# EDGAR Filing Document

**Accession Number:** 0001172614
**File Stem:** 0001172614-26-000005
**Filing Date:** 2026-4
**Character Count:** 2375
**Document Hash:** e399257aae4b91e86350a6495fdf7c5b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001172614-26-000005.hdr.sgml**: 20260414

**ACCESSION NUMBER**: 0001172614-26-000005

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260414

**DATE AS OF CHANGE**: 20260414

**EFFECTIVENESS DATE**: 20260414

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MAXIM GROUP LLC
- **CENTRAL INDEX KEY:** 0001172614

**ORGANIZATION NAME:**
- **EIN:** 043640096
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-65337
- **FILM NUMBER:** 26860330

**BUSINESS ADDRESS:**
- **STREET 1:** 300 PARK AVE
- **STREET 2:** 16TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 212-895-3750

**MAIL ADDRESS:**
- **STREET 1:** 300 PARK AVE
- **STREET 2:** 16TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

### Attached PDF Documents

**Attachment 1:** `mxim_group_llc_12_31_25.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001172614

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** MAXIM GROUP LLC

**Business Address:** 300 PARK AVE, 16TH FLOOR, NEW YORK, NY, 10022

**Contact Person:** Timothy G Murphy

**Contact Phone:** (212) 895-3863

### Independent Public Accountant Identification

**Accountant Name:** Citrin Cooperman & Company, LLC

**Accountant Address:** 100 Jericho Quadrangle, Suite 342, Jericho, NY, 11753

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Timothy G Murphy**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **MAXIM GROUP LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Timothy G Murphy

**Title:** Chief Financial Officer