# EDGAR Filing Document

**Accession Number:** 0001586052
**File Stem:** 0002085853-26-000415
**Filing Date:** 2026-4
**Character Count:** 25941
**Document Hash:** 4fb04d65a2eabe6ab0cc67c58b7d9927
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002085853-26-000415.hdr.sgml**: 20260420

**ACCESSION NUMBER**: 0002085853-26-000415

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260420

**DATE AS OF CHANGE**: 20260420

**EFFECTIVENESS DATE**: 20260420

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Focused Wealth Management, Inc
- **CENTRAL INDEX KEY:** 0001586052

**ORGANIZATION NAME:**
- **EIN:** 272575734
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15621
- **FILM NUMBER:** 26873514

**BUSINESS ADDRESS:**
- **STREET 1:** 11 BALMVILLE RD
- **STREET 2:** SUITE 2 NORTH
- **CITY:** NEWBURGH
- **STATE:** NY
- **ZIP:** 12550
- **BUSINESS PHONE:** (845) 691-4035

**MAIL ADDRESS:**
- **STREET 1:** 11 BALMVILLE RD
- **STREET 2:** SUITE 2 NORTH
- **CITY:** NEWBURGH
- **STATE:** NY
- **ZIP:** 12550

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Focused Wealth Management Inc<br>**Address:** 11 Balmville Rd<br>Suite 2 North<br>Newburgh, NY 12550

**Form 13F File Number:** 028-15621

**CRD Number (if applicable):** 000154828

**SEC File Number (if applicable):** 801-71860

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Philip J. DeAngelo<br>**Title:** Managing Director<br>**Phone:** 845-691-4035

**Signature, Place, and Date of Signing:**

/s/ Philip J. DeAngelo  Newburgh, NY  04-20-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 228

**Form 13F Information Table Value Total:** $964234841

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M CO | COM | 88579Y101 |  | 493782 | 3400 | SH | Call | SOLE |  | 0 | 0 | 0 |
| 3M CO | COM | 88579Y101 |  | 1214200 | 8361 | SH |  | SOLE |  | 8361 | 0 | 0 |
| ABBVIE INC | COM | 00287Y109 |  | 2036234 | 9362 | SH |  | SOLE |  | 9362 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 291108 | 1431 | SH |  | SOLE |  | 1431 | 0 | 0 |
| AIRBNB INC | COM CL A | 009066101 |  | 202048 | 1600 | SH | Put | SOLE |  | 0 | 0 | 0 |
| AIRBNB INC | COM CL A | 009066101 |  | 102918 | 815 | SH |  | SOLE |  | 815 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 220935 | 1761 | SH |  | SOLE |  | 1761 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 3112015 | 10849 | SH |  | SOLE |  | 10849 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 13957254 | 48537 | SH |  | SOLE |  | 48537 | 0 | 0 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 2263718 | 34304 | SH |  | SOLE |  | 34304 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 624810 | 3000 | SH | Call | SOLE |  | 0 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 11053003 | 53071 | SH |  | SOLE |  | 53071 | 0 | 0 |
| AMERICAN HEALTHCARE REIT INC | COM SHS | 398182303 |  | 1060927 | 22496 | SH |  | SOLE |  | 22496 | 0 | 0 |
| AMERICAN WTR WKS CO INC NEW | COM | 030420103 |  | 323298 | 2376 | SH |  | SOLE |  | 2376 | 0 | 0 |
| AMPHENOL CORP | CL A | 032095101 |  | 101080 | 800 | SH | Put | SOLE |  | 0 | 0 | 0 |
| AMPHENOL CORP | CL A | 032095101 |  | 151607 | 1200 | SH |  | SOLE |  | 1200 | 0 | 0 |
| AON PLC | SHS CL A | G0403H108 |  | 401538 | 1244 | SH |  | SOLE |  | 1244 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 380685 | 1500 | SH | Call | SOLE |  | 0 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 28948172 | 114063 | SH |  | SOLE |  | 114063 | 0 | 0 |
| APPLIED MATLS INC | COM | 038222105 |  | 1175062 | 3438 | SH |  | SOLE |  | 3438 | 0 | 0 |
| ARCHER AVIATION INC | COM CL A | 03945R102 |  | 219037 | 42367 | SH |  | SOLE |  | 42367 | 0 | 0 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 |  | 393426 | 5412 | SH |  | SOLE |  | 5412 | 0 | 0 |
| ARISTA NETWORKS INC | COM SHS | 040413205 |  | 407998 | 3323 | SH |  | SOLE |  | 3323 | 0 | 0 |
| AT INC | COM | 00206R102 |  | 1607841 | 55462 | SH |  | SOLE |  | 55462 | 0 | 0 |
| BANCO SANTANDER SA | ADR | 05964H105 |  | 665362 | 58986 | SH |  | SOLE |  | 58986 | 0 | 0 |
| BANK AMERICA CORP | COM | 060505104 |  | 4606594 | 94494 | SH |  | SOLE |  | 94494 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 5081077 | 10603 | SH |  | SOLE |  | 10603 | 0 | 0 |
| BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 |  | 96103 | 11280 | SH |  | SOLE |  | 11280 | 0 | 0 |
| BLACKROCK MUNIYIELD N Y QUAL | COM | 09255E102 |  | 1776998 | 185104 | SH |  | SOLE |  | 185104 | 0 | 0 |
| BLACKROCK TAX MUNICPAL BD TR | SHS | 09248X100 |  | 13136688 | 812411 | SH |  | SOLE |  | 812411 | 0 | 0 |
| BLACKSTONE INC | COM | 09260D107 |  | 6416413 | 55800 | SH |  | SOLE |  | 55800 | 0 | 0 |
| BOEING CO | COM | 097023105 |  | 716508 | 3600 | SH | Call | SOLE |  | 0 | 0 | 0 |
| BOEING CO | COM | 097023105 |  | 761489 | 3826 | SH |  | SOLE |  | 3826 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 330144 | 5443 | SH |  | SOLE |  | 5443 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 |  | 1895094 | 6123 | SH |  | SOLE |  | 6123 | 0 | 0 |
| CAPRICOR THERAPEUTICS INC | COM NEW | 14070B309 |  | 203102 | 6681 | SH |  | SOLE |  | 6681 | 0 | 0 |
| CATERPILLAR INC | COM | 149123101 |  | 5326237 | 7518 | SH |  | SOLE |  | 7518 | 0 | 0 |
| CHEVRON CORPORATION | COM | 166764100 |  | 466503 | 2255 | SH |  | SOLE |  | 2255 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 816404 | 10522 | SH |  | SOLE |  | 10522 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 |  | 317548 | 2800 | SH | Call | SOLE |  | 0 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 |  | 5657795 | 49888 | SH |  | SOLE |  | 49888 | 0 | 0 |
| CLOUDFLARE INC | CL A COM | 18915M107 |  | 249465 | 1209 | SH |  | SOLE |  | 1209 | 0 | 0 |
| CONSOLIDATED EDISON INC | COM | 209115104 |  | 428878 | 3789 | SH |  | SOLE |  | 3789 | 0 | 0 |
| CONSTELLATION ENERGY CORP | COM | 21037T109 |  | 3422911 | 12258 | SH |  | SOLE |  | 12258 | 0 | 0 |
| COREWEAVE INC | COM CL A | 21873S108 |  | 788412 | 10177 | SH |  | SOLE |  | 10177 | 0 | 0 |
| COREWEAVE INC | COM CL A | 21873S108 |  | 193675 | 2500 | SH | Call | SOLE |  | 0 | 0 | 0 |
| CORNING INC | COM | 219350105 |  | 584378 | 4298 | SH |  | SOLE |  | 4298 | 0 | 0 |
| COSTCO WHOLESALE CORPORATION | COM | 22160K105 |  | 1257911 | 1262 | SH |  | SOLE |  | 1262 | 0 | 0 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 |  | 395485 | 1013 | SH |  | SOLE |  | 1013 | 0 | 0 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 |  | 195205 | 500 | SH | Call | SOLE |  | 0 | 0 | 0 |
| CURIS INC | COM | 231269309 |  | 60064 | 109746 | SH |  | SOLE |  | 109746 | 0 | 0 |
| DELTA AIR LINES INC | COM NEW | 247361702 |  | 271449 | 4083 | SH |  | SOLE |  | 4083 | 0 | 0 |
| DIREXION SHARES ETF TRUST | DLY AMZN BULL 2X | 25461A858 |  | 553472 | 20606 | SH |  | SOLE |  | 20606 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 |  | 1112862 | 11547 | SH |  | SOLE |  | 11547 | 0 | 0 |
| DUCOMMUN INC DEL | COM | 264147109 |  | 210816 | 1728 | SH |  | SOLE |  | 1728 | 0 | 0 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 559850 | 4276 | SH |  | SOLE |  | 4276 | 0 | 0 |
| EATON CORP PLC | SHS | G29183103 |  | 1134172 | 3171 | SH |  | SOLE |  | 3171 | 0 | 0 |
| EATON VANCE TAX-MANAGED BUY- | COM | 27828Y108 |  | 171379 | 12537 | SH |  | SOLE |  | 12537 | 0 | 0 |
| EATON VANCE TAX-MANAGED GLOB | COM | 27829F108 |  | 5183304 | 598534 | SH |  | SOLE |  | 598534 | 0 | 0 |
| EDISON INTL | COM | 281020107 |  | 307588 | 4203 | SH |  | SOLE |  | 4203 | 0 | 0 |
| ELI LILLY  CO | COM | 532457108 |  | 1491535 | 1622 | SH |  | SOLE |  | 1622 | 0 | 0 |
| EOS ENERGY ENTERPRISES INC | COM CL A | 29415C101 |  | 65809 | 13268 | SH |  | SOLE |  | 13268 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 4215881 | 24849 | SH |  | SOLE |  | 24849 | 0 | 0 |
| FASTLY INC | CL A | 31188V100 |  | 223094 | 7677 | SH |  | SOLE |  | 7677 | 0 | 0 |
| FIDELITY COMWLTH TR | NASDAQ COMPSIT | 315912808 |  | 3444617 | 40568 | SH |  | SOLE |  | 40568 | 0 | 0 |
| FORD MTR CO | COM | 345370860 |  | 153998 | 13345 | SH |  | SOLE |  | 13345 | 0 | 0 |
| FREEPORT MCMORAN INC | CL B | 35671D857 |  | 352680 | 6000 | SH | Call | SOLE |  | 0 | 0 | 0 |
| FREEPORT MCMORAN INC | CL B | 35671D857 |  | 368595 | 6271 | SH |  | SOLE |  | 6271 | 0 | 0 |
| GE AEROSPACE | COM NEW | 369604301 |  | 3152534 | 11109 | SH |  | SOLE |  | 11109 | 0 | 0 |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 36266G107 |  | 206779 | 2905 | SH |  | SOLE |  | 2905 | 0 | 0 |
| GE VERNOVA INC | COM | 36828A101 |  | 2327648 | 2667 | SH |  | SOLE |  | 2667 | 0 | 0 |
| GOLDMAN SACHS ETF TR | S 500 PREMIUM | 38149W622 |  | 4567282 | 91273 | SH |  | SOLE |  | 91273 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 4817110 | 5694 | SH |  | SOLE |  | 5694 | 0 | 0 |
| GOLUB CAP BDC INC | COM | 38173M102 |  | 1668509 | 131794 | SH |  | SOLE |  | 131794 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 538933 | 1639 | SH |  | SOLE |  | 1639 | 0 | 0 |
| HONEYWELL INTL INC | COM | 438516106 |  | 1961108 | 8676 | SH |  | SOLE |  | 8676 | 0 | 0 |
| INTEL CORP | COM | 458140100 |  | 1528124 | 34628 | SH |  | SOLE |  | 34628 | 0 | 0 |
| INTEL CORP | COM | 458140100 |  | 150042 | 3400 | SH | Call | SOLE |  | 0 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 3621894 | 14942 | SH |  | SOLE |  | 14942 | 0 | 0 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 |  | 208828 | 453 | SH |  | SOLE |  | 453 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 13779884 | 71800 | SH |  | SOLE |  | 71800 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 107444836 | 186155 | SH |  | SOLE |  | 186155 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 692616 | 1200 | SH | Call | SOLE |  | 0 | 0 | 0 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 338975 | 3845 | SH |  | SOLE |  | 3845 | 0 | 0 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 489477 | 7018 | SH |  | SOLE |  | 7018 | 0 | 0 |
| ISHARES INC | MSCI EMRG CHN | 46434G764 |  | 10640102 | 135267 | SH |  | SOLE |  | 135267 | 0 | 0 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 229632 | 3370 | SH |  | SOLE |  | 3370 | 0 | 0 |
| ISHARES TR | IBONDS 27 TRM TS | 46436E841 |  | 523162 | 23324 | SH |  | SOLE |  | 23324 | 0 | 0 |
| ISHARES TR | S 100 ETF | 464287101 |  | 424313 | 1334 | SH |  | SOLE |  | 1334 | 0 | 0 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 1169137 | 10336 | SH |  | SOLE |  | 10336 | 0 | 0 |
| ISHARES TR | 7-10 YR TRSY BD | 464287440 |  | 3884335 | 40699 | SH |  | SOLE |  | 40699 | 0 | 0 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 227203 | 533 | SH |  | SOLE |  | 533 | 0 | 0 |
| ISHARES TR | CORE S ETF | 464287200 |  | 1291634 | 1977 | SH |  | SOLE |  | 1977 | 0 | 0 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 227715 | 3372 | SH |  | SOLE |  | 3372 | 0 | 0 |
| ISHARES TR | EXPANDED TECH | 464287515 |  | 12192512 | 152311 | SH |  | SOLE |  | 152311 | 0 | 0 |
| ISHARES TR | 0-3 MNTH TREASRY | 46436E718 |  | 18776361 | 186532 | SH |  | SOLE |  | 186532 | 0 | 0 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 |  | 1294731 | 5395 | SH |  | SOLE |  | 5395 | 0 | 0 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 246028 | 2318 | SH |  | SOLE |  | 2318 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 5560730 | 98107 | SH |  | SOLE |  | 98107 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 46654Q203 |  | 1272214 | 22915 | SH |  | SOLE |  | 22915 | 0 | 0 |
| JANUS DETROIT STR TR | HENDERSON MTG | 47103U852 |  | 13964480 | 309085 | SH |  | SOLE |  | 309085 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 1824608 | 7464 | SH |  | SOLE |  | 7464 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 4555146 | 15485 | SH |  | SOLE |  | 15485 | 0 | 0 |
| KEYCORP | COM | 493267108 |  | 70020 | 3492 | SH |  | SOLE |  | 3492 | 0 | 0 |
| KEYCORP | COM | 493267108 |  | 180450 | 9000 | SH | Put | SOLE |  | 0 | 0 | 0 |
| KIMBERLY-CLARK CORP | COM | 494368103 |  | 173646 | 1800 | SH | Call | SOLE |  | 0 | 0 | 0 |
| KIMBERLY-CLARK CORP | COM | 494368103 |  | 384664 | 3987 | SH |  | SOLE |  | 3987 | 0 | 0 |
| KINDER MORGAN INC DEL | COM | 49456B101 |  | 2372299 | 70752 | SH |  | SOLE |  | 70752 | 0 | 0 |
| KOPIN CORP | COM | 500600101 |  | 476966 | 211985 | SH |  | SOLE |  | 211985 | 0 | 0 |
| KULICKE  SOFFA INDS INC | COM | 501242101 |  | 289396 | 4403 | SH |  | SOLE |  | 4403 | 0 | 0 |
| LINDE PLC | SHS | G54950103 |  | 614976 | 1240 | SH |  | SOLE |  | 1240 | 0 | 0 |
| LOWES COS INC | COM | 548661107 |  | 227730 | 964 | SH |  | SOLE |  | 964 | 0 | 0 |
| M  T BK CORP | COM | 55261F104 |  | 209147 | 1012 | SH |  | SOLE |  | 1012 | 0 | 0 |
| MARVELL TECHNOLOGY INC | COM | 573874104 |  | 608418 | 6143 | SH |  | SOLE |  | 6143 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 |  | 306139 | 985 | SH |  | SOLE |  | 985 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 866125 | 7200 | SH |  | SOLE |  | 7200 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 7163902 | 12521 | SH |  | SOLE |  | 12521 | 0 | 0 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 106788 | 316 | SH |  | SOLE |  | 316 | 0 | 0 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 202704 | 600 | SH | Call | SOLE |  | 0 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 7708906 | 20825 | SH |  | SOLE |  | 20825 | 0 | 0 |
| NBT BANCORP INC | COM | 628778102 |  | 310372 | 7289 | SH |  | SOLE |  | 7289 | 0 | 0 |
| NETFLIX INC. | COM | 64110L106 |  | 691511 | 7192 | SH |  | SOLE |  | 7192 | 0 | 0 |
| NETFLIX INC. | COM | 64110L106 |  | 144225 | 1500 | SH | Call | SOLE |  | 0 | 0 | 0 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 801749 | 8632 | SH |  | SOLE |  | 8632 | 0 | 0 |
| NUCOR CORP | COM | 670346105 |  | 1509897 | 8929 | SH |  | SOLE |  | 8929 | 0 | 0 |
| NUSHARES ETF TR | NUVEEN ESG LRGCP | 67092P201 |  | 209070 | 2299 | SH |  | SOLE |  | 2299 | 0 | 0 |
| NUVEEN S 500 DYNAMIC OVERW | COM | 6706EW100 |  | 563591 | 35071 | SH |  | SOLE |  | 35071 | 0 | 0 |
| NUVEEN TAXABLE MUNICPAL INM | COM | 67074C103 |  | 289766 | 18504 | SH |  | SOLE |  | 18504 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 15143878 | 86834 | SH |  | SOLE |  | 86834 | 0 | 0 |
| OKLO INC | COM CL A | 02156V109 |  | 202278 | 4079 | SH |  | SOLE |  | 4079 | 0 | 0 |
| ONEOK INC NEW | COM | 682680103 |  | 350214 | 3874 | SH |  | SOLE |  | 3874 | 0 | 0 |
| ORACLE CORP | COM | 68389X105 |  | 621370 | 4224 | SH |  | SOLE |  | 4224 | 0 | 0 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 351072 | 2400 | SH | Call | SOLE |  | 0 | 0 | 0 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 1517070 | 10371 | SH |  | SOLE |  | 10371 | 0 | 0 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 565930 | 3530 | SH |  | SOLE |  | 3530 | 0 | 0 |
| PEPSICO INC | COM | 713448108 |  | 367132 | 2364 | SH |  | SOLE |  | 2364 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 3236451 | 115258 | SH |  | SOLE |  | 115258 | 0 | 0 |
| PGIM ETF TR | PGIM ULTRA SH BD | 69344A107 |  | 460672 | 9307 | SH |  | SOLE |  | 9307 | 0 | 0 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 608499 | 3680 | SH |  | SOLE |  | 3680 | 0 | 0 |
| PIMCO ETF TR | ACTIVE BD ETF | 72201R775 |  | 268393 | 2908 | SH |  | SOLE |  | 2908 | 0 | 0 |
| PINTEREST INC | CL A | 72352L106 |  | 189819 | 10350 | SH |  | SOLE |  | 10350 | 0 | 0 |
| PROCTER  GAMBLE CO | COM | 742718109 |  | 494143 | 3421 | SH |  | SOLE |  | 3421 | 0 | 0 |
| PROLOGIS INC. | COM | 74340W103 |  | 509256 | 3853 | SH |  | SOLE |  | 3853 | 0 | 0 |
| PROTHENA CORP PLC | SHS | G72800108 |  | 2015957 | 207403 | SH |  | SOLE |  | 207403 | 0 | 0 |
| PURECYCLE TECHNOLOGIES INC | COM | 74623V103 |  | 77876 | 15005 | SH |  | SOLE |  | 15005 | 0 | 0 |
| REALTY INCOME CORP | COM | 756109104 |  | 490089 | 8011 | SH |  | SOLE |  | 8011 | 0 | 0 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 |  | 296506 | 384 | SH |  | SOLE |  | 384 | 0 | 0 |
| REGIONS FINANCIAL CORP NEW | COM | 7591EP100 |  | 182840 | 7000 | SH | Put | SOLE |  | 0 | 0 | 0 |
| REGIONS FINANCIAL CORP NEW | COM | 7591EP100 |  | 52240 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| RHINEBECK BANCORP INC | COM | 762093102 |  | 154200 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| ROBINHOOD MKTS INC | COM CL A | 770700102 |  | 83160 | 1200 | SH | Call | SOLE |  | 0 | 0 | 0 |
| ROBINHOOD MKTS INC | COM CL A | 770700102 |  | 185308 | 2674 | SH |  | SOLE |  | 2674 | 0 | 0 |
| ROCKET LAB CORP | COM | 773121108 |  | 89908 | 1400 | SH | Call | SOLE |  | 0 | 0 | 0 |
| ROCKET LAB CORP | COM | 773121108 |  | 210834 | 3283 | SH |  | SOLE |  | 3283 | 0 | 0 |
| ROCKWELL AUTOMATION INC | COM | 773903109 |  | 251216 | 700 | SH | Put | SOLE |  | 0 | 0 | 0 |
| ROCKWELL AUTOMATION INC | COM | 773903109 |  | 718 | 2 | SH |  | SOLE |  | 2 | 0 | 0 |
| ROKU INC | COM CL A | 77543R102 |  | 429291 | 4537 | SH |  | SOLE |  | 4537 | 0 | 0 |
| ROYCE SMALL CAP TRUST INC | COM | 780910105 |  | 1186298 | 71464 | SH |  | SOLE |  | 71464 | 0 | 0 |
| RTX CORPORATION | COM | 75513E101 |  | 247655 | 1284 | SH |  | SOLE |  | 1284 | 0 | 0 |
| SALESFORCE INC | COM | 79466L302 |  | 210279 | 1126 | SH |  | SOLE |  | 1126 | 0 | 0 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 1475538 | 48094 | SH |  | SOLE |  | 48094 | 0 | 0 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 548594 | 18833 | SH |  | SOLE |  | 18833 | 0 | 0 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 |  | 283438 | 8602 | SH |  | SOLE |  | 8602 | 0 | 0 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 |  | 361978 | 12448 | SH |  | SOLE |  | 12448 | 0 | 0 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 |  | 255629 | 8381 | SH |  | SOLE |  | 8381 | 0 | 0 |
| SELECT SECTOR SPDR TR | STATE STREET FIN | 81369Y605 |  | 15098029 | 305814 | SH |  | SOLE |  | 305814 | 0 | 0 |
| SELECT SECTOR SPDR TR | STATE STREET HEA | 81369Y209 |  | 387599 | 2644 | SH |  | SOLE |  | 2644 | 0 | 0 |
| SELECT SECTOR SPDR TR | STATE STREET TEC | 81369Y803 |  | 307854 | 2316 | SH |  | SOLE |  | 2316 | 0 | 0 |
| SHOPIFY INC | CL A SUB VTG SHS | 82509L107 |  | 621332 | 5238 | SH |  | SOLE |  | 5238 | 0 | 0 |
| SNOWFLAKE INC | COM SHS | 833445109 |  | 241614 | 1602 | SH |  | SOLE |  | 1602 | 0 | 0 |
| SOLITARIO RESOURCES CORP | COM | 8342EP107 |  | 625578 | 762900 | SH |  | SOLE |  | 762900 | 0 | 0 |
| SONO TEK CORP | COM | 835483108 |  | 52191 | 12855 | SH |  | SOLE |  | 12855 | 0 | 0 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 335303 | 779 | SH |  | SOLE |  | 779 | 0 | 0 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A508 |  | 345547 | 6107 | SH |  | SOLE |  | 6107 | 0 | 0 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A359 |  | 331728 | 3625 | SH |  | SOLE |  | 3625 | 0 | 0 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A805 |  | 274823 | 3476 | SH |  | SOLE |  | 3476 | 0 | 0 |
| SPDR SERIES TRUST | STATE STREET SPD | 78468R663 |  | 1268864 | 13846 | SH |  | SOLE |  | 13846 | 0 | 0 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A409 |  | 147103983 | 1502441 | SH |  | SOLE |  | 1502441 | 0 | 0 |
| SPDR SERIES TRUST | STATE STREET SPD | 78468R788 |  | 525248 | 11539 | SH |  | SOLE |  | 11539 | 0 | 0 |
| STARWOOD PPTY TR INC | COM | 85571B105 |  | 2705791 | 157131 | SH |  | SOLE |  | 157131 | 0 | 0 |
| STATE STR SPDR S 500 ETF T | TR UNIT | 78462F103 |  | 811298 | 1247 | SH |  | SOLE |  | 1247 | 0 | 0 |
| STRYKER CORPORATION | COM | 863667101 |  | 320223 | 975 | SH |  | SOLE |  | 975 | 0 | 0 |
| SUPER MICRO COMPUTER INC | COM NEW | 86800U302 |  | 483749 | 21245 | SH |  | SOLE |  | 21245 | 0 | 0 |
| TAIWAN SEMICONDUCTOR MANUFAC | SPONSORED ADS | 874039100 |  | 237948 | 704 | SH |  | SOLE |  | 704 | 0 | 0 |
| TERADYNE INC | COM | 880770102 |  | 29646 | 100 | SH | Put | SOLE |  | 0 | 0 | 0 |
| TERADYNE INC | COM | 880770102 |  | 513172 | 1731 | SH |  | SOLE |  | 1731 | 0 | 0 |
| TERADYNE INC | COM | 880770102 |  | 29646 | 100 | SH | Call | SOLE |  | 0 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 9861684 | 26528 | SH |  | SOLE |  | 26528 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 185875 | 500 | SH | Call | SOLE |  | 0 | 0 | 0 |
| THE CIGNA GROUP | COM | 125523100 |  | 264754 | 993 | SH |  | SOLE |  | 993 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 208076 | 423 | SH |  | SOLE |  | 423 | 0 | 0 |
| TKO GROUP HOLDINGS INC | CL A | 87256C101 |  | 3831 | 19 | SH |  | SOLE |  | 19 | 0 | 0 |
| TKO GROUP HOLDINGS INC | CL A | 87256C101 |  | 221815 | 1100 | SH | Put | SOLE |  | 0 | 0 | 0 |
| TOLL BROTHERS INC | COM | 889478103 |  | 218352 | 1600 | SH | Put | SOLE |  | 0 | 0 | 0 |
| TOLL BROTHERS INC | COM | 889478103 |  | 6414 | 47 | SH |  | SOLE |  | 47 | 0 | 0 |
| TRAVELERS COMPANIES INC | COM | 89417E109 |  | 326579 | 1120 | SH |  | SOLE |  | 1120 | 0 | 0 |
| UNION PAC CORP | COM | 907818108 |  | 444014 | 1830 | SH |  | SOLE |  | 1830 | 0 | 0 |
| UNITED PARCEL SVCS INC | CL B | 911312106 |  | 245950 | 2500 | SH | Put | SOLE |  | 0 | 0 | 0 |
| UNITED PARCEL SVCS INC | CL B | 911312106 |  | 28955 | 294 | SH |  | SOLE |  | 294 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 2211894 | 8174 | SH |  | SOLE |  | 8174 | 0 | 0 |
| US BANCORP | COM NEW | 902973304 |  | 259825 | 4996 | SH |  | SOLE |  | 4996 | 0 | 0 |
| VANECK ETF TRUST | HIGH YLD MUNIETF | 92189H409 |  | 341377 | 6808 | SH |  | SOLE |  | 6808 | 0 | 0 |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 921932505 |  | 3308007 | 8114 | SH |  | SOLE |  | 8114 | 0 | 0 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 14605790 | 198340 | SH |  | SOLE |  | 198340 | 0 | 0 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 394175 | 1373 | SH |  | SOLE |  | 1373 | 0 | 0 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 1810735 | 3030 | SH |  | SOLE |  | 3030 | 0 | 0 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 136710405 | 696791 | SH |  | SOLE |  | 696791 | 0 | 0 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 1018582 | 2332 | SH |  | SOLE |  | 2332 | 0 | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 1382998 | 4311 | SH |  | SOLE |  | 4311 | 0 | 0 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 15210395 | 58073 | SH |  | SOLE |  | 58073 | 0 | 0 |
| VANGUARD INSTL INDEX FD | 0-3 MO TREAS BIL | 922040845 |  | 701885 | 9278 | SH |  | SOLE |  | 9278 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 30978088 | 573138 | SH |  | SOLE |  | 573138 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000VAL | 92206C714 |  | 5494045 | 58609 | SH |  | SOLE |  | 58609 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 |  | 47989270 | 579931 | SH |  | SOLE |  | 579931 | 0 | 0 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 511691 | 2379 | SH |  | SOLE |  | 2379 | 0 | 0 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 614993 | 9597 | SH |  | SOLE |  | 9597 | 0 | 0 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 31539133 | 212958 | SH |  | SOLE |  | 212958 | 0 | 0 |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | 921946810 |  | 20566929 | 232500 | SH |  | SOLE |  | 232500 | 0 | 0 |
| VANGUARD WORLD FD | INF TECH ETF | 92204A702 |  | 10446990 | 14973 | SH |  | SOLE |  | 14973 | 0 | 0 |
| VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 |  | 12563035 | 34191 | SH |  | SOLE |  | 34191 | 0 | 0 |
| VANGUARD WORLD FD | FINANCIALS ETF | 92204A405 |  | 497952 | 4122 | SH |  | SOLE |  | 4122 | 0 | 0 |
| VANGUARD WORLD FD | HEALTH CAR ETF | 92204A504 |  | 1065444 | 3912 | SH |  | SOLE |  | 3912 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 767038 | 15280 | SH |  | SOLE |  | 15280 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 1069248 | 3538 | SH |  | SOLE |  | 3538 | 0 | 0 |
| WALMART INC | COM | 931142103 |  | 3573714 | 28755 | SH |  | SOLE |  | 28755 | 0 | 0 |
| WELLS FARGO  CO | COM | 949746101 |  | 766252 | 9625 | SH |  | SOLE |  | 9625 | 0 | 0 |
| WELLS FARGO  CO | COM | 949746101 |  | 199025 | 2500 | SH | Put | SOLE |  | 0 | 0 | 0 |
| WELLTOWER INC | COM | 95040Q104 |  | 301413 | 1525 | SH |  | SOLE |  | 1525 | 0 | 0 |

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