# EDGAR Filing Document

**Accession Number:** 0001852117
**File Stem:** 0001193125-23-046536
**Filing Date:** 2023-2
**Character Count:** 8048
**Document Hash:** 966d03cd12d8a1b080dc2ed7dee8076e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-23-046536.hdr.sgml**: 20230223

**ACCESSION NUMBER**: 0001193125-23-046536

**CONFORMED SUBMISSION TYPE**: S-8 POS

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230223

**DATE AS OF CHANGE**: 20230223

**EFFECTIVENESS DATE**: 20230223

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Rockley Photonics Holdings Ltd
- **CENTRAL INDEX KEY:** 0001852117
- **STANDARD INDUSTRIAL CLASSIFICATION:** SEMICONDUCTORS & RELATED DEVICES [3674]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** E9
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** S-8 POS
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 333-263766
- **FILM NUMBER:** 23659707

**BUSINESS ADDRESS:**
- **STREET 1:** HARBOUR PLACE, 2ND FLOOR
- **STREET 2:** 103 SOUTH CHURCH STREET
- **CITY:** GEORGE TOWN
- **STATE:** E9
- **ZIP:** KY1-1106
- **BUSINESS PHONE:** 408 579 9210

**MAIL ADDRESS:**
- **STREET 1:** HARBOUR PLACE, 2ND FLOOR
- **STREET 2:** 103 SOUTH CHURCH STREET
- **CITY:** GEORGE TOWN
- **STATE:** E9
- **ZIP:** KY1-1106

**As filed with the Securities and Exchange Commission on February 23, 2023** 

**Registration No. 333-263766** 

**Registration No. 333-260329** 

**Registration No. 333-255019** 

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**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION** 

**Washington, D.C. 20549** 

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**POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-263766** 

**POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-260329** 

**POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-4 ON FORM S-8 REGISTRATION STATEMENT** 

**NO. 333-255019** 

**UNDER THE SECURITIES ACT OF 1933** 

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## Rockley Photonics Holdings Limited
**(Exact name of registrant as specified in its charter)** 

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| | |
|:---|:---|
| **Cayman Islands** | **98-1644526** |
| **(State or other jurisdiction**<br> **of incorporation or organization)** | **(I.R.S. Employer**<br> **Identification No.)** |
| **3rd Floor, 1 Ashley Road**<br> **Altrincham, Cheshire, United Kingdom** | **WA14 2DT**  |
| **(Address of principal executive offices)** | **(Zip Code)** |

---

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**Rockley Photonics Holdings Limited 2021 Stock Incentive Plan** 

**Rockley Photonics Holdings Limited 2021 Employee Stock Purchase Plan** 

**2021 Stock Incentive Plan** 

**2021 Employee Stock Purchase Plan** 

**(Full title of the plans)** 

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**Tom Adams, Esq. General Counsel** 

**Rockley Photonics Holdings Limited** 

**3rd Floor, 1 Ashley Road** 

**Altrincham, Cheshire, United Kingdom WA14 2DT** 

**+44 (0) 1865 292017** 

**(Name and address and telephone number, including area code, of agent for service)** 

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Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of "large accelerated filer," "accelerated filer," "smaller reporting company" and "emerging growth company" in Rule 12b-2 of the Exchange Act.

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| | | | |
|:---|:---|:---|:---|
| Large accelerated filer | ☐ | Accelerated filer | ☐ |
| Non-accelerated filer | ☑ | Smaller reporting company | ☑ |
|  |  | Emerging growth company | ☑ |

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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

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**DEREGISTRATION OF SECURITIES** 

These Post-Effective Amendments (these "Post-Effective Amendments") are being filed by Rockley Photonics Holdings Limited (the "Registrant") to deregister all ordinary shares unsold under the following Registration Statements on Form S-8 (the "Registration Statements") filed by the Registrant with the Securities and Exchange Commission:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• [Registration Statement No. 333-263766](http://www.sec.gov/Archives/edgar/data/1852117/000185211722000126/rockley-formsx82022evergre.htm) , filed on March 22, 2022, registering 5,114,425 ordinary shares under the Registrant's 2021 Stock Incentive Plan and 1,278,606 ordinary shares under the
Registrant's 2021 Employee Stock Purchase Plan;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• [Registration Statement No. 333- 260329](http://www.sec.gov/Archives/edgar/data/1852117/000119312521301072/d238365ds8.htm) , filed on October 18, 2021, registering 31,883,897 ordinary shares under the Registrant's 2021 Stock Incentive Plan and 1,526,239 ordinary shares under the Registrant's
2021 Employee Stock Purchase Plan; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• [Registration Statement No. 333-255019](http://www.sec.gov/Archives/edgar/data/1852117/000119312521105235/d144950ds4.htm) , filed on April 2, 2021, registering 16,503,964 ordinary shares under the Registrant's 2013 Equity Incentive Plan.

As previously disclosed, on January 23, 2023, the Registrant filed a voluntary petition for relief under chapter 11 of title 11 (the "Chapter 11 Case") of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). As a result of the Chapter 11 Case, the Registrant has terminated all offerings of securities pursuant to the Registration Statements. Pursuant to the undertaking made by the Registrant in the Registration Statement to remove from registration by means of a post-effective amendment any of the securities that had been registered for issuance that remain unsold at the termination of the offering, the Registrant is filing this Post-Effective Amendment to terminate the effectiveness of such Registration Statement and to deregister, as of the effectiveness of this Post-Effective Amendment, any and all ordinary shares registered thereunder that remain unsold as of the effectiveness date. As a result of this deregistration and upon the effectiveness of this Post-Effective Amendment, no securities will remain registered for sale pursuant to the Registration Statement.

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**SIGNATURES** 

Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8, and has duly caused this Post-Effective Amendment to the Registration Statements to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of London, United Kingdom, on the 23 day of February, 2023.

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| | |
|:---|:---|
| **ROCKLEY PHOTONICS HOLDINGS LIMITED** | **ROCKLEY PHOTONICS HOLDINGS LIMITED** |
| By: | /s/ Richard A. Meier |
| Name: | Richard A. Meier |
| Title: | President, Chief Executive Officer and Director |

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Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed below by the following persons in the capacities and on the date indicated.

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| | | |
|:---|:---|:---|
| **Name** | **Title** | **Date** |
| /s/ Richard A. Meier<br> Richard A. Meier | President, Chief Executive Officer and Director<br> (Principal Executive Officer and Authorized Representative in the United States) | February 23, 2023 |
| /s/ Chad Becker<br> Chad Becker | Interim Chief Financial Officer<br> (Principal Financial and Principal Accounting Officer) | February 23, 2023 |
| /s/ Dr. Andrew Rickman<br> Andrew Rickman | Director, Executive Chair | February 23, 2023 |
| \*<br> William Huyett | Lead Independent Director | February 23, 2023 |
| \*<br> Karim Karti | Director | February 23, 2023 |
| \*<br> Michele Klein | Director | February 23, 2023 |
| \*<br> Dr. Pamela Puryear | Director | February 23, 2023 |
| \*<br> Brian Blaser | Director | February 23, 2023 |
| <br> Dr. Nicolaus Henke | Director |  |
| <br> Dr. Richard Kuntz | Director |  |

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| | |
|:---|:---|
| \* By: | /s/ Dr. Andrew Rickman |
|  | Dr. Andrew Rickman |
|  | Attorney-In-Fact |

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