# EDGAR Filing Document

**Accession Number:** 0001913464
**File Stem:** 0001162044-23-000179
**Filing Date:** 2023-2
**Character Count:** 19261
**Document Hash:** 1e01ab3684109335e3238d9ff9d3933f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001162044-23-000179.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0001162044-23-000179

**CONFORMED SUBMISSION TYPE**: 13F-HR/A

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230213

**EFFECTIVENESS DATE**: 20230213

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AlphaCentric Advisors LLC
- **CENTRAL INDEX KEY:** 0001913464
- **IRS NUMBER:** 465098493
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22335
- **FILM NUMBER:** 23616582

**BUSINESS ADDRESS:**
- **STREET 1:** 53 PALMERAS ST
- **CITY:** SAN JUAN
- **STATE:** PR
- **ZIP:** 00901
- **BUSINESS PHONE:** 631-629-4907

**MAIL ADDRESS:**
- **STREET 1:** 53 PALMERAS ST
- **CITY:** SAN JUAN
- **STATE:** PR
- **ZIP:** 00901

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [x] **Amendment Number:** 1

**This Amendment (Check only one.):** [x] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** AlphaCentric Advisors LLC<br>**Address:** 53 Palmeras St<br>San Juan, PR 00901

**Form 13F File Number:** 028-22335

**CRD Number (if applicable):** 000170679

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Robert Glass<br>**Title:** CCO<br>**Phone:** 631-629-4907

**Signature, Place, and Date of Signing:**

Robert Glass  Huntington, NY  02-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 165

**Form 13F Information Table Value Total:** $101213512

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 2SEVENTY BIO INC | COMMON STOCK | 901384107 |  | 1686600 | 180000 | SH |  | OTR |  | 0 | 180000 | 0 |
| ABBVIE INC | COM | 00287Y109 |  | 273606 | 1693 | SH |  | OTR |  | 0 | 1693 | 0 |
| ACADIA PHARMACEUTICALS INC | COM | 004225108 |  | 796000 | 50000 | SH |  | OTR |  | 0 | 50000 | 0 |
| ACCURAY INC | COM | 004397105 |  | 731500 | 350000 | SH |  | OTR |  | 0 | 350000 | 0 |
| ADC THERAPEUTICS SA | SHS | H0036K147 |  | 1142400 | 297500 | SH |  | OTR |  | 0 | 297500 | 0 |
| AEROVIRONMENT INC | COM | 008073108 |  | 1284900 | 15000 | SH |  | OTR |  | 0 | 15000 | 0 |
| AFLAC INC | COM | 001055102 |  | 284451 | 3954 | SH |  | OTR |  | 0 | 3954 | 0 |
| AGNC INVT CORP | COM | 00123Q104 |  | 959921 | 92746 | SH |  | OTR |  | 0 | 92746 | 0 |
| AIRSCULPT TECHNOLOGIES INC | COM | 009496100 |  | 1332000 | 360000 | SH |  | OTR |  | 0 | 360000 | 0 |
| ALBEMARLE CORP | COM | 012653101 |  | 45541 | 210 | SH |  | OTR |  | 0 | 210 | 0 |
| ALLIED MOTION TECHNOLOGIES I | COM | 019330109 |  | 1305375 | 37500 | SH |  | OTR |  | 0 | 37500 | 0 |
| AMARIN CORP PLC | SPONS ADR NEW | 023111206 |  | 605000 | 500000 | SH |  | OTR |  | 0 | 500000 | 0 |
| AMERICAN INTL GROUP INC | COM NEW | 026874784 |  | 287552 | 4547 | SH |  | OTR |  | 0 | 4547 | 0 |
| AMERISOURCEBERGEN CORP | COM | 03073E105 |  | 278061 | 1678 | SH |  | OTR |  | 0 | 1678 | 0 |
| AMETEK INC NEW | COM | 031100100 |  | 1047900 | 7500 | SH |  | OTR |  | 0 | 7500 | 0 |
| AMGEN INC | COM | 031162100 |  | 260539 | 992 | SH |  | OTR |  | 0 | 992 | 0 |
| AMRYT PHARMA PLC | SPONSORED ADS | 03217L106 |  | 591300 | 81000 | SH |  | OTR |  | 0 | 81000 | 0 |
| ANNALY CAPITAL MANAGEMENT IN | COM NEW | 035710839 |  | 790500 | 37500 | SH |  | OTR |  | 0 | 37500 | 0 |
| ANTERO RES CORP | COM | 03674X106 |  | 108558 | 3503 | SH |  | OTR |  | 0 | 3503 | 0 |
| APA CORPORATION | COM | 03743Q108 |  | 540134 | 11571 | SH |  | OTR |  | 0 | 11571 | 0 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 |  | 288114 | 3103 | SH |  | OTR |  | 0 | 3103 | 0 |
| ARCUTIS BIOTHERAPEUTICS INC | COM | 03969K108 |  | 1161800 | 78500 | SH |  | OTR |  | 0 | 78500 | 0 |
| AURINIA PHARMACEUTICALS INC | COM | 05156V102 |  | 1522800 | 352500 | SH |  | OTR |  | 0 | 352500 | 0 |
| AUTONATION INC | COM | 05329W102 |  | 94531 | 881 | SH |  | OTR |  | 0 | 881 | 0 |
| AVEANNA HEALTHCARE HLDGS INC | COM | 05356F105 |  | 656760 | 842000 | SH |  | OTR |  | 0 | 842000 | 0 |
| AVIS BUDGET GROUP | COM | 053774105 |  | 87047 | 531 | SH |  | OTR |  | 0 | 531 | 0 |
| BERKLEY W R CORP | COM | 084423102 |  | 277798 | 3828 | SH |  | OTR |  | 0 | 3828 | 0 |
| BIO RAD LABS INC | CL A | 090572207 |  | 1429666 | 3400 | SH |  | OTR |  | 0 | 3400 | 0 |
| BIOCRYST PHARMACEUTICALS INC | COM | 09058V103 |  | 1435000 | 125000 | SH |  | OTR |  | 0 | 125000 | 0 |
| BIOXCEL THERAPEUTICS INC | COM | 09075P105 |  | 1074000 | 50000 | SH |  | OTR |  | 0 | 50000 | 0 |
| BLACKROCK MUNIYILD QULT FD I | COM | 09254F100 |  | 116000 | 10000 | SH |  | OTR |  | 0 | 10000 | 0 |
| BRISTOL MYERS SQUIBB CO | COM | 110122108 |  | 253120 | 3518 | SH |  | OTR |  | 0 | 3518 | 0 |
| BUILDERS FIRSTSOURCE INC | COM | 12008R107 |  | 105625 | 1628 | SH |  | OTR |  | 0 | 1628 | 0 |
| CABOT OIL  GAS CORP | COM | 127097103 |  | 432579 | 17606 | SH |  | OTR |  | 0 | 17606 | 0 |
| CANADIAN NAT RES LTD | COM | 136385101 |  | 108728 | 1958 | SH |  | OTR |  | 0 | 1958 | 0 |
| CELLDEX THERAPEUTICS INC NEW | COM NEW | 15117B202 |  | 668550 | 15000 | SH |  | OTR |  | 0 | 15000 | 0 |
| CENOVUS ENERGY INC | COM | 15135U109 |  | 331135 | 17060 | SH |  | OTR |  | 0 | 17060 | 0 |
| CF INDS HLDGS INC | COM | 125269100 |  | 210274 | 2468 | SH |  | OTR |  | 0 | 2468 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 262594 | 1463 | SH |  | OTR |  | 0 | 1463 | 0 |
| CIGNA CORP NEW | COM | 125523100 |  | 426435 | 1287 | SH |  | OTR |  | 0 | 1287 | 0 |
| CINCOR PHARMA INC | COM | 17240Y109 |  | 860300 | 70000 | SH |  | OTR |  | 0 | 70000 | 0 |
| CLEVELAND CLIFFS INC | COM | 185899101 |  | 80759 | 5013 | SH |  | OTR |  | 0 | 5013 | 0 |
| COCA COLA CO | COM | 191216100 |  | 252086 | 3963 | SH |  | OTR |  | 0 | 3963 | 0 |
| COHERUS BIOSCIENCES INC | COM | 19249H103 |  | 1485000 | 187500 | SH |  | OTR |  | 0 | 187500 | 0 |
| COLLEGIUM PHARMACEUTICAL INC | COM | 19459J104 |  | 1148400 | 49500 | SH |  | OTR |  | 0 | 49500 | 0 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 505276 | 4282 | SH |  | OTR |  | 0 | 4282 | 0 |
| CVS CAREMARK CORPORATION | COM | 126650100 |  | 124595 | 1337 | SH |  | OTR |  | 0 | 1337 | 0 |
| D R HORTON INC | COM | 23331A109 |  | 267420 | 3000 | SH |  | OTR |  | 0 | 3000 | 0 |
| DATADOG INC | CL A COM | 23804L103 |  | 36750 | 500 | SH |  | OTR |  | 0 | 500 | 0 |
| DEVON ENERGY CORP NEW | COM | 25179M103 |  | 52037 | 846 | SH |  | OTR |  | 0 | 846 | 0 |
| DIAMONDBACK ENERGY INC | COM | 25278X109 |  | 391601 | 2863 | SH |  | OTR |  | 0 | 2863 | 0 |
| DOCGO INC | COM | 256086109 |  | 777700 | 110000 | SH |  | OTR |  | 0 | 110000 | 0 |
| DOW INC | COM | 260557103 |  | 99772 | 1980 | SH |  | OTR |  | 0 | 1980 | 0 |
| DRAGANFLY INC. | COM NEW | 26142Q205 |  | 222000 | 300000 | SH |  | OTR |  | 0 | 300000 | 0 |
| DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 |  | 383040 | 36000 | SH |  | OTR |  | 0 | 36000 | 0 |
| DYNEX CAP INC | COM | 26817Q886 |  | 1063265 | 83590 | SH |  | OTR |  | 0 | 83590 | 0 |
| ELANCO ANIMAL HEALTH INC | COM | 28414H103 |  | 1252550 | 102500 | SH |  | OTR |  | 0 | 102500 | 0 |
| ELLINGTON FINANCIAL INC | COM | 28852N109 |  | 2042955 | 165154 | SH |  | OTR |  | 0 | 165154 | 0 |
| EMBECTA CORP | COMMON STOCK | 29082K105 |  | 126450 | 5000 | SH |  | OTR |  | 0 | 5000 | 0 |
| ENACT HLDGS INC | COM | 29249E109 |  | 611852 | 25367 | SH |  | OTR |  | 0 | 25367 | 0 |
| ENPHASE ENERGY INC | COM | 29355A107 |  | 46368 | 175 | SH |  | OTR |  | 0 | 175 | 0 |
| EOG RES INC | COM | 26875P101 |  | 165008 | 1274 | SH |  | OTR |  | 0 | 1274 | 0 |
| EQT CORP | COM | 26884L109 |  | 230619 | 6817 | SH |  | OTR |  | 0 | 6817 | 0 |
| EXELIXIS INC | COM | 30161Q104 |  | 529320 | 33000 | SH |  | OTR |  | 0 | 33000 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 487416 | 4419 | SH |  | OTR |  | 0 | 4419 | 0 |
| FULGENT GENETICS INC | COM | 359664109 |  | 1176310 | 39500 | SH |  | OTR |  | 0 | 39500 | 0 |
| GALAPAGOS NV | SPON ADR | 36315X101 |  | 1886150 | 42500 | SH |  | OTR |  | 0 | 42500 | 0 |
| GENERAL MLS INC | COM | 370334104 |  | 296494 | 3536 | SH |  | OTR |  | 0 | 3536 | 0 |
| GENUINE PARTS CO | COM | 372460105 |  | 267032 | 1539 | SH |  | OTR |  | 0 | 1539 | 0 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 729725 | 8500 | SH |  | OTR |  | 0 | 8500 | 0 |
| GLOBE LIFE INC | COM | 37959E102 |  | 284257 | 2358 | SH |  | OTR |  | 0 | 2358 | 0 |
| GLOBUS MED INC | CL A | 379577208 |  | 742700 | 10000 | SH |  | OTR |  | 0 | 10000 | 0 |
| GSK PLC | SPONSORED ADR | 37733W204 |  | 2143540 | 61000 | SH |  | OTR |  | 0 | 61000 | 0 |
| HARTFORD FINL SVCS GROUP INC | COM | 416515104 |  | 142788 | 1883 | SH |  | OTR |  | 0 | 1883 | 0 |
| HENRY JACK  ASSOC INC | COM | 426281101 |  | 268958 | 1532 | SH |  | OTR |  | 0 | 1532 | 0 |
| HERSHEY CO | COM | 427866108 |  | 264916 | 1144 | SH |  | OTR |  | 0 | 1144 | 0 |
| HESS CORP | COM | 42809H107 |  | 56870 | 401 | SH |  | OTR |  | 0 | 401 | 0 |
| HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 |  | 271527 | 17013 | SH |  | OTR |  | 0 | 17013 | 0 |
| HF SINCLAIR CORP | COM | 403949100 |  | 233194 | 4494 | SH |  | OTR |  | 0 | 4494 | 0 |
| HORIZON THERAPEUTICS PUB L | SHS | G46188101 |  | 2901900 | 25500 | SH |  | OTR |  | 0 | 25500 | 0 |
| HP INC | COM | 40434L105 |  | 95603 | 3558 | SH |  | OTR |  | 0 | 3558 | 0 |
| IMPERIAL OIL LTD | COM NEW | 453038408 |  | 264707 | 5431 | SH |  | OTR |  | 0 | 5431 | 0 |
| INMODE LTD | SHS | M5425M103 |  | 357000 | 10000 | SH |  | OTR |  | 0 | 10000 | 0 |
| INNOVIVA INC | COM | 45781M101 |  | 993750 | 75000 | SH |  | OTR |  | 0 | 75000 | 0 |
| INSMED INC | COM PAR $.01 | 457669307 |  | 399600 | 20000 | SH |  | OTR |  | 0 | 20000 | 0 |
| INTRA CELLULAR THERAPIES INC | COM | 46116X101 |  | 396900 | 7500 | SH |  | OTR |  | 0 | 7500 | 0 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 |  | 1326750 | 5000 | SH |  | OTR |  | 0 | 5000 | 0 |
| ISTAR INC | COM | 45031U101 |  | 386208 | 50617 | SH |  | OTR |  | 0 | 50617 | 0 |
| JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 |  | 557585 | 3500 | SH |  | OTR |  | 0 | 3500 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 281933 | 1596 | SH |  | OTR |  | 0 | 1596 | 0 |
| KELLOGG CO | COM | 487836108 |  | 254968 | 3579 | SH |  | OTR |  | 0 | 3579 | 0 |
| KINIKSA PHARMACEUTICALS LTD | COM CL A | G5269C101 |  | 674100 | 45000 | SH |  | OTR |  | 0 | 45000 | 0 |
| KNIGHTSCOPE INC | CLASS A COM | 49907V102 |  | 472500 | 250000 | SH |  | OTR |  | 0 | 250000 | 0 |
| LANTHEUS HLDGS INC | COM | 516544103 |  | 866320 | 17000 | SH |  | OTR |  | 0 | 17000 | 0 |
| LENNAR CORP | CL A | 526057104 |  | 440464 | 4867 | SH |  | OTR |  | 0 | 4867 | 0 |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 |  | 108852 | 1311 | SH |  | OTR |  | 0 | 1311 | 0 |
| MAINSTAY MACKAY DEFINEDTERM | COM | 56064K100 |  | 417560 | 26000 | SH |  | OTR |  | 0 | 26000 | 0 |
| MARATHON OIL CORP | COM | 565849106 |  | 301641 | 11143 | SH |  | OTR |  | 0 | 11143 | 0 |
| MARATHON PETE CORP | COM | 56585A102 |  | 560883 | 4819 | SH |  | OTR |  | 0 | 4819 | 0 |
| MARVELL TECHNOLOGY INC | COM | 573874104 |  | 35151 | 949 | SH |  | OTR |  | 0 | 949 | 0 |
| MCKESSON CORP | COM | 58155Q103 |  | 278714 | 743 | SH |  | OTR |  | 0 | 743 | 0 |
| MEDTRONIC PLC | SHS | G5960L103 |  | 310880 | 4000 | SH |  | OTR |  | 0 | 4000 | 0 |
| METLIFE INC | COM | 59156R108 |  | 149227 | 2062 | SH |  | OTR |  | 0 | 2062 | 0 |
| MFA FINL INC | COM | 55272X607 |  | 1558566 | 158230 | SH |  | OTR |  | 0 | 158230 | 0 |
| MGIC INVT CORP WIS | COM | 552848103 |  | 700700 | 53900 | SH |  | OTR |  | 0 | 53900 | 0 |
| MICROBOT MED INC | COM NEW | 59503A204 |  | 301000 | 100000 | SH |  | OTR |  | 0 | 100000 | 0 |
| MIRATI THERAPEUTICS INC | COM | 60468T105 |  | 634340 | 14000 | SH |  | OTR |  | 0 | 14000 | 0 |
| MOBILEYE GLOBAL INC | COMMON CLASS A | 60741F104 |  | 876500 | 25000 | SH |  | OTR |  | 0 | 25000 | 0 |
| MONOLITHIC PWR SYS INC | COM | 609839105 |  | 44555 | 126 | SH |  | OTR |  | 0 | 126 | 0 |
| MORPHOSYS AG | SPONSORED ADS | 617760202 |  | 662300 | 185000 | SH |  | OTR |  | 0 | 185000 | 0 |
| MOSAIC CO NEW | COM | 61945C103 |  | 322795 | 7358 | SH |  | OTR |  | 0 | 7358 | 0 |
| MR COOPER GROUP INC | COM | 62482R107 |  | 2278983 | 56790 | SH |  | OTR |  | 0 | 56790 | 0 |
| NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 |  | 4017181 | 491699 | SH |  | OTR |  | 0 | 491699 | 0 |
| NEW YORK MTG TR INC | COM PAR $.02 | 649604501 |  | 1525071 | 595731 | SH |  | OTR |  | 0 | 595731 | 0 |
| NOVAVAX INC | COM NEW | 670002401 |  | 1079400 | 105000 | SH |  | OTR |  | 0 | 105000 | 0 |
| NUCOR CORP | COM | 670346105 |  | 255580 | 1939 | SH |  | OTR |  | 0 | 1939 | 0 |
| NUVALENT INC | COM | 670703107 |  | 461590 | 15500 | SH |  | OTR |  | 0 | 15500 | 0 |
| NUVATION BIO INC | COM CL A | 67080N101 |  | 624000 | 325000 | SH |  | OTR |  | 0 | 325000 | 0 |
| NUVEEN MUN CR OPPORTUNITIES | COM | 670663103 |  | 236835 | 21550 | SH |  | OTR |  | 0 | 21550 | 0 |
| NUVEEN MUN HIGH INCOME OPPOR | COM | 670682103 |  | 238854 | 23100 | SH |  | OTR |  | 0 | 23100 | 0 |
| OCCIDENTAL PETE CORP DEL | COM | 674599105 |  | 374287 | 5942 | SH |  | OTR |  | 0 | 5942 | 0 |
| OCWEN FINL CORP | COM NEW | 675746606 |  | 1089198 | 35618 | SH |  | OTR |  | 0 | 35618 | 0 |
| OMNICELL COM | COM | 68213N109 |  | 756300 | 15000 | SH |  | OTR |  | 0 | 15000 | 0 |
| OVINTIV INC | COM | 69047Q102 |  | 108824 | 2146 | SH |  | OTR |  | 0 | 2146 | 0 |
| PACIRA BIOSCIENCES INC | COM | 695127100 |  | 733590 | 19000 | SH |  | OTR |  | 0 | 19000 | 0 |
| PENNYMAC FINL SVCS INC NEW | COM | 70932M107 |  | 1763429 | 31123 | SH |  | OTR |  | 0 | 31123 | 0 |
| PEPSICO INC | COM | 713448108 |  | 270267 | 1496 | SH |  | OTR |  | 0 | 1496 | 0 |
| PETIQ INC | COM CL A | 71639T106 |  | 875900 | 95000 | SH |  | OTR |  | 0 | 95000 | 0 |
| PHILLIPS 66 | COM | 718546104 |  | 399979 | 3843 | SH |  | OTR |  | 0 | 3843 | 0 |
| PIMCO MUN INCOME FD | COM | 72200R107 |  | 335325 | 32150 | SH |  | OTR |  | 0 | 32150 | 0 |
| PIMCO MUN INCOME FD III | COM | 72201A103 |  | 205121 | 23550 | SH |  | OTR |  | 0 | 23550 | 0 |
| PIONEER NAT RES CO | COM | 723787107 |  | 299648 | 1312 | SH |  | OTR |  | 0 | 1312 | 0 |
| PRINCIPAL FINL GROUP INC | COM | 74251V102 |  | 133768 | 1594 | SH |  | OTR |  | 0 | 1594 | 0 |
| PROCEPT BIOROBOTICS CORP | COM | 74276L105 |  | 2077000 | 50000 | SH |  | OTR |  | 0 | 50000 | 0 |
| PROGRESSIVE CORP OHIO | COM | 743315103 |  | 278487 | 2147 | SH |  | OTR |  | 0 | 2147 | 0 |
| PUMA BIOTECHNOLOGY INC | COM | 74587V107 |  | 211500 | 50000 | SH |  | OTR |  | 0 | 50000 | 0 |
| PUTNAM MANAGED MUN INCOME TR | COM | 746823103 |  | 110528 | 17600 | SH |  | OTR |  | 0 | 17600 | 0 |
| PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 746922103 |  | 160797 | 14820 | SH |  | OTR |  | 0 | 14820 | 0 |
| REDWOOD TR INC | COM | 758075402 |  | 888250 | 131398 | SH |  | OTR |  | 0 | 131398 | 0 |
| REPUBLIC SVCS INC | COM | 760759100 |  | 252949 | 1961 | SH |  | OTR |  | 0 | 1961 | 0 |
| SAFEHOLD INC | COM | 78645L100 |  | 110874 | 3874 | SH |  | OTR |  | 0 | 3874 | 0 |
| SANOFI | SPONSORED ADR | 80105N105 |  | 968600 | 20000 | SH |  | OTR |  | 0 | 20000 | 0 |
| SOMALOGIC INC | CLASS A COM | 83444K105 |  | 1041650 | 415000 | SH |  | OTR |  | 0 | 415000 | 0 |
| SOUTHWESTERN ENERGY CO | COM | 845467109 |  | 96858 | 16557 | SH |  | OTR |  | 0 | 16557 | 0 |
| STARWOOD PPTY TR INC | COM | 85571B105 |  | 1191450 | 65000 | SH |  | OTR |  | 0 | 65000 | 0 |
| STEEL DYNAMICS INC | COM | 858119100 |  | 144889 | 1483 | SH |  | OTR |  | 0 | 1483 | 0 |
| STEREOTAXIS INC | COM NEW | 85916J409 |  | 1035000 | 500000 | SH |  | OTR |  | 0 | 500000 | 0 |
| TARO PHARMACEUTICAL INDS LTD | SHS | M8737E108 |  | 798600 | 27500 | SH |  | OTR |  | 0 | 27500 | 0 |
| TECK RESOURCES LTD | CL B | 878742204 |  | 167164 | 4420 | SH |  | OTR |  | 0 | 4420 | 0 |
| TRAVELERS COMPANIES INC | COM | 89417E109 |  | 141367 | 754 | SH |  | OTR |  | 0 | 754 | 0 |
| TRAVERE THERAPEUTICS INC | COM | 89422G107 |  | 391999 | 18640 | SH |  | OTR |  | 0 | 18640 | 0 |
| TYSON FOODS INC | COM | 902494103 |  | 90698 | 1457 | SH |  | OTR |  | 0 | 1457 | 0 |
| ULTRAGENYX PHARMACEUTICAL IN | COM | 90400D108 |  | 1250910 | 27000 | SH |  | OTR |  | 0 | 27000 | 0 |
| UNITED CONTL HLDGS INC | COM | 910047109 |  | 89123 | 2364 | SH |  | OTR |  | 0 | 2364 | 0 |
| UNITED THERAPEUTICS CORP DEL | COM | 91307C102 |  | 625703 | 2250 | SH |  | OTR |  | 0 | 2250 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 280995 | 530 | SH |  | OTR |  | 0 | 530 | 0 |
| VALERO ENERGY CORP NEW | COM | 91913Y100 |  | 514417 | 4055 | SH |  | OTR |  | 0 | 4055 | 0 |
| VERONA PHARMA PLC | SPONSORED ADR | 925050106 |  | 1437150 | 55000 | SH |  | OTR |  | 0 | 55000 | 0 |
| VICARIOUS SURGICAL INC | COM CL A | 92561V109 |  | 303000 | 150000 | SH |  | OTR |  | 0 | 150000 | 0 |
| VIRIDIAN THERAPEUTICS INC | COM | 92790C104 |  | 1036955 | 35500 | SH |  | OTR |  | 0 | 35500 | 0 |
| VUZIX CORP | COM NEW | 92921W300 |  | 546000 | 150000 | SH |  | OTR |  | 0 | 150000 | 0 |
| WALGREENS BOOTS ALLIANCE INC | COM | 931427108 |  | 448320 | 12000 | SH |  | OTR |  | 0 | 12000 | 0 |
| WELLTOWER INC | COM | 95040Q104 |  | 724917 | 11059 | SH |  | OTR |  | 0 | 11059 | 0 |
| WESTLAKE CHEM CORP | COM | 960413102 |  | 86236 | 841 | SH |  | OTR |  | 0 | 841 | 0 |
| ZYMEWORKS DEL INC | COM | 98985Y108 |  | 412650 | 52500 | SH |  | OTR |  | 0 | 52500 | 0 |

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