# EDGAR Filing Document

**Accession Number:** 0001810747
**File Stem:** 0000940400-25-011464
**Filing Date:** 2025-11
**Character Count:** 10655
**Document Hash:** 3f07ecf9d6bd1acaa54be8bf98ef1ce5
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-25-011464.hdr.sgml**: 20251128

**ACCESSION NUMBER**: 0000940400-25-011464

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251128

**DATE AS OF CHANGE**: 20251128

**PERIOD START**: 20260630

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Simplify Exchange Traded Funds
- **CENTRAL INDEX KEY:** 0001810747

**ORGANIZATION NAME:**
- **EIN:** 851887571
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23570
- **FILM NUMBER:** 251534454

**BUSINESS ADDRESS:**
- **STREET 1:** 222 BROADWAY
- **STREET 2:** 22ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10038
- **BUSINESS PHONE:** 646-741-2438

**MAIL ADDRESS:**
- **STREET 1:** 222 BROADWAY
- **STREET 2:** 22ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10038

## Series and Classes Contracts Data

### Simplify High Yield ETF (Series ID: S000075090)

| Class ID   | Class Name              | Ticker Symbol   |
|:---|:---|:---|
| C000233895 | Simplify High Yield ETF | CDX             |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Simplify Exchange Traded Funds

- **b. Investment Company Act file number:** 811-23570

- **c. CIK number of Registrant:** 0001810747

- **d. LEI of Registrant:** 549300LDDEMEUCZQEO55

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 10845 Griffith Peak Drive

  - **City:** Las Vegas

  - **State:** NV

  - **Foreign country:** US

  - **Zip / Postal Code:** 89135

  - **Telephone number:** (702) 389-9705

**Item A.2. Information about the Series.**

- **a. Name of Series:** Simplify High Yield ETF

- **b. EDGAR series identifier (if any):** S000075090

- **c. LEI of Series:** 5493008E96H37SFV0515

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-06-30

- **b. Date as of which information is reported:** 2025-09-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $399170729.95

**Total Liabilities:** $7870251.14

**Net Assets:** $391300478.81

**Cash Not Reported:** $18.42

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000233895 | -0.31%               | -0.26%               | 0.88%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $2544.43                 | $139975.73                                 |
| Month 2  | $24.51                   | $-318298.72                                |
| Month 3  | $684.23                  | $24122.41                                  |

**Designated Index Information**

- **Index Name:** ICE BofA US High Yield Index

- **Index Identifier:** H0A0 Index

### Schedule of Portfolio Investments

| Name                                                     | Title                                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| BANK OF AMERICA, NATIONAL ASSOCIATION                    | TRS HYG INDEX                                            | CUSIP: 000000000<br>LEI: B4TYDEB6GKMZO031MB27 | N/A              | DE               | CORP              | US        |         1 | NC      | $-139633.91   | -0.04%            |  |  |  | No            |                  2 | On Loan: No      |
| TREASURY BILL                                            | United States Treasury Bill                              | CUSIP: 912797QY6<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |  12500000 | PA      | $12405333.38  | 3.17%             | 2025-12-11      | None          | 0.00%                 | No            |                  1 | On Loan: No      |
| Simplify Intermediate Term Treasury Futures Strategy ETF | Simplify Intermediate Term Treasury Futures Strategy ETF | CUSIP: 82889N798<br>LEI: 5493007SH60KLAWORP05 | Long             | EC               | RF                | US        |    158400 | NS      | $2155824.00   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA, NATIONAL ASSOCIATION                    | TRS MSSIQUA1A INDEX                                      | CUSIP: 000000000<br>LEI: B4TYDEB6GKMZO031MB27 | N/A              | DE               | CORP              | US        |         1 | NC      | $646395.35    | 0.17%             |  |  |  | No            |                  2 | On Loan: No      |
| Simplify Government Money Market ETF                     | Simplify Government Money Market ETF                     | CUSIP: 82889N269<br>LEI: 529900UXSTJQHYE7H806 | Long             | STIV             | RF                | US        |   2492700 | NS      | $249469416.00 | 63.75%            |  |  |  | No            |                  1 | On Loan: No      |
| Simplify Bond Bull ETF                                   | Simplify Bond Bull ETF                                   | CUSIP: 82889N376<br>LEI: 5299006XRH1XJSBC4145 | Long             | EC               | RF                | US        |     33000 | NS      | $1409430.00   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMORGAN CHASE BANK, NATIONAL ASSOCIATION                | USD CALL VERSUS HKD PUT                                  | CUSIP: 000000000<br>LEI: 7H6GLXDRUGQFU57RNE97 | N/A              | DFE              | CORP              | US        | 112000000 | NC      | $10391.46     | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| INTERCONTINENTAL EXCHANGE, INC.                          | CDS CDX.NA.IG.45.V1                                      | CUSIP: 000000000<br>LEI: 5493000F4ZO33MV32P92 | N/A              | DCR              | CORP              | US        |         1 | NC      | $-2295523.32  | -0.59%            |  |  |  | No            |                  2 | On Loan: No      |
| BARCLAYS BANK PLC                                        | CDS CDX.NA.HY.45.V1                                      | CUSIP: 000000000<br>LEI: G5GSEF7VJP5I7OUK5573 | N/A              | DCR              | CORP              | GB        |         1 | NC      | $-2718489.62  | -0.69%            |  |  |  | No            |                  2 | On Loan: No      |
| FIDELITY INV MMTRSY 1 680                                | FIDELITY INV MMTRSY 1 680                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   4577345 | NS      | $4577345.37   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| TREASURY BILL                                            | United States Treasury Bill                              | CUSIP: 912797QS9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   2500000 | PA      | $2482688.90   | 0.63%             | 2025-12-04      | None          | 0.00%                 | No            |                  1 | On Loan: No      |
| BANK OF AMERICA, NATIONAL ASSOCIATION                    | TRS MSSIJNK1A INDEX                                      | CUSIP: 000000000<br>LEI: B4TYDEB6GKMZO031MB27 | N/A              | DE               | CORP              | US        |         1 | NC      | $1110789.07   | 0.28%             |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                 | TRS HYG                                                  | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-311031.66   | -0.08%            |  |  |  | No            |                  2 | On Loan: No      |
| GOLDMAN SACHS & CO. LLC                                  | TRS HYGGSB INDEX                                         | CUSIP: 000000000<br>LEI: FOR8UP27PHTHYVLBNG30 | N/A              | DE               | CORP              | US        |         1 | NC      | $-116880.35   | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| TREASURY BILL                                            | United States Treasury Bill                              | CUSIP: 912797RE9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |  72300000 | PA      | $72080931.00  | 18.42%            | 2025-10-28      | None          | 0.00%                 | No            |                  1 | On Loan: No      |
| TREASURY BILL                                            | United States Treasury Bill                              | CUSIP: 912797QQ3<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   4000000 | PA      | $3980865.00   | 1.02%             | 2025-11-13      | None          | 0.00%                 | No            |                  1 | On Loan: No      |
| TREASURY BILL                                            | United States Treasury Bill                              | CUSIP: 912797NU7<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |  44000000 | PA      | $43595322.32  | 11.14%            | 2025-12-26      | None          | 0.00%                 | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-11-26

**Name of Applicant:** Simplify Exchange Traded Funds

**Signature:** Paul Kim

**Name of Signer:** Paul Kim

**Title:** Trustee & President