# EDGAR Filing Document

**Accession Number:** 0001021162
**File Stem:** 0000950170-23-001806
**Filing Date:** 2023-2
**Character Count:** 7558
**Document Hash:** 2a35ee0c8ad92a4f9868d05f02547fab
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000950170-23-001806.hdr.sgml**: 20230206

**ACCESSION NUMBER**: 0000950170-23-001806

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 15

**CONFORMED PERIOD OF REPORT**: 20230203

**ITEM INFORMATION**: Other Events

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230206

**DATE AS OF CHANGE**: 20230203

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TRIUMPH GROUP INC
- **CENTRAL INDEX KEY:** 0001021162
- **STANDARD INDUSTRIAL CLASSIFICATION:** AIRCRAFT & PARTS [3720]
- **IRS NUMBER:** 510347963
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-12235
- **FILM NUMBER:** 23588096

**BUSINESS ADDRESS:**
- **STREET 1:** 899 CASSATT ROAD
- **STREET 2:** SUITE 210
- **CITY:** BERWYN
- **STATE:** PA
- **ZIP:** 19312
- **BUSINESS PHONE:** (610) 251-1000

**MAIL ADDRESS:**
- **STREET 1:** 899 CASSATT ROAD
- **STREET 2:** SUITE 210
- **CITY:** BERWYN
- **STATE:** PA
- **ZIP:** 19312

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TRIUMPH GROUP INC /
- **DATE OF NAME CHANGE:** 19960819

?xml version="1.0" encoding="ASCII"? 8-K

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

**FORM** 8-K

**CURRENT REPORT**

**PURSUANT TO SECTION 13 OR 15(D) OF**

**THE SECURITIES EXCHANGE ACT OF 1934**

Date of Report (Date of earliest event reported): February 3, 2023

TRIUMPH GROUP, INC.

(Exact name of registrant as specified in its charter)

Delaware 1-12235 51-0347963 <br> (State or other jurisdiction ofincorporation) (Commission File Number) (IRS Employer IdentificationNo.)

---

| | |
|:---|:---|
| 899 Cassatt Road**,** Suite 210**,** |  |
| Berwyn**,** Pennsylvania | 19312 |
| (Address of principal executive offices) | (Zip Code) |

---

**(**610**)** 251-1000

(Registrant's telephone number, including area code)

**Not Applicable**

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (<u>see</u> General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Common Stock, par value $.001 per share | TGI | New York Stock Exchange |
| Purchase Rights |  | New York Stock Exchange |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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**Item 8.01 Other Events.**

On February 3, 2023, Triumph Group, Inc. issued a press release announcing, pursuant to the terms of the Warrant Agreement, dated as of December 19, 2022, between the Company, Computershare Inc., a Delaware corporation, and its affiliate Computershare Trust Company, N.A., as Warrant Agent (the "Warrant Agreement"), that it had undesignated the 8.875% Senior Secured First Lien Notes due June 1, 2024, and the 6.250% Senior Secured Notes due September 15, 2024. Pursuant to the terms of the Warrant Agreement, this redesignation will be effective 20 consecutive Business Days from (and including) February 3, 2023, the date of publication of notice of the press release. The foregoing description is only a summary and is qualified in its entirety by reference to the press release, which is filed as an exhibit to this Form 8-K and incorporated herein by reference.

**Item 9.01 Financial Statements and Exhibits.**

(d) Exhibits.

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| | |
|:---|:---|
| **Exhibit No.** | **Description** |
| [<u>99.1</u>](tgi-ex99_1.htm) | [<u>Press release dated February 3, 2023</u>](tgi-ex99_1.htm) |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |

---

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Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | | | |
|:---|:---|:---|:---|
| Date: | February 3, 2023 | TRIUMPH GROUP, INC. | TRIUMPH GROUP, INC. |
|  |  | By: | /s/ Thomas A. Quigley, III |
|  |  |  | Thomas A. Quigley, III |
|  |  |  | Vice President, Investor Relations, Mergers & Acquisitions and Treasurer |

---

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## Exhibit 99.1

**Exhibit 99.1**

![img27292495_0.jpg](img27292495_0.jpg)

**NEWS RELEASE**

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| | |
|:---|:---|
| **<u>Contact:</u>**<br>April Harper<br>Director, Marketing & Communications<br>Phone (610) 251-1000<br><u>aharper@triumphgroup.com</u> | <br>Thomas A. Quigley, III<br>VP, Investor Relations, Mergers & Acquisition and Treasurer<br>Phone (610) 251-1000<br><u>tquigley@triumphgroup.com</u> |

---

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**<u>TRIUMPH ANNOUNCES NOTICE TO WARRANT HOLDERS</u>** 

BERWYN, Pa – February 3, 2023 – On December 1, 2022, Triumph Group, Inc. ("TRIUMPH") (NYSE:TGI) issued Warrants ("Warrants") to all holders of TRIUMPH common stock ("Common Stock") to purchase Common Stock pursuant to a Warrant Agreement (the "Warrant Agreement") dated as of December 19, 2022.

Each Warrant represents the right to purchase one share of Common Stock, subject to certain anti-dilution adjustments, at an exercise price of $12.35 per Warrant, subject to certain anti-dilution adjustments. Payment for shares of Common Stock on exercise of Warrants may be in (i) cash or (ii) under certain circumstances, with certain of TRIUMPH's debt securities, which are called "Designated Notes."

TRIUMPH, in compliance with section 8.04 of the Warrant Agreement, hereby notifies Warrant holders that effective March 6, 2023 (the "Effective Date"), TRIUMPH's 7.750% Senior Notes due August 15, 2025 shall be the only series of "Designated Notes" under the Warrant Agreement. As a result of this designation, TRIUMPH's 7.750% Senior Notes due August 15, 2025 may continue to be used to pay the exercise price of the Warrants. However, upon the Effective Date, no other series of notes, including TRIUMPH's 8.875% Senior Secured First Lien Notes due June 1, 2024 or 6.250% Senior Secured Notes due September 15, 2024, will be accepted by TRIUMPH as payment of the exercise price of the Warrants.

**<u>About TRIUMPH</u>**

TRIUMPH, headquartered in Berwyn, Pennsylvania, designs, engineers, manufactures, repairs, and overhauls a broad portfolio of aerospace and defense systems, and components. The company serves the global aviation industry, including original equipment manufacturers and the full spectrum of military and commercial aircraft operators.

More information about TRIUMPH can be found on the company's website at www.triumphgroup.com.

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