# EDGAR Filing Document

**Accession Number:** 0001209212
**File Stem:** 0001209212-26-000001
**Filing Date:** 2026-3
**Character Count:** 2376
**Document Hash:** 79c3ffa39cb865ea7f69ddaf5b33f82b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001209212-26-000001.hdr.sgml**: 20260330

**ACCESSION NUMBER**: 0001209212-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260330

**DATE AS OF CHANGE**: 20260330

**EFFECTIVENESS DATE**: 20260330

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** J.W. COLE FINANCIAL, INC.
- **CENTRAL INDEX KEY:** 0001209212

**ORGANIZATION NAME:**
- **EIN:** 161632597
- **STATE OF INCORPORATION:** FL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-65698
- **FILM NUMBER:** 26812651

**BUSINESS ADDRESS:**
- **STREET 1:** 4301 ANCHOR PLAZA PARKWAY
- **STREET 2:** SUITE 450
- **CITY:** TAMPA
- **STATE:** FL
- **ZIP:** 33634
- **BUSINESS PHONE:** 813-935-6776

**MAIL ADDRESS:**
- **STREET 1:** 4301 ANCHOR PLAZA PARKWAY
- **STREET 2:** 4TH FLOOR
- **CITY:** TAMPA
- **STATE:** FL
- **ZIP:** 33634

### Attached PDF Documents

**Attachment 1:** `jwcf_public.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001209212

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** J.W. COLE FINANCIAL, INC.

**Business Address:** 4301 Anchor Plaza Parkway, Ste 450, Tampa, FL, 33634

**Contact Person:** Fernando Fussa

**Contact Phone:** 813-725-6064

### Independent Public Accountant Identification

**Accountant Name:** DEJOY & CO. CPAS, LLP

**Accountant Address:** 280 E. Broad St., Suite 300, ROCHESTER, NY, 14604

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Fernando Fussa**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **J.W. COLE FINANCIAL, INC.**, as of **12-31-2025**, are true and correct.

**Signature:** Fernando Fussa

**Title:** CFO