# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0000910472-26-007306
**Filing Date:** 2026-5
**Character Count:** 16165
**Document Hash:** 9c57e4a776e90b8d401909a259cdd247
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-26-007306.hdr.sgml**: 20260527

**ACCESSION NUMBER**: 0000910472-26-007306

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260527

**DATE AS OF CHANGE**: 20260526

**PERIOD START**: 20260331

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 261021323

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### USA Mutuals Vice Fund (Series ID: S000070210)

| Class ID   | Class Name                                | Ticker Symbol   |
|:---|:---|:---|
| C000223274 | USA Mutuals Vice Fund Class A             | VICAX           |
| C000223275 | USA Mutuals Vice Fund Institutional Class | VICVX           |
| C000223276 | USA Mutuals Vice Fund Investor Class      | VICEX           |
| C000223277 | USA Mutuals Vice Fund Class C             | VICCX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** USA Mutuals Vice Fund

- **b. EDGAR series identifier (if any):** S000070210

- **c. LEI of Series:** 5493000SV0I7TM6ZCV82

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-03-31

- **b. Date as of which information is reported:** 2026-03-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $51138246.20

**Total Liabilities:** $305628.57

**Net Assets:** $50832617.63

**Cash Not Reported:** $626214.34

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000223274 | 6.37%                | 3.13%                | -8.11%               |
| Class ID C000223275 | 6.40%                | 3.15%                | -8.07%               |
| Class ID C000223276 | 6.39%                | 3.13%                | -8.10%               |
| Class ID C000223277 | 6.30%                | 3.10%                | -8.17%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $1157060.00              | $2205826.10                                |
| Month 2  | $27.32                   | $1745570.58                                |
| Month 3  | $-193430.80              | $-4444404.81                               |

### Schedule of Portfolio Investments

| Name                              | Title                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   | Fair Value Level   | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| AeroVironment, Inc.               | AEROVIRONMENT IN         | CUSIP: 008073108<br>LEI: 529900PGHVI29YLZ6221 | Long             | EC               | CORP              | US        |      2000 | NS      | $366100.00    | 0.72%             |  |  |  | No            | 1                  | On Loan: No      |
| Alibaba Group Holding Ltd.        | ALIBABA GRP-ADR          | CUSIP: 01609W102<br>LEI: 5493001NTNQJDH60PM02 | Long             | EC               | CORP              | KY        |     13000 | NS      | $1630980.00   | 3.21%             |  |  |  | No            | 1                  | On Loan: No      |
| Altria Group, Inc.                | ALTRIA GROUP INC         | CUSIP: 02209S103<br>LEI: XSGZFLO9YTNO9VCQV219 | Long             | EC               | CORP              | US        |     35000 | NS      | $2309650.00   | 4.54%             |  |  |  | No            | 1                  | On Loan: No      |
| BAE Systems PLC                   | BAE SYSTEMS PLC          | CUSIP: G06940103<br>LEI: 8SVCSVKSGDWMW2QHOH83 | Long             | EC               | CORP              | GB        |    160975 | NS      | $4687309.74   | 9.22%             |  |  |  | No            | 1                  | On Loan: No      |
| Anheuser-Busch Inbev SA/NV        | ANHEUSER-SPN ADR         | CUSIP: 03524A108<br>LEI: 5493008H3828EMEXB082 | Long             | EC               | CORP              | BE        |     35000 | NS      | $2427950.00   | 4.78%             |  |  |  | No            | 1                  | On Loan: —       |
| Boeing Co.                        | BOEING CO/THE            | CUSIP: 097023105<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EC               | CORP              | US        |      3000 | NS      | $597090.00    | 1.17%             |  |  |  | No            | 1                  | On Loan: No      |
| British American Tobacco PLC      | BRIT AMER TO-ADR         | CUSIP: 110448107<br>LEI: 213800FKA5MF17RJKT63 | Long             | EC               | CORP              | GB        |     53000 | NS      | $3098910.00   | 6.10%             |  |  |  | No            | 1                  | On Loan: No      |
| Canopy Growth Corporation         | CANOPY GROWTH CO         | CUSIP: 138035704<br>LEI: 529900CSD7NH1UBC9X07 | Long             | EC               | CORP              | CA        |    300000 | NS      | $284760.00    | 0.56%             |  |  |  | No            | 1                  | On Loan: —       |
| Constellation Brands, Inc.        | CONSTELLATION-A          | CUSIP: 21036P108<br>LEI: 5493005GKEG8QCVY7037 | Long             | EC               | CORP              | US        |      2500 | NS      | $375000.00    | 0.74%             |  |  |  | No            | 1                  | On Loan: No      |
| Core Natural Resources Inc.       | CORE NATURAL RES         | CUSIP: 218937100<br>LEI: 549300YJCTPJBTK7IJ81 | Long             | EC               | CORP              | US        |     12000 | NS      | $1256760.00   | 2.47%             |  |  |  | No            | 1                  | On Loan: No      |
| Cronos Group Inc                  | CRONOS GROUP INC         | CUSIP: 22717L101<br>LEI: 549300CWB04E8UOTWX71 | Long             | EC               | CORP              | CA        |    480000 | NS      | $1204800.00   | 2.37%             |  |  |  | No            | 1                  | On Loan: No      |
| Diageo PLC                        | DIAGEO PLC-ADR           | CUSIP: 25243Q205<br>LEI: 213800ZVIELEA55JMJ32 | Long             | EC               | CORP              | GB        |     24500 | NS      | $1824025.00   | 3.59%             |  |  |  | No            | 1                  | On Loan: No      |
| DraftKings Inc.                   | DRAFTKINGS INC           | CUSIP: 26142V105<br>LEI: 2549006G33IUL6IVOD83 | Long             | EC               | CORP              | US        |     10000 | NS      | $216200.00    | 0.43%             |  |  |  | No            | 1                  | On Loan: No      |
| N/A                               | FIRST AM GOVT OB FD CL X | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             |  | US        |         0 | NS      | $0.00         | 0.00%             |  |  |  | No            | N/A                | On Loan: No      |
| Gaming and Leisure Properties Inc | GAMING AND LEISU         | CUSIP: 36467J108<br>LEI: 5493006GWRDBCZYWTM57 | Long             | EC               | CORP              | US        |     28322 | NS      | $1256647.14   | 2.47%             |  |  |  | No            | 1                  | On Loan: No      |
| Carlsberg A/S                     | CARLSBERG-B              | CUSIP: K36628137<br>LEI: 5299001O0WJQYB5GYZ19 | Long             | EC               | CORP              | DK        |     15000 | NS      | $1864057.48   | 3.67%             |  |  |  | No            | 1                  | On Loan: No      |
| Hecla Mining Company              | HECLA MINING CO          | CUSIP: 422704106<br>LEI: 5493009Y6HOBZD1QD537 | Long             | EC               | CORP              | US        |     60000 | NS      | $1117800.00   | 2.20%             |  |  |  | No            | 1                  | On Loan: No      |
| Howmet Aerospace Inc              | HOWMET AEROSPACE         | CUSIP: 443201108<br>LEI: 549300HO5WFZUT5N2T22 | Long             | EC               | CORP              | US        |      7000 | NS      | $1613220.00   | 3.17%             |  |  |  | No            | 1                  | On Loan: No      |
| Pernod Ricard SA                  | PERNOD RICARD SA         | CUSIP: F72027109<br>LEI: 52990097YFPX9J0H5D87 | Long             | EC               | CORP              | FR        |     16500 | NS      | $1224722.61   | 2.41%             |  |  |  | No            | 1                  | On Loan: No      |
| JD.com Inc.                       | JD.COM INC-ADR           | CUSIP: 47215P106<br>LEI: 549300HVTWB0GJZ16V92 | Long             | EC               | CORP              | KY        |     15000 | NS      | $443550.00    | 0.87%             |  |  |  | No            | 1                  | On Loan: No      |
| Lockheed Martin Corporation       | LOCKHEED MARTIN          | CUSIP: 539830109<br>LEI: DPRBOZP0K5RM2YE8UU08 | Long             | EC               | CORP              | US        |      2000 | NS      | $1208780.00   | 2.38%             |  |  |  | No            | 1                  | On Loan: No      |
| MGM Resorts International         | MGM RESORTS INTE         | CUSIP: 552953101<br>LEI: 54930066VBP7DZEGGJ87 | Long             | EC               | CORP              | US        |     15000 | NS      | $555150.00    | 1.09%             |  |  |  | No            | 1                  | On Loan: No      |
| Marvell Technology Inc            | MARVELL TECHNOLO         | CUSIP: 573874104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10000 | NS      | $990500.00    | 1.95%             |  |  |  | No            | 1                  | On Loan: No      |
| Galaxy Entertainment Group Ltd.   | GALAXY ENTERTAIN         | CUSIP: Y2679D118<br>LEI: 549300ZSEBV3HR826S10 | Long             | EC               | CORP              | HK        |    305000 | NS      | $1361436.96   | 2.68%             |  |  |  | No            | 1                  | On Loan: No      |
| Northrop Grumman Corporation      | NORTHROP GRUMMAN         | CUSIP: 666807102<br>LEI: RIMU48P07456QXSO0R61 | Long             | EC               | CORP              | US        |      4000 | NS      | $2728960.00   | 5.37%             |  |  |  | No            | 1                  | On Loan: No      |
| PENN Entertainment Inc            | PENN ENTERTAINME         | CUSIP: 707569109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     30000 | NS      | $450900.00    | 0.89%             |  |  |  | No            | 1                  | On Loan: No      |
| Philip Morris International Inc.  | PHILIP MORRIS IN         | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |     21500 | NS      | $3554810.00   | 6.99%             |  |  |  | No            | 1                  | On Loan: No      |
| Poet Technologies Inc             | POET TECHNOLOGIE         | CUSIP: 73044W302<br>LEI: 529900HTWKO62IAAQD05 | Long             | EC               | CORP              | CA        |    100000 | NS      | $594000.00    | 1.17%             |  |  |  | No            | 1                  | On Loan: No      |
| RTX Corp.                         | RTX CORP                 | CUSIP: 75513E101<br>LEI: I07WOS4YJ0N7YRFE7309 | Long             | EC               | CORP              | US        |     18458 | NS      | $3560548.20   | 7.00%             |  |  |  | No            | 1                  | On Loan: No      |
| Regeneron Pharmaceuticals, Inc.   | REGENERON PHARM          | CUSIP: 75886F107<br>LEI: 549300RCBFWIRX3HYQ56 | Long             | EC               | CORP              | US        |       500 | NS      | $386320.00    | 0.76%             |  |  |  | No            | 1                  | On Loan: No      |
| Heineken N.V.                     | HEINEKEN NV              | CUSIP: N39427211<br>LEI: 724500K5PTPSST86UQ23 | Long             | EC               | CORP              | NL        |     30000 | NS      | $2298890.43   | 4.52%             |  |  |  | No            | 1                  | On Loan: No      |
| Tesla Inc                         | TESLA INC                | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |      2000 | NS      | $743500.00    | 1.46%             |  |  |  | No            | 1                  | On Loan: No      |
| US BANK MMDA                      | US BANK MMDA- MMDAFS4    | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             |  | US        |    463080 | PA      | $463079.54    | 0.91%             |  |  |  | No            | 1                  | On Loan: No      |
| Wynn Resorts Limited              | WYNN RESORTS LTD         | CUSIP: 983134107<br>LEI: 254900CEKKWIHTEAB172 | Long             | EC               | CORP              | US        |      3000 | NS      | $304650.00    | 0.60%             |  |  |  | No            | 1                  | On Loan: No      |
| Wynn Macau Ltd.                   | WYNN MACAU LTD           | CUSIP: G98149100<br>LEI: 254900NMDQ8ENTHU1I31 | Long             | EC               | CORP              | KY        |    474600 | NS      | $330483.69    | 0.65%             |  |  |  | No            | 1                  | On Loan: No      |
| Sands China Ltd.                  | SANDS CHINA LTD          | CUSIP: G7800X107<br>LEI: 549300EVO6UZDGY05787 | Long             | EC               | CORP              | KY        |    300000 | NS      | $630916.03    | 1.24%             |  |  |  | No            | 1                  | On Loan: No      |
| Evolution AB                      | EVOLUTION AB             | CUSIP: W3287P115<br>LEI: 549300SUH6ZR1RF6TA88 | Long             | EC               | CORP              | SE        |     22500 | NS      | $1390652.10   | 2.74%             |  |  |  | Yes           | 1                  | On Loan: No      |
| Flutter Entertainment PLC         | FLUTTER ENTER-DI         | CUSIP: G3643J108<br>LEI: 635400EG4YIJLJMZJ782 | Long             | EC               | CORP              | IE        |      5000 | NS      | $509750.00    | 1.00%             |  |  |  | No            | 1                  | On Loan: No      |
| Gambling.Com Group Limited        | GAMBLING.COM GRO         | CUSIP: G3R239101<br>LEI: 254900PUNXQ3N26IMU63 | Long             | EC               | CORP              | JE        |     75000 | NS      | $291000.00    | 0.57%             |  |  |  | No            | 1                  | On Loan: No      |

### Signature

**Date Signed:** 2026-04-28

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer