# EDGAR Filing Document

**Accession Number:** 0001196793
**File Stem:** 0001209191-23-008076
**Filing Date:** 2023-2
**Character Count:** 7852
**Document Hash:** 20e57a26ccc2b18051e22a85a583325e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001209191-23-008076.hdr.sgml**: 20230209

**ACCESSION NUMBER**: 0001209191-23-008076

**CONFORMED SUBMISSION TYPE**: 5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230209

**DATE AS OF CHANGE**: 20230209

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** HELMERICH HANS
- **CENTRAL INDEX KEY:** 0001196793

**FILING VALUES:**
- **FORM TYPE:** 5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-10447
- **FILM NUMBER:** 23607309

**MAIL ADDRESS:**
- **STREET 1:** C/O CIIRMAREX ENERGY CO
- **STREET 2:** 707 17TH ST. #3300
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80202-3404
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Coterra Energy Inc.
- **CENTRAL INDEX KEY:** 0000858470
- **STANDARD INDUSTRIAL CLASSIFICATION:** CRUDE PETROLEUM & NATURAL GAS [1311]
- **IRS NUMBER:** 043072771
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 840 GESSNER ROAD, SUITE 1400
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77024
- **BUSINESS PHONE:** 2815894600

**MAIL ADDRESS:**
- **STREET 1:** 840 GESSNER ROAD, SUITE 1400
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77024

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CABOT OIL & GAS CORP
- **DATE OF NAME CHANGE:** 19920703

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 5

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>HELMERICH HANS<br><sub>(Last) (First) (Middle)</sub><br>840 GESSNER ROAD, SUITE 1400<br><sub>(Street)</sub><br>HOUSTON, TX 77024<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2022-12-31 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Coterra Energy Inc. [ CTRA ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2022-03-30 |  | A | V | 150 | A | $27.26 | 1304895 | I | Indirect (Peggy Helmerich QTIP Trust (fka Trustee of Estate of W.H. Helmerich III)) |
| Common Stock | 2022-03-30 |  | A | V | 196 | A | $27.26 | 47458 | D |  |
| Common Stock | 2022-06-01 |  | A | V | 5684<sup>(1)</sup> | A | $0.00 | 53142 | D |  |
| Common Stock |  |  |  |  |  |  |  | 121145 | I | Indirect (Co-Trustee of The Helmerich Trust (fka Co-Trustee of the Helmerich Foundation)) |
| Common Stock |  |  |  |  |  |  |  | 233699<sup>(2)</sup> | I | Indirect (Trustee, 1993 Hans Helmerich Trust) |
| Common Stock |  |  |  |  |  |  |  | 44409 | I | Indirect (Co-Manager of Helmerich Grandchildren LLC) |
| Common Stock |  |  |  |  |  |  |  | 31573<sup>(3)</sup> | I | Indirect (Trustee of Family Trust) |
| Common Stock |  |  |  |  |  |  |  | 40146 | I | Indirect (Saddleridge, LLC) |
| Common Stock |  |  |  |  |  |  |  | 45967<sup>(4)</sup> | I | Indirect (by wife) |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) Represents an annual award of restricted stock units as compensation for the reporting person's duties as director, as described in the issuer's 2022 proxy statement, which award is subject to service-based vesting, the restrictions on which lapse on the earlier to occur of (i) the termination of the service as a director other than because of removal or (ii) April 3, 2023.

(2) Includes 7,939 shares previously owned directly that were contributed to the 1993 Hans Helmerich Trust.  The amount of shares beneficially owned has also been adjusted up by five shares from the previously filed Form 4 to correct for a rounding error in calculating the exchange of securities upon the effectiveness of the merger between Cimarex Energy Co. and Cabot Oil & Gas Corporation on October 1, 2021.

(3) The amount of shares beneficially owned has been adjusted down by two shares from the previously filed Form 4 to correct for a rounding error in calculating the exchange of securities upon the effectiveness of the merger between Cimarex Energy Co. and Cabot Oil & Gas Corporation on October 1, 2021.

(4) The amount of shares beneficially owned has been adjusted down by one share from the previously filed Form 4 to correct for a rounding error in calculating the exchange of securities upon the effectiveness of the merger between Cimarex Energy Co. and Cabot Oil & Gas Corporation on October 1, 2021.

**Signature:** Marcus G. Bolinder, Attorney-in-Fact for Hans Helmerich  
**Date:** 2023-02-09

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**