# EDGAR Filing Document

**Accession Number:** 0001389223
**File Stem:** 0001387131-23-000559
**Filing Date:** 2023-1
**Character Count:** 15110
**Document Hash:** df89f7f15d54209058ffc44797102749
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001387131-23-000559.hdr.sgml**: 20230125

**ACCESSION NUMBER**: 0001387131-23-000559

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230125

**DATE AS OF CHANGE**: 20230125

**EFFECTIVENESS DATE**: 20230125

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Mathes Company, Inc.
- **CENTRAL INDEX KEY:** 0001389223
- **IRS NUMBER:** 200470186
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-12290
- **FILM NUMBER:** 23550945

**BUSINESS ADDRESS:**
- **STREET 1:** 12 EAST 49TH STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
- **BUSINESS PHONE:** 917-368-4900

**MAIL ADDRESS:**
- **STREET 1:** 12 EAST 49TH STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Mathes Company Inc.<br>**Address:** 12 East 49th Street<br>New York, NY 10017

**Form 13F File Number:** 028-12290

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Richard Mathes<br>**Title:** President<br>**Phone:** 212-277-5553

**Signature, Place, and Date of Signing:**

/s/ Richard Mathes  New York, NY  01-24-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 127

**Form 13F Information Table Value Total:** $198159

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABS | COM | 002824100 |  | 296 | 2700 | SH |  | SOLE |  | 2700 | 0 | 0 |
| ABBVIE INC | COM | 00287Y109 |  | 226 | 1400 | SH |  | SOLE |  | 1400 | 0 | 0 |
| AIR PRODS  CHEMS INC | COM | 009158106 |  | 3177 | 10307 | SH |  | SOLE |  | 10307 | 0 | 0 |
| ALPHABET INC | COM | 02079K305 |  | 5341 | 60530 | SH |  | SOLE |  | 60530 | 0 | 0 |
| ALPHABET INC | COM | 02079K107 |  | 754 | 8500 | SH |  | SOLE |  | 8500 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 5005 | 59585 | SH |  | SOLE |  | 59585 | 0 | 0 |
| AMERICAN ELEC PWR CO INC | COM | 025537101 |  | 332 | 3500 | SH |  | SOLE |  | 3500 | 0 | 0 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 2596 | 17570 | SH |  | SOLE |  | 17570 | 0 | 0 |
| AMGEN INC | COM | 031162100 |  | 970 | 3693 | SH |  | SOLE |  | 3693 | 0 | 0 |
| ANGIODYNAMICS INC | COM | 03475V101 |  | 154 | 11175 | SH |  | SOLE |  | 11175 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 9839 | 75723 | SH |  | SOLE |  | 75723 | 0 | 0 |
| APPLIED MATLS INC | COM | 038222105 |  | 217 | 2225 | SH |  | SOLE |  | 2225 | 0 | 0 |
| AT INC | COM | 00206R102 |  | 1919 | 104260 | SH |  | SOLE |  | 104260 | 0 | 0 |
| BANK AMERICA CORP | COM | 060505104 |  | 1018 | 30750 | SH |  | SOLE |  | 30750 | 0 | 0 |
| Blackstone Group LP | COM | 09253U108 |  | 432 | 5828 | SH |  | SOLE |  | 5828 | 0 | 0 |
| BOEING CO | COM | 097023105 |  | 544 | 2854 | SH |  | SOLE |  | 2854 | 0 | 0 |
| CANADIAN PAC RY LTD | COM | 13645T100 |  | 1342 | 17987 | SH |  | SOLE |  | 17987 | 0 | 0 |
| CATERPILLAR INC | COM | 149123101 |  | 4543 | 18128 | SH |  | SOLE |  | 18128 | 0 | 0 |
| COCA COLA CO | COM | 191216100 |  | 3028 | 47595 | SH |  | SOLE |  | 47595 | 0 | 0 |
| CONSOLIDATED EDISON INC | COM | 209115104 |  | 827 | 8675 | SH |  | SOLE |  | 8675 | 0 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 1034 | 2265 | SH |  | SOLE |  | 2265 | 0 | 0 |
| DANAHER CORPORATION | COM | 235851102 |  | 3637 | 13703 | SH |  | SOLE |  | 13703 | 0 | 0 |
| DEERE  CO | COM | 244199105 |  | 4701 | 10965 | SH |  | SOLE |  | 10965 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 |  | 409 | 4705 | SH |  | SOLE |  | 4705 | 0 | 0 |
| DOW INC | COM | 260557103 |  | 385 | 7650 | SH |  | SOLE |  | 7650 | 0 | 0 |
| EMERSON ELEC CO | COM | 291011104 |  | 2894 | 30125 | SH |  | SOLE |  | 30125 | 0 | 0 |
| EOG RES INC | COM | 26875P101 |  | 3433 | 26509 | SH |  | SOLE |  | 26509 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 673 | 6100 | SH |  | SOLE |  | 6100 | 0 | 0 |
| FEDEX CORP | COM | 31428X106 |  | 443 | 2560 | SH |  | SOLE |  | 2560 | 0 | 0 |
| General Electric Co | COM | 369604103 |  | 3100 | 37003 | SH |  | SOLE |  | 37003 | 0 | 0 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 685 | 7975 | SH |  | SOLE |  | 7975 | 0 | 0 |
| GXO LOGISTICS INCORPORATED | COM | 36262G101 |  | 1030 | 24125 | SH |  | SOLE |  | 24125 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 221 | 700 | SH |  | SOLE |  | 700 | 0 | 0 |
| IRON MTN INC DEL | COM | 46284V101 |  | 596 | 11950 | SH |  | SOLE |  | 11950 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 3571 | 20214 | SH |  | SOLE |  | 20214 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 3362 | 25073 | SH |  | SOLE |  | 25073 | 0 | 0 |
| KLA CORP | COM | 482480100 |  | 3046 | 8080 | SH |  | SOLE |  | 8080 | 0 | 0 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 341 | 700 | SH |  | SOLE |  | 700 | 0 | 0 |
| MASTERCARD INCORPORATED | Cl. A | 57636Q104 |  | 3397 | 9769 | SH |  | SOLE |  | 9769 | 0 | 0 |
| MCCORMICK  CO INC | COM | 579780206 |  | 2111 | 25462 | SH |  | SOLE |  | 25462 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 898 | 8094 | SH |  | SOLE |  | 8094 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 4499 | 18761 | SH |  | SOLE |  | 18761 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 |  | 546 | 1850 | SH |  | SOLE |  | 1850 | 0 | 0 |
| NOVO-NORDISK A S | ADR | 670100205 |  | 258 | 1910 | SH |  | SOLE |  | 1910 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 3173 | 21712 | SH |  | SOLE |  | 21712 | 0 | 0 |
| Organicell Regenerative Medecine Inc. | COM | 68621D107 |  | 1 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| ONEOK INC NEW | COM | 682680103 |  | 212 | 3225 | SH |  | SOLE |  | 3225 | 0 | 0 |
| PARKER-HANNIFIN CORP | COM | 701094104 |  | 3832 | 13167 | SH |  | SOLE |  | 13167 | 0 | 0 |
| PEPSICO INC | COM | 713448108 |  | 4045 | 22391 | SH |  | SOLE |  | 22391 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 1673 | 32650 | SH |  | SOLE |  | 32650 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 530 | 3500 | SH |  | SOLE |  | 3500 | 0 | 0 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 303 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| SALESFORCE INC | COM | 79466L302 |  | 375 | 2825 | SH |  | SOLE |  | 2825 | 0 | 0 |
| SCHLUMBERGER LTD | COM | 806857108 |  | 339 | 6350 | SH |  | SOLE |  | 6350 | 0 | 0 |
| SERVICENOW INC | COM | 81762P102 |  | 214 | 550 | SH |  | SOLE |  | 550 | 0 | 0 |
| JM Smucker Company | COM | 832669640 |  | 2815 | 17765 | SH |  | SOLE |  | 17765 | 0 | 0 |
| SOUTHERN CO | COM | 842587107 |  | 428 | 6000 | SH |  | SOLE |  | 6000 | 0 | 0 |
| SVB FINANCIAL GROUP | COM | 78486Q101 |  | 1201 | 5220 | SH |  | SOLE |  | 5220 | 0 | 0 |
| SYSCO CORP | COM | 871829107 |  | 298 | 3900 | SH |  | SOLE |  | 3900 | 0 | 0 |
| THE TRADE DESK INC | COM | 88339J105 |  | 291 | 6500 | SH |  | SOLE |  | 6500 | 0 | 0 |
| UNION PAC CORP | COM | 907818108 |  | 1502 | 7256 | SH |  | SOLE |  | 7256 | 0 | 0 |
| VALERO ENERGY CORP | COM | 91913Y100 |  | 3025 | 23845 | SH |  | SOLE |  | 23845 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 1647 | 41800 | SH |  | SOLE |  | 41800 | 0 | 0 |
| WARNER BROS DISCOVERY INC | COM | 934423104 |  | 235 | 24798 | SH |  | SOLE |  | 24798 | 0 | 0 |
| Duke Energy Corp Dep 5.75 | Preferred | 26441C501 |  | 849 | 36295 | SH |  | SOLE |  | 36295 | 0 | 0 |
| JP Morgan Chase  Co Prfrd Ser L | Preferred | 48128B549 |  | 740 | 39275 | SH |  | SOLE |  | 39275 | 0 | 0 |
| US Bancorp Prefrd Ser M | Preferred | 902973718 |  | 500 | 30795 | SH |  | SOLE |  | 30795 | 0 | 0 |
| Wells Fargo  Co Dep Sh Cl A | Preferred | 94988U128 |  | 386 | 21000 | SH |  | SOLE |  | 21000 | 0 | 0 |
| Angel Oak DFS Inc TR | COM | 03462A102 |  | 214 | 16683 | SH |  | SOLE |  | 16683 | 0 | 0 |
| BLACKROCK CAP ALLOCATION TR | COM | 09260U109 |  | 1227 | 88500 | SH |  | SOLE |  | 88500 | 0 | 0 |
| BLACKROCK MUN INCOME TR | COM | 09248F109 |  | 737 | 73250 | SH |  | SOLE |  | 73250 | 0 | 0 |
| BLACKROCK MUNIYIELD N Y QUAL | COM | 09255E102 |  | 172 | 17500 | SH |  | SOLE |  | 17500 | 0 | 0 |
| EATON VANCE MUN BD FD | COM | 27827X101 |  | 857 | 82528 | SH |  | SOLE |  | 82528 | 0 | 0 |
| FIRST TR INTER DURATN PFD | COM | 33718W103 |  | 730 | 43250 | SH |  | SOLE |  | 43250 | 0 | 0 |
| FLAHERTY  CRUMRINE DYNAMIC | Preferred | 33848W106 |  | 699 | 37350 | SH |  | SOLE |  | 37350 | 0 | 0 |
| NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 |  | 710 | 58500 | SH |  | SOLE |  | 58500 | 0 | 0 |
| NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 |  | 585 | 57000 | SH |  | SOLE |  | 57000 | 0 | 0 |
| NUVEEN MUN VALUE FD INC | COM | 670928100 |  | 1376 | 160000 | SH |  | SOLE |  | 160000 | 0 | 0 |
| NUVEEN PFD  INCOME SECS FD | COM | 67072C105 |  | 670 | 98600 | SH |  | SOLE |  | 98600 | 0 | 0 |
| NUVEEN VRIABL RAT PFD  INM | COM | 67080R102 |  | 176 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| PIMCO ACCESS INCOME FUND | COM | 72203T100 |  | 259 | 17500 | SH |  | SOLE |  | 17500 | 0 | 0 |
| PIMCO DYNAMIC INCOME FD | COM | 72201Y101 |  | 645 | 34884 | SH |  | SOLE |  | 34884 | 0 | 0 |
| RIVERNORTH FLEXIBLE MUNI INC | COM | 76883Y107 |  | 284 | 21000 | SH |  | SOLE |  | 21000 | 0 | 0 |
| SPDR SER TR | COM | 78464A474 |  | 294 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| SELECT SECTOR SPDR TR | COM | 81369Y407 |  | 2234 | 17300 | SH |  | SOLE |  | 17300 | 0 | 0 |
| SELECT SECTOR SPDR TR | COM | 81369Y308 |  | 762 | 10225 | SH |  | SOLE |  | 10225 | 0 | 0 |
| SELECT SECTOR SPDR TR | COM | 81369Y506 |  | 813 | 9300 | SH |  | SOLE |  | 9300 | 0 | 0 |
| ISHARES TR | COM | 46434V381 |  | 1204 | 25425 | SH |  | SOLE |  | 25425 | 0 | 0 |
| SELECT SECTOR SPDR TR | COM | 81369Y605 |  | 265 | 7750 | SH |  | SOLE |  | 7750 | 0 | 0 |
| GLOBAL X FDS | COM | 37954Y483 |  | 183 | 11500 | SH |  | SOLE |  | 11500 | 0 | 0 |
| INVESCO QQQ TR | COM | 46090E103 |  | 1281 | 4810 | SH |  | SOLE |  | 4810 | 0 | 0 |
| ISHARES TR | COM | 464287556 |  | 758 | 5775 | SH |  | SOLE |  | 5775 | 0 | 0 |
| ISHARES TR | COM | 464287846 |  | 1589 | 17000 | SH |  | SOLE |  | 17000 | 0 | 0 |
| ISHARES TR | COM | 464287325 |  | 335 | 3950 | SH |  | SOLE |  | 3950 | 0 | 0 |
| ISHARES TR | COM | 464288448 |  | 312 | 11500 | SH |  | SOLE |  | 11500 | 0 | 0 |
| ISHARES TR | COM | 464287549 |  | 8660 | 30930 | SH |  | SOLE |  | 30930 | 0 | 0 |
| ISHARES TR | COM | 464287515 |  | 3222 | 12595 | SH |  | SOLE |  | 12595 | 0 | 0 |
| ISHARES TR | COM | 464287614 |  | 4360 | 20350 | SH |  | SOLE |  | 20350 | 0 | 0 |
| ISHARES TR | COM | 464287655 |  | 2099 | 12040 | SH |  | SOLE |  | 12040 | 0 | 0 |
| ISHARES TR | COM | 464287499 |  | 823 | 12201 | SH |  | SOLE |  | 12201 | 0 | 0 |
| ISHARES TR | COM | 464287481 |  | 3025 | 36180 | SH |  | SOLE |  | 36180 | 0 | 0 |
| ISHARES TR | COM | 464287473 |  | 642 | 6095 | SH |  | SOLE |  | 6095 | 0 | 0 |
| ISHARES TR | COM | 464287408 |  | 377 | 2600 | SH |  | SOLE |  | 2600 | 0 | 0 |
| ISHARES TR | COM | 464288810 |  | 2728 | 51900 | SH |  | SOLE |  | 51900 | 0 | 0 |
| ISHARES TR | COM | 464288687 |  | 1900 | 62250 | SH |  | SOLE |  | 62250 | 0 | 0 |
| EXCHANGE TRADED CONCEPTS TR | COM | 301505707 |  | 657 | 14175 | SH |  | SOLE |  | 14175 | 0 | 0 |
| SPDR SER TR | COM | 78464A870 |  | 470 | 5665 | SH |  | SOLE |  | 5665 | 0 | 0 |
| SPDR GOLD TR | COM | 78463V107 |  | 229 | 1350 | SH |  | SOLE |  | 1350 | 0 | 0 |
| SPDR S 500 ETF TR | COM | 78462F103 |  | 1974 | 5163 | SH |  | SOLE |  | 5163 | 0 | 0 |
| SPDR SER TR | COM | 78464A813 |  | 2824 | 34350 | SH |  | SOLE |  | 34350 | 0 | 0 |
| SPDR SER TR | COM | 78464A763 |  | 1026 | 8200 | SH |  | SOLE |  | 8200 | 0 | 0 |
| SPDR S MIDCAP 400 ETF TR | COM | 78467Y107 |  | 1395 | 3150 | SH |  | SOLE |  | 3150 | 0 | 0 |
| SELECT SECTOR SPDR TR | COM | 81369Y803 |  | 3298 | 26500 | SH |  | SOLE |  | 26500 | 0 | 0 |
| SELECT SECTOR SPDR TR | COM | 81369Y886 |  | 296 | 4200 | SH |  | SOLE |  | 4200 | 0 | 0 |
| VANECK ETF TRUST | COM | 92189F676 |  | 454 | 2235 | SH |  | SOLE |  | 2235 | 0 | 0 |
| VANGUARD INDEX FDS | COM | 922908652 |  | 830 | 6250 | SH |  | SOLE |  | 6250 | 0 | 0 |
| VANGUARD INDEX FDS | COM | 922908736 |  | 5411 | 25390 | SH |  | SOLE |  | 25390 | 0 | 0 |
| VANGUARD WHITEHALL FDS | COM | 921946406 |  | 602 | 5566 | SH |  | SOLE |  | 5566 | 0 | 0 |
| VANGUARD INDEX FDS | COM | 922908637 |  | 2793 | 16031 | SH |  | SOLE |  | 16031 | 0 | 0 |
| VANGUARD WORLD FD | COM | 921910816 |  | 2710 | 15750 | SH |  | SOLE |  | 15750 | 0 | 0 |
| VANGUARD INDEX FDS | COM | 922908629 |  | 238 | 1170 | SH |  | SOLE |  | 1170 | 0 | 0 |
| VANGUARD INDEX FDS | COM | 922908538 |  | 1262 | 7020 | SH |  | SOLE |  | 7020 | 0 | 0 |
| VANGUARD INDEX FDS | COM | 922908769 |  | 4942 | 25850 | SH |  | SOLE |  | 25850 | 0 | 0 |
| VANGUARD INDEX FDS | COM | 922908744 |  | 384 | 2734 | SH |  | SOLE |  | 2734 | 0 | 0 |
| ISHARES TR | COM | 464287176 |  | 1895 | 17800 | SH |  | SOLE |  | 17800 | 0 | 0 |
| PROSHARES TR | COM | 74347B201 |  | 211 | 6500 | SH |  | SOLE |  | 6500 | 0 | 0 |
| VANGUARD MALVERN FDS | COM | 922020805 |  | 607 | 13000 | SH |  | SOLE |  | 13000 | 0 | 0 |

---