# EDGAR Filing Document

**Accession Number:** 0001781405
**File Stem:** 0001731122-23-000103
**Filing Date:** 2023-1
**Character Count:** 7036
**Document Hash:** 5035e6330d424fce9db57a9836902fec
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001731122-23-000103.hdr.sgml**: 20230131

**ACCESSION NUMBER**: 0001731122-23-000103

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 14

**CONFORMED PERIOD OF REPORT**: 20230131

**ITEM INFORMATION**: Regulation FD Disclosure

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230131

**DATE AS OF CHANGE**: 20230131

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Odyssey Semiconductor Technologies, Inc.
- **CENTRAL INDEX KEY:** 0001781405
- **STANDARD INDUSTRIAL CLASSIFICATION:** SEMICONDUCTORS & RELATED DEVICES [3674]
- **IRS NUMBER:** 841766761
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 333-234741
- **FILM NUMBER:** 23571906

**BUSINESS ADDRESS:**
- **STREET 1:** 9 BROWN ROAD
- **CITY:** ITHACA
- **STATE:** NY
- **ZIP:** 14850
- **BUSINESS PHONE:** 607-351-9768

**MAIL ADDRESS:**
- **STREET 1:** 9 BROWN ROAD
- **CITY:** ITHACA
- **STATE:** NY
- **ZIP:** 14850

?xml version="1.0" encoding="utf-8"?

**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

Date of Report (Date of earliest event reported): January 31, 2023

**Odyssey Semiconductor Technologies, Inc.**

(Exact name of registrant as specified in its charter)

---

| | | |
|:---|:---|:---|
| **Delaware** | **333-234741** | **84-1766761** |
| (State or other jurisdiction | (Commission File Number) | (IRS Employer |
| of incorporation) |  | Identification No.) |

---

**9 Brown Road**

**Ithaca, NY 14850**

(Address of Principal Executive Offices)

Registrant's telephone number including area code: **(607) 351-9768**

N/A

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b–2 of the Securities Exchange Act of 1934 (§ 240.12b–2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Securities registered pursuant to Section 12(b) of the Act: None.

**Section 7 – Regulation FD**

***Item 7.01. Regulation FD Disclosure.***

 ****

On January 31, 2023, Odyssey Semiconductor Technologies, Inc. (the "Company") published a press release to announce that Mark Davidson, Chief Executive Officer of the Company, will present at the Emerging Growth Virtual Conference on Wednesday, February 8, 2023, at 12:35 PM ET.

Copy of the press release is furnished hereto as Exhibit 99.1. The information contained in this Current Report on Form 8-K (including the exhibits) is being furnished and shall not be deemed "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that Section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as otherwise expressly stated in such filing.

**Section 9 – Financial Statements and Exhibits**

***Item 9.01. Financial Statements and Exhibits.***

(c) Exhibits

Exhibit No. Description <br>99.1 [Press Release of Odyssey Semiconductor Technologies, Inc., dated January 31, 2023](e4378_ex99-1.htm)

**SIGNATURE**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | | |
|:---|:---|:---|
|  | **Odyssey Semiconductor Technologies, Inc.** | **Odyssey Semiconductor Technologies, Inc.** |
| January 31, 2023 | By: | /*s*/ Mark Davidson |
|  |  | Name: Mark Davidson |
|  |  | Title: Chief Executive Officer |

---

## Exhibit 99.1

**EXHIBIT 99.1**

![](image_001.jpg)

**Odyssey Semiconductor to Present at Emerging Growth Conference on February 8, 2023**<br> *Live, Interactive Presentation and Questions & Answers Webcast*

ITHACA, N.Y., January 31, 2023 – Odyssey Semiconductor Technologies, Inc. (OTCQB: ODII), a semiconductor device company developing innovative high-voltage power switching components based on proprietary Gallium Nitride ("GaN") processing technology, today announced CEO Mark Davidson will present at the Emerging Growth Virtual Conference on Wednesday, February 8, 2023, at 12:35 PM ET.

The live, interactive webcast and slide presentation can be accessed on the Company's Investor Relations website under the Events tab <u>HERE</u>. This webcast will be available for replay. Analysts and investors may submit questions in advance for management <u>HERE</u> or ask your questions during the live webcast on February 8.

**CEO Commentary**

"Odyssey accomplished a great deal in 2022 and early 2023. I'm proud that fabrication was completed as planned in Q4 2022 and now the samples are being prepared for shipment to customers later this quarter. We expect to secure product development agreements with customers by the end of Q2 2023," said Mark Davidson, Odyssey's Chief Executive Officer. "During this presentation at the Emerging Growth Conference, I'll be sharing the milestones we're focused on for 2023."

We are continuing to take product sample requests. Customers can request information and samples of the 650 and 1200 volt vertical GaN power devices at <u>info@odysseysemi.com</u>.

**About Odyssey Semiconductor Technologies, Inc.**

Odyssey Semiconductor Technologies, Inc. (<u>www.odysseysemi.com</u>), has developed a proprietary technology that is designed to allow for GaN to replace SiC as the emerging high-voltage power switching semiconductor material. Based in Ithaca, NY, the Company owns and operates a 10,000 sq. ft. semiconductor wafer manufacturing facility complete with a mix of class 1,000 and class 10,000 clean space as well as tools for advanced semiconductor development and production. Odyssey Semiconductor also offers a world-class semiconductor device development and foundry service.

**Investor Relations Contact**

Darrow Associates

Jeff Christensen

(703) 297-6917

<u>jchristensen@darrowir.com</u>