# EDGAR Filing Document

**Accession Number:** 0001543100
**File Stem:** 0001172661-23-000165
**Filing Date:** 2023-1
**Character Count:** 14790
**Document Hash:** ef0394182189edb975e665d0422bd065
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001172661-23-000165.hdr.sgml**: 20230113

**ACCESSION NUMBER**: 0001172661-23-000165

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230113

**DATE AS OF CHANGE**: 20230113

**EFFECTIVENESS DATE**: 20230113

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Windsor Capital Management, LLC
- **CENTRAL INDEX KEY:** 0001543100
- **IRS NUMBER:** 263954701
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-14927
- **FILM NUMBER:** 23527461

**BUSINESS ADDRESS:**
- **STREET 1:** 20860 NORTH TATUM BLVD.
- **STREET 2:** SUITE 220
- **CITY:** PHOENIX
- **STATE:** AZ
- **ZIP:** 85050
- **BUSINESS PHONE:** 480-515-3514

**MAIL ADDRESS:**
- **STREET 1:** 20860 NORTH TATUM BLVD.
- **STREET 2:** SUITE 220
- **CITY:** PHOENIX
- **STATE:** AZ
- **ZIP:** 85050

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Windsor Capital Management LLC<br>**Address:** 20860 North Tatum Blvd.<br>Suite 220<br>Phoenix, AZ 85050

**Form 13F File Number:** 028-14927

**CRD Number (if applicable):** 000116593

**SEC File Number (if applicable):** 801-64200

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Donald Peppler<br>**Title:** Principal / CCO<br>**Phone:** 480-515-4410

**Signature, Place, and Date of Signing:**

/s/ Donald Peppler  Phoenix, AZ  01-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 112

**Form 13F Information Table Value Total:** $274652671

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABS | COM | 002824100 |  | 243051 | 2214 | SH |  | SOLE |  | 2214 | 0 | 0 |
| ABBVIE INC | COM | 00287Y109 |  | 367508 | 2274 | SH |  | SOLE |  | 2274 | 0 | 0 |
| ADVENT CONV  INCOME FD | COM | 00764C109 |  | 292312 | 26818 | SH |  | SOLE |  | 26818 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 295767 | 3521 | SH |  | SOLE |  | 3521 | 0 | 0 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 260191 | 1761 | SH |  | SOLE |  | 1761 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 3193391 | 24578 | SH |  | SOLE |  | 24578 | 0 | 0 |
| AT INC | COM | 00206R102 |  | 219208 | 11907 | SH |  | SOLE |  | 11907 | 0 | 0 |
| AXON ENTERPRISE INC | COM | 05464C101 |  | 829650 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 257314 | 833 | SH |  | SOLE |  | 833 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 |  | 910536 | 1628 | SH |  | SOLE |  | 1628 | 0 | 0 |
| CATERPILLAR INC | COM | 149123101 |  | 677136 | 2827 | SH |  | SOLE |  | 2827 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 1371213 | 7639 | SH |  | SOLE |  | 7639 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 1210196 | 25403 | SH |  | SOLE |  | 25403 | 0 | 0 |
| COCA COLA CO | COM | 191216100 |  | 1214244 | 19089 | SH |  | SOLE |  | 19089 | 0 | 0 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 326450 | 4143 | SH |  | SOLE |  | 4143 | 0 | 0 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 445768 | 12747 | SH |  | SOLE |  | 12747 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 |  | 330658 | 3806 | SH |  | SOLE |  | 3806 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 1194050 | 10825 | SH |  | SOLE |  | 10825 | 0 | 0 |
| FIRSTENERGY CORP | COM | 337932107 |  | 386477 | 9215 | SH |  | SOLE |  | 9215 | 0 | 0 |
| GABELLI CONV  INC SECS FD I | COM | 36240B109 |  | 175717 | 36608 | SH |  | SOLE |  | 36608 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 577840 | 1683 | SH |  | SOLE |  | 1683 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 855018 | 2707 | SH |  | SOLE |  | 2707 | 0 | 0 |
| HONEYWELL INTL INC | COM | 438516106 |  | 535612 | 2499 | SH |  | SOLE |  | 2499 | 0 | 0 |
| INTEL CORP | COM | 458140100 |  | 622353 | 23547 | SH |  | SOLE |  | 23547 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 352935 | 2505 | SH |  | SOLE |  | 2505 | 0 | 0 |
| INTERNATIONAL FLAVORS | COM | 459506101 |  | 342323 | 3265 | SH |  | SOLE |  | 3265 | 0 | 0 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 337793 | 8913 | SH |  | SOLE |  | 8913 | 0 | 0 |
| ISHARES TR | COHEN STEER REIT | 464287564 |  | 235573 | 4296 | SH |  | SOLE |  | 4296 | 0 | 0 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 7378666 | 69322 | SH |  | SOLE |  | 69322 | 0 | 0 |
| ISHARES TR | GLOBAL TECH ETF | 464287291 |  | 282429 | 6300 | SH |  | SOLE |  | 6300 | 0 | 0 |
| ISHARES TR | CRE U S REIT ETF | 464288521 |  | 2210325 | 44698 | SH |  | SOLE |  | 44698 | 0 | 0 |
| ISHARES TR | ESG AW MSCI EAFE | 46435G516 |  | 9543440 | 145169 | SH |  | SOLE |  | 145169 | 0 | 0 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 4101079 | 43333 | SH |  | SOLE |  | 43333 | 0 | 0 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 |  | 243393 | 3306 | SH |  | SOLE |  | 3306 | 0 | 0 |
| ISHARES TR | IBONDS DEC23 ETF | 46434VAX8 |  | 9170246 | 366370 | PRN |  | SOLE |  | 366370 | 0 | 0 |
| ISHARES TR | IBONDS 24 TRM HG | 46435U184 |  | 263799 | 11616 | SH |  | SOLE |  | 11616 | 0 | 0 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 1251275 | 19063 | SH |  | SOLE |  | 19063 | 0 | 0 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 536596 | 7955 | SH |  | SOLE |  | 7955 | 0 | 0 |
| ISHARES TR | IBONDS DEC25 ETF | 46434VBD1 |  | 10161600 | 417829 | PRN |  | SOLE |  | 417829 | 0 | 0 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 9821102 | 40602 | SH |  | SOLE |  | 40602 | 0 | 0 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 |  | 221788 | 2653 | SH |  | SOLE |  | 2653 | 0 | 0 |
| ISHARES TR | CORE S ETF | 464287200 |  | 19914230 | 51832 | SH |  | SOLE |  | 51832 | 0 | 0 |
| ISHARES TR | CONV BD ETF | 46435G102 |  | 487881 | 7023 | SH |  | SOLE |  | 7023 | 0 | 0 |
| ISHARES TR | IBONDS DEC24 ETF | 46434VBG4 |  | 10699340 | 438138 | PRN |  | SOLE |  | 438138 | 0 | 0 |
| ISHARES TR | IBONDS DEC2026 | 46435GAA0 |  | 7742188 | 331571 | PRN |  | SOLE |  | 331571 | 0 | 0 |
| ISHARES TR | CORE S TTL STK | 464287150 |  | 601721 | 7096 | SH |  | SOLE |  | 7096 | 0 | 0 |
| ISHARES TR | IBONDS 25 TRM HG | 46435U168 |  | 233946 | 10393 | SH |  | SOLE |  | 10393 | 0 | 0 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 228341 | 7479 | SH |  | SOLE |  | 7479 | 0 | 0 |
| ISHARES TR | FLTG RATE NT ETF | 46429B655 |  | 8513660 | 169157 | SH |  | SOLE |  | 169157 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 756248 | 4337 | SH |  | SOLE |  | 4337 | 0 | 0 |
| ISHARES U S ETF TR | BLACKROCK SHORT | 46431W838 |  | 372348 | 7489 | SH |  | SOLE |  | 7489 | 0 | 0 |
| ISHARES U S ETF TR | BLACKROCK ST MAT | 46431W507 |  | 712406 | 14459 | SH |  | SOLE |  | 14459 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | HIGH YLD RESRCH | 46641Q878 |  | 5629652 | 128414 | SH |  | SOLE |  | 128414 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | INTL BD OPP ETF | 46641Q852 |  | 6696305 | 145630 | SH |  | SOLE |  | 145630 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 |  | 5950182 | 118695 | SH |  | SOLE |  | 118695 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 46641Q654 |  | 320849 | 6349 | SH |  | SOLE |  | 6349 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 1303529 | 7379 | SH |  | SOLE |  | 7379 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 1592870 | 11878 | SH |  | SOLE |  | 11878 | 0 | 0 |
| LOWES COS INC | COM | 548661107 |  | 675317 | 3389 | SH |  | SOLE |  | 3389 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 |  | 1616283 | 6133 | SH |  | SOLE |  | 6133 | 0 | 0 |
| MEDTRONIC PLC | SHS | G5960L103 |  | 506931 | 6523 | SH |  | SOLE |  | 6523 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 2094288 | 18876 | SH |  | SOLE |  | 18876 | 0 | 0 |
| METLIFE INC | COM | 59156R108 |  | 740843 | 10237 | SH |  | SOLE |  | 10237 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 913204 | 3808 | SH |  | SOLE |  | 3808 | 0 | 0 |
| NIKE INC | CL B | 654106103 |  | 719597 | 6150 | SH |  | SOLE |  | 6150 | 0 | 0 |
| ORACLE CORP | COM | 68389X105 |  | 280326 | 3429 | SH |  | SOLE |  | 3429 | 0 | 0 |
| PEPSICO INC | COM | 713448108 |  | 207964 | 1151 | SH |  | SOLE |  | 1151 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 824830 | 16097 | SH |  | SOLE |  | 16097 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 1547046 | 10207 | SH |  | SOLE |  | 10207 | 0 | 0 |
| PROLOGIS INC. | COM | 74340W103 |  | 692051 | 6139 | SH |  | SOLE |  | 6139 | 0 | 0 |
| PROSPECT CAP CORP | NOTE 6.375% 3/0 | 74348TAT9 |  | 5053234 | 5072000 | PRN |  | SOLE |  | 5072000 | 0 | 0 |
| ROBERT HALF INTL INC | COM | 770323103 |  | 599453 | 8119 | SH |  | SOLE |  | 8119 | 0 | 0 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 3645763 | 29297 | SH |  | SOLE |  | 29297 | 0 | 0 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 1710738 | 50022 | SH |  | SOLE |  | 50022 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 2543106 | 18720 | SH |  | SOLE |  | 18720 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 1121165 | 15039 | SH |  | SOLE |  | 15039 | 0 | 0 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 1141236 | 13047 | SH |  | SOLE |  | 13047 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 |  | 1386616 | 14119 | SH |  | SOLE |  | 14119 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 |  | 513026 | 6604 | SH |  | SOLE |  | 6604 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 616127 | 8739 | SH |  | SOLE |  | 8739 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 |  | 1741956 | 13487 | SH |  | SOLE |  | 13487 | 0 | 0 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 1975214 | 5961 | SH |  | SOLE |  | 5961 | 0 | 0 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 387458 | 2284 | SH |  | SOLE |  | 2284 | 0 | 0 |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 |  | 4249052 | 128915 | SH |  | SOLE |  | 128915 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 4653010 | 12167 | SH |  | SOLE |  | 12167 | 0 | 0 |
| SPDR SER TR | BBG CONV SEC ETF | 78464A359 |  | 6577186 | 102225 | SH |  | SOLE |  | 102225 | 0 | 0 |
| SPDR SER TR | PORTFOLIO S | 78464A847 |  | 9413758 | 221500 | SH |  | SOLE |  | 221500 | 0 | 0 |
| SPDR SER TR | PORTFOLIO INTRMD | 78464A375 |  | 225366 | 7080 | SH |  | SOLE |  | 7080 | 0 | 0 |
| SPDR SER TR | PORTFOLIO SHORT | 78464A474 |  | 913361 | 31088 | SH |  | SOLE |  | 31088 | 0 | 0 |
| SPDR SER TR | PORTFOLIO S | 78468R853 |  | 8414750 | 227610 | SH |  | SOLE |  | 227610 | 0 | 0 |
| SPDR SER TR | BLOOMBERG HIGH Y | 78468R622 |  | 5515418 | 61282 | SH |  | SOLE |  | 61282 | 0 | 0 |
| SPDR SER TR | PORTFOLIO S | 78464A854 |  | 16423150 | 365121 | SH |  | SOLE |  | 365121 | 0 | 0 |
| SPDR SER TR | PRTFLO S VL | 78464A508 |  | 17328370 | 445574 | SH |  | SOLE |  | 445574 | 0 | 0 |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 |  | 4785626 | 117008 | SH |  | SOLE |  | 117008 | 0 | 0 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 |  | 655661 | 8802 | SH |  | SOLE |  | 8802 | 0 | 0 |
| TE CONNECTIVITY LTD | SHS | H84989104 |  | 456666 | 3978 | SH |  | SOLE |  | 3978 | 0 | 0 |
| TEMPLETON GLOBAL INCOME FD | COM | 880198106 |  | 331368 | 76528 | SH |  | SOLE |  | 76528 | 0 | 0 |
| TRAVELERS COMPANIES INC | COM | 89417E109 |  | 276136 | 1473 | SH |  | SOLE |  | 1473 | 0 | 0 |
| UNION PAC CORP | COM | 907818108 |  | 235232 | 1136 | SH |  | SOLE |  | 1136 | 0 | 0 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 453688 | 6027 | SH |  | SOLE |  | 6027 | 0 | 0 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 1153820 | 13989 | SH |  | SOLE |  | 13989 | 0 | 0 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 804440 | 5731 | SH |  | SOLE |  | 5731 | 0 | 0 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 440996 | 2069 | SH |  | SOLE |  | 2069 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 1434220 | 36794 | SH |  | SOLE |  | 36794 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 912202 | 12132 | SH |  | SOLE |  | 12132 | 0 | 0 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 216206 | 1424 | SH |  | SOLE |  | 1424 | 0 | 0 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 7236668 | 172425 | SH |  | SOLE |  | 172425 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 219058 | 5560 | SH |  | SOLE |  | 5560 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 862243 | 4150 | SH |  | SOLE |  | 4150 | 0 | 0 |
| WALMART INC | COM | 931142103 |  | 1783548 | 12579 | SH |  | SOLE |  | 12579 | 0 | 0 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 201508 | 4880 | SH |  | SOLE |  | 4880 | 0 | 0 |
| XCEL ENERGY INC | COM | 98389B100 |  | 224474 | 3202 | SH |  | SOLE |  | 3202 | 0 | 0 |

---