# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0000910472-25-001652
**Filing Date:** 2025-9
**Character Count:** 58653
**Document Hash:** 39728971ea1e316a510ba6c515847e6e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-25-001652.hdr.sgml**: 20250929

**ACCESSION NUMBER**: 0000910472-25-001652

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250731

**FILED AS OF DATE**: 20250929

**DATE AS OF CHANGE**: 20250929

**PERIOD START**: 20251031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 251352811

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### Main Thematic Innovation ETF (Series ID: S000070451)

| Class ID   | Class Name                   | Ticker Symbol   |
|:---|:---|:---|
| C000223946 | Main Thematic Innovation ETF | TMAT            |

## Nport-Ex

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **MAIN SECTOR ROTATION ETF** | **MAIN SECTOR ROTATION ETF** | **MAIN SECTOR ROTATION ETF** | **MAIN SECTOR ROTATION ETF** | **MAIN SECTOR ROTATION ETF** | **MAIN SECTOR ROTATION ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **July 31, 2025** | **July 31, 2025** | **July 31, 2025** | **July 31, 2025** | **July 31, 2025** | **July 31, 2025** |
| **Shares** |  |  |  |  | **Fair Value** |
|  | **EXCHANGE-TRADED FUNDS — 99.3%** | **EXCHANGE-TRADED FUNDS — 99.3%** |  |  |  |
|  | **EQUITY - 99.3%** | **EQUITY - 99.3%** |  |  |  |
| 2988245 | Communication Services Select Sector SPDR Fund<sup>(a)</sup> |  |  |  | &nbsp;&nbsp;&nbsp; $320967395 |
| 896809 | Consumer Discretionary Select Sector SPDR Fund<sup>(a)</sup> |  |  |  | &nbsp;&nbsp;&nbsp; 198580417 |
| 5719963 | Financial Select Sector SPDR Fund |  |  |  | &nbsp;&nbsp;&nbsp; 299554462 |
| 1786672 | Health Care Select Sector SPDR Fund<sup>(a)</sup> |  |  |  | &nbsp;&nbsp;&nbsp; 233035629 |
| 114643 | Invesco QQQ Trust Series 1 |  |  |  | &nbsp;&nbsp;&nbsp; 64774441 |
| 1167698 | iShares Expanded Tech-Software Sector ETF<sup>(a),(b)</sup> |  |  |  | &nbsp;&nbsp;&nbsp; 130385159 |
| 615558 | iShares U.S. Home Construction ETF<sup>(a)</sup> |  |  |  | &nbsp;&nbsp;&nbsp; 59961505 |
| 2633546 | Technology Select Sector SPDR Fund |  |  |  | &nbsp;&nbsp;&nbsp; 691937877 |
| 439185 | VanEck Semiconductor ETF<sup>(a),(b)</sup> |  |  |  | &nbsp;&nbsp;&nbsp; 126827844 |
|  | **TOTAL EXCHANGE-TRADED FUNDS (Cost $1,800,095,840)** |  |  |  | &nbsp;&nbsp; 2126024729 |
|  | **SHORT-TERM INVESTMENTS — 22.8%** | **SHORT-TERM INVESTMENTS — 22.8%** |  |  |  |
|  | **COLLATERAL FOR SECURITIES LOANED - 22.1%** | **COLLATERAL FOR SECURITIES LOANED - 22.1%** |  |  |  |
| 473800060 | State Street Navigator Securities Lending Government Money Market Portfolio, 4.32% (Cost $473,800,060)<sup>(c),(d)</sup> |  |  |  | &nbsp;&nbsp;&nbsp; 473800060 |
|  | **MONEY MARKET FUNDS - 0.7%** | **MONEY MARKET FUNDS - 0.7%** |  |  |  |
| 15766817 | State Street Institutional Treasury Money Market Fund, Premier Class, 4.22% (Cost $15,766,817)<sup>(d)</sup> |  |  |  | &nbsp;&nbsp;&nbsp; 15766817 |
|  | **TOTAL SHORT-TERM INVESTMENTS (Cost $489,566,877)** | **TOTAL SHORT-TERM INVESTMENTS (Cost $489,566,877)** | **TOTAL SHORT-TERM INVESTMENTS (Cost $489,566,877)** |  | 489566877 |
|  | **TOTAL INVESTMENTS - 122.1% (Cost $2,289,662,717)** | **TOTAL INVESTMENTS - 122.1% (Cost $2,289,662,717)** |  |  | &nbsp;&nbsp;&nbsp; $2615591606 |
|  | **CALL OPTIONS WRITTEN - (0.1)% (Premiums received - $3,833,012)** | **CALL OPTIONS WRITTEN - (0.1)% (Premiums received - $3,833,012)** |  |  | &nbsp;&nbsp;&nbsp; (1320860) |
|  | **LIABILITIES IN EXCESS OF OTHER ASSETS - (22.0)%** | **LIABILITIES IN EXCESS OF OTHER ASSETS - (22.0)%** |  |  | &nbsp;&nbsp; (470906182) |
|  | **NET ASSETS - 100.0%** |  |  |  | &nbsp;&nbsp; $2143364564 |
| **Contracts<sup>(e)</sup>** |  |  |  |  |  |
|  | **WRITTEN INDEX OPTIONS - (0.1)%** | **Expiration Date** | **Exercise Price** | **Notional Value** | **Fair Value** |
|  | **CALL OPTIONS WRITTEN- (0.1)%** | **CALL OPTIONS WRITTEN- (0.1)%** |  |  |  |
| 844 | S&P 500 Index | 08/07/2025 | $6410 | &nbsp;&nbsp;&nbsp; $541004000 | &nbsp;&nbsp;&nbsp; $1320860 |
|  | **TOTAL INDEX OPTIONS WRITTEN (Premiums received - $3,833,012)** | **TOTAL INDEX OPTIONS WRITTEN (Premiums received - $3,833,012)** | **TOTAL INDEX OPTIONS WRITTEN (Premiums received - $3,833,012)** |  |  |

---

ETF - Exchange-Traded Fund <br> SPDR - Standard & Poor's Depositary Receipt <br>

<sup>(a)</sup> All or a portion of the security is on loan. The total fair value of the securities on loan as of July 31, 2025 was $481,857,121.

<sup>(b)</sup> Non-income producing security.

<sup>(c)</sup> Security was purchased with cash received as collateral for securities on loan at July 31, 2025. Total collateral had a value of $473,800,060 at July 31, 2025. Additional non-cash collateral received from the borrower not disclosed in the Schedule of Investments had a fair value of $20,879,042.

<sup>(d)</sup> Rate disclosed is the seven-day effective yield as of July 31, 2025.

<sup>(e)</sup> Each option contract allows the holder of the option to purchase or sell 100 shares of the underlying security.

---

| | | |
|:---|:---|:---|
| **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **July 31, 2025** | **July 31, 2025** | **July 31, 2025** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 99.5%** |  |
|  | **AEROSPACE & DEFENSE - 1.3%** |  |
| 8928 | AeroVironment, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; $2389490 |
|  | **AUTOMOTIVE - 1.6%** |  |
| 101928 | WeRide, Inc. - ADR<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 935699 |
| 109368 | XPeng, Inc. - ADR<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1991591 |
|  |  | &nbsp;&nbsp; 2927290 |
|  | **BANKING - 0.6%** |  |
| 92256 | NU Holdings Ltd., Class A<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1127368 |
|  | **BIOTECH & PHARMA - 6.5%** |  |
| 2976 | Argenx S.E. - ADR<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1994902 |
| 10416 | Ascendis Pharma A/S - ADR<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1807176 |
| 29016 | Bridgebio Pharma, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1371586 |
| 17112 | CRISPR Therapeutics A.G.<sup>(a)(b)</sup> | &nbsp;&nbsp;&nbsp; 962721 |
| 25296 | Guardant Health, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1036630 |
| 12648 | Insmed, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1356877 |
| 9672 | Krystal Biotech, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1488232 |
| 25296 | Legend Biotech Corporation - ADR<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 988315 |
| 7440 | Neurocrine Biosciences, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 954031 |
|  |  | &nbsp;&nbsp; 11960470 |
|  | **DIVERSIFIED INDUSTRIALS - 0.3%** |  |
| 4464 | Emerson Electric Company | &nbsp;&nbsp;&nbsp; 649557 |
|  | **E-COMMERCE DISCRETIONARY - 2.4%** |  |
| 12648 | eBay, Inc. | &nbsp;&nbsp;&nbsp; 1160454 |
| 44640 | JD.com, Inc. - ADR | &nbsp;&nbsp;&nbsp; 1405714 |
| 744 | MercadoLibre, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1766174 |
|  |  | &nbsp;&nbsp; 4332342 |
|  | **ELECTRICAL EQUIPMENT - 0.5%** |  |
| 47616 | Hesai Group - ADR<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 904704 |

---

---

| | | |
|:---|:---|:---|
| **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **July 31, 2025** | **July 31, 2025** | **July 31, 2025** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 99.5% (Continued)** |  |
|  | **ENTERTAINMENT CONTENT - 7.5%** |  |
| 2976 | AppLovin Corporation, Class A<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; $1162723 |
| 663648 | fuboTV, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 2641319 |
| 437472 | HUYA, Inc. - ADR | &nbsp;&nbsp;&nbsp; 1469906 |
| 22320 | ROBLOX Corporation, Class A<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 3075474 |
| 23064 | Sea Ltd. - ADR<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 3612975 |
| 8184 | Take-Two Interactive Software, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1822822 |
|  |  | &nbsp;&nbsp; 13785219 |
|  | **HEALTH CARE FACILITIES & SERVICES - 1.6%** |  |
| 14880 | GeneDx Holdings Corporation<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1517016 |
| 25296 | Tempus AI, Inc.<sup>(a)(b)</sup> | &nbsp;&nbsp;&nbsp; 1431501 |
|  |  | &nbsp;&nbsp; 2948517 |
|  | **INTERNET MEDIA & SERVICES - 4.9%** |  |
| 43896 | Nebius Group N.V., Class A<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 2389258 |
| 744 | Netflix, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 862594 |
| 128712 | Rumble, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1086329 |
| 158472 | Serve Robotics, Inc.<sup>(a)(b)</sup> | &nbsp;&nbsp;&nbsp; 1614830 |
| 1488 | Spotify Technology S.A.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 932292 |
| 51336 | Tencent Music Entertainment Group - ADR | &nbsp;&nbsp;&nbsp; 1077543 |
| 17112 | Trip.com Group Ltd. - ADR | &nbsp;&nbsp;&nbsp; 1060088 |
|  |  | &nbsp;&nbsp; 9022934 |
|  | **LEISURE FACILITIES & SERVICES - 3.2%** |  |
| 26784 | DraftKings, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1206351 |
| 5952 | Flutter Entertainment PLC<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1799052 |
| 155496 | Genius Sports Ltd.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1749330 |
| 95232 | Super Group SGHC Ltd. | &nbsp;&nbsp;&nbsp; 1023744 |
|  |  | &nbsp;&nbsp; 5778477 |
|  | **MACHINERY - 1.4%** |  |
| 28272 | ATS Corporation<sup>(a)(b)</sup> | &nbsp;&nbsp;&nbsp; 858055 |
| 1488 | Deere & Company | &nbsp;&nbsp;&nbsp; 780263 |
| 6696 | John Bean Technologies Corporation | &nbsp;&nbsp;&nbsp; 922708 |
|  |  | &nbsp;&nbsp; 2561026 |
|  | **MEDICAL EQUIPMENT & DEVICES - 3.8%** |  |
| 20088 | Globus Medical, Inc., Class A<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1057231 |
| 5208 | Insulet Corporation<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1501988 |

---

---

| | | |
|:---|:---|:---|
| **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **July 31, 2025** | **July 31, 2025** | **July 31, 2025** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 99.5% (Continued)** |  |
|  | **MEDICAL EQUIPMENT & DEVICES - 3.8% (Continued)** |  |
| 8928 | Natera, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; $1193316 |
| 28272 | PROCEPT BioRobotics Corporation<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1371475 |
| 32736 | Siemens Healthineers A.G. - ADR | &nbsp;&nbsp;&nbsp; 879289 |
| 10416 | Zimmer Biomet Holdings, Inc. | &nbsp;&nbsp;&nbsp; 954626 |
|  |  | &nbsp;&nbsp; 6957925 |
|  | **RETAIL - DISCRETIONARY - 1.1%** |  |
| 5208 | Carvana Company<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 2032005 |
|  | **SEMICONDUCTORS – 12.0%** |  |
| 8184 | Advanced Micro Devices, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1442921 |
| 16368 | Ambarella, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1081761 |
| 3720 | Analog Devices, Inc. | &nbsp;&nbsp;&nbsp; 835624 |
| 744 | ASML Holding N.V. - ADR | &nbsp;&nbsp;&nbsp; 516864 |
| 17856 | Astera Labs, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 2441451 |
| 11904 | Broadcom, Inc. | &nbsp;&nbsp;&nbsp; 3496205 |
| 15624 | Coherent Corporation<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1681142 |
| 11160 | Lam Research Corporation | &nbsp;&nbsp;&nbsp; 1058414 |
| 11904 | Micron Technology, Inc. | &nbsp;&nbsp;&nbsp; 1299203 |
| 38688 | NVIDIA Corporation | &nbsp;&nbsp;&nbsp; 6881435 |
| 52080 | Ouster, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1217630 |
|  |  | &nbsp;&nbsp; 21952650 |
|  | **SOFTWARE - 37.3%** |  |
| 78120 | ACV Auctions, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1110085 |
| 5952 | Circle Internet Group, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1092311 |
| 40175 | Cloudflare, Inc., Class A<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 8343543 |
| 16368 | Coreweave, Inc., Class A<sup>(a)(b)</sup> | &nbsp;&nbsp;&nbsp; 1868080 |
| 7439 | Crowdstrike Holdings, Inc., Class A<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 3381546 |
| 4464 | CyberArk Software Ltd.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1836802 |
| 11160 | Datadog, Inc., Class A<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1562177 |
| 79608 | Gen Digital, Inc. | &nbsp;&nbsp;&nbsp; 2347640 |
| 31992 | Gitlab, Inc., Class A<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1401570 |

---

---

| | | |
|:---|:---|:---|
| **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **July 31, 2025** | **July 31, 2025** | **July 31, 2025** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 99.5% (Continued)** |  |
|  | **SOFTWARE - 37.3% (Continued)** |  |
| 49848 | Global-e Online Ltd<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; $1652461 |
| 6696 | Guidewire Software, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1514769 |
| 2232 | Intuit, Inc. | &nbsp;&nbsp;&nbsp; 1752410 |
| 25296 | IonQ, Inc.<sup>(a)(b)</sup> | &nbsp;&nbsp;&nbsp; 1008552 |
| 23808 | Kaspi.KZ JSC - ADR | &nbsp;&nbsp;&nbsp; 1878451 |
| 5208 | Microsoft Corporation | &nbsp;&nbsp;&nbsp; 2778468 |
| 23808 | Oddity Tech Ltd.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1668227 |
| 23064 | Oracle Corporation | &nbsp;&nbsp;&nbsp; 5852950 |
| 9672 | Palantir Technologies, Inc., Class A<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1531561 |
| 18600 | Pegasystems, Inc. | &nbsp;&nbsp;&nbsp; 1092006 |
| 62496 | Quantum Computing, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 927441 |
| 58032 | Rubrik, Inc., Class A<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 5510138 |
| 97464 | SailPoint, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 2177346 |
| 78120 | SentinelOne, Inc., Class A<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1432721 |
| 14880 | Shopify, Inc., Class A<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1818485 |
| 17856 | Snowflake, Inc., Class A<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 3990816 |
| 85560 | SoundHound AI, Inc., Class A<sup>(a)(b)</sup> | &nbsp;&nbsp;&nbsp; 883835 |
| 22320 | Upstart Holdings, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1824437 |
| 5208 | Veeva Systems, Inc., Class A<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1480114 |
| 216504 | VTEX<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1292529 |
| 11903 | Zscaler, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 3399021 |
|  |  | &nbsp;&nbsp; 68410492 |
|  | **SPECIALTY FINANCE - 1.1%** |  |
| 90024 | SoFi Technologies, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 2032742 |
|  | **TECHNOLOGY HARDWARE - 3.4%** |  |
| 11904 | Cisco Systems, Inc. | &nbsp;&nbsp;&nbsp; 810424 |
| 21576 | Credo Technology Group Holding Ltd.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 2406803 |
| 66216 | D-Wave Quantum, Inc.<sup>(a)(b)</sup> | &nbsp;&nbsp;&nbsp; 1138253 |
| 255936 | Nokia OYJ - ADR<sup>(b)</sup> | &nbsp;&nbsp;&nbsp; 1044219 |
| 61008 | Rigetti Computing, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 884616 |
|  |  | &nbsp;&nbsp; 6284315 |
|  | **TECHNOLOGY SERVICES – 7.2%** |  |
| 139872 | Core Scientific, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1893867 |

---

---

| | | |
|:---|:---|:---|
| **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **July 31, 2025** | **July 31, 2025** | **July 31, 2025** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 99.5% (Continued)** |  |
|  | **TECHNOLOGY SERVICES – 7.2% (Continued)** |  |
| 16368 | CoStar Group, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; $1558070 |
| 170376 | Dlocal Ltd./Uruguay | &nbsp;&nbsp;&nbsp; 1748058 |
| 2232 | International Business Machines Corporation | &nbsp;&nbsp;&nbsp; 565031 |
| 90024 | MARA Holdings, Inc.<sup>(a)(b)</sup> | &nbsp;&nbsp;&nbsp; 1447586 |
| 68448 | Pagaya Technologies Ltd.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 2056861 |
| 91512 | Remitly Global, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1509948 |
| 6695 | Sezzle, Inc.<sup>(a)(b)</sup> | &nbsp;&nbsp;&nbsp; 1036654 |
| 27528 | Toast, Inc., Class A<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1344468 |
|  |  | &nbsp;&nbsp; 11266676 |
|  | **TELECOMMUNICATIONS - 1.8%** |  |
| 67704 | Galaxy Digital, Inc.<sup>(a)(b)</sup> | &nbsp;&nbsp;&nbsp; 1923809 |
| 174096 | Vnet Group, Inc. - ADR<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1446738 |
|  |  | &nbsp;&nbsp; 3370547 |
|  | **TOTAL COMMON STOCKS (Cost $161,350,696)** | &nbsp;&nbsp; 182588613 |
|  | **SHORT-TERM INVESTMENTS — 4.3%** |  |
|  | **COLLATERAL FOR SECURITIES LOANED - 3.8%** |  |
| 6898143 | State Street Navigator Securities Lending Government Money Market Portfolio, 4.32% (Cost $6,898,143)<sup>(c),(d)</sup> | &nbsp;&nbsp;&nbsp; 6898143 |
|  | **MONEY MARKET FUNDS - 0.5%** |  |
| 884374 | State Street Institutional Treasury Money Market Fund, Premier Class, 4.22% (Cost $884,374)<sup>(d)</sup> | &nbsp;&nbsp;&nbsp; 884374 |
|  | **TOTAL SHORT-TERM INVESTMENTS (Cost $7,782,517)** | 7782517 |
|  | **TOTAL INVESTMENTS - 103.8% (Cost $169,133,213)** | &nbsp;&nbsp;&nbsp; $190371130 |
|  | **LIABILITIES IN EXCESS OF OTHER ASSETS - (3.8)%** | &nbsp;&nbsp; (6896337) |
|  | **NET ASSETS - 100.0%** | &nbsp;&nbsp; $183474793 |

---

---

| | |
|:---|:---|
| ADR | - American Depositary Receipt |
| A/S | - Anonim Sirketi |
| Ltd. | - Limited Company |
| N.V. | - Naamioze Vennootschap |
| OYJ | - Julkinen osakeyhtiö |
| PLC | - Public Limited Company |
| S.A. | - Société Anonyme |

---

<sup>(a)</sup> Non-income producing security.

<sup>(b)</sup> All or a portion of the security is on loan. The total fair value of the securities on loan as of July 31, 2025 was $8,799,305.

<sup>(c)</sup> Security was purchased with cash received as collateral for securities on loan at July 31, 2025. Total collateral had a value of $6,898,143 at July 31, 2025. Additional non-cash collateral received from the borrower not disclosed in the Schedule of Investments had a fair value of $2,023,528.

<sup>(d)</sup> Rate disclosed is the seven-day effective yield as of July 31, 2025.

---

| | | |
|:---|:---|:---|
| **MAIN INTERNATIONAL ETF** | **MAIN INTERNATIONAL ETF** | **MAIN INTERNATIONAL ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **July 31, 2025** | **July 31, 2025** | **July 31, 2025** |
| **Shares** |  | **Fair Value** |
|  | **EXCHANGE-TRADED FUNDS — 99.5%** |  |
|  | **EQUITY - 99.5%** |  |
| 78000 | Franklin FTSE Canada ETF | &nbsp;&nbsp;&nbsp; $3242912 |
| 250436 | Franklin FTSE Mexico ETF<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 7363570 |
| 379600 | iShares Core MSCI Emerging Markets ETF | &nbsp;&nbsp;&nbsp; 22901268 |
| 702000 | iShares Core MSCI International Developed Markets ETF | &nbsp;&nbsp;&nbsp; 52544700 |
| 358136 | KraneShares CSI China Internet ETF | &nbsp;&nbsp;&nbsp; 12692340 |
| 219718 | SPDR Portfolio Emerging Markets ETF | &nbsp;&nbsp;&nbsp; 9450071 |
| 356200 | SPDR Portfolio Europe ETF | &nbsp;&nbsp;&nbsp; 16844698 |
| 91000 | Vanguard FTSE Pacific ETF | &nbsp;&nbsp;&nbsp; 7454720 |
|  | **TOTAL EXCHANGE-TRADED FUNDS (Cost $123,643,051)** | &nbsp;&nbsp; 132494279 |
|  | **SHORT-TERM INVESTMENTS — 0.6%** |  |
|  | **MONEY MARKET FUNDS - 0.6%** |  |
| 779867 | State Street Institutional Treasury Money Market Fund, Premier Class, 4.22% (Cost $779,867)<sup>(b)</sup> | &nbsp;&nbsp;&nbsp; 779867 |
|  | **TOTAL INVESTMENTS - 100.1% (Cost $124,422,918)** | &nbsp;&nbsp;&nbsp; $133274146 |
|  | **LIABILITIES IN EXCESS OF OTHER ASSETS - (0.1)%** | &nbsp;&nbsp; (116733) |
|  | **NET ASSETS - 100.0%** | &nbsp;&nbsp; $133157413 |

---

ETF - Exchange-Traded Fund <br> MSCI - Morgan Stanley Capital International <br> SPDR - Standard & Poor's Depositary Receipt

<sup>(a)</sup> Affiliated Company – Main International ETF holds in excess of 5% of outstanding voting securities of this security.

<sup>(b)</sup> Rate disclosed is the seven-day effective yield as of July 31, 2025.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** Main Thematic Innovation ETF

- **b. EDGAR series identifier (if any):** S000070451

- **c. LEI of Series:** 549300005DYZ5EYSHM58

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-10-31

- **b. Date as of which information is reported:** 2025-07-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $183620728.03

**Total Liabilities:** $145935.49

**Net Assets:** $183474792.54

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000223946 | 11.61%               | 12.52%               | 5.52%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $15743127.07                               |
| Month 2  | $274250.29               | $18871261.16                               |
| Month 3  | $14495607.43             | $-5651279.22                               |

### Schedule of Portfolio Investments

| Name                                        | Title                                | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   | Fair Value Level   | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| Mara Holdings Inc                           | MARA HOLDINGS IN                     | CUSIP: 565788106<br>LEI: 549300M8ISKPTX2W7F94 | Long             | EC               | CORP              | US        |     90024 | NS      | $1447585.92   | 0.79%             |  |  |  | No            | 1                  | On Loan: —       |
| Pagaya Technologies Ltd.                    | PAGAYA TECHNOL-A                     | CUSIP: M7S64L123<br>LEI: N/A                  | Long             | EC               | CORP              | IL        |     68448 | NS      | $2056862.40   | 1.12%             |  |  |  | No            | 1                  | On Loan: No      |
| NVIDIA Corp.                                | NVIDIA CORP                          | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |     38688 | NS      | $6881434.56   | 3.75%             |  |  |  | No            | 1                  | On Loan: No      |
| Deere & Company                             | DEERE & CO                           | CUSIP: 244199105<br>LEI: PWFTNG3EI0Y73OXWDH08 | Long             | EC               | CORP              | US        |      1488 | NS      | $780262.56    | 0.43%             |  |  |  | No            | 1                  | On Loan: No      |
| Kaspi.Kz JSC                                | JSC KASPI.KZ                         | CUSIP: 48581R205<br>LEI: 2549003YU6FARG8OAZ13 | Long             | EC               | CORP              | KZ        |     23808 | NS      | $1878451.20   | 1.02%             |  |  |  | No            | 1                  | On Loan: No      |
| Super Group Sghc Limited                    | SUPER GROUP SGHC                     | CUSIP: G8588X103<br>LEI: N/A                  | Long             | EC               | CORP              | GG        |     95232 | NS      | $1023744.00   | 0.56%             |  |  |  | No            | 1                  | On Loan: No      |
| Huya Inc.                                   | HUYA INC-ADR                         | CUSIP: 44852D108<br>LEI: 549300WPEZ00T1MABE80 | Long             | EC               | CORP              | KY        |    437472 | NS      | $1469905.92   | 0.80%             |  |  |  | No            | 1                  | On Loan: No      |
| AeroVironment, Inc.                         | AEROVIRONMENT IN                     | CUSIP: 008073108<br>LEI: 529900PGHVI29YLZ6221 | Long             | EC               | CORP              | US        |      8928 | NS      | $2389489.92   | 1.30%             |  |  |  | No            | 1                  | On Loan: No      |
| Shopify Inc                                 | SHOPIFY INC - A                      | CUSIP: 82509L107<br>LEI: 549300HGQ43STJLLP808 | Long             | EC               | CORP              | CA        |     14880 | NS      | $1818484.80   | 0.99%             |  |  |  | No            | 1                  | On Loan: No      |
| Circle Internet Group Inc.                  | CIRCLE INTERNET                      | CUSIP: 172573107<br>LEI: 254900HFVVR6NPMQVN93 | Long             | EC               | CORP              | US        |      5952 | NS      | $1092311.04   | 0.60%             |  |  |  | No            | 1                  | On Loan: No      |
| Nebius Group N.V.                           | NEBIUS GROUP NV                      | CUSIP: N97284108<br>LEI: 549300GGZHJ5Q1B18P93 | Long             | EC               | CORP              | NL        |     43896 | NS      | $2389259.28   | 1.30%             |  |  |  | No            | 1                  | On Loan: No      |
| Oracle Corp.                                | ORACLE CORP                          | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |     23064 | NS      | $5852951.28   | 3.19%             |  |  |  | No            | 1                  | On Loan: No      |
| JBT Marel Corp.                             | JBT MAREL CORP                       | CUSIP: 477839104<br>LEI: 5493007CT6ATBZ2L6826 | Long             | EC               | CORP              | US        |      6696 | NS      | $922708.80    | 0.50%             |  |  |  | No            | 1                  | On Loan: No      |
| Tencent Music Entertainment Group           | TENCENT MUSI-ADR                     | CUSIP: 88034P109<br>LEI: 213800XTZK2GOHQTYK41 | Long             | EC               | CORP              | KY        |     51336 | NS      | $1077542.64   | 0.59%             |  |  |  | No            | 1                  | On Loan: No      |
| Emerson Electric Co.                        | EMERSON ELEC CO                      | CUSIP: 291011104<br>LEI: FGLT0EWZSUIRRITFOA30 | Long             | EC               | CORP              | US        |      4464 | NS      | $649556.64    | 0.35%             |  |  |  | No            | 1                  | On Loan: No      |
| Genius Sports Limited                       | GENIUS SPORTS LT                     | CUSIP: G3934V109<br>LEI: N/A                  | Long             | EC               | CORP              | GG        |    155496 | NS      | $1749330.00   | 0.95%             |  |  |  | No            | 1                  | On Loan: No      |
| Nu Holdings Ltd.                            | NU HOLDINGS LT-A                     | CUSIP: G6683N103<br>LEI: 5493002DG1RHWK9W2X27 | Long             | EC               | CORP              | KY        |     92256 | NS      | $1127368.32   | 0.61%             |  |  |  | No            | 1                  | On Loan: No      |
| Serve Robotics Inc                          | SERVE ROBOTICS I                     | CUSIP: 81758H106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    158472 | NS      | $1614829.68   | 0.88%             |  |  |  | No            | 1                  | On Loan: —       |
| Remitly Global Inc.                         | REMIT GLOBAL INC                     | CUSIP: 75960P104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     91512 | NS      | $1509948.00   | 0.82%             |  |  |  | No            | 1                  | On Loan: No      |
| Cloudflare Inc                              | CLOUDFLARE INC-A                     | CUSIP: 18915M107<br>LEI: 5493007DY18BGNLDWU14 | Long             | EC               | CORP              | US        |     40175 | NS      | $8343544.00   | 4.55%             |  |  |  | No            | 1                  | On Loan: No      |
| DraftKings Inc.                             | DRAFTKINGS INC                       | CUSIP: 26142V105<br>LEI: 2549006G33IUL6IVOD83 | Long             | EC               | CORP              | US        |     26784 | NS      | $1206351.36   | 0.66%             |  |  |  | No            | 1                  | On Loan: No      |
| Krystal Biotech Inc                         | KRYSTAL BIOTECH                      | CUSIP: 501147102<br>LEI: 549300YONUY68210OE41 | Long             | EC               | CORP              | US        |      9672 | NS      | $1488230.64   | 0.81%             |  |  |  | No            | 1                  | On Loan: No      |
| Argenx SE                                   | ARGENX SE - ADR                      | CUSIP: 04016X101<br>LEI: 7245009C5FZE6G9ODQ71 | Long             | EC               | CORP              | NL        |      2976 | NS      | $1994902.08   | 1.09%             |  |  |  | No            | 1                  | On Loan: No      |
| Astera Labs Inc                             | ASTERA LABS INC                      | CUSIP: 04626A103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     17856 | NS      | $2441450.88   | 1.33%             |  |  |  | No            | 1                  | On Loan: No      |
| CRISPR Therapeutics AG                      | CRISPR THERAPEUT                     | CUSIP: H17182108<br>LEI: 506700O6IRRIQLT3W370 | Long             | EC               | CORP              | CH        |     17112 | NS      | $962721.12    | 0.52%             |  |  |  | No            | 1                  | On Loan: —       |
| Sofi Technologies Inc                       | SOFI TECHNOLOGIE                     | CUSIP: 83406F102<br>LEI: 549300SW81JCMVZDDY09 | Long             | EC               | CORP              | US        |     90024 | NS      | $2032741.92   | 1.11%             |  |  |  | No            | 1                  | On Loan: No      |
| Analog Devices Inc.                         | ANALOG DEVICES                       | CUSIP: 032654105<br>LEI: GYVOE5EZ4GDAVTU4CQ61 | Long             | EC               | CORP              | US        |      3720 | NS      | $835623.60    | 0.46%             |  |  |  | No            | 1                  | On Loan: No      |
| ASML Holding N.V.                           | ASML HOLDING-NY                      | CUSIP: N07059210<br>LEI: 724500Y6DUVHQD6OXN27 | Long             | EC               | CORP              | NL        |       744 | NS      | $516864.24    | 0.28%             |  |  |  | No            | 1                  | On Loan: No      |
| Bridgebio Pharma Inc                        | BRIDGEBIO PHARMA                     | CUSIP: 10806X102<br>LEI: 54930028YG89VTY2J114 | Long             | EC               | CORP              | US        |     29016 | NS      | $1371586.32   | 0.75%             |  |  |  | No            | 1                  | On Loan: No      |
| Ionq Inc                                    | IONQ INC                             | CUSIP: 46222L108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     25296 | NS      | $1008551.52   | 0.55%             |  |  |  | No            | 1                  | On Loan: —       |
| Broadcom Inc                                | BROADCOM INC                         | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |     11904 | NS      | $3496204.80   | 1.91%             |  |  |  | No            | 1                  | On Loan: No      |
| Tempus AI Inc.                              | TEMPUS AI INC                        | CUSIP: 88023B103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     25296 | NS      | $1431500.64   | 0.78%             |  |  |  | No            | 1                  | On Loan: —       |
| DLocal Limited                              | DLOCAL LTD                           | CUSIP: G29018101<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |    170376 | NS      | $1748057.76   | 0.95%             |  |  |  | No            | 1                  | On Loan: No      |
| SailPoint Inc.                              | SAILPOINT INC                        | CUSIP: 78781J109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     97464 | NS      | $2177345.76   | 1.19%             |  |  |  | No            | 1                  | On Loan: No      |
| Vtex                                        | VTEX -CLASS A                        | CUSIP: G9470A102<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |    216504 | NS      | $1292528.88   | 0.70%             |  |  |  | No            | 1                  | On Loan: No      |
| Take-Two Interactive Software Inc.          | TAKE-TWO INTERAC                     | CUSIP: 874054109<br>LEI: BOMSTHHJK882EWYX3334 | Long             | EC               | CORP              | US        |      8184 | NS      | $1822822.32   | 0.99%             |  |  |  | No            | 1                  | On Loan: No      |
| ATS Corporation (Canada)                    | ATS CORP                             | CUSIP: 00217Y104<br>LEI: 5493005KP4RP3IU7HQ41 | Long             | EC               | CORP              | CA        |     28272 | NS      | $858055.20    | 0.47%             |  |  |  | No            | 1                  | On Loan: —       |
| GeneDx Holdings Corp                        | GENEDX HOLDINGS                      | CUSIP: 81663L200<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     14880 | NS      | $1517016.00   | 0.83%             |  |  |  | No            | 1                  | On Loan: No      |
| BBH SWEEP VEHICLE                           | BBH SWEEP VEHICLE                    | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             |  | US        |     22136 | PA      | $22136.10     | 0.01%             |  |  |  | No            | 1                  | On Loan: No      |
| Trip.com Group Ltd.                         | TRIP.COM GRO-ADR                     | CUSIP: 89677Q107<br>LEI: 2549004RMYDSRQL4KW41 | Long             | EC               | CORP              | KY        |     17112 | NS      | $1060088.40   | 0.58%             |  |  |  | No            | 1                  | On Loan: No      |
| Quantum Computing Inc                       | QUANTUM COMPUTIN                     | CUSIP: 74766W108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     62496 | NS      | $927440.64    | 0.51%             |  |  |  | No            | 1                  | On Loan: No      |
| Rumble Inc                                  | RUMBLE INC                           | CUSIP: 78137L105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    128712 | NS      | $1086329.28   | 0.59%             |  |  |  | No            | 1                  | On Loan: No      |
| Cisco Systems, Inc.                         | CISCO SYSTEMS                        | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |     11904 | NS      | $810424.32    | 0.44%             |  |  |  | No            | 1                  | On Loan: No      |
| Globus Med Inc                              | GLOBUS MEDICAL I                     | CUSIP: 379577208<br>LEI: 5299003M2P4CIK0RF205 | Long             | EC               | CORP              | US        |     20088 | NS      | $1057231.44   | 0.58%             |  |  |  | No            | 1                  | On Loan: No      |
| Toast Inc                                   | TOAST INC-A                          | CUSIP: 888787108<br>LEI: 549300TN1PZNLCD4I551 | Long             | EC               | CORP              | US        |     27528 | NS      | $1344467.52   | 0.73%             |  |  |  | No            | 1                  | On Loan: No      |
| Microsoft Corp.                             | MICROSOFT CORP                       | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      5208 | NS      | $2778468.00   | 1.51%             |  |  |  | No            | 1                  | On Loan: No      |
| Intuit Inc                                  | INTUIT INC                           | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |      2232 | NS      | $1752410.16   | 0.96%             |  |  |  | No            | 1                  | On Loan: No      |
| XPeng Inc.                                  | XPENG INC-ADR                        | CUSIP: 98422D105<br>LEI: 549300TZNMIREMWQU857 | Long             | EC               | CORP              | KY        |    109368 | NS      | $1991591.28   | 1.09%             |  |  |  | No            | 1                  | On Loan: No      |
| Ambarella Inc                               | AMBARELLA INC                        | CUSIP: G037AX101<br>LEI: 254900XN7F4DG0CEKC02 | Long             | EC               | CORP              | KY        |     16368 | NS      | $1081761.12   | 0.59%             |  |  |  | No            | 1                  | On Loan: No      |
| Core Scientific Inc                         | CORE SCIENTIFIC                      | CUSIP: 21874A106<br>LEI: 549300NY2WTA02KF7L12 | Long             | EC               | CORP              | US        |    139872 | NS      | $1893866.88   | 1.03%             |  |  |  | No            | 1                  | On Loan: No      |
| CoreWeave Inc.                              | COREWEAVE I-CL A                     | CUSIP: 21873S108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     16368 | NS      | $1868079.84   | 1.02%             |  |  |  | No            | 1                  | On Loan: —       |
| Palantir Technologies Inc                   | PALANTIR TECHN-A                     | CUSIP: 69608A108<br>LEI: 549300UVN46B3BBDHO85 | Long             | EC               | CORP              | US        |      9672 | NS      | $1531561.20   | 0.83%             |  |  |  | No            | 1                  | On Loan: No      |
| Advanced Micro Devices Inc.                 | ADV MICRO DEVICE                     | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |      8184 | NS      | $1442921.04   | 0.79%             |  |  |  | No            | 1                  | On Loan: No      |
| N/A                                         | Cash Collateral Reinvestment Vehicle | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             |  | US        |         0 | NS      | $0.00         | 0.00%             |  |  |  | No            | N/A                | On Loan: No      |
| Zscaler Inc                                 | ZSCALER INC                          | CUSIP: 98980G102<br>LEI: 529900MZ0RTK1BWRNF46 | Long             | EC               | CORP              | US        |     11903 | NS      | $3399020.68   | 1.85%             |  |  |  | No            | 1                  | On Loan: No      |
| Neurocrine Biosciences Inc                  | NEUROCRINE BIOSC                     | CUSIP: 64125C109<br>LEI: 549300FECER0XBN49756 | Long             | EC               | CORP              | US        |      7440 | NS      | $954031.20    | 0.52%             |  |  |  | No            | 1                  | On Loan: No      |
| Netflix, Inc.                               | NETFLIX INC                          | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |       744 | NS      | $862593.60    | 0.47%             |  |  |  | No            | 1                  | On Loan: No      |
| Siemens Healthineers AG                     | SIEMENS HEAL-ADR                     | CUSIP: 82622J104<br>LEI: 529900QBVWXMWANH7H45 | Long             | EC               | CORP              | DE        |     32736 | NS      | $879288.96    | 0.48%             |  |  |  | No            | 1                  | On Loan: No      |
| Natera Inc.                                 | NATERA INC                           | CUSIP: 632307104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8928 | NS      | $1193316.48   | 0.65%             |  |  |  | No            | 1                  | On Loan: No      |
| Cyberark Software Ltd.                      | CYBERARK SOFTWAR                     | CUSIP: M2682V108<br>LEI: 529900YEXNDM894PWS93 | Long             | EC               | CORP              | IL        |      4464 | NS      | $1836802.08   | 1.00%             |  |  |  | No            | 1                  | On Loan: No      |
| Lam Research Corporation                    | LAM RESEARCH                         | CUSIP: 512807306<br>LEI: 549300I4GMO6D34U1T02 | Long             | EC               | CORP              | US        |     11160 | NS      | $1058414.40   | 0.58%             |  |  |  | No            | 1                  | On Loan: No      |
| SoundHound AI Inc                           | SOUNDHOUND AI-A                      | CUSIP: 836100107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     85560 | NS      | $883834.80    | 0.48%             |  |  |  | No            | 1                  | On Loan: —       |
| Procept Biorobotics Corp.                   | PROCEPT BIOROBOT                     | CUSIP: 74276L105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     28272 | NS      | $1371474.72   | 0.75%             |  |  |  | No            | 1                  | On Loan: No      |
| Gen Digital Inc                             | GEN DIGITAL INC                      | CUSIP: 668771108<br>LEI: YF6ZV0M6AU4FY94MK914 | Long             | EC               | CORP              | US        |     79608 | NS      | $2347639.92   | 1.28%             |  |  |  | No            | 1                  | On Loan: No      |
| Flutter Entertainment PLC                   | FLUTTER ENTER-DI                     | CUSIP: G3643J108<br>LEI: 635400EG4YIJLJMZJ782 | Long             | EC               | CORP              | IE        |      5952 | NS      | $1799051.52   | 0.98%             |  |  |  | No            | 1                  | On Loan: No      |
| Rigetti Computing Inc                       | RIGETTI COMPUTIN                     | CUSIP: 76655K103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     61008 | NS      | $884616.00    | 0.48%             |  |  |  | No            | 1                  | On Loan: No      |
| Costar Group Inc                            | COSTAR GROUP INC                     | CUSIP: 22160N109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     16368 | NS      | $1558069.92   | 0.85%             |  |  |  | No            | 1                  | On Loan: No      |
| JD.com Inc.                                 | JD.COM INC-ADR                       | CUSIP: 47215P106<br>LEI: 549300HVTWB0GJZ16V92 | Long             | EC               | CORP              | KY        |     44640 | NS      | $1405713.60   | 0.77%             |  |  |  | No            | 1                  | On Loan: No      |
| Credo Technology Group Holding Ltd          | CREDO TECHNOLOGY                     | CUSIP: G25457105<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |     21576 | NS      | $2406802.80   | 1.31%             |  |  |  | No            | 1                  | On Loan: No      |
| Legend Biotech Corporation                  | LEGEND BIOT-ADR                      | CUSIP: 52490G102<br>LEI: 254900EIUFZTW136H859 | Long             | EC               | CORP              | KY        |     25296 | NS      | $988314.72    | 0.54%             |  |  |  | No            | 1                  | On Loan: No      |
| VNET Group Inc.                             | VNET GROUP-ADR                       | CUSIP: 90138A103<br>LEI: 529900672GYJQ3T38I58 | Long             | EC               | CORP              | KY        |    174096 | NS      | $1446737.76   | 0.79%             |  |  |  | No            | 1                  | On Loan: No      |
| State Street Institutional Investment Trust | STATE STREET SWEEP                   | CUSIP: 857492888<br>LEI: 549300P1E098W6ES7M39 | Long             | STIV             | RF                | US        |    884374 | PA      | $884373.60    | 0.48%             |  |  |  | No            | 1                  | On Loan: No      |
| Guardant Health Inc                         | GUARDANT HEALTH                      | CUSIP: 40131M109<br>LEI: 254900M8C3E5VC8BR186 | Long             | EC               | CORP              | US        |     25296 | NS      | $1036630.08   | 0.56%             |  |  |  | No            | 1                  | On Loan: No      |
| Micron Technology Inc.                      | MICRON TECH                          | CUSIP: 595112103<br>LEI: B3DXGBC8GAIYWI2Z0172 | Long             | EC               | CORP              | US        |     11904 | NS      | $1299202.56   | 0.71%             |  |  |  | No            | 1                  | On Loan: No      |
| Roblox Corporation                          | ROBLOX CORP - A                      | CUSIP: 771049103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     22320 | NS      | $3075472.80   | 1.68%             |  |  |  | No            | 1                  | On Loan: No      |
| eBay Inc.                                   | EBAY INC                             | CUSIP: 278642103<br>LEI: OML71K8X303XQONU6T67 | Long             | EC               | CORP              | US        |     12648 | NS      | $1160454.00   | 0.63%             |  |  |  | No            | 1                  | On Loan: No      |
| SentinelOne Inc                             | SENTINELONE IN-A                     | CUSIP: 81730H109<br>LEI: 984500DCD44DBF954221 | Long             | EC               | CORP              | US        |     78120 | NS      | $1432720.80   | 0.78%             |  |  |  | No            | 1                  | On Loan: No      |
| Hesai Group                                 | HESAI GROUP                          | CUSIP: 428050108<br>LEI: 836800KOYHURQT1JZY11 | Long             | EC               | CORP              | KY        |     47616 | NS      | $904704.00    | 0.49%             |  |  |  | No            | 1                  | On Loan: No      |
| Mercadolibre Inc                            | MERCADOLIBRE INC                     | CUSIP: 58733R102<br>LEI: 549300DKPDN9M5S8GB14 | Long             | EC               | CORP              | US        |       744 | NS      | $1766174.16   | 0.96%             |  |  |  | No            | 1                  | On Loan: No      |
| Ascendis Pharma A/S                         | ASCENDIS PHA-ADR                     | CUSIP: 04351P101<br>LEI: 549300B66JN3W3J8GH73 | Long             | EC               | CORP              | DK        |     10416 | NS      | $1807176.00   | 0.98%             |  |  |  | No            | 1                  | On Loan: No      |
| Zimmer Biomet Holdings Inc                  | ZIMMER BIOMET HO                     | CUSIP: 98956P102<br>LEI: 2P2YLDVPES3BXQ1FRB91 | Long             | EC               | CORP              | US        |     10416 | NS      | $954626.40    | 0.52%             |  |  |  | No            | 1                  | On Loan: No      |
| Guidewire Software Inc                      | GUIDEWIRE SOFTWA                     | CUSIP: 40171V100<br>LEI: 549300WXSG0J8IXZCK32 | Long             | EC               | CORP              | US        |      6696 | NS      | $1514769.12   | 0.83%             |  |  |  | No            | 1                  | On Loan: No      |
| Pegasystems Inc                             | PEGASYSTEMS INC                      | CUSIP: 705573103<br>LEI: 549300FMCOKPL06FYN26 | Long             | EC               | CORP              | US        |     18600 | NS      | $1092006.00   | 0.60%             |  |  |  | No            | 1                  | On Loan: No      |
| Fubotv Inc.                                 | FUBOTV INC                           | CUSIP: 35953D104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    663648 | NS      | $2641319.04   | 1.44%             |  |  |  | No            | 1                  | On Loan: No      |
| Crowdstrike Holdings Inc                    | CROWDSTRIKE HO-A                     | CUSIP: 22788C105<br>LEI: 549300YBY08K9KM4HX32 | Long             | EC               | CORP              | US        |      7439 | NS      | $3381546.23   | 1.84%             |  |  |  | No            | 1                  | On Loan: No      |
| Coherent Corp                               | COHERENT CORP                        | CUSIP: 19247G107<br>LEI: 549300O5C25A0MMHHU33 | Long             | EC               | CORP              | US        |     15624 | NS      | $1681142.40   | 0.92%             |  |  |  | No            | 1                  | On Loan: No      |
| ACV Auctions Inc                            | ACV AUCTIONS-A                       | CUSIP: 00091G104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     78120 | NS      | $1110085.20   | 0.61%             |  |  |  | No            | 1                  | On Loan: No      |
| Datadog Inc                                 | DATADOG INC-A                        | CUSIP: 23804L103<br>LEI: 549300F6JNO0KRPO1K63 | Long             | EC               | CORP              | US        |     11160 | NS      | $1562176.80   | 0.85%             |  |  |  | No            | 1                  | On Loan: No      |
| Oddity Tech Ltd.                            | ODDITY TECH LTD                      | CUSIP: M7518J104<br>LEI: N/A                  | Long             | EC               | CORP              | IL        |     23808 | NS      | $1668226.56   | 0.91%             |  |  |  | No            | 1                  | On Loan: No      |
| WeRide Inc.                                 | WERIDE INC-ADR                       | CUSIP: 950915108<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |    101928 | NS      | $935699.04    | 0.51%             |  |  |  | No            | 1                  | On Loan: No      |
| Ouster Inc                                  | OUSTER INC                           | CUSIP: 68989M202<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     52080 | NS      | $1217630.40   | 0.66%             |  |  |  | No            | 1                  | On Loan: No      |
| Upstart Holdings Inc                        | UPSTART HOLDINGS                     | CUSIP: 91680M107<br>LEI: 549300WNB47JRNENIC75 | Long             | EC               | CORP              | US        |     22320 | NS      | $1824436.80   | 0.99%             |  |  |  | No            | 1                  | On Loan: No      |
| Global E Online Ltd                         | GLOBAL-E ONLINE                      | CUSIP: M5216V106<br>LEI: N/A                  | Long             | EC               | CORP              | IL        |     49848 | NS      | $1652461.20   | 0.90%             |  |  |  | No            | 1                  | On Loan: No      |
| Nokia Corp                                  | NOKIA CORP-ADR                       | CUSIP: 654902204<br>LEI: 549300A0JPRWG1KI7U06 | Long             | EC               | CORP              | FI        |    255936 | NS      | $1044218.88   | 0.57%             |  |  |  | No            | 1                  | On Loan: —       |
| Rubrik Inc.                                 | RUBRIK INC-A                         | CUSIP: 781154109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     58032 | NS      | $5510138.40   | 3.00%             |  |  |  | No            | 1                  | On Loan: No      |
| Applovin Corp.                              | APPLOVIN CO-CL A                     | CUSIP: 03831W108<br>LEI: 549300LLVXMUAOL3SQ07 | Long             | EC               | CORP              | US        |      2976 | NS      | $1162723.20   | 0.63%             |  |  |  | No            | 1                  | On Loan: No      |
| Gitlab Inc                                  | GITLAB INC-CL A                      | CUSIP: 37637K108<br>LEI: 9845004Y40FACG81ED49 | Long             | EC               | CORP              | US        |     31992 | NS      | $1401569.52   | 0.76%             |  |  |  | No            | 1                  | On Loan: No      |
| Carvana Co                                  | CARVANA CO                           | CUSIP: 146869102<br>LEI: 5493003WEAK2PJ5WS063 | Long             | EC               | CORP              | US        |      5208 | NS      | $2032005.36   | 1.11%             |  |  |  | No            | 1                  | On Loan: No      |
| Veeva Systems Inc                           | VEEVA SYSTEMS-A                      | CUSIP: 922475108<br>LEI: 549300YZEXPDB92M2F02 | Long             | EC               | CORP              | US        |      5208 | NS      | $1480113.60   | 0.81%             |  |  |  | No            | 1                  | On Loan: No      |
| Insulet Corporation                         | INSULET CORP                         | CUSIP: 45784P101<br>LEI: 549300TZTYD2PYN92D43 | Long             | EC               | CORP              | US        |      5208 | NS      | $1501987.20   | 0.82%             |  |  |  | No            | 1                  | On Loan: No      |
| Sea Ltd.                                    | SEA LTD-ADR                          | CUSIP: 81141R100<br>LEI: 529900OM6JLLW44YKI15 | Long             | EC               | CORP              | KY        |     23064 | NS      | $3612975.60   | 1.97%             |  |  |  | No            | 1                  | On Loan: No      |
| Sezzle Inc.                                 | SEZZLE INC                           | CUSIP: 78435P105<br>LEI: 9845000CA64541AE3I35 | Long             | EC               | CORP              | US        |      6695 | NS      | $1036653.80   | 0.57%             |  |  |  | No            | 1                  | On Loan: —       |
| Insmed Inc                                  | INSMED INC                           | CUSIP: 457669307<br>LEI: 529900Q55QAG41CCAC11 | Long             | EC               | CORP              | US        |     12648 | NS      | $1356877.44   | 0.74%             |  |  |  | No            | 1                  | On Loan: No      |
| Spotify Technology S.A.                     | SPOTIFY TECHNOLO                     | CUSIP: L8681T102<br>LEI: 549300B4X0JHWV0DTD60 | Long             | EC               | CORP              | LU        |      1488 | NS      | $932291.52    | 0.51%             |  |  |  | No            | 1                  | On Loan: No      |
| Snowflake Inc                               | SNOWFLAKE INC                        | CUSIP: 833445109<br>LEI: 254900CJNSY1K7T53Z16 | Long             | EC               | CORP              | US        |     17856 | NS      | $3990816.00   | 2.18%             |  |  |  | No            | 1                  | On Loan: No      |
| D-Wave Quantum Inc.                         | D-WAVE QUANTUM I                     | CUSIP: 26740W109<br>LEI: 5493001U37G4PRD4GW95 | Long             | EC               | CORP              | US        |     66216 | NS      | $1138253.04   | 0.62%             |  |  |  | No            | 1                  | On Loan: —       |
| Galaxy Digital Inc.                         | GALAXY DIGITAL I                     | CUSIP: 36317J209<br>LEI: 9845001C4070E5N07806 | Long             | EC               | CORP              | US        |     67704 | NS      | $1923809.16   | 1.05%             |  |  |  | No            | 1                  | On Loan: —       |
| International Business Machines Corp.       | IBM                                  | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | EC               | CORP              | US        |      2232 | NS      | $565030.80    | 0.31%             |  |  |  | No            | 1                  | On Loan: No      |

### Signature

**Date Signed:** 2025-08-28

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer