# EDGAR Filing Document

**Accession Number:** 0000101829
**File Stem:** 0001308179-23-000144
**Filing Date:** 2023-3
**Character Count:** 8914
**Document Hash:** f6c1a1896ecbf99b9e1377864a622140
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001308179-23-000144.hdr.sgml**: 20230313

**ACCESSION NUMBER**: 0001308179-23-000144

**CONFORMED SUBMISSION TYPE**: DEFA14A

**PUBLIC DOCUMENT COUNT**: 11

**FILED AS OF DATE**: 20230313

**DATE AS OF CHANGE**: 20230313

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RAYTHEON TECHNOLOGIES CORP
- **CENTRAL INDEX KEY:** 0000101829
- **STANDARD INDUSTRIAL CLASSIFICATION:** AIRCRAFT ENGINES & ENGINE PARTS [3724]
- **IRS NUMBER:** 060570975
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** DEFA14A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-00812
- **FILM NUMBER:** 23727735

**BUSINESS ADDRESS:**
- **STREET 1:** 870 WINTER STREET
- **CITY:** WALTHAM
- **STATE:** MA
- **ZIP:** 02451
- **BUSINESS PHONE:** 781-522-3000

**MAIL ADDRESS:**
- **STREET 1:** 870 WINTER STREET
- **CITY:** WALTHAM
- **STATE:** MA
- **ZIP:** 02451

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UNITED TECHNOLOGIES CORP /DE/
- **DATE OF NAME CHANGE:** 19920703

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UNITED TECHNOLOGIES MICROELECTRONICS CENTER
- **DATE OF NAME CHANGE:** 19850825

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UNITED TECHNOLOGIES CORP
- **DATE OF NAME CHANGE:** 19841205

UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549

SCHEDULE 14A

Proxy Statement Pursuant to Section 14(a) of the <br>Securities Exchange Act of 1934 (Amendment No.)

☑ Filed by the Registrant ☐ Filed by a party other than the Registrant

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| | |
|:---|:---|
| CHECK THE APPROPRIATE BOX: | CHECK THE APPROPRIATE BOX: |
| ☐ | Preliminary Proxy Statement |
| ☐ | Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
| ☐ | Definitive Proxy Statement |
| ☑ | Definitive Additional Materials |
| ☐ | Soliciting Material under §240.14a-12 |

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![](rtx4101921-logo.jpg)

**Raytheon Technologies Corporation** 

(Name of Registrant as Specified In Its Charter)<br>(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

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| | |
|:---|:---|
| PAYMENT OF FILING FEE (CHECK ALL BOXES THAT APPLY): | PAYMENT OF FILING FEE (CHECK ALL BOXES THAT APPLY): |
| ☑ | No fee required |
| ☐ | Fee paid previously with preliminary materials |
| ☐ | Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11 |

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| | |
|:---|:---|
| &nbsp;&nbsp;&nbsp; <br>![](rtx4101921-defa14ax1x1.jpg)<br> RAYTHEON TECHNOLOGIES CORPORATION<br> 1000 WILSON BOULEVARD<br> ARLINGTON, VIRGINIA 22209  | Your **Vote** Counts!<br> **RAYTHEON TECHNOLOGIES CORPORATION**<br> 2023 Annual Meeting<br>Vote by May 1, 2023 11:59 PM ET. For shares held in a Plan,<br> vote by April 27, 2023 11:59 PM ET. <br> ![](rtx4101921-defa14ax1x2.jpg) |
| &nbsp;&nbsp;&nbsp; <br>![](rtx4101921-defa14ax1x1.jpg)<br> RAYTHEON TECHNOLOGIES CORPORATION<br> 1000 WILSON BOULEVARD<br> ARLINGTON, VIRGINIA 22209  | Your **Vote** Counts!<br> **RAYTHEON TECHNOLOGIES CORPORATION**<br> 2023 Annual Meeting<br>Vote by May 1, 2023 11:59 PM ET. For shares held in a Plan,<br> vote by April 27, 2023 11:59 PM ET. <br> ![](rtx4101921-defa14ax1x2.jpg) |
|  | Your **Vote** Counts!<br> **RAYTHEON TECHNOLOGIES CORPORATION**<br> 2023 Annual Meeting<br>Vote by May 1, 2023 11:59 PM ET. For shares held in a Plan,<br> vote by April 27, 2023 11:59 PM ET. <br> ![](rtx4101921-defa14ax1x2.jpg) |
| D96689-P82381-Z83786 |  |

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You invested in RAYTHEON TECHNOLOGIES CORPORATION and it's time to vote! <br>You have the right to vote on proposals being presented at the Annual Meeting. **This is an important notice regarding the availability of proxy material for the shareowner meeting to be held on May 2, 2023.** 

Get informed before you vote<br>View the Notice and Proxy Statement and Annual Report online OR you can receive a free paper or email copy of the material(s) by requesting prior to April 18, 2023. If you would like to request a copy of the material(s) for this and/or future shareowner meetings, you may (1) visit www.ProxyVote.com, (2) call 1-800-579-1639 or (3) send an email to sendmaterial@proxyvote.com. If sending an email, please include your control number (indicated below) in the subject line. Unless requested, you will not otherwise receive a paper or email copy.

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|:---|:---|:---|
| ![](rtx4101921-defa14ax1x3.jpg) | For complete information and to vote, visit **www.ProxyVote.com** | For complete information and to vote, visit **www.ProxyVote.com** |
| ![](rtx4101921-defa14ax1x3.jpg) | Control # | ![](rtx4101921-defa14ax1x4.jpg) |

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|:---|:---|:---|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; **Smartphone users**<br> Point your camera here and<br>vote without entering a<br>control number | ![](rtx4101921-defa14ax1x6.jpg) | **Vote Virtually at the Meeting\***<br> May 2, 2023 <br>8:00 a.m. Eastern Time <br> Virtually at:<br>www.virtualshareholdermeeting.com/RTX2023 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; ![](rtx4101921-defa14ax1x5.jpg) |  | **Vote Virtually at the Meeting\***<br> May 2, 2023 <br>8:00 a.m. Eastern Time <br> Virtually at:<br>www.virtualshareholdermeeting.com/RTX2023 |

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\* Please check the meeting materials for any special requirements for meeting attendance.

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**Vote at www.ProxyVote.com**

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| |
|:---|
| **THIS IS NOT A VOTABLE BALLOT** |
| This is an overview of the proposals being presented at the upcoming shareowner meeting. Please follow the instructions on the reverse side to vote these important matters. |

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| | | | |
|:---|:---|:---|:---|
| **Voting Items** | **Voting Items** | **Board<br>Recommends** | **Board<br>Recommends** |
| Item 1 - Election of Directors | Item 1 - Election of Directors |  |  |
|  | **Nominees:** |  |  |
| 1a. | Tracy A. Atkinson | ![](rtx4101921-defa14a1x2x1.jpg) | **For**  |
| 1b. | Leanne G. Caret | ![](rtx4101921-defa14a1x2x1.jpg) | **For** |
| 1c. | Bernard A. Harris, Jr. | ![](rtx4101921-defa14a1x2x1.jpg) | **For** |
| 1d. | Gregory J. Hayes | ![](rtx4101921-defa14a1x2x1.jpg) | **For** |
| 1e. | George R. Oliver | ![](rtx4101921-defa14a1x2x1.jpg) | **For** |
| 1f. | Robert K. (Kelly) Ortberg | ![](rtx4101921-defa14a1x2x1.jpg) | **For** |
| 1g. | Dinesh C. Paliwal | ![](rtx4101921-defa14a1x2x1.jpg) | **For** |
| 1h. | Ellen M. Pawlikowski | ![](rtx4101921-defa14a1x2x1.jpg) | **For** |
| 1i. | Denise L. Ramos | ![](rtx4101921-defa14a1x2x1.jpg) | **For** |
| 1j. | Fredric G. Reynolds | ![](rtx4101921-defa14a1x2x1.jpg) | **For** |
| 1k. | Brian C. Rogers | ![](rtx4101921-defa14a1x2x1.jpg) | **For** |
| 1l. | James A. Winnefeld, Jr. | ![](rtx4101921-defa14a1x2x1.jpg) | **For** |
| 1m. | Robert O. Work | ![](rtx4101921-defa14a1x2x1.jpg) | **For** |
| Item 2 - Advisory Vote to Approve Executive Compensation | Item 2 - Advisory Vote to Approve Executive Compensation | ![](rtx4101921-defa14a1x2x1.jpg) | **For** |
| &nbsp;&nbsp;Item 3 - Advisory Vote on the Frequency of Shareowner Votes on Named Executive Officer Compensation | &nbsp;&nbsp;Item 3 - Advisory Vote on the Frequency of Shareowner Votes on Named Executive Officer Compensation | ![](rtx4101921-defa14ax2x1.jpg) | **Year** |
| Item 4 - Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2023 | Item 4 - Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2023 | ![](rtx4101921-defa14a1x2x1.jpg) | **For** |
| Item 5 - Approve an Amendment to the Restated Certificate of Incorporation to Repeal Article Ninth | Item 5 - Approve an Amendment to the Restated Certificate of Incorporation to Repeal Article Ninth | ![](rtx4101921-defa14a1x2x1.jpg) | **For** |
| &nbsp;&nbsp;Item 6 - Approve an Amendment to the Restated Certificate of Incorporation to Eliminate Personal Liability of Officers for Monetary Damages for Breach of Fiduciary Duty as an Officer | &nbsp;&nbsp;Item 6 - Approve an Amendment to the Restated Certificate of Incorporation to Eliminate Personal Liability of Officers for Monetary Damages for Breach of Fiduciary Duty as an Officer | ![](rtx4101921-defa14a1x2x1.jpg) | **For** |
| Item 7 - Shareowner Proposal Requesting the Board Adopt an Independent Board Chair Policy | Item 7 - Shareowner Proposal Requesting the Board Adopt an Independent Board Chair Policy | ![](rtx4101921-defa14a1x1x5.jpg) | **Against** |
| Item 8 - Shareowner Proposal Requesting a Report on Greenhouse Gas Reduction Plan | Item 8 - Shareowner Proposal Requesting a Report on Greenhouse Gas Reduction Plan | ![](rtx4101921-defa14a1x1x5.jpg) | **Against** |

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D96690-P82381-Z83786

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