# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0001752724-23-015825
**Filing Date:** 2023-1
**Character Count:** 6792
**Document Hash:** 1d803310d131e4754e5b9435104eb162
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-015825.hdr.sgml**: 20230127

**ACCESSION NUMBER**: 0001752724-23-015825

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230127

**DATE AS OF CHANGE**: 20230127

**PERIOD START**: 20230228

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 23560382

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### Monarch ProCap ETF (Series ID: S000071244)

| Class ID   | Class Name         | Ticker Symbol   |
|:---|:---|:---|
| C000226139 | Monarch ProCap ETF | MPRO            |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **MONARCH PROCAP ETF** | **MONARCH PROCAP ETF** | **MONARCH PROCAP ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **November 30, 2022** | **November 30, 2022** | **November 30, 2022** |
| **Shares** |  | **Fair Value** |
|  | **EXCHANGE-TRADED FUNDS — 99.5%** |  |
|  | **EQUITY - 60.8%** |  |
| 155844 | Consumer Staples Select Sector SPDR Fund | &nbsp;&nbsp;&nbsp; $12029598 |
| 85114 | Health Care Select Sector SPDR Fund | &nbsp;&nbsp;&nbsp; 11832548 |
| 151825 | Materials Select Sector SPDR Fund | &nbsp;&nbsp;&nbsp; 12563519 |
| 310074 | Real Estate Select Sector SPDR Fund | &nbsp;&nbsp;&nbsp; 12167304 |
| 165964 | Utilities Select Sector SPDR Fund | &nbsp;&nbsp;&nbsp; 11854809 |
|  |  | &nbsp;&nbsp; 60447778 |
|  | **FIXED INCOME - 38.7%** |  |
| 390974 | iShares Core U.S. Aggregate Bond ETF | &nbsp;&nbsp;&nbsp; 38428834 |
|  | **TOTAL EXCHANGE-TRADED FUNDS (Cost $96,136,954)** | &nbsp;&nbsp; 98876612 |
|  | **TOTAL INVESTMENTS - 99.5% (Cost $96,136,954)** | &nbsp;&nbsp;&nbsp; $98876612 |
|  | **OTHER ASSETS IN EXCESS OF LIABILITIES- 0.5%** | &nbsp;&nbsp; 460707 |
|  | **NET ASSETS - 100.0%** | &nbsp;&nbsp; $99337319 |

---

ETF - Exchange-Traded Fund <br> SPDR - Standard & Poor's Depositary Receipt <br>

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** Monarch ProCap ETF

- **b. EDGAR series identifier (if any):** S000071244

- **c. LEI of Series:** 5493001GPV01V9M4MD31

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-02-28

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $99442321.28

**Total Liabilities:** $105002.21

**Net Assets:** $99337319.07

**Cash Not Reported:** $560752.59

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000226139 | -6.29%               | 2.52%                | 5.04%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-1484425.54             | $-4635236.20                               |
| Month 2  | $-119145.11              | $2368977.90                                |
| Month 3  | $-2816274.90             | $7566704.54                                |

### Schedule of Portfolio Investments

| Name               | Title                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Select Sector Spdr | HEALTH CARE SELECT SECTOR | CUSIP: 81369Y209<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |     85114 | NS      | $11832548.28  | 11.91%            |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr | REAL ESTATE SELECT SECT S | CUSIP: 81369Y860<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |    310074 | NS      | $12167303.76  | 12.25%            |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr | MATERIALS SELECT SECTOR S | CUSIP: 81369Y100<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |    151825 | NS      | $12563518.75  | 12.65%            |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr | CONSUMER STAPLES SPDR     | CUSIP: 81369Y308<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |    155844 | NS      | $12029598.36  | 12.11%            |  |  |  | No            |                  1 | On Loan: No      |
| Ishares Trust      | ISHARES CORE U.S. AGGREGA | CUSIP: 464287226<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |    390974 | NS      | $38428834.46  | 38.69%            |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr | UTILITIES SELECT SECTOR S | CUSIP: 81369Y886<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |    165964 | NS      | $11854808.52  | 11.93%            |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-28

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer