# EDGAR Filing Document

**Accession Number:** 0000085338
**File Stem:** 0000085338-26-000003
**Filing Date:** 2026-4
**Character Count:** 2829
**Document Hash:** 7f8e6ecf247f8f6c01b2d1533549eeef
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000085338-26-000003.hdr.sgml**: 20260408

**ACCESSION NUMBER**: 0000085338-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5/A

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260408

**DATE AS OF CHANGE**: 20260408

**EFFECTIVENESS DATE**: 20260408

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ROTHSCHILD INVESTMENT LLC
- **CENTRAL INDEX KEY:** 0000085338

**ORGANIZATION NAME:**
- **EIN:** 362708660
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-16429
- **FILM NUMBER:** 26847124

**BUSINESS ADDRESS:**
- **STREET 1:** 311 S. WACKER DRIVE
- **STREET 2:** SUITE 5900
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606-6618
- **BUSINESS PHONE:** 708-624-1982

**MAIL ADDRESS:**
- **STREET 1:** 311 S. WACKER DRIVE
- **STREET 2:** SUITE 5900
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606-6618

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ROTHSCHILD INVESTMENT CORPORATION
- **DATE OF NAME CHANGE:** 20221028

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ROTHSCHILD INVESTMENT LLC
- **DATE OF NAME CHANGE:** 20221026

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ROTHSCHILD INVESTMENT CORPORATION
- **DATE OF NAME CHANGE:** 20020809

### Attached PDF Documents

**Attachment 1:** `Public25.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000085338

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

**Amendment Description:** Report was amended to include exemption reports.

### Registrant Identification

**Name of Broker-Dealer:** ROTHSCHILD INVESTMENT LLC

**Business Address:** 311 S. WACKER DRIVE, SUITE 5900, CHICAGO, IL, 60606-6618

**Contact Person:** Curtis Ellergodt

**Contact Phone:** 630-448-5711

### Independent Public Accountant Identification

**Accountant Name:** RSM US LLP

**Accountant Address:** 30 South Wacker Dr. Suite 3300, Chicago, IL, 60606

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Curtis Ellergodt**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **ROTHSCHILD INVESTMENT LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Curtis Ellergodt

**Title:** Chief Financial Officer