# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0001752724-23-015823
**Filing Date:** 2023-1
**Character Count:** 8376
**Document Hash:** 42c5736f42f0b5b932e0516500882bcd
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-015823.hdr.sgml**: 20230127

**ACCESSION NUMBER**: 0001752724-23-015823

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230127

**DATE AS OF CHANGE**: 20230127

**PERIOD START**: 20230228

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 23560380

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### Monarch Ambassador Income ETF (Series ID: S000071242)

| Class ID   | Class Name                    | Ticker Symbol   |
|:---|:---|:---|
| C000226137 | Monarch Ambassador Income ETF | MAMB            |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **MONARCH AMBASSADOR INCOME ETF** | **MONARCH AMBASSADOR INCOME ETF** | **MONARCH AMBASSADOR INCOME ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **November 30, 2022** | **November 30, 2022** | **November 30, 2022** |
| **Shares** |  | **Fair Value** |
|  | **EXCHANGE-TRADED FUNDS — 99.5%** |  |
|  | **COMMODITY - 12.8%** |  |
| 106717 | Invesco DB Gold Fund<sup>(a),(b)</sup> | &nbsp;&nbsp;&nbsp; $5311305 |
|  | **FIXED INCOME - 86.7%** |  |
| 197770 | Invesco Taxable Municipal Bond | &nbsp;&nbsp;&nbsp; 5147953 |
| 24275 | iShares 1-3 Year Treasury Bond ETF | &nbsp;&nbsp;&nbsp; 1976471 |
| 51037 | iShares 20+ Year Treasury Bond ETF | &nbsp;&nbsp;&nbsp; 5243031 |
| 83587 | iShares 7-10 Year Treasury Bond ETF | &nbsp;&nbsp;&nbsp; 8158927 |
| 51837 | iShares Core U.S. Aggregate Bond ETF | &nbsp;&nbsp;&nbsp; 5095059 |
| 38770 | iShares iBoxx $ Investment Grade Corporate Bond ETF | &nbsp;&nbsp;&nbsp; 4177855 |
| 54464 | iShares MBS ETF | &nbsp;&nbsp;&nbsp; 5119071 |
| 33753 | SPDR Portfolio Short Term Corporate Bond ETF | &nbsp;&nbsp;&nbsp; 994026 |
|  |  | &nbsp;&nbsp; 35912393 |
|  | **TOTAL EXCHANGE-TRADED FUNDS (Cost $42,084,600)** | &nbsp;&nbsp; 41223698 |
|  | **TOTAL INVESTMENTS - 99.5% (Cost $42,084,600)** | &nbsp;&nbsp;&nbsp; $41223698 |
|  | **OTHER ASSETS IN EXCESS OF LIABILITIES- 0.5%** | &nbsp;&nbsp; 218891 |
|  | **NET ASSETS - 100.0%** | &nbsp;&nbsp; $41442589 |

---

ETF - Exchange-Traded Fund <br> MBS - Mortgage Backed Security <br> SPDR - Standard & Poor's Depositary Receipt

<sup>(a)</sup> Non-income producing security.

<sup>(b)</sup> Affiliated Company – Monarch Ambassador Income ETF holds in excess of 5% of outstanding voting securities of this security.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** Monarch Ambassador Income ETF

- **b. EDGAR series identifier (if any):** S000071242

- **c. LEI of Series:** 5493003DM2OL804SZ936

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-02-28

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $41513393.38

**Total Liabilities:** $70804.83

**Net Assets:** $41442588.55

**Cash Not Reported:** $280938.58

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000226137 | -5.00%               | -1.28%               | 4.86%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-818843.77              | $-1156541.15                               |
| Month 2  | $-22089.30               | $-528152.31                                |
| Month 3  | $-1168353.69             | $3040186.73                                |

### Schedule of Portfolio Investments

| Name                                  | Title                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Spdr Series Trust                     | SPDR PORT SHRT TRM CORP B | CUSIP: 78464A474<br>LEI: 5493004JVD6CQEEJSS37 | Long             | EC               | RF                | US        |     33753 | NS      | $994025.85    | 2.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Ishares Trust                         | ISHARES 7-10 YEAR TREASUR | CUSIP: 464287440<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |     83587 | NS      | $8158927.07   | 19.69%            |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Exchange Traded Fund Trust II | INVESCO TAXABLE MUNICIPAL | CUSIP: 46138G805<br>LEI: O540V2L4S174Y60FMD36 | Long             | EC               | RF                | US        |    197770 | NS      | $5147953.10   | 12.42%            |  |  |  | No            |                  1 | On Loan: No      |
| Ishares Trust                         | ISHARES CORE U.S. AGGREGA | CUSIP: 464287226<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |     51837 | NS      | $5095058.73   | 12.29%            |  |  |  | No            |                  1 | On Loan: No      |
| Ishares Trust                         | ISHARES 1-3 YEAR TREASURY | CUSIP: 464287457<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |     24275 | NS      | $1976470.50   | 4.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Ishares Trust                         | ISHARES MBS ETF           | CUSIP: 464288588<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |     54464 | NS      | $5119071.36   | 12.35%            |  |  |  | No            |                  1 | On Loan: No      |
| Ishares Trust                         | ISHARES IBOXX INVESTMENT  | CUSIP: 464287242<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |     38770 | NS      | $4177855.20   | 10.08%            |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Db Multi-Sector Comm Tr       | INVESCO DB GOLD FUND      | CUSIP: 46140H601<br>LEI: 549300W6SL18JV44UR66 | Long             | EC               | RF                | US        |    106717 | NS      | $5311305.09   | 12.82%            |  |  |  | No            |                  1 | On Loan: No      |
| Ishares Trust                         | ISHARES 20+ YEAR          | CUSIP: 464287432<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |     51037 | NS      | $5243031.01   | 12.65%            |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-28

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer