# EDGAR Filing Document

**Accession Number:** 0001282224
**File Stem:** 0001079973-25-001677
**Filing Date:** 2025-11
**Character Count:** 6839
**Document Hash:** ec0e7f455b5d9e10073bbaff3b88a004
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001079973-25-001677.hdr.sgml**: 20251112

**ACCESSION NUMBER**: 0001079973-25-001677

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20251110

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20251112

**DATE AS OF CHANGE**: 20251112

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Dolphin Entertainment, Inc.
- **CENTRAL INDEX KEY:** 0001282224
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-PERSONAL SERVICES [7200]
- **ORGANIZATION NAME:** 07 Trade & Services
- **EIN:** 860787790
- **STATE OF INCORPORATION:** FL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-38331
- **FILM NUMBER:** 251472459

**BUSINESS ADDRESS:**
- **STREET 1:** 150 ALHAMBRA CIRCLE
- **STREET 2:** SUITE 1200
- **CITY:** CORAL GABLES
- **STATE:** FL
- **ZIP:** 33134
- **BUSINESS PHONE:** 305-774-0407

**MAIL ADDRESS:**
- **STREET 1:** 150 ALHAMBRA CIRCLE
- **STREET 2:** SUITE 1200
- **CITY:** CORAL GABLES
- **STATE:** FL
- **ZIP:** 33134

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DOLPHIN DIGITAL MEDIA INC
- **DATE OF NAME CHANGE:** 20080818

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LOGICA HOLDINGS INC
- **DATE OF NAME CHANGE:** 20070716

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MAXIMUM AWARDS INC
- **DATE OF NAME CHANGE:** 20040301

?xml version='1.0' encoding='ASCII'? Current Report

**UNITED STATES**

 **SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549**

**FORM 8-K** 

**Current Report**

 **Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

Date of Report (Date of earliest event reported): **November 10, 2025**

**DOLPHIN ENTERTAINMENT, INC.**

*(Exact name of registrant as specified in its charter)*

---

| | | |
|:---|:---|:---|
| **Florida** | **001-38331** | **86-0787790** |
| *(State or other jurisdiction* | *(Commission* | *(IRS Employer* |
| *of incorporation)* | *File Number)* | *Identification No.)* |

---

**150 Alhambra Circle** **, Suite 1200, Coral Gables, Florida 33134**

*(Address of principal executive offices) (Zip Code)*

Registrant's telephone number, including area code (**305** **) 774 -0407**

**Not Applicable**

*(Former Name or Former Address, if Changed Since Last Report)*

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a -12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))

Securities registered pursuant to Section 12(b) of the Act:

---

| | | |
|:---|:---|:---|
| **Title of each class** | **Trading symbol(s)** | **Name of each exchange on which registered** |
| Common Stock, $0.015 par value per share | DLPN | The Nasdaq Capital Market |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

**Item 5.07 Submission of matters to a vote of security holders.**

On November 10, 2025, the Company held its annual meeting of shareholders (the "<u>Annual Meeting</u>"). A total of 13,183,943 votes of the Company's voting capital stock were present or represented by proxy at the Annual Meeting, representing approximately sixty-nine percent (69%) of the votes entitled to be cast by the Company's shareholders as of September 15, 2025, the record date for the Annual Meeting.

At the Annual Meeting, four (4) proposals were submitted for a vote of the Company's shareholders and the related results are as follows:

<u>Proposal No. 1</u>: The election of William O'Dowd, IV, Mirta Negrini, Michael Espensen, Nelson Famadas, Hilarie Bass, Nicholas Stanham and Claudia Grillo for terms until the next succeeding annual meeting of shareholders or until such directors' successor shall have been duly elected and qualified. The shareholders elected the seven (7) directors by the following votes:

---

| | | | |
|:---|:---|:---|:---|
| **Name** | **For** | **Withheld** | **Broker Non-Votes** |
| William O'Dowd, IV | 9090233 | 297368 | 3796342 |
| Mirta Negrini | 9006939 | 380662 | 3796342 |
| Michael Espensen | 8793626 | 593975 | 3796342 |
| Nelson Famadas | 8876950 | 510651 | 3796342 |
| Hilarie Bass | 9126025 | 261576 | 3796342 |
| Nicholas Stanham | 8876290 | 511311 | 3796342 |
| Claudia Grillo | 9173274 | 214327 | 3796342 |

---

<u>Proposal No. 2</u>: The shareholders ratified Grant Thornton LLP as the Company's independent registered accounting firm by the following votes:

---

| | |
|:---|:---|
| Votes For | 12903793 |
| Votes Against | 224472 |
| Abstentions | 55678 |

---

<u>Proposal No. 3</u>: The shareholders voted to approve, for the purposes of complying with Nasdaq Listing Rule 5635(d), the issuance of shares of our common stock to Lincoln Park Capital Fund, LLC ("<u>Lincoln Park</u>"), pursuant to that certain Purchase Agreement, dated August 12, 2025, by and between the Company and Lincoln Park, in an amount equal to 20% or more of our common stock outstanding before the execution of such Purchase Agreement by the following votes:

---

| | |
|:---|:---|
| Votes For | 9003484 |
| Votes Against | 351312 |
| Abstentions | 32805 |
| Broker Non-Votes | 3796342 |

---

<u>Proposal No. 4</u>: The shareholders voted to approve, on a non-binding advisory basis, the 2024 compensation to the Company's named executive officers by the following votes:

---

| | |
|:---|:---|
| Votes For | 9037607 |
| Votes Against | 320072 |
| Abstentions | 29922 |
| Broker Non-Votes | 3796342 |

---

 

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
|  | **DOLPHIN ENTERTAINMENT, INC.** | **DOLPHIN ENTERTAINMENT, INC.** |
| Date: November 12, 2025 | By: | /s/ Mirta A. Negrini |
|  |  | Mirta A. Negrini |
|  |  | Chief Financial Officer |

---