# EDGAR Filing Document

**Accession Number:** 0001085393
**File Stem:** 0001405086-26-000323
**Filing Date:** 2026-5
**Character Count:** 14938
**Document Hash:** 314e0a23bd29e89e2473097d182292b0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001405086-26-000323.hdr.sgml**: 20260515

**ACCESSION NUMBER**: 0001405086-26-000323

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260515

**DATE AS OF CHANGE**: 20260515

**EFFECTIVENESS DATE**: 20260515

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BASSWOOD CAPITAL MANAGEMENT, L.L.C.
- **CENTRAL INDEX KEY:** 0001085393

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-10569
- **FILM NUMBER:** 26983872

**BUSINESS ADDRESS:**
- **STREET 1:** 645 MADISON AVENUE
- **STREET 2:** 10TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 212-521-9500

**MAIL ADDRESS:**
- **STREET 1:** 645 MADISON AVENUE
- **STREET 2:** 10TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Basswood Capital Management LLC
- **DATE OF NAME CHANGE:** 20130814

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BASSWOOD CAPITAL MANAGEMENT LLC
- **DATE OF NAME CHANGE:** 19990428

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** BASSWOOD CAPITAL MANAGEMENT L.L.C.<br>**Address:** 645 MADISON AVENUE<br>10TH FLOOR<br>NEW YORK, NY 10022

**Form 13F File Number:** 028-10569

**CRD Number (if applicable):** 000138032

**SEC File Number (if applicable):** 801-72520

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** MATTHEW LINDENBAUM<br>**Title:** MANAGING MEMBER<br>**Phone:** 212-521-9500

**Signature, Place, and Date of Signing:**

/S/MATTHEW LINDENBAUM  NEW YORK, NY  05-15-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 108

**Form 13F Information Table Value Total:** $2119226039

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AFFILIATED MANAGERS GROUP | COM | 008252108 |  | 3404517 | 12304 | SH |  | SOLE |  | 12304 | 0 | 0 |
| ALERUS FINL CORP | COM | 01446U103 |  | 1428290 | 60240 | SH |  | SOLE |  | 60240 | 0 | 0 |
| ALLY FINL INC | COM | 02005N100 |  | 22484871 | 573155 | SH |  | SOLE |  | 573155 | 0 | 0 |
| AMERIPRISE FINL INC | COM | 03076C106 |  | 13000478 | 29254 | SH |  | SOLE |  | 29254 | 0 | 0 |
| APOLLO GLOBAL MGMT INC | COM | 03769M106 |  | 2823717 | 25343 | SH |  | SOLE |  | 25343 | 0 | 0 |
| ATLANTIC UN BANKSHARES CORP | COM | 04911A107 |  | 6814903 | 190680 | SH |  | SOLE |  | 190680 | 0 | 0 |
| BANC OF CALIFORNIA INC | COM | 05990K106 |  | 4416131 | 251202 | SH |  | SOLE |  | 251202 | 0 | 0 |
| BANK AMERICA CORP | COM | 060505104 |  | 90319466 | 1852707 | SH |  | SOLE |  | 1852707 | 0 | 0 |
| BANK HAWAII CORP | COM | 062540109 |  | 23512376 | 316665 | SH |  | SOLE |  | 316665 | 0 | 0 |
| BANNER CORP | COM NEW | 06652V208 |  | 24809868 | 408864 | SH |  | SOLE |  | 408864 | 0 | 0 |
| BLACKROCK INC | COM | 09290D101 |  | 20118973 | 20920 | SH |  | SOLE |  | 20920 | 0 | 0 |
| BREAD FINANCIAL HOLDINGS INC | COM | 018581108 |  | 11884519 | 158693 | SH |  | SOLE |  | 158693 | 0 | 0 |
| BURFORD CAPITAL LIMITED | ORD SHS | G17977110 |  | 534264 | 118200 | SH |  | SOLE |  | 118200 | 0 | 0 |
| CAMDEN NATL CORP | COM | 133034108 |  | 11753318 | 247699 | SH |  | SOLE |  | 247699 | 0 | 0 |
| CAPITAL ONE FINL CORP | COM | 14040H105 |  | 36218010 | 198531 | SH |  | SOLE |  | 198531 | 0 | 0 |
| CARTER BANKSHARES INC | COM NEW | 146103106 |  | 5310314 | 227715 | SH |  | SOLE |  | 227715 | 0 | 0 |
| CATALYST BANCORP INC | COMMON STOCK | 14888L101 |  | 186234 | 11246 | SH |  | SOLE |  | 11246 | 0 | 0 |
| CBIZ INC | COM | 124805102 |  | 5495175 | 204662 | SH |  | SOLE |  | 204662 | 0 | 0 |
| CENTRAL PAC FINL CORP | COM NEW | 154760409 |  | 23379795 | 731533 | SH |  | SOLE |  | 731533 | 0 | 0 |
| CENTURY COMMUNITIES INC | COM | 156504300 |  | 427137 | 7444 | SH |  | SOLE |  | 7444 | 0 | 0 |
| CHEMUNG FINL CORP | COM | 164024101 |  | 1458683 | 27103 | SH |  | SOLE |  | 27103 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 |  | 2259127 | 19920 | SH |  | SOLE |  | 19920 | 0 | 0 |
| CITIZENS FINL GROUP INC | COM | 174610105 |  | 32156454 | 536209 | SH |  | SOLE |  | 536209 | 0 | 0 |
| COMMERCE BANCSHARES INC | COM | 200525103 |  | 14405858 | 292802 | SH |  | SOLE |  | 292802 | 0 | 0 |
| COREBRIDGE FINL INC | COM | 21871X109 |  | 7644529 | 320391 | SH |  | SOLE |  | 320391 | 0 | 0 |
| CUSHMAN AND WAKEFIELD LTD | COMMON SHARES | G2717C106 |  | 12842252 | 1047492 | SH |  | SOLE |  | 1047492 | 0 | 0 |
| DIME CMNTY BANCSHARES INC | COM | 25432X102 |  | 68360501 | 2021304 | SH |  | SOLE |  | 2021304 | 0 | 0 |
| EAGLE BANCORPORATION INC | COM | 268948106 |  | 530353 | 21325 | SH |  | SOLE |  | 21325 | 0 | 0 |
| EAST WEST BANCORP INC | COM | 27579R104 |  | 1627983 | 15249 | SH |  | SOLE |  | 15249 | 0 | 0 |
| EASTERN BANKSHARES INC | COM | 27627N105 |  | 17905967 | 915438 | SH |  | SOLE |  | 915438 | 0 | 0 |
| EQUITABLE HLDGS INC | COM | 29452E101 |  | 9333536 | 251510 | SH |  | SOLE |  | 251510 | 0 | 0 |
| ESQUIRE FINL HLDGS INC | COM | 29667J101 |  | 28888153 | 268727 | SH |  | SOLE |  | 268727 | 0 | 0 |
| F N B CORP | COM | 302520101 |  | 31584147 | 1889004 | SH |  | SOLE |  | 1889004 | 0 | 0 |
| F ANNUITIES  LIFE INC | COMMON STOCK | 30190A104 |  | 507691 | 20051 | SH |  | SOLE |  | 20051 | 0 | 0 |
| FIDELITY NATL FINL INC | COM SHS | 31620R303 |  | 15499408 | 334183 | SH |  | SOLE |  | 334183 | 0 | 0 |
| FIFTH THIRD BANCORP | COM | 316773100 |  | 12150266 | 261521 | SH |  | SOLE |  | 261521 | 0 | 0 |
| FIRST BANCORP N C | COM | 318910106 |  | 6946039 | 123266 | SH |  | SOLE |  | 123266 | 0 | 0 |
| FIRST BUSEY CORP | COM NEW | 319383204 |  | 2961442 | 117192 | SH |  | SOLE |  | 117192 | 0 | 0 |
| FIRST CTZNS BANCSHARES INC D | CL A | 31946M103 |  | 43452721 | 23056 | SH |  | SOLE |  | 23056 | 0 | 0 |
| FLAGSTAR BANK NATIONAL ASSOC | COM NEW | 649445400 |  | 6479061 | 491956 | SH |  | SOLE |  | 491956 | 0 | 0 |
| HANCOCK WHITNEY CORPORATION | COM | 410120109 |  | 7629655 | 119982 | SH |  | SOLE |  | 119982 | 0 | 0 |
| HERITAGE FINL CORP WASH | COM | 42722X106 |  | 18171504 | 698904 | SH |  | SOLE |  | 698904 | 0 | 0 |
| HOME BANCSHARES INC | COM | 436893200 |  | 4484868 | 166538 | SH |  | SOLE |  | 166538 | 0 | 0 |
| HUNTINGTON BANCSHARES INC | COM | 446150104 |  | 9940348 | 635166 | SH |  | SOLE |  | 635166 | 0 | 0 |
| INDEPENDENT BK CORP MASS | COM | 453836108 |  | 10352356 | 137646 | SH |  | SOLE |  | 137646 | 0 | 0 |
| INVESCO LTD | SHS | G491BT108 |  | 29252083 | 1204285 | SH |  | SOLE |  | 1204285 | 0 | 0 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 |  | 8335590 | 96154 | SH |  | SOLE |  | 96154 | 0 | 0 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 |  | 114976947 | 1326300 | SH | Call | SOLE |  | 1326300 | 0 | 0 |
| JONES LANG LASALLE INC | COM | 48020Q107 |  | 3161276 | 10388 | SH |  | SOLE |  | 10388 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 138106943 | 469496 | SH |  | SOLE |  | 469496 | 0 | 0 |
| KB HOME | COM | 48666K109 |  | 1528281 | 29532 | SH |  | SOLE |  | 29532 | 0 | 0 |
| KEYCORP | COM | 493267108 |  | 28461957 | 1419549 | SH |  | SOLE |  | 1419549 | 0 | 0 |
| KKR  CO INC | COM | 48251W104 |  | 2374105 | 25666 | SH |  | SOLE |  | 25666 | 0 | 0 |
| LAZARD INC | COM | 52110M109 |  | 24824802 | 584388 | SH |  | SOLE |  | 584388 | 0 | 0 |
| LENDINGCLUB ISSUANCE TR SER | COM NEW | 52603A208 |  | 1593945 | 111309 | SH |  | SOLE |  | 111309 | 0 | 0 |
| LENNAR CORP | CL A | 526057104 |  | 7468327 | 86001 | SH |  | SOLE |  | 86001 | 0 | 0 |
| LPL FINL HLDGS INC | COM | 50212V100 |  | 9086871 | 30206 | SH |  | SOLE |  | 30206 | 0 | 0 |
| M  T BK CORP | COM | 55261F104 |  | 2761779 | 13360 | SH |  | SOLE |  | 13360 | 0 | 0 |
| M/I HOMES INC | COM | 55305B101 |  | 16788630 | 137106 | SH |  | SOLE |  | 137106 | 0 | 0 |
| MERCHANTS BANCORP IND | COM | 58844R108 |  | 11746484 | 273747 | SH |  | SOLE |  | 273747 | 0 | 0 |
| METROPOLITAN BK HLDG CORP | COM | 591774104 |  | 17521467 | 210367 | SH |  | SOLE |  | 210367 | 0 | 0 |
| MOELIS  CO | CL A | 60786M105 |  | 3475176 | 60968 | SH |  | SOLE |  | 60968 | 0 | 0 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 60768954 | 369259 | SH |  | SOLE |  | 369259 | 0 | 0 |
| MVB FINL CORP | COM | 553810102 |  | 2907990 | 117116 | SH |  | SOLE |  | 117116 | 0 | 0 |
| NORTHEAST BK PORTLAND ME | COM | 66405S100 |  | 3495494 | 31107 | SH |  | SOLE |  | 31107 | 0 | 0 |
| OLD NATL BANCORP IND | COM | 680033107 |  | 39986304 | 1809335 | SH |  | SOLE |  | 1809335 | 0 | 0 |
| ONEMAIN HLDGS INC | COM | 68268W103 |  | 46667030 | 872444 | SH |  | SOLE |  | 872444 | 0 | 0 |
| ORIGIN BANCORP INC | COM | 68621T102 |  | 16747974 | 403955 | SH |  | SOLE |  | 403955 | 0 | 0 |
| PEAPACK-GLADSTONE FINL CORP | COM | 704699107 |  | 6884259 | 195520 | SH |  | SOLE |  | 195520 | 0 | 0 |
| PENNYMAC FINL SVCS INC NEW | COM | 70932M107 |  | 40322165 | 461352 | SH |  | SOLE |  | 461352 | 0 | 0 |
| PERELLA WEINBERG PARTNERS | CLASS A COM | 71367G102 |  | 14323464 | 788737 | SH |  | SOLE |  | 788737 | 0 | 0 |
| PINNACLE FINL PARTNERS INC | COM | 72348N109 |  | 39287937 | 456094 | SH |  | SOLE |  | 456094 | 0 | 0 |
| PNC FINL SVCS GROUP INC | COM | 693475105 |  | 22941714 | 110249 | SH |  | SOLE |  | 110249 | 0 | 0 |
| POPULAR INC | COM NEW | 733174700 |  | 42760113 | 318701 | SH |  | SOLE |  | 318701 | 0 | 0 |
| PRINCETON BANCORP INC | COM | 74179A107 |  | 3096304 | 91688 | SH |  | SOLE |  | 91688 | 0 | 0 |
| PROGRESSIVE CORP | COM | 743315103 |  | 10856614 | 54765 | SH |  | SOLE |  | 54765 | 0 | 0 |
| PROVIDENT FINL SVCS INC | COM | 74386T105 |  | 8762144 | 414090 | SH |  | SOLE |  | 414090 | 0 | 0 |
| PULTE GROUP INC | COM | 745867101 |  | 15963205 | 135730 | SH |  | SOLE |  | 135730 | 0 | 0 |
| RAYMOND JAMES FINL INC | COM | 754730109 |  | 29523405 | 203905 | SH |  | SOLE |  | 203905 | 0 | 0 |
| REGIONAL MGMT CORP | COM | 75902K106 |  | 27335003 | 820677 | SH |  | SOLE |  | 820677 | 0 | 0 |
| ROCKET COS INC | COM CL A | 77311W101 |  | 55697194 | 3908575 | SH |  | SOLE |  | 3908575 | 0 | 0 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 44142500 | 469701 | SH |  | SOLE |  | 469701 | 0 | 0 |
| SEACOAST BKG CORP FLA | COM NEW | 811707801 |  | 193068 | 6374 | SH |  | SOLE |  | 6374 | 0 | 0 |
| SIERRA BANCORP | COM | 82620P102 |  | 4737810 | 139676 | SH |  | SOLE |  | 139676 | 0 | 0 |
| SIMMONS FIRST NATL CORP | CL A $1 PAR | 828730200 |  | 28236829 | 1451765 | SH |  | SOLE |  | 1451765 | 0 | 0 |
| SMARTFINANCIAL INC | COM NEW | 83190L208 |  | 6633439 | 169740 | SH |  | SOLE |  | 169740 | 0 | 0 |
| SOUTH PLAINS FINANCIAL INC | COM | 83946P107 |  | 3188087 | 76088 | SH |  | SOLE |  | 76088 | 0 | 0 |
| SOUTHSTATE BK CORP | COM | 84472E102 |  | 9916664 | 107184 | SH |  | SOLE |  | 107184 | 0 | 0 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A698 |  | 22248725 | 341500 | SH | Put | SOLE |  | 341500 | 0 | 0 |
| STATE STR CORP | COM | 857477103 |  | 8956018 | 70765 | SH |  | SOLE |  | 70765 | 0 | 0 |
| STATE STR SPDR S MIDCAP 40 | UTSER1 S | 78467Y107 |  | 19119560 | 31000 | SH | Put | SOLE |  | 31000 | 0 | 0 |
| SYNCHRONY FINANCIAL | COM | 87165B103 |  | 25038570 | 368106 | SH |  | SOLE |  | 368106 | 0 | 0 |
| TAYLOR MORRISON HOME CORP | COM | 87724P106 |  | 25597820 | 439523 | SH |  | SOLE |  | 439523 | 0 | 0 |
| TOLL BROTHERS INC | COM | 889478103 |  | 38796783 | 284288 | SH |  | SOLE |  | 284288 | 0 | 0 |
| TRICO BANCSHARES | COM | 896095106 |  | 6559617 | 137981 | SH |  | SOLE |  | 137981 | 0 | 0 |
| TRUIST FINL CORP | COM | 89832Q109 |  | 8846053 | 192431 | SH |  | SOLE |  | 192431 | 0 | 0 |
| UNITED BANKSHARES INC WEST V | COM | 909907107 |  | 9652268 | 233034 | SH |  | SOLE |  | 233034 | 0 | 0 |
| US BANCORP | COM NEW | 902973304 |  | 69518022 | 1336628 | SH |  | SOLE |  | 1336628 | 0 | 0 |
| USCB FINANCIAL HOLDINGS INC | CLASS A COM | 90355N101 |  | 8099978 | 436892 | SH |  | SOLE |  | 436892 | 0 | 0 |
| UWM HOLDINGS CORPORATION | COM CL A | 91823B109 |  | 1731971 | 478445 | SH |  | SOLE |  | 478445 | 0 | 0 |
| VALLEY NATL BANCORP | COM | 919794107 |  | 14517490 | 1182206 | SH |  | SOLE |  | 1182206 | 0 | 0 |
| VICTORY CAP HLDGS INC DEL | COM CL A | 92645B103 |  | 22194904 | 338957 | SH |  | SOLE |  | 338957 | 0 | 0 |
| VOYA FINANCIAL INC | COM | 929089100 |  | 14190337 | 207704 | SH |  | SOLE |  | 207704 | 0 | 0 |
| WEBSTER FINL CORP | COM | 947890109 |  | 84414512 | 1215997 | SH |  | SOLE |  | 1215997 | 0 | 0 |
| WELLS FARGO  CO | COM | 949746101 |  | 20991804 | 263683 | SH |  | SOLE |  | 263683 | 0 | 0 |
| WESBANCO INC | COM | 950810101 |  | 2030047 | 58859 | SH |  | SOLE |  | 58859 | 0 | 0 |
| WESTERN ALLIANCE BANCORP | COM | 957638109 |  | 9434669 | 133164 | SH |  | SOLE |  | 133164 | 0 | 0 |
| ZIONS BANCORPORATION NATL AS | COM | 989701107 |  | 24551306 | 426090 | SH |  | SOLE |  | 426090 | 0 | 0 |

---