# EDGAR Filing Document

**Accession Number:** 0001997409
**File Stem:** 0002013816-25-000095
**Filing Date:** 2025-8
**Character Count:** 2369
**Document Hash:** 313298dc1e4445bec68e29f953089430
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002013816-25-000095.hdr.sgml**: 20250813

**ACCESSION NUMBER**: 0002013816-25-000095

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250813

**DATE AS OF CHANGE**: 20250813

**EFFECTIVENESS DATE**: 20250813

**PERIOD START**: 20240812

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** UPHORIZON, LLC
- **CENTRAL INDEX KEY:** 0001997409

**ORGANIZATION NAME:**
- **EIN:** 933090870
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-71171
- **FILM NUMBER:** 251210694

**BUSINESS ADDRESS:**
- **STREET 1:** 10250 CONSTELLATION BLVD
- **STREET 2:** SUITE 2300
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90067
- **BUSINESS PHONE:** 213-657-8888

**MAIL ADDRESS:**
- **STREET 1:** 10250 CONSTELLATION BLVD
- **STREET 2:** SUITE 2300
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90067

### Attached PDF Documents

**Attachment 1:** `uohorizonaudit.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001997409

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 08-12-2024

**Report Period End Date:** 06-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** UPHORIZON, LLC

**Business Address:** 10250 CONSTELLATION BLVD, SUITE 2300, LOS ANGELES, CA, 90067

**Contact Person:** Elizabeth Attanasio

**Contact Phone:** 646-908-1732

### Independent Public Accountant Identification

**Accountant Name:** DCPA, Inc.

**Accountant Address:** 2121 Avenue of the Stars, Suite #800, Century City, CA, 90067

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Zhentao Wang**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **UPHORIZON, LLC**, as of **06-30-2025**, are true and correct.

**Signature:** Zhentao Wang

**Title:** CEO