# EDGAR Filing Document

**Accession Number:** 0001314296
**File Stem:** 0001314296-23-000001
**Filing Date:** 2023-3
**Character Count:** 2498
**Document Hash:** 9527c2baef66416d1e8b4b2b9127fac9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001314296-23-000001.hdr.sgml**: 20230329

**ACCESSION NUMBER**: 0001314296-23-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230329

**DATE AS OF CHANGE**: 20230329

**EFFECTIVENESS DATE**: 20230329

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SEACAP SECURITIES LLC
- **CENTRAL INDEX KEY:** 0001314296
- **IRS NUMBER:** 562493612
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-66804
- **FILM NUMBER:** 23776659

**BUSINESS ADDRESS:**
- **STREET 1:** 392 SPRINGFIELD AVE
- **STREET 2:** 2ND FLOOR
- **CITY:** SUMMIT
- **STATE:** NJ
- **ZIP:** 07901
- **BUSINESS PHONE:** 310-689-7288

**MAIL ADDRESS:**
- **STREET 1:** 1350 AVENUE OF THE AMERICAS
- **STREET 2:** 31ST FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIRST PRINCIPLE SECURITIES, LLC
- **DATE OF NAME CHANGE:** 20050112

### Attached PDF Documents

**Attachment 1:** `seacapsec2022bsa.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001314296

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** SEACAP SECURITIES LLC

**Business Address:** 392 SPRINGFIELD AVE, 2ND FLOOR, SUMMIT, NJ, 07901

**Contact Person:** Michael T Marrone

**Contact Phone:** 6469301906

### Independent Public Accountant Identification

**Accountant Name:** RSGNC&S Certifited Public Accountant PL

**Accountant Address:** 97 Froehlich Farm Blvd, Woodbury, NY, 11797

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **MARGARET CHAN**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **SEACAP SECURITIES LLC**, as of **12-31-2022**, are true and correct.

**Signature:** MARGARET CHAN

**Title:** CEO

**Notarized:** Yes