# EDGAR Filing Document

**Accession Number:** 0001015558
**File Stem:** 0001015558-26-000003
**Filing Date:** 2026-5
**Character Count:** 2723
**Document Hash:** cf9bcd099784c0c6b2ebe896c79310b9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001015558-26-000003.hdr.sgml**: 20260527

**ACCESSION NUMBER**: 0001015558-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260527

**DATE AS OF CHANGE**: 20260527

**EFFECTIVENESS DATE**: 20260527

**PERIOD START**: 20250401

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CPS FINANCIAL & INSURANCE SERVICES, INC.
- **CENTRAL INDEX KEY:** 0001015558

**ORGANIZATION NAME:**
- **EIN:** 330701950
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-49337
- **FILM NUMBER:** 261028018

**BUSINESS ADDRESS:**
- **STREET 1:** 2860 MICHELLE DRIVE, SUITE 150
- **STREET 2:** SUITE 150
- **CITY:** IRVINE
- **STATE:** CA
- **ZIP:** 92606
- **BUSINESS PHONE:** 949-442-7519

**MAIL ADDRESS:**
- **STREET 1:** 2860 MICHELLE DRIVE, SUITE 150
- **STREET 2:** SUITE 150
- **CITY:** IRVINE
- **STATE:** CA
- **ZIP:** 92606

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CPS FINANCIAL & INSURANCE SERVICES INC                  /BD
- **DATE OF NAME CHANGE:** 20020215

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CPS FINANCIAL SERVICES INC                              /BD
- **DATE OF NAME CHANGE:** 19971006

### Attached PDF Documents

**Attachment 1:** `Public.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001015558

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 04-01-2025

**Report Period End Date:** 03-31-2026

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** CPS FINANCIAL & INSURANCE SERVICES, INC.

**Business Address:** 2860 MICHELLE DRIVE, SUITE 150, SUITE 150, IRVINE, CA, 92606

**Contact Person:** Reyheena Faxon

**Contact Phone:** 9493008220

### Independent Public Accountant Identification

**Accountant Name:** Anson, Brian, W.

**Accountant Address:** 18455 Burbank Blvd., Suite 404, Tarzana, CA, 91356

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Andy Holden**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **CPS FINANCIAL & INSURANCE SERVICES, INC.**, as of **03-31-2026**, are true and correct.

**Signature:** Andy Holden

**Title:** President