# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0000910472-26-000406
**Filing Date:** 2026-1
**Character Count:** 13812
**Document Hash:** c1ab41c6eb08af75008d01bb971c7425
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-26-000406.hdr.sgml**: 20260126

**ACCESSION NUMBER**: 0000910472-26-000406

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251130

**FILED AS OF DATE**: 20260126

**DATE AS OF CHANGE**: 20260126

**PERIOD START**: 20260831

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 26559476

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### Anchor Risk Managed Income Strategies Fund (Series ID: S000050435)

| Class ID   | Class Name                                                            | Ticker Symbol   |
|:---|:---|:---|
| C000159233 | Anchor Risk Managed Income Strategies Fund Advisor Class Shares       | ATCAX           |
| C000161918 | Anchor Risk Managed Income Strategies Fund Institutional Class Shares | ATCSX           |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **ANCHOR RISK MANAGED INCOME STRATEGIES FUND** | **ANCHOR RISK MANAGED INCOME STRATEGIES FUND** | **ANCHOR RISK MANAGED INCOME STRATEGIES FUND** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **November 30, 2025** | **November 30, 2025** | **November 30, 2025** |
| **Shares** |  | **Fair Value** |
|  | **CLOSED END FUNDS — 23.4%** |  |
|  | **EQUITY - 2.7%** |  |
| 18000 | Blackrock Science & Technology Trust | &nbsp;&nbsp;&nbsp; $736920 |
|  | **FIXED INCOME - 20.7%** |  |
| 175000 | Nuveen Credit Strategies Income Fund | &nbsp;&nbsp;&nbsp; 890750 |
| 70000 | Nuveen Preferred & Income Opportunities Fund | &nbsp;&nbsp;&nbsp; 574700 |
| 124300 | PIMCO Dynamic Income Fund | &nbsp;&nbsp;&nbsp; 2246101 |
| 134500 | PIMCO Dynamic Income Opportunities Fund | &nbsp;&nbsp;&nbsp; 1874930 |
|  |  | &nbsp;&nbsp; 5586481 |
|  | **TOTAL CLOSED END FUNDS (Cost $6,298,536)** | &nbsp;&nbsp; 6323401 |
|  | **EXCHANGE-TRADED FUNDS — 51.7%** |  |
|  | **EQUITY - 51.7%** |  |
| 54833 | Defiance Nasdaq 100 Target 30 Income ETF | &nbsp;&nbsp;&nbsp; 1318734 |
| 40000 | Defiance S&P 500 Target 30 Income ETF | &nbsp;&nbsp;&nbsp; 1294800 |
| 67000 | First Trust BuyWrite Income ETF | &nbsp;&nbsp;&nbsp; 1589240 |
| 74000 | First Trust Nasdaq BuyWrite Income ETF | &nbsp;&nbsp;&nbsp; 1542160 |
| 169500 | Global X Nasdaq 100 Covered Call ETF | &nbsp;&nbsp;&nbsp; 2961165 |
| 40000 | JPMorgan Equity Premium Income ETF | &nbsp;&nbsp;&nbsp; 2316400 |
| 37000 | JPMorgan Nasdaq Equity Premium Income ETF | &nbsp;&nbsp;&nbsp; 2175970 |
| 14000 | NEOS Nasdaq-100 Hedged Equity Income ETF | &nbsp;&nbsp;&nbsp; 763770 |
|  |  | &nbsp;&nbsp; 13962239 |
|  | **TOTAL EXCHANGE-TRADED FUNDS (Cost $15,423,135)** | &nbsp;&nbsp; 13962239 |
|  | **SHORT-TERM INVESTMENTS — 19.7%** |  |
|  | **MONEY MARKET FUND - 19.7%** |  |
| 5308590 | First American Government Obligations Fund Class X, 3.88% (Cost $5,308,590)<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 5308590 |
|  | **TOTAL INVESTMENTS - 94.8% (Cost $27,030,261)** | &nbsp;&nbsp;&nbsp; $25594230 |
|  | **OTHER ASSETS IN EXCESS OF LIABILITIES- 5.2%** | &nbsp;&nbsp; 1406657 |
|  | **NET ASSETS - 100.0%** | &nbsp;&nbsp; $27000887 |

---

---

| | | | | |
|:---|:---|:---|:---|:---|
| **ANCHOR RISK MANAGED INCOME STRATEGIES FUND** | **ANCHOR RISK MANAGED INCOME STRATEGIES FUND** | **ANCHOR RISK MANAGED INCOME STRATEGIES FUND** | **ANCHOR RISK MANAGED INCOME STRATEGIES FUND** | **ANCHOR RISK MANAGED INCOME STRATEGIES FUND** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **November 30, 2025** | **November 30, 2025** | **November 30, 2025** | **November 30, 2025** | **November 30, 2025** |
| **OPEN FUTURES CONTRACTS** | **OPEN FUTURES CONTRACTS** | | | |
| **Number of Contracts** | **Open Long Futures Contracts** | **Expiration** | **Notional Amount** | **Unrealized Appreciation** |
| 15 | CME E-Mini Standard & Poor's 500 Index Futures | 12/22/2025 | &nbsp;&nbsp;&nbsp; $5144625 | &nbsp;&nbsp;&nbsp; $59154 |
|  | **TOTAL FUTURES CONTRACTS** | **TOTAL FUTURES CONTRACTS** |  |  |

---

ETF - Exchange-Traded Fund <br>

<sup>(a)</sup> Rate disclosed is the seven-day effective yield as of November 30, 2025. <br>

---

| | | |
|:---|:---|:---|
| **ANCHOR RISK MANAGED EQUITY STRATEGIES FUND** | **ANCHOR RISK MANAGED EQUITY STRATEGIES FUND** | **ANCHOR RISK MANAGED EQUITY STRATEGIES FUND** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **November 30, 2025** | **November 30, 2025** | **November 30, 2025** |
| **Shares** |  | **Fair Value** |
|  | **EXCHANGE-TRADED FUND — 87.7%** | |
|  | **EQUITY - 87.7%** | |
| 178500 | Invesco QQQ Trust Series 1 | &nbsp;&nbsp;&nbsp; $110536125 |
| 57000 | SPDR S&P 500 ETF | &nbsp;&nbsp;&nbsp; 38953230 |
|  |  | &nbsp;&nbsp; 149489355 |
|  | **TOTAL EXCHANGE-TRADED FUND (Cost $53,539,873)** | &nbsp;&nbsp; 149489355 |
|  | **SHORT-TERM INVESTMENTS — 3.9%** |  |
|  | **MONEY MARKET FUND - 3.9%** |  |
| 6681692 | First American Government Obligations Fund Class X, 3.88% (Cost $6,681,692)<sup>(a | 6681692 |
|  | **TOTAL INVESTMENTS - 91.6% (Cost $60,221,565)** | &nbsp;&nbsp;&nbsp; $156171047 |
|  | **OTHER ASSETS IN EXCESS OF LIABILITIES- 8.4%** | &nbsp;&nbsp; 14391871 |
|  | **NET ASSETS - 100.0%** | &nbsp;&nbsp; $170562918 |

---

---

| | |
|:---|:---|
| ETF | - Exchange-Traded Fund |
| SPDR | - Standard & Poor's Depositary Receipt |

---

<sup>(a)</sup> Rate disclosed is the seven-day effective yield as of November 30, 2025.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** Anchor Risk Managed Income Strategies Fund

- **b. EDGAR series identifier (if any):** S000050435

- **c. LEI of Series:** 5493009PIMVZ5T620V91

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-08-31

- **b. Date as of which information is reported:** 2025-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $27073815.37

**Total Liabilities:** $72928.35

**Net Assets:** $27000887.02

**Cash Not Reported:** $1287108.48

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000161918 | 2.45%                | 0.73%                | -0.86%               |
| Class ID C000159233 | 2.46%                | 0.76%                | -0.84%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $313137.42                                 |
| Month 2  | $0.00                    | $-67672.03                                 |
| Month 3  | $0.00                    | $-183977.28                                |

**Designated Index Information**

- **Index Name:** S&P 500 Value TR

- **Index Identifier:** 500VTR

### Schedule of Portfolio Investments

| Name                                         | Title                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Blackrock Science & Technology Trust         | BLACKR SCI & TEC          | CUSIP: 09258G104<br>LEI: 549300LK15IHMMH5IS84 | Long             | EC               | RF                | US        |     18000 | NS      | $736920.00    | 2.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Tidal Trust II                               | DEFIANCE S&P 500          | CUSIP: 88636J147<br>LEI: 549300BGXECFCIZF2P89 | Long             | EC               | RF                | US        |     40000 | NS      | $1294800.00   | 4.80%             |  |  |  | No            |                  1 | On Loan: No      |
| PIMCO Dynamic Income Opportunities Fund      | PIMCO-DYN INC OP          | CUSIP: 69355M107<br>LEI: 549300MWJBXCL907ZB49 | Long             | EC               | RF                | US        |    134500 | NS      | $1874930.00   | 6.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Tidal Trust II                               | DEFIANCE NASDAQ           | CUSIP: 88636J154<br>LEI: 549300BGXECFCIZF2P89 | Long             | EC               | RF                | US        |     54833 | NS      | $1318733.65   | 4.88%             |  |  |  | No            |                  1 | On Loan: No      |
| First Trust Exchange Traded Fund VI          | FTHI/FIRST TRUST          | CUSIP: 33738R308<br>LEI: 549300ZLB3EUU3H8NE60 | Long             | EC               | RF                | US        |     67000 | NS      | $1589240.00   | 5.89%             |  |  |  | No            |                  1 | On Loan: No      |
| J P Morgan Exchange Traded Fund Trust        | JPM EQTY P-INC            | CUSIP: 46641Q332<br>LEI: 5493001E1K1DVWDV2464 | Long             | EC               | RF                | US        |     40000 | NS      | $2316400.00   | 8.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Global X Funds                               | GLOBAL X NASD ET          | CUSIP: 37954Y483<br>LEI: 5493003RA4QUTSYF1N15 | Long             | EC               | RF                | US        |    169500 | NS      | $2961165.00   | 10.97%            |  |  |  | No            |                  1 | On Loan: No      |
| J P Morgan Exchange Traded Fund Trust        | JPM NSD EQY PRE           | CUSIP: 46654Q203<br>LEI: 5493001E1K1DVWDV2464 | Long             | EC               | RF                | US        |     37000 | NS      | $2175970.00   | 8.06%             |  |  |  | No            |                  1 | On Loan: No      |
| First Trust Exchange Traded Fund VI          | FIRST TRUST NB I          | CUSIP: 33738R407<br>LEI: 549300ZLB3EUU3H8NE60 | Long             | EC               | RF                | US        |     74000 | NS      | $1542160.00   | 5.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Preferred & Income Opportunities Fund | NUVEEN PREFERRED & INCOME | CUSIP: 67073B106<br>LEI: SQSNUOAGTXNFWCFS1I50 | Long             | EC               | RF                | US        |     70000 | NS      | $574700.00    | 2.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Pimco Dynamic Income Fd                      | PIMCO DYNAMIC IN          | CUSIP: 72201Y101<br>LEI: F0MWMXS5YG3P711FB044 | Long             | EC               | RF                | US        |    124300 | NS      | $2246101.00   | 8.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Credit Strategies Income Fund         | NUVEEN CREDIT STRAT INC F | CUSIP: 67073D102<br>LEI: W4CSTD4RDGQSJ4FOVO30 | Long             | EC               | RF                | US        |    175000 | NS      | $890750.00    | 3.30%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Funds Inc.                    | FRST AM-GV OB-X           | CUSIP: 31846V336<br>LEI: 549300J5J5SJCZ9IA369 | Long             | STIV             | RF                | US        |   5308590 | PA      | $5308590.39   | 19.66%            |  |  |  | No            |                  1 | On Loan: No      |
| CHICAGO MERCANTILE EXCHANGE (FLOOR)          | S&P500 EMINI FUT  Dec25   | CUSIP: N/A<br>LEI: SNZ2OJLFK8MNNCLQOF39       | Long             | DE               | CORP              | US        |        15 | NC      | $59153.77     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| NEOS ETF Trust                               | NS NDQ100 HG EQ           | CUSIP: 78433H576<br>LEI: 549300Q4QMDLLFX8BQ98 | Long             | EC               | RF                | US        |     14000 | NS      | $763770.00    | 2.83%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-12-26

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer