# EDGAR Filing Document

**Accession Number:** 0001594417
**File Stem:** 0001594417-23-000001
**Filing Date:** 2023-2
**Character Count:** 13970
**Document Hash:** 340c0777819d934d025a14769bab8ab9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001594417-23-000001.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0001594417-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230210

**EFFECTIVENESS DATE**: 20230213

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Beta Wealth Group, Inc.
- **CENTRAL INDEX KEY:** 0001594417
- **IRS NUMBER:** 271460633
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15678
- **FILM NUMBER:** 23614188

**BUSINESS ADDRESS:**
- **STREET 1:** 11421 W BERNARDO COURT
- **CITY:** SAN DIEGO
- **STATE:** CA
- **ZIP:** 92127
- **BUSINESS PHONE:** 858-207-3377

**MAIL ADDRESS:**
- **STREET 1:** 11421 W BERNARDO COURT
- **CITY:** SAN DIEGO
- **STATE:** CA
- **ZIP:** 92127

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Beta Wealth Group Inc.<br>**Address:** 11421 W BERNARDO COURT<br>SAN DIEGO, CA 92127

**Form 13F File Number:** 028-15678

**CRD Number (if applicable):** 000165224

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Romy M Brown<br>**Title:** Managing Partner COO CCO<br>**Phone:** 8582073377

**Signature, Place, and Date of Signing:**

Romy M. Brown  San Diego, CA  02-10-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[ ] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[x] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 2

**Form 13F Information Table Entry Total:** 106

**Form 13F Information Table Value Total:** $148974041

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

|   No. | Name                           | Form 13F File Number   | CRD Number   | SEC File Number   |
|---:|:---|:---|:---|:---|
|     1 | Crossmark Global Holdings Inc. | 028-18152              |  |  |
|     2 | ENVESTNET ASSET MANAGEMENT INC | 028-13411              |  |  |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AGILENT TECHNOLOGIES INC | COM | 00846U101 |  | 287712 | 1923 | SH |  | SOLE |  | 0 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 3566827 | 27452 | SH |  | SOLE |  | 0 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 324825 | 2500 | SH |  | OTR | 1 | 0 | 0 | 0 |
| ABBOTT LABS | COM | 002824100 |  | 450139 | 4100 | SH |  | OTR | 1 | 0 | 0 | 0 |
| ISHARES INC | MSCI GBL MIN VOL | 464286525 |  | 6047961 | 63649 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | MSCI ACWI EX US | 464288240 |  | 2528625 | 55574 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 2383512 | 24575 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 650706 | 6709 | SH |  | OTR | 2 | 0 | 0 | 0 |
| APPLIED MATLS INC | COM | 038222105 |  | 408996 | 4200 | SH |  | OTR | 1 | 0 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 323850 | 5000 | SH |  | OTR | 1 | 0 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 2348472 | 27958 | SH |  | SOLE |  | 0 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 361200 | 4300 | SH |  | OTR | 1 | 0 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 1526070 | 19936 | SH |  | SOLE |  | 0 | 0 | 0 |
| AXONICS INC | COM | 05465P101 |  | 242304 | 3875 | SH |  | SOLE |  | 0 | 0 | 0 |
| BOEING CO | COM | 097023105 |  | 3695730 | 19401 | SH |  | SOLE |  | 0 | 0 | 0 |
| BANK AMERICA CORP | COM | 060505104 |  | 238464 | 7200 | SH |  | OTR | 1 | 0 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 |  | 2065152 | 100592 | SH |  | SOLE |  | 0 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 323775 | 4500 | SH |  | OTR | 1 | 0 | 0 | 0 |
| BLACKSTONE INC | COM | 09260D107 |  | 4631159 | 62423 | SH |  | SOLE |  | 0 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 |  | 239719 | 5300 | SH |  | OTR | 1 | 0 | 0 | 0 |
| LISTED FD TR | CHANGEBRIDGE SUS | 53656F631 |  | 615047 | 28265 | SH |  | SOLE |  | 0 | 0 | 0 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 209820 | 6000 | SH |  | OTR | 1 | 0 | 0 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 377095 | 826 | SH |  | SOLE |  | 0 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 266784 | 5600 | SH |  | OTR | 1 | 0 | 0 | 0 |
| CSX CORP | COM | 126408103 |  | 210664 | 6800 | SH |  | OTR | 1 | 0 | 0 | 0 |
| CVS HEALTH CORP | COM | 126650100 |  | 419355 | 4500 | SH |  | OTR | 1 | 0 | 0 | 0 |
| DUPONT DE NEMOURS INC | COM | 26614N102 |  | 322561 | 4700 | SH |  | OTR | 1 | 0 | 0 | 0 |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 25434V302 |  | 1222831 | 55710 | SH |  | SOLE |  | 0 | 0 | 0 |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 25434V500 |  | 766341 | 14982 | SH |  | SOLE |  | 0 | 0 | 0 |
| DIMENSIONAL ETF TRUST | CORE FIXED INCOM | 25434V872 |  | 2895049 | 69727 | SH |  | SOLE |  | 0 | 0 | 0 |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 25434V807 |  | 498494 | 16398 | SH |  | SOLE |  | 0 | 0 | 0 |
| DIMENSIONAL ETF TRUST | SHORT DURATION F | 25434V864 |  | 738228 | 16017 | SH |  | SOLE |  | 0 | 0 | 0 |
| D R HORTON INC | COM | 23331A109 |  | 401130 | 4500 | SH |  | OTR | 1 | 0 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 |  | 3956804 | 45543 | SH |  | SOLE |  | 0 | 0 | 0 |
| SPDR INDEX SHS FDS | S INTL ETF | 78463X772 |  | 513828 | 15898 | SH |  | SOLE |  | 0 | 0 | 0 |
| ELECTRONIC ARTS INC | COM | 285512109 |  | 500938 | 4100 | SH |  | OTR | 1 | 0 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 |  | 303047 | 11354 | SH |  | SOLE |  | 0 | 0 | 0 |
| EMERSON ELEC CO | COM | 291011104 |  | 422664 | 4400 | SH |  | OTR | 1 | 0 | 0 | 0 |
| EXELON CORP | COM | 30161N101 |  | 211827 | 4900 | SH |  | OTR | 1 | 0 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 1466263 | 16525 | SH |  | SOLE |  | 0 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 3421761 | 10833 | SH |  | SOLE |  | 0 | 0 | 0 |
| SPDR SER TR | NUVEEN BLOOMBERG | 78464A284 |  | 1242377 | 25370 | SH |  | SOLE |  | 0 | 0 | 0 |
| BLACKROCK ETF TRUST II | HIGH YLD MUNI IN | 092528108 |  | 2326456 | 110232 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | CORE INTL AGGR | 46435G672 |  | 1786572 | 37572 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | CORE INTL AGGR | 46435G672 |  | 532227 | 11193 | SH |  | OTR | 2 | 0 | 0 | 0 |
| ISHARES TR | GLB INFRASTR ETF | 464288372 |  | 247701 | 5404 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | US AER DEF ETF | 464288760 |  | 436062 | 3898 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | CORE MSCI TOTAL | 46432F834 |  | 222720 | 3848 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | US TELECOM ETF | 464287713 |  | 463223 | 20652 | SH |  | SOLE |  | 0 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 7095686 | 130220 | SH |  | SOLE |  | 0 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 46654Q203 |  | 549865 | 13477 | SH |  | SOLE |  | 0 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 46641Q654 |  | 604532 | 11963 | SH |  | SOLE |  | 0 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 |  | 1181998 | 23579 | SH |  | SOLE |  | 0 | 0 | 0 |
| KLA CORP | COM NEW | 482480100 |  | 242807 | 644 | SH |  | OTR | 2 | 0 | 0 | 0 |
| COCA COLA CO | COM | 191216100 |  | 349855 | 5500 | SH |  | OTR | 1 | 0 | 0 | 0 |
| KULR TECHNOLOGY GROUP INC | COM | 50125G109 |  | 36773 | 30644 | SH |  | SOLE |  | 0 | 0 | 0 |
| MICROCHIP TECHNOLOGY INC. | COM | 595017104 |  | 330175 | 4700 | SH |  | OTR | 1 | 0 | 0 | 0 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 3402635 | 51052 | SH |  | SOLE |  | 0 | 0 | 0 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 326585 | 4900 | SH |  | OTR | 1 | 0 | 0 | 0 |
| MEDTRONIC PLC | SHS | G5960L103 |  | 341968 | 4400 | SH |  | OTR | 1 | 0 | 0 | 0 |
| MILESTONE PHARMACEUTICALS IN | COM | 59935V107 |  | 55943 | 14127 | SH |  | SOLE |  | 0 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 454895 | 4100 | SH |  | OTR | 1 | 0 | 0 | 0 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 391092 | 4600 | SH |  | OTR | 1 | 0 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 6039235 | 25182 | SH |  | SOLE |  | 0 | 0 | 0 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 264894 | 5300 | SH |  | OTR | 1 | 0 | 0 | 0 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 1629088 | 15439 | SH |  | SOLE |  | 0 | 0 | 0 |
| SERVICENOW INC | COM | 81762P102 |  | 729559 | 1879 | SH |  | SOLE |  | 0 | 0 | 0 |
| ON SEMICONDUCTOR CORP | COM | 682189105 |  | 280041 | 4490 | SH |  | SOLE |  | 0 | 0 | 0 |
| ONCTERNAL THERAPEUTICS INC | COM | 68236P107 |  | 32000 | 32000 | SH |  | SOLE |  | 0 | 0 | 0 |
| ORACLE CORP | COM | 68389X105 |  | 376004 | 4600 | SH |  | OTR | 1 | 0 | 0 | 0 |
| PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 |  | 1085330 | 58730 | SH |  | SOLE |  | 0 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | DYNMC LEISURE | 46137V720 |  | 2150430 | 59062 | SH |  | SOLE |  | 0 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 46138E511 |  | 983293 | 87951 | SH |  | SOLE |  | 0 | 0 | 0 |
| INVESCO ACTIVELY MANAGED ETF | S DOWNSID | 46090A705 |  | 1967542 | 60952 | SH |  | SOLE |  | 0 | 0 | 0 |
| INVESCO ACTIVELY MANAGED ETF | S DOWNSID | 46090A705 |  | 660804 | 20471 | SH |  | OTR | 2 | 0 | 0 | 0 |
| PIMCO MUN INCOME FD II | COM | 72200W106 |  | 391840 | 43345 | SH |  | SOLE |  | 0 | 0 | 0 |
| PIMCO MUN INCOME FD III | COM | 72201A103 |  | 2956227 | 339406 | SH |  | SOLE |  | 0 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 1232565 | 17306 | SH |  | SOLE |  | 0 | 0 | 0 |
| QUALCOMM INC | COM | 747525103 |  | 443155 | 4031 | SH |  | SOLE |  | 0 | 0 | 0 |
| QUALCOMM INC | COM | 747525103 |  | 340814 | 3100 | SH |  | OTR | 1 | 0 | 0 | 0 |
| ISHARES TR | RESIDENTIAL MULT | 464288562 |  | 676173 | 9894 | SH |  | SOLE |  | 0 | 0 | 0 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 454140 | 4500 | SH |  | OTR | 1 | 0 | 0 | 0 |
| STARBUCKS CORP | COM | 855244109 |  | 426560 | 4300 | SH |  | OTR | 1 | 0 | 0 | 0 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 341366 | 4100 | SH |  | OTR | 1 | 0 | 0 | 0 |
| SYNOPSYS INC | COM | 871607107 |  | 229570 | 719 | SH |  | SOLE |  | 0 | 0 | 0 |
| SOUTHERN CO | COM | 842587107 |  | 342768 | 4800 | SH |  | OTR | 1 | 0 | 0 | 0 |
| SPDR SER TR | PORTFOLIO S | 78464A854 |  | 7776522 | 172888 | SH |  | SOLE |  | 0 | 0 | 0 |
| SPDR SER TR | PORTFOLIO S | 78464A847 |  | 805776 | 18959 | SH |  | SOLE |  | 0 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 312248 | 816 | SH |  | SOLE |  | 0 | 0 | 0 |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 |  | 4554989 | 111369 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 |  | 6694701 | 64205 | SH |  | SOLE |  | 0 | 0 | 0 |
| TJX COS INC NEW | COM | 872540109 |  | 374120 | 4700 | SH |  | OTR | 1 | 0 | 0 | 0 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 6828399 | 162697 | SH |  | SOLE |  | 0 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 92206C847 |  | 1028183 | 16686 | SH |  | SOLE |  | 0 | 0 | 0 |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 |  | 5035881 | 20302 | SH |  | SOLE |  | 0 | 0 | 0 |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | 921946810 |  | 389580 | 5595 | SH |  | SOLE |  | 0 | 0 | 0 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 |  | 5894091 | 119097 | SH |  | SOLE |  | 0 | 0 | 0 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 |  | 1419522 | 30390 | SH |  | SOLE |  | 0 | 0 | 0 |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 921946794 |  | 3602999 | 60483 | SH |  | SOLE |  | 0 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 2721818 | 69082 | SH |  | SOLE |  | 0 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 244317 | 6201 | SH |  | OTR | 1 | 0 | 0 | 0 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 243611 | 5900 | SH |  | OTR | 1 | 0 | 0 | 0 |
| WASTE MGMT INC DEL | COM | 94106L109 |  | 678688 | 4326 | SH |  | SOLE |  | 0 | 0 | 0 |
| WALMART INC | COM | 931142103 |  | 397012 | 2800 | SH |  | OTR | 1 | 0 | 0 | 0 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 489110 | 14301 | SH |  | SOLE |  | 0 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 441200 | 4000 | SH |  | OTR | 1 | 0 | 0 | 0 |

---