# EDGAR Filing Document

**Accession Number:** 0001223585
**File Stem:** 0001493152-26-029755
**Filing Date:** 2026-6
**Character Count:** 2453
**Document Hash:** b77874590b45cddb227f4d3dba460097
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-26-029755.hdr.sgml**: 20260623

**ACCESSION NUMBER**: 0001493152-26-029755

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260623

**DATE AS OF CHANGE**: 20260623

**EFFECTIVENESS DATE**: 20260623

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** COMPASS POINT RESEARCH & TRADING, LLC
- **CENTRAL INDEX KEY:** 0001223585

**ORGANIZATION NAME:**
- **EIN:** 043593202
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-65866
- **FILM NUMBER:** 261110406

**BUSINESS ADDRESS:**
- **STREET 1:** 2300 N STREET, NW
- **STREET 2:** SUITE 450
- **CITY:** WASHINGTON
- **STATE:** DC
- **ZIP:** 20037
- **BUSINESS PHONE:** 202-540-7301

**MAIL ADDRESS:**
- **STREET 1:** 2300 N STREET, NW
- **STREET 2:** SUITE 450
- **CITY:** WASHINGTON
- **STATE:** DC
- **ZIP:** 20037

### Attached PDF Documents

**Attachment 1:** `public.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001223585

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** COMPASS POINT RESEARCH & TRADING, LLC

**Business Address:** 1055 Thomas Jefferson Street NW, Suite 303, Washington, DC, 20007

**Contact Person:** Christopher Nealon

**Contact Phone:** 202-540-7315

### Independent Public Accountant Identification

**Accountant Name:** CBIZ CPAs P.C.

**Accountant Address:** 53 State Street, 17th Floor, Boston, MA, 02109

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Christopher Nealon**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **Compass Point Research & Trading, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** /s/ Christopher Nealon

**Title:** President & Cheif Operating Officer