# EDGAR Filing Document

**Accession Number:** 0001653253
**File Stem:** 0001095449-23-000010
**Filing Date:** 2023-1
**Character Count:** 17034
**Document Hash:** e2381a95479018c3612ab32b8f79105a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001095449-23-000010.hdr.sgml**: 20230118

**ACCESSION NUMBER**: 0001095449-23-000010

**CONFORMED SUBMISSION TYPE**: 13F-HR/A

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230118

**DATE AS OF CHANGE**: 20230117

**EFFECTIVENESS DATE**: 20230118

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Stuart Chaussee & Associates, Inc.
- **CENTRAL INDEX KEY:** 0001653253
- **IRS NUMBER:** 454451253
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-17154
- **FILM NUMBER:** 23532601

**BUSINESS ADDRESS:**
- **STREET 1:** 721 VIA SOMONTE
- **CITY:** PALOS VERDES ESTATES
- **STATE:** CA
- **ZIP:** 90274
- **BUSINESS PHONE:** (310) 373-3732

**MAIL ADDRESS:**
- **STREET 1:** 468 NORTH CAMDEN DRIVE
- **CITY:** BEVERLY HILLS
- **STATE:** CA
- **ZIP:** 90210

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [x] **Amendment Number:** 1

**This Amendment (Check only one.):** [x] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Stuart Chaussee  Associates Inc.<br>**Address:** 468 NORTH CAMDEN DRIVE<br>BEVERLY HILLS, CA 90210

**Form 13F File Number:** 028-17154

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Stuart D. Chaussee<br>**Title:** President<br>**Phone:** (310) 373-3732

**Signature, Place, and Date of Signing:**

Stuart D. Chaussee  Beverly Hills, CA  01-06-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 151

**Form 13F Information Table Value Total:** $270746452

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| Abbott Laboratories | Common | 002824100 |  | 10979 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| AbbVie | Common | 00287y109 |  | 131389 | 813 | SH |  | SOLE |  | 0 | 0 | 813 |
| Accenture | Common | G1151C101 |  | 55272 | 207 | SH |  | SOLE |  | 0 | 0 | 207 |
| Adobe Systems | Common | 00724f101 |  | 18509 | 55 | SH |  | SOLE |  | 0 | 0 | 55 |
| Air Products  Chemicals | Common | 009158106 |  | 10173 | 33 | SH |  | SOLE |  | 0 | 0 | 33 |
| Alphabet | Common | 02079k107 |  | 159714 | 1800 | SH |  | SOLE |  | 0 | 0 | 1800 |
| Alphabet | Common | 02079k305 |  | 169402 | 1920 | SH |  | SOLE |  | 0 | 0 | 1920 |
| Amazon.com | Common | 023135106 |  | 11760 | 140 | SH |  | SOLE |  | 0 | 0 | 140 |
| American Electric Power | Common | 025537101 |  | 7976 | 84 | SH |  | SOLE |  | 0 | 0 | 84 |
| American Express | Common | 025816109 |  | 30732 | 208 | SH |  | SOLE |  | 0 | 0 | 208 |
| American Intl. Group | Common | 026874784 |  | 13280 | 210 | SH |  | SOLE |  | 0 | 0 | 210 |
| American Tower | Common | 03027x100 |  | 636 | 3 | SH |  | SOLE |  | 0 | 0 | 3 |
| Amgen | Common | 031162100 |  | 4202 | 16 | SH |  | SOLE |  | 0 | 0 | 16 |
| ANSYS Inc. | Common | 03662Q105 |  | 4107 | 17 | SH |  | SOLE |  | 0 | 0 | 17 |
| Apple | Common | 037833100 |  | 171767 | 1322 | SH |  | SOLE |  | 0 | 0 | 1322 |
| Arthur J. Gallagher | Common | 363576109 |  | 30543 | 162 | SH |  | SOLE |  | 0 | 0 | 162 |
| ASML Holding | Common | N07059202 |  | 5464 | 10 | SH |  | SOLE |  | 0 | 0 | 10 |
| Aspen Technology | Common | 045327103 |  | 3697 | 18 | SH |  | SOLE |  | 0 | 0 | 18 |
| AstraZeneca | Common | 046353108 |  | 11187 | 165 | SH |  | SOLE |  | 0 | 0 | 165 |
| Auto Data Processing | Common | 053015103 |  | 6688 | 28 | SH |  | SOLE |  | 0 | 0 | 28 |
| Bank of America | Common | 060505104 |  | 163504 | 4937 | SH |  | SOLE |  | 0 | 0 | 4937 |
| Berkshire Hathaway CL B | Common | 084670702 |  | 16681 | 54 | SH |  | SOLE |  | 0 | 0 | 54 |
| BlackRock | Common | 09247x101 |  | 40392 | 57 | SH |  | SOLE |  | 0 | 0 | 57 |
| Boeing | Common | 097023105 |  | 51242 | 269 | SH |  | SOLE |  | 0 | 0 | 269 |
| Brighthouse Financial | Common | 10922N103 |  | 359 | 7 | SH |  | SOLE |  | 0 | 0 | 7 |
| Caterpillar | Common | 149123101 |  | 9582 | 40 | SH |  | SOLE |  | 0 | 0 | 40 |
| CDW Corp. | Common | 12514G102 |  | 10715 | 60 | SH |  | SOLE |  | 0 | 0 | 60 |
| Charles River Labs | Common | 159864107 |  | 4358 | 20 | SH |  | SOLE |  | 0 | 0 | 20 |
| Charles Schwab | Common | 808513105 |  | 11407 | 137 | SH |  | SOLE |  | 0 | 0 | 137 |
| Chevron | Common | 166764100 |  | 194208 | 1082 | SH |  | SOLE |  | 0 | 0 | 1082 |
| Chord Energy | Common | 170404305 |  | 9850 | 72 | SH |  | SOLE |  | 0 | 0 | 72 |
| Cincinnati Financial | Common | 172062101 |  | 19454 | 190 | SH |  | SOLE |  | 0 | 0 | 190 |
| Cintas | Common | 172908105 |  | 11291 | 25 | SH |  | SOLE |  | 0 | 0 | 25 |
| Cisco Systems | Common | 17275R102 |  | 23820 | 500 | SH |  | SOLE |  | 0 | 0 | 500 |
| CME Group | Common | 12572q105 |  | 4708 | 28 | SH |  | SOLE |  | 0 | 0 | 28 |
| Coca-Cola | Common | 191216100 |  | 147575 | 2320 | SH |  | SOLE |  | 0 | 0 | 2320 |
| Comcast | Common | 20030n101 |  | 90922 | 2600 | SH |  | SOLE |  | 0 | 0 | 2600 |
| ConocoPhillips | Common | 20825C104 |  | 13452 | 114 | SH |  | SOLE |  | 0 | 0 | 114 |
| Consolidated Edison | Common | 209115104 |  | 54803 | 575 | SH |  | SOLE |  | 0 | 0 | 575 |
| Cooper Companies | Common | 216648402 |  | 6944 | 21 | SH |  | SOLE |  | 0 | 0 | 21 |
| Copart | Common | 217204106 |  | 4871 | 80 | SH |  | SOLE |  | 0 | 0 | 80 |
| Costco | Common | 22160k105 |  | 10956 | 24 | SH |  | SOLE |  | 0 | 0 | 24 |
| Crown Castle | Common | 22822V101 |  | 678 | 5 | SH |  | SOLE |  | 0 | 0 | 5 |
| CVS Health Corp. | Common | 126650100 |  | 28889 | 310 | SH |  | SOLE |  | 0 | 0 | 310 |
| Disney | Common | 254687106 |  | 8688 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| Dover | Common | 260003108 |  | 7448 | 55 | SH |  | SOLE |  | 0 | 0 | 55 |
| Duke Energy | Common | 26441C204 |  | 60043 | 583 | SH |  | SOLE |  | 0 | 0 | 583 |
| Eaton | Common | G29183103 |  | 45829 | 292 | SH |  | SOLE |  | 0 | 0 | 292 |
| Elevance Health | Common | 036752103 |  | 119009 | 232 | SH |  | SOLE |  | 0 | 0 | 232 |
| Eli Lilly | Common | 532457108 |  | 157311 | 430 | SH |  | SOLE |  | 0 | 0 | 430 |
| Exxon Mobil | Common | 30231g102 |  | 35296 | 320 | SH |  | SOLE |  | 0 | 0 | 320 |
| Fifth Third Bancorp | Common | 316773100 |  | 18866 | 575 | SH |  | SOLE |  | 0 | 0 | 575 |
| Fortune Brands Innovations | Common | 34964C106 |  | 85665 | 1500 | SH |  | SOLE |  | 0 | 0 | 1500 |
| Gartner | Common | 366651107 |  | 24202 | 72 | SH |  | SOLE |  | 0 | 0 | 72 |
| General Motors | Common | 37045V100 |  | 5853 | 174 | SH |  | SOLE |  | 0 | 0 | 174 |
| Grainger WW | Common | 384802104 |  | 3894 | 7 | SH |  | SOLE |  | 0 | 0 | 7 |
| Hartford Financial Services | Common | 416515104 |  | 25782 | 340 | SH |  | SOLE |  | 0 | 0 | 340 |
| Home Depot | Common | 437076102 |  | 349973 | 1108 | SH |  | SOLE |  | 0 | 0 | 1108 |
| Honeywell International | Common | 438516106 |  | 56361 | 263 | SH |  | SOLE |  | 0 | 0 | 263 |
| Innovator Buffer - Jan. | Common | 45782C409 |  | 3605325 | 109120 | SH |  | SOLE |  | 0 | 0 | 109120 |
| Innovator Power Buffer - Dec. | Common | 45782C540 |  | 6235771 | 208624 | SH |  | SOLE |  | 0 | 0 | 208624 |
| Innovator Power Buffer - Jan. | Common | 45782C508 |  | 1276155 | 40500 | SH |  | SOLE |  | 0 | 0 | 40500 |
| Innovator Power Buffer - Nov. | Common | 45782C573 |  | 168716785 | 5588499 | SH |  | SOLE |  | 0 | 0 | 5588499 |
| Innovator Power Buffer - Sept. | Common | 45782C656 |  | 42768149 | 1462029 | SH |  | SOLE |  | 0 | 0 | 1462029 |
| Insight Enterprises | Common | 45765U103 |  | 6919 | 69 | SH |  | SOLE |  | 0 | 0 | 69 |
| Intel | Common | 458140100 |  | 10572 | 400 | SH |  | SOLE |  | 0 | 0 | 400 |
| Invesco QQQ Trust | Common | 73935A104 |  | 320310 | 1203 | SH |  | SOLE |  | 0 | 0 | 1203 |
| Invesco S 500 Equal Weight | Common | 46137V357 |  | 5085 | 36 | SH |  | SOLE |  | 0 | 0 | 36 |
| Invesco S 500 Top 50 | Common | 46137V233 |  | 6348 | 23 | SH |  | SOLE |  | 0 | 0 | 23 |
| iShares Core Dividend Growth | Common | 46434V621 |  | 67450 | 1349 | SH |  | SOLE |  | 0 | 0 | 1349 |
| iShares Edge Min. Vol. USA | Common | 46429B697 |  | 68207 | 946 | SH |  | SOLE |  | 0 | 0 | 946 |
| iShares Expanded Technology | Common | 464287549 |  | 11690840 | 41753 | SH |  | SOLE |  | 0 | 0 | 41753 |
| iShares Global Energy | Common | 464287341 |  | 4016 | 103 | SH |  | SOLE |  | 0 | 0 | 103 |
| iShares Russell 1000 Growth | Common | 464287614 |  | 182104 | 850 | SH |  | SOLE |  | 0 | 0 | 850 |
| Jack Henry | Common | 426281101 |  | 5969 | 34 | SH |  | SOLE |  | 0 | 0 | 34 |
| Johnson  Johnson | Common | 478160104 |  | 68187 | 386 | SH |  | SOLE |  | 0 | 0 | 386 |
| JPMorgan Chase | Common | 46625h100 |  | 61954 | 462 | SH |  | SOLE |  | 0 | 0 | 462 |
| Lam Research | Common | 512807108 |  | 13029 | 31 | SH |  | SOLE |  | 0 | 0 | 31 |
| Lennar | Common | 526057104 |  | 36200 | 400 | SH |  | SOLE |  | 0 | 0 | 400 |
| Lockheed Martin | Common | 539830109 |  | 8270 | 17 | SH |  | SOLE |  | 0 | 0 | 17 |
| Lowe's | Common | 548661107 |  | 16935 | 85 | SH |  | SOLE |  | 0 | 0 | 85 |
| LVMH | Common | 502441306 |  | 9272 | 64 | SH |  | SOLE |  | 0 | 0 | 64 |
| Marathon Petroleum | Common | 56585A102 |  | 20950 | 180 | SH |  | SOLE |  | 0 | 0 | 180 |
| Marsh  McLennan | Common | 571748102 |  | 16052 | 97 | SH |  | SOLE |  | 0 | 0 | 97 |
| MasterBrand | Common | 57638P104 |  | 11325 | 1500 | SH |  | SOLE |  | 0 | 0 | 1500 |
| Mastercard | Common | 57636q104 |  | 18430 | 53 | SH |  | SOLE |  | 0 | 0 | 53 |
| McDonald's | Common | 580135101 |  | 204763 | 777 | SH |  | SOLE |  | 0 | 0 | 777 |
| Merck | Common | 58933y105 |  | 63242 | 570 | SH |  | SOLE |  | 0 | 0 | 570 |
| MetLife | Common | 59156R108 |  | 39080 | 540 | SH |  | SOLE |  | 0 | 0 | 540 |
| Microsoft | Common | 594918104 |  | 637041 | 2656 | SH |  | SOLE |  | 0 | 0 | 2656 |
| Mid-America Apartments | Common | 59522J103 |  | 25903 | 165 | SH |  | SOLE |  | 0 | 0 | 165 |
| Mondelez | Common | 609207105 |  | 47655 | 715 | SH |  | SOLE |  | 0 | 0 | 715 |
| Morgan Stanley | Common | 617446448 |  | 14198 | 167 | SH |  | SOLE |  | 0 | 0 | 167 |
| Motorola Solutions | Common | 620076307 |  | 5412 | 21 | SH |  | SOLE |  | 0 | 0 | 21 |
| MSCI Inc. | Common | 55354G100 |  | 6978 | 15 | SH |  | SOLE |  | 0 | 0 | 15 |
| NextEra Energy | Common | 65339F101 |  | 10868 | 130 | SH |  | SOLE |  | 0 | 0 | 130 |
| Nike | Common | 654106103 |  | 7723 | 66 | SH |  | SOLE |  | 0 | 0 | 66 |
| Nordson | Common | 655663102 |  | 10222 | 43 | SH |  | SOLE |  | 0 | 0 | 43 |
| Novo Nordisk | Common | K7314N152 |  | 28963 | 214 | SH |  | SOLE |  | 0 | 0 | 214 |
| NXP Semiconductors | Common | N6596X019 |  | 3477 | 22 | SH |  | SOLE |  | 0 | 0 | 22 |
| Oracle | Common | 68389x105 |  | 65392 | 800 | SH |  | SOLE |  | 0 | 0 | 800 |
| Organon | Common | 68622V106 |  | 838 | 30 | SH |  | SOLE |  | 0 | 0 | 30 |
| Palo Alto Networks | Common | 697435105 |  | 7117 | 51 | SH |  | SOLE |  | 0 | 0 | 51 |
| Paychex | Common | 704326107 |  | 25423 | 220 | SH |  | SOLE |  | 0 | 0 | 220 |
| Pfizer | Common | 717081103 |  | 32025 | 625 | SH |  | SOLE |  | 0 | 0 | 625 |
| Philip Morris International | Common | 718172109 |  | 19736 | 195 | SH |  | SOLE |  | 0 | 0 | 195 |
| Pioneer Natural Resources | Common | 723787107 |  | 8679 | 38 | SH |  | SOLE |  | 0 | 0 | 38 |
| Pool Corp. | Common | 73278L105 |  | 6651 | 22 | SH |  | SOLE |  | 0 | 0 | 22 |
| Procter  Gamble | Common | 742718109 |  | 618548 | 4081 | SH |  | SOLE |  | 0 | 0 | 4081 |
| Prologis | Common | 74340W103 |  | 21757 | 193 | SH |  | SOLE |  | 0 | 0 | 193 |
| ProShares Ultra Dow 3x | Common | 74347X823 |  | 3481380 | 61400 | SH |  | SOLE |  | 0 | 0 | 61400 |
| Prudential Financial | Common | 744320102 |  | 4177 | 42 | SH |  | SOLE |  | 0 | 0 | 42 |
| Public Storage | Common | 74460D109 |  | 560 | 2 | SH |  | SOLE |  | 0 | 0 | 2 |
| Qualcomm | Common | 747525103 |  | 55080 | 501 | SH |  | SOLE |  | 0 | 0 | 501 |
| Raytheon Technologies | Common | 780259206 |  | 26138 | 259 | SH |  | SOLE |  | 0 | 0 | 259 |
| Royal Dutch Shell | Common | 780259206 |  | 4556 | 80 | SH |  | SOLE |  | 0 | 0 | 80 |
| S Global | Common | 78409V104 |  | 3349 | 10 | SH |  | SOLE |  | 0 | 0 | 10 |
| Schlumberger | Common | 806857108 |  | 5132 | 96 | SH |  | SOLE |  | 0 | 0 | 96 |
| ServiceNow | Common | 81762P102 |  | 6212 | 16 | SH |  | SOLE |  | 0 | 0 | 16 |
| SiteOne Landscape Supply | Common | 829826103 |  | 4106 | 35 | SH |  | SOLE |  | 0 | 0 | 35 |
| Southern | Common | 842587107 |  | 41989 | 588 | SH |  | SOLE |  | 0 | 0 | 588 |
| SPDR S 1500 | Common | 78464A805 |  | 19720 | 417 | SH |  | SOLE |  | 0 | 0 | 417 |
| SPDR S 500 | Common | 78462f103 |  | 19122 | 50 | SH |  | SOLE |  | 0 | 0 | 50 |
| Starbucks | Common | 855244109 |  | 266352 | 2685 | SH |  | SOLE |  | 0 | 0 | 2685 |
| Stryker | Common | 863667101 |  | 15892 | 65 | SH |  | SOLE |  | 0 | 0 | 65 |
| Sysco | Common | 871829107 |  | 29433 | 385 | SH |  | SOLE |  | 0 | 0 | 385 |
| Target | Common | 87612E106 |  | 6707 | 45 | SH |  | SOLE |  | 0 | 0 | 45 |
| Technology Sector SPDR | Common | 81369Y803 |  | 438527 | 3524 | SH |  | SOLE |  | 0 | 0 | 3524 |
| Teradyne | Common | 880770102 |  | 2621 | 30 | SH |  | SOLE |  | 0 | 0 | 30 |
| Texas Instruments | Common | 882508104 |  | 18505 | 112 | SH |  | SOLE |  | 0 | 0 | 112 |
| The Williams Companies | Common | 969457100 |  | 6284 | 191 | SH |  | SOLE |  | 0 | 0 | 191 |
| TotalEnergies | Common | F92124100 |  | 5153 | 83 | SH |  | SOLE |  | 0 | 0 | 83 |
| Trane Technologies | Common | 00BK9ZQ96 |  | 67236 | 400 | SH |  | SOLE |  | 0 | 0 | 400 |
| Ulta Beauty | Common | 90384S303 |  | 6567 | 14 | SH |  | SOLE |  | 0 | 0 | 14 |
| Union Pacific | Common | 907818108 |  | 10768 | 52 | SH |  | SOLE |  | 0 | 0 | 52 |
| United Healthcare | Common | 91324p102 |  | 32341 | 61 | SH |  | SOLE |  | 0 | 0 | 61 |
| UPS | Common | 911312106 |  | 432340 | 2487 | SH |  | SOLE |  | 0 | 0 | 2487 |
| Vanguard Dividend Appreciation | Common | 921908844 |  | 1822 | 12 | SH |  | SOLE |  | 0 | 0 | 12 |
| Vanguard Financials | Common | 92204A405 |  | 16298 | 197 | SH |  | SOLE |  | 0 | 0 | 197 |
| Vanguard High Dividend Yield | Common | 921946406 |  | 3597581 | 33246 | SH |  | SOLE |  | 0 | 0 | 33246 |
| Vanguard Information Technolog | Common | 92204A702 |  | 21482239 | 67256 | SH |  | SOLE |  | 0 | 0 | 67256 |
| Vanguard S 500 | Common | 922908363 |  | 40053 | 114 | SH |  | SOLE |  | 0 | 0 | 114 |
| Verizon | Common | 92343v104 |  | 25216 | 640 | SH |  | SOLE |  | 0 | 0 | 640 |
| VICI Properties | Common | 925652109 |  | 166601 | 5142 | SH |  | SOLE |  | 0 | 0 | 5142 |
| Visa | Common | 92826c839 |  | 29502 | 142 | SH |  | SOLE |  | 0 | 0 | 142 |
| W.R. Berkley | Common | 084423102 |  | 10523 | 145 | SH |  | SOLE |  | 0 | 0 | 145 |
| Waste Management | Common | 94106l109 |  | 358628 | 2286 | SH |  | SOLE |  | 0 | 0 | 2286 |
| Wells Fargo | Common | 949746101 |  | 15071 | 365 | SH |  | SOLE |  | 0 | 0 | 365 |
| Weyerhaeuser | Common | 962166104 |  | 16523 | 533 | SH |  | SOLE |  | 0 | 0 | 533 |
| Xcel Energy | Common | 98389B100 |  | 14162 | 202 | SH |  | SOLE |  | 0 | 0 | 202 |
| Zoetis | Common | 98978V103 |  | 7328 | 50 | SH |  | SOLE |  | 0 | 0 | 50 |

---