# EDGAR Filing Document

**Accession Number:** 0001383496
**File Stem:** 0000940400-25-002099
**Filing Date:** 2025-9
**Character Count:** 17278
**Document Hash:** ec7e592649bafb49f788ba0fe61ef90c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-25-002099.hdr.sgml**: 20250924

**ACCESSION NUMBER**: 0000940400-25-002099

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250731

**FILED AS OF DATE**: 20250924

**DATE AS OF CHANGE**: 20250924

**PERIOD START**: 20250731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
- **CENTRAL INDEX KEY:** 0001383496

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22019
- **FILM NUMBER:** 251336261

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Series and Classes Contracts Data

### First Trust Materials AlphaDEX Fund (Series ID: S000017702)

| Class ID   | Class Name                          | Ticker Symbol   |
|:---|:---|:---|
| C000048902 | First Trust Materials AlphaDEX Fund | FXZ             |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** First Trust Exchange-Traded AlphaDEX Fund

- **b. Investment Company Act file number:** 811-22019

- **c. CIK number of Registrant:** 0001383496

- **d. LEI of Registrant:** 549300PGRVU1P76W4537

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 East Liberty Drive

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** First Trust Materials AlphaDEX Fund

- **b. EDGAR series identifier (if any):** S000017702

- **c. LEI of Series:** 549300R1WBC31SR6V464

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-07-31

- **b. Date as of which information is reported:** 2025-07-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $218870137.82

**Total Liabilities:** $3166213.32

**Net Assets:** $215703924.50

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000048902 | 1.50%                | 5.47%                | 1.07%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-763799.26              | $3451779.67                                |
| Month 2  | $3920510.05              | $6750571.58                                |
| Month 3  | $-4118935.20             | $6403647.73                                |

### Schedule of Portfolio Investments

| Name                               | Title                                  | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| DAIWA CAPITAL MARKETS AMERICA INC. | DAIWA CAPITAL MARKETS AMERICA INC      | CUSIP: 000000000<br>LEI: M67H5PRC0NQKM73ZAS82 | Long             | RA               | CORP              | US        |    172971 | PA      | $172971.00    | 0.08%             |  |  |  | No            |                  2 | On Loan: No      |
| Albemarle Corp                     | Albemarle Corp                         | CUSIP: 012653101<br>LEI: HDBLS2Q6GV1LSKQPBS54 | Long             | EC               | CORP              | US        |     28431 | NS      | $1929043.35   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Southern Copper Corp               | Southern Copper Corp                   | CUSIP: 84265V105<br>LEI: 2549007U6NAP46Q9TU15 | Long             | EC               | CORP              | US        |     40255 | NS      | $3790410.80   | 1.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Celanese Corp                      | Celanese Corp                          | CUSIP: 150870103<br>LEI: 549300FHJQTDPPN41627 | Long             | EC               | CORP              | US        |     32202 | NS      | $1681910.46   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| J.P. MORGAN SECURITIES LLC         | JP MORGAN SECURITIES LLC               | CUSIP: 000000000<br>LEI: ZBUT11V806EZRVTWT807 | Long             | RA               | CORP              | US        |   1145828 | PA      | $1145828.00   | 0.53%             |  |  |  | No            |                  2 | On Loan: No      |
| MIZUHO SECURITIES USA LLC          | MIZUHO SECURITIES USA LLC              | CUSIP: 000000000<br>LEI: 7TK5RJIZDFROZCA6XF66 | Long             | RA               | CORP              | US        |    810006 | PA      | $810006.00    | 0.38%             |  |  |  | No            |                  2 | On Loan: No      |
| Steel Dynamics Inc                 | Steel Dynamics Inc                     | CUSIP: 858119100<br>LEI: 549300HGGKEL4FYTTQ83 | Long             | EC               | CORP              | US        |     63628 | NS      | $8116387.68   | 3.76%             |  |  |  | No            |                  1 | On Loan: No      |
| IFF                                | International Flavors & Fragrances Inc | CUSIP: 459506101<br>LEI: BZLRL03D3GPGMOGFO832 | Long             | EC               | CORP              | US        |     24225 | NS      | $1720701.75   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Scotts Miracle-Gro Co/The          | Scotts Miracle-Gro Co/The              | CUSIP: 810186106<br>LEI: 2TH9E0JTOUXOEGI2R879 | Long             | EC               | CORP              | US        |     27012 | NS      | $1692571.92   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Huntsman Corp                      | Huntsman Corp                          | CUSIP: 447011107<br>LEI: 5299000V56320A7RIQ67 | Long             | EC               | CORP              | US        |    512978 | NS      | $4975886.60   | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| FMC Corp                           | FMC Corp                               | CUSIP: 302491303<br>LEI: CKDHZ2X64EEBQCSP7013 | Long             | EC               | CORP              | US        |    195092 | NS      | $7616391.68   | 3.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Fastenal Co                        | Fastenal Co                            | CUSIP: 311900104<br>LEI: 529900PP0C7H2HHPSJ32 | Long             | EC               | CORP              | US        |    127267 | NS      | $5870826.71   | 2.72%             |  |  |  | No            |                  1 | On Loan: No      |
| RBC Bearings Inc                   | RBC Bearings Inc                       | CUSIP: 75524B104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     13891 | NS      | $5380539.94   | 2.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Freeport-McMoRan Inc               | Freeport-McMoRan Inc                   | CUSIP: 35671D857<br>LEI: 549300IRDTHJQ1PVET45 | Long             | EC               | CORP              | US        |     93946 | NS      | $3780387.04   | 1.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Royal Gold Inc                     | Royal Gold Inc                         | CUSIP: 780287108<br>LEI: 5493001NGRU6SFL04184 | Long             | EC               | CORP              | US        |     30057 | NS      | $4551230.94   | 2.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Timken Co/The                      | Timken Co/The                          | CUSIP: 887389104<br>LEI: B0I35MLPFXZSE70ASS73 | Long             | EC               | CORP              | US        |    112269 | NS      | $8542548.21   | 3.96%             |  |  |  | No            |                  1 | On Loan: No      |
| MP Materials Corp                  | MP Materials Corp                      | CUSIP: 553368101<br>LEI: 89450063PHPS61USMT84 | Long             | EC               | CORP              | US        |     53554 | NS      | $3293571.00   | 1.53%             |  |  |  | No            |                  1 | On Loan: —       |
| Cleveland-Cliffs Inc               | Cleveland-Cliffs Inc                   | CUSIP: 185899101<br>LEI: 549300TM2WLI2BJMDD86 | Long             | EC               | CORP              | US        |    234440 | NS      | $2466308.80   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Element Solutions Inc              | Element Solutions Inc                  | CUSIP: 28618M106<br>LEI: 549300FLGN6P5CU20J91 | Long             | EC               | CORP              | US        |    235993 | NS      | $5569434.80   | 2.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Nucor Corp                         | Nucor Corp                             | CUSIP: 670346105<br>LEI: 549300GGJCRSI2TIEJ46 | Long             | EC               | CORP              | US        |     41263 | NS      | $5903497.41   | 2.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Alcoa Corp                         | Alcoa Corp                             | CUSIP: 013872106<br>LEI: 549300T12EZ1F6PWWU29 | Long             | EC               | CORP              | US        |    345015 | NS      | $10340099.55  | 4.79%             |  |  |  | No            |                  1 | On Loan: No      |
| CF Industries Holdings Inc         | CF Industries Holdings Inc             | CUSIP: 125269100<br>LEI: 529900CG8YAQFZ2JMV97 | Long             | EC               | CORP              | US        |    110668 | NS      | $10273310.44  | 4.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Carpenter Technology Corp          | Carpenter Technology Corp              | CUSIP: 144285103<br>LEI: DX6I6ZD3X5WNNCDJKP85 | Long             | EC               | CORP              | US        |     36838 | NS      | $9187028.82   | 4.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Air Products and Chemicals Inc     | Air Products and Chemicals Inc         | CUSIP: 009158106<br>LEI: 7QEON6Y1RL5XR3R1W237 | Long             | EC               | CORP              | US        |      6317 | NS      | $1818537.96   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Eastman Chemical Co                | Eastman Chemical Co                    | CUSIP: 277432100<br>LEI: FDPVHDGJ1IQZFK9KH630 | Long             | EC               | CORP              | US        |    136370 | NS      | $9901825.70   | 4.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Westlake Corp                      | Westlake Corp                          | CUSIP: 960413102<br>LEI: GOXNEVUM0LL78B1OS344 | Long             | EC               | CORP              | US        |    107271 | NS      | $8506590.30   | 3.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Ecolab Inc                         | Ecolab Inc                             | CUSIP: 278865100<br>LEI: 82DYEISM090VG8LTLS26 | Long             | EC               | CORP              | US        |     15115 | NS      | $3956502.40   | 1.83%             |  |  |  | No            |                  1 | On Loan: No      |
| LyondellBasell Industries NV       | LyondellBasell Industries NV           | CUSIP: 000000000<br>LEI: BN6WCCZ8OVP3ITUUVN49 | Long             | EC               | CORP              | US        |     92382 | NS      | $5351689.26   | 2.48%             |  |  |  | No            |                  1 | On Loan: No      |
| NewMarket Corp                     | NewMarket Corp                         | CUSIP: 651587107<br>LEI: 54930082CG88ERDREQ47 | Long             | EC               | CORP              | US        |     11790 | NS      | $8099730.00   | 3.76%             |  |  |  | No            |                  1 | On Loan: No      |
| BOFA SECURITIES, INC.              | BOFA SECURITIES INC                    | CUSIP: 000000000<br>LEI: 549300HN4UKV1E2R3U73 | Long             | RA               | CORP              | US        |    835530 | PA      | $835530.00    | 0.39%             |  |  |  | No            |                  2 | On Loan: No      |
| Anglogold Ashanti Plc              | Anglogold Ashanti Plc                  | CUSIP: 000000000<br>LEI: 2138005YDSA7A82RNU96 | Long             | EC               | CORP              | GB        |    223423 | NS      | $10333313.75  | 4.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Olin Corp                          | Olin Corp                              | CUSIP: 680665205<br>LEI: 549300GKK294V7W57P06 | Long             | EC               | CORP              | US        |    405432 | NS      | $7678882.08   | 3.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Mosaic Co/The                      | Mosaic Co/The                          | CUSIP: 61945C103<br>LEI: 2YD5STGSJNMUB7H76907 | Long             | EC               | CORP              | US        |    223276 | NS      | $8040168.76   | 3.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Newmont Corp                       | Newmont Corp                           | CUSIP: 651639106<br>LEI: 549300VSP3RIX7FGDZ51 | Long             | EC               | CORP              | US        |    174758 | NS      | $10852471.80  | 5.03%             |  |  |  | No            |                  1 | On Loan: No      |
| International Paper Co             | International Paper Co                 | CUSIP: 460146103<br>LEI: 824LMFJDH41EY779Q875 | Long             | EC               | CORP              | US        |     86965 | NS      | $4064744.10   | 1.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Reliance Inc                       | Reliance Inc                           | CUSIP: 759509102<br>LEI: 549300E287ZOFT3C5Z56 | Long             | EC               | CORP              | US        |     17028 | NS      | $4940333.64   | 2.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Linde PLC                          | Linde PLC                              | CUSIP: 000000000<br>LEI: 5299003QR1WT0EF88V51 | Long             | EC               | CORP              | US        |      3798 | NS      | $1748067.48   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Ashland Inc                        | Ashland Inc                            | CUSIP: 044186104<br>LEI: 529900E4L9R04SB8HB11 | Long             | EC               | CORP              | US        |     80998 | NS      | $4176256.88   | 1.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Hexcel Corp                        | Hexcel Corp                            | CUSIP: 428291108<br>LEI: S6Q7LW43WUBUHXY2QP69 | Long             | EC               | CORP              | US        |     72093 | NS      | $4319091.63   | 2.00%             |  |  |  | No            |                  1 | On Loan: No      |
| MSILF Treasury Portfolio           | MSILF Treasury Portfolio               | CUSIP: 61747C582<br>LEI: 549300D1XR6GP7EZ0T47 | Long             | STIV             | RF                | US        |    470071 | NS      | $470071.07    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Mueller Industries Inc             | Mueller Industries Inc                 | CUSIP: 624756102<br>LEI: 5493005IZFE4VJLLYG84 | Long             | EC               | CORP              | US        |    128116 | NS      | $10937262.92  | 5.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Avery Dennison Corp                | Avery Dennison Corp                    | CUSIP: 053611109<br>LEI: 549300PW7VPFCYKLIV37 | Long             | EC               | CORP              | US        |     23209 | NS      | $3893773.93   | 1.81%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-09-23

**Name of Applicant:** First Trust Exchange-Traded AlphaDEX Fund

**Signature:** Derek Maltbie

**Name of Signer:** Derek Maltbie

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer