# EDGAR Filing Document

**Accession Number:** 0001518461
**File Stem:** 0001493152-25-020141
**Filing Date:** 2025-10
**Character Count:** 271270
**Document Hash:** 70ee454d38fa6c75a5a780a834e36d8e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-25-020141.hdr.sgml**: 20251030

**ACCESSION NUMBER**: 0001493152-25-020141

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 30

**CONFORMED PERIOD OF REPORT**: 20251030

**ITEM INFORMATION**: Entry into a Material Definitive Agreement

**ITEM INFORMATION**: Regulation FD Disclosure

**ITEM INFORMATION**: Other Events

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20251030

**DATE AS OF CHANGE**: 20251030

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AmpliTech Group, Inc.
- **CENTRAL INDEX KEY:** 0001518461
- **STANDARD INDUSTRIAL CLASSIFICATION:** COMMUNICATIONS EQUIPMENT, NEC [3669]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 274566352
- **STATE OF INCORPORATION:** NV
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-40069
- **FILM NUMBER:** 251432188

**BUSINESS ADDRESS:**
- **STREET 1:** 155 PLANT AVENUE
- **CITY:** HAUPPAUGE
- **STATE:** NY
- **ZIP:** 11788
- **BUSINESS PHONE:** 631-521-7831

**MAIL ADDRESS:**
- **STREET 1:** 155 PLANT AVENUE
- **CITY:** HAUPPAUGE
- **STATE:** NY
- **ZIP:** 11788

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BAYVIEW ACQUISITION CORP
- **DATE OF NAME CHANGE:** 20110418

?xml version='1.0' encoding='ASCII'?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d)**

**of the Securities Exchange Act of 1934**

Date of Report (date of earliest event reported): **October 30, 2025**

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| |
|:---|
| **AmpliTech Group, Inc.** |
| (Exact Name of Registrant as Specified in its Charter) |

---

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| | | |
|:---|:---|:---|
| **Nevada** | **001-40069** | **27-4566352** |
| (State of <br> incorporation) | (Commission <br> File Number) | (IRS Employer<br> Identification No.) |

---

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| | |
|:---|:---|
| **155 Plant Avenue,**<br> **Hauppauge, NY** | **11788** |
| **(Address of Principal Executive Offices)** | **(Zip Code)** |

---

**<u>(631)-521-7831</u>**

(Registrant's telephone number, including area code)

**<u>Not Applicable</u>**

(Former Name or former address if changed from last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading Symbol(s)** | **Name of each exchange on which registered** |
| Common Stock, par value $0.001 per share | AMPG | The Nasdaq Stock Market LLC |
| Warrants to Purchase Common Stock | AMPGW | The Nasdaq Stock Market LLC |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

**Item 1.01.** **Entry into a Material Definitive Agreement.**

The information contained below in Item 8.01 is incorporated by reference into this Item 1.01.

On October 30, 2025, AmpliTech Group, Inc. (the "Company") entered into a dealer manager agreement (the "Dealer Manager Agreement") with Moody Capital Solutions, Inc. (the "Dealer-Manager") in connection with a Rights Offering pursuant to which the Company will distribute to the holders of record of its common stock, $0.001 par value ("Common Stock") and certain eligible warrantholders who have contractual rights to participate in the Rights Offering, at no charge, two transferable unit subscription rights (the "Unit Subscription Rights") for each share of the Company's Common Stock beneficially owned or subject to eligible warrants as of November 10, 2025. Each Unit Subscription Right entitles the registered holder to purchase a Unit with each Unit consisting of one share of Common Stock, one Series A Right to purchase one share of Common Stock at an exercise price of $5.00 (the "Series A Right") and one Series B Right to purchase one share of Common Stock at an exercise price of $6.00 (the Series B Right, and together with the Series A Right, the "Series Rights"), subject to the maximum Unit issuance limitation of 8,000,000 in the aggregate and potential pro-rata adjustments. Record Holders who fully exercise their Unit Subscription Rights will be entitled to subscribe, subject to certain limitations and subject to potential pro-rata adjustment, for additional Units covered by any unexercised Unit Subscription Rights.

We have agreed to pay the Dealer-Manager a cash fee equal to 7.0% of the proceeds of the Rights Offering from the exercise of the Unit Subscription Rights and the Series Rights; provided however, if the aggregate subscription proceeds equal more than $10 million but less than $20 million, we have agreed to pay the Dealer-Manager a cash fee equal to 6.0%; provided further, if the aggregate subscription proceeds equal less than $10 million, we have agreed to pay the Dealer-Manager a cash fee equal to 5.0%. We also paid the Dealer-Manager an out-of-pocket accountable expense allowance of $35,000.

The foregoing description of the Dealer Manager Agreement does not purport to be complete and is qualified in its entirety by reference to the full text of the Dealer Manager Agreement filed with this report as Exhibit 1.1 and incorporated herein by reference.

In connection with the Rights Offering, the Company entered into a Subscription Agent and Rights Agent Agreement, dated October 30, 2025, with VStock Transfer, LLC ("Subscription Agent Agreement") to provide subscription agent services for the Unit Subscription Rights and Series Rights with respect to the Rights Offering.

The foregoing description is only a summary of the Subscription Agent Agreement and is qualified in its entirety by reference to the text of the Subscription Agent Agreement filed with this report as Exhibit 10.1 and incorporated herein by reference.

**Item 7.01. Regulation FD Disclosure**

On October 30, 2025, the Company issued a press release announcing the Rights Offering described below in Item 8.01. A copy of the press release is attached as Exhibit 99.9 to this Current Report on Form 8-K.

*The information in this Item 7.01, including Exhibit 99.9 furnished herewith, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing.*

**Item 8.01. Other Events.**

On October 30, 2025, the Company announced a rights offering (the "Rights Offering"), pursuant to which the Company will distribute to holders of record of its Common Stock and certain eligible warrantholders who have contractual rights to participate in Rights Offering as of November 10, 2025 (the "Record Date Holders"), transferable subscription rights (the "Unit Subscription Rights") to subscribe for and purchase up to a maximum aggregate of 8,000,000 units (the "Units"), at a fixed subscription price equal to $4.00 per Unit. Each Unit will consist of one share of Common Stock, one series A right to purchase one share of Common Stock for $5.00 (a "Series A Right") and one series B right to purchase one share of Common Stock for $6.00 (a "Series B Right" and, collectively with the Series A Right, the "Series Rights"). The Common Stock and the Series Rights comprising the Units may only be purchased as a Unit but will be issued separately. Subject to extension of the expiration date, the Rights Offering will terminate on December 10, 2025.

Copies of the prospectus and the related prospectus supplement will be mailed to Record Date Holders as of November 10, 2025 (the "Record Date"), beginning on or about November 11, 2025, and can also be accessed through the SEC's website at www.sec.gov or be obtained from the information agent, Mackenzie Partners Inc., by calling (800) 322-2885 (toll-free) or (212) 929-5500 (broker-dealers and nominees). Additional information regarding the Rights Offering is set forth in the prospectus and the related prospectus supplement.

The Rights Offering is being made pursuant to the Company's Registration Statement on Form S-3 (File No. 333-288863) (the "Registration Statement"), the prospectus forming a part of the Registration Statement and the prospectus supplement relating the Rights Offering filed with the SEC on October 30, 2025 (the "Prospectus Supplement").

In connection with the Rights Offering, the Company is filing certain ancillary documents as Exhibits 1.1, 4.1, 4.2, 4.3, 5.1, 10.1, 99.1, 99.2, 99.3, 99.4, 99.5, 99.6, 99.7, and 99.8, to this Current Report on Form 8-K for the purpose of incorporating such items by reference as exhibits to the Registration Statement.

*Forward Looking Statements* 

This Current Report contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, including statements regarding the Rights Offering, the timing thereof, the Company's ability to complete the Rights Offering on the expected terms or at all, and other information and statements that are not historical fact. These forward-looking statements involve certain risks and uncertainties that could cause actual results to differ materially from those expressed or implied by these statements. All forward-looking statements speak only as of the date of this Current Report, and unless legally required, the Company undertakes no obligation to update or revise publicly any forward-looking statements, whether as a result of new information, future events or otherwise. Please refer to the Company's filings with the SEC, including its most recently filed Annual Report on Form 10-K, Quarterly Reports on Form 10-Q and Current Report on Form 8-K, for additional information about the risks and uncertainties related to the Company's business that may affect the forward-looking statements made in this Current Report.

*Not a Solicitation* 

This Current Report does not constitute an offer to sell or a solicitation of an offer to buy the securities described above, and shall not constitute an offer, solicitation or sale, nor shall there be any sale of such securities of the Company in any state or other jurisdiction in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such state or other jurisdiction.

**Item 9.01 Financial Statements and Exhibits.**

(d) Exhibits.

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| | |
|:---|:---|
| **Exhibit No.** | **Description** |
| 1.1 | [Dealer-Manager Agreement](ex1-1.htm) |
| 4.1 | [Form of Transferable Unit Subscription Right Certificate](ex4-1.htm) |
| 4.2 | [Form of Transferable Series A Rights Certificate](ex4-2.htm) |
| 4.3 | [Form of Transferable Series B Rights Certificate](ex4-3.htm) |
| 5.1 | [Opinion of Lewis Brisbois Bisgaard & Smith LLP](ex5-1.htm) |
| 10.1 | [Subscription Agent and Rights Agent Agreement](ex10-1.htm) |
| 99.1 | [Form of Instructions as to Use of Transferable Unit Subscription Rights Certificate](ex99-1.htm) |
| 99.2 | [Form of Instructions as to Use of Series Rights Certificates](ex99-2.htm) |
| 99.3 | [Form of Letter to Stockholders and Certain Eligible Warrantholders Who Are Record Holders](ex99-3.htm) |
| 99.4 | [Form of Letter to Brokers and Other Nominee Holders](ex99-4.htm) |
| 99.5 | [Form of Broker Letter to Clients Who are Beneficial Holders](ex99-5.htm) |
| 99.6 | [Form of Beneficial Owner Election Form](ex99-6.htm) |
| 99.7 | [Form of Nominee Holder Certificates](ex99-7.htm) |
| 99.8 | [Form of Notice of Important Tax Information](ex99-8.htm) |
| 99.9 | [Press Release dated October 30, 2025](ex99-9.htm) |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
|  | **AMPLITECH GROUP INC.** | **AMPLITECH GROUP INC.** |
| Date: October 30, 2025 | By: | */s/ Fawad Maqbool* |
|  | Name: | Fawad Maqbool |
|  | Title: | Chief Executive Officer |

---

## Exhibit 1.1

**Exhibit 1.1**

**DEALER-MANAGER AGREEMENT**

October 30, 2025

Moody Capital Solutions, Inc. As Dealer-Manager

2458 Dunkerrin Lane

Atlanta, GA 30360

Ladies and Gentlemen:

The following will confirm our agreement relating to the proposed offering (the "Offering") to be undertaken by Amplitech Group Inc., a Nevada corporation (the "Company"), pursuant to which the Company will distribute to (i) holders of record of its common stock, par value $0.001 per share ("Common Stock") and (ii) certain eligible warrant holders, transferable subscription rights (the "Unit Subscription Rights") as set forth in the Company's prospectus supplement dated October 30, 2025, to the Company's shelf registration statement on Form S-3 (File No. 333- 288863) declared effective by the U.S. Securities and Exchange Commission (the "Commission") on August 4, 2025, to subscribe for and purchase up to 8.0 million units (the "Units"), at a fixed subscription price of $4.00 per Unit (the "Unit Subscription Price"). Each Unit will consist of one share of Common Stock, one Series A Right to purchase one share of Common Stock (the "Series A Right"), and one Series B Right to purchase one share of Common Stock (the "Series B Right" and, collectively with the Series A Right, the "Series Rights"). Shares of Common Stock and the Series Rights comprising the Units may only be purchased as a Unit but will be issued separately. The Unit Subscription Rights and Series Rights are collectively referred to herein as the "Rights". Shares of Common Stock underlying the Rights are referred to herein as the "Shares". The maximum number of Shares that may be issued in the Offering is 24.0 million.

1. The Offering.

(a) The Company proposes to undertake the Offering pursuant to which each holder of Common Stock shall receive two (2) Unit Subscription Rights for every share of Common Stock held of record by such holder or every share of Common Stock underlying certain eligible warrants, as the case may be, at the close of business on November 10, 2025 (the "Record Date"). Holders of Unit Subscription Rights (each, a "Holder") will be entitled to subscribe for and purchase, at the Unit Subscription Price, one Unit for every Unit Subscription Right granted to Holders on the Record Date (the "Basic Subscription Right") and an oversubscription privilege which will entitle Holders to purchase additional Units for which other Holders do not subscribe (the "Oversubscription Privilege").

(b) Any Holder who fully exercises all Basic Subscription Rights issued to such Holder is entitled to subscribe for Units which were not otherwise subscribed for by other Holders pursuant to their Basic Subscription Rights, the Oversubscription Privilege. The Oversubscription Privilege shall allow a Holder to subscribe for any or all of the Units which were not otherwise subscribed for as of the Unit Subscription Rights Expiration Date (as defined below). Units acquired pursuant to the Basic Subscription Right and the Oversubscription Privilege are subject to certain limitations and pro rata allocation, as more fully discussed in the Prospectus (as defined below).

(c) Unless extended as provided in the Prospectus (as defined below), the Unit Subscription Rights are intended to expire at 5:00 p.m., Eastern time, on December 10, 2025 (the "Unit Subscription Rights Expiration Date"). Notwithstanding the foregoing, the Company shall have the right to extend the Unit Subscription Rights Expiration Date until up to January 9, 2026 in its sole discretion. The Company will announce any extension in a press release issued no later than 9:00 a.m., Eastern time, on the business day after the most recently announced expiration date. The Series Rights are exercisable commencing on their date of issuance at an exercise price equal to (i) in the case of the Series A Rights, $5.00, and (ii) in the case of the Series B Rights, $6.00. All funds from the exercise of Unit Subscription Rights shall be deposited with Citizens Bank, N.A. (the "Escrow Agent") and Vstock Transfer, LLC shall act as the subscription agent and Series Right agent (the "Subscription Agent"). Funds from the exercise of Unit Subscription Rights shall be held in a segregated escrow account pending a final determination of the number of Units to be issued pursuant to the exercise of Basic Subscription Rights and Oversubscription Privileges. As soon as practicable after each respective Unit Subscription Rights Expiration Date, Series A Rights Expiration Date, and Series B Rights Expiration Date, the Company shall conduct a closing. The "Series A Rights Expiration Date" shall be July 18, 2026 and the "Series B Expiration Date" shall be November 20, 2026.

2. Appointment as Dealer-Manager; Role of Dealer-Manager.

(a) The Company has engaged Moody Capital Solutions, Inc. as the exclusive dealer-manager (the "Dealer-Manager") in connection with the Offering, and authorizes the Dealer-Manager to act as such on its behalf in connection with the Offering, in accordance with this Dealer-Manager Agreement (this "Agreement"). Until the closing of the Series B Rights Expiration Date, the Company will not solicit, negotiate with or enter into any agreement with any placement agent, financial advisor, dealer-manager, brokers, dealers or underwriters or any other person or entity in connection with the Offering. On the basis of the representations and warranties and agreements of the Company contained in this Agreement and subject to and in accordance with the terms and conditions hereof, the Dealer-Manager agrees that it will, in accordance with its customary practice and to the extent requested by the Company, use its commercially reasonable efforts to (i) advise on pricing, structuring and other terms and conditions of the Offering, including whether to provide for transferability, tradability and over-subscription privileges and limits, (ii) provide guidance on general market conditions and their impact on the Offering, (iii) assist the Company in drafting a presentation that may be used to market the Offering to existing and potential investors and eligible warrant holders, describing the proposed capital raise, the Company's history and performance to date, track records of key executives, highlights of the Company's business plan and the intended use of proceeds from the Offering, (iv) advise on the selection of the Information Agent and Subscription Agent, (v) assist the Company with its understanding of state blue sky laws, (vi) solicit the holders of the Rights to encourage them to exercise such Rights, (vii) enter into selected dealer agreements with other registered broker-dealers and provide the Company with the opportunity to be introduced to and make a presentation to such broker-dealers, in each case using its best efforts and in conformity with all applicable federal and state securities laws, and (viii) assist the Company in any pro rata adjustment calculations and allocation for the Unit Subscription receipts. Notwithstanding anything that may be to the contrary in this Agreement, the Company and the Dealer-Manager hereby agree that the Dealer-Manager will not underwrite the Offering, the Dealer-Manager has no obligation to act, and will not act, in any capacity as an underwriter in connection with the Offering, and the Dealer-Manager has no obligation to purchase or procure purchases of the Rights or Shares offered in connection with the Offering. The parties acknowledge and agree that, subject to written approval by the Company, the Dealer-Manager may perform certain of its services through its affiliates and any of its affiliates performing services hereunder shall be entitled to the benefits and be subject to the terms and conditions of this Agreement. Until approved in writing by the Company, any such Dealer-Manager affiliate shall not be a third party beneficiary under the Agreement.

(b) The Company acknowledges and agrees that: (i) the terms of this Agreement are intended to be arm's-length commercial transactions between the Company, on the one hand, and the Dealer-Manager, on the other hand; (ii) other than the obligations expressly set forth in this Agreement, in connection therewith, the Dealer-Manager is not acting as a fiduciary of the Company; (iii) other than the obligations expressly set forth in this Agreement, the Dealer- Manager has not assumed any agency or fiduciary responsibilities in favor of the Company with respect to the Offering or the process leading thereto (irrespective of whether the Dealer-Manager has advised or is currently advising the Company on other matters in its capacity as Dealer-Manager or otherwise) or any other obligation to the Company with respect to the Offering, except the obligations expressly set forth in this Agreement; and (iv) the Dealer-Manager may be engaged in a broad range of transactions that involve interests that differ from those of the Company which the Dealer-Manager may be under no obligation to disclose. The Company acknowledges that it has consulted its own legal and financial advisors with respect to its execution of and performance under this Agreement.

3. No Liability for Acts of Brokers, Dealers, Banks and Trust Companies. The Dealer-Manager shall not be subject to any liability (in tort, contract or otherwise) to the Company or the Company's Subsidiaries, if any (as such term is defined in Rule 405 of the Securities Act of 1933, as amended (the "Securities Act")), or Affiliates (as such term is defined in Rule 144 under the Securities Act) for any act or omission on the part of any broker or dealer in securities (other than the Dealer-Manager or any Affiliates of the Dealer-Manager) or any natural person, partnership, limited liability partnership, corporation, limited liability company, business trust, joint stock company, trust, unincorporated association, joint venture, or other entity or organization (each, a "Person"). The Company agrees that it will not hold the Dealer-Manager liable for its own acts or omissions in performing its obligations as advisor or Dealer-Manager hereunder or otherwise in connection with the Offering or the related transactions, and except for any losses, claims, damages, liabilities and expenses to have resulted directly from any such acts or omissions undertaken or omitted to be taken by the Dealer-Manager or its Affiliates through gross negligence, bad faith or willful misconduct, in all cases as determined in a non-appealable final judgment by a court of competent jurisdiction. The Dealer-Manager, subject to the Company's written approval, may appoint sub-placement agents and/or dealers in connection with the Offering. In soliciting or obtaining exercises of Rights, the Dealer-Manager shall not be deemed to be acting as the agent of the Company or as the agent of any broker, dealer, bank or trust company, and no broker, dealer, bank or trust company shall be deemed to be acting as the Dealer-Manager's agent unless engaged by the Dealer-Manager as such, or as the agent of the Company. Unless the context specifically requires otherwise, the term "Company" as used in this Agreement means the Company and its Subsidiaries, if any, collectively on a consolidated basis. Except as set forth herein, the Company agrees that it will not hold the Dealer-Manager liable or responsible for the failure of the Offering in the event that the Offering is not successfully consummated for any reason other than because of any acts or omissions undertaken or omitted to be taken by the Dealer-Manager through its gross negligence, bad faith or willful misconduct, in all cases as determined in a non-appealable final judgment by a court of competent jurisdiction.

4. The Offer Documents.

(a) There will be used in connection with the Offering certain materials in addition to the Registration Statement, any Base Prospectus and the Prospectus (each as defined herein), together with any amendments or supplements thereto, as filed, including: (i) all documents incorporated by reference to the Registration Statement and exhibits to the Registration Statement which pertain to the conduct of the Offering, (ii) any soliciting materials relating to the Offering approved by the Company, and (iii) any "free-writing prospectus" with respect to the Offering filed by the Company (collectively with the Registration Statement and the Prospectus, the "Offer Documents"). The Offer Documents have been or will be prepared and approved by, and, except for the Dealer-Manager information, are the sole responsibility of, the Company.

(b) The Company shall furnish copies of drafts of any Offer Documents to the Dealer-Manager within a reasonable time in advance of filing with the Commission or with any other federal, state, or other governmental agency or instrumentality or court ("Other Agency"). The Dealer-Manager shall be given an opportunity to review and comment upon the Offer Documents, to which comments the Company will give reasonable consideration. In the event that the Company uses or permits the use of, or files with the Commission or any Other Agency, any Offer Documents (i) which have not been submitted to the Dealer-Manager for its comments, or (ii) which have been so submitted and with respect to which the Dealer-Manager has made comments, but which comments have not resulted in a response reasonably satisfactory to the Dealer-Manager and its counsel to reflect such comments, then the Dealer-Manager shall be entitled to withdraw as a Dealer-Manager in connection with the Offering and the related transactions, without any liability or penalty to the Dealer-Manager or any other Person identified in Section 11 hereof as an "indemnified party," and the Dealer-Manager shall be entitled to receive the payment of all fees and expenses payable under this Agreement which have accrued to the date of such withdrawal. No such event has occurred through the date hereof.

(c) The Company agrees to furnish the Dealer-Manager with as many copies as it may reasonably request of the final forms of the Offer Documents, and the Dealer-Manager is authorized to use copies of the Offer Documents in connection with its acting as Dealer- Manager. The Company represents and warrants to the Dealer-Manager that the Dealer-Manager may rely on the accuracy and completeness of all of the Offer Documents and any other information delivered to the Dealer-Manager by or on behalf of the Company in connection with the Offering. The Dealer-Manager hereby agrees that it will not disseminate any written material for or in connection with the solicitation of exercises of Rights pursuant to the Offering other than the Offer Documents and any other information delivered to the Dealer-Manager by or on behalf of the Company in connection with the Offering.

(d) The Company represents and agrees that no solicitation material, other than the Offer Documents and the documents to be filed therewith as exhibits thereto, will be used by or on behalf of the Company in connection with the Offering, in either case without the prior approval of the Dealer-Manager, which approval will not be unreasonably withheld. In the event that the Company uses or permits the use of any such solicitation material in connection with the Offering, then the Dealer-Manager shall be entitled to withdraw as Dealer-Manager in connection with the Offering and the related transactions without any liability or penalty to the Dealer-Manager or any other Person identified in Section 11 hereof as an "indemnified party," and the Dealer-Manager shall be entitled to receive the payment of all fees and expenses payable under this Agreement which have accrued to the date of such withdrawal or which otherwise thereafter become payable.

(e) As of the date hereof and at all times prior to and following the effectiveness of the Registration Statement, the Company shall, and cause its officers, directors and Affiliates to, comply with all rules and regulations of the Commission relating to public offerings, including, without limitation, those relating to public statements and disclosures of material non-public information. The Company agrees that any reference to the Dealer-Manager in any Offer Documents or in any newspaper, announcement or press release or other document or communication is subject to the Dealer-Manager's prior consent, which consent shall not be unreasonably withheld. The Dealer-Manager agrees that any reference to the Company or the Offering in a press release or other document or communication made by the Dealer-Manager, any of its Affiliates or a registered broker-dealer with whom the Dealer- Manager has entered into a selected dealer agreement is subject to the Company's prior consent, which consent shall not be unreasonably withheld.

5. Representations and Warranties. The Company represents and warrants to the Dealer-Manager that:

(a) The Registration Statement was declared effective by the Commission on August 4, 2025. The Company has prepared and will file with the Commission the Prospectus on or about October 30, 2025 describing the Unit Subscription Rights, the Series Rights and the Units in accordance with the provisions of the rules and regulations of the Commission under the Securities Act, for the registration of the Unit Subscription Rights, the Series Rights, the Units, and the Shares under the Securities Act. The Company met the requirements of Form S-3 under the Securities Act at the time of filing the Base Prospectus and continues to meet such requirements as of the date hereof. Promptly after execution and delivery of this Agreement, the Company will prepare and file a prospectus in accordance with the provisions of Rule 430A ("Rule 430A") of the rules and regulations of the Commission under the Securities Act (the "Securities Act Regulations") and paragraph (b) of Rule 424 ("Rule 424(b)") of the Securities Act Regulations. The information included in such prospectus that was omitted from such Registration Statement at the time it became effective but that is deemed to be part of such Registration Statement at the time it became effective pursuant to paragraph of Rule 430A is referred to as "Rule 430A Information." The Base Prospectus and each prospectus used before such Registration Statement became effective, and any prospectus that omitted the Rule 430A Information that was used after such effectiveness and prior to the execution and delivery of this Agreement, is referred to herein as a "Base Prospectus." For purposes of this Agreement, "Effective Time" means the date and the time as of which such registration statement, or the most recent post-effective amendment thereto, if any, was declared effective by the Commission; "Effective Date" means the date of the Effective Time; "Registration Statement" means such Registration Statement, as amended at the Effective Time, including any documents which are exhibits thereto; and "Prospectus" means such final prospectus, as first filed with the Commission pursuant to paragraph (5) of Rule 424(b) of the Securities Act, including the Base Prospectus and all information or reports under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), incorporated in the Prospectus by reference. The Commission has not issued any order preventing or suspending the use of any Base Prospectus or the Prospectus. All references in this Agreement to the Registration Statement, a Base Prospectus, and the Prospectus, or any amendments or supplements to any of the foregoing shall be deemed to include any copy thereof filed with the Commission pursuant to its Electronic Data Gathering, Analysis and Retrieval System ("EDGAR"). The Prospectus delivered to the Dealer-Manager for use in connection with the Offering will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EDGAR, except to the extent permitted by Regulation S-T promulgated by the Commission.

(b) The Registration Statement (together with all exhibits filed as part of the Registration Statement) conforms, and any Base Prospectus and the Prospectus and any further amendments or supplements to the Registration Statement conforms or will conform, when they are filed with or become effective by the Commission, as the case may be, in each case, in all material respects to the requirements of the Securities Act and collectively do not and will not, as of the applicable Effective Date (as to the Registration Statement and any amendment thereto) and as of the applicable filing date (as to the Prospectus and any amendment or supplement thereto) contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary to make the statements therein (with respect to the Prospectus, in the light of the circumstances under which they were made) not misleading; provided that no representation or warranty is made by the Company as to information contained in or omitted from the Registration Statement or the Prospectus in reliance upon and in conformity with written information furnished to the Company by or on behalf of the Dealer-Manager specifically for inclusion therein, it being acknowledged and agreed that such information provided by or on behalf of the Dealer-Manager consists solely and exclusively of disclosure of the name of the Dealer-Manager acting in its capacity as dealer-manager for the Offering contained in the Prospectus, and information provided within the "Plan of Distribution" section of the Prospectus, except for the information provided under the sub-section entitled "Sales by Principal Stockholders, Directors and Executive Officers," (collectively, the "Dealer-Manager Information") under appropriate headings and in its final form as approved by the Dealer-Manager and its counsel.

(c) There are no contracts, agreements, plans or other documents which are required to be described in the Prospectus or filed as exhibits to the Registration Statement by the Securities Act which have not been described in the Prospectus, or filed as exhibits to the Registration Statement or incorporated by reference into the exhibit table of the Registration Statement as permitted by the Securities Act.

(d) The Company has been duly incorporated and is validly existing as a corporation in good standing under the laws of the State of Nevada, is duly qualified to do business and is in good standing as a foreign corporation in each jurisdiction in which its ownership or lease of property or the conduct of its business requires such qualification, and has all power and authority necessary to own or hold its properties and to conduct the business in which it is engaged, except where the absence of such power, authority, qualification or ownership (either individually and in the aggregate) could not reasonably be expected to have a material adverse effect on: (i) the business, condition (financial or otherwise), results of operations, stockholders' equity, or properties of the Company or (ii) the Offering or consummation of any of the other transactions contemplated by this Agreement, the Registration Statement or the Prospectus (any such effect being a "Material Adverse Effect").

(e) This Agreement has been duly authorized, executed and delivered by the Company and, assuming the due authorization, execution and delivery by the Dealer-Manager, constitutes the valid and legally binding agreement of the Company, enforceable against the Company in accordance with its terms, except as the enforceability hereof may be limited by bankruptcy, insolvency, fraudulent conveyance, reorganization, moratorium or similar laws relating to or affecting creditors' rights generally and by general principles of equity.

(f) The Company is not: (i) in violation of its charter or by-laws, (ii) in default under or in breach of, and no event has occurred which, with notice or lapse of time or both, would constitute a default or breach under or result in the creation or imposition of any lien, charge, mortgage, pledge, security interest, claim, equity, trust or other encumbrance, preferential arrangement, defect or restriction of any kind whatsoever (each, a "Lien") upon any of the Company's property or assets pursuant to any material contract, agreement, indenture, mortgage, deed of trust, loan agreement or other agreement or instrument to which it is a party or by which it is bound or to which any of its properties or assets is subject, or (iii) in violation in any respect of any law, rule, regulation, ordinance, directive, judgment, decree or order, foreign and domestic, to which it or its properties or assets may be subject or has failed to obtain any material license, permit, certificate, franchise or other governmental authorization or permit necessary to the ownership of its properties or assets or to the conduct of its business, except, in the case of clauses (ii) and (iii) above, any violation, default or failure to possess the same that would not reasonably be expected to have a Material Adverse Effect.

(g) Prior to or on the date hereof: (i) the Company and the Subscription Agent have entered into a subscription agent agreement (the "Subscription Agent Agreement") if required by the Subscription Agent; (ii) the Company and MacKenzie Partners, Inc. (the "Information Agent") have or will have entered into an information agent agreement (the "Information Agent Agreement") if required by the Information Agent; and (iii) the Company and the Dealer-Manager have entered into an escrow agent agreement with Citizens Bank, N.A. (the "Escrow Agreement"). When executed by the Company, if applicable, each of the Subscription Agent Agreement, the Information Agent Agreement and the Escrow Agreement will have been duly authorized, executed and delivered by the Company and, assuming due authorization, execution and delivery by Subscription Agent, the Information Agent, and the Escrow Agent, as the case may be, will constitute a valid and legally binding agreement of the Company enforceable in accordance with its terms, except as the enforceability thereof may be limited by bankruptcy, insolvency, fraudulent conveyance, reorganization, moratorium or similar laws relating to or affecting creditors' rights generally and by general principles of equity.

(h) The Rights to be issued and distributed by the Company have been duly and validly authorized and, when issued and delivered in accordance with the terms of the Offer Documents, as applicable, will be duly and validly issued, and will constitute valid and legally binding obligations of the Company enforceable against the Company in accordance with their terms. No Holder is or will be subject to personal liability by reason of being such a holder, and the Rights conform to the description thereof contained in the Prospectus.

(i) Except as disclosed in the Prospectus with respect to the Company's authorized capitalization, the Shares have been or will be duly and validly authorized and reserved for issuance upon exercise of the Rights, as applicable, are free of statutory and contractual preemptive rights and are sufficient in number to meet the exercise requirements of the Offering; and the Shares, when so issued and delivered against payment therefor in accordance with the terms of the Offering, will be duly and validly issued, fully paid and non- assessable, with no personal liability attaching to the ownership thereof.

(j) The Common Stock is listed for trading on the Nasdaq Capital Market. The Company has not received an oral or written notification from The Nasdaq Stock Market LLC ("Nasdaq") or any court or any other federal, state, local or foreign governmental or regulatory authority having jurisdiction over the Company or any of its properties or assets ("Governmental Authority") of any investigation or other action that would cause the Common Stock to not be listed on the Nasdaq Capital Market.

(k) All of the issued shares of capital stock of the Company have been duly and validly authorized and issued, are fully paid and non-assessable and have been issued in compliance with federal and state securities laws. None of the outstanding shares of Company capital stock were issued in violation of any preemptive rights, rights of first refusal or other similar rights to subscribe for or purchase securities of the Company. There are no authorized or outstanding options, warrants, preemptive rights, rights of first refusal or other rights to purchase, or equity or debt securities convertible into or exchangeable or exercisable for, any capital stock of the Company or any of its Subsidiaries other than those accurately described in the Registration Statement and Prospectus or in information incorporated therein by reference. The description of the Company's stock option, stock bonus and other stock plans or arrangements, and the options or other rights granted thereunder, set forth, or incorporated by reference, in the Registration Statement and Prospectus accurately and fairly presents in all material respects the information required to be shown with respect to such plans, arrangements, options and rights.

(l) The Company owns or leases all such assets or properties as are reasonably necessary to the conduct of its business as presently operated and as proposed to be operated as described in the Registration Statement and the Prospectus. Except to the extent licensed or leased by the Company, the Company has good and marketable title in fee simple to all real property and good and marketable title to all personal property owned by them, in each case free and clear of any Lien, except for such Liens as are described in the Registration Statement and the Prospectus or in information incorporated therein by reference. Any real property and buildings held under lease or sublease by the Company is held under valid, subsisting and enforceable leases with such exceptions as are not material to, and do not interfere with, the use made and proposed to be made as described in the Registration Statement and the Prospectus of such property and buildings by the Company. The Company has not received any notice of any material claim adverse to its ownership of any real or personal property or of any material claim against the continued possession of any real property, whether owned or held under lease or sublease by the Company.

(m) The Company has all material consents, approvals, authorizations, orders, registrations, qualifications, licenses, filings and permits of, with and from all judicial, regulatory and other Governmental Authorities and all third parties, foreign and domestic, to own, lease and operate its properties and conduct their businesses as presently being conducted and as disclosed in the Registration Statement and the Prospectus, and each such Consent is valid and in full force and effect. The Company has not received notice of any investigation or proceedings which results in or, if decided adversely to the Company, could reasonably be expected to result in, the revocation of any Consent or reasonably be expected to have a Material Adverse Effect.

(n) The execution, delivery and performance by the Company of this Agreement, the Subscription Agent Agreement, the Escrow Agreement and the Information Agent Agreement, if applicable, the issuance of the Rights, Units and Shares in accordance with the terms of the Offer Documents and the consummation by the Company of the transactions contemplated hereby and thereby, will not conflict with or result in a breach or violation of any of the terms or provisions of, or constitute a default under, any material indenture, mortgage, deed of trust, loan agreement or other agreement or instrument to which the Company is a party or by which it is bound or to which any of the properties or assets of the Company is subject, nor will such actions result in any violation of the provisions of the charter or by-laws of the Company or any statute or any order, rule or regulation of any court or any Governmental Authority; and except for the registration of the Rights, Units and Shares under the Securities Act, and such consents, approvals, authorizations, registrations or qualifications as may be required under the Exchange Act, and applicable state securities laws in connection with the distribution of the Rights, Units and Shares during the Offering, no consent, approval, authorization or order of, or filing or registration with, any Governmental Authority is required for the execution, delivery and performance of this Agreement by the Company and the consummation by it of the transactions contemplated hereby.

(o) There are no contracts, agreements or understandings between the Company and any Person granting such Person the right to require the Company to include such securities in the securities registered pursuant to the Registration Statement. No holder of any security of the Company has any rights of rescission or similar rights with respect to such securities held by them.

(p) The Company has not sustained, since the date of the latest balance sheet included in the Prospectus or after such date and as disclosed in the Prospectus, any material loss or interference with its business from fire, explosion, flood or other calamity, whether or not covered by insurance, or from any labor dispute or court or governmental action, order or decree; and, since such date or after such date and as disclosed in the Prospectus, there has not been any material adverse change or any development affecting the general affairs, management, financial position, stockholders' equity or results of operations the Company (a "Material Adverse Change"). Since the date of the latest balance sheet presented in the Prospectus, the Company has not incurred or undertaken any liabilities or obligations, whether direct or indirect, liquidated or contingent, matured or unmatured, or entered into any transactions, including any acquisition or disposition of any business or asset, which are material to the Company, except for liabilities, obligations and transactions which are disclosed in the Registration Statement, any Base Prospectus and the Prospectus.

(q) Sadler, Gibb and Associates, LLC (the "Auditors"), whose reports relating to the Company are incorporated by reference in the Registration Statement, are independent registered public accountants as required by the Securities Act, the Exchange Act and the rules and regulations promulgated by the Public Company Accounting Oversight Board (the "PCAOB"). The Auditors, to the Company's knowledge, are duly registered and in good standing with the PCAOB. The Auditors have not, during the periods covered by the financial statements included in the Registration Statement, any Base Prospectus and the Prospectus, provided to the Company or its Subsidiaries any non-audit services, as such term is used in Section 10A(g) of the Exchange Act.

(r) The financial statements, including the notes thereto, and any supporting schedules included (by incorporation or otherwise) in the Registration Statement, any Base Prospectus and the Prospectus present fairly, in all material respects, the financial position as of the dates indicated and the cash flows and results of operations for the periods specified of the Company. Except as otherwise stated in the Registration Statement, any Base Prospectus and the Prospectus, said financial statements have been prepared in conformity with United States generally accepted accounting principles applied on a consistent basis throughout the periods involved. Any supporting schedules included in the Registration Statement, any Base Prospectus and the Prospectus present fairly, in all material respects, the information required to be stated therein. No other financial statements or supporting schedules are required to be included or incorporated by reference in the Registration Statement. The other financial and statistical information included in the Registration Statement, any Base Prospectus and the Prospectus present fairly, in all material respects, the information included therein and have been prepared on a basis consistent with that of the financial statements that are included in the Registration Statement, such Base Prospectus and the Prospectus and the books and records of the respective entities presented therein.

(s) There are no pro forma or as adjusted financial statements which are required to be included in the Registration Statement, any Base Prospectus and the Prospectus in accordance with Regulation S-X under the Securities Act which have not been included as so required. The pro forma and/or as adjusted financial information included in the Registration Statement, any Base Prospectus and the Prospectus has been properly compiled and prepared in accordance with the applicable requirements of the Securities Act and include all adjustments necessary to present fairly, in all material respects, in accordance with generally accepted accounting principles the pro forma and as adjusted financial position of the respective entity or entities presented therein at the respective dates indicated and their cash flows and the results of operations for the respective periods specified. The assumptions used in preparing the pro forma and as adjusted financial information included in the Registration Statement, any Base Prospectus and the Prospectus provide a reasonable basis for presenting the significant effects directly attributable to the transactions or events described therein. The related pro forma and pro forma as adjusted adjustments give appropriate effect to those assumptions; and the pro forma and pro forma as adjusted financial information reflect the proper application of those adjustments to the corresponding historical financial statement amounts.

(t) The statistical, industry-related and market-related data included in the Registration Statement, any Base Prospectus and the Prospectus are based on or derived from sources which the Company reasonably believes are reliable and accurate, and such data agree with the sources from which they are derived. All applicable third-party consents have been obtained in order for such data to be included in the Registration Statement and the Prospectus.

(u) The Company maintains a system of internal accounting and other controls sufficient to provide reasonable assurances that: (i) transactions are executed in accordance with management's general or specific authorizations, (ii) transactions are recorded as necessary to permit preparation of financial statements in conformity with United States generally accepted accounting principles and to maintain accountability for assets, (iii) access to assets is permitted only in accordance with management's general or specific authorization, and (iv) the recorded accounting for assets is compared with existing assets at reasonable intervals and appropriate action is taken with respect to any differences.

(v) The Company's Board of Directors has validly appointed an audit committee, compensation committee and nominating and corporate governance committee whose composition satisfies the requirements of the rules and regulations of the Commission and Nasdaq, and the Company's Board of Directors and/or audit committee, compensation committee and the nominating corporate governance committee has each adopted a charter as described in the Registration Statement, and such charters are in full force and effect as of the date hereof. Neither the Company's Board of Directors nor the audit committee thereof has been informed of: (i) except as disclosed in the Registration Statement and the Prospectus, any significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the Company's ability to record, process, summarize and report financial information; or (ii) any fraud, whether or not material, that involves management or other employees who have a significant role in the Company's internal control over financial reporting.

(w) The Company is in material compliance with the provisions of the Sarbanes-Oxley Act of 2002, as amended ("Sarbanes-Oxley"), applicable to the Company, and the rules and regulations promulgated thereunder and related or similar rules and regulations promulgated by any other Governmental Authority or self-regulatory entity or agency, except for violations which, singly or in the aggregate, are disclosed in the Prospectus or would not reasonably be expected to have a Material Adverse Effect.

(x) No relationship, direct or indirect, exists between or among any of the Company or any Affiliate of the Company, on the one hand, and any director, officer, stockholder, customer or supplier of the Company or any Affiliate of the Company, on the other hand, which is required by the Securities Act or the Exchange Act to be described in the Registration Statement or the Prospectus which is not so described as required. Except as disclosed in the Registration Statement and the Prospectus, there are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members. The Company has not, in violation of Sarbanes-Oxley, directly or indirectly, including through any Affiliate of the Company (other than as permitted under Sarbanes-Oxley for depositary institutions), extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or executive officer of the Company.

(y) Subject to the parenthetical set forth below, there are no legal or governmental proceedings pending to which the Company or any of its Subsidiaries is a party or of which any property or asset of the Company or any of its Subsidiaries is the subject, which, if determined adversely to the Company, are reasonably likely to have a Material Adverse Effect; and to the Company's knowledge, except as disclosed in the Prospectus, no such proceedings are threatened or contemplated by Governmental Authorities or threatened by others.

(z) The Company has filed, or to the extent disputed has set aside any necessary accruals, with respect to all necessary federal, state and foreign income and franchise tax returns and have paid all taxes required to be paid by any of them and, if due and payable, any related or similar assessment, fine or penalty levied against any of them, except where the failure to make such filings or make such payments, either individually or in the aggregate, could not reasonably be expected to have, a Material Adverse Effect. The Company has made adequate charges, accruals and reserves in its financial statements above in respect of all federal, state and foreign income and franchise taxes for all periods as to which the tax liability of the Company or any of its Subsidiaries has not been finally determined.

(aa) The Company maintains insurance of the types and in the amounts which the Company believes to be reasonable and sufficient for a company of its size operating in the Company's industry, including, but not limited to: (i) directors' and officers' insurance (including insurance covering the Company, its directors and officers for liabilities or losses arising in connection with the Offering, including, without limitation, liabilities or losses arising under the Securities Act, the Exchange Act and applicable foreign securities laws), (ii) insurance covering real and personal property owned or leased against theft, damage, destruction, acts of vandalism and all other risks customarily insured against and (iii) business interruption insurance. There are no claims by the Company under any policy or instrument described in this paragraph as to which any insurance company is denying liability or defending under a reservation of rights clause. All of the insurance policies described in this paragraph are in full force and effect. The Company has not been refused any insurance coverage sought or applied for, and the Company has no reason to believe that it will not be able to renew its existing insurance coverage as and when such coverage expires or to obtain similar coverage from similar insurers as may be necessary to continue its business at a cost that would not reasonably be expected to have a Material Adverse Effect.

(bb) To the Company's knowledge, the Company owns or possesses or has the right to use all patents, patent rights, patent applications, licenses, inventions, copyrights, know-how (including trade secrets and other unpatented and/or unpatentable proprietary or confidential information, systems or procedures), trademarks, service marks, trade names, service names and other intellectual property (collectively, "Intellectual Property") necessary to carry on its business as described in the Prospectus and as proposed to be conducted; except as disclosed in a disclosure schedule, the Company has not received any written notice and is not otherwise aware of any infringement of or conflict with asserted rights of others with respect to any Intellectual Property or of any facts or circumstances which would render any Intellectual Property invalid or inadequate to protect the interests of the Company, and which asserted infringement or conflict (if the subject of any unfavorable decision, ruling or finding) or invalidity or inadequacy, individually or in the aggregate, could reasonably be expected to result in a Material Adverse Effect. To the Company's knowledge, all former and current employees of the Company, all other agents, consultants and contractors of the Company who contributed to or participated in the conception or development of any Intellectual Property for the Company) have executed written contracts or agreements that assign to the Company all rights to any inventions, improvements, discoveries or information relating to the business of the Company, including without limitation all Intellectual Property owned, controlled by or in the possession of the Company. To the Company's knowledge, there is no unauthorized use, infringement or misappropriation of any of the Intellectual Property by any third party, employee or former employee. To the Company's knowledge, each agreement and instrument (each, a "License Agreement") pursuant to which any Intellectual Property is licensed to the Company is in full force and effect, has been duly authorized, executed and delivered by, and is a valid and binding agreement of, the Company, enforceable against the Company in accordance with its terms, except as enforcement thereof may be subject to bankruptcy, insolvency or other similar laws relating to or affecting creditors' rights generally or by general equitable principles; the Company is in material compliance with its obligations under all License Agreements and, to the Company's knowledge, all other parties to any of the License Agreements are in material compliance with all of their respective obligations thereunder; no event or condition has occurred or exists that gives or would give any party to any License Agreement the right, either immediately or with notice or passage of time or both, to terminate or limit (in whole or in part) any such License Agreement or any rights of the Company thereunder, to exercise any of such party's remedies thereunder, or to take any action that would adversely affect any rights of the Company thereunder or that might reasonably be expected to have a Material Adverse Effect, and the Company is not aware of any facts or circumstances that would result in any of the foregoing or give any party to any License Agreement any such right; and the Company has not received any notice of default, breach or non-compliance under any License Agreement.

(cc) The Company: (i) is in full compliance with all existing privacy laws, statutes, rules, regulations or industry guidance applicable to the ownership, development, manufacture, packaging, processing, use, distribution, marketing, labeling, promotion, sale, offer for sale, storage, import, export or disposal of any product manufactured, distributed or sold by the Company or any component thereof (such laws, statutes, rules, regulations or guidance, collectively, "Applicable Laws"); (ii) is, and, to the Company's knowledge, its facility and operations of its suppliers are, in compliance with all applicable federal, state, and local laws, regulations, orders and decrees governing its business; (iii) has not received any written notice of adverse finding, warning letter, untitled letter or other correspondence or notice from any Governmental Authority alleging or asserting noncompliance with any Applicable Laws or any licenses, certificates, approvals, clearances, authorizations, permits and supplements or amendments thereto required by any such Applicable Laws ("Authorizations"); (iv) possesses all Authorizations and such Authorizations are valid and in full force and effect, and the Company is not in violation of any term of any such Authorizations; (v) has not received written notice of any claim, suit, proceeding, hearing, enforcement, audit, investigation, arbitration or other action from any Governmental Authority alleging that any product operation or activity is in violation of any Applicable Laws or Authorizations and has no knowledge that any such Governmental Authority is considering any such claim, suit, proceeding, hearing, enforcement, audit, investigation, arbitration or other action; (vi) has not received written notice that any Governmental Authority has taken, is taking or intends to take action to limit, suspend, modify or revoke any Authorizations and has no knowledge that any such Governmental Authority is considering such action; (vii) has filed, obtained, maintained or submitted all material reports, documents, forms, notices, applications, records, claims, submissions and supplements or amendments as required by any Applicable Laws or Authorizations and that all such material reports, documents, forms, notices, applications, records, claims, submissions and supplements or amendments were complete and correct in all material respects on the date filed (or were corrected or supplemented by a subsequent submission), except, in the case of each of clauses (i), (ii), (iii),(iv) and (v), for any default, violation or event that would not, individually or in the aggregate, have or reasonably be expected to have a Material Adverse Effect.

(dd) [Reserved]

(ee) Neither the Company nor, to the Company's knowledge, any of the Company's directors, officers or employees has violated: (i) the Bank Secrecy Act, as amended, (ii) the Money Laundering Control Act of 1986, as amended, (iii) the Foreign Corrupt Practices Act of 1977, as amended, or (iv) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law, except for such violations which, singly or in the aggregate, would not reasonably be expected to have a Material Adverse Effect. No action, suit or proceeding by or before any Governmental Authority involving the Company with respect to any of the foregoing laws is pending or, to the Company's knowledge, threatened.

(ff) Neither the Company nor any of its Affiliates has, prior to the date hereof, made any offer or sale of any securities which are required to be "integrated" pursuant to the Securities Act with the offer and sale of the Shares pursuant to the Registration Statement.

(gg) Except as described in the Registration Statement and the Prospectus, there are no claims, payments, arrangements, agreements or understandings relating to the payment of a finder's, consulting or origination fee or other compensation by the Company with respect to the issuance or exercise of the Rights or the sale of the Shares or any other arrangements, agreements or understandings of the Company or, to the Company's knowledge, the Company's officers, directors and employees or Affiliates that may affect the Dealer- Manager's compensation, as determined by the Financial Industry Regulatory Authority, Inc. ("FINRA"). Except as previously disclosed by the Company to the Dealer-Manager in writing, no officer, director, or beneficial owner of 5% or more of any class of the Company's securities (whether debt or equity, registered or unregistered, regardless of the time acquired or the source from which derived) or any Affiliate thereof is a member of FINRA. No proceeds from the exercise of the Rights will be paid to any FINRA member, or any Persons associated or affiliated with a member of FINRA, except as specifically contemplated herein. Except as previously disclosed by the Company to the Dealer-Manager, no Person to whom securities of the Company have been privately issued within the 180-day period prior to the initial filing date of the Registration Statement has any relationship or affiliation or association with any member of FINRA.

(hh) There are no contracts, agreements or understandings between the Company and any Person that would give rise to a valid claim against the Company or the Dealer-Manager for a brokerage commission, finder's fee or other like payment in connection with the transactions contemplated by this Agreement. Other than the Dealer-Manager, the Company has not employed any brokers, dealers or underwriters in connection with solicitation of exercise of Rights in the Offering; and except as provided for in Sections 6 and 7 hereof, no other commissions, fees or discounts will be paid by the Company in connection with solicitation of the exercise of Rights in the Offering.

(ii) Neither the Company nor, to the Company's knowledge, any of the Company's officers or directors, has at any time during the last five (5) years: (i) made any unlawful contribution to any candidate for foreign office, or failed to disclose fully any contribution in violation of law, or (ii) made any payment to any federal or state governmental officer or official, or other Person charged with similar public or quasi-public duties, other than payments that are not prohibited by the laws of the United States of any jurisdiction thereof.

(jj) The Company has not and will not, directly or indirectly through any officer, director or Affiliate of the Company: (i) taken any action designed to cause or to result in, or that has constituted or which might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the issuance of the Rights or the sale or resale of the Shares, (ii) since the filing of the Registration Statement sold, bid for or purchased, or paid any Person (other than the Dealer-Manager) any compensation for soliciting exercises or purchases of, the Rights or the Shares and (iii) until the later of the expiration of the Unit Subscription Rights or the completion of the distribution (within the meaning of Regulation M under the Exchange Act) of the Units and the Shares as a part thereof, sell, bid for or purchase, apply or agree to pay to any Person (other than the Dealer-Manager) any compensation for soliciting another to purchase any other securities of the Company (except for the solicitation of the exercises of Rights pursuant to the Offer Documents). The foregoing shall not apply to the offer, sale, agreement to sell or delivery with respect to (i) Units and Shares offered and sold upon exercise of the Rights, as described in the Prospectus, or (ii) any shares of Common Stock sold pursuant to the Company's existing employee benefit plans; or (iii) the Company's At The Market offering.

(kk) Each "forward-looking statement" (within the meaning of Section 27A of the Securities Act or Section 21E of the Exchange Act) included in the Registration Statement, any Base Prospectus and the Prospectus has been made or reaffirmed with a reasonable basis and has been disclosed in good faith.

As used in this Agreement, the term "the Company's knowledge" (or similar language) shall mean the actual knowledge of the Company's Chief Executive Officer, Chief Operating Officer and Chief Financial Officer with the assumption that such officers shall have made reasonable and diligent inquiry of the matters presented (with reference to what is customary and prudent for the applicable individuals in connection with the discharge by the applicable individuals of their duties as officers or directors of the Company).

As used in this Agreement, references to matters being "material" with respect to the Company or any matter relating to the Company shall mean a material item, event, change, condition, status or effect related to the condition (financial or otherwise), properties, assets (including intangible assets), liabilities, business, prospects (as such prospects are disclosed or described in any preliminary prospectus or the prospectus), operations or results of operations of the Company, taken as a whole.

6. Compensation.

(a) In consideration for its services in the Offering, the Dealer-Manager shall receive a cash fee equal to 7.0% of the gross dollar amount of any exercise of the Unit Subscription Rights, Over subscription Privilege and Series Rights by investors in the Offering (the "Aggregate Exercise Price") as a commission; provided however, if the Aggregate Exercise Price is more than $10 million but less than $20 million, the cash fee will be adjusted to 6.0%; provided further, if the Aggregate Exercise Price is less than $10 million, the cash fee will be adjusted to 5.0%. The Dealer-Manager will also receive an out of pocket accountable expense allowance not to exceed $35,000. The Company has previously paid the Dealer-Manager a $35,000 advance against such accountable expense allowance (the "Advance"). If the Offering is not consummated, the portion of the Advance not used for the Dealer-Manager's actual out-of-pocket expenses shall be promptly reimbursed to the Company as required under FINRA Rule 5110(g) (4)(A). All payments to be made by the Company pursuant to this Section 6(a) shall be made at each applicable closing by wire transfer of immediately available funds upon the consummation of the subscriptions for (1) Units pursuant to Unit Subscription Rights and (2) Common Stock pursuant to (a) Series A Rights, and (b) Series B Rights (each (1), (2(a)), and (2(b)), each a "Closing Date").

(b) Notwithstanding the foregoing and subject to entry into an mutually acceptable form of selected dealer agreement(s) by the parties with other registered broker-dealers in connection with the exercise of the Rights, the Dealer-Manager may allocate to any such other registered broker- dealer a selected dealer fee, constituting a portion of its dealer-manager fee or placement fee, as applicable, equal to 2.5% of the total gross proceeds paid to and received by the Company for subscriptions accepted by the Company from clients of such other broker- dealers pursuant to the exercise of their Rights in the Offering.

7. Expenses. Subject to Section 6 hereof the Company shall pay or cause to be paid:

(a) all expenses (including any taxes) incurred by the Company in connection with the Offering and the authorization, preparation, issuance, execution, authentication and delivery of the Rights and the Shares;

(b) all fees, expenses and disbursements of the Company's accountants, legal counsel and other third party advisors;

(c) all reasonable and documented costs and expenses of the Dealer-Manager as set forth in Section 6 above and reimbursable upon any termination of this Agreement only as permitted by FINRA Rule 5110(g)(4)(A);

(d) all agreed-upon fees and expenses of the Subscription Agent and the Information Agent;

(e) all fees, expenses and disbursements (including, without limitation, fees and expenses of the Company's accountants and counsel) in connection with the preparation, printing, filing, delivery and shipping of the Registration Statement (including the financial statements therein and all amendments and exhibits thereto), each Base Prospectus, the Prospectus, the other Offer Documents and any amendments or supplements of the foregoing and any printing, delivery and shipping of this Agreement to any organization of soliciting dealers, if any, to the members thereof by mail, fax or other means of communications;

(f) all reasonable fees, expenses and disbursements, if any, relating to the registration or qualification of the Rights and the Shares under the "blue sky" securities laws of any states or other jurisdictions;

(g) all filing fees of the Commission;

(h) all filing fees relating to the review of the Offering by FINRA;

(i) any applicable listing or other fees;

(j) the cost of printing certificates representing the Rights and the Shares;

(k) the cost and charges of the Company's transfer agent(s) or registrar(s); and

(l) all other costs and expenses incident to the performance of the Company's obligations hereunder for which provision is not otherwise made in this Section 7.

All payments to be made by the Company pursuant to this Section 7 shall be made promptly after the termination or expiration of the Offering or, if later, promptly after the related fees, expenses or charges accrue and an invoice therefor is sent by the Dealer-Manager. The Company shall perform its obligations set forth in this Section 7 whether or not the Offering commences or any Rights are exercised pursuant to the Offering. For the avoidance of doubt, except as reimbursed pursuant to the accountable expense allowance, the Dealer-Manager shall be responsible for expenses it incurs with respect to the performance of its obligations under this Agreement, including without limitation expenses it incurs with respect to travel and lodging expenses in connection with "roadshow" trips and legal counsel and other third parties engaged by the Dealer-Manager.

8. Stockholder Lists; Subscription Agent; Information Agent.

(a) The Company will cause the Dealer-Manager to be provided with any cards or lists showing the names and addresses of, and the number of shares of Common Stock held by or beneficially owned by, the holders of shares of Common Stock and eligible warrant holders as of a recent date and will use its best efforts to cause the Dealer-Manager to be advised from time to time during the period, as the Dealer-Manager shall request, of the Offering as to any transfers of record of Common Stock.

(b) The Company (i) has arranged for the Subscription Agent to serve as subscription agent in connection with the Offering, (ii) will arrange for the Subscription Agent to advise the Dealer-Manager regularly as to such matters as the Dealer-Manager may reasonably request, including the number of Rights that have been exercised, and (iii) will arrange jointly with the Dealer-Manager for the Escrow Agent to be responsible for receiving subscription funds paid.

(c) The Company has arranged for the Information Agent to serve as the information agent in connection with the Offering (together with the Subscription Agent and Escrow Agent the "Agents") and to perform services in connection with the Offering that are customary for an information agent.

9. Covenants of the Company. The Company covenants and agrees with the Dealer-Manager:

(a) To use its best efforts to cause the Registration Statement and any amendments thereto to become effective; to advise the Dealer- Manager, promptly after it receives notice thereof, of the time when the Registration Statement, or any amendment thereto, becomes effective or any supplement to the Prospectus or any amended Prospectus has been filed and to furnish the Dealer-Manager with copies thereof; to prepare a Prospectus in a form approved by the Dealer-Manager (such approval not to be unreasonably withheld or delayed) and to file such Prospectus pursuant to Rule 424(b) under the Securities Act within the time prescribed by such rule; to advise the Dealer-Manager, promptly after it receives notice thereof, of the issuance by the Commission of any stop order or of any order preventing or suspending the use of any Base Prospectus or the Prospectus, of the suspension of the qualification of the Rights for offering or sale in any jurisdiction, of the initiation or threatening of any proceeding for any such purpose, or of any request by the Commission for the amending or supplementing of the Registration Statement or the Prospectus or for additional information; and, in the event of the issuance of any stop order or of any order preventing or suspending the use of any Base Prospectus or the Prospectus or suspending any such qualification, to use promptly its reasonable best efforts to obtain its withdrawal.

(b) To deliver promptly to the Dealer-Manager, at any such location as requested by the Dealer-Manager, such number of the following documents as the Dealer-Manager shall reasonably request: (i) conformed copies of the Registration Statement as originally filed with the Commission and each amendment thereto (in each case excluding exhibits other than this Agreement, any other Offer Documents filed as exhibits), (ii) each Base Prospectus, the Prospectus and any amended or supplemented Prospectus and (iii) any document incorporated by reference in the Prospectus (excluding exhibits thereto); and, if the delivery of a prospectus is required at any time during which the Prospectus relating to the Rights, Units or the Shares is required to be delivered under the Securities Act and if at such time any events shall have occurred as a result of which the Prospectus as then amended or supplemented would include any untrue statement of a material fact or omit to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made when such Prospectus is delivered, not misleading, or, if for any other reason it shall be necessary during such period to amend or supplement the Prospectus or to file under the Exchange Act any document incorporated by reference in the Prospectus in order to comply with the Securities Act or the Exchange Act, to notify the Dealer-Manager and, upon its request, to file such document and to prepare and furnish without charge to the Dealer-Manager as many copies as the Dealer-Manager may from time to time reasonably request of an amended or supplemented Prospectus which will correct such statement or omission or effect such compliance.

(c) To file promptly with the Commission any amendment to the Registration Statement or the Prospectus or any supplement to the Prospectus that may, in the judgment of the Company or the Dealer-Manager, be necessary or advisable in connection with the distribution of the Rights, Units or the sale of the Shares or be requested by the Commission.

(d) Prior to filing with the Commission any: (i) Base Prospectus, (ii) amendment to the Registration Statement, any document incorporated by reference in the Prospectus or (iii) any Prospectus pursuant to Rule 424 of the Securities Act, to furnish a copy thereof to the Dealer-Manager and counsel for the Dealer-Manager and obtain the consent, which does not have to be in written form, of the Dealer-Manager to the filing (which consent shall not be unreasonably withheld).

(e) To furnish to the Dealer-Manager copies of all materials not available via EDGAR furnished by the Company to its stockholders and all public reports and all reports and financial statements furnished by the Company to the principal national securities exchange upon which any of the Company's securities may be listed pursuant to requirements of or agreements with such exchange or to the Commission pursuant to the Exchange Act or any rule or regulation of the Commission thereunder.

(f) To qualify or register the Rights, Units and the Shares for sale under (or obtain exemptions from the application of) the state securities or blue sky laws of those jurisdictions designated by the Dealer-Manager, the Company shall comply with such laws and shall continue such qualifications, registrations and exemptions in effect so long as required for the distribution of the Rights, Units and the Shares, as applicable. The Company shall not be required to qualify as a foreign corporation or to take any action that would subject it to general service of process in any such jurisdiction where it is not presently qualified or where it would be subject to taxation as a foreign corporation. The Company will advise the Dealer-Manager promptly of the suspension of the qualification or registration of (or any such exemption relating to) the Rights, Units and the Shares for offering, sale or trading in any jurisdiction or any initiation or threat of any proceeding for any such purpose, and in the event of the issuance of any order suspending such qualification, registration or exemption, the Company shall use its best efforts to obtain the withdrawal thereof at the earliest possible moment.

(g) To apply the net proceeds from the exercise of the Rights in the manner described under the caption "Use of Proceeds" in the Prospectus.

(h) To list for trading the Shares on Nasdaq and to maintain the listing of the Shares on Nasdaq.

(i) To take such steps as shall be necessary to ensure that the Company shall not become an "investment company" within the meaning of such term under the Investment Company Act of 1940 and the rules and regulations of the Commission thereunder.

(j) To advise the Dealer-Manager, directly or through the Subscription Agent, from time to time, as the Dealer-Manager shall request, of the number of Shares subscribed for, and arrange for the Subscription Agent to furnish the Dealer-Manager with copies of written reports it furnishes to the Company concerning the Offering.

(k) To commence mailing the Offer Documents to record holders of the Common Stock and eligible warrant holders not later than the second (2nd) business day following the record date for the Offering, and to complete such mailing as soon as practicable.

(l) To reserve and keep available for issue, upon the exercise of the Rights, such number of authorized but unissued shares of Common Stock as will be sufficient to permit the exercise in full of all Rights, except as otherwise contemplated by the Prospectus.

(m) To not take, directly or indirectly, any action designed to cause or to result in, or that has constituted or which might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the issuance of the Rights or the sale or resale of the Shares, including during the Offering.

10. Conditions of Dealer-Manager's Obligations. The obligations of the Dealer-Manager hereunder are subject to (and the occurrence of any closing shall be conditioned upon) the accuracy, as of the date hereof and at all times during the Offering, of the representations and warranties of the Company contained herein, to the performance by the Company of its obligations hereunder and to the following additional conditions:

(a) (i) The Registration Statement shall have become effective and the Prospectus shall have been timely filed with the Commission in accordance with the Securities Act; (ii) all post-effective amendments to the Registration Statement shall have become effective; (iii) no stop order suspending the effectiveness of the Registration Statement or any amendment or supplement thereto shall have been issued and no proceedings for the issuance of any such order shall have been initiated or threatened, and (iv) any request of the Commission for additional information (to be included in the Registration Statement or the Prospectus or otherwise) shall have been disclosed to the Dealer-Manager and complied with to the Dealer-Manager's reasonable satisfaction.

(b) The Dealer-Manager shall not have been advised by the Company or shall have discovered and disclosed to the Company that the Registration Statement or the Prospectus or any amendment or supplement thereto, contains an untrue statement of fact which in the Dealer-Manager's opinion, or in the opinion of counsel to the Dealer-Manager, is material, or omits to state a fact which, in the Dealer- Manager's opinion, or in the opinion of counsel to the Dealer-Manager, is material and is required to be stated therein or is necessary to make the statements therein not misleading and that has not been corrected or disclosed in one or more amendments to the Registration Statement or the Prospectus.

(c) All corporate proceedings and other legal matters incident to the authorization, form and validity of this Agreement, the Rights, the Units, the Shares, the Registration Statement and the Prospectus, and all other legal matters relating to this Agreement and the transactions contemplated hereby shall be reasonably satisfactory in all material respects to counsel for the Dealer-Manager, and the Company shall have furnished to such counsel all documents and information that they may reasonably request to enable them to pass upon such matters.

(d) On each Closing Date, there shall have been furnished to the Dealer-Manager the signed opinion and negative assurance letter (addressed to the Dealer-Manager) of Lewis Brisbois Bisgaard & Smith LLP, counsel for the Company, dated as of the Closing Date and in form and substance reasonably satisfactory to counsel for the Dealer-Manager.

(e) On or prior to the Record Date, the Company shall cause the Auditors to furnish the Dealer-Manager a letter ("Comfort Letter"), dated the date the applicable letter is delivered, providing comfort with respect to matters ordinarily covered by the Auditors' "comfort letters" to underwriters in connection with registered public offerings in a form reasonably acceptable to the Dealer-Manager and its counsel; provided, that if requested by the Dealer-Manager, the Company shall cause an additional Comfort Letter to be furnished to the Dealer-Manager prior to the Record Date. At each Closing, the Company shall cause the Auditors to furnish the Dealer-Manager with a letter ("Bring Down Letter") updating the Comfort Letter with any information that would have been included had it been given on such date and modified as necessary to relate to the Registration Statement and the Prospectus, as amended and supplemented to the date of such letter.

(f) The Company shall have furnished to the Dealer-Manager a certificate, dated as of each Closing Date, of its Chief Executive Officer and Chief Financial Officer stating that:

i. To their knowledge after reasonable investigation, the representations, warranties, covenants and agreements of the Company hereof are true and correct in all material respects;

ii. The conditions to closing set forth in this Agreement have been fulfilled;

iii. The Company has not sustained any material loss or interference with its business, whether or not covered by insurance, or from any labor dispute or any legal or governmental proceeding;

iv. Subsequent to the respective dates as of which information is given in the Registration Statement and the Prospectus, there has not been any Material Adverse Change; and

v. They have carefully examined the Registration Statement and the Prospectus and, in their opinion (A) the Registration Statement and the Prospectus, as of the Effective Date, did not include any untrue statement of a material fact and did not omit to state any material fact required to be stated therein or necessary to make the statements therein not misleading, and (B) since the Effective Date, no event has occurred which should have been set forth in a supplement or amendment to the Registration Statement or the Prospectus.

(g) No event has occurred at the Company since the date of the latest audited financial statements, unless subsequently disclosed in an interim financial statement filed with the Commission, included in the Prospectus any Material Adverse Change, the effect of which is, in the judgment of the Dealer-Manager, so material and adverse as to make it impracticable or inadvisable to proceed with the Offering.

(h) Neither FINRA nor Nasdaq shall have objected to the Offering.

(i) The Common Stock shall then be listed and trading on Nasdaq and, prior to their issuance, Nasdaq shall have approved the listing of the Shares, subject only to official notice of issuance.

(j) All opinions, letters, evidence and certificates mentioned above or elsewhere in this Agreement shall be deemed to be in compliance with the provisions hereof only if they are in form and substance reasonably satisfactory to counsel for the Dealer-Manager. If any of the conditions specified in this Section 10 shall not have been fulfilled when and as required by this Agreement, this Agreement and all obligations of the Dealer-Manager hereunder may be canceled at, or at any time during the Offering by the Dealer-Manager. Any such cancellation shall be without liability of the Dealer-Manager to the Company. Notice of such cancellation shall be given the Company in writing, or by telegraph or telephone and confirmed in writing.

11. Indemnification and Contribution.

(a) The Company (the "Indemnifying Party") agrees to indemnify and hold harmless the Dealer-Manager and its affiliates and any officer, director, employee or agent of the Dealer-Manager or any such affiliates and any Person controlling (within the meaning of Section 15 of the Securities Act and Section 20 of the Exchange Act) the Dealer-Manager or any of such affiliates (collectively, the "Indemnified Parties") from and against any and all losses, claims, damages, liabilities, expenses and actions (including stockholder actions, in respect thereof) whatsoever, under the Securities Act or otherwise (as incurred or suffered and including, but not limited to, any and all legal or other expenses incurred in connection with investigating, preparing to defend or defending any lawsuit, claim or other proceeding, commenced or threatened, whether or not resulting in any liability, which legal or other expenses shall be reimbursed by the Company promptly after receipt of any invoices therefore from the Dealer-Manager), (A) arising out of or based upon: (i) any untrue statement or alleged untrue statement of a material fact contained in the Registration Statement or any amendment thereto, or the omission or alleged omission to state therein a material fact required to be stated therein or necessary in order to make the statements therein not misleading (other than statements or omissions made in reliance upon and in conformity with the Dealer-Manager Information), (ii) any untrue statement or alleged untrue statement of a material fact contained in any Offer Document and not in the Registration Statement (or any amendment or supplement thereto), in any other solicitation material used by the Company or authorized by it for use in connection with the Offering, or in any blue sky application or other document prepared or executed by the Company (or based on any written information furnished by the Company) specifically for the purpose of qualifying any or all of the Rights, Units or the Shares under the securities laws of any state or other jurisdiction (any such application, document or information being hereinafter called a "Blue Sky Application") or arising out of or based upon the omission or alleged omission to state in any such document a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading (other than statements or omissions made in reliance upon and in conformity with the Dealer-Manager Information), (iii) any withdrawal or termination by the Company of, or failure by the Company to make or consummate, the Offering, (iv) any actions taken or omitted to be taken by an Indemnified Party with the express consent of the Company or in conformity with actions taken or omitted to be taken by the Company or (v) any failure by the Company to comply with any agreement or covenant contained in this Agreement, or (B) arising out of, relating to or in connection with or alleged to arise out of, relate to or be in connection with, the Offering, any of the other transactions or contemplated thereby or the performance of the Dealer-Manager's services to the Company with respect to the Offering and pursuant to ancillary agreements contemplated thereby; provided, however, that in the case of clause (B) only, the Company shall not be responsible for any liabilities or expenses of any Indemnified Party that have resulted primarily from such Indemnified Party's (x) gross negligence, bad faith or willful misconduct in connection with any of the advice, actions, inactions or services referred to herein or (y) use of any offering materials or information concerning the Company in connection with the Offering that were not authorized for such use by the Company and which use constitutes gross negligence, bad faith or willful misconduct.

(b) Promptly after receipt by an Indemnified Party of notice of any intention to commence an action, suit or proceeding or notice of the commencement of any action, suit or proceeding, such Indemnified Party will, if a claim in respect thereof is to be made against in respect of any matter for which indemnity may be sought pursuant hereto, promptly notify the Company in writing of the same. The Company shall, if requested by an Indemnified Party, assume control of the defense of any such claim including the employment of counsel reasonably satisfactory to the Indemnified Party, which counsel may also be counsel to the Company. An Indemnified Party may employ counsel to participate in the defense of any such action provided, that the employment of such counsel shall be at the Indemnified Party's own expense, unless (i) the employment of such counsel has been authorized in writing by the Company, (ii) the Indemnified Party has reasonably concluded (based upon advice of counsel to the Indemnified Party) that there may be legal defenses available to it or other Indemnified Parties that are different from or in addition to those available to the Company, or that a conflict or potential conflict exists (based upon advice of counsel to the Indemnified Party) between the Indemnified Party and the Company that makes it impossible or inadvisable for counsel to the Indemnifying Party to conduct the defense of both the Company and the Indemnified Party (in which case the Company will not have the right to direct the defense of such action on behalf of the Indemnified Party), or (iii) the Company has not in fact employed counsel reasonably satisfactory to the Indemnified Party to assume the defense of such action within a reasonable time after receiving notice of the action, suit or proceeding, in each of which case the reasonable fees, disbursements and other charges of such counsel will be at the expense of the Company; provided, further, that in no event shall the Company be required to pay fees and expenses for more than one firm of attorneys representing Indemnified Parties unless the defense of one Indemnified Party is unique or separate from that of another Indemnified Party subject to the same claim or action. Any failure or delay by an Indemnified Party to give the notice referred to in this paragraph may affect such Indemnified Party's right to be indemnified hereunder to the extent that such failure or delay prejudices the Company's ability to defend such action, suit or proceeding on behalf of such Indemnified Party, or otherwise results in harm to the Company.

(c) If the indemnification provided for in Section 11(a) is judicially determined to be unavailable (other than in accordance with the terms hereof) to any Indemnified Party otherwise entitled to indemnity in respect of any losses, claims, damages or liabilities referred to herein, then, in lieu of indemnifying such person hereunder, whether or not the Dealer-Manager is the person entitled to indemnification or reimbursement, the Company shall contribute to the amount paid or payable by the Indemnified Party as a result of such losses, claims, damages or liabilities (and expenses relating thereto) (i) in such proportion as is appropriate to reflect the relative benefits to the Company, on the one hand, and the Dealer-Manager, on the other hand, of the Offering or (ii) if the allocation provided for in clause (i) above is not available, in such proportion as is appropriate to reflect not only the relative benefits referred to in such clause (i) but also the relative fault of each of the Company and the Dealer-Manager, as well as any other relevant equitable considerations; provided, however, in no event shall the Dealer-Manager's aggregate contribution to the amount paid or payable exceed the aggregate amount of fees actually received by the Dealer-Manager under this Agreement. For the purposes of this Agreement, the relative benefits to the Company and to the Dealer-Manager of the engagement shall be deemed to be in the same proportion as (a) the total value paid or contemplated to be paid or received or contemplated to be received by the Company in the Offering, whether or not the Offering is consummated, bears to (b) the fees paid or to be paid to the Dealer-Manager under this Agreement.

(d) The Company also agrees that neither the Dealer-Manager, nor any other Indemnified Party, shall have any liability to the Company for or in connection with the Dealer-Manager's engagement as Dealer-Manager, except for any such liability for losses, claims, damages, liabilities or expenses incurred by the Company which have resulted primarily from the Dealer-Manager's or Indemnified Party's bad faith, willful misconduct or gross negligence or the use of any offering material or information concerning the Company in connection with the Offering which were not authorized for such use. The foregoing agreement shall be in addition to any rights that the Dealer-Manager, the Company or any Indemnified Party may have at common law or otherwise, including, but not limited to, any right to contribution. For the sole purpose of enforcing and otherwise giving effect to the provisions of this Agreement, the Company hereby consents to personal jurisdiction and service and venue in any court in which any claim which is subject to this agreement is brought against the Dealer-Manager or any other indemnified party.

(e) The Company agrees that it will not, without the prior written consent of the Dealer-Manager, which consent shall not be unreasonably withheld, settle or compromise or consent to the entry of any judgment with respect to any pending or threatened claim, action, suit or proceeding in respect of which indemnification or contribution may be sought hereunder (whether or not the Dealer-Manager is an actual or potential party to such claim, action, suit or proceeding) unless such settlement, compromise or consent (i) relates solely to the payment of monetary damages and does not include any admission of liability on the part of the Dealer-Manager, and (ii) includes an unconditional release, reasonably satisfactory in form and substance to the Dealer-Manager, releasing the Dealer-Manager from all liability arising out of such claim, action, suit or proceeding.

(f) In the event that an Indemnified Party is requested or required to appear as a witness in any action brought by or on behalf of or against the Company in which such Indemnified Party is not named as a defendant, the Company agrees to promptly reimburse the Indemnified Party on a monthly basis for all expenses reasonably incurred by it in connection with such Indemnified Party's appearing and preparing to appear as such a witness, including, without limitation, the reasonable fees and disbursements of its legal counsel.

(g) If multiple claims are brought, and indemnification is permitted under applicable law and provided for under this Agreement with respect to at least one of such claims, the Company agrees that any judgment or arbitration award shall be conclusively deemed to be based on claims as to which indemnification is permitted and provided for, except to the extent the judgment or arbitrate award expressly states that it, or any portion thereof, is based solely on a claim as to which indemnification is not available.

(h) The Company agrees to reimburse each Indemnified Party for all expenses as they are incurred in connection with enforcing such Indemnified Party's rights hereunder.

12. Effective Date of Agreement; Termination.

(a) This Agreement shall become effective upon the later of the time on which the Dealer-Manager shall have received notification of the effectiveness of the Registration Statement and the time which this Agreement shall have been executed by all of the parties hereto.

(b) This Agreement shall terminate upon the earliest to occur of (i) the consummation, termination or withdrawal of the Offering; (ii) withdrawal by the Dealer-Manager pursuant to Section 4; or (iii) mutual agreement by the Company and Dealer-Manager.

(c) Any termination of this Agreement pursuant to this Section 12 shall be without liability on the part of the Company or the Dealer-Manager, except as otherwise provided in Section 11 hereof. Any notice referred to above may be given pursuant to Section 14 hereof.

13. Survival of Certain Provisions. The agreements contained in Sections 3, 6, 7, 11 and 13 through 22 hereof and the representations, warranties and agreements of the Company contained in Section 5 hereof shall survive the consummation of or failure to commence the Offering and shall remain in full force and effect, regardless of any termination or cancellation of this Agreement or any investigation made by or on behalf of any indemnified party; provided that the Company's obligations under Section 7 to reimburse the Dealer-Manager for accountable expenses are subject to FINRA Rule 5110(g)(4)(A) in that such expenses are only reimbursable to the extent actually incurred and only if the Offering actually closes.

14. Notices. All notices and other communications required or permitted to be given under this Agreement shall be in writing and shall be deemed to have been duly given and effective upon receipt if (a) delivered personally, (b) sent by email transmission, or (c) sent by nationally recognized overnight courier, to the parties hereto as follows:

If to the Dealer-Manager:

Moody Capital Solutions, Inc.

2458 Dunkerrin Lane

Atlanta, GA 30360

Attention: Mr. Richard H. Kreger, Senior Managing Director Email: rkreger@moodycapital.com

With a copy (which shall not constitute notice) to:

Procopio, Cory, Hargreaves & Savitch LLP

Attention: Ruba Qashu

12544 High Bluff Dr

Unit 400

San Diego, CA 92130

Email: ruba.qashu@procopio.com

If to the Company:

Fawad Maqbool., Chief Executive Officer

Amplitech Group, Inc.

155 Plant Ave,

Hauppauge, NY 11788

Email: fmaqbool@amplitechgroup.com

With a copy (which shall not constitute notice) to:

Lewis Brisbois Bisgaard & Smith LLP

Attention: Daniel B. Eng

45 Freemont Street,

Suite 3000

San Francisco, CA 94105

Attention: Daniel B. Eng

Email: Daniel.Eng@lewisbrisbois.com

15. Parties. This Agreement shall inure to the benefit of and be binding upon the Dealer-Manager, the Company and their respective successors. This Agreement and the terms and provisions hereof are for the sole benefit of only those Persons, except that the representations, warranties, indemnities and agreements of the Company contained in this Agreement shall also be deemed to be for the benefit of the Person or Persons, if any, who control the Dealer-Manager within the meaning of Section 15 of the Securities Act. Nothing in this Agreement shall be construed to give any Person, other than the Persons referred to in this Section, any legal or equitable right, remedy or claim under or in respect of this Agreement or any provision contained herein.

16. Amendment. This Agreement may not be amended or modified except in writing signed by each of the parties hereto.

17. Governing Law; Venue. This Agreement shall be deemed to have been executed and delivered in New York and both this Agreement and the transactions contemplated hereby shall be governed as to validity, interpretation, construction, effect, and in all other respects by the laws of the State of New York, without regard to the conflicts of laws principles thereof (other than Section 5-1401 of The New York General Obligations Law). Each of the Dealer-Manager and the Company: (a) agrees that any legal suit, action or proceeding arising out of or relating to this Agreement and/or the transactions contemplated hereby shall be instituted exclusively in the Supreme Court of the State of New York, New York County, or in the United States District Court for the Southern District of New York, (b) waives any objection which it may have or hereafter to the venue of any such suit, action or proceeding, and (c) irrevocably consents to the jurisdiction of Supreme Court of the State of New York, New York County, or in the United States District Court for the Southern District of New York in any such suit, action or proceeding. Each of the Dealer-Manager and the Company further agrees to accept and acknowledge service of any and all process which may be served in any such suit, action or proceeding in the Supreme Court of the State of New York, New York County, or in the United States District Court for the Southern District of New York and agrees that service of process upon the Company mailed by certified mail to the Company's address or delivered by Federal Express via overnight delivery shall be deemed in every respect effective service of process upon the Company, in any such suit, action or proceeding, and service of process upon the Dealer-Manager mailed by certified mail to the Dealer-Manager's address or delivered by Federal Express via overnight delivery shall be deemed in every respect effective service process upon the Dealer-Manager, in any such suit, action or proceeding. THE COMPANY (ON BEHALF OF ITSELF AND, TO THE FULLEST EXTENT PERMITTED BY LAW, ON BEHALF OF ITS RESPECTIVE EQUITY HOLDERS AND CREDITORS) HEREBY WAIVES ANY RIGHT THEY MAY HAVE TO A TRIAL BY JURY IN RESPECT OF ANY CLAIM BASED UPON, ARISING OUT OF OR IN CONNECTION WITH THIS AGREEMENT AND THE TRANSACTIONS CONTEMPLATED BY THIS AGREEMENT, THE REGISTRATION STATEMENT, ANY PRELIMINARY PROSPECTUS AND THE PROSPECTUS.

18. Entire Agreement. This Agreement, together with the exhibit attached hereto, as the same may be amended from time to time in accordance with the terms hereof, contains the entire agreement among the parties hereto relating to the subject matter hereof and there are no other or further agreements outstanding not specifically mentioned herein. In the event that there are any terms and conditions that are inconsistent between this Agreement and the Proposed Offering Engagement letter dated September 16, 2025, the terms and conditions of this Agreement will prevail.

19. Assignment. Neither this Agreement nor any right or interest hereunder shall be assignable by the Company or the Dealer-Manager without the prior written consent of the other party hereto; provided.

20. Severability. If any term or provision of this Agreement or the performance thereof shall be invalid or unenforceable to any extent, such invalidity or unenforceability shall not affect or render invalid or unenforceable any other provision of this Agreement and this Agreement shall be valid and enforced to the fullest extent permitted by law.

21. Headings. The headings herein are inserted for convenience of reference only and are not intended to be part of, or to affect the meaning or interpretation of, this Agreement.

22. Counterparts. This Agreement may be executed in any number of counterparts, each of which shall be deemed to be an original, but all such counterparts shall together constitute one and the same instrument. Delivery of a signed counterpart of this Agreement by facsimile or other electronic transmission (including .pdf or any electronic signature complying with the U.S. federal ESIGN Act of 2000, e.g., www.docusign.com) shall be deemed to have been duly and validly delivered and be valid and effective for all purposes.

23. Confidential Information. During the course of its representation as Dealer-Manager, including work prior to the date of this Agreement, the Dealer- Manager obtained Confidential Information regarding the Company. The Dealer-Manager represents that it will not disclose or use any Confidential Information regarding the Company without its written permission. Confidential Information means non-public information of the Company and specifically includes, but is not necessarily limited to, know-how, techniques, designs, specifications, data, marketing plans, trade secrets, personnel information and plans, financial information and projections, intellectual property, business strategies, pricing policies, business opportunities, and information, books, and records. Confidential Information does not include any information that: (i) is or subsequently becomes publicly available without the Dealer-Manager's breach, directly or indirectly, of any obligation owed to the Company; (ii) became known to the Dealer-Manager or any of its representatives prior to the Company's disclosure of such information to the Dealer-Manager; (iii) became or becomes known to the Dealer-Manager or any of its representatives from a source other than the Company other than by the breach of an obligation of confidentiality owed to the Company; or (iv) is independently developed, without any use of the Company's Confidential Information, by the Dealer-Manager or any of its representatives as evidenced by its written records.

[Signature Page Follows]

If the foregoing correctly sets forth your understanding, please so indicate in the space provided below for that purpose, whereupon this letter shall constitute a binding agreement among us.

Very truly yours,

---

| | |
|:---|:---|
| AMPLITECH GROUP, INC. | AMPLITECH GROUP, INC. |
| By: |  |
| Name: | Fawad Maqbool |
| Title: | Chief Executive Officer |

---

Accepted and Agreed as of the date first written above:

---

| | |
|:---|:---|
| MOODY CAPITAL SOLUTIONS, INC. | MOODY CAPITAL SOLUTIONS, INC. |
| By: |  |
| Name: | Richard H. Kreger |
| Title: | Senior Managing Director |

---

[Signature Page to Dealer-Manager Agreement]

## Exhibit 4.1

**Exhibit 4.1**

---

| | |
|:---|:---|
| **CERTIFICATE #** | **NUMBER OF UNIT SUBSCRIPTION RIGHTS:** |
|  | **CUSIP:** |

---

THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH IN THE COMPANY'S PROSPECTUS SUPPLEMENT DATED OCTOBER 30, 2025 AND THE BASE PROSPECTUS DATED AUGUST 4, 2025 (COLLECTIVELY, THE "**PROSPECTUS**") AND ARE INCORPORATED HEREIN BY REFERENCE. COPIES OF THE PROSPECTUS ARE AVAILABLE UPON REQUEST FROM <u>MACKENZIE PARTNERS, INC., THE INFORMATION AGENT, AT (212) 929-5500 OR CALL TOLL-FREE AT (800) 322-2885 OR BY EMAIL AT AMPG@MACKENZIEPARTNERS.COM.</u> 

**<u>AMPLITECH GROUP, INC.</u>**

**(Incorporated under the laws of the State of Nevada)**

**<u>TRANSFERABLE UNIT SUBSCRIPTION RIGHTS CERTIFICATE</u>**

Evidencing transferable subscription rights, each to purchase one Unit,

each Unit consisting of one share of Common Stock, one Series A Right and one Series B Right

Unit Subscription Price: $4.00

THE UNIT SUBSCRIPTION RIGHTS WILL EXPIRE IF NOT EXERCISED ON OR BEFORE 5:00 P.M., EASTERN TIME, ON **DECEMBER 10, 2025**, SUBJECT TO EXTENSION OR EARLIER TERMINATION.

REGISTERED OWNER:

THIS CERTIFIES THAT the registered owner whose name is inscribed hereon is the owner of the number of transferable unit subscription rights ("Unit Subscription Rights") set forth above. Each Unit Subscription Right entitles the holder thereof to subscribe for and purchase one unit ("Unit") of Amplitech Group, Inc., a Nevada corporation (the "Company"), subject to potential pro-rata adjustment due to the maximum Unit Subscription Rights limitation as set forth in the Prospectus, at a subscription price equal to $4.00 (the "Unit Subscription Price"), pursuant to the rights offering being conducted by the Company (the "Rights Offering"), on the terms and subject to the conditions set forth in the Prospectus and the "Instructions as to Use Of Transferable Unit Subscription Rights Certificate" accompanying this Transferable Unit Subscription Rights Certificate. Each Unit consists of one share of common stock, one series A right ("Series A Right") and one series B right ("Series B Right" and, collectively, with the Series A Right, the "Series Rights"). Each Series Right will be exercisable for one share of our common stock, at an exercise price equal to (i) in the case of the Series A Right, $5.00, and (ii) in the case of the Series B Right, $6.00.

Each Unit Subscription Right consists of a basic subscription right and an oversubscription privilege. If you exercise your basic subscription rights in full, and any portion of the Units remain available under the Unit Subscription Rights Offering that are not purchased by other holders of Unit Subscription Rights pursuant to the exercise of their basic rights, you will be entitled to an oversubscription privilege to purchase a portion of the unsubscribed units at the Unit Subscription Price, subject to proration and ownership limitations, as described in the Prospectus Supplement. The Unit Subscription Rights represented by this Transferable Unit Subscription Rights Certificate may be exercised by completing the appropriate forms on the reverse side hereof and by returning the full payment of the Unit Subscription Price for each unit in accordance with the instructions provided herein. If the Company is unable to issue the subscriber the full number of Units requested, the Escrow Agent will return to the subscriber any excess funds submitted as soon as practicable, without interest or deduction.

This Unit Subscription Rights Certificate is not valid unless countersigned by Vstock Transfer, LLC, the Subscription Agent.

WITNESS the seal of the Company and the signatures of its duly authorized officers.

---

| | | |
|:---|:---|:---|
|  | Countersigned and Registered | Countersigned and Registered |
| | By: | |
| Chief Executive Officer |  | Vstock Transfer, LLC |
| Chief Financial Officer |  |  |

---

**DELIVERY OPTIONS FOR TRANSFERABLE UNIT SUBSCRIPTION RIGHTS CERTIFICATE**

---

| | |
|:---|:---|
| <u>If delivering by hand</u>:<br> VStock Transfer, LLC<br> 18 Lafayette Place<br> Woodmere, NY 11598 | <u>If delivering by mail or overnight courier</u>:<br> VStock Transfer, LLC<br> 18 Lafayette Place<br> Woodmere, NY 11598 |

---

**DELIVERY OTHER THAN IN THE MANNER OR TO THE ADDRESSES LISTED ABOVE WILL NOT CONSTITUTE VALID DELIVERY**

PLEASE PRINT ALL INFORMATION CLEARLY AND LEGIBLY

**FORM 1-EXERCISE OF SUBSCRIPTION RIGHTS**

You have been allocated a maximum number of Units shown on this Transferable Unit Subscription Rights Certificate, subject to potential prorata adjustment due to the maximum Unit Subscription Rights limitation as set forth in the Prospectus. To subscribe for Units pursuant to your basic subscription right, please complete lines (a) and (c) and sign under Form 4 below. To subscribe for shares pursuant to your oversubscription privilege, please also complete line (b) and sign under Form 4 below. To the extent you subscribe for more Units than you are entitled under either the basic subscription right, subject to aggregate Unit issuance limitations and pro-rata adjustments, or the oversubscription privilege, you will be deemed to have elected to purchase the maximum number of Units for which you are entitled to subscribe under the basic subscription right or the oversubscription privilege, as applicable.

(a) EXERCISE
 OF BASIC SUBSCRIPTION RIGHT:

---

| | | |
|:---|:---|:---|
| I subscribe for _________________ | Units x $**4.00** | = $_________ |
| (Number of Units) | (Unit Subscription Price) | (amount)\* |

---

(b) EXERCISE
 OF OVERSUBSCRIPTION PRIVILEGE:

I**f you have exercised your basic subscription right in full and wish to subscribe for additional units pursuant to your oversubscription privilege:**

---

| | | |
|:---|:---|:---|
| I subscribe for _________________ | Units x $**4.00** | = $_________ |
| (Number of Units) | (Unit Subscription Price) | (amount)\* |

---

(c) Total
 Amount of Payment (lines (a) plus (b)) = $_________________

METHOD OF PAYMENT

Wire transfer of immediately available funds directly to the escrow account maintained by Citizens Bank, N.A., a national banking association acting through its Institutional Services Group located at 1 Citizens Drive, Riverside, RI 02915, as Escrow Agent, on our behalf for purposes of accepting subscriptions in this rights offering at:__________Bank; ABA #_________; Acct #________________; Reference: Amplitech Group, Inc.

**FORM 2-DELIVERY TO DIFFERENT ADDRESS (CHECK APPLICABLE BOX AND PROVIDE ALL REQUIRED INFORMATION)**

If you wish for the securities underlying your Unit Subscription Rights to be delivered to an address different from that shown on the face of this Transferable Unit Subscription Rights Certificate, please complete below, sign under Form 4 and have your signature guaranteed under Form 5.

☐ To the following alternate address:

------

(including zip code)

☐ To the following DWAC Account Number.

DTC number: _________________________________________________________ <br> Account name: _________________________________________________________ <br> Account number: _________________________________________________________

ANY QUESTIONS OR REQUESTS FOR ASSISTANCE CONCERNING THE RIGHTS OFFERING SHOULD BE DIRECTED TO MACKENZIE PARTNERS, INC., THE INFORMATION AGENT, TOLL-FREE AT (800) 322-2885 OR BY EMAIL AT AMPG@MACKENZIEPARTNERS.COM.

---

| | | |
|:---|:---|:---|
| **FORM 3-TRANSFER TO DESIGNATED TRANSFEREE**<br>| **FORM 4-SIGNATURE** | **FORM 5-SIGNATURE GUARANTEE** |
| To transfer your Unit Subscription Rights to another person, complete this Form 3, sign under Form 4 and have your signature guaranteed under Form 5. For value received of the Units represented by this Unit Subscription Rights Certificate are assigned to (you must obtain a **MEDALLION SIGNATURE GUARANTEE.):** | TO SUBSCRIBE: I acknowledge that I have received and carefully read the Prospectus for the Rights Offering and I hereby irrevocably subscribe for the number of units indicated above on the terms and conditions specified in the Prospectus.<br>| This form must be completed if you have completed any portion of **Form 2** and/or **Form 3**.<br>Signature Guaranteed: __________________<br> (Name of Bank or Firm) |
|  | Signature(s):____________________ | By:_________________________________ |
|  |  | (Signature of Officer) |
| Name: ___________________________________<br> **(Please Print)**<br>Address:__________________________________<br> **(Include Zip Code)** | IMPORTANT: The signature(s) must correspond with the name(s) as printed on the face of this Unit Subscription Rights Certificate in every particular, without alteration or enlargement, or any other change whatsoever. | IMPORTANT: The signature(s) should be guaranteed by an eligible guarantor institution (bank, stock broker, savings & loan association or credit union) with membership in an approved signature guarantee medallion program pursuant to Securities and Exchange Commission Rule 17Ad-15. |
| **(Tax Identification or Social Security No.)** |  |  |

---

ANY QUESTIONS OR REQUESTS FOR ASSISTANCE CONCERNING THE RIGHTS OFFERING SHOULD BE DIRECTED TO MACKENZIE PARTNERS, INC., THE INFORMATION AGENT, TOLL-FREE AT (800) 322-2885OR BY EMAIL AT AMPG@MACKENZIEPARTNERS.COM.

## Exhibit 4.2

**Exhibit 4.2**

---

| | |
|:---|:---|
| **CERTIFICATE #** | **NUMBER OF SERIES A RIGHTS:** |
|  | **CUSIP:** |

---

THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH IN THE COMPANY'S PROSPECTUS SUPPLEMENT DATED OCTOBER 30, 2025 AND THE BASE PROSPECTUS DATED AUGUST 4, 2025 (COLLECTIVELY, THE "**PROSPECTUS**") AND ARE INCORPORATED HEREIN BY REFERENCE. COPIES OF THE PROSPECTUS ARE AVAILABLE UPON REQUEST FROM <u>MACKENZIE PARTNERS, INC., THE INFORMATION AGENT, AT (212) 929-5500 OR CALL TOLL-FREE AT (800) 322-2885 OR BY EMAIL AT AMPG@MACKENZIEPARTNERS.COM.</u>

**<u>AMPLITECH GROUP, INC.</u>**

**(Incorporated under the laws of the State of Nevada)**

**<u>TRANSFERABLE SERIES A RIGHTS CERTIFICATE</u>**

Evidencing transferable Series A Rights, each to purchase one share of Common Stock

Exercise Price: $**5.00**

THE SERIES A RIGHTS WILL EXPIRE IF NOT EXERCISED ON OR BEFORE 5:00 P.M., EASTERN TIME, ON **JULY 18, 2026**

REGISTERED OWNER:

THIS CERTIFIES THAT the registered owner whose name is inscribed hereon is the owner of the number of transferable series A rights ("Series A Rights") set forth above. Each Series A Right entitles the holder thereof to purchase one share of common stock of Amplitech Group, Inc., a Nevada corporation (the "Company"), at an exercise price equal to $5.00, on the terms and subject to the conditions set forth in the Prospectus and the "Instructions as to Use Of Transferable Series Right Certificates" accompanying this Transferable Series A Rights Certificate.

Even if you exercise your Series A Rights in full, you will not be entitled to any oversubscription privilege with respect to the Series A Rights. The Series A Rights represented by this Transferable Series A Rights Certificate may be exercised by completing the appropriate forms on the reverse side hereof and by returning the total exercise amount in accordance with the instructions provided herein. This Series A Rights Certificate is not valid unless countersigned by Vstock Transfer, LLC, the Subscription Agent.

WITNESS the seal of the Company and the signatures of its duly authorized officers.

---

| | | |
|:---|:---|:---|
|  | Countersigned and Registered | Countersigned and Registered |
| Chief Executive Officer | By: |  |
|  |  | Vstock Transfer, LLC |
| Chief Financial Officer |  |  |

---

**DELIVERY OPTIONS FOR TRANSFERABLE SERIES A RIGHTS CERTIFICATE**

---

| | |
|:---|:---|
| <u>If delivering by hand</u>:<br> VStock Transfer, LLC<br> 18 Lafayette Place<br> Woodmere, NY 11598 | <u>If delivering by mail or overnight courier</u>:<br> VStock Transfer, LLC<br> 18 Lafayette Place<br> Woodmere, NY 11598 |

---

The Subscription Agent can be reached by telephone at (212) 828-8436, or by email at <u>action@vstocktransfer.com</u>.

**DELIVERY OTHER THAN IN THE MANNER OR TO THE ADDRESSES LISTED ABOVE WILL NOT CONSTITUTE VALID DELIVERY**

PLEASE PRINT ALL INFORMATION CLEARLY AND LEGIBLY

**FORM 1-EXERCISE OF SERIES A RIGHTS**

You have been allocated the number of Series A Rights shown on this Transferable Series A Rights Certificate. To exercise your Series A Rights, please complete the following and sign under Form 3 below.

EXERCISE OF SERIES A RIGHT:

---

| | | | | |
|:---|:---|:---|:---|:---|
| I exercise ______________________ | x | $**5.00** | = | $________ |
| (Number of Series A Rights) |  | (exercise price) |  | (amount)\* |

---

Total Amount of Payment Enclosed = $______________

METHOD OF PAYMENT

Wire transfer of immediately available funds directly to the escrow account maintained by Citizens Bank, N.A., a national banking association acting through its Institutional Services Group located at 1 Citizens Drive, Riverside, RI 02915, as Escrow Agent, on our behalf for purposes of accepting subscriptions in this rights offering at: Bank; ABA #__________ ; Acct #__________ ; Reference: Amplitech Group, Inc.

**FORM 2-DELIVERY TO DIFFERENT ADDRESS (CHECK APPLICABLE BOX AND PROVIDE ALL REQUIRED INFORMATION)**

If you wish for the Common Stock underlying your Series A Rights to be delivered to an address different from that shown on the face of this Transferable Series A Rights Certificate, please complete below, sign under Form 4 and have your signature guaranteed under Form 5.

☐ To the following alternate address:

(including zip code)

☐ To the following DWAC Account Number.

DTC number: <br> Account name: <br> Account number:

ANY QUESTIONS OR REQUESTS FOR ASSISTANCE CONCERNING THE RIGHTS OFFERING SHOULD BE DIRECTED TO MACKENZIE PARTNERS, INC., THE INFORMATION AGENT, TOLL-FREE AT (800) 322-2885 OR BY EMAIL AT AMPG@MACKENZIEPARTNERS.COM.

---

| | | |
|:---|:---|:---|
| **FORM 3-TRANSFER TO DESIGNATED TRANSFEREE**<br>| **FORM 4-SIGNATURE** | **FORM 5-SIGNATURE GUARANTEE** |
| To transfer your Series A Right to another person, complete this Form 3, sign under Form 4 and have your signature guaranteed under Form 5. For value received of the Series A Right represented by this Transferable Series A Rights Certificate are assigned to (you must obtain a **MEDALLION SIGNATURE GUARANTEE.):** | TO SUBSCRIBE: I acknowledge that I have received and carefully the Prospectus for the Rights Offering and I hereby irrevocably exercise the number of Series A Rights indicated above on the terms and conditions specified in the Prospectus.<br>| This form must be completed if you have completed any portion of **Form 2 and/or Form 3**.<br>Signature Guaranteed: __________________<br>(Name of Bank or Firm) |
|  | Signature(s):____________________ | By:_________________________________ |
|  |  | (Signature of Officer) |
| Name: ___________________________________<br> **(Please Print)**<br>Address:__________________________________<br> **(Include Zip Code)** | IMPORTANT: The signature(s) must correspond with the name(s) as printed on the face of this Transferable Series A Rights Certificate in every particular, without alteration or enlargement, or any other change whatsoever. | <br> IMPORTANT: The signature(s) should be guaranteed by an eligible guarantor institution (bank, stock broker, savings & loan association or credit union) with membership in an approved signature guarantee medallion program pursuant to Securities and Exchange Commission Rule 17Ad-15.  |
| **(Tax Identification or Social Security No.)** |  |  |

---

ANY QUESTIONS OR REQUESTS FOR ASSISTANCE CONCERNING THE RIGHTS OFFERING SHOULD BE DIRECTED TO MACKENZIE PARTNERS, INC., THE INFORMATION AGENT, TOLL-FREE AT (800) 322-2885 OR BY EMAIL AT AMPG@MACKENZIEPARTNERS.COM.

## Exhibit 4.3

**Exhibit 4.3**

---

| | |
|:---|:---|
| **CERTIFICATE** | **# NUMBER OF SERIES B RIGHTS:** |
|  | **CUSIP:** |

---

THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH IN THE COMPANY'S PROSPECTUS SUPPLEMENT DATED OCTOBER 30, 2025 AND THE BASE PROSPECTUS DATED AUGUST 4, 2025 (COLLECTIVELY, THE "**PROSPECTUS**") AND ARE INCORPORATED HEREIN BY REFERENCE. COPIES OF THE PROSPECTUS ARE AVAILABLE UPON REQUEST FROM <u>MACKENZIE PARTNERS, INC., THE INFORMATION AGENT, AT (212) 929-5500 OR CALL TOLL-FREE AT (800) 322-2885 OR BY EMAIL AT AMPG@MACKENZIEPARTNERS.COM</u>.

**<u>AMPLITECH GROUP, INC.</u>**

**(Incorporated under the laws of the State of Nevada)**

**<u>TRANSFERABLE SERIES B RIGHTS CERTIFICATE</u>**

Evidencing transferable Series B Rights, each to purchase one share of Common Stock

Exercise Price: $6.00

THE SERIES B RIGHTS WILL EXPIRE IF NOT EXERCISED ON OR BEFORE 5:00 P.M., EASTERN TIME,

ON **NOVEMBER 20, 2026**

REGISTERED OWNER:

THIS CERTIFIES THAT the registered owner whose name is inscribed hereon is the owner of the number of transferable series B rights ("Series B Rights") set forth above. Each Series B Right entitles the holder thereof to purchase one share of common stock of Amplitech Group, Inc., a Nevada corporation (the "Company"), at an exercise price equal to $6.00, on the terms and subject to the conditions set forth in the Prospectus and the "Instructions as to Use Of Transferable Series Rights Certificates" accompanying this Transferable Series B Rights Certificate.

Even if you exercise your Series B Rights in full, you will not be entitled to any oversubscription privilege with respect to the Series B Rights. The Series B Rights represented by this Transferable Series B Rights Certificate may be exercised by completing the appropriate forms on the reverse side hereof and by returning the aggregate total exercise amount. This Transferable Series B Rights Certificate is not valid unless countersigned by Vstock Transfer, LLC, the Subscription Agent.

WITNESS the seal of the Company and the signatures of its duly authorized officers.

---

| | | |
|:---|:---|:---|
|  | Countersigned and Registered | Countersigned and Registered |
| | By: | |
| Chief Executive Officer |  | Vstock Transfer, LLC |
| Chief Financial Officer |  |  |

---

**DELIVERY OPTIONS FOR TRANSFERABLE SERIES B RIGHTS CERTIFICATE**

---

| | |
|:---|:---|
| <u>If delivering by hand</u>:<br> VStock Transfer, LLC<br> 18 Lafayette Place<br> Woodmere, NY 11598 | <u>If delivering by mail or overnight courier</u>:<br> VStock Transfer, LLC<br> 18 Lafayette Place<br> Woodmere, NY 11598 |

---

The Subscription Agent can be reached by telephone at (212) 828-8436, or by email at <u>action@vstocktransfer.com</u>.

**DELIVERY OTHER THAN IN THE MANNER OR TO THE ADDRESSES LISTED ABOVE WILL NOT CONSTITUTE VALID DELIVERY**

PLEASE PRINT ALL INFORMATION CLEARLY AND LEGIBLY

**FORM 1-EXERCISE OF SERIES B RIGHTS**

You have been allocated the number of Series B Rights shown on this Transferable Series B Rights Certificate. To exercise your Series B Rights, please complete the following and sign under Form 3 below.

EXERCISE OF SERIES B RIGHT:

---

| | | | |
|:---|:---|:---|:---|
| I exercise ______________ | x | $**6.00** | = |
| (Number of Series B Rights) |  | (exercise price) | (amount) |

---

Total Amount of Payment Enclosed = $______________

METHOD OF PAYMENT

Wire transfer of immediately available funds directly to the escrow account maintained by Citizens Bank, N.A., a national banking association acting through its Institutional Services Group located at 1 Citizens Drive, Riverside, RI 02915, as Escrow Agent, on our behalf for purposes of accepting subscriptions in this rights offering at: ____ Bank; ABA #_____ ; Acct # __________; Reference: Amplitech Group, Inc.

**FORM 2-DELIVERY TO DIFFERENT ADDRESS (CHECK APPLICABLE BOX AND PROVIDE ALL REQUIRED INFORMATION)**

If you wish for the Common Stock underlying your Series B Rights to be delivered to an address different from that shown on the face of this Transferable Series B Rights Certificate, please complete below, sign under Form 4 and have your signature guaranteed under Form 5.

☐ To the following alternate address:

(including zip code)

☐ To the following DWAC Account Number.

DTC number: <br> Account name: <br> Account number:

ANY QUESTIONS OR REQUESTS FOR ASSISTANCE CONCERNING THE RIGHTS OFFERING SHOULD BE DIRECTED TO MACKENZIE PARTNERS, INC., THE INFORMATION AGENT, TOLL-FREE AT (800) 322-2885 OR BY EMAIL AT AMPG@MACKENZIEPARTNERS.COM.

---

| | | |
|:---|:---|:---|
| **FORM 3-TRANSFER TO DESIGNATED TRANSFEREE**<br>| **FORM 4-SIGNATURE** | **FORM 5-SIGNATURE GUARANTEE** |
| To transfer your Series B Rights to another person, complete this Form 3, sign under Form 4 and have your signature guaranteed under Form 5. For value received of the Series B Rights represented by this Series B Rights Certificate are assigned to (you must obtain a **MEDALLION SIGNATURE GUARANTEE.):** | TO SUBSCRIBE: I acknowledge that I have received and carefully read the Prospectus for the Rights Offering and I hereby irrevocably exercise the number of Series B Rights indicated above on the terms and conditions specified in the Prospectus. | This form must be completed if you have completed any portion of **Form 2 and/or Form 3**.<br>Signature Guaranteed: ________________________<br>(Name of Bank or Firm) |
|  | Signature(s):____________________ | By:______________________ |
|  |  | (Signature of Officer) |
| Name: ___________________________________<br> **(Please Print)**<br>Address:__________________________________<br> **(Include Zip Code)** | IMPORTANT: The signature(s) must correspond with the name(s) as printed on the face of this Transferable Series B Rights Certificate in every particular, without alteration or enlargement, or any other change whatsoever. | IMPORTANT: The signature(s) should be guaranteed by an eligible guarantor institution (bank, stock broker, savings & loan association or credit union) with membership in an approved signature guarantee medallion program pursuant to Securities and Exchange Commission Rule 17Ad-15. |
| **(Tax Identification or Social Security No.)** |  |  |

---

ANY QUESTIONS OR REQUESTS FOR ASSISTANCE CONCERNING THE RIGHTS OFFERING SHOULD BE DIRECTED TO MACKENZIE PARTNERS, INC., THE INFORMATION AGENT, TOLL-FREE AT (800) 322-2885OR BY EMAIL AT AMPG@MACKENZIEPARTNERS.COM.

## Exhibit 5.1

**Exhibit 5.1**

---

| | |
|:---|:---|
| ![](ex5-1_001.jpg) | 45 Fremont Street, Suite 3000<br> San Francisco, California 94105 |

---

**October 30, 2025**

AmpliTech Group, Inc. 155 Plant Avenue Hauppauge, NY 11799

Re: AmpliTech Group, Inc. <br> Registration Statement on Form S-3 (File No. 333-288863)

Ladies and Gentlemen:

We act as counsel to AmpliTech Group, Inc., a Nevada corporation (the "**Company**"), in connection with the distribution and offer to holders of record of the Company's common stock, par value $0.001 per share (the "**Common Stock**") and certain eligible warrantholders, transferable unit subscription rights (the "**Unit Subscription Rights**") to purchase up to a maximum aggregate of 8,000,000 units (the "**Units**"), each whole Unit consisting of one share of Common Stock, one Series A right to purchase one share of Common Stock (the "**Series A Right**"), and one Series B right to purchase one share of Common Stock (the "**Series B Right**" and together with the Series A Right, the "**Series Rights**"), pursuant to the Subscription Rights and Rights Agent Agreement (the "**Subscription Agent Agreemen**t"), dated as of October 30, 2025, by and between the Company and Vstock Transfer, LLC, as subscription agent (the "**Agent**") and the Dealer-Manager Agreement (the "**Dealer-Manager Agreement**"), dated as of October 30, 2025, by and between the Company and Moody Capital Solutions, Inc. (the "**Dealer-Manager**").

For purposes of rendering the opinion set forth below, we have examined such documents and reviewed such questions of law as we have considered necessary and appropriate for the purposes of our opinion including (i) the Registration Statement filed by the Company with the Securities and Exchange Commission (the "**Commission**"), which was declared effective on August 4, 2025, the Prospectus Supplement, dated October 30, 2025 (the "**Prospectus Supplement**") and the accompanying base prospectus (the "**Base Prospectus**", and as supplemented by the Prospectus Supplement, the "**Prospectus**"), (ii) the Company's amended and restated articles of incorporation as currently in effect, (iii) the Company's amended and restated bylaws as currently in effect, (iv) the Subscription Agent Agreement, (v) the Dealer-Manager Agreement, (vi) the corporate minutes and other actions of the Company, and the originals or copies certified to our satisfaction of such other documents, records, certificates, memoranda and other instruments as in our judgment are necessary or appropriate to enable us to render the opinion expressed below.

ARIZONA • CALIFORNIA • COLORADO • CONNECTICUT • DELAWARE • FLORIDA • GEORGIA • ILLINOIS • INDIANA • KANSAS • KENTUCKY • LOUISIANA MARYLAND • MASSACHUSETTS • MINNESOTA • MISSISSIPPI • MISSOURI • NEVADA • NEW JERSEY • NEW MEXICO • NEW YORK • NORTH CAROLINA OHIO • OREGON • PENNSYLVANIA • RHODE ISLAND • TENNESSEE • TEXAS • UTAH • VIRGINIA • WASHINGTON • WASHINGTON D.C. • WEST VIRGINIA

AmpliTech Group, Inc.

October 30, 2025

In addition, in rendering this opinion we have assumed: (A) the genuineness and authenticity of all signatures on original documents; (B) the genuineness and authenticity of all documents submitted to us as originals; (C) the conformity to originals of all documents submitted to us as copies; (D) the accuracy, completeness and authenticity of certificates of public officials; and (E) the due authorization, execution and delivery of all documents where due authorization, execution and delivery are prerequisites to the effectiveness of such documents (other than with respect to the Company) and have not sought independently to verify such matters.

We have further assumed for purposes of this opinion that (i) the Agent is duly organized, validly existing and in good standing under the laws of its jurisdiction of organization, (ii) the Agent is duly qualified to engage in the activities contemplated by the Subscription Agreement, (iii) the Agent is in compliance, generally and with respect to acting as an Agent under the Subscription Agreement, with all applicable laws and regulations, (iv) the Dealer Manager has the requisite organizational and legal power and authority to perform its obligations under the Dealer-Manager Agreement and (v) that the Dealer-Manager Agreement will be a valid, binding and enforceable obligation of the Dealer Manager.

We express no opinions other than as specifically set forth herein. We are opining solely on all applicable statutory provisions of the Nevada Revised Statutes and we express no opinion as to whether the laws of any jurisdiction are applicable to the subject matter hereof. We are not rendering any opinion as to compliance with any federal or state law, rule or regulation relating to securities, or to the sale or issuance thereof. This opinion letter deals only with the specified legal issues expressly addressed herein, and you should not infer any opinion that is not explicitly stated herein from any matter addressed in this opinion letter.

On the basis of the foregoing, and in reliance thereon, we are of the opinion that:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1. the
 Unit Subscription Rights have been duly authorized and, when issued in the manner contemplated by the Prospectus will constitute
 valid and binding obligations of the Company, enforceable against the Company in accordance with their terms;

2. the
 Common Stock comprising the Units, when issued and delivered by the Company upon exercise of the Unit Subscription Rights in accordance
 with the terms thereof and for the consideration stated therein, will be validly issued, fully paid and non-assessable;

3. the
 Series Rights have been duly authorized and, when issued and delivered by the Company upon exercise of the Unit Subscription Rights
 in accordance with the terms thereof, will constitute valid and binding obligations of the Company, enforceable against the Company
 in accordance with their terms; and

4. the
 Common Stock underlying the Series Rights, when issued and delivered upon exercise of the Series Rights in accordance with the terms
 thereof and for the consideration stated therein, will be validly issued, fully paid and non-assessable.

LEWIS BRISBOIS BISGAARD & SMITH LLP

www.lewisbrisbois.com

AmpliTech Group, Inc.

October 30, 2025

We hereby consent to the incorporation by reference of this Opinion into the Registration Statement and further consent to the reference to our name under the caption "Legal Matters" in the prospectus supplement, which is a part of the Registration Statement. In giving this consent, we do not admit that we are in the category of persons whose consent is required under Section 7 of the Securities Act.

---

| |
|:---|
| Very truly yours,<br>|
| /s/ Lewis Brisbois Bisgaard & Smith LLP |
| LEWIS BRISBOIS BISGAARD & SMITH LLP |

---

LEWIS BRISBOIS BISGAARD & SMITH LLP

www.lewisbrisbois.com

## Exhibit 10.1

**Exhibit 10.1**

**SUBSCRIPTION AND RIGHTS AGENT AGREEMENT**

This Subscription Agent and Rights Agent Agreement (the "Agreement") is entered into as of October 30, 2025 by and between AmpliTech Group, Inc., a Nevada corporation (the "Company"), and VStock Transfer, LLC, a limited liability company incorporated under the laws of California (the "Subscription Agent").

**RECITALS**

WHEREAS, the Company has filed with the Securities and Exchange Commission (the "SEC") a registration statement on Form S-3 (File No. 333-288863) (the "Registration Statement") under the Securities Act of 1933, as amended (the "Securities Act"), including a base prospectus therein (the "Base Prospectus") on July 22, 2025, as amended on July 31, 2025, which was declared effective on August 4, 2025, and the Prospectus Supplement, dated October 30, 2025 (the "Prospectus Supplement," together with the Base Prospectus, the "Prospectus");

WHEREAS, pursuant to the Prospectus, the Company is offering (the "Rights Offering") to the holders of shares of its common stock, par value $0.001 per share ("Common Stock") and certain eligible warrantholders who have contractual rights to participate in Rights Offering (collectively, the "Record Holders"), on November 10, 2025 (the "Record Date"), the right (each such right, a "Unit Subscription Right," and collectively, the "Unit Subscription Rights") to subscribe for up to a maximum aggregate of 8,000,000 units ("Units") at a subscription price of $4.00 per Unit (the "Unit Subscription Price"), subject to aggregate Unit issuance limitations and pro rata adjustments, with each Unit consisting of (i) one share of Common Stock; (ii) one Series A common stock purchase right (the "Series A Right"); and (iii) one Series B common stock purchase right (the "Series B Right," together with the Series A Right, the "Series Rights"), with each Series Right exercisable for one share of Common Stock;

WHEREAS, the Company desires the Subscription Agent to act on behalf of the Company, and the Subscription Agent is willing to so act, in connection with the issuance, registration, transfer and exchange of the Unit Subscription Rights and Series Rights (collectively, the "Rights");

WHEREAS, the Company desires to provide for the forms and provisions of the respective Rights, the terms upon which they shall be issued and exercised, and the respective rights, limitation of rights, and immunities of the Company, the Subscription Agent, and the holders of the Rights; and

WHEREAS, all acts and things have been done and performed which are necessary to make the Rights, when executed on behalf of the Company and countersigned by or on behalf of the Subscription Agent, as provided herein, the valid, binding and legal obligations of the Company, and to authorize the execution and delivery of this Agreement.

**AGREEMENT**

NOW, THEREFORE, in consideration of the foregoing and of the mutual agreements set forth herein, the parties hereto agree as follows:

1. <u>Appointment of Subscription Agent</u>. The Company hereby appoints the Subscription Agent to act as subscription
 and distribution agent for the Company for the Rights in connection with the Rights Offering,
 from and after November 10, 2025 (the "Commencement Date"), and the Subscription
 Agent hereby accepts such appointment and agrees to perform the same in accordance with the
 terms and conditions set forth in this Agreement.

2. <u>Rights.</u> 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2.1. <u>Form of Right</u>. Each Right shall be issued in registered form, or, upon request by the holder
 of a Right, in certificated form. Any Rights issued in certificated form shall be substantially
 in the form of, (i) in the case of a Unit Subscription Right, <u>Exhibit A</u> hereto, (ii)
 in the case of a Series A Right, <u>Exhibit B-1</u> hereto, and (iii) in the case of a Series
 B Right, <u>Exhibit B-2</u> hereto (each, a "Right Certificate" and collectively,
 the "Right Certificates"), the provisions of which are respectively incorporated
 herein and shall be signed by, or bear the facsimile signature of, the Chief Executive Officer
 or Chief Financial Officer of the Company.

2.2. <u>Transferability of Rights.</u> Each Right shall be irrevocable and transferable upon the terms and conditions
 set forth in the Prospectus.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2.3. <u>Issuance of Statement</u>. Promptly after the issuance of the Rights on book entry, Subscription Agent
 shall deliver a statement along with instructions (including wire instructions for payment
 to be sent to Escrow Agent), offering documents and the required forms for the holder to
 exercise the Rights.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2.4. <u>Issuance of Right Certificates</u>. If so requested by the holder of a Right, the Subscription Agent
 shall promptly countersign and deliver the Rights Certificates to such holder. Delivery shall
 be by first class mail (without registration or insurance) to holders with record addresses
 in the United States (including its territories and possessions and the District of Columbia).

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2.5. <u>Effect of Countersignature</u>. Unless and until countersigned by the Subscription Agent pursuant
 to this Agreement, a Right Certificate shall be invalid and of no effect and may not be exchanged
 for Units or Common Stock, as applicable.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2.6. <u>Registration of Rights.</u> 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2.6.1. <u>Rights Register</u>. The Subscription Agent shall maintain books for the registration of the original
 issuance and the registration, transfer and exchange of the (i) Unit Subscription Rights
 ("Unit Subscription Rights Register") and (ii) the Series Rights ("Series
 Rights Register"). Upon the initial issuance of the Rights, the Subscription Agent
 shall issue and register the Rights in the names of the respective holders thereof in such
 denominations and otherwise in accordance with instructions delivered to the Subscription
 Agent by the Company.

2.6.2. <u>Registered Holder</u> Prior to due presentment for registration of transfer of any Right, the Company
 and the Subscription Agent may deem and treat the person in whose name such Right shall be
 registered upon the Right Register ("registered holder") as the absolute owner
 of such Right and of each Right represented thereby (notwithstanding any notation of ownership
 or other writing on the Right Certificate made by anyone other than the Company or the Subscription
 Agent), for the purpose of the exchange thereof, and for all other purposes, and neither
 the Company nor the Subscription Agent shall be affected by any notice to the contrary.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2.7. <u>Detachability of Unit Subscription Rights</u>. The securities comprising the Units of each Unit Subscription
 Right upon exercise will be issued separately and will be separately transferable immediately
 upon issuance.

3. <u>Terms and Exercise of Unit Subscription Rights.</u> 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.1. <u>Subscription Price</u>. Each Unit Subscription Right shall entitle the registered holder thereof, subject
 to the provisions of such Unit Subscription Right and of this Agreement, to purchase from
 the Company the number of Units at the subscription price stated therein (the "Unit
 Subscription Right Subscription Price"). No additional consideration shall be paid
 by a registered holder in order to receive such holder's Common Stock upon such subscription
 for Units as the purchase price for such Common Stock has been included in the subscription
 price for the Units. In no event will the Company be required to net cash settle the Unit
 Subscription Rights or issue fractional Common Stock.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.2. <u>Duration of Unit Subscription Rights</u>. A Unit Subscription Right may be exercised only during the
 period stated therein (the "Unit Subscription Right Exercise Period") and shall
 expire on the expiration date set forth therein ("Unit Subscription Right Expiration
 Date"). Each Unit Subscription Right not exercised on or before the Unit Subscription
 Right Expiration Date shall become void, and all rights thereunder and all rights in respect
 thereof under this Agreement shall cease at the close of business on the Expiration Date.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.3. <u>Acceptance</u>.
 The Subscription Agent is hereby authorized and directed to receive exercises of Unit Subscription
 Rights on behalf of the Company throughout the Exercise Period.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.4. <u>Exercise of Unit Subscription Rights</u>.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.4.1. <u>Exercise and Payment</u>. A registered holder may exercise a Unit Subscription Right on the terms
 stated therein and pursuant to the payment instruction provided therein subject to any aggregate
 Unit limitations in the Rights Offering and pro rata adjustments (a "basic subscription").

3.4.2. <u>Oversubscription Privilege</u>. If any Unit Subscription Rights available for purchase pursuant to the Rights
 Offering are not subscribed for by Record Holders pursuant to the basic subscription, the
 Subscription Agent shall allot such Units to Rights Holders who have properly subscribed
 for such shares pursuant to an over-subscription privilege on the terms and subject to the
 conditions set forth in the Prospectus, including as to proration calculations which shall
 be reviewed and confirmed by the Company or its agent (the "Oversubscription Privilege").

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.4.3. <u>Acceptance of Unit Subscription Exercises</u>. As promptly as practicable after the Subscription Agent
 receives each registered owner's exercise instructions of a Unit Subscription Right
 (the "Instruction"), the Subscription Agent shall determine whether the registered
 owner's sending such Instruction has properly completed and executed such forms and
 has submitted the correct payment to the Company's prescribed escrow account for (i)
 the number of Units acquired pursuant to the basic subscription; and (ii) the number of Units,
 if any, acquired pursuant to the Oversubscription Privilege. If such form is not properly
 completed, is unexecuted or, if such registered holder did not send the correct payment amount
 to the prescribed escrow account, then the Subscription Agent will send a notice to such
 registered holder instructing such registered holder to amend its Instruction or submit the
 proper payment amount, as the case may be. If such registered holder does not amend its Instruction
 or submit the proper payment amount, as the case may be, by the Expiration Date, such registered
 holder right to purchase Unit Subscription Rights in the Rights Offering shall be deemed
 to be unexercised.

The Subscription Agent shall, on each business day following Subscription Agent's first receipt of any exercise instruction of a Unit Subscription Right by a registered holder, advise the Company in respect of (a) the Units issuable as to the number of Unit Subscription Rights exercised in accordance with the terms and conditions of this Agreement, and subject to any aggregate Unit limitations in the Rights Offering and pro rata adjustments, (b) the instructions of each registered holder with respect to delivery of the Units issuable upon such exercise, if applicable, (c) the balance, if any, of the Unit Subscription Rights remaining after such exercise, (d) confirmation of the amount of payment received in connection with the exercise of the Unit Subscription Rights, including any excess to be refunded by the Company to such registered holder, provided that the escrow agent has made such information available to the Subscription Agent, and (e) such other information as the Company shall reasonably require.

As promptly as possible following the Unit Subscription Right Expiration Date, the Subscription Agent shall advise the Company of (I) the number of Units acquired pursuant to the basic subscription, including any adjustments made subject to any aggregate Unit limitations in the Rights Offering and pro rata adjustments; (II) the number of Units, if any, acquired pursuant to the Oversubscription Privilege, including any adjustments made subject to any aggregate Unit limitations in the Rights Offering and pro rata adjustments, and (III) the number of Units, if any, unacquired. Such pro rata adjustments, if applicable, to the basic subscription and/or the Oversubscription Privilege shall be reviewed and confirmed by the Company.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.4.4. <u>Issuance of Units</u>. Within three (3) business days following the Unit Subscription Expiration Date,
 the Subscription Agent shall send a confirmation to each registered holder who exercised
 their Unit Subscription Rights. The date of the confirmation is referred to as the "Confirmation
 Date." The confirmation will show (i) the number of Units acquired pursuant to the
 basic subscription; (ii) the number of Units, if any, acquired pursuant to the Oversubscription
 Privilege; (iii) the per Unit and total Subscription Price for the Units; and (iv) any additional
 amount payable by such registered holder to the Company or any excess to be refunded by the
 Company through its escrow agent to such registered holder . Any additional payment required
 from a registered holder must be received by the Company prior to 5:00 p.m., New York City
 time, on the date specified as the deadline for final payment for Units, and any excess payment
 to be refunded by the Company to such registered holder will be refunded within ten (10)
 business days after the Confirmation Date. The Subscription Agent shall not issue Units subscribed
 for until receipt of payment in full therefor in the Company's prescribed escrow account
 has been confirmed by the Subscription Agent.

The Common Stock and Series Rights purchased pursuant to the Unit Subscription Rights will be delivered to subscribers in book-entry form, or, in the case of the Series Rights, in certificated form upon request by the subscriber, as soon as practicable after the Expiration Date and after all allocations have been conducted.

4. <u>Terms and Exercise of Series Rights.</u> 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.1. <u>Subscription Price</u>. Each Series Right shall entitle the registered holder thereof, subject to the
 provisions of such Series Right and of this Agreement, to purchase from the Company the number
 of shares of Common Stock at the respective subscription price stated therein (the "Series
 Right Subscription Price"). In no event will the Company be required to net cash settle
 the Series Rights or issue fractional Common Stock.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.2. <u>Duration of Series Rights</u>. A Series Right may be exercised only during the period ("Series
 Right Subscription Period") stated therein ("Series Right Expiration Date").
 Each respective Series Right not exercised on or before the respective Series Right Expiration
 Date shall become void, and all rights thereunder and all rights in respect thereof under
 this Agreement shall cease at the close of business on the respective Series Right Expiration
 Date.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.3. <u>Exercise of Series Rights</u>.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.3.1. <u>Exercise and Payment</u>. A registered holder may exercise a Series Right on the terms stated therein
 and pursuant to the payment instruction provided therein.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.3.2. <u>Acceptance of Series Rights Exercises</u>. As promptly as practicable after the Subscription Agent receives each registered owner's
exercise instructions of a Series Right (the "Series Right Instruction"), the Subscription Agent shall determine whether
the registered owner's sending such Series Right Instruction has properly completed and executed such forms and has submitted the
correct payment to the Company's prescribed escrow account for the number of Common Stock to be acquired. If such form is not properly
completed, is unexecuted or, if such registered holder did not send the correct payment amount to the prescribed escrow account, then
the Subscription Agent will send a notice to such registered holder instructing such registered holder to amend its Series Right Instruction
or submit the proper payment amount, as the case may be. If such registered holder does not amend its Series Right Instruction or submit
the proper payment amount, as the case may be, by the Expiration Date, such registered holder right to purchase Unit Subscription Rights
in the Rights Offering shall be deemed to be unexercised.

The Subscription Agent shall, on each business day following Subscription Agent's first receipt of any exercise instruction of a Series Right by a registered holder, advise the Company in respect of (a) the number of Common Stock issuable as to the number of Series Rights exercised in accordance with the terms and conditions of this Agreement (b) the instructions of each registered holder with respect to delivery of the Common Stock issuable upon such exercise, if applicable, (c) the balance, if any, of the Series Rights remaining after such exercise, and (d) confirmation of the amount of payment received in connection with the exercise of the Series Right, including any excess to be refunded by the Company to such registered holder, provided that the escrow agent has made such information available to the Subscription Agent, and (e) such other information as the Company shall reasonably require.

As promptly as possible following the applicable Series Rights Expiration Date, the Subscription Agent shall advise the Company of the total number of Common Stock acquired during the applicable Series Rights Exercise Period.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.3.3. <u>Issuance of Common Stock</u>. The Common Stock acquired pursuant to the Series Rights will be delivered
 to subscribers in book-entry form only as soon as practicable after the Series Rights Expiration
 Date.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.3.4. <u>No Fractional Exercise</u>. Series Rights may be exercised only in whole numbers of shares of
 Common Stock.

5. <u>Transfer and Exchange of Rights</u>.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.1. <u>Registration of Transfer</u>. The Subscription Agent shall register the transfer, from time to time, of
 any outstanding Right upon the respective Rights Register, upon surrender of such Right for
 transfer, properly endorsed with signatures properly guaranteed and accompanied by appropriate
 instructions for transfer. Upon any such transfer, a new Right representing an equal aggregate
 number of Rights shall be issued and the old Right shall be cancelled by the Subscription
 Agent.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.2. <u>Procedure for Surrender</u>. Rights may be surrendered to the Subscription Agent, together with a written
 request for exchange or transfer, and thereupon the Subscription Agent shall issue in exchange
 therefor one or more new Rights, as requested by the registered holder of the Rights so surrendered,
 representing an equal aggregate number of Rights.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.3. <u>Execution and Countersignature</u>. The Subscription Agent is hereby authorized to countersign and
 to deliver, in accordance with the terms of this Agreement, certificated Rights required
 to be issued pursuant to the provisions of this Section 5, and the Company, whenever required
 by the Subscription Agent, will supply the Subscription Agent with certified Rights duly
 executed on behalf of the Company for such purpose.

6. <u>Other Provisions Relating to Rights.</u> 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.1. <u>No Rights as Stockholder</u>. Until the exercise of a Right for Common Stock as provided for
 herein, a Right does not entitle the registered holder thereof to any of the rights of a
 stockholder of the Company, including, without limitation, the right to receive dividends,
 or other distributions, exercise any preemptive rights to vote or to consent or to receive
 notice as shareholders in respect of the meetings of stockholders or the election of directors
 of the Company or any other matter.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.2. <u>Lost, Stolen, Mutilated, or Destroyed Certificate</u>. If any certificate is lost, stolen, mutilated,
 or destroyed, the Company and the Subscription Agent may on such terms as to indemnity or
 otherwise as they may in their discretion impose (which shall, in the case of a mutilated
 certificate, include the surrender thereof), issue a new certificate of like denomination,
 tenor, and date as the certificate so lost, stolen, mutilated, or destroyed. Any such new
 certificate shall constitute a substitute contractual obligation of the Company, whether
 or not the allegedly lost, stolen, mutilated, or destroyed certificate shall be at any time
 enforceable by anyone.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.3. <u>Reservation of Common Stock</u>. The Company shall at all times reserve and keep available a number of
 its authorized but unissued Common Stock that will be sufficient to permit the exercise of
 all outstanding Rights issued pursuant to this Agreement.

7. <u>Concerning the Subscription Agent and Other Matters.</u> 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.1. <u>Compensation and Expenses</u>. The Company shall pay to the Subscription Agent compensation in accordance
 with the fee schedule attached as <u>Schedule 1</u> hereto, regardless of whether any Rights
 are subscribed for, for the Right Agent's services hereunder.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.2. <u>Payment of Taxes</u>. The Company will from time to time promptly pay all taxes and charges that
 may be imposed upon the Company or the Subscription Agent in respect of the issuance or delivery
 of Common Stock upon the exercise of Rights, but the Company shall not be obligated to pay
 any transfer taxes in respect of the Rights or such shares of Common Stock upon the exercise
 of Rights.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.3. <u>Resignation, Consolidation, or Merger of Subscription Agent.</u> 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.3.1. <u>Appointment of Successor Subscription Agent</u>. The Subscription Agent, or any successor to it hereafter
 appointed, may resign its duties and be discharged from all further duties and liabilities
 hereunder after giving thirty (30) days' notice in writing to the Company. If the office
 of the Subscription Agent becomes vacant by resignation or incapacity to act or otherwise,
 the Company shall appoint in writing a successor Subscription Agent in place of the Subscription
 Agent. If the Company shall fail to make such appointment within a period of 30 days after
 it has been notified in writing of such resignation or incapacity by the Subscription Agent,
 then the Right Agent may apply to the Supreme Court of the State of New York for the County
 of New York for the appointment of a successor Subscription Agent at the Company's
 cost. Any successor Subscription Agent, whether appointed by the Company or by such court,
 shall be a corporation organized and existing under the laws of the State of New York, in
 good standing and having its principal office in the Borough of Manhattan, City and State
 of New York, and authorized under such laws to exercise corporate trust powers and subject
 to supervision or examination by federal or state authority. After appointment, any successor
 Subscription Agent shall be vested with all the authority, powers, rights, immunities, duties,
 and obligations of its predecessor Subscription Agent with like effect as if originally named
 as Subscription Agent hereunder, without any further act or deed; but if for any reason it
 becomes necessary or appropriate, the predecessor Subscription Agent shall execute and deliver,
 at the expense of the Company, an instrument transferring to such successor Subscription
 Agent all the authority, powers, and rights of such predecessor Subscription Agent hereunder;
 and upon request of any successor Subscription Agent the Company shall make, execute, acknowledge,
 and deliver any and all instruments in writing for more fully and effectually vesting in
 and confirming to such successor Subscription Agent all such authority, powers, rights, immunities,
 duties, and obligations.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.3.2. <u>Notice of Successor Subscription Agent</u>. In the event a successor Subscription Agent shall be
 appointed, the Company shall give notice thereof to the predecessor Subscription Agent not
 later than the effective date of any such appointment.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.3.3. <u>Merger or Consolidation of Subscription Agent</u>. Any corporation into which the Subscription Agent
 may be merged or with which it may be consolidated or any corporation resulting from any
 merger or consolidation to which the Subscription Agent shall be a party shall be the successor
 Subscription Agent under this Agreement without any further act.

7.4. <u>Liability of Subscription Agent</u>.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.4.1. <u>Reliance on Company Statement</u>. Whenever in the performance of its duties under this Agreement,
 the Subscription Agent shall deem it necessary or desirable that any fact or matter be proved
 or established by the Company prior to taking or suffering any action hereunder, such fact
 or matter (unless other evidence in respect thereof be herein specifically prescribed) may
 be deemed to be conclusively proved and established by a statement signed by the Chief Executive
 Officer or Chief Financial Officer and delivered to the Subscription Agent. The Subscription
 Agent may rely upon such statement for any action taken or suffered in good faith by it pursuant
 to the provisions of this Agreement.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.4.2. <u>Indemnity</u>.
 The Subscription Agent shall be liable hereunder only for its own gross negligence, willful
 misconduct or bad faith. The Company agrees to indemnify the Subscription Agent and save
 it harmless against any and all liabilities, including judgments, costs and reasonable counsel
 fees, for anything done or omitted by the Subscription Agent in the execution of this Agreement
 except as a result of the Subscription Agent's gross negligence, willful misconduct,
 or bad faith. Anything in this Agreement to the contrary notwithstanding, in no event shall
 Subscription Agent be liable for special, indirect, incidental, consequential or punitive
 losses or damages of any kind whatsoever (including but not limited to lost profits), even
 if the Subscription Agent has been advised of the possibility of such losses or damages and
 regardless of the form of action. Any liability of the Subscription Agent will be limited
 in the aggregate to the amount of fees paid by the Company hereunder. The Subscription Agent
 shall not be liable for any failures, delays or losses, arising directly or indirectly out
 of conditions beyond its reasonable control including, but not limited to, acts of government,
 exchange or market ruling, suspension of trading, work stoppages or labor disputes, fires,
 civil disobedience, riots, rebellions, storms, electrical or mechanical failure, computer
 hardware or software failure, communications facilities failures including telephone failure,
 war, terrorism, insurrection, earthquakes, floods, acts of God or similar occurrences.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.4.3. <u>Exclusions</u>.
 The Subscription Agent shall have no responsibility with respect to the validity of this
 Agreement or with respect to the validity or execution of any Right (except its countersignature
 thereof, if applicable); nor shall it be responsible for any breach by the Company of any
 covenant or condition contained in this Agreement or in any Right; nor shall it by any act
 hereunder be deemed to make any representation or warranty as to the authorization or reservation
 of any Common Stock to be issued pursuant to this Agreement or any Right or as to whether
 any Common Stock will, when issued, be valid and fully paid and nonassessable.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.5. <u>Acceptance of Agency</u>. The Subscription Agent hereby accepts the agency established by this Agreement
 and agrees to perform the same upon the terms and conditions herein set forth.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.6. <u>Waiver</u>.
 The Subscription Agent hereby waives any right of set-off or any other right, title, interest
 or claim of any kind ("Claim") in, or to any distribution of, the Escrow Account
 (as defined in that certain Subscription Escrow Agreement, dated as of October 30,
 2025, by and among the Company, Moody Capital Solutions, Inc., and Citizens Bank, N.A., a
 national banking association acting through its Institutional Services Group as escrow agent
 thereunder) ("Escrow Agent") and hereby agrees not to seek recourse, reimbursement,
 payment or satisfaction for any Claim against the Escrow Account for any reason whatsoever.
 This section shall survive any termination of this Agreement.

8. <u>Miscellaneous.</u> 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.1. <u>Successors</u>.
 All the covenants and provisions of this Agreement by or for the benefit of the Company or
 the Subscription Agent shall bind and inure to the benefit of their respective successors
 and assigns.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.2. <u>Termination</u>.
 Either party may terminate this Agreement upon thirty (30) days' prior written notice
 to the other party. Unless so terminated, this Agreement shall continue in effect until thirty
 (30) days following the Expiration Date, or, in the event that Unit Subscription Rights have
 been exercised in the Rights Offering, the later of the applicable Series Rights Expiration
 Date. In the event of early termination, Company will appoint a successor agent and inform
 Agent of the name and address of any successor agent so appointed provided, that no failure
 by Company to appoint such a successor agent shall affect the termination of this Agreement
 or the discharge of the Subscription Agent as agent hereunder. Upon termination of the Agreement,
 the Subscription Agent shall retain a copy of all canceled Subscription Certificates and
 related documentation as required by applicable law; all documentation and information related
 to the services performed under the Agreement shall be promptly delivered to the Company.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.3. <u>Assignment</u>.
 Neither this Agreement, nor any rights or obligations hereunder, may be assigned by either
 party without the written consent of the other party.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.4. <u>Notices</u>.
 Any notice, statement or demand authorized by this Agreement to be given or made by the Subscription
 Agent or by any registered holder to or on the Company shall be sufficiently given when so
 delivered if by hand or overnight delivery or if sent by certified mail or private courier
 service within five days after deposit of such notice, postage prepaid, addressed (until
 another address is filed in writing by the Company with the Subscription Agent), as follows:

if to the Subscription Agent, to:

VStock Transfer, LLC

18 Lafayette Place

Woodmere, NY 11598

Attn:

Email:

if to the Company

AmpliTech Group, Inc.

155 Plant Avenue Hauppauge

New York NY 11788

Attn: Fawad Maqbool, Chief Executive Officer and President

Email: fmaqbool@amplitechgroup.com

with a copy, which shall not constitute notice, to:

Lewis Brisbois Bisgaard & Smith LLP

45 Fremont St Suite 3000

San Francisco, CA 94105

Attn: Daniel Eng

Email: daniel.eng@lewisbrisbois.com

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.5. <u>Applicable Law</u>. This Agreement shall be governed by and construed in accordance with the laws of
 the State of New York, without giving effect to principles of conflicts of law, and shall
 inure to the benefit of and be binding upon the successors and permitted assigns of the parties
 hereto.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.6. <u>Counterparts</u>.
 This Agreement may be executed in any number of original or facsimile counterparts and each
 of such counterparts shall for all purposes be deemed to be an original, and all such counterparts
 shall together constitute but one and the same instrument.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.7. <u>Effect of Headings</u>. The Section headings herein are for convenience only and are not part of
 this Agreement and shall not affect the interpretation thereof.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.8. <u>Amendments</u>.
 This Agreement may be amended by the parties hereto without the consent of any registered
 holder for the purpose of curing any ambiguity, or of curing, correcting or supplementing
 any defective provision contained herein or adding or changing any other provisions with
 respect to matters or questions arising under this Agreement as the parties may deem necessary
 or desirable and that the parties deem shall not adversely affect rights interest of the
 registered holders hereunder.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.9. <u>Severability</u>.
 This Agreement shall be deemed severable, and the invalidity or unenforceability of any term
 or provision hereof shall not affect the validity or enforceability of this Agreement or
 of any other term or provision hereof. Furthermore, in lieu of any such invalid or unenforceable
 term or provision, the parties hereto intend that there shall be added as a part of this
 Agreement a provision as similar in terms to such invalid or unenforceable provision as may
 be possible and be valid and enforceable.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.10. <u>Other Agreements</u>. Nothing herein contained shall amend, replace or supersede any agreement
 between the Company and the Subscription Agent to act as the Company's transfer agent,
 which agreement shall remain of full force and effect.

[*Signature page follows*]

IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed by their respective officers, hereunto duly authorized, as of the day and year first above written.

---

| | |
|:---|:---|
| **AmpliTech Group, Inc.** | **AmpliTech Group, Inc.** |
| By: |  |
| Name: | Fawad Maqbool |
| Title: | Chief Executive Officer and President |

---

---

| |
|:---|
| **VStock Transfer, LLC** |
| By: |
| Name: |
| Title: |

---

**Schedule 1**

**FEE SCHEDULE**

Service as Subscription Agent for Rights:

DTC eligibility for Rights:

Processing Fees:

[Any other fees]

**EXHIBIT A**

**FORM OF RIGHT CERTIFICATE**

**EXHIBIT B-1**

**FORM OF SERIES A RIGHT CERTIFICATE**

**EXHIBIT B-2**

**FORM OF SERIES B RIGHT CERTIFICATE**

## Exhibit 99.1

**Exhibit 99.1**

THE TERMS AND CONDITIONS OF THE OFFERING ARE SET FORTH IN THE COMPANY'S PROSPECTUS SUPPLEMENT DATED OCTOBER 30, 2025 AND THE BASE PROSPECTUS DATED AUGUST 4, 2025 (COLLECTIVELY, THE "PROSPECTUS") AND ARE INCORPORATED HEREIN BY REFERENCE. COPIES OF THE PROSPECTUS ARE AVAILABLE UPON REQUEST FROM MACKENZIE PARTNERS, INC., THE INFORMATION AGENT, BY CALLING (212) 929-5500 (BANKERS AND BROKERS) OR (800) 322-2885 (ALL OTHERS) OR BY EMAIL AT AMPG@mackenziepartners.com.

**FORM OF INSTRUCTIONS AS TO USE OF AMPLITECH GROUP, INC.**

**TRANSFERABLE UNIT SUBSCRIPTION RIGHTS**

**CERTIFICATE**

PLEASE CONSULT THE INFORMATION AGENT, SUBSCRIPTION AGENT, ESCROW AGENT, YOUR BANK OR BROKER FOR ANY QUESTIONS

The following instructions relate to the rights offering being conducted by **AMPLITECH GROUP, INC.**, a Nevada corporation, to holders of our common stock, and certain eligible warrantholders (pursuant to contractual rights), as described in the prospectus supplement dated October 30, 2025. Holders of our common stock and certain eligible warrantholders (pursuant to contractual rights), as of 5:00 p.m., Eastern time, on November 10, 2025 (the "Record Date") are receiving, at no charge, (i) two transferable subscription rights (the "Unit Subscription Rights"), each entitling such holders to purchase one unit ("Unit") for each basic subscription right at a price equal to $**4.00** (the "Unit Subscription Price"), subject to potential pro rata adjustment due to the maximum Unit Subscription Rights limitation as set forth in the Prospectus; and (ii) an oversubscription privilege, which will be exercisable only if holder exercises his or her basic subscription right in full and will entitle holder to purchase additional Units for which other rights holders do not subscribe, subject to certain pro rata allocations and ownership limitations. Each Unit will consist of one share of common stock, par value $0.001 per share ("Common Stock"), one series A right ("Series A Right") and one series B right ("Series B Right", together with the Series A Right, collectively, the "Series Rights"), with each Series Right entitling the holder to purchase one share of our Common Stock. The offering of the Unit Subscription Rights and the Series Rights is referred to as the "offering."

The Common Stock, Series A Right and Series B Right comprising the Units will separate upon the closing of the Unit Subscription Rights offering and will be issued separately but may only be purchased as a Unit. The Units will not be issued or traded as a separate security.

The Series Rights are exercisable commencing on their date of issuance at an exercise price equal to (i) in the case of the Series A Right, $5.00 and (ii) in the case of the Series B Right, $6.00.

The Unit Subscription Rights will be evidenced by transferable Unit Subscription Rights certificates (the "Transferable Unit Subscription Rights Certificate"). The number of basic subscription rights to which you are entitled is printed on the face of your Transferable Unit Subscription Rights Certificate.

 

*Oversubscription Privilege*

 

If a holder purchases all of the Units available to it pursuant to its basic subscription rights, it may also exercise an oversubscription privilege to purchase additional Units to the extent other rights holders do not exercise their basic subscription rights in full. Oversubscription privilege will be allocated pro rata among rights holders who oversubscribe, based on the number of oversubscription Units for which the rights holders have over-subscribed. If you exercise fewer than all of your basic subscription rights, however, you will not be entitled to purchase any additional Units pursuant to the oversubscription privilege. There will be no oversubscription privilege for the Series Rights.

If you wish to exercise your oversubscription privilege, you should deliver a completed Transferable Unit Subscription Rights Certificate indicating the number of additional Units that you would like to purchase in this rights offering to VStock Transfer, LLC ("Subscription Agent") and the required payment to Citizens Bank, N.A. ("Escrow Agent") by **December 10, 2025**, the expiration date of the subscription offering or, if your shares of Common Stock are held in an account with a broker-dealer, trust company, bank or other nominee that qualifies as an Eligible Guarantor Institution, deliver the required Nominee Holder Certification to the Subscription Agent and the required payment to the Escrow Agent by the expiration date of the Unit Subscription Rights offering. **When you send in your Transferable Unit Subscription Rights Certificate to Subscription Agent, you must also send the aggregate Unit Subscription Price for the number of additional Units that you have requested to purchase to the Escrow Agent.**

If the number of basic subscription rights exercised exceed the number of Units available, we will allocate the Units pro-rata among rights holders who subscribed based on the number of basic subscription rights for which the rights holders subscribed. If the number of Units remaining after the exercise of Unit Subscription Rights is not sufficient to satisfy all requests for Units pursuant to oversubscription privilege, we will allocate the remaining available Units pro rata among rights holders who oversubscribed based on the number of oversubscription Units for which the rights holders have oversubscribed. The Escrow Agent will promptly return any excess payments in the form in which made. To the extent your aggregate subscription payment for the actual number of Units available to you pursuant to the oversubscription privilege is less than the amount actually paid in connection with the exercise of the oversubscription privilege, you will be allocated only the number of unsubscribed Units available to you, and any excess subscription payment will be promptly returned to you, without interest or penalty, after the expiration of the Unit Subscription Rights offering.

In connection with the exercise of the oversubscription privilege, banks, brokers and other nominee holders of the basic subscription rights who act on behalf of beneficial owners will be required to certify to us and to the Subscription Agent as to the aggregate number of basic subscription rights exercised, and the number of Units requested through the oversubscription privilege, by each beneficial owner on whose behalf the nominee holder is acting.

Unit Subscription Rights may only be exercised in aggregate for whole numbers of Units. Only whole numbers of shares of Common Stock and Series Rights exercisable for whole numbers of shares of Common Stock will be issuable to you in this offering; any right to a fractional share to which you would otherwise be entitled will be terminated, without consideration to you. You are not required to exercise any or all of your basic subscription rights. If you do not exercise your Unit Subscription Rights, you will lose any value represented by your Unit Subscription Rights, and if you do not exercise your Unit Subscription Rights in full, your percentage ownership interest and related rights in our company will be diluted. Your percentage ownership of our voting stock may also decrease if you do not exercise your Unit Subscription Rights in full.

*Expiration Time – Unit Subscription Rights*

 

**THE UNIT SUBSCRIPTION RIGHTS WILL EXPIRE AND WILL HAVE NO VALUE AT 5:00 P.M., EASTERN TIME, DECEMBER 10, 2025, SUBJECT TO EXTENSION OR EARLIER TERMINATION (THE "UNIT SUBSCRIPTION RIGHTS EXPIRATION DATE"). YOUR TRANSFERABLE UNIT SUBSCRIPTION RIGHTS CERTIFICATE MUST BE RECEIVED BY THE SUBSCRIPTION AGENT ON OR BEFORE 5:00 P.M., EASTERN TIME AND SUBSCRIPTION PAYMENT FOR EACH UNIT SUBSCRIPTION RIGHT THAT IS EXERCISED PURSUANT TO THE UNIT SUBSCRIPTION RIGHTS MUST BE RECEIVED BY THE ESCROW AGENT ON OR BEFORE 5:00 P.M., EASTERN TIME, ON THE UNIT SUBSCRIPTION RIGHTS EXPIRATION DATE. ONCE YOU HAVE EXERCISED YOUR UNIT SUBSCRIPTION RIGHTS, SUCH EXERCISE MAY NOT BE REVOKED OR CHANGED, EVEN IF YOU LATER LEARN INFORMATION THAT YOU CONSIDER TO BE UNFAVORABLE TO THE EXERCISE OF YOUR UNIT SUBSCRIPTION RIGHTS. UNIT SUBSCRIPTION RIGHTS NOT EXERCISED PRIOR TO 5:00 P.M., EASTERN TIME, ON THE UNIT SUBSCRIPTION RIGHTS EXPIRATION DATE WILL EXPIRE WITHOUT VALUE.**

If you do not exercise your Unit Subscription Rights prior to that time, your Unit Subscription Rights will expire and will no longer be exercisable. We will not be required to sell Units to you if the Subscription Agent receives your Transferable Unit Subscription Rights Certificate after 5:00 p.m., Eastern time, on the Unit Subscription Rights Expiration Date or if the Escrow Agent receives your subscription payment after 5:00 p.m., Eastern time, on the Unit Subscription Rights Expiration Date regardless of when the Transferable Unit Subscription Rights Certificate and subscription payment were sent. If you send your Unit Transferable Subscription Rights Certificate, we recommend that you send them by registered mail, properly insured, with return receipt requested, and that a sufficient number of days be allowed to ensure delivery to the subscription agent and clearance of payment prior to the expiration of the subscription period or the date guaranteed payments are due under a notice of guaranteed delivery (as applicable).

The maximum number of Units available for issuance in this offering is 8,000,000. If at any time the issuance of Units pursuant to the exercise of the Unit Subscription Rights exceeds such share limitation, no additional Units will be issued, the Unit Subscription Rights offering will be terminated and any outstanding Unit Subscription Rights will immediately expire and the amount subscribed for by each holder will be proportionally reduced. In addition, if you own a small number of shares of Common Stock, your exercise of your Unit Subscription Rights may not result in the issuance of any Units. Although we intend to honor all properly exercised Unit Subscription Rights, there are circumstances under which a stockholder may not receive any shares upon exercising such rights. If the total number of Units requested in connection with the exercise of basic Unit Subscription Rights exceeds the maximum number of Units that may be issued under this Prospectus Supplement or the Registration Statement, allocations may be reduced on a pro rata basis, which could result in certain stockholders receiving none of the shares requested. In any such case, any payments made in connection with your subscription will be returned without interest, and you may not receive any Units even though you exercised your rights.

If you have any questions concerning the offering, please contact the Information Agent, MacKenzie Partners, Inc. by telephone at 212-929-5500 (bankers and brokers) or (800) 322-2885 (all others) or by email at AMPG@mackenziepartners.com. The Subscription Agent can be reached by telephone at (212) 828-8436, or by email at action@vstocktransfer.com.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**1. Method of Subscription—Exercise of Subscription Rights**

To exercise your Unit Subscription Rights, please: (1) complete Form **1** on your Transferable Unit Subscription Rights Certificate, attached to these instructions; (2) sign Form **4** of your Transferable Unit Subscription Rights Certificate; and (3) mail the properly completed and executed Transferable Unit Subscription Rights Certificate evidencing the basic subscription rights and, if applicable, the oversubscription privilege subscribed, **to the Subscription Agent**, and with payment in full of the Subscription Unit Price for each Unit subscribed for pursuant to the basic subscription rights and, if applicable upon exercise of all basic subscription rights, if applicable, the oversubscription privilege, according to the payment instructions set forth below and in the Transferable Unit Subscription Rights Certificate to the **Escrow Agent**, on or prior to the expiration of the Unit Subscription Rights offering.

Additionally, if the share of Common Stock and Series Rights issued pursuant to the Units to be sold pursuant to the Unit Subscription Rights are to be issued in a name other than that of the registered holder, or sent to an address other than that shown on the front of the Transferable Unit Subscription Rights Certificate, please complete Form **2** and/or Form **3**, as applicable, of the Transferable Unit Subscription Rights Certificate and obtain a signature guarantee on Form **5** prior to mailing the Transferable Unit Subscription Rights Certificate to the Subscription Agent, prior to the Unit Subscription Rights Expiration Date. Payment of the Unit Subscription Price will be held in escrow by Escrow Agent, on our behalf, in a segregated account.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;*(a)* Method of Execution

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;*(i) Execution by Registered Holder*. Your signature on the Transferable Unit Subscription Rights Certificate must correspond with the name of the registered holder exactly as it appears on the face of the Transferable Unit Subscription Rights Certificate without any alteration or change whatsoever. Persons who sign the Transferable Unit Subscription Rights Certificate in a representative or other fiduciary capacity must indicate their capacity when signing and, unless waived by the subscription agent in its sole and absolute discretion, must present to the Subscription Agent satisfactory evidence of their authority to so act.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;*(ii) Execution by Person Other than Registered Holder.* If the Transferable Unit Subscription Rights Certificate is executed by a person other than the holder named on the face of the Transferable Unit Subscription Rights Certificate, proper evidence of authority of the person executing the Transferable Unit Subscription Rights Certificate must accompany the same unless, for good cause, the Subscription Agent dispenses with proof of authority.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;*(iii) Signature Guarantees*. If you completed any part of Form **2** and/or Form **3** of the Transferable Unit Subscription Rights Certificate to provide that the Common Stock and Series Rights issued pursuant to the Units sold pursuant to your exercise of Unit Subscription Rights to be (x) sent to an address other than that shown on the front of the Transferable Unit Subscription Rights Certificate, or (y) transferred to a name other than that of the registered holder, your signature in Form **4** must be guaranteed in Form **5** by an "Eligible Guarantor Institution," as such term is defined in Rule 17Ad-15 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), such as a member firm of a registered national securities exchange or a member of the Financial Industry Regulatory Authority, Inc., or a commercial bank or trust company having an office or correspondent in the United States, or by a member of a Stock Transfer Association approved medallion program such as STAMP, SEMP or MSP, subject to standards and procedures adopted by the Subscription Agent.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;*(b)* Method of Payment and Delivery

Registered holders must (a) deliver to the Escrow Agent payment of the full Unit Subscription Price for Units acquired in the basic subscription rights and, as applicable upon exercise of all basic subscription rights, any additional Units subscribed for pursuant to the oversubscription privilege and (b) deliver to the Subscription Agent a properly completed and duly executed Transferable Unit Subscription Rights Certificate along with any required documents. The properly completed and duly executed Transferable Unit Subscription Rights Certificate, along with any required subscription documents, if applicable, must be received by the Subscription Agent at the Subscription Agent's offices set forth below, at or prior to 5:00 p.m., Eastern time, on the Unit Subscription Rights Expiration Date. Full payment for the Units must be received by the Escrow Agent at or prior to 5:00 p.m., Eastern time, on Unit Subscription Rights Expiration Date, unless the offering is extended by us.

All payments by a registered holder must be in **U.S. dollars by wire transfer** to the account maintained by the Escrow Agent, for purposes of accepting subscriptions in this offering with reference to the registered holder's name.

---

| | |
|:---|:---|
| Beneficiary Account Name: | Citizens Bank, N.A. |
| Company Account Number: | |
| ABA/Routing number: | |
| Bank: | |
| For Further Credit: | Amplitech Group, Inc. |
| Account Number: | |

---

Transferable Unit Subscription Rights Certificate must be delivered to the Subscription Agent by hand, or overnight courier or by first class mail to the below:

---

| | |
|:---|:---|
| <u>If delivering by hand</u>:<br> VStock Transfer, LLC<br> 18 Lafayette Place<br> Woodmere, NY 11598 | <u>If delivering by mail or overnight courier</u>:<br> VStock Transfer, LLC<br> 18 Lafayette Place<br> Woodmere, NY 11598 |

---

**Delivery to an address or by a method other than those above will not constitute valid delivery.**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**2. Issuance of Common Stock and Series Rights**

The following deliveries and payments will be made and/or issued to the address shown on the face of your Transferable Unit Subscription Rights Certificate, unless you provide instructions to the contrary in your Transferable Unit Subscription Rights Certificate.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a) *Basic Rights.* As soon as practicable following the Unit
Subscription Rights Expiration Date and the valid exercise of the basic subscription rights, subject to the maximum Unit Subscription
Rights limitation and pro rata adjustments as set forth in the Prospectus, we will issue to each holder exercising their basic subscription
rights shares of Common Stock and Series Rights in book-entry (or uncertificated form), or if so requested by the registered holder,
in certificated form representing shares of Common Stock and Series Rights, included in the Units purchased pursuant to the basic subscription
rights.

(b) *Oversubscription Privilege.* As soon as practicable following
the Unit Subscription Rights Expiration Date and after all prorations and adjustments contemplated by the terms of the rights offering
have been effected, we will issue to each holder of Unit Subscription Rights that validly exercises the oversubscription privilege shares
of Common Stock and Series Rights in book-entry, or uncertificated, form representing the number of shares of Common Stock and Series
Rights included in the Units, if any, allocated to such holder of Unit Subscription Rights pursuant to the oversubscription privilege.

(c) *Excess Cash Payments.* As soon as practicable following
the Unit Subscription Rights Expiration Date and after all prorations and adjustments contemplated by the terms of the rights offering
have been effected, any excess subscription payments received in payment will be refunded by the Escrow Agent to each holder of Unit
Subscription Rights, without interest or penalty.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3. Special Provisions Relating to the Delivery of Subscription Rights through the Depository Trust Company

Banks, trust companies, securities dealers and brokers that hold shares of our Common Stock on the Record Date as nominee for more than one beneficial owner may, upon proper showing to the subscription agent, exercise such beneficial owner's Subscription Rights through DTC on the same basis as if the beneficial owners were stockholders on the Record Date. Such nominee may exercise the basic subscription rights on behalf of the exercising beneficial owner through DTC's PSOP Function on the "agents subscription over PTS" procedure by (1) providing a certification as to the aggregate number of basic subscription rights exercised by the beneficial owner on whose behalf such nominee is acting, and (2) instruct DTC to charge the nominee's applicable DTC account for the subscription payment for the new Units to facilitate the delivery of the full subscription payment to the Escrow Agent. DTC must receive the subscription instructions and payment for the new Units prior to Subscription Rights Expiration Date so that the subscription payment can be delivered to the Escrow Agent and the subscription can be delivered to the Subscription Agent, no later than the Subscription Rights Expiration Date.

If you hold your shares or Series Rights through your broker, dealer, bank or other nominee, you should promptly contact your broker, dealer, bank or other nominee and submit your subscription documents and payment in accordance with the instructions and within the time period provided by your broker, dealer, bank or other nominee.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4. Form W-9

Each basic subscription rights holder who elects to exercise basic rights should provide the Subscription Agent with a correct Taxpayer Identification Number (TIN) on IRS Form W-9. See "Material U.S. Federal Income Tax Consequences — Information Reporting and Backup Withholding" in the Prospectus. Failure to provide the information on the form may subject such holder to a $50 penalty for each such failure and to 24% federal income tax withholding with respect to dividends (including deemed dividends) that may be paid by the company on shares of its Common Stock. Foreign Persons are generally required to provide an appropriate IRS Form W-8 rather than IRS Form W-9 and may be subject to withholding on dividends (including deemed dividends) at a rate of up to 30%.

## Exhibit 99.2

**Exhibit 99.2**

THE TERMS AND CONDITIONS OF THE OFFERING ARE SET FORTH IN THE COMPANY'S PROSPECTUS SUPPLEMENT DATED OCTOBER 30, 2025 AND THE BASE PROSPECTUS DATED AUGUST 4, 2025 (COLLECTIVELY, (THE "PROSPECTUS") AND ARE INCORPORATED HEREIN BY REFERENCE. COPIES OF THE PROSPECTUS ARE AVAILABLE UPON REQUEST FROM MACKENZIE PARTNERS, INC., THE INFORMATION AGENT, BY CALLING (212) 929-5500 (BANKERS AND BROKERS) OR (800) 322-2885 (ALL OTHERS) OR BY EMAIL AT AMPG@mackenziepartners.com.

**FORM OF INSTRUCTIONS AS TO USE OF AMPLITECH GROUP, INC.**

**TRANSFERABLE SERIES A RIGHTS CERTIFICATES**

**TRANSFERABLE SERIES B RIGHTS CERTIFICATES**

PLEASE CONSULT THE SUBSCRIPTION AGENT, INFORMATION AGENT, ESCROW AGENT, YOUR BANK OR BROKER FOR ANY QUESTIONS

The following instructions relate to the rights offering being conducted by **AMPLITECH GROUP, INC.**, a Nevada corporation, to holders of our common stock and certain eligible warrantholders (pursuant to contractual rights), as described in the Prospectus. Holders of our common stock and certain eligible warrantholders (pursuant to contractual rights), as of 5:00 p.m., Eastern time, on **November 10, 2025** (the "Record Date") are receiving, at no charge, (i) two transferable subscription rights (the "Unit Subscription Rights"), each entitling such holders to purchase one unit ("Unit") for each basic right at a price equal to $4.00 (the "Unit Subscription Price"), subject to the maximum Unit Subscription Rights limitation and potential pro rata adjustment as set forth in the Prospectus, and (ii) an oversubscription privilege, which will be exercisable only if holder exercises his or her basic subscription right in full and will entitle holder to purchase additional Units for which other rights holders do not subscribe, subject to certain pro-rata allocations and ownership limitations. Each Unit will consist of one share of common stock, par value $0.001 per share ("Common Stock"), one series A right ("Series A Right") and one series B right ("Series B Right" and together with the Series A Right, collectively, the "Series Rights"), with each of the Series Rights entitling the holder to purchase one share of our Common Stock. There are no oversubscription privileges for the Series Rights. The offering of the Unit Subscription Rights and the Series Rights is referred to as the "offering."

The Series Rights are exercisable commencing on their date of issuance at an exercise price equal to (i) in the case of a Series A Right, $5.00 and (ii) in the case of a Series B Right, $6.00.

 

*Expiration Time – Series A Rights*

 

THE SERIES A RIGHTS WILL EXPIRE AND WILL HAVE NO VALUE AT 5:00 P.M., EASTERN TIME, ON **JULY 18, 2026** ("SERIES A RIGHT EXPIRATION DATE") YOUR CERTIFICATE FOR YOUR SERIES A RIGHTS (THE "TRANSFERABLE SERIES A RIGHTS CERTIFICATE") MUST BE RECEIVED BY THE SUBSCRIPTION AGENT ON OR BEFORE 5:00 P.M., EASTERN TIME, ON THE SERIES A RIGHT EXPIRATION DATE. AND PAYMENT OF THE EXERCISE PRICE OF THE SERIES A RIGHTS (E.G., $5.00) MUST BE RECEIVED BY THE ESCROW AGENT ON OR BEFORE 5:00 P.M., EASTERN TIME, ON THE SERIES A RIGHT EXPIRATION DATE. ONCE YOU HAVE EXERCISED YOUR SERIES A RIGHTS, SUCH EXERCISE MAY NOT BE REVOKED OR CHANGED, EVEN IF YOU LATER LEARN INFORMATION THAT YOU CONSIDER TO BE UNFAVORABLE TO THE EXERCISE OF YOUR SERIES A RIGHTS. SERIES A RIGHTS NOT EXERCISED PRIOR TO 5:00 P.M., EASTERN TIME, ON THE SERIES A RIGHT EXPIRATION DATE WILL EXPIRE WITHOUT VALUE.

If you do not exercise your Series A Rights prior to the Series A Expiration Date, your Series A Rights will expire and will no longer be exercisable. We will not be required to sell shares of Common Stock to you if VStock Transfer, LLC (the "Subscription Agent") receives your Transferable Series A Rights Certificate or if Citizens Bank, N.A. ("the Escrow Agent") receives your payment after 5:00 p.m., Eastern time, on the Series A Right Expiration Date regardless of when the Transferable Series A Rights Certificate and payment were sent. If you send your Transferable Series A Rights Certificate by mail, we recommend that you send it by registered mail, properly insured, with return receipt requested, and that a sufficient number of days be allowed to ensure delivery to the Subscription Agent and confirmation of payment prior to the Series A Right Expiration Date or the date guaranteed payments are due under a notice of guaranteed delivery (as applicable).

*Expiration Time – Series B Rights*

 

THE SERIES B RIGHTS WILL EXPIRE AND WILL HAVE NO VALUE AT 5:00 P.M., EASTERN TIME, ON **NOVEMBER 20, 2026** ("SERIES B RIGHT EXPIRATION DATE"). YOUR CERTIFICATE FOR YOUR SERIES B RIGHTS (THE "TRANSFERABLE SERIES B RIGHTS CERTIFICATE") MUST BE RECEIVED BY THE SUBSCRIPTION AGENT ON OR BEFORE 5:00 P.M., EASTERN TIME, ON THE SERIES B RIGHT EXPIRATION DATE AND PAYMENT OF THE AGGREGATE EXERCISE PRICE OF THE SERIES B RIGHTS (E.G., $6.00) MUST BE RECEIVED BY THE ESCROW AGENT ON OR BEFORE 5:00 P.M., EASTERN TIME, ON THE SERIES B RIGHT EXPIRATION DATE. ONCE YOU HAVE EXERCISED YOUR SERIES B RIGHTS, SUCH EXERCISE MAY NOT BE REVOKED OR CHANGED, EVEN IF YOU LATER LEARN INFORMATION THAT YOU CONSIDER TO BE UNFAVORABLE TO THE EXERCISE OF YOUR SERIES B RIGHTS. SERIES B RIGHTS NOT EXERCISED PRIOR TO 5:00 P.M., EASTERN TIME, ON THE SERIES B RIGHT EXPIRATION DATE WILL EXPIRE WITHOUT VALUE.

If you do not exercise your Series B Rights prior to the Series B Rights Expiration Date, your Series B Rights will expire and will no longer be exercisable. We will not be required to sell shares of Common Stock to you if the Subscription Agent receives your Transferable Series B Rights Certificate or Escrow Agent receives your payment after 5:00 p.m., Eastern time, on the Series B Right Expiration Date regardless of when the Transferable Series B Rights Certificate and payment were sent. If you send your Transferable Series B Rights Certificate by mail, we recommend that you send them by registered mail, properly insured, with return receipt requested, and that a sufficient number of days be allowed to ensure delivery to the Subscription Agent and confirmation of payment prior to Series B Rights Expiration Date or the date guaranteed payments are due under a notice of guaranteed delivery (as applicable).

The maximum number of Units available for issuance in this offering is 8,000,000. If at any time the issuance of Units pursuant to the exercise of the Unit Subscription Rights exceeds such share limitation, no additional Units will be issued, the Unit Subscription Rights offering will be terminated and any outstanding Unit Subscription Rights will immediately expire and the amount subscribed by each holder will be proportionally reduced.

If you have any questions concerning this offering, please contact the Information Agent, MacKenzie Partners, Inc., by telephone at (212) 929-5500 (bankers and brokers) or (800) 322-2885 (all others) or by email at *AMPG@mackenziepartners.com*. The Subscription Agent can be reached by telephone at (212) 828-8436, or by email at action@vstocktransfer.com.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1. Method of Exercise—Exercise of Series Rights

For the Series Rights that you wish to exercise, please: (1) complete Form **1** of the applicable Transferable Series Rights Certificate that you wish to exercise (see each of Transferable Series Rights Certificate attached to these instructions); (2) sign Form **4** of the applicable Transferable Series Rights Certificate; and (3) mail the properly completed and executed Transferable Series Rights Certificate evidencing the exercise of the applicable Series Rights, to the Subscription Agent, and the applicable payment for each Series Right exercised (e.g., $5.00 or $6.00 for each Series A Right and Series B Right, respectively) to the Escrow Agent, on or prior to the applicable expiration date. Any excess subscription amount paid by a holder will be returned to the holder by the Escrow Agent, without interest or penalty, as soon as practicable upon the applicable Series Expiration Date.

Additionally, if the shares of Common Stock issued pursuant the exercise of the Series Rights are to be issued in a name other than that of the registered holder, or sent to an address other than the registered address of the registered holder, please complete Form **2** and/or Form **3**, as applicable, of the Transferable Series Rights Certificate being exercised and obtain a signature guarantee on Form **5** prior to mailing the applicable Transferable Series Rights Certificate to the Subscription Agent, prior to the applicable expiration date. Payment of the aggregate total exercise price will be held in escrow by Escrow Agent, on our behalf, in a segregated account.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;*(a)* Method of Execution

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;*(i) Execution by Registered Holder*. Your signature on the applicable Transferable Series Rights Certificate must correspond with the name of the registered holder exactly as it appears on the face of the Transferable Series Rights Certificate without any alteration or change whatsoever. Persons who sign the Transferable Series Rights Certificate in a representative or other fiduciary capacity must indicate their capacity when signing and, unless waived by the Subscription Agent in its sole and absolute discretion, must present to the Subscription Agent satisfactory evidence of their authority to so act.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;*(ii) Execution by Person Other than Registered Holder.* If the Transferable Series Rights Certificate is executed by a person other than the holder named on the face of the Transferable Series Rights Certificate, proper evidence of authority of the person executing the Transferable Series Rights Certificate must accompany the same unless, for good cause, the Subscription Agent dispenses with proof of authority.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;*(iii) Signature Guarantees*. If you completed any part of Form **2** and/or Form **3** of the Transferable Unit Subscription Rights Certificate to provide that the Common Stock and Series Rights issued pursuant to the Units sold pursuant to your exercise of Unit Subscription Rights to be (x) sent to an address other than that shown on the front of the Transferable Unit Subscription Rights Certificate, or (y) transferred to a name other than that of the registered holder, your signature in Form 4 must be guaranteed in Form 5 by an "Eligible Guarantor Institution," as such term is defined in Rule 17Ad-15 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), such as a member firm of a registered national securities exchange or a member of the Financial Industry Regulatory Authority, Inc., or a commercial bank or trust company having an office or correspondent in the United States, or by a member of a Stock Transfer Association approved medallion program such as STAMP, SEMP or MSP, subject to standards and procedures adopted by the Subscription Agent.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;*(b)* Method of Payment and Delivery

Registered holders may (a) send to the Escrow Agent the payment of the full aggregate exercise price for the Series Rights being exercised (e.g., $5.00 or $6.00 for the Series A Rights and Series B Rights, respectively) and (b) deliver to the Subscription Agent a properly completed and duly executed Transferable Series Rights Certificate for the applicable Series Rights being exercised, along with any other required forms. The properly completed and duly executed applicable Transferable Series Rights Certificate, along with all other required subscription documents must be received by the Subscription Agent at Subscription Agent's offices set forth below, at or prior to 5:00 p.m., Eastern time, on the applicable expiration date. Full payment of the aggregate exercise price must be received by the Escrow Agent at or prior to 5:00 p.m., Eastern time, on the applicable expiration date.

All payments by a registered holder must be in U.S. dollars by wire transfer to the account maintained by Escrow Agent for purposes of accepting subscriptions in this offering, with reference to the registered holder's name. At the expiration date of each of the respective Series Rights, any excess amount paid by a registered holder, will be promptly returned to the registered holder, without interest or penalty.

---

| | |
|:---|:---|
| Beneficiary Account Name: | Citizens Bank, N.A. |
| Company Account Number: | |
| ABA/Routing number: | |
| Bank: | |
| For Further Credit: | Amplitech Group, Inc. |
| Account Number: | |

---

Each Transferable Series Rights Certificate must be delivered to the Subscription by hand, or overnight courier or by first class mail to the below:

---

| | |
|:---|:---|
| <u>If delivering by hand</u>:<br> VStock Transfer, LLC<br> 18 Lafayette Place<br> Woodmere, NY 11598 | <u>If delivering by mail or overnight courier</u>:<br> VStock Transfer, LLC<br> 18 Lafayette Place<br> Woodmere, NY 11598 |

---

**Delivery to an address or by a method other than those above will not constitute valid delivery.**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**2. Issuance of Common Stock**

The following deliveries and payments will be made and/or issued to the registered address of the registered holder on the face of your Transferable Series Rights Certificate, unless you provide instructions to the contrary in your Transferable Series Rights Certificate.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a) *Series Rights.* As soon as practicable following the
expiration of each of the Series Rights and the valid exercise of the Series Rights, we will issue to each holder exercising their Series
Rights one share of Common Stock for each Series Right exercised in book-entry, or uncertificated form representing the shares of Common
Stock purchased pursuant to the Series Rights.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3. Special Provisions Relating to the Delivery of Series Rights through the Depository Trust Company

Banks, trust companies, securities dealers and brokers that hold shares of our common stock on the Record Date as nominee for more than one beneficial owner may, upon proper showing to the Subscription Agent, exercise such beneficial owner's Series Rights through DTC on the same basis as if the beneficial owners were stockholders on the Record Date. Such nominee may exercise the Series Rights on behalf of the exercising beneficial owner through DTC's PSOP Function on the "agents subscription over PTS" procedure by (1) providing a certification as to the aggregate number of Series Rights exercised by the beneficial owner on whose behalf such nominee is acting, and (2) instruct DTC to charge the nominee's applicable DTC account for the subscription payment for the new units to facilitate the delivery of the full subscription payment to the Escrow Agent. DTC must receive the subscription instructions and payment for the Series Rights exercised prior to the applicable expiration date so that the subscription payment can be delivered to the Escrow Agent and the subscription can be delivered to the Subscription Agent by the applicable expiration date for each of the Series Rights exercised.

If you hold your shares or Series Rights through your broker, dealer, bank or other nominee, you should promptly contact your broker, dealer, bank or other nominee and submit your subscription documents and payment in accordance with the instructions and within the time period provided by your broker, dealer, bank or other nominee.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4. Form W-9

Each Series Rights holder who elects to exercise their Series Rights should provide the Subscription Agent with a correct Taxpayer Identification Number (TIN) on IRS Form W-9. See "Material U.S. Federal Income Tax Consequences — Information Reporting and Backup Withholding" in the Prospectus. Failure to provide the information on the form may subject such holder to a $50 penalty for each such failure and to 24% federal income tax withholding with respect to dividends (including deemed dividends) that may be paid by the Company on shares of its Common Stock. Foreign Persons are generally required to provide an appropriate IRS Form W-8 rather than IRS Form W-9 and may be subject to withholding on dividends (including deemed dividends) at a rate of up to 30%.

## Exhibit 99.3

**Exhibit 99.3**

**FORM OF LETTER TO STOCKHOLDERS WHO ARE RECORD HOLDERS OF AMPLITECH GROUP, INC.**

8,000,000 Units

Offered Pursuant to Unit Subscription Rights

Distributed to Stockholders and Certain Eligible Warrantholders of Amplitech Group, Inc.

October 30, 2025

Dear Holders of Common Stock and Eligible Warrantholders:

Enclosed are materials relating to the rights offering being conducted by Amplitech Group, Inc., a Nevada corporation ("Company"), including the prospectus supplement dated October 30, 2025 ("Prospectus Supplement") and the base prospectus dated August 4, 2025 (together with the Prospectus Supplement, the "Prospectus"). Please carefully review the Prospectus, which describes how you can participate in the rights offering. You will be receiving and will be able to exercise your transferable subscription rights (the "Unit Subscription Rights") to purchase units of securities ("Units") at a subscription price equal to $**4.00** (the "Unit Subscription Price"). The Unit Subscription Rights will expire if not exercised prior to 5:00 p.m., Eastern time, on **December 10, 2025**, unless we extend or terminate the rights offering.

Each Unit consists of one share of our common stock, par value $0.001 per share ("Common Stock"), one series A right (each, a "Series A Right") and one series B right (each, a "Series B Right", together with the Series A Right, collectively, the "Series Rights"). The Series Rights will be issued at the closing of the rights offering which will occur upon the expiration date of the rights offering. The Series Rights are exercisable commencing on their date of issuance at an exercise price equal to, (i) in the case of a Series A Right, $**5.00**, and (ii) in the case of a Series B Right, $**6.00**, and continuing, respectively, through July 18, 2026 and November 20, 2026. Any prospective purchasers of Units pursuant to the exercise of the Unit Subscription Rights or shares of our Common Stock pursuant to the exercise of the Series Rights should carefully read the Prospectus, including without limitation the risk factors contained therein, prior to making any decision to invest in the Company.

As described in the Prospectus, you will receive two (2) Unit Subscription Rights for each share of our Common Stock beneficially owned or acquirable upon exercise of eligible warrants by you as of the record date of 5:00 p.m., Eastern time, on **November 10, 2025** (the "Record Date"). Each Unit Subscription Right consists of a basic subscription right, which entitles holders to purchase one Unit and an oversubscription privilege which will be exercisable only if the holder exercises his or her basic subscription right in full and will entitle the holder to purchase additional Units for which other holders do not subscribe subject to potential pro-rata adjustments.

You will be required to submit payment in full to the escrow agent for all the Units you wish to buy in the rights offering. If you wish to maximize the number of Units you may purchase pursuant to your oversubscription privilege, you will need to deliver payment in an amount equal to the estimated Unit Subscription Price for the maximum number of Units available to you, assuming that no stockholder other than you has purchased any Units pursuant to the basic subscription rights and oversubscription privilege. The Company will eliminate fractional Units resulting from the exercise of the oversubscription privilege by rounding down to the nearest whole number, with the total subscription payment being adjusted accordingly. Any excess subscription payments received will be promptly returned, without interest or penalty.

The maximum number of our Units available for issuance in the rights offering is 8,000,000 Units, and the maximum number of shares issuable in the rights offering is 24,000,000 shares of Common Stock, which includes up to 8,000,000 shares of Common Stock issuable upon exercise of each of the Series Rights. Due to the maximum of 8,000,000 Units in the aggregate issuable pursuant to Unit Subscription Right, basic subscription rights may be pro-rated based on the number of basic subscription rights subscribed for. and subscribers that were not issued many Unit Subscription Rights or don't subscribe for many Units pursuant to the basic subscription rights may not receive any Units.

The Company can provide no assurances that you will actually be entitled to purchase the number of Units subscribed for pursuant to your basic subscription rights and oversubscription privileges due to offering limitations discussed above. The Company will not be able to satisfy your exercise of the oversubscription privilege if all of our stockholders exercise their basic subscription rights in full, and we will only honor an oversubscription privilege to the extent sufficient Units are available following the exercise of basic subscription rights. If oversubscription requests exceed the number of Units available, however, the Company will allocate the available Units pro-rata among the rights holders in proportion to the number of oversubscription Units for which they have subscribed for. Vstock Transfer, LLC ("Subscription Agent") will act as the subscription agent for the rights offering.

To the extent the actual number of unsubscribed Units available to the holder pursuant to the oversubscription privilege is less than the amount actually paid for in connection with the exercise of the oversubscription privilege, the holder will be allocated only the number of unsubscribed Units available to the holder, and any excess subscription payment will be promptly returned to the holder, without interest or penalty, after the expiration of the rights offering.

You are not required to exercise any or all of your Unit Subscription Rights or Series Rights. If you do not exercise your Unit Subscription Rights or Series Rights and the rights offering is completed, the number of shares of our Common Stock you own will not change but your percentage ownership of our total outstanding voting stock may decrease because shares may be purchased by other stockholders in the rights offering. Your percentage ownership of our voting stock may also decrease if you do not exercise your Unit Subscription Rights or Series Rights in full. Please see the discussion of risk factors related to the rights offering, including dilution, under the heading "Risks Related to The Rights Offering – Your interest in our Company may be diluted as a result of the offering" in the Prospectus.

The Unit Subscription Rights and the Series Rights will be evidenced by a Transferable Unit Subscription Rights Certificate and Transferable Series Rights Certificate and will cease to have any value after the respective expiration dates of the Unit Subscription Rights and the Series Rights.

Enclosed are copies of the following documents:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1. Prospectus;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2. Transferable Unit Subscription
 Rights Certificate;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3. Form of Transferable Series
 A Rights Certificate;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4. Form of Transferable Series
 B Rights Certificate;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5. Instruction as to Use of
 Amplitech Group, Inc. Transferable Unit Subscription Rights Certificate;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6. Instruction as to Use of
 Amplitech Group, Inc. Transferable Series Rights Certificate; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7. A return envelope addressed
 to Vstock Transfer, LLC, the Subscription Agent.

Your prompt action is requested. To exercise your Unit Subscription Rights, including your oversubscription privilege, and your Series Rights comprising the Units, you should deliver (1) properly completed and duly executed Unit Subscription Rights Certificate and/or Series Rights Certificate(s), along with the other required documents to Vstock Transfer, LLC, to the Subscription Agent for the rights offering, by the applicable expiration date; and (2) the full subscription payment should be sent by wire transfer to Citizens Bank, M.A. ("Escrow Agent") pursuant to the instructions you will receive with the subscription documents prior to their respective expiration dates. Executed subscription documents should be mailed to Vstock Transfer, LLC, 18 Lafayette Place, Woodmere, NY 11598. The Subscription Agent can be reached by telephone at (212) 828-8436, or by email at action@vstocktransfer.com.

The Subscription Agent must receive the Transferable Unit Subscription Rights Certificate and/or the Transferable Series Rights Certificate(s) for any applicable Series Rights exercised, and at the same time, the Escrow Agent must receive the corresponding payments, including the initial aggregate Unit Subscription Price for the Units and the applicable exercise price for the Series Rights, by their respective expiration dates. Accordingly, if you mail your Transferable Unit Subscription Rights Certificates and/or the Transferable Series Rights Certificate(s), we recommend that you send them to the Subscription Agent by overnight mail. We will not be required to sell Units or shares of Common Stock to you if the Subscription Agent receives your Transferable Unit Subscription Rights Certificate or Transferable Series Rights Certificate(s) after their respective expiration date, or if the Escrow Agent receives the subscription payment after their respective expiration date, regardless of when the Transferable Unit Subscription Rights Certificate and subscription payment or Transferable Series Rights Certificate(s) and exercise payment(s) were sent. See the discussion under the heading "Questions and Answers Relating to This Offering – How soon must I act to exercise my Unit Subscription Rights being distributed or Series Rights comprising the Units?" in the Prospectus.

Once you have exercised your Unit Subscription Rights or Series Rights, such exercise may not be revoked, even if you later learn information that you consider to be unfavorable to the exercise of your Unit Subscription Rights or Series Rights.

Additional copies of the enclosed materials may be obtained from MacKenzie Partners, Inc., the Information Agent for this offering, by telephone at (212) 929-5500 (bankers and brokers) or (800) 322-2885 (all others) or by email at *AMPG@mackenziepartners.com*. Any questions or requests for assistance concerning the rights offering should be directed to the Information Agent.

---

| | |
|:---|:---|
| Very truly yours, | Very truly yours, |
| Amplitech Group, Inc. | Amplitech Group, Inc. |
| Title: | Chief Executive Officer |
| Name: | Fawad Maqbool |

---

## Exhibit 99.4

**Exhibit 99.4**

**FORM OF LETTER TO BROKERS AND OTHER NOMINEE HOLDERS OF AMPLITECH GROUP, INC.**

8,000,000 Units

Offered Pursuant to Unit Subscription Rights

Distributed to Stockholders and Certain Eligible Warrantholders

of Amplitech Group, Inc.

October 30, 2025

To Securities Dealers, Commercial Banks, Trust Companies and Other Nominees:

This letter is being distributed to securities dealers, commercial banks, trust companies and other nominees in connection with the rights offering being conducted by Amplitech Group, Inc., a Nevada corporation (the "Company"), of transferable unit subscription rights (the "Unit Subscription Rights") distributed to holders of our common stock, par value $0.001 per share ("Common Stock"), and certain eligible warrantholders (pursuant to contractual rights) as of the record date at 5:00 p.m., Eastern time, on **November 10, 2025** (the "Record Date") to purchase units of securities ("Units") at a unit subscription price equal to $**4.00** (the "Unit Subscription Price"). Each Unit consists of one share of Common Stock, one series A right (each, a "Series A Right") and one series B right (each, a "Series B Right", together with the Series A Right, collectively, the "Series Rights"). The Common Stock, Series A Rights and Series B Rights comprising the Units will separate upon the closing of the rights offering. The Unit Subscription Rights will expire if not exercised prior to 5:00 p.m., Eastern time, on **December 10, 2025** unless we extend or terminate the rights offering.

The Series Rights are exercisable commencing on their date of issuance at an exercise price equal to, (i) in the case of a Series A Right, $**5.00**, and (ii) in the case of a Series B Right, $**6.00**, and continuing, respectively, through **July 18, 2026** and **November 20, 2026**.

The Unit Subscription Rights, Units and Series Rights are described in the prospectus supplement dated **October 30, 2025** (the "Prospectus Supplement") and the base prospectus dated August 4, 2025 (together with the Prospectus Supplement, the "Prospectus"). Any prospective purchaser of Units pursuant to the exercise of the Unit Subscription Rights or shares of Common Stock pursuant to the exercise of the Series Rights should read the Prospectus, including without limitation the risk factors contained therein, prior to making any decision to invest in the Company.

As described in the Prospectus, each holder of Common Stock, or warrant registered in their name or the name of their nominee, is receiving, at no charge, two (2) Unit Subscription Rights for each share of Common Stock beneficially owned or acquirable upon exercise of their eligible warrants as of the Record Date, each entitling the holders to purchase one Unit at the Unit Subscription Price. Fractional Units will not be sold. Each Unit Subscription Right consists of a basic subscription right, which entitles holders to purchase one Unit and an oversubscription privilege which will be exercisable only if the holder exercises his or her basic subscription right in full and will entitle the holder to purchase additional Units for which other holders do not subscribe subject to potential pro-rata adjustments.

In the event that the holder subscribes to purchase all Units available to it pursuant to its basic subscription rights, holders may also exercise an oversubscription privilege to purchase a portion of Units that are not purchased by other holders through the exercise of their basic subscription rights, subject to availability. If the number of Units remaining after the exercise of all basic subscription rights is not sufficient to satisfy all requests for Units pursuant to oversubscription privilege, we will allocate the available Units pro rata among rights holders in proportion to the number of oversubscription Units for which they have subscribed.

The maximum number of our Units available for issuance in the rights offering is 8,000,000 Units, and the maximum number of shares issuable in the rights offering is 24,000,000 shares of Common Stock, which includes up to 8,000,000 shares of Common Stock issuable upon exercise of each of the Series Rights. Due to the maximum of 8,000,000 Units in the aggregate issuable pursuant to Unit Subscription Rights, basic subscription rights may be pro-rated based on the number of basic subscription rights subscribed and subscribers that were not issued many Unit Subscription Rights or don't subscribe for many Units pursuant to the basic subscription right may not receive any Units.

Each holder will be required to submit payment in full for all the Units it wishes to buy with its basic subscription right and oversubscription privilege. Because we will not know the total number of unsubscribed Units prior to the expiration of the Unit Subscription Rights, if holders wish to maximize the number of Units they may purchase pursuant to the oversubscription privilege, they will need to deliver payment in an amount equal to the aggregate initial price for the maximum number of Units available to holders, assuming that no holders other than the holder has purchased any Units pursuant to the basic subscription rights and oversubscription privilege. To the extent the amount paid by holders in connection with the exercise of the oversubscription privilege is higher than the aggregate subscription payment of the number of unsubscribed Units actually received by holders pursuant to the oversubscription privilege, holders will be allocated only the number of unsubscribed Units available to the holders, and any excess subscription payment will be promptly returned to holders, without interest or penalty, after the expiration of the rights offering. There is no oversubscription privilege applicable to the Series Rights.

Only whole numbers of shares of Common Stock and Series Rights exercisable for whole numbers of shares will be issuable to holders in the rights offering; any right to a fractional share to which holders would otherwise be entitled will be terminated, without consideration to rights holders.

The Company can provide no assurances that the holder will actually be entitled to purchase the number of Units subscribed pursuant to its basic subscription rights and oversubscription privileges due to the offering limitations discussed above. While we will seek to honor oversubscription requests in full, if the oversubscription requests exceed the number of Units available, we will allocate the available Units pro rata among the rights holders in proportion to the number of oversubscription Units for which they have subscribed. Vstock Transfer, LLC will act as the subscription agent ("Subscription Agent") in connection with the rights offering. Citizens Bank, N.A. will act as the escrow agent ("Escrow Agent") to hold in escrow the funds received from holders until the Company completes or terminates the rights offering.

The Unit Subscription Rights and Series Rights will be evidenced by a Transferable Unit Subscription Rights Certificate and Transferable Series Rights Certificate registered in the holder's name or its nominee and will cease to have any value after their respective expiration dates.

We are asking persons who hold shares of Common Stock beneficially or acquirable upon exercise of their eligible warrants as of the Record Date and who have received the Unit Subscription Rights or Series Rights distributable with respect to those shares through a broker, dealer, custodian bank or other nominee (including any mobile investment platform), as well as persons who hold the shares of Common Stock directly and prefer to have such institutions effect transactions relating to the Unit Subscription Rights or Series Rights on their behalf, to contact the appropriate institution or nominee and request it to effect the transactions for them.

All commissions, fees and other expenses (including brokerage commissions and transfer taxes), other than fees and expenses of the Subscription Agent, the Information Agent, the Escrow Agent, and the dealer-manager, incurred in connection with the exercise of the Unit Subscription Rights or Series Rights will be for the account of the holder of the Unit Subscription Rights or Series Rights, and none of such commissions, fees or expenses will be paid by the Company or the Subscription Agent.

Enclosed are copies of the following documents:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1. Prospectus;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2. Instructions as to Use of Amplitech Group, Inc. Transferable Unit Subscription Rights;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3. Instructions as to Use of Amplitech Group, Inc. Transferable Series Rights;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4. A form of letter which may be sent to your clients for whose accounts you hold shares of our Common Stock registered in your name or the name of your nominee;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5. Form of Transferable Unit Subscription Rights Certificate;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6. Form of Transferable Series A Rights Certificate;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7. Form of Transferable Series B Rights Certificate;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8. Form of Beneficial Owner Election Form; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9. Form of Nominee Holder Certification.

Your prompt action is requested. To exercise Unit Subscription Rights, including oversubscription privilege, and the Series Rights comprising the Units, you may do so directly through DTC's PSOP function (as described in the attached instructions). If the PSOP function is unavailable, you should deliver (1) a properly completed and duly executed Unit Subscription Rights Certificate and/or Series Rights Certificate, along with the other required documents to Vstock Transfer, LLC, the Subscription Agent, for the rights offering by the applicable expiration date; and (2) the full subscription payment should be sent by wire transfer to Citizens Bank, M.A. ("Escrow Agent") pursuant to the instructions received with the subscription documents prior to their respective expiration dates. Executed subscription documents should be mailed by overnight courier to Vstock Transfer, LLC, 18 Lafayette Place, Woodmere, NY 11598. The Subscription Agent can be reached by telephone at (212) 828-8436, or by email at <u>action@vstocktransfer.com</u>.

The Subscription Agent must receive the Transferable Unit Subscription Rights Certificate and/or the Transferable Series Rights Certificate(s) for any applicable Series Rights exercised, and at the same time, the Escrow Agent must receive the corresponding payments, including the initial aggregate Unit Subscription Price for the Units and the applicable exercise price for the Series Rights, prior to their respective expiration dates. Once a holder has exercised its Unit Subscription Rights and/or Series Rights, such exercise may not be revoked, even if the holder later learns information that it considers to be unfavorable to the exercise of its Unit Subscription Rights or Series Rights.

Additional copies of the enclosed materials may be obtained from MacKenzie Partners, Inc., the Information Agent, by telephone at (212) 929-5500 (bankers and brokers) or (800) 322-2885 (all others) or by email at *AMPG@mackenziepartners.com*. Any questions or requests for assistance concerning the Rights Offering should be directed to the Information Agent.

---

| | |
|:---|:---|
| AMPLITECH GROUP, INC. | AMPLITECH GROUP, INC. |
| By: |  |
|  | Fawad Maqbool, Chief Executive Officer |

---

## Exhibit 99.5

**Exhibit 99.5**

**FORM OF LETTER TO CLIENTS OF BROKERS AND OTHER NOMINEE HOLDERS**

**OF AMPLITECH GROUP, INC.**

8,000,000 Units

Offered Pursuant to Unit Subscription Rights

Distributed to Stockholders and Certain Eligible Warrantholders

of Amplitech Group, Inc.

October 30, 2025

To Our Clients:

Enclosed for your consideration are (i) a prospectus supplement, dated October 30, 2025 (the "Prospectus Supplement") and the base prospectus dated August 4, 2025 (together with the Prospectus Supplement, the "Prospectus"), (ii) "Instructions as to Use of Amplitech Group, Inc. Transferable Unit Subscription Rights" and (iii) "Instructions as to Use of Amplitech Group, Inc. Transferable Series Rights Certificates" relating to the rights offering being conducted by Amplitech Group, Inc., a Nevada corporation (the "Company"), of transferable subscription rights (the "Unit Subscription Rights"), entitling holders to purchase Units consisting of one share of common stock, one Series A right (each, a "Series A Right") and one series B right (each, a "Series B Right" and, collectively with Series A Right, the "Series Rights") at a subscription price equal to $**4.00** (the "Unit Subscription Price"). The Unit Subscription Rights will expire if not exercised prior to 5:00 p.m., Eastern time, on **December 10, 2025**, unless the Company extends or terminates the Unit Subscription Right offering.

The Series Rights will be issued at the closing of the rights offering which will occur after the expiration date of the Unit Subscription Right offering. The Series Rights are exercisable commencing on their date of issuance at an exercise price equal to, (i) in the case of a Series A Right, $**5.00**, and (ii) in the case of a Series B Right, $**6.00**. The Series A Rights and Series B Rights may be exercised commencing on their date of issuance and continuing, respectively, through **July 18, 2026**, and **November 20, 2026**.

As described in the Prospectus, each holder of common stock will receive two Unit Subscription Rights. Each Unit Subscription Right entitles holders of common stock and eligible warrants as of the record date of 5:00 p.m., Eastern time, on **November 10, 2025** (the "Record Date"), a basic subscription right, which will allow holders to purchase one unit ("Unit") for each share of common stock beneficially owned by such holder, and an oversubscription privilege which will be exercisable only if holder exercises his or her basic subscription right in full. The oversubscription privilege will entitle holders to purchase additional Units for which other rights holders do not subscribe for subject to potential pro-rata adjustments.

You will be required to submit payment in full to the escrow agent for all the Units you wish to buy in the rights offering. If you wish to maximize the number of Units you may purchase pursuant to your oversubscription privilege, you will need to deliver payment in an amount equal to the estimated Unit Subscription Price for the maximum number of Units available to you, assuming that no shareholder other than you has purchased any Units pursuant to the basic subscription rights and oversubscription privilege. The Company will eliminate fractional Units resulting from the exercise of the oversubscription privilege by rounding down to the nearest whole number, with the total subscription payment being adjusted accordingly. Any excess subscription payments received will be promptly returned, without interest or penalty.

The maximum number of our Units available for issuance in the rights offering is 8,000,000 Units, and the maximum number of shares issuable in the rights offering is 24,000,000 shares of Common Stock, which includes up to 8,000,000 shares of Common Stock issuable upon exercise of each of the Series Rights. Due to the maximum of 8,000,000 Units in the aggregate issuable pursuant to Unit Subscription Rights, basic subscription rights may be pro-rated based on the number of basic subscription rights subscribed for and subscribers that are not issued many Unit Subscription Rights or do not subscribe for many Units pursuant to the basic subscription right may not receive any Units.

The Company can provide no assurances that you will actually be entitled to purchase the number of Units subscribed for pursuant to the exercise of your oversubscription privilege in full at the expiration of the Unit Subscription Rights offering. Subject to the ownership limitation described above, the Company will seek to honor the oversubscription requests in full. If oversubscription requests exceed the number of Units available, however, the Company will allocate the available Units pro rata among the rights holders in proportion to the number of oversubscription Units for which they have subscribed. Vstock Transfer, LLC, which will act as the subscription agent for the rights offering, will determine the oversubscription allocation. To the extent the actual number of unsubscribed Units available to the holder pursuant to the oversubscription privilege is less than the amount actually paid for in connection with the exercise of the oversubscription privilege, the holder will be allocated only the number of unsubscribed Units available to the holder, and any excess subscription payment will be promptly returned to the holder, without interest or penalty, after the expiration of the rights offering.

The Unit Subscription Rights are evidenced by a Transferable Unit Subscription Rights Certificate issued to the shareholder of record and will cease to have any value after the expiration of the Unit Subscription Rights. Each of the Series Rights will be evidenced by a Transferrable Series Right Certificate issued to stockholders who exercised their Unit Subscription Rights and will cease to have any value after the applicable expiration date for each Series Right.

**THE MATERIALS ENCLOSED ARE BEING FORWARDED TO YOU AS THE BENEFICIAL OWNER OF COMMON STOCK CARRIED BY THE COMPANY IN YOUR ACCOUNT BUT NOT REGISTERED IN YOUR NAME. THE UNIT SUBSCRIPTION RIGHTS AND SERIES RIGHTS MAY BE EXERCISED ONLY BY US AS THE RECORD OWNER AND PURSUANT TO YOUR INSTRUCTIONS.**

Accordingly, we request instructions as to whether you wish us to elect to subscribe for any Units to which you are entitled pursuant to the terms and subject to the conditions set forth in the Prospectus and whether you wish us to exercise the Series Rights. However, we urge you to read all the documents carefully before instructing us to exercise your Unit Subscription Rights and/or Series Rights.

If you wish to have us, on your behalf, exercise the Unit Subscription Rights for Units or Series Rights for shares of common stock to which you are entitled, please so instruct us by completing, executing and returning to us the Beneficial Owner Election Form.

Your Beneficial Owner Election Form to us should be forwarded as promptly as possible in order to permit us to exercise your Unit Subscription Rights or Series Right on your behalf in accordance with the provisions of the rights offering. The rights offering will expire on **December 10, 2025** and the Series Rights will expire thereafter on each of their respective expiration dates. Please contact us for our deadline with respect to your submission of the Beneficial Owner Election Form. Once you have exercised your Unit Subscription Rights or Series Rights, such exercise may not be revoked, even if you later learn information that you consider to be unfavorable to the exercise of your Unit Subscription Rights or Series Rights.

Additional copies of the enclosed materials may be obtained from MacKenzie Partners, Inc., the Information Agent, by telephone at (212) 929-5500 (bankers and brokers) or (800) 322-2885 (all others) or by email at *AMPG@mackenziepartners.com*. Any questions or requests for assistance concerning the rights offering should be directed to the Information Agent.

## Exhibit 99.6

**Exhibit 99.6**

THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH IN THE COMPANY'S PROSPECTUS SUPPLEMENT DATED OCTOBER 30, 2025 AND THE BASE PROSPECTUS DATED AUGUST 4, 2025 (COLLECTIVELY, THE "PROSPECTUS") AND ARE INCORPORATED HEREIN BY REFERENCE. COPIES OF THE PROSPECTUS ARE AVAILABLE UPON REQUEST FROM MACKENZIE PARTNERS, INC., THE INFORMATION AGENT, BY CALLING (212) 929-5500 (BANKERS AND BROKERS) OR (800) 322-2885 (ALL OTHERS) OR BY EMAIL AT AMPG@mackenziepartners.com.

**AMPLITECH GROUP, INC. BENEFICIAL OWNER ELECTION FORM**

I (We), the beneficial owner(s) of shares of common stock, par value $0.001 per share ("Common Stock"), of Amplitech Group, Inc., a Nevada corporation, acknowledge receipt of your letter, the prospectus supplement dated October 30, 2025 ("Prospectus Supplement") and the base prospectus dated August 4, 2025 (together with the Prospectus Supplement, the "Prospectus"), and the other enclosed materials relating to the offering of transferable subscription rights (the "Unit Subscription Rights") to purchase Units of securities ("Units") at a subscription price equal to $4.00 per Unit (the "Unit Subscription Price").

In this form, I (we) instruct you whether to exercise the Unit Subscription Rights to purchase Units and/or whether to exercise series A right (each, a "Series A Right") and/or series B right (each, a "Series B Right," together with the Series A Right, collectively, the "Series Rights") to purchase shares of Common Stock, pursuant to the terms and subject to the conditions set forth in the Prospectus and the related "Form of Instructions as to use of Amplitech Group, Inc. Transferable Unit Subscription Rights Certificates" and "Form of Instructions as to use of Amplitech Group, Inc. Transferable Series Rights Certificates." Each Unit will consist of one share of Common Stock, one Series A Right and one Series B Right. Each of the Series Rights is exercisable commencing on its date of issuance until the applicable expiration date, at an exercise price equal to, (i) in the case of a Series A Right, $5.00 and (ii) in the case of a Series B Right, $6.00. The Common Stock issuable upon exercise of the Series Rights will not be issued until after the applicable expiration date.

The shares of Common Stock and Series Rights comprising the Units will separate upon the closing of the rights offering and will be issued separately; however, they may only be purchased as a Unit and the Unit will not trade as a separate security.

**<u>UNIT SUBSCRIPTION RIGHTS</u>**

I (We) hereby instruct you as follows:

(CHECK THE APPLICABLE BOXES AND PROVIDE ALL REQUIRED INFORMATION)

---

| | | |
|:---|:---|:---|
| **Box 1.** | ☐ | Please DO NOT EXERCISE UNIT SUBSCRIPTION RIGHTS for Units.<br> *If you checked Box 1, please sign and date this form and mail it to your broker, custodian bank or your other nominee*<br> *that holds your shares.* |
| **Box 2.** | ☐ | Please EXERCISE UNIT SUBSCRIPTION RIGHTS for Units as set forth below.<br> *If you checked Box 2, please fill out the table shown below. Next, please check Box 3 and/or Box 4, as applicable, and*<br> *fill out the information indicated under Box 3 and/or Box 4, as applicable. Please then sign and date this form and mail it to your broker, custodian bank or other nominee that holds your shares.* |
|  |  | The number of Unit Subscription Rights for which the undersigned gives instructions for exercise under the subscription privilege should not exceed the number of Unit Subscription Rights that the undersigned is entitled to exercise. |

---

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **Number of Rights** |  | **Unit Subscription**<br> **Price** | **Payment** |
| Basic Subscription Right |  | x | $4.00 | $<u> </u>(Line 1) |
| Over-Subscription Right: |  | x | $4.00 | $<u> </u>(Line 2) |
| Total Payment: |  |  |  | $<u> </u>(Sum of Lines 1 and 2) |

---

---

| | | |
|:---|:---|:---|
| **Box 3.** | ☐ | Payment in the following amount is enclosed: $__________. |
| **Box 4.** | ☐ | Please deduct payment of $<u>_________</u>from the following account maintained by you:<br> *The total of Box 3 and 4, together, must equal the sum of lines 1 and 2 from Box 2 above.* |
|  |  | Type of Account: _________________Account No.: <u>__________________</u> |

---

**<u>SERIES RIGHTS</u>**

I (We) hereby instruct you as follows:

(CHECK THE APPLICABLE BOXES AND PROVIDE ALL REQUIRED INFORMATION)

---

| | | |
|:---|:---|:---|
| **Box 1.** | ☐ | Please DO NOT EXERCISE SERIES RIGHTS for shares of Common Stock.<br> *If you checked Box 1, please sign and date this form and mail it to your broker, custodian bank or your other nominee*<br> *that holds your shares.* |
| **Box 2.** | ☐ | Please EXERCISE SERIES RIGHTS for shares of Common Stock as set forth below.<br> *If you checked Box 2, please fill out the table shown below. Next, please check Box 3 and/or Box 4, as applicable, and*<br> *fill out the information indicated under Box 3 and/or Box 4, as applicable. Please then sign and date this form and mail it to your broker, custodian bank or other nominee that holds your shares.* |

---

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **Number of Rights Exercised** |  | **Exercise Price** | **Payment** |
| Series A Right: |  | x | $**5.00** | $<u> </u>(Line 1) |
| Series B Right: |  | x | $**6.00** | $<u> </u>(Line 2) |
| Total Payment Required: |  |  |  | $<u> </u>(Sum of Lines 1 and 2) |

---

---

| | | |
|:---|:---|:---|
| **Box 3.** | ☐ | Payment in the following amount is enclosed: $<u>____________</u> |
| **Box 4.** | ☐ | Please deduct payment of $<u>_________</u>from the following account maintained by you:<br> The total of Box 3 and 4, together, must equal the sum of lines 1, and 3 from Box 2 above. |
|  |  | Type of Account: <u>__________________</u>Account No.: <u>______________________</u> |

---

I (We) on my (our) behalf, or on behalf of any other person(s) on whose behalf, or under whose directions, I am (we are) signing this form:

● irrevocably elect to (i) purchase the number of Units and (ii) exercise the Series Rights indicated above upon the terms and conditions specified in the Prospectus; and

● agree that if I (we) fail to pay for the Units or exercise of the applicable Series Right, I (we) have elected to purchase or exercise, you may exercise any remedies available to you under law.

---

| |
|:---|
| Name of beneficial owner(s): |
| Signature of beneficial owner(s): |
| Date: |

---

If you are signing in your capacity as a trustee, executor, administrator, guardian, attorney-in-fact, agent, officer of a corporation or another acting in a fiduciary or representative capacity, please provide the following information:

---

| |
|:---|
| Name: |
| Capacity: |
| Address (including Zip Code): |
| Telephone Number: |

---

PLEASE MAKE SURE THAT YOU USE THE CORRECT ADDRESS. You may want to check this address with your broker.

## Exhibit 99.7

**Exhibit 99.7**

**THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH IN THE COMPANY'S PROSPECTUS SUPPLEMENT DATED OCTOBER 30, 2025 AND THE BASE PROSPECTUS DATED AUGUST 4, 2025 (COLLECTIVELY, THE "PROSPECTUS") AND ARE INCORPORATED HEREIN BY REFERENCE. COPIES OF THE PROSPECTUS ARE AVAILABLE UPON REQUEST FROM MACKENZIE PARTNERS, INC., THE INFORMATION AGENT, BY CALLING (212) 929-5500 (BANKERS AND BROKERS) OR (800) 322-2885 (ALL OTHERS) OR BY EMAIL AT *AMPG@MACKENZIEPARTNERS.COM.***

**AMPLITECH GROUP, INC.**

UNITS SUBSCRIBED FOR UPON EXERCISE OF UNIT SUBSCRIPTION RIGHTS AND

SHARES OF COMMON STOCK SUBSCRIBED FOR UPON EXERCISE OF SERIES RIGHTS

**NOMINEE HOLDER CERTIFICATION**

The undersigned, a bank, broker, trustee, depository or other nominee holder of non-transferable subscription rights (the "Unit Subscription Rights") to purchase units of securities ("Units") consisting of one share of common stock of Amplitech Group, Inc., a Nevada corporation (the "Company"), one series A right (each, a "Series A Right") and one series B right (each, a "Series B Right" and, collectively with the Series A Right, the "Series Rights") at a subscription price equal to $4.00 per Unit (the "Unit Subscription Price"), as described in the Company's prospectus supplement dated October 30, 2025 ("Prospectus Supplement") and the base prospectus dated August 4, 2025 (together with the Prospectus Supplement, the "Prospectus"), hereby certifies to the Vstock Transfer, LLC, as subscription agent for the rights offering, that:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1) the undersigned has exercised on behalf of the beneficial owners thereof (which may include the undersigned), Unit Subscription Rights for the number of Units specified below pursuant to the basic subscription right (as described in the Prospectus), and on behalf of beneficial owners of Unit Subscription Rights who have subscribed for the purchase of additional Units pursuant to the oversubscription privilege (as described in the Prospectus), and has listed separately below a number of Units corresponding to such beneficial owners' exercised basic subscription right and a number of Units corresponding to such beneficial owners' exercised over-subscription privilege (without identifying any such beneficial owner);

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2) to the extent any beneficial owner has exercised their oversubscription privilege, each such beneficial owner's basic subscription right has been exercised in full; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(3) the undersigned has exercised on behalf of the beneficial owners thereof (which may include the undersigned), the Series Rights for the number of common stock specified below pursuant to the Series Rights (as described in the Prospectus).

---

| | | |
|:---|:---|:---|
| **NUMBER OF SHARES OWNED**<br> **ON RECORD DATE** | **NUMBER OF UNITS**<br> **SUBSCRIBED FOR**<br> **PURSUANT TO BASIC**<br> **SUBSCRIPTION RIGHT** | **NUMBER OF UNITS**<br> **SUBSCRIBED FOR PURSUANT**<br> **TO**<br> **OVERSUBSCRIPTION**<br> **PRIVILEGE** |

---

---

| | |
|:---|:---|
| &nbsp;&nbsp;**NUMBER OF SERIES A RIGHTS EXERCISED** | &nbsp;&nbsp;**NUMBER OF SERIES B RIGHTS EXERCISED** |

---

Name of Bank, Broker, Trustee, Depository or Other Nominee:

By:   <br> Name:   <br> Title:  

Provide the following information if applicable:

Depository Trust Company ("DTC") Participant Number

Participant:

By:   <br> Name:   <br> Title:  

DTC Subscription Confirmation Number(s)

## Exhibit 99.8

**Exhibit 99.8**

**FORM OF**

**NOTICE OF IMPORTANT TAX INFORMATION**

**AMPLITECH GROUP, INC.**

This notice is provided in connection with the prospectus supplement of Amplitech Group, Inc. (the "<u>Company</u>") dated October 30, 2025 and the base prospectus dated August 4, 2025.

Under the U.S. federal income tax laws, distributions (including constructive distributions) that may be made by the Company in respect of shares of common stock, one series A rights ("<u>Series A Rights</u>") or one series B rights ("<u>Series B Rights</u>"), acquired through the exercise of the subscription rights, or in respect of shares of common stock acquired through the exercise of the Series A Rights or Series B Rights, may be subject to backup withholding. Generally such payments will be subject to backup withholding unless the holder (i) is exempt from backup withholding and timely and properly establishes an exemption from backup withholding or (ii) furnishes the payer with its correct taxpayer identification number ("<u>TIN</u>") and certifies, under penalties of perjury, that the number provided is correct and provides certain other certifications. Each holder that exercises subscription rights and wants to avoid backup withholding must, unless an exemption applies, provide the subscription agent, as the Company's agent in respect of the exercised subscription rights, with such holder's correct TIN and certain other certifications by completing the enclosed Form W-9 (Request for Taxpayer Identification Number and Certification). The TIN that must be provided is the TIN of the record owner of the subscription rights. If such record owner is an individual, the TIN is generally the taxpayer's social security number. For most entities, the TIN is the employer identification number. If the subscription rights are in more than one name or are not in the name of the actual owner, consult the enclosed Form W-9 (Request for Taxpayer Identification Number and Certification) for additional guidelines on which number to report. If the subscription agent is not provided with the correct TIN in connection with such payments, the holder may be subject to a penalty imposed by the Internal Revenue Service ("<u>IRS</u>").

Certain holders (including, among others, certain corporations and foreign persons) are not subject to these backup withholding rules. In general, in order for a holder that is a "U.S. person" for U.S. federal income tax purposes to qualify as an exempt recipient, that holder must timely submit a properly completed Form W-9 attesting to such holder's exempt status. See the enclosed Form W-9 (Request for Taxpayer Identification Number and Certification) for additional instructions. In general, in order for a holder that is not a "U.S. person" for U.S. federal income tax purposes to qualify as an exempt recipient, that holder must timely submit a properly completed Form W-8BEN, Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding and Reporting (Individuals), Form W-8BENE, Certificate of Status of Beneficial Owner for United States Tax Withholding and Reporting (Entities) or other appropriate Form W-8, signed under the penalties of perjury, attesting to such holder's foreign status. Such Form W-8BEN, Form W-8BEN-E, or other appropriate Form W-8 may be obtained from the subscription agent. Although a foreign holder may be exempt from backup withholding, payments of dividends may be subject to withholding tax, currently at a 30% rate (or, if certain tax treaties apply, such applicable lower rate) or withholding tax at a rate of 30% under the Foreign Account Tax Compliance Act ("<u>FATCA</u>") unless an exemption from FATCA withholding is certified. Holders are urged to consult their own tax advisors to determine whether they are exempt from withholding and reporting requirements.

If backup withholding applies, the Company or the subscription agent, as the case may be, will be required to withhold (currently at a **24**% rate) on any reportable payments made to a holder that exercises subscription rights. Backup withholding is not an additional tax. Rather, the amount of backup withholding can be credited against the U.S. federal income tax liability of the holder subject to backup withholding, provided that the required information is timely provided to the IRS. If backup withholding results in an overpayment of taxes, a refund may be obtained, provided that the required information is timely provided to the IRS.

**THIS DISCUSSION IS FOR INFORMATION PURPOSES ONLY AND IS NOT TAX ADVICE. HOLDERS SHOULD CONSULT THEIR TAX ADVISORS WITH RESPECT TO THE APPLICATION OF THE BACKUP WITHHOLDING RULES TO THEM.**

## Exhibit 99.9

**Exhibit 99.9**

![](ex99-9_001.jpg)

**AmpliTech Group Announces Unit Rights Offering**

*Investors must own AMPG Common stock by close of Nasdaq trading on Friday November 7, 2025 to be a Record Date holder.*

Hauppauge, NY, October 30, 2025 – AmpliTech Group, Inc. (Nasdaq: AMPG, AMPGW) (the "Company" or "AmpliTech"), a leading designer and manufacturer of advanced signal-processing components for satellite, 5G/6G networks, and quantum systems, today announced that it intends to offer to its shareholders and certain Warrantholders a dividend in the form of a transferable unit subscription right ("Unit Rights") to participate in the unit rights offering.

AmpliTech has an effective Form S-3 base prospectus from which it intends to offer these securities registered with the Securities and Exchange Commission (the "SEC") for a proposed rights offering in which it plans to distribute to (a) stockholders and (b) certain warrantholders two transferable Unit Rights to purchase up to the maximum of 8,000,000 units at $4.00 per unit. Each unit will consist of one share of common stock (the "Common Shares") and two short-term rights to purchase additional Common Shares.

Under the rights offering, each stockholder and certain warrantholders as of the record date will receive as a dividend, at no charge, two Unit Rights for each (a) Common Share and (b) each Common Share subject to a Warrant owned on the record date. The distribution of the Unit Rights will occur on or around the record date. The record date for the distribution of the Unit Rights, the expiration dates for the Unit Rights and related short-term rights, and related pricing information will be included in the final prospectus.

Holders who fully exercise their Unit Rights will be entitled to oversubscribe for additional units, if available, that are not purchased by other right holders, subject to potential pro rata allocation of those over-subscription units for which they subscribe in proportion to the total number of over-subscription units.

AmpliTech intends to use the net proceeds of the rights offering to scale domestic manufacturing and operations; advance R&D and product commercialization; deepen vertical integration and supply-chain resilience; engage in strategic partnerships; and support corporate growth initiatives; and for working capital and general corporate purposes. The Company recommends that current shareholders and certain warrantholders notify their broker or financial advisor about the upcoming rights offering to ensure their ability to participate.

The expected calendar for the rights offering is as follows:

---

| | |
|:---|:---|
|  | **Dates** |
| Ownership date (last day to buy AMPG to become Record date holder) | November 7, 2025 |
| Record date | November 10, 2025 |
| Commencement date | November 11, 2025 |
| **UNIT RIGHTS** |  |
| Deadline for delivery of subscription and payment of unit subscription price | December 10, 2025 |
| Expiration date for Subscription Rights | December 10, 2025 |
| Extension period (if any) | January 9, 2026 |
| **SERIES RIGHTS** |  |
| **Series A Rights Subscription Price of $5.00 per share** |  |
| Deadline for delivery of subscription and payment of exercise price | July 18, 2026 |
| Expiration date for Series A Rights | July 18, 2026 |
| **Series B Rights Subscription Price of $6.00 per share** |  |
| Deadline for delivery of subscription and payment of exercise price | November 20, 2026 |
| Expiration date for Series B Rights | November 20, 2026 |

---

Please contact our information agent MacKenzie Partners, Inc. if you have questions about the rights offering or need copies of the prospectus at <u>AMPG@mackenziepartners.com</u>

AmpliTech has engaged Moody Capital Solutions, Inc. to act as dealer-manager for the rights offering. Broker dealers, registered investment advisors and institutions may contact Moody at <u>info@moodycapital.com</u>.

*AmpliTech reserves the right to terminate the proposed rights offering at any time prior to the expiration date and for any reason. A prospectus relating to these securities will be filed with the SEC. This announcement shall not constitute an offer to sell, or the solicitation of an offer to buy, any securities, nor shall there be any sale of these securities in any state in which such offer, solicitation or sale would be unlawful prior to the registration or qualification under the securities laws of any such state. Securities of AmpliTech are NSMIA exempt. A security that is NSMIA exempt is classified as a "covered security" under the National Securities Markets Improvement Act of 1996 and is therefore exempt from state-level registration and regulation, subject only to federal oversight through the SEC. The rights offering will be made only by means of a prospectus.*

**About AmpliTech Group, Inc.**

AmpliTech Group, Inc., is comprised of five divisions, AmpliTech Inc., Specialty Microwave, Spectrum Semiconductors Materials, AmpliTech Group Microwave Design Center, and AmpliTech Group True G Speed Services, is a leading designer, developer, manufacturer, and distributor of cutting-edge radio frequency (RF) microwave components and 5G network solutions. Serving global markets including satellite communications, telecommunications (5G & IoT), space exploration, defense, and quantum computing, AmpliTech Group is committed to advancing technology and innovation. For more information, please visit our website at <u>www.amplitechgroup.com</u> or <u>amplitech5G.com</u>.

**About Moody Capital Solutions, Inc.**

Moody Capital Solutions, Inc. has cultivated and actively maintains deep relationships across a wide network of institutional investors, top-tier law firms, and investor relations specialists. These connections empower it to deliver unmatched advisory services and seamless transaction execution. At Moody Capital, every client engagement is led directly by senior bankers—from strategy to closing. Unlike larger firms, it does not delegate execution to junior staff. Moody Capital is a relationship-driven investment bank committed to delivering high-touch, high-quality results. Moody Capital senior bankers collectively have more than 150 years of investment banking experience. Moody Capital senior bankers have worked at some of the leading large-cap and small-cap investment banks in the U.S.

**Safe Harbor Statement**

This release contains statements that constitute forward-looking statements. These statements appear in several places in this release and include all statements that are not statements of historical fact regarding the intent, belief or current expectations of the Company, its directors or its officers with respect to, among other things, that the Company will close and be successful in raising capital in connection with the rights offering. The words "may" "would" "will" "expect" "estimate" "anticipate" "believe" "intend" and similar expressions and variations thereof are intended to identify forward-looking statements. Investors are cautioned that any such forward-looking statements are not guarantees of future performance and involve risks and uncertainties, many of which are beyond the Company's ability to control, and that actual results may differ materially from those projected in the forward-looking statements because of various factors. Other risks are identified and described in more detail in the "Risk Factors" section of the Company's filings with the SEC, which are available on our website and with the SEC at www.sec.gov. We undertake no obligation to update, and we do not have a policy of updating or revising these forward-looking statements, except as required by applicable law.

**Contacts:**

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| | |
|:---|:---|
| **Corporate Social Media** | **Company Contact:** |
| X: <u>@AmpliTechAMPG</u> | Jorge Flores |
| Instagram: <u>@AmpliTechAMPG</u> | Tel: 631-521-7831 |
| Facebook: <u>AmpliTechInc</u> | Investors@amplitechgroup.com |
| Linked In: <u>AmpliTech Group Inc</u> |  |

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Investors Relations:

PCG Advisory, Inc.

Kirin Smith

<u>ksmith@pcgadvisory.com</u>