# EDGAR Filing Document

**Accession Number:** 0000900895
**File Stem:** 0000900895-25-000002
**Filing Date:** 2025-10
**Character Count:** 2689
**Document Hash:** 7a207d1b7eedf857d0de83d4fa4991df
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000900895-25-000002.hdr.sgml**: 20251001

**ACCESSION NUMBER**: 0000900895-25-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**CONFIRMING COPY**: 

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20251001

**DATE AS OF CHANGE**: 20251001

**PERIOD START**: 20240701

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** KA ASSOCIATES, LLC
- **CENTRAL INDEX KEY:** 0000900895

**ORGANIZATION NAME:**
- **EIN:** 931106687
- **STATE OF INCORPORATION:** NV
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-45640

**BUSINESS ADDRESS:**
- **STREET 1:** 2121 AVENUE OF THE STARS
- **STREET 2:** 9TH FLOOR
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90067
- **BUSINESS PHONE:** 310-282-7905

**MAIL ADDRESS:**
- **STREET 1:** 2121 AVENUE OF THE STARS
- **STREET 2:** 9TH FLOOR
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90067

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** KA ASSOCIATES, INC.
- **DATE OF NAME CHANGE:** 20240610

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** KA ASSOCIATES, LLC
- **DATE OF NAME CHANGE:** 20240607

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** KA ASSOCIATES, INC.
- **DATE OF NAME CHANGE:** 20020729

### Attached PDF Documents

**Attachment 1:** `kaassociates2025.06.30.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000900895

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 07-01-2024

**Report Period End Date:** 06-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** KA ASSOCIATES, LLC

**Business Address:** 2121 AVENUE OF THE STARS, 9TH FLOOR, LOS ANGELES, CA, 90067

**Contact Person:** Michael O'Neil

**Contact Phone:** 3102827905

### Independent Public Accountant Identification

**Accountant Name:** CBIZ CPAs P.C

**Accountant Address:** 9 Parkway North Suite 200, Deerfield, IL, 60015

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Paul Stapleton**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **KA ASSOCIATES, LLC**, as of **06-30-2025**, are true and correct.

**Signature:** Paul Stapleton

**Title:** Chief Financial Officer

**Notarized:** Yes