# EDGAR Filing Document

**Accession Number:** 0001597298
**File Stem:** 0001597298-23-000001
**Filing Date:** 2023-2
**Character Count:** 21719
**Document Hash:** 188fbcce8b53fa88e4a781aa9aadfe25
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001597298-23-000001.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001597298-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Verity Asset Management, Inc.
- **CENTRAL INDEX KEY:** 0001597298
- **IRS NUMBER:** 561981693
- **STATE OF INCORPORATION:** NC
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15857
- **FILM NUMBER:** 23627642

**BUSINESS ADDRESS:**
- **STREET 1:** 280 S MANGUM ST STE 550
- **CITY:** DURHAM
- **STATE:** NC
- **ZIP:** 27701-3683
- **BUSINESS PHONE:** 919-490-6717

**MAIL ADDRESS:**
- **STREET 1:** 280 S MANGUM ST STE 550
- **CITY:** DURHAM
- **STATE:** NC
- **ZIP:** 27701-3683

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Verity Asset Management Inc.<br>**Address:** 280 S MANGUM ST STE 550<br>DURHAM, NC 27701-3683

**Form 13F File Number:** 028-15857

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Gordon Wegwart<br>**Title:** President / CEO<br>**Phone:** 919.490.6717 ext.109

**Signature, Place, and Date of Signing:**

Michael Hazen  Durham, NC  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 176

**Form 13F Information Table Value Total:** $116921273

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| A10 NETWORKS INC | COM | 002121101 |  | 1004119 | 60380 | SH |  | SOLE |  | 0 | 0 | 60380 |
| VANGUARD MUN BD FDS TAX EXEMPT BD INDEX FD ETF | TAX EXEMPT BD | 922907746 |  | 776051 | 15681 | SH |  | SOLE |  | 0 | 0 | 15681 |
| AIR LEASE CORP | CL A | 00912X302 |  | 239318 | 6229 | SH |  | SOLE |  | 0 | 0 | 6229 |
| ISHARES COR TOTAL USD BOND MARKET THE ETF | CORE TOTAL USD | 46434V613 |  | 638141 | 14203 | SH |  | SOLE |  | 0 | 0 | 14203 |
| VANECK GOLD MINERS ETF | GOLD MINERS ETF | 92189F106 |  | 427836 | 14928 | SH |  | SOLE |  | 0 | 0 | 14928 |
| SHORT SP 500 PROSHARES | SHORT S 500 NE | 74347B425 |  | 1920394 | 119800 | SH |  | SOLE |  | 0 | 0 | 119800 |
| CHARLES SCHWAB CORP 5.95 PFD CALLABLE 6121  25 PERPCALL | COM | 808513600 |  | 2060280 | 87337 | SH |  | SOLE |  | 0 | 0 | 87337 |
| MADRIGAL PHARMACEUTICALS INC | COM | 558868105 |  | 296636 | 1022 | SH |  | SOLE |  | 0 | 0 | 1022 |
| VUZIX CORP NEW | COM NEW | 92921W300 |  | 275537 | 75697 | SH |  | SOLE |  | 0 | 0 | 75697 |
| ROKU INC COM CL A | CL A | 77543R102 |  | 612372 | 15046 | SH |  | SOLE |  | 0 | 0 | 15046 |
| UNITED STATES NAT GAS FD LP ETF NEW | UNIT PAR | 912318300 |  | 167889 | 11907 | SH |  | SOLE |  | 0 | 0 | 11907 |
| BROADCOM INC | COM | 11135F101 |  | 276210 | 494 | SH |  | SOLE |  | 0 | 0 | 494 |
| GENCO SHIPPING | SHS | Y2685T131 |  | 171049 | 11136 | SH |  | SOLE |  | 0 | 0 | 11136 |
| WARRIOR MET COAL INC | COM | 93627C101 |  | 234825 | 6779 | SH |  | SOLE |  | 0 | 0 | 6779 |
| INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETF | OPTIMUM YIELD | 46090F100 |  | 1244772 | 84220 | SH |  | SOLE |  | 0 | 0 | 84220 |
| INVESCO DB US DOLLAR INDEX BULLISH FUND | BULLISH FD | 46141D203 |  | 457614 | 16455 | SH |  | SOLE |  | 0 | 0 | 16455 |
| INVESCO QQQ TRUST | UNIT SER 1 | 46090E103 |  | 614308 | 2307 | SH |  | SOLE |  | 0 | 0 | 2307 |
| INVESCO SP 500 LOW VOLATILTIY ETF | S LOW VOL | 46138E354 |  | 1146110 | 17936 | SH |  | SOLE |  | 0 | 0 | 17936 |
| INVESCO SP 500 EQUAL WEIGHT ETF | S EQL WGT | 46137V357 |  | 1369480 | 9695 | SH |  | SOLE |  | 0 | 0 | 9695 |
| INVESCO WATER RESOURCES ETF | WATER RES ETF | 46137V142 |  | 1566971 | 30403 | SH |  | SOLE |  | 0 | 0 | 30403 |
| INVESCO SOLAR ETF | SOLAR ETF | 46138G706 |  | 878562 | 12045 | SH |  | SOLE |  | 0 | 0 | 12045 |
| EVERGY INC | COM | 30034W106 |  | 243665 | 3872 | SH |  | SOLE |  | 0 | 0 | 3872 |
| PACER U.S. CASH COWS 100 ETF | US CASH COWS 100 | 69374H881 |  | 683436 | 14777 | SH |  | SOLE |  | 0 | 0 | 14777 |
| SHOCKWAVE MED INC | COM | 82489T104 |  | 921750 | 4483 | SH |  | SOLE |  | 0 | 0 | 4483 |
| THE NECESSITY RETAIL REIT WHERE AMERICA SHOPS | COM | 02607T406 |  | 454922 | 22421 | SH |  | SOLE |  | 0 | 0 | 22421 |
| FIDELITY LOW VOLATILITY FACTOR ETF | LOW VOLITY ETF | 316092824 |  | 421583 | 9129 | SH |  | SOLE |  | 0 | 0 | 9129 |
| WALMART INC. | COM | 931142103 |  | 1654548 | 11669 | SH |  | SOLE |  | 0 | 0 | 11669 |
| CONTRA AVI GENOMIC MEDICINE INC | COM | 008CVR011 |  | 4453 | 30500 | SH |  | SOLE |  | 0 | 0 | 30500 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 315375 | 3125 | SH |  | SOLE |  | 0 | 0 | 3125 |
| HYLIION HOLDINGS CORP | COM | 449109107 |  | 135552 | 57928 | SH |  | SOLE |  | 0 | 0 | 57928 |
| SEAGEN INC | COM | 81181C104 |  | 780827 | 6076 | SH |  | SOLE |  | 0 | 0 | 6076 |
| PFIZER INC | COM | 717081103 |  | 1239515 | 24190 | SH |  | SOLE |  | 0 | 0 | 24190 |
| Academy Sports and Outdoors Inc. | COM | 00402L107 |  | 201333 | 3832 | SH |  | SOLE |  | 0 | 0 | 3832 |
| ISHARES GOLD TRUST | ISHARES NEW | 464285204 |  | 1309266 | 37851 | SH |  | SOLE |  | 0 | 0 | 37851 |
| PROSHARES VIX SHORTTERM FUTURES ETF | VIX SH TRM FUTRS | 74347Y854 |  | 308000 | 27065 | SH |  | SOLE |  | 0 | 0 | 27065 |
| Franchise Group Inc. | COM | 35180X105 |  | 222836 | 9355 | SH |  | SOLE |  | 0 | 0 | 9355 |
| IONQ INC | COM | 46222L108 |  | 158583 | 45966 | SH |  | SOLE |  | 0 | 0 | 45966 |
| US ENERGY CORP | COM | 911805307 |  | 175736 | 76407 | SH |  | SOLE |  | 0 | 0 | 76407 |
| ABBOTT LABS | COM | 002824100 |  | 590011 | 5374 | SH |  | SOLE |  | 0 | 0 | 5374 |
| PEPSICO INC | COM | 713448108 |  | 481311 | 2664 | SH |  | SOLE |  | 0 | 0 | 2664 |
| COCA-COLA CO | COM | 191216100 |  | 735777 | 11567 | SH |  | SOLE |  | 0 | 0 | 11567 |
| CATERPILLAR INC. | COM | 149123101 |  | 413706 | 1727 | SH |  | SOLE |  | 0 | 0 | 1727 |
| AMERICAN ELECTRIC POWER CO | COM | 025537101 |  | 207181 | 2182 | SH |  | SOLE |  | 0 | 0 | 2182 |
| PROCTER  GAMBLE | COM | 742718109 |  | 239919 | 1583 | SH |  | SOLE |  | 0 | 0 | 1583 |
| SPDR SP 500 ETF TR TR UNIT | TR UNIT | 78462F103 |  | 1777917 | 4649 | SH |  | SOLE |  | 0 | 0 | 4649 |
| BRISTOL MYERS SQUIBB CORPORATION | COM | 110122108 |  | 382558 | 5317 | SH |  | SOLE |  | 0 | 0 | 5317 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 674227 | 3817 | SH |  | SOLE |  | 0 | 0 | 3817 |
| GENERAL DYNAMICS CORPORATION | COM | 369550108 |  | 372696 | 1502 | SH |  | SOLE |  | 0 | 0 | 1502 |
| UNION PACIFIC CORP. | COM | 907818108 |  | 384440 | 1857 | SH |  | SOLE |  | 0 | 0 | 1857 |
| UNITEDHEALTH GROUP INC COM | COM | 91324P102 |  | 271566 | 512 | SH |  | SOLE |  | 0 | 0 | 512 |
| KIMBERLY - CLARK CORP COM | COM | 494368103 |  | 210956 | 1554 | SH |  | SOLE |  | 0 | 0 | 1554 |
| WERNER ENTERPRISE | COM | 950755108 |  | 220746 | 5483 | SH |  | SOLE |  | 0 | 0 | 5483 |
| EMERSON ELEC. CO. | COM | 291011104 |  | 568771 | 5921 | SH |  | SOLE |  | 0 | 0 | 5921 |
| CAMPBELL SOUP | COM | 134429109 |  | 257021 | 4529 | SH |  | SOLE |  | 0 | 0 | 4529 |
| ROCKWELL INTERNATIONAL CORPORATION | COM | 773903109 |  | 256797 | 997 | SH |  | SOLE |  | 0 | 0 | 997 |
| CVS HEALTH CORP | COM | 126650100 |  | 368194 | 3951 | SH |  | SOLE |  | 0 | 0 | 3951 |
| OMNICOM GROUP INC COM | COM | 681919106 |  | 574090 | 7038 | SH |  | SOLE |  | 0 | 0 | 7038 |
| PUBLIC SERVICE ENTERPRISE GP | COM | 744573106 |  | 228353 | 3727 | SH |  | SOLE |  | 0 | 0 | 3727 |
| AMAZON.COM INC | COM | 023135106 |  | 711228 | 8467 | SH |  | SOLE |  | 0 | 0 | 8467 |
| G III APPAREL GROUP LTD | COM | 36237H101 |  | 229876 | 16767 | SH |  | SOLE |  | 0 | 0 | 16767 |
| UNITED PARCEL SERVICE | COM | 911312106 |  | 294659 | 1695 | SH |  | SOLE |  | 0 | 0 | 1695 |
| EXXON MOBIL CORP COM | COM | 30231G102 |  | 346997 | 3146 | SH |  | SOLE |  | 0 | 0 | 3146 |
| DOMINION ENERGY INC | COM | 25746U109 |  | 343121 | 5596 | SH |  | SOLE |  | 0 | 0 | 5596 |
| TEXTRON INC | COM | 883203101 |  | 611429 | 8636 | SH |  | SOLE |  | 0 | 0 | 8636 |
| APPLE INC | COM | 037833100 |  | 2550650 | 19631 | SH |  | SOLE |  | 0 | 0 | 19631 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 879965 | 13586 | SH |  | SOLE |  | 0 | 0 | 13586 |
| GENERAL MILLS | COM | 370334104 |  | 214321 | 2556 | SH |  | SOLE |  | 0 | 0 | 2556 |
| KELLOGG CO | COM | 487836108 |  | 502812 | 7058 | SH |  | SOLE |  | 0 | 0 | 7058 |
| AVNET INC | COM | 053807103 |  | 222952 | 5362 | SH |  | SOLE |  | 0 | 0 | 5362 |
| VERIZON COMMUNICATIONS | COM | 92343V104 |  | 443466 | 11255 | SH |  | SOLE |  | 0 | 0 | 11255 |
| ISHARES TR RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 |  | 1577494 | 9047 | SH |  | SOLE |  | 0 | 0 | 9047 |
| TETRA TECH INC. | COM | 88162G103 |  | 244355 | 1683 | SH |  | SOLE |  | 0 | 0 | 1683 |
| MDC HOLDINGS INC | COM | 552676108 |  | 218956 | 6929 | SH |  | SOLE |  | 0 | 0 | 6929 |
| J P MORGAN CHASE  CO COM | COM | 46625H100 |  | 243064 | 1813 | SH |  | SOLE |  | 0 | 0 | 1813 |
| RENT-A-CENTER INC | COM | 76009N100 |  | 287467 | 12748 | SH |  | SOLE |  | 0 | 0 | 12748 |
| KB HOME COM | COM | 48666K109 |  | 306174 | 9613 | SH |  | SOLE |  | 0 | 0 | 9613 |
| PINNACLE WEST CAPITAL | COM | 723484101 |  | 250172 | 3290 | SH |  | SOLE |  | 0 | 0 | 3290 |
| COTERRA ENERGY INC | COM | 127097103 |  | 885847 | 36054 | SH |  | SOLE |  | 0 | 0 | 36054 |
| THE CLOROX CO | COM | 189054109 |  | 203619 | 1451 | SH |  | SOLE |  | 0 | 0 | 1451 |
| WOLVERINE WORLD WIDE INC | COM | 978097103 |  | 153435 | 14038 | SH |  | SOLE |  | 0 | 0 | 14038 |
| UNITED BANKSHARES INC | COM | 909907107 |  | 638325 | 15765 | SH |  | SOLE |  | 0 | 0 | 15765 |
| NVIDIA CORP | COM | 67066G104 |  | 856306 | 5859 | SH |  | SOLE |  | 0 | 0 | 5859 |
| CHEVRON CORP NEW | COM | 166764100 |  | 826632 | 4605 | SH |  | SOLE |  | 0 | 0 | 4605 |
| BLACKROCK INC | COM | 09247X101 |  | 625126 | 882 | SH |  | SOLE |  | 0 | 0 | 882 |
| ROPER TECHNOLGIES INC COM | COM | 776696106 |  | 327106 | 757 | SH |  | SOLE |  | 0 | 0 | 757 |
| COSTCO WHOLESALE CORP | COM | 22160K105 |  | 287166 | 629 | SH |  | SOLE |  | 0 | 0 | 629 |
| ISHARES CORE SP SMALL-CAP ETF | CORE S SCP ETF | 464287804 |  | 775071 | 8190 | SH |  | SOLE |  | 0 | 0 | 8190 |
| COMMERCIAL METALS CO | COM | 201723103 |  | 1681420 | 34812 | SH |  | SOLE |  | 0 | 0 | 34812 |
| JOHN WILEY  SONS INC CL-A | CL A | 968223206 |  | 238718 | 5959 | SH |  | SOLE |  | 0 | 0 | 5959 |
| SKECHERS U.S.A. INC | CL A | 830566105 |  | 555628 | 13245 | SH |  | SOLE |  | 0 | 0 | 13245 |
| T. ROWE PRICE GROUP INC. | COM | 74144T108 |  | 340813 | 3125 | SH |  | SOLE |  | 0 | 0 | 3125 |
| THERMO FISHER SCIENTIFIC | COM | 883556102 |  | 246166 | 447 | SH |  | SOLE |  | 0 | 0 | 447 |
| ROYAL GOLD INC. | COM | 780287108 |  | 1115703 | 9898 | SH |  | SOLE |  | 0 | 0 | 9898 |
| ENTERPRISE PRODUCTS PARTNERS L P | COM | 293792107 |  | 1330760 | 55172 | SH |  | SOLE |  | 0 | 0 | 55172 |
| WORTHINGTON INDUSTRIES INC | COM | 981811102 |  | 556106 | 11187 | SH |  | SOLE |  | 0 | 0 | 11187 |
| HEICO CORPORATION | COM | 422806109 |  | 961172 | 6256 | SH |  | SOLE |  | 0 | 0 | 6256 |
| EASTMAN CHEMICAL COMPANY | COM | 277432100 |  | 250835 | 3080 | SH |  | SOLE |  | 0 | 0 | 3080 |
| TYSON FOODS INC | CL A | 902494103 |  | 490468 | 7879 | SH |  | SOLE |  | 0 | 0 | 7879 |
| PROSHARES TR ULTRASHORT YR TREAS NEW | PSHS TR | 74347B201 |  | 910585 | 28018 | SH |  | SOLE |  | 0 | 0 | 28018 |
| ECOLAB INC. | COM | 278865100 |  | 265356 | 1823 | SH |  | SOLE |  | 0 | 0 | 1823 |
| AIR PRODUCTS  CHEMICALS | COM | 009158106 |  | 235511 | 764 | SH |  | SOLE |  | 0 | 0 | 764 |
| AMGEN COMMON | COM | 031162100 |  | 784768 | 2988 | SH |  | SOLE |  | 0 | 0 | 2988 |
| FRANKLIN RES INC COM | COM | 354613101 |  | 292765 | 11098 | SH |  | SOLE |  | 0 | 0 | 11098 |
| GILEAD SCIENCE INC. | COM | 375558103 |  | 687744 | 8011 | SH |  | SOLE |  | 0 | 0 | 8011 |
| HOME DEPOT INC. | COM | 437076102 |  | 223110 | 706 | SH |  | SOLE |  | 0 | 0 | 706 |
| HONEYWELL INTL | COM | 438516106 |  | 290050 | 1353 | SH |  | SOLE |  | 0 | 0 | 1353 |
| INTERNATIONAL BUSINESS MACHINES CORP | COM | 459200101 |  | 2177032 | 15452 | SH |  | SOLE |  | 0 | 0 | 15452 |
| INTUIT INC | COM | 461202103 |  | 275568 | 708 | SH |  | SOLE |  | 0 | 0 | 708 |
| ELI LILLY  CO. | COM | 532457108 |  | 241454 | 660 | SH |  | SOLE |  | 0 | 0 | 660 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 1017444 | 2091 | SH |  | SOLE |  | 0 | 0 | 2091 |
| MSC INDL DIRECT INC CL A | CL A | 553530106 |  | 410624 | 5026 | SH |  | SOLE |  | 0 | 0 | 5026 |
| MCDONALDS CORP | COM | 580135101 |  | 586196 | 2224 | SH |  | SOLE |  | 0 | 0 | 2224 |
| MICROSOFT CORP | COM | 594918104 |  | 2037187 | 8495 | SH |  | SOLE |  | 0 | 0 | 8495 |
| NIKE INC CLASS B | CL B | 654106103 |  | 364055 | 3111 | SH |  | SOLE |  | 0 | 0 | 3111 |
| NOVARTIS AG SPNSRD ADR ISIN:CH0012005267 | SPONSORED ADR | 66987V109 |  | 217002 | 2392 | SH |  | SOLE |  | 0 | 0 | 2392 |
| ORACLE CORP | COM | 68389X105 |  | 442050 | 5408 | SH |  | SOLE |  | 0 | 0 | 5408 |
| STARBUCKS CORPORATION | COM | 855244109 |  | 411163 | 4145 | SH |  | SOLE |  | 0 | 0 | 4145 |
| TEXAS INSTRUMENTS INC. | COM | 882508104 |  | 752609 | 4555 | SH |  | SOLE |  | 0 | 0 | 4555 |
| VISHAY INTERTECHNOLOGY | COM | 928298108 |  | 227973 | 10569 | SH |  | SOLE |  | 0 | 0 | 10569 |
| CANADIAN PACIFIC RAILWAY LIMITED | COM | 13645T100 |  | 325871 | 4369 | SH |  | SOLE |  | 0 | 0 | 4369 |
| 3M CO COM | COM | 88579Y101 |  | 351605 | 2932 | SH |  | SOLE |  | 0 | 0 | 2932 |
| SKYWORKS SOLUTIONS INC COM | COM | 83088M102 |  | 1073238 | 11777 | SH |  | SOLE |  | 0 | 0 | 11777 |
| CONSUMER STAPLES SPDR | SBI CONS STPLS | 81369Y308 |  | 227079 | 3046 | SH |  | SOLE |  | 0 | 0 | 3046 |
| ISHARES LATIN AMERICA 40 ETF | LATN AMER 40 ETF | 464287390 |  | 268477 | 11729 | SH |  | SOLE |  | 0 | 0 | 11729 |
| COMCAST CORP CL A | CL A | 20030N101 |  | 436742 | 12489 | SH |  | SOLE |  | 0 | 0 | 12489 |
| ISHARES CORE SP 500 ETF | CORE S ETF | 464287200 |  | 2705955 | 7043 | SH |  | SOLE |  | 0 | 0 | 7043 |
| SELECT SECTOR SPDR FD HEALTH CARE | SBI HEALTHCARE | 81369Y209 |  | 244079 | 1797 | SH |  | SOLE |  | 0 | 0 | 1797 |
| EATON VANCE SR FLTNG RATE TR COM | COM | 27828Q105 |  | 989556 | 90453 | SH |  | SOLE |  | 0 | 0 | 90453 |
| ISHARES TR CHINA LARGE CAP ETF | CHINA LG-CAP ETF | 464287184 |  | 679851 | 24023 | SH |  | SOLE |  | 0 | 0 | 24023 |
| MAGELLAN MIDSTREAM PARTNERS LP COM UNIT REPSTG LTD PARTNER INT | UNIT LP | 559080106 |  | 624211 | 12432 | SH |  | SOLE |  | 0 | 0 | 12432 |
| VANGUARD SMALL-CAP VALUE VIPERS | SM CP VAL ETF | 922908611 |  | 2859710 | 18008 | SH |  | SOLE |  | 0 | 0 | 18008 |
| VANGUARD SMALL-CAP GROWTH VIPERS | SML CP GRW ETF | 922908595 |  | 1691182 | 8433 | SH |  | SOLE |  | 0 | 0 | 8433 |
| HALOZYME THERAPEUTICS INC | COM | 40637H109 |  | 1512118 | 26575 | SH |  | SOLE |  | 0 | 0 | 26575 |
| DIGITAL REALTY TRUST INC. COMMON STOCK 0.01 PAR VALUE | COM | 253868103 |  | 253997 | 2533 | SH |  | SOLE |  | 0 | 0 | 2533 |
| YAMANA GOLD INC | COM | 98462Y100 |  | 174481 | 31438 | SH |  | SOLE |  | 0 | 0 | 31438 |
| VANGUARD GROWTH VIPERS | GROWTH ETF | 922908736 |  | 1159157 | 5439 | SH |  | SOLE |  | 0 | 0 | 5439 |
| VANGUARD VALUE VIPERS | VALUE ETF | 922908744 |  | 2501145 | 17818 | SH |  | SOLE |  | 0 | 0 | 17818 |
| VANGUARD TOTAL STOCK MARKET VIPERS | TOTAL STK MKT | 922908769 |  | 1891669 | 9894 | SH |  | SOLE |  | 0 | 0 | 9894 |
| HUNTSMAN COPORATION COMMON STOCK 0.01  PAR VALUE | COM | 447011107 |  | 234844 | 8546 | SH |  | SOLE |  | 0 | 0 | 8546 |
| ATT INC COM | COM | 00206R102 |  | 359050 | 19503 | SH |  | SOLE |  | 0 | 0 | 19503 |
| ISHARES SILVER TRUST | ISHARES | 46428Q109 |  | 741744 | 33685 | SH |  | SOLE |  | 0 | 0 | 33685 |
| MASTERCARD INCORPORATED CLASS A COMMON | CL A | 57636Q104 |  | 306350 | 881 | SH |  | SOLE |  | 0 | 0 | 881 |
| SPIRIT AEROSYSTEMS HLDGS INC CL A | COM CL A | 848574109 |  | 637110 | 21524 | SH |  | SOLE |  | 0 | 0 | 21524 |
| ISHARES TR SP US PFD STOCK INDEX FUND | PFD AND INCM SEC | 464288687 |  | 1273397 | 41710 | SH |  | SOLE |  | 0 | 0 | 41710 |
| SPDR SER TR SP BIOTECH ETF | S BIOTECH | 78464A870 |  | 1243091 | 14977 | SH |  | SOLE |  | 0 | 0 | 14977 |
| WISDOMTREE TR INDIA EARNINGS FD | INDIA TR | 97717W422 |  | 664315 | 20384 | SH |  | SOLE |  | 0 | 0 | 20384 |
| VISA INC COM CL A | COM CL A | 92826C839 |  | 532184 | 2562 | SH |  | SOLE |  | 0 | 0 | 2562 |
| PHILIP MORRIS INTL INC COM | COM | 718172109 |  | 1372104 | 13557 | SH |  | SOLE |  | 0 | 0 | 13557 |
| BROOKFIELD INFRASTRUCTURE PARTNERS L.P.  LIMITED PARTNERSHIP UNITS | LP INT UNIT | G16252101 |  | 293320 | 9465 | SH |  | SOLE |  | 0 | 0 | 9465 |
| SPDR GOLD TR GOLD SHS | GOLD SHS | 78463V107 |  | 2094375 | 12346 | SH |  | SOLE |  | 0 | 0 | 12346 |
| ISHARES MSCI CHILE ETF | MSCI CHILE ETF | 464286640 |  | 231511 | 8546 | SH |  | SOLE |  | 0 | 0 | 8546 |
| UR ENERGY INC COM ISINCA91688R1082 | COM | 91688R108 |  | 172621 | 150105 | SH |  | SOLE |  | 0 | 0 | 150105 |
| MERCK  CO INC NEW | COM | 58933Y105 |  | 831807 | 7497 | SH |  | SOLE |  | 0 | 0 | 7497 |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | CL B NEW | 084670702 |  | 897663 | 2906 | SH |  | SOLE |  | 0 | 0 | 2906 |
| SPDR DOW JONES INDL AVERAGE ETF TR UNIT SER 1 | ETF | 78467X109 |  | 769680 | 2323 | SH |  | SOLE |  | 0 | 0 | 2323 |
| NEXTERA ENERGY INC COM | COM | 65339F101 |  | 302047 | 3613 | SH |  | SOLE |  | 0 | 0 | 3613 |
| SPROTT PHYSICAL GOLD TR UNIT | UNIT | 85207H104 |  | 341065 | 24189 | SH |  | SOLE |  | 0 | 0 | 24189 |
| SOUTHERN CO | COM | 842587107 |  | 680722 | 9533 | SH |  | SOLE |  | 0 | 0 | 9533 |
| MOSAIC CO NEW COM | COM | 61945C103 |  | 955269 | 21775 | SH |  | SOLE |  | 0 | 0 | 21775 |
| PROSHARES TR SHORT HIGH YIELD | SHRT HGH YIELD | 74347R131 |  | 233396 | 12284 | SH |  | SOLE |  | 0 | 0 | 12284 |
| NXP SEMICONDUCTORS NV COM CNS ELIGIBLE | COM | N6596X109 |  | 368895 | 2334 | SH |  | SOLE |  | 0 | 0 | 2334 |
| INVESCO SENIOR INCOME TRUST | COM | 46131H107 |  | 435498 | 113707 | SH |  | SOLE |  | 0 | 0 | 113707 |
| PHILLIPS 66 COM | COM | 718546104 |  | 480329 | 4615 | SH |  | SOLE |  | 0 | 0 | 4615 |
| DUKE ENERGY CORP NEW COM | COM NEW | 26441C204 |  | 729543 | 7084 | SH |  | SOLE |  | 0 | 0 | 7084 |
| MONDELEZ INTL INC CL A | CL A | 609207105 |  | 275531 | 4134 | SH |  | SOLE |  | 0 | 0 | 4134 |
| VANGUARD INDEX FDS SP 500 ETF SHS NEW | S 500 ETF SHS | 922908363 |  | 306384 | 872 | SH |  | SOLE |  | 0 | 0 | 872 |
| VANGUARD STAR FD VANGUARD TOTAL INTL STOCK INDEX FD ETF SHS | VG TL INTL STK F | 921909768 |  | 3154554 | 60993 | SH |  | SOLE |  | 0 | 0 | 60993 |
| VANGUARD CHARLOTTE FDS TOTAL INTL BD INDEX FD | INTL BD IDX ETF | 92203J407 |  | 491415 | 10361 | SH |  | SOLE |  | 0 | 0 | 10361 |
| PROSHARES TR ULTRASHORT FTSE EUROPE NEW JAN 2014 | ULTSHT FTSE EURO | 74348A434 |  | 339363 | 26575 | SH |  | SOLE |  | 0 | 0 | 26575 |
| FIRST TR MLP  ENERGY INCOME FD | COM | 33739B104 |  | 206934 | 26496 | SH |  | SOLE |  | 0 | 0 | 26496 |
| SPDR SER TR SP AEROSPACE  DEFENSE ETF | AEROSPACE DEF | 78464A631 |  | 283379 | 2575 | SH |  | SOLE |  | 0 | 0 | 2575 |
| ELEVANCE HEALTH INC | COM | 036752103 |  | 467829 | 912 | SH |  | SOLE |  | 0 | 0 | 912 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 1186668 | 16662 | SH |  | SOLE |  | 0 | 0 | 16662 |
| ISHARES SP 500 GROWTH ETF | S 500 GRWT ETF | 464287309 |  | 401701 | 6867 | SH |  | SOLE |  | 0 | 0 | 6867 |
| ISHARES CORE SP US VALUE ETF | CORE S US VLU | 464287663 |  | 409181 | 5793 | SH |  | SOLE |  | 0 | 0 | 5793 |
| SPROTT PHYSICAL GOLD AND SILVER TR TRUST UNIT (CAD) ISIN CA85208R1010 SEDOL BYZKL65 | TR UNIT | 85208R101 |  | 744364 | 41515 | SH |  | SOLE |  | 0 | 0 | 41515 |

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