# EDGAR Filing Document

**Accession Number:** 0001898031
**File Stem:** 0001898031-26-000001
**Filing Date:** 2026-1
**Character Count:** 4710
**Document Hash:** b9baba8806437bea2ab62de5d187b8de
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001898031-26-000001.hdr.sgml**: 20260126

**ACCESSION NUMBER**: 0001898031-26-000001

**CONFORMED SUBMISSION TYPE**: TA-1/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20260126

**DATE AS OF CHANGE**: 20260126

**EFFECTIVENESS DATE**: 20260205

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Paralel Technologies LLC
- **CENTRAL INDEX KEY:** 0001898031

**ORGANIZATION NAME:**
- **EIN:** 853023507
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** TA-1/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-06828
- **FILM NUMBER:** 26560143

**BUSINESS ADDRESS:**
- **STREET 1:** 1700 BROADWAY
- **STREET 2:** SUITE 1850
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80290
- **BUSINESS PHONE:** 303-226-4150

**MAIL ADDRESS:**
- **STREET 1:** 1700 BROADWAY
- **STREET 2:** SUITE 1850
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80290

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-1

### UNIFORM FORM OF APPLICATION FOR REGISTRATION AS A TRANSFER AGENT

### Registrant Information

**Appropriate regulatory agency:** SEC

**Full name of Registrant:** Paralel Technologies LLC

**FINS Number:** 369876

**Address of principal office where transfer agent activities are performed:** 1700 Broadway, Suite 2100, Denver, CO, 80290

**Is mailing address different from principal office address?:** No

**Telephone Number:** 3032264150

**Does registrant conduct business in other locations?:** No

**Is registrant a self-transfer agent?:** No

**Does registrant engage a service company to perform any of its transfer agent functions?:** No

**Is registrant engaged as a service company by a named transfer agent?:** Yes

**Service Company Arrangement 1:**

- **Name:** FREEDOM FUNDS MANAGEMENT COMPANY

- **File Number:** 084-01515

- **Address:** 1200 17TH STREET, Suite 850, Denver, CO, 80202

### Ownership and Control Information

**Registrant Type:** Other

**Description (if Other):** LLC

**Does any other person control the management or policies of the applicant?:** No

**Does any other person directly or indirectly finance the applicant?:** No

**Control Affiliates Information:**

| Entity Name        | Relationship Start Date   | Title or Status          | Authority Description            |
|:---|:---|:---|:---|
| Jeremy May         | 09/14/2020                | CEO, Manager             | Controls firm affairs, Owner>25% |
| Christopher Moore  | 07/26/2021                | General Counsel          | Directs legal affairs            |
| Jonathan Vickery   | 03/15/2021                | Chief Technology Officer | Directs Technology Affairs       |
| SLCT Holdings, LLC | 06/07/2021                | Owner                    | Owner >25% of Firm, No Control   |
| Bradley Swenson    | 12/31/2022                | Chief Compliance Officer | Directs firm compliance affairs  |

### Disciplinary History

- **Convicted/plead guilty to any felony or investment-related misdemeanor?:** No

- **Convicted/plead guilty to any other felony?:** No

- **Enjoined in connection with any investment-related activity?:** No

- **Found to have violated any investment-related statute or regulation?:** No

- **Made a false statement or omission in a filing with the SEC?:** No

- **Found to have violated SRO rules or failed to supervise?:** No

- **Had authorization to act as a financial professional denied, suspended, or revoked?:** No

- **Had a registration as a financial professional denied, suspended, or revoked?:** No

- **Federal/State agency found a false statement or omission?:** No

- **Federal/State agency found a violation of investment-related regulations?:** No

- **Federal/State agency denied, suspended, or revoked authorization?:** No

- **Federal/State agency entered an order against the applicant?:** No

- **Federal/State agency denied, suspended, or revoked registration?:** No

- **Federal/State agency revoked or suspended a license?:** No

- **SRO found a false statement or omission?:** No

- **SRO found a violation of its rules?:** No

- **SRO denied, suspended, or revoked authorization?:** No

- **SRO revoked or suspended a license?:** No

- **Subject of an order or finding by a foreign financial regulatory authority?:** No

- **Currently the subject of any proceeding that could result in a 'yes' answer to any of the above?:** No

- **Had a bond revoked for disorderly conduct, fraud, or dishonesty?:** No

- **Have any unsatisfied judgments or liens against them?:** No

### Signature

**Signature:** Christopher Moore

**Title:** General Counsel

**Date:** 01/26/2026

**Phone Number:** 3032264150