# EDGAR Filing Document

**Accession Number:** 0001453721
**File Stem:** 0001453721-25-000005
**Filing Date:** 2025-7
**Character Count:** 2435
**Document Hash:** c3d612cfe903b6dcf826081893eed2a5
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001453721-25-000005.hdr.sgml**: 20250714

**ACCESSION NUMBER**: 0001453721-25-000005

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250331

**FILED AS OF DATE**: 20250714

**DATE AS OF CHANGE**: 20250714

**EFFECTIVENESS DATE**: 20250714

**PERIOD START**: 20240401

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ROCKFLEET FINANCIAL SERVICES, INC.
- **CENTRAL INDEX KEY:** 0001453721

**ORGANIZATION NAME:**
- **EIN:** 263865459
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68139
- **FILM NUMBER:** 251122919

**BUSINESS ADDRESS:**
- **STREET 1:** 1101 TAMIAMI TRAIL S
- **STREET 2:** SUITE 102E
- **CITY:** VENICE
- **STATE:** FL
- **ZIP:** 34285
- **BUSINESS PHONE:** 888-909-4489

**MAIL ADDRESS:**
- **STREET 1:** 1101 TAMIAMI TRAIL S
- **STREET 2:** SUITE 102E
- **CITY:** VENICE
- **STATE:** FL
- **ZIP:** 34285

### Attached PDF Documents

**Attachment 1:** `033125Public2.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001453721

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 04-01-2024

**Report Period End Date:** 03-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** ROCKFLEET FINANCIAL SERVICES, INC.

**Business Address:** 1101 TAMIAMI TRAIL S, SUITE 102E, VENICE, FL, 34285

**Contact Person:** Catherine Corrigan

**Contact Phone:** 8889094489

### Independent Public Accountant Identification

**Accountant Name:** Ferrara Cpa, LLC

**Accountant Address:** 100 Horizon Center Blvd., Hamilton, NJ, 08691

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Catherine M Corrigan**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **ROCKFLEET FINANCIAL SERVICES, INC.**, as of **03-31-2025**, are true and correct.

**Signature:** Catherine M Corrigan

**Title:** President & CEO

**Notarized:** Yes