# EDGAR Filing Document

**Accession Number:** 0000081247
**File Stem:** 0002071691-25-001623
**Filing Date:** 2025-9
**Character Count:** 45116
**Document Hash:** f16ae7b2d7491211e8ee64be8ce9c572
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002071691-25-001623.hdr.sgml**: 20250923

**ACCESSION NUMBER**: 0002071691-25-001623

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250731

**FILED AS OF DATE**: 20250923

**DATE AS OF CHANGE**: 20250923

**PERIOD START**: 20251031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PUTNAM CONVERTIBLE SECURITIES FUND
- **CENTRAL INDEX KEY:** 0000081247

**ORGANIZATION NAME:**
- **EIN:** 042493360
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-02280
- **FILM NUMBER:** 251333213

**BUSINESS ADDRESS:**
- **STREET 1:** 100 FEDERAL STREET
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02110
- **BUSINESS PHONE:** 6177601000

**MAIL ADDRESS:**
- **STREET 1:** 100 FEDERAL STREET
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02110

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PUTNAM CONVERTIBLE INCOME GROWTH TRUST
- **DATE OF NAME CHANGE:** 19920703

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PUTNAM CONVERTIBLE FUND
- **DATE OF NAME CHANGE:** 19841212

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PUTNAM CONVERTIBLE FUND INC /PRED/
- **DATE OF NAME CHANGE:** 19821109

## Series and Classes Contracts Data

### PUTNAM CONVERTIBLE SECURITIES FUND (Series ID: S000005511)

| Class ID   | Class Name      | Ticker Symbol   |
|:---|:---|:---|
| C000015003 | Class C Shares  |  |
| C000015004 | Class A Shares  | PCONX           |
| C000015007 | Class R Shares  | PCVRX           |
| C000015008 | Class Y Shares  | PCGYX           |
| C000153039 | CLASS I         |  |
| C000202780 | Class R6 Shares |  |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Putnam Convertible Securities Fund

- **b. Investment Company Act file number:** 811-02280

- **c. CIK number of Registrant:** 0000081247

- **d. LEI of Registrant:** MFUGQW3FOQNH8167YS65

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 100 Federal Street

  - **City:** Boston

  - **State:** MA

  - **Foreign country:** US

  - **Zip / Postal Code:** 02110

  - **Telephone number:** 617-292-1000

**Item A.2. Information about the Series.**

- **a. Name of Series:** Putnam Convertible Securities Fund

- **b. EDGAR series identifier (if any):** S000005511

- **c. LEI of Series:** MFUGQW3FOQNH8167YS65

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-10-31

- **b. Date as of which information is reported:** 2025-07-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $521779019.33

**Total Liabilities:** $2964033.70

**Net Assets:** $518814985.63

**Cash Not Reported:** $0.13

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 66.09000000 | **1-Year:** 853.89000000 | **5-Year:** 242.65000000 | **10-Year:** 0.80000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 113.30000000 | **1-Year:** 1821.59000000 | **5-Year:** 1424.52000000 | **10-Year:** 394.04000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000153039 | 3.86%                | 3.68%                | 1.76%                |
| Class ID C000015008 | 3.83%                | 3.69%                | 1.70%                |
| Class ID C000015004 | 3.78%                | 3.69%                | 1.70%                |
| Class ID C000015003 | 3.76%                | 3.59%                | 1.63%                |
| Class ID C000015007 | 3.77%                | 3.64%                | 1.69%                |
| Class ID C000202780 | 3.83%                | 3.69%                | 1.76%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $6046673.35              | $11463934.88                               |
| Month 2  | $4627198.76              | $13346385.32                               |
| Month 3  | $1021929.89              | $7323700.15                                |

### Schedule of Portfolio Investments

| Name                                          | Title                                         | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Itron, Inc.                                   | Itron, Inc.                                   | CUSIP: 465741AQ9<br>LEI: 24F6LSZD18II6ICG6S41 | Long             | DBT              | CORP              | US        |   6309000 | PA      | $7276459.28   | 1.40%             | 2030-07-15      | Fixed         | 1.38%                 | No            |                  2 | On Loan: No      |
| Wolfspeed, Inc.                               | Wolfspeed, Inc.                               | CUSIP: 977852AD4<br>LEI: 549300OGU88P3AW3TO93 | Long             | DBT              | CORP              | US        |   7515000 | PA      | $2348437.50   | 0.45%             | 2029-12-01      | Fixed         | 1.88%                 | No            |                  2 | On Loan: No      |
| Southern Co. (The)                            | Southern Co. (The)                            | CUSIP: 842587DZ7<br>LEI: 549300FC3G3YU2FBZD92 | Long             | DBT              | CORP              | US        |   5720000 | PA      | $6408116.00   | 1.24%             | 2027-06-15      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| Exxon Mobil Corp.                             | Exxon Mobil Corp.                             | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |     16130 | NS      | $1800753.20   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Apollo Global Management, Inc.                | Apollo Global Management, Inc.                | CUSIP: 03769M304<br>LEI: 254900LMFT1CY9IYB476 | Long             | EP               | CORP              | US        |    102329 | NS      | $7795423.22   | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| AeroVironment, Inc.                           | AeroVironment, Inc.                           | CUSIP: 008073AA6<br>LEI: 529900PGHVI29YLZ6221 | Long             | DBT              | CORP              | US        |   4990000 | PA      | $5618241.00   | 1.08%             | 2030-07-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Hims & Hers Health, Inc.                      | Hims & Hers Health, Inc.                      | CUSIP: 433000AA4<br>LEI: 254900V041EIVTSB6D58 | Long             | DBT              | CORP              | US        |   2697000 | PA      | $3344280.00   | 0.64%             | 2030-05-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Integer Holdings Corp.                        | Integer Holdings Corp.                        | CUSIP: 45826HAC3<br>LEI: 549300SUD2ED5XG6X569 | Long             | DBT              | CORP              | US        |   6025000 | PA      | $5922575.00   | 1.14%             | 2030-03-15      | Fixed         | 1.88%                 | No            |                  2 | On Loan: No      |
| Lumentum Holdings, Inc.                       | Lumentum Holdings, Inc.                       | CUSIP: 55024UAF6<br>LEI: 549300JLWRRC38DWEF52 | Long             | DBT              | CORP              | US        |   6480000 | PA      | $7144200.00   | 1.38%             | 2028-06-15      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| Welltower OP LLC                              | Welltower OP LLC                              | CUSIP: 95041AAB4<br>LEI: T6IZ0MBEG5ACZDTR7D06 | Long             | DBT              | CORP              | US        |   3750000 | PA      | $6525000.00   | 1.26%             | 2028-05-15      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| Alibaba Group Holding Ltd.                    | Alibaba Group Holding Ltd.                    | CUSIP: 01609WBG6<br>LEI: 5493001NTNQJDH60PM02 | Long             | DBT              | CORP              | KY        |   1915000 | PA      | $2548865.00   | 0.49%             | 2031-06-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| Shift4 Payments, Inc.                         | Shift4 Payments, Inc.                         | CUSIP: 82452JAD1<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   5765000 | PA      | $6298262.50   | 1.21%             | 2027-08-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| MicroStrategy, Inc.                           | MicroStrategy, Inc.                           | CUSIP: 594972AT8<br>LEI: 549300WQTWEJUEHXQX21 | Long             | DBT              | CORP              | US        |  12455000 | PA      | $14638667.52  | 2.82%             | 2030-03-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Rocket Lab USA, Inc.                          | Rocket Lab USA, Inc.                          | CUSIP: 773122AA4<br>LEI: 254900B4DEYFZJ980A14 | Long             | DBT              | CORP              | US        |    580000 | PA      | $5206587.50   | 1.00%             | 2029-02-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| MP Materials Corp.                            | MP Materials Corp.                            | CUSIP: 553368AC5<br>LEI: 89450063PHPS61USMT84 | Long             | DBT              | CORP              | US        |   1290000 | PA      | $3785505.00   | 0.73%             | 2030-03-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Hewlett Packard Enterprise Co.                | Hewlett Packard Enterprise Co.                | CUSIP: 42824C208<br>LEI: 549300BX44RGX6ANDV88 | Long             | EP               | CORP              | US        |     96215 | NS      | $5772900.00   | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Barclays Bank plc                             | Barclays Bank plc, Series MSFT                | CUSIP: 06744EDH7<br>LEI: G5GSEF7VJP5I7OUK5573 | Long             | DBT              | CORP              | GB        |   6095000 | PA      | $6875342.85   | 1.33%             | 2029-02-16      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| MARA Holdings, Inc.                           | MARA Holdings, Inc.                           | CUSIP: 565788AG1<br>LEI: 549300M8ISKPTX2W7F94 | Long             | DBT              | CORP              | US        |   3259000 | PA      | $2864945.58   | 0.55%             | 2031-06-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Shake Shack, Inc.                             | Shake Shack, Inc.                             | CUSIP: 819047AB7<br>LEI: 529900J74GJAHYP80N79 | Long             | DBT              | CORP              | US        |   6900000 | PA      | $6964687.50   | 1.34%             | 2028-03-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| BioMarin Pharmaceutical, Inc.                 | BioMarin Pharmaceutical, Inc.                 | CUSIP: 09061GAK7<br>LEI: NSLL8ITTRR0J5HEMR848 | Long             | DBT              | CORP              | US        |   4085000 | PA      | $3869608.86   | 0.75%             | 2027-05-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| Bank of America Corp.                         | Bank of America Corp., Series L               | CUSIP: 060505682<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               | CORP              | US        |      7820 | NS      | $9540400.00   | 1.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Carnival Corp.                                | Carnival Corp.                                | CUSIP: 143658BV3<br>LEI: F1OF2ZSX47CR0BCWA982 | Long             | DBT              | CORP              | PA        |   1630000 | PA      | $3767745.00   | 0.73%             | 2027-12-01      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| Live Nation Entertainment, Inc.               | Live Nation Entertainment, Inc.               | CUSIP: 538034BB4<br>LEI: 5493007B9BM9ZXJINO78 | Long             | DBT              | CORP              | US        |   5402000 | PA      | $5809851.00   | 1.12%             | 2030-01-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| Snap, Inc.                                    | Snap, Inc.                                    | CUSIP: 83304AAL0<br>LEI: 549300JNC0L6VP8A2Q35 | Long             | DBT              | CORP              | US        |   2830000 | PA      | $2903851.68   | 0.56%             | 2033-03-01      | Fixed         | 6.88%                 | No            |                  2 | On Loan: No      |
| Meritage Homes Corp.                          | Meritage Homes Corp.                          | CUSIP: 59001ABF8<br>LEI: 52990044W9UMFJO2FB97 | Long             | DBT              | CORP              | US        |   5716000 | PA      | $5680164.74   | 1.09%             | 2028-05-15      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| Merit Medical Systems, Inc.                   | Merit Medical Systems, Inc.                   | CUSIP: 589889AA2<br>LEI: 549300OYTY138SP2CE83 | Long             | DBT              | CORP              | US        |   2815000 | PA      | $3318885.00   | 0.64%             | 2029-02-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| PPL Capital Funding, Inc.                     | PPL Capital Funding, Inc.                     | CUSIP: 69352PAS2<br>LEI: 549300MROK5WY0D2NU17 | Long             | DBT              | CORP              | US        |   6130000 | PA      | $6834950.00   | 1.32%             | 2028-03-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| Global Payments, Inc.                         | Global Payments, Inc.                         | CUSIP: 37940XAU6<br>LEI: 549300NOMHGVQBX6S778 | Long             | DBT              | CORP              | US        |   3577000 | PA      | $3255070.00   | 0.63%             | 2031-03-01      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| MKS, Inc.                                     | MKS, Inc.                                     | CUSIP: 55306NAB0<br>LEI: 549300KEQATBHAGVF505 | Long             | DBT              | CORP              | US        |   4729000 | PA      | $4613508.60   | 0.89%             | 2030-06-01      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| Microchip Technology, Inc.                    | Microchip Technology, Inc.                    | CUSIP: 595017302<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EP               | CORP              | US        |     42514 | NS      | $2674555.74   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Northern Oil & Gas, Inc.                      | Northern Oil & Gas, Inc.                      | CUSIP: 665531AJ8<br>LEI: OKFF0PIZDDMNH4UCYE51 | Long             | DBT              | CORP              | US        |   3420000 | PA      | $3557655.00   | 0.69%             | 2029-04-15      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| Microchip Technology, Inc.                    | Microchip Technology, Inc.                    | CUSIP: 595017BG8<br>LEI: 5493007PTFULNYZJ1R12 | Long             | DBT              | CORP              | US        |   3384000 | PA      | $3333421.89   | 0.64%             | 2030-06-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| Uber Technologies, Inc.                       | Uber Technologies, Inc., Series 2028          | CUSIP: 90353TAM2<br>LEI: 549300B2FTG34FILDR98 | Long             | DBT              | CORP              | US        |   5620000 | PA      | $7696590.00   | 1.48%             | 2028-12-01      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| Etsy, Inc.                                    | Etsy, Inc.                                    | CUSIP: 29786AAN6<br>LEI: 54930089Q7XT501AEA40 | Long             | DBT              | CORP              | US        |   4390000 | PA      | $3820397.50   | 0.74%             | 2028-06-15      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| Putnam Cash Collateral Pool LLC               | Putnam Cash Collateral Pool LLC               | CUSIP: 99311N9A5<br>LEI: 5493005HRIV7IFMKD774 | Long             | STIV             | PF                | US        |   1681950 | NS      | $1681950.00   | 0.32%             |  |  |  | No            |                  2 | On Loan: No      |
| Halozyme Therapeutics, Inc.                   | Halozyme Therapeutics, Inc.                   | CUSIP: 40637HAF6<br>LEI: 529900242I3SV9AGM753 | Long             | DBT              | CORP              | US        |   4927000 | PA      | $6082588.04   | 1.17%             | 2028-08-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| KKR & Co., Inc.                               | KKR & Co., Inc., Series D                     | CUSIP: 48251W500<br>LEI: 54930013V5I303TF9571 | Long             | EP               | CORP              | US        |     97430 | NS      | $5597353.50   | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Burlington Stores, Inc.                       | Burlington Stores, Inc.                       | CUSIP: 122017AD8<br>LEI: 5299003Z37DVGKKC1W09 | Long             | DBT              | CORP              | US        |   2760000 | PA      | $3971640.00   | 0.77%             | 2027-12-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| Viking Holdings Ltd.                          | Viking Holdings Ltd.                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | BM        |     30930 | NS      | $1816209.60   | 0.35%             |  |  |  | No            |                  1 | On Loan: —       |
| Rubrik, Inc.                                  | Rubrik, Inc.                                  | CUSIP: 781154AC3<br>LEI: 254900TRGK2WTBYMYU27 | Long             | DBT              | CORP              | US        |   3889000 | PA      | $4176786.00   | 0.81%             | 2030-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Live Nation Entertainment, Inc.               | Live Nation Entertainment, Inc.               | CUSIP: 538034BA6<br>LEI: 5493007B9BM9ZXJINO78 | Long             | DBT              | CORP              | US        |   4112000 | PA      | $6187737.60   | 1.19%             | 2029-01-15      | Fixed         | 3.12%                 | No            |                  2 | On Loan: No      |
| Albemarle Corp.                               | Albemarle Corp.                               | CUSIP: 012653200<br>LEI: HDBLS2Q6GV1LSKQPBS54 | Long             | EP               | CORP              | US        |     66750 | NS      | $2266830.00   | 0.44%             |  |  |  | No            |                  1 | On Loan: —       |
| ON Semiconductor Corp.                        | ON Semiconductor Corp.                        | CUSIP: 682189AU9<br>LEI: ZV20P4CNJVT8V1ZGJ064 | Long             | DBT              | CORP              | US        |   7484000 | PA      | $7188201.26   | 1.39%             | 2029-03-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| MicroStrategy, Inc.                           | MicroStrategy, Inc.                           | CUSIP: 594972AL5<br>LEI: 549300WQTWEJUEHXQX21 | Long             | DBT              | CORP              | US        |   1709000 | PA      | $3208479.37   | 0.62%             | 2031-03-15      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| DoorDash, Inc.                                | DoorDash, Inc.                                | CUSIP: 25809KAA3<br>LEI: 549300NUQ43FGGSK5051 | Long             | DBT              | CORP              | US        |   6840000 | PA      | $7441920.00   | 1.43%             | 2030-05-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Post Holdings, Inc.                           | Post Holdings, Inc.                           | CUSIP: 737446AT1<br>LEI: JM1I5YUAURL6DC8N1468 | Long             | DBT              | CORP              | US        |   4930000 | PA      | $5576816.00   | 1.07%             | 2027-08-15      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| Repligen Corp.                                | Repligen Corp.                                | CUSIP: 759916AD1<br>LEI: 54930006QJ0T5AUO1E71 | Long             | DBT              | CORP              | US        |   4085000 | PA      | $3978790.00   | 0.77%             | 2028-12-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| Hercules Capital, Inc.                        | Hercules Capital, Inc.                        | CUSIP: 427096AL6<br>LEI: 549300UJ5OC256GR2B73 | Long             | DBT              | CORP              | US        |   3430000 | PA      | $3355707.09   | 0.65%             | 2028-09-01      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| Core Scientific, Inc.                         | Core Scientific, Inc.                         | CUSIP: 21874AAE6<br>LEI: 5299003RGB2LAZ65RK73 | Long             | DBT              | CORP              | US        |   2705000 | PA      | $2735919.45   | 0.53%             | 2031-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Tyler Technologies, Inc.                      | Tyler Technologies, Inc.                      | CUSIP: 902252AB1<br>LEI: 25490040SMU4Z8LBCW70 | Long             | DBT              | CORP              | US        |   6260000 | PA      | $7596510.00   | 1.46%             | 2026-03-15      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| Chefs' Warehouse, Inc. (The)                  | Chefs' Warehouse, Inc. (The)                  | CUSIP: 163086AE1<br>LEI: 549300JYEDC8C547E980 | Long             | DBT              | CORP              | US        |   3960000 | PA      | $6478560.00   | 1.25%             | 2028-12-15      | Fixed         | 2.38%                 | No            |                  2 | On Loan: No      |
| Progress Software Corp.                       | Progress Software Corp.                       | CUSIP: 743312AD2<br>LEI: 549300R65B3JG6972S24 | Long             | DBT              | CORP              | US        |   4233000 | PA      | $4395970.50   | 0.85%             | 2030-03-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| Dexcom, Inc.                                  | Dexcom, Inc.                                  | CUSIP: 252131AM9<br>LEI: 549300YSK3QDSFR5EU59 | Long             | DBT              | CORP              | US        |   4445000 | PA      | $4142740.00   | 0.80%             | 2028-05-15      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| Alnylam Pharmaceuticals, Inc.                 | Alnylam Pharmaceuticals, Inc.                 | CUSIP: 02043QAB3<br>LEI: 529900S3ZI14OWRJII50 | Long             | DBT              | CORP              | US        |   3678000 | PA      | $5416958.44   | 1.04%             | 2027-09-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| Parsons Corp.                                 | Parsons Corp.                                 | CUSIP: 70202LAD4<br>LEI: 549300ZXH0VRBSEPX752 | Long             | DBT              | CORP              | US        |   3345000 | PA      | $3652740.00   | 0.70%             | 2029-03-01      | Fixed         | 2.62%                 | No            |                  2 | On Loan: No      |
| OSI Systems, Inc.                             | OSI Systems, Inc.                             | CUSIP: 671044AE5<br>LEI: DDX3MPX1Y8YD30050X33 | Long             | DBT              | CORP              | US        |   4374000 | PA      | $5846008.33   | 1.13%             | 2029-08-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| CMS Energy Corp.                              | CMS Energy Corp.                              | CUSIP: 125896BX7<br>LEI: 549300IA9XFBAGNIBW29 | Long             | DBT              | CORP              | US        |   5570000 | PA      | $6121430.00   | 1.18%             | 2028-05-01      | Fixed         | 3.38%                 | No            |                  2 | On Loan: No      |
| PG&E Corp.                                    | PG&E Corp., Series A                          | CUSIP: 69331C306<br>LEI: 8YQ2GSDWYZXO2EDN3511 | Long             | EP               | CORP              | US        |     66970 | NS      | $2545529.70   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Datadog, Inc.                                 | Datadog, Inc.                                 | CUSIP: 23804LAC7<br>LEI: 549300F6JNO0KRPO1K63 | Long             | DBT              | CORP              | US        |   8782000 | PA      | $8567227.76   | 1.65%             | 2029-12-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Mirion Technologies, Inc.                     | Mirion Technologies, Inc.                     | CUSIP: 60471AAA9<br>LEI: 549300BNTOWVWFNVTJ65 | Long             | DBT              | CORP              | US        |   2340000 | PA      | $2767050.00   | 0.53%             | 2030-06-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| Guidewire Software, Inc.                      | Guidewire Software, Inc.                      | CUSIP: 40171VAB6<br>LEI: 549300WXSG0J8IXZCK32 | Long             | DBT              | CORP              | US        |   8830000 | PA      | $10145670.00  | 1.96%             | 2029-11-01      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| Bentley Systems, Inc.                         | Bentley Systems, Inc.                         | CUSIP: 08265TAD1<br>LEI: 549300WVEHPGE0Z56F71 | Long             | DBT              | CORP              | US        |   4109000 | PA      | $3959021.50   | 0.76%             | 2027-07-01      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| Patrick Industries, Inc.                      | Patrick Industries, Inc.                      | CUSIP: 703343AG8<br>LEI: 549300FZ5ZTCCJ3Z5W14 | Long             | DBT              | CORP              | US        |   3370000 | PA      | $5225230.63   | 1.01%             | 2028-12-01      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| Putnam Funds Trust                            | Putnam Short Term Investment Fund, Class P    | CUSIP: 74676P664<br>LEI: 549300S9JYWEMKQCLW53 | Long             |  | RF                | US        |  17720917 | NS      | $17720917.03  | 3.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Celcuity, Inc.                                | Celcuity, Inc.                                | CUSIP: 15102KAA8<br>LEI: 25490070W7UU7W2SEY87 | Long             | DBT              | CORP              | US        |    387000 | PA      | $429274.99    | 0.08%             | 2031-08-01      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| Centrus Energy Corp.                          | Centrus Energy Corp.                          | CUSIP: 15643UAD6<br>LEI: 549300G6VDK9G8276661 | Long             | DBT              | CORP              | US        |    685000 | PA      | $1640232.50   | 0.32%             | 2030-11-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| Fluor Corp.                                   | Fluor Corp.                                   | CUSIP: 343412AJ1<br>LEI: CQ7WZ4NOFWT7FAE6Q943 | Long             | DBT              | CORP              | US        |   2575000 | PA      | $3618518.75   | 0.70%             | 2029-08-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| Oddity Finance LLC                            | Oddity Finance LLC                            | CUSIP: 67579RAA8<br>LEI: 254900FTSJH2TRDJ3905 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2113750.00   | 0.41%             | 2030-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Axon Enterprise, Inc.                         | Axon Enterprise, Inc.                         | CUSIP: 05464CAB7<br>LEI: 549300QP2IEEGFE16681 | Long             | DBT              | CORP              | US        |   1700000 | PA      | $5622517.02   | 1.08%             | 2027-12-15      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| Exact Sciences Corp.                          | Exact Sciences Corp.                          | CUSIP: 30063PAE5<br>LEI: 549300VM3X1FYD4N9Z14 | Long             | DBT              | CORP              | US        |   4405000 | PA      | $3905032.50   | 0.75%             | 2031-04-15      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| NextEra Energy Capital Holdings, Inc.         | NextEra Energy Capital Holdings, Inc.         | CUSIP: 65339KCY4<br>LEI: UMI46YPGBLUE4VGNNT48 | Long             | DBT              | CORP              | US        |   3260000 | PA      | $3726180.00   | 0.72%             | 2027-03-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Nutanix, Inc.                                 | Nutanix, Inc.                                 | CUSIP: 67059NAJ7<br>LEI: 549300X7J6E8TKVIXW09 | Long             | DBT              | CORP              | US        |   6169000 | PA      | $6950612.30   | 1.34%             | 2029-12-15      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| DraftKings Holdings, Inc.                     | DraftKings Holdings, Inc.                     | CUSIP: 26142RAB0<br>LEI: 5493008P45UYYL683Z97 | Long             | DBT              | CORP              | US        |   2152000 | PA      | $1961719.17   | 0.38%             | 2028-03-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| JD.com, Inc.                                  | JD.com, Inc.                                  | CUSIP: 47215PAJ5<br>LEI: 549300HVTWB0GJZ16V92 | Long             | DBT              | CORP              | KY        |   2395000 | PA      | $2471640.00   | 0.48%             | 2029-06-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| Digital Realty Trust LP                       | Digital Realty Trust LP                       | CUSIP: 25389JAX4<br>LEI: CD4SPTZ3YBTHY0C1AH38 | Long             | DBT              | CORP              | US        |   6353000 | PA      | $6712579.80   | 1.29%             | 2029-11-15      | Fixed         | 1.88%                 | No            |                  2 | On Loan: No      |
| NextEra Energy, Inc.                          | NextEra Energy, Inc.                          | CUSIP: 65339F713<br>LEI: 254900RHL9MEUS5NKX63 | Long             | EP               | CORP              | US        |    195175 | NS      | $7953381.25   | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Boeing Co. (The)                              | Boeing Co. (The)                              | CUSIP: 097023204<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EP               | CORP              | US        |    189912 | NS      | $13426778.40  | 2.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Seagate HDD Cayman                            | Seagate HDD Cayman                            | CUSIP: 81180WBL4<br>LEI: 529900BD50TRWEG1SF63 | Long             | DBT              | CORP              | KY        |   6794000 | PA      | $13182907.75  | 2.54%             | 2028-06-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| CyberArk Software Ltd.                        | CyberArk Software Ltd.                        | CUSIP: 23248VAC9<br>LEI: 529900YEXNDM894PWS93 | Long             | DBT              | CORP              | IL        |   4900000 | PA      | $5044550.00   | 0.97%             | 2030-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| AST SpaceMobile, Inc.                         | AST SpaceMobile, Inc.                         | CUSIP: 00217DAC4<br>LEI: 254900MBSC9P2UCI6623 | Long             | DBT              | CORP              | US        |    774000 | PA      | $813474.00    | 0.16%             | 2032-10-15      | Fixed         | 2.38%                 | No            |                  2 | On Loan: No      |
| Coinbase Global, Inc.                         | Coinbase Global, Inc.                         | CUSIP: 19260QAF4<br>LEI: 5493004G3J2SC154DU06 | Long             | DBT              | CORP              | US        |   4885000 | PA      | $6751257.73   | 1.30%             | 2030-04-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| Snowflake, Inc.                               | Snowflake, Inc.                               | CUSIP: 833445AA7<br>LEI: 254900CJNSY1K7T53Z16 | Long             | DBT              | CORP              | US        |   4618000 | PA      | $7019360.00   | 1.35%             | 2027-10-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Spectrum Brands, Inc.                         | Spectrum Brands, Inc.                         | CUSIP: 84762LAZ8<br>LEI: 549300VU3EH2E73C1Q04 | Long             | DBT              | CORP              | US        |   5119000 | PA      | $4650611.50   | 0.90%             | 2029-06-01      | Fixed         | 3.38%                 | No            |                  2 | On Loan: No      |
| Booking Holdings, Inc.                        | Booking Holdings, Inc.                        | CUSIP: 09857L108<br>LEI: FXM8FAOHMYDIPD38UZ17 | Long             | EC               | CORP              | US        |       240 | NS      | $1320974.40   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Peloton Interactive, Inc.                     | Peloton Interactive, Inc.                     | CUSIP: 70614WAD2<br>LEI: 5493002YS021166W0339 | Long             | DBT              | CORP              | US        |   1435000 | PA      | $2694930.00   | 0.52%             | 2029-12-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| Uber Technologies, Inc.                       | Uber Technologies, Inc.                       | CUSIP: 90353TAR1<br>LEI: 549300B2FTG34FILDR98 | Long             | DBT              | CORP              | US        |   2713000 | PA      | $3031580.51   | 0.58%             | 2028-05-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Life360, Inc.                                 | Life360, Inc.                                 | CUSIP: 532206AB5<br>LEI: 254900VO9VDOQBQAHF07 | Long             | DBT              | CORP              | US        |   3112000 | PA      | $3671815.44   | 0.71%             | 2030-06-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| SoFi Technologies, Inc.                       | SoFi Technologies, Inc.                       | CUSIP: 83406FAA0<br>LEI: 549300SW81JCMVZDDY09 | Long             | DBT              | CORP              | US        |       210 | PA      | $254.34       | 0.00%             | 2026-10-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Cable One, Inc.                               | Cable One, Inc.                               | CUSIP: 12685JAG0<br>LEI: 549300648QS85T0XSH18 | Long             | DBT              | CORP              | US        |   4150000 | PA      | $3210025.00   | 0.62%             | 2028-03-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| Liberty Media Corp.-Liberty Formula One Corp. | Liberty Media Corp.-Liberty Formula One Corp. | CUSIP: 531229AQ5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   5340000 | PA      | $6888600.00   | 1.33%             | 2027-08-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| Rivian Automotive, Inc.                       | Rivian Automotive, Inc.                       | CUSIP: 76954AAB9<br>LEI: 25490004LNKJ84MFYY24 | Long             | DBT              | CORP              | US        |   2485000 | PA      | $2450831.25   | 0.47%             | 2029-03-15      | Fixed         | 4.62%                 | No            |                  2 | On Loan: No      |
| Welltower OP LLC                              | Welltower OP LLC                              | CUSIP: 95041AAD0<br>LEI: T6IZ0MBEG5ACZDTR7D06 | Long             | DBT              | CORP              | US        |   3820000 | PA      | $5292610.00   | 1.02%             | 2029-07-15      | Fixed         | 3.12%                 | No            |                  2 | On Loan: No      |
| Unity Software, Inc.                          | Unity Software, Inc.                          | CUSIP: 91332UAG6<br>LEI: 549300D1ESJMGNQNG432 | Long             | DBT              | CORP              | US        |   1180000 | PA      | $1437122.00   | 0.28%             | 2030-03-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Vertex, Inc.                                  | Vertex, Inc.                                  | CUSIP: 92538JAB2<br>LEI: 549300QMYW171MP1PL50 | Long             | DBT              | CORP              | US        |   3276000 | PA      | $3777637.50   | 0.73%             | 2029-05-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| Affirm Holdings, Inc.                         | Affirm Holdings, Inc.                         | CUSIP: 00827BAC0<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   3644000 | PA      | $3864462.00   | 0.74%             | 2029-12-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| Impinj, Inc.                                  | Impinj, Inc.                                  | CUSIP: 453204AD1<br>LEI: 549300M26VGKSMMWWN17 | Long             | DBT              | CORP              | US        |   1985000 | PA      | $3002833.62   | 0.58%             | 2027-05-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| Ascendis Pharma A/S                           | Ascendis Pharma A/S                           | CUSIP: 04351PAD3<br>LEI: 549300B66JN3W3J8GH73 | Long             | DBT              | CORP              | DK        |   4059000 | PA      | $5119413.75   | 0.99%             | 2028-04-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| Box, Inc.                                     | Box, Inc.                                     | CUSIP: 10316TAC8<br>LEI: 549300KQUCPD8687YS68 | Long             | DBT              | CORP              | US        |   4661000 | PA      | $4686635.50   | 0.90%             | 2029-09-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| Okta, Inc.                                    | Okta, Inc.                                    | CUSIP: 679295AF2<br>LEI: 549300N8J06I8MRHU620 | Long             | DBT              | CORP              | US        |   2686000 | PA      | $2590377.30   | 0.50%             | 2026-06-15      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| QXO, Inc.                                     | QXO, Inc.                                     | CUSIP: 82846H504<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     57575 | NS      | $3328986.50   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Ares Management Corp.                         | Ares Management Corp., Series B               | CUSIP: 03990B309<br>LEI: 529900JUV61FH7B8VW38 | Long             | EP               | CORP              | US        |    102642 | NS      | $5809537.20   | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Cloudflare, Inc.                              | Cloudflare, Inc.                              | CUSIP: 18915MAE7<br>LEI: 5493007DY18BGNLDWU14 | Long             | DBT              | CORP              | US        |   5048000 | PA      | $5646188.00   | 1.09%             | 2030-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Wayfair, Inc.                                 | Wayfair, Inc.                                 | CUSIP: 94419LAP6<br>LEI: 54930027N9ZAVYFDHK53 | Long             | DBT              | CORP              | US        |   6860000 | PA      | $8819432.02   | 1.70%             | 2027-09-15      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| Mirum Pharmaceuticals, Inc.                   | Mirum Pharmaceuticals, Inc.                   | CUSIP: 604749AB7<br>LEI: 254900YZKR40F7F27K81 | Long             | DBT              | CORP              | US        |   1605000 | PA      | $2884586.25   | 0.56%             | 2029-05-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Lantheus Holdings, Inc.                       | Lantheus Holdings, Inc.                       | CUSIP: 516544AB9<br>LEI: 5299005HUB5IOJGO7S39 | Long             | DBT              | CORP              | US        |   2200000 | PA      | $2597235.32   | 0.50%             | 2027-12-15      | Fixed         | 2.62%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2025-09-02

**Name of Applicant:** Putnam Convertible Securities Fund

**Signature:** Monica Krogh

**Name of Signer:** Monica Krogh

**Title:** Assistant Treasurer