# EDGAR Filing Document

**Accession Number:** 0001525171
**File Stem:** 0001525171-26-000003
**Filing Date:** 2026-3
**Character Count:** 2551
**Document Hash:** a124f43966ba0cbafa0295c7eee6d90c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001525171-26-000003.hdr.sgml**: 20260309

**ACCESSION NUMBER**: 0001525171-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 3

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260309

**DATE AS OF CHANGE**: 20260309

**EFFECTIVENESS DATE**: 20260309

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BOREAL CAPITAL SECURITIES LLC
- **CENTRAL INDEX KEY:** 0001525171

**ORGANIZATION NAME:**
- **EIN:** 452581955
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68910
- **FILM NUMBER:** 26733551

**BUSINESS ADDRESS:**
- **STREET 1:** 1450 BRICKELL AVENUE, SUITE 2900
- **CITY:** MIAMI
- **STATE:** FL
- **ZIP:** 33131
- **BUSINESS PHONE:** (305) 459-5400

**MAIL ADDRESS:**
- **STREET 1:** 1450 BRICKELL AVENUE, SUITE 2900
- **CITY:** MIAMI
- **STATE:** FL
- **ZIP:** 33131

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MORA WM SECURITIES, LLC
- **DATE OF NAME CHANGE:** 20110707

### Attached PDF Documents

**Attachment 1:** `boreal_afs25l.pdf`

_No text found in this document._

**Attachment 2:** `boreal_afs25s.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001525171

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** BOREAL CAPITAL SECURITIES LLC

**Business Address:** 1450 BRICKELL AVENUE, SUITE 2900, MIAMI, FL, 33131

**Contact Person:** Edgar Penela

**Contact Phone:** 305-459-5418

### Independent Public Accountant Identification

**Accountant Name:** Assurance Dimensions

**Accountant Address:** 4920 W Cypress St, Suite 102, Tampa, FL, 33607

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Joaquin Frances**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **BOREAL CAPITAL SECURITIES LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Joaquin Frances

**Title:** Chief Executive Officer