# EDGAR Filing Document

**Accession Number:** 0000860681
**File Stem:** 0000860681-26-000004
**Filing Date:** 2026-3
**Character Count:** 2666
**Document Hash:** 53494361f36d1dc9c54365723a5715dd
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000860681-26-000004.hdr.sgml**: 20260309

**ACCESSION NUMBER**: 0000860681-26-000004

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260309

**DATE AS OF CHANGE**: 20260309

**EFFECTIVENESS DATE**: 20260309

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BROOKWOOD ASSOCIATES, L.L.C.
- **CENTRAL INDEX KEY:** 0000860681

**ORGANIZATION NAME:**
- **EIN:** 582587928
- **STATE OF INCORPORATION:** GA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-42303
- **FILM NUMBER:** 26733584

**BUSINESS ADDRESS:**
- **STREET 1:** 15 PIEDMONT CENTER SUITE 820
- **CITY:** ATLANTA
- **STATE:** GA
- **ZIP:** 30305
- **BUSINESS PHONE:** 404-874-7433

**MAIL ADDRESS:**
- **STREET 1:** 15 PIEDMONT CENTER SUITE 820
- **CITY:** ATLANTA
- **STATE:** GA
- **ZIP:** 30305

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BROOKWOOD ASSOCIATES INC                                /BD
- **DATE OF NAME CHANGE:** 20001213

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BROOKWOOD ASSOCIATES LLC                                /BD
- **DATE OF NAME CHANGE:** 19900216

### Attached PDF Documents

**Attachment 1:** `bwauditreport2025_1.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000860681

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** BROOKWOOD ASSOCIATES, L.L.C.

**Business Address:** 15 PIEDMONT CENTER SUITE 820, ATLANTA, GA, 30305

**Contact Person:** Paula Hendrixson

**Contact Phone:** 603-731-3598

### Independent Public Accountant Identification

**Accountant Name:** Greer Walker, LLP

**Accountant Address:** 227 West Trade St, Suite 1100, Charlotte, NC, 28202

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Robert Winborne**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **BROOKWOOD ASSOCIATES, L.L.C.**, as of **12-31-2025**, are true and correct.

**Signature:** Robert Winborne

**Title:** President

**Notarized:** Yes