# EDGAR Filing Document

**Accession Number:** 0000814083
**File Stem:** 0001752724-23-040569
**Filing Date:** 2023-2
**Character Count:** 62758
**Document Hash:** 4d1ffe282850756c4c9639d16d2babfc
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-040569.hdr.sgml**: 20230224

**ACCESSION NUMBER**: 0001752724-23-040569

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230224

**DATE AS OF CHANGE**: 20230224

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CORNERSTONE STRATEGIC VALUE FUND INC
- **CENTRAL INDEX KEY:** 0000814083
- **IRS NUMBER:** 133407699
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-05150
- **FILM NUMBER:** 23668074

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE, SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** (513) 587-3400

**MAIL ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE, SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CORNERSTONE STRATEGIC VALUE FUND INC/ NEW
- **DATE OF NAME CHANGE:** 20010503

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CLEMENTE STRATEGIC VALUE FUND INC
- **DATE OF NAME CHANGE:** 19990622

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CLEMENTE GLOBAL GROWTH FUND INC
- **DATE OF NAME CHANGE:** 19920703

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Cornerstone Strategic Value Fund, Inc.

- **b. Investment Company Act file number:** 811-05150

- **c. CIK number of Registrant:** 0000814083

- **d. LEI of Registrant:** 549300H6BMBD46PC0Z18

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 Pictoria Drive

  - **City:** Cincinnati

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 513-587-3400

**Item A.2. Information about the Series.**

- **a. Name of Series:** Cornerstone Strategic Value Fund, Inc.

- **c. LEI of Series:** 549300H6BMBD46PC0Z18

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $1402573382.72

**Total Liabilities:** $2233409.03

**Net Assets:** $1400339973.69

**Monthly Return Information**

| Class        | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID N/A | 6.81%                | 4.90%                | -7.24%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $134503.54               | $95580795.74                               |
| Month 2  | $7075537.27              | $63399031.96                               |
| Month 3  | $4690539.24              | $-115672984.41                             |

### Schedule of Portfolio Investments

| Name                                                           | Title                                                          | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| The Progressive Corporation                                    | Progressive Corporation (The)                                  | CUSIP: 743315103<br>LEI: 529900TACNVLY9DCR586 | Long             | EC               | CORP              | US        |     52000 | NS      | $6744920.00   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Corteva Inc                                                    | Corteva, Inc.                                                  | CUSIP: 22052L104<br>LEI: 549300WZN9I2QKLS0O94 | Long             | EC               | CORP              | US        |     67000 | NS      | $3938260.00   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuit Inc                                                     | Intuit, Inc.                                                   | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |     12000 | NS      | $4670640.00   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Southern Company (The)                                         | Southern Company (The)                                         | CUSIP: 842587107<br>LEI: 549300FC3G3YU2FBZD92 | Long             | EC               | CORP              | US        |     98000 | NS      | $6998180.00   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Analog Devices Inc.                                            | Analog Devices, Inc.                                           | CUSIP: 032654105<br>LEI: GYVOE5EZ4GDAVTU4CQ61 | Long             | EC               | CORP              | US        |     12000 | NS      | $1968360.00   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackrock Health Sciences Trust II                             | Black Rock Health Sci TR II                                    | CUSIP: 09260E105<br>LEI: 549300FGMK4EGHSK8N86 | Long             | EC               | RF                | US        |   1410473 | NS      | $21763598.39  | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com, Inc.                                               | Amazon.com, Inc.                                               | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |    545000 | NS      | $45780000.00  | 3.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corporation                                          | Microsoft Corporation                                          | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |    368000 | NS      | $88253760.00  | 6.30%             |  |  |  | No            |                  1 | On Loan: No      |
| American Water Works Company, Inc.                             | American Water Works Company, Inc.                             | CUSIP: 030420103<br>LEI: 549300DXHIJQMD5WFW18 | Long             | EC               | CORP              | US        |     22000 | NS      | $3353240.00   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| IQVIA Holdings Inc.                                            | IQVIA Holdings, Inc.                                           | CUSIP: 46266C105<br>LEI: 549300W3R20NM4KQPH86 | Long             | EC               | CORP              | US        |     16000 | NS      | $3278240.00   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| ConocoPhillips Co.                                             | ConocoPhillips                                                 | CUSIP: 20825C104<br>LEI: WPTL2Z3FIYTHSP5V2253 | Long             | EC               | CORP              | US        |     40000 | NS      | $4720000.00   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| International Flavors & Fragrances Inc.                        | International Flavors & Fragrances, Inc.                       | CUSIP: 459506101<br>LEI: BZLRL03D3GPGMOGFO832 | Long             | EC               | CORP              | US        |     23000 | NS      | $2411320.00   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| First Trust/Dynamic Europe Equity Income Fund                  | First Trust/Dynamic Europe Equity Income Fund                  | CUSIP: 33740D107<br>LEI: 549300YG1NBZKURU8L08 | Long             | EC               | RF                | US        |     19200 | NS      | $216576.00    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Applied Materials Inc.                                         | Applied Materials, Inc.                                        | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |     41000 | NS      | $3992580.00   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Kayne Anderson NextGen Energy & Infrastructure Inc             | Kayne Anderson NextGen Energy & Infrastructure Inc             | CUSIP: 48661E108<br>LEI: 549300MHDTCUZBV2Y068 | Long             | EC               | RF                | US        |    359536 | NS      | $2700115.36   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Pioneer Natural Resources Company                              | Pioneer Natural Resources Company                              | CUSIP: 723787107<br>LEI: FY8JBF7CCL2VE4F1B628 | Long             | EC               | CORP              | US        |     18000 | NS      | $4111020.00   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc                                                 | Salesforce, Inc.                                               | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |     80000 | NS      | $10607200.00  | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Raytheon Technologies Corporation                              | Raytheon Technologies Corporation                              | CUSIP: 75513E101<br>LEI: I07WOS4YJ0N7YRFE7309 | Long             | EC               | CORP              | US        |    120000 | NS      | $12110400.00  | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Albemarle Corp                                                 | Albemarle Corporation                                          | CUSIP: 012653101<br>LEI: HDBLS2Q6GV1LSKQPBS54 | Long             | EC               | CORP              | US        |     10000 | NS      | $2168600.00   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco QQQ Trust Series 1                                     | Invesco QQQ Trust Series 1                                     | CUSIP: 46090E103<br>LEI: 549300VY6FEJBCIMET58 | Long             | EC               | RF                | US        |     59000 | NS      | $15710520.00  | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Walgreens Boots Alliance, Inc.                                 | Walgreen Boots Alliance, Inc.                                  | CUSIP: 931427108<br>LEI: 549300RPTUOIXG4LIH86 | Long             | EC               | CORP              | US        |     56000 | NS      | $2092160.00   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Public Storage                                                 | Public Storage REIT                                            | CUSIP: 74460D109<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EC               | CORP              | US        |     13000 | NS      | $3642470.00   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Xcel Energy Inc                                                | Xcel Energy, Inc.                                              | CUSIP: 98389B100<br>LEI: LGJNMI9GH8XIDG5RCM61 | Long             | EC               | CORP              | US        |     25000 | NS      | $1752750.00   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Newmont Corporation                                            | Newmont Corporation                                            | CUSIP: 651639106<br>LEI: 549300VSP3RIX7FGDZ51 | Long             | EC               | CORP              | US        |     46000 | NS      | $2171200.00   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| American Tower Corporation                                     | American Tower Corporation                                     | CUSIP: 03027X100<br>LEI: 5493006ORUSIL88JOE18 | Long             | EC               | CORP              | US        |     42000 | NS      | $8898120.00   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity National Information Services Inc                     | Fidelity National Information Services, Inc.                   | CUSIP: 31620M106<br>LEI: 6WQI0GK1PRFVBA061U48 | Long             | EC               | CORP              | US        |     46000 | NS      | $3121100.00   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Pepsico Inc                                                    | PepsiCo, Inc.                                                  | CUSIP: 713448108<br>LEI: FJSUNZKFNQ5YPJ5OT455 | Long             | EC               | CORP              | US        |    112000 | NS      | $20233920.00  | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Danaher Corporation                                            | Danaher Corporation                                            | CUSIP: 235851102<br>LEI: S4BKK9OTCEWQ3YHPFM11 | Long             | EC               | CORP              | US        |     50000 | NS      | $13271000.00  | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| HCA Healthcare Inc                                             | HCA Healthcare, Inc.                                           | CUSIP: 40412C101<br>LEI: 529900PH4ZGUH2MNEU89 | Long             | EC               | CORP              | US        |     17000 | NS      | $4079320.00   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| CBRE Group                                                     | CBRE Group, Inc.                                               | CUSIP: 12504L109<br>LEI: 52990016II9MJ2OSWA10 | Long             | EC               | CORP              | US        |     27000 | NS      | $2077920.00   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Freeport-McMoRan Inc.                                          | Freeport-McMoRan, Inc.                                         | CUSIP: 35671D857<br>LEI: 549300IRDTHJQ1PVET45 | Long             | EC               | CORP              | US        |    136000 | NS      | $5168000.00   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Dollar General Corporation                                     | Dollar General Corporation                                     | CUSIP: 256677105<br>LEI: OPX52SQVOZI8IVSWYU66 | Long             | EC               | CORP              | US        |     19000 | NS      | $4678750.00   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Centene Corporation                                            | Centene Corporation                                            | CUSIP: 15135B101<br>LEI: 549300Z7JJ4TQSQGT333 | Long             | EC               | CORP              | US        |     34000 | NS      | $2788340.00   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Hershey Co (The)                                               | Hershey Company (The)                                          | CUSIP: 427866108<br>LEI: 21X2CX66SU2BR6QTAD08 | Long             | EC               | CORP              | US        |     13000 | NS      | $3010410.00   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Micron Technology Inc.                                         | Micron Technology, Inc.                                        | CUSIP: 595112103<br>LEI: B3DXGBC8GAIYWI2Z0172 | Long             | EC               | CORP              | US        |     80000 | NS      | $3998400.00   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Tekla Life Sciences Investors                                  | Tekla Life Sciences Investors                                  | CUSIP: 87911K100<br>LEI: 5493007BYZPSOVVS0M04 | Long             | EC               | RF                | US        |    196990 | NS      | $2799227.90   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Exelon Corporation                                             | Exelon Corporation                                             | CUSIP: 30161N101<br>LEI: 3SOUA6IRML7435B56G12 | Long             | EC               | CORP              | US        |     88000 | NS      | $3804240.00   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Hilton Worldwide Holdings Inc                                  | Hilton Worldwide Holdings, Inc.                                | CUSIP: 43300A203<br>LEI: 549300HVGPK36ICB0B89 | Long             | EC               | CORP              | US        |     22000 | NS      | $2779920.00   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                                                       | Visa, Inc. Class A                                             | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |    112000 | NS      | $23269120.00  | 1.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                                                      | Tesla, Inc.                                                    | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |    240000 | NS      | $29563200.00  | 2.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Calamos Long/Short Equity & Dynamic Income Trust               | Calamos Long Short Equity                                      | CUSIP: 12812C106<br>LEI: 54930028TUOZZMUQBY94 | Long             | EC               | RF                | US        |    115679 | NS      | $1757164.01   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Virtus Artificial Intelligence & Technology Opportunities Fund | Virtus Artificial Intelligence & Technology Opportunities Fund | CUSIP: 92838Y100<br>LEI: 549300ZE8QERJKXOVW89 | Long             | EC               | RF                | US        |    311093 | NS      | $5036595.67   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Waste Management, Inc.                                         | Waste Management, Inc.                                         | CUSIP: 94106L109<br>LEI: 549300YX8JIID70NFS41 | Long             | EC               | CORP              | US        |     36000 | NS      | $5647680.00   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Charter Communications, Inc.                                   | Charter Communications, Inc. Class A                           | CUSIP: 16119P108<br>LEI: 0J0XRGZE3PBRFEZ7MV65 | Long             | EC               | CORP              | US        |     12000 | NS      | $4069200.00   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| GDL Fund (The)                                                 | GDL Fund (The)                                                 | CUSIP: 361570104<br>LEI: 5493000XKGL8ZPN99479 | Long             | EC               | RF                | US        |    112688 | NS      | $883473.92    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Autodesk Inc                                                   | Autodesk, Inc.                                                 | CUSIP: 052769106<br>LEI: FRKKVKAIQEF3FCSTPG55 | Long             | EC               | CORP              | US        |     14000 | NS      | $2616180.00   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Elevance Health Inc.                                           | Elevance Health Incorporated                                   | CUSIP: 036752103<br>LEI: 8MYN82XMYQH89CTMTH67 | Long             | EC               | CORP              | US        |     22000 | NS      | $11285340.00  | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Occidental Petroleum Corporation                               | Occidental Petroleum Corporation                               | CUSIP: 674599105<br>LEI: IM7X0T3ECJW4C1T7ON55 | Long             | EC               | CORP              | US        |     60000 | NS      | $3779400.00   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Sempra Energy                                                  | Sempra Energy                                                  | CUSIP: 816851109<br>LEI: PBBKGKLRK5S5C0Y4T545 | Long             | EC               | CORP              | US        |     30000 | NS      | $4636200.00   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| American Electric Power Co, Inc.                               | American Electric Power Company, Inc.                          | CUSIP: 025537101<br>LEI: 1B4S6S7G0TW5EE83BO58 | Long             | EC               | CORP              | US        |     25000 | NS      | $2373750.00   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| NXG NextGen Infrastructure Income Fund                         | NXG NextGen Infrastructure Income Fund                         | CUSIP: 231647207<br>LEI: 549300MVVZW681ZGYD76 | Long             | EC               | RF                | US        |      8415 | NS      | $322042.05    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity Institutional Cash Portfolios                         | Fidelity Institutional Cash Portfolios                         | CUSIP: 316175108<br>LEI: 549300SHPEJB1OPRCV46 | Long             | STIV             | RF                | US        |   7623457 | PA      | $7623457.13   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Constellation Energy Corp.                                     | Constellation Energy Corporation                               | CUSIP: 21037T109<br>LEI: 549300F8Y20RYGNGV346 | Long             | EC               | CORP              | US        |     18333 | NS      | $1580487.93   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Union Pacific Corporation                                      | Union Pacific Corporation                                      | CUSIP: 907818108<br>LEI: 549300LMMRSZZCZ8CL11 | Long             | EC               | CORP              | US        |     60000 | NS      | $12424200.00  | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| AvalonBay Communities, Inc.                                    | AvalonBay Communities, Inc. REIT                               | CUSIP: 053484101<br>LEI: K9G90K85RBWD2LAGQX17 | Long             | EC               | CORP              | US        |     13000 | NS      | $2099760.00   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Cigna Corporation                                              | Cigna Corporation                                              | CUSIP: 125523100<br>LEI: 549300VIWYMSIGT1U456 | Long             | EC               | CORP              | US        |     30000 | NS      | $9940200.00   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Adams Natural Resources Fund Inc                               | Adams Natural Resources Fund, Inc.                             | CUSIP: 00548F105<br>LEI: 549300LPTQAH0G3NGD42 | Long             | EC               | RF                | US        |    162969 | NS      | $3552724.20   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Fiserv Inc.                                                    | Fiserv, Inc.                                                   | CUSIP: 337738108<br>LEI: GI7UBEJLXYLGR2C7GV83 | Long             | EC               | CORP              | US        |     45000 | NS      | $4548150.00   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Philip Morris International Inc.                               | Philip Morris International, Inc.                              | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |    127400 | NS      | $12894154.00  | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| McKesson Corporation                                           | McKesson Corporation                                           | CUSIP: 58155Q103<br>LEI: 549300WZWOM80UCFSF54 | Long             | EC               | CORP              | US        |     14000 | NS      | $5251680.00   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| The Coca-Cola Company                                          | Coca-Cola Company (The)                                        | CUSIP: 191216100<br>LEI: UWJKFUJFZ02DKWI3RY53 | Long             | EC               | CORP              | US        |    345000 | NS      | $21945450.00  | 1.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Monster Beverage Corp                                          | Monster Beverage Corporation                                   | CUSIP: 61174X109<br>LEI: 52990090AP0E7HCB6F33 | Long             | EC               | CORP              | US        |     30000 | NS      | $3045900.00   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| S&P Global Inc                                                 | S&P Global, Inc.                                               | CUSIP: 78409V104<br>LEI: Y6X4K52KMJMZE7I7MY94 | Long             | EC               | CORP              | US        |     30000 | NS      | $10048200.00  | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley                                                 | Morgan Stanley                                                 | CUSIP: 617446448<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EC               | CORP              | US        |    120000 | NS      | $10202400.00  | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| First Trust MLP & Energy Income Fund                           | First Trust MLP & Energy Income Fund                           | CUSIP: 33739B104<br>LEI: 54930012E1PU4RAI3F48 | Long             | EC               | RF                | US        |     58464 | NS      | $456603.84    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Walmart Inc                                                    | Walmart, Inc.                                                  | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Long             | EC               | CORP              | US        |     35000 | NS      | $4962650.00   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Gabelli Healthcare & Wellness Trust                            | Gabelli Healthcare & Wellness Trust                            | CUSIP: 36246K103<br>LEI: 549300XULWZNLHFTG832 | Long             | EC               | RF                | US        |     64276 | NS      | $660757.28    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Mlp Energy Renaissance Funds                     | Goldman Sachs MLP Energy Fund                                  | CUSIP: 38148G206<br>LEI: 5493002N1D5YCVFNA222 | Long             | EC               | RF                | US        |    165188 | NS      | $2111102.64   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Technology Select Sector SPDR Fund (The)                       | Technology Select Sector SPDR Fund (The)                       | CUSIP: 81369Y803<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |     55000 | NS      | $6844200.00   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Neuberger Berman Next Generation Connectivity Fund Inc         | Neuberger Berman Next Generation Connectivity Fund Inc         | CUSIP: 64129H104<br>LEI: 549300XIWEKOTC8HO652 | Long             | EC               | RF                | US        |    565100 | NS      | $5139584.50   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Abbott Laboratories                                            | Abbott Laboratories                                            | CUSIP: 002824100<br>LEI: HQD377W2YR662HK5JX27 | Long             | EC               | CORP              | US        |     66000 | NS      | $7246140.00   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Boston Scientific Corporation                                  | Boston Scientific Corporation                                  | CUSIP: 101137107<br>LEI: Y6ZDD9FP4P8JSSJMW954 | Long             | EC               | CORP              | US        |     82000 | NS      | $3794140.00   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| UnitedHealth Group Inc.                                        | UnitedHealth Group, Inc.                                       | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |     73500 | NS      | $38968230.00  | 2.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Moodys Corp                                                    | Moody's Corporation                                            | CUSIP: 615369105<br>LEI: 549300GCEDD8YCF5WU84 | Long             | EC               | CORP              | US        |     15000 | NS      | $4179300.00   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Merck & Co., Inc                                               | Merck & Company, Inc.                                          | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |    200000 | NS      | $22190000.00  | 1.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Chipotle Mexican Grill Inc                                     | Chipotle Mexican Grill, Inc.                                   | CUSIP: 169656105<br>LEI: 5493007DZOMUBASCBX97 | Long             | EC               | CORP              | US        |      2300 | NS      | $3191227.00   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Biogen Inc                                                     | Biogen, Inc.                                                   | CUSIP: 09062X103<br>LEI: W8J5WZB5IY3K0NDQT671 | Long             | EC               | CORP              | US        |     12000 | NS      | $3323040.00   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Real Asset Income & Growth Fund                         | Nuveen Real Asset Income and Growth Fund                       | CUSIP: 67074Y105<br>LEI: RQLXTE3CBG56EZF1BQ60 | Long             | EC               | RF                | US        |    308612 | NS      | $3610760.40   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Parker-Hannifin Corporation                                    | Parker-Hannifin Corporation                                    | CUSIP: 701094104<br>LEI: 5493002CONDB4N2HKI23 | Long             | EC               | CORP              | US        |     10000 | NS      | $2910000.00   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Paypal Holdings Incorporation                                  | PayPal Holdings, Inc.                                          | CUSIP: 70450Y103<br>LEI: 5493005X2GO78EFZ3E94 | Long             | EC               | CORP              | US        |     65000 | NS      | $4629300.00   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| MasterCard Incorporated                                        | Mastercard, Inc. Class A                                       | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |     61000 | NS      | $21211530.00  | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Gabelli Dividend & Income Trust                                | Gabelli Dividend & Income Trust                                | CUSIP: 36242H104<br>LEI: 549300082N1MHBT8NI60 | Long             | EC               | RF                | US        |    103700 | NS      | $2137257.00   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| American Express Company                                       | American Express Company                                       | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |     50000 | NS      | $7387500.00   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| SBA Communications Corporation                                 | SBA Communications Corporation                                 | CUSIP: 78410G104<br>LEI: 5299001HX8ZN8Y8QIT49 | Long             | EC               | CORP              | US        |      9000 | NS      | $2522790.00   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Equinix, Inc.                                                  | Equinix, Inc. REIT                                             | CUSIP: 29444U700<br>LEI: 549300EVUN2BTLJ3GT74 | Long             | EC               | CORP              | US        |      6000 | NS      | $3930180.00   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of America Corporation                                    | Bank of America Corporation                                    | CUSIP: 060505104<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EC               | CORP              | US        |    560000 | NS      | $18547200.00  | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| T-Mobile US Inc                                                | T-Mobile USA, Inc.                                             | CUSIP: 872590104<br>LEI: 549300QHIJYOHPACPG31 | Long             | EC               | CORP              | US        |     45000 | NS      | $6300000.00   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Lam Research Corporation                                       | Lam Research Corporation                                       | CUSIP: 512807108<br>LEI: 549300I4GMO6D34U1T02 | Long             | EC               | CORP              | US        |     12000 | NS      | $5043600.00   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stan India                                              | Morgan Stanley India Investments Fund, Inc.                    | CUSIP: 61745C105<br>LEI: 5LQ8NRKQLK2XRS19BS65 | Long             | EC               | RF                | US        |    106784 | NS      | $2167715.20   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Energy Select Sector SPDR Fund                                 | Energy Select Sector SPDR Fund                                 | CUSIP: 81369Y506<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |    180000 | NS      | $15744600.00  | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| SPDR S&P 500 ETF Trust                                         | SPDR S&P 500 ETF Trust                                         | CUSIP: 78462F103<br>LEI: 549300NZAMSJ8FXPQQ63 | Long             | EC               | RF                | US        |     47500 | NS      | $18165425.00  | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Digital Realty Trust Inc                                       | Digital Realty Trust, Inc. REIT                                | CUSIP: 253868103<br>LEI: 549300HKCZ31D08NEI41 | Long             | EC               | CORP              | US        |     26000 | NS      | $2607020.00   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| GAMCO Natural Resources, Gold & Income Trust                   | Gamco Natural Resources, Gold & Income Trust GABELLI           | CUSIP: 36465E101<br>LEI: 23EBEGZ81713Q1VCP222 | Long             | EC               | RF                | US        |    114013 | NS      | $583746.56    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Honeywell International Inc.                                   | Honeywell International, Inc.                                  | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               | CORP              | US        |     60000 | NS      | $12858000.00  | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Intel Corporation                                              | Intel Corporation                                              | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |    234000 | NS      | $6184620.00   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Devon Energy Corporation                                       | Devon Energy Corporation                                       | CUSIP: 25179M103<br>LEI: 54930042348RKR3ZPN35 | Long             | EC               | CORP              | US        |     50000 | NS      | $3075500.00   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Dupont De Nemours Inc                                          | DuPont de Nemours, Inc.                                        | CUSIP: 26614N102<br>LEI: 5493004JF0SDFLM8GD76 | Long             | EC               | CORP              | US        |     47000 | NS      | $3225610.00   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Walt Disney Company                                            | Walt Disney Company (The)                                      | CUSIP: 254687106<br>LEI: 549300GZKULIZ0WOW665 | Long             | EC               | CORP              | US        |     80000 | NS      | $6950400.00   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| eBay Inc.                                                      | eBay, Inc.                                                     | CUSIP: 278642103<br>LEI: OML71K8X303XQONU6T67 | Long             | EC               | CORP              | US        |     38000 | NS      | $1575860.00   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Citigroup Inc.                                                 | Citigroup, Inc.                                                | CUSIP: 172967424<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EC               | CORP              | US        |    160000 | NS      | $7236800.00   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| CSX Corporation                                                | CSX Corporation                                                | CUSIP: 126408103<br>LEI: 549300JVQR4N1MMP3Q88 | Long             | EC               | CORP              | US        |    206000 | NS      | $6381880.00   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro Devices, Inc.                                   | Advanced Micro Devices, Inc.                                   | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |    112000 | NS      | $7254240.00   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Regeneron Pharmaceuticals, Inc.                                | Regeneron Pharmaceuticals, Inc.                                | CUSIP: 75886F107<br>LEI: 549300RCBFWIRX3HYQ56 | Long             | EC               | CORP              | US        |     10000 | NS      | $7214900.00   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc                                             | Meta Platforms, Inc. Class A                                   | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |    120000 | NS      | $14440800.00  | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Bristol-Myers Squibb Company                                   | Bristol-Myers Squibb Company                                   | CUSIP: 110122108<br>LEI: HLYYNH7UQUORYSJQCN42 | Long             | EC               | CORP              | US        |    198000 | NS      | $14246100.00  | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Humana Inc.                                                    | Humana, Inc.                                                   | CUSIP: 444859102<br>LEI: 529900YLDW34GJAO4J06 | Long             | EC               | CORP              | US        |     10000 | NS      | $5121900.00   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Aon PLC                                                        | Aon plc                                                        | CUSIP: G0403H108<br>LEI: 635400FALWQYX5E6QC64 | Long             | EC               | CORP              | US        |     20000 | NS      | $6002800.00   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Roper Technologies Inc                                         | Roper Technologies, Inc.                                       | CUSIP: 776696106<br>LEI: 54930003T4SXCIWVXY35 | Long             | EC               | CORP              | US        |     10000 | NS      | $4320900.00   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Dollar Tree Inc                                                | Dollar Tree, Inc.                                              | CUSIP: 256746108<br>LEI: 549300PMSTQITB1WHR43 | Long             | EC               | CORP              | US        |     18000 | NS      | $2545920.00   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Archer-Daniels-Midland Company                                 | Archer-Daniels-Midland Company                                 | CUSIP: 039483102<br>LEI: 549300LO13MQ9HYSTR83 | Long             | EC               | CORP              | US        |     49000 | NS      | $4549650.00   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Core S&P 500 ETF                                       | iShares Core S&P 500 ETF                                       | CUSIP: 464287200<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |     50000 | NS      | $19210500.00  | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| FedEx Corporation                                              | FedEx Corporation                                              | CUSIP: 31428X106<br>LEI: 549300E707U7WNPZN687 | Long             | EC               | CORP              | US        |     21300 | NS      | $3689160.00   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Costco Wholesale Corporation                                   | Costco Wholesale Corporation                                   | CUSIP: 22160K105<br>LEI: 29DX7H14B9S6O3FD6V18 | Long             | EC               | CORP              | US        |     40500 | NS      | $18488250.00  | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Ball Corporation                                               | Ball Corporation                                               | CUSIP: 058498106<br>LEI: 0BGI85ALH27ZJP15DY16 | Long             | EC               | CORP              | US        |     13000 | NS      | $664820.00    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| QUALCOMM Inc.                                                  | QUALCOMM, Inc.                                                 | CUSIP: 747525103<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               | CORP              | US        |     67000 | NS      | $7365980.00   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| United Parcel Service, Inc.                                    | United Parcel Service, Inc. Class B                            | CUSIP: 911312106<br>LEI: D01LMJZU09ULLNCY6Z23 | Long             | EC               | CORP              | US        |     60000 | NS      | $10430400.00  | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Adobe Inc                                                      | Adobe, Inc.                                                    | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |     34000 | NS      | $11442020.00  | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Southwest Airlines Co.                                         | Southwest Airlines Company                                     | CUSIP: 844741108<br>LEI: UDTZ87G0STFETI6HGH41 | Long             | EC               | CORP              | US        |     54000 | NS      | $1818180.00   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Vertex Pharmaceuticals Incorporated                            | Vertex Pharmaceuticals, Inc.                                   | CUSIP: 92532F100<br>LEI: 54930015RAQRRZ5ZGJ91 | Long             | EC               | CORP              | US        |     20000 | NS      | $5775600.00   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| General Motors Company                                         | General Motors Company                                         | CUSIP: 37045V100<br>LEI: 54930070NSV60J38I987 | Long             | EC               | CORP              | US        |    102000 | NS      | $3431280.00   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| ClearBridge MLP & Midstream Fund Inc                           | ClearBridge MLP and Midstream Fund Inc.                        | CUSIP: 184692200<br>LEI: 549300KS1WIARK4T8791 | Long             | EC               | RF                | US        |     52518 | NS      | $1752000.48   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| The Charles Schwab Corporation                                 | Charles Schwab Corporation (The)                               | CUSIP: 808513105<br>LEI: 549300VSGCJ7E698NM85 | Long             | EC               | CORP              | US        |    145000 | NS      | $12072700.00  | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| General American Investors Company, Inc.                       | General American Investors Company, Inc.                       | CUSIP: 368802104<br>LEI: 254900MHIF9G7IS1T951 | Long             | EC               | RF                | US        |    158632 | NS      | $5734546.80   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Adams Diversified Equity Fund Inc                              | Adams Diversified Equity Fund, Inc.                            | CUSIP: 006212104<br>LEI: 5493005W7G81BNPP7M23 | Long             | EC               | RF                | US        |    362391 | NS      | $5269165.14   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Neuberger Berman MLP and Energy Income Fund Inc                | Neuberger Berman MLP and Energy Income Fund Inc                | CUSIP: 64129H104<br>LEI: 549300XIWEKOTC8HO652 | Long             | EC               | RF                | US        |    210759 | NS      | $1403654.94   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Constellation Brands, Inc.                                     | Constellation Brands, Inc. Class A                             | CUSIP: 21036P108<br>LEI: 5493005GKEG8QCVY7037 | Long             | EC               | CORP              | US        |     15000 | NS      | $3476250.00   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Virtus Dividend, Interest & Premium Strategy Fund              | Virtus Dividend, Interest & Premium Strategy Fund              | CUSIP: 92840R101<br>LEI: 549300535GECAFITZP67 | Long             | EC               | RF                | US        |    312480 | NS      | $3524774.40   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Consolidated Edison, Inc.                                      | Consolidated Edison, Inc.                                      | CUSIP: 209115104<br>LEI: 54930033SBW53OO8T749 | Long             | EC               | CORP              | US        |     29000 | NS      | $2763990.00   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMorgan Chase & Co.                                           | JPMorgan Chase & Company                                       | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |    170000 | NS      | $22797000.00  | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Macquarie Gbl Infr                                             | Macquarie Global Infastructure Total Return Fund INC.          | CUSIP: 55608D101<br>LEI: NUJZT0OFFYGJKMCIDQ69 | Long             | EC               | RF                | US        |     36173 | NS      | $821850.56    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Gabelli Global Small and Mid Cap Value Trust                   | Gabelli Global Small and Mid Cap Value Trust (The)             | CUSIP: 36249W104<br>LEI: 54930027RS7HE8UD3187 | Long             | EC               | RF                | US        |     24543 | NS      | $275372.46    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Exxon Mobil Corporation                                        | Exxon Mobil Corporation                                        | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |    190000 | NS      | $20957000.00  | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Lowes Companies, Inc.                                          | Lowe's Companies, Inc.                                         | CUSIP: 548661107<br>LEI: WAFCR4OKGSC504WU3E95 | Long             | EC               | CORP              | US        |     64000 | NS      | $12751360.00  | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Japan Smaller Capitalization Fund, Inc.                        | Japan Smaller Capitalization Fund, Inc.                        | CUSIP: 47109U104<br>LEI: 5493000KJSHWEB3YKZ37 | Long             | EC               | RF                | US        |    113102 | NS      | $732900.96    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| The TJX Companies Inc.                                         | TJX Companies, Inc. (The)                                      | CUSIP: 872540109<br>LEI: V167QI9I69W364E2DY52 | Long             | EC               | CORP              | US        |    115000 | NS      | $9154000.00   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Transdigm Group Inc.                                           | TransDigm Group, Inc.                                          | CUSIP: 893641100<br>LEI: 549300EQD0ZXRSMG3549 | Long             | EC               | CORP              | US        |      5000 | NS      | $3148250.00   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| General Dynamics Corporation                                   | General Dynamics Corporation                                   | CUSIP: 369550108<br>LEI: 9C1X8XOOTYY2FNYTVH06 | Long             | EC               | CORP              | US        |     24000 | NS      | $5954640.00   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Gilead Sciences, Inc.                                          | Gilead Sciences, Inc.                                          | CUSIP: 375558103<br>LEI: 549300WTZWR07K8MNV44 | Long             | EC               | CORP              | US        |    120000 | NS      | $10302000.00  | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| WEC Energy Group Inc.                                          | WEC Energy Group, Inc.                                         | CUSIP: 92939U106<br>LEI: 549300IGLYTZUK3PVP70 | Long             | EC               | CORP              | US        |     22000 | NS      | $2062720.00   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Lockheed Martin Corporation                                    | Lockheed Martin Corporation                                    | CUSIP: 539830109<br>LEI: DPRBOZP0K5RM2YE8UU08 | Long             | EC               | CORP              | US        |     21000 | NS      | $10216290.00  | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Linde PLC                                                      | Linde plc                                                      | CUSIP: G5494J103<br>LEI: 8945002PAZHZLBGKGF02 | Long             | EC               | CORP              | US        |     47000 | NS      | $15330460.00  | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc.                                                     | Apple, Inc.                                                    | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |    742000 | NS      | $96408060.00  | 6.88%             |  |  |  | No            |                  1 | On Loan: No      |
| First Trust New Opportunities MLP & Energy Fund                | First Trust New Opportunities MLP & Energy Fund                | CUSIP: 33739M100<br>LEI: 549300XZPV60ZCNK9321 | Long             | EC               | RF                | US        |     26552 | NS      | $160639.60    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Kinder Morgan, Inc.                                            | Kinder Morgan, Inc.                                            | CUSIP: 49456B101<br>LEI: 549300WR7IX8XE0TBO16 | Long             | EC               | CORP              | US        |    160000 | NS      | $2892800.00   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp.                                                   | NVIDIA Corporation                                             | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |    139800 | NS      | $20430372.00  | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Wells Fargo & Company                                          | Wells Fargo & Company                                          | CUSIP: 949746101<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EC               | CORP              | US        |    342000 | NS      | $14121180.00  | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Berkshire Hathaway Inc.                                        | Berkshire Hathaway, Inc. Class B                               | CUSIP: 084670702<br>LEI: 5493000C01ZX7D35SD85 | Long             | EC               | CORP              | US        |    124000 | NS      | $38303600.00  | 2.74%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Innovation and Growth Trust                          | BlackRock Innovation & Growth Trust                            | CUSIP: 09260Q108<br>LEI: 549300G3XFQ7175KM723 | Long             | EC               | RF                | US        |   2193492 | NS      | $14937680.52  | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| ClearBridge MLP and Midstream Total Return Fund Inc            | ClearBridge MLP & Midstream Total Return Fund, Inc.            | CUSIP: 18469Q207<br>LEI: 549300FO806NCJW4RO34 | Long             | EC               | RF                | US        |     48519 | NS      | $1371632.13   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| LMP Capital and Income Fund, Inc.                              | LMP Capital and Income Fund, Inc.                              | CUSIP: 50208A102<br>LEI: 549300YJH1GYGXCCQ467 | Long             | EC               | RF                | US        |    107088 | NS      | $1289339.52   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Mexico Fund Inc                                                | Mexico Fund, Inc. (The)                                        | CUSIP: 592835102<br>LEI: N/A                  | Long             | EC               | RF                | US        |     10000 | NS      | $147400.00    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Netflix, Inc.                                                  | Netflix, Inc.                                                  | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |     30000 | NS      | $8846400.00   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Tekla Healthcare Invs                                          | Tekla Healthcare Investors                                     | CUSIP: 87911J103<br>LEI: 549300SNASESIFOS6V75 | Long             | EC               | RF                | US        |    174800 | NS      | $3146400.00   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Booking Holdings Inc                                           | Booking Holdings, Inc.                                         | CUSIP: 09857L108<br>LEI: FXM8FAOHMYDIPD38UZ17 | Long             | EC               | CORP              | US        |      3500 | NS      | $7053480.00   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Norfolk Southern Corporation                                   | Norfolk Southern Corporation                                   | CUSIP: 655844108<br>LEI: 54930036C8MWP850MI84 | Long             | EC               | CORP              | US        |     21000 | NS      | $5174820.00   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Comcast Corporation                                            | Comcast Corporation Class A                                    | CUSIP: 20030N101<br>LEI: 51M0QTTNCGUN7KFCFZ59 | Long             | EC               | CORP              | US        |    344000 | NS      | $12029680.00  | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| The Boeing Company                                             | Boeing Company (The)                                           | CUSIP: 097023105<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EC               | CORP              | US        |     52000 | NS      | $9905480.00   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc.                                                  | Alphabet, Inc. Class C                                         | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |    680000 | NS      | $60336400.00  | 4.31%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-24

**Name of Applicant:** Susan McLauchlan

**Signature:** Susan McLauchlan

**Name of Signer:** Susan McLauchlan

**Title:** AVP Fund Accounting