# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0000910472-25-002196
**Filing Date:** 2025-10
**Character Count:** 13212
**Document Hash:** c802cf26d34b5e456074d921c628dadf
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-25-002196.hdr.sgml**: 20251021

**ACCESSION NUMBER**: 0000910472-25-002196

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250831

**FILED AS OF DATE**: 20251021

**DATE AS OF CHANGE**: 20251021

**PERIOD START**: 20260531

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 251405545

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### Sterling Capital Focus Equity ETF (Series ID: S000068966)

| Class ID   | Class Name                        | Ticker Symbol   |
|:---|:---|:---|
| C000220403 | Sterling Capital Focus Equity ETF | LCG             |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **STERLING CAPITAL FOCUS EQUITY ETF** | **STERLING CAPITAL FOCUS EQUITY ETF** | **STERLING CAPITAL FOCUS EQUITY ETF** |
| **SCHEDULE OF INVESTMENTS** **(Unaudited)** | **SCHEDULE OF INVESTMENTS** **(Unaudited)** | **SCHEDULE OF INVESTMENTS** **(Unaudited)** |
| **August 31, 2025** | **August 31, 2025** | **August 31, 2025** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS** **—** **100.0%** |  |
|  | **CAPITAL MARKETS** **-** **8.3%** |  |
| 4826 | S&P Global, Inc. | $2646771 |
|  | **DIVERSIFIED FINANCIAL SERVICES** **-** **3.8%** |  |
| 2147 | MSCI, Inc. | 1218895 |
|  | **E-COMMERCE DISCRETIONARY** **-** **4.5%** |  |
| 6294 | Amazon.com, Inc.<sup>(a)</sup> | 1441326 |
|  | **HEALTH CARE EQUIPMENT & SUPPLIES** **-** **9.8%** |  |
| 4783 | IDEXX Laboratories, Inc.<sup>(a)</sup> | 3095031 |
|  | **HEALTH CARE TECHNOLOGY** **-** **5.3%** |  |
| 6241 | Veeva Systems, Inc., Class A<sup>(a)</sup> | 1680077 |
|  | **INTERNET MEDIA & SERVICES** **-** **4.8%** |  |
| 7131 | Alphabet, Inc., Class C | 1522682 |
|  | **IT SERVICES** **-** **4.3%** |  |
| 9601 | Shopify, Inc., Class A<sup>(a)</sup> | 1356429 |
|  | **PROFESSIONAL SERVICES** **-** **8.2%** |  |
| 28980 | CoStar Group, Inc.<sup>(a)</sup> | 2593420 |
|  | **ROAD & RAIL** **-** **2.9%** |  |
| 6046 | Old Dominion Freight Line, Inc. | 912765 |
|  | **SEMICONDUCTORS** **-** **8.3%** |  |
| 1874 | ASML Holding N.V. - ADR | 1391670 |
| 18129 | Tokyo Electron Ltd. - ADR | 1236579 |
|  |  | 2628249 |
|  | **SOFTWARE** **-** **25.2%** |  |
| 3962 | Atlassian Corporation, Class A<sup>(a)</sup> | 704364 |
| 3082 | Cadence Design Systems, Inc.<sup>(a)</sup> | 1080026 |
| 1658 | HubSpot, Inc.<sup>(a)</sup> | 801096 |

---

---

| | | |
|:---|:---|:---|
| **STERLING CAPITAL FOCUS EQUITY ETF** | **STERLING CAPITAL FOCUS EQUITY ETF** | **STERLING CAPITAL FOCUS EQUITY ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **August 31, 2025** | **August 31, 2025** | **August 31, 2025** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 100.0% (Continued)** |  |
|  | **SOFTWARE - 25.2% (Continued)** |  |
| 2147 | Microsoft Corporation | $1087864 |
| 4530 | MongoDB, Inc.<sup>(a)</sup> | 1429714 |
| 1054 | ServiceNow, Inc.<sup>(a)</sup> | 967003 |
| 1695 | Synopsys, Inc.<sup>(a)</sup> | 1022966 |
| 3981 | Workday, Inc., Class A<sup>(a)</sup> | 918894 |
|  |  | 8011927 |
|  | **TECHNOLOGY SERVICES** **-** **11.6%** |  |
| 219013 | Adyen N.V. - ADR<sup>(a)</sup> | 3675038 |
|  | **TRANSPORTATION & LOGISTICS** **-** **3.0%** |  |
| 3213 | Saia, Inc.<sup>(a)</sup> | 952526 |
|  | **TOTAL COMMON STOCKS (Cost $29,340,348)** | 31735136 |
|  | **TOTAL INVESTMENTS - 100.0% (Cost $29,340,348)** | $31735136 |
|  | **LIABILITIES IN EXCESS OF OTHER ASSETS - 0.0%<sup>(b)</sup>** | (1538) |
|  | **NET ASSETS - 100.0%** | $31733598 |

---

---

| | |
|:---|:---|
| ADR | - American Depositary Receipt |
| Ltd. | - Limited Company |
| MSCI | - Morgan Stanley Capital International |
| N.V. | - Naamioze Vennootschap |

---

<sup>(a)</sup> Non-income producing security.

<sup>(b)</sup> Less than 0.1%.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** Sterling Capital Focus Equity ETF

- **b. EDGAR series identifier (if any):** S000068966

- **c. LEI of Series:** 549300TQVFTFHODA5C95

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-05-31

- **b. Date as of which information is reported:** 2025-08-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $31761812.15

**Total Liabilities:** $28214.22

**Net Assets:** $31733597.93

**Cash Not Reported:** $19710.11

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000220403 | 3.88%                | 1.14%                | 1.75%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $88693.18                | $1099701.05                                |
| Month 2  | $11269.71                | $366695.49                                 |
| Month 3  | $406936.13               | $155299.75                                 |

### Schedule of Portfolio Investments

| Name                           | Title            | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Costar Group Inc               | COSTAR GROUP INC | CUSIP: 22160N109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     28980 | NS      | $2593420.20   | 8.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Old Dominion Freight Line Inc. | OLD DOMINION FRT | CUSIP: 679580100<br>LEI: 5299009TWK32WE417T96 | Long             | EC               | CORP              | US        |      6046 | NS      | $912764.62    | 2.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Workday Inc                    | WORKDAY INC-A    | CUSIP: 98138H101<br>LEI: 549300J0DYC0N31V7G13 | Long             | EC               | CORP              | US        |      3981 | NS      | $918894.42    | 2.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Servicenow Inc                 | SERVICENOW INC   | CUSIP: 81762P102<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               | CORP              | US        |      1054 | NS      | $967002.84    | 3.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Adyen NV                       | ADYEN NV-UNSPON  | CUSIP: 00783V104<br>LEI: 724500973ODKK3IFQ447 | Long             | EC               | CORP              | NL        |    219013 | NS      | $3675038.14   | 11.58%            |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com, Inc.               | AMAZON.COM INC   | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |      6294 | NS      | $1441326.00   | 4.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Veeva Systems Inc              | VEEVA SYSTEMS-A  | CUSIP: 922475108<br>LEI: 549300YZEXPDB92M2F02 | Long             | EC               | CORP              | US        |      6241 | NS      | $1680077.20   | 5.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Hubspot Inc                    | HUBSPOT INC      | CUSIP: 443573100<br>LEI: 529900BLNVEW0MVKJB37 | Long             | EC               | CORP              | US        |      1658 | NS      | $801095.86    | 2.52%             |  |  |  | No            |                  1 | On Loan: No      |
| MongoDB Inc.                   | MONGODB INC      | CUSIP: 60937P106<br>LEI: 549300TPTG69WKWE1Z37 | Long             | EC               | CORP              | US        |      4530 | NS      | $1429713.30   | 4.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp.                | MICROSOFT CORP   | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      2147 | NS      | $1087863.43   | 3.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Tokyo Electron Ltd.            | TOKYO ELECTR-ADR | CUSIP: 889110102<br>LEI: 549300H5LSF8DP3RIJ34 | Long             | EC               | CORP              | JP        |     18129 | NS      | $1236579.09   | 3.90%             |  |  |  | No            |                  1 | On Loan: No      |
| ASML Holding N.V.              | ASML HOLDING-NY  | CUSIP: N07059210<br>LEI: 724500Y6DUVHQD6OXN27 | Long             | EC               | CORP              | NL        |      1874 | NS      | $1391669.88   | 4.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc.                  | ALPHABET INC-C   | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      7131 | NS      | $1522682.43   | 4.80%             |  |  |  | No            |                  1 | On Loan: No      |
| MSCI Inc.                      | MSCI INC         | CUSIP: 55354G100<br>LEI: 549300HTIN2PD78UB763 | Long             | EC               | CORP              | US        |      2147 | NS      | $1218894.84   | 3.84%             |  |  |  | No            |                  1 | On Loan: No      |
| IDEXX Laboratories Inc.        | IDEXX LABS       | CUSIP: 45168D104<br>LEI: OGMTXK0LUU1HKV2P0J84 | Long             | EC               | CORP              | US        |      4783 | NS      | $3095031.47   | 9.75%             |  |  |  | No            |                  1 | On Loan: No      |
| S&P Global Inc                 | S&P GLOBAL INC   | CUSIP: 78409V104<br>LEI: Y6X4K52KMJMZE7I7MY94 | Long             | EC               | CORP              | US        |      4826 | NS      | $2646771.44   | 8.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Synopsys Inc                   | SYNOPSYS INC     | CUSIP: 871607107<br>LEI: QG7T915N9S0NY5UKNE63 | Long             | EC               | CORP              | US        |      1695 | NS      | $1022966.40   | 3.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Cadence Design Systems, Inc.   | CADENCE DESIGN   | CUSIP: 127387108<br>LEI: GCT7RXJOGLXPV0NXZY22 | Long             | EC               | CORP              | US        |      3082 | NS      | $1080025.26   | 3.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Shopify Inc                    | SHOPIFY INC - A  | CUSIP: 82509L107<br>LEI: 549300HGQ43STJLLP808 | Long             | EC               | CORP              | CA        |      9601 | NS      | $1356429.28   | 4.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Saia Inc                       | SAIA INC         | CUSIP: 78709Y105<br>LEI: 549300WNPG4N9GBOYB29 | Long             | EC               | CORP              | US        |      3213 | NS      | $952525.98    | 3.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Atlassian Corporation          | ATLASSIAN CORP-A | CUSIP: 049468101<br>LEI: 549300V7ZY5P02D2MY38 | Long             | EC               | CORP              | US        |      3962 | NS      | $704364.36    | 2.22%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-09-26

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer