# EDGAR Filing Document

**Accession Number:** 0000049096
**File Stem:** 9999999997-23-001824
**Filing Date:** 2023-3
**Character Count:** 1509
**Document Hash:** dd666e33f7e769666a889d9e6c073074
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-001824.hdr.sgml**: 20230421

**ACCESSION NUMBER**: 9999999997-23-001824

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230301

**DATE AS OF CHANGE**: 20230421

**EFFECTIVENESS DATE**: 20230301

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** WINTRUST INVESTMENTS LLC
- **CENTRAL INDEX KEY:** 0000049096
- **IRS NUMBER:** 361245570
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-00484
- **FILM NUMBER:** 23002393

**BUSINESS ADDRESS:**
- **STREET 1:** 231 SOUTH LASALLE STREET
- **STREET 2:** 13TH FLOOR
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60604
- **BUSINESS PHONE:** 312-373-1167

**MAIL ADDRESS:**
- **STREET 1:** P.O. BOX 750
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60690-0750

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WINTRUST INVESTMENTS LLC
- **DATE OF NAME CHANGE:** 20180611

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WAYNE HUMMER INVESTMENTS L.L.C.
- **DATE OF NAME CHANGE:** 20020222

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HUMMER WAYNE INVESTMENTS LLC /                          /BD
- **DATE OF NAME CHANGE:** 20020222

```

This document was generated as part of a paper submission.
Please reference the Document Control Number 23002393 for access to the original document.

```