# EDGAR Filing Document

**Accession Number:** 0000742118
**File Stem:** 0000742118-26-000003
**Filing Date:** 2026-3
**Character Count:** 2627
**Document Hash:** 8b34544f43a4d5c80b5253dc158ebffe
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000742118-26-000003.hdr.sgml**: 20260330

**ACCESSION NUMBER**: 0000742118-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260131

**FILED AS OF DATE**: 20260330

**DATE AS OF CHANGE**: 20260330

**EFFECTIVENESS DATE**: 20260330

**PERIOD START**: 20250201

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** LIBERTY ASSOCIATES, INC.
- **CENTRAL INDEX KEY:** 0000742118

**ORGANIZATION NAME:**
- **EIN:** 133200727
- **STATE OF INCORPORATION:** NY

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-31505
- **FILM NUMBER:** 26811192

**BUSINESS ADDRESS:**
- **STREET 1:** 501 FIFTH AVENUE, 15TH FLOOR
- **STREET 2:** SUITE 1100
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
- **BUSINESS PHONE:** 212 869-8224

**MAIL ADDRESS:**
- **STREET 1:** 501 FIFTH AVEUE, 15TH FLOOR
- **STREET 2:** SUITE 1100
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LIBERTY ASSOCIATES INC BD                               /BD
- **DATE OF NAME CHANGE:** 19970430

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LIBERTY ASSOCIATES INC
- **DATE OF NAME CHANGE:** 19840314

### Attached PDF Documents

**Attachment 1:** `lai2025.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000742118

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 02-01-2025

**Report Period End Date:** 01-31-2026

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** LIBERTY ASSOCIATES, INC.

**Business Address:** 501 FIFTH AVENUE, 15TH FLOOR, SUITE 1100, NEW YORK, NY, 10017

**Contact Person:** Allison Lindh

**Contact Phone:** 2128698224

### Independent Public Accountant Identification

**Accountant Name:** Anson, Brian W

**Accountant Address:** 18455 Burbank Blvd., #406, Tarzana, CA, 91356

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Allison M. Lindh**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **LIBERTY ASSOCIATES, INC.**, as of **01-31-2026**, are true and correct.

**Signature:** Allison M. Lindh

**Title:** Chief Financial Officer