# EDGAR Filing Document

**Accession Number:** 0001810747
**File Stem:** 0000940400-25-011472
**Filing Date:** 2025-11
**Character Count:** 19176
**Document Hash:** bb836e098296a3b5db36e522b684afd5
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-25-011472.hdr.sgml**: 20251128

**ACCESSION NUMBER**: 0000940400-25-011472

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251128

**DATE AS OF CHANGE**: 20251128

**PERIOD START**: 20260630

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Simplify Exchange Traded Funds
- **CENTRAL INDEX KEY:** 0001810747

**ORGANIZATION NAME:**
- **EIN:** 851887571
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23570
- **FILM NUMBER:** 251534463

**BUSINESS ADDRESS:**
- **STREET 1:** 222 BROADWAY
- **STREET 2:** 22ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10038
- **BUSINESS PHONE:** 646-741-2438

**MAIL ADDRESS:**
- **STREET 1:** 222 BROADWAY
- **STREET 2:** 22ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10038

## Series and Classes Contracts Data

### Simplify Barrier Income ETF (Series ID: S000091618)

| Class ID   | Class Name                  | Ticker Symbol   |
|:---|:---|:---|
| C000259296 | Simplify Barrier Income ETF |  |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Simplify Exchange Traded Funds

- **b. Investment Company Act file number:** 811-23570

- **c. CIK number of Registrant:** 0001810747

- **d. LEI of Registrant:** 549300LDDEMEUCZQEO55

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 10845 Griffith Peak Drive

  - **City:** Las Vegas

  - **State:** NV

  - **Foreign country:** US

  - **Zip / Postal Code:** 89135

  - **Telephone number:** (702) 389-9705

**Item A.2. Information about the Series.**

- **a. Name of Series:** Simplify Barrier Income ETF

- **b. EDGAR series identifier (if any):** S000091618

- **c. LEI of Series:** 529900TG4KRPU18D6A47

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-06-30

- **b. Date as of which information is reported:** 2025-09-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $108179099.43

**Total Liabilities:** $1904901.58

**Net Assets:** $106274197.85

**Cash Not Reported:** $515210.00

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000259296 | 0.63%                | 1.42%                | 1.25%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $319.93                  | $27308.00                                  |
| Month 2  | $-13.95                  | $-71011.38                                 |
| Month 3  | $1568.65                 | $-14576.79                                 |

**Designated Index Information**

- **Index Name:** S&P 500 Benchmark

- **Index Identifier:** SPX Index

### Schedule of Portfolio Investments

| Name                                  | Title                                             | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -4000000 | NC      | $-58400.00    | -0.05%            |  |  |  | No            |                  2 | On Loan: No      |
| BANK OF AMERICA, NATIONAL ASSOCIATION | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: B4TYDEB6GKMZO031MB27 | N/A              | DE               | CORP              | US        | -10000000 | NC      | $-40000.00    | -0.04%            |  |  |  | No            |                  2 | On Loan: No      |
| TREASURY BILL                         | United States Treasury Bill                       | CUSIP: 912797RE9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |  10600000 | PA      | $10567882.00  | 9.94%             | 2025-10-28      | None          | 0.00%                 | No            |                  1 | On Loan: No      |
| GOLDMAN SACHS & CO. LLC               | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: FOR8UP27PHTHYVLBNG30 | N/A              | DE               | CORP              | US        |  -1300000 | NC      | $-26780.00    | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -1900000 | NC      | $-25080.00    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        |   -700000 | NC      | $-4747.38     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| TREASURY BILL                         | United States Treasury Bill                       | CUSIP: 912797NU7<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   1600000 | PA      | $1585284.45   | 1.49%             | 2025-12-26      | None          | 0.00%                 | No            |                  1 | On Loan: No      |
| NOMURA SECURITIES INTERNATIONAL, INC. | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: OXTKY6Q8X53C9ILVV871 | N/A              | DE               | CORP              | US        |  -1000000 | NC      | $-33497.42    | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA SECURITIES INTERNATIONAL, INC. | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: OXTKY6Q8X53C9ILVV871 | N/A              | DE               | CORP              | US        |  -7000000 | NC      | $-229600.00   | -0.22%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        |  -2000000 | NC      | $-45272.58    | -0.04%            |  |  |  | No            |                  2 | On Loan: No      |
| TREASURY BILL                         | United States Treasury Bill                       | CUSIP: 912797QY6<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   4800000 | PA      | $4763648.02   | 4.48%             | 2025-12-11      | None          | 0.00%                 | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |  -1000000 | NC      | $-11200.00    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        | -11000000 | NC      | $-155691.47   | -0.15%            |  |  |  | No            |                  2 | On Loan: No      |
| BANK OF AMERICA, NATIONAL ASSOCIATION | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: B4TYDEB6GKMZO031MB27 | N/A              | DE               | CORP              | US        |  -1300000 | NC      | $-14690.00    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -2000000 | NC      | $-75400.00    | -0.07%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        |  -1500000 | NC      | $-6217.04     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| Simplify Government Money Market ETF  | Simplify Government Money Market ETF              | CUSIP: 82889N269<br>LEI: 529900UXSTJQHYE7H806 | Long             | STIV             | RF                | US        |    683000 | NS      | $68354640.00  | 64.32%            |  |  |  | No            |                  1 | On Loan: No      |
| GOLDMAN SACHS & CO. LLC               | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: FOR8UP27PHTHYVLBNG30 | N/A              | DE               | CORP              | US        |  -5000000 | NC      | $-11500.00    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        |  -2000000 | NC      | $-13418.26    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |   -650000 | NC      | $-17030.00    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        |  -2000000 | NC      | $-36007.60    | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        |  -3500000 | NC      | $-53949.35    | -0.05%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        |  -2000000 | NC      | $-12141.76    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        |  -2000000 | NC      | $-20080.34    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -3000000 | NC      | $-95100.00    | -0.09%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        |  -1000000 | NC      | $-6074.32     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        |  -2000000 | NC      | $-16980.70    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -1300000 | NC      | $-50180.00    | -0.05%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA SECURITIES INTERNATIONAL, INC. | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: OXTKY6Q8X53C9ILVV871 | N/A              | DE               | CORP              | US        |  -7500000 | NC      | $-243571.73   | -0.23%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |   -650000 | NC      | $-16120.00    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| TREASURY BILL                         | United States Treasury Bill                       | CUSIP: 912797QS9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |  21900000 | PA      | $21748354.76  | 20.46%            | 2025-12-04      | None          | 0.00%                 | No            |                  1 | On Loan: No      |
| GOLDMAN SACHS & CO. LLC               | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: FOR8UP27PHTHYVLBNG30 | N/A              | DE               | CORP              | US        |   -650000 | NC      | $-8840.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -2000000 | NC      | $-16400.00    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.             | S&P 500 INDEX                                     | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |       150 | NC      | $273750.00    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |   -650000 | NC      | $-15080.00    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |   -650000 | NC      | $-18850.00    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -1000000 | NC      | $-42400.00    | -0.04%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        |  -1000000 | NC      | $-4323.94     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        |   -650000 | NC      | $-6559.49     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -7500000 | NC      | $-292500.00   | -0.28%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -1500000 | NC      | $-64800.00    | -0.06%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK USA, NATIONAL ASSOCIATION   | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: 1IE8VN30JCEQV1H4R804 | N/A              | DE               | CORP              | US        |   -650000 | NC      | $-22035.00    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        |  -4500000 | NC      | $-33636.96    | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| DREYFUS TRSY OBLIG CASH M             | DREYFUS TRSY OBLIG CASH M                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |    368603 | NS      | $368602.97    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-11-26

**Name of Applicant:** Simplify Exchange Traded Funds

**Signature:** Paul Kim

**Name of Signer:** Paul Kim

**Title:** Trustee & President