# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0000910472-25-001654
**Filing Date:** 2025-9
**Character Count:** 14147
**Document Hash:** 50f8f5f917c5ace6a03cc4356e7ce2bb
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-25-001654.hdr.sgml**: 20250929

**ACCESSION NUMBER**: 0000910472-25-001654

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250731

**FILED AS OF DATE**: 20250929

**DATE AS OF CHANGE**: 20250929

**PERIOD START**: 20251031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 251352813

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### Main BuyWrite ETF (Series ID: S000077243)

| Class ID   | Class Name        | Ticker Symbol   |
|:---|:---|:---|
| C000237474 | Main BuyWrite ETF | BUYW            |

## Nport-Ex

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **MAIN BUYWRITE ETF** | **MAIN BUYWRITE ETF** | **MAIN BUYWRITE ETF** | **MAIN BUYWRITE ETF** | **MAIN BUYWRITE ETF** | **MAIN BUYWRITE ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **July 31, 2025** | **July 31, 2025** | **July 31, 2025** | **July 31, 2025** | **July 31, 2025** | **July 31, 2025** |
| **Shares** |  |  |  |  | **Fair Value** |
|  | **EXCHANGE-TRADED FUNDS — 116.6%** | **EXCHANGE-TRADED FUNDS — 116.6%** |  |  |  |
|  | **EQUITY - 116.6%** | **EQUITY - 116.6%** |  |  |  |
| 785000 | Communication Services Select Sector SPDR Fund<sup>(a)</sup> |  |  |  | &nbsp;&nbsp;&nbsp; $84316850 |
| 339300 | Consumer Discretionary Select Sector SPDR Fund<sup>(a)</sup> |  |  |  | &nbsp;&nbsp;&nbsp; 75131199 |
| 436500 | Invesco Nasdaq 100 ETF<sup>(a)</sup> |  |  |  | &nbsp;&nbsp;&nbsp; 101516805 |
| 695900 | iShares Core S&P 500 ETF<sup>(a)</sup> |  |  |  | &nbsp;&nbsp;&nbsp; 441826910 |
| 984300 | Utilities Select Sector SPDR Fund<sup>(a)</sup> |  |  |  | &nbsp;&nbsp;&nbsp; 84324981 |
| 420100 | VanEck Semiconductor ETF<sup>(a)(b)</sup> |  |  |  | &nbsp;&nbsp;&nbsp; 121316478 |
|  | **TOTAL EXCHANGE-TRADED FUNDS (Cost $786,795,233)** |  |  |  | &nbsp;&nbsp; 908433223 |
|  | **SHORT-TERM INVESTMENTS — 3.4%** | **SHORT-TERM INVESTMENTS — 3.4%** |  |  |  |
|  | **MONEY MARKET FUNDS - 3.4%** | **MONEY MARKET FUNDS - 3.4%** |  |  |  |
| 26432812 | State Street Institutional Treasury Money Market Fund, Premier Class, 4.22% (Cost $26,432,812)<sup>(c)</sup> |  |  |  | &nbsp;&nbsp;&nbsp; 26432812 |
|  | **TOTAL INVESTMENTS - 120.0% (Cost $813,228,045)** | **TOTAL INVESTMENTS - 120.0% (Cost $813,228,045)** |  |  | &nbsp;&nbsp;&nbsp; $934866035 |
|  | **CALL OPTIONS WRITTEN - (20.1)% (Premiums received - $100,734,176)** | **CALL OPTIONS WRITTEN - (20.1)% (Premiums received - $100,734,176)** |  |  | &nbsp;&nbsp;&nbsp; (156562500) |
|  | **OTHER ASSETS IN EXCESS OF LIABILITIES- 0.1%** | **OTHER ASSETS IN EXCESS OF LIABILITIES- 0.1%** |  |  | &nbsp;&nbsp; 627525 |
|  | **NET ASSETS - 100.0%** |  |  |  | &nbsp;&nbsp; $778931060 |
| **Contracts<sup>(d)</sup>** |  |  |  |  |  |
|  | **WRITTEN EQUITY OPTIONS - (19.3)%** | **Expiration Date** | **Exercise Price** | **Notional Value** | **Fair Value** |
|  | **CALL OPTIONS WRITTEN- (19.3)%** | **CALL OPTIONS WRITTEN- (19.3)%** |  |  |  |
| 7850 | Communication Services Select Sector SPDR Fund | 12/19/2025 | $95 | &nbsp;&nbsp;&nbsp; $74575000 | &nbsp;&nbsp;&nbsp; $11421750 |
| 3393 | Consumer Discretionary Select Sector SPDR Fund | 12/19/2025 | 200 | &nbsp;&nbsp;&nbsp; 67860000 | &nbsp;&nbsp;&nbsp; 9763358 |
| 4365 | Invesco Nasdaq 100 ETF | 12/19/2025 | 195 | &nbsp;&nbsp;&nbsp; 85117500 | &nbsp;&nbsp;&nbsp; 18856800 |
| 6239 | iShares Core S&P 500 ETF | 12/19/2025 | 560 | &nbsp;&nbsp;&nbsp; 349384000 | &nbsp;&nbsp;&nbsp; 56244584 |
| 9843 | Utilities Select Sector SPDR Fund | 12/19/2025 | 74 | &nbsp;&nbsp;&nbsp; 72838200 | &nbsp;&nbsp;&nbsp; 12500610 |
| 1877 | VanEck Semiconductor ETF | 12/19/2025 | 190 | &nbsp;&nbsp;&nbsp; 35663000 | &nbsp;&nbsp;&nbsp; 19459798 |
| 2324 | VanEck Semiconductor ETF | 12/19/2025 | 200 | &nbsp;&nbsp;&nbsp; 46480000 | &nbsp;&nbsp;&nbsp; 21938560 |
|  | **TOTAL EQUITY OPTIONS WRITTEN (Premiums received - $95,497,919)** | **TOTAL EQUITY OPTIONS WRITTEN (Premiums received - $95,497,919)** | **TOTAL EQUITY OPTIONS WRITTEN (Premiums received - $95,497,919)** |  | &nbsp;&nbsp; 150185460 |

---

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **MAIN BUYWRITE ETF** | **MAIN BUYWRITE ETF** | **MAIN BUYWRITE ETF** | **MAIN BUYWRITE ETF** | **MAIN BUYWRITE ETF** | **MAIN BUYWRITE ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **July 31, 2025** | **July 31, 2025** | **July 31, 2025** | **July 31, 2025** | **July 31, 2025** | **July 31, 2025** |
| **Contracts<sup>(d)</sup>** |  |  |  |  |  |
|  | **WRITTEN INDEX OPTIONS - (0.8)%** | **Expiration Date** | **Exercise Price** | **Notional Value** | **Fair Value** |
|  | **CALL OPTIONS WRITTEN- (0.8)%** | **CALL OPTIONS WRITTEN- (0.8)%** |  |  |  |
| 72 | S&P 500 Index | 12/19/2025 | $5600 | &nbsp;&nbsp;&nbsp; $40320000 | &nbsp;&nbsp;&nbsp; $6377040 |
|  | **TOTAL INDEX OPTIONS WRITTEN (Premiums received - $5,236,257)** | **TOTAL INDEX OPTIONS WRITTEN (Premiums received - $5,236,257)** | **TOTAL INDEX OPTIONS WRITTEN (Premiums received - $5,236,257)** |  |  |
|  | **TOTAL OPTIONS WRITTEN (Premiums received - $100,734,176)** | **TOTAL OPTIONS WRITTEN (Premiums received - $100,734,176)** |  |  | &nbsp;&nbsp; $156562500 |

---

ETF - Exchange-Traded Fund <br> SPDR - Standard & Poor's Depositary Receipt

<sup>(a)</sup> All or a portion of the security is held as collateral for written options. As of July 31, 2025, the fair value of the securities held as collateral was $862,720,423.

<sup>(b)</sup> Non-income producing security.

<sup>(c)</sup> Rate disclosed is the seven-day effective yield as of July 31, 2025.

<sup>(d)</sup> Each option contract allows the holder of the option to purchase or sell 100 shares of the underlying security.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** Main Buywrite ETF

- **b. EDGAR series identifier (if any):** S000077243

- **c. LEI of Series:** 549300J1HWLD5SIU9R69

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-10-31

- **b. Date as of which information is reported:** 2025-07-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $939038861.39

**Total Liabilities:** $160107801.59

**Net Assets:** $778931059.80

**Cash Not Reported:** $501502.14

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000237474 | 2.88%                | 1.73%                | 0.93%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $11.41                   | $51447014.72                               |
| Month 2  | $220581.97               | $45607895.44                               |
| Month 3  | $-16.27                  | $20162505.36                               |

**Designated Index Information**

- **Index Name:** CBOE S&P 500 Buywrite Index (Close Price)

- **Index Identifier:** BXM-USD

### Schedule of Portfolio Investments

| Name                                        | Title                 | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Invesco Exchange Traded Fund Trust II       | INVES NASDAQ 100      | CUSIP: 46138G649<br>LEI: O540V2L4S174Y60FMD36 | Long             | EC               | RF                | US        |    436500 | NS      | $101516805.00 | 13.03%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                         | SPX US 12/19/25 C5600 | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -72 | NC      | $-6377040.00  | -0.82%            |  |  |  | No            |                  2 | On Loan: No      |
| VanEck ETF Trust                            | V/E SEMICONDUCT       | CUSIP: 92189F676<br>LEI: 549300ZLFKNTXC51ZN76 | Long             | EC               | RF                | US        |    420100 | NS      | $121316478.00 | 15.57%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                         | XLC US 12/19/25 C95   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |     -7850 | NC      | $-11421750.00 | -1.47%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                         | SMH US 12/19/25 C200  | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |     -2324 | NC      | $-21938560.00 | -2.82%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                         | XLU US 12/19/25 C74   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |     -9843 | NC      | $-12500610.00 | -1.60%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                         | QQQM US 12/19/25 C195 | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |     -4365 | NC      | $-18856800.00 | -2.42%            |  |  |  | No            |                  2 | On Loan: No      |
| iShares Trust                               | ISHARES-C S&P500      | CUSIP: 464287200<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |    695900 | NS      | $441826910.00 | 56.72%            |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust                    | SPDR-UTIL SELECT      | CUSIP: 81369Y886<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |    984300 | NS      | $84324981.00  | 10.83%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                         | IVV US 12/19/25 C560  | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |     -6239 | NC      | $-56244585.00 | -7.22%            |  |  |  | No            |                  2 | On Loan: No      |
| Select Sector Spdr Trust                    | SPDR-CONS DISCRE      | CUSIP: 81369Y407<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |    339300 | NS      | $75131199.00  | 9.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust                    | SPDR-COMM SERV        | CUSIP: 81369Y852<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |    785000 | NS      | $84316850.00  | 10.82%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                         | SMH US 12/19/25 C190  | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |     -1877 | NC      | $-19459797.50 | -2.50%            |  |  |  | No            |                  2 | On Loan: No      |
| State Street Institutional Investment Trust | STATE STREET SWEEP    | CUSIP: 857492888<br>LEI: 549300P1E098W6ES7M39 | Long             | STIV             | RF                | US        |  26432812 | PA      | $26432812.04  | 3.39%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                         | XLY US 12/19/25 C200  | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |     -3393 | NC      | $-9763357.50  | -1.25%            |  |  |  | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2025-08-28

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer