# EDGAR Filing Document

**Accession Number:** 0001414040
**File Stem:** 0001049169-26-000133
**Filing Date:** 2026-1
**Character Count:** 23055
**Document Hash:** 966d0e61c171f74de8a8571a93381404
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001049169-26-000133.hdr.sgml**: 20260129

**ACCESSION NUMBER**: 0001049169-26-000133

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251130

**FILED AS OF DATE**: 20260129

**DATE AS OF CHANGE**: 20260129

**PERIOD START**: 20251130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALPS ETF Trust
- **CENTRAL INDEX KEY:** 0001414040

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22175
- **FILM NUMBER:** 26576408

**BUSINESS ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328
- **BUSINESS PHONE:** 303.623.2577

**MAIL ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328

## Series and Classes Contracts Data

### ALPS Emerging Sector Dividend Dogs ETF (Series ID: S000044070)

| Class ID   | Class Name                             | Ticker Symbol   |
|:---|:---|:---|
| C000136752 | ALPS Emerging Sector Dividend Dogs ETF | EDOG            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ALPS ETF TRUST

- **b. Investment Company Act file number:** 811-22175

- **c. CIK number of Registrant:** 0001414040

- **d. LEI of Registrant:** 549300VF1907NYC4WM31

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 BROADWAY SUITE 1000

  - **City:** DENVER

  - **State:** CO

  - **Foreign country:** US

  - **Zip / Postal Code:** 80203

  - **Telephone number:** 3036232577

**Item A.2. Information about the Series.**

- **a. Name of Series:** ALPS Emerging Sector Dividend Dogs ETF

- **b. EDGAR series identifier (if any):** S000044070

- **c. LEI of Series:** 549300DACQRFE026T168

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-11-30

- **b. Date as of which information is reported:** 2025-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $28849713.14

**Total Liabilities:** $14062.73

**Net Assets:** $28835650.41

**Cash Not Reported:** $11365.43

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000136752 | 3.38%                | 1.73%                | 1.95%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $300364.29               | $430505.66                                 |
| Month 2  | $0.16                    | $447116.82                                 |
| Month 3  | $0.00                    | $506836.63                                 |

### Schedule of Portfolio Investments

| Name                                                       | Title                                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Cosco Shipping Energy Transportation Co Ltd                | COSCO SHIPPING Energy Transportation Co., Ltd.             | CUSIP: N/A<br>LEI: 529900IGB8FVHRCR1W95       | Long             | EC               | CORP              | CN        |    498000 | NS      | $665223.84    | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Alamtri Resources Indonesia Tbk Pt                         | Alamtri Resources Indonesia Tbk PT                         | CUSIP: N/A<br>LEI: 529900P2WAH7XA87OI24       | Long             | EC               | CORP              | ID        |   5490700 | NS      | $596707.72    | 2.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Kalbe Farma Tbk Pt                                         | Kalbe Farma Tbk PT                                         | CUSIP: B7311V900<br>LEI: 529900PRQI8S32HOE387 | Long             | EC               | CORP              | ID        |   7774300 | NS      | $560141.70    | 1.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Vale Sa                                                    | Vale SA                                                    | CUSIP: 91912E105<br>LEI: 254900SMTWBX7RU2SR20 | Long             | EC               | CORP              | BR        |     52426 | NS      | $661091.86    | 2.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Ptt Oil & Retail Business Pcl                              | PTT Oil & Retail Business PCL                              | CUSIP: N/A<br>LEI: 254900E86F1OANU6B371       | Long             | EC               | CORP              | TH        |   1251900 | NS      | $524946.42    | 1.82%             |  |  |  | Yes           |                  1 | On Loan: No      |
| China Citic Bank Corp Ltd                                  | China CITIC Bank Corp., Ltd.                               | CUSIP: N/A<br>LEI: 300300C1030211000384       | Long             | EC               | CORP              | CN        |    600100 | NS      | $552647.11    | 1.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Home Product Center Pcl                                    | Home Product Center PCL                                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | TH        |   2347800 | NS      | $466715.95    | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Woolworths Holdings Ltd/south Africa                       | Woolworths Holdings, Ltd.                                  | CUSIP: S98758121<br>LEI: 37890095421E07184E97 | Long             | EC               | CORP              | ZA        |    183285 | NS      | $605299.75    | 2.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Infosys Ltd                                                | Infosys, Ltd.                                              | CUSIP: 456788108<br>LEI: 335800TYLGG93MM7PR89 | Long             | EC               | CORP              | IN        |     82487 | NS      | $1441872.76   | 5.00%             |  |  |  | No            |                  1 | On Loan: —       |
| Richter Gedeon Nyrt                                        | Richter Gedeon Nyrt                                        | CUSIP: N/A<br>LEI: 549300J6ZJW5IH4WEE46       | Long             | EC               | CORP              | HU        |     18332 | NS      | $543014.02    | 1.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Novolipetsk Steel Pjsc                                     | Novolipetsk Steel PJSC                                     | CUSIP: 67011E204<br>LEI: 213800913TPW32I84456 | Long             | EC               | CORP              | RU        |     17594 | NS      | $175.94       | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Manila Electric Co                                         | Manila Electric Co.                                        | CUSIP: N/A<br>LEI: 254900RDFLCM12O8SK69       | Long             | EC               | CORP              | PH        |     59540 | NS      | $600527.07    | 2.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Wipro Ltd                                                  | Wipro, Ltd.                                                | CUSIP: 97651M109<br>LEI: 335800IFS1IJHESG8362 | Long             | EC               | CORP              | IN        |    504851 | NS      | $1373194.72   | 4.76%             |  |  |  | No            |                  1 | On Loan: —       |
| Sinotrans Ltd                                              | Sinotrans, Ltd.                                            | CUSIP: N/A<br>LEI: 5299005U1RZLKVFWR249       | Long             | EC               | CORP              | CN        |    902100 | NS      | $602508.46    | 2.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Pldt Inc                                                   | PLDT, Inc.                                                 | CUSIP: N/A<br>LEI: 254900ADE8GQHM5P2648       | Long             | EC               | CORP              | PH        |     28710 | NS      | $632506.10    | 2.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Fresnillo Plc                                              | Fresnillo PLC                                              | CUSIP: N/A<br>LEI: 549300JXWH1UV5J0XV81       | Long             | EC               | CORP              | GB        |     19100 | NS      | $665943.93    | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Grupo Cibest Sa                                            | Grupo Cibest SA                                            | CUSIP: 40090E106<br>LEI: 529900OSSJBGZREZ2C28 | Long             | EC               | CORP              | CO        |     10800 | NS      | $681048.00    | 2.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Misc Bhd                                                   | MISC Bhd                                                   | CUSIP: N/A<br>LEI: 9845002055U77FF6B972       | Long             | EC               | CORP              | MY        |    317400 | NS      | $576811.62    | 2.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Universal Robina Corp                                      | Universal Robina Corp.                                     | CUSIP: 691951909<br>LEI: N/A                  | Long             | EC               | CORP              | PH        |    425660 | NS      | $457269.67    | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| China Minsheng Banking Corp Ltd                            | China Minsheng Banking Corp., Ltd.                         | CUSIP: B57JY2909<br>LEI: 549300HBUGSQD1VCXG94 | Long             | EC               | CORP              | CN        |   1027700 | NS      | $574196.76    | 1.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Valterra Platinum Ltd                                      | Valterra Platinum, Ltd.                                    | CUSIP: N/A<br>LEI: 529900RORCZ0E5S5FX81       | Long             | EC               | CORP              | ZA        |     10069 | NS      | $700494.64    | 2.43%             |  |  |  | No            |                  1 | On Loan: No      |
| X5 Retail Group Nv                                         | X5 Retail Group NV                                         | CUSIP: 98387E205<br>LEI: 213800J17UJJJDGUVF56 | Long             | EC               | CORP              | NL        |     17785 | NS      | $177.85       | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Tofas Turk Otomobil Fabrikasi As                           | Tofas Turk Otomobil Fabrikasi A.S.                         | CUSIP: N/A<br>LEI: 789000YSTNETKLRWHT29       | Long             | EC               | CORP              | TR        |     96143 | NS      | $519835.57    | 1.80%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Institutional Treasury Plus Money Market Fund | State Street Institutional Treasury Plus Money Market Fund | CUSIP: 857492862<br>LEI: 549300PNASLVKQG64331 | Long             | STIV             | RF                | US        |     31309 | NS      | $31308.57     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Telekom Malaysia Bhd                                       | Telekom Malaysia Bhd                                       | CUSIP: 686839002<br>LEI: 254900SNFPTSDGGVEK77 | Long             | EC               | NUSS              | MY        |    303900 | NS      | $545659.53    | 1.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Indofood Sukses Makmur Tbk Pt                              | Indofood Sukses Makmur Tbk PT                              | CUSIP: N/A<br>LEI: 529900E61EV2GTYWZ485       | Long             | EC               | CORP              | ID        |   1215100 | NS      | $536234.46    | 1.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Embotelladora Andina Sa                                    | Embotelladora Andina SA, Series B                          | CUSIP: P3697S103<br>LEI: 254900NNPKP1J9XTSA53 | Long             | EP               | CORP              | CL        |    138942 | NS      | $632452.70    | 2.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Bangkok Dusit Medical Services Pcl                         | Bangkok Dusit Medical Services PCL                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | TH        |    846000 | NS      | $499270.07    | 1.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Komercni Banka As                                          | Komercni banka A.S.                                        | CUSIP: N/A<br>LEI: IYKCAVNFR8QGF00HV840       | Long             | EC               | CORP              | CZ        |     11117 | NS      | $622015.13    | 2.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Cez As                                                     | CEZ AS                                                     | CUSIP: N/A<br>LEI: 529900S5R9YHJHYKKG94       | Long             | EC               | CORP              | CZ        |      9002 | NS      | $550762.02    | 1.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Aspen Pharmacare Holdings Ltd                              | Aspen Pharmacare Holdings, Ltd.                            | CUSIP: B09C0Z907<br>LEI: 635400ZYSN1IRD5QWQ94 | Long             | EC               | CORP              | ZA        |     93790 | NS      | $520712.98    | 1.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Aboitiz Equity Ventures Inc                                | Aboitiz Equity Ventures, Inc.                              | CUSIP: 606841906<br>LEI: 254900MDNXYJKHXO0P61 | Long             | EC               | CORP              | PH        |   1031600 | NS      | $479343.51    | 1.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Turkiye Petrol Rafinerileri As                             | Turkiye Petrol Rafinerileri AS                             | CUSIP: B03MYT908<br>LEI: 789000RCNG97UV50EE03 | Long             | EC               | CORP              | TR        |    133424 | NS      | $611534.84    | 2.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Petronas Gas Bhd                                           | Petronas Gas Bhd                                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | MY        |    128300 | NS      | $543936.12    | 1.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Grupo Aeroportuario Del Centro Norte Sab De Cv             | Grupo Aeroportuario del Centro Norte SAB de CV             | CUSIP: N/A<br>LEI: 529900HUSBARAFSXJ605       | Long             | EC               | CORP              | MX        |     39965 | NS      | $536244.22    | 1.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Banco Del Bajio Sa                                         | Banco del Bajio SA                                         | CUSIP: N/A<br>LEI: 4469000001BD95FFLY16       | Long             | EC               | CORP              | MX        |    213994 | NS      | $561382.00    | 1.95%             |  |  |  | Yes           |                  1 | On Loan: No      |
| Severstal Pao                                              | Severstal PAO                                              | CUSIP: 818150302<br>LEI: 213800OKDPTV6K4ONO53 | Long             | EC               | CORP              | RU        |     23283 | NS      | $232.83       | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Yankuang Energy Group Co Ltd                               | Yankuang Energy Group Co., Ltd.                            | CUSIP: N/A<br>LEI: 3003005N7A6HYZ4Z0K39       | Long             | EC               | CORP              | CN        |    469400 | NS      | $612550.53    | 2.12%             |  |  |  | No            |                  1 | On Loan: —       |
| Jbs Nv                                                     | JBS NV                                                     | CUSIP: N/A<br>LEI: 254900JSFON4WL81TW77       | Long             | EC               | CORP              | NL        |     35439 | NS      | $521840.33    | 1.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Genting Malaysia Bhd                                       | Genting Malaysia Bhd                                       | CUSIP: B1VXKN909<br>LEI: 254900LABBWDEDUVRB07 | Long             | EC               | CORP              | MY        |   1099700 | NS      | $625358.74    | 2.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Globe Telecom Inc                                          | Globe Telecom, Inc.                                        | CUSIP: Y27257149<br>LEI: 254900GPWI1816YIM923 | Long             | EC               | CORP              | PH        |     20970 | NS      | $572835.54    | 1.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Empresas Cmpc Sa                                           | Empresas CMPC SA                                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CL        |    364419 | NS      | $509106.12    | 1.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Interconexion Electrica Sa Esp                             | Interconexion Electrica SA ESP                             | CUSIP: 220570907<br>LEI: 5493007GMWK7ZHVQ5362 | Long             | EC               | CORP              | CO        |     98762 | NS      | $662595.75    | 2.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Engie Brasil Energia Sa                                    | Engie Brasil Energia SA                                    | CUSIP: N/A<br>LEI: 52990057Q0EK2Q9YBC07       | Long             | EC               | CORP              | BR        |    103740 | NS      | $595482.00    | 2.07%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                                        | SECURITIES LENDING - GENERAL                               | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | RF                | US        |         0 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Sime Darby Bhd                                             | Sime Darby Bhd                                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | MY        |   1160000 | NS      | $547368.42    | 1.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Kimberly-clark De Mexico Sab De Cv                         | Kimberly-Clark de Mexico SAB de CV                         | CUSIP: N/A<br>LEI: 549300JGHL56QT00KT54       | Long             | EC               | CORP              | MX        |    272700 | NS      | $580834.16    | 2.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Vodacom Group Ltd                                          | Vodacom Group, Ltd.                                        | CUSIP: N/A<br>LEI: 37890012A8DC24B8D663       | Long             | EC               | CORP              | ZA        |     72709 | NS      | $570156.69    | 1.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Telkom Indonesia Persero Tbk Pt                            | Telkom Indonesia Persero Tbk PT                            | CUSIP: Y71474145<br>LEI: 529900M5SQZAOKV1PC81 | Long             | EC               | CORP              | ID        |   2958600 | NS      | $623517.62    | 2.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Mobile Telesystems Pjsc                                    | Mobile TeleSystems PJSC                                    | CUSIP: 607409109<br>LEI: 2534008FX8EXH1FMJA74 | Long             | EC               | CORP              | RU        |     64600 | NS      | $646.00       | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Bumrungrad Hospital Pcl                                    | Bumrungrad Hospital Pcl                                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | TH        |     97100 | NS      | $511211.37    | 1.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Cementos Argos Sa                                          | Cementos Argos SA                                          | CUSIP: N/A<br>LEI: 549300H7BB3SSJRSL735       | Long             | EC               | CORP              | CO        |    222858 | NS      | $640781.87    | 2.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Ptt Exploration & Production Pcl                           | PTT Exploration & Production PCL                           | CUSIP: N/A<br>LEI: 2549001O8YYGP5N7Q076       | Long             | EC               | CORP              | TH        |    156800 | NS      | $518689.24    | 1.80%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-12-30

**Name of Applicant:** ALPS ETF TRUST

**Signature:** Erich Rettinger

**Name of Signer:** Erich Rettinger

**Title:** Treasurer