# EDGAR Filing Document

**Accession Number:** 0001253179
**File Stem:** 0001253179-26-000002
**Filing Date:** 2026-3
**Character Count:** 6194
**Document Hash:** 5bc8fd8440ae3774ec7966c2da79822c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001253179-26-000002.hdr.sgml**: 20260330

**ACCESSION NUMBER**: 0001253179-26-000002

**CONFORMED SUBMISSION TYPE**: TA-2

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260330

**DATE AS OF CHANGE**: 20260330

**EFFECTIVENESS DATE**: 20260330

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GEMINI FUND SERVICES, LLC
- **CENTRAL INDEX KEY:** 0001253179

**ORGANIZATION NAME:**
- **EIN:** 383679476
- **STATE OF INCORPORATION:** NE

**FILING VALUES:**
- **FORM TYPE:** TA-2
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-06083
- **FILM NUMBER:** 26812165

**BUSINESS ADDRESS:**
- **STREET 1:** 4221 N. 203RD STREET
- **STREET 2:** SUITE 100
- **CITY:** ELKHORN
- **STATE:** NE
- **ZIP:** 68022
- **BUSINESS PHONE:** (402) 896-7197

**MAIL ADDRESS:**
- **STREET 1:** 4221 N. 203RD STREET
- **STREET 2:** SUITE 100
- **CITY:** ELKHORN
- **STATE:** NE
- **ZIP:** 68022

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GEMINI FUND SERVICES LLC
- **DATE OF NAME CHANGE:** 20190306

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GEMINI FUND SERVICES, LLC
- **DATE OF NAME CHANGE:** 20190305

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GEMINI FUND SERVICES LLC
- **DATE OF NAME CHANGE:** 20030710

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-2

### FORM FOR REPORTING ACTIVITIES OF TRANSFER AGENTS

### Registrant and Reporting Period Information

**CIK:** 0001253179

**SEC File Number:** 084-06083

**For the reporting period ended:** 2025-12-31

### Item 1. Full Name of Registrant

GEMINI FUND SERVICES, LLC

### Item 2. Service Company Activities

**a. During the reporting period, has the Registrant engaged a service company to perform any of its transfer agent functions?**

[ ] All

[ ] Some

[X] None

**c. Is the Registrant engaged as a service company by a named transfer agent?** [ ] Yes [X] No

### Item 3. Regulatory and Amendment Information

**a. Registrant's appropriate regulatory agency (ARA):** Securities and Exchange Commission

**b. During the reporting period, has the Registrant amended Form TA-1?** Not Applicable

### Item 4. Transfer Agent Activities During the Reporting Period:

**a. Number of items received for transfer:** 20804

**b. Number of individual securityholder accounts for which the TA maintained master securityholder files:** 60036

### Item 5. Aggregate number of individual securityholder accounts, including accounts in the Direct Registration System (DRS), dividend reinvestment plans and/or direct purchase plans as of December 31:

**a. Total number of individual securityholder accounts:** 60036

**b. Number of individual securityholder dividend reinvestment plan and/or direct purchase plan accounts:** 54237

**c. Number of individual securityholder DRS accounts:** 0

**d. Approximate percentage of accounts by security type:**

| Corporate Securities - Equity   | Corporate Securities - Debt   | Open-End Investment Company Securities   | Limited Partnership Securities   | Municipal Debt Securities   | Other Securities   |
|:---|:---|:---|:---|:---|:---|
| 3.85%                           | 0.00%                         | 93.27%                                   | 0.00%                            | 0.00%                       | 2.88%              |

### Item 6. Number of securities issues for which Registrant acted:

---

|  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- |
|  | Corporate Securities | Corporate Securities | Open-End Investment Company Securities | Limited Partnership Securities | Municipal Debt Securities | Other Securities |
|  | Equity | Debt |  |  |  |  |
| 6(a). Receives items for transfer and maintains the master securityholder files: | 4 | 0 | 97 | 0 | 0 | 3 |
| 6(b). Receives items for transfer but does not maintain the master securityholder files: | 0 | 0 | 0 | 0 | 0 | 0 |
| 6(c). Does not receive items for transfer but maintains the master securityholder files: | 0 | 0 | 0 | 0 | 0 | 0 |

---

### Item 7. Scope of certain additional types of activities performed:

**a. Number of issues for which dividend reinvestment plan and/or direct purchase plan services were provided:** 104

**b. Number of issues for which DRS services were provided:** 0

**c(i). Dividend disbursement and interest paying agent activities - Number of issues:** 103

**c(ii). Dividend disbursement and interest paying agent activities - Amount (in dollars):** $410501428.49

### Item 8. Aged record differences, existing for more than 30 days:

|  | Prior Transfer Agent(s) (If applicable)   | Current Transfer Agent   |
|:---|:---|:---|
| 8(a)(i). Number of issues:           | 0                                         | 0                        |
| 8(a)(ii). Market value (in dollars): | $0.00                                     | $0.00                    |

**8(b). Number of quarterly reports regarding buy-ins filed:** 0

**8(c). During the reporting period, did the Registrant file all quarterly reports regarding buy-ins?** [X] Yes [ ] No [ ] NA

### Item 9. Turnaround time for routine items:

**a. Has the Registrant always been in compliance with the turnaround time for routine items?** [X] Yes [ ] No [ ] NA

### Item 10. Open-end investment company securities activities:

**a. Total number of transactions processed:** 421855

**b. Number of transactions processed on a date other than date of receipt of order (as ofs):** 473

### Item 11. Lost Securityholder Searches

**a. Date of database search:** 07/14/2025

**b. Number of lost securityholder accounts submitted for database search:** 571

**c. Number of addresses obtained from database search:** 105

### Item 12. Accounts Remitted to States

**Number of securityholder accounts that have been remitted to states:** 4

### SIGNATURE

|  |  |
|:---|:---|
| Signature of Official responsible for Form | Ian Martin                   |
| Title of Signing Officer                   | Chief Administrative Officer |
| Telephone Number                           | 513-869-4299                 |
| Date Signed (Month/Day/Year)               | 03/30/2026                   |