# EDGAR Filing Document

**Accession Number:** 0001022837
**File Stem:** 0001193125-23-037001
**Filing Date:** 2023-2
**Character Count:** 8178
**Document Hash:** 19f86bb294456370e97f6c6566e52df4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-23-037001.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001193125-23-037001

**CONFORMED SUBMISSION TYPE**: 6-K

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230214

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SUMITOMO MITSUI FINANCIAL GROUP, INC.
- **CENTRAL INDEX KEY:** 0001022837
- **STANDARD INDUSTRIAL CLASSIFICATION:** COMMERCIAL BANKS, NEC [6029]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** M0
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** 6-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-34919
- **FILM NUMBER:** 23622084

**BUSINESS ADDRESS:**
- **STREET 1:** 1-2, MARUNOUCHI 1-CHOME
- **STREET 2:** CHIYODA-KU
- **CITY:** TOKYO
- **STATE:** M0
- **ZIP:** 100-0005
- **BUSINESS PHONE:** 81-3-3282-8111

**MAIL ADDRESS:**
- **STREET 1:** 1-2, MARUNOUCHI 1-CHOME
- **STREET 2:** CHIYODA-KU
- **CITY:** TOKYO
- **STATE:** M0
- **ZIP:** 100-0005

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SUMITOMO MITSUI FINANCIAL GROUP/FI
- **DATE OF NAME CHANGE:** 20021226

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SUMITOMO BANK LTD TOKYO     /FI
- **DATE OF NAME CHANGE:** 19960913

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**UNITED STATES SECURITIES AND EXCHANGE COMMISSION** 

Washington, D.C. 20549

**FORM 6-K** 

**REPORT OF FOREIGN PRIVATE ISSUER** 

**PURSUANT TO RULE 13a-16 OR 15d-16 OF THE** 

**SECURITIES EXCHANGE ACT OF 1934** 

**For the month of February 2023** 

**Commission File Number 001-34919** 

## SUMITOMO MITSUI FINANCIAL GROUP, INC.
(Translation of registrant's name into English)

**1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan** 

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: Form 20-F ☒ Form 40-F ☐

THIS REPORT ON FORM 6-K SHALL BE DEEMED TO BE INCORPORATED BY REFERENCE INTO THE PROSPECTUS FORMING A PART OF SUMITOMO MITSUI FINANCIAL GROUP, INC.'S REGISTRATION STATEMENT ON FORM F-3 (FILE NO. 333-261754) AND TO BE A PART OF SUCH PROSPECTUS FROM THE DATE ON WHICH THIS REPORT IS FURNISHED, TO THE EXTENT NOT SUPERSEDED BY DOCUMENTS OR REPORTS SUBSEQUENTLY FILED OR FURNISHED.

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**SIGNATURES** 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

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| | | |
|:---|:---|:---|
| Sumitomo Mitsui Financial Group, Inc. | Sumitomo Mitsui Financial Group, Inc. | Sumitomo Mitsui Financial Group, Inc. |
| By: | &nbsp;&nbsp;&nbsp;&nbsp;/s/ Jun Okahashi | &nbsp;&nbsp;&nbsp;&nbsp;/s/ Jun Okahashi |
|  | Name: | Jun Okahashi |
|  | Title: | General Manager, Financial Accounting Dept. |

---

Date: February 14, 2023

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**<u>Capital Ratio as of December</u> <u>31, 2022</u>** 

TOKYO, February 14, 2023 --- Sumitomo Mitsui Financial Group, Inc. announced today capital ratios and the related information as of December 31, 2022.

**<u>I. Sumitomo Mitsui Financial Group (on a consolidated basis)</u>** 

(BIS guidelines) (Billions of yen, except ratios)

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
|  |  | <br> &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;December 31,<br> 2022 | | <br> March 31,<br>2022 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;September 30,<br> 2022<br> (Reference) |
|  |  | <br> &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;December 31,<br> 2022 | <br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Change | <br> March 31,<br>2022 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;September 30,<br> 2022<br> (Reference) |
| &nbsp;&nbsp;&nbsp; (1) | Total capital ratio (4) / (7) | 15.73% | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(0.83)% | 16.56% | 15.63% |
| &nbsp;&nbsp;&nbsp; (2) | Tier 1 capital ratio (5) / (7) | 14.78% | (0.68)% | 15.46% | 14.64% |
| &nbsp;&nbsp;&nbsp; (3) | Common equity Tier 1 capital ratio (6) / (7) | 13.88% | (0.57)% | 14.45% | 13.69% |
| &nbsp;&nbsp;&nbsp; (4) | Total capital | ¥ 12,120.5 | ¥ 136.7 | ¥ 11,983.8 | ¥ 12,193.5 |
| &nbsp;&nbsp;&nbsp; (5) | Tier 1 capital | 11391.7 | 205.5 | 11186.2 | 11415.4 |
| &nbsp;&nbsp;&nbsp; (6) | Common equity Tier 1 capital | 10692.0 | 233.6 | 10458.4 | 10681.8 |
| &nbsp;&nbsp;&nbsp; (7) | Risk weighted assets | 77025.3 | 4675.2 | 72350.1 | 77971.4 |
| &nbsp;&nbsp;&nbsp; (8) | Required capital (7) X 8% | 6162.0 | 374.0 | 5788.0 | 6237.7 |
| &nbsp;&nbsp;&nbsp; (9) | Leverage Ratio | 4.98% | (0.19)% | 5.17% | 4.83% |

---

**<u>II. Sumitomo Mitsui Banking Corporation (on a consolidated basis)</u>** 

(BIS guidelines) (Billions of yen, except ratios)

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
|  |  | <br> &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;December 31,<br> 2022 | | <br> March 31,<br>2022 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;September 30,<br> 2022<br> (Reference) |
|  |  | <br> &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;December 31,<br> 2022 | <br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Change | <br> March 31,<br>2022 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;September 30,<br> 2022<br> (Reference) |
| &nbsp;&nbsp;&nbsp; (1) | Total capital ratio (4) / (7) | 14.57% | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1.21)% | 15.78% | 14.36% |
| &nbsp;&nbsp;&nbsp; (2) | Tier 1 capital ratio (5) / (7) | 13.60% | (0.93)% | 14.53% | 13.31% |
| &nbsp;&nbsp;&nbsp; (3) | Common equity Tier 1 capital ratio (6) / (7) | 11.91% | (0.76)% | 12.67% | 11.61% |
| &nbsp;&nbsp;&nbsp; (4) | Total capital | ¥ 10,321.3 | ¥ (115.8) | ¥ 10,437.1 | ¥ 10,385.0 |
| &nbsp;&nbsp;&nbsp; (5) | Tier 1 capital | 9630.9 | 18.1 | 9612.8 | 9621.4 |
| &nbsp;&nbsp;&nbsp; (6) | Common equity Tier 1 capital | 8432.7 | 50.0 | 8382.7 | 8393.0 |
| &nbsp;&nbsp;&nbsp; (7) | Risk weighted assets | 70798.9 | 4678.4 | 66120.5 | 72286.5 |
| &nbsp;&nbsp;&nbsp; (8) | Required capital (7) X 8% | 5663.9 | 374.3 | 5289.6 | 5782.9 |
| &nbsp;&nbsp;&nbsp; (9) | Leverage Ratio | 4.53% | (0.29)% | 4.82% | 4.34% |

---

**<u>III. Sumitomo Mitsui Banking Corporation (on a non-consolidated basis)</u>** 

(BIS guidelines) (Billions of yen, except ratios)

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
|  |  | <br> &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;December 31,<br> 2022 | | <br> March 31,<br>2022 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;September 30,<br> 2022<br> (Reference) |
|  |  | <br> &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;December 31,<br> 2022 | <br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Change | <br> March 31,<br>2022 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;September 30,<br> 2022<br> (Reference) |
| &nbsp;&nbsp;&nbsp; (1) | Total capital ratio (4) / (7) | 13.22% | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1.55)% | 14.77% | 12.73% |
| &nbsp;&nbsp;&nbsp; (2) | Tier 1 capital ratio (5) / (7) | 12.09% | (1.40)% | 13.49% | 11.53% |
| &nbsp;&nbsp;&nbsp; (3) | Common equity Tier 1 capital ratio (6) / (7) | 10.29% | (1.24)% | 11.53% | 9.73% |
| &nbsp;&nbsp;&nbsp; (4) | Total capital | ¥ 8,648.3 | ¥ (495.2) | ¥ 9,143.5 | ¥ 8,544.5 |
| &nbsp;&nbsp;&nbsp; (5) | Tier 1 capital | 7907.3 | (443.7) | 8351.0 | 7741.0 |
| &nbsp;&nbsp;&nbsp; (6) | Common equity Tier 1 capital | 6733.3 | (408.3) | 7141.6 | 6531.5 |
| &nbsp;&nbsp;&nbsp; (7) | Risk weighted assets | 65375.2 | 3479.9 | 61895.3 | 67080.5 |
| &nbsp;&nbsp;&nbsp; (8) | Required capital (7) X 8% | 5230.0 | 278.4 | 4951.6 | 5366.4 |
| &nbsp;&nbsp;&nbsp; (9) | Leverage Ratio | 4.11% | (0.40)% | 4.51% | 3.86% |

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Information on capital structure of Sumitomo Mitsui Financial Group, Inc. and Sumitomo Mitsui Banking Corporation are available on our website at <u>https://www.smfg.co.jp/english/investor/financial/basel_3.html</u>