# EDGAR Filing Document

**Accession Number:** 0001579982
**File Stem:** 0000940400-25-014990
**Filing Date:** 2025-12
**Character Count:** 26520
**Document Hash:** 08982dc8fcd3fcf9c6ce09a699422a07
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-25-014990.hdr.sgml**: 20251229

**ACCESSION NUMBER**: 0000940400-25-014990

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251031

**FILED AS OF DATE**: 20251229

**DATE AS OF CHANGE**: 20251229

**PERIOD START**: 20260731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ARK ETF Trust
- **CENTRAL INDEX KEY:** 0001579982

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22883
- **FILM NUMBER:** 251607017

**BUSINESS ADDRESS:**
- **STREET 1:** 155 WEST 19TH STREET, FIFTH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011
- **BUSINESS PHONE:** 212.426.7040

**MAIL ADDRESS:**
- **STREET 1:** 155 WEST 19TH STREET, FIFTH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Ark ETF Trust
- **DATE OF NAME CHANGE:** 20130624

## Series and Classes Contracts Data

### ARK Autonomous Technology & Robotics ETF (Series ID: S000042976)

| Class ID   | Class Name                               | Ticker Symbol   |
|:---|:---|:---|
| C000133120 | ARK Autonomous Technology & Robotics ETF | ARKQ            |

## Nport-Ex

Schedule of Investments

ARK Autonomous Technology & Robotics ETF

October 31, 2025 (Unaudited)

---

| | | | |
|:---|:---|:---|:---|
| **Investments** | **Shares** | **Value** | **Value** |
| **COMMON STOCKS–99.9%** |  |  |  |
| **Aerospace & Defense - 29.7%** |  |  |  |
| AeroVironment, Inc.\* | 258013 | $| 95441589 |
| Archer Aviation, Inc., Class A\* | 7920687 |  | 88870108 |
| BWX Technologies, Inc. | 163935 |  | 35018155 |
| Elbit Systems Ltd. (Israel) | 39354 |  | 18762019 |
| Intuitive Machines, Inc.\* | 1676221 |  | 19997317 |
| Kratos Defense & Security Solutions, Inc.\* | 1618033 |  | 146593790 |
| L3Harris Technologies, Inc. | 140678 |  | 40670010 |
| Rocket Lab Corp.\* | 1490202 |  | 93852922 |
| &nbsp;&nbsp;&nbsp;Total Aerospace & Defense |  |  | 539205910 |
| **Automobile Components - 0.6%** |  |  |  |
| Kodiak AI, Inc.\* | 1271053 |  | 11477609 |
| **Automobiles - 12.6%** |  |  |  |
| BYD Co. Ltd. (China)<sup>(a)</sup> | 1285653 |  | 16636350 |
| Tesla, Inc.\* | 465001 |  | 212300856 |
| &nbsp;&nbsp;&nbsp;Total Automobiles |  |  | 228937206 |
| **Broadline Retail - 2.6%** |  |  |  |
| Amazon.com, Inc.\* | 194731 |  | 47557205 |
| **Diversified Telecommunication - 2.3%** |  |  |  |
| Iridium Communications, Inc. | 2183845 |  | 41820632 |
| **Electric Utilities - 0.8%** |  |  |  |
| Oklo, Inc.\* | 110870 |  | 14720210 |
| **Electronic Equipment, Instruments & Components - 3.8%** | **Electronic Equipment, Instruments & Components - 3.8%** | **Electronic Equipment, Instruments & Components - 3.8%** | **Electronic Equipment, Instruments & Components - 3.8%** |
| Teledyne Technologies, Inc.\* | 31101 |  | 16384629 |
| Trimble, Inc.\* | 668522 |  | 53314629 |
| &nbsp;&nbsp;&nbsp;Total Electronic Equipment, Instruments & Components |  |  | 69699258 |
| **Health Care Equipment & Supplies - 1.1%** |  |  |  |
| Intuitive Surgical, Inc.\* | 37687 |  | 20135410 |
| **Health Care Providers & Services - 1.2%** |  |  |  |
| Strata Critical Medical, Inc.\*<sup>†</sup> | 4285303 |  | 21555074 |
| **Hotels, Restaurants & Leisure - 1.0%** |  |  |  |
| DoorDash, Inc., Class A\* | 67451 |  | 17157511 |
| **Interactive Media & Services - 3.2%** |  |  |  |
| Alphabet, Inc., Class C | 110208 |  | 31058818 |
| Baidu, Inc. (China)\*<sup>(a)</sup> | 230978 |  | 27918311 |
| &nbsp;&nbsp;&nbsp;Total Interactive Media & Services |  |  | 58977129 |
| **Machinery - 7.8%** |  |  |  |
| Caterpillar, Inc. | 33048 |  | 19077289 |
| Deere & Co. | 115068 |  | 53118841 |
| Komatsu Ltd. (Japan)<sup>(a)</sup> | 814177 |  | 27242362 |
| Symbotic, Inc.\* | 526685 |  | 42635151 |
| &nbsp;&nbsp;&nbsp;Total Machinery |  |  | 142073643 |
| **Oil, Gas & Consumable Fuels - 1.7%** |  |  |  |
| Cameco Corp. (Canada) | 305453 |  | 31220351 |
| **Passenger Airlines - 1.8%** |  |  |  |
| Joby Aviation, Inc.\* | 1878765 |  | 32577785 |

---

---

| | | |
|:---|:---|:---|
| **Investments** | **Shares** | **Value** |
| **Semiconductors & Semiconductor Equipment - 19.9%** | **Semiconductors & Semiconductor Equipment - 19.9%** | **Semiconductors & Semiconductor Equipment - 19.9%** |
| Advanced Micro Devices, Inc.\* | 335894 | $86029171 |
| NVIDIA Corp. | 214597 | 43453747 |
| QUALCOMM, Inc. | 105566 | 19096889 |
| Taiwan Semiconductor Manufacturing Co. Ltd. (Taiwan)<sup>(a)</sup> | 144174 | 43314195 |
| Teradyne, Inc. | 937536 | 170406543 |
| &nbsp;&nbsp;&nbsp;Total Semiconductors & Semiconductor Equipment |  | 362300545 |
| **Software - 9.8%** |  |  |
| Aurora Innovation, Inc.\* | 4348416 | 22785700 |
| Palantir Technologies, Inc., Class A\* | 565319 | 113329500 |
| Pony AI, Inc. (China)\*<sup>(a)</sup> | 1302235 | 24325750 |
| Synopsys, Inc.\* | 40125 | 18209527 |
| &nbsp;&nbsp;&nbsp;Total Software |  | 178650477 |
| **Total Common Stocks** |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $1,108,885,421) |  | 1818065955 |
| **MONEY MARKET FUND–0.1%** |  |  |
| Goldman Sachs Financial Square Treasury |  |  |
| &nbsp;&nbsp;&nbsp;Obligations Fund, 3.94% <sup>(b)</sup> |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $1,178,465) | 1178465 | 1178465 |
| **Total Investments–100.0%** |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $1,110,063,886) |  | **1819244420** |
| Liabilities in Excess of Other Assets–(0.0)%<sup>(c)</sup> |  | (842930) |
| **Net Assets–100.0%** |  | $**1818401490** |

---

---

| | |
|:---|:---|
| † | Affiliated security |
| \* | Non-income producing security |
| (a) | American Depositary Receipt |
| (b) | Rate shown represents annualized 7-day yield as of October 31, 2025. |
| (c) | Less than 0.05% |

---

Schedule of Investments (Continued)

ARK Autonomous Technology & Robotics ETF

October 31, 2025 (Unaudited)

**Affiliated Issuer Transactions**

An affiliated company is a company in which the Fund has ownership of at least 5% of the voting securities, or a company that is under common ownership or control. Period-to-date transactions with companies which are or were affiliates are as follows:

---

| | | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| **Value ($) at<br> 7/31/2025<sup>(a)</sup>** | **Purchases<br> Cost ($)** | **Sales<br> Proceeds ($)** | **Net Realized<br> Gain/(Loss) on<br> investments in <br> affiliated<br> securities ($)** | **Net Change in <br> Unrealized<br> Appreciation<br> (Depreciation)<br> on investments<br> in affiliated<br> securities ($)** | **Net Change in <br> Unrealized<br> Appreciation<br> (Depreciation)<br> on investments<br> in non-affiliated<br> securities ($)** | **Affiliated<br> Dividend<br> Income ($)** | **Capital Gain<br> Distributions<br> ($)** | **Number of<br> Shares at<br> 10/31/2025** | **Value ($) at<br> 10/31/2025<sup>(a)</sup>** |
| **Common Stock — 1.2%** | **Common Stock — 1.2%** | **Common Stock — 1.2%** | **Common Stock — 1.2%** | **Common Stock — 1.2%** | **Common Stock — 1.2%** | **Common Stock — 1.2%** | **Common Stock — 1.2%** | **Common Stock — 1.2%** | **Common Stock — 1.2%** |
| Health Care Providers & Services — 1.2% | Health Care Providers & Services — 1.2% | Health Care Providers & Services — 1.2% | Health Care Providers & Services — 1.2% | Health Care Providers & Services — 1.2% | Health Care Providers & Services — 1.2% | Health Care Providers & Services — 1.2% | Health Care Providers & Services — 1.2% | Health Care Providers & Services — 1.2% | Health Care Providers & Services — 1.2% |
| Strata Critical Medical, Inc. | Strata Critical Medical, Inc. | Strata Critical Medical, Inc. | Strata Critical Medical, Inc. | Strata Critical Medical, Inc. | Strata Critical Medical, Inc. | Strata Critical Medical, Inc. | Strata Critical Medical, Inc. | Strata Critical Medical, Inc. | Strata Critical Medical, Inc. |
| 22842929 | 586970489 | (593602263) | (22277598) | 27621517 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;– | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;– | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;– | 4285303 | 21555074 |
| $22842929 | $586970489 | $(593602263) | $(22277598) | $27621517 | $– | $– | $– | 4285303 | $21555074 |

---

(a) The
 fair value and number of shares of securities are only displayed at the beginning and end of each reporting period when such securities
 were considered an affiliate as of each date. Refer to the Schedule of Investments for view the fair value and number of shares as
 of October 31, 2025.

**Fair Value Measurement**

The Fund discloses the fair value of its investments in a hierarchy that distinguishes between: (i) market participant assumptions developed based on market data obtained from sources independent of the Fund (observable inputs) and (ii) the Fund's own assumptions about market participant assumptions developed based on the best information available under the circumstances (unobservable inputs). The three levels defined by the hierarchy are as follows:

• **Level 1** — Quoted prices in active markets for identical assets.

• **Level 2** — Other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.).

• **Level 3** — Significant unobservable inputs (including each Fund's own assumptions in determining the fair value of investments).

The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.

The following is a summary of the valuations as of October 31, 2025, based upon the three levels defined above:

---

| | | | | |
|:---|:---|:---|:---|:---|
| **ARK Autonomous Technology & Robotics ETF** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| **Assets** |  |  |  |  |
| Common Stocks<sup>‡</sup> | $1818065955 | $– | $– | $1818065955 |
| Money Market Fund | 1178465 | – | – | 1178465 |
| Total | $1819244420 | $– | $– | $1819244420 |

---

‡ Please
 refer to the Schedule of Investments to view securities segregated by industry type.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ARK ETF Trust

- **b. Investment Company Act file number:** 811-22883

- **c. CIK number of Registrant:** 0001579982

- **d. LEI of Registrant:** 2549000Z0EWMH3U0CQ16

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 200 Central Avenue

  - **City:** St. Petersburg

  - **State:** FL

  - **Foreign country:** US

  - **Zip / Postal Code:** 33701

  - **Telephone number:** 727-810-8160

**Item A.2. Information about the Series.**

- **a. Name of Series:** ARK Autonomous Technology & Robotics ETF

- **b. EDGAR series identifier (if any):** S000042976

- **c. LEI of Series:** 254900NMCYAVJD4W0A12

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-07-31

- **b. Date as of which information is reported:** 2025-10-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $1819465231.84

**Total Liabilities:** $1136073.83

**Net Assets:** $1818329158.01

**Cash Not Reported:** $6598.91

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000133120 | 0.84%                | 13.91%               | 11.31%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-782746.00              | $10853848.64                               |
| Month 2  | $13232106.03             | $169206543.47                              |
| Month 3  | $17688894.91             | $159227779.90                              |

### Schedule of Portfolio Investments

| Name                                                     | Title                                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Strata Critical Medical Inc                              | Strata Critical Medical Inc                              | CUSIP: 092667104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   4285303 | NS      | $21555074.09  | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| BWX Technologies Inc                                     | BWX Technologies Inc                                     | CUSIP: 05605H100<br>LEI: 549300NP85N265KWMS58 | Long             | EC               | CORP              | US        |    163935 | NS      | $35018155.35  | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com Inc                                           | Amazon.com Inc                                           | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |    194731 | NS      | $47557204.82  | 2.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Elbit Systems Ltd                                        | Elbit Systems Ltd                                        | CUSIP: 000000000<br>LEI: 529900Q9CB1REUMZSS32 | Long             | EC               | CORP              | IL        |     39354 | NS      | $18762019.50  | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Trimble Inc                                              | Trimble Inc                                              | CUSIP: 896239100<br>LEI: 549300E2MI7NSZFQWS19 | Long             | EC               | CORP              | US        |    668522 | NS      | $53314629.50  | 2.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Palantir Technologies Inc                                | Palantir Technologies Inc                                | CUSIP: 69608A108<br>LEI: 549300UVN46B3BBDHO85 | Long             | EC               | CORP              | US        |    565319 | NS      | $113329499.93 | 6.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Deere & Co                                               | Deere & Co                                               | CUSIP: 244199105<br>LEI: PWFTNG3EI0Y73OXWDH08 | Long             | EC               | CORP              | US        |    115068 | NS      | $53118840.84  | 2.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Teradyne Inc                                             | Teradyne Inc                                             | CUSIP: 880770102<br>LEI: C3X4YJ278QNZHRJULN75 | Long             | EC               | CORP              | US        |    937536 | NS      | $170406543.36 | 9.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuitive Surgical Inc                                   | Intuitive Surgical Inc                                   | CUSIP: 46120E602<br>LEI: 54930052SRG011710797 | Long             | EC               | CORP              | US        |     37687 | NS      | $20135410.36  | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Aurora Innovation Inc                                    | Aurora Innovation Inc                                    | CUSIP: 051774107<br>LEI: 984500AB2E0D9F7D9D76 | Long             | EC               | CORP              | US        |   4348416 | NS      | $22785699.84  | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuitive Machines Inc                                   | Intuitive Machines Inc                                   | CUSIP: 46125A100<br>LEI: 254900386IE2PEPLVM59 | Long             | EC               | CORP              | US        |   1676221 | NS      | $19997316.53  | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Kratos Defense & Security Solu                           | Kratos Defense & Security Solutions Inc                  | CUSIP: 50077B207<br>LEI: 5493000EKBN0UY1F3F88 | Long             | EC               | CORP              | US        |   1618033 | NS      | $146593789.80 | 8.06%             |  |  |  | No            |                  1 | On Loan: No      |
| AeroVironment Inc                                        | AeroVironment Inc                                        | CUSIP: 008073108<br>LEI: 529900PGHVI29YLZ6221 | Long             | EC               | CORP              | US        |    258013 | NS      | $95441588.83  | 5.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Baidu Inc                                                | Baidu Inc                                                | CUSIP: 056752108<br>LEI: 254900AL64IANZYI1E02 | Long             | EC               | CORP              | CN        |    230978 | NS      | $27918310.86  | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Joby Aviation Inc                                        | Joby Aviation Inc                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1878765 | NS      | $32577785.10  | 1.79%             |  |  |  | No            |                  1 | On Loan: No      |
| TSMC                                                     | Taiwan Semiconductor Manufacturing Co Ltd                | CUSIP: 874039100<br>LEI: 549300KB6NK5SBD14S87 | Long             | EC               | CORP              | TW        |    144174 | NS      | $43314194.82  | 2.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Synopsys Inc                                             | Synopsys Inc                                             | CUSIP: 871607107<br>LEI: QG7T915N9S0NY5UKNE63 | Long             | EC               | CORP              | US        |     40125 | NS      | $18209527.50  | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| L3Harris Technologies Inc                                | L3Harris Technologies Inc                                | CUSIP: 502431109<br>LEI: 549300UTE50ZMDBG8A20 | Long             | EC               | CORP              | US        |    140678 | NS      | $40670009.80  | 2.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Pony AI Inc                                              | Pony AI Inc                                              | CUSIP: 732908108<br>LEI: 9845006P7613D2A61368 | Long             | EC               | CORP              | CN        |   1302235 | NS      | $24325749.80  | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp                                              | NVIDIA Corp                                              | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |    214597 | NS      | $43453746.53  | 2.39%             |  |  |  | No            |                  1 | On Loan: No      |
| DoorDash Inc                                             | DoorDash Inc                                             | CUSIP: 25809K105<br>LEI: 549300NUQ43FGGSK5051 | Long             | EC               | CORP              | US        |     67451 | NS      | $17157510.87  | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                                                | Tesla Inc                                                | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |    465001 | NS      | $212300856.56 | 11.68%            |  |  |  | No            |                  1 | On Loan: No      |
| Kodiak AI Inc                                            | Kodiak AI Inc                                            | CUSIP: 500081104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1271053 | NS      | $11477608.59  | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Teledyne Technologies Inc                                | Teledyne Technologies Inc                                | CUSIP: 879360105<br>LEI: 549300VSMO9KYQWDND94 | Long             | EC               | CORP              | US        |     31101 | NS      | $16384628.82  | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| BYD Co Ltd                                               | BYD Co Ltd                                               | CUSIP: 05606L100<br>LEI: 5299005557VL7ULJ7A69 | Long             | EC               | CORP              | CN        |   1285653 | NS      | $16636349.82  | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro Devices Inc                               | Advanced Micro Devices Inc                               | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |    335894 | NS      | $86029171.28  | 4.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Archer Aviation Inc                                      | Archer Aviation Inc                                      | CUSIP: 03945R102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   7920687 | NS      | $88870108.14  | 4.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Caterpillar Inc                                          | Caterpillar Inc                                          | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | EC               | CORP              | US        |     33048 | NS      | $19077288.48  | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Rocket Lab Corp                                          | Rocket Lab Corp                                          | CUSIP: 773121108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1490202 | NS      | $93852921.96  | 5.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Komatsu Ltd                                              | Komatsu Ltd                                              | CUSIP: 500458401<br>LEI: 5493004LQ0B4T7QPQV17 | Long             | EC               | CORP              | JP        |    814177 | NS      | $27242362.42  | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Symbotic Inc                                             | Symbotic Inc                                             | CUSIP: 87151X101<br>LEI: 529900UN9QT55OG9I235 | Long             | EC               | CORP              | US        |    526685 | NS      | $42635150.75  | 2.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Financial Square Treasury Obligations Fund | Goldman Sachs Financial Square Treasury Obligations Fund | CUSIP: 38141W323<br>LEI: 549300C0TCI4VJPGCS21 | Long             | STIV             | RF                | US        |   1178465 | NS      | $1178464.79   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Iridium Communications Inc                               | Iridium Communications Inc                               | CUSIP: 46269C102<br>LEI: 549300U620NVQ4J1CT96 | Long             | EC               | CORP              | US        |   2183845 | NS      | $41820631.75  | 2.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Cameco Corp                                              | Cameco Corp                                              | CUSIP: 13321L108<br>LEI: N4BHALMXL3GMZKCUON55 | Long             | EC               | CORP              | CA        |    305453 | NS      | $31220351.13  | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Oklo Inc                                                 | Oklo Inc                                                 | CUSIP: 02156V109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    110870 | NS      | $14720209.90  | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                                             | Alphabet Inc                                             | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |    110208 | NS      | $31058818.56  | 1.71%             |  |  |  | No            |                  1 | On Loan: No      |
| QUALCOMM Inc                                             | QUALCOMM Inc                                             | CUSIP: 747525103<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               | CORP              | US        |    105566 | NS      | $19096889.40  | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-12-22

**Name of Applicant:** ARK ETF Trust

**Signature:** Bill Cox

**Name of Signer:** Bill Cox

**Title:** Principal Financial Officer