# EDGAR Filing Document

**Accession Number:** 0000719068
**File Stem:** 0000719068-23-000006
**Filing Date:** 2023-2
**Character Count:** 2769
**Document Hash:** 46c25f110500a00fcdfad03cc1d2cc91
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000719068-23-000006.hdr.sgml**: 20230228

**ACCESSION NUMBER**: 0000719068-23-000006

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230228

**DATE AS OF CHANGE**: 20230228

**EFFECTIVENESS DATE**: 20230228

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AVANTAX INVESTMENT SERVICES, INC.
- **CENTRAL INDEX KEY:** 0000719068
- **IRS NUMBER:** 751869963
- **STATE OF INCORPORATION:** TX
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-29533
- **FILM NUMBER:** 23688516

**BUSINESS ADDRESS:**
- **STREET 1:** 3200 OLYMPUS BLVD
- **STREET 2:** SUITE 100
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75019
- **BUSINESS PHONE:** 972-870-6221

**MAIL ADDRESS:**
- **STREET 1:** 3200 OLYMPUS BLVD
- **STREET 2:** SUITE 100
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75019

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** AVANTAX INVESTMENT SECURITIES, INC.
- **DATE OF NAME CHANGE:** 20190916

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** H.D. VEST INVESTMENT SECURITIES, INC.
- **DATE OF NAME CHANGE:** 20020130

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** H D VEST INVESTMENT SECURITIES INC                      /BD
- **DATE OF NAME CHANGE:** 20020130

### Attached PDF Documents

**Attachment 1:** `AVX_2022_Public.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000719068

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** AVANTAX INVESTMENT SERVICES, INC.

**Business Address:** 3200 OLYMPUS BLVD, SUITE 100, DALLAS, TX, 75019

**Contact Person:** Chris Rod

**Contact Phone:** 972-870-6307

### Independent Public Accountant Identification

**Accountant Name:** Ernst & Young LLP

**Accountant Address:** 2323 Victory Avenue, Suite 2000, Dallas, TX, 75219

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Chris Rod**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **AVANTAX INVESTMENT SERVICES, INC.**, as of **02-28-2023**, are true and correct.

**Signature:** Chris Rod

**Title:** Controller

**Notarized:** Yes