# EDGAR Filing Document

**Accession Number:** 0001448319
**File Stem:** 0001448319-26-000005
**Filing Date:** 2026-2
**Character Count:** 2424
**Document Hash:** 1e155d312d9819319f617a4fe145654e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001448319-26-000005.hdr.sgml**: 20260220

**ACCESSION NUMBER**: 0001448319-26-000005

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260220

**DATE AS OF CHANGE**: 20260220

**EFFECTIVENESS DATE**: 20260220

**PERIOD START**: 20251201

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SPIDERROCK EXS, LLC
- **CENTRAL INDEX KEY:** 0001448319

**ORGANIZATION NAME:**
- **EIN:** 263092797
- **STATE OF INCORPORATION:** IL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68062
- **FILM NUMBER:** 26658592

**BUSINESS ADDRESS:**
- **STREET 1:** 300 S. RIVERSIDE PLAZA
- **STREET 2:** SUITE 2350
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** 312-256-9605

**MAIL ADDRESS:**
- **STREET 1:** 300 S. RIVERSIDE PLAZA
- **STREET 2:** SUITE 2350
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

### Attached PDF Documents

**Attachment 1:** `exs2025public.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001448319

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 12-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** SPIDERROCK EXS, LLC

**Business Address:** 300 S. RIVERSIDE PLAZA, SUITE 2350, CHICAGO, IL, 60606

**Contact Person:** Charmaine Morton

**Contact Phone:** 312-256-9605

### Independent Public Accountant Identification

**Accountant Name:** Ryan & Juraska LLP, Certified Public Accountants

**Accountant Address:** 141 West Jackson Boulevard, Suite 2250, Chicago, IL, 60604

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Charmaine Morton**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **SPIDERROCK EXS, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Charmaine Morton

**Title:** CFO

**Notarized:** Yes