# EDGAR Filing Document

**Accession Number:** 0001513045
**File Stem:** 0001438934-25-001080
**Filing Date:** 2025-8
**Character Count:** 2796
**Document Hash:** 6d942919bf04fdee26d6412e64f2489e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001438934-25-001080.hdr.sgml**: 20250819

**ACCESSION NUMBER**: 0001438934-25-001080

**CONFORMED SUBMISSION TYPE**: N-PX

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250819

**EFFECTIVENESS DATE**: 20250819

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Daiwa Securities Co., Ltd.
- **CENTRAL INDEX KEY:** 0001513045

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** N-PX
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-14433
- **FILM NUMBER:** 251232687

**BUSINESS ADDRESS:**
- **STREET 1:** 1-9-1 MARUNOUCHI, CHIYODA-KU
- **CITY:** TOKYO
- **STATE:** M0
- **ZIP:** 100-6753
- **BUSINESS PHONE:** (81)3-5555-3111

**MAIL ADDRESS:**
- **STREET 1:** 1-9-1 MARUNOUCHI, CHIYODA-KU
- **CITY:** TOKYO
- **STATE:** M0
- **ZIP:** 100-6753

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Daiwa Securities Capital Markets Co. Ltd.
- **DATE OF NAME CHANGE:** 20110214

## FORM N-PX
### ANNUAL REPORT OF PROXY VOTING RECORD

## N-PX: Filer Information

**Filer CIK:** 0001513045

**Date of Report:** 06/30/2025

**Are you a Registered Management Investment Company or an Institutional Manager?:** Institutional Manager

**Is this a LIVE or TEST Filing?:** LIVE

**Is this an electronic copy of an official filing submitted in paper format?:** [ ]

### Submission Contact Information
_Not provided in this filing._

### Notification Information
**Notify via Filing Website only?:** [ ]

## N-PX: Cover Page

**Name of reporting person:** DAIWA SECURITIES CO., LTD.

**Address:** GRANTOKYO NORTH TOWER, Tokyo, M0 100-6752

**Telephone number:** 81-3-5555-2750

**Name of agent for service:** —

**Agent Address:** —, —, — —

**Reporting Period:** Report for the year ended 06/30/2025

**SEC File Number:** 028-14433

**CRD Number (if any):** —

**Other SEC File Number (if any):** —

**LEI (if any):** 549300D405BPQ5DDVJ61

**Report Type (check only one):**

Institutional Manager.

- [ ] Institutional Manager Voting Report

- [x] Institutional Manager Notice Report

- [ ] Institutional Manager Combination Report

Registered Management Investment Company.

- [ ] Fund Voting Report

- [ ] Fund Notice Report

**Do you wish to provide explanatory information pursuant to Special Instruction B.4?:**

- [x] No

- [ ] Yes

**Additional information:** —

## N-PX: Summary - Included Managers

**Number of Included Institutional Managers:** —

**Included Institutional Managers:** —

## N-PX: Signature Block

**Reporting Person:** DAIWA SECURITIES CO., LTD.

**By (Signature):** TADASHI MORI

**By (Printed Signature):** TADASHI MORI

**By (Title):** HEAD OF COMPLIANCE CONTROL DEPARTMENT

**Date:** 08/14/2025