# EDGAR Filing Document

**Accession Number:** 0001810747
**File Stem:** 0000940400-25-011477
**Filing Date:** 2025-11
**Character Count:** 23264
**Document Hash:** a7268022bb1e7b0089aa0e3b04c73569
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-25-011477.hdr.sgml**: 20251128

**ACCESSION NUMBER**: 0000940400-25-011477

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251128

**DATE AS OF CHANGE**: 20251128

**PERIOD START**: 20260630

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Simplify Exchange Traded Funds
- **CENTRAL INDEX KEY:** 0001810747

**ORGANIZATION NAME:**
- **EIN:** 851887571
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23570
- **FILM NUMBER:** 251534467

**BUSINESS ADDRESS:**
- **STREET 1:** 222 BROADWAY
- **STREET 2:** 22ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10038
- **BUSINESS PHONE:** 646-741-2438

**MAIL ADDRESS:**
- **STREET 1:** 222 BROADWAY
- **STREET 2:** 22ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10038

## Series and Classes Contracts Data

### Simplify Target 15 Distribution ETF (Series ID: S000091619)

| Class ID   | Class Name                          | Ticker Symbol   |
|:---|:---|:---|
| C000259297 | Simplify Target 15 Distribution ETF |  |

## Nport-Ex

#### Simplify

#### Target

#### 15

#### Distribution

#### ETF

#### Schedule

#### of

#### Investments
September

30,

2025

(Unaudited)

#### Shares

#### Value

#### U.S.

#### Exchange-Traded

#### Funds

#### –

#### 61.6%

#### Money

#### Market

#### Funds

#### –

#### 61.6%
Simplify

Government

Money

Market

ETF(a)(b)(c)

(Cost

$42,507,718)

......................................................

424,500

$

42,483,960

#### Principal

#### U.S.

#### Treasury

#### Bills

#### –

#### 38.9%
U.S.

Treasury

Bill,

4.29%,

10/28/2025

(c)(d) ....................................

$

7,200,000

7,178,184

U.S.

Treasury

Bill,

4.19%,

11/13/2025

(c)(d) ....................................

3,700,000

3,682,300

U.S.

Treasury

Bill,

4.03%,

12/4/2025

(c)(d) .....................................

6,600,000

6,554,298

U.S.

Treasury

Bill,

3.99%,

12/11/2025

(c)(d) ....................................

4,200,000

4,168,192

U.S.

Treasury

Bill,

3.96%,

12/26/2025

(d) ......................................

5,300,000

5,251,255

Total

U.S.

Treasury

Bills

(Cost

$26,831,528)

........................................

26,834,229

#### Shares

#### Money

#### Market

#### Fund

#### –

#### 0.6%
Dreyfus

Treasury

Obligations

Cash

Management

Fund,

Institutional

Shares,

4.00%(e)

(Cost

$439,323)

.........................................................

439,323

439,323

#### Number

#### of

#### Contracts

#### Notional

#### Amount

#### Purchased

#### Options

#### –

#### 0.3%

#### Puts

#### –

#### Exchange-Traded

#### –

#### 0.3%
Russell

2000

Index,

December

Strike

Price

$1,920,

Expires

12/31/25

......

14,784,000

66,605

S&P

500

Index,

December

Strike

Price

$5,200,

Expires

12/31/25

.........

39,520,000

126,540

193,145

Total

Purchased

Options

(Cost

$355,027)

............................................

193,145

Total

Investments

–

101.4%

(Cost

$70,133,596)

............................................................

$

69,950,657

Liabilities

in

Excess

of

Other

Assets

–

(1.4)%

.........................................

(979,232)

#### Net

#### Assets

#### –

#### 100.0%

#### ............................................................

#### $

#### 68,971,425

#### Number

#### of

#### Contracts

#### Notional

#### Amount

#### Written

#### Options

#### –

#### (2.0)%

#### Puts

#### -

#### Over

#### the

#### Counter

#### Barrier

#### Options

#### –

#### (2.0)%
SPX/RTY/NDX

WOF,

Expires

7/2/26

P100%/75%

NC3

EKI

(Counterparty:

Bank

of

America)

..............................................

(5,000,000)

$

(3,750,000)

$

(23,000)

SPX/RTY/NDX

WOF,

Expires

7/24/26

P100%/70%

NC3

EKI

(Counterparty:

Nomura

Securities)

............................................

(2,500,000)

(1,750,000)

(23,305)

SPX/RTY/NDX

WOF,

Expires

7/24/26

P100%/77.5%

NC3

EKI

(Counterparty:

Nomura

Securities)

............................................

(2,000,000)

(1,550,000)

(16,739)

SPX/RTY/NDX

WOF,

Expires

7/31/26

P100%/75%

NC3

EKI

(Counterparty:

Nomura

Securities)

............................................

(1,500,000)

(1,125,000)

(15,272)

#### Simplify

#### Target

#### 15

#### Distribution

#### ETF

#### Schedule

#### of

#### Investments
(Continued)

September

30,

2025

(Unaudited)

#### Number

#### of

#### Contracts

#### Notional

#### Amount

#### Value
SPX/RTY/NDX

WOF,

Expires

7/31/26

P100/77.5%

NC3

EKI

(Counterparty:

Nomura

Securities)

............................................

(1,000,000)

$

(775,000)

$

(10,325)

SPX/RTY/NDX

WOF,

Expires

8/1/26

P100%/75%

NC3

EKI

(Counterparty:

HSBC

Bank)

.................................................

(14,000,000)

(14,000,000)

(200,200)

SPX/RTY/NDX

WOF,

Expires

8/10/26

P100%/75%

NC3

EKI

(Counterparty:

HSBC

Bank)

.................................................

(1,300,000)

(975,000)

(23,530)

SPX/RTY/NDX

WOF,

Expires

8/10/26

P100%/75%

NC3

EKI

(Counterparty:

Morgan

Stanley

Capital

Services

LLC)

.............................

(4,000,000)

(3,000,000)

(50,000)

SPX/RTY/NDX

WOF,

Expires

8/10/26

P100%/77.5%

NC3

EKI

(Counterparty:

Morgan

Stanley

Capital

Services

LLC)

.............................

(10,000,000)

(7,750,000)

(134,000)

SPX/RTY/NDX

WOF,

Expires

8/17/26

P100/77.5%

NC3

EKI

(Counterparty:

Bank

of

America)

..............................................

(550,000)

(426,250)

(7,095)

SPX/RTY/NDX

WOF,

Expires

8/21/26

P100%/75%

NC3

EKI

(Counterparty:

HSBC

Bank)

.................................................

(1,300,000)

(975,000)

(42,900)

SPX/RTY/NDX

WOF,

Expires

8/24/26

P100/77.5%

NC3

EKI

(Counterparty:

Goldman)

....................................................

(2,700,000)

(2,092,500)

(65,340)

SPX/RTY/NDX

WOF,

Expires

8/31/26

P100%/75%

NC3

EKI

(Counterparty:

HSBC

Bank)

.................................................

(2,600,000)

(1,950,000)

(96,720)

SPX/RTY/NDX

WOF,

Expires

9/14/26

P100%/75%

NC3

EKI

(Counterparty:

Nomura

Securities)

............................................

(5,500,000)

(4,125,000)

(201,296)

SPX/RTY/NDX

WOF,

Expires

9/21/26

P100%/75%

NC3

EKI

(Counterparty:

HSBC

Bank)

.................................................

(4,000,000)

(3,000,000)

(154,000)

SPX/RTY/NDX

WOF,

Expires

9/28/26

P100%/75%

NC3

EKI

(Counterparty:

HSBC

Bank)

.................................................

(650,000)

(487,500)

(25,025)

SPX/RTY/NDX

WOF,

Expires

9/7/26

P100%/75%

NC3

EKI

(Counterparty:

HSBC

Bank)

.................................................

(5,500,000)

(4,125,000)

(229,350)

SPX/RTY/NDX

WOF,

Expires

9/7/26

P100%/75%

NC3

EKI

(Counterparty:

HSBC

Bank)

.................................................

(650,000)

(487,500)

(26,065)

WOF

SPX/RTY/NDX,

Expires

7/10/26

P100%/77.5%

NC3

EKI

(Counterparty:

Nomura

Securities)

............................................

(3,000,000)

(2,325,000)

(13,049)

(1,357,211)

Total

Written

Options

(Premiums

Received

$2,502,100)

.................................

$

(1,357,211)

(a) Affiliated

fund

managed

by

Simplify

Asset

Management

Inc.

(b) A

copy

of

the

security's

annual

report

to

shareholders

may

be

obtained

without

charge

at

www.simplify.us.

(c) Securities

with

an

aggregate

market

value

of

$27,822,293

have

been

pledged

as

collateral

for

options

as

of

September

30,

2025. (d) Represents

a

zero

coupon

bond.

Rate

shown

reflects

the

effective

yield.

(e) Rate

shown

reflects

the

7-day

yield

as

of

September

30,

2025. #### Affiliates
Fiscal

period

to

date

transactions

with

companies

which

are

or

were

affiliates

are

as

follows:

#### Affiliate

#### Value

#### at

#### beginning

#### of

#### the

#### period

#### Purchases

#### Cost

#### Sales

#### Proceeds

#### Net

#### Realized

#### Gain/(Loss)

#### Net

#### Change

#### in

#### Unrealized

#### Appreciation/

#### Depreciation

#### Value

#### at

#### the

#### end

#### of

#### the

#### period

#### Number

#### of

#### Shares

#### at

#### the

#### end

#### of

#### the

#### period

#### Dividend

#### Income

#### Capital

#### Gain

#### Distributions
Simplify

Government

Money

Market

ETF

$

—

$

46,626,636

$

(4,110,458)

$

(8,460)

$

(23,758)

$

42,483,960

424,500

$

348,000

$

—

#### $

#### —

#### $

#### 46,626,636

#### $

#### (4,110,458)

#### $

#### (8,460)

#### $

#### (23,758)

#### $

#### 42,483,960

#### 424,500

#### $

#### 348,000

#### $

#### —

#### Simplify

#### Target

#### 15

#### Distribution

#### ETF

#### Schedule

#### of

#### Investments
(Continued)

September

30,

2025

(Unaudited)

#### Summary

#### of

#### Investment

#### Type††

#### Investment

#### Categories

#### %

#### of

#### Net

#### Assets
U.S.

Exchange-Traded

Funds

....................................................................

61.6%

U.S.

Treasury

Bills

.............................................................................

38.9%

Money

Market

Fund

...........................................................................

0.6%

Purchased

Options

............................................................................

0.3%

Total

Investments

.............................................................................

101.4%

Liabilities

in

Excess

of

Other

Assets

...............................................................

(1.4)%

#### Net

#### Assets

#### ..................................................................................

#### 100.0%
††

The

percentage

shown

for

each

investment

category

is

the

total

value

of

investments

in

that

category

as

a

percentage

of

the

net

assets

of

the

Fund.

The

table

depicts

the

Fund's

investments

but

may

not

represent

the

Fund's

market

exposure

to

certain

derivatives,

if

any,

which

are

included

in

Liabilities

in

Excess

of

Other

Assets.

Abbreviations:

EKI

-

European

Knock

In.

-

Represents

a

knock-in

option

contract

that

begins

to

function

as

a

normal

option

only

once

a

certain

price

level

is

reached

before

expiration.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Simplify Exchange Traded Funds

- **b. Investment Company Act file number:** 811-23570

- **c. CIK number of Registrant:** 0001810747

- **d. LEI of Registrant:** 549300LDDEMEUCZQEO55

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 10845 Griffith Peak Drive

  - **City:** Las Vegas

  - **State:** NV

  - **Foreign country:** US

  - **Zip / Postal Code:** 89135

  - **Telephone number:** (702) 389-9705

**Item A.2. Information about the Series.**

- **a. Name of Series:** Simplify Target 15 Distribution ETF

- **b. EDGAR series identifier (if any):** S000091619

- **c. LEI of Series:** 529900JQIPPXKF841S91

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-06-30

- **b. Date as of which information is reported:** 2025-09-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $70369946.19

**Total Liabilities:** $1398521.69

**Net Assets:** $68971424.50

**Cash Not Reported:** $417724.98

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000259297 | 1.07%                | 1.88%                | 1.53%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $501.71                  | $26403.16                                  |
| Month 2  | $2.38                    | $-58738.79                                 |
| Month 3  | $-8180.58                | $14572.93                                  |

**Designated Index Information**

- **Index Name:** S&P 500 Benchmark

- **Index Identifier:** SPX Index

### Schedule of Portfolio Investments

| Name                                  | Title                                             | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| BANK OF AMERICA, NATIONAL ASSOCIATION | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: B4TYDEB6GKMZO031MB27 | N/A              | DE               | CORP              | US        |  -5000000 | NC      | $-23000.00    | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA SECURITIES INTERNATIONAL, INC. | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: OXTKY6Q8X53C9ILVV871 | N/A              | DE               | CORP              | US        |  -5500000 | NC      | $-201296.43   | -0.29%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -5500000 | NC      | $-229350.00   | -0.33%            |  |  |  | No            |                  2 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.             | RUSSELL 2000 INDEX                                | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |        77 | NC      | $66605.00     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| TREASURY BILL                         | United States Treasury Bill                       | CUSIP: 912797QQ3<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   3700000 | PA      | $3682300.13   | 5.34%             | 2025-11-13      | None          | 0.00%                 | No            |                  1 | On Loan: No      |
| HSBC BANK USA, NATIONAL ASSOCIATION   | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: 1IE8VN30JCEQV1H4R804 | N/A              | DE               | CORP              | US        |   -650000 | NC      | $-25025.00    | -0.04%            |  |  |  | No            |                  2 | On Loan: No      |
| DREYFUS TRSY OBLIG CASH M             | DREYFUS TRSY OBLIG CASH M                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |    439323 | NS      | $439322.70    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        | -14000000 | NC      | $-200200.00   | -0.29%            |  |  |  | No            |                  2 | On Loan: No      |
| TREASURY BILL                         | United States Treasury Bill                       | CUSIP: 912797QY6<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   4200000 | PA      | $4168192.01   | 6.04%             | 2025-12-11      | None          | 0.00%                 | No            |                  1 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        |  -1000000 | NC      | $-10324.71    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        | -10000000 | NC      | $-134000.00   | -0.19%            |  |  |  | No            |                  2 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.             | S&P 500 INDEX                                     | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |        76 | NC      | $126540.00    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| GOLDMAN SACHS & CO. LLC               | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: FOR8UP27PHTHYVLBNG30 | N/A              | DE               | CORP              | US        |  -2700000 | NC      | $-65340.00    | -0.09%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK USA, NATIONAL ASSOCIATION   | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: 1IE8VN30JCEQV1H4R804 | N/A              | DE               | CORP              | US        |  -4000000 | NC      | $-154000.00   | -0.22%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -1300000 | NC      | $-42900.00    | -0.06%            |  |  |  | No            |                  2 | On Loan: No      |
| BANK OF AMERICA, NATIONAL ASSOCIATION | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: B4TYDEB6GKMZO031MB27 | N/A              | DE               | CORP              | US        |   -550000 | NC      | $-7095.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |  -4000000 | NC      | $-50000.00    | -0.07%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -2600000 | NC      | $-96720.00    | -0.14%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        |  -1500000 | NC      | $-15272.04    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |  -1300000 | NC      | $-23530.00    | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        |  -2500000 | NC      | $-23305.05    | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| HSBC BANK PLC                         | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: MP6I5ZYZBEU3UXPYFY54 | N/A              | DE               | CORP              | GB        |   -650000 | NC      | $-26065.00    | -0.04%            |  |  |  | No            |                  2 | On Loan: No      |
| TREASURY BILL                         | United States Treasury Bill                       | CUSIP: 912797RE9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   7200000 | PA      | $7178184.00   | 10.41%            | 2025-10-28      | None          | 0.00%                 | No            |                  1 | On Loan: No      |
| Simplify Government Money Market ETF  | Simplify Government Money Market ETF              | CUSIP: 82889N269<br>LEI: 529900UXSTJQHYE7H806 | Long             | STIV             | RF                | US        |    424500 | NS      | $42483960.00  | 61.60%            |  |  |  | No            |                  1 | On Loan: No      |
| TREASURY BILL                         | United States Treasury Bill                       | CUSIP: 912797QS9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   6600000 | PA      | $6554298.70   | 9.50%             | 2025-12-04      | None          | 0.00%                 | No            |                  1 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        |  -2000000 | NC      | $-16738.68    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| TREASURY BILL                         | United States Treasury Bill                       | CUSIP: 912797NU7<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   5300000 | PA      | $5251254.73   | 7.61%             | 2025-12-26      | None          | 0.00%                 | No            |                  1 | On Loan: No      |
| NOMURA INTERNATIONAL PLC              | S&P 500 INDEX/RUSSELL 2000 INDEX/NASDAQ 100 INDEX | CUSIP: 000000000<br>LEI: DGQCSV2PHVF7I2743539 | N/A              | DE               | CORP              | GB        |  -3000000 | NC      | $-13048.98    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2025-11-26

**Name of Applicant:** Simplify Exchange Traded Funds

**Signature:** Paul Kim

**Name of Signer:** Paul Kim

**Title:** Trustee & President