# EDGAR Filing Document

**Accession Number:** 0001432353
**File Stem:** 0001752724-23-016609
**Filing Date:** 2023-1
**Character Count:** 33011
**Document Hash:** b905fc14371eea70a9802d617d4c1ba3
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-016609.hdr.sgml**: 20230127

**ACCESSION NUMBER**: 0001752724-23-016609

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230127

**DATE AS OF CHANGE**: 20230127

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Global X Funds
- **CENTRAL INDEX KEY:** 0001432353
- **IRS NUMBER:** 000000000

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22209
- **FILM NUMBER:** 23562794

**BUSINESS ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 43RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158
- **BUSINESS PHONE:** (212) 644-6110

**MAIL ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 43RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158

## Series and Classes Contracts Data

### Global X Artificial Intelligence & Technology ETF (Series ID: S000061326)

| Class ID   | Class Name                                        | Ticker Symbol   |
|:---|:---|:---|
| C000198548 | Global X Artificial Intelligence & Technology ETF | AIQ             |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GLOBAL X FUNDS

- **b. Investment Company Act file number:** 811-22209

- **c. CIK number of Registrant:** 0001432353

- **d. LEI of Registrant:** 5493003RA4QUTSYF1N15

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 605 Third Avenue

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10158

  - **Telephone number:** 2126446110

**Item A.2. Information about the Series.**

- **a. Name of Series:** Global X Artificial Intelligence & Technology ETF

- **b. EDGAR series identifier (if any):** S000061326

- **c. LEI of Series:** 549300BF6DMRHN9YQ074

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $139209817.48

**Total Liabilities:** $74732.13

**Net Assets:** $139135085.35

**Cash Not Reported:** $44105.14

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000198548 | 9.67%                | 2.56%                | -11.22%              |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $276873.64               | $12135583.34                               |
| Month 2  | $46956.27                | $3181190.81                                |
| Month 3  | $83562.91                | $-15929042.50                              |

### Schedule of Portfolio Investments

| Name                                                                               | Title                                           | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| ZSCALER, INC.                                                                      | ZSCALER INC COMMON STOCK                        | CUSIP: 98980G102<br>LEI: 529900MZ0RTK1BWRNF46 | Long             | EC               |  | US        |      5866 | NS      | $782817.70    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| NETFLIX, INC.                                                                      | NETFLIX INC COMMON STOCK                        | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               |  | US        |     20062 | NS      | $6129542.86   | 4.41%             |  |  |  | No            |                  1 | On Loan: No      |
| ALIBABA GROUP HOLDING LIMITED                                                      | ALIBABA GROUP HOLDING-SP ADR DEPOSITARY RECEIPT | CUSIP: 01609W102<br>LEI: 5493001NTNQJDH60PM02 | Long             | EC               |  | US        |     42722 | NS      | $3740738.32   | 2.69%             |  |  |  | No            |                  1 | On Loan: No      |
| EXPERIAN PLC                                                                       | EXPERIAN PLC COMMON STOCK                       | CUSIP: N/A<br>LEI: 635400RXXHHYT1JTSZ26       | Long             | EC               |  | GB        |     38055 | NS      | $1316538.94   | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| ABIOMED, INC.                                                                      | ABIOMED INC COMMON STOCK                        | CUSIP: 003654100<br>LEI: 5493001EZN4ZTB4Z5887 | Long             | EC               |  | US        |      1871 | NS      | $706845.09    | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| THOMSON REUTERS CORPORATION                                                        | THOMSON REUTERS CORP COMMON STOCK               | CUSIP: 884903709<br>LEI: 549300561UZND4C7B569 | Long             | EC               |  | US        |     20133 | NS      | $2370056.76   | 1.70%             |  |  |  | No            |                  1 | On Loan: No      |
| ADVANTECH Co., Ltd.                                                                | ADVANTECH CO LTD COMMON STOCK                   | CUSIP: N/A<br>LEI: 2549002OSTKE9HB9IY03       | Long             | EC               |  | TW        |     39200 | NS      | $422371.42    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Siemens Aktiengesellschaft                                                         | SIEMENS AG-REG COMMON STOCK                     | CUSIP: N/A<br>LEI: W38RGI023J3WT1HWRP32       | Long             | EC               |  | DE        |     35251 | NS      | $4762805.00   | 3.42%             |  |  |  | No            |                  1 | On Loan: No      |
| INTERNATIONAL BUSINESS MACHINES CORPORATION                                        | INTL BUSINESS MACHINES CORP COMMON STOCK        | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | EC               |  | US        |     35316 | NS      | $5258552.40   | 3.78%             |  |  |  | No            |                  1 | On Loan: No      |
| SMARTSHEET INC.                                                                    | SMARTSHEET INC-CLASS A COMMON STOCK             | CUSIP: 83200N103<br>LEI: 549300N9WF42OK9VL589 | Long             | EC               |  | US        |     13406 | NS      | $412100.44    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Infineon Technologies AG                                                           | INFINEON TECHNOLOGIES AG COMMON STOCK           | CUSIP: N/A<br>LEI: TSI2PJM6EPETEQ4X1U25       | Long             | EC               |  | DE        |     53977 | NS      | $1751807.08   | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| UBER TECHNOLOGIES, INC.                                                            | UBER TECHNOLOGIES INC COMMON STOCK              | CUSIP: 90353T100<br>LEI: 549300B2FTG34FILDR98 | Long             | EC               |  | US        |     81147 | NS      | $2364623.58   | 1.70%             |  |  |  | No            |                  1 | On Loan: No      |
| MEITUAN                                                                            | MEITUAN-CLASS B COMMON STOCK                    | CUSIP: N/A<br>LEI: 21380033K525E5JLIA77       | Long             | EC               |  | HK        |    184941 | NS      | $3876285.64   | 2.79%             |  |  |  | No            |                  1 | On Loan: No      |
| THE TRADE DESK, INC.                                                               | TRADE DESK INC/THE -CLASS A COMMON STOCK        | CUSIP: 88339J105<br>LEI: 549300GXPD31VT3E0P46 | Long             | EC               |  | US        |     18281 | NS      | $953171.34    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| AVEVA GROUP PLC                                                                    | AVEVA GROUP PLC COMMON STOCK                    | CUSIP: N/A<br>LEI: 213800XHATUM2LFMKG16       | Long             | EC               |  | GB        |     15886 | NS      | $601802.62    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| ROCKWELL AUTOMATION, INC.                                                          | ROCKWELL AUTOMATION INC COMMON STOCK            | CUSIP: 773903109<br>LEI: VH3R4HHBHH12O0EXZJ88 | Long             | EC               |  | US        |      4810 | NS      | $1270898.20   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Upstart Holdings Inc                                                               | UPSTART HOLDINGS INC COMMON STOCK               | CUSIP: 91680M107<br>LEI: 549300WNB47JRNENIC75 | Long             | EC               |  | US        |     15342 | NS      | $299936.10    | 0.22%             |  |  |  | No            |                  1 | On Loan: —       |
| Exscientia PLC                                                                     | EXSCIENTIA PLC DEPOSITARY RECEIPT               | CUSIP: 30223G102<br>LEI: 213800XOQHH5CV85AD30 | Long             | EC               |  | US        |     37410 | NS      | $213237.00    | 0.15%             |  |  |  | No            |                  1 | On Loan: —       |
| ACCENTURE PUBLIC LIMITED COMPANY                                                   | ACCENTURE PLC-CL A COMMON STOCK                 | CUSIP: G1151C101<br>LEI: N/A                  | Long             | EC               |  | US        |     15596 | NS      | $4693304.28   | 3.37%             |  |  |  | No            |                  1 | On Loan: No      |
| SPLUNK INC.                                                                        | SPLUNK INC COMMON STOCK                         | CUSIP: 848637104<br>LEI: 549300XGDSGBP6UEI867 | Long             | EC               |  | US        |      6660 | NS      | $517348.80    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| TERADATA CORPORATION                                                               | TERADATA CORP COMMON STOCK                      | CUSIP: 88076W103<br>LEI: 549300JU9SOUHV4U4R71 | Long             | EC               |  | US        |     11349 | NS      | $387568.35    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Telefonaktiebolaget LM Ericsson                                                    | ERICSSON (LM) TEL-SP ADR DEPOSITARY RECEIPT     | CUSIP: 294821608<br>LEI: 549300W9JLPW15XIFM52 | Long             | EC               |  | US        |    127055 | NS      | $809340.35    | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| CADENCE DESIGN SYSTEMS, INC.                                                       | CADENCE DESIGN SYS INC COMMON STOCK             | CUSIP: 127387108<br>LEI: GCT7RXJOGLXPV0NXZY22 | Long             | EC               |  | US        |     11394 | NS      | $1960223.76   | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| CCC INTELLIGENT SOLUTIONS HOLDINGS INC.                                            | CCC INTELLIGENT SOLUTIONS HO COMMON STOCK       | CUSIP: 12510Q100<br>LEI: N/A                  | Long             | EC               |  | US        |     45089 | NS      | $414818.80    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| AMAZON.COM, INC.                                                                   | AMAZON.COM INC COMMON STOCK                     | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               |  | US        |     36032 | NS      | $3478529.28   | 2.50%             |  |  |  | No            |                  1 | On Loan: No      |
| HUBBELL INCORPORATED                                                               | HUBBELL INC COMMON STOCK                        | CUSIP: 443510607<br>LEI: 54930088VDQ6840Y6597 | Long             | EC               |  | US        |      2291 | NS      | $582051.46    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| STMicroelectronics N.V.                                                            | STMICROELECTRONICS NV COMMON STOCK              | CUSIP: N/A<br>LEI: 213800Z8NOHIKRI42W10       | Long             | EC               |  | IT        |     37644 | NS      | $1397114.89   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| TESLA, INC.                                                                        | TESLA INC COMMON STOCK                          | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               |  | US        |     16523 | NS      | $3217028.10   | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| VERINT SYSTEMS INC.                                                                | VERINT SYSTEMS INC COMMON STOCK                 | CUSIP: 92343X100<br>LEI: 549300KEQJS5FRVUCO94 | Long             | EC               |  | US        |      9927 | NS      | $390428.91    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Wolters Kluwer N.V.                                                                | WOLTERS KLUWER COMMON STOCK                     | CUSIP: N/A<br>LEI: 724500TEM53I0U077B74       | Long             | EC               |  | NL        |     10850 | NS      | $1175267.71   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| PEGASYSTEMS INC.                                                                   | PEGASYSTEMS INC COMMON STOCK                    | CUSIP: 705573103<br>LEI: 549300FMCOKPL06FYN26 | Long             | EC               |  | US        |      8855 | NS      | $320993.75    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| DXC TECHNOLOGY COMPANY                                                             | DXC TECHNOLOGY CO COMMON STOCK                  | CUSIP: 23355L106<br>LEI: 549300DOVZ3EDJB7O259 | Long             | EC               |  | US        |     14367 | NS      | $426268.89    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| GENPACT LIMITED                                                                    | GENPACT LTD COMMON STOCK                        | CUSIP: G3922B107<br>LEI: 529900OSEC6Q0L4L5B35 | Long             | EC               |  | US        |      9700 | NS      | $447267.00    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Informatica Inc                                                                    | INFORMATICA INC - CLASS A COMMON STOCK          | CUSIP: 45674M101<br>LEI: N/A                  | Long             | EC               |  | US        |     21336 | NS      | $366552.48    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| BOOZ ALLEN HAMILTON HOLDING CORPORATION                                            | BOOZ ALLEN HAMILTON HOLDINGS COMMON STOCK       | CUSIP: 099502106<br>LEI: 529900JPV47PIUWMA015 | Long             | EC               |  | US        |      5477 | NS      | $582752.80    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA CORPORATION                                                                 | NVIDIA CORP COMMON STOCK                        | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               |  | US        |     24874 | NS      | $4209427.02   | 3.03%             |  |  |  | No            |                  1 | On Loan: No      |
| APPLE INC.                                                                         | APPLE INC COMMON STOCK                          | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               |  | US        |     28906 | NS      | $4278955.18   | 3.08%             |  |  |  | No            |                  1 | On Loan: No      |
| ORACLE CORPORATION                                                                 | ORACLE CORP COMMON STOCK                        | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               |  | US        |     60257 | NS      | $5003138.71   | 3.60%             |  |  |  | No            |                  1 | On Loan: No      |
| TEMENOS AG                                                                         | TEMENOS AG - REG COMMON STOCK                   | CUSIP: N/A<br>LEI: 5067007NW6550481FH64       | Long             | EC               |  | CH        |      5636 | NS      | $337538.87    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| DATADOG, INC.                                                                      | DATADOG INC - CLASS A COMMON STOCK              | CUSIP: 23804L103<br>LEI: 549300F6JNO0KRPO1K63 | Long             | EC               |  | US        |     11707 | NS      | $887156.46    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| WIX.COM LTD                                                                        | WIX.COM LTD COMMON STOCK                        | CUSIP: M98068105<br>LEI: 5493008P6N29Q1AG9464 | Long             | EC               |  | US        |      6670 | NS      | $603568.30    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| TENCENT HOLDINGS LIMITED                                                           | TENCENT HOLDINGS LTD COMMON STOCK               | CUSIP: N/A<br>LEI: 254900N4SLUMW4XUYY11       | Long             | EC               |  | HK        |    104743 | NS      | $3853973.43   | 2.77%             |  |  |  | No            |                  1 | On Loan: No      |
| SEAGATE TECHNOLOGY HOLDINGS PUBLIC LIMITED COMPANY                                 | SEAGATE TECHNOLOGY HOLDINGS COMMON STOCK        | CUSIP: G7997R103<br>LEI: 635400RUXIFEZSRU8X70 | Long             | EC               |  | US        |      8755 | NS      | $463752.35    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| UIPATH, INC.                                                                       | UIPATH INC - CLASS A COMMON STOCK               | CUSIP: 90364P105<br>LEI: 5493000YP61KBELDHT53 | Long             | EC               |  | US        |     20777 | NS      | $259089.19    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| EBAY INC.                                                                          | EBAY INC COMMON STOCK                           | CUSIP: 278642103<br>LEI: OML71K8X303XQONU6T67 | Long             | EC               |  | US        |     23146 | NS      | $1051754.24   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| StoneCo Ltd.                                                                       | STONECO LTD-A COMMON STOCK                      | CUSIP: G85158106<br>LEI: 549300O1A9LEF0XZCR35 | Long             | EC               |  | US        |     47177 | NS      | $551027.36    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Canaan Inc                                                                         | CANAAN INC DEPOSITARY RECEIPT                   | CUSIP: 134748102<br>LEI: N/A                  | Long             | EC               |  | US        |     96764 | NS      | $251586.40    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| ZEBRA TECHNOLOGIES CORPORATION                                                     | ZEBRA TECHNOLOGIES CORP-CL A COMMON STOCK       | CUSIP: 989207105<br>LEI: PO0I32GKZ3HZMMDPZZ08 | Long             | EC               |  | US        |      2176 | NS      | $588129.28    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| QUALCOMM INCORPORATED                                                              | QUALCOMM INC COMMON STOCK                       | CUSIP: 747525103<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               |  | US        |     28809 | NS      | $3644050.41   | 2.62%             |  |  |  | No            |                  1 | On Loan: No      |
| BAIDU, INC.                                                                        | BAIDU INC - SPON ADR DEPOSITARY RECEIPT         | CUSIP: 056752108<br>LEI: 254900AL64IANZYI1E02 | Long             | EC               |  | US        |     11428 | NS      | $1241080.80   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Samsung Electronics Co., Ltd.                                                      | SAMSUNG ELECTRONICS CO LTD COMMON STOCK         | CUSIP: N/A<br>LEI: 9884007ER46L6N7EI764       | Long             | EC               |  | KR        |     95040 | NS      | $4482305.04   | 3.22%             |  |  |  | No            |                  1 | On Loan: No      |
| CISCO SYSTEMS, INC.                                                                | CISCO SYSTEMS INC COMMON STOCK                  | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               |  | US        |    100743 | NS      | $5008941.96   | 3.60%             |  |  |  | No            |                  1 | On Loan: No      |
| INTEL CORPORATION                                                                  | INTEL CORP COMMON STOCK                         | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               |  | US        |    110596 | NS      | $3325621.72   | 2.39%             |  |  |  | No            |                  1 | On Loan: No      |
| ADOBE INC.                                                                         | ADOBE INC COMMON STOCK                          | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               |  | US        |     10983 | NS      | $3788366.19   | 2.72%             |  |  |  | No            |                  1 | On Loan: No      |
| NEC Corporation                                                                    | NEC CORP COMMON STOCK                           | CUSIP: N/A<br>LEI: 5493000QYMPFRTEY4K28       | Long             | EC               |  | JP        |     11380 | NS      | $395943.10    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| AMPLIFON S.P.A.                                                                    | AMPLIFON SPA COMMON STOCK                       | CUSIP: N/A<br>LEI: ZYXJDNVM2JI3VBM8G556       | Long             | EC               |  | IT        |     14377 | NS      | $397469.57    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| SYNOPSYS, INC.                                                                     | SYNOPSYS INC COMMON STOCK                       | CUSIP: 871607107<br>LEI: QG7T915N9S0NY5UKNE63 | Long             | EC               |  | US        |      6320 | NS      | $2145892.80   | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| WORKDAY, INC.                                                                      | WORKDAY INC-CLASS A COMMON STOCK                | CUSIP: 98138H101<br>LEI: 549300J0DYC0N31V7G13 | Long             | EC               |  | US        |      8223 | NS      | $1380641.70   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| META PLATFORMS, INC.                                                               | META PLATFORMS INC COMMON STOCK                 | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               |  | US        |     24518 | NS      | $2895575.80   | 2.08%             |  |  |  | No            |                  1 | On Loan: No      |
| SNAP INC.                                                                          | SNAP INC - A COMMON STOCK                       | CUSIP: 83304A106<br>LEI: 549300JNC0L6VP8A2Q35 | Long             | EC               |  | US        |     57358 | NS      | $591360.98    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| SALESFORCE, INC.                                                                   | SALESFORCE INC COMMON STOCK                     | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               |  | US        |     24222 | NS      | $3881575.50   | 2.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Global Unichip Corp                                                                | GLOBAL UNICHIP CORP COMMON STOCK                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | TW        |     25200 | NS      | $596049.25    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| TWILIO INC.                                                                        | TWILIO INC - A COMMON STOCK                     | CUSIP: 90138F102<br>LEI: 5493004W8TRGD63APX93 | Long             | EC               |  | US        |      7110 | NS      | $348532.20    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| NXP Semiconductors N.V.                                                            | NXP SEMICONDUCTORS NV COMMON STOCK              | CUSIP: N6596X109<br>LEI: 724500M9BY5293JDF951 | Long             | EC               |  | US        |     10850 | NS      | $1907864.00   | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| AMBARELLA INC                                                                      | AMBARELLA INC COMMON STOCK                      | CUSIP: G037AX101<br>LEI: 254900XN7F4DG0CEKC02 | Long             | EC               |  | US        |      5682 | NS      | $421604.40    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| HEWLETT PACKARD ENTERPRISE COMPANY                                                 | HEWLETT PACKARD ENTERPRISE COMMON STOCK         | CUSIP: 42824C109<br>LEI: 549300BX44RGX6ANDV88 | Long             | EC               |  | US        |     53734 | NS      | $901656.52    | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| VNET Group, Inc.                                                                   | VNET Group Incorporation DEPOSITARY RECEIPT     | CUSIP: 90138A103<br>LEI: 529900672GYJQ3T38I58 | Long             | EC               |  | US        |     86535 | NS      | $433540.35    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| ALPHABET INC.                                                                      | ALPHABET INC-CL A COMMON STOCK                  | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               |  | US        |     39276 | NS      | $3966483.24   | 2.85%             |  |  |  | No            |                  1 | On Loan: No      |
| MICROSOFT CORPORATION                                                              | MICROSOFT CORP COMMON STOCK                     | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               |  | US        |     16962 | NS      | $4327684.68   | 3.11%             |  |  |  | No            |                  1 | On Loan: No      |
| ACER INCORPORATED                                                                  | ACER INC COMMON STOCK                           | CUSIP: N/A<br>LEI: 2549006Z3IVAZIQEUM25       | Long             | EC               |  | TW        |    603100 | NS      | $480052.42    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| TOSHIBA CORPORATION                                                                | TOSHIBA CORP COMMON STOCK                       | CUSIP: N/A<br>LEI: 549300LBHTST91VKHO68       | Long             | EC               |  | JP        |     17941 | NS      | $603004.80    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| SERVICENOW, INC.                                                                   | SERVICENOW INC COMMON STOCK                     | CUSIP: 81762P102<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               |  | US        |      8313 | NS      | $3460701.90   | 2.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity Colchester Street Trust: Government Portfolio; Institutional Class Shares | Fidelity Money Market Government Portfolio      | CUSIP: 31607A703<br>LEI: N/A                  | Long             | STIV             |  | US        |    157162 | PA      | $157162.13    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| SHOPIFY INC.                                                                       | SHOPIFY INC - CLASS A COMMON STOCK              | CUSIP: 82509L107<br>LEI: 549300HGQ43STJLLP808 | Long             | EC               |  | US        |     47245 | NS      | $1931375.60   | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| SUPER MICRO COMPUTER, INC.                                                         | SUPER MICRO COMPUTER INC COMMON STOCK           | CUSIP: 86800U104<br>LEI: 54930022CZO1N2UGVW07 | Long             | EC               |  | US        |      8679 | NS      | $783106.17    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| FANUC CORPORATION                                                                  | FANUC CORP COMMON STOCK                         | CUSIP: N/A<br>LEI: 529900QTSW745LOKW705       | Long             | EC               |  | JP        |      8315 | NS      | $1213522.82   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| SK hynix Inc.                                                                      | SK HYNIX INC COMMON STOCK                       | CUSIP: N/A<br>LEI: 988400XAIK6XISWQV045       | Long             | EC               |  | KR        |     30084 | NS      | $1938916.48   | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Alchip Technologies Ltd                                                            | ALCHIP TECHNOLOGIES LTD COMMON STOCK            | CUSIP: N/A<br>LEI: 529900HKE9RIY07SLX84       | Long             | EC               |  | TW        |     19690 | NS      | $590594.88    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| C3.ai Inc                                                                          | C3.AI INC-A COMMON STOCK                        | CUSIP: 12468P104<br>LEI: 549300YDLK0YQO5B1V80 | Long             | EC               |  | US        |     21176 | NS      | $275499.76    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| OKTA, INC.                                                                         | OKTA INC COMMON STOCK                           | CUSIP: 679295105<br>LEI: 549300N8J06I8MRHU620 | Long             | EC               |  | US        |      6075 | NS      | $323919.00    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| VIASAT, INC.                                                                       | VIASAT INC COMMON STOCK                         | CUSIP: 92552V100<br>LEI: UFC8NYMNFSYIHNSM2I38 | Long             | EC               |  | US        |     15639 | NS      | $533133.51    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-11-30

**Name of Applicant:** GLOBAL X FUNDS

**Signature:** Luis Berruga

**Name of Signer:** Luis Berruga

**Title:** President