# EDGAR Filing Document

**Accession Number:** 0001811579
**File Stem:** 0001104659-23-019529
**Filing Date:** 2023-2
**Character Count:** 10670
**Document Hash:** a1ed3d310d695a1d3ce175d08912be5c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-23-019529.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0001104659-23-019529

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230213

**EFFECTIVENESS DATE**: 20230213

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Southern Wealth Management, LLP
- **CENTRAL INDEX KEY:** 0001811579
- **IRS NUMBER:** 823136934
- **STATE OF INCORPORATION:** TX
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20258
- **FILM NUMBER:** 23617058

**BUSINESS ADDRESS:**
- **STREET 1:** 5005 LBJ FREEWAY
- **STREET 2:** SUITE 1313
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75244
- **BUSINESS PHONE:** 972-661-4600

**MAIL ADDRESS:**
- **STREET 1:** 5005 LBJ FREEWAY
- **STREET 2:** SUITE 1313
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75244

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Southern Wealth Management LLP<br>**Address:** 5005 Lbj Freeway<br>Suite 1313<br>Dallas, TX 75244

**Form 13F File Number:** 028-20258

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Tom Gile<br>**Title:** Partner<br>**Phone:** 972-661-4607

**Signature, Place, and Date of Signing:**

/s/ Tom Gile  Dallas, TX  02-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 59

**Form 13F Information Table Value Total:** $248894740

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ADAPTIVE ALPHA OPPORTUNITIES ETF | ADAPTIVE ALPHA | 85521B742 |  | 291521 | 14225 | SH |  | SOLE |  | 0 | 0 | 14225 |
| FIRST TRUST INSTITUTIONAL PREFERRED SECURITIES  INCOME ETF | INSTL PFD SECS | 33739P855 |  | 445802 | 25031 | SH |  | SOLE |  | 0 | 0 | 25031 |
| FIRST TRUST MORNINGSTAR DIVIDEND LEADERS INDEX FUND | SHS | 336917109 |  | 217532 | 5950 | SH |  | SOLE |  | 0 | 0 | 5950 |
| FIRST TRUST PREFERRED SECURITIES  INCOME ETF | PFD SECS INC ETF | 33739E108 |  | 2302282 | 137041 | SH |  | SOLE |  | 0 | 0 | 137041 |
| ISHARES CORE MSCI EAFE ETF | CORE MSCI EAFE | 46432F842 |  | 24302218 | 394261 | SH |  | SOLE |  | 0 | 0 | 394261 |
| ISHARES CORE MSCI EMERGING MARKETS ETF | CORE MSCI EMKT | 46434G103 |  | 16428746 | 351793 | SH |  | SOLE |  | 0 | 0 | 351793 |
| ISHARES CORE S MID CAP ETF | CORE S MCP ETF | 464287507 |  | 1890060 | 7814 | SH |  | SOLE |  | 0 | 0 | 7814 |
| ISHARES CORE S SMALL CAP ETF | CORE S SCP ETF | 464287804 |  | 1310190 | 13844 | SH |  | SOLE |  | 0 | 0 | 13844 |
| ISHARES INC MSCI EAFE MINIMUM VOLATILITY INDEX FD | MIN VOL EAFE ETF | 46429B689 |  | 2595749 | 40823 | SH |  | SOLE |  | 0 | 0 | 40823 |
| ISHARES MSCI ACWI EX US | MSCI ACWI EX US | 464288240 |  | 461776 | 10149 | SH |  | SOLE |  | 0 | 0 | 10149 |
| ISHARES MSCI EAFE ETF | MSCI EAFE ETF | 464287465 |  | 2263211 | 34479 | SH |  | SOLE |  | 0 | 0 | 34479 |
| ISHARES MSCI EAFE GROWTH INDEX ETF | EAFE GRWTH ETF | 464288885 |  | 4415332 | 52714 | SH |  | SOLE |  | 0 | 0 | 52714 |
| ISHARES MSCI EAFE SMALL CAP ETF | EAFE SML CP ETF | 464288273 |  | 4343494 | 76903 | SH |  | SOLE |  | 0 | 0 | 76903 |
| ISHARES MSCI EAFE VALUE INDEX ETF | EAFE VALUE ETF | 464288877 |  | 3452388 | 75248 | SH |  | SOLE |  | 0 | 0 | 75248 |
| ISHARES MSCI EMERGING MARKETS ETF | MSCI EMG MKT ETF | 464287234 |  | 5567508 | 146900 | SH |  | SOLE |  | 0 | 0 | 146900 |
| ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETF | MIN VOL EMRG MKT | 464286533 |  | 11963647 | 225516 | SH |  | SOLE |  | 0 | 0 | 225516 |
| ISHARES RUSSELL 1000 GROWTH ETF | RUS 1000 GRW ETF | 464287614 |  | 15439822 | 72068 | SH |  | SOLE |  | 0 | 0 | 72068 |
| ISHARES RUSSELL 1000 VALUE ETF | RUS 1000 VAL ETF | 464287598 |  | 4725022 | 31157 | SH |  | SOLE |  | 0 | 0 | 31157 |
| ISHARES RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 |  | 5455199 | 31287 | SH |  | SOLE |  | 0 | 0 | 31287 |
| ISHARES RUSSELL 2000 GROWTH ETF | RUS 2000 GRW ETF | 464287648 |  | 677058 | 3156 | SH |  | SOLE |  | 0 | 0 | 3156 |
| ISHARES RUSSELL 2000 VALUE | RUS 2000 VAL ETF | 464287630 |  | 4356327 | 31415 | SH |  | SOLE |  | 0 | 0 | 31415 |
| ISHARES RUSSELL 2500 ETF | RUSEL 2500 ETF | 46435G268 |  | 756918 | 14244 | SH |  | SOLE |  | 0 | 0 | 14244 |
| ISHARES RUSSELL MIDCAP GROWTH ETF | RUS MD CP GR ETF | 464287481 |  | 3877058 | 46376 | SH |  | SOLE |  | 0 | 0 | 46376 |
| ISHARES RUSSELL MIDCAP VALUE INDEX | RUS MDCP VAL ETF | 464287473 |  | 5073011 | 48158 | SH |  | SOLE |  | 0 | 0 | 48158 |
| ISHARES S 500 INDEX | CORE S ETF | 464287200 |  | 3781451 | 9842 | SH |  | SOLE |  | 0 | 0 | 9842 |
| ISHARES S SMALLCAP 600 VALUE ETF | SP SMCP600VL ETF | 464287879 |  | 285589 | 3128 | SH |  | SOLE |  | 0 | 0 | 3128 |
| ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | MSCI MIN VOL ETF | 46429B697 |  | 5059642 | 70175 | SH |  | SOLE |  | 0 | 0 | 70175 |
| ISHARES TR RUSSELL 1000 INDEX ETF | RUS 1000 ETF | 464287622 |  | 1793009 | 8517 | SH |  | SOLE |  | 0 | 0 | 8517 |
| ISHARES TR RUSSELL MIDCAP INDEX FD | RUS MID CAP ETF | 464287499 |  | 1719313 | 25490 | SH |  | SOLE |  | 0 | 0 | 25490 |
| ISHARES TRUST S GLOBAL INFRASTRUCTUR | GLB INFRASTR ETF | 464288372 |  | 943221 | 20576 | SH |  | SOLE |  | 0 | 0 | 20576 |
| POWERSHARES QQQ TR | UNIT SER 1 | 46090E103 |  | 268971 | 1010 | SH |  | SOLE |  | 0 | 0 | 1010 |
| SCHWAB EMERGING MARKET EQ ETF | EMRG MKTEQ ETF | 808524706 |  | 571615 | 24149 | SH |  | SOLE |  | 0 | 0 | 24149 |
| SCHWAB ETFS- US BROAD MARKET ETF | US BRD MKT ETF | 808524102 |  | 2734587 | 61026 | SH |  | SOLE |  | 0 | 0 | 61026 |
| SCHWAB ETFS- US SMALL-CAP ETF | US SML CAP ETF | 808524607 |  | 2581990 | 63737 | SH |  | SOLE |  | 0 | 0 | 63737 |
| SCHWAB FUNDAMENTAL INTL LG CO ETF | SCHWB FDT INT LG | 808524755 |  | 270059 | 9290 | SH |  | SOLE |  | 0 | 0 | 9290 |
| SCHWAB FUNDAMENTAL US LARGE CO. INDEX ETF | SCHWAB FDT US LG | 808524771 |  | 758337 | 14190 | SH |  | SOLE |  | 0 | 0 | 14190 |
| SCHWAB FUNDAMENTAL US SMALL CO. INDEX ETF | SCHWAB FDT US SC | 808524763 |  | 260814 | 5582 | SH |  | SOLE |  | 0 | 0 | 5582 |
| SCHWAB INTERNATIONAL EQUITY ETF | INTL EQTY ETF | 808524805 |  | 315802 | 9804 | SH |  | SOLE |  | 0 | 0 | 9804 |
| SCHWAB INTL SMALL CAP ETF | INTL SCEQT ETF | 808524888 |  | 21247629 | 675171 | SH |  | SOLE |  | 0 | 0 | 675171 |
| SCHWAB STRATEGIC TR US LRG CAP ETF | US LRG CAP ETF | 808524201 |  | 1651169 | 36571 | SH |  | SOLE |  | 0 | 0 | 36571 |
| SCHWAB U.S. MID-CAP ETF | US MID-CAP ETF | 808524508 |  | 3044462 | 46402 | SH |  | SOLE |  | 0 | 0 | 46402 |
| SCHWAB US LARGE CAP GROWTH ETF | US LCAP GR ETF | 808524300 |  | 1038942 | 18699 | SH |  | SOLE |  | 0 | 0 | 18699 |
| SCHWAB US LARGE CAP VALUE ETF | US LCAP VA ETF | 808524409 |  | 783443 | 11867 | SH |  | SOLE |  | 0 | 0 | 11867 |
| SPDR S 500 ETF TRUST | TR UNIT | 78462F103 |  | 1784778 | 4667 | SH |  | SOLE |  | 0 | 0 | 4667 |
| SPDR SER TR S DIVID ETF | S DIVID ETF | 78464A763 |  | 466694 | 3730 | SH |  | SOLE |  | 0 | 0 | 3730 |
| VANGUARD DIVIDEND APPRECIATION ETF | DIV APP ETF | 921908844 |  | 212894 | 1402 | SH |  | SOLE |  | 0 | 0 | 1402 |
| VANGUARD EXTENDED MARKET ETF | EXTEND MKT ETF | 922908652 |  | 6743321 | 50755 | SH |  | SOLE |  | 0 | 0 | 50755 |
| VANGUARD FTSE DEVELOPED MARKETS ETF | FTSE DEV MKT ETF | 921943858 |  | 3133542 | 74661 | SH |  | SOLE |  | 0 | 0 | 74661 |
| VANGUARD FTSE EMERGING MARKETS ETF | FTSE EMR MKT ETF | 922042858 |  | 1999246 | 51289 | SH |  | SOLE |  | 0 | 0 | 51289 |
| VANGUARD GROWTH ETF | GROWTH ETF | 922908736 |  | 17849677 | 83758 | SH |  | SOLE |  | 0 | 0 | 83758 |
| VANGUARD HIGH DIVIDEND YIELD | HIGH DIV YLD | 921946406 |  | 414985 | 3835 | SH |  | SOLE |  | 0 | 0 | 3835 |
| VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS ETF | MCAP VL IDXVIP | 922908512 |  | 10400375 | 76903 | SH |  | SOLE |  | 0 | 0 | 76903 |
| VANGUARD MID CAP | MID CAP ETF | 922908629 |  | 2023320 | 9927 | SH |  | SOLE |  | 0 | 0 | 9927 |
| VANGUARD MID-CAP GROWTH ETF | MCAP GR IDXVIP | 922908538 |  | 1884942 | 10486 | SH |  | SOLE |  | 0 | 0 | 10486 |
| VANGUARD S 500 ETF | S 500 ETF | 922908363 |  | 12733268 | 36242 | SH |  | SOLE |  | 0 | 0 | 36242 |
| VANGUARD SMALL CAP ETF | SMALL CP ETF | 922908751 |  | 937498 | 5108 | SH |  | SOLE |  | 0 | 0 | 5108 |
| VANGUARD SMALL CAP VALUE ETF | SM CP VAL ETF | 922908611 |  | 2908997 | 18319 | SH |  | SOLE |  | 0 | 0 | 18319 |
| VANGUARD TOTAL STK MKT | TOTAL STK MKT | 922908769 |  | 3844980 | 20111 | SH |  | SOLE |  | 0 | 0 | 20111 |
| VANGUARD VALUE ETF | VALUE ETF | 922908744 |  | 9834307 | 70060 | SH |  | SOLE |  | 0 | 0 | 70060 |

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