# EDGAR Filing Document

**Accession Number:** 0000812015
**File Stem:** 0001752724-23-018117
**Filing Date:** 2023-1
**Character Count:** 48986
**Document Hash:** d698822447b3d8a59735da5232a595f0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-018117.hdr.sgml**: 20230130

**ACCESSION NUMBER**: 0001752724-23-018117

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230130

**DATE AS OF CHANGE**: 20230130

**PERIOD START**: 20230831

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AB PORTFOLIOS
- **CENTRAL INDEX KEY:** 0000812015
- **IRS NUMBER:** 000000000
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-05088
- **FILM NUMBER:** 23567716

**BUSINESS ADDRESS:**
- **STREET 1:** ALLIANCEBERNSTEIN LP
- **STREET 2:** 1345 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10105
- **BUSINESS PHONE:** 2129691000

**MAIL ADDRESS:**
- **STREET 1:** ALLIANCEBERNSTEIN LP
- **STREET 2:** 1345 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ALLIANCEBERNSTEIN PORTFOLIOS
- **DATE OF NAME CHANGE:** 20030319

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ALLIANCE PORTFOLIOS
- **DATE OF NAME CHANGE:** 19930812

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** EQUITABLE FUNDS
- **DATE OF NAME CHANGE:** 19920703

## Series and Classes Contracts Data

### AB Sustainable Thematic Balanced Portfolio (Series ID: S000010510)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000029004 | Class A       | ABPAX           |
| C000029006 | Class C       | ABPCX           |
| C000029007 | Advisor Class | ABPYX           |
| C000029008 | Class R       | APPRX           |
| C000029009 | Class K       | APWKX           |
| C000029010 | Class I       | APWIX           |
| C000232929 | Class Z       | ABPZX           |

## Nport-Ex

**AB Sustainable Thematic Balanced Portfolio** 

**Portfolio of Investments** 

**November 30, 2022 (unaudited)** 

---

| | | |
|:---|:---|:---|
| **Company** | **Shares** | **U.S. $ Value** |
|  **COMMON STOCKS – 69.4%** | **COMMON STOCKS – 69.4%** | **COMMON STOCKS – 69.4%** |
|  **Information Technology – 25.5%** | **Information Technology – 25.5%** | **Information Technology – 25.5%** |
|  **Communications Equipment – 2.5%** | **Communications Equipment – 2.5%** | **Communications Equipment – 2.5%** |
|  Ciena Corp.<sup>(a)</sup> | 31154 | $&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1400684 |
|  Lumentum Holdings, Inc.<sup>(a)</sup> | 23093 | 1268729 |
|  |  | 2669413 |
|  **Electronic Equipment, Instruments & Components – 6.0%** | **Electronic Equipment, Instruments & Components – 6.0%** | **Electronic Equipment, Instruments & Components – 6.0%** |
|  Flex Ltd.<sup>(a)</sup> | 105982 | 2329484 |
|  Keysight Technologies, Inc.<sup>(a)</sup> | 11904 | 2153315 |
|  TE Connectivity Ltd. | 14828 | 1870107 |
|  |  | 6352906 |
|  **IT Services – 4.3%** | **IT Services – 4.3%** | **IT Services – 4.3%** |
|  Accenture PLC - Class A | 4780 | 1438446 |
|  Maximus, Inc. | 15327 | 1077488 |
|  Visa, Inc. - Class A | 9542 | 2070614 |
|  |  | 4586548 |
|  **Semiconductors & Semiconductor Equipment – 5.3%** | **Semiconductors & Semiconductor Equipment – 5.3%** | **Semiconductors & Semiconductor Equipment – 5.3%** |
|  Monolithic Power Systems, Inc. | 4403 | 1681770 |
|  NVIDIA Corp. | 5961 | 1008780 |
|  NXP Semiconductors NV | 9558 | 1680679 |
|  ON Semiconductor Corp.<sup>(a)</sup> | 16912 | 1271782 |
|  |  | 5643011 |
|  **Software – 4.4%** | **Software – 4.4%** | **Software – 4.4%** |
|  Adobe, Inc.<sup>(a)</sup> | 3392 | 1170003 |
|  Intuit, Inc. | 3156 | 1286354 |
|  Microsoft Corp. | 8695 | 2218442 |
|  |  | 4674799 |
|  **Technology Hardware, Storage & Peripherals – 3.0%** | **Technology Hardware, Storage & Peripherals – 3.0%** | **Technology Hardware, Storage & Peripherals – 3.0%** |
|  Apple, Inc. | 11948 | 1768662 |
|  Dell Technologies, Inc. - Class C | 31549 | 1413080 |
|  |  | 3181742 |
|  |  | 27108419 |
|  **Health Care – 14.8%** | **Health Care – 14.8%** | **Health Care – 14.8%** |
|  **Health Care Equipment & Supplies – 5.0%** | **Health Care Equipment & Supplies – 5.0%** | **Health Care Equipment & Supplies – 5.0%** |
|  Alcon, Inc. | 21158 | 1457575 |
|  Becton Dickinson and Co. | 7425 | 1851349 |
|  Koninklijke Philips NV (ADR)<sup>(b)</sup> | 17467 | 262704 |
|  STERIS PLC | 9132 | 1696178 |
|  |  | 5267806 |
|  **Health Care Providers & Services – 2.7%** | **Health Care Providers & Services – 2.7%** | **Health Care Providers & Services – 2.7%** |
|  Laboratory Corp. of America Holdings | 5432 | 1307483 |
|  UnitedHealth Group, Inc. | 2899 | 1587956 |
|  |  | 2895439 |
|  **Life Sciences Tools & Services – 7.1%** | **Life Sciences Tools & Services – 7.1%** | **Life Sciences Tools & Services – 7.1%** |
|  Bio-Rad Laboratories, Inc. - Class A<sup>(a)</sup> | 3076 | 1275648 |

---

------

---

| | | | |
|:---|:---|:---|:---|
| **Company** | **Shares** | **U.S. $ Value** | **U.S. $ Value** |
|  Bruker Corp. | 20858 | $| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1406038 |
|  Danaher Corp. | 8687 |  | 2375112 |
|  ICON PLC<sup>(a)</sup> | 6361 |  | 1370414 |
|  West Pharmaceutical Services, Inc. | 4929 |  | 1156639 |
|  |  |  | 7583851 |
|  |  |  | 15747096 |
|  **Industrials – 10.2%** | **Industrials – 10.2%** | **Industrials – 10.2%** | **Industrials – 10.2%** |
|  **Aerospace & Defense – 1.2%** | **Aerospace & Defense – 1.2%** | **Aerospace & Defense – 1.2%** | **Aerospace & Defense – 1.2%** |
|  Hexcel Corp. | 21513 |  | 1289704 |
|  **Building Products – 1.0%** | **Building Products – 1.0%** | **Building Products – 1.0%** | **Building Products – 1.0%** |
|  Owens Corning | 12314 |  | 1093976 |
|  **Commercial Services & Supplies – 3.7%** | **Commercial Services & Supplies – 3.7%** | **Commercial Services & Supplies – 3.7%** | **Commercial Services & Supplies – 3.7%** |
|  Tetra Tech, Inc. | 10582 |  | 1635871 |
|  Waste Management, Inc. | 13695 |  | 2296926 |
|  |  |  | 3932797 |
|  **Electrical Equipment – 1.1%** | **Electrical Equipment – 1.1%** | **Electrical Equipment – 1.1%** | **Electrical Equipment – 1.1%** |
|  Rockwell Automation, Inc. | 4405 |  | 1163889 |
|  **Machinery – 3.2%** | **Machinery – 3.2%** | **Machinery – 3.2%** | **Machinery – 3.2%** |
|  Deere & Co. | 5535 |  | 2440935 |
|  Xylem, Inc./NY | 8674 |  | 974524 |
|  |  |  | 3415459 |
|  |  |  | 10895825 |
|  **Financials – 6.5%** | **Financials – 6.5%** | **Financials – 6.5%** | **Financials – 6.5%** |
|  **Banks – 0.7%** | **Banks – 0.7%** | **Banks – 0.7%** | **Banks – 0.7%** |
|  SVB Financial Group<sup>(a)</sup> | 3223 |  | 747027 |
|  **Capital Markets – 3.6%** | **Capital Markets – 3.6%** | **Capital Markets – 3.6%** | **Capital Markets – 3.6%** |
|  Intercontinental Exchange, Inc. | 15935 |  | 1725920 |
|  MSCI, Inc. - Class A | 4184 |  | 2124761 |
|  |  |  | 3850681 |
|  **Insurance – 2.2%** | **Insurance – 2.2%** | **Insurance – 2.2%** | **Insurance – 2.2%** |
|  Aflac, Inc. | 32679 |  | 2350600 |
|  |  |  | 6948308 |
|  **Consumer Discretionary – 4.4%** | **Consumer Discretionary – 4.4%** | **Consumer Discretionary – 4.4%** | **Consumer Discretionary – 4.4%** |
|  **Auto Components – 1.0%** | **Auto Components – 1.0%** | **Auto Components – 1.0%** | **Auto Components – 1.0%** |
|  Aptiv PLC<sup>(a)</sup> | 9973 |  | 1063820 |
|  **Household Durables – 0.9%** | **Household Durables – 0.9%** | **Household Durables – 0.9%** | **Household Durables – 0.9%** |
|  TopBuild Corp.<sup>(a)</sup> | 6183 |  | 952676 |
|  **Specialty Retail – 1.4%** | **Specialty Retail – 1.4%** | **Specialty Retail – 1.4%** | **Specialty Retail – 1.4%** |
|  Home Depot, Inc. (The) | 4733 |  | 1533445 |
|  **Textiles, Apparel & Luxury Goods – 1.1%** | **Textiles, Apparel & Luxury Goods – 1.1%** | **Textiles, Apparel & Luxury Goods – 1.1%** | **Textiles, Apparel & Luxury Goods – 1.1%** |
|  NIKE, Inc. - Class B | 10764 |  | 1180703 |
|  |  |  | 4730644 |

---

------

---

| | | |
|:---|:---|:---|
| **Company** | **Shares** | **U.S. $ Value** |
|  **Utilities – 3.4%** | **Utilities – 3.4%** | **Utilities – 3.4%** |
|  **Electric Utilities – 2.1%** | **Electric Utilities – 2.1%** | **Electric Utilities – 2.1%** |
|  NextEra Energy, Inc. | 25859 | $&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2190257 |
|  **Water Utilities – 1.3%** | **Water Utilities – 1.3%** | **Water Utilities – 1.3%** |
|  American Water Works Co., Inc. | 9440 | 1432615 |
|  |  | 3622872 |
|  **Consumer Staples – 3.3%** | **Consumer Staples – 3.3%** | **Consumer Staples – 3.3%** |
|  **Food & Staples Retailing – 0.0%** | **Food & Staples Retailing – 0.0%** | **Food & Staples Retailing – 0.0%** |
|  Progenics Pharmaceuticals, Inc.<sup>(c) (d)</sup> | 24977 | 0 |
|  **Household Products – 1.7%** | **Household Products – 1.7%** | **Household Products – 1.7%** |
|  Procter & Gamble Co. (The) | 11794 | 1759193 |
|  **Personal Products – 1.6%** | **Personal Products – 1.6%** | **Personal Products – 1.6%** |
|  Unilever PLC (Sponsored ADR)<sup>(b)</sup> | 34688 | 1747581 |
|  |  | 3506774 |
|  **Real Estate – 1.3%** | **Real Estate – 1.3%** | **Real Estate – 1.3%** |
|  **Equity Real Estate Investment Trusts (REITs) – 1.3%** | **Equity Real Estate Investment Trusts (REITs) – 1.3%** | **Equity Real Estate Investment Trusts (REITs) – 1.3%** |
|  SBA Communications Corp. | 4691 | 1404016 |
|  Total Common Stocks <br>(cost $80,325,052) |  | 73963954 |
|  | **Principal<br>Amount<br>(000)** |  |
|  **GOVERNMENTS - TREASURIES – 30.0%** | **GOVERNMENTS - TREASURIES – 30.0%** | **GOVERNMENTS - TREASURIES – 30.0%** |
|  **United States – 30.0%** | **United States – 30.0%** | **United States – 30.0%** |
|  U.S. Treasury Bonds<br>1.25%, 05/15/2050 | 1247 | 689607 |
| &nbsp;&nbsp;&nbsp;&nbsp; 1.875%, 11/15/2051 | 655 | 426578 |
| &nbsp;&nbsp;&nbsp;&nbsp; 2.25%, 02/15/2052 | 677 | 484475 |
| &nbsp;&nbsp;&nbsp;&nbsp; 2.50%, 02/15/2046 | 962 | 731794 |
| &nbsp;&nbsp;&nbsp;&nbsp; 3.00%, 05/15/2042 | 3268 | 2801371 |
| &nbsp;&nbsp;&nbsp;&nbsp; 3.00%, 02/15/2048 | 557 | 465721 |
| &nbsp;&nbsp;&nbsp;&nbsp; 3.00%, 02/15/2049 | 494 | 416349 |
| &nbsp;&nbsp;&nbsp;&nbsp; 3.00%, 08/15/2052 | 137 | 116619 |
| &nbsp;&nbsp;&nbsp;&nbsp; 6.125%, 08/15/2029 | 585 | 662282 |
|  U.S. Treasury Notes<br>0.25%, 05/31/2025 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5857 | 5307725 |
| &nbsp;&nbsp;&nbsp;&nbsp; 0.625%, 05/15/2030 | 3290 | 2636193 |
| &nbsp;&nbsp;&nbsp;&nbsp; 1.625%, 02/15/2026 | 314 | 291022 |
| &nbsp;&nbsp;&nbsp;&nbsp; 1.875%, 02/28/2027 | 2976 | 2736530 |
| &nbsp;&nbsp;&nbsp;&nbsp; 1.875%, 02/15/2032 | 3005 | 2578110 |
| &nbsp;&nbsp;&nbsp;&nbsp; 2.00%, 02/15/2025 | 3919 | 3727949 |
| &nbsp;&nbsp;&nbsp;&nbsp; 2.00%, 08/15/2025 | 847 | 799715 |
| &nbsp;&nbsp;&nbsp;&nbsp; 2.25%, 08/15/2027 | 1598 | 1485641 |
| &nbsp;&nbsp;&nbsp;&nbsp; 2.375%, 01/31/2023 | 1297 | 1292847 |
| &nbsp;&nbsp;&nbsp;&nbsp; 2.50%, 03/31/2027 | 2574 | 2427604 |
| &nbsp;&nbsp;&nbsp;&nbsp; 2.625%, 02/15/2029 | 1069 | 997530 |
| &nbsp;&nbsp;&nbsp;&nbsp; 2.75%, 02/15/2024 | 712 | 696260 |
| &nbsp;&nbsp;&nbsp;&nbsp; 2.75%, 08/15/2032 | 139 | 128227 |
|  Total Governments - Treasuries <br>(cost $36,507,908) | Total Governments - Treasuries <br>(cost $36,507,908) | 31900149 |

---

------

---

| | | | |
|:---|:---|:---|:---|
| | **Principal<br>Amount<br>(000)** | **Principal<br>Amount<br>(000)** | **U.S. $ Value** |
|  **AGENCIES – 1.5%** | **AGENCIES – 1.5%** | **AGENCIES – 1.5%** | **AGENCIES – 1.5%** |
|  **Agency Debentures – 1.5%** | **Agency Debentures – 1.5%** | **Agency Debentures – 1.5%** | **Agency Debentures – 1.5%** |
|  Federal National Mortgage Association <br>6.625%, 11/15/2030<br>(cost $1,901,631) | U.S.$| 1382 | $1619341 |
|  | **Shares** | **Shares** |  |
|  **SHORT-TERM INVESTMENTS – 2.5%** | **SHORT-TERM INVESTMENTS – 2.5%** | **SHORT-TERM INVESTMENTS – 2.5%** | **SHORT-TERM INVESTMENTS – 2.5%** |
|  **Investment Companies – 2.5%** | **Investment Companies – 2.5%** | **Investment Companies – 2.5%** | **Investment Companies – 2.5%** |
|  AB Fixed Income Shares, Inc. - Government Money Market Portfolio - Class AB, 3.50%<sup>(e) (f) (g)</sup> <br>(cost $2,626,305) | AB Fixed Income Shares, Inc. - Government Money Market Portfolio - Class AB, 3.50%<sup>(e) (f) (g)</sup> <br>(cost $2,626,305) | 2626305 | 2626305 |
|  **Total Investments – 99.1%** <br> (cost $121,360,896)<sup>(h)</sup> | **Total Investments – 99.1%** <br> (cost $121,360,896)<sup>(h)</sup> | **Total Investments – 99.1%** <br> (cost $121,360,896)<sup>(h)</sup> | 110109749 |
|  Other assets less liabilities – 0.9% | Other assets less liabilities – 0.9% | Other assets less liabilities – 0.9% | 996920 |
|  **Net Assets – 100.0%** | **Net Assets – 100.0%** | **Net Assets – 100.0%** | $**111106669** |

---

*(a)* *Non-income producing security.* 

*(b)* *Represents entire or partial securities out on loan.* 

*(c)* *Fair valued by the Adviser.* 

*(d)* *Security in which significant unobservable inputs (Level 3) were used in determining fair value.* 

*(e)* *Affiliated investments.* 

*(f)* *The rate shown represents the 7-day yield as of period end.* 

*(g)* *To obtain a copy of the fund's shareholder report, please go to the Securities and Exchange Commission's website at www.sec.gov, or call AB at (800) 227-4618.* 

*(h)* *As of November 30, 2022, the cost basis of investment securities owned was substantially identical for both book and tax purposes. Gross unrealized appreciation of investments was $4,050,179 and gross unrealized depreciation of investments was $(15,301,326), resulting in net unrealized depreciation of $(11,251,147).* 

*Glossary:* 

*ADR – American Depositary Receipt* 

*REIT – Real Estate Investment Trust* 

------

**AB Sustainable Thematic Balanced Portfolio** 

**November 30, 2022 (unaudited)** 

In accordance with U.S. GAAP regarding fair value measurements, fair value is defined as the price that the Fund would receive to sell an asset or pay to transfer a liability in an orderly transaction between market participants at the measurement date. U.S. GAAP establishes a framework for measuring fair value, and a three-level hierarchy for fair value measurements based upon the transparency of inputs to the valuation of an asset or liability (including those valued based on their market values). Inputs may be observable or unobservable and refer broadly to the assumptions that market participants would use in pricing the asset or liability. Observable inputs reflect the assumptions market participants would use in pricing the asset or liability based on market data obtained from sources independent of the Fund. Unobservable inputs reflect the Fund's own assumptions about the assumptions that market participants would use in pricing the asset or liability based on the best information available in the circumstances. Each investment is assigned a level based upon the observability of the inputs which are significant to the overall valuation. The three-tier hierarchy of inputs is summarized below.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 1 - quoted prices in active markets for identical investments

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 2 - other significant observable inputs (including quoted prices for similar investments, interest rates,
prepayment speeds, credit risk, etc.)

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 3 - significant unobservable inputs (including the Fund's own assumptions in determining the fair value of
investments)

Where readily available market prices or relevant bid prices are not available for certain equity investments, such investments may be valued based on similar publicly traded investments, movements in relevant indices since last available prices or based upon underlying company fundamentals and comparable company data (such as multiples to earnings or other multiples to equity). Where an investment is valued using an observable input, by pricing vendors, such as another publicly traded security, the investment will be classified as Level 2. If management determines that an adjustment is appropriate based on restrictions on resale, illiquidity or uncertainty, and such adjustment is a significant component of the valuation, the investment will be classified as Level 3. An investment will also be classified as Level 3 where management uses company fundamentals and other significant inputs to determine the valuation.

The following table summarizes the valuation of the Fund's investments by the above fair value hierarchy levels as of November 30, 2022:

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Investments in Securities:** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| **Assets:** | **Assets:** | **Assets:** | **Assets:** | **Assets:** |
| Common Stocks<sup>(a)</sup> | $73963954 | $— | $0 <sup>(b)</sup> | $73963954 |
| Governments - Treasuries |  | 31900149 |  | 31900149 |
| Agencies |  | 1619341 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;— | 1619341 |
| Short-Term Investments | 2626305 |  |  | 2626305 |
| Total Investments in Securities | 76590259 | 33519490 | 0 <sup>(b)</sup> | 110109749 |
| **Other Financial Instruments<sup>(c)</sup>** |  |  |  |  |
| **Total** | $**76590259** | $**33519490** | $**0** **<sup>(b)</sup>** | $**110109749** |

---

*<sup>(a)</sup>* *See Portfolio of Investments for sector classifications.* 

*<sup>(b)</sup>* *The Fund held securities with zero market value at period end.* 

------

*<sup>(c)</sup>* *Other financial instruments are derivative instruments, such as futures, forwards and swaps, which are valued at the unrealized appreciation (depreciation) on the instrument. Other financial instruments may also include swaps with upfront premiums, written options and written swaptions which are valued at market value.* 

A summary of the Fund's transactions in AB mutual funds for the three months ended November 30, 2022 is as follows:

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **Fund** | **Market Value<br>08/31/2022<br>(000)** | **Purchases<br>at Cost<br>(000)** | **Sales<br>Proceeds<br>(000)** | **Market Value<br>11/30/2022<br>(000)** | **Dividend<br>Income<br>(000)** |
| Government Money Market Portfolio | $2482 | $6720 | $6576 | $2626 | $21 |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** AB PORTFOLIOS

- **b. Investment Company Act file number:** 811-05088

- **c. CIK number of Registrant:** 0000812015

- **d. LEI of Registrant:** 549300SL79FN46SWRF45

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** ALLIANCEBERNSTEIN LP

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10105

  - **Telephone number:** 212-969-1000

**Item A.2. Information about the Series.**

- **a. Name of Series:** AB Sustainable Thematic Balanced Portfolio

- **b. EDGAR series identifier (if any):** S000010510

- **c. LEI of Series:** 5493007WX3QQX2EALV82

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-08-31

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $111620363.59

**Total Liabilities:** $432464.08

**Net Assets:** $111187899.51

**Cash Not Reported:** $186855.56

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** -55220.73000000 | **1-Year:** -74052.59000000 | **5-Year:** -137074.33000000 | **10-Year:** -134576.54000000 | **30-Year:** -104144.70000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** -28590.52000000 | **1-Year:** -54381.10000000 | **5-Year:** -114007.60000000 | **10-Year:** -105433.76000000 | **30-Year:** -65485.11000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000029004 | -8.23%               | 3.59%                | 5.87%                |
| Class ID C000029008 | -8.24%               | 3.59%                | 5.78%                |
| Class ID C000029007 | -8.26%               | 3.66%                | 5.83%                |
| Class ID C000029010 | -8.27%               | 3.72%                | 5.76%                |
| Class ID C000029009 | -8.22%               | 3.58%                | 5.86%                |
| Class ID C000232929 | -8.33%               | 3.69%                | 5.87%                |
| Class ID C000029006 | -8.34%               | 3.60%                | 5.79%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-159006.12              | $-9348945.90                               |
| Month 2  | $-216.65                 | $3776792.96                                |
| Month 3  | $-1631541.64             | $7562771.05                                |

### Schedule of Portfolio Investments

| Name                                | Title                                                            | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| United States Treasury              | United States Treasury Note/Bond                                 | CUSIP: 912810SN9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   1247100 | PA      | $689607.33    | 0.62%             | 2050-05-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| United States Treasury              | United States Treasury Note/Bond                                 | CUSIP: 9128286B1<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   1069200 | PA      | $997530.19    | 0.90%             | 2029-02-15      | Fixed         | 2.62%                 | No            |                  2 | On Loan: No      |
| Intuit Inc                          | Intuit Inc                                                       | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |      3156 | NS      | $1286354.04   | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Accenture PLC                       | Accenture PLC                                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | IE        |      4780 | NS      | $1438445.40   | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Fannie Mae                          | Federal National Mortgage Association                            | CUSIP: 31359MGK3<br>LEI: B1V7KEBTPIMZEU4LTD58 | Long             | DBT              | USGSE             | US        |   1382000 | PA      | $1619340.46   | 1.46%             | 2030-11-15      | Fixed         | 6.62%                 | No            |                  2 | On Loan: No      |
| United States Treasury              | United States Treasury Note/Bond                                 | CUSIP: 91282CFF3<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    139000 | PA      | $128227.50    | 0.12%             | 2032-08-15      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| MSCI Inc                            | MSCI Inc                                                         | CUSIP: 55354G100<br>LEI: 549300HTIN2PD78UB763 | Long             | EC               | CORP              | US        |      4184 | NS      | $2124760.72   | 1.91%             |  |  |  | No            |                  1 | On Loan: No      |
| American Water Works Co Inc         | American Water Works Co Inc                                      | CUSIP: 030420103<br>LEI: 549300DXHIJQMD5WFW18 | Long             | EC               | CORP              | US        |      9440 | NS      | $1432614.40   | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Trex Co Inc                         | Trex Co Inc                                                      | CUSIP: 89531P105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11520 | NS      | $528652.80    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| UnitedHealth Group Inc              | UnitedHealth Group Inc                                           | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |      2899 | NS      | $1587956.24   | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| NextEra Energy Inc                  | NextEra Energy Inc                                               | CUSIP: 65339F101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     25859 | NS      | $2190257.30   | 1.97%             |  |  |  | No            |                  1 | On Loan: No      |
| United States Treasury              | United States Treasury Note/Bond                                 | CUSIP: 912810TB4<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    654700 | PA      | $426577.97    | 0.38%             | 2051-11-15      | Fixed         | 1.88%                 | No            |                  2 | On Loan: No      |
| NIKE Inc                            | NIKE Inc                                                         | CUSIP: 654106103<br>LEI: 787RXPR0UX0O0XUXPZ81 | Long             | EC               | CORP              | US        |     13804 | NS      | $1514160.76   | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Owens Corning                       | Owens Corning                                                    | CUSIP: 690742101<br>LEI: JO5M6676RDJIZ2U8X907 | Long             | EC               | CORP              | US        |     12314 | NS      | $1093975.76   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| SVB Financial Group                 | SVB Financial Group                                              | CUSIP: 78486Q101<br>LEI: 549300D2KJ20JMXE7542 | Long             | EC               | CORP              | US        |      3223 | NS      | $747026.94    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Bruker Corp                         | Bruker Corp                                                      | CUSIP: 116794108<br>LEI: LEBZ6VLQ6I8XB1NHVY15 | Long             | EC               | CORP              | US        |     20858 | NS      | $1406037.78   | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Tetra Tech Inc                      | Tetra Tech Inc                                                   | CUSIP: 88162G103<br>LEI: 549300UJ1LP7JGJC5P32 | Long             | EC               | CORP              | US        |     10582 | NS      | $1635871.38   | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Alcon Inc                           | Alcon Inc                                                        | CUSIP: 000000000<br>LEI: 549300LDT5AP8S0NBM78 | Long             | EC               | CORP              | CH        |     21158 | NS      | $1457574.62   | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Unilever PLC                        | Unilever PLC                                                     | CUSIP: 904767704<br>LEI: 549300MKFYEKVRWML317 | Long             | EC               | CORP              | GB        |     23959 | NS      | $1207054.42   | 1.09%             |  |  |  | No            |                  1 | On Loan: —       |
| Maximus Inc                         | Maximus Inc                                                      | CUSIP: 577933104<br>LEI: 549300DQCDS8HJ7QF202 | Long             | EC               | CORP              | US        |     15327 | NS      | $1077488.10   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Dell Technologies Inc               | Dell Technologies Inc                                            | CUSIP: 24703L202<br>LEI: 549300TJB5YBRUPOG437 | Long             | EC               | CORP              | US        |     31549 | NS      | $1413079.71   | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                            | Visa Inc                                                         | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |      9542 | NS      | $2070614.00   | 1.86%             |  |  |  | No            |                  1 | On Loan: No      |
| NXP Semiconductors NV               | NXP Semiconductors NV                                            | CUSIP: 000000000<br>LEI: 724500M9BY5293JDF951 | Long             | EC               | CORP              | NL        |      9558 | NS      | $1680678.72   | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Procter & Gamble Co/The             | Procter & Gamble Co/The                                          | CUSIP: 742718109<br>LEI: 2572IBTT8CCZW6AU4141 | Long             | EC               | CORP              | US        |      8169 | NS      | $1218488.04   | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                      | Microsoft Corp                                                   | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      8695 | NS      | $2218442.30   | 2.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Becton Dickinson and Co             | Becton Dickinson and Co                                          | CUSIP: 075887109<br>LEI: ICE2EP6D98PQUILVRZ91 | Long             | EC               | CORP              | US        |      7425 | NS      | $1851349.50   | 1.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Intercontinental Exchange Inc       | Intercontinental Exchange Inc                                    | CUSIP: 45866F104<br>LEI: 5493000F4ZO33MV32P92 | Long             | EC               | CORP              | US        |     15935 | NS      | $1725919.85   | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Rockwell Automation Inc             | Rockwell Automation Inc                                          | CUSIP: 773903109<br>LEI: VH3R4HHBHH12O0EXZJ88 | Long             | EC               | CORP              | US        |      5843 | NS      | $1543837.46   | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp                         | NVIDIA Corp                                                      | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |      5961 | NS      | $1008780.03   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Adobe Inc                           | Adobe Inc                                                        | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |      3392 | NS      | $1170002.56   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Waste Management Inc                | Waste Management Inc                                             | CUSIP: 94106L109<br>LEI: 549300YX8JIID70NFS41 | Long             | EC               | CORP              | US        |     13695 | NS      | $2296925.40   | 2.07%             |  |  |  | No            |                  1 | On Loan: No      |
| United States Treasury              | United States Treasury Note/Bond                                 | CUSIP: 912828J27<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   3919000 | PA      | $3727948.75   | 3.35%             | 2025-02-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| United States Treasury              | United States Treasury Note/Bond                                 | CUSIP: 912828B66<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    712400 | PA      | $696259.69    | 0.63%             | 2024-02-15      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| Xylem Inc/NY                        | Xylem Inc/NY                                                     | CUSIP: 98419M100<br>LEI: 549300DF5MV96DRYLQ48 | Long             | EC               | CORP              | US        |     10954 | NS      | $1230681.90   | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| ICON PLC                            | ICON PLC                                                         | CUSIP: 000000000<br>LEI: 6354008SRQGEMC4XFI67 | Long             | EC               | CORP              | IE        |      6361 | NS      | $1370413.84   | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Home Depot Inc/The                  | Home Depot Inc/The                                               | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Long             | EC               | CORP              | US        |      4733 | NS      | $1533444.67   | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| United States Treasury              | United States Treasury Note/Bond                                 | CUSIP: 912810QW1<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   3267500 | PA      | $2801370.70   | 2.52%             | 2042-05-15      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| United States Treasury              | United States Treasury Note/Bond                                 | CUSIP: 91282CEC1<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   2975500 | PA      | $2736530.16   | 2.46%             | 2027-02-28      | Fixed         | 1.88%                 | No            |                  2 | On Loan: No      |
| Lumentum Holdings Inc               | Lumentum Holdings Inc                                            | CUSIP: 55024U109<br>LEI: 549300JLWRRC38DWEF52 | Long             | EC               | CORP              | US        |     23093 | NS      | $1268729.42   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| United States Treasury              | United States Treasury Note/Bond                                 | CUSIP: 912810FJ2<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    585200 | PA      | $662281.81    | 0.60%             | 2029-08-15      | Fixed         | 6.12%                 | No            |                  2 | On Loan: No      |
| SBA Communications Corp             | SBA Communications Corp                                          | CUSIP: 78410G104<br>LEI: 5299001HX8ZN8Y8QIT49 | Long             | EC               |  | US        |      4691 | NS      | $1404016.30   | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Flex Ltd                            | Flex Ltd                                                         | CUSIP: 000000000<br>LEI: 549300EAQH74YHD07T53 | Long             | EC               | CORP              | SG        |    105982 | NS      | $2329484.36   | 2.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Ciena Corp                          | Ciena Corp                                                       | CUSIP: 171779309<br>LEI: W0CZ7N0GH8UIGXDM1H41 | Long             | EC               | CORP              | US        |     37345 | NS      | $1679031.20   | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| United States Treasury              | United States Treasury Note/Bond                                 | CUSIP: 91282CEF4<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   2574000 | PA      | $2427603.75   | 2.18%             | 2027-03-31      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| Deere & Co                          | Deere & Co                                                       | CUSIP: 244199105<br>LEI: PWFTNG3EI0Y73OXWDH08 | Long             | EC               | CORP              | US        |      5535 | NS      | $2440935.00   | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Aflac Inc                           | Aflac Inc                                                        | CUSIP: 001055102<br>LEI: 549300N0B7DOGLXWPP39 | Long             | EC               | CORP              | US        |     32679 | NS      | $2350600.47   | 2.11%             |  |  |  | No            |                  1 | On Loan: No      |
| United States Treasury              | United States Treasury Note/Bond                                 | CUSIP: 912828K74<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    847100 | PA      | $799715.34    | 0.72%             | 2025-08-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| United States Treasury              | United States Treasury Note/Bond                                 | CUSIP: 9128283U2<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   1296900 | PA      | $1292847.19   | 1.16%             | 2023-01-31      | Fixed         | 2.38%                 | No            |                  2 | On Loan: No      |
| United States Treasury              | United States Treasury Note/Bond                                 | CUSIP: 912810TD0<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    676700 | PA      | $484474.91    | 0.44%             | 2052-02-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| United States Treasury              | United States Treasury Note/Bond                                 | CUSIP: 9128282R0<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   1598000 | PA      | $1485640.63   | 1.34%             | 2027-08-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| TE Connectivity Ltd                 | TE Connectivity Ltd                                              | CUSIP: 000000000<br>LEI: 894500ZRIX9K13RHXR17 | Long             | EC               | CORP              | CH        |     14828 | NS      | $1870107.36   | 1.68%             |  |  |  | No            |                  1 | On Loan: No      |
| United States Treasury              | United States Treasury Note/Bond                                 | CUSIP: 912810TJ7<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    137300 | PA      | $116619.19    | 0.10%             | 2052-08-15      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| United States Treasury              | United States Treasury Note/Bond                                 | CUSIP: 912810RQ3<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    961700 | PA      | $731793.59    | 0.66%             | 2046-02-15      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| United States Treasury              | United States Treasury Note/Bond                                 | CUSIP: 912810SF6<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    494000 | PA      | $416349.38    | 0.37%             | 2049-02-15      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Laboratory Corp of America Holdings | Laboratory Corp of America Holdings                              | CUSIP: 50540R409<br>LEI: OZ7UA8IXAIFILY2VZH07 | Long             | EC               | CORP              | US        |      5432 | NS      | $1307482.40   | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Monolithic Power Systems Inc        | Monolithic Power Systems Inc                                     | CUSIP: 609839105<br>LEI: 529900TB7O85LSZ1XU31 | Long             | EC               | CORP              | US        |      4403 | NS      | $1681769.88   | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| ON Semiconductor Corp               | ON Semiconductor Corp                                            | CUSIP: 682189105<br>LEI: ZV20P4CNJVT8V1ZGJ064 | Long             | EC               | CORP              | US        |     16912 | NS      | $1271782.40   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| PROGENIC PHARMACEUTICALS INC.       | PROGENIC PHARMACEUTICALS INC.                                    | CUSIP: 743CVR037<br>LEI: 5299005B0KKBVJ0B2156 | N/A              | DE               |  | US        |     24977 | NS      | $0.02         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Bio-Rad Laboratories Inc            | Bio-Rad Laboratories Inc                                         | CUSIP: 090572207<br>LEI: 549300ZC1GPV35XYDK53 | Long             | EC               | CORP              | US        |      3076 | NS      | $1275647.96   | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Keysight Technologies Inc           | Keysight Technologies Inc                                        | CUSIP: 49338L103<br>LEI: 549300GLKVIO8YRCYN02 | Long             | EC               | CORP              | US        |     11904 | NS      | $2153314.56   | 1.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc                           | Apple Inc                                                        | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |     11948 | NS      | $1768662.44   | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Danaher Corp                        | Danaher Corp                                                     | CUSIP: 235851102<br>LEI: S4BKK9OTCEWQ3YHPFM11 | Long             | EC               | CORP              | US        |      8687 | NS      | $2375112.67   | 2.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Alliance Bernstein                  | AB Fixed Income Shares, Inc. - Government Money Market Portfolio | CUSIP: 018616748<br>LEI: 5493006YWHO7MNK2U579 | Long             | STIV             | RF                | US        |   2626305 | NS      | $2626305.15   | 2.36%             |  |  |  | No            |                  1 | On Loan: No      |
| United States Treasury              | United States Treasury Note/Bond                                 | CUSIP: 91282CDY4<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   3004900 | PA      | $2578110.30   | 2.32%             | 2032-02-15      | Fixed         | 1.88%                 | No            |                  2 | On Loan: No      |
| Hexcel Corp                         | Hexcel Corp                                                      | CUSIP: 428291108<br>LEI: S6Q7LW43WUBUHXY2QP69 | Long             | EC               | CORP              | US        |     21513 | NS      | $1289704.35   | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| United States Treasury              | United States Treasury Note/Bond                                 | CUSIP: 912828ZQ6<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   3290100 | PA      | $2636192.63   | 2.37%             | 2030-05-15      | Fixed         | 0.62%                 | No            |                  2 | On Loan: No      |
| United States Treasury              | United States Treasury Note/Bond                                 | CUSIP: 912810SA7<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    556500 | PA      | $465720.94    | 0.42%             | 2048-02-15      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| United States Treasury              | United States Treasury Note/Bond                                 | CUSIP: 912828ZT0<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   5856800 | PA      | $5307725.00   | 4.77%             | 2025-05-31      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| Aptiv PLC                           | Aptiv PLC                                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | JE        |      9973 | NS      | $1063819.91   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| STERIS PLC                          | STERIS PLC                                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | IE        |      9132 | NS      | $1696177.68   | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| West Pharmaceutical Services Inc    | West Pharmaceutical Services Inc                                 | CUSIP: 955306105<br>LEI: 5493007NKRGM1RJQ1P16 | Long             | EC               | CORP              | US        |      4929 | NS      | $1156639.14   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| United States Treasury              | United States Treasury Note/Bond                                 | CUSIP: 912828P46<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    314300 | PA      | $291022.16    | 0.26%             | 2026-02-15      | Fixed         | 1.62%                 | No            |                  2 | On Loan: No      |
| TopBuild Corp                       | TopBuild Corp                                                    | CUSIP: 89055F103<br>LEI: 5493007YSKHOL4RWII46 | Long             | EC               | CORP              | US        |      6183 | NS      | $952676.64    | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Koninklijke Philips NV              | Koninklijke Philips NV                                           | CUSIP: 500472303<br>LEI: H1FJE8H61JGM1JSGM897 | Long             | EC               | CORP              | NL        |     35854 | NS      | $539244.16    | 0.48%             |  |  |  | No            |                  1 | On Loan: —       |

### Signature

**Date Signed:** 2023-01-30

**Name of Applicant:** AB PORTFOLIOS

**Signature:** Joseph Mantineo

**Name of Signer:** Joseph Mantineo

**Title:** Treasurer and Chief Financial Officer