# EDGAR Filing Document

**Accession Number:** 0001760628
**File Stem:** 0001760628-25-000005
**Filing Date:** 2025-9
**Character Count:** 2455
**Document Hash:** ee98849b7be81ebc991ea69c1bf1fab8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001760628-25-000005.hdr.sgml**: 20250930

**ACCESSION NUMBER**: 0001760628-25-000005

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250731

**FILED AS OF DATE**: 20250930

**DATE AS OF CHANGE**: 20250930

**EFFECTIVENESS DATE**: 20250930

**PERIOD START**: 20240801

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** WINTERFLOOD SECURITIES US CORPORATION
- **CENTRAL INDEX KEY:** 0001760628

**ORGANIZATION NAME:**
- **EIN:** 831338773
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0731

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-70259
- **FILM NUMBER:** 251361754

**BUSINESS ADDRESS:**
- **STREET 1:** 1460 BROADWAY, 9TH FLOOR
- **STREET 2:** 25 DOWGATE HILL
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036
- **BUSINESS PHONE:** 917-410-7276

**MAIL ADDRESS:**
- **STREET 1:** 1460 BROADWAY, 9TH FLOOR
- **STREET 2:** 25 DOWGATE HILL
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036

### Attached PDF Documents

**Attachment 1:** `winshort.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001760628

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 08-01-2024

**Report Period End Date:** 07-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** WINTERFLOOD SECURITIES US CORPORATION

**Business Address:** 1460 BROADWAY, 9TH FLOOR, 25 DOWGATE HILL, NEW YORK, NY, 10036

**Contact Person:** Janice Parise

**Contact Phone:** 212-751-4422

### Independent Public Accountant Identification

**Accountant Name:** Citrin Cooperman & Company, LLP

**Accountant Address:** 1133 Westchester Ave, Suite N-328, White Plains, NY, 10604

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **William Johnson**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **WINTERFLOOD SECURITIES US CORPORATION**, as of **07-31-2025**, are true and correct.

**Signature:** William Johnson

**Title:** CEO