# EDGAR Filing Document

**Accession Number:** 0001802450
**File Stem:** 0001802450-25-000066
**Filing Date:** 2025-9
**Character Count:** 12637
**Document Hash:** 9a844def641a98fbccc87bbbf98aaf6f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001802450-25-000066.hdr.sgml**: 20250902

**ACCESSION NUMBER**: 0001802450-25-000066

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 11

**CONFORMED PERIOD OF REPORT**: 20250901

**ITEM INFORMATION**: Material Modifications to Rights of Security Holders

**ITEM INFORMATION**: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20250902

**DATE AS OF CHANGE**: 20250902

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MSP Recovery, Inc.
- **CENTRAL INDEX KEY:** 0001802450
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
- **ORGANIZATION NAME:** 06 Technology
- **EIN:** 844117825
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39445
- **FILM NUMBER:** 251285252

**BUSINESS ADDRESS:**
- **STREET 1:** 3150 SW 38TH AVENUE
- **STREET 2:** SUITE 1100
- **CITY:** MIAMI
- **STATE:** FL
- **ZIP:** 33146
- **BUSINESS PHONE:** 305.614.2222

**MAIL ADDRESS:**
- **STREET 1:** 3150 SW 38TH AVENUE
- **STREET 2:** SUITE 1100
- **CITY:** MIAMI
- **STATE:** FL
- **ZIP:** 33146

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Lionheart Acquisition Corp. II
- **DATE OF NAME CHANGE:** 20200724

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Lionheart Acquisition Corp.
- **DATE OF NAME CHANGE:** 20200205

?xml version='1.0' encoding='ASCII'? 8-K

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**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

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**FORM** 8-K

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**CURRENT REPORT**

**PURSUANT TO SECTION 13 OR 15(D)**

**OF THE SECURITIES EXCHANGE ACT OF 1934**

**Date of Report (Date of earliest event reported):** September 1, 2025

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MSP Recovery, Inc.

**(Exact name of registrant as specified in its charter)**

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| | | |
|:---|:---|:---|
| Delaware<br>**(State or other jurisdiction<br>of incorporation)** | 001-39445<br>**(Commission<br>File Number)** | 84-4117825<br>**(I.R.S. Employer<br>Identification No.)** |
| 3150 SW 38th Avenue<br>Suite 1100<br>Miami**,** Florida | 3150 SW 38th Avenue<br>Suite 1100<br>Miami**,** Florida | 33146 |
| **(Address of principal executive offices)** | **(Address of principal executive offices)** | **(Zip Code)** |

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(305) 614-2222

**(Registrant's telephone number, including area code)**

**N/A**

**(Former name or former address, if changed since last report)**

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading**<br>**Symbol(s)** | **Name of each exchange**<br>**on which registered** |
| Class A Common stock, $0.0001 par value per share | MSPR | Nasdaq Capital Market |
| Redeemable warrants, each lot of 4,375 warrants exercisable for one share of Class A common stock at an exercise price of $50,312.50 per share | MSPRW | Nasdaq Capital Market |
| Redeemable warrants, each lot of 4,375 warrants exercisable for one share of Class A common stock at an exercise price of $0.4375 per share | MSPRZ | Nasdaq Capital Market |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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**Item 3.03 Material Modification to Rights of Security Holders.**

To the extent required by Item 3.03 of Form 8-K, the information contained in Item 5.03 of this Current Report on Form 8-K is incorporated herein by reference.

**Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.**

Effective at 11:59 P.M. on September 1, 2025 (the "Reverse Split Effective Time"), MSP Recovery, Inc. (the "Company," "we," "us," or "our") amended our Second Amended and Restated Certificate of Incorporation in the State of Delaware (the "Amendment"), which provides that every seven (7) shares of our issued and outstanding Class A Common Stock and Class V Common Stock (together with the Class-B Units) will automatically be combined into one issued and outstanding share of Class A Common Stock and Class V Common Stock (together with the Class-B Units), respectively, without any change in the par value per share (the "Reverse Stock Split"). On August 18, 2025, a majority of our stockholders approved a reverse stock split subject to the board of directors determining the final ratio. The Company's Class A Common Stock began trading on a split-adjusted basis on the Nasdaq Capital Market ("Nasdaq") at the market open on September 2, 2025.

At the Reverse Stock Split Effective Time, every seven (7) issued and outstanding shares of the Company's Class A Common Stock and Class V Common Stock (together with the Class-B Units) were converted automatically into one share of the Company's Class A Common Stock and Class V Common Stock (together with the Class-B Units), respectively, without any change in the par value per share. The Reverse Stock Split reduced the number of shares of Class A Common Stock issued and outstanding from approximately 7.2 million to approximately 1.0 million, and the number of Up-C Units, which one share of Class V Common Stock forms a part, from approximately 3.3 million to approximately 0.5 million.

No fractional shares were issued in connection with the Reverse Stock Split. Stockholders who would otherwise be entitled to receive a fractional share due to holding a number of shares not evenly divisible by the exchange ratio within the specified range had the number of new shares to which they were entitled rounded up to the nearest whole number of shares. No stockholders received cash in lieu of fractional shares.

The Reverse Stock Split affected all stockholders uniformly and will not alter any stockholders' percentage interest in the Company's equity, except to the extent that the Reverse Stock Split would result in a stockholder owning a fractional share and such stockholder receives a whole share in lieu thereof. Proportional adjustments will be made to the terms of the Company's MSPRW and MSPRZ warrants.

The Reverse Stock Split does not otherwise modify any rights or preferences of the Company's Class A Common Stock, Class V Common Stock, or the Up-C Units. The Reverse Stock Split is intended to increase the market price per share of the Company's Class A Common Stock to ensure the Company maintains compliance with Nasdaq Marketplace Rule 5550(a)(2).

The trading symbol for the Company's Class A Common Stock will remain "MSPR." The new CUSIP number for the Company's Class A Common Stock following the Reverse Stock Split will be 553745-40-7.

The foregoing description is qualified in its entirety by the Amendment, which is attached as Exhibit 3.1 hereto, and is incorporated herein by reference.

**Item 9.01. Financial Statements and Exhibits.**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;*(d) Exhibits*

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| | |
|:---|:---|
| &nbsp;&nbsp;**Exhibit**<br>**Number** | &nbsp;&nbsp;**Description** |
| &nbsp;&nbsp;3.1 | &nbsp;&nbsp;[<u>Certificate of Amendment to Second Amended and Restated Certificate of Incorporation</u>](mspr-ex3_1.htm) |
| &nbsp;&nbsp;104 | &nbsp;&nbsp;Cover Page Interactive File (the cover page tags are embedded within the Inline XBRL document). |

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
|  | **MSP RECOVERY, INC.** | **MSP RECOVERY, INC.** |
| Dated: September 2, 2025 |  |  |
|  | By: | /s/ *Alexandra Plasencia* |
|  | Name: | Alexandra Plasencia |
|  | Title: | General Counsel |

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## Exhibit 3.1

***Exhibit 3.1***

**CERTIFICATE OF AMENDMENT**

**OF**

**SECOND AMENDED AND RESTATED**

**CERTIFICATE OF INCORPORATION**

**OF**

**MSP RECOVERY, INC.**

<u>Pursuant to Section 242 of the General Corporation Law of the State of Delaware</u>

MSP Recovery, Inc. (the "***Company***"), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware, does hereby certify as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1.On August 18, 2025, the Company's stockholders, including holders of the Company's Class A common stock, par value $0.0001 per share (the "Class A Common Stock"), and Class V common stock, par value $0.0001 per share (the "Class V Common Stock"), voted on the amendment to Article FOURTH of the Charter (the "Charter Amendment"), and the votes cast for the proposal exceeded the votes cast against the proposal, thereby approving the Charter Amendment.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2.On August 18, 2025, a resolution was duly adopted by the Board, pursuant to Section 242 of the General Corporation Law of the State of Delaware, setting forth the Charter Amendment and declaring said Charter Amendment to be advisable.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.The Charter Amendment is as follows:

A new paragraph (8) will be added to Article FOURTH Section A. of the Charter as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(8) <u>Reverse Stock Split</u>. Upon the filing and effectiveness of this Certificate of Amendment (the "***Effective Time***"), each seven (7) shares of then outstanding Class A Common Stock and each seven (7) shares of then outstanding Class V Common Stock (together with the Class A Common Stock, the "***Old Common Stock***") shall automatically, without any action on the part of the holders thereof or the Corporation, be combined into one (1) validly issued, fully paid, and non-assessable share of Class A Common Stock (the "***New Class A Common Stock***") or one (1) validly issued, fully paid, and non-assessable share of Class V Common Stock (together with the New Class A Common Stock, the "***New Common Stock***"), as applicable (the "***Reverse Stock Split***"). No fractional shares will be issued in connection with the Reverse Stock Split. Stockholders who would otherwise be entitled to receive a fractional share due to holding a number of shares not evenly divisible by the exchange ratio within the specified range will have the number of new shares to which they are entitled rounded up to the nearest whole number of shares. No stockholders will receive cash in lieu of fractional shares. Each certificate that immediately prior to the Effective Time represented shares of Old Common Stock ("***Old Certificates***"), shall thereafter represent that number of shares of New Common Stock into which the shares of Old Common Stock represented by the Old Certificate shall have been combined pursuant to the Reverse Stock Split (plus, in the case of a holder otherwise entitled to a fractional share of New Common Stock, the additional shares due to rounding up to the nearest whole number of shares).

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4. The Charter Amendment was duly adopted in accordance with Sections 228 and 242 of the General Corporation Law of the State of Delaware.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5. The Charter Amendment will become effective without further action immediately on September 1, 2025 at 11:59 p.m. EDT.

**IN WITNESS WHEREOF**, the Company has caused its corporate seal to be affixed hereto and this Certificate of Amendment to be signed on this 20th day of August, 2025.

**MSP Recovery, Inc.** 

By: __________________________

Name: John H. Ruiz

Title: Chief Executive Officer

Chairman of the Board

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