# EDGAR Filing Document

**Accession Number:** 0001217234
**File Stem:** 0001193125-25-139978
**Filing Date:** 2025-6
**Character Count:** 12230
**Document Hash:** cb7a2f112e1ea66bda38120ddddbfd72
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-25-139978.hdr.sgml**: 20250612

**ACCESSION NUMBER**: 0001193125-25-139978

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20250612

**ITEM INFORMATION**: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20250612

**DATE AS OF CHANGE**: 20250612

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CareDx, Inc.
- **CENTRAL INDEX KEY:** 0001217234
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-MEDICAL LABORATORIES [8071]
- **ORGANIZATION NAME:** 08 Industrial Applications and Services
- **EIN:** 943316839
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-36536
- **FILM NUMBER:** 251043318

**BUSINESS ADDRESS:**
- **STREET 1:** 8000 MARINA BLVD
- **STREET 2:** 4TH FLOOR
- **CITY:** BRISBANE
- **STATE:** CA
- **ZIP:** 94005
- **BUSINESS PHONE:** 415-287-2300

**MAIL ADDRESS:**
- **STREET 1:** 8000 MARINA BLVD
- **STREET 2:** 4TH FLOOR
- **CITY:** BRISBANE
- **STATE:** CA
- **ZIP:** 94005

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** XDx, Inc.
- **DATE OF NAME CHANGE:** 20071010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** EXPRESSION DIAGNOSTICS INC
- **DATE OF NAME CHANGE:** 20030203

?xml version='1.0' encoding='ASCII'? 8-K

### UNITED STATES

### SECURITIES AND EXCHANGE COMMISSION

#### Washington, D.C. 20549

### FORM 8-K

#### CURRENT REPORT

#### PURSUANT TO SECTION 13 OR 15(d)

#### OF THE SECURITIES EXCHANGE ACT OF 1934

#### Date of Report (Date of earliest event reported): June 12, 2025

## CAREDX, INC.

#### (Exact Name of Registrant as Specified in its Charter)

---

| | | |
|:---|:---|:---|
| **Delaware** | **001-36536** | **94-3316839** |
| **(State or Other Jurisdiction**<br> **of Incorporation)** | **(Commission**<br> **File Number)** | **(IRS Employer**<br> **Identification No.)** |

---

---

| |
|:---|
| **8000 Marina Boulevard, 4<sup>th</sup> Floor** |
| **Brisbane, California 94005** |
| **(Address of Principal Executive Offices) (Zip Code)** |

---

(415) 287-2300

#### Registrant's telephone number, including area code

#### N/A

#### (Former Name, or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Exchange Act:

---

| | |
|:---|:---|
| **(Title of each class)**<br>**(Trading<br>Symbol)** | **(Name of exchange**<br> **on which registered)** |
| Common Stock, $0.001 Par Value CDNA | The Nasdaq Stock Market LLC |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

------

#### Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On June 12, 2025, CareDx, Inc. (the "Company") held its 2025 Annual Meeting of Stockholders (the "Annual Meeting"). At the Annual Meeting, the stockholders of the Company approved an amendment (the "Plan Amendment") to the Company's 2024 Equity Incentive Plan (the "Plan") in accordance with the voting results set forth below under Item 5.07. The Plan Amendment was previously adopted by the Company's Board of Directors at its meeting on April 23, 2025, subject to and effective upon stockholder approval.

The material terms of the Plan Amendment were described in the Company's definitive proxy statement filed with the Securities and Exchange Commission on April 28, 2025 (the "Proxy Statement") under the caption "Proposal No. 4 Approval of Amendment to the 2024 Equity Incentive Plan." The Plan Amendment authorizes an increase in the available shares reserved under the Plan by 1,600,000 shares, or approximately 3% of common shares issued and outstanding, subject to adjustment as provided in the Plan, and an equivalent increase in the number of shares of stock available for grant pursuant to incentive stock options, as more fully described in the Proxy Statement.

The above description of the Plan Amendment does not purport to be complete and is qualified in its entirety by reference to the full text of the Plan Amendment, a copy of which is filed as Exhibit 10.1 hereto and is incorporated herein by reference.

#### Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 12, 2025, the Company held the Annual Meeting. Of the 55,596,737 shares of the Company's common stock outstanding as of April 15, 2025, the record date for the Annual Meeting, 49,757,768 shares were represented at the Annual Meeting virtually or by proxy, constituting approximately 89.49% of the outstanding shares entitled to vote and constituting a quorum for the transaction of business.

At the Annual Meeting, the Company's stockholders considered four proposals, each of which is described in more detail in the Proxy Statement.

Set forth below is a brief description of each proposal voted upon at the Annual Meeting and the voting results with respect to each proposal.

**Proposal No. 1 -** To elect two Class II directors to serve until the 2026 annual meeting of stockholders or until their successors are duly elected and qualified.

---

| | | | |
|:---|:---|:---|:---|
| **Nominee** | **Votes For** | **Votes Withheld** | **Broker Non-Votes** |
|  Fred E. Cohen, M.D., D. Phil | 42,173,236 | 1,558,136 | 6,026,396 |
| R. Bryan Riggsbee | 42,839,955 | 891,417 | 6,026,396 |

---

As a result, the Company's stockholders voted to elect each of Fred E. Cohen, M.D., D. Phil and R. Bryan Riggsbee as Class II directors to serve until the Company's 2026 annual meeting of stockholders or until his respective successor is duly elected and qualified.

**Proposal No. 2 -** To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the Company's fiscal year ending December 31, 2025.

---

| | | | |
|:---|:---|:---|:---|
| **Votes For** | **Votes Against** | **Abstentions** | **Broker Non-Votes** |
| 49,638,906 | 95842 | 23,020 | 0 |

---

As a result, the Company's stockholders voted to ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for its fiscal year ending December 31, 2025.

**Proposal No. 3 -** To approve, on an advisory basis, the compensation of the Company's named executive officers.

---

| | | | |
|:---|:---|:---|:---|
| **Votes For** | **Votes Against** | **Abstentions** | **Broker Non-Votes** |
| 40,012,994 | 3,694,527 | 23,851 | 6,026,396 |

---

As a result, the Company's stockholders voted to approve, on an advisory basis, the compensation of the Company's named executive officers.

------

**Proposal No. 4 -** To approve the Amendment to the Company's 2024 Equity Incentive Plan.

---

| | | | |
|:---|:---|:---|:---|
| **Votes For** | **Votes Against** | **Abstentions** | **Broker Non-Votes** |
| 27,296,700 | 16,389,509 | 45,163 | 6,026,396 |

---

As a result, the Company's stockholders voted to approve the Plan Amendment.

#### Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.

---

| | |
|:---|:---|
| **Exhibit<br>No.** | **Description** |
| 10.1 | [Amendment No. 1 to the CareDx, Inc. 2024 Equity Incentive Plan.](d927352dex101.htm) |
| 104 | Cover Page Interactive Data File, formatted in Inline Extensible Business Reporting Language (iXBRL). |

---

------

#### SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | | |
|:---|:---|:---|
| Date: June 12, 2025 | **CAREDX, INC.** | **CAREDX, INC.** |
|  | By: | /s/ John Hanna |
|  |  | John Hanna |
|  |  | President and Chief Executive Officer |

---

## Exhibit 10.1

**Exhibit 10.1** 

**AMENDMENT NO. 1** 

**TO THE** 

**CAREDX, INC.** 

**2024 EQUITY INCENTIVE PLAN** 

**April 23, 2025** 

This Amendment No 1. (this "***Amendment***") to the CareDx, Inc. 2024 Equity Incentive Plan (the "***Plan***") was adopted by the Board of Directors (the "***Board***") of CareDx, Inc. (the "***Company***"), and following the Board's approval of this Amendment as of the date first written above, will be effective as of the date on which this Amendment is approved by the stockholders of the Company (the "***Amendment Effective Date***").

**WHEREAS**, the Company maintains the Plan, and pursuant to Section 7(b) of the Plan, the Board is authorized to amend the Plan;

**WHEREAS**, the Board desires to amend the Plan to increase the number of shares of the Company's Common Stock reserved and available for issuance thereunder; and

**WHEREAS**, following approval by the Board, this Amendment will become effective as of and contingent upon approval by the Company's stockholders and if, for any reason, the Company's stockholders fail to approve this Amendment, this Amendment shall be void *ab initio* and the existing Plan shall continue in full force and effect.

**NOW**, **THEREFORE**, the Plan is hereby amended as follows, subject to and effective upon the Amendment Effective Date:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1. **Capitalized Terms**. Capitalized terms that are not defined in this Amendment shall have the meanings
ascribed thereto in the Plan.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2. **Amendments to the Plan**.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;i. Section 2(a) of the Plan is hereby amended in its entirety to read as follows **:** 

"**(a) Share Reserve**. Subject to adjustment in accordance with Section 2(c) and any adjustments as necessary to implement any Capitalization Adjustments, the aggregate number of shares of Common Stock that may be issued pursuant to Awards will not exceed 5,100,000 shares."

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;ii. Section 2(b) of the Plan is hereby amended in its entirety to read as follows:

"**(b) Aggregate Incentive Stock Option Limit**. Notwithstanding anything to the contrary in Section 2(a) and subject to any adjustments as necessary to implement any Capitalization Adjustments, the aggregate maximum number of shares of Common Stock that may be issued pursuant to the exercise of Incentive Stock Options is 5,100,000 shares."

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3. **Ratification and Confirmation**. Except as specifically amended by this Amendment, the Plan is hereby
ratified and confirmed in all respects and remains valid and in full force and effect.

------

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4. **Choice of Law**. This Amendment shall be governed by and construed in accordance with the laws of the
State of Delaware, without reference to the principles of conflicts of laws thereof.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5. **Headings**. Section headings are for convenience only and shall not be considered a part of this
Amendment.