# EDGAR Filing Document

**Accession Number:** 0000919447
**File Stem:** 0001172661-23-001523
**Filing Date:** 2023-2
**Character Count:** 15695
**Document Hash:** efe62eb72c26c43c2557b351c7db0b1d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001172661-23-001523.hdr.sgml**: 20230227

**ACCESSION NUMBER**: 0001172661-23-001523

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230227

**DATE AS OF CHANGE**: 20230227

**EFFECTIVENESS DATE**: 20230227

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CASCADE INVESTMENT GROUP, INC.
- **CENTRAL INDEX KEY:** 0000919447
- **IRS NUMBER:** 841245938
- **STATE OF INCORPORATION:** CO
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-23149
- **FILM NUMBER:** 23672181

**BUSINESS ADDRESS:**
- **STREET 1:** 444 E. PIKES PEAK AVENUE
- **STREET 2:** SUITE 200
- **CITY:** COLORADO SPRINGS
- **STATE:** CO
- **ZIP:** 80903
- **BUSINESS PHONE:** 719-632-0818

**MAIL ADDRESS:**
- **STREET 1:** 444 E. PIKES PEAK AVENUE
- **STREET 2:** SUITE 200
- **CITY:** COLORADO SPRINGS
- **STATE:** CO
- **ZIP:** 80903

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CASCADE INVESTMENT GROUP INC                            /BD
- **DATE OF NAME CHANGE:** 20020523

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BJR & ASSOCIATES INC                                    /BD
- **DATE OF NAME CHANGE:** 19990128

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** CASCADE INVESTMENT GROUP INC.<br>**Address:** 444 E. Pikes Peak Avenue<br>Suite 200<br>Colorado Springs, CO 80903

**Form 13F File Number:** 028-23149

**CRD Number (if applicable):** 000035844

**SEC File Number (if applicable):** 801-53819

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Dana M. Capozzella<br>**Title:** Chief Compliance Officer<br>**Phone:** 800-984-9074

**Signature, Place, and Date of Signing:**

/s/ Dana M. Capozzella  Colorado Springs, CO  02-27-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 119

**Form 13F Information Table Value Total:** $96086922

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M CO | COM | 88579Y101 |  | 222811 | 1858 | SH |  | SOLE |  | 1858 | 0 | 0 |
| ABBOTT LABS | COM | 002824100 |  | 330139 | 3007 | SH |  | SOLE |  | 3007 | 0 | 0 |
| ABBVIE INC | COM | 00287Y109 |  | 1107109 | 6850 | SH |  | SOLE |  | 6850 | 0 | 0 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 |  | 1054285 | 3951 | SH |  | SOLE |  | 3951 | 0 | 0 |
| AGILENT TECHNOLOGIES INC | COM | 00846U101 |  | 574791 | 3841 | SH |  | SOLE |  | 3841 | 0 | 0 |
| ALLIANCEBERNSTEIN HLDG L P | UNIT LTD PARTN | 01881G106 |  | 281834 | 8200 | SH |  | SOLE |  | 8200 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 950742 | 10715 | SH |  | SOLE |  | 10715 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 901711 | 10220 | SH |  | SOLE |  | 10220 | 0 | 0 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 1155893 | 25288 | SH |  | SOLE |  | 25288 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 1333080 | 15870 | SH |  | SOLE |  | 15870 | 0 | 0 |
| AMERICAN ELEC PWR CO INC | COM | 025537101 |  | 251712 | 2651 | SH |  | SOLE |  | 2651 | 0 | 0 |
| ANTERO MIDSTREAM CORP | COM | 03676B102 |  | 1033658 | 95798 | SH |  | SOLE |  | 95798 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 4609510 | 35477 | SH |  | SOLE |  | 35477 | 0 | 0 |
| APPLIED MATLS INC | COM | 038222105 |  | 213749 | 2195 | SH |  | SOLE |  | 2195 | 0 | 0 |
| ARBOR REALTY TRUST INC | COM | 038923108 |  | 1838658 | 139398 | SH |  | SOLE |  | 139398 | 0 | 0 |
| ARES CAPITAL CORP | COM | 04010L103 |  | 1125591 | 60942 | SH |  | SOLE |  | 60942 | 0 | 0 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 719685 | 3013 | SH |  | SOLE |  | 3013 | 0 | 0 |
| BANK AMERICA CORP | COM | 060505104 |  | 273439 | 8256 | SH |  | SOLE |  | 8256 | 0 | 0 |
| BARRICK GOLD CORP | COM | 067901108 |  | 264675 | 15406 | SH |  | SOLE |  | 15406 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 789240 | 2555 | SH |  | SOLE |  | 2555 | 0 | 0 |
| BIO-TECHNE CORP | COM | 09073M104 |  | 331520 | 4000 | SH |  | SOLE |  | 4000 | 0 | 0 |
| BOEING CO | COM | 097023105 |  | 404092 | 2121 | SH |  | SOLE |  | 2121 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 200525 | 2787 | SH |  | SOLE |  | 2787 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 |  | 327138 | 585 | SH |  | SOLE |  | 585 | 0 | 0 |
| CAMPING WORLD HLDGS INC | CL A | 13462K109 |  | 631081 | 28274 | SH |  | SOLE |  | 28274 | 0 | 0 |
| CANADIAN IMPERIAL BK COMM TO | COM | 136069101 |  | 479332 | 11850 | SH |  | SOLE |  | 11850 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 2224407 | 12393 | SH |  | SOLE |  | 12393 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 285602 | 5995 | SH |  | SOLE |  | 5995 | 0 | 0 |
| COCA COLA CO | COM | 191216100 |  | 468678 | 7368 | SH |  | SOLE |  | 7368 | 0 | 0 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 485233 | 6159 | SH |  | SOLE |  | 6159 | 0 | 0 |
| CORNING INC | COM | 219350105 |  | 448917 | 14055 | SH |  | SOLE |  | 14055 | 0 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 702097 | 1538 | SH |  | SOLE |  | 1538 | 0 | 0 |
| CVS HEALTH CORP | COM | 126650100 |  | 396617 | 4256 | SH |  | SOLE |  | 4256 | 0 | 0 |
| DEVON ENERGY CORP NEW | COM | 25179M103 |  | 242964 | 3950 | SH |  | SOLE |  | 3950 | 0 | 0 |
| DIGITAL RLTY TR INC | COM | 253868103 |  | 677068 | 6752 | SH |  | SOLE |  | 6752 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 |  | 232056 | 2671 | SH |  | SOLE |  | 2671 | 0 | 0 |
| DOMINOS PIZZA INC | COM | 25754A201 |  | 249754 | 721 | SH |  | SOLE |  | 721 | 0 | 0 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 405781 | 3940 | SH |  | SOLE |  | 3940 | 0 | 0 |
| EDWARDS LIFESCIENCES CORP | COM | 28176E108 |  | 429381 | 5755 | SH |  | SOLE |  | 5755 | 0 | 0 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 |  | 452971 | 38161 | SH |  | SOLE |  | 38161 | 0 | 0 |
| ESSENTIAL UTILS INC | COM | 29670G102 |  | 471572 | 9880 | SH |  | SOLE |  | 9880 | 0 | 0 |
| ETF MANAGERS TR | PRIME CYBR SCRTY | 26924G201 |  | 221351 | 5025 | SH |  | SOLE |  | 5025 | 0 | 0 |
| EXTRA SPACE STORAGE INC | COM | 30225T102 |  | 898534 | 6105 | SH |  | SOLE |  | 6105 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 522270 | 4735 | SH |  | SOLE |  | 4735 | 0 | 0 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 |  | 752506 | 44792 | SH |  | SOLE |  | 44792 | 0 | 0 |
| FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 33739H101 |  | 1136400 | 46403 | SH |  | SOLE |  | 46403 | 0 | 0 |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 33734X846 |  | 2382573 | 61549 | SH |  | SOLE |  | 61549 | 0 | 0 |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 |  | 2048323 | 35555 | SH |  | SOLE |  | 35555 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | NAS CLNEDG GREEN | 33733E500 |  | 215941 | 4576 | SH |  | SOLE |  | 4576 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | DORSEY WRT 5 ETF | 33738R605 |  | 854504 | 18357 | SH |  | SOLE |  | 18357 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | RBA INDL ETF | 33738R704 |  | 399154 | 9047 | SH |  | SOLE |  | 9047 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 |  | 332878 | 12472 | SH |  | SOLE |  | 12472 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 33733E104 |  | 2816860 | 37583 | SH |  | SOLE |  | 37583 | 0 | 0 |
| FISERV INC | COM | 337738108 |  | 462193 | 4573 | SH |  | SOLE |  | 4573 | 0 | 0 |
| FORTINET INC | COM | 34959E109 |  | 526790 | 10775 | SH |  | SOLE |  | 10775 | 0 | 0 |
| GABELLI EQUITY TR INC | COM | 362397101 |  | 98832 | 18035 | SH |  | SOLE |  | 18035 | 0 | 0 |
| GABELLI UTIL TR | COM | 36240A101 |  | 133047 | 17716 | SH |  | SOLE |  | 17716 | 0 | 0 |
| GENERAL MLS INC | COM | 370334104 |  | 213650 | 2548 | SH |  | SOLE |  | 2548 | 0 | 0 |
| GLOBAL MED REIT INC | COM NEW | 37954A204 |  | 561741 | 59255 | SH |  | SOLE |  | 59255 | 0 | 0 |
| GLOBAL PARTNERS LP | COM UNITS | 37946R109 |  | 2247359 | 64635 | SH |  | SOLE |  | 64635 | 0 | 0 |
| GLOBAL X FDS | US INFR DEV ETF | 37954Y673 |  | 295426 | 11152 | SH |  | SOLE |  | 11152 | 0 | 0 |
| GOLDMAN SACHS BDC INC | SHS | 38147U107 |  | 879281 | 64088 | SH |  | SOLE |  | 64088 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 640060 | 1864 | SH |  | SOLE |  | 1864 | 0 | 0 |
| HONEYWELL INTL INC | COM | 438516106 |  | 758193 | 3538 | SH |  | SOLE |  | 3538 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 806491 | 5724 | SH |  | SOLE |  | 5724 | 0 | 0 |
| INTUIT | COM | 461202103 |  | 1044356 | 2683 | SH |  | SOLE |  | 2683 | 0 | 0 |
| IRON MTN INC DEL | COM | 46284V101 |  | 1232710 | 24728 | SH |  | SOLE |  | 24728 | 0 | 0 |
| ISHARES TR | US HLTHCARE ETF | 464287762 |  | 255339 | 900 | SH |  | SOLE |  | 900 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 670378 | 3795 | SH |  | SOLE |  | 3795 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 791904 | 5905 | SH |  | SOLE |  | 5905 | 0 | 0 |
| KEYSIGHT TECHNOLOGIES INC | COM | 49338L103 |  | 507394 | 2966 | SH |  | SOLE |  | 2966 | 0 | 0 |
| LIFE STORAGE INC | COM | 53223X107 |  | 411761 | 4180 | SH |  | SOLE |  | 4180 | 0 | 0 |
| LILLY ELI  CO | COM | 532457108 |  | 247674 | 677 | SH |  | SOLE |  | 677 | 0 | 0 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 360587 | 741 | SH |  | SOLE |  | 741 | 0 | 0 |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 |  | 359935 | 4335 | SH |  | SOLE |  | 4335 | 0 | 0 |
| MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 |  | 446869 | 8900 | SH |  | SOLE |  | 8900 | 0 | 0 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 605398 | 1741 | SH |  | SOLE |  | 1741 | 0 | 0 |
| MDU RES GROUP INC | COM | 552690109 |  | 606800 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| MEDICAL PPTYS TRUST INC | COM | 58463J304 |  | 1127257 | 101190 | SH |  | SOLE |  | 101190 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 414822 | 3739 | SH |  | SOLE |  | 3739 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 1692170 | 7056 | SH |  | SOLE |  | 7056 | 0 | 0 |
| NEWMONT CORP | COM | 651639106 |  | 891419 | 18886 | SH |  | SOLE |  | 18886 | 0 | 0 |
| NIKE INC | CL B | 654106103 |  | 288430 | 2465 | SH |  | SOLE |  | 2465 | 0 | 0 |
| OMEGA HEALTHCARE INVS INC | COM | 681936100 |  | 1476027 | 52810 | SH |  | SOLE |  | 52810 | 0 | 0 |
| PARAMOUNT GLOBAL | 5.75% CONV PFD A | 92556H305 |  | 308882 | 12470 | SH |  | SOLE |  | 12470 | 0 | 0 |
| PEMBINA PIPELINE CORP | COM | 706327103 |  | 2426814 | 71482 | SH |  | SOLE |  | 71482 | 0 | 0 |
| PEPSICO INC | COM | 713448108 |  | 221850 | 1228 | SH |  | SOLE |  | 1228 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 771918 | 15065 | SH |  | SOLE |  | 15065 | 0 | 0 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 207177 | 2047 | SH |  | SOLE |  | 2047 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 753253 | 4970 | SH |  | SOLE |  | 4970 | 0 | 0 |
| PRUDENTIAL FINL INC | COM | 744320102 |  | 286843 | 2884 | SH |  | SOLE |  | 2884 | 0 | 0 |
| QUANTA SVCS INC | COM | 74762E102 |  | 333735 | 2342 | SH |  | SOLE |  | 2342 | 0 | 0 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 488655 | 4842 | SH |  | SOLE |  | 4842 | 0 | 0 |
| RITHM CAPITAL CORP | COM NEW | 64828T201 |  | 161276 | 19740 | SH |  | SOLE |  | 19740 | 0 | 0 |
| ROYCE VALUE TR INC | COM | 780910105 |  | 444997 | 33559 | SH |  | SOLE |  | 33559 | 0 | 0 |
| SALESFORCE INC | COM | 79466L302 |  | 453856 | 3423 | SH |  | SOLE |  | 3423 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 |  | 247987 | 1920 | SH |  | SOLE |  | 1920 | 0 | 0 |
| SIMON PPTY GROUP INC NEW | COM | 828806109 |  | 1781584 | 15165 | SH |  | SOLE |  | 15165 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 466565 | 1220 | SH |  | SOLE |  | 1220 | 0 | 0 |
| SPDR SER TR | PRTFLO S HI | 78468R788 |  | 861446 | 21765 | SH |  | SOLE |  | 21765 | 0 | 0 |
| SPDR SER TR | PORTFLI TIPS ETF | 78464A656 |  | 213760 | 8298 | SH |  | SOLE |  | 8298 | 0 | 0 |
| SPDR SER TR | PORTFOLI S | 78464A805 |  | 4134635 | 87431 | SH |  | SOLE |  | 87431 | 0 | 0 |
| SPDR SER TR | S DIVID ETF | 78464A763 |  | 331166 | 2647 | SH |  | SOLE |  | 2647 | 0 | 0 |
| STARWOOD PPTY TR INC | COM | 85571B105 |  | 196615 | 10726 | SH |  | SOLE |  | 10726 | 0 | 0 |
| STRYKER CORPORATION | COM | 863667101 |  | 306835 | 1255 | SH |  | SOLE |  | 1255 | 0 | 0 |
| SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 86765K109 |  | 1390622 | 32265 | SH |  | SOLE |  | 32265 | 0 | 0 |
| TARGET CORP | COM | 87612E106 |  | 290181 | 1947 | SH |  | SOLE |  | 1947 | 0 | 0 |
| TE CONNECTIVITY LTD | SHS | H84989104 |  | 248427 | 2164 | SH |  | SOLE |  | 2164 | 0 | 0 |
| TOOTSIE ROLL INDS INC | COM | 890516107 |  | 251631 | 5911 | SH |  | SOLE |  | 5911 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 514643 | 971 | SH |  | SOLE |  | 971 | 0 | 0 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 310780 | 4326 | SH |  | SOLE |  | 4326 | 0 | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 10683240 | 55878 | SH |  | SOLE |  | 55878 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 |  | 454369 | 9062 | SH |  | SOLE |  | 9062 | 0 | 0 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 |  | 673446 | 13021 | SH |  | SOLE |  | 13021 | 0 | 0 |
| VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 |  | 254147 | 1477 | SH |  | SOLE |  | 1477 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 324744 | 8242 | SH |  | SOLE |  | 8242 | 0 | 0 |
| VICI PPTYS INC | COM | 925652109 |  | 332197 | 10253 | SH |  | SOLE |  | 10253 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 1449542 | 6977 | SH |  | SOLE |  | 6977 | 0 | 0 |
| ZOETIS INC | CL A | 98978V103 |  | 294419 | 2009 | SH |  | SOLE |  | 2009 | 0 | 0 |

---