# EDGAR Filing Document

**Accession Number:** 0001396440
**File Stem:** 0001396440-23-000018
**Filing Date:** 2023-2
**Character Count:** 11550
**Document Hash:** 78ce3b59e35909be46761977d341b604
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001396440-23-000018.hdr.sgml**: 20230222

**ACCESSION NUMBER**: 0001396440-23-000018

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 14

**CONFORMED PERIOD OF REPORT**: 20230222

**ITEM INFORMATION**: Other Events

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230222

**DATE AS OF CHANGE**: 20230222

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Main Street Capital CORP
- **CENTRAL INDEX KEY:** 0001396440
- **IRS NUMBER:** 412230745
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 814-00746
- **FILM NUMBER:** 23650580

**BUSINESS ADDRESS:**
- **STREET 1:** 1300 POST OAK BOULEVARD
- **STREET 2:** 8TH FLOOR
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77056
- **BUSINESS PHONE:** (713) 350-6000

**MAIL ADDRESS:**
- **STREET 1:** 1300 POST OAK BOULEVARD
- **STREET 2:** 8TH FLOOR
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77056

?xml version="1.0" ? main-20230222

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

__________________________________________________________________________

**FORM 8-K**

__________________________________________________________________________

**CURRENT REPORT**

**Pursuant to Section 13 OR 15(d) of**

**the Securities Exchange Act of 1934**

Date of Report (Date of earliest event reported) **February 22, 2023**

__________________________________________________________________________

**Main Street Capital Corporation**

(Exact name of registrant as specified in its charter)

---

| | | |
|:---|:---|:---|
| **Maryland** | **001-33723** | **41-2230745** |
| (State or other jurisdiction<br>of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |

---

---

| | |
|:---|:---|
| **1300 Post Oak Boulevard, 8th Floor, Houston, Texas** | **77056** |
| (Address of principal executive offices) | (Zip Code) |

---

Registrant's telephone number, including area code: **713-350-6000**

Not Applicable

___________________________________________________________________________________

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

□ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

□ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

□ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

□ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

---

| | | |
|:---|:---|:---|
| **<u>Title of each class</u>** | **<u>Trading Symbol</u>** | **<u>Name of each exchange on which registered</u>** |
| Common Stock, par value $0.01 per share | MAIN | New York Stock Exchange |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company □

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. □

------

---

| | |
|:---|:---|
| **Item 8.01** | &nbsp;&nbsp;**Other Events.** |

---

On February 22, 2023, the Registrant issued a press release. A copy of such press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

---

| | |
|:---|:---|
| **Item 9.01** | **Financial Statements and Exhibits.** |

---

(d) Exhibits

99.1 <u>[Press release dated February 22, 2023](main-2023222xexx991.htm)</u> <br> 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

------

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | | |
|:---|:---|:---|
| | **Main Street Capital Corporation** | **Main Street Capital Corporation** |
| Date: February 22, 2023 | By: | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;*/s/ Jason B. Beauvais* |
|  |  | Name:&nbsp;&nbsp;&nbsp;&nbsp;Jason B. Beauvais |
|  |  | Title:&nbsp;&nbsp;&nbsp;&nbsp; General Counsel |

---

## Exhibit 99.1

**Exhibit 99.1**

---

| | |
|:---|:---|
| ![mainst.jpg](mainst.jpg) | ***NEWS RELEASE*** |
|  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Contacts:<br><u>Main Street Capital Corporation</u><br>Dwayne L. Hyzak, CEO, dhyzak@mainstcapital.com<br>Jesse E. Morris, CFO and COO, jmorris@mainstcapital.com<br>713-350-6000<br><u>Dennard Lascar Investor Relations</u><br>Ken Dennard / ken@dennardlascar.com<br>Zach Vaughan / zvaughan@dennardlascar.com<br>713-529-6600 |

---

**Main Street Announces Second Quarter 2023 Regular Monthly Dividends and Supplemental Dividend Payable in March 2023**

**Regular Monthly Dividends of $0.225 per Share for each of** 

**April, May and June 2023**

**Supplemental Dividend of $0.175 per Share Payable in March 2023**

**HOUSTON, February 22, 2023** – Main Street Capital Corporation (NYSE: MAIN) ("Main Street") is pleased to announce that its Board of Directors declared regular monthly cash dividends of $0.225 per share for each of April, May and June 2023. These monthly dividends, which will be payable pursuant to the table below, total $0.675 per share for the second quarter of 2023 and represent a 4.7% increase from the regular monthly dividends paid in the second quarter of 2022 and are consistent with the regular monthly dividends declared for the first quarter of 2023. Since its October 2007 initial public offering, Main Street has periodically increased the amount of its regular monthly dividends paid per share and has never reduced its regular monthly dividend amount per share.

**Summary of Second Quarter 2023 Regular Monthly Dividends**

---

| | | | | |
|:---|:---|:---|:---|:---|
| <u>Declared</u> | <u>Ex-Dividend Date</u> | <u>Record Date</u> | <u>Payment Date</u> | <u>Amount Per Share</u> |
| 2/21/2023<br>2/21/2023<br>2/21/2023 | 4/6/2023<br>5/5/2023<br>6/7/2023 | 4/7/2023<br>5/8/2023<br>6/8/2023 | 4/14/2023<br>5/15/2023<br>6/15/2023 | $0.225<br>$0.225<br>$0.225 |
|  |  | Total for Second Quarter 2023: | Total for Second Quarter 2023: | $0.675 |

---

In addition to the regular monthly dividends for the second quarter of 2023, the Board of Directors declared a supplemental cash dividend of $0.175 per share payable in March 2023. This supplemental cash dividend, which will be payable as set forth in the table below, will be paid out of Main Street's undistributed taxable income (taxable income in excess of dividends paid) as of December 31, 2022.

------

**Supplemental Cash Dividend Payable in March 2023**

---

| | | | | |
|:---|:---|:---|:---|:---|
| <u>Declared</u> | <u>Ex-Dividend Date</u> | <u>Record Date</u> | <u>Payment Date</u> | <u>Amount Per Share</u> |
| 2/21/2023 | 3/20/2023 | 3/21/2023 | 3/28/2023 | $0.175 |

---

Including all dividends declared to date, including the second quarter 2023 regular monthly dividend and the March 2023 supplemental dividend, Main Street will have paid $36.645 per share in cumulative cash dividends since its October 2007 initial public offering at $15.00 per share.

The final determination of the tax attributes for dividends each year are made after the close of the tax year. The final tax attributes for 2023 dividends are currently expected to include a combination of ordinary taxable income and qualified dividends and may include capital gains and return of capital.

Main Street maintains a dividend reinvestment and direct stock purchase plan (the "Plan"). The dividend reinvestment feature of the Plan (the "DRIP") provides for the reinvestment of dividends on behalf of Main Street's registered stockholders who hold their shares with Main Street's transfer agent and registrar, American Stock Transfer and Trust Company, or certain brokerage firms that have elected to participate in the DRIP. Under the DRIP, if Main Street declares a dividend, registered stockholders who have not "opted out" of the DRIP by the dividend record date will have their dividend automatically reinvested into additional shares of Main Street common stock. The direct stock purchase feature of the Plan (the "DSPP") provides investors with a convenient and economical method to purchase shares of Main Street common stock. More information about the Plan (including the DSPP prospectus) can be found on the Main Street website (https://ir.mainstcapital.com/dividend-reinvestment-and-direct-stock-purchase-plan).

**ABOUT MAIN STREET CAPITAL CORPORATION**

Main Street (www.mainstcapital.com) is a principal investment firm that primarily provides long-term debt and equity capital to lower middle market companies and debt capital to middle market companies. Main Street's portfolio investments are typically made to support management buyouts, recapitalizations, growth financings, refinancings and acquisitions of companies that operate in diverse industry sectors. Main Street seeks to partner with entrepreneurs, business owners and management teams and generally provides "one stop" financing alternatives within its lower middle market investment strategy. Main Street's lower middle market companies generally have annual revenues between $10 million and $150 million. Main Street's middle market debt investments are made in businesses that are generally larger in size than its lower middle market portfolio companies.

Main Street, through its wholly owned portfolio company MSC Adviser I, LLC ("MSC Adviser"), also maintains an asset management business through which it manages investments for external parties. MSC Adviser is registered as an investment adviser under the Investment Advisers Act of 1940, as amended.

------

**FORWARD-LOOKING STATEMENTS**

This press release may contain certain forward-looking statements, including but not limited to the continued payment and growth of future dividends and the potential tax attributes for 2023 dividends. Any such statements other than statements of historical fact are likely to be affected by other unknowable future events and conditions, including elements of the future that are or are not under Main Street's control, and that Main Street may or may not have considered; accordingly, such statements cannot be guarantees or assurances of any aspect of future performance. Actual performance and results could vary materially from these estimates and projections of the future as a result of a number of factors, including those described from time to time in Main Street's filings with the Securities and Exchange Commission. Such statements speak only as of the time when made and are based on information available to Main Street as of the date hereof and are qualified in their entirety by this cautionary statement. Main Street assumes no obligation to revise or update any such statement now or in the future.

\# \# \#

<br>