        |   8570000 | PA      | $8987272.36   | 0.95%             | 2033-03-15      | Fixed         | 8.00%                 | No            |                  2 | On Loan: —       |
| OSI SYSTEMS INC                                | OSIS 0.5 02/01/31                                                                                                                       | CUSIP: 671044AG0<br>LEI: DDX3MPX1Y8YD30050X33 | Long             | DBT              | CORP              | US        |   4865000 | PA      | $5196793.00   | 0.55%             | 2031-02-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| CROWDSTRIKE HOLDINGS INC                       | CROWDSTRIKE HOLDINGS INC CL A                                                                                                           | CUSIP: 22788C105<br>LEI: 549300YBY08K9KM4HX32 | Long             | EC               | CORP              | US        |      5960 | NS      | $2656670.00   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| MICROCHIP TECHNOLOGY INC                       | MICROCHIP TECHNOLOGY INC 7.50 % DEP SHS REPSTG 1/20TH PFD CONV SER A                                                                    | CUSIP: 595017302<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EP               | CORP              | US        |    256480 | NS      | $20177281.60  | 2.12%             |  |  |  | No            |                  1 | On Loan: No      |
| NETFLIX INC                                    | NETFLIX INC COM                                                                                                                         | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |     17645 | NS      | $1651748.45   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| TAIWAN SEMICONDUCTOR MANUFACTURING COMPANY LTD | TAIWAN SEMICONDUCTOR MANUFACTURING COMPANY LTD SPONSORED ADS                                                                            | CUSIP: 874039100<br>LEI: 549300KB6NK5SBD14S87 | Long             | EC               | CORP              | TW        |     69425 | NS      | $27496465.50  | 2.89%             |  |  |  | No            |                  1 | On Loan: No      |
| SEMTECH CORP                                   | SMTC 0 10/15/30                                                                                                                         | CUSIP: 816850AJ0<br>LEI: 549300J7WUY317SW6O61 | Long             | DBT              | CORP              | US        |  13100000 | PA      | $17488500.00  | 1.84%             | 2030-10-15      | None          | 0.00%                 | No            |                  2 | On Loan: —       |
| HILTON WORLDWIDE HOLDINGS INC                  | HILTON WORLDWIDE HOLDINGS INC COM                                                                                                       | CUSIP: 43300A203<br>LEI: 549300HVGPK36ICB0B89 | Long             | EC               | CORP              | US        |     52265 | NS      | $16937518.55  | 1.78%             |  |  |  | No            |                  1 | On Loan: No      |
| ADVANCE AUTO PARTS INC                         | AAP 7.375 08/01/33 144A                                                                                                                 | CUSIP: 00751YAL0<br>LEI: 529900UCNQ5H9FSL0Y70 | Long             | DBT              | CORP              | US        |   7195000 | PA      | $7424016.85   | 0.78%             | 2033-08-01      | Fixed         | 7.38%                 | No            |                  2 | On Loan: No      |
| CLOUDFLARE INC                                 | NET 0 08/15/26                                                                                                                          | CUSIP: 18915MAC1<br>LEI: 5493007DY18BGNLDWU14 | Long             | DBT              | CORP              | US        |   9490000 | PA      | $11025332.34  | 1.16%             | 2026-08-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CAESARS ENTERTAINMENT INC                      | CZR 6 10/15/32 144A                                                                                                                     | CUSIP: 12769GAD2<br>LEI: 549300FA4CTCW903Y781 | Long             | DBT              | CORP              | US        |   5000000 | PA      | $4481162.90   | 0.47%             | 2032-10-15      | Fixed         | 6.00%                 | No            |                  2 | On Loan: —       |
| MACOM TECHNOLOGY SOLUTIONS HOLDINGS INC        | MTSI 0 12/15/29                                                                                                                         | CUSIP: 55405YAD2<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |  11680000 | PA      | $20545120.00  | 2.16%             | 2029-12-15      | None          | 0.00%                 | No            |                  2 | On Loan: —       |
| JP MORGAN CHASE & COMPANY                      | JP MORGAN CHASE & COMPANY COM                                                                                                           | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |     42500 | NS      | $13312275.00  | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| WASTE MANAGEMENT INC                           | WASTE MANAGEMENT INC COM                                                                                                                | CUSIP: 94106L109<br>LEI: 549300YX8JIID70NFS41 | Long             | EC               | CORP              | US        |     12585 | NS      | $2926641.75   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| NEXTERA ENERGY INC                             | NEE 7.375 02/15/29                                                                                                                      | CUSIP: 65339F655<br>LEI: 254900RHL9MEUS5NKX63 | Long             | DBT              | CORP              | US        |    214380 | PA      | $11259237.60  | 1.18%             | 2029-02-15      | Fixed         | 7.38%                 | No            |                  1 | On Loan: No      |
| BWX TECHNOLOGIES INC                           | BWXT 0 11/01/30                                                                                                                         | CUSIP: 05605HAD2<br>LEI: 549300NP85N265KWMS58 | Long             | DBT              | CORP              | US        |   9850000 | PA      | $10657700.00  | 1.12%             | 2030-11-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| LUMENTUM HOLDINGS INC                          | LITE 0.5 06/15/28                                                                                                                       | CUSIP: 55024UAF6<br>LEI: 549300JLWRRC38DWEF52 | Long             | DBT              | CORP              | US        |   3770000 | PA      | $25859938.00  | 2.72%             | 2028-06-15      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| UNITEDHEALTH GROUP INC                         | UNITEDHEALTH GROUP INC COM                                                                                                              | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |     24230 | NS      | $8976730.40   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| ALIBABA GROUP HOLDING LTD                      | BABA 0.5 06/01/31                                                                                                                       | CUSIP: 01609WBG6<br>LEI: 5493001NTNQJDH60PM02 | Long             | DBT              | CORP              | KY        |   3255000 | PA      | $4698592.50   | 0.49%             | 2031-06-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| IRON MOUNTAIN INC (REIT)                       | IRM 7 02/15/29 144A                                                                                                                     | CUSIP: 46284VAP6<br>LEI: SQL3F6CKNNBM3SQGHX24 | Long             | DBT              | CORP              | US        |  10955000 | PA      | $11195418.43  | 1.18%             | 2029-02-15      | Fixed         | 7.00%                 | No            |                  2 | On Loan: No      |
| DEERE & COMPANY                                | DEERE & COMPANY COM                                                                                                                     | CUSIP: 244199105<br>LEI: PWFTNG3EI0Y73OXWDH08 | Long             | EC               | CORP              | US        |      5260 | NS      | $3102716.20   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| COREWEAVE INC                                  | CRWV 9.25 06/01/30 144A                                                                                                                 | CUSIP: 21873SAB4<br>LEI: 984500511DP2B6186053 | Long             | DBT              | CORP              | US        |  13990000 | PA      | $14166391.38  | 1.49%             | 2030-06-01      | Fixed         | 9.25%                 | No            |                  2 | On Loan: —       |
| TRIP.COM GROUP LTD                             | TCOM 0.75 06/15/29                                                                                                                      | CUSIP: 89677QAB3<br>LEI: 2549004RMYDSRQL4KW41 | Long             | DBT              | CORP              | KY        |   3120000 | PA      | $3355329.99   | 0.35%             | 2029-06-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| HOWMET AEROSPACE INC                           | HOWMET AEROSPACE INC COM                                                                                                                | CUSIP: 443201108<br>LEI: 549300HO5WFZUT5N2T22 | Long             | EC               | CORP              | US        |     45845 | NS      | $11142168.80  | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| CHUBB LTD (SWITZERLAND)                        | CHUBB LTD (SWITZERLAND) ORD CHF24.15                                                                                                    | CUSIP: 000000000<br>LEI: E0JAN6VLUDI1HITHT809 | Long             | EC               | CORP              | CH        |     12480 | NS      | $4080960.00   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| MARRIOTT INTERNATIONAL INC                     | MARRIOTT INTERNATIONAL INC CL A                                                                                                         | CUSIP: 571903202<br>LEI: 225YDZ14ZO8E1TXUSU86 | Long             | EC               | CORP              | US        |     13475 | NS      | $4873772.75   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| BOEING COMPANY (THE)                           | BOEING COMPANY (THE) 6% SER A DEP SHS REPSTG 1/20TH INT MANDATORY CONV PFD                                                              | CUSIP: 097023204<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EP               | CORP              | US        |    218980 | NS      | $15810356.00  | 1.66%             |  |  |  | No            |                  1 | On Loan: —       |
| SOLARIS ENERGY INFRASTRUCTURE INC              | SEI 0.25 10/01/31                                                                                                                       | CUSIP: 83419XAB4<br>LEI: 529900MTK3C8Y8TIIC10 | Long             | DBT              | CORP              | US        |   1945000 | PA      | $2970987.50   | 0.31%             | 2031-10-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| HEWLETT PACKARD ENTERPRISE COMPANY             | HEWLETT PACKARD ENTERPRISE COMPANY 7.625% SERIES C MANDATORY CONVERTIBLE PREFERRED STOCK                                                | CUSIP: 42824C208<br>LEI: 549300BX44RGX6ANDV88 | Long             | EP               | CORP              | US        |    148845 | NS      | $11404503.90  | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| PARKER-HANNIFIN CORP                           | PARKER-HANNIFIN CORP COM                                                                                                                | CUSIP: 701094104<br>LEI: 5493002CONDB4N2HKI23 | Long             | EC               | CORP              | US        |     14580 | NS      | $13259343.60  | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIZENS FINANCIAL GROUP INC                   | CITIZENS FINANCIAL GROUP INC COM                                                                                                        | CUSIP: 174610105<br>LEI: 2138004JDDA4ZQUPFW65 | Long             | EC               | CORP              | US        |     78045 | NS      | $5076827.25   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA CORP                                    | NVIDIA CORP COM                                                                                                                         | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |    242950 | NS      | $48485531.50  | 5.10%             |  |  |  | No            |                  1 | On Loan: No      |
| AST SPACEMOBILE INC                            | ASTS 2 01/15/36                                                                                                                         | CUSIP: 00217DAE0<br>LEI: 254900MBSC9P2UCI6623 | Long             | DBT              | CORP              | US        |   8025000 | PA      | $8153400.00   | 0.86%             | 2036-01-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| ALPHABET INC                                   | ALPHABET INC CAP STK CL A                                                                                                               | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |     41750 | NS      | $16065400.00  | 1.69%             |  |  |  | No            |                  1 | On Loan: No      |
| WESCO DISTRIBUTION INC                         | WCC 7.25 06/15/28 144A                                                                                                                  | CUSIP: 95081QAP9<br>LEI: 549300I2CEZJG9N4AH67 | Long             | DBT              | CORP              | US        |   9910000 | PA      | $9934814.64   | 1.04%             | 2028-06-15      | Fixed         | 7.25%                 | No            |                  2 | On Loan: No      |
| META PLATFORMS INC                             | META PLATFORMS INC CL A                                                                                                                 | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |      1855 | NS      | $1135093.05   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| MONOLITHIC POWER SYSTEMS INC                   | MONOLITHIC POWER SYSTEMS INC COM                                                                                                        | CUSIP: 609839105<br>LEI: 529900TB7O85LSZ1XU31 | Long             | EC               | CORP              | US        |      5170 | NS      | $8346499.70   | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| NEBIUS GROUP NV                                | NBIS 1.25 03/15/31                                                                                                                      | CUSIP: 63954QAJ5<br>LEI: 549300GGZHJ5Q1B18P93 | Long             | DBT              | CORP              | NL        |   7990000 | PA      | $8868101.00   | 0.93%             | 2031-03-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| TALEN ENERGY SUPPLY LLC                        | TLN 6.5 02/01/36 144A                                                                                                                   | CUSIP: 87422VAN8<br>LEI: K5K33XN0PQAU1XF7NN66 | Long             | DBT              | CORP              | US        |   8385000 | PA      | $8416752.49   | 0.89%             | 2036-02-01      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| ASTRAZENECA PLC                                | ASTRAZENECA PLC ORD USD0.25                                                                                                             | CUSIP: 000000000<br>LEI: PY6ZZQWO2IZFZC3IOL08 | Long             | EC               | CORP              | GB        |     21237 | NS      | $3979176.69   | 0.42%             |  |  |  | No            |                  1 | On Loan: —       |
| CITIGROUP INC                                  | CITIGROUP INC COM NEW                                                                                                                   | CUSIP: 172967424<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EC               | CORP              | US        |    154717 | NS      | $19800681.66  | 2.08%             |  |  |  | No            |                  1 | On Loan: No      |
| WALMART INC                                    | WALMART INC COM                                                                                                                         | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Long             | EC               | CORP              | US        |    102195 | NS      | $13482586.35  | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORP                           | BANK OF AMERICA CORP COM                                                                                                                | CUSIP: 060505104<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EC               | CORP              | US        |     52245 | NS      | $2793017.70   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| CIENA CORP                                     | CIENA CORP COM NEW                                                                                                                      | CUSIP: 171779309<br>LEI: W0CZ7N0GH8UIGXDM1H41 | Long             | EC               | CORP              | US        |     27920 | NS      | $14730033.60  | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| ELI LILLY & COMPANY                            | ELI LILLY & COMPANY COM                                                                                                                 | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |     17175 | NS      | $16051755.00  | 1.69%             |  |  |  | No            |                  1 | On Loan: No      |
| LIVE NATION ENTERTAINMENT INC                  | LYV 2.875 01/15/30                                                                                                                      | CUSIP: 538034BC2<br>LEI: 5493007B9BM9ZXJINO78 | Long             | DBT              | CORP              | US        |   7305000 | PA      | $8134117.50   | 0.86%             | 2030-01-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| TENET HEALTHCARE CORP                          | THC 6 11/15/33 144A                                                                                                                     | CUSIP: 88033GDV9<br>LEI: 0W9AIBT6U6ADJ2I8HK17 | Long             | DBT              | CORP              | US        |   7925000 | PA      | $8010106.58   | 0.84%             | 2033-11-15      | Fixed         | 6.00%                 | No            |                  2 | On Loan: —       |
| ULTRA CLEAN HOLDINGS INC                       | UCTT 0 03/15/31                                                                                                                         | CUSIP: 90385VAA5<br>LEI: 5493007L6LS7QX18PE75 | Long             | DBT              | CORP              | US        |   4360000 | PA      | $5396808.00   | 0.57%             | 2031-03-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| PALANTIR TECHNOLOGIES INC                      | PALANTIR TECHNOLOGIES INC CL A                                                                                                          | CUSIP: 69608A108<br>LEI: 549300UVN46B3BBDHO85 | Long             | EC               | CORP              | US        |     48040 | NS      | $6682844.40   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| WELLTOWER OP LLC                               | WELL 3.125 07/15/29                                                                                                                     | CUSIP: 95041AAD0<br>LEI: T6IZ0MBEG5ACZDTR7D06 | Long             | DBT              | CORP              | US        |  14005000 | PA      | $24235652.50  | 2.55%             | 2029-07-15      | Fixed         | 3.12%                 | No            |                  2 | On Loan: No      |
| WULF COMPUTE LLC                               | WULF 7.75 10/15/30 144A                                                                                                                 | CUSIP: 982911AA7<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   8230000 | PA      | $8649690.25   | 0.91%             | 2030-10-15      | Fixed         | 7.75%                 | No            |                  2 | On Loan: No      |
| FIRSTENERGY CORP                               | FE 3.625 01/15/29                                                                                                                       | CUSIP: 337932AS6<br>LEI: 549300SVYJS666PQJH88 | Long             | DBT              | CORP              | US        |   9455000 | PA      | $10329587.50  | 1.09%             | 2029-01-15      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| SYNAPTICS INC                                  | SYNA 0.75 12/01/31                                                                                                                      | CUSIP: 87157DAJ8<br>LEI: 549300AJ3LI4FWNRQX29 | Long             | DBT              | CORP              | US        |   6460000 | PA      | $7939340.00   | 0.83%             | 2031-12-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| CELESTICA INC                                  | CELESTICA INC COM                                                                                                                       | CUSIP: 15101Q207<br>LEI: 549300J3CG5T6RZWLN53 | Long             | EC               | CORP              | CA        |     45415 | NS      | $18601529.85  | 1.96%             |  |  |  | No            |                  1 | On Loan: No      |
| XPO INC                                        | XPO 7.125 06/01/31 144A                                                                                                                 | CUSIP: 98379KAB8<br>LEI: 54930096DB9LCLPN7H13 | Long             | DBT              | CORP              | US        |   9925000 | PA      | $10273704.95  | 1.08%             | 2031-06-01      | Fixed         | 7.12%                 | No            |                  2 | On Loan: —       |
| ARISTA NETWORKS INC                            | ARISTA NETWORKS INC COM SHS                                                                                                             | CUSIP: 040413205<br>LEI: 635400H1WKBLOQERUU95 | Long             | EC               | CORP              | US        |     48245 | NS      | $8332393.95   | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| VERTIV HOLDINGS COMPANY                        | VERTIV HOLDINGS COMPANY COM CL A                                                                                                        | CUSIP: 92537N108<br>LEI: 549300KTTIRAOGXCRV69 | Long             | EC               | CORP              | US        |     33635 | NS      | $11048761.15  | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| APPLIED MATERIALS INC                          | APPLIED MATERIALS INC COM                                                                                                               | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |     37625 | NS      | $14842686.25  | 1.56%             |  |  |  | No            |                  1 | On Loan: No      |
| ROCHE HOLDING AG                               | ROCHE HOLDING AG SPONSORED ADR                                                                                                          | CUSIP: 771195104<br>LEI: 549300U41AUUVOAAOB37 | Long             | EC               | CORP              | CH        |    115965 | NS      | $5900299.20   | 0.62%             |  |  |  | No            |                  1 | On Loan: —       |
| BLOOM ENERGY CORP                              | BE 0 11/15/30                                                                                                                           | CUSIP: 093712AN7<br>LEI: 549300XB5J9BFW5JXV97 | Long             | DBT              | CORP              | US        |  10240000 | PA      | $17824768.00  | 1.87%             | 2030-11-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| GEN DIGITAL INC                                | GEN 7.125 09/30/30 144A                                                                                                                 | CUSIP: 668771AL2<br>LEI: YF6ZV0M6AU4FY94MK914 | Long             | DBT              | CORP              | US        |   6360000 | PA      | $6449955.84   | 0.68%             | 2030-09-30      | Fixed         | 7.12%                 | No            |                  2 | On Loan: No      |
| WELLS FARGO & COMPANY                          | WELLS FARGO & COMPANY 7.5% NON-CUMULATIVE PERPETUAL CONVERTIBLE CLASS A PREFERRED STOCK, SERIES L                                       | CUSIP: 949746804<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               | CORP              | US        |      7065 | NS      | $8413072.65   | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| MICRON TECHNOLOGY INC                          | MICRON TECHNOLOGY INC COM                                                                                                               | CUSIP: 595112103<br>LEI: B3DXGBC8GAIYWI2Z0172 | Long             | EC               | CORP              | US        |     20470 | NS      | $10586265.20  | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY                                 | MORGAN STANLEY COM NEW                                                                                                                  | CUSIP: 617446448<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EC               | CORP              | US        |     54400 | NS      | $10368096.00  | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| AEROVIRONMENT INC                              | AVAV 0 07/15/30                                                                                                                         | CUSIP: 008073AA6<br>LEI: 529900PGHVI29YLZ6221 | Long             | DBT              | CORP              | US        |   3535000 | PA      | $3586257.50   | 0.38%             | 2030-07-15      | None          | 0.00%                 | No            |                  2 | On Loan: —       |
| ASML HOLDING NV                                | ASML HOLDING NV NY REGISTRY SHS                                                                                                         | CUSIP: 000000000<br>LEI: 724500Y6DUVHQD6OXN27 | Long             | EC               | CORP              | NL        |      4940 | NS      | $7108610.60   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| AFFIRM HOLDINGS INC                            | AFRM 0.75 12/15/29                                                                                                                      | CUSIP: 00827BAD8<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   5165000 | PA      | $5449075.00   | 0.57%             | 2029-12-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: —       |
| VEECO INSTRUMENTS INC                          | VECO 2.875 06/01/29                                                                                                                     | CUSIP: 922417AJ9<br>LEI: 5493004201F72ADDZW04 | Long             | DBT              | CORP              | US        |   6115000 | PA      | $11150702.50  | 1.17%             | 2029-06-01      | Fixed         | 2.88%                 | No            |                  2 | On Loan: —       |
| AMPHENOL CORP                                  | AMPHENOL CORP CL A                                                                                                                      | CUSIP: 032095101<br>LEI: 549300D3L3G0R4U4VT04 | Long             | EC               | CORP              | US        |    139510 | NS      | $20545637.70  | 2.16%             |  |  |  | No            |                  1 | On Loan: No      |
| WESTERN DIGITAL CORP                           | WDC 3 11/15/28                                                                                                                          | CUSIP: 958102AT2<br>LEI: 549300QQXOOYEF89IC56 | Long             | DBT              | CORP              | US        |   1840000 | PA      | $21144912.00  | 2.22%             | 2028-11-15      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| ORACLE CORP                                    | ORACLE CORP DEPOSITARY SHARES EACH REPRESENTING A 1/2,000TH INTEREST IN A SHARE OF 6.50% SERIES D MANDATORY CONVERTIBLE PREFERRED STOCK | CUSIP: 68389X204<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EP               | CORP              | US        |    328200 | NS      | $15973494.00  | 1.68%             |  |  |  | No            |                  1 | On Loan: No      |
| PERFORMANCE FOOD GROUP INC                     | PFGC 6.125 09/15/32 144A                                                                                                                | CUSIP: 71376LAF7<br>LEI: 549300OMUOGBYK0FFO76 | Long             | DBT              | CORP              | US        |   9600000 | PA      | $9731232.00   | 1.02%             | 2032-09-15      | Fixed         | 6.12%                 | No            |                  2 | On Loan: No      |
| AXON ENTERPRISE INC                            | AXON 6.25 03/15/33 144A                                                                                                                 | CUSIP: 05464CAD3<br>LEI: 549300QP2IEEGFE16681 | Long             | DBT              | CORP              | US        |  10585000 | PA      | $10861914.19  | 1.14%             | 2033-03-15      | Fixed         | 6.25%                 | No            |                  2 | On Loan: No      |
| ULTIMATE KRONOS GROUP INC                      | ULTI 6.875 02/01/31 144A                                                                                                                | CUSIP: 90279XAA0<br>LEI: 529900FKHWSTQ1GXK240 | Long             | DBT              | CORP              | US        |   3780000 | PA      | $3679124.73   | 0.39%             | 2031-02-01      | Fixed         | 6.88%                 | No            |                  2 | On Loan: No      |
| MICROSOFT CORP                                 | MICROSOFT CORP COM                                                                                                                      | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      2780 | NS      | $1133628.40   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| GE VERNOVA INC                                 | GE VERNOVA INC COM                                                                                                                      | CUSIP: 36828A101<br>LEI: 254900DP080RU6OK2553 | Long             | EC               | CORP              | US        |     22110 | NS      | $23955300.60  | 2.52%             |  |  |  | No            |                  1 | On Loan: No      |
| SLB LTD                                        | SLB LTD COM STK                                                                                                                         | CUSIP: 806857108<br>LEI: 213800ZUA17OK3QLGM62 | Long             | EC               | CORP              | CW        |    163060 | NS      | $9274852.80   | 0.98%             |  |  |  | No            |                  1 | On Loan: —       |
| COMPASS INC                                    | COMP 0.25 04/15/31                                                                                                                      | CUSIP: 20464UAA8<br>LEI: 254900DMGQSTC3I2IM78 | Long             | DBT              | CORP              | US        |   5980000 | PA      | $5250440.00   | 0.55%             | 2031-04-15      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS       | DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS SH BEN INT                                                                                     | CUSIP: 262006208<br>LEI: 5493000Q69I5Q3QZIA91 | Long             | STIV             | RF                | US        |  12235349 | NS      | $12235348.54  | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| BROADCOM INC                                   | BROADCOM INC COM                                                                                                                        | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |     51250 | NS      | $21393287.50  | 2.25%             |  |  |  | No            |                  1 | On Loan: No      |
| COHERENT CORP                                  | COHERENT CORP COM                                                                                                                       | CUSIP: 19247G107<br>LEI: 549300O5C25A0MMHHU33 | Long             | EC               | CORP              | US        |     49651 | NS      | $15873921.21  | 1.67%             |  |  |  | No            |                  1 | On Loan: No      |
| FLEX LTD                                       | FLEX LTD COM USD0.01                                                                                                                    | CUSIP: 000000000<br>LEI: 549300EAQH74YHD07T53 | Long             | EC               | CORP              | SG        |    299045 | NS      | $27377569.75  | 2.88%             |  |  |  | No            |                  1 | On Loan: No      |
| MKS INC                                        | MKSI 1.25 06/01/30                                                                                                                      | CUSIP: 55306NAB0<br>LEI: 549300KEQATBHAGVF505 | Long             | DBT              | CORP              | US        |  10530000 | PA      | $20712510.00  | 2.18%             | 2030-06-01      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| SNOWFLAKE INC                                  | SNOWFLAKE INC COM SHS                                                                                                                   | CUSIP: 833445109<br>LEI: 254900CJNSY1K7T53Z16 | Long             | EC               | CORP              | US        |     16625 | NS      | $2268813.75   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| COSTCO WHOLESALE CORP                          | COSTCO WHOLESALE CORP COM                                                                                                               | CUSIP: 22160K105<br>LEI: 29DX7H14B9S6O3FD6V18 | Long             | EC               | CORP              | US        |      2795 | NS      | $2835611.35   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| LEVEL 3 FINANCING INC                          | LVLT 8.5 01/15/36 144A                                                                                                                  | CUSIP: 527298CQ4<br>LEI: 254900AE5FEFIJOXWL19 | Long             | DBT              | CORP              | US        |   9285000 | PA      | $9944337.14   | 1.05%             | 2036-01-15      | Fixed         | 8.50%                 | No            |                  2 | On Loan: No      |
| BLACKROCK LIQUIDITY FUNDS                      | BLACKROCK LIQUIDITY FUNDS FEDFUND INSTL                                                                                                 | CUSIP: 09248U700<br>LEI: 5493007YVNX55LTRQ706 | Long             | STIV             | RF                | US        |  14343554 | NS      | $14343553.65  | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| TEXAS INSTRUMENTS INC                          | TEXAS INSTRUMENTS INC COM                                                                                                               | CUSIP: 882508104<br>LEI: WDJNR2L6D8RWOEB8T652 | Long             | EC               | CORP              | US        |     42640 | NS      | $11985251.20  | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| QUEST DIAGNOSTICS INC                          | QUEST DIAGNOSTICS INC COM                                                                                                               | CUSIP: 74834L100<br>LEI: 8MCWUBXQ0WE04KMXBX50 | Long             | EC               | CORP              | US        |     36520 | NS      | $7092184.00   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| JOHNSON & JOHNSON                              | JOHNSON & JOHNSON COM                                                                                                                   | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |     13835 | NS      | $3179974.75   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| MCKESSON CORP                                  | MCKESSON CORP COM                                                                                                                       | CUSIP: 58155Q103<br>LEI: 549300WZWOM80UCFSF54 | Long             | EC               | CORP              | US        |     10800 | NS      | $8804160.00   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| FEDEX CORP                                     | FEDEX CORP COM                                                                                                                          | CUSIP: 31428X106<br>LEI: 549300E707U7WNPZN687 | Long             | EC               | CORP              | US        |     20175 | NS      | $8136779.25   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| UBER TECHNOLOGIES INC                          | UBER 0.875 12/01/28 2028                                                                                                                | CUSIP: 90353TAM2<br>LEI: 549300B2FTG34FILDR98 | Long             | DBT              | CORP              | US        |   2780000 | PA      | $3398550.00   | 0.36%             | 2028-12-01      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| CHART INDUSTRIES INC                           | GTLS 9.5 01/01/31 144A                                                                                                                  | CUSIP: 16115QAG5<br>LEI: EM7QGKC1GYOF3LSZSL80 | Long             | DBT              | CORP              | US        |   4175000 | PA      | $4388451.05   | 0.46%             | 2031-01-01      | Fixed         | 9.50%                 | No            |                  2 | On Loan: No      |
| SEAGATE DATA STORAGE TECHNOLOGY PTE LTD        | STX 8.5 07/15/31 144a                                                                                                                   | CUSIP: 81180LAQ8<br>LEI: N/A                  | Long             | DBT              | CORP              | SG        |   6290000 | PA      | $6588636.62   | 0.69%             | 2031-07-15      | Fixed         | 8.50%                 | No            |                  2 | On Loan: No      |
| CATERPILLAR INC                                | CATERPILLAR INC COM                                                                                                                     | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | EC               | CORP              | US        |     22150 | NS      | $19715936.50  | 2.07%             |  |  |  | No            |                  1 | On Loan: No      |
| LAM RESEARCH CORP                              | LAM RESEARCH CORP COM NEW                                                                                                               | CUSIP: 512807306<br>LEI: 549300I4GMO6D34U1T02 | Long             | EC               | CORP              | US        |     57960 | NS      | $14945565.60  | 1.57%             |  |  |  | No            |                  1 | On Loan: No      |
| DATADOG INC                                    | DDOG 0 12/01/29                                                                                                                         | CUSIP: 23804LAD5<br>LEI: 549300F6JNO0KRPO1K63 | Long             | DBT              | CORP              | US        |   4270000 | PA      | $4293485.00   | 0.45%             | 2029-12-01      | None          | 0.00%                 | No            |                  2 | On Loan: —       |

### Signature

**Date Signed:** 2026-06-26

**Name of Applicant:** Virtus AllianzGI Artificial Intelligence & Technology Opportunities Fund

**Signature:** Amy Hackett

**Name of Signer:** Amy Hackett

**Title:** Vice President and Assistant Treasurer