# EDGAR Filing Document

**Accession Number:** 0001414040
**File Stem:** 0001752724-23-017588
**Filing Date:** 2023-1
**Character Count:** 23505
**Document Hash:** 6dd529e28c2243b136dad9772f89e3c2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-017588.hdr.sgml**: 20230130

**ACCESSION NUMBER**: 0001752724-23-017588

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230130

**DATE AS OF CHANGE**: 20230130

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALPS ETF Trust
- **CENTRAL INDEX KEY:** 0001414040
- **IRS NUMBER:** 000000000
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22175
- **FILM NUMBER:** 23565971

**BUSINESS ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328
- **BUSINESS PHONE:** 303.623.2577

**MAIL ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328

## Series and Classes Contracts Data

### ALPS Sector Dividend Dogs ETF (Series ID: S000037495)

| Class ID   | Class Name                    | Ticker Symbol   |
|:---|:---|:---|
| C000115754 | ALPS Sector Dividend Dogs ETF | SDOG            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ALPS ETF TRUST

- **b. Investment Company Act file number:** 811-22175

- **c. CIK number of Registrant:** 0001414040

- **d. LEI of Registrant:** 549300VF1907NYC4WM31

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 BROADWAY SUITE 1000

  - **City:** DENVER

  - **State:** CO

  - **Foreign country:** US

  - **Zip / Postal Code:** 80203

  - **Telephone number:** 3036232577

**Item A.2. Information about the Series.**

- **a. Name of Series:** ALPS Sector Dividend Dogs ETF

- **b. EDGAR series identifier (if any):** S000037495

- **c. LEI of Series:** 54930017GDX1OBBE1G57

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $1302978279.13

**Total Liabilities:** $409880.92

**Net Assets:** $1302568398.21

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000115754 | -10.18%              | 11.12%               | 6.84%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-3543821.57             | $-125225495.62                             |
| Month 2  | $878743.57               | $117513977.37                              |
| Month 3  | $927754.93               | $76451378.29                               |

### Schedule of Portfolio Investments

| Name                                                       | Title                                                                       | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Interpublic Group Of Cos Inc/the                           | Interpublic Group of Cos., Inc.                                             | CUSIP: 460690100<br>LEI: 5493008IUOJ5VWTRC333 | Long             | EC               | CORP              | US        |    876654 | NS      | $30121831.44  | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Lockheed Martin Corp                                       | Lockheed Martin Corp.                                                       | CUSIP: 539830109<br>LEI: DPRBOZP0K5RM2YE8UU08 | Long             | EC               | CORP              | US        |     59378 | NS      | $28809611.82  | 2.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Kraft Heinz Co/the                                         | Kraft Heinz Co.                                                             | CUSIP: 500754106<br>LEI: 9845007488EC87F5AF14 | Long             | EC               | CORP              | US        |    686461 | NS      | $27012240.35  | 2.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Williams Cos Inc/the                                       | Williams Cos., Inc.                                                         | CUSIP: 969457100<br>LEI: D71FAKCBLFS2O0RBPG08 | Long             | EC               | CORP              | US        |    763765 | NS      | $26502645.50  | 2.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Vf Corp                                                    | VF Corp.                                                                    | CUSIP: 918204108<br>LEI: CWAJJ9DJ5Z7P057HV541 | Long             | EC               | CORP              | US        |    577225 | NS      | $18944524.50  | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Snap-on Inc                                                | Snap-On, Inc.                                                               | CUSIP: 833034101<br>LEI: HHWAT5TDOYZMM26KKQ73 | Long             | EC               | CORP              | US        |    112025 | NS      | $26953215.00  | 2.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Lumen Technologies Inc                                     | Lumen Technologies, Inc.                                                    | CUSIP: 550241103<br>LEI: 8M3THTGWLTYZVE6BBY25 | Long             | EC               | CORP              | US        |   2510377 | NS      | $13731762.19  | 1.05%             |  |  |  | No            |                  1 | On Loan: —       |
| Huntington Bancshares Inc/oh                               | Huntington Bancshares, Inc.                                                 | CUSIP: 446150104<br>LEI: 549300XTVCVV9I7B5T19 | Long             | EC               | CORP              | US        |   1770048 | NS      | $27400343.04  | 2.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Seagate Technology Holdings Plc                            | Seagate Technology Holdings PLC                                             | CUSIP: G7997R103<br>LEI: 635400RUXIFEZSRU8X70 | Long             | EC               | CORP              | IE        |    363627 | NS      | $19261322.19  | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Southern Co/the                                            | Southern Co.                                                                | CUSIP: 842587107<br>LEI: 549300FC3G3YU2FBZD92 | Long             | EC               | CORP              | US        |    314740 | NS      | $21289013.60  | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Verizon Communications Inc                                 | Verizon Communications, Inc.                                                | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               | CORP              | US        |    592533 | NS      | $23096936.34  | 1.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Newmont Corp                                               | Newmont Mining Corp.                                                        | CUSIP: 651639106<br>LEI: 549300VSP3RIX7FGDZ51 | Long             | EC               | CORP              | US        |    579765 | NS      | $27521444.55  | 2.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Cummins Inc                                                | Cummins, Inc.                                                               | CUSIP: 231021106<br>LEI: ZUNI8PYC725B6H8JU438 | Long             | EC               | CORP              | US        |    114560 | NS      | $28772889.60  | 2.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Huntington Ingalls Industries Inc                          | Huntington Ingalls Industries, Inc.                                         | CUSIP: 446413106<br>LEI: 5TZLZ6WJTBVJ0QWBG121 | Long             | EC               | CORP              | US        |    106367 | NS      | $24672889.32  | 1.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Amgen Inc                                                  | Amgen, Inc.                                                                 | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               | CORP              | US        |    101042 | NS      | $28938428.80  | 2.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Lyondellbasell Industries Nv                               | LyondellBasell Industries NV                                                | CUSIP: N53745100<br>LEI: BN6WCCZ8OVP3ITUUVN49 | Long             | EC               | CORP              | NL        |    297495 | NS      | $25290049.95  | 1.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Hasbro Inc                                                 | Hasbro, Inc.                                                                | CUSIP: 418056107<br>LEI: 549300NUB6D2R1ITYR45 | Long             | EC               | CORP              | US        |    307281 | NS      | $19303392.42  | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Ppl Corp                                                   | PPL Corp.                                                                   | CUSIP: 69351T106<br>LEI: 9N3UAJSNOUXFKQLF3V18 | Long             | EC               | CORP              | US        |    838476 | NS      | $24751811.52  | 1.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Dow Inc                                                    | The Dow Chemical Co.                                                        | CUSIP: 260557103<br>LEI: 5493003S21INSLK2IP73 | Long             | EC               | CORP              | US        |    495517 | NS      | $25256501.49  | 1.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Conagra Brands Inc                                         | Conagra Brands, Inc.                                                        | CUSIP: 205887102<br>LEI: 54930035UDEIH090K650 | Long             | EC               | CORP              | US        |    728204 | NS      | $27657187.92  | 2.12%             |  |  |  | No            |                  1 | On Loan: No      |
| International Business Machines Corp                       | International Business Machines Corp.                                       | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | EC               | CORP              | US        |    193737 | NS      | $28847439.30  | 2.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Cisco Systems Inc                                          | Cisco Systems, Inc.                                                         | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |    546835 | NS      | $27188636.20  | 2.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Whirlpool Corp                                             | Whirlpool Corp.                                                             | CUSIP: 963320106<br>LEI: WHENKOULSSK7WUM60H03 | Long             | EC               | CORP              | US        |    156223 | NS      | $22891356.19  | 1.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Franklin Resources Inc                                     | Franklin Resources, Inc.                                                    | CUSIP: 354613101<br>LEI: RIFQSET379FOGTEFKS80 | Long             | EC               | CORP              | US        |    948770 | NS      | $25436523.70  | 1.95%             |  |  |  | No            |                  1 | On Loan: —       |
| Omnicom Group Inc                                          | Omnicom Group, Inc.                                                         | CUSIP: 681919106<br>LEI: HKUPACFHSSASQK8HLS17 | Long             | EC               | CORP              | US        |    355467 | NS      | $28352047.92  | 2.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Philip Morris International Inc                            | Philip Morris International, Inc.                                           | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |    257863 | NS      | $25701205.21  | 1.97%             |  |  |  | No            |                  1 | On Loan: No      |
| At&t Inc                                                   | AT&T, Inc.                                                                  | CUSIP: 00206R102<br>LEI: 549300Z40J86GGSTL398 | Long             | EC               | CORP              | US        |   1469667 | NS      | $28335179.76  | 2.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Hewlett Packard Enterprise Co                              | Hewlett Packard Enterprise Co.                                              | CUSIP: 42824C109<br>LEI: 549300BX44RGX6ANDV88 | Long             | EC               | CORP              | US        |   1863621 | NS      | $31271560.38  | 2.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Edison International                                       | Edison International                                                        | CUSIP: 281020107<br>LEI: 549300I7ROF15MAEVP56 | Long             | EC               | CORP              | US        |    362205 | NS      | $24144585.30  | 1.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Altria Group Inc                                           | Altria Group, Inc.                                                          | CUSIP: 02209S103<br>LEI: XSGZFLO9YTNO9VCQV219 | Long             | EC               | CORP              | US        |    549233 | NS      | $25583273.14  | 1.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Oneok Inc                                                  | ONEOK, Inc.                                                                 | CUSIP: 682680103<br>LEI: 2T3D6M0JSY48PSZI1Q41 | Long             | EC               | CORP              | US        |    400516 | NS      | $26802530.72  | 2.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Kinder Morgan Inc                                          | Kinder Morgan, Inc.                                                         | CUSIP: 49456B101<br>LEI: 549300WR7IX8XE0TBO16 | Long             | EC               | CORP              | US        |   1366925 | NS      | $26135606.00  | 2.01%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Institutional Treasury Plus Money Market Fund | State Street Institutional Treasury Plus Money Market Fund                  | CUSIP: 857492862<br>LEI: 549300PNASLVKQG64331 | Long             | STIV             | RF                | US        |    318909 | NS      | $318909.29    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Newell Brands Inc                                          | Newell Brands, Inc.                                                         | CUSIP: 651229106<br>LEI: 549300LWGYFM1TVO1Z12 | Long             | EC               | CORP              | US        |   1378217 | NS      | $17875474.49  | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Bristol-myers Squibb Co                                    | Bristol-Myers Squibb Co.                                                    | CUSIP: 110122108<br>LEI: HLYYNH7UQUORYSJQCN42 | Long             | EC               | CORP              | US        |    356735 | NS      | $28638685.80  | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Best Buy Co Inc                                            | Best Buy Co., Inc.                                                          | CUSIP: 086516101<br>LEI: HL5XPTVRV0O8TUN5LL90 | Long             | EC               | CORP              | US        |    328287 | NS      | $28002881.10  | 2.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Truist Financial Corp                                      | Truist Financial Corp.                                                      | CUSIP: 89832Q109<br>LEI: 549300DRQQI75D2JP341 | Long             | EC               | CORP              | US        |    516259 | NS      | $24166083.79  | 1.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Exxon Mobil Corp                                           | Exxon Mobil Corp.                                                           | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |    259364 | NS      | $28877587.76  | 2.22%             |  |  |  | No            |                  1 | On Loan: No      |
| International Paper Co                                     | International Paper Co.                                                     | CUSIP: 460146103<br>LEI: 824LMFJDH41EY779Q875 | Long             | EC               | CORP              | US        |    599920 | NS      | $22269030.40  | 1.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Principal Financial Group Inc                              | Principal Financial Group, Inc.                                             | CUSIP: 74251V102<br>LEI: CUMYEZJOAF02RYZ1JJ85 | Long             | EC               | CORP              | US        |    319685 | NS      | $28669350.80  | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Valero Energy Corp                                         | Valero Energy Corp.                                                         | CUSIP: 91913Y100<br>LEI: 549300XTO5VR8SKV1V74 | Long             | EC               | CORP              | US        |    220865 | NS      | $29511981.30  | 2.27%             |  |  |  | No            |                  1 | On Loan: No      |
| 3m Co                                                      | 3M Co.                                                                      | CUSIP: 88579Y101<br>LEI: LUZQVYP4VS22CLWDAR65 | Long             | EC               | CORP              | US        |    203313 | NS      | $25611338.61  | 1.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Walgreens Boots Alliance Inc                               | Walgreens Boots Alliance, Inc.                                              | CUSIP: 931427108<br>LEI: 549300RPTUOIXG4LIH86 | Long             | EC               | CORP              | US        |    690634 | NS      | $28661311.00  | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Pinnacle West Capital Corp                                 | Pinnacle West Capital Corp.                                                 | CUSIP: 723484101<br>LEI: TWSEY0NEDUDCKS27AH81 | Long             | EC               | CORP              | US        |    324876 | NS      | $25444288.32  | 1.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Cardinal Health Inc                                        | Cardinal Health, Inc.                                                       | CUSIP: 14149Y108<br>LEI: CCU46N3GJMF4OK4N7U60 | Long             | EC               | CORP              | US        |    358117 | NS      | $28710239.89  | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Gilead Sciences Inc                                        | Gilead Sciences, Inc.                                                       | CUSIP: 375558103<br>LEI: 549300WTZWR07K8MNV44 | Long             | EC               | CORP              | US        |    383399 | NS      | $33673934.17  | 2.59%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                                        | State Street Navigator Securities Lending Government Money Market Portfolio | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | RF                | US        |         0 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Abbvie Inc                                                 | AbbVie, Inc.                                                                | CUSIP: 00287Y109<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | EC               | CORP              | US        |    176981 | NS      | $28525797.58  | 2.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Prudential Financial Inc                                   | Prudential Financial, Inc.                                                  | CUSIP: 744320102<br>LEI: 5PRBRS5FEH7NREC8OR45 | Long             | EC               | CORP              | US        |    254144 | NS      | $27455176.32  | 2.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Firstenergy Corp                                           | FirstEnergy Corp.                                                           | CUSIP: 337932107<br>LEI: 549300SVYJS666PQJH88 | Long             | EC               | CORP              | US        |    602947 | NS      | $24865534.28  | 1.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Amcor Plc                                                  | Amcor PLC                                                                   | CUSIP: G0250X107<br>LEI: 549300GSODGFCDQ3DI89 | Long             | EC               | CORP              | JE        |   2036484 | NS      | $25150577.40  | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Intel Corp                                                 | Intel Corp.                                                                 | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |    795561 | NS      | $23922519.27  | 1.84%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-30

**Name of Applicant:** ALPS ETF TRUST

**Signature:** Kathryn Burns

**Name of Signer:** Kathryn Burns

**Title:** Treasurer