# EDGAR Filing Document

**Accession Number:** 0001420040
**File Stem:** 0000910472-26-009775
**Filing Date:** 2026-6
**Character Count:** 39826
**Document Hash:** dbbde66441b4995a610347f2d31c5e0a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-26-009775.hdr.sgml**: 20260626

**ACCESSION NUMBER**: 0000910472-26-009775

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260430

**FILED AS OF DATE**: 20260626

**DATE AS OF CHANGE**: 20260625

**PERIOD START**: 20261031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Dunham Funds
- **CENTRAL INDEX KEY:** 0001420040

**ORGANIZATION NAME:**
- **EIN:** 000000000

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22153
- **FILM NUMBER:** 261123223

**BUSINESS ADDRESS:**
- **STREET 1:** 6256 GREENWICH DRIVE
- **STREET 2:** SUITE 550
- **CITY:** SAN DIEGO
- **STATE:** CA
- **ZIP:** 92122
- **BUSINESS PHONE:** 858-964-0500

**MAIL ADDRESS:**
- **STREET 1:** 6256 GREENWICH DRIVE
- **STREET 2:** SUITE 550
- **CITY:** SAN DIEGO
- **STATE:** CA
- **ZIP:** 92122

## Series and Classes Contracts Data

### Dunham Small Cap Growth Fund (Series ID: S000020973)

| Class ID   | Class Name                           | Ticker Symbol   |
|:---|:---|:---|
| C000059514 | Dunham Small Cap Growth Fund Class A | DADGX           |
| C000059515 | Dunham Small Cap Growth Fund Class C | DCDGX           |
| C000059516 | Dunham Small Cap Growth Fund Class N | DNDGX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Dunham Funds

- **b. Investment Company Act file number:** 811-22153

- **c. CIK number of Registrant:** 0001420040

- **d. LEI of Registrant:** 549300FI2C3SP4YCHL80

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 6256 Greenwich Dr

  - **City:** SAN DIEGO

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 92122

  - **Telephone number:** 858-964-0500

**Item A.2. Information about the Series.**

- **a. Name of Series:** Dunham Small Cap Growth Fund

- **b. EDGAR series identifier (if any):** S000020973

- **c. LEI of Series:** 54930051EXOQ52YVED02

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-10-31

- **b. Date as of which information is reported:** 2026-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $86843489.59

**Total Liabilities:** $790229.51

**Net Assets:** $86053260.08

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000059515 | 2.98%                | -8.02%               | 13.56%               |
| Class ID C000059516 | 3.06%                | -7.92%               | 13.66%               |
| Class ID C000059514 | 3.07%                | -7.97%               | 13.67%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $2797832.56              | $-203744.46                                |
| Month 2  | $1104644.77              | $-7704358.33                               |
| Month 3  | $3086917.26              | $7276460.54                                |

### Schedule of Portfolio Investments

| Name                                      | Title                                | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   | Fair Value Level   | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| ARCBEST CORP                              | ARCBEST CORP                         | CUSIP: 03937C105<br>LEI: 5493006S3KBNE8ZS3J23 | Long             | EC               | CORP              | US        |      9030 | NS      | $1151957.10   | 1.34%             |  |  |  | No            | 1                  | On Loan: No      |
| RADNET INC                                | RADNET INC                           | CUSIP: 750491102<br>LEI: 529900RECG94V2IZJ970 | Long             | EC               | CORP              | US        |     11330 | NS      | $640711.50    | 0.74%             |  |  |  | No            | 1                  | On Loan: —       |
| TELEDYNE TECHNOLOGIES INC                 | TELEDYNE TECH                        | CUSIP: 879360105<br>LEI: 549300VSMO9KYQWDND94 | Long             | EC               | CORP              | US        |      1471 | NS      | $950045.35    | 1.10%             |  |  |  | No            | 1                  | On Loan: No      |
| GENERAC HOLDINGS INC                      | GENERAC HOLDINGS                     | CUSIP: 368736104<br>LEI: 529900S2H2AHJHSFFI84 | Long             | EC               | CORP              | US        |       779 | NS      | $201940.17    | 0.23%             |  |  |  | No            | 1                  | On Loan: No      |
| CAMTEK LTD                                | CAMTEK LTD                           | CUSIP: M20791105<br>LEI: 5493000H80W07HCKGS43 | Long             | EC               | CORP              | IL        |      5097 | NS      | $978216.24    | 1.14%             |  |  |  | No            | 1                  | On Loan: —       |
| COGNEX CORP                               | COGNEX CORP                          | CUSIP: 192422103<br>LEI: 549300JQTYZCLC43S226 | Long             | EC               | CORP              | US        |     18524 | NS      | $1028267.24   | 1.19%             |  |  |  | No            | 1                  | On Loan: No      |
| ALIGNMENT HEALTHCARE INC                  | ALIGNMENT HEALTH                     | CUSIP: 01625V104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     48560 | NS      | $1094542.40   | 1.27%             |  |  |  | No            | 1                  | On Loan: No      |
| POWELL INDUSTRIES INC                     | POWELL INDS INC                      | CUSIP: 739128106<br>LEI: 549300V08RO7MX2UBN26 | Long             | EC               | CORP              | US        |      4456 | NS      | $1235515.12   | 1.44%             |  |  |  | No            | 1                  | On Loan: No      |
| LATTICE SEMICONDUCTOR CORP                | LATTICE SEMICOND                     | CUSIP: 518415104<br>LEI: 549300LRBBPZDQ2II567 | Long             | EC               | CORP              | US        |      5699 | NS      | $696873.72    | 0.81%             |  |  |  | No            | 1                  | On Loan: No      |
| SENSIENT TECHNOLOGIES CORP                | SENSIENT TECHNOL                     | CUSIP: 81725T100<br>LEI: CMMZHMFZQG86EI7WZU92 | Long             | EC               | CORP              | US        |      9239 | NS      | $1049919.96   | 1.22%             |  |  |  | No            | 1                  | On Loan: No      |
| QUANTERIX CORP                            | QUANTERIX CORP                       | CUSIP: 74766Q101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     56324 | NS      | $176294.12    | 0.20%             |  |  |  | No            | 1                  | On Loan: No      |
| INSTALLED BUILDING PRODUCTS INC           | INSTALLED BUILDI                     | CUSIP: 45780R101<br>LEI: 549300I95Y9P9YM5FI86 | Long             | EC               | CORP              | US        |      1318 | NS      | $380308.90    | 0.44%             |  |  |  | No            | 1                  | On Loan: No      |
| ADVANCED ENERGY INDUSTRIES INC            | ADV ENERGY INDS                      | CUSIP: 007973100<br>LEI: 549300756XI3QLFT2U27 | Long             | EC               | CORP              | US        |      2045 | NS      | $785095.95    | 0.91%             |  |  |  | No            | 1                  | On Loan: —       |
| ELF BEAUTY INC                            | ELF BEAUTY INC                       | CUSIP: 26856L103<br>LEI: 549300U2K9TCON25C029 | Long             | EC               | CORP              | US        |      5121 | NS      | $327590.37    | 0.38%             |  |  |  | No            | 1                  | On Loan: No      |
| MONGODB INC                               | MONGODB INC                          | CUSIP: 60937P106<br>LEI: 549300TPTG69WKWE1Z37 | Long             | EC               | CORP              | US        |      3823 | NS      | $958923.09    | 1.11%             |  |  |  | No            | 1                  | On Loan: No      |
| JFROG LTD                                 | JFROG LTD                            | CUSIP: M6191J100<br>LEI: 2549002N8E00AY49G567 | Long             | EC               | CORP              | IL        |     10748 | NS      | $499137.12    | 0.58%             |  |  |  | No            | 1                  | On Loan: No      |
| HUNTINGTON INGALLS INDUSTRIES INC         | HUNTINGTON INGAL                     | CUSIP: 446413106<br>LEI: 5TZLZ6WJTBVJ0QWBG121 | Long             | EC               | CORP              | US        |      2172 | NS      | $791237.88    | 0.92%             |  |  |  | No            | 1                  | On Loan: No      |
| VALMONT INDUSTRIES INC                    | VALMONT INDS                         | CUSIP: 920253101<br>LEI: 5493009ZGZJJ8F77JN08 | Long             | EC               | CORP              | US        |      1931 | NS      | $981025.24    | 1.14%             |  |  |  | No            | 1                  | On Loan: No      |
| ALPHA TAU MEDICAL LTD                     | ALPHA TAU MEDI                       | CUSIP: M0740A108<br>LEI: N/A                  | Long             | EC               | CORP              | IL        |     27111 | NS      | $226105.74    | 0.26%             |  |  |  | No            | 1                  | On Loan: —       |
| BOOT BARN HOLDINGS INC                    | BOOT BARN HOLDIN                     | CUSIP: 099406100<br>LEI: 529900QE1BFMYA3N4E71 | Long             | EC               | CORP              | US        |      5879 | NS      | $1007954.55   | 1.17%             |  |  |  | No            | 1                  | On Loan: No      |
| STERLING INFRASTRUCTURE INC               | STERLING INFRAST                     | CUSIP: 859241101<br>LEI: 549300RZIK6K1215XU51 | Long             | EC               | CORP              | US        |      1234 | NS      | $636275.08    | 0.74%             |  |  |  | No            | 1                  | On Loan: No      |
| PROCORE TECHNOLOGIES INC                  | PROCORE TECHNOLO                     | CUSIP: 74275K108<br>LEI: 5493005PTWY0RHYRAH22 | Long             | EC               | CORP              | US        |      7633 | NS      | $431875.14    | 0.50%             |  |  |  | No            | 1                  | On Loan: No      |
| FIDELITY COLCHESTER STREET TRUST          | FID-MM GOVT-I                        | CUSIP: 316175108<br>LEI: 549300SHPEJB1OPRCV46 | Long             | STIV             | RF                | US        |   2610884 | PA      | $2610884.39   | 3.03%             |  |  |  | No            | 1                  | On Loan: No      |
| KURA SUSHI USA INC                        | KURA SUSHI USA-A                     | CUSIP: 501270102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6954 | NS      | $382956.78    | 0.45%             |  |  |  | No            | 1                  | On Loan: No      |
| SHAKE SHACK INC                           | SHAKE SHACK IN-A                     | CUSIP: 819047101<br>LEI: 529900J74GJAHYP80N79 | Long             | EC               | CORP              | US        |      3778 | NS      | $387093.88    | 0.45%             |  |  |  | No            | 1                  | On Loan: No      |
| HA SUSTAINABLE INFRASTRUCTURE CAPITAL INC | HA SUSTAINABLE I                     | CUSIP: 41068X100<br>LEI: 254900ZZRL7MWL1X8E92 | Long             | EC               | CORP              | US        |     20932 | NS      | $878097.40    | 1.02%             |  |  |  | No            | 1                  | On Loan: —       |
| EVERPURE INC                              | EVERPURE INC-A                       | CUSIP: 74624M102<br>LEI: 549300NPDB0BZTK3WO90 | Long             | EC               | CORP              | US        |      7703 | NS      | $550379.35    | 0.64%             |  |  |  | No            | 1                  | On Loan: No      |
| OLEMA PHARMACEUTICALS INC                 | OLEMA PHARMACEUT                     | CUSIP: 68062P106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     24201 | NS      | $348736.41    | 0.41%             |  |  |  | No            | 1                  | On Loan: —       |
| NVENT ELECTRIC PLC                        | NVENT ELECTRIC                       | CUSIP: G6700G107<br>LEI: N/A                  | Long             | EC               | CORP              | IE        |      7055 | NS      | $1008159.50   | 1.17%             |  |  |  | No            | 1                  | On Loan: No      |
| NATIONAL VISION HOLDINGS INC              | NATIONAL VISION                      | CUSIP: 63845R107<br>LEI: 549300JHURCBLI5ROA42 | Long             | EC               | CORP              | US        |     33818 | NS      | $785253.96    | 0.91%             |  |  |  | No            | 1                  | On Loan: —       |
| UNIVERSAL TECHNICAL INSTITUTE INC         | UNIVERSAL TECHNI                     | CUSIP: 913915104<br>LEI: 2549003YOJGAZ0PVFV48 | Long             | EC               | CORP              | US        |     23803 | NS      | $893326.59    | 1.04%             |  |  |  | No            | 1                  | On Loan: No      |
| CECO ENVIRONMENTAL CORP                   | CECO ENVIRONMNTL                     | CUSIP: 125141101<br>LEI: 5493002CZCTL4HGLIY91 | Long             | EC               | CORP              | US        |     16380 | NS      | $1214413.20   | 1.41%             |  |  |  | No            | 1                  | On Loan: No      |
| ESCO TECHNOLOGIES INC                     | ESCO TECH INC                        | CUSIP: 296315104<br>LEI: 5493007JJLP5MEWVDH10 | Long             | EC               | CORP              | US        |      5017 | NS      | $1625257.15   | 1.89%             |  |  |  | No            | 1                  | On Loan: No      |
| ONTO INNOVATION INC                       | ONTO INNOVATION                      | CUSIP: 683344105<br>LEI: 254900RXZVN73CHOO062 | Long             | EC               | CORP              | US        |      4302 | NS      | $1269348.12   | 1.48%             |  |  |  | No            | 1                  | On Loan: No      |
| PRIVIA HEALTH GROUP INC                   | PRIVIA HEALTH GR                     | CUSIP: 74276R102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     17130 | NS      | $425680.50    | 0.49%             |  |  |  | No            | 1                  | On Loan: No      |
| EVERCORE INC                              | EVERCORE INC                         | CUSIP: 29977A105<br>LEI: 529900P6KLPT95DW3W58 | Long             | EC               | CORP              | US        |      2419 | NS      | $777200.51    | 0.90%             |  |  |  | No            | 1                  | On Loan: No      |
| PLANET LABS PBC                           | PLANET LABS PBC                      | CUSIP: 72703X106<br>LEI: 254900Q7PVI3HTQBRB44 | Long             | EC               | CORP              | US        |     11779 | NS      | $435469.63    | 0.51%             |  |  |  | No            | 1                  | On Loan: —       |
| VARONIS SYSTEMS INC                       | VARONIS SYSTEMS                      | CUSIP: 922280102<br>LEI: 549300SHIVNRRH7STS26 | Long             | EC               | CORP              | US        |     15509 | NS      | $407886.70    | 0.47%             |  |  |  | No            | 1                  | On Loan: No      |
| SHOALS TECHNOLOGIES GROUP INC             | SHOALS TECHNOL-A                     | CUSIP: 82489W107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    106789 | NS      | $847904.66    | 0.99%             |  |  |  | No            | 1                  | On Loan: No      |
| FLOWSERVE CORP                            | FLOWSERVE CORP                       | CUSIP: 34354P105<br>LEI: 6Y0GK87T6V7NJKZJVM41 | Long             | EC               | CORP              | US        |      7577 | NS      | $557970.28    | 0.65%             |  |  |  | No            | 1                  | On Loan: No      |
| HOULIHAN LOKEY INC                        | HOULIHAN LOKEY I                     | CUSIP: 441593100<br>LEI: 549300S3CNGTQ1QZVY46 | Long             | EC               | CORP              | US        |      6282 | NS      | $972139.50    | 1.13%             |  |  |  | No            | 1                  | On Loan: No      |
| TANDEM DIABETES CARE INC                  | TANDEM DIABETES                      | CUSIP: 875372203<br>LEI: 549300JEPFOD0K4D3I05 | Long             | EC               | CORP              | US        |     10094 | NS      | $197085.35    | 0.23%             |  |  |  | No            | 1                  | On Loan: No      |
| OMNICELL INC                              | OMNICELL INC                         | CUSIP: 68213N109<br>LEI: 5493008RH0GTKHHPZI77 | Long             | EC               | CORP              | US        |     15418 | NS      | $638613.56    | 0.74%             |  |  |  | No            | 1                  | On Loan: —       |
| TRADEWEB MARKETS INC                      | TRADEWEB MARKE-A                     | CUSIP: 892672106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7910 | NS      | $895807.50    | 1.04%             |  |  |  | No            | 1                  | On Loan: No      |
| SEMTECH CORP                              | SEMTECH CORP                         | CUSIP: 816850101<br>LEI: 549300J7WUY317SW6O61 | Long             | EC               | CORP              | US        |     10166 | NS      | $1067938.30   | 1.24%             |  |  |  | No            | 1                  | On Loan: No      |
| MOELIS & COMPANY                          | MOELIS & CO-CL A                     | CUSIP: 60786M105<br>LEI: 549300891QNU7VTQUR83 | Long             | EC               | CORP              | US        |     11839 | NS      | $770955.68    | 0.90%             |  |  |  | No            | 1                  | On Loan: —       |
| VIAVI SOLUTIONS INC                       | VIAVI SOLUTIONS                      | CUSIP: 925550105<br>LEI: 5493006K3E3N1QOBF092 | Long             | EC               | CORP              | US        |     16244 | NS      | $851185.60    | 0.99%             |  |  |  | No            | 1                  | On Loan: No      |
| CENTRUS ENERGY CORP                       | CENTRUS ENERGY-A                     | CUSIP: 15643U104<br>LEI: 549300G6VDK9G8276661 | Long             | EC               | CORP              | US        |      4174 | NS      | $880547.04    | 1.02%             |  |  |  | No            | 1                  | On Loan: —       |
| SITIME CORP                               | SITIME CORP                          | CUSIP: 82982T106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1982 | NS      | $1114181.30   | 1.29%             |  |  |  | No            | 1                  | On Loan: No      |
| MIRION TECHNOLOGIES INC                   | MIRION TECHNOLOG                     | CUSIP: 60471A101<br>LEI: 549300BNTOWVWFNVTJ65 | Long             | EC               | CORP              | US        |     72647 | NS      | $1434778.25   | 1.67%             |  |  |  | No            | 1                  | On Loan: —       |
| KODIAK GAS SERVICES INC                   | KODIAK GAS SERVI                     | CUSIP: 50012A108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     20670 | NS      | $1401426.00   | 1.63%             |  |  |  | No            | 1                  | On Loan: No      |
| LINDBLAD EXPEDITIONS HOLDINGS INC         | LINDBLAD EXPEDIT                     | CUSIP: 535219109<br>LEI: 549300GSPW24GZE6R597 | Long             | EC               | CORP              | US        |     39768 | NS      | $736901.04    | 0.86%             |  |  |  | No            | 1                  | On Loan: No      |
| PERELLA WEINBERG PARTNERS                 | PERELLA WEINBERG                     | CUSIP: 71367G102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     41277 | NS      | $938638.98    | 1.09%             |  |  |  | No            | 1                  | On Loan: —       |
| CAPRICOR THERAPEUTICS INC                 | CAPRICOR THERAPE                     | CUSIP: 14070B309<br>LEI: 5493002ZI5PDLXV4DX14 | Long             | EC               | CORP              | US        |     12295 | NS      | $412866.10    | 0.48%             |  |  |  | No            | 1                  | On Loan: No      |
| GLACIER BANCORP INC                       | GLACIER BANCORP                      | CUSIP: 37637Q105<br>LEI: 549300SMJAUKZB5D7V74 | Long             | EC               | CORP              | US        |     19030 | NS      | $933421.50    | 1.08%             |  |  |  | No            | 1                  | On Loan: No      |
| BWX TECHNOLOGIES INC                      | BWX TECHNOLOGIES                     | CUSIP: 05605H100<br>LEI: 549300NP85N265KWMS58 | Long             | EC               | CORP              | US        |      4949 | NS      | $1070914.11   | 1.24%             |  |  |  | No            | 1                  | On Loan: No      |
| FULTON FINANCIAL CORP                     | FULTON FINANCIAL                     | CUSIP: 360271100<br>LEI: 5493005QLZ6O1BNC0C11 | Long             | EC               | CORP              | US        |     56271 | NS      | $1214890.89   | 1.41%             |  |  |  | No            | 1                  | On Loan: No      |
| ATI INC                                   | ATI INC                              | CUSIP: 01741R102<br>LEI: ZW1LRE7C3H17O2ZN9B45 | Long             | EC               | CORP              | US        |      4953 | NS      | $769993.38    | 0.89%             |  |  |  | No            | 1                  | On Loan: No      |
| OLLIE'S BARGAIN OUTLET HOLDINGS INC       | OLLIE'S BARGAIN                      | CUSIP: 681116109<br>LEI: 529900YO5DSQCPEFDZ05 | Long             | EC               | CORP              | US        |      5719 | NS      | $494750.69    | 0.57%             |  |  |  | No            | 1                  | On Loan: —       |
| ALPHATEC HOLDINGS INC                     | ALPHATEC HOLDING                     | CUSIP: 02081G201<br>LEI: 549300EZE8CQ8K65FS24 | Long             | EC               | CORP              | US        |     24570 | NS      | $239803.20    | 0.28%             |  |  |  | No            | 1                  | On Loan: No      |
| ALLEGRO MICROSYSTEMS INC                  | ALLEGRO MICROSYS                     | CUSIP: 01749D105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     23496 | NS      | $1139556.00   | 1.32%             |  |  |  | No            | 1                  | On Loan: —       |
| ANGIODYNAMICS INC                         | ANGIODYNAMICS IN                     | CUSIP: 03475V101<br>LEI: 549300W3VKC5ZKMO8C28 | Long             | EC               | CORP              | US        |     86655 | NS      | $948005.70    | 1.10%             |  |  |  | No            | 1                  | On Loan: No      |
| GLOBAL-E ONLINE LTD                       | GLOBAL-E ONLINE                      | CUSIP: M5216V106<br>LEI: N/A                  | Long             | EC               | CORP              | IL        |     22055 | NS      | $691865.35    | 0.80%             |  |  |  | No            | 1                  | On Loan: No      |
| CENTURY COMMUNITIES INC                   | CENTURY COMMUNIT                     | CUSIP: 156504300<br>LEI: 5299002QMB2O7ZL1CA26 | Long             | EC               | CORP              | US        |     12910 | NS      | $723218.20    | 0.84%             |  |  |  | No            | 1                  | On Loan: No      |
| REPLIGEN CORP                             | REPLIGEN CORP                        | CUSIP: 759916109<br>LEI: 54930006QJ0T5AUO1E71 | Long             | EC               | CORP              | US        |      5307 | NS      | $627871.17    | 0.73%             |  |  |  | No            | 1                  | On Loan: No      |
| AEHR TEST SYSTEMS INC                     | AEHR TEST SYSTEM                     | CUSIP: 00760J108<br>LEI: 529900A4GWWZFRU2RE97 | Long             | EC               | CORP              | US        |      6803 | NS      | $616079.68    | 0.72%             |  |  |  | No            | 1                  | On Loan: No      |
| FABRINET                                  | FABRINET                             | CUSIP: G3323L100<br>LEI: 5493004TETZ6IYF7CV44 | Long             | EC               | CORP              | KY        |       719 | NS      | $491414.93    | 0.57%             |  |  |  | No            | 1                  | On Loan: No      |
| NLIGHT INC                                | NLIGHT INC                           | CUSIP: 65487K100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     13959 | NS      | $975036.15    | 1.13%             |  |  |  | No            | 1                  | On Loan: —       |
| ONESPAWORLD HOLDINGS LTD                  | ONESPAWORLD HOLD                     | CUSIP: P73684113<br>LEI: 5493007W8PZ8W6UC2X76 | Long             | EC               | CORP              | BS        |     38929 | NS      | $959989.14    | 1.12%             |  |  |  | No            | 1                  | On Loan: No      |
| FORMFACTOR INC                            | FORMFACTOR INC                       | CUSIP: 346375108<br>LEI: 549300YCEEO6SZD1ZR61 | Long             | EC               | CORP              | US        |      4095 | NS      | $556633.35    | 0.65%             |  |  |  | No            | 1                  | On Loan: —       |
| IPG PHOTONICS CORP                        | IPG PHOTONICS                        | CUSIP: 44980X109<br>LEI: 5493002KZ51CADQ94G15 | Long             | EC               | CORP              | US        |      4599 | NS      | $546913.08    | 0.64%             |  |  |  | No            | 1                  | On Loan: No      |
| MERCURY SYSTEMS INC                       | MERCURY SYSTEMS                      | CUSIP: 589378108<br>LEI: 549300P3B84SGK7HH679 | Long             | EC               | CORP              | US        |      9621 | NS      | $759193.11    | 0.88%             |  |  |  | No            | 1                  | On Loan: No      |
| ROIVANT SCIENCES LTD                      | ROIVANT SCIENCES                     | CUSIP: G76279101<br>LEI: 549300DL466NY5J6U724 | Long             | EC               | CORP              | BM        |     25049 | NS      | $714647.97    | 0.83%             |  |  |  | No            | 1                  | On Loan: No      |
| CYTOKINETICS INC                          | CYTOKINETICS INC                     | CUSIP: 23282W605<br>LEI: 549300BE5DY1HW7IHA64 | Long             | EC               | CORP              | US        |      7702 | NS      | $492696.94    | 0.57%             |  |  |  | No            | 1                  | On Loan: —       |
| SURGERY PARTNERS INC                      | SURGERY PARTNERS                     | CUSIP: 86881A100<br>LEI: 549300LC82HG33S19I03 | Long             | EC               | CORP              | US        |     32434 | NS      | $455049.02    | 0.53%             |  |  |  | No            | 1                  | On Loan: —       |
| DEXCOM INC                                | DEXCOM                               | CUSIP: 252131107<br>LEI: 549300YSK3QDSFR5EU59 | Long             | EC               | CORP              | US        |      5770 | NS      | $343603.50    | 0.40%             |  |  |  | No            | 1                  | On Loan: No      |
| TOWER SEMICONDUCTOR LTD                   | TOWER SEMICONDCT                     | CUSIP: M87915274<br>LEI: 54930086ZSNXZOUX0C54 | Long             | EC               | CORP              | IL        |      3227 | NS      | $713328.35    | 0.83%             |  |  |  | No            | 1                  | On Loan: No      |
| N/A                                       | MOUNT VERNON LIQUID ASSETS PORTFOLIO | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             |  | US        |         0 | NS      | $0.00         | 0.00%             |  |  |  | No            | N/A                | On Loan: No      |
| COMFORT SYSTEMS USA INC                   | COMFORT SYSTEMS                      | CUSIP: 199908104<br>LEI: 5299009DT1ZA5HTU6R38 | Long             | EC               | CORP              | US        |       243 | NS      | $447180.75    | 0.52%             |  |  |  | No            | 1                  | On Loan: No      |
| IMAX CORP                                 | IMAX CORP                            | CUSIP: 45245E109<br>LEI: 894500GS1ESLAPZCEI74 | Long             | EC               | CORP              | CA        |     26196 | NS      | $995971.92    | 1.16%             |  |  |  | No            | 1                  | On Loan: No      |
| ESTABLISHMENT LABS HOLDINGS INC           | ESTABLISHMENT LA                     | CUSIP: G31249108<br>LEI: 549300BCBQ714JNJ7V58 | Long             | EC               | CORP              | VG        |     14748 | NS      | $1012155.24   | 1.18%             |  |  |  | No            | 1                  | On Loan: —       |
| VITA COCO COMPANY INC (THE)               | VITA COCO CO INC                     | CUSIP: 92846Q107<br>LEI: 54930020WXOAWHR85Y25 | Long             | EC               | CORP              | US        |     14371 | NS      | $948342.29    | 1.10%             |  |  |  | No            | 1                  | On Loan: No      |
| COHU INC                                  | COHU INC                             | CUSIP: 192576106<br>LEI: 529900FJPORJ3JJ2XS33 | Long             | EC               | CORP              | US        |     12377 | NS      | $586050.95    | 0.68%             |  |  |  | No            | 1                  | On Loan: No      |
| SI-BONE INC                               | SI-BONE INC                          | CUSIP: 825704109<br>LEI: 549300J8JGYVJJHV9C31 | Long             | EC               | CORP              | US        |     62995 | NS      | $780508.05    | 0.91%             |  |  |  | No            | 1                  | On Loan: No      |
| GUARDANT HEALTH INC                       | GUARDANT HEALTH                      | CUSIP: 40131M109<br>LEI: 254900M8C3E5VC8BR186 | Long             | EC               | CORP              | US        |      3682 | NS      | $320628.56    | 0.37%             |  |  |  | No            | 1                  | On Loan: —       |
| ADVANCED DRAINAGE SYSTEMS INC             | ADVANCED DRAINAG                     | CUSIP: 00790R104<br>LEI: 6QQTOZ5MF5DHM7K92I60 | Long             | EC               | CORP              | US        |      6951 | NS      | $1037436.75   | 1.21%             |  |  |  | No            | 1                  | On Loan: No      |
| COGENT BIOSCIENCES INC                    | COGENT BIOSCIENC                     | CUSIP: 19240Q201<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     20916 | NS      | $748583.64    | 0.87%             |  |  |  | No            | 1                  | On Loan: No      |
| ADDUS HOMECARE CORP                       | ADDUS HOMECARE                       | CUSIP: 006739106<br>LEI: 52990090ZT33AKPDBX62 | Long             | EC               | CORP              | US        |      5738 | NS      | $555954.82    | 0.65%             |  |  |  | No            | 1                  | On Loan: No      |
| MODINE MANUFACTURING COMPANY              | MODINE MFG CO                        | CUSIP: 607828100<br>LEI: Z35SZFYJR8GZZRSIUU09 | Long             | EC               | CORP              | US        |      3317 | NS      | $844607.71    | 0.98%             |  |  |  | No            | 1                  | On Loan: No      |
| HEXCEL CORP                               | HEXCEL CORP                          | CUSIP: 428291108<br>LEI: S6Q7LW43WUBUHXY2QP69 | Long             | EC               | CORP              | US        |     14859 | NS      | $1394814.33   | 1.62%             |  |  |  | No            | 1                  | On Loan: No      |
| PEGASYSTEMS INC                           | PEGASYSTEMS INC                      | CUSIP: 705573103<br>LEI: 549300FMCOKPL06FYN26 | Long             | EC               | CORP              | US        |     13112 | NS      | $479243.60    | 0.56%             |  |  |  | No            | 1                  | On Loan: No      |
| CAVCO INDUSTRIES INC                      | CAVCO INDUSTRIES                     | CUSIP: 149568107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1557 | NS      | $789399.00    | 0.92%             |  |  |  | No            | 1                  | On Loan: No      |
| APPLIED INDUSTRIAL TECHNOLOGIES INC       | APPLIED INDU TEC                     | CUSIP: 03820C105<br>LEI: 549300NU173IJRC6PO38 | Long             | EC               | CORP              | US        |      4464 | NS      | $1364868.00   | 1.59%             |  |  |  | No            | 1                  | On Loan: No      |
| MSA SAFETY INC                            | MSA SAFETY INC                       | CUSIP: 553498106<br>LEI: 529900DVA3258XK11O39 | Long             | EC               | CORP              | US        |      4125 | NS      | $686358.75    | 0.80%             |  |  |  | No            | 1                  | On Loan: No      |
| VERTEX INC                                | VERTEX INC - A                       | CUSIP: 92538J106<br>LEI: 549300QMYW171MP1PL50 | Long             | EC               | CORP              | US        |     33693 | NS      | $416782.41    | 0.48%             |  |  |  | No            | 1                  | On Loan: No      |
| SAIA INC                                  | SAIA INC                             | CUSIP: 78709Y105<br>LEI: 549300WNPG4N9GBOYB29 | Long             | EC               | CORP              | US        |      3124 | NS      | $1402113.68   | 1.63%             |  |  |  | No            | 1                  | On Loan: No      |
| COMMVAULT SYSTEMS INC                     | COMMVAULT SYSTEM                     | CUSIP: 204166102<br>LEI: 65T5VRP62VXG39YFML83 | Long             | EC               | CORP              | US        |      9366 | NS      | $926110.08    | 1.08%             |  |  |  | No            | 1                  | On Loan: No      |
| BIRKENSTOCK HOLDING PLC                   | BIRKENSTOCK HOLD                     | CUSIP: M2029K104<br>LEI: 529900CQ8LQKQ7LIT631 | Long             | EC               | CORP              | JE        |     25039 | NS      | $970010.86    | 1.13%             |  |  |  | No            | 1                  | On Loan: —       |
| GLAUKOS CORP                              | GLAUKOS CORP                         | CUSIP: 377322102<br>LEI: 5299004JA1LHE21M6T14 | Long             | EC               | CORP              | US        |      4567 | NS      | $656140.89    | 0.76%             |  |  |  | No            | 1                  | On Loan: No      |
| CHAMPION HOMES INC                        | CHAMPION HOMES I                     | CUSIP: 830830105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9725 | NS      | $741336.75    | 0.86%             |  |  |  | No            | 1                  | On Loan: No      |
| BELDEN INC                                | BELDEN INC                           | CUSIP: 077454106<br>LEI: 68BKYO1JC791TTJHUE82 | Long             | EC               | CORP              | US        |      6860 | NS      | $771612.80    | 0.90%             |  |  |  | No            | 1                  | On Loan: —       |
| MP MATERIALS CORP                         | MP MATERIALS COR                     | CUSIP: 553368101<br>LEI: 89450063PHPS61USMT84 | Long             | EC               | CORP              | US        |      7976 | NS      | $526735.04    | 0.61%             |  |  |  | No            | 1                  | On Loan: —       |
| DYNATRACE INC                             | DYNATRACE INC                        | CUSIP: 268150109<br>LEI: 6488T0Z33CE9L61EX904 | Long             | EC               | CORP              | US        |     22682 | NS      | $821315.22    | 0.95%             |  |  |  | No            | 1                  | On Loan: No      |
| FLUENCE ENERGY INC                        | FLUENCE ENERGY I                     | CUSIP: 34379V103<br>LEI: 25490043LHZ97BT5PP29 | Long             | EC               | CORP              | US        |     47628 | NS      | $580109.04    | 0.67%             |  |  |  | No            | 1                  | On Loan: No      |
| HERC HOLDINGS INC                         | HERC HOLDINGS IN                     | CUSIP: 42704L104<br>LEI: 549300TP80QLITMSBP82 | Long             | EC               | CORP              | US        |      7302 | NS      | $926769.84    | 1.08%             |  |  |  | No            | 1                  | On Loan: No      |
| GITLAB INC                                | GITLAB INC-CL A                      | CUSIP: 37637K108<br>LEI: 9845004Y40FACG81ED49 | Long             | EC               | CORP              | US        |     23896 | NS      | $529057.44    | 0.61%             |  |  |  | No            | 1                  | On Loan: No      |
| AZZ INC                                   | AZZ INC                              | CUSIP: 002474104<br>LEI: 549300HD1X2NFLWPYC83 | Long             | EC               | CORP              | US        |      7401 | NS      | $1058639.04   | 1.23%             |  |  |  | No            | 1                  | On Loan: No      |
| QXO INC                                   | QXO INC                              | CUSIP: 82846H405<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     42948 | NS      | $861966.36    | 1.00%             |  |  |  | No            | 1                  | On Loan: —       |
| INFLEQTION INC                            | INFLEQTION INC                       | CUSIP: 45676K103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     30594 | NS      | $363762.66    | 0.42%             |  |  |  | No            | 1                  | On Loan: No      |
| SEACOAST BANKING CORP OF FLORIDA          | SEACOAST BANK/FL                     | CUSIP: 811707801<br>LEI: 549300V6IC06XYQYPG88 | Long             | EC               | CORP              | US        |     26372 | NS      | $829926.84    | 0.96%             |  |  |  | No            | 1                  | On Loan: —       |

### Signature

**Date Signed:** 2026-05-28

**Name of Applicant:** Dunham Funds

**Signature:** James Colantino

**Name of Signer:** James Colantino

**Title:** Assistant Treasurer