# EDGAR Filing Document

**Accession Number:** 0001778114
**File Stem:** 0001752724-23-065074
**Filing Date:** 2023-3
**Character Count:** 51885
**Document Hash:** e1bc7b11d9ff3609f4b204b0d97d1662
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-065074.hdr.sgml**: 20230324

**ACCESSION NUMBER**: 0001752724-23-065074

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230324

**DATE AS OF CHANGE**: 20230324

**PERIOD START**: 20230131

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Virtus Artificial Intelligence & Technology Opportunities Fund
- **CENTRAL INDEX KEY:** 0001778114
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23446
- **FILM NUMBER:** 23758328

**BUSINESS ADDRESS:**
- **STREET 1:** 101 MUNSON STREET
- **CITY:** GREENFIELD
- **STATE:** MA
- **ZIP:** 01301
- **BUSINESS PHONE:** (866) 270-7598

**MAIL ADDRESS:**
- **STREET 1:** 101 MUNSON STREET
- **CITY:** GREENFIELD
- **STATE:** MA
- **ZIP:** 01301

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Virtus AllianzGI Artificial Intelligence & Technology Opportunities Fund
- **DATE OF NAME CHANGE:** 20210210

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** AllianzGI Artificial Intelligence & Technology Opportunities Fund
- **DATE OF NAME CHANGE:** 20190911

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** AllianzGI Artificial Intelligence Opportunities Fund
- **DATE OF NAME CHANGE:** 20190529

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Virtus Artificial Intelligence & Technology Opportunities Fund

- **b. Investment Company Act file number:** 811-23446

- **c. CIK number of Registrant:** 0001778114

- **d. LEI of Registrant:** 549300ZE8QERJKXOVW89

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 101 MUNSON STREET

  - **City:** GREENFIELD

  - **State:** MA

  - **Foreign country:** US

  - **Zip / Postal Code:** 01301-9668

  - **Telephone number:** 800-254-5197

**Item A.2. Information about the Series.**

- **a. Name of Series:** Virtus Artificial Intelligence & Technology Opportunities Fund

- **c. LEI of Series:** 549300ZE8QERJKXOVW89

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-01-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $834144687.48

**Total Liabilities:** $150056010.16

**Net Assets:** $684088677.32

**Cash Not Reported:** $1254778.56

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** -2240.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** -18.00000000 | **1-Year:** -55.00000000 | **5-Year:** -66429.00000000 | **10-Year:** -49262.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000000000 | 5.05%                | -4.25%               | 5.05%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-2854983.83             | $36481908.24                               |
| Month 2  | $-1632496.50             | $-27912177.66                              |
| Month 3  | $5943821.21              | $27360469.14                               |

### Schedule of Portfolio Investments

| Name                               | Title                                                                            | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| SHIFT4 PAYMENTS INC                | Shift4 Payments Inc                                                              | CUSIP: 82452JAB5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   6090000 | PA      | $6501075.00   | 0.95%             | 2025-12-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Analog Devices Inc                 | Analog Devices Inc                                                               | CUSIP: 032654105<br>LEI: GYVOE5EZ4GDAVTU4CQ61 | Long             | EC               | CORP              | US        |     50080 | NS      | $8587217.60   | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| ServiceNow Inc                     | ServiceNow Inc                                                                   | CUSIP: 81762P102<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               | CORP              | US        |      9550 | NS      | $4346491.50   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuitive Surgical Inc             | Intuitive Surgical Inc                                                           | CUSIP: 46120E602<br>LEI: 54930052SRG011710797 | Long             | EC               | CORP              | US        |     10485 | NS      | $2576059.65   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                       | Alphabet Inc                                                                     | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |     27660 | NS      | $2733914.40   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Bristol-Myers Squibb Co            | Bristol-Myers Squibb Co                                                          | CUSIP: 110122108<br>LEI: HLYYNH7UQUORYSJQCN42 | Long             | EC               | CORP              | US        |     74625 | NS      | $5421506.25   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Chubb Ltd                          | Chubb Ltd                                                                        | CUSIP: 000000000<br>LEI: E0JAN6VLUDI1HITHT809 | Long             | EC               | CORP              | CH        |     48630 | NS      | $11062838.70  | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| MICROCHIP TECHNOLOGY INC           | Microchip Technology Inc                                                         | CUSIP: 595017AU8<br>LEI: 5493007PTFULNYZJ1R12 | Long             | DBT              | CORP              | US        |  10457000 | PA      | $11600734.38  | 1.70%             | 2024-11-15      | Fixed         | 0.12%                 | No            |                  2 | On Loan: —       |
| Intuit Inc                         | Intuit Inc                                                                       | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |     15010 | NS      | $6344276.70   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| SHIFT4 PAYMENTS INC                | Shift4 Payments Inc                                                              | CUSIP: 82452JAD1<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   3075000 | PA      | $2744437.50   | 0.40%             | 2027-08-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: —       |
| Cigna Corp                         | Cigna Corp                                                                       | CUSIP: 125523100<br>LEI: 549300VIWYMSIGT1U456 | Long             | EC               | CORP              | US        |     22945 | NS      | $7265993.15   | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| CLARIV SCI HLD CORP                | Clarivate Science Holdings Corp                                                  | CUSIP: 18064PAD1<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   7000000 | PA      | $6159475.00   | 0.90%             | 2029-07-01      | Fixed         | 4.88%                 | No            |                  2 | On Loan: —       |
| Flex Ltd                           | Flex Ltd                                                                         | CUSIP: 000000000<br>LEI: 549300EAQH74YHD07T53 | Long             | EC               | CORP              | US        |    514470 | NS      | $12012874.50  | 1.76%             |  |  |  | No            |                  1 | On Loan: —       |
| Schlumberger Ltd                   | Schlumberger Ltd                                                                 | CUSIP: 806857108<br>LEI: 213800ZUA17OK3QLGM62 | Long             | EC               | CORP              | US        |    260695 | NS      | $14854401.10  | 2.17%             |  |  |  | No            |                  1 | On Loan: No      |
| McKesson Corp                      | McKesson Corp                                                                    | CUSIP: 58155Q103<br>LEI: 549300WZWOM80UCFSF54 | Long             | EC               | CORP              | US        |     20370 | NS      | $7713711.60   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| IQVIA Holdings Inc                 | IQVIA Holdings Inc                                                               | CUSIP: 46266C105<br>LEI: 549300W3R20NM4KQPH86 | Long             | EC               | CORP              | US        |     36362 | NS      | $8341806.42   | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| SOLAR EDGE TECHNOLOGIES            | SolarEdge Technologies Inc                                                       | CUSIP: 83417MAD6<br>LEI: 5493000K6Y58XXPDF853 | Long             | DBT              | CORP              | US        |   4515000 | PA      | $6061387.50   | 0.89%             | 2025-09-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| SNAP INC                           | Snap Inc                                                                         | CUSIP: 83304AAB2<br>LEI: 549300JNC0L6VP8A2Q35 | Long             | DBT              | CORP              | US        |   5000000 | PA      | $4610000.00   | 0.67%             | 2026-08-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| IRON MOUNTAIN INC                  | Iron Mountain Inc                                                                | CUSIP: 46284VAJ0<br>LEI: SQL3F6CKNNBM3SQGHX24 | Long             | DBT              | CORP              | US        |   7000000 | PA      | $6334580.00   | 0.93%             | 2030-07-15      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| ENTEGRIS ESCROW CORP               | Entegris Escrow Corp                                                             | CUSIP: 29365BAB9<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   7000000 | PA      | $6722310.00   | 0.98%             | 2030-06-15      | Fixed         | 5.95%                 | No            |                  2 | On Loan: No      |
| Hilton Worldwide Holdings Inc      | Hilton Worldwide Holdings Inc                                                    | CUSIP: 43300A203<br>LEI: 549300HVGPK36ICB0B89 | Long             | EC               | CORP              | US        |     75340 | NS      | $10931080.60  | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Amgen Inc                          | Amgen Inc                                                                        | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               | CORP              | US        |     12605 | NS      | $3181502.00   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| MATCH GROUP FINANCECO 3            | Match Group Financeco 3 Inc                                                      | CUSIP: 44932KAA4<br>LEI: 5493003IEL8HSZKWUI17 | Long             | DBT              | CORP              | US        |   8000000 | PA      | $7816000.00   | 1.14%             | 2030-01-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| Arista Networks Inc                | Arista Networks Inc                                                              | CUSIP: 040413106<br>LEI: 635400H1WKBLOQERUU95 | Long             | EC               | CORP              | US        |     49935 | NS      | $6292808.70   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Merck & Co Inc                     | Merck & Co Inc                                                                   | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |     64300 | NS      | $6906463.00   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| WESCO DISTRIBUTION INC             | WESCO Distribution Inc                                                           | CUSIP: 95081QAP9<br>LEI: 549300I2CEZJG9N4AH67 | Long             | DBT              | CORP              | US        |   7000000 | PA      | $7172734.17   | 1.05%             | 2028-06-15      | Fixed         | 7.25%                 | No            |                  2 | On Loan: No      |
| LIVE NATION ENTERTAINMEN           | Live Nation Entertainment Inc                                                    | CUSIP: 538034AU3<br>LEI: 5493007B9BM9ZXJINO78 | Long             | DBT              | CORP              | US        |   7320000 | PA      | $7535940.00   | 1.10%             | 2025-02-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| SPLUNK INC                         | Splunk Inc                                                                       | CUSIP: 848637AD6<br>LEI: 549300XGDSGBP6UEI867 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $1948000.00   | 0.28%             | 2025-09-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| LUMENTUM HOLDINGS INC              | Lumentum Holdings Inc                                                            | CUSIP: 55024UAD1<br>LEI: 549300JLWRRC38DWEF52 | Long             | DBT              | CORP              | US        |   9000000 | PA      | $8167500.00   | 1.19%             | 2026-12-15      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| Marvell Technology Inc             | Marvell Technology Inc                                                           | CUSIP: 573874104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    195040 | NS      | $8415976.00   | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| DIGITALOCEAN HOLDINGS              | DigitalOcean Holdings Inc                                                        | CUSIP: 25402DAB8<br>LEI: 549300EPISPY3RE3DL21 | Long             | DBT              | CORP              | US        |   8670000 | PA      | $6654225.00   | 0.97%             | 2026-12-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| McDonald's Corp                    | McDonald's Corp                                                                  | CUSIP: 580135101<br>LEI: UE2136O97NLB5BYP9H04 | Long             | EC               | CORP              | US        |     44795 | NS      | $11978183.00  | 1.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Eli Lilly & Co                     | Eli Lilly & Co                                                                   | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |      9110 | NS      | $3135206.50   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| NXP Semiconductors NV              | NXP Semiconductors NV                                                            | CUSIP: 000000000<br>LEI: 724500M9BY5293JDF951 | Long             | EC               | CORP              | NL        |     65145 | NS      | $12006874.95  | 1.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Alibaba Group Holding Ltd          | Alibaba Group Holding Ltd                                                        | CUSIP: 01609W102<br>LEI: 5493001NTNQJDH60PM02 | Long             | EC               | CORP              | CN        |     51820 | NS      | $5710564.00   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Mastercard Inc                     | Mastercard Inc                                                                   | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |     15165 | NS      | $5620149.00   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| COTY INC                           | Coty Inc                                                                         | CUSIP: 222070AB0<br>LEI: 549300BO9IWPF3S48F93 | Long             | DBT              | CORP              | US        |   7000000 | PA      | $6900600.00   | 1.01%             | 2026-04-15      | Fixed         | 6.50%                 | No            |                  2 | On Loan: —       |
| Charles Schwab Corp/The            | Charles Schwab Corp/The                                                          | CUSIP: 808513105<br>LEI: 549300VSGCJ7E698NM85 | Long             | EC               | CORP              | US        |     78450 | NS      | $6073599.00   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Honeywell International Inc        | Honeywell International Inc                                                      | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               | CORP              | US        |      7865 | NS      | $1639695.20   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| SIRIUS XM RADIO INC                | Sirius XM Radio Inc                                                              | CUSIP: 82967NBJ6<br>LEI: WP5O65E6BMU84LNO4227 | Long             | DBT              | CORP              | US        |   7000000 | PA      | $6230700.00   | 0.91%             | 2028-07-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Aptiv PLC                          | Aptiv PLC                                                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | IE        |     42035 | NS      | $4753738.15   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| ALNYLAM PHARMACEUTICALS            | Alnylam Pharmaceuticals Inc                                                      | CUSIP: 02043QAA5<br>LEI: 529900S3ZI14OWRJII50 | Long             | DBT              | CORP              | US        |   3000000 | PA      | $3198900.00   | 0.47%             | 2027-09-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| Thermo Fisher Scientific Inc       | Thermo Fisher Scientific Inc                                                     | CUSIP: 883556102<br>LEI: HCHV7422L5HDJZCRFL38 | Long             | EC               | CORP              | US        |      3395 | NS      | $1936270.35   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Rockwell Automation Inc            | Rockwell Automation Inc                                                          | CUSIP: 773903109<br>LEI: VH3R4HHBHH12O0EXZJ88 | Long             | EC               | CORP              | US        |      7445 | NS      | $2099713.35   | 0.31%             |  |  |  | No            |                  1 | On Loan: —       |
| BURLINGTON STORES INC              | Burlington Stores Inc                                                            | CUSIP: 122017AB2<br>LEI: 5299003Z37DVGKKC1W09 | Long             | DBT              | CORP              | US        |   5000000 | PA      | $6193750.00   | 0.91%             | 2025-04-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| Baker Hughes Co                    | Baker Hughes Co                                                                  | CUSIP: 05722G100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    160820 | NS      | $5104426.80   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                     | Microsoft Corp                                                                   | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |     23835 | NS      | $5906551.35   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Progressive Corp/The               | Progressive Corp/The                                                             | CUSIP: 743315103<br>LEI: 529900TACNVLY9DCR586 | Long             | EC               | CORP              | US        |     40405 | NS      | $5509221.75   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| GLOBALFOUNDRIES Inc                | GLOBALFOUNDRIES Inc                                                              | CUSIP: 000000000<br>LEI: 549300BA76VK784VMX48 | Long             | EC               | CORP              | US        |     98923 | NS      | $5864155.44   | 0.86%             |  |  |  | No            |                  1 | On Loan: —       |
| INSULET CORPORATION                | Insulet Corp                                                                     | CUSIP: 45784PAK7<br>LEI: 549300TZTYD2PYN92D43 | Long             | DBT              | CORP              | US        |   5850000 | PA      | $8075925.00   | 1.18%             | 2026-09-01      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| PURE STORAGE INC                   | Pure Storage Inc                                                                 | CUSIP: 74624MAB8<br>LEI: 549300NPDB0BZTK3WO90 | Long             | DBT              | CORP              | US        |    655000 | PA      | $729997.50    | 0.11%             | 2023-04-15      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| FIVE9 INC                          | Five9 Inc                                                                        | CUSIP: 338307AD3<br>LEI: 254900MXP6EWY0SFFR59 | Long             | DBT              | CORP              | US        |   6750000 | PA      | $6375375.00   | 0.93%             | 2025-06-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| Monolithic Power Systems Inc       | Monolithic Power Systems Inc                                                     | CUSIP: 609839105<br>LEI: 529900TB7O85LSZ1XU31 | Long             | EC               | CORP              | US        |      9130 | NS      | $3894492.80   | 0.57%             |  |  |  | No            |                  1 | On Loan: —       |
| M/A-COM TECH SOLUTIONS             | MACOM Technology Solutions Holdings Inc                                          | CUSIP: 55405YAB6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   7200000 | PA      | $7430400.00   | 1.09%             | 2026-03-15      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| Visa Inc                           | Visa Inc                                                                         | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |     27300 | NS      | $6284733.00   | 0.92%             |  |  |  | No            |                  1 | On Loan: —       |
| COUPA SOFTWARE INC                 | Coupa Software Inc                                                               | CUSIP: 22266LAF3<br>LEI: 549300Q95ICR2GFL2K37 | Long             | DBT              | CORP              | US        |   5300000 | PA      | $5154250.00   | 0.75%             | 2026-06-15      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| AstraZeneca PLC                    | AstraZeneca PLC                                                                  | CUSIP: 046353108<br>LEI: PY6ZZQWO2IZFZC3IOL08 | Long             | EC               | CORP              | GB        |    130315 | NS      | $8518691.55   | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| CAESARS ENTERTAIN INC              | Caesars Entertainment Inc                                                        | CUSIP: 12769GAA8<br>LEI: 549300FA4CTCW903Y781 | Long             | DBT              | CORP              | US        |   7000000 | PA      | $5985000.00   | 0.87%             | 2029-10-15      | Fixed         | 4.62%                 | No            |                  2 | On Loan: No      |
| SHOPIFY INC                        | Shopify Inc                                                                      | CUSIP: 82509LAA5<br>LEI: 549300HGQ43STJLLP808 | Long             | DBT              | CORP              | CA        |   3605000 | PA      | $3159782.50   | 0.46%             | 2025-11-01      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| SNAP INC                           | Snap Inc                                                                         | CUSIP: 83304AAG1<br>LEI: 549300JNC0L6VP8A2Q35 | Long             | DBT              | CORP              | US        |   5000000 | PA      | $3602500.00   | 0.53%             | 2028-03-01      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| MATCH GROUP HLD II LLC             | Match Group Holdings II LLC                                                      | CUSIP: 57665RAG1<br>LEI: 5493003RFFE030RC9167 | Long             | DBT              | CORP              | US        |   7000000 | PA      | $6712055.00   | 0.98%             | 2027-12-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| OKTA INC                           | Okta Inc                                                                         | CUSIP: 679295AF2<br>LEI: 549300N8J06I8MRHU620 | Long             | DBT              | CORP              | US        |   9250000 | PA      | $7844000.00   | 1.15%             | 2026-06-15      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| NUTANIX INC                        | Nutanix Inc                                                                      | CUSIP: 67059NAH1<br>LEI: 549300X7J6E8TKVIXW09 | Long             | DBT              | CORP              | US        |  10370000 | PA      | $8998599.54   | 1.32%             | 2027-10-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| Boston Scientific Corp             | Boston Scientific Corp                                                           | CUSIP: 101137107<br>LEI: Y6ZDD9FP4P8JSSJMW954 | Long             | EC               | CORP              | US        |     89815 | NS      | $4153943.75   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Motorola Solutions Inc             | Motorola Solutions Inc                                                           | CUSIP: 620076307<br>LEI: 6S552MUG6KGJVEBSEC55 | Long             | EC               | CORP              | US        |     22580 | NS      | $5803285.80   | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| ON SEMICONDUCTOR CORP              | ON Semiconductor Corp                                                            | CUSIP: 682189AS4<br>LEI: ZV20P4CNJVT8V1ZGJ064 | Long             | DBT              | CORP              | US        |   4135000 | PA      | $6200432.50   | 0.91%             | 2027-05-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Oracle Corp                        | Oracle Corp                                                                      | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |    142875 | NS      | $12638722.50  | 1.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Caterpillar Inc                    | Caterpillar Inc                                                                  | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | EC               | CORP              | US        |     21015 | NS      | $5301874.35   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| BOYD GAMING CORP                   | Boyd Gaming Corp                                                                 | CUSIP: 103304BV2<br>LEI: 254900787YGRYS2A1Z35 | Long             | DBT              | CORP              | US        |   7000000 | PA      | $6298670.00   | 0.92%             | 2031-06-15      | Fixed         | 4.75%                 | No            |                  2 | On Loan: —       |
| SPLUNK INC                         | Splunk Inc                                                                       | CUSIP: 848637AF1<br>LEI: 549300XGDSGBP6UEI867 | Long             | DBT              | CORP              | US        |   7480000 | PA      | $6437288.00   | 0.94%             | 2027-06-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| STEM INC                           | Stem Inc                                                                         | CUSIP: 85859NAA0<br>LEI: 549300GVWIYFILN5V546 | Long             | DBT              | CORP              | US        |   6000000 | PA      | $4033018.86   | 0.59%             | 2028-12-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| DANAHER CORP                       | Danaher Corp                                                                     | CUSIP: 235851409<br>LEI: S4BKK9OTCEWQ3YHPFM11 | Long             | EP               | CORP              | US        |      4695 | NS      | $6310080.00   | 0.92%             |  |  |  | No            |                  1 | On Loan: —       |
| JPMorgan Chase & Co                | JPMorgan Chase & Co                                                              | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |     43090 | NS      | $6030876.40   | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of America Corp               | Bank of America Corp                                                             | CUSIP: 060505104<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EC               | CORP              | US        |    148205 | NS      | $5258313.40   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| AIRBNB INC                         | Airbnb Inc                                                                       | CUSIP: 009066AB7<br>LEI: 549300HMUDNO0RY56D37 | Long             | DBT              | CORP              | US        |   8500000 | PA      | $7297250.00   | 1.07%             | 2026-03-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Applied Materials Inc              | Applied Materials Inc                                                            | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |     55305 | NS      | $6165954.45   | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| NCL CORPORATION LTD                | NCL Corp Ltd                                                                     | CUSIP: 62886HBJ9<br>LEI: UNZWILHE4KMRP9K2L524 | Long             | DBT              | CORP              | BM        |   6450000 | PA      | $5079375.00   | 0.74%             | 2027-02-15      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| Elevance Health Inc                | Elevance Health Inc                                                              | CUSIP: 036752103<br>LEI: 8MYN82XMYQH89CTMTH67 | Long             | EC               | CORP              | US        |     23895 | NS      | $11947261.05  | 1.75%             |  |  |  | No            |                  1 | On Loan: No      |
| MGM RESORTS INTL                   | MGM Resorts International                                                        | CUSIP: 552953CH2<br>LEI: 54930066VBP7DZEGGJ87 | Long             | DBT              | CORP              | US        |   4000000 | PA      | $3626885.92   | 0.53%             | 2028-10-15      | Fixed         | 4.75%                 | No            |                  2 | On Loan: —       |
| GO DADDY OPCO/FINCO                | Go Daddy Operating Co LLC / GD Finance Co Inc                                    | CUSIP: 38016LAA3<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   7000000 | PA      | $6774460.00   | 0.99%             | 2027-12-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| Morgan Stanley                     | Morgan Stanley                                                                   | CUSIP: 617446448<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EC               | CORP              | US        |     60820 | NS      | $5919610.60   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| AKAMAI TECHNOLOGIES INC            | Akamai Technologies Inc                                                          | CUSIP: 00971TAJ0<br>LEI: OC1LZNN2LF5WTJ5RIL89 | Long             | DBT              | CORP              | US        |   6000000 | PA      | $6429000.00   | 0.94%             | 2025-05-01      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| Freeport-McMoRan Inc               | Freeport-McMoRan Inc                                                             | CUSIP: 35671D857<br>LEI: 549300IRDTHJQ1PVET45 | Long             | EC               | CORP              | US        |    130652 | NS      | $5829692.24   | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Cadence Design Systems Inc         | Cadence Design Systems Inc                                                       | CUSIP: 127387108<br>LEI: GCT7RXJOGLXPV0NXZY22 | Long             | EC               | CORP              | US        |     58735 | NS      | $10738520.05  | 1.57%             |  |  |  | No            |                  1 | On Loan: No      |
| DEXCOM INC                         | Dexcom Inc                                                                       | CUSIP: 252131AK3<br>LEI: 549300YSK3QDSFR5EU59 | Long             | DBT              | CORP              | US        |   9740000 | PA      | $10256220.00  | 1.50%             | 2025-11-15      | Fixed         | 0.25%                 | No            |                  2 | On Loan: —       |
| PALO ALTO NETWORKS                 | Palo Alto Networks Inc                                                           | CUSIP: 697435AD7<br>LEI: 549300QXR2YVZV231H43 | Long             | DBT              | CORP              | US        |   4600000 | PA      | $8238600.00   | 1.20%             | 2023-07-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| UnitedHealth Group Inc             | UnitedHealth Group Inc                                                           | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |     40055 | NS      | $19995055.45  | 2.92%             |  |  |  | No            |                  1 | On Loan: No      |
| TSMC                               | Taiwan Semiconductor Manufacturing Co Ltd                                        | CUSIP: 874039100<br>LEI: 549300KB6NK5SBD14S87 | Long             | EC               | CORP              | TW        |     25890 | NS      | $2400779.70   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| ZSCALER INC.                       | Zscaler Inc                                                                      | CUSIP: 98980GAB8<br>LEI: 529900MZ0RTK1BWRNF46 | Long             | DBT              | CORP              | US        |   1825000 | PA      | $1993812.50   | 0.29%             | 2025-07-01      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| UBER TECHNOLOGIES INC              | Uber Technologies Inc                                                            | CUSIP: 90353TAG5<br>LEI: 549300B2FTG34FILDR98 | Long             | DBT              | CORP              | US        |   8000000 | PA      | $7827740.00   | 1.14%             | 2028-01-15      | Fixed         | 6.25%                 | No            |                  2 | On Loan: —       |
| CLOUDFLARE INC                     | Cloudflare Inc                                                                   | CUSIP: 18915MAC1<br>LEI: 5493007DY18BGNLDWU14 | Long             | DBT              | CORP              | US        |  10860000 | PA      | $9027375.00   | 1.32%             | 2026-08-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| BlackRock Liquidity FedFund        | BlackRock Liquidity FedFund                                                      | CUSIP: 09248U700<br>LEI: 549300T8K043VZEOVK74 | Long             | STIV             | RF                | US        |  26408139 | NS      | $26408139.14  | 3.86%             |  |  |  | No            |                  1 | On Loan: No      |
| 2020 CASH EXCH TRUST               | 2020 Cash Mandatory Exchangeable Trust                                           | CUSIP: 901375105<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      8920 | NS      | $10758768.80  | 1.57%             |  |  |  | No            |                  2 | On Loan: No      |
| GS FINANCE CORP                    | GS Finance Corp                                                                  | CUSIP: 40057PBH4<br>LEI: 549300FR80KBVO6DRL61 | Long             | DBT              | CORP              | US        |   7315000 | PA      | $7647064.43   | 1.12%             | 2027-12-29      | Fixed         | 0.50%                 | No            |                  3 | On Loan: No      |
| Lam Research Corp                  | Lam Research Corp                                                                | CUSIP: 512807108<br>LEI: 549300I4GMO6D34U1T02 | Long             | EC               | CORP              | US        |      7880 | NS      | $3940788.00   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| VAIL RESORTS INC                   | Vail Resorts Inc                                                                 | CUSIP: 91879QAN9<br>LEI: 529900PSZHRNU9HKH870 | Long             | DBT              | CORP              | US        |   8000000 | PA      | $7570000.00   | 1.11%             | 2026-01-01      | None          | 0.00%                 | No            |                  2 | On Loan: —       |
| Charles River Laboratories Int     | Charles River Laboratories International Inc                                     | CUSIP: 159864107<br>LEI: 549300BSQ0R4UZ5KX287 | Long             | EC               | CORP              | US        |     13820 | NS      | $3361715.00   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| BENTLEY SYSTEMS INC                | Bentley Systems Inc                                                              | CUSIP: 08265TAB5<br>LEI: 549300WVEHPGE0Z56F71 | Long             | DBT              | CORP              | US        |  10900000 | PA      | $10071600.00  | 1.47%             | 2026-01-15      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| Netflix Inc                        | Netflix Inc                                                                      | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |      8940 | NS      | $3163508.40   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| BLOCK INC                          | Block Inc                                                                        | CUSIP: 852234AF0<br>LEI: 549300OHIIUWSTIZME52 | Long             | DBT              | CORP              | US        |   5000000 | PA      | $5075000.00   | 0.74%             | 2025-03-01      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| ADT SEC CORP                       | ADT Security Corp/The                                                            | CUSIP: 00109LAA1<br>LEI: 5493009JEEDYLVRA0J13 | Long             | DBT              | CORP              | US        |   7000000 | PA      | $6231750.00   | 0.91%             | 2029-08-01      | Fixed         | 4.12%                 | No            |                  2 | On Loan: No      |
| WOLFSPEED INC                      | Wolfspeed Inc                                                                    | CUSIP: 977852AA0<br>LEI: 549300OGU88P3AW3TO93 | Long             | DBT              | CORP              | US        |   7500000 | PA      | $6843750.00   | 1.00%             | 2028-02-15      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| CHART INDUSTRIES INC               | Chart Industries Inc                                                             | CUSIP: 16115QAG5<br>LEI: EM7QGKC1GYOF3LSZSL80 | Long             | DBT              | CORP              | US        |   6350000 | PA      | $6626161.50   | 0.97%             | 2031-01-01      | Fixed         | 9.50%                 | No            |                  2 | On Loan: No      |
| Marriott International Inc/MD      | Marriott International Inc/MD                                                    | CUSIP: 571903202<br>LEI: 225YDZ14ZO8E1TXUSU86 | Long             | EC               | CORP              | US        |     54700 | NS      | $9527646.00   | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| EXACT SCIENCES CORP                | Exact Sciences Corp                                                              | CUSIP: 30063PAB1<br>LEI: 549300VM3X1FYD4N9Z14 | Long             | DBT              | CORP              | US        |   7265000 | PA      | $6847262.50   | 1.00%             | 2027-03-15      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| MGM RESORTS INTL                   | MGM Resorts International                                                        | CUSIP: 552953CF6<br>LEI: 54930066VBP7DZEGGJ87 | Long             | DBT              | CORP              | US        |   4000000 | PA      | $3857264.80   | 0.56%             | 2027-04-15      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| FORD MOTOR COMPANY                 | Ford Motor Co                                                                    | CUSIP: 345370CZ1<br>LEI: 20S05OYHG0MQM4VUIC57 | Long             | DBT              | CORP              | US        |   7520000 | PA      | $7632800.00   | 1.12%             | 2026-03-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| United Parcel Service Inc          | United Parcel Service Inc                                                        | CUSIP: 911312106<br>LEI: D01LMJZU09ULLNCY6Z23 | Long             | EC               | CORP              | US        |      7500 | NS      | $1389225.00   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| ENPHASE ENERGY INC                 | Enphase Energy Inc                                                               | CUSIP: 29355AAH0<br>LEI: 5493008U7KIGMI59Z314 | Long             | DBT              | CORP              | US        |   5500000 | PA      | $5791500.00   | 0.85%             | 2026-03-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| JAZZ SECURITIES DAC                | Jazz Securities DAC                                                              | CUSIP: 47216FAA5<br>LEI: 6354009DV8VV7K6KOO02 | Long             | DBT              | CORP              | IE        |   7000000 | PA      | $6386380.00   | 0.93%             | 2029-01-15      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| American Express Co                | American Express Co                                                              | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |     36360 | NS      | $6360454.80   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| EXPEDIA GROUP INC                  | Expedia Group Inc                                                                | CUSIP: 30212PBE4<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   9355000 | PA      | $8513050.00   | 1.24%             | 2026-02-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ENPHASE ENERGY INC                 | Enphase Energy Inc                                                               | CUSIP: 29355AAK3<br>LEI: 5493008U7KIGMI59Z314 | Long             | DBT              | CORP              | US        |   4500000 | PA      | $4838787.05   | 0.71%             | 2028-03-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| TENET HEALTHCARE CORP              | Tenet Healthcare Corp                                                            | CUSIP: 88033GDK3<br>LEI: 0W9AIBT6U6ADJ2I8HK17 | Long             | DBT              | CORP              | US        |   7000000 | PA      | $6545560.00   | 0.96%             | 2028-10-01      | Fixed         | 6.12%                 | No            |                  2 | On Loan: —       |
| NCR CORP                           | NCR Corp                                                                         | CUSIP: 62886EBA5<br>LEI: 549300YKTY8JX1DV2R67 | Long             | DBT              | CORP              | US        |   4815000 | PA      | $4194126.17   | 0.61%             | 2029-04-15      | Fixed         | 5.12%                 | No            |                  2 | On Loan: No      |
| NCL CORPORATION LTD                | NCL Corp Ltd                                                                     | CUSIP: 62886HBD2<br>LEI: UNZWILHE4KMRP9K2L524 | Long             | DBT              | CORP              | BM        |   3000000 | PA      | $2287500.00   | 0.33%             | 2027-02-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| Dreyfus Government Cash Management | Dreyfus Government Cash Management                                               | CUSIP: 262006208<br>LEI: 5493000Q69I5Q3QZIA91 | Long             | STIV             | RF                | US        |  13000004 | NS      | $13000003.63  | 1.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Deere & Co                         | Deere & Co                                                                       | CUSIP: 244199105<br>LEI: PWFTNG3EI0Y73OXWDH08 | Long             | EC               | CORP              | US        |     48536 | NS      | $20522962.24  | 3.00%             |  |  |  | No            |                  1 | On Loan: No      |
| ETSY INC                           | Etsy Inc                                                                         | CUSIP: 29786AAL0<br>LEI: 54930089Q7XT501AEA40 | Long             | DBT              | CORP              | US        |   5725000 | PA      | $5885872.50   | 0.86%             | 2027-09-01      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| BILL.COM HOLDINGS INC              | Bill.com Holdings Inc                                                            | CUSIP: 090043AD2<br>LEI: 549300IBF9VZZIGOZW63 | Long             | DBT              | CORP              | US        |  11500000 | PA      | $9223000.00   | 1.35%             | 2027-04-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| HILTON GRAND VAC BOR ESC           | Hilton Grand Vacations Borrower Escrow LLC / Hilton Grand Vacations Borrower Esc | CUSIP: 43284MAA6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   7000000 | PA      | $6260450.00   | 0.92%             | 2029-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| UNITY SOFTWARE INC                 | Unity Software Inc                                                               | CUSIP: 91332UAB7<br>LEI: 549300D1ESJMGNQNG432 | Long             | DBT              | CORP              | US        |   8350000 | PA      | $6437850.00   | 0.94%             | 2026-11-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-22

**Name of Applicant:** Virtus AllianzGI Artificial Intelligence & Technology Opportunities Fund

**Signature:** Amy Hackett

**Name of Signer:** Amy Hackett

**Title:** Vice President and Assistant Treasurer