# EDGAR Filing Document

**Accession Number:** 0001084991
**File Stem:** 0001084991-25-000074
**Filing Date:** 2025-6
**Character Count:** 47068
**Document Hash:** 13262cb86ed2ab0486c3d56f97a3e447
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001084991-25-000074.hdr.sgml**: 20250602

**ACCESSION NUMBER**: 0001084991-25-000074

**CONFORMED SUBMISSION TYPE**: SD

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20250602

**DATE AS OF CHANGE**: 20250602

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NATURAL GAS SERVICES GROUP INC
- **CENTRAL INDEX KEY:** 0001084991
- **STANDARD INDUSTRIAL CLASSIFICATION:** OIL, GAS FIELD SERVICES, NBC [1389]
- **ORGANIZATION NAME:** 01 Energy & Transportation
- **EIN:** 752811855
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SD
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-31398
- **FILM NUMBER:** 251013460

**BUSINESS ADDRESS:**
- **STREET 1:** 404 VETERANS AIRPARK LANE
- **STREET 2:** SUITE 300
- **CITY:** MIDLAND
- **STATE:** TX
- **ZIP:** 79705
- **BUSINESS PHONE:** (432) 262-2700

**MAIL ADDRESS:**
- **STREET 1:** 404 VETERANS AIRPARK LANE
- **STREET 2:** SUITE 300
- **CITY:** MIDLAND
- **STATE:** TX
- **ZIP:** 79705

**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM SD**

**SPECIALIZED DISCLOSURE REPORT**

**Date of Report: June 2, 2025**

______________________________________________________________________

**NATURAL GAS SERVICES GROUP, INC.**

**(Exact name of registrant as specified in its charter)**

______________________________________________________________________________

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| | | |
|:---|:---|:---|
| **Colorado** | **1-31398** | **75-2811855** |
| (State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) |

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| | |
|:---|:---|
| **404 Veterans Park Lane, Suite 300, Midland, Texas 79705** | **(432) 262 -2700** |
| (Address of principal executive offices and zip code) | Registrant's telephone number, including area code |

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**Ian M Eckert**

**Chief Financial Officer**

**(432) 262-2700**

(Name and telephone number, including area code, of the person to contact in connection with this report.)

_____________________________________________________________________________________________

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

**☒** Rule 13p-1 under the Securities Exchange Act (17CFR240.13p-1) for the reporting period from : January 1, 2024 to December 31, 2024.

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**SECTION 1 - CONFLICT MINERALS DISCLOSURE**

**Item 1.01 and 1.02 Conflict Minerals Disclosure and Report, Exhibit**

Natural Gas Services Group Inc., has conducted an analysis of our products and have concluded that the following minerals: tin, tungsten, tantalum and/or gold are contained in the components used to manufacture and fabricate certain of our compressors. Through our due diligence work we have conducted a good faith reasonable country of origin review and determined that our supply chain is DRC (Democratic Republic of the Congo or an adjoining country) conflict undeterminable and as a result we have filed a Conflict Minerals Report.

A copy of the Natural Gas Services Group's Conflict Minerals Report for the calendar year ended December 31, 2024 is publicly provided as Exhibit 1.01 hereto and is publicly available at www.ngsgi.com. The information on this website is not incorporated by reference into this Form SD and does not constitute a part of this Form SD.

**SECTION 2 - EXHIBITS**

**Item 2.01 Exhibits**

The following exhibit is filed as part of this report:

Exhibit 1.01 - Conflict Minerals Report for the reporting period January 1, 2024 to December 31, 2024, as required by Items 1.01 and 1.02 of this Form SD.

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | | |
|:---|:---|:---|:---|
| | | | **NATURAL GAS SERVICES GROUP, INC.** |
| Date: | June 2, 2025 | By: | /s/ Ian M. Eckert |
|  |  |  | Ian M. Eckert |
|  |  |  | Chief Financial Officer |

---

## Exhibit 1.01

Exhibit 1.01

**Natural Gas Services Group, Inc.**

**Conflict Minerals Report**

**For The Year Ended December 31, 2024**

This report for the year ended December 31, 2024 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the Rule). The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals which are necessary to the functionality or production of their products. Conflict Minerals are defined as cassiterite, columbite-tantalite, gold, wolframite, and their derivatives, which are limited to tin, tantalum, tungsten, and gold ("3TG"). These requirements apply to companies regardless of the geographic origin of the conflict minerals and whether or not they fund armed conflict.

If a company can establish that the conflict minerals originated from sources other than the Democratic Republic of the Congo ("DRC") or an adjoining country (the Covered Countries), or from recycled and scrap sources, they must submit a Form SD which describes the Reasonable Country of Origin Inquiry ("RCOI") completed.

If a companyt has reason to believe that any of the conflict minerals in their supply chain may have originated in the Covered Countries, or if they are unable to determine the country of origin of those conflict minerals, then the company must exercise due diligence on the conflict minerals' source and chain of custody. The company must annually submit a report, Conflict Minerals Report ("CMR"), to the SEC that includes a description of those due diligence measures.

**SECTION 1. Company Overview**

This report has been prepared and approved by management of Natural Gas Services Group, Inc. (herein referred to as "NGS," the "Company," "we," "us," or "our").

We are a leading provider of natural gas and electric compression equipment, technology and services to the energy industry. We rent, design, sell, install, service and maintain compressors and related equipment for our customers' oil and gas production and processing facilities, generally using equipment from OEM suppliers along with limited in-house assembly. We are headquartered in Midland, Texas, with a limited assembly facility located in Tulsa, Oklahoma and service facilities located in major oil and gas producing basins in the U.S. A significant majority of our compressors are assembled by third parties.

**SECTION 2. Products Overview**

We conducted an analysis of our products and found 3TG is contained in the components used to assemble compressors. Therefore, the products that we assemble may be subject to the reporting obligations of Rule 13p-1.

We defined the scope of our conflict minerals due diligence to include only components purchased to assemble our compressors. We excluded purchases related to rebuilds/maintenance on rented or customer units and straight part sales, as they do not meet the requirements under the Rule since they are not used in manufacturing of our products.

**SECTION 3. Supply Chain**

Our company has many tiers in our supply chain, and we are therefore relying upon our suppliers to provide information on the origin of any 3TG contained in the components and materials supplied to us, including sources of 3TG that are supplied to them from their sub-tier suppliers. We are integrating a responsible sourcing of minerals requirement with our Conflict Minerals Policy. Our suppliers will be expected to provide the 3TG sourcing information to us annually per our Conflict Minerals Policy, thus we are relying and dependent upon our suppliers' own due diligence work and their timely and accurate reporting of their due diligence. We adopted the standard Electronic Industry Citizenship Coalition® ("EICC®") Global e-Sustainability Initiative ("GeSI") Conflict Minerals Reporting Template (referred to as the "Template") and sent the questionnaire to our above described suppliers.

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Exhibit 1.01

**SECTION 4. Reasonable Country of Origin Inquiry and Conclusion**

Due to the limited information provided to us by our suppliers during our inquiry, we are not yet able to identify all of the various smelting facilities that processed the 3TG contained in our products. Due to the breadth and complexity of our products and respective supply chain, it will take time for many of our suppliers to verify the origin of all of the minerals. Using our supply chain due diligence processes, driving accountability within the supply chain by leveraging the industry standard EICC-GeSI template, and continuing our outreach efforts, we hope to develop further transparency in our supply chain.

**SECTION 5. Conflict Minerals Status Analysis and Conflict Status Conclusion**

We have concluded that due to the limited information received from our suppliers, we are not yet able to determine the mine or other origin of all the minerals incorporated into the compressors delivered to our customers in 2024.

**SECTION 6A. Due Diligence Program**

**Conflict Minerals Policy**

We have adopted the following conflict minerals policy:

**Natural Gas Services Group, Inc.**

**Conflict Minerals Policy**

In July 2010, the Wall Street Reform and Consumer Protection Act, also known as the Dodd-Frank Act, was signed into law. Although the focus of the Act is financial market regulatory reforms, it also imposes requirements relating to "Conflict Minerals." Specifically, section 1502 of the Act imposes Security and Exchange Commission (SEC) reporting requirements upon publicly-traded companies whose products contain metals derived from minerals defined as "Conflict Minerals." "Conflict Minerals" refers to tin, tantalum, tungsten and gold (or derivatives) mined in the eastern provinces of the Democratic Republic of the Congo (DRC) and in the adjoining countries (known as the "Conflict Region"), where revenues may be directly or indirectly financing armed groups engaged in civil war resulting in serious social and environmental abuses.

Natural Gas Services Group, Inc. ("NGS") is committed to complying with the reporting obligations required under Section 1502 of the Act and any related rules and regulations issued by the SEC. Furthermore, NGS has to adopt the EICC Due Diligence reporting process to obtain chain of custody declaration from all NGS sourced and managed suppliers ensuring transparency and corporate social responsibility in our supply chain.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• To provide a timely response to our inquiries and questionnaires;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• To provide assistance in reaching out to their suppliers;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• To supply "DRC Conflict Free" materials to the best of their ability, i.e. if a conflict mineral is present in the item being supplied, take reasonable steps to ensure that it originates from a non-conflict area or from smelters that have been validated by an independent private sector party to be conflict free; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• To inform us of any materials supplied that are not "DRC Conflict Free."

Our policy is publicly available on our website at www.ngsgi.com.

**SECTION 6B. Due Diligence Process**

**Design of Due Diligence**

Our due diligence measures have been designed to conform, in all material respects, with the framework in The Organization for Economic Cooperation and Development ("OECD") Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas 2nd Edition ("OECD Guidance") and the related Supplements for gold and for tin, tantalum and tungsten.

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Exhibit 1.01

**Management Systems**

As mentioned above, our due diligence measures have been designed based of the OECD Framework, therefore, we have established a management system over conflict minerals. This included adopting a company policy which is posted on our website at www.ngsgi.com, establishing an internal conflict minerals team, gathering information from our suppliers, and reinforcing our grievance mechanisms, which are described more in-depth in the following captions of this section.

**Internal Team**

NGS utilizes our existing management system/team for conflict minerals. Our management system/team includes our Chief Operating Officer and President, Chief Financial Officer and Chief Executive Officer. They are supported by a team of subject matter experts from relevant functions such as, purchasing, quality control, and manufacturing. The team of subject matter experts is responsible for implementing our conflict minerals compliance strategy and is led by a Technical Accounting Manager who acts as the conflict minerals program manager. Senior management is briefed about the results of our due diligence efforts on a periodic basis.

**Supplier Engagement**

With respect to the OECD requirement to strengthen engagement with suppliers, we have engaged a third party data collection and software vendor, Compliance XL, to send and receive supplier RCOI questionnaires. Feedback from this engagement has allowed us to gather and review the conclusions and statements rendered in this report.

**Escalation Procedures**

We have multiple longstanding grievance mechanisms whereby employees and suppliers can report violations of NGS's policies. Any violations of policy can be reported internally through the chain of management or directly to an appropriate level within the Company. We also deploy a whistle blower/hotline for issues that need attention without utilizing the chain of management.

**Maintain Records**

We have established our due diligence compliance process and set forth documentation and record maintenance mechanism to ensure the retention of relevant documentation in a structured electronic database.

**SECTION 6C. Steps to be Taken to Mitigate Risk and Maturing Due Diligence Program**

As we move towards further developing our due diligence program, we intend to take the following steps to continue to mitigate any possible risk that the necessary conflict minerals in our products could benefit armed groups in the DRC or adjoining countries:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Enhance supplier communication and response process to improve due diligence data accuracy and completion; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Support industry efforts to continue to influence additional smelters to obtain Conflict Free Smelter ("CFS") status through our supply chain, where possible.

**SECTION 7. Identify and Assess Risk in the Supply Chain**

Because of our size, the complexity of the components in our products, and the depth, breadth, and constant evolution of our supply chain, it is difficult to identify actors upstream from our direct suppliers. Accordingly, we participate in a number of industry-wide initiatives as described above.

We have identified potential 3TG components purchased from 67 direct suppliers. We rely on these suppliers, whose components contain 3TG, to provide us with information about the source of conflict minerals contained in the components supplied to us. Our direct suppliers are similarly reliant upon information provided by their suppliers.

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Exhibit 1.01

**SECTION 8. Design and Implement a Strategy to Respond to Risks**

We will work with our suppliers who are sourcing 3TG from a non-Conflict Free smelter to establish an alternative source of 3TG from a Conflict Free smelter, within a reasonable time frame. The time frame will be dependent on the criticality of the specific part and availability of alternative suppliers. Currently, we have found no instances where changing suppliers is necessary.

**SECTION 9. Carry out Independent Third Party Audit of Supply Chain Due Diligence at Identified**

**Points in the Supply Chain**

We do not typically have a direct relationship with 3TG smelters and refiners and do not perform or direct audits of these entities within our supply chain. We rely on the audits performed by the Conflict-Free Sourcing Initiative ("CFSI").

**SECTION 10. Report on Supply Chain Due Diligence**

We conducted a survey of those suppliers described above using the EICC GeSI Template. The Template was developed to facilitate disclosure and communication of information regarding smelters that provide material to a company's supply chain. It includes questions regarding a company's conflict-free policy, engagement with its direct suppliers, and a listing of the smelters the company and its suppliers use. In addition, the template contains questions about the origin of conflict minerals included in their products, as well as supplier due diligence. Written instructions and recorded training illustrating the use of the tool is available on EICC's website. The Template is being used by many companies in their due diligence processes related to conflict minerals.

**Survey Responses**

We received responses approximately 60% of the suppliers surveyed which covers the vast majority of the components referenced above. We reviewed the responses against internally developed criteria to determine which required further engagement with our suppliers. If a response was untimely or incomplete, we have worked directly with our suppliers to provide revised responses.

Through Compliance XL, we created and maintained a database of a majority of all templates sent and the supplier received responses. The large majority of the responses received provided data at a company or divisional level or, were unable to connect the smelters or refiners used in the components supplied to NGS (all smelters and refiners supplied were from non-conflict area). Thus, we are therefore unable to determine whether any of the conflict minerals reported by the suppliers were contained in components or parts supplied to us or to validate that any of these smelters or refiners are actually in our supply chain.

**Efforts to Determine Mine or Location of Origin**

Through our participation in the OECD implementation programs and requesting our suppliers to complete the Template, we have determined that seeking information about 3TG smelters and refiners in our supply chain represents the most reasonable effort we can make to determine the mines or locations of origin of the 3TG in our supply chain.

**Smelters or Refiners**

As mentioned above, the majority of the responses received provided data at the company or divisional level or, were able to connect the smelters or refiners used in the components supplied to NGS. Based on the information provided, NGS believes the smelters and refiners that may have been used to produce 3TG minerals in NGS's compressors include those listed in Annex I. Based on information provided by our suppliers and information available from the CFSI, we believe that the countries of origin of 3TG minerals processed by these smelters and refiners includes the countries listed in Annex II. Of the supplier-reported smelters or refiners, none were identified as potentially sourcing minerals from the DRC or adjoining countries. NGS found no reasonable basis for concluding that any 3TG minerals known to be in its supply chain directly or indirectly financed or benefited armed groups in the DRC or surrounding countries.

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Exhibit 1.01

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| | | | |
|:---|:---|:---|:---|
| **ANNEX I** | **ANNEX I** | **ANNEX I** | |
| **METAL** | **SMELTER NAME** | **SMELTER COUNTRY** | **SMELTER ID** |
| Gold (Au) | L'Orfebre S.A. | ANDORRA | CID002762 |
| Gold (Au) | ABC Refinery Pty Ltd. | AUSTRALIA | CID002920 |
| Gold (Au) | Western Australian Mint (T/a The Perth Mint) | AUSTRALIA | CID002030 |
| Gold (Au) | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | CID002779 |
| Gold (Au) | Industrial Refining Company | BELGIUM | CID002587 |
| Gold (Au) | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM | CID001980 |
| Gold (Au) | AngloGold Ashanti Corrego do Sitio Mineracao | BRAZIL | CID000058 |
| Gold (Au) | Coimpa Industrial LTDA | BRAZIL | CID004010 |
| Gold (Au) | Marsam Metals | BRAZIL | CID002606 |
| Gold | Asahi Refining Canada Ltd. | CANADA | CID000924 |
| Gold (Au) | CCR Refinery - Glencore Canada Corporation | CANADA | CID000185 |
| Gold (Au) | Royal Canadian Mint | CANADA | CID001534 |
| Gold (Au) | Planta Recuperadora de Metales SpA | CHILE | CID002919 |
| Gold (Au) | Daye Non-Ferrous Metals Mining Ltd. | CHINA | CID000343 |
| Gold (Au) | Dongwu Gold Group | CHINA | CID003663 |
| Gold (Au) | Gold Refinery of Zijin Mining Group Co., Ltd. | CHINA | CID002243 |
| Gold (Au) | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA | CID001909 |
| Gold (Au) | Guangdong Jinding Gold Limited | CHINA | CID002312 |
| Gold (Au) | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA | CID000651 |
| Gold (Au) | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | CID000671 |
| Gold (Au) | Henan Yuguang Gold & Lead Co., Ltd. | CHINA | CID002519 |
| Gold (Au) | Heraeus Metals Hong Kong Ltd. | CHINA | CID000707 |
| Gold (Au) | Hunan Chenzhou Mining Co., Ltd. | CHINA | CID000767 |
| Gold (Au) | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | CHINA | CID000773 |
| Gold (Au) | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA | CID000801 |
| Gold (Au) | Jiangxi Copper Co., Ltd. | CHINA | CID000855 |
| Gold (Au) | Lingbao Gold Co., Ltd. | CHINA | CID001056 |
| Gold (Au) | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA | CID001058 |
| Gold (Au) | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | CID001093 |
| Gold (Au) | Metalor Technologies (Hong Kong) Ltd. | CHINA | CID001149 |
| Gold (Au) | Metalor Technologies (Suzhou) Ltd. | CHINA | CID001147 |
| Gold (Au) | Penglai Penggang Gold Industry Co., Ltd. | CHINA | CID001362 |
| Gold (Au) | Refinery of Seemine Gold Co., Ltd. | CHINA | CID000522 |
| Gold (Au) | Shandong Gold Smelting Co., Ltd. | CHINA | CID001916 |
| Gold (Au) | Shandong Humon Smelting Co., Ltd. | CHINA | CID002525 |
| Gold (Au) | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA | CID001619 |
| Gold (Au) | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | CID001622 |
| Gold (Au) | Shenzhen CuiLu Gold Co., Ltd. | CHINA | CID002750 |
| Gold (Au) | Shenzhen Zhonghenglong Real Industry Co., Ltd. | CHINA | CID002527 |
| Gold (Au) | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | CID001736 |
| Gold (Au) | Tongling Nonferrous Metals Group Co., Ltd. | CHINA | CID001947 |

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Exhibit 1.01

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| | | | |
|:---|:---|:---|:---|
| **ANNEX I** | **ANNEX I** | **ANNEX I** | |
| **METAL** | **SMELTER NAME** | **SMELTER COUNTRY** | **SMELTER ID** |
| Gold (Au) | Yunnan Copper Industry Co., Ltd. | CHINA | CID000197 |
| Gold (Au) | Zhongkuang Gold Industry Co., Ltd. | CHINA | CID002214 |
| Gold (Au) | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | CID002224 |
| Gold (Au) | Gold by Gold Colombia | COLOMBIA | CID003641 |
| Gold (Au) | SAFINA A.S. | CZECHIA | CID002290 |
| Gold (Au) | SAAMP | FRANCE | CID002761 |
| Gold (Au) | WEEEREFINING | FRANCE | CID003615 |
| Gold (Au) | Agosi AG | GERMANY | CID000035 |
| Gold (Au) | Aurubis AG | GERMANY | CID000113 |
| Gold (Au) | C. Hafner GmbH + Co. KG | GERMANY | CID000176 |
| Gold (Au) | Degussa Sonne / Mond Goldhandel GmbH | GERMANY | CID002867 |
| Gold (Au) | Heimerle + Meule GmbH | GERMANY | CID000694 |
| Gold (Au) | Heraeus Germany GmbH Co. KG | GERMANY | CID000711 |
| Gold (Au) | WIELAND Edelmetalle GmbH | GERMANY | CID002778 |
| Gold (Au) | Gold Coast Refinery | GHANA | CID003186 |
| Gold (Au) | Augmont Enterprises Private Limited | INDIA | CID003461 |
| Gold (Au) | Bangalore Refinery | INDIA | CID002863 |
| Gold (Au) | CGR Metalloys Pvt Ltd. | INDIA | CID003382 |
| Gold (Au) | Emerald Jewel Industry India Limited (Unit 1) | INDIA | CID003487 |
| Gold (Au) | Emerald Jewel Industry India Limited (Unit 2) | INDIA | CID003488 |
| Gold (Au) | Emerald Jewel Industry India Limited (Unit 3) | INDIA | CID003489 |
| Gold (Au) | Emerald Jewel Industry India Limited (Unit 4) | INDIA | CID003490 |
| Gold (Au) | GGC Gujrat Gold Centre Pvt. Ltd. | INDIA | CID002852 |
| Gold (Au) | JALAN & Company | INDIA | CID002893 |
| Gold (Au) | Kundan Care Products Ltd. | INDIA | CID003463 |
| Gold (Au) | MD Overseas | INDIA | CID003548 |
| Gold (Au) | MMTC-PAMP India Pvt., Ltd. | INDIA | CID002509 |
| Gold (Au) | Sai Refinery | INDIA | CID002853 |
| Gold (Au) | Shirpur Gold Refinery Ltd. | INDIA | CID002588 |
| Gold (Au) | Sovereign Metals | INDIA | CID003383 |
| Gold (Au) | PT Aneka Tambang (Persero) Tbk | INDONESIA | CID001397 |
| Gold (Au) | 8853 S.p.A. | ITALY | CID002763 |
| Gold (Au) | Chimet S.p.A. | ITALY | CID000233 |
| Gold (Au) | Italpreziosi | ITALY | CID002765 |
| Gold (Au) | Safimet S.p.A | ITALY | CID002973 |
| Gold (Au) | T.C.A S.p.A | ITALY | CID002580 |
| Gold (Au) | Aida Chemical Industries Co., Ltd. | JAPAN | CID000019 |
| Gold (Au) | Asahi Pretec Corp. | JAPAN | CID000082 |
| Gold (Au) | Asaka Riken Co., Ltd. | JAPAN | CID000090 |
| Gold (Au) | Chugai Mining | JAPAN | CID000264 |
| Gold (Au) | Dowa | JAPAN | CID000401 |
| Gold (Au) | Eco-System Recycling Co., Ltd. East Plant | JAPAN | CID000425 |

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Exhibit 1.01

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| | | | |
|:---|:---|:---|:---|
| **ANNEX I** | **ANNEX I** | **ANNEX I** | |
| **METAL** | **SMELTER NAME** | **SMELTER COUNTRY** | **SMELTER ID** |
| Gold (Au) | Eco-System Recycling Co., Ltd. North Plant | JAPAN | CID003424 |
| Gold (Au) | Eco-System Recycling Co., Ltd. West Plant | JAPAN | CID003425 |
| Gold (Au) | Ishifuku Metal Industry Co., Ltd. | JAPAN | CID000807 |
| Gold (Au) | Japan Mint | JAPAN | CID000823 |
| Gold (Au) | JX Nippon Mining & Metals Co., Ltd. | JAPAN | CID000937 |
| Gold (Au) | Kojima Chemicals Co., Ltd. | JAPAN | CID000981 |
| Gold (Au) | Matsuda Sangyo Co., Ltd. | JAPAN | CID001119 |
| Gold (Au) | Mitsubishi Materials Corporation | JAPAN | CID001188 |
| Gold (Au) | Mitsui Mining and Smelting Co., Ltd. | JAPAN | CID001193 |
| Gold (Au) | Nihon Material Co., Ltd. | JAPAN | CID001259 |
| Gold (Au) | Ohura Precious Metal Industry Co., Ltd. | JAPAN | CID001325 |
| Gold (Au) | Sumitomo Metal Mining Co., Ltd. | JAPAN | CID001798 |
| Gold (Au) | Tanaka Kikinzoku Kogyo K.K | JAPAN | CID001875 |
| Gold (Au) | Tokuriki Honten Co., Ltd. | JAPAN | CID001938 |
| Gold (Au) | Yamakin Co., Ltd. | JAPAN | CID002100 |
| Gold (Au) | Yokohama Metal Co., Ltd. | JAPAN | CID002129 |
| Gold (Au) | Kazakhmys Smelting LLC | KAZAKHSTAN | CID000956 |
| Gold (Au) | Kazzinc | KAZAKHSTAN | CID000957 |
| Gold (Au) | TOO Tau-Ken-Altyn | KAZAKHSTAN | CID002615 |
| Gold (Au) | Do Sung Corporation | KOREA, REPUBLIC OF | CID000359 |
| Gold (Au) | HwaSeong CJ CO., LTD. | KOREA, REPUBLIC OF | CID000778 |
| Gold (Au) | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF | CID002605 |
| Gold (Au) | LS MnM Inc. | KOREA, REPUBLIC OF | CID001078 |
| Gold (Au) | LT Metal Ltd. | KOREA, REPUBLIC OF | CID000689 |
| Gold (Au) | NH Recytech Company | KOREA, REPUBLIC OF | CID003189 |
| Gold (Au) | Samduck Precious Metals | KOREA, REPUBLIC OF | CID001555 |
| Gold (Au) | Samwon Metals Corp. | KOREA, REPUBLIC OF | CID001562 |
| Gold (Au) | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF | CID002918 |
| Gold (Au) | Torecom | KOREA, REPUBLIC OF | CID001955 |
| Gold (Au) | Kyrgyzaltyn JSC | KYRGYZSTAN | CID001029 |
| Gold (Au) | State Research Institute Center for Physical Sciences and Technology | LITHUANIA | CID003153 |
| Gold (Au) | Modeltech Sdn Bhd | MALAYSIA | CID002857 |
| Gold (Au) | Caridad | MEXICO | CID000180 |
| Gold (Au) | Metalurgica Met-Mex Penoles S.A. De C.V. | MEXICO | CID001161 |
| Gold (Au) | REMONDIS PMR B.V. | NETHERLANDS | CID002582 |
| Gold (Au) | Morris and Watson | NEW ZEALAND | CID002282 |
| Gold (Au) | K.A. Rasmussen | NORWAY | CID003497 |
| Gold (Au) | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | CID000128 |
| Gold (Au) | KGHM Polska Miedz Spolka Akcyjna | POLAND | CID002511 |
| Gold (Au) | Albino Mountinho Lda. | PORTUGAL | CID002760 |
| Gold (Au) | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | CID000927 |
| Gold (Au) | JSC Novosibirsk Refinery | RUSSIAN FEDERATION | CID000493 |

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Exhibit 1.01

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| | | | |
|:---|:---|:---|:---|
| **ANNEX I** | **ANNEX I** | **ANNEX I** | |
| **METAL** | **SMELTER NAME** | **SMELTER COUNTRY** | **SMELTER ID** |
| Gold (Au) | JSC Uralelectromed | RUSSIAN FEDERATION | CID000929 |
| Gold (Au) | Kyshtym Copper-Electrolytic Plant ZAO | RUSSIAN FEDERATION | CID002865 |
| Gold (Au) | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | CID001204 |
| Gold (Au) | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | RUSSIAN FEDERATION | CID001326 |
| Gold (Au) | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | CID001386 |
| Gold (Au) | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | CID001756 |
| Gold (Au) | L'azurde Company For Jewelry | SAUDI ARABIA | CID001032 |
| Gold (Au) | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | CID001152 |
| Gold (Au) | AU Traders and Refiners | SOUTH AFRICA | CID002850 |
| Gold (Au) | Impala Refineries – Base Metals Refinery (BMR) | SOUTH AFRICA | CID004604 |
| Gold (Au) | Impala Rustenburg | SOUTH AFRICA | CID004610 |
| Gold (Au) | Metal Concentrators SA (Pty) Ltd. | SOUTH AFRICA | CID003575 |
| Gold (Au) | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | CID001512 |
| Gold (Au) | SEMPSA Joyeria Plateria S.A. | SPAIN | CID001585 |
| Gold (Au) | Sudan Gold Refinery | SUDAN | CID002567 |
| Gold (Au) | Boliden AB | SWEDEN | CID000157 |
| Gold (Au) | Argor-Heraeus S.A. | SWITZERLAND | CID000077 |
| Gold (Au) | Cendres + Metaux S.A. | SWITZERLAND | CID000189 |
| Gold (Au) | Metalor Technologies S.A. | SWITZERLAND | CID001153 |
| Gold (Au) | MKS PAMP SA | SWITZERLAND | CID001352 |
| Gold (Au) | PX Precinox S.A. | SWITZERLAND | CID001498 |
| Gold (Au) | Valcambi S.A. | SWITZERLAND | CID002003 |
| Gold (Au) | Elite Industech Co., Ltd. | TAIWAN | CID004755 |
| Gold (Au) | Singway Technology Co., Ltd. | TAIWAN | CID002516 |
| Gold (Au) | Solar Applied Materials Technology Corp. | TAIWAN | CID001761 |
| Gold (Au) | Super Dragon Technology Co., Ltd. | TAIWAN | CID001810 |
| Gold (Au) | GG Refinery Ltd. | TANZANIA | CID004506 |
| Gold (Au) | Umicore Precious Metals Thailand | THAILAND | CID002314 |
| Gold (Au) | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | CID000103 |
| Gold (Au) | Istanbul Gold Refinery | TURKEY | CID000814 |
| Gold (Au) | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY | CID001220 |
| Gold (Au) | African Gold Refinery | UGANDA | CID003185 |
| Gold (Au) | Al Etihad Gold Refinery DMCC | UAE | CID002560 |
| Gold (Au) | Dijllah Gold Refinery FZC | UAE | CID003348 |
| Gold (Au) | Emirates Gold DMCC | UAE | CID002561 |
| Gold (Au) | Fujairah Gold FZC | UAE | CID002584 |
| Gold (Au) | International Precious Metal Refiners | UAE | CID002562 |
| Gold (Au) | Kaloti Precious Metals | UAE | CID002563 |
| Gold (Au) | Sam Precious Metals | UAE | CID003666 |
| Gold (Au) | Abington Reldan Metals, LLC | UNITED STATES | CID002708 |
| Gold (Au) | Advanced Chemical Company | UNITED STATES | CID000015 |
| Gold (Au) | Alexy Metals | UNITED STATES | CID003500 |

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------

Exhibit 1.01

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| | | | |
|:---|:---|:---|:---|
| **ANNEX I** | **ANNEX I** | **ANNEX I** | |
| **METAL** | **SMELTER NAME** | **SMELTER COUNTRY** | **SMELTER ID** |
| Gold (Au) | Asahi Refining USA Inc. | UNITED STATES | CID000920 |
| Gold (Au) | Kennecott Utah Copper LLC | UNITED STATES | CID000969 |
| Gold (Au) | Materion | UNITED STATES | CID001113 |
| Gold (Au) | Metallix Refining Inc. | UNITED STATES | CID003557 |
| Gold (Au) | Metalor USA Refining Corporation | UNITED STATES | CID001157 |
| Gold (Au) | Pease & Curren | UNITED STATES | CID002872 |
| Gold (Au) | QG Refining, LLC | UNITED STATES | CID003324 |
| Gold (Au) | Sabin Metal Corp. | UNITED STATES | CID001546 |
| Gold (Au) | United Precious Metal Refining, Inc. | UNITED STATES | CID001993 |
| Gold (Au) | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | CID000041 |
| Gold (Au) | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | CID001236 |
| Gold (Au) | Fidelity Printers and Refiners Ltd. | ZIMBABWE | CID002515 |
| Tantalum (Ta) | AMG Brasil | BRAZIL | CID001076 |
| Tantalum (Ta) | Mineracao Taboca S.A. | BRAZIL | CID001175 |
| Tantalum (Ta) | Resind Industria e Comercio Ltda. | BRAZIL | CID002707 |
| Tantalum (Ta) | F&X Electro-Materials Ltd. | CHINA | CID000460 |
| Tantalum (Ta) | FIR Metals & Resource Ltd. | CHINA | CID002505 |
| Tantalum (Ta) | Guangdong Zhiyuan New Material Co., Ltd. | CHINA | CID000291 |
| Tantalum (Ta) | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | CID002492 |
| Tantalum (Ta) | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | CID002512 |
| Tantalum (Ta) | Jiangxi Tuohong New Raw Material | CHINA | CID002842 |
| Tantalum (Ta) | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | CID000914 |
| Tantalum (Ta) | Jiujiang Tanbre Co., Ltd. | CHINA | CID000917 |
| Tantalum (Ta) | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | CID002506 |
| Tantalum (Ta) | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | CID001277 |
| Tantalum (Ta) | RFH Yancheng Jinye New Material Technology Co., Ltd. | CHINA | CID003583 |
| Tantalum (Ta) | RFH Yancheng Jinye New Material Technology Co., Ltd. | CHINA | CID003583 |
| Tantalum (Ta) | XIMEI RESOURCES (GUANGDONG) LIMITED | CHINA | CID000616 |
| Tantalum (Ta) | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | CID002508 |
| Tantalum (Ta) | Yanling Jincheng Tantalum & Niobium Co., Ltd. | CHINA | CID001522 |
| Tantalum (Ta) | 5D Production OU | ESTONIA | CID003926 |
| Tantalum (Ta) | Molycorp Silmet A.S. | ESTONIA | CID001200 |
| Tantalum (Ta) | TANIOBIS GmbH | GERMANY | CID002545 |
| Tantalum (Ta) | TANIOBIS Smelting GmbH & Co. KG | GERMANY | CID002550 |
| Tantalum (Ta) | Metallurgical Products India Pvt., Ltd. | INDIA | CID001163 |
| Tantalum (Ta) | Global Advanced Metals Aizu | JAPAN | CID002558 |
| Tantalum (Ta) | Mitsui Mining & Smelting | JAPAN | CID001192 |
| Tantalum (Ta) | Taki Chemical Co., Ltd. | JAPAN | CID001869 |
| Tantalum (Ta) | TANIOBIS Japan Co., Ltd. | JAPAN | CID002549 |
| Tantalum (Ta) | Ulba Metallurgical Plant JSC | KAZAKHSTAN | CID001969 |
| Tantalum (Ta) | KEMET Blue Metals | MEXICO | CID002539 |
| Tantalum (Ta) | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | CID001769 |

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------

Exhibit 1.01

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| | | | |
|:---|:---|:---|:---|
| **ANNEX I** | **ANNEX I** | **ANNEX I** | |
| **METAL** | **SMELTER NAME** | **SMELTER COUNTRY** | **SMELTER ID** |
| Tantalum (Ta) | PowerX Ltd. | RWANDA | CID004054 |
| Tantalum (Ta) | TANIOBIS Co., Ltd. | THAILAND | CID002544 |
| Tantalum (Ta) | D Block Metals, LLC | UNITED STATES | CID002504 |
| Tantalum (Ta) | Global Advanced Metals Boyertown | UNITED STATES | CID002557 |
| Tantalum (Ta) | Materion Newton Inc. | UNITED STATES | CID002548 |
| Tantalum (Ta) | QuantumClean | UNITED STATES | CID001508 |
| Tantalum (Ta) | Telex Metals | UNITED STATES | CID001891 |
| Tin (Sn) | Global Advanced Metals Greenbushes Pty Ltd. | AUSTRALIA | CID004754 |
| Tin (Sn) | Aurubis Beerse | BELGIUM | CID002773 |
| Tin (Sn) | EM Vinto | BOLIVIA | CID000438 |
| Tin (Sn) | Operaciones Metalurgicas S.A. | BOLIVIA | CID001337 |
| Tin (Sn) | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil | BRAZIL | CID003486 |
| Tin (Sn) | Estanho de Rondonia S.A. | BRAZIL | CID000448 |
| Tin (Sn) | Fabrica Auricchio Industria e Comercio Ltda. | BRAZIL | CID003582 |
| Tin (Sn) | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL | CID002468 |
| Tin (Sn) | Melt Metais e Ligas S.A. | BRAZIL | CID002500 |
| Tin (Sn) | Mineracao Taboca S.A. | BRAZIL | CID001173 |
| Tin (Sn) | Resind Industria e Comercio Ltda. | BRAZIL | CID002706 |
| Tin (Sn) | Soft Metais Ltda. | BRAZIL | CID001758 |
| Tin (Sn) | Super Ligas | BRAZIL | CID002756 |
| Tin (Sn) | White Solder Metalurgia e Mineracao Ltda. | BRAZIL | CID002036 |
| Tin (Sn) | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA | CID000228 |
| Tin (Sn) | Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA | CID003190 |
| Tin (Sn) | China Tin Group Co., Ltd. | CHINA | CID001070 |
| Tin (Sn) | Dongguan CiEXPO Environmental Engineering Co., Ltd. | CHINA | CID003356 |
| Tin (Sn) | Gejiu City Fuxiang Industry and Trade Co., Ltd. | CHINA | CID003410 |
| Tin (Sn) | Gejiu Kai Meng Industry and Trade LLC | CHINA | CID000942 |
| Tin (Sn) | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | CID000538 |
| Tin (Sn) | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | CID001908 |
| Tin (Sn) | Gejiu Zi-Li | CHINA | CID000555 |
| Tin (Sn) | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA | CID003116 |
| Tin (Sn) | HuiChang Hill Tin Industry Co., Ltd. | CHINA | CID002844 |
| Tin (Sn) | Jiangxi New Nanshan Technology Ltd. | CHINA | CID001231 |
| Tin (Sn) | Ma'anshan Weitai Tin Co., Ltd. | CHINA | CID003379 |
| Tin (Sn) | Tin Smelting Branch of Yunnan Tin Co., Ltd. | CHINA | CID002180 |
| Tin (Sn) | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | CID002158 |
| Tin (Sn) | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CHINA | CID003397 |
| Tin (Sn) | Mining Minerals Resources SARL | CONGO DR | CID004065 |
| Tin (Sn) | Precious Minerals and Smelting Limited | INDIA | CID003409 |
| Tin (Sn) | CV Ayi Jaya | INDONESIA | CID002570 |
| Tin (Sn) | CV Venus Inti Perkasa | INDONESIA | CID002455 |
| Tin (Sn) | PT Aries Kencana Sejahtera | INDONESIA | CID000309 |

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------

Exhibit 1.01

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| | | | |
|:---|:---|:---|:---|
| **ANNEX I** | **ANNEX I** | **ANNEX I** | |
| **METAL** | **SMELTER NAME** | **SMELTER COUNTRY** | **SMELTER ID** |
| Tin (Sn) | PT Artha Cipta Langgeng | INDONESIA | CID001399 |
| Tin (Sn) | PT ATD Makmur Mandiri Jaya | INDONESIA | CID002503 |
| Tin (Sn) | PT Babel Inti Perkasa | INDONESIA | CID001402 |
| Tin (Sn) | PT Babel Surya Alam Lestari | INDONESIA | CID001406 |
| Tin (Sn) | PT Bangka Prima Tin | INDONESIA | CID002776 |
| Tin (Sn) | PT Bangka Serumpun | INDONESIA | CID003205 |
| Tin (Sn) | PT Bangka Tin Industry | INDONESIA | CID001419 |
| Tin (Sn) | PT Belitung Industri Sejahtera | INDONESIA | CID001421 |
| Tin (Sn) | PT Bukit Timah | INDONESIA | CID001428 |
| Tin (Sn) | PT Cipta Persada Mulia | INDONESIA | CID002696 |
| Tin (Sn) | PT Menara Cipta Mulia | INDONESIA | CID002835 |
| Tin (Sn) | PT Mitra Stania Prima | INDONESIA | CID001453 |
| Tin (Sn) | PT Mitra Sukses Globalindo | INDONESIA | CID003449 |
| Tin (Sn) | PT Panca Mega Persada | INDONESIA | CID001457 |
| Tin (Sn) | PT Premium Tin Indonesia | INDONESIA | CID000313 |
| Tin (Sn) | PT Prima Timah Utama | INDONESIA | CID001458 |
| Tin (Sn) | PT Putera Sarana Shakti (PT PSS) | INDONESIA | CID003868 |
| Tin (Sn) | PT Rajawali Rimba Perkasa | INDONESIA | CID003381 |
| Tin (Sn) | PT Rajehan Ariq | INDONESIA | CID002593 |
| Tin (Sn) | PT Refined Bangka Tin | INDONESIA | CID001460 |
| Tin (Sn) | PT Sariwiguna Binasentosa | INDONESIA | CID001463 |
| Tin (Sn) | PT Stanindo Inti Perkasa | INDONESIA | CID001468 |
| Tin (Sn) | PT Sukses Inti Makmur | INDONESIA | CID002816 |
| Tin (Sn) | PT Timah Nusantara | INDONESIA | CID001486 |
| Tin (Sn) | PT Timah Tbk Kundur | INDONESIA | CID001477 |
| Tin (Sn) | PT Timah Tbk Mentok | INDONESIA | CID001482 |
| Tin (Sn) | PT Tinindo Inter Nusa | INDONESIA | CID001490 |
| Tin (Sn) | PT Tirus Putra Mandiri | INDONESIA | CID002478 |
| Tin (Sn) | PT Tommy Utama | INDONESIA | CID001493 |
| Tin (Sn) | Dowa | JAPAN | CID000402 |
| Tin (Sn) | Mitsubishi Materials Corporation | JAPAN | CID001191 |
| Tin (Sn) | Takehara PVD Materials Div MITSUI MINING & SMELTING CO., LTD. | JAPAN | CID004403 |
| Tin (Sn) | Malaysia Smelting Corporation (MSC) | MALAYSIA | CID001105 |
| Tin (Sn) | Malaysia Smelting Corporation Berhad (Port Klang) | MALAYSIA | CID004434 |
| Tin (Sn) | Modeltech Sdn Bhd | MALAYSIA | CID002858 |
| Tin (Sn) | DS Myanmar | MYANMAR | CID003831 |
| Tin (Sn) | Pongpipat Company Limited | MYANMAR | CID003208 |
| Tin (Sn) | Minsur | PERU | CID001182 |
| Tin (Sn) | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | CID002517 |
| Tin (Sn) | Fenix Metals | POLAND | CID000468 |
| Tin (Sn) | Novosibirsk Tin Combine | RUSSIAN FEDERATION | CID001305 |
| Tin (Sn) | Luna Smelter, Ltd. | RWANDA | CID003387 |
| Tin (Sn) | Aurubis Berango | SPAIN | CID002774 |

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------

Exhibit 1.01

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| | | | |
|:---|:---|:---|:---|
| **ANNEX I** | **ANNEX I** | **ANNEX I** | |
| **METAL** | **SMELTER NAME** | **SMELTER COUNTRY** | **SMELTER ID** |
| Tin (Sn) | CRM Synergies | SPAIN | CID003524 |
| Tin (Sn) | Rui Da Hung | TAIWAN | CID001539 |
| Tin (Sn) | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | CID001314 |
| Tin (Sn) | Thailand Smelting & Refining Co Ltd | THAILAND | CID001898 |
| Tin (Sn) | Alpha | UNITED STATES | CID000292 |
| Tin (Sn) | Metallic Resources, Inc. | UNITED STATES | CID001142 |
| Tin (Sn) | Tin Technology & Refining | UNITED STATES | CID003325 |
| Tin (Sn) | An Vinh Joint Stock Mineral Processing Company | VIETNAM | CID002703 |
| Tin (Sn) | Electro-Mechanical Facility Cao Bang Minerals & Metallurgy Joint Stock Co | VIETNAM | CID002572 |
| Tin (Sn) | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIETNAM | CID002573 |
| Tin (Sn) | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIETNAM | CID002574 |
| Tin (Sn) | VQB Mineral and Trading Group JSC | VIETNAM | CID002015 |
| Tungsten (W) | Wolfram Bergbau und Hutten AG | AUSTRIA | CID002044 |
| Tungsten (W) | ACL Metais Eireli | BRAZIL | CID002833 |
| Tungsten (W) | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | BRAZIL | CID003427 |
| Tungsten (W) | Cronimet Brasil Ltda | BRAZIL | CID003468 |
| Tungsten (W) | China Molybdenum Tungsten Co., Ltd. | CHINA | CID002641 |
| Tungsten (W) | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | CID000258 |
| Tungsten (W) | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | CID000281 |
| Tungsten (W) | Fujian Xinlu Tungsten | CHINA | CID003609 |
| Tungsten (W) | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | CID002315 |
| Tungsten (W) | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | CID002494 |
| Tungsten (W) | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | CID000218 |
| Tungsten (W) | Hubei Green Tungsten Co., Ltd. | CHINA | CID003417 |
| Tungsten (W) | Hunan Chenzhou Mining Co., Ltd. | CHINA | CID000766 |
| Tungsten (W) | Hunan Jintai New Material Co., Ltd. | CHINA | CID000769 |
| Tungsten (W) | Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungstents Branch | CHINA | CID002513 |
| Tungsten (W) | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | CID002551 |
| Tungsten (W) | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | CID002321 |
| Tungsten (W) | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA | CID002313 |
| Tungsten (W) | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | CID002318 |
| Tungsten (W) | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | CID002317 |
| Tungsten (W) | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | CID002316 |
| Tungsten (W) | Malipo Haiyu Tungsten Co., Ltd. | CHINA | CID002319 |
| Tungsten (W) | Shinwon Tungsten (Fujian Shanghang) Co., Ltd. | CHINA | CID004430 |
| Tungsten (W) | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | CID002320 |
| Tungsten (W) | Xiamen Tungsten Co., Ltd. | CHINA | CID002082 |
| Tungsten (W) | YUDU ANSHENG TUNGSTEN CO., LTD. | CHINA | CID003662 |
| Tungsten (W) | H.C. Starck Tungsten GmbH | GERMANY | CID002541 |
| Tungsten (W) | TANIOBIS Smelting GmbH & Co. KG | GERMANY | CID002542 |
| Tungsten (W) | A.L.M.T. Corp. | JAPAN | CID000004 |
| Tungsten (W) | Japan New Metals Co., Ltd. | JAPAN | CID000825 |

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------

Exhibit 1.01

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| | | | |
|:---|:---|:---|:---|
| **ANNEX I** | **ANNEX I** | **ANNEX I** | |
| **METAL** | **SMELTER NAME** | **SMELTER COUNTRY** | **SMELTER ID** |
| Tungsten (W) | DONGKUK INDUSTRIES CO., LTD. | KOREA, REPUBLIC OF | CID004060 |
| Tungsten (W) | HANNAE FOR T Co., Ltd. | KOREA, REPUBLIC OF | CID003978 |
| Tungsten (W) | Philippine Bonway Manufacturing Industrial Corporation | PHILIPPINES | CID004797 |
| Tungsten (W) | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES | CID002827 |
| Tungsten (W) | Artek LLC | RUSSIAN FEDERATION | CID003553 |
| Tungsten (W) | Hydrometallurg, JSC | RUSSIAN FEDERATION | CID002649 |
| Tungsten (W) | JSC "Kirovgrad Hard Alloys Plant" | RUSSIAN FEDERATION | CID003408 |
| Tungsten (W) | LLC Vostok | RUSSIAN FEDERATION | CID003643 |
| Tungsten (W) | Moliren Ltd. | RUSSIAN FEDERATION | CID002845 |
| Tungsten (W) | NPP Tyazhmetprom LLC | RUSSIAN FEDERATION | CID003416 |
| Tungsten (W) | OOO "Technolom" 1 | RUSSIAN FEDERATION | CID003614 |
| Tungsten (W) | OOO "Technolom" 2 | RUSSIAN FEDERATION | CID003612 |
| Tungsten (W) | Unecha Refractory metals plant | RUSSIAN FEDERATION | CID002724 |
| Tungsten (W) | Lianyou Metals Co., Ltd. | TAIWAN | CID003407 |
| Tungsten (W) | Lianyou Resources Co., Ltd. | TAIWAN | CID004397 |
| Tungsten (W) | Global Tungsten & Powders Corp. | TAIWAN | CID000568 |
| Tungsten (W) | Kennametal Fallon | UNITED STATES | CID000966 |
| Tungsten (W) | Kennametal Huntsville | UNITED STATES | CID000105 |
| Tungsten (W) | Niagara Refining LLC | UNITED STATES | CID002589 |
| Tungsten (W) | Asia Tungsten Products Vietnam Ltd. | VIETNAM | CID002502 |
| Tungsten (W) | Kenee Mining Corporation Vietnam | VIETNAM | CID004619 |
| Tungsten (W) | Masan High-Tech Materials | VIETNAM | CID002543 |
| Tungsten (W) | Nam Viet Cromit Joint Stock Company | VIETNAM | CID004034 |
| Tungsten (W) | Tungsten Vietnam Joint Stock Company | VIETNAM | CID003993 |

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Exhibit 1.01

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| | |
|:---|:---|
| **ANNEX II** | **ANNEX II** |
| **COUNTRIES OF ORIGIN OF MINERAL PROCESSED BY SUPPLIER-REPORTED SMELTERS AND REFINERS** | **COUNTRIES OF ORIGIN OF MINERAL PROCESSED BY SUPPLIER-REPORTED SMELTERS AND REFINERS** |
| ANDORRA | NEW ZEALAND |
| AUSTRALIA | NORWAY |
| AUSTRIA | PERU |
| BELGIUM | PHILIPPINES |
| BOLIVIA | POLAND |
| BRAZIL | PORTUGAL |
| CANADA | REPUBLIC OF KOREA |
| CHILE | RUSSIAN FEDERATION |
| CHINA | RWANDA |
| COLOMBIA | SAUDI ARABIA |
| CONGO DR | SINGAPORE |
| CZECHIA | SOUTH AFRICA |
| ESTONIA | SPAIN |
| FRANCE | SUDAN |
| GERMANY | SWEDEN |
| GHANA | SWITZERLAND |
| INDIA | TAIWAN |
| INDONESIA | TANZANIA |
| ITALY | THAILAND |
| JAPAN | TURKEY |
| KAZAKHSTAN | UGANDA |
| KYRGYZSTAN | UNITED ARAB EMIRATES (UAE) |
| LITHUANIA | UNITED STATES OF AMERICA (UNITED STATES) |
| MALAYSIA | UZBEKISTAN |
| MEXICO | VIETNAM |
| MYANMAR | ZIMBABWE |
| NETHERLANDS | |

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