# EDGAR Filing Document

**Accession Number:** 0000946629
**File Stem:** 0000946629-25-000010
**Filing Date:** 2025-11
**Character Count:** 23378
**Document Hash:** ee26ba9e316f2e49620cc2da20417967
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000946629-25-000010.hdr.sgml**: 20251114

**ACCESSION NUMBER**: 0000946629-25-000010

**CONFORMED SUBMISSION TYPE**: 13F-HR/A

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251114

**DATE AS OF CHANGE**: 20251114

**EFFECTIVENESS DATE**: 20251114

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** LEIGH BALDWIN & CO., LLC
- **CENTRAL INDEX KEY:** 0000946629

**ORGANIZATION NAME:**
- **EIN:** 223348632
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-25245
- **FILM NUMBER:** 251485043

**BUSINESS ADDRESS:**
- **STREET 1:** 112 ALBANY STREET
- **CITY:** CAZENOVIA
- **STATE:** NY
- **ZIP:** 13035-0660
- **BUSINESS PHONE:** 315-734-1410

**MAIL ADDRESS:**
- **STREET 1:** 112 ALBANY STREET
- **CITY:** CAZENOVIA
- **STATE:** NY
- **ZIP:** 13035-0660

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SWAN SECURITIES LLC
- **DATE OF NAME CHANGE:** 19950828

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SWAN SECURITIES L L C                                   /BD
- **DATE OF NAME CHANGE:** 19950706

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LEIGH BALDWIN & CO LLC
- **DATE OF NAME CHANGE:** 19950614

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2025

**Check here if Amendment** [x] **Amendment Number:** 1

**This Amendment (Check only one.):** [x] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** LEIGH BALDWIN  CO. LLC<br>**Address:** 112 ALBANY STREET<br>CAZENOVIA, NY 13035-0660

**Form 13F File Number:** 028-25245

**CRD Number (if applicable):** 000038751

**SEC File Number (if applicable):** 801-69290

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Stefanie Dorozynski<br>**Title:** Chief Compliance Officer<br>**Phone:** 3157341410

**Signature, Place, and Date of Signing:**

Stefanie Dorozynski  Cazenovia, NY  11-14-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 201

**Form 13F Information Table Value Total:** $177638944

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBVIE INC | COM | 00287Y109 |  | 398850 | 1722 | SH |  | SOLE |  | 0 | 0 | 0 |
| ABRDN ASIA PACIFIC INCOME FU | COM NEW | 003009867 |  | 242420 | 14881 | SH |  | SOLE |  | 0 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 314357 | 1943 | SH |  | SOLE |  | 0 | 0 | 0 |
| AEROVIRONMENT INC | COM | 008073108 |  | 315834 | 1003 | SH |  | SOLE |  | 0 | 0 | 0 |
| AFFIRM HLDGS INC | COM CL A | 00827B106 |  | 211493 | 2894 | SH |  | SOLE |  | 0 | 0 | 0 |
| ALLSTATE CORP | COM | 020002101 |  | 623726 | 2905 | SH |  | SOLE |  | 0 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 3168225 | 13008 | SH |  | SOLE |  | 0 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 1314214 | 5406 | SH |  | SOLE |  | 0 | 0 | 0 |
| ALPS ETF TR | RIVERFRNT DYMC | 00162Q528 |  | 587771 | 9337 | SH |  | SOLE |  | 0 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 3867505 | 17614 | SH |  | SOLE |  | 0 | 0 | 0 |
| AMERICAN CENTY ETF TR | AVANTIS EMGMKT | 025072604 |  | 1049042 | 13966 | SH |  | SOLE |  | 0 | 0 | 0 |
| AMGEN INC | COM | 031162100 |  | 358928 | 1271 | SH |  | SOLE |  | 0 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 5431227 | 21329 | SH |  | SOLE |  | 0 | 0 | 0 |
| ARM HOLDINGS PLC | SPONSORED ADS | 042068205 |  | 231336 | 1635 | SH |  | SOLE |  | 0 | 0 | 0 |
| AT INC | COM | 00206R102 |  | 500476 | 17722 | SH |  | SOLE |  | 0 | 0 | 0 |
| BANK AMERICA CORP | COM | 060505104 |  | 1125967 | 21825 | SH |  | SOLE |  | 0 | 0 | 0 |
| BECTON DICKINSON | COM | 075887109 |  | 301121 | 1608 | SH |  | SOLE |  | 0 | 0 | 0 |
| BELDEN INC | COM | 077454106 |  | 233323 | 1940 | SH |  | SOLE |  | 0 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 1159067 | 2305 | SH |  | SOLE |  | 0 | 0 | 0 |
| BLACKROCK ETF TRUST | ISHARES US EQUIT | 09290C103 |  | 3702327 | 62539 | SH |  | SOLE |  | 0 | 0 | 0 |
| BLACKROCK ETF TRUST II | ISHARES FLEXIBLE | 092528603 |  | 2306793 | 43328 | SH |  | SOLE |  | 0 | 0 | 0 |
| BLACKROCK INC | COM | 09290D101 |  | 203902 | 174 | SH |  | SOLE |  | 0 | 0 | 0 |
| BLACKROCK MUNIHLDGS NJ QLTY | COM | 09254X101 |  | 291654 | 25164 | SH |  | SOLE |  | 0 | 0 | 0 |
| BLACKSTONE INC | COM | 09260D107 |  | 270266 | 1581 | SH |  | SOLE |  | 0 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 477862 | 10595 | SH |  | SOLE |  | 0 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 |  | 1450543 | 4396 | SH |  | SOLE |  | 0 | 0 | 0 |
| CALAMOS GBL DYN INCOME FUND | COM | 12811L107 |  | 75400 | 10000 | SH |  | SOLE |  | 0 | 0 | 0 |
| CAPITAL GROUP CORE BALANCED | SHS | 14021D107 |  | 1122099 | 32318 | SH |  | SOLE |  | 0 | 0 | 0 |
| CAPITAL GROUP CORE EQUITY ET | SHS CREATION UNI | 14020V108 |  | 221910 | 5612 | SH |  | SOLE |  | 0 | 0 | 0 |
| CAPITAL GROUP DIVIDEND VALUE | SHS CREATION UNI | 14020W106 |  | 1531308 | 36433 | SH |  | SOLE |  | 0 | 0 | 0 |
| CAPITAL GROUP GROWTH ETF | SHS CREATION UNI | 14020G101 |  | 5046457 | 114901 | SH |  | SOLE |  | 0 | 0 | 0 |
| CAPITAL GRP FIXED INCM ETF T | CORE PLUS INCM | 14020Y102 |  | 4178033 | 183892 | SH |  | SOLE |  | 0 | 0 | 0 |
| CARRIER GLOBAL CORPORATION | COM | 14448C104 |  | 219860 | 3682 | SH |  | SOLE |  | 0 | 0 | 0 |
| CATERPILLAR INC | COM | 149123101 |  | 498960 | 1045 | SH |  | SOLE |  | 0 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 461267 | 2970 | SH |  | SOLE |  | 0 | 0 | 0 |
| CION INVT CORP | COM | 17259U204 |  | 135893 | 14334 | SH |  | SOLE |  | 0 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 442746 | 6471 | SH |  | SOLE |  | 0 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 |  | 485698 | 4785 | SH |  | SOLE |  | 0 | 0 | 0 |
| COCA COLA CO | COM | 191216100 |  | 351823 | 5304 | SH |  | SOLE |  | 0 | 0 | 0 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 394214 | 4931 | SH |  | SOLE |  | 0 | 0 | 0 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 311156 | 3289 | SH |  | SOLE |  | 0 | 0 | 0 |
| CONSTELLATION ENERGY CORP | COM | 21037T109 |  | 547345 | 1663 | SH |  | SOLE |  | 0 | 0 | 0 |
| COREWEAVE INC | COM CL A | 21873S108 |  | 342125 | 2500 | SH |  | SOLE |  | 0 | 0 | 0 |
| CORNING INC | COM | 219350105 |  | 993701 | 12113 | SH |  | SOLE |  | 0 | 0 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 964579 | 1042 | SH |  | SOLE |  | 0 | 0 | 0 |
| CVS HEALTH CORP | COM | 126650100 |  | 691479 | 9172 | SH |  | SOLE |  | 0 | 0 | 0 |
| D R HORTON INC | COM | 23331A109 |  | 208109 | 1228 | SH |  | SOLE |  | 0 | 0 | 0 |
| DEERE | COM | 244199105 |  | 661957 | 1447 | SH |  | SOLE |  | 0 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 |  | 478837 | 4181 | SH |  | SOLE |  | 0 | 0 | 0 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 349506 | 2824 | SH |  | SOLE |  | 0 | 0 | 0 |
| EATON CORP PLC | SHS | G29183103 |  | 792387 | 2117 | SH |  | SOLE |  | 0 | 0 | 0 |
| EATON VANCE MUNI INCOME TRUS | SH BEN INT | 27826U108 |  | 303482 | 27414 | SH |  | SOLE |  | 0 | 0 | 0 |
| ELI LILLY | COM | 532457108 |  | 1134019 | 1486 | SH |  | SOLE |  | 0 | 0 | 0 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 |  | 260393 | 15174 | SH |  | SOLE |  | 0 | 0 | 0 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 |  | 290871 | 9301 | SH |  | SOLE |  | 0 | 0 | 0 |
| ETF SER SOLUTIONS | DEFIANCE QUANTUM | 26922A420 |  | 701196 | 6683 | SH |  | SOLE |  | 0 | 0 | 0 |
| EXELON CORP | COM | 30161N101 |  | 300936 | 6686 | SH |  | SOLE |  | 0 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 977176 | 8666 | SH |  | SOLE |  | 0 | 0 | 0 |
| FERGUSON ENTERPRISES INC | COMMON STOCK NEW | 31488V107 |  | 206426 | 919 | SH |  | SOLE |  | 0 | 0 | 0 |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 316092808 |  | 800760 | 3604 | SH |  | SOLE |  | 0 | 0 | 0 |
| FIDELITY COVINGTON TRUST | MSCI COMMNTN SVC | 316092873 |  | 296754 | 4181 | SH |  | SOLE |  | 0 | 0 | 0 |
| FIDELITY COVINGTON TRUST | ENHANCED INTL | 31609A404 |  | 2183955 | 61903 | SH |  | SOLE |  | 0 | 0 | 0 |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 316188309 |  | 3491873 | 75516 | SH |  | SOLE |  | 0 | 0 | 0 |
| FIRST TR EXCH TRADED FD III | INSTL PFD SECS | 33739P855 |  | 246449 | 12743 | SH |  | SOLE |  | 0 | 0 | 0 |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 33734X846 |  | 359593 | 4730 | SH |  | SOLE |  | 0 | 0 | 0 |
| FIRST TR EXCHANGE TRADED FD | RISNG DIVD ACHIV | 33738R506 |  | 3926611 | 58379 | SH |  | SOLE |  | 0 | 0 | 0 |
| FIRST TR EXCHANGE TRADED FD | DORSEY WRT 5 ETF | 33738R605 |  | 367654 | 5937 | SH |  | SOLE |  | 0 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | LIMITED DURATION | 33738D804 |  | 267941 | 13948 | SH |  | SOLE |  | 0 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | FT VEST S 500 | 33739Q705 |  | 831852 | 16869 | SH |  | SOLE |  | 0 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 33740F664 |  | 606465 | 12765 | SH |  | SOLE |  | 0 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 33740F722 |  | 337658 | 6035 | SH |  | SOLE |  | 0 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST LADDERED | 33740F755 |  | 284303 | 8507 | SH |  | SOLE |  | 0 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 33740F763 |  | 418274 | 7585 | SH |  | SOLE |  | 0 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | SMITH OPPORT FXD | 33740F805 |  | 280710 | 6319 | SH |  | SOLE |  | 0 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 33740F862 |  | 2379813 | 45845 | SH |  | SOLE |  | 0 | 0 | 0 |
| FORD MTR CO | COM | 345370860 |  | 120085 | 10040 | SH |  | SOLE |  | 0 | 0 | 0 |
| FRANKLIN TEMPLETON ETF TR | US LRG CP MLTFCT | 35473P801 |  | 269650 | 3940 | SH |  | SOLE |  | 0 | 0 | 0 |
| GABELLI EQUITY TR INC | COM | 362397101 |  | 524251 | 86084 | SH |  | SOLE |  | 0 | 0 | 0 |
| GE AEROSPACE | COM NEW | 369604301 |  | 1955901 | 6501 | SH |  | SOLE |  | 0 | 0 | 0 |
| GE VERNOVA INC | COM | 36828A101 |  | 1240745 | 2017 | SH |  | SOLE |  | 0 | 0 | 0 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 528907 | 4764 | SH |  | SOLE |  | 0 | 0 | 0 |
| GLOBAL X FDS | RUSSELL 2000 | 37954Y459 |  | 157308 | 10452 | SH |  | SOLE |  | 0 | 0 | 0 |
| GLOBAL X FDS | ARTIFICIAL ETF | 37954Y632 |  | 467577 | 9467 | SH |  | SOLE |  | 0 | 0 | 0 |
| GOLD ROYALTY CORP | COMMON SHARES | 38071H106 |  | 38813 | 10055 | SH |  | SOLE |  | 0 | 0 | 0 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 |  | 561324 | 4308 | SH |  | SOLE |  | 0 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 290039 | 364 | SH |  | SOLE |  | 0 | 0 | 0 |
| GRAYSCALE BITCOIN TRUST ETF | SHS REP COM UT | 389637109 |  | 809725 | 9020 | SH |  | SOLE |  | 0 | 0 | 0 |
| HARTFORD INSURANCE GROUP INC | COM | 416515104 |  | 344335 | 2581 | SH |  | SOLE |  | 0 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 839994 | 2073 | SH |  | SOLE |  | 0 | 0 | 0 |
| HONEYWELL INTL INC | COM | 438516106 |  | 525097 | 2494 | SH |  | SOLE |  | 0 | 0 | 0 |
| INNOVATOR ETFS TRUST | US SML CP PWR B | 45782C284 |  | 346752 | 11200 | SH |  | SOLE |  | 0 | 0 | 0 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C318 |  | 1085170 | 27900 | SH |  | SOLE |  | 0 | 0 | 0 |
| INNOVATOR ETFS TRUST | US SML CP PWR ET | 45782C342 |  | 395044 | 11551 | SH |  | SOLE |  | 0 | 0 | 0 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C383 |  | 232723 | 5300 | SH |  | SOLE |  | 0 | 0 | 0 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C417 |  | 404838 | 10200 | SH |  | SOLE |  | 0 | 0 | 0 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C573 |  | 541992 | 13200 | SH |  | SOLE |  | 0 | 0 | 0 |
| INNOVATOR ETFS TRUST | US SML CP PWR B | 45782C599 |  | 293878 | 8900 | SH |  | SOLE |  | 0 | 0 | 0 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C656 |  | 326420 | 7600 | SH |  | SOLE |  | 0 | 0 | 0 |
| INNOVATOR ETFS TRUST | US EQTY PWR BF | 45782C680 |  | 265437 | 6250 | SH |  | SOLE |  | 0 | 0 | 0 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C748 |  | 433103 | 10525 | SH |  | SOLE |  | 0 | 0 | 0 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C813 |  | 311220 | 6825 | SH |  | SOLE |  | 0 | 0 | 0 |
| INNOVATOR ETFS TRUST | US EQT PWR BUF | 45782C870 |  | 433468 | 11300 | SH |  | SOLE |  | 0 | 0 | 0 |
| INTEL CORP | COM | 458140100 |  | 200227 | 5968 | SH |  | SOLE |  | 0 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 658773 | 2334 | SH |  | SOLE |  | 0 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | S MDCP 400 REV | 46138G672 |  | 608773 | 4869 | SH |  | SOLE |  | 0 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 1106749 | 5834 | SH |  | SOLE |  | 0 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S SMCP VLU MNT | 46137V480 |  | 510913 | 9049 | SH |  | SOLE |  | 0 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 46137V621 |  | 192984 | 13200 | SH |  | SOLE |  | 0 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 458386 | 763 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 474120 | 11190 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | CORE S ETF | 464287200 |  | 1532455 | 2289 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 243862 | 2020 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | 7-10 YR TRSY BD | 464287440 |  | 1164986 | 12077 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 1067901 | 12872 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 935495 | 10019 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 248803 | 1222 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 7459041 | 15924 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 385730 | 1594 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 252323 | 2369 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 278052 | 8793 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | US AER DEF ETF | 464288760 |  | 1791124 | 8559 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 2673592 | 30621 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | MSCI INTL QUALTY | 46434V456 |  | 201964 | 4570 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 5805217 | 85270 | SH |  | SOLE |  | 0 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 398140 | 6972 | SH |  | SOLE |  | 0 | 0 | 0 |
| JABIL INC | COM | 466313103 |  | 299260 | 1378 | SH |  | SOLE |  | 0 | 0 | 0 |
| JOHNSON | COM | 478160104 |  | 1131230 | 6100 | SH |  | SOLE |  | 0 | 0 | 0 |
| JPMORGAN CHASE | COM | 46625H100 |  | 834005 | 2644 | SH |  | SOLE |  | 0 | 0 | 0 |
| KAYNE ANDERSON ENERGY INFRST | COM | 486606106 |  | 310175 | 25074 | SH |  | SOLE |  | 0 | 0 | 0 |
| KEURIG DR PEPPER INC | COM | 49271V100 |  | 266298 | 10438 | SH |  | SOLE |  | 0 | 0 | 0 |
| LAM RESEARCH CORP | COM NEW | 512807306 |  | 307970 | 2300 | SH |  | SOLE |  | 0 | 0 | 0 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 1063642 | 2130 | SH |  | SOLE |  | 0 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 |  | 433884 | 1427 | SH |  | SOLE |  | 0 | 0 | 0 |
| MCKESSON CORP | COM | 58155Q103 |  | 434940 | 563 | SH |  | SOLE |  | 0 | 0 | 0 |
| MERCK  INC | COM | 58933Y105 |  | 1862082 | 22186 | SH |  | SOLE |  | 0 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 821954 | 1119 | SH |  | SOLE |  | 0 | 0 | 0 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 385702 | 2305 | SH |  | SOLE |  | 0 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 3927143 | 7582 | SH |  | SOLE |  | 0 | 0 | 0 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 501700 | 3156 | SH |  | SOLE |  | 0 | 0 | 0 |
| NBT BANCORP INC | COM | 628778102 |  | 692345 | 16579 | SH |  | SOLE |  | 0 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 |  | 205015 | 171 | SH |  | SOLE |  | 0 | 0 | 0 |
| NORFOLK SOUTHN CORP | COM | 655844108 |  | 236011 | 785 | SH |  | SOLE |  | 0 | 0 | 0 |
| NRG ENERGY INC | COM NEW | 629377508 |  | 863182 | 5329 | SH |  | SOLE |  | 0 | 0 | 0 |
| NUVEEN N Y MUN VALUE FD | COM | 67062M105 |  | 905060 | 109571 | SH |  | SOLE |  | 0 | 0 | 0 |
| NUVEEN NEW JERSEY QULT MUN F | COM | 67069Y102 |  | 482531 | 38882 | SH |  | SOLE |  | 0 | 0 | 0 |
| NUVEEN PFD  OPPORTUN | COM | 67073B106 |  | 101919 | 12429 | SH |  | SOLE |  | 0 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 8441704 | 45244 | SH |  | SOLE |  | 0 | 0 | 0 |
| PACER FDS TR | US SMALL CAP CAS | 69374H857 |  | 253486 | 5790 | SH |  | SOLE |  | 0 | 0 | 0 |
| PACER FDS TR | DEVELOPED MRKT | 69374H873 |  | 390563 | 10723 | SH |  | SOLE |  | 0 | 0 | 0 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 757955 | 4155 | SH |  | SOLE |  | 0 | 0 | 0 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 590701 | 2901 | SH |  | SOLE |  | 0 | 0 | 0 |
| PAYCHEX INC | COM | 704326107 |  | 623321 | 4917 | SH |  | SOLE |  | 0 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 1612503 | 63285 | SH |  | SOLE |  | 0 | 0 | 0 |
| PIMCO DYNAMIC INCOME OPRNTS | COM BEN SHS | 69355M107 |  | 173398 | 12280 | SH |  | SOLE |  | 0 | 0 | 0 |
| PNC FINL SVCS GROUP INC | COM | 693475105 |  | 1665323 | 8288 | SH |  | SOLE |  | 0 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 366678 | 2386 | SH |  | SOLE |  | 0 | 0 | 0 |
| PROVIDENT FINL SVCS INC | COM | 74386T105 |  | 982317 | 50950 | SH |  | SOLE |  | 0 | 0 | 0 |
| PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 746922103 |  | 266665 | 25814 | SH |  | SOLE |  | 0 | 0 | 0 |
| QUALCOMM INC | COM | 747525103 |  | 361790 | 2174 | SH |  | SOLE |  | 0 | 0 | 0 |
| ROYAL CARIBBEAN GROUP | COM | V7780T103 |  | 340406 | 1052 | SH |  | SOLE |  | 0 | 0 | 0 |
| RTX CORPORATION | COM | 75513E101 |  | 1599219 | 9557 | SH |  | SOLE |  | 0 | 0 | 0 |
| RYDER SYS INC | COM | 783549108 |  | 307294 | 1629 | SH |  | SOLE |  | 0 | 0 | 0 |
| SALESFORCE INC | COM | 79466L302 |  | 292351 | 1233 | SH |  | SOLE |  | 0 | 0 | 0 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 234765 | 2459 | SH |  | SOLE |  | 0 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 296838 | 2132 | SH |  | SOLE |  | 0 | 0 | 0 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 228898 | 4249 | SH |  | SOLE |  | 0 | 0 | 0 |
| SELECT SECTOR SPDR TR | INDL | 81369Y704 |  | 246768 | 1600 | SH |  | SOLE |  | 0 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 296113 | 3395 | SH |  | SOLE |  | 0 | 0 | 0 |
| SOUTHERN CO | COM | 842587107 |  | 303855 | 3206 | SH |  | SOLE |  | 0 | 0 | 0 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 1673552 | 4708 | SH |  | SOLE |  | 0 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 3099411 | 4652 | SH |  | SOLE |  | 0 | 0 | 0 |
| SPDR SERIES TRUST | S 600 SMCP GRW | 78464A201 |  | 554718 | 5881 | SH |  | SOLE |  | 0 | 0 | 0 |
| SPDR SERIES TRUST | PRTFLO S GW | 78464A409 |  | 843510 | 8071 | SH |  | SOLE |  | 0 | 0 | 0 |
| SPDR SERIES TRUST | S REGL BKG | 78464A698 |  | 261248 | 4127 | SH |  | SOLE |  | 0 | 0 | 0 |
| SPDR SERIES TRUST | PORTFOLIO S | 78464A854 |  | 1134653 | 14483 | SH |  | SOLE |  | 0 | 0 | 0 |
| SPROUTS FMRS MKT INC | COM | 85208M102 |  | 298764 | 2746 | SH |  | SOLE |  | 0 | 0 | 0 |
| SPX TECHNOLOGIES INC | COM | 78473E103 |  | 213863 | 1145 | SH |  | SOLE |  | 0 | 0 | 0 |
| SUNCOR ENERGY INC NEW | COM | 867224107 |  | 363145 | 8685 | SH |  | SOLE |  | 0 | 0 | 0 |
| SUPER MICRO COMPUTER INC | COM NEW | 86800U302 |  | 239700 | 5000 | SH |  | SOLE |  | 0 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 2759932 | 6206 | SH |  | SOLE |  | 0 | 0 | 0 |
| TRAVELERS COMPANIES INC | COM | 89417E109 |  | 291600 | 1044 | SH |  | SOLE |  | 0 | 0 | 0 |
| TRX GOLD CORPORATION | COM | 87283P109 |  | 11698 | 18750 | SH |  | SOLE |  | 0 | 0 | 0 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 830001 | 8472 | SH |  | SOLE |  | 0 | 0 | 0 |
| UNITED AIRLS HLDGS INC | COM | 910047109 |  | 289500 | 3000 | SH |  | SOLE |  | 0 | 0 | 0 |
| UNITED RENTALS INC | COM | 911363109 |  | 402866 | 422 | SH |  | SOLE |  | 0 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 278359 | 806 | SH |  | SOLE |  | 0 | 0 | 0 |
| UNUM GROUP | COM | 91529Y106 |  | 209228 | 2690 | SH |  | SOLE |  | 0 | 0 | 0 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 |  | 464511 | 1423 | SH |  | SOLE |  | 0 | 0 | 0 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 722662 | 1180 | SH |  | SOLE |  | 0 | 0 | 0 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 224797 | 2458 | SH |  | SOLE |  | 0 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 361759 | 6676 | SH |  | SOLE |  | 0 | 0 | 0 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 330206 | 1530 | SH |  | SOLE |  | 0 | 0 | 0 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 286568 | 2033 | SH |  | SOLE |  | 0 | 0 | 0 |
| VEEVA SYS INC | CL A COM | 922475108 |  | 4633692 | 15554 | SH |  | SOLE |  | 0 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 607227 | 13816 | SH |  | SOLE |  | 0 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 553099 | 1620 | SH |  | SOLE |  | 0 | 0 | 0 |
| WALMART INC | COM | 931142103 |  | 1487712 | 14435 | SH |  | SOLE |  | 0 | 0 | 0 |
| WASTE MGMT INC DEL | COM | 94106L109 |  | 1100190 | 4982 | SH |  | SOLE |  | 0 | 0 | 0 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 337277 | 11118 | SH |  | SOLE |  | 0 | 0 | 0 |
| WHEATON PRECIOUS METALS CORP | COM | 962879102 |  | 461614 | 4127 | SH |  | SOLE |  | 0 | 0 | 0 |
| ZOOM COMMUNICATIONS INC | CL A | 98980l101 |  | 319275 | 3870 | SH |  | SOLE |  | 0 | 0 | 0 |

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