# EDGAR Filing Document

**Accession Number:** 0000316595
**File Stem:** 0000316595-26-000005
**Filing Date:** 2026-3
**Character Count:** 2720
**Document Hash:** 7474173e5c714e7629cadb50b54fe693
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000316595-26-000005.hdr.sgml**: 20260304

**ACCESSION NUMBER**: 0000316595-26-000005

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260304

**DATE AS OF CHANGE**: 20260304

**EFFECTIVENESS DATE**: 20260304

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** OPAL SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0000316595

**ORGANIZATION NAME:**
- **EIN:** 232128781
- **STATE OF INCORPORATION:** PA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-24841
- **FILM NUMBER:** 26720499

**BUSINESS ADDRESS:**
- **STREET 1:** 251 W 30TH ST
- **STREET 2:** 5TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10001
- **BUSINESS PHONE:** 818-657-0288

**MAIL ADDRESS:**
- **STREET 1:** 340 NORTH WESTLAKE BLVD.,
- **STREET 2:** SUITE 160
- **CITY:** WESTLAKE VILLAGE
- **STATE:** CA
- **ZIP:** 91362

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SOUTHAMPTON INVESTMENT SERVICES INC.
- **DATE OF NAME CHANGE:** 20211201

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** OPAL SECURITIES, INC.
- **DATE OF NAME CHANGE:** 20211119

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SOUTHAMPTON INVESTMENT SERVICES INC.
- **DATE OF NAME CHANGE:** 20021016

### Attached PDF Documents

**Attachment 1:** `FINALFinancials2025Opal_1.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000316595

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** Yes

### Registrant Identification

**Name of Broker-Dealer:** OPAL SECURITIES, INC.

**Business Address:** 251 W 30TH ST, 5TH FLOOR, NEW YORK, NY, 10001

**Contact Person:** Richard Onesto

**Contact Phone:** 3478536534

### Independent Public Accountant Identification

**Accountant Name:** Brian  W. Anson

**Accountant Address:** 18455 Burbank Blvd Suite 404, Tarzana, CA, 91356

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Richard Onesto**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **OPAL SECURITIES, INC.**, as of **12-31-2025**, are true and correct.

**Signature:** Richard Onesto

**Title:** FINOP