# EDGAR Filing Document

**Accession Number:** 0000785557
**File Stem:** 0000785557-23-000040
**Filing Date:** 2023-3
**Character Count:** 16549
**Document Hash:** 6db82b1e900c81c39f2f031277eef980
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000785557-23-000040.hdr.sgml**: 20230314

**ACCESSION NUMBER**: 0000785557-23-000040

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20230309

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20230314

**DATE AS OF CHANGE**: 20230314

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DLH Holdings Corp.
- **CENTRAL INDEX KEY:** 0000785557
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-HELP SUPPLY SERVICES [7363]
- **IRS NUMBER:** 221899798
- **STATE OF INCORPORATION:** NJ
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-18492
- **FILM NUMBER:** 23731887

**BUSINESS ADDRESS:**
- **STREET 1:** 3565 PIEDMONT ROAD, NE
- **STREET 2:** BUILDING 3, SUITE 700
- **CITY:** ATLANTA
- **STATE:** GA
- **ZIP:** 30305
- **BUSINESS PHONE:** 8669521647

**MAIL ADDRESS:**
- **STREET 1:** 3565 PIEDMONT ROAD, NE
- **STREET 2:** BUILDING 3, SUITE 700
- **CITY:** ATLANTA
- **STATE:** GA
- **ZIP:** 30305

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TEAMSTAFF INC
- **DATE OF NAME CHANGE:** 19990216

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DIGITAL SOLUTIONS INC
- **DATE OF NAME CHANGE:** 19920703

?xml version="1.0" ? dlhc-20230309

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549** 

    

**FORM 8-K**

    

**CURRENT REPORT** 

**Pursuant to Section 13 or 15(d) of the**

**Securities Exchange Act of 1934**

**Date of report (Date of earliest event reported)**: **March 9, 2023**

    

**<u>DLH Holdings Corp.</u>** 

**(Exact name of Registrant as Specified in its Charter)** 

    

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| | | |
|:---|:---|:---|
| **<u>New Jersey</u>** | **<u>0-18492</u>** | **<u>22-1899798</u>** |
| **(State or Other Jurisdiction of Incorporation)** | **(Commission File Number)** | **(I.R.S. Employer Identification No.)** |

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**3565 Piedmont Road, NE, Building 3, Suite 700**

**Atlanta, GA 30305**

**(Address of Principal Executive Offices, and Zip Code)**

**<u>(770) 554-3545</u>**

**Registrant's telephone number, Including Area Code**

   

**(Former Name or Former Address, if Changed Since Last Report)**

Securities registered pursuant to Section 12(b) of the Act:

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| | | | |
|:---|:---|:---|:---|
| **Title of each class** | **Trading Symbol(s)** | **Name of each exchange on which registered** | **Name of each exchange on which registered** |
| Common Stock | DLHC | Nasdaq | Capital Market |

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CHECK THE APPROPRIATE BOX BELOW IF THE FORM 8-K FILING IS INTENDED TO SIMULTANEOUSLY SATISFY THE FILING OBLIGATION OF THE REGISTRANT UNDER ANY OF THE FOLLOWING PROVISIONS:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐&nbsp;&nbsp;&nbsp;&nbsp;

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **Item 5.07** | **Submission of matter to a Vote of Security Holders.** | **Submission of matter to a Vote of Security Holders.** | **Submission of matter to a Vote of Security Holders.** | **Submission of matter to a Vote of Security Holders.** | **Submission of matter to a Vote of Security Holders.** |
| On March 9, 2023, DLH Holdings Corp. (the "Company") held its 2023 Annual Meeting of Shareholders. Only shareholders of record as of the close of business on January 18, 2023 were entitled to vote at the Annual Meeting. As of the record date, 13,756,969 shares of common stock of the Company were outstanding and entitled to vote at the Annual Meeting. At the Annual Meeting, 11,753,188 shares of common stock of the Company were represented, in person or by proxy, constituting a quorum. The proposals presented to the Company's shareholders at the Annual Meeting are described in detail in the Company's Proxy Statement filed on January 27, 2023. The final results for each proposal are set forth below. | On March 9, 2023, DLH Holdings Corp. (the "Company") held its 2023 Annual Meeting of Shareholders. Only shareholders of record as of the close of business on January 18, 2023 were entitled to vote at the Annual Meeting. As of the record date, 13,756,969 shares of common stock of the Company were outstanding and entitled to vote at the Annual Meeting. At the Annual Meeting, 11,753,188 shares of common stock of the Company were represented, in person or by proxy, constituting a quorum. The proposals presented to the Company's shareholders at the Annual Meeting are described in detail in the Company's Proxy Statement filed on January 27, 2023. The final results for each proposal are set forth below. | On March 9, 2023, DLH Holdings Corp. (the "Company") held its 2023 Annual Meeting of Shareholders. Only shareholders of record as of the close of business on January 18, 2023 were entitled to vote at the Annual Meeting. As of the record date, 13,756,969 shares of common stock of the Company were outstanding and entitled to vote at the Annual Meeting. At the Annual Meeting, 11,753,188 shares of common stock of the Company were represented, in person or by proxy, constituting a quorum. The proposals presented to the Company's shareholders at the Annual Meeting are described in detail in the Company's Proxy Statement filed on January 27, 2023. The final results for each proposal are set forth below. | On March 9, 2023, DLH Holdings Corp. (the "Company") held its 2023 Annual Meeting of Shareholders. Only shareholders of record as of the close of business on January 18, 2023 were entitled to vote at the Annual Meeting. As of the record date, 13,756,969 shares of common stock of the Company were outstanding and entitled to vote at the Annual Meeting. At the Annual Meeting, 11,753,188 shares of common stock of the Company were represented, in person or by proxy, constituting a quorum. The proposals presented to the Company's shareholders at the Annual Meeting are described in detail in the Company's Proxy Statement filed on January 27, 2023. The final results for each proposal are set forth below. | On March 9, 2023, DLH Holdings Corp. (the "Company") held its 2023 Annual Meeting of Shareholders. Only shareholders of record as of the close of business on January 18, 2023 were entitled to vote at the Annual Meeting. As of the record date, 13,756,969 shares of common stock of the Company were outstanding and entitled to vote at the Annual Meeting. At the Annual Meeting, 11,753,188 shares of common stock of the Company were represented, in person or by proxy, constituting a quorum. The proposals presented to the Company's shareholders at the Annual Meeting are described in detail in the Company's Proxy Statement filed on January 27, 2023. The final results for each proposal are set forth below. | On March 9, 2023, DLH Holdings Corp. (the "Company") held its 2023 Annual Meeting of Shareholders. Only shareholders of record as of the close of business on January 18, 2023 were entitled to vote at the Annual Meeting. As of the record date, 13,756,969 shares of common stock of the Company were outstanding and entitled to vote at the Annual Meeting. At the Annual Meeting, 11,753,188 shares of common stock of the Company were represented, in person or by proxy, constituting a quorum. The proposals presented to the Company's shareholders at the Annual Meeting are described in detail in the Company's Proxy Statement filed on January 27, 2023. The final results for each proposal are set forth below. |
| **Proposal 1 – Election of eight directors nominated by the Board to serve until the Company's 2024 Annual Meeting and until their respective successors are duly elected and qualified** | **Proposal 1 – Election of eight directors nominated by the Board to serve until the Company's 2024 Annual Meeting and until their respective successors are duly elected and qualified** | **Proposal 1 – Election of eight directors nominated by the Board to serve until the Company's 2024 Annual Meeting and until their respective successors are duly elected and qualified** | **Proposal 1 – Election of eight directors nominated by the Board to serve until the Company's 2024 Annual Meeting and until their respective successors are duly elected and qualified** | **Proposal 1 – Election of eight directors nominated by the Board to serve until the Company's 2024 Annual Meeting and until their respective successors are duly elected and qualified** | **Proposal 1 – Election of eight directors nominated by the Board to serve until the Company's 2024 Annual Meeting and until their respective successors are duly elected and qualified** |
| The eight nominees who received the highest number of votes (all of the below individuals) were elected to the board of directors to hold office for a one-year term and until their respective successors are elected and qualified. The shareholders voted to elect the following directors by the votes indicated below: | The eight nominees who received the highest number of votes (all of the below individuals) were elected to the board of directors to hold office for a one-year term and until their respective successors are elected and qualified. The shareholders voted to elect the following directors by the votes indicated below: | The eight nominees who received the highest number of votes (all of the below individuals) were elected to the board of directors to hold office for a one-year term and until their respective successors are elected and qualified. The shareholders voted to elect the following directors by the votes indicated below: | The eight nominees who received the highest number of votes (all of the below individuals) were elected to the board of directors to hold office for a one-year term and until their respective successors are elected and qualified. The shareholders voted to elect the following directors by the votes indicated below: | The eight nominees who received the highest number of votes (all of the below individuals) were elected to the board of directors to hold office for a one-year term and until their respective successors are elected and qualified. The shareholders voted to elect the following directors by the votes indicated below: | The eight nominees who received the highest number of votes (all of the below individuals) were elected to the board of directors to hold office for a one-year term and until their respective successors are elected and qualified. The shareholders voted to elect the following directors by the votes indicated below: |
|  | **Nominee** | **Nominee** | **For** | **Withheld** | **Broker Non- Votes** |
|  | Judith L. Bjornaas | Judith L. Bjornaas | 10207790 | 133237 | 1421161 |
|  | Martin J. Delaney | Martin J. Delaney | 8869947 | 1471080 | 1421161 |
|  | Dr. Elder Granger | Dr. Elder Granger | 9913395 | 427632 | 1421161 |
|  | Dr. Frances M. Murphy | Dr. Frances M. Murphy | 8684307 | 1656720 | 1421161 |
|  | Zachary C. Parker | Zachary C. Parker | 10186683 | 154344 | 1421161 |
|  | Frederick G. Wasserman | Frederick G. Wasserman | 9887827 | 453200 | 1421161 |
|  | Austin J. Yerks III | Austin J. Yerks III | 9353801 | 987226 | 1421161 |
|  | Stephen J. Zelkowicz | Stephen J. Zelkowicz | 10208907 | 132120 | 1421161 |
| **Proposal 2 – Advisory Vote on the Compensation of the Company's Named Executive Officers** | **Proposal 2 – Advisory Vote on the Compensation of the Company's Named Executive Officers** | **Proposal 2 – Advisory Vote on the Compensation of the Company's Named Executive Officers** | **Proposal 2 – Advisory Vote on the Compensation of the Company's Named Executive Officers** | **Proposal 2 – Advisory Vote on the Compensation of the Company's Named Executive Officers** | **Proposal 2 – Advisory Vote on the Compensation of the Company's Named Executive Officers** |
| The shareholders approved, on an advisory basis, the compensation paid to the Company's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K and contained in the Company's Proxy Statement, by the following votes: | The shareholders approved, on an advisory basis, the compensation paid to the Company's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K and contained in the Company's Proxy Statement, by the following votes: | The shareholders approved, on an advisory basis, the compensation paid to the Company's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K and contained in the Company's Proxy Statement, by the following votes: | The shareholders approved, on an advisory basis, the compensation paid to the Company's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K and contained in the Company's Proxy Statement, by the following votes: | The shareholders approved, on an advisory basis, the compensation paid to the Company's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K and contained in the Company's Proxy Statement, by the following votes: | The shareholders approved, on an advisory basis, the compensation paid to the Company's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K and contained in the Company's Proxy Statement, by the following votes: |
|  | **For** | **Against** | **Against** | **Abstain** | **Broker Non-Votes** |
|  | 9848102 | 486481 | 486481 | 6444 | 1412161 |
| **Proposal 3 – Ratification of Selection of Independent Registered Public Accounting Firm** | **Proposal 3 – Ratification of Selection of Independent Registered Public Accounting Firm** | **Proposal 3 – Ratification of Selection of Independent Registered Public Accounting Firm** | **Proposal 3 – Ratification of Selection of Independent Registered Public Accounting Firm** | **Proposal 3 – Ratification of Selection of Independent Registered Public Accounting Firm** | **Proposal 3 – Ratification of Selection of Independent Registered Public Accounting Firm** |
| The shareholders voted to ratify the appointment of Withum, Smith + Brown, P.C. as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2023, by the following votes: | The shareholders voted to ratify the appointment of Withum, Smith + Brown, P.C. as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2023, by the following votes: | The shareholders voted to ratify the appointment of Withum, Smith + Brown, P.C. as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2023, by the following votes: | The shareholders voted to ratify the appointment of Withum, Smith + Brown, P.C. as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2023, by the following votes: | The shareholders voted to ratify the appointment of Withum, Smith + Brown, P.C. as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2023, by the following votes: | The shareholders voted to ratify the appointment of Withum, Smith + Brown, P.C. as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2023, by the following votes: |
|  | **For** | **Against** | **Against** | **Abstain** |  |
|  | 11516877 | 15456 | 15456 | 220855 |  |

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**SIGNATURE**

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

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| | |
|:---|:---|
| | **DLH Holdings Corp.**<br>By: /s/ Kathryn M. JohnBull |
| | Name: Kathryn M. JohnBull |
| | Title: Chief Financial Officer |
| Date: March 14, 2023 |  |

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