# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0001752724-25-182508
**Filing Date:** 2025-7
**Character Count:** 18768
**Document Hash:** 08ca1c8288c62414f97f04f222b50241
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-25-182508.hdr.sgml**: 20250729

**ACCESSION NUMBER**: 0001752724-25-182508

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250531

**FILED AS OF DATE**: 20250729

**DATE AS OF CHANGE**: 20250729

**PERIOD START**: 20260228

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 251161238

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### FM Focus Equity ETF (Series ID: S000074624)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000232649 | FM Focus Equity ETF | FMCX            |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **FM FOCUS EQUITY ETF** | **FM FOCUS EQUITY ETF** | **FM FOCUS EQUITY ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **May 31, 2025** | **May 31, 2025** | **May 31, 2025** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 92.4%** |  |
|  | **APPAREL & TEXTILE PRODUCTS - 0.5%** |  |
| 7935 | NIKE, Inc., Class B | &nbsp;&nbsp;&nbsp; $480782 |
|  | **ASSET MANAGEMENT - 6.1%** |  |
| 50532 | KKR & Company, Inc. | &nbsp;&nbsp;&nbsp; 6137617 |
|  | **BIOTECH & PHARMA - 1.0%** |  |
| 1344 | Eli Lilly & Company | &nbsp;&nbsp;&nbsp; 991428 |
|  | **CHEMICALS - 4.5%** |  |
| 9770 | Linde PLC | &nbsp;&nbsp;&nbsp; 4568257 |
|  | **DIVERSIFIED INDUSTRIALS - 6.4%** |  |
| 26318 | General Electric Company | &nbsp;&nbsp;&nbsp; 6471860 |
|  | **E-COMMERCE DISCRETIONARY - 1.1%** |  |
| 5240 | Amazon.com, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1074252 |
|  | **ELECTRICAL EQUIPMENT - 1.9%** |  |
| 3935 | GE Vernova, LLC | &nbsp;&nbsp;&nbsp; 1861176 |
|  | **ENTERTAINMENT CONTENT - 4.4%** |  |
| 19779 | Take-Two Interactive Software, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 4475592 |
|  | **INSURANCE - 10.1%** |  |
| 8 | Berkshire Hathaway, Inc., Class A<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 6059200 |
| 10151 | Chubb Ltd. | &nbsp;&nbsp;&nbsp; 3016877 |
| 2260 | Kinsale Capital Group, Inc. | &nbsp;&nbsp;&nbsp; 1066697 |
|  |  | &nbsp;&nbsp; 10142774 |
|  | **INTERNET MEDIA & SERVICES - 3.0%** |  |
| 1868 | Alphabet, Inc., Class A | &nbsp;&nbsp;&nbsp; 320810 |
| 5944 | Alphabet, Inc., Class C | &nbsp;&nbsp;&nbsp; 1027420 |
| 2620 | Meta Platforms, Inc., Class A | &nbsp;&nbsp;&nbsp; 1696425 |
|  |  | &nbsp;&nbsp; 3044655 |

---

---

| | | |
|:---|:---|:---|
| **FM FOCUS EQUITY ETF** | **FM FOCUS EQUITY ETF** | **FM FOCUS EQUITY ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **May 31, 2025** | **May 31, 2025** | **May 31, 2025** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 92.4% (Continued)** |  |
|  | **LEISURE FACILITIES & SERVICES - 1.5%** |  |
| 18182 | Starbucks Corporation | &nbsp;&nbsp;&nbsp; $1526379 |
|  | **MACHINERY - 4.6%** |  |
| 46145 | Veralto Corporation | &nbsp;&nbsp;&nbsp; 4662029 |
|  | **MEDICAL EQUIPMENT & DEVICES - 2.7%** |  |
| 12100 | Danaher Corporation | &nbsp;&nbsp;&nbsp; 2297790 |
| 2121 | West Pharmaceutical Services, Inc. | &nbsp;&nbsp;&nbsp; 447213 |
|  |  | &nbsp;&nbsp; 2745003 |
|  | **RETAIL - DISCRETIONARY - 10.6%** |  |
| 710 | AutoZone, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 2650458 |
| 15029 | Lowe's Companies, Inc. | &nbsp;&nbsp;&nbsp; 3392496 |
| 3413 | O'Reilly Automotive, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 4667278 |
|  |  | &nbsp;&nbsp; 10710232 |
|  | **SEMICONDUCTORS - 10.3%** |  |
| 18100 | Applied Materials, Inc. | &nbsp;&nbsp;&nbsp; 2837175 |
| 21147 | Broadcom, Inc. | &nbsp;&nbsp;&nbsp; 5119055 |
| 93979 | Intel Corporation | &nbsp;&nbsp;&nbsp; 1837289 |
| 4461 | NVIDIA Corporation | &nbsp;&nbsp;&nbsp; 602815 |
|  |  | &nbsp;&nbsp; 10396334 |
|  | **SOFTWARE - 19.5%** |  |
| 6060 | ANSYS, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 2004769 |
| 45445 | Blackline, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 2541739 |
| 15393 | Microsoft Corporation | &nbsp;&nbsp;&nbsp; 7086322 |
| 22648 | Oracle Corporation | &nbsp;&nbsp;&nbsp; 3748923 |
| 16125 | Salesforce, Inc. | &nbsp;&nbsp;&nbsp; 4279091 |
|  |  | &nbsp;&nbsp; 19660844 |
|  | **TECHNOLOGY SERVICES - 2.2%** |  |
| 4423 | S&P Global, Inc. | &nbsp;&nbsp;&nbsp; 2268380 |

---

---

| | | |
|:---|:---|:---|
| **FM FOCUS EQUITY ETF** | **FM FOCUS EQUITY ETF** | **FM FOCUS EQUITY ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **May 31, 2025** | **May 31, 2025** | **May 31, 2025** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 92.4% (Continued)** |  |
|  | **TRANSPORTATION & LOGISTICS – 2.0%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8853 | Union Pacific Corporation | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;$1962356 |
|  | **TOTAL COMMON STOCKS (Cost $72,388,199)** | &nbsp;&nbsp; 93179950 |
|  | **SHORT-TERM INVESTMENT — 7.7%** |  |
|  | **MONEY MARKET FUND - 7.7%** |  |
| 7741555 | Goldman Sachs Financial Square Government Fund, Institutional Shares, 4.20% **(Cost $7,741,555)**<sup>(b)</sup> | &nbsp;&nbsp;&nbsp; 7741555 |
|  | **TOTAL INVESTMENTS - 100.1% (Cost $80,129,754)** | &nbsp;&nbsp;&nbsp; $100921505 |
|  | **LIABILITIES IN EXCESS OF OTHER ASSETS - (0.1)%** | &nbsp;&nbsp; (93708) |
|  | **NET ASSETS - 100.0%** | &nbsp;&nbsp; $100827797 |

---

<sup>(a)</sup> Non-income producing security. <br> <sup>(b)</sup> Rate disclosed is the seven day effective yield as of May 31, 2025.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** FM Focus Equity ETF

- **b. EDGAR series identifier (if any):** S000074624

- **c. LEI of Series:** 549300UVQCTFOHEGGU50

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-02-28

- **b. Date as of which information is reported:** 2025-05-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $100997782.94

**Total Liabilities:** $169985.83

**Net Assets:** $100827797.11

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000232649 | -4.90%               | -0.03%               | 5.59%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $250500.64               | $-5255354.22                               |
| Month 2  | $-1096444.33             | $1027071.87                                |
| Month 3  | $16857.90                | $5283186.13                                |

### Schedule of Portfolio Investments

| Name                                      | Title            | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Kinsale Capital Group Inc                 | KINSALE CAPITAL  | CUSIP: 49714P108<br>LEI: 529900QTUQHNZ6HOA508 | Long             | EC               | CORP              | US        |      2260 | NS      | $1066697.40   | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc                        | META PLATFORMS-A | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |      2620 | NS      | $1696423.80   | 1.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Danaher Corporation                       | DANAHER CORP     | CUSIP: 235851102<br>LEI: S4BKK9OTCEWQ3YHPFM11 | Long             | EC               | CORP              | US        |     12100 | NS      | $2297790.00   | 2.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Veralto Corp.                             | VERALTO CORP     | CUSIP: 92338C103<br>LEI: 635400FJE6GSOJUSNY27 | Long             | EC               | CORP              | US        |     46145 | NS      | $4662029.35   | 4.62%             |  |  |  | No            |                  1 | On Loan: No      |
| O'Reilly Automotive Inc.                  | O'REILLY AUTOMOT | CUSIP: 67103H107<br>LEI: 549300K2RLMQL149Q332 | Long             | EC               | CORP              | US        |      3413 | NS      | $4667277.50   | 4.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com, Inc.                          | AMAZON.COM INC   | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |      5240 | NS      | $1074252.40   | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp.                              | NVIDIA CORP      | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |      4461 | NS      | $602814.93    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| GE Aerospace                              | GENERAL ELECTRIC | CUSIP: 369604301<br>LEI: 3C7474T6CDKPR9K6YT90 | Long             | EC               | CORP              | US        |     26318 | NS      | $6471859.38   | 6.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Oracle Corp.                              | ORACLE CORP      | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |     22648 | NS      | $3748923.44   | 3.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Nike, Inc.                                | NIKE INC -CL B   | CUSIP: 654106103<br>LEI: 787RXPR0UX0O0XUXPZ81 | Long             | EC               | CORP              | US        |      7935 | NS      | $480781.65    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| S&P Global Inc                            | S&P GLOBAL INC   | CUSIP: 78409V104<br>LEI: Y6X4K52KMJMZE7I7MY94 | Long             | EC               | CORP              | US        |      4423 | NS      | $2268379.78   | 2.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackline Inc                             | BLACKLINE INC    | CUSIP: 09239B109<br>LEI: 529900P9N7PK9LV5EK56 | Long             | EC               | CORP              | US        |     45445 | NS      | $2541738.85   | 2.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Applied Materials Inc.                    | APPLIED MATERIAL | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |     18100 | NS      | $2837175.00   | 2.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Intel Corporation                         | INTEL CORP       | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |     93979 | NS      | $1837289.45   | 1.82%             |  |  |  | No            |                  1 | On Loan: No      |
| KKR & Co Inc.                             | KKR & CO INC     | CUSIP: 48251W104<br>LEI: 54930013V5I303TF9571 | Long             | EC               | CORP              | US        |     50532 | NS      | $6137616.72   | 6.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Autozone, Inc.                            | AUTOZONE INC     | CUSIP: 053332102<br>LEI: GA3JGKJ41LJKXDN23E90 | Long             | EC               | CORP              | US        |       710 | NS      | $2650458.40   | 2.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp.                           | MICROSOFT CORP   | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |     15393 | NS      | $7086321.48   | 7.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc.                             | ALPHABET INC-A   | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      1868 | NS      | $320810.32    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Take-Two Interactive Software Inc.        | TAKE-TWO INTERAC | CUSIP: 874054109<br>LEI: BOMSTHHJK882EWYX3334 | Long             | EC               | CORP              | US        |     19779 | NS      | $4475592.12   | 4.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Berkshire Hathaway Inc.                   | BERKSHIRE HATH-A | CUSIP: 084670108<br>LEI: 5493000C01ZX7D35SD85 | Long             | EC               | CORP              | US        |         8 | NS      | $6059200.00   | 6.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Starbucks Corp.                           | STARBUCKS CORP   | CUSIP: 855244109<br>LEI: OQSJ1DU9TAOC51A47K68 | Long             | EC               | CORP              | US        |     18182 | NS      | $1526378.90   | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc.                           | SALESFORCE INC   | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |     16125 | NS      | $4279091.25   | 4.24%             |  |  |  | No            |                  1 | On Loan: No      |
| West Pharmaceutical Services Incorporated | WEST PHARMACEUT  | CUSIP: 955306105<br>LEI: 5493007NKRGM1RJQ1P16 | Long             | EC               | CORP              | US        |      2121 | NS      | $447212.85    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Union Pacific Corporation                 | UNION PAC CORP   | CUSIP: 907818108<br>LEI: 549300LMMRSZZCZ8CL11 | Long             | EC               | CORP              | US        |      8853 | NS      | $1962355.98   | 1.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadcom Inc                              | BROADCOM INC     | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |     21147 | NS      | $5119054.29   | 5.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Trust                       | GS-GOVT-FST      | CUSIP: 38141W273<br>LEI: S2FHCT8U6D2VORP0J605 | Long             | STIV             | RF                | US        |   7741555 | PA      | $7741555.49   | 7.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc.                             | ALPHABET INC-C   | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      5944 | NS      | $1027420.40   | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| GE Vernova Inc.                           | GE VERNOVA LLC   | CUSIP: 36828A101<br>LEI: 254900DP080RU6OK2553 | Long             | EC               | CORP              | US        |      3935 | NS      | $1861176.30   | 1.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Chubb Ltd.                                | CHUBB LTD        | CUSIP: H1467J104<br>LEI: E0JAN6VLUDI1HITHT809 | Long             | EC               | CORP              | CH        |     10151 | NS      | $3016877.20   | 2.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Ansys Inc                                 | ANSYS INC        | CUSIP: 03662Q105<br>LEI: 549300VJV8H15Z5FJ571 | Long             | EC               | CORP              | US        |      6060 | NS      | $2004769.20   | 1.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Eli Lilly & Co.                           | ELI LILLY & CO   | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |      1344 | NS      | $991428.48    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Linde PLC                                 | LINDE PLC        | CUSIP: G54950103<br>LEI: 5299003QR1WT0EF88V51 | Long             | EC               | CORP              | IE        |      9770 | NS      | $4568256.60   | 4.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Lowes Companies, Inc.                     | LOWE'S COS INC   | CUSIP: 548661107<br>LEI: WAFCR4OKGSC504WU3E95 | Long             | EC               | CORP              | US        |     15029 | NS      | $3392496.17   | 3.36%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-06-27

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer