# EDGAR Filing Document

**Accession Number:** 0001683471
**File Stem:** 0001145549-23-018123
**Filing Date:** 2023-3
**Character Count:** 18750
**Document Hash:** c53b4b3d2d4bf685f4e239a19835b1b8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-018123.hdr.sgml**: 20230327

**ACCESSION NUMBER**: 0001145549-23-018123

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230327

**DATE AS OF CHANGE**: 20230327

**PERIOD START**: 20230430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Listed Funds Trust
- **CENTRAL INDEX KEY:** 0001683471
- **IRS NUMBER:** 826272597
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23226
- **FILM NUMBER:** 23764338

**BUSINESS ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 414-765-5144

**MAIL ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Active Weighting Funds ETF Trust
- **DATE OF NAME CHANGE:** 20160830

## Series and Classes Contracts Data

### Teucrium AiLA Long-Short Agriculture Strategy ETF (Series ID: S000079181)

| Class ID   | Class Name                                        | Ticker Symbol   |
|:---|:---|:---|
| C000240101 | Teucrium AiLA Long-Short Agriculture Strategy ETF | OAIA            |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **Teucrium AiLA Long-Short Agriculture Strategy ETF** | **Teucrium AiLA Long-Short Agriculture Strategy ETF** | **Teucrium AiLA Long-Short Agriculture Strategy ETF** |
| **Consolidated Schedule of Investments** | **Consolidated Schedule of Investments** | **Consolidated Schedule of Investments** |
| **January 31, 2023 (Unaudited)** | **January 31, 2023 (Unaudited)** | **January 31, 2023 (Unaudited)** |
| | **Shares** | **Value** |
| **SHORT-TERM INVESTMENTS - 93.5%** | | |
| **Money Market Funds - 93.5%** | | |
| First American Government Obligations Fund - Class X, 4.14% (a) | 5220429 | $5220429 |
| **TOTAL SHORT-TERM INVESTMENTS (Cost $5,220,429)** |  | 5220429 |
| **Total Investments (Cost $5,220,429) - 93.5%** |  | 5220429 |
| **Other assets and liabilities, net - 6.5%** |  | 362508 |
| **TOTAL NET ASSETS - 100.0%** |  | $5582937 |
| Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. |
| (a) The rate shown is the seven day yield as of January 31, 2023. | (a) The rate shown is the seven day yield as of January 31, 2023. | (a) The rate shown is the seven day yield as of January 31, 2023. |

| | | | | |
|:---|:---|:---|:---|:---|
| **Teucrium AiLA Long-Short Agriculture Strategy ETF** | **Teucrium AiLA Long-Short Agriculture Strategy ETF** | **Teucrium AiLA Long-Short Agriculture Strategy ETF** | **Teucrium AiLA Long-Short Agriculture Strategy ETF** | **Teucrium AiLA Long-Short Agriculture Strategy ETF** |
| **Consolidated Schedule of Open Futures Contracts** | **Consolidated Schedule of Open Futures Contracts** | **Consolidated Schedule of Open Futures Contracts** | **Consolidated Schedule of Open Futures Contracts** | **Consolidated Schedule of Open Futures Contracts** |
| **January 31, 2023 (Unaudited)** | **January 31, 2023 (Unaudited)** | **January 31, 2023 (Unaudited)** | **January 31, 2023 (Unaudited)** | **January 31, 2023 (Unaudited)** |
| **Description** | **Number of Contracts Purchased** | **Settlement** <br> **Month** | **Notional Value** | **Unrealized** <br> **Appreciation**<br> (Depreciation) |
| **Long Contracts** | |  |  | |
| &nbsp;&nbsp;&nbsp; Cotton No. 2 Futures (a) | 5 | July 2023 | $218650 | $5843 |
| &nbsp;&nbsp;&nbsp; Cotton No. 2 Futures (a) | 2 | December 2023 | 85470 | 4442 |
| &nbsp;&nbsp;&nbsp; Soybean Futures (a) | 3 | March 2023 | 230700 | 5643 |
| &nbsp;&nbsp;&nbsp; Soybean Futures (a) | 3 | May 2023 | 229538 | 4131 |
| &nbsp;&nbsp;&nbsp; Soybean Futures (a) | 9 | July 2023 | 683438 | 6770 |
| &nbsp;&nbsp;&nbsp; Soybean Futures (a) | 3 | September 2023 | 209925 | (1772) |
| &nbsp;&nbsp;&nbsp; Soybean Futures (a) | 4 | November 2023 | 272600 | 37 |
| &nbsp;&nbsp;&nbsp; Soybean Meal Futures (a) | 3 | March 2023 | - | (10) |
| &nbsp;&nbsp;&nbsp; Soybean Meal Futures (a) | 3 | May 2023 | - | (10) |
| &nbsp;&nbsp;&nbsp; Soybean Meal Futures (a) | 3 | July 2023 | - | (20) |
| &nbsp;&nbsp;&nbsp; Soybean Meal Futures (a) | 3 | August 2023 | - | (60) |
| &nbsp;&nbsp;&nbsp; Soybean Meal Futures (a) | 1 | September 2023 | - | (33) |
| &nbsp;&nbsp;&nbsp; Soybean Meal Futures (a) | 2 | October 2023 | - | (17) |
| &nbsp;&nbsp;&nbsp; Soybean Meal Futures (a) | 2 | December 2023 | - | (7) |
| &nbsp;&nbsp;&nbsp; Soybean Meal Futures (a) | 2 | January 2024 | - | (56) |
| &nbsp;&nbsp;&nbsp; Soybean Oil Futures (a) | 2 | March 2023 | 74796 | 1020 |
| &nbsp;&nbsp;&nbsp; Soybean Oil Futures (a) | 2 | May 2023 | 74988 | 996 |
| &nbsp;&nbsp;&nbsp; Soybean Oil Futures (a) | 2 | July 2023 | 74772 | 515 |
| &nbsp;&nbsp;&nbsp; Soybean Oil Futures (a) | 2 | August 2023 | 74244 | 503 |
| &nbsp;&nbsp;&nbsp; Soybean Oil Futures (a) | 2 | September 2023 | 73680 | 1259 |
| &nbsp;&nbsp;&nbsp; Soybean Oil Futures (a) | 2 | October 2023 | 73128 | 1223 |
| &nbsp;&nbsp;&nbsp; Soybean Oil Futures (a) | 3 | December 2023 | 109350 | 1142 |
| &nbsp;&nbsp;&nbsp; Soybean Oil Futures (a) | 3 | January 2024 | 108972 | 1220 |
| &nbsp;&nbsp;&nbsp; Wheat Futures (a) | 4 | March 2023 | 152250 | 3589 |
| &nbsp;&nbsp;&nbsp; Wheat Futures (a) | 9 | May 2023 | 346725 | 9070 |
| &nbsp;&nbsp;&nbsp; Wheat Futures (a) | 9 | July 2023 | 347063 | 6833 |
| &nbsp;&nbsp;&nbsp; Wheat Futures (a) | 4 | September 2023 | 155550 | 2615 |
| &nbsp;&nbsp;&nbsp; Wheat Futures (a) | 1 | December 2023 | - | (3) |
| **Short Contracts** |  |  |  |  |
| &nbsp;&nbsp;&nbsp; Sugar No. 11 Futures (a) | (2) | March 2023 | (48742) | (4520) |
| &nbsp;&nbsp;&nbsp; Sugar No. 11 Futures (a) | (3) | May 2023 | (68678) | (6394) |
| &nbsp;&nbsp;&nbsp; Sugar No. 11 Futures (a) | (2) | July 2023 | (43747) | (3983) |
| &nbsp;&nbsp;&nbsp; Sugar No. 11 Futures (a) | (2) | October 2023 | (43030) | (4028) |
|  |  |  |  | $35938 |
| (a) All or a portion of this security is held by OAIA Cayman. | (a) All or a portion of this security is held by OAIA Cayman. |  |  |  |

| |
|:---|
| **Fair Value Measurements** |
| Various inputs are used in determining the value of the Fund's investments. These inputs are summarized in three broad levels. |
| Level 1 Includes quoted prices in active markets for identical securities. Level 2 Includes other significant observable inputs |
| (including quoted prices for similar securities, interest rates, prepayment speeds and credit risk). Level 3 Includes significant |
| unobservable inputs (including the Fund's own assumptions in determining the fair value of investments). The level assigned to the |
| securities valuations may not be an indication of the risk or liquidity associated with investing in those securities. |
| The Fund did not hold any investments during the period with significant unobservable inputs which would be classified as Level 3. |
| The following is a summary of the inputs used to value the Fund's investments carried at fair value as of January 31, 2023: |

---

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | Level 1 | Level 2 | Level 3 | Total |
| **Investments - Assets:** |  |  |  |  |
| Money Market Funds | $5220429 | $- | $- | $5220429 |
| **Total Investments - Assets** | $5220429 | $- | $- | $5220429 |
| **Other Financial Instruments\*** | **Other Financial Instruments\*** |  |  |  |
| Open Futures Contracts | $35938 | $- | $- | $35938 |
| \* Other financial instruments are derivative instruments not reflected in the Schedule of Investments, such as open futures contracts. Open futures contracts are reflected as the unrealized appreciation (depreciation) on the instrument. | \* Other financial instruments are derivative instruments not reflected in the Schedule of Investments, such as open futures contracts. Open futures contracts are reflected as the unrealized appreciation (depreciation) on the instrument. | \* Other financial instruments are derivative instruments not reflected in the Schedule of Investments, such as open futures contracts. Open futures contracts are reflected as the unrealized appreciation (depreciation) on the instrument. | \* Other financial instruments are derivative instruments not reflected in the Schedule of Investments, such as open futures contracts. Open futures contracts are reflected as the unrealized appreciation (depreciation) on the instrument. | \* Other financial instruments are derivative instruments not reflected in the Schedule of Investments, such as open futures contracts. Open futures contracts are reflected as the unrealized appreciation (depreciation) on the instrument. |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Listed Funds Trust

- **b. Investment Company Act file number:** 811-23226

- **c. CIK number of Registrant:** 0001683471

- **d. LEI of Registrant:** 549300C5D73JL0P1YC11

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 414-516-1681

**Item A.2. Information about the Series.**

- **a. Name of Series:** Teucrium AiLA Long-Short Agriculture Strategy ETF

- **b. EDGAR series identifier (if any):** S000079181

- **c. LEI of Series:** 549300KBLADUMAQSAL07

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-04-30

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $5590088.00

**Total Liabilities:** $6841.74

**Net Assets:** $5583246.26

**Amount of Assets Invested in Other Investment Companies:** $351252.71

**Cash Not Reported:** $341543.00

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000240101 |  | 0.09%                | -0.83%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  |  |  |
| Month 2  | $0.00                    | $0.00                                      |
| Month 3  | $0.00                    | $0.00                                      |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                           | Title                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| First American Government Obli | First American Government Obligations Fund | CUSIP: 31846V336<br>LEI: 549300R5MYM6VZF1RM44 | Long             | STIV             | RF                | US        |   5220429 | NS      | $5220428.66   | 93.50%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | SOYBEAN OIL FUTR  Jan24                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |         2 | NC      | $1199.36      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | SOYBEAN OIL FUTR  Mar23                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |         1 | NC      | $1022.68      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | SOYBEAN OIL FUTR  May23                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |         1 | NC      | $998.68       | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | SOYBEAN OIL FUTR  Jul23                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |         1 | NC      | $518.68       | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | SOYBEAN OIL FUTR  Aug23                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |         1 | NC      | $494.68       | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | SOYBEAN OIL FUTR  Sep23                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |         2 | NC      | $1259.36      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | SOYBEAN OIL FUTR  Oct23                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |         2 | NC      | $1223.36      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | SOYBEAN OIL FUTR  Dec23                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |         2 | NC      | $1145.36      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | COTTON NO.2 FUTR  Jul23                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |         7 | NC      | $12836.41     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | COTTON NO.2 FUTR  Dec23                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |         2 | NC      | $4441.63      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | SOYBEAN FUTURE    Mar23                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |         4 | NC      | $8365.04      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | SOYBEAN FUTURE    May23                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |         4 | NC      | $6140.04      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | SOYBEAN FUTURE    Jul23                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |        14 | NC      | $10803.52     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | SOYBEAN FUTURE    Sep23                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |         5 | NC      | $-3766.60     | -0.07%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | SOYBEAN FUTURE    Nov23                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |         7 | NC      | $-4135.74     | -0.07%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | SUGAR #11 (WORLD) Mar23                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |        -6 | NC      | $-13225.02    | -0.24%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | SUGAR #11 (WORLD) May23                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |        -7 | NC      | $-15389.99    | -0.28%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | SUGAR #11 (WORLD) Jul23                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |        -5 | NC      | $-11048.85    | -0.20%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | SUGAR #11 (WORLD) Oct23                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |        -4 | NC      | $-8245.48     | -0.15%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | WHEAT FUTURE(CBT) Mar23                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |         4 | NC      | $3589.41      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | WHEAT FUTURE(CBT) May23                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |        12 | NC      | $11582.62     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | WHEAT FUTURE(CBT) Jul23                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |        12 | NC      | $8754.30      | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | WHEAT FUTURE(CBT) Sep23                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |         4 | NC      | $2615.04      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-23

**Name of Applicant:** Listed Funds Trust

**Signature:** /s/Travis Babich

**Name of Signer:** Travis Babich

**Title:** Treasurer