# EDGAR Filing Document

**Accession Number:** 0001652130
**File Stem:** 0001193125-23-046579
**Filing Date:** 2023-2
**Character Count:** 15110
**Document Hash:** cd68ba58a167f3b79b15f02e4e840586
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-23-046579.hdr.sgml**: 20230223

**ACCESSION NUMBER**: 0001193125-23-046579

**CONFORMED SUBMISSION TYPE**: S-8

**PUBLIC DOCUMENT COUNT**: 4

**FILED AS OF DATE**: 20230223

**DATE AS OF CHANGE**: 20230223

**EFFECTIVENESS DATE**: 20230223

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Intellia Therapeutics, Inc.
- **CENTRAL INDEX KEY:** 0001652130
- **STANDARD INDUSTRIAL CLASSIFICATION:** IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835]
- **IRS NUMBER:** 364785571
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** S-8
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 333-269947
- **FILM NUMBER:** 23659879

**BUSINESS ADDRESS:**
- **STREET 1:** 40 ERIE STREET
- **STREET 2:** SUITE 130
- **CITY:** CAMBRIDGE
- **STATE:** MA
- **ZIP:** 02139
- **BUSINESS PHONE:** 857-285-6200

**MAIL ADDRESS:**
- **STREET 1:** 40 ERIE STREET
- **STREET 2:** SUITE 130
- **CITY:** CAMBRIDGE
- **STATE:** MA
- **ZIP:** 02139

**As filed with the Securities and Exchange Commission on February 23, 2023** 

**Registration No. 333-** 

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**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION** 

**WASHINGTON, DC 20549** 

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**FORM S-8** 

**REGISTRATION STATEMENT** 

***UNDER***

***THE SECURITIES ACT OF 1933***

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## Intellia Therapeutics, Inc.
**(Exact name of registrant as specified in its charter)** 

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---

| | |
|:---|:---|
| **Delaware** | **36-4785571** |
| **(State or other jurisdiction of**<br> **incorporation or organization)** | **(I.R.S. Employer**<br> **Identification No.)** |

---

**40 Erie Street, Suite 130** 

**Cambridge, Massachusetts 02139** 

**(Address, including zip code, of Registrant's principal executive offices)** 

**Intellia Therapeutics, Inc. 2015 Amended and Restated Stock Option and Incentive Plan** 

**(Full title of the plan)** 

**John Leonard, M.D.** 

**President and Chief Executive Officer** 

**40 Erie Street, Suite 130** 

**Cambridge, Massachusetts 02139** 

**(857) 285-6200** 

**(Name, address and telephone number, including area code, of agent for service)** 

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***Copies to:***

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| | |
|:---|:---|
| **Michael H. Bison, Esq.**<br> **Gabriela Morales-Rivera, Esq.**<br> **Goodwin Procter LLP**<br> **100 Northern Ave.**<br> **Boston, Massachusetts 02210**<br> **(617) 570-1000** | **James Basta, Esq.**<br> **Executive Vice President, General Counsel**<br> **Intellia Therapeutics, Inc.**<br> **40 Erie Street, Suite 130**<br> **Cambridge, Massachusetts 02139**<br> **(857) 285-6200** |

---

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Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of "large accelerated filer," "accelerated filer," "smaller reporting company," and "emerging growth company" in Rule 12b-2 of the Exchange Act.

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| | | | |
|:---|:---|:---|:---|
| Large accelerated filer | ☒ | Accelerated filer | ☐ |
| Non-accelerated filer | ☐ | Smaller reporting company | ☐ |
| Emerging growth company | ☐ |  |  |

---

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

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**Statement of Incorporation by Reference** 

This Registration Statement on Form S-8 is filed to register the offer and sale of an additional 3,484,120 shares of the Registrant's common stock, $0.0001 par value per share, to be issued under the Registrant's Amended and Restated 2015 Stock Option and Incentive Plan. This Registration Statement incorporates by reference the contents of the registration statement on [Form S-8](http://www.sec.gov/Archives/edgar/data/1652130/000119312516582025/d187899ds8.htm), File No. 333-211200, filed by the Registrant on May 6, 2016, and the registration relating to the Registrant's Amended and Restated 2015 Stock Option and Incentive Plan pursuant to General Instruction E.

**Part II** 

**Information Required in the Registration Statement** 

Item 8. Exhibits.

See the Exhibit Index below for a list of exhibits filed as part of this registration statement on Form S-8, which Exhibit Index is incorporated herein by reference.

**EXHIBIT INDEX** 

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| | |
|:---|:---|
| Number | Description |
| 4.1 | [Form of Common Stock Certificate of the Registrant (incorporated by reference to Exhibit 4.1 of the Registrant's Current Report on Form 8-K (File No. 001-37766) filed with the Securities and Exchange Commission on May 17, 2016)](http://www.sec.gov/Archives/edgar/data/1652130/000119312516593332/d194360dex41.htm) |
| 4.2 | [Second Restated Certificate of Incorporation of the Registrant (incorporated by reference to Exhibit 3.1 of the Registrant's Current Report on Form 8-K (File No. 001-37766) filed with the Securities and Exchange Commission on May 17, 2016)](http://www.sec.gov/Archives/edgar/data/1652130/000119312516593332/d194360dex31.htm) |
| 4.3 | [Second Amended and Restated By-Laws of the Registrant, as amended on April 3, 2020 (incorporated by reference to Exhibit 3.1 of the Registrant's Quarterly Report on Form 10-Q (File No. 001-37766) filed with the Securities and Exchange Commission on May 7, 2020)](http://www.sec.gov/Archives/edgar/data/1652130/000156459020022919/ntla-ex31_156.htm) |
| 5.1\* | [Opinion of Goodwin Procter LLP](d254962dex51.htm) |
| 23.1\* | [Consent of Goodwin Procter LLP](d254962dex51.htm)<br> [(included in Exhibit 5.1)](d254962dex51.htm) |
| 23.2\* | [Consent of Deloitte & Touche LLP, Independent Registered Public Accounting Firm](d254962dex232.htm) |
| 24.1\* | [Power of attorney (included on the signature pages of this registration statement)](d254962ds8.htm#sig) |
| 99.1 | [Amended and Restated 2015 Stock Option and Incentive Plan (incorporated by reference to Exhibit 10.1 of the Registration Statement on Form S-1 (File No. 333-210689) filed with the Securities and Exchange Commission on April 27, 2016)](http://www.sec.gov/Archives/edgar/data/1652130/000119312516558271/d67753dex101.htm) |
| 107.1\* | [Filing Fee Table.](d254962dexfilingfees.htm) |

---

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\* Filed herewith.

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**SIGNATURES** 

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Cambridge, Commonwealth of Massachusetts, on this 23<sup>rd</sup> day of February, 2023.

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| | |
|:---|:---|
| INTELLIA THERAPEUTICS, INC. | INTELLIA THERAPEUTICS, INC. |
| By: | /s/ John Leonard |
|  | John Leonard, M.D. |
|  | President and Chief Executive Officer |

---

**POWER OF ATTORNEY AND SIGNATURES** 

KNOW ALL BY THESE PRESENT, that each individual whose signature appears below hereby constitutes and appoints each of John Leonard, M.D., James Basta, J.D. and Glenn Goddard as such person's true and lawful attorney-in-fact and agent with full power of substitution and resubstitution, for such person in such person's name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement on Form S-8, and to file the same, with all exhibits thereto, and all documents in connection therewith, with the Securities and Exchange Commission granting unto each said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as such person might or could do in person, hereby ratifying and confirming all that any said attorney-in-fact and agent, or any substitute or substitutes of any of them, may lawfully do or cause to be done by virtue hereof.

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following person in the capacities and on the date indicated.

---

| | | |
|:---|:---|:---|
| **Name** | **Title** | **Date** |
| /s/ John Leonard | President, Chief Executive Officer and Director | February 23, 2023 |
| John Leonard, M.D. | *(Principal Executive Officer)* |  |
| /s/ Glenn Goddard | Executive Vice President, Chief Financial Officer | February 23, 2023 |
| Glenn Goddard | *(Principal Financial and Accounting Officer)* |  |
| /s/ Fred Cohen | Director | February 23, 2023 |
| Fred Cohen, M.D., D.Phil. |  |  |
| /s/ John Crowley | Director | February 23, 2023 |
| John Crowley |  |  |
| /s/ Caroline Dorsa | Director | February 23, 2023 |
| Caroline Dorsa |  |  |
| /s/ Jean François Formela | Director | February 23, 2023 |
| Jean François Formela, M.D. |  |  |
| /s/ Jesse Goodman | Director | February 23, 2023 |
| Jesse Goodman, M.D. |  |  |
| /s/ Georgia Keresty | Director | February 23, 2023 |
| Georgia Keresty, Ph.D. |  |  |
| /s/ Frank Verwiel | Director | February 23, 2023 |
| Frank Verwiel, M.D. |  |  |
| /s/ Muna Bhanji | Director | February 23, 2023 |
| Muna Bhanji, R.Ph. |  |  |

---

## Exhibit 5.1

**Exhibit 5.1** 

February 23, 2023

Intellia Therapeutics, Inc.

40 Erie Street, Suite 130

Cambridge, MA 02139

Re: <u>Securities Being Registered under Registration Statement on Form S-8</u>

We have acted as counsel to you in connection with your filing of a Registration Statement on Form S-8 (the "Registration Statement") pursuant to the Securities Act of 1933, as amended (the "Securities Act"), on or about the date hereof relating to an aggregate of [•] shares (the "Shares") of Common Stock, $0.0001 par value per share ("Common Stock"), of Intellia Therapeutics, Inc., a Delaware corporation (the "Company"), that may be issued pursuant to the Company's 2015 Amended and Restated Stock Option Plan and Incentive (the " 2015 Plan").

We have reviewed such documents and made such examination of law as we have deemed appropriate to give the opinions set forth below. We have relied, without independent verification, on certificates of public officials and, as to matters of fact material to the opinion set forth below, on certificates of officers of the Company.

The opinion set forth below is limited to the Delaware General Corporation Law.

For purposes of the opinion set forth below, we have assumed that no event occurs that causes the number of authorized shares of Common Stock available for issuance by the Company to be less than the number of then unissued Shares.

Based on the foregoing, we are of the opinion that the 2015 Plan Shares have been duly authorized and, upon issuance and delivery against payment therefor in accordance with the terms of the 2015 Plan, will be validly issued, fully paid and nonassessable.

This opinion letter and the opinion it contains shall be interpreted in accordance with the Core Opinion Principles as published in 74 *Business Lawyer* 815 (Summer 2019).

We hereby consent to the inclusion of this opinion as Exhibit 5.1 to the Registration Statement. In giving our consent, we do not admit that we are in the category of persons whose consent is required under Section 7 of the Securities Act or the rules and regulations thereunder.

---

| |
|:---|
| Very truly yours, |
| /s/Goodwin Procter LLP |
| GOODWIN PROCTER LLP |

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## Exhibit 23.2

**Exhibit 23.2** 

**CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** 

We consent to the incorporation by reference in this Registration Statement on Form S-8 of our reports dated February 23, 2023, relating to the financial statements of Intellia Therapeutics, Inc. and the effectiveness of Intellia Therapeutics, Inc.'s internal control over financial reporting, appearing in the Annual Report on Form 10-K of Intellia Therapeutics, Inc. for the year ended December 31, 2022.

/s/ Deloitte and Touche LLP

Boston, Massachusetts

February 23, 2023

## Ex-Filing

**Exhibit 107.1** 

**CALCULATION OF REGISTRATION FEE** 

<u>Form S-8</u>

(Form Type)

**<u>Intellia Therapeutics, Inc.</u>**

(Exact name of Registrant as Specified in its Charter)

Newly Registered Securities

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| | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;&nbsp;Security Type | Security<br>Class Title | Fee<br>Calculation<br>Rule | Amount<br>Registered(1) | Proposed<br>Maximum<br>Offering<br>Price Per<br>Share | Maximum Aggregate<br>Offering Price | Fee Rate | Amount of<br>Registration<br>Fee |
| &nbsp;&nbsp;&nbsp;Equity | Common Stock, $0.0001 par value per share, reserved for issuance pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan | Rule<br>457(c)<br>and<br>Rule<br>457(h) | 3,484,120<br>shares (2) | $38.87<br>(3) | $135427744.40(3) | $0.00011020 | $14924.14 |
| &nbsp;&nbsp;&nbsp;Total Offering Amounts | &nbsp;&nbsp;&nbsp;Total Offering Amounts | &nbsp;&nbsp;&nbsp;Total Offering Amounts | &nbsp;&nbsp;&nbsp;Total Offering Amounts |  | $135427744.40 |  |  |
| &nbsp;&nbsp;&nbsp;Total Fees Previously Paid | &nbsp;&nbsp;&nbsp;Total Fees Previously Paid | &nbsp;&nbsp;&nbsp;Total Fees Previously Paid | &nbsp;&nbsp;&nbsp;Total Fees Previously Paid |  |  |  |  |
| &nbsp;&nbsp;&nbsp;Total Fee Offsets | &nbsp;&nbsp;&nbsp;Total Fee Offsets | &nbsp;&nbsp;&nbsp;Total Fee Offsets | &nbsp;&nbsp;&nbsp;Total Fee Offsets |  |  |  |  |
| &nbsp;&nbsp;&nbsp;Net Fee Due | &nbsp;&nbsp;&nbsp;Net Fee Due | &nbsp;&nbsp;&nbsp;Net Fee Due | &nbsp;&nbsp;&nbsp;Net Fee Due |  |  |  | $14924.14 |

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(1) In accordance with Rule 416 under the Securities Act of 1933, as amended, this registration statement shall
be deemed to cover any additional securities that may from time to time be offered or issued to prevent dilution resulting from stock splits, stock dividends or similar transactions effected without the receipt of consideration which results in an
increase in the number of our outstanding shares of common stock.

(2) Represents an automatic increase to the number of shares available for issuance under the Amended and
Restated 2015 Stock Option and Incentive Plan (the "2015 Plan"), of 3,484,120 effective as of January 1, 2023. Shares available for issuance under the 2015 Plan were previously registered on registration statements on Form S-8 filed with the Securities and Exchange Commission on May 6, 2016 (File No. 333-21200), June 5, 2017 (File No. 333-218511), February 27, 2019 (File No. 333-229900), February 27, 2020 (File No. 333-236714), February 26, 2021 (File No. 333-253562), and February 24, 2022 (File No. 333-262997).

(3) Estimated solely for the purpose of calculating the registration fee pursuant to Rules 457(c) and 457(h) of
the Securities Act of 1933, as amended. The price per share and aggregate offering price are calculated on the basis of $38.87, the average of the high and low price of the registrant's Common Stock as reported on the NASDAQ Global Market
on February 17, 2023.