# EDGAR Filing Document

**Accession Number:** 0001865120
**File Stem:** 0001493152-26-002965
**Filing Date:** 2026-1
**Character Count:** 22688
**Document Hash:** e1fd694fb111a18a9ba99aaf7a43a8cc
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-26-002965.hdr.sgml**: 20260121

**ACCESSION NUMBER**: 0001493152-26-002965

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 15

**CONFORMED PERIOD OF REPORT**: 20260109

**ITEM INFORMATION**: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

**ITEM INFORMATION**: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20260121

**DATE AS OF CHANGE**: 20260121

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Broad Capital Acquisition Corp
- **CENTRAL INDEX KEY:** 0001865120
- **STANDARD INDUSTRIAL CLASSIFICATION:** BLANK CHECKS [6770]
- **ORGANIZATION NAME:** 05 Real Estate & Construction
- **EIN:** 863382967
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41212
- **FILM NUMBER:** 26544721

**BUSINESS ADDRESS:**
- **STREET 1:** 6208 SANDPEBBLE CT.
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75254
- **BUSINESS PHONE:** 469-951-3088

**MAIL ADDRESS:**
- **STREET 1:** 6208 SANDPEBBLE CT.
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75254

?xml version='1.0' encoding='ASCII'?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934**

**Date of Report (Date of earliest event reported): January 9, 2026**

**Broad Capital Acquisition Corp**

**(Exact name of registrant as specified in its charter)**

---

| | | |
|:---|:---|:---|
| **Delaware** | **001-41212** | **86-3382967** |
| (State or other jurisdiction of<br> incorporation or organization) | (Commission<br> File Number) | (I.R.S. Employer<br> Identification Number) |

---

**6208 Sandpebble Court, Dallas, TX 75254**

(Address of principal executive offices, including zip code)

**(469) 951-3088**

(Registrant's telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act: None

**\*Registrant ceased trading on Nasdaq after July 29, 2025.**

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

**Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.**

On January 9, 2026, Broad Capital Acquisition Corp., a Delaware corporation (the "***Company***"), caused to be deposited the amount of $139.38 into the trust account of the Company (the "***Trust Account***"), which enables the Company to further extend the period of time it has to consummate its initial business combination by one month from January 13, 2026, to February 13, 2026 (the "***February Extension***"). The February Extension is the first of up to eighteen monthly extensions permitted under the Company's amended and restated certificate of incorporation, as amended (the "***Charter***") following stockholder approval of the Charter Amendment Proposal, as defined below, at the Company's Special Meeting of Stockholders held on January 9, 2026, discussed in Items 5.03 and 5.07 of this report. As amended, the required payment for each monthly extension period shall constitute the deposit by Broad Capital LLC (or its affiliates or permitted designees) into the Trust Account an amount equal to $0.02 multiplied by the number of shares of the Company's Common Stock, par value $0.000001 per share ("***Public Shares***") that are not redeemed in connection with the stockholder vote to approve the Charter Amendment Proposal for each such one-month extension, in each case to be deposited into the Trust Account prior to the then-current deadline to complete an initial business combination (the "***Adjusted Monthly Extension Loan***"), unless the closing of the Company's initial business combination shall have occurred, in exchange for a non-interest bearing, unsecured promissory note payable upon consummation of a business combination.

**Item 5.03. Amendments to Articles of Incorporation or Bylaws.**

On January 9, 2025, the Company held a Special Meeting of Stockholders (the "***Meeting***"). At the Meeting, the Company's stockholders approved an amendment to the Company's Charter, as further amended on January 11, 2023, June 12, 2023, January 8, 2024 and January 13, 2025 (the ***"Charter Amendment Proposal***"), (a) to extend the date by which we have to consummate a business combination from January 13, 2026 (the "***Termination Date***") by up to eighteen (18) one-month extensions to July 13, 2027 (the "***Extended Date***") and (b) to decrease the monthly extension fee (the "***Monthly Extension Loan***") to the Adjusted Monthly Extension Loan commencing on January 13, 2026. The Company has filed the amendment to the Company's Charter with the Office of the Secretary of State of Delaware a copy of which is attached as Exhibit 3.1 to this report and is incorporated by reference herein.

The Company also amended the Company's investment management trust agreement (the "***Trust Agreement***"), dated as of January 10, 2022, as amended on January 10, 2023, June 12, 2023, January 8, 2024 and January 13, 2025, by and between the Company and Continental Stock Transfer & Trust Company, allowing the Company to reduce the amount of the Monthly Extension Loan to the Adjusted Monthly Extension Loan for each one-month extension beginning on January 13, 2026 until July 13, 2027, to extend the Termination Date for an additional eighteen (18) one-month extensions and to update certain defined terms in the Trust Agreement (the "***Trust Amendment Proposal***"), a copy of which Amendment No. 5 to the Trust Agreement is attached as Exhibit 10.1 to this report and is incorporated by reference herein.

**Item 5.07. Submission of Matters to a Vote of Security Holders.**

At the Meeting, the Company's stockholders approved the Charter Amendment Proposal to (i) reduce the monthly extension fee to the Adjusted Monthly Extension Loan for each such one-month extension commencing on January 13, 2026, and (ii) extend the Termination Date by up to eighteen (18) one-month extensions to July 13, 2027 (or such earlier date as determined by the Company's Board of Directors). The final voting results for the Charter Amendment Proposal were as follows:

---

| | | | | |
|:---|:---|:---|:---|:---|
| **For** | **%** | **Against** | **%** | **Abstain** |
| 2990921 | 96.727% | 3868 | 0.125% | 0 |

---

Also at the Meeting, the Company's stockholders approved the Trust Amendment Proposal to amend the Company's Trust Agreement, allowing the Company to extend the business combination period from January 13, 2026 to July 13, 2027, reduce the monthly extension fee and update certain defined terms in the Trust Agreement. The final voting results for the Trust Amendment Proposal were as follows:

---

| | | | | |
|:---|:---|:---|:---|:---|
| **For** | **%** | **Against** | **%** | **Abstain** |
| 2990921 | 96.727% | 3868 | 0.125% | 0 |

---

Stockholders holding 94,247 shares of common stock exercised their right to redeem their shares for cash at an approximate price of $12.42 per share of the funds in the Trust Account. As a result, approximately $1,170,652.29 will be removed from the Trust Account to pay such holders.

Following the redemption, the Company's remaining shares of common stock outstanding were 6,969. The Company must deposit into the Trust Account $139.38 for each monthly extension period (commencing on January 13, 2026 and ending on July 13, 2027, unless the closing of the Company's initial business combination shall have occurred).

**Item 9.01. Financial Statements and Exhibits.**

(d) Exhibits.

---

| | |
|:---|:---|
| **Exhibit No.** | **Description** |
| 3.1 | [Fifth Amendment to the Amended and Restated Certificate of Incorporation](ex3-1.htm) |
| 10.1 | [Amendment No. 5 to the Investment Management Trust Agreement](ex10-1.htm) |
| 104 | Cover Page Interactive Data File (Embedded within the Inline XBRL document and included in Exhibit) |

---

**SIGNATURE**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | | |
|:---|:---|:---|
| Dated: January 21, 2026 |  |  |
|  | BROAD CAPITAL ACQUISITION CORP | BROAD CAPITAL ACQUISITION CORP |
|  | By: | */s/ Johann Tse* |
|  | Name: | Johann Tse |
|  | Title: | Chief Executive Officer |

---

## Exhibit 3.1

**Exhibit 3.1**

**FIFTH AMENDMENT TO THE**

**AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF**

**BROAD CAPITAL ACQUISITION CORPORATION**

**Pursuant to Section 242 of the Delaware General Corporation Law**

**BROAD CAPITAL ACQUISITION CORPORATION** (the "Corporation"), a corporation organized and existing under the laws of the State of Delaware, does hereby certify as follows:

1. The
 name of the Corporation is Broad Capital Acquisition Corporation. The Corporation's Certificate of Incorporation was filed
 in the office of the Secretary of State of the State of Delaware on April 16, 2021 (the "Original Certificate"), as amended
 and restated on January 10, 2022. As further amended by the First Amendment to the Amended and Restated Certificate of Incorporation
 filed in the office of the Secretary of State of the State of Delaware on January 11, 2023, the Second Amendment to the Amended and
 Restated Certificate of Incorporation filed in the office of the Secretary of State of the State of Delaware on June 12, 2023, the
 Third Amendment to the Amended and Restated Certificate of Incorporation filed in the office of the Secretary of the State of Delaware
 on January 9, 2024, the Fourth Amendment to the Amended and Restated Certificate of Incorporation filed in the office of the Secretary
 of the State of Delaware on January 16, 2025 (the "Amended and Restated Certificate of Incorporation").

2. This
 Fifth Amendment to the Amended and Restated Certificate of Incorporation amends the Amended and Restated Certificate of Incorporation
 of the Corporation.

3. This
 Fifth Amendment to the Amended and Restated Certificate of Incorporation was duly adopted by the affirmative vote of the holders
 of 65% of the stock entitled to vote at a meeting of stockholders in accordance with the provisions of Section 242 of the General
 Corporation Law of the State of Delaware (the "DGCL").

4. Section
 9.1(c) is hereby amended and restated as follows:

&nbsp;&nbsp;&nbsp;&nbsp;(c) In
 the event that the Corporation has not consummated an initial Business Combination within 36 months from the date of the closing
 of the Offering, upon the Sponsor's request, the Corporation may extend the period of time to consummate a Business Combination
 by an additional eighteen months, from January 13, 2026 until July 13, 2027, provided that (i) the Sponsor (or its affiliates or
 permitted designees) will deposit into the Trust Account an aggregate amount equal to $0.02 multiplied by the number of Public Shares
 of the Company that are not redeemed in connection with the stockholder vote to approve the Charter Amendment Proposal for each such
 one-month extension, in each case to be deposited into the Trust Account prior to the then-current deadline to complete an initial
 business combination beginning on January 13, 2026, unless the closing of the Company's initial business combination shall
 have occurred, in exchange for a non-interest bearing, unsecured promissory note payable upon consummation of a Business Combination
 and (ii) the procedures relating to any such extension, as set forth in the Trust Agreement, shall have been complied with. The gross
 proceeds from the issuance of such promissory note(s) shall be held in the Trust Account and used to fund the redemption of the Offering
 Shares in accordance with Section 9.2.

**IN WITNESS WHEREOF**, Broad Capital Acquisition Corporation has caused this Fourth Amendment to the Amended and Restated Certificate to be duly executed in its name and on its behalf by an authorized officer as of this 13<sup>th</sup> day of January 2026.

---

| | |
|:---|:---|
| **BROAD CAPITAL ACQUISITION CORPORATION** | **BROAD CAPITAL ACQUISITION CORPORATION** |
| By: | */s/ Johann Tse* |
| Name: | Johann Tse |
| Title: | Chief Executive Officer |

---

## Exhibit 10.1

**Exhibit 10.1**

**<u>AMENDMENT NO. 5 TO THE</u>**

**<u>INVESTMENT MANAGEMENT TRUST AGREEMENT</u>**

This Amendment No. 5 (this "Amendment"), dated as of January 9, 2026, to the Investment Management Trust Agreement (as defined below) is made by and between Broad Capital Acquisition Corp. (the "Company") and Continental Stock Transfer & Trust Company, as trustee ("Trustee"). All terms used but not defined herein shall have the meanings assigned to them in the Trust Agreement.

WHEREAS, the Company and the Trustee entered into an Investment Management Trust Agreement dated as of January 10, 2022, as amended on January 10, 2023, June 12, 2023, January 8, 2024 and January 13, 2025 (the "Trust Agreement");

WHEREAS, Section 1(i) of the Trust Agreement sets forth the terms that govern the liquidation of the Trust Account under the circumstances described therein;

WHEREAS, at a special meeting of the Company held on January 9, 2026, the Company's stockholders approved (i) a proposal to amend the Company's charter to reduce the payment required and extend the date by which the Company must consummate a business combination from January 13, 2026 to July 13, 2027 via up to eighteen (18) one-month extensions; and to decrease the monthly extension fee commencing on January 13, 2026 from an aggregate amount equal to $0.03 multiplied by the number of Public Shares of the Company to an aggregate amount equal to $0.02 multiplied by the number of Public Shares of the Company that are not redeemed in connection with the stockholder vote to approve the Charter Amendment Proposal for each such one-month extension, in each case to be deposited into the Trust Account prior to the then-current deadline to complete an initial business combination beginning on January 13, 2026, unless the closing of the Company's initial business combination shall have occurred (the "Adjusted Monthly Extension Loan") subject to the terms and conditions of the Amended and Restated Certificate of Incorporation, and the Trust Agreement, and updating related defined terms; and

NOW THEREFORE, IT IS AGREED:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1. Section 1(i) of the Trust Agreement is hereby amended and restated in its entirety as follows:

"(i) Commence liquidation of the Trust Account only after and promptly after (x) receipt of, and only in accordance with, the terms of a letter from the Company ("Termination Letter") in a form substantially similar to that attached hereto as either Exhibit A or Exhibit B, as applicable, signed on behalf of the Company by at least two of its Chief Executive Officer, Chief Financial Officer, President, Executive Vice President, Vice President, Secretary or Chairman of the board of directors of the Company (the "Board") or other authorized officer of the Company, and, in the case of a Termination Letter in a form substantially similar to the attached hereto as Exhibit A, acknowledged and agreed to by the Representative, and complete the liquidation of the Trust Account and distribute the Property in the Trust Account, including interest not previously released to the Company to pay its taxes (less up to $20,200 of interest that may be released to the Company to pay dissolution expenses), only as directed in the Termination Letter and the other documents referred to therein, or (y) the date which is the later of (1) 12 months after the closing of the Offering or up to 48 months after the closing of the Offering if the Company exercises the one-month extensions described in the Company's Amended and Restated Certificate of Incorporation, as it may be further amended, and (2) such later date as may be approved by the Company's stockholders in accordance with the Company's amended and restated certificate of incorporation ("Charter") if a Termination Letter has not been received by the Trustee prior to such date, in which case the Trust Account shall be liquidated in accordance with the procedures set forth in the Termination Letter attached as Exhibit B and the Property in the Trust Account, including interest not previously released to the Company to pay its taxes (less up to $20,200 of interest that may be released to the Company to pay dissolution expenses) shall be distributed to the Public Stockholders of record as of such date; provided, however, that in the event the Trustee receives a Termination Letter in a form substantially similar to Exhibit B hereto, or if the Trustee begins to liquidate the Property because it has received no such Termination Letter by the date specified in clause (y) of this Section 1(i), the Trustee shall keep the Trust Account open until eighteen (18) months following the date the Property has been distributed to the Public Stockholders;"

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2. The following defined term in the Trust Agreement shall be amended and restated in their entirety:

"Trust Agreement" shall mean that certain Investment Management Trust Agreement dated January 10, 2022, as amended on January 10, 2023, June 12, 2023, January 8, 2024 and January 13, 2025 between Broad Capital Acquisition Corp. and Continental Stock Transfer & Trust Company, as amended by this Amendment No. 5 to Investment Management Trust Agreement dated January 9, 2026."

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3. A new Exhibit E of the Trust Agreement is hereby amended and restated in its entirety as follows:

[Letterhead of BRAC]

[Insert date]

Continental Stock Transfer & Trust Company

1 State Street, 30th Floor

New York, N.Y. 10004

Attn: Francis Wolf and Celeste Gonzalez

Re: Trust Account — Extension Letter

Gentlemen:

Pursuant to paragraphs 1(j) and 1(m) of the Investment Management Trust Agreement between Broad Capital Acquisition Corp. ("Company") and Continental Stock Transfer & Trust Company ("Trustee"), dated as of January 10, 2022, as amended on January 10, 2023, June 12, 2023, January 8, 2024 and January 13, 2025 and as further amended by the Amendment No. 5 dated January 9, 2026 ("Trust Agreement"), this is to advise you that the Company is extending the time available in order to consummate a Business Combination with the Target Businesses for up to an additional eighteen (18) one-month extensions, from January 13, 2026 to July 13, 2027 (the "Extension"). Capitalized words used herein and not otherwise defined shall have the meanings ascribed to them in the Trust Agreement. This Extension Letter shall serve as the notice required with respect to Extension prior to the Applicable Deadline. In accordance with the terms of the Trust Agreement, we hereby authorize you to deposit the Extension Fee in the amount equal to an aggregate amount equal to $0.02 multiplied by the number of Public Shares of the Company that are not redeemed in connection with the stockholder vote to approve the Charter Amendment Proposal for each such one-month extension, in each case to be deposited into the Trust Account prior to the then-current deadline to complete an initial business combination beginning on January 13, 2026, unless the closing of the Company's initial business combination shall have occurred, which will be wired to you, into the Trust Account investments upon receipt.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4. All other provisions of the Trust Agreement shall remain unaffected by the terms hereof.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5. This Amendment may be signed in any number of counterparts, each of which shall be an original and all of which shall be deemed to be one and the same instrument, with the same effect as if the signatures thereto and hereto were upon the same instrument. A facsimile signature or electronic signature shall be deemed to be an original signature for purposes of this Amendment.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6. This Amendment is intended to be in full compliance with the requirements for an Amendment to the Trust Agreement as required by Section 6(c) and Section 6(d) of the Trust Agreement, and every defect in fulfilling such requirements for an effective amendment to the Trust Agreement is hereby ratified, intentionally waived and relinquished by all parties hereto.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7. This Amendment shall be governed by and construed and enforced in accordance with the laws of the State of New York, without giving effect to conflicts of law principles that would result in the application of the substantive laws of another jurisdiction.

[*Signature Page to follow*]

IN WITNESS WHEREOF, the parties have duly executed this First Amendment to the Investment Management Trust Agreement as of the date first written above.

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| | |
|:---|:---|
| CONTINENTAL STOCK TRANSFER & TRUST COMPANY, as Trustee | CONTINENTAL STOCK TRANSFER & TRUST COMPANY, as Trustee |
| By: | */s/ Francis Wolf* |
| Name: | Francis Wolf |
| Title: | VP & Assistant Secretary of Trust & Corporate Action Services |
| BROAD CAPITAL ACQUISITION CORP. | BROAD CAPITAL ACQUISITION CORP. |
| By: | */s/ Johann Tse* |
| Name: | Johann Tse |
| Title: | Chief Executive Officer |

---