# EDGAR Filing Document

**Accession Number:** 0001415995
**File Stem:** 0001752724-23-069586
**Filing Date:** 2023-3
**Character Count:** 50890
**Document Hash:** b4b8b83e146148db7995ecc06d8c4154
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-069586.hdr.sgml**: 20230328

**ACCESSION NUMBER**: 0001752724-23-069586

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230328

**DATE AS OF CHANGE**: 20230328

**PERIOD START**: 20230430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** IndexIQ ETF Trust
- **CENTRAL INDEX KEY:** 0001415995
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22227
- **FILM NUMBER:** 23767815

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** 888-474-7725

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IQSHARES Trust
- **DATE OF NAME CHANGE:** 20080808

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IQSHARES Trust 1
- **DATE OF NAME CHANGE:** 20071024

## Series and Classes Contracts Data

### IQ Chaikin U.S. Large Cap ETF (Series ID: S000057680)

| Class ID   | Class Name                    | Ticker Symbol   |
|:---|:---|:---|
| C000184743 | IQ Chaikin U.S. Large Cap ETF | CLRG            |

## Nport-Ex

Schedule of Investments – IQ Chaikin U.S. Large Cap ETF

January 31, 2023 (unaudited)

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Common Stocks — 99.8%** | **Common Stocks — 99.8%** | |
| **Communication Services — 6.0%** |  |  |
| Alphabet, Inc., Class A<sup>\*</sup> | 22012 | $2175666 |
| Electronic Arts, Inc. | 24198 | 3113798 |
| Meta Platforms, Inc., Class A<sup>\*</sup> | 13766 | 2050721 |
| Netflix, Inc.<sup>\*</sup> | 8174 | 2892452 |
| Snap, Inc., Class A<sup>\*</sup> | 85058 | 983270 |
| T-Mobile US, Inc.<sup>\*</sup> | 23851 | 3561193 |
| Walt Disney Co. (The)<sup>\*</sup> | 22320 | 2421497 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Communication Services |  | 17198597 |
| **Consumer Discretionary — 14.0%** |  |  |
| AutoZone, Inc.<sup>\*</sup> | 1496 | 3648519 |
| Chipotle Mexican Grill, Inc.<sup>\*</sup> | 1936 | 3187392 |
| Dollar General Corp. | 13748 | 3211533 |
| DR Horton, Inc. | 41084 | 4054580 |
| Home Depot, Inc. (The) | 10228 | 3315611 |
| Las Vegas Sands Corp.<sup>\*</sup> | 78754 | 4646486 |
| Lennar Corp., Class A | 37714 | 3861914 |
| Lowe's Cos., Inc. | 15139 | 3152697 |
| O'Reilly Automotive, Inc.<sup>\*</sup> | 4469 | 3541012 |
| Peloton Interactive, Inc., Class A<sup>\*</sup> | 115866 | 1498147 |
| Starbucks Corp. | 33650 | 3672561 |
| Target Corp. | 14424 | 2482947 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Consumer Discretionary |  | 40273399 |
| **Consumer Staples — 4.2%** |  |  |
| Altria Group, Inc. | 58588 | 2638804 |
| Keurig Dr Pepper, Inc. | 80772 | 2849636 |
| Kraft Heinz Co. (The) | 77714 | 3149748 |
| Philip Morris International, Inc. | 32586 | 3396765 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Consumer Staples |  | 12034953 |
| **Energy — 3.7%** |  |  |
| Chevron Corp. | 18799 | 3271402 |
| Exxon Mobil Corp. | 37064 | 4299795 |
| Kinder Morgan, Inc. | 161881 | 2962422 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Energy |  | 10533619 |
| **Financials — 12.7%** |  |  |
| BlackRock, Inc. | 4007 | 3042155 |
| Charles Schwab Corp. (The) | 36309 | 2811043 |
| Chubb Ltd. | 14311 | 3255609 |
| First Republic Bank | 18885 | 2660519 |
| Marsh & McLennan Cos., Inc. | 17963 | 3141908 |
| MetLife, Inc. | 43557 | 3180532 |
| Moody's Corp. | 9072 | 2927988 |
| Nasdaq, Inc. | 51535 | 3101892 |
| PNC Financial Services Group, Inc. (The) | 16597 | 2745642 |
| Progressive Corp. (The) | 26855 | 3661679 |
| Travelers Cos., Inc. (The) | 16753 | 3201833 |
| US Bancorp | 57596 | 2868281 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Financials |  | 36599081 |
| **Health Care — 19.5%** |  |  |
| Abbott Laboratories | 25863 | 2859155 |
| AbbVie, Inc. | 18883 | 2789963 |
| Centene Corp.<sup>\*</sup> | 36361 | 2772163 |
| Cigna Corp. | 12776 | 4045776 |
| CVS Health Corp. | 30247 | 2668390 |
| Danaher Corp. | 10436 | 2759070 |
| Elevance Health, Inc. | 6232 | 3115938 |
| Gilead Sciences, Inc. | 51491 | 4322154 |
| IDEXX Laboratories, Inc.<sup>\*</sup> | 5598 | 2689839 |
| IQVIA Holdings, Inc.<sup>\*</sup> | 13238 | 3036930 |
| McKesson Corp. | 9999 | 3786421 |
| Mettler-Toledo International, Inc.<sup>\*</sup> | 2229 | 3416879 |
| Pfizer, Inc. | 59130 | 2611181 |
| Regeneron Pharmaceuticals, Inc.<sup>\*</sup> | 4385 | 3325891 |
| Thermo Fisher Scientific, Inc. | 5183 | 2956020 |
| UnitedHealth Group, Inc. | 6002 | 2996138 |
| Vertex Pharmaceuticals, Inc.<sup>\*</sup> | 11730 | 3789963 |
| West Pharmaceutical Services, Inc. | 7454 | 1979782 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Health Care |  | 55921653 |
| **Health Care Equipment & Supplies — 0.3%** |  |  |
| GE HealthCare Technologies, Inc.<sup>\*(a)</sup> | 11151 | 775218 |
| **Industrials — 12.7%** |  |  |
| 3M Co. | 20562 | 2366275 |
| Caterpillar, Inc. | 13738 | 3465960 |
| Cummins, Inc. | 14925 | 3724385 |
| Deere & Co. | 7367 | 3115062 |
| Emerson Electric Co. | 31220 | 2816668 |
| General Dynamics Corp. | 12692 | 2957998 |
| General Electric Co. | 33455 | 2692458 |
| Lockheed Martin Corp. | 6936 | 3213171 |
| Old Dominion Freight Line, Inc. | 10251 | 3416043 |
| Otis Worldwide Corp. | 39782 | 3271274 |
| Republic Services, Inc. | 23103 | 2883716 |
| Southwest Airlines Co. | 66837 | 2390760 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Industrials |  | 36313770 |
| **Information Technology — 22.8%** |  |  |
| Amphenol Corp., Class A | 40626 | 3240736 |
| Analog Devices, Inc. | 18534 | 3178025 |
| Broadcom, Inc. | 4862 | 2844319 |
| Cisco Systems, Inc. | 54900 | 2671983 |
| Cognizant Technology Solutions Corp., Class A | 34137 | 2278645 |
| Crowdstrike Holdings, Inc., Class A<sup>\*</sup> | 13481 | 1427638 |
| DocuSign, Inc.<sup>\*</sup> | 28577 | 1732909 |
| Fidelity National Information Services, Inc. | 30484 | 2287519 |
| Fiserv, Inc.<sup>\*</sup> | 30189 | 3220563 |
| Fortinet, Inc.<sup>\*</sup> | 44789 | 2344256 |
| HP, Inc. | 84331 | 2457405 |
| Intel Corp. | 61769 | 1745592 |
| Intuit, Inc. | 6366 | 2690717 |
| Marvell Technology, Inc. | 42688 | 1841987 |
| Microsoft Corp. | 9929 | 2460506 |
| Motorola Solutions, Inc. | 12640 | 3248606 |
| NXP Semiconductors NV | 16539 | 3048303 |
| Palo Alto Networks, Inc.<sup>\*</sup> | 14753 | 2340416 |
| QUALCOMM, Inc. | 20032 | 2668463 |
| Roper Technologies, Inc. | 6480 | 2765340 |
| Salesforce, Inc.<sup>\*</sup> | 14417 | 2421624 |
| ServiceNow, Inc.<sup>\*</sup> | 5496 | 2501395 |
| Texas Instruments, Inc. | 16682 | 2956217 |
| Twilio, Inc., Class A<sup>\*</sup> | 18574 | 1111468 |
| Workday, Inc., Class A<sup>\*</sup> | 12784 | 2319401 |
| Zoom Video Communications, Inc., Class A<sup>\*</sup> | 26114 | 1958550 |
| Zscaler, Inc.<sup>\*</sup> | 12688 | 1575342 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Information Technology |  | 65337925 |
| **Materials — 1.0%** |  |  |
| LyondellBasell Industries NV, Class A | 31179 | 3014697 |
| **Real Estate — 1.9%** |  |  |
| Crown Castle, Inc. | 16583 | 2456108 |

---

Schedule of Investments – IQ Chaikin U.S. Large Cap ETF (continued)

January 31, 2023 (unaudited)

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Common Stocks (continued)** | **Common Stocks (continued)** | |
| **Real Estate (continued)** |  |  |
| Equinix, Inc. | 4127 | $3046263 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Real Estate |  | 5502371 |
| **Utilities — 1.0%** |  |  |
| Duke Energy Corp. | 27414 | 2808564 |
| **Total Common Stocks** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $280,796,673)** |  | **286313847** |
| **Short-Term Investment — 0.1%** |  |  |
| **Money Market Fund — 0.1%** |  |  |
| Dreyfus Institutional Preferred Government Money Market Fund, Institutional Shares, 4.30%<sup>(b)</sup> |  |  |
| **(Cost $339,854)** | 339854 | **339854** |
| **Total Investments — 99.9%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $281,136,527)** |  | **286653701** |
| **Other Assets and Liabilities, Net — 0.1%** |  | **206969** |
| **Net Assets — 100.0%** |  | $**286860670** |

---

\* Non-income producing securities.

(a) All or a portion of the security was on loan. In addition, "Other Assets and Liabilities, Net" may include pending sales that are also on loan. The aggregate market value of securities on loan was $759,645; total market value of collateral held consisted of non-cash U.S. Treasury securities collateral having a value of $798,236.

(b) Reflects the 1-day yield at January 31, 2023.

Schedule of Investments – IQ Chaikin U.S. Large Cap ETF (continued)

January 31, 2023 (unaudited)

---

| | | | | |
|:---|:---|:---|:---|:---|
| The following is a summary of the inputs used to value the Fund's investments as of January 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements. | The following is a summary of the inputs used to value the Fund's investments as of January 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements. | The following is a summary of the inputs used to value the Fund's investments as of January 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements. | The following is a summary of the inputs used to value the Fund's investments as of January 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements. | The following is a summary of the inputs used to value the Fund's investments as of January 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements. |
| **Description** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| **Asset Valuation Inputs** |  |  |  |  |
| Investments in Securities:<sup>(c)</sup> |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Common Stocks | $286313847 | $– | $– | $286313847 |
| Short-Term Investment: |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Money Market Fund | 339854 | – | – | 339854 |
| Total Investments in Securities | $286653701 | $– | $– | $286653701 |

---

(c) For
 a complete listing of investments and their industries, see the Schedule of Investments.

For the period ended January 31, 2023, the Fund did not have any transfers into or out of Level 3 within the fair value hierarchy.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** IndexIQ ETF Trust

- **b. Investment Company Act file number:** 811-22227

- **c. CIK number of Registrant:** 0001415995

- **d. LEI of Registrant:** 549300RB5MLWJ1UN5M66

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 51 Madison Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10010

  - **Telephone number:** 888-474-7725

**Item A.2. Information about the Series.**

- **a. Name of Series:** IQ Chaikin U.S. Large Cap ETF

- **b. EDGAR series identifier (if any):** S000057680

- **c. LEI of Series:** 549300F5Q3KH3SEITR83

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-04-30

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $286919438.19

**Total Liabilities:** $58768.28

**Net Assets:** $286860669.91

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000184743 | 5.41%                | -4.18%               | 5.54%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $246995.76               | $14307440.82                               |
| Month 2  | $497657.01               | $-12939269.77                              |
| Month 3  | $126154.98               | $14765220.77                               |

### Schedule of Portfolio Investments

| Name                                                         | Title                                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| US Bancorp                                                   | US Bancorp                                                   | CUSIP: 902973304<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EC               | CORP              | US        |     57596 | NS      | $2868280.80   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Exxon Mobil Corp                                             | Exxon Mobil Corp                                             | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |     37064 | NS      | $4299794.64   | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Dreyfus Institutional Preferred Government Money Market Fund | Dreyfus Institutional Preferred Government Money Market Fund | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |    339854 | NS      | $339853.83    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Republic Services Inc                                        | Republic Services Inc                                        | CUSIP: 760759100<br>LEI: NKNQHM6BLECKVOQP7O46 | Long             | EC               | CORP              | US        |     23103 | NS      | $2883716.46   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| UnitedHealth Group Inc                                       | UnitedHealth Group Inc                                       | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |      6002 | NS      | $2996138.38   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Lennar Corp                                                  | Lennar Corp                                                  | CUSIP: 526057104<br>LEI: 529900G61XVRLX5TJX09 | Long             | EC               | CORP              | US        |     37714 | NS      | $3861913.60   | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Mettler-Toledo International I                               | Mettler-Toledo International Inc                             | CUSIP: 592688105<br>LEI: 5493000BD5GJNUDIUG10 | Long             | EC               | CORP              | US        |      2229 | NS      | $3416878.68   | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Starbucks Corp                                               | Starbucks Corp                                               | CUSIP: 855244109<br>LEI: OQSJ1DU9TAOC51A47K68 | Long             | EC               | CORP              | US        |     33650 | NS      | $3672561.00   | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Deere & Co                                                   | Deere & Co                                                   | CUSIP: 244199105<br>LEI: PWFTNG3EI0Y73OXWDH08 | Long             | EC               | CORP              | US        |      7367 | NS      | $3115062.28   | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Emerson Electric Co                                          | Emerson Electric Co                                          | CUSIP: 291011104<br>LEI: FGLT0EWZSUIRRITFOA30 | Long             | EC               | CORP              | US        |     31220 | NS      | $2816668.40   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Cisco Systems Inc                                            | Cisco Systems Inc                                            | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |     54900 | NS      | $2671983.00   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Netflix Inc                                                  | Netflix Inc                                                  | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |      8174 | NS      | $2892451.64   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Target Corp                                                  | Target Corp                                                  | CUSIP: 87612E106<br>LEI: 8WDDFXB5T1Z6J0XC1L66 | Long             | EC               | CORP              | US        |     14424 | NS      | $2482947.36   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Charles Schwab Corp/The                                      | Charles Schwab Corp/The                                      | CUSIP: 808513105<br>LEI: 549300VSGCJ7E698NM85 | Long             | EC               | CORP              | US        |     36309 | NS      | $2811042.78   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Zoom Video Communications Inc                                | Zoom Video Communications Inc                                | CUSIP: 98980L101<br>LEI: 549300T9GCHU0ODOM055 | Long             | EC               | CORP              | US        |     26114 | NS      | $1958550.00   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| DR Horton Inc                                                | DR Horton Inc                                                | CUSIP: 23331A109<br>LEI: 529900ZIUEYVSB8QDD25 | Long             | EC               | CORP              | US        |     41084 | NS      | $4054579.96   | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Progressive Corp/The                                         | Progressive Corp/The                                         | CUSIP: 743315103<br>LEI: 529900TACNVLY9DCR586 | Long             | EC               | CORP              | US        |     26855 | NS      | $3661679.25   | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Lockheed Martin Corp                                         | Lockheed Martin Corp                                         | CUSIP: 539830109<br>LEI: DPRBOZP0K5RM2YE8UU08 | Long             | EC               | CORP              | US        |      6936 | NS      | $3213171.36   | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| McKesson Corp                                                | McKesson Corp                                                | CUSIP: 58155Q103<br>LEI: 549300WZWOM80UCFSF54 | Long             | EC               | CORP              | US        |      9999 | NS      | $3786421.32   | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc                                               | Salesforce Inc                                               | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |     14417 | NS      | $2421623.49   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| IQVIA Holdings Inc                                           | IQVIA Holdings Inc                                           | CUSIP: 46266C105<br>LEI: 549300W3R20NM4KQPH86 | Long             | EC               | CORP              | US        |     13238 | NS      | $3036929.58   | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Chevron Corp                                                 | Chevron Corp                                                 | CUSIP: 166764100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     18799 | NS      | $3271401.98   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Lowe's Cos Inc                                               | Lowe's Cos Inc                                               | CUSIP: 548661107<br>LEI: WAFCR4OKGSC504WU3E95 | Long             | EC               | CORP              | US        |     15139 | NS      | $3152696.75   | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| AbbVie Inc                                                   | AbbVie Inc                                                   | CUSIP: 00287Y109<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | EC               | CORP              | US        |     18883 | NS      | $2789963.25   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Marsh & McLennan Cos Inc                                     | Marsh & McLennan Cos Inc                                     | CUSIP: 571748102<br>LEI: 549300XMP3KDCKJXIU47 | Long             | EC               | CORP              | US        |     17963 | NS      | $3141908.33   | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| DocuSign Inc                                                 | DocuSign Inc                                                 | CUSIP: 256163106<br>LEI: 549300Q7PVDWRZ39JG09 | Long             | EC               | CORP              | US        |     28577 | NS      | $1732909.28   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| West Pharmaceutical Services I                               | West Pharmaceutical Services Inc                             | CUSIP: 955306105<br>LEI: 5493007NKRGM1RJQ1P16 | Long             | EC               | CORP              | US        |      7454 | NS      | $1979782.40   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Regeneron Pharmaceuticals Inc                                | Regeneron Pharmaceuticals Inc                                | CUSIP: 75886F107<br>LEI: 549300RCBFWIRX3HYQ56 | Long             | EC               | CORP              | US        |      4385 | NS      | $3325890.95   | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Instruments Inc                                        | Texas Instruments Inc                                        | CUSIP: 882508104<br>LEI: WDJNR2L6D8RWOEB8T652 | Long             | EC               | CORP              | US        |     16682 | NS      | $2956217.22   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Pfizer Inc                                                   | Pfizer Inc                                                   | CUSIP: 717081103<br>LEI: 765LHXWGK1KXCLTFYQ30 | Long             | EC               | CORP              | US        |     59130 | NS      | $2611180.80   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Las Vegas Sands Corp                                         | Las Vegas Sands Corp                                         | CUSIP: 517834107<br>LEI: 549300DUOO1KXOHPM605 | Long             | EC               | CORP              | US        |     78754 | NS      | $4646486.00   | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| LyondellBasell Industries NV                                 | LyondellBasell Industries NV                                 | CUSIP: 000000000<br>LEI: BN6WCCZ8OVP3ITUUVN49 | Long             | EC               | CORP              | US        |     31179 | NS      | $3014697.51   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Fiserv Inc                                                   | Fiserv Inc                                                   | CUSIP: 337738108<br>LEI: GI7UBEJLXYLGR2C7GV83 | Long             | EC               | CORP              | US        |     30189 | NS      | $3220562.52   | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Kinder Morgan Inc                                            | Kinder Morgan Inc                                            | CUSIP: 49456B101<br>LEI: 549300WR7IX8XE0TBO16 | Long             | EC               | CORP              | US        |    161881 | NS      | $2962422.30   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Southwest Airlines Co                                        | Southwest Airlines Co                                        | CUSIP: 844741108<br>LEI: UDTZ87G0STFETI6HGH41 | Long             | EC               | CORP              | US        |     66837 | NS      | $2390759.49   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Dollar General Corp                                          | Dollar General Corp                                          | CUSIP: 256677105<br>LEI: OPX52SQVOZI8IVSWYU66 | Long             | EC               | CORP              | US        |     13748 | NS      | $3211532.80   | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Intel Corp                                                   | Intel Corp                                                   | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |     61769 | NS      | $1745591.94   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Zscaler Inc                                                  | Zscaler Inc                                                  | CUSIP: 98980G102<br>LEI: 529900MZ0RTK1BWRNF46 | Long             | EC               | CORP              | US        |     12688 | NS      | $1575342.08   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| GE HealthCare Technologies Inc                               | GE HealthCare Technologies Inc                               | CUSIP: 36266G107<br>LEI: 549300OI9J7XOWZMUN85 | Long             | EC               | CORP              | US        |     11151 | NS      | $775217.52    | 0.27%             |  |  |  | No            |                  1 | On Loan: —       |
| Duke Energy Corp                                             | Duke Energy Corp                                             | CUSIP: 26441C204<br>LEI: I1BZKREC126H0VB1BL91 | Long             | EC               | CORP              | US        |     27414 | NS      | $2808564.30   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Otis Worldwide Corp                                          | Otis Worldwide Corp                                          | CUSIP: 68902V107<br>LEI: 549300ZLBKR8VSU25153 | Long             | EC               | CORP              | US        |     39782 | NS      | $3271273.86   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Philip Morris International In                               | Philip Morris International Inc                              | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |     32586 | NS      | $3396764.64   | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| ServiceNow Inc                                               | ServiceNow Inc                                               | CUSIP: 81762P102<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               | CORP              | US        |      5496 | NS      | $2501394.48   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                                               | Microsoft Corp                                               | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      9929 | NS      | $2460505.49   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Snap Inc                                                     | Snap Inc                                                     | CUSIP: 83304A106<br>LEI: 549300JNC0L6VP8A2Q35 | Long             | EC               | CORP              | US        |     85058 | NS      | $983270.48    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Keurig Dr Pepper Inc                                         | Keurig Dr Pepper Inc                                         | CUSIP: 49271V100<br>LEI: DYTQ8KRTKO7Y2BVU5K74 | Long             | EC               | CORP              | US        |     80772 | NS      | $2849636.16   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuit Inc                                                   | Intuit Inc                                                   | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |      6366 | NS      | $2690717.22   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Elevance Health Inc                                          | Elevance Health Inc                                          | CUSIP: 036752103<br>LEI: 8MYN82XMYQH89CTMTH67 | Long             | EC               | CORP              | US        |      6232 | NS      | $3115937.68   | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Old Dominion Freight Line Inc                                | Old Dominion Freight Line Inc                                | CUSIP: 679580100<br>LEI: 5299009TWK32WE417T96 | Long             | EC               | CORP              | US        |     10251 | NS      | $3416043.24   | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Cognizant Technology Solutions                               | Cognizant Technology Solutions Corp                          | CUSIP: 192446102<br>LEI: 5493006IEVQEFQO40L83 | Long             | EC               | CORP              | US        |     34137 | NS      | $2278644.75   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Workday Inc                                                  | Workday Inc                                                  | CUSIP: 98138H101<br>LEI: 549300J0DYC0N31V7G13 | Long             | EC               | CORP              | US        |     12784 | NS      | $2319401.12   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                                                 | Alphabet Inc                                                 | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |     22012 | NS      | $2175666.08   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| AutoZone Inc                                                 | AutoZone Inc                                                 | CUSIP: 053332102<br>LEI: GA3JGKJ41LJKXDN23E90 | Long             | EC               | CORP              | US        |      1496 | NS      | $3648519.60   | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Cummins Inc                                                  | Cummins Inc                                                  | CUSIP: 231021106<br>LEI: ZUNI8PYC725B6H8JU438 | Long             | EC               | CORP              | US        |     14925 | NS      | $3724384.50   | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| HP Inc                                                       | HP Inc                                                       | CUSIP: 40434L105<br>LEI: WHKXQACZ14C5XRO8LW03 | Long             | EC               | CORP              | US        |     84331 | NS      | $2457405.34   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Moody's Corp                                                 | Moody's Corp                                                 | CUSIP: 615369105<br>LEI: 549300GCEDD8YCF5WU84 | Long             | EC               | CORP              | US        |      9072 | NS      | $2927988.00   | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| NXP Semiconductors NV                                        | NXP Semiconductors NV                                        | CUSIP: 000000000<br>LEI: 724500M9BY5293JDF951 | Long             | EC               | CORP              | NL        |     16539 | NS      | $3048303.09   | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Nasdaq Inc                                                   | Nasdaq Inc                                                   | CUSIP: 631103108<br>LEI: 549300L8X1Q78ERXFD06 | Long             | EC               | CORP              | US        |     51535 | NS      | $3101891.65   | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Marvell Technology Inc                                       | Marvell Technology Inc                                       | CUSIP: 573874104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     42688 | NS      | $1841987.20   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Twilio Inc                                                   | Twilio Inc                                                   | CUSIP: 90138F102<br>LEI: 5493004W8TRGD63APX93 | Long             | EC               | CORP              | US        |     18574 | NS      | $1111468.16   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadcom Inc                                                 | Broadcom Inc                                                 | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |      4862 | NS      | $2844318.62   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc                                           | Meta Platforms Inc                                           | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |     13766 | NS      | $2050721.02   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Crowdstrike Holdings Inc                                     | Crowdstrike Holdings Inc                                     | CUSIP: 22788C105<br>LEI: 549300YBY08K9KM4HX32 | Long             | EC               | CORP              | US        |     13481 | NS      | $1427637.90   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Crown Castle Inc                                             | Crown Castle Inc                                             | CUSIP: 22822V101<br>LEI: 54930012H97VSM0I2R19 | Long             | EC               | CORP              | US        |     16583 | NS      | $2456108.13   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Fortinet Inc                                                 | Fortinet Inc                                                 | CUSIP: 34959E109<br>LEI: 549300O0QJWDBAS0QX03 | Long             | EC               | CORP              | US        |     44789 | NS      | $2344256.26   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Cigna Corp                                                   | Cigna Corp                                                   | CUSIP: 125523100<br>LEI: 549300VIWYMSIGT1U456 | Long             | EC               | CORP              | US        |     12776 | NS      | $4045775.92   | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| MetLife Inc                                                  | MetLife Inc                                                  | CUSIP: 59156R108<br>LEI: C4BXATY60WC6XEOZDX54 | Long             | EC               | CORP              | US        |     43557 | NS      | $3180532.14   | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Motorola Solutions Inc                                       | Motorola Solutions Inc                                       | CUSIP: 620076307<br>LEI: 6S552MUG6KGJVEBSEC55 | Long             | EC               | CORP              | US        |     12640 | NS      | $3248606.40   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| QUALCOMM Inc                                                 | QUALCOMM Inc                                                 | CUSIP: 747525103<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               | CORP              | US        |     20032 | NS      | $2668462.72   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Electronic Arts Inc                                          | Electronic Arts Inc                                          | CUSIP: 285512109<br>LEI: 549300O7A67PUEYKDL45 | Long             | EC               | CORP              | US        |     24198 | NS      | $3113798.64   | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CVS Health Corp                                              | CVS Health Corp                                              | CUSIP: 126650100<br>LEI: 549300EJG376EN5NQE29 | Long             | EC               | CORP              | US        |     30247 | NS      | $2668390.34   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Gilead Sciences Inc                                          | Gilead Sciences Inc                                          | CUSIP: 375558103<br>LEI: 549300WTZWR07K8MNV44 | Long             | EC               | CORP              | US        |     51491 | NS      | $4322154.54   | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| General Dynamics Corp                                        | General Dynamics Corp                                        | CUSIP: 369550108<br>LEI: 9C1X8XOOTYY2FNYTVH06 | Long             | EC               | CORP              | US        |     12692 | NS      | $2957997.52   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Inc                                                | BlackRock Inc                                                | CUSIP: 09247X101<br>LEI: 549300LRIF3NWCU26A80 | Long             | EC               | CORP              | US        |      4007 | NS      | $3042154.47   | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Danaher Corp                                                 | Danaher Corp                                                 | CUSIP: 235851102<br>LEI: S4BKK9OTCEWQ3YHPFM11 | Long             | EC               | CORP              | US        |     10436 | NS      | $2759069.68   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Chubb Ltd                                                    | Chubb Ltd                                                    | CUSIP: 000000000<br>LEI: E0JAN6VLUDI1HITHT809 | Long             | EC               | CORP              | CH        |     14311 | NS      | $3255609.39   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Centene Corp                                                 | Centene Corp                                                 | CUSIP: 15135B101<br>LEI: 549300Z7JJ4TQSQGT333 | Long             | EC               | CORP              | US        |     36361 | NS      | $2772162.64   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Home Depot Inc/The                                           | Home Depot Inc/The                                           | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Long             | EC               | CORP              | US        |     10228 | NS      | $3315610.76   | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Equinix Inc                                                  | Equinix Inc                                                  | CUSIP: 29444U700<br>LEI: 549300EVUN2BTLJ3GT74 | Long             | EC               | CORP              | US        |      4127 | NS      | $3046262.51   | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| First Republic Bank/CA                                       | First Republic Bank/CA                                       | CUSIP: 33616C100<br>LEI: YWC0TIKBQM2JV8L4IV08 | Long             | EC               | CORP              | US        |     18885 | NS      | $2660518.80   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| IDEXX Laboratories Inc                                       | IDEXX Laboratories Inc                                       | CUSIP: 45168D104<br>LEI: OGMTXK0LUU1HKV2P0J84 | Long             | EC               | CORP              | US        |      5598 | NS      | $2689839.00   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| O'Reilly Automotive Inc                                      | O'Reilly Automotive Inc                                      | CUSIP: 67103H107<br>LEI: 549300K2RLMQL149Q332 | Long             | EC               | CORP              | US        |      4469 | NS      | $3541012.15   | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Altria Group Inc                                             | Altria Group Inc                                             | CUSIP: 02209S103<br>LEI: XSGZFLO9YTNO9VCQV219 | Long             | EC               | CORP              | US        |     58588 | NS      | $2638803.52   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Amphenol Corp                                                | Amphenol Corp                                                | CUSIP: 032095101<br>LEI: 549300D3L3G0R4U4VT04 | Long             | EC               | CORP              | US        |     40626 | NS      | $3240736.02   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Chipotle Mexican Grill Inc                                   | Chipotle Mexican Grill Inc                                   | CUSIP: 169656105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1936 | NS      | $3187391.68   | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Caterpillar Inc                                              | Caterpillar Inc                                              | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | EC               | CORP              | US        |     13738 | NS      | $3465960.02   | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Kraft Heinz Co/The                                           | Kraft Heinz Co/The                                           | CUSIP: 500754106<br>LEI: 9845007488EC87F5AF14 | Long             | EC               | CORP              | US        |     77714 | NS      | $3149748.42   | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Thermo Fisher Scientific Inc                                 | Thermo Fisher Scientific Inc                                 | CUSIP: 883556102<br>LEI: HCHV7422L5HDJZCRFL38 | Long             | EC               | CORP              | US        |      5183 | NS      | $2956020.39   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Abbott Laboratories                                          | Abbott Laboratories                                          | CUSIP: 002824100<br>LEI: HQD377W2YR662HK5JX27 | Long             | EC               | CORP              | US        |     25863 | NS      | $2859154.65   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| 3M Co                                                        | 3M Co                                                        | CUSIP: 88579Y101<br>LEI: LUZQVYP4VS22CLWDAR65 | Long             | EC               | CORP              | US        |     20562 | NS      | $2366274.96   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Palo Alto Networks Inc                                       | Palo Alto Networks Inc                                       | CUSIP: 697435105<br>LEI: 549300QXR2YVZV231H43 | Long             | EC               | CORP              | US        |     14753 | NS      | $2340415.92   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| General Electric Co                                          | General Electric Co                                          | CUSIP: 369604301<br>LEI: 3C7474T6CDKPR9K6YT90 | Long             | EC               | CORP              | US        |     33455 | NS      | $2692458.40   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Peloton Interactive Inc                                      | Peloton Interactive Inc                                      | CUSIP: 70614W100<br>LEI: 5493002YS021166W0339 | Long             | EC               | CORP              | US        |    115866 | NS      | $1498147.38   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Walt Disney Co/The                                           | Walt Disney Co/The                                           | CUSIP: 254687106<br>LEI: 549300GZKULIZ0WOW665 | Long             | EC               | CORP              | US        |     22320 | NS      | $2421496.80   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity National Information                                | Fidelity National Information Services Inc                   | CUSIP: 31620M106<br>LEI: 6WQI0GK1PRFVBA061U48 | Long             | EC               | CORP              | US        |     30484 | NS      | $2287519.36   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Analog Devices Inc                                           | Analog Devices Inc                                           | CUSIP: 032654105<br>LEI: GYVOE5EZ4GDAVTU4CQ61 | Long             | EC               | CORP              | US        |     18534 | NS      | $3178024.98   | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Vertex Pharmaceuticals Inc                                   | Vertex Pharmaceuticals Inc                                   | CUSIP: 92532F100<br>LEI: 54930015RAQRRZ5ZGJ91 | Long             | EC               | CORP              | US        |     11730 | NS      | $3789963.00   | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| T-Mobile US Inc                                              | T-Mobile US Inc                                              | CUSIP: 872590104<br>LEI: 549300QHIJYOHPACPG31 | Long             | EC               | CORP              | US        |     23851 | NS      | $3561192.81   | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Roper Technologies Inc                                       | Roper Technologies Inc                                       | CUSIP: 776696106<br>LEI: 54930003T4SXCIWVXY35 | Long             | EC               | CORP              | US        |      6480 | NS      | $2765340.00   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Travelers Cos Inc/The                                        | Travelers Cos Inc/The                                        | CUSIP: 89417E109<br>LEI: 549300Y650407RU8B149 | Long             | EC               | CORP              | US        |     16753 | NS      | $3201833.36   | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| PNC Financial Services Group I                               | PNC Financial Services Group Inc/The                         | CUSIP: 693475105<br>LEI: CFGNEKW0P8842LEUIA51 | Long             | EC               | CORP              | US        |     16597 | NS      | $2745641.71   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-22

**Name of Applicant:** IndexIQ ETF Trust

**Signature:** Adefolahan Oyefeso

**Name of Signer:** Adefolahan Oyefeso

**Title:** Director and Vice President, IndexIQ