# EDGAR Filing Document

**Accession Number:** 0001810747
**File Stem:** 0000940400-25-011491
**Filing Date:** 2025-11
**Character Count:** 25948
**Document Hash:** 120aa8cc971d5ee86c510a9f5635ace5
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-25-011491.hdr.sgml**: 20251128

**ACCESSION NUMBER**: 0000940400-25-011491

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251128

**DATE AS OF CHANGE**: 20251128

**PERIOD START**: 20260630

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Simplify Exchange Traded Funds
- **CENTRAL INDEX KEY:** 0001810747

**ORGANIZATION NAME:**
- **EIN:** 851887571
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23570
- **FILM NUMBER:** 251534484

**BUSINESS ADDRESS:**
- **STREET 1:** 222 BROADWAY
- **STREET 2:** 22ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10038
- **BUSINESS PHONE:** 646-741-2438

**MAIL ADDRESS:**
- **STREET 1:** 222 BROADWAY
- **STREET 2:** 22ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10038

## Series and Classes Contracts Data

### Simplify Volt TSLA Revolution ETF (Series ID: S000070133)

| Class ID   | Class Name                        | Ticker Symbol   |
|:---|:---|:---|
| C000223058 | Simplify Volt TSLA Revolution ETF | TESL            |

## Nport-Ex

#### Simplify

#### Volt

#### TSLA

#### Revolution

#### ETF

#### Schedule

#### of

#### Investments
September

30,

2025

(Unaudited)

#### Principal

#### Value

#### U.S.

#### Treasury

#### Bills

#### –

#### 45.0%
U.S.

Treasury

Bill,

4.31%,

10/28/2025

(a)(b) ....................................

$

3,000,000

$

2,990,910

U.S.

Treasury

Bill,

4.22%,

11/13/2025

(a)(b) ....................................

8,200,000

8,160,773

U.S.

Treasury

Bill,

4.01%,

12/4/2025

(a) .......................................

600,000

595,845

U.S.

Treasury

Bill,

3.97%,

12/11/2025

(a)(b) ....................................

7,650,000

7,592,064

U.S.

Treasury

Bill,

3.96%,

12/26/2025

(a) ......................................

1,000,000

990,803

Total

U.S.

Treasury

Bills

(Cost

$20,328,378)

........................................

20,330,395

#### Shares

#### Common

#### Stocks

#### –

#### 23.9%

#### Consumer

#### Discretionary

#### –

#### 23.9%
Tesla,

Inc.\*(b)

(Cost

$6,228,792)

.......................................................

24,360

10,833,379

#### U.S.

#### Exchange-Traded

#### Funds

#### –

#### 14.1%

#### Equity

#### Funds

#### –

#### 14.1%
Direxion

Daily

TSLA

Bull

2X

Shares

(Cost

$6,321,957)

.......................................................

301,237

6,359,113

#### Money

#### Market

#### Fund

#### –

#### 14.1%
Dreyfus

Treasury

Obligations

Cash

Management

Fund,

Institutional

Shares,

4.00%(c)

(Cost

$6,357,093)

.......................................................

6,357,093

6,357,093

#### Number

#### of

#### Contracts

#### Notional

#### Amount

#### Purchased

#### Options

#### –

#### 1.9%

#### Calls

#### –

#### Exchange-Traded

#### –

#### 0.6%
S&P

500

Index,

October

Strike

Price

$6,775,

Expires

10/02/25

...........

44,037,500

S&P

500

Index,

October

Strike

Price

$6,670,

Expires

10/06/25

...........

9,338,000

58,100

S&P

500

Index,

October

Strike

Price

$6,790,

Expires

10/06/25

...........

27,160,000

6,900

S&P

500

Index,

October

Strike

Price

$6,690,

Expires

10/08/25

...........

10,704,000

66,400

S&P

500

Index,

October

Strike

Price

$6,725,

Expires

10/10/25(d)

.........

12,105,000

58,410

S&P

500

Index,

October

Strike

Price

$6,725,

Expires

10/17/25(d)

.........

12,777,500

102,410

292,708

#### Puts

#### –

#### Exchange-Traded

#### –

#### 1.3%
Russell

2000

Index,

October

Strike

Price

$2,240,

Expires

10/08/25(d)

......

7,840,000

2,975

Russell

2000

Index,

October

Strike

Price

$2,215,

Expires

10/10/25(d)

......

7,309,500

3,630

Russell

2000

Index,

October

Strike

Price

$2,230,

Expires

10/10/25(d)

......

7,582,000

4,080

S&P

500

Index,

October

Strike

Price

$6,360,

Expires

10/06/25

...........

44,520,000

10,325

S&P

500

Index,

October

Strike

Price

$6,400,

Expires

10/06/25

...........

32,000,000

13,125

S&P

500

Index,

October

Strike

Price

$6,350,

Expires

10/08/25

...........

50,800,000

28,000

S&P

500

Index,

October

Strike

Price

$6,100,

Expires

10/10/25(d)

.........

6,710,000

2,475

S&P

500

Index,

October

Strike

Price

$6,140,

Expires

10/10/25(d)

.........

6,754,000

2,750

S&P

500

Index,

October

Strike

Price

$5,350,

Expires

10/17/25(d)

.........

54,570,000

11,730

S&P

500

Index,

November

Strike

Price

$5,500,

Expires

11/21/25(d)

.......

61,050,000

106,560

S&P

500

Index,

December

Strike

Price

$5,700,

Expires

12/19/25(d)

.......

79,230,000

382,250

SPDR

Gold

Shares,

October

Strike

Price

$324,

Expires

10/10/25(d)

.......

7,322,400

2,712

#### Simplify

#### Volt

#### TSLA

#### Revolution

#### ETF

#### Schedule

#### of

#### Investments
(Continued)

September

30,

2025

(Unaudited)

#### Number

#### of

#### Contracts

#### Notional

#### Amount

#### Value

#### Purchased

#### Options

#### –

#### 1.9%
(continued)

#### Puts

#### –

#### Exchange-Traded

#### –

#### 1.3%
(continued)

SPDR

Gold

Shares,

October

Strike

Price

$328,

Expires

10/10/25(d)

.......

$

7,544,000

$

3,795

574,407

Total

Purchased

Options

(Cost

$1,590,529)

...........................................

867,115

Total

Investments

–

99.0%

(Cost

$40,826,749)

............................................................

$

44,747,095

Other

Assets

in

Excess

of

Liabilities

–

1.0%

...........................................

448,248

#### Net

#### Assets

#### –

#### 100.0%

#### ............................................................

#### $

#### 45,195,343

#### Number

#### of

#### Contracts

#### Notional

#### Amount

#### Written

#### Options

#### –

#### (0.9)%

#### Puts

#### –

#### Exchange-Traded

#### –

#### (0.9)%
Russell

2000

Index,

October

Strike

Price

$2,340,

Expires

10/08/25

........

(35) $

(8,190,000)

$

(10,850)

Russell

2000

Index,

October

Strike

Price

$2,315,

Expires

10/10/25

........

(33) (7,639,500)

(10,395)

Russell

2000

Index,

October

Strike

Price

$2,330,

Expires

10/10/25

........

(34) (7,922,000)

(13,940)

S&P

500

Index,

October

Strike

Price

$6,400,

Expires

10/10/25

...........

(11) (7,040,000)

(7,260)

S&P

500

Index,

October

Strike

Price

$6,440,

Expires

10/10/25

...........

(11) (7,084,000)

(8,965)

S&P

500

Index,

October

Strike

Price

$5,050,

Expires

10/17/25

...........

(102) (51,510,000)

(6,885)

S&P

500

Index,

November

Strike

Price

$5,200,

Expires

11/21/25

..........

(111) (57,720,000)

(72,150)

S&P

500

Index,

December

Strike

Price

$5,400,

Expires

12/19/25

.........

(139) (75,060,000)

(250,200)

SPDR

Gold

Shares,

October

Strike

Price

$334,

Expires

10/10/25

.........

(226) (7,548,400)

(6,328)

SPDR

Gold

Shares,

October

Strike

Price

$338,

Expires

10/10/25

.........

(230) (7,774,000)

(10,465)

(397,438)

Total

Written

Options

(Premiums

Received

$844,251)

...................................

$

(397,438)

\*

Non

Income

Producing

(a) Represents

a

zero

coupon

bond.

Rate

shown

reflects

the

effective

yield.

(b) Securities

with

an

aggregate

market

value

of

$27,759,716

have

been

pledged

as

collateral

for

options

as

of

September

30,

2025. (c) Rate

shown

reflects

the

7-day

yield

as

of

September

30,

2025. (d) Held

in

connection

with

Written

Options.

#### Simplify

#### Volt

#### TSLA

#### Revolution

#### ETF

#### Schedule

#### of

#### Investments
(Continued)

September

30,

2025

(Unaudited)

#### Summary

#### of

#### Investment

#### Type††

#### Investment

#### Categories

#### %

#### of

#### Net

#### Assets
U.S.

Treasury

Bills

.............................................................................

45.0%

Common

Stocks

..............................................................................

23.9%

U.S.

Exchange-Traded

Funds

....................................................................

14.1%

Money

Market

Fund

...........................................................................

14.1%

Purchased

Options

............................................................................

1.9%

Total

Investments

.............................................................................

99.0%

Other

Assets

in

Excess

of

Liabilities

...............................................................

1.0%

#### Net

#### Assets

#### ..................................................................................

#### 100.0%
††

The

percentage

shown

for

each

investment

category

is

the

total

value

of

investments

in

that

category

as

a

percentage

of

the

net

assets

of

the

Fund.

The

table

depicts

the

Fund's

investments

but

may

not

represent

the

Fund's

market

exposure

to

certain

derivatives,

if

any,

which

are

included

in

Other

Assets

in

Excess

of

Liabilities.

At

September

30,

2025,

over

the

counter

total

return

swap

contracts

outstanding

were

as

follows:

#### Reference

#### Obligation/Index

#### Termination

#### Date(a)

#### Financing

#### Rate

#### Paid
(Received)

#### by

#### the

#### Fund

#### Counterparty

#### Notional

#### Amount

#### Unrealized

#### Appreciation/

#### (Depreciation)(b)
Tesla,

Inc.

3/13/2026

5.89%

(SOFR

+

0.75%)(c)

BOFA

(42,967,892)

$

446,560

$

446,560

(a) The

Fund

pays/receives

annual

coupon

payments

in

accordance

with

the

swap

contract.

On

the

termination

date

of

the

swap

contract(s),

the

Fund

will

either

receive

from

or

pay

to

the

counterparty

an

amount

equal

to

the

net

of

the

accrued

financing

fees

and

the

value

of

the

reference

security

subtracted

from

the

original

notional

cost

(notional

multiplied

by

the

price

change

of

the

reference

security).

(b) There

are

no

upfront

payments

on

the

swap

contracts,

therefore

the

unrealized

gain

(loss)

on

the

swap

contracts

is

equal

to

their

market

value.

(c) Payments

made

quarterly.

Abbreviations:

BOFA

:

Bank

of

America

SOFR

:

Secured

Overnight

Financing

Rate

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Simplify Exchange Traded Funds

- **b. Investment Company Act file number:** 811-23570

- **c. CIK number of Registrant:** 0001810747

- **d. LEI of Registrant:** 549300LDDEMEUCZQEO55

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 10845 Griffith Peak Drive

  - **City:** Las Vegas

  - **State:** NV

  - **Foreign country:** US

  - **Zip / Postal Code:** 89135

  - **Telephone number:** (702) 389-9705

**Item A.2. Information about the Series.**

- **a. Name of Series:** Simplify Volt TSLA Revolution ETF

- **b. EDGAR series identifier (if any):** S000070133

- **c. LEI of Series:** 549300DWMNQHZK0FOO21

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-06-30

- **b. Date as of which information is reported:** 2025-09-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $44885723.12

**Total Liabilities:** $432872.37

**Net Assets:** $44452850.75

**Cash Not Reported:** $11452.72

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000223058 | -5.73%               | 6.76%                | 26.68%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $220239.87               | $-557431.91                                |
| Month 2  | $306849.43               | $1034294.47                                |
| Month 3  | $3559989.31              | $2216296.56                                |

**Designated Index Information**

- **Index Name:** Tesla Motors

- **Index Identifier:** TSLA US Equity

### Schedule of Portfolio Investments

| Name                                  | Title                       | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| CBOE GLOBAL MARKETS, INC.             | S&P 500 INDEX               | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |        40 | NC      | $6900.00      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.             | S&P 500 INDEX               | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |        11 | NC      | $2475.00      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.             | S&P 500 INDEX               | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |       111 | NC      | $106560.00    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| TREASURY BILL                         | United States Treasury Bill | CUSIP: 912797QQ3<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   8200000 | PA      | $8160773.25   | 18.36%            | 2025-11-13      | None          | 0.00%                 | No            |                  1 | On Loan: No      |
| INTERCONTINENTAL EXCHANGE, INC.       | SPDR GOLD SHARES            | CUSIP: 000000000<br>LEI: 5493000F4ZO33MV32P92 | N/A              | DE               | CORP              | US        |       226 | NC      | $2712.00      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.             | S&P 500 INDEX               | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |        19 | NC      | $102410.00    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.             | S&P 500 INDEX               | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |       102 | NC      | $11730.00     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.             | S&P 500 INDEX               | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |        18 | NC      | $58410.00     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.             | S&P 500 INDEX               | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |      -111 | NC      | $-72150.00    | -0.16%            |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.             | S&P 500 INDEX               | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |        14 | NC      | $58100.00     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.             | S&P 500 INDEX               | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |        50 | NC      | $13125.00     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                             | Tesla Inc                   | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |     23961 | NS      | $10655935.92  | 23.97%            |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.             | RUSSELL 2000 INDEX          | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |       -34 | NC      | $-13940.00    | -0.03%            |  |  |  | No            |                  1 | On Loan: No      |
| TREASURY BILL                         | United States Treasury Bill | CUSIP: 912797QY6<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   7650000 | PA      | $7592064.03   | 17.08%            | 2025-12-11      | None          | 0.00%                 | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.             | S&P 500 INDEX               | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |       139 | NC      | $382250.00    | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| INTERCONTINENTAL EXCHANGE, INC.       | SPDR GOLD SHARES            | CUSIP: 000000000<br>LEI: 5493000F4ZO33MV32P92 | N/A              | DE               | CORP              | US        |      -226 | NC      | $-6328.00     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.             | RUSSELL 2000 INDEX          | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |        33 | NC      | $3630.00      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| TREASURY BILL                         | United States Treasury Bill | CUSIP: 912797QS9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    600000 | PA      | $595845.34    | 1.34%             | 2025-12-04      | None          | 0.00%                 | No            |                  1 | On Loan: No      |
| TREASURY BILL                         | United States Treasury Bill | CUSIP: 912797RE9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   3000000 | PA      | $2990910.00   | 6.73%             | 2025-10-28      | None          | 0.00%                 | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.             | RUSSELL 2000 INDEX          | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |       -33 | NC      | $-10395.00    | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.             | S&P 500 INDEX               | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |      -102 | NC      | $-6885.00     | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| INTERCONTINENTAL EXCHANGE, INC.       | SPDR GOLD SHARES            | CUSIP: 000000000<br>LEI: 5493000F4ZO33MV32P92 | N/A              | DE               | CORP              | US        |       230 | NC      | $3795.00      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.             | RUSSELL 2000 INDEX          | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |       -35 | NC      | $-10850.00    | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.             | S&P 500 INDEX               | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |        65 | NC      | $487.50       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.             | S&P 500 INDEX               | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |       -11 | NC      | $-8965.00     | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| DIREXION DAILY TSLA BULL              | DIREXION DAILY TSLA BULL    | CUSIP: 25460G286<br>LEI: 549300ICR6HAVCT16R84 | Long             | STIV             | RF                | US        |    296299 | NS      | $6254871.89   | 14.07%            |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.             | S&P 500 INDEX               | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |       -11 | NC      | $-7260.00     | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.             | RUSSELL 2000 INDEX          | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |        35 | NC      | $2975.00      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| INTERCONTINENTAL EXCHANGE, INC.       | SPDR GOLD SHARES            | CUSIP: 000000000<br>LEI: 5493000F4ZO33MV32P92 | N/A              | DE               | CORP              | US        |      -230 | NC      | $-10465.00    | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA, NATIONAL ASSOCIATION | TRS TSLBOA INDEX            | CUSIP: 000000000<br>LEI: B4TYDEB6GKMZO031MB27 | N/A              | DE               | CORP              | US        |         1 | NC      | $431588.78    | 0.97%             |  |  |  | No            |                  2 | On Loan: No      |
| DREYFUS TRSY OBLIG CASH M             | DREYFUS TRSY OBLIG CASH M   | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |   6357093 | NS      | $6357092.51   | 14.30%            |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.             | S&P 500 INDEX               | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |        11 | NC      | $2750.00      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.             | S&P 500 INDEX               | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |        70 | NC      | $10325.00     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.             | S&P 500 INDEX               | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |        11 | NC      | $1540.00      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.             | S&P 500 INDEX               | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |      -139 | NC      | $-250200.00   | -0.56%            |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.             | S&P 500 INDEX               | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |       -11 | NC      | $-4620.00     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.             | S&P 500 INDEX               | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |        16 | NC      | $66400.00     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| TREASURY BILL                         | United States Treasury Bill | CUSIP: 912797NU7<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   1000000 | PA      | $990802.78    | 2.23%             | 2025-12-26      | None          | 0.00%                 | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.             | RUSSELL 2000 INDEX          | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |        34 | NC      | $4080.00      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-11-26

**Name of Applicant:** Simplify Exchange Traded Funds

**Signature:** Paul Kim

**Name of Signer:** Paul Kim

**Title:** Trustee & President