# EDGAR Filing Document

**Accession Number:** 0001498570
**File Stem:** 0001498570-25-000016
**Filing Date:** 2025-12
**Character Count:** 2728
**Document Hash:** 74e595fb9b80c399d1979a7e917c3ec6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001498570-25-000016.hdr.sgml**: 20251223

**ACCESSION NUMBER**: 0001498570-25-000016

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251031

**FILED AS OF DATE**: 20251223

**DATE AS OF CHANGE**: 20251223

**EFFECTIVENESS DATE**: 20251223

**PERIOD START**: 20241101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TD FINANCIAL PRODUCTS LLC
- **CENTRAL INDEX KEY:** 0001498570

**ORGANIZATION NAME:**
- **EIN:** 873397681
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68677
- **FILM NUMBER:** 251602128

**BUSINESS ADDRESS:**
- **STREET 1:** 71 S. WACKER DRIVE
- **STREET 2:** SUITE 550
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** 212-468-0300

**MAIL ADDRESS:**
- **STREET 1:** 71 S. WACKER DRIVE
- **STREET 2:** SUITE 550
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TD SECURITIES AUTOMATED TRADING LLC
- **DATE OF NAME CHANGE:** 20210727

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HEADLANDS TECH GLOBAL MARKETS, LLC
- **DATE OF NAME CHANGE:** 20210712

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TD SECURITIES AUTOMATED TRADING LLC
- **DATE OF NAME CHANGE:** 20210702

### Attached PDF Documents

**Attachment 1:** `tdfpsofc.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001498570

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 11-01-2024

**Report Period End Date:** 10-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** TD FINANCIAL PRODUCTS LLC

**Business Address:** 71 S. WACKER DRIVE, SUITE 550, CHICAGO, IL, 60606

**Contact Person:** christine jenkins

**Contact Phone:** 917-589-8401

### Independent Public Accountant Identification

**Accountant Name:** Ernst & Young LLP

**Accountant Address:** One Manhattan West, New York, NY, 10001

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Jorge Ortiz**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **TD FINANCIAL PRODUCTS LLC**, as of **12-23-2025**, are true and correct.

**Signature:** Jorge Ortiz

**Title:** CFO

**Notarized:** Yes