# EDGAR Filing Document

**Accession Number:** 0001432353
**File Stem:** 0001752724-23-016623
**Filing Date:** 2023-1
**Character Count:** 35597
**Document Hash:** 89d16f681961e07ed889e04ebad374d8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-016623.hdr.sgml**: 20230127

**ACCESSION NUMBER**: 0001752724-23-016623

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230127

**DATE AS OF CHANGE**: 20230127

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Global X Funds
- **CENTRAL INDEX KEY:** 0001432353
- **IRS NUMBER:** 000000000

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22209
- **FILM NUMBER:** 23562812

**BUSINESS ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 43RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158
- **BUSINESS PHONE:** (212) 644-6110

**MAIL ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 43RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158

## Series and Classes Contracts Data

### Global X Aging Population ETF (Series ID: S000054162)

| Class ID   | Class Name                    | Ticker Symbol   |
|:---|:---|:---|
| C000170216 | Global X Aging Population ETF | AGNG            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GLOBAL X FUNDS

- **b. Investment Company Act file number:** 811-22209

- **c. CIK number of Registrant:** 0001432353

- **d. LEI of Registrant:** 5493003RA4QUTSYF1N15

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 605 Third Avenue

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10158

  - **Telephone number:** 2126446110

**Item A.2. Information about the Series.**

- **a. Name of Series:** Global X Aging Population ETF

- **b. EDGAR series identifier (if any):** S000054162

- **c. LEI of Series:** 549300FHU56W8QHND629

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $41817223.81

**Total Liabilities:** $16736.66

**Net Assets:** $41800487.15

**Cash Not Reported:** $2.17

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000170216 | 6.01%                | 6.12%                | -4.35%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $33516.21                | $2302774.10                                |
| Month 2  | $2867.82                 | $2259365.97                                |
| Month 3  | $-9874.20                | $-1698656.24                               |

### Schedule of Portfolio Investments

| Name                                             | Title                                          | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| UCB SA                                           | UCB SA COMMON STOCK                            | CUSIP: N/A<br>LEI: 2138008J191VLSGY5A09       | Long             | EC               |  | BE        |      5824 | NS      | $460427.02    | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITED THERAPEUTICS CORPORATION                  | UNITED THERAPEUTICS CORP COMMON STOCK          | CUSIP: 91307C102<br>LEI: 5299005C4HZL4UWROC14 | Long             | EC               |  | US        |      1346 | NS      | $376731.94    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| EDWARDS LIFESCIENCES CORPORATION                 | EDWARDS LIFESCIENCES CORP COMMON STOCK         | CUSIP: 28176E108<br>LEI: YA13X31F3V31L8TMPR58 | Long             | EC               |  | US        |     11618 | NS      | $897490.50    | 2.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Alector Inc                                      | ALECTOR INC COMMON STOCK                       | CUSIP: 014442107<br>LEI: 549300Z8RQOIY1JMHC25 | Long             | EC               |  | US        |      9755 | NS      | $82819.95     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| NOVO NORDISK A/S                                 | NOVO NORDISK A/S-B COMMON STOCK                | CUSIP: N/A<br>LEI: 549300DAQ1CVT6CXN342       | Long             | EC               |  | DK        |     12079 | NS      | $1478167.14   | 3.54%             |  |  |  | No            |                  1 | On Loan: No      |
| EXACT SCIENCES CORPORATION                       | EXACT SCIENCES CORP COMMON STOCK               | CUSIP: 30063P105<br>LEI: 549300VM3X1FYD4N9Z14 | Long             | EC               |  | US        |      5225 | NS      | $234863.75    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Venus Medtech (Hangzhou) Inc.                    | VENUS MEDTECH HANGZHOU INC-H COMMON STOCK      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | HK        |     71440 | NS      | $116969.21    | 0.28%             |  |  |  | Yes           |                  2 | On Loan: No      |
| ZIMMER BIOMET HOLDINGS, INC.                     | ZIMMER BIOMET HOLDINGS INC COMMON STOCK        | CUSIP: 98956P102<br>LEI: 2P2YLDVPES3BXQ1FRB91 | Long             | EC               |  | US        |      6262 | NS      | $752066.20    | 1.80%             |  |  |  | No            |                  1 | On Loan: No      |
| BOSTON SCIENTIFIC CORPORATION                    | BOSTON SCIENTIFIC CORP COMMON STOCK            | CUSIP: 101137107<br>LEI: Y6ZDD9FP4P8JSSJMW954 | Long             | EC               |  | US        |     31355 | NS      | $1419440.85   | 3.40%             |  |  |  | No            |                  1 | On Loan: No      |
| CANO HEALTH, INC.                                | CANO HEALTH INC COMMON STOCK                   | CUSIP: 13781Y103<br>LEI: N/A                  | Long             | EC               |  | US        |     24527 | NS      | $46601.30     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| GN STORE NORD A/S                                | GN STORE NORD A/S COMMON STOCK                 | CUSIP: N/A<br>LEI: 5493008U3H3W0NKPFL10       | Long             | EC               |  | DK        |      4240 | NS      | $99137.01     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| VENTAS, INC.                                     | VENTAS INC REIT                                | CUSIP: 92276F100<br>LEI: ORQTRC074CWLT3DKHT41 | Long             | EC               |  | US        |     11959 | NS      | $556452.27    | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| TELEFLEX INCORPORATED                            | TELEFLEX INC COMMON STOCK                      | CUSIP: 879369106<br>LEI: UUL85LWXB4NGSWWXIQ25 | Long             | EC               |  | US        |      1391 | NS      | $325660.92    | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| SIGHT SCIENCES, INC.                             | SIGHT SCIENCES INC COMMON STOCK                | CUSIP: 82657M105<br>LEI: N/A                  | Long             | EC               |  | US        |     11513 | NS      | $128600.21    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| FibroGen Inc                                     | FIBROGEN INC COMMON STOCK                      | CUSIP: 31572Q808<br>LEI: 549300Q914ULWWY95822 | Long             | EC               |  | US        |     11041 | NS      | $158659.17    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| MEDTRONIC PUBLIC LIMITED COMPANY                 | MEDTRONIC PLC COMMON STOCK                     | CUSIP: G5960L103<br>LEI: 549300GX3ZBSQWUXY261 | Long             | EC               |  | US        |     12515 | NS      | $989185.60    | 2.37%             |  |  |  | No            |                  1 | On Loan: No      |
| AMEDISYS, INC.                                   | AMEDISYS INC COMMON STOCK                      | CUSIP: 023436108<br>LEI: 5299001RBS9GK9STN379 | Long             | EC               |  | US        |       986 | NS      | $89814.74     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| CAREMAX, INC.                                    | CAREMAX INC COMMON STOCK                       | CUSIP: 14171W103<br>LEI: N/A                  | Long             | EC               |  | US        |     18033 | NS      | $71410.68     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| DAVITA INC.                                      | DAVITA INC COMMON STOCK                        | CUSIP: 23918K108<br>LEI: M2XHYMU3TZNEZURC6H66 | Long             | EC               |  | US        |      2838 | NS      | $209245.74    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Denali Therapeutics Inc                          | DENALI THERAPEUTICS INC COMMON STOCK           | CUSIP: 24823R105<br>LEI: 549300ZTQ2HO18L3Q830 | Long             | EC               |  | US        |      4113 | NS      | $131245.83    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Demant A/S                                       | DEMANT A/S COMMON STOCK                        | CUSIP: N/A<br>LEI: 213800RM6L9LN78BVA56       | Long             | EC               |  | DK        |      7071 | NS      | $195772.25    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Agios Pharmaceuticals Inc                        | AGIOS PHARMACEUTICALS INC COMMON STOCK         | CUSIP: 00847X104<br>LEI: 529900ONJHY8EOGYT555 | Long             | EC               |  | US        |      4587 | NS      | $138252.18    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| JOHNSON & JOHNSON                                | JOHNSON & JOHNSON COMMON STOCK                 | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               |  | US        |      7670 | NS      | $1365260.00   | 3.27%             |  |  |  | No            |                  1 | On Loan: No      |
| RADIUS HEALTH INC - CVR                          | RADIUS HEALTH INC - CVR CONTINGENT VALUE RIGHT | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | US        |     19104 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| ASTRAZENECA PLC                                  | ASTRAZENECA PLC-SPONS ADR DEPOSITARY RECEIPT   | CUSIP: 046353108<br>LEI: PY6ZZQWO2IZFZC3IOL08 | Long             | EC               |  | US        |     20238 | NS      | $1375576.86   | 3.29%             |  |  |  | No            |                  1 | On Loan: No      |
| WELLTOWER INC.                                   | WELLTOWER INC REIT                             | CUSIP: 95040Q104<br>LEI: N/A                  | Long             | EC               |  | US        |     14406 | NS      | $1023258.18   | 2.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Beigene Ltd                                      | BEIGENE LTD-ADR DEPOSITARY RECEIPT             | CUSIP: 07725L102<br>LEI: 549300JFUK6FRD5MH739 | Long             | EC               |  | US        |      3069 | NS      | $588051.09    | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| GENMAB A/S                                       | GENMAB A/S COMMON STOCK                        | CUSIP: N/A<br>LEI: 529900MTJPDPE4MHJ122       | Long             | EC               |  | DK        |      1966 | NS      | $889690.05    | 2.13%             |  |  |  | No            |                  1 | On Loan: No      |
| KISSEI PHARMACEUTICAL CO.,LTD.                   | KISSEI PHARMACEUTICAL CO LTD COMMON STOCK      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | JP        |      6998 | NS      | $127081.35    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Chunlizhengda Medical Instruments Co Ltd | BEIJING CHUNLIZHENGDA MEDI-H COMMON STOCK      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | HK        |    113616 | NS      | $207566.99    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| INSULET CORPORATION                              | INSULET CORP COMMON STOCK                      | CUSIP: 45784P101<br>LEI: 549300TZTYD2PYN92D43 | Long             | EC               |  | US        |      2071 | NS      | $619995.27    | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| LUYE PHARMA GROUP LTD.                           | LUYE PHARMA GROUP LTD COMMON STOCK             | CUSIP: N/A<br>LEI: 5299009HZHEY886D5W65       | Long             | EC               |  | HK        |    375824 | NS      | $146371.78    | 0.35%             |  |  |  | Yes           |                  1 | On Loan: No      |
| KORIAN SE                                        | KORIAN COMMON STOCK                            | CUSIP: N/A<br>LEI: 969500WEPS61H6TJM037       | Long             | EC               |  | FR        |      6349 | NS      | $62627.08     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| NATIONAL HEALTHCARE CORPORATION                  | NATIONAL HEALTHCARE CORP COMMON STOCK          | CUSIP: 635906100<br>LEI: N/A                  | Long             | EC               |  | US        |      1967 | NS      | $121245.88    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| LifeTech Scientific Corp                         | LIFETECH SCIENTIFIC CORP COMMON STOCK          | CUSIP: N/A<br>LEI: 6556002IU4863JGD4A38       | Long             | EC               |  | HK        |    399692 | NS      | $128528.21    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| SIENNA SENIOR LIVING INC.                        | SIENNA SENIOR LIVING INC COMMON STOCK          | CUSIP: 82621K102<br>LEI: 549300K3HNLZV4V5LL42 | Long             | EC               |  | CA        |     11019 | NS      | $95177.76     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| AEDIFICA NV                                      | AEDIFICA REIT                                  | CUSIP: N/A<br>LEI: 529900DTKNXL0AXQFN28       | Long             | EC               |  | BE        |      1079 | NS      | $83269.20     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| TERUMO CORPORATION                               | TERUMO CORP COMMON STOCK                       | CUSIP: N/A<br>LEI: 353800JX1R4582QVK932       | Long             | EC               |  | JP        |     22714 | NS      | $658110.23    | 1.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Elekta AB (publ)                                 | ELEKTA AB-B SHS COMMON STOCK                   | CUSIP: N/A<br>LEI: 54930044O54BK617EP80       | Long             | EC               |  | SE        |     17616 | NS      | $102255.33    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| BRISTOL-MYERS SQUIBB COMPANY                     | BRISTOL-MYERS SQUIBB CO COMMON STOCK           | CUSIP: 110122108<br>LEI: HLYYNH7UQUORYSJQCN42 | Long             | EC               |  | US        |     18552 | NS      | $1489354.56   | 3.56%             |  |  |  | No            |                  1 | On Loan: No      |
| BROOKDALE SENIOR LIVING INC.                     | BROOKDALE SENIOR LIVING INC COMMON STOCK       | CUSIP: 112463104<br>LEI: LH7MQB13NWY7CJ9VC445 | Long             | EC               |  | US        |     20413 | NS      | $64300.95     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| BIOGEN INC.                                      | BIOGEN INC COMMON STOCK                        | CUSIP: 09062X103<br>LEI: W8J5WZB5IY3K0NDQT671 | Long             | EC               |  | US        |      4393 | NS      | $1340611.81   | 3.21%             |  |  |  | No            |                  1 | On Loan: No      |
| LHC GROUP, INC.                                  | LHC GROUP INC COMMON STOCK                     | CUSIP: 50187A107<br>LEI: 5299009NPLWAMRQYZX73 | Long             | EC               |  | US        |       953 | NS      | $155729.73    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| INCYTE CORPORATION                               | INCYTE CORP COMMON STOCK                       | CUSIP: 45337C102<br>LEI: 549300Z4WN6JVZ3T4680 | Long             | EC               |  | US        |      6624 | NS      | $527734.08    | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| EXELIXIS, INC.                                   | EXELIXIS INC COMMON STOCK                      | CUSIP: 30161Q104<br>LEI: 254900PJQB59O2O95R37 | Long             | EC               |  | US        |      9391 | NS      | $160398.28    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| THE PENNANT GROUP, INC.                          | PENNANT GROUP INC/THE COMMON STOCK             | CUSIP: 70805E109<br>LEI: 5493007H2OYR6BYLDA64 | Long             | EC               |  | US        |      7520 | NS      | $77756.80     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| SMITH & NEPHEW PLC                               | SMITH & NEPHEW PLC COMMON STOCK                | CUSIP: N/A<br>LEI: 213800ZTMDN8S67S1H61       | Long             | EC               |  | GB        |     26194 | NS      | $338616.02    | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| REGENERON PHARMACEUTICALS, INC.                  | REGENERON PHARMACEUTICALS COMMON STOCK         | CUSIP: 75886F107<br>LEI: 549300RCBFWIRX3HYQ56 | Long             | EC               |  | US        |      1973 | NS      | $1483104.10   | 3.55%             |  |  |  | No            |                  1 | On Loan: No      |
| ALPHATEC HOLDINGS, INC.                          | ALPHATEC HOLDINGS INC COMMON STOCK             | CUSIP: 02081G201<br>LEI: 549300EZE8CQ8K65FS24 | Long             | EC               |  | US        |     10683 | NS      | $109607.58    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Fresenius Medical Care AG & Co. KGaA             | FRESENIUS MEDICAL CARE AG & COMMON STOCK       | CUSIP: N/A<br>LEI: 549300CP8NY40UP89Q40       | Long             | EC               |  | DE        |      8787 | NS      | $268893.78    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| THERAVANCE BIOPHARMA, INC.                       | THERAVANCE BIOPHARMA INC COMMON STOCK          | CUSIP: G8807B106<br>LEI: 5493007VTSXP4Z6MIW52 | Long             | EC               |  | US        |     14126 | NS      | $151995.76    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| GLAUKOS CORPORATION                              | GLAUKOS CORP COMMON STOCK                      | CUSIP: 377322102<br>LEI: 5299004JA1LHE21M6T14 | Long             | EC               |  | US        |      2250 | NS      | $104782.50    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| OMEGA HEALTHCARE INVESTORS, INC.                 | OMEGA HEALTHCARE INVESTORS REIT                | CUSIP: 681936100<br>LEI: 549300OJ7ENK42CZ8E73 | Long             | EC               |  | US        |      7177 | NS      | $217319.56    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| SILK ROAD MEDICAL, INC.                          | SILK ROAD MEDICAL INC COMMON STOCK             | CUSIP: 82710M100<br>LEI: 549300VL8KC0ZPDQHE14 | Long             | EC               |  | US        |      3209 | NS      | $170879.25    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| ACADIA PHARMACEUTICALS INC.                      | ACADIA PHARMACEUTICALS INC COMMON STOCK        | CUSIP: 004225108<br>LEI: 529900O3044NO0PEA039 | Long             | EC               |  | US        |      5045 | NS      | $78601.10     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| LTC PROPERTIES, INC.                             | LTC PROPERTIES INC REIT                        | CUSIP: 502175102<br>LEI: 549300NRZP8IJG2KY677 | Long             | EC               |  | US        |      3780 | NS      | $148516.20    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| LIVANOVA PLC                                     | LIVANOVA PLC COMMON STOCK                      | CUSIP: G5509L101<br>LEI: 2138001K2FX6SHK2B339 | Long             | EC               |  | US        |      1721 | NS      | $95291.77     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| DEXCOM, INC.                                     | DEXCOM INC COMMON STOCK                        | CUSIP: 252131107<br>LEI: 549300YSK3QDSFR5EU59 | Long             | EC               |  | US        |     10973 | NS      | $1275940.44   | 3.05%             |  |  |  | No            |                  1 | On Loan: No      |
| HANSOH PHARMACEUTICAL GROUP COMPANY LIMITED      | HANSOH PHARMACEUTICAL GROUP COMMON STOCK       | CUSIP: N/A<br>LEI: 254900Q6MR00EBXTPF42       | Long             | EC               |  | HK        |    174743 | NS      | $330434.52    | 0.79%             |  |  |  | Yes           |                  1 | On Loan: No      |
| HERON THERAPEUTICS, INC.                         | HERON THERAPEUTICS INC COMMON STOCK            | CUSIP: 427746102<br>LEI: 549300DR2I1DOPD2IX53 | Long             | EC               |  | US        |     21823 | NS      | $59140.33     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| AGILON HEALTH, INC.                              | AGILON HEALTH INC COMMON STOCK                 | CUSIP: 00857U107<br>LEI: N/A                  | Long             | EC               |  | US        |     11817 | NS      | $207506.52    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Astellas Pharma Inc.                             | ASTELLAS PHARMA INC COMMON STOCK               | CUSIP: N/A<br>LEI: 529900IB708DY2HBBB35       | Long             | EC               |  | JP        |     54862 | NS      | $836651.40    | 2.00%             |  |  |  | No            |                  1 | On Loan: No      |
| ANGIODYNAMICS, INC.                              | ANGIODYNAMICS INC COMMON STOCK                 | CUSIP: 03475V101<br>LEI: 549300W3VKC5ZKMO8C28 | Long             | EC               |  | US        |      6361 | NS      | $82374.95     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| SABRA HEALTH CARE REIT, INC.                     | SABRA HEALTH CARE REIT INC REIT                | CUSIP: 78573L106<br>LEI: 549300E3BC7GU7TAZ621 | Long             | EC               |  | US        |      9860 | NS      | $127292.60    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Celltrion, Inc.                                  | CELLTRION INC COMMON STOCK                     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | KR        |      4128 | NS      | $550879.93    | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| MANNKIND CORPORATION                             | MANNKIND CORP COMMON STOCK                     | CUSIP: 56400P706<br>LEI: 213800GFBCNY1ZFST722 | Long             | EC               |  | US        |     34982 | NS      | $163715.76    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| NEUROCRINE BIOSCIENCES, INC.                     | NEUROCRINE BIOSCIENCES INC COMMON STOCK        | CUSIP: 64125C109<br>LEI: 549300FECER0XBN49756 | Long             | EC               |  | US        |      2825 | NS      | $358944.50    | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Alcon AG                                         | ALCON INC COMMON STOCK                         | CUSIP: N/A<br>LEI: 549300LDT5AP8S0NBM78       | Long             | EC               |  | CH        |     17686 | NS      | $1189152.62   | 2.84%             |  |  |  | No            |                  1 | On Loan: No      |
| ABBVIE INC.                                      | ABBVIE INC COMMON STOCK                        | CUSIP: 00287Y109<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | EC               |  | US        |      8276 | NS      | $1333925.68   | 3.19%             |  |  |  | No            |                  1 | On Loan: No      |
| SEAGEN INC.                                      | SEAGEN INC COMMON STOCK                        | CUSIP: 81181C104<br>LEI: N/A                  | Long             | EC               |  | US        |      5470 | NS      | $664003.30    | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Roche Holding AG                                 | ROCHE HOLDING AG-BR COMMON STOCK               | CUSIP: N/A<br>LEI: 549300U41AUUVOAAOB37       | Long             | EC               |  | CH        |      3035 | NS      | $1205399.11   | 2.88%             |  |  |  | No            |                  1 | On Loan: No      |
| STRYKER CORPORATION                              | STRYKER CORP COMMON STOCK                      | CUSIP: 863667101<br>LEI: 5493002F0SC4JTBU5137 | Long             | EC               |  | US        |      5212 | NS      | $1219034.68   | 2.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Chartwell Retirement Residences                  | CHARTWELL RETIREMENT RESIDEN UNIT              | CUSIP: 16141A103<br>LEI: 549300M7UBEIZBWP4069 | Long             | EC               |  | CA        |     13142 | NS      | $80653.12     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Blueprint Medicines Corp                         | BLUEPRINT MEDICINES CORP COMMON STOCK          | CUSIP: 09627Y109<br>LEI: 5299004CC60O9T5HVM83 | Long             | EC               |  | US        |      1985 | NS      | $94863.15     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| NOVOCURE LIMITED                                 | NOVOCURE LTD COMMON STOCK                      | CUSIP: G6674U108<br>LEI: 213800YPP55UMHWA4826 | Long             | EC               |  | US        |      3097 | NS      | $237973.48    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| ABIOMED, INC.                                    | ABIOMED INC COMMON STOCK                       | CUSIP: 003654100<br>LEI: 5493001EZN4ZTB4Z5887 | Long             | EC               |  | US        |      1362 | NS      | $514549.98    | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| COCHLEAR LIMITED                                 | COCHLEAR LTD COMMON STOCK                      | CUSIP: N/A<br>LEI: 5493001OLLWY8KV5UC08       | Long             | EC               |  | AU        |      1950 | NS      | $279517.28    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| HALOZYME THERAPEUTICS, INC.                      | HALOZYME THERAPEUTICS INC COMMON STOCK         | CUSIP: 40637H109<br>LEI: 529900242I3SV9AGM753 | Long             | EC               |  | US        |      4135 | NS      | $236770.10    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| MERIT MEDICAL SYSTEMS, INC.                      | MERIT MEDICAL SYSTEMS INC COMMON STOCK         | CUSIP: 589889104<br>LEI: 549300OYTY138SP2CE83 | Long             | EC               |  | US        |      2115 | NS      | $152280.00    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Inogen Inc                                       | INOGEN INC COMMON STOCK                        | CUSIP: 45780L104<br>LEI: 549300J8WJIVTOJ8IH97 | Long             | EC               |  | US        |      4156 | NS      | $92761.92     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| NIPRO CORPORATION                                | NIPRO CORP COMMON STOCK                        | CUSIP: N/A<br>LEI: 353800AKDDNW0E810O26       | Long             | EC               |  | JP        |     16413 | NS      | $119621.76    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| DIVERSIFIED HEALTHCARE TRUST                     | DIVERSIFIED HEALTHCARE TRUST REIT              | CUSIP: 25525P107<br>LEI: N/A                  | Long             | EC               |  | US        |     47487 | NS      | $47012.13     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| PHARMA MAR, S.A.                                 | PHARMA MAR SA COMMON STOCK                     | CUSIP: N/A<br>LEI: 959800QWKZ45ZQC2AV58       | Long             | EC               |  | ES        |      1713 | NS      | $121067.05    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| AMGEN INC.                                       | AMGEN INC COMMON STOCK                         | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               |  | US        |      5592 | NS      | $1601548.80   | 3.83%             |  |  |  | No            |                  1 | On Loan: No      |
| INTEGER HOLDINGS CORPORATION                     | INTEGER HOLDINGS CORP COMMON STOCK             | CUSIP: 45826H109<br>LEI: 549300SUD2ED5XG6X569 | Long             | EC               |  | US        |      1783 | NS      | $132512.56    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| NUVASIVE, INC.                                   | NUVASIVE INC COMMON STOCK                      | CUSIP: 670704105<br>LEI: 549300C5ZB4NZ6TWM881 | Long             | EC               |  | US        |      2560 | NS      | $99430.40     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Sonova Holding AG                                | SONOVA HOLDING AG-REG COMMON STOCK             | CUSIP: N/A<br>LEI: 5299004A0QNX7FBNHS61       | Long             | EC               |  | CH        |      1891 | NS      | $480316.98    | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| AMARIN CORPORATION PLC                           | AMARIN CORP PLC -ADR DEPOSITARY RECEIPT        | CUSIP: 023111206<br>LEI: 5493009JFIGUFEVPK217 | Long             | EC               |  | US        |     37142 | NS      | $42713.30     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Straumann Holding AG                             | STRAUMANN HOLDING AG-REG COMMON STOCK          | CUSIP: N/A<br>LEI: 50670046ML5FVIM60Z37       | Long             | EC               |  | CH        |      4765 | NS      | $538141.17    | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| NATIONAL HEALTH INVESTORS, INC.                  | NATL HEALTH INVESTORS INC REIT                 | CUSIP: 63633D104<br>LEI: 549300ZPKZIG6DKDEC02 | Long             | EC               |  | US        |      2499 | NS      | $140593.74    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| CHUGAI PHARMACEUTICAL CO., LTD.                  | CHUGAI PHARMACEUTICAL CO LTD COMMON STOCK      | CUSIP: N/A<br>LEI: 529900T9LAII161DCN95       | Long             | EC               |  | JP        |     42523 | NS      | $1104366.86   | 2.64%             |  |  |  | No            |                  1 | On Loan: No      |
| ORPEA S.A.                                       | ORPEA COMMON STOCK                             | CUSIP: N/A<br>LEI: 969500LHIH3NT7PK1V89       | Long             | EC               |  | FR        |      3506 | NS      | $23580.30     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| RYMAN HEALTHCARE LIMITED                         | RYMAN HEALTHCARE LTD COMMON STOCK              | CUSIP: N/A<br>LEI: 529900UR74KKRFG56I57       | Long             | EC               |  | NZ        |     21841 | NS      | $90210.02     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| AK Medical Holdings Ltd                          | AK MEDICAL HOLDINGS LTD COMMON STOCK           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | HK        |    215189 | NS      | $212004.79    | 0.51%             |  |  |  | Yes           |                  1 | On Loan: No      |
| AMPLIFON S.P.A.                                  | AMPLIFON SPA COMMON STOCK                      | CUSIP: N/A<br>LEI: ZYXJDNVM2JI3VBM8G556       | Long             | EC               |  | IT        |      6683 | NS      | $184759.63    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| ELI LILLY AND COMPANY                            | ELI LILLY & CO COMMON STOCK                    | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               |  | US        |      4570 | NS      | $1695835.60   | 4.06%             |  |  |  | No            |                  1 | On Loan: No      |
| MICROPORT SCIENTIFIC CORPORATION                 | MICROPORT SCIENTIFIC CORP COMMON STOCK         | CUSIP: N/A<br>LEI: 5299009MK4VZID944A20       | Long             | EC               |  | HK        |     59802 | NS      | $140052.60    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| THE ENSIGN GROUP, INC.                           | ENSIGN GROUP INC/THE COMMON STOCK              | CUSIP: 29358P101<br>LEI: 5493003K4HEEA8Q0BC72 | Long             | EC               |  | US        |      1629 | NS      | $154755.00    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-11-30

**Name of Applicant:** GLOBAL X FUNDS

**Signature:** Luis Berruga

**Name of Signer:** Luis Berruga

**Title:** President