# EDGAR Filing Document

**Accession Number:** 0001333986
**File Stem:** 0001628280-25-047809
**Filing Date:** 2025-10
**Character Count:** 10758
**Document Hash:** 5613706f3fbab1185470b5380bf052c2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001628280-25-047809.hdr.sgml**: 20251031

**ACCESSION NUMBER**: 0001628280-25-047809

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 4

**CONFORMED PERIOD OF REPORT**: 20251030

**FILED AS OF DATE**: 20251031

**DATE AS OF CHANGE**: 20251031

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Equitable Holdings, Inc.
- **CENTRAL INDEX KEY:** 0001333986
- **STANDARD INDUSTRIAL CLASSIFICATION:** INSURANCE AGENTS BROKERS & SERVICES [6411]
- **ORGANIZATION NAME:** 02 Finance
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-29961
- **FILM NUMBER:** 251440558

**BUSINESS ADDRESS:**
- **STREET 1:** 1345 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10105
- **BUSINESS PHONE:** (212) 554-1234

**MAIL ADDRESS:**
- **STREET 1:** 1345 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10105

**FORMER NAME:**
- **FORMER CONFORMED NAME:** AXA Equitable Holdings, Inc.
- **DATE OF NAME CHANGE:** 20171107

**FORMER NAME:**
- **FORMER CONFORMED NAME:** AXA AMERICA HOLDINGS, INC.
- **DATE OF NAME CHANGE:** 20050722
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALLIANCEBERNSTEIN L.P.
- **CENTRAL INDEX KEY:** 0001109448
- **STANDARD INDUSTRIAL CLASSIFICATION:** INVESTMENT ADVICE [6282]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 134064930
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 501 COMMERCE STREET
- **CITY:** NASHVILLE
- **STATE:** TN
- **ZIP:** 37203
- **BUSINESS PHONE:** 6156220000

**MAIL ADDRESS:**
- **STREET 1:** 501 COMMERCE STREET
- **CITY:** NASHVILLE
- **STATE:** TN
- **ZIP:** 37203

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ALLIANCE CAPITAL MANAGEMENT L P
- **DATE OF NAME CHANGE:** 20000316

## Ex-24

![](rpetruzzoeqhcoi001.jpg)

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;EQUITABLE HOLDINGS, INC. ASSISTANT SECRETARY'S CERTIFICATE I, Christine Medy, as Assistant Secretary of EQUITABLE HOLDINGS, INC. (the "Corporation"), a corporation organized and existing under the laws of the State of Delaware, do hereby certify that the following is a true, correct and complete copy of Sections 4.01, 4.02 and 8.03 of the By-laws of the Corporation as now in full force and effect: "Section 4.01. Officers. The Board shall elect a Chief Executive Officer and President (which offices shall be held by the same person) and a Secretary as officers of the Corporation. The Board may also elect a Treasurer, one or more Vice Presidents, Assistant Secretaries and Assistant Treasurers, and such other officers and agents as the Board may determine (including a Chief Financial Officer). In addition, the Board from time to time may delegate to any officer the power to appoint subordinate officers or agents and to prescribe their respective rights, terms of office, authorities and duties. Any action by an appointing officer may be superseded by action by the Board. Any number of offices may be held by the same person. No officer need be a director of the Corporation." "Section 4.02. Election. The officers of the Corporation elected by the Board shall serve at the pleasure of the Board. Officers and agents appointed pursuant to delegation authority as provided in Section 4.01 (or, in the case of agents, as provided in Section 4.06) shall hold their offices for such terms as may be determined from time to time by the appointing officer. Each officer shall hold office until his or her successor has been elected or appointed and qualified, or until his or her earlier death, resignation or removal." "Section 8.03. Execution of Instruments. Except as otherwise required by law or the Certificate of Incorporation, the Board or any officer of the Corporation authorized by the Board may authorize any other officer or agent of the Corporation to enter into any contract or execute and deliver any instrument in the name and on behalf of the Corporation and such execution or signature shall be binding upon the Corporation. Any such authorization must be in writing or by electronic transmission and may be general or limited to specific contracts or instruments."

------

![](rpetruzzoeqhcoi002.jpg)

- 2 - And I further certify that (i) Ralph Petruzzo is the duly elected, qualified and acting Deputy General Counsel and Signatory Officer of the Corporation and (ii) is authorized to execute documents on behalf of the Corporation as outlined above. IN WITNESS WHEREOF, I have hereunto affixed my signature and the Seal of the Corporation this 30th day of October 2025. Assistant Secretary

------

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Equitable Holdings, Inc.<br><sub>(Last) (First) (Middle)</sub><br>1345 AVENUE OF THE AMERICAS<br><sub>(Street)</sub><br>NEW YORK, NY 10105<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2025-10-30 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [X] Other (specify below)<br>_See Remarks_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>ALLIANCEBERNSTEIN L.P. [ NONE ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Units<sup>(1)</sup> | 2025-10-30 |  | P |  | 10000<sup>(2)</sup> | A | $38.8097 | 81455154 | D<sup>(3)</sup> |  |
| Units<sup>(1)</sup> | 2025-10-30 |  | P |  | 15000<sup>(4)</sup> | A | $38.8097 | 81470154 | D<sup>(3)</sup> |  |
| Units<sup>(1)</sup> | 2025-10-30 |  | P |  | 50000<sup>(5)</sup> | A | $38.8097 | 81520154 | D<sup>(3)</sup> |  |
| Units<sup>(1)</sup> |  |  |  |  |  |  |  | 75851289 | I<sup>(6)</sup> | Held by affiliate |
| Units<sup>(1)</sup> |  |  |  |  |  |  |  | 41934582 | I<sup>(6)</sup> | Held by additional affiliate |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) Units Representing Assignments of Beneficial Ownership of Limited Partnership Interests ("AB Units") in AllianceBernstein L.P. ("AB").

(2) On October 30, 2025, Equitable Holdings Inc. ("EQH") purchased 10,000 AB Units in a privately-negotiated transaction.

(3) Prior to the transactions contemplated in this Form 4, as of October 29, 2025, the Reporting Person beneficially owned directly 81,445,154 AB Units. For more information on the Reporting Person and its direct holdings of AB Units, see its prior Form 4 filings with respect to AB Units.

(4) On October 30, 2025, EQH purchased 15,000 AB Units in a privately-negotiated transaction.

(5) On October 30, 2025, EQH purchased 50,000 AB Units in a privately-negotiated transaction.

(6) Prior to the transactions contemplated in this Form 4, as of October 29, 2025, the Reporting Person's affiliates beneficially owned AB Units as follows: Alpha Units Holdings, LLC beneficially owned directly 75,851,289 AB Units, and Alpha Units Holding II, LLC beneficially owned directly 41,934,582 AB Units. For more information on the Reporting Person's affiliates' holdings of AB Units, see their separate Form 4 filings with respect to AB Units.

**Remarks:**
Affiliate of holder of general partnership units.

**Signature:** Ralph Petruzzo, Deputy General Counsel, Equitable Holdings, Inc.  
**Date:** 2025-10-30

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**