# EDGAR Filing Document

**Accession Number:** 0001683471
**File Stem:** 0001145549-23-018079
**Filing Date:** 2023-3
**Character Count:** 27207
**Document Hash:** 5058d4ba1d96e6ca1e4b1b4f7dfe69e6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-018079.hdr.sgml**: 20230327

**ACCESSION NUMBER**: 0001145549-23-018079

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230327

**DATE AS OF CHANGE**: 20230327

**PERIOD START**: 20231031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Listed Funds Trust
- **CENTRAL INDEX KEY:** 0001683471
- **IRS NUMBER:** 826272597
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23226
- **FILM NUMBER:** 23764039

**BUSINESS ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 414-765-5144

**MAIL ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Active Weighting Funds ETF Trust
- **DATE OF NAME CHANGE:** 20160830

## Series and Classes Contracts Data

### Alpha Intelligent - Large Cap Growth ETF (Series ID: S000074140)

| Class ID   | Class Name                               | Ticker Symbol   |
|:---|:---|:---|
| C000231708 | Alpha Intelligent - Large Cap Growth ETF | AILG            |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **Alpha Intelligent - Large Cap Growth ETF** | **Alpha Intelligent - Large Cap Growth ETF** | **Alpha Intelligent - Large Cap Growth ETF** |
| **Schedule of Investments** | **Schedule of Investments** | **Schedule of Investments** |
| January 31, 2023 (Unaudited) | January 31, 2023 (Unaudited) | January 31, 2023 (Unaudited) |
|  | **Shares** | **Value** |
| **COMMON STOCKS — 95.9%** |  |  |
| **Aerospace/Defense — 0.9%** |  |  |
| TransDigm Group, Inc. | 8 | $5742 |
| **Applications Software — 11.6%** |  |  |
| Intuit, Inc. | 36 | 15216 |
| Microsoft Corp. | 200 | 49562 |
| ServiceNow, Inc. (a) | 27 | 12289 |
|  |  | 77067 |
| **Athletic Footwear — 3.3%** |  |  |
| Nike, Inc. - Class B | 170 | 21646 |
| **Chemicals - Specialty — 1.0%** |  |  |
| Ecolab, Inc. | 45 | 6967 |
| **Commercial Services - Finance — 2.6%** |  |  |
| Moody,s Corp. | 27 | 8714 |
| PayPal Holdings, Inc. (a) | 101 | 8231 |
|  |  | 16945 |
| **Commercial Services — 2.3%** |  |  |
| CoStar Group, Inc. (a) | 120 | 9348 |
| GXO Logistic (a) | 113 | 5913 |
|  |  | 15261 |
| **Computer Aided Design — 1.4%** |  |  |
| Autodesk, Inc. (a) | 42 | 9037 |
| **Computer Software — 0.4%** |  |  |
| Dynatrace, Inc. (a) | 71 | 2728 |
| **Computers - 7.5%** |  |  |
| Apple, Inc. | 343 | 49491 |
| **Consulting Services — 3.7%** |  |  |
| Gartner, Inc. (a) | 19 | 6425 |
| Verisk Analytics, Inc. | 99 | 17997 |
|  |  | 24422 |
| **Cosmetics and Toiletries - 1.6%** |  |  |
| The Estee Lauder Companies, Inc. - Class A | 39 | 10806 |
| **Data Processing/Management — 1.1%** |  |  |
| DocuSign, Inc. (a) | 39 | 2365 |
| Fiserv, Inc. (a) | 47 | 5014 |
|  |  | 7379 |
| **Decision Support Software - 2.5%** |  |  |
| MSCI, Inc. | 31 | 16478 |
| **Diagnostic Equipment — 11.4%** |  |  |
| Danaher Corp. | 201 | 53140 |
| Thermo Fisher Scientific, Inc. | 40 | 22813 |
|  |  | 75953 |
| **E-Commerce/Services — 1.8%** |  |  |
| Airbnb, Inc. - Class A (a) | 69 | 7667 |
| Match Group, Inc. (a) | 83 | 4492 |
|  |  | 12159 |
| **Electronic Components and Semiconductors — 0.4%** |  |  |
| Monolithic Power | 6 | 2559 |
| **Electronic Connectors — 0.7%** |  |  |
| Amphenol Corp. - Class A | 57 | 4547 |
| **Electronic Forms - 2.3%** |  |  |
| Adobe, Inc. (a) | 41 | 15184 |
| **Enterprise Software Services — 1.0%** |  |  |
| salesforce.com, Inc. (a) | 39 | 6551 |
| **Entertainment Software — 5.4%** |  |  |
| Electronic Arts, Inc. | 64 | 8235 |
| **Finance - Credit Card — 3.7%** |  |  |
| Visa, Inc. - Class A | 106 | 24402 |
| **Industrial Gases — 2.2%** |  |  |
| Linde PLC (b) | 45 | 14892 |
| **Internet Content - Entertainment — 3.9%** |  |  |
| Netflix, Inc. (a) | 74 | 26186 |
| **Machinery - General Industries — 2.6%** |  |  |
| Otis Worldwi | 135 | 11101 |
| The Middleby Corp. (a) | 41 | 6373 |
|  |  | 17474 |
| **Machinery - Pumps — 2.4%** |  |  |
| Graco, Inc. | 135 | 9223 |
| Xylem, Inc. | 62 | 6449 |
|  |  | 15672 |
| **Medical - Instruments — 0.9%** |  |  |
| Intuitive Surgic (a) | 24 | 5897 |
| **Medical Products — 3.1%** |  |  |
| Abbott Labs | 115 | 12713 |
| Align Technology (a) | 29 | 7822 |
|  |  | 20535 |
| **Medical Biomedical/Genetics — 1.4%** |  |  |
| Regeneron Pharm (a) | 12 | 9102 |
| **Medical - Drugs — 2.8%** |  |  |
| Johnson & Johnson | 58 | 9478 |
| Zoetis, Inc. | 55 | 9102 |
|  |  | 18580 |
| **Medical - HMO — 1.1%** |  |  |
| UnitedHealth Group | 14 | 6989 |
| **Medical - Wholesale Drug Distribution— 1.7%** |  |  |
| McKesson Corp. | 29 | 10982 |
| **Private Equity — 1.2%** |  |  |
| Blackstone, Inc. | 84 | 8061 |
| **Rental - Auto Equipment — 0.7%** |  |  |
| Willscot Mobile Mini Holdings Corp. (a) | 95 | 4604 |
| **Retail - Auto Parts — 2.2%** |  |  |
| Autozone, Inc. (a) | 6 | 14633 |
| **Retail - Major Department Store — 2.2%** |  |  |
| The TJX COS, Inc. | 181 | 14817 |
| **Retail - Restaurants — 1.7%** |  |  |
| Chipotle Mexican (a) | 7 | 11525 |
| **Semiconductor Components and Integrated Circuits — 1.4%** |  |  |
| Analog Devices | 53 | 9088 |
| **Theaters — 1.1%** |  |  |
| Live Nation Entertainment, Inc. (a) | 92 | 7405 |
| **Web Hosting/Design — 1.0%** |  |  |
| Verisign, Inc. (a) | 31 | 6760 |
| **TOTAL COMMON STOCKS (Cost $578,165)** |  | 636761 |
| **Real Estate Investment Trust (REITs) — 2.2%** |  |  |
| American Tower Corp. | 67 | 14967 |
| **TOTAL REITS (Cost $14,176)** |  | 14967 |
| **MONEY MARKET FUNDS — 2.0%** |  |  |
| First American Government Obligations Fund, 4.14% (c) | 13081 | 13081 |
| **TOTAL MONEY MARKET FUNDS (Cost $13,081)** |  | 13081 |
| **Total Investments — 100.1% (Cost $605,421)** |  | 664809 |
| Other assets and liabilities, net — (0.1)% |  | (776) |
| **TOTAL NET ASSETS — 100.0%** |  | $664033 |

---

Percentages are stated as a percent of net assets.<br>

---

| | |
|:---|:---|
| PLC | Public Limited Company |
| (a) | Non-income producing security. |
| (b) | Foreign issued security. |
| (c) | The rate shown is the seven-day yield at period end. |

---

------

---

| |
|:---|
| **Fair Value Measurements** |
| Various inputs are used in determining the value of the Fund's investments. These inputs are summarized in three broad levels. |
| Level 1 includes quoted prices in active markets for identical securities. Level 2 includes other significant observable inputs |
| (including quoted prices for similar securities, interest rates, prepayment speeds and credit risk). Level 3 includes significant |
| unobservable inputs (including the Fund's own assumptions in determining the fair value of investments). The level assigned to the |
| securities valuations may not be an indication of the risk or liquidity associated with investing in those securities. |
| The Fund did not hold any investments during the period with significant unobservable inputs which would be classified as Level 3. |
| The following is a summary of the inputs used to value the Fund's investments carried at fair value as of January 31, 2023: |

---

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | Level 1 | Level 2 | Level 3 | Total |
| **Investments - Assets:** |  |  |  |  |
| Common Stocks\* | $636761 | $- | $- | $636761 |
| Real Estate Investment Trusts (REITs) | 14967 | - | - | 14967 |
| Money Market Funds | 13081 | - | - | 13081 |
| **Total Investments - Assets** | $664809 | $- | $- | $664809 |
| \* See the Schedule of Investments for industry classifications. |  |  |  |  |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Listed Funds Trust

- **b. Investment Company Act file number:** 811-23226

- **c. CIK number of Registrant:** 0001683471

- **d. LEI of Registrant:** 549300C5D73JL0P1YC11

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 414-516-1681

**Item A.2. Information about the Series.**

- **a. Name of Series:** Alpha Intelligent - Large Cap Growth ETF

- **b. EDGAR series identifier (if any):** S000074140

- **c. LEI of Series:** 5493009JT6HNZ0P2CM80

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-10-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $664332.00

**Total Liabilities:** $295.31

**Net Assets:** $664036.69

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000231708 | 0.98%                | -4.24%               | 7.10%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-47855.32               | $52541.42                                  |
| Month 2  | $-9739.94                | $-12324.53                                 |
| Month 3  | $1599.16                 | $42703.50                                  |

### Schedule of Portfolio Investments

| Name                           | Title                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Abbott Laboratories            | Abbott Laboratories                        | CUSIP: 002824100<br>LEI: HQD377W2YR662HK5JX27 | Long             | EC               | CORP              | US        |        96 | NS      | $10612.80     | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Adobe Inc                      | Adobe Inc                                  | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |        39 | NS      | $14443.26     | 2.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Airbnb Inc                     | Airbnb Inc                                 | CUSIP: 009066101<br>LEI: 549300HMUDNO0RY56D37 | Long             | EC               | CORP              | US        |        71 | NS      | $7888.81      | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Align Technology Inc           | Align Technology Inc                       | CUSIP: 016255101<br>LEI: 549300N5YSE0U3LCP840 | Long             | EC               | CORP              | US        |        27 | NS      | $7282.71      | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| American Tower Corp            | American Tower Corp                        | CUSIP: 03027X100<br>LEI: 5493006ORUSIL88JOE18 | Long             | EC               | CORP              | US        |        53 | NS      | $11839.67     | 1.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Amphenol Corp                  | Amphenol Corp                              | CUSIP: 032095101<br>LEI: 549300D3L3G0R4U4VT04 | Long             | EC               | CORP              | US        |        55 | NS      | $4387.35      | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc                      | Apple Inc                                  | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |       353 | NS      | $50934.37     | 7.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Autodesk Inc                   | Autodesk Inc                               | CUSIP: 052769106<br>LEI: FRKKVKAIQEF3FCSTPG55 | Long             | EC               | CORP              | US        |        35 | NS      | $7530.60      | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| AutoZone Inc                   | AutoZone Inc                               | CUSIP: 053332102<br>LEI: GA3JGKJ41LJKXDN23E90 | Long             | EC               | CORP              | US        |         6 | NS      | $14633.10     | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackstone Inc                 | Blackstone Inc                             | CUSIP: 09260D107<br>LEI: 5299004LW4QWGZUB8Y96 | Long             | EC               | CORP              | US        |        57 | NS      | $5469.72      | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| CoStar Group Inc               | CoStar Group Inc                           | CUSIP: 22160N109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       124 | NS      | $9659.60      | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Danaher Corp                   | Danaher Corp                               | CUSIP: 235851102<br>LEI: S4BKK9OTCEWQ3YHPFM11 | Long             | EC               | CORP              | US        |       199 | NS      | $52611.62     | 7.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Dynatrace Inc                  | Dynatrace Inc                              | CUSIP: 268150109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |        61 | NS      | $2344.23      | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Ecolab Inc                     | Ecolab Inc                                 | CUSIP: 278865100<br>LEI: 82DYEISM090VG8LTLS26 | Long             | EC               | CORP              | US        |        46 | NS      | $7122.18      | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Electronic Arts Inc            | Electronic Arts Inc                        | CUSIP: 285512109<br>LEI: 549300O7A67PUEYKDL45 | Long             | EC               | CORP              | US        |        64 | NS      | $8235.52      | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Government Obli | First American Government Obligations Fund | CUSIP: 31846V336<br>LEI: 549300R5MYM6VZF1RM44 | Long             | STIV             | RF                | US        |     13081 | NS      | $13080.54     | 1.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Fiserv Inc                     | Fiserv Inc                                 | CUSIP: 337738108<br>LEI: GI7UBEJLXYLGR2C7GV83 | Long             | EC               | CORP              | US        |        44 | NS      | $4693.92      | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| GXO Logistics Inc              | GXO Logistics Inc                          | CUSIP: 36262G101<br>LEI: 5493007CNWMXN78JRN66 | Long             | EC               | CORP              | US        |       111 | NS      | $5808.63      | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Gartner Inc                    | Gartner Inc                                | CUSIP: 366651107<br>LEI: PP55B5R38BFB8O8HH686 | Long             | EC               | CORP              | US        |        19 | NS      | $6424.66      | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Graco Inc                      | Graco Inc                                  | CUSIP: 384109104<br>LEI: 4T5VJ4S81BRT6Q7GGT78 | Long             | EC               | CORP              | US        |       139 | NS      | $9496.48      | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuit Inc                     | Intuit Inc                                 | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |        36 | NS      | $15216.12     | 2.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuitive Surgical Inc         | Intuitive Surgical Inc                     | CUSIP: 46120E602<br>LEI: 54930052SRG011710797 | Long             | EC               | CORP              | US        |        32 | NS      | $7862.08      | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Estee Lauder Cos Inc/The       | Estee Lauder Cos Inc/The                   | CUSIP: 518439104<br>LEI: 549300VFZ8XJ9NUPU221 | Long             | EC               | CORP              | US        |        38 | NS      | $10529.04     | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                 | Microsoft Corp                             | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |       203 | NS      | $50305.43     | 7.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc                 | Salesforce Inc                             | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |        42 | NS      | $7054.74      | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| TJX Cos Inc/The                | TJX Cos Inc/The                            | CUSIP: 872540109<br>LEI: V167QI9I69W364E2DY52 | Long             | EC               | CORP              | US        |       169 | NS      | $13834.34     | 2.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Analog Devices Inc             | Analog Devices Inc                         | CUSIP: 032654105<br>LEI: GYVOE5EZ4GDAVTU4CQ61 | Long             | EC               | CORP              | US        |        55 | NS      | $9430.85      | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Chipotle Mexican Grill Inc     | Chipotle Mexican Grill Inc                 | CUSIP: 169656105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |         8 | NS      | $13171.04     | 1.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson & Johnson              | Johnson & Johnson                          | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |        57 | NS      | $9314.94      | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Live Nation Entertainment Inc  | Live Nation Entertainment Inc              | CUSIP: 538034109<br>LEI: 5493007B9BM9ZXJINO78 | Long             | EC               | CORP              | US        |        91 | NS      | $7324.59      | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Lowe's Cos Inc                 | Lowe's Cos Inc                             | CUSIP: 548661107<br>LEI: WAFCR4OKGSC504WU3E95 | Long             | EC               | CORP              | US        |        20 | NS      | $4165.00      | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| MSCI Inc                       | MSCI Inc                                   | CUSIP: 55354G100<br>LEI: 549300HTIN2PD78UB763 | Long             | EC               | CORP              | US        |        30 | NS      | $15946.80     | 2.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Match Group Inc                | Match Group Inc                            | CUSIP: 57667L107<br>LEI: 15OMOPB0A8K0EFUVD031 | Long             | EC               | CORP              | US        |       115 | NS      | $6223.80      | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| McKesson Corp                  | McKesson Corp                              | CUSIP: 58155Q103<br>LEI: 549300WZWOM80UCFSF54 | Long             | EC               | CORP              | US        |        29 | NS      | $10981.72     | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Middleby Corp/The              | Middleby Corp/The                          | CUSIP: 596278101<br>LEI: JDFO86U9VQRBKW5KYA35 | Long             | EC               | CORP              | US        |        40 | NS      | $6218.00      | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Monolithic Power Systems Inc   | Monolithic Power Systems Inc               | CUSIP: 609839105<br>LEI: 529900TB7O85LSZ1XU31 | Long             | EC               | CORP              | US        |         5 | NS      | $2132.80      | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Moody's Corp                   | Moody's Corp                               | CUSIP: 615369105<br>LEI: 549300GCEDD8YCF5WU84 | Long             | EC               | CORP              | US        |        27 | NS      | $8714.25      | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Netflix Inc                    | Netflix Inc                                | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |        79 | NS      | $27954.94     | 4.21%             |  |  |  | No            |                  1 | On Loan: No      |
| NIKE Inc                       | NIKE Inc                                   | CUSIP: 654106103<br>LEI: 787RXPR0UX0O0XUXPZ81 | Long             | EC               | CORP              | US        |       153 | NS      | $19481.49     | 2.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Otis Worldwide Corp            | Otis Worldwide Corp                        | CUSIP: 68902V107<br>LEI: 549300ZLBKR8VSU25153 | Long             | EC               | CORP              | US        |       126 | NS      | $10360.98     | 1.56%             |  |  |  | No            |                  1 | On Loan: No      |
| PayPal Holdings Inc            | PayPal Holdings Inc                        | CUSIP: 70450Y103<br>LEI: 5493005X2GO78EFZ3E94 | Long             | EC               | CORP              | US        |       100 | NS      | $8149.00      | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Regeneron Pharmaceuticals Inc  | Regeneron Pharmaceuticals Inc              | CUSIP: 75886F107<br>LEI: 549300RCBFWIRX3HYQ56 | Long             | EC               | CORP              | US        |        13 | NS      | $9860.11      | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| ServiceNow Inc                 | ServiceNow Inc                             | CUSIP: 81762P102<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               | CORP              | US        |        28 | NS      | $12743.64     | 1.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Thermo Fisher Scientific Inc   | Thermo Fisher Scientific Inc               | CUSIP: 883556102<br>LEI: HCHV7422L5HDJZCRFL38 | Long             | EC               | CORP              | US        |        40 | NS      | $22813.20     | 3.44%             |  |  |  | No            |                  1 | On Loan: No      |
| TransDigm Group Inc            | TransDigm Group Inc                        | CUSIP: 893641100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |         8 | NS      | $5742.00      | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| UnitedHealth Group Inc         | UnitedHealth Group Inc                     | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |        20 | NS      | $9983.80      | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| VeriSign Inc                   | VeriSign Inc                               | CUSIP: 92343E102<br>LEI: LMPL4N8ZOJRMF0KOF759 | Long             | EC               | CORP              | US        |        30 | NS      | $6541.50      | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Verisk Analytics Inc           | Verisk Analytics Inc                       | CUSIP: 92345Y106<br>LEI: 549300I1YSWNIRKBWP67 | Long             | EC               | CORP              | US        |       101 | NS      | $18360.79     | 2.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                       | Visa Inc                                   | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |       107 | NS      | $24632.47     | 3.71%             |  |  |  | No            |                  1 | On Loan: No      |
| WillScot Mobile Mini Holdings  | WillScot Mobile Mini Holdings Corp         | CUSIP: 971378104<br>LEI: 549300HJ4VIXF476Q166 | Long             | EC               | CORP              | US        |        95 | NS      | $4603.70      | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Xylem Inc/NY                   | Xylem Inc/NY                               | CUSIP: 98419M100<br>LEI: 549300DF5MV96DRYLQ48 | Long             | EC               | CORP              | US        |        57 | NS      | $5928.57      | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Zoetis Inc                     | Zoetis Inc                                 | CUSIP: 98978V103<br>LEI: 549300HD9Q1LOC9KLJ48 | Long             | EC               | CORP              | US        |        55 | NS      | $9101.95      | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Linde PLC                      | Linde PLC                                  | CUSIP: G5494J103<br>LEI: 8945002PAZHZLBGKGF02 | Long             | EC               | CORP              | GB        |        45 | NS      | $14892.30     | 2.24%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-23

**Name of Applicant:** Listed Funds Trust

**Signature:** /s/Travis Babich

**Name of Signer:** Travis Babich

**Title:** Treasurer