# EDGAR Filing Document

**Accession Number:** 0000831114
**File Stem:** 0001145549-23-004960
**Filing Date:** 2023-2
**Character Count:** 52641
**Document Hash:** 9762addff08eb0e22fa25c4a13037722
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-004960.hdr.sgml**: 20230203

**ACCESSION NUMBER**: 0001145549-23-004960

**CONFORMED SUBMISSION TYPE**: NPORT-P/A

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20200831

**FILED AS OF DATE**: 20230203

**DATE AS OF CHANGE**: 20230203

**PERIOD START**: 20200831

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RBB FUND, INC.
- **CENTRAL INDEX KEY:** 0000831114
- **IRS NUMBER:** 510312196
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P/A
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-05518
- **FILM NUMBER:** 23584155

**BUSINESS ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN ST.
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 609-731-6256

**MAIL ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN ST.
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RBB FUND INC
- **DATE OF NAME CHANGE:** 19920703

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FUND INC /DE/
- **DATE OF NAME CHANGE:** 19600201

## Series and Classes Contracts Data

### Boston Partners Small Cap Value Fund II (Series ID: S000001094)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000002982 | INSTITUTIONAL | BPSIX           |
| C000002983 | INVESTOR      | BPSCX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** RBB Fund, Inc.

- **b. Investment Company Act file number:** 811-05518

- **c. CIK number of Registrant:** 0000831114

- **d. LEI of Registrant:** 5493005KKD0GVHSW0D29

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 414-765-5366

**Item A.2. Information about the Series.**

- **a. Name of Series:** Boston Partners Small Cap Value Fund II

- **b. EDGAR series identifier (if any):** S000001094

- **c. LEI of Series:** 549300EE05OFMWYSCJ83

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2020-08-31

- **b. Date as of which information is reported:** 2020-08-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $635194539.83

**Total Liabilities:** $54584583.10

**Net Assets:** $580609956.73

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000002982 | 3.41%                | 4.09%                | 6.04%                |
| Class ID C000002983 | 3.41%                | 4.07%                | 6.02%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-4729427.34             | $21754066.66                               |
| Month 2  | $5534600.02              | $16842914.46                               |
| Month 3  | $126120.61               | $33678014.46                               |

### Schedule of Portfolio Investments

| Name                                      | Title                                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   | Fair Value Level   | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| Parsley Energy Inc                        | Parsley Energy Inc                        | CUSIP: 701877102<br>LEI: 549300DMRA8DSL66G562 | Long             | EC               | CORP              | US        |    146786 | NS      | $1577949.50   | 0.27%             |  |  |  | No            | 1                  | On Loan: —       |
| PennyMac Financial Services In            | PennyMac Financial Services Inc           | CUSIP: 70932M107<br>LEI: 549300W1D516HBDEU871 | Long             | EC               | CORP              | US        |    151711 | NS      | $7998203.92   | 1.38%             |  |  |  | No            | 1                  | On Loan: No      |
| PQ Group Holdings Inc                     | PQ Group Holdings Inc                     | CUSIP: 73943T103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    157518 | NS      | $1835084.70   | 0.32%             |  |  |  | No            | 1                  | On Loan: No      |
| ProAssurance Corp                         | ProAssurance Corp                         | CUSIP: 74267C106<br>LEI: 54930015E5J57R675E89 | Long             | EC               | CORP              | US        |     88149 | NS      | $1350442.68   | 0.23%             |  |  |  | No            | 1                  | On Loan: No      |
| ProPetro Holding Corp                     | ProPetro Holding Corp                     | CUSIP: 74347M108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    260625 | NS      | $1636725.00   | 0.28%             |  |  |  | No            | 1                  | On Loan: No      |
| Pure Cycle Corp                           | Pure Cycle Corp                           | CUSIP: 746228303<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    212651 | NS      | $2075473.76   | 0.36%             |  |  |  | No            | 1                  | On Loan: No      |
| RBB Bancorp                               | RBB Bancorp                               | CUSIP: 74930B105<br>LEI: 549300A23FBFZNGET525 | Long             | EC               | CORP              | US        |     77528 | NS      | $1005538.16   | 0.17%             |  |  |  | No            | 1                  | On Loan: No      |
| R1 RCM Inc                                | R1 RCM Inc                                | CUSIP: 749397105<br>LEI: 549300VKOMJ3EM506212 | Long             | EC               | CORP              | US        |    197683 | NS      | $2866403.50   | 0.49%             |  |  |  | No            | 1                  | On Loan: No      |
| Reinsurance Group of America I            | Reinsurance Group of America Inc          | CUSIP: 759351604<br>LEI: LORM1GNEU1DKEW527V90 | Long             | EC               | CORP              | US        |     21560 | NS      | $1976620.80   | 0.34%             |  |  |  | No            | 1                  | On Loan: No      |
| SLM Corp                                  | SLM Corp                                  | CUSIP: 78442P106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1241311 | NS      | $9483616.04   | 1.63%             |  |  |  | No            | 1                  | On Loan: No      |
| Schweitzer-Mauduit Internation            | Schweitzer-Mauduit International Inc      | CUSIP: 808541106<br>LEI: 549300Z1FU4IDULG1R21 | Long             | EC               | CORP              | US        |    155090 | NS      | $4703879.70   | 0.81%             |  |  |  | No            | 1                  | On Loan: No      |
| Science Applications Internati            | Science Applications International Corp   | CUSIP: 808625107<br>LEI: 549300LZPNZIXQGZPZ48 | Long             | EC               | CORP              | US        |    102733 | NS      | $8574096.18   | 1.48%             |  |  |  | No            | 1                  | On Loan: No      |
| Silvercrest Asset Management G            | Silvercrest Asset Management Group Inc    | CUSIP: 828359109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    274316 | NS      | $3439922.64   | 0.59%             |  |  |  | No            | 1                  | On Loan: No      |
| Skechers USA Inc                          | Skechers U.S.A. Inc                       | CUSIP: 830566105<br>LEI: 529900D2R54KZPA4XR56 | Long             | EC               | CORP              | US        |    196965 | NS      | $5879405.25   | 1.01%             |  |  |  | No            | 1                  | On Loan: No      |
| South State Corp                          | South State Corp                          | CUSIP: 840441109<br>LEI: 549300JZUANXM0YQ4W53 | Long             | EC               | CORP              | US        |     42565 | NS      | $2370019.20   | 0.41%             |  |  |  | No            | 1                  | On Loan: No      |
| Spectrum Brands Holdings Inc              | Spectrum Brands Holdings Inc              | CUSIP: 84790A105<br>LEI: 549300JM0MJETDD30O20 | Long             | EC               | CORP              | US        |     39403 | NS      | $2348418.80   | 0.40%             |  |  |  | No            | 1                  | On Loan: —       |
| Spirit Realty Capital Inc                 | Spirit Realty Capital Inc                 | CUSIP: 84860W300<br>LEI: 549300LTU6LVPZSHMJ25 | Long             | EC               | CORP              | US        |     63911 | NS      | $2269479.61   | 0.39%             |  |  |  | No            | 1                  | On Loan: —       |
| Standard Motor Products Inc               | Standard Motor Products Inc               | CUSIP: 853666105<br>LEI: THGK1EO5B5HK0JHQVZ90 | Long             | EC               | CORP              | US        |     42600 | NS      | $1935744.00   | 0.33%             |  |  |  | No            | 1                  | On Loan: No      |
| State Auto Financial Corp                 | State Auto Financial Corp                 | CUSIP: 855707105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     58178 | NS      | $897686.54    | 0.15%             |  |  |  | No            | 1                  | On Loan: No      |
| Starwood Property Trust Inc               | Starwood Property Trust Inc               | CUSIP: 85571B105<br>LEI: BUGSFQZERKRBFWIG5267 | Long             | EC               | CORP              | US        |    111297 | NS      | $1736233.20   | 0.30%             |  |  |  | No            | 1                  | On Loan: No      |
| Sykes Enterprises Inc                     | Sykes Enterprises Inc                     | CUSIP: 871237103<br>LEI: 549300JJ24XHULP7Q562 | Long             | EC               | CORP              | US        |    181063 | NS      | $5994090.62   | 1.03%             |  |  |  | No            | 1                  | On Loan: No      |
| Synovus Financial Corp                    | Synovus Financial Corp                    | CUSIP: 87161C501<br>LEI: 549300EIUS8UN5JTLE54 | Long             | EC               | CORP              | US        |     54531 | NS      | $1192592.97   | 0.21%             |  |  |  | No            | 1                  | On Loan: No      |
| SYNNEX Corp                               | SYNNEX Corp                               | CUSIP: 87162W100<br>LEI: 5493004HI6PFLF46NS53 | Long             | EC               | CORP              | US        |    102118 | NS      | $12984303.64  | 2.24%             |  |  |  | No            | 1                  | On Loan: No      |
| Syneos Health Inc                         | Syneos Health Inc                         | CUSIP: 87166B102<br>LEI: 549300F1ZGKDS8P6GU13 | Long             | EC               | CORP              | US        |    143956 | NS      | $9083623.60   | 1.56%             |  |  |  | No            | 1                  | On Loan: No      |
| Tempur Sealy International Inc            | Tempur Sealy International Inc            | CUSIP: 88023U101<br>LEI: 549300HFEKVR3US71V91 | Long             | EC               | CORP              | US        |     29013 | NS      | $2481772.02   | 0.43%             |  |  |  | No            | 1                  | On Loan: No      |
| Terex Corp                                | Terex Corp                                | CUSIP: 880779103<br>LEI: YAWJZJYEQ7M1SYMOS462 | Long             | EC               | CORP              | US        |     95596 | NS      | $1870813.72   | 0.32%             |  |  |  | No            | 1                  | On Loan: No      |
| Toll Brothers Inc                         | Toll Brothers Inc                         | CUSIP: 889478103<br>LEI: 529900JB6IS9MSZGVR44 | Long             | EC               | CORP              | US        |     51691 | NS      | $2182394.02   | 0.38%             |  |  |  | No            | 1                  | On Loan: No      |
| TravelCenters of America Inc              | TravelCenters of America Inc              | CUSIP: 89421B109<br>LEI: 529900FQY3V2OO9M4Z65 | Long             | EC               | CORP              | US        |     45654 | NS      | $975169.44    | 0.17%             |  |  |  | No            | 1                  | On Loan: No      |
| TTEC Holdings Inc                         | TTEC Holdings Inc                         | CUSIP: 89854H102<br>LEI: GTJS1N8S8I28A7L4WG97 | Long             | EC               | CORP              | US        |    114630 | NS      | $6498374.70   | 1.12%             |  |  |  | No            | 1                  | On Loan: No      |
| U.S. Bank Money Market Deposit Account    | U.S. Bank Money Market Deposit Account    | CUSIP: 8AMMF0A92<br>LEI: N/A                  | Long             | STIV             | RF                | US        |  11276492 | NS      | $11276492.27  | 1.94%             |  |  |  | No            | 1                  | On Loan: No      |
| US Physical Therapy Inc                   | US Physical Therapy Inc                   | CUSIP: 90337L108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6743 | NS      | $599452.70    | 0.10%             |  |  |  | No            | 1                  | On Loan: —       |
| Ultra Clean Holdings Inc                  | Ultra Clean Holdings Inc                  | CUSIP: 90385V107<br>LEI: 5493007L6LS7QX18PE75 | Long             | EC               | CORP              | US        |     79109 | NS      | $1939752.68   | 0.33%             |  |  |  | No            | 1                  | On Loan: No      |
| Umpqua Holdings Corp                      | Umpqua Holdings Corp                      | CUSIP: 904214103<br>LEI: 5299002ENJ7CY215BW86 | Long             | EC               | CORP              | US        |    101695 | NS      | $1147119.60   | 0.20%             |  |  |  | No            | 1                  | On Loan: No      |
| Unisys Corp                               | Unisys Corp                               | CUSIP: 909214306<br>LEI: 549300T21W22FIJJOW08 | Long             | EC               | CORP              | US        |    308201 | NS      | $3593623.66   | 0.62%             |  |  |  | No            | 1                  | On Loan: —       |
| Universal Corp/VA                         | Universal Corp/VA                         | CUSIP: 913456109<br>LEI: 549300BZXZ66F6DTIF20 | Long             | EC               | CORP              | US        |     66118 | NS      | $2870182.38   | 0.49%             |  |  |  | No            | 1                  | On Loan: No      |
| Valvoline Inc                             | Valvoline Inc                             | CUSIP: 92047W101<br>LEI: 549300CMHPBEY6VPOT75 | Long             | EC               | CORP              | US        |    501953 | NS      | $10239841.20  | 1.76%             |  |  |  | No            | 1                  | On Loan: No      |
| Velocity Financial Inc                    | Velocity Financial Inc                    | CUSIP: 92262D101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    292964 | NS      | $1555638.84   | 0.27%             |  |  |  | No            | 1                  | On Loan: —       |
| Viad Corp                                 | Viad Corp                                 | CUSIP: 92552R406<br>LEI: 549300PXU4ZW7LPO5Y40 | Long             | EC               | CORP              | US        |     70633 | NS      | $1513665.19   | 0.26%             |  |  |  | No            | 1                  | On Loan: No      |
| Viper Energy Partners LP                  | Viper Energy Partners LP                  | CUSIP: 92763M105<br>LEI: 5299009LINL232255G03 | Long             | EC               | CORP              | US        |    200217 | NS      | $2038209.06   | 0.35%             |  |  |  | No            | 1                  | On Loan: No      |
| Walker & Dunlop Inc                       | Walker and Dunlop Inc                     | CUSIP: 93148P102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    173001 | NS      | $9476994.78   | 1.63%             |  |  |  | No            | 1                  | On Loan: No      |
| ACCO Brands Corp                          | ACCO Brands Corp                          | CUSIP: 00081T108<br>LEI: JCT8P4Y190IH4I1NX328 | Long             | EC               | CORP              | US        |    367713 | NS      | $2382780.24   | 0.41%             |  |  |  | No            | 1                  | On Loan: No      |
| ABM Industries Inc                        | ABM Industries Inc                        | CUSIP: 000957100<br>LEI: QF02R89VEIOROM77J447 | Long             | EC               | CORP              | US        |    272110 | NS      | $10378275.40  | 1.79%             |  |  |  | No            | 1                  | On Loan: No      |
| ASGN Inc                                  | ASGN Inc                                  | CUSIP: 00191U102<br>LEI: LZBNYYCBUKY537072438 | Long             | EC               | CORP              | US        |    110749 | NS      | $7948455.73   | 1.37%             |  |  |  | No            | 1                  | On Loan: No      |
| Washington Federal Inc                    | Washington Federal Inc                    | CUSIP: 938824109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     74311 | NS      | $1742592.95   | 0.30%             |  |  |  | No            | 1                  | On Loan: No      |
| WESCO International Inc                   | WESCO International Inc                   | CUSIP: 95082P105<br>LEI: 529900TXOGREY3WNJ434 | Long             | EC               | CORP              | US        |    115811 | NS      | $5425745.35   | 0.93%             |  |  |  | No            | 1                  | On Loan: No      |
| World Fuel Services Corp                  | World Fuel Services Corp                  | CUSIP: 981475106<br>LEI: D3W7PCXCBRQLL17DZ313 | Long             | EC               | CORP              | US        |    292835 | NS      | $7730844.00   | 1.33%             |  |  |  | No            | 1                  | On Loan: No      |
| Yelp Inc                                  | Yelp Inc                                  | CUSIP: 985817105<br>LEI: 5299007OU2DOSXPQBO35 | Long             | EC               | CORP              | US        |    138026 | NS      | $3191161.12   | 0.55%             |  |  |  | No            | 1                  | On Loan: —       |
| AECOM                                     | AECOM                                     | CUSIP: 00766T100<br>LEI: 0EEB8GF0W0NPCIHZX097 | Long             | EC               | CORP              | US        |     86786 | NS      | $3428914.86   | 0.59%             |  |  |  | No            | 1                  | On Loan: No      |
| Aegion Corp                               | Aegion Corp                               | CUSIP: 00770F104<br>LEI: 549300AG3DVJURRIT691 | Long             | EC               | CORP              | US        |    139848 | NS      | $2263439.88   | 0.39%             |  |  |  | No            | 1                  | On Loan: No      |
| ZAGG Inc                                  | ZAGG Inc                                  | CUSIP: 98884U108<br>LEI: 549300ZF4FN5BTLAO858 | Long             | EC               | CORP              | US        |    299302 | NS      | $951780.36    | 0.16%             |  |  |  | No            | 1                  | On Loan: —       |
| Mount Vernon Liquid Assets Portfolio, LLC | Mount Vernon Liquid Assets Portfolio, LLC | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | PF                | US        |  53885936 | NS      | $53885936.01  | 9.28%             |  |  |  | No            | N/A                | On Loan: No      |
| Air Lease Corp                            | Air Lease Corp                            | CUSIP: 00912X302<br>LEI: 5493004NW4M4P8TMMK63 | Long             | EC               | CORP              | US        |     60348 | NS      | $1875615.84   | 0.32%             |  |  |  | No            | 1                  | On Loan: —       |
| AllianceBernstein Holding LP              | AllianceBernstein Holding LP              | CUSIP: 01881G106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     69498 | NS      | $1979998.02   | 0.34%             |  |  |  | No            | 1                  | On Loan: No      |
| Assured Guaranty Ltd                      | Assured Guaranty Ltd                      | CUSIP: G0585R106<br>LEI: 549300BBOQUJEPH87M14 | Long             | EC               | CORP              | BM        |    317087 | NS      | $6801516.15   | 1.17%             |  |  |  | No            | 1                  | On Loan: No      |
| Axis Capital Holdings Ltd                 | Axis Capital Holdings Ltd                 | CUSIP: G0692U109<br>LEI: N/A                  | Long             | EC               | CORP              | BM        |    183971 | NS      | $8786454.96   | 1.51%             |  |  |  | No            | 1                  | On Loan: No      |
| Essent Group Ltd                          | Essent Group Ltd                          | CUSIP: G3198U102<br>LEI: 254900QUO860OUT6ZF83 | Long             | EC               | CORP              | US        |    197691 | NS      | $7057568.70   | 1.22%             |  |  |  | No            | 1                  | On Loan: No      |
| Fresh Del Monte Produce Inc               | Fresh Del Monte Produce Inc               | CUSIP: G36738105<br>LEI: 529900I72V9F0FEZR228 | Long             | EC               | CORP              | US        |    103376 | NS      | $2397289.44   | 0.41%             |  |  |  | No            | 1                  | On Loan: No      |
| Greenlight Capital Re Ltd                 | Greenlight Capital Re Ltd                 | CUSIP: G4095J109<br>LEI: 549300Q9HRIFA2BGHJ51 | Long             | EC               | CORP              | KY        |    180251 | NS      | $1310424.77   | 0.23%             |  |  |  | No            | 1                  | On Loan: —       |
| IBEX Ltd                                  | IBEX Ltd                                  | CUSIP: G4690M101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    138585 | NS      | $2215974.15   | 0.38%             |  |  |  | No            | 1                  | On Loan: No      |
| AMERISAFE Inc                             | AMERISAFE Inc                             | CUSIP: 03071H100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     47737 | NS      | $3185490.01   | 0.55%             |  |  |  | No            | 1                  | On Loan: No      |
| Anworth Mortgage Asset Corp               | Anworth Mortgage Asset Corp               | CUSIP: 037347101<br>LEI: N2KM5OGWVS7HLNUACF84 | Long             | EC               | CORP              | US        |    687215 | NS      | $1188881.95   | 0.20%             |  |  |  | No            | 1                  | On Loan: No      |
| International Game Technology             | International Game Technology PLC         | CUSIP: G4863A108<br>LEI: 549300UQ6KHRCZDRGZ76 | Long             | EC               | CORP              | US        |    281981 | NS      | $3138448.53   | 0.54%             |  |  |  | No            | 1                  | On Loan: No      |
| James River Group Holdings Ltd            | James River Group Holdings Ltd            | CUSIP: G5005R107<br>LEI: N/A                  | Long             | EC               | CORP              | BM        |    107779 | NS      | $5249915.09   | 0.90%             |  |  |  | No            | 1                  | On Loan: No      |
| Ares Commercial Real Estate Co            | Ares Commercial Real Estate Corp          | CUSIP: 04013V108<br>LEI: 549300ZNO5IWXS443S81 | Long             | EC               | CORP              | US        |    124499 | NS      | $1240010.04   | 0.21%             |  |  |  | No            | 1                  | On Loan: No      |
| BMC Stock Holdings Inc                    | BMC Stock Holdings Inc                    | CUSIP: 05591B109<br>LEI: 549300GHSZDJ1FJEJG18 | Long             | EC               | CORP              | US        |    165056 | NS      | $6589035.52   | 1.13%             |  |  |  | No            | 1                  | On Loan: No      |
| Nomad Foods Ltd                           | Nomad Foods Ltd                           | CUSIP: G6564A105<br>LEI: 5493000ZZ1837DS2SI43 | Long             | EC               | CORP              | GB        |    164398 | NS      | $4054054.68   | 0.70%             |  |  |  | No            | 1                  | On Loan: No      |
| SMART Global Holdings Inc                 | SMART Global Holdings Inc                 | CUSIP: G8232Y101<br>LEI: 529900RDGHQY8XKXPN14 | Long             | EC               | CORP              | US        |    123717 | NS      | $3117668.40   | 0.54%             |  |  |  | No            | 1                  | On Loan: —       |
| White Mountains Insurance Grou            | White Mountains Insurance Group Ltd       | CUSIP: G9618E107<br>LEI: 549300N3FL068JERBG02 | Long             | EC               | CORP              | US        |      4490 | NS      | $4002386.00   | 0.69%             |  |  |  | No            | 1                  | On Loan: No      |
| Orion Engineered Carbons SA               | Orion Engineered Carbons SA               | CUSIP: L72967109<br>LEI: N/A                  | Long             | EC               | CORP              | LU        |    159662 | NS      | $1939893.30   | 0.33%             |  |  |  | No            | 1                  | On Loan: No      |
| BankUnited Inc                            | BankUnited Inc                            | CUSIP: 06652K103<br>LEI: 96OVUWEW5D4YX6PFXD91 | Long             | EC               | CORP              | US        |    169405 | NS      | $3960688.90   | 0.68%             |  |  |  | No            | 1                  | On Loan: No      |
| Beazer Homes USA Inc                      | Beazer Homes USA Inc                      | CUSIP: 07556Q881<br>LEI: 549300DUPYT2T0F60I45 | Long             | EC               | CORP              | US        |    127482 | NS      | $1560379.68   | 0.27%             |  |  |  | No            | 1                  | On Loan: —       |
| Bel Fuse Inc                              | Bel Fuse Inc                              | CUSIP: 077347300<br>LEI: 2549009L4XYDBRRY6X39 | Long             | EC               | CORP              | US        |    147517 | NS      | $1773154.34   | 0.31%             |  |  |  | No            | 1                  | On Loan: —       |
| Belden Inc                                | Belden Inc                                | CUSIP: 077454106<br>LEI: 68BKYO1JC791TTJHUE82 | Long             | EC               | CORP              | US        |    135675 | NS      | $4569534.00   | 0.79%             |  |  |  | No            | 1                  | On Loan: —       |
| Blackstone Mortgage Trust Inc             | Blackstone Mortgage Trust Inc             | CUSIP: 09257W100<br>LEI: 549300OLDJ20R2Y2UW20 | Long             | EC               | CORP              | US        |    216070 | NS      | $5135983.90   | 0.88%             |  |  |  | No            | 1                  | On Loan: —       |
| CBIZ Inc                                  | CBIZ Inc                                  | CUSIP: 124805102<br>LEI: 529900D5X8CFM8O1N813 | Long             | EC               | CORP              | US        |    138977 | NS      | $3379920.64   | 0.58%             |  |  |  | No            | 1                  | On Loan: No      |
| CRA International Inc                     | CRA International Inc                     | CUSIP: 12618T105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     96387 | NS      | $4097411.37   | 0.71%             |  |  |  | No            | 1                  | On Loan: No      |
| Cactus Inc                                | Cactus Inc                                | CUSIP: 127203107<br>LEI: 549300J3T8C9F8QFKV08 | Long             | EC               | CORP              | US        |    110762 | NS      | $2446732.58   | 0.42%             |  |  |  | No            | 1                  | On Loan: No      |
| ChampionX Corp                            | ChampionX Corp                            | CUSIP: 15872M104<br>LEI: 549300EP2909K6DYYP38 | Long             | EC               | CORP              | US        |    170039 | NS      | $1741199.36   | 0.30%             |  |  |  | No            | 1                  | On Loan: No      |
| Change Healthcare Inc                     | Change Healthcare Inc                     | CUSIP: 15912K100<br>LEI: 549300GS1BPJEDOZHM07 | Long             | EC               | CORP              | US        |    868757 | NS      | $12292911.55  | 2.12%             |  |  |  | No            | 1                  | On Loan: No      |
| Columbia Banking System Inc               | Columbia Banking System Inc               | CUSIP: 197236102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     55403 | NS      | $1546297.73   | 0.27%             |  |  |  | No            | 1                  | On Loan: No      |
| Cousins Properties Inc                    | Cousins Properties Inc                    | CUSIP: 222795502<br>LEI: 5493007XPYD5EJABN062 | Long             | EC               | CORP              | US        |    214913 | NS      | $6415153.05   | 1.10%             |  |  |  | No            | 1                  | On Loan: No      |
| Covanta Holding Corp                      | Covanta Holding Corp                      | CUSIP: 22282E102<br>LEI: 40XIFLS8XDQGGHGPGC04 | Long             | EC               | CORP              | US        |    166012 | NS      | $1567153.28   | 0.27%             |  |  |  | No            | 1                  | On Loan: No      |
| Curtiss-Wright Corp                       | Curtiss-Wright Corp                       | CUSIP: 231561101<br>LEI: TEL51ETZWP7D0ZM4X325 | Long             | EC               | CORP              | US        |     59030 | NS      | $6039949.60   | 1.04%             |  |  |  | No            | 1                  | On Loan: No      |
| DXC Technology Co                         | DXC Technology Co                         | CUSIP: 23355L106<br>LEI: 549300DOVZ3EDJB7O259 | Long             | EC               | CORP              | US        |    209466 | NS      | $4185130.68   | 0.72%             |  |  |  | No            | 1                  | On Loan: No      |
| Diebold Nixdorf Inc                       | Diebold Nixdorf Inc                       | CUSIP: 253651103<br>LEI: 549300XZK6EWDBAZSY16 | Long             | EC               | CORP              | US        |    198889 | NS      | $1658734.26   | 0.29%             |  |  |  | No            | 1                  | On Loan: —       |
| Energizer Holdings Inc                    | Energizer Holdings Inc                    | CUSIP: 29272W109<br>LEI: 5493000D6NN0V57UME20 | Long             | EC               | CORP              | US        |    204029 | NS      | $9444502.41   | 1.63%             |  |  |  | No            | 1                  | On Loan: —       |
| EnerSys                                   | EnerSys                                   | CUSIP: 29275Y102<br>LEI: 7ZS3DE5PN30BYUJFWP05 | Long             | EC               | CORP              | US        |    113427 | NS      | $8164475.46   | 1.41%             |  |  |  | No            | 1                  | On Loan: No      |
| Ennis Inc                                 | Ennis Inc                                 | CUSIP: 293389102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     55420 | NS      | $1015848.60   | 0.17%             |  |  |  | No            | 1                  | On Loan: —       |
| Envista Holdings Corp                     | Envista Holdings Corp                     | CUSIP: 29415F104<br>LEI: 549300BX623VURJZ5269 | Long             | EC               | CORP              | US        |    293339 | NS      | $7037202.61   | 1.21%             |  |  |  | No            | 1                  | On Loan: No      |
| Evercore Inc                              | Evercore Inc                              | CUSIP: 29977A105<br>LEI: 529900P6KLPT95DW3W58 | Long             | EC               | CORP              | US        |     78394 | NS      | $4851020.72   | 0.84%             |  |  |  | No            | 1                  | On Loan: No      |
| EVERTEC Inc                               | EVERTEC Inc                               | CUSIP: 30040P103<br>LEI: N/A                  | Long             | EC               | CORP              | PR        |    150246 | NS      | $5261614.92   | 0.91%             |  |  |  | No            | 1                  | On Loan: No      |
| Extended Stay America Inc                 | Extended Stay America Inc                 | CUSIP: 30224P200<br>LEI: 549300IESZBC3BJUJW64 | Long             | EC               | CORP              | US        |    158462 | NS      | $1979190.38   | 0.34%             |  |  |  | No            | 1                  | On Loan: No      |
| FTI Consulting Inc                        | FTI Consulting Inc                        | CUSIP: 302941109<br>LEI: 549300K17GM8EQD0FQ48 | Long             | EC               | CORP              | US        |     61445 | NS      | $7051428.20   | 1.21%             |  |  |  | No            | 1                  | On Loan: No      |
| Farmer Mac                                | Federal Agricultural Mortgage Corp        | CUSIP: 313148306<br>LEI: 549300MS654K78GYF580 | Long             | EC               | CORP              | US        |     58236 | NS      | $3968783.40   | 0.68%             |  |  |  | No            | 1                  | On Loan: No      |
| First American Financial Corp             | First American Financial Corp             | CUSIP: 31847R102<br>LEI: 549300B6VEZK3N0A1P55 | Long             | EC               | CORP              | US        |     80290 | NS      | $4220845.30   | 0.73%             |  |  |  | No            | 1                  | On Loan: No      |
| First Citizens BancShares Inc/            | First Citizens BancShares Inc/NC          | CUSIP: 31946M103<br>LEI: 549300N3Z00ZHE2XC526 | Long             | EC               | CORP              | US        |      7053 | NS      | $2772886.95   | 0.48%             |  |  |  | No            | 1                  | On Loan: No      |
| First Horizon National Corp               | First Horizon National Corp               | CUSIP: 320517105<br>LEI: TF3RXI1ZB1TQ30H9JV10 | Long             | EC               | CORP              | US        |    209618 | NS      | $2001851.90   | 0.34%             |  |  |  | No            | 1                  | On Loan: No      |
| First Hawaiian Inc                        | First Hawaiian Inc                        | CUSIP: 32051X108<br>LEI: 5493002DJSH46F5OLV06 | Long             | EC               | CORP              | US        |    331198 | NS      | $5474702.94   | 0.94%             |  |  |  | No            | 1                  | On Loan: —       |
| First Merchants Corp                      | First Merchants Corp                      | CUSIP: 320817109<br>LEI: TZTBT0OTGQ2FEK6XMX94 | Long             | EC               | CORP              | US        |     95168 | NS      | $2434397.44   | 0.42%             |  |  |  | No            | 1                  | On Loan: No      |
| First Solar Inc                           | First Solar Inc                           | CUSIP: 336433107<br>LEI: 549300NPYMLM4NHTOF27 | Long             | EC               | CORP              | US        |     36989 | NS      | $2832987.51   | 0.49%             |  |  |  | No            | 1                  | On Loan: —       |
| FirstCash Inc                             | FirstCash Inc                             | CUSIP: 33767D105<br>LEI: 549300V2X3UU7K0DG350 | Long             | EC               | CORP              | US        |     85600 | NS      | $5114600.00   | 0.88%             |  |  |  | No            | 1                  | On Loan: No      |
| Flushing Financial Corp                   | Flushing Financial Corp                   | CUSIP: 343873105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     69537 | NS      | $843483.81    | 0.15%             |  |  |  | No            | 1                  | On Loan: No      |
| Foot Locker Inc                           | Foot Locker Inc                           | CUSIP: 344849104<br>LEI: 549300X383CBNP6MTV94 | Long             | EC               | CORP              | US        |    154184 | NS      | $4676400.72   | 0.81%             |  |  |  | No            | 1                  | On Loan: —       |
| Foundation Building Materials             | Foundation Building Materials Inc         | CUSIP: 350392106<br>LEI: 549300ZVE6MONHB01I28 | Long             | EC               | CORP              | US        |    129550 | NS      | $2102596.50   | 0.36%             |  |  |  | No            | 1                  | On Loan: No      |
| frontdoor Inc                             | frontdoor Inc                             | CUSIP: 35905A109<br>LEI: 5493008RB0JZJI3QGZ06 | Long             | EC               | CORP              | US        |    141189 | NS      | $6151604.73   | 1.06%             |  |  |  | No            | 1                  | On Loan: No      |
| Graphic Packaging Holding Co              | Graphic Packaging Holding Co              | CUSIP: 388689101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1103614 | NS      | $15428523.72  | 2.66%             |  |  |  | No            | 1                  | On Loan: —       |
| HD Supply Holdings Inc                    | HD Supply Holdings Inc                    | CUSIP: 40416M105<br>LEI: 549300B7Z7O7RWEXS689 | Long             | EC               | CORP              | US        |     99380 | NS      | $3941410.80   | 0.68%             |  |  |  | No            | 1                  | On Loan: No      |
| Hanesbrands Inc                           | Hanesbrands Inc                           | CUSIP: 410345102<br>LEI: GX5LWVWZLL5S4W1L2F20 | Long             | EC               | CORP              | US        |    322847 | NS      | $4936330.63   | 0.85%             |  |  |  | No            | 1                  | On Loan: —       |
| Hanger Inc                                | Hanger Inc                                | CUSIP: 41043F208<br>LEI: 254900ZJJJYVLHJXSZ60 | Long             | EC               | CORP              | US        |     78931 | NS      | $1559676.56   | 0.27%             |  |  |  | No            | 1                  | On Loan: No      |
| Hanover Insurance Group Inc/Th            | Hanover Insurance Group Inc/The           | CUSIP: 410867105<br>LEI: JJYR6MFKFF6CF8DBZ078 | Long             | EC               | CORP              | US        |     56891 | NS      | $5830758.59   | 1.00%             |  |  |  | No            | 1                  | On Loan: No      |
| Harley-Davidson Inc                       | Harley-Davidson Inc                       | CUSIP: 412822108<br>LEI: ZDNAWZWXIKMWI51R2A08 | Long             | EC               | CORP              | US        |    108698 | NS      | $3012021.58   | 0.52%             |  |  |  | No            | 1                  | On Loan: —       |
| Harsco Corp                               | Harsco Corp                               | CUSIP: 415864107<br>LEI: KAO98FK89NPNNPQGUZ43 | Long             | EC               | CORP              | US        |    263376 | NS      | $3726770.40   | 0.64%             |  |  |  | No            | 1                  | On Loan: No      |
| Heidrick & Struggles Internati            | Heidrick & Struggles International Inc    | CUSIP: 422819102<br>LEI: 5493006284N2J367VB57 | Long             | EC               | CORP              | US        |     54352 | NS      | $1175633.76   | 0.20%             |  |  |  | No            | 1                  | On Loan: No      |
| Heritage Financial Corp/WA                | Heritage Financial Corp/WA                | CUSIP: 42722X106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     89505 | NS      | $1784729.70   | 0.31%             |  |  |  | No            | 1                  | On Loan: —       |
| Heritage Insurance Holdings In            | Heritage Insurance Holdings Inc           | CUSIP: 42727J102<br>LEI: 9845008CCYDD87F66B45 | Long             | EC               | CORP              | US        |    102154 | NS      | $1333109.70   | 0.23%             |  |  |  | No            | 1                  | On Loan: No      |
| Hillenbrand Inc                           | Hillenbrand Inc                           | CUSIP: 431571108<br>LEI: U246OE781574J2BUD366 | Long             | EC               | CORP              | US        |     81992 | NS      | $2599966.32   | 0.45%             |  |  |  | No            | 1                  | On Loan: No      |
| Hope Bancorp Inc                          | Hope Bancorp Inc                          | CUSIP: 43940T109<br>LEI: 549300UTF4QGMBHIZ219 | Long             | EC               | CORP              | US        |    143190 | NS      | $1211387.40   | 0.21%             |  |  |  | No            | 1                  | On Loan: No      |
| Huntsman Corp                             | Huntsman Corp                             | CUSIP: 447011107<br>LEI: 5299000V56320A7RIQ67 | Long             | EC               | CORP              | US        |    100590 | NS      | $2174755.80   | 0.37%             |  |  |  | No            | 1                  | On Loan: No      |
| IAA Inc                                   | IAA Inc                                   | CUSIP: 449253103<br>LEI: 549300PZCOPC5178W747 | Long             | EC               | CORP              | US        |     35020 | NS      | $1832246.40   | 0.32%             |  |  |  | No            | 1                  | On Loan: No      |
| ICF International Inc                     | ICF International Inc                     | CUSIP: 44925C103<br>LEI: 5493003KYFDDC5B3WY64 | Long             | EC               | CORP              | US        |     72206 | NS      | $4932391.86   | 0.85%             |  |  |  | No            | 1                  | On Loan: No      |
| Ingevity Corp                             | Ingevity Corp                             | CUSIP: 45688C107<br>LEI: 5493009UTFC4B5IMGF87 | Long             | EC               | CORP              | US        |     68784 | NS      | $3863597.28   | 0.67%             |  |  |  | No            | 1                  | On Loan: —       |
| Insight Enterprises Inc                   | Insight Enterprises Inc                   | CUSIP: 45765U103<br>LEI: 529900S8991TYW6YP792 | Long             | EC               | CORP              | US        |     83659 | NS      | $5003226.50   | 0.86%             |  |  |  | No            | 1                  | On Loan: No      |
| InterDigital Inc                          | InterDigital Inc                          | CUSIP: 45867G101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     58661 | NS      | $3587120.15   | 0.62%             |  |  |  | No            | 1                  | On Loan: No      |
| KAR Auction Services Inc                  | KAR Auction Services Inc                  | CUSIP: 48238T109<br>LEI: 5493004HKD20LBSG7D03 | Long             | EC               | CORP              | US        |    419522 | NS      | $7274511.48   | 1.25%             |  |  |  | No            | 1                  | On Loan: No      |
| Korn Ferry                                | Korn Ferry                                | CUSIP: 500643200<br>LEI: 549300FOD20OM0GT5G40 | Long             | EC               | CORP              | US        |     52754 | NS      | $1608997.00   | 0.28%             |  |  |  | No            | 1                  | On Loan: No      |
| LHC Group Inc                             | LHC Group Inc                             | CUSIP: 50187A107<br>LEI: 5299009NPLWAMRQYZX73 | Long             | EC               | CORP              | US        |     28877 | NS      | $6019121.88   | 1.04%             |  |  |  | No            | 1                  | On Loan: No      |
| LCI Industries                            | LCI Industries                            | CUSIP: 50189K103<br>LEI: 549300E1B98YNJ1WIQ04 | Long             | EC               | CORP              | US        |     51510 | NS      | $5853081.30   | 1.01%             |  |  |  | No            | 1                  | On Loan: No      |
| Landstar System Inc                       | Landstar System Inc                       | CUSIP: 515098101<br>LEI: 254900CUQXQRL09MEI52 | Long             | EC               | CORP              | US        |     13201 | NS      | $1756921.09   | 0.30%             |  |  |  | No            | 1                  | On Loan: No      |
| Lithia Motors Inc                         | Lithia Motors Inc                         | CUSIP: 536797103<br>LEI: SE8N1EZEHPZQBCBVKD53 | Long             | EC               | CORP              | US        |     56017 | NS      | $13945992.32  | 2.40%             |  |  |  | No            | 1                  | On Loan: No      |
| Luther Burbank Corp                       | Luther Burbank Corp                       | CUSIP: 550550107<br>LEI: 5493007YRUZ4ZDZM0J48 | Long             | EC               | CORP              | US        |    222932 | NS      | $2071038.28   | 0.36%             |  |  |  | No            | 1                  | On Loan: No      |
| Steven Madden Ltd                         | Steven Madden Ltd                         | CUSIP: 556269108<br>LEI: 549300Z9GZ7GYJWSGF43 | Long             | EC               | CORP              | US        |    162139 | NS      | $3430861.24   | 0.59%             |  |  |  | No            | 1                  | On Loan: No      |
| ManpowerGroup Inc                         | ManpowerGroup Inc                         | CUSIP: 56418H100<br>LEI: ERO1WSFOSR0JJ6CRQ987 | Long             | EC               | CORP              | US        |     18042 | NS      | $1322659.02   | 0.23%             |  |  |  | No            | 1                  | On Loan: No      |
| MasTec Inc                                | MasTec Inc                                | CUSIP: 576323109<br>LEI: 549300TMDIT8WREDOF45 | Long             | EC               | CORP              | US        |     46717 | NS      | $2158792.57   | 0.37%             |  |  |  | No            | 1                  | On Loan: —       |
| MAXIMUS Inc                               | MAXIMUS Inc                               | CUSIP: 577933104<br>LEI: 549300DQCDS8HJ7QF202 | Long             | EC               | CORP              | US        |     50626 | NS      | $3926046.30   | 0.68%             |  |  |  | No            | 1                  | On Loan: No      |
| Merchants Bancorp/IN                      | Merchants Bancorp/IN                      | CUSIP: 58844R108<br>LEI: 54930008Y0GPVLF81889 | Long             | EC               | CORP              | US        |     98277 | NS      | $2002885.26   | 0.34%             |  |  |  | No            | 1                  | On Loan: No      |
| Minerals Technologies Inc                 | Minerals Technologies Inc                 | CUSIP: 603158106<br>LEI: 549300D3I1QU67GP6403 | Long             | EC               | CORP              | US        |     31564 | NS      | $1601873.00   | 0.28%             |  |  |  | No            | 1                  | On Loan: No      |
| Movado Group Inc                          | Movado Group Inc                          | CUSIP: 624580106<br>LEI: 549300WCGCGPWGHVXM59 | Long             | EC               | CORP              | US        |     77907 | NS      | $849965.37    | 0.15%             |  |  |  | No            | 1                  | On Loan: —       |
| Mr Cooper Group Inc                       | Mr Cooper Group Inc                       | CUSIP: 62482R107<br>LEI: 549300KD8C6DPXYC2M26 | Long             | EC               | CORP              | US        |    188425 | NS      | $3452888.13   | 0.59%             |  |  |  | No            | 1                  | On Loan: No      |
| NCR Corp                                  | NCR Corp                                  | CUSIP: 62886E108<br>LEI: 549300YKTY8JX1DV2R67 | Long             | EC               | CORP              | US        |    231926 | NS      | $4740567.44   | 0.82%             |  |  |  | No            | 1                  | On Loan: —       |
| NMI Holdings Inc                          | NMI Holdings Inc                          | CUSIP: 629209305<br>LEI: 529900KNNGFXJX1C3Z08 | Long             | EC               | CORP              | US        |    134228 | NS      | $2302010.20   | 0.40%             |  |  |  | No            | 1                  | On Loan: No      |
| NN Inc                                    | NN Inc                                    | CUSIP: 629337106<br>LEI: 549300SU3TUM6VH84645 | Long             | EC               | CORP              | US        |    263642 | NS      | $1199571.10   | 0.21%             |  |  |  | No            | 1                  | On Loan: —       |
| National General Holdings Corp            | National General Holdings Corp            | CUSIP: 636220303<br>LEI: 549300HUE7OCQI86BK16 | Long             | EC               | CORP              | US        |    333067 | NS      | $11340931.35  | 1.95%             |  |  |  | No            | 1                  | On Loan: No      |
| Navient Corp                              | Navient Corp                              | CUSIP: 63938C108<br>LEI: 54930067J0ZNOEBRW338 | Long             | EC               | CORP              | US        |    728788 | NS      | $6624682.92   | 1.14%             |  |  |  | No            | 1                  | On Loan: No      |
| Nelnet Inc                                | Nelnet Inc                                | CUSIP: 64031N108<br>LEI: 549300T6B0Q52I6OM558 | Long             | EC               | CORP              | US        |     38190 | NS      | $2501063.10   | 0.43%             |  |  |  | No            | 1                  | On Loan: —       |
| Nexstar Media Group Inc                   | Nexstar Media Group Inc                   | CUSIP: 65336K103<br>LEI: 52990083ZRR5UT591988 | Long             | EC               | CORP              | US        |     39124 | NS      | $3756295.24   | 0.65%             |  |  |  | No            | 1                  | On Loan: No      |
| PC Connection Inc                         | PC Connection Inc                         | CUSIP: 69318J100<br>LEI: 5299005WPRNIXDV2KM73 | Long             | EC               | CORP              | US        |     33826 | NS      | $1498153.54   | 0.26%             |  |  |  | No            | 1                  | On Loan: No      |
| PRA Group Inc                             | PRA Group Inc                             | CUSIP: 69354N106<br>LEI: 549300Q5HW3JSSB86K27 | Long             | EC               | CORP              | US        |     95693 | NS      | $4466470.78   | 0.77%             |  |  |  | No            | 1                  | On Loan: —       |

### Signature

**Date Signed:** 2023-02-03

**Name of Applicant:** RBB Fund, Inc.

**Signature:** /s/ James G. Shaw

**Name of Signer:** RBB Fund, Inc.

**Title:** CFO COO Treasurer