# EDGAR Filing Document

**Accession Number:** 0001467831
**File Stem:** 0001145549-23-008870
**Filing Date:** 2023-2
**Character Count:** 18562
**Document Hash:** 91d85650246cd0b6a926fbbecf4e7e22
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-008870.hdr.sgml**: 20230223

**ACCESSION NUMBER**: 0001145549-23-008870

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230223

**DATE AS OF CHANGE**: 20230223

**PERIOD START**: 20230630

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ETF Managers Trust
- **CENTRAL INDEX KEY:** 0001467831
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22310
- **FILM NUMBER:** 23660962

**BUSINESS ADDRESS:**
- **STREET 1:** 30 MAPLE STREET
- **STREET 2:** SUITE 2
- **CITY:** SUMMIT
- **STATE:** NJ
- **ZIP:** 07901
- **BUSINESS PHONE:** (908) 897-0513

**MAIL ADDRESS:**
- **STREET 1:** 30 MAPLE STREET
- **STREET 2:** SUITE 2
- **CITY:** SUMMIT
- **STATE:** NJ
- **ZIP:** 07901

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FactorShares Trust
- **DATE OF NAME CHANGE:** 20090929

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FactorETF Trust
- **DATE OF NAME CHANGE:** 20090707

## Series and Classes Contracts Data

### ETFMG Breakwave Sea Decarbonization Tech ETF (Series ID: S000073613)

| Class ID   | Class Name                                   | Ticker Symbol   |
|:---|:---|:---|
| C000230644 | ETFMG Breakwave Sea Decarbonization Tech ETF | BSEA            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ETF Managers Trust

- **b. Investment Company Act file number:** 811-22310

- **c. CIK number of Registrant:** 0001467831

- **d. LEI of Registrant:** 549300K4RW5UJ3CZL626

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 30 Maple Street

  - **City:** Summit

  - **State:** NJ

  - **Foreign country:** US

  - **Zip / Postal Code:** 07901

  - **Telephone number:** 908-897-0513

**Item A.2. Information about the Series.**

- **a. Name of Series:** ETFMG Breakwave Sea Decarbonization Tech ETF

- **b. EDGAR series identifier (if any):** S000073613

- **c. LEI of Series:** 5493007OU90GKSQW6U57

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-06-30

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $2382424.51

**Total Liabilities:** $329858.84

**Net Assets:** $2052565.67

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000230644 | 7.51%                | 9.10%                | -4.57%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $6.44                    | $134820.24                                 |
| Month 2  | $-200.35                 | $183103.07                                 |
| Month 3  | $-36045.21               | $-67820.14                                 |

### Schedule of Portfolio Investments

| Name                                      | Title                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Advent Technologies Holdings I            | Advent Technologies Holdings Inc           | CUSIP: 00788A105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9451 | NS      | $17106.31     | 0.83%             |  |  |  | No            |                  1 | On Loan: —       |
| Ballard Power Systems Inc                 | Ballard Power Systems Inc                  | CUSIP: 058586108<br>LEI: 549300OHZ8BMF53YYS26 | Long             | EC               | CORP              | CA        |     14608 | NS      | $69972.32     | 3.41%             |  |  |  | No            |                  1 | On Loan: —       |
| Bloom Energy Corp                         | Bloom Energy Corp                          | CUSIP: 093712107<br>LEI: 549300XB5J9BFW5JXV97 | Long             | EC               | CORP              | US        |       940 | NS      | $17972.80     | 0.88%             |  |  |  | No            |                  1 | On Loan: —       |
| Babcock International Group PL            | Babcock International Group PLC            | CUSIP: N/A<br>LEI: 213800TSKOLX4EU6L377       | Long             | EC               | CORP              | GB        |      5567 | NS      | $18992.79     | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Chart Industries Inc                      | Chart Industries Inc                       | CUSIP: 16115Q308<br>LEI: EM7QGKC1GYOF3LSZSL80 | Long             | EC               | CORP              | US        |       638 | NS      | $73516.74     | 3.58%             |  |  |  | No            |                  1 | On Loan: —       |
| Cummins Inc                               | Cummins Inc                                | CUSIP: 231021106<br>LEI: ZUNI8PYC725B6H8JU438 | Long             | EC               | CORP              | US        |        81 | NS      | $19625.49     | 0.96%             |  |  |  | No            |                  1 | On Loan: —       |
| First American Government Obli            | First American Government Obligations Fund | CUSIP: 31846V336<br>LEI: 549300R5MYM6VZF1RM44 | Long             | STIV             | RF                | US        |     57830 | NS      | $57830.50     | 2.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Great Lakes Dredge & Dock Corp            | Great Lakes Dredge & Dock Corp             | CUSIP: 390607109<br>LEI: 549300H65E3MZ1CX0P05 | Long             | EC               | CORP              | US        |      2755 | NS      | $16392.25     | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Wartsila OYJ Abp                          | Wartsila OYJ Abp                           | CUSIP: N/A<br>LEI: 743700G7A9J1PHM3X223       | Long             | EC               | CORP              | FI        |      9833 | NS      | $82816.18     | 4.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Hexagon Composites ASA                    | Hexagon Composites ASA                     | CUSIP: N/A<br>LEI: 5967007LIEEXZXJWMW49       | Long             | EC               | CORP              | NO        |      6620 | NS      | $18515.03     | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Kongsberg Gruppen ASA                     | Kongsberg Gruppen ASA                      | CUSIP: R60837102<br>LEI: 5967007LIEEXZXJ9HK73 | Long             | EC               | CORP              | NO        |      2123 | NS      | $90061.94     | 4.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Matrix Service Co                         | Matrix Service Co                          | CUSIP: 576853105<br>LEI: 529900VYBKSX6HD2YW58 | Long             | EC               | CORP              | US        |      3447 | NS      | $21440.34     | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Koninklijke Vopak NV                      | Koninklijke Vopak NV                       | CUSIP: N/A<br>LEI: 724500UL634GFV1KYF10       | Long             | EC               | CORP              | NL        |      2887 | NS      | $85757.98     | 4.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Methanex Corp                             | Methanex Corp                              | CUSIP: 59151K108<br>LEI: 549300TSJHRXT9QXRD13 | Long             | EC               | CORP              | CA        |       523 | NS      | $19800.78     | 0.96%             |  |  |  | No            |                  1 | On Loan: —       |
| New Fortress Energy Inc                   | New Fortress Energy Inc                    | CUSIP: 644393100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1814 | NS      | $76949.88     | 3.75%             |  |  |  | No            |                  1 | On Loan: —       |
| Nexans SA                                 | Nexans SA                                  | CUSIP: F65277109<br>LEI: 96950015FU78G84UIV14 | Long             | EC               | CORP              | FR        |       985 | NS      | $89043.18     | 4.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Alfa Laval AB                             | Alfa Laval AB                              | CUSIP: N/A<br>LEI: 549300UCKT2UK88AG251       | Long             | EC               | CORP              | SE        |      2932 | NS      | $84603.54     | 4.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Yara International ASA                    | Yara International ASA                     | CUSIP: N/A<br>LEI: 213800WKOUWXWFJ5Z514       | Long             | EC               | CORP              | NO        |      1894 | NS      | $83247.22     | 4.06%             |  |  |  | No            |                  1 | On Loan: No      |
| World Fuel Services Corp                  | World Fuel Services Corp                   | CUSIP: 981475106<br>LEI: D3W7PCXCBRQLL17DZ313 | Long             | EC               | CORP              | US        |       741 | NS      | $20251.53     | 0.99%             |  |  |  | No            |                  1 | On Loan: —       |
| Mount Vernon Liquid Assets Portfolio, LLC | Mount Vernon Liquid Assets Portfolio, LLC  | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | PF                | US        |    276637 | NS      | $276637.00    | 13.48%            |  |  |  | No            |                  1 | On Loan: No      |
| ITM Power PLC                             | ITM Power PLC                              | CUSIP: N/A<br>LEI: 21380042MB2JKZ6RRP12       | Long             | EC               | CORP              | GB        |     68962 | NS      | $76402.12     | 3.72%             |  |  |  | No            |                  1 | On Loan: No      |
| NEL ASA                                   | NEL ASA                                    | CUSIP: N/A<br>LEI: 549300G6XN5IXMRKEG37       | Long             | EC               | CORP              | NO        |     55185 | NS      | $78044.69     | 3.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Cargotec Oyj                              | Cargotec Oyj                               | CUSIP: N/A<br>LEI: 5493002B0GOVF42KWX33       | Long             | EC               | CORP              | FI        |      2039 | NS      | $90186.66     | 4.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Bureau Veritas SA                         | Bureau Veritas SA                          | CUSIP: N/A<br>LEI: 969500TPU5T3HA5D1F11       | Long             | EC               | CORP              | FR        |       745 | NS      | $19626.04     | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Hamburger Hafen und Logistik A            | Hamburger Hafen und Logistik AG            | CUSIP: N/A<br>LEI: 52990003RXKZ9J9ERW70       | Long             | EC               | CORP              | DE        |      1585 | NS      | $20190.22     | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Wallenius Wilhelmsen ASA                  | Wallenius Wilhelmsen ASA                   | CUSIP: N/A<br>LEI: 549300NBN0URT3RA3Y54       | Long             | EC               | CORP              | NO        |      2165 | NS      | $21447.13     | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Rolls-Royce Holdings PLC                  | Rolls-Royce Holdings PLC                   | CUSIP: N/A<br>LEI: 213800EC7997ZBLZJH69       | Long             | EC               | CORP              | GB        |     17846 | NS      | $20107.93     | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| OCI NV                                    | OCI NV                                     | CUSIP: N/A<br>LEI: 549300NCMRGIBJYUOE57       | Long             | EC               | CORP              | NL        |      2121 | NS      | $75877.31     | 3.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Quantafuel ASA                            | Quantafuel ASA                             | CUSIP: N/A<br>LEI: 549300V6BLI7Z2UYNG15       | Long             | EC               | CORP              | NO        |     29149 | NS      | $15635.51     | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Ceres Power Holdings PLC                  | Ceres Power Holdings PLC                   | CUSIP: N/A<br>LEI: 213800N7AAHSXQUOA733       | Long             | EC               | CORP              | GB        |     18198 | NS      | $77156.04     | 3.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Valmet Oyj                                | Valmet Oyj                                 | CUSIP: N/A<br>LEI: 213800D9O7FUQDH83V62       | Long             | EC               | CORP              | FI        |       736 | NS      | $19822.26     | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Akzo Nobel NV                             | Akzo Nobel NV                              | CUSIP: N/A<br>LEI: 724500XYIJUGXAA5QD70       | Long             | EC               | CORP              | NL        |       283 | NS      | $18951.69     | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Gaztransport Et Technigaz SA              | Gaztransport Et Technigaz SA               | CUSIP: N/A<br>LEI: 969500BVOHVZUUFWDT54       | Long             | EC               | CORP              | FR        |       780 | NS      | $83327.80     | 4.06%             |  |  |  | No            |                  1 | On Loan: No      |
| McPhy Energy SA                           | McPhy Energy SA                            | CUSIP: N/A<br>LEI: 969500W5X02DTT3BZS69       | Long             | EC               | CORP              | FR        |      1366 | NS      | $17853.82     | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Aker Horizons ASA                         | Aker Horizons ASA                          | CUSIP: N/A<br>LEI: 549300SX4Z9T612Q0N59       | Long             | EC               | CORP              | NO        |     62449 | NS      | $82198.25     | 4.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Siemens Energy AG                         | Siemens Energy AG                          | CUSIP: N/A<br>LEI: 5299005CHJZ14D4FDJ62       | Long             | EC               | CORP              | DE        |      1124 | NS      | $21145.91     | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Cadeler A/S                               | Cadeler A/S                                | CUSIP: N/A<br>LEI: 9845008439EUED140282       | Long             | EC               | CORP              | DK        |      4971 | NS      | $19484.57     | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Vestas Wind Systems A/S                   | Vestas Wind Systems A/S                    | CUSIP: N/A<br>LEI: 549300DYMC8BGZZC8844       | Long             | EC               | CORP              | DK        |       738 | NS      | $21470.29     | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Technip Energies NV                       | Technip Energies NV                        | CUSIP: N8486R101<br>LEI: 724500FLODI49NSCIP70 | Long             | EC               | CORP              | FR        |      5471 | NS      | $85913.54     | 4.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Aker Solutions ASA                        | Aker Solutions ASA                         | CUSIP: N/A<br>LEI: 5967007LIEEXZXG42836       | Long             | EC               | CORP              | NO        |      5260 | NS      | $20080.43     | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| PowerCell Sweden AB                       | PowerCell Sweden AB                        | CUSIP: N/A<br>LEI: 54930075IJ7TGOK3VC02       | Long             | EC               | CORP              | SE        |      6852 | NS      | $78173.68     | 3.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Orsted AS                                 | Orsted AS                                  | CUSIP: N/A<br>LEI: W9NG6WMZIYEU8VEDOG48       | Long             | EC               | CORP              | DK        |       212 | NS      | $19265.79     | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| FREYR Battery SA                          | FREYR Battery SA                           | CUSIP: N/A<br>LEI: 222100QIBHPZGVW6UT76       | Long             | EC               | CORP              | NO        |      7207 | NS      | $62556.76     | 3.05%             |  |  |  | No            |                  1 | On Loan: —       |
| Eneti Inc                                 | Eneti Inc                                  | CUSIP: N/A<br>LEI: 549300MHZ4YKRPGBH616       | Long             | EC               | CORP              | US        |      9266 | NS      | $93123.30     | 4.54%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-22

**Name of Applicant:** ETF Managers Trust

**Signature:** /s/ John Flanagan

**Name of Signer:** John Flanagan

**Title:** Chief Financial Officer