# EDGAR Filing Document

**Accession Number:** 0001769408
**File Stem:** 0001213900-26-038432
**Filing Date:** 2026-4
**Character Count:** 5797
**Document Hash:** b776eac64ba250797a3678db4b4cce74
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001213900-26-038432.hdr.sgml**: 20260408

**ACCESSION NUMBER**: 0001213900-26-038432

**CONFORMED SUBMISSION TYPE**: TA-1/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20260401

**DATE AS OF CHANGE**: 20260408

**EFFECTIVENESS DATE**: 20260411

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BlockAgent Inc.
- **CENTRAL INDEX KEY:** 0001769408

**ORGANIZATION NAME:**
- **EIN:** 833485360
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** TA-1/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-06605
- **FILM NUMBER:** 26847273

**BUSINESS ADDRESS:**
- **STREET 1:** 514 OLD STONE HIGHWAY
- **CITY:** EAST HAMPTON
- **STATE:** NY
- **ZIP:** 11937
- **BUSINESS PHONE:** 917-763-2030

**MAIL ADDRESS:**
- **STREET 1:** 514 OLD STONE HIGHWAY
- **CITY:** EAST HAMPTON
- **STATE:** NY
- **ZIP:** 11937

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-1

### UNIFORM FORM OF APPLICATION FOR REGISTRATION AS A TRANSFER AGENT

### Registrant Information

**Appropriate regulatory agency:** SEC

**Full name of Registrant:** BlockAgent Inc.

**FINS Number:** 362921

**Address of principal office where transfer agent activities are performed:** 7600 Jericho Turnpike, Suite 304, Woodbury, NY, 11797

**Is mailing address different from principal office address?:** No

**Telephone Number:** 917-886-7250

**Does registrant conduct business in other locations?:** No

**Is registrant a self-transfer agent?:** No

**Does registrant engage a service company to perform any of its transfer agent functions?:** No

**Is registrant engaged as a service company by a named transfer agent?:** No

### Ownership and Control Information

**Registrant Type:** Corporation

**Does any other person control the management or policies of the applicant?:** Yes

- **Controlling Entity Name:** Mark Elenowitz

- **Agreement Description:** CEO and Director of Nant Global Finance, Inc

**Does any other person directly or indirectly finance the applicant?:** Yes

**Control Affiliates Information:**

| Entity Name               | Relationship Start Date   | Title or Status   | Ownership Code   | Control Person   | Relationship End Date   |
|:---|:---|:---|:---|:---|:---|
| Nant Global Finance, Inc. | 01/02/2026                | Parent Company    | E                | No               |  |
| GFTX PBC                  | 02/18/2022                | Parent Company    | E                | No               | 01/02/2026              |

### Disciplinary History

- **Convicted/plead guilty to any felony or investment-related misdemeanor?:** No

- **Convicted/plead guilty to any other felony?:** No

- **Enjoined in connection with any investment-related activity?:** No

- **Found to have violated any investment-related statute or regulation?:** No

- **Made a false statement or omission in a filing with the SEC?:** No

- **Found to have violated SRO rules or failed to supervise?:** No

- **Had authorization to act as a financial professional denied, suspended, or revoked?:** No

- **Had a registration as a financial professional denied, suspended, or revoked?:** No

- **Federal/State agency found a false statement or omission?:** No

- **Federal/State agency found a violation of investment-related regulations?:** No

- **Federal/State agency denied, suspended, or revoked authorization?:** No

- **Federal/State agency entered an order against the applicant?:** No

- **Federal/State agency denied, suspended, or revoked registration?:** No

- **Federal/State agency revoked or suspended a license?:** No

- **SRO found a false statement or omission?:** No

- **SRO found a violation of its rules?:** Yes

  - **Details #1:**

    - **Entity Name:** Mark Elenowitz

    - **Action Title:** Disciplinary Proceeding No. 2017053409201

    - **Action Date:** 07/27/2020

    - **Court/Body Name and Location:** FINRA

    - **Action Description:** Disciplinary Proceeding

    - **Disposition:** Civil and Administrative Penalty(ies)/Fine(s), Requalification, Suspension

  - **Details #2:**

    - **Entity Name:** Michael Boswell

    - **Action Title:** Disciplinary Proceeding No. 2015048172801

    - **Action Date:** 03/05/2019

    - **Court/Body Name and Location:** FINRA

    - **Action Description:** Disciplinary Proceeding

    - **Disposition:** Civil and Administrative Penalty(ies)/Fine(s), Requalification, Suspension

- **SRO denied, suspended, or revoked authorization?:** No

- **SRO revoked or suspended a license?:** Yes

  - **Details #1:**

    - **Entity Name:** Mark Elenowitz

    - **Action Title:** Disciplinary Proceeding No. 2017053409201

    - **Action Date:** 07/27/2020

    - **Court/Body Name and Location:** FINRA

    - **Action Description:** Disciplinary Proceeding

    - **Disposition:** Civil and Administrative Penalty(ies)/Fine(s), Requalification, Suspension

  - **Details #2:**

    - **Entity Name:** Michael Boswell

    - **Action Title:** Disciplinary Proceeding No. 2015048172801

    - **Action Date:** 03/05/2019

    - **Court/Body Name and Location:** FINRA

    - **Action Description:** Disciplinary Proceeding

    - **Disposition:** Civil and Administrative Penalty(ies)/Fine(s), Requalification, Suspension

- **Subject of an order or finding by a foreign financial regulatory authority?:** No

- **Currently the subject of any proceeding that could result in a 'yes' answer to any of the above?:** No

- **Had a bond revoked for disorderly conduct, fraud, or dishonesty?:** No

- **Have any unsatisfied judgments or liens against them?:** No

### Signature

**Signature:** Vincent Molinari

**Title:** Chief Executive Officer

**Date:** 03/27/2026

**Phone Number:** 917-886-7250