# EDGAR Filing Document

**Accession Number:** 0000101295
**File Stem:** 0001171843-25-007076
**Filing Date:** 2025-11
**Character Count:** 11096
**Document Hash:** b06474912c415d02c756d43575d90cbc
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001171843-25-007076.hdr.sgml**: 20251106

**ACCESSION NUMBER**: 0001171843-25-007076

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 14

**CONFORMED PERIOD OF REPORT**: 20251106

**ITEM INFORMATION**: Results of Operations and Financial Condition

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20251106

**DATE AS OF CHANGE**: 20251106

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** UNITED GUARDIAN INC
- **CENTRAL INDEX KEY:** 0000101295
- **STANDARD INDUSTRIAL CLASSIFICATION:** PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844]
- **ORGANIZATION NAME:** 08 Industrial Applications and Services
- **EIN:** 111719724
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-10526
- **FILM NUMBER:** 251456469

**BUSINESS ADDRESS:**
- **STREET 1:** 230 MARCUS BLVD
- **CITY:** HAUPPAUGE
- **STATE:** NY
- **ZIP:** 11788
- **BUSINESS PHONE:** 631-273-0900

**MAIL ADDRESS:**
- **STREET 1:** 230 MARCUS BLVD.
- **CITY:** HAUPPAUGE
- **STATE:** NY
- **ZIP:** 11788

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UNITED INTERNATIONAL RESEARCH INC
- **DATE OF NAME CHANGE:** 19820422

?xml version='1.0' encoding='ASCII'? Form 8-K

### UNITED STATES

### SECURITIES AND EXCHANGE COMMISSION

### Washington, D.C. 20549
_________________

### FORM 8-K
_________________

#### CURRENT REPORT

#### Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

#### Date of Report (Date of earliest event reported): November 6, 2025
_______________________________

#### United-Guardian, Inc.
(Exact name of registrant as specified in its charter)

_______________________________

---

| | | |
|:---|:---|:---|
| **Delaware** | **001-10526** | **11-1719724** |
| (State or Other Jurisdiction of Incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) |

---

#### 230 Marcus Boulevard

#### Hauppauge, New York 11788
(Address of Principal Executive Offices) (Zip Code)

(631) 273-0900

(Registrant's telephone number, including area code)

#### Not Applicable
(Former name or former address, if changed since last report)

_______________________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

---

| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Common Stock, $0.10 par value per share | UG | NASDAQ Global Market |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

**Item 2.02. Results of Operations and Financial Condition.**

On November 6, 2025, the Registrant issued a press release, a copy of which is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

**Item 9.01. Financial Statements and Exhibits.**

(d) Exhibits

---

| | |
|:---|:---|
| **<u>Exhibit Number</u>** | **<u>Description</u>** |
| [99.1](exh_991.htm) | [Press Release dated November 6, 2025](exh_991.htm) |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |

---

#### SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | | |
|:---|:---|:---|
|  | **United-Guardian, Inc.** | **United-Guardian, Inc.** |
| Date: November 6, 2025 | By: | <u>/s/ Donna Vigilante&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</u> |
|  |  | Donna Vigilante |
|  |  | President |

---

## Exhibit 99.1

**EXHIBIT 99.1**

**United-Guardian Reports Third Quarter Earnings**

HAUPPAUGE, N.Y., Nov. 06, 2025 (GLOBE NEWSWIRE) -- United-Guardian, Inc. (NASDAQ:UG) announced today the financial results for the third quarter and the first nine months of 2025. Sales for the nine-month period ended September 30<sup>th</sup> decreased from $9,705,262 in 2024 to $7,583,613 in 2025 and net income decreased from $2,747,151 ($0.60 per share) to $1,456,162 ($0.32 per share). Third quarter sales decreased from $3,060,113 in 2024 to $2,264,261 in 2025 and net income decreased from $865,484 ($0.19 per share) to $268,441 ($0.06 per share).

Donna Vigilante, President of United-Guardian, stated, "While sales of our pharmaceutical and medical products both increased during the first nine-months of 2025 compared with the same period in 2024 (increasing by 10% and 6%, respectively), we did experience a decrease in sales of our cosmetic ingredients in this year's third quarter compared with 2024. That decrease was attributable primarily to reduced purchases of our cosmetic ingredients by Ashland Specialty Ingredients ("ASI"), our largest marketing partner, which has been dealing with difficult tariff and geopolitical concerns in Asia that have caused some customers to move towards lower cost local products. This has resulted in ASI having to work down excess inventory, which has caused a decrease in their orders this year. This is consistent with recent reports that indicated that sales and earnings of U.S. chemical companies in the third quarter were depressed mainly due to weak China demand, continued destocking, and tariffs. ASI has indicated to us that it is confident that it will be able to regain market share by offering more competitive pricing going forward."

"On a positive note we have made progress with our project to increase sales of Renacidin<sup>®</sup>, our most important pharmaceutical product, by working with an outside pharmaceutical consultant to have Renacidin included on additional drug formularies. We are excited about the potential this project has to significantly increase sales of Renacidin over the coming years. We are hopeful that this project, along with the new marketing agreements we have negotiated recently for some of our new personal care products, will give us an excellent opportunity to increase our revenue in the coming years.

United-Guardian is a manufacturer of cosmetic ingredients, pharmaceuticals, medical lubricants, and sexual wellness ingredients.

---

| | |
|:---|:---|
| Contact: | Donna Vigilante |
|  | (631) 273-0900 |
|  | dvigilante@u-g.com |

---

NOTE: This press release contains both historical and "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. These statements about the company's expectations or beliefs concerning future events, such as financial performance, business prospects, and similar matters, are being made in reliance upon the "safe harbor" provisions of that Act. Such statements are subject to a variety of factors that could cause our actual results or performance to differ materially from the anticipated results or performance expressed or implied by such forward-looking statements. For further information about the risks and uncertainties that may affect the company's business please refer to the company's reports and filings with the Securities and Exchange Commission.

**Financial Results for the**

**Three and Nine Months Ended**

**September 30, 2025 and 2024**

**STATEMENTS OF INCOME** 

(unaudited)

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **THREE MONTHS ENDED**<br> **SEPTEMBER 30,** | **THREE MONTHS ENDED**<br> **SEPTEMBER 30,** | **NINE MONTHS ENDED**<br> **SEPTEMBER 30,** | **NINE MONTHS ENDED**<br> **SEPTEMBER 30,** |
|  | &nbsp;&nbsp;&nbsp;&nbsp; **<u>2025</u>** | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; **<u>2024</u>** | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; **<u>2025</u>** | &nbsp;&nbsp;&nbsp;&nbsp;  **<u>2024</u>** |
| **Net sales** | $<u>2264261</u> | $<u>3060113</u> | $<u>7583613</u> | $<u>9705262</u> |
| **Costs and expenses**: |  |  |  |  |
| &nbsp;&nbsp;Cost of sales | &nbsp;&nbsp;1311192 | &nbsp;&nbsp;1408866 | &nbsp;&nbsp;3775122 | &nbsp;&nbsp;4526446 |
| &nbsp;&nbsp;Operating expenses | &nbsp;&nbsp;620893 | &nbsp;&nbsp;591047 | &nbsp;&nbsp;1947678 | &nbsp;&nbsp;1762689 |
| &nbsp;&nbsp;Research and development expense | &nbsp;&nbsp; <u>117104</u> | &nbsp;&nbsp; <u>111072</u> | &nbsp;&nbsp; <u>339366</u> | &nbsp;&nbsp; <u>325714</u> |
| &nbsp;&nbsp;&nbsp;&nbsp;**Total costs and expenses** | &nbsp;&nbsp;&nbsp;&nbsp;<u>2049189</u> | &nbsp;&nbsp;&nbsp;&nbsp;<u>2110985</u> | &nbsp;&nbsp;&nbsp;&nbsp;<u>6062166</u> | &nbsp;&nbsp;&nbsp;&nbsp;<u>6614849</u> |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**Income from operations** | &nbsp;&nbsp;&nbsp;&nbsp; <u>215072</u> | &nbsp;&nbsp;&nbsp;&nbsp; <u>949128</u> | &nbsp;&nbsp;&nbsp;&nbsp;<u>1521447</u> | &nbsp;&nbsp;&nbsp;&nbsp;<u>3090413</u> |
| **Other Income:** |  |  |  |  |
| &nbsp;&nbsp;Investment income | &nbsp;&nbsp;75165 | &nbsp;&nbsp;99934 | &nbsp;&nbsp;230425 | &nbsp;&nbsp;298014 |
| &nbsp;&nbsp;Net gain on marketable<br>securities | &nbsp;&nbsp;<u>36238</u> | &nbsp;&nbsp;<u>47223</u> | &nbsp;&nbsp;<u>73164</u> | &nbsp;&nbsp;<u>79218</u> |
| &nbsp;&nbsp;&nbsp;&nbsp;**Total other income** | &nbsp;&nbsp;&nbsp;&nbsp; <u>111403</u> | &nbsp;&nbsp;&nbsp;&nbsp; <u>147157</u> | &nbsp;&nbsp;&nbsp;&nbsp; <u>303589</u> | &nbsp;&nbsp;&nbsp;&nbsp; <u>377232</u> |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**Income before provision**<br>**for income taxes**<br>| &nbsp;&nbsp;&nbsp;&nbsp;326475 | &nbsp;&nbsp;&nbsp;&nbsp;1096285 | &nbsp;&nbsp;&nbsp;&nbsp;1825036 | &nbsp;&nbsp;&nbsp;&nbsp;3467645 |
| **Provision for income taxes** | <u>58034</u> | <u>230801</u> | <u>368874</u> | <u>720494</u> |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; **Net income** | $&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; <u>268441</u> | $&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; <u>865484</u> | $&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<u>1456162</u> | $&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<u>2747151</u> |
| **Earnings per common share**<br> **(Basic and Diluted)** | $<u>0.06</u> | $<u>0.19</u> | $<u>0.</u><u>32</u> | $<u>0.60</u> |
| **Weighted average shares**<br> **(Basic and Diluted)** | 4594319 | 4594319 | 4594319 | 4594319 |

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