# EDGAR Filing Document

**Accession Number:** 0001287032
**File Stem:** 0001287032-25-000213
**Filing Date:** 2025-8
**Character Count:** 560443
**Document Hash:** 2934f6943458437513d1409b702bbbb6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001287032-25-000213.hdr.sgml**: 20250807

**ACCESSION NUMBER**: 0001287032-25-000213

**CONFORMED SUBMISSION TYPE**: POS EX

**PUBLIC DOCUMENT COUNT**: 19

**FILED AS OF DATE**: 20250807

**DATE AS OF CHANGE**: 20250807

**EFFECTIVENESS DATE**: 20250807

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PROSPECT CAPITAL CORP
- **CENTRAL INDEX KEY:** 0001287032

**ORGANIZATION NAME:**
- **EIN:** 432048643
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** POS EX
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 333-269714
- **FILM NUMBER:** 251194447

**BUSINESS ADDRESS:**
- **STREET 1:** 10 EAST 40TH STREET 44TH FL
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10016
- **BUSINESS PHONE:** 212-448-0702

**MAIL ADDRESS:**
- **STREET 1:** 10 EAST 40TH STREET 44TH FL
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10016

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PROSPECT ENERGY CORP
- **DATE OF NAME CHANGE:** 20040623

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PROSPECT STREET ENERGY CORP
- **DATE OF NAME CHANGE:** 20040414

?xml version='1.0' encoding='ASCII'? psec-20250807

**As filed with the Securities and Exchange Commission on August 7, 2025**

**Registration No. 333-269714** 

**U.S. SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

**FORM N-2**

---

| | |
|:---|:---|
| **☒&nbsp;&nbsp;&nbsp;&nbsp;REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933** | **☒&nbsp;&nbsp;&nbsp;&nbsp;REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933** |
| | **☐&nbsp;&nbsp;&nbsp;&nbsp;PRE-EFFECTIVE AMENDMENT NO.** <br>**☒&nbsp;&nbsp;&nbsp;&nbsp;POST-EFFECTIVE AMENDMENT NO. 107** |

---

**PROSPECT CAPITAL CORPORATION**

(Exact Name of Registrant as Specified in Charter)

**10 East 40th Street, 42nd Floor**

**New York, NY 10016**

(Address of Principal Executive Offices)

**(212) 448-0702**

(Registrant's Telephone Number, including Area Code)

**John F. Barry III**

**Kristin L. Van Dask**

**c/o Prospect Capital Management L.P.**

**10 East 40**<sup>th</sup> **Street, 42**<sup>nd</sup> **Floor**

**New York, NY 10016**

**(212) 448-0702**

(Name and Address of Agent for Service)

Copies to:

**Kenneth E. Burdon, Esq. <br>Simpson Thacher & Bartlett LLP<br>425 Lexington Avenue<br>New York, NY 10017<br>212-455-2000**

______________________________________

Approximate Date of Proposed Public Offering: **From time to time after the effective date of this Registration Statement.**

______________________________________

If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, check the following box. ☐

If any securities being registered on this Form will be offered on a delayed or continuous basis in reliance on Rule 415 under the Securities Act of 1933 ("Securities Act"), other than securities offered in connection with a dividend reinvestment plan, check the following box. **☒**

If this Form is a registration statement pursuant to General Instruction A.2 or a post-effective amendment thereto, check the following box **☒**

If this Form is a registration statement pursuant to General Instruction B or a post-effective amendment thereto that will become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box **☒**

If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction B to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box ☐

**It is proposed that this filing will become effective (check appropriate box):**

☐ when declared effective pursuant to section 8(c) of the Securities Act

☐ Immediately upon filing pursuant to paragraph (b)

☐ 60 days after filing pursuant to paragraph (a)

☐ On (date) pursuant to paragraph (a)

------

**If appropriate, check the following box:**

☐ This post-effective amendment designates a new effective date for a previously filed post-effective amendment.

☐ This Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, and the Securities Act registration statement number of the earlier effective registration statement for the same offering is: .

☐ This Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, and the Securities Act registration statement number of the earlier effective registration statement for the same offering is: .

**☒** This Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, and the Securities Act registration statement number of the earlier effective registration statement for the same offering is: 333-269714.

**Check each box that appropriately characterizes the Registrant:**

☐ Registered Closed-End Fund (closed-end company that is registered under the Investment Company Act of 1940 (the "Investment Company Act"))

**☒** Business Development Company (closed-end company that intends or has elected to be regulated as a business development company under the Investment Company Act.

☐ Interval Fund (Registered Closed-End Fund or a Business Development Company that makes periodic repurchase offers under Rule 23c-3 under the Investment Company Act).

**☒** A.2 Qualified (qualified to register securities pursuant to General Instruction A.2 of this Form).

**☒** Well-Known Seasoned Issuer (as defined by Rule 405 under the Securities Act).

☐ Emerging Growth Company (as defined by Rule 12b-2 under the Securities and Exchange Act of 1934).

☐ If an Emerging Growth Company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.

☐ New Registrant (registered or regulated under the Investment Company Act for less than 12 calendar months preceding this filing).

------

**EXPLANATORY NOTE**

This Post-Effective Amendment No. 107 to the Registration Statement on Form N-2 (File No. 333-269714) of Prospect Capital Corporation (the "Registration Statement") is being filed pursuant to Rule 462(d) under the Securities Act of 1933, as amended (the "Securities Act"), solely for the purpose of filing exhibits to the Registration Statement. Accordingly, this Post-Effective Amendment No. 107 consists only of a facing page, this explanatory note and Part C of the Registration Statement on Form N-2 setting forth the exhibits to the Registration Statement. This Post-Effective Amendment No. 107 does not modify any other part of the Registration Statement. Pursuant to Rule 462(d) under the Securities Act, this Post-Effective Amendment No. 107 shall become effective immediately upon filing with the Securities and Exchange Commission. The contents of the Registration Statement are hereby incorporated by reference.

------

**PART C—OTHER INFORMATION**

**ITEM 25. *FINANCIAL STATEMENTS AND EXHIBITS***

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1)&nbsp;&nbsp;&nbsp;&nbsp;*Financial Statements*

The following statements of Prospect Capital Corporation (the "Company" or the "Registrant") are incorporated by reference into Part A of this Registration Statement:

Report of Independent Registered Public Accounting Firm

Consolidated Statements of Assets and Liabilities as of June 30, 2022 and June 30, 2021

Consolidated Statements of Operations for the years ended June 30, 2022, 2021 and 2020

Consolidated Statements of Changes in Net Assets and Temporary Equity for the years ended June 30, 2022, 2021 and 2020

Consolidated Statements of Cash Flows for the years ended June 30, 2022, 2021 and 2020

Consolidated Schedules of Investments as of June 30, 2022 and June 30, 2021

Notes to Consolidated Financial Statements

National Property REIT Corp. Financial Statements

First Tower Finance Company LLC Financial Statements

Consolidated Statements of Assets and Liabilities as of December 31, 2022 (unaudited) and June 30, 2022

Consolidated Statements of Operations for the three and six months ended December 31, 2022 and December 31, 2021 (unaudited)

Consolidated Statements of Changes in Net Assets and Temporary Equity for the six months ended December 31, 2022 and December 31, 2021 (unaudited)

Consolidated Statements of Cash Flows for the six months ended December 31, 2022 and December 31, 2021 (unaudited)

Consolidated Schedules of Investments as of December 31, 2022 (unaudited) and June 30, 2021

Notes to Consolidated Financial Statements

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2)&nbsp;&nbsp;&nbsp;&nbsp;*Exhibits*

The agreements included or incorporated by reference as exhibits to this registration statement contain representations and warranties by each of the parties to the applicable agreement. These representations and warranties were made solely for the benefit of the other parties to the applicable agreement and (i) were not intended to be treated as categorical statements of fact, but rather as a way of allocating the risk to one of the parties if those statements prove to be inaccurate; (ii) may have been qualified in such agreement by disclosures that were made to the other party in connection with the negotiation of the applicable agreement; (iii) may apply contract standards of "materiality" that are different from "materiality" under the applicable securities laws; and (iv) were made only as of the date of the applicable agreement or such other date or dates as may be specified in the agreement.

The Company acknowledges that, notwithstanding the inclusion of the foregoing cautionary statements, it is responsible for considering whether additional specific disclosures of material information regarding material contractual provisions are required to make the statements in this registration statement not misleading.

---

| | |
|:---|:---|
| | **Description** |
| (a)(1) | <u>[Articles of Amendment and Restatement(40)](http://www.sec.gov/Archives/edgar/data/1287032/000128703214000124/ex31-amendedandrestatedart.htm)</u> |
| (a)(2) | <u>[Articles of Amendment(78)](http://www.sec.gov/Archives/edgar/data/1287032/000128703220000265/a31articlesofamendment.htm)</u> |
| (a)(3) | <u>[Articles Supplementary to the Articles of Amendment and Restatement of Prospect Capital Corporation (79)](http://www.sec.gov/Archives/edgar/data/1287032/000128703220000265/a32preferredarticlessupple.htm)</u> |
| (a)(4) | <u>[Articles Supplementary to the Articles of Amendment and Restatement of Prospect Capital Corporation (81)](http://www.sec.gov/Archives/edgar/data/1287032/000128703220000385/a31asaa.htm)</u> |
| (a)(5) | <u>[Certificate of Correction to the Articles Supplementary of Prospect Capital Corporation(82)](http://www.sec.gov/Archives/edgar/data/1287032/000128703220000385/a32certaa.htm)</u> |
| (a)(6) | <u>[Articles Supplementary to the Articles of Amendment and Restatement of Prospect Capital Corporation(103)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000285/a31psecpreferredarticlessu.htm)</u> |
| (a)(7) | <u>[Articles Supplementary to the Articles of Amendment and Restatement of Prospect Capital Corporation(114)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000363/a3-1articlessupplementary.htm)</u> |
| (a)(8) | <u>[Certificate of Correction to Articles Supplementary of Prospect Capital Corporation(115)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000369/a3-1certofcorrection7x19.htm)</u> |
| (a)(9) | <u>[Articles Supplementary to the Articles of Amendment and Restatement of Prospect Capital Corporation(146)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000064/a31articlessupplementary.htm)</u> |
| (a)(10) | <u>[Articles Supplementary to the Articles of Amendment and Restatement of Prospect Capital Corporation(162)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000195/ex31articles_supplementary.htm)</u> |
| (a)(11) | <u>[Articles Supplementary to the Articles of Amendment and Restatement of Prospect Capital Corporation(179)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000334/a31articlessupplementarymm.htm)</u> |

---

------

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| | |
|:---|:---|
| | **Description** |
| (a)(12) | <u>[Articles Supplementary to the Articles of Amendment and Restatement of Prospect Capital Corporation(181)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000333/a31articlessupplementarya3.htm)</u> |
| (b)(1) | <u>[Amended and Restated Bylaws(47)](http://www.sec.gov/Archives/edgar/data/1287032/000128703215000369/exhibit31-bylaws.htm)</u> |
| (c) | Not Applicable |
| (d)(1) | <u>[Form of Share Certificate(1)](http://www.sec.gov/Archives/edgar/data/1287032/000104746904022498/a2139274zex-1_d.htm)</u> |
| (d)(2) | <u>[Statement of Eligibility of U.S. Bank National Association on Form T-1(199)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000044/d6t-1.htm)</u> |
| (d)(3) | <u>[Indenture dated as of February 16, 2012, by and between the Registrant and American Stock Transfer & Trust Company, LLC, as Trustee(6)](http://www.sec.gov/Archives/edgar/data/1287032/000110465912015042/a12-6161_1ex99dd7.htm)</u> |
| (d)(4) | <u>[Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee (7)](http://www.sec.gov/Archives/edgar/data/1287032/000110465912018287/a12-6773_2ex99dd13.htm)</u> |
| (d)(5) | <u>[Twenty-Second Supplemental Indenture dated as of November 23, 2012, to the U.S. Bank Indenture and Form of 6.625% Prospect Capital InterNote® due 2042(8)](http://www.sec.gov/Archives/edgar/data/1287032/000110465912079754/a12-27867_1ex99dd58.htm)</u> |
| (d)(6) | <u>[Twenty-Fourth Supplemental Indenture dated as of November 29, 2012, to the U.S. Bank Indenture and Form of 5.750% Prospect Capital InterNote® due 2032(9)](http://www.sec.gov/Archives/edgar/data/1287032/000110465912080899/a12-27867_1ex99dd62.htm)</u> |
| (d)(7) | <u>[Twenty-Fifth Supplemental Indenture dated as of November 29, 2012, to the U.S. Bank Indenture and Form of 6.500% Prospect Capital InterNote® due 2042(10)](http://www.sec.gov/Archives/edgar/data/1287032/000110465912080899/a12-27867_1ex99dd62.htm)</u> |
| (d)(8) | <u>[Thirty-Ninth Supplemental Indenture dated as of January 4, 2013, to the U.S. Bank Indenture and Form of 4.875% Prospect Capital InterNote® due 2031(11)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913000765/a12-27867_1ex99dd94.htm)</u> |
| (d)(9) | <u>[Forty-Second Supplemental Indenture dated as of January 10, 2013, to the U.S. Bank Indenture and Form of 4.750% Prospect Capital InterNote® due 2031(12)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913001865/a12-27867_1ex99dd100.htm)</u> |
| (d)(10) | <u>[Forty-Fifth Supplemental Indenture dated as of January 17, 2013, to the U.S. Bank Indenture and Form of 4.625% Prospect Capital InterNote® due 2031(13)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913003210/a12-27867_1ex99dd106.htm)</u> |
| (d)(11) | <u>[Forty-Eighth Supplemental Indenture dated as of January 25, 2013, to the U.S. Bank Indenture and Form of 4.500% Prospect Capital InterNote® due 2031(14)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913004730/a12-27867_1ex99dd112.htm)</u> |
| (d)(12) | <u>[Forty-Ninth Supplemental Indenture dated as of January 25, 2013, to the U.S. Bank Indenture and Form of 5.500% Prospect Capital InterNote® due 2043(15)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913004730/a12-27867_1ex99dd114.htm)</u> |
| (d)(13) | <u>[Fifty-First Supplemental Indenture dated as of January 31, 2013, to the U.S. Bank Indenture and Form of 4.500% Prospect Capital InterNote® due 2031(16)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913006481/a12-27867_1ex99dd118.htm)</u> |
| (d)(14) | <u>[Fifty-Second Supplemental Indenture dated as of January 31, 2013, to the U.S. Bank Indenture and Form of 5.500% Prospect Capital InterNote® due 2043(16)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913006481/a12-27867_1ex99dd120.htm)</u> |
| (d)(15) | <u>[Fifty-Fourth Supplemental Indenture dated as of February 7, 2013, to the U.S. Bank Indenture and Form of 4.500% Prospect Capital InterNote® due 2031(17)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913008513/a13-4667_1ex99dd124.htm)</u> |
| (d)(16) | <u>[Fifty-Fifth Supplemental Indenture dated as of February 7, 2013, to the U.S. Bank Indenture and Form of 5.500% Prospect Capital InterNote® due 2043(17)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913008513/a13-4667_1ex99dd126.htm)</u> |
| (d)(17) | <u>[Fifty-Seventh Supplemental Indenture dated as of February 22, 2013, to the U.S. Bank Indenture and Form of 4.500% Prospect Capital InterNote® due 2031(18)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913013222/a13-4667_1ex99dd130.htm)</u> |
| (d)(18) | <u>[Fifty-Eighth Supplemental Indenture dated as of February 22, 2013, to the U.S. Bank Indenture and Form of 5.500% Prospect Capital InterNote® due 2043(18)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913013222/a13-4667_1ex99dd132.htm)</u> |
| (d)(19) | <u>[Sixtieth Supplemental Indenture dated as of February 28, 2013, to the U.S. Bank Indenture and Form of 4.500% Prospect Capital InterNote® due 2031(19)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913016251/a13-4667_1ex99dd136.htm)</u> |
| (d)(20) | <u>[Sixty-First Supplemental Indenture dated as of February 28, 2013, to the U.S. Bank Indenture and Form of 5.500% Prospect Capital InterNote® due 2043(19)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913016251/a13-4667_1ex99dd138.htm)</u> |
| (d)(21) | <u>[Sixty-Third Supplemental Indenture dated as of March 7, 2013, to the U.S. Bank Indenture and Form of 4.500% Prospect Capital InterNote® due 2031(20)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913018393/a13-4667_1ex99dd142.htm)</u> |
| (d)(22) | <u>[Sixty-Fourth Supplemental Indenture dated as of March 7, 2013, to the U.S. Bank Indenture and Form of 5.500% Prospect Capital InterNote® due 2043(20)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913018393/a13-4667_1ex99dd144.htm)</u> |
| (d)(23) | <u>[Sixty-Sixth Supplemental Indenture dated as of March 14, 2013, to the U.S. Bank Indenture and Form of 4.125% to 6.000% Prospect Capital InterNote® due 2031(21)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913020647/a13-4667_1ex99dd148.htm)</u> |
| (d)(24) | <u>[Sixty-Seventh Supplemental Indenture dated as of March 14, 2013, to the U.S. Bank Indenture and Form of 5.500% Prospect Capital InterNote® due 2043(21)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913020647/a13-4667_1ex99dd148.htm)</u> |
| (d)(25) | <u>[Supplemental Indenture dated as of March 15, 2013, to the U.S. Bank Indenture(22)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913021255/a13-7584_1ex4d1.htm)</u> |
| (d)(26) | <u>[Form of Global Note 5.875% Senior Note due 2023(23)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913021255/a13-7584_1ex4d1.htm)</u> |
| (d)(27) | <u>[Seventieth Supplemental Indenture dated as of March 21, 2013, to the U.S. Bank Indenture and Form of 4.125% to 6.000% Prospect Capital InterNote® due 2031(24)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913022966/a13-4667_1ex99dd158.htm)</u> |
| (d)(28) | <u>[Seventy-First Supplemental Indenture dated as of March 21, 2013, to the U.S. Bank Indenture and Form of 5.500% Prospect Capital InterNote® due 2043(24)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913022966/a13-4667_1ex99dd160.htm)</u> |

---

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| | |
|:---|:---|
| | **Description** |
| (d)(29) | <u>[Seventy-Fourth Supplemental Indenture dated as of March 28, 2013, to the U.S. Bank Indenture and Form of 4.125% to 6.000% Prospect Capital InterNote® due 2031(25)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913018393/a13-4667_1ex99dd144.htm)</u> |
| (d)(30) | <u>[Seventy-Fifth Supplemental Indenture dated as of March 28, 2013, to the U.S. Bank Indenture and Form of 5.500% Prospect Capital InterNote® due 2043(25)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913025455/a13-4667_1ex99dd168.htm)</u> |
| (d)(31) | <u>[Seventy-Eighth Supplemental Indenture dated as of April 4, 2013, to the U.S. Bank Indenture and Form of 4.625% to 6.500% Prospect Capital InterNote® due 2031(26)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913027141/a13-4667_1ex99dd174.htm)</u> |
| (d)(32) | <u>[Eighty-Second Supplemental Indenture dated as of April 11, 2013, to the U.S. Bank Indenture and Form of 5.500% Prospect Capital InterNote® due 2031(27)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913028714/a13-4667_1ex99dd182.htm)</u> |
| (d)(33) | <u>[Ninety-Third Supplemental Indenture dated as of May 2, 2013, to the U.S. Bank Indenture and Form of 6.250% Prospect Capital InterNote® due 2043(28)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913036593/a13-4667_1ex99dd204.htm)</u> |
| (d)(34) | <u>[Ninety-Sixth Supplemental Indenture dated as of May 9, 2013, to the U.S. Bank Indenture and Form of 6.250% Prospect Capital InterNote® due 2043(29)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913039499/a13-4667_1ex99dd210.htm)</u> |
| (d)(35) | <u>[Ninety-Ninth Supplemental Indenture dated as of May 23, 2013, to the U.S. Bank Indenture and Form of 6.250% Prospect Capital InterNote® due 2043(30)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913044372/a13-4667_1ex99dd216.htm)</u> |
| (d)(36) | <u>[One Hundred-Third Supplemental Indenture dated as of May 31, 2013, to the U.S. Bank Indenture and Form of 6.250% Prospect Capital InterNote® due 2043(31)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913046139/a13-14129_1ex99dd224.htm)</u> |
| (d)(37) | <u>[One Hundred Ninety-First Supplemental Indentur e dated as of November 7, 2013, to the U.S. Bank Indenture and Form of 6.500% Prospect Capital InterNote® due 2038(33)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913082196/a13-23592_2ex99dd400.htm)</u> |
| (d)(38) | <u>[One Hundred Ninety-Sixth Supplemental Indenture dated as of November 15, 2013, to the U.S. Bank Indenture and Form of 6.500% Prospect Capital InterNote® due 2038(34)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913085108/a13-23592_2ex99dd410.htm)</u> |
| (d)(39) | <u>[Two Hundred First Supplemental Indenture dated as of November 21, 2013, to the U.S. Bank Indenture and Form of 6.500% Prospect Capital InterNote® due 2038(35)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913086368/a13-23592_2ex99dd420.htm)</u> |
| (d)(40) | <u>[Two Hundred Sixth Supplemental Indenture dated as of November 29, 2013, to the U.S. Bank Indenture and Form of 6.500% Prospect Capital InterNote® due 2038(36)](http://www.sec.gov/Archives/edgar/data/1287032/000110465913087725/a13-23592_2ex99dd430.htm)</u> |
| (d)(41) | <u>[Three Hundred Eighteenth Supplemental Indenture dated as of May 1, 2014, to the U.S. Bank Indenture and Form of 6.250% Prospect Capital InterNote® due 2039(38)](http://www.sec.gov/Archives/edgar/data/1287032/000128703214000116/globalnote_ps31805-01x2014.htm)</u> |
| (d)(42) | <u>[Three Hundred Twenty-Third Supplemental Indenture dated as of May 8, 2014, to the U.S. Bank Indenture and Form of 6.250% Prospect Capital InterNote® due 2039(39)](http://www.sec.gov/Archives/edgar/data/1287032/000128703214000122/globalnote_ps32305-08x2014.htm)</u> |
| (d)(43) | <u>[Form of Global Note of 5.875% Senior Notes due 2023(51)](http://www.sec.gov/Archives/edgar/data/1287032/000128703218000227/h8ua5875notesdue2023.htm)</u> |
| (d)(44) | <u>[Supplemental Indenture dated as of October 1, 2018, to the U.S. Bank Indenture(52)](http://www.sec.gov/Archives/edgar/data/1287032/000128703218000389/d647supplementalindenture.htm)</u> |
| (d)(45) | <u>[Form of 6.375% Senior Note due 2024(52)](http://www.sec.gov/Archives/edgar/data/1287032/000128703218000389/d648globalnote.htm)</u> |
| (d)(46) | <u>[Supplemental Indenture dated as of March 1, 2019, to the U.S. Bank Indenture, and Form of 6.375% Convertible Note due 2025(198)](http://www.sec.gov/Archives/edgar/data/1287032/000128703219000082/d702suppindconvert.htm)</u> |
| (d)(47) | <u>[Seven Hundred Nineteenth Supplemental Indenture dated as of August 1, 2019, to the U.S. Bank Indenture, and Form of 4.250% to 6.750% Prospect Capital InterNote® due 2029(53)](http://www.sec.gov/Archives/edgar/data/1287032/000128703219000248/globalnote_ps7198-1x2019.htm)</u> |
| (d)(48) | <u>[Form of Supplemental Indenture (floating rate notes)(216)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000208/d48psecinternotesfloatingr.htm)</u> |
| (d)(49) | <u>[Form of Supplemental Indenture (fixed rate notes)(215)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000188/d49formofsupplementalinden.htm)</u> |
| (d)(50) | <u>[Seven Hundred Twenty-Third Supplemental Indenture dated as of August 8, 2019, to the U.S. Bank Indenture, and Form of 4.250% to 6.750% Prospect Capital InterNote® due 2029(55)](http://www.sec.gov/Archives/edgar/data/1287032/000128703219000262/globalnote_ps7238-8x2019.htm)</u> |
| (d)(51) | <u>[Seven Hundred Twenty-Seventh Supplemental Indenture dated as of August 15, 2019, to the U.S. Bank Indenture, and Form of 4.000% to 6.500% Prospect Capital InterNote® due 2029(56)](http://www.sec.gov/Archives/edgar/data/1287032/000128703219000273/globalnote_ps7278-15x2019.htm)</u> |
| (d)(52) | <u>[Seven Hundred Thirtieth Supplemental Indenture dated as of August 22, 2019, to the U.S. Bank Indenture, and Form of 4.250% Prospect Capital InterNote® due 2029(57)](http://www.sec.gov/Archives/edgar/data/1287032/000128703219000279/globalnote_ps7308-22x2019.htm)</u> |
| (d)(53) | <u>[Seven Hundred Thirty-First Supplemental Indenture dated as of August 22, 2019, to the U.S. Bank Indenture, and Form of 3.750% to 6.250% Prospect Capital InterNote® due 2029(57)](http://www.sec.gov/Archives/edgar/data/1287032/000128703219000279/globalnote_ps7308-22x2019.htm)</u> |
| (d)(54) | <u>[Seven Hundred Thirty-Fourth Supplemental Indenture dated as of September 26, 2019, to the U.S. Bank Indenture, and Form of 4.250% Prospect Capital InterNote® due 2029(61)](http://www.sec.gov/Archives/edgar/data/1287032/000128703219000326/globalnote_ps7349-26x2019.htm)</u> |
| (d)(55) | <u>[Seven Hundred Thirty-Fifth Supplemental Indenture dated as of September 26, 2019, to the U.S. Bank Indenture, and Form of 3.750% to 6.250% Prospect Capital InterNote® due 2029(62)](http://www.sec.gov/Archives/edgar/data/1287032/000128703219000326/globalnote_ps7359-26x2019.htm)</u> |
| (d)(56) | <u>[Seven Hundred Thirty-Eighth Supplemental Indenture dated as of October 3, 2019, to the U.S. Bank Indenture, and Form of 4.250% Prospect Capital InterNote® due 2029(63)](http://www.sec.gov/Archives/edgar/data/1287032/000128703219000333/globalnote_ps73810-3x2019.htm)</u> |
| (d)(57) | <u>[Seven Hundred Thirty-Ninth Supplemental Indenture dated as of October 3, 2019, to the U.S. Bank Indenture, and Form of 3.750% to 6.250% Prospect Capital InterNote® due 2029(64)](http://www.sec.gov/Archives/edgar/data/1287032/000128703219000333/globalnote_ps73910-3x2019.htm)</u> |
| (d)(58) | <u>[Seven Hundred Forty-Second Supplemental Indenture dated as of October 10, 2019, to the U.S. Bank Indenture, and Form of 4.250% Prospect Capital InterNote® due 2029(65)](http://www.sec.gov/Archives/edgar/data/1287032/000128703219000341/globalnote_ps74210-10x2019.htm)</u> |
| (d)(59) | <u>[Seven Hundred Forty-Third Supplemental Indenture dated as of October 10, 2019, to the U.S. Bank Indenture, and Form of 3.750% to 6.250% Prospect Capital InterNote® due 2029(66)](http://www.sec.gov/Archives/edgar/data/1287032/000128703219000341/globalnote_ps74310-10x2019.htm)</u> |

---

------

---

| | |
|:---|:---|
| | **Description** |
| (d)(60) | <u>[Seven Hundred Forty-Sixth Supplemental Indenture dated as of October 18, 2019, to the U.S. Bank Indenture, and Form of 4.250% Prospect Capital InterNote® due 2029(67)](http://www.sec.gov/Archives/edgar/data/1287032/000128703219000347/globalnote_ps74610-18x2019.htm)</u> |
| (d)(61) | <u>[Seven Hundred Forty-Ninth Supplemental Indenture dated as of October 24, 2019, to the U.S. Bank Indenture, and Form of 4.250% Prospect Capital InterNote® due 2029(68)](http://www.sec.gov/Archives/edgar/data/1287032/000128703219000357/globalnote_ps74910-24x2019.htm)</u> |
| (d)(62) | <u>[Seven Hundred Fifty-Second Supplemental Indenture dated as of October 31, 2019, to the U.S. Bank Indenture, and Form of 4.250% Prospect Capital InterNote® due 2029(69)](http://www.sec.gov/Archives/edgar/data/1287032/000128703219000363/globalnote_ps75210-31x2019.htm)</u> |
| (d)(63) | <u>[Seven Hundred Seventieth Supplemental Indenture dated as of December 19, 2019, to the U.S. Bank Indenture, and Form of 4.250% Prospect Capital InterNote® due 2029(70)](http://www.sec.gov/Archives/edgar/data/1287032/000128703219000424/globalnote_ps77012-19x2019.htm)</u> |
| (d)(64) | <u>[Seven Hundred Ninety-Fourth Supplemental Indenture dated as of February 12, 2020, to the U.S. Bank Indenture, and Form of 4.250% Prospect Capital InterNote® due 2030(71)](http://www.sec.gov/Archives/edgar/data/1287032/000128703220000046/globalnote_ps7942-12x2020.htm)</u> |
| (d)(65) | <u>[Eight Hundred Fourteenth Supplemental Indenture dated as of April 30, 2020, to the U.S. Bank Indenture, and Form of 5.250% Prospect Capital InterNote® due 2027(74)](http://www.sec.gov/Archives/edgar/data/1287032/000128703220000140/globalnote_ps8144-30x2020.htm)</u> |
| (d)(66) | <u>[Eight Hundred Seventeenth Supplemental Indenture dated as of May 7, 2020, to the U.S. Bank Indenture, and Form of 5.250% Prospect Capital InterNote® due 2027(75)](http://www.sec.gov/Archives/edgar/data/1287032/000128703220000151/globalnote_ps8175-7x2020.htm)</u> |
| (d)(67) | <u>[Eight Hundred Twentieth Supplemental Indenture dated as of May 14, 2020, to the U.S. Bank Indenture, and Form of 5.250% Prospect Capital InterNote® due 2027(76)](http://www.sec.gov/Archives/edgar/data/1287032/000128703220000168/globalnote_ps8205-14x2020.htm)</u> |
| (d)(68) | <u>[Eight Hundred Twenty-Third Supplemental Indenture dated as of May 29, 2020, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2027(77)](http://www.sec.gov/Archives/edgar/data/1287032/000128703220000179/globalnote_ps8235-29x2020.htm)</u> |
| (d)(69) | <u>[Nine Hundred Fourteenth Supplemental Indenture dated as of January 7, 2021, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2031(83)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000007/globalnote_ps9141-7x2021.htm)</u> |
| (d)(70) | <u>[Nine Hundred Fifteenth Supplemental Indenture dated as of January 14, 2021, to the U.S. Bank Indenture, and Form of 1.500% Prospect Capital InterNote® due 2024(84)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000016/globalnote_ps9151-14x2021.htm)</u> |
| (d)(71) | <u>[Nine Hundred Seventeenth Supplemental Indenture dated as of January 14, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2028(84)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000016/globalnote_ps9171-14x2021.htm)</u> |
| (d)(72) | <u>[Nine Hundred Eighteenth Supplemental Indenture dated as of January 14, 2021, to the U.S. Bank Indenture, and Form of 4.250% Prospect Capital InterNote® due 2031(84)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000016/globalnote_ps9181-14x2021.htm)</u> |
| (d)(73) | <u>[Supplemental Indenture dated as of January 22, 2021, to the U.S. Bank Indenture, and Form of 3.706% Notes due 2026(85)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000045/psec2026notessupplementali.htm)</u> |
| (d)(74) | <u>[Nine Hundred Nineteenth Supplemental Indenture dated as of January 22, 2021, to the U.S. Bank Indenture, and Form of 1.500% Prospect Capital InterNote® due 2024(86)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000040/globalnote_ps9191-22x2021.htm)</u> |
| (d)(75) | <u>[Nine Hundred Twentieth Supplemental Indenture dated as of January 22, 2021, to the U.S. Bank Indenture, and Form of 2.000% Prospect Capital InterNote® due 2026(86)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000040/globalnote_ps9201-22x2021.htm)</u> |
| (d)(76) | <u>[Nine Hundred Twenty-First Supplemental Indenture dated as of January 22, 2021, to the U.S. Bank Indenture, and Form of 2.250% Prospect Capital InterNote® due 2028(86)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000040/globalnote_ps9211-22x2021.htm)</u> |
| (d)(77) | <u>[Nine Hundred Twenty-Second Supplemental Indenture dated as of January 22, 2021, to the U.S. Bank Indenture, and Form of 2.500% Prospect Capital InterNote® due 2031(86)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000040/globalnote_ps9221-22x2021.htm)</u> |
| (d)(78) | <u>[Nine Hundred Twenty-Third Supplemental Indenture dated as of January 28, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2026(87)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000056/globalnote_ps9231-28x2021.htm)</u> |
| (d)(79) | <u>[Nine Hundred Twenty-Fourth Supplemental Indenture dated as of January 28, 2021, to the U.S. Bank Indenture, and Form of 3.250% Prospect Capital InterNote® due 2028(87)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000056/globalnote_ps9241-28x2021.htm)</u> |
| (d)(80) | <u>[Nine Hundred Twenty-Fifth Supplemental Indenture dated as of January 28, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2031(87)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000056/globalnote_ps9251-28x2021.htm)</u> |
| (d)(81) | <u>[Nine Hundred Twenty-Sixth Supplemental Indenture dated as of February 4, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2026(88)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000068/globalnote_ps9262-4x2021.htm)</u> |
| (d)(82) | <u>[Nine Hundred Twenty-Seventh Supplemental Indenture dated as of February 4, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2028(88)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000068/globalnote_ps9272-4x2021.htm)</u> |
| (d)(83) | <u>[Nine Hundred Twenty-Eighth Supplemental Indenture dated as of February 4, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2031(88)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000068/globalnote_ps9282-4x2021.htm)</u> |
| (d)(84) | <u>[Nine Hundred Twenty-Ninth Supplemental Indenture dated as of February 11, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2026(89)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000075/globalnote_ps9292-11x2021.htm)</u> |
| (d)(85) | <u>[Nine Hundred Thirtieth Supplemental Indenture dated as of February 11, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2028(89)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000075/globalnote_ps9302-11x2021.htm)</u> |
| (d)(86) | <u>[Nine Hundred Thirty-First Supplemental Indenture dated as of February 11, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2031(89)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000075/globalnote_ps9312-11x2021.htm)</u> |
| (d)(87) | <u>[Nine Hundred Thirty-Second Supplemental Indenture dated as of February 25, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2026(90)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000116/globalnote_ps9322-25x2021.htm)</u> |
| (d)(88) | <u>[Nine Hundred Thirty-Third Supplemental Indenture dated as of February 25, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2028(90)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000116/globalnote_ps9332-25x2021.htm)</u> |

---

------

---

| | |
|:---|:---|
| | **Description** |
| (d)(89) | <u>[Nine Hundred Thirty-Fourth Supplemental Indenture dated as of February 25, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2031(90)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000116/globalnote_ps9342-25x2021.htm)</u> |
| (d)(90) | <u>[Nine Hundred Thirty-Fifth Supplemental Indenture dated as of March 4, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2026(92)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000131/globalnote_ps9353-4x2021.htm)</u> |
| (d)(91) | <u>[Nine Hundred Thirty-Sixth Supplemental Indenture dated as of March 4, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2028(92)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000131/globalnote_ps9363-4x2021.htm)</u> |
| (d)(92) | <u>[Nine Hundred Thirty-Seventh Supplemental Indenture dated as of March 4, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2031(92)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000131/globalnote_ps9373-4x2021.htm)</u> |
| (d)(93) | <u>[Nine Hundred Thirty-Eighth Supplemental Indenture dated as of March 11, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2026(93)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000146/globalnote_ps9383-11x2021.htm)</u> |
| (d)(94) | <u>[Nine Hundred Thirty-Ninth Supplemental Indenture dated as of March 11, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2028(93)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000146/globalnote_ps9393-11x2021.htm)</u> |
| (d)(95) | <u>[Nine Hundred Fortieth Supplemental Indenture dated as of March 11, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2031(93)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000146/globalnote_ps9403-11x2021.htm)</u> |
| (d)(96) | <u>[Nine Hundred Forty-First Supplemental Indenture dated as of March 18, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2026(94)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000169/globalnote_ps9413-18x2021.htm)</u> |
| (d)(97) | <u>[Nine Hundred Forty-Second Supplemental Indenture dated as of March 18, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2028(94)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000169/globalnote_ps9423-18x2021.htm)</u> |
| (d)(98) | <u>[Nine Hundred Forty-Third Supplemental Indenture dated as of March 18, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2031(94)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000169/globalnote_ps9433-18x2021.htm)</u> |
| (d)(99) | <u>[Nine Hundred Forty-Fourth Supplemental Indenture dated as of March 25, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2026(95)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000182/globalnote_ps9443-25x2021.htm)</u> |
| (d)(100) | <u>[Nine Hundred Forty-Fifth Supplemental Indenture dated as of March 25, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2028(95)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000182/globalnote_ps9453-25x2021.htm)</u> |
| (d)(101) | <u>[Nine Hundred Forty-Sixth Supplemental Indenture dated as of March 25, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2031(95)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000182/globalnote_ps9463-25x2021.htm)</u> |
| (d)(102) | <u>[Nine Hundred Forty-Seventh Supplemental Indenture dated as of April 1, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2026(96)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000189/globalnote_ps9474-1x2021.htm)</u> |
| (d)(103) | <u>[Nine Hundred Forty-Eighth Supplemental Indenture dated as of April 1, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2028(96)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000189/globalnote_ps9484-1x2021.htm)</u> |
| (d)(104) | <u>[Nine Hundred Forty-Ninth Supplemental Indenture dated as of April 1, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2031(96)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000189/globalnote_ps9494-1x2021.htm)</u> |
| (d)(105) | <u>[Nine Hundred Fiftieth Supplemental Indenture dated as of April 8, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2026(97)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000198/globalnote_ps9504-8x2021.htm)</u> |
| (d)(106) | <u>[Nine Hundred Fifty-First Supplemental Indenture dated as of April 8, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2028(97)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000198/globalnote_ps9514-8x2021.htm)</u> |
| (d)(107) | <u>[Nine Hundred Fifty-Second Supplemental Indenture dated as of April 8, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2031(97)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000198/globalnote_ps9524-8x2021.htm)</u> |
| (d)(108) | <u>[Nine Hundred Fifty-Third Supplemental Indenture dated as of April 15, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2026(98)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000208/globalnote_ps9534-15x2021.htm)</u> |
| (d)(109) | <u>[Nine Hundred Fifty-Fourth Supplemental Indenture dated as of April 15, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2028(98)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000208/globalnote_ps9544-15x2021.htm)</u> |
| (d)(110) | <u>[Nine Hundred Fifty-Fifth Supplemental Indenture dated as of April 15, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2031(98)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000208/globalnote_ps9554-15x2021.htm)</u> |
| (d)(111) | <u>[Nine Hundred Fifty-Sixth Supplemental Indenture dated as of April 22, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2026(99)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000215/globalnote_ps9564-22x2021.htm)</u> |
| (d)(112) | <u>[Nine Hundred Fifty-Seventh Supplemental Indenture dated as of April 22, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2028(99)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000215/globalnote_ps9574-22x2021.htm)</u> |
| (d)(113) | <u>[Nine Hundred Fifty-Eighth Supplemental Indenture dated as of April 22, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2031(99)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000215/globalnote_ps9584-22x2021.htm)</u> |
| (d)(114) | <u>[Nine Hundred Fifty-Ninth Supplemental Indenture dated as of April 29, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2026(100)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000224/globalnote_ps9594-29x2021.htm)</u> |
| (d)(115) | <u>[Nine Hundred Sixtieth Supplemental Indenture dated as of April 29, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2028(100)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000224/globalnote_ps9604-29x2021.htm)</u> |
| (d)(116) | <u>[Nine Hundred Sixty-First Supplemental Indenture dated as of April 29, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2031(100)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000224/globalnote_ps9614-29x2021.htm)</u> |
| (d)(117) | <u>[Nine Hundred Sixty-Second Supplemental Indenture dated as of May 6, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2026(101)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000233/globalnote_ps9625-6x2021.htm)</u> |

---

------

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| | |
|:---|:---|
| | **Description** |
| (d)(118) | <u>[Nine Hundred Sixty-Third Supplemental Indenture dated as of May 6, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2028(101)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000233/globalnote_ps9635-6x2021.htm)</u> |
| (d)(119) | <u>[Nine Hundred Sixty-Fourth Supplemental Indenture dated as of May 6, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2031(101)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000233/globalnote_ps9645-6x2021.htm)</u> |
| (d)(120) | <u>[Nine Hundred Sixty-Fifth Supplemental Indenture dated as of May 20, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2026(102)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000262/globalnote_ps9655-20x2021.htm)</u> |
| (d)(121) | <u>[Nine Hundred Sixty-Sixth Supplemental Indenture dated as of May 20, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2028(102)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000262/globalnote_ps9665-20x2021.htm)</u> |
| (d)(122) | <u>[Nine Hundred Sixty-Seventh Supplemental Indenture dated as of May 20, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2031(102)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000262/globalnote_ps9675-20x2021.htm)</u> |
| (d)(123) | <u>[Supplemental Indenture dated as of May 27, 2021, to the U.S. Bank Indenture, and Form of 3.364% Notes due 2026(105)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000291/a412026notessuppinden.htm)</u> |
| (d)(124) | <u>[Nine Hundred Sixty-Eighth Supplemental Indenture dated as of May 27, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2026(106)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000290/globalnote_ps9685-27x2021.htm)</u> |
| (d)(125) | <u>[Nine Hundred Sixty-Ninth Supplemental Indenture dated as of May 27, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2028(106)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000290/globalnote_ps9695-27x2021.htm)</u> |
| (d)(126) | <u>[Nine Hundred Seventieth Supplemental Indenture dated as of May 27, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2031(106)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000290/globalnote_ps9705-27x2021.htm)</u> |
| (d)(127) | <u>[Nine Hundred Seventy-First Supplemental Indenture dated as of June 4, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2027(107)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000299/globalnote_ps9716-4x2021.htm)</u> |
| (d)(128) | <u>[Nine Hundred Seventy-Second Supplemental Indenture dated as of June 4, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2029(107)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000299/globalnote_ps9726-4x2021.htm)</u> |
| (d)(129) | <u>[Nine Hundred Seventy-Third Supplemental Indenture dated as of June 4, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2031(107)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000299/globalnote_ps9736-4x2021.htm)</u> |
| (d)(130) | <u>[Nine Hundred Seventy-Fourth Supplemental Indenture dated as of June 10, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2027(108)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000305/globalnote_ps9746-10x2021.htm)</u> |
| (d)(131) | <u>[Nine Hundred Seventy-Fifth Supplemental Indenture dated as of June 10, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2029(108)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000305/globalnote_ps9756-10x2021.htm)</u> |
| (d)(132) | <u>[Nine Hundred Seventy-Sixth Supplemental Indenture dated as of June 10, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2031(108)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000305/globalnote_ps9766-10x2021.htm)</u> |
| (d)(133) | <u>[Nine Hundred Seventy-Seventh Supplemental Indenture dated as of June 17, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2027(109)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000315/globalnote_ps9776-17x2021.htm)</u> |
| (d)(134) | <u>[Nine Hundred Seventy-Eighth Supplemental Indenture dated as of June 17, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2029(109)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000315/globalnote_ps9786-17x2021.htm)</u> |
| (d)(135) | <u>[Nine Hundred Seventy-Ninth Supplemental Indenture dated as of June 17, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2031(109)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000315/globalnote_ps9796-17x2021.htm)</u> |
| (d)(136) | <u>[Nine Hundred Eightieth Supplemental Indenture dated as of June 24, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2027(110)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000322/globalnote_ps9806-24x2021.htm)</u> |
| (d)(137) | <u>[Nine Hundred Eighty-First Supplemental Indenture dated as of June 24, 2021, to the U.S. Bank Indenture, and Form of 3.400% Prospect Capital InterNote® due 2029(110)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000322/globalnote_ps9816-24x2021.htm)</u> |
| (d)(138) | <u>[Nine Hundred Eighty-Second Supplemental Indenture dated as of June 24, 2021, to the U.S. Bank Indenture, and Form of 3.700% Prospect Capital InterNote® due 2031(110)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000322/globalnote_ps9826-24x2021.htm)</u> |
| (d)(139) | <u>[Nine Hundred Eighty-Third Supplemental Indenture dated as of June 24, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2033(110)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000322/globalnote_ps9836-24x2021.htm)</u> |
| (d)(140) | <u>[Nine Hundred Eighty-Fourth Supplemental Indenture dated as of July 1, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2027(111)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000329/globalnote_ps9847-1x2021.htm)</u> |
| (d)(141) | <u>[Nine Hundred Eighty-Fifth Supplemental Indenture dated as of July 1, 2021, to the U.S. Bank Indenture, and Form of 3.400% Prospect Capital InterNote® due 2029(111)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000329/globalnote_ps9857-1x2021.htm)</u> |
| (d)(142) | <u>[Nine Hundred Eighty-Sixth Supplemental Indenture dated as of July 1, 2021, to the U.S. Bank Indenture, and Form of 3.700% Prospect Capital InterNote® due 2031(111)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000329/globalnote_ps9867-1x2021.htm)</u> |
| (d)(143) | <u>[Nine Hundred Eighty-Seventh Supplemental Indenture dated as of July 1, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2033(111)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000329/globalnote_ps9877-1x2021.htm)</u> |
| (d)(144) | <u>[Nine Hundred Eighty-Eighth Supplemental Indenture dated as of July 9, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2028(112)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000336/globalnote_ps9887-9x2021.htm)</u> |
| (d)(145) | <u>[Nine Hundred Eighty-Ninth Supplemental Indenture dated as of July 9, 2021, to the U.S. Bank Indenture, and Form of 3.400% Prospect Capital InterNote® due 2031(112)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000336/globalnote_ps9897-9x2021.htm)</u> |
| (d)(146) | <u>[Nine Hundred Ninetieth Supplemental Indenture dated as of July 9, 2021, to the U.S. Bank Indenture, and Form of 3.700% Prospect Capital InterNote® due 2033(112)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000336/globalnote_ps9907-8x2021.htm)</u> |

---

------

---

| | |
|:---|:---|
| | **Description** |
| (d)(147) | <u>[Nine Hundred Ninety-First Supplemental Indenture dated as of July 9, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2036(112)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000336/globalnote_ps9917-9x2021.htm)</u> |
| (d)(148) | <u>[Nine Hundred Ninety-Second Supplemental Indenture dated as of July 15, 2021, to the U.S. Bank Indenture, and Form of 2.500% Prospect Capital InterNote® due 2033(113)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000354/globalnote_ps9927-15x2021.htm)</u> |
| (d)(149) | <u>[Nine Hundred Ninety-Third Supplemental Indenture dated as of July 15, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2028(113)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000354/globalnote_ps9937-15x2021.htm)</u> |
| (d)(150) | <u>[Nine Hundred Ninety-Fourth Supplemental Indenture dated as of July 15, 2021, to the U.S. Bank Indenture, and Form of 3.400% Prospect Capital InterNote® due 2031(113)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000354/globalnote_ps9947-15x2021.htm)</u> |
| (d)(151) | <u>[Nine Hundred Ninety-Fifth Supplemental Indenture dated as of July 15, 2021, to the U.S. Bank Indenture, and Form of 3.700% Prospect Capital InterNote® due 2033(113)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000354/globalnote_ps9957-15x2021.htm)</u> |
| (d)(152) | <u>[Nine Hundred Ninety-Sixth Supplemental Indenture dated as of July 15, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2036(113)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000354/globalnote_ps9967-15x2021.htm)</u> |
| (d)(153) | <u>[Nine Hundred Ninety-Seventh Supplemental Indenture dated as of July 22, 2021, to the U.S. Bank Indenture, and Form of 2.500% Prospect Capital InterNote® due 2026(116)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000372/globalnote_ps9977-22x2021.htm)</u> |
| (d)(154) | <u>[Nine Hundred Ninety-Eighth Supplemental Indenture dated as of July 22, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2028(116)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000372/globalnote_ps9987-22x2021.htm)</u> |
| (d)(155) | <u>[Nine Hundred Ninety-Ninth Supplemental Indenture dated as of July 22, 2021, to the U.S. Bank Indenture, and Form of 3.400% Prospect Capital InterNote® due 2031(116)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000372/globalnote_ps9997-22x2021.htm)</u> |
| (d)(156) | <u>[One Thousandth Supplemental Indenture dated as of July 22, 2021, to the U.S. Bank Indenture, and Form of 3.700% Prospect Capital InterNote® due 2036(116)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000372/globalnote_ps10007-22x2021.htm)</u> |
| (d)(157) | <u>[One Thousand First Supplemental Indenture dated as of July 22, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2051(116)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000372/globalnote_ps10017-22x2021.htm)</u> |
| (d)(158) | <u>[One Thousand Second Supplemental Indenture dated as of July 29, 2021, to the U.S. Bank Indenture, and Form of 2.500% Prospect Capital InterNote® due 2026(117)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000380/globalnote_ps10027-29x2021.htm)</u> |
| (d)(159) | <u>[One Thousand Third Supplemental Indenture dated as of July 29, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2028(117)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000380/globalnote_ps10037-29x2021.htm)</u> |
| (d)(160) | <u>[One Thousand Fourth Supplemental Indenture dated as of July 29, 2021, to the U.S. Bank Indenture, and Form of 3.400% Prospect Capital InterNote® due 2031(117)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000380/globalnote_ps10047-29x2021.htm)</u> |
| (d)(161) | <u>[One Thousand Fifth Supplemental Indenture dated as of July 29, 2021, to the U.S. Bank Indenture, and Form of 3.700% Prospect Capital InterNote® due 2036(117)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000380/globalnote_ps10057-29x2021.htm)</u> |
| (d)(162) | <u>[One Thousand Sixth Supplemental Indenture dated as of July 29, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2051(117)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000380/globalnote_ps10067-29x2021.htm)</u> |
| (d)(163) | <u>[One Thousand Seventh Supplemental Indenture dated as of August 5, 2021, to the U.S. Bank Indenture, and Form of 2.500% Prospect Capital InterNote® due 2026(118)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000389/globalnote_ps10078-5x2021.htm)</u> |
| (d)(164) | <u>[One Thousand Eighth Supplemental Indenture dated as of August 5, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2028(118)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000389/globalnote_ps10088-5x2021.htm)</u> |
| (d)(165) | <u>[One Thousand Ninth Supplemental Indenture dated as of August 5, 2021, to the U.S. Bank Indenture, and Form of 3.400% Prospect Capital InterNote® due 2031(118)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000389/globalnote_ps10098-5x2021.htm)</u> |
| (d)(166) | <u>[One Thousand Tenth Supplemental Indenture dated as of August 5, 2021, to the U.S. Bank Indenture, and Form of 3.700% Prospect Capital InterNote® due 2036(118)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000389/globalnote_ps10108-5x2021.htm)</u> |
| (d)(167) | <u>[One Thousand Eleventh Supplemental Indenture dated as of August 5, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2051(118)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000389/globalnote_ps10118-5x2021.htm)</u> |
| (d)(168) | <u>[One Thousand Twelfth Supplemental Indenture dated as of August 12, 2021, to the U.S. Bank Indenture, and Form of 2.500% Prospect Capital InterNote® due 2026(119)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000395/globalnote_ps10128-12x2021.htm)</u> |
| (d)(169) | <u>[One Thousand Thirteenth Supplemental Indenture dated as of August 12, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2028(119)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000395/globalnote_ps10138-12x2021.htm)</u> |
| (d)(170) | <u>[One Thousand Fourteenth Supplemental Indenture dated as of August 12, 2021, to the U.S. Bank Indenture, and Form of 3.400% Prospect Capital InterNote® due 2031(119)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000395/globalnote_ps10148-12x2021.htm)</u> |
| (d)(171) | <u>[One Thousand Fifteenth Supplemental Indenture dated as of August 12, 2021, to the U.S. Bank Indenture, and Form of 3.700% Prospect Capital InterNote® due 2036(119)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000395/globalnote_ps10158-12x2021.htm)</u> |
| (d)(172) | <u>[One Thousand Sixteenth Supplemental Indenture dated as of August 12, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2051(119)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000395/globalnote_ps10168-12x2021.htm)</u> |
| (d)(173) | <u>[One Thousand Seventeenth Supplemental Indenture dated as of August 19, 2021, to the U.S. Bank Indenture, and Form of 2.500% Prospect Capital InterNote® due 2026(120)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000402/globalnote_ps10178-19x2021.htm)</u> |
| (d)(174) | <u>[One Thousand Eighteenth Supplemental Indenture dated as of August 19, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2028(120)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000402/globalnote_ps10188-19x2021.htm)</u> |
| (d)(175) | <u>[One Thousand Nineteenth Supplemental Indenture dated as of August 19, 2021, to the U.S. Bank Indenture, and Form of 3.400% Prospect Capital InterNote® due 2031(120)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000402/globalnote_ps10198-19x2021.htm)</u> |

---

------

---

| | |
|:---|:---|
| | **Description** |
| (d)(176) | <u>[One Thousand Twentieth Supplemental Indenture dated as of August 19, 2021, to the U.S. Bank Indenture, and Form of 3.700% Prospect Capital InterNote® due 2036(120)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000402/globalnote_ps10208-19x2021.htm)</u> |
| (d)(177) | <u>[One Thousand Twenty-First Supplemental Indenture dated as of August 19, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2051(120)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000402/globalnote_ps10218-19x2021.htm)</u> |
| (d)(178) | <u>[One Thousand Twenty-Second Supplemental Indenture dated as of August 26, 2021, to the U.S. Bank Indenture, and Form of 2.500% Prospect Capital InterNote® due 2026(121)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000420/globalnote_ps10228-26x2021.htm)</u> |
| (d)(179) | <u>[One Thousand Twenty-Third Supplemental Indenture dated as of August 26, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2028(121)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000420/globalnote_ps10238-26x2021.htm)</u> |
| (d)(180) | <u>[One Thousand Twenty-Fourth Supplemental Indenture dated as of August 26, 2021, to the U.S. Bank Indenture, and Form of 3.400% Prospect Capital InterNote® due 2031(121)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000420/globalnote_ps10248-26x2021.htm)</u> |
| (d)(181) | <u>[One Thousand Twenty-Fifth Supplemental Indenture dated as of August 26, 2021, to the U.S. Bank Indenture, and Form of 3.700% Prospect Capital InterNote® due 2036(121)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000420/globalnote_ps10258-26x2021.htm)</u> |
| (d)(182) | <u>[One Thousand Twenty-Sixth Supplemental Indenture dated as of August 26, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2051(121)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000420/globalnote_ps10268-26x2021.htm)</u> |
| (d)(183) | <u>[One Thousand Twenty-Seventh Supplemental Indenture dated as of September 10, 2021, to the U.S. Bank Indenture, and Form of 2.250% Prospect Capital InterNote® due 2026(122)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000430/globalnote_ps10279-10x2021.htm)</u> |
| (d)(184) | <u>[One Thousand Twenty-Eighth Supplemental Indenture dated as of September 10, 2021, to the U.S. Bank Indenture, and Form of 2.750% Prospect Capital InterNote® due 2028(122)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000430/globalnote_ps10289-10x2021.htm)</u> |
| (d)(185) | <u>[One Thousand Twenty-Ninth Supplemental Indenture dated as of September 10, 2021, to the U.S. Bank Indenture, and Form of 3.150% Prospect Capital InterNote® due 2031(122)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000430/globalnote_ps10299-10x20211.htm)</u> |
| (d)(186) | <u>[One Thousand Thirtieth Supplemental Indenture dated as of September 10, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2036(122)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000430/globalnote_ps10309-10x20211.htm)</u> |
| (d)(187) | <u>[One Thousand Thirty-First Supplemental Indenture dated as of September 10, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2051(122)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000430/globalnote_ps10319-10x2021.htm)</u> |
| (d)(188) | <u>[One Thousand Thirty-Second Supplemental Indenture dated as of September 16, 2021, to the U.S. Bank Indenture, and Form of 2.250% Prospect Capital InterNote® due 2026(123)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000443/globalnote_ps10329-16x2021.htm)</u> |
| (d)(189) | <u>[One Thousand Thirty-Third Supplemental Indenture dated as of September 16, 2021, to the U.S. Bank Indenture, and Form of 2.750% Prospect Capital InterNote® due 2028(123)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000443/globalnote_ps10339-16x2021.htm)</u> |
| (d)(190) | <u>[One Thousand Thirty-Fourth Supplemental Indenture dated as of September 16, 2021, to the U.S. Bank Indenture, and Form of 3.150% Prospect Capital InterNote® due 2031(123)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000443/globalnote_ps10349-16x2021.htm)</u> |
| (d)(191) | <u>[One Thousand Thirty-Fifth Supplemental Indenture dated as of September 16, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2036(123)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000443/globalnote_ps10359-16x2021.htm)</u> |
| (d)(192) | <u>[One Thousand Thirty-Sixth Supplemental Indenture dated as of September 16, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2051(123)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000443/globalnote_ps10369-16x2021.htm)</u> |
| (d)(193) | <u>[One Thousand Thirty-Seventh Supplemental Indenture dated as of September 23, 2021, to the U.S. Bank Indenture, and Form of 2.250% Prospect Capital InterNote® due 2026(124)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000452/globalnote_ps10379-23x2021.htm)</u> |
| (d)(194) | <u>[One Thousand Thirty-Eighth Supplemental Indenture dated as of September 23, 2021, to the U.S. Bank Indenture, and Form of 2.750% Prospect Capital InterNote® due 2028(124)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000452/globalnote_ps10389-23x2021.htm)</u> |
| (d)(195) | <u>[One Thousand Thirty-Ninth Supplemental Indenture dated as of September 23, 2021, to the U.S. Bank Indenture, and Form of 3.150% Prospect Capital InterNote® due 2031(124)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000452/globalnote_ps10399-23x2021.htm)</u> |
| (d)(196) | <u>[One Thousand Fortieth Supplemental Indenture dated as of September 23, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2036(124)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000452/globalnote_ps10409-23x2021.htm)</u> |
| (d)(197) | <u>[One Thousand Forty-First Supplemental Indenture dated as of September 23, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2051(124)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000452/globalnote_ps10419-23x2021.htm)</u> |
| (d)(198) | <u>[One Thousand Forty-Second Supplemental Indenture dated as of September 30, 2021, to the U.S. Bank Indenture, and Form of 2.250% Prospect Capital InterNote® due 2026(126)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000474/globalnote_ps10429-30x2021.htm)</u> |
| (d)(199) | <u>[Supplemental Indenture dated as of September 30, 2021, to the U.S. Bank Indenture, and Form of 3.437% Notes due 2028(125)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000477/a20210930-psec8xk2028notes.htm)</u> |
| (d)(200) | <u>[One Thousand Forty-Third Supplemental Indenture dated as of September 30, 2021, to the U.S. Bank Indenture, and Form of 2.750% Prospect Capital InterNote® due 2028(126)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000474/globalnote_ps10439-30x2021.htm)</u> |
| (d)(201) | <u>[One Thousand Forty-Fourth Supplemental Indenture dated as of September 30, 2021, to the U.S. Bank Indenture, and Form of 3.150% Prospect Capital InterNote® due 2031(126)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000474/globalnote_ps10449-30x2021.htm)</u> |
| (d)(202) | <u>[One Thousand Forty-Fifth Supplemental Indenture dated as of September 30, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2036(126)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000474/globalnote_ps10459-30x2021.htm)</u> |
| (d)(203) | <u>[One Thousand Forty-Sixth Supplemental Indenture dated as of September 30, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2051(126)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000474/globalnote_ps10469-30x2021.htm)</u> |
| (d)(204) | <u>[One Thousand Forty-Seventh Supplemental Indenture dated as of October 7, 2021, to the U.S. Bank Indenture, and Form of 2.250% Prospect Capital InterNote® due 2026(127)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000485/globalnote_ps104710-07x2021.htm)</u> |

---

------

---

| | |
|:---|:---|
| | **Description** |
| (d)(205) | <u>[One Thousand Forty-Eighth Supplemental Indenture dated as of October 7, 2021, to the U.S. Bank Indenture, and Form of 2.750% Prospect Capital InterNote® due 2028(127)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000485/globalnote_ps104810-07x2021.htm)</u> |
| (d)(206) | <u>[One Thousand Forty-Ninth Supplemental Indenture dated as of October 7, 2021, to the U.S. Bank Indenture, and Form of 3.150% Prospect Capital InterNote® due 2031(127)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000485/globalnote_ps104910-07x2021.htm)</u> |
| (d)(207) | <u>[One Thousand Fiftieth Supplemental Indenture dated as of October 7, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2036(127)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000485/globalnote_ps105010-07x2021.htm)</u> |
| (d)(208) | <u>[One Thousand Fifty-First Supplemental Indenture dated as of October 7, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2051(127)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000485/globalnote_ps105110-07x2021.htm)</u> |
| (d)(209) | <u>[One Thousand Fifty-Second Supplemental Indenture dated as of October 15, 2021, to the U.S. Bank Indenture, and Form of 2.250% Prospect Capital InterNote® due 2026(128)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000493/globalnote_ps105210-15x2021.htm)</u> |
| (d)(210) | <u>[One Thousand Fifty-Third Supplemental Indenture dated as of October 15, 2021, to the U.S. Bank Indenture, and Form of 2.750% Prospect Capital InterNote® due 2028(128)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000493/globalnote_ps105310-15x2021.htm)</u> |
| (d)(211) | <u>[One Thousand Fifty-Fourth Supplemental Indenture dated as of October 15, 2021, to the U.S. Bank Indenture, and Form of 3.150% Prospect Capital InterNote® due 2031(128)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000493/globalnote_ps105410-15x2021.htm)</u> |
| (d)(212) | <u>[One Thousand Fifty-Fifth Supplemental Indenture dated as of October 15, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2036(128)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000493/globalnote_ps105510-15x2021.htm)</u> |
| (d)(213) | <u>[One Thousand Fifty-Sixth Supplemental Indenture dated as of October 15, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2051(128)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000493/globalnote_ps105610-15x2021.htm)</u> |
| (d)(214) | <u>[One Thousand Fifty-Seventh Supplemental Indenture dated as of October 21, 2021, to the U.S. Bank Indenture, and Form of 2.250% Prospect Capital InterNote® due 2026(129)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000499/globalnote_ps105710-21x2021.htm)</u> |
| (d)(215) | <u>[One Thousand Fifty-Eighth Supplemental Indenture dated as of October 21, 2021, to the U.S. Bank Indenture, and Form of 2.750% Prospect Capital InterNote® due 2028(129)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000499/globalnote_ps105810-21x2021.htm)</u> |
| (d)(216) | <u>[One Thousand Fifty-Ninth Supplemental Indenture dated as of October 21, 2021, to the U.S. Bank Indenture, and Form of 3.150% Prospect Capital InterNote® due 2031(129)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000499/globalnote_ps105910-21x2021.htm)</u> |
| (d)(217) | <u>[One Thousand Sixtieth Supplemental Indenture dated as of October 21, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2036(129)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000499/globalnote_ps106010-21x2021.htm)</u> |
| (d)(218) | <u>[One Thousand Sixty-First Supplemental Indenture dated as of October 21, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2051(129)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000499/globalnote_ps106110-21x2021.htm)</u> |
| (d)(219) | <u>[One Thousand Sixty-Second Supplemental Indenture dated as of October 28, 2021, to the U.S. Bank Indenture, and Form of 2.250% Prospect Capital InterNote® due 2026(130)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000510/globalnote_ps106210-28x2021.htm)</u> |
| (d)(220) | <u>[One Thousand Sixty-Third Supplemental Indenture dated as of October 28, 2021, to the U.S. Bank Indenture, and Form of 2.750% Prospect Capital InterNote® due 2028(130)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000510/globalnote_ps106310-28x2021.htm)</u> |
| (d)(221) | <u>[One Thousand Sixty-Fourth Supplemental Indenture dated as of October 28, 2021, to the U.S. Bank Indenture, and Form of 3.150% Prospect Capital InterNote® due 2031(130)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000510/globalnote_ps106410-28x2021.htm)</u> |
| (d)(222) | <u>[One Thousand Sixty-Fifth Supplemental Indenture dated as of October 28, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2036(130)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000510/globalnote_ps106510-28x2021.htm)</u> |
| (d)(223) | <u>[One Thousand Sixty-Sixth Supplemental Indenture dated as of October 28, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2051(130)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000510/globalnote_ps106610-28x2021.htm)</u> |
| (d)(224) | <u>[One Thousand Sixty-Seventh Supplemental Indenture dated as of November 4, 2021, to the U.S. Bank Indenture, and Form of 2.400% Prospect Capital InterNote® due 2026(131)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000514/globalnote_ps106711-4x2021.htm)</u> |
| (d)(225) | <u>[One Thousand Sixty-Eighth Supplemental Indenture dated as of November 4, 2021, to the U.S. Bank Indenture, and Form of 2.800% Prospect Capital InterNote® due 2028(131)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000514/globalnote_ps106811-4x2021.htm)</u> |
| (d)(226) | <u>[One Thousand Sixty-Ninth Supplemental Indenture dated as of November 4, 2021, to the U.S. Bank Indenture, and Form of 3.250% Prospect Capital InterNote® due 2031(131)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000514/globalnote_ps106911-4x2021.htm)</u> |
| (d)(227) | <u>[One Thousand Seventieth Supplemental Indenture dated as of November 4, 2021, to the U.S. Bank Indenture, and Form of 3.600% Prospect Capital InterNote® due 2036(131)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000514/globalnote_ps107011-4x2021.htm)</u> |
| (d)(228) | <u>[One Thousand Seventy-First Supplemental Indenture dated as of November 4, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2051(131)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000514/globalnote_ps107111-4x2021.htm)</u> |
| (d)(229) | <u>[One Thousand Seventy-Second Supplemental Indenture dated as of November 18, 2021, to the U.S. Bank Indenture, and Form of 2.500% Prospect Capital InterNote® due 2026(132)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000529/globalnote_ps107211-18x2021.htm)</u> |
| (d)(230) | <u>[One Thousand Seventy-Third Supplemental Indenture dated as of November 18, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2028(132)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000529/globalnote_ps107311-18x2021.htm)</u> |
| (d)(231) | <u>[One Thousand Seventy-Fourth Supplemental Indenture dated as of November 18, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2031(132)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000529/globalnote_ps107411-18x2021.htm)</u> |
| (d)(232) | <u>[One Thousand Seventy-Fifth Supplemental Indenture dated as of November 18, 2021, to the U.S. Bank Indenture, and Form of 3.750% Prospect Capital InterNote® due 2036(132)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000529/globalnote_ps107511-18x2021.htm)</u> |
| (d)(233) | <u>[One Thousand Seventy-Sixth Supplemental Indenture dated as of November 18, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2051(132)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000529/globalnote_ps107511-18x2021.htm)</u> |

---

------

---

| | |
|:---|:---|
| | **Description** |
| (d)(234) | <u>[One Thousand Seventy-Seventh Supplemental Indenture dated as of November 26, 2021, to the U.S. Bank Indenture, and Form of 2.500% Prospect Capital InterNote® due 2026(133)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000536/globalnote_ps107711-26x2021.htm)</u> |
| (d)(235) | <u>[One Thousand Seventy-Eighth Supplemental Indenture dated as of November 26, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2028(133)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000536/globalnote_ps107811-26x2021.htm)</u> |
| (d)(236) | <u>[One Thousand Seventy-Ninth Supplemental Indenture dated as of November 26, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2031(133)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000536/globalnote_ps107911-26x2021.htm)</u> |
| (d)(237) | <u>[One Thousand Eightieth Supplemental Indenture dated as of November 26, 2021, to the U.S. Bank Indenture, and Form of 3.750% Prospect Capital InterNote® due 2036(133)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000536/globalnote_ps108011-26x2021.htm)</u> |
| (d)(238) | <u>[One Thousand Eighty-First Supplemental Indenture dated as of November 26, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2051(133)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000536/globalnote_ps108111-26x2021.htm)</u> |
| (d)(239) | <u>[One Thousand Eighty-Second Supplemental Indenture dated as of December 2, 2021, to the U.S. Bank Indenture, and Form of 2.750% Prospect Capital InterNote® due 2026(134)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000546/globalnote_ps108212-2x2021.htm)</u> |
| (d)(240) | <u>[One Thousand Eighty-Third Supplemental Indenture dated as of December 2, 2021, to the U.S. Bank Indenture, and Form of 3.250% Prospect Capital InterNote® due 2028(134)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000546/globalnote_ps108312-2x2021.htm)</u> |
| (d)(241) | <u>[One Thousand Eighty-Fourth Supplemental Indenture dated as of December 2, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2031(134)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000546/globalnote_ps108412-2x2021.htm)</u> |
| (d)(242) | <u>[One Thousand Eighty-Sixth Supplemental Indenture dated as of December 2, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2051(134)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000546/globalnote_ps108612-2x2021.htm)</u> |
| (d)(243) | <u>[One Thousand Eighty-Seventh Supplemental Indenture dated as of December 9, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2026(135)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000557/globalnote_ps108712-9x2021.htm)</u> |
| (d)(244) | <u>[One Thousand Eighty-Eighth Supplemental Indenture dated as of December 9, 2021, to the U.S. Bank Indenture, and Form of 3.250% Prospect Capital InterNote® due 2028(135)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000557/globalnote_ps108812-9x2021.htm)</u> |
| (d)(245) | <u>[One Thousand Eighty-Ninth Supplemental Indenture dated as of December 9, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2031(135)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000557/globalnote_ps108912-9x2021.htm)</u> |
| (d)(246) | <u>[One Thousand Ninetieth Supplemental Indenture dated as of December 9, 2021, to the U.S. Bank Indenture, and Form of 3.750% Prospect Capital InterNote® due 2036(135)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000557/globalnote_ps109012-9x2021.htm)</u> |
| (d)(247) | <u>[One Thousand Ninety-First Supplemental Indenture dated as of December 9, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2051(135)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000557/globalnote_ps109112-9x2021.htm)</u> |
| (d)(248) | <u>[One Thousand Ninety-Second Supplemental Indenture dated as of December 16, 2021, to the U.S. Bank Indenture, and Form of 3.000% Prospect Capital InterNote® due 2026(136)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000563/globalnote_ps109212-16x2021.htm)</u> |
| (d)(249) | <u>[One Thousand Ninety-Third Supplemental Indenture dated as of December 16, 2021, to the U.S. Bank Indenture, and Form of 3.250% Prospect Capital InterNote® due 2028(136)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000563/globalnote_ps109312-16x2021.htm)</u> |
| (d)(250) | <u>[One Thousand Ninety-Fourth Supplemental Indenture dated as of December 16, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2031(136)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000563/globalnote_ps109412-16x2021.htm)</u> |
| (d)(251) | <u>[One Thousand Ninety-Fifth Supplemental Indenture dated as of December 16, 2021, to the U.S. Bank Indenture, and Form of 3.750% Prospect Capital InterNote® due 2036(136)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000563/globalnote_ps109512-16x2021.htm)</u> |
| (d)(252) | <u>[One Thousand Ninety-Sixth Supplemental Indenture dated as of December 16, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2051(136)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000563/globalnote_ps109612-16x2021.htm)</u> |
| (d)(253) | <u>[One Thousand Ninety-Seventh Supplemental Indenture dated as of December 23, 2021, to the U.S. Bank Indenture, and Form of 3.250% Prospect Capital InterNote® due 2026(137)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000572/globalnote_ps109712-23x2021.htm)</u> |
| (d)(254) | <u>[One Thousand Ninety-Eighth Supplemental Indenture dated as of December 23, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2028(137)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000572/globalnote_ps109812-23x2021.htm)</u> |
| (d)(255) | <u>[One Thousand Ninety-Ninth Supplemental Indenture dated as of December 23, 2021, to the U.S. Bank Indenture, and Form of 3.750% Prospect Capital InterNote® due 2031(137)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000572/globalnote_ps109912-23x2021.htm)</u> |
| (d)(256) | <u>[One Thousand One Hundredth Supplemental Indenture dated as of December 23, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2036(137)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000572/globalnote_ps110012-23x2021.htm)</u> |
| (d)(257) | <u>[One Thousand One Hundred First Supplemental Indenture dated as of December 23, 2021, to the U.S. Bank Indenture, and Form of 4.250% Prospect Capital InterNote® due 2051(137)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000572/globalnote_ps110112-23x2021.htm)</u> |
| (d)(258) | <u>[One Thousand One Hundred Second Supplemental Indenture dated as of December 30, 2021, to the U.S. Bank Indenture, and Form of 3.250% Prospect Capital InterNote® due 2026(138)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000578/globalnote_ps110212-30x2021.htm)</u> |
| (d)(259) | <u>[One Thousand One Hundred Third Supplemental Indenture dated as of December 30, 2021, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2028(138)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000578/globalnote_ps110312-30x2021.htm)</u> |
| (d)(260) | <u>[One Thousand One Hundred Fifth Supplemental Indenture dated as of December 30, 2021, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2036(138)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000578/globalnote_ps110512-30x2021.htm)</u> |
| (d)(261) | <u>[One Thousand One Hundred Sixth Supplemental Indenture dated as of December 30, 2021, to the U.S. Bank Indenture, and Form of 4.250% Prospect Capital InterNote® due 2051(138)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000578/globalnote_ps110612-30x2021.htm)</u> |
| (d)(262) | <u>[One Thousand One Hundred Seventh Supplemental Indenture dated as of January 6, 2022, to the U.S. Bank Indenture, and Form of 3.250% Prospect Capital InterNote® due 2027(139)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000008/globalnote_ps11071-6x2022.htm)</u> |

---

------

---

| | |
|:---|:---|
| | **Description** |
| (d)(263) | <u>[One Thousand One Hundred Eighth Supplemental Indenture dated as of January 6, 2022, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2029(139)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000008/globalnote_ps11081-6x2021.htm)</u> |
| (d)(264) | <u>[One Thousand One Hundred Ninth Supplemental Indenture dated as of January 6, 2022, to the U.S. Bank Indenture, and Form of 3.750% Prospect Capital InterNote® due 2032(139)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000008/globalnote_ps11091-6x2021.htm)</u> |
| (d)(265) | <u>[One Thousand One Hundred Tenth Supplemental Indenture dated as of January 6, 2022, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2037(139)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000008/globalnote_ps11101-6x2021.htm)</u> |
| (d)(266) | <u>[One Thousand One Hundred Eleventh Supplemental Indenture dated as of January 6, 2022, to the U.S. Bank Indenture, and Form of 4.250% Prospect Capital InterNote® due 2052(139)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000008/globalnote_ps11111-6x2021.htm)</u> |
| (d)(267) | <u>[One Thousand One Hundred Twelfth Supplemental Indenture dated as of January 13, 2022, to the U.S. Bank Indenture, and Form of 3.250% Prospect Capital InterNote® due 2027(140)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000014/globalnote_ps11121-13x2022.htm)</u> |
| (d)(268) | <u>[One Thousand One Hundred Thirteenth Supplemental Indenture dated as of January 13, 2022, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2029(140)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000014/globalnote_ps11131-13x2022.htm)</u> |
| (d)(269) | <u>[One Thousand One Hundred Fourteenth Supplemental Indenture dated as of January 13, 2022, to the U.S. Bank Indenture, and Form of 3.750% Prospect Capital InterNote® due 2032(140)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000014/globalnote_ps11141-13x2022.htm)</u> |
| (d)(270) | <u>[One Thousand One Hundred Fifteenth Supplemental Indenture dated as of January 13, 2022, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2037(140)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000014/globalnote_ps11151-13x2022.htm)</u> |
| (d)(271) | <u>[One Thousand One Hundred Sixteenth Supplemental Indenture dated as of January 13, 2022, to the U.S. Bank Indenture, and Form of 4.250% Prospect Capital InterNote® due 2052(140)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000014/globalnote_ps11161-13x2022.htm)</u> |
| (d)(272) | <u>[One Thousand One Hundred Seventeenth Supplemental Indenture dated as of January 21, 2022, to the U.S. Bank Indenture, and Form of 3.500% Prospect Capital InterNote® due 2027(141)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000022/globalnote_ps11171-21x2022.htm)</u> |
| (d)(273) | <u>[One Thousand One Hundred Eighteenth Supplemental Indenture dated as of January 21, 2022, to the U.S. Bank Indenture, and Form of 3.750% Prospect Capital InterNote® due 2029(141)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000022/globalnote_ps11181-21x2022.htm)</u> |
| (d)(274) | <u>[One Thousand One Hundred Nineteenth Supplemental Indenture dated as of January 21, 2022, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2032(141)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000022/globalnote_ps11191-21x2022.htm)</u> |
| (d)(275) | <u>[One Thousand One Hundred Twentieth Supplemental Indenture dated as of January 21, 2022, to the U.S. Bank Indenture, and Form of 4.250% Prospect Capital InterNote® due 2037(141)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000022/globalnote_ps11201-21x2022.htm)</u> |
| (d)(276) | <u>[One Thousand One Hundred Twenty-First Supplemental Indenture dated as of January 21, 2022, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2052(141)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000022/globalnote_ps11211-21x2022.htm)</u> |
| (d)(277) | <u>[One Thousand One Hundred Twenty-Second Supplemental Indenture dated as of January 27, 2022, to the U.S. Bank Indenture, and Form of 3.625% Prospect Capital InterNote® due 2027(142)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000030/globalnote_ps11221-27x2022.htm)</u> |
| (d)(278) | <u>[One Thousand One Hundred Twenty-Third Supplemental Indenture dated as of January 27, 2022, to the U.S. Bank Indenture, and Form of 3.875% Prospect Capital InterNote® due 2029(142)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000030/globalnote_ps11231-27x2022.htm)</u> |
| (d)(279) | <u>[One Thousand One Hundred Twenty-Fourth Supplemental Indenture dated as of January 27, 2022, to the U.S. Bank Indenture, and Form of 4.125% Prospect Capital InterNote® due 2032(142)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000030/globalnote_ps11241-27x2022.htm)</u> |
| (d)(280) | <u>[One Thousand One Hundred Twenty-Fifth Supplemental Indenture dated as of January 27, 2022, to the U.S. Bank Indenture, and Form of 4.375% Prospect Capital InterNote® due 2037(142)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000030/globalnote_ps11251-27x2022.htm)</u> |
| (d)(281) | <u>[One Thousand One Hundred Twenty-Sixth Supplemental Indenture dated as of January 27, 2022, to the U.S. Bank Indenture, and Form of 4.625% Prospect Capital InterNote® due 2052(142)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000030/globalnote_ps11261-27x2022.htm)</u> |
| (d)(282) | <u>[One Thousand One Hundred Twenty-Seventh Supplemental Indenture dated as of February 3, 2022, to the U.S. Bank Indenture, and Form of 3.750% Prospect Capital InterNote® due 2027(143)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000038/globalnote_ps11272-3x2022.htm)</u> |
| (d)(283) | <u>[One Thousand One Hundred Twenty-Eighth Supplemental Indenture dated as of February 3, 2022, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2029(143)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000038/globalnote_ps11282-3x2022.htm)</u> |
| (d)(284) | <u>[One Thousand One Hundred Twenty-Ninth Supplemental Indenture dated as of February 3, 2022, to the U.S. Bank Indenture, and Form of 4.250% Prospect Capital InterNote® due 2032(143)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000038/globalnote_ps11292-3x2022.htm)</u> |
| (d)(285) | <u>[One Thousand One Hundred Thirtieth Supplemental Indenture dated as of February 3, 2022, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2037(143)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000038/globalnote_ps11302-3x2022.htm)</u> |
| (d)(286) | <u>[One Thousand One Hundred Thirty-First Supplemental Indenture dated as of February 10, 2022, to the U.S. Bank Indenture, and Form of 4.000% Prospect Capital InterNote® due 2027(144)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000049/globalnote_ps11312-10x2022.htm)</u> |
| (d)(287) | <u>[One Thousand One Hundred Thirty-Second Supplemental Indenture dated as of February 10, 2022, to the U.S. Bank Indenture, and Form of 4.250% Prospect Capital InterNote® due 2029(144)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000049/globalnote_ps11322-10x2022.htm)</u> |
| (d)(288) | <u>[One Thousand One Hundred Thirty-Third Supplemental Indenture dated as of February 10, 2022, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2032(144)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000049/globalnote_ps11332-10x2022.htm)</u> |
| (d)(289) | <u>[One Thousand One Hundred Thirty-Fourth Supplemental Indenture dated as of February 25, 2022, to the U.S. Bank Indenture, and Form of 2.500% Prospect Capital InterNote® due 2025(148)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000067/globalnote_ps11342-25x2022.htm)</u> |
| (d)(290) | <u>[One Thousand One Hundred Thirty-Fifth Supplemental Indenture dated as of February 25, 2022, to the U.S. Bank Indenture, and Form of 4.250% Prospect Capital InterNote® due 2027(148)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000067/globalnote_ps11342-25x2022.htm)</u> |
| (d)(291) | <u>[One Thousand One Hundred Thirty-Sixth Supplemental Indenture dated as of February 25, 2022, to the U.S. Bank Indenture, and Form of 4.375% Prospect Capital InterNote® due 2032(148)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000067/globalnote_ps11342-25x2022.htm)</u> |

---

------

---

| | |
|:---|:---|
| | **Description** |
| (d)(292) | <u>[One Thousand One Hundred Thirty-Seventh Supplemental Indenture dated as of February 25, 2022, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2052(148)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000067/globalnote_ps11342-25x2022.htm)</u> |
| (d)(293) | <u>[One Thousand One Hundred Thirty-Eighth Supplemental Indenture dated as of March 3, 2022, to the U.S. Bank Indenture, and Form of 2.500% Prospect Capital InterNote® due 2025(149)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000075/globalnote_ps11383-3x2022.htm)</u> |
| (d)(294) | <u>[One Thousand One Hundred Thirty-Ninth Supplemental Indenture dated as of March 3, 2022, to the U.S. Bank Indenture, and Form of 4.250% Prospect Capital InterNote® due 2027(149)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000075/globalnote_ps11393-3x2022.htm)</u> |
| (d)(295) | <u>[One Thousand One Hundred Fortieth Supplemental Indenture dated as of March 3, 2022, to the U.S. Bank Indenture, and Form of 4.375% Prospect Capital InterNote® due 2032(149)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000075/globalnote_ps11403-3x2022.htm)</u> |
| (d)(296) | <u>[One Thousand One Hundred Forty-First Supplemental Indenture dated as of March 3, 2022, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2052(149)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000075/globalnote_ps11413-3x2022.htm)</u> |
| (d)(297) | <u>[One Thousand One Hundred Forty-Second Supplemental Indenture dated as of March 10, 2022, to the U.S. Bank Indenture, and Form of 2.500% Prospect Capital InterNote® due 2025(150)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000087/globalnote_ps11423-10x2022.htm)</u> |
| (d)(298) | <u>[One Thousand One Hundred Forty-Third Supplemental Indenture dated as of March 10, 2022, to the U.S. Bank Indenture, and Form of 4.375% Prospect Capital InterNote® due 2027(150)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000087/globalnote_ps11433-10x2022.htm)</u> |
| (d)(299) | <u>[One Thousand One Hundred Forty-Fourth Supplemental Indenture dated as of March 10, 2022, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2052(150)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000087/globalnote_ps11443-10x2022.htm)</u> |
| (d)(300) | <u>[One Thousand One Hundred Forty-Fifth Supplemental Indenture dated as of March 17, 2022, to the U.S. Bank Indenture, and Form of 2.500% Prospect Capital InterNote® due 2025(151)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000101/globalnote_ps11453-17x2022.htm)</u> |
| (d)(301) | <u>[One Thousand One Hundred Forty-Sixth Supplemental Indenture dated as of March 17, 2022, to the U.S. Bank Indenture, and Form of 4.375% Prospect Capital InterNote® due 2027(151)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000101/globalnote_ps11463-17x2022.htm)</u> |
| (d)(302) | <u>[One Thousand One Hundred Forty-Seventh Supplemental Indenture dated as of March 17, 2022, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2052(151)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000101/globalnote_ps11473-17x2022.htm)</u> |
| (d)(303) | <u>[One Thousand One Hundred Forty-Eighth Supplemental Indenture dated as of March 24, 2022, to the U.S. Bank Indenture, and Form of 2.500% Prospect Capital InterNote® due 2025(152)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000108/globalnote_ps11483-24x2022.htm)</u> |
| (d)(304) | <u>[One Thousand One Hundred Forty-Ninth Supplemental Indenture dated as of March 24, 2022, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2027(152)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000108/globalnote_ps11493-24x2022.htm)</u> |
| (d)(305) | <u>[One Thousand One Hundred Fiftieth Supplemental Indenture dated as of March 31, 2022, to the U.S. Bank Indenture, and Form of 2.500% Prospect Capital InterNote® due 2025(153)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000116/globalnote_ps11503-31x2022.htm)</u> |
| (d)(306) | <u>[One Thousand One Hundred Fifty-First Supplemental Indenture dated as of March 31, 2022, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2027(153)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000116/globalnote_ps11513-31x2022.htm)</u> |
| (d)(307) | <u>[One Thousand One Hundred Fifty-Second Supplemental Indenture dated as of April 7, 2022, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2027(154)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000122/globalnote_ps11524-7x2022.htm)</u> |
| (d)(308) | <u>[One Thousand One Hundred Fifty-Third Supplemental Indenture dated as of April 7, 2022, to the U.S. Bank Indenture, and Form of 4.250% to 5.250% Prospect Capital InterNote® due 2032(154)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000122/globalnote_ps11534-7x2022.htm)</u> |
| (d)(309) | <u>[One Thousand One Hundred Fifty-Fourth Supplemental Indenture dated as of April 14, 2022, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2027(155)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000132/globalnote_ps11544-14x2022.htm)</u> |
| (d)(310) | <u>[One Thousand One Hundred Fifty-Fifth Supplemental Indenture dated as of April 14, 2022, to the U.S. Bank Indenture, and Form of 4.250% to 5.250% Prospect Capital InterNote® due 2032(155)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000132/globalnote_ps11554-14x2022.htm)</u> |
| (d)(311) | <u>[One Thousand One Hundred Fifty-Sixth Supplemental Indenture dated as of April 21, 2022, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2027(156)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000140/globalnote_ps11564-21x2022.htm)</u> |
| (d)(312) | <u>[One Thousand One Hundred Fifty-Seventh Supplemental Indenture dated as of April 21, 2022, to the U.S. Bank Indenture, and Form of 4.250% to 5.250% Prospect Capital InterNote® due 2032(156)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000140/globalnote_ps11574-21x2022.htm)</u> |
| (d)(313) | <u>[One Thousand One Hundred Fifty-Eighth Supplemental Indenture dated as of April 28, 2022, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2027(157)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000148/globalnote_ps11584-28x2022.htm)</u> |
| (d)(314) | <u>[One Thousand One Hundred Sixtieth Supplemental Indenture dated as of May 5, 2022, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2027(158)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000152/globalnote_ps11605-5x2022.htm)</u> |
| (d)(315) | <u>[One Thousand One Hundred Sixty-First Supplemental Indenture dated as of May 5, 2022, to the U.S. Bank Indenture, and Form of 4.250% to 5.250% Prospect Capital InterNote® due 2032(158)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000152/globalnote_ps11605-5x2022.htm)</u> |
| (d)(316) | <u>[One Thousand One Hundred Sixty-Second Supplemental Indenture dated as of May 19, 2022, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2027(159)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000167/globalnote_ps11625-19x2022.htm)</u> |
| (d)(317) | <u>[One Thousand One Hundred Sixty-Third Supplemental Indenture dated as of May 26, 2022, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2027(160)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000173/globalnote_ps11635-26x2022.htm)</u> |
| (d)(318) | <u>[One Thousand One Hundred Sixty-Fourth Supplemental Indenture dated as of June 3, 2022, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2027(161)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000179/globalnote_ps11646-3x2022.htm)</u> |
| (d)(319) | <u>[One Thousand One Hundred Sixty-Fifth Supplemental Indenture dated as of June 9, 2022, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2027(163)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000196/globalnote_ps11656-9x2022.htm)</u> |
| (d)(320) | <u>[One Thousand One Hundred Sixty-Sixth Supplemental Indenture dated as of June 16, 2022, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2027(165)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000205/globalnote_ps11666-16x2022.htm)</u> |

---

------

---

| | |
|:---|:---|
| | **Description** |
| (d)(321) | <u>[One Thousand One Hundred Sixty-Seventh Supplemental Indenture dated as of June 24, 2022, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2027(166)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000211/globalnote_ps11676-24x2022.htm)</u> |
| (d)(322) | <u>[One Thousand One Hundred Sixty-Eighth Supplemental Indenture dated as of June 30, 2022, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2027(167)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000220/globalnote_ps11686-30x2022.htm)</u> |
| (d)(323) | <u>[One Thousand One Hundred Sixty-Ninth Supplemental Indenture dated as of July 8, 2022, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2027(168)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000226/globalnote_ps11697-08x2022.htm)</u> |
| (d)(324) | <u>[One Thousand One Hundred Seventieth Supplemental Indenture dated as of July 14, 2022, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2027(169)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000234/globalnote_ps11707-14x2022.htm)</u> |
| (d)(325) | <u>[One Thousand One Hundred Seventy-First Supplemental Indenture dated as of July 21, 2022, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2027(170)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000242/globalnote_ps11717-21x2022.htm)</u> |
| (d)(326) | <u>[One Thousand One Hundred Seventy-Second Supplemental Indenture dated as of July 28, 2022, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2027(171)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000248/globalnote_ps11727-28x2022.htm)</u> |
| (d)(327) | <u>[One Thousand One Hundred Seventy-Third Supplemental Indenture dated as of August 4, 2022, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2027(172)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000254/globalnote_ps11738-4x2022.htm)</u> |
| (d)(328) | <u>[One Thousand One Hundred Seventy-Fourth Supplemental Indenture dated as of August 11, 2022, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2027(173)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000260/globalnote_ps11748-11x2022.htm)</u> |
| (d)(329) | <u>[One Thousand One Hundred Seventy-Fifth Supplemental Indenture dated as of August 18, 2022, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2027(174)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000266/globalnote_ps11758-18x2022.htm)</u> |
| (d)(330) | <u>[One Thousand One Hundred Seventy-Sixth Supplemental Indenture dated as of August 25, 2022, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2027(175)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000270/globalnote_ps11768-25x2022.htm)</u> |
| (d)(331) | <u>[One Thousand One Hundred Seventy-Seventh Supplemental Indenture dated as of September 22, 2022, to the U.S. Bank Indenture, and Form of 4.500% Prospect Capital InterNote® due 2027(177)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000312/globalnote_ps11779-22x2022.htm)</u> |
| (d)(332) | <u>[One Thousand One Hundred Eighty-First Supplemental Indenture dated as of October 20, 2022, to the U.S. Bank Indenture, and Form of 5.000% Prospect Capital InterNote® due 2025(182)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000350/globalnote_ps118110-20x2022.htm)</u> |
| (d)(333) | <u>[One Thousand One Hundred Eighty-Second Supplemental Indenture dated as of October 20, 2022, to the U.S. Bank Indenture, and Form of 5.500% Prospect Capital InterNote® due 2027(182)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000350/globalnote_ps118210-20x2022.htm)</u> |
| (d)(334) | <u>[One Thousand One Hundred Eighty-Third Supplemental Indenture dated as of October 27, 2022, to the U.S. Bank Indenture, and Form of 5.375% Prospect Capital InterNote® due 2025(183)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000358/globalnote_ps118310-27x2022.htm)</u> |
| (d)(335) | <u>[One Thousand One Hundred Eighty-Fourth Supplemental Indenture dated as of October 27, 2022, to the U.S. Bank Indenture, and Form of 5.500% Prospect Capital InterNote® due 2027(183)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000358/globalnote_ps118410-27x2022.htm)</u> |
| (d)(336) | <u>[One Thousand One Hundred Eighty-Fifth Supplemental Indenture dated as of November 3, 2022, to the U.S. Bank Indenture, and Form of 5.500% Prospect Capital InterNote® due 2025(184)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000367/globalnote_ps118511-03x2022.htm)</u> |
| (d)(337) | <u>[One Thousand One Hundred Eighty-Sixth Supplemental Indenture dated as of November 10, 2022, to the U.S. Bank Indenture, and Form of 5.500% Prospect Capital InterNote® due 2025(185)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000378/globalnote_ps118611-10x2022.htm)</u> |
| (d)(338) | <u>[One Thousand One Hundred Eighty-Seventh Supplemental Indenture dated as of November 25, 2022, to the U.S. Bank Indenture, and Form of 5.500% Prospect Capital InterNote® due 2025(186)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000392/globalnote_ps118711-25x2022.htm)</u> |
| (d)(339) | <u>[One Thousand One Hundred Eighty-Eighth Supplemental Indenture dated as of December 1, 2022, to the U.S. Bank Indenture, and Form of 5.500% Prospect Capital InterNote® due 2025(187)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000398/globalnote_ps118812-1x2022.htm)</u> |
| (d)(340) | <u>[One Thousand One Hundred Eighty-Ninth Supplemental Indenture dated as of December 8, 2022, to the U.S. Bank Indenture, and Form of 5.500% Prospect Capital InterNote® due 2025(188)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000409/globalnote_ps118912-8x2022.htm)</u> |
| (d)(341) | <u>[One Thousand One Hundred Ninetieth Supplemental Indenture dated as of December 15, 2022, to the U.S. Bank Indenture, and Form of 5.500% Prospect Capital InterNote® due 2025(189)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000418/globalnote_ps119012-15x2022.htm)</u> |
| (d)(342) | <u>[One Thousand One Hundred Ninety-First Supplemental Indenture dated as of December 22, 2022, to the U.S. Bank Indenture, and Form of 5.500% Prospect Capital InterNote® due 2025(190)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000426/globalnote_ps119112-22x2022.htm)</u> |
| (d)(343) | <u>[One Thousand One Hundred Ninety-Second Supplemental Indenture dated as of December 22, 2022, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2028(190)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000426/globalnote_ps119212-22x2022.htm)</u> |
| (d)(344) | <u>[One Thousand One Hundred Ninety-Third Supplemental Indenture dated as of December 30, 2022, to the U.S. Bank Indenture, and Form of 5.500% Prospect Capital InterNote® due 2025(191)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000433/globalnote_ps119312-30x2022.htm)</u> |
| (d)(345) | <u>[One Thousand One Hundred Ninety-Fourth Supplemental Indenture dated as of December 30, 2022, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2028(191)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000433/globalnote_ps119412-30x2022.htm)</u> |
| (d)(346) | <u>[One Thousand One Hundred Ninety-Fifth Supplemental Indenture dated as of December 30, 2022, to the U.S. Bank Indenture, and Form of 5.950% Prospect Capital InterNote® due 2032(191)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000433/globalnote_ps119512-30x2022.htm)</u> |
| (d)(347) | <u>[One Thousand One Hundred Ninety-Sixth Supplemental Indenture dated as of January 6, 2023, to the U.S. Bank Indenture, and Form of 5.500% Prospect Capital InterNote® due 2026(192)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000006/globalnote_ps11961-6x2023.htm)</u> |
| (d)(348) | <u>[One Thousand One Hundred Ninety-Seventh Supplemental Indenture dated as of January 6, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2029(192)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000006/globalnote_ps11971-6x2023.htm)</u> |
| (d)(349) | <u>[One Thousand One Hundred Ninety-Eighth Supplemental Indenture dated as of January 6, 2023, to the U.S. Bank Indenture, and Form of 5.950% Prospect Capital InterNote® due 2033(192)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000006/globalnote_ps11981-6x2023.htm)</u> |

---

------

---

| | |
|:---|:---|
| | **Description** |
| (d)(350) | <u>[One Thousand One Hundred Ninety-Ninth Supplemental Indenture dated as of January 12, 2023, to the U.S. Bank Indenture, and Form of 5.500% Prospect Capital InterNote® due 2026(193)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000012/globalnote_ps11991-12x2023.htm)</u> |
| (d)(351) | <u>[One Thousand Two Hundredth Supplemental Indenture dated as of January 12, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2029(193)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000012/globalnote_ps11991-12x2023.htm)</u> |
| (d)(352) | <u>[One Thousand Two Hundred First Supplemental Indenture dated as of January 12, 2023, to the U.S. Bank Indenture, and Form of 5.950% Prospect Capital InterNote® due 2033(193)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000012/globalnote_ps11991-12x2023.htm)</u> |
| (d)(353) | <u>[One Thousand Two Hundred Second Supplemental Indenture dated as of January 20, 2023, to the U.S. Bank Indenture, and Form of 5.500% Prospect Capital InterNote® due 2026(194)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000018/globalnote_ps12021-20x2023.htm)</u> |
| (d)(354) | <u>[One Thousand Two Hundred Third Supplemental Indenture dated as of January 20, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2029(194)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000018/globalnote_ps12031-20x2023.htm)</u> |
| (d)(355) | <u>[One Thousand Two Hundred Fourth Supplemental Indenture dated as of January 20, 2023, to the U.S. Bank Indenture, and Form of 5.950% Prospect Capital InterNote® due 2033(194)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000018/globalnote_ps12041-20x2023.htm)</u> |
| (d)(356) | <u>[One Thousand Two Hundred Fifth Supplemental Indenture dated as of January 26, 2023, to the U.S. Bank Indenture, and Form of 5.500% Prospect Capital InterNote® due 2026(195)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000024/globalnote_ps12051-26x2023.htm)</u> |
| (d)(357) | <u>[One Thousand Two Hundred Sixth Supplemental Indenture dated as of January 26, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2029(195)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000024/globalnote_ps12061-26x2023.htm)</u> |
| (d)(358) | <u>[One Thousand Two Hundred Seventh Supplemental Indenture dated as of January 26, 2023, to the U.S. Bank Indenture, and Form of 5.950% Prospect Capital InterNote® due 2033(195)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000024/globalnote_ps12071-26x2023.htm)</u> |
| (d)(359) | <u>[One Thousand Two Hundred Eighth Supplemental Indenture dated as of February 2, 2023, to the U.S. Bank Indenture, and Form of 5.500% Prospect Capital InterNote® due 2026(196)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000030/globalnote_ps12082-2x2023.htm)</u> |
| (d)(360) | <u>[One Thousand Two Hundred Ninth Supplemental Indenture dated as of February 2, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2029(196)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000030/globalnote_ps12092-2x2023.htm)</u> |
| (d)(361) | <u>[One Thousand Two Hundred Tenth Supplemental Indenture dated as of February 2, 2023, to the U.S. Bank Indenture, and Form of 5.950% Prospect Capital InterNote® due 2033(196)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000030/globalnote_ps12102-2x2023.htm)</u> |
| (d)(362) | <u>[One Thousand Two Hundred Eleventh Supplemental Indenture dated as of February 9, 2023, to the U.S. Bank Indenture, and Form of 5.500% Prospect Capital InterNote® due 2026(197)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000039/globalnote_ps12112-9x2023.htm)</u> |
| (d)(363) | <u>[One Thousand Two Hundred Twelfth Supplemental Indenture dated as of February 9, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2029(197)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000039/globalnote_ps12122-9x2023.htm)</u> |
| (d)(364) | <u>[One Thousand Two Hundred Thirteenth Supplemental Indenture dated as of February 9, 2023, to the U.S. Bank Indenture, and Form of 5.950% Prospect Capital InterNote® due 2033(197)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000039/globalnote_ps12132-9x2023.htm)</u> |
| (d)(365) | <u>[One Thousand Two Hundred Fourteenth Supplemental Indenture dated as of February 24, 2023, to the U.S. Bank Indenture, and Form of 5.500% Prospect Capital InterNote® due 2026(201)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000071/globalnote_ps12142-24x2023.htm)</u> |
| (d)(366) | <u>[One Thousand Two Hundred Fifteenth Supplemental Indenture dated as of February 24, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2029(201)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000071/globalnote_ps12152-24x2023.htm)</u> |
| (d)(367) | <u>[One Thousand Two Hundred Sixteenth Supplemental Indenture dated as of February 24, 2023, to the U.S. Bank Indenture, and Form of 5.950% Prospect Capital InterNote® due 2033(201)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000071/globalnote_ps12162-24x2023.htm)</u> |
| (d)(368) | <u>[One Thousand Two Hundred Seventeenth Supplemental Indenture dated as of March 2, 2023, to the U.S. Bank Indenture, and Form of 5.500% Prospect Capital InterNote® due 2026(202)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000077/globalnote_ps12173-2x2023.htm)</u> |
| (d)(369) | <u>[One Thousand Two Hundred Eighteenth Supplemental Indenture dated as of March 2, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2029(202)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000077/globalnote_ps12183-2x2023.htm)</u> |
| (d)(370) | <u>[One Thousand Two Hundred Nineteenth Supplemental Indenture dated as of March 2, 2023, to the U.S. Bank Indenture, and Form of 5.950% Prospect Capital InterNote® due 2033(202)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000077/globalnote_ps12193-2x2023.htm)</u> |
| (d)(371) | <u>[One Thousand Two Hundred Twentieth Supplemental Indenture dated as of March 9, 2023, to the U.S. Bank Indenture, and Form of 5.500% Prospect Capital InterNote® due 2026(203)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000092/globalnote_ps12203-9x2023.htm)</u> |
| (d)(372) | <u>[One Thousand Two Hundred Twenty-First Supplemental Indenture dated as of March 9, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2029(203)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000092/globalnote_ps12213-9x2023.htm)</u> |
| (d)(373) | <u>[One Thousand Two Hundred Twenty-Second Supplemental Indenture dated as of March 9, 2023, to the U.S. Bank Indenture, and Form of 5.950% Prospect Capital InterNote® due 2033(203)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000092/globalnote_ps12223-9x2023.htm)</u> |
| (d)(374) | <u>[One Thousand Two Hundred Twenty-Third Supplemental Indenture dated as of March 16, 2023, to the U.S. Bank Indenture, and Form of 5.500% Prospect Capital InterNote® due 2026(204)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000103/globalnote_ps12233-16x2023.htm)</u> |
| (d)(375) | <u>[One Thousand Two Hundred Twenty-Fourth Supplemental Indenture dated as of March 16, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2029(204)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000103/globalnote_ps12243-16x2023.htm)</u> |
| (d)(376) | <u>[One Thousand Two Hundred Twenty-Fifth Supplemental Indenture dated as of March 16, 2023, to the U.S. Bank Indenture, and Form of 5.950% Prospect Capital InterNote® due 2033(204)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000103/globalnote_ps12253-16x2023.htm)</u> |
| (d)(377) | <u>[One Thousand Two Hundred Twenty-Sixth Supplemental Indenture dated as of March 23, 2023, to the U.S. Bank Indenture, and Form of 5.500% Prospect Capital InterNote® due 2026(205)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000110/globalnote_ps12263-23x2023.htm)</u> |
| (d)(378) | <u>[One Thousand Two Hundred Twenty-Seventh Supplemental Indenture dated as of March 23, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2029(205)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000110/globalnote_ps12273-23x2023.htm)</u> |

---

------

---

| | |
|:---|:---|
| | **Description** |
| (d)(379) | <u>[One Thousand Two Hundred Twenty-Eighth Supplemental Indenture dated as of March 23, 2023, to the U.S. Bank Indenture, and Form of 5.950% Prospect Capital InterNote® due 2033(205)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000110/globalnote_ps12283-23x2023.htm)</u> |
| (d)(380) | <u>[One Thousand Two Hundred Twenty-Ninth Supplemental Indenture dated as of March 30, 2023, to the U.S. Bank Indenture, and Form of 5.500% Prospect Capital InterNote® due 2026(206)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000120/globalnote_ps12293-30x2023.htm)</u> |
| (d)(381) | <u>[One Thousand Two Hundred Thirtieth Supplemental Indenture dated as of March 30, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2029(206)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000120/globalnote_ps12303-30x2023.htm)</u> |
| (d)(382) | <u>[One Thousand Two Hundred Thirty-First Supplemental Indenture dated as of March 30, 2023, to the U.S. Bank Indenture, and Form of 5.950% Prospect Capital InterNote® due 2033(206)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000120/globalnote_ps12313-30x2023.htm)</u> |
| (d)(383) | <u>[One Thousand Two Hundred Thirty-Second Supplemental Indenture dated as of April 6, 2023, to the U.S. Bank Indenture, and Form of 5.500% Prospect Capital InterNote® due 2026(207)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000127/globalnote_ps12324-6x2023.htm)</u> |
| (d)(384) | <u>[One Thousand Two Hundred Thirty-Third Supplemental Indenture dated as of April 6, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2029(207)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000127/globalnote_ps12334-6x2023.htm)</u> |
| (d)(385) | <u>[One Thousand Two Hundred Thirty-Fourth Supplemental Indenture dated as of April 6, 2023, to the U.S. Bank Indenture, and Form of 5.950% Prospect Capital InterNote® due 2033(207)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000127/globalnote_ps12344-6x2023.htm)</u> |
| (d)(386) | <u>[One Thousand Two Hundred Thirty-Fifth Supplemental Indenture dated as of April 13, 2023, to the U.S. Bank Indenture, and Form of 5.500% Prospect Capital InterNote® due 2026(208)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000133/globalnote_ps12354-13x2023.htm)</u> |
| (d)(387) | <u>[One Thousand Two Hundred Thirty-Sixth Supplemental Indenture dated as of April 13, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2029(208)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000133/globalnote_ps12364-13x2023.htm)</u> |
| (d)(388) | <u>[One Thousand Two Hundred Thirty-Seventh Supplemental Indenture dated as of April 13, 2023, to the U.S. Bank Indenture, and Form of 5.950% Prospect Capital InterNote® due 2033(208)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000133/globalnote_ps12374-13x2023.htm)</u> |
| (d)(389) | <u>[One Thousand Two Hundred Thirty-Eighth Supplemental Indenture dated as of April 20, 2023, to the U.S. Bank Indenture, and Form of 5.500% Prospect Capital InterNote® due 2026(209)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000139/globalnote_ps12384-20x2023.htm)</u> |
| (d)(390) | <u>[One Thousand Two Hundred Thirty-Ninth Supplemental Indenture dated as of April 20, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2029(209)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000139/globalnote_ps12394-20x2023.htm)</u> |
| (d)(391) | <u>[One Thousand Two Hundred Fortieth Supplemental Indenture dated as of April 20, 2023, to the U.S. Bank Indenture, and Form of 5.950% Prospect Capital InterNote® due 2033(209)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000139/globalnote_ps12404-20x2023.htm)</u> |
| (d)(392) | <u>[One Thousand Two Hundred Forty-First Supplemental Indenture dated as of April 27, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2026(210)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000147/globalnote_ps12414-27x2023.htm)</u> |
| (d)(393) | <u>[One Thousand Two Hundred Forty-Second Supplemental Indenture dated as of April 27, 2023, to the U.S. Bank Indenture, and Form of 5.950% Prospect Capital InterNote® due 2029(210)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000147/globalnote_ps12424-27x2023.htm)</u> |
| (d)(394) | <u>[One Thousand Two Hundred Forty-Third Supplemental Indenture dated as of April 27, 2023, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2033(210)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000147/globalnote_ps12434-27x2023.htm)</u> |
| (d)(395) | <u>[One Thousand Two Hundred Forty-Fourth Supplemental Indenture dated as of May 4, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2026(211)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000155/globalnote_ps12445-4x2023.htm)</u> |
| (d)(396) | <u>[One Thousand Two Hundred Forty-Fifth Supplemental Indenture dated as of May 4, 2023, to the U.S. Bank Indenture, and Form of 5.950% Prospect Capital InterNote® due 2029(211)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000155/globalnote_ps12455-4x2023.htm)</u> |
| (d)(397) | <u>[One Thousand Two Hundred Forty-Sixth Supplemental Indenture dated as of May 4, 2023, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2033(211)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000155/globalnote_ps12465-4x2023.htm)</u> |
| (d)(398) | <u>[One Thousand Two Hundred Forty-Seventh Supplemental Indenture dated as of May 11, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2026(212)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000164/globalnote_ps12475-11x2023.htm)</u> |
| (d)(399) | <u>[One Thousand Two Hundred Forty-Eighth Supplemental Indenture dated as of May 11, 2023, to the U.S. Bank Indenture, and Form of 6.000% Prospect Capital InterNote® due 2029(212)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000164/globalnote_ps12485-11x2023.htm)</u> |
| (d)(400) | <u>[One Thousand Two Hundred Forty-Ninth Supplemental Indenture dated as of May 11, 2023, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2033(212)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000164/globalnote_ps12495-11x2023.htm)</u> |
| (d)(401) | <u>[One Thousand Two Hundred Fiftieth Supplemental Indenture dated as of May 11, 2023, to the U.S. Bank Indenture, and Form of 6.500% Prospect Capital InterNote® due 2043(212)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000164/globalnote_ps12505-11x2023.htm)</u> |
| (d)(402) | <u>[One Thousand Two Hundred Fifty-First Supplemental Indenture dated as of May 25, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2026(213)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000174/globalnote_ps12515-25x2023.htm)</u> |
| (d)(403) | <u>[One Thousand Two Hundred Fifty-Second Supplemental Indenture dated as of May 25, 2023, to the U.S. Bank Indenture, and Form of 6.000% Prospect Capital InterNote® due 2029(213)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000174/globalnote_ps12525-25x2023.htm)</u> |
| (d)(404) | <u>[One Thousand Two Hundred Fifty-Third Supplemental Indenture dated as of May 25, 2023, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2033(213)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000174/globalnote_ps12535-25x2023.htm)</u> |
| (d)(405) | <u>[One Thousand Two Hundred Fifty-Fourth Supplemental Indenture dated as of May 25, 2023, to the U.S. Bank Indenture, and Form of 6.500% Prospect Capital InterNote® due 2043(213)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000174/globalnote_ps12545-25x2023.htm)</u> |
| (d)(406) | <u>[One Thousand Two Hundred Fifty-Fifth Supplemental Indenture dated as of June 2, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2026(214)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000180/globalnote_ps12556-2x2023.htm)</u> |
| (d)(407) | <u>[One Thousand Two Hundred Fifty-Sixth Supplemental Indenture dated as of June 2, 2023, to the U.S. Bank Indenture, and Form of 6.000% Prospect Capital InterNote® due 2029(214)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000180/globalnote_ps12566-2x2023.htm)</u> |

---

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| | |
|:---|:---|
| | **Description** |
| (d)(408) | <u>[One Thousand Two Hundred Fifty-Seventh Supplemental Indenture dated as of June 2, 2023, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2033(214)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000180/globalnote_ps12576-2x2023.htm)</u> |
| (d)(409) | <u>[One Thousand Two Hundred Fifty-Eighth Supplemental Indenture dated as of June 2, 2023, to the U.S. Bank Indenture, and Form of 6.500% Prospect Capital InterNote® due 2043(214)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000180/globalnote_ps12586-2x2023.htm)</u> |
| (d)(410) | <u>[One Thousand Two Hundred Fifty-Ninth Supplemental Indenture dated as of June 8, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2026(215)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000188/globalnote_ps12596-8x2023.htm)</u> |
| (d)(411) | <u>[One Thousand Two Hundred Sixtieth Supplemental Indenture dated as of June 8, 2023, to the U.S. Bank Indenture, and Form of 6.000% Prospect Capital InterNote® due 2029(215)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000188/globalnote_ps12606-8x2023.htm)</u> |
| (d)(412) | <u>[One Thousand Two Hundred Sixty-First Supplemental Indenture dated as of June 8, 2023, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2033(215)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000188/globalnote_ps12616-8x2023.htm)</u> |
| (d)(413) | <u>[One Thousand Two Hundred Sixty-Second Supplemental Indenture dated as of June 8, 2023, to the U.S. Bank Indenture, and Form of 6.500% Prospect Capital InterNote® due 2043(215)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000188/globalnote_ps12626-8x2023.htm)</u> |
| (d)(414) | <u>[One Thousand Two Hundred Sixty-Third Supplemental Indenture dated as of June 15, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2026(216)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000208/globalnote_ps12636-15x2023.htm)</u> |
| (d)(415) | <u>[One Thousand Two Hundred Sixty-Fourth Supplemental Indenture dated as of June 15, 2023, to the U.S. Bank Indenture, and Form of 6.000% Prospect Capital InterNote® due 2029(216)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000208/globalnote_ps12646-15x2023.htm)</u> |
| (d)(416) | <u>[One Thousand Two Hundred Sixty-Fifth Supplemental Indenture dated as of June 15, 2023, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2033(216)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000208/globalnote_ps12656-15x2023.htm)</u> |
| (d)(417) | <u>[One Thousand Two Hundred Sixty-Sixth Supplemental Indenture dated as of June 15, 2023, to the U.S. Bank Indenture, and Form of 6.500% Prospect Capital InterNote® due 2043(216)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000208/globalnote_ps12666-15x2023.htm)</u> |
| (d)(418) | <u>[One Thousand Two Hundred Sixty-Seventh Supplemental Indenture dated as of June 23, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2026(217)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000214/globalnote_ps12676-23x2023.htm)</u> |
| (d)(419) | <u>[One Thousand Two Hundred Sixty-Eighth Supplemental Indenture dated as of June 23, 2023, to the U.S. Bank Indenture, and Form of 6.000% Prospect Capital InterNote® due 2029(217)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000214/globalnote_ps12686-23x2023.htm)</u> |
| (d)(420) | <u>[One Thousand Two Hundred Sixty-Ninth Supplemental Indenture dated as of June 23, 2023, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2033(217)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000214/globalnote_ps12696-23x2023.htm)</u> |
| (d)(421) | <u>[One Thousand Two Hundred Seventieth Supplemental Indenture dated as of June 23, 2023, to the U.S. Bank Indenture, and Form of 6.500% Prospect Capital InterNote® due 2043(217)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000214/globalnote_ps12706-23x2023.htm)</u> |
| (d)(422) | <u>[One Thousand Two Hundred Seventy-First Supplemental Indenture dated as of June 29, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2026(218)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000220/globalnote_ps12716-29x2023.htm)</u> |
| (d)(423) | <u>[One Thousand Two Hundred Seventy-Second Supplemental Indenture dated as of June 29, 2023, to the U.S. Bank Indenture, and Form of 6.000% Prospect Capital InterNote® due 2029(218)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000220/globalnote_ps12726-29x2023.htm)</u> |
| (d)(424) | <u>[One Thousand Two Hundred Seventy-Third Supplemental Indenture dated as of June 29, 2023, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2033(218)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000220/globalnote_ps12736-29x2023.htm)</u> |
| (d)(425) | <u>[One Thousand Two Hundred Seventy-Fourth Supplemental Indenture dated as of June 29, 2023, to the U.S. Bank Indenture, and Form of 6.500% Prospect Capital InterNote® due 2043(218)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000220/globalnote_ps12746-29x2023.htm)</u> |
| (d)(426) | <u>[One Thousand Two Hundred Seventy-Fifth Supplemental Indenture dated as of July 7, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2026(219)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000226/globalnote_ps12757-7x2023.htm)</u> |
| (d)(427) | <u>[One Thousand Two Hundred Seventy-Sixth Supplemental Indenture dated as of July 7, 2023, to the U.S. Bank Indenture, and Form of 6.000% Prospect Capital InterNote® due 2029(219)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000226/globalnote_ps12767-7x2023.htm)</u> |
| (d)(428) | <u>[One Thousand Two Hundred Seventy-Seventh Supplemental Indenture dated as of July 7, 2023, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2033(219)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000226/globalnote_ps12777-7x2023.htm)</u> |
| (d)(429) | <u>[One Thousand Two Hundred Seventy-Eighth Supplemental Indenture dated as of July 7, 2023, to the U.S. Bank Indenture, and Form of 6.500% Prospect Capital InterNote® due 2043(219)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000226/globalnote_ps12787-7x2023.htm)</u> |
| (d)(430) | <u>[One Thousand Two Hundred Seventy-Ninth Supplemental Indenture dated as of July 13, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2026(220)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000232/globalnote_ps12797-13x2023.htm)</u> |
| (d)(431) | <u>[One Thousand Two Hundred Eightieth Supplemental Indenture dated as of July 13, 2023, to the U.S. Bank Indenture, and Form of 6.000% Prospect Capital InterNote® due 2029(220)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000232/globalnote_ps12807-13x2023.htm)</u> |
| (d)(432) | <u>[One Thousand Two Hundred Eighty-First Supplemental Indenture dated as of July 13, 2023, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2033(220)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000232/globalnote_ps12817-13x2023.htm)</u> |
| (d)(433) | <u>[One Thousand Two Hundred Eighty-Second Supplemental Indenture dated as of July 13, 2023, to the U.S. Bank Indenture, and Form of 6.500% Prospect Capital InterNote® due 2043(220)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000232/globalnote_ps12827-13x2023.htm)</u> |
| (d)(434) | <u>[One Thousand Two Hundred Eighty-Third Supplemental Indenture dated as of July 20, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2026(221)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000239/globalnote_ps12837-20x2023.htm)</u> |
| (d)(435) | <u>[One Thousand Two Hundred Eighty-Fourth Supplemental Indenture dated as of July 20, 2023, to the U.S. Bank Indenture, and Form of 6.000% Prospect Capital InterNote® due 2029(221)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000239/globalnote_ps12847-20x2023.htm)</u> |
| (d)(436) | <u>[One Thousand Two Hundred Eighty-Fifth Supplemental Indenture dated as of July 20, 2023, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2033(221)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000239/globalnote_ps12857-20x2023.htm)</u> |

---

------

---

| | |
|:---|:---|
| | **Description** |
| (d)(437) | <u>[One Thousand Two Hundred Eighty-Sixth Supplemental Indenture dated as of July 20, 2023, to the U.S. Bank Indenture, and Form of 6.500% Prospect Capital InterNote® due 2043(221)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000239/globalnote_ps12867-20x2023.htm)</u> |
| (d)(438) | <u>[One Thousand Two Hundred Eighty-Seventh Supplemental Indenture dated as of July 27, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2026(222)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000245/globalnote_ps12877-27x2023.htm)</u> |
| (d)(439) | <u>[One Thousand Two Hundred Eighty-Eighth Supplemental Indenture dated as of July 27, 2023, to the U.S. Bank Indenture, and Form of 6.000% Prospect Capital InterNote® due 2029(222)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000245/globalnote_ps12887-27x2023.htm)</u> |
| (d)(440) | <u>[One Thousand Two Hundred Eighty-Ninth Supplemental Indenture dated as of July 27, 2023, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2033(222)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000245/globalnote_ps12897-27x2023.htm)</u> |
| (d)(441) | <u>[One Thousand Two Hundred Ninetieth Supplemental Indenture dated as of July 27, 2023, to the U.S. Bank Indenture, and Form of 6.500% Prospect Capital InterNote® due 2043(222)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000245/globalnote_ps12907-27x2023.htm)</u> |
| (d)(442) | <u>[One Thousand Two Hundred Ninety-First Supplemental Indenture dated as of August 3, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2026(223)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000253/globalnote_ps12918-3x2023.htm)</u> |
| (d)(443) | <u>[One Thousand Two Hundred Ninety-Second Supplemental Indenture dated as of August 3, 2023, to the U.S. Bank Indenture, and Form of 6.000% Prospect Capital InterNote® due 2029(223)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000253/globalnote_ps12928-3x2023.htm)</u> |
| (d)(444) | <u>[One Thousand Two Hundred Ninety-Third Supplemental Indenture dated as of August 3, 2023, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2033(223)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000253/globalnote_ps12938-3x2023.htm)</u> |
| (d)(445) | <u>[One Thousand Two Hundred Ninety-Fourth Supplemental Indenture dated as of August 3, 2023, to the U.S. Bank Indenture, and Form of 6.500% Prospect Capital InterNote® due 2043(223)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000253/globalnote_ps12948-3x2023.htm)</u> |
| (d)(446) | <u>[One Thousand Two Hundred Ninety-Fifth Supplemental Indenture dated as of August 10, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2026(224)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000259/globalnote_ps12958-10x2023.htm)</u> |
| (d)(447) | <u>[One Thousand Two Hundred Ninety-Sixth Supplemental Indenture dated as of August 10, 2023, to the U.S. Bank Indenture, and Form of 6.000% Prospect Capital InterNote® due 2029(224)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000259/globalnote_ps12968-10x2023.htm)</u> |
| (d)(448) | <u>[One Thousand Two Hundred Ninety-Seventh Supplemental Indenture dated as of August 10, 2023, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2033(224)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000259/globalnote_ps12978-10x2023.htm)</u> |
| (d)(449) | <u>[One Thousand Two Hundred Ninety-Eighth Supplemental Indenture dated as of August 10, 2023, to the U.S. Bank Indenture, and Form of 6.500% Prospect Capital InterNote® due 2043(224)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000259/globalnote_ps12988-10x2023.htm)</u> |
| (d)(450) | <u>[One Thousand Two Hundred Ninety-Ninth Supplemental Indenture dated as of August 17, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2026(225)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000268/globalnote_ps12998-17x2023.htm)</u> |
| (d)(451) | <u>[One Thousand Three Hundredth Supplemental Indenture dated as of August 17, 2023, to the U.S. Bank Indenture, and Form of 6.000% Prospect Capital InterNote® due 2029(225)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000268/globalnote_ps13008-17x2023.htm)</u> |
| (d)(452) | <u>[One Thousand Three Hundred First Supplemental Indenture dated as of August 17, 2023, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2033(225)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000268/globalnote_ps13018-17x2023.htm)</u> |
| (d)(453) | <u>[One Thousand Three Hundred Second Supplemental Indenture dated as of August 17, 2023, to the U.S. Bank Indenture, and Form of 6.500% Prospect Capital InterNote® due 2043(225)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000268/globalnote_ps13028-17x2023.htm)</u> |
| (d)(454) | <u>[One Thousand Three Hundred Third Supplemental Indenture dated as of August 24, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2026(226)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000272/globalnote_ps13038-24x2023.htm)</u> |
| (d)(455) | <u>[One Thousand Three Hundred Fourth Supplemental Indenture dated as of August 24, 2023, to the U.S. Bank Indenture, and Form of 6.000% Prospect Capital InterNote® due 2029(226)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000272/globalnote_ps13048-24x2023.htm)</u> |
| (d)(456) | <u>[One Thousand Three Hundred Fifth Supplemental Indenture dated as of August 24, 2023, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2033(226)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000272/globalnote_ps13058-24x2023.htm)</u> |
| (d)(457) | <u>[One Thousand Three Hundred Sixth Supplemental Indenture dated as of August 24, 2023, to the U.S. Bank Indenture, and Form of 6.500% Prospect Capital InterNote® due 2043(226)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000272/globalnote_ps13068-24x2023.htm)</u> |
| (d)(458) | <u>[One Thousand Three Hundred Seventh Supplemental Indenture dated as of September 21, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2026(227)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000304/globalnote_ps13079-21x2023.htm)</u> |
| (d)(459) | <u>[One Thousand Three Hundred Eighth Supplemental Indenture dated as of September 21, 2023, to the U.S. Bank Indenture, and Form of 6.000% Prospect Capital InterNote® due 2029(227)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000304/globalnote_ps13089-21x2023.htm)</u> |
| (d)(460) | <u>[One Thousand Three Hundred Ninth Supplemental Indenture dated as of September 21, 2023, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2033(227)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000304/globalnote_ps13099-21x2023.htm)</u> |
| (d)(461) | <u>[One Thousand Three Hundred Tenth Supplemental Indenture dated as of September 21, 2023, to the U.S. Bank Indenture, and Form of 6.500% Prospect Capital InterNote® due 2043(227)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000304/globalnote_ps13109-21x2023.htm)</u> |
| (d)(462) | <u>[One Thousand Three Hundred Eleventh Supplemental Indenture dated as of September 28, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2026(228)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000311/globalnote_ps13119-28x2023.htm)</u> |
| (d)(463) | <u>[One Thousand Three Hundred Twelfth Supplemental Indenture dated as of September 28, 2023, to the U.S. Bank Indenture, and Form of 6.000% Prospect Capital InterNote® due 2029(228)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000311/globalnote_ps13129-28x2023.htm)</u> |
| (d)(464) | <u>[One Thousand Three Hundred Thirteenth Supplemental Indenture dated as of September 28, 2023, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2033(228)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000311/globalnote_ps13139-28x2023.htm)</u> |
| (d)(465) | <u>[One Thousand Three Hundred Fourteenth Supplemental Indenture dated as of September 28, 2023, to the U.S. Bank Indenture, and Form of 6.500% Prospect Capital InterNote® due 2043(228)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000311/globalnote_ps13149-28x2023.htm)</u> |

---

------

---

| | |
|:---|:---|
| | **Description** |
| (d)(466) | <u>[One Thousand Three Hundred Fifteenth Supplemental Indenture dated as of October 5, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2026(229)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000321/globalnote_ps131510-05x2023.htm)</u> |
| (d)(467) | <u>[One Thousand Three Hundred Sixteenth Supplemental Indenture dated as of October 5, 2023, to the U.S. Bank Indenture, and Form of 6.000% Prospect Capital InterNote® due 2029(229)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000321/globalnote_ps131610-05x2023.htm)</u> |
| (d)(468) | <u>[One Thousand Three Hundred Seventeenth Supplemental Indenture dated as of October 5, 2023, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2033(229)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000321/globalnote_ps131710-05x2023.htm)</u> |
| (d)(469) | <u>[One Thousand Three Hundred Eighteenth Supplemental Indenture dated as of October 5, 2023, to the U.S. Bank Indenture, and Form of 6.500% Prospect Capital InterNote® due 2043(229)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000321/globalnote_ps131810-05x2023.htm)</u> |
| (d)(470) | <u>[One Thousand Three Hundred Twenty-Third Supplemental Indenture dated as of October 19, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2026(230)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000330/globalnote_ps132310-19x2023.htm)</u> |
| (d)(471) | <u>[One Thousand Three Hundred Twenty-Fourth Supplemental Indenture dated as of October 19, 2023, to the U.S. Bank Indenture, and Form of 6.000% Prospect Capital InterNote® due 2029(230)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000330/globalnote_ps132410-19x2023.htm)</u> |
| (d)(472) | <u>[One Thousand Three Hundred Twenty-Fifth Supplemental Indenture dated as of October 19, 2023, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2033(230)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000330/globalnote_ps132510-19x2023.htm)</u> |
| (d)(473) | <u>[One Thousand Three Hundred Twenty-Sixth Supplemental Indenture dated as of October 19, 2023, to the U.S. Bank Indenture, and Form of 6.500% Prospect Capital InterNote® due 2043(230)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000330/globalnote_ps132610-19x2023.htm)</u> |
| (d)(474) | <u>[One Thousand Three Hundred Twenty-Seventh Supplemental Indenture dated as of October 26, 2023, to the U.S. Bank Indenture, and Form of 5.750% Prospect Capital InterNote® due 2026(231)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000338/globalnote_ps132710-26x2023.htm)</u> |
| (d)(475) | <u>[One Thousand Three Hundred Twenty-Eighth Supplemental Indenture dated as of October 26, 2023, to the U.S. Bank Indenture, and Form of 6.000% Prospect Capital InterNote® due 2029(231)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000338/globalnote_ps132810-26x2023.htm)</u> |
| (d)(476) | <u>[One Thousand Three Hundred Twenty-Ninth Supplemental Indenture dated as of October 26, 2023, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2033(231)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000338/globalnote_ps132910-26x2023.htm)</u> |
| (d)(477) | <u>[One Thousand Three Hundred Thirtieth Supplemental Indenture dated as of October 26, 2023, to the U.S. Bank Indenture, and Form of 6.500% Prospect Capital InterNote® due 2043(231)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000338/globalnote_ps133010-26x2023.htm)</u> |
| (d)(478) | <u>[One Thousand Three Hundred Thirty-Fifth Supplemental Indenture dated as of November 9, 2023, to the U.S. Bank Indenture, and Form of 6.000% Prospect Capital InterNote® due 2026(232)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000358/globalnote_ps133511-9x2023.htm)</u> |
| (d)(479) | <u>[One Thousand Three Hundred Thirty-Sixth Supplemental Indenture dated as of November 9, 2023, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2029(232)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000358/globalnote_ps133611-9x2023.htm)</u> |
| (d)(480) | <u>[One Thousand Three Hundred Thirty-Seventh Supplemental Indenture dated as of November 9, 2023, to the U.S. Bank Indenture, and Form of 7.000% Prospect Capital InterNote® due 2033(232)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000358/globalnote_ps133711-9x2023.htm)</u> |
| (d)(481) | <u>[One Thousand Three Hundred Thirty-Eighth Supplemental Indenture dated as of November 9, 2023, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2043(232)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000358/globalnote_ps133811-9x2023.htm)</u> |
| (d)(482) | <u>[One Thousand Three Hundred Thirty-Ninth Supplemental Indenture dated as of November 24, 2023, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2026(233)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000373/globalnote_ps133911-24x2023.htm)</u> |
| (d)(483) | <u>[One Thousand Three Hundred Fortieth Supplemental Indenture dated as of November 24, 2023, to the U.S. Bank Indenture, and Form of 7.000% Prospect Capital InterNote® due 2028(233)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000373/globalnote_ps134011-24x2023.htm)</u> |
| (d)(484) | <u>[One Thousand Three Hundred Forty-First Supplemental Indenture dated as of November 24, 2023, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2030(233)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000373/globalnote_ps134111-24x2023.htm)</u> |
| (d)(485) | <u>[One Thousand Three Hundred Forty-Second Supplemental Indenture dated as of November 30, 2023, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2026(234)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000389/globalnote_ps134211-30x2023.htm)</u> |
| (d)(486) | <u>[One Thousand Three Hundred Forty-Third Supplemental Indenture dated as of November 30, 2023, to the U.S. Bank Indenture, and Form of 7.000% Prospect Capital InterNote® due 2028(234)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000389/globalnote_ps134311-30x2023.htm)</u> |
| (d)(487) | <u>[One Thousand Three Hundred Forty-Fourth Supplemental Indenture dated as of November 30, 2023, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2030(234)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000389/globalnote_ps134411-30x2023.htm)</u> |
| (d)(488) | <u>[One Thousand Three Hundred Forty-Fifth Supplemental Indenture dated as of December 7, 2023, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2026(235)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000400/globalnote_ps134512-07x2023.htm)</u> |
| (d)(489) | <u>[One Thousand Three Hundred Forty-Sixth Supplemental Indenture dated as of December 7, 2023, to the U.S. Bank Indenture, and Form of 7.750% Prospect Capital InterNote® due 2028(235)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000400/globalnote_ps134612-07x2023.htm)</u> |
| (d)(490) | <u>[One Thousand Three Hundred Forty-Seventh Supplemental Indenture dated as of December 7, 2023, to the U.S. Bank Indenture, and Form of 8.000% Prospect Capital InterNote® due 2030(235)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000400/globalnote_ps134712-07x2023.htm)</u> |
| (d)(491) | <u>[One Thousand Three Hundred Forty-Eighth Supplemental Indenture dated as of December 14, 2023, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2026\\(236)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000408/globalnote_ps134812-14x2023.htm)</u> |
| (d)(492) | <u>[One Thousand Three Hundred Forty-Ninth Supplemental Indenture dated as of December 14, 2023, to the U.S. Bank Indenture, and Form of 7.750% Prospect Capital InterNote® due 2028(236)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000408/globalnote_ps134912-14x2023.htm)</u> |
| (d)(493) | <u>[One Thousand Three Hundred Fiftieth Supplemental Indenture dated as of December 14, 2023, to the U.S. Bank Indenture, and Form of 8.000% Prospect Capital InterNote® due 2030(236)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000408/globalnote_ps135012-14x2023.htm)</u> |
| (d)(494) | <u>[One Thousand Three Hundred Fifty-First Supplemental Indenture dated as of December 21, 2023, to the U.S. Bank Indenture, and Form of 7.000% Prospect Capital InterNote® due 2026(237)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000416/globalnote_ps135112-12x2023.htm)</u> |

---

------

---

| | |
|:---|:---|
| | **Description** |
| (d)(495) | <u>[One Thousand Three Hundred Fifty-Second Supplemental Indenture dated as of December 21, 2023, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2028(237)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000416/globalnote_ps135212-21x2023.htm)</u> |
| (d)(496) | <u>[One Thousand Three Hundred Fifty-Third Supplemental Indenture dated as of December 21, 2023, to the U.S. Bank Indenture, and Form of 7.750% Prospect Capital InterNote® due 2030(237)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000416/globalnote_ps135312-21x2023.htm)</u> |
| (d)(497) | <u>[One Thousand Three Hundred Fifty-Fourth Supplemental Indenture dated as of December 21, 2023, to the U.S. Bank Indenture, and Form of 8.000% Prospect Capital InterNote® due 2033(237)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000416/globalnote_ps135412-21x2023.htm)</u> |
| (d)(498) | <u>[One Thousand Three Hundred Fifty-Fifth Supplemental Indenture dated as of December 29, 2023, to the U.S. Bank Indenture, and Form of 6.500% Prospect Capital InterNote® due 2026(238)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000433/globalnote_ps135512-29x2023.htm)</u> |
| (d)(499) | <u>[One Thousand Three Hundred Fifty-Sixth Supplemental Indenture dated as of December 29, 2023, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2028(238)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000433/globalnote_ps135612-29x2023.htm)</u> |
| (d)(500) | <u>[One Thousand Three Hundred Fifty-Seventh Supplemental Indenture dated as of December 29, 2023, to the U.S. Bank Indenture, and Form of 7.750% Prospect Capital InterNote® due 2033(238)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000433/globalnote_ps135712-29x2023.htm)</u> |
| (d)(501) | <u>[One Thousand Three Hundred Fifty-Eighth Supplemental Indenture dated as of January 5, 2024, to the U.S. Bank Indenture, and Form of 6.500% Prospect Capital InterNote® due 2027(239)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000008/globalnote_ps13581-5x2024.htm)</u> |
| (d)(502) | <u>[One Thousand Three Hundred Fifty-Ninth Supplemental Indenture dated as of January 5, 2024, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2029(239)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000008/globalnote_ps13591-5x2024.htm)</u> |
| (d)(503) | <u>[One Thousand Three Hundred Sixtieth Supplemental Indenture dated as of January 5, 2024, to the U.S. Bank Indenture, and Form of 7.750% Prospect Capital InterNote® due 2034(239)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000008/globalnote_ps13601-5x2024.htm)</u> |
| (d)(504) | <u>[One Thousand Three Hundred Sixty-First Supplemental Indenture dated as of January 11, 2024, to the U.S. Bank Indenture, and Form of 6.500% Prospect Capital InterNote® due 2027(240)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000014/globalnote_ps13611-11x2024.htm)</u> |
| (d)(505) | <u>[One Thousand Three Hundred Sixty-Second Supplemental Indenture dated as of January 11, 2024, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2029(240)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000014/globalnote_ps13621-11x2024.htm)</u> |
| (d)(506) | <u>[One Thousand Three Hundred Sixty-Third Supplemental Indenture dated as of January 11, 2024, to the U.S. Bank Indenture, and Form of 7.750% Prospect Capital InterNote® due 2034(240)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000014/globalnote_ps13631-11x2024.htm)</u> |
| (d)(507) | <u>[One Thousand Three Hundred Sixty-Fourth Supplemental Indenture dated as of January 19, 2024, to the U.S. Bank Indenture, and Form of 6.500% Prospect Capital InterNote® due 2027(241)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000020/globalnote_ps13641-19x2024.htm)</u> |
| (d)(508) | <u>[One Thousand Three Hundred Sixty-Fifth Supplemental Indenture dated as of January 19, 2024, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2029(241)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000020/globalnote_ps13651-19x2024.htm)</u> |
| (d)(509) | <u>[One Thousand Three Hundred Sixty-Sixth Supplemental Indenture dated as of January 19, 2024, to the U.S. Bank Indenture, and Form of 7.750% Prospect Capital InterNote® due 2034(241)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000020/globalnote_ps13661-19x2024.htm)</u> |
| (d)(510) | <u>[One Thousand Three Hundred Sixty-Seventh Supplemental Indenture dated as of January 25, 2024, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2027(242)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000030/globalnote_ps13671-25x2024.htm)</u> |
| (d)(511) | <u>[One Thousand Three Hundred Sixty-Eighth Supplemental Indenture dated as of January 25, 2024, to the U.S. Bank Indenture, and Form of 7.000% Prospect Capital InterNote® due 2029(242)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000030/globalnote_ps13681-25x2024.htm)</u> |
| (d)(512) | <u>[One Thousand Three Hundred Sixty-Ninth Supplemental Indenture dated as of January 25, 2024, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2034(242)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000030/globalnote_ps13691-25x2024.htm)</u> |
| (d)(513) | <u>[One Thousand Three Hundred Seventieth Supplemental Indenture dated as of February 1, 2024, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2027(243)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000036/globalnote_ps13702-1x2024.htm)</u> |
| (d)(514) | <u>[One Thousand Three Hundred Seventy-First Supplemental Indenture dated as of February 1, 2024, to the U.S. Bank Indenture, and Form of 7.000% Prospect Capital InterNote® due 2029(243)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000036/globalnote_ps13712-1x2024.htm)</u> |
| (d)(515) | <u>[One Thousand Three Hundred Seventy-Second Supplemental Indenture dated as of February 1, 2024, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2034(243)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000036/globalnote_ps13722-1x2024.htm)</u> |
| (d)(516) | <u>[One Thousand Three Hundred Seventy-Third Supplemental Indenture dated as of February 8, 2024, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2027(244)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000047/globalnote_ps13732-8x2024.htm)</u> |
| (d)(517) | <u>[One Thousand Three Hundred Seventy-Fourth Supplemental Indenture dated as of February 8, 2024, to the U.S. Bank Indenture, and Form of 7.000% Prospect Capital InterNote® due 2029(244)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000047/globalnote_ps13742-8x2024.htm)</u> |
| (d)(518) | <u>[One Thousand Three Hundred Seventy-Fifth Supplemental Indenture dated as of February 8, 2024, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2034(244)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000047/globalnote_ps13752-8x2024.htm)</u> |
| (d)(519) | <u>[One Thousand Three Hundred Seventy-Sixth Supplemental Indenture dated as of February 23, 2024, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2027(245)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000056/globalnote_ps13762-23x2024.htm)</u> |
| (d)(520) | <u>[One Thousand Three Hundred Seventy-Seventh Supplemental Indenture dated as of February 23, 2024, to the U.S. Bank Indenture, and Form of 7.000% Prospect Capital InterNote® due 2029(245)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000056/globalnote_ps13772-23x2024.htm)</u> |
| (d)(521) | <u>[One Thousand Three Hundred Seventy-Eighth Supplemental Indenture dated as of February 23, 2024, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2034(245)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000056/globalnote_ps13782-23x2024.htm)</u> |
| (d)(522) | <u>[One Thousand Three Hundred Seventy-Ninth Supplemental Indenture dated as of February 29, 2024, to the U.S. Bank Indenture, and Form of 6.000% Prospect Capital InterNote® due 2027(246)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000062/globalnote_ps13792-29x2024.htm)</u> |
| (d)(523) | <u>[One Thousand Three Hundred Eightieth Supplemental Indenture dated as of February 29, 2024, to the U.S. Bank Indenture, and Form of 6.750% Prospect Capital InterNote® due 2029(246)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000062/globalnote_ps13802-29x2024.htm)</u> |

---

------

---

| | |
|:---|:---|
| | **Description** |
| (d)(524) | <u>[One Thousand Three Hundred Eighty-First Supplemental Indenture dated as of February 29, 2024, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2034(246)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000062/globalnote_ps13812-29x2024.htm)</u> |
| (d)(525) | <u>[One Thousand Three Hundred Eighty-Second Supplemental Indenture dated as of March 7, 2024, to the U.S. Bank Indenture, and Form of 6.000% Prospect Capital InterNote® due 2027(247)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000075/globalnote_ps13823-7x2024.htm)</u> |
| (d)(526) | <u>[One Thousand Three Hundred Eighty-Third Supplemental Indenture dated as of March 7, 2024, to the U.S. Bank Indenture, and Form of 6.750% Prospect Capital InterNote® due 2029(247)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000075/globalnote_ps13833-7x2024.htm)</u> |
| (d)(527) | <u>[One Thousand Three Hundred Eighty-Fourth Supplemental Indenture dated as of March 7, 2024, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2034(247)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000075/globalnote_ps13843-7x2024.htm)</u> |
| (d)(528) | <u>[One Thousand Three Hundred Eighty-Fifth Supplemental Indenture dated as of March 14, 2024, to the U.S. Bank Indenture, and Form of 6.000% Prospect Capital InterNote® due 2027(248)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000090/globalnote_ps13853-14x2024.htm)</u> |
| (d)(529) | <u>[One Thousand Three Hundred Eighty-Sixth Supplemental Indenture dated as of March 14, 2024, to the U.S. Bank Indenture, and Form of 6.750% Prospect Capital InterNote® due 2029(248)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000090/globalnote_ps13863-14x2024.htm)</u> |
| (d)(530) | <u>[One Thousand Three Hundred Eighty-Seventh Supplemental Indenture dated as of March 14, 2024, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2034(248)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000090/globalnote_ps13873-14x2024.htm)</u> |
| (d)(531) | <u>[One Thousand Three Hundred Eighty-Eighth Supplemental Indenture dated as of March 21, 2024, to the U.S. Bank Indenture, and Form of 6.000% Prospect Capital InterNote® due 2027(249)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000097/globalnote_ps13883-21x2024.htm)</u> |
| (d)(532) | <u>[One Thousand Three Hundred Eighty-Ninth Supplemental Indenture dated as of March 21, 2024, to the U.S. Bank Indenture, and Form of 6.750% Prospect Capital InterNote® due 2029(249)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000097/globalnote_ps13893-21x2024.htm)</u> |
| (d)(533) | <u>[One Thousand Three Hundred Ninetieth Supplemental Indenture dated as of March 21, 2024, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2034(249)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000097/globalnote_ps13903-21x2024.htm)</u> |
| (d)(534) | <u>[One Thousand Three Hundred Ninety-First Supplemental Indenture dated as of March 28, 2024, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2027(250)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000105/globalnote_ps13913-28x2024.htm)</u> |
| (d)(535) | <u>[One Thousand Three Hundred Ninety-Second Supplemental Indenture dated as of March 28, 2024, to the U.S. Bank Indenture, and Form of 7.000% Prospect Capital InterNote® due 2029(250)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000105/globalnote_ps13923-28x2024.htm)</u> |
| (d)(536) | <u>[One Thousand Three Hundred Ninety-Third Supplemental Indenture dated as of March 28, 2024, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2034(250)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000105/globalnote_ps13933-28x2024.htm)</u> |
| (d)(537) | <u>[One Thousand Three Hundred Ninety-Fourth Supplemental Indenture dated as of April 4, 2024, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2027(251)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000115/globalnote_ps13944-4x2024.htm)</u> |
| (d)(538) | <u>[One Thousand Three Hundred Ninety-Fifth Supplemental Indenture dated as of April 4, 2024, to the U.S. Bank Indenture, and Form of 7.000% Prospect Capital InterNote® due 2029(251)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000115/globalnote_ps13954-4x2024.htm)</u> |
| (d)(539) | <u>[One Thousand Three Hundred Ninety-Sixth Supplemental Indenture dated as of April 4, 2024, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2034(251)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000115/globalnote_ps13964-4x2024.htm)</u> |
| (d)(540) | <u>[One Thousand Three Hundred Ninety-Seventh Supplemental Indenture dated as of April 11, 2024, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2027(252)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000123/globalnote_ps13974-11x2024.htm)</u> |
| (d)(541) | <u>[One Thousand Three Hundred Ninety-Eighth Supplemental Indenture dated as of April 11, 2024, to the U.S. Bank Indenture, and Form of 7.000% Prospect Capital InterNote® due 2029(252)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000123/globalnote_ps13984-11x2024.htm)</u> |
| (d)(542) | <u>[One Thousand Three Hundred Ninety-Ninth Supplemental Indenture dated as of April 11, 2024, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2034(252)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000123/globalnote_ps13994-11x2024.htm)</u> |
| (d)(543) | <u>[One Thousand Four Hundredth Supplemental Indenture dated as of April 18, 2024, to the U.S. Bank Indenture, and Form of 6.250% Prospect Capital InterNote® due 2027(253)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000131/globalnote_ps14004-18x2024.htm)</u> |
| (d)(544) | <u>[One Thousand Four Hundred First Supplemental Indenture dated as of April 18, 2024, to the U.S. Bank Indenture, and Form of 7.000% Prospect Capital InterNote® due 2029(253)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000131/globalnote_ps14014-18x2024.htm)</u> |
| (d)(545) | <u>[One Thousand Four Hundred Second Supplemental Indenture dated as of April 18, 2024, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2034(253)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000131/globalnote_ps14024-18x2024.htm)</u> |
| (d)(546) | <u>[One Thousand Four Hundred Third Supplemental Indenture dated as of April 25, 2024, to the U.S. Bank Indenture, and Form of 6.500% Prospect Capital InterNote® due 2027(254)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000137/globalnote_ps14034-25x2024.htm)</u> |
| (d)(547) | <u>[One Thousand Four Hundred Fourth Supplemental Indenture dated as of April 25, 2024, to the U.S. Bank Indenture, and Form of 7.125% Prospect Capital InterNote® due 2029(254)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000137/globalnote_ps14044-25x2024.htm)</u> |
| (d)(548) | <u>[One Thousand Four Hundred Fifth Supplemental Indenture dated as of April 25, 2024, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2034(254)](http://www.sec.gov/Archives/edgar/data/1287032/000128703224000137/globalnote_ps14054-25x2024.htm)</u> |
| (d)(549) | <u>[One Thousand Four Hundred Sixth Supplemental Indenture dated as of May 2, 2024, to the U.S. Bank Indenture, and Form of 6.750% Prospect Capital InterNote® due 2027(255)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000146/globalnote_ps14065-2x2024.htm)</u> |
| (d)(550) | <u>[One Thousand Four Hundred Seventh Supplemental Indenture dated as of May 2, 2024, to the U.S. Bank Indenture, and Form of 7.125% Prospect Capital InterNote® due 2029(255)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000146/globalnote_ps14075-2x2024.htm)</u> |
| (d)(551) | <u>[One Thousand Four Hundred Eighth Supplemental Indenture dated as of May 2, 2024, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2034(255)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000146/globalnote_ps14085-2x2024.htm)</u> |
| (d)(552) | <u>[One Thousand Four Hundred Ninth Supplemental Indenture dated as of May 9, 2024, to the U.S. Bank Indenture, and Form of 7.000% Prospect Capital InterNote® due 2027(256)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000156/globalnote_ps14095-9x2024.htm)</u> |

---

------

---

| | |
|:---|:---|
| | **Description** |
| (d)(553) | <u>[One Thousand Four Hundred Tenth Supplemental Indenture dated as of May 9, 2024, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2029(256)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000156/globalnote_ps14105-9x2024.htm)</u> |
| (d)(554) | <u>[One Thousand Four Hundred Eleventh Supplemental Indenture dated as of May 9, 2024, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2034(256)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000156/globalnote_ps14115-9x2024.htm)</u> |
| (d)(555) | <u>[One Thousand Four Hundred Twelfth Supplemental Indenture dated as of May 23, 2024, to the U.S. Bank Indenture, and Form of 7.000% Prospect Capital InterNote® due 2027(257)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000168/globalnote_ps14125-23x2024.htm)</u> |
| (d)(556) | <u>[One Thousand Four Hundred Thirteenth Supplemental Indenture dated as of May 23, 2024, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2029(257)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000168/globalnote_ps14135-23x2024.htm)</u> |
| (d)(557) | <u>[One Thousand Four Hundred Fourteenth Supplemental Indenture dated as of May 23, 2024, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2034(257)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000168/globalnote_ps14145-23x2024.htm)</u> |
| (d)(558) | <u>[One Thousand Four Hundred Fifteenth Supplemental Indenture dated as of May 31, 2024, to the U.S. Bank Indenture, and Form of 7.000% Prospect Capital InterNote® due 2027(258)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000174/globalnote_ps14155-31x2024.htm)</u> |
| (d)(559) | <u>[One Thousand Four Hundred Sixteenth Supplemental Indenture dated as of May 31, 2024, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2029(258)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000174/globalnote_ps14165-31x2024.htm)</u> |
| (d)(560) | <u>[One Thousand Four Hundred Seventeenth Supplemental Indenture dated as of May 31, 2024, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2034(258)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000174/globalnote_ps14175-31x2024.htm)</u> |
| (d)(561) | <u>[One Thousand Four Hundred Eighteenth Supplemental Indenture dated as of June 6, 2024, to the U.S. Bank Indenture, and Form of 7.000% Prospect Capital InterNote® due 2027(259)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000180/globalnote_ps14186-6x2024.htm)</u> |
| (d)(562) | <u>[One Thousand Four Hundred Nineteenth Supplemental Indenture dated as of June 6, 2024, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2029(259)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000180/globalnote_ps14196-6x2024.htm)</u> |
| (d)(563) | <u>[One Thousand Four Hundred Twentieth Supplemental Indenture dated as of June 6, 2024, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2034(259)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000180/globalnote_ps14206-6x2024.htm)</u> |
| (d)(564) | <u>[One Thousand Four Hundred Twenty-First Supplemental Indenture dated as of June 13, 2024, to the U.S. Bank Indenture, and Form of 7.000% Prospect Capital InterNote® due 2027(260)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000190/globalnote_ps14216-13x2024.htm)</u> |
| (d)(565) | <u>[One Thousand Four Hundred Twenty-Second Supplemental Indenture dated as of June 13, 2024, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2029(260)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000190/globalnote_ps14226-13x2024.htm)</u> |
| (d)(566) | <u>[One Thousand Four Hundred Twenty-Third Supplemental Indenture dated as of June 13, 2024, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2034(260)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000190/globalnote_ps14236-13x2024.htm)</u> |
| (d)(567) | <u>[One Thousand Four Hundred Twenty-Fourth Supplemental Indenture dated as of June 21, 2024, to the U.S. Bank Indenture, and Form of 7.000% Prospect Capital InterNote® due 2027(261)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000196/globalnote_ps14246-21x2024.htm)</u> |
| (d)(568) | <u>[One Thousand Four Hundred Twenty-Fifth Supplemental Indenture dated as of June 21, 2024, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2029(261)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000196/globalnote_ps14256-21x2024.htm)</u> |
| (d)(569) | <u>[One Thousand Four Hundred Twenty-Sixth Supplemental Indenture dated as of June 21, 2024, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2034(261)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000196/globalnote_ps14266-21x2024.htm)</u> |
| (d)(570) | <u>[One Thousand Four Hundred Twenty-Seventh Supplemental Indenture dated as of June 27, 2024, to the U.S. Bank Indenture, and Form of 7.125% Prospect Capital InterNote® due 2027(262)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000205/globalnote_ps14276-27x2024.htm)</u> |
| (d)(571) | <u>[One Thousand Four Hundred Twenty-Eighth Supplemental Indenture dated as of June 27, 2024, to the U.S. Bank Indenture, and Form of 7.375% Prospect Capital InterNote® due 2029(262)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000205/globalnote_ps14286-27x2024.htm)</u> |
| (d)(572) | <u>[One Thousand Four Hundred Twenty-Ninth Supplemental Indenture dated as of June 27, 2024, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2034(262)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000205/globalnote_ps14296-27x2024.htm)</u> |
| (d)(573) | <u>[One Thousand Four Hundred Thirtieth Supplemental Indenture dated as of July 5, 2024, to the U.S. Bank Indenture, and Form of 7.125% Prospect Capital InterNote® due 2027(263)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000217/globalnote_ps14307-5x2024.htm)</u> |
| (d)(574) | <u>[One Thousand Four Hundred Thirty-First Supplemental Indenture dated as of July 5, 2024, to the U.S. Bank Indenture, and Form of 7.375% Prospect Capital InterNote® due 2029(267)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000247/globalnote_ps14317-5x2024.htm)</u> |
| (d)(575) | <u>[One Thousand Four Hundred Thirty-Second Supplemental Indenture dated as of July 5, 2024, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2034(263)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000217/globalnote_ps14327-5x2024.htm)</u> |
| (d)(576) | <u>[One Thousand Four Hundred Thirty-Third Supplemental Indenture dated as of July 11, 2024, to the U.S. Bank Indenture, and Form of 7.125% Prospect Capital InterNote® due 2027(264)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000223/globalnote_ps14337-11x2024.htm)</u> |
| (d)(577) | <u>[One Thousand Four Hundred Thirty-Fourth Supplemental Indenture dated as of July 11, 2024, to the U.S. Bank Indenture, and Form of 7.375% Prospect Capital InterNote® due 2029(264)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000223/globalnote_ps14347-11x2024.htm)</u> |
| (d)(578) | <u>[One Thousand Four Hundred Thirty-Fifth Supplemental Indenture dated as of July 11, 2024, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2034(264)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000223/globalnote_ps14357-11x2024.htm)</u> |
| (d)(579) | <u>[One Thousand Four Hundred Thirty-Sixth Supplemental Indenture dated as of July 18, 2024, to the U.S. Bank Indenture, and Form of 7.125% Prospect Capital InterNote® due 2027(265)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000231/globalnote_ps14367-18x2024.htm)</u> |
| (d)(580) | <u>[One Thousand Four Hundred Thirty-Seventh Supplemental Indenture dated as of July 18, 2024, to the U.S. Bank Indenture, and Form of 7.375% Prospect Capital InterNote® due 2029(265)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000231/globalnote_ps14377-18x2024.htm)</u> |
| (d)(581) | <u>[One Thousand Four Hundred Thirty-Eighth Supplemental Indenture dated as of July 18, 2024, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2034(265)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000231/globalnote_ps14387-18x2024.htm)</u> |

---

------

---

| | |
|:---|:---|
| | **Description** |
| (d)(582) | <u>[One Thousand Four Hundred Thirty-Ninth Supplemental Indenture dated as of July 25, 2024, to the U.S. Bank Indenture, and Form of 7.125% Prospect Capital InterNote® due 2027(266)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000240/globalnote_ps14397-25x2024.htm)</u> |
| (d)(583) | <u>[One Thousand Four Hundred Fortieth Supplemental Indenture dated as of July 25, 2024, to the U.S. Bank Indenture, and Form of 7.375% Prospect Capital InterNote® due 2029(266)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000240/globalnote_ps14407-25x2024.htm)</u> |
| (d)(584) | <u>[One Thousand Four Hundred Forty-First Supplemental Indenture dated as of July 25, 2024, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2034(266)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000240/globalnote_ps14417-25x2024.htm)</u> |
| (d)(585) | <u>[One Thousand Four Hundred Forty-Second Supplemental Indenture dated as of August 1, 2024, to the U.S. Bank Indenture, and Form of 7.000% Prospect Capital InterNote® due 2027(267)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000247/globalnote_ps14428-1x2024.htm)</u> |
| (d)(586) | <u>[One Thousand Four Hundred Forty-Third Supplemental Indenture dated as of August 1, 2024, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2029(267)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000247/globalnote_ps14438-1x2024.htm)</u> |
| (d)(587) | <u>[One Thousand Four Hundred Forty-Fourth Supplemental Indenture dated as of August 1, 2024, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2034(267)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000247/globalnote_ps14448-1x2024.htm)</u> |
| (d)(588) | <u>[One Thousand Four Hundred Forty-Fifth Supplemental Indenture dated as of August 8, 2024, to the U.S. Bank Indenture, and Form of 6.875% Prospect Capital InterNote® due 2027(268)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000258/globalnote_ps14458-8x2024.htm)</u> |
| (d)(589) | <u>[One Thousand Four Hundred Forty-Sixth Supplemental Indenture dated as of August 8, 2024, to the U.S. Bank Indenture, and Form of 7.125% Prospect Capital InterNote® due 2029(268)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000258/globalnote_ps14468-8x2024.htm)</u> |
| (d)(590) | <u>[One Thousand Four Hundred Forty-Seventh Supplemental Indenture dated as of August 8, 2024, to the U.S. Bank Indenture, and Form of 7.375% Prospect Capital InterNote® due 2034(268)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000258/globalnote_ps14478-8x2024.htm)</u> |
| (d)(591) | <u>[One Thousand Four Hundred Forty-Eighth Supplemental Indenture dated as of August 15, 2024, to the U.S. Bank Indenture, and Form of 6.500% Prospect Capital InterNote® due 2027(269)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000265/globalnote_ps14488-15x2024.htm)</u> |
| (d)(592) | <u>[One Thousand Four Hundred Forty-Ninth Supplemental Indenture dated as of August 15, 2024, to the U.S. Bank Indenture, and Form of 6.750% Prospect Capital InterNote® due 2029(269)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000265/globalnote_ps14498-15x2024.htm)</u> |
| (d)(593) | <u>[One Thousand Four Hundred Fiftieth Supplemental Indenture dated as of August 15, 2024, to the U.S. Bank Indenture, and Form of 7.000% Prospect Capital InterNote® due 2034(269)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000265/globalnote_ps14508-15x2024.htm)</u> |
| (d)(594) | <u>[One Thousand Four Hundred Fifty-First Supplemental Indenture dated as of August 22, 2024, to the U.S. Bank Indenture, and Form of 6.750% Prospect Capital InterNote® due 2027(270)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000272/globalnote_ps14518-22x2024.htm)</u> |
| (d)(595) | <u>[One Thousand Four Hundred Fifty-Second Supplemental Indenture dated as of August 22, 2024, to the U.S. Bank Indenture, and Form of 7.000% Prospect Capital InterNote® due 2029(270)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000272/globalnote_ps14528-22x2024.htm)</u> |
| (d)(596) | <u>[One Thousand Four Hundred Fifty-Third Supplemental Indenture dated as of August 22, 2024, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2034(270)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000272/globalnote_ps14538-22x2024.htm)</u> |
| (d)(597) | <u>[One Thousand Four Hundred Fifty-Fourth Supplemental Indenture dated as of August 29, 2024, to the U.S. Bank Indenture, and Form of 7.000% Prospect Capital InterNote® due 2027(271)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000284/globalnote_ps14548-29x2024.htm)</u> |
| (d)(598) | <u>[One Thousand Four Hundred Fifty-Fifth Supplemental Indenture dated as of August 29, 2024, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2029(271)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000284/globalnote_ps14558-29x2024.htm)</u> |
| (d)(599) | <u>[One Thousand Four Hundred Fifty-Sixth Supplemental Indenture dated as of August 29, 2024, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2034(271)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000284/globalnote_ps14568-29x2024.htm)</u> |
| (d)(600) | <u>[One Thousand Four Hundred Fifty-Seventh Supplemental Indenture dated as of September 12, 2024, to the U.S. Bank Indenture, and Form of 6.875% Prospect Capital InterNote® due 2027(272)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000328/globalnote_ps14579-12x2024.htm)</u> |
| (d)(601) | <u>[One Thousand Four Hundred Fifty-Eighth Supplemental Indenture dated as of September 12, 2024, to the U.S. Bank Indenture, and Form of 7.125% Prospect Capital InterNote® due 2029(272)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000328/globalnote_ps14589-12x2024.htm)</u> |
| (d)(602) | <u>[One Thousand Four Hundred Fifty-Ninth Supplemental Indenture dated as of September 12, 2024, to the U.S. Bank Indenture, and Form of 7.375% Prospect Capital InterNote® due 2034(272)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000328/globalnote_ps14599-12x2024.htm)</u> |
| (d)(603) | <u>[One Thousand Four Hundred Sixtieth Supplemental Indenture dated as of September 19, 2024, to the U.S. Bank Indenture, and Form of 6.750% Prospect Capital InterNote® due 2027(273)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000346/globalnote_ps14609-19x2024.htm)</u> |
| (d)(604) | <u>[One Thousand Four Hundred Sixty-First Supplemental Indenture dated as of September 19, 2024, to the U.S. Bank Indenture, and Form of 7.000% Prospect Capital InterNote® due 2029(273)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000346/globalnote_ps14619-19x2024.htm)</u> |
| (d)(605) | <u>[One Thousand Four Hundred Sixty-Second Supplemental Indenture dated as of September 19, 2024, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2034(273)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000346/globalnote_ps14629-19x2024.htm)</u> |
| (d)(606) | <u>[One Thousand Four Hundred Sixty-Third Supplemental Indenture dated as of September 26, 2024, to the U.S. Bank Indenture, and Form of 6.625% Prospect Capital InterNote® due 2027(274)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000353/globalnote_ps14639-26x2024.htm)</u> |
| (d)(607) | <u>[One Thousand Four Hundred Sixty-Fourth Supplemental Indenture dated as of September 26, 2024, to the U.S. Bank Indenture, and Form of 6.875% Prospect Capital InterNote® due 2029(274)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000353/globalnote_ps14649-26x2024.htm)</u> |
| (d)(608) | <u>[One Thousand Four Hundred Sixty-Fifth Supplemental Indenture dated as of September 26, 2024, to the U.S. Bank Indenture, and Form of 7.125% Prospect Capital InterNote® due 2034(274)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000353/globalnote_ps14659-26x2024.htm)</u> |
| (d)(609) | <u>[One Thousand Four Hundred Sixty-Sixth Supplemental Indenture dated as of October 3, 2024, to the U.S. Bank Indenture, and Form of 6.625% Prospect Capital InterNote® due 2027(275)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000361/globalnote_ps146610-03x2024.htm)</u> |
| (d)(610) | <u>[One Thousand Four Hundred Sixty-Seventh Supplemental Indenture dated as of October 3, 2024, to the U.S. Bank Indenture, and Form of 6.875% Prospect Capital InterNote® due 2029(275)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000361/globalnote_ps146710-03x2024.htm)</u> |

---

------

---

| | |
|:---|:---|
| | **Description** |
| (d)(611) | <u>[One Thousand Four Hundred Sixty-Eighth Supplemental Indenture dated as of October 3, 2024, to the U.S. Bank Indenture, and Form of 7.125% Prospect Capital InterNote® due 2034(275)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000361/globalnote_ps146810-03x2024.htm)</u> |
| (d)(612) | <u>[One Thousand Four Hundred Sixty-Ninth Supplemental Indenture dated as of October 10, 2024, to the U.S. Bank Indenture, and Form of 6.625% Prospect Capital InterNote® due 2027(276)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000368/globalnote_ps146910-10x2024.htm)</u> |
| (d)(613) | <u>[One Thousand Four Hundred Seventieth Supplemental Indenture dated as of October 10, 2024, to the U.S. Bank Indenture, and Form of 6.875% Prospect Capital InterNote® due 2029(276)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000368/globalnote_ps147010-10x2024.htm)</u> |
| (d)(614) | <u>[One Thousand Four Hundred Seventy-First Supplemental Indenture dated as of October 10, 2024, to the U.S. Bank Indenture, and Form of 7.125% Prospect Capital InterNote® due 2034(276)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000368/globalnote_ps147110-10x2024.htm)</u> |
| (d)(615) | <u>[One Thousand Four Hundred Seventy-Second Supplemental Indenture dated as of October 18, 2024, to the U.S. Bank Indenture, and Form of 6.750% Prospect Capital InterNote® due 2027(277)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000380/globalnote_ps147210-17x2024.htm)</u> |
| (d)(616) | <u>[One Thousand Four Hundred Seventy-Third Supplemental Indenture dated as of October 18, 2024, to the U.S. Bank Indenture, and Form of 7.000% Prospect Capital InterNote® due 2029(277)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000380/globalnote_ps147310-17x2024.htm)</u> |
| (d)(617) | <u>[One Thousand Four Hundred Seventy-Fourth Supplemental Indenture dated as of October 18, 2024, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2034(277)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000380/globalnote_ps147410-17x2024.htm)</u> |
| (d)(618) | <u>[One Thousand Four Hundred Seventy-Fifth Supplemental Indenture dated as of October 24, 2024, to the U.S. Bank Indenture, and Form of 6.750% Prospect Capital InterNote® due 2027(278)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000392/globalnote_ps147510-24x2024.htm)</u> |
| (d)(619) | <u>[One Thousand Four Hundred Seventy-Sixth Supplemental Indenture dated as of October 24, 2024, to the U.S. Bank Indenture, and Form of 7.000% Prospect Capital InterNote® due 2029(278)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000392/globalnote_ps147610-24x2024.htm)</u> |
| (d)(620) | <u>[One Thousand Four Hundred Seventy-Seventh Supplemental Indenture dated as of October 24, 2024, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2034(278)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000392/globalnote_ps147710-24x2024.htm)</u> |
| (d)(621) | <u>[One Thousand Four Hundred Seventy-Eighth Supplemental Indenture dated as of October 31, 2024, to the U.S. Bank Indenture, and Form of 6.750% Prospect Capital InterNote® due 2027(279)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000401/globalnote_ps147810-31x2024.htm)</u> |
| (d)(622) | <u>[One Thousand Four Hundred Seventy-Ninth Supplemental Indenture dated as of October 31, 2024, to the U.S. Bank Indenture, and Form of 7.000% Prospect Capital InterNote® due 2029(279)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000401/globalnote_ps147910-31x2024.htm)</u> |
| (d)(623) | <u>[One Thousand Four Hundred Eightieth Supplemental Indenture dated as of October 31, 2024, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2034(279)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000401/globalnote_ps148010-31x2024.htm)</u> |
| (d)(624) | <u>[One Thousand Four Hundred Eighty-First Supplemental Indenture dated as of November 7, 2024, to the U.S. Bank Indenture, and Form of 6.875% Prospect Capital InterNote® due 2027(280)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000405/globalnote_ps148111-7x2024.htm)</u> |
| (d)(625) | <u>[One Thousand Four Hundred Eighty-Second Supplemental Indenture dated as of November 7, 2024, to the U.S. Bank Indenture, and Form of 7.125% Prospect Capital InterNote® due 2029(280)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000405/globalnote_ps148211-7x2024.htm)</u> |
| (d)(626) | <u>[One Thousand Four Hundred Eighty-Third Supplemental Indenture dated as of November 7, 2024, to the U.S. Bank Indenture, and Form of 7.375% Prospect Capital InterNote® due 2034(280)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000405/globalnote_ps148311-7x2024.htm)</u> |
| (d)(627) | <u>[One Thousand Four Hundred Eighty-Fourth Supplemental Indenture dated as of November 21, 2024, to the U.S. Bank Indenture, and Form of 7.125% Prospect Capital InterNote® due 2027(281)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000438/globalnote_ps148411-21x2024.htm)</u> |
| (d)(628) | <u>[One Thousand Four Hundred Eighty-Fifth Supplemental Indenture dated as of November 21, 2024, to the U.S. Bank Indenture, and Form of 7.375% Prospect Capital InterNote® due 2029(281)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000438/globalnote_ps148511-21x2024.htm)</u> |
| (d)(629) | <u>[One Thousand Four Hundred Eighty-Sixth Supplemental Indenture dated as of November 21, 2024, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2034(281)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000438/globalnote_ps148611-21x2024.htm)</u> |
| (d)(630) | <u>[One Thousand Four Hundred Eighty-Seventh Supplemental Indenture dated as of November 29, 2024, to the U.S. Bank Indenture, and Form of 7.125% Prospect Capital InterNote® due 2027(282)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000460/globalnote_ps148711-29x2024.htm)</u> |
| (d)(631) | <u>[One Thousand Four Hundred Eighty-Eighth Supplemental Indenture dated as of November 29, 2024, to the U.S. Bank Indenture, and Form of 7.375% Prospect Capital InterNote® due 2029(282)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000460/globalnote_ps148811-29x2024.htm)</u> |
| (d)(632) | <u>[One Thousand Four Hundred Eighty-Ninth Supplemental Indenture dated as of November 29, 2024, to the U.S. Bank Indenture, and Form of 7.625% Prospect Capital InterNote® due 2034(282)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000460/globalnote_ps148911-29x2024.htm)</u> |
| (d)(633) | <u>[One Thousand Four Hundred Ninetieth Supplemental Indenture dated as of December 5, 2024, to the U.S. Bank Indenture, and Form of 7.125% Prospect Capital InterNote® due 2027(283)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000470/globalnote_ps149012-05x2024.htm)</u> |
| (d)(634) | <u>[One Thousand Four Hundred Ninety-First Supplemental Indenture dated as of December 5, 2024, to the U.S. Bank Indenture, and Form of 7.375% Prospect Capital InterNote® due 2029(283)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000470/globalnote_ps149112-05x2024.htm)</u> |
| (d)(635) | <u>[One Thousand Four Hundred Ninety-Second Supplemental Indenture dated as of December 5, 2024, to the U.S. Bank Indenture, and Form of 7.625% Prospect Capital InterNote® due 2034(283)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000470/globalnote_ps149212-05x2024.htm)</u> |
| (d)(636) | <u>[One Thousand Four Hundred Ninety-Third Supplemental Indenture dated as of December 12, 2024, to the U.S. Bank Indenture, and Form of 7.125% Prospect Capital InterNote® due 2027(284)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000476/globalnote_ps149312-12x2024.htm)</u> |
| (d)(637) | <u>[One Thousand Four Hundred Ninety-Fourth Supplemental Indenture dated as of December 12, 2024, to the U.S. Bank Indenture, and Form of 7.375% Prospect Capital InterNote® due 2029(284)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000476/globalnote_ps149412-12x2024.htm)</u> |
| (d)(638) | <u>[One Thousand Four Hundred Ninety-Fifth Supplemental Indenture dated as of December 12, 2024, to the U.S. Bank Indenture, and Form of 7.625% Prospect Capital InterNote® due 2034(284)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000476/globalnote_ps149512-12x2024.htm)</u> |
| (d)(639) | <u>[One Thousand Four Hundred Ninety-Sixth Supplemental Indenture dated as of December 19, 2024, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2027(285)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000487/globalnote_ps149612-19x2024.htm)</u> |

---

------

---

| | |
|:---|:---|
| | **Description** |
| (d)(640) | <u>[One Thousand Four Hundred Ninety-Seventh Supplemental Indenture dated as of December 19, 2024, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2029(285)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000487/globalnote_ps149712-19x2024.htm)</u> |
| (d)(641) | <u>[One Thousand Four Hundred Ninety-Eighth Supplemental Indenture dated as of December 19, 2024, to the U.S. Bank Indenture, and Form of 7.750% Prospect Capital InterNote® due 2034(285)](https://www.sec.gov/Archives/edgar/data/1287032/000128703224000487/globalnote_ps149812-19x2024.htm)</u> |
| (d)(642) | <u>[One Thousand Four Hundred Ninety-Ninth Supplemental Indenture dated as of March 13, 2025, to the U.S. Bank Indenture, and Form of 7.000% Prospect Capital InterNote® due 2028(286)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000034/globalnote_ps149903-13x2025.htm)</u> |
| (d)(643) | <u>[One Thousand Five Hundredth Supplemental Indenture dated as of March 13, 2025, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2030(286)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000034/globalnote_ps150003-13x2025.htm)</u> |
| (d)(644) | <u>[One Thousand Five Hundred First Supplemental Indenture dated as of March 20, 2025, to the U.S. Bank Indenture, and Form of 7.125% Prospect Capital InterNote® due 2028(287)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000053/globalnote_ps150103-20x2025.htm)</u> |
| (d)(645) | <u>[One Thousand Five Hundred Second Supplemental Indenture dated as of March 20, 2025, to the U.S. Bank Indenture, and Form of 7.375% Prospect Capital InterNote® due 2030(287)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000053/globalnote_ps150203-20x2025.htm)</u> |
| (d)(646) | <u>[One Thousand Five Hundred Third Supplemental Indenture dated as of March 27, 2025, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2028(288)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000069/globalnote_ps150303-27x2025.htm)</u> |
| (d)(647) | <u>[One Thousand Five Hundred Fourth Supplemental Indenture dated as of March 27, 2025, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2030(288)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000069/globalnote_ps150403-27x2025.htm)</u> |
| (d)(648) | <u>[One Thousand Five Hundred Fifth Supplemental Indenture dated as of April 3, 2025, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2028(289)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000075/globalnote_ps150504-03x2025.htm)</u> |
| (d)(649) | <u>[One Thousand Five Hundred Sixth Supplemental Indenture dated as of April 3, 2025, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2030(289)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000075/globalnote_ps150604-03x2025.htm)</u> |
| (d)(650) | <u>[One Thousand Five Hundred Seventh Supplemental Indenture dated as of April 10, 2025, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2028(290)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000083/globalnote_ps150704-10x2025.htm)</u> |
| (d)(651) | <u>[One Thousand Five Hundred Eighth Supplemental Indenture dated as of April 10, 2025, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2030(290)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000083/globalnote_ps150804-10x2025.htm)</u> |
| (d)(652) | <u>[One Thousand Five Hundred Ninth Supplemental Indenture dated as of April 17, 2025, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2028(291)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000091/globalnote_ps150904-17x2025.htm)</u> |
| (d)(653) | <u>[One Thousand Five Hundred Tenth Supplemental Indenture dated as of April 17, 2025, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2030(291)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000091/globalnote_ps151004-17x2025.htm)</u> |
| (d)(654) | <u>[One Thousand Five Hundred Eleventh Supplemental Indenture dated as of April 24, 2025, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2028(292)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000097/globalnote_ps151104-24x2025.htm)</u> |
| (d)(655) | <u>[One Thousand Five Hundred Twelfth Supplemental Indenture dated as of April 24, 2025, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2030(292)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000097/globalnote_ps151204-24x2025.htm)</u> |
| (d)(656) | <u>[One Thousand Five Hundred Thirteenth Supplemental Indenture dated as of May 1, 2025, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2028(293)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000106/globalnote_ps151305-01x2025.htm)</u> |
| (d)(657) | <u>[One Thousand Five Hundred Fourteenth Supplemental Indenture dated as of May 1, 2025, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2030(293)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000106/globalnote_ps151405-01x2025.htm)</u> |
| (d)(658) | <u>[One Thousand Five Hundred Fifteenth Supplemental Indenture dated as of May 8, 2025, to the U.S. Bank Indenture, and Form of 7.250% Prospect Capital InterNote® due 2028(294)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000113/globalnote_ps151505-08x2025.htm)</u> |
| (d)(659) | <u>[One Thousand Five Hundred Sixteenth Supplemental Indenture dated as of May 8, 2025, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2030(294)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000113/globalnote_ps151605-08x2025.htm)</u> |
| (d)(660) | <u>[One Thousand Five Hundred Seventeenth Supplemental Indenture dated as of May 22, 2025, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2028(295)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000130/globalnote_ps151705-22x2025.htm)</u> |
| (d)(661) | <u>[One Thousand Five Hundred Eighteenth Supplemental Indenture dated as of May 22, 2025, to the U.S. Bank Indenture, and Form of 7.750% Prospect Capital InterNote® due 2030(295)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000130/globalnote_ps151805-22x2025.htm)</u> |
| (d)(662) | <u>[One Thousand Five Hundred Nineteenth Supplemental Indenture dated as of May 22, 2025, to the U.S. Bank Indenture, and Form of 8.000% Prospect Capital InterNote® due 2032(295)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000130/globalnote_ps151905-22x2025.htm)</u> |
| (d)(663) | <u>[One Thousand Five Hundred Twentieth Supplemental Indenture dated as of May 30, 2025, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2028(296)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000137/globalnote_ps152005-30x2025.htm)</u> |
| (d)(664) | <u>[One Thousand Five Hundred Twenty-First Supplemental Indenture dated as of May 30, 2025, to the U.S. Bank Indenture, and Form of 7.750% Prospect Capital InterNote® due 2030(296)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000137/globalnote_ps152105-30x2025.htm)</u> |
| (d)(665) | <u>[One Thousand Five Hundred Twenty-Second Supplemental Indenture dated as of May 30, 2025, to the U.S. Bank Indenture, and Form of 8.000% Prospect Capital InterNote® due 2032(296)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000137/globalnote_ps152205-30x2025.htm)</u> |
| (d)(666) | <u>[One Thousand Five Hundred Twenty-Third Supplemental Indenture dated as of June 5, 2025, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2028(297)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000143/globalnote_ps152306-05x2025.htm)</u> |
| (d)(667) | <u>[One Thousand Five Hundred Twenty-Fourth Supplemental Indenture dated as of June 5, 2025, to the U.S. Bank Indenture, and Form of 7.750% Prospect Capital InterNote® due 2030(297)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000143/globalnote_ps152406-05x2025.htm)</u> |
| (d)(668) | <u>[One Thousand Five Hundred Twenty-Fifth Supplemental Indenture dated as of June 5, 2025, to the U.S. Bank Indenture, and Form of 8.000% Prospect Capital InterNote® due 2032(297)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000143/globalnote_ps152506-05x2025.htm)</u> |

---

------

---

| | |
|:---|:---|
| | **Description** |
| (d)(669) | <u>[One Thousand Five Hundred Twenty-Sixth Supplemental Indenture dated as of June 12, 2025, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2028(298)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000152/globalnote_ps152606-12x2025.htm)</u> |
| (d)(670) | <u>[One Thousand Five Hundred Twenty-Seventh Supplemental Indenture dated as of June 12, 2025, to the U.S. Bank Indenture, and Form of 7.750% Prospect Capital InterNote® due 2030(298)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000152/globalnote_ps152706-12x2025.htm)</u> |
| (d)(671) | <u>[One Thousand Five Hundred Twenty-Eighth Supplemental Indenture dated as of June 12, 2025, to the U.S. Bank Indenture, and Form of 8.000% Prospect Capital InterNote® due 2032(298)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000152/globalnote_ps152806-12x2025.htm)</u> |
| (d)(672) | <u>[One Thousand Five Hundred Twenty-Ninth Supplemental Indenture dated as of June 20, 2025, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2028(299)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000160/globalnote_ps152906-20x2025.htm)</u> |
| (d)(673) | <u>[One Thousand Five Hundred Thirtieth Supplemental Indenture dated as of June 20, 2025, to the U.S. Bank Indenture, and Form of 7.750% Prospect Capital InterNote® due 2030(299)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000160/globalnote_ps153006-20x2025.htm)</u> |
| (d)(674) | <u>[One Thousand Five Hundred Thirty-First Supplemental Indenture dated as of June 20, 2025, to the U.S. Bank Indenture, and Form of 8.000% Prospect Capital InterNote® due 2032(299)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000160/globalnote_ps153106-20x2025.htm)</u> |
| (d)(675) | <u>[One Thousand Five Hundred Thirty-Second Supplemental Indenture dated as of June 26, 2025, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2028(300)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000171/globalnote_ps153206-26x2025.htm)</u> |
| (d)(676) | <u>[One Thousand Five Hundred Thirty-Third Supplemental Indenture dated as of June 26, 2025, to the U.S. Bank Indenture, and Form of 7.750% Prospect Capital InterNote® due 2030(300)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000171/globalnote_ps153306-26x2025.htm)</u> |
| (d)(677) | <u>[One Thousand Five Hundred Thirty-Fourth Supplemental Indenture dated as of June 26, 2025, to the U.S. Bank Indenture, and Form of 8.000% Prospect Capital InterNote® due 2032(300)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000171/globalnote_ps153406-26x2025.htm)</u> |
| (d)(678) | <u>[One Thousand Five Hundred Thirty-Fifth Supplemental Indenture dated as of July 3, 2025, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2028(301)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000177/globalnote_ps153507-03x2025.htm)</u> |
| (d)(679) | <u>[One Thousand Five Hundred Thirty-Sixth Supplemental Indenture dated as of July 3, 2025, to the U.S. Bank Indenture, and Form of 7.750% Prospect Capital InterNote® due 2030(301)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000177/globalnote_ps153607-03x2025.htm)</u> |
| (d)(680) | <u>[One Thousand Five Hundred Thirty-Seventh Supplemental Indenture dated as of July 3, 2025, to the U.S. Bank Indenture, and Form of 8.000% Prospect Capital InterNote® due 2032(301)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000177/globalnote_ps153707-03x2025.htm)</u> |
| (d)(681) | <u>[One Thousand Five Hundred Thirty-Eighth Supplemental Indenture dated as of July 10, 2025, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2028(302)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000185/globalnote_ps153807-10x2025.htm)</u> |
| (d)(682) | <u>[One Thousand Five Hundred Thirty-Ninth Supplemental Indenture dated as of July 10, 2025, to the U.S. Bank Indenture, and Form of 7.750% Prospect Capital InterNote® due 2030(302)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000185/globalnote_ps153907-10x2025.htm)</u> |
| (d)(683) | <u>[One Thousand Five Hundred Fortieth Supplemental Indenture dated as of July 10, 2025, to the U.S. Bank Indenture, and Form of 8.000% Prospect Capital InterNote® due 2032(302)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000185/globalnote_ps154007-10x2025.htm)</u> |
| (d)(684) | <u>[One Thousand Five Hundred Forty-First Supplemental Indenture dated as of July 17, 2025, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2028(303)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000191/globalnote_ps154107-17x2025.htm)</u> |
| (d)(685) | <u>[One Thousand Five Hundred Forty-Second Supplemental Indenture dated as of July 17, 2025, to the U.S. Bank Indenture, and Form of 7.750% Prospect Capital InterNote® due 2030(303)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000191/globalnote_ps154207-17x2025.htm)</u> |
| (d)(686) | <u>[One Thousand Five Hundred Forty-Third Supplemental Indenture dated as of July 17, 2025, to the U.S. Bank Indenture, and Form of 8.000% Prospect Capital InterNote® due 2032(303)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000191/globalnote_ps154307-17x2025.htm)</u> |
| (d)(687) | <u>[One Thousand Five Hundred Forty-Fourth Supplemental Indenture dated as of July 24, 2025, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2028(304)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000197/globalnote_ps154407-24x2025.htm)</u> |
| (d)(688) | <u>[One Thousand Five Hundred Forty-Fifth Supplemental Indenture dated as of July 24, 2025, to the U.S. Bank Indenture, and Form of 7.750% Prospect Capital InterNote® due 2030(304)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000197/globalnote_ps154507-24x2025.htm)</u> |
| (d)(689) | <u>[One Thousand Five Hundred Forty-Sixth Supplemental Indenture dated as of July 24, 2025, to the U.S. Bank Indenture, and Form of 8.000% Prospect Capital InterNote® due 2032(304)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000197/globalnote_ps154607-24x2025.htm)</u> |
| (d)(690) | <u>[One Thousand Five Hundred Forty-Seventh Supplemental Indenture dated as of July 31, 2025, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2028(305)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000204/globalnote_ps154707-31x2025.htm)</u> |
| (d)(691) | <u>[One Thousand Five Hundred Forty-Eighth Supplemental Indenture dated as of July 31, 2025, to the U.S. Bank Indenture, and Form of 7.750% Prospect Capital InterNote® due 2030(305)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000204/globalnote_ps154807-31x2025.htm)</u> |
| (d)(692) | <u>[One Thousand Five Hundred Forty-Ninth Supplemental Indenture dated as of July 31, 2025, to the U.S. Bank Indenture, and Form of 8.000% Prospect Capital InterNote® due 2032(305)](https://www.sec.gov/Archives/edgar/data/1287032/000128703225000204/globalnote_ps154907-31x2025.htm)</u> |
| (d)(693) | One Thousand Five Hundred Fiftieth Supplemental Indenture dated as of August 7, 2025, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2028† |
| (d)(694) | One Thousand Five Hundred Fifty-First Supplemental Indenture dated as of August 7, 2025, to the U.S. Bank Indenture, and Form of 7.750% Prospect Capital InterNote® due 2030† |
| (d)(695) | One Thousand Five Hundred Fifty-Second Supplemental Indenture dated as of August 7, 2025, to the U.S. Bank Indenture, and Form of 8.000% Prospect Capital InterNote® due 2032† |
| (e) | <u>[Dividend Reinvestment and Direct Stock Purchase Plan(73)](http://www.sec.gov/Archives/edgar/data/1287032/000128703220000121/psec_amendeddripxplan.htm)</u> |
| (e)(1) | <u>[Amended and Restated Preferred Stock Dividend Reinvestment Plan(104)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000285/a991amendedprefdrip.htm)</u> |
| (f) | Not Applicable |
| (g) | <u>[Form of Investment Advisory Agreement between Registrant and Prospect Capital Management L.P.(2)](http://www.sec.gov/Archives/edgar/data/1287032/000104746904022498/a2139274zex-1_g.htm)</u> |

---

------

---

| | |
|:---|:---|
| | **Description** |
| (h)(1) | <u>[Selling Agent Agreement, dated February 13, 2020, by and among, the Registrant, Prospect Capital Management L.P., Prospect Administration LLC, Incapital LLC and the Agents named therein and added from time to time(72)](http://www.sec.gov/Archives/edgar/data/1287032/000128703220000052/h1psecsaa.htm)</u> |
| (h)(2) | <u>[Form of Equity Distribution Agreement(45)](http://www.sec.gov/Archives/edgar/data/1287032/000128703214000185/exhibith2.htm)</u> |
| (h)(3) | <u>[Form of Debt Distribution Agreement(48)](http://www.sec.gov/Archives/edgar/data/1287032/000128703216000612/h4formofdebtdistributionag.htm)</u> |
| (h)(4) | <u>[Amended and Restated Dealer Manager Agreement, dated as of February 25, 2021, by and between Prospect Capital Corporation and Preferred Capital Securities, LLC(91)](http://www.sec.gov/Archives/edgar/data/1287032/000128703221000120/psecardealermanageragreeme.htm)</u> |
| (h)(5) | <u>[Amended and Restated Dealer Manager Agreement, dated February 18, 2022, by and among, the Company, Prospect Capital Management L.P., Prospect Administration LLC, InspereX LLC and the Agents named therein and added from time to time(145)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000064/a11dma.htm)</u> |
| (h)(6) | <u>[Amendment No. 1 to Amended and Restated Dealer Manager Agreement, dated as of June 9, 2022, by and between Prospect Capital Corporation and Preferred Capital Securities, LLC(164)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000195/ex11dma_amendment.htm)</u> |
| (h)(7) | <u>[Amendment No. 2 to Amended and Restated Dealer Manager Agreement, dated October 7, 2022, between the Company, Preferred Capital Securities, LLC(178)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000333/a11psec_pcsxdmaxamendment.htm)</u> |
| (h)(8) | <u>[Amendment No. 1 to Amended and Restated Dealer Manager Agreement, dated October 7, 2022, by and among the Company, Prospect Capital Management L.P., Prospect Administration LLC, InspereX LLC and the Agents named therein and added from time to time(180)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000334/a11psec_ixxdmaxamendment.htm)</u> |
| (h)(9) | <u>[Form of Selling Agent Agreement(59)](http://www.sec.gov/Archives/edgar/data/1287032/000128703219000291/h12formofsaa.htm)</u> |
| (h)(10) | Underwriting Agreement\* |
| (i) | Not Applicable |
| (j)(1) | <u>[Amended and Restated Custody Agreement, dated as of September 23, 2014, by and between the Registrant and U.S. Bank National Association(43)](http://www.sec.gov/Archives/edgar/data/1287032/000128703214000167/usbankarcustodyagreement1.htm)</u> |
| (j)(2) | <u>[Custody Agreement, dated as of April 24, 2013, by and between the Registrant and Israeli Discount Bank of New York Ltd.(32)](http://www.sec.gov/Archives/edgar/data/1287032/000104746913008570/a2216438zex-10_258.htm)</u> |
| (j)(3) | <u>[Custody Agreement, dated as of October 28, 2013, by and between the Registrant and Fifth Third Bank(37)](http://www.sec.gov/Archives/edgar/data/1287032/000128703214000011/fifththirdcustodyagreement.htm)</u> |
| (j)(4) | <u>[Custody Agreement, dated as of May 9, 2014, by and between the Registrant and Customers Bank(41)](http://www.sec.gov/Archives/edgar/data/1287032/000128703214000128/ex1012customersbankcustody.htm)</u> |
| (j)(5) | <u>[Custody Agreement, dated as of May 9, 2014, by and between the Registrant and Peapack-Gladstone Bank(42)](http://www.sec.gov/Archives/edgar/data/1287032/000128703214000128/ex1013pgbcustodyagreement.htm)</u> |
| (j)(6) | <u>[Custody Agreement, dated as of October 10, 2014, by and between Prospect Yield Corporation, LLC and U.S. Bank National Association(44)](http://www.sec.gov/Archives/edgar/data/1287032/000128703214000167/usbank-pyccustodyagreement1.htm)</u> |
| (j)(7) | <u>[Custody Agreement, dated as of August 27, 2014, by and between the Registrant and BankUnited, N.A.(46)](http://www.sec.gov/Archives/edgar/data/1287032/000128703215000287/exj7bucustodyagreement.htm)</u> |
| (j)(8) | <u>[Third Amended and Restated Custody Agreement, dated as of November 6, 2015, by and between Prospect Small Business Lending, LLC and Deutsche Bank Trust Company Americas(50)](http://www.sec.gov/Archives/edgar/data/1287032/000128703217000238/exhibitj8dbcustodyagreement.htm)</u> |
| (k)(1) | <u>[Form of Administration Agreement between Registrant and Prospect Administration LLC(3)](http://www.sec.gov/Archives/edgar/data/1287032/000104746904022498/a2139274zex-1_k1.htm)</u> |
| (k)(2) | <u>[Form of Transfer Agency and Registrar Services Agreement(5)](http://www.sec.gov/Archives/edgar/data/1287032/000104746904024139/a2140378zex-1_k2.htm)</u> |
| (k)(3) | <u>[Form of Trademark License Agreement between the Registrant and Prospect Capital Investment Management, LLC(4)](http://www.sec.gov/Archives/edgar/data/1287032/000104746904022498/a2139274zex-1_k3.htm)</u> |
| (k)(4) | <u>[First Amendment to Seventh Amended and Restated Loan and Servicing Agreement, dated September 7, 2022, among Prospect Capital Funding LLC, Prospect Capital Corporation, the lenders from time to time party thereto, the managing agents from time to time party thereto, U.S. Bank National Association as Calculation Agent, Paying Agent and Documentation Agent, and KeyBank National Association as Facility Agent, Syndication Agent, Structuring Agent, Sole Lead Arranger and Sole Bookrunner(176)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000283/firstamendmenttoseventharl.htm)</u> |
| (k)(5) | <u>[Escrow Agreement, by and between Preferred Capital Securities, LLC, Prospect Capital Corporation and UMB Bank, National Association(80)](http://www.sec.gov/Archives/edgar/data/1287032/000128703220000265/a101formescrowagrmnt.htm)</u> |
| (k)(6) | <u>[Escrow Agreement, by and between Prospect Capital Corporation and UMB Bank, National Association(147)](http://www.sec.gov/Archives/edgar/data/1287032/000128703222000064/a101escrowagreement.htm)</u> |
| (l)(1) | <u>[Opinion and Consent of Venable LLP, as special Maryland counsel for the Registrant(199)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000044/l1venablen-2opinionfeb2023.htm)</u> |
| (l)(2) | <u>[Opinion and Consent of Skadden, Arps, Slate, Meagher & Flom LLP, as special New York counsel for the Registrant(199)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000044/l2sasmf_debtxopinion.htm)</u> |
| (m) | Not Applicable |
| (n)(1) | <u>[Power of Attorney(199)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000044/n1psecshelfn-2poa2023.htm)</u> |
| (n)(2) | <u>[Consent of independent registered public accounting firm (BDO USA, LLP)(199)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000044/n2bdon2consent.htm)</u> |
| (n)(3) | <u>[Consent of independent auditor (RSM US LLP)(199)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000044/n3rsmftconsent-2102023.htm)</u> |
| (n)(4) | <u>[Consent of independent auditor (CohnReznick LLP)(200)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000063/n4cohnreznicknprcconsent.htm)</u> |
| (o) | Not Applicable |
| (p) | Not Applicable |
| (q) | Not Applicable |

---

------

---

| | |
|:---|:---|
| | **Description** |
| (r) | <u>[Code of Ethics(49)](http://www.sec.gov/Archives/edgar/data/1287032/000128703216000661/psec10-kaq42016ex14.htm)</u> |
| (s) | Calculation of Filing Fee Table† |
| 99.1 | <u>[Form of Preliminary Prospectus Supplement For Common Stock Offerings(199)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000044/feb 2023n-2ex991.htm)</u> |
| 99.2 | <u>[Form of Preliminary Prospectus Supplement For Preferred Stock Offerings(199)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000044/feb 2023n-2ex992.htm)</u> |
| 99.3 | <u>[Form of Preliminary Prospectus Supplement For Debt Offerings(199)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000044/feb 2023n-2ex993.htm)</u> |
| 99.4 | <u>[Form of Preliminary Prospectus Supplement For Rights Offerings(199)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000044/feb 2023n-2ex994.htm)</u> |
| 99.5 | <u>[Form of Preliminary Prospectus Supplement For Warrant Offerings(199)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000044/feb 2023n-2ex995.htm)</u> |
| 99.6 | <u>[Form of Preliminary Prospectus Supplement For Unit Offerings(199)](http://www.sec.gov/Archives/edgar/data/1287032/000128703223000044/feb 2023n-2ex996.htm)</u> |

---

___________________________________________

(1) Incorporated by reference from the Registrant's Pre-Effective Amendment No. 2 to the Registration Statement on Form N-2, filed on July 6, 2004.

(2) Incorporated by reference from the Registrant's Pre-Effective Amendment No. 2 to the Registration Statement on Form N-2, filed on July 6, 2004.

(3) Incorporated by reference from the Registrant's Pre-Effective Amendment No. 2 to the Registration Statement on Form N-2, filed on July 6, 2004.

(4) Incorporated by reference from the Registrant's Pre-Effective Amendment No. 2 to the Registration Statement on Form N-2, filed on July 6, 2004.

(5) Incorporated by reference from the Registrant's Pre-Effective Amendment No. 3 to the Registration Statement on Form N-2, filed on July 23, 2004.

(6) Incorporated by reference from the Registrant's Post-Effective Amendment No. 1 to the Registration Statement on Form N-2, filed on March 1, 2012.

(7) Incorporated by reference from the Registrant's Post-Effective Amendment No. 3 to the Registration Statement on Form N-2, filed on March 14, 2012.

(8) Incorporated by reference from the Registrant's Post-Effective Amendment No. 2 to the Registration Statement on Form N-2, filed on November 23, 2012.

(9) Incorporated by reference from the Registrant's Post-Effective Amendment No. 3 to the Registration Statement on Form N-2, filed on November 29, 2012.

(10) Incorporated by reference from the Registrant's Post-Effective Amendment No. 3 to the Registration Statement on Form N-2, filed on November 29, 2012.

(11) Incorporated by reference from the Registrant's Post-Effective Amendment No. 9 to the Registration Statement on Form N-2, filed on January 4, 2013.

(12) Incorporated by reference from the Registrant's Post-Effective Amendment No. 10 to the Registration Statement on Form N-2, filed on January 10, 2013.

(13) Incorporated by reference from the Registrant's Post-Effective Amendment No. 11 to the Registration Statement on Form N-2, filed on January 17, 2013.

(14) Incorporated by reference from the Registrant's Post-Effective Amendment No. 12 to the Registration Statement on Form N-2, filed on January 25, 2013.

(15) Incorporated by reference from the Registrant's Post-Effective Amendment No. 12 to the Registration Statement on Form N-2, filed on January 25, 2013.

(16) Incorporated by reference from the Registrant's Post-Effective Amendment No. 13 to the Registration Statement on Form N-2, filed on January 31, 2013.

(17) Incorporated by reference from the Registrant's Post-Effective Amendment No. 14 to the Registration Statement on Form N-2, filed on February 7, 2013.

(18) Incorporated by reference from the Registrant's Post-Effective Amendment No. 16 to the Registration Statement on Form N-2, filed on February 22, 2013.

(19) Incorporated by reference from the Registrant's Post-Effective Amendment No. 17 to the Registration Statement on Form N-2, filed on February 28, 2013.

(20) Incorporated by reference from the Registrant's Post-Effective Amendment No. 18 to the Registration Statement on Form N-2, filed on March 7, 2013.

(21) Incorporated by reference from the Registrant's Post-Effective Amendment No. 19 to the Registration Statement on Form N-2, filed on March 14, 2013.

(22) Incorporated by reference to Exhibit 4.1 of the Registrant's Form 8-K, filed on March 15, 2013.

(23) Incorporated by reference to Exhibit 4.2 of the Registrant's Form 8-K, filed on March 15, 2013.

------

(24) Incorporated by reference from the Registrant's Post-Effective Amendment No. 21 to the Registration Statement on Form N-2, filed on March 21, 2013.

(25) Incorporated by reference from the Registrant's Post-Effective Amendment No. 22 to the Registration Statement on Form N-2, filed on March 28, 2013.

(26) Incorporated by reference from the Registrant's Post-Effective Amendment No. 23 to the Registration Statement on Form N-2, filed on April 4, 2013.

(27) Incorporated by reference from the Registrant's Post-Effective Amendment No. 24 to the Registration Statement on Form N-2, filed on April 11, 2013.

(28) Incorporated by reference from the Registrant's Post-Effective Amendment No. 27 to the Registration Statement on Form N-2, filed on May 2, 2013.

(29) Incorporated by reference from the Registrant's Post-Effective Amendment No. 29 to the Registration Statement on Form N-2, filed on May 9, 2013.

(30) Incorporated by reference from the Registrant's Post-Effective Amendment No. 30 to the Registration Statement on Form N-2, filed on May 23, 2013.

(31) Incorporated by reference from the Registrant's Post-Effective Amendment No. 31 to the Registration Statement on Form N-2, filed on May 31, 2013.

(32) Incorporated by reference to Exhibit 10.258 of the Registrant's Form 10-K, filed on August 21, 2013.

(33) Incorporated by reference from the Registrant's Post-Effective Amendment No. 6 to the Registration Statement on Form N-2, filed on November 7, 2013.

(34) Incorporated by reference from the Registrant's Post-Effective Amendment No. 7 to the Registration Statement on Form N-2, filed on November 15, 2013.

(35) Incorporated by reference from the Registrant's Post-Effective Amendment No. 8 to the Registration Statement on Form N-2, filed on November 21, 2013.

(36) Incorporated by reference from the Registrant's Post-Effective Amendment No. 9 to the Registration Statement on Form N-2, filed on November 29, 2013.

(37) Incorporated by reference from the Registrant's Post-Effective Amendment No. 15 to the Registration Statement on Form N-2, filed on January 9, 2014.

(38) Incorporated by reference from the Registrant's Post-Effective Amendment No. 34 to the Registration Statement on Form N-2, filed on May 1, 2014.

(39) Incorporated by reference from the Registrant's Post-Effective Amendment No. 35 to the Registration Statement on Form N-2, filed on May 8, 2014.

(40) Incorporated by reference to Exhibit 3.1 of the Registrant's Form 8-K, filed on May 9, 2014.

(41) Incorporated by reference to Exhibit 10.12 of the Registrant's Form 10-K, filed on August 25, 2014.

(42) Incorporated by reference to Exhibit 10.13 of the Registrant's Form 10-K, filed on August 25, 2014.

(43) Incorporated by reference from the Registrant's Pre-Effective Amendment No. 1 to the Registration Statement on Form N-2, filed on October 14, 2014.

(44) Incorporated by reference from the Registrant's Pre-Effective Amendment No. 1 to the Registration Statement on Form N-2, filed on October 14, 2014.

(45) Incorporated by reference from the Registrant's Post-Effective Amendment No. 1 to the Registration Statement on Form N-2, filed on November 7, 2014.

(46) Incorporated by reference from the Registrant's Pre-Effective Amendment No. 1 to the Registration Statement on Form N-2, filed on October 9, 2015.

(47) Incorporated by reference to Exhibit 3.1 of the Registrant's Form 8-K, filed on December 11, 2015.

(48) Incorporated by reference from the Registrant's Post-Effective Amendment No. 37 to the Registration Statement on Form N-2, filed on September 1, 2016.

(49) Incorporated by reference from the Registrant's Post-Effective Amendment No. 39 to the Registration Statement on Form N-2, filed on September 22, 2016.

(50) Incorporated by reference from the Registrant's Post-Effective Amendment No. 39 to the Registration Statement on Form N-2, filed on August 30, 2017.

(51) Incorporated by reference from the Registrant's Post-Effective Amendment No. 81 to the Registration Statement on Form N-2, filed on June 20, 2018.

(52) Incorporated by reference from the Registrant's Post-Effective Amendment No. 98 to the Registration Statement on Form N-2, filed on October 1, 2018.

(53) Incorporated by reference from the Registrant's Post-Effective Amendment No. 40 to the Registration Statement on Form N-2, filed on August 1, 2019.

(54) Incorporated by reference from the Registrant's Registration Statement on Form N-2, filed on August 2, 2019.

(55) Incorporated by reference from the Registrant's Post-Effective Amendment No. 41 to the Registration Statement on Form N-2, filed on August 8, 2019.

------

(56) Incorporated by reference from the Registrant's Post-Effective Amendment No. 42 to the Registration Statement on Form N-2, filed on August 15, 2019.

(57) Incorporated by reference from the Registrant's Post-Effective Amendment No. 43 to the Registration Statement on Form N-2, filed on August 22, 2019.

(58) Incorporated by reference from the Registrant's Post-Effective Amendment No. 43 to the Registration Statement on Form N-2, filed on August 22, 2019.

(59) Incorporated by reference from the Registrant's Pre-Effective Amendment No. 1 to the Registration Statement on Form N-2, filed on September 3, 2019.

(60) Incorporated by reference from the Registrant's Pre-Effective Amendment No. 1 to the Registration Statement on Form N-2, filed on September 3, 2019.

(61) Incorporated by reference from the Registrant's Post-Effective Amendment No. 1 to the Registration Statement on Form N-2, filed on September 26, 2019.

(62) Incorporated by reference from the Registrant's Post-Effective Amendment No. 1 to the Registration Statement on Form N-2, filed on September 26, 2019.

(63) Incorporated by reference from the Registrant's Post-Effective Amendment No. 2 to the Registration Statement on Form N-2, filed on October 3, 2019.

(64) Incorporated by reference from the Registrant's Post-Effective Amendment No. 2 to the Registration Statement on Form N-2, filed on October 3, 2019.

(65) Incorporated by reference from the Registrant's Post-Effective Amendment No. 3 to the Registration Statement on Form N-2, filed on October 10, 2019.

(66) Incorporated by reference from the Registrant's Post-Effective Amendment No. 3 to the Registration Statement on Form N-2, filed on October 10, 2019.

(67) Incorporated by reference from the Registrant's Post-Effective Amendment No. 4 to the Registration Statement on Form N-2, filed on October 18, 2019.

(68) Incorporated by reference from the Registrant's Post-Effective Amendment No. 5 to the Registration Statement on Form N-2, filed on October 24, 2019.

(69) Incorporated by reference from the Registrant's Post-Effective Amendment No. 6 to the Registration Statement on Form N-2, filed on October 31, 2019.

(70) Incorporated by reference from the Registrant's Post-Effective Amendment No. 12 to the Registration Statement on Form N-2, filed on December 19, 2019.

(71) Incorporated by reference from the Registrant's Post-Effective Amendment No. 20 to the Registration Statement on Form N-2, filed on February 12, 2020.

(72) Incorporated by reference from the Registrant's Registration Statement on Form N-2, filed on February 13, 2020.

(73) Incorporated by reference to Exhibit 99.1 of the Registrant's Form 8-K, filed on April 17, 2020.

(74) Incorporated by reference from the Registrant's Post-Effective Amendment No. 7 to the Registration Statement on Form N-2, filed on April 30, 2020.

(75) Incorporated by reference from the Registrant's Post-Effective Amendment No. 8 to the Registration Statement on Form N-2, filed on May 7, 2020.

(76) Incorporated by reference from the Registrant's Post-Effective Amendment No. 9 to the Registration Statement on Form N-2, filed on May 14, 2020.

(77) Incorporated by reference from the Registrant's Post-Effective Amendment No. 10 to the Registration Statement on Form N-2, filed on May 29, 2020.

(78) Incorporated by reference to Exhibit 3.1 of the Registrant's Form 8-K, filed on August 4, 2020.

(79) Incorporated by reference to Exhibit 3.2 of the Registrant's Form 8-K, filed on August 4, 2020.

(80) Incorporated by reference to Exhibit 99.1 of the Registrant's Form 8-K, filed on August 5, 2020.

(81) Incorporated by reference to Exhibit 3.1 of the Registrant's Form 8-K, filed on November 4, 2020.

(82) Incorporated by reference to Exhibit 3.2 of the Registrant's Form 8-K, filed on November 4, 2020.

(83) Incorporated by reference from the Registrant's Post-Effective Amendment No. 40 to the Registration Statement on Form N-2, filed on January 7, 2021.

(84) Incorporated by reference from the Registrant's Post-Effective Amendment No. 41 to the Registration Statement on Form N-2, filed on January 14, 2021.

(85) Incorporated by reference to Exhibit 4.1 of the Registrant's Form 8-K, filed on January 22, 2021.

(86) Incorporated by reference from the Registrant's Post-Effective Amendment No. 42 to the Registration Statement on Form N-2, filed on January 22, 2021.

(87) Incorporated by reference from the Registrant's Post-Effective Amendment No. 43 to the Registration Statement on Form N-2, filed on January 28, 2021.

(88) Incorporated by reference from the Registrant's Post-Effective Amendment No. 44 to the Registration Statement on Form N-2, filed on February 4, 2021.

------

(89) Incorporated by reference from the Registrant's Post-Effective Amendment No. 45 to the Registration Statement on Form N-2, filed on February 11, 2021.

(90) Incorporated by reference from the Registrant's Post-Effective Amendment No. 46 to the Registration Statement on Form N-2, filed on February 25, 2021.

(91) Incorporated by reference to Exhibit 1.1 of the Registrant's Form 8-K, filed on February 25, 2021.

(92) Incorporated by reference from the Registrant's Post-Effective Amendment No. 47 to the Registration Statement on Form N-2, filed on March 4, 2021.

(93) Incorporated by reference from the Registrant's Post-Effective Amendment No. 48 to the Registration Statement on Form N-2, filed on March 11, 2021.

(94) Incorporated by reference from the Registrant's Post-Effective Amendment No. 49 to the Registration Statement on Form N-2, filed on March 18, 2021.

(95) Incorporated by reference from the Registrant's Post-Effective Amendment No. 50 to the Registration Statement on Form N-2, filed on March 25, 2021.

(96) Incorporated by reference from the Registrant's Post-Effective Amendment No. 51 to the Registration Statement on Form N-2, filed on April 1, 2021.

(97) Incorporated by reference from the Registrant's Post-Effective Amendment No. 52 to the Registration Statement on Form N-2, filed on April 8, 2021.

(98) Incorporated by reference from the Registrant's Post-Effective Amendment No. 53 to the Registration Statement on Form N-2, filed on April 15, 2021.

(99) Incorporated by reference from the Registrant's Post-Effective Amendment No. 54 to the Registration Statement on Form N-2, filed on April 22, 2021.

(100) Incorporated by reference from the Registrant's Post-Effective Amendment No. 55 to the Registration Statement on Form N-2, filed on April 29, 2021.

(101) Incorporated by reference from the Registrant's Post-Effective Amendment No. 56 to the Registration Statement on Form N-2, filed on May 6, 2021.

(102) Incorporated by reference from the Registrant's Post-Effective Amendment No. 57 to the Registration Statement on Form N-2, filed on May 20, 2021.

(103) Incorporated by reference to Exhibit 3.1 of the Registrant's Form 8-K, filed on May 26, 2021.

(104) Incorporated by reference to Exhibit 99.1 of the Registrant's Form 8-K, filed on May 26, 2021.

(105) Incorporated by reference to Exhibit 4.1 of the Registrant's Form 8-K, filed on May 27, 2021.

(106) Incorporated by reference from the Registrant's Post-Effective Amendment No. 58 to the Registration Statement on Form N-2, filed on May 27, 2021.

(107) Incorporated by reference from the Registrant's Post-Effective Amendment No. 59 to the Registration Statement on Form N-2, filed on June 4, 2021.

(108) Incorporated by reference from the Registrant's Post-Effective Amendment No. 60 to the Registration Statement on Form N-2, filed on June 10, 2021.

(109) Incorporated by reference from the Registrant's Post-Effective Amendment No. 61 to the Registration Statement on Form N-2, filed on June 17, 2021.

(110) Incorporated by reference from the Registrant's Post-Effective Amendment No. 62 to the Registration Statement on Form N-2, filed on June 24, 2021.

(111) Incorporated by reference from the Registrant's Post-Effective Amendment No. 63 to the Registration Statement on Form N-2, filed on July 1, 2021.

(112) Incorporated by reference from the Registrant's Post-Effective Amendment No. 64 to the Registration Statement on Form N-2, filed on July 9, 2021.

(113) Incorporated by reference from the Registrant's Post-Effective Amendment No. 65 to the Registration Statement on Form N-2, filed on July 15, 2021.

(114) Incorporated by reference to Exhibit 3.1 of the Registrant's Form 8-K, filed on July 19, 2021.

(115) Incorporated by reference to Exhibit 3.2 of the Registrant's Form 8-K, filed on July 19, 2021.

(116) Incorporated by reference from the Registrant's Post-Effective Amendment No. 66 to the Registration Statement on Form N-2, filed on July 22, 2021.

(117) Incorporated by reference from the Registrant's Post-Effective Amendment No. 67 to the Registration Statement on Form N-2, filed on July 29, 2021.

(118) Incorporated by reference from the Registrant's Post-Effective Amendment No. 68 to the Registration Statement on Form N-2, filed on August 5, 2021.

(119) Incorporated by reference from the Registrant's Post-Effective Amendment No. 69 to the Registration Statement on Form N-2, filed on August 12, 2021.

(120) Incorporated by reference from the Registrant's Post-Effective Amendment No. 70 to the Registration Statement on Form N-2, filed on August 19, 2021.

------

(121) Incorporated by reference from the Registrant's Post-Effective Amendment No. 71 to the Registration Statement on Form N-2, filed on August 26, 2021.

(122) Incorporated by reference from the Registrant's Post-Effective Amendment No. 72 to the Registration Statement on Form N-2, filed on September 10, 2021.

(123) Incorporated by reference from the Registrant's Post-Effective Amendment No. 73 to the Registration Statement on Form N-2, filed on September 16, 2021.

(124) Incorporated by reference from the Registrant's Post-Effective Amendment No. 74 to the Registration Statement on Form N-2, filed on September 23, 2021.

(125) Incorporated by reference to Exhibit 4.1 of the Registrant's Form 8-K, filed on September 30, 2021.

(126) Incorporated by reference from the Registrant's Post-Effective Amendment No. 75 to the Registration Statement on Form N-2, filed on September 30, 2021.

(127) Incorporated by reference from the Registrant's Post-Effective Amendment No. 76 to the Registration Statement on Form N-2, filed on October 7, 2021.

(128) Incorporated by reference from the Registrant's Post-Effective Amendment No. 77 to the Registration Statement on Form N-2, filed on October 15, 2021.

(129) Incorporated by reference from the Registrant's Post-Effective Amendment No. 78 to the Registration Statement on Form N-2, filed on October 21, 2021.

(130) Incorporated by reference from the Registrant's Post-Effective Amendment No. 79 to the Registration Statement on Form N-2, filed on October 28, 2021.

(131) Incorporated by reference from the Registrant's Post-Effective Amendment No. 80 to the Registration Statement on Form N-2, filed on November 4, 2021.

(132) Incorporated by reference from the Registrant's Post-Effective Amendment No. 81 to the Registration Statement on Form N-2, filed on November 18, 2021.

(133) Incorporated by reference from the Registrant's Post-Effective Amendment No. 82 to the Registration Statement on Form N-2, filed on November 26, 2021.

(134) Incorporated by reference from the Registrant's Post-Effective Amendment No. 83 to the Registration Statement on Form N-2, filed on December 2, 2021.

(135) Incorporated by reference from the Registrant's Post-Effective Amendment No. 84 to the Registration Statement on Form N-2, filed on December 9, 2021.

(136) Incorporated by reference from the Registrant's Post-Effective Amendment No. 85 to the Registration Statement on Form N-2, filed on December 16, 2021.

(137) Incorporated by reference from the Registrant's Post-Effective Amendment No. 86 to the Registration Statement on Form N-2, filed on December 23, 2021.

(138) Incorporated by reference from the Registrant's Post-Effective Amendment No. 87 to the Registration Statement on Form N-2, filed on December 30, 2021.

(139) Incorporated by reference from the Registrant's Post-Effective Amendment No. 88 to the Registration Statement on Form N-2, filed on January 6, 2022.

(140) Incorporated by reference from the Registrant's Post-Effective Amendment No. 89 to the Registration Statement on Form N-2, filed on January 13, 2022.

(141) Incorporated by reference from the Registrant's Post-Effective Amendment No. 90 to the Registration Statement on Form N-2, filed on January 21, 2022.

(142) Incorporated by reference from the Registrant's Post-Effective Amendment No. 91 to the Registration Statement on Form N-2, filed on January 27, 2022.

(143) Incorporated by reference from the Registrant's Post-Effective Amendment No. 92 to the Registration Statement on Form N-2, filed on February 3, 2022.

(144) Incorporated by reference from the Registrant's Post-Effective Amendment No. 93 to the Registration Statement on Form N-2, filed on February 10, 2022.

(145) Incorporated by reference to Exhibit 1.1 of the Registrant's Form 8-K, filed on February 23, 2022.

(146) Incorporated by reference to Exhibit 3.1 of the Registrant's Form 8-K, filed on February 23, 2022.

(147) Incorporated by reference to Exhibit 10.1 of the Registrant's Form 8-K, filed on February 23, 2022.

(148) Incorporated by reference from the Registrant's Post-Effective Amendment No. 94 to the Registration Statement on Form N-2, filed on February 25, 2022.

(149) Incorporated by reference from the Registrant's Post-Effective Amendment No. 95 to the Registration Statement on Form N-2, filed on March 3, 2022.

(150) Incorporated by reference from the Registrant's Post-Effective Amendment No. 96 to the Registration Statement on Form N-2, filed on March 10, 2022.

(151) Incorporated by reference from the Registrant's Post-Effective Amendment No. 97 to the Registration Statement on Form N-2, filed on March 17, 2022.

------

(152) Incorporated by reference from the Registrant's Post-Effective Amendment No. 98 to the Registration Statement on Form N-2, filed on March 24, 2022.

(153) Incorporated by reference from the Registrant's Post-Effective Amendment No. 99 to the Registration Statement on Form N-2, filed on March 31, 2022.

(154) Incorporated by reference from the Registrant's Post-Effective Amendment No. 100 to the Registration Statement on Form N-2, filed on April 7, 2022.

(155) Incorporated by reference from the Registrant's Post-Effective Amendment No. 101 to the Registration Statement on Form N-2, filed on April 14, 2022.

(156) Incorporated by reference from the Registrant's Post-Effective Amendment No. 102 to the Registration Statement on Form N-2, filed on April 21, 2022.

(157) Incorporated by reference from the Registrant's Post-Effective Amendment No. 103 to the Registration Statement on Form N-2, filed on April 28, 2022.

(158) Incorporated by reference from the Registrant's Post-Effective Amendment No. 104 to the Registration Statement on Form N-2, filed on May 5, 2022.

(159) Incorporated by reference from the Registrant's Post-Effective Amendment No. 105 to the Registration Statement on Form N-2, filed on May 19, 2022.

(160) Incorporated by reference from the Registrant's Post-Effective Amendment No. 106 to the Registration Statement on Form N-2, filed on May 26, 2022.

(161) Incorporated by reference from the Registrant's Post-Effective Amendment No. 107 to the Registration Statement on Form N-2, filed on June 3, 2022.

(162) Incorporated by reference to Exhibit 3.1 of the Registrant's Form 8-K, filed on June 9, 2022.

(163) Incorporated by reference from the Registrant's Post-Effective Amendment No. 108 to the Registration Statement on Form N-2, filed on June 9, 2022.

(164) Incorporated by reference to Exhibit 1.1 of the Registrant's Form 8-K, filed on June 9, 2022.

(165) Incorporated by reference from the Registrant's Post-Effective Amendment No. 109 to the Registration Statement on Form N-2, filed on June 16, 2022.

(166) Incorporated by reference from the Registrant's Post-Effective Amendment No. 110 to the Registration Statement on Form N-2, filed on June 24, 2022.

(167) Incorporated by reference from the Registrant's Post-Effective Amendment No. 111 to the Registration Statement on Form N-2, filed on June 30, 2022.

(168) Incorporated by reference from the Registrant's Post-Effective Amendment No. 112 to the Registration Statement on Form N-2, filed on July 8, 2022.

(169) Incorporated by reference from the Registrant's Post-Effective Amendment No. 113 to the Registration Statement on Form N-2, filed on July 14, 2022.

(170) Incorporated by reference from the Registrant's Post-Effective Amendment No. 114 to the Registration Statement on Form N-2, filed on July 21, 2022.

(171) Incorporated by reference from the Registrant's Post-Effective Amendment No. 115 to the Registration Statement on Form N-2, filed on July 28, 2022.

(172) Incorporated by reference from the Registrant's Post-Effective Amendment No. 116 to the Registration Statement on Form N-2, filed on August 4, 2022.

(173) Incorporated by reference from the Registrant's Post-Effective Amendment No. 117 to the Registration Statement on Form N-2, filed on August 11, 2022.

(174) Incorporated by reference from the Registrant's Post-Effective Amendment No. 118 to the Registration Statement on Form N-2, filed on August 18, 2022.

(175) Incorporated by reference from the Registrant's Post-Effective Amendment No. 119 to the Registration Statement on Form N-2, filed on August 25, 2022.

(176) Incorporated by reference to Exhibit 10.1 of the Registrant's Form 8-K, filed on September 7, 2022.

(177) Incorporated by reference from the Registrant's Post-Effective Amendment No. 120 to the Registration Statement on Form N-2, filed on September 22, 2022.

(178) Incorporated by reference to Exhibit 1.1 of the Registrant's Form 8-K, filed on October 12, 2022.

(179) Incorporated by reference to Exhibit 1.1 of the Registrant's Form 8-K, filed on October 12, 2022.

(180) Incorporated by reference to Exhibit 3.1 of the Registrant's Form 8-K, filed on October 12, 2022.

(181) Incorporated by reference to Exhibit 3.1 of the Registrant's Form 8-K, filed on October 12, 2022.

(182) Incorporated by reference from the Registrant's Post-Effective Amendment No. 121 to the Registration Statement on Form N-2, filed on October 20, 2022.

(183) Incorporated by reference from the Registrant's Post-Effective Amendment No. 122 to the Registration Statement on Form N-2, filed on October 27, 2022.

------

(184) Incorporated by reference from the Registrant's Post-Effective Amendment No. 123 to the Registration Statement on Form N-2, filed on November 3, 2022.

(185) Incorporated by reference from the Registrant's Post-Effective Amendment No. 124 to the Registration Statement on Form N-2, filed on November 10, 2022.

(186) Incorporated by reference from the Registrant's Post-Effective Amendment No. 125 to the Registration Statement on Form N-2, filed on November 25, 2022.

(187) Incorporated by reference from the Registrant's Post-Effective Amendment No. 126 to the Registration Statement on Form N-2, filed on December 1, 2022.

(188) Incorporated by reference from the Registrant's Post-Effective Amendment No. 127 to the Registration Statement on Form N-2, filed on December 8, 2022.

(189) Incorporated by reference from the Registrant's Post-Effective Amendment No. 128 to the Registration Statement on Form N-2, filed on December 15, 2022.

(190) Incorporated by reference from the Registrant's Post-Effective Amendment No. 129 to the Registration Statement on Form N-2, filed on December 22, 2022.

(191) Incorporated by reference from the Registrant's Post-Effective Amendment No. 130 to the Registration Statement on Form N-2, filed on December 30, 2022.

(192) Incorporated by reference from the Registrant's Post-Effective Amendment No. 131 to the Registration Statement on Form N-2, filed on January 6, 2023.

(193) Incorporated by reference from the Registrant's Post-Effective Amendment No. 132 to the Registration Statement on Form N-2, filed on January 12, 2023.

(194) Incorporated by reference from the Registrant's Post-Effective Amendment No. 133 to the Registration Statement on Form N-2, filed on January 20, 2023.

(195) Incorporated by reference from the Registrant's Post-Effective Amendment No. 134 to the Registration Statement on Form N-2, filed on January 26, 2023.

(196) Incorporated by reference from the Registrant's Post-Effective Amendment No. 135 to the Registration Statement on Form N-2, filed on February 2, 2023.

(197) Incorporated by reference from the Registrant's Post-Effective Amendment No. 136 to the Registration Statement on Form N-2, filed on February 9, 2023.

(198) Incorporated by reference from the Registrant's Post-Effective Amendment No. 18 to the Registration Statement on Form N-2, filed on March 1, 2019.

(199) Incorporated by reference from the Registrant's Registration Statement on Form N-2, filed on February 10, 2023.

(200) Incorporated by reference from the Registrant's Post-Effective Amendment No. 1 to the Registration Statement on Form N-2, filed on February 13, 2023.

(201) Incorporated by reference from the Registrant's Post-Effective Amendment No. 2 to the Registration Statement on Form N-2, filed on February 24, 2023.

(202) Incorporated by reference from the Registrant's Post-Effective Amendment No. 3 to the Registration Statement on Form N-2, filed on March 2, 2023.

(203) Incorporated by reference from the Registrant's Post-Effective Amendment No. 4 to the Registration Statement on Form N-2, filed on March 9, 2023.

(204) Incorporated by reference from the Registrant's Post-Effective Amendment No. 5 to the Registration Statement on Form N-2, filed on March 16, 2023.

(205) Incorporated by reference from the Registrant's Post-Effective Amendment No. 6 to the Registration Statement on Form N-2, filed on March 23, 2023.

(206) Incorporated by reference from the Registrant's Post-Effective Amendment No. 7 to the Registration Statement on Form N-2, filed on March 30, 2023.

(207) Incorporated by reference from the Registrant's Post-Effective Amendment No. 8 to the Registration Statement on Form N-2, filed on April 6, 2023.

(208) Incorporated by reference from the Registrant's Post-Effective Amendment No. 9 to the Registration Statement on Form N-2, filed on April 13, 2023.

(209) Incorporated by reference from the Registrant's Post-Effective Amendment No. 10 to the Registration Statement on Form N-2, filed on April 20, 2023.

(210) Incorporated by reference from the Registrant's Post-Effective Amendment No. 11 to the Registration Statement on Form N-2, filed on April 27, 2023.

(211) Incorporated by reference from the Registrant's Post-Effective Amendment No. 12 to the Registration Statement on Form N-2, filed on May 4, 2023.

(212) Incorporated by reference from the Registrant's Post-Effective Amendment No. 13 to the Registration Statement on Form N-2, filed on May 11, 2023.

(213) Incorporated by reference from the Registrant's Post-Effective Amendment No. 14 to the Registration Statement on Form N-2, filed on May 25, 2023.

------

(214) Incorporated by reference from the Registrant's Post-Effective Amendment No. 15 to the Registration Statement on Form N-2, filed on June 2, 2023.

(215) Incorporated by reference from the Registrant's Post-Effective Amendment No. 16 to the Registration Statement on Form N-2, filed on June 8, 2023.

(216) Incorporated by reference from the Registrant's Post-Effective Amendment No. 17 to the Registration Statement on Form N-2, filed on June 15, 2023.

(217) Incorporated by reference from the Registrant's Post-Effective Amendment No. 18 to the Registration Statement on Form N-2, filed on June 23, 2023.

(218) Incorporated by reference from the Registrant's Post-Effective Amendment No. 19 to the Registration Statement on Form N-2, filed on June 29, 2023.

(219) Incorporated by reference from the Registrant's Post-Effective Amendment No. 20 to the Registration Statement on Form N-2, filed on July 7, 2023.

(220) Incorporated by reference from the Registrant's Post-Effective Amendment No. 21 to the Registration Statement on Form N-2, filed on July 13, 2023.

(221) Incorporated by reference from the Registrant's Post-Effective Amendment No. 22 to the Registration Statement on Form N-2, filed on July 20, 2023.

(222) Incorporated by reference from the Registrant's Post-Effective Amendment No. 23 to the Registration Statement on Form N-2, filed on July 27, 2023.

(223) Incorporated by reference from the Registrant's Post-Effective Amendment No. 24 to the Registration Statement on Form N-2, filed on August 3, 2023.

(224) Incorporated by reference from the Registrant's Post-Effective Amendment No. 25 to the Registration Statement on Form N-2, filed on August 10, 2023.

(225) Incorporated by reference from the Registrant's Post-Effective Amendment No. 26 to the Registration Statement on Form N-2, filed on August 17, 2023.

(226) Incorporated by reference from the Registrant's Post-Effective Amendment No. 27 to the Registration Statement on Form N-2, filed on August 24, 2023.

(227) Incorporated by reference from the Registrant's Post-Effective Amendment No. 28 to the Registration Statement on Form N-2, filed on September 21, 2023.

(228) Incorporated by reference from the Registrant's Post-Effective Amendment No. 29 to the Registration Statement on Form N-2, filed on September 28, 2023.

(229) Incorporated by reference from the Registrant's Post-Effective Amendment No. 30 to the Registration Statement on Form N-2, filed on October 5, 2023.

(230) Incorporated by reference from the Registrant's Post-Effective Amendment No. 31 to the Registration Statement on Form N-2, filed on October 19, 2023.

(231) Incorporated by reference from the Registrant's Post-Effective Amendment No. 32 to the Registration Statement on Form N-2, filed on October 26, 2023.

(232) Incorporated by reference from the Registrant's Post-Effective Amendment No. 33 to the Registration Statement on Form N-2, filed on November 9, 2023.

(233) Incorporated by reference from the Registrant's Post-Effective Amendment No. 34 to the Registration Statement on Form N-2, filed on November 24, 2023.

(234) Incorporated by reference from the Registrant's Post-Effective Amendment No. 35 to the Registration Statement on Form N-2, filed on November 30, 2023.

(235) Incorporated by reference from the Registrant's Post-Effective Amendment No. 36 to the Registration Statement on Form N-2, filed on December 7, 2023.

(236) Incorporated by reference from the Registrant's Post-Effective Amendment No. 37 to the Registration Statement on Form N-2, filed on December 14, 2023.

(237) Incorporated by reference from the Registrant's Post-Effective Amendment No. 38 to the Registration Statement on Form N-2, filed on December 21, 2023.

(238) Incorporated by reference from the Registrant's Post-Effective Amendment No. 39 to the Registration Statement on Form N-2, filed on December 29, 2023.

(239) Incorporated by reference from the Registrant's Post-Effective Amendment No. 40 to the Registration Statement on Form N-2, filed on January 5, 2024.

(240) Incorporated by reference from the Registrant's Post-Effective Amendment No. 41 to the Registration Statement on Form N-2, filed on January 11, 2024.

(241) Incorporated by reference from the Registrant's Post-Effective Amendment No. 42 to the Registration Statement on Form N-2, filed on January 19, 2024.

(242) Incorporated by reference from the Registrant's Post-Effective Amendment No. 43 to the Registration Statement on Form N-2, filed on January 25, 2024.

(243) Incorporated by reference from the Registrant's Post-Effective Amendment No. 44 to the Registration Statement on Form N-2, filed on February 1, 2024.

------

(244) Incorporated by reference from the Registrant's Post-Effective Amendment No. 45 to the Registration Statement on Form N-2, filed on February 8, 2024.

(245) Incorporated by reference from the Registrant's Post-Effective Amendment No. 46 to the Registration Statement on Form N-2, filed on February 23, 2024.

(246) Incorporated by reference from the Registrant's Post-Effective Amendment No. 47 to the Registration Statement on Form N-2, filed on February 29, 2024.

(247) Incorporated by reference from the Registrant's Post-Effective Amendment No. 48 to the Registration Statement on Form N-2, filed on March 7, 2024.

(248) Incorporated by reference from the Registrant's Post-Effective Amendment No. 49 to the Registration Statement on Form N-2, filed on March 14, 2024.

(249) Incorporated by reference from the Registrant's Post-Effective Amendment No. 50 to the Registration Statement on Form N-2, filed on March 21, 2024.

(250) Incorporated by reference from the Registrant's Post-Effective Amendment No. 51 to the Registration Statement on Form N-2, filed on March 28, 2024.

(251) Incorporated by reference from the Registrant's Post-Effective Amendment No. 52 to the Registration Statement on Form N-2, filed on April 4, 2024.

(252) Incorporated by reference from the Registrant's Post-Effective Amendment No. 53 to the Registration Statement on Form N-2, filed on April 11, 2024.

(253) Incorporated by reference from the Registrant's Post-Effective Amendment No. 54 to the Registration Statement on Form N-2, filed on April 18, 2024.

(254) Incorporated by reference from the Registrant's Post-Effective Amendment No. 55 to the Registration Statement on Form N-2, filed on April 25, 2024.

(255) Incorporated by reference from the Registrant's Post-Effective Amendment No. 56 to the Registration Statement on Form N-2, filed on May 2, 2024.

(256) Incorporated by reference from the Registrant's Post-Effective Amendment No. 57 to the Registration Statement on Form N-2, filed on May 9, 2024.

(257) Incorporated by reference from the Registrant's Post-Effective Amendment No. 58 to the Registration Statement on Form N-2, filed on May 23, 2024.

(258) Incorporated by reference from the Registrant's Post-Effective Amendment No. 59 to the Registration Statement on Form N-2, filed on May 31, 2024.

(259) Incorporated by reference from the Registrant's Post-Effective Amendment No. 60 to the Registration Statement on Form N-2, filed on June 6, 2024.

(260) Incorporated by reference from the Registrant's Post-Effective Amendment No. 61 to the Registration Statement on Form N-2, filed on June 13, 2024.

(261) Incorporated by reference from the Registrant's Post-Effective Amendment No. 62 to the Registration Statement on Form N-2, filed on June 21, 2024.

(262) Incorporated by reference from the Registrant's Post-Effective Amendment No. 63 to the Registration Statement on Form N-2, filed on June 27, 2024.

(263) Incorporated by reference from the Registrant's Post-Effective Amendment No. 64 to the Registration Statement on Form N-2, filed on July 5, 2024.

(264) Incorporated by reference from the Registrant's Post-Effective Amendment No. 65 to the Registration Statement on Form N-2, filed on July 11, 2024.

(265) Incorporated by reference from the Registrant's Post-Effective Amendment No. 66 to the Registration Statement on Form N-2, filed on July 18, 2024.

(266) Incorporated by reference from the Registrant's Post-Effective Amendment No. 67 to the Registration Statement on Form N-2, filed on July 25, 2024.

(267) Incorporated by reference from the Registrant's Post-Effective Amendment No. 68 to the Registration Statement on Form N-2, filed on August 1, 2024.

(268) Incorporated by reference from the Registrant's Post-Effective Amendment No. 69 to the Registration Statement on Form N-2, filed on August 8, 2024.

(269) Incorporated by reference from the Registrant's Post-Effective Amendment No. 70 to the Registration Statement on Form N-2, filed on August 15, 2024.

(270) Incorporated by reference from the Registrant's Post-Effective Amendment No. 71 to the Registration Statement on Form N-2, filed on August 22, 2024.

(271) Incorporated by reference from the Registrant's Post-Effective Amendment No. 72 to the Registration Statement on Form N-2, filed on August 29, 2024.

(272) Incorporated by reference from the Registrant's Post-Effective Amendment No. 73 to the Registration Statement on Form N-2, filed on September 12, 2024.

(273) Incorporated by reference from the Registrant's Post-Effective Amendment No. 74 to the Registration Statement on Form N-2, filed on September 19, 2024.

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(274) Incorporated by reference from the Registrant's Post-Effective Amendment No. 75 to the Registration Statement on Form N-2, filed on September 26, 2024.

(275) Incorporated by reference from the Registrant's Post-Effective Amendment No. 76 to the Registration Statement on Form N-2, filed on October 3, 2024.

(276) Incorporated by reference from the Registrant's Post-Effective Amendment No. 77 to the Registration Statement on Form N-2, filed on October 10, 2024.

(277) Incorporated by reference from the Registrant's Post-Effective Amendment No. 78 to the Registration Statement on Form N-2, filed on October 18, 2024.

(278) Incorporated by reference from the Registrant's Post-Effective Amendment No. 79 to the Registration Statement on Form N-2, filed on October 24, 2024.

(279) Incorporated by reference from the Registrant's Post-Effective Amendment No. 80 to the Registration Statement on Form N-2, filed on October 31, 2024.

(280) Incorporated by reference from the Registrant's Post-Effective Amendment No. 81 to the Registration Statement on Form N-2, filed on November 7, 2024.

(281) Incorporated by reference from the Registrant's Post-Effective Amendment No. 82 to the Registration Statement on Form N-2, filed on November 21, 2024.

(282) Incorporated by reference from the Registrant's Post-Effective Amendment No. 83 to the Registration Statement on Form N-2, filed on November 29, 2024.

(283) Incorporated by reference from the Registrant's Post-Effective Amendment No. 84 to the Registration Statement on Form N-2, filed on December 5, 2024.

(284) Incorporated by reference from the Registrant's Post-Effective Amendment No. 85 to the Registration Statement on Form N-2, filed on December 12, 2024.

(285) Incorporated by reference from the Registrant's Post-Effective Amendment No. 86 to the Registration Statement on Form N-2, filed on December 19, 2024.

(286) Incorporated by reference from the Registrant's Post-Effective Amendment No. 87 to the Registration Statement on Form N-2, filed on March 13, 2025.

(287) Incorporated by reference from the Registrant's Post-Effective Amendment No. 88 to the Registration Statement on Form N-2, filed on March 20, 2025.

(288) Incorporated by reference from the Registrant's Post-Effective Amendment No. 89 to the Registration Statement on Form N-2, filed on March 27, 2025.

(289) Incorporated by reference from the Registrant's Post-Effective Amendment No. 90 to the Registration Statement on Form N-2, filed on April 3, 2025.

(290) Incorporated by reference from the Registrant's Post-Effective Amendment No. 91 to the Registration Statement on Form N-2, filed on April 10, 2025.

(291) Incorporated by reference from the Registrant's Post-Effective Amendment No. 92 to the Registration Statement on Form N-2, filed on April 17, 2025.

(292) Incorporated by reference from the Registrant's Post-Effective Amendment No. 93 to the Registration Statement on Form N-2, filed on April 24, 2025.

(293) Incorporated by reference from the Registrant's Post-Effective Amendment No. 94 to the Registration Statement on Form N-2, filed on May 1, 2025.

(294) Incorporated by reference from the Registrant's Post-Effective Amendment No. 95 to the Registration Statement on Form N-2, filed on May 8, 2025.

(295) Incorporated by reference from the Registrant's Post-Effective Amendment No. 96 to the Registration Statement on Form N-2, filed on May 22, 2025.

(296) Incorporated by reference from the Registrant's Post-Effective Amendment No. 97 to the Registration Statement on Form N-2, filed on May 30, 2025.

(297) Incorporated by reference from the Registrant's Post-Effective Amendment No. 98 to the Registration Statement on Form N-2, filed on June 5, 2025.

(298) Incorporated by reference from the Registrant's Post-Effective Amendment No. 99 to the Registration Statement on Form N-2, filed on June 12, 2025.

(299) Incorporated by reference from the Registrant's Post-Effective Amendment No. 100 to the Registration Statement on Form N-2, filed on June 23, 2025.

(300) Incorporated by reference from the Registrant's Post-Effective Amendment No. 101 to the Registration Statement on Form N-2, filed on June 30, 2025.

(301) Incorporated by reference from the Registrant's Post-Effective Amendment No. 102 to the Registration Statement on Form N-2, filed on July 3, 2025.

(302) Incorporated by reference from the Registrant's Post-Effective Amendment No. 103 to the Registration Statement on Form N-2, filed on July 10, 2025.

(303) Incorporated by reference from the Registrant's Post-Effective Amendment No. 104 to the Registration Statement on Form N-2, filed on July 17, 2025.

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(304) Incorporated by reference from the Registrant's Post-Effective Amendment No. 105 to the Registration Statement on Form N-2, filed on July 24, 2025.

(305) Incorporated by reference from the Registrant's Post-Effective Amendment No. 106 to the Registration Statement on Form N-2, filed on July 31, 2025.

†&nbsp;&nbsp;&nbsp;&nbsp;Filed herewith.

\*&nbsp;&nbsp;&nbsp;&nbsp;To be filed by amendment.

**ITEM 26. *MARKETING ARRANGEMENTS***

The information called for by this Item 26 is omitted from this automatic shelf registration statement on Form N-2 pursuant to Rule 430B under the Securities Act. The information called for by this Item 26 will be included under the heading "Underwriting" or "Plan of Distribution" in any prospectus supplement filed for a particular offering under this automatic shelf registration statement of Form N-2.

**ITEM 27. *OTHER EXPENSES OF ISSUANCE AND DISTRIBUTION***

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| | |
|:---|:---|
| Commission registration fee | $519165 |
| NASDAQ Global Select Additional Listing Fees | 100000 |
| Accounting fees and expenses\* | 500000 |
| Legal fees and expenses\* | 1000000 |
| Printing and engraving\* | 500000 |
| Miscellaneous fees and expenses\* | 100000 |
| Total | $2719165 |

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___________________________________________

\*&nbsp;&nbsp;&nbsp;&nbsp;These amounts are estimates.

All of the expenses set forth above shall be borne by the Company.

**ITEM 28. *PERSONS CONTROLLED BY OR UNDER COMMON CONTROL***

As of December 31, 2022, the following list sets forth entities in which the Registrant owns a controlling interest, the state under whose laws the entity is organized, and the percentage of voting securities or membership interests owned by the Registrant in such entity.

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| | |
|:---|:---|
| **Name of Entity and Place of Jurisdiction** | **% of Voting Securities Owned** |
| SB Forging Company, Inc. (Delaware)\* | 100.0% |
| Arctic Energy Services, LLC (Delaware) | 100.0% |
| CP Holdings of Delaware LLC (Delaware)\* | 99.8% |
| CP Energy Services Inc. (Delaware) | 99.8% |
| CP Well Testing, LLC (Delaware) | 99.8% |
| ProHaul Transports, LLC (Oklahoma) | 99.8% |
| Wright Foster Disposals, LLC (Delaware) | 99.8% |
| Wright Trucking, Inc. (Delaware) | 99.8% |
| Foster Testing Co., Inc. (Delaware) | 99.8% |
| Spartan Energy Holdings, Inc. (Delaware) | 96.7% |
| Spartan Energy Services, LLC (Delaware) | 96.7% |
| Spartan Thru Tubing Services, LLC (Delaware) | 75.9% |
| Spartan Well Testing Services, LLC (Delaware) | 96.7% |
| Spartan Flow Control Services, LLC (Delaware) | 96.7% |
| Echelon Transportation LLC (Delaware) | 100.0% |
| Echelon Aviation II, LLC (Delaware) | 100.0% |
| Echelon Prime Coöperatief U.A. (Netherlands) | 100.0% |

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| | |
|:---|:---|
| **Name of Entity and Place of Jurisdiction** | **% of Voting Securities Owned** |
| Echelon Ireland Madison One Limited (Ireland) | 100.0% |
| AerLift Leasing Limited (Isle of Man) | 60.7% |
| AerLift Leasing Jet Limited (Ireland) | 60.7% |
| AerLift Leasing Isle of Man MSN 28415 Limited (Isle of Man) | 60.7% |
| Alpha Fifteenth Waha Lease Limited (Isle of Man) | 60.7% |
| Bravo Fifteenth Lease Limited (Isle of Man) | 60.7% |
| Fourteenth Waha Lease Limited (Isle of Man) | 60.7% |
| Wahaflot Leasing 1 Limited (Cyprus) | 60.7% |
| AerLift Leasing Netherlands B.V. (Netherlands) | 60.7% |
| AerLift Leasing Isle of Man 1 Limited (Isle of Man) | 60.7% |
| Alpha Ireland Leasing MSN 1149 Limited (Ireland) | 60.7% |
| Bravo Ireland Leasing MSN 1156 Limited (Ireland) | 60.7% |
| Energy Solutions Holdings Inc. (Delaware)\* | 100.0% |
| Freedom Marine Solutions, LLC (Delaware) | 100.0% |
| Vessel Company, LLC (Louisiana) | 100.0% |
| Vessel Company II, LLC (Louisiana) | 100.0% |
| MV Gulf Endeavor LLC (Louisiana) | 100.0% |
| MV Clint LLC (Louisiana) | 100.0% |
| MV JF Jett LLC (Louisiana) | 100.0% |
| Vessel Company III, LLC (Louisiana) | 100.0% |
| MV FMS Courage LLC (Louisiana) | 100.0% |
| MV FMS Endurance LLC (Louisiana) | 100.0% |
| Yatesville Coal Company, LLC (Delaware) | 100.0% |
| First Tower Holdings of Delaware LLC (Delaware)\* | 100.0% |
| First Tower Finance Company LLC (Mississippi)† | 80.1% |
| First Tower, LLC (Mississippi)† | 80.1% |
| First Tower Loan, LLC (Louisiana)† | 80.1% |
| Gulfco of Louisiana, LLC (Louisiana)† | 80.0% |
| Gulfco of Mississippi, LLC (Mississippi)† | 80.0% |
| Gulfco of Alabama, LLC (Alabama)† | 80.0% |
| Tower Loan of Illinois, LLC (Mississippi)† | 80.0% |
| Tower Loan of Mississippi, LLC (Mississippi)† | 80.0% |
| Tower Loan of Missouri, LLC (Mississippi)† | 80.0% |
| Tower Auto Loan, LLC (Mississippi)† | 80.0% |
| Tower Loan of Texas, LLC (Mississippi) | 80.0% |
| InterDent, Inc. (Delaware) | 99.9% |
| InterDent Service Corporation (Washington) | 99.9% |
| Capitol Dental Care, Inc. (Oregon) | 99.9% |
| Managed Dental Care of Oregon, Inc. (Oregon) | 99.9% |
| Dedicated Dental Systems, Inc. (Washington) | 99.9% |
| Southwest Dental Group, LTD (Arizona) | 99.9% |
| Gentle Dental Smile Plan, LLC | 99.9% |
| American Federated Holding Company (Mississippi)† | 80.0% |
| American Federated Insurance Company, Inc. (Mississippi)† | 80.0% |
| American Federated Life Insurance Company, Inc. (Mississippi)† | 80.0% |

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| | |
|:---|:---|
| **Name of Entity and Place of Jurisdiction** | **% of Voting Securities Owned** |
| NMMB Holdings, Inc. (Delaware)\* | 100.0% |
| NMMB, Inc. (Delaware) | 90.4% |
| Refuel Agency, Inc. (Delaware) | 90.4% |
| Armed Forces Communications, Inc. (New York) | 90.4% |
| Prospect Capital Funding LLC (Delaware)\* | 100.0% |
| Prospect Yield Corporation, LLC (Delaware)\* | 100.0% |
| Pacific World Corporation (California) | 100.0% |
| The W.E. Bassett Company (Connecticut) | 100.0% |
| Pacific World De Mexico, S. De R.L. De C.V. (Mexico) | 100.0% |
| Pacific World Limited (England and Wales) | 100.0% |
| Fing'rs (Europe) AG (Switzerland) | 100.0% |
| Fing'rs (Deutshland) GmbH (Germany) | 100.0% |
| Wolf Energy, LLC (Delaware) | 99.8% |
| Appalachian Energy Holdings, LLC (Delaware) | 99.8% |
| C & S Operating, LLC (Delaware) | 99.8% |
| Wolf Energy Services Company, LLC (Delaware) | 99.8% |
| R-V Industries, Inc. (Pennsylvania) | 88.3% |
| STI Holding, Inc. (Delaware) | 100.0% |
| Arlington Park Marietta, LLC (Delaware) | 93.3% |
| NPH Gulf Coast Holdings, LLC (Delaware) | 99.3% |
| NPH Property Holdings, LLC (Delaware)\* | 100.0% |
| NPH Property Holdings II, LLC (Delaware)\* | 100.0% |
| American Consumer Lending Holdings Limited (Cayman Islands) | 100.0% |
| American Consumer Lending Limited (Cayman Islands) | 100.0% |
| American Consumer Lending V, LLC (Delaware) | 100.0% |
| American Consumer Lending VI, LLC (Delaware) | 100.0% |
| American Consumer Lending III (Near-Prime), LLC (Delaware) | 100.0% |
| American Consumer Lending IV (Near-Prime), LLC (Delaware) | 100.0% |
| ACL Near-Prime, LLC (Delaware) | 100.0% |
| National Marketplace Finance, LLC (Delaware) | 100.0% |
| American Consumer Lending VII, LLC (Delaware) | 100.0% |
| Murray Hill Marketplace Trust 2016-LC1 (Delaware) | 100.0% |
| Murray Hill Grantor Trust 2016-LC1 (Delaware) | 100.0% |
| Murray Hill 2016-LC1 Holdings, LLC (Delaware) | 100.0% |
| Murray Hill Securitization Holdings Limited (Cayman Islands) | 100.0% |
| National Property REIT Corp. (Maryland) | 100.0% |
| NPH Guarantor, LLC (Delaware) | 100.0% |
| ACL Loan Holdings, Inc. (Delaware) | 100.0% |
| ACL Loan Company, Inc. (Delaware) | 100.0% |
| ACL Loan Company III, Inc. (Delaware) | 100.0% |
| ACL Consumer Loan Trust (Delaware) | 100.0% |
| ACL Consumer Loan Trust III (Delaware) | 100.0% |
| ACL Consumer Loan Trust V (Delaware) | 100.0% |
| ACL Patient Solutions Trust (Delaware) | 100.0% |
| CLUB Credit Trust 2018-NP1 (Delaware) | 56.4% |

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------

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| | |
|:---|:---|
| **Name of Entity and Place of Jurisdiction** | **% of Voting Securities Owned** |
| CLUB Grantor Trust 2018-NP1 (Delaware) | 56.4% |
| LCIT 2016-NP2 (Delaware) | 72.6% |
| LCIT Grantor Trust 2016-NP2 (Delaware) | 72.6% |
| National General Lending Limited | 100.0% |
| NGL Subsidiary, Ltd | 100.0% |
| Columbus OH Apartments HoldCo, LLC (Delaware) | 79.1% |
| Crown Pointe Passthrough, LLC (Delaware) | 80.0% |
| Crown Pointe SPE, LLC (Delaware) | 80.0% |
| SSIL I, LLC (Delaware) | 80.0% |
| SSIL Orchard Village, LLC (Delaware) | 80.0% |
| 9220 Old Lantern Way Holdings, LLC (Delaware) | 92.5% |
| Baymeadows Holdings, LLC (Delaware) | 92.5% |
| 7915 Baymeadows Circle Owner LLC (Delaware) | 92.5% |
| 8025 Baymeadows Circle Owner LLC (Delaware) | 92.5% |
| Southfield Holdings, LLC (Delaware) | 92.5% |
| 23275 Riverside Drive Owner LLC (Delaware) | 92.5% |
| 23741 Pond Road Owner LLC (Delaware) | 92.5% |
| Steeplechase Holdings, LLC (Delaware) | 92.5% |
| 150 Steeplechase Way Owner, LLC (Delaware) | 92.5% |
| Olentangy Commons Holdings, LLC (Delaware) | 92.5% |
| Olentangy Commons Owner, LLC (Delaware) | 92.5% |
| Villages of Wildwood Holdings, LLC (Delaware) | 92.5% |
| Villages of Wildwood Owner, LLC (Delaware) | 92.5% |
| Falling Creek Holdings LLC (Delaware) | 90.0% |
| Falling Creek BL Owner, LLC (Delaware) | 90.0% |
| Abbie Lakes OH Partners, LLC (Delaware) | 79.1% |
| Kengary Way OH Partners, LLC (Delaware) | 79.1% |
| Jefferson Chase OH Partners, LLC (Delaware) | 79.1% |
| Lakepoint OH Partners, LLC (Delaware) | 79.1% |
| Heatherbridge OH Partners, LLC (Delaware) | 79.1% |
| Sunbury OH Partners, LLC (Delaware) | 79.1% |
| Lakeview Trail OH Partners, LLC (Delaware) | 79.1% |
| Goldenstrand OH Partners, LLC (Delaware) | 79.1% |
| Vesper Portfolio JV, LLC (Delaware) | 67.0% |
| Vesper Tuscaloosa LLC (Delaware) | 67.0% |
| Vesper Iowa City LLC (Delaware) | 67.0% |
| Vesper Corpus Christi LLC (Delaware) | 67.0% |
| Vesper Campus Quarters LLC (Delaware) | 67.0% |
| Vesper College Station LLC (Delaware) | 67.0% |
| Vesper Kennesaw LLC (Delaware) | 67.0% |
| Vesper Statesboro LLC (Delaware) | 67.0% |
| Vesper Manhattan KS LLC (Delaware) | 67.0% |
| 9220 Old Lantern Way Owner, LLC (Delaware) | 92.5% |
| Lorring Owner, LLC (Delaware) | 80.0% |
| Lorring Park Apts, LLC (Delaware) | 80.0% |

---

------

---

| | |
|:---|:---|
| **Name of Entity and Place of Jurisdiction** | **% of Voting Securities Owned** |
| Hamptons Apartments Holdings, LLC (Delaware) | 92.5% |
| Hamptons Apartments Owner, LLC (Delaware) | 92.5% |
| 5224 Long Road Holdings, LLC (Delaware) | 92.5% |
| 5224 Long Road Apartments, LLC (Delaware) | 92.5% |
| Druid Hills Holdings, LLC (Delaware) | 96.3% |
| Druid Hills Apartments, LLC (Delaware) | 96.3% |
| Bel Canto NPRC, LLC (Delaware) | 88.0% |
| Bel Canto NPRC Parcstone, LLC (Delaware) | 88.0% |
| Bel Canto NPRC Stone Ridge, LLC (Delaware) | 88.0% |
| Sterling Place Holdings, LLC (Delaware) | 92.5% |
| Sterling Place Apartment Owner, LLC (Delaware) | 92.5% |
| SPCP Hampton, LLC (Delaware) | 80.0% |
| SPCP Hampton Owner, LLC (Delaware) | 80.0% |
| Palmetto Creek Holdings, LLC (Delaware) | 90.0% |
| Palmetto Creek BL Owner, LLC (Delaware) | 90.0% |
| Valora at Homewood Holdings, LLC (Delaware) | 90.0% |
| Valora at Homewood BL, LLC (Delaware) | 90.0% |
| NPRC Fairburn, LLC (Delaware) | 100.0% |
| NPRC Grayson, LLC (Delaware) | 100.0% |
| NPRC Taylors, LLC (Delaware) | 100.0% |
| Spartanburg Holdings, LLC (Delaware) | 96.3% |
| Parkside at Laurel West Owner, LLC (Delaware) | 96.3% |
| Willows at North End Owner, LLC (Delaware) | 96.3% |
| SPCP Edge CL, LLC (Delaware) | 80.0% |
| SPCP Edge CL Owner, LLC (Delaware) | 80.0% |
| Credit Central Holdings of Delaware, LLC (Delaware)\* | 100.0% |
| Credit Central Loan Company, LLC (South Carolina) | 99.8% |
| Credit Central, LLC (South Carolina) | 99.8% |
| Credit Central Anderson, LLC (South Carolina) | 99.8% |
| Credit Central South, LLC (South Carolina) | 99.8% |
| Credit Central of Tennessee, LLC (South Carolina) | 99.8% |
| Credit Central of Texas, LLC (South Carolina) | 99.8% |
| Mity Holdings of Delaware, Inc. | 100.0% |
| MITY, Inc. (Utah) | 100.0% |
| MITY-LITE, Inc. (Utah) | 100.0% |
| Broda Canada ULC (British Columbia, Canada) | 100.0% |
| Broda GP, ULC (Canada) | 100.0% |
| Broda Limited Partnership (Canada) | 100.0% |
| Holsag Canada, Inc. (Canada) | 100.0% |
| Atlas and Lane, LLC (Utah) | 100.0% |
| Mity FSC, Inc. (Utah) | 100.0% |
| Broda USA, Inc. (Utah) | 100.0% |
| Nationwide Acceptance Holdings LLC (Delaware)\* | 100.0% |
| Nationwide Loan Company LLC (Delaware) | 94.5% |
| Nationwide Online Lending LLC (Delaware) | 94.5% |

---

------

---

| | |
|:---|:---|
| **Name of Entity and Place of Jurisdiction** | **% of Voting Securities Owned** |
| Pelican Loan Company LLC (Delaware) | 94.5% |
| Nationwide Acceptance LLC (Delaware) | 94.5% |
| Hercules Insurance Agency LLC (Illinois) | 94.5% |
| Nationwide CAC LLC (Illinois) | 94.5% |
| Nationwide Cassel LLC (Illinois) | 94.5% |
| Nationwide Installment Services LLC (Illinois) | 94.5% |
| Nationwide Loans LLC (Illinois) | 94.5% |
| Nationwide Nevada LLC (Illinois) | 94.5% |
| Nationwide Northwest LLC (Illinois) | 94.5% |
| Nationwide Southeast LLC (Illinois) | 94.5% |
| Nationwide West LLC (Illinois) | 94.5% |
| NIKO Credit Services LLC (Illinois) | 94.5% |
| Valley Electric Holdings I, Inc. (Delaware)\* | 100.0% |
| Valley Electric Holdings II, Inc. (Delaware)\* | 100.0% |
| Valley Electric Company, Inc. (Delaware) | 95.0% |
| VE Company, Inc (Delaware) | 95.0% |
| Valley Electric Co. of Mt. Vernon, Inc. (Washington) | 95.0% |
| USES Corp. (Delaware) | 99.9% |
| USES, Inc. (Texas) | 99.9% |
| United States Environmental Services, LLC (Louisiana) | 99.9% |
| UTP Holdings Group, Inc. (Delaware) | 100.0% |
| Universal Turbine Parts, LLC (Delaware) | 100.0% |
| B.V. Aviation, LLC (Delaware) | 100.0% |
| Prospect Realty Income Trust Corp. (Delaware) | 100.0% |
| Kickapoo, LLC (Delaware) | 100.0% |
| Elliot Apartments Norcross, LLC (Delaware) | 90.0% |
| Vida Borrower, LLC (Delaware) | 90.0% |
| Jackson 4 Pack JV LLC (Delaware) | 80.0% |
| Jackson Crosswinds, LLC (Delaware) | 80.0% |
| Jackson Lakeshore Landing, LLC (Delaware) | 80.0% |
| Jackson Pear Orchard, LLC (Delaware) | 80.0% |
| Jackson Reflection Pointe, LLC (Delaware) | 80.0% |
| NPRC Fairburn Holding, LLC (Delaware) | 100.0% |
| NPRC Grayson Holding, LLC (Delaware) | 100.0% |
| NPRC Lancaster LLC (Delaware) | 100.0% |
| NPRC Rutland LLC (Delaware) | 100.0% |
| NPRC Twin Oaks LLC (Delaware) | 100.0% |
| NPRC Wolfchase LLC (Delaware) | 100.0% |
| Orlando 442 Owner, LLC (Delaware) | 90.0% |
| Orlando 442 Venture, LLC (Delaware) | 90.0% |
| Southport Holdings LLC (Delaware) | 92.5% |
| Southport Owner LLC (Delaware) | 92.5% |
| Terraces at Perkins Rowe JV LLC (Delaware) | 62.3% |
| Perkins Rowe Owner LLC (Delaware) | 62.3% |
| TP Cheyenne Operations, LLC (Delaware) | 90.0% |

---

------

---

| | |
|:---|:---|
| **Name of Entity and Place of Jurisdiction** | **% of Voting Securities Owned** |
| TP Cheyenne, LLC (Delaware) | 90.0% |
| TP Kokomo Operations, LLC (Delaware) | 90.0% |
| TP Kokomo, LLC (Delaware) | 90.0% |
| TP Pueblo Operations, LLC (Delaware) | 90.0% |
| TP Pueblo, LLC (Delaware) | 90.0% |
| TP Stillwater Operations, LLC (Delaware) | 90.0% |
| TP Stillwater, LLC (Delaware) | 90.0% |
| TP-NPRC Senior Living Holdings, LLC (Delaware) | 90.0% |
| TP-NPRC Senior Living Operations, LLC (Delaware) | 90.0% |
| TP-NPRC Senior Living, LLC (Delaware) | 90.0% |

---

___________________________________________

\*&nbsp;&nbsp;&nbsp;&nbsp;Entity is consolidated for purposes of financial reporting.

†&nbsp;&nbsp;&nbsp;&nbsp;Entities for which separate financial statements are filed.

Prospect Capital Management L.P., a Delaware limited partnership, does not own any shares of the Registrant. Without conceding that Prospect Capital Management L.P. controls the Registrant, Prospect Capital Management or an affiliate of Prospect Capital Management L.P. is the general partner or equivalent of, and may be deemed to control, the following entities:

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| | |
|:---|:---|
| **Name** | **Jurisdiction of Organization** |
| Prospect Management Group LLC | Delaware |
| Prospect Administration LLC | Delaware |
| Prospect Capital Opportunity Fund Management LLC | Delaware |
| Priority Senior Secured Income Management, LLC | Delaware |
| Prospect Flexible Income Management, LLC | Delaware |
| Prospect Capital Investment Management, LLC | Delaware |
| Prospect Capital Management Inc. | Delaware |
| Patriots Finance LLC | Delaware |
| Patriots Asset Management LLC | Delaware |
| Prospect Capital Benefits LLC | Delaware |
| Prospect Opportunity Zone Fund LP | Delaware |
| PCM Opportunity Zone Fund Advisor LLC | Delaware |
| PCM Opportunity Zone Fund GP LLC | Delaware |

---

**ITEM 29. *NUMBER OF HOLDERS OF SECURITIES***

The following table sets forth the approximate number of record holders of our common stock at February 8, 2023.

---

| | |
|:---|:---|
| **Title of Class** | **Number of Record Holders** |
| Common Stock, par value $.001 per share | 168 |

---

**ITEM 30. *INDEMNIFICATION***

Maryland law permits a Maryland corporation to include in its charter a provision limiting the liability of its directors and officers to the corporation and its stockholders for money damages except for liability resulting from (a) actual receipt of an improper benefit or profit in money, property or services or (b) active and deliberate dishonesty established by a final judgment as being material to the cause of action. Our charter contains such a provision which eliminates directors' and officers' liability to the maximum extent permitted by Maryland law, subject to the requirements of the 1940 Act.

Our charter authorizes us, to the maximum extent permitted by Maryland law and subject to the requirements of the 1940 Act, to obligate ourselves to indemnify any present or former director or officer or any individual who, while a director or

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officer and at our request, serves or has served another corporation, real estate investment trust, partnership, joint venture, trust, employee benefit plan or other enterprise as a director, officer, partner or trustee, from and against any claim or liability to which that person may become subject or which that person may incur by reason of his or her service in any such capacity and to pay or reimburse their reasonable expenses in advance of final disposition of a proceeding. Our bylaws obligate us, to the maximum extent permitted by Maryland law and subject to the requirements of the 1940 Act, to indemnify any present or former director or officer or any individual who, while a director or officer and at our request, serves or has served another corporation, real estate investment trust, limited liability company, partnership, joint venture, trust, employee benefit plan or other enterprise as a director, officer, partner, member, manager or trustee and who is made, or threatened to be made, a party to the proceeding by reason of his or her service in any such capacity from and against any claim or liability to which that person may become subject or which that person may incur by reason of his or her service in any such capacity and to pay or reimburse their reasonable expenses in advance of final disposition of a proceeding. The charter and bylaws also permit us to indemnify and advance expenses to any person who served a predecessor of us in any of the capacities described above and any of our employees or agents or any employees or agents of our predecessor. In accordance with the 1940 Act, we will not indemnify any person for any liability to which such person would be subject by reason of such person's willful misfeasance, bad faith, gross negligence or reckless disregard of the duties involved in the conduct of his office.

Maryland law requires a corporation (unless its charter provides otherwise, which our charter does not) to indemnify a director or officer who has been successful, on the merits or otherwise, in the defense of any proceeding to which he or she is made, or threatened to be made, a party by reason of his or her service in that capacity. Maryland law permits a corporation to indemnify its present and former directors and officers, among others, against judgments, penalties, fines, settlements and reasonable expenses actually incurred by them in connection with any proceeding to which they may be made, or threatened to be made, a party by reason of their service in those or other capacities unless it is established that (a) the act or omission of the director or officer was material to the matter giving rise to the proceeding and (1) was committed in bad faith or (2) was the result of active and deliberate dishonesty, (b) the director or officer actually received an improper personal benefit in money, property or services or (c) in the case of any criminal proceeding, the director or officer had reasonable cause to believe that the act or omission was unlawful. However, under Maryland law, a Maryland corporation may not indemnify for an adverse judgment in a suit by or in the right of the corporation or for a judgment of liability on the basis that a personal benefit was improperly received, unless in either case a court orders indemnification, and then only for expenses. In addition, Maryland law permits a corporation to advance reasonable expenses to a director or officer upon the corporation's receipt of (a) a written affirmation by the director or officer of his or her good faith belief that he or she has met the standard of conduct necessary for indemnification by the corporation and (b) a written undertaking by him or her or on his or her behalf to repay the amount paid or reimbursed by the corporation if it is ultimately determined that the standard of conduct was not met.

The Investment Advisory Agreement provides that, absent willful misfeasance, bad faith or gross negligence in the performance of its duties or by reason of the reckless disregard of its duties and obligations, Prospect Capital Management LLC (the "Adviser") and its officers, managers, agents, employees, controlling persons, members and any other person or entity affiliated with it are entitled to indemnification from the Company for any damages, liabilities, costs and expenses (including reasonable attorneys' fees and amounts reasonably paid in settlement) arising from the rendering of the Adviser's services under the Investment Advisory Agreement or otherwise as an investment adviser of the Company.

The Administration Agreement provides that, absent willful misfeasance, bad faith or negligence in the performance of its duties or by reason of the reckless disregard of its duties and obligations, Prospect Administration LLC and its officers, manager, agents, employees, controlling persons, members and any other person or entity affiliated with it are entitled to indemnification from the Company for any damages, liabilities, costs and expenses (including reasonable attorneys' fees and amounts reasonably paid in settlement) arising from the rendering of Prospect Administration LLC's services under the Administration Agreement or otherwise as administrator for the Company.

The Administrator is authorized to enter into one or more sub-administration agreements with other service providers (each a "Sub-Administrator") pursuant to which the Administrator may obtain the services of the service providers in fulfilling its responsibilities hereunder. Any such sub-administration agreements shall be in accordance with the requirements of the 1940 Act and other applicable U.S. Federal and state law and shall contain a provision requiring the Sub-Administrator to comply with the same restrictions applicable to the Administrator.

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**ITEM 31. *BUSINESS AND OTHER CONNECTIONS OF INVESTMENT ADVISER***

A description of any other business, profession, vocation or employment of a substantial nature in which the Adviser, and each managing member, director or executive officer of the Adviser, is or has been during the past two fiscal years, engaged in for his or her own account or in the capacity of director, officer, employee, partner or trustee, is set forth in Part A of this Registration Statement in the section entitled "Management." Additional information regarding the Adviser and its officers and directors is set forth in its Form ADV, as filed with the Securities and Exchange Commission (SEC File No. 801-62969), and is incorporated herein by reference.

**ITEM 32. *LOCATION OF ACCOUNTS AND RECORDS***

All accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, and the rules thereunder are maintained at the offices of:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1)the Registrant, Prospect Capital Corporation, 10 East 40<sup>th</sup> Street, 42<sup>nd</sup> Floor, New York, NY 10016;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2)the Transfer Agent, American Stock Transfer & Trust Company;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(3)the Custodians, U.S. Bank National Association, Israeli Discount Bank of New York Ltd., Fifth Third Bank, Customers Bank and Peapack-Gladstone Bank; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(4)the Adviser, Prospect Capital Management L.P., 10 East 40<sup>th</sup> Street, 42<sup>nd</sup> Floor, New York, NY 10016.

**ITEM 33. *MANAGEMENT SERVICES***

Not Applicable.

**ITEM 34. *UNDERTAKINGS***

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1.Not applicable.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2.Not applicable.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.The Registrant undertakes:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a.not applicable;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b.that, for the purpose of determining any liability under the 1933 Act, each post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of those securities at that time shall be deemed to be the initial bona fide offering thereof;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;c.to remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;d.for the purpose of determining liability under the Securities Act to any purchaser that:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1) if the Registrant is relying on Rule 430B: (A) each prospectus filed pursuant to Rule 424(b)(3) shall be deemed to be part of the registration statement as of the date the filed prospectus was deemed part of and included in the registration statement; and (B) each prospectus required to be filed pursuant to Rule 424(b)(2), (b)(5), or (b)(7) as part of a registration statement in reliance on Rule 430B relating to an offering made pursuant to Rule 415(a)(1)(i), (x), or (xi) for the purpose of providing the information required by Section 10(a) of the Securities Act shall be deemed to be part of and included in the registration statement as of the earlier of the date such form of prospectus is first used after effectiveness or the date of the first contract of sale of securities in the offering described in the prospectus. As provided in Rule 430B, for liability purposes of the issuer and any person that is at that date an underwriter, such date shall be deemed to be a new effective date of the registration statement relating to the securities in the registration statement to which that prospectus relates, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof; provided, however, that no statement made in a registration statement or prospectus that is part of the registration statement or made in a document incorporated or deemed incorporated by reference into the registration statement or prospectus that is part of the registration statement will, as to a purchaser

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with a time of contract of sale prior to such effective date, supersede or modify any statement that was made in the registration statement or prospectus that was part of the registration statement or made in any such document immediately prior to such effective date; or

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2) if the Registrant is subject to Rule 430C under the Securities Act, each prospectus filed pursuant to Rule 424(b) under the Securities Act as part of this registration statement relating to an offering, other than registration statements relying on Rule 430B or other than prospectuses filed in reliance on Rule 430A, shall be deemed to be part of and included in the registration statement as of the date it is first used after effectiveness, provided, however, that no statement made in a registration statement or prospectus that is part of the registration statement or made in a document incorporated or deemed incorporated by reference into the registration statement or prospectus that is part of the registration statement will, as to a purchaser with a time of contract of sale prior to such first use, supersedes or modify any statement that was made in the registration statement or prospectus that was part of the registration statement or made in any such document immediately prior to such date of first use. and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;e.for the purpose of determining liability of the Registrant under the Securities Act to any purchaser in the initial distribution of securities, the Registrant undertakes that in a primary offering of securities of the Registrant pursuant to this registration statement, regardless of the underwriting method used to sell the securities to the purchaser, if the securities are offered or sold to such purchaser by means of any of the following communications, the Registrant will be a seller to the purchaser and will be considered to offer or sell such securities to the purchaser:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1) any preliminary prospectus or prospectus of the Registrant relating to the offering required to be filed pursuant to Rule 424 under the Securities Act;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2) free writing prospectus relating to the offering prepared by or on behalf of the Registrant or used or referred to by the Registrant;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(3) the portion of any other free writing prospectuses or advertisement pursuant to Rule 482 under the Securities Act relating to the offering containing material information about the Registrant or its securities provided by or on behalf of the Registrant; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(4) any other communication that is an offer in the offering made by the Registrant to the purchaser..

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.&nbsp;&nbsp;&nbsp;&nbsp;Not applicable.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.&nbsp;&nbsp;&nbsp;&nbsp;for purposes of determining any liability under the Securities Act, each filing of the Registrant's annual report pursuant to Section 13(a) or Section 15(d) of the Securities Exchange Act of 1934 that is incorporated by reference into the registration statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.&nbsp;&nbsp;&nbsp;&nbsp;insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers and controlling persons of the Registrant, the Registrant have been advised that in the opinion of the Commission such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the Registrant undertakes, unless in the opinion of the Registrant's counsel the matter has been settled by controlling precedent, to submit to a court of appropriate jurisdiction the question whether such indemnification by the Registrant is against public policy as expressed in the Securities Act and the Registrant will be governed by the final adjudication of such issue..

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.&nbsp;&nbsp;&nbsp;&nbsp;to send by first class mail or other means designed to ensure equally prompt delivery within two business days of receipt of a written or oral request, any prospectus or Statement of Additional Information.

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**SIGNATURES**

Pursuant to the requirements of the Securities Act of 1933, the Registrant has duly caused this Post Effective Amendment No. 107 to the Registration Statement on Form N-2 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, in the State of New York, on the 7th day of August 2025.

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| | |
|:---|:---|
| **PROSPECT CAPITAL CORPORATION** | **PROSPECT CAPITAL CORPORATION** |
| By: | /s/ JOHN F. BARRY III |
|  | John F. Barry III<br>*Chief Executive Officer and Chairman of the Board of Directors* |

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Pursuant to the requirements of the Securities Act of 1933, this Post Effective Amendment No. 107 to the Registration Statement has been signed by the following persons in the capacities indicated on August 7, 2025. This document may be executed by the signatories hereto on any number of counterparts, all of which constitute one and the same instrument.

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| | |
|:---|:---|
| **Signature** | **Title** |
| /s/ JOHN F. BARRY III | Chief Executive Officer and Chairman of the Board of Directors (Principal Executive Officer) |
| John F. Barry III | Chief Executive Officer and Chairman of the Board of Directors (Principal Executive Officer) |
| /s/ M. GRIER ELIASEK | Chief Operating Officer and Director |
| M. Grier Eliasek | |
| /s/ KRISTIN L. VAN DASK | Chief Financial Officer, Treasurer and Secretary (Principal Financial and Accounting Officer) |
| Kristin L. Van Dask | Chief Financial Officer, Treasurer and Secretary (Principal Financial and Accounting Officer) |
| /s/ WILLIAM J. GREMP\* | Director |
| William J. Gremp | |
| /s/ ANDREW C. COOPER\* | Director |
| Andrew C. Cooper | |
| /s/ EUGENE S. STARK\* | Director |
| Eugene S. Stark | |

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---

| | |
|:---|:---|
| \*By: | /s/ M. GRIER ELIASEK |
|  | M. Grier Eliasek,<br>*as Attorney-in-Fact* |

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**INDEX TO EXHIBITS**

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| | |
|:---|:---|
| **Exhibit No.** | **Description** |
| (d)(693) | <u>[One Thousand Five Hundred Fiftieth Supplemental Indenture dated as of August 7, 2025, to the U.S. Bank Indenture, and Form of 7.500% Prospect Capital InterNote® due 2028](globalnote_ps155008-07x2025.htm)</u> |
| (d)(694) | <u>[One Thousand Five Hundred Fifty-First Supplemental Indenture dated as of August 7, 2025, to the U.S. Bank Indenture, and Form of 7.750% Prospect Capital InterNote® due 2030](globalnote_ps155108-07x2025.htm)</u> |
| (d)(695) | <u>[One Thousand Five Hundred Fifty-Second Supplemental Indenture dated as of August 7, 2025, to the U.S. Bank Indenture, and Form of 8.000% Prospect Capital InterNote® due 2032](globalnote_ps155208-07x2025.htm)</u> |
| (s) | <u>[Calculation of Filing Fee Table](psecposexexhibits08-07x2025.htm)</u> |

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## Ex-99.(D)(693)

**Exhibit (d)(693)**

**SUPPLEMENTAL INDENTURE**

**between**

**PROSPECT CAPITAL CORPORATION**

**and**

**U.S. BANK TRUST COMPANY NATIONAL ASSOCIATION (successor in interest to U.S. BANK NATIONAL ASSOCIATION), as Trustee**

**Dated as of the date set forth on <u>Exhibit B</u> hereto.**

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SUPPLEMENTAL INDENTURE

THIS SUPPLEMENTAL INDENTURE (this "Supplemental Indenture"), which shall be deemed the enumerated supplemental indenture as stated in <u>Exhibit B</u> hereto, is between Prospect Capital Corporation, a Maryland corporation (the "Company"), and U.S. Bank Trust Company National Association (successor in interest to U.S. Bank National Association), as trustee (the "Trustee"). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below).

RECITALS OF THE COMPANY

The Company and the Trustee executed and delivered an Indenture, dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance, dated as of March 12, 2012, by and between the Company, the Trustee, and American Stock Transfer & Trust Company, LLC (the "Base Indenture" and, as supplemented by one or more supplemental indentures, including this Supplemental Indenture, the "Indenture"), to provide for the issuance by the Company from time to time of the Company's unsecured debentures, notes or other evidences of indebtedness (the "Securities"), to be issued in one or more series as provided in the Indenture.

The Company desires to issue and sell the aggregate principal amount as listed in <u>Exhibit B</u> hereto of the Company's senior notes as described in <u>Exhibit B</u> attached hereto (the "Notes").

Sections 9.01(5) and 9.01(7) of the Base Indenture provide that without the consent of Holders of the Securities of any series issued under the Indenture, the Company, when authorized by or pursuant to a Board Resolution, and the Trustee, at any time and from time to time, may enter into one or more indentures supplemental to the Base Indenture to (i) change or eliminate any of the provisions of the Indenture when there is no Security Outstanding of any series created prior to the execution of a supplemental indenture that is entitled to the benefit of such provision and (ii) establish the form or terms of Securities of any series as permitted by Section 2.01 and Section 3.01 of the Base Indenture.

The Company desires to establish the form and terms of the Notes and to modify, alter, supplement and change certain provisions of the Base Indenture for the benefit of the Holders of the Notes (except as may be provided in a future supplemental indenture to the Indenture ("Future Supplemental Indenture")).

The Company has duly authorized the execution and delivery of this Supplemental Indenture to provide for the issuance of the Notes and all acts and things necessary to make this Supplemental Indenture a valid, binding, and legal obligation of the Company and to constitute a valid agreement of the Company, in accordance with its terms, have been done and performed.

NOW, THEREFORE, THIS INDENTURE WITNESSETH:

For and in consideration of the premises and the purchase of the Notes by the Holders thereof, it is mutually agreed, for the equal and proportionate benefit of all Holders of the Notes, as follows:

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**ARTICLE I**

**<u>TERMS OF THE NOTES</u>**

Section 1.01&nbsp;&nbsp;&nbsp;&nbsp;<u>Terms of the Notes</u>. The following terms relating to the Notes are hereby established:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a)&nbsp;&nbsp;&nbsp;&nbsp;The Notes shall constitute a series of Securities having the title as stated in <u>Exhibit B</u> hereto and shall be designated as Senior Securities under the Indenture. The Notes shall bear a CUSIP number and an ISIN number as stated in <u>Exhibit B</u> hereto.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(b)&nbsp;&nbsp;&nbsp;&nbsp;The aggregate principal amount of the Notes that may be initially authenticated and delivered under the Indenture (except for Notes authenticated and delivered upon registration of, transfer of, or in exchange for, or in lieu of, other Notes pursuant to Sections 3.04, 3.05, 3.06, 9.06 or 11.07 of the Base Indenture) shall be as stated in <u>Exhibit B</u> attached hereto. Under a Board Resolution, Officers' Certificate pursuant to Board Resolutions or an indenture supplement, the Company may from time to time, without the consent of the Holders of Notes, issue additional Notes (in any such case "Additional Notes") having the same ranking and the same interest rate, maturity and other terms as the Notes. Any Additional Notes and the existing Notes will constitute a single series under the Indenture and all references to the relevant Notes herein shall include the Additional Notes unless the context otherwise requires.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(c)&nbsp;&nbsp;&nbsp;&nbsp;The entire outstanding principal of the Notes shall be payable on the maturity date as identified on <u>Exhibit B</u> attached hereto.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(d)&nbsp;&nbsp;&nbsp;&nbsp;If the Notes are identified as "Fixed" on <u>Exhibit B</u>, the rate at which the Notes shall bear interest shall be the percentage per annum identified as the "Coupon Rate" on <u>Exhibit B</u> attached hereto; and if the Notes are identified as "Step" on <u>Exhibit B</u>, the rates at which the Notes shall bear interest shall be the percentages per annum during the corresponding periods as identified in the applicable footnote under the "Coupon Rate" on <u>Exhibit B</u> attached hereto (the "Applicable Interest Rate"). The date from which interest shall accrue on the Notes shall be on the date specified in <u>Exhibit B</u> attached hereto, or the most recent Interest Payment Date to which interest has been paid or provided for; the Interest Payment Dates for the Notes shall be as identified in <u>Exhibit B</u> attached hereto of each year, commencing on the date as identified as the 1<sup>st</sup> Coupon Date in <u>Exhibit B</u> hereto (if an Interest Payment Date falls on a day that is not a Business Day, then the applicable interest payment will be made on the next succeeding Business Day and no additional interest will accrue as a result of such delayed payment); the initial interest period will be the period from and including the date as identified as the 1<sup>st</sup> Coupon Date in <u>Exhibit B</u> hereto (or the most recent Interest Payment Date to which interest has been paid or provided for), to, but excluding, the initial Interest Payment Date, and the subsequent interest periods will be the periods from and including an Interest Payment Date to, but excluding, the next Interest Payment Date or the Stated Maturity, as the case may be; the interest so payable, and punctually paid or duly provided for, on any Interest Payment Date, will be paid to the Person in whose name the Note (or one or more predecessor Notes) is registered at the close of business on the Regular Record Date for such interest, which shall be the record dates as identified in <u>Exhibit B</u> hereto (whether or not a Business Day), as the case may be, next

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preceding such Interest Payment Date. The initial interest payment on the Notes on the date as identified as the 1<sup>st</sup> Coupon Date in <u>Exhibit B</u> hereto, or the initial Interest Payment Date, shall be equal to amount identified as the 1<sup>st</sup> Coupon Amount in <u>Exhibit B</u> hereto. Payment of principal of (and premium, if any) and any such interest on the Notes will be made at the Corporate Trust Office of the Trustee in New York, New York in such coin or currency of the United States of America as at the time of payment is legal tender for payment of public and private debts; *provided*, *however*, that at the option of the Company payment of interest may be made by check mailed to the address of the Person entitled thereto as such address shall appear in the Security Register. Interest on the Notes will be computed on the basis of a 360-day year of twelve 30-day months.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(e)&nbsp;&nbsp;&nbsp;&nbsp;The Notes shall be initially issuable in global form (each such Note, a "Global Note"). The Global Notes and the Trustee's certificate of authentication thereon shall be substantially in the form of <u>Exhibit A</u> hereto. Each Global Note shall represent the outstanding Notes as shall be specified therein and each shall provide that it shall represent the aggregate amount of outstanding Notes from time to time endorsed thereon and that the aggregate amount of outstanding Notes represented thereby may from time to time be reduced or increased, as appropriate, to reflect exchanges and redemptions. Any endorsement of a Global Note to reflect the amount of any increase or decrease in the amount of outstanding Notes represented thereby shall be made by the Trustee or the Security Registrar, in accordance with Sections 2.03 and 3.05 of the Indenture.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(f)&nbsp;&nbsp;&nbsp;&nbsp;The depositary for such Global Notes (the "Depositary") shall be The Depository Trust Company, New York, New York. The Security Registrar with respect to the Global Notes shall be the Trustee.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(g)&nbsp;&nbsp;&nbsp;&nbsp;The Notes shall be defeasible pursuant to Section 14.02 or Section 14.03 of the Base Indenture. Covenant defeasance contained in Section 14.03 of the Base Indenture shall apply to the covenants contained in Sections 10.06 and 10.08 of the Indenture.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(h)&nbsp;&nbsp;&nbsp;&nbsp;The Notes shall be redeemable pursuant to Section 11.01 of the Base Indenture and as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(i)&nbsp;&nbsp;&nbsp;&nbsp;The Notes will be redeemable in whole or in part at any time or from time to time, at the option of the Company, on or after the date identified as the Optional Redemption Date in <u>Exhibit B</u> hereto, at a redemption price of $1,000 per Note plus accrued and unpaid interest payments otherwise payable for the then-current quarterly interest period accrued to, but excluding, the date fixed for redemption.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(ii)&nbsp;&nbsp;&nbsp;&nbsp;Notice of redemption shall be given in writing and mailed, first-class postage prepaid or by overnight courier guaranteeing next-day delivery, to each Holder of the Notes to be redeemed, not less than five (5) nor more than sixty (60) days prior to the Redemption Date, at the Holder's address appearing in the Security Register. All notices of redemption shall contain the information set forth in Section 11.04 of the Base Indenture.

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(iii)&nbsp;&nbsp;&nbsp;&nbsp;Any exercise of the Company's option to redeem the Notes will be done in compliance with the Investment Company Act.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(iv)&nbsp;&nbsp;&nbsp;&nbsp;If the Company elects to redeem only a portion of the Notes, the Trustee will determine the method for selecting the particular Notes to be redeemed, in accordance with the Investment Company Act.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(v)&nbsp;&nbsp;&nbsp;&nbsp;Unless the Company defaults in payment of the Redemption Price, on and after the Redemption Date, interest will cease to accrue on the Notes called for redemption hereunder.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(i)&nbsp;&nbsp;&nbsp;&nbsp;The "Survivor's Option" is defined in Section 2.01 and, if applicable to the Notes, is a provision in a Note pursuant to which the Company agrees to repay that Note, if requested by the authorized representative of the beneficial owner of that Note, following the death of the beneficial owner of the Note, so long as the Note was owned by that beneficial owner or the estate of that beneficial owner at least six months prior to the request. The Survivor's Option, if applicable, shall be so specified under "Survivor's Option" on <u>Exhibit B</u> attached hereto. <br>Upon the valid exercise of any Survivor's Option and the proper tender of that Note for repayment, the Company will, at its option, repay or repurchase that Note, in whole or in part, at a price equal to 100% of the principal amount of the deceased beneficial owner's interest in that Note plus unpaid interest accrued to the date of repayment. <br>To be valid, any Survivor's Option must be exercised by or on behalf of the person who has authority to act on behalf of the deceased beneficial owner of the Note (including, without limitation, the personal representative or executor of the deceased beneficial owner or the surviving joint owner with the deceased beneficial owner) under the laws of the applicable jurisdiction. <br>The death of a person holding a beneficial ownership interest in a Note as a joint tenant or tenant by the entirety with another person, or as a tenant in common with the deceased holder's spouse, will be deemed the death of a beneficial owner of that Note, and the entire principal amount of the Note so held will be subject to repayment by us upon request. However, the death of a person holding a beneficial ownership interest in a Note as tenant in common with a person other than such deceased holder's spouse will be deemed the death of a beneficial owner only with respect to such deceased person's interest in the Note. <br>The death of a person who, during his or her lifetime, was entitled to substantially all of the beneficial ownership interests in a Note will be deemed the death of the beneficial owner of that Note for purposes of any Survivor's Option, regardless of whether that beneficial owner was the registered holder of that Note, if entitlement to those interests can be established to the satisfaction of the Trustee. A beneficial ownership interest will be deemed to exist in typical cases of nominee ownership, ownership under the Uniform Transfers to Minors Act or Uniform Gifts to Minors Act, community property or other joint ownership arrangements between a

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husband and wife. In addition, a beneficial ownership interest will be deemed to exist in custodial and trust arrangements where one person has all of the beneficial ownership interests in the applicable Note during his or her lifetime. <br>The Company has the discretionary right to limit the aggregate principal amount of Notes as to which exercises of any Survivor's Option shall be accepted by us from authorized representatives of all deceased beneficial owners in any calendar year to an amount equal to the greater of $2,000,000 or 2% of the principal amount of all Notes outstanding as of the end of the most recent calendar year. The Company also has the discretionary right to limit to $250,000 in any calendar year the aggregate principal amount of Notes as to which exercises of any Survivor's Option shall be accepted by us from the authorized representative of any individual deceased beneficial owner of Notes in such calendar year. In addition, the Company will not permit the exercise of any Survivor's Option except in principal amounts of $1,000 and multiples of $1,000. An otherwise valid election to exercise any Survivor's Option may not be withdrawn. Each election to exercise any Survivor's Option will be accepted in the order that elections are received by the Trustee, except for any Note the acceptance of which would contravene any of the limitations described in the preceding paragraph. Notes accepted for repayment through the exercise of any Survivor's Option normally will be repaid on the first interest payment date that occurs 20 or more calendar days after the date of the acceptance. For example, if the acceptance date of a Note tendered through a valid exercise of any Survivor's Option is September 1, 2011, and interest on that Note is paid monthly, the Company would normally, at its option, repay that Note on the interest payment date occurring on October 15, 2011, because the September 15, 2011 interest payment date would occur less than 20 days from the date of acceptance. Each tendered Note that is not accepted in any calendar year due to the application of any of the limitations described in the preceding paragraph will be deemed to be tendered in the following calendar year in the order in which all such Notes were originally tendered. If a Note tendered through a valid exercise of any Survivor's Option is not accepted, the Trustee will deliver a notice by first-class mail to the registered holder, at that holder's last known address as indicated in the Note register, that states the reason that Note has not been accepted for repayment. <br>With respect to Notes represented by a Global Note, DTC or its nominee is treated as the holder of the Notes and will be the only entity that can exercise any Survivor's Option for such Notes. To obtain repayment pursuant to exercise of any Survivor's Option for a Note, the deceased beneficial owner's authorized representative must provide the following items to the broker or other entity through which the beneficial interest in the Note is held by the deceased beneficial owner:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;a written instruction to such broker or other entity to notify DTC of the authorized representative's desire to obtain repayment pursuant to exercise of such Survivor's Option;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;appropriate evidence satisfactory to the Trustee (a) that the deceased was the beneficial owner of the Note at the time of death and his or her interest in the Note was owned by the deceased beneficial owner or his or her estate at least six months prior to the request for repayment, (b) that the death of the beneficial owner has occurred, (c) of

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the date of death of the beneficial owner, and (d) that the representative has authority to act on behalf of the beneficial owner;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;if the interest in the Note is held by a nominee of the deceased beneficial owner, a certificate satisfactory to the Trustee from the nominee attesting to the deceased's beneficial ownership of such Note;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;written request for repayment signed by the authorized representative of the deceased beneficial owner with the signature guaranteed by a member firm of a registered national securities exchange or of the National Association of Securities Dealers, Inc. or a commercial bank or trust company having an office or correspondent in the United States;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;if applicable, a properly executed assignment or endorsement;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;tax waivers and any other instruments or documents that the Trustee reasonably requires in order to establish the validity of the beneficial ownership of the Note and the claimant's entitlement to payment; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;any additional information the Trustee reasonably requires to evidence satisfaction of any conditions to the exercise of any Survivor's Option or to document beneficial ownership or authority to make the election and to cause the repayment of the Note.

In turn, the broker or other entity will deliver each of these items to the Trustee, together with evidence satisfactory to the Trustee from the broker or other entity stating that it represents the deceased beneficial owner.

The death of a person owning a Note in joint tenancy or tenancy by the entirety with another or others shall be deemed the death of the holder of the Note, and the entire principal amount of the Note so held shall be subject to repayment, together with interest accrued thereon to the repayment date. The death of a person owning a Note by tenancy in common shall be deemed the death of a holder of a Note only with respect to the deceased holder's interest in the Note so held by tenancy in common; except that in the event a Note is held by husband and wife as tenants in common, the death of either shall be deemed the death of the holder of the Note, and the entire principal amount of the Note so held shall be subject to repayment. The death of a person who, during his or her lifetime, was entitled to substantially all of the beneficial interests of ownership of a Note, shall be deemed the death of the holder thereof for purposes of this provision, regardless of the registered holder, if such beneficial interest can be established to the satisfaction of the Trustee and us. Such beneficial interest shall be deemed to exist in typical cases of nominee ownership, ownership under the Uniform Gifts to Minors Act, the Uniform Transfers to Minors Act, community property or other joint ownership arrangements between a husband and wife and trust arrangements where one person has substantially all of the beneficial ownership interest in the Note during his or her lifetime.

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The Company retains the right to limit the aggregate principal amount of Notes as to which exercises of any Survivor's Option applicable to the Notes will be accepted in any one calendar year as described above. All other questions regarding the eligibility or validity of any exercise of the Survivor's Option will be determined by us, in our sole discretion, which determination will be final and binding on all parties. For the avoidance of doubt, we also retain the right to reject in our sole discretion any exercise of the Survivor's Option where the deceased held no or only a minimal beneficial ownership interest in the Notes and entered into arrangements with third parties in relation to the Notes prior to death for the purpose of permitting or attempting to permit those third parties to directly or indirectly benefit from the exercise of the Survivor's Option.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(j)&nbsp;&nbsp;&nbsp;&nbsp;The Notes shall not be subject to any sinking fund pursuant to Section 12.01 of the Base Indenture.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(k)&nbsp;&nbsp;&nbsp;&nbsp;The Notes shall be issuable in denominations of $1,000 and integral multiples of $1,000 in excess thereof.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(l)&nbsp;&nbsp;&nbsp;&nbsp;Holders of the Notes will not have the option to have the Notes repaid prior to the Stated Maturity.

**ARTICLE II**

**<u>DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION</u>**

Section 2.01&nbsp;&nbsp;&nbsp;&nbsp;Except as may be provided in a Future Supplemental Indenture, for the benefit of the Holders of the Notes but no other series of Securities under the Indenture, whether now or hereafter issued and Outstanding, Article One of the Base Indenture shall be amended by adding the following defined terms to Section 1.01 in appropriate alphabetical sequence, as follows:

"'<u>Exchange Act</u>' means the Securities Exchange Act of 1934, as amended, and any statute successor thereto."

"'<u>GAAP</u>' means generally accepted accounting principles in the United States set forth in the opinions and pronouncements of the Accounting Principles Board of the American Institute of Certified Public Accountants, the opinions and pronouncements of the Public Company Accounting Oversight Board and the statements and pronouncements of the Financial Accounting Standards Board or in such other statements by such other entity as have been approved by a significant segment of the accounting profession in the United States, which are in effect from time to time."

"'<u>Investment Company Act</u>' means the Investment Company Act of 1940, as amended, and the rules, regulations and interpretations promulgated thereunder, to the extent applicable, and any statute successor thereto."

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"'<u>Survivor's Option</u>' means, where applicable, the right of a holder of a Note to require the Company to repay such Note prior to its Stated Maturity upon the death of the owner of such Note, subject to the provisions hereof relating to such option."

**ARTICLE III** 

**<u>REMEDIES</u>**

Section 3.01&nbsp;&nbsp;&nbsp;&nbsp;Intentionally left blank.

**ARTICLE IV**

**<u>COVENANTS</u>**

Section 4.01&nbsp;&nbsp;&nbsp;&nbsp;Except as may be provided in a Future Supplemental Indenture, for the benefit of the Holders of the Notes but no other series of Securities under the Indenture, whether now or hereafter issued and Outstanding, Article Ten of the Base Indenture shall be amended by adding the following new Section 10.08 thereto, each as set forth below:

"Section 10.08&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<u>Section 18(a)(1)(A) of the Investment Company Act</u>.

The Company hereby agrees that for the period of time during which Notes are Outstanding, the Company will not violate, whether or not it is subject to, Section 18(a)(1)(A) as modified by Section 61(a)(1) of the Investment Company Act or any successor provisions thereto of the Investment Company Act."

**ARTICLE V**

**<u>MISCELLANEOUS</u>**

Section 5.01&nbsp;&nbsp;&nbsp;&nbsp;This Supplemental Indenture and the Notes shall be governed by and construed in accordance with the laws of the State of New York, without regard to principles of conflicts of laws that would cause the application of laws of another jurisdiction. This Supplemental Indenture is subject to the provisions of the Trust Indenture Act that are required to be part of the Indenture and shall, to the extent applicable, be governed by such provisions.

Section 5.02&nbsp;&nbsp;&nbsp;&nbsp;In case any provision in this Supplemental Indenture or in the Notes shall be invalid, illegal or unenforceable, the validity, legality and enforceability of the remaining provisions shall not in any way be affected or impaired thereby.

Section 5.03&nbsp;&nbsp;&nbsp;&nbsp;This Supplemental Indenture may be executed in any number of counterparts, each of which will be an original, but such counterparts will together constitute but one and the same Supplemental Indenture. The exchange of copies of this Supplemental Indenture and of signature pages by facsimile, .pdf transmission, email or other electronic means shall constitute effective execution and delivery of this Supplemental Indenture for all purposes.

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Signatures of the parties hereto transmitted by facsimile, .pdf transmission, email or other electronic means shall be deemed to be their original signatures for all purposes.

Section 5.05&nbsp;&nbsp;&nbsp;&nbsp;The provisions of this Supplemental Indenture shall become effective as of the date hereof.

Section 5.06&nbsp;&nbsp;&nbsp;&nbsp;Notwithstanding anything else to the contrary herein, the terms and provisions of this Supplemental Indenture shall apply only to the Notes and shall not apply to any other series of Securities under the Indenture and this Supplemental Indenture shall not and does not otherwise affect, modify, alter, supplement or change the terms and provisions of any other series of Securities under the Indenture, whether now or hereafter issued and Outstanding.

Section 5.07&nbsp;&nbsp;&nbsp;&nbsp;The recitals contained herein and in the Notes shall be taken as the statements of the Company, and the Trustee assumes no responsibility for their correctness. The Trustee makes no representations as to the validity or sufficiency of this Supplemental Indenture, the Notes or any Additional Notes, except that the Trustee represents that it is duly authorized to execute and deliver this Supplemental Indenture, authenticate the Notes and any Additional Notes and perform its obligations hereunder. The Trustee shall not be accountable for the use or application by the Company of the Notes or any Additional Notes or the proceeds thereof.

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IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly executed as of the date first above written.

PROSPECT CAPITAL CORPORATION

By:&nbsp;&nbsp;&nbsp;&nbsp;<u>/s/ Kristin Van Dask&nbsp;&nbsp;&nbsp;&nbsp;</u> <br>&nbsp;&nbsp;&nbsp;&nbsp;Name:&nbsp;&nbsp;&nbsp;&nbsp;Kristin Van Dask <br>&nbsp;&nbsp;&nbsp;&nbsp;Title:&nbsp;&nbsp;&nbsp;&nbsp;Chief Financial Officer and <br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Chief Compliance Officer

U.S. BANK TRUST COMPANY NATIONAL ASSOCIATION (SUCCESSOR IN INTEREST TO U.S. BANK NATIONAL ASSOCIATION), as Trustee

By:&nbsp;&nbsp;&nbsp;&nbsp;<u>/s/ Michelle Lee&nbsp;&nbsp;&nbsp;&nbsp;</u> <br>&nbsp;&nbsp;&nbsp;&nbsp;Name:&nbsp;&nbsp;&nbsp;&nbsp;Michelle Lee<br>&nbsp;&nbsp;&nbsp;&nbsp;Title:&nbsp;&nbsp;&nbsp;&nbsp;Vice President

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**<u>EXHIBIT A</u>**

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**THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE OF A DEPOSITARY. THIS GLOBAL SECURITY IS EXCHANGEABLE FOR SECURITIES REGISTERED IN THE NAME OF A PERSON OTHER THAN THE DEPOSITARY OR ITS NOMINEE ONLY IN THE LIMITED CIRCUMSTANCES DESCRIBED IN THE INDENTURE, AND NO TRANSFER OF THIS SECURITY (OTHER THAN A TRANSFER OF THIS SECURITY AS A WHOLE BY THE DEPOSITARY TO A NOMINEE OF THE DEPOSITARY OR BY A NOMINEE OF THE DEPOSITARY TO THE DEPOSITARY OR ANOTHER NOMINEE OF THE DEPOSITARY) MAY BE REGISTERED EXCEPT IN SUCH LIMITED CIRCUMSTANCES.** 

UNLESS THIS CERTIFICATE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY (55 WATER STREET, NEW YORK, NEW YORK) TO THE COMPANY OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY CERTIFICATE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR SUCH OTHER NAME AS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY AND ANY PAYMENT HEREON MADE TO CEDE & CO., ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL SINCE THE REGISTERED OWNER HEREOF, CEDE & CO., HAS AN INTEREST HEREIN.

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| | | |
|:---|:---|:---|
| REGISTERED | REGISTERED | REGISTERED |
| CUSIP No. | US74348GWM8 | |
| ISIN No. | US74348GWM85 | |

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PROSPECT CAPITAL CORPORATION <br>PROSPECT CAPITAL INTERNOTES®

THE FOLLOWING SUMMARY OF TERMS

IS SUBJECT TO THE INFORMATION SET FORTH ON THE REVERSE HEREOF:

PRINCIPAL AMOUNT: $751,000.00

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| | | |
|:---|:---|:---|
| ORIGINAL ISSUE DATE: August 7, 2025 | INTEREST RATE: 7.500% | MATURITY DATE: August 15, 2028 |
| ORIGINAL ISSUE DISCOUNT NOTE: N/A | TOTAL AMOUNT OF OID: N/A | TOTAL AMOUNT OF OID: N/A |

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ISSUE PRICE: (expressed as a percentage of aggregate principal amount): 100.000%

INTEREST PAYMENT DATES (check one if applicable)

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| | |
|:---|:---|
| □ Monthly | □ Quarterly |
| ⌧ Semi-annual | □ Annual |

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REDEMPTION RIGHT&nbsp;&nbsp;&nbsp;&nbsp;⌧ Yes (If yes, the Company has the right to redeem this Security on any Business Day on or after February 15, 2026.)

REPAYMENT RIGHT&nbsp;&nbsp;&nbsp;&nbsp;□ Yes (If yes, the holder of this Security has the right to the repayment of this Security on any Interest Payment Date after &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;.)

SURVIVOR'S OPTION:

⌧ Yes&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;□ No

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PROSPECT CAPITAL CORPORATION, a Maryland corporation (herein called the "Company," which term includes any successor corporation under the Indenture hereinafter referred to), for value received, hereby promises to pay to CEDE & CO., or registered assigns, the Principal Amount stated above on the Maturity Date shown above, and to pay interest on each payment date and at maturity as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• in the case of a Security that provides for monthly interest payments, the Interest Payment Dates shall be the fifteenth day of each calendar month (or, if not a Business Day, the next succeeding Business Day), commencing the first succeeding calendar month following the month in which the Security is issued;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;in the case of a Security that provides for quarterly interest payments, the Interest Payment Dates shall be the fifteenth day of every third month (or, if not a Business Day, the next succeeding Business Day), commencing in the third succeeding calendar month following the month in which the Security is issued;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;in the case of a Security that provides for semi-annual interest payments, the Interest Payment Dates shall be the fifteenth day of each sixth month (or, if not a Business Day, the next succeeding Business Day), commencing in the sixth succeeding calendar month following the month in which the Security is issued; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;in the case of a Security that provides for annual interest payments, the Interest Payment Date shall be the fifteenth day of every twelfth month (or, if not a Business Day, the next succeeding Business Day), commencing in the twelfth succeeding calendar month following the month in which the Security is issued.

The first payment of interest on any Security originally issued between a Record Date and an Interest Payment Date will be made on the Interest Payment Date following the next succeeding Record Date to the registered owner of such Security on such next succeeding Record Date. Unless the applicable pricing supplement states otherwise, interest on the Securities will be computed on the basis of a 360-day year of twelve 30-day months.

Interest payments on this Security will include interest accrued from and including the last date in respect of which interest has been paid or duly provided for (or from and including the Original Issue Date if no interest has been paid or provided for) to but excluding the Interest Payment Date or the Maturity Date, as the case may be. If the Interest Payment Date or the Maturity for any Security falls on a day that is not a Business Day, the payment of principal and interest may be made on the next succeeding Business Day, and no interest on such payment shall accrue for the period from such Interest Payment Date or Maturity, as the case may be. The interest payable on any Interest Payment Date will, subject to certain exceptions provided in the Indenture referred to on the reverse hereof, be paid to the person in whose name this Security is registered at the close of business on the Record Date, which shall be the close of business on the first day of the calendar month in which such Interest Payment Date occurs, whether or not such date shall be a Business Day, and the interest payable at maturity will be payable to the person to whom the principal hereof shall be payable.

Payments of such principal and interest shall be made in United States dollars at the office or agency of the Company in New York, New York, subject to the right of the Company to vary or terminate the appointment of such agency, shall initially be at the principal office of U.S. Bank National Association, 100 Wall Street - Suite 1600, New York, NY 10005 (the "Corporate Trust Office"); <u>provided</u>, that payment of interest may be made at the option of the Company by check mailed to the address of the person entitled thereto as such address shall appear on the Security register; <u>provided</u>, <u>further</u> that so long as CEDE & CO. or another nominee of the Depositary is the registered owner of this Security, payments of principal and interest will be made in immediately available funds through the Depositary's Same-Day Funds Settlement System.

REFERENCE IS HEREBY MADE TO THE FURTHER PROVISIONS OF THIS SECURITY SET FORTH ON THE REVERSE HEREOF. SUCH FURTHER PROVISIONS SHALL FOR ALL PURPOSES HAVE THE SAME EFFECT AS THOUGH FULLY SET FORTH AT THIS PLACE.

This Security shall not be valid or become obligatory for any purpose until the certificate of authentication hereon shall have been signed by the Trustee under the Indenture referred to on the reverse hereof.

[Signatures appear on following pages]

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IN WITNESS WHEREOF, PROSPECT CAPITAL CORPORATION has caused this instrument to be signed by facsimile by its duly authorized representative.

Dated: August 7, 2025

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| | | | |
|:---|:---|:---|:---|
| Attest: | Attest: | **PROSPECT CAPITAL CORPORATION** | **PROSPECT CAPITAL CORPORATION** |
| By: |  | By: |  |
|  | Name: Kristin Van Dask |  | Name: M. Grier Eliasek |
|  | Title: Secretary |  | Title: President and Chief Operating Officer |

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**TRUSTEE'S CERTIFICATE OF AUTHENTICATION** 

This is one of the Securities of the series designated herein referred to in the within-mentioned Indenture.

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| | |
|:---|:---|
| U.S. Bank Trust Company National Association (Successor in Interest to U.S. Bank National Association), as Trustee | U.S. Bank Trust Company National Association (Successor in Interest to U.S. Bank National Association), as Trustee |
| By: |  |
|  | Authorized Signatory |

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**REVERSE OF SECURITY** <br> **<br>PROSPECT CAPITAL CORPORATION** <br> **<br>PROSPECT CAPITAL INTERNOTES®**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1.<u>General</u>. This Note is one of a duly authorized issue of securities (herein called the "Securities") of the Company, issued and to be issued in one or more series under an Indenture, dated as of February 16, 2012, as amended (the "Indenture"), between the Company and U.S. Bank National Association (herein called the "Trustee", which term includes any successor trustee under the Indenture), to which Indenture and all indentures supplemental thereto reference is hereby made for a statement of the respective rights, limitations of rights, duties and immunities thereunder of the Company, the Trustee and the Holders of the Securities and of the terms upon which the Securities are, and are to be, authenticated and delivered. This Security is one of the Securities of the series designated on the face hereof. The Securities of this series may bear different dates, mature at different times and bear interest at different rates. The Securities of this series may be issued from time to time in an unlimited aggregate principal amount.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2.<u>Redemption at the Option of the Company</u>. Unless a Redemption Right is specified on the face hereof, this Security shall not be redeemable at the option of the Company before the Maturity Date specified on the face hereof. If a Redemption Right is so specified, this Security may be redeemed at the option of the Company on any Business Day on and after the date, if any, specified on the face hereof (each, a "Redemption Date"). This Security may be redeemed on any Redemption Date in whole or in part in increments of $1,000 (an "Authorized Denomination") at the option of the Company at a redemption price equal to 100% of the principal amount to be redeemed, together with accrued interest to the Redemption Date, on written notice given not more than 60 days nor less than 5 days prior to the proposed Redemption Date. In the event of redemption of this Security in part only, a new Security for the unredeemed portion hereof shall be issued in the name of the Holder hereof upon the surrender hereof.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.<u>Repayment at the Option of the Holder</u>. Unless a Repayment Right is specified on the face hereof, this Security shall not be repayable at the option of the Holder on any date prior to the Maturity Date specified on the face hereof, other than in connection with any applicable Survivor's Option (defined below). If a Repayment Right is so specified, this Security is subject to repayment at the option of the Holder on any Interest Payment Date on and after the date, if any, indicated on the face hereof (each, a "Repayment Date"). On any Repayment Date, this Security shall be repayable in whole or in part in increments of $1,000 at the option of the Holder hereof at a repayment price equal to 100% of the principal amount to be repaid, together with accrued interest thereon to the Repayment Date. In order for a Security to be repaid in whole or in part at the option of the Holder, the Trustee must receive, at the Corporate Trust Office, or such other office of which the Company shall from time to time notify the Holders of the Securities, at least 30 days but not more than 60 days prior to the Repayment Date on which this Security is to be repaid, this Security with the form entitled "Option to Elect Repayment" below duly completed. Once this Security is delivered for repayment, the Holder may not revoke its exercise of the repayment option.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.<u>Repayment Upon Death</u>. If the Survivor's Option is affirmatively specified on the face hereof, the Holder of the Security shall have the right to require the Company to repay a Security prior to its maturity date upon the death of the beneficial owner of the Security as described below. The Company calls this right the "Survivor's Option."

Upon exercise of the Survivor's Option, the Company will, at its option, either repay or repurchase any Security (or portion thereof) properly tendered for repayment by or on behalf of the person (the "Representative") that has authority to act on behalf of the deceased beneficial owner of the Security at a price equal to the sum of:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;100% of the principal amount of the deceased beneficial owner's beneficial interest in such Security, and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;accrued and unpaid interest, if any, to the date of such repayment or repurchase, subject to the following limitations.

The Survivor's Option may not be exercised unless the Security was owned by the beneficial owner or the estate of that beneficial owner at least six months prior to such exercise. In addition, the Company may limit the aggregate principal amount of Securities as to which the Survivor's Option may be exercised as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;In any calendar year, the Company may, in its sole discretion, limit the aggregate principal amount to the greater of 2% of the outstanding aggregate principal amount of the Securities as of December 31 of the most recently completed calendar year or $2,000,000. The Company calls this limitation the "annual put limitation."

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;For any individual deceased beneficial owner of Securities, the Company may limit the aggregate principal amount to $250,000 for any calendar year. The Company calls this limitation the "individual put limitation."

The Company will not make principal repayments pursuant to the exercise of the Survivor's Option except in principal amounts of $1,000 and multiples of $1,000. If the limitations described above would result in the partial repayment of any Security, the principal amount of the Security remaining outstanding after repayment must be at least $1,000.

An otherwise valid election to exercise the Survivor's Option may not be withdrawn. Each Security (or portion thereof) tendered pursuant to a valid exercise of the Survivor's Option will be accepted in the order all such Securities are received by the Trustee, unless the acceptance of that Security would contravene the annual put limitation or the individual put limitation. If, as of the end of any calendar year, the aggregate principal amount of Securities (or portions thereof) that have been tendered pursuant to the valid exercise of the Survivor's Option during that year has exceeded either the annual put limitation or the individual put limitation for that year, any exercise(s) of the Survivor's Option with respect to Securities (or portions thereof) not accepted during such calendar year because such acceptance would have contravened either such limitation shall be deemed to be tendered in the following calendar year in the order all such Securities (or portions thereof) were originally tendered.

Any Security (or portion thereof) accepted for repayment or repurchase pursuant to exercise of the Survivor's Option will be repaid or repurchased on the first Interest Payment Date to occur at least 20 calendar days after the date of acceptance. If that date is not a Business Day, payment will be made on the next succeeding Business Day. In the event that a Security (or any portion thereof) tendered for repayment or repurchase pursuant to valid exercise of the Survivor's Option is not accepted, the Trustee will deliver a notice by first-class mail to the registered Holder, at that Holder's last known address as indicated in the Security register, that states the reason that the Security (or portion thereof) has not been accepted for repayment.

Subject to the foregoing, in order to validly exercise a Survivor's Option, the Trustee must receive from the Representative of the deceased beneficial owner:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;appropriate evidence satisfactory to the Trustee (A) that the deceased was the beneficial owner of such Security at the time of death and the interest in such Security was owned by the deceased beneficial owner or his or her estate at least six months prior to the request for repayment or purchase, (B) that the death of such beneficial owner has occurred, (C) of the date of such death, and (D) that the Representative has authority to act on behalf of the deceased beneficial owner;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;if the interest in the Security is held by a nominee of the deceased beneficial owner, a certificate satisfactory to the Trustee from such nominee attesting to the deceased's beneficial ownership of the Security;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;a written request for repayment signed by the Representative, with the signature guaranteed by a member firm of a registered national securities exchange or of the Financial Industry Regulatory Authority, Inc. or a commercial bank or trust company having an office or correspondent in the United States;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;if applicable, a properly executed assignment or endorsement;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;tax waivers and such other instruments or documents that the Trustee reasonably required in order to establish the validity of the beneficial ownership of the Security and the claimant's entitlement to payment; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;any additional information the Trustee reasonably required to evidence satisfaction of any conditions to the exercise of the Survivor's Option or to document beneficial ownership or authority to make the election and to cause the repayment or repurchase of the Security.

Subject to the annual put limitation and the individual put limitation, all questions regarding the eligibility or validity of any exercise of the Survivor's Option will be determined by the Company, in its sole discretion, which determination will be final and binding on all parties. For the avoidance of doubt, the Company also retains the right to reject in its sole discretion any exercise of the Survivor's Option where the deceased held no or only a minimal beneficial ownership interest in the Notes and entered into arrangements with third parties in relation to the Notes prior to death for the purpose of permitting or attempting to permit those third parties to directly or indirectly benefit from the exercise of the Survivor's Option.

The death of a person holding a beneficial interest in a Security as a joint tenant or tenant by the entirety with another person, or as a tenant in common with the deceased Holder's spouse, will be deemed the death of the beneficial owner of the Security, and the entire principal amount of the Security so held will be subject to the Survivor's Option. The death of a

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person holding a beneficial interest in a Security as a tenant in common with a person other than such deceased Holder's spouse will be deemed the death of the beneficial owner of a Security only with respect to the deceased Holder's interest in the Security. The death of a person who, during his or her lifetime, was entitled to substantially all of the beneficial interests of ownership of a Security will be deemed the death of the beneficial owner for purposes of the Survivor's Option, regardless of the registered Holder of the Security, if such beneficial interest can be established to the satisfaction of the Trustee. Such beneficial interest will be deemed to exist in typical cases of nominee ownership, ownership under the Uniform Transfers to Minors Act or Uniform Gifts to Minors Act, community property or other joint ownership arrangements between a husband and wife and custodial and trust arrangements where one person has substantially all of the beneficial ownership interest in the Security during his or her lifetime.

For Securities represented by a Global Security, the Depositary or its nominee shall be the holder of such Security and therefore shall be the only entity that can exercise the Survivor's Option for such Security. To obtain repayment or repurchase pursuant to exercise of the Survivor's Option with respect to such Security, the Representative must provide to the broker or other entity through which the beneficial interest in such Security is held by the deceased beneficial owner (i) the documents described in the third preceding paragraph and (ii) written instructions to such broker or other entity to notify the Depositary of such Representative's desire to obtain repayment or repurchase pursuant to exercise of the Survivor's Option. Such broker or other entity shall provide to the Trustee (i) the documents received from the Representative referred to in clause (i) of the preceding sentence and (ii) a certificate satisfactory to the Trustee from such broker or other entity stating that it represents the deceased beneficial owner. Such broker or other entity shall be responsible for disbursing any payments it receives pursuant to exercise of the Survivor's Option to the appropriate Representative.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.<u>Events of Default</u>. If an Event of Default with respect to Securities of this series shall occur and be continuing, the principal of the Securities of this series may be declared due and payable in the manner and with the effect provided in the Indenture.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.<u>Modifications and Waivers; Obligation of the Company Absolute</u>. The Indenture permits, with certain exceptions as therein provided, the amendment thereof and the modification of the rights and obligations of the Company and the rights of the Holders of the Securities of each series to be affected under the Indenture at any time by the Company and the Trustee with the consent of the Holders of at least a majority in principal amount of the Securities at the time Outstanding of each series to be affected. The Indenture also contains provisions permitting the Holders of specified percentages in principal amount of the Securities of each series at the time Outstanding, on behalf of the Holders of all Securities of such series, to waive compliance by the Company with certain provisions of the Indenture and certain past defaults under the Indenture and their consequences. Any such consent or waiver by the Holder of this Security shall be conclusive and binding upon such Holder and upon all future Holders of this Security and of any Security issued upon the registration of transfer hereof or in exchange herefor or in lieu hereof, whether or not notation of such consent or waiver is made upon this Security.

No reference herein to the Indenture and no provision of this Security or of the Indenture shall alter or impair the obligation of the Company, which is absolute and unconditional, to pay the principal of and interest on this Security at the times, places and rate, and in the coin or currency, herein prescribed.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.<u>Authorized Denominations</u>. The Securities are issuable in registered form, without coupons, in denominations of $1,000 and any integral multiple of $1,000 in excess thereof. As provided in the Indenture, and subject to certain limitations therein set forth and to the limitations described below, if applicable, Securities of this series are exchangeable for a like aggregate principal amount of Securities of this series and of like tenor of a different authorized denomination, as requested by the Holder surrendering the same.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.<u>Registration of Transfer</u>. As provided in the Indenture and subject to certain limitations therein set forth, the transfer of this Security is registrable in the Security register upon surrender of this Security for registration of transfer at the office or agency of the Company maintained for that purpose in the City of New York, duly endorsed by, or accompanied by a written instrument of transfer in form satisfactory to the Company and the securities registrar (which shall initially be the Trustee, U.S. Bank National Association, 100 Wall Street - Suite 1600, New York, NY 10005, Attn: Corporate Trust Administration, or at such other address as it may designate as its principal corporate trust office in the City of New York), duly executed by the Holder hereof or his attorney duly authorized in writing, and thereupon one or more new Securities of this series and of like tenor, of authorized denominations and for the same aggregate principal amount, will be issued to the designated transferee or transferees.

**This Security is exchangeable only if (x) the Depositary notifies the Company that it is unwilling or unable to continue as Depositary for this Security or if at any time the Depositary ceases to be a clearing agency registered** 

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**under the Securities Exchange Act of 1934, as amended, (y) the Company in its sole discretion determines that this Security shall be exchangeable for certificated Securities in registered form or (z) an Event of Default, or an event which with the passage of time or the giving of notice would become an Event of Default, with respect to the Securities represented hereby has occurred and is continuing, <u>provided</u>, that the definitive Securities so issued in exchange for this permanent Security shall be in denominations of $1,000 and any integral multiple of $1,000 in excess thereof and be of like aggregate principal amount and tenor as the portion of this permanent Security to be exchanged, and <u>provided</u> <u>further</u> that, unless the Company agrees otherwise, Securities of this series in certificated registered form will be issued in exchange for this permanent Security, or any portion hereof, only if such Securities in certificated registered form were requested by written notice to the Trustee or the Securities Registrar by or on behalf of a person who is beneficial owner of an interest hereof given through the Holder hereof. Except as provided above, owners of beneficial interests in this permanent Security will not be entitled to receive physical delivery of Securities in certificated registered form and will not be considered the Holders thereof for any purpose under the Indenture.** 

No service charge shall be made for any such registration of transfer or exchange, but the Company may require payment of a sum sufficient to cover any tax or other governmental charge payable in connection therewith.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9.<u>Owners</u>. Prior to due presentment of this Security for registration of transfer, the Company, the Trustee and any agent of the Company or the Trustee may treat the Person in whose name this Security is registered as the owner hereof for all purposes, whether or not this Security is overdue, and neither the Company, the Trustee nor any such agent shall be affected by notice to the contrary.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;10.<u>No Recourse Against Certain Persons</u>. No recourse for the payment of the principal or interest on this Security, or for any claim based hereon or otherwise in respect hereof, and no recourse under or upon any obligation, covenant or agreement of the Company in the Indenture or any Supplemental Indenture thereto or in any Security, or because of the creation of any indebtedness represented thereby, shall be had against any incorporator, stockholder, officer or director, as such, past, present or future, of the Company or of any successor corporation of either of them, either directly or through the Company or any successor corporation of either of them, whether by virtue of any constitution, statute or rule or law or by the enforcement of any assessment or penalty or otherwise, all such liability being by the acceptance hereof and as a condition of and as part of the consideration for the issue hereof, expressly waived and released.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;11.<u>Defeasance</u>. The Indenture with respect to any series will be discharged and cancelled except for certain Sections thereof, subject to the terms of the Indenture, upon payment of all of the Securities of such series or upon the irrevocable deposit with the Trustee of cash or U.S. Government Obligations (or a combination thereof) sufficient for such payment in accordance with Article 14 of the Indenture.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;12.<u>Governing Law</u>. The Indenture and the Securities shall be governed by and construed in accordance with the laws of the State of New York.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;13.<u>Defined Terms</u>. All terms used in this Security which are defined in the Indenture shall have the meanings assigned to them in the Indenture.

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**OPTION TO ELECT REPAYMENT** 

The undersigned hereby irrevocably request(s) and instruct(s) the Company to repay this Security (or portion hereof specified below) pursuant to its terms at a price equal to 100% of the principal amount hereof to be repaid, together with accrued and unpaid interest hereon, payable to the date of repayment, to the undersigned, at &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;. (Please print or typewrite name and address of the undersigned)

For this Security to be repaid, the undersigned must give to the Trustee at 100 Wall Street - Suite 1600, New York, NY 10005, Attn: Corporate Trust Administration, or at such other place or places of which the Company shall from time to time notify the Holders of the Securities, not more than 60 days nor less than 30 days prior to the date of repayment, this Security with this "Option to Elect Repayment" form duly completed.

If less than the entire principal amount of this Security is to be repaid, specify the portion hereof (which shall be increments of US$1,000) which the holder elects to have repaid and specify the denomination or denominations (which shall be an Authorized Denomination) of the Securities to be issued to the holder for the portion of this Security not being repaid (in the absence of any such specification, one such Security will be issued for the portion not being repaid):

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| | |
|:---|:---|
| US$ |  |
|  | Signature |
| Dated: | NOTICE: The signature on this "Option to Elect Repayment" form must correspond with the name as written upon the face of the within Security in every particular, without alteration or enlargement or any change whatsoever. |
| Signature Guarantee |  |
| NOTICE: The signature(s) should be<br>guaranteed by an eligible guarantor<br>institution (banks, stockbrokers, savings<br>and loan associations, and credit unions<br>with membership in an approved signature<br>guarantee medallion program), pursuant to<br>Rule 17Ad-15 under the Securities<br>Exchange Act of 1934. |  |

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The following abbreviations, when used in the inscription on the face of the within Security, shall be construed as though they were written out in full according to applicable laws or regulations.

TEN COM - as tenants in common <br>TEN ENT - as tenants by the entireties <br>JT TEN - as joint tenants with right of survivorship and not as tenants in common

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| | | | |
|:---|:---|:---|:---|
| UNIF GIFT MIN ACT- | | Custodian | |
| | (Cust) | | (Minor) |
| | under Uniform Gifts to Minors Act | | |
| | State | | |

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Additional abbreviations may also be used though not in the above list.

FOR VALUE RECEIVED, the undersigned hereby sell(s), assign(s) and transfer(a) unto:

PLEASE INSERT SOCIAL SECURITY <br>NUMBER OR OTHER IDENTIFYING <br>NUMBER OF ASSIGNEE

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| |
|:---|
| (Please print or typewrite name and address, including postal zip code, of assignee) |
| the within Security and all rights thereunder, and hereby irrevocably constitutes and appoints |
| to transfer said Security on the books of the Company, with full power of substitution in the premises. |

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| | |
|:---|:---|
| Dated: |  |
|  | NOTICE: The signature to this assignment must correspond with the name as written upon the within Security in every particular, without alteration or enlargement or any change whatsoever. |
| Signature Guarantee |  |
| NOTICE: The signature(s) should be<br>guaranteed by an eligible guarantor<br>institution (banks, stockbrokers,<br>savings and loan associations, and<br>credit unions with membership in an<br>approved signature guarantee medallion<br>program), pursuant to Rule 17Ad-15<br>under the Securities Exchange Act of 1934. |  |

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**<u>EXHIBIT B</u>**

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![prospect_capitalxlogoxfinaa.jpg](prospect_capitalxlogoxfinaa.jpg)

**Prospect Capital Corporation**

**Prospect Capital InterNotes**<sup>®</sup>

**7.500% Notes due 2028 (the "2028 Notes")**

**7.750% Notes due 2030 (the "2030 Notes")**

**8.000% Notes due 2032 (the "2032 Notes" and together** 

**with the 2028 Notes and the 2030 Notes, the "Notes")**

**Filed under Rule 424(b)(2), Registration Statement No. 333-269714**

Pricing Supplement No. 1550, 1551 and 1552 — Dated Monday, August 4, 2025

(To: Prospectus Dated February 10, 2023, Prospectus Supplement Dated February 10, 2023

and Supplement to Prospectus Supplement Dated June 5, 2023)

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| | | | | | | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| **CUSIP Number** | **ISIN <br>Number** | **Principal Amount** | **Selling Price** | **Gross Concession** | **Net <br>Proceeds** | **Coupon Type** | **Coupon Rate** | **Coupon Frequency** | **Maturity Date** | **1st Coupon Date** | **1st Coupon Amount** | **Survivor's Option** | **Product Ranking** |
| 74348GWM8 | US74348GWM85 | $751000.00 | 100.000% | 1.125% | $742551.25 | Fixed | 7.500% | Semi-Annual | 8/15/2028 | 2/15/2026 | $39.17 | Yes | Unsecured<br>Notes |
| **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** |

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| | | | | | | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| **CUSIP Number** | **ISIN <br>Number** | **Principal Amount** | **Selling Price** | **Gross Concession** | **Net <br>Proceeds** | **Coupon Type** | **Coupon Rate** | **Coupon Frequency** | **Maturity Date** | **1st Coupon Date** | **1st Coupon Amount** | **Survivor's Option** | **Product Ranking** |
| 74348GWN6 | US74348GWN68 | $397000.00 | 100.000% | 1.700% | $390251.00 | Fixed | 7.750% | Semi-Annual | 8/15/2030 | 2/15/2026 | $40.47 | Yes | Unsecured<br>Notes |
| **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** |

---

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| | | | | | | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| **CUSIP Number** | **ISIN <br>Number** | **Principal Amount** | **Selling Price** | **Gross Concession** | **Net <br>Proceeds** | **Coupon Type** | **Coupon Rate** | **Coupon Frequency** | **Maturity Date** | **1st Coupon Date** | **1st Coupon Amount** | **Survivor's Option** | **Product Ranking** |
| 74348GWP1 | US74348GWP17 | $66000.00 | 100.000% | 1.950% | $64713.00 | Fixed | 8.000% | Semi-Annual | 8/15/2032 | 2/15/2026 | $41.78 | Yes | Unsecured<br>Notes |
| **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** |

---

Trade Date: Monday, August 4, 2025 @ 12:00 PM ET

Settle Date: Thursday, August 7, 2025

Minimum Denomination/Increments: $1,000.00/$1,000.00

Initial trades settle flat and clear SDFS: DTC Book Entry only

The Notes will be issued pursuant to the Indenture, dated as of February 16, 2012, as amended and supplemented by that certain One Thousand Five Hundred Fiftieth, One Thousand Five Hundred Fifty-First and One Thousand Five Hundred Fifty-Second Supplemental Indenture dated as of August 7, 2025.

The date from which interest shall accrue on the Notes is Thursday, August 7, 2025. The "Interest Payment Dates" for the Notes shall be February 15 and August 15 of each year, commencing February 15, 2026; the interest payable on any Interest Payment Date, will be paid to the Person in whose name the Notes (or one or more predecessor Notes) is registered at the close of business on the Regular Record Date (as defined in the Indenture) for such interest, which shall be February 1 or August 1, as the case may be, next preceding such Interest Payment Date.

The Notes will be redeemable in whole or in part at any time or from time to time, at the option of Prospect Capital Corporation, on or after February 15, 2026 at a redemption price of $1,000 per Note plus accrued and unpaid interest payments otherwise payable for the then-current semi-annual interest period accrued to, but excluding, the date fixed for redemption and upon not less than 5 days nor more that 60 days prior notice to the noteholder and the trustee, as described in the prospectus.

Notes will be sold to you at the selling price specified in this pricing supplement. The Purchasing Agent shall purchase notes from us at the selling price less the applicable gross concession specified in this pricing supplement. The Purchasing Agent may resell the notes it purchases to the agents and selected dealers at the selling price less a concession that, at the discretion of the Purchasing Agent, may be less than or equal to the gross concession received by the Purchasing Agent. Notes purchased by the agents and selected dealers on behalf of level-fee (investment or advisory) accounts may be sold to such accounts at the selling price less the applicable concession, and such agents and selected dealers shall not retain, as compensation, any portion of such concession.

Prospect Capital Corporation is a financial services company that lends to and invests in middle market, privately-held companies. We are organized as an externally-managed, non-diversified closed-end management investment company that has elected to be treated as a business development company under the Investment Company Act of 1940. Prospect Capital Management L.P. manages our investments and Prospect Administration LLC provides the administrative services necessary for us to operate.

This pricing supplement relates only to the securities described in the accompanying prospectus, is only a summary of changes and should be read together with the accompanying prospectus, including among other things the section entitled "Risk Factors" beginning on page 11 of such prospectus. This pricing supplement and the accompanying prospectus contain important information you should know before investing in our securities. Please read it before you

------

invest and keep it for future reference. We file annual, quarterly and current reports, proxy statements and other information about us with the Securities and Exchange Commission, or the "SEC." This information is available free of charge by contacting us at 10 East 40th Street, 42nd Floor, New York, NY 10016 or by telephone at (212) 448-0702. The SEC maintains a website at www.sec.gov where such information is available without charge upon written or oral request. Our internet website address is www.prospectstreet.com. Information contained on our website is not incorporated by reference into this pricing supplement or the accompanying prospectus and you should not consider information contained on our website to be part of this pricing supplement or the accompanying prospectus.

Neither the SEC nor any state securities commission has approved or disapproved of these securities or passed on the adequacy or accuracy of this pricing supplement. Any representation to the contrary is a criminal offense. Obligations of Prospect Capital Corporation and any subsidiary of Prospect Capital Corporation are not guaranteed by the full faith and credit of the United States of America. Neither Prospect Capital Corporation nor any subsidiary of Prospect Capital Corporation is a government-sponsored enterprise or an instrumentality of the United States of America.

InterNotes<sup>®</sup> is a registered trademark of InspereX Holdings LLC.

**Recent Events:**

On April 9, 2025, we commenced a tender offer to purchase for cash any and all of the $342.9 million aggregate principal amount of our outstanding 3.706% Notes due 2026 (the "2026 Notes") at a purchase price of 99%, plus accrued and unpaid interest (the "3.706% 2026 Notes April Tender Offer"). The 3.706% 2026 Notes April Tender Offer expired at 5:00 p.m., New York City time, on April 17, 2025. As of the settlement date, $135.7 million aggregate principal amount of the 2026 Notes were validly tendered and accepted. Following settlement of the 3.706% 2026 Notes April Tender Offer, which occurred on April 22, 2025, approximately $207.2 million aggregate principal amount of the 2026 Notes remain outstanding. On May 19, 2025, we announced the redemption of the remaining 3.706% Notes due 2026 at a price of 100%, plus accrued and unpaid interest. Following the settlement of the 2026 Notes Redemption on June 18, 2025, none of the 2026 Notes remain outstanding.

During the period May 29, 2025 through July 1, 2025, we sold several of our Subordinated Structured Notes with an approximate cost basis of $324.6 million for total gross proceeds of $74.6 million.

During the period from April 3, 2025, through July 3, 2025, we provided $39.6 million of First Lien Term Loan A financing to National Property REIT Corp. ("NPRC") to fund working capital and capital expenditures and received a partial repayment of $14.0 million of First Lien Term Loan A from NPRC. On June 25, 2025, we received a partial repayment of $5.0 million of First Lien Term Loan D from NPRC, and our $53.0 million First Lien Term Loan C to NPRC was fully repaid at par.

On June 30, 2025, we closed the acquisition of QC Holdings, Inc., a provider of consumer credit. As part of the acquisition, we made a $55.0 million Senior Secured Term Loan investment and a $22.3 million common equity investment.

**Legal Matters:**

In the opinion of Jonathan Li, Authorized Signatory of Prospect Administration, administrator for Prospect Capital Corporation, a Maryland corporation (the "Company"), the certificates evidencing the Notes (the "Note Certificates") constitute the valid and binding obligations of the Company, entitled to the benefits of the Indenture and enforceable against the Company in accordance with their terms under the laws of the State of New York subject to applicable bankruptcy, insolvency and similar laws affecting creditors' rights generally, concepts of reasonableness and equitable principles of general applicability (including, without limitation, concepts of good faith, fair dealing and the lack of bad faith), provided that such counsel expresses no opinion as to the effect of fraudulent conveyance, fraudulent transfer or similar provision of applicable law on the conclusions expressed above. This opinion is given as of the date hereof and is limited to the law of the State of New York as in effect on the date hereof. In addition, this opinion is subject to the same assumptions and qualifications stated in the letter of Skadden, Arps, Slate, Meagher & Flom, LLP dated March 8, 2012, filed as Exhibit (l)(5) to the Company's registration statement on Form N-2 (File No. 333-176637) and to the further assumptions that (i) the Note Certificates have been duly authorized by all requisite corporate action on the part of the Company and duly executed by the Company under Maryland law, and (ii) they were duly authenticated by the Trustee and issued and delivered by the Company against payment therefor in accordance with the terms of the Fifth Amended and Restated Selling Agent Agreement and the Indenture. Capitalized terms used in this paragraph without definition have the meanings ascribed to them in the accompanying prospectus supplement.

Prospect Capital Corporation

10 East 40<sup>th</sup> Street, 42<sup>nd</sup> Floor

New York, New York 10016

In the opinion of Venable LLP, as Maryland counsel to the Company, (i) the execution and delivery by the Company of the Indenture, dated as of February 16, 2012, as amended and as supplemented through the One Thousand Five Hundred Fiftieth, One Thousand Five Hundred Fifty-First and One Thousand Five Hundred Fifty-Second Supplemental Indentures, between the Company and U.S. Bank National Association, and the global notes representing the Notes issued pursuant to such Supplemental Indentures, and the performance by the Company of its obligations thereunder, have been duly authorized by the Company and (ii) the issuance of the Notes has been duly authorized by the Company. This opinion is given to the Company as of August 4, 2025, and is limited to the laws of the State of Maryland as in effect on August 4, 2025. In addition, this opinion is subject to the same assumptions, qualifications and limitations stated in the opinion letter to the Company of Venable LLP, dated February 10, 2023, filed as Exhibit (l)(1) to the Company's Registration Statement on Form N-2ASR (File No. 333-269714). Capitalized terms used in this paragraph without definition have the meanings ascribed to them in the accompanying prospectus supplement.

## Ex-99.(D)(694)

**Exhibit (d)(694)**

**SUPPLEMENTAL INDENTURE**

**between**

**PROSPECT CAPITAL CORPORATION**

**and**

**U.S. BANK TRUST COMPANY NATIONAL ASSOCIATION (successor in interest to U.S. BANK NATIONAL ASSOCIATION), as Trustee**

**Dated as of the date set forth on <u>Exhibit B</u> hereto.**

------

SUPPLEMENTAL INDENTURE

THIS SUPPLEMENTAL INDENTURE (this "Supplemental Indenture"), which shall be deemed the enumerated supplemental indenture as stated in <u>Exhibit B</u> hereto, is between Prospect Capital Corporation, a Maryland corporation (the "Company"), and U.S. Bank Trust Company National Association (successor in interest to U.S. Bank National Association), as trustee (the "Trustee"). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below).

RECITALS OF THE COMPANY

The Company and the Trustee executed and delivered an Indenture, dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance, dated as of March 12, 2012, by and between the Company, the Trustee, and American Stock Transfer & Trust Company, LLC (the "Base Indenture" and, as supplemented by one or more supplemental indentures, including this Supplemental Indenture, the "Indenture"), to provide for the issuance by the Company from time to time of the Company's unsecured debentures, notes or other evidences of indebtedness (the "Securities"), to be issued in one or more series as provided in the Indenture.

The Company desires to issue and sell the aggregate principal amount as listed in <u>Exhibit B</u> hereto of the Company's senior notes as described in <u>Exhibit B</u> attached hereto (the "Notes").

Sections 9.01(5) and 9.01(7) of the Base Indenture provide that without the consent of Holders of the Securities of any series issued under the Indenture, the Company, when authorized by or pursuant to a Board Resolution, and the Trustee, at any time and from time to time, may enter into one or more indentures supplemental to the Base Indenture to (i) change or eliminate any of the provisions of the Indenture when there is no Security Outstanding of any series created prior to the execution of a supplemental indenture that is entitled to the benefit of such provision and (ii) establish the form or terms of Securities of any series as permitted by Section 2.01 and Section 3.01 of the Base Indenture.

The Company desires to establish the form and terms of the Notes and to modify, alter, supplement and change certain provisions of the Base Indenture for the benefit of the Holders of the Notes (except as may be provided in a future supplemental indenture to the Indenture ("Future Supplemental Indenture")).

The Company has duly authorized the execution and delivery of this Supplemental Indenture to provide for the issuance of the Notes and all acts and things necessary to make this Supplemental Indenture a valid, binding, and legal obligation of the Company and to constitute a valid agreement of the Company, in accordance with its terms, have been done and performed.

NOW, THEREFORE, THIS INDENTURE WITNESSETH:

For and in consideration of the premises and the purchase of the Notes by the Holders thereof, it is mutually agreed, for the equal and proportionate benefit of all Holders of the Notes, as follows:

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**ARTICLE I**

**<u>TERMS OF THE NOTES</u>**

Section 1.01&nbsp;&nbsp;&nbsp;&nbsp;<u>Terms of the Notes</u>. The following terms relating to the Notes are hereby established:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a)&nbsp;&nbsp;&nbsp;&nbsp;The Notes shall constitute a series of Securities having the title as stated in <u>Exhibit B</u> hereto and shall be designated as Senior Securities under the Indenture. The Notes shall bear a CUSIP number and an ISIN number as stated in <u>Exhibit B</u> hereto.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(b)&nbsp;&nbsp;&nbsp;&nbsp;The aggregate principal amount of the Notes that may be initially authenticated and delivered under the Indenture (except for Notes authenticated and delivered upon registration of, transfer of, or in exchange for, or in lieu of, other Notes pursuant to Sections 3.04, 3.05, 3.06, 9.06 or 11.07 of the Base Indenture) shall be as stated in <u>Exhibit B</u> attached hereto. Under a Board Resolution, Officers' Certificate pursuant to Board Resolutions or an indenture supplement, the Company may from time to time, without the consent of the Holders of Notes, issue additional Notes (in any such case "Additional Notes") having the same ranking and the same interest rate, maturity and other terms as the Notes. Any Additional Notes and the existing Notes will constitute a single series under the Indenture and all references to the relevant Notes herein shall include the Additional Notes unless the context otherwise requires.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(c)&nbsp;&nbsp;&nbsp;&nbsp;The entire outstanding principal of the Notes shall be payable on the maturity date as identified on <u>Exhibit B</u> attached hereto.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(d)&nbsp;&nbsp;&nbsp;&nbsp;If the Notes are identified as "Fixed" on <u>Exhibit B</u>, the rate at which the Notes shall bear interest shall be the percentage per annum identified as the "Coupon Rate" on <u>Exhibit B</u> attached hereto; and if the Notes are identified as "Step" on <u>Exhibit B</u>, the rates at which the Notes shall bear interest shall be the percentages per annum during the corresponding periods as identified in the applicable footnote under the "Coupon Rate" on <u>Exhibit B</u> attached hereto (the "Applicable Interest Rate"). The date from which interest shall accrue on the Notes shall be on the date specified in <u>Exhibit B</u> attached hereto, or the most recent Interest Payment Date to which interest has been paid or provided for; the Interest Payment Dates for the Notes shall be as identified in <u>Exhibit B</u> attached hereto of each year, commencing on the date as identified as the 1<sup>st</sup> Coupon Date in <u>Exhibit B</u> hereto (if an Interest Payment Date falls on a day that is not a Business Day, then the applicable interest payment will be made on the next succeeding Business Day and no additional interest will accrue as a result of such delayed payment); the initial interest period will be the period from and including the date as identified as the 1<sup>st</sup> Coupon Date in <u>Exhibit B</u> hereto (or the most recent Interest Payment Date to which interest has been paid or provided for), to, but excluding, the initial Interest Payment Date, and the subsequent interest periods will be the periods from and including an Interest Payment Date to, but excluding, the next Interest Payment Date or the Stated Maturity, as the case may be; the interest so payable, and punctually paid or duly provided for, on any Interest Payment Date, will be paid to the Person in whose name the Note (or one or more predecessor Notes) is registered at the close of business on the Regular Record Date for such interest, which shall be the record dates as identified in <u>Exhibit B</u> hereto (whether or not a Business Day), as the case may be, next

------

preceding such Interest Payment Date. The initial interest payment on the Notes on the date as identified as the 1<sup>st</sup> Coupon Date in <u>Exhibit B</u> hereto, or the initial Interest Payment Date, shall be equal to amount identified as the 1<sup>st</sup> Coupon Amount in <u>Exhibit B</u> hereto. Payment of principal of (and premium, if any) and any such interest on the Notes will be made at the Corporate Trust Office of the Trustee in New York, New York in such coin or currency of the United States of America as at the time of payment is legal tender for payment of public and private debts; *provided*, *however*, that at the option of the Company payment of interest may be made by check mailed to the address of the Person entitled thereto as such address shall appear in the Security Register. Interest on the Notes will be computed on the basis of a 360-day year of twelve 30-day months.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(e)&nbsp;&nbsp;&nbsp;&nbsp;The Notes shall be initially issuable in global form (each such Note, a "Global Note"). The Global Notes and the Trustee's certificate of authentication thereon shall be substantially in the form of <u>Exhibit A</u> hereto. Each Global Note shall represent the outstanding Notes as shall be specified therein and each shall provide that it shall represent the aggregate amount of outstanding Notes from time to time endorsed thereon and that the aggregate amount of outstanding Notes represented thereby may from time to time be reduced or increased, as appropriate, to reflect exchanges and redemptions. Any endorsement of a Global Note to reflect the amount of any increase or decrease in the amount of outstanding Notes represented thereby shall be made by the Trustee or the Security Registrar, in accordance with Sections 2.03 and 3.05 of the Indenture.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(f)&nbsp;&nbsp;&nbsp;&nbsp;The depositary for such Global Notes (the "Depositary") shall be The Depository Trust Company, New York, New York. The Security Registrar with respect to the Global Notes shall be the Trustee.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(g)&nbsp;&nbsp;&nbsp;&nbsp;The Notes shall be defeasible pursuant to Section 14.02 or Section 14.03 of the Base Indenture. Covenant defeasance contained in Section 14.03 of the Base Indenture shall apply to the covenants contained in Sections 10.06 and 10.08 of the Indenture.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(h)&nbsp;&nbsp;&nbsp;&nbsp;The Notes shall be redeemable pursuant to Section 11.01 of the Base Indenture and as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(i)&nbsp;&nbsp;&nbsp;&nbsp;The Notes will be redeemable in whole or in part at any time or from time to time, at the option of the Company, on or after the date identified as the Optional Redemption Date in <u>Exhibit B</u> hereto, at a redemption price of $1,000 per Note plus accrued and unpaid interest payments otherwise payable for the then-current quarterly interest period accrued to, but excluding, the date fixed for redemption.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(ii)&nbsp;&nbsp;&nbsp;&nbsp;Notice of redemption shall be given in writing and mailed, first-class postage prepaid or by overnight courier guaranteeing next-day delivery, to each Holder of the Notes to be redeemed, not less than five (5) nor more than sixty (60) days prior to the Redemption Date, at the Holder's address appearing in the Security Register. All notices of redemption shall contain the information set forth in Section 11.04 of the Base Indenture.

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(iii)&nbsp;&nbsp;&nbsp;&nbsp;Any exercise of the Company's option to redeem the Notes will be done in compliance with the Investment Company Act.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(iv)&nbsp;&nbsp;&nbsp;&nbsp;If the Company elects to redeem only a portion of the Notes, the Trustee will determine the method for selecting the particular Notes to be redeemed, in accordance with the Investment Company Act.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(v)&nbsp;&nbsp;&nbsp;&nbsp;Unless the Company defaults in payment of the Redemption Price, on and after the Redemption Date, interest will cease to accrue on the Notes called for redemption hereunder.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(i)&nbsp;&nbsp;&nbsp;&nbsp;The "Survivor's Option" is defined in Section 2.01 and, if applicable to the Notes, is a provision in a Note pursuant to which the Company agrees to repay that Note, if requested by the authorized representative of the beneficial owner of that Note, following the death of the beneficial owner of the Note, so long as the Note was owned by that beneficial owner or the estate of that beneficial owner at least six months prior to the request. The Survivor's Option, if applicable, shall be so specified under "Survivor's Option" on <u>Exhibit B</u> attached hereto. <br>Upon the valid exercise of any Survivor's Option and the proper tender of that Note for repayment, the Company will, at its option, repay or repurchase that Note, in whole or in part, at a price equal to 100% of the principal amount of the deceased beneficial owner's interest in that Note plus unpaid interest accrued to the date of repayment. <br>To be valid, any Survivor's Option must be exercised by or on behalf of the person who has authority to act on behalf of the deceased beneficial owner of the Note (including, without limitation, the personal representative or executor of the deceased beneficial owner or the surviving joint owner with the deceased beneficial owner) under the laws of the applicable jurisdiction. <br>The death of a person holding a beneficial ownership interest in a Note as a joint tenant or tenant by the entirety with another person, or as a tenant in common with the deceased holder's spouse, will be deemed the death of a beneficial owner of that Note, and the entire principal amount of the Note so held will be subject to repayment by us upon request. However, the death of a person holding a beneficial ownership interest in a Note as tenant in common with a person other than such deceased holder's spouse will be deemed the death of a beneficial owner only with respect to such deceased person's interest in the Note. <br>The death of a person who, during his or her lifetime, was entitled to substantially all of the beneficial ownership interests in a Note will be deemed the death of the beneficial owner of that Note for purposes of any Survivor's Option, regardless of whether that beneficial owner was the registered holder of that Note, if entitlement to those interests can be established to the satisfaction of the Trustee. A beneficial ownership interest will be deemed to exist in typical cases of nominee ownership, ownership under the Uniform Transfers to Minors Act or Uniform Gifts to Minors Act, community property or other joint ownership arrangements between a

------

husband and wife. In addition, a beneficial ownership interest will be deemed to exist in custodial and trust arrangements where one person has all of the beneficial ownership interests in the applicable Note during his or her lifetime. <br>The Company has the discretionary right to limit the aggregate principal amount of Notes as to which exercises of any Survivor's Option shall be accepted by us from authorized representatives of all deceased beneficial owners in any calendar year to an amount equal to the greater of $2,000,000 or 2% of the principal amount of all Notes outstanding as of the end of the most recent calendar year. The Company also has the discretionary right to limit to $250,000 in any calendar year the aggregate principal amount of Notes as to which exercises of any Survivor's Option shall be accepted by us from the authorized representative of any individual deceased beneficial owner of Notes in such calendar year. In addition, the Company will not permit the exercise of any Survivor's Option except in principal amounts of $1,000 and multiples of $1,000. An otherwise valid election to exercise any Survivor's Option may not be withdrawn. Each election to exercise any Survivor's Option will be accepted in the order that elections are received by the Trustee, except for any Note the acceptance of which would contravene any of the limitations described in the preceding paragraph. Notes accepted for repayment through the exercise of any Survivor's Option normally will be repaid on the first interest payment date that occurs 20 or more calendar days after the date of the acceptance. For example, if the acceptance date of a Note tendered through a valid exercise of any Survivor's Option is September 1, 2011, and interest on that Note is paid monthly, the Company would normally, at its option, repay that Note on the interest payment date occurring on October 15, 2011, because the September 15, 2011 interest payment date would occur less than 20 days from the date of acceptance. Each tendered Note that is not accepted in any calendar year due to the application of any of the limitations described in the preceding paragraph will be deemed to be tendered in the following calendar year in the order in which all such Notes were originally tendered. If a Note tendered through a valid exercise of any Survivor's Option is not accepted, the Trustee will deliver a notice by first-class mail to the registered holder, at that holder's last known address as indicated in the Note register, that states the reason that Note has not been accepted for repayment. <br>With respect to Notes represented by a Global Note, DTC or its nominee is treated as the holder of the Notes and will be the only entity that can exercise any Survivor's Option for such Notes. To obtain repayment pursuant to exercise of any Survivor's Option for a Note, the deceased beneficial owner's authorized representative must provide the following items to the broker or other entity through which the beneficial interest in the Note is held by the deceased beneficial owner:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;a written instruction to such broker or other entity to notify DTC of the authorized representative's desire to obtain repayment pursuant to exercise of such Survivor's Option;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;appropriate evidence satisfactory to the Trustee (a) that the deceased was the beneficial owner of the Note at the time of death and his or her interest in the Note was owned by the deceased beneficial owner or his or her estate at least six months prior to the request for repayment, (b) that the death of the beneficial owner has occurred, (c) of

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the date of death of the beneficial owner, and (d) that the representative has authority to act on behalf of the beneficial owner;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;if the interest in the Note is held by a nominee of the deceased beneficial owner, a certificate satisfactory to the Trustee from the nominee attesting to the deceased's beneficial ownership of such Note;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;written request for repayment signed by the authorized representative of the deceased beneficial owner with the signature guaranteed by a member firm of a registered national securities exchange or of the National Association of Securities Dealers, Inc. or a commercial bank or trust company having an office or correspondent in the United States;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;if applicable, a properly executed assignment or endorsement;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;tax waivers and any other instruments or documents that the Trustee reasonably requires in order to establish the validity of the beneficial ownership of the Note and the claimant's entitlement to payment; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;any additional information the Trustee reasonably requires to evidence satisfaction of any conditions to the exercise of any Survivor's Option or to document beneficial ownership or authority to make the election and to cause the repayment of the Note.

In turn, the broker or other entity will deliver each of these items to the Trustee, together with evidence satisfactory to the Trustee from the broker or other entity stating that it represents the deceased beneficial owner.

The death of a person owning a Note in joint tenancy or tenancy by the entirety with another or others shall be deemed the death of the holder of the Note, and the entire principal amount of the Note so held shall be subject to repayment, together with interest accrued thereon to the repayment date. The death of a person owning a Note by tenancy in common shall be deemed the death of a holder of a Note only with respect to the deceased holder's interest in the Note so held by tenancy in common; except that in the event a Note is held by husband and wife as tenants in common, the death of either shall be deemed the death of the holder of the Note, and the entire principal amount of the Note so held shall be subject to repayment. The death of a person who, during his or her lifetime, was entitled to substantially all of the beneficial interests of ownership of a Note, shall be deemed the death of the holder thereof for purposes of this provision, regardless of the registered holder, if such beneficial interest can be established to the satisfaction of the Trustee and us. Such beneficial interest shall be deemed to exist in typical cases of nominee ownership, ownership under the Uniform Gifts to Minors Act, the Uniform Transfers to Minors Act, community property or other joint ownership arrangements between a husband and wife and trust arrangements where one person has substantially all of the beneficial ownership interest in the Note during his or her lifetime.

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The Company retains the right to limit the aggregate principal amount of Notes as to which exercises of any Survivor's Option applicable to the Notes will be accepted in any one calendar year as described above. All other questions regarding the eligibility or validity of any exercise of the Survivor's Option will be determined by us, in our sole discretion, which determination will be final and binding on all parties. For the avoidance of doubt, we also retain the right to reject in our sole discretion any exercise of the Survivor's Option where the deceased held no or only a minimal beneficial ownership interest in the Notes and entered into arrangements with third parties in relation to the Notes prior to death for the purpose of permitting or attempting to permit those third parties to directly or indirectly benefit from the exercise of the Survivor's Option.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(j)&nbsp;&nbsp;&nbsp;&nbsp;The Notes shall not be subject to any sinking fund pursuant to Section 12.01 of the Base Indenture.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(k)&nbsp;&nbsp;&nbsp;&nbsp;The Notes shall be issuable in denominations of $1,000 and integral multiples of $1,000 in excess thereof.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(l)&nbsp;&nbsp;&nbsp;&nbsp;Holders of the Notes will not have the option to have the Notes repaid prior to the Stated Maturity.

**ARTICLE II**

**<u>DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION</u>**

Section 2.01&nbsp;&nbsp;&nbsp;&nbsp;Except as may be provided in a Future Supplemental Indenture, for the benefit of the Holders of the Notes but no other series of Securities under the Indenture, whether now or hereafter issued and Outstanding, Article One of the Base Indenture shall be amended by adding the following defined terms to Section 1.01 in appropriate alphabetical sequence, as follows:

"'<u>Exchange Act</u>' means the Securities Exchange Act of 1934, as amended, and any statute successor thereto."

"'<u>GAAP</u>' means generally accepted accounting principles in the United States set forth in the opinions and pronouncements of the Accounting Principles Board of the American Institute of Certified Public Accountants, the opinions and pronouncements of the Public Company Accounting Oversight Board and the statements and pronouncements of the Financial Accounting Standards Board or in such other statements by such other entity as have been approved by a significant segment of the accounting profession in the United States, which are in effect from time to time."

"'<u>Investment Company Act</u>' means the Investment Company Act of 1940, as amended, and the rules, regulations and interpretations promulgated thereunder, to the extent applicable, and any statute successor thereto."

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"'<u>Survivor's Option</u>' means, where applicable, the right of a holder of a Note to require the Company to repay such Note prior to its Stated Maturity upon the death of the owner of such Note, subject to the provisions hereof relating to such option."

**ARTICLE III** 

**<u>REMEDIES</u>**

Section 3.01&nbsp;&nbsp;&nbsp;&nbsp;Intentionally left blank.

**ARTICLE IV**

**<u>COVENANTS</u>**

Section 4.01&nbsp;&nbsp;&nbsp;&nbsp;Except as may be provided in a Future Supplemental Indenture, for the benefit of the Holders of the Notes but no other series of Securities under the Indenture, whether now or hereafter issued and Outstanding, Article Ten of the Base Indenture shall be amended by adding the following new Section 10.08 thereto, each as set forth below:

"Section 10.08&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<u>Section 18(a)(1)(A) of the Investment Company Act</u>.

The Company hereby agrees that for the period of time during which Notes are Outstanding, the Company will not violate, whether or not it is subject to, Section 18(a)(1)(A) as modified by Section 61(a)(1) of the Investment Company Act or any successor provisions thereto of the Investment Company Act."

**ARTICLE V**

**<u>MISCELLANEOUS</u>**

Section 5.01&nbsp;&nbsp;&nbsp;&nbsp;This Supplemental Indenture and the Notes shall be governed by and construed in accordance with the laws of the State of New York, without regard to principles of conflicts of laws that would cause the application of laws of another jurisdiction. This Supplemental Indenture is subject to the provisions of the Trust Indenture Act that are required to be part of the Indenture and shall, to the extent applicable, be governed by such provisions.

Section 5.02&nbsp;&nbsp;&nbsp;&nbsp;In case any provision in this Supplemental Indenture or in the Notes shall be invalid, illegal or unenforceable, the validity, legality and enforceability of the remaining provisions shall not in any way be affected or impaired thereby.

Section 5.03&nbsp;&nbsp;&nbsp;&nbsp;This Supplemental Indenture may be executed in any number of counterparts, each of which will be an original, but such counterparts will together constitute but one and the same Supplemental Indenture. The exchange of copies of this Supplemental Indenture and of signature pages by facsimile, .pdf transmission, email or other electronic means shall constitute effective execution and delivery of this Supplemental Indenture for all purposes.

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Signatures of the parties hereto transmitted by facsimile, .pdf transmission, email or other electronic means shall be deemed to be their original signatures for all purposes.

Section 5.05&nbsp;&nbsp;&nbsp;&nbsp;The provisions of this Supplemental Indenture shall become effective as of the date hereof.

Section 5.06&nbsp;&nbsp;&nbsp;&nbsp;Notwithstanding anything else to the contrary herein, the terms and provisions of this Supplemental Indenture shall apply only to the Notes and shall not apply to any other series of Securities under the Indenture and this Supplemental Indenture shall not and does not otherwise affect, modify, alter, supplement or change the terms and provisions of any other series of Securities under the Indenture, whether now or hereafter issued and Outstanding.

Section 5.07&nbsp;&nbsp;&nbsp;&nbsp;The recitals contained herein and in the Notes shall be taken as the statements of the Company, and the Trustee assumes no responsibility for their correctness. The Trustee makes no representations as to the validity or sufficiency of this Supplemental Indenture, the Notes or any Additional Notes, except that the Trustee represents that it is duly authorized to execute and deliver this Supplemental Indenture, authenticate the Notes and any Additional Notes and perform its obligations hereunder. The Trustee shall not be accountable for the use or application by the Company of the Notes or any Additional Notes or the proceeds thereof.

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IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly executed as of the date first above written.

PROSPECT CAPITAL CORPORATION

By:&nbsp;&nbsp;&nbsp;&nbsp;<u>/s/ Kristin Van Dask&nbsp;&nbsp;&nbsp;&nbsp;</u> <br>&nbsp;&nbsp;&nbsp;&nbsp;Name:&nbsp;&nbsp;&nbsp;&nbsp;Kristin Van Dask <br>&nbsp;&nbsp;&nbsp;&nbsp;Title:&nbsp;&nbsp;&nbsp;&nbsp;Chief Financial Officer and <br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Chief Compliance Officer

U.S. BANK TRUST COMPANY NATIONAL ASSOCIATION (SUCCESSOR IN INTEREST TO U.S. BANK NATIONAL ASSOCIATION), as Trustee

By:&nbsp;&nbsp;&nbsp;&nbsp;<u>/s/ Michelle Lee&nbsp;&nbsp;&nbsp;&nbsp;</u> <br>&nbsp;&nbsp;&nbsp;&nbsp;Name:&nbsp;&nbsp;&nbsp;&nbsp;Michelle Lee<br>&nbsp;&nbsp;&nbsp;&nbsp;Title:&nbsp;&nbsp;&nbsp;&nbsp;Vice President

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**<u>EXHIBIT A</u>**

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**THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE OF A DEPOSITARY. THIS GLOBAL SECURITY IS EXCHANGEABLE FOR SECURITIES REGISTERED IN THE NAME OF A PERSON OTHER THAN THE DEPOSITARY OR ITS NOMINEE ONLY IN THE LIMITED CIRCUMSTANCES DESCRIBED IN THE INDENTURE, AND NO TRANSFER OF THIS SECURITY (OTHER THAN A TRANSFER OF THIS SECURITY AS A WHOLE BY THE DEPOSITARY TO A NOMINEE OF THE DEPOSITARY OR BY A NOMINEE OF THE DEPOSITARY TO THE DEPOSITARY OR ANOTHER NOMINEE OF THE DEPOSITARY) MAY BE REGISTERED EXCEPT IN SUCH LIMITED CIRCUMSTANCES.** 

UNLESS THIS CERTIFICATE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY (55 WATER STREET, NEW YORK, NEW YORK) TO THE COMPANY OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY CERTIFICATE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR SUCH OTHER NAME AS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY AND ANY PAYMENT HEREON MADE TO CEDE & CO., ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL SINCE THE REGISTERED OWNER HEREOF, CEDE & CO., HAS AN INTEREST HEREIN.

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| | | |
|:---|:---|:---|
| REGISTERED | REGISTERED | REGISTERED |
| CUSIP No. | US74348GWN6 | |
| ISIN No. | US74348GWN68 | |

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PROSPECT CAPITAL CORPORATION <br>PROSPECT CAPITAL INTERNOTES®

THE FOLLOWING SUMMARY OF TERMS

IS SUBJECT TO THE INFORMATION SET FORTH ON THE REVERSE HEREOF:

PRINCIPAL AMOUNT: $397,000.00

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| | | |
|:---|:---|:---|
| ORIGINAL ISSUE DATE: August 7, 2025 | INTEREST RATE: 7.750% | MATURITY DATE: August 15, 2030 |
| ORIGINAL ISSUE DISCOUNT NOTE: N/A | TOTAL AMOUNT OF OID: N/A | TOTAL AMOUNT OF OID: N/A |

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ISSUE PRICE: (expressed as a percentage of aggregate principal amount): 100.000%

INTEREST PAYMENT DATES (check one if applicable)

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| | |
|:---|:---|
| □ Monthly | □ Quarterly |
| ⌧ Semi-annual | □ Annual |

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REDEMPTION RIGHT&nbsp;&nbsp;&nbsp;&nbsp;⌧ Yes (If yes, the Company has the right to redeem this Security on any Business Day on or after February 15, 2026.)

REPAYMENT RIGHT&nbsp;&nbsp;&nbsp;&nbsp;□ Yes (If yes, the holder of this Security has the right to the repayment of this Security on any Interest Payment Date after &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;.)

SURVIVOR'S OPTION:

⌧ Yes&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;□ No

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PROSPECT CAPITAL CORPORATION, a Maryland corporation (herein called the "Company," which term includes any successor corporation under the Indenture hereinafter referred to), for value received, hereby promises to pay to CEDE & CO., or registered assigns, the Principal Amount stated above on the Maturity Date shown above, and to pay interest on each payment date and at maturity as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• in the case of a Security that provides for monthly interest payments, the Interest Payment Dates shall be the fifteenth day of each calendar month (or, if not a Business Day, the next succeeding Business Day), commencing the first succeeding calendar month following the month in which the Security is issued;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;in the case of a Security that provides for quarterly interest payments, the Interest Payment Dates shall be the fifteenth day of every third month (or, if not a Business Day, the next succeeding Business Day), commencing in the third succeeding calendar month following the month in which the Security is issued;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;in the case of a Security that provides for semi-annual interest payments, the Interest Payment Dates shall be the fifteenth day of each sixth month (or, if not a Business Day, the next succeeding Business Day), commencing in the sixth succeeding calendar month following the month in which the Security is issued; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;in the case of a Security that provides for annual interest payments, the Interest Payment Date shall be the fifteenth day of every twelfth month (or, if not a Business Day, the next succeeding Business Day), commencing in the twelfth succeeding calendar month following the month in which the Security is issued.

The first payment of interest on any Security originally issued between a Record Date and an Interest Payment Date will be made on the Interest Payment Date following the next succeeding Record Date to the registered owner of such Security on such next succeeding Record Date. Unless the applicable pricing supplement states otherwise, interest on the Securities will be computed on the basis of a 360-day year of twelve 30-day months.

Interest payments on this Security will include interest accrued from and including the last date in respect of which interest has been paid or duly provided for (or from and including the Original Issue Date if no interest has been paid or provided for) to but excluding the Interest Payment Date or the Maturity Date, as the case may be. If the Interest Payment Date or the Maturity for any Security falls on a day that is not a Business Day, the payment of principal and interest may be made on the next succeeding Business Day, and no interest on such payment shall accrue for the period from such Interest Payment Date or Maturity, as the case may be. The interest payable on any Interest Payment Date will, subject to certain exceptions provided in the Indenture referred to on the reverse hereof, be paid to the person in whose name this Security is registered at the close of business on the Record Date, which shall be the close of business on the first day of the calendar month in which such Interest Payment Date occurs, whether or not such date shall be a Business Day, and the interest payable at maturity will be payable to the person to whom the principal hereof shall be payable.

Payments of such principal and interest shall be made in United States dollars at the office or agency of the Company in New York, New York, subject to the right of the Company to vary or terminate the appointment of such agency, shall initially be at the principal office of U.S. Bank National Association, 100 Wall Street - Suite 1600, New York, NY 10005 (the "Corporate Trust Office"); <u>provided</u>, that payment of interest may be made at the option of the Company by check mailed to the address of the person entitled thereto as such address shall appear on the Security register; <u>provided</u>, <u>further</u> that so long as CEDE & CO. or another nominee of the Depositary is the registered owner of this Security, payments of principal and interest will be made in immediately available funds through the Depositary's Same-Day Funds Settlement System.

REFERENCE IS HEREBY MADE TO THE FURTHER PROVISIONS OF THIS SECURITY SET FORTH ON THE REVERSE HEREOF. SUCH FURTHER PROVISIONS SHALL FOR ALL PURPOSES HAVE THE SAME EFFECT AS THOUGH FULLY SET FORTH AT THIS PLACE.

This Security shall not be valid or become obligatory for any purpose until the certificate of authentication hereon shall have been signed by the Trustee under the Indenture referred to on the reverse hereof.

[Signatures appear on following pages]

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IN WITNESS WHEREOF, PROSPECT CAPITAL CORPORATION has caused this instrument to be signed by facsimile by its duly authorized representative.

Dated: August 7, 2025

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| | | | |
|:---|:---|:---|:---|
| Attest: | Attest: | **PROSPECT CAPITAL CORPORATION** | **PROSPECT CAPITAL CORPORATION** |
| By: |  | By: |  |
|  | Name: Kristin Van Dask |  | Name: M. Grier Eliasek |
|  | Title: Secretary |  | Title: President and Chief Operating Officer |

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**TRUSTEE'S CERTIFICATE OF AUTHENTICATION** 

This is one of the Securities of the series designated herein referred to in the within-mentioned Indenture.

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| | |
|:---|:---|
| U.S. Bank Trust Company National Association (Successor in Interest to U.S. Bank National Association), as Trustee | U.S. Bank Trust Company National Association (Successor in Interest to U.S. Bank National Association), as Trustee |
| By: |  |
|  | Authorized Signatory |

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**REVERSE OF SECURITY** <br> **<br>PROSPECT CAPITAL CORPORATION** <br> **<br>PROSPECT CAPITAL INTERNOTES®**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1.<u>General</u>. This Note is one of a duly authorized issue of securities (herein called the "Securities") of the Company, issued and to be issued in one or more series under an Indenture, dated as of February 16, 2012, as amended (the "Indenture"), between the Company and U.S. Bank National Association (herein called the "Trustee", which term includes any successor trustee under the Indenture), to which Indenture and all indentures supplemental thereto reference is hereby made for a statement of the respective rights, limitations of rights, duties and immunities thereunder of the Company, the Trustee and the Holders of the Securities and of the terms upon which the Securities are, and are to be, authenticated and delivered. This Security is one of the Securities of the series designated on the face hereof. The Securities of this series may bear different dates, mature at different times and bear interest at different rates. The Securities of this series may be issued from time to time in an unlimited aggregate principal amount.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2.<u>Redemption at the Option of the Company</u>. Unless a Redemption Right is specified on the face hereof, this Security shall not be redeemable at the option of the Company before the Maturity Date specified on the face hereof. If a Redemption Right is so specified, this Security may be redeemed at the option of the Company on any Business Day on and after the date, if any, specified on the face hereof (each, a "Redemption Date"). This Security may be redeemed on any Redemption Date in whole or in part in increments of $1,000 (an "Authorized Denomination") at the option of the Company at a redemption price equal to 100% of the principal amount to be redeemed, together with accrued interest to the Redemption Date, on written notice given not more than 60 days nor less than 5 days prior to the proposed Redemption Date. In the event of redemption of this Security in part only, a new Security for the unredeemed portion hereof shall be issued in the name of the Holder hereof upon the surrender hereof.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.<u>Repayment at the Option of the Holder</u>. Unless a Repayment Right is specified on the face hereof, this Security shall not be repayable at the option of the Holder on any date prior to the Maturity Date specified on the face hereof, other than in connection with any applicable Survivor's Option (defined below). If a Repayment Right is so specified, this Security is subject to repayment at the option of the Holder on any Interest Payment Date on and after the date, if any, indicated on the face hereof (each, a "Repayment Date"). On any Repayment Date, this Security shall be repayable in whole or in part in increments of $1,000 at the option of the Holder hereof at a repayment price equal to 100% of the principal amount to be repaid, together with accrued interest thereon to the Repayment Date. In order for a Security to be repaid in whole or in part at the option of the Holder, the Trustee must receive, at the Corporate Trust Office, or such other office of which the Company shall from time to time notify the Holders of the Securities, at least 30 days but not more than 60 days prior to the Repayment Date on which this Security is to be repaid, this Security with the form entitled "Option to Elect Repayment" below duly completed. Once this Security is delivered for repayment, the Holder may not revoke its exercise of the repayment option.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.<u>Repayment Upon Death</u>. If the Survivor's Option is affirmatively specified on the face hereof, the Holder of the Security shall have the right to require the Company to repay a Security prior to its maturity date upon the death of the beneficial owner of the Security as described below. The Company calls this right the "Survivor's Option."

Upon exercise of the Survivor's Option, the Company will, at its option, either repay or repurchase any Security (or portion thereof) properly tendered for repayment by or on behalf of the person (the "Representative") that has authority to act on behalf of the deceased beneficial owner of the Security at a price equal to the sum of:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;100% of the principal amount of the deceased beneficial owner's beneficial interest in such Security, and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;accrued and unpaid interest, if any, to the date of such repayment or repurchase, subject to the following limitations.

The Survivor's Option may not be exercised unless the Security was owned by the beneficial owner or the estate of that beneficial owner at least six months prior to such exercise. In addition, the Company may limit the aggregate principal amount of Securities as to which the Survivor's Option may be exercised as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;In any calendar year, the Company may, in its sole discretion, limit the aggregate principal amount to the greater of 2% of the outstanding aggregate principal amount of the Securities as of December 31 of the most recently completed calendar year or $2,000,000. The Company calls this limitation the "annual put limitation."

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;For any individual deceased beneficial owner of Securities, the Company may limit the aggregate principal amount to $250,000 for any calendar year. The Company calls this limitation the "individual put limitation."

The Company will not make principal repayments pursuant to the exercise of the Survivor's Option except in principal amounts of $1,000 and multiples of $1,000. If the limitations described above would result in the partial repayment of any Security, the principal amount of the Security remaining outstanding after repayment must be at least $1,000.

An otherwise valid election to exercise the Survivor's Option may not be withdrawn. Each Security (or portion thereof) tendered pursuant to a valid exercise of the Survivor's Option will be accepted in the order all such Securities are received by the Trustee, unless the acceptance of that Security would contravene the annual put limitation or the individual put limitation. If, as of the end of any calendar year, the aggregate principal amount of Securities (or portions thereof) that have been tendered pursuant to the valid exercise of the Survivor's Option during that year has exceeded either the annual put limitation or the individual put limitation for that year, any exercise(s) of the Survivor's Option with respect to Securities (or portions thereof) not accepted during such calendar year because such acceptance would have contravened either such limitation shall be deemed to be tendered in the following calendar year in the order all such Securities (or portions thereof) were originally tendered.

Any Security (or portion thereof) accepted for repayment or repurchase pursuant to exercise of the Survivor's Option will be repaid or repurchased on the first Interest Payment Date to occur at least 20 calendar days after the date of acceptance. If that date is not a Business Day, payment will be made on the next succeeding Business Day. In the event that a Security (or any portion thereof) tendered for repayment or repurchase pursuant to valid exercise of the Survivor's Option is not accepted, the Trustee will deliver a notice by first-class mail to the registered Holder, at that Holder's last known address as indicated in the Security register, that states the reason that the Security (or portion thereof) has not been accepted for repayment.

Subject to the foregoing, in order to validly exercise a Survivor's Option, the Trustee must receive from the Representative of the deceased beneficial owner:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;appropriate evidence satisfactory to the Trustee (A) that the deceased was the beneficial owner of such Security at the time of death and the interest in such Security was owned by the deceased beneficial owner or his or her estate at least six months prior to the request for repayment or purchase, (B) that the death of such beneficial owner has occurred, (C) of the date of such death, and (D) that the Representative has authority to act on behalf of the deceased beneficial owner;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;if the interest in the Security is held by a nominee of the deceased beneficial owner, a certificate satisfactory to the Trustee from such nominee attesting to the deceased's beneficial ownership of the Security;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;a written request for repayment signed by the Representative, with the signature guaranteed by a member firm of a registered national securities exchange or of the Financial Industry Regulatory Authority, Inc. or a commercial bank or trust company having an office or correspondent in the United States;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;if applicable, a properly executed assignment or endorsement;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;tax waivers and such other instruments or documents that the Trustee reasonably required in order to establish the validity of the beneficial ownership of the Security and the claimant's entitlement to payment; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;any additional information the Trustee reasonably required to evidence satisfaction of any conditions to the exercise of the Survivor's Option or to document beneficial ownership or authority to make the election and to cause the repayment or repurchase of the Security.

Subject to the annual put limitation and the individual put limitation, all questions regarding the eligibility or validity of any exercise of the Survivor's Option will be determined by the Company, in its sole discretion, which determination will be final and binding on all parties. For the avoidance of doubt, the Company also retains the right to reject in its sole discretion any exercise of the Survivor's Option where the deceased held no or only a minimal beneficial ownership interest in the Notes and entered into arrangements with third parties in relation to the Notes prior to death for the purpose of permitting or attempting to permit those third parties to directly or indirectly benefit from the exercise of the Survivor's Option.

The death of a person holding a beneficial interest in a Security as a joint tenant or tenant by the entirety with another person, or as a tenant in common with the deceased Holder's spouse, will be deemed the death of the beneficial owner of the Security, and the entire principal amount of the Security so held will be subject to the Survivor's Option. The death of a

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person holding a beneficial interest in a Security as a tenant in common with a person other than such deceased Holder's spouse will be deemed the death of the beneficial owner of a Security only with respect to the deceased Holder's interest in the Security. The death of a person who, during his or her lifetime, was entitled to substantially all of the beneficial interests of ownership of a Security will be deemed the death of the beneficial owner for purposes of the Survivor's Option, regardless of the registered Holder of the Security, if such beneficial interest can be established to the satisfaction of the Trustee. Such beneficial interest will be deemed to exist in typical cases of nominee ownership, ownership under the Uniform Transfers to Minors Act or Uniform Gifts to Minors Act, community property or other joint ownership arrangements between a husband and wife and custodial and trust arrangements where one person has substantially all of the beneficial ownership interest in the Security during his or her lifetime.

For Securities represented by a Global Security, the Depositary or its nominee shall be the holder of such Security and therefore shall be the only entity that can exercise the Survivor's Option for such Security. To obtain repayment or repurchase pursuant to exercise of the Survivor's Option with respect to such Security, the Representative must provide to the broker or other entity through which the beneficial interest in such Security is held by the deceased beneficial owner (i) the documents described in the third preceding paragraph and (ii) written instructions to such broker or other entity to notify the Depositary of such Representative's desire to obtain repayment or repurchase pursuant to exercise of the Survivor's Option. Such broker or other entity shall provide to the Trustee (i) the documents received from the Representative referred to in clause (i) of the preceding sentence and (ii) a certificate satisfactory to the Trustee from such broker or other entity stating that it represents the deceased beneficial owner. Such broker or other entity shall be responsible for disbursing any payments it receives pursuant to exercise of the Survivor's Option to the appropriate Representative.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.<u>Events of Default</u>. If an Event of Default with respect to Securities of this series shall occur and be continuing, the principal of the Securities of this series may be declared due and payable in the manner and with the effect provided in the Indenture.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.<u>Modifications and Waivers; Obligation of the Company Absolute</u>. The Indenture permits, with certain exceptions as therein provided, the amendment thereof and the modification of the rights and obligations of the Company and the rights of the Holders of the Securities of each series to be affected under the Indenture at any time by the Company and the Trustee with the consent of the Holders of at least a majority in principal amount of the Securities at the time Outstanding of each series to be affected. The Indenture also contains provisions permitting the Holders of specified percentages in principal amount of the Securities of each series at the time Outstanding, on behalf of the Holders of all Securities of such series, to waive compliance by the Company with certain provisions of the Indenture and certain past defaults under the Indenture and their consequences. Any such consent or waiver by the Holder of this Security shall be conclusive and binding upon such Holder and upon all future Holders of this Security and of any Security issued upon the registration of transfer hereof or in exchange herefor or in lieu hereof, whether or not notation of such consent or waiver is made upon this Security.

No reference herein to the Indenture and no provision of this Security or of the Indenture shall alter or impair the obligation of the Company, which is absolute and unconditional, to pay the principal of and interest on this Security at the times, places and rate, and in the coin or currency, herein prescribed.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.<u>Authorized Denominations</u>. The Securities are issuable in registered form, without coupons, in denominations of $1,000 and any integral multiple of $1,000 in excess thereof. As provided in the Indenture, and subject to certain limitations therein set forth and to the limitations described below, if applicable, Securities of this series are exchangeable for a like aggregate principal amount of Securities of this series and of like tenor of a different authorized denomination, as requested by the Holder surrendering the same.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.<u>Registration of Transfer</u>. As provided in the Indenture and subject to certain limitations therein set forth, the transfer of this Security is registrable in the Security register upon surrender of this Security for registration of transfer at the office or agency of the Company maintained for that purpose in the City of New York, duly endorsed by, or accompanied by a written instrument of transfer in form satisfactory to the Company and the securities registrar (which shall initially be the Trustee, U.S. Bank National Association, 100 Wall Street - Suite 1600, New York, NY 10005, Attn: Corporate Trust Administration, or at such other address as it may designate as its principal corporate trust office in the City of New York), duly executed by the Holder hereof or his attorney duly authorized in writing, and thereupon one or more new Securities of this series and of like tenor, of authorized denominations and for the same aggregate principal amount, will be issued to the designated transferee or transferees.

**This Security is exchangeable only if (x) the Depositary notifies the Company that it is unwilling or unable to continue as Depositary for this Security or if at any time the Depositary ceases to be a clearing agency registered** 

------

**under the Securities Exchange Act of 1934, as amended, (y) the Company in its sole discretion determines that this Security shall be exchangeable for certificated Securities in registered form or (z) an Event of Default, or an event which with the passage of time or the giving of notice would become an Event of Default, with respect to the Securities represented hereby has occurred and is continuing, <u>provided</u>, that the definitive Securities so issued in exchange for this permanent Security shall be in denominations of $1,000 and any integral multiple of $1,000 in excess thereof and be of like aggregate principal amount and tenor as the portion of this permanent Security to be exchanged, and <u>provided</u> <u>further</u> that, unless the Company agrees otherwise, Securities of this series in certificated registered form will be issued in exchange for this permanent Security, or any portion hereof, only if such Securities in certificated registered form were requested by written notice to the Trustee or the Securities Registrar by or on behalf of a person who is beneficial owner of an interest hereof given through the Holder hereof. Except as provided above, owners of beneficial interests in this permanent Security will not be entitled to receive physical delivery of Securities in certificated registered form and will not be considered the Holders thereof for any purpose under the Indenture.** 

No service charge shall be made for any such registration of transfer or exchange, but the Company may require payment of a sum sufficient to cover any tax or other governmental charge payable in connection therewith.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9.<u>Owners</u>. Prior to due presentment of this Security for registration of transfer, the Company, the Trustee and any agent of the Company or the Trustee may treat the Person in whose name this Security is registered as the owner hereof for all purposes, whether or not this Security is overdue, and neither the Company, the Trustee nor any such agent shall be affected by notice to the contrary.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;10.<u>No Recourse Against Certain Persons</u>. No recourse for the payment of the principal or interest on this Security, or for any claim based hereon or otherwise in respect hereof, and no recourse under or upon any obligation, covenant or agreement of the Company in the Indenture or any Supplemental Indenture thereto or in any Security, or because of the creation of any indebtedness represented thereby, shall be had against any incorporator, stockholder, officer or director, as such, past, present or future, of the Company or of any successor corporation of either of them, either directly or through the Company or any successor corporation of either of them, whether by virtue of any constitution, statute or rule or law or by the enforcement of any assessment or penalty or otherwise, all such liability being by the acceptance hereof and as a condition of and as part of the consideration for the issue hereof, expressly waived and released.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;11.<u>Defeasance</u>. The Indenture with respect to any series will be discharged and cancelled except for certain Sections thereof, subject to the terms of the Indenture, upon payment of all of the Securities of such series or upon the irrevocable deposit with the Trustee of cash or U.S. Government Obligations (or a combination thereof) sufficient for such payment in accordance with Article 14 of the Indenture.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;12.<u>Governing Law</u>. The Indenture and the Securities shall be governed by and construed in accordance with the laws of the State of New York.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;13.<u>Defined Terms</u>. All terms used in this Security which are defined in the Indenture shall have the meanings assigned to them in the Indenture.

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**OPTION TO ELECT REPAYMENT** 

The undersigned hereby irrevocably request(s) and instruct(s) the Company to repay this Security (or portion hereof specified below) pursuant to its terms at a price equal to 100% of the principal amount hereof to be repaid, together with accrued and unpaid interest hereon, payable to the date of repayment, to the undersigned, at &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;. (Please print or typewrite name and address of the undersigned)

For this Security to be repaid, the undersigned must give to the Trustee at 100 Wall Street - Suite 1600, New York, NY 10005, Attn: Corporate Trust Administration, or at such other place or places of which the Company shall from time to time notify the Holders of the Securities, not more than 60 days nor less than 30 days prior to the date of repayment, this Security with this "Option to Elect Repayment" form duly completed.

If less than the entire principal amount of this Security is to be repaid, specify the portion hereof (which shall be increments of US$1,000) which the holder elects to have repaid and specify the denomination or denominations (which shall be an Authorized Denomination) of the Securities to be issued to the holder for the portion of this Security not being repaid (in the absence of any such specification, one such Security will be issued for the portion not being repaid):

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| | |
|:---|:---|
| US$ |  |
|  | Signature |
| Dated: | NOTICE: The signature on this "Option to Elect Repayment" form must correspond with the name as written upon the face of the within Security in every particular, without alteration or enlargement or any change whatsoever. |
| Signature Guarantee |  |
| NOTICE: The signature(s) should be<br>guaranteed by an eligible guarantor<br>institution (banks, stockbrokers, savings<br>and loan associations, and credit unions<br>with membership in an approved signature<br>guarantee medallion program), pursuant to<br>Rule 17Ad-15 under the Securities<br>Exchange Act of 1934. |  |

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The following abbreviations, when used in the inscription on the face of the within Security, shall be construed as though they were written out in full according to applicable laws or regulations.

TEN COM - as tenants in common <br>TEN ENT - as tenants by the entireties <br>JT TEN - as joint tenants with right of survivorship and not as tenants in common

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| | | | |
|:---|:---|:---|:---|
| UNIF GIFT MIN ACT- | | Custodian | |
| | (Cust) | | (Minor) |
| | under Uniform Gifts to Minors Act | | |
| | State | | |

---

Additional abbreviations may also be used though not in the above list.

FOR VALUE RECEIVED, the undersigned hereby sell(s), assign(s) and transfer(a) unto:

PLEASE INSERT SOCIAL SECURITY <br>NUMBER OR OTHER IDENTIFYING <br>NUMBER OF ASSIGNEE

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| |
|:---|
| (Please print or typewrite name and address, including postal zip code, of assignee) |
| the within Security and all rights thereunder, and hereby irrevocably constitutes and appoints |
| to transfer said Security on the books of the Company, with full power of substitution in the premises. |

---

---

| | |
|:---|:---|
| Dated: |  |
|  | NOTICE: The signature to this assignment must correspond with the name as written upon the within Security in every particular, without alteration or enlargement or any change whatsoever. |
| Signature Guarantee |  |
| NOTICE: The signature(s) should be<br>guaranteed by an eligible guarantor<br>institution (banks, stockbrokers,<br>savings and loan associations, and<br>credit unions with membership in an<br>approved signature guarantee medallion<br>program), pursuant to Rule 17Ad-15<br>under the Securities Exchange Act of 1934. |  |

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**<u>EXHIBIT B</u>**

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![prospect_capitalxlogoxfinab.jpg](prospect_capitalxlogoxfinab.jpg)

**Prospect Capital Corporation**

**Prospect Capital InterNotes**<sup>®</sup>

**7.500% Notes due 2028 (the "2028 Notes")**

**7.750% Notes due 2030 (the "2030 Notes")**

**8.000% Notes due 2032 (the "2032 Notes" and together** 

**with the 2028 Notes and the 2030 Notes, the "Notes")**

**Filed under Rule 424(b)(2), Registration Statement No. 333-269714**

Pricing Supplement No. 1550, 1551 and 1552 — Dated Monday, August 4, 2025

(To: Prospectus Dated February 10, 2023, Prospectus Supplement Dated February 10, 2023

and Supplement to Prospectus Supplement Dated June 5, 2023)

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| | | | | | | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| **CUSIP Number** | **ISIN <br>Number** | **Principal Amount** | **Selling Price** | **Gross Concession** | **Net <br>Proceeds** | **Coupon Type** | **Coupon Rate** | **Coupon Frequency** | **Maturity Date** | **1st Coupon Date** | **1st Coupon Amount** | **Survivor's Option** | **Product Ranking** |
| 74348GWM8 | US74348GWM85 | $751000.00 | 100.000% | 1.125% | $742551.25 | Fixed | 7.500% | Semi-Annual | 8/15/2028 | 2/15/2026 | $39.17 | Yes | Unsecured<br>Notes |
| **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** |

---

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| | | | | | | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| **CUSIP Number** | **ISIN <br>Number** | **Principal Amount** | **Selling Price** | **Gross Concession** | **Net <br>Proceeds** | **Coupon Type** | **Coupon Rate** | **Coupon Frequency** | **Maturity Date** | **1st Coupon Date** | **1st Coupon Amount** | **Survivor's Option** | **Product Ranking** |
| 74348GWN6 | US74348GWN68 | $397000.00 | 100.000% | 1.700% | $390251.00 | Fixed | 7.750% | Semi-Annual | 8/15/2030 | 2/15/2026 | $40.47 | Yes | Unsecured<br>Notes |
| **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** |

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| | | | | | | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| **CUSIP Number** | **ISIN <br>Number** | **Principal Amount** | **Selling Price** | **Gross Concession** | **Net <br>Proceeds** | **Coupon Type** | **Coupon Rate** | **Coupon Frequency** | **Maturity Date** | **1st Coupon Date** | **1st Coupon Amount** | **Survivor's Option** | **Product Ranking** |
| 74348GWP1 | US74348GWP17 | $66000.00 | 100.000% | 1.950% | $64713.00 | Fixed | 8.000% | Semi-Annual | 8/15/2032 | 2/15/2026 | $41.78 | Yes | Unsecured<br>Notes |
| **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** |

---

Trade Date: Monday, August 4, 2025 @ 12:00 PM ET

Settle Date: Thursday, August 7, 2025

Minimum Denomination/Increments: $1,000.00/$1,000.00

Initial trades settle flat and clear SDFS: DTC Book Entry only

The Notes will be issued pursuant to the Indenture, dated as of February 16, 2012, as amended and supplemented by that certain One Thousand Five Hundred Fiftieth, One Thousand Five Hundred Fifty-First and One Thousand Five Hundred Fifty-Second Supplemental Indenture dated as of August 7, 2025.

The date from which interest shall accrue on the Notes is Thursday, August 7, 2025. The "Interest Payment Dates" for the Notes shall be February 15 and August 15 of each year, commencing February 15, 2026; the interest payable on any Interest Payment Date, will be paid to the Person in whose name the Notes (or one or more predecessor Notes) is registered at the close of business on the Regular Record Date (as defined in the Indenture) for such interest, which shall be February 1 or August 1, as the case may be, next preceding such Interest Payment Date.

The Notes will be redeemable in whole or in part at any time or from time to time, at the option of Prospect Capital Corporation, on or after February 15, 2026 at a redemption price of $1,000 per Note plus accrued and unpaid interest payments otherwise payable for the then-current semi-annual interest period accrued to, but excluding, the date fixed for redemption and upon not less than 5 days nor more that 60 days prior notice to the noteholder and the trustee, as described in the prospectus.

Notes will be sold to you at the selling price specified in this pricing supplement. The Purchasing Agent shall purchase notes from us at the selling price less the applicable gross concession specified in this pricing supplement. The Purchasing Agent may resell the notes it purchases to the agents and selected dealers at the selling price less a concession that, at the discretion of the Purchasing Agent, may be less than or equal to the gross concession received by the Purchasing Agent. Notes purchased by the agents and selected dealers on behalf of level-fee (investment or advisory) accounts may be sold to such accounts at the selling price less the applicable concession, and such agents and selected dealers shall not retain, as compensation, any portion of such concession.

Prospect Capital Corporation is a financial services company that lends to and invests in middle market, privately-held companies. We are organized as an externally-managed, non-diversified closed-end management investment company that has elected to be treated as a business development company under the Investment Company Act of 1940. Prospect Capital Management L.P. manages our investments and Prospect Administration LLC provides the administrative services necessary for us to operate.

This pricing supplement relates only to the securities described in the accompanying prospectus, is only a summary of changes and should be read together with the accompanying prospectus, including among other things the section entitled "Risk Factors" beginning on page 11 of such prospectus. This pricing supplement and the accompanying prospectus contain important information you should know before investing in our securities. Please read it before you

------

invest and keep it for future reference. We file annual, quarterly and current reports, proxy statements and other information about us with the Securities and Exchange Commission, or the "SEC." This information is available free of charge by contacting us at 10 East 40th Street, 42nd Floor, New York, NY 10016 or by telephone at (212) 448-0702. The SEC maintains a website at www.sec.gov where such information is available without charge upon written or oral request. Our internet website address is www.prospectstreet.com. Information contained on our website is not incorporated by reference into this pricing supplement or the accompanying prospectus and you should not consider information contained on our website to be part of this pricing supplement or the accompanying prospectus.

Neither the SEC nor any state securities commission has approved or disapproved of these securities or passed on the adequacy or accuracy of this pricing supplement. Any representation to the contrary is a criminal offense. Obligations of Prospect Capital Corporation and any subsidiary of Prospect Capital Corporation are not guaranteed by the full faith and credit of the United States of America. Neither Prospect Capital Corporation nor any subsidiary of Prospect Capital Corporation is a government-sponsored enterprise or an instrumentality of the United States of America.

InterNotes<sup>®</sup> is a registered trademark of InspereX Holdings LLC.

**Recent Events:**

On April 9, 2025, we commenced a tender offer to purchase for cash any and all of the $342.9 million aggregate principal amount of our outstanding 3.706% Notes due 2026 (the "2026 Notes") at a purchase price of 99%, plus accrued and unpaid interest (the "3.706% 2026 Notes April Tender Offer"). The 3.706% 2026 Notes April Tender Offer expired at 5:00 p.m., New York City time, on April 17, 2025. As of the settlement date, $135.7 million aggregate principal amount of the 2026 Notes were validly tendered and accepted. Following settlement of the 3.706% 2026 Notes April Tender Offer, which occurred on April 22, 2025, approximately $207.2 million aggregate principal amount of the 2026 Notes remain outstanding. On May 19, 2025, we announced the redemption of the remaining 3.706% Notes due 2026 at a price of 100%, plus accrued and unpaid interest. Following the settlement of the 2026 Notes Redemption on June 18, 2025, none of the 2026 Notes remain outstanding.

During the period May 29, 2025 through July 1, 2025, we sold several of our Subordinated Structured Notes with an approximate cost basis of $324.6 million for total gross proceeds of $74.6 million.

During the period from April 3, 2025, through July 3, 2025, we provided $39.6 million of First Lien Term Loan A financing to National Property REIT Corp. ("NPRC") to fund working capital and capital expenditures and received a partial repayment of $14.0 million of First Lien Term Loan A from NPRC. On June 25, 2025, we received a partial repayment of $5.0 million of First Lien Term Loan D from NPRC, and our $53.0 million First Lien Term Loan C to NPRC was fully repaid at par.

On June 30, 2025, we closed the acquisition of QC Holdings, Inc., a provider of consumer credit. As part of the acquisition, we made a $55.0 million Senior Secured Term Loan investment and a $22.3 million common equity investment.

**Legal Matters:**

In the opinion of Jonathan Li, Authorized Signatory of Prospect Administration, administrator for Prospect Capital Corporation, a Maryland corporation (the "Company"), the certificates evidencing the Notes (the "Note Certificates") constitute the valid and binding obligations of the Company, entitled to the benefits of the Indenture and enforceable against the Company in accordance with their terms under the laws of the State of New York subject to applicable bankruptcy, insolvency and similar laws affecting creditors' rights generally, concepts of reasonableness and equitable principles of general applicability (including, without limitation, concepts of good faith, fair dealing and the lack of bad faith), provided that such counsel expresses no opinion as to the effect of fraudulent conveyance, fraudulent transfer or similar provision of applicable law on the conclusions expressed above. This opinion is given as of the date hereof and is limited to the law of the State of New York as in effect on the date hereof. In addition, this opinion is subject to the same assumptions and qualifications stated in the letter of Skadden, Arps, Slate, Meagher & Flom, LLP dated March 8, 2012, filed as Exhibit (l)(5) to the Company's registration statement on Form N-2 (File No. 333-176637) and to the further assumptions that (i) the Note Certificates have been duly authorized by all requisite corporate action on the part of the Company and duly executed by the Company under Maryland law, and (ii) they were duly authenticated by the Trustee and issued and delivered by the Company against payment therefor in accordance with the terms of the Fifth Amended and Restated Selling Agent Agreement and the Indenture. Capitalized terms used in this paragraph without definition have the meanings ascribed to them in the accompanying prospectus supplement.

Prospect Capital Corporation

10 East 40<sup>th</sup> Street, 42<sup>nd</sup> Floor

New York, New York 10016

In the opinion of Venable LLP, as Maryland counsel to the Company, (i) the execution and delivery by the Company of the Indenture, dated as of February 16, 2012, as amended and as supplemented through the One Thousand Five Hundred Fiftieth, One Thousand Five Hundred Fifty-First and One Thousand Five Hundred Fifty-Second Supplemental Indentures, between the Company and U.S. Bank National Association, and the global notes representing the Notes issued pursuant to such Supplemental Indentures, and the performance by the Company of its obligations thereunder, have been duly authorized by the Company and (ii) the issuance of the Notes has been duly authorized by the Company. This opinion is given to the Company as of August 4, 2025, and is limited to the laws of the State of Maryland as in effect on August 4, 2025. In addition, this opinion is subject to the same assumptions, qualifications and limitations stated in the opinion letter to the Company of Venable LLP, dated February 10, 2023, filed as Exhibit (l)(1) to the Company's Registration Statement on Form N-2ASR (File No. 333-269714). Capitalized terms used in this paragraph without definition have the meanings ascribed to them in the accompanying prospectus supplement.

## Ex-99.(D)(695)

**Exhibit (d)(695)**

**SUPPLEMENTAL INDENTURE**

**between**

**PROSPECT CAPITAL CORPORATION**

**and**

**U.S. BANK TRUST COMPANY NATIONAL ASSOCIATION (successor in interest to U.S. BANK NATIONAL ASSOCIATION), as Trustee**

**Dated as of the date set forth on <u>Exhibit B</u> hereto.**

------

SUPPLEMENTAL INDENTURE

THIS SUPPLEMENTAL INDENTURE (this "Supplemental Indenture"), which shall be deemed the enumerated supplemental indenture as stated in <u>Exhibit B</u> hereto, is between Prospect Capital Corporation, a Maryland corporation (the "Company"), and U.S. Bank Trust Company National Association (successor in interest to U.S. Bank National Association), as trustee (the "Trustee"). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below).

RECITALS OF THE COMPANY

The Company and the Trustee executed and delivered an Indenture, dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance, dated as of March 12, 2012, by and between the Company, the Trustee, and American Stock Transfer & Trust Company, LLC (the "Base Indenture" and, as supplemented by one or more supplemental indentures, including this Supplemental Indenture, the "Indenture"), to provide for the issuance by the Company from time to time of the Company's unsecured debentures, notes or other evidences of indebtedness (the "Securities"), to be issued in one or more series as provided in the Indenture.

The Company desires to issue and sell the aggregate principal amount as listed in <u>Exhibit B</u> hereto of the Company's senior notes as described in <u>Exhibit B</u> attached hereto (the "Notes").

Sections 9.01(5) and 9.01(7) of the Base Indenture provide that without the consent of Holders of the Securities of any series issued under the Indenture, the Company, when authorized by or pursuant to a Board Resolution, and the Trustee, at any time and from time to time, may enter into one or more indentures supplemental to the Base Indenture to (i) change or eliminate any of the provisions of the Indenture when there is no Security Outstanding of any series created prior to the execution of a supplemental indenture that is entitled to the benefit of such provision and (ii) establish the form or terms of Securities of any series as permitted by Section 2.01 and Section 3.01 of the Base Indenture.

The Company desires to establish the form and terms of the Notes and to modify, alter, supplement and change certain provisions of the Base Indenture for the benefit of the Holders of the Notes (except as may be provided in a future supplemental indenture to the Indenture ("Future Supplemental Indenture")).

The Company has duly authorized the execution and delivery of this Supplemental Indenture to provide for the issuance of the Notes and all acts and things necessary to make this Supplemental Indenture a valid, binding, and legal obligation of the Company and to constitute a valid agreement of the Company, in accordance with its terms, have been done and performed.

NOW, THEREFORE, THIS INDENTURE WITNESSETH:

For and in consideration of the premises and the purchase of the Notes by the Holders thereof, it is mutually agreed, for the equal and proportionate benefit of all Holders of the Notes, as follows:

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**ARTICLE I**

**<u>TERMS OF THE NOTES</u>**

Section 1.01&nbsp;&nbsp;&nbsp;&nbsp;<u>Terms of the Notes</u>. The following terms relating to the Notes are hereby established:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a)&nbsp;&nbsp;&nbsp;&nbsp;The Notes shall constitute a series of Securities having the title as stated in <u>Exhibit B</u> hereto and shall be designated as Senior Securities under the Indenture. The Notes shall bear a CUSIP number and an ISIN number as stated in <u>Exhibit B</u> hereto.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(b)&nbsp;&nbsp;&nbsp;&nbsp;The aggregate principal amount of the Notes that may be initially authenticated and delivered under the Indenture (except for Notes authenticated and delivered upon registration of, transfer of, or in exchange for, or in lieu of, other Notes pursuant to Sections 3.04, 3.05, 3.06, 9.06 or 11.07 of the Base Indenture) shall be as stated in <u>Exhibit B</u> attached hereto. Under a Board Resolution, Officers' Certificate pursuant to Board Resolutions or an indenture supplement, the Company may from time to time, without the consent of the Holders of Notes, issue additional Notes (in any such case "Additional Notes") having the same ranking and the same interest rate, maturity and other terms as the Notes. Any Additional Notes and the existing Notes will constitute a single series under the Indenture and all references to the relevant Notes herein shall include the Additional Notes unless the context otherwise requires.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(c)&nbsp;&nbsp;&nbsp;&nbsp;The entire outstanding principal of the Notes shall be payable on the maturity date as identified on <u>Exhibit B</u> attached hereto.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(d)&nbsp;&nbsp;&nbsp;&nbsp;If the Notes are identified as "Fixed" on <u>Exhibit B</u>, the rate at which the Notes shall bear interest shall be the percentage per annum identified as the "Coupon Rate" on <u>Exhibit B</u> attached hereto; and if the Notes are identified as "Step" on <u>Exhibit B</u>, the rates at which the Notes shall bear interest shall be the percentages per annum during the corresponding periods as identified in the applicable footnote under the "Coupon Rate" on <u>Exhibit B</u> attached hereto (the "Applicable Interest Rate"). The date from which interest shall accrue on the Notes shall be on the date specified in <u>Exhibit B</u> attached hereto, or the most recent Interest Payment Date to which interest has been paid or provided for; the Interest Payment Dates for the Notes shall be as identified in <u>Exhibit B</u> attached hereto of each year, commencing on the date as identified as the 1<sup>st</sup> Coupon Date in <u>Exhibit B</u> hereto (if an Interest Payment Date falls on a day that is not a Business Day, then the applicable interest payment will be made on the next succeeding Business Day and no additional interest will accrue as a result of such delayed payment); the initial interest period will be the period from and including the date as identified as the 1<sup>st</sup> Coupon Date in <u>Exhibit B</u> hereto (or the most recent Interest Payment Date to which interest has been paid or provided for), to, but excluding, the initial Interest Payment Date, and the subsequent interest periods will be the periods from and including an Interest Payment Date to, but excluding, the next Interest Payment Date or the Stated Maturity, as the case may be; the interest so payable, and punctually paid or duly provided for, on any Interest Payment Date, will be paid to the Person in whose name the Note (or one or more predecessor Notes) is registered at the close of business on the Regular Record Date for such interest, which shall be the record dates as identified in <u>Exhibit B</u> hereto (whether or not a Business Day), as the case may be, next

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preceding such Interest Payment Date. The initial interest payment on the Notes on the date as identified as the 1<sup>st</sup> Coupon Date in <u>Exhibit B</u> hereto, or the initial Interest Payment Date, shall be equal to amount identified as the 1<sup>st</sup> Coupon Amount in <u>Exhibit B</u> hereto. Payment of principal of (and premium, if any) and any such interest on the Notes will be made at the Corporate Trust Office of the Trustee in New York, New York in such coin or currency of the United States of America as at the time of payment is legal tender for payment of public and private debts; *provided*, *however*, that at the option of the Company payment of interest may be made by check mailed to the address of the Person entitled thereto as such address shall appear in the Security Register. Interest on the Notes will be computed on the basis of a 360-day year of twelve 30-day months.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(e)&nbsp;&nbsp;&nbsp;&nbsp;The Notes shall be initially issuable in global form (each such Note, a "Global Note"). The Global Notes and the Trustee's certificate of authentication thereon shall be substantially in the form of <u>Exhibit A</u> hereto. Each Global Note shall represent the outstanding Notes as shall be specified therein and each shall provide that it shall represent the aggregate amount of outstanding Notes from time to time endorsed thereon and that the aggregate amount of outstanding Notes represented thereby may from time to time be reduced or increased, as appropriate, to reflect exchanges and redemptions. Any endorsement of a Global Note to reflect the amount of any increase or decrease in the amount of outstanding Notes represented thereby shall be made by the Trustee or the Security Registrar, in accordance with Sections 2.03 and 3.05 of the Indenture.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(f)&nbsp;&nbsp;&nbsp;&nbsp;The depositary for such Global Notes (the "Depositary") shall be The Depository Trust Company, New York, New York. The Security Registrar with respect to the Global Notes shall be the Trustee.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(g)&nbsp;&nbsp;&nbsp;&nbsp;The Notes shall be defeasible pursuant to Section 14.02 or Section 14.03 of the Base Indenture. Covenant defeasance contained in Section 14.03 of the Base Indenture shall apply to the covenants contained in Sections 10.06 and 10.08 of the Indenture.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(h)&nbsp;&nbsp;&nbsp;&nbsp;The Notes shall be redeemable pursuant to Section 11.01 of the Base Indenture and as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(i)&nbsp;&nbsp;&nbsp;&nbsp;The Notes will be redeemable in whole or in part at any time or from time to time, at the option of the Company, on or after the date identified as the Optional Redemption Date in <u>Exhibit B</u> hereto, at a redemption price of $1,000 per Note plus accrued and unpaid interest payments otherwise payable for the then-current quarterly interest period accrued to, but excluding, the date fixed for redemption.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(ii)&nbsp;&nbsp;&nbsp;&nbsp;Notice of redemption shall be given in writing and mailed, first-class postage prepaid or by overnight courier guaranteeing next-day delivery, to each Holder of the Notes to be redeemed, not less than five (5) nor more than sixty (60) days prior to the Redemption Date, at the Holder's address appearing in the Security Register. All notices of redemption shall contain the information set forth in Section 11.04 of the Base Indenture.

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(iii)&nbsp;&nbsp;&nbsp;&nbsp;Any exercise of the Company's option to redeem the Notes will be done in compliance with the Investment Company Act.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(iv)&nbsp;&nbsp;&nbsp;&nbsp;If the Company elects to redeem only a portion of the Notes, the Trustee will determine the method for selecting the particular Notes to be redeemed, in accordance with the Investment Company Act.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(v)&nbsp;&nbsp;&nbsp;&nbsp;Unless the Company defaults in payment of the Redemption Price, on and after the Redemption Date, interest will cease to accrue on the Notes called for redemption hereunder.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(i)&nbsp;&nbsp;&nbsp;&nbsp;The "Survivor's Option" is defined in Section 2.01 and, if applicable to the Notes, is a provision in a Note pursuant to which the Company agrees to repay that Note, if requested by the authorized representative of the beneficial owner of that Note, following the death of the beneficial owner of the Note, so long as the Note was owned by that beneficial owner or the estate of that beneficial owner at least six months prior to the request. The Survivor's Option, if applicable, shall be so specified under "Survivor's Option" on <u>Exhibit B</u> attached hereto. <br>Upon the valid exercise of any Survivor's Option and the proper tender of that Note for repayment, the Company will, at its option, repay or repurchase that Note, in whole or in part, at a price equal to 100% of the principal amount of the deceased beneficial owner's interest in that Note plus unpaid interest accrued to the date of repayment. <br>To be valid, any Survivor's Option must be exercised by or on behalf of the person who has authority to act on behalf of the deceased beneficial owner of the Note (including, without limitation, the personal representative or executor of the deceased beneficial owner or the surviving joint owner with the deceased beneficial owner) under the laws of the applicable jurisdiction. <br>The death of a person holding a beneficial ownership interest in a Note as a joint tenant or tenant by the entirety with another person, or as a tenant in common with the deceased holder's spouse, will be deemed the death of a beneficial owner of that Note, and the entire principal amount of the Note so held will be subject to repayment by us upon request. However, the death of a person holding a beneficial ownership interest in a Note as tenant in common with a person other than such deceased holder's spouse will be deemed the death of a beneficial owner only with respect to such deceased person's interest in the Note. <br>The death of a person who, during his or her lifetime, was entitled to substantially all of the beneficial ownership interests in a Note will be deemed the death of the beneficial owner of that Note for purposes of any Survivor's Option, regardless of whether that beneficial owner was the registered holder of that Note, if entitlement to those interests can be established to the satisfaction of the Trustee. A beneficial ownership interest will be deemed to exist in typical cases of nominee ownership, ownership under the Uniform Transfers to Minors Act or Uniform Gifts to Minors Act, community property or other joint ownership arrangements between a

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husband and wife. In addition, a beneficial ownership interest will be deemed to exist in custodial and trust arrangements where one person has all of the beneficial ownership interests in the applicable Note during his or her lifetime. <br>The Company has the discretionary right to limit the aggregate principal amount of Notes as to which exercises of any Survivor's Option shall be accepted by us from authorized representatives of all deceased beneficial owners in any calendar year to an amount equal to the greater of $2,000,000 or 2% of the principal amount of all Notes outstanding as of the end of the most recent calendar year. The Company also has the discretionary right to limit to $250,000 in any calendar year the aggregate principal amount of Notes as to which exercises of any Survivor's Option shall be accepted by us from the authorized representative of any individual deceased beneficial owner of Notes in such calendar year. In addition, the Company will not permit the exercise of any Survivor's Option except in principal amounts of $1,000 and multiples of $1,000. An otherwise valid election to exercise any Survivor's Option may not be withdrawn. Each election to exercise any Survivor's Option will be accepted in the order that elections are received by the Trustee, except for any Note the acceptance of which would contravene any of the limitations described in the preceding paragraph. Notes accepted for repayment through the exercise of any Survivor's Option normally will be repaid on the first interest payment date that occurs 20 or more calendar days after the date of the acceptance. For example, if the acceptance date of a Note tendered through a valid exercise of any Survivor's Option is September 1, 2011, and interest on that Note is paid monthly, the Company would normally, at its option, repay that Note on the interest payment date occurring on October 15, 2011, because the September 15, 2011 interest payment date would occur less than 20 days from the date of acceptance. Each tendered Note that is not accepted in any calendar year due to the application of any of the limitations described in the preceding paragraph will be deemed to be tendered in the following calendar year in the order in which all such Notes were originally tendered. If a Note tendered through a valid exercise of any Survivor's Option is not accepted, the Trustee will deliver a notice by first-class mail to the registered holder, at that holder's last known address as indicated in the Note register, that states the reason that Note has not been accepted for repayment. <br>With respect to Notes represented by a Global Note, DTC or its nominee is treated as the holder of the Notes and will be the only entity that can exercise any Survivor's Option for such Notes. To obtain repayment pursuant to exercise of any Survivor's Option for a Note, the deceased beneficial owner's authorized representative must provide the following items to the broker or other entity through which the beneficial interest in the Note is held by the deceased beneficial owner:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;a written instruction to such broker or other entity to notify DTC of the authorized representative's desire to obtain repayment pursuant to exercise of such Survivor's Option;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;appropriate evidence satisfactory to the Trustee (a) that the deceased was the beneficial owner of the Note at the time of death and his or her interest in the Note was owned by the deceased beneficial owner or his or her estate at least six months prior to the request for repayment, (b) that the death of the beneficial owner has occurred, (c) of

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the date of death of the beneficial owner, and (d) that the representative has authority to act on behalf of the beneficial owner;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;if the interest in the Note is held by a nominee of the deceased beneficial owner, a certificate satisfactory to the Trustee from the nominee attesting to the deceased's beneficial ownership of such Note;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;written request for repayment signed by the authorized representative of the deceased beneficial owner with the signature guaranteed by a member firm of a registered national securities exchange or of the National Association of Securities Dealers, Inc. or a commercial bank or trust company having an office or correspondent in the United States;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;if applicable, a properly executed assignment or endorsement;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;tax waivers and any other instruments or documents that the Trustee reasonably requires in order to establish the validity of the beneficial ownership of the Note and the claimant's entitlement to payment; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;any additional information the Trustee reasonably requires to evidence satisfaction of any conditions to the exercise of any Survivor's Option or to document beneficial ownership or authority to make the election and to cause the repayment of the Note.

In turn, the broker or other entity will deliver each of these items to the Trustee, together with evidence satisfactory to the Trustee from the broker or other entity stating that it represents the deceased beneficial owner.

The death of a person owning a Note in joint tenancy or tenancy by the entirety with another or others shall be deemed the death of the holder of the Note, and the entire principal amount of the Note so held shall be subject to repayment, together with interest accrued thereon to the repayment date. The death of a person owning a Note by tenancy in common shall be deemed the death of a holder of a Note only with respect to the deceased holder's interest in the Note so held by tenancy in common; except that in the event a Note is held by husband and wife as tenants in common, the death of either shall be deemed the death of the holder of the Note, and the entire principal amount of the Note so held shall be subject to repayment. The death of a person who, during his or her lifetime, was entitled to substantially all of the beneficial interests of ownership of a Note, shall be deemed the death of the holder thereof for purposes of this provision, regardless of the registered holder, if such beneficial interest can be established to the satisfaction of the Trustee and us. Such beneficial interest shall be deemed to exist in typical cases of nominee ownership, ownership under the Uniform Gifts to Minors Act, the Uniform Transfers to Minors Act, community property or other joint ownership arrangements between a husband and wife and trust arrangements where one person has substantially all of the beneficial ownership interest in the Note during his or her lifetime.

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The Company retains the right to limit the aggregate principal amount of Notes as to which exercises of any Survivor's Option applicable to the Notes will be accepted in any one calendar year as described above. All other questions regarding the eligibility or validity of any exercise of the Survivor's Option will be determined by us, in our sole discretion, which determination will be final and binding on all parties. For the avoidance of doubt, we also retain the right to reject in our sole discretion any exercise of the Survivor's Option where the deceased held no or only a minimal beneficial ownership interest in the Notes and entered into arrangements with third parties in relation to the Notes prior to death for the purpose of permitting or attempting to permit those third parties to directly or indirectly benefit from the exercise of the Survivor's Option.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(j)&nbsp;&nbsp;&nbsp;&nbsp;The Notes shall not be subject to any sinking fund pursuant to Section 12.01 of the Base Indenture.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(k)&nbsp;&nbsp;&nbsp;&nbsp;The Notes shall be issuable in denominations of $1,000 and integral multiples of $1,000 in excess thereof.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(l)&nbsp;&nbsp;&nbsp;&nbsp;Holders of the Notes will not have the option to have the Notes repaid prior to the Stated Maturity.

**ARTICLE II**

**<u>DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION</u>**

Section 2.01&nbsp;&nbsp;&nbsp;&nbsp;Except as may be provided in a Future Supplemental Indenture, for the benefit of the Holders of the Notes but no other series of Securities under the Indenture, whether now or hereafter issued and Outstanding, Article One of the Base Indenture shall be amended by adding the following defined terms to Section 1.01 in appropriate alphabetical sequence, as follows:

"'<u>Exchange Act</u>' means the Securities Exchange Act of 1934, as amended, and any statute successor thereto."

"'<u>GAAP</u>' means generally accepted accounting principles in the United States set forth in the opinions and pronouncements of the Accounting Principles Board of the American Institute of Certified Public Accountants, the opinions and pronouncements of the Public Company Accounting Oversight Board and the statements and pronouncements of the Financial Accounting Standards Board or in such other statements by such other entity as have been approved by a significant segment of the accounting profession in the United States, which are in effect from time to time."

"'<u>Investment Company Act</u>' means the Investment Company Act of 1940, as amended, and the rules, regulations and interpretations promulgated thereunder, to the extent applicable, and any statute successor thereto."

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"'<u>Survivor's Option</u>' means, where applicable, the right of a holder of a Note to require the Company to repay such Note prior to its Stated Maturity upon the death of the owner of such Note, subject to the provisions hereof relating to such option."

**ARTICLE III** 

**<u>REMEDIES</u>**

Section 3.01&nbsp;&nbsp;&nbsp;&nbsp;Intentionally left blank.

**ARTICLE IV**

**<u>COVENANTS</u>**

Section 4.01&nbsp;&nbsp;&nbsp;&nbsp;Except as may be provided in a Future Supplemental Indenture, for the benefit of the Holders of the Notes but no other series of Securities under the Indenture, whether now or hereafter issued and Outstanding, Article Ten of the Base Indenture shall be amended by adding the following new Section 10.08 thereto, each as set forth below:

"Section 10.08&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<u>Section 18(a)(1)(A) of the Investment Company Act</u>.

The Company hereby agrees that for the period of time during which Notes are Outstanding, the Company will not violate, whether or not it is subject to, Section 18(a)(1)(A) as modified by Section 61(a)(1) of the Investment Company Act or any successor provisions thereto of the Investment Company Act."

**ARTICLE V**

**<u>MISCELLANEOUS</u>**

Section 5.01&nbsp;&nbsp;&nbsp;&nbsp;This Supplemental Indenture and the Notes shall be governed by and construed in accordance with the laws of the State of New York, without regard to principles of conflicts of laws that would cause the application of laws of another jurisdiction. This Supplemental Indenture is subject to the provisions of the Trust Indenture Act that are required to be part of the Indenture and shall, to the extent applicable, be governed by such provisions.

Section 5.02&nbsp;&nbsp;&nbsp;&nbsp;In case any provision in this Supplemental Indenture or in the Notes shall be invalid, illegal or unenforceable, the validity, legality and enforceability of the remaining provisions shall not in any way be affected or impaired thereby.

Section 5.03&nbsp;&nbsp;&nbsp;&nbsp;This Supplemental Indenture may be executed in any number of counterparts, each of which will be an original, but such counterparts will together constitute but one and the same Supplemental Indenture. The exchange of copies of this Supplemental Indenture and of signature pages by facsimile, .pdf transmission, email or other electronic means shall constitute effective execution and delivery of this Supplemental Indenture for all purposes.

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Signatures of the parties hereto transmitted by facsimile, .pdf transmission, email or other electronic means shall be deemed to be their original signatures for all purposes.

Section 5.05&nbsp;&nbsp;&nbsp;&nbsp;The provisions of this Supplemental Indenture shall become effective as of the date hereof.

Section 5.06&nbsp;&nbsp;&nbsp;&nbsp;Notwithstanding anything else to the contrary herein, the terms and provisions of this Supplemental Indenture shall apply only to the Notes and shall not apply to any other series of Securities under the Indenture and this Supplemental Indenture shall not and does not otherwise affect, modify, alter, supplement or change the terms and provisions of any other series of Securities under the Indenture, whether now or hereafter issued and Outstanding.

Section 5.07&nbsp;&nbsp;&nbsp;&nbsp;The recitals contained herein and in the Notes shall be taken as the statements of the Company, and the Trustee assumes no responsibility for their correctness. The Trustee makes no representations as to the validity or sufficiency of this Supplemental Indenture, the Notes or any Additional Notes, except that the Trustee represents that it is duly authorized to execute and deliver this Supplemental Indenture, authenticate the Notes and any Additional Notes and perform its obligations hereunder. The Trustee shall not be accountable for the use or application by the Company of the Notes or any Additional Notes or the proceeds thereof.

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IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly executed as of the date first above written.

PROSPECT CAPITAL CORPORATION

By:&nbsp;&nbsp;&nbsp;&nbsp;<u>/s/ Kristin Van Dask&nbsp;&nbsp;&nbsp;&nbsp;</u> <br>&nbsp;&nbsp;&nbsp;&nbsp;Name:&nbsp;&nbsp;&nbsp;&nbsp;Kristin Van Dask <br>&nbsp;&nbsp;&nbsp;&nbsp;Title:&nbsp;&nbsp;&nbsp;&nbsp;Chief Financial Officer and <br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Chief Compliance Officer

U.S. BANK TRUST COMPANY NATIONAL ASSOCIATION (SUCCESSOR IN INTEREST TO U.S. BANK NATIONAL ASSOCIATION), as Trustee

By:&nbsp;&nbsp;&nbsp;&nbsp;<u>/s/ Michelle Lee&nbsp;&nbsp;&nbsp;&nbsp;</u> <br>&nbsp;&nbsp;&nbsp;&nbsp;Name:&nbsp;&nbsp;&nbsp;&nbsp;Michelle Lee<br>&nbsp;&nbsp;&nbsp;&nbsp;Title:&nbsp;&nbsp;&nbsp;&nbsp;Vice President

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**<u>EXHIBIT A</u>**

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**THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE OF A DEPOSITARY. THIS GLOBAL SECURITY IS EXCHANGEABLE FOR SECURITIES REGISTERED IN THE NAME OF A PERSON OTHER THAN THE DEPOSITARY OR ITS NOMINEE ONLY IN THE LIMITED CIRCUMSTANCES DESCRIBED IN THE INDENTURE, AND NO TRANSFER OF THIS SECURITY (OTHER THAN A TRANSFER OF THIS SECURITY AS A WHOLE BY THE DEPOSITARY TO A NOMINEE OF THE DEPOSITARY OR BY A NOMINEE OF THE DEPOSITARY TO THE DEPOSITARY OR ANOTHER NOMINEE OF THE DEPOSITARY) MAY BE REGISTERED EXCEPT IN SUCH LIMITED CIRCUMSTANCES.** 

UNLESS THIS CERTIFICATE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY (55 WATER STREET, NEW YORK, NEW YORK) TO THE COMPANY OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY CERTIFICATE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR SUCH OTHER NAME AS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY AND ANY PAYMENT HEREON MADE TO CEDE & CO., ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL SINCE THE REGISTERED OWNER HEREOF, CEDE & CO., HAS AN INTEREST HEREIN.

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| | | |
|:---|:---|:---|
| REGISTERED | REGISTERED | REGISTERED |
| CUSIP No. | US74348GWP1 | |
| ISIN No. | US74348GWP17 | |

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PROSPECT CAPITAL CORPORATION <br>PROSPECT CAPITAL INTERNOTES®

THE FOLLOWING SUMMARY OF TERMS

IS SUBJECT TO THE INFORMATION SET FORTH ON THE REVERSE HEREOF:

PRINCIPAL AMOUNT: $66,000.00

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| | | |
|:---|:---|:---|
| ORIGINAL ISSUE DATE: August 7, 2025 | INTEREST RATE: 8.000% | MATURITY DATE: August 15, 2032 |
| ORIGINAL ISSUE DISCOUNT NOTE: N/A | TOTAL AMOUNT OF OID: N/A | TOTAL AMOUNT OF OID: N/A |

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ISSUE PRICE: (expressed as a percentage of aggregate principal amount): 100.000%

INTEREST PAYMENT DATES (check one if applicable)

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| | |
|:---|:---|
| □ Monthly | □ Quarterly |
| ⌧ Semi-annual | □ Annual |

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REDEMPTION RIGHT&nbsp;&nbsp;&nbsp;&nbsp;⌧ Yes (If yes, the Company has the right to redeem this Security on any Business Day on or after February 15, 2026.)

REPAYMENT RIGHT&nbsp;&nbsp;&nbsp;&nbsp;□ Yes (If yes, the holder of this Security has the right to the repayment of this Security on any Interest Payment Date after &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;.)

SURVIVOR'S OPTION:

⌧ Yes&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;□ No

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PROSPECT CAPITAL CORPORATION, a Maryland corporation (herein called the "Company," which term includes any successor corporation under the Indenture hereinafter referred to), for value received, hereby promises to pay to CEDE & CO., or registered assigns, the Principal Amount stated above on the Maturity Date shown above, and to pay interest on each payment date and at maturity as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• in the case of a Security that provides for monthly interest payments, the Interest Payment Dates shall be the fifteenth day of each calendar month (or, if not a Business Day, the next succeeding Business Day), commencing the first succeeding calendar month following the month in which the Security is issued;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;in the case of a Security that provides for quarterly interest payments, the Interest Payment Dates shall be the fifteenth day of every third month (or, if not a Business Day, the next succeeding Business Day), commencing in the third succeeding calendar month following the month in which the Security is issued;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;in the case of a Security that provides for semi-annual interest payments, the Interest Payment Dates shall be the fifteenth day of each sixth month (or, if not a Business Day, the next succeeding Business Day), commencing in the sixth succeeding calendar month following the month in which the Security is issued; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;in the case of a Security that provides for annual interest payments, the Interest Payment Date shall be the fifteenth day of every twelfth month (or, if not a Business Day, the next succeeding Business Day), commencing in the twelfth succeeding calendar month following the month in which the Security is issued.

The first payment of interest on any Security originally issued between a Record Date and an Interest Payment Date will be made on the Interest Payment Date following the next succeeding Record Date to the registered owner of such Security on such next succeeding Record Date. Unless the applicable pricing supplement states otherwise, interest on the Securities will be computed on the basis of a 360-day year of twelve 30-day months.

Interest payments on this Security will include interest accrued from and including the last date in respect of which interest has been paid or duly provided for (or from and including the Original Issue Date if no interest has been paid or provided for) to but excluding the Interest Payment Date or the Maturity Date, as the case may be. If the Interest Payment Date or the Maturity for any Security falls on a day that is not a Business Day, the payment of principal and interest may be made on the next succeeding Business Day, and no interest on such payment shall accrue for the period from such Interest Payment Date or Maturity, as the case may be. The interest payable on any Interest Payment Date will, subject to certain exceptions provided in the Indenture referred to on the reverse hereof, be paid to the person in whose name this Security is registered at the close of business on the Record Date, which shall be the close of business on the first day of the calendar month in which such Interest Payment Date occurs, whether or not such date shall be a Business Day, and the interest payable at maturity will be payable to the person to whom the principal hereof shall be payable.

Payments of such principal and interest shall be made in United States dollars at the office or agency of the Company in New York, New York, subject to the right of the Company to vary or terminate the appointment of such agency, shall initially be at the principal office of U.S. Bank National Association, 100 Wall Street - Suite 1600, New York, NY 10005 (the "Corporate Trust Office"); <u>provided</u>, that payment of interest may be made at the option of the Company by check mailed to the address of the person entitled thereto as such address shall appear on the Security register; <u>provided</u>, <u>further</u> that so long as CEDE & CO. or another nominee of the Depositary is the registered owner of this Security, payments of principal and interest will be made in immediately available funds through the Depositary's Same-Day Funds Settlement System.

REFERENCE IS HEREBY MADE TO THE FURTHER PROVISIONS OF THIS SECURITY SET FORTH ON THE REVERSE HEREOF. SUCH FURTHER PROVISIONS SHALL FOR ALL PURPOSES HAVE THE SAME EFFECT AS THOUGH FULLY SET FORTH AT THIS PLACE.

This Security shall not be valid or become obligatory for any purpose until the certificate of authentication hereon shall have been signed by the Trustee under the Indenture referred to on the reverse hereof.

[Signatures appear on following pages]

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IN WITNESS WHEREOF, PROSPECT CAPITAL CORPORATION has caused this instrument to be signed by facsimile by its duly authorized representative.

Dated: August 7, 2025

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| | | | |
|:---|:---|:---|:---|
| Attest: | Attest: | **PROSPECT CAPITAL CORPORATION** | **PROSPECT CAPITAL CORPORATION** |
| By: |  | By: |  |
|  | Name: Kristin Van Dask |  | Name: M. Grier Eliasek |
|  | Title: Secretary |  | Title: President and Chief Operating Officer |

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**TRUSTEE'S CERTIFICATE OF AUTHENTICATION** 

This is one of the Securities of the series designated herein referred to in the within-mentioned Indenture.

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| | |
|:---|:---|
| U.S. Bank Trust Company National Association (Successor in Interest to U.S. Bank National Association), as Trustee | U.S. Bank Trust Company National Association (Successor in Interest to U.S. Bank National Association), as Trustee |
| By: |  |
|  | Authorized Signatory |

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**REVERSE OF SECURITY** <br> **<br>PROSPECT CAPITAL CORPORATION** <br> **<br>PROSPECT CAPITAL INTERNOTES®**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1.<u>General</u>. This Note is one of a duly authorized issue of securities (herein called the "Securities") of the Company, issued and to be issued in one or more series under an Indenture, dated as of February 16, 2012, as amended (the "Indenture"), between the Company and U.S. Bank National Association (herein called the "Trustee", which term includes any successor trustee under the Indenture), to which Indenture and all indentures supplemental thereto reference is hereby made for a statement of the respective rights, limitations of rights, duties and immunities thereunder of the Company, the Trustee and the Holders of the Securities and of the terms upon which the Securities are, and are to be, authenticated and delivered. This Security is one of the Securities of the series designated on the face hereof. The Securities of this series may bear different dates, mature at different times and bear interest at different rates. The Securities of this series may be issued from time to time in an unlimited aggregate principal amount.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2.<u>Redemption at the Option of the Company</u>. Unless a Redemption Right is specified on the face hereof, this Security shall not be redeemable at the option of the Company before the Maturity Date specified on the face hereof. If a Redemption Right is so specified, this Security may be redeemed at the option of the Company on any Business Day on and after the date, if any, specified on the face hereof (each, a "Redemption Date"). This Security may be redeemed on any Redemption Date in whole or in part in increments of $1,000 (an "Authorized Denomination") at the option of the Company at a redemption price equal to 100% of the principal amount to be redeemed, together with accrued interest to the Redemption Date, on written notice given not more than 60 days nor less than 5 days prior to the proposed Redemption Date. In the event of redemption of this Security in part only, a new Security for the unredeemed portion hereof shall be issued in the name of the Holder hereof upon the surrender hereof.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.<u>Repayment at the Option of the Holder</u>. Unless a Repayment Right is specified on the face hereof, this Security shall not be repayable at the option of the Holder on any date prior to the Maturity Date specified on the face hereof, other than in connection with any applicable Survivor's Option (defined below). If a Repayment Right is so specified, this Security is subject to repayment at the option of the Holder on any Interest Payment Date on and after the date, if any, indicated on the face hereof (each, a "Repayment Date"). On any Repayment Date, this Security shall be repayable in whole or in part in increments of $1,000 at the option of the Holder hereof at a repayment price equal to 100% of the principal amount to be repaid, together with accrued interest thereon to the Repayment Date. In order for a Security to be repaid in whole or in part at the option of the Holder, the Trustee must receive, at the Corporate Trust Office, or such other office of which the Company shall from time to time notify the Holders of the Securities, at least 30 days but not more than 60 days prior to the Repayment Date on which this Security is to be repaid, this Security with the form entitled "Option to Elect Repayment" below duly completed. Once this Security is delivered for repayment, the Holder may not revoke its exercise of the repayment option.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.<u>Repayment Upon Death</u>. If the Survivor's Option is affirmatively specified on the face hereof, the Holder of the Security shall have the right to require the Company to repay a Security prior to its maturity date upon the death of the beneficial owner of the Security as described below. The Company calls this right the "Survivor's Option."

Upon exercise of the Survivor's Option, the Company will, at its option, either repay or repurchase any Security (or portion thereof) properly tendered for repayment by or on behalf of the person (the "Representative") that has authority to act on behalf of the deceased beneficial owner of the Security at a price equal to the sum of:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;100% of the principal amount of the deceased beneficial owner's beneficial interest in such Security, and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;accrued and unpaid interest, if any, to the date of such repayment or repurchase, subject to the following limitations.

The Survivor's Option may not be exercised unless the Security was owned by the beneficial owner or the estate of that beneficial owner at least six months prior to such exercise. In addition, the Company may limit the aggregate principal amount of Securities as to which the Survivor's Option may be exercised as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;In any calendar year, the Company may, in its sole discretion, limit the aggregate principal amount to the greater of 2% of the outstanding aggregate principal amount of the Securities as of December 31 of the most recently completed calendar year or $2,000,000. The Company calls this limitation the "annual put limitation."

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;For any individual deceased beneficial owner of Securities, the Company may limit the aggregate principal amount to $250,000 for any calendar year. The Company calls this limitation the "individual put limitation."

The Company will not make principal repayments pursuant to the exercise of the Survivor's Option except in principal amounts of $1,000 and multiples of $1,000. If the limitations described above would result in the partial repayment of any Security, the principal amount of the Security remaining outstanding after repayment must be at least $1,000.

An otherwise valid election to exercise the Survivor's Option may not be withdrawn. Each Security (or portion thereof) tendered pursuant to a valid exercise of the Survivor's Option will be accepted in the order all such Securities are received by the Trustee, unless the acceptance of that Security would contravene the annual put limitation or the individual put limitation. If, as of the end of any calendar year, the aggregate principal amount of Securities (or portions thereof) that have been tendered pursuant to the valid exercise of the Survivor's Option during that year has exceeded either the annual put limitation or the individual put limitation for that year, any exercise(s) of the Survivor's Option with respect to Securities (or portions thereof) not accepted during such calendar year because such acceptance would have contravened either such limitation shall be deemed to be tendered in the following calendar year in the order all such Securities (or portions thereof) were originally tendered.

Any Security (or portion thereof) accepted for repayment or repurchase pursuant to exercise of the Survivor's Option will be repaid or repurchased on the first Interest Payment Date to occur at least 20 calendar days after the date of acceptance. If that date is not a Business Day, payment will be made on the next succeeding Business Day. In the event that a Security (or any portion thereof) tendered for repayment or repurchase pursuant to valid exercise of the Survivor's Option is not accepted, the Trustee will deliver a notice by first-class mail to the registered Holder, at that Holder's last known address as indicated in the Security register, that states the reason that the Security (or portion thereof) has not been accepted for repayment.

Subject to the foregoing, in order to validly exercise a Survivor's Option, the Trustee must receive from the Representative of the deceased beneficial owner:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;appropriate evidence satisfactory to the Trustee (A) that the deceased was the beneficial owner of such Security at the time of death and the interest in such Security was owned by the deceased beneficial owner or his or her estate at least six months prior to the request for repayment or purchase, (B) that the death of such beneficial owner has occurred, (C) of the date of such death, and (D) that the Representative has authority to act on behalf of the deceased beneficial owner;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;if the interest in the Security is held by a nominee of the deceased beneficial owner, a certificate satisfactory to the Trustee from such nominee attesting to the deceased's beneficial ownership of the Security;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;a written request for repayment signed by the Representative, with the signature guaranteed by a member firm of a registered national securities exchange or of the Financial Industry Regulatory Authority, Inc. or a commercial bank or trust company having an office or correspondent in the United States;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;if applicable, a properly executed assignment or endorsement;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;tax waivers and such other instruments or documents that the Trustee reasonably required in order to establish the validity of the beneficial ownership of the Security and the claimant's entitlement to payment; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•&nbsp;&nbsp;&nbsp;&nbsp;any additional information the Trustee reasonably required to evidence satisfaction of any conditions to the exercise of the Survivor's Option or to document beneficial ownership or authority to make the election and to cause the repayment or repurchase of the Security.

Subject to the annual put limitation and the individual put limitation, all questions regarding the eligibility or validity of any exercise of the Survivor's Option will be determined by the Company, in its sole discretion, which determination will be final and binding on all parties. For the avoidance of doubt, the Company also retains the right to reject in its sole discretion any exercise of the Survivor's Option where the deceased held no or only a minimal beneficial ownership interest in the Notes and entered into arrangements with third parties in relation to the Notes prior to death for the purpose of permitting or attempting to permit those third parties to directly or indirectly benefit from the exercise of the Survivor's Option.

The death of a person holding a beneficial interest in a Security as a joint tenant or tenant by the entirety with another person, or as a tenant in common with the deceased Holder's spouse, will be deemed the death of the beneficial owner of the Security, and the entire principal amount of the Security so held will be subject to the Survivor's Option. The death of a

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person holding a beneficial interest in a Security as a tenant in common with a person other than such deceased Holder's spouse will be deemed the death of the beneficial owner of a Security only with respect to the deceased Holder's interest in the Security. The death of a person who, during his or her lifetime, was entitled to substantially all of the beneficial interests of ownership of a Security will be deemed the death of the beneficial owner for purposes of the Survivor's Option, regardless of the registered Holder of the Security, if such beneficial interest can be established to the satisfaction of the Trustee. Such beneficial interest will be deemed to exist in typical cases of nominee ownership, ownership under the Uniform Transfers to Minors Act or Uniform Gifts to Minors Act, community property or other joint ownership arrangements between a husband and wife and custodial and trust arrangements where one person has substantially all of the beneficial ownership interest in the Security during his or her lifetime.

For Securities represented by a Global Security, the Depositary or its nominee shall be the holder of such Security and therefore shall be the only entity that can exercise the Survivor's Option for such Security. To obtain repayment or repurchase pursuant to exercise of the Survivor's Option with respect to such Security, the Representative must provide to the broker or other entity through which the beneficial interest in such Security is held by the deceased beneficial owner (i) the documents described in the third preceding paragraph and (ii) written instructions to such broker or other entity to notify the Depositary of such Representative's desire to obtain repayment or repurchase pursuant to exercise of the Survivor's Option. Such broker or other entity shall provide to the Trustee (i) the documents received from the Representative referred to in clause (i) of the preceding sentence and (ii) a certificate satisfactory to the Trustee from such broker or other entity stating that it represents the deceased beneficial owner. Such broker or other entity shall be responsible for disbursing any payments it receives pursuant to exercise of the Survivor's Option to the appropriate Representative.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.<u>Events of Default</u>. If an Event of Default with respect to Securities of this series shall occur and be continuing, the principal of the Securities of this series may be declared due and payable in the manner and with the effect provided in the Indenture.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.<u>Modifications and Waivers; Obligation of the Company Absolute</u>. The Indenture permits, with certain exceptions as therein provided, the amendment thereof and the modification of the rights and obligations of the Company and the rights of the Holders of the Securities of each series to be affected under the Indenture at any time by the Company and the Trustee with the consent of the Holders of at least a majority in principal amount of the Securities at the time Outstanding of each series to be affected. The Indenture also contains provisions permitting the Holders of specified percentages in principal amount of the Securities of each series at the time Outstanding, on behalf of the Holders of all Securities of such series, to waive compliance by the Company with certain provisions of the Indenture and certain past defaults under the Indenture and their consequences. Any such consent or waiver by the Holder of this Security shall be conclusive and binding upon such Holder and upon all future Holders of this Security and of any Security issued upon the registration of transfer hereof or in exchange herefor or in lieu hereof, whether or not notation of such consent or waiver is made upon this Security.

No reference herein to the Indenture and no provision of this Security or of the Indenture shall alter or impair the obligation of the Company, which is absolute and unconditional, to pay the principal of and interest on this Security at the times, places and rate, and in the coin or currency, herein prescribed.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.<u>Authorized Denominations</u>. The Securities are issuable in registered form, without coupons, in denominations of $1,000 and any integral multiple of $1,000 in excess thereof. As provided in the Indenture, and subject to certain limitations therein set forth and to the limitations described below, if applicable, Securities of this series are exchangeable for a like aggregate principal amount of Securities of this series and of like tenor of a different authorized denomination, as requested by the Holder surrendering the same.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.<u>Registration of Transfer</u>. As provided in the Indenture and subject to certain limitations therein set forth, the transfer of this Security is registrable in the Security register upon surrender of this Security for registration of transfer at the office or agency of the Company maintained for that purpose in the City of New York, duly endorsed by, or accompanied by a written instrument of transfer in form satisfactory to the Company and the securities registrar (which shall initially be the Trustee, U.S. Bank National Association, 100 Wall Street - Suite 1600, New York, NY 10005, Attn: Corporate Trust Administration, or at such other address as it may designate as its principal corporate trust office in the City of New York), duly executed by the Holder hereof or his attorney duly authorized in writing, and thereupon one or more new Securities of this series and of like tenor, of authorized denominations and for the same aggregate principal amount, will be issued to the designated transferee or transferees.

**This Security is exchangeable only if (x) the Depositary notifies the Company that it is unwilling or unable to continue as Depositary for this Security or if at any time the Depositary ceases to be a clearing agency registered** 

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**under the Securities Exchange Act of 1934, as amended, (y) the Company in its sole discretion determines that this Security shall be exchangeable for certificated Securities in registered form or (z) an Event of Default, or an event which with the passage of time or the giving of notice would become an Event of Default, with respect to the Securities represented hereby has occurred and is continuing, <u>provided</u>, that the definitive Securities so issued in exchange for this permanent Security shall be in denominations of $1,000 and any integral multiple of $1,000 in excess thereof and be of like aggregate principal amount and tenor as the portion of this permanent Security to be exchanged, and <u>provided</u> <u>further</u> that, unless the Company agrees otherwise, Securities of this series in certificated registered form will be issued in exchange for this permanent Security, or any portion hereof, only if such Securities in certificated registered form were requested by written notice to the Trustee or the Securities Registrar by or on behalf of a person who is beneficial owner of an interest hereof given through the Holder hereof. Except as provided above, owners of beneficial interests in this permanent Security will not be entitled to receive physical delivery of Securities in certificated registered form and will not be considered the Holders thereof for any purpose under the Indenture.** 

No service charge shall be made for any such registration of transfer or exchange, but the Company may require payment of a sum sufficient to cover any tax or other governmental charge payable in connection therewith.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9.<u>Owners</u>. Prior to due presentment of this Security for registration of transfer, the Company, the Trustee and any agent of the Company or the Trustee may treat the Person in whose name this Security is registered as the owner hereof for all purposes, whether or not this Security is overdue, and neither the Company, the Trustee nor any such agent shall be affected by notice to the contrary.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;10.<u>No Recourse Against Certain Persons</u>. No recourse for the payment of the principal or interest on this Security, or for any claim based hereon or otherwise in respect hereof, and no recourse under or upon any obligation, covenant or agreement of the Company in the Indenture or any Supplemental Indenture thereto or in any Security, or because of the creation of any indebtedness represented thereby, shall be had against any incorporator, stockholder, officer or director, as such, past, present or future, of the Company or of any successor corporation of either of them, either directly or through the Company or any successor corporation of either of them, whether by virtue of any constitution, statute or rule or law or by the enforcement of any assessment or penalty or otherwise, all such liability being by the acceptance hereof and as a condition of and as part of the consideration for the issue hereof, expressly waived and released.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;11.<u>Defeasance</u>. The Indenture with respect to any series will be discharged and cancelled except for certain Sections thereof, subject to the terms of the Indenture, upon payment of all of the Securities of such series or upon the irrevocable deposit with the Trustee of cash or U.S. Government Obligations (or a combination thereof) sufficient for such payment in accordance with Article 14 of the Indenture.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;12.<u>Governing Law</u>. The Indenture and the Securities shall be governed by and construed in accordance with the laws of the State of New York.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;13.<u>Defined Terms</u>. All terms used in this Security which are defined in the Indenture shall have the meanings assigned to them in the Indenture.

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**OPTION TO ELECT REPAYMENT** 

The undersigned hereby irrevocably request(s) and instruct(s) the Company to repay this Security (or portion hereof specified below) pursuant to its terms at a price equal to 100% of the principal amount hereof to be repaid, together with accrued and unpaid interest hereon, payable to the date of repayment, to the undersigned, at &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;. (Please print or typewrite name and address of the undersigned)

For this Security to be repaid, the undersigned must give to the Trustee at 100 Wall Street - Suite 1600, New York, NY 10005, Attn: Corporate Trust Administration, or at such other place or places of which the Company shall from time to time notify the Holders of the Securities, not more than 60 days nor less than 30 days prior to the date of repayment, this Security with this "Option to Elect Repayment" form duly completed.

If less than the entire principal amount of this Security is to be repaid, specify the portion hereof (which shall be increments of US$1,000) which the holder elects to have repaid and specify the denomination or denominations (which shall be an Authorized Denomination) of the Securities to be issued to the holder for the portion of this Security not being repaid (in the absence of any such specification, one such Security will be issued for the portion not being repaid):

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| | |
|:---|:---|
| US$ |  |
|  | Signature |
| Dated: | NOTICE: The signature on this "Option to Elect Repayment" form must correspond with the name as written upon the face of the within Security in every particular, without alteration or enlargement or any change whatsoever. |
| Signature Guarantee |  |
| NOTICE: The signature(s) should be<br>guaranteed by an eligible guarantor<br>institution (banks, stockbrokers, savings<br>and loan associations, and credit unions<br>with membership in an approved signature<br>guarantee medallion program), pursuant to<br>Rule 17Ad-15 under the Securities<br>Exchange Act of 1934. |  |

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The following abbreviations, when used in the inscription on the face of the within Security, shall be construed as though they were written out in full according to applicable laws or regulations.

TEN COM - as tenants in common <br>TEN ENT - as tenants by the entireties <br>JT TEN - as joint tenants with right of survivorship and not as tenants in common

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| | | | |
|:---|:---|:---|:---|
| UNIF GIFT MIN ACT- | | Custodian | |
| | (Cust) | | (Minor) |
| | under Uniform Gifts to Minors Act | | |
| | State | | |

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Additional abbreviations may also be used though not in the above list.

FOR VALUE RECEIVED, the undersigned hereby sell(s), assign(s) and transfer(a) unto:

PLEASE INSERT SOCIAL SECURITY <br>NUMBER OR OTHER IDENTIFYING <br>NUMBER OF ASSIGNEE

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| |
|:---|
| (Please print or typewrite name and address, including postal zip code, of assignee) |
| the within Security and all rights thereunder, and hereby irrevocably constitutes and appoints |
| to transfer said Security on the books of the Company, with full power of substitution in the premises. |

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| | |
|:---|:---|
| Dated: |  |
|  | NOTICE: The signature to this assignment must correspond with the name as written upon the within Security in every particular, without alteration or enlargement or any change whatsoever. |
| Signature Guarantee |  |
| NOTICE: The signature(s) should be<br>guaranteed by an eligible guarantor<br>institution (banks, stockbrokers,<br>savings and loan associations, and<br>credit unions with membership in an<br>approved signature guarantee medallion<br>program), pursuant to Rule 17Ad-15<br>under the Securities Exchange Act of 1934. |  |

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**<u>EXHIBIT B</u>**

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![prospect_capitalxlogoxfina.jpg](prospect_capitalxlogoxfina.jpg)

**Prospect Capital Corporation**

**Prospect Capital InterNotes**<sup>®</sup>

**7.500% Notes due 2028 (the "2028 Notes")**

**7.750% Notes due 2030 (the "2030 Notes")**

**8.000% Notes due 2032 (the "2032 Notes" and together** 

**with the 2028 Notes and the 2030 Notes, the "Notes")**

**Filed under Rule 424(b)(2), Registration Statement No. 333-269714**

Pricing Supplement No. 1550, 1551 and 1552 — Dated Monday, August 4, 2025

(To: Prospectus Dated February 10, 2023, Prospectus Supplement Dated February 10, 2023

and Supplement to Prospectus Supplement Dated June 5, 2023)

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| | | | | | | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| **CUSIP Number** | **ISIN <br>Number** | **Principal Amount** | **Selling Price** | **Gross Concession** | **Net <br>Proceeds** | **Coupon Type** | **Coupon Rate** | **Coupon Frequency** | **Maturity Date** | **1st Coupon Date** | **1st Coupon Amount** | **Survivor's Option** | **Product Ranking** |
| 74348GWM8 | US74348GWM85 | $751000.00 | 100.000% | 1.125% | $742551.25 | Fixed | 7.500% | Semi-Annual | 8/15/2028 | 2/15/2026 | $39.17 | Yes | Unsecured<br>Notes |
| **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** |

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| | | | | | | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| **CUSIP Number** | **ISIN <br>Number** | **Principal Amount** | **Selling Price** | **Gross Concession** | **Net <br>Proceeds** | **Coupon Type** | **Coupon Rate** | **Coupon Frequency** | **Maturity Date** | **1st Coupon Date** | **1st Coupon Amount** | **Survivor's Option** | **Product Ranking** |
| 74348GWN6 | US74348GWN68 | $397000.00 | 100.000% | 1.700% | $390251.00 | Fixed | 7.750% | Semi-Annual | 8/15/2030 | 2/15/2026 | $40.47 | Yes | Unsecured<br>Notes |
| **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** |

---

---

| | | | | | | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| **CUSIP Number** | **ISIN <br>Number** | **Principal Amount** | **Selling Price** | **Gross Concession** | **Net <br>Proceeds** | **Coupon Type** | **Coupon Rate** | **Coupon Frequency** | **Maturity Date** | **1st Coupon Date** | **1st Coupon Amount** | **Survivor's Option** | **Product Ranking** |
| 74348GWP1 | US74348GWP17 | $66000.00 | 100.000% | 1.950% | $64713.00 | Fixed | 8.000% | Semi-Annual | 8/15/2032 | 2/15/2026 | $41.78 | Yes | Unsecured<br>Notes |
| **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** | **Redemption Information: Callable at 100.000% on 2/15/2026 and every business day thereafter ("Optional Redemption Date").** |

---

Trade Date: Monday, August 4, 2025 @ 12:00 PM ET

Settle Date: Thursday, August 7, 2025

Minimum Denomination/Increments: $1,000.00/$1,000.00

Initial trades settle flat and clear SDFS: DTC Book Entry only

The Notes will be issued pursuant to the Indenture, dated as of February 16, 2012, as amended and supplemented by that certain One Thousand Five Hundred Fiftieth, One Thousand Five Hundred Fifty-First and One Thousand Five Hundred Fifty-Second Supplemental Indenture dated as of August 7, 2025.

The date from which interest shall accrue on the Notes is Thursday, August 7, 2025. The "Interest Payment Dates" for the Notes shall be February 15 and August 15 of each year, commencing February 15, 2026; the interest payable on any Interest Payment Date, will be paid to the Person in whose name the Notes (or one or more predecessor Notes) is registered at the close of business on the Regular Record Date (as defined in the Indenture) for such interest, which shall be February 1 or August 1, as the case may be, next preceding such Interest Payment Date.

The Notes will be redeemable in whole or in part at any time or from time to time, at the option of Prospect Capital Corporation, on or after February 15, 2026 at a redemption price of $1,000 per Note plus accrued and unpaid interest payments otherwise payable for the then-current semi-annual interest period accrued to, but excluding, the date fixed for redemption and upon not less than 5 days nor more that 60 days prior notice to the noteholder and the trustee, as described in the prospectus.

Notes will be sold to you at the selling price specified in this pricing supplement. The Purchasing Agent shall purchase notes from us at the selling price less the applicable gross concession specified in this pricing supplement. The Purchasing Agent may resell the notes it purchases to the agents and selected dealers at the selling price less a concession that, at the discretion of the Purchasing Agent, may be less than or equal to the gross concession received by the Purchasing Agent. Notes purchased by the agents and selected dealers on behalf of level-fee (investment or advisory) accounts may be sold to such accounts at the selling price less the applicable concession, and such agents and selected dealers shall not retain, as compensation, any portion of such concession.

Prospect Capital Corporation is a financial services company that lends to and invests in middle market, privately-held companies. We are organized as an externally-managed, non-diversified closed-end management investment company that has elected to be treated as a business development company under the Investment Company Act of 1940. Prospect Capital Management L.P. manages our investments and Prospect Administration LLC provides the administrative services necessary for us to operate.

This pricing supplement relates only to the securities described in the accompanying prospectus, is only a summary of changes and should be read together with the accompanying prospectus, including among other things the section entitled "Risk Factors" beginning on page 11 of such prospectus. This pricing supplement and the accompanying prospectus contain important information you should know before investing in our securities. Please read it before you invest and keep it for future reference. We file annual, quarterly and current reports, proxy statements and other information about us with the Securities and Exchange Commission, or the "SEC." This information is available free of charge by contacting us at 10 East 40th Street, 42nd Floor, New York, NY

------

10016 or by telephone at (212) 448-0702. The SEC maintains a website at www.sec.gov where such information is available without charge upon written or oral request. Our internet website address is www.prospectstreet.com. Information contained on our website is not incorporated by reference into this pricing supplement or the accompanying prospectus and you should not consider information contained on our website to be part of this pricing supplement or the accompanying prospectus.

Neither the SEC nor any state securities commission has approved or disapproved of these securities or passed on the adequacy or accuracy of this pricing supplement. Any representation to the contrary is a criminal offense. Obligations of Prospect Capital Corporation and any subsidiary of Prospect Capital Corporation are not guaranteed by the full faith and credit of the United States of America. Neither Prospect Capital Corporation nor any subsidiary of Prospect Capital Corporation is a government-sponsored enterprise or an instrumentality of the United States of America.

InterNotes<sup>®</sup> is a registered trademark of InspereX Holdings LLC.

**Recent Events:**

On April 9, 2025, we commenced a tender offer to purchase for cash any and all of the $342.9 million aggregate principal amount of our outstanding 3.706% Notes due 2026 (the "2026 Notes") at a purchase price of 99%, plus accrued and unpaid interest (the "3.706% 2026 Notes April Tender Offer"). The 3.706% 2026 Notes April Tender Offer expired at 5:00 p.m., New York City time, on April 17, 2025. As of the settlement date, $135.7 million aggregate principal amount of the 2026 Notes were validly tendered and accepted. Following settlement of the 3.706% 2026 Notes April Tender Offer, which occurred on April 22, 2025, approximately $207.2 million aggregate principal amount of the 2026 Notes remain outstanding. On May 19, 2025, we announced the redemption of the remaining 3.706% Notes due 2026 at a price of 100%, plus accrued and unpaid interest. Following the settlement of the 2026 Notes Redemption on June 18, 2025, none of the 2026 Notes remain outstanding.

During the period May 29, 2025 through July 1, 2025, we sold several of our Subordinated Structured Notes with an approximate cost basis of $324.6 million for total gross proceeds of $74.6 million.

During the period from April 3, 2025, through July 3, 2025, we provided $39.6 million of First Lien Term Loan A financing to National Property REIT Corp. ("NPRC") to fund working capital and capital expenditures and received a partial repayment of $14.0 million of First Lien Term Loan A from NPRC. On June 25, 2025, we received a partial repayment of $5.0 million of First Lien Term Loan D from NPRC, and our $53.0 million First Lien Term Loan C to NPRC was fully repaid at par.

On June 30, 2025, we closed the acquisition of QC Holdings, Inc., a provider of consumer credit. As part of the acquisition, we made a $55.0 million Senior Secured Term Loan investment and a $22.3 million common equity investment.

**Legal Matters:**

In the opinion of Jonathan Li, Authorized Signatory of Prospect Administration, administrator for Prospect Capital Corporation, a Maryland corporation (the "Company"), the certificates evidencing the Notes (the "Note Certificates") constitute the valid and binding obligations of the Company, entitled to the benefits of the Indenture and enforceable against the Company in accordance with their terms under the laws of the State of New York subject to applicable bankruptcy, insolvency and similar laws affecting creditors' rights generally, concepts of reasonableness and equitable principles of general applicability (including, without limitation, concepts of good faith, fair dealing and the lack of bad faith), provided that such counsel expresses no opinion as to the effect of fraudulent conveyance, fraudulent transfer or similar provision of applicable law on the conclusions expressed above. This opinion is given as of the date hereof and is limited to the law of the State of New York as in effect on the date hereof. In addition, this opinion is subject to the same assumptions and qualifications stated in the letter of Skadden, Arps, Slate, Meagher & Flom, LLP dated March 8, 2012, filed as Exhibit (l)(5) to the Company's registration statement on Form N-2 (File No. 333-176637) and to the further assumptions that (i) the Note Certificates have been duly authorized by all requisite corporate action on the part of the Company and duly executed by the Company under Maryland law, and (ii) they were duly authenticated by the Trustee and issued and delivered by the Company against payment therefor in accordance with the terms of the Fifth Amended and Restated Selling Agent Agreement and the Indenture. Capitalized terms used in this paragraph without definition have the meanings ascribed to them in the accompanying prospectus supplement.

Prospect Capital Corporation

10 East 40<sup>th</sup> Street, 42<sup>nd</sup> Floor

New York, New York 10016

In the opinion of Venable LLP, as Maryland counsel to the Company, (i) the execution and delivery by the Company of the Indenture, dated as of February 16, 2012, as amended and as supplemented through the One Thousand Five Hundred Fiftieth, One Thousand Five Hundred Fifty-First and One Thousand Five Hundred Fifty-Second Supplemental Indentures, between the Company and U.S. Bank National Association, and the global notes representing the Notes issued pursuant to such Supplemental Indentures, and the performance by the Company of its obligations thereunder, have been duly authorized by the Company and (ii) the issuance of the Notes has been duly authorized by the Company. This opinion is given to the Company as of August 4, 2025, and is limited to the laws of the State of Maryland as in effect on August 4, 2025. In addition, this opinion is subject to the same assumptions, qualifications and limitations stated in the opinion letter to the Company of Venable LLP, dated February 10, 2023, filed as Exhibit (l)(1) to the Company's Registration Statement on Form N-2ASR (File No. 333-269714). Capitalized terms used in this paragraph without definition have the meanings ascribed to them in the accompanying prospectus supplement.

## Ex-99.(S)

**Exhibit (s)**

**Calculation of Filing Fee Tables**

**FORM N-2**

(Form Type)

**PROSPECT CAPITAL CORPORATION**

(Exact Name of Registrant as Specified in its Charter)

<u>Table 1: Newly Registered and Carry Forward Securities</u>

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| | | | | | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| | **Security<br>Type** | **Security<br>Class<br>Title** | **Fee<br>Calculation<br>or Carry<br>Forward<br>Rule** | **Amount<br>Registered** | **Proposed<br>Maximum<br>Offering<br>Price Per<br>Unit** | **Maximum<br>Aggregate<br>Offering Price** | **Fee<br>Rate** | **Amount of<br>Registration<br>Fee** | **Carry<br>Forward<br>Form<br>Type** | **Carry<br>Forward<br>File<br>Number** | **Carry<br>Forward<br>Initial<br>effective<br>date** | **Filing Fee<br>Previously Paid In<br>Connection<br>with Unsold Securities<br>to be Carried<br>Forward** |
| Newly Registered Securities | Newly Registered Securities | Newly Registered Securities | Newly Registered Securities | Newly Registered Securities | Newly Registered Securities | Newly Registered Securities | Newly Registered Securities | Newly Registered Securities | Newly Registered Securities | Newly Registered Securities | Newly Registered Securities | Newly Registered Securities |
| Fees to Be Paid |  |  |  |  |  |  |  |  |  |  |  |  |
| Fees Previously Paid |  |  |  |  |  |  |  |  |  |  |  |  |
| Carry Forward Securities | Carry Forward Securities | Carry Forward Securities | Carry Forward Securities | Carry Forward Securities | Carry Forward Securities | Carry Forward Securities | Carry Forward Securities | Carry Forward Securities | Carry Forward Securities | Carry Forward Securities | Carry Forward Securities | Carry Forward Securities |
|  | Debt | 7.500% Notes due 2028 | Rule 415(a)(6) | $751000.00 | 100.00% | $751000.00 |  |  | N-2 | 333-236415 | February 13, 2020 | (1) |
|  | Debt | 7.750% Notes due 2030 | Rule 415(a)(6) | $397000.00 | 100.00% | $397000.00 |  |  | N-2 | 333-236415 | February 13, 2020 | (1) |
|  | Debt | 8.000% Notes due 2032 | Rule 415(a)(6) | $66000.00 | 100.00% | $66000.00 |  |  | N-2 | 333-236415 | February 13, 2020 | (1) |
| Total Offering Amounts | Total Offering Amounts | Total Offering Amounts | Total Offering Amounts | Total Offering Amounts |  | $1214000.00 |  | $0 |  |  |  |  |
| Total Fees Previously Paid | Total Fees Previously Paid | Total Fees Previously Paid | Total Fees Previously Paid | Total Fees Previously Paid |  |  |  | - |  |  |  |  |
| Total Fee Offsets | Total Fee Offsets | Total Fee Offsets | Total Fee Offsets | Total Fee Offsets |  |  |  | - |  |  |  |  |
| Net Fee Due | Net Fee Due | Net Fee Due | Net Fee Due | Net Fee Due |  |  |  | $0 |  |  |  |  |

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——————————————————————————————————————————————————————

(1) Included as part of Unallocated (Universal) Shelf. Pursuant to Rule 415(a)(6) under the Securities Act, this registration statement originally covered a total of $1,527,498,870 of unsold securities that had been previously registered under the registrant's registration statement on Form N-2, initially filed with the Securities and Exchange Commission (the "SEC") on February 13, 2020 (No. 333-236415) (the "Prior Registration Statement") and remained unsold as of February 10, 2023. Following the sale of these securities this registration statement covers a total of $215,370,046 of unsold securities that had previously been registered under the Prior Registration Statement and remain unsold as of the date hereof. The $215,370,046 of such unsold securities and the registration fee paid by the registrant for such unsold securities is being carried forward to this registration statement and will continue to be applied to such unsold securities pursuant to Rule 415(a)(6).

<br>