# EDGAR Filing Document

**Accession Number:** 0000714364
**File Stem:** 0000714364-23-000002
**Filing Date:** 2023-1
**Character Count:** 24590
**Document Hash:** f3022e5c0759bdee227fc4273f53c2b0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000714364-23-000002.hdr.sgml**: 20230130

**ACCESSION NUMBER**: 0000714364-23-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230130

**DATE AS OF CHANGE**: 20230130

**EFFECTIVENESS DATE**: 20230130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** OGOREK ANTHONY JOSEPH /NY/ /ADV
- **CENTRAL INDEX KEY:** 0000714364
- **IRS NUMBER:** 161266915
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-16473
- **FILM NUMBER:** 23566275

**BUSINESS ADDRESS:**
- **STREET 1:** 6400 SHERIDAN DR.
- **STREET 2:** Suite 224
- **CITY:** WILLIAMSVILLE
- **STATE:** NY
- **ZIP:** 14221
- **BUSINESS PHONE:** 7166265000

**MAIL ADDRESS:**
- **STREET 1:** 6400 SHERIDAN DR. STE 224
- **STREET 2:** Suite 224
- **CITY:** WILLIAMSVILLE
- **STATE:** NY
- **ZIP:** 14221

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** EQUITY NETWORK
- **DATE OF NAME CHANGE:** 19840227

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** OGOREK ANTHONY JOSEPH /NY/                              /ADV
- **DATE OF NAME CHANGE:** 19830201

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** OGOREK ANTHONY JOSEPH /NY/ /ADV<br>**Address:** 6400 SHERIDAN DR. STE 224<br>Suite 224<br>WILLIAMSVILLE, NY 14221

**Form 13F File Number:** 028-16473

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Joseph Foy<br>**Title:** Investment Analyst Associate<br>**Phone:** 7166265000

**Signature, Place, and Date of Signing:**

Joseph Foy  Williamsville, NY  01-30-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 227

**Form 13F Information Table Value Total:** $229939

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| DDD | 3D Systems | 88554D205 |  | 0 | 25 | SH |  | SOLE |  | 25 | 0 | 0 |
| MMM | 3M Company | 88579Y101 |  | 8 | 75 | SH |  | SOLE |  | 75 | 0 | 0 |
| ABT | Abbott Labs | 002824100 |  | 160 | 1465 | SH |  | SOLE |  | 1465 | 0 | 0 |
| ABBV | AbbVie Inc. | 00287Y109 |  | 187 | 1161 | SH |  | SOLE |  | 1161 | 0 | 0 |
| ACN | Accenture Plc | G1151C101 |  | 37 | 141 | SH |  | SOLE |  | 141 | 0 | 0 |
| AFL | AFLAC Inc | 001055102 |  | 11 | 164 | SH |  | SOLE |  | 164 | 0 | 0 |
| APD | Air Prod  Chemicals | 009158106 |  | 9 | 32 | SH |  | SOLE |  | 32 | 0 | 0 |
| ALC | Alcon Inc Ord Shs | H01301128 |  | 35 | 525 | SH |  | SOLE |  | 525 | 0 | 0 |
| BABA | Alibaba Group Holding Ltd ADR | 01609W102 |  | 7 | 84 | SH |  | SOLE |  | 84 | 0 | 0 |
| MO | Altria Group | 02209S103 |  | 18 | 400 | SH |  | SOLE |  | 400 | 0 | 0 |
| AMZN | Amazon.com | 023135106 |  | 464 | 5527 | SH |  | SOLE |  | 5527 | 0 | 0 |
| AEP | Amer Elec Pwr | 025537101 |  | 2497 | 26306 | SH |  | SOLE |  | 26306 | 0 | 0 |
| UHAL.B | AMERCO CMN | 023586506 |  | 4 | 90 | SH |  | SOLE |  | 90 | 0 | 0 |
| UHAL | Amerco Inc | 023586100 |  | 0 | 10 | SH |  | SOLE |  | 10 | 0 | 0 |
| AMT | American Tower | 03027X100 |  | 20 | 99 | SH |  | SOLE |  | 99 | 0 | 0 |
| ADI | Analog Devices Inc | 032654105 |  | 39 | 241 | SH |  | SOLE |  | 241 | 0 | 0 |
| NLY | Annaly Mg Mgt REIT | 035710839 |  | 4 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| ELV | Anthem Inc | 036752103 |  | 34 | 68 | SH |  | SOLE |  | 68 | 0 | 0 |
| AAPL | Apple | 037833100 |  | 2816 | 21680 | SH |  | SOLE |  | 21680 | 0 | 0 |
| ARKQ | ARK Autonomous Technology ETF | 00214Q203 |  | 4 | 110 | SH |  | SOLE |  | 110 | 0 | 0 |
| AJG | Arthur J. Gallagher  Co | 363576109 |  | 20 | 109 | SH |  | SOLE |  | 109 | 0 | 0 |
| ASML | ASML Holding NV | N07059210 |  | 20 | 37 | SH |  | SOLE |  | 37 | 0 | 0 |
| AZN | AstraZeneca plc | 046353108 |  | 26 | 384 | SH |  | SOLE |  | 384 | 0 | 0 |
| ACB | Aurora Cannabis Inc | 05156X884 |  | 0 | 25 | SH |  | SOLE |  | 25 | 0 | 0 |
| ADP | Auto Data Processing | 053015103 |  | 3767 | 15774 | SH |  | SOLE |  | 15774 | 0 | 0 |
| AYR.A | AYR WELLNESS INC SV RV | 05475P109 |  | 0 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| BAC | Bank of America Corp | 060505104 |  | 2059 | 62172 | SH |  | SOLE |  | 62172 | 0 | 0 |
| 06053U601 | Bank of America Corp | 06053U601 |  | 15 | 750 | SH |  | SOLE |  | 750 | 0 | 0 |
| GOLD | Barrick Gold Corp | 067901108 |  | 1383 | 80508 | SH |  | SOLE |  | 80508 | 0 | 0 |
| BDX | Becton Dickinson | 075887109 |  | 27 | 107 | SH |  | SOLE |  | 107 | 0 | 0 |
| 084990175 | Berkshire Hathaway A | 084990175 |  | 937 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| BRKB | Berkshire Hathaway B | 084670702 |  | 629 | 2038 | SH |  | SOLE |  | 2038 | 0 | 0 |
| BLK | BlackRock | 09247X101 |  | 730 | 1030 | SH |  | SOLE |  | 1030 | 0 | 0 |
| BR | Broadridge Financial Solutions Inc | 11133T103 |  | 20 | 152 | SH |  | SOLE |  | 152 | 0 | 0 |
| BRO | Brown  Brown Inc | 115236101 |  | 28 | 504 | SH |  | SOLE |  | 504 | 0 | 0 |
| BF.B | Brown-Forman Corp | 115637209 |  | 14 | 227 | SH |  | SOLE |  | 227 | 0 | 0 |
| CNI | Canadian Natl Railway | 136375102 |  | 23 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| CP | Canadian Pacific Railway Ltd | 13645T100 |  | 27 | 375 | SH |  | SOLE |  | 375 | 0 | 0 |
| CCL | Carnival Corp. | 143658300 |  | 0 | 111 | SH |  | SOLE |  | 111 | 0 | 0 |
| CARR | Carrier Global Corp-Wi | 14448C104 |  | 1 | 47 | SH |  | SOLE |  | 47 | 0 | 0 |
| CAT | Caterpillar Inc. | 149123101 |  | 3565 | 14884 | SH |  | SOLE |  | 14884 | 0 | 0 |
| 162537104 | Chautauqua Abstract Co. (NV) | 162537104 |  | 0 | 180 | SH |  | SOLE |  | 180 | 0 | 0 |
| CVX | Chevron Corporation | 166764100 |  | 2304 | 12841 | SH |  | SOLE |  | 12841 | 0 | 0 |
| CMG | Chipotle Mexican Grill Inc Class A | 169656105 |  | 11 | 8 | SH |  | SOLE |  | 8 | 0 | 0 |
| CB | Chubb Corp | H1467J104 |  | 10 | 48 | SH |  | SOLE |  | 48 | 0 | 0 |
| CSCO | Cisco Systems Inc. | 17275R102 |  | 8 | 170 | SH |  | SOLE |  | 170 | 0 | 0 |
| CL | Colgate Palmolive | 194162103 |  | 431 | 5482 | SH |  | SOLE |  | 5482 | 0 | 0 |
| CMCSA | Comcast Corp. | 20030N101 |  | 13 | 373 | SH |  | SOLE |  | 373 | 0 | 0 |
| CBSH | Commerce Bancshares Inc | 200525103 |  | 18 | 274 | SH |  | SOLE |  | 274 | 0 | 0 |
| CBU | Community Bank System Inc | 203607106 |  | 32 | 517 | SH |  | SOLE |  | 517 | 0 | 0 |
| STZ | Constellation Brands Inc | 21036P108 |  | 20 | 86 | SH |  | SOLE |  | 86 | 0 | 0 |
| GLW | Corning Inc. | 219350105 |  | 12 | 393 | SH |  | SOLE |  | 393 | 0 | 0 |
| COST | Costco Wholesale Corporation | 22160K105 |  | 18 | 41 | SH |  | SOLE |  | 41 | 0 | 0 |
| CRH | CRH PLC | 12626K203 |  | 6 | 167 | SH |  | SOLE |  | 167 | 0 | 0 |
| CRWD | CrowdStrike Holdings Inc | 22788C105 |  | 1 | 14 | SH |  | SOLE |  | 14 | 0 | 0 |
| CURLF | CURALEAF HOLDINGS INC | 23126M102 |  | 23 | 5567 | SH |  | SOLE |  | 5567 | 0 | 0 |
| CVS | CVS Health Corp | 126650100 |  | 3449 | 37016 | SH |  | SOLE |  | 37016 | 0 | 0 |
| DDOG | DATADOG INC CL A | 23804L103 |  | 7 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| DAL | Delta Air Lines Inc | 247361702 |  | 16 | 490 | SH |  | SOLE |  | 490 | 0 | 0 |
| DFS | Discover Financial Svcs | 254709108 |  | 8 | 90 | SH |  | SOLE |  | 90 | 0 | 0 |
| DCBO | DOCEBO INC ORDINARY SHARES | 25609L105 |  | 3 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| DG | Dollar General Corp | 256677105 |  | 23 | 94 | SH |  | SOLE |  | 94 | 0 | 0 |
| ECL | Ecolab | 278865100 |  | 10 | 72 | SH |  | SOLE |  | 72 | 0 | 0 |
| EW | Edward Lifesciences | 28176E108 |  | 133 | 1784 | SH |  | SOLE |  | 1784 | 0 | 0 |
| LLY | Eli Lilly  Co | 532457108 |  | 4021 | 10993 | SH |  | SOLE |  | 10993 | 0 | 0 |
| EMBC | EMBECTA ORD WI | 29082K105 |  | 0 | 7 | SH |  | SOLE |  | 7 | 0 | 0 |
| EQIX | Equinix Inc | 29444U700 |  | 4 | 7 | SH |  | SOLE |  | 7 | 0 | 0 |
| ETSY | ETSY INC | 29786A106 |  | 2 | 20 | SH |  | SOLE |  | 20 | 0 | 0 |
| FDS | Factset Research Systems | 303075105 |  | 26 | 65 | SH |  | SOLE |  | 65 | 0 | 0 |
| FMB | First Trust Managed Municipal ETF | 33739N108 |  | 2262 | 45157 | SH |  | SOLE |  | 45157 | 0 | 0 |
| FMNY | FIRST TRUST NEW YORK MUNP HG INC ETF | 33739P822 |  | 636 | 24061 | SH |  | SOLE |  | 24061 | 0 | 0 |
| RDVY | First Trust Rising Dividend Achiev ETF | 33738R506 |  | 2959 | 67375 | SH |  | SOLE |  | 67375 | 0 | 0 |
| FSMB | First Trust Short Dur Mgd Muncpl ETF | 33739P830 |  | 7564 | 383207 | SH |  | SOLE |  | 383207 | 0 | 0 |
| F | Ford Motor Co. | 345370860 |  | 4 | 377 | SH |  | SOLE |  | 377 | 0 | 0 |
| FREY | FREYR BATTERY ORD | L4135L100 |  | 44 | 5084 | SH |  | SOLE |  | 5084 | 0 | 0 |
| FNOV | FT CBOE VEST US EQUITY BUFF ETF | 33740F847 |  | 5607 | 157880 | SH |  | SOLE |  | 157880 | 0 | 0 |
| FFEB | FT CBOE VEST US EQUITY BUFFER ETF | 33740F763 |  | 14993 | 421486 | SH |  | SOLE |  | 421486 | 0 | 0 |
| FAPR | FT Cboe Vest US Equity Buffer ETF Apr | 33740U885 |  | 3933 | 134493 | SH |  | SOLE |  | 134493 | 0 | 0 |
| DFEB | FT CBOE VEST US EQUITY DEEP BFR ETF | 33740F771 |  | 14503 | 435096 | SH |  | SOLE |  | 435096 | 0 | 0 |
| DNOV | FT CBOE VEST US EQUITY DEEP BUFF ETF | 33740F839 |  | 5548 | 169822 | SH |  | SOLE |  | 169822 | 0 | 0 |
| DAPR | FT Cboe Vest US Equity Dp Bffr ETF Apr | 33740U802 |  | 3670 | 124577 | SH |  | SOLE |  | 124577 | 0 | 0 |
| IT | Gartner Inc | 366651107 |  | 25 | 77 | SH |  | SOLE |  | 77 | 0 | 0 |
| GD | General Dynamics | 369550108 |  | 26 | 107 | SH |  | SOLE |  | 107 | 0 | 0 |
| GIS | General Mills | 370334104 |  | 37 | 450 | SH |  | SOLE |  | 450 | 0 | 0 |
| GILD | Gilead Sciences Inc | 375558103 |  | 3952 | 46042 | SH |  | SOLE |  | 46042 | 0 | 0 |
| QYLD | Global X NASDAQ 100 Covered Call ETF | 37954Y483 |  | 4 | 290 | SH |  | SOLE |  | 290 | 0 | 0 |
| CATH | Global X S 500 Catholic Values ETF | 37954Y889 |  | 642 | 13807 | SH |  | SOLE |  | 13807 | 0 | 0 |
| PAVE | Global X US Infrastructure Dev ETF | 37954Y673 |  | 3019 | 114002 | SH |  | SOLE |  | 114002 | 0 | 0 |
| GOOG | Google  Inc. | 02079K107 |  | 786 | 8860 | SH |  | SOLE |  | 8860 | 0 | 0 |
| GOOGL | Google Inc. | 02079K305 |  | 407 | 4620 | SH |  | SOLE |  | 4620 | 0 | 0 |
| LOPE | Grand Canyon Education Inc | 38526M106 |  | 13 | 131 | SH |  | SOLE |  | 131 | 0 | 0 |
| HD | Home Depot Inc. | 437076102 |  | 2330 | 7379 | SH |  | SOLE |  | 7379 | 0 | 0 |
| HON | Honeywell Inc. | 438516106 |  | 3 | 17 | SH |  | SOLE |  | 17 | 0 | 0 |
| HUBS | HubSpot Inc | 443573100 |  | 2 | 10 | SH |  | SOLE |  | 10 | 0 | 0 |
| ITW | Illinois Tool Works | 452308109 |  | 2987 | 13562 | SH |  | SOLE |  | 13562 | 0 | 0 |
| XLI | Industrial Select Sector SPDR (ETF) | 81369Y704 |  | 4 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| IIPR | Innovative Industrial Properties Inc | 45781V101 |  | 2 | 20 | SH |  | SOLE |  | 20 | 0 | 0 |
| INTC | Intel | 458140100 |  | 21 | 800 | SH |  | SOLE |  | 800 | 0 | 0 |
| IBM | International Business Machines Corp. | 459200101 |  | 3176 | 22545 | SH |  | SOLE |  | 22545 | 0 | 0 |
| RWJ | Invesco S SmallCap 600 Revenue ETF | 46138G664 |  | 14 | 138 | SH |  | SOLE |  | 138 | 0 | 0 |
| IEF | iShares 7-10 Year Treasury Bond ETF | 464287440 |  | 106 | 1108 | SH |  | SOLE |  | 1108 | 0 | 0 |
| IEI | iShares Barclays 3-7 Year Treasury Bond (ETF) | 464288661 |  | 16752 | 145813 | SH |  | SOLE |  | 145813 | 0 | 0 |
| IAGG | iShares Core International Aggt Bd ETF | 46435G672 |  | 40 | 841 | SH |  | SOLE |  | 841 | 0 | 0 |
| IJR | iShares Core S Small-Cap (ETF) | 464287804 |  | 3 | 39 | SH |  | SOLE |  | 39 | 0 | 0 |
| IHAK | iShares Cybersecurity and Tech ETF | 46435U135 |  | 16 | 488 | SH |  | SOLE |  | 488 | 0 | 0 |
| USMV | iShares Edge MSCI Min Vol USA | 46429B697 |  | 141 | 1958 | SH |  | SOLE |  | 1958 | 0 | 0 |
| ICLN | iShares Global Clean Energy | 464288224 |  | 5 | 291 | SH |  | SOLE |  | 291 | 0 | 0 |
| EFAV | iShares MSCI EAFE Min Vol Factor ETF | 46429B689 |  | 17 | 268 | SH |  | SOLE |  | 268 | 0 | 0 |
| IGV | iShares North American Tech-Software (ETF) | 464287515 |  | 226 | 885 | SH |  | SOLE |  | 885 | 0 | 0 |
| IWF | iShares Russell 1000 Growth (ETF) | 464287614 |  | 23 | 110 | SH |  | SOLE |  | 110 | 0 | 0 |
| IWD | iShares Russell 1000 Value (ETF) | 464287598 |  | 38 | 254 | SH |  | SOLE |  | 254 | 0 | 0 |
| OEF | iShares S 100 Index (ETF) | 464287101 |  | 8 | 47 | SH |  | SOLE |  | 47 | 0 | 0 |
| IVW | iShares S 500 Growth | 464287309 |  | 19 | 328 | SH |  | SOLE |  | 328 | 0 | 0 |
| IHI | iShares U.S. Medical Devices (ETF) | 464288810 |  | 9012 | 171433 | SH |  | SOLE |  | 171433 | 0 | 0 |
| JKHY | Jack Henry  Associates Inc | 426281101 |  | 24 | 142 | SH |  | SOLE |  | 142 | 0 | 0 |
| JNJ | Johnson  Johnson | 478160104 |  | 83 | 471 | SH |  | SOLE |  | 471 | 0 | 0 |
| JCI | Johnson Controls | G51502105 |  | 5 | 81 | SH |  | SOLE |  | 81 | 0 | 0 |
| JPM | JP Morgan Chase | 46625H100 |  | 129 | 962 | SH |  | SOLE |  | 962 | 0 | 0 |
| KD | KYNDRYL HOLDINGS ORD WI | 50155Q100 |  | 2 | 193 | SH |  | SOLE |  | 193 | 0 | 0 |
| LHX | L3Harris Technologies Ord | 502431109 |  | 34 | 164 | SH |  | SOLE |  | 164 | 0 | 0 |
| LIN | Linde plc | G5494J103 |  | 11 | 34 | SH |  | SOLE |  | 34 | 0 | 0 |
| LMT | Lockheed Martin | 539830109 |  | 2464 | 5065 | SH |  | SOLE |  | 5065 | 0 | 0 |
| LOW | Lowe's Companies | 548661107 |  | 71 | 359 | SH |  | SOLE |  | 359 | 0 | 0 |
| MTB | M Bank | 55261F104 |  | 79 | 549 | SH |  | SOLE |  | 549 | 0 | 0 |
| MA | MasterCard Inc. | 57636Q104 |  | 1997 | 5745 | SH |  | SOLE |  | 5745 | 0 | 0 |
| MTCH | MATCH GROUP INC | 57667L107 |  | 9 | 228 | SH |  | SOLE |  | 228 | 0 | 0 |
| MKC | McCormick  Co Inc Non-Voting | 579780206 |  | 19 | 240 | SH |  | SOLE |  | 240 | 0 | 0 |
| MCD | McDonalds Corp | 580135101 |  | 2631 | 9987 | SH |  | SOLE |  | 9987 | 0 | 0 |
| MDT | Medtronic Inc. | G5960L103 |  | 237 | 3058 | SH |  | SOLE |  | 3058 | 0 | 0 |
| MELI | MercadoLibre Inc | 58733R102 |  | 8 | 10 | SH |  | SOLE |  | 10 | 0 | 0 |
| MRK | Merck  Co. | 58933Y105 |  | 8 | 76 | SH |  | SOLE |  | 76 | 0 | 0 |
| MSFT | Microsoft | 594918104 |  | 625 | 2609 | SH |  | SOLE |  | 2609 | 0 | 0 |
| MDLZ | Mondelez International | 609207105 |  | 9 | 148 | SH |  | SOLE |  | 148 | 0 | 0 |
| MCO | Moody s Corporation | 615369105 |  | 23 | 84 | SH |  | SOLE |  | 84 | 0 | 0 |
| MS | Morgan Stanley | 617446448 |  | 44 | 523 | SH |  | SOLE |  | 523 | 0 | 0 |
| MSI | Motorola Solutions  Inc. | 620076307 |  | 12 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| NFG | National Fuel Gas | 636180101 |  | 10 | 173 | SH |  | SOLE |  | 173 | 0 | 0 |
| NNI | Nelnet Inc | 64031N108 |  | 12 | 138 | SH |  | SOLE |  | 138 | 0 | 0 |
| NSRGY | NESTLE SA ADR | 641069406 |  | 5 | 48 | SH |  | SOLE |  | 48 | 0 | 0 |
| NTES | NetEase Inc | 64110W102 |  | 10 | 151 | SH |  | SOLE |  | 151 | 0 | 0 |
| NFLX | Netflix Inc | 64110L106 |  | 2 | 10 | SH |  | SOLE |  | 10 | 0 | 0 |
| RITM | New Residential Invt Corp Com New | 64828T201 |  | 2 | 250 | SH |  | SOLE |  | 250 | 0 | 0 |
| NEE | NextEra Energy | 65339F101 |  | 1023 | 12247 | SH |  | SOLE |  | 12247 | 0 | 0 |
| NDSN | Nordson Corp | 655663102 |  | 12 | 52 | SH |  | SOLE |  | 52 | 0 | 0 |
| NSC | Norfolk Southern | 655844108 |  | 11 | 46 | SH |  | SOLE |  | 46 | 0 | 0 |
| NOC | Northrop Grumman Corp. | 666807102 |  | 9 | 17 | SH |  | SOLE |  | 17 | 0 | 0 |
| NVDA | NVIDIA Corp | 67066G104 |  | 58 | 400 | SH |  | SOLE |  | 400 | 0 | 0 |
| ORCL | Oracle Corp | 68389X105 |  | 24 | 298 | SH |  | SOLE |  | 298 | 0 | 0 |
| OTIS | OTIS Worldwide Corp-Wi | 68902V107 |  | 1 | 23 | SH |  | SOLE |  | 23 | 0 | 0 |
| 694308503 | Pacific Gas  Electric Co | 694308503 |  | 11 | 700 | SH |  | SOLE |  | 700 | 0 | 0 |
| PACW | PacWest Bancorp | 695263103 |  | 3 | 156 | SH |  | SOLE |  | 156 | 0 | 0 |
| PANW | Palo Alto Networks Inc | 697435105 |  | 588 | 4221 | SH |  | SOLE |  | 4221 | 0 | 0 |
| BAA-PKI | PARKLAND CORP CONV TO | 714046109 |  | 2 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| PAYX | Paychex  Inc. | 704326107 |  | 33 | 288 | SH |  | SOLE |  | 288 | 0 | 0 |
| PEP | PepsiCo | 713448108 |  | 53 | 295 | SH |  | SOLE |  | 295 | 0 | 0 |
| PFE | Pfizer | 717081103 |  | 2385 | 46553 | SH |  | SOLE |  | 46553 | 0 | 0 |
| PM | Philip Morris | 718172109 |  | 23 | 235 | SH |  | SOLE |  | 235 | 0 | 0 |
| MINT | PIMCO Enhanced Short Maturity ETF | 72201R833 |  | 3 | 38 | SH |  | SOLE |  | 38 | 0 | 0 |
| BOND | PIMCO Total Return (ETF) | 72201R775 |  | 125 | 1391 | SH |  | SOLE |  | 1391 | 0 | 0 |
| QQQ | PowerShares QQQ Trust (ETF) | 46090E103 |  | 16 | 63 | SH |  | SOLE |  | 63 | 0 | 0 |
| SPLV | PowerShares S 500 Low Volatility ETF | 46138E354 |  | 20 | 319 | SH |  | SOLE |  | 319 | 0 | 0 |
| PPG | PPG Industries | 693506107 |  | 2 | 18 | SH |  | SOLE |  | 18 | 0 | 0 |
| PFG | Principal Financial Group Inc | 74251V102 |  | 1 | 12 | SH |  | SOLE |  | 12 | 0 | 0 |
| PG | Procter  Gamble | 742718109 |  | 40 | 269 | SH |  | SOLE |  | 269 | 0 | 0 |
| PEG | Public Service Enterprise Group | 744573106 |  | 4 | 77 | SH |  | SOLE |  | 77 | 0 | 0 |
| QCOM | QUALCOMM Inc | 747525103 |  | 7 | 68 | SH |  | SOLE |  | 68 | 0 | 0 |
| RTX | Raytheon Technologies Ord | 75513E101 |  | 4 | 47 | SH |  | SOLE |  | 47 | 0 | 0 |
| RH | RH Com | 74967X103 |  | 29 | 109 | SH |  | SOLE |  | 109 | 0 | 0 |
| RBLX | Roblox Corp | 771049103 |  | 12 | 423 | SH |  | SOLE |  | 423 | 0 | 0 |
| RHHBY | Roche Holding AG ADR | 771195104 |  | 29 | 753 | SH |  | SOLE |  | 753 | 0 | 0 |
| ROST | Ross Stores Inc | 778296103 |  | 13 | 114 | SH |  | SOLE |  | 114 | 0 | 0 |
| RY | Royal Bank of Canada | 780087102 |  | 39 | 425 | SH |  | SOLE |  | 425 | 0 | 0 |
| RSP | Ryd. S 500 Eq. Wt. | 46137V357 |  | 21 | 152 | SH |  | SOLE |  | 152 | 0 | 0 |
| SCHF | Schwab Int'l Equity | 808524805 |  | 66 | 2072 | SH |  | SOLE |  | 2072 | 0 | 0 |
| SCHB | Schwab U.S. Broad Market | 808524102 |  | 13196 | 294495 | SH |  | SOLE |  | 294495 | 0 | 0 |
| SCHA | Schwab U.S. Small Idx. | 808524607 |  | 1 | 46 | SH |  | SOLE |  | 46 | 0 | 0 |
| SCHZ | Schwab US Aggregate Bond ETF | 808524839 |  | 24 | 529 | SH |  | SOLE |  | 529 | 0 | 0 |
| SCHX | Schwab US Large-Cap ETF | 808524201 |  | 3 | 74 | SH |  | SOLE |  | 74 | 0 | 0 |
| SCHG | Schwab US Large-Cap Growth | 808524300 |  | 395 | 7119 | SH |  | SOLE |  | 7119 | 0 | 0 |
| SCHP | Schwab US TIPS ETF | 808524870 |  | 11 | 223 | SH |  | SOLE |  | 223 | 0 | 0 |
| SE | Sea Limited | 81141R100 |  | 3 | 69 | SH |  | SOLE |  | 69 | 0 | 0 |
| SONY | Sony Group Corp | 835699307 |  | 36 | 479 | SH |  | SOLE |  | 479 | 0 | 0 |
| SRNE | Sorrento Therapeutics Inc | 83587F202 |  | 3 | 3600 | SH |  | SOLE |  | 3600 | 0 | 0 |
| TOTL | SPDR DoubleLine Total Return Tact ETF | 78467V848 |  | 123 | 3094 | SH |  | SOLE |  | 3094 | 0 | 0 |
| SHM | SPDR Nuveen Blmbg Barclays ST MunBd ETF | 78468R739 |  | 12 | 275 | SH |  | SOLE |  | 275 | 0 | 0 |
| SBUX | Starbucks Corp | 855244109 |  | 19 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| SYK | Stryker Corp. | 863667101 |  | 23 | 98 | SH |  | SOLE |  | 98 | 0 | 0 |
| SYY | Sysco Corporation | 871829107 |  | 23 | 313 | SH |  | SOLE |  | 313 | 0 | 0 |
| TGT | Target Corporation | 87612E106 |  | 7 | 49 | SH |  | SOLE |  | 49 | 0 | 0 |
| TSLA | Tesla Motors Inc | 88160R101 |  | 12 | 105 | SH |  | SOLE |  | 105 | 0 | 0 |
| TXN | Texas Instruments | 882508104 |  | 20 | 127 | SH |  | SOLE |  | 127 | 0 | 0 |
| KO | The Coca-Cola Company | 191216100 |  | 3065 | 48187 | SH |  | SOLE |  | 48187 | 0 | 0 |
| COO | The Cooper Companies Inc | 216648402 |  | 8 | 26 | SH |  | SOLE |  | 26 | 0 | 0 |
| TRV | The Travelers Companies | 89417E109 |  | 11 | 60 | SH |  | SOLE |  | 60 | 0 | 0 |
| TJX | TJX Companies Inc | 872540109 |  | 40 | 504 | SH |  | SOLE |  | 504 | 0 | 0 |
| TTC | Toro Co | 891092108 |  | 20 | 180 | SH |  | SOLE |  | 180 | 0 | 0 |
| TD | Toronto Dominion Bank | 891160509 |  | 38 | 600 | SH |  | SOLE |  | 600 | 0 | 0 |
| TFC | Truist Finl Corp Com | 89832Q109 |  | 520 | 12093 | SH |  | SOLE |  | 12093 | 0 | 0 |
| UNP | Union Pacific Corp | 907818108 |  | 2293 | 11077 | SH |  | SOLE |  | 11077 | 0 | 0 |
| URI | United Rentals Inc | 911363109 |  | 25 | 72 | SH |  | SOLE |  | 72 | 0 | 0 |
| UNH | Unitedhealth Group | 91324P102 |  | 64 | 121 | SH |  | SOLE |  | 121 | 0 | 0 |
| VFC | V.F. Corporation | 918204108 |  | 3 | 127 | SH |  | SOLE |  | 127 | 0 | 0 |
| MLN | VanEck Long Muni ETF | 92189F536 |  | 8282 | 474358 | SH |  | SOLE |  | 474358 | 0 | 0 |
| VOO | Vanguard 500 ETF | 922908363 |  | 17 | 48 | SH |  | SOLE |  | 48 | 0 | 0 |
| VIG | Vanguard Dividend Appreciation (ETF) | 921908844 |  | 7488 | 49313 | SH |  | SOLE |  | 49313 | 0 | 0 |
| VSGX | Vanguard ESG International Stock ETF | 921910725 |  | 4867 | 98943 | SH |  | SOLE |  | 98943 | 0 | 0 |
| VUG | Vanguard Growth ETF | 922908736 |  | 6347 | 29786 | SH |  | SOLE |  | 29786 | 0 | 0 |
| VYM | Vanguard High Dividend Yield ETF | 921946406 |  | 4 | 44 | SH |  | SOLE |  | 44 | 0 | 0 |
| VCIT | Vanguard Intermediate-Term Corporate Bond (ETF) | 92206C870 |  | 23 | 301 | SH |  | SOLE |  | 301 | 0 | 0 |
| VYMI | Vanguard Intl Hi Div Yld Idx ETF | 921946794 |  | 8 | 146 | SH |  | SOLE |  | 146 | 0 | 0 |
| MGK | Vanguard Mega Cap Growth ETF | 921910816 |  | 7 | 42 | SH |  | SOLE |  | 42 | 0 | 0 |
| MGV | Vanguard Mega Cap Value ETF | 921910840 |  | 1693 | 16463 | SH |  | SOLE |  | 16463 | 0 | 0 |
| VTEB | Vanguard Tax-Exempt Bond ETF | 922907746 |  | 228 | 4613 | SH |  | SOLE |  | 4613 | 0 | 0 |
| BND | Vanguard Total Bond Market Index | 921937835 |  | 384 | 5347 | SH |  | SOLE |  | 5347 | 0 | 0 |
| BNDX | Vanguard Total International Bond ETF | 92203J407 |  | 163 | 3452 | SH |  | SOLE |  | 3452 | 0 | 0 |
| VXUS | Vanguard Total International Stock ETF | 921909768 |  | 7039 | 136098 | SH |  | SOLE |  | 136098 | 0 | 0 |
| VTI | Vanguard Total Stock Market (ETF) | 922908769 |  | 16058 | 83989 | SH |  | SOLE |  | 83989 | 0 | 0 |
| VUSB | Vanguard Ultra-Short Bond ETF | 92203C303 |  | 11 | 243 | SH |  | SOLE |  | 243 | 0 | 0 |
| VTV | Vanguard Value ETF | 922908744 |  | 3 | 21 | SH |  | SOLE |  | 21 | 0 | 0 |
| VZ | Verizon Communications | 92343V104 |  | 79 | 2008 | SH |  | SOLE |  | 2008 | 0 | 0 |
| WMT | Wal-Mart Stores Inc. | 931142103 |  | 32 | 228 | SH |  | SOLE |  | 228 | 0 | 0 |
| NTSX | WisdomTree U.S. Efficient Core Fund | 97717Y790 |  | 8111 | 249980 | SH |  | SOLE |  | 249980 | 0 | 0 |
| XYL | XYLEM INC | 98419M100 |  | 18 | 165 | SH |  | SOLE |  | 165 | 0 | 0 |
| ZS | Zscaler Inc | 98980G102 |  | 2 | 20 | SH |  | SOLE |  | 20 | 0 | 0 |
| BUD | Anheuser-Busch InBev SA/NV | 03524A108 |  | 6 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| LSPD | Lightspeed POS Inc | 53229C107 |  | 2 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| LULU | Lululemon Athletica Inc | 550021109 |  | 4 | 13 | SH |  | SOLE |  | 13 | 0 | 0 |

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