# EDGAR Filing Document

**Accession Number:** 0001876945
**File Stem:** 0001654954-23-000938
**Filing Date:** 2023-1
**Character Count:** 5708
**Document Hash:** 0f9f154abe36b4881e9f4995609e9361
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001654954-23-000938.hdr.sgml**: 20230127

**ACCESSION NUMBER**: 0001654954-23-000938

**CONFORMED SUBMISSION TYPE**: 8-K/A

**PUBLIC DOCUMENT COUNT**: 14

**CONFORMED PERIOD OF REPORT**: 20221114

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230127

**DATE AS OF CHANGE**: 20230127

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TPCO Holding Corp.
- **CENTRAL INDEX KEY:** 0001876945
- **STANDARD INDUSTRIAL CLASSIFICATION:** AGRICULTURE PRODUCTION - CROPS [0100]
- **IRS NUMBER:** 981566338
- **STATE OF INCORPORATION:** A1
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-56348
- **FILM NUMBER:** 23564229

**BUSINESS ADDRESS:**
- **STREET 1:** 1550 LEIGH AVENUE
- **CITY:** SAN JOSE
- **STATE:** CA
- **ZIP:** 95125
- **BUSINESS PHONE:** 647-823-9692

**MAIL ADDRESS:**
- **STREET 1:** 1550 LEIGH AVENUE
- **CITY:** SAN JOSE
- **STATE:** CA
- **ZIP:** 95125

?xml version="1.0" encoding="utf-8"?tpco_8k.htm

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION** 

**Washington, D.C. 20549** 

**FORM 8-K/A**

**(Amendment No. 1)**

**CURRENT REPORT** 

**Pursuant to Section 13 or 15(d)** 

**of the Securities Exchange Act of 1934** 

**Date of report (Date of earliest event reported): <u>November 14, 2022</u>**

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| |
|:---|
| **TPCO Holding Corp.** |
| **(Exact name of registrant as specified in its charter)**  |

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| | | |
|:---|:---|:---|
| **British Columbia, Canada** | **0-56348** | **98-1566338** |
| **(State or other jurisdiction**<br>**of incorporation)** | **(Commission**<br>**File Number)** | **(IRS Employer**<br>**Identification No.)** |

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| | |
|:---|:---|
| **1550 Leigh Avenue, San Jose, California** | **95125** |
| **(Address of principal executive offices)** | **(Zip Code)** |

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**Registrant's telephone number, including area code: (669) 279-5390** 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) 

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading**<br>**Symbol(s)** | **Name of each exchange**<br>**on which registered** |
| **N/A** | **N/A** | **N/A** |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

**Explanatory Note**

On November 18, 2022, TPCO Holding Corp., a British Columbia corporation (the "**Company**"), filed a Current Report on Form 8-K (the "**Original Form 8-K**") with the Securities and Exchange Commission ("**SEC**") announcing the Company's entry into an Agreement and Plan of Merger relating to the Company's acquisition of Coastal Holding, LLC ("**Coastal**") and certain of Coastal's subsidiaries (the "**Coastal Acquisition**"). Item 9.01 of the Original Form 8-K stated that (i) financial statements required by Item 9.01(a), and (ii) pro forma financial information required by Item 9.01(b) ((i) and (ii) collectively, the "**Financial Information**"), would be filed with the SEC by amendment to the Original Form 8-K by amendment no later than 71 days after the date of which the Original Form 8-K is required to be filed. The Company subsequently determined that the Financial Information is not required to be filed under Items 9.01(a) and 9.01(b). Accordingly, this Amendment No. 1 to the Original Form 8-K amends and restates Item 9.01 of the Original Form 8-K in its entirety:

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| | |
|:---|:---|
| **Item 9.01** | **Financial Statements and Exhibits.** |
|  | ***(d) Exhibits*** |

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| | |
|:---|:---|
| **Exhibit No.** | **Description** |
| 10.1 | Agreement and Plan of Merger, dated as of November 14, 2022, by and between Coast L Acquisition Corp., TPCO Holding Corp., Coastal MergerSub1, Inc., Coastal MergerSub2, LLC, Coastal Holding Company, LLC, the members of Coastal Holding Company, LLC identified therein solely for purposes of Section 5.09 thereof, and Julian Michalowski, as the Equityholders' Representative |
| 10.2 | Amended and Restated Exchange Agreement, dated November 14, 2022, among TPCO Holding Corp., Coast L Acquisition Corp., and Julian Michalowski, as the Representative of the Exchangeable Shareholders |
| 104 | Cover page Interactive Data File (embedded within the Inline XBRL document) |

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**SIGNATURES** 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
| Dated: January 27, 2023 | TPCO HOLDING CORP. | TPCO HOLDING CORP. |
|  | By: | /s/ Mike Batesole |
|  |  | Name: Mike Batesole |
|  |  | Title: Chief Financial Officer |

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