# EDGAR Filing Document

**Accession Number:** 0000310695
**File Stem:** 0001193125-26-085159
**Filing Date:** 2026-3
**Character Count:** 2779
**Document Hash:** d358f07bf347316aab0f339f237647ea
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-26-085159.hdr.sgml**: 20260302

**ACCESSION NUMBER**: 0001193125-26-085159

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260302

**DATE AS OF CHANGE**: 20260302

**EFFECTIVENESS DATE**: 20260302

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NORTHERN TRUST SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0000310695

**ORGANIZATION NAME:**
- **EIN:** 363010241
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-23689
- **FILM NUMBER:** 26706842

**BUSINESS ADDRESS:**
- **STREET 1:** 333 S. WABASH AVENUE
- **STREET 2:** 34TH FLOOR
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60604
- **BUSINESS PHONE:** 312-557-9461

**MAIL ADDRESS:**
- **STREET 1:** 333 S. WABASH AVENUE
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60604

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NORTHERN TRUST SECURITIES INC                           /BD
- **DATE OF NAME CHANGE:** 20020301

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NORTHERN TRUST BROKERAGE INC                            /BD
- **DATE OF NAME CHANGE:** 19910131

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HICKEY JEROME ASSOCIATES INC
- **DATE OF NAME CHANGE:** 19840420

### Attached PDF Documents

**Attachment 1:** `d51994dfull.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000310695

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** NORTHERN TRUST SECURITIES, INC.

**Business Address:** 333 South Wabash, 34th Floor, Chicago, IL, 60604

**Contact Person:** Anthony J Peccatiello

**Contact Phone:** 312-557-3513

### Independent Public Accountant Identification

**Accountant Name:** KPMG LLP

**Accountant Address:** Two Manhattan West, 375 9th Avenue, New York, NY, 10001

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Anthony J Peccatiello**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **NORTHERN TRUST SECURITIES, INC.**, as of **12-31-2025**, are true and correct.

**Signature:** Anthony J Peccatiello

**Title:** Chief Financial Officer

**Notarized:** No