# EDGAR Filing Document

**Accession Number:** 0001414040
**File Stem:** 0001752724-23-017581
**Filing Date:** 2023-1
**Character Count:** 23592
**Document Hash:** f83415879eefebd63502b5269649e6c9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-017581.hdr.sgml**: 20230130

**ACCESSION NUMBER**: 0001752724-23-017581

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230130

**DATE AS OF CHANGE**: 20230130

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALPS ETF Trust
- **CENTRAL INDEX KEY:** 0001414040
- **IRS NUMBER:** 000000000
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22175
- **FILM NUMBER:** 23565964

**BUSINESS ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328
- **BUSINESS PHONE:** 303.623.2577

**MAIL ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328

## Series and Classes Contracts Data

### ALPS International Sector Dividend Dogs ETF (Series ID: S000041000)

| Class ID   | Class Name                                  | Ticker Symbol   |
|:---|:---|:---|
| C000127212 | ALPS International Sector Dividend Dogs ETF | IDOG            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ALPS ETF TRUST

- **b. Investment Company Act file number:** 811-22175

- **c. CIK number of Registrant:** 0001414040

- **d. LEI of Registrant:** 549300VF1907NYC4WM31

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 BROADWAY SUITE 1000

  - **City:** DENVER

  - **State:** CO

  - **Foreign country:** US

  - **Zip / Postal Code:** 80203

  - **Telephone number:** 3036232577

**Item A.2. Information about the Series.**

- **a. Name of Series:** ALPS International Sector Dividend Dogs ETF

- **b. EDGAR series identifier (if any):** S000041000

- **c. LEI of Series:** 549300E9TFNP417E9586

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $170017397.53

**Total Liabilities:** $66310.76

**Net Assets:** $169951086.77

**Cash Not Reported:** $45343.05

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000127212 | -10.21%              | 6.89%                | 12.54%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-1558073.74             | $-16649486.97                              |
| Month 2  | $-181424.84              | $9930783.50                                |
| Month 3  | $0.00                    | $18329880.04                               |

### Schedule of Portfolio Investments

| Name                                                       | Title                                                                       | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Rio Tinto Plc                                              | Rio Tinto PLC                                                               | CUSIP: G75754104<br>LEI: 213800YOEO5OQ72G2R82 | Long             | EC               | CORP              | GB        |     55508 | NS      | $3736437.03   | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Bp Plc                                                     | BP PLC                                                                      | CUSIP: G12793108<br>LEI: 213800LH1BZH3DI6G760 | Long             | EC               | CORP              | GB        |    601375 | NS      | $3605930.61   | 2.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Tokyo Electron Ltd                                         | Tokyo Electron, Ltd.                                                        | CUSIP: J86957115<br>LEI: 549300H5LSF8DP3RIJ34 | Long             | EC               | CORP              | JP        |     10200 | NS      | $3330567.02   | 1.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Telefonaktiebolaget Lm Ericsson                            | Telefonaktiebolaget LM Ericsson                                             | CUSIP: W26049119<br>LEI: 549300W9JLPW15XIFM52 | Long             | EC               | CORP              | SE        |    419674 | NS      | $2602319.68   | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Eni Spa                                                    | Eni SpA                                                                     | CUSIP: T3643A145<br>LEI: BUCRF72VH5RBN7X3VL35 | Long             | EC               | CORP              | IT        |    267818 | NS      | $3991992.58   | 2.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Sanofi                                                     | Sanofi                                                                      | CUSIP: F5548N101<br>LEI: 549300E9PC51EN656011 | Long             | EC               | CORP              | FR        |     38481 | NS      | $3462961.64   | 2.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Sap Se                                                     | SAP SE                                                                      | CUSIP: D66992104<br>LEI: 529900D6BF99LW9R2E68 | Long             | EC               | CORP              | DE        |     36095 | NS      | $3923581.86   | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Canon Inc                                                  | Canon, Inc.                                                                 | CUSIP: 617232004<br>LEI: 529900JH1GSC035SSP77 | Long             | EC               | CORP              | JP        |    135363 | NS      | $3148569.45   | 1.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Totalenergies Se                                           | TotalEnergies SE                                                            | CUSIP: N/A<br>LEI: 529900S21EQ1BO4ESM68       | Long             | EC               | CORP              | FR        |     62874 | NS      | $3945899.96   | 2.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Westpac Banking Corp                                       | Westpac Banking Corp.                                                       | CUSIP: 607614005<br>LEI: EN5TNI6CI43VEPAMHL14 | Long             | EC               | CORP              | AU        |    214995 | NS      | $3468696.90   | 2.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Mitsubishi Corp                                            | Mitsubishi Corp.                                                            | CUSIP: J43830116<br>LEI: KVIPTY4PULAPGC1VVD26 | Long             | EC               | CORP              | JP        |    101800 | NS      | $3394807.73   | 2.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Bridgestone Corp                                           | Bridgestone Corp.                                                           | CUSIP: J04578126<br>LEI: 549300DHPOF90OYYD780 | Long             | EC               | CORP              | JP        |     86200 | NS      | $3225399.38   | 1.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Bae Systems Plc                                            | BAE Systems PLC                                                             | CUSIP: G06940103<br>LEI: 8SVCSVKSGDWMW2QHOH83 | Long             | EC               | CORP              | GB        |    344882 | NS      | $3419307.38   | 2.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Sumitomo Corp                                              | Sumitomo Corp.                                                              | CUSIP: 685894008<br>LEI: V82KK8NH1P0JS71FJC05 | Long             | EC               | CORP              | JP        |    228800 | NS      | $3723032.80   | 2.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Snam Spa                                                   | Snam SpA                                                                    | CUSIP: 725147904<br>LEI: 8156002278562044AF79 | Long             | EC               | CORP              | IT        |    655239 | NS      | $3319219.39   | 1.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Coles Group Ltd                                            | Coles Group, Ltd.                                                           | CUSIP: N/A<br>LEI: 549300OHQRG2HN8LZ793       | Long             | EC               | CORP              | AU        |    264995 | NS      | $3048710.55   | 1.79%             |  |  |  | No            |                  1 | On Loan: —       |
| Sse Plc                                                    | SSE PLC                                                                     | CUSIP: G8842P102<br>LEI: 549300KI75VYLLMSK856 | Long             | EC               | CORP              | GB        |    151196 | NS      | $3113394.79   | 1.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Wesfarmers Ltd                                             | Wesfarmers, Ltd.                                                            | CUSIP: Q95870103<br>LEI: 5493003L32ZX9557ST85 | Long             | EC               | CORP              | AU        |     96632 | NS      | $3185648.71   | 1.87%             |  |  |  | No            |                  1 | On Loan: —       |
| Vodafone Group Plc                                         | Vodafone Group PLC                                                          | CUSIP: G93882192<br>LEI: 213800TB53ELEUKM7Q61 | Long             | EC               | CORP              | GB        |   2493788 | NS      | $2760389.18   | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Kyocera Corp                                               | Kyocera Corp.                                                               | CUSIP: 649926003<br>LEI: N/A                  | Long             | EC               | CORP              | JP        |     56120 | NS      | $2837089.72   | 1.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Bayerische Motoren Werke Ag                                | Bayerische Motoren Werke AG                                                 | CUSIP: N/A<br>LEI: YEH5ZCD6E441RHVHD759       | Long             | EC               | CORP              | DE        |     42497 | NS      | $3816849.54   | 2.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Marubeni Corp                                              | Marubeni Corp.                                                              | CUSIP: 656946001<br>LEI: 4P4N3ORD02UGQT1T1W12 | Long             | EC               | CORP              | JP        |    316400 | NS      | $3546869.43   | 2.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Telefonica Sa                                              | Telefonica SA                                                               | CUSIP: 879382109<br>LEI: 549300EEJH4FEPDBBR25 | Long             | EC               | CORP              | ES        |    794723 | NS      | $2964767.18   | 1.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Orange Sa                                                  | Orange SA                                                                   | CUSIP: 517617908<br>LEI: 969500MCOONR8990S771 | Long             | EC               | CORP              | FR        |    309117 | NS      | $3142057.96   | 1.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Telia Co Ab                                                | Telia Co. AB                                                                | CUSIP: N/A<br>LEI: 213800FSR9RNDUOTXO25       | Long             | EC               | CORP              | SE        |    933360 | NS      | $2543624.52   | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Takeda Pharmaceutical Co Ltd                               | Takeda Pharmaceutical Co., Ltd.                                             | CUSIP: 687044008<br>LEI: 549300ZLMVP4X0OGR454 | Long             | EC               | CORP              | JP        |    114600 | NS      | $3361068.87   | 1.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Australia & New Zealand Banking Group Ltd                  | Australia & New Zealand Banking Group, Ltd.                                 | CUSIP: Q09504137<br>LEI: JHE42UYNWWTJB8YTTU19 | Long             | EC               | CORP              | AU        |    198458 | NS      | $3332553.40   | 1.96%             |  |  |  | No            |                  1 | On Loan: —       |
| Enel Spa                                                   | Enel SpA                                                                    | CUSIP: T3679P115<br>LEI: WOCMU6HCI0OJWNPRZS33 | Long             | EC               | CORP              | IT        |    643119 | NS      | $3435839.40   | 2.02%             |  |  |  | No            |                  1 | On Loan: No      |
| H & M Hennes & Mauritz Ab                                  | H & M Hennes & Mauritz AB                                                   | CUSIP: 568743900<br>LEI: 529900O5RR7R39FRDM42 | Long             | EC               | CORP              | SE        |    297112 | NS      | $3300474.29   | 1.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Swedbank Ab                                                | Swedbank AB                                                                 | CUSIP: 484652904<br>LEI: M312WZV08Y7LYUC71685 | Long             | EC               | CORP              | SE        |    231612 | NS      | $3731604.47   | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Citic Ltd                                                  | CITIC, Ltd.                                                                 | CUSIP: 619615008<br>LEI: 2549006I3Q3M98KHOT11 | Long             | EC               | CORP              | HK        |   3001000 | NS      | $3069791.77   | 1.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Anglo American Plc                                         | Anglo American PLC                                                          | CUSIP: B1XZS8907<br>LEI: 549300S9XF92D1X8ME43 | Long             | EC               | CORP              | GB        |     92509 | NS      | $3799257.78   | 2.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Naturgy Energy Group Sa                                    | Naturgy Energy Group SA                                                     | CUSIP: N/A<br>LEI: TL2N6M87CW970S5SV098       | Long             | EC               | CORP              | ES        |    113463 | NS      | $3161917.15   | 1.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Basf Se                                                    | BASF SE                                                                     | CUSIP: D06216317<br>LEI: 529900PM64WH8AF1E917 | Long             | EC               | CORP              | DE        |     71924 | NS      | $3631077.50   | 2.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Endesa Sa                                                  | Endesa SA                                                                   | CUSIP: E41222113<br>LEI: 549300LHK07F2CHV4X31 | Long             | EC               | CORP              | ES        |    178613 | NS      | $3289818.83   | 1.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Fortescue Metals Group Ltd                                 | Fortescue Metals Group, Ltd.                                                | CUSIP: 608625901<br>LEI: 529900VEJFORCO6I4826 | Long             | EC               | CORP              | AU        |    256526 | NS      | $3374379.88   | 1.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Gsk Plc                                                    | GSK PLC                                                                     | CUSIP: 092528900<br>LEI: 5493000HZTVUYLO1D793 | Long             | EC               | CORP              | GB        |    200611 | NS      | $3401465.05   | 2.00%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Institutional Treasury Plus Money Market Fund | State Street Institutional Treasury Plus Money Market Fund                  | CUSIP: 857492862<br>LEI: 549300PNASLVKQG64331 | Long             | STIV             | RF                | US        |    166933 | NS      | $166933.16    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Bhp Group Ltd                                              | BHP Group, Ltd.                                                             | CUSIP: Q1498M100<br>LEI: WZE1WSENV6JSZFK0JC28 | Long             | EC               | CORP              | AU        |    119941 | NS      | $3705772.29   | 2.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Nordea Bank Abp                                            | Nordea Bank Abp                                                             | CUSIP: W57996105<br>LEI: 529900ODI3047E2LIV03 | Long             | EC               | CORP              | FI        |    326367 | NS      | $3402942.01   | 2.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Repsol Sa                                                  | Repsol SA                                                                   | CUSIP: N/A<br>LEI: BSYCX13Y0NOTV14V9N85       | Long             | EC               | CORP              | ES        |    238822 | NS      | $3678084.46   | 2.16%             |  |  |  | No            |                  1 | On Loan: No      |
| British American Tobacco Plc                               | British American Tobacco PLC                                                | CUSIP: 028758902<br>LEI: 213800FKA5MF17RJKT63 | Long             | EC               | CORP              | GB        |     77610 | NS      | $3171935.76   | 1.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Telenor Asa                                                | Telenor ASA                                                                 | CUSIP: R21882106<br>LEI: 549300IM1QSBY4SLPM26 | Long             | EC               | CORP              | NO        |    293729 | NS      | $2842471.36   | 1.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Dnb Bank Asa                                               | DNB Bank ASA                                                                | CUSIP: 426330007<br>LEI: 549300GKFG0RYRRQ1414 | Long             | EC               | CORP              | NO        |    172530 | NS      | $3337459.26   | 1.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Omv Ag                                                     | OMV AG                                                                      | CUSIP: 465145001<br>LEI: 549300V62YJ9HTLRI486 | Long             | EC               | CORP              | AT        |     75640 | NS      | $3948159.59   | 2.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Honda Motor Co Ltd                                         | Honda Motor Co., Ltd.                                                       | CUSIP: J22302111<br>LEI: 549300P7ZYCQJ36CCS16 | Long             | EC               | CORP              | JP        |    120900 | NS      | $2938231.59   | 1.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Bayer Ag                                                   | Bayer AG                                                                    | CUSIP: D0712D163<br>LEI: 549300J4U55H3WP1XT59 | Long             | EC               | CORP              | DE        |     59064 | NS      | $3403779.81   | 2.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Novartis Ag                                                | Novartis AG                                                                 | CUSIP: N/A<br>LEI: 5493007HIVTX6SY6XD66       | Long             | EC               | CORP              | CH        |     38006 | NS      | $3359790.65   | 1.98%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                                        | State Street Navigator Securities Lending Government Money Market Portfolio | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | RF                | US        |         0 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Danone Sa                                                  | Danone SA                                                                   | CUSIP: B1Y9TB906<br>LEI: 969500KMUQ2B6CBAF162 | Long             | EC               | CORP              | FR        |     61132 | NS      | $3185800.50   | 1.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Imperial Brands Plc                                        | Imperial Brands PLC                                                         | CUSIP: G4720C107<br>LEI: 549300DFVPOB67JL3A42 | Long             | EC               | CORP              | GB        |    138656 | NS      | $3551211.28   | 2.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Japan Tobacco Inc                                          | Japan Tobacco, Inc.                                                         | CUSIP: J27869106<br>LEI: 353800Z0ENYBQO0XRJ31 | Long             | EC               | CORP              | JP        |    187500 | NS      | $3822914.40   | 2.25%             |  |  |  | No            |                  1 | On Loan: —       |

### Signature

**Date Signed:** 2022-12-30

**Name of Applicant:** ALPS ETF TRUST

**Signature:** Kathryn Burns

**Name of Signer:** Kathryn Burns

**Title:** Treasurer