# EDGAR Filing Document

**Accession Number:** 0001757581
**File Stem:** 0001654954-26-001208
**Filing Date:** 2026-2
**Character Count:** 5045
**Document Hash:** 8bc7cc95abec8eb93d3b51ae69e2af9b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001654954-26-001208.hdr.sgml**: 20260317

**ACCESSION NUMBER**: 0001654954-26-001208

**CONFORMED SUBMISSION TYPE**: TA-1/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20260213

**DATE AS OF CHANGE**: 20260317

**EFFECTIVENESS DATE**: 20260223

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Equiniti India Pvt. Ltd
- **CENTRAL INDEX KEY:** 0001757581

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** K7
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** TA-1/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-06598
- **FILM NUMBER:** 26759573

**BUSINESS ADDRESS:**
- **STREET 1:** ZED TECH PARK, NO. 74/A
- **STREET 2:** KEONICS, ELECTRONIC CITY PHASE 1
- **CITY:** BANGALORE
- **STATE:** NY
- **ZIP:** 560100
- **BUSINESS PHONE:** 9148442412

**MAIL ADDRESS:**
- **STREET 1:** ZED TECH PARK, NO. 74/A
- **STREET 2:** KEONICS, ELECTRONIC CITY PHASE 1
- **CITY:** BANGALORE
- **STATE:** NY
- **ZIP:** 560100

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-1

### UNIFORM FORM OF APPLICATION FOR REGISTRATION AS A TRANSFER AGENT

### Registrant Information

**Appropriate regulatory agency:** SEC

**Full name of Registrant:** Equiniti India Pvt. Ltd

**FINS Number:** 358978

**Address of principal office where transfer agent activities are performed:** DLF IT Park, Block 10, 8th Floor, 1/124, Mt Poonamalle High Road, Ramapuram, Chennai, K7, 600 089

**Is mailing address different from principal office address?:** No

**Telephone Number:** 347-640-1017

**Does registrant conduct business in other locations?:** Yes

**Other Business Location Address 1:** 1110 Centre Pointe Curve, Suite 101, Mendota Heights, MN, 55120

**Other Business Location Address 2:** 28 Liberty Street, Floor 53, New York, NY, 10005

**Other Business Location Address 3:** 850 3rd Avenue, Suite 411, Brooklyn, NY, 11232

**Other Business Location Address 4:** Gold Hill Supreme Software Park, 7th Fl, West Tower, Electronic City Phase - II, Bangalore, K7, 560 100

**Other Business Location Address 5:** 11200 West Parkland Avenue, 1st Floor, Milwaukee, WI, 53224

**Is registrant a self-transfer agent?:** No

**Does registrant engage a service company to perform any of its transfer agent functions?:** Yes

**Is registrant engaged as a service company by a named transfer agent?:** Yes

**Service Company Arrangement 1:**

- **Name:** Equiniti Trust Company, LLC

- **File Number:** 084-00416

- **Address:** 28 Liberty Street, Floor 53, New York, NY, 10005

### Ownership and Control Information

**Registrant Type:** Corporation

**Does any other person control the management or policies of the applicant?:** Yes

- **Controlling Entity Name:** Brian Patrick O'Neill

- **Agreement Description:** Chairman of the Board

**Does any other person directly or indirectly finance the applicant?:** No

**Control Affiliates Information:**

| Entity Name                                       | Relationship Start Date   | Title or Status   | Ownership Code   | Control Person   |
|:---|:---|:---|:---|:---|
| Equiniti Holdings Limited, Equiniti Group Limited | 01/01/2013                | 100% Owner        | E                | Yes              |

### Disciplinary History

- **Convicted/plead guilty to any felony or investment-related misdemeanor?:** No

- **Convicted/plead guilty to any other felony?:** No

- **Enjoined in connection with any investment-related activity?:** No

- **Found to have violated any investment-related statute or regulation?:** No

- **Made a false statement or omission in a filing with the SEC?:** No

- **Found to have violated SRO rules or failed to supervise?:** No

- **Had authorization to act as a financial professional denied, suspended, or revoked?:** No

- **Had a registration as a financial professional denied, suspended, or revoked?:** No

- **Federal/State agency found a false statement or omission?:** No

- **Federal/State agency found a violation of investment-related regulations?:** No

- **Federal/State agency denied, suspended, or revoked authorization?:** No

- **Federal/State agency entered an order against the applicant?:** No

- **Federal/State agency denied, suspended, or revoked registration?:** No

- **Federal/State agency revoked or suspended a license?:** No

- **SRO found a false statement or omission?:** No

- **SRO found a violation of its rules?:** No

- **SRO denied, suspended, or revoked authorization?:** No

- **SRO revoked or suspended a license?:** No

- **Subject of an order or finding by a foreign financial regulatory authority?:** No

- **Currently the subject of any proceeding that could result in a 'yes' answer to any of the above?:** No

- **Had a bond revoked for disorderly conduct, fraud, or dishonesty?:** No

- **Have any unsatisfied judgments or liens against them?:** No

### Signature

**Signature:** /s/ David L. Becker

**Title:** Legal Counsel

**Date:** 02/13/2026

**Phone Number:** 347-640-1017