# EDGAR Filing Document

**Accession Number:** 0001846175
**File Stem:** 0001846175-23-000001
**Filing Date:** 2023-2
**Character Count:** 25485
**Document Hash:** 0cf944df8bd1556e2e2078a4cc80429a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001846175-23-000001.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001846175-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230213

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Sovereign Financial Group, Inc.
- **CENTRAL INDEX KEY:** 0001846175
- **IRS NUMBER:** 200093943
- **STATE OF INCORPORATION:** CT
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20792
- **FILM NUMBER:** 23620499

**BUSINESS ADDRESS:**
- **STREET 1:** 25 WEST BROAD STREET, SUITE 100
- **CITY:** STAMFORD
- **STATE:** CT
- **ZIP:** 06902
- **BUSINESS PHONE:** (203) 883-6006

**MAIL ADDRESS:**
- **STREET 1:** 25 WEST BROAD STREET, SUITE 100
- **CITY:** STAMFORD
- **STATE:** CT
- **ZIP:** 06902

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Sovereign Financial Group Inc.<br>**Address:** 25 WEST BROAD STREET SUITE 100<br>STAMFORD, CT 06902

**Form 13F File Number:** 028-20792

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** JOHN KOCHERSPERGER<br>**Title:** Chief Compliance Officer<br>**Phone:** (203) 883-6006

**Signature, Place, and Date of Signing:**

JOHN KOCHERSPERGER  STAMFORD, CT  02-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 220

**Form 13F Information Table Value Total:** $253818118

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ALLSTATE CORP | COM | 020002101 |  | 705798 | 5205 | SH |  | SOLE |  | 0 | 0 | 5205 |
| AMAZON COM INC | COM | 023135106 |  | 917196 | 10919 | SH |  | SOLE |  | 0 | 0 | 10919 |
| AMERICAN ELEC PWR CO INC | COM | 025537101 |  | 336883 | 3548 | SH |  | SOLE |  | 0 | 0 | 3548 |
| AMGEN INC | COM | 031162100 |  | 359554 | 1369 | SH |  | SOLE |  | 0 | 0 | 1369 |
| APPLE INC | COM | 037833100 |  | 7873502 | 60598 | SH |  | SOLE |  | 0 | 0 | 60598 |
| BANK AMERICA CORP | COM | 060505104 |  | 1418211 | 42820 | SH |  | SOLE |  | 0 | 0 | 42820 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 960370 | 3109 | SH |  | SOLE |  | 0 | 0 | 3109 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 961756 | 13367 | SH |  | SOLE |  | 0 | 0 | 13367 |
| CSX CORP | COM | 126408103 |  | 1093904 | 35310 | SH |  | SOLE |  | 0 | 0 | 35310 |
| CVS HEALTH CORP | COM | 126650100 |  | 320749 | 3442 | SH |  | SOLE |  | 0 | 0 | 3442 |
| CALAMOS CONV OPPORTUNITIES | SH BEN INT | 128117108 |  | 140624 | 13380 | SH |  | SOLE |  | 0 | 0 | 13380 |
| CALIFORNIA WTR SVC GROUP | COM | 130788102 |  | 652547 | 10761 | SH |  | SOLE |  | 0 | 0 | 10761 |
| CATERPILLAR INC | COM | 149123101 |  | 416563 | 1739 | SH |  | SOLE |  | 0 | 0 | 1739 |
| CHEVRON CORP NEW | COM | 166764100 |  | 709576 | 3953 | SH |  | SOLE |  | 0 | 0 | 3953 |
| CHURCH  DWIGHT CO INC | COM | 171340102 |  | 1302577 | 16159 | SH |  | SOLE |  | 0 | 0 | 16159 |
| COCA COLA CO | COM | 191216100 |  | 722783 | 11363 | SH |  | SOLE |  | 0 | 0 | 11363 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 274268 | 3481 | SH |  | SOLE |  | 0 | 0 | 3481 |
| COMMERCIAL METALS CO | COM | 201723103 |  | 487830 | 10100 | SH |  | SOLE |  | 0 | 0 | 10100 |
| CONSOLIDATED EDISON INC | COM | 209115104 |  | 1819321 | 19088 | SH |  | SOLE |  | 0 | 0 | 19088 |
| CUMMINS INC | COM | 231021106 |  | 236475 | 976 | SH |  | SOLE |  | 0 | 0 | 976 |
| DEERE  CO | COM | 244199105 |  | 731904 | 1707 | SH |  | SOLE |  | 0 | 0 | 1707 |
| DISNEY WALT CO | COM | 254687106 |  | 294089 | 3385 | SH |  | SOLE |  | 0 | 0 | 3385 |
| ESSEX PPTY TR INC | COM | 297178105 |  | 220609 | 1041 | SH |  | SOLE |  | 0 | 0 | 1041 |
| FS KKR CAP CORP | COM | 302635206 |  | 325185 | 18582 | SH |  | SOLE |  | 0 | 0 | 18582 |
| FIDELITY COVINGTON TRUST | LOW VOLITY ETF | 316092824 |  | 230900 | 5000 | SH |  | SOLE |  | 0 | 0 | 5000 |
| FORD MTR CO DEL | COM | 345370860 |  | 165728 | 14250 | SH |  | SOLE |  | 0 | 0 | 14250 |
| GENERAL ELECTRIC CO | COM NEW | 369604301 |  | 774277 | 9241 | SH |  | SOLE |  | 0 | 0 | 9241 |
| GENERAL MLS INC | COM | 370334104 |  | 1987662 | 23705 | SH |  | SOLE |  | 0 | 0 | 23705 |
| GOLDMAN SACHS ETF TR | ACCESS HIG YLD | 381430453 |  | 437642 | 10442 | SH |  | SOLE |  | 0 | 0 | 10442 |
| HARMONY GOLD MINING CO LTD | SPONSORED ADR | 413216300 |  | 170000 | 50000 | SH |  | SOLE |  | 0 | 0 | 50000 |
| HOME DEPOT INC | COM | 437076102 |  | 1241330 | 3930 | SH |  | SOLE |  | 0 | 0 | 3930 |
| HONEYWELL INTL INC | COM | 438516106 |  | 240230 | 1121 | SH |  | SOLE |  | 0 | 0 | 1121 |
| HORMEL FOODS CORP | COM | 440452100 |  | 844133 | 18532 | SH |  | SOLE |  | 0 | 0 | 18532 |
| HUBBELL INC | COM | 443510607 |  | 311890 | 1329 | SH |  | SOLE |  | 0 | 0 | 1329 |
| ICAHN ENTERPRISES LP | DEPOSITARY UNIT | 451100101 |  | 257049 | 5075 | SH |  | SOLE |  | 0 | 0 | 5075 |
| INTEL CORP | COM | 458140100 |  | 261366 | 9889 | SH |  | SOLE |  | 0 | 0 | 9889 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 550831 | 3910 | SH |  | SOLE |  | 0 | 0 | 3910 |
| ISHARES INC | MSCI EMERG MRKT | 464286533 |  | 973702 | 18354 | SH |  | SOLE |  | 0 | 0 | 18354 |
| ISHARES TR | CORE S TTL STK | 464287150 |  | 236931 | 2794 | SH |  | SOLE |  | 0 | 0 | 2794 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 2083350 | 19573 | SH |  | SOLE |  | 0 | 0 | 19573 |
| ISHARES TR | CORE S ETF | 464287200 |  | 10318313 | 26856 | SH |  | SOLE |  | 0 | 0 | 26856 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 2443372 | 25192 | SH |  | SOLE |  | 0 | 0 | 25192 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 557320 | 14705 | SH |  | SOLE |  | 0 | 0 | 14705 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 408285 | 5030 | SH |  | SOLE |  | 0 | 0 | 5030 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 1142924 | 17412 | SH |  | SOLE |  | 0 | 0 | 17412 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 |  | 215736 | 2048 | SH |  | SOLE |  | 0 | 0 | 2048 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 1282550 | 5302 | SH |  | SOLE |  | 0 | 0 | 5302 |
| ISHARES TR | ISHARES BIOTECH | 464287556 |  | 900781 | 6861 | SH |  | SOLE |  | 0 | 0 | 6861 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 474210 | 3127 | SH |  | SOLE |  | 0 | 0 | 3127 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 450547 | 2103 | SH |  | SOLE |  | 0 | 0 | 2103 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 444618 | 2550 | SH |  | SOLE |  | 0 | 0 | 2550 |
| ISHARES TR | CORE S US VLU | 464287663 |  | 1477284 | 20916 | SH |  | SOLE |  | 0 | 0 | 20916 |
| ISHARES TR | CORE S US GWT | 464287671 |  | 1843656 | 22616 | SH |  | SOLE |  | 0 | 0 | 22616 |
| ISHARES TR | U.S. TECH ETF | 464287721 |  | 505038 | 6780 | SH |  | SOLE |  | 0 | 0 | 6780 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 1362312 | 14395 | SH |  | SOLE |  | 0 | 0 | 14395 |
| ISHARES TR | INTL TREA BD ETF | 464288117 |  | 498693 | 12738 | SH |  | SOLE |  | 0 | 0 | 12738 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 250716 | 2376 | SH |  | SOLE |  | 0 | 0 | 2376 |
| ISHARES TR | RESIDENTIAL MULT | 464288562 |  | 1128607 | 16515 | SH |  | SOLE |  | 0 | 0 | 16515 |
| ISHARES TR | MBS ETF | 464288588 |  | 665308 | 7173 | SH |  | SOLE |  | 0 | 0 | 7173 |
| ISHARES TR | ISHS 5-10YR INVT | 464288638 |  | 203090 | 4102 | SH |  | SOLE |  | 0 | 0 | 4102 |
| ISHARES TR | ISHS 1-5YR INVS | 464288646 |  | 1394561 | 27992 | SH |  | SOLE |  | 0 | 0 | 27992 |
| ISHARES TR | 10-20 YR TRS ETF | 464288653 |  | 401544 | 3712 | SH |  | SOLE |  | 0 | 0 | 3712 |
| ISHARES TR | EAFE VALUE ETF | 464288877 |  | 1584270 | 34531 | SH |  | SOLE |  | 0 | 0 | 34531 |
| ISHARES TR | EAFE GRWTH ETF | 464288885 |  | 1075486 | 12840 | SH |  | SOLE |  | 0 | 0 | 12840 |
| ISHARES TR | AGGRES ALLOC ETF | 464289859 |  | 633325 | 10600 | SH |  | SOLE |  | 0 | 0 | 10600 |
| ISHARES TR | GRWT ALLOCAT ETF | 464289867 |  | 219662 | 4658 | SH |  | SOLE |  | 0 | 0 | 4658 |
| ISHARES TR | MODERT ALLOC ETF | 464289875 |  | 651948 | 17152 | SH |  | SOLE |  | 0 | 0 | 17152 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 793722 | 4493 | SH |  | SOLE |  | 0 | 0 | 4493 |
| KELLOGG CO | COM | 487836108 |  | 713184 | 10011 | SH |  | SOLE |  | 0 | 0 | 10011 |
| KIMBERLY-CLARK CORP | COM | 494368103 |  | 1360647 | 10023 | SH |  | SOLE |  | 0 | 0 | 10023 |
| MCCORMICK  CO INC | COM NON VTG | 579780206 |  | 399944 | 4825 | SH |  | SOLE |  | 0 | 0 | 4825 |
| MCDONALDS CORP | COM | 580135101 |  | 470401 | 1785 | SH |  | SOLE |  | 0 | 0 | 1785 |
| MICROSOFT CORP | COM | 594918104 |  | 2890521 | 12053 | SH |  | SOLE |  | 0 | 0 | 12053 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 243802 | 4878 | SH |  | SOLE |  | 0 | 0 | 4878 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 205282 | 3080 | SH |  | SOLE |  | 0 | 0 | 3080 |
| NEW JERSEY RES CORP | COM | 646025106 |  | 292758 | 5900 | SH |  | SOLE |  | 0 | 0 | 5900 |
| NORFOLK SOUTHN CORP | COM | 655844108 |  | 289790 | 1176 | SH |  | SOLE |  | 0 | 0 | 1176 |
| PEABODY ENERGY CORP | COM | 704551100 |  | 343962 | 13019 | SH |  | SOLE |  | 0 | 0 | 13019 |
| PEPSICO INC | COM | 713448108 |  | 740322 | 4098 | SH |  | SOLE |  | 0 | 0 | 4098 |
| PFIZER INC | COM | 717081103 |  | 916489 | 17886 | SH |  | SOLE |  | 0 | 0 | 17886 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 475383 | 4697 | SH |  | SOLE |  | 0 | 0 | 4697 |
| PHILLIPS 66 | COM | 718546104 |  | 210970 | 2027 | SH |  | SOLE |  | 0 | 0 | 2027 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 542888 | 3582 | SH |  | SOLE |  | 0 | 0 | 3582 |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 744573106 |  | 542852 | 8860 | SH |  | SOLE |  | 0 | 0 | 8860 |
| REALTY INCOME CORP | COM | 756109104 |  | 276325 | 4356 | SH |  | SOLE |  | 0 | 0 | 4356 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 |  | 358614 | 8003 | SH |  | SOLE |  | 0 | 0 | 8003 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 1691580 | 30446 | SH |  | SOLE |  | 0 | 0 | 30446 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 |  | 1763460 | 26711 | SH |  | SOLE |  | 0 | 0 | 26711 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 |  | 402831 | 9944 | SH |  | SOLE |  | 0 | 0 | 9944 |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 |  | 275306 | 5707 | SH |  | SOLE |  | 0 | 0 | 5707 |
| SOUTHERN CO | COM | 842587107 |  | 3002300 | 42043 | SH |  | SOLE |  | 0 | 0 | 42043 |
| SOUTHWEST AIRLS CO | COM | 844741108 |  | 206464 | 6132 | SH |  | SOLE |  | 0 | 0 | 6132 |
| STARBUCKS CORP | COM | 855244109 |  | 476031 | 4799 | SH |  | SOLE |  | 0 | 0 | 4799 |
| TEXAS INSTRS INC | COM | 882508104 |  | 284013 | 1719 | SH |  | SOLE |  | 0 | 0 | 1719 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 4933578 | 28380 | SH |  | SOLE |  | 0 | 0 | 28380 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 1863374 | 12271 | SH |  | SOLE |  | 0 | 0 | 12271 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 |  | 341015 | 6593 | SH |  | SOLE |  | 0 | 0 | 6593 |
| VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 |  | 2659796 | 15458 | SH |  | SOLE |  | 0 | 0 | 15458 |
| VANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX | 921932828 |  | 512651 | 2958 | SH |  | SOLE |  | 0 | 0 | 2958 |
| VANGUARD WELLINGTON FD | US VALUE FACTR | 921935805 |  | 1736987 | 17604 | SH |  | SOLE |  | 0 | 0 | 17604 |
| VANGUARD BD INDEX FDS | LONG TERM BOND | 921937793 |  | 2131799 | 29428 | SH |  | SOLE |  | 0 | 0 | 29428 |
| VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 |  | 2251286 | 30292 | SH |  | SOLE |  | 0 | 0 | 30292 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 6161214 | 81844 | SH |  | SOLE |  | 0 | 0 | 81844 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 896205 | 12475 | SH |  | SOLE |  | 0 | 0 | 12475 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 7778388 | 185332 | SH |  | SOLE |  | 0 | 0 | 185332 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 3887623 | 35927 | SH |  | SOLE |  | 0 | 0 | 35927 |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 921946794 |  | 509979 | 8561 | SH |  | SOLE |  | 0 | 0 | 8561 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 |  | 4540195 | 97200 | SH |  | SOLE |  | 0 | 0 | 97200 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 3371575 | 86495 | SH |  | SOLE |  | 0 | 0 | 86495 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 |  | 643815 | 13009 | SH |  | SOLE |  | 0 | 0 | 13009 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 4035173 | 11485 | SH |  | SOLE |  | 0 | 0 | 11485 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 976481 | 11839 | SH |  | SOLE |  | 0 | 0 | 11839 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 1165130 | 5717 | SH |  | SOLE |  | 0 | 0 | 5717 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 4885906 | 22927 | SH |  | SOLE |  | 0 | 0 | 22927 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 5688687 | 40526 | SH |  | SOLE |  | 0 | 0 | 40526 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 3460942 | 18857 | SH |  | SOLE |  | 0 | 0 | 18857 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 428648 | 2242 | SH |  | SOLE |  | 0 | 0 | 2242 |
| WALMART INC | COM | 931142103 |  | 273911 | 1932 | SH |  | SOLE |  | 0 | 0 | 1932 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 874674 | 8667 | SH |  | SOLE |  | 0 | 0 | 8667 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 4952431 | 18599 | SH |  | SOLE |  | 0 | 0 | 18599 |
| TARGET CORP | COM | 87612E106 |  | 310708 | 2085 | SH |  | SOLE |  | 0 | 0 | 2085 |
| TRAVELERS COMPANIES INC | COM | 89417E109 |  | 228738 | 1220 | SH |  | SOLE |  | 0 | 0 | 1220 |
| ALPS ETF TR | OSHARES US QUALT | 00162Q387 |  | 923612 | 22296 | SH |  | SOLE |  | 0 | 0 | 22296 |
| AT INC | COM | 00206R102 |  | 687421 | 37340 | SH |  | SOLE |  | 0 | 0 | 37340 |
| ARK ETF TR | INNOVATION ETF | 00214Q104 |  | 321589 | 10294 | SH |  | SOLE |  | 0 | 0 | 10294 |
| ABBVIE INC | COM | 00287Y109 |  | 494780 | 3062 | SH |  | SOLE |  | 0 | 0 | 3062 |
| ABRDN GOLD ETF TRUST | PHYSCL GOLD SHS | 00326A104 |  | 423263 | 24228 | SH |  | SOLE |  | 0 | 0 | 24228 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 216943 | 2834 | SH |  | SOLE |  | 0 | 0 | 2834 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 5819060 | 65582 | SH |  | SOLE |  | 0 | 0 | 65582 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 3093608 | 35063 | SH |  | SOLE |  | 0 | 0 | 35063 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 363929 | 7962 | SH |  | SOLE |  | 0 | 0 | 7962 |
| BLACKSTONE INC | COM | 09260D107 |  | 308111 | 4153 | SH |  | SOLE |  | 0 | 0 | 4153 |
| BROADCOM INC | COM | 11135F101 |  | 244340 | 437 | SH |  | SOLE |  | 0 | 0 | 437 |
| CARRIER GLOBAL CORPORATION | COM | 14448C104 |  | 290978 | 7054 | SH |  | SOLE |  | 0 | 0 | 7054 |
| CISCO SYS INC | COM | 17275R102 |  | 461432 | 9686 | SH |  | SOLE |  | 0 | 0 | 9686 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 646411 | 1416 | SH |  | SOLE |  | 0 | 0 | 1416 |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 25434V807 |  | 376093 | 12371 | SH |  | SOLE |  | 0 | 0 | 12371 |
| DOMINION ENERGY INC | COM | 25746U109 |  | 761410 | 12417 | SH |  | SOLE |  | 0 | 0 | 12417 |
| EQT CORP | COM | 26884L109 |  | 236370 | 6987 | SH |  | SOLE |  | 0 | 0 | 6987 |
| EPAM SYS INC | COM | 29414B104 |  | 259570 | 792 | SH |  | SOLE |  | 0 | 0 | 792 |
| EVERSOURCE ENERGY | COM | 30040W108 |  | 291643 | 3479 | SH |  | SOLE |  | 0 | 0 | 3479 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 1856128 | 16828 | SH |  | SOLE |  | 0 | 0 | 16828 |
| META PLATFORMS INC | CL A | 30303M102 |  | 222027 | 1845 | SH |  | SOLE |  | 0 | 0 | 1845 |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 33738R506 |  | 2379227 | 54172 | SH |  | SOLE |  | 0 | 0 | 54172 |
| FIRST TR EXCH TRADED FD III | MANAGD MUN ETF | 33739N108 |  | 304014 | 6067 | SH |  | SOLE |  | 0 | 0 | 6067 |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 33739Q200 |  | 655310 | 13822 | SH |  | SOLE |  | 0 | 0 | 13822 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740F714 |  | 303088 | 9380 | SH |  | SOLE |  | 0 | 0 | 9380 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740F722 |  | 247502 | 6856 | SH |  | SOLE |  | 0 | 0 | 6856 |
| FIRST TR EXCHNG TRADED FD VI | US EQT BUFFER | 33740F763 |  | 1387114 | 38993 | SH |  | SOLE |  | 0 | 0 | 38993 |
| FIRST TR EXCHNG TRADED FD VI | US EQT DEEP DUFR | 33740F771 |  | 1399320 | 41978 | SH |  | SOLE |  | 0 | 0 | 41978 |
| HIGHLAND GLOBAL ALLOCATION F | COM | 43010T104 |  | 1100807 | 116858 | SH |  | SOLE |  | 0 | 0 | 116858 |
| IDEXX LABS INC | COM | 45168D104 |  | 329632 | 808 | SH |  | SOLE |  | 0 | 0 | 808 |
| INVESCO ACTIVELY MANAGED ETF | ULTRA SHRT DUR | 46090A887 |  | 966399 | 19539 | SH |  | SOLE |  | 0 | 0 | 19539 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 318923 | 2258 | SH |  | SOLE |  | 0 | 0 | 2258 |
| INVESCO EXCHANGE TRADED FD T | HIG YLD EQ DIV | 46137V563 |  | 641809 | 31020 | SH |  | SOLE |  | 0 | 0 | 31020 |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 46137V613 |  | 593759 | 3827 | SH |  | SOLE |  | 0 | 0 | 3827 |
| INVESCO EXCHANGE TRADED FD T | DWA MOMENTUM | 46137V837 |  | 1996890 | 28105 | SH |  | SOLE |  | 0 | 0 | 28105 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 |  | 1452024 | 20139 | SH |  | SOLE |  | 0 | 0 | 20139 |
| ISHARES U S ETF TR | BLACKROCK ST MAT | 46431W507 |  | 2280165 | 46279 | SH |  | SOLE |  | 0 | 0 | 46279 |
| ISHARES U S ETF TR | BLACKROCK SHORT | 46431W838 |  | 380830 | 7659 | SH |  | SOLE |  | 0 | 0 | 7659 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 |  | 676422 | 4635 | SH |  | SOLE |  | 0 | 0 | 4635 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 2069300 | 33571 | SH |  | SOLE |  | 0 | 0 | 33571 |
| ISHARES TR | CORE 1 5 YR USD | 46432F859 |  | 337712 | 7272 | SH |  | SOLE |  | 0 | 0 | 7272 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 414030 | 8866 | SH |  | SOLE |  | 0 | 0 | 8866 |
| ISHARES TR | 0-5YR HI YL CP | 46434V407 |  | 542918 | 13278 | SH |  | SOLE |  | 0 | 0 | 13278 |
| ISHARES TR | CORE TOTAL USD | 46434V613 |  | 1811640 | 40321 | SH |  | SOLE |  | 0 | 0 | 40321 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 |  | 2882069 | 34007 | SH |  | SOLE |  | 0 | 0 | 34007 |
| ISHARES TR | MSCI USA SMCP MN | 46435G433 |  | 351062 | 10146 | SH |  | SOLE |  | 0 | 0 | 10146 |
| ISHARES TR | US INFRASTRUC | 46435U713 |  | 365549 | 10081 | SH |  | SOLE |  | 0 | 0 | 10081 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 609082 | 4542 | SH |  | SOLE |  | 0 | 0 | 4542 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 459787 | 8438 | SH |  | SOLE |  | 0 | 0 | 8438 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 |  | 950661 | 18964 | SH |  | SOLE |  | 0 | 0 | 18964 |
| JOHN HANCOCK EXCHANGE TRADED | MULTIFACTOR MI | 47804J206 |  | 616492 | 13246 | SH |  | SOLE |  | 0 | 0 | 13246 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 1809587 | 5204 | SH |  | SOLE |  | 0 | 0 | 5204 |
| MERCK  CO INC | COM | 58933Y105 |  | 652943 | 5885 | SH |  | SOLE |  | 0 | 0 | 5885 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 630595 | 7543 | SH |  | SOLE |  | 0 | 0 | 7543 |
| NEXPOINT DIVERSIFIED REL ET | COM NEW | 65340G205 |  | 960854 | 85714 | SH |  | SOLE |  | 0 | 0 | 85714 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 215303 | 1473 | SH |  | SOLE |  | 0 | 0 | 1473 |
| NUVEEN CR STRATEGIES INCOME | COM SHS | 67073D102 |  | 72604 | 14264 | SH |  | SOLE |  | 0 | 0 | 14264 |
| OPKO HEALTH INC | COM | 68375N103 |  | 25093 | 20074 | SH |  | SOLE |  | 0 | 0 | 20074 |
| ORACLE CORP | COM | 68389X105 |  | 251596 | 3078 | SH |  | SOLE |  | 0 | 0 | 3078 |
| OTIS WORLDWIDE CORP | COM | 68902V107 |  | 484582 | 6188 | SH |  | SOLE |  | 0 | 0 | 6188 |
| PACER FDS TR | TRENDP US LAR CP | 69374H105 |  | 217367 | 5798 | SH |  | SOLE |  | 0 | 0 | 5798 |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 |  | 115670 | 10861 | SH |  | SOLE |  | 0 | 0 | 10861 |
| PROSHARES TR II | ULTA BLMBG 2017 | 74347Y888 |  | 423885 | 13985 | SH |  | SOLE |  | 0 | 0 | 13985 |
| PROSHARES TR | S 500 DV ARIST | 74348A467 |  | 401581 | 4463 | SH |  | SOLE |  | 0 | 0 | 4463 |
| PUBLIC STORAGE | COM | 74460D109 |  | 268702 | 959 | SH |  | SOLE |  | 0 | 0 | 959 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 15010418 | 39250 | SH |  | SOLE |  | 0 | 0 | 39250 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 904690 | 5333 | SH |  | SOLE |  | 0 | 0 | 5333 |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 |  | 273118 | 9199 | SH |  | SOLE |  | 0 | 0 | 9199 |
| SPDR SER TR | PRTFLO S GW | 78464A409 |  | 1444551 | 28509 | SH |  | SOLE |  | 0 | 0 | 28509 |
| SPDR SER TR | S DIVID ETF | 78464A763 |  | 207057 | 1655 | SH |  | SOLE |  | 0 | 0 | 1655 |
| SPDR SER TR | PORTFOLIO S | 78464A847 |  | 419816 | 9878 | SH |  | SOLE |  | 0 | 0 | 9878 |
| SPDR SER TR | PORTFOLIO S | 78464A854 |  | 826805 | 18382 | SH |  | SOLE |  | 0 | 0 | 18382 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 566437 | 1710 | SH |  | SOLE |  | 0 | 0 | 1710 |
| SPDR S MIDCAP 400 ETF TR | UTSER1 S | 78467Y107 |  | 1714074 | 3871 | SH |  | SOLE |  | 0 | 0 | 3871 |
| SPDR SER TR | PRTFLO S HI | 78468R788 |  | 573988 | 14502 | SH |  | SOLE |  | 0 | 0 | 14502 |
| SPDR SER TR | PORTFOLIO S | 78468R853 |  | 1042758 | 28206 | SH |  | SOLE |  | 0 | 0 | 28206 |
| SALESFORCE INC | COM | 79466L302 |  | 214531 | 1618 | SH |  | SOLE |  | 0 | 0 | 1618 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 218175 | 1606 | SH |  | SOLE |  | 0 | 0 | 1606 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 352402 | 4029 | SH |  | SOLE |  | 0 | 0 | 4029 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 261251 | 2099 | SH |  | SOLE |  | 0 | 0 | 2099 |
| SEELOS THERAPEUTICS INC | COM | 81577F109 |  | 50925 | 75000 | SH |  | SOLE |  | 0 | 0 | 75000 |
| SIRIUS XM HOLDINGS INC | COM | 82968B103 |  | 88993 | 15239 | SH |  | SOLE |  | 0 | 0 | 15239 |
| TELLURIAN INC NEW | COM | 87968A104 |  | 19488 | 11600 | SH |  | SOLE |  | 0 | 0 | 11600 |
| TRICIDA INC | COM | 89610F101 |  | 1692 | 11068 | SH |  | SOLE |  | 0 | 0 | 11068 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 1029965 | 1943 | SH |  | SOLE |  | 0 | 0 | 1943 |
| VALERO ENERGY CORP | COM | 91913Y100 |  | 293935 | 2317 | SH |  | SOLE |  | 0 | 0 | 2317 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 |  | 1401106 | 6904 | SH |  | SOLE |  | 0 | 0 | 6904 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 |  | 4569211 | 96336 | SH |  | SOLE |  | 0 | 0 | 96336 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 |  | 359997 | 1127 | SH |  | SOLE |  | 0 | 0 | 1127 |
| VANGUARD WORLD FDS | UTILITIES ETF | 92204A876 |  | 831671 | 5423 | SH |  | SOLE |  | 0 | 0 | 5423 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 1864991 | 24804 | SH |  | SOLE |  | 0 | 0 | 24804 |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 92206C771 |  | 2696076 | 59228 | SH |  | SOLE |  | 0 | 0 | 59228 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 593747 | 15070 | SH |  | SOLE |  | 0 | 0 | 15070 |
| VICTORY PORTFOLIOS II | VCTRYSHS USAA CR | 92647N527 |  | 693435 | 15242 | SH |  | SOLE |  | 0 | 0 | 15242 |
| VISA INC | COM CL A | 92826C839 |  | 1229475 | 5918 | SH |  | SOLE |  | 0 | 0 | 5918 |
| WP CAREY INC | COM | 92936U109 |  | 524152 | 6707 | SH |  | SOLE |  | 0 | 0 | 6707 |
| WISDOMTREE TR | EMG MKTS SMCAP | 97717W281 |  | 804357 | 18285 | SH |  | SOLE |  | 0 | 0 | 18285 |
| WISDOMTREE TR | EUROPE SMCP DV | 97717W869 |  | 828013 | 15133 | SH |  | SOLE |  | 0 | 0 | 15133 |

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