# EDGAR Filing Document

**Accession Number:** 0001480751
**File Stem:** 0001140361-23-006405
**Filing Date:** 2023-2
**Character Count:** 26917
**Document Hash:** 2a3395655b5fc37bdcbd1986937c5f2e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001140361-23-006405.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0001140361-23-006405

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230213

**EFFECTIVENESS DATE**: 20230213

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Nikko Asset Management Americas, Inc.
- **CENTRAL INDEX KEY:** 0001480751
- **IRS NUMBER:** 941302123
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0310

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-13674
- **FILM NUMBER:** 23620039

**BUSINESS ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 38TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158
- **BUSINESS PHONE:** 212-610-6100

**MAIL ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 38TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Nikko Asset Management Americas Inc.<br>**Address:** 605 THIRD AVENUE<br>38TH FLOOR<br>New York, NY 10158

**Form 13F File Number:** 028-13674

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Gary L. Beckham<br>**Title:** Chief Compliance Officer<br>**Phone:** (212)-610-6124

**Signature, Place, and Date of Signing:**

/s/ Gary L. Beckham  New York, NY  02-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 208

**Form 13F Information Table Value Total:** $6942289040

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| APPLE INC | COM | 037833100 | BBG000B9XRY4 | 8709686 | 67044 | SH |  | SOLE |  | 0 | 0 | 67044 |
| MICROSOFT CORP | COM | 594918104 | BBG000BPH459 | 747279 | 3116 | SH |  | SOLE |  | 0 | 0 | 3116 |
| ALPHABET INC-CL C | COM | 02079K107 | BBG009S3NB30 | 25813953 | 290927 | SH |  | SOLE |  | 34016 | 0 | 256911 |
| AMAZON.COM INC | COM | 023135106 | BBG000BVPV84 | 14212439 | 169236 | SH |  | SOLE |  | 0 | 0 | 169236 |
| TESLA INC | COM | 88160R101 | BBG000N9MNX3 | 255913283 | 2076544 | SH |  | SOLE |  | 1859822 | 0 | 216722 |
| NVIDIA CORP | COM | 67066G104 | BBG000BBJQV0 | 99230150 | 678961 | SH |  | SOLE |  | 221421 | 0 | 457540 |
| TAIWAN SEMICONDUCTOR-SP ADR | COM | 874039100 | BBG000BD8ZK0 | 881664 | 11836 | SH |  | SOLE |  | 0 | 0 | 11836 |
| EXXON MOBIL CORP | COM | 30231G102 | BBG000GZQ728 | 7757220 | 70322 | SH |  | SOLE |  | 70322 | 0 | 0 |
| META PLATFORMS INC-CLASS A | COM | 30303M102 | BBG000MM2P62 | 550074 | 4571 | SH |  | SOLE |  | 0 | 0 | 4571 |
| CHEVRON CORP | COM | 166764100 | BBG000K4ND22 | 6077650 | 33855 | SH |  | SOLE |  | 33855 | 0 | 0 |
| ALIBABA GROUP HOLDING-SP ADR | COM | 01609W102 | BBG006G2JVL2 | 3562027 | 40450 | SH |  | SOLE |  | 0 | 0 | 40450 |
| PFIZER INC | COM | 717081103 | BBG000BR2B91 | 3390598 | 66158 | SH |  | SOLE |  | 0 | 0 | 66158 |
| SHELL PLC-ADR | COM | 780259305 | BBG0147BN6G2 | 9522545 | 167297 | SH |  | SOLE |  | 167297 | 0 | 0 |
| WALT DISNEY CO/THE | COM | 254687106 | BBG000BH4R78 | 8879417 | 102215 | SH |  | SOLE |  | 0 | 0 | 102215 |
| NIKE INC -CL B | COM | 654106103 | BBG000C5HS04 | 1031648 | 8816 | SH |  | SOLE |  | 0 | 0 | 8816 |
| ADOBE INC | COM | 00724F101 | BBG000BB5006 | 9341577 | 27761 | SH |  | SOLE |  | 0 | 0 | 27761 |
| BHP GROUP LTD-SPON ADR | COM | 088606108 | BBG000BD5NZ4 | 9536603 | 153717 | SH |  | SOLE |  | 153717 | 0 | 0 |
| LINDE PLC | COM | G5494J103 | BBG00GVR8YQ9 | 4556408 | 13969 | SH |  | SOLE |  | 13969 | 0 | 0 |
| TOTALENERGIES SE -SPON ADR | COM | 89151E109 | BBG000CHZ857 | 7367985 | 118781 | SH |  | SOLE |  | 118781 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 | BBG000CL9VN6 | 53588741 | 181743 | SH |  | SOLE |  | 0 | 0 | 181743 |
| SCHWAB (CHARLES) CORP | COM | 808513105 | BBG000BSLZY7 | 4633445 | 55657 | SH |  | SOLE |  | 0 | 0 | 55657 |
| QUALCOMM INC | COM | 747525103 | BBG000CGC1X8 | 665687 | 6055 | SH |  | SOLE |  | 0 | 0 | 6055 |
| CONOCOPHILLIPS | COM | 20825C104 | BBG000BQQH30 | 3410790 | 28905 | SH |  | SOLE |  | 28905 | 0 | 0 |
| HONEYWELL INTERNATIONAL INC | COM | 438516106 | BBG000H556T9 | 6991947 | 32633 | SH |  | SOLE |  | 0 | 0 | 32633 |
| ADVANCED MICRO DEVICES | COM | 007903107 | BBG000BBQCY0 | 852438 | 13161 | SH |  | SOLE |  | 0 | 0 | 13161 |
| CATERPILLAR INC | COM | 149123101 | BBG000BF0K17 | 9022069 | 37661 | SH |  | SOLE |  | 0 | 0 | 37661 |
| UNION PACIFIC CORP | COM | 907818108 | BBG000BW3299 | 1600756 | 7732 | SH |  | SOLE |  | 7732 | 0 | 0 |
| DEERE  CO | COM | 244199105 | BBG000BH1NH9 | 60202353 | 140358 | SH |  | SOLE |  | 64519 | 0 | 75839 |
| RIO TINTO PLC-SPON ADR | COM | 767204100 | BBG000FD28T3 | 3965664 | 55721 | SH |  | SOLE |  | 55721 | 0 | 0 |
| LOCKHEED MARTIN CORP | COM | 539830109 | BBG000C1BW00 | 12900739 | 26512 | SH |  | SOLE |  | 0 | 0 | 26512 |
| BP PLC-SPONS ADR | COM | 055622104 | BBG000BT4FC2 | 3499333 | 100210 | SH |  | SOLE |  | 100210 | 0 | 0 |
| PINDUODUO INC-ADR | COM | 722304102 | BBG00LBLDDR2 | 9405499 | 115320 | SH |  | SOLE |  | 0 | 0 | 115320 |
| INTUIT INC | COM | 461202103 | BBG000BH5DV1 | 30357565 | 78036 | SH |  | SOLE |  | 71232 | 0 | 6804 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 | BBG000C734W3 | 29957796 | 41525 | SH |  | SOLE |  | 31006 | 0 | 10519 |
| JD.COM INC-ADR | COM | 47215P106 | BBG005YHY0Q7 | 3293259 | 58672 | SH |  | SOLE |  | 0 | 0 | 58672 |
| SCHLUMBERGER LTD | COM | 806857108 | BBG000BT41Q8 | 2523089 | 47187 | SH |  | SOLE |  | 47187 | 0 | 0 |
| VALE SA-SP ADR | COM | 91912E105 | BBG000BN5LG7 | 6446801 | 379894 | SH |  | SOLE |  | 379894 | 0 | 0 |
| EOG RESOURCES INC | COM | 26875P101 | BBG000BZ9223 | 1760960 | 13595 | SH |  | SOLE |  | 13595 | 0 | 0 |
| VERTEX PHARMACEUTICALS INC | COM | 92532F100 | BBG000C1S2X2 | 5671856 | 19653 | SH |  | SOLE |  | 0 | 0 | 19653 |
| CANADIAN NATURAL RESOURCES | COM | 136385101 | BBG000HW5GX3 | 3119669 | 56190 | SH |  | SOLE |  | 56190 | 0 | 0 |
| MODERNA INC | COM | 60770K107 | BBG003PHHZT1 | 4238467 | 23610 | SH |  | SOLE |  | 0 | 0 | 23610 |
| AIR PRODUCTS  CHEMICALS INC | COM | 009158106 | BBG000BC4JJ4 | 4878523 | 15826 | SH |  | SOLE |  | 15826 | 0 | 0 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | BBG000C1FB75 | 15350002 | 149581 | SH |  | SOLE |  | 0 | 0 | 149581 |
| FREEPORT-MCMORAN INC | COM | 35671D857 | BBG000BJDB15 | 7803640 | 205413 | SH |  | SOLE |  | 205413 | 0 | 0 |
| OCCIDENTAL PETROLEUM CORP | COM | 674599105 | BBG000BQQ2S6 | 1244548 | 19761 | SH |  | SOLE |  | 19761 | 0 | 0 |
| MARATHON PETROLEUM CORP | COM | 56585A102 | BBG001DCCGR8 | 1457328 | 12520 | SH |  | SOLE |  | 12520 | 0 | 0 |
| GENERAL MOTORS CO | COM | 37045V100 | BBG000NDYB67 | 7783462 | 231444 | SH |  | SOLE |  | 0 | 0 | 231444 |
| SOUTHERN COPPER CORP | COM | 84265V105 | BBG000BSHH72 | 1051873 | 17418 | SH |  | SOLE |  | 17418 | 0 | 0 |
| MERCADOLIBRE INC | COM | 58733R102 | BBG000GQPB11 | 191967283 | 226909 | SH |  | SOLE |  | 72435 | 0 | 154474 |
| PIONEER NATURAL RESOURCES CO | COM | 723787107 | BBG000BXRPH1 | 1275558 | 5585 | SH |  | SOLE |  | 5585 | 0 | 0 |
| SYNOPSYS INC | COM | 871607107 | BBG000BSFRF3 | 11141437 | 34913 | SH |  | SOLE |  | 0 | 0 | 34913 |
| VALERO ENERGY CORP | COM | 91913Y100 | BBG000BBGGQ1 | 1358349 | 10710 | SH |  | SOLE |  | 10710 | 0 | 0 |
| SHOPIFY INC - CLASS A | COM | 82509L107 | BBG008HBD923 | 342500683 | 9864651 | SH |  | SOLE |  | 4266477 | 0 | 5598174 |
| PHILLIPS 66 | COM | 718546104 | BBG00286S4N9 | 1237303 | 11888 | SH |  | SOLE |  | 11888 | 0 | 0 |
| NXP SEMICONDUCTORS NV | COM | N6596X109 | BBG000BND699 | 5814872 | 36796 | SH |  | SOLE |  | 0 | 0 | 36796 |
| AUTODESK INC | COM | 052769106 | BBG000BM7HL0 | 661156 | 3539 | SH |  | SOLE |  | 0 | 0 | 3539 |
| CORTEVA INC | COM | 22052L104 | BBG00BN969C1 | 51713704 | 879784 | SH |  | SOLE |  | 715964 | 0 | 163820 |
| SUNCOR ENERGY INC | COM | 867224107 | BBG000BRK7L6 | 2420046 | 76294 | SH |  | SOLE |  | 76294 | 0 | 0 |
| HESS CORP | COM | 42809H107 | BBG000BBD070 | 1690778 | 11922 | SH |  | SOLE |  | 11922 | 0 | 0 |
| ARCHER-DANIELS-MIDLAND CO | COM | 039483102 | BBG000BB6WG8 | 3485682 | 37541 | SH |  | SOLE |  | 37541 | 0 | 0 |
| BLOCK INC | COM | 852234103 | BBG0018SLC07 | 437944896 | 6968097 | SH |  | SOLE |  | 3964992 | 0 | 3003105 |
| NUCOR CORP | COM | 670346105 | BBG000BQ8KV2 | 2780954 | 21095 | SH |  | SOLE |  | 21095 | 0 | 0 |
| ECOLAB INC | COM | 278865100 | BBG000BHKYH4 | 1199706 | 8242 | SH |  | SOLE |  | 8242 | 0 | 0 |
| DEVON ENERGY CORP | COM | 25179M103 | BBG000BBVJZ8 | 648008 | 10535 | SH |  | SOLE |  | 10535 | 0 | 0 |
| KINDER MORGAN INC | COM | 49456B101 | BBG0019JZ882 | 1494565 | 82664 | SH |  | SOLE |  | 82664 | 0 | 0 |
| L3HARRIS TECHNOLOGIES INC | COM | 502431109 | BBG000BLGFJ9 | 23274249 | 111745 | SH |  | SOLE |  | 0 | 0 | 111745 |
| NUTRIEN LTD | COM | 67077M108 | BBG00JM9XLN6 | 8612417 | 117946 | SH |  | SOLE |  | 117946 | 0 | 0 |
| WILLIAMS COS INC | COM | 969457100 | BBG000BWVCP8 | 1487121 | 45215 | SH |  | SOLE |  | 45215 | 0 | 0 |
| NEWMONT CORP | COM | 651639106 | BBG000BPWXK1 | 2481304 | 52570 | SH |  | SOLE |  | 52570 | 0 | 0 |
| SEA LTD-ADR | COM | 81141R100 | BBG00HTBWMG5 | 9561449 | 183768 | SH |  | SOLE |  | 65774 | 0 | 117994 |
| HALLIBURTON CO | COM | 406216101 | BBG000BKTFN2 | 2096311 | 53287 | SH |  | SOLE |  | 53287 | 0 | 0 |
| BAKER HUGHES CO | COM | 05722G100 | BBG00GBVBK51 | 1946017 | 65922 | SH |  | SOLE |  | 65922 | 0 | 0 |
| BARRICK GOLD CORP | COM | 067901108 | BBG000BB07P9 | 2588929 | 150870 | SH |  | SOLE |  | 150870 | 0 | 0 |
| ALBEMARLE CORP | COM | 012653101 | BBG000BJ26K7 | 1558793 | 7191 | SH |  | SOLE |  | 7191 | 0 | 0 |
| APTIV PLC | COM | G6095L109 | BBG001QD41M9 | 6124677 | 65786 | SH |  | SOLE |  | 0 | 0 | 65786 |
| VEEVA SYSTEMS INC-CLASS A | COM | 922475108 | BBG001CGB489 | 7356837 | 45604 | SH |  | SOLE |  | 0 | 0 | 45604 |
| CROWDSTRIKE HOLDINGS INC - A | COM | 22788C105 | BBG00BLYKS03 | 22071750 | 209668 | SH |  | SOLE |  | 0 | 0 | 209668 |
| BANCO BRADESCO-ADR | COM | 059460303 | BBG000BS6WW3 | 397342 | 137966 | SH |  | SOLE |  | 0 | 0 | 137966 |
| WEYERHAEUSER CO | COM | 962166104 | BBG000BX3BL3 | 2669069 | 86099 | SH |  | SOLE |  | 86099 | 0 | 0 |
| SPOTIFY TECHNOLOGY SA | COM | L8681T102 | BBG003T4VFC2 | 10740400 | 136075 | SH |  | SOLE |  | 76746 | 0 | 59329 |
| TRADE DESK INC/THE -CLASS A | COM | 88339J105 | BBG00629NGT2 | 6395500 | 142693 | SH |  | SOLE |  | 0 | 0 | 142693 |
| AGNICO EAGLE MINES LTD | COM | 008474108 | BBG000DLVDK3 | 2582107 | 49675 | SH |  | SOLE |  | 49675 | 0 | 0 |
| ANSYS INC | COM | 03662Q105 | BBG000GXZ4W7 | 8417990 | 34847 | SH |  | SOLE |  | 0 | 0 | 34847 |
| NU HOLDINGS LTD/CAYMAN ISL-A | COM | G6683N103 | BBG0136WM1M4 | 56059228 | 13773766 | SH |  | SOLE |  | 5465260 | 0 | 8308506 |
| ZOOM VIDEO COMMUNICATIONS-A | COM | 98980L101 | BBG0042V6JM8 | 387390073 | 5723003 | SH |  | SOLE |  | 4281120 | 0 | 1441883 |
| STEEL DYNAMICS INC | COM | 858119100 | BBG000HGYNZ9 | 4330447 | 44333 | SH |  | SOLE |  | 44333 | 0 | 0 |
| TECK RESOURCES LTD-CLS B | COM | 878742204 | BBG000BSJTT0 | 3533458 | 93453 | SH |  | SOLE |  | 93453 | 0 | 0 |
| ROBLOX CORP -CLASS A | COM | 771049103 | BBG001R1GCT0 | 148214165 | 5205977 | SH |  | SOLE |  | 2264239 | 0 | 2941738 |
| HEICO CORP | COM | 422806109 | BBG000BL16Q7 | 4746238 | 30902 | SH |  | SOLE |  | 0 | 0 | 30902 |
| TELEDYNE TECHNOLOGIES INC | COM | 879360105 | BBG000BMT9T6 | 5075639 | 12691 | SH |  | SOLE |  | 0 | 0 | 12691 |
| CLOUDFLARE INC - CLASS A | COM | 18915M107 | BBG001WMKHH5 | 35932004 | 794780 | SH |  | SOLE |  | 314116 | 0 | 480664 |
| COTERRA ENERGY INC | COM | 127097103 | BBG000C3GN47 | 2818916 | 114730 | SH |  | SOLE |  | 114730 | 0 | 0 |
| XYLEM INC | COM | 98419M100 | BBG001D8R5D0 | 2089506 | 18901 | SH |  | SOLE |  | 18901 | 0 | 0 |
| TAKE-TWO INTERACTIVE SOFTWRE | COM | 874054109 | BBG000BS1YV5 | 809793 | 7776 | SH |  | SOLE |  | 0 | 0 | 7776 |
| GARMIN LTD | COM | H2906T109 | BBG000C4LN67 | 14119447 | 152990 | SH |  | SOLE |  | 0 | 0 | 152990 |
| CF INDUSTRIES HOLDINGS INC | COM | 125269100 | BBG000BWJFZ4 | 1745543 | 20490 | SH |  | SOLE |  | 20490 | 0 | 0 |
| INCYTE CORP | COM | 45337C102 | BBG000BNPSQ9 | 8029956 | 99987 | SH |  | SOLE |  | 0 | 0 | 99987 |
| MOSAIC CO/THE | COM | 61945C103 | BBG000BFXHL6 | 1489924 | 33970 | SH |  | SOLE |  | 33970 | 0 | 0 |
| NIO INC - ADR | COM | 62914V106 | BBG00LPXZB46 | 501140 | 51399 | SH |  | SOLE |  | 0 | 0 | 51399 |
| PINTEREST INC- CLASS A | COM | 72352L106 | BBG002583CV8 | 19238423 | 793010 | SH |  | SOLE |  | 364132 | 0 | 428878 |
| SNAP INC - A | COM | 83304A106 | BBG00441QMJ7 | 17401156 | 1946438 | SH |  | SOLE |  | 0 | 0 | 1946438 |
| SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | BBG0084BBZY6 | 24382364 | 86102 | SH |  | SOLE |  | 86102 | 0 | 0 |
| ETSY INC | COM | 29786A106 | BBG000N7MXL8 | 10428798 | 87059 | SH |  | SOLE |  | 0 | 0 | 87059 |
| TERADYNE INC | COM | 880770102 | BBG000BV4DR6 | 73077534 | 836606 | SH |  | SOLE |  | 476849 | 0 | 359757 |
| MAGNA INTERNATIONAL INC | COM | 559222401 | BBG000BNLPJ7 | 10901361 | 194078 | SH |  | SOLE |  | 0 | 0 | 194078 |
| BUNGE LTD | COM | G16962105 | BBG000DGPR66 | 1537755 | 15413 | SH |  | SOLE |  | 15413 | 0 | 0 |
| UNITY SOFTWARE INC | COM | 91332U101 | BBG0056JW5G6 | 183681801 | 6424687 | SH |  | SOLE |  | 3991488 | 0 | 2433199 |
| INTERNATIONAL PAPER CO | COM | 460146103 | BBG000BM5SR2 | 1470346 | 42471 | SH |  | SOLE |  | 42471 | 0 | 0 |
| TRIMBLE INC | COM | 896239100 | BBG000BNPS52 | 139741837 | 2764975 | SH |  | SOLE |  | 1500251 | 0 | 1264724 |
| AKAMAI TECHNOLOGIES INC | COM | 00971T101 | BBG000BJQWD2 | 397559 | 4716 | SH |  | SOLE |  | 0 | 0 | 4716 |
| COINBASE GLOBAL INC -CLASS A | COM | 19260Q107 | BBG00ZGF7771 | 247674506 | 7000410 | SH |  | SOLE |  | 3366897 | 0 | 3633513 |
| PACKAGING CORP OF AMERICA | COM | 695156109 | BBG000BB8SW7 | 2355191 | 18410 | SH |  | SOLE |  | 18410 | 0 | 0 |
| DOMINO'S PIZZA INC | COM | 25754A201 | BBG000P458P3 | 5615732 | 16222 | SH |  | SOLE |  | 0 | 0 | 16222 |
| OKTA INC | COM | 679295105 | BBG001YV1SM4 | 3084770 | 45165 | SH |  | SOLE |  | 0 | 0 | 45165 |
| TOAST INC-CLASS A | COM | 888787108 | BBG00BTJVK94 | 71450564 | 3962871 | SH |  | SOLE |  | 382610 | 0 | 3580261 |
| EQT CORP | COM | 26884L109 | BBG000BHZ5J9 | 468711 | 13859 | SH |  | SOLE |  | 13859 | 0 | 0 |
| EXACT SCIENCES CORP | COM | 30063P105 | BBG000CWL0F5 | 241381500 | 4875409 | SH |  | SOLE |  | 4389584 | 0 | 485825 |
| TWILIO INC - A | COM | 90138F102 | BBG0029ZX840 | 267216728 | 5457858 | SH |  | SOLE |  | 2814369 | 0 | 2643489 |
| DARLING INGREDIENTS INC | COM | 237266101 | BBG000BN8ZK8 | 1018202 | 16273 | SH |  | SOLE |  | 16273 | 0 | 0 |
| ZILLOW GROUP INC - C | COM | 98954M200 | BBG009NRSWJ4 | 30014833 | 932717 | SH |  | SOLE |  | 0 | 0 | 932717 |
| BILL.COM HOLDINGS INC | COM | 090043100 | BBG00QVJV6V4 | 17735874 | 162819 | SH |  | SOLE |  | 0 | 0 | 162819 |
| ENDEAVOR GROUP HOLD-CLASS A | COM | 29260Y109 | BBG00P8TCHC8 | 649833 | 28843 | SH |  | SOLE |  | 0 | 0 | 28843 |
| PURE STORAGE INC - CLASS A | COM | 74624M102 | BBG00212PVZ5 | 582584 | 21787 | SH |  | SOLE |  | 0 | 0 | 21787 |
| ROBINHOOD MARKETS INC - A | COM | 770700102 | BBG008NMBXN8 | 167605042 | 20590300 | SH |  | SOLE |  | 10758823 | 0 | 9831477 |
| UIPATH INC - CLASS A | COM | 90364P105 | BBG00GKS1G03 | 345493404 | 27204205 | SH |  | SOLE |  | 13386196 | 0 | 13818009 |
| ANGLOGOLD ASHANTI-SPON ADR | COM | 035128206 | BBG000BCMDR8 | 1460816 | 75261 | SH |  | SOLE |  | 75261 | 0 | 0 |
| XPENG INC - ADR | COM | 98422D105 | BBG00WKJG3M7 | 10327851 | 1037975 | SH |  | SOLE |  | 471138 | 0 | 566837 |
| ROKU INC | COM | 77543R102 | BBG001ZZPQJ6 | 305507265 | 7511858 | SH |  | SOLE |  | 5168258 | 0 | 2343600 |
| ELBIT SYSTEMS LTD | COM | M3760D101 | BBG000CRN4P5 | 10618136 | 64907 | SH |  | SOLE |  | 0 | 0 | 64907 |
| DRAFTKINGS INC-CL A | COM | 26142V105 | BBG0134WCM78 | 159368231 | 13991943 | SH |  | SOLE |  | 5664810 | 0 | 8327133 |
| IRIDIUM COMMUNICATIONS INC | COM | 46269C102 | BBG000VC0FC1 | 36565218 | 711524 | SH |  | SOLE |  | 164732 | 0 | 546792 |
| CHAMPIONX CORP | COM | 15872M104 | BBG00JH9TZ56 | 1233785 | 42559 | SH |  | SOLE |  | 42559 | 0 | 0 |
| TECHNIPFMC PLC | COM | G87110105 | BBG00DL8NMV2 | 1546972 | 126905 | SH |  | SOLE |  | 126905 | 0 | 0 |
| HUNTSMAN CORP | COM | 447011107 | BBG000NS26Q8 | 1486786 | 54124 | SH |  | SOLE |  | 54124 | 0 | 0 |
| MONDAY.COM LTD | COM | M7S64H106 | BBG00GF8K4W4 | 38709136 | 317288 | SH |  | SOLE |  | 0 | 0 | 317288 |
| IONIS PHARMACEUTICALS INC | COM | 462222100 | BBG000JH6683 | 12711633 | 336732 | SH |  | SOLE |  | 0 | 0 | 336732 |
| UNIVAR SOLUTIONS INC | COM | 91336L107 | BBG000BDHD29 | 2451947 | 77081 | SH |  | SOLE |  | 77081 | 0 | 0 |
| 10X GENOMICS INC-CLASS A | COM | 88025U109 | BBG007WX14X0 | 79365883 | 2177988 | SH |  | SOLE |  | 2003162 | 0 | 174826 |
| PELOTON INTERACTIVE INC-A | COM | 70614W100 | BBG00JG0FFZ2 | 8629780 | 1086874 | SH |  | SOLE |  | 0 | 0 | 1086874 |
| HELMERICH  PAYNE | COM | 423452101 | BBG000BLCPY4 | 1167473 | 23552 | SH |  | SOLE |  | 23552 | 0 | 0 |
| TELADOC HEALTH INC | COM | 87918A105 | BBG0019T5SG0 | 192080461 | 8125231 | SH |  | SOLE |  | 5250685 | 0 | 2874546 |
| GLOBAL-E ONLINE LTD | COM | M5216V106 | BBG00ZKY1P71 | 45467505 | 2202883 | SH |  | SOLE |  | 0 | 0 | 2202883 |
| CACTUS INC - A | COM | 127203107 | BBG00JRH1P95 | 916441 | 18234 | SH |  | SOLE |  | 18234 | 0 | 0 |
| ALAMOS GOLD INC-CLASS A | COM | 011532108 | BBG009HT6BL4 | 3102132 | 306838 | SH |  | SOLE |  | 306838 | 0 | 0 |
| SHOALS TECHNOLOGIES GROUP -A | COM | 82489W107 | BBG00YQ82275 | 892388 | 36173 | SH |  | SOLE |  | 36173 | 0 | 0 |
| CRISPR THERAPEUTICS AG | COM | H17182108 | BBG00DBBGRX1 | 162863249 | 4006476 | SH |  | SOLE |  | 3620305 | 0 | 386171 |
| SPIRIT AEROSYSTEMS HOLD-CL A | COM | 848574109 | BBG000PRJ2Z9 | 4586698 | 154956 | SH |  | SOLE |  | 0 | 0 | 154956 |
| GINKGO BIOWORKS HOLDINGS INC | COM | 37611X100 | BBG00YPS1KY3 | 63399197 | 37514318 | SH |  | SOLE |  | 32937479 | 0 | 4576839 |
| INTELLIA THERAPEUTICS INC | COM | 45826J105 | BBG007KC7PB0 | 103743430 | 2976002 | SH |  | SOLE |  | 2575067 | 0 | 400935 |
| SSR MINING INC | COM | 784730103 | BBG000C0RWX9 | 1975548 | 126072 | SH |  | SOLE |  | 126072 | 0 | 0 |
| STONECO LTD-A | COM | G85158106 | BBG00M4ZQDK0 | 89629930 | 9494696 | SH |  | SOLE |  | 2884322 | 0 | 6610374 |
| PAGSEGURO DIGITAL LTD-CL A | COM | G68707101 | BBG00JM7QBR6 | 3278595 | 375555 | SH |  | SOLE |  | 0 | 0 | 375555 |
| BEAM THERAPEUTICS INC | COM | 07373V105 | BBG00KXC8646 | 26348016 | 673690 | SH |  | SOLE |  | 377745 | 0 | 295945 |
| GUARDANT HEALTH INC | COM | 40131M109 | BBG006D97VY9 | 2127737 | 78312 | SH |  | SOLE |  | 0 | 0 | 78312 |
| LIBERTY ENERGY INC | COM | 53115L104 | BBG00GK831B6 | 1410017 | 88071 | SH |  | SOLE |  | 88071 | 0 | 0 |
| JOBY AVIATION INC | COM | G65163100 | BBG00X2MYTC2 | 9461814 | 2824422 | SH |  | SOLE |  | 0 | 0 | 2824422 |
| PAGERDUTY INC | COM | 69553P100 | BBG0043BYPB8 | 142345568 | 5361415 | SH |  | SOLE |  | 3467925 | 0 | 1893490 |
| PACIFIC BIOSCIENCES OF CALIF | COM | 69404D108 | BBG000QKXH20 | 115737797 | 14166193 | SH |  | SOLE |  | 13033868 | 0 | 1132325 |
| ROCKET LAB USA INC | COM | 773122106 | BBG00Y61SZL5 | 3886210 | 1030825 | SH |  | SOLE |  | 0 | 0 | 1030825 |
| AEROVIRONMENT INC | COM | 008073108 | BBG000GX14P2 | 65215354 | 762396 | SH |  | SOLE |  | 227333 | 0 | 535063 |
| FARFETCH LTD-CLASS A | COM | 30744W107 | BBG00LSD4456 | 5399891 | 1141626 | SH |  | SOLE |  | 0 | 0 | 1141626 |
| OCEANEERING INTL INC | COM | 675232102 | BBG000CPBCL8 | 1584545 | 90649 | SH |  | SOLE |  | 90649 | 0 | 0 |
| AURORA INNOVATION INC | COM | 051774107 | BBG00Z92Y6X1 | 3183655 | 2653046 | SH |  | SOLE |  | 0 | 0 | 2653046 |
| PRIME MEDICINE INC | COM | 74168J101 | BBG011RT3R55 | 9037063 | 488226 | SH |  | SOLE |  | 297499 | 0 | 190727 |
| VERACYTE INC | COM | 92337F107 | BBG001J2M542 | 72596702 | 3064445 | SH |  | SOLE |  | 2426747 | 0 | 637698 |
| SCHRODINGER INC | COM | 80810D103 | BBG000T88BN2 | 46782323 | 2504407 | SH |  | SOLE |  | 2156218 | 0 | 348189 |
| RECURSION PHARMACEUTICALS-A | COM | 75629V104 | BBG00PQ4XJ45 | 3499819 | 454522 | SH |  | SOLE |  | 0 | 0 | 454522 |
| 3D SYSTEMS CORP | COM | 88554D205 | BBG000D42FJ0 | 28066008 | 3797836 | SH |  | SOLE |  | 2982335 | 0 | 815501 |
| KRATOS DEFENSE  SECURITY | COM | 50077B207 | BBG000C1HQ43 | 51924779 | 5036351 | SH |  | SOLE |  | 0 | 0 | 5036351 |
| TWIST BIOSCIENCE CORP | COM | 90184D100 | BBG006KDCHJ4 | 69771305 | 2934033 | SH |  | SOLE |  | 2607617 | 0 | 326416 |
| ADAPTIVE BIOTECHNOLOGIES | COM | 00650F109 | BBG001J2PFF5 | 40731117 | 5352315 | SH |  | SOLE |  | 3925890 | 0 | 1426425 |
| VERVE THERAPEUTICS INC | COM | 92539P101 | BBG00P33TCZ8 | 23770449 | 1228447 | SH |  | SOLE |  | 808519 | 0 | 419928 |
| IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | BBG000FTLBV7 | 16509003 | 2587618 | SH |  | SOLE |  | 2316961 | 0 | 270657 |
| GENIUS SPORTS LTD | COM | G3934V109 | BBG00YXVPVC1 | 18722540 | 5244409 | SH |  | SOLE |  | 0 | 0 | 5244409 |
| LI-CYCLE HOLDINGS CORP | COM | 50202P105 | BBG0122LQVR9 | 372125 | 78342 | SH |  | SOLE |  | 78342 | 0 | 0 |
| PROTERRA INC | COM | 74374T109 | BBG00Y038YV1 | 731497 | 194031 | SH |  | SOLE |  | 194031 | 0 | 0 |
| PROTO LABS INC | COM | 743713109 | BBG000BT13B3 | 11918299 | 467018 | SH |  | SOLE |  | 204755 | 0 | 262263 |
| STRATASYS LTD | COM | M85548101 | BBG002S5ZRF9 | 19930426 | 1683313 | SH |  | SOLE |  | 599785 | 0 | 1083528 |
| ACCOLADE INC | COM | 00437E102 | BBG00S2L1Z00 | 6126430 | 786448 | SH |  | SOLE |  | 0 | 0 | 786448 |
| CAREDX INC | COM | 14167L103 | BBG006JS5785 | 29220024 | 2563160 | SH |  | SOLE |  | 1696817 | 0 | 866343 |
| NEXTDOOR HOLDINGS INC | COM | 65345M108 | BBG00Z8MSWR5 | 9488093 | 4651026 | SH |  | SOLE |  | 0 | 0 | 4651026 |
| 2U INC | COM | 90214J101 | BBG001KS9450 | 34540959 | 5517725 | SH |  | SOLE |  | 3583728 | 0 | 1933997 |
| ARCHER AVIATION INC-A | COM | 03945R102 | BBG00XRTC910 | 9454573 | 5083104 | SH |  | SOLE |  | 0 | 0 | 5083104 |
| FATE THERAPEUTICS INC | COM | 31189P102 | BBG000QP35H2 | 9151934 | 907930 | SH |  | SOLE |  | 497268 | 0 | 410662 |
| SOMALOGIC INC | COM | 83444K105 | BBG00Z4HKX05 | 11114625 | 4445850 | SH |  | SOLE |  | 3108655 | 0 | 1337195 |
| VELO3D INC | COM | 92259N104 | BBG00YZ5PM63 | 7345659 | 4103720 | SH |  | SOLE |  | 0 | 0 | 4103720 |
| OIL STATES INTERNATIONAL INC | COM | 678026105 | BBG000BDDN94 | 1406814 | 188581 | SH |  | SOLE |  | 188581 | 0 | 0 |
| TPI COMPOSITES INC | COM | 87266J104 | BBG0016MQ7C5 | 719643 | 71111 | SH |  | SOLE |  | 71111 | 0 | 0 |
| MATERIALISE NV-ADR | COM | 57667T100 | BBG0068T24L0 | 20624961 | 2346412 | SH |  | SOLE |  | 2237197 | 0 | 109215 |
| CERUS CORP | COM | 157085101 | BBG000HBVZX8 | 26103459 | 7171280 | SH |  | SOLE |  | 6014340 | 0 | 1156940 |
| REPARE THERAPEUTICS INC | COM | 760273102 | BBG00V5N3WP4 | 2553064 | 174033 | SH |  | SOLE |  | 0 | 0 | 174033 |
| ARCTURUS THERAPEUTICS HOLDIN | COM | 03969T109 | BBG00NNW8JK1 | 24561567 | 1449060 | SH |  | SOLE |  | 1264336 | 0 | 184724 |
| INVITAE CORP | COM | 46185L103 | BBG005DJFD43 | 32096459 | 17256161 | SH |  | SOLE |  | 15802064 | 0 | 1454097 |
| BUTTERFLY NETWORK INC | COM | 124155102 | BBG00TN65975 | 954204 | 387888 | SH |  | SOLE |  | 0 | 0 | 387888 |
| COMPASS PATHWAYS PLC | COM | 20451W101 | BBG00X0VY2N1 | 2561554 | 318998 | SH |  | SOLE |  | 0 | 0 | 318998 |
| CODEXIS INC | COM | 192005106 | BBG000RN0GZ5 | 5075898 | 1091591 | SH |  | SOLE |  | 544832 | 0 | 546759 |
| NIU TECHNOLOGIES-SPONS ADR | COM | 65481N100 | BBG00M37BS44 | 17666621 | 3377939 | SH |  | SOLE |  | 2620721 | 0 | 757218 |
| 908 DEVICES INC | COM | 65443P102 | BBG008N1BYQ9 | 4249312 | 559120 | SH |  | SOLE |  | 0 | 0 | 559120 |
| BURNING ROCK BIOTECH LTD-ADR | COM | 12233L107 | BBG00V1JWDY7 | 1585136 | 714025 | SH |  | SOLE |  | 0 | 0 | 714025 |
| VUZIX CORP | COM | 92921W300 | BBG000QKVV49 | 564666 | 155128 | SH |  | SOLE |  | 0 | 0 | 155128 |
| BLADE AIR MOBILITY INC | COM | 092667104 | BBG00Q3Q29N4 | 17283852 | 4841415 | SH |  | SOLE |  | 0 | 0 | 4841415 |
| QUANTUM-SI INC | COM | 74765K105 | BBG00X8RS963 | 2146877 | 1186120 | SH |  | SOLE |  | 0 | 0 | 1186120 |
| MARKFORGED HOLDING CORP | COM | 57064N102 | BBG00X7WQC22 | 10658184 | 9267986 | SH |  | SOLE |  | 0 | 0 | 9267986 |
| IMMERSION CORPORATION | COM | 452521107 | BBG000C0ZCX4 | 675604 | 96103 | SH |  | SOLE |  | 0 | 0 | 96103 |
| PERSONALIS INC | COM | 71535D106 | BBG0027NWBR8 | 1761943 | 889870 | SH |  | SOLE |  | 0 | 0 | 889870 |
| BERKELEY LIGHTS INC | COM | 084310101 | BBG00HJ8K617 | 997938 | 372365 | SH |  | SOLE |  | 0 | 0 | 372365 |
| SURFACE ONCOLOGY INC | COM | 86877M209 | BBG00KFWYWG3 | 857610 | 1072013 | SH |  | SOLE |  | 0 | 0 | 1072013 |
| ORGANOVO HOLDINGS INC | COM | 68620A203 | BBG001M8GFD0 | 641200 | 454752 | SH |  | SOLE |  | 371410 | 0 | 83342 |

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