# EDGAR Filing Document

**Accession Number:** 0001642349
**File Stem:** 0001225208-23-002566
**Filing Date:** 2023-2
**Character Count:** 8676
**Document Hash:** bafa4d213b20c62e88dfc2e533527a1f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001225208-23-002566.hdr.sgml**: 20230222

**ACCESSION NUMBER**: 0001225208-23-002566

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230220

**FILED AS OF DATE**: 20230222

**DATE AS OF CHANGE**: 20230222

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Robinson David C
- **CENTRAL INDEX KEY:** 0001642349

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-13958
- **FILM NUMBER:** 23654924

**MAIL ADDRESS:**
- **STREET 1:** ONE HARTFORD PLAZA
- **CITY:** HARTFORD
- **STATE:** CT
- **ZIP:** 06155
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HARTFORD FINANCIAL SERVICES GROUP, INC.
- **CENTRAL INDEX KEY:** 0000874766
- **STANDARD INDUSTRIAL CLASSIFICATION:** FIRE, MARINE & CASUALTY INSURANCE [6331]
- **IRS NUMBER:** 133317783
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** ONE HARTFORD PLAZA
- **CITY:** HARTFORD
- **STATE:** CT
- **ZIP:** 06155
- **BUSINESS PHONE:** 8605475000

**MAIL ADDRESS:**
- **STREET 1:** ONE HARTFORD PLAZA
- **CITY:** HARTFORD
- **STATE:** CT
- **ZIP:** 06155

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HARTFORD FINANCIAL SERVICES GROUP INC/DE
- **DATE OF NAME CHANGE:** 19990402

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ITT HARTFORD GROUP INC /DE
- **DATE OF NAME CHANGE:** 19930328

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Robinson David C<br><sub>(Last) (First) (Middle)</sub><br>ONE HARTFORD PLAZA<br><sub>(Street)</sub><br>HARTFORD, CT 06155<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-20 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_EVP and General Counsel_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>HARTFORD FINANCIAL SERVICES GROUP, INC. [ HIG ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2023-02-20 |  | M |  | 15376.6810 | A | 0<sup>(1)</sup> | 15377.3880 | D |  |
| Common Stock | 2023-02-22 |  | F<sup>(2)</sup> |  | 7176 | D | 78.4500<sup>(3)</sup> | 8201.3880 | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Performance Shares | <sup>(1)</sup> | 2023-02-20 |  | A |  | 15376.6810 |  | <sup>(1)</sup> | <sup>(1)</sup> | Common Stock | 15376.6810 | $0 | 15376.6810 | D |  |
| Performance Shares | <sup>(1)</sup> | 2023-02-20 |  | M |  |  | 15376.6810 | <sup>(1)</sup> | <sup>(1)</sup> | Common Stock | 15376.6810 | $0 | 0 | D |  |
| Stock Option | $48.8900 |  |  |  |  |  |  | <sup>(4)</sup> | 2027-02-28 | Common Stock | 40388 |  | 40388 | D |  |
| Stock Option | $49.0100 |  |  |  |  |  |  | <sup>(5)</sup> | 2029-02-26 | Common Stock | 53373 |  | 53373 | D |  |
| Stock Option | $51.8700 |  |  |  |  |  |  | <sup>(6)</sup> | 2031-02-23 | Common Stock | 48723 |  | 48723 | D |  |
| Stock Option | $53.8100 |  |  |  |  |  |  | <sup>(7)</sup> | 2028-02-27 | Common Stock | 39163 |  | 39163 | D |  |
| Stock Option | $55.2700 |  |  |  |  |  |  | <sup>(8)</sup> | 2030-02-25 | Common Stock | 50116 |  | 50116 | D |  |
| Stock Option | $69.4100 |  |  |  |  |  |  | <sup>(9)</sup> | 2032-02-23 | Common Stock | 60386 |  | 60386 | D |  |

---

### Footnotes:

(1) On February 20, 2023, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2020 through December 31, 2022 performance period. The performance shares were paid in shares of the Company's common stock.

(2) Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.

(3) The closing price of the Company's common stock on February 17, 2023, the last trading day prior to certification.

(4) The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.

(5) The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.

(6) One-third of the options became exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.

(7) The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.

(8) One-third of the options became exercisable on February 25, 2021, an additional one-third of the options became exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.

(9) One-third of the options will become exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.

**Signature:** Kevin F Barnett, Attorney-In-Fact  
**Date:** 2023-02-22

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**