# EDGAR Filing Document

**Accession Number:** 0000739337
**File Stem:** 0000739337-23-000003
**Filing Date:** 2023-3
**Character Count:** 2737
**Document Hash:** 47452c84f46b38d6458c7d4064c46252
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000739337-23-000003.hdr.sgml**: 20230320

**ACCESSION NUMBER**: 0000739337-23-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**CONFIRMING COPY**: 

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230320

**DATE AS OF CHANGE**: 20230320

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** B. RILEY WEALTH MANAGEMENT, INC.
- **CENTRAL INDEX KEY:** 0000739337
- **IRS NUMBER:** 621518255
- **STATE OF INCORPORATION:** TN
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-31206

**BUSINESS ADDRESS:**
- **STREET 1:** 40 SOUTH MAIN
- **STREET 2:** SUITE 1800
- **CITY:** MEMPHIS
- **STATE:** TN
- **ZIP:** 38103
- **BUSINESS PHONE:** 561-892-7453

**MAIL ADDRESS:**
- **STREET 1:** 40 SOUTH MAIN
- **STREET 2:** SUITE 1800
- **CITY:** MEMPHIS
- **STATE:** TN
- **ZIP:** 38103

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WUNDERLICH SECURITIES, INC.
- **DATE OF NAME CHANGE:** 20020129

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WUNDERLICH SECURITIES INC                               /BD
- **DATE OF NAME CHANGE:** 20020129

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CRISLER TIPTON WUNDERLICH INC
- **DATE OF NAME CHANGE:** 19970805

### Attached PDF Documents

**Attachment 1:** `BRWM-Public_2022.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000739337

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** B. RILEY WEALTH MANAGEMENT, INC.

**Business Address:** 40 SOUTH MAIN, SUITE 1800, MEMPHIS, TN, 38103

**Contact Person:** Mary Swain

**Contact Phone:** (901) 259-9435

### Independent Public Accountant Identification

**Accountant Name:** Spicer Jeffries LLP

**Accountant Address:** 4601 DTC Boulevard, Ste. 700, Denver, CO, 80237

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Mary Ann N. Swain**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **B. RILEY WEALTH MANAGEMENT, INC.**, as of **12-31-2022**, are true and correct.

**Signature:** Mary Ann N. Swain

**Title:** Chief Financial Officer

**Notarized:** Yes