# EDGAR Filing Document

**Accession Number:** 0001859795
**File Stem:** 0001193125-26-207052
**Filing Date:** 2026-5
**Character Count:** 9720
**Document Hash:** 2974b0757c6be2803853619b26f49818
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-26-207052.hdr.sgml**: 20260506

**ACCESSION NUMBER**: 0001193125-26-207052

**CONFORMED SUBMISSION TYPE**: 6-K

**PUBLIC DOCUMENT COUNT**: 3

**CONFORMED PERIOD OF REPORT**: 20260506

**FILED AS OF DATE**: 20260506

**DATE AS OF CHANGE**: 20260505

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NOVONIX Ltd
- **CENTRAL INDEX KEY:** 0001859795
- **STANDARD INDUSTRIAL CLASSIFICATION:** MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 981559131
- **STATE OF INCORPORATION:** C3
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 6-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41208
- **FILM NUMBER:** 26945233

**BUSINESS ADDRESS:**
- **ADDRESS IS A NON US LOCATION:** YES
- **STREET 1:** LEVEL 38
- **STREET 2:** 71 EAGLE STREET
- **CITY:** BRISBANE
- **PROVINCE COUNTRY:** C3
- **BUSINESS PHONE:** 4235416874

**MAIL ADDRESS:**
- **ADDRESS IS A NON US LOCATION:** YES
- **STREET 1:** LEVEL 38
- **STREET 2:** 71 EAGLE STREET
- **CITY:** BRISBANE
- **PROVINCE COUNTRY:** C3

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

Washington, D.C. 20549

**FORM 6-K**

**REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE**

**SECURITIES EXCHANGE ACT OF 1934**

For the month of May, 2026

001-41208 <br> (Commission File Number)

**NOVONIX LIMITED**

(Translation of registrant's name into English)

Level 38

71 Eagle Street

Brisbane, QLD 4000 Australia

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F ☒ Form 40-F ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐

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**EXHIBIT INDEX**

**<u>Exhibit No.</u> <u>Description</u>**

Exhibit 99.1 [<u>Appendix 3G (Notification of issue, conversion or payment up of unquoted equity securities) dated May 06, 2026</u>](nvx-ex99_1.htm)

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | |
|:---|:---|
| **NOVONIX LIMITED** | **NOVONIX LIMITED** |
| By: | /s/ Robert Long |
|  | Robert Long |
|  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Chief Financial Officer |

---

Date: May 6, 2026

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## Exhibit 99.1

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| | |
|:---|:---|
| ![img58969013_0.jpg](img58969013_0.jpg) | Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities |

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EXHIBIT 99.1

Announcement Summary

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**Entity name**

NOVONIX LIMITED

**Date of this announcement**

Wednesday May 6, 2026

**The +securities the subject of this notification are:**

Other

**Total number of +securities to be issued/transferred**

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| | | | |
|:---|:---|:---|:---|
|  |  | **Total number of** |  |
| **ASX +security**  |  | **+securities to be** |  |
| **code** | **Security description** | **issued/transferred** | **Issue date** |
| New class - code  | Share Rights | 1371566 | &nbsp;&nbsp;&nbsp;&nbsp; 06/05/2026 |
| to be confirmed |  |  |  |

---

Refer to next page for full details of the announcement

<br> Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 1 / 6

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| | |
|:---|:---|
| ![img58969013_0.jpg](img58969013_0.jpg) | Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities |

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Part 1 - Entity and announcement details

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**1.1 Name of entity**

NOVONIX LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

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| | |
|:---|:---|
| **1.2 Registered number type** | **Registration number** |
| ABN | 54157690830 |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**1.3 ASX issuer code**

NVX

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**1.4 The announcement is**

New announcement

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**1.5 Date of this announcement**

6/5/2026

<br> Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 2 / 6

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| | |
|:---|:---|
| ![img58969013_0.jpg](img58969013_0.jpg) | Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities |

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Part 2 - Issue details

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**2.1 The +securities the subject of this notification are:**

Other

**Please specify**

<u>Issue of shares rights to Directors following shareholder approval at the AGM held on 15 April 2026.</u>

**2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:**

does not have an existing ASX security code ("new class")

<br> Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 3 / 6

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| | |
|:---|:---|
| ![img58969013_0.jpg](img58969013_0.jpg) | Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities |

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Part 3C - number and type of +securities the subject of this notification (new class)

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**New +securities**

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| | |
|:---|:---|
| **ASX +security code** | **+Security description** |
| New class - code to be confirmed | Share Rights |

---

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| | |
|:---|:---|
| **+Security type** | **ISIN code** |

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Other

**Date the +securities the subject of this notification were issued**

6/5/2026

**Will all the +securities issued in this class rank equally in all respects from their issue date?**

Yes

**Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued.**

<u>https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-03068742-2A1660572&v=undefined</u>

**Any other information the entity wishes to provide about the +securities the subject of this notification**

**Please provide any further information needed to understand the circumstances in which you are notifying the issue of these +securities to ASX, including why the issue of the +securities has not been previously announced to the market in an Appendix 3B**

<u>The +securities the subject of this notice comprise share rights issued following shareholder approval obtained at the Company's Annual General Meeting.</u>

Issue details

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**Number of +securities**

1,371,566

**Were the +securities issued for a cash consideration?**

No

**Please describe the consideration being provided for the +securities**

<u>Share rights issued as part of Director remuneration.</u>

**Purpose of the issue**

Other

**Additional Details**

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<br> Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 4 / 6

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| | |
|:---|:---|
| ![img58969013_0.jpg](img58969013_0.jpg) | Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities |

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Part 4 - +Securities on issue

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**Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of the entity will comprise:**

The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)** 

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| | |
|:---|:---|
|  | **Total number of** |
| **ASX +security code and description** | **+securities on issue** |
| NVX : ORDINARY FULLY PAID | 861442940 |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)**

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| | |
|:---|:---|
|  | **Total number of** |
| **ASX +security code and description** | **+securities on issue** |
| NVXAD : PERFORMANCE RIGHTS | 35021775 |
| NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES | 14016667 |
| NVXAL : CONVERTIBLE NOTES | 45221586 |
| NVXAH : CONVERTIBLE DEBENTURES | 35000000 |
| New class - code to be confirmed : Share Rights | 1371566 |

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<br> Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 5 / 6

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| | |
|:---|:---|
| ![img58969013_0.jpg](img58969013_0.jpg) | Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities |

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Part 5 - Other Listing Rule requirements

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1?**

No

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under listing rule 7.1?**

Yes

**5.2a Date of meeting or proposed meeting to approve the issue under listing rule 7.1**

15/4/2026

<br> Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 6 / 6

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