# EDGAR Filing Document

**Accession Number:** 0001265131
**File Stem:** 0001104659-25-071798
**Filing Date:** 2025-7
**Character Count:** 8419
**Document Hash:** 8a8acfcad0c4999196b2ecd98378c68b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-25-071798.hdr.sgml**: 20250729

**ACCESSION NUMBER**: 0001104659-25-071798

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20250724

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20250729

**DATE AS OF CHANGE**: 20250729

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Hilltop Holdings Inc.
- **CENTRAL INDEX KEY:** 0001265131
- **STANDARD INDUSTRIAL CLASSIFICATION:** STATE COMMERCIAL BANKS [6022]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 841477939
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-31987
- **FILM NUMBER:** 251162990

**BUSINESS ADDRESS:**
- **STREET 1:** 6565 HILLCREST AVE.
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75205
- **BUSINESS PHONE:** 214.855.2177

**MAIL ADDRESS:**
- **STREET 1:** 6565 HILLCREST AVE.
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75205

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** AFFORDABLE RESIDENTIAL COMMUNITIES INC
- **DATE OF NAME CHANGE:** 20030929

?xml version='1.0' encoding='ASCII'?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934**

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| | |
|:---|:---|
| Date of Report (Date of earliest event reported): | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; **July 24, 2025** |

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**Hilltop Holdings Inc.**

(Exact name of registrant as specified in its charter)

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| | | |
|:---|:---|:---|
| **Maryland** | **1-31987** | **84-1477939** |
| (State or other jurisdiction of <br>incorporation) | (Commission<br>File Number) | (IRS Employer Identification<br> No.) |

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| | |
|:---|:---|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**6565 Hillcrest Avenue**<br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**Dallas, Texas** | **75205** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(Address of principal executive offices) | (Zip Code) |

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| | |
|:---|:---|
| Registrant's telephone number, including area code: | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(214) 855-2177** |

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(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (<u>see</u> General Instruction A.2. below):

◻&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

◻&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

◻&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

◻&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading Symbol** | **Name of each exchange on which registered** |
| Common Stock, par value $0.01 per share | HTH | New York Stock Exchange |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

Emerging growth company ◻

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ◻

**Section 5 – Corporate Governance and Management**

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| | |
|:---|:---|
| **Item 5.07** | **Submission of Matters to a Vote of Security Holders.** |

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On July 24, 2025, Hilltop Holdings Inc., or the Company, held its 2025 Annual Meeting of Stockholders, or the 2025 Annual Meeting. At the 2025 Annual Meeting, which was held virtually, stockholders were asked to vote on three proposals: the election of the 13 director nominees named in the proxy statement; a non-binding advisory vote to approve executive compensation; and the ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2025. The voting results of the 2025 Annual Meeting are presented below.

*Proposal No. 1*: The stockholders elected the following 13 director nominees to serve on the Company's Board of Directors until the 2026 annual meeting of stockholders or until their successors are duly elected and qualified.

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| | | | | |
|:---|:---|:---|:---|:---|
| **Name** | **For** | **Against** | **Withheld** | **Broker<br> Non-Votes** |
| Rhodes R. Bobbitt | 29751107 | – | 20342230 | 5956093 |
| Tracy A. Bolt | 33559732 | – | 16533605 | 5956093 |
| J. Taylor Crandall | 25931915 | – | 24161422 | 5956093 |
| Hill A. Feinberg | 33040067 | – | 17053270 | 5956093 |
| Jeremy B. Ford | 33345406 | – | 16747931 | 5956093 |
| Lee Lewis | 32316981 | – | 17776356 | 5956093 |
| Tom C. Nichols | 34073683 | – | 16019654 | 5956093 |
| W. Robert Nichols, III | 20057239 | – | 30036098 | 5956093 |
| Kenneth D. Russell | 31208578 | – | 18884759 | 5956093 |
| A. Haag Sherman | 28299520 | – | 21793817 | 5956093 |
| Jonathan S. Sobel | 33558919 | – | 16534418 | 5956093 |
| Robert C. Taylor, Jr. | 25739196 | – | 24354141 | 5956093 |
| Carl B. Webb | 32665434 | – | 17427903 | 5956093 |

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*Proposal No. 2*: The stockholders did not approve, on an advisory basis, the 2024 compensation of the Company's named executive officers.

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| | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|
| **For** | **For** | **Against** | **Against** | **Abstain** | **Abstain** | **Broker<br> Non-Votes** | **Broker<br> Non-Votes** |
|  | 21056192 |  | 28696186 |  | 340959 |  | 5956093 |

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*Proposal No. 3*: The stockholders ratified the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2025.

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| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| **For** | **For** | **Against** | **Against** | **Abstain** | **Abstain** | **Broker<br> Non-Votes** |
|  | 38816897 |  | 658803 |  | 16573730 |  |

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As previously announced, on April 24, 2025, Gerald J. Ford ceased serving as a member of the Board of Directors of the Company and, in connection therewith, was appointed Chairman Emeritus. Effective July 8, 2025, Mr. Ford resigned from his position as Chairman Emeritus of the Company. The Company has been informed that there is a dispute with respect to the authority of Mr. Ford and certain of his representatives to vote 15,544,674 shares beneficially owned by Diamond A Financial, L.P. (the "Disputed Shares"). If, in light of such dispute, the votes of the Disputed Shares were disregarded, the results disclosed above would be different, but there would be no change to the outcome of Proposal No. 1 or Proposal No. 3.

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | | |
|:---|:---|:---|:---|
|  | | **Hilltop Holdings Inc.,** | **Hilltop Holdings Inc.,** |
|  | | a Maryland corporation | a Maryland corporation |
| Date: July 29, 2025 | By: | /s/ Corey G. Prestidge | /s/ Corey G. Prestidge |
|  |  | Name: | Corey G. Prestidge |
|  |  | Title: | Executive Vice President, |
|  |  |  | General Counsel & Secretary |

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