# EDGAR Filing Document

**Accession Number:** 0001432353
**File Stem:** 0001752724-23-016614
**Filing Date:** 2023-1
**Character Count:** 96436
**Document Hash:** 6875e27674ed70496a53e05640d47b26
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-016614.hdr.sgml**: 20230127

**ACCESSION NUMBER**: 0001752724-23-016614

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230127

**DATE AS OF CHANGE**: 20230127

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Global X Funds
- **CENTRAL INDEX KEY:** 0001432353
- **IRS NUMBER:** 000000000

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22209
- **FILM NUMBER:** 23562801

**BUSINESS ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 43RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158
- **BUSINESS PHONE:** (212) 644-6110

**MAIL ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 43RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158

## Series and Classes Contracts Data

### Global X U.S. Preferred ETF (Series ID: S000058429)

| Class ID   | Class Name                  | Ticker Symbol   |
|:---|:---|:---|
| C000191734 | Global X U.S. Preferred ETF | PFFD            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GLOBAL X FUNDS

- **b. Investment Company Act file number:** 811-22209

- **c. CIK number of Registrant:** 0001432353

- **d. LEI of Registrant:** 5493003RA4QUTSYF1N15

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 605 Third Avenue

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10158

  - **Telephone number:** 2126446110

**Item A.2. Information about the Series.**

- **a. Name of Series:** Global X U.S. Preferred ETF

- **b. EDGAR series identifier (if any):** S000058429

- **c. LEI of Series:** 5493002F5H3KM07K2Y09

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $2209765109.22

**Total Liabilities:** $6355683.62

**Net Assets:** $2203409425.60

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** -731.68972034 | **1-Year:** -13396.01257990 | **5-Year:** -34518.40974310 | **10-Year:** -84767.83968445 | **30-Year:** -78973.50894882

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** -738.29130833 | **1-Year:** -6717.60596759 | **5-Year:** -18937.49939027 | **10-Year:** -46020.12465968 | **30-Year:** -37253.87481028

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000191734 | 5.76%                | -4.58%               | -3.27%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-9508184.15             | $106031531.76                              |
| Month 2  | $-44513914.63            | $-58021423.28                              |
| Month 3  | $-2001257.56             | $-73898201.27                              |

### Schedule of Portfolio Investments

| Name                                                                               | Title                                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| TENNESSEE VALLEY AUTHORITY                                                         | Tennessee Valley Authority PREFERRED STOCK                 | CUSIP: 880591300<br>LEI: 549300HE1ISW43LNKM54 | Long             | EP               |  | US        |    185917 | NS      | $3982342.14   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Brookfield Finance Inc.                                                            | Brookfield Finance Inc PREFERRED STOCK                     | CUSIP: 11271L102<br>LEI: 549300XH8D8K6OYWGD17 | Long             | EP               |  | CA        |    288629 | NS      | $4880716.39   | 0.22%             |  |  |  | No            |                  2 | On Loan: No      |
| VORNADO REALTY TRUST                                                               | Vornado Realty Trust PREFERRED STOCK                       | CUSIP: 929042844<br>LEI: N/A                  | Long             | EP               |  | US        |    215569 | NS      | $3578445.40   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| FIFTH THIRD BANCORP                                                                | Fifth Third Bancorp PREFERRED STOCK                        | CUSIP: 316773605<br>LEI: THRNG6BD57P9QWTQLG42 | Long             | EP               |  | US        |    323593 | NS      | $8303396.38   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. BANCORP                                                                       | US Bancorp PREFERRED STOCK                                 | CUSIP: 902973759<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EP               |  | US        |    416912 | NS      | $9964196.80   | 0.45%             |  |  |  | No            |                  1 | On Loan: —       |
| ATHENE HOLDING LTD.                                                                | Athene Holding Ltd PREFERRED STOCK                         | CUSIP: G0684D305<br>LEI: 549300H316CT32FQXI76 | Long             | EP               |  | US        |    626052 | NS      | $15413400.24  | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. BANCORP                                                                       | US Bancorp PREFERRED STOCK                                 | CUSIP: 902973866<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EP               |  | US        |     10355 | NS      | $8790359.50   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| TELEPHONE AND DATA SYSTEMS, INC.                                                   | Telephone and Data Systems Inc PREFERRED STOCK             | CUSIP: 879433761<br>LEI: N/A                  | Long             | EP               |  | US        |    500277 | NS      | $8394648.06   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                                                        | Bank of America Corp PREFERRED STOCK                       | CUSIP: 060505591<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |    144472 | NS      | $2837430.08   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| SCE TRUST III                                                                      | SCE Trust III PREFERRED STOCK                              | CUSIP: 78409B207<br>LEI: N/A                  | Long             | EP               |  | US        |    198228 | NS      | $4057727.16   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY                                                                     | Morgan Stanley PREFERRED STOCK                             | CUSIP: 61761J406<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               |  | US        |    726075 | NS      | $18108310.50  | 0.82%             |  |  |  | No            |                  1 | On Loan: —       |
| UNITED STATES CELLULAR CORPORATION                                                 | United States Cellular Corp PREFERRED STOCK                | CUSIP: 911684884<br>LEI: 549300B164AZXESI6E03 | Long             | EP               |  | US        |    360845 | NS      | $5899815.75   | 0.27%             |  |  |  | No            |                  2 | On Loan: No      |
| Brookfield BRP Holdings (Canada) Inc.                                              | Brookfield BRP Holdings Canada Inc PREFERRED STOCK         | CUSIP: 11259P109<br>LEI: 549300NSPD7QJ50GZW26 | Long             | EP               |  | CA        |    252103 | NS      | $3824402.51   | 0.17%             |  |  |  | No            |                  2 | On Loan: No      |
| AMERICAN FINANCIAL GROUP, INC.                                                     | American Financial Group Inc/OH PREFERRED STOCK            | CUSIP: 025932807<br>LEI: 549300AFOM7IVKIU1G39 | Long             | EP               |  | US        |     88716 | NS      | $2106117.84   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Spire Inc.                                                                         | Spire Inc PREFERRED STOCK                                  | CUSIP: 84857L309<br>LEI: 549300NXSY15DRY2R511 | Long             | EP               |  | US        |    181613 | NS      | $4253376.46   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| WELLS FARGO & COMPANY                                                              | Wells Fargo & Co PREFERRED STOCK                           | CUSIP: 94988U151<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               |  | US        |   1463254 | NS      | $27494542.66  | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| REINSURANCE GROUP OF AMERICA, INCORPORATED                                         | Reinsurance Group of America Inc PREFERRED STOCK           | CUSIP: 759351802<br>LEI: LORM1GNEU1DKEW527V90 | Long             | EP               |  | US        |    288375 | NS      | $7298771.25   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| SILVERGATE CAPITAL CORPORATION                                                     | Silvergate Capital Corp PREFERRED STOCK                    | CUSIP: 82837P507<br>LEI: BPE6FTXDZEBNAGIT2T19 | Long             | EP               |  | US        |    142203 | NS      | $2017860.57   | 0.09%             |  |  |  | No            |                  2 | On Loan: No      |
| RBC BEARINGS INCORPORATED                                                          | RBC Bearings Inc PREFERRED STOCK                           | CUSIP: 75524B203<br>LEI: N/A                  | Long             | EP               |  | US        |     83544 | NS      | $9673559.76   | 0.44%             |  |  |  | No            |                  2 | On Loan: No      |
| OFFICE PROPERTIES INCOME TRUST                                                     | Office Properties Income Trust PREFERRED STOCK             | CUSIP: 67623C208<br>LEI: N/A                  | Long             | EP               |  | US        |    115463 | NS      | $2111818.27   | 0.10%             |  |  |  | No            |                  2 | On Loan: No      |
| FIRST REPUBLIC BANK                                                                | First Republic Bank/CA PREFERRED STOCK                     | CUSIP: 33616C696<br>LEI: YWC0TIKBQM2JV8L4IV08 | Long             | EP               |  | US        |    536378 | NS      | $9976630.80   | 0.45%             |  |  |  | No            |                  2 | On Loan: No      |
| THE GOLDMAN SACHS GROUP, INC.                                                      | Goldman Sachs Group Inc/The PREFERRED STOCK                | CUSIP: 38143Y665<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EP               |  | US        |    543983 | NS      | $10498871.90  | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITED STATES CELLULAR CORPORATION                                                 | United States Cellular Corp PREFERRED STOCK                | CUSIP: 911684702<br>LEI: 549300B164AZXESI6E03 | Long             | EP               |  | US        |    360454 | NS      | $6556658.26   | 0.30%             |  |  |  | No            |                  2 | On Loan: No      |
| W. R. BERKLEY CORPORATION                                                          | W R Berkley Corp PREFERRED STOCK                           | CUSIP: 084423805<br>LEI: SQOAGCLKBDWNVYV1OV80 | Long             | EP               |  | US        |    217491 | NS      | $4865273.67   | 0.22%             |  |  |  | No            |                  2 | On Loan: No      |
| NEXTERA ENERGY CAPITAL HOLDINGS, INC.                                              | NextEra Energy Capital Holdings Inc PREFERRED STOCK        | CUSIP: 65339K860<br>LEI: UMI46YPGBLUE4VGNNT48 | Long             | EP               |  | US        |    498567 | NS      | $12379418.61  | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY                                                                     | Morgan Stanley PREFERRED STOCK                             | CUSIP: 61762V606<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               |  | US        |    725986 | NS      | $17285726.66  | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| THE CHARLES SCHWAB CORPORATION                                                     | Charles Schwab Corp/The PREFERRED STOCK                    | CUSIP: 808513865<br>LEI: 549300VSGCJ7E698NM85 | Long             | EP               |  | US        |    431496 | NS      | $8763683.76   | 0.40%             |  |  |  | No            |                  2 | On Loan: No      |
| THE SOUTHERN COMPANY                                                               | Southern Co/The PREFERRED STOCK                            | CUSIP: 842587883<br>LEI: 549300FC3G3YU2FBZD92 | Long             | EP               |  | US        |    543987 | NS      | $10205196.12  | 0.46%             |  |  |  | No            |                  2 | On Loan: —       |
| JPMORGAN CHASE & CO.                                                               | JPMorgan Chase & Co PREFERRED STOCK                        | CUSIP: 48128B622<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EP               |  | US        |    653378 | NS      | $13315843.64  | 0.60%             |  |  |  | No            |                  2 | On Loan: No      |
| THE GOLDMAN SACHS GROUP, INC.                                                      | Goldman Sachs Group Inc/The PREFERRED STOCK                | CUSIP: 38144G804<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EP               |  | US        |    980599 | NS      | $18925560.70  | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                                                        | Bank of America Corp PREFERRED STOCK                       | CUSIP: 060505195<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |    593111 | NS      | $14572737.27  | 0.66%             |  |  |  | No            |                  1 | On Loan: —       |
| BANK OF AMERICA CORPORATION                                                        | Bank of America Corp PREFERRED STOCK                       | CUSIP: 06055H202<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |    910931 | NS      | $19065785.83  | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| HUDSON PACIFIC PROPERTIES, INC.                                                    | Hudson Pacific Properties Inc PREFERRED STOCK              | CUSIP: 444097307<br>LEI: N/A                  | Long             | EP               |  | US        |    306278 | NS      | $4045932.38   | 0.18%             |  |  |  | No            |                  2 | On Loan: No      |
| CAPITAL ONE FINANCIAL CORPORATION                                                  | Capital One Financial Corp PREFERRED STOCK                 | CUSIP: 14040H758<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | EP               |  | US        |    485980 | NS      | $8451192.20   | 0.38%             |  |  |  | No            |                  2 | On Loan: —       |
| QVC, INC.                                                                          | QVC Inc PREFERRED STOCK                                    | CUSIP: 747262301<br>LEI: 549300WBLU5NKPX5X472 | Long             | EP               |  | US        |    164331 | NS      | $2713104.81   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIGROUP CAPITAL XIII                                                             | Citigroup Capital XIII PREFERRED STOCK                     | CUSIP: 173080201<br>LEI: N/A                  | Long             | EP               |  | US        |   1633585 | NS      | $46655187.60  | 2.12%             |  |  |  | No            |                  1 | On Loan: No      |
| AFFILIATED MANAGERS GROUP, INC.                                                    | Affiliated Managers Group Inc PREFERRED STOCK              | CUSIP: 008252835<br>LEI: 2JE75BUE3T1BLCYYGK54 | Long             | EP               |  | US        |    147166 | NS      | $2479747.10   | 0.11%             |  |  |  | No            |                  2 | On Loan: No      |
| BANK OF AMERICA CORPORATION                                                        | Bank of America Corp PREFERRED STOCK                       | CUSIP: 06055H806<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |    903307 | NS      | $16124029.95  | 0.73%             |  |  |  | No            |                  2 | On Loan: No      |
| REGIONS FINANCIAL CORPORATION                                                      | Regions Financial Corp PREFERRED STOCK                     | CUSIP: 7591EP886<br>LEI: CW05CS5KW59QTC0DG824 | Long             | EP               |  | US        |    286451 | NS      | $5365227.23   | 0.24%             |  |  |  | No            |                  2 | On Loan: No      |
| AFFILIATED MANAGERS GROUP, INC.                                                    | Affiliated Managers Group Inc PREFERRED STOCK              | CUSIP: 008252850<br>LEI: 2JE75BUE3T1BLCYYGK54 | Long             | EP               |  | US        |    217196 | NS      | $4978132.32   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST CITIZENS BANCSHARES, INC.                                                    | First Citizens BancShares Inc/NC PREFERRED STOCK           | CUSIP: 319626305<br>LEI: 549300N3Z00ZHE2XC526 | Long             | EP               |  | US        |    249462 | NS      | $4986745.38   | 0.23%             |  |  |  | No            |                  2 | On Loan: —       |
| CMS ENERGY CORPORATION                                                             | CMS Energy Corp PREFERRED STOCK                            | CUSIP: 125896852<br>LEI: 549300IA9XFBAGNIBW29 | Long             | EP               |  | US        |    203054 | NS      | $4779891.16   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| APOLLO ASSET MANAGEMENT, INC.                                                      | Apollo Asset Management Inc PREFERRED STOCK                | CUSIP: 03769W203<br>LEI: 54930054P2G7ZJB0KM79 | Long             | EP               |  | US        |    199763 | NS      | $4906179.28   | 0.22%             |  |  |  | No            |                  2 | On Loan: No      |
| NAVIENT CORPORATION                                                                | Navient Corp PREFERRED STOCK                               | CUSIP: 63938C405<br>LEI: 54930067J0ZNOEBRW338 | Long             | EP               |  | US        |    217334 | NS      | $4044585.74   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| PACWEST BANCORP                                                                    | PacWest Bancorp PREFERRED STOCK                            | CUSIP: 695263202<br>LEI: 549300YI8VMFO7G36V04 | Long             | EP               |  | US        |    372242 | NS      | $9551729.72   | 0.43%             |  |  |  | No            |                  2 | On Loan: No      |
| BRIGHTHOUSE FINANCIAL, INC.                                                        | Brighthouse Financial Inc PREFERRED STOCK                  | CUSIP: 10922N707<br>LEI: 5493003T8SZSHOGGAW52 | Long             | EP               |  | US        |    414032 | NS      | $8177132.00   | 0.37%             |  |  |  | No            |                  2 | On Loan: No      |
| WINTRUST FINANCIAL CORPORATION                                                     | Wintrust Financial Corp PREFERRED STOCK                    | CUSIP: 97650W504<br>LEI: Q774KI4AW80FHFW33O61 | Long             | EP               |  | US        |    207887 | NS      | $5238752.40   | 0.24%             |  |  |  | No            |                  2 | On Loan: No      |
| KIMCO REALTY CORPORATION                                                           | Kimco Realty Corp PREFERRED STOCK                          | CUSIP: 49446R737<br>LEI: 549300EA7I6T15IBYS12 | Long             | EP               |  | US        |    161413 | NS      | $3375145.83   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Brookfield BRP Holdings (Canada) Inc.                                              | Brookfield BRP Holdings Canada Inc PREFERRED STOCK         | CUSIP: 11259P208<br>LEI: 549300NSPD7QJ50GZW26 | Long             | EP               |  | CA        |    184968 | NS      | $2948389.92   | 0.13%             |  |  |  | No            |                  2 | On Loan: No      |
| AMERICAN FINANCIAL GROUP, INC.                                                     | American Financial Group Inc/OH PREFERRED STOCK            | CUSIP: 025932880<br>LEI: 549300AFOM7IVKIU1G39 | Long             | EP               |  | US        |    143067 | NS      | $2980085.61   | 0.14%             |  |  |  | No            |                  2 | On Loan: No      |
| REINSURANCE GROUP OF AMERICA, INCORPORATED                                         | Reinsurance Group of America Inc PREFERRED STOCK           | CUSIP: 759351703<br>LEI: LORM1GNEU1DKEW527V90 | Long             | EP               |  | US        |    180829 | NS      | $4513491.84   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| ENSTAR GROUP LIMITED                                                               | Enstar Group Ltd PREFERRED STOCK                           | CUSIP: 29359U109<br>LEI: 213800AMAL5QFXVUCN04 | Long             | EP               |  | US        |    288540 | NS      | $6676815.60   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| SCE TRUST IV                                                                       | SCE Trust IV PREFERRED STOCK                               | CUSIP: 78409G206<br>LEI: N/A                  | Long             | EP               |  | US        |    235746 | NS      | $4394305.44   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| CMS ENERGY CORPORATION                                                             | CMS Energy Corp PREFERRED STOCK                            | CUSIP: 125896837<br>LEI: 549300IA9XFBAGNIBW29 | Long             | EP               |  | US        |    165154 | NS      | $2969468.92   | 0.13%             |  |  |  | No            |                  2 | On Loan: No      |
| KEMPER CORPORATION                                                                 | Kemper Corp PREFERRED STOCK                                | CUSIP: 488401308<br>LEI: 549300FNI1JKTRY2PV09 | Long             | EP               |  | US        |    107002 | NS      | $2130409.82   | 0.10%             |  |  |  | No            |                  2 | On Loan: No      |
| ENTERGY MISSISSIPPI, LLC                                                           | Entergy Mississippi LLC PREFERRED STOCK                    | CUSIP: 29364N108<br>LEI: 54930043I78H35DVVW89 | Long             | EP               |  | US        |    189179 | NS      | $4167613.37   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE                                                                     | Public Storage PREFERRED STOCK                             | CUSIP: 74460W644<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EP               |  | US        |    205473 | NS      | $5032033.77   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| UGI CORPORATION                                                                    | UGI Corp PREFERRED STOCK                                   | CUSIP: 902681113<br>LEI: DX6GCWD4Q1JO9CRE5I40 | Long             | EP               |  | US        |     39725 | NS      | $3505731.25   | 0.16%             |  |  |  | No            |                  2 | On Loan: No      |
| ASPEN INSURANCE HOLDINGS LIMITED                                                   | Aspen Insurance Holdings Ltd PREFERRED STOCK               | CUSIP: G05384162<br>LEI: 549300YX6HECG9XQCQ75 | Long             | EP               |  | BM        |    179894 | NS      | $3579890.60   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| TEXAS CAPITAL BANCSHARES, INC.                                                     | Texas Capital Bancshares Inc PREFERRED STOCK               | CUSIP: 88224Q305<br>LEI: 549300466Q2SXRX0YM48 | Long             | EP               |  | US        |    217595 | NS      | $4471577.25   | 0.20%             |  |  |  | No            |                  2 | On Loan: —       |
| WELLS FARGO & COMPANY                                                              | Wells Fargo & Co PREFERRED STOCK                           | CUSIP: 949746804<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               |  | US        |     72407 | NS      | $86174466.98  | 3.91%             |  |  |  | No            |                  1 | On Loan: No      |
| TELEPHONE AND DATA SYSTEMS, INC.                                                   | Telephone and Data Systems Inc PREFERRED STOCK             | CUSIP: 879433787<br>LEI: N/A                  | Long             | EP               |  | US        |    303192 | NS      | $5700009.60   | 0.26%             |  |  |  | No            |                  2 | On Loan: No      |
| FIFTH THIRD BANCORP                                                                | Fifth Third Bancorp PREFERRED STOCK                        | CUSIP: 316773860<br>LEI: THRNG6BD57P9QWTQLG42 | Long             | EP               |  | US        |    179859 | NS      | $3829198.11   | 0.17%             |  |  |  | No            |                  1 | On Loan: —       |
| PUBLIC STORAGE                                                                     | Public Storage PREFERRED STOCK                             | CUSIP: 74460W552<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EP               |  | US        |    406589 | NS      | $8196834.24   | 0.37%             |  |  |  | No            |                  2 | On Loan: No      |
| CITIZENS FINANCIAL GROUP, INC.                                                     | Citizens Financial Group Inc PREFERRED STOCK               | CUSIP: 174610204<br>LEI: 2138004JDDA4ZQUPFW65 | Long             | EP               |  | US        |    216900 | NS      | $5472387.00   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| ENTERGY ARKANSAS, LLC                                                              | Entergy Arkansas LLC PREFERRED STOCK                       | CUSIP: 29364D100<br>LEI: 549300A0I5ONUIFMLP35 | Long             | EP               |  | US        |    295950 | NS      | $6268221.00   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| DTE ENERGY COMPANY                                                                 | DTE Energy Co PREFERRED STOCK                              | CUSIP: 233331818<br>LEI: 549300IX8SD6XXD71I78 | Long             | EP               |  | US        |    204101 | NS      | $3861590.92   | 0.18%             |  |  |  | No            |                  2 | On Loan: No      |
| BANK OF AMERICA CORPORATION                                                        | Bank of America Corp PREFERRED STOCK                       | CUSIP: 060505229<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |    938753 | NS      | $23290461.93  | 1.06%             |  |  |  | No            |                  1 | On Loan: —       |
| QVC, INC.                                                                          | QVC Inc PREFERRED STOCK                                    | CUSIP: 747262400<br>LEI: 549300WBLU5NKPX5X472 | Long             | EP               |  | US        |    361093 | NS      | $6106082.63   | 0.28%             |  |  |  | No            |                  2 | On Loan: No      |
| TRITON INTERNATIONAL LIMITED                                                       | Triton International Ltd PREFERRED STOCK                   | CUSIP: G9078F156<br>LEI: N/A                  | Long             | EP               |  | BM        |    128772 | NS      | $2635962.84   | 0.12%             |  |  |  | No            |                  2 | On Loan: No      |
| ARGO GROUP INTERNATIONAL HOLDINGS, LTD.                                            | Argo Group International Holdings Ltd PREFERRED STOCK      | CUSIP: 040128209<br>LEI: 549300M4T8Y5TTWI6O03 | Long             | EP               |  | US        |    110986 | NS      | $2332925.72   | 0.11%             |  |  |  | No            |                  2 | On Loan: No      |
| BROOKFIELD FINANCE I (UK) PLC                                                      | Brookfield Finance I UK Plc PREFERRED STOCK                | CUSIP: 11272B103<br>LEI: 213800JCKNPJE9FDCJ76 | Long             | EP               |  | CA        |    169103 | NS      | $2695501.82   | 0.12%             |  |  |  | No            |                  2 | On Loan: No      |
| PUBLIC STORAGE                                                                     | Public Storage PREFERRED STOCK                             | CUSIP: 74460W420<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EP               |  | US        |    314572 | NS      | $5508155.72   | 0.25%             |  |  |  | No            |                  2 | On Loan: No      |
| KEYCORP                                                                            | KeyCorp PREFERRED STOCK                                    | CUSIP: 493267868<br>LEI: RKPI3RZGV1V1FJTH5T61 | Long             | EP               |  | US        |    323968 | NS      | $7541975.04   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                                                        | Bank of America Corp PREFERRED STOCK                       | CUSIP: 060505682<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |     53640 | NS      | $65358730.80  | 2.97%             |  |  |  | No            |                  1 | On Loan: No      |
| HANCOCK WHITNEY CORPORATION                                                        | Hancock Whitney Corp PREFERRED STOCK                       | CUSIP: 410120406<br>LEI: 549300GRNBWY8HIICT41 | Long             | EP               |  | US        |    126484 | NS      | $3000200.48   | 0.14%             |  |  |  | No            |                  2 | On Loan: No      |
| AT&T INC.                                                                          | AT&T Inc PREFERRED STOCK                                   | CUSIP: 00206R300<br>LEI: 549300Z40J86GGSTL398 | Long             | EP               |  | US        |    960890 | NS      | $21908292.00  | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                                                        | Bank of America Corp PREFERRED STOCK                       | CUSIP: 060505583<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |    291355 | NS      | $5946555.55   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| WELLS FARGO & COMPANY                                                              | Wells Fargo & Co PREFERRED STOCK                           | CUSIP: 95002Y400<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               |  | US        |    907327 | NS      | $15406412.46  | 0.70%             |  |  |  | No            |                  2 | On Loan: —       |
| AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY                                    | American Equity Investment Life Holding Co PREFERRED STOCK | CUSIP: 025676602<br>LEI: 549300RK5RZQ740FPL83 | Long             | EP               |  | US        |    217048 | NS      | $5206981.52   | 0.24%             |  |  |  | No            |                  2 | On Loan: No      |
| PRUDENTIAL FINANCIAL, INC.                                                         | Prudential Financial Inc PREFERRED STOCK                   | CUSIP: 744320888<br>LEI: 5PRBRS5FEH7NREC8OR45 | Long             | EP               |  | US        |    360597 | NS      | $7085731.05   | 0.32%             |  |  |  | No            |                  2 | On Loan: —       |
| BANK OF AMERICA CORPORATION                                                        | Bank of America Corp PREFERRED STOCK                       | CUSIP: 06055H608<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |    634894 | NS      | $11231274.86  | 0.51%             |  |  |  | No            |                  2 | On Loan: No      |
| AFFILIATED MANAGERS GROUP, INC.                                                    | Affiliated Managers Group Inc PREFERRED STOCK              | CUSIP: 008252843<br>LEI: 2JE75BUE3T1BLCYYGK54 | Long             | EP               |  | US        |    197991 | NS      | $3726190.62   | 0.17%             |  |  |  | No            |                  2 | On Loan: No      |
| EPR PROPERTIES                                                                     | EPR Properties PREFERRED STOCK                             | CUSIP: 26884U505<br>LEI: 549300YSSXFHMPOWZ492 | Long             | EP               |  | US        |    111221 | NS      | $2025334.41   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| TRITON INTERNATIONAL LIMITED                                                       | Triton International Ltd PREFERRED STOCK                   | CUSIP: G9078F206<br>LEI: N/A                  | Long             | EP               |  | BM        |    107103 | NS      | $2572614.06   | 0.12%             |  |  |  | No            |                  2 | On Loan: No      |
| WESTERN ALLIANCE BANCORPORATION                                                    | Western Alliance Bancorp PREFERRED STOCK                   | CUSIP: 957638406<br>LEI: 5493003VJXZ5JXT9S762 | Long             | EP               |  | US        |    217363 | NS      | $4651568.20   | 0.21%             |  |  |  | No            |                  2 | On Loan: No      |
| NEW YORK COMMUNITY BANCORP, INC.                                                   | New York Community Bancorp Inc PREFERRED STOCK             | CUSIP: 649445202<br>LEI: 529900HVXOTLY61GL030 | Long             | EP               |  | US        |    373155 | NS      | $8955720.00   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| W. R. BERKLEY CORPORATION                                                          | W R Berkley Corp PREFERRED STOCK                           | CUSIP: 084423706<br>LEI: SQOAGCLKBDWNVYV1OV80 | Long             | EP               |  | US        |    135191 | NS      | $3249991.64   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| NORTHERN TRUST CORPORATION                                                         | Northern Trust Corp PREFERRED STOCK                        | CUSIP: 665859856<br>LEI: 549300GLF98S992BC502 | Long             | EP               |  | US        |    289000 | NS      | $6097900.00   | 0.28%             |  |  |  | No            |                  2 | On Loan: —       |
| BANK OF AMERICA CORPORATION                                                        | Bank of America Corp PREFERRED STOCK                       | CUSIP: 06055H400<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |    763973 | NS      | $14148779.96  | 0.64%             |  |  |  | No            |                  2 | On Loan: No      |
| Bank Ozk                                                                           | Bank OZK PREFERRED STOCK                                   | CUSIP: 06417N202<br>LEI: 549300VYK2WBD7SST478 | Long             | EP               |  | US        |    252464 | NS      | $4221198.08   | 0.19%             |  |  |  | No            |                  2 | On Loan: —       |
| BANK OF AMERICA CORPORATION                                                        | Bank of America Corp PREFERRED STOCK                       | CUSIP: 06055H871<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |    485364 | NS      | $9697572.72   | 0.44%             |  |  |  | No            |                  2 | On Loan: No      |
| BRIGHTHOUSE FINANCIAL, INC.                                                        | Brighthouse Financial Inc PREFERRED STOCK                  | CUSIP: 10922N889<br>LEI: 5493003T8SZSHOGGAW52 | Long             | EP               |  | US        |    252343 | NS      | $4221698.39   | 0.19%             |  |  |  | No            |                  2 | On Loan: No      |
| BANK OF AMERICA CORPORATION                                                        | Bank of America Corp PREFERRED STOCK                       | CUSIP: 060505179<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |    730070 | NS      | $18397764.00  | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| QWEST CORPORATION                                                                  | Qwest Corp PREFERRED STOCK                                 | CUSIP: 74913G873<br>LEI: 549300R2L4N683OO1509 | Long             | EP               |  | US        |    478499 | NS      | $9641754.85   | 0.44%             |  |  |  | No            |                  1 | On Loan: —       |
| U.S. BANCORP                                                                       | US Bancorp PREFERRED STOCK                                 | CUSIP: 902973718<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EP               |  | US        |    543737 | NS      | $9738329.67   | 0.44%             |  |  |  | No            |                  2 | On Loan: No      |
| WELLS FARGO & COMPANY                                                              | Wells Fargo & Co PREFERRED STOCK                           | CUSIP: 949746465<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               |  | US        |    610158 | NS      | $15522419.52  | 0.70%             |  |  |  | No            |                  1 | On Loan: —       |
| BIP Bermuda Holdings I Limited                                                     | BIP Bermuda Holdings I Ltd PREFERRED STOCK                 | CUSIP: 05554M100<br>LEI: 549300Y8SLOLKXX0MZ44 | Long             | EP               |  | CA        |    217937 | NS      | $3896713.56   | 0.18%             |  |  |  | No            |                  2 | On Loan: No      |
| PUBLIC STORAGE                                                                     | Public Storage PREFERRED STOCK                             | CUSIP: 74460W669<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EP               |  | US        |    217360 | NS      | $4912336.00   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| STIFEL FINANCIAL CORP.                                                             | Stifel Financial Corp PREFERRED STOCK                      | CUSIP: 860630870<br>LEI: 549300E5F07FE5GHJX84 | Long             | EP               |  | US        |    161734 | NS      | $4019089.90   | 0.18%             |  |  |  | No            |                  2 | On Loan: No      |
| AIR LEASE CORPORATION                                                              | Air Lease Corp PREFERRED STOCK                             | CUSIP: 00912X500<br>LEI: 5493004NW4M4P8TMMK63 | Long             | EP               |  | US        |    181676 | NS      | $4323888.80   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMORGAN CHASE & CO.                                                               | JPMorgan Chase & Co PREFERRED STOCK                        | CUSIP: 48128B648<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EP               |  | US        |   1345503 | NS      | $34041225.90  | 1.54%             |  |  |  | No            |                  1 | On Loan: —       |
| ENERGY TRANSFER LP                                                                 | Energy Transfer LP PREFERRED STOCK                         | CUSIP: 29273V605<br>LEI: MTLVN9N7JE8MIBIJ1H73 | Long             | EP               |  | US        |    580663 | NS      | $13378475.52  | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| DUKE ENERGY CORPORATION                                                            | Duke Energy Corp PREFERRED STOCK                           | CUSIP: 26441C402<br>LEI: I1BZKREC126H0VB1BL91 | Long             | EP               |  | US        |    362437 | NS      | $8836214.06   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| KIMCO REALTY CORPORATION                                                           | Kimco Realty Corp PREFERRED STOCK                          | CUSIP: 49446R711<br>LEI: 549300EA7I6T15IBYS12 | Long             | EP               |  | US        |    190467 | NS      | $4024567.71   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY                                                                     | Morgan Stanley PREFERRED STOCK                             | CUSIP: 61762V861<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               |  | US        |    944215 | NS      | $17033638.60  | 0.77%             |  |  |  | No            |                  2 | On Loan: No      |
| ASSURANT, INC.                                                                     | Assurant Inc PREFERRED STOCK                               | CUSIP: 04621X306<br>LEI: H3F39CAXWQRVWURFXL38 | Long             | EP               |  | US        |    182059 | NS      | $3905165.55   | 0.18%             |  |  |  | No            |                  2 | On Loan: No      |
| UNUM GROUP                                                                         | Unum Group PREFERRED STOCK                                 | CUSIP: 91529Y601<br>LEI: 549300E32YFDO6TZ8R31 | Long             | EP               |  | US        |    216858 | NS      | $5380246.98   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| AT&T INC.                                                                          | AT&T Inc PREFERRED STOCK                                   | CUSIP: 00206R409<br>LEI: 549300Z40J86GGSTL398 | Long             | EP               |  | US        |    599074 | NS      | $14407729.70  | 0.65%             |  |  |  | No            |                  1 | On Loan: —       |
| MORGAN STANLEY                                                                     | Morgan Stanley PREFERRED STOCK                             | CUSIP: 61747S504<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               |  | US        |    798525 | NS      | $15954529.50  | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| WESCO INTERNATIONAL, INC.                                                          | WESCO International Inc PREFERRED STOCK                    | CUSIP: 95082P303<br>LEI: 529900TXOGREY3WNJ434 | Long             | EP               |  | US        |    391508 | NS      | $10727319.20  | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Truist Financial Corporation                                                       | Truist Financial Corp PREFERRED STOCK                      | CUSIP: 89832Q695<br>LEI: 549300DRQQI75D2JP341 | Long             | EP               |  | US        |    670996 | NS      | $13218621.20  | 0.60%             |  |  |  | No            |                  2 | On Loan: —       |
| EQUITABLE HOLDINGS, INC                                                            | Equitable Holdings Inc PREFERRED STOCK                     | CUSIP: 29452E200<br>LEI: 549300FIBAKMNHPZ4009 | Long             | EP               |  | US        |    580242 | NS      | $12098045.70  | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| CAPITAL ONE FINANCIAL CORPORATION                                                  | Capital One Financial Corp PREFERRED STOCK                 | CUSIP: 14040H782<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | EP               |  | US        |    907544 | NS      | $16626206.08  | 0.75%             |  |  |  | No            |                  2 | On Loan: No      |
| SOUTH JERSEY INDUSTRIES, INC.                                                      | South Jersey Industries Inc PREFERRED STOCK                | CUSIP: 838518207<br>LEI: 549300DJYWYT5VXLFA46 | Long             | EP               |  | US        |    142750 | NS      | $2469575.00   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| ENSTAR GROUP LIMITED                                                               | Enstar Group Ltd PREFERRED STOCK                           | CUSIP: 29359U208<br>LEI: 213800AMAL5QFXVUCN04 | Long             | EP               |  | US        |     81506 | NS      | $1855891.62   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| BROOKFIELD PROPERTY PARTNERS L.P.                                                  | Brookfield Property Partners LP PREFERRED STOCK            | CUSIP: G16249164<br>LEI: 5493004J5Z0TZW83NU62 | Long             | EP               |  | US        |    206142 | NS      | $3083884.32   | 0.14%             |  |  |  | No            |                  2 | On Loan: No      |
| AEGON FUNDING COMPANY LLC                                                          | AEGON Funding Co LLC PREFERRED STOCK                       | CUSIP: 00775V104<br>LEI: KEIOKM01PSK5VZ5CCI74 | Long             | EP               |  | NL        |    671060 | NS      | $13595675.60  | 0.62%             |  |  |  | No            |                  2 | On Loan: No      |
| AMERICAN INTERNATIONAL GROUP, INC.                                                 | American International Group Inc PREFERRED STOCK           | CUSIP: 026874768<br>LEI: ODVCVCQG2BP6VHV36M30 | Long             | EP               |  | US        |    359866 | NS      | $8496436.26   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| ARCH CAPITAL GROUP LTD.                                                            | Arch Capital Group Ltd PREFERRED STOCK                     | CUSIP: 03939A107<br>LEI: 549300AYR4P8AFKDCE43 | Long             | EP               |  | US        |    238726 | NS      | $5299717.20   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| STIFEL FINANCIAL CORP.                                                             | Stifel Financial Corp PREFERRED STOCK                      | CUSIP: 860630706<br>LEI: 549300E5F07FE5GHJX84 | Long             | EP               |  | US        |    114717 | NS      | $2885132.55   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| AT&T INC.                                                                          | AT&T Inc PREFERRED STOCK                                   | CUSIP: 00206R706<br>LEI: 549300Z40J86GGSTL398 | Long             | EP               |  | US        |   1271786 | NS      | $23413580.26  | 1.06%             |  |  |  | No            |                  2 | On Loan: No      |
| ATHENE HOLDING LTD.                                                                | Athene Holding Ltd PREFERRED STOCK                         | CUSIP: 04686J309<br>LEI: 549300H316CT32FQXI76 | Long             | EP               |  | US        |    434825 | NS      | $10909759.25  | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| ENTERGY LOUISIANA, LLC                                                             | Entergy Louisiana LLC PREFERRED STOCK                      | CUSIP: 29364W108<br>LEI: 0V5453U14HDZO63CGH17 | Long             | EP               |  | US        |    195876 | NS      | $4275973.08   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| SOUTH JERSEY INDUSTRIES, INC.                                                      | South Jersey Industries Inc PREFERRED STOCK                | CUSIP: 838518306<br>LEI: 549300DJYWYT5VXLFA46 | Long             | EP               |  | US        |    120382 | NS      | $8322007.66   | 0.38%             |  |  |  | No            |                  2 | On Loan: No      |
| GLOBAL NET LEASE, INC.                                                             | Global Net Lease Inc PREFERRED STOCK                       | CUSIP: 379378409<br>LEI: 549300NUYANCT5SU8Z65 | Long             | EP               |  | US        |     83203 | NS      | $1815489.46   | 0.08%             |  |  |  | No            |                  2 | On Loan: No      |
| CAPITAL ONE FINANCIAL CORPORATION                                                  | Capital One Financial Corp PREFERRED STOCK                 | CUSIP: 14040H733<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | EP               |  | US        |    307897 | NS      | $5178827.54   | 0.24%             |  |  |  | No            |                  2 | On Loan: No      |
| BROOKFIELD PROPERTY PARTNERS L.P.                                                  | Brookfield Property Partners LP PREFERRED STOCK            | CUSIP: G16249156<br>LEI: 5493004J5Z0TZW83NU62 | Long             | EP               |  | US        |    179338 | NS      | $3046952.62   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| BRIGHTHOUSE FINANCIAL, INC.                                                        | Brighthouse Financial Inc PREFERRED STOCK                  | CUSIP: 10922N301<br>LEI: 5493003T8SZSHOGGAW52 | Long             | EP               |  | US        |    306501 | NS      | $7622679.87   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| WELLS FARGO & COMPANY                                                              | Wells Fargo & Co PREFERRED STOCK                           | CUSIP: 94988U656<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               |  | US        |    500738 | NS      | $11421833.78  | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| VORNADO REALTY TRUST                                                               | Vornado Realty Trust PREFERRED STOCK                       | CUSIP: 929042794<br>LEI: N/A                  | Long             | EP               |  | US        |    218791 | NS      | $3288428.73   | 0.15%             |  |  |  | No            |                  2 | On Loan: No      |
| PRUDENTIAL FINANCIAL, INC.                                                         | Prudential Financial Inc PREFERRED STOCK                   | CUSIP: 744320805<br>LEI: 5PRBRS5FEH7NREC8OR45 | Long             | EP               |  | US        |    409492 | NS      | $9680390.88   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| HUNTINGTON BANCSHARES INCORPORATED                                                 | HUNTINGTON BANCSHARES INC PREFERRED STOCK                  | CUSIP: 446150781<br>LEI: 549300XTVCVV9I7B5T19 | Long             | EP               |  | US        |    125610 | NS      | $2838786.00   | 0.13%             |  |  |  | No            |                  2 | On Loan: No      |
| KEYCORP                                                                            | KeyCorp PREFERRED STOCK                                    | CUSIP: 493267876<br>LEI: RKPI3RZGV1V1FJTH5T61 | Long             | EP               |  | US        |    306536 | NS      | $7264903.20   | 0.33%             |  |  |  | No            |                  1 | On Loan: —       |
| PUBLIC STORAGE                                                                     | Public Storage PREFERRED STOCK                             | CUSIP: 74460W578<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EP               |  | US        |    143943 | NS      | $3008408.70   | 0.14%             |  |  |  | No            |                  2 | On Loan: No      |
| OAKTREE CAPITAL GROUP, LLC                                                         | Oaktree Capital Group LLC PREFERRED STOCK                  | CUSIP: 674001300<br>LEI: 254900T1ODNFOK2L6090 | Long             | EP               |  | US        |    129105 | NS      | $3205677.15   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| CMS ENERGY CORPORATION                                                             | CMS Energy Corp PREFERRED STOCK                            | CUSIP: 125896860<br>LEI: 549300IA9XFBAGNIBW29 | Long             | EP               |  | US        |    143315 | NS      | $3281913.50   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST-CITIZENS BANK & TRUST COMPANY                                                | First Citizens BancShares Inc/NC PREFERRED STOCK           | CUSIP: 31959X202<br>LEI: L9VVX1KT5TFTKS0MLF66 | Long             | EP               |  | US        |    146110 | NS      | $3005482.70   | 0.14%             |  |  |  | No            |                  2 | On Loan: No      |
| UNITED STATES CELLULAR CORPORATION                                                 | United States Cellular Corp PREFERRED STOCK                | CUSIP: 911684801<br>LEI: 549300B164AZXESI6E03 | Long             | EP               |  | US        |    360798 | NS      | $5945951.04   | 0.27%             |  |  |  | No            |                  2 | On Loan: No      |
| FTAI Aviation Ltd,                                                                 | FTAI Aviation Ltd PREFERRED STOCK                          | CUSIP: G3730V113<br>LEI: N/A                  | Long             | EP               |  | KY        |     73818 | NS      | $1595206.98   | 0.07%             |  |  |  | No            |                  2 | On Loan: No      |
| ATHENE HOLDING LTD.                                                                | Athene Holding Ltd PREFERRED STOCK                         | CUSIP: 04686J200<br>LEI: 549300H316CT32FQXI76 | Long             | EP               |  | US        |    249316 | NS      | $5499910.96   | 0.25%             |  |  |  | No            |                  1 | On Loan: —       |
| PUBLIC STORAGE                                                                     | Public Storage PREFERRED STOCK                             | CUSIP: 74460W446<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EP               |  | US        |    102119 | NS      | $1743171.33   | 0.08%             |  |  |  | No            |                  2 | On Loan: No      |
| PUBLIC STORAGE                                                                     | Public Storage PREFERRED STOCK                             | CUSIP: 74460W628<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EP               |  | US        |    228973 | NS      | $4922919.50   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| NEW YORK COMMUNITY CAPITAL TRUST V                                                 | New York Community Capital Trust V PREFERRED STOCK         | CUSIP: 64944P307<br>LEI: N/A                  | Long             | EP               |  | US        |     53653 | NS      | $2317755.95   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| METLIFE, INC.                                                                      | MetLife Inc PREFERRED STOCK                                | CUSIP: 59156R504<br>LEI: C4BXATY60WC6XEOZDX54 | Long             | EP               |  | US        |    434454 | NS      | $9453719.04   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| WELLS FARGO & COMPANY                                                              | Wells Fargo & Co PREFERRED STOCK                           | CUSIP: 94988U128<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               |  | US        |    849602 | NS      | $15811093.22  | 0.72%             |  |  |  | No            |                  2 | On Loan: No      |
| U.S. BANCORP                                                                       | US Bancorp PREFERRED STOCK                                 | CUSIP: 902973734<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EP               |  | US        |    361652 | NS      | $6111918.80   | 0.28%             |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY                                                                     | Morgan Stanley PREFERRED STOCK                             | CUSIP: 61763E207<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               |  | US        |    616984 | NS      | $15652884.08  | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| SIGNATURE BANK                                                                     | Signature Bank/New York NY PREFERRED STOCK                 | CUSIP: 82669G203<br>LEI: VLP5AP0XK2GM6GKD1007 | Long             | EP               |  | US        |    528918 | NS      | $9176727.30   | 0.42%             |  |  |  | No            |                  2 | On Loan: No      |
| SCE TRUST VI                                                                       | SCE Trust VI PREFERRED STOCK                               | CUSIP: 78410V200<br>LEI: N/A                  | Long             | EP               |  | US        |    342942 | NS      | $6152379.48   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| CMS ENERGY CORPORATION                                                             | CMS Energy Corp PREFERRED STOCK                            | CUSIP: 125896845<br>LEI: 549300IA9XFBAGNIBW29 | Long             | EP               |  | US        |    456436 | NS      | $10607572.64  | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| CAPITAL ONE FINANCIAL CORPORATION                                                  | Capital One Financial Corp PREFERRED STOCK                 | CUSIP: 14040H824<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | EP               |  | US        |   1089822 | NS      | $21175241.46  | 0.96%             |  |  |  | No            |                  1 | On Loan: —       |
| JPMORGAN CHASE & CO.                                                               | JPMorgan Chase & Co PREFERRED STOCK                        | CUSIP: 48128B580<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EP               |  | US        |   1089793 | NS      | $21250963.50  | 0.96%             |  |  |  | No            |                  2 | On Loan: —       |
| DIGITAL REALTY TRUST, INC.                                                         | Digital Realty Trust Inc PREFERRED STOCK                   | CUSIP: 253868822<br>LEI: 549300HKCZ31D08NEI41 | Long             | EP               |  | US        |    246860 | NS      | $5295147.00   | 0.24%             |  |  |  | No            |                  2 | On Loan: No      |
| AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY                                    | American Equity Investment Life Holding Co PREFERRED STOCK | CUSIP: 025676503<br>LEI: 549300RK5RZQ740FPL83 | Long             | EP               |  | US        |    288739 | NS      | $6271411.08   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                                                        | Bank of America Corp PREFERRED STOCK                       | CUSIP: 060505815<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |    218381 | NS      | $4380722.86   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| WELLS FARGO & COMPANY                                                              | Wells Fargo & Co PREFERRED STOCK                           | CUSIP: 95002Y202<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               |  | US        |    762087 | NS      | $13412731.20  | 0.61%             |  |  |  | No            |                  2 | On Loan: No      |
| REGIONS FINANCIAL CORPORATION                                                      | Regions Financial Corp PREFERRED STOCK                     | CUSIP: 7591EP704<br>LEI: CW05CS5KW59QTC0DG824 | Long             | EP               |  | US        |    360153 | NS      | $8333940.42   | 0.38%             |  |  |  | No            |                  1 | On Loan: —       |
| SCE TRUST V                                                                        | SCE Trust V PREFERRED STOCK                                | CUSIP: 78409W201<br>LEI: N/A                  | Long             | EP               |  | US        |    217613 | NS      | $4297856.75   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| NUSTAR ENERGY L.P.                                                                 | NuStar Energy LP PREFERRED STOCK                           | CUSIP: 67058H201<br>LEI: 5493003BMLTUIEG2LG44 | Long             | EP               |  | US        |    162818 | NS      | $3899491.10   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| FORD MOTOR COMPANY                                                                 | Ford Motor Co PREFERRED STOCK                              | CUSIP: 345370837<br>LEI: 20S05OYHG0MQM4VUIC57 | Long             | EP               |  | US        |    580597 | NS      | $13731119.05  | 0.62%             |  |  |  | No            |                  2 | On Loan: No      |
| Brookfield Property Preferred L.P.                                                 | Brookfield Property Preferred LP PREFERRED STOCK           | CUSIP: G1624R107<br>LEI: N/A                  | Long             | EP               |  | US        |    482325 | NS      | $8078943.75   | 0.37%             |  |  |  | No            |                  2 | On Loan: No      |
| FIRST HORIZON CORPORATION                                                          | First Horizon Corp PREFERRED STOCK                         | CUSIP: 320517865<br>LEI: TF3RXI1ZB1TQ30H9JV10 | Long             | EP               |  | US        |    103796 | NS      | $2225386.24   | 0.10%             |  |  |  | No            |                  2 | On Loan: No      |
| THE AES CORPORATION                                                                | AES Corp/The PREFERRED STOCK                               | CUSIP: 00130H204<br>LEI: 2NUNNB7D43COUIRE5295 | Long             | EP               |  | US        |    189712 | NS      | $19477731.04  | 0.88%             |  |  |  | No            |                  2 | On Loan: No      |
| NUSTAR LOGISTICS, L.P.                                                             | NuStar Logistics LP PREFERRED STOCK                        | CUSIP: 67059T204<br>LEI: N62BF2PKP51FIIOIUN20 | Long             | EP               |  | US        |    290011 | NS      | $7290876.54   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                                                        | Bank of America Corp PREFERRED STOCK                       | CUSIP: 060505625<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |    205804 | NS      | $3902043.84   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| HUNTINGTON BANCSHARES INCORPORATED                                                 | Huntington Bancshares Inc/OH PREFERRED STOCK               | CUSIP: 446150823<br>LEI: 549300XTVCVV9I7B5T19 | Long             | EP               |  | US        |    361041 | NS      | $6722583.42   | 0.31%             |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY                                                                     | Morgan Stanley PREFERRED STOCK                             | CUSIP: 61762V804<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               |  | US        |    360454 | NS      | $7756970.08   | 0.35%             |  |  |  | No            |                  1 | On Loan: —       |
| REGIONS FINANCIAL CORPORATION                                                      | Regions Financial Corp PREFERRED STOCK                     | CUSIP: 7591EP506<br>LEI: CW05CS5KW59QTC0DG824 | Long             | EP               |  | US        |    362500 | NS      | $9381500.00   | 0.43%             |  |  |  | No            |                  1 | On Loan: —       |
| FEDERAL REALTY INVESTMENT TRUST                                                    | Federal Realty Investment Trust PREFERRED STOCK            | CUSIP: 313745200<br>LEI: N/A                  | Long             | EP               |  | US        |    106901 | NS      | $2232092.88   | 0.10%             |  |  |  | No            |                  2 | On Loan: No      |
| PUBLIC STORAGE                                                                     | Public Storage PREFERRED STOCK                             | CUSIP: 74460W594<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EP               |  | US        |    188164 | NS      | $3853598.72   | 0.17%             |  |  |  | No            |                  2 | On Loan: —       |
| PARAMOUNT GLOBAL                                                                   | Paramount Global PREFERRED STOCK                           | CUSIP: 92556H305<br>LEI: 5KYC8KF17ROCY24M3H09 | Long             | EP               |  | US        |    180862 | NS      | $5659171.98   | 0.26%             |  |  |  | No            |                  1 | On Loan: —       |
| Cadence Bank                                                                       | Cadence Bank PREFERRED STOCK                               | CUSIP: 12740C202<br>LEI: Q7C315HKI8VX0SSKBS64 | Long             | EP               |  | US        |    123653 | NS      | $2680797.04   | 0.12%             |  |  |  | No            |                  2 | On Loan: No      |
| METLIFE, INC.                                                                      | MetLife Inc PREFERRED STOCK                                | CUSIP: 59156R876<br>LEI: C4BXATY60WC6XEOZDX54 | Long             | EP               |  | US        |    584130 | NS      | $14135946.00  | 0.64%             |  |  |  | No            |                  1 | On Loan: —       |
| U.S. BANCORP                                                                       | US Bancorp PREFERRED STOCK                                 | CUSIP: 902973155<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EP               |  | US        |    725435 | NS      | $14116965.10  | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| RLJ LODGING TRUST                                                                  | RLJ Lodging Trust PREFERRED STOCK                          | CUSIP: 74965L200<br>LEI: N/A                  | Long             | EP               |  | US        |    233045 | NS      | $5756211.50   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| ASPEN INSURANCE HOLDINGS LIMITED                                                   | Aspen Insurance Holdings Ltd PREFERRED STOCK               | CUSIP: G05384204<br>LEI: 549300YX6HECG9XQCQ75 | Long             | EP               |  | BM        |    182199 | NS      | $3629404.08   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| CARLYLE FINANCE LLC                                                                | Carlyle Finance LLC PREFERRED STOCK                        | CUSIP: 14314C105<br>LEI: N/A                  | Long             | EP               |  | US        |    361178 | NS      | $6082237.52   | 0.28%             |  |  |  | No            |                  2 | On Loan: No      |
| United States of America                                                           | TREASURY BILL 0.000000% 12/01/2022                         | CUSIP: 912796P94<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |  26150000 | PA      | $26150000.00  | 1.19%             | 2022-12-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| FIRST REPUBLIC BANK                                                                | First Republic Bank/CA PREFERRED STOCK                     | CUSIP: 33616C746<br>LEI: YWC0TIKBQM2JV8L4IV08 | Long             | EP               |  | US        |    541341 | NS      | $9673763.67   | 0.44%             |  |  |  | No            |                  2 | On Loan: No      |
| STATE STREET CORPORATION                                                           | State Street Corp PREFERRED STOCK                          | CUSIP: 857477855<br>LEI: 549300ZFEEJ2IP5VME73 | Long             | EP               |  | US        |    362458 | NS      | $8930965.12   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| AXIS CAPITAL HOLDINGS LIMITED                                                      | Axis Capital Holdings Ltd PREFERRED STOCK                  | CUSIP: 05461T305<br>LEI: N/A                  | Long             | EP               |  | US        |    395644 | NS      | $8356001.28   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| WASHINGTON FEDERAL, INC.                                                           | Washington Federal Inc PREFERRED STOCK                     | CUSIP: 938824307<br>LEI: N/A                  | Long             | EP               |  | US        |    217821 | NS      | $4108104.06   | 0.19%             |  |  |  | No            |                  2 | On Loan: No      |
| FIRST REPUBLIC BANK                                                                | First Republic Bank/CA PREFERRED STOCK                     | CUSIP: 33616C761<br>LEI: YWC0TIKBQM2JV8L4IV08 | Long             | EP               |  | US        |    361280 | NS      | $6275433.60   | 0.28%             |  |  |  | No            |                  2 | On Loan: —       |
| ALGONQUIN POWER & UTILITIES CORP.                                                  | Algonquin Power & Utilities Corp PREFERRED STOCK           | CUSIP: 015857808<br>LEI: 549300K5VIUTJXQL7X75 | Long             | EP               |  | CA        |    253036 | NS      | $5688249.28   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST REPUBLIC BANK                                                                | First Republic Bank/CA PREFERRED STOCK                     | CUSIP: 33616C720<br>LEI: YWC0TIKBQM2JV8L4IV08 | Long             | EP               |  | US        |    543566 | NS      | $9153651.44   | 0.42%             |  |  |  | No            |                  2 | On Loan: No      |
| DUKE ENERGY CORPORATION                                                            | Duke Energy Corp PREFERRED STOCK                           | CUSIP: 26441C501<br>LEI: I1BZKREC126H0VB1BL91 | Long             | EP               |  | US        |    726043 | NS      | $17809834.79  | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| THE SOUTHERN COMPANY                                                               | Southern Co/The PREFERRED STOCK                            | CUSIP: 842587800<br>LEI: 549300FC3G3YU2FBZD92 | Long             | EP               |  | US        |    725614 | NS      | $14795269.46  | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| NISOURCE INC.                                                                      | NiSource Inc PREFERRED STOCK                               | CUSIP: 65473P881<br>LEI: 549300D8GOWWH0SJB189 | Long             | EP               |  | US        |    362492 | NS      | $8888303.84   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE                                                                     | Public Storage PREFERRED STOCK                             | CUSIP: 74460W461<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EP               |  | US        |    435214 | NS      | $7611892.86   | 0.35%             |  |  |  | No            |                  2 | On Loan: No      |
| SYNOVUS FINANCIAL CORP.                                                            | Synovus Financial Corp PREFERRED STOCK                     | CUSIP: 87161C709<br>LEI: 549300EIUS8UN5JTLE54 | Long             | EP               |  | US        |    253103 | NS      | $6099782.30   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| PROSPECT CAPITAL CORPORATION                                                       | Prospect Capital Corp PREFERRED STOCK                      | CUSIP: 74348T565<br>LEI: 549300FSD8T39P5Q0O47 | Long             | EP               |  | US        |    106373 | NS      | $1811532.19   | 0.08%             |  |  |  | No            |                  2 | On Loan: No      |
| PUBLIC STORAGE                                                                     | Public Storage PREFERRED STOCK                             | CUSIP: 74460W685<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EP               |  | US        |    203238 | NS      | $4566757.86   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| NISOURCE INC.                                                                      | NiSource Inc PREFERRED STOCK                               | CUSIP: 65473P121<br>LEI: 549300D8GOWWH0SJB189 | Long             | EP               |  | US        |    156899 | NS      | $16601483.19  | 0.75%             |  |  |  | No            |                  2 | On Loan: No      |
| NUSTAR ENERGY L.P.                                                                 | NuStar Energy LP PREFERRED STOCK                           | CUSIP: 67058H300<br>LEI: 5493003BMLTUIEG2LG44 | Long             | EP               |  | US        |    278585 | NS      | $5972862.40   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| DIVERSIFIED HEALTHCARE TRUST                                                       | Diversified Healthcare Trust PREFERRED STOCK               | CUSIP: 25525P206<br>LEI: N/A                  | Long             | EP               |  | US        |    256568 | NS      | $3086513.04   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| THE ALLSTATE CORPORATION                                                           | Allstate Corp/The PREFERRED STOCK                          | CUSIP: 020002127<br>LEI: OBT0W1ED8G0NWVOLOJ77 | Long             | EP               |  | US        |    416872 | NS      | $9754804.80   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| STATE STREET CORPORATION                                                           | State Street Corp PREFERRED STOCK                          | CUSIP: 857477608<br>LEI: 549300ZFEEJ2IP5VME73 | Long             | EP               |  | US        |    544623 | NS      | $13239785.13  | 0.60%             |  |  |  | No            |                  1 | On Loan: —       |
| QWEST CORPORATION                                                                  | Qwest Corp PREFERRED STOCK                                 | CUSIP: 74913G881<br>LEI: 549300R2L4N683OO1509 | Long             | EP               |  | US        |    709303 | NS      | $13420012.76  | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| THE ALLSTATE CORPORATION                                                           | Allstate Corp/The PREFERRED STOCK                          | CUSIP: 020002812<br>LEI: OBT0W1ED8G0NWVOLOJ77 | Long             | EP               |  | US        |    215972 | NS      | $4494377.32   | 0.20%             |  |  |  | No            |                  2 | On Loan: No      |
| THE ALLSTATE CORPORATION                                                           | Allstate Corp/The PREFERRED STOCK                          | CUSIP: 020002838<br>LEI: OBT0W1ED8G0NWVOLOJ77 | Long             | EP               |  | US        |    835499 | NS      | $18163748.26  | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST REPUBLIC BANK                                                                | First Republic Bank/CA PREFERRED STOCK                     | CUSIP: 33616C787<br>LEI: YWC0TIKBQM2JV8L4IV08 | Long             | EP               |  | US        |    286022 | NS      | $5717579.78   | 0.26%             |  |  |  | No            |                  2 | On Loan: —       |
| PITNEY BOWES INC.                                                                  | Pitney Bowes Inc PREFERRED STOCK                           | CUSIP: 724479506<br>LEI: 549300N2O26NW4ST6W55 | Long             | EP               |  | US        |    307501 | NS      | $5605743.23   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| SYNCHRONY FINANCIAL                                                                | Synchrony Financial PREFERRED STOCK                        | CUSIP: 87165B202<br>LEI: 549300RS7EWPM9MA6C78 | Long             | EP               |  | US        |    543833 | NS      | $10088102.15  | 0.46%             |  |  |  | No            |                  1 | On Loan: —       |
| RENAISSANCERE HOLDINGS LTD.                                                        | RenaissanceRe Holdings Ltd PREFERRED STOCK                 | CUSIP: 75968N309<br>LEI: EK6GB9U3U58PDI411C94 | Long             | EP               |  | BM        |    180121 | NS      | $4072535.81   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| DTE ENERGY COMPANY                                                                 | DTE Energy Co PREFERRED STOCK                              | CUSIP: 233331859<br>LEI: 549300IX8SD6XXD71I78 | Long             | EP               |  | US        |    288681 | NS      | $6570379.56   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. BANCORP                                                                       | US Bancorp PREFERRED STOCK                                 | CUSIP: 902973668<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EP               |  | US        |    324624 | NS      | $6550912.32   | 0.30%             |  |  |  | No            |                  2 | On Loan: —       |
| ATHENE HOLDING LTD.                                                                | Athene Holding Ltd PREFERRED STOCK                         | CUSIP: 04686J408<br>LEI: 549300H316CT32FQXI76 | Long             | EP               |  | US        |    414281 | NS      | $7626913.21   | 0.35%             |  |  |  | No            |                  2 | On Loan: No      |
| JPMORGAN CHASE & CO.                                                               | JPMorgan Chase & Co PREFERRED STOCK                        | CUSIP: 48128B655<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EP               |  | US        |   1233038 | NS      | $30271082.90  | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| AGREE REALTY CORPORATION                                                           | Agree Realty Corp PREFERRED STOCK                          | CUSIP: 008492209<br>LEI: N/A                  | Long             | EP               |  | US        |    129621 | NS      | $2261886.45   | 0.10%             |  |  |  | No            |                  2 | On Loan: No      |
| ARCH CAPITAL GROUP LTD.                                                            | Arch Capital Group Ltd PREFERRED STOCK                     | CUSIP: 03939A404<br>LEI: 549300AYR4P8AFKDCE43 | Long             | EP               |  | US        |    360845 | NS      | $6942657.80   | 0.32%             |  |  |  | No            |                  2 | On Loan: No      |
| METLIFE, INC.                                                                      | MetLife Inc PREFERRED STOCK                                | CUSIP: 59156R850<br>LEI: C4BXATY60WC6XEOZDX54 | Long             | EP               |  | US        |    725682 | NS      | $14803912.80  | 0.67%             |  |  |  | No            |                  2 | On Loan: No      |
| FORD MOTOR COMPANY                                                                 | Ford Motor Co PREFERRED STOCK                              | CUSIP: 345370845<br>LEI: 20S05OYHG0MQM4VUIC57 | Long             | EP               |  | US        |    544533 | NS      | $13351949.16  | 0.61%             |  |  |  | No            |                  1 | On Loan: —       |
| FIRST REPUBLIC BANK                                                                | First Republic Bank/CA PREFERRED STOCK                     | CUSIP: 336158803<br>LEI: YWC0TIKBQM2JV8L4IV08 | Long             | EP               |  | US        |    217224 | NS      | $5024391.12   | 0.23%             |  |  |  | No            |                  1 | On Loan: —       |
| PUBLIC STORAGE                                                                     | Public Storage PREFERRED STOCK                             | CUSIP: 74460W396<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EP               |  | US        |    179454 | NS      | $3217610.22   | 0.15%             |  |  |  | No            |                  2 | On Loan: No      |
| FIRST REPUBLIC BANK                                                                | First Republic Bank/CA PREFERRED STOCK                     | CUSIP: 33616C811<br>LEI: YWC0TIKBQM2JV8L4IV08 | Long             | EP               |  | US        |    143071 | NS      | $3084610.76   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE                                                                     | Public Storage PREFERRED STOCK                             | CUSIP: 74460W537<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EP               |  | US        |    165154 | NS      | $2934786.58   | 0.13%             |  |  |  | No            |                  2 | On Loan: No      |
| CITIGROUP INC.                                                                     | Citigroup Inc PREFERRED STOCK                              | CUSIP: 172967341<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EP               |  | US        |   1087010 | NS      | $27207860.30  | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| VORNADO REALTY TRUST                                                               | Vornado Realty Trust PREFERRED STOCK                       | CUSIP: 929042828<br>LEI: N/A                  | Long             | EP               |  | US        |    229418 | NS      | $3741807.58   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| FULTON FINANCIAL CORPORATION                                                       | Fulton Financial Corp PREFERRED STOCK                      | CUSIP: 360271308<br>LEI: 5493005QLZ6O1BNC0C11 | Long             | EP               |  | US        |    143121 | NS      | $2954017.44   | 0.13%             |  |  |  | No            |                  2 | On Loan: No      |
| THE GOLDMAN SACHS GROUP, INC.                                                      | Goldman Sachs Group Inc/The PREFERRED STOCK                | CUSIP: 38148B108<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EP               |  | US        |    507813 | NS      | $12908606.46  | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| RENAISSANCERE HOLDINGS LTD.                                                        | RenaissanceRe Holdings Ltd PREFERRED STOCK                 | CUSIP: G7498P127<br>LEI: EK6GB9U3U58PDI411C94 | Long             | EP               |  | BM        |    360990 | NS      | $6436451.70   | 0.29%             |  |  |  | No            |                  2 | On Loan: No      |
| VOYA FINANCIAL, INC.                                                               | Voya Financial Inc PREFERRED STOCK                         | CUSIP: 929089209<br>LEI: 549300T065Z4KJ686G75 | Long             | EP               |  | US        |    217038 | NS      | $4757472.96   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| SVB FINANCIAL GROUP                                                                | SVB Financial Group PREFERRED STOCK                        | CUSIP: 78486Q200<br>LEI: 549300D2KJ20JMXE7542 | Long             | EP               |  | US        |    277347 | NS      | $4867439.85   | 0.22%             |  |  |  | No            |                  2 | On Loan: —       |
| JPMORGAN CHASE & CO.                                                               | JPMorgan Chase & Co PREFERRED STOCK                        | CUSIP: 48128B523<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EP               |  | US        |   1453927 | NS      | $26606864.10  | 1.21%             |  |  |  | No            |                  2 | On Loan: —       |
| KKR GROUP FINANCE CO. IX LLC                                                       | KKR Group Finance Co IX LLC PREFERRED STOCK                | CUSIP: 48253M104<br>LEI: N/A                  | Long             | EP               |  | US        |    360940 | NS      | $6616030.20   | 0.30%             |  |  |  | No            |                  2 | On Loan: No      |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC.                                        | Hartford Financial Services Group Inc/The PREFERRED STOCK  | CUSIP: 416518603<br>LEI: IU7C3FTM7Y3BQM112U94 | Long             | EP               |  | US        |    248910 | NS      | $6217771.80   | 0.28%             |  |  |  | No            |                  1 | On Loan: —       |
| CAPITAL ONE FINANCIAL CORPORATION                                                  | Capital One Financial Corp PREFERRED STOCK                 | CUSIP: 14040H774<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | EP               |  | US        |     90008 | NS      | $1635445.36   | 0.07%             |  |  |  | No            |                  2 | On Loan: —       |
| Fidelity Colchester Street Trust: Government Portfolio; Institutional Class Shares | Fidelity Money Market Government Portfolio                 | CUSIP: 31607A703<br>LEI: N/A                  | Long             | STIV             |  | US        |  13567592 | PA      | $13567591.79  | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| STIFEL FINANCIAL CORP.                                                             | Stifel Financial Corp PREFERRED STOCK                      | CUSIP: 860630862<br>LEI: 549300E5F07FE5GHJX84 | Long             | EP               |  | US        |    218415 | NS      | $3918365.10   | 0.18%             |  |  |  | No            |                  2 | On Loan: No      |
| THE GOLDMAN SACHS GROUP, INC.                                                      | Goldman Sachs Group Inc/The PREFERRED STOCK                | CUSIP: 38144X609<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EP               |  | US        |    142941 | NS      | $2781631.86   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| THE SOUTHERN COMPANY                                                               | Southern Co/The PREFERRED STOCK                            | CUSIP: 842587404<br>LEI: 549300FC3G3YU2FBZD92 | Long             | EP               |  | US        |    324008 | NS      | $7455424.08   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| APOLLO ASSET MANAGEMENT, INC.                                                      | Apollo Asset Management Inc PREFERRED STOCK                | CUSIP: 03769W302<br>LEI: 54930054P2G7ZJB0KM79 | Long             | EP               |  | US        |    216331 | NS      | $5425581.48   | 0.25%             |  |  |  | No            |                  2 | On Loan: No      |
| JPMORGAN CHASE & CO.                                                               | JPMorgan Chase & Co PREFERRED STOCK                        | CUSIP: 48128B549<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EP               |  | US        |   1344945 | NS      | $26683708.80  | 1.21%             |  |  |  | No            |                  2 | On Loan: No      |
| OAKTREE CAPITAL GROUP, LLC                                                         | Oaktree Capital Group LLC PREFERRED STOCK                  | CUSIP: 674001409<br>LEI: 254900T1ODNFOK2L6090 | Long             | EP               |  | US        |    170912 | NS      | $4221526.40   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| THE CHARLES SCHWAB CORPORATION                                                     | Charles Schwab Corp/The PREFERRED STOCK                    | CUSIP: 808513600<br>LEI: 549300VSGCJ7E698NM85 | Long             | EP               |  | US        |    544536 | NS      | $13635181.44  | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Truist Financial Corporation                                                       | Truist Financial Corp PREFERRED STOCK                      | CUSIP: 89832Q745<br>LEI: 549300DRQQI75D2JP341 | Long             | EP               |  | US        |    416797 | NS      | $9232053.55   | 0.42%             |  |  |  | No            |                  2 | On Loan: —       |
| SCE TRUST II                                                                       | SCE Trust II PREFERRED STOCK                               | CUSIP: 78407R204<br>LEI: N/A                  | Long             | EP               |  | US        |    160816 | NS      | $2981528.64   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| DIGITAL REALTY TRUST, INC.                                                         | Digital Realty Trust Inc PREFERRED STOCK                   | CUSIP: 253868855<br>LEI: 549300HKCZ31D08NEI41 | Long             | EP               |  | US        |    143068 | NS      | $3104575.60   | 0.14%             |  |  |  | No            |                  1 | On Loan: —       |
| SIRIUSPOINT LTD.                                                                   | SiriusPoint Ltd PREFERRED STOCK                            | CUSIP: G8192H155<br>LEI: 549300OGXFI85N3YZZ51 | Long             | EP               |  | BM        |    143454 | NS      | $3353954.52   | 0.15%             |  |  |  | No            |                  2 | On Loan: No      |
| QURATE RETAIL, INC.                                                                | Qurate Retail Inc PREFERRED STOCK                          | CUSIP: 74915M308<br>LEI: 549300PSXEKU4PHLCR04 | Long             | EP               |  | US        |    229497 | NS      | $9861486.09   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| BRIGHTHOUSE FINANCIAL, INC.                                                        | Brighthouse Financial Inc PREFERRED STOCK                  | CUSIP: 10922N509<br>LEI: 5493003T8SZSHOGGAW52 | Long             | EP               |  | US        |    289958 | NS      | $7402627.74   | 0.34%             |  |  |  | No            |                  2 | On Loan: —       |
| BANK OF AMERICA CORPORATION                                                        | Bank of America Corp PREFERRED STOCK                       | CUSIP: 06053U601<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |    971625 | NS      | $21822697.50  | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| SEMPRA ENERGY                                                                      | Sempra Energy PREFERRED STOCK                              | CUSIP: 816851604<br>LEI: PBBKGKLRK5S5C0Y4T545 | Long             | EP               |  | US        |    549543 | NS      | $12842819.91  | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| AT&T INC.                                                                          | AT&T Inc PREFERRED STOCK                                   | CUSIP: 00206R508<br>LEI: 549300Z40J86GGSTL398 | Long             | EP               |  | US        |    871566 | NS      | $17213428.50  | 0.78%             |  |  |  | No            |                  2 | On Loan: —       |
| M&T BANK CORPORATION                                                               | M&T Bank Corp PREFERRED STOCK                              | CUSIP: 55261F872<br>LEI: 549300WYXDDBYRASEG81 | Long             | EP               |  | US        |    181575 | NS      | $4156251.75   | 0.19%             |  |  |  | No            |                  2 | On Loan: No      |
| CITIZENS FINANCIAL GROUP, INC.                                                     | Citizens Financial Group Inc PREFERRED STOCK               | CUSIP: 174610402<br>LEI: 2138004JDDA4ZQUPFW65 | Long             | EP               |  | US        |    325154 | NS      | $6561607.72   | 0.30%             |  |  |  | No            |                  2 | On Loan: —       |
| KEYCORP                                                                            | KeyCorp PREFERRED STOCK                                    | CUSIP: 493267702<br>LEI: RKPI3RZGV1V1FJTH5T61 | Long             | EP               |  | US        |    362412 | NS      | $8998689.96   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-11-30

**Name of Applicant:** GLOBAL X FUNDS

**Signature:** Luis Berruga

**Name of Signer:** Luis Berruga

**Title:** President