# EDGAR Filing Document

**Accession Number:** 0000275309
**File Stem:** 0001752724-23-067453
**Filing Date:** 2023-3
**Character Count:** 80888
**Document Hash:** 3fcdfb9d2542aaa5973f545f564a8369
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-067453.hdr.sgml**: 20230327

**ACCESSION NUMBER**: 0001752724-23-067453

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230327

**DATE AS OF CHANGE**: 20230327

**PERIOD START**: 20231031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIDELITY CAPITAL TRUST
- **CENTRAL INDEX KEY:** 0000275309
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-02841
- **FILM NUMBER:** 23763530

**BUSINESS ADDRESS:**
- **STREET 1:** 245 SUMMER STREET
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02210
- **BUSINESS PHONE:** 617-563-7000

**MAIL ADDRESS:**
- **STREET 1:** 245 SUMMER STREET
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02210

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIDELITY VALUE FUND
- **DATE OF NAME CHANGE:** 19870114

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIDELITY DISCOVERER FUND
- **DATE OF NAME CHANGE:** 19860803

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIDELITY ASSET INVESTMENT TRUST
- **DATE OF NAME CHANGE:** 19840205

## Series and Classes Contracts Data

### Fidelity Capital Appreciation Fund (Series ID: S000005450)

| Class ID   | Class Name                         | Ticker Symbol   |
|:---|:---|:---|
| C000014851 | Fidelity Capital Appreciation Fund | FDCAX           |
| C000064278 | Class K                            | FCAKX           |

## Nport-Ex

**Quarterly Holdings Report**

**for**

**Fidelity**<sup>®</sup> **Capital Appreciation Fund**

**January 31, 2023**

CAF-NPRT1-0423

1.813030.118 ---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;**Common Stocks - 99.4%** | &nbsp;&nbsp;**Common Stocks - 99.4%** | &nbsp;&nbsp;**Common Stocks - 99.4%** |
|  | Shares | Value ($)<br> (000s) <br>|
| COMMUNICATION SERVICES - 7.5%  |  |  |
| Entertainment - 4.6% |  |  |
| Liberty Media Corp. Liberty Formula One Series C (a) | 167200 | 11838 |
| Netflix, Inc. (a) | 58500 | 20701 |
| Universal Music Group NV  | 4410821 | 112751 |
| Warner Music Group Corp. Class A  | 2724800 | 99319 |
|  |  | 244609 |
| Interactive Media & Services - 2.9% |  |  |
| Alphabet, Inc.: |  |  |
|  Class A (a) | 510040  | 50412  |
|  Class C (a) | 860220  | 85910  |
| Bumble, Inc. (a) | 529600 | 13637 |
| Epic Games, Inc. (a)(b)(c) | 4584 | 3877 |
|  |  | 153836 |
| Media - 0.0% |  |  |
| Innovid Corp. (a)(b) | 337444 | 759 |
| TOTAL COMMUNICATION SERVICES |  | 399204 |
| CONSUMER DISCRETIONARY - 11.8%  |  |  |
| Auto Components - 0.1% |  |  |
| Mobileye Global, Inc. (d) | 46600 | 1799 |
| Hotels, Restaurants & Leisure - 1.9% |  |  |
| Airbnb, Inc. Class A (a) | 274900 | 30544 |
| Booking Holdings, Inc. (a) | 3500 | 8519 |
| Chipotle Mexican Grill, Inc. (a) | 8600 | 14159 |
| Flutter Entertainment PLC (a) | 312400 | 48335 |
|  |  | 101557 |
| Internet & Direct Marketing Retail - 4.3% |  |  |
| Amazon.com, Inc. (a) | 903360 | 93164 |
| MercadoLibre, Inc. (a) | 25900 | 30606 |
| Uber Technologies, Inc. (a) | 3427300 | 106006 |
|  |  | 229776 |
| Multiline Retail - 0.3% |  |  |
| Dollarama, Inc.  | 291500 | 17432 |
| Specialty Retail - 3.3% |  |  |
| Five Below, Inc. (a) | 231900 | 45714 |
| RH (a) | 22200 | 6926 |
| TJX Companies, Inc.  | 1453500 | 118984 |
| Victoria's Secret & Co. (a) | 122200 | 5151 |
|  |  | 176775 |
| Textiles, Apparel & Luxury Goods - 1.9% |  |  |
| LVMH Moet Hennessy Louis Vuitton SE  | 52104 | 45486 |
| LVMH Moet Hennessy Louis Vuitton SE  | 23738 | 20732 |
| Samsonite International SA (a)(e) | 11419200 | 34018 |
|  |  | 100236 |
| TOTAL CONSUMER DISCRETIONARY |  | 627575 |
| CONSUMER STAPLES - 5.1%  |  |  |
| Beverages - 4.7% |  |  |
| Boston Beer Co., Inc. Class A (a) | 62983 | 24476 |
| Constellation Brands, Inc. Class A (sub. vtg.)  | 149700 | 34659 |
| Keurig Dr. Pepper, Inc.  | 827100 | 29180 |
| Monster Beverage Corp. (a) | 600438 | 62494 |
| The Coca-Cola Co.  | 1626700 | 99749 |
|  |  | 250558 |
| Household Products - 0.4% |  |  |
| Energizer Holdings, Inc.  | 563200 | 20895 |
| TOTAL CONSUMER STAPLES |  | 271453 |
| ENERGY - 5.0%  |  |  |
| Energy Equipment & Services - 1.6% |  |  |
| Baker Hughes Co. Class A  | 1600500 | 50800 |
| Cactus, Inc.  | 142000 | 7684 |
| Championx Corp.  | 539600 | 17818 |
| Helmerich & Payne, Inc. (d) | 143500 | 6951 |
|  |  | 83253 |
| Oil, Gas & Consumable Fuels - 3.4% |  |  |
| Canadian Natural Resources Ltd.  | 790300 | 48556 |
| Cheniere Energy, Inc.  | 539700 | 82461 |
| Denbury, Inc. (a) | 190400 | 16523 |
| New Fortress Energy, Inc.  | 333700 | 12944 |
| Ovintiv, Inc.  | 95100 | 4682 |
| Range Resources Corp.  | 663400 | 16598 |
|  |  | 181764 |
| TOTAL ENERGY |  | 265017 |
| FINANCIALS - 13.1%  |  |  |
| Banks - 6.0% |  |  |
| Bank of America Corp.  | 3296800 | 116970 |
| East West Bancorp, Inc.  | 762 | 60 |
| JPMorgan Chase & Co.  | 1041100 | 145712 |
| M&T Bank Corp.  | 260726 | 40673 |
| Signature Bank  | 95800 | 12353 |
| Western Alliance Bancorp.  | 36600 | 2759 |
|  |  | 318527 |
| Capital Markets - 3.2% |  |  |
| CME Group, Inc.  | 582538 | 102911 |
| Morgan Stanley  | 659700 | 64209 |
|  |  | 167120 |
| Insurance - 3.8% |  |  |
| American Financial Group, Inc.  | 256900 | 36631 |
| Arthur J. Gallagher & Co.  | 421641 | 82524 |
| BRP Group, Inc. (a) | 438000 | 12549 |
| Marsh & McLennan Companies, Inc.  | 391600 | 68495 |
|  |  | 200199 |
| Thrifts & Mortgage Finance - 0.1% |  |  |
| Rocket Companies, Inc. (d) | 611200 | 5751 |
| TOTAL FINANCIALS |  | 691597 |
| HEALTH CARE - 18.1%  |  |  |
| Biotechnology - 6.7% |  |  |
| 2seventy bio, Inc. (a) | 66000 | 898 |
| Adamas Pharmaceuticals, Inc.: |  |  |
|  rights (a)(c) | 1379600  | 372  |
|  rights (a)(c) | 1379600  | 124  |
| Alnylam Pharmaceuticals, Inc. (a) | 147000 | 33281 |
| Applied Therapeutics, Inc. (a) | 92111 | 102 |
| Arcellx, Inc.  | 48600 | 1624 |
| Beam Therapeutics, Inc. (a)(d) | 61100 | 2655 |
| Biogen, Inc. (a) | 54200 | 15767 |
| Cytokinetics, Inc. (a) | 159800 | 6788 |
| EQRx, Inc. (a) | 334595 | 820 |
| Erasca, Inc. (a) | 139673 | 559 |
| Evelo Biosciences, Inc. (a)(d) | 379400 | 395 |
| Galapagos NV sponsored ADR (a) | 354700 | 15667 |
| Gamida Cell Ltd. (a)(d) | 1811763 | 2899 |
| Genmab A/S (a) | 25300 | 9915 |
| Gilead Sciences, Inc.  | 366700 | 30781 |
| Hookipa Pharma, Inc. (a) | 916200 | 916 |
| Immunocore Holdings PLC ADR (a) | 130900 | 8020 |
| Legend Biotech Corp. ADR (a) | 106400 | 5373 |
| Prelude Therapeutics, Inc. (a) | 24000 | 153 |
| Regeneron Pharmaceuticals, Inc. (a) | 87022 | 66004 |
| Seagen, Inc. (a) | 269300 | 37562 |
| Seres Therapeutics, Inc. (a) | 330500 | 1808 |
| Synlogic, Inc. (a) | 951200 | 809 |
| Vertex Pharmaceuticals, Inc. (a) | 316500 | 102261 |
| Vor Biopharma, Inc. (a) | 610405 | 3217 |
| XOMA Corp. (a)(d) | 296000 | 6006 |
|  |  | 354776 |
| Health Care Equipment & Supplies - 2.1% |  |  |
| Boston Scientific Corp. (a) | 1341200 | 62031 |
| Insulet Corp. (a) | 6400 | 1839 |
| Penumbra, Inc. (a) | 74461 | 18646 |
| Stryker Corp.  | 107300 | 27234 |
|  |  | 109750 |
| Health Care Providers & Services - 4.4% |  |  |
| Guardant Health, Inc. (a) | 354788 | 11151 |
| HealthEquity, Inc. (a) | 879200 | 53499 |
| Option Care Health, Inc. (a) | 583100 | 16834 |
| UnitedHealth Group, Inc.  | 299892 | 149703 |
|  |  | 231187 |
| Health Care Technology - 0.3% |  |  |
| Certara, Inc. (a) | 564300 | 10947 |
| Doximity, Inc. (a) | 98200 | 3464 |
| Simulations Plus, Inc. (d) | 75200 | 3094 |
|  |  | 17505 |
| Life Sciences Tools & Services - 3.6% |  |  |
| Bio-Techne Corp.  | 191200 | 15231 |
| Bruker Corp.  | 472048 | 33100 |
| Charles River Laboratories International, Inc. (a) | 62500 | 15203 |
| Codexis, Inc. (a) | 380840 | 2342 |
| Danaher Corp.  | 181739 | 48048 |
| Nanostring Technologies, Inc. (a) | 39503 | 418 |
| Thermo Fisher Scientific, Inc.  | 137800 | 78591 |
|  |  | 192933 |
| Pharmaceuticals - 1.0% |  |  |
| Aclaris Therapeutics, Inc. (a) | 218000 | 3684 |
| AstraZeneca PLC sponsored ADR  | 584900 | 38235 |
| Revance Therapeutics, Inc. (a) | 371300 | 12877 |
|  |  | 54796 |
| TOTAL HEALTH CARE |  | 960947 |
| INDUSTRIALS - 12.6%  |  |  |
| Aerospace & Defense - 2.3% |  |  |
| Axon Enterprise, Inc. (a) | 57400 | 11218 |
| Spirit AeroSystems Holdings, Inc. Class A (d) | 884200 | 31964 |
| The Boeing Co. (a) | 385700 | 82154 |
|  |  | 125336 |
| Airlines - 0.4% |  |  |
| Ryanair Holdings PLC sponsored ADR (a) | 214432 | 19413 |
| Electrical Equipment - 1.6% |  |  |
| AMETEK, Inc.  | 157100 | 22767 |
| Bloom Energy Corp. Class A (a)(d) | 123200 | 3071 |
| Hubbell, Inc. Class B  | 68200 | 15612 |
| Rockwell Automation, Inc.  | 151500 | 42728 |
|  |  | 84178 |
| Industrial Conglomerates - 1.3% |  |  |
| General Electric Co.  | 850600 | 68456 |
| Machinery - 3.6% |  |  |
| Chart Industries, Inc. (a) | 58900 | 7891 |
| Ingersoll Rand, Inc.  | 1763545 | 98759 |
| PACCAR, Inc.  | 152900 | 16713 |
| Parker Hannifin Corp.  | 100000 | 32600 |
| Westinghouse Air Brake Tech Co.  | 353300 | 36676 |
|  |  | 192639 |
| Professional Services - 1.8% |  |  |
| ASGN, Inc. (a) | 125500 | 11414 |
| KBR, Inc.  | 1570200 | 80441 |
| Kforce, Inc.  | 38161 | 2142 |
|  |  | 93997 |
| Road & Rail - 0.4% |  |  |
| Old Dominion Freight Lines, Inc.  | 67200 | 22394 |
| Trading Companies & Distributors - 1.2% |  |  |
| Ferguson PLC  | 441800 | 61875 |
| TOTAL INDUSTRIALS |  | 668288 |
| INFORMATION TECHNOLOGY - 23.8%  |  |  |
| IT Services - 4.1% |  |  |
| Block, Inc. Class A (a) | 332600 | 27180 |
| Cloudflare, Inc. (a) | 182000 | 9630 |
| MasterCard, Inc. Class A  | 407600 | 151057 |
| MongoDB, Inc. Class A (a) | 120719 | 25859 |
| Snowflake, Inc. (a) | 23900 | 3739 |
|  |  | 217465 |
| Semiconductors & Semiconductor Equipment - 6.0% |  |  |
| Aixtron AG  | 594500 | 17606 |
| Allegro MicroSystems LLC (a) | 227600 | 8687 |
| Analog Devices, Inc.  | 245800 | 42147 |
| ASML Holding NV  | 44299 | 29275 |
| BE Semiconductor Industries NV  | 96000 | 6813 |
| Enphase Energy, Inc. (a) | 118595 | 26255 |
| Monolithic Power Systems, Inc.  | 20300 | 8659 |
| NVIDIA Corp.  | 346036 | 67605 |
| NXP Semiconductors NV  | 16500 | 3041 |
| Qualcomm, Inc.  | 205947 | 27434 |
| SiTime Corp. (a) | 188100 | 21675 |
| Taiwan Semiconductor Manufacturing Co. Ltd. sponsored ADR  | 350600 | 32511 |
| Universal Display Corp.  | 189428 | 25105 |
|  |  | 316813 |
| Software - 11.8% |  |  |
| Adobe, Inc. (a) | 202524 | 75003 |
| Confluent, Inc. (a)(d) | 594200 | 13726 |
| HashiCorp, Inc. (a)(d) | 404900 | 13030 |
| Intuit, Inc.  | 92400 | 39055 |
| Manhattan Associates, Inc. (a) | 181448 | 23654 |
| Microsoft Corp.  | 1245510 | 308643 |
| Oracle Corp.  | 1194400 | 105657 |
| Synopsys, Inc. (a) | 123100 | 43547 |
| Volue A/S (a) | 1407500 | 4280 |
|  |  | 626595 |
| Technology Hardware, Storage & Peripherals - 1.9% |  |  |
| Apple, Inc.  | 708508 | 102231 |
| TOTAL INFORMATION TECHNOLOGY |  | 1263104 |
| MATERIALS - 1.9%  |  |  |
| Chemicals - 1.4% |  |  |
| Albemarle Corp.  | 700 | 197 |
| Aspen Aerogels, Inc. (a) | 519300 | 5453 |
| CF Industries Holdings, Inc.  | 228500 | 19354 |
| Sherwin-Williams Co.  | 215035 | 50875 |
|  |  | 75879 |
| Metals & Mining - 0.5% |  |  |
| Lynas Rare Earths Ltd. (a) | 1785311 | 11951 |
| MP Materials Corp. (a)(d) | 385500 | 12533 |
|  |  | 24484 |
| TOTAL MATERIALS |  | 100363 |
| REAL ESTATE - 0.1%  |  |  |
| Real Estate Management & Development - 0.1% |  |  |
| Doma Holdings, Inc. (a)(b) | 673925 | 478 |
| WeWork, Inc. (a)(d) | 2795500 | 4445 |
|  |  | 4923 |
| UTILITIES - 0.4%  |  |  |
| Independent Power and Renewable Electricity Producers - 0.4% |  |  |
| Brookfield Renewable Corp.  | 551700 | 17390 |
| Brookfield Renewable Partners LP  | 114500 | 3338 |
|  |  | 20728 |
| <br> **TOTAL COMMON STOCKS**<br> (Cost $4,169,686) |  | <br> **5273199** |

---

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;**Convertible Preferred Stocks - 0.4%** | &nbsp;&nbsp;**Convertible Preferred Stocks - 0.4%** | &nbsp;&nbsp;**Convertible Preferred Stocks - 0.4%** |
|  | Shares | Value ($)<br> (000s) <br>|
| HEALTH CARE - 0.0%  |  |  |
| Biotechnology - 0.0% |  |  |
| ElevateBio LLC Series C (a)(b)(c) | 153900 | 562 |
| INFORMATION TECHNOLOGY - 0.1%  |  |  |
| Software - 0.1% |  |  |
| ASAPP, Inc. Series C (a)(b)(c) | 513013 | 2309 |
| MATERIALS - 0.3%  |  |  |
| Metals & Mining - 0.3% |  |  |
| Illuminated Holdings, Inc.: |  |  |
|  Series C2 (a)(b)(c) | 110923  | 5240  |
|  Series C3 (a)(b)(c) | 138654  | 6550  |
|  Series C4 (a)(b)(c) | 37518  | 1772  |
|  Series C5 (a)(b)(c) | 75216  | 3553  |
|  |  | 17115 |
| <br> **TOTAL CONVERTIBLE PREFERRED STOCKS**<br> (Cost $15,563) |  | <br> **19986** |

---

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;**Money Market Funds - 1.1%** | &nbsp;&nbsp;**Money Market Funds - 1.1%** | &nbsp;&nbsp;**Money Market Funds - 1.1%** |
|  | Shares | Value ($)<br> (000s) <br>|
| Fidelity Cash Central Fund 4.38% (f) | 10429363 | 10431 |
| Fidelity Securities Lending Cash Central Fund 4.38% (f)(g) | 45575080 | 45580 |
| <br> **TOTAL MONEY MARKET FUNDS**<br> (Cost $56,011) |  | **56011** |

---

---

| | |
|:---|:---|
| <br> **TOTAL INVESTMENT IN SECURITIES - 100.9%**<br> (Cost $4,241,260)<br>| <br>**5349196** |
| **NET OTHER ASSETS (LIABILITIES) - (0.9)%**  | **(45952)** |
| **NET ASSETS - 100.0%** | **5303244** |

---

*Any values shown as $0 in the Schedule of Investments may reflect amounts less than $500.*

**Legend**

(a) Non-income producing

(b) Restricted securities (including private placements) - Investment in securities not registered under the Securities Act of 1933 (excluding 144A issues). At the end of the period, the value of restricted securities (excluding 144A issues) amounted to $25,100,000 or 0.5% of net assets.

(c) Level 3 security

(d) Security or a portion of the security is on loan at period end.

(e) Security exempt from registration under Rule 144A of the Securities Act of 1933. These securities may be resold in transactions exempt from registration, normally to qualified institutional buyers. At the end of the period, the value of these securities amounted to $34,018,000 or 0.6% of net assets.

(f) Affiliated fund that is generally available only to investment companies and other accounts managed by Fidelity Investments. The rate quoted is the annualized seven-day yield of the fund at period end. A complete unaudited listing of the fund's holdings as of its most recent quarter end is available upon request. In addition, each Fidelity Central Fund's financial statements are available on the SEC's website or upon request.

(g) Investment made with cash collateral received from securities on loan.

---

| | | |
|:---|:---|:---|
| Additional information on each restricted holding is as follows: | Additional information on each restricted holding is as follows: | Additional information on each restricted holding is as follows: |
| Security | Acquisition Date | Acquisition Cost ($)<br> (000s) |
| ASAPP, Inc. Series C | 4/30/21 | 3384 |
| Doma Holdings, Inc. | 3/02/21 | 6739 |
| ElevateBio LLC Series C | 3/09/21 | 646 |
| Epic Games, Inc. | 3/29/21 | 4057 |
| Illuminated Holdings, Inc. Series C2 | 7/07/20 | 2773 |
| Illuminated Holdings, Inc. Series C3 | 7/07/20 | 4160 |
| Illuminated Holdings, Inc. Series C4 | 1/08/21 | 1351 |
| Illuminated Holdings, Inc. Series C5 | 6/16/21 | 3249 |
| Innovid Corp. | 6/24/21 | 3374 |

---

**Affiliated Central Funds**

Fiscal year to date information regarding the Fund's investments in Fidelity Central Funds, including the ownership percentage, is presented below.

---

| | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| Affiliate (Amounts in thousands) | Value,<br> beginning<br> of period ($) | Purchases ($) | Sales<br> Proceeds ($) | Dividend<br> Income ($) | Realized<br> Gain (loss) ($) | Change in<br> Unrealized<br> appreciation<br> (depreciation) ($) | Value,<br> end<br> of period ($) | % ownership,<br> end<br> of period |
| Fidelity Cash Central Fund 4.38% | 62129 | 230708 | 282406 | 162 | - | - | 10431 | 0.0% |
| Fidelity Securities Lending Cash Central Fund 4.38% | 76251 | 156093 | 186764 | 103 | - | - | 45580 | 0.1% |
| Total | 138380 | 386801 | 469170 | 265 | - | - | 56011 |  |

---

Amounts in the dividend income column in the above table include any capital gain distributions from underlying funds.

Amount for Fidelity Securities Lending Cash Central Fund represents the income earned on investing cash collateral, less rebates paid to borrowers and any lending agent fees associated with the loan, plus any premium payments received for lending certain types of securities.

**Investment Valuation**

Investments are valued as of 4:00 p.m. Eastern time on the last calendar day of the period. Securities transactions are accounted for as of trade date. The Board of Trustees (the Board) has designated the Fund's investment adviser as the valuation designee responsible for the fair valuation function and performing fair value determinations as needed. The investment adviser has established a Fair Value Committee (the Committee) to carry out the day-to-day fair valuation responsibilities and has adopted policies and procedures to govern the fair valuation process and the activities of the Committee. In accordance with these fair valuation policies and procedures, which have been approved by the Board, the Fund attempts to obtain prices from one or more third party pricing services or brokers to value its investments. When current market prices, quotations or currency exchange rates are not readily available or reliable, investments will be fair valued in good faith by the Committee, in accordance with the policies and procedures. Factors used in determining fair value vary by investment type and may include market or investment specific events, transaction data, estimated cash flows, and market observations of comparable investments. The frequency that the fair valuation procedures are used cannot be predicted and they may be utilized to a significant extent. The Committee manages the Fund's fair valuation practices and maintains the fair valuation policies and procedures. The Fund's investment adviser reports to the Board information regarding the fair valuation process and related material matters.

The inputs to valuation techniques used to value investments are categorized into a disclosure hierarchy consisting of three levels as shown below:

Level 1 - Unadjusted quoted prices in active markets for identical investments

Level 2 - other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, etc.)

Level 3 - unobservable inputs (including the Fund's own assumptions based on the best information available)

Valuation techniques used to value investments by major category are as follows:

Equity securities, including restricted securities, for which market quotations are readily available, are valued at the last reported sale price or official closing price as reported by a third party pricing service on the primary market or exchange on which they are traded and are categorized as Level 1 in the hierarchy. In the event there were no sales during the day or closing prices are not available, securities are valued at the last quoted bid price or may be valued using the last available price and are generally categorized as Level 2 in the hierarchy. For any foreign equity securities, when market or security specific events arise, comparisons to the valuation of American Depositary Receipts (ADRs), futures contracts, Exchange-Traded Funds (ETFs) and certain indexes as well as quoted prices for similar securities may be used and would be categorized as Level 2 in the hierarchy. For equity securities, including restricted securities, where observable inputs are limited, assumptions about market activity and risk are used and these securities may be categorized as Level 3 in the hierarchy.

Investments in any open-end mutual funds are valued at their closing net asset value (NAV) each business day and are categorized as Level 1 in the hierarchy.

Changes in valuation techniques may result in transfers in or out of an assigned level within the disclosure hierarchy.

For additional information on the Fund's significant accounting policies, please refer to the Fund's most recent semiannual or annual shareholder report.

*The fund's schedule of investments as of the date on the cover of this report has not been audited. This report is provided for the general information of the fund's shareholders. For more information regarding the fund and its holdings, please see the fund's most recent prospectus and annual report.*

*Third party trademarks and service marks are the property of their respective owners. All other trademarks and service marks are the property of FMR LLC or an affiliate.*

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Fidelity Capital Trust

- **b. Investment Company Act file number:** 811-02841

- **c. CIK number of Registrant:** 0000275309

- **d. LEI of Registrant:** IV6I0ESBGYIQU6DO1B35

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 245 Summer Street

  - **City:** Boston

  - **State:** MA

  - **Foreign country:** US

  - **Zip / Postal Code:** 02210

  - **Telephone number:** 1-800-FIDELITY

**Item A.2. Information about the Series.**

- **a. Name of Series:** Fidelity Capital Appreciation Fund

- **b. EDGAR series identifier (if any):** S000005450

- **c. LEI of Series:** TRGFDH1RJ5Y5V0PPH479

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-10-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $5361643167.18

**Total Liabilities:** $56443082.25

**Net Assets:** $5305200084.93

**Cash Not Reported:** $199.42

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000064278 | 6.03%                | -5.44%               | 6.44%                |
| Class ID C000014851 | 6.02%                | -5.45%               | 6.43%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-35702146.28            | $340802531.35                              |
| Month 2  | $34914095.64             | $-331890116.15                             |
| Month 3  | $70766430.99             | $251015805.95                              |

### Schedule of Portfolio Investments

| Name                                         | Title                                                | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| BOSTON BEER COMPANY INC                      | BOSTON BEER COMPANY CL A                             | CUSIP: 100557107<br>LEI: 529900Q02MQ0DCQNRM58 | Long             | EC               | CORP              | US        |     62983 | NS      | $24475823.63  | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| CHARTER COMMUNICATIONS INC                   | CHARTER COMMUNICATIONS INC A                         | CUSIP: 16119P108<br>LEI: 0J0XRGZE3PBRFEZ7MV65 | Long             | EC               | CORP              | US        |     13668 | NS      | $5252749.08   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| BE SEMICONDUCTOR INDUSTRIES NV               | BE SEMICOND INDUS NV (NETH)                          | CUSIP: N/A<br>LEI: 7245007A1YFLI2GNYX06       | Long             | EC               | CORP              | NL        |     96000 | NS      | $6813038.59   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| THERMO FISHER SCIENTIFIC INC                 | THERMO FISHER SCIENTIFIC INC                         | CUSIP: 883556102<br>LEI: HCHV7422L5HDJZCRFL38 | Long             | EC               | CORP              | US        |    137800 | NS      | $78591474.00  | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| PENUMBRA INC                                 | PENUMBRA INC                                         | CUSIP: 70975L107<br>LEI: 549300RGE06P3ECANU72 | Long             | EC               | CORP              | US        |     74461 | NS      | $18645779.01  | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| SYNOPSYS INC                                 | SYNOPSYS INC                                         | CUSIP: 871607107<br>LEI: QG7T915N9S0NY5UKNE63 | Long             | EC               | CORP              | US        |    123100 | NS      | $43546625.00  | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| CLOUDFLARE INC                               | CLOUDFLARE INC                                       | CUSIP: 18915M107<br>LEI: 5493007DY18BGNLDWU14 | Long             | EC               | CORP              | US        |    182000 | NS      | $9629620.00   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| CANADIAN NATURAL RESOURCES LTD               | CANADIAN NATL RESOURCES LTD                          | CUSIP: 136385101<br>LEI: 549300T15RIMIKZC5Q38 | Long             | EC               | CORP              | CA        |    790300 | NS      | $48556032.00  | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| SIMULATIONS PLUS INC                         | SIMULATIONS PLUS INC                                 | CUSIP: 829214105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     75200 | NS      | $3093728.00   | 0.06%             |  |  |  | No            |                  1 | On Loan: —       |
| WESTINGHOUSE AIR BRAKE TECH CORP             | WESTINGHOUSE AIR BRAKE TECH CORP                     | CUSIP: 929740108<br>LEI: 06BTX5UWZD0GQ5N5Y745 | Long             | EC               | CORP              | US        |    353300 | NS      | $36676073.00  | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| SYNLOGIC INC                                 | SYNLOGIC INC                                         | CUSIP: 87166L100<br>LEI: 5493007C6UCNXL4HOI66 | Long             | EC               | CORP              | US        |    951200 | NS      | $808520.00    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| OPTION CARE HEALTH INC                       | OPTION CARE HEALTH INC                               | CUSIP: 68404L201<br>LEI: 549300DI3Q5ACSYJRI17 | Long             | EC               | CORP              | US        |    583100 | NS      | $16834097.00  | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| ASML HOLDING NV                              | ASML HLDG NV (NY REG SHS) NEW YORK REGISTERED SHARES | CUSIP: N/A<br>LEI: 724500Y6DUVHQD6OXN27       | Long             | EC               | CORP              | NL        |     44299 | NS      | $29274551.16  | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| OLD DOMINION FREIGHT LINES INC               | OLD DOMINION FREIGHT LINES INC                       | CUSIP: 679580100<br>LEI: 5299009TWK32WE417T96 | Long             | EC               | CORP              | US        |     67200 | NS      | $22393728.00  | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| APPLE INC                                    | APPLE INC                                            | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |    708508 | NS      | $102230619.32 | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| ANALOG DEVICES INC                           | ANALOG DEVICES INC                                   | CUSIP: 032654105<br>LEI: GYVOE5EZ4GDAVTU4CQ61 | Long             | EC               | CORP              | US        |    245800 | NS      | $42147326.00  | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| ADAMAS PHARMACEUTICALS INC                   | ADAMAS PHARMACEUTICALS INC (CVR) RT                  | CUSIP: N/A<br>LEI: 529900JBG6S9MXH83I79       | Long             | EC               | CORP              | US        |   1379600 | NS      | $124164.00    | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| DOMA HOLDINGS INC                            | DOMA HOLDINGS INC PIPE                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    673925 | NS      | $478486.75    | 0.01%             |  |  |  | Yes           |                  1 | On Loan: No      |
| REVANCE THERAPEUTICS INC                     | REVANCE THERAPEUTICS INC                             | CUSIP: 761330109<br>LEI: 549300N33TFDZHS81H11 | Long             | EC               | CORP              | US        |    371300 | NS      | $12876684.00  | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| CONSTELLATION BRANDS INC                     | CONSTELLATION BRANDS INC CL A                        | CUSIP: 21036P108<br>LEI: 5493005GKEG8QCVY7037 | Long             | EC               | CORP              | US        |    149700 | NS      | $34658544.00  | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| AMAZON.COM INC                               | AMAZON.COM INC                                       | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |    903360 | NS      | $93163516.80  | 1.76%             |  |  |  | No            |                  1 | On Loan: No      |
| STRYKER CORP                                 | STRYKER CORP                                         | CUSIP: 863667101<br>LEI: 5493002F0SC4JTBU5137 | Long             | EC               | CORP              | US        |    107300 | NS      | $27233813.00  | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| DOLLARAMA INC                                | DOLLARAMA INC                                        | CUSIP: 25675T107<br>LEI: 5493002GJ0NJP1HI0C79 | Long             | EC               | CORP              | CA        |    291500 | NS      | $17432381.35  | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| APPLIED THERAPEUTICS INC                     | APPLIED THERAPEUTICS INC                             | CUSIP: 03828A101<br>LEI: 549300KL3IJPHZM2GR04 | Long             | EC               | CORP              | US        |     92111 | NS      | $102243.21    | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| MICROSOFT CORP                               | MICROSOFT CORP                                       | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |   1245510 | NS      | $308649833.10 | 5.82%             |  |  |  | No            |                  1 | On Loan: No      |
| ALPHABET INC                                 | ALPHABET INC CL C                                    | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |    860220 | NS      | $85910171.40  | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| AXON ENTERPRISE INC                          | AXON ENTERPRISE INC                                  | CUSIP: 05464C101<br>LEI: 549300QP2IEEGFE16681 | Long             | EC               | CORP              | US        |     57400 | NS      | $11218256.00  | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| IMMUNOCORE HOLDINGS PLC                      | IMMUNOCORE HOLDINGS LTD ADR                          | CUSIP: 45258D105<br>LEI: 213800IUE3DFS84BVN18 | Long             | EC               | CORP              | GB        |    130900 | NS      | $8020243.00   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| ACLARIS THERAPEUTICS INC                     | ACLARIS THERAPEUTICS INC                             | CUSIP: 00461U105<br>LEI: 5493000B2LQ9QTW1DF52 | Long             | EC               | CORP              | US        |    218000 | NS      | $3684200.00   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| ADOBE INC                                    | ADOBE INC                                            | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |    202524 | NS      | $75002738.16  | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| HELMERICH and PAYNE INC                      | HELMERICH and PAYNE INC                              | CUSIP: 423452101<br>LEI: 254900NAOGHJ88RZ4C73 | Long             | EC               | CORP              | US        |    143500 | NS      | $6951140.00   | 0.13%             |  |  |  | No            |                  1 | On Loan: —       |
| CONFLUENT INC                                | CONFLUENT INC                                        | CUSIP: 20717M103<br>LEI: 254900MRZ83YWUV7SN74 | Long             | EC               | CORP              | US        |    525700 | NS      | $12143670.00  | 0.23%             |  |  |  | No            |                  1 | On Loan: —       |
| CHAMPIONX CORP                               | CHAMPIONX CORP                                       | CUSIP: 15872M104<br>LEI: 549300EP2909K6DYYP38 | Long             | EC               | CORP              | US        |    539600 | NS      | $17817592.00  | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| REGENERON PHARMACEUTICALS INC                | REGENERON PHARMACEUTICALS INC                        | CUSIP: 75886F107<br>LEI: 549300RCBFWIRX3HYQ56 | Long             | EC               | CORP              | US        |     87022 | NS      | $66003576.34  | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| INTUIT INC                                   | INTUIT INC                                           | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |     92400 | NS      | $39054708.00  | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| CME GROUP INC                                | CME GROUP INC CL A                                   | CUSIP: 12572Q105<br>LEI: LCZ7XYGSLJUHFXXNXD88 | Long             | EC               | CORP              | US        |    582538 | NS      | $102911163.08 | 1.94%             |  |  |  | No            |                  1 | On Loan: No      |
| CODEXIS INC                                  | CODEXIS INC                                          | CUSIP: 192005106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    380840 | NS      | $2342166.00   | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| PACCAR INC                                   | PACCAR INC                                           | CUSIP: 693718108<br>LEI: KDTEY8BWE486IKZ3CC07 | Long             | EC               | CORP              | US        |    152900 | NS      | $16713499.00  | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| BRUKER CORP                                  | BRUKER CORP                                          | CUSIP: 116794108<br>LEI: LEBZ6VLQ6I8XB1NHVY15 | Long             | EC               | CORP              | US        |    472048 | NS      | $33100005.76  | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| CERTARA INC                                  | CERTARA INC                                          | CUSIP: 15687V109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    564300 | NS      | $10947420.00  | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| BIOGEN INC                                   | BIOGEN INC                                           | CUSIP: 09062X103<br>LEI: W8J5WZB5IY3K0NDQT671 | Long             | EC               | CORP              | US        |     54200 | NS      | $15766780.00  | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| BLOOM ENERGY CORP                            | BLOOM ENERGY CORP CL A                               | CUSIP: 093712107<br>LEI: 549300XB5J9BFW5JXV97 | Long             | EC               | CORP              | US        |    123200 | NS      | $3071376.00   | 0.06%             |  |  |  | No            |                  1 | On Loan: —       |
| EPIC GAMES INC                               | EPIC GAMES INC PP                                    | CUSIP: N/A<br>LEI: 549300I2RHITL4UP9K78       | Long             | EC               | CORP              | US        |      4584 | NS      | $3877468.08   | 0.07%             |  |  |  | Yes           |                  3 | On Loan: No      |
| FERGUSON PLC                                 | FERGUSON PLC                                         | CUSIP: N/A<br>LEI: 213800DU1LGY3R2S2X42       | Long             | EC               | CORP              | JE        |    441800 | NS      | $61874867.23  | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| KFORCE INC                                   | KFORCE INC                                           | CUSIP: 493732101<br>LEI: 5493003RDQQDVXY2SK46 | Long             | EC               | CORP              | US        |     50361 | NS      | $2826762.93   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| NXP SEMICONDUCTORS NV                        | NXP SEMICONDUCTORS NV                                | CUSIP: N/A<br>LEI: 724500M9BY5293JDF951       | Long             | EC               | CORP              | NL        |     16500 | NS      | $3041115.00   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| FLUTTER ENTERTAINMENT PLC                    | FLUTTER ENTERTAINMENT PLC                            | CUSIP: N/A<br>LEI: 635400EG4YIJLJMZJ782       | Long             | EC               | CORP              | IE        |    312400 | NS      | $48335363.41  | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| INNOVID CORP                                 | ION ACQUISITION CORP 2 LTD PIPE                      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    337444 | NS      | $759249.00    | 0.01%             |  |  |  | Yes           |                  1 | On Loan: No      |
| HEALTHEQUITY INC                             | HEALTHEQUITY INC                                     | CUSIP: 42226A107<br>LEI: 529900LRJU1RAFQHM467 | Long             | EC               | CORP              | US        |    879200 | NS      | $53499320.00  | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| INGERSOLL RAND INC                           | INGERSOLL RAND INC                                   | CUSIP: 45687V106<br>LEI: 5299004C02FMZCUOIR50 | Long             | EC               | CORP              | US        |   1763545 | NS      | $98758520.00  | 1.86%             |  |  |  | No            |                  1 | On Loan: No      |
| ORACLE CORP                                  | ORACLE CORP                                          | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |   1194400 | NS      | $105656624.00 | 1.99%             |  |  |  | No            |                  1 | On Loan: No      |
| HASHICORP INC                                | HASHICORP INC                                        | CUSIP: 418100103<br>LEI: 549300XGOB9ZFQHMIP56 | Long             | EC               | CORP              | US        |    404900 | NS      | $13029682.00  | 0.25%             |  |  |  | No            |                  1 | On Loan: —       |
| MONOLITHIC POWER SYSTEMS INC                 | MONOLITHIC POWER SYS INC                             | CUSIP: 609839105<br>LEI: 529900TB7O85LSZ1XU31 | Long             | EC               | CORP              | US        |     20300 | NS      | $8659168.00   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| RYANAIR HOLDINGS PLC                         | RYANAIR HOLDINGS PLC SPON ADR                        | CUSIP: 783513203<br>LEI: 635400BR2ROC1FVEBQ56 | Long             | EC               | CORP              | IE        |    211532 | NS      | $19149991.96  | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| CHARLES RIVER LABORATORIES INTERNATIONAL INC | CHARLES RIVER LABS INTL INC                          | CUSIP: 159864107<br>LEI: 549300BSQ0R4UZ5KX287 | Long             | EC               | CORP              | US        |     62500 | NS      | $15203125.00  | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| MOBILEYE GLOBAL INC                          | MOBILEYE GLOBAL INC A                                | CUSIP: 60741F104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     46600 | NS      | $1798760.00   | 0.03%             |  |  |  | No            |                  1 | On Loan: —       |
| SEAGEN INC                                   | SEAGEN INC                                           | CUSIP: 81181C104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    269300 | NS      | $37561964.00  | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| RH                                           | RH                                                   | CUSIP: 74967X103<br>LEI: 5493008MTS3OGGMHGK69 | Long             | EC               | CORP              | US        |     13600 | NS      | $4243064.00   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| ASAPP INC                                    | ASAPP INC SER C PC PP                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |    513013 | NS      | $2308558.50   | 0.04%             |  |  |  | Yes           |                  3 | On Loan: No      |
| HUBBELL INC                                  | HUBBELL INC                                          | CUSIP: 443510607<br>LEI: 54930088VDQ6840Y6597 | Long             | EC               | CORP              | US        |     68200 | NS      | $15611662.00  | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| TJX COMPANIES INC                            | TJX COMPANIES INC NEW                                | CUSIP: 872540109<br>LEI: V167QI9I69W364E2DY52 | Long             | EC               | CORP              | US        |   1453500 | NS      | $118983510.00 | 2.24%             |  |  |  | No            |                  1 | On Loan: No      |
| AIXTRON AG                                   | AIXTRON SE                                           | CUSIP: N/A<br>LEI: 5299004UJ4D51M25LD67       | Long             | EC               | CORP              | DE        |    594500 | NS      | $17605502.77  | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| MANHATTAN ASSOCS INC                         | MANHATTAN ASSOCIATES INC                             | CUSIP: 562750109<br>LEI: 529900Q1GJP7KD52SW51 | Long             | EC               | CORP              | US        |    181448 | NS      | $23653561.28  | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| ENERGIZER HLDGS INC NEW                      | ENERGIZER HLDGS INC                                  | CUSIP: 29272W109<br>LEI: 5493000D6NN0V57UME20 | Long             | EC               | CORP              | US        |    563200 | NS      | $20894720.00  | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| MARSH and MCLENNAN COS INC                   | MARSH and MCLENNAN COS INC                           | CUSIP: 571748102<br>LEI: 549300XMP3KDCKJXIU47 | Long             | EC               | CORP              | US        |    406800 | NS      | $71153388.00  | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| GUARDANT HEALTH INC                          | GUARDANT HEALTH INC                                  | CUSIP: 40131M109<br>LEI: 254900M8C3E5VC8BR186 | Long             | EC               | CORP              | US        |    354788 | NS      | $11150986.84  | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| BROOKFIELD RENEWABLE PARTNERS LP             | BROOKFIELD RENEWABLE PARTNERS                        | CUSIP: N/A<br>LEI: VA8DFMRI2GY8Y7V79H93       | Long             | EC               | CORP              | BM        |    114500 | NS      | $3337675.00   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| NANOSTRING TECHNOLOGIES INC                  | NANOSTRING TECHNOLOGIES INC                          | CUSIP: 63009R109<br>LEI: 549300G4CK0Y3WRDMY89 | Long             | EC               | CORP              | US        |     39503 | NS      | $417941.74    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| ILLUMINATED HOLDINGS INC                     | ILLUMINATED HOLDINGS INC SER C-3 PC PP               | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |    138654 | NS      | $6550014.96   | 0.12%             |  |  |  | Yes           |                  3 | On Loan: No      |
| SNOWFLAKE INC                                | SNOWFLAKE INC CL A                                   | CUSIP: 833445109<br>LEI: 254900CJNSY1K7T53Z16 | Long             | EC               | CORP              | US        |     23900 | NS      | $3738916.00   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| ALLEGRO MICROSYSTEMS INC                     | ALLEGRO MICROSYSTEMS INC                             | CUSIP: 01749D105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    180400 | NS      | $6885868.00   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| SPIRIT AEROSYSTEMS HLDGS INC                 | SPIRIT AEROSYSTEM HLD INC CL A                       | CUSIP: 848574109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    884200 | NS      | $31963830.00  | 0.60%             |  |  |  | No            |                  1 | On Loan: —       |
| GENMAB AS                                    | GENMAB AS                                            | CUSIP: N/A<br>LEI: 529900MTJPDPE4MHJ122       | Long             | EC               | CORP              | DK        |     25300 | NS      | $9914988.27   | 0.19%             |  |  |  | No            |                  2 | On Loan: No      |
| KBR INC                                      | KBR INC                                              | CUSIP: 48242W106<br>LEI: 254900OFQDXZRKRCV808 | Long             | EC               | CORP              | US        |   1570200 | NS      | $80441346.00  | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| BOOKING HOLDINGS INC                         | THE BOOKING HOLDINGS INC                             | CUSIP: 09857L108<br>LEI: FXM8FAOHMYDIPD38UZ17 | Long             | EC               | CORP              | US        |      3500 | NS      | $8519350.00   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| CHART INDUSTRIES INC                         | CHART INDUSTRIES INC                                 | CUSIP: 16115Q308<br>LEI: EM7QGKC1GYOF3LSZSL80 | Long             | EC               | CORP              | US        |     58900 | NS      | $7891422.00   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| FIVE BELOW INC                               | FIVE BELOW INC                                       | CUSIP: 33829M101<br>LEI: 529900AAXP5Z6BGI7418 | Long             | EC               | CORP              | US        |    231900 | NS      | $45714447.00  | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| PRELUDE THERAPEUTICS INC                     | PRELUDE THERAPEUTICS INC                             | CUSIP: 74065P101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     24000 | NS      | $153120.00    | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| M and T BANK CORP                            | M and T BANK CORP                                    | CUSIP: 55261F104<br>LEI: 549300WYXDDBYRASEG81 | Long             | EC               | CORP              | US        |    260726 | NS      | $40673256.00  | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| KEURIG DR PEPPER INC                         | KEURIG DR PEPPER INC                                 | CUSIP: 49271V100<br>LEI: DYTQ8KRTKO7Y2BVU5K74 | Long             | EC               | CORP              | US        |    827100 | NS      | $29180088.00  | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| ASGN INC                                     | ASGN INC                                             | CUSIP: 00191U102<br>LEI: LZBNYYCBUKY537072438 | Long             | EC               | CORP              | US        |    125500 | NS      | $11414225.00  | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| ILLUMINATED HOLDINGS INC                     | ILLUMINATED HOLDINGS INC SER C-5 PC PP               | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     75216 | NS      | $3553203.84   | 0.07%             |  |  |  | Yes           |                  3 | On Loan: No      |
| LVMH MOET HENNESSY LOUIS VUITTON SE          | LVMH MOET HENNESSY LOUIS VUITTON SE                  | CUSIP: N/A<br>LEI: IOG4E947OATN0KJYSD45       | Long             | EC               | CORP              | FR        |     52104 | NS      | $45485512.75  | 0.86%             |  |  |  | No            |                  2 | On Loan: No      |
| PARKER-HANNIFIN CORP                         | PARKER HANNIFIN CORP                                 | CUSIP: 701094104<br>LEI: 5493002CONDB4N2HKI23 | Long             | EC               | CORP              | US        |    100000 | NS      | $32600000.00  | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| GALLAGHER (ARTHUR J.) and CO                 | ARTHUR J GALLAGHAR AND CO                            | CUSIP: 363576109<br>LEI: 54930049QLLMPART6V29 | Long             | EC               | CORP              | US        |    435041 | NS      | $85146224.52  | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| ILLUMINATED HOLDINGS INC                     | ILLUMINATED HOLDINGS INC SER C-4 PC PP               | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     37518 | NS      | $1772350.32   | 0.03%             |  |  |  | Yes           |                  3 | On Loan: No      |
| ASTRAZENECA PLC                              | ASTRAZENECA PLC SPONS ADR                            | CUSIP: 046353108<br>LEI: PY6ZZQWO2IZFZC3IOL08 | Long             | EC               | CORP              | GB        |    584900 | NS      | $38234913.00  | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| BOSTON SCIENTIFIC CORP                       | BOSTON SCIENTIFIC CORP                               | CUSIP: 101137107<br>LEI: Y6ZDD9FP4P8JSSJMW954 | Long             | EC               | CORP              | US        |   1341200 | NS      | $62030500.00  | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| GALAPAGOS NV                                 | GALAPAGOS GENOMICS NV SPON AR                        | CUSIP: 36315X101<br>LEI: 549300QKJ78IY0IOV655 | Long             | EC               | CORP              | BE        |    354700 | NS      | $15667099.00  | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| COCA COLA CO                                 | COCA COLA CO                                         | CUSIP: 191216100<br>LEI: UWJKFUJFZ02DKWI3RY53 | Long             | EC               | CORP              | US        |   1626700 | NS      | $99749244.00  | 1.88%             |  |  |  | No            |                  1 | On Loan: No      |
| EVELO BIOSCIENCES INC                        | EVELO BIOSCIENCES INC                                | CUSIP: 299734103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    379400 | NS      | $394576.00    | 0.01%             |  |  |  | No            |                  1 | On Loan: —       |
| DENBURY INC                                  | DENBURY INC                                          | CUSIP: 24790A101<br>LEI: 549300KCWA5W52MS5559 | Long             | EC               | CORP              | US        |    190400 | NS      | $16522912.00  | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| GENERAL ELECTRIC CO                          | GENERAL ELECTRIC CO                                  | CUSIP: 369604301<br>LEI: 3C7474T6CDKPR9K6YT90 | Long             | EC               | CORP              | US        |    850600 | NS      | $68456288.00  | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| ENPHASE ENERGY INC                           | ENPHASE ENERGY INC                                   | CUSIP: 29355A107<br>LEI: 5493008U7KIGMI59Z314 | Long             | EC               | CORP              | US        |    118595 | NS      | $26254561.10  | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| BUMBLE INC                                   | BUMBLE INC CL A                                      | CUSIP: 12047B105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    529600 | NS      | $13637200.00  | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| LYNAS RARE EARTHS LTD                        | LYNAS RARE EARTHS LTD                                | CUSIP: N/A<br>LEI: 529900SGT9M1FJPXXI35       | Long             | EC               | CORP              | AU        |   1785311 | NS      | $11951110.95  | 0.23%             |  |  |  | No            |                  2 | On Loan: No      |
| CF INDUSTRIES HOLDINGS INC                   | CF INDUSTRIES HOLDINGS INC                           | CUSIP: 125269100<br>LEI: 529900CG8YAQFZ2JMV97 | Long             | EC               | CORP              | US        |    228500 | NS      | $19353950.00  | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| HOOKIPA PHARMA INC                           | HOOKIPA PHARMA INC                                   | CUSIP: 43906K100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    916200 | NS      | $916200.00    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| SIGNATURE BK NEW YORK NY                     | SIGNATURE BANK                                       | CUSIP: 82669G104<br>LEI: VLP5AP0XK2GM6GKD1007 | Long             | EC               | CORP              | US        |     95800 | NS      | $12353410.00  | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| MONGODB INC                                  | MONGODB INC CL A                                     | CUSIP: 60937P106<br>LEI: 549300TPTG69WKWE1Z37 | Long             | EC               | CORP              | US        |    120719 | NS      | $25859216.99  | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| QUALCOMM INC                                 | QUALCOMM INC                                         | CUSIP: 747525103<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               | CORP              | US        |    205947 | NS      | $27434199.87  | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| SHERWIN WILLIAMS CO                          | SHERWIN WILLIAMS CO                                  | CUSIP: 824348106<br>LEI: Z15BMIOX8DDH0X2OBP21 | Long             | EC               | CORP              | US        |    215035 | NS      | $50875130.65  | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| CYTOKINETICS INC                             | CYTOKINETICS INC                                     | CUSIP: 23282W605<br>LEI: 549300BE5DY1HW7IHA64 | Long             | EC               | CORP              | US        |    159800 | NS      | $6788304.00   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| ALBEMARL CORP                                | ALBEMARLE CORP                                       | CUSIP: 012653101<br>LEI: HDBLS2Q6GV1LSKQPBS54 | Long             | EC               | CORP              | US        |       700 | NS      | $197015.00    | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| WEWORK INC                                   | WEWORK INC CL A                                      | CUSIP: 96209A104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   2795500 | NS      | $4444845.00   | 0.08%             |  |  |  | No            |                  1 | On Loan: —       |
| MONSTER BEVERAGE CORP NEW                    | MONSTER BEVERAGE CORP                                | CUSIP: 61174X109<br>LEI: 52990090AP0E7HCB6F33 | Long             | EC               | CORP              | US        |    600438 | NS      | $62493587.04  | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity Revere Street Trust                 | Fidelity Cash Central Fund                           | CUSIP: 31635A105<br>LEI: 549300BDV45LJNXBZC55 | Long             | STIV             | RF                | US        |  10429363 | NS      | $10431448.68  | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| WARNER MUSIC GRP CORP                        | WARNER MUSIC GRP CORP CL A                           | CUSIP: 934550203<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   2724800 | NS      | $99318960.00  | 1.87%             |  |  |  | No            |                  1 | On Loan: No      |
| LEGEND BIOTECH CORP                          | LEGEND BIOTECH CORP SPON ADR                         | CUSIP: 52490G102<br>LEI: 254900EIUFZTW136H859 | Long             | EC               | CORP              | KY        |    106400 | NS      | $5373200.00   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| GAMIDA CELL LTD                              | GAMIDA CELL LTD                                      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | IL        |   1811763 | NS      | $2898820.80   | 0.05%             |  |  |  | No            |                  1 | On Loan: —       |
| BLOCK INC                                    | BLOCK INC CL A                                       | CUSIP: 852234103<br>LEI: 549300OHIIUWSTIZME52 | Long             | EC               | CORP              | US        |    332600 | NS      | $27180072.00  | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| TAIWAN SEMICONDUCTOR MFG CO LTD              | TAIWAN SEMIC MFG CO LTD SP ADR                       | CUSIP: 874039100<br>LEI: 549300KB6NK5SBD14S87 | Long             | EC               | CORP              | TW        |    350600 | NS      | $32511138.00  | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| CACTUS INC                                   | CACTUS INC CL A                                      | CUSIP: 127203107<br>LEI: 549300J3T8C9F8QFKV08 | Long             | EC               | CORP              | US        |    142000 | NS      | $7683620.00   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| VOR BIOPHARMA INC                            | VOR BIOPHARMA INC                                    | CUSIP: 929033108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    610405 | NS      | $3216834.35   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| VERTEX PHARMACEUTICALS INC                   | VERTEX PHARMACEUTICALS INC                           | CUSIP: 92532F100<br>LEI: 54930015RAQRRZ5ZGJ91 | Long             | EC               | CORP              | US        |    316500 | NS      | $102261150.00 | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| DANAHER CORP                                 | DANAHER CORP                                         | CUSIP: 235851102<br>LEI: S4BKK9OTCEWQ3YHPFM11 | Long             | EC               | CORP              | US        |    181739 | NS      | $48048156.82  | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| BRP GROUP INC                                | BRP GROUP INC                                        | CUSIP: 05589G102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    438000 | NS      | $12548700.00  | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| BAKER HUGHES CO                              | BAKER HUGHES CO                                      | CUSIP: 05722G100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1600500 | NS      | $50799870.00  | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| ILLUMINATED HOLDINGS INC                     | ILLUMINATED HOLDINGS INC SER C-2 PC PP               | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |    110923 | NS      | $5240002.52   | 0.10%             |  |  |  | Yes           |                  3 | On Loan: No      |
| VOLUE AS                                     | VOLUE ASA                                            | CUSIP: N/A<br>LEI: 549300WCI347SOTFJB71       | Long             | EC               | CORP              | NO        |   1407500 | NS      | $4279637.03   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| ROCKET COS INC                               | ROCKET COS INC                                       | CUSIP: 77311W101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    611200 | NS      | $5751392.00   | 0.11%             |  |  |  | No            |                  1 | On Loan: —       |
| MERCADOLIBRE INC                             | MERCADOLIBRE INC                                     | CUSIP: 58733R102<br>LEI: 549300DKPDN9M5S8GB14 | Long             | EC               | CORP              | US        |     25900 | NS      | $30605771.00  | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| DOXIMITY INC                                 | DOXIMITY INC                                         | CUSIP: 26622P107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     98200 | NS      | $3463514.00   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| ARCELLX INC                                  | ARCELLX INC                                          | CUSIP: 03940C100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     48600 | NS      | $1623726.00   | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| BOEING CO                                    | BOEING CO                                            | CUSIP: 097023105<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EC               | CORP              | US        |    385700 | NS      | $82154100.00  | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| MP MATERIALS CORP                            | MP MATERIALS CORP                                    | CUSIP: 553368101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    385500 | NS      | $12532605.00  | 0.24%             |  |  |  | No            |                  1 | On Loan: —       |
| SERES THERAPEUTICS INC                       | SERES THERAPEUTICS INC                               | CUSIP: 81750R102<br>LEI: 549300GMXBE5NUWISF13 | Long             | EC               | CORP              | US        |    330500 | NS      | $1807835.00   | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| NETFLIX INC                                  | NETFLIX INC                                          | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |     58500 | NS      | $20700810.00  | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| ALNYLAM PHARMACEUTICALS INC                  | ALNYLAM PHARMACEUTICALS INC                          | CUSIP: 02043Q107<br>LEI: 529900S3ZI14OWRJII50 | Long             | EC               | CORP              | US        |    147000 | NS      | $33280800.00  | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY                               | MORGAN STANLEY                                       | CUSIP: 617446448<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EC               | CORP              | US        |    659700 | NS      | $64208601.00  | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| ADAMAS PHARMACEUTICALS INC                   | ADAMAS PHARMACEUTICALS INC (CVR) RT                  | CUSIP: N/A<br>LEI: 529900JBG6S9MXH83I79       | Long             | EC               | CORP              | US        |   1379600 | NS      | $372492.00    | 0.01%             |  |  |  | No            |                  3 | On Loan: No      |
| CHIPOTLE MEXICAN GRILL INC                   | CHIPOTLE MEXICAN GRILL INC                           | CUSIP: 169656105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8600 | NS      | $14158868.00  | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity Revere Street Trust                 | Fidelity Securities Lending Cash Central Fund        | CUSIP: 31635A303<br>LEI: 549300BDV45LJNXBZC55 | Long             | STIV             | RF                | US        |  45590677 | NS      | $45595236.44  | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA CORP                                  | NVIDIA CORP                                          | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |    346036 | NS      | $67605053.32  | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| LIBERTY MEDIA CORP-LIBERTY FORMULA ONE       | LIBERTY FORMULA ONE-C                                | CUSIP: 531229854<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    167200 | NS      | $11837760.00  | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| SITIME CORP                                  | SITIME CORP                                          | CUSIP: 82982T106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    188100 | NS      | $21674763.00  | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| LVMH MOET HENNESSY LOUIS VUITTON SE          | LVMH MOET HENNESSY LOUIS VUITTON SE                  | CUSIP: N/A<br>LEI: IOG4E947OATN0KJYSD45       | Long             | EC               | CORP              | FR        |     23738 | NS      | $20732341.92  | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| VICTORIA'S SECRET and CO                     | VICTORIA'S SECRET and CO                             | CUSIP: 926400102<br>LEI: 5493006T3O70U3UWVF17 | Long             | EC               | CORP              | US        |    122200 | NS      | $5150730.00   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMORGAN CHASE and CO                        | JPMORGAN CHASE and CO                                | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |   1059900 | NS      | $148343604.00 | 2.80%             |  |  |  | No            |                  1 | On Loan: No      |
| BEAM THERAPEUTICS INC                        | BEAM THERAPEUTICS INC                                | CUSIP: 07373V105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     61100 | NS      | $2654795.00   | 0.05%             |  |  |  | No            |                  1 | On Loan: —       |
| MASTERCARD INC                               | MASTERCARD INC CL A                                  | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |    407600 | NS      | $151056560.00 | 2.85%             |  |  |  | No            |                  1 | On Loan: No      |
| UNIVERSAL MUSIC GROUP NV                     | UNIVERSAL MUSIC GROUP NV                             | CUSIP: N/A<br>LEI: 724500GJBUL3D9TW9Y18       | Long             | EC               | CORP              | NL        |   4410821 | NS      | $112751067.93 | 2.13%             |  |  |  | No            |                  2 | On Loan: No      |
| BANK OF AMERICA CORPORATION                  | BANK OF AMERICA CORPORATION                          | CUSIP: 060505104<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EC               | CORP              | US        |   3370900 | NS      | $119599532.00 | 2.25%             |  |  |  | No            |                  1 | On Loan: No      |
| BIO TECHNE CORP                              | BIO TECHNE CORP                                      | CUSIP: 09073M104<br>LEI: 54930073RLKQ51TILZ35 | Long             | EC               | CORP              | US        |    191200 | NS      | $15230992.00  | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| AMETEK INC NEW                               | AMETEK INC NEW                                       | CUSIP: 031100100<br>LEI: 549300WZDEF9KKE40E98 | Long             | EC               | CORP              | US        |    157100 | NS      | $22766932.00  | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| AIRBNB INC                                   | AIRBNB INC CLASS A                                   | CUSIP: 009066101<br>LEI: 549300HMUDNO0RY56D37 | Long             | EC               | CORP              | US        |    274900 | NS      | $30544139.00  | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| EQRX INC                                     | EQRX INC                                             | CUSIP: 26886C107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    334595 | NS      | $819757.75    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| GILEAD SCIENCES INC                          | GILEAD SCIENCES INC                                  | CUSIP: 375558103<br>LEI: 549300WTZWR07K8MNV44 | Long             | EC               | CORP              | US        |    366700 | NS      | $30780798.00  | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITEDHEALTH GROUP INC                       | UNITEDHEALTH GROUP INC                               | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |    299892 | NS      | $149703087.48 | 2.82%             |  |  |  | No            |                  1 | On Loan: No      |
| UNIVERSAL DISPLAY CORP                       | UNIVERSAL DISPLAY CORP                               | CUSIP: 91347P105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    189428 | NS      | $25104892.84  | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| INSULET CORP                                 | INSULET CORP                                         | CUSIP: 45784P101<br>LEI: 549300TZTYD2PYN92D43 | Long             | EC               | CORP              | US        |      6400 | NS      | $1838848.00   | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| OVINTIV INC                                  | OVINTIV INC                                          | CUSIP: 69047Q102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     95100 | NS      | $4681773.00   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| ERASCA INC                                   | ERASCA INC                                           | CUSIP: 29479A108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    139673 | NS      | $558692.00    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| RANGE RESOURCES CORP                         | RANGE RESOURCES CORP                                 | CUSIP: 75281A109<br>LEI: H3Y3WLYCX0BTO1TRW162 | Long             | EC               | CORP              | US        |    663400 | NS      | $16598268.00  | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN FINL GROUP INC OHIO                 | AMERICAN FINL GROUP INC OHIO                         | CUSIP: 025932104<br>LEI: 549300AFOM7IVKIU1G39 | Long             | EC               | CORP              | US        |    256900 | NS      | $36631371.00  | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| ELEVATEBIO, LLC                              | ELEVATEBIO LLC SER C PC PP                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |    153900 | NS      | $561735.00    | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| ROCKWELL AUTOMATION INC                      | ROCKWELL AUTOMATION INC                              | CUSIP: 773903109<br>LEI: VH3R4HHBHH12O0EXZJ88 | Long             | EC               | CORP              | US        |    151500 | NS      | $42727545.00  | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| NEW FORTRESS ENERGY INC                      | NEW FORTRESS ENERGY INC                              | CUSIP: 644393100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    333700 | NS      | $12944223.00  | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| ASPEN AEROGELS INC                           | ASPEN AEROGELS INC                                   | CUSIP: 04523Y105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    519300 | NS      | $5452650.00   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| BROOKFIELD RENEWABLE CORP                    | BROOKFIELD RENEWABLE CORP                            | CUSIP: 11284V105<br>LEI: N/A                  | Long             | EC               | CORP              | CA        |    551700 | NS      | $17389584.00  | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| ALPHABET INC                                 | ALPHABET INC CL A                                    | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |    510040 | NS      | $50412353.60  | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| UBER TECHNOLOGIES INC                        | UBER TECHNOLOGIES INC                                | CUSIP: 90353T100<br>LEI: 549300B2FTG34FILDR98 | Long             | EC               | CORP              | US        |   3427300 | NS      | $106006389.00 | 2.00%             |  |  |  | No            |                  1 | On Loan: No      |
| 2SEVENTY BIO INC                             | 2SEVENTY BIO INC-W/I                                 | CUSIP: 901384107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     66000 | NS      | $897600.00    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CHENIERE ENERGY INC                          | CHENIERE ENERGY INC                                  | CUSIP: 16411R208<br>LEI: MIHC87W9WTYSYZWV1J40 | Long             | EC               | CORP              | US        |    539700 | NS      | $82460763.00  | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| SAMSONITE INTERNATIONAL SA                   | SAMSONITE INTERNATIONAL S.A.                         | CUSIP: N/A<br>LEI: 549300UULS5HYFJSEL12       | Long             | EC               | CORP              | LU        |  11419200 | NS      | $34017638.98  | 0.64%             |  |  |  | No            |                  2 | On Loan: No      |
| XOMA CORP                                    | XOMA CORPORATION                                     | CUSIP: 98419J206<br>LEI: 549300U6ZVYFCWNBJ613 | Long             | EC               | CORP              | US        |    296000 | NS      | $6005840.00   | 0.11%             |  |  |  | No            |                  1 | On Loan: —       |

### Signature

**Date Signed:** 2023-03-02

**Name of Applicant:** Stacie M. Smith

**Signature:** Stacie M. Smith

**Name of Signer:** Stacie M. Smith

**Title:** President and Treasurer