# EDGAR Filing Document

**Accession Number:** 0001224260
**File Stem:** 0001062993-26-001245
**Filing Date:** 2026-3
**Character Count:** 2519
**Document Hash:** 9878cd98724df43940df5dba0e1feb8f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001062993-26-001245.hdr.sgml**: 20260303

**ACCESSION NUMBER**: 0001062993-26-001245

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260303

**DATE AS OF CHANGE**: 20260303

**EFFECTIVENESS DATE**: 20260303

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CAPFINANCIAL SECURITIES, LLC.
- **CENTRAL INDEX KEY:** 0001224260

**ORGANIZATION NAME:**
- **EIN:** 464350797
- **STATE OF INCORPORATION:** NC
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-65870
- **FILM NUMBER:** 26710954

**BUSINESS ADDRESS:**
- **STREET 1:** 4208 SIX FORKS ROAD, SUITE 1700
- **CITY:** RALEIGH
- **STATE:** NC
- **ZIP:** 27609
- **BUSINESS PHONE:** 919-870-6822

**MAIL ADDRESS:**
- **STREET 1:** 4208 SIX FORKS ROAD, SUITE 1700
- **CITY:** RALEIGH
- **STATE:** NC
- **ZIP:** 27609

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CAPFINANCIAL PARTNERS, LLC
- **DATE OF NAME CHANGE:** 20030321

### Attached PDF Documents

**Attachment 1:** `capfin.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001224260

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** CAPFINANCIAL SECURITIES, LLC.

**Business Address:** 4208 SIX FORKS ROAD, SUITE 1700, RALEIGH, NC, 27609

**Contact Person:** Denise Buchanan

**Contact Phone:** 919 870 6822

### Independent Public Accountant Identification

**Accountant Name:** Batchelor Tillery & Roberts, LLP

**Accountant Address:** 3605 Glenwood Avenue, Suite 350, Raleigh, NC, 27612

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Denise Buchanan**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **CAPFINANCIAL SECURITIES, LLC.**, as of **12-31-2025**, are true and correct.

**Signature:** /s/ Denise Buchanan

**Title:** Chief Compliance Officer

**Notarized:** Yes