# EDGAR Filing Document

**Accession Number:** 0001496099
**File Stem:** 0001104659-23-036602
**Filing Date:** 2023-3
**Character Count:** 5972
**Document Hash:** e854d711f058ee072629f35e8a010fc5
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-23-036602.hdr.sgml**: 20230324

**ACCESSION NUMBER**: 0001104659-23-036602

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20230323

**ITEM INFORMATION**: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230324

**DATE AS OF CHANGE**: 20230324

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** New Mountain Finance Corp
- **CENTRAL INDEX KEY:** 0001496099
- **IRS NUMBER:** 272978010
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 814-00832
- **FILM NUMBER:** 23759847

**BUSINESS ADDRESS:**
- **STREET 1:** 1633 BROADWAY
- **STREET 2:** 48TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019
- **BUSINESS PHONE:** 2127300200

**MAIL ADDRESS:**
- **STREET 1:** 1633 BROADWAY
- **STREET 2:** 48TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** New Mountain Guardian Corp
- **DATE OF NAME CHANGE:** 20100706

?xml version="1.0" encoding="utf-8"?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the**

**Securities Exchange Act of 1934**

**Date of Report (Date of Earliest Event Reported): March 23, 2023**

**New Mountain Finance Corporation**

**(Exact name of registrant as specified in its charter)**

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| | | |
|:---|:---|:---|
| **Delaware** | **814-00832** | **27-2978010** |
| **(State or other jurisdiction of<br> incorporation or organization)** | **(Commission<br> File Number)** | **(IRS Employer<br> Identification Number)** |

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**1633 Broadway, 48th Floor,** **New York, NY** **10019**

**(Address of principal executive offices)** **(Zip code)**

**Registrant's telephone number, including area code: (212) 720-0300**

**None**

**(Former name or former address, if changed since last report)**

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

◻ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

◻ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

◻ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

◻ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

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Securities registered pursuant to Section 12(b) of the Act:

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| | |
|:---|:---|
| **Title of each class** | **Name of each exchange on which registered** |
| Common stock, par value $0.01 per share NMFC | NASDAQ Global Select Market |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ◻

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ◻

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| | |
|:---|:---|
| **Item 5.02** | **Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.** |

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On March 23, 2023, the board of directors (the "Board") of New Mountain Finance Corporation (the "Company") appointed Laura C. Holson as the interim Chief Financial Officer and Treasurer of the Company, effective April 1, 2023. Ms. Holson will serve as the Company's interim Chief Financial Officer and Treasurer until the Company completes its search for a permanent successor.

Ms. Holson currently serves as Chief Operating Officer of the Company and will continue in this role. Ms. Holson joined New Mountain Capital, L.L.C. ("New Mountain Capital") in 2009 and currently serves as a Managing Director. Ms. Holson is primarily dedicated to the credit business and has been the Chief Operating Officer of New Mountain Capital's credit platform since January 2022 and the Chief Operating Officer of the Company since February 2022. Ms. Holson previously held a variety of roles within New Mountain Capital, including Head of Capital Markets, and has been a member of its credit team for over 10 years. There is no arrangement or understanding between Ms. Holson and any other person pursuant to which she was appointed as the interim Chief Financial Officer and Treasurer.

The Company's investment adviser, New Mountain Finance Advisers BDC, L.L.C., believes that its management team, with the overall support of New Mountain Capital, is adequately staffed to support the Company.

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| | |
|:---|:---|
| **Item 9.01.** | **Financial Statements and Exhibits.** |

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d) Exhibits.

<u>Exhibit Number</u> <u>Description</u> <br> <br> 104 Cover Page Interactive Data File (embedded within the Inline XBRL document).

**SIGNATURE** 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | | |
|:---|:---|:---|:---|
|  | NEW MOUNTAIN FINANCE CORPORATION | NEW MOUNTAIN FINANCE CORPORATION | NEW MOUNTAIN FINANCE CORPORATION |
| Date: March 24, 2023 | By: | /s/ Joseph W. Hartswell | /s/ Joseph W. Hartswell |
|  |  | Name: | Joseph W. Hartswell |
|  |  | Title: | Chief Compliance Officer and Corporate Secretary |

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