# EDGAR Filing Document

**Accession Number:** 0001537140
**File Stem:** 0000910472-26-007957
**Filing Date:** 2026-5
**Character Count:** 9505
**Document Hash:** 4accf27fb5c2e7615bec50fc9d677f91
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-26-007957.hdr.sgml**: 20260528

**ACCESSION NUMBER**: 0000910472-26-007957

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260528

**DATE AS OF CHANGE**: 20260528

**PERIOD START**: 20260930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NORTHERN LIGHTS FUND TRUST III
- **CENTRAL INDEX KEY:** 0001537140

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22655
- **FILM NUMBER:** 261033172

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 631-470-2621

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68130

## Series and Classes Contracts Data

### RESQ Dynamic Allocation Fund (Series ID: S000043340)

| Class ID   | Class Name                             | Ticker Symbol   |
|:---|:---|:---|
| C000134182 | RESQ Dynamic Allocation Class A Shares | RQEAX           |
| C000134183 | RESQ Dynamic Allocation Class I Shares | RQEIX           |
| C000145676 | RESQ Dynamic Allocation Class C Shares | RQECX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** NORTHERN LIGHTS FUND TRUST III

- **b. Investment Company Act file number:** 811-22655

- **c. CIK number of Registrant:** 0001537140

- **d. LEI of Registrant:** 549300PPUECJSQFBYV98

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** RESQ Dynamic Allocation Fund

- **b. EDGAR series identifier (if any):** S000043340

- **c. LEI of Series:** 549300OXGDLG4LGGNL46

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-09-30

- **b. Date as of which information is reported:** 2026-03-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $35479941.59

**Total Liabilities:** $57431.90

**Net Assets:** $35422509.69

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000134182 | 1.56%                | -0.18%               | -2.22%               |
| Class ID C000134183 | 1.57%                | -0.09%               | -2.17%               |
| Class ID C000145676 | 1.38%                | -0.10%               | -2.34%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $110778.10               | $472849.22                                 |
| Month 2  | $-101678.00              | $92116.98                                  |
| Month 3  | $-160484.00              | $-701070.17                                |

### Schedule of Portfolio Investments

| Name                      | Title            | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Barclays Bank plc         | IPATH SERIES B   | CUSIP: 06748M196<br>LEI: G5GSEF7VJP5I7OUK5573 | Long             | EC               | RF                | GB        |      4500 | NS      | $160650.00    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Direxion Shares ETF Trust | DI DA SE BE 3E-U | CUSIP: 25460E190<br>LEI: 549300M501IVJM50FG12 | Long             | EC               | RF                | US        |     40000 | NS      | $1619600.00   | 4.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Direxion Shares ETF Trust | DR DL TCH B3X-UI | CUSIP: 25461A494<br>LEI: 549300M501IVJM50FG12 | Long             | EC               | RF                | US        |     20000 | NS      | $412800.00    | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Funds Inc. | FRST AM-GV OB-X  | CUSIP: 31846V336<br>LEI: 549300J5J5SJCZ9IA369 | Long             | STIV             | RF                | US        |  15415142 | PA      | $15415142.22  | 43.52%            |  |  |  | No            |                  1 | On Loan: No      |
| Ishares Inc               | ISHARES MSCI SPA | CUSIP: 464286764<br>LEI: 549300MGJZCNMJLBAJ67 | Long             | EC               | RF                | US        |     11200 | NS      | $608272.00    | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Trust             | ISHARES US UTILI | CUSIP: 464287697<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |      9100 | NS      | $1056601.00   | 2.98%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Trust             | ISHARES MSCI ACW | CUSIP: 464288257<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |     27200 | NS      | $3763664.00   | 10.63%            |  |  |  | No            |                  1 | On Loan: No      |
| ProShares Trust           | PROSHARES UL SHO | CUSIP: 74350P675<br>LEI: 5493005D9DS7C1P5AM59 | Long             | EC               | RF                | US        |      2900 | NS      | $233421.00    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust  | SS MATERIALS ETF | CUSIP: 81369Y100<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |      4400 | NS      | $219868.00    | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust  | SS HEALTH CARE   | CUSIP: 81369Y209<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |      7263 | NS      | $1064828.43   | 3.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust  | SS CONSUMER STPL | CUSIP: 81369Y308<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |      6900 | NS      | $565662.00    | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust  | SS CONSUMER DISC | CUSIP: 81369Y407<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |      9800 | NS      | $1068004.00   | 3.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust  | SS ENERGY SELECT | CUSIP: 81369Y506<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |      7700 | NS      | $471702.00    | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust  | SS FINANCIAL SEL | CUSIP: 81369Y605<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |     26200 | NS      | $1293494.00   | 3.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust  | SS INDUSTRIAL    | CUSIP: 81369Y704<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |      5900 | NS      | $954207.00    | 2.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust  | SS TECH SEL SECT | CUSIP: 81369Y803<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |     22600 | NS      | $3003540.00   | 8.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust  | SS COMM SLCT ETF | CUSIP: 81369Y852<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |      8200 | NS      | $909052.00    | 2.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust  | SS REAL ESTATE   | CUSIP: 81369Y860<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |      4800 | NS      | $195984.00    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Vanguard Index Funds      | VANGUARD S&P 500 | CUSIP: 922908363<br>LEI: 549300G6KNDK44WUN559 | Long             | EC               | RF                | US        |      4000 | NS      | $2390200.00   | 6.75%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-04-28

**Name of Applicant:** NORTHERN LIGHTS FUND TRUST III

**Signature:** Rich Gleason

**Name of Signer:** Rich Gleason

**Title:** Treasurer