# EDGAR Filing Document

**Accession Number:** 0001426439
**File Stem:** 0001752724-23-069736
**Filing Date:** 2023-3
**Character Count:** 59069
**Document Hash:** 1ec2ae64db516d34ed74f70a603de960
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-069736.hdr.sgml**: 20230328

**ACCESSION NUMBER**: 0001752724-23-069736

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230328

**DATE AS OF CHANGE**: 20230328

**PERIOD START**: 20230430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** IndexIQ Active ETF Trust
- **CENTRAL INDEX KEY:** 0001426439
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22739
- **FILM NUMBER:** 23767974

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** 888-474-7725

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

## Series and Classes Contracts Data

### IQ Ultra Short Duration ETF (Series ID: S000066048)

| Class ID   | Class Name                  | Ticker Symbol   |
|:---|:---|:---|
| C000213519 | IQ Ultra Short Duration ETF | ULTR            |

## Nport-Ex

Schedule of Investments ─ IQ Ultra Short Duration ETF

January 31, 2023 (unaudited)

---

| | | |
|:---|:---|:---|
|  | **Principal<br> Amount** | **Value** |
| **Long - Term Bonds 95.5%** | | |
| **Commercial Asset-Backed Securities — 13.6%** | **Commercial Asset-Backed Securities — 13.6%** | |
| **Asset Backed Securities — 13.6%** |  |  |
| Amur Equipment Finance Receivables XI LLC |  |  |
| &nbsp;&nbsp;&nbsp;Series 2022-2A, A2, 5.300%, due 6/21/28 | $214000 | $212182 |
| Avis Budget Rental Car Funding AESOP LLC |  |  |
| &nbsp;&nbsp;&nbsp;Series 2017-2A, A, 2.970%, due 3/20/24 | 250000 | 249462 |
| &nbsp;&nbsp;&nbsp;Series 2018-1A, A, 3.700%, due 9/20/24 | 500000 | 495827 |
| Ford Credit Auto Owner Trust 2018-REV2 |  |  |
| &nbsp;&nbsp;&nbsp;Series 2018-2, A, 3.470%, due 1/15/30 | 500000 | 495990 |
| Ford Credit Floorplan Master Owner Trust A |  |  |
| &nbsp;&nbsp;&nbsp;Series 2019-2, A, 3.060%, due 4/15/26 | 500000 | 488342 |
| Hertz Vehicle Financing III LLC |  |  |
| &nbsp;&nbsp;&nbsp;Series 2022-3A, A, 3.370%, due 3/25/25 | 500000 | 489151 |
| Neuberger Berman Loan Advisers CLO 32 Ltd., (Cayman Islands) |  |  |
| &nbsp;&nbsp;&nbsp;Series 2019-32A, BR, 6.198%, (3-Month LIBOR + 1.40%), due 1/20/32<sup>(a)</sup> | 1000000 | 967877 |
| Oak Hill Credit Partners, (Cayman Islands) |  |  |
| &nbsp;&nbsp;&nbsp;Series 2021-8A, A, 5.985%, (3-Month LIBOR + 1.19%), due 1/18/34<sup>(a)</sup> | 750000 | 743559 |
| Octagon Investment Partners 51 Ltd., (Cayman Islands) |  |  |
| &nbsp;&nbsp;&nbsp;Series 2021-1A, A, 5.958%, (3-Month LIBOR + 1.15%), due 7/20/34<sup>(a)</sup> | 1000000 | 986087 |
| Palmer Square CLO 2021-2 Ltd., (Cayman Islands) |  |  |
| &nbsp;&nbsp;&nbsp;Series 2021-2A, A, 5.942%, (3-Month LIBOR + 1.15%), due 7/15/34<sup>(a)</sup> | 1000000 | 987582 |
| Romark CLO IV Ltd., (Cayman Islands) |  |  |
| &nbsp;&nbsp;&nbsp;Series 2021-4A, A1, 5.980%, (3-Month LIBOR + 1.17%), due 7/10/34<sup>(a)</sup> | 1000000 | 985557 |
| TICP CLO XV Ltd., (Cayman Islands) |  |  |
| &nbsp;&nbsp;&nbsp;Series 2020-15A, A, 6.088%, (3-Month LIBOR + 1.28%), due 4/20/33<sup>(a)</sup> | 1000000 | 995465 |
|  |  | 8097081 |
| **Total Commercial Asset-Backed Securities** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $8,182,790)** |  | **8097081** |
| **Commercial Mortgage-Backed Securities — 1.6%** |  |  |
| **Mortgage Securities — 1.6%** |  |  |
| COMM 2013-SFS Mortgage Trust |  |  |
| &nbsp;&nbsp;&nbsp;Series 2013-SFS, A2, 2.987%, due 4/12/35<sup>(a),(b)</sup> | 500000 | 495161 |
| Queens Center Mortgage Trust 2013-QC |  |  |
| &nbsp;&nbsp;&nbsp;Series 2013-QCA, A, 3.275%, due 1/11/37 | 500000 | 465195 |
|  |  | 960356 |
| **Total Commercial Mortgage-Backed Securities** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $1,024,853)** |  | **960356** |
| **Corporate Bonds — 44.0%** |  |  |
| **Basic Materials — 0.4%** |  |  |
| International Flavors & Fragrances, Inc. |  |  |
| &nbsp;&nbsp;&nbsp;1.230%, due 10/1/25 | 280000 | 251786 |
| **Communications — 3.9%** |  |  |
| T-Mobile USA, Inc. |  |  |
| &nbsp;&nbsp;&nbsp;1.500%, due 2/15/26 | 700000 | 638722 |
| Verizon Communications, Inc. |  |  |
| &nbsp;&nbsp;&nbsp;5.114%, (SOFR + 0.79%), due 3/20/26<sup>(a)</sup> | 1720000 | 1713857 |
|  |  | 2352579 |
| **Consumer, Cyclical — 1.4%** |  |  |
| General Motors Financial Co., Inc. |  |  |
| &nbsp;&nbsp;&nbsp;6.000%, due 1/9/28 | 200000 | 205832 |
| &nbsp;&nbsp;&nbsp;6.050%, due 10/10/25 | 340000 | 346389 |
| Warnermedia Holdings, Inc. |  |  |
| &nbsp;&nbsp;&nbsp;3.428%, due 3/15/24 | 315000 | 308302 |
|  |  | 860523 |
| **Consumer, Non-cyclical — 3.4%** |  |  |
| GE HealthCare Technologies, Inc. |  |  |
| &nbsp;&nbsp;&nbsp;5.550%, due 11/15/24 | 265000 | 267265 |
| Global Payments, Inc. |  |  |
| &nbsp;&nbsp;&nbsp;1.500%, due 11/15/24 | 470000 | 440567 |
| Laboratory Corp. of America Holdings |  |  |
| &nbsp;&nbsp;&nbsp;3.250%, due 9/1/24 | 600000 | 584640 |
| Mondelez International, Inc. |  |  |
| &nbsp;&nbsp;&nbsp;2.125%, due 3/17/24 | 500000 | 485604 |
| PayPal Holdings, Inc. |  |  |
| &nbsp;&nbsp;&nbsp;3.900%, due 6/1/27 | 215000 | 211426 |
|  |  | 1989502 |
| **Energy — 1.4%** |  |  |
| Energy Transfer LP |  |  |
| &nbsp;&nbsp;&nbsp;5.550%, due 2/15/28 | 215000 | 218490 |
| ONEOK, Inc. |  |  |
| &nbsp;&nbsp;&nbsp;5.850%, due 1/15/26 | 250000 | 256157 |
| Plains All American Pipeline LP / PAA Finance Corp. |  |  |
| &nbsp;&nbsp;&nbsp;4.500%, due 12/15/26 | 350000 | 341672 |
|  |  | 816319 |
| **Financial — 18.4%** |  |  |
| Air Lease Corp. |  |  |
| &nbsp;&nbsp;&nbsp;0.800%, due 8/18/24 | 900000 | 838533 |
| American Express Co. |  |  |
| &nbsp;&nbsp;&nbsp;3.950%, due 8/1/25 | 630000 | 620326 |
| Bank of America Corp. |  |  |
| &nbsp;&nbsp;&nbsp;4.200%, due 8/26/24 | 1070000 | 1058260 |
| &nbsp;&nbsp;&nbsp;5.080%, (SOFR + 1.29%), due 1/20/27<sup>(a)</sup> | 520000 | 521911 |
| Bank of New York Mellon Corp. (The) |  |  |
| &nbsp;&nbsp;&nbsp;4.543%, (SOFR + 1.17%), due 2/1/29<sup>(a)</sup> | 225000 | 224821 |
| Blackstone Holdings Finance Co. LLC |  |  |
| &nbsp;&nbsp;&nbsp;5.900%, due 11/3/27 | 245000 | 255056 |
| Blackstone Private Credit Fund |  |  |
| &nbsp;&nbsp;&nbsp;7.050%, due 9/29/25 | 230000 | 233213 |
| Capital One Financial Corp. |  |  |
| &nbsp;&nbsp;&nbsp;4.166%, (SOFR + 1.37%), due 5/9/25<sup>(a)</sup> | 670000 | 659083 |
| Citigroup, Inc. |  |  |
| &nbsp;&nbsp;&nbsp;5.610%, (SOFR + 1.55%), due 9/29/26<sup>(a)</sup> | 310000 | 314977 |
| Citizens Bank NA/Providence RI |  |  |
| &nbsp;&nbsp;&nbsp;6.064%, (SOFR + 1.45%), due 10/24/25<sup>(a)</sup> | 250000 | 253628 |
| Corebridge Financial, Inc. |  |  |
| &nbsp;&nbsp;&nbsp;3.500%, due 4/4/25 | 800000 | 773157 |
| Fifth Third Bancorp |  |  |
| &nbsp;&nbsp;&nbsp;6.361%, (SOFR + 2.19%), due 10/27/28<sup>(a)</sup> | 525000 | 555508 |
| Goldman Sachs Group, Inc. (The) |  |  |
| &nbsp;&nbsp;&nbsp;5.700%, due 11/1/24 | 550000 | 558061 |
| Huntington National Bank (The) |  |  |
| &nbsp;&nbsp;&nbsp;4.008%, (SOFR + 1.21%), due 5/16/25<sup>(a)</sup> | 675000 | 664622 |
| JPMorgan Chase & Co. |  |  |
| &nbsp;&nbsp;&nbsp;3.845%, (SOFR + 0.98%), due 6/14/25<sup>(a)</sup> | 760000 | 746700 |
| &nbsp;&nbsp;&nbsp;5.546%, (SOFR + 1.07%), due 12/15/25<sup>(a)</sup> | 215000 | 216735 |

---

Schedule of Investments ─ IQ Ultra Short Duration ETF (continued)

January 31, 2023 (unaudited)

---

| | | |
|:---|:---|:---|
|  | **Principal<br> Amount** | **Value** |
| **Corporate Bonds (continued)** |  |  |
| **Financial (continued)** |  |  |
| Manufacturers & Traders Trust Co. |  |  |
| &nbsp;&nbsp;&nbsp;4.700%, due 1/27/28 | $265000 | $264324 |
| Morgan Stanley |  |  |
| &nbsp;&nbsp;&nbsp;4.679%, (SOFR + 1.67%), due 7/17/26<sup>(a)</sup> | 420000 | 416490 |
| &nbsp;&nbsp;&nbsp;5.050%, (SOFR + 1.30%), due 1/28/27<sup>(a)</sup> | 680000 | 682361 |
| PNC Financial Services Group, Inc. (The) |  |  |
| &nbsp;&nbsp;&nbsp;4.758%, (SOFR + 1.09%), due 1/26/27<sup>(a)</sup> | 130000 | 130212 |
| Realty Income Corp. |  |  |
| &nbsp;&nbsp;&nbsp;5.050%, due 1/13/26 | 200000 | 200549 |
| State Street Corp. |  |  |
| &nbsp;&nbsp;&nbsp;4.857%, (SOFR + 0.60%), due 1/26/26<sup>(a)</sup> | 90000 | 90329 |
| Truist Financial Corp. |  |  |
| &nbsp;&nbsp;&nbsp;4.873%, (SOFR + 1.44%), due 1/26/29<sup>(a)</sup> | 110000 | 110622 |
| US Bancorp |  |  |
| &nbsp;&nbsp;&nbsp;4.653%, (SOFR + 1.23%), due 2/1/29<sup>(a)</sup> | 230000 | 229805 |
| Wells Fargo & Co. |  |  |
| &nbsp;&nbsp;&nbsp;4.540%, (SOFR + 1.56%), due 8/15/26<sup>(a)</sup> | 350000 | 346614 |
|  |  | 10965897 |
| **Industrial — 2.1%** |  |  |
| Boeing Co. (The) |  |  |
| &nbsp;&nbsp;&nbsp;1.167%, due 2/4/23 | 500000 | 499915 |
| &nbsp;&nbsp;&nbsp;1.950%, due 2/1/24 | 800000 | 775804 |
|  |  | 1275719 |
| **Technology — 1.2%** |  |  |
| Dell International LLC / EMC Corp. |  |  |
| &nbsp;&nbsp;&nbsp;5.250%, due 2/1/28 | 265000 | 267212 |
| Oracle Corp. |  |  |
| &nbsp;&nbsp;&nbsp;2.300%, due 3/25/28 | 160000 | 142887 |
| &nbsp;&nbsp;&nbsp;5.800%, due 11/10/25 | 330000 | 339227 |
|  |  | 749326 |
| **Utilities — 11.8%** |  |  |
| American Electric Power Co., Inc. |  |  |
| &nbsp;&nbsp;&nbsp;2.031%, due 3/15/24 | 170000 | 164272 |
| CenterPoint Energy, Inc. |  |  |
| &nbsp;&nbsp;&nbsp;4.777%, (SOFR + 0.65%), due 5/13/24<sup>(a)</sup> | 1515000 | 1497694 |
| Duke Energy Corp. |  |  |
| &nbsp;&nbsp;&nbsp;4.300%, due 3/15/28 | 295000 | 290727 |
| Entergy Louisiana LLC |  |  |
| &nbsp;&nbsp;&nbsp;0.620%, due 11/17/23 | 394000 | 380873 |
| Eversource Energy |  |  |
| &nbsp;&nbsp;&nbsp;Series T, 4.390%, (SOFR + 0.25%), due 8/15/23<sup>(a)</sup> | 1685000 | 1681394 |
| Pacific Gas and Electric Co. |  |  |
| &nbsp;&nbsp;&nbsp;3.250%, due 2/16/24 | 585000 | 574203 |
| &nbsp;&nbsp;&nbsp;4.200%, due 3/1/29 | 398000 | 368144 |
| Sempra Energy |  |  |
| &nbsp;&nbsp;&nbsp;3.300%, due 4/1/25 | 305000 | 295263 |
| Southern California Edison Co. |  |  |
| &nbsp;&nbsp;&nbsp;1.100%, due 4/1/24 | 775000 | 740307 |
| &nbsp;&nbsp;&nbsp;5.850%, due 11/1/27 | 210000 | 221050 |
| Southern Co. (The) |  |  |
| &nbsp;&nbsp;&nbsp;5.150%, due 10/6/25 | 250000 | 252641 |
| Virginia Electric and Power Co. |  |  |
| &nbsp;&nbsp;&nbsp;Series B, 3.750%, due 5/15/27 | 605000 | 589908 |
|  |  | 7056476 |
| **Total Corporate Bonds** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $26,725,986)** |  | **26318127** |
| **Foreign Bonds — 8.3%** |  |  |
| **Consumer, Cyclical — 1.5%** |  |  |
| Daimler Truck Finance North America LLC, (Germany) |  |  |
| &nbsp;&nbsp;&nbsp;5.150%, due 1/16/26 | 150000 | 150867 |
| Volkswagen Group of America Finance LLC, (Germany) |  |  |
| &nbsp;&nbsp;&nbsp;1.250%, due 11/24/25 | 800000 | 723156 |
|  |  | 874023 |
| **Financial — 6.5%** |  |  |
| AerCap Ireland Capital DAC / AerCap Global Aviation Trust, (Ireland) |  |  |
| &nbsp;&nbsp;&nbsp;1.650%, due 10/29/24 | 1140000 | 1066516 |
| Bank of New Zealand, (New Zealand) |  |  |
| &nbsp;&nbsp;&nbsp;4.846%, due 2/7/28 | 265000 | 266396 |
| Cooperatieve Rabobank UA, (Netherlands) |  |  |
| &nbsp;&nbsp;&nbsp;4.655%, (1 Year US CMT T-Note + 1.75%), due 8/22/28<sup>(a)</sup> | 440000 | 435664 |
| Credit Suisse AG, (Switzerland) |  |  |
| &nbsp;&nbsp;&nbsp;7.950%, due 1/9/25 | 450000 | 460959 |
| Danske Bank A/S, (Denmark) |  |  |
| &nbsp;&nbsp;&nbsp;6.466%, (1 Year US CMT T-Note + 2.10%), due 1/9/26<sup>(a)</sup> | 285000 | 289126 |
| HSBC Holdings PLC, (United Kingdom) |  |  |
| &nbsp;&nbsp;&nbsp;7.336%, (SOFR + 3.03%), due 11/3/26<sup>(a)</sup> | 420000 | 443310 |
| Royal Bank of Canada, (Canada) |  |  |
| &nbsp;&nbsp;&nbsp;5.660%, due 10/25/24 | 295000 | 299945 |
| Swedbank AB, (Sweden) |  |  |
| &nbsp;&nbsp;&nbsp;5.337%, due 9/20/27 | 350000 | 354174 |
| Toronto-Dominion Bank (The), (Canada) |  |  |
| &nbsp;&nbsp;&nbsp;4.285%, due 9/13/24 | 270000 | 267789 |
|  |  | 3883879 |
| **Utilities — 0.3%** |  |  |
| Enel Finance America LLC, (Italy) |  |  |
| &nbsp;&nbsp;&nbsp;7.100%, due 10/14/27 | 200000 | 214354 |
| **Total Foreign Bonds** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $5,058,639)** |  | **4972256** |
| **U.S. Treasury Bill — 1.7%** |  |  |
| &nbsp;&nbsp;&nbsp;U.S. Treasury Bill, –%, due 4/20/23<sup>(c)</sup> |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(Cost $990,132) | 1000000 | 990173 |
| **U.S. Treasury Notes — 23.8%** |  |  |
| &nbsp;&nbsp;&nbsp;U.S. Treasury Note, 2.500%, due 3/31/23 | 2380000 | 2371795 |
| &nbsp;&nbsp;&nbsp;U.S. Treasury Note, 3.500%, due 1/31/28 | 2890000 | 2877130 |
| &nbsp;&nbsp;&nbsp;U.S. Treasury Note, 3.500%, due 1/31/30 | 335000 | 333796 |
| &nbsp;&nbsp;&nbsp;U.S. Treasury Note, 4.125%, due 1/31/25 | 8655000 | 8645196 |
|  |  | 14227917 |
| **Total U.S. Treasury Notes** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $14,207,512)** |  | **14227917** |
| **United States Government Agency Mortgage-Backed Securities — 2.5%** |  |  |
| **Mortgage Securities — 2.5%** |  |  |
| Freddie Mac Multifamily Structured Pass Through Certificates |  |  |
| &nbsp;&nbsp;&nbsp;Series 2020-K108, 1.691%, due 3/25/30<sup>(a),(b)(d)</sup> | 7355149 | 695217 |
| &nbsp;&nbsp;&nbsp;Series 2020-K119, 0.930%, due 9/25/30<sup>(a),(b)(d)</sup> | 14920517 | 825643 |
|  |  | 1520860 |
| **Total United States Government Agency Mortgage-Backed Securities** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $1,737,498)** |  | **1520860** |

---

Schedule of Investments ─ IQ Ultra Short Duration ETF (continued)

January 31, 2023 (unaudited)

---

| | | |
|:---|:---|:---|
|  | **Principal<br> Amount** | **Value** |
| **Short-Term Investment — 5.9%** |  |  |
| **Commercial Paper — 1.7%** |  |  |
| **Financial — 1.7%** |  |  |
| Barclays Capital |  |  |
| 0.000%, due 4/3/23<sup>(c)</sup> <br> **(Cost $995,885)** | $1000000 | $**992050** |

---

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Money Market Fund — 4.2%** |  |  |
| BlackRock Liquidity T-Fund, 4.07%<sup>(e)</sup> |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $2,506,440)** | 2506440 | **2506440** |
| **Total Investments — 101.4%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $61,429,735)** |  | **60585260** |
| **Other Assets and Liabilities, Net — (1.4)%** |  | **(825204)** |
| **Net Assets — 100.0%** |  | $**59760056** |

---

(a) Variable rate securities that may
 be tendered back to the issuer at any time prior to maturity at par. Rate shown is the rate in effect as of January 31, 2023.

(b) Adjustable rate security with an interest rate that is
 not based on a published reference index and spread. The rate is based on the structure of the agreement and current market conditions.

(c) The security was issued on a discount basis with no stated
 coupon rate. Rate shown reflects the effective yield.

(d) An interest only security is the interest only portion
 of a fixed income security, which is separated and sold individually from the principal portion of the security.

(e) Reflects the 7-day yield at January 31, 2023.

---

| | |
|:---|:---|
| **Abbreviations** | **Abbreviations** |
| CMT | - Constant Maturity Treasury Index |
| LIBOR | - London InterBank Offered Rate |
| SOFR | - Secured Financing Overnight Rate |

---

Schedule of Investments ─ IQ Ultra Short Duration ETF (continued)

January 31, 2023 (unaudited)

**Open futures contracts outstanding at January 31, 2023:**

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| **Type** | **Broker** | **Expiration Date** | **Number of<br> Contracts<br> Purchased<br> (Sold)** | **Notional <br> Value at <br> Trade Date** | **Notional <br> Value at<br> January 31, 2023** | **Unrealized<br> Appreciation<br> (Depreciation)** |
| U.S. 10 Year Note (CBT) | RBC Capital Markets | March 2023 | (8) | $(903866) | $(916125) | $(12259) |
| U.S. 2 Year Note (CBT) | RBC Capital Markets | March 2023 | (70) | (14369243) | (14395391) | (26148) |
| U.S. 5 Year Note (CBT) | RBC Capital Markets | March 2023 | (111) | (12091669) | (12125883) | (34214) |
|  |  |  |  |  |  | $(72621) |

---

CBT — Chicago Board of Trade

Cash posted as collateral to broker for futures contracts was $231,200 at January 31, 2023.

The following is a summary of the inputs used to value the Fund's investments as of January 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements.

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Description** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| **Asset Valuation Inputs** |  |  |  |  |
| Investments in Securities:<sup>(f)</sup> |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Commercial Asset-Backed Securities | $– | $8097081 | $– | $8097081 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Commercial Mortgage-Backed Securities |  | 960356 |  | 960356 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Corporate Bonds |  | 26318127 |  | 26318127 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Foreign Bonds |  | 4972256 |  | 4972256 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;U.S. Treasury Bill |  | 990173 |  | 990173 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;U.S. Treasury Notes |  | 14227917 |  | 14227917 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;United States Government Agency Mortgage-Backed Securities |  | 1520860 |  | 1520860 |
| Short-Term Investment: |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Commercial Paper |  | 992050 |  | 992050 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Money Market Fund | 2506440 | – | – | 2506440 |
| Total Investments in Securities | $2506440 | $58078820 | $– | $60585260 |
| **Liability Valuation Inputs** |  |  |  |  |
| Other Financial Instruments:<sup>(g)</sup> |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Futures Contracts | $(72621) | $– | $– | $(72621) |

---

(f) For a complete listing of investments
 and their industries, see the Schedule of Investments.

(g) Reflects the unrealized appreciation (depreciation) of
 the instruments.

For the period ended January 31, 2023, the Fund did not have any transfers into or out of Level 3 within the fair value hierarchy.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** IndexIQ Active ETF Trust

- **b. Investment Company Act file number:** 811-22739

- **c. CIK number of Registrant:** 0001426439

- **d. LEI of Registrant:** 549300VWZDQ61K9DOP39

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 51 Madison Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10010

  - **Telephone number:** 888-474-7725

**Item A.2. Information about the Series.**

- **a. Name of Series:** IQ Ultra Short Duration ETF

- **b. EDGAR series identifier (if any):** S000066048

- **c. LEI of Series:** 5493005TWXGQCEG58C67

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-04-30

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $60717966.00

**Total Liabilities:** $958334.05

**Net Assets:** $59759631.95

**Cash Not Reported:** $280090.66

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 121.72043000 | **1-Year:** 4170.14266000 | **5-Year:** 6297.31942000 | **10-Year:** 95.57831000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 14.36857000 | **5-Year:** 106.12258000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000213519 | 1.03%                | 0.44%                | 0.59%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-1079294.29             | $1690514.84                                |
| Month 2  | $-296552.22              | $296064.23                                 |
| Month 3  | $-476040.48              | $798686.44                                 |

**Designated Index Information**

- **Index Name:** IQ Ultra Short Duration ETF Ex. Deriv. Bench.

- **Index Identifier:** I00074US

### Schedule of Portfolio Investments

| Name                                        | Title                                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| CITIZENS BANK NA/RI                         | Citizens Bank NA/Providence RI                               | CUSIP: 75524KPT5<br>LEI: DRMSV1Q0EKMEXLAU1P80 | Long             | DBT              | CORP              | US        |    250000 | PA      | $253628.55    | 0.42%             | 2025-10-24      | Fixed         | 6.06%                 | No            |                  2 | On Loan: No      |
| PACIFIC GAS & ELECTRIC                      | Pacific Gas and Electric Co                                  | CUSIP: 694308KB2<br>LEI: 1HNPXZSMMB7HMBMVBS46 | Long             | DBT              | CORP              | US        |    398000 | PA      | $368144.06    | 0.62%             | 2029-03-01      | Fixed         | 4.20%                 | No            |                  2 | On Loan: No      |
| ROYAL BANK OF CANADA                        | Royal Bank of Canada                                         | CUSIP: 78016FZR8<br>LEI: ES7IP3U3RHIGC71XBU11 | Long             | DBT              | CORP              | CA        |    295000 | PA      | $299944.54    | 0.50%             | 2024-10-25      | Fixed         | 5.66%                 | No            |                  2 | On Loan: No      |
| GOLDMAN SACHS GROUP INC                     | Goldman Sachs Group Inc/The                                  | CUSIP: 38141GZV9<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | DBT              | CORP              | US        |    550000 | PA      | $558061.28    | 0.93%             | 2024-11-01      | Fixed         | 5.70%                 | No            |                  2 | On Loan: No      |
| MORGAN STANLEY                              | Morgan Stanley                                               | CUSIP: 61747YET8<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | DBT              | CORP              | US        |    420000 | PA      | $416489.75    | 0.70%             | 2026-07-17      | Fixed         | 4.68%                 | No            |                  2 | On Loan: No      |
| GLOBAL PAYMENTS INC                         | Global Payments Inc                                          | CUSIP: 37940XAF9<br>LEI: 549300NOMHGVQBX6S778 | Long             | DBT              | CORP              | US        |    470000 | PA      | $440567.07    | 0.74%             | 2024-11-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| BLACKROCK LIQUIDITY T FUN                   | BLACKROCK LIQUIDITY T FUND                                   | CUSIP: 000000000<br>LEI: 5493002L9DNZ83RX7V61 | Long             | STIV             | RF                | US        |   2506440 | NS      | $2506439.59   | 4.19%             |  |  |  | No            |                  1 | On Loan: No      |
| BOARD OF TRADE OF THE CITY OF CHICAGO, INC. | CBOT 5 Year US Treasury Note                                 | CUSIP: 000000000<br>LEI: 549300EX04Q2QBFQTQ27 | N/A              | DIR              | CORP              | US        |      -112 | NC      | $-35380.19    | -0.06%            |  |  |  | No            |                  1 | On Loan: No      |
| BOEING CO                                   | Boeing Co/The                                                | CUSIP: 097023DD4<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | DBT              | CORP              | US        |    500000 | PA      | $499915.64    | 0.84%             | 2023-02-04      | Fixed         | 1.17%                 | No            |                  2 | On Loan: No      |
| Oak Hill Credit Partners                    | OHA Credit Funding 8 Ltd                                     | CUSIP: 67707GAC3<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    750000 | PA      | $743559.00    | 1.24%             | 2034-01-18      | Floating      | 5.98%                 | No            |                  2 | On Loan: No      |
| ENTERGY LOUISIANA LLC                       | Entergy Louisiana LLC                                        | CUSIP: 29364WBF4<br>LEI: 0V5453U14HDZO63CGH17 | Long             | DBT              | CORP              | US        |    394000 | PA      | $380873.64    | 0.64%             | 2023-11-17      | Fixed         | 0.62%                 | No            |                  2 | On Loan: No      |
| ENEL FINANCE AMERICA LLC                    | Enel Finance America LLC                                     | CUSIP: 29280HAA0<br>LEI: 549300EGNLVUJX1DEC60 | Long             | DBT              | CORP              | US        |    200000 | PA      | $214354.37    | 0.36%             | 2027-10-14      | Fixed         | 7.10%                 | No            |                  2 | On Loan: No      |
| VOLKSWAGEN GROUP AMERICA                    | Volkswagen Group of America Finance LLC                      | CUSIP: 928668BL5<br>LEI: 5493002SQ1AVQBY41K40 | Long             | DBT              | CORP              | US        |    800000 | PA      | $723155.88    | 1.21%             | 2025-11-24      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| PNC FINANCIAL SERVICES                      | PNC Financial Services Group Inc/The                         | CUSIP: 693475BL8<br>LEI: CFGNEKW0P8842LEUIA51 | Long             | DBT              | CORP              | US        |    130000 | PA      | $130211.95    | 0.22%             | 2027-01-26      | Fixed         | 4.76%                 | No            |                  2 | On Loan: No      |
| Avis Budget Rental Car Funding              | Avis Budget Rental Car Funding AESOP LLC                     | CUSIP: 05377RCU6<br>LEI: IHXLB8SL0QWSSG2VG640 | Long             | ABS-O            | CORP              | US        |    250000 | PA      | $249461.56    | 0.42%             | 2024-03-20      | Fixed         | 2.97%                 | No            |                  2 | On Loan: No      |
| DUKE ENERGY CORP                            | Duke Energy Corp                                             | CUSIP: 26441CBS3<br>LEI: I1BZKREC126H0VB1BL91 | Long             | DBT              | CORP              | US        |    295000 | PA      | $290726.73    | 0.49%             | 2028-03-15      | Fixed         | 4.30%                 | No            |                  2 | On Loan: No      |
| AERCAP IRELAND CAP/GLOBA                    | AerCap Ireland Capital DAC / AerCap Global Aviation Trust    | CUSIP: 00774MAU9<br>LEI: N/A                  | Long             | DBT              | CORP              | IE        |   1140000 | PA      | $1066516.14   | 1.78%             | 2024-10-29      | Fixed         | 1.65%                 | No            |                  2 | On Loan: No      |
| GENERAL MOTORS FINL CO                      | General Motors Financial Co Inc                              | CUSIP: 37045XEB8<br>LEI: 5493008B6JBRUJ90QL97 | Long             | DBT              | CORP              | US        |    200000 | PA      | $205831.77    | 0.34%             | 2028-01-09      | Fixed         | 6.00%                 | No            |                  2 | On Loan: No      |
| JPMORGAN CHASE & CO                         | JPMorgan Chase & Co                                          | CUSIP: 46647PDM5<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | DBT              | CORP              | US        |    215000 | PA      | $216734.69    | 0.36%             | 2025-12-15      | Fixed         | 5.55%                 | No            |                  2 | On Loan: No      |
| VERIZON COMMUNICATIONS                      | Verizon Communications Inc                                   | CUSIP: 92343VGE8<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | DBT              | CORP              | US        |   1720000 | PA      | $1713857.26   | 2.87%             | 2026-03-20      | Floating      | 5.10%                 | No            |                  2 | On Loan: No      |
| HUNTINGTON NATIONAL BANK                    | Huntington National Bank/The                                 | CUSIP: 44644MAD3<br>LEI: 2WHM8VNJH63UN14OL754 | Long             | DBT              | CORP              | US        |    675000 | PA      | $664622.17    | 1.11%             | 2025-05-16      | Fixed         | 4.01%                 | No            |                  2 | On Loan: No      |
| BANK OF AMERICA CORP                        | Bank of America Corp                                         | CUSIP: 06051GLE7<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | DBT              | CORP              | US        |    520000 | PA      | $521911.17    | 0.87%             | 2027-01-20      | Fixed         | 5.08%                 | No            |                  2 | On Loan: No      |
| BANK OF NEW ZEALAND                         | Bank of New Zealand                                          | CUSIP: 06407EAG0<br>LEI: N7LGVZM7X4UQ66T7LT74 | Long             | DBT              | CORP              | NZ        |    265000 | PA      | $266396.55    | 0.45%             | 2028-02-07      | Fixed         | 4.85%                 | No            |                  2 | On Loan: No      |
| BOARD OF TRADE OF THE CITY OF CHICAGO, INC. | CBOT 10 Year US Treasury Note                                | CUSIP: 000000000<br>LEI: 549300EX04Q2QBFQTQ27 | N/A              | DIR              | CORP              | US        |        -8 | NC      | $-12259.09    | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| DELL INT LLC / EMC CORP                     | Dell International LLC / EMC Corp                            | CUSIP: 24703DBJ9<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    265000 | PA      | $267212.02    | 0.45%             | 2028-02-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| BLACKSTONE PRIVATE CRE                      | Blackstone Private Credit Fund                               | CUSIP: 09261HAY3<br>LEI: 549300ORP3TTCNXSYO43 | Long             | DBT              | CORP              | US        |    230000 | PA      | $233213.27    | 0.39%             | 2025-09-29      | Fixed         | 7.05%                 | No            |                  2 | On Loan: No      |
| CREDIT SUISSE NEW YORK                      | Credit Suisse AG/New York NY                                 | CUSIP: 22550L2L4<br>LEI: 549300D0YARF5HYP1809 | Long             | DBT              | CORP              | CH        |    450000 | PA      | $460959.36    | 0.77%             | 2025-01-09      | Fixed         | 7.95%                 | No            |                  2 | On Loan: No      |
| COMM Mortgage Trust                         | COMM 2013-SFS Mortgage Trust                                 | CUSIP: 12625EAC3<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    500000 | PA      | $495160.75    | 0.83%             | 2035-04-12      | Variable      | 2.99%                 | No            |                  2 | On Loan: No      |
| US TREASURY N/B                             | United States Treasury Note/Bond                             | CUSIP: 91282CGH8<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   2390000 | PA      | $2379357.04   | 3.98%             | 2028-01-31      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| Ford Credit Auto Owner Trust/F              | Ford Credit Auto Owner Trust 2018-REV2                       | CUSIP: 34528HAA2<br>LEI: N/A                  | Long             | ABS-O            | CORP              | US        |    500000 | PA      | $495990.20    | 0.83%             | 2030-01-15      | Fixed         | 3.47%                 | No            |                  2 | On Loan: No      |
| PACIFIC GAS & ELECTRIC                      | Pacific Gas and Electric Co                                  | CUSIP: 694308KA4<br>LEI: 1HNPXZSMMB7HMBMVBS46 | Long             | DBT              | CORP              | US        |    585000 | PA      | $574202.73    | 0.96%             | 2024-02-16      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| COOPERATIEVE RABOBANK UA                    | Cooperatieve Rabobank UA                                     | CUSIP: 74977RDR2<br>LEI: DG3RU1DBUFHT4ZF9WN62 | Long             | DBT              | CORP              | NL        |    440000 | PA      | $435663.81    | 0.73%             | 2028-08-22      | Fixed         | 4.66%                 | No            |                  2 | On Loan: No      |
| SOUTHERN CAL EDISON                         | Southern California Edison Co                                | CUSIP: 842400HB2<br>LEI: 9R1Z5I36FERIBVKW4P77 | Long             | DBT              | CORP              | US        |    775000 | PA      | $740306.95    | 1.24%             | 2024-04-01      | Fixed         | 1.10%                 | No            |                  2 | On Loan: No      |
| HSBC HOLDINGS PLC                           | HSBC Holdings PLC                                            | CUSIP: 404280DQ9<br>LEI: MLU0ZO3ML4LN2LL2TL39 | Long             | DBT              | CORP              | GB        |    420000 | PA      | $443309.96    | 0.74%             | 2026-11-03      | Fixed         | 7.34%                 | No            |                  2 | On Loan: No      |
| ENERGY TRANSFER LP                          | Energy Transfer LP                                           | CUSIP: 29273VAP5<br>LEI: MTLVN9N7JE8MIBIJ1H73 | Long             | DBT              | CORP              | US        |    215000 | PA      | $218489.45    | 0.37%             | 2028-02-15      | Fixed         | 5.55%                 | No            |                  2 | On Loan: No      |
| SWEDBANK AB                                 | Swedbank AB                                                  | CUSIP: 87020PAT4<br>LEI: M312WZV08Y7LYUC71685 | Long             | DBT              | CORP              | SE        |    350000 | PA      | $354174.07    | 0.59%             | 2027-09-20      | Fixed         | 5.34%                 | No            |                  2 | On Loan: No      |
| VIRGINIA ELEC & POWER CO                    | Virginia Electric and Power Co                               | CUSIP: 927804GH1<br>LEI: CQKUMNNZVDJLRYV2PT43 | Long             | DBT              | CORP              | US        |    605000 | PA      | $589908.02    | 0.99%             | 2027-05-15      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| SOUTHERN CAL EDISON                         | Southern California Edison Co                                | CUSIP: 842400HS5<br>LEI: 9R1Z5I36FERIBVKW4P77 | Long             | DBT              | CORP              | US        |    210000 | PA      | $221050.15    | 0.37%             | 2027-11-01      | Fixed         | 5.85%                 | No            |                  2 | On Loan: No      |
| AIR LEASE CORP                              | Air Lease Corp                                               | CUSIP: 00914AAP7<br>LEI: 5493004NW4M4P8TMMK63 | Long             | DBT              | CORP              | US        |    900000 | PA      | $838532.83    | 1.40%             | 2024-08-18      | Fixed         | 0.80%                 | No            |                  2 | On Loan: No      |
| T-MOBILE USA INC                            | T-Mobile USA Inc                                             | CUSIP: 87264ABZ7<br>LEI: 549300V2JRLO5DIFGE82 | Long             | DBT              | CORP              | US        |    700000 | PA      | $638721.83    | 1.07%             | 2026-02-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| CENTERPOINT ENERGY INC                      | CenterPoint Energy Inc                                       | CUSIP: 15189TAZ0<br>LEI: 21TPXMRRHFKOBHDC8J74 | Long             | DBT              | CORP              | US        |   1515000 | PA      | $1497694.02   | 2.51%             | 2024-05-13      | Floating      | 4.75%                 | No            |                  2 | On Loan: No      |
| US BANCORP                                  | US Bancorp                                                   | CUSIP: 91159HJK7<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | DBT              | CORP              | US        |    230000 | PA      | $229804.58    | 0.38%             | 2029-02-01      | Fixed         | 4.65%                 | No            |                  2 | On Loan: No      |
| WARNERMEDIA HOLDINGS INC                    | Warnermedia Holdings Inc                                     | CUSIP: 55903VAC7<br>LEI: 549300DXR29GD4N0A520 | Long             | DBT              | CORP              | US        |    315000 | PA      | $308301.83    | 0.52%             | 2024-03-15      | Fixed         | 3.43%                 | No            |                  2 | On Loan: No      |
| US TREASURY N/B                             | United States Treasury Note/Bond                             | CUSIP: 9128284D9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   2380000 | PA      | $2371795.26   | 3.97%             | 2023-03-31      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| TRUIST FINANCIAL CORP                       | Truist Financial Corp                                        | CUSIP: 89788MAL6<br>LEI: 549300DRQQI75D2JP341 | Long             | DBT              | CORP              | US        |    110000 | PA      | $110621.65    | 0.19%             | 2029-01-26      | Fixed         | 4.87%                 | No            |                  2 | On Loan: No      |
| INTL FLAVOR & FRAGRANCES                    | International Flavors & Fragrances Inc                       | CUSIP: 459506AN1<br>LEI: BZLRL03D3GPGMOGFO832 | Long             | DBT              | CORP              | US        |    280000 | PA      | $251785.55    | 0.42%             | 2025-10-01      | Fixed         | 1.23%                 | No            |                  2 | On Loan: No      |
| SEMPRA ENERGY                               | Sempra Energy                                                | CUSIP: 816851BN8<br>LEI: PBBKGKLRK5S5C0Y4T545 | Long             | DBT              | CORP              | US        |    305000 | PA      | $295262.67    | 0.49%             | 2025-04-01      | Fixed         | 3.30%                 | No            |                  2 | On Loan: No      |
| TREASURY BILL                               | United States Treasury Bill                                  | CUSIP: 912796V48<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   1000000 | PA      | $990172.81    | 1.66%             | 2023-04-20      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| AMERICAN ELECTRIC POWER                     | American Electric Power Co Inc                               | CUSIP: 025537AK7<br>LEI: 1B4S6S7G0TW5EE83BO58 | Long             | DBT              | CORP              | US        |    170000 | PA      | $164271.67    | 0.27%             | 2024-03-15      | Fixed         | 2.03%                 | No            |                  2 | On Loan: No      |
| LABORATORY CORP OF AMER                     | Laboratory Corp of America Holdings                          | CUSIP: 50540RAT9<br>LEI: OZ7UA8IXAIFILY2VZH07 | Long             | DBT              | CORP              | US        |    600000 | PA      | $584639.66    | 0.98%             | 2024-09-01      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| BOEING CO                                   | Boeing Co/The                                                | CUSIP: 097023CZ6<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | DBT              | CORP              | US        |    800000 | PA      | $775803.79    | 1.30%             | 2024-02-01      | Fixed         | 1.95%                 | No            |                  2 | On Loan: No      |
| GE HEALTHCARE TECH INC                      | GE HealthCare Technologies Inc                               | CUSIP: 36267VAA1<br>LEI: 549300OI9J7XOWZMUN85 | Long             | DBT              | CORP              | US        |    265000 | PA      | $267264.60    | 0.45%             | 2024-11-15      | Fixed         | 5.55%                 | No            |                  2 | On Loan: No      |
| BOARD OF TRADE OF THE CITY OF CHICAGO, INC. | US 2YR NOTE                                                  | CUSIP: 000000000<br>LEI: 549300EX04Q2QBFQTQ27 | N/A              | DIR              | CORP              | US        |       -70 | NC      | $-26147.30    | -0.04%            |  |  |  | No            |                  1 | On Loan: No      |
| Octagon Investment Partners 51              | Octagon Investment Partners 51 Ltd                           | CUSIP: 67578JAA7<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $986087.00    | 1.65%             | 2034-07-20      | Floating      | 5.96%                 | No            |                  2 | On Loan: No      |
| Ford Credit Floorplan Master O              | Ford Credit Floorplan Master Owner Trust A                   | CUSIP: 34528QGW8<br>LEI: 5493001DTG5N7T8BG747 | Long             | ABS-O            | CORP              | US        |    500000 | PA      | $488342.25    | 0.82%             | 2026-04-15      | Fixed         | 3.06%                 | No            |                  2 | On Loan: No      |
| TICP CLO Ltd                                | TICP CLO XV Ltd                                              | CUSIP: 87250RAA2<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $995465.00    | 1.67%             | 2033-04-20      | Floating      | 6.09%                 | No            |                  2 | On Loan: No      |
| BARCLAYS CAPITAL 0 04/23                    | BARCLAYS CAPITAL 0 04/23                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1000000 | PA      | $992050.00    | 1.66%             | 2023-04-03      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| FHLMC Multifamily Structured P              | Freddie Mac Multifamily Structured Pass Through Certificates | CUSIP: 3137F6GV3<br>LEI: S6XOOCT0IEG5ABCC6L87 | Long             | ABS-MBS          | USGSE             | US        |  14920517 | PA      | $825643.24    | 1.38%             | 2030-09-25      | Variable      | 0.93%                 | No            |                  2 | On Loan: No      |
| COREBRIDGE FINANCIAL INC                    | Corebridge Financial Inc                                     | CUSIP: 21871XAA7<br>LEI: 549300XY1661QCIA7J65 | Long             | DBT              | CORP              | US        |    800000 | PA      | $773156.86    | 1.29%             | 2025-04-04      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| Hertz Vehicle Financing LLC                 | Hertz Vehicle Financing III LLC                              | CUSIP: 42806MAS8<br>LEI: 549300MNOMKDMDFI8J66 | Long             | ABS-O            | CORP              | US        |    500000 | PA      | $489151.20    | 0.82%             | 2025-03-25      | Fixed         | 3.37%                 | No            |                  2 | On Loan: No      |
| GENERAL MOTORS FINL CO                      | General Motors Financial Co Inc                              | CUSIP: 37045XDZ6<br>LEI: 5493008B6JBRUJ90QL97 | Long             | DBT              | CORP              | US        |    340000 | PA      | $346389.58    | 0.58%             | 2025-10-10      | Fixed         | 6.05%                 | No            |                  2 | On Loan: No      |
| FHLMC Multifamily Structured P              | Freddie Mac Multifamily Structured Pass Through Certificates | CUSIP: 3137FTBP1<br>LEI: S6XOOCT0IEG5ABCC6L87 | Long             | ABS-MBS          | USGSE             | US        |   7355149 | PA      | $695216.75    | 1.16%             | 2030-03-25      | Variable      | 1.69%                 | No            |                  2 | On Loan: No      |
| SOUTHERN CO                                 | Southern Co/The                                              | CUSIP: 842587DM6<br>LEI: 549300FC3G3YU2FBZD92 | Long             | DBT              | CORP              | US        |    250000 | PA      | $252641.29    | 0.42%             | 2025-10-06      | Fixed         | 5.15%                 | No            |                  2 | On Loan: No      |
| FIFTH THIRD BANCORP                         | Fifth Third Bancorp                                          | CUSIP: 316773DJ6<br>LEI: THRNG6BD57P9QWTQLG42 | Long             | DBT              | CORP              | US        |    525000 | PA      | $555508.27    | 0.93%             | 2028-10-27      | Fixed         | 6.36%                 | No            |                  2 | On Loan: No      |
| ORACLE CORP                                 | Oracle Corp                                                  | CUSIP: 68389XCD5<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | DBT              | CORP              | US        |    160000 | PA      | $142887.09    | 0.24%             | 2028-03-25      | Fixed         | 2.30%                 | No            |                  2 | On Loan: No      |
| MONDELEZ INTERNATIONAL                      | Mondelez International Inc                                   | CUSIP: 609207AZ8<br>LEI: 549300DV9GIB88LZ5P30 | Long             | DBT              | CORP              | US        |    500000 | PA      | $485603.88    | 0.81%             | 2024-03-17      | Fixed         | 2.12%                 | No            |                  2 | On Loan: No      |
| TORONTO-DOMINION BANK                       | Toronto-Dominion Bank/The                                    | CUSIP: 89115A2J0<br>LEI: PT3QB789TSUIDF371261 | Long             | DBT              | CORP              | CA        |    270000 | PA      | $267789.23    | 0.45%             | 2024-09-13      | Fixed         | 4.29%                 | No            |                  2 | On Loan: No      |
| AMERICAN EXPRESS CO                         | American Express Co                                          | CUSIP: 025816CY3<br>LEI: R4PP93JZOLY261QX3811 | Long             | DBT              | CORP              | US        |    630000 | PA      | $620325.92    | 1.04%             | 2025-08-01      | Fixed         | 3.95%                 | No            |                  2 | On Loan: No      |
| Avis Budget Rental Car Funding              | Avis Budget Rental Car Funding AESOP LLC                     | CUSIP: 05377RCY8<br>LEI: IHXLB8SL0QWSSG2VG640 | Long             | ABS-O            | CORP              | US        |    500000 | PA      | $495827.20    | 0.83%             | 2024-09-20      | Fixed         | 3.70%                 | No            |                  2 | On Loan: No      |
| Neuberger Berman CLO Ltd                    | Neuberger Berman Loan Advisers CLO 32 Ltd                    | CUSIP: 64132DAL2<br>LEI: 5493007YBEOXQIHH3C54 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $967877.00    | 1.62%             | 2032-01-20      | Floating      | 6.20%                 | No            |                  2 | On Loan: No      |
| DANSKE BANK A/S                             | Danske Bank A/S                                              | CUSIP: 23636ABF7<br>LEI: MAES062Z21O4RZ2U7M96 | Long             | DBT              | CORP              | DK        |    285000 | PA      | $289125.55    | 0.48%             | 2026-01-09      | Fixed         | 6.47%                 | No            |                  2 | On Loan: No      |
| Palmer Square CLO Ltd                       | Palmer Square CLO 2021-2 Ltd                                 | CUSIP: 69701XAA2<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $987582.00    | 1.65%             | 2034-07-15      | Floating      | 5.94%                 | No            |                  2 | On Loan: No      |
| Queens Center Mortgage Trust                | Queens Center Mortgage Trust 2013-QC                         | CUSIP: 74824DAA8<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    500000 | PA      | $465195.30    | 0.78%             | 2037-01-11      | Fixed         | 3.27%                 | No            |                  2 | On Loan: No      |
| CITIGROUP INC                               | Citigroup Inc                                                | CUSIP: 172967NX5<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | DBT              | CORP              | US        |    310000 | PA      | $314977.04    | 0.53%             | 2026-09-29      | Fixed         | 5.61%                 | No            |                  2 | On Loan: No      |
| ONEOK INC                                   | ONEOK Inc                                                    | CUSIP: 682680BD4<br>LEI: 2T3D6M0JSY48PSZI1Q41 | Long             | DBT              | CORP              | US        |    250000 | PA      | $256157.33    | 0.43%             | 2026-01-15      | Fixed         | 5.85%                 | No            |                  2 | On Loan: No      |
| CAPITAL ONE FINANCIAL CO                    | Capital One Financial Corp                                   | CUSIP: 14040HCQ6<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | DBT              | CORP              | US        |    670000 | PA      | $659082.66    | 1.10%             | 2025-05-09      | Fixed         | 4.17%                 | No            |                  2 | On Loan: No      |
| Romark CLO Ltd                              | Romark CLO IV Ltd                                            | CUSIP: 77588LAA9<br>LEI: 549300HD9K8XL8QM2Z46 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $985557.00    | 1.65%             | 2034-07-10      | Floating      | 5.98%                 | No            |                  2 | On Loan: No      |
| BANK OF NY MELLON CORP                      | Bank of New York Mellon Corp/The                             | CUSIP: 06406RBN6<br>LEI: WFLLPEPC7FZXENRZV188 | Long             | DBT              | CORP              | US        |    225000 | PA      | $224820.79    | 0.38%             | 2029-02-01      | Fixed         | 4.54%                 | No            |                  2 | On Loan: No      |
| MORGAN STANLEY                              | Morgan Stanley                                               | CUSIP: 61747YEZ4<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | DBT              | CORP              | US        |    680000 | PA      | $682361.37    | 1.14%             | 2027-01-28      | Fixed         | 5.05%                 | No            |                  2 | On Loan: No      |
| BANK OF AMERICA CORP                        | Bank of America Corp                                         | CUSIP: 06051GFH7<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | DBT              | CORP              | US        |   1070000 | PA      | $1058259.57   | 1.77%             | 2024-08-26      | Fixed         | 4.20%                 | No            |                  2 | On Loan: No      |
| BLACKSTONE HOLDINGS FINA                    | Blackstone Holdings Finance Co LLC                           | CUSIP: 09261BAJ9<br>LEI: 549300D2L6J4NC1QVZ22 | Long             | DBT              | CORP              | US        |    245000 | PA      | $255056.35    | 0.43%             | 2027-11-03      | Fixed         | 5.90%                 | No            |                  2 | On Loan: No      |
| US TREASURY N/B                             | United States Treasury Note/Bond                             | CUSIP: 91282CGG0<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   8655000 | PA      | $8645195.53   | 14.47%            | 2025-01-31      | Fixed         | 4.12%                 | No            |                  2 | On Loan: No      |
| DAIMLER TRUCK FINAN NA                      | Daimler Truck Finance North America LLC                      | CUSIP: 233853AP5<br>LEI: 5493003HSDTSCZRXBA58 | Long             | DBT              | CORP              | US        |    150000 | PA      | $150866.65    | 0.25%             | 2026-01-16      | Fixed         | 5.15%                 | No            |                  2 | On Loan: No      |
| AXIS Equipment Finance Receiva              | Amur Equipment Finance Receivables XI LLC                    | CUSIP: 03236XAB3<br>LEI: 549300IFG1NMINYRYF89 | Long             | ABS-O            | CORP              | US        |    214000 | PA      | $212181.56    | 0.36%             | 2028-06-21      | Fixed         | 5.30%                 | No            |                  2 | On Loan: No      |
| MANUF & TRADERS TRUST CO                    | Manufacturers & Traders Trust Co                             | CUSIP: 55279HAW0<br>LEI: WWB2V0FCW3A0EE3ZJN75 | Long             | DBT              | CORP              | US        |    265000 | PA      | $264323.72    | 0.44%             | 2028-01-27      | Fixed         | 4.70%                 | No            |                  2 | On Loan: No      |
| STATE STREET CORP                           | State Street Corp                                            | CUSIP: 857477BZ5<br>LEI: 549300ZFEEJ2IP5VME73 | Long             | DBT              | CORP              | US        |     90000 | PA      | $90329.32     | 0.15%             | 2026-01-26      | Fixed         | 4.86%                 | No            |                  2 | On Loan: No      |
| WELLS FARGO & COMPANY                       | Wells Fargo & Co                                             | CUSIP: 95000U3C5<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | DBT              | CORP              | US        |    350000 | PA      | $346614.49    | 0.58%             | 2026-08-15      | Fixed         | 4.54%                 | No            |                  2 | On Loan: No      |
| JPMORGAN CHASE & CO                         | JPMorgan Chase & Co                                          | CUSIP: 46647PDE3<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | DBT              | CORP              | US        |    760000 | PA      | $746700.00    | 1.25%             | 2025-06-14      | Fixed         | 3.85%                 | No            |                  2 | On Loan: No      |
| ORACLE CORP                                 | Oracle Corp                                                  | CUSIP: 68389XCF0<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | DBT              | CORP              | US        |    330000 | PA      | $339227.07    | 0.57%             | 2025-11-10      | Fixed         | 5.80%                 | No            |                  2 | On Loan: No      |
| PLAINS ALL AMER PIPELINE                    | Plains All American Pipeline LP / PAA Finance Corp           | CUSIP: 72650RBL5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    350000 | PA      | $341672.19    | 0.57%             | 2026-12-15      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| US TREASURY N/B                             | United States Treasury Note/Bond                             | CUSIP: 91282CGJ4<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    335000 | PA      | $333796.09    | 0.56%             | 2030-01-31      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| REALTY INCOME CORP                          | Realty Income Corp                                           | CUSIP: 756109BQ6<br>LEI: 549300CUWDAUZSH43859 | Long             | DBT              | CORP              | US        |    200000 | PA      | $200549.28    | 0.34%             | 2026-01-13      | Fixed         | 5.05%                 | No            |                  2 | On Loan: No      |
| PAYPAL HOLDINGS INC                         | PayPal Holdings Inc                                          | CUSIP: 70450YAK9<br>LEI: 5493005X2GO78EFZ3E94 | Long             | DBT              | CORP              | US        |    215000 | PA      | $211425.58    | 0.35%             | 2027-06-01      | Fixed         | 3.90%                 | No            |                  2 | On Loan: No      |
| EVERSOURCE ENERGY                           | Eversource Energy                                            | CUSIP: 30040WAM0<br>LEI: SJ7XXD41SQU3ZNWUJ746 | Long             | DBT              | CORP              | US        |   1685000 | PA      | $1681394.35   | 2.81%             | 2023-08-15      | Floating      | 4.35%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-17

**Name of Applicant:** IndexIQ Active ETF Trust

**Signature:** Adefolahan Oyefeso

**Name of Signer:** Adefolahan Oyefeso

**Title:** Director and Vice President, IndexIQ