# EDGAR Filing Document

**Accession Number:** 0001609674
**File Stem:** 0001609674-23-000001
**Filing Date:** 2023-2
**Character Count:** 19136
**Document Hash:** cdfbfdca1f8511f23bbcf5c31d9f9d4c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001609674-23-000001.hdr.sgml**: 20230201

**ACCESSION NUMBER**: 0001609674-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230201

**DATE AS OF CHANGE**: 20230201

**EFFECTIVENESS DATE**: 20230201

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Mengis Capital Management, Inc.
- **CENTRAL INDEX KEY:** 0001609674
- **IRS NUMBER:** 931326290
- **STATE OF INCORPORATION:** OR
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-16459
- **FILM NUMBER:** 23576515

**BUSINESS ADDRESS:**
- **STREET 1:** ONE SW COLUMBIA ST. SUITE 780
- **CITY:** PORTLAND
- **STATE:** OR
- **ZIP:** 97204
- **BUSINESS PHONE:** 503-916-0776

**MAIL ADDRESS:**
- **STREET 1:** ONE SW COLUMBIA ST. SUITE 780
- **CITY:** PORTLAND
- **STATE:** OR
- **ZIP:** 97204

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Mengis Capital Management Inc.<br>**Address:** ONE SW COLUMBIA ST. SUITE 780<br>PORTLAND, OR 97204

**Form 13F File Number:** 028-16459

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Cynthia M Aschbacher<br>**Title:** CCO<br>**Phone:** 5039160776

**Signature, Place, and Date of Signing:**

Cynthia M Aschbacher  Portland, OR  02-01-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 162

**Form 13F Information Table Value Total:** $458786

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABS COM | COM | 002824100 |  | 501 | 4563 | SH |  | SOLE |  | 4563 | 0 | 0 |
| ABBVIE INC. COM | COM | 00287y109 |  | 1458 | 9027 | SH |  | SOLE |  | 9027 | 0 | 0 |
| ACTIVISION BLIZZARD IN COM | COM | 00507v109 |  | 1044 | 13650 | SH |  | SOLE |  | 13650 | 0 | 0 |
| ADVANCED MICRO DEVICES COM | COM | 007903107 |  | 715 | 11040 | SH |  | SOLE |  | 11040 | 0 | 0 |
| AGILENT TECHNOLOGIES COM | COM | 00846U101 |  | 5299 | 35413 | SH |  | SOLE |  | 35413 | 0 | 0 |
| ALCON INC ORD SHS | COM | h01301128 |  | 687 | 10027 | SH |  | SOLE |  | 10017 | 0 | 10 |
| ALLEGHENY TECHNOLOGIES | COM | 01741r102 |  | 2085 | 69854 | SH |  | SOLE |  | 69854 | 0 | 0 |
| ALPHABET INC C NON VTNG SH | COM | 02079k107 |  | 7073 | 79715 | SH |  | SOLE |  | 79715 | 0 | 0 |
| ALPHABET INC CLASS A | COM | 02079k305 |  | 1013 | 11490 | SH |  | SOLE |  | 9490 | 0 | 2000 |
| AMAZON COM INC COM | COM | 023135106 |  | 3313 | 39450 | SH |  | SOLE |  | 39450 | 0 | 0 |
| AMERICAN EXPRESS CO COM | COM | 025816109 |  | 221 | 1500 | SH |  | SOLE |  | 1500 | 0 | 0 |
| AMGEN INC COM | COM | 031162100 |  | 1657 | 6310 | SH |  | SOLE |  | 6310 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 34218 | 263357 | SH |  | SOLE |  | 262397 | 0 | 960 |
| APPLIED MATLS INC COM | COM | 038222105 |  | 390 | 4008 | SH |  | SOLE |  | 4008 | 0 | 0 |
| AUTOMATIC DATA PROCESS COM | COM | 053015103 |  | 3683 | 15420 | SH |  | SOLE |  | 15420 | 0 | 0 |
| BANK OF AMERICA CORP COM | COM | 060505104 |  | 3671 | 110842 | SH |  | SOLE |  | 110442 | 0 | 400 |
| BERKSHIRE HATHAWAY INC CL B | COM | 084670702 |  | 4003 | 12959 | SH |  | SOLE |  | 12959 | 0 | 0 |
| BIOGEN IDEC INC | COM | 09062X103 |  | 2244 | 8105 | SH |  | SOLE |  | 8105 | 0 | 0 |
| BLACKROCK INC COM | COM | 09247X101 |  | 286 | 405 | SH |  | SOLE |  | 405 | 0 | 0 |
| BOEING CO | COM | 097023105 |  | 703 | 3693 | SH |  | SOLE |  | 3693 | 0 | 0 |
| BORGWARNER INC COM | COM | 099724106 |  | 311 | 7750 | SH |  | SOLE |  | 7750 | 0 | 0 |
| BP PLC SPONSORED ADR | COM | 055622104 |  | 889 | 25466 | SH |  | SOLE |  | 25466 | 0 | 0 |
| BRISTOL MYERS SQUIBB COM | COM | 110122108 |  | 10551 | 146654 | SH |  | SOLE |  | 145154 | 0 | 1500 |
| BRUKER CORP COM | COM | 116794108 |  | 3874 | 56690 | SH |  | SOLE |  | 56690 | 0 | 0 |
| CATERPILLAR INC DEL COM | COM | 149123101 |  | 356 | 1487 | SH |  | SOLE |  | 1487 | 0 | 0 |
| CHEVRON CORP COM | COM | 166764100 |  | 14626 | 81491 | SH |  | SOLE |  | 80491 | 0 | 1000 |
| CISCO SYS INC COM | COM | 17275R102 |  | 336 | 7073 | SH |  | SOLE |  | 7073 | 0 | 0 |
| CLOROX CO DEL COM | COM | 189054109 |  | 312 | 2227 | SH |  | SOLE |  | 2227 | 0 | 0 |
| COCA COLA CO COM | COM | 191216100 |  | 3359 | 52806 | SH |  | SOLE |  | 51806 | 0 | 1000 |
| COLGATE PALMOLIVE CO COM | COM | 194162103 |  | 2623 | 33300 | SH |  | SOLE |  | 33300 | 0 | 0 |
| COLUMBIA BKG SYS INC COM | COM | 197236102 |  | 359 | 11933 | SH |  | SOLE |  | 11933 | 0 | 0 |
| COMMUNITY HEALTH SYS I COM | COM | 203668108 |  | 48 | 11300 | SH |  | SOLE |  | 11300 | 0 | 0 |
| CORTEVA INC COM | COM | 22052l104 |  | 307 | 5231 | SH |  | SOLE |  | 5231 | 0 | 0 |
| COSTCO WHSL CORP NEW COM | COM | 22160K105 |  | 12951 | 28371 | SH |  | SOLE |  | 28296 | 0 | 75 |
| COTERRA ENERGY INC COM | COM | 127097103 |  | 3854 | 156867 | SH |  | SOLE |  | 156867 | 0 | 0 |
| CUMMINS INC COM | COM | 231021106 |  | 1172 | 4840 | SH |  | SOLE |  | 4840 | 0 | 0 |
| CVS CORP COM | COM | 126650100 |  | 5943 | 63783 | SH |  | SOLE |  | 63783 | 0 | 0 |
| DEERE AND CO COM | COM | 244199105 |  | 13085 | 30520 | SH |  | SOLE |  | 30120 | 0 | 400 |
| DEVON ENERGY CORP NEW COM | COM | 25179M103 |  | 615 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| DU PONT E I DE NEMOURS COM | COM | 26614n102 |  | 1926 | 28063 | SH |  | SOLE |  | 28013 | 0 | 50 |
| EATON CORP COM | COM | 278058102 |  | 399 | 2547 | SH |  | SOLE |  | 2547 | 0 | 0 |
| EMERSON ELEC CO COM | COM | 291011104 |  | 4006 | 41707 | SH |  | SOLE |  | 41707 | 0 | 0 |
| ENBRIDGE INC COM | COM | 29250n105 |  | 307 | 7868 | SH |  | SOLE |  | 7868 | 0 | 0 |
| EQT CORP | COM | 26884l109 |  | 1017 | 30080 | SH |  | SOLE |  | 30080 | 0 | 0 |
| EQUITRANS MIDSTREAM CORP | COM | 294600101 |  | 161 | 24064 | SH |  | SOLE |  | 24064 | 0 | 0 |
| ERICSSON ADR B SEK 10 | COM | 294821608 |  | 286 | 49000 | SH |  | SOLE |  | 49000 | 0 | 0 |
| EXXON MOBIL CORP COM | COM | 30231G102 |  | 7689 | 69715 | SH |  | SOLE |  | 69715 | 0 | 0 |
| FEDEX CORP COM | COM | 31428X106 |  | 1619 | 9349 | SH |  | SOLE |  | 9349 | 0 | 0 |
| FIRST INTST BANCSYSTEM COM CL | COM | 32055Y201 |  | 200 | 5191 | SH |  | SOLE |  | 5191 | 0 | 0 |
| FIRST SOLAR INC COM | COM | 336433107 |  | 1118 | 7465 | SH |  | SOLE |  | 7465 | 0 | 0 |
| FLOWSERVE CORP COM | COM | 34354p105 |  | 966 | 31505 | SH |  | SOLE |  | 31505 | 0 | 0 |
| GENERAL DYNAMICS CORP COM | COM | 369550108 |  | 866 | 3493 | SH |  | SOLE |  | 3493 | 0 | 0 |
| GENERAL MLS INC COM | COM | 370334104 |  | 1207 | 14401 | SH |  | SOLE |  | 13751 | 0 | 650 |
| HERITAGE FINL CORP WAS COM | COM | 42722x106 |  | 313 | 10242 | SH |  | SOLE |  | 10242 | 0 | 0 |
| HERSHEY CO COM | COM | 427866108 |  | 3226 | 13935 | SH |  | SOLE |  | 13935 | 0 | 0 |
| HOME DEPOT INC COM | COM | 437076102 |  | 7840 | 24822 | SH |  | SOLE |  | 24822 | 0 | 0 |
| HONEYWELL INTL INC | COM | 438516106 |  | 241 | 1126 | SH |  | SOLE |  | 1126 | 0 | 0 |
| HUBBELL INC | COM | 443510607 |  | 5468 | 23301 | SH |  | SOLE |  | 23301 | 0 | 0 |
| INCYTE CORP COM | COM | 45337c102 |  | 680 | 8475 | SH |  | SOLE |  | 8475 | 0 | 0 |
| INTEL CORP COM | COM | 458140100 |  | 2903 | 109847 | SH |  | SOLE |  | 109697 | 0 | 150 |
| INTERNATIONAL BUS MACH COM | COM | 459200101 |  | 4250 | 30168 | SH |  | SOLE |  | 30168 | 0 | 0 |
| J P MORGAN CHASE AND CO | COM | 46625h100 |  | 7653 | 57073 | SH |  | SOLE |  | 55773 | 0 | 1300 |
| JOHNSON AND JOHNSON COM | COM | 478160104 |  | 10287 | 58238 | SH |  | SOLE |  | 57588 | 0 | 650 |
| KEMPER CORP DEL COM | COM | 488401100 |  | 1237 | 25148 | SH |  | SOLE |  | 25148 | 0 | 0 |
| KEYSIGHT TECHNOLOGIES COM | COM | 49338l103 |  | 3195 | 18679 | SH |  | SOLE |  | 18679 | 0 | 0 |
| KIMBERLY CLARK CORP COM | COM | 494368103 |  | 1456 | 10730 | SH |  | SOLE |  | 10730 | 0 | 0 |
| KINDER MORGAN INC DEL COM | COM | 49456b101 |  | 182 | 10092 | SH |  | SOLE |  | 10092 | 0 | 0 |
| KROGER CO COM | COM | 501044101 |  | 3262 | 73183 | SH |  | SOLE |  | 72483 | 0 | 700 |
| LENNAR CORP CL A | COM | 526057104 |  | 1350 | 14918 | SH |  | SOLE |  | 14518 | 0 | 400 |
| LILLY ELI  CO COM | COM | 532457108 |  | 2620 | 7163 | SH |  | SOLE |  | 7163 | 0 | 0 |
| MARATHON PETE CORP COM | COM | 56585a102 |  | 2016 | 17325 | SH |  | SOLE |  | 17325 | 0 | 0 |
| MATTEL INC COM | COM | 577081102 |  | 783 | 43926 | SH |  | SOLE |  | 43926 | 0 | 0 |
| MAXIMUS INC | COM | 577933104 |  | 366 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| MCDONALDS CORP COM | COM | 580135101 |  | 1151 | 4371 | SH |  | SOLE |  | 4371 | 0 | 0 |
| MEDTRONIC INC COM | COM | g5960l103 |  | 4415 | 56814 | SH |  | SOLE |  | 55814 | 0 | 1000 |
| MERCK AND CO INC COM | COM | 58933y105 |  | 15636 | 140933 | SH |  | SOLE |  | 139233 | 0 | 1700 |
| META PLATFORMS INC CL A | COM | 30303m102 |  | 271 | 2253 | SH |  | SOLE |  | 2053 | 0 | 200 |
| MICROSOFT CORP COM | COM | 594918104 |  | 23924 | 99761 | SH |  | SOLE |  | 99261 | 0 | 500 |
| MINNESOTA MNNG AND MANUF | COM | 88579y101 |  | 3266 | 27239 | SH |  | SOLE |  | 27039 | 0 | 200 |
| NEXTERA ENERGY INC COM | COM | 65339f101 |  | 313 | 3754 | SH |  | SOLE |  | 3754 | 0 | 0 |
| NIKE INC CL B | COM | 654106103 |  | 1346 | 11506 | SH |  | SOLE |  | 11506 | 0 | 0 |
| NORTHWEST NATURAL HOLDINGS | COM | 667655104 |  | 272 | 5723 | SH |  | SOLE |  | 5723 | 0 | 0 |
| NOVARTIS A G SPONSORED ADR | COM | 66987V109 |  | 7462 | 82258 | SH |  | SOLE |  | 81533 | 0 | 725 |
| NUTRIEN LTD COM | COM | 67077ml08 |  | 1723 | 23595 | SH |  | SOLE |  | 23595 | 0 | 0 |
| NXP SEMICOND N V COM | COM | n6596x109 |  | 1403 | 8880 | SH |  | SOLE |  | 8880 | 0 | 0 |
| ORACLE CORP COM | COM | 68389X105 |  | 692 | 8470 | SH |  | SOLE |  | 8470 | 0 | 0 |
| PACCAR INC COM | COM | 693718108 |  | 31073 | 313971 | SH |  | SOLE |  | 313971 | 0 | 0 |
| PENN NATL GAMING INC COM | COM | 707569109 |  | 265 | 8949 | SH |  | SOLE |  | 8949 | 0 | 0 |
| PEPSICO INC COM | COM | 713448108 |  | 9063 | 50167 | SH |  | SOLE |  | 49492 | 0 | 675 |
| PFIZER INC COM | COM | 717081103 |  | 3309 | 64592 | SH |  | SOLE |  | 64592 | 0 | 0 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 2299 | 22723 | SH |  | SOLE |  | 22623 | 0 | 100 |
| PNC FINL SVCS GROUP COM | COM | 693475105 |  | 395 | 2502 | SH |  | SOLE |  | 2502 | 0 | 0 |
| PROCTER AND GAMBLE CO COM | COM | 742718109 |  | 3086 | 20366 | SH |  | SOLE |  | 20036 | 0 | 330 |
| PRUDENTIAL FINL INC COM | COM | 744320102 |  | 708 | 7119 | SH |  | SOLE |  | 7119 | 0 | 0 |
| QUALCOMM INC COM | COM | 747525103 |  | 9868 | 89760 | SH |  | SOLE |  | 88810 | 0 | 950 |
| QUANTA SVCS INC COM | COM | 74762e102 |  | 4857 | 34090 | SH |  | SOLE |  | 34090 | 0 | 0 |
| RAYTHEON TECHNOLOGIES COM | COM | 75513e101 |  | 3169 | 31403 | SH |  | SOLE |  | 31403 | 0 | 0 |
| SALESFORCE COM INC COM | COM | 79466l302 |  | 200 | 1510 | SH |  | SOLE |  | 1510 | 0 | 0 |
| SCHLUMBERGER LTD COM | COM | 806857108 |  | 1988 | 37201 | SH |  | SOLE |  | 37201 | 0 | 0 |
| SCHWAB CHARLES CORP NE COM | COM | 808513105 |  | 6091 | 73163 | SH |  | SOLE |  | 72163 | 0 | 1000 |
| SILK ROAD MEDICAL INC. | COM | 82710M100 |  | 658 | 12460 | SH |  | SOLE |  | 12460 | 0 | 0 |
| SIRIUS XM HOLDINGS INC | COM | 82967n108 |  | 128 | 22000 | SH |  | SOLE |  | 22000 | 0 | 0 |
| SPX CORP COM | COM | 78473e103 |  | 1969 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| STARBUCKS CORP COM | COM | 855244109 |  | 1072 | 10808 | SH |  | SOLE |  | 10808 | 0 | 0 |
| TELEDYNE TECHNOLOGIES COM | COM | 879360105 |  | 2069 | 5176 | SH |  | SOLE |  | 5176 | 0 | 0 |
| UBER TECHNOLOGIES INC COM | COM | 90353t100 |  | 973 | 39350 | SH |  | SOLE |  | 39350 | 0 | 0 |
| UNILEVER PLC SPON ADR NEW | COM | 904767704 |  | 320 | 6367 | SH |  | SOLE |  | 6367 | 0 | 0 |
| UNION PAC CORP COM | COM | 907818108 |  | 404 | 1955 | SH |  | SOLE |  | 1880 | 0 | 75 |
| UNITED PARCEL SERVICE CL B | COM | 911312106 |  | 2248 | 12931 | SH |  | SOLE |  | 11931 | 0 | 1000 |
| US BANCORP DEL COM NEW | COM | 902973304 |  | 3407 | 78147 | SH |  | SOLE |  | 77147 | 0 | 1000 |
| VALERO ENERGY CORP | COM | 91913y100 |  | 2043 | 16110 | SH |  | SOLE |  | 15710 | 0 | 400 |
| VERIZON COMMUNICATIONS | COM | 92343V104 |  | 4406 | 111844 | SH |  | SOLE |  | 111644 | 0 | 200 |
| VIATRIS INC COM | COM | 92556v106 |  | 464 | 41710 | SH |  | SOLE |  | 41710 | 0 | 0 |
| WABTEC CORP COM | COM | 929740108 |  | 811 | 8133 | SH |  | SOLE |  | 8133 | 0 | 0 |
| WALGREENS BOOTS ALLIAN COM | COM | 931427108 |  | 2585 | 69200 | SH |  | SOLE |  | 69200 | 0 | 0 |
| WALT DISNEY CO | COM | 254687106 |  | 2236 | 25738 | SH |  | SOLE |  | 25058 | 0 | 680 |
| WASTE MGMT INC DEL COM | COM | 94106l109 |  | 862 | 5495 | SH |  | SOLE |  | 5495 | 0 | 0 |
| WATERS CORP COM | COM | 941848103 |  | 4624 | 13500 | SH |  | SOLE |  | 13500 | 0 | 0 |
| WELLS FARGO AND CO NEW COM | COM | 949746101 |  | 633 | 15352 | SH |  | SOLE |  | 15352 | 0 | 0 |
| WEYERHAEUSER CO COM | COM | 962166104 |  | 968 | 31230 | SH |  | SOLE |  | 31030 | 0 | 200 |
| WILLIAMS COS INC DEL COM | COM | 969457100 |  | 483 | 14699 | SH |  | SOLE |  | 14699 | 0 | 0 |
| WOODWARD INC COM | COM | 980745103 |  | 4747 | 49137 | SH |  | SOLE |  | 49137 | 0 | 0 |
| YELP INC CL A | COM | 985817105 |  | 211 | 7750 | SH |  | SOLE |  | 7750 | 0 | 0 |
| ALL COMMODITY ABERDEEN ETF | FD | 003261203 |  | 973 | 28155 | SH |  | SOLE |  | 27655 | 0 | 500 |
| GS ETF TR INTL DVLPD | FD | 381430107 |  | 9395 | 326455 | SH |  | SOLE |  | 325455 | 0 | 1000 |
| GS US LARGE CAP EQUITY ETF | FD | 381430503 |  | 2397 | 31498 | SH |  | SOLE |  | 30598 | 0 | 900 |
| ISHARES TR CORE S TTL STK | FD | 464287150 |  | 462 | 5454 | SH |  | SOLE |  | 5454 | 0 | 0 |
| ISHARES TR CORE S ETF | FD | 464287200 |  | 1100 | 2865 | SH |  | SOLE |  | 2865 | 0 | 0 |
| ISHARES TR DJ SEL DIV INX | FD | 464287168 |  | 301 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| ISHARES TR RUSSELL 2000 ETF | FD | 464287655 |  | 544 | 3124 | SH |  | SOLE |  | 2934 | 0 | 190 |
| ISHARES TR SP500 GRW | FD | 464287309 |  | 345 | 5908 | SH |  | SOLE |  | 5908 | 0 | 0 |
| SCHWAB INTL EQTY ETF | FD | 808524805 |  | 245 | 7609 | SH |  | SOLE |  | 6819 | 0 | 790 |
| SCHWAB STRATEGIC TR US BRD EQT | FD | 808524102 |  | 720 | 16080 | SH |  | SOLE |  | 16080 | 0 | 0 |
| SCHWAB STRATEGIC TR US DIVIDEN | FD | 808524797 |  | 1397 | 18505 | SH |  | SOLE |  | 18505 | 0 | 0 |
| SCHWAB US LCAP VAL ETF | FD | 808524409 |  | 574 | 8699 | SH |  | SOLE |  | 8177 | 0 | 522 |
| SCHWAB US LRG CAP ETF | FD | 808524201 |  | 3392 | 75138 | SH |  | SOLE |  | 73468 | 0 | 1670 |
| SCHWAB US MID-CAP ETF | FD | 808524508 |  | 3344 | 50981 | SH |  | SOLE |  | 50451 | 0 | 530 |
| SCHWAB US SML CAP ETF | FD | 808524607 |  | 978 | 24160 | SH |  | SOLE |  | 23670 | 0 | 490 |
| SPDR SERIES TRUST S BIOTECH | FD | 78464a870 |  | 368 | 4441 | SH |  | SOLE |  | 4441 | 0 | 0 |
| US LARGE CAP FUNDAMENTAL ETF | FD | 808524771 |  | 277 | 5185 | SH |  | SOLE |  | 5185 | 0 | 0 |
| VANECK MORNINGSTAR WIDE MOAT E | FD | 57060U134 |  | 3444 | 53066 | SH |  | SOLE |  | 52491 | 0 | 575 |
| VANECK VECTORS ETF TR MORNINGS | FD | 92189f593 |  | 300 | 10379 | SH |  | SOLE |  | 10379 | 0 | 0 |
| VANGUARD BD INDEX FD SHORT TRM | FD | 921937827 |  | 2724 | 36188 | SH |  | SOLE |  | 36143 | 0 | 45 |
| VANGUARD BD INDEX FDS VANGUARD | FD | 92203c303 |  | 3192 | 65160 | SH |  | SOLE |  | 64925 | 0 | 235 |
| VANGUARD INDEX FDS MID CAP ETF | FD | 922908629 |  | 476 | 2338 | SH |  | SOLE |  | 2338 | 0 | 0 |
| VANGUARD INT-TERM CORP BND FD | FD | 92206c870 |  | 863 | 11145 | SH |  | SOLE |  | 11145 | 0 | 0 |
| VANGUARD INTL EQTY IDX ALLWRLD | FD | 922042775 |  | 1391 | 27754 | SH |  | SOLE |  | 26784 | 0 | 970 |
| VANGUARD SPECIALIZED DIV APP E | FD | 921908844 |  | 399 | 2633 | SH |  | SOLE |  | 2633 | 0 | 0 |
| VANGUARD US INF TECH ETF | FD | 92204a702 |  | 327 | 1025 | SH |  | SOLE |  | 1025 | 0 | 0 |
| WISDOMTREE TR US ENHANCED DIV | FD | 97717w406 |  | 227 | 2483 | SH |  | SOLE |  | 1873 | 0 | 610 |
| WISDOMTREE TRUST JAPN HEDGE EQ | FD | 97717w851 |  | 326 | 5086 | SH |  | SOLE |  | 5086 | 0 | 0 |
| WT EMG MKT EX ST-OWNED | FD | 97717x578 |  | 582 | 21815 | SH |  | SOLE |  | 21815 | 0 | 0 |
| BANK OF AMERICA PREF IV FLTNG | PFD | 060505591 |  | 822 | 43224 | SH |  | SOLE |  | 43024 | 0 | 200 |
| CHS INC PFD CL B | PFD | 12542r308 |  | 202 | 7900 | SH |  | SOLE |  | 7900 | 0 | 0 |
| DUKE ENERGY CORP NEW DP REP PF | PFD | 26441c501 |  | 235 | 10050 | SH |  | SOLE |  | 10050 | 0 | 0 |
| GOLDMAN SACHS GRP PFD K 6.375 | PFD | 38148b108 |  | 712 | 28770 | SH |  | SOLE |  | 28570 | 0 | 200 |
| SCHWAB CHARLES CORP NE DSHS 1/ | PFD | 808513600 |  | 379 | 16093 | SH |  | SOLE |  | 15493 | 0 | 600 |
| US BANCORP DEL PFD B 1/1000DP | PFD | 902973155 |  | 732 | 39818 | SH |  | SOLE |  | 39018 | 0 | 800 |
| WELLS FARGO AND CO DEP 1/1000 | PFD | 949746465 |  | 903 | 36554 | SH |  | SOLE |  | 36554 | 0 | 0 |
| ISHARES TR COMEX GOLD | TR UNIT | 464285204 |  | 2793 | 80766 | SH |  | SOLE |  | 80766 | 0 | 0 |
| SPDR TR UNIT SER 1 | TR UNIT | 78462F103 |  | 3122 | 8164 | SH |  | SOLE |  | 8004 | 0 | 160 |
| STREETTRACKS GOLD TR GOLD SHS | TR UNIT | 78463v107 |  | 241 | 1424 | SH |  | SOLE |  | 1424 | 0 | 0 |

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