# EDGAR Filing Document

**Accession Number:** 0002066147
**File Stem:** 0002066147-26-000001
**Filing Date:** 2026-1
**Character Count:** 11616
**Document Hash:** f5e0486284891303d08a7b627d328f95
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002066147-26-000001.hdr.sgml**: 20260123

**ACCESSION NUMBER**: 0002066147-26-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260123

**DATE AS OF CHANGE**: 20260123

**EFFECTIVENESS DATE**: 20260123

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Uptown Financial Advisors LLC
- **CENTRAL INDEX KEY:** 0002066147

**ORGANIZATION NAME:**
- **EIN:** 465364763
- **STATE OF INCORPORATION:** TX
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-25519
- **FILM NUMBER:** 26555236

**BUSINESS ADDRESS:**
- **STREET 1:** 2911 TURTLE CREEK BLVD.
- **STREET 2:** SUITE 1100
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75219
- **BUSINESS PHONE:** 214-628-9508

**MAIL ADDRESS:**
- **STREET 1:** 2911 TURTLE CREEK BLVD.
- **STREET 2:** SUITE 1100
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75219

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Uptown Financial Advisors LLC<br>**Address:** 2911 TURTLE CREEK BLVD.<br>SUITE 1100<br>DALLAS, TX 75219

**Form 13F File Number:** 028-25519

**CRD Number (if applicable):** 000171401

**SEC File Number (if applicable):** 801-132876

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** J. Kemp Sawers<br>**Title:** CCO<br>**Phone:** 214-628-9508

**Signature, Place, and Date of Signing:**

/s/ J. Kemp Sawers  Dallas, TX  01-23-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 78

**Form 13F Information Table Value Total:** $139591181

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBVIE INC | COM | 00287Y109 |  | 437101 | 1913 | SH |  | SOLE |  | 0 | 0 | 1913 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 243514 | 778 | SH |  | SOLE |  | 0 | 0 | 778 |
| AMAZON COM INC | COM | 023135106 |  | 246054 | 1066 | SH |  | SOLE |  | 0 | 0 | 1066 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 416934 | 1127 | SH |  | SOLE |  | 0 | 0 | 1127 |
| APPLE INC | COM | 037833100 |  | 424917 | 1562 | SH |  | SOLE |  | 0 | 0 | 1562 |
| BARINGS CORPORATE INVS | COM | 06759X107 |  | 373781 | 20594 | SH |  | SOLE |  | 0 | 0 | 20594 |
| BLACKSTONE SENI FLTN RAT 202 | COM | 09256U105 |  | 233820 | 17320 | SH |  | SOLE |  | 0 | 0 | 17320 |
| BROADCOM INC | COM | 11135F101 |  | 659321 | 1905 | SH |  | SOLE |  | 0 | 0 | 1905 |
| BROADCOM INC | COM | 11135F101 |  | 2422700 | 7000 | SH | Put | SOLE |  | 0 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 204991 | 1345 | SH |  | SOLE |  | 0 | 0 | 1345 |
| CISCO SYS INC | COM | 17275R102 |  | 337931 | 4387 | SH |  | SOLE |  | 0 | 0 | 4387 |
| COREWEAVE INC | COM CL A | 21873S108 |  | 1145760 | 16000 | SH | Call | SOLE |  | 0 | 0 | 0 |
| COREWEAVE INC | COM CL A | 21873S108 |  | 501270 | 7000 | SH | Put | SOLE |  | 0 | 0 | 0 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 |  | 2146190 | 130151 | SH |  | SOLE |  | 0 | 0 | 130151 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 |  | 1540515 | 48051 | SH |  | SOLE |  | 0 | 0 | 48051 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 220084 | 743 | SH |  | SOLE |  | 0 | 0 | 743 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 142520 | 232 | SH |  | SOLE |  | 0 | 0 | 232 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 18122145 | 29500 | SH | Put | SOLE |  | 0 | 0 | 0 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 311296 | 4631 | SH |  | SOLE |  | 0 | 0 | 4631 |
| ISHARES INC | MSCI EMRG CHN | 46434G764 |  | 707196 | 9730 | SH |  | SOLE |  | 0 | 0 | 9730 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 416946 | 4660 | SH |  | SOLE |  | 0 | 0 | 4660 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 954360 | 14460 | SH |  | SOLE |  | 0 | 0 | 14460 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 8822653 | 73411 | SH |  | SOLE |  | 0 | 0 | 73411 |
| ISHARES TR | CORE S ETF | 464287200 |  | 1775364 | 2592 | SH |  | SOLE |  | 0 | 0 | 2592 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 565221 | 5659 | SH |  | SOLE |  | 0 | 0 | 5659 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 |  | 1692408 | 15358 | SH |  | SOLE |  | 0 | 0 | 15358 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 341195 | 3553 | SH |  | SOLE |  | 0 | 0 | 3553 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 591033 | 5518 | SH |  | SOLE |  | 0 | 0 | 5518 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 898238 | 3649 | SH |  | SOLE |  | 0 | 0 | 3649 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 |  | 206465 | 1935 | SH |  | SOLE |  | 0 | 0 | 1935 |
| ISHARES TR | SP SMCP600VL ETF | 464287879 |  | 487973 | 4291 | SH |  | SOLE |  | 0 | 0 | 4291 |
| JANUS DETROIT STR TR | B-BBB CLO ETF | 47103U753 |  | 203441 | 4265 | SH |  | SOLE |  | 0 | 0 | 4265 |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 47103U845 |  | 974575 | 19268 | SH |  | SOLE |  | 0 | 0 | 19268 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 380167 | 1837 | SH |  | SOLE |  | 0 | 0 | 1837 |
| JPMORGAN CHASE  CO. | COM | 46625H100 |  | 308687 | 958 | SH |  | SOLE |  | 0 | 0 | 958 |
| META PLATFORMS INC | CL A | 30303M102 |  | 829733 | 1257 | SH |  | SOLE |  | 0 | 0 | 1257 |
| MICROSOFT CORP | COM | 594918104 |  | 908722 | 1879 | SH |  | SOLE |  | 0 | 0 | 1879 |
| NETFLIX INC | COM | 64110L106 |  | 337536 | 3600 | SH |  | SOLE |  | 0 | 0 | 3600 |
| NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 |  | 133733 | 11499 | SH |  | SOLE |  | 0 | 0 | 11499 |
| NUVEEN PFD  INCOME OPPORTUN | COM | 67073B106 |  | 256276 | 31600 | SH |  | SOLE |  | 0 | 0 | 31600 |
| NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 |  | 364687 | 30340 | SH |  | SOLE |  | 0 | 0 | 30340 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 1833324 | 9830 | SH |  | SOLE |  | 0 | 0 | 9830 |
| PIMCO CORPORATE  INCM STRG | COM | 72200U100 |  | 140998 | 11050 | SH |  | SOLE |  | 0 | 0 | 11050 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 |  | 3822723 | 159015 | SH |  | SOLE |  | 0 | 0 | 159015 |
| SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 |  | 288979 | 6347 | SH |  | SOLE |  | 0 | 0 | 6347 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 366191 | 13350 | SH |  | SOLE |  | 0 | 0 | 13350 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 374347 | 11476 | SH |  | SOLE |  | 0 | 0 | 11476 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 |  | 623587 | 21060 | SH |  | SOLE |  | 0 | 0 | 21060 |
| SELECT SECTOR SPDR TR | STATE STREET ENE | 81369Y506 |  | 248491 | 5557 | SH |  | SOLE |  | 0 | 0 | 5557 |
| SELECT SECTOR SPDR TR | STATE STREET UTI | 81369Y886 |  | 1762711 | 41290 | SH |  | SOLE |  | 0 | 0 | 41290 |
| SOURCE CAPITAL | COM SHS OF BEN I | 836144303 |  | 276482 | 6042 | SH |  | SOLE |  | 0 | 0 | 6042 |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 |  | 893574 | 20121 | SH |  | SOLE |  | 0 | 0 | 20121 |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 |  | 6703235 | 143200 | SH |  | SOLE |  | 0 | 0 | 143200 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 2484916 | 3644 | SH |  | SOLE |  | 0 | 0 | 3644 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A508 |  | 8260060 | 145397 | SH |  | SOLE |  | 0 | 0 | 145397 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A409 |  | 5157558 | 48337 | SH |  | SOLE |  | 0 | 0 | 48337 |
| SPDR SERIES TRUST | STATE STREET SPD | 78468R622 |  | 694954 | 7148 | SH |  | SOLE |  | 0 | 0 | 7148 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A474 |  | 214873 | 7115 | SH |  | SOLE |  | 0 | 0 | 7115 |
| TESLA INC | COM | 88160R101 |  | 228907 | 509 | SH |  | SOLE |  | 0 | 0 | 509 |
| TEXAS INSTRS INC | COM | 882508104 |  | 232477 | 1340 | SH |  | SOLE |  | 0 | 0 | 1340 |
| VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 |  | 4005529 | 51432 | SH |  | SOLE |  | 0 | 0 | 51432 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 7161958 | 90876 | SH |  | SOLE |  | 0 | 0 | 90876 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 |  | 1316188 | 27238 | SH |  | SOLE |  | 0 | 0 | 27238 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 13791753 | 28269 | SH |  | SOLE |  | 0 | 0 | 28269 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 9259930 | 31906 | SH |  | SOLE |  | 0 | 0 | 31906 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 716946 | 8101 | SH |  | SOLE |  | 0 | 0 | 8101 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 460313 | 734 | SH |  | SOLE |  | 0 | 0 | 734 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 378681 | 1788 | SH |  | SOLE |  | 0 | 0 | 1788 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 3625754 | 18984 | SH |  | SOLE |  | 0 | 0 | 18984 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 431478 | 8026 | SH |  | SOLE |  | 0 | 0 | 8026 |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 |  | 2756952 | 19234 | SH |  | SOLE |  | 0 | 0 | 19234 |
| VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 |  | 339674 | 7409 | SH |  | SOLE |  | 0 | 0 | 7409 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 304176 | 1384 | SH |  | SOLE |  | 0 | 0 | 1384 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 3348330 | 53599 | SH |  | SOLE |  | 0 | 0 | 53599 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 1015978 | 7079 | SH |  | SOLE |  | 0 | 0 | 7079 |
| VANGUARD WORLD FD | ENERGY ETF | 92204A306 |  | 3142110 | 24953 | SH |  | SOLE |  | 0 | 0 | 24953 |
| VANGUARD WORLD FD | INF TECH ETF | 92204A702 |  | 365583 | 485 | SH |  | SOLE |  | 0 | 0 | 485 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 274008 | 2940 | SH |  | SOLE |  | 0 | 0 | 2940 |

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