# EDGAR Filing Document

**Accession Number:** 0000727273
**File Stem:** 0001567619-23-001860
**Filing Date:** 2023-2
**Character Count:** 10899
**Document Hash:** 3cf0383ad29c362a6416dbb89f9d6886
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001567619-23-001860.hdr.sgml**: 20230206

**ACCESSION NUMBER**: 0001567619-23-001860

**CONFORMED SUBMISSION TYPE**: 3

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230206

**DATE AS OF CHANGE**: 20230206

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Odey Asset Management Group Ltd
- **CENTRAL INDEX KEY:** 0001512596
- **STATE OF INCORPORATION:** X0
- **FISCAL YEAR END:** 0405

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-40579
- **FILM NUMBER:** 23588801

**BUSINESS ADDRESS:**
- **STREET 1:** 18 UPPER BROOK STREET
- **CITY:** LONDON
- **STATE:** X0
- **ZIP:** W1K 7PU
- **BUSINESS PHONE:** 44 020 7208 1400

**MAIL ADDRESS:**
- **STREET 1:** 18 UPPER BROOK STREET
- **CITY:** LONDON
- **STATE:** X0
- **ZIP:** W1K 7PU
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Odey Robin Crispin William
- **CENTRAL INDEX KEY:** 0001512595

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-40579
- **FILM NUMBER:** 23588799

**MAIL ADDRESS:**
- **STREET 1:** 18 UPPER BROOK STREET
- **CITY:** LONDON, UNITED KINGDOM
- **STATE:** X0
- **ZIP:** W1K 7PU
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Odey Holdings Ltd
- **CENTRAL INDEX KEY:** 0001877288
- **STATE OF INCORPORATION:** X0
- **FISCAL YEAR END:** 0405

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-40579
- **FILM NUMBER:** 23588800

**BUSINESS ADDRESS:**
- **STREET 1:** 18 UPPER BROOK STREET
- **CITY:** LONDON
- **STATE:** X0
- **ZIP:** W1K 7PU
- **BUSINESS PHONE:** 44-020-7208-1400

**MAIL ADDRESS:**
- **STREET 1:** 18 UPPER BROOK STREET
- **CITY:** LONDON
- **STATE:** X0
- **ZIP:** W1K 7PU
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Odey Asset Management LLP
- **CENTRAL INDEX KEY:** 0001512842
- **STATE OF INCORPORATION:** X0
- **FISCAL YEAR END:** 0405

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-40579
- **FILM NUMBER:** 23588802

**BUSINESS ADDRESS:**
- **STREET 1:** 18 UPPER BROOK STREET
- **CITY:** LONDON, UNITED KINGDOM
- **STATE:** X0
- **ZIP:** W1K 7PU
- **BUSINESS PHONE:** 44 020 7208 1400

**MAIL ADDRESS:**
- **STREET 1:** 18 UPPER BROOK STREET
- **CITY:** LONDON, UNITED KINGDOM
- **STATE:** X0
- **ZIP:** W1K 7PU
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CADIZ INC
- **CENTRAL INDEX KEY:** 0000727273
- **STANDARD INDUSTRIAL CLASSIFICATION:** WATER SUPPLY [4941]
- **IRS NUMBER:** 770313235
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 550 SOUTH HOPE STREET
- **STREET 2:** SUITE 2850
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90071
- **BUSINESS PHONE:** 213-271-1600

**MAIL ADDRESS:**
- **STREET 1:** 550 SOUTH HOPE STREET
- **STREET 2:** SUITE 2850
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90071

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CADIZ LAND CO INC
- **DATE OF NAME CHANGE:** 19920703

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PACIFIC AGRICULTURAL HOLDINGS INC
- **DATE OF NAME CHANGE:** 19920602

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ARIDTECH INC
- **DATE OF NAME CHANGE:** 19880523

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 3

### INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Odey Asset Management LLP<br><sub>(Last) (First) (Middle)</sub><br>18 UPPER BROOK STREET<br><sub>(Street)</sub><br>LONDON, UNITED KINGDOM, X0 W1K 7PU<br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>CADIZ INC [ CDZI ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2023-01-31 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [X] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Odey Asset Management Group Ltd<br><sub>(Last) (First) (Middle)</sub><br>18 UPPER BROOK STREET<br><sub>(Street)</sub><br>LONDON, UNITED KINGDOM, X0 W1K 7PU<br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>CADIZ INC [ CDZI ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2023-01-31 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [X] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Odey Holdings Ltd<br><sub>(Last) (First) (Middle)</sub><br>18 UPPER BROOK STREET<br><sub>(Street)</sub><br>LONDON, UNITED KINGDOM, X0 W1K 7PU<br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>CADIZ INC [ CDZI ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2023-01-31 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [X] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Odey Robin Crispin William<br><sub>(Last) (First) (Middle)</sub><br>18 UPPER BROOK STREET<br><sub>(Street)</sub><br>LONDON, UNITED KINGDOM, X0 W1K 7PU<br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>CADIZ INC [ CDZI ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2023-01-31 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [X] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities Beneficially Owned

---

|  |  |  |  |
| --- | --- | --- | --- |
| 1. Title of Security | 2. Amount of Securities Beneficially Owned | 3. Ownership Form | 4. Nature of Indirect Beneficial Ownership |
| Common Stock | 340883 | I | See Footnotes<sup>(1)(2)</sup> |
| Common Stock | 2165149 | I | See Footnotes<sup>(1)(3)</sup> |
| Common Stock | 3682219 | I | See Footnotes<sup>(1)(4)</sup> |
| Common Stock | 339824 | I | See Footnotes<sup>(1)(5)</sup> |
| Common Stock | 1067593 | I | See Footnotes<sup>(1)(6)</sup> |

---

## Table II - Derivative Securities Beneficially Owned

---

|  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Underlying Securities | 3. Title and Amount of Underlying Securities | 4. Conversion or Exercise Price | 5. Ownership Form | 6. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 4. Conversion or Exercise Price | 5. Ownership Form | 6. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) Shares reported are held for the benefit of investment advisory clients of Odey Asset Management LLP ("OAM LLP"). Odey Asset Management Group Ltd ("OAM Ltd") is the managing member of OAM LLP, Odey Holdings Ltd ("Odey Holdings") is the sole stockholder of OAM Ltd, and Mr. Odey is the sole stockholder of Odey Holdings. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.

(2) Shares held for the benefit of a pension trust for which OAM LLP serves as investment adviser.

(3) Shares held for the benefit of a private fund for which OAM LLP serves as investment adviser.

(4) Shares held for the benefit of a private fund for which OAM LLP serves as investment adviser.

(5) Shares held for the benefit of a private fund for which OAM LLP serves as investment adviser.

(6) Shares held for the benefit of a private fund for which OAM LLP serves as investment adviser.

**Remarks:**
Exhibit List

Exhibit 24 - Power of Attorney, incorporated by reference to Exhibit 99.2 to the Form 13F filed with the Securities and Exchange Commission by Robin Crispin William Odey on August 5, 2022.

**Signature:** ODEY ASSET MANAGEMENT LLP By: /s/ Lee Markwood, Lee Markwood, Head of Compliance  
**Date:** 2023-02-03

**Signature:** ODEY ASSET MANAGEMENT GROUP LTD By: /s/ Lee Markwood, Lee Markwood, Head of Compliance  
**Date:** 2023-02-03

**Signature:** ODEY HOLDINGS LTD By: /s/ Lee Markwood, Lee Markwood, Head of Compliance  
**Date:** 2023-02-03

**Signature:** ROBIN CRISPIN WILLIAM ODEY By: /s/ Lee Markwood, Lee Markwood, as attorney-in-fact  
**Date:** 2023-02-03

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**