# EDGAR Filing Document

**Accession Number:** 0001846991
**File Stem:** 0001951757-25-001009
**Filing Date:** 2025-8
**Character Count:** 31453
**Document Hash:** 43c16c8c7344d6e517036c3950846193
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001951757-25-001009.hdr.sgml**: 20250801

**ACCESSION NUMBER**: 0001951757-25-001009

**CONFORMED SUBMISSION TYPE**: N-PX

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250801

**EFFECTIVENESS DATE**: 20250801

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Round Rock Advisors, LLC
- **CENTRAL INDEX KEY:** 0001846991

**ORGANIZATION NAME:**
- **EIN:** 821105309
- **STATE OF INCORPORATION:** CT
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** N-PX
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-21052
- **FILM NUMBER:** 251174467

**BUSINESS ADDRESS:**
- **STREET 1:** 187 DANBURY ROAD
- **STREET 2:** SUITE 201
- **CITY:** WILTON
- **STATE:** CT
- **ZIP:** 06897
- **BUSINESS PHONE:** (203) 920-4774

**MAIL ADDRESS:**
- **STREET 1:** 187 DANBURY ROAD
- **STREET 2:** SUITE 201
- **CITY:** WILTON
- **STATE:** CT
- **ZIP:** 06897

## FORM N-PX
### ANNUAL REPORT OF PROXY VOTING RECORD

## N-PX: Filer Information

**Filer CIK:** 0001846991

**Date of Report:** 06/30/2025

**Are you a Registered Management Investment Company or an Institutional Manager?:** Institutional Manager

**Is this a LIVE or TEST Filing?:** LIVE

**Is this an electronic copy of an official filing submitted in paper format?:** [ ]

### Submission Contact Information
_Not provided in this filing._

### Notification Information
**Notify via Filing Website only?:** [ ]

## N-PX: Cover Page

**Name of reporting person:** Round Rock Advisors, LLC

**Address:** 187 DANBURY ROAD, WILTON, CT 06897

**Telephone number:** (203) 920-4774

**Name of agent for service:** —

**Agent Address:** —, —, — —

**Reporting Period:** Report for the year ended 06/30/2025

**SEC File Number:** 028-21052

**CRD Number (if any):** —

**Other SEC File Number (if any):** —

**LEI (if any):** —

**Report Type (check only one):**

Institutional Manager.

- [x] Institutional Manager Voting Report

- [ ] Institutional Manager Notice Report

- [ ] Institutional Manager Combination Report

Registered Management Investment Company.

- [ ] Fund Voting Report

- [ ] Fund Notice Report

**Do you wish to provide explanatory information pursuant to Special Instruction B.4?:**

- [x] No

- [ ] Yes

**Additional information:** —

## N-PX: Summary - Included Managers

**Number of Included Institutional Managers:** 0

**Included Institutional Managers:** —

## FORM N-PX PROXY VOTING RECORD

| NAME OF ISSUER                           | CUSIP     | MEETING DATE   | VOTE DESCRIPTION                                                                                                                                                                                                         | VOTE CATEGORY                |   SHARES VOTED |   SHARES ON LOAN | HOW VOTED   | SHARES VOTED FOR OR AGAINST MANAGEMENT   | FOR OR AGAINST MANAGEMENT   | OTHER INFO   |
|:---|:---|:---|:---|:---|---:|---:|:---|:---|:---|:---|
| ABBOTT LABORATORIES                      | 002824100 | 04/25/2025     | Say on Pay - An Advisory Vote on the Approval of Executive Compensation                                                                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |            831 |                0 | FOR         | 831                                      | FOR                         |  |
| ABBVIE INC.                              | 00287Y109 | 05/09/2025     | Say on Pay - An advisory vote on the approval of executive compensation                                                                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |            831 |                0 | FOR         | 831                                      | FOR                         |  |
| ADOBE INC.                               | 00724F101 | 04/22/2025     | Approve, on an advisory basis, the compensation of our named executive officers.                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |             30 |                0 | FOR         | 30                                       | FOR                         |  |
| ALLISON TRANSMISSION HOLDINGS, INC.      | 01973R101 | 05/07/2025     | An advisory non-binding vote to approve the compensation paid to our named executive officers.                                                                                                                           | SECTION 14A SAY-ON-PAY VOTES |            175 |                0 | FOR         | 175                                      | FOR                         |  |
| ALLISON TRANSMISSION HOLDINGS, INC.      | 01973R101 | 05/07/2025     | An advisory non-binding vote on the frequency of future advisory votes on the compensation paid to our named executive officers.                                                                                         | SECTION 14A SAY-ON-PAY VOTES |            175 |                0 | 1 YEAR      | 175                                      | FOR                         |  |
| APPLE INC.                               | 037833100 | 02/25/2025     | Advisory vote to approve executive compensation                                                                                                                                                                          | SECTION 14A SAY-ON-PAY VOTES |              0 |                0 |  |  |  |  |
| ARES MANAGEMENT CORPORATION              | 03990B101 | 06/06/2025     | Approval, on a non-binding, advisory basis, of the compensation paid to our named executive officers for our 2024 fiscal year.                                                                                           | SECTION 14A SAY-ON-PAY VOTES |           2868 |                0 | AGAINST     | 2868                                     | AGAINST                     |  |
| ARES MANAGEMENT CORPORATION              | 03990B101 | 06/06/2025     | To recommend, on a non-binding, advisory basis, the frequency of future advisory votes to approve, on a non-binding, advisory basis, the compensation paid to our named executive officers.                              | SECTION 14A SAY-ON-PAY VOTES |           2868 |                0 | 1 YEAR      | 2868                                     | AGAINST                     |  |
| ASML HOLDINGS N.V.                       | N07059210 | 04/23/2025     | Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2024                                                                                               | SECTION 14A SAY-ON-PAY VOTES |            189 |                0 | FOR         | 189                                      | FOR                         |  |
| BANK OF AMERICA CORPORATION              | 060505104 | 04/22/2025     | Approving our executive compensation (an advisory, non-binding "Say on Pay" resolution)                                                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |            650 |                0 | FOR         | 650                                      | FOR                         |  |
| BLUE OWL CAPITAL INC.                    | 09581B103 | 06/09/2025     | Approval, by non-binding advisory basis, the compensation paid to our named executive officers for the 2024 fiscal year.                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |           2195 |                0 | AGAINST     | 2195                                     | AGAINST                     |  |
| BLUE OWL CAPITAL INC.                    | 09581B103 | 06/09/2025     | To recommend, on a non-binding advisory basis, the frequency of future advisory votes to approve, on a non-binding advisory basis, the compensation paid to our named executive officers.                                | SECTION 14A SAY-ON-PAY VOTES |           2195 |                0 | 1 YEAR      | 2195                                     | AGAINST                     |  |
| BRISTOL-MYERS SQUIBB COMPANY             | 110122108 | 05/06/2025     | Advisory Vote to Approve the Compensation of our Named Executive Officers                                                                                                                                                | SECTION 14A SAY-ON-PAY VOTES |             55 |                0 | FOR         | 55                                       | FOR                         |  |
| CAMDEN PROPERTY TRUST                    | 133131102 | 05/09/2025     | Approval, by an advisory vote, of executive compensation.                                                                                                                                                                | SECTION 14A SAY-ON-PAY VOTES |           1385 |                0 | FOR         | 1385                                     | FOR                         |  |
| CATERPILLAR INC.                         | 149123101 | 06/11/2025     | Advisory Vote to Approve Executive Compensation                                                                                                                                                                          | SECTION 14A SAY-ON-PAY VOTES |            249 |                0 | FOR         | 249                                      | FOR                         |  |
| CBL  ASSOCIATES PROPERTIES, INC.         | 124830878 | 05/22/2025     | An advisory vote on the approval of executive compensation.                                                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |            557 |                0 | FOR         | 557                                      | FOR                         |  |
| CBOE GLOBAL MARKETS, INC.                | 12503M108 | 05/06/2025     | Approve, in a non-binding resolution, the compensation paid to our executive officers.                                                                                                                                   | SECTION 14A SAY-ON-PAY VOTES |             34 |                0 | FOR         | 34                                       | FOR                         |  |
| CINCINNATI FINANCIAL CORPORATION         | 172062101 | 05/05/2025     | A nonbinding proposal to approve compensation for the company's named executive officers.                                                                                                                                | SECTION 14A SAY-ON-PAY VOTES |           1788 |                0 | FOR         | 1788                                     | FOR                         |  |
| CTO REALTY GROWTH, INC.                  | 22948Q101 | 06/18/2025     | Hold an advisory vote to approve executive compensation.                                                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |           7300 |                0 | FOR         | 7300                                     | FOR                         |  |
| CVS HEALTH CORPORATION                   | 126650100 | 05/15/2025     | Say on Pay, a Proposal to Approve, on an Advisory Basis, the Company's Executive Compensation.                                                                                                                           | SECTION 14A SAY-ON-PAY VOTES |             70 |                0 | AGAINST     | 70                                       | AGAINST                     |  |
| ENACT HOLDINGS, INC.                     | 29249E109 | 05/14/2025     | Advisory vote to approve executive compensation.                                                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |           9335 |                0 | FOR         | 9335                                     | FOR                         |  |
| ENBRIDGE INC.                            | 29250N105 | 05/07/2025     | Accept Enbridge's approach to executive compensation, as disclosed in the Management Information Circular.                                                                                                               | SECTION 14A SAY-ON-PAY VOTES |            452 |                0 | FOR         | 452                                      | FOR                         |  |
| ENGHOUSE SYSTEMS LIMITED                 | 292949104 | 03/10/2025     | Acceptance of the Corporation's approach to executive compensation.                                                                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |             40 |                0 | AGAINST     | 40                                       | AGAINST                     |  |
| EXXON MOBIL CORPORATION                  | 30231G102 | 05/28/2025     | Advisory Vote to Approve Executive Compensation                                                                                                                                                                          | SECTION 14A SAY-ON-PAY VOTES |           1905 |                0 | FOR         | 1905                                     | FOR                         |  |
| FISERV, INC.                             | 337738108 | 05/14/2025     | To approve, on an advisory basis, the compensation of the named executive officers of Fiserv, Inc.                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |            234 |                0 | FOR         | 234                                      | FOR                         |  |
| GILEAD SCIENCES, INC.                    | 375558103 | 05/07/2025     | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement.                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |             60 |                0 | FOR         | 60                                       | FOR                         |  |
| HERCULES CAPITAL, INC.                   | 427096508 | 06/18/2025     | Advisory vote to approve the Company's named executive officer compensation.                                                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |           7910 |                0 | FOR         | 7910                                     | FOR                         |  |
| INTEL CORPORATION                        | 458140100 | 05/06/2025     | Advisory vote on executive compensation (Say-On-Pay).                                                                                                                                                                    | SECTION 14A SAY-ON-PAY VOTES |             80 |                0 | FOR         | 80                                       | FOR                         |  |
| IRON MOUNTAIN INC.                       | 46284V101 | 05/29/2025     | The approval of a non-binding, advisory resolution approving the compensation of our named executive officers as described in the Iron Mountain Incorporated Proxy Statement.                                            | SECTION 14A SAY-ON-PAY VOTES |            355 |                0 | FOR         | 355                                      | FOR                         |  |
| JOHNSON  JOHNSON                         | 478160104 | 04/24/2025     | Advisory Vote to Approve Named Executive Officer Compensation                                                                                                                                                            | SECTION 14A SAY-ON-PAY VOTES |            125 |                0 | FOR         | 125                                      | FOR                         |  |
| KINDER MORGAN, INC.                      | 49456B101 | 05/15/2025     | Approval, on an advisory basis, of the compensation of our named executive officers, as disclosed in the Proxy Statement                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |            473 |                0 | FOR         | 473                                      | FOR                         |  |
| KINETIK HOLDINGS INC                     | 02215L209 | 05/19/2025     | Approval of a non-binding resolution regarding the compensation of named executive officers for 2024 (say-on-pay).                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |           9807 |                0 | FOR         | 9807                                     | FOR                         |  |
| L3HARRIS TECHNOLOGIES, INC.              | 502431109 | 04/18/2025     | Approval, in an Advisory Vote, of the Compensation of Named Executive Officers as Disclosed in the Proxy Statement.                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |             20 |                0 | FOR         | 20                                       | FOR                         |  |
| LGI HOMES, INC.                          | 50187T106 | 04/24/2025     | Advisory vote to approve the compensation of our named executive officers.                                                                                                                                               | SECTION 14A SAY-ON-PAY VOTES |             12 |                0 | FOR         | 12                                       | FOR                         |  |
| MARATHON PETROLEUM CORPORATION           | 56585A102 | 04/30/2025     | Approval, on an advisory basis, of the company's named executive officer compensation.                                                                                                                                   | SECTION 14A SAY-ON-PAY VOTES |             64 |                0 | FOR         | 64                                       | FOR                         |  |
| MASTERCARD INCORPORATED                  | 57636Q104 | 06/24/2025     | Advisory approval of Mastercard's executive compensation                                                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |             37 |                0 | FOR         | 37                                       | FOR                         |  |
| MERCK  CO., INC.                         | 58933Y105 | 05/27/2025     | Non-binding advisory vote to approve the compensation of our named executive officers.                                                                                                                                   | SECTION 14A SAY-ON-PAY VOTES |            105 |                0 | FOR         | 105                                      | FOR                         |  |
| META PLATFORMS, INC.                     | 30303M102 | 05/28/2025     | To approve, on a non-binding advisory basis, the compensation program for Meta Platforms, Inc.'s named executive officers as disclosed in Meta Platforms, Inc.'s proxy statement.                                        | SECTION 14A SAY-ON-PAY VOTES |            100 |                0 | FOR         | 100                                      | FOR                         |  |
| META PLATFORMS, INC.                     | 30303M102 | 05/28/2025     | To vote, on a non-binding advisory basis, whether a non-binding advisory vote on the compensation program for Meta Platforms, Inc.'s named executive officers should be held every one, two or three years.              | SECTION 14A SAY-ON-PAY VOTES |            100 |                0 | 1 YEAR      | 100                                      | AGAINST                     |  |
| MR. COOPER GROUP INC.                    | 62482R107 | 05/22/2025     | Advisory Vote on Executive Compensation (Say on Pay)                                                                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |              1 |                0 | FOR         | 1                                        | FOR                         |  |
| MR. COOPER GROUP INC.                    | 62482R107 | 05/22/2025     | Advisory vote on the frequency of Say on Pay votes                                                                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |              1 |                0 | 1 YEAR      | 1                                        | FOR                         |  |
| NOKIA CORPORATION                        | 654902204 | 04/29/2025     | Presentation and adoption of the Remuneration Report.                                                                                                                                                                    | SECTION 14A SAY-ON-PAY VOTES |           3900 |                0 | FOR         | 3900                                     | FOR                         |  |
| NVIDIA CORPORATION                       | 67066G104 | 06/25/2025     | Advisory approval of our executive compensation.                                                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |             90 |                0 | FOR         | 90                                       | FOR                         |  |
| OCCIDENTAL PETROLEUM CORPORATION         | 674599105 | 05/02/2025     | Advisory Vote to Approve Named Executive Officer Compensation                                                                                                                                                            | SECTION 14A SAY-ON-PAY VOTES |             30 |                0 | AGAINST     | 30                                       | AGAINST                     |  |
| OLLIE'S BARGAIN OUTLET HOLDINGS, INC.    | 681116109 | 06/12/2025     | To approve a non-binding advisory proposal regarding named executive officer compensation.                                                                                                                               | SECTION 14A SAY-ON-PAY VOTES |             60 |                0 | FOR         | 60                                       | FOR                         |  |
| ONEOK, INC.                              | 682680103 | 05/21/2025     | An advisory vote to approve ONEOK, Inc.'s executive compensation.                                                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES |           3970 |                0 | FOR         | 3970                                     | FOR                         |  |
| PAYPAL HOLDINGS, INC.                    | 70450Y103 | 06/05/2025     | Advisory Vote to Approve Named Executive Officer Compensation.                                                                                                                                                           | SECTION 14A SAY-ON-PAY VOTES |             20 |                0 | FOR         | 20                                       | FOR                         |  |
| PEMBINA PIPELINE CORPORATION             | 706327103 | 05/09/2025     | To accept the Corporation's approach to executive compensation as disclosed in the Management Information Circular.                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |           3835 |                0 | FOR         | 3835                                     | FOR                         |  |
| PHOTRONICS, INC.                         | 719405102 | 04/02/2025     | To approve by non-binding advisory vote, the compensation of our named executive officers.                                                                                                                               | SECTION 14A SAY-ON-PAY VOTES |             10 |                0 | FOR         | 10                                       | FOR                         |  |
| PLAINS ALL AMERICAN PIPELINE, L.P.       | 726503105 | 05/21/2025     | The approval, on a non-binding advisory basis, of our 2024 named executive officer compensation.                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |            100 |                0 | FOR         | 100                                      | FOR                         |  |
| PUBLIC STORAGE                           | 74460D109 | 05/07/2025     | Advisory vote to approve the compensation of the Company's Named Executive Officers.                                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |            175 |                0 | FOR         | 175                                      | FOR                         |  |
| SANDRIDGE ENERGY, INC.                   | 80007P869 | 06/11/2025     | Approve, in a non-binding vote, the compensation paid to the Company's named executive officers during 2024.                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |            200 |                0 | FOR         | 200                                      | FOR                         |  |
| SANMINA CORPORATION                      | 801056102 | 03/10/2025     | To approve, on an advisory (non-binding) basis, the compensation of Sanmina Corporation's named executive officers.                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |              5 |                0 | AGAINST     | 5                                        | AGAINST                     |  |
| STARWOOD PROPERTY TRUST, INC.            | 85571B105 | 05/01/2025     | The approval, on an advisory basis, of the Company's executive compensation.                                                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |           1380 |                0 | AGAINST     | 1380                                     | AGAINST                     |  |
| SUNCOR ENERGY INC.                       | 867224107 | 05/06/2025     | To consider and, if deemed fit, approve an advisory resolution on Suncor's approach to executive compensation disclosed in the Management Proxy Circular of Suncor Energy Inc. dated February 26, 2025 (the "Circular"). | SECTION 14A SAY-ON-PAY VOTES |            169 |                0 | FOR         | 169                                      | FOR                         |  |
| THE COCA-COLA COMPANY                    | 191216100 | 04/30/2025     | Advisory vote to approve executive compensation                                                                                                                                                                          | SECTION 14A SAY-ON-PAY VOTES |            124 |                0 | FOR         | 124                                      | FOR                         |  |
| THE TORONTO-DOMINION BANK                | 891160509 | 04/10/2025     | Approach to executive compensation disclosed in the report of the Human Resources Committee and approach to executive compensation sections of the management proxy circular *Advisory Vote*                             | SECTION 14A SAY-ON-PAY VOTES |             80 |                0 | AGAINST     | 80                                       | AGAINST                     |  |
| THE WALT DISNEY COMPANY                  | 254687106 | 03/20/2025     | Consideration of an advisory vote to approve executive compensation.                                                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |            190 |                0 | FOR         | 190                                      | FOR                         |  |
| TRANSUNION                               | 89400J107 | 05/07/2025     | To approve, on a non-binding advisory basis, the compensation of TransUnion's named executive officers.                                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |             11 |                0 | FOR         | 11                                       | FOR                         |  |
| UNITED AIRLINES HOLDINGS, INC.           | 910047109 | 05/21/2025     | A vote to approve, on a nonbinding advisory basis, the compensation of our named executive officers.                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |             44 |                0 | FOR         | 44                                       | FOR                         |  |
| UNIVERSAL DISPLAY CORPORATION            | 91347P105 | 06/18/2025     | Advisory resolution to approve the compensation of the Company's named executive officers.                                                                                                                               | SECTION 14A SAY-ON-PAY VOTES |             40 |                0 | FOR         | 40                                       | FOR                         |  |
| VERTEX PHARMACEUTICALS INCORPORATED      | 92532F100 | 05/14/2025     | Advisory vote to approve named executive officer compensation.                                                                                                                                                           | SECTION 14A SAY-ON-PAY VOTES |            266 |                0 | FOR         | 266                                      | FOR                         |  |
| WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP | 929740108 | 05/15/2025     | Approve an advisory (non-binding) resolution to approve the 2024 named executive officer compensation.                                                                                                                   | SECTION 14A SAY-ON-PAY VOTES |             30 |                0 | FOR         | 30                                       | FOR                         |  |

## N-PX: Signature Block

**Reporting Person:** Round Rock Advisors, LLC

**By (Signature):** CRAIG JENSEN

**By (Printed Signature):** CRAIG JENSEN

**By (Title):** CCO

**Date:** 07/28/2025