# EDGAR Filing Document

**Accession Number:** 0001355064
**File Stem:** 0001752724-23-037552
**Filing Date:** 2023-2
**Character Count:** 21391
**Document Hash:** d8c5c13621e8c47450470adf929f96eb
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-037552.hdr.sgml**: 20230224

**ACCESSION NUMBER**: 0001752724-23-037552

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230224

**DATE AS OF CHANGE**: 20230224

**PERIOD START**: 20230630

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MUTUAL FUND SERIES TRUST
- **CENTRAL INDEX KEY:** 0001355064
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** OH
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-21872
- **FILM NUMBER:** 23662360

**BUSINESS ADDRESS:**
- **STREET 1:** C/O GEMINI FUND SERVICES LLC
- **STREET 2:** 4221 NORTH 203RD STREET, SUITE 100
- **CITY:** ELKHORN
- **STATE:** NE
- **ZIP:** 68022-3474
- **BUSINESS PHONE:** 631 549 1859

**MAIL ADDRESS:**
- **STREET 1:** C/O GEMINI FUND SERVICES LLC
- **STREET 2:** 4221 NORTH 203RD STREET, SUITE 100
- **CITY:** ELKHORN
- **STATE:** NE
- **ZIP:** 68022-3474

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CATALYST FUNDS
- **DATE OF NAME CHANGE:** 20060303

## Series and Classes Contracts Data

### Catalyst/SMH Total Return Income Fund (Series ID: S000022378)

| Class ID   | Class Name                                    | Ticker Symbol   |
|:---|:---|:---|
| C000064377 | Catalyst/SMH Total Return Income Fund Class A | TRIFX           |
| C000064378 | Catalyst/SMH Total Return Income Fund Class C | TRICX           |
| C000128970 | Catalyst/SMH Total Return Income Fund Class I | TRIIX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** MUTUAL FUND SERIES TRUST

- **b. Investment Company Act file number:** 811-21872

- **c. CIK number of Registrant:** 0001355064

- **d. LEI of Registrant:** 5493002ZGLQMLR4QMA96

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** C/O GEMINI FUND SERVICES LLC

  - **City:** ELKHORN

  - **State:** NE

  - **Foreign country:** US

  - **Zip / Postal Code:** 68022

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** Catalyst/SMH Total Return Income Fund

- **b. EDGAR series identifier (if any):** S000022378

- **c. LEI of Series:** 549300LY1SM561GCNG33

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-06-30

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $16487487.56

**Total Liabilities:** $68334.80

**Net Assets:** $16419152.76

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 448.66402700 | **5-Year:** 1412.97132200 | **10-Year:** 1073.94000500 | **30-Year:** 478.80981500

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000064378 | 7.96%                | 3.74%                | -2.82%               |
| Class ID C000128970 | 8.31%                | 3.83%                | -2.95%               |
| Class ID C000064377 | 8.27%                | 3.80%                | -2.96%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-157684.18              | $1379569.14                                |
| Month 2  | $77153.41                | $497203.50                                 |
| Month 3  | $157.42                  | $-603747.79                                |

### Schedule of Portfolio Investments

| Name                                        | Title                                | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   | Fair Value Level   | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| Hello Group Inc                             | MOMO 1 1/4 07/01/25                  | CUSIP: 60879BAB3<br>LEI: 549300YMGLID32W48529 | Long             | DBT              | CORP              | KY        |    618000 | PA      | $594034.80    | 3.62%             | 2025-07-01      | Fixed         | 1.25%                 | No            | 2                  | On Loan: No      |
| Howard Hughes Corp                          | HHC 4 3/8 02/01/31                   | CUSIP: 44267DAF4<br>LEI: 549300BVHY25JZC1KI49 | Long             | DBT              | CORP              | US        |    445000 | PA      | $360678.66    | 2.20%             | 2031-02-01      | Fixed         | 4.38%                 | Yes           | 2                  | On Loan: No      |
| Bath & Body Works Inc                       | BBWI 6 3/4 07/01/36                  | CUSIP: 501797AM6<br>LEI: GR3KVMWVCR54YWQNXU90 | Long             | DBT              | CORP              | US        |    411000 | PA      | $361967.70    | 2.20%             | 2036-07-01      | Fixed         | 6.75%                 | No            | 2                  | On Loan: No      |
| NIO Inc.                                    | NIO 0 1/2 02/01/27                   | CUSIP: 62914VAF3<br>LEI: 549300JBU4TV5OCKJV96 | Long             | DBT              | CORP              | KY        |    700000 | PA      | $531160.00    | 3.24%             | 2027-02-01      | Fixed         | 0.50%                 | No            | 2                  | On Loan: No      |
| U.S. Global Investors, Inc.                 | US GLOBAL INV-A                      | CUSIP: 902952100<br>LEI: 529900IRM26R91LI8531 | Long             | EC               | CORP              | US        |     49500 | NS      | $143055.00    | 0.87%             |  |  |  | No            | 1                  | On Loan: No      |
| N/A                                         | MOUNT VERNON LIQUID ASSETS PORTFOLIO | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             |  | US        |         0 | NS      | $0.00         | 0.00%             |  |  |  | No            | N/A                | On Loan: No      |
| Suro Capital Corp                           | SURO CAPITAL COR                     | CUSIP: 86887Q109<br>LEI: 549300YR4IAV0VJFWN84 | Long             | EC               | RF                | US        |     42466 | NS      | $161370.80    | 0.98%             |  |  |  | No            | 1                  | On Loan: No      |
| Enova International, Incorporation          | ENVA 8 1/2 09/15/25                  | CUSIP: 29357KAF0<br>LEI: 549300O8XOCQSB49UO63 | Long             | DBT              | CORP              | US        |    647000 | PA      | $600887.62    | 3.66%             | 2025-09-15      | Fixed         | 8.50%                 | Yes           | 2                  | On Loan: —       |
| Transocean Inc.                             | RIG 11 1/2 01/30/27                  | CUSIP: 893830BQ1<br>LEI: DOL4HJ22ADYSIWES4H94 | Long             | DBT              | CORP              | KY        |   1154000 | PA      | $1158598.69   | 7.06%             | 2027-01-30      | Fixed         | 11.50%                | Yes           | 2                  | On Loan: No      |
| Service Properties Trust                    | SVC 5 1/4 02/15/26                   | CUSIP: 44106MAV4<br>LEI: 529900IS770AG1K9QG27 | Long             | DBT              | CORP              | US        |    332000 | PA      | $277827.86    | 1.69%             | 2026-02-15      | Fixed         | 5.25%                 | No            | 2                  | On Loan: No      |
| AT&T Inc                                    | AT&T INC                             | CUSIP: 00206R102<br>LEI: 549300Z40J86GGSTL398 | Long             | EC               | CORP              | US        |     14000 | NS      | $257740.00    | 1.57%             |  |  |  | No            | 1                  | On Loan: No      |
| EZCORP Inc.                                 | EZPW 2 3/8 05/01/25                  | CUSIP: 302301AE6<br>LEI: 5493003K6PG3ZQ7TUQ63 | Long             | DBT              | CORP              | US        |    717000 | PA      | $639592.65    | 3.90%             | 2025-05-01      | Fixed         | 2.38%                 | No            | 2                  | On Loan: No      |
| Occidental Petroleum Corporation            | OXY 6.6 03/15/46                     | CUSIP: 674599DL6<br>LEI: IM7X0T3ECJW4C1T7ON55 | Long             | DBT              | CORP              | US        |    350000 | PA      | $360935.75    | 2.20%             | 2046-03-15      | Fixed         | 6.60%                 | No            | 2                  | On Loan: No      |
| US BANK MMDA                                | US BANK MMDA-USBGFS 5                | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             |  | US        |     93825 | PA      | $93824.69     | 0.57%             |  |  |  | No            | 1                  | On Loan: No      |
| Verizon Communications Inc.                 | VERIZON COMMUNIC                     | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               | CORP              | US        |      2050 | NS      | $80770.00     | 0.49%             |  |  |  | No            | 1                  | On Loan: No      |
| AFC Gamma Inc                               | AFC GAMMA INC                        | CUSIP: 00109K105<br>LEI: 5493005G0MGS3E0E7218 | Long             | EC               | CORP              | US        |     26000 | NS      | $408980.00    | 2.49%             |  |  |  | No            | 1                  | On Loan: No      |
| Prospect Capital Corporation                | PROSPECT CAPITAL                     | CUSIP: 74348T102<br>LEI: 549300FSD8T39P5Q0O47 | Long             | EC               | RF                | US        |     95140 | NS      | $665028.60    | 4.05%             |  |  |  | No            | 1                  | On Loan: —       |
| Corecivic Inc                               | CXW 4 3/4 10/15/27                   | CUSIP: 21871NAA9<br>LEI: 529900JFA3K6PTLT8B15 | Long             | DBT              | CORP              | US        |    778000 | PA      | $676485.48    | 4.12%             | 2027-10-15      | Fixed         | 4.75%                 | No            | 2                  | On Loan: —       |
| Titan International, Inc.                   | TWI 7 04/30/28                       | CUSIP: 88830MAM4<br>LEI: 54930043H7SFLNS88586 | Long             | DBT              | CORP              | US        |    687000 | PA      | $649501.07    | 3.96%             | 2028-04-30      | Fixed         | 7.00%                 | No            | 2                  | On Loan: No      |
| NexPoint Diversified Real Estate Trust      | NEXPOINT DIVERSI                     | CUSIP: 65340G205<br>LEI: 5493008KGR2NU3OXMR64 | Long             | EC               | CORP              | US        |     28217 | NS      | $316312.57    | 1.93%             |  |  |  | No            | 1                  | On Loan: No      |
| Americold Realty Trust Inc                  | AMERICOLD REALTY                     | CUSIP: 03064D108<br>LEI: 549300R7N1V5YV8MWH02 | Long             | EC               | CORP              | US        |     15250 | NS      | $431727.50    | 2.63%             |  |  |  | No            | 1                  | On Loan: —       |
| BED Bath & Beyond                           | BBBY 5.165 08/01/44                  | CUSIP: 075896AC4<br>LEI: 529900ZBUWWUV7BKGX39 | Long             | DBT              | CORP              | US        |    373000 | PA      | $37906.13     | 0.23%             | 2044-08-01      | Fixed         | 5.17%                 | No            | 2                  | On Loan: No      |
| Sculptor Capital Management Inc             | SCULPTOR CAPITAL                     | CUSIP: 811246107<br>LEI: 529900V50QFEXQGSUC34 | Long             | EC               | CORP              | US        |     52403 | NS      | $453809.98    | 2.76%             |  |  |  | No            | 1                  | On Loan: No      |
| HP Inc                                      | HP INC                               | CUSIP: 40434L105<br>LEI: WHKXQACZ14C5XRO8LW03 | Long             | EC               | CORP              | US        |      8890 | NS      | $238874.30    | 1.45%             |  |  |  | No            | 1                  | On Loan: No      |
| International Business Machines Corporation | IBM                                  | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | EC               | CORP              | US        |      2161 | NS      | $304463.29    | 1.85%             |  |  |  | No            | 1                  | On Loan: —       |
| Ishares Trust                               | ISHARES IBOXX HIGH YLD CO            | CUSIP: 464288513<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |      6150 | NS      | $452824.50    | 2.76%             |  |  |  | No            | 1                  | On Loan: No      |
| Beazer Homes USA, Inc.                      | BZH 5 7/8 10/15/27                   | CUSIP: 07556QBR5<br>LEI: 549300DUPYT2T0F60I45 | Long             | DBT              | CORP              | US        |    635000 | PA      | $556444.15    | 3.39%             | 2027-10-15      | Fixed         | 5.88%                 | No            | 2                  | On Loan: No      |
| Chevron Corporation                         | CHEVRON CORP                         | CUSIP: 166764100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1491 | NS      | $267619.59    | 1.63%             |  |  |  | No            | 1                  | On Loan: —       |
| The Kraft Heinz Company                     | KRAFT HEINZ CO/T                     | CUSIP: 500754106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5284 | NS      | $215111.64    | 1.31%             |  |  |  | No            | 1                  | On Loan: No      |
| Apollo Global Management Inc                | APOLLO GLOBAL MA                     | CUSIP: 03769M106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3300 | NS      | $210507.00    | 1.28%             |  |  |  | No            | 1                  | On Loan: —       |
| Fubotv Inc                                  | FUBO 3 1/4 02/15/26                  | CUSIP: 35953DAB0<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    662000 | PA      | $311140.00    | 1.89%             | 2026-02-15      | Fixed         | 3.25%                 | No            | 2                  | On Loan: No      |
| Warner Bros. Discovery Inc.                 | WARNER BROS DISC                     | CUSIP: 934423104<br>LEI: 5493006ZCRFWKF6B1K26 | Long             | EC               | CORP              | US        |      3386 | NS      | $32099.28     | 0.20%             |  |  |  | No            | 1                  | On Loan: —       |
| Kyndryl Holdings Inc                        | KYNDRYL HOLD-W/I                     | CUSIP: 50155Q100<br>LEI: 549300LQ4LWX2R8ZV130 | Long             | EC               | CORP              | US        |       432 | NS      | $4803.84      | 0.03%             |  |  |  | No            | 1                  | On Loan: —       |
| Kohl's Corp.                                | KSS 5.55 07/17/45                    | CUSIP: 500255AV6<br>LEI: 549300JF6LPRTRJ0FH50 | Long             | DBT              | CORP              | US        |     74000 | PA      | $46753.20     | 0.28%             | 2045-07-17      | Fixed         | 5.55%                 | No            | 2                  | On Loan: No      |
| Innovative Industrial Propertes Inc         | INNOVATIVE INDUS                     | CUSIP: 45781V101<br>LEI: 5493008BQ0545EZXRR30 | Long             | EC               | CORP              | US        |      2390 | NS      | $242226.50    | 1.48%             |  |  |  | No            | 1                  | On Loan: —       |
| PennantPark Investment Corporation          | PENNANTPARK INVE                     | CUSIP: 708062104<br>LEI: 529900OK432R4C6NQQ73 | Long             | EC               | RF                | US        |     99131 | NS      | $570003.25    | 3.47%             |  |  |  | No            | 1                  | On Loan: —       |
| Quest Diagnostics Incorporated              | QUEST DIAGNOSTIC                     | CUSIP: 74834L100<br>LEI: 8MCWUBXQ0WE04KMXBX50 | Long             | EC               | CORP              | US        |      1225 | NS      | $191639.00    | 1.17%             |  |  |  | No            | 1                  | On Loan: No      |
| Pitney Bowes Inc.                           | PITNEY BOWES INC                     | CUSIP: 724479100<br>LEI: 549300N2O26NW4ST6W55 | Long             | EC               | CORP              | US        |     47154 | NS      | $179185.20    | 1.09%             |  |  |  | No            | 1                  | On Loan: —       |
| Transocean Inc.                             | RIG 6.8 03/15/38                     | CUSIP: 893830AT6<br>LEI: DOL4HJ22ADYSIWES4H94 | Long             | DBT              | CORP              | KY        |    953000 | PA      | $602413.34    | 3.67%             | 2038-03-15      | Fixed         | 6.80%                 | No            | 2                  | On Loan: —       |
| Compass Diversified                         | COMPASS DIVERSIF                     | CUSIP: 20451Q104<br>LEI: 5299001SM1LBYANJRR58 | Long             | EC               | CORP              | US        |     35292 | NS      | $643373.16    | 3.92%             |  |  |  | No            | 1                  | On Loan: —       |
| PERSHING SQUARE TONTINE HOLDINGS LTD.       | PERSHING SQUARE ESCROW               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      1389 | NS      | $0.00         | 0.00%             |  |  |  | No            | 1                  | On Loan: No      |
| Uber Technologies Inc                       | UBER 8 11/01/26                      | CUSIP: 90353TAC4<br>LEI: 549300B2FTG34FILDR98 | Long             | DBT              | CORP              | US        |    332000 | PA      | $333816.62    | 2.03%             | 2026-11-01      | Fixed         | 8.00%                 | Yes           | 2                  | On Loan: No      |
| Coeur Mining Inc                            | CDE 5 1/8 02/15/29                   | CUSIP: 192108BC1<br>LEI: 5493003AVK173D48DR70 | Long             | DBT              | CORP              | US        |    534000 | PA      | $417442.02    | 2.54%             | 2029-02-15      | Fixed         | 5.12%                 | Yes           | 2                  | On Loan: —       |
| American Axle & Manufacturing, Inc.         | AXL 5 10/01/29                       | CUSIP: 02406PBB5<br>LEI: RY5TAKFOBLDUGX31MS24 | Long             | DBT              | CORP              | US        |    639000 | PA      | $517031.71    | 3.15%             | 2029-10-01      | Fixed         | 5.00%                 | No            | 2                  | On Loan: —       |
| Ford Motor Company                          | FORD MOTOR CO                        | CUSIP: 345370860<br>LEI: 20S05OYHG0MQM4VUIC57 | Long             | EC               | CORP              | US        |      6200 | NS      | $72106.00     | 0.44%             |  |  |  | No            | 1                  | On Loan: No      |
| Exxon Mobil Corporation                     | EXXON MOBIL CORP                     | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |      4177 | NS      | $460723.10    | 2.81%             |  |  |  | No            | 1                  | On Loan: No      |
| ENERGY CONVERSION DEV                       | ENERGY CONVERSION DEV                | CUSIP: N/A<br>LEI: N/A                        | Long             | DBT              | CORP              | US        |   5543000 | PA      | $0.00         | 0.00%             | 2049-12-15      | Fixed         | 0.00%                 | No            | 2                  | On Loan: No      |
| Xerox Holdings Corporation                  | XEROX HOLDINGS C                     | CUSIP: 98421M106<br>LEI: 5493000Y33XDVO2CXC18 | Long             | EC               | CORP              | US        |      4612 | NS      | $67335.20     | 0.41%             |  |  |  | No            | 1                  | On Loan: —       |

### Signature

**Date Signed:** 2023-01-27

**Name of Applicant:** MUTUAL FUND SERIES TRUST

**Signature:** Erik Naviloff

**Name of Signer:** Erik Naviloff

**Title:** Treasurer