# EDGAR Filing Document

**Accession Number:** 0000769317
**File Stem:** 0000897101-26-000038
**Filing Date:** 2026-2
**Character Count:** 54951
**Document Hash:** 8efc84f0fd0aed30a024c7937ab746c6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000897101-26-000038.hdr.sgml**: 20260212

**ACCESSION NUMBER**: 0000897101-26-000038

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260212

**DATE AS OF CHANGE**: 20260212

**EFFECTIVENESS DATE**: 20260212

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SIT INVESTMENT ASSOCIATES INC
- **CENTRAL INDEX KEY:** 0000769317

**ORGANIZATION NAME:**
- **EIN:** 411404829
- **STATE OF INCORPORATION:** MN
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-00180
- **FILM NUMBER:** 26623527

**BUSINESS ADDRESS:**
- **STREET 1:** 3300 IDS CENTER
- **STREET 2:** 80 SOUTH EIGHTH STREET
- **CITY:** MINNEAPOLIS
- **STATE:** MN
- **ZIP:** 55402
- **BUSINESS PHONE:** 6123323223

**MAIL ADDRESS:**
- **STREET 1:** 3300 IDS CENTER
- **STREET 2:** 80 SOUTH EIGHTH STREET
- **CITY:** MINNEAPOLIS
- **STATE:** MN
- **ZIP:** 55402

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** SIT INVESTMENT ASSOCIATES INC<br>**Address:** 3300 IDS Center<br>80 South Eighth Street<br>Minneapolis, MN 55402

**Form 13F File Number:** 028-00180

**CRD Number (if applicable):** 000105725

**SEC File Number (if applicable):** 801-16350

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Paul E. Rasmussen<br>**Title:** Vice President<br>**Phone:** 612-332-3223

**Signature, Place, and Date of Signing:**

/s/ Paul E. Rasmussen  Minneapolis, MN  02-12-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 1

**Form 13F Information Table Entry Total:** 506

**Form 13F Information Table Value Total:** $4998638

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                                  | Form 13F File Number   |
|:---|:---|:---|
|  | SIT FIXED INCOME ADVISORS II LLC /ADV | 028-19972              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AAR CORP | COMMON | 000361105 |  | 356 | 4300 | SH |  | SOLE | 1 | 4300 | 0 | 0 |
| AFLAC INC | COMMON | 001055102 |  | 463 | 4200 | SH |  | SOLE | 1 | 4200 | 0 | 0 |
| AES CORP. | COMMON | 00130H105 |  | 101 | 7025 | SH |  | SOLE | 1 | 7025 | 0 | 0 |
| ASGN INC | COMMON | 00191U102 |  | 1009 | 20940 | SH |  | SOLE | 1 | 20940 | 0 | 0 |
| AZZ INC | COMMON | 002474104 |  | 3355 | 31300 | SH |  | SOLE | 1 | 31300 | 0 | 0 |
| ABBOTT LABORATORIES | COMMON | 002824100 |  | 18927 | 151063 | SH |  | SOLE | 1 | 151063 | 0 | 0 |
| ABBVIE INC | COMMON | 00287Y109 |  | 15148 | 66296 | SH |  | SOLE | 1 | 66296 | 0 | 0 |
| ADDUS HOMECARE CORP | COMMON | 006739106 |  | 3063 | 28525 | SH |  | SOLE | 1 | 28525 | 0 | 0 |
| ADOBE INC | COMMON | 00724F101 |  | 9581 | 27374 | SH |  | SOLE | 1 | 27374 | 0 | 0 |
| ADTALEM GLOBAL EDUCATION INC | COMMON | 00737L103 |  | 1960 | 18940 | SH |  | SOLE | 1 | 18940 | 0 | 0 |
| AEROVIRONMENT INC | COMMON | 008073108 |  | 5360 | 22158 | SH |  | SOLE | 1 | 22158 | 0 | 0 |
| AGILENT TECHNOLOGIES INC | COMMON | 00846U101 |  | 2120 | 15577 | SH |  | SOLE | 1 | 15577 | 0 | 0 |
| AIRBNB INC | COMMON | 009066101 |  | 2110 | 15545 | SH |  | SOLE | 1 | 15545 | 0 | 0 |
| AIR LEASE CORP | COMMON | 00912X302 |  | 3844 | 59845 | SH |  | SOLE | 1 | 59845 | 0 | 0 |
| AIR PRODUCTS  CHEMICALS INC | COMMON | 009158106 |  | 29 | 116 | SH |  | SOLE | 1 | 116 | 0 | 0 |
| ALASKA AIR GROUP INC | COMMON | 011659109 |  | 1935 | 38475 | SH |  | SOLE | 1 | 38475 | 0 | 0 |
| ALBEMARLE CORP | COMMON | 012653101 |  | 48 | 341 | SH |  | SOLE | 1 | 341 | 0 | 0 |
| ALIGN TECHNOLOGY INC | COMMON | 016255101 |  | 1337 | 8560 | SH |  | SOLE | 1 | 8560 | 0 | 0 |
| ALPHABET INC - CL C | COMMON | 02079K107 |  | 26398 | 84125 | SH |  | SOLE | 1 | 84125 | 0 | 0 |
| ALPHABET INC - CL A | COMMON | 02079K305 |  | 90199 | 288177 | SH |  | SOLE | 1 | 288177 | 0 | 0 |
| AMAZON.COM INC | COMMON | 023135106 |  | 55440 | 240189 | SH |  | SOLE | 1 | 240189 | 0 | 0 |
| AMEREN CORP | COMMON | 023608102 |  | 27 | 268 | SH |  | SOLE | 1 | 268 | 0 | 0 |
| AMENTUM HOLDINGS INC | COMMON | 023939101 |  | 760 | 26202 | SH |  | SOLE | 1 | 26202 | 0 | 0 |
| AMERICAN INTERNATIONAL GROUP I | COMMON | 026874784 |  | 7767 | 90784 | SH |  | SOLE | 1 | 90784 | 0 | 0 |
| AMERIPRISE FINANCIAL INC | COMMON | 03076C106 |  | 10388 | 21185 | SH |  | SOLE | 1 | 21185 | 0 | 0 |
| AMETEK INC | COMMON | 031100100 |  | 3013 | 14675 | SH |  | SOLE | 1 | 14675 | 0 | 0 |
| AMGEN INC | COMMON | 031162100 |  | 134 | 410 | SH |  | SOLE | 1 | 410 | 0 | 0 |
| ANALOG DEVICES INC | COMMON | 032654105 |  | 594 | 2191 | SH |  | SOLE | 1 | 2191 | 0 | 0 |
| APPLE INC | COMMON | 037833100 |  | 124852 | 459252 | SH |  | SOLE | 1 | 459252 | 0 | 0 |
| APPLIED MATERIALS INC | COMMON | 038222105 |  | 27825 | 108274 | SH |  | SOLE | 1 | 108274 | 0 | 0 |
| ARCUTIS BIOTHERAPEUTICS I | COMMON | 03969K108 |  | 376 | 12950 | SH |  | SOLE | 1 | 12950 | 0 | 0 |
| ARGAN INC | COMMON | 04010E109 |  | 10156 | 32415 | SH |  | SOLE | 1 | 32415 | 0 | 0 |
| ARISTA NETWORKS INC | COMMON | 040413205 |  | 34739 | 265123 | SH |  | SOLE | 1 | 265123 | 0 | 0 |
| ARTISAN PARTNERS ASSET MG | COMMON | 04316A108 |  | 1781 | 43725 | SH |  | SOLE | 1 | 43725 | 0 | 0 |
| ATLASSIAN CORP | COMMON | 049468101 |  | 9820 | 60564 | SH |  | SOLE | 1 | 60564 | 0 | 0 |
| ATRICURE INC | COMMON | 04963C209 |  | 4269 | 107905 | SH |  | SOLE | 1 | 107905 | 0 | 0 |
| AUTODESK INC | COMMON | 052769106 |  | 9663 | 32643 | SH |  | SOLE | 1 | 32643 | 0 | 0 |
| AVERY DENNISON CORP | COMMON | 053611109 |  | 7721 | 42450 | SH |  | SOLE | 1 | 42450 | 0 | 0 |
| AVIENT CORPORATION | COMMON | 05368V106 |  | 719 | 23000 | SH |  | SOLE | 1 | 23000 | 0 | 0 |
| AXON ENTERPRISE INC | COMMON | 05464C101 |  | 4756 | 8374 | SH |  | SOLE | 1 | 8374 | 0 | 0 |
| BWX TECHNOLOGIES INC | COMMON | 05605H100 |  | 3427 | 19825 | SH |  | SOLE | 1 | 19825 | 0 | 0 |
| BANK OF AMERICA CORP | COMMON | 060505104 |  | 15304 | 278258 | SH |  | SOLE | 1 | 278258 | 0 | 0 |
| BANK OF NEW YORK MELLON CORP | COMMON | 064058100 |  | 4390 | 37815 | SH |  | SOLE | 1 | 37815 | 0 | 0 |
| BELDEN INC | COMMON | 077454106 |  | 2688 | 23065 | SH |  | SOLE | 1 | 23065 | 0 | 0 |
| BERKSHIRE HATHAWAY INC | COMMON | 084670702 |  | 268 | 533 | SH |  | SOLE | 1 | 533 | 0 | 0 |
| BIO-TECHNE CORP | COMMON | 09073M104 |  | 1406 | 23900 | SH |  | SOLE | 1 | 23900 | 0 | 0 |
| BLACKSTONE INC | COMMON | 09260D107 |  | 2328 | 15100 | SH |  | SOLE | 1 | 15100 | 0 | 0 |
| BLACKROCK INC | COMMON | 09290D101 |  | 62 | 58 | SH |  | SOLE | 1 | 58 | 0 | 0 |
| BOOKING HOLDINGS INC | COMMON | 09857L108 |  | 2410 | 450 | SH |  | SOLE | 1 | 450 | 0 | 0 |
| BOOT BARN HOLDINGS INC | COMMON | 099406100 |  | 2127 | 12055 | SH |  | SOLE | 1 | 12055 | 0 | 0 |
| BOOZ ALLEN HAMILTON HOLDING CO | COMMON | 099502106 |  | 4292 | 50875 | SH |  | SOLE | 1 | 50875 | 0 | 0 |
| BOSTON SCIENTIFIC CORP | COMMON | 101137107 |  | 2597 | 27240 | SH |  | SOLE | 1 | 27240 | 0 | 0 |
| BRADY CORP | COMMON | 104674106 |  | 123 | 1575 | SH |  | SOLE | 1 | 1575 | 0 | 0 |
| BRINK'S CO/THE | COMMON | 109696104 |  | 613 | 5250 | SH |  | SOLE | 1 | 5250 | 0 | 0 |
| BROADCOM INC | COMMON | 11135F101 |  | 153234 | 442745 | SH |  | SOLE | 1 | 442745 | 0 | 0 |
| CH ROBINSON WORLDWIDE INC | COMMON | 12541W209 |  | 6024 | 37470 | SH |  | SOLE | 1 | 37470 | 0 | 0 |
| CNO FINANCIAL GROUP INC | COMMON | 12621E103 |  | 875 | 20600 | SH |  | SOLE | 1 | 20600 | 0 | 0 |
| CSW INDUSTRIALS INC | COMMON | 126402106 |  | 1986 | 6765 | SH |  | SOLE | 1 | 6765 | 0 | 0 |
| CSX CORP | COMMON | 126408103 |  | 10126 | 279345 | SH |  | SOLE | 1 | 279345 | 0 | 0 |
| CABOT CORP | COMMON | 127055101 |  | 663 | 10000 | SH |  | SOLE | 1 | 10000 | 0 | 0 |
| CADENCE BANK | COMMON | 12740C103 |  | 1546 | 36090 | SH |  | SOLE | 1 | 36090 | 0 | 0 |
| CARDINAL HEALTH INC | COMMON | 14149Y108 |  | 11291 | 54945 | SH |  | SOLE | 1 | 54945 | 0 | 0 |
| CARLISLE COS INC | COMMON | 142339100 |  | 4633 | 14485 | SH |  | SOLE | 1 | 14485 | 0 | 0 |
| CARLYLE GROUP INC/THE | COMMON | 14316J108 |  | 15489 | 262040 | SH |  | SOLE | 1 | 262040 | 0 | 0 |
| CASEY'S GENERAL STORES INC | COMMON | 147528103 |  | 4049 | 7325 | SH |  | SOLE | 1 | 7325 | 0 | 0 |
| CATERPILLAR INC | COMMON | 149123101 |  | 2463 | 4300 | SH |  | SOLE | 1 | 4300 | 0 | 0 |
| CENTURY COMMUNITIES INC | COMMON | 156504300 |  | 583 | 9820 | SH |  | SOLE | 1 | 9820 | 0 | 0 |
| CHENIERE ENERGY INC | COMMON | 16411R208 |  | 11833 | 60870 | SH |  | SOLE | 1 | 60870 | 0 | 0 |
| CHESAPEAKE UTILITIES CORP | COMMON | 165303108 |  | 1561 | 12515 | SH |  | SOLE | 1 | 12515 | 0 | 0 |
| CIENA CORP | COMMON | 171779309 |  | 10939 | 46775 | SH |  | SOLE | 1 | 46775 | 0 | 0 |
| CIRCLE INTERNET GROUP INC | COMMON | 172573107 |  | 722 | 9100 | SH |  | SOLE | 1 | 9100 | 0 | 0 |
| CISCO SYSTEMS INC | COMMON | 17275R102 |  | 10906 | 141575 | SH |  | SOLE | 1 | 141575 | 0 | 0 |
| CITIGROUP INC | COMMON | 172967424 |  | 4674 | 40055 | SH |  | SOLE | 1 | 40055 | 0 | 0 |
| CITIZENS FINL GROUP INC | COMMON | 174610105 |  | 7314 | 125225 | SH |  | SOLE | 1 | 125225 | 0 | 0 |
| COCA-COLA CO/THE | COMMON | 191216100 |  | 9393 | 134352 | SH |  | SOLE | 1 | 134352 | 0 | 0 |
| COHERENT CORP | COMMON | 19247G107 |  | 9281 | 50285 | SH |  | SOLE | 1 | 50285 | 0 | 0 |
| COLLIERS INTL GROUP INC | COMMON | 194693107 |  | 3848 | 26175 | SH |  | SOLE | 1 | 26175 | 0 | 0 |
| COLUMBIA BANKING SYSTEM INC | COMMON | 197236102 |  | 1854 | 66350 | SH |  | SOLE | 1 | 66350 | 0 | 0 |
| COMMERCIAL METALS CO | COMMON | 201723103 |  | 516 | 7450 | SH |  | SOLE | 1 | 7450 | 0 | 0 |
| COMMSCOPE HOLDING CO INC | COMMON | 20337X109 |  | 153 | 8450 | SH |  | SOLE | 1 | 8450 | 0 | 0 |
| CONFLUENT INC | COMMON | 20717M103 |  | 1607 | 53140 | SH |  | SOLE | 1 | 53140 | 0 | 0 |
| CONOCOPHILLIPS | COMMON | 20825C104 |  | 13565 | 144911 | SH |  | SOLE | 1 | 144911 | 0 | 0 |
| CONSTELLATION ENERGY CORP | COMMON | 21037T109 |  | 268 | 760 | SH |  | SOLE | 1 | 760 | 0 | 0 |
| COPART INC | COMMON | 217204106 |  | 1591 | 40628 | SH |  | SOLE | 1 | 40628 | 0 | 0 |
| COSTCO WHOLESALE CORP | COMMON | 22160K105 |  | 448 | 519 | SH |  | SOLE | 1 | 519 | 0 | 0 |
| CRANE COMPANY | COMMON | 224408104 |  | 4388 | 23790 | SH |  | SOLE | 1 | 23790 | 0 | 0 |
| CRANE NXT COMPANY | COMMON | 224441105 |  | 1394 | 29625 | SH |  | SOLE | 1 | 29625 | 0 | 0 |
| CROWDSTRIKE HOLDINGS INC | COMMON | 22788C105 |  | 3047 | 6500 | SH |  | SOLE | 1 | 6500 | 0 | 0 |
| DTE ENERGY CO | COMMON | 233331107 |  | 4010 | 31090 | SH |  | SOLE | 1 | 31090 | 0 | 0 |
| DT MIDSTREAM INC | COMMON | 23345M107 |  | 1302 | 10875 | SH |  | SOLE | 1 | 10875 | 0 | 0 |
| DATADOG INC | COMMON | 23804L103 |  | 4243 | 31200 | SH |  | SOLE | 1 | 31200 | 0 | 0 |
| DEERE  CO | COMMON | 244199105 |  | 33 | 71 | SH |  | SOLE | 1 | 71 | 0 | 0 |
| DELL TECHNOLOGIES INC | COMMON | 24703L202 |  | 2159 | 17155 | SH |  | SOLE | 1 | 17155 | 0 | 0 |
| DEVON ENERGY CORP | COMMON | 25179M103 |  | 1465 | 40000 | SH |  | SOLE | 1 | 40000 | 0 | 0 |
| DEXCOM INC | COMMON | 252131107 |  | 8197 | 123507 | SH |  | SOLE | 1 | 123507 | 0 | 0 |
| DOMINION ENERGY INC | COMMON | 25746U109 |  | 20 | 349 | SH |  | SOLE | 1 | 349 | 0 | 0 |
| DONALDSON CO INC | COMMON | 257651109 |  | 4779 | 53900 | SH |  | SOLE | 1 | 53900 | 0 | 0 |
| DOORDASH INC | COMMON | 25809K105 |  | 2616 | 11550 | SH |  | SOLE | 1 | 11550 | 0 | 0 |
| DOVER CORP | COMMON | 260003108 |  | 4320 | 22128 | SH |  | SOLE | 1 | 22128 | 0 | 0 |
| DROPBOX INC | COMMON | 26210C104 |  | 35 | 1250 | SH |  | SOLE | 1 | 1250 | 0 | 0 |
| DYNATRACE INC | COMMON | 268150109 |  | 3164 | 73010 | SH |  | SOLE | 1 | 73010 | 0 | 0 |
| ELF BEAUTY INC | COMMON | 26856L103 |  | 931 | 12250 | SH |  | SOLE | 1 | 12250 | 0 | 0 |
| EAGLE MATERIALS INC | COMMON | 26969P108 |  | 3479 | 16835 | SH |  | SOLE | 1 | 16835 | 0 | 0 |
| EBAY INC | COMMON | 278642103 |  | 5270 | 60510 | SH |  | SOLE | 1 | 60510 | 0 | 0 |
| ECOLAB INC | COMMON | 278865100 |  | 161 | 615 | SH |  | SOLE | 1 | 615 | 0 | 0 |
| EMCOR GROUP INC | COMMON | 29084Q100 |  | 6662 | 10890 | SH |  | SOLE | 1 | 10890 | 0 | 0 |
| EMERSON ELECTRIC CO | COMMON | 291011104 |  | 12322 | 92844 | SH |  | SOLE | 1 | 92844 | 0 | 0 |
| ENCOMPASS HEALTH CORP | COMMON | 29261A100 |  | 5414 | 51010 | SH |  | SOLE | 1 | 51010 | 0 | 0 |
| ENPRO INC | COMMON | 29355X107 |  | 798 | 3725 | SH |  | SOLE | 1 | 3725 | 0 | 0 |
| ENTEGRIS INC | COMMON | 29362U104 |  | 921 | 10931 | SH |  | SOLE | 1 | 10931 | 0 | 0 |
| ENTERGY CORP NEW | COMMON | 29364G103 |  | 180 | 1950 | SH |  | SOLE | 1 | 1950 | 0 | 0 |
| EQUIFAX INC | COMMON | 294429105 |  | 94 | 435 | SH |  | SOLE | 1 | 435 | 0 | 0 |
| EQUITABLE HOLDINGS INC | COMMON | 29452E101 |  | 117 | 2450 | SH |  | SOLE | 1 | 2450 | 0 | 0 |
| EURONET WORLDWIDE INC | COMMON | 298736109 |  | 2200 | 28900 | SH |  | SOLE | 1 | 28900 | 0 | 0 |
| EVERCORE INC - CL A | COMMON | 29977A105 |  | 1655 | 4865 | SH |  | SOLE | 1 | 4865 | 0 | 0 |
| EVERGY INC | COMMON | 30034W106 |  | 6577 | 90730 | SH |  | SOLE | 1 | 90730 | 0 | 0 |
| EXACT SCIENCES CORP | COMMON | 30063P105 |  | 5476 | 53915 | SH |  | SOLE | 1 | 53915 | 0 | 0 |
| EXXON MOBIL CORP | COMMON | 30231G102 |  | 6099 | 50680 | SH |  | SOLE | 1 | 50680 | 0 | 0 |
| FTI CONSULTING INC | COMMON | 302941109 |  | 937 | 5485 | SH |  | SOLE | 1 | 5485 | 0 | 0 |
| META PLATFORMS INC CLASS A | COMMON | 30303M102 |  | 47657 | 72198 | SH |  | SOLE | 1 | 72198 | 0 | 0 |
| FEDEX CORP | COMMON | 31428X106 |  | 2959 | 10243 | SH |  | SOLE | 1 | 10243 | 0 | 0 |
| FIFTH THIRD BANCORP | COMMON | 316773100 |  | 7611 | 162585 | SH |  | SOLE | 1 | 162585 | 0 | 0 |
| FLOWSERVE CORP | COMMON | 34354P105 |  | 13810 | 199050 | SH |  | SOLE | 1 | 199050 | 0 | 0 |
| ARTHUR J GALLAGHER  CO | COMMON | 363576109 |  | 5861 | 22647 | SH |  | SOLE | 1 | 22647 | 0 | 0 |
| GE VERNOVA INC | COMMON | 36828A101 |  | 3685 | 5639 | SH |  | SOLE | 1 | 5639 | 0 | 0 |
| GENERAL DYNAMICS CORP | COMMON | 369550108 |  | 3192 | 9482 | SH |  | SOLE | 1 | 9482 | 0 | 0 |
| GLAUKOS CORP | COMMON | 377322102 |  | 7562 | 66970 | SH |  | SOLE | 1 | 66970 | 0 | 0 |
| GLOBAL PAYMENTS INC | COMMON | 37940X102 |  | 132 | 1700 | SH |  | SOLE | 1 | 1700 | 0 | 0 |
| GOLDMAN SACHS GROUP INC/THE | COMMON | 38141G104 |  | 31016 | 35285 | SH |  | SOLE | 1 | 35285 | 0 | 0 |
| GRACO INC | COMMON | 384109104 |  | 78 | 950 | SH |  | SOLE | 1 | 950 | 0 | 0 |
| HA SUSTAINABLE INFRA CAPITAL I | COMMON | 41068X100 |  | 470 | 14950 | SH |  | SOLE | 1 | 14950 | 0 | 0 |
| HANOVER INSURANCE GROUP INC/TH | COMMON | 410867105 |  | 1572 | 8600 | SH |  | SOLE | 1 | 8600 | 0 | 0 |
| HARTFORD INSURANCE GROUP INC | COMMON | 416515104 |  | 5993 | 43490 | SH |  | SOLE | 1 | 43490 | 0 | 0 |
| HERCULES CAPITAL INC | COMMON | 427096508 |  | 659 | 35000 | SH |  | SOLE | 1 | 35000 | 0 | 0 |
| HOME DEPOT INC | COMMON | 437076102 |  | 21714 | 63105 | SH |  | SOLE | 1 | 63105 | 0 | 0 |
| HONEYWELL INTERNATIONAL INC | COMMON | 438516106 |  | 15865 | 81320 | SH |  | SOLE | 1 | 81320 | 0 | 0 |
| HORACE MANN EDUCATORS CORP | COMMON | 440327104 |  | 1130 | 24475 | SH |  | SOLE | 1 | 24475 | 0 | 0 |
| HUBBELL INC | COMMON | 443510607 |  | 6819 | 15355 | SH |  | SOLE | 1 | 15355 | 0 | 0 |
| HUBSPOT INC | COMMON | 443573100 |  | 6070 | 15125 | SH |  | SOLE | 1 | 15125 | 0 | 0 |
| HUNTINGTON BANCSHARES INC/OH | COMMON | 446150104 |  | 2647 | 152572 | SH |  | SOLE | 1 | 152572 | 0 | 0 |
| HUNTINGTON INGALLS INDUSTRIES | COMMON | 446413106 |  | 952 | 2800 | SH |  | SOLE | 1 | 2800 | 0 | 0 |
| IDACORP INC | COMMON | 451107106 |  | 1178 | 9310 | SH |  | SOLE | 1 | 9310 | 0 | 0 |
| IDEXX LABORATORIES INC | COMMON | 45168D104 |  | 2943 | 4350 | SH |  | SOLE | 1 | 4350 | 0 | 0 |
| IMAX CORP | COMMON | 45245E109 |  | 1861 | 50350 | SH |  | SOLE | 1 | 50350 | 0 | 0 |
| INSULET CORP | COMMON | 45784P101 |  | 5297 | 18634 | SH |  | SOLE | 1 | 18634 | 0 | 0 |
| INTERCONTINENTAL EXCHANGE INC | COMMON | 45866F104 |  | 7734 | 47750 | SH |  | SOLE | 1 | 47750 | 0 | 0 |
| INTL BUSINESS MACHINES CORP | COMMON | 459200101 |  | 7585 | 25606 | SH |  | SOLE | 1 | 25606 | 0 | 0 |
| INTUIT INC | COMMON | 461202103 |  | 23169 | 34977 | SH |  | SOLE | 1 | 34977 | 0 | 0 |
| INTUITIVE SURGICAL INC | COMMON | 46120E602 |  | 16692 | 29472 | SH |  | SOLE | 1 | 29472 | 0 | 0 |
| IRADIMED CORP | COMMON | 46266A109 |  | 336 | 3450 | SH |  | SOLE | 1 | 3450 | 0 | 0 |
| IRIDIUM COMMUNICATIONS INC | COMMON | 46269C102 |  | 1182 | 68000 | SH |  | SOLE | 1 | 68000 | 0 | 0 |
| JPMORGAN CHASE  CO | COMMON | 46625H100 |  | 36139 | 112155 | SH |  | SOLE | 1 | 112155 | 0 | 0 |
| JACOBS SOLUTIONS INC | COMMON | 46982L108 |  | 3272 | 24700 | SH |  | SOLE | 1 | 24700 | 0 | 0 |
| JOHNSON  JOHNSON | COMMON | 478160104 |  | 11850 | 57260 | SH |  | SOLE | 1 | 57260 | 0 | 0 |
| KLA CORP | COMMON | 482480100 |  | 182 | 150 | SH |  | SOLE | 1 | 150 | 0 | 0 |
| KEYSIGHT TECHNOLOGIES INC | COMMON | 49338L103 |  | 725 | 3567 | SH |  | SOLE | 1 | 3567 | 0 | 0 |
| KNIGHT-SWIFT TRANSPORT  INC | COMMON | 499049104 |  | 3116 | 59600 | SH |  | SOLE | 1 | 59600 | 0 | 0 |
| KODIAK GAS SERVICES INC | COMMON | 50012A108 |  | 3570 | 95450 | SH |  | SOLE | 1 | 95450 | 0 | 0 |
| L3HARRIS TECHNOLOGIES INC | COMMON | 502431109 |  | 3419 | 11645 | SH |  | SOLE | 1 | 11645 | 0 | 0 |
| ELI LILLY  CO | COMMON | 532457108 |  | 34543 | 32143 | SH |  | SOLE | 1 | 32143 | 0 | 0 |
| LINCOLN ELECTRIC HOLDINGS INC | COMMON | 533900106 |  | 2144 | 8945 | SH |  | SOLE | 1 | 8945 | 0 | 0 |
| LOCKHEED MARTIN CORP | COMMON | 539830109 |  | 3334 | 6894 | SH |  | SOLE | 1 | 6894 | 0 | 0 |
| MKS INC | COMMON | 55306N104 |  | 3839 | 24025 | SH |  | SOLE | 1 | 24025 | 0 | 0 |
| MP MATERIALS CORP | COMMON | 553368101 |  | 3000 | 59375 | SH |  | SOLE | 1 | 59375 | 0 | 0 |
| MARATHON PETROLEUM CORP | COMMON | 56585A102 |  | 35 | 216 | SH |  | SOLE | 1 | 216 | 0 | 0 |
| MASTERCARD INC | COMMON | 57636Q104 |  | 13 | 22 | SH |  | SOLE | 1 | 22 | 0 | 0 |
| MCDONALD'S CORP | COMMON | 580135101 |  | 16543 | 54129 | SH |  | SOLE | 1 | 54129 | 0 | 0 |
| MERCADOLIBRE INC | COMMON | 58733R102 |  | 453 | 225 | SH |  | SOLE | 1 | 225 | 0 | 0 |
| MERCK  CO INC | COMMON | 58933Y105 |  | 167 | 1582 | SH |  | SOLE | 1 | 1582 | 0 | 0 |
| MICROSOFT CORP | COMMON | 594918104 |  | 132940 | 274885 | SH |  | SOLE | 1 | 274885 | 0 | 0 |
| MICRON TECHNOLOGY INC | COMMON | 595112103 |  | 8545 | 29940 | SH |  | SOLE | 1 | 29940 | 0 | 0 |
| MOLINA HEALTHCARE INC | COMMON | 60855R100 |  | 1123 | 6470 | SH |  | SOLE | 1 | 6470 | 0 | 0 |
| MONDELEZ INTERNATIONAL INC | COMMON | 609207105 |  | 2129 | 39553 | SH |  | SOLE | 1 | 39553 | 0 | 0 |
| MONOLITHIC POWER SYSTEMS INC | COMMON | 609839105 |  | 14426 | 15916 | SH |  | SOLE | 1 | 15916 | 0 | 0 |
| MORGAN STANLEY | COMMON | 617446448 |  | 3782 | 21305 | SH |  | SOLE | 1 | 21305 | 0 | 0 |
| MOSAIC CO/THE | COMMON | 61945C103 |  | 49 | 2025 | SH |  | SOLE | 1 | 2025 | 0 | 0 |
| MOTOROLA SOLUTIONS INC | COMMON | 620076307 |  | 287 | 750 | SH |  | SOLE | 1 | 750 | 0 | 0 |
| NATERA INC | COMMON | 632307104 |  | 3594 | 15688 | SH |  | SOLE | 1 | 15688 | 0 | 0 |
| NCINO INC | COMMON | 63947X101 |  | 3037 | 118460 | SH |  | SOLE | 1 | 118460 | 0 | 0 |
| NETFLIX INC | COMMON | 64110L106 |  | 11391 | 121490 | SH |  | SOLE | 1 | 121490 | 0 | 0 |
| NEWMONT CORP | COMMON | 651639106 |  | 198 | 1985 | SH |  | SOLE | 1 | 1985 | 0 | 0 |
| NEXSTAR MEDIA GROUP INC | COMMON | 65336K103 |  | 4565 | 22480 | SH |  | SOLE | 1 | 22480 | 0 | 0 |
| NEXTERA ENERGY INC | COMMON | 65339F101 |  | 9821 | 122332 | SH |  | SOLE | 1 | 122332 | 0 | 0 |
| NIKE INC CL B | COMMON | 654106103 |  | 7032 | 110375 | SH |  | SOLE | 1 | 110375 | 0 | 0 |
| NISOURCE INC | COMMON | 65473P105 |  | 8722 | 208866 | SH |  | SOLE | 1 | 208866 | 0 | 0 |
| NORTHERN OIL AND GAS INC | COMMON | 665531307 |  | 3199 | 149000 | SH |  | SOLE | 1 | 149000 | 0 | 0 |
| NORTHROP GRUMMAN CORP | COMMON | 666807102 |  | 9504 | 16667 | SH |  | SOLE | 1 | 16667 | 0 | 0 |
| NVIDIA CORP | COMMON | 67066G104 |  | 154863 | 830362 | SH |  | SOLE | 1 | 830362 | 0 | 0 |
| OREILLY AUTOMOTIVE INC | COMMON | 67103H107 |  | 112 | 1225 | SH |  | SOLE | 1 | 1225 | 0 | 0 |
| CHORD ENERGY CORP | COMMON | 674215207 |  | 1265 | 13650 | SH |  | SOLE | 1 | 13650 | 0 | 0 |
| OLD NATIONAL BANCORP/IN | COMMON | 680033107 |  | 2493 | 111750 | SH |  | SOLE | 1 | 111750 | 0 | 0 |
| OLD REPUBLIC INTL CORP | COMMON | 680223104 |  | 78 | 1700 | SH |  | SOLE | 1 | 1700 | 0 | 0 |
| OLIN CORP | COMMON | 680665205 |  | 970 | 46575 | SH |  | SOLE | 1 | 46575 | 0 | 0 |
| ORACLE CORP | COMMON | 68389X105 |  | 15144 | 77696 | SH |  | SOLE | 1 | 77696 | 0 | 0 |
| OTIS WORLDWIDE CORP | COMMON | 68902V107 |  | 671 | 7680 | SH |  | SOLE | 1 | 7680 | 0 | 0 |
| OUTSET MEDICAL INC | COMMON | 690145206 |  | 1 | 177 | SH |  | SOLE | 1 | 177 | 0 | 0 |
| PPG INDUSTRIES INC | COMMON | 693506107 |  | 28 | 275 | SH |  | SOLE | 1 | 275 | 0 | 0 |
| PPL CORP | COMMON | 69351T106 |  | 9281 | 265025 | SH |  | SOLE | 1 | 265025 | 0 | 0 |
| PTC INC | COMMON | 69370C100 |  | 8144 | 46750 | SH |  | SOLE | 1 | 46750 | 0 | 0 |
| PALO ALTO NETWORKS INC | COMMON | 697435105 |  | 14629 | 79417 | SH |  | SOLE | 1 | 79417 | 0 | 0 |
| PARKER-HANNIFIN CORP | COMMON | 701094104 |  | 8971 | 10206 | SH |  | SOLE | 1 | 10206 | 0 | 0 |
| PEPSICO INC | COMMON | 713448108 |  | 6999 | 48767 | SH |  | SOLE | 1 | 48767 | 0 | 0 |
| REVVITY INC | COMMON | 714046109 |  | 79 | 820 | SH |  | SOLE | 1 | 820 | 0 | 0 |
| PFIZER INC | COMMON | 717081103 |  | 683 | 27428 | SH |  | SOLE | 1 | 27428 | 0 | 0 |
| PIPER SANDLER COMPANIES | COMMON | 724078100 |  | 1164 | 3425 | SH |  | SOLE | 1 | 3425 | 0 | 0 |
| POWER INTEGRATIONS INC | COMMON | 739276103 |  | 565 | 15900 | SH |  | SOLE | 1 | 15900 | 0 | 0 |
| T ROWE PRICE GROUP INC | COMMON | 74144T108 |  | 243 | 2375 | SH |  | SOLE | 1 | 2375 | 0 | 0 |
| PROCTER  GAMBLE CO | COMMON | 742718109 |  | 9757 | 68085 | SH |  | SOLE | 1 | 68085 | 0 | 0 |
| PROCEPT BIOROBOTICS CORP | COMMON | 74276L105 |  | 1096 | 34840 | SH |  | SOLE | 1 | 34840 | 0 | 0 |
| PROVIDENT FINANCIAL SERVICES I | COMMON | 74386T105 |  | 1095 | 55450 | SH |  | SOLE | 1 | 55450 | 0 | 0 |
| PUBLIC SVC ENTERPRISE GRP | COMMON | 744573106 |  | 607 | 7560 | SH |  | SOLE | 1 | 7560 | 0 | 0 |
| QUALCOMM INC | COMMON | 747525103 |  | 133 | 779 | SH |  | SOLE | 1 | 779 | 0 | 0 |
| QUANTA SERVICES INC | COMMON | 74762E102 |  | 129 | 305 | SH |  | SOLE | 1 | 305 | 0 | 0 |
| QUANTERIX CORP | COMMON | 74766Q101 |  | 2 | 272 | SH |  | SOLE | 1 | 272 | 0 | 0 |
| QUEST DIAGNOSTICS INC | COMMON | 74834L100 |  | 3230 | 18615 | SH |  | SOLE | 1 | 18615 | 0 | 0 |
| RTX CORP | COMMON | 75513E101 |  | 9336 | 50905 | SH |  | SOLE | 1 | 50905 | 0 | 0 |
| REGAL REXNORD CORP | COMMON | 758750103 |  | 2216 | 15793 | SH |  | SOLE | 1 | 15793 | 0 | 0 |
| REINSURANCE GROUP OF AMERICA I | COMMON | 759351604 |  | 2287 | 11240 | SH |  | SOLE | 1 | 11240 | 0 | 0 |
| ROCKWELL AUTOMATION INC | COMMON | 773903109 |  | 1082 | 2780 | SH |  | SOLE | 1 | 2780 | 0 | 0 |
| ROPER TECHNOLOGIES INC | COMMON | 776696106 |  | 14 | 32 | SH |  | SOLE | 1 | 32 | 0 | 0 |
| ROSS STORES INC | COMMON | 778296103 |  | 137 | 760 | SH |  | SOLE | 1 | 760 | 0 | 0 |
| S GLOBAL INC | COMMON | 78409V104 |  | 11660 | 22311 | SH |  | SOLE | 1 | 22311 | 0 | 0 |
| SALESFORCE INC | COMMON | 79466L302 |  | 18162 | 68561 | SH |  | SOLE | 1 | 68561 | 0 | 0 |
| SAMSARA INC. CLASS A | COMMON | 79589L106 |  | 2493 | 70320 | SH |  | SOLE | 1 | 70320 | 0 | 0 |
| SENSIENT TECHNOLOGIES CORP | COMMON | 81725T100 |  | 1430 | 15220 | SH |  | SOLE | 1 | 15220 | 0 | 0 |
| SERVICENOW INC | COMMON | 81762P102 |  | 11311 | 73837 | SH |  | SOLE | 1 | 73837 | 0 | 0 |
| SHERWIN-WILLIAMS CO/THE | COMMON | 824348106 |  | 6277 | 19373 | SH |  | SOLE | 1 | 19373 | 0 | 0 |
| SILGAN HOLDINGS INC | COMMON | 827048109 |  | 976 | 24165 | SH |  | SOLE | 1 | 24165 | 0 | 0 |
| ARS PHARMACEUTICALS INC | COMMON | 82835W108 |  | 1082 | 92875 | SH |  | SOLE | 1 | 92875 | 0 | 0 |
| JM SMUCKER CO/THE | COMMON | 832696405 |  | 88 | 900 | SH |  | SOLE | 1 | 900 | 0 | 0 |
| SOUTHERN COPPER CORP | COMMON | 84265V105 |  | 244 | 1704 | SH |  | SOLE | 1 | 1704 | 0 | 0 |
| BLOCK INC | COMMON | 852234103 |  | 29 | 450 | SH |  | SOLE | 1 | 450 | 0 | 0 |
| STARBUCKS CORP | COMMON | 855244109 |  | 1716 | 20375 | SH |  | SOLE | 1 | 20375 | 0 | 0 |
| STEPAN CO | COMMON | 858586100 |  | 256 | 5400 | SH |  | SOLE | 1 | 5400 | 0 | 0 |
| STIFEL FINANCIAL CORP | COMMON | 860630102 |  | 3393 | 27095 | SH |  | SOLE | 1 | 27095 | 0 | 0 |
| STRATEGIC EDUCATION INC | COMMON | 86272C103 |  | 72 | 900 | SH |  | SOLE | 1 | 900 | 0 | 0 |
| STRYKER CORP | COMMON | 863667101 |  | 14112 | 40152 | SH |  | SOLE | 1 | 40152 | 0 | 0 |
| SUPERNUS PHARMACEUTICALS INC | COMMON | 868459108 |  | 3240 | 65200 | SH |  | SOLE | 1 | 65200 | 0 | 0 |
| SYNOPSYS INC | COMMON | 871607107 |  | 2274 | 4842 | SH |  | SOLE | 1 | 4842 | 0 | 0 |
| SYNOVUS FINANCIAL CORP | COMMON | 87161C501 |  | 2939 | 58731 | SH |  | SOLE | 1 | 58731 | 0 | 0 |
| SYSCO CORP | COMMON | 871829107 |  | 85 | 1150 | SH |  | SOLE | 1 | 1150 | 0 | 0 |
| TFI INTERNATIONAL INC | COMMON | 87241L109 |  | 2796 | 27050 | SH |  | SOLE | 1 | 27050 | 0 | 0 |
| TJX COS INC/THE | COMMON | 872540109 |  | 23464 | 152750 | SH |  | SOLE | 1 | 152750 | 0 | 0 |
| TAKE-TWO INTERACTIVE SOFTWARE | COMMON | 874054109 |  | 8173 | 31923 | SH |  | SOLE | 1 | 31923 | 0 | 0 |
| TARGET CORP | COMMON | 87612E106 |  | 1143 | 11689 | SH |  | SOLE | 1 | 11689 | 0 | 0 |
| TARGA RESOURCES CORP | COMMON | 87612G101 |  | 1522 | 8250 | SH |  | SOLE | 1 | 8250 | 0 | 0 |
| TENET HEALTHCARE CORP | COMMON | 88033G407 |  | 4385 | 22065 | SH |  | SOLE | 1 | 22065 | 0 | 0 |
| TESLA INC | COMMON | 88160R101 |  | 1756 | 3905 | SH |  | SOLE | 1 | 3905 | 0 | 0 |
| TETRALOGIC PHARMACEUTICALS COR | COMMON | 88165U109 |  | 0 | 3913 | SH |  | SOLE | 1 | 3913 | 0 | 0 |
| TG THERAPEUTICS INC | COMMON | 88322Q108 |  | 611 | 20480 | SH |  | SOLE | 1 | 20480 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC | COMMON | 883556102 |  | 15765 | 27207 | SH |  | SOLE | 1 | 27207 | 0 | 0 |
| THOMSON REUTERS CORP | COMMON | 884903808 |  | 1111 | 8425 | SH |  | SOLE | 1 | 8425 | 0 | 0 |
| TOAST INC | COMMON | 888787108 |  | 1386 | 39027 | SH |  | SOLE | 1 | 39027 | 0 | 0 |
| TRANSDIGM GROUP INC | COMMON | 893641100 |  | 2746 | 2065 | SH |  | SOLE | 1 | 2065 | 0 | 0 |
| TRANSMEDICS GROUP INC | COMMON | 89377M109 |  | 1628 | 13380 | SH |  | SOLE | 1 | 13380 | 0 | 0 |
| TRAVELERS COS INC/THE | COMMON | 89417E109 |  | 66 | 226 | SH |  | SOLE | 1 | 226 | 0 | 0 |
| TREX CO INC | COMMON | 89531P105 |  | 2298 | 65520 | SH |  | SOLE | 1 | 65520 | 0 | 0 |
| TRUIST FINANCIAL CORP | COMMON | 89832Q109 |  | 6 | 125 | SH |  | SOLE | 1 | 125 | 0 | 0 |
| UFP TECHNOLOGIES INC | COMMON | 902673102 |  | 687 | 3095 | SH |  | SOLE | 1 | 3095 | 0 | 0 |
| US BANCORP | COMMON | 902973304 |  | 2889 | 54140 | SH |  | SOLE | 1 | 54140 | 0 | 0 |
| UBER TECHNOLOGIES INC | COMMON | 90353T100 |  | 2361 | 28890 | SH |  | SOLE | 1 | 28890 | 0 | 0 |
| ULTA BEAUTY INC | COMMON | 90384S303 |  | 11596 | 19167 | SH |  | SOLE | 1 | 19167 | 0 | 0 |
| UNION PACIFIC CORP | COMMON | 907818108 |  | 10064 | 43506 | SH |  | SOLE | 1 | 43506 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COMMON | 91324P102 |  | 31649 | 95875 | SH |  | SOLE | 1 | 95875 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COMMON | 92343V104 |  | 3233 | 79375 | SH |  | SOLE | 1 | 79375 | 0 | 0 |
| VERICEL CORP | COMMON | 92346J108 |  | 2887 | 80180 | SH |  | SOLE | 1 | 80180 | 0 | 0 |
| VERTIV HOLDINGS CO-A | COMMON | 92537N108 |  | 8586 | 52998 | SH |  | SOLE | 1 | 52998 | 0 | 0 |
| VISA INC | COMMON | 92826C839 |  | 27233 | 77651 | SH |  | SOLE | 1 | 77651 | 0 | 0 |
| VISTRA CORP | COMMON | 92840M102 |  | 3081 | 19100 | SH |  | SOLE | 1 | 19100 | 0 | 0 |
| WEC ENERGY GROUP INC | COMMON | 92939U106 |  | 2318 | 21980 | SH |  | SOLE | 1 | 21980 | 0 | 0 |
| WALMART INC | COMMON | 931142103 |  | 118 | 1062 | SH |  | SOLE | 1 | 1062 | 0 | 0 |
| WASTE CONNECTIONS INC | COMMON | 94106B101 |  | 12059 | 68766 | SH |  | SOLE | 1 | 68766 | 0 | 0 |
| WASTE MANAGEMENT INC | COMMON | 94106L109 |  | 11890 | 54115 | SH |  | SOLE | 1 | 54115 | 0 | 0 |
| WESTERN ALLIANCE BANCORP | COMMON | 957638109 |  | 1078 | 12825 | SH |  | SOLE | 1 | 12825 | 0 | 0 |
| WILLIAMS COS INC/THE | COMMON | 969457100 |  | 25095 | 417479 | SH |  | SOLE | 1 | 417479 | 0 | 0 |
| XYLEM INC | COMMON | 98419M100 |  | 9626 | 70685 | SH |  | SOLE | 1 | 70685 | 0 | 0 |
| YETI HOLDINGS INC | COMMON | 98585X104 |  | 2075 | 46985 | SH |  | SOLE | 1 | 46985 | 0 | 0 |
| ZIMMER BIOMET HOLDINGS INC | COMMON | 98956P102 |  | 81 | 900 | SH |  | SOLE | 1 | 900 | 0 | 0 |
| ZOETIS INC | COMMON | 98978V103 |  | 216 | 1717 | SH |  | SOLE | 1 | 1717 | 0 | 0 |
| ZURN WATER SOLUTIONS CORP | COMMON | 98983L108 |  | 1421 | 30575 | SH |  | SOLE | 1 | 30575 | 0 | 0 |
| AON PLC | COMMON | G0403H108 |  | 19 | 54 | SH |  | SOLE | 1 | 54 | 0 | 0 |
| ARCH CAPITAL GROUP LTD | COMMON | G0450A105 |  | 124 | 1290 | SH |  | SOLE | 1 | 1290 | 0 | 0 |
| AXIS CAPITAL HOLDINGS LTD | COMMON | G0692U109 |  | 7318 | 68337 | SH |  | SOLE | 1 | 68337 | 0 | 0 |
| ACCENTURE PLC CL A | COMMON | G1151C101 |  | 16439 | 61272 | SH |  | SOLE | 1 | 61272 | 0 | 0 |
| CREDO TECHNOLOGY GROUP HLDG | COMMON | G25457105 |  | 1163 | 8086 | SH |  | SOLE | 1 | 8086 | 0 | 0 |
| CRH PLC | COMMON | G25508105 |  | 1663 | 13325 | SH |  | SOLE | 1 | 13325 | 0 | 0 |
| COCA-COLA EUROPACIFIC PARTNERS | COMMON | G25839104 |  | 5560 | 61300 | SH |  | SOLE | 1 | 61300 | 0 | 0 |
| EATON CORP PLC | COMMON | G29183103 |  | 12176 | 38227 | SH |  | SOLE | 1 | 38227 | 0 | 0 |
| ESTABLISHMENT LABS HLDGS | COMMON | G31249108 |  | 1574 | 21600 | SH |  | SOLE | 1 | 21600 | 0 | 0 |
| ESSENT GROUP LTD | COMMON | G3198U102 |  | 127 | 1950 | SH |  | SOLE | 1 | 1950 | 0 | 0 |
| EVEREST GROUP LTD | COMMON | G3223R108 |  | 301 | 886 | SH |  | SOLE | 1 | 886 | 0 | 0 |
| APTIV PLC | COMMON | G3265R107 |  | 303 | 3985 | SH |  | SOLE | 1 | 3985 | 0 | 0 |
| GENPACT LTD | COMMON | G3922B107 |  | 9457 | 202150 | SH |  | SOLE | 1 | 202150 | 0 | 0 |
| JAMES HARDIE INDS PLC | COMMON | G4253H101 |  | 983 | 47354 | SH |  | SOLE | 1 | 47354 | 0 | 0 |
| JANUS HENDERSON GROUP PLC | COMMON | G4474Y214 |  | 1054 | 22160 | SH |  | SOLE | 1 | 22160 | 0 | 0 |
| LINDE PLC | COMMON | G54950103 |  | 19421 | 45548 | SH |  | SOLE | 1 | 45548 | 0 | 0 |
| MEDTRONIC PLC | COMMON | G5960L103 |  | 8655 | 90100 | SH |  | SOLE | 1 | 90100 | 0 | 0 |
| NU HLDGS LTD | COMMON | G6683N103 |  | 2554 | 152575 | SH |  | SOLE | 1 | 152575 | 0 | 0 |
| PENTAIR LTD | COMMON | G7S00T104 |  | 77 | 740 | SH |  | SOLE | 1 | 740 | 0 | 0 |
| STERIS PLC | COMMON | G8473T100 |  | 1808 | 7130 | SH |  | SOLE | 1 | 7130 | 0 | 0 |
| TE CONNECTIVITY PLC | COMMON | G87052109 |  | 17515 | 76985 | SH |  | SOLE | 1 | 76985 | 0 | 0 |
| TECHNIPFMC PLC | COMMON | G87110105 |  | 5105 | 114575 | SH |  | SOLE | 1 | 114575 | 0 | 0 |
| TRANE TECHNOLOGIES PLC | COMMON | G8994E103 |  | 1862 | 4785 | SH |  | SOLE | 1 | 4785 | 0 | 0 |
| GOLAR LNG LTD | COMMON | G9456A100 |  | 2249 | 60450 | SH |  | SOLE | 1 | 60450 | 0 | 0 |
| CHUBB LTD | COMMON | H1467J104 |  | 34922 | 111885 | SH |  | SOLE | 1 | 111885 | 0 | 0 |
| GARMIN LTD | COMMON | H2906T109 |  | 2850 | 14049 | SH |  | SOLE | 1 | 14049 | 0 | 0 |
| ON HOLDING AG | COMMON | H5919C104 |  | 1615 | 34750 | SH |  | SOLE | 1 | 34750 | 0 | 0 |
| SPORTRADAR GROUP AG | COMMON | H8088L103 |  | 3428 | 144225 | SH |  | SOLE | 1 | 144225 | 0 | 0 |
| GLOBANT SA | COMMON | L44385109 |  | 1869 | 28595 | SH |  | SOLE | 1 | 28595 | 0 | 0 |
| SPOTIFY TECHNOLOGY S A | COMMON | L8681T102 |  | 10301 | 17738 | SH |  | SOLE | 1 | 17738 | 0 | 0 |
| MAKEMYTRIP LTD | COMMON | V5633W109 |  | 154 | 1875 | SH |  | SOLE | 1 | 1875 | 0 | 0 |
| FLEX LTD | COMMON | Y2573F102 |  | 242 | 4000 | SH |  | SOLE | 1 | 4000 | 0 | 0 |
| ADYEN NV-ADR | DEPOSITARY RECEI | 00783V104 |  | 2439 | 152705 | SH |  | SOLE | 1 | 152705 | 0 | 0 |
| ALIBABA GROUP HOLDING LTD ADR | DEPOSITARY RECEI | 01609W102 |  | 483 | 3295 | SH |  | SOLE | 1 | 3295 | 0 | 0 |
| ALLIANZ SE ADR | DEPOSITARY RECEI | 018820100 |  | 6368 | 138434 | SH |  | SOLE | 1 | 138434 | 0 | 0 |
| ASCENDIS PHARMA A/S ADR | DEPOSITARY RECEI | 04351P101 |  | 4285 | 20095 | SH |  | SOLE | 1 | 20095 | 0 | 0 |
| ASTRAZENECA PLC ADR | DEPOSITARY RECEI | 046353108 |  | 20654 | 224675 | SH |  | SOLE | 1 | 224675 | 0 | 0 |
| BAE SYSTEMS PLC ADR | DEPOSITARY RECEI | 05523R107 |  | 3295 | 35476 | SH |  | SOLE | 1 | 35476 | 0 | 0 |
| BAIDU INC ADR | DEPOSITARY RECEI | 056752108 |  | 839 | 6425 | SH |  | SOLE | 1 | 6425 | 0 | 0 |
| BANCO SANTANDER CHILE ADR | DEPOSITARY RECEI | 05965X109 |  | 146 | 4700 | SH |  | SOLE | 1 | 4700 | 0 | 0 |
| BHP GROUP ADR | DEPOSITARY RECEI | 088606108 |  | 969 | 16050 | SH |  | SOLE | 1 | 16050 | 0 | 0 |
| DIAGEO PLC ADR | DEPOSITARY RECEI | 25243Q205 |  | 1585 | 18375 | SH |  | SOLE | 1 | 18375 | 0 | 0 |
| FOMENTO ECONOMICO MEXICANO ADR | DEPOSITARY RECEI | 344419106 |  | 159 | 1575 | SH |  | SOLE | 1 | 1575 | 0 | 0 |
| GLENCORE PLC ADR | DEPOSITARY RECEI | 37827X100 |  | 31 | 2840 | SH |  | SOLE | 1 | 2840 | 0 | 0 |
| HDFC BANK LTD ADR | DEPOSITARY RECEI | 40415F101 |  | 1376 | 37650 | SH |  | SOLE | 1 | 37650 | 0 | 0 |
| IBERDROLA SA ADR | DEPOSITARY RECEI | 450737101 |  | 4933 | 57095 | SH |  | SOLE | 1 | 57095 | 0 | 0 |
| INFINEON TECHNOLOGIES AG ADR | DEPOSITARY RECEI | 45662N103 |  | 114 | 2600 | SH |  | SOLE | 1 | 2600 | 0 | 0 |
| JD.COM INC ADR | DEPOSITARY RECEI | 47215P106 |  | 121 | 4200 | SH |  | SOLE | 1 | 4200 | 0 | 0 |
| MEREO BIOPHARMA GROUP PLC ADR | DEPOSITARY RECEI | 589492107 |  | 0 | 970 | SH |  | SOLE | 1 | 970 | 0 | 0 |
| MUNICH RE GROUP ADR | DEPOSITARY RECEI | 626188106 |  | 78 | 5950 | SH |  | SOLE | 1 | 5950 | 0 | 0 |
| NESTLE SA ADR | DEPOSITARY RECEI | 641069406 |  | 1805 | 18270 | SH |  | SOLE | 1 | 18270 | 0 | 0 |
| NICE LTD ADR | DEPOSITARY RECEI | 653656108 |  | 57 | 500 | SH |  | SOLE | 1 | 500 | 0 | 0 |
| NOVO-NORDISK A S ADR | DEPOSITARY RECEI | 670100205 |  | 1254 | 24650 | SH |  | SOLE | 1 | 24650 | 0 | 0 |
| RELX PLC - ADR | DEPOSITARY RECEI | 759530108 |  | 2856 | 70666 | SH |  | SOLE | 1 | 70666 | 0 | 0 |
| RENTOKIL INITIAL PLC-ADR | DEPOSITARY RECEI | 760125104 |  | 321 | 10895 | SH |  | SOLE | 1 | 10895 | 0 | 0 |
| RIO TINTO PLC ADR | DEPOSITARY RECEI | 767204100 |  | 2445 | 30550 | SH |  | SOLE | 1 | 30550 | 0 | 0 |
| SHELL PLC  ADR | DEPOSITARY RECEI | 780259305 |  | 9419 | 128182 | SH |  | SOLE | 1 | 128182 | 0 | 0 |
| SAFRAN SA ADR | DEPOSITARY RECEI | 786584102 |  | 2130 | 24465 | SH |  | SOLE | 1 | 24465 | 0 | 0 |
| SEA LTD-ADR | DEPOSITARY RECEI | 81141R100 |  | 322 | 2525 | SH |  | SOLE | 1 | 2525 | 0 | 0 |
| SIBANYE STILLWATER LTD ADR | DEPOSITARY RECEI | 82575P107 |  | 71 | 5000 | SH |  | SOLE | 1 | 5000 | 0 | 0 |
| SIEMENS AG ADR | DEPOSITARY RECEI | 826197501 |  | 15780 | 112753 | SH |  | SOLE | 1 | 112753 | 0 | 0 |
| SONY GROUP CORPORATION ADR | DEPOSITARY RECEI | 835699307 |  | 6714 | 262250 | SH |  | SOLE | 1 | 262250 | 0 | 0 |
| TAIWAN SEMICONDUCTOR ADR | DEPOSITARY RECEI | 874039100 |  | 6273 | 20642 | SH |  | SOLE | 1 | 20642 | 0 | 0 |
| TRIP COM GROUP LTD ADR | DEPOSITARY RECEI | 89677Q107 |  | 520 | 7225 | SH |  | SOLE | 1 | 7225 | 0 | 0 |
| TCW COMPOUNDERS ETF | EXCHANGE TRADED | 29287L601 |  | 299 | 9600 | SH |  | SOLE | 1 | 9600 | 0 | 0 |
| ISHARES MSCI INDIA ETF | EXCHANGE TRADED | 46429B598 |  | 1099 | 20325 | SH |  | SOLE | 1 | 20325 | 0 | 0 |
| ISHARES INC MSCI JAPAN | EXCHANGE TRADED | 46434G822 |  | 71 | 880 | SH |  | SOLE | 1 | 880 | 0 | 0 |
| VANGUARD FTSE DEV MKTS ETF | EXCHANGE TRADED | 921943858 |  | 372 | 5955 | SH |  | SOLE | 1 | 5955 | 0 | 0 |
| VANGUARD SMALL CAP ETF | EXCHANGE TRADED | 922908751 |  | 298 | 1154 | SH |  | SOLE | 1 | 1154 | 0 | 0 |
| ASML HOLDING NV | NY REG SHRS | N07059210 |  | 14432 | 13490 | SH |  | SOLE | 1 | 13490 | 0 | 0 |
| AMERICAN TOWER CORP | REIT | 03027X100 |  | 66 | 375 | SH |  | SOLE | 1 | 375 | 0 | 0 |
| BROADSTONE NET LEASE INC | REIT | 11135E203 |  | 731 | 42100 | SH |  | SOLE | 1 | 42100 | 0 | 0 |
| CARETRUST REIT INC | REIT | 14174T107 |  | 8507 | 235270 | SH |  | SOLE | 1 | 235270 | 0 | 0 |
| CUBESMART | REIT | 229663109 |  | 359 | 9950 | SH |  | SOLE | 1 | 9950 | 0 | 0 |
| ESSENTIAL PPTYS RLTY TR I | REIT | 29670E107 |  | 782 | 26375 | SH |  | SOLE | 1 | 26375 | 0 | 0 |
| PUBLIC STORAGE | REIT | 74460D109 |  | 5487 | 21145 | SH |  | SOLE | 1 | 21145 | 0 | 0 |
| REALTY INCOME CORP | REIT | 756109104 |  | 3338 | 59216 | SH |  | SOLE | 1 | 59216 | 0 | 0 |
| WELLTOWER INC | REIT | 95040Q104 |  | 164 | 885 | SH |  | SOLE | 1 | 885 | 0 | 0 |
| ABERDEEN INC CREDIT STRATEGIES | COMMON | 003057106 |  | 19473 | 3599494 | SH |  | SOLE | 1 | 0 | 3599494 | 0 |
| ALLIANCEBERNSTEIN NATIONAL MUN | COMMON | 01864U106 |  | 5204 | 480983 | SH |  | SOLE | 1 | 0 | 480983 | 0 |
| ARES DYNAMIC CRED ALLOC FD  AR | COMMON | 04014F102 |  | 3975 | 298905 | SH |  | SOLE | 1 | 0 | 298905 | 0 |
| ADVENT CLAYMORE CV SEC AND INC | COMMON | 00764C109 |  | 30568 | 2437672 | SH |  | SOLE | 1 | 0 | 2437672 | 0 |
| BLACKROCK TAXABLE MUNI BOND TR | COMMON | 09248X100 |  | 109255 | 6694566 | SH |  | SOLE | 1 | 0 | 6694566 | 0 |
| BANCROFT FUND LTD BCV | COMMON | 059695106 |  | 5639 | 255169 | SH |  | SOLE | 1 | 0 | 255169 | 0 |
| BLACKROCK CA MUNICIPAL INCOME | COMMON | 09248E102 |  | 1278 | 119023 | SH |  | SOLE | 1 | 0 | 119023 | 0 |
| BLACKSTONE STRAT CR 2027 TERM | COMMON | 09257R101 |  | 23859 | 2025340 | SH |  | SOLE | 1 | 0 | 2025340 | 0 |
| BLACKSTONE LNG SHRT CRED INC F | COMMON | 09257D102 |  | 7185 | 616205 | SH |  | SOLE | 1 | 0 | 616205 | 0 |
| BLACKROCK CORE BOND TRUST BHK | COMMON | 09249E101 |  | 102014 | 10637573 | SH |  | SOLE | 1 | 0 | 10637573 | 0 |
| BLACKROCK MULTI SECTOR INC TR | COMMON | 09258A107 |  | 64803 | 4961943 | SH |  | SOLE | 1 | 0 | 4961943 | 0 |
| BLACKROCK INVESTMENT QUALITY M | COMMON | 09247D105 |  | 1965 | 175447 | SH |  | SOLE | 1 | 0 | 175447 | 0 |
| BLACKROCK INCOME TR INC BKT | COMMON | 09247F209 |  | 55754 | 5050211 | SH |  | SOLE | 1 | 0 | 5050211 | 0 |
| BLACKROCK MUNICIPAL INCOME TRU | COMMON | 09249N101 |  | 3490 | 334324 | SH |  | SOLE | 1 | 0 | 334324 | 0 |
| BLACKROCK NY MUNI INCOME BNY | COMMON | 09248L106 |  | 1774 | 174950 | SH |  | SOLE | 1 | 0 | 174950 | 0 |
| BLACKSTONE GSO SR FLOATING RAT | COMMON | 09256U105 |  | 2887 | 213886 | SH |  | SOLE | 1 | 0 | 213886 | 0 |
| BLACKROCK LONG-TERM MUNI ADVAN | COMMON | 09250B103 |  | 6900 | 743577 | SH |  | SOLE | 1 | 0 | 743577 | 0 |
| BLACKROCK CREDIT ALLOCATION IN | COMMON | 092508100 |  | 69640 | 6430309 | SH |  | SOLE | 1 | 0 | 6430309 | 0 |
| BLACKROCK MUNICIPAL INC QUALIT | COMMON | 092479104 |  | 1842 | 168352 | SH |  | SOLE | 1 | 0 | 168352 | 0 |
| MFS INTERMEDIATE HIGH INCOME F | COMMON | 59318T109 |  | 2468 | 1452035 | SH |  | SOLE | 1 | 0 | 1452035 | 0 |
| CORNERSTONE STRATEGIC VALUE FD | COMMON | 21924B302 |  | 38792 | 4640226 | SH |  | SOLE | 1 | 0 | 4640226 | 0 |
| MFS HIGH YIELD MUNI TR  CMU | COMMON | 59318E102 |  | 166 | 47357 | SH |  | SOLE | 1 | 0 | 47357 | 0 |
| CALAMOS LNG/SHRT EQ  DYN CPZ | COMMON | 12812C106 |  | 14312 | 978911 | SH |  | SOLE | 1 | 0 | 978911 | 0 |
| CORNERSTONE TOTAL RETURN FD CR | COMMON | 21924U300 |  | 80827 | 10090707 | SH |  | SOLE | 1 | 0 | 10090707 | 0 |
| MFS HIGH INCOME MUNICIPAL TRUS | COMMON | 59318D104 |  | 1826 | 493464 | SH |  | SOLE | 1 | 0 | 493464 | 0 |
| MFS INVESTMENT GRADE MUNICIPAL | COMMON | 59318B108 |  | 882 | 110998 | SH |  | SOLE | 1 | 0 | 110998 | 0 |
| DOUBLELINE OPP CREDIT FD DBL | COMMON | 258623107 |  | 52913 | 3469728 | SH |  | SOLE | 1 | 0 | 3469728 | 0 |
| FLAHERTY  CRUMRINE DYN P DFP | COMMON | 33848W106 |  | 9258 | 445325 | SH |  | SOLE | 1 | 0 | 445325 | 0 |
| BNY MELLON HIGH YIELD STRATEGI | COMMON | 09660L105 |  | 8787 | 3543326 | SH |  | SOLE | 1 | 0 | 3543326 | 0 |
| CREDIT SUISSE HIGH YIELD CREDI | COMMON | 22544F103 |  | 489 | 244296 | SH |  | SOLE | 1 | 0 | 244296 | 0 |
| DOUBLELINE YIELD OPP FD DLY | COMMON | 25862D105 |  | 15749 | 1083165 | SH |  | SOLE | 1 | 0 | 1083165 | 0 |
| BNY MELLON MUNI BND INFRA DMB | COMMON | 09662W109 |  | 2784 | 253324 | SH |  | SOLE | 1 | 0 | 253324 | 0 |
| DOUBLELINE INCOME SOLUTIO DSL | COMMON | 258622109 |  | 1272 | 112834 | SH |  | SOLE | 1 | 0 | 112834 | 0 |
| BNY MELLON STRATEGIC MUNI BOND | COMMON | 09662E109 |  | 11491 | 1862381 | SH |  | SOLE | 1 | 0 | 1862381 | 0 |
| DTF TAX-FREE INCOME INC DTF | COMMON | 23334J107 |  | 10513 | 920582 | SH |  | SOLE | 1 | 0 | 920582 | 0 |
| ALLSPRING INCOME OPPORTUNITIES | COMMON | 94987B105 |  | 10982 | 1619702 | SH |  | SOLE | 1 | 0 | 1619702 | 0 |
| ELLSWORTH GROWTH AND INCOME FD | COMMON | 289074106 |  | 10846 | 932552 | SH |  | SOLE | 1 | 0 | 932552 | 0 |
| EATON VANCE SENIOR FLOATING-RA | COMMON | 27828Q105 |  | 2935 | 263489 | SH |  | SOLE | 1 | 0 | 263489 | 0 |
| WESTERN ASSET GLOBAL HIGH INC | COMMON | 95766B109 |  | 21992 | 3430965 | SH |  | SOLE | 1 | 0 | 3430965 | 0 |
| EATON VANCE MUNICIPAL BOND FUN | COMMON | 27827X101 |  | 144 | 14789 | SH |  | SOLE | 1 | 0 | 14789 | 0 |
| CLEARBRIDGE ENERGY MIDSTREAM O | COMMON | 18469P209 |  | 34724 | 777688 | SH |  | SOLE | 1 | 0 | 777688 | 0 |
| ALLSPRING GLOBAL DIVD OPP FD E | COMMON | 94987C103 |  | 634 | 108833 | SH |  | SOLE | 1 | 0 | 108833 | 0 |
| WELLS FARGO MULTI-SECTOR INC F | COMMON | 94987D101 |  | 28467 | 3060969 | SH |  | SOLE | 1 | 0 | 3060969 | 0 |
| EATON VANCE SR INCOME TR EVF | COMMON | 27826S103 |  | 3767 | 714807 | SH |  | SOLE | 1 | 0 | 714807 | 0 |
| EATON VANCE SHORT DUR DIVERSIF | COMMON | 27828V104 |  | 8484 | 776881 | SH |  | SOLE | 1 | 0 | 776881 | 0 |
| EATON VANCE LIMITED DURATION I | COMMON | 27828H105 |  | 64028 | 6460942 | SH |  | SOLE | 1 | 0 | 6460942 | 0 |
| ABERDEEN GLBL INC FD FCO | COMMON | 003013109 |  | 590 | 201580 | SH |  | SOLE | 1 | 0 | 201580 | 0 |
| FIRST TRUST SENIOR FLOATING RA | COMMON | 33733U108 |  | 3518 | 349329 | SH |  | SOLE | 1 | 0 | 349329 | 0 |
| FLAHERTY  CRUMRINE PFD SEC IN | COMMON | 338478100 |  | 8267 | 500722 | SH |  | SOLE | 1 | 0 | 500722 | 0 |
| ANGEL OAK FINANCIAL STRAT INC | COMMON | 03464A100 |  | 135875 | 10285734 | SH |  | SOLE | 1 | 0 | 10285734 | 0 |
| FLAHERTY  CRUMRINE TOTAL RETU | COMMON | 338479108 |  | 18185 | 1039130 | SH |  | SOLE | 1 | 0 | 1039130 | 0 |
| FEDERATED PREMIER MUNI INC FD | COMMON | 31423P108 |  | 41 | 3684 | SH |  | SOLE | 1 | 0 | 3684 | 0 |
| FIRST TR MORTGAGE INCOME FD FM | COMMON | 33734E103 |  | 27910 | 2297106 | SH |  | SOLE | 1 | 0 | 2297106 | 0 |
| FIRST TR INTER DUR PFD  FPF | COMMON | 33718W103 |  | 22660 | 1215664 | SH |  | SOLE | 1 | 0 | 1215664 | 0 |
| FS CREDIT OPPORTUNITIES FD  FS | COMMON | 30290Y101 |  | 20457 | 3247090 | SH |  | SOLE | 1 | 0 | 3247090 | 0 |
| FRANKLIN LIMITED DURATION INCO | COMMON | 35472T101 |  | 58 | 9381 | SH |  | SOLE | 1 | 0 | 9381 | 0 |
| FIRST TR HIGH YIELD OPP 2027 F | COMMON | 33741Q107 |  | 34049 | 2419971 | SH |  | SOLE | 1 | 0 | 2419971 | 0 |
| GENERAL AMERICAN INVESTORS CO | COMMON | 368802104 |  | 13664 | 232651 | SH |  | SOLE | 1 | 0 | 232651 | 0 |
| GUGGENHEIM TAXABLE MUNI MANAGE | COMMON | 401664107 |  | 10392 | 696506 | SH |  | SOLE | 1 | 0 | 696506 | 0 |
| GABELLI DIVD  INCOME TR GDV | COMMON | 36242H104 |  | 13084 | 471152 | SH |  | SOLE | 1 | 0 | 471152 | 0 |
| NEW GERMANY FD INC GF | COMMON | 644465106 |  | 1867 | 163442 | SH |  | SOLE | 1 | 0 | 163442 | 0 |
| CLOUGH GLOBAL OPP FD  GLO | COMMON | 18914E106 |  | 13560 | 2395751 | SH |  | SOLE | 1 | 0 | 2395751 | 0 |
| CLOUGH GLOBAL EQUITY FD GLQ | COMMON | 18914C100 |  | 12981 | 1694664 | SH |  | SOLE | 1 | 0 | 1694664 | 0 |
| GABELLI HLTH CARE  WELLNESSRX | COMMON | 36246K103 |  | 9932 | 1031350 | SH |  | SOLE | 1 | 0 | 1031350 | 0 |
| WESTERN ASSET HIGH INC OPP FD | COMMON | 95766K109 |  | 8293 | 2235264 | SH |  | SOLE | 1 | 0 | 2235264 | 0 |
| BLACKROCK CORP HIGH YIELD FD H | COMMON | 09255P107 |  | 3116 | 350136 | SH |  | SOLE | 1 | 0 | 350136 | 0 |
| VOYA ASIA PAC HI DVD EQ INC IA | COMMON | 92912J102 |  | 675 | 92749 | SH |  | SOLE | 1 | 0 | 92749 | 0 |
| WESTERN ASSET INV GRA DEF OPP | COMMON | 95790A101 |  | 12672 | 767986 | SH |  | SOLE | 1 | 0 | 767986 | 0 |
| VOYA EMRG MRKT HI DVD EQTY IHD | COMMON | 92912P108 |  | 3922 | 625522 | SH |  | SOLE | 1 | 0 | 625522 | 0 |
| INVESCO QUALITY MUNICIPAL INCO | COMMON | 46133G107 |  | 6912 | 693967 | SH |  | SOLE | 1 | 0 | 693967 | 0 |
| NUVEEN FLOATING RATE INC FD JF | COMMON | 67072T108 |  | 35843 | 4577665 | SH |  | SOLE | 1 | 0 | 4577665 | 0 |
| NUVEEN GLOBAL HIGH INCOME FD J | COMMON | 67075G103 |  | 36616 | 2903697 | SH |  | SOLE | 1 | 0 | 2903697 | 0 |
| JOHN HANCOCK INVESTORS TR JHI | COMMON | 410142103 |  | 8162 | 597048 | SH |  | SOLE | 1 | 0 | 597048 | 0 |
| JOHN HANCOCK INCOME SECURITIES | COMMON | 410123103 |  | 37577 | 3208993 | SH |  | SOLE | 1 | 0 | 3208993 | 0 |
| NUVEEN MORTGAGE  INCOME FD JL | COMMON | 670735109 |  | 19842 | 1090797 | SH |  | SOLE | 1 | 0 | 1090797 | 0 |
| NUVEEN MULTI-MARKET INC FD JMM | COMMON | 67075J107 |  | 34619 | 5731653 | SH |  | SOLE | 1 | 0 | 5731653 | 0 |
| NUVEEN CREDIT STRATEGIES INC F | COMMON | 67073D102 |  | 8326 | 1658562 | SH |  | SOLE | 1 | 0 | 1658562 | 0 |
| KKR INCOME OPPORTUNITIES FD KI | COMMON | 48249T106 |  | 3338 | 288038 | SH |  | SOLE | 1 | 0 | 288038 | 0 |
| DWS MUNICIPAL INCOME TRUST KTF | COMMON | 233368109 |  | 89838 | 9883177 | SH |  | SOLE | 1 | 0 | 9883177 | 0 |
| BNYM STRATEGIC MUNICIPALS INC | COMMON | 05588W108 |  | 7022 | 1104133 | SH |  | SOLE | 1 | 0 | 1104133 | 0 |
| MFS CHARTER INCOME TRUST MCR | COMMON | 552727109 |  | 25037 | 3993082 | SH |  | SOLE | 1 | 0 | 3993082 | 0 |
| MFS GOVERNMENT MARKETS INCOME | COMMON | 552939100 |  | 26586 | 8788620 | SH |  | SOLE | 1 | 0 | 8788620 | 0 |
| BLACKROCK MUNIHOLDING MHD | COMMON | 09253N104 |  | 3897 | 331967 | SH |  | SOLE | 1 | 0 | 331967 | 0 |
| BLACKROCK MUNIHOLDINGS NY QUAL | COMMON | 09255C106 |  | 260 | 25412 | SH |  | SOLE | 1 | 0 | 25412 | 0 |
| MFS INTERMEDIATE INCOME TRUST | COMMON | 55273C107 |  | 76128 | 29167975 | SH |  | SOLE | 1 | 0 | 29167975 | 0 |
| BLACKROCK MUNIYIELD MI QUALITY | COMMON | 09254V105 |  | 679 | 57839 | SH |  | SOLE | 1 | 0 | 57839 | 0 |
| ALLIANCEBERNSTEIN HOLDING LP | COMMON | 01881G106 |  | 1547 | 40200 | SH |  | SOLE | 1 | 0 | 40200 | 0 |
| MFS MULTIMARKET INCOME TRUST M | COMMON | 552737108 |  | 2986 | 642159 | SH |  | SOLE | 1 | 0 | 642159 | 0 |
| BLACKROCK MUNIYIELD PA QUALITY | COMMON | 09255G107 |  | 1870 | 168799 | SH |  | SOLE | 1 | 0 | 168799 | 0 |
| BLACKROCK MUNIYIELD QUALITY FD | COMMON | 09254G108 |  | 12479 | 1241695 | SH |  | SOLE | 1 | 0 | 1241695 | 0 |
| BLACKROCK MUNIHOLDINGS CA MUC | COMMON | 09254L107 |  | 1343 | 126740 | SH |  | SOLE | 1 | 0 | 126740 | 0 |
| BLACKROCK MUNIHOLDINGS QUALITY | COMMON | 09254C107 |  | 4493 | 447911 | SH |  | SOLE | 1 | 0 | 447911 | 0 |
| BLACKROCK MUNIHOLDINGS NJ QUAL | COMMON | 09254X101 |  | 442 | 37182 | SH |  | SOLE | 1 | 0 | 37182 | 0 |
| BLACKROCK MUNIVEST FUND MVF | COMMON | 09253R105 |  | 8923 | 1287539 | SH |  | SOLE | 1 | 0 | 1287539 | 0 |
| BLACKROCK MUNIVEST MVT | COMMON | 09253T101 |  | 16617 | 1537199 | SH |  | SOLE | 1 | 0 | 1537199 | 0 |
| MEXICO FUND INC MXF | COMMON | 592835102 |  | 1000 | 49669 | SH |  | SOLE | 1 | 0 | 49669 | 0 |
| BLACKROCK MUNIYIELD FD MYD | COMMON | 09253W104 |  | 4863 | 463616 | SH |  | SOLE | 1 | 0 | 463616 | 0 |
| BLACKROCK MUNIYIELD QUALITY FD | COMMON | 09254E103 |  | 2225 | 204688 | SH |  | SOLE | 1 | 0 | 204688 | 0 |
| BLACKROCK MUNIYIELD NY QUALITY | COMMON | 09255E102 |  | 307 | 31000 | SH |  | SOLE | 1 | 0 | 31000 | 0 |
| NUVEEN QUALITY MUNICIPAL INC F | COMMON | 67066V101 |  | 2946 | 245102 | SH |  | SOLE | 1 | 0 | 245102 | 0 |
| NUVEEN BUILD AMERICA BOND FD N | COMMON | 67074C103 |  | 60536 | 3831416 | SH |  | SOLE | 1 | 0 | 3831416 | 0 |
| NEUBERGER BERMAN INTERMEDIATE | COMMON | 64124P101 |  | 492 | 48600 | SH |  | SOLE | 1 | 0 | 48600 | 0 |
| NEUBERGER NEXT GEN CONN FD  NB | COMMON | 64133Q108 |  | 14714 | 1018961 | SH |  | SOLE | 1 | 0 | 1018961 | 0 |
| NUVEEN AMT-FREE QUALITY MUNI I | COMMON | 670657105 |  | 5875 | 505195 | SH |  | SOLE | 1 | 0 | 505195 | 0 |
| NUVEEN MN QUALITY MUNI INC FD | COMMON | 670734102 |  | 861 | 73438 | SH |  | SOLE | 1 | 0 | 73438 | 0 |
| NUVEEN CORE PLUS IMPACT FUND N | COMMON | 67080D103 |  | 2102 | 206501 | SH |  | SOLE | 1 | 0 | 206501 | 0 |
| NUVEEN VAR RT PREF  INC NPFD | COMMON | 67080R102 |  | 51184 | 2689668 | SH |  | SOLE | 1 | 0 | 2689668 | 0 |
| NUVEEN PA QUALITY MUNI INC FD | COMMON | 670972108 |  | 18567 | 1561556 | SH |  | SOLE | 1 | 0 | 1561556 | 0 |
| NUVEEN NY AMT-FREE MUNICIPAL I | COMMON | 670656107 |  | 2482 | 245974 | SH |  | SOLE | 1 | 0 | 245974 | 0 |
| NEUBERGER REAL ESTATE SEC INC | COMMON | 64190A103 |  | 24205 | 7962316 | SH |  | SOLE | 1 | 0 | 7962316 | 0 |
| NUVEEN AMT-FREE MUNI CREDIT IN | COMMON | 67071L106 |  | 3560 | 281236 | SH |  | SOLE | 1 | 0 | 281236 | 0 |
| NUVEEN CA SEL TAX-FR INC NXC | COMMON | 67063R103 |  | 2551 | 193276 | SH |  | SOLE | 1 | 0 | 193276 | 0 |
| CUSHING NEXGEN INFRASTRUCTURE | COMMON | 231647207 |  | 14800 | 293062 | SH |  | SOLE | 1 | 0 | 293062 | 0 |
| NUVEEN NJ QUALITY MUNI INC FD | COMMON | 67069Y102 |  | 4032 | 319014 | SH |  | SOLE | 1 | 0 | 319014 | 0 |
| NUVEEN NY SEL TAX-FR INC NXN | COMMON | 67063V104 |  | 2064 | 171034 | SH |  | SOLE | 1 | 0 | 171034 | 0 |
| NUVEEN MUNICIPAL CREDIT INC FD | COMMON | 67070X101 |  | 483 | 38400 | SH |  | SOLE | 1 | 0 | 38400 | 0 |
| RIVERNORTH DOUBLELINE STR OPP | COMMON | 76882G107 |  | 1894 | 238253 | SH |  | SOLE | 1 | 0 | 238253 | 0 |
| PIMCO CA MUNICIPAL INCOME FUND | COMMON | 72200N106 |  | 3418 | 391540 | SH |  | SOLE | 1 | 0 | 391540 | 0 |
| FLAHERTY  CRUMRINE PFD INC PF | COMMON | 338480106 |  | 13963 | 1176356 | SH |  | SOLE | 1 | 0 | 1176356 | 0 |
| FLAHERTY  CRUMRINE PFD INC  P | COMMON | 33848E106 |  | 12555 | 1328546 | SH |  | SOLE | 1 | 0 | 1328546 | 0 |
| PUTNAM MASTER INTERMEDIATE INC | COMMON | 746909100 |  | 75916 | 22729288 | SH |  | SOLE | 1 | 0 | 22729288 | 0 |
| PIMCO MUNI INCOME FUND II PML | COMMON | 72200W106 |  | 74 | 9851 | SH |  | SOLE | 1 | 0 | 9851 | 0 |
| PUTNAM MANAGED MUNI PMM | COMMON | 746823103 |  | 1388 | 221351 | SH |  | SOLE | 1 | 0 | 221351 | 0 |
| PUTNAM PREMIER INCOME TRUST PP | COMMON | 746853100 |  | 100157 | 28292873 | SH |  | SOLE | 1 | 0 | 28292873 | 0 |
| RIVERNORTH OPPRTUNITIES FD RIV | COMMON | 76881Y109 |  | 32532 | 2771040 | SH |  | SOLE | 1 | 0 | 2771040 | 0 |
| RIVERNORTH CAP AND INCM FD  RS | COMMON | 76882B108 |  | 1862 | 129631 | SH |  | SOLE | 1 | 0 | 129631 | 0 |
| WESTERN ASSET INTERMEDIATE MUN | COMMON | 958435109 |  | 163 | 21200 | SH |  | SOLE | 1 | 0 | 21200 | 0 |
| LMP CAPITAL  INCOME FD INC SC | COMMON | 50208A102 |  | 42026 | 2837709 | SH |  | SOLE | 1 | 0 | 2837709 | 0 |
| PGIM SHORT DUR HI YLD SDHY | COMMON | 69355J104 |  | 13329 | 810269 | SH |  | SOLE | 1 | 0 | 810269 | 0 |
| NXG CUSHING MIDSTREAM ENERGY F | COMMON | 231631300 |  | 12620 | 323176 | SH |  | SOLE | 1 | 0 | 323176 | 0 |
| TOTAL RETURN SECURITIES FUND S | COMMON | 870875101 |  | 633 | 101837 | SH |  | SOLE | 1 | 0 | 101837 | 0 |
| TCW STRATEGIC INCOME FD TSI | COMMON | 872340104 |  | 50432 | 10208852 | SH |  | SOLE | 1 | 0 | 10208852 | 0 |
| TORTOISE ENERGY INFRASTRUCTURE | COMMON | 89147L886 |  | 5536 | 135345 | SH |  | SOLE | 1 | 0 | 135345 | 0 |
| LIBERTY ALL STAR EQUITY FUND U | COMMON | 530158104 |  | 1396 | 222272 | SH |  | SOLE | 1 | 0 | 222272 | 0 |
| COHEN  STEERS INFRASTRUCTURE | COMMON | 19248A109 |  | 63756 | 2644374 | SH |  | SOLE | 1 | 0 | 2644374 | 0 |
| INVESCO BOND FUND VBF | COMMON | 46132L107 |  | 14166 | 919298 | SH |  | SOLE | 1 | 0 | 919298 | 0 |
| DELAWARE INVESTMENTS NATL MUNI | COMMON | 24610T108 |  | 524 | 51007 | SH |  | SOLE | 1 | 0 | 51007 | 0 |
| VIRTUS GLOBAL MULTI-SECTOR INC | COMMON | 92829B101 |  | 16133 | 2057760 | SH |  | SOLE | 1 | 0 | 2057760 | 0 |
| INVESCO TRUST FOR INV GRADE MU | COMMON | 46131M106 |  | 7500 | 723224 | SH |  | SOLE | 1 | 0 | 723224 | 0 |
| INVESCO ADVANTAGE MUNI INC TRU | COMMON | 46132E103 |  | 4925 | 540071 | SH |  | SOLE | 1 | 0 | 540071 | 0 |
| INVESCO MUNICIPAL TRUST VKQ | COMMON | 46131J103 |  | 7008 | 726179 | SH |  | SOLE | 1 | 0 | 726179 | 0 |
| INVESCO MUNICIPAL OPPORTUNITY | COMMON | 46132C107 |  | 5972 | 623992 | SH |  | SOLE | 1 | 0 | 623992 | 0 |
| INVESCO PA VALUE MUNI INC TR V | COMMON | 46132K109 |  | 213 | 20409 | SH |  | SOLE | 1 | 0 | 20409 | 0 |
| INVESCO SENIOR INCOME TR VVR | COMMON | 46131H107 |  | 1011 | 309238 | SH |  | SOLE | 1 | 0 | 309238 | 0 |
| WESTERN ASSET DIVERSIFIED INC | COMMON | 95790K109 |  | 2647 | 191637 | SH |  | SOLE | 1 | 0 | 191637 | 0 |
| WESTERN ASSET PREMIER BOND FUN | COMMON | 957664105 |  | 10801 | 979214 | SH |  | SOLE | 1 | 0 | 979214 | 0 |
| WA INFLATION-LINKED OPP  INC | COMMON | 95766R104 |  | 434 | 50481 | SH |  | SOLE | 1 | 0 | 50481 | 0 |
| XAI OCTAGN FLT RAT  ALT TR  X | COMMON | 98400T106 |  | 26244 | 5467565 | SH |  | SOLE | 1 | 0 | 5467565 | 0 |

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