# EDGAR Filing Document

**Accession Number:** 0001683471
**File Stem:** 0001145549-23-009869
**Filing Date:** 2023-2
**Character Count:** 61502
**Document Hash:** b751fcfe5ec4c2d4995501201a8e424f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-009869.hdr.sgml**: 20230224

**ACCESSION NUMBER**: 0001145549-23-009869

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230224

**DATE AS OF CHANGE**: 20230224

**PERIOD START**: 20230930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Listed Funds Trust
- **CENTRAL INDEX KEY:** 0001683471
- **IRS NUMBER:** 826272597
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23226
- **FILM NUMBER:** 23666437

**BUSINESS ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 414-765-5144

**MAIL ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Active Weighting Funds ETF Trust
- **DATE OF NAME CHANGE:** 20160830

## Series and Classes Contracts Data

### Preferred-Plus ETF (Series ID: S000075509)

| Class ID   | Class Name         | Ticker Symbol   |
|:---|:---|:---|
| C000234657 | Preferred-Plus ETF | IPPP            |

## Nport-Ex

---

| |
|:---|
| **Preferred-Plus ETF** |
| **Schedule of Investments** |
| December 31, 2022 (Unaudited) |

---

---

| | | | |
|:---|:---|:---|:---|
|  | **Shares** | **Value** |  |
| **CLOSED-END FUNDS - 0.2%** | | |  |
| Cohen & Steers Limited Duration Preferred and Income Fund, Inc. (a) | 1318 | $25068 |  |
| **TOTAL CLOSED-END FUNDS (Cost $30,562)** |  | 25068 |  |
| **PREFERRED STOCKS - 108.1%** | **PREFERRED STOCKS - 108.1%** |  |  |
| **Agriculture - 2.1%** |  |  |  |
| CHS, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series 2, 7.100% (3 Month LIBOR USD + 4.298%), 03/31/2024 (a)(f)(g) | 4443 | 108098 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series 4, 7.500%, 01/21/2025 (a)(g) | 5156 | 133902 |  |
|  |  | 242000 |  |
| **Auto Manufacturers - 2.7%** |  |  |  |
| Ford Motor Co. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6.000%, 12/01/2059 (a)(h) | 7908 | 169310 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6.200%, 06/01/2059 (a)(h) | 6642 | 144995 |  |
|  |  | 314305 |  |
| **Banks - 49.2% (e)** |  |  |  |
| Bank of America Corp. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series HH, 5.875%, 07/24/2023 (g) | 6642 | 154094 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series LL, 5.000%, 09/17/2024 (g) | 6770 | 131677 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series SS, 4.750%, 02/17/2027 (g) | 5098 | 95893 |  |
| Citigroup Capital XIII |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10.875% (3 Month LIBOR USD + 6.370%), 10/30/2040 (a)(f)(h) | 4631 | 131520 |  |
| Citigroup, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series J, 7.125% (3 Month LIBOR USD + 4.040%), 09/30/2023 (f)(g) | 6770 | 170333 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series K, 6.875% (3 Month LIBOR USD + 4.130%), 11/15/2023 (a)(f)(g) | 11259 | 281813 |  |
| Citizens Financial Group, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series D, 6.350% (3 Month LIBOR USD + 3.642%), 04/06/2024 (f)(g) | 6770 | 159095 |  |
| ConnectOne Bancorp, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series A, 5.250% (5 Year CMT Rate + 4.420%), 09/01/2026 (a)(f)(g) | 5632 | 114836 |  |
| Dime Community Bancshares, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5.500%, 02/15/2025 (a)(g) | 6770 | 125042 |  |
| Fifth Third Bancorp |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series I, 6.625% (3 Month LIBOR USD + 3.710%), 12/31/2023 (f)(g) | 7030 | 172376 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series K, 4.950%, 09/30/2024 (a)(g) | 4504 | 89539 |  |
| First Citizens BancShares, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series A, 5.375%, 03/15/2025 (a)(g) | 5068 | 98725 |  |
| First Republic Bank |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series I, 5.500%, 06/30/2023 (g) | 3385 | 71762 |  |
| JPMorgan Chase & Co. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series DD, 5.750%, 12/01/2023 (g) | 10180 | 238110 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series EE, 6.000%, 03/01/2024 (g) | 5088 | 125979 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series LL, 4.625%, 06/01/2026 (g) | 5068 | 95481 |  |
| KeyCorp |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series E, 6.125% (3 Month LIBOR USD + 3.892%), 12/15/2026 (a)(f)(g) | 5642 | 130782 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6.200% (5 Year CMT Rate + 3.132%), 12/15/2027 (f)(g) | 6117 | 150050 |  |
| Midland States Bancorp, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7.750% (5 Year CMT Rate + 4.713%), 09/30/2027 (f)(g) | 2039 | 52953 |  |
| Morgan Stanley |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series E, 7.125% (3 Month LIBOR USD + 4.320%), 10/15/2023 (f)(g) | 6156 | 154823 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series F, 6.875% (3 Month LIBOR USD + 3.940%), 1/15/2024 (a)(f)(g) | 6964 | 173961 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series K, 5.850% (3 Month LIBOR USD + 3.491%), 04/15/2027 (a)(f)(g) | 7862 | 180905 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series P, 6.500%, 10/15/2027 (g) | 5301 | 133850 |  |
| Old National Bancorp |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series C, 7.000%, 08/20/2025 (a)(g) | 6770 | 169859 |  |
| PacWest Bancorp |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series A, 7.750% (5 Year CMT Rate + 4.820%), 09/01/2027 (f)(g) | 6372 | 159300 |  |
| Regions Financial Corp. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series B, 6.375% (3 Month LIBOR USD + 3.536%), 09/15/2024 (a)(f)(g) | 6701 | 160757 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series C, 5.700% (3 Month LIBOR USD + 3.148%), 05/15/2029 (a)(f)(g) | 6770 | 154221 |  |
| State Street Corp. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series D, 5.900% (3 Month LIBOR USD + 3.108%), 03/15/2024 (f)(g) | 5642 | 135972 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series G, 5.350% (3 Month LIBOR USD + 3.709%), 03/15/2026 (f)(g) | 4443 | 104455 |  |
| Synovus Financial Corp. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series D, 6.300% (3 Month LIBOR USD + 3.352%), 06/21/2023 (a)(f)(g) | 7883 | 187931 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series E, 5.875% (5 Year CMT Rate + 4.127%), 07/01/2024 (f)(g) | 11108 | 241599 |  |
| The Goldman Sachs Group, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series J, 5.500% (3 Month LIBOR USD + 3.640%), 05/10/2023 (f)(g) | 6770 | 166880 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series K, 6.375% (3 Month LIBOR USD + 3.550%), 05/10/2024 (f)(g) | 1352 | 33489 |  |
| Truist Financial Corp. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series R, 4.750%, 09/01/2025 (a)(g) | 7208 | 137601 |  |
| US Bancorp |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series K, 5.500%, 10/15/2023 (g) | 6770 | 151039 |  |
| Wells Fargo & Co. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series L, 7.500%, 3/15/2023 (a)(g) | 71 | 84135 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series Q, 5.850% (3 Month LIBOR USD + 3.090%), 09/15/2023 (a)(f)(g) | 6795 | 156353 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series R, 6.625% (3 Month LIBOR USD + 3.690%), 03/15/2024 (f)(g) | 5088 | 125826 |  |
| WesBanco, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series A, 6.750% (5 Year CMT Rate + 6.557%), 11/15/2025 (f)(g) | 5642 | 141727 |  |
| Wintrust Financial Corp. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series E, 6.875% (5 Year CMT Rate + 6.507%), 07/15/2025 (f)(g) | 6770 | 176358 |  |
|  |  | 5721101 |  |
| **Distribution & Wholesale - 1.8%** |  |  |  |
| WESCO International, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series A, 10.625% (5 Year CMT Rate + 10.325%), 06/22/2025 (a)(f)(g) | 7848 | 205775 |  |
| **Diversified Financial Services - 5.2%** |  |  |  |
| Air Lease Corp. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series A, 6.150% (3 Month LIBOR USD + 3.650%), 03/15/2024 (a)(f)(g) | 6770 | 162615 |  |
| B Riley Financial, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5.000%, 12/31/2026 (h) | 2821 | 59227 |  |
| Capital One Financial Corp. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series I, 5.000%, 12/01/2024 (a)(g) | 5712 | 102816 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series J, 4.800%, 06/01/2025 (a)(g) | 3432 | 59717 |  |
| Stifel Financial Corp. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series D, 4.500%, 08/15/2026 (g) | 3385 | 54668 |  |
| Synchrony Financial |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series A, 5.625%, 11/15/2024 (a)(g) | 9981 | 171174 |  |
|  |  | 610217 |  |
| **Electric - 9.6%** |  |  |  |
| Algonquin Power & Utilities Corp. (b) |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series 19-A, 6.200% (3 Month LIBOR USD + 4.010%), 07/01/2079 (f)(h) | 6770 | 144336 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6.875% (3 Month LIBOR USD + 3.677%), 10/17/2078 (f)(h) | 3385 | 77855 |  |
| CMS Energy Corp. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5.875%, 03/01/2079 (h) | 3385 | 75824 |  |
| Duke Energy Corp. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5.625%, 09/15/2078 (a)(h) | 6631 | 151187 |  |
| National Rural Utilities Cooperative Finance Corp. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series US, 5.500%, 05/15/2064 (a)(h) | 5642 | 135859 |  |
| SCE Trust III |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series H, 5.750% (3 Month LIBOR USD + 2.990%), 03/15/2024 (f)(g) | 5642 | 104603 |  |
| SCE Trust IV |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series J, 5.375% (3 Month LIBOR USD + 3.132%), 09/15/2025 (a)(f)(g) | 5642 | 102120 |  |
| SCE Trust V |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series K, 5.450% (3 Month LIBOR USD + 3.790%), 03/15/2026 (a)(f)(g) | 5642 | 109681 |  |
| Sempra Energy |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5.750%, 07/01/2079 (h) | 6770 | 146435 |  |
| The Southern Co. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series 2020, 4.950%, 01/30/2080 (h) | 3385 | 66481 |  |
|  |  | 1114381 |  |
| **Gas - 1.3%** |  |  |  |
| NiSource, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series B, 6.500% (5 Year CMT Rate + 3.632%), 03/15/2024 (a)(f)(g) | 6281 | 152566 |  |
| **Insurance - 17.3%** |  |  |  |
| American Equity Investment Life Holding Co. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series A, 5.950% (5 Year CMT Rate + 4.322%), 12/01/2024 (a)(f)(g) | 8396 | 168844 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series B, 6.625% (5 Year CMT Rate + 6.297%), 09/01/2025 (a)(f)(g) | 7908 | 177851 |  |
| Aspen Insurance Holdings Ltd. (b) |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; &nbsp;&nbsp;&nbsp;&nbsp;5.625% 10/01/2024 (g) | 3385 | 60964 |  |
| Athene Holding Ltd. (b) |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series A, 6.350% (3 Month LIBOR USD + 4.253%), 6/30/2029 (a)(f)(g) | 11267 | 241677 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series C, 6.375% (5 Year CMT Rate + 5.970%), 06/30/2025 (f)(g) | 4483 | 107323 |  |
| Brighthouse Financial, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series B, 6.750%, 06/25/2025 (a)(g) | 7908 | 182042 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6.250%, 09/15/2023 (a)(h) | 3832 | 96452 |  |
| Enstar Group Ltd. (b) |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series D, 7.000% (3 Month LIBOR USD + 4.015%), 09/01/2028 (a)(f)(g) | 6770 | 144878 |  |
| Equitable Holdings, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series A, 5.250%, 12/15/2024 (a)(g) | 5737 | 107913 |  |
| Kemper Corp. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5.875% (5 Year CMT Rate + 4.140%), 03/15/2062 (f)(h) | 5068 | 92998 |  |
| MetLife, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series E, 5.625%, 06/15/2023 (g) | 6270 | 144335 |  |
| Prudential Financial, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5.625%, 08/15/2058 (h) | 3257 | 79731 |  |
| The Allstate Corp. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5.100% (3 Month LIBOR USD + 3.165%), 01/15/2053 (f)(h) | 6770 | 167828 |  |
| Unum Group |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6.250%, 06/15/2058 (h) | 3385 | 81003 |  |
| Voya Financial, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series B, 5.350% (5 Year CMT Rate + 3.210%), 09/15/2029 (f)(g) | 7262 | 158239 |  |
|  |  | 2012078 |  |
| **Investment Companies - 0.6%** |  |  |  |
| Oaktree Capital Group LLC |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series B, 6.550%, 09/15/2023 (g) | 3385 | 72337 |  |
| **Pipelines - 3.8%** |  |  |  |
| Enbridge, Inc. (b) |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series B, 6.375% (3 Month LIBOR USD + 3.593%), 04/15/2078 (a)(f)(h) | 6701 | 163505 |  |
| Energy Transfer LP |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series E, 7.600% (3 Month LIBOR USD + 5.161%), 05/15/2024 (a)(f)(g) | 7908 | 173106 |  |
| NuStar Logistics LP |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10.813% (3 Month LIBOR USD + 6.734%), 01/15/2043 (f)(h) | 4326 | 104689 |  |
|  |  | 441300 |  |
| **Real Estate Investment Trusts - 10.9%** |  |  |  |
| AGNC Investment Corp. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series F, 6.125% (3 Month LIBOR USD + 4.697%), 04/15/2025 (f)(g) | 7904 | 152389 |  |
| Annaly Capital Management, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series F, 9.723% (3 Month LIBOR USD + 4.993%), 02/01/2023 (f)(g) | 3224 | 78601 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series I, 6.750% (3 Month LIBOR USD + 4.989%), 06/30/2024 (f)(g) | 3349 | 74884 |  |
| Arbor Realty Trust, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series F, 6.250% (SOFR + 5.440%), 10/12/2026 (f)(g) | 7852 | 142200 |  |
| Chimera Investment Corp. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series B, 8.000% (3 Month LIBOR USD + 5.791%), 03/30/2024 (f)(g) | 3958 | 78408 |  |
| Hudson Pacific Properties, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series C, 4.750%, 11/16/2026 (g) | 3257 | 40810 |  |
| KKR Real Estate Finance Trust, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series A, 6.500%, 04/16/2026 (a)(g) | 5752 | 94908 |  |
| MFA Financial, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series C, 6.500% (3 Month LIBOR USD + 5.345%), 03/31/2025 (f)(g) | 2775 | 48840 |  |
| Pebblebrook Hotel Trust |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series G, 6.375%, 05/13/2026 (a)(g) | 6770 | 123214 |  |
| Public Storage |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series M, 4.125%, 08/14/2025 (a)(g) | 1185 | 20394 |  |
| Sachem Capital Corp. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series A, 7.750%, 06/29/2026 (a)(g) | 6770 | 126938 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6.000%, 12/30/2026 (h) | 3257 | 63544 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6.875%, 12/30/2024 (a)(h) | 3257 | 76702 |  |
| Vornado Realty Trust |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series N, 5.250%, 11/24/2025 (a)(g) | 9032 | 146679 |  |
|  |  | 1268511 |  |
| **Retail - 0.2%** |  |  |  |
| Qurate Retail, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8.000%, 03/15/2031 (h) | 671 | 22989 |  |
| **Savings & Loans - 1.5%** |  |  |  |
| New York Community Bancorp, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series A., 6.375% (3 Month LIBOR USD + 3.821%), 03/17/2027 (f)(g) | 7861 | 170662 |  |
| **Telecommunications - 1.9%** |  |  |  |
| AT&T, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series A, 5.000%, 12/12/2024 (a)(g) | 1321 | 24240 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series C, 4.750%, 02/18/2025 (a)(g) | 1413 | 24643 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5.625%, 08/01/2067 (h) | 3257 | 73934 |  |
| Telephone and Data Systems, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Series UU, 6.625%, 03/31/2026 (a)(g) | 6770 | 99654 |  |
|  |  | 222471 |  |
| **TOTAL PREFERRED STOCKS (Cost $14,841,439)** |  | 12570693 |  |
| **MONEY MARKET FUNDS - 0.7%** | **MONEY MARKET FUNDS - 0.7%** |  |  |
| First American Government Obligations Fund - Class X, 4.08% (d) | 83084 | 83084 |  |
| **TOTAL MONEY MARKET FUNDS (Cost $83,084)** | **TOTAL MONEY MARKET FUNDS (Cost $83,084)** | 83084 |  |
|  | **Number of** |  |  |
|  | **Contracts (c)** |  | **Notional Value** |
| **PURCHASED OPTIONS - 0.4%** | **PURCHASED OPTIONS - 0.4%** |  |  |
| **PURCHASED PUT OPTIONS - 0.4%** |  |  |  |
| CBOE Mini S&P 500 Index |  |  |  |
| &nbsp;&nbsp;&nbsp; Expiration: January 2023, Exercise Price: $360 (i) | 81 | 14216 | $&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2916000 |
| &nbsp;&nbsp;&nbsp; Expiration: February 2023, Exercise Price: $350 (i) | 63 | 15183 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2205000 |
| &nbsp;&nbsp;&nbsp; Expiration: February 2023, Exercise Price: $360 (i) | 81 | 21465 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2916000 |
| **TOTAL PURCHASED OPTIONS (Cost $69,932)** |  | 50864 |  |
| TOTAL INVESTMENTS (Cost $15,025,017) - 109.4% |  | 12729709 |  |
| Other Assets and Liabilities, Net - (9.4)% |  | (1091207) |  |
| NET ASSETS - 100.0% |  | $11638502 |  |

---

---

| | |
|:---|:---|
| Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. |
| CBOE Chicago Board Options Exchange | CBOE Chicago Board Options Exchange |
| CMT Constant Maturity Treasury Rate | CMT Constant Maturity Treasury Rate |
| LIBOR London Interbank Offered Rate | LIBOR London Interbank Offered Rate |
| SOFR Secured Overnight Financing Rate | SOFR Secured Overnight Financing Rate |
| (a) | A portion or all of the security has been segregated or earmarked as collateral for written options. As of December 31, 2022, the value of these securities amounts to $4,686,257 or 40.3% of net assets. |
| (b) | Foreign issued security. |
| (c) | Each contract has a multiplier of 100. |
| (d) | The rate shown is the seven-day yield at period end. |
| (e) | To the extent the Fund invests more heavily in particular sectors or asset classes, its performance will be especially sensitive to developments that significantly affect those sectors or asset classes. |
| (f) | Variable rate securities. The coupon is based on a reference index and spread. The rate reported is the rate in effect as of December 31, 2022. |
| (g) | Perpetual security. Perpetual securities have no stated maturity date, but they may be called/redeemed by the issuer as of the date indicated. |
| (h) | Security may be called/redeemed by the issuer as of an earlier date. |
| (i) | Held in connection with a written option, see Schedule of Written Options for more detail. |

---

------

---

| | | | |
|:---|:---|:---|:---|
| **Preferred-Plus ETF** | **Preferred-Plus ETF** | **Preferred-Plus ETF** | **Preferred-Plus ETF** |
| **Schedule of Written Options** | **Schedule of Written Options** | **Schedule of Written Options** | **Schedule of Written Options** |
| December 31, 2022 (Unaudited) | December 31, 2022 (Unaudited) | December 31, 2022 (Unaudited) | December 31, 2022 (Unaudited) |
|  | **Number of** |  |  |
|  | **Contracts (a)** | **Value** | **Notional Value** |
| **WRITTEN OPTIONS - (10.2)%** |  |  |  |
| **WRITTEN PUT OPTIONS - (10.2)%** |  |  |  |
| CBOE Mini S&P 500 Index |  |  |  |
| &nbsp;&nbsp;&nbsp; Expiration: January 2023, Exercise Price: $440 | 81 | $441369 | $3564000 |
| &nbsp;&nbsp;&nbsp; Expiration: February 2023, Exercise Price: $435 | 63 | 309740 | 2740500 |
| &nbsp;&nbsp;&nbsp; Expiration: February 2023, Exercise Price: $440 | 81 | 439303 | 3564000 |
| **TOTAL WRITTEN OPTIONS (Premiums Received $1,184,830)** |  | $**1190412** |  |
| Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. |  |
| CBOE Chicago Board Options Exchange |  |  |  |

---

(a) Each contract has a multiplier of 100.

------

---

| |
|:---|
| **Fair Value Measurements** |
| Various inputs are used in determining the value of the Fund's investments. These inputs are summarized in three broad levels. Level 1 includes quoted prices in active markets for identical securities. Level 2 includes other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds and credit risk). Level 3 includes significant unobservable inputs (including the Fund's own assumptions in determining the fair value of investments). The level assigned to the securities valuations may not be an indication of the risk or liquidity associated with investing in those securities. |
| The Fund did not hold any investments during the period with significant unobservable inputs which would be classified as Level 3. |
| The following is a summary of the inputs used to value the Fund's investments carried at fair value as of December 31, 2022: |

---

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | Level 1 | Level 2 | Level 3 | Total |
| **Investments - Assets:** |  |  |  |  |
| Closed-End Funds | $25068 | $- | $- | $25068 |
| Money Market Funds | 83084 | - | - | 83084 |
| Preferred Stock\* | 12570693 | - | - | 12570693 |
| Purchased Options | - | 50864 | - | 50864 |
| **Total Investments - Assets** | $12678845 | $50864 | $- | $12729709 |
| **Other Financial Instruments - Liabilities:** |  |  |  |  |
| Written Put Options | $- | $1190412 | $- | $1190412 |
| \* See the Schedule of Investments for industry classifications. |  |  |  |  |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Listed Funds Trust

- **b. Investment Company Act file number:** 811-23226

- **c. CIK number of Registrant:** 0001683471

- **d. LEI of Registrant:** 549300C5D73JL0P1YC11

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 414-516-1681

**Item A.2. Information about the Series.**

- **a. Name of Series:** Preferred-Plus ETF

- **b. EDGAR series identifier (if any):** S000075509

- **c. LEI of Series:** 549300CO924GOKN2EE10

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-09-30

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $12845837.39

**Total Liabilities:** $1205577.74

**Net Assets:** $11640259.65

**Cash Not Reported:** $80273.94

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000234657 | -1.93%               | 7.91%                | -8.36%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $-519553.99                                |
| Month 2  | $-63621.49               | $529445.82                                 |
| Month 3  | $0.00                    | $-592527.22                                |

**Designated Index Information**

- **Index Name:** Innovative PP Blended Benchmark

- **Index Identifier:** IYBLEND02

### Schedule of Portfolio Investments

| Name                           | Title                                                         | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| OLD NATL BANCORP               | Old National Bancorp/IN                                       | CUSIP: 68003D303<br>LEI: 549300MMK90CL5KMVX16 | Long             | EP               | CORP              | US        |      6770 | NS      | $169859.30    | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| PACWEST BANCORP                | PacWest Bancorp                                               | CUSIP: 695263202<br>LEI: 549300YI8VMFO7G36V04 | Long             | EP               | CORP              | US        |      6372 | NS      | $159300.00    | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| PEBBLEBROOK HOTEL TRUST        | Pebblebrook Hotel Trust                                       | CUSIP: 70509V803<br>LEI: 5493004Q1NNH6JXCSI52 | Long             | EP               | CORP              | US        |      6770 | NS      | $123214.00    | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| PRUDENTIAL FINANCIAL INC       | Prudential Financial Inc                                      | CUSIP: 744320805<br>LEI: 5PRBRS5FEH7NREC8OR45 | Long             | EP               | CORP              | US        |      3257 | NS      | $79731.36     | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE                 | Public Storage                                                | CUSIP: 74460W537<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EP               | CORP              | US        |      1185 | NS      | $20393.85     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| QURATE RETAIL INC              | Qurate Retail Inc                                             | CUSIP: 74915M308<br>LEI: 549300PSXEKU4PHLCR04 | Long             | EP               | CORP              | US        |       671 | NS      | $22988.46     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| REGIONS FINANCIAL CORP         | Regions Financial Corp                                        | CUSIP: 7591EP506<br>LEI: CW05CS5KW59QTC0DG824 | Long             | EP               | CORP              | US        |      6701 | NS      | $160756.99    | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| REGIONS FINANCIAL CORP         | Regions Financial Corp                                        | CUSIP: 7591EP704<br>LEI: CW05CS5KW59QTC0DG824 | Long             | EP               | CORP              | US        |      6770 | NS      | $154220.60    | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| SCE TRUST III                  | SCE Trust III                                                 | CUSIP: 78409B207<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      5642 | NS      | $104602.68    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| SCE TRUST IV                   | SCE Trust IV                                                  | CUSIP: 78409G206<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      5642 | NS      | $102120.20    | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| SCE TRUST V                    | SCE Trust V                                                   | CUSIP: 78409W201<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      5642 | NS      | $109680.48    | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| SACHEM CAPITAL CORP            | Sachem Capital Corp                                           | CUSIP: 78590A307<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      3257 | NS      | $76702.35     | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| SACHEM CAPITAL C               | Sachem Capital Corp                                           | CUSIP: 78590A505<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      6770 | NS      | $126937.50    | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| SACHEM CAPITAL CORP            | Sachem Capital Corp                                           | CUSIP: 78590A604<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      3257 | NS      | $63544.07     | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| SEMPRA ENERGY                  | Sempra Energy                                                 | CUSIP: 816851604<br>LEI: PBBKGKLRK5S5C0Y4T545 | Long             | EP               | CORP              | US        |      6770 | NS      | $146435.10    | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| SOUTHERN CO                    | Southern Co/The                                               | CUSIP: 842587800<br>LEI: 549300FC3G3YU2FBZD92 | Long             | EP               | CORP              | US        |      3385 | NS      | $66481.40     | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| STATE STREET CORP              | State Street Corp                                             | CUSIP: 857477608<br>LEI: 549300ZFEEJ2IP5VME73 | Long             | EP               | CORP              | US        |      5642 | NS      | $135972.20    | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| STATE STREET CORP              | State Street Corp                                             | CUSIP: 857477855<br>LEI: 549300ZFEEJ2IP5VME73 | Long             | EP               | CORP              | US        |      4443 | NS      | $104454.93    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| STIFEL FINANCIAL CORP          | Stifel Financial Corp                                         | CUSIP: 860630862<br>LEI: 549300E5F07FE5GHJX84 | Long             | EP               | CORP              | US        |      3385 | NS      | $54667.75     | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| SYNOVUS FINANCIAL CORP         | Synovus Financial Corp                                        | CUSIP: 87161C600<br>LEI: 549300EIUS8UN5JTLE54 | Long             | EP               | CORP              | US        |      7883 | NS      | $187930.72    | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| SYNOVUS FINANCIAL CORP         | Synovus Financial Corp                                        | CUSIP: 87161C709<br>LEI: 549300EIUS8UN5JTLE54 | Long             | EP               | CORP              | US        |     11108 | NS      | $241599.00    | 2.08%             |  |  |  | No            |                  1 | On Loan: No      |
| SYNCHRONY FINANCIAL            | Synchrony Financial                                           | CUSIP: 87165B202<br>LEI: 549300RS7EWPM9MA6C78 | Long             | EP               | CORP              | US        |      9981 | NS      | $171174.15    | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| TELEPHONE & DATA SYS           | Telephone and Data Systems Inc                                | CUSIP: 879433787<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      6770 | NS      | $99654.40     | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN EQUITY INVESTME       | American Equity Investment Life Holding Co                    | CUSIP: 025676503<br>LEI: 549300RK5RZQ740FPL83 | Long             | EP               | CORP              | US        |      8396 | NS      | $168843.56    | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN EQUITY INVESTME       | American Equity Investment Life Holding Co                    | CUSIP: 025676602<br>LEI: 549300RK5RZQ740FPL83 | Long             | EP               | CORP              | US        |      7908 | NS      | $177850.92    | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| ANNALY CAPITAL MGMT            | Annaly Capital Management Inc                                 | CUSIP: 035710847<br>LEI: 2DTL0G3FPRYUT58TI025 | Long             | EP               | CORP              | US        |      3349 | NS      | $74883.64     | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| ANNALY CAPITAL MGMT            | Annaly Capital Management Inc                                 | CUSIP: 035710870<br>LEI: 2DTL0G3FPRYUT58TI025 | Long             | EP               | CORP              | US        |      3224 | NS      | $78601.12     | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| ARBOR REALTY TRUST INC         | Arbor Realty Trust Inc                                        | CUSIP: 038923850<br>LEI: 549300ASFUWYQO0RW077 | Long             | EP               | CORP              | US        |      7852 | NS      | $142199.72    | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| ATHENE HOLDING LTD             | Athene Holding Ltd                                            | CUSIP: 04686J309<br>LEI: 549300H316CT32FQXI76 | Long             | EP               | CORP              | BM        |      4483 | NS      | $107323.02    | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| B RILEY FINANCIAL INC          | B Riley Financial Inc                                         | CUSIP: 05580M793<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      2821 | NS      | $59226.90     | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORP           | Bank of America Corp                                          | CUSIP: 060505195<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               | CORP              | US        |      6642 | NS      | $154094.40    | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORP           | Bank of America Corp                                          | CUSIP: 06055H202<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               | CORP              | US        |      6770 | NS      | $131676.50    | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORP           | Bank of America Corp                                          | CUSIP: 06055H871<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               | CORP              | US        |      5098 | NS      | $95893.38     | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| BRIGHTHOUSE FINANCIAL IN       | Brighthouse Financial Inc                                     | CUSIP: 10922N202<br>LEI: 5493003T8SZSHOGGAW52 | Long             | EP               | CORP              | US        |      3832 | NS      | $96451.44     | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| BRIGHTHOUSE FINANCIAL IN       | Brighthouse Financial Inc                                     | CUSIP: 10922N509<br>LEI: 5493003T8SZSHOGGAW52 | Long             | EP               | CORP              | US        |      7908 | NS      | $182042.16    | 1.56%             |  |  |  | No            |                  1 | On Loan: No      |
| CHS INC                        | CHS Inc                                                       | CUSIP: 12542R506<br>LEI: XEIEFTLYDQ1MZ6TZV015 | Long             | EP               | CORP              | US        |      4443 | NS      | $108098.19    | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| CHS INC                        | CHS Inc                                                       | CUSIP: 12542R803<br>LEI: XEIEFTLYDQ1MZ6TZV015 | Long             | EP               | CORP              | US        |      5156 | NS      | $133901.32    | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| CMS ENERGY CORP                | CMS Energy Corp                                               | CUSIP: 125896845<br>LEI: 549300IA9XFBAGNIBW29 | Long             | EP               | CORP              | US        |      3385 | NS      | $75824.00     | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| CAPITAL ONE FINANCIAL CO       | Capital One Financial Corp                                    | CUSIP: 14040H782<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | EP               | CORP              | US        |      3432 | NS      | $59716.80     | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| CAPITAL ONE FINANCIAL CO       | Capital One Financial Corp                                    | CUSIP: 14040H824<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | EP               | CORP              | US        |      5712 | NS      | $102816.00    | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| CHIMERA INVESTMENT CORP        | Chimera Investment Corp                                       | CUSIP: 16934Q406<br>LEI: 2JBBQFJOL123LOUBE657 | Long             | EP               | CORP              | US        |      3958 | NS      | $78407.98     | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIGROUP INC                  | Citigroup Inc                                                 | CUSIP: 172967341<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EP               | CORP              | US        |     11259 | NS      | $281812.77    | 2.42%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIGROUP INC                  | Citigroup Inc                                                 | CUSIP: 172967358<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EP               | CORP              | US        |      6770 | NS      | $170333.20    | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIGROUP CAPITAL XIII         | Citigroup Capital XIII                                        | CUSIP: 173080201<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      4631 | NS      | $131520.40    | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIZENS FINANCIAL GROUP       | Citizens Financial Group Inc                                  | CUSIP: 174610204<br>LEI: 2138004JDDA4ZQUPFW65 | Long             | EP               | CORP              | US        |      6770 | NS      | $159095.00    | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Cohen & Steers Limited Duratio | Cohen & Steers Limited Duration Preferred and Income Fund Inc | CUSIP: 19248C105<br>LEI: FB4GVFNX9R92BO4AY061 | Long             | EC               | RF                | US        |      1318 | NS      | $25068.36     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| CONNECTONE BANCORP INC         | ConnectOne Bancorp Inc                                        | CUSIP: 20786W503<br>LEI: 549300E2M5ZYAZKUK134 | Long             | EP               | CORP              | US        |      5632 | NS      | $114836.48    | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| DIME COMMUNITY BANCSHARE       | Dime Community Bancshares Inc                                 | CUSIP: 25432X201<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      6770 | NS      | $125041.90    | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| DUKE ENERGY CORP               | Duke Energy Corp                                              | CUSIP: 26441C402<br>LEI: I1BZKREC126H0VB1BL91 | Long             | EP               | CORP              | US        |      6631 | NS      | $151186.80    | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| ENBRIDGE INC                   | Enbridge Inc                                                  | CUSIP: 29250N477<br>LEI: 98TPTUM4IVMFCZBCUR27 | Long             | EP               | CORP              | CA        |      6701 | NS      | $163504.40    | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| AGNC INVESTMENT CORP           | AGNC Investment Corp                                          | CUSIP: 00123Q872<br>LEI: 5TRACI5HRMELWV32OF39 | Long             | EP               | CORP              | US        |      7904 | NS      | $152389.12    | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| AT&T INC                       | AT&T Inc                                                      | CUSIP: 00206R409<br>LEI: 549300Z40J86GGSTL398 | Long             | EP               | CORP              | US        |      3257 | NS      | $73933.90     | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| AT&T INC                       | AT&T Inc                                                      | CUSIP: 00206R508<br>LEI: 549300Z40J86GGSTL398 | Long             | EP               | CORP              | US        |      1321 | NS      | $24240.35     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| AT&T INC                       | AT&T Inc                                                      | CUSIP: 00206R706<br>LEI: 549300Z40J86GGSTL398 | Long             | EP               | CORP              | US        |      1413 | NS      | $24642.72     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| AIR LEASE CORP                 | Air Lease Corp                                                | CUSIP: 00912X500<br>LEI: 5493004NW4M4P8TMMK63 | Long             | EP               | CORP              | US        |      6770 | NS      | $162615.40    | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| ALGONQUIN PWR & UTILITY        | Algonquin Power & Utilities Corp                              | CUSIP: 015857709<br>LEI: 549300K5VIUTJXQL7X75 | Long             | EP               | CORP              | CA        |      3385 | NS      | $77855.00     | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| ALGONQUIN PWR & UTILITY        | Algonquin Power & Utilities Corp                              | CUSIP: 015857808<br>LEI: 549300K5VIUTJXQL7X75 | Long             | EP               | CORP              | CA        |      6770 | NS      | $144336.40    | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| ALLSTATE CORP                  | Allstate Corp/The                                             | CUSIP: 020002309<br>LEI: OBT0W1ED8G0NWVOLOJ77 | Long             | EP               | CORP              | US        |      6770 | NS      | $167828.30    | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| TRUIST FINANCIAL CORP          | Truist Financial Corp                                         | CUSIP: 89832Q695<br>LEI: 549300DRQQI75D2JP341 | Long             | EP               | CORP              | US        |      7208 | NS      | $137600.72    | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| US BANCORP                     | US Bancorp                                                    | CUSIP: 902973759<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EP               | CORP              | US        |      6770 | NS      | $151038.70    | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| UNUM GROUP                     | Unum Group                                                    | CUSIP: 91529Y601<br>LEI: 549300E32YFDO6TZ8R31 | Long             | EP               | CORP              | US        |      3385 | NS      | $81003.05     | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| VORNADO REALTY TRUST           | Vornado Realty Trust                                          | CUSIP: 929042810<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      9032 | NS      | $146679.68    | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| VOYA FINANCIAL INC             | Voya Financial Inc                                            | CUSIP: 929089209<br>LEI: 549300T065Z4KJ686G75 | Long             | EP               | CORP              | US        |      7262 | NS      | $158238.98    | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| WELLS FARGO & COMPANY          | Wells Fargo & Co                                              | CUSIP: 949746465<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               | CORP              | US        |      5088 | NS      | $125826.24    | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| WELLS FARGO & COMPANY          | Wells Fargo & Co                                              | CUSIP: 949746556<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               | CORP              | US        |      6795 | NS      | $156352.95    | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| WELLS FARGO & COMPANY          | Wells Fargo & Co                                              | CUSIP: 949746804<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               | CORP              | US        |        71 | NS      | $84135.00     | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| WESBANCO INC                   | WesBanco Inc                                                  | CUSIP: 950810705<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      5642 | NS      | $141727.04    | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| WESCO INTERNATIONAL INC        | WESCO International Inc                                       | CUSIP: 95082P303<br>LEI: 529900TXOGREY3WNJ434 | Long             | EP               | CORP              | US        |      7848 | NS      | $205774.56    | 1.77%             |  |  |  | No            |                  1 | On Loan: No      |
| WINTRUST FINANCIAL CORP        | Wintrust Financial Corp                                       | CUSIP: 97650W504<br>LEI: Q774KI4AW80FHFW33O61 | Long             | EP               | CORP              | US        |      6770 | NS      | $176358.50    | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| ASPEN INSURANCE HLDG LTD       | Aspen Insurance Holdings Ltd                                  | CUSIP: EP0575472<br>LEI: 549300YX6HECG9XQCQ75 | Long             | EP               | CORP              | BM        |      3385 | NS      | $60963.85     | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| ATHENE HOLDING LTD             | Athene Holding Ltd                                            | CUSIP: EP0572651<br>LEI: 549300H316CT32FQXI76 | Long             | EP               | CORP              | BM        |     11267 | NS      | $241677.15    | 2.08%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | CBOE MIN PUT OPT 12/22 350                                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        63 | NC      | $1764.00      | 0.02%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | CBOE MIN PUT OPT 01/23 360                                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        81 | NC      | $14215.50     | 0.12%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | CBOE MIN PUT OPT 01/23 440                                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -81 | NC      | $-441369.00   | -3.79%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | CBOE MIN PUT OPT 02/23 360                                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        81 | NC      | $21465.00     | 0.18%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | CBOE MIN PUT OPT 02/23 440                                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -81 | NC      | $-439303.50   | -3.77%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | CBOE MIN PUT OPT 02/23 350                                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        63 | NC      | $15183.00     | 0.13%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | CBOE MIN PUT OPT 02/23 435                                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -63 | NC      | $-309739.50   | -2.66%            |  |  |  | No            |                  2 | On Loan: No      |
| ENERGY TRANSFER LP             | Energy Transfer LP                                            | CUSIP: 29273V605<br>LEI: MTLVN9N7JE8MIBIJ1H73 | Long             | EP               | CORP              | US        |      7908 | NS      | $173106.12    | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| ENSTAR GROUP LTD               | Enstar Group Ltd                                              | CUSIP: 29359U109<br>LEI: 213800AMAL5QFXVUCN04 | Long             | EP               | CORP              | BM        |      6770 | NS      | $144878.00    | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| EQUITABLE HOLDINGS INC         | Equitable Holdings Inc                                        | CUSIP: 29452E200<br>LEI: 549300FIBAKMNHPZ4009 | Long             | EP               | CORP              | US        |      5737 | NS      | $107912.97    | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| FIFTH THIRD BANCORP            | Fifth Third Bancorp                                           | CUSIP: 316773605<br>LEI: THRNG6BD57P9QWTQLG42 | Long             | EP               | CORP              | US        |      7030 | NS      | $172375.60    | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| FIFTH THIRD BANCORP            | Fifth Third Bancorp                                           | CUSIP: 316773860<br>LEI: THRNG6BD57P9QWTQLG42 | Long             | EP               | CORP              | US        |      4504 | NS      | $89539.52     | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Government Obli | First American Government Obligations Fund                    | CUSIP: 31846V336<br>LEI: 549300R5MYM6VZF1RM44 | Long             | STIV             | RF                | US        |     54977 | NS      | $54977.24     | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST CITIZENS BANCSHARE       | First Citizens BancShares Inc/NC                              | CUSIP: 319626305<br>LEI: 549300N3Z00ZHE2XC526 | Long             | EP               | CORP              | US        |      5068 | NS      | $98724.64     | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST REPUBLIC BANK            | First Republic Bank/CA                                        | CUSIP: 336158803<br>LEI: YWC0TIKBQM2JV8L4IV08 | Long             | EP               | CORP              | US        |      3385 | NS      | $71762.00     | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| FORD MOTOR COMPANY             | Ford Motor Co                                                 | CUSIP: 345370837<br>LEI: 20S05OYHG0MQM4VUIC57 | Long             | EP               | CORP              | US        |      7908 | NS      | $169310.28    | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| FORD MOTOR COMPANY             | Ford Motor Co                                                 | CUSIP: 345370845<br>LEI: 20S05OYHG0MQM4VUIC57 | Long             | EP               | CORP              | US        |      6642 | NS      | $144994.86    | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| GOLDMAN SACHS GROUP INC        | Goldman Sachs Group Inc/The                                   | CUSIP: 38145G308<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EP               | CORP              | US        |      6770 | NS      | $166880.50    | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| GOLDMAN SACHS GROUP INC        | Goldman Sachs Group Inc/The                                   | CUSIP: 38148B108<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EP               | CORP              | US        |      1352 | NS      | $33489.04     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| HUDSON PACIFIC PROPERTIE       | Hudson Pacific Properties Inc                                 | CUSIP: 444097307<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      3257 | NS      | $40810.21     | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMORGAN CHASE & CO            | JPMorgan Chase & Co                                           | CUSIP: 48128B549<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EP               | CORP              | US        |      5068 | NS      | $95481.12     | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMORGAN CHASE & CO            | JPMorgan Chase & Co                                           | CUSIP: 48128B648<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EP               | CORP              | US        |      5088 | NS      | $125978.88    | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMORGAN CHASE & CO            | JPMorgan Chase & Co                                           | CUSIP: 48128B655<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EP               | CORP              | US        |     10180 | NS      | $238110.20    | 2.05%             |  |  |  | No            |                  1 | On Loan: No      |
| KKR REAL ESTATE FIN            | KKR Real Estate Finance Trust Inc                             | CUSIP: 48251K209<br>LEI: 549300K23AYZDZ2REL62 | Long             | EP               | CORP              | US        |      5752 | NS      | $94908.00     | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| KEMPER CORP                    | Kemper Corp                                                   | CUSIP: 488401308<br>LEI: 549300FNI1JKTRY2PV09 | Long             | EP               | CORP              | US        |      5068 | NS      | $92997.80     | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| KEYCORP                        | KeyCorp                                                       | CUSIP: 493267702<br>LEI: RKPI3RZGV1V1FJTH5T61 | Long             | EP               | CORP              | US        |      5642 | NS      | $130781.56    | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| KEYCORP                        | KeyCorp                                                       | CUSIP: 493267843<br>LEI: RKPI3RZGV1V1FJTH5T61 | Long             | EP               | CORP              | US        |      6117 | NS      | $150050.01    | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| MFA FINANCIAL INC              | MFA Financial Inc                                             | CUSIP: 55272X508<br>LEI: YW72IMH2RRC8Z1TGLG58 | Long             | EP               | CORP              | US        |      2775 | NS      | $48840.00     | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| METLIFE INC                    | MetLife Inc                                                   | CUSIP: 59156R876<br>LEI: C4BXATY60WC6XEOZDX54 | Long             | EP               | CORP              | US        |      6270 | NS      | $144335.40    | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| MIDLAND STATES BANCORP         | Midland States Bancorp Inc                                    | CUSIP: 597742303<br>LEI: 5493006RHXW9TTBWYC94 | Long             | EP               | CORP              | US        |      2039 | NS      | $52952.83     | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY                 | Morgan Stanley                                                | CUSIP: 61762V200<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               | CORP              | US        |      6156 | NS      | $154823.40    | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY                 | Morgan Stanley                                                | CUSIP: 61762V606<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               | CORP              | US        |      7862 | NS      | $180904.62    | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY                 | Morgan Stanley                                                | CUSIP: 61762V853<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               | CORP              | US        |      5301 | NS      | $133850.25    | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY                 | Morgan Stanley                                                | CUSIP: 61763E207<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               | CORP              | US        |      6964 | NS      | $173960.72    | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| NATIONAL RURAL UTIL COOP       | National Rural Utilities Cooperative Finance Corp             | CUSIP: 637432105<br>LEI: 4NYF266XZC35SCTGX023 | Long             | EP               | CORP              | US        |      5642 | NS      | $135859.36    | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| NY COMMUNITY BANCORP INC       | New York Community Bancorp Inc                                | CUSIP: 649445202<br>LEI: 529900HVXOTLY61GL030 | Long             | EP               | CORP              | US        |      7861 | NS      | $170662.31    | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| NISOURCE INC                   | NiSource Inc                                                  | CUSIP: 65473P881<br>LEI: 549300D8GOWWH0SJB189 | Long             | EP               | CORP              | US        |      6281 | NS      | $152565.49    | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| NUSTAR LOGISTICS LP            | NuStar Logistics LP                                           | CUSIP: 67059T204<br>LEI: N62BF2PKP51FIIOIUN20 | Long             | EP               | CORP              | US        |      4326 | NS      | $104689.20    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| OAKTREE CAPITAL GRP LLC        | Oaktree Capital Group LLC                                     | CUSIP: 674001409<br>LEI: 254900T1ODNFOK2L6090 | Long             | EP               | CORP              | US        |      3385 | NS      | $72337.45     | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-24

**Name of Applicant:** Listed Funds Trust

**Signature:** /s/Travis Babich

**Name of Signer:** Travis Babich

**Title:** Treasurer