# EDGAR Filing Document

**Accession Number:** 0001415995
**File Stem:** 0000940400-26-011515
**Filing Date:** 2026-3
**Character Count:** 42284
**Document Hash:** 8a0d925a83129529b8bde06e6bcad6e6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-011515.hdr.sgml**: 20260325

**ACCESSION NUMBER**: 0000940400-26-011515

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260131

**FILED AS OF DATE**: 20260325

**DATE AS OF CHANGE**: 20260325

**PERIOD START**: 20260430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** New York Life Investments ETF Trust
- **CENTRAL INDEX KEY:** 0001415995

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22227
- **FILM NUMBER:** 26792931

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** (212) 576-5018

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IndexIQ ETF Trust
- **DATE OF NAME CHANGE:** 20080908

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IQSHARES Trust
- **DATE OF NAME CHANGE:** 20080808

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IQSHARES Trust 1
- **DATE OF NAME CHANGE:** 20071024

## Series and Classes Contracts Data

### NYLI Merger Arbitrage ETF (Series ID: S000025931)

| Class ID   | Class Name                | Ticker Symbol   |
|:---|:---|:---|
| C000077928 | NYLI Merger Arbitrage ETF | MNA             |

## Nport-Ex

Schedule of Investments ─ NYLI Merger Arbitrage ETF

January 31, 2026 (unaudited)

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Common Stocks — 84.1%** |  |  |
| **Communication Services — 6.6%** |  |  |
| Electronic Arts, Inc. | 48689 | $9928661 |
| TEGNA, Inc. | 355565 | 6812625 |
| &nbsp;&nbsp;Total Communication Services |  | 16741286 |
| **Consumer Discretionary — 0.6%** |  |  |
| Golden Entertainment, Inc. | 51682 | 1391279 |
| **Consumer Staples — 5.9%** |  |  |
| JDE Peet's NV | 250606 | 9427017 |
| Kenvue, Inc. | 288532 | 5020457 |
| Mandom Corp. | 28821 | 591329 |
| &nbsp;&nbsp;Total Consumer Staples |  | 15038803 |
| **Energy — 0.9%** |  |  |
| NuVista Energy Ltd.\* | 167600 | 2307030 |
| **Financials — 7.4%** |  |  |
| Brighthouse Financial, Inc.\* | 43829 | 2807686 |
| Cantaloupe, Inc.\* | 151799 | 1630321 |
| DigitalBridge Group, Inc. | 183213 | 2819648 |
| Forge Global Holdings, Inc.\* | 9011 | 402792 |
| Heritage Commerce Corp. | 83576 | 1063922 |
| Just Group PLC | 2122064 | 6289927 |
| MidWestOne Financial Group, Inc. | 23002 | 1065453 |
| ProAssurance Corp.\* | 110430 | 2674614 |
| &nbsp;&nbsp;Total Financials |  | 18754363 |
| **Health Care — 8.2%** |  |  |
| Amicus Therapeutics, Inc.\* | 260800 | 3726832 |
| Avidity Biosciences, Inc.\* | 59918 | 4348249 |
| Dynavax Technologies Corp.\* | 110947 | 1718014 |
| Exact Sciences Corp.\* | 45759 | 4682976 |
| Hogy Medical Co., Ltd. | 30669 | 1330064 |
| Hologic, Inc.\* | 64369 | 4823169 |
| &nbsp;&nbsp;Total Health Care |  | 20629304 |
| **Industrials — 21.3%** |  |  |
| Air Lease Corp. | 125354 | 8101629 |
| American Woodmark Corp.\* | 43755 | 2598609 |
| Chart Industries, Inc.\* | 43366 | 8991506 |
| CSG Systems International, Inc. | 34024 | 2713414 |
| Dayforce, Inc.\* | 121760 | 8434315 |
| Fujitec Co., Ltd. | 150935 | 5542894 |
| Hillenbrand, Inc. | 102340 | 3265669 |
| Iveco Group NV | 200095 | 4491890 |
| Norfolk Southern Corp. | 33365 | 9717223 |
| &nbsp;&nbsp;Total Industrials |  | 53857149 |
| **Information Technology — 9.1%** |  |  |
| Confluent, Inc., Class A\* | 152683 | 4662939 |
| CyberArk Software Ltd.\* | 19932 | 8587304 |
| Jamf Holding Corp.\* | 162849 | 2125179 |
| Qorvo, Inc.\* | 45096 | 3522449 |
| RPMGlobal Holdings Ltd.\* | 149532 | 521678 |
| SEMrush Holdings, Inc., Class A\* | 151953 | 1806721 |
| Veeco Instruments, Inc.\* | 60240 | 1881295 |
| &nbsp;&nbsp;Total Information Technology |  | 23107565 |
| **Materials — 10.4%** |  |  |
| Axalta Coating Systems Ltd.\* | 141532 | 4752645 |
| New Gold, Inc.\* | 432846 | 4341445 |
| Olympic Steel, Inc. | 14298 | 687591 |
| Sealed Air Corp. | 113869 | 4768834 |
| Teck Resources Ltd., Class B | 219079 | 11777687 |
| &nbsp;&nbsp;Total Materials |  | 26328202 |

---

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Common Stocks (continued)** |  |  |
| **Real Estate — 4.4%** |  |  |
| Alexander & Baldwin, Inc. | 106987 | $2218911 |
| InterRent Real Estate Investment Trust | 560657 | 5519003 |
| National Storage REIT | 1763401 | 3409567 |
| &nbsp;&nbsp;Total Real Estate |  | 11147481 |
| **Utilities — 9.3%** |  |  |
| Essential Utilities, Inc. | 143914 | 5582424 |
| Northwestern Energy Group, Inc. | 131312 | 8910832 |
| TXNM Energy, Inc. | 151540 | 8928737 |
| &nbsp;&nbsp;Total Utilities |  | 23421993 |
| **Total Common Stocks** |  |  |
| &nbsp;&nbsp;**(Cost $205,021,260)** |  | 212724455 |
| **Rights — 0.1%** |  |  |
| **Health Care — 0.1%** |  |  |
| Chinook Therapeutics, Inc.\*<sup>(b)</sup> | 435560 | 130668 |
| Epizyme, Inc.\*<sup>(b)</sup> | 1957185 | 39143 |
| Supernus Pharmaceuticals, Inc.\*<sup>(b)</sup> | 333265 | 19996 |
| Vigil Neuroscience, Inc.\*<sup>(b)</sup> | 55277 | 2764 |
| **Total Rights** |  |  |
| &nbsp;&nbsp;**(Cost $0)** |  | **192571** |
| **Short-Term Investment — 9.5%** |  |  |
| **Money Market Funds — 9.5%** |  |  |
| Dreyfus Institutional Preferred Government Money Market Fund, Institutional Shares, 3.65%<sup>(c)</sup> |  |  |
| **(Cost $24,107,769)** | 24107769 | **24107769** |
| **Total Investments — 93.7%<br> (Cost $229,129,029)** |  | **237024795** |
| **Other Assets and Liabilities,<br> Net — 6.3%** |  | **15844936** **<sup>(a)</sup>** |
| **Net Assets — 100.0%** |  | $**252869731** |

---

\* Non-income producing securities.

(a) "Other Assets and Liabilities, Net" includes pending sales that are also on loan. The aggregate market value of securities on loan was $2,530,110; total market value of collateral held consisted of non-cash U.S. Treasury securities collateral having a value of $2,589,254.

(b) Securities are fair valued as determined in good faith in accordance with the procedures established by the Board of Trustees. The securities are fair valued using significant unobservable inputs.

(c) Reflects the 1-day yield at January 31, 2026.

Schedule of Investments ─ NYLI Merger Arbitrage ETF (continued)

January 31, 2026 (unaudited)

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| **Total Return Swap contracts outstanding at January 31, 2026:** | **Total Return Swap contracts outstanding at January 31, 2026:** | **Total Return Swap contracts outstanding at January 31, 2026:** | **Total Return Swap contracts outstanding at January 31, 2026:** | **Total Return Swap contracts outstanding at January 31, 2026:** | **Total Return Swap contracts outstanding at January 31, 2026:** | **Total Return Swap contracts outstanding at January 31, 2026:** |
| **Total Return Benchmark** | **Counterparty** | **Floating Rate<sup>(d)</sup>**  | **Expiration Date** | **Payment Frequency** | **Notional<br> Amount Long/(Short)** | **Value/<br> Unrealized Appreciation/<br> (Depreciation)<sup>(e)</sup>** |
| Akzo Nobel NV | Morgan Stanley | 1-Day FEDEF <br>- 0.40% | 5/07/2027 | Monthly | $4924407 | $(23) |
| American Airlines Group, Inc. | Morgan Stanley | 1-Day FEDEF <br>- 0.35% | 5/07/2027 | Monthly | 13634715 | 2 |
| American Water Works Co., Inc. | Morgan Stanley | 1-Day FEDEF <br>- 0.35% | 2/02/2027 | Monthly | 5665320 |  |
| Axcelis Technologies, Inc. | Morgan Stanley | 1-Day FEDEF <br>- 0.35% | 2/02/2027 | Monthly | 1896323 |  |
| Black Hills Corp. | Morgan Stanley | 1-Day FEDEF <br>- 0.35% | 2/02/2027 | Monthly | 9386907 |  |
| Coeur Mining, Inc. | Morgan Stanley | 1-Day FEDEF <br>- 0.35% | 2/02/2027 | Monthly | 4386731 |  |
| CVB Financial Corp. | Morgan Stanley | 1-Day FEDEF <br>- 0.35% | 2/02/2027 | Monthly | 1070214 |  |
| Kimberly-Clark Corp. | Morgan Stanley | 1-Day FEDEF <br>- 0.35% | 2/02/2027 | Monthly | 4217278 |  |
| Masterbrand, Inc. | Morgan Stanley | 1-Day FEDEF <br>- 0.35% | 2/02/2027 | Monthly | 2730684 |  |
| Nicolet Bankshares, Inc. | Morgan Stanley | 1-Day FEDEF <br>- 0.35% | 2/02/2027 | Monthly | 1065946 |  |
| Ovintiv, Inc. | Morgan Stanley | 1-Day FEDEF <br>- 0.35% | 2/02/2027 | Monthly | 1249849 |  |
| Palo Alto Networks, Inc. | Morgan Stanley | 1-Day FEDEF <br>- 0.35% | 2/02/2027 | Monthly | 7760488 |  |
| Ryerson Holding Corp. | Morgan Stanley | 1-Day FEDEF <br>- 0.35% | 2/02/2027 | Monthly | 690035 |  |
| Skyworks Solutions, Inc. | Morgan Stanley | 1-Day FEDEF <br>- 0.35% | 2/02/2027 | Monthly | 2413516 |  |
| Union Pacific Corp. | Morgan Stanley | 1-Day FEDEF <br>- 0.35% | 2/02/2027 | Monthly | 7840350 |  |
| VICI Properties, Inc. | Morgan Stanley | 1-Day FEDEF <br>- 0.35% | 2/02/2027 | Monthly | 1308388 |  |
|  |  |  |  |  |  | $**(21)** |

---

At January 31, 2026, there was no collateral held or posted. The Fund either receives fees from, or pays to the counterparty, the total return of the benchmark and the agreed-upon financing rate.

&nbsp;&nbsp;&nbsp;&nbsp;(d) Portfolio pays or receives the floating rate and receives or pays
the total return of the reference rate entity.

&nbsp;&nbsp;&nbsp;&nbsp;(e) Reflects the value at reset date of January 31, 2026.

**Abbreviation**

FEDEF — Federal Funds Effective Rate

The following is a summary of the inputs used to value the Fund's investments as of January 31, 2026. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements.

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Description** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| **Asset Valuation Inputs** |  |  |  |  |
| Investments in Securities:<sup>(f)</sup> |  |  |  |  |
| &nbsp;&nbsp;Common Stocks | $212724455 | $— | $— | $212724455 |
| &nbsp;&nbsp;Rights |  |  | 192571 <sup>(g)</sup> | 192571 |
| Short-Term Investment: |  |  |  |  |
| &nbsp;&nbsp;Money Market Funds | 24107769 |  |  | 24107769 |
| Total Investments in Securities | 236832224 |  | 192571 | 237024795 |
| Other Financial Instruments:<sup>(h)</sup> |  |  |  |  |
| &nbsp;&nbsp;Swap Contracts |  | 2 |  | 2 |
| Total Investments in Securities and Other Financial Instruments | $236832224 | $2 | $192571 | $237024797 |
| **Liability Valuation Inputs** |  |  |  |  |
| Other Financial Instruments:<sup>(h)</sup> |  |  |  |  |
| &nbsp;&nbsp;Swap Contracts |  | (23) |  | (23) |

---

(f) For a complete listing of investments and their industries, see the Schedule of Investments.

(g) The Level 3 securities, valued in total at $192,571, have been fair valued in good faith in accordance with procedures established by the Board of Trustees.

(h) Reflects the unrealized appreciation (depreciation) of the instruments.

A reconciliation of assets in which Level 3 inputs are used in determining fair value is presented when there are significant Level 3 financial instruments at the beginning and/or end of the period.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** New York Life Investments ETF Trust

- **b. Investment Company Act file number:** 811-22227

- **c. CIK number of Registrant:** 0001415995

- **d. LEI of Registrant:** 549300RB5MLWJ1UN5M66

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 51 Madison Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10010

  - **Telephone number:** 888-474-7725

**Item A.2. Information about the Series.**

- **a. Name of Series:** NYLI Merger Arbitrage ETF

- **b. EDGAR series identifier (if any):** S000025931

- **c. LEI of Series:** 549300Q7XHADH3DHV187

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-04-30

- **b. Date as of which information is reported:** 2026-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $257224762.76

**Total Liabilities:** $4363278.93

**Net Assets:** $252861483.83

**Cash Not Reported:** $643736.82

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000077928 | 0.08%                | 0.25%                | 0.64%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-128338.23              | $3958803.76                                |
| Month 2  | $-151880.82              | $1950509.59                                |
| Month 3  | $4987326.31              | $1991753.67                                |

**Designated Index Information**

- **Index Name:** NYLI Merger Arbitrage Index

- **Index Identifier:** IQMNAT

### Schedule of Portfolio Investments

| Name                                                         | Title                                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| MORGAN STANLEY & CO. LLC                                     | TRS CVB FINANCIAL CORP                                       | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-23324.17    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS PALO ALTO NETWORKS INC                                   | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $337719.48    | 0.13%             |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS HUNTINGTON BANCSHARES INC/OH                             | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-22423.95    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS AMERICAN WATER WORKS CO INC                              | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $3994.45      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS NATIONAL INDUSTRIALIZATION CO                            | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-177946.87   | -0.07%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS MASTERBRAND INC                                          | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-236963.45   | -0.09%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS RAYONIER INC                                             | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-144787.02   | -0.06%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS SKYWORKS SOLUTIONS INC                                   | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $338145.82    | 0.13%             |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS COEUR MINING INC                                         | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DIR              | CORP              | US        |         1 | NC      | $-550353.34   | -0.22%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS AMERICAN AIRLINES GROUP INC                              | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-1505946.55  | -0.60%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS AKZO NOBEL NV                                            | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-58908.89    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS BLACK HILLS CORP                                         | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-435049.54   | -0.17%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS AXCELIS TECHNOLOGIES INC                                 | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DIR              | CORP              | US        |         1 | NC      | $-162015.79   | -0.06%            |  |  |  | No            |                  2 | On Loan: No      |
| Sealed Air Corp                                              | Sealed Air Corp                                              | CUSIP: 81211K100<br>LEI: Q0M0CZB4YN6JZ65WXI09 | Long             | EC               | CORP              | US        |    113869 | NS      | $4768833.72   | 1.89%             |  |  |  | No            |                  1 | On Loan: No      |
| REV Group Inc                                                | REV Group Inc                                                | CUSIP: 749527107<br>LEI: 549300SRD0SIG5ZZ3X20 | Long             | EC               | CORP              | US        |     61224 | NS      | $3912213.60   | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Fujitec Co Ltd                                               | Fujitec Co Ltd                                               | CUSIP: 000000000<br>LEI: 353800YTI2P5MIZAV086 | Long             | EC               | CORP              | JP        |    150935 | NS      | $5542893.65   | 2.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Essential Utilities Inc                                      | Essential Utilities Inc                                      | CUSIP: 29670G102<br>LEI: 549300ILTEOF3E3QY357 | Long             | EC               | CORP              | US        |    143914 | NS      | $5582424.06   | 2.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Exact Sciences Corp                                          | Exact Sciences Corp                                          | CUSIP: 30063P105<br>LEI: 549300VM3X1FYD4N9Z14 | Long             | EC               | CORP              | US        |     45759 | NS      | $4682976.06   | 1.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Cadence Bank                                                 | Cadence Bank                                                 | CUSIP: 12740C103<br>LEI: Q7C315HKI8VX0SSKBS64 | Long             | EC               | CORP              | US        |    105890 | NS      | $4459027.90   | 1.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Kenvue Inc                                                   | Kenvue Inc                                                   | CUSIP: 49177J102<br>LEI: 5493008HSF8L4M2LIJ82 | Long             | EC               | CORP              | US        |    288532 | NS      | $5020456.80   | 1.99%             |  |  |  | No            |                  1 | On Loan: No      |
| PotlatchDeltic Corp                                          | PotlatchDeltic Corp                                          | CUSIP: 737630103<br>LEI: 54930084YA8UJOTXDM59 | Long             | EC               | CORP              | US        |     88314 | NS      | $3685343.22   | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Chart Industries Inc                                         | Chart Industries Inc                                         | CUSIP: 16115Q308<br>LEI: EM7QGKC1GYOF3LSZSL80 | Long             | EC               | CORP              | US        |     43366 | NS      | $8991506.44   | 3.56%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS VICI PROPERTIES INC                                      | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-8923.08     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Northwestern Energy Group Inc                                | Northwestern Energy Group Inc                                | CUSIP: 668074305<br>LEI: 254900N1WG46G1VMDM34 | Long             | EC               | CORP              | US        |    131312 | NS      | $8910832.32   | 3.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Alexander & Baldwin Inc                                      | Alexander & Baldwin Inc                                      | CUSIP: 014491104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    106987 | NS      | $2218910.38   | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Electronic Arts Inc                                          | Electronic Arts Inc                                          | CUSIP: 285512109<br>LEI: 549300O7A67PUEYKDL45 | Long             | EC               | CORP              | US        |     48689 | NS      | $9928660.88   | 3.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Jamf Holding Corp                                            | Jamf Holding Corp                                            | CUSIP: 47074L105<br>LEI: 254900IHLXZU4Z5ANA12 | Long             | EC               | CORP              | US        |    162849 | NS      | $2125179.45   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Hologic Inc                                                  | Hologic Inc                                                  | CUSIP: 436440101<br>LEI: 549300DYP6F5ZJL0LB74 | Long             | EC               | CORP              | US        |     64369 | NS      | $4823169.17   | 1.91%             |  |  |  | No            |                  1 | On Loan: No      |
| JDE Peet's NV                                                | JDE Peet's NV                                                | CUSIP: 000000000<br>LEI: 724500EHG519SE5ZRT89 | Long             | EC               | CORP              | NL        |    250606 | NS      | $9427016.73   | 3.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Axalta Coating Systems Ltd                                   | Axalta Coating Systems Ltd                                   | CUSIP: 000000000<br>LEI: 529900AGLPA40GV6H619 | Long             | EC               | CORP              | US        |    141532 | NS      | $4752644.56   | 1.88%             |  |  |  | No            |                  1 | On Loan: No      |
| SEMrush Holdings Inc                                         | SEMrush Holdings Inc                                         | CUSIP: 81686C104<br>LEI: 254900WQEX0OLGK16D27 | Long             | EC               | CORP              | US        |    151953 | NS      | $1806721.17   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| CONTRA ADAMAS PHARMACE                                       | CONTRA ADAMAS PHARMACE                                       | CUSIP: 005CVR022<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    333265 | NS      | $19995.90     | 0.01%             |  |  |  | No            |                  3 | On Loan: No      |
| Norfolk Southern Corp                                        | Norfolk Southern Corp                                        | CUSIP: 655844108<br>LEI: 54930036C8MWP850MI84 | Long             | EC               | CORP              | US        |     33365 | NS      | $9717222.60   | 3.84%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS FIFTH THIRD BANCORP                                      | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-351158.43   | -0.14%            |  |  |  | No            |                  2 | On Loan: No      |
| Just Group PLC                                               | Just Group PLC                                               | CUSIP: 000000000<br>LEI: 5493006456YEZEELRR90 | Long             | EC               | CORP              | GB        |   2122064 | NS      | $6289926.64   | 2.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Dayforce Inc                                                 | Dayforce Inc                                                 | CUSIP: 15677J108<br>LEI: 549300T64GVCHFJ8L449 | Long             | EC               | CORP              | US        |    121760 | NS      | $8434315.20   | 3.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Qorvo Inc                                                    | Qorvo Inc                                                    | CUSIP: 74736K101<br>LEI: 254900YAUJV2EUEVBR11 | Long             | EC               | CORP              | US        |     45096 | NS      | $3522448.56   | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| MidWestOne Financial Group Inc                               | MidWestOne Financial Group Inc                               | CUSIP: 598511103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     23002 | NS      | $1065452.64   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| EPIZYME INCCONTINGENT                                        | EPIZYME INCCONTINGENT                                        | CUSIP: 294CVR014<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1957185 | NS      | $39143.70     | 0.02%             |  |  |  | No            |                  3 | On Loan: No      |
| Iveco Group NV                                               | Iveco Group NV                                               | CUSIP: 000000000<br>LEI: 549300ZWF2ZJDD9EOR96 | Long             | EC               | CORP              | IT        |    200095 | NS      | $4491889.71   | 1.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Olympic Steel Inc                                            | Olympic Steel Inc                                            | CUSIP: 68162K106<br>LEI: 549300GQ061U6N6KWJ49 | Long             | EC               | CORP              | US        |     14298 | NS      | $687590.82    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Hogy Medical Co Ltd                                          | Hogy Medical Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | JP        |     30669 | NS      | $1330063.59   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| New Gold Inc                                                 | New Gold Inc                                                 | CUSIP: 644535106<br>LEI: 5493005G0GNCHP0H6L96 | Long             | EC               | CORP              | CA        |    432846 | NS      | $4341445.38   | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Hillenbrand Inc                                              | Hillenbrand Inc                                              | CUSIP: 431571108<br>LEI: U246OE781574J2BUD366 | Long             | EC               | CORP              | US        |    102340 | NS      | $3265669.40   | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS RYERSON HOLDING CORP                                     | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-73248.86    | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| National Storage REIT                                        | National Storage REIT                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | AU        |   1763401 | NS      | $3409567.24   | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Dynavax Technologies Corp                                    | Dynavax Technologies Corp                                    | CUSIP: 268158201<br>LEI: 549300T5URIXWDILX594 | Long             | EC               | CORP              | US        |    110947 | NS      | $1718014.30   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Avidity Biosciences Inc                                      | Avidity Biosciences Inc                                      | CUSIP: 05370A108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     59918 | NS      | $4348249.26   | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| VIGIL NEUROSCIENCE INC                                       | VIGIL NEUROSCIENCE INC                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     55277 | NS      | $2763.85      | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| CSG Systems International Inc                                | CSG Systems International Inc                                | CUSIP: 126349109<br>LEI: 549300D7FJZUOHHXUA81 | Long             | EC               | CORP              | US        |     34024 | NS      | $2713414.00   | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| InterRent Real Estate Investme                               | InterRent Real Estate Investment Trust                       | CUSIP: 46071W205<br>LEI: N/A                  | Long             | EC               | CORP              | CA        |    560657 | NS      | $5519002.92   | 2.18%             |  |  |  | No            |                  1 | On Loan: No      |
| NuVista Energy Ltd                                           | NuVista Energy Ltd                                           | CUSIP: 67072Q104<br>LEI: 549300MG32TDSM60SX75 | Long             | EC               | CORP              | CA        |    167600 | NS      | $2307029.50   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| TEGNA Inc                                                    | TEGNA Inc                                                    | CUSIP: 87901J105<br>LEI: 549300YC5EDBGX85AO10 | Long             | EC               | CORP              | US        |    355565 | NS      | $6812625.40   | 2.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Comerica Inc                                                 | Comerica Inc                                                 | CUSIP: 200340107<br>LEI: I9Q57JVPWHHZ3ZGBW498 | Long             | EC               | CORP              | US        |     57213 | NS      | $5073076.71   | 2.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Air Lease Corp                                               | Air Lease Corp                                               | CUSIP: 00912X302<br>LEI: 5493004NW4M4P8TMMK63 | Long             | EC               | CORP              | US        |    125354 | NS      | $8101629.02   | 3.20%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS OVINTIV INC                                              | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-120175.23   | -0.05%            |  |  |  | No            |                  2 | On Loan: No      |
| Heritage Commerce Corp                                       | Heritage Commerce Corp                                       | CUSIP: 426927109<br>LEI: 549300CLIS851ELSR406 | Long             | EC               | CORP              | US        |     83576 | NS      | $1063922.48   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Golden Entertainment Inc                                     | Golden Entertainment Inc                                     | CUSIP: 381013101<br>LEI: 549300P8YYCKQVJ0Y638 | Long             | EC               | CORP              | US        |     51682 | NS      | $1391279.44   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| American Woodmark Corp                                       | American Woodmark Corp                                       | CUSIP: 030506109<br>LEI: 5299007PFSDWMA74RB56 | Long             | EC               | CORP              | US        |     43755 | NS      | $2598609.45   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Veeco Instruments Inc                                        | Veeco Instruments Inc                                        | CUSIP: 922417100<br>LEI: 5493004201F72ADDZW04 | Long             | EC               | CORP              | US        |     60240 | NS      | $1881295.20   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Brighthouse Financial Inc                                    | Brighthouse Financial Inc                                    | CUSIP: 10922N103<br>LEI: 5493003T8SZSHOGGAW52 | Long             | EC               | CORP              | US        |     43829 | NS      | $2807685.74   | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Mandom Corp                                                  | Mandom Corp                                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | JP        |     28821 | NS      | $591329.35    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Forge Global Holdings Inc                                    | Forge Global Holdings Inc                                    | CUSIP: 34629L202<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9011 | NS      | $402791.70    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Cantaloupe Inc                                               | Cantaloupe Inc                                               | CUSIP: 138103106<br>LEI: 529900O54DBQQVWO9Q85 | Long             | EC               | CORP              | US        |    151799 | NS      | $1630321.26   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Confluent Inc                                                | Confluent Inc                                                | CUSIP: 20717M103<br>LEI: 254900MRZ83YWUV7SN74 | Long             | EC               | CORP              | US        |    152683 | NS      | $4662938.82   | 1.84%             |  |  |  | No            |                  1 | On Loan: No      |
| TXNM Energy Inc                                              | TXNM Energy Inc                                              | CUSIP: 69349H107<br>LEI: 5493003JOBJGLZSDDQ28 | Long             | EC               | CORP              | US        |    151540 | NS      | $8928736.80   | 3.53%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS K-H CORP                                                 | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-209161.14   | -0.08%            |  |  |  | No            |                  2 | On Loan: No      |
| DigitalBridge Group Inc                                      | DigitalBridge Group Inc                                      | CUSIP: 25401T603<br>LEI: 549300XG87L902AGBO89 | Long             | EC               | CORP              | US        |    183213 | NS      | $2819648.07   | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Amicus Therapeutics Inc                                      | Amicus Therapeutics Inc                                      | CUSIP: 03152W109<br>LEI: 549300MRD1SMUTNBPQ53 | Long             | EC               | CORP              | US        |    260800 | NS      | $3726832.00   | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| CyberArk Software Ltd                                        | CyberArk Software Ltd                                        | CUSIP: 000000000<br>LEI: 529900YEXNDM894PWS93 | Long             | EC               | CORP              | IL        |     19932 | NS      | $8587303.56   | 3.40%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINOOK THERAPEUTICS INC CVR                                 | CHINOOK THERAPEUTICS INC CVR                                 | CUSIP: 169CVR016<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    435560 | NS      | $130668.00    | 0.05%             |  |  |  | No            |                  3 | On Loan: No      |
| RPMGlobal Holdings Ltd                                       | RPMGlobal Holdings Ltd                                       | CUSIP: 000000000<br>LEI: 529900TYT77BXLM9LW61 | Long             | EC               | CORP              | AU        |    149532 | NS      | $521678.07    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Dreyfus Institutional Preferred Government Money Market Fund | Dreyfus Institutional Preferred Government Money Market Fund | CUSIP: 26200X100<br>LEI: 549300RBWL04JG8SIX57 | Long             | STIV             | RF                | US        |  24107769 | NS      | $24107768.76  | 9.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Teck Resources Ltd                                           | Teck Resources Ltd                                           | CUSIP: 878742204<br>LEI: T8KI5SQ2JRWHL7XY0E11 | Long             | EC               | CORP              | CA        |    219079 | NS      | $11777687.04  | 4.66%             |  |  |  | No            |                  1 | On Loan: No      |
| ProAssurance Corp                                            | ProAssurance Corp                                            | CUSIP: 74267C106<br>LEI: 54930015E5J57R675E89 | Long             | EC               | CORP              | US        |    110430 | NS      | $2674614.60   | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS UNION PACIFIC CORP                                       | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-106319.21   | -0.04%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS KIMBERLY-CLARK CORP                                      | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $48847.98     | 0.02%             |  |  |  | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-03-25

**Name of Applicant:** New York Life Investments ETF Trust

**Signature:** Adefolahan Oyefeso

**Name of Signer:** Adefolahan Oyefeso

**Title:** Director and Vice President, IndexIQ