# EDGAR Filing Document

**Accession Number:** 0001492162
**File Stem:** 0001492162-23-000001
**Filing Date:** 2023-2
**Character Count:** 9824
**Document Hash:** 355cf051cc7016f41848669aec09b495
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001492162-23-000001.hdr.sgml**: 20230202

**ACCESSION NUMBER**: 0001492162-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230202

**DATE AS OF CHANGE**: 20230201

**EFFECTIVENESS DATE**: 20230202

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Lesa Sroufe & Co
- **CENTRAL INDEX KEY:** 0001492162
- **IRS NUMBER:** 331081760

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-13961
- **FILM NUMBER:** 23578197

**BUSINESS ADDRESS:**
- **STREET 1:** 1200 FIFTH AVENUE, SUITE 1200
- **CITY:** SEATTLE
- **STATE:** WA
- **ZIP:** 98101
- **BUSINESS PHONE:** 206-838-8385

**MAIL ADDRESS:**
- **STREET 1:** 1200 FIFTH AVENUE, SUITE 1200
- **CITY:** SEATTLE
- **STATE:** WA
- **ZIP:** 98101

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Lesa Sroufe  Co<br>**Address:** 1200 FIFTH AVENUE SUITE 1200<br>SEATTLE, WA 98101

**Form 13F File Number:** 028-13961

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Shaun E. Corry<br>**Title:** Chief Compliance Officer<br>**Phone:** 206-838-8385

**Signature, Place, and Date of Signing:**

Shaun Corry  Seattle, WA  02-01-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 68

**Form 13F Information Table Value Total:** $90201

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 1/100 BERKSHIRE HTWY CLA 100 S | COM | 084990175 |  | 469 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| ABBOTT LABORATORIES | COM | 002824100 |  | 295 | 2689 | SH |  | SOLE |  | 2689 | 0 | 0 |
| ABBVIE INC | COM | 00287y109 |  | 420 | 2599 | SH |  | SOLE |  | 2599 | 0 | 0 |
| ALCOA CORP | COM | 013872106 |  | 1863 | 40969 | SH |  | SOLE |  | 40969 | 0 | 0 |
| AMAZON.COM INC | COM | 023135106 |  | 244 | 2902 | SH |  | SOLE |  | 2902 | 0 | 0 |
| AMERISERV FINL | COM | 03074a102 |  | 393 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| AMGEN INC. | COM | 031162100 |  | 2230 | 8490 | SH |  | SOLE |  | 8490 | 0 | 0 |
| ANGOLD ASHANTI F SPONSORED ADR | ADR | 035128206 |  | 2065 | 106330 | SH |  | SOLE |  | 106330 | 0 | 0 |
| ANTERO RESOURCES COR | COM | 03674x106 |  | 209 | 6760 | SH |  | SOLE |  | 6760 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 877 | 6748 | SH |  | SOLE |  | 6748 | 0 | 0 |
| BANCO BILBAO VIZCAYA A F SPONS | ADR | 05946k101 |  | 2037 | 338952 | SH |  | SOLE |  | 338952 | 0 | 0 |
| BANK OF UTICA N Y | COM | 065437204 |  | 389 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| BOEING CO | COM | 097023105 |  | 259 | 1362 | SH |  | SOLE |  | 1362 | 0 | 0 |
| BRT APARTMENTS CORP | COM | 055645303 |  | 344 | 17500 | SH |  | SOLE |  | 17500 | 0 | 0 |
| BUNGE LIMITED F | COM | g16962105 |  | 3135 | 31427 | SH |  | SOLE |  | 31427 | 0 | 0 |
| CERUS CORP | COM | 157085101 |  | 1111 | 304280 | SH |  | SOLE |  | 304280 | 0 | 0 |
| CHEVRON CORP | COM | 166764100 |  | 442 | 2465 | SH |  | SOLE |  | 2465 | 0 | 0 |
| COLUMBIA BANKING SYS | COM | 197236102 |  | 2029 | 67329 | SH |  | SOLE |  | 67329 | 0 | 0 |
| CVS HEALTH CORP | COM | 126650100 |  | 384 | 4125 | SH |  | SOLE |  | 4125 | 0 | 0 |
| DIANA SHIPPING INC F TENDER OF | COM | y2066g104 |  | 2506 | 642680 | SH |  | SOLE |  | 642680 | 0 | 0 |
| DOLE PLC F | COM | g27907107 |  | 1326 | 137391 | SH |  | SOLE |  | 137391 | 0 | 0 |
| ENEL CHILE S A F SPONSORED ADR | ADR | 29278d105 |  | 1583 | 703745 | SH |  | SOLE |  | 703745 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231g102 |  | 371 | 3366 | SH |  | SOLE |  | 3366 | 0 | 0 |
| FLEX LTD F | COM | y2573f102 |  | 3882 | 180886 | SH |  | SOLE |  | 180886 | 0 | 0 |
| FLUOR CORP | COM | 343412102 |  | 1809 | 52192 | SH |  | SOLE |  | 52192 | 0 | 0 |
| FRONTLINE PLC | COM | m46528101 |  | 2169 | 178639 | SH |  | SOLE |  | 178639 | 0 | 0 |
| HEARTLAND EXPRESS | COM | 422347104 |  | 1755 | 114426 | SH |  | SOLE |  | 114426 | 0 | 0 |
| HECLA MINING CO | COM | 422704106 |  | 1913 | 344039 | SH |  | SOLE |  | 344039 | 0 | 0 |
| INTEL CORP | COM | 458140100 |  | 923 | 34910 | SH |  | SOLE |  | 34910 | 0 | 0 |
| INTERNATIONAL SEAWAYS INC | COM | y41053102 |  | 2421 | 65408 | SH |  | SOLE |  | 65408 | 0 | 0 |
| ISHARES SILVER TRUST ETF IV | ISHARES | 46428q109 |  | 2902 | 131782 | SH |  | SOLE |  | 131782 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 658 | 3727 | SH |  | SOLE |  | 3727 | 0 | 0 |
| LAZARD LTD F CLASS       A | COM | g54050102 |  | 1885 | 54380 | SH |  | SOLE |  | 54380 | 0 | 0 |
| M  T BANK CORP | COM | 55261f104 |  | 3315 | 22853 | SH |  | SOLE |  | 22853 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 |  | 840 | 3188 | SH |  | SOLE |  | 3188 | 0 | 0 |
| MERCK  CO. INC. | COM | 58933y105 |  | 566 | 5100 | SH |  | SOLE |  | 5100 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 6300 | 26271 | SH |  | SOLE |  | 26271 | 0 | 0 |
| NEL ASA ORD F | COM | r4s21l127 |  | 19 | 13725 | SH |  | SOLE |  | 13725 | 0 | 0 |
| NEWMONT CORP | COM | 651639106 |  | 2953 | 62574 | SH |  | SOLE |  | 62574 | 0 | 0 |
| NOKIA CORP F SPONSORED ADR 1 A | ADR | 654902204 |  | 1933 | 416603 | SH |  | SOLE |  | 416603 | 0 | 0 |
| NUTRIEN LTD F | COM | 67077m108 |  | 3811 | 52178 | SH |  | SOLE |  | 52178 | 0 | 0 |
| OCEANPAL INC F | COM | Y6430L160 |  | 81 | 73238 | SH |  | SOLE |  | 73238 | 0 | 0 |
| ORACLE CORP | COM | 68389x105 |  | 224 | 2736 | SH |  | SOLE |  | 2736 | 0 | 0 |
| ORMAT TECHNOLOGIES | COM | 686688102 |  | 200 | 2315 | SH |  | SOLE |  | 2315 | 0 | 0 |
| PAN AMERICAN SILVER CORP F | COM | 697900108 |  | 2029 | 124183 | SH |  | SOLE |  | 124183 | 0 | 0 |
| PEPSICO INC | COM | 713448108 |  | 673 | 3727 | SH |  | SOLE |  | 3727 | 0 | 0 |
| PETROLEO BRASILEIRO F SPONSORE | ADR | 71654v408 |  | 2711 | 254575 | SH |  | SOLE |  | 254575 | 0 | 0 |
| PROCTER  GAMBLE | COM | 742718109 |  | 558 | 3685 | SH |  | SOLE |  | 3685 | 0 | 0 |
| PROSHARES SHORT QQQ ETF IV | COM | 74347b714 |  | 2037 | 138396 | SH |  | SOLE |  | 138396 | 0 | 0 |
| PROSHARES SHORT S | COM | 74347b425 |  | 2095 | 130707 | SH |  | SOLE |  | 130707 | 0 | 0 |
| RANGE RESOURCES CORP | COM | 75281a109 |  | 3218 | 128634 | SH |  | SOLE |  | 128634 | 0 | 0 |
| SCHNITZER STL INDS CLASS A | COM | 806882106 |  | 1928 | 62892 | SH |  | SOLE |  | 62892 | 0 | 0 |
| SCHWAB INTERNATIONAL EQUITY ET | COM | 808524805 |  | 215 | 6686 | SH |  | SOLE |  | 6686 | 0 | 0 |
| SCHWAB US LARGE CAP ETF | COM | 808524201 |  | 351 | 7773 | SH |  | SOLE |  | 7773 | 0 | 0 |
| SMITH  WESSON BRANDS INC | COM | 831754106 |  | 764 | 88024 | SH |  | SOLE |  | 88024 | 0 | 0 |
| SOUTHWESTERN ENERGY | COM | 845467109 |  | 87 | 14790 | SH |  | SOLE |  | 14790 | 0 | 0 |
| SPDR GOLD SHARES ETF | COM | 78463v107 |  | 271 | 1600 | SH |  | SOLE |  | 1600 | 0 | 0 |
| SPDR S MIDCAP 400 ETF IV | COM | 78467y107 |  | 208 | 470 | SH |  | SOLE |  | 470 | 0 | 0 |
| SYSCO CORP | COM | 871829107 |  | 365 | 4781 | SH |  | SOLE |  | 4781 | 0 | 0 |
| TELEFONICA BRASIL S. F SPONSOR | ADR | 87936r205 |  | 1619 | 226502 | SH |  | SOLE |  | 226502 | 0 | 0 |
| THE COCA-COLA CO | COM | 191216100 |  | 238 | 3737 | SH |  | SOLE |  | 3737 | 0 | 0 |
| THERMO FISHER SCNTFC | COM | 883556102 |  | 301 | 546 | SH |  | SOLE |  | 546 | 0 | 0 |
| TOTALENERGIES SE | ADR | 89151e109 |  | 2095 | 33740 | SH |  | SOLE |  | 33740 | 0 | 0 |
| TRACTOR SUPPLY COMP | COM | 892356106 |  | 225 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| TUTOR PERINI CORP | COM | 901109108 |  | 1513 | 200365 | SH |  | SOLE |  | 200365 | 0 | 0 |
| UNITEDHEALTH GRP INC | COM | 91324p102 |  | 565 | 1065 | SH |  | SOLE |  | 1065 | 0 | 0 |
| VANGUARD INFORMATION TECHNOLO | COM | 92204a702 |  | 214 | 669 | SH |  | SOLE |  | 669 | 0 | 0 |
| WALGREENS BOOTS ALLI | COM | 931427108 |  | 381 | 10189 | SH |  | SOLE |  | 10189 | 0 | 0 |

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