# EDGAR Filing Document

**Accession Number:** 0000891944
**File Stem:** 0001193125-26-282539
**Filing Date:** 2026-6
**Character Count:** 23679
**Document Hash:** bbe3f951a46de5b888c37beead3dc1b3
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-26-282539.hdr.sgml**: 20260625

**ACCESSION NUMBER**: 0001193125-26-282539

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260430

**FILED AS OF DATE**: 20260625

**DATE AS OF CHANGE**: 20260625

**PERIOD START**: 20261031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HENNESSY FUNDS TRUST
- **CENTRAL INDEX KEY:** 0000891944

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-07168
- **FILM NUMBER:** 261120759

**BUSINESS ADDRESS:**
- **STREET 1:** 7250  REDWOOD BOULEVARD
- **STREET 2:** SUITE 200
- **CITY:** NOVATO
- **STATE:** CA
- **ZIP:** 94945
- **BUSINESS PHONE:** 8009664354

**MAIL ADDRESS:**
- **STREET 1:** C/O US BANCORP FUND SERVICES, LLC
- **STREET 2:** 615 E MICHIGAN ST MK-WI-LC-2
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HENLOPEN FUND
- **DATE OF NAME CHANGE:** 19921217

## Series and Classes Contracts Data

### Hennessy Japan Small Cap Fund (Series ID: S000044806)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000139161 | Investor Class      | HJPSX           |
| C000157631 | Institutional Class | HJSIX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Hennessy Funds Trust

- **b. Investment Company Act file number:** 811-07168

- **c. CIK number of Registrant:** 0000891944

- **d. LEI of Registrant:** 254900O0F8MQNN7UZ261

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 7250 Redwood Blvd.

  - **City:** Novato

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 94945

  - **Telephone number:** 1-800-966-4354

**Item A.2. Information about the Series.**

- **a. Name of Series:** Hennessy Japan Small Cap Fund

- **b. EDGAR series identifier (if any):** S000044806

- **c. LEI of Series:** 254900414IO3OMRVKA90

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-10-31

- **b. Date as of which information is reported:** 2026-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $131984425.10

**Total Liabilities:** $296824.37

**Net Assets:** $131687600.73

**Cash Not Reported:** $66479.45

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000139161 | 12.40%               | -12.12%              | 5.88%                |
| Class ID C000157631 | 12.46%               | -12.09%              | 5.87%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $3285956.84              | $13758050.38                               |
| Month 2  | $1338197.75              | $-19712281.86                              |
| Month 3  | $1019240.84              | $6385991.89                                |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                           | Title                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Ariake Japan Co Ltd            | Ariake Japan Co Ltd                        | CUSIP: N/A<br>LEI: 353800PBX8D0J0H60M72       | Long             | EC               | CORP              | JP        |     41700 | NS      | $1445227.55   | 1.10%             |  |  |  | No            |                  2 | On Loan: No      |
| Musashi Seimitsu Industry Co L | Musashi Seimitsu Industry Co Ltd           | CUSIP: N/A<br>LEI: 353800J742CBBV9MSZ43       | Long             | EC               | CORP              | JP        |    137200 | NS      | $3754699.75   | 2.85%             |  |  |  | No            |                  2 | On Loan: No      |
| CKD Corp                       | CKD Corp                                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    102300 | NS      | $3963937.32   | 3.01%             |  |  |  | No            |                  2 | On Loan: No      |
| Computer Engineering & Consult | Computer Engineering & Consulting Ltd      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     91800 | NS      | $1137022.58   | 0.86%             |  |  |  | No            |                  2 | On Loan: No      |
| Hanwa Co Ltd                   | Hanwa Co Ltd                               | CUSIP: N/A<br>LEI: 8EUP1TJYZFX3T1E5AJ33       | Long             | EC               | CORP              | JP        |     64500 | NS      | $666215.96    | 0.51%             |  |  |  | No            |                  2 | On Loan: No      |
| Roland Corp                    | Roland Corp                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     55600 | NS      | $1449999.92   | 1.10%             |  |  |  | No            |                  2 | On Loan: No      |
| Sakata Seed Corp               | Sakata Seed Corp                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     83400 | NS      | $2186432.20   | 1.66%             |  |  |  | No            |                  2 | On Loan: No      |
| Sanwa Holdings Corp            | Sanwa Holdings Corp                        | CUSIP: N/A<br>LEI: 5299003X6BCA4ROO5A70       | Long             | EC               | CORP              | JP        |     58200 | NS      | $1331187.94   | 1.01%             |  |  |  | No            |                  2 | On Loan: No      |
| Yurtec Corp                    | Yurtec Corp                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     93900 | NS      | $1504036.37   | 1.14%             |  |  |  | No            |                  2 | On Loan: No      |
| Transcosmos Inc                | Transcosmos Inc                            | CUSIP: N/A<br>LEI: 353800AAR1GYRFDRTV97       | Long             | EC               | CORP              | JP        |    107500 | NS      | $2624436.63   | 1.99%             |  |  |  | No            |                  2 | On Loan: No      |
| Warabeya                       | Warabeya Nichiyo Holdings Co Ltd           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     65800 | NS      | $1167140.99   | 0.89%             |  |  |  | No            |                  2 | On Loan: No      |
| EF-ON INC                      | EF-ON INC                                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    151500 | NS      | $348559.08    | 0.26%             |  |  |  | No            |                  2 | On Loan: No      |
| Charm Care Corp KK             | Charm Care Corp KK                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     81700 | NS      | $670814.37    | 0.51%             |  |  |  | No            |                  2 | On Loan: No      |
| PeptiDream Inc                 | PeptiDream Inc                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    140000 | NS      | $1032010.84   | 0.78%             |  |  |  | No            |                  2 | On Loan: No      |
| Loadstar Capital KK            | Loadstar Capital KK                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     94600 | NS      | $1837188.44   | 1.40%             |  |  |  | No            |                  2 | On Loan: No      |
| Fukuda Corp                    | Fukuda Corp                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     29900 | NS      | $1602263.93   | 1.22%             |  |  |  | No            |                  2 | On Loan: No      |
| G-Tekt Corp                    | G-Tekt Corp                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    108100 | NS      | $1244903.08   | 0.95%             |  |  |  | No            |                  2 | On Loan: No      |
| Kakaku.com Inc                 | Kakaku.com Inc                             | CUSIP: N/A<br>LEI: 353800KA15Y0DCPWYY65       | Long             | EC               | CORP              | JP        |    127100 | NS      | $2127872.63   | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| JVCKenwood Corp                | JVCKenwood Corp                            | CUSIP: N/A<br>LEI: 529900GGYCEJXM5Y6961       | Long             | EC               | CORP              | JP        |    295600 | NS      | $2228049.19   | 1.69%             |  |  |  | No            |                  2 | On Loan: No      |
| Canon Marketing Japan Inc      | Canon Marketing Japan Inc                  | CUSIP: N/A<br>LEI: 529900WMTZBIIROD5K97       | Long             | EC               | CORP              | JP        |     60800 | NS      | $1383761.76   | 1.05%             |  |  |  | No            |                  2 | On Loan: No      |
| Aeon Fantasy Co Ltd            | Aeon Fantasy Co Ltd                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     91500 | NS      | $1496052.53   | 1.14%             |  |  |  | No            |                  2 | On Loan: No      |
| Kanamoto Co Ltd                | Kanamoto Co Ltd                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     97600 | NS      | $2877027.01   | 2.18%             |  |  |  | No            |                  2 | On Loan: No      |
| Mizuno Corp                    | Mizuno Corp                                | CUSIP: N/A<br>LEI: 353800HVH84K5YH37819       | Long             | EC               | CORP              | JP        |    116100 | NS      | $2464816.28   | 1.87%             |  |  |  | No            |                  2 | On Loan: No      |
| Hokuhoku Financial Group Inc   | Hokuhoku Financial Group Inc               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     83200 | NS      | $3171829.97   | 2.41%             |  |  |  | No            |                  2 | On Loan: No      |
| Nabtesco Corp                  | Nabtesco Corp                              | CUSIP: N/A<br>LEI: 529900DVHQXYRTGW7739       | Long             | EC               | CORP              | JP        |     68700 | NS      | $2272128.53   | 1.73%             |  |  |  | No            |                  2 | On Loan: No      |
| Comture Corp                   | Comture Corp                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    190500 | NS      | $1658057.83   | 1.26%             |  |  |  | No            |                  2 | On Loan: No      |
| Yamami Co                      | Yamami Co                                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     45700 | NS      | $1205589.09   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Elecom Co Ltd                  | Elecom Co Ltd                              | CUSIP: N/A<br>LEI: 353800BXFUVR7EPC0G35       | Long             | EC               | CORP              | JP        |    101400 | NS      | $1049929.95   | 0.80%             |  |  |  | No            |                  2 | On Loan: No      |
| Nissan Chemical Corp           | Nissan Chemical Corp                       | CUSIP: N/A<br>LEI: 3538002E4L1CUGJFFU25       | Long             | EC               | CORP              | JP        |     54800 | NS      | $2369526.93   | 1.80%             |  |  |  | No            |                  2 | On Loan: No      |
| Nitto Kogyo Corp               | Nitto Kogyo Corp                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     62900 | NS      | $1819445.45   | 1.38%             |  |  |  | No            |                  2 | On Loan: No      |
| OSG Corp                       | OSG Corp                                   | CUSIP: N/A<br>LEI: 353800IWJAOVAFO6X450       | Long             | EC               | CORP              | JP        |    115600 | NS      | $2417621.21   | 1.84%             |  |  |  | No            |                  2 | On Loan: No      |
| Penta-Ocean Cons               | Penta-Ocean Construction Co Ltd            | CUSIP: N/A<br>LEI: 529900QN42Q9UIW3AS17       | Long             | EC               | CORP              | JP        |    128200 | NS      | $1436385.27   | 1.09%             |  |  |  | No            |                  2 | On Loan: No      |
| Maeda Kosen Co Ltd             | Maeda Kosen Co Ltd                         | CUSIP: N/A<br>LEI: 353800PBX8SI9I66NP60       | Long             | EC               | CORP              | JP        |    337600 | NS      | $3940090.00   | 2.99%             |  |  |  | No            |                  2 | On Loan: No      |
| LITALICO Inc                   | LITALICO Inc                               | CUSIP: N/A<br>LEI: 3538004MOOB28U39ZZ73       | Long             | EC               | CORP              | JP        |    318900 | NS      | $2456397.32   | 1.87%             |  |  |  | No            |                  2 | On Loan: No      |
| Eternal Hospitality Group Co L | Eternal Hospitality Group Co Ltd           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     78100 | NS      | $1503226.34   | 1.14%             |  |  |  | No            |                  2 | On Loan: No      |
| NOK Corp                       | NOK Corp                                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    182900 | NS      | $3252594.43   | 2.47%             |  |  |  | No            |                  2 | On Loan: No      |
| Daikokutenbussan Co Ltd        | Daikokutenbussan Co Ltd                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     79500 | NS      | $2444245.98   | 1.86%             |  |  |  | No            |                  2 | On Loan: No      |
| YAKUODO Holdings Co Ltd        | YAKUODO Holdings Co Ltd                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    109800 | NS      | $1238888.36   | 0.94%             |  |  |  | No            |                  2 | On Loan: No      |
| United Arrows Ltd              | United Arrows Ltd                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    120200 | NS      | $1895316.81   | 1.44%             |  |  |  | No            |                  2 | On Loan: No      |
| Onward Holdings Co Ltd         | Onward Holdings Co Ltd                     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    297200 | NS      | $1405599.90   | 1.07%             |  |  |  | No            |                  2 | On Loan: No      |
| Nihon Kohden Corp              | Nihon Kohden Corp                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    208700 | NS      | $1943888.03   | 1.48%             |  |  |  | No            |                  2 | On Loan: No      |
| Tanseisha Co Ltd               | Tanseisha Co Ltd                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    213300 | NS      | $1951140.99   | 1.48%             |  |  |  | No            |                  2 | On Loan: No      |
| Towa Corp                      | Towa Corp                                  | CUSIP: N/A<br>LEI: 353800HAMO7IT6KBJX75       | Long             | EC               | CORP              | JP        |    160100 | NS      | $3043038.92   | 2.31%             |  |  |  | No            |                  2 | On Loan: No      |
| Koshidaka Holdings Co Ltd      | Koshidaka Holdings Co Ltd                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    143500 | NS      | $914777.55    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Government Obli | First American Government Obligations Fund | CUSIP: 31846V336<br>LEI: 549300R5MYM6VZF1RM44 | Long             | STIV             | RF                | US        |   3362982 | NS      | $3362982.46   | 2.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Saizeriya Co Ltd               | Saizeriya Co Ltd                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     29500 | NS      | $957235.48    | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Relo Group Inc                 | Relo Group Inc                             | CUSIP: N/A<br>LEI: 353800T595XRZDA8IB59       | Long             | EC               | CORP              | JP        |    209000 | NS      | $2613250.93   | 1.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Trusco Nakayama Corp           | Trusco Nakayama Corp                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    134500 | NS      | $1856945.63   | 1.41%             |  |  |  | No            |                  2 | On Loan: No      |
| Nissei ASB Machine Co Ltd      | Nissei ASB Machine Co Ltd                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     78700 | NS      | $4085735.60   | 3.10%             |  |  |  | No            |                  2 | On Loan: No      |
| Daihen Corp                    | Daihen Corp                                | CUSIP: N/A<br>LEI: 353800VGTLA3QRNG5478       | Long             | EC               | CORP              | JP        |     32600 | NS      | $3225242.56   | 2.45%             |  |  |  | No            |                  2 | On Loan: No      |
| Tsuzuki Denki Co Ltd           | Tsuzuki Denki Co Ltd                       | CUSIP: N/A<br>LEI: 3538008A8ICJLVI54474       | Long             | EC               | CORP              | JP        |    105000 | NS      | $2315538.17   | 1.76%             |  |  |  | No            |                  2 | On Loan: No      |
| Mitsubishi Research Institute  | Mitsubishi Research Institute Inc          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     60700 | NS      | $1742515.70   | 1.32%             |  |  |  | No            |                  2 | On Loan: No      |
| Nishi-Nippon Financial Holding | Nishi-Nippon Financial Holdings Inc        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    230500 | NS      | $5787654.18   | 4.39%             |  |  |  | No            |                  2 | On Loan: No      |
| AGC Inc                        | AGC Inc                                    | CUSIP: N/A<br>LEI: JE4WFFEELMVPFZ0G1E77       | Long             | EC               | CORP              | JP        |     83700 | NS      | $3001810.33   | 2.28%             |  |  |  | No            |                  2 | On Loan: No      |
| Fukuyama Transporting Co Ltd   | Fukuyama Transporting Co Ltd               | CUSIP: N/A<br>LEI: 529900Z7D20PNX4HSO85       | Long             | EC               | CORP              | JP        |     78600 | NS      | $2611194.77   | 1.98%             |  |  |  | No            |                  2 | On Loan: No      |
| Ulvac Inc                      | Ulvac Inc                                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     49700 | NS      | $3129732.84   | 2.38%             |  |  |  | No            |                  2 | On Loan: No      |
| Ogaki Kyoritsu Bank Ltd/The    | Ogaki Kyoritsu Bank Ltd/The                | CUSIP: N/A<br>LEI: 549300M5X5T6C27W3H96       | Long             | EC               | CORP              | JP        |     93000 | NS      | $4163639.41   | 3.16%             |  |  |  | No            |                  2 | On Loan: No      |
| Optex Group Co Ltd             | Optex Group Co Ltd                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     97100 | NS      | $1806235.19   | 1.37%             |  |  |  | No            |                  2 | On Loan: No      |
| SBS Holdings Inc               | SBS Holdings Inc                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     79800 | NS      | $2126458.74   | 1.61%             |  |  |  | No            |                  2 | On Loan: No      |
| Tosei Corp                     | Tosei Corp                                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    256400 | NS      | $2663982.29   | 2.02%             |  |  |  | No            |                  2 | On Loan: No      |
| Macnica Holdings Inc           | Macnica Holdings Inc                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     75900 | NS      | $1282107.00   | 0.97%             |  |  |  | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-05-26

**Name of Applicant:** Hennessy Funds Trust

**Signature:** /s/ Teresa M. Nilsen

**Name of Signer:** Teresa M. Nilsen

**Title:** Treasurer