# EDGAR Filing Document

**Accession Number:** 0001803522
**File Stem:** 0001803522-26-000006
**Filing Date:** 2026-6
**Character Count:** 34915
**Document Hash:** 90496f7675845ca1c2cf64d22e618539
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001803522-26-000006.hdr.sgml**: 20260618

**ACCESSION NUMBER**: 0001803522-26-000006

**CONFORMED SUBMISSION TYPE**: SBSE-A/A

**PUBLIC DOCUMENT COUNT**: 5

**FILED AS OF DATE**: 20260610

**DATE AS OF CHANGE**: 20260618

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BofA Securities Europe SA
- **CENTRAL INDEX KEY:** 0001803522

**ORGANIZATION NAME:**
- **EIN:** 981453372
- **STATE OF INCORPORATION:** I0

**FILING VALUES:**
- **FORM TYPE:** SBSE-A/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 026-00130
- **FILM NUMBER:** 261101896

**BUSINESS ADDRESS:**
- **ADDRESS IS A NON US LOCATION:** YES
- **STREET 1:** 49-51 RUE LA BOETIE
- **CITY:** PARIS
- **NON US STATE TERRITORY:** FRANCE
- **PROVINCE COUNTRY:** I0
- **BUSINESS PHONE:** 33187700000

**MAIL ADDRESS:**
- **ADDRESS IS A NON US LOCATION:** YES
- **STREET 1:** 49-51 RUE LA BOETIE
- **CITY:** PARIS
- **NON US STATE TERRITORY:** FRANCE
- **PROVINCE COUNTRY:** I0

### Attached PDF Documents

**Attachment 1:** `BofASEFranceOpinion4.pdf`

_No text found in this document._

**Attachment 2:** `BofASE7RforAmd26.pdf`

_No text found in this document._

**Attachment 3:** `BofASESBSDACombined13BAmd26.pdf`

_No text found in this document._

**Attachment 4:** `BofASESBSDAmd26SumChange.pdf`

_No text found in this document._

## Form SBSE-A: Registration for Security-Based Swap Dealers

### Applicant Information

**Full Applicant Name:** BofA Securities Europe SA

**NFA Number:** 518831

**IRS Employer ID No.:** 98-1453372

**CIK:** 0001803522

**UIC:** 549300FH0WJAPEHTIQ77

**Main Address:** 49-51 RUE LA BOETIE, PARIS, I0, 75008

**Business Telephone:** 33187700000

**Contact Employee:**

- **Name:** Michelle Leddy

- **Title:** Director; EAC Compliance & Operational Risk Manager

- **Phone:** 646-855-4726

- **Email:** michelle.leddy@bofa.com

**Chief Compliance Officer:**

- **Name:** Francois Rioult de Neuville

- **Title:** Managing Director; Regional Compliance & Op Risk Exec

- **Phone:** 33-1-87-70-04-53

- **Email:** francois.rioult_de_neuville@bofa.com

### Business and Activities

**Registered as Swap Dealer?:** Yes

**Registered as Swap Participant?:** No

**Uses Mathematical Models?:** Yes

**Is a Non-Resident Entity?:** No

**Subject to Prudential Regulator?:** No

**Is an Investment Advisor?:** No

**Engaged in Other Business?:** Yes

**Holds Customer Funds?:** Yes

**Description of Business:**
BofA Securities Europe SA (BofASE), a subsidiary of Bank of America Corporation (BAC), has been established in France to provide BAC with the ability to provide global market products and services to its EEA ex-UK clients and maintain access to EEA ex-UK markets. BofASE is regulated by the ACPR and AMF. Primary business activities provided by BofASE include broker and dealer services in equities and fixed income (including among others rates, credit, global financing & futures), currency and commodities financial instruments, capital markets services including equities, debt and leveraged finance services, post trade related services, clearing and custody services and research. BofASE has been provisionally registered with the Commodity Futures Trading Commission (CFTC) as a Swap Dealer on 15 March 2019. BofASE is also registered with the National Futures Association, which has examination authority over its Swap Dealer activities.

### Control and History

**Are records kept by another entity?:** Yes

**Does another entity hold funds on behalf of applicant?:** Yes

**Is control exercised through an agreement?:** Yes

**Is applicant financed by another entity?:** No

**Is applicant succeeding a prior entity?:** No

**Subject to foreign regulation?:** Yes

**Number of Principals:** 13

### Schedule A: Principals

| Name                             | Title or Status                               | Date Acquired   | Date Began Working   | Ownership   |   NFA ID No. |
|:---|:---|:---|:---|:---|---:|
| Bernard Amponsah Mensah          | Director                                      | 05/2021         | 05/2021              |  |       487786 |
| Hubert Guillaume Dhers           | Head of a Business, Division or Function      | 08/2019         | 08/2019              |  |       523939 |
| Marie Helene Henriette Sartorius | Director                                      | 12/2020         | 10/2020              |  |       535182 |
| Pierre Christian Fleuriot        | Director                                      | 08/2019         | 08/2019              |  |       524289 |
| Pierre Jacques Philippe De Weck  | Director                                      | 02/2019         | 01/2019              |  |       470677 |
| Vanessa Karin Yaelle Holtz       | Director/Chief Executive Officer              | 12/2021         | 08/2019              |  |       546868 |
| Douglas Charles Spell            | Head of a Business Unit, Division or Function | 12/2023         | 11/2023              |  |       560329 |
| Fiona Frick                      | Director                                      | 01/2024         | 12/2023              |  |       561208 |
| Thomas Dunne Woods               | Director                                      | 02/2024         | 01/2024              |  |       496348 |
| Francois Rioult de Neuville      | Chief Compliance Officer                      | 07/2024         | 06/2024              |  |       564938 |
| Paul Michael Donofrio            | Director                                      | 10/2025         | 09/2025              |  |       489040 |
| Giulia Flora Fitzpatrick         | Director                                      | 11/2025         | 09/2025              |  |       574317 |
| Jana Isabelle Waehrisch          | Chief Financial Officer                       | 04/2026         | 01/2026              |  |       522597 |

### Schedule B: Explanations

**Description:**
BofASE's non-securities related financial services include, among others, Swap Dealer activities, investment services on emission allowances, non-securities FX products such as FX spot, banking intermediation services to other group banking entities and advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings.

**Records Keeper:**

- **Name:** Workday, Inc

  - **Address:** 6110 STONERIDGE MALL RD, Pleasanton, CA, 94588

  - **Effective Date:** 11-01-2021

  - **Arrangement:** Personnel Records, including but not limited to questionnaires or applications for employment and a listing of associated persons and their work location.

- **Name:** Markit North America, Inc

  - **Address:** 450 West 33rd Street, 5th Floor, New York, NY, 10001

  - **Effective Date:** 11-01-2021

  - **Arrangement:** Compliance Records, including but not limited to documentation of compliance with business conduct standards, disclosures, and notifications.

- **Name:** Micro Focus, LLC

  - **Address:** 4555 Great America Pkwy, Santa Clara, CA, 95054-1243

  - **Effective Date:** 11-01-2021

  - **Arrangement:** Communication Records, including but not limited to electronic communications.

- **Name:** Proofpoint, Inc.

  - **Address:** 892 Ross Drive, Sunnyvale, CA, 94089

  - **Effective Date:** 11-01-2021

  - **Arrangement:** Communication Records, including but not limited to electronic communications.

- **Name:** Bank of America, N.A. (including branches in London and Hong Kong)

  - **Address:** 100 North Tryon Street, Charlotte, NC, 28255

  - **Effective Date:** 11-01-2021

  - **Arrangement:** Financial Records, Personnel Records, Trading Records, Registration Documents, Compliance Records, Communications, and Account Records.

- **Name:** Merrill Lynch Global Services Pte. Ltd

  - **Address:** 2 Harbourfront Place, #02-01, Singapore, U0, 098499

  - **Effective Date:** 11-01-2021

  - **Arrangement:** Financial Records, Personnel Records, Trading Records, Registration Documents, Compliance Records, Communications, and Account Records.

- **Name:** BofA Securities Japan Co., Ltd.

  - **Address:** Nihonbashi 1-chome, Building 1-4-1 Nihonboshi, Tokyo, M0, 103-8230

  - **Effective Date:** 11-01-2021

  - **Arrangement:** Financial Records, Personnel Records, Trading Records, Registration Documents, Compliance Records, Communications, and Account Records.

**Onbehalf:**

- **Name:** 360 TREASURY SYSTEMS AG

  - **Address:** Gruneburgweg 16-18, Frankfurt am Main, 2M, 60322

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** AQUIS EXCHANGE EUROPE

  - **Address:** 231 RUE SAINT HONORE, PARIS, H9, 75001

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** AQUIS EXCHANGE PLC

  - **Address:** 77 Cornhill, LONDON, X0, EC3V 3QQ

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BANK OF GREECE S.A.

  - **Address:** 21 El. Venizelou, ATHENS, J3, 10250

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BLOOMBERG TRADEBOOK CANADA COMPANY

  - **Address:** BROOKFIELD PLACE,TD CANADA TRUST TOWER 1, TORONTO, Z4, M5J 2S1

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BLOOMBERG TRADEBOOK LLC

  - **Address:** 731 LEXINGTON AVE, New York, NY, 100221331

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BLOOMBERG TRADEBOOK SINGAPORE PTE LTD

  - **Address:** 23 Church Street, SINGAPORE, U0, 49481

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BLOOMBERG TRADING FACILITY B.V.

  - **Address:** Stadhouderskade 14, Amsterdam, P7, 1054 ES

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BLOOMBERG TRADING FACILITY LIMITED

  - **Address:** 3 Queen Victoria Street, LONDON, X0, EC4N 4TQ

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BME MARKET DATA, S.A.

  - **Address:** PLAZA LEALTAD 1, MADRID, U3, 28014

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BOLSAS Y MERCADOS ESPANOLES RENTA FIJA SA.

  - **Address:** PLAZA LEALTAD 1, MADRID, U3, 28014

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BOLSAS Y MERCADOS ESPANOLES, SISTEMAS DE NEGOCIACION, S.A.

  - **Address:** PLAZA LEALTAD (PALACIO DE LA BOLSA) 1, MADRID, U3, 28014

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BONDSPOT S A

  - **Address:** Ul. Ksiazeca 4, Warszawa, R9, 00-498

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BORSA ITALIANA SPA

  - **Address:** PIAZZA DEGLI AFFARI 6, Milano, L6, 20123

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BORSE BERLIN AG

  - **Address:** Fasanenstr. 85, Berlin, 2M, 10623

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** CBOE EUROPE BV

  - **Address:** Gustav Mahlerlaan 1212, Amsterdam, P7, 1081 LA

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** CBOE EUROPE LIMITED

  - **Address:** The Monument Building, LONDON, X0, EC3R 8AF

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** CHICAGO MERCANTILE EXCHANGE INC.

  - **Address:** 20 S WACKER DR, Chicago, IL, 606067431

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** CME AMSTERDAM B.V

  - **Address:** Nieuwezijds Voorburgwal 104 1.05 en 1.06, Amsterdam, P7, 1012 SG

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** DEUTSCHE BORSE AG

  - **Address:** Mergenthalerallee 61, Eschborn, 2M, 65760

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** DIGITAL VEGA FX LTD

  - **Address:** 9Th Floor, LONDON, X0, EC2V 6DN

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** EUREX FRANKFURT AG

  - **Address:** Mergenthalerallee 61, Eschborn, 2M, 65760

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** EUREX REPO GMBH

  - **Address:** Mergenthalerallee 61, Eschborn, 2M, 65760

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** EUROMTS LTD

  - **Address:** 7TH FLOOR, 110 CANNON STREET, LONDON, X0, EC4N 6EU

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** EURONEXT AMSTERDAM N.V.

  - **Address:** Beursplein 5, Amsterdam, P7, 1012 JW

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** EURONEXT BRUSSELS SA

  - **Address:** Rue du Marquis 1, Internal Postal Box 1, Bruxelles, C9, 1000

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** EURONEXT LISBON - SOCIEDADE GESTORA DE MERCADOS REGULAMENTADOS, S.A.

  - **Address:** AVENIDA DA LIBERDADE, 196 7, LISBOA, S1, 1250-147

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** EURONEXT N.V.

  - **Address:** Beursplein 5, Amsterdam, P7, 1012 JW

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** EURONEXT PARIS SA

  - **Address:** PARIBOURSE SBF SOC BOURSES FRANCAISES, COURBEVOIE, I0, 92400

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** EUROPEAN ENERGY EXCHANGE AG

  - **Address:** Augustusplatz 9, Leipzig, 2M, 4109

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** GLMX TECHNOLOGIES, LLC

  - **Address:** 330 7th Ave FL 17, New York, NY, 100015246

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A.

  - **Address:** 110 Athinon Ave, ATHENS, J3, 10442

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** HRTEU LIMITED

  - **Address:** 7 Grand Canal. Grand Canal Street Lower, Dublin, L2, D02 KW81

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** ICE ENDEX MARKETS B.V.

  - **Address:** Hoogoorddreef 7 Australia bl, Amsterdam, P7, 1101 BA

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** ICE FUTURES EUROPE

  - **Address:** Milton Gate, LONDON, X0, EC1Y 4AG

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** INTEGRAL DEVELOPMENT CORPORATION (EUROPE) LIMITED

  - **Address:** 19th floor, 100 Bishopsgate, LONDON, X0, EC2N 4AG

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** KING & SHAXSON CAPITAL LTD

  - **Address:** 155 Fenchurch Street, LONDON, X0, EC3M 6AL

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** LMAX LTD

  - **Address:** Monsoon Building, LONDON, X0, W11 4AN

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** LONDON STOCK EXCHANGE PLC

  - **Address:** The London Stock Exchange, LONDON, X0, EC4M 7LS

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** MARKETAXESS EUROPE LTD

  - **Address:** 5 (10th Floor) Aldermanbury Square, LONDON, X0, EC2V 7HR

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** MARKETAXESS NL B.V.

  - **Address:** Herengracht 280, Amsterdam, P7, 1016 BX

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** MEFF SOCIEDAD RECTORA DEL MERCADO DE PRODUCTOS DERIVADOS S.A.U

  - **Address:** PLAZA LEALTAD 1, MADRID, U3, 28014

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** MTS ASSOCIATED MARKETS

  - **Address:** RUE DES COMEDIENS, 16-22, Bruxelles, C9, 1000

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** MTS SPA

  - **Address:** VIA TOMACELLI 146, Rome, L6, 00186

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** NASDAQ COPENHAGEN A/S

  - **Address:** Nikolaj Plads 6, KOBENHAVN, G7, 1067

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** NASDAQ OMX HELSINKI OY

  - **Address:** Fabianinkatu 14, HELSINKI, H9, 100

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** NASDAQ STOCKHOLM AB

  - **Address:** Tullvaktsvagen 15, Stockholm, V7, 115 56

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** OSLO BORS ASA

  - **Address:** Tollbugata 2, Oslo, Oslo, Q8, 152

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** SOCIEDAD RECTORA DE LA BOLSA DE VALORES DE MADRID SA

  - **Address:** PLAZA LEALTAD (PALACIO DE LA BOLSA) 1, MADRID, U3, 28014

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** STATE STREET GLOBAL MARKETS INTERNATIONAL LIMITED

  - **Address:** 20 Churchill Place Canary Wharf, LONDON, X0, E14 5HJ

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** TFS-ICAP LTD

  - **Address:** Beaufort House, LONDON, X0, EC3A 7QX

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** THE IRISH STOCK EXCHANGE PUBLIC LIMITED COMPANY

  - **Address:** 28 Anglesea Street, Dublin, L2, none

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** TRAYPORT LTD

  - **Address:** 7Th Floor, LONDON, X0, EC2A 2AP

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** TSAF OTC

  - **Address:** 9 PL VENDOME, PARIS, I0, 75001

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** VIRTU EUROPE TRADING LIMITED

  - **Address:** George's Court, Dublin, L2, 2

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** WARSAW STOCK EXCHANGE

  - **Address:** Ksiazeca 4, Warszawa, R9, 00-498

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** WIENER BORSE AG

  - **Address:** WallnerstraBe 8, WIEN, C3, 1010

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** GFI Securities LTD

  - **Address:** 1 Snowden Street, LONDON, X0, EC2A 2DQ

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** AO Citibank

  - **Address:** 8-10, bld.1, Gasheka street, Moscow, 1Z, 125047

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** AO RAIFFEISENBANK

  - **Address:** 17, Troitskaya str., bld. 1, Moscow, 1Z, 129090

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BANCO CITI MEXICO S.A., INSTITUCION DE BANCA MULTIPLE, INTEGRANTE DEL GRUPO FINANCIERO CITI MEXICO

  - **Address:** 800 Colonia, Acturario Roberto Medellin, Santa Fe, O5, D F 01219

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BANK POLSKA KASA OPIEKI SA

  - **Address:** Zwirki i Wigury 31, Warsaw, R9, 02-091

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BANQUE CENTRALE DE COMPENSATION (LCH SA)

  - **Address:** 18 RUE DU 4 SEPTEMBRE, Paris, I0, FR 75 750

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BME CLEARING SA

  - **Address:** PLAZA DE LA LEALTAD 1, 1, Madrid, U3, 28014

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BNP Paribas Australia Branch

  - **Address:** Level 4, 60 Castlereagh Street, NSW, Sydney, C3, 2000

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BNP Paribas S.A. Niederlassung Deutschland

  - **Address:** Senckenberganlage 19, Frankfurt am Main, 2M, 60325

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BNP Paribas S.A., Succursale Italia

  - **Address:** Piazza Lina Bo Bardi 3, Milano, L6, 20124

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BNP PARIBAS SA

  - **Address:** Les Grands Moulin de Pantin, 9 Rue du Debarcadere, Pantin, I0, 93500

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BNP PARIBAS SA SUCURSAL EN ESPANA

  - **Address:** Calle de Emilio Vargas 4, Madrid, U3, 28043

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BNP PARIBAS, Paris, Zurich Branch

  - **Address:** Selnaustrasse 16, Box, Zurich, V8, 8022

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CASSA DI COMPENSAZIONE E GARANZIA SPA

  - **Address:** VIA TOMACELLI, 146, Roma, L6, 00186

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** Cboe Clear Europe N.V.

  - **Address:** Strawinskylaan 1847, Tower I, Level 3, Amsterdam, P7, 1077XX

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CCP AUSTRIA ABWICKLUNGSSTELLE FUR BORSENGESCHAFTE GMBH

  - **Address:** Strauchgasse 1-3, AT-9, Wien, C4, 1010

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK ANONIM SIRKETI

  - **Address:** Tekfen Tower, Eski Buyukdere Caddesi 209 Kat 2, Istanbul, W8, 34394 Leve

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK BERHAD

  - **Address:** Menara Citibank, 165 Jalan Ampang, Level 43, Securities Services, Kuala Lumpur, N8, 50450

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK EUROPE PLC, GREECE BRANCH

  - **Address:** 8 Othonos street, Athens, J3, 10557

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK KOREA INC.

  - **Address:** 50, Saemunan-ro, Jongno-gu, Seoul, M5, 03184

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK N.A. (MUMBAI BRANCH)

  - **Address:** Citibank N.A. FIFC, C-54 & 55, G Block, Bandra Kura Complex, Bandra East, K7, 400051

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK N.A. EGYPT

  - **Address:** Level 3, 46, Al Salam Axis Street, First Sector at the Fifth Settlement, New Cairo Cairo, H2, none

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK N.A. ISRAEL BRANCH

  - **Address:** Ha arba a 21, Tel Aviv, L3, none

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK N.A., PAKISTAN

  - **Address:** Army Welfare Trust (AWT) Plaza, I.I.Chundrigar Road, Karachi, R0, 74200

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK NA (PHILIPPINES BRANCH)

  - **Address:** 16th Floor, Citibank Plaza, 34th St, Bonifacio Global City,Metro Manila, Taguig City, R6, 1634

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK SINGAPORE LIMITED

  - **Address:** 8 Marina View, #16-00 Asia Sqr Tower 1, Singapore, U0, 018960

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK, N.A. (BANGKOK BRANCH)

  - **Address:** 18th Fl, 399 Intg 21 Building, Sukhumvit Rd, Klongtoey Nua, Wattana Dst, Bangkok, W1, 10110

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK, N.A. (HONG KONG BRANCH)

  - **Address:** 50/F Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong, K3, none

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK, N.A. NEW YORK OFFICES - CHILE

  - **Address:** Estado 260, Level 2, Santiago, F3, 8320204

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIGROUP PTY LIMITED

  - **Address:** Level 16, 120 Collins Street, Melbourne, C3, VIC 3000

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CLEARSTREAM EUROPE AG

  - **Address:** Mergenthalerallee 61, Eschborn, 2M, 65760

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CLEARSTREAM BANKING S.A.

  - **Address:** 11 Westferry Circus, Canary Wharf, London, X0, E14 4HE

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** EUREX CLEARING AG

  - **Address:** Mergenthalerallee 61, Eschborn, 2M, 65760

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** EUROCLEAR BANK SA

  - **Address:** 1 Boulevard du Roi Albert II, Brussels, C9, B 1210

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** EUROCLEAR FRANCE

  - **Address:** 66 rue de la Victoire, Paris, I0, 75009

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** EUROCLEAR UK & INTERNATIONAL LTD

  - **Address:** 33 Cannon Street, London, X0, EC4M 5SB

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** EUROPEAN COMMODITY CLEARING AG

  - **Address:** Augustusplatz 9, 04109, Leipzig, Germany, Safat, M6, 13017

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** HSBC BANK (TAIWAN) LIMITED

  - **Address:** 13F, No. 333 Keelung Road Sec. 1, Xinyi District, Taipei, F5, 110

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** HSBC BANK MIDDLE EAST LIMITED, KUWAIT BRANCH

  - **Address:** Qibla Area, Hamad Al-Saqr St., Kharafi Tower, G/1/2 Floors, Box 1683, Safat, M6, 13017

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** HSBC BANK MIDDLE EAST LIMITED, QATAR BRANCH

  - **Address:** Securities Services Dept,(HSS Dept), 2nd Fl, Ali Bin Ali Tower Bldg #150, Doha, S3, none

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** HSBC SAUDI ARABIA

  - **Address:** HSBC Head Office, 2nd Floor, 7267 Olaya, Al Murooj, Riyadh, T0, 12283-2255

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** ICE CLEAR EUROPE LTD

  - **Address:** MILTON GATE, 60 CHISWELL STREET, London, X0, EC1Y 4SA

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** Islandsbanki HF.

  - **Address:** Hagasmara 3, 201, Kopavogur, K6, IS-1

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

**Controlling Entity:**

- **Name:** NB Holdings Corporation

  - **Address:** 100 North Tryon Street, Charlotte, NC, 28255

  - **Effective Date:** 10-29-2021

  - **Arrangement:** BofA Securities Europe SA is owned by: (1) NB Holdings Corporation (which owns 99.9%); and (2) Merrill Lynch Group Holdings I, LLC (which owns .1%). Merrill Lynch Group Holdings I, LLC is wholly owned by Merrill Lynch International, LLC, which in turn is wholly-owned by NB Holdings Corporation. NB Holdings Corporation is wholly owned by Bank of America Corporation.

- **Name:** Bank of America Corporation

  - **Address:** 100 North Tryon Street, Charlotte, NC, 28255

  - **Effective Date:** 10-29-2021

  - **Arrangement:** BofA Securities Europe SA is owned by: (1) NB Holdings Corporation (which owns 99.9%); and (2) Merrill Lynch Group Holdings I, LLC (which owns .1%). Merrill Lynch Group Holdings I, LLC is wholly owned by Merrill Lynch International, LLC, which in turn is wholly-owned by NB Holdings Corporation. NB Holdings Corporation is wholly owned by Bank of America Corporation.

- **Name:** Merrill Lynch Group Holdings I, LLC

  - **Address:** 1209 Orange Street, Corporation Trust Center, Wilmington, DE, 19801

  - **Effective Date:** 10-29-2021

  - **Arrangement:** BofA Securities Europe SA is owned by: (1) NB Holdings Corporation (which owns 99.9%); and (2) Merrill Lynch Group Holdings I, LLC (which owns .1%). Merrill Lynch Group Holdings I, LLC is wholly owned by Merrill Lynch International, LLC, which in turn is wholly-owned by NB Holdings Corporation. NB Holdings Corporation is wholly owned by Bank of America Corporation.

- **Name:** Merrill Lynch International, LLC

  - **Address:** 1209 Orange Street, Corporation Trust Center, Wilmington, DE, 19801

  - **Effective Date:** 10-29-2021

  - **Arrangement:** BofA Securities Europe SA is owned by: (1) NB Holdings Corporation (which owns 99.9%); and (2) Merrill Lynch Group Holdings I, LLC (which owns .1%). Merrill Lynch Group Holdings I, LLC is wholly owned by Merrill Lynch International, LLC, which in turn is wholly-owned by NB Holdings Corporation. NB Holdings Corporation is wholly owned by Bank of America Corporation.

### Execution

**Date:** 06-10-2026

**Name of Applicant:** BofA Securities Europe SA

**Signature:** /s/ Angele Donadieu

**Printed Name:** Angele Donadieu

**Title:** Deputy CEO