# EDGAR Filing Document

**Accession Number:** 0001929008
**File Stem:** 0001929008-23-000001
**Filing Date:** 2023-1
**Character Count:** 28980
**Document Hash:** f68652663c3eee08f47fefbf8149f33f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001929008-23-000001.hdr.sgml**: 20230104

**ACCESSION NUMBER**: 0001929008-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20220930

**FILED AS OF DATE**: 20230104

**DATE AS OF CHANGE**: 20230104

**EFFECTIVENESS DATE**: 20230104

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Balboa Wealth Partners
- **CENTRAL INDEX KEY:** 0001929008
- **IRS NUMBER:** 810694237
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22715
- **FILM NUMBER:** 23508011

**BUSINESS ADDRESS:**
- **STREET 1:** 140 NEWPORT CENTER DR
- **STREET 2:** SUITE 200
- **CITY:** NEWPORT BEACH
- **STATE:** CA
- **ZIP:** 92660
- **BUSINESS PHONE:** 9494451465

**MAIL ADDRESS:**
- **STREET 1:** 140 NEWPORT CENTER DR
- **STREET 2:** SUITE 200
- **CITY:** NEWPORT BEACH
- **STATE:** CA
- **ZIP:** 92660

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Balboa Wealth Partners<br>**Address:** 140 NEWPORT CENTER DR<br>SUITE 200<br>NEWPORT BEACH, CA 92660

**Form 13F File Number:** 028-22715

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** JEFFREY GILBERT<br>**Title:** PRESIDENT<br>**Phone:** 949-445-1465

**Signature, Place, and Date of Signing:**

JEFFREY GILBERT  Newport Beach, CA  01-04-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 1

**Form 13F Information Table Entry Total:** 259

**Form 13F Information Table Value Total:** $227380

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                          | Form 13F File Number   |
|:---|:---|:---|
|  | Axxcess Wealth Management LLC |  |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| TESLA INC | COM | 88160R101 |  | 38467 | 145023 | SH |  | SOLE | 1 | 0 | 0 | 145023 |
| MICROSOFT CORP | COM | 594918104 |  | 14432 | 61968 | SH |  | SOLE | 1 | 0 | 0 | 61968 |
| APPLE INC | COM | 037833100 |  | 14256 | 103155 | SH |  | SOLE | 1 | 0 | 0 | 103155 |
| AMAZON COM INC | COM | 023135106 |  | 6177 | 54660 | SH |  | SOLE | 1 | 0 | 0 | 54660 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 6052 | 49856 | SH |  | SOLE | 1 | 0 | 0 | 49856 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 6004 | 94762 | SH |  | SOLE | 1 | 0 | 0 | 94762 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 5280 | 14784 | SH |  | SOLE | 1 | 0 | 0 | 14784 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 |  | 5255 | 88584 | SH |  | SOLE |  | 0 | 0 | 88584 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 4584 | 47680 | SH |  | SOLE | 1 | 0 | 0 | 47680 |
| SPDR S MIDCAP 400 ETF TR | UTSER1 S | 78467Y107 |  | 3844 | 9571 | SH |  | SOLE |  | 0 | 0 | 9571 |
| UBIQUITI INC | COM | 90353W103 |  | 2889 | 9840 | SH |  | SOLE |  | 0 | 0 | 9840 |
| VISA INC | COM CL A | 92826C839 |  | 2760 | 15536 | SH |  | SOLE | 1 | 0 | 0 | 15536 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 |  | 2532 | 36932 | SH |  | SOLE | 1 | 0 | 0 | 36932 |
| BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 |  | 2439 | 6 | SH |  | SOLE |  | 0 | 0 | 6 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 2387 | 8939 | SH |  | SOLE | 1 | 0 | 0 | 8939 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 2229 | 7838 | SH |  | SOLE | 1 | 0 | 0 | 7838 |
| META PLATFORMS INC | CL A | 30303M102 |  | 2105 | 15518 | SH |  | SOLE | 1 | 0 | 0 | 15518 |
| PROSHARES TR | SHORT S 500 NE | 74347B425 |  | 2001 | 115816 | SH |  | SOLE | 1 | 0 | 0 | 115816 |
| MSCI INC | COM | 55354G100 |  | 1988 | 4712 | SH |  | SOLE | 1 | 0 | 0 | 4712 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 1887 | 3997 | SH |  | SOLE | 1 | 0 | 0 | 3997 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 |  | 1794 | 2604 | SH |  | SOLE |  | 0 | 0 | 2604 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 1762 | 6401 | SH |  | SOLE | 1 | 0 | 0 | 6401 |
| BOEING CO | COM | 097023105 |  | 1757 | 14509 | SH |  | SOLE |  | 0 | 0 | 14509 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 1652 | 6181 | SH |  | SOLE |  | 0 | 0 | 6181 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 1643 | 32063 | SH |  | SOLE |  | 0 | 0 | 32063 |
| SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 |  | 1590 | 17359 | SH |  | SOLE | 1 | 0 | 0 | 17359 |
| VERISK ANALYTICS INC | COM | 92345Y106 |  | 1585 | 9295 | SH |  | SOLE |  | 0 | 0 | 9295 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 |  | 1462 | 7801 | SH |  | SOLE | 1 | 0 | 0 | 7801 |
| CHEVRON CORP NEW | COM | 166764100 |  | 1404 | 9774 | SH |  | SOLE | 1 | 0 | 0 | 9774 |
| STRATEGY SHS | NS 7HANDL IDX | 86280R506 |  | 1375 | 71637 | SH |  | SOLE |  | 0 | 0 | 71637 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 1361 | 22057 | SH |  | SOLE | 1 | 0 | 0 | 22057 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 1308 | 11010 | SH |  | SOLE |  | 0 | 0 | 11010 |
| AT INC | COM | 00206R102 |  | 1283 | 83666 | SH |  | SOLE | 1 | 0 | 0 | 83666 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 1259 | 33158 | SH |  | SOLE | 1 | 0 | 0 | 33158 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 1251 | 17408 | SH |  | SOLE |  | 0 | 0 | 17408 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 1234 | 7553 | SH |  | SOLE | 1 | 0 | 0 | 7553 |
| S GLOBAL INC | COM | 78409V104 |  | 1209 | 3959 | SH |  | SOLE | 1 | 0 | 0 | 3959 |
| PROSHARES TR | PSHS SH MSCI EAF | 74347R370 |  | 1201 | 50719 | SH |  | SOLE |  | 0 | 0 | 50719 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 1181 | 12451 | SH |  | SOLE | 1 | 0 | 0 | 12451 |
| DISNEY WALT CO | COM | 254687106 |  | 1143 | 12114 | SH |  | SOLE | 1 | 0 | 0 | 12114 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 1132 | 11833 | SH |  | SOLE | 1 | 0 | 0 | 11833 |
| MOODYS CORP | COM | 615369105 |  | 1107 | 4552 | SH |  | SOLE | 1 | 0 | 0 | 4552 |
| PFIZER INC | COM | 717081103 |  | 1091 | 24935 | SH |  | SOLE | 1 | 0 | 0 | 24935 |
| ABBVIE INC | COM | 00287Y109 |  | 1073 | 7998 | SH |  | SOLE | 1 | 0 | 0 | 7998 |
| TEXAS INSTRS INC | COM | 882508104 |  | 1059 | 6845 | SH |  | SOLE | 1 | 0 | 0 | 6845 |
| ASML HOLDING N V | N Y REGISTRY SHS | N07059210 |  | 1050 | 2527 | SH |  | SOLE | 1 | 0 | 0 | 2527 |
| HOME DEPOT INC | COM | 437076102 |  | 1017 | 3687 | SH |  | SOLE | 1 | 0 | 0 | 3687 |
| SOUTHERN COPPER CORP | COM | 84265V105 |  | 1011 | 22557 | SH |  | SOLE |  | 0 | 0 | 22557 |
| ILLUMINA INC | COM | 452327109 |  | 986 | 5169 | SH |  | SOLE |  | 0 | 0 | 5169 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 945 | 14167 | SH |  | SOLE |  | 0 | 0 | 14167 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 898 | 10968 | SH |  | SOLE | 1 | 0 | 0 | 10968 |
| QUALCOMM INC | COM | 747525103 |  | 884 | 7828 | SH |  | SOLE | 1 | 0 | 0 | 7828 |
| UNIVERSAL DISPLAY CORP | COM | 91347P105 |  | 856 | 9070 | SH |  | SOLE |  | 0 | 0 | 9070 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 844 | 6965 | SH |  | SOLE |  | 0 | 0 | 6965 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 843 | 27770 | SH |  | SOLE |  | 0 | 0 | 27770 |
| BP PLC | SPONSORED ADR | 055622104 |  | 817 | 28611 | SH |  | SOLE |  | 0 | 0 | 28611 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 802 | 12072 | SH |  | SOLE | 1 | 0 | 0 | 12072 |
| LITHIUM AMERS CORP NEW | COM NEW | 53680Q207 |  | 800 | 30488 | SH |  | SOLE |  | 0 | 0 | 30488 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 783 | 7497 | SH |  | SOLE | 1 | 0 | 0 | 7497 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 779 | 8924 | SH |  | SOLE | 1 | 0 | 0 | 8924 |
| ALBEMARLE CORP | COM | 012653101 |  | 767 | 2900 | SH |  | SOLE |  | 0 | 0 | 2900 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 764 | 4939 | SH |  | SOLE | 1 | 0 | 0 | 4939 |
| ABBOTT LABS | COM | 002824100 |  | 742 | 7666 | SH |  | SOLE | 1 | 0 | 0 | 7666 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 722 | 5722 | SH |  | SOLE | 1 | 0 | 0 | 5722 |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 25434V724 |  | 713 | 24091 | SH |  | SOLE |  | 0 | 0 | 24091 |
| OMEGA FLEX INC | COM | 682095104 |  | 700 | 7555 | SH |  | SOLE |  | 0 | 0 | 7555 |
| SOUTHERN CO | COM | 842587107 |  | 694 | 10200 | SH |  | SOLE | 1 | 0 | 0 | 10200 |
| INNOVATOR ETFS TR | US EQT ULTRA BF | 45782C672 |  | 674 | 26647 | SH |  | SOLE |  | 0 | 0 | 26647 |
| NETFLIX INC | COM | 64110L106 |  | 664 | 2822 | SH |  | SOLE | 1 | 0 | 0 | 2822 |
| ISHARES TR | BLACKROCK ULTRA | 46434V878 |  | 650 | 13000 | SH |  | SOLE |  | 0 | 0 | 13000 |
| GABELLI UTIL TR | COM | 36240A101 |  | 649 | 94040 | SH |  | SOLE |  | 0 | 0 | 94040 |
| AFFIRM HLDGS INC | COM CL A | 00827B106 |  | 629 | 33541 | SH |  | SOLE |  | 0 | 0 | 33541 |
| SPDR SER TR | S BIOTECH | 78464A870 |  | 628 | 7915 | SH |  | SOLE |  | 0 | 0 | 7915 |
| SOCIEDAD QUIMICA Y MINERA DE | SPON ADR SER B | 833635105 |  | 621 | 6839 | SH |  | SOLE | 1 | 0 | 0 | 6839 |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 |  | 607 | 23524 | SH |  | SOLE | 1 | 0 | 0 | 23524 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 605 | 3669 | SH |  | SOLE | 1 | 0 | 0 | 3669 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 593 | 2063 | SH |  | SOLE |  | 0 | 0 | 2063 |
| INNOVATOR ETFS TR | US EQT ULTRA BF | 45782C730 |  | 584 | 22442 | SH |  | SOLE |  | 0 | 0 | 22442 |
| BROADCOM INC | COM | 11135F101 |  | 567 | 1277 | SH |  | SOLE | 1 | 0 | 0 | 1277 |
| INTEL CORP | COM | 458140100 |  | 560 | 21745 | SH |  | SOLE | 1 | 0 | 0 | 21745 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 556 | 7481 | SH |  | SOLE | 1 | 0 | 0 | 7481 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 549 | 8376 | SH |  | SOLE | 1 | 0 | 0 | 8376 |
| WALMART INC | COM | 931142103 |  | 547 | 4220 | SH |  | SOLE | 1 | 0 | 0 | 4220 |
| ONEOK INC NEW | COM | 682680103 |  | 538 | 10495 | SH |  | SOLE |  | 0 | 0 | 10495 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 523 | 1354 | SH |  | SOLE | 1 | 0 | 0 | 1354 |
| SSGA ACTIVE TR | SPDR SSGA US SCT | 78470P408 |  | 516 | 14363 | SH |  | SOLE | 1 | 0 | 0 | 14363 |
| MCDONALDS CORP | COM | 580135101 |  | 510 | 2210 | SH |  | SOLE | 1 | 0 | 0 | 2210 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 507 | 1003 | SH |  | SOLE | 1 | 0 | 0 | 1003 |
| SSGA ACTIVE TR | SPDR SSGA FXD | 78470P507 |  | 497 | 19461 | SH |  | SOLE | 1 | 0 | 0 | 19461 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 493 | 6848 | SH |  | SOLE | 1 | 0 | 0 | 6848 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 492 | 3615 | SH |  | SOLE | 1 | 0 | 0 | 3615 |
| PEPSICO INC | COM | 713448108 |  | 488 | 2986 | SH |  | SOLE | 1 | 0 | 0 | 2986 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 484 | 9664 | SH |  | SOLE |  | 0 | 0 | 9664 |
| CAMECO CORP | COM | 13321L108 |  | 467 | 17600 | SH |  | SOLE |  | 0 | 0 | 17600 |
| MILLER HOWARD HIGH INC EQTY | COM SHS BEN IN | 600379101 |  | 466 | 51331 | SH |  | SOLE |  | 0 | 0 | 51331 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 456 | 6398 | SH |  | SOLE |  | 0 | 0 | 6398 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 |  | 445 | 3123 | SH |  | SOLE |  | 0 | 0 | 3123 |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 |  | 439 | 7588 | SH |  | SOLE | 1 | 0 | 0 | 7588 |
| SPDR SER TR | PORTFLI INTRMDIT | 78464A672 |  | 435 | 15480 | SH |  | SOLE | 1 | 0 | 0 | 15480 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 |  | 430 | 8568 | SH |  | SOLE |  | 0 | 0 | 8568 |
| MAIN STR CAP CORP | COM | 56035L104 |  | 429 | 12749 | SH |  | SOLE |  | 0 | 0 | 12749 |
| VENTAS INC | COM | 92276F100 |  | 426 | 10616 | SH |  | SOLE |  | 0 | 0 | 10616 |
| ISHARES TR | CORE S ETF | 464287200 |  | 420 | 1172 | SH |  | SOLE |  | 0 | 0 | 1172 |
| BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 |  | 411 | 48119 | SH |  | SOLE |  | 0 | 0 | 48119 |
| HUNTINGTON BANCSHARES INC | COM | 446150104 |  | 407 | 30850 | SH |  | SOLE | 1 | 0 | 0 | 30850 |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 |  | 395 | 5803 | SH |  | SOLE |  | 0 | 0 | 5803 |
| FORD MTR CO DEL | COM | 345370860 |  | 392 | 34984 | SH |  | SOLE | 1 | 0 | 0 | 34984 |
| GALLAGHER ARTHUR J  CO | COM | 363576109 |  | 391 | 2286 | SH |  | SOLE | 1 | 0 | 0 | 2286 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 389 | 4869 | SH |  | SOLE | 1 | 0 | 0 | 4869 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2022 HY | 46138J874 |  | 384 | 17485 | SH |  | SOLE |  | 0 | 0 | 17485 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 379 | 2348 | SH |  | SOLE | 1 | 0 | 0 | 2348 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 375 | 5018 | SH |  | SOLE | 1 | 0 | 0 | 5018 |
| CISCO SYS INC | COM | 17275R102 |  | 375 | 9380 | SH |  | SOLE | 1 | 0 | 0 | 9380 |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 25434V609 |  | 372 | 9540 | SH |  | SOLE |  | 0 | 0 | 9540 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 372 | 1268 | SH |  | SOLE |  | 0 | 0 | 1268 |
| SPDR SER TR | AEROSPACE DEF | 78464A631 |  | 369 | 4025 | SH |  | SOLE |  | 0 | 0 | 4025 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 358 | 4104 | SH |  | SOLE |  | 0 | 0 | 4104 |
| LILLY ELI  CO | COM | 532457108 |  | 357 | 1103 | SH |  | SOLE | 1 | 0 | 0 | 1103 |
| SEMPRA | COM | 816851109 |  | 356 | 2374 | SH |  | SOLE |  | 0 | 0 | 2374 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 354 | 2977 | SH |  | SOLE | 1 | 0 | 0 | 2977 |
| DRAFTKINGS INC NEW | COM CL A | 26142V105 |  | 349 | 23042 | SH |  | SOLE |  | 0 | 0 | 23042 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 |  | 348 | 6727 | SH |  | SOLE | 1 | 0 | 0 | 6727 |
| ARES CAPITAL CORP | COM | 04010L103 |  | 337 | 19962 | SH |  | SOLE | 1 | 0 | 0 | 19962 |
| GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 |  | 337 | 5100 | SH |  | SOLE |  | 0 | 0 | 5100 |
| PG CORP | COM | 69331C108 |  | 329 | 26303 | SH |  | SOLE |  | 0 | 0 | 26303 |
| ISHARES TR | FLTG RATE NT ETF | 46429B655 |  | 328 | 6517 | SH |  | SOLE | 1 | 0 | 0 | 6517 |
| MERCK  CO INC | COM | 58933Y105 |  | 328 | 3811 | SH |  | SOLE | 1 | 0 | 0 | 3811 |
| CVS HEALTH CORP | COM | 126650100 |  | 322 | 3380 | SH |  | SOLE | 1 | 0 | 0 | 3380 |
| AMBARELLA INC | SHS | G037AX101 |  | 310 | 5527 | SH |  | SOLE |  | 0 | 0 | 5527 |
| CIGNA CORP NEW | COM | 125523100 |  | 309 | 1113 | SH |  | SOLE |  | 0 | 0 | 1113 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 308 | 1462 | SH |  | SOLE | 1 | 0 | 0 | 1462 |
| ULTA BEAUTY INC | COM | 90384S303 |  | 308 | 767 | SH |  | SOLE |  | 0 | 0 | 767 |
| MCKESSON CORP | COM | 58155Q103 |  | 306 | 899 | SH |  | SOLE |  | 0 | 0 | 899 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 305 | 602 | SH |  | SOLE | 1 | 0 | 0 | 602 |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 |  | 305 | 13736 | SH |  | SOLE |  | 0 | 0 | 13736 |
| SCHWAB STRATEGIC TR | 1000 INDEX ETF | 808524722 |  | 302 | 8729 | SH |  | SOLE | 1 | 0 | 0 | 8729 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 298 | 6701 | SH |  | SOLE |  | 0 | 0 | 6701 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 297 | 5139 | SH |  | SOLE |  | 0 | 0 | 5139 |
| STARBUCKS CORP | COM | 855244109 |  | 297 | 3529 | SH |  | SOLE |  | 0 | 0 | 3529 |
| TARGET CORP | COM | 87612E106 |  | 293 | 1973 | SH |  | SOLE |  | 0 | 0 | 1973 |
| INNOVATOR ETFS TR | GRWT ACLRTD PLUS | 45783Y871 |  | 292 | 15163 | SH |  | SOLE |  | 0 | 0 | 15163 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 290 | 882 | SH |  | SOLE |  | 0 | 0 | 882 |
| NORTHROP GRUMMAN CORP | COM | 666807102 |  | 289 | 614 | SH |  | SOLE |  | 0 | 0 | 614 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 |  | 288 | 3800 | SH |  | SOLE | 1 | 0 | 0 | 3800 |
| ISHARES TR | US INFRASTRUC | 46435U713 |  | 283 | 8788 | SH |  | SOLE |  | 0 | 0 | 8788 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 HY | 46138J858 |  | 282 | 12361 | SH |  | SOLE |  | 0 | 0 | 12361 |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 46090F100 |  | 277 | 17106 | SH |  | SOLE | 1 | 0 | 0 | 17106 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 |  | 275 | 5753 | SH |  | SOLE | 1 | 0 | 0 | 5753 |
| ARISTA NETWORKS INC | COM | 040413106 |  | 269 | 2380 | SH |  | SOLE | 1 | 0 | 0 | 2380 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 269 | 2094 | SH |  | SOLE |  | 0 | 0 | 2094 |
| INVESCO EXCH TRADED FD TR II | S 500 REVENUE | 46138G698 |  | 269 | 4015 | SH |  | SOLE |  | 0 | 0 | 4015 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2022 CB | 46138J882 |  | 269 | 12723 | SH |  | SOLE |  | 0 | 0 | 12723 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 267 | 3294 | SH |  | SOLE | 1 | 0 | 0 | 3294 |
| ISHARES TR | U.S. REAL ES ETF | 464287739 |  | 267 | 3284 | SH |  | SOLE |  | 0 | 0 | 3284 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 266 | 1626 | SH |  | SOLE | 1 | 0 | 0 | 1626 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 |  | 266 | 6275 | SH |  | SOLE | 1 | 0 | 0 | 6275 |
| COCA COLA CO | COM | 191216100 |  | 262 | 4670 | SH |  | SOLE | 1 | 0 | 0 | 4670 |
| ILLINOIS TOOL WKS INC | COM | 452308109 |  | 260 | 1441 | SH |  | SOLE |  | 0 | 0 | 1441 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 CB | 46138J866 |  | 258 | 12380 | SH |  | SOLE |  | 0 | 0 | 12380 |
| GSK PLC | SPONSORED ADR | 37733W204 |  | 256 | 8701 | SH |  | SOLE | 1 | 0 | 0 | 8701 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 |  | 255 | 2491 | SH |  | SOLE | 1 | 0 | 0 | 2491 |
| DOW INC | COM | 260557103 |  | 254 | 5787 | SH |  | SOLE | 1 | 0 | 0 | 5787 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 253 | 2462 | SH |  | SOLE | 1 | 0 | 0 | 2462 |
| DEVON ENERGY CORP NEW | COM | 25179M103 |  | 253 | 4214 | SH |  | SOLE | 1 | 0 | 0 | 4214 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 251 | 2695 | SH |  | SOLE |  | 0 | 0 | 2695 |
| SIMPSON MFG INC | COM | 829073105 |  | 249 | 3174 | SH |  | SOLE |  | 0 | 0 | 3174 |
| GENERAL MTRS CO | COM | 37045V100 |  | 248 | 7737 | SH |  | SOLE | 1 | 0 | 0 | 7737 |
| ABRDN GOLD ETF TRUST | PHYSCL GOLD SHS | 00326A104 |  | 247 | 15507 | SH |  | SOLE |  | 0 | 0 | 15507 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 245 | 3124 | SH |  | SOLE | 1 | 0 | 0 | 3124 |
| CONSTELLATION BRANDS INC | CL A | 21036P108 |  | 244 | 1063 | SH |  | SOLE | 1 | 0 | 0 | 1063 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 240 | 7571 | SH |  | SOLE | 1 | 0 | 0 | 7571 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 240 | 1404 | SH |  | SOLE |  | 0 | 0 | 1404 |
| INVESCO EXCH TRADED FD TR II | CEF INM COMPSI | 46138E404 |  | 239 | 13708 | SH |  | SOLE |  | 0 | 0 | 13708 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 238 | 5884 | SH |  | SOLE | 1 | 0 | 0 | 5884 |
| INVESCO EXCH TRADED FD TR II | S LOW VOL | 46138E354 |  | 238 | 4111 | SH |  | SOLE | 1 | 0 | 0 | 4111 |
| SPDR SER TR | PORTFOLIO AGRGTE | 78464A649 |  | 234 | 9381 | SH |  | SOLE | 1 | 0 | 0 | 9381 |
| INNOVATOR ETFS TR | US EQT ULTRA BF | 45782C839 |  | 230 | 9275 | SH |  | SOLE |  | 0 | 0 | 9275 |
| SPDR SER TR | NUVEEN BLMBRG SH | 78468R739 |  | 228 | 4956 | SH |  | SOLE |  | 0 | 0 | 4956 |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 |  | 227 | 4710 | SH |  | SOLE |  | 0 | 0 | 4710 |
| WYNN RESORTS LTD | COM | 983134107 |  | 225 | 3565 | SH |  | SOLE |  | 0 | 0 | 3565 |
| INVESCO EXCHANGE TRADED FD T | S 500 TOP 50 | 46137V233 |  | 223 | 827 | SH |  | SOLE |  | 0 | 0 | 827 |
| ISHARES TR | 0-5 YR TIPS ETF | 46429B747 |  | 222 | 2314 | SH |  | SOLE |  | 0 | 0 | 2314 |
| SPDR SER TR | PORTFOLIO LN TSR | 78464A664 |  | 222 | 7506 | SH |  | SOLE | 1 | 0 | 0 | 7506 |
| FIRST TR EXCHANGE-TRADED FD | DORSEY WRT 5 ETF | 33738R605 |  | 219 | 5347 | SH |  | SOLE |  | 0 | 0 | 5347 |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 |  | 218 | 5340 | SH |  | SOLE | 1 | 0 | 0 | 5340 |
| GLOBAL X FDS | NASDAQ 100 COVER | 37954Y483 |  | 213 | 13596 | SH |  | SOLE |  | 0 | 0 | 13596 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 212 | 2559 | SH |  | SOLE | 1 | 0 | 0 | 2559 |
| DEERE  CO | COM | 244199105 |  | 211 | 631 | SH |  | SOLE |  | 0 | 0 | 631 |
| CATERPILLAR INC | COM | 149123101 |  | 210 | 1281 | SH |  | SOLE |  | 0 | 0 | 1281 |
| PROSHARES TR | PSHS ULT S 500 | 74347R107 |  | 206 | 5192 | SH |  | SOLE |  | 0 | 0 | 5192 |
| VANGUARD WORLD FDS | UTILITIES ETF | 92204A876 |  | 202 | 1423 | SH |  | SOLE |  | 0 | 0 | 1423 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 |  | 166 | 14476 | SH |  | SOLE |  | 0 | 0 | 14476 |
| NUVEEN ARIZONA QLTY MUN INC | COM | 67061W104 |  | 157 | 12545 | SH |  | SOLE |  | 0 | 0 | 12545 |
| LOOP INDS INC | COM | 543518104 |  | 127 | 29308 | SH |  | SOLE |  | 0 | 0 | 29308 |
| CBRE GBL REAL ESTATE INC FD | COM | 12504G100 |  | 124 | 21571 | SH |  | SOLE |  | 0 | 0 | 21571 |
| GLOBAL SELF STORAGE INC | COM | 37955N106 |  | 111 | 18905 | SH |  | SOLE |  | 0 | 0 | 18905 |
| RITHM CAPITAL CORP | COM NEW | 64828T201 |  | 107 | 14615 | SH |  | SOLE |  | 0 | 0 | 14615 |
| PIONEER NAT RES CO | NOTE 0.250% 5/1 | 723787AP2 |  | 107 | 49000 | PRN |  | SOLE |  | 0 | 0 | 49000 |
| LUMEN TECHNOLOGIES INC | COM | 550241103 |  | 105 | 14489 | SH |  | SOLE |  | 0 | 0 | 14489 |
| GOLDEN OCEAN GROUP LTD | SHS NEW | G39637205 |  | 99 | 13224 | SH |  | SOLE |  | 0 | 0 | 13224 |
| EQT CORP | NOTE 1.750% 5/0 | 26884LAK5 |  | 88 | 32000 | PRN |  | SOLE |  | 0 | 0 | 32000 |
| FIRST MAJESTIC SILVER CORP | COM | 32076V103 |  | 84 | 11000 | SH |  | SOLE |  | 0 | 0 | 11000 |
| CANOPY GROWTH CORP | COM | 138035100 |  | 64 | 23485 | SH |  | SOLE |  | 0 | 0 | 23485 |
| BIOMARIN PHARMACEUTICAL INC | NOTE 0.599% 8/0 | 09061GAH4 |  | 57 | 56000 | PRN |  | SOLE |  | 0 | 0 | 56000 |
| NICE LTD | NOTE 9/1 | 653656AB4 |  | 57 | 62000 | PRN |  | SOLE |  | 0 | 0 | 62000 |
| NOKIA CORP | SPONSORED ADR | 654902204 |  | 47 | 10917 | SH |  | SOLE | 1 | 0 | 0 | 10917 |
| DISH NETWORK CORPORATION | NOTE 3.375% 8/1 | 25470MAB5 |  | 45 | 66000 | PRN |  | SOLE |  | 0 | 0 | 66000 |
| SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 844741BG2 |  | 41 | 36000 | PRN |  | SOLE |  | 0 | 0 | 36000 |
| NRG ENERGY INC | DBCV 2.750% 6/0 | 629377CG5 |  | 40 | 37000 | PRN |  | SOLE |  | 0 | 0 | 37000 |
| VAIL RESORTS INC | NOTE 1/0 | 91879QAN9 |  | 40 | 45000 | PRN |  | SOLE |  | 0 | 0 | 45000 |
| HELIX ENERGY SOLUTIONS GRP I | NOTE 6.750% 2/1 | 42330PAK3 |  | 39 | 38000 | PRN |  | SOLE |  | 0 | 0 | 38000 |
| INVESCO SR INCOME TR | COM | 46131H107 |  | 39 | 10500 | SH |  | SOLE |  | 0 | 0 | 10500 |
| PALO ALTO NETWORKS INC | NOTE 0.375% 6/0 | 697435AF2 |  | 39 | 23000 | PRN |  | SOLE |  | 0 | 0 | 23000 |
| MICROCHIP TECHNOLOGY INC. | NOTE 0.125%11/1 | 595017AU8 |  | 38 | 38000 | PRN |  | SOLE |  | 0 | 0 | 38000 |
| SILICON LABORATORIES INC | NOTE 0.625% 6/1 | 826919AD4 |  | 38 | 32000 | PRN |  | SOLE |  | 0 | 0 | 32000 |
| CHEESECAKE FACTORY INC | NOTE 0.375% 6/1 | 163072AA9 |  | 36 | 47000 | PRN |  | SOLE |  | 0 | 0 | 47000 |
| FORD MTR CO DEL | NOTE 3/1 | 345370CZ1 |  | 36 | 39000 | PRN |  | SOLE |  | 0 | 0 | 39000 |
| DEXCOM INC | NOTE 0.250%11/1 | 252131AK3 |  | 35 | 38000 | PRN |  | SOLE |  | 0 | 0 | 38000 |
| ENVESTNET INC | NOTE 1.750% 6/0 | 29404KAB2 |  | 35 | 37000 | PRN |  | SOLE |  | 0 | 0 | 37000 |
| LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 55024UAD1 |  | 35 | 38000 | PRN |  | SOLE |  | 0 | 0 | 38000 |
| CABLE ONE INC | NOTE 1.125% 3/1 | 12685JAG0 |  | 34 | 47000 | PRN |  | SOLE |  | 0 | 0 | 47000 |
| CONMED CORP | NOTE 2.625% 2/0 | 207410AF8 |  | 34 | 31000 | PRN |  | SOLE |  | 0 | 0 | 31000 |
| INTEGRA LIFESCIENCES HLDGS C | NOTE 0.500% 8/1 | 457985AM1 |  | 34 | 39000 | PRN |  | SOLE |  | 0 | 0 | 39000 |
| NUVASIVE INC | NOTE 0.375% 3/1 | 670704AJ4 |  | 34 | 39000 | PRN |  | SOLE |  | 0 | 0 | 39000 |
| ZILLOW GROUP INC | NOTE 2.750% 5/1 | 98954MAH4 |  | 34 | 37000 | PRN |  | SOLE |  | 0 | 0 | 37000 |
| PEBBLEBROOK HOTEL TR | NOTE 1.750%12/1 | 70509VAA8 |  | 33 | 38000 | PRN |  | SOLE |  | 0 | 0 | 38000 |
| ETSY INC | NOTE 0.125%10/0 | 29786AAJ5 |  | 31 | 23000 | PRN |  | SOLE |  | 0 | 0 | 23000 |
| PATRICK INDS INC | DBCV 1.000% 2/0 | 703343AB9 |  | 31 | 32000 | PRN |  | SOLE |  | 0 | 0 | 32000 |
| RINGCENTRAL INC | NOTE 3/0 | 76680RAF4 |  | 31 | 37000 | PRN |  | SOLE |  | 0 | 0 | 37000 |
| LIBERTY MEDIA CORP DEL | NOTE 1.375%10/1 | 531229AB8 |  | 30 | 25000 | PRN |  | SOLE |  | 0 | 0 | 25000 |
| ROYAL CARIBBEAN GROUP | NOTE 4.250% 6/1 | 780153BB7 |  | 30 | 31000 | PRN |  | SOLE |  | 0 | 0 | 31000 |
| BURLINGTON STORES INC | NOTE 2.250% 4/1 | 122017AB2 |  | 29 | 30000 | PRN |  | SOLE |  | 0 | 0 | 30000 |
| HOPE BANCORP INC | NOTE 2.000% 5/1 | 43940TAB5 |  | 29 | 30000 | PRN |  | SOLE |  | 0 | 0 | 30000 |
| WESTERN DIGITAL CORP. | NOTE 1.500% 2/0 | 958102AP0 |  | 29 | 31000 | PRN |  | SOLE |  | 0 | 0 | 31000 |
| TELADOC HEALTH INC | NOTE 1.250% 6/0 | 87918AAF2 |  | 28 | 39000 | PRN |  | SOLE |  | 0 | 0 | 39000 |
| AKAMAI TECHNOLOGIES INC | NOTE 0.125% 5/0 | 00971TAJ0 |  | 26 | 26000 | PRN |  | SOLE |  | 0 | 0 | 26000 |
| EZCORP INC | NOTE 2.375% 5/0 | 302301AE6 |  | 26 | 30000 | PRN |  | SOLE |  | 0 | 0 | 30000 |
| WESTERN ASSET MORTGAGE CAPIT | NOTE 6.750% 9/1 | 95790DAD7 |  | 26 | 30000 | PRN |  | SOLE |  | 0 | 0 | 30000 |
| PARATEK PHARMACEUTICALS INC | NOTE 4.750% 5/0 | 699374AB0 |  | 22 | 25000 | PRN |  | SOLE |  | 0 | 0 | 25000 |
| EXACT SCIENCES CORP | NOTE 0.375% 3/0 | 30063PAC9 |  | 21 | 33000 | PRN |  | SOLE |  | 0 | 0 | 33000 |
| IRONNET INC | COM | 46323Q105 |  | 21 | 30600 | SH |  | SOLE |  | 0 | 0 | 30600 |
| SPLUNK INC | NOTE 1.125% 9/1 | 848637AD6 |  | 21 | 24000 | PRN |  | SOLE |  | 0 | 0 | 24000 |
| INTERCEPT PHARMACEUTICALS IN | NOTE 3.250% 7/0 | 45845PAA6 |  | 20 | 21000 | PRN |  | SOLE |  | 0 | 0 | 21000 |
| IONIS PHARMACEUTICALS INC | NOTE 4/0 | 462222AD2 |  | 20 | 20000 | PRN |  | SOLE |  | 0 | 0 | 20000 |
| SPIRIT AIRLS INC | NOTE 1.000% 5/1 | 848577AB8 |  | 20 | 24000 | PRN |  | SOLE |  | 0 | 0 | 24000 |
| TILRAY BRANDS INC | NOTE 5.000%10/0 | 88688TAB6 |  | 20 | 20000 | PRN |  | SOLE |  | 0 | 0 | 20000 |
| BLOCK INC | NOTE 0.125% 3/0 | 852234AF0 |  | 19 | 21000 | PRN |  | SOLE |  | 0 | 0 | 21000 |
| VIAVI SOLUTIONS INC | NOTE 1.000% 3/0 | 925550AB1 |  | 19 | 17000 | PRN |  | SOLE |  | 0 | 0 | 17000 |
| HELLO GROUP INC | NOTE 1.250% 7/0 | 60879BAB3 |  | 18 | 20000 | PRN |  | SOLE |  | 0 | 0 | 20000 |
| APPLIED OPTOELECTRONICS INC | NOTE 5.000% 3/1 | 03823UAB8 |  | 17 | 27000 | PRN |  | SOLE |  | 0 | 0 | 27000 |
| MFA FINL INC | NOTE 6.250% 6/1 | 55272XAA0 |  | 17 | 20000 | PRN |  | SOLE |  | 0 | 0 | 20000 |
| ONCTERNAL THERAPEUTICS INC | COM | 68236P107 |  | 16 | 17500 | SH |  | SOLE |  | 0 | 0 | 17500 |
| WEIBO CORP | NOTE 1.250%11/1 | 948596AC5 |  | 15 | 15000 | PRN |  | SOLE |  | 0 | 0 | 15000 |
| EVERBRIDGE INC | NOTE 0.125%12/1 | 29978AAC8 |  | 13 | 15000 | PRN |  | SOLE |  | 0 | 0 | 15000 |
| INSEEGO CORP | NOTE 3.250% 5/0 | 45782BAD6 |  | 13 | 20000 | PRN |  | SOLE |  | 0 | 0 | 20000 |
| OMEROS CORP | NOTE 6.250%11/1 | 682143AE2 |  | 13 | 15000 | PRN |  | SOLE |  | 0 | 0 | 15000 |
| SNAP INC | NOTE 0.750% 8/0 | 83304AAB2 |  | 13 | 15000 | PRN |  | SOLE |  | 0 | 0 | 15000 |
| GREENLIGHT CAP RE LTD | NOTE 4.000% 8/0 | 395366AB3 |  | 10 | 10000 | PRN |  | SOLE |  | 0 | 0 | 10000 |
| BLACKROCK CORPOR HI YLD FD I | RIGHT 10/13/2022 | 09255L114 |  | 0 | 48119 | SH |  | SOLE |  | 0 | 0 | 48119 |

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