# EDGAR Filing Document

**Accession Number:** 0001819147
**File Stem:** 0001819147-23-000001
**Filing Date:** 2023-3
**Character Count:** 27467
**Document Hash:** 185a5f003115b7532a38cd5bb84b2e4f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001819147-23-000001.hdr.sgml**: 20230329

**ACCESSION NUMBER**: 0001819147-23-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230329

**DATE AS OF CHANGE**: 20230329

**EFFECTIVENESS DATE**: 20230329

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GOOD INVESTOR VENTURES LLC
- **CENTRAL INDEX KEY:** 0001819147
- **IRS NUMBER:** 851766819
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-70562
- **FILM NUMBER:** 23775703

**BUSINESS ADDRESS:**
- **STREET 1:** 2741 SW OLD ORCHARD ROAD
- **STREET 2:** UNIT 312
- **CITY:** PORTLAND
- **STATE:** OR
- **ZIP:** 97201
- **BUSINESS PHONE:** 5032011375

**MAIL ADDRESS:**
- **STREET 1:** 2741 SW OLD ORCHARD ROAD
- **STREET 2:** UNIT 312
- **CITY:** PORTLAND
- **STATE:** OR
- **ZIP:** 97201

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GOOD INVESTOR FINANCIAL
- **DATE OF NAME CHANGE:** 20200827

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FUND GOOD
- **DATE OF NAME CHANGE:** 20200731

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GOOD INVESTOR FINANCIAL
- **DATE OF NAME CHANGE:** 20200723

### Attached PDF Documents

**Attachment 1:** `givaud.pdf`

# UNITED STATES

# SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

# ANNUAL REPORTS

# FORM X-17A-5

# PART III

OMB APPROVAL

OMB Number: 3235-0123

Expires: Oct. 31, 2023

Estimated average burden

hours per response: 12

SEC FILE NUMBER

8-70562

# FACING PAGE

Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934

FILING FOR THE PERIOD BEGINNING 01/01/22 AND ENDING 12/31/22

MM/DD/YY

MM/DD/YY

# A. REGISTRANT IDENTIFICATION

NAME OF FIRM: Good Investor Ventures LLC

TYPE OF REGISTRANT (check all applicable boxes):

☑ Broker-dealer

☐ Security-based swap dealer

☐ Major security-based swap participant

☐ Check here if respondent is also an OTC derivatives dealer

ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)

2741 SW Old Orchard Road

| (No. and Street) |  |  |
| --- | --- | --- |
| Portland | OR | 97201 |
| (City) | (State) | (Zip Code) |
| PERSON TO CONTACT WITH REGARD TO THIS FILING |  |  |
| Christian Maynard-Philipp (503) 201 - 1375 |  | christian@goodinvestor.com |
| (Name) | (Area Code - Telephone Number) | (Email Address) |

# B. ACCOUNTANT IDENTIFICATION

INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*

RUBIO CPA, PC

| (Name - if individual, state last, first, and middle name) |  |  |  |
| --- | --- | --- | --- |
| 3500 Lenox Rd., Suite 1500 Atlanta |  | GA | 30326 |
| (Address) | (City) | (State) | (Zip Code) |
| 05/05/2009 |  | 3514 |  |
| (Date of Registration with PCAOB)(if applicable) |  | (PCAOB Registration Number, if applicable) |  |
| FOR OFFICIAL USE ONLY |  |  |  |

* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable.

Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

State of Oregon
County of Muirmound

# OATH OR AFFIRMATION

I, Christian Maynard-Philipp, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Good Investor Ventures LLC, as of December 31, 2022, is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer.

![img-0.jpeg](img-0.jpeg)

Signature: Christian Maynard-Philipp
Title: CEO

James L. Arena

Notary Public

This filing** contains (check all applicable boxes):

☑ (a) Statement of financial condition.
☐ (b) Notes to consolidated statement of financial condition.
☑ (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of comprehensive income (as defined in § 210.1-02 of Regulation S-X).
☑ (d) Statement of cash flows.
☑ (e) Statement of changes in stockholders' or partners' or sole proprietor's equity.
☐ (f) Statement of changes in liabilities subordinated to claims of creditors.
☑ (g) Notes to consolidated financial statements.
☑ (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable.
☐ (i) Computation of tangible net worth under 17 CFR 240.18a-2.
☐ (j) Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3.
☐ (k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or Exhibit A to 17 CFR 240.18a-4, as applicable.
☐ (l) Computation for Determination of PAB Requirements under Exhibit A to § 240.15c3-3.
☐ (m) Information relating to possession or control requirements for customers under 17 CFR 240.15c3-3.
☐ (n) Information relating to possession or control requirements for security-based swap customers under 17 CFR 240.15c3-3(p)(2) or 17 CFR 240.18a-4, as applicable.
☑ (o) Reconciliations, including appropriate explanations, of the FOCUS Report with computation of net capital or tangible net worth under 17 CFR 240.15c3-1, 17 CFR 240.18a-1, or 17 CFR 240.18a-2, as applicable, and the reserve requirements under 17 CFR 240.15c3-3 or 17 CFR 240.18a-4, as applicable, if material differences exist, or a statement that no material differences exist.
☐ (p) Summary of financial data for subsidiaries not consolidated in the statement of financial condition.
☑ (q) Oath or affirmation in accordance with 17 CFR 240.17a-5, 17 CFR 240.17a-12, or 17 CFR 240.18a-7, as applicable.
☐ (r) Compliance report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.
☑ (s) Exemption report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.
☐ (t) Independent public accountant's report based on an examination of the statement of financial condition.
☑ (u) Independent public accountant's report based on an examination of the financial report or financial statements under 17 CFR 240.17a-5, 17 CFR 240.18a-7, or 17 CFR 240.17a-12, as applicable.
☐ (v) Independent public accountant's report based on an examination of certain statements in the compliance report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.
☑ (w) Independent public accountant's report based on a review of the exemption report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.
☐ (x) Supplemental reports on applying agreed-upon procedures, in accordance with 17 CFR 240.15c3-1e or 17 CFR 240.17a-12, as applicable.
☐ (y) Report describing any material inadequacies found to exist or found to have existed since the date of the previous audit, or a statement that no material inadequacies exist, under 17 CFR 240.17a-12(k).
☐ (z) Other:

**To request confidential treatment of certain portions of this filing, see 17 CFR 240.17a-5(e)(3) or 17 CFR 240.18a-7(d)(2), as applicable.

# GOOD INVESTOR VENTURES LLC  
Financial Statements  
For the Year Ended  
December 31, 2022  
With  
Independent Auditor's Report

RUBIO CPA, PC

CERTIFIED PUBLIC ACCOUNTANTS

3500 Lenox Road NE

Suite 1500

Atlanta, GA 30326

Office: 770690-8995

Fax: 770 838-7123

# REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

To the Member of

Good Investor Ventures LLC

## Opinion on the Financial Statements

We have audited the accompanying statement of financial condition of Good Investor Ventures LLC (the “Company”) as of December 31, 2022, the related statements of operations, changes in member’s equity, and cash flows for the year then ended and the related notes (collectively referred to as the “financial statements”). In our opinion, the financial statements present fairly, in all material respects, the financial position of the Company as of December 31, 2022, and the results of its operations and its cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America.

## Basis for Opinion

These financial statements are the responsibility of the Company’s management. Our responsibility is to express an opinion on the Company’s financial statements based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (“PCAOB”) and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB.

We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud. The Company is not required to have, nor were we engaged to perform, an audit of its internal control over financial reporting. As part of our audit we are required to obtain an understanding of internal control over financial reporting but not for the purpose of expressing an opinion on the effectiveness of the Company’s internal control over financial reporting. Accordingly, we express no such opinion.

Our audit included performing procedures to assess the risks of material misstatement to the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audit also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audit provides a reasonable basis for our opinion.

## Supplemental Information

The information contained in Schedules I, II and III has been subjected to audit procedures performed in conjunction with the audit of the Company’s financial statements. The supplemental information is the responsibility of the Company’s management. Our audit procedures included determining whether the information in Schedules I, II and III reconciles to the financial statements or the underlying accounting and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in the accompanying schedules. In forming our opinion on the accompanying schedules, we evaluated whether the supplemental information, including its form and content, is presented

in conformity with 17 C.F.R. §240.17a-5. In our opinion, the aforementioned supplemental information is fairly stated, in all material respects, in relation to the financial statements as a whole.

We have served as the Company's auditor since 2020.

March 20, 2023
Atlanta, Georgia

Rubio CPA, PC

# **Good Investor Ventures LLC**  
**Statement of Financial Condition**  
**As of December 31, 2022**

# **Assets**

| Cash | $21,139 |
| --- | --- |
| Prepaid expenses | 3,423 |
| Total assets | $24,562 |

# **Liabilities and member's equity**

# **Liabilities**

| Due to Member | $994 |
| --- | --- |
| Due to related party | 360 |
| Total liabilities | 1,354 |
| Member's equity | 23,208 |
| Total liabilities and member's equity | $24,562 |

See notes to financial statements.

# **Good Investor Ventures LLC**  
**Statement of Operations**  
**For the Year Ended December 31, 2022**

# **Revenue**

Investment banking $ -

**Total Revenue** -

# **Expenses**

Technology and communications 1,619  
Professional fees 21,125  
Other 4,868

**Total Expenses** 27,612

**Net loss before income taxes** (27,612)

**Income taxes** -

**Net loss** $(27,612)

See notes to financial statements.

# **Good Investor Ventures LLC**  
**Statement of Changes in Member's Equity**  
**For the Year Ended December 31, 2022**

| Balance at December 31, 2021 | $30,820 |
| --- | --- |
| Contribution | 20,000 |
| Net loss | (27,612) |
| Balance at December 31, 2022 | $23,208 |

See notes to financial statements.

# **Good Investor Ventures LLC**
**Statement of Cash Flows**
**For the Year Ended December 31, 2022**

**Cash flows from operating activities:**

| Net loss | $(27,612) |
| --- | --- |

Adjustments to reconcile net loss to net cash used
by operating activities:

Changes in assets and liabilities:

| Decrease in prepaid expenses | 23 |
| --- | --- |
| Increase in due to member | 994 |

| Net cash used by operating activities | (26,595) |
| --- | --- |

**Cash flows from financing activities:**

| Contribution | 20,000 |
| --- | --- |

| Net cash provided by financing activities | 20,000 |
| --- | --- |

| Net decrease in cash | (6,595) |
| --- | --- |

| Cash at beginning of year | 27,734 |
| --- | --- |

| Cash at end of year | $21,139 |
| --- | --- |

See notes to financial statements.

# **GOOD INVESTOR VENTURES LLC  
NOTES TO FINANCIAL STATEMENTS  
DECEMBER 31, 2022**

Note 1

# **Organization and Summary of Significant Accounting Policies**

# **Organization and Description of Business**

Good Investor Ventures LLC (the 'Company') is a wholly owned subsidiary of Pattern Technologies Inc. ('Member'). The Company was formed in July 2020 under the laws of the state of Delaware. The Company is a broker-dealer registered with the Securities and Exchange Commission ('SEC') and is a member of the Financial Industry Regulatory Authority ('FINRA'). As a limited liability company, the member's liability is limited to its investment.

# **Revenue Recognition**

The Company has yet to generate any revenue from customers. The recognition and measurement of revenue is based on the assessment of individual contract terms. The Company's revenue is expected to be derived from Regulation Crowdfunding platform fees that are recognized at an agreed-upon rate based on the amount invested in an offering. The Company also intends to recognize revenue from Regulation A and Regulation D platform fees at an agreed-upon per-investor rate based on the number of new investors subscribed to an offering. These revenue streams are transaction based and revenue would be recognized at the point in time that performance under the agreements is completed.

# **Income Taxes**

The Company's taxable income or loss is included in the consolidated corporate income tax return filed by its sole member. The accompanying financial statements reflect the Company's income tax effects as if the Company filed a separate tax return.

Income taxes are accounted for by the asset/liability approach. Deferred taxes represent the expected future tax consequences when the reported amounts of assets and liabilities are recovered or paid. They arise from differences between the financial reporting and tax bases of assets and liabilities and are adjusted for changes in tax laws and tax rates when those changes are enacted. The provision for income taxes represents the total of income taxes paid or payable for the current year, plus the change in deferred taxes during the year. The Company provides deferred taxes on temporary differences and on any carryforwards that the Company could claim on the Company's hypothetical return and assesses the need for a valuation allowance on the basis of the projected separate return results.

Under the provisions of FASB Accounting Standards Codification 740-10, Accounting for Uncertainty in Income Taxes, the Company is required to evaluate each of its tax positions to determine if they are more likely than not to be sustained if the taxing authority examines the respective position. A tax position includes an entity's status and the decision not to file a return. The Company has evaluated each of its tax positions and has determined that no provision or liability for uncertain tax positions is necessary.

# **GOOD INVESTOR VENTURES LLC  
NOTES TO FINANCIAL STATEMENTS  
DECEMBER 31, 2022**

# **Note 1 Organization and Summary of Significant Accounting Policies (continued)**

# **Use of Estimates**

The preparation of financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect the reported amounts of assets, liabilities, revenues and expenses. Actual results could differ from those estimates.

# **Note 2 Financial Instruments and Concentration of Risk**

Financial instruments subject to risk concentration is cash. The Company maintains depository cash with one banking institution. Depository accounts are insured by the Federal Depository Insurance Corporation ('FDIC') up to a maximum of $250,000 per bank, per depositor.

# **Note 3 Contingencies**

The Company is subject to litigation in the normal course of business. The Company has no litigation in progress at December 31, 2022.

# **Note 4 Net Capital Requirements**

The Company, as a registered broker dealer is subject to the Securities and Exchange Commission Uniform Net Capital Rule (Rule 15c3-1), which requires the maintenance of minimum net capital and requires that the ratio of aggregate indebtedness to net capital, both as defined, shall not exceed 15 to 1. At December 31, 2022, the Company had net capital of $19,785, which was $14,785 in excess of its required net capital of $5,000 and its ratio of aggregate indebtedness to net capital was 0.07 to 1.00.

# **Note 5 Related Party Transactions**

The Company has an expense sharing agreement with its Member. Under the terms of this agreement, the Company pays the Member for allocated expenses such as personnel services, occupancy and other operating costs provided to the Company. No amounts were allocated to the Company pursuant to this agreement during the year ended December 31, 2022, as the Company did not use the services that are encompassed by this agreement.

The Member at times pays operating expenses on behalf of the Company for which reimbursement is subsequently requested. The amount due to Member on the accompanying statement of financial condition arose from the payment of such expenses that have yet to be reimbursed by the Company.

During 2022, the Company operated from office space provided by its chief executive officer at no cost to the Company.

Separately, the chief executive officer at times pays operating expenses on behalf of the Company for which reimbursement is subsequently requested. The amount due to

# **GOOD INVESTOR VENTURES LLC  
NOTES TO FINANCIAL STATEMENTS  
DECEMBER 31, 2022**

# **Note 5 Related Party Transactions (continued)**

related party on the accompanying statement of financial condition arose from the payment of such expenses that have yet to be reimbursed by the Company.

Financial position and results of operations could differ from the amounts in the accompanying financial statements if these related party transactions did not exist.

# **Note 6 Income Taxes**

The Company has a cumulative net operating loss carry forward of approximately $33,000 at December 31, 2022 that is available to offset taxable income arising in future years. The potential deferred tax asset arising from the loss carry forward of approximately $9,000 at December 31, 2022 has been fully offset by a valuation allowance as there is less than a 50% probability of it being realized.

# **Note 7 Subsequent Events**

The Company has performed an evaluation of subsequent events through the date the financial statements were issued. The evaluation did not result in any subsequent events that required disclosures and/or adjustments.

# **Note 8 Net Loss**

The Company incurred a loss during the year ended December 31, 2022 and was dependent upon capital contributions from its Member for working capital and net capital. The Company's Member has represented that it intends to continue to make capital contributions, as needed, to ensure the Company's survival through at least one year subsequent to the date of the report of the independent registered public accounting firm.

Management expects the Company to continue as a going concern and the accompanying financial statements have been prepared on a going-concern basis without adjustments for realization in the event that the Company ceases to continue as a going concern.

# SUPPLEMENTAL INFORMATION

# Schedule I

# **Good Investor Ventures LLC  
Computation of Net Capital  
Pursuant to Rule 15c3-1 of the Securities and Exchange Commission  
As of December 31, 2022**

# **Computation of Net Capital**

| Total member's equity | $23,208 |
| --- | --- |
| Less non-allowable assets |  |
| Prepaid expenses | 3,423 |
| Total non-allowable assets | 3,423 |
| Net capital before haircuts | 19,785 |
| Less haircuts | - |
| Net capital | 19,785 |
| Aggregate indebtedness | 1,354 |
| Minimum net capital required (greater of $5,000 or 6 2/3% of aggregate indebtedness) | 5,000 |
| Excess Net Capital | $14,785 |
| Ratio of aggregate indebtedness to net capital | 0.07 to 1.00 |

# **Reconciliation with Company's Computation of Net Capital included in Part IIA of Form X-17A-5 as of December 31, 2022:**

There is no significant difference between net capital as computed above and net capital as reported on Part IIA of Form X-17A-5 as of December 31, 2022.

# **GOOD INVESTOR VENTURES LLC**

# **SCHEDULE II**

# **COMPUTATION FOR DETERMINATION OF RESERVE REQUIREMENTS  
UNDER RULE 15c3-3 OF THE SECURITIES AND EXCHANGE COMMISSION  
AS OF DECEMBER 31, 2022**

With respect to the Computation for Determination of Reserve Requirements under Rule 15c3-3, the Company does not claim an exemption from Rule 15c3-3 in reliance upon Footnote 74 of SEC Release No. 34-70073 dated July 30, 2013, and as discussed in Question 8 of the related FAQ released by SEC staff on April 4, 2014. The Company does not hold customer funds or securities.

# **SCHEDULE III**

# **INFORMATION RELATING TO THE POSSESSION OR CONTROL REQUIREMENTS  
UNDER RULE 15c3-3 OF THE SECURITIES AND EXCHANGE COMMISSION  
AS OF DECEMBER 31, 2022**

With respect to the Information Relating to Possession or Control Requirements under Rule 15c3-3, the Company does not claim an exemption from Rule 15c3-3 in reliance upon Footnote 74 of SEC Release No. 34-70073 dated July 30, 2013, and as discussed in Question 8 of the related FAQ released by SEC staff on April 4, 2014. The Company does not hold customer funds or securities.

# RUBIO CPA, PC

CERTIFIED PUBLIC ACCOUNTANTS

3500 Lenox Road NE
Suite 1500
Atlanta, GA 30326
Office: 770 690-8995
Fax: 770 838-7123

## REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

To the Member of
Good Investor Ventures LLC

We have reviewed management's statements included in the accompanying Broker Dealers Annual Exemption Report in which (1) Good Investor Ventures LLC did not claim an exemption from Rule 15c3-3 in reliance upon Footnote 74 of the 2013 Release, and (2) Good Investor Ventures LLC stated that Good Investor Ventures LLC met the identified conditions for such reliance throughout the most recent fiscal year without exception. Good Investor Ventures LLC's management is responsible for compliance with the exemption provisions and its statements.

Our review was conducted in accordance with the standards of the Public Company Accounting Oversight Board (United States) and, accordingly, included inquiries and other required procedures to obtain evidence about Good Investor Ventures LLC's compliance with the exemption provisions. A review is substantially less in scope than an examination, the objective of which is the expression of an opinion on management's statements. Accordingly, we do not express such an opinion.

Based on our review, we are not aware of any material modifications that should be made to management's statements referred to above for them to be fairly stated, in all material respects, based on the provisions set forth in Footnote 74 of the 2013 Release.

March 20, 2023
Atlanta, GA

Rubio CPA, PC

# **Good Investor Ventures LLC Exemption Report**
**CRD 310101**

To Whom it May Concern:

We, as members of management of Good Investor Ventures LLC (the “Company”), are responsible for complying with Rule 17a-5, “Reports to be made by certain brokers and dealers”. We have performed an evaluation of the Company’s compliance with the requirements of Rule 17a-5 and the exemption provisions in Rule 15c3-3(k) (the “exemption provisions”) and of the 2013 Release adopting amendments to Rule 17a-5, including Footnote 74 of the 2013 Release.

We have determined that the Company does not meet any of the exemption conditions of paragraph (k) of Rule 15c3-3 (i.e., paragraph (k)(1), (k)(2)(i) or (k)(2)(ii)) but also (1) does not directly or indirectly receive, hold, or otherwise owe funds or securities for or to customers, other than money or other consideration received and promptly transmitted in compliance with paragraph (a) or (b)(2) of Exchange Act Rule 15c2-4 (“Rule 15c2-4”); (2) does not carry accounts of or for customers; and (3) does not carry PAB accounts (as defined in Rule 15c3-3) and therefore is covered by Footnote 74 of the 2013 Release.

Accordingly, based on our evaluation we make the following statements to the best knowledge and belief of the Company:

1. We reviewed the provisions of Rule §15c3-3 and related guidance stated in the SEC Staff’s FAQ and confirmed that the Company relied on Footnote 74 of the 2013 Release.
2. The Company conducted business activities involving acting as an intermediary in transactions relating to the offer or sale of securities throughout the year ending December 31, 2022 without exception.
3. The Company met the identified conditions for such reliance throughout the period January 1, 2022 to December 31, 2022 without exception.

Christian Maynard-Philipp, CEO
March 13, 2023

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001819147

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** GOOD INVESTOR VENTURES LLC

**Business Address:** 2741 SW OLD ORCHARD ROAD, UNIT 312, PORTLAND, OR, 97201

**Contact Person:** Brian Megenity

**Contact Phone:** 7702636003

### Independent Public Accountant Identification

**Accountant Name:** Rubio CPA, PC

**Accountant Address:** 3500 Lenox Rd., Suite 1500, Atlanta, GA, 30326

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Christian Maynard-Philipp**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **GOOD INVESTOR VENTURES LLC**, as of **12-31-2022**, are true and correct.

**Signature:** Christian Maynard-Philipp

**Title:** CEO

**Notarized:** Yes