# EDGAR Filing Document

**Accession Number:** 0001954480
**File Stem:** 0001085146-23-000242
**Filing Date:** 2023-1
**Character Count:** 14593
**Document Hash:** 1c90bb1432e3619f4fe665369b4e7cba
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001085146-23-000242.hdr.sgml**: 20230120

**ACCESSION NUMBER**: 0001085146-23-000242

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230120

**DATE AS OF CHANGE**: 20230119

**EFFECTIVENESS DATE**: 20230120

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Western Financial Corp/CA
- **CENTRAL INDEX KEY:** 0001954480
- **IRS NUMBER:** 952885402
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22742
- **FILM NUMBER:** 23538765

**BUSINESS ADDRESS:**
- **STREET 1:** 13400 SABRE SPRINGS PARKWAY
- **STREET 2:** SUITE 170
- **CITY:** SAN DIEGO
- **STATE:** CA
- **ZIP:** 92128
- **BUSINESS PHONE:** 6195440260

**MAIL ADDRESS:**
- **STREET 1:** 13400 SABRE SPRINGS PARKWAY
- **STREET 2:** SUITE 170
- **CITY:** SAN DIEGO
- **STATE:** CA
- **ZIP:** 92128

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Western Financial Corp/CA<br>**Address:** 13400 SABRE SPRINGS PARKWAY<br>SUITE 170<br>SAN DIEGO, CA 92128

**Form 13F File Number:** 028-22742

**CRD Number (if applicable):** 000006118

**SEC File Number (if applicable):** 801-117841

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Richard S. Levenson<br>**Title:** President CEO  CIO<br>**Phone:** 619-544-0260

**Signature, Place, and Date of Signing:**

/s/Richard S. Levenson  San Diego, CA  01-19-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 99

**Form 13F Information Table Value Total:** $154306239

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBVIE INC | COM | 00287Y109 | BBG0025Y4RZ3 | 1035690 | 6409 | SH |  | SOLE |  | 5996 | 0 | 413 |
| ALBEMARLE CORP | COM | 012653101 | BBG001S7SBP9 | 554126 | 2555 | SH |  | SOLE |  | 2555 | 0 | 0 |
| ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | BBG001S7FTC8 | 660667 | 2780 | SH |  | SOLE |  | 2754 | 0 | 26 |
| AMERICAN INTL GROUP INC | COM NEW | 026874784 | BBG001S5NJG1 | 844889 | 13360 | SH |  | SOLE |  | 12580 | 0 | 780 |
| AON PLC | SHS CL A | G0403H108 | BBG00SSQFPR9 | 653095 | 2176 | SH |  | SOLE |  | 2176 | 0 | 0 |
| APPLE INC | COM | 037833100 | BBG001S5N8V8 | 1749943 | 13468 | SH |  | SOLE |  | 13057 | 0 | 411 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 | BBG001S5ND74 | 892560 | 9613 | SH |  | SOLE |  | 9173 | 0 | 440 |
| ARES CAPITAL CORP | COM | 04010L103 | BBG001SL96Z9 | 403281 | 21834 | SH |  | SOLE |  | 21834 | 0 | 0 |
| ARISTA NETWORKS INC | COM | 040413106 | BBG001T51KQ0 | 662207 | 5457 | SH |  | SOLE |  | 5411 | 0 | 46 |
| ARROWHEAD PHARMACEUTICALS IN | COM | 04280A100 | BBG001SGT8G5 | 33272179 | 820320 | SH |  | SOLE |  | 820320 | 0 | 0 |
| AUTOZONE INC | COM | 053332102 | BBG001S6Q5D9 | 1420520 | 576 | SH |  | SOLE |  | 557 | 0 | 19 |
| CADENCE DESIGN SYSTEM INC | COM | 127387108 | BBG001S65YK1 | 649789 | 4045 | SH |  | SOLE |  | 3777 | 0 | 268 |
| CENTENE CORP DEL | COM | 15135B101 | BBG001S6T7Q8 | 634347 | 7735 | SH |  | SOLE |  | 7232 | 0 | 503 |
| CHENIERE ENERGY INC | COM NEW | 16411R208 | BBG001S7W158 | 549905 | 3667 | SH |  | SOLE |  | 3633 | 0 | 34 |
| CHEVRON CORP NEW | COM | 166764100 | BBG001S67ZC5 | 776555 | 4326 | SH |  | SOLE |  | 4145 | 0 | 181 |
| CIGNA CORP NEW | COM | 125523100 | BBG00KXRCDQ9 | 690879 | 2085 | SH |  | SOLE |  | 1975 | 0 | 110 |
| CINTAS CORP | COM | 172908105 | BBG001S7CRG1 | 679986 | 1506 | SH |  | SOLE |  | 1506 | 0 | 0 |
| CONOCOPHILLIPS | COM | 20825C104 | BBG001S5TZM2 | 1100494 | 9326 | SH |  | SOLE |  | 8747 | 0 | 579 |
| COPART INC | COM | 217204106 | BBG001S7MTB1 | 616755 | 10129 | SH |  | SOLE |  | 10129 | 0 | 0 |
| CORTEVA INC | COM | 22052L104 | BBG00BN969D0 | 775148 | 13187 | SH |  | SOLE |  | 12564 | 0 | 623 |
| COSTCO WHSL CORP NEW | COM | 22160K105 | BBG001S9KRQ7 | 1581194 | 3464 | SH |  | SOLE |  | 3318 | 0 | 146 |
| COTERRA ENERGY INC | COM | 127097103 | BBG001S6H6Y4 | 564485 | 22975 | SH |  | SOLE |  | 22975 | 0 | 0 |
| DANAHER CORPORATION | COM | 235851102 | BBG001S5QGT0 | 1429052 | 5384 | SH |  | SOLE |  | 5155 | 0 | 229 |
| DEVON ENERGY CORP NEW | COM | 25179M103 | BBG001S63VG4 | 890505 | 14477 | SH |  | SOLE |  | 13782 | 0 | 695 |
| DIAMONDBACK ENERGY INC | COM | 25278X109 | BBG002PHSZN7 | 1418586 | 10371 | SH |  | SOLE |  | 10106 | 0 | 265 |
| DOLLAR GEN CORP NEW | COM | 256677105 | BBG001T5BM30 | 683967 | 2778 | SH |  | SOLE |  | 2778 | 0 | 0 |
| EATON CORP PLC | SHS | G29183103 | BBG001S5QZ45 | 309611 | 1973 | SH |  | SOLE |  | 1973 | 0 | 0 |
| ELEVANCE HEALTH INC | COM | 036752103 | BBG001S6KBQ8 | 849558 | 1656 | SH |  | SOLE |  | 1573 | 0 | 83 |
| ENPHASE ENERGY INC | COM | 29355A107 | BBG001V28NC6 | 542638 | 2048 | SH |  | SOLE |  | 2029 | 0 | 19 |
| ENTERPRISE FINL SVCS CORP | COM | 293712105 | BBG001SKJVR4 | 34778720 | 710350 | SH |  | SOLE |  | 710224 | 0 | 126 |
| EOG RES INC | COM | 26875P101 | BBG001S5ZB93 | 763069 | 5892 | SH |  | SOLE |  | 5577 | 0 | 315 |
| EXELON CORP | COM | 30161N101 | BBG001SBJMT2 | 875284 | 20247 | SH |  | SOLE |  | 19199 | 0 | 1048 |
| EXXON MOBIL CORP | COM | 30231G102 | BBG001S69V32 | 1225134 | 11107 | SH |  | SOLE |  | 10425 | 0 | 682 |
| FIRST FNDTN INC | COM | 32026V104 | BBG001V9VY13 | 149846 | 10457 | SH |  | SOLE |  | 10457 | 0 | 0 |
| GARTNER INC | COM | 366651107 | BBG001S5SD60 | 624548 | 1858 | SH |  | SOLE |  | 1839 | 0 | 19 |
| GENERAL DYNAMICS CORP | COM | 369550108 | BBG001S5RHP1 | 432533 | 1743 | SH |  | SOLE |  | 1611 | 0 | 132 |
| GENERAL MLS INC | COM | 370334104 | BBG001S5RKR2 | 760105 | 9065 | SH |  | SOLE |  | 8567 | 0 | 498 |
| GILEAD SCIENCES INC | COM | 375558103 | BBG001S6Y1X7 | 336326 | 3918 | SH |  | SOLE |  | 3528 | 0 | 390 |
| HERSHEY CO | COM | 427866108 | BBG001S5S148 | 772244 | 3335 | SH |  | SOLE |  | 3335 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 | BBG001S5RTW7 | 1618210 | 5123 | SH |  | SOLE |  | 4984 | 0 | 139 |
| HUNT J B TRANS SVCS INC | COM | 445658107 | BBG001S5SFY4 | 584892 | 3355 | SH |  | SOLE |  | 3355 | 0 | 0 |
| INSULET CORP | COM | 45784P101 | BBG001SRF439 | 569350 | 1934 | SH |  | SOLE |  | 1915 | 0 | 19 |
| INVESCO EXCH TRADED FD TR II | S EMRNG MKTS | 46138E297 | BBG002DJ8H94 | 370884 | 16118 | SH |  | SOLE |  | 15778 | 0 | 340 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 46138J841 | BBG00KJR2GD3 | 577697 | 28201 | SH |  | SOLE |  | 25884 | 0 | 2317 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 CB | 46138J825 | BBG00KJR2J47 | 594619 | 29524 | SH |  | SOLE |  | 27164 | 0 | 2360 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2026 CB | 46138J791 | BBG00KJR2K35 | 594246 | 31400 | SH |  | SOLE |  | 28887 | 0 | 2513 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2027 CB | 46138J783 | BBG00KJR2L24 | 592971 | 31217 | SH |  | SOLE |  | 28710 | 0 | 2507 |
| INVESCO EXCH TRD SLF IDX FD | INVSCO BLSH 28 | 46138J643 | BBG00LNJW5P2 | 873780 | 44547 | SH |  | SOLE |  | 41904 | 0 | 2643 |
| INVESCO EXCHANGE TRADED FD T | DYNMC OIL GAS | 46137V670 | BBG001SPHLD2 | 172191 | 33631 | SH |  | SOLE |  | 27764 | 0 | 5867 |
| ISHARES TR | 0-5YR HI YL CP | 46434V407 | BBG005DW06B7 | 2118254 | 51804 | SH |  | SOLE |  | 49986 | 0 | 1818 |
| ISHARES TR | 10-20 YR TRS ETF | 464288653 | BBG001SSD830 | 232811 | 2152 | SH |  | SOLE |  | 2112 | 0 | 40 |
| ISHARES TR | CORE TOTAL USD | 46434V613 | BBG006MJCSW0 | 824963 | 18361 | SH |  | SOLE |  | 18087 | 0 | 274 |
| ISHARES TR | EAFE GRWTH ETF | 464288885 | BBG001SP62C7 | 423809 | 5060 | SH |  | SOLE |  | 4947 | 0 | 113 |
| ISHARES TR | EAFE VALUE ETF | 464288877 | BBG001SNYBH6 | 556034 | 12119 | SH |  | SOLE |  | 11863 | 0 | 256 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 | BBG00FFPFTS4 | 1338957 | 15799 | SH |  | SOLE |  | 15467 | 0 | 332 |
| ISHARES TR | FALN ANGLS USD | 46435G474 | BBG00D332C84 | 923950 | 37544 | SH |  | SOLE |  | 36122 | 0 | 1422 |
| ISHARES TR | FLTG RATE NT ETF | 46429B655 | BBG001V1QYX1 | 769040 | 15280 | SH |  | SOLE |  | 14532 | 0 | 748 |
| ISHARES TR | MBS ETF | 464288588 | BBG001SSD8B1 | 1017314 | 10968 | SH |  | SOLE |  | 10851 | 0 | 117 |
| ISHARES TR | TIPS BD ETF | 464287176 | BBG001SD9RM5 | 1590001 | 14938 | SH |  | SOLE |  | 14314 | 0 | 624 |
| ISHARES TR | US TREAS BD ETF | 46429B267 | BBG002NCKPP8 | 5305570 | 233520 | SH |  | SOLE |  | 225401 | 0 | 8119 |
| JOHNSON  JOHNSON | COM | 478160104 | BBG001S5SHQ9 | 971227 | 5498 | SH |  | SOLE |  | 5253 | 0 | 245 |
| JPMORGAN CHASE  CO | COM | 46625H100 | BBG001S8CRC3 | 229706 | 1713 | SH |  | SOLE |  | 1713 | 0 | 0 |
| KLA CORP | COM NEW | 482480100 | BBG001S5SLM4 | 789383 | 2094 | SH |  | SOLE |  | 1984 | 0 | 110 |
| LILLY ELI  CO | COM | 532457108 | BBG001S5STL8 | 1275317 | 3486 | SH |  | SOLE |  | 3280 | 0 | 206 |
| MARATHON PETE CORP | COM | 56585A102 | BBG001S169P1 | 806172 | 6926 | SH |  | SOLE |  | 6567 | 0 | 359 |
| MARRIOTT INTL INC NEW | CL A | 571903202 | BBG001S78K44 | 569627 | 3826 | SH |  | SOLE |  | 3826 | 0 | 0 |
| MCKESSON CORP | COM | 58155Q103 | BBG001S8F8P8 | 922261 | 2459 | SH |  | SOLE |  | 2346 | 0 | 113 |
| MICROSOFT CORP | COM | 594918104 | BBG001S5TD05 | 951263 | 3967 | SH |  | SOLE |  | 3798 | 0 | 169 |
| NETFLIX INC | COM | 64110L106 | BBG001SF6L46 | 338227 | 1147 | SH |  | SOLE |  | 1029 | 0 | 118 |
| NEXTERA ENERGY INC | COM | 65339F101 | BBG001S5RB29 | 857710 | 10260 | SH |  | SOLE |  | 9493 | 0 | 767 |
| NORTHROP GRUMMAN CORP | COM | 666807102 | BBG001S5TP26 | 922977 | 1692 | SH |  | SOLE |  | 1612 | 0 | 80 |
| OCCIDENTAL PETE CORP | COM | 674599105 | BBG001S5TZG9 | 728227 | 11561 | SH |  | SOLE |  | 10991 | 0 | 570 |
| OLD DOMINION FREIGHT LINE IN | COM | 679580100 | BBG001S6WQT9 | 627079 | 2210 | SH |  | SOLE |  | 2210 | 0 | 0 |
| OREILLY AUTOMOTIVE INC | COM | 67103H107 | BBG001S78TL6 | 1490557 | 1766 | SH |  | SOLE |  | 1708 | 0 | 58 |
| PACIFIC PREMIER BANCORP | COM | 69478X105 | BBG001S9JFG6 | 659368 | 20893 | SH |  | SOLE |  | 20893 | 0 | 0 |
| PACWEST BANCORP DEL | COM | 695263103 | BBG001SFDBF8 | 2257391 | 98361 | SH |  | SOLE |  | 98361 | 0 | 0 |
| PALO ALTO NETWORKS INC | COM | 697435105 | BBG001T9NWN5 | 1058411 | 7585 | SH |  | SOLE |  | 7327 | 0 | 258 |
| PAYCHEX INC | COM | 704326107 | BBG001S5V135 | 571429 | 4945 | SH |  | SOLE |  | 4945 | 0 | 0 |
| PFIZER INC | COM | 717081103 | BBG001S5V466 | 790464 | 15427 | SH |  | SOLE |  | 15427 | 0 | 0 |
| PIONEER NAT RES CO | COM | 723787107 | BBG001S7V1J4 | 1268364 | 5554 | SH |  | SOLE |  | 5395 | 0 | 159 |
| PROCTER AND GAMBLE CO | COM | 742718109 | BBG001S5V4L9 | 333432 | 2200 | SH |  | SOLE |  | 2200 | 0 | 0 |
| PUBLIC STORAGE | COM | 74460D109 | BBG001S5TH79 | 581215 | 2074 | SH |  | SOLE |  | 2074 | 0 | 0 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 | BBG001S6PX49 | 1179636 | 1635 | SH |  | SOLE |  | 1579 | 0 | 56 |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | BBG001WBMLH8 | 1107235 | 24255 | SH |  | SOLE |  | 24001 | 0 | 254 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | BBG001T9F777 | 225777 | 4359 | SH |  | SOLE |  | 4324 | 0 | 35 |
| SEAGEN INC | COM | 81181C104 | BBG001S9M4Q6 | 603997 | 4700 | SH |  | SOLE |  | 4700 | 0 | 0 |
| SNOWFLAKE INC | CL A | 833445109 | BBG007DHGNK2 | 585069 | 4076 | SH |  | SOLE |  | 4076 | 0 | 0 |
| SPDR SER TR | PORTFOLIO S | 78464A854 | BBG001SPTB87 | 1812274 | 40291 | SH |  | SOLE |  | 39393 | 0 | 898 |
| SYNOPSYS INC | COM | 871607107 | BBG001S5VTR8 | 1421798 | 4453 | SH |  | SOLE |  | 4319 | 0 | 134 |
| THE TRADE DESK INC | COM CL A | 88339J105 | BBG00629NGW8 | 520387 | 11608 | SH |  | SOLE |  | 11608 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 | BBG001S5WS08 | 626957 | 1138 | SH |  | SOLE |  | 1138 | 0 | 0 |
| T-MOBILE US INC | COM | 872590104 | BBG001SKR9Y6 | 311360 | 2224 | SH |  | SOLE |  | 2006 | 0 | 218 |
| TRACTOR SUPPLY CO | COM | 892356106 | BBG001S7K017 | 815816 | 3626 | SH |  | SOLE |  | 3626 | 0 | 0 |
| ULTA BEAUTY INC | COM | 90384S303 | BBG00FWQ4W44 | 709234 | 1512 | SH |  | SOLE |  | 1512 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | BBG001S6WCJ1 | 1257966 | 2373 | SH |  | SOLE |  | 2239 | 0 | 134 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | BBG001SHTTQ6 | 288851 | 1658 | SH |  | SOLE |  | 1658 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | BBG001S67QY1 | 603390 | 15314 | SH |  | SOLE |  | 15314 | 0 | 0 |
| WELLS FARGO CO NEW | COM | 949746101 | BBG001S5XF23 | 3765900 | 91206 | SH |  | SOLE |  | 91206 | 0 | 0 |
| ZIONS BANCORPORATION N A | COM | 989701107 | BBG001S5XN80 | 210822 | 4288 | SH |  | SOLE |  | 4288 | 0 | 0 |

---