# EDGAR Filing Document

**Accession Number:** 0001909319
**File Stem:** 0001909319-23-000001
**Filing Date:** 2023-2
**Character Count:** 10749
**Document Hash:** c1fb3b316d1421b1a5fa18a41aaa6329
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001909319-23-000001.hdr.sgml**: 20230202

**ACCESSION NUMBER**: 0001909319-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230202

**DATE AS OF CHANGE**: 20230202

**EFFECTIVENESS DATE**: 20230202

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HERBST GROUP, LLC
- **CENTRAL INDEX KEY:** 0001909319
- **IRS NUMBER:** 851690812
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-21952
- **FILM NUMBER:** 23580801

**BUSINESS ADDRESS:**
- **STREET 1:** 4 MELON PATCH LANE
- **CITY:** WESTPORT
- **STATE:** CT
- **ZIP:** 06880
- **BUSINESS PHONE:** 212-488-1701

**MAIL ADDRESS:**
- **STREET 1:** 4 MELON PATCH LANE
- **CITY:** WESTPORT
- **STATE:** CT
- **ZIP:** 06880

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** HERBST GROUP LLC<br>**Address:** 4 MELON PATCH LANE<br>WESTPORT, CT 06880

**Form 13F File Number:** 028-21952

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** HANNAH A. PEREZ<br>**Title:** CCO CAO AND HEAD OF MARKETING<br>**Phone:** (212) 488-1701

**Signature, Place, and Date of Signing:**

HANNAH A. PEREZ  WESTPORT, CT  02-02-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 69

**Form 13F Information Table Value Total:** $123663395

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| WISDOMTREE U.S. SMALLCAP FUND | ETF | 97717W562 |  | 1841549 | 43239 | SH |  | SOLE |  | 0 | 0 | 43239 |
| WP CAREY INC COM | REIT | 92936U109 |  | 898725 | 11500 | SH |  | SOLE |  | 0 | 0 | 11500 |
| VISA INC COM CL A | Stock | 92826C839 |  | 1127098 | 5425 | SH |  | SOLE |  | 0 | 0 | 5425 |
| STARWOOD PPTY TR INC COM | REIT | 85571B105 |  | 1014107 | 55325 | SH |  | SOLE |  | 0 | 0 | 55325 |
| REAL ESTATE SELECT SECTOR SPDR FUND | ETF | 81369Y860 |  | 915680 | 24795 | SH |  | SOLE |  | 0 | 0 | 24795 |
| COMMUNICATION SERVICES SELECT SECTOR SPDR FUND | ETF | 81369Y852 |  | 1100245 | 22927 | SH |  | SOLE |  | 0 | 0 | 22927 |
| TECHNOLOGY SELECT SECTOR SPDR FUND | ETF | 81369Y803 |  | 1501632 | 12067 | SH |  | SOLE |  | 0 | 0 | 12067 |
| INDUSTRIAL SELECT SECTOR SPDR FUND | ETF | 81369Y704 |  | 385084 | 3921 | SH |  | SOLE |  | 0 | 0 | 3921 |
| FINANCIAL SELECT SECTOR SPDR FUND | ETF | 81369Y605 |  | 907385 | 26532 | SH |  | SOLE |  | 0 | 0 | 26532 |
| ENERGY SELECT SECTOR SPDR FUND | ETF | 81369Y506 |  | 3823864 | 43716 | SH |  | SOLE |  | 0 | 0 | 43716 |
| CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND | ETF | 81369Y407 |  | 1376205 | 10655 | SH |  | SOLE |  | 0 | 0 | 10655 |
| CONSUMER STAPLES SELECT SECTOR SPDR FUND | ETF | 81369Y308 |  | 333910 | 4479 | SH |  | SOLE |  | 0 | 0 | 4479 |
| HEALTH CARE SELECT SECTOR SPDR FUND | ETF | 81369Y209 |  | 2899097 | 21340 | SH |  | SOLE |  | 0 | 0 | 21340 |
| SALESFORCE INC COM | Stock | 79466L302 |  | 1445894 | 10905 | SH |  | SOLE |  | 0 | 0 | 10905 |
| SPDR PORTFOLIO S 500 HIGH DIVIDEND ETF | ETF | 78468R788 |  | 2484383 | 62769 | SH |  | SOLE |  | 0 | 0 | 62769 |
| SPDR S BIOTECH ETF | ETF | 78464A870 |  | 351090 | 4230 | SH |  | SOLE |  | 0 | 0 | 4230 |
| SPDR S METALS  MINING ETF | ETF | 78464A755 |  | 1992851 | 40009 | SH |  | SOLE |  | 0 | 0 | 40009 |
| SPDR S REGIONAL BANKING ETF | ETF | 78464A698 |  | 502991 | 8563 | SH |  | SOLE |  | 0 | 0 | 8563 |
| SPDR S 500 ETF TRUST | ETF | 78462F103 |  | 1553893 | 4063 | SH |  | SOLE |  | 0 | 0 | 4063 |
| NVIDIA CORPORATION COM | Stock | 67066G104 |  | 1220272 | 8350 | SH |  | SOLE |  | 0 | 0 | 8350 |
| MEDICAL PPTYS TRUST INC COM | REIT | 58463J304 |  | 242852 | 21800 | SH |  | SOLE |  | 0 | 0 | 21800 |
| MASTERCARD INCORPORATED CL A | Stock | 57636Q104 |  | 1147509 | 3300 | SH |  | SOLE |  | 0 | 0 | 3300 |
| MACYS INC COM | Stock | 55616P104 |  | 1587985 | 76900 | SH |  | SOLE |  | 0 | 0 | 76900 |
| JPMORGAN EQUITY PREMIUM INCOME ETF | ETF | 46641Q332 |  | 1130232 | 20742 | SH |  | SOLE |  | 0 | 0 | 20742 |
| JPMORGAN CHASE  CO COM | Stock | 46625H100 |  | 972225 | 7250 | SH |  | SOLE |  | 0 | 0 | 7250 |
| IRON MTN INC DEL COM | REIT | 46284V101 |  | 1136580 | 22800 | SH |  | SOLE |  | 0 | 0 | 22800 |
| INVESCO DYNAMIC MEDIA ETF | ETF | 46137V696 |  | 237006 | 7381 | SH |  | SOLE |  | 0 | 0 | 7381 |
| GOLDMAN SACHS BDC INC SHS | CEF | 38147U107 |  | 898660 | 65500 | SH |  | SOLE |  | 0 | 0 | 65500 |
| GLOBAL X LITHIUM  BATTERY TECH ETF | ETF | 37954Y855 |  | 1626252 | 27747 | SH |  | SOLE |  | 0 | 0 | 27747 |
| GLOBAL X AUTONOMOUS  ELECTRIC VEHICLES ETF | ETF | 37954Y624 |  | 1474515 | 74208 | SH |  | SOLE |  | 0 | 0 | 74208 |
| GLOBAL X CYBERSECURITY ETF | ETF | 37954Y384 |  | 1739991 | 83855 | SH |  | SOLE |  | 0 | 0 | 83855 |
| GENERAL MTRS CO COM | Stock | 37045V100 |  | 2169444 | 64490 | SH |  | SOLE |  | 0 | 0 | 64490 |
| EXXON MOBIL CORP COM | Stock | 30231G102 |  | 3998375 | 36250 | SH |  | SOLE |  | 0 | 0 | 36250 |
| ENBRIDGE INC COM | Stock | 29250N105 |  | 457470 | 11700 | SH |  | SOLE |  | 0 | 0 | 11700 |
| DRAFTKINGS INC NEW COM CL A | Stock | 26142V105 |  | 1324657 | 116300 | SH |  | SOLE |  | 0 | 0 | 116300 |
| DEVON ENERGY CORP NEW COM | Stock | 25179M103 |  | 1646930 | 26775 | SH |  | SOLE |  | 0 | 0 | 26775 |
| CONSTELLATION BRANDS INC CL A | Stock | 21036P108 |  | 3034000 | 13092 | SH |  | SOLE |  | 0 | 0 | 13092 |
| COMCAST CORP NEW CL A | Stock | 20030N101 |  | 2227810 | 63706 | SH |  | SOLE |  | 0 | 0 | 63706 |
| CARLYLE GROUP INC COM | Stock | 14316J108 |  | 1033973 | 34651 | SH |  | SOLE |  | 0 | 0 | 34651 |
| BLACKSTONE INC COM | Stock | 09260D107 |  | 1164783 | 15700 | SH |  | SOLE |  | 0 | 0 | 15700 |
| BLACKSTONE MTG TR INC COM CL A | REIT | 09257W100 |  | 1865077 | 88100 | SH |  | SOLE |  | 0 | 0 | 88100 |
| ALPHABET INC CAP STK CL A | Stock | 02079K305 |  | 3707160 | 42017 | SH |  | SOLE |  | 0 | 0 | 42017 |
| AT INC COM | Stock | 00206R102 |  | 1610875 | 87500 | SH |  | SOLE |  | 0 | 0 | 87500 |
| ALERIAN MLP ETF | ETF | 00162Q452 |  | 4332959 | 113816 | SH |  | SOLE |  | 0 | 0 | 113816 |
| INVESCO QQQ TRUST | ETF | 46090E103 |  | 3000679 | 11269 | SH |  | SOLE |  | 0 | 0 | 11269 |
| RAYTHEON TECHNOLOGIES CORP COM | Stock | 75513E101 |  | 1180764 | 11700 | SH |  | SOLE |  | 0 | 0 | 11700 |
| WILLIAMS COS INC COM | Stock | 969457100 |  | 1589070 | 48300 | SH |  | SOLE |  | 0 | 0 | 48300 |
| WARNER BROS DISCOVERY INC COM SER A | Stock | 934423104 |  | 492647 | 51967 | SH |  | SOLE |  | 0 | 0 | 51967 |
| TEXTRON INC COM | Stock | 883203101 |  | 2344188 | 33110 | SH |  | SOLE |  | 0 | 0 | 33110 |
| SIMON PPTY GROUP INC NEW COM | REIT | 828806109 |  | 239659 | 2040 | SH |  | SOLE |  | 0 | 0 | 2040 |
| SCHWAB CHARLES CORP COM | Stock | 808513105 |  | 1860861 | 22350 | SH |  | SOLE |  | 0 | 0 | 22350 |
| ONEOK INC NEW COM | Stock | 682680103 |  | 3698910 | 56300 | SH |  | SOLE |  | 0 | 0 | 56300 |
| NEW AMER HIGH INCOME FD INC COM NEW | CEF | 641876800 |  | 80183 | 12149 | SH |  | SOLE |  | 0 | 0 | 12149 |
| MOLECULAR TEMPLATES INC COM | Stock | 608550109 |  | 15908 | 48500 | SH |  | SOLE |  | 0 | 0 | 48500 |
| MICROSOFT CORP COM | Stock | 594918104 |  | 3845999 | 16037 | SH |  | SOLE |  | 0 | 0 | 16037 |
| LILLY ELI  CO COM | Stock | 532457108 |  | 2606610 | 7125 | SH |  | SOLE |  | 0 | 0 | 7125 |
| LIBERTY BROADBAND CORP COM SER C | Stock | 530307305 |  | 1041086 | 13650 | SH |  | SOLE |  | 0 | 0 | 13650 |
| ISHARES U.S. AEROSPACE  DEFENSE ETF | ETF | 464288760 |  | 4746579 | 42433 | SH |  | SOLE |  | 0 | 0 | 42433 |
| ISHARES SEMICONDUCTOR ETF | ETF | 464287523 |  | 1766346 | 5076 | SH |  | SOLE |  | 0 | 0 | 5076 |
| GENERAL DYNAMICS CORP COM | Stock | 369550108 |  | 2611358 | 10525 | SH |  | SOLE |  | 0 | 0 | 10525 |
| DISNEY WALT CO COM | Stock | 254687106 |  | 2028822 | 23352 | SH |  | SOLE |  | 0 | 0 | 23352 |
| DIGITAL RLTY TR INC COM | REIT | 253868103 |  | 250675 | 2500 | SH |  | SOLE |  | 0 | 0 | 2500 |
| CHEVRON CORP NEW COM | Stock | 166764100 |  | 2584656 | 14400 | SH |  | SOLE |  | 0 | 0 | 14400 |
| BOEING CO COM | Stock | 097023105 |  | 3146895 | 16520 | SH |  | SOLE |  | 0 | 0 | 16520 |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 084670702 |  | 3348167 | 10839 | SH |  | SOLE |  | 0 | 0 | 10839 |
| APPLE INC COM | Stock | 037833100 |  | 3809313 | 29318 | SH |  | SOLE |  | 0 | 0 | 29318 |
| AMERICAN EXPRESS CO COM | Stock | 025816109 |  | 1684350 | 11400 | SH |  | SOLE |  | 0 | 0 | 11400 |
| AMAZON COM INC COM | Stock | 023135106 |  | 2885988 | 34357 | SH |  | SOLE |  | 0 | 0 | 34357 |
| ALBEMARLE CORP COM | Stock | 012653101 |  | 4360407 | 20107 | SH |  | SOLE |  | 0 | 0 | 20107 |

---