# EDGAR Filing Document

**Accession Number:** 0000787441
**File Stem:** 0002071691-25-008881
**Filing Date:** 2025-12
**Character Count:** 46688
**Document Hash:** 3ed0726f2efd3d6b8a831c034454fe54
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002071691-25-008881.hdr.sgml**: 20251222

**ACCESSION NUMBER**: 0002071691-25-008881

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251031

**FILED AS OF DATE**: 20251222

**DATE AS OF CHANGE**: 20251222

**PERIOD START**: 20251031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NEW YORK LIFE INVESTMENTS FUNDS
- **CENTRAL INDEX KEY:** 0000787441

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-04550
- **FILM NUMBER:** 251589860

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** 2125767000

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MAINSTAY FUNDS
- **DATE OF NAME CHANGE:** 19920703

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MACKAY SHIELDS MAINSTAY SERIES FUND /NY/
- **DATE OF NAME CHANGE:** 19911126

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MACKAY SHIELDS SERIES FUND
- **DATE OF NAME CHANGE:** 19860506

## Series and Classes Contracts Data

### NYLI MacKay Convertible Fund (Series ID: S000006899)

| Class ID   | Class Name     | Ticker Symbol   |
|:---|:---|:---|
| C000018703 | Class A        | MCOAX           |
| C000018705 | Class C        | MCCVX           |
| C000060795 | INVESTOR CLASS | MCINX           |
| C000087595 | Class I        | MCNVX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** NEW YORK LIFE INVESTMENTS FUNDS

- **b. Investment Company Act file number:** 811-04550

- **c. CIK number of Registrant:** 0000787441

- **d. LEI of Registrant:** 549300PAI7XEJSNBJ671

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 51 Madison Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10010

  - **Telephone number:** 212-576-7000

**Item A.2. Information about the Series.**

- **a. Name of Series:** NYLI MacKay Convertible Fund

- **b. EDGAR series identifier (if any):** S000006899

- **c. LEI of Series:** 5493003UBW3QX2D8RN79

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-10-31

- **b. Date as of which information is reported:** 2025-10-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $1602666074.39

**Total Liabilities:** $15897222.35

**Net Assets:** $1586768852.04

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** -124.65000000 | **1-Year:** -3563.66000000 | **5-Year:** -10231.24000000 | **10-Year:** -299.16000000 | **30-Year:** -5337.48000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** -2492.90000000 | **1-Year:** -69114.94000000 | **5-Year:** -109632.83000000 | **10-Year:** -1358.86000000 | **30-Year:** -13389.82000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000060795 | 1.65%                | 1.74%                | 1.84%                |
| Class ID C000087595 | 1.70%                | 1.78%                | 1.89%                |
| Class ID C000018705 | 1.60%                | 1.66%                | 1.80%                |
| Class ID C000018703 | 1.65%                | 1.75%                | 1.89%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $1192012.06              | $23025270.17                               |
| Month 2  | $11035418.06             | $15626529.83                               |
| Month 3  | $12425655.30             | $15027800.45                               |

### Schedule of Portfolio Investments

| Name                                    | Title                                                               | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Workiva, Inc.                           | Workiva, Inc.                                                       | CUSIP: 98139AAD7<br>LEI: 529900RTOQ8GRWHY1O58 | Long             | DBT              | CORP              | US        |   7850000 | PA      | $7797012.50   | 0.49%             | 2028-08-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| NextEra Energy, Inc.                    | NextEra Energy, Inc.                                                | CUSIP: 65339F663<br>LEI: 254900RHL9MEUS5NKX63 | Long             | EP               | CORP              | US        |    162500 | NS      | $8536125.00   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Apollo Global Management, Inc.          | Apollo Global Management, Inc.                                      | CUSIP: 03769M304<br>LEI: 254900LMFT1CY9IYB476 | Long             | EP               | CORP              | US        |    289050 | NS      | $18886527.00  | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| AeroVironment, Inc.                     | AeroVironment, Inc.                                                 | CUSIP: 008073AA6<br>LEI: 529900PGHVI29YLZ6221 | Long             | DBT              | CORP              | US        |   4835000 | PA      | $6764165.00   | 0.43%             | 2030-07-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Avnet, Inc.                             | Avnet, Inc.                                                         | CUSIP: 053807AY9<br>LEI: XJI53DCPL7QABOWK4Z75 | Long             | DBT              | CORP              | US        |   9700000 | PA      | $9583600.00   | 0.60%             | 2030-09-01      | Fixed         | 1.75%                 | Yes           |                  2 | On Loan: No      |
| Integer Holdings Corp.                  | Integer Holdings Corp.                                              | CUSIP: 45826HAC3<br>LEI: 549300SUD2ED5XG6X569 | Long             | DBT              | CORP              | US        |  25460000 | PA      | $22188390.00  | 1.40%             | 2030-03-15      | Fixed         | 1.88%                 | Yes           |                  2 | On Loan: No      |
| Lumentum Holdings, Inc.                 | Lumentum Holdings, Inc.                                             | CUSIP: 55024UAF6<br>LEI: 549300JLWRRC38DWEF52 | Long             | DBT              | CORP              | US        |  13970000 | PA      | $22875875.00  | 1.44%             | 2028-06-15      | Fixed         | 0.50%                 | No            |                  2 | On Loan: —       |
| Bridgebio Pharma, Inc.                  | Bridgebio Pharma, Inc.                                              | CUSIP: 10806XAD4<br>LEI: 54930028YG89VTY2J114 | Long             | DBT              | CORP              | US        |  14242000 | PA      | $14993265.50  | 0.94%             | 2029-02-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| Tetra Tech, Inc.                        | Tetra Tech, Inc.                                                    | CUSIP: 88162GAB9<br>LEI: 549300UJ1LP7JGJC5P32 | Long             | DBT              | CORP              | US        |  26609000 | PA      | $28366524.45  | 1.79%             | 2028-08-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: —       |
| Jazz Investments I Ltd.                 | Jazz Investments I Ltd.                                             | CUSIP: 472145AF8<br>LEI: N/A                  | Long             | DBT              | CORP              | BM        |  12247000 | PA      | $13174710.25  | 0.83%             | 2026-06-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| Shift4 Payments, Inc.                   | Shift4 Payments, Inc.                                               | CUSIP: 82452JAD1<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |  18090000 | PA      | $17818650.00  | 1.12%             | 2027-08-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| PG&E Corp.                              | PG&E Corp.                                                          | CUSIP: 69331CAL2<br>LEI: 8YQ2GSDWYZXO2EDN3511 | Long             | DBT              | CORP              | US        |  24558000 | PA      | $25267726.20  | 1.59%             | 2027-12-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| Liberty Broadband Corp.                 | Liberty Broadband Corp.                                             | CUSIP: 530307AE7<br>LEI: 549300MIX43II8JLN536 | Long             | DBT              | CORP              | US        |   9263000 | PA      | $9184264.50   | 0.58%             | 2053-03-31      | Fixed         | 3.12%                 | Yes           |                  2 | On Loan: No      |
| MP Materials Corp.                      | MP Materials Corp.                                                  | CUSIP: 553368AC5<br>LEI: 89450063PHPS61USMT84 | Long             | DBT              | CORP              | US        |   3271000 | PA      | $9906223.50   | 0.62%             | 2030-03-01      | Fixed         | 3.00%                 | Yes           |                  2 | On Loan: No      |
| Semtech Corp.                           | Semtech Corp.                                                       | CUSIP: 816850AJ0<br>LEI: 549300J7WUY317SW6O61 | Long             | DBT              | CORP              | US        |   6119000 | PA      | $6219963.50   | 0.39%             | 2030-10-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Hewlett Packard Enterprise Co.          | Hewlett Packard Enterprise Co.                                      | CUSIP: 42824C208<br>LEI: 549300BX44RGX6ANDV88 | Long             | EP               | CORP              | US        |    240100 | NS      | $16225958.00  | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| iRhythm Technologies, Inc.              | iRhythm Technologies, Inc.                                          | CUSIP: 450056AB2<br>LEI: 549300FJI72RJGDQS384 | Long             | DBT              | CORP              | US        |  14384000 | PA      | $20935912.00  | 1.32%             | 2029-09-01      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| BILL Holdings, Inc.                     | BILL Holdings, Inc.                                                 | CUSIP: 090043AE0<br>LEI: 549300IBF9VZZIGOZW63 | Long             | DBT              | CORP              | US        |  13980000 | PA      | $12414240.00  | 0.78%             | 2030-04-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Snowflake, Inc.                         | Snowflake, Inc.                                                     | CUSIP: 833445AB5<br>LEI: 254900CJNSY1K7T53Z16 | Long             | DBT              | CORP              | US        |  12188000 | PA      | $21889648.00  | 1.38%             | 2027-10-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Bentley Systems, Inc.                   | Bentley Systems, Inc.                                               | CUSIP: 08265TAB5<br>LEI: 549300WVEHPGE0Z56F71 | Long             | DBT              | CORP              | US        |   3570000 | PA      | $3548580.00   | 0.22%             | 2026-01-15      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| BioMarin Pharmaceutical, Inc.           | BioMarin Pharmaceutical, Inc.                                       | CUSIP: 09061GAK7<br>LEI: NSLL8ITTRR0J5HEMR848 | Long             | DBT              | CORP              | US        |  19573000 | PA      | $18680471.20  | 1.18%             | 2027-05-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| Bank of America Corp.                   | Bank of America Corp., Series L                                     | CUSIP: 060505682<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               | CORP              | US        |     12072 | NS      | $15222792.00  | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Carnival Corp.                          | Carnival Corp.                                                      | CUSIP: 143658BV3<br>LEI: F1OF2ZSX47CR0BCWA982 | Long             | DBT              | CORP              | PA        |   8804000 | PA      | $19619714.00  | 1.24%             | 2027-12-01      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| Akamai Technologies, Inc.               | Akamai Technologies, Inc.                                           | CUSIP: 00971TAL5<br>LEI: OC1LZNN2LF5WTJ5RIL89 | Long             | DBT              | CORP              | US        |  16800000 | PA      | $16203600.00  | 1.02%             | 2027-09-01      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| Halozyme Therapeutics, Inc.             | Halozyme Therapeutics, Inc.                                         | CUSIP: 40637HAD1<br>LEI: 529900242I3SV9AGM753 | Long             | DBT              | CORP              | US        |  21800000 | PA      | $24170750.00  | 1.52%             | 2027-03-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| Live Nation Entertainment, Inc.         | Live Nation Entertainment, Inc.                                     | CUSIP: 538034BB4<br>LEI: 5493007B9BM9ZXJINO78 | Long             | DBT              | CORP              | US        |  13975000 | PA      | $14876387.50  | 0.94%             | 2030-01-15      | Fixed         | 2.88%                 | Yes           |                  2 | On Loan: No      |
| Western Digital Corp.                   | Western Digital Corp.                                               | CUSIP: 958102AT2<br>LEI: 549300QQXOOYEF89IC56 | Long             | DBT              | CORP              | US        |   6875000 | PA      | $27551562.50  | 1.74%             | 2028-11-15      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Meritage Homes Corp.                    | Meritage Homes Corp.                                                | CUSIP: 59001ABF8<br>LEI: 52990044W9UMFJO2FB97 | Long             | DBT              | CORP              | US        |  13302000 | PA      | $13316458.87  | 0.84%             | 2028-05-15      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| Merit Medical Systems, Inc.             | Merit Medical Systems, Inc.                                         | CUSIP: 589889AA2<br>LEI: 549300OYTY138SP2CE83 | Long             | DBT              | CORP              | US        |  23436000 | PA      | $28287252.00  | 1.78%             | 2029-02-01      | Fixed         | 3.00%                 | Yes           |                  2 | On Loan: No      |
| CyberArk Software Ltd.                  | CyberArk Software Ltd.                                              | CUSIP: 23248VAC9<br>LEI: 529900YEXNDM894PWS93 | Long             | DBT              | CORP              | IL        |   9288000 | PA      | $10853028.00  | 0.68%             | 2030-06-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Exact Sciences Corp.                    | Exact Sciences Corp.                                                | CUSIP: 30063PAD7<br>LEI: 549300VM3X1FYD4N9Z14 | Long             | DBT              | CORP              | US        |  17388000 | PA      | $19566716.40  | 1.23%             | 2030-03-01      | Fixed         | 2.00%                 | Yes           |                  2 | On Loan: No      |
| MGP Ingredients, Inc.                   | MGP Ingredients, Inc.                                               | CUSIP: 55303JAB2<br>LEI: 2549006OMHFVZ4MS8538 | Long             | DBT              | CORP              | US        |   9940000 | PA      | $9566698.23   | 0.60%             | 2041-11-15      | Fixed         | 1.88%                 | No            |                  2 | On Loan: No      |
| Global Payments, Inc.                   | Global Payments, Inc.                                               | CUSIP: 37940XAU6<br>LEI: 549300NOMHGVQBX6S778 | Long             | DBT              | CORP              | US        |  11829000 | PA      | $10699330.50  | 0.67%             | 2031-03-01      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| MKS, Inc.                               | MKS, Inc.                                                           | CUSIP: 55306NAB0<br>LEI: 549300KEQATBHAGVF505 | Long             | DBT              | CORP              | US        |  15811000 | PA      | $19012727.50  | 1.20%             | 2030-06-01      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| Microchip Technology, Inc.              | Microchip Technology, Inc.                                          | CUSIP: 595017302<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EP               | CORP              | US        |    235175 | NS      | $13616632.50  | 0.86%             |  |  |  | No            |                  1 | On Loan: —       |
| Northern Oil & Gas, Inc.                | Northern Oil & Gas, Inc.                                            | CUSIP: 665531AJ8<br>LEI: OKFF0PIZDDMNH4UCYE51 | Long             | DBT              | CORP              | US        |  12935000 | PA      | $12582521.25  | 0.79%             | 2029-04-15      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| Euronet Worldwide, Inc.                 | Euronet Worldwide, Inc.                                             | CUSIP: 298736AM1<br>LEI: YG3575C4DSHJPA5KET68 | Long             | DBT              | CORP              | US        |   7250000 | PA      | $6597500.00   | 0.42%             | 2030-10-01      | Fixed         | 0.62%                 | Yes           |                  2 | On Loan: No      |
| Uber Technologies, Inc.                 | Uber Technologies, Inc., Series 2028                                | CUSIP: 90353TAM2<br>LEI: 549300B2FTG34FILDR98 | Long             | DBT              | CORP              | US        |  17288000 | PA      | $25214548.00  | 1.59%             | 2028-12-01      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| Burlington Stores, Inc.                 | Burlington Stores, Inc.                                             | CUSIP: 122017AD8<br>LEI: 5299003Z37DVGKKC1W09 | Long             | DBT              | CORP              | US        |   9505000 | PA      | $13620665.00  | 0.86%             | 2027-12-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| Synaptics, Inc.                         | Synaptics, Inc.                                                     | CUSIP: 87157DAH2<br>LEI: 549300AJ3LI4FWNRQX29 | Long             | DBT              | CORP              | US        |   7650000 | PA      | $7715025.00   | 0.49%             | 2031-12-01      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| Tempus AI, Inc.                         | Tempus AI, Inc.                                                     | CUSIP: 88023BAD5<br>LEI: 2549009LA0KWRAGQBX50 | Long             | DBT              | CORP              | US        |   3415000 | PA      | $4652937.50   | 0.29%             | 2030-07-15      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| Rubrik, Inc.                            | Rubrik, Inc.                                                        | CUSIP: 781154AC3<br>LEI: 254900TRGK2WTBYMYU27 | Long             | DBT              | CORP              | US        |   7215000 | PA      | $7009372.50   | 0.44%             | 2030-06-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| OSI Systems, Inc.                       | OSI Systems, Inc.                                                   | CUSIP: 671044AF2<br>LEI: DDX3MPX1Y8YD30050X33 | Long             | DBT              | CORP              | US        |  12752000 | PA      | $20132220.00  | 1.27%             | 2029-08-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| Ford Motor Co.                          | Ford Motor Co.                                                      | CUSIP: 345370CZ1<br>LEI: 20S05OYHG0MQM4VUIC57 | Long             | DBT              | CORP              | US        |  14455000 | PA      | $15163295.00  | 0.96%             | 2026-03-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| DoorDash, Inc.                          | DoorDash, Inc.                                                      | CUSIP: 25809KAA3<br>LEI: 549300NUQ43FGGSK5051 | Long             | DBT              | CORP              | US        |  12055000 | PA      | $13338857.50  | 0.84%             | 2030-05-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Post Holdings, Inc.                     | Post Holdings, Inc.                                                 | CUSIP: 737446AT1<br>LEI: JM1I5YUAURL6DC8N1468 | Long             | DBT              | CORP              | US        |  22194000 | PA      | $24435594.00  | 1.54%             | 2027-08-15      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| Dropbox, Inc.                           | Dropbox, Inc.                                                       | CUSIP: 26210CAD6<br>LEI: 549300JCDF7UAR6TJR51 | Long             | DBT              | CORP              | US        |  11036000 | PA      | $11245684.00  | 0.71%             | 2028-03-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Teladoc Health, Inc.                    | Teladoc Health, Inc.                                                | CUSIP: 87918AAF2<br>LEI: 549300I2PVFBC9MFAC61 | Long             | DBT              | CORP              | US        |   7157000 | PA      | $6763365.00   | 0.43%             | 2027-06-01      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| NCL Corp. Ltd.                          | NCL Corp. Ltd.                                                      | CUSIP: 62886HBD2<br>LEI: UNZWILHE4KMRP9K2L524 | Long             | DBT              | CORP              | BM        |  20225000 | PA      | $20346350.00  | 1.28%             | 2027-02-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| Greenbrier Cos., Inc. (The)             | Greenbrier Cos., Inc. (The)                                         | CUSIP: 393657AM3<br>LEI: 5493001GAGGFR30BP390 | Long             | DBT              | CORP              | US        |   8991000 | PA      | $9366374.25   | 0.59%             | 2028-04-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| NYLI U.S. Government Liquidity Fund     | NYLI U.S. Government Liquidity Fund                                 | CUSIP: 56064L488<br>LEI: 549300Y3ZLEL13IJCK58 | Long             | STIV             | RF                | US        |  86092999 | NS      | $86092998.67  | 5.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Tyler Technologies, Inc.                | Tyler Technologies, Inc.                                            | CUSIP: 902252AB1<br>LEI: 25490040SMU4Z8LBCW70 | Long             | DBT              | CORP              | US        |  14176000 | PA      | $14785568.00  | 0.93%             | 2026-03-15      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| Oil States International, Inc.          | Oil States International, Inc.                                      | CUSIP: 678026AK1<br>LEI: 5493004TF4KQJGMYL777 | Long             | DBT              | CORP              | US        |  13836000 | PA      | $13836000.00  | 0.87%             | 2026-04-01      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| Rapid7, Inc.                            | Rapid7, Inc.                                                        | CUSIP: 753422AH7<br>LEI: 549300GNVG5D60KEYN14 | Long             | DBT              | CORP              | US        |   6025000 | PA      | $5452022.50   | 0.34%             | 2029-03-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| Chefs' Warehouse, Inc. (The)            | Chefs' Warehouse, Inc. (The)                                        | CUSIP: 163086AE1<br>LEI: 549300JYEDC8C547E980 | Long             | DBT              | CORP              | US        |   9332000 | PA      | $13794562.40  | 0.87%             | 2028-12-15      | Fixed         | 2.38%                 | No            |                  2 | On Loan: No      |
| Haemonetics Corp.                       | Haemonetics Corp.                                                   | CUSIP: 405024AB6<br>LEI: 549300ZEL6TXZS6F5F95 | Long             | DBT              | CORP              | US        |   1912000 | PA      | $1890585.60   | 0.12%             | 2026-03-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Progress Software Corp.                 | Progress Software Corp.                                             | CUSIP: 743312AD2<br>LEI: 549300R65B3JG6972S24 | Long             | DBT              | CORP              | US        |  12780000 | PA      | $13026015.00  | 0.82%             | 2030-03-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: —       |
| Advanced Energy Industries, Inc.        | Advanced Energy Industries, Inc.                                    | CUSIP: 007973AE0<br>LEI: 549300756XI3QLFT2U27 | Long             | DBT              | CORP              | US        |  18209000 | PA      | $29112549.20  | 1.83%             | 2028-09-15      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| DexCom, Inc.                            | DexCom, Inc.                                                        | CUSIP: 252131AM9<br>LEI: 549300YSK3QDSFR5EU59 | Long             | DBT              | CORP              | US        |  15040000 | PA      | $13652560.00  | 0.86%             | 2028-05-15      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| Alnylam Pharmaceuticals, Inc.           | Alnylam Pharmaceuticals, Inc.                                       | CUSIP: 02043QAB3<br>LEI: 529900S3ZI14OWRJII50 | Long             | DBT              | CORP              | US        |   5460000 | PA      | $8995350.00   | 0.57%             | 2027-09-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| Parsons Corp.                           | Parsons Corp.                                                       | CUSIP: 70202LAD4<br>LEI: 549300ZXH0VRBSEPX752 | Long             | DBT              | CORP              | US        |  12747000 | PA      | $14576194.50  | 0.92%             | 2029-03-01      | Fixed         | 2.62%                 | No            |                  2 | On Loan: No      |
| Expedia Group, Inc.                     | Expedia Group, Inc.                                                 | CUSIP: 30212PBE4<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   2822000 | PA      | $2862919.00   | 0.18%             | 2026-02-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| MS GOVT US LEX                          | MSILF GOVERNMENT PORTFOLIO OPEN-END FUND USD                        | CUSIP: 61747C707<br>LEI: 6N8SC06AK49F0N7KIX52 | Long             | STIV             | RF                | US        |   5000000 | NS      | $5000000.00   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| ON Semiconductor Corp.                  | ON Semiconductor Corp.                                              | CUSIP: 682189AS4<br>LEI: ZV20P4CNJVT8V1ZGJ064 | Long             | DBT              | CORP              | US        |  19255000 | PA      | $22335800.00  | 1.41%             | 2027-05-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Wells Fargo & Co.                       | Wells Fargo & Co., Series L                                         | CUSIP: 949746804<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               | CORP              | US        |     11552 | NS      | $14292712.00  | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| CONMED Corp.                            | CONMED Corp.                                                        | CUSIP: 207410AH4<br>LEI: Z6C0YCECH9DCU5ZIQW84 | Long             | DBT              | CORP              | US        |   9336000 | PA      | $8925216.00   | 0.56%             | 2027-06-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| Datadog, Inc.                           | Datadog, Inc.                                                       | CUSIP: 23804LAC7<br>LEI: 549300F6JNO0KRPO1K63 | Long             | DBT              | CORP              | US        |  16717000 | PA      | $17770171.00  | 1.12%             | 2029-12-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: —       |
| Mirion Technologies, Inc.               | Mirion Technologies, Inc.                                           | CUSIP: 60471AAA9<br>LEI: 549300BNTOWVWFNVTJ65 | Long             | DBT              | CORP              | US        |   9743000 | PA      | $14066456.25  | 0.89%             | 2030-06-01      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| Guidewire Software, Inc.                | Guidewire Software, Inc.                                            | CUSIP: 40171VAB6<br>LEI: 549300WXSG0J8IXZCK32 | Long             | DBT              | CORP              | US        |  11315000 | PA      | $13368672.50  | 0.84%             | 2029-11-01      | Fixed         | 1.25%                 | Yes           |                  2 | On Loan: No      |
| DREYFUS TREASURY & AGENCY LEX           | DREYFUS TREASURY OBLIGATIONS CASH MANAGEMENT FUND OPEN-END FUND USD | CUSIP: 261908107<br>LEI: 54930067A504FBYASH16 | Long             | STIV             | RF                | US        |   5000000 | NS      | $5000000.00   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Etsy, Inc.                              | Etsy, Inc.                                                          | CUSIP: 29786AAJ5<br>LEI: 54930089Q7XT501AEA40 | Long             | DBT              | CORP              | US        |  15617000 | PA      | $15951984.65  | 1.01%             | 2026-10-01      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| Patrick Industries, Inc.                | Patrick Industries, Inc.                                            | CUSIP: 703343AG8<br>LEI: 549300FZ5ZTCCJ3Z5W14 | Long             | DBT              | CORP              | US        |   9454000 | PA      | $15556557.00  | 0.98%             | 2028-12-01      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| Upstart Holdings, Inc.                  | Upstart Holdings, Inc.                                              | CUSIP: 91680MAE7<br>LEI: 549300WNB47JRNENIC75 | Long             | DBT              | CORP              | US        |  11789000 | PA      | $10498104.50  | 0.66%             | 2030-11-15      | Fixed         | 1.00%                 | Yes           |                  2 | On Loan: No      |
| Nebius Group NV                         | Nebius Group NV                                                     | CUSIP: 63954QAE6<br>LEI: 549300GGZHJ5Q1B18P93 | Long             | DBT              | CORP              | NL        |   7292000 | PA      | $9311884.00   | 0.59%             | 2030-09-15      | Fixed         | 1.00%                 | Yes           |                  2 | On Loan: No      |
| INVESCO GOVT AND AGCY LEX               | INVESCO GOVERNMENT & AGENCY PORTFOLIO OPEN-END FUND USD             | CUSIP: 825252885<br>LEI: O37NHJVF7S22I1ONOU83 | Long             | STIV             | RF                | US        |   4742642 | NS      | $4742642.50   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Fluor Corp.                             | Fluor Corp.                                                         | CUSIP: 343412AJ1<br>LEI: CQ7WZ4NOFWT7FAE6Q943 | Long             | DBT              | CORP              | US        |  10495000 | PA      | $13533302.50  | 0.85%             | 2029-08-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| Southern Co. (The)                      | Southern Co. (The)                                                  | CUSIP: 842587EC7<br>LEI: 549300FC3G3YU2FBZD92 | Long             | DBT              | CORP              | US        |   3000000 | PA      | $3060000.00   | 0.19%             | 2028-06-15      | Fixed         | 3.25%                 | Yes           |                  2 | On Loan: No      |
| Planet Labs PBC                         | Planet Labs PBC                                                     | CUSIP: 72703XAA4<br>LEI: 254900Q7PVI3HTQBRB44 | Long             | DBT              | CORP              | US        |   9797000 | PA      | $13715800.00  | 0.86%             | 2030-10-15      | Fixed         | 0.50%                 | Yes           |                  2 | On Loan: No      |
| Boeing Co. (The)                        | Boeing Co. (The)                                                    | CUSIP: 097023204<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EP               | CORP              | US        |    346200 | NS      | $22406064.00  | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Seagate HDD Cayman                      | Seagate HDD Cayman                                                  | CUSIP: 81180WBL4<br>LEI: 529900BD50TRWEG1SF63 | Long             | DBT              | CORP              | KY        |  13575000 | PA      | $42521990.63  | 2.68%             | 2028-06-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| Spectrum Brands, Inc.                   | Spectrum Brands, Inc.                                               | CUSIP: 84762LAZ8<br>LEI: 549300VU3EH2E73C1Q04 | Long             | DBT              | CORP              | US        |   7412000 | PA      | $6917249.00   | 0.44%             | 2029-06-01      | Fixed         | 3.38%                 | No            |                  2 | On Loan: No      |
| Q2 Holdings, Inc.                       | Q2 Holdings, Inc.                                                   | CUSIP: 74736LAD1<br>LEI: 549300M9RKR9DZXWS696 | Long             | DBT              | CORP              | US        |  12470000 | PA      | $12388945.00  | 0.78%             | 2026-06-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: —       |
| Zscaler, Inc.                           | Zscaler, Inc.                                                       | CUSIP: 98980GAC6<br>LEI: 529900MZ0RTK1BWRNF46 | Long             | DBT              | CORP              | US        |   8460000 | PA      | $8747640.00   | 0.55%             | 2028-07-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Five9, Inc.                             | Five9, Inc.                                                         | CUSIP: 338307AF8<br>LEI: 254900MXP6EWY0SFFR59 | Long             | DBT              | CORP              | US        |   5835000 | PA      | $5236912.50   | 0.33%             | 2029-03-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| Cheesecake Factory, Inc. (The)          | Cheesecake Factory, Inc. (The)                                      | CUSIP: 163072AA9<br>LEI: 529900872XMLK10SY247 | Long             | DBT              | CORP              | US        |   9208000 | PA      | $9010028.00   | 0.57%             | 2026-06-15      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| Life360, Inc.                           | Life360, Inc.                                                       | CUSIP: 532206AB5<br>LEI: 254900VO9VDOQBQAHF07 | Long             | DBT              | CORP              | US        |   8200000 | PA      | $11482050.00  | 0.72%             | 2030-06-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Ionis Pharmaceuticals, Inc.             | Ionis Pharmaceuticals, Inc.                                         | CUSIP: 462222AF7<br>LEI: 549300SI4ZGLG0BLUZ92 | Long             | DBT              | CORP              | US        |  13950000 | PA      | $21282817.50  | 1.34%             | 2028-06-15      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| Amphastar Pharmaceuticals, Inc.         | Amphastar Pharmaceuticals, Inc.                                     | CUSIP: 03209RAB9<br>LEI: 54930055TH0ZLSAQMJ38 | Long             | DBT              | CORP              | US        |   8159000 | PA      | $7411635.60   | 0.47%             | 2029-03-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| Liberty Media Corp.-Liberty Formula One | Liberty Media Corp.-Liberty Formula One                             | CUSIP: 531229AQ5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |  13561000 | PA      | $17385202.00  | 1.10%             | 2027-08-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| Sirius XM Holdings, Inc.                | Sirius XM Holdings, Inc.                                            | CUSIP: 531229AP7<br>LEI: 549300ZKUTPIBZLWLL89 | Long             | DBT              | CORP              | US        |  13850000 | PA      | $14272425.00  | 0.90%             | 2028-03-15      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| Rivian Automotive, Inc.                 | Rivian Automotive, Inc.                                             | CUSIP: 76954AAB9<br>LEI: 25490004LNKJ84MFYY24 | Long             | DBT              | CORP              | US        |   7336000 | PA      | $7248885.00   | 0.46%             | 2029-03-15      | Fixed         | 4.62%                 | No            |                  2 | On Loan: No      |
| Welltower OP LLC                        | Welltower OP LLC                                                    | CUSIP: 95041AAD0<br>LEI: T6IZ0MBEG5ACZDTR7D06 | Long             | DBT              | CORP              | US        |  28150000 | PA      | $41830900.00  | 2.64%             | 2029-07-15      | Fixed         | 3.12%                 | Yes           |                  2 | On Loan: No      |
| Unity Software, Inc.                    | Unity Software, Inc.                                                | CUSIP: 91332UAG6<br>LEI: 549300D1ESJMGNQNG432 | Long             | DBT              | CORP              | US        |  10909000 | PA      | $14222608.75  | 0.90%             | 2030-03-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: —       |
| Vertex, Inc.                            | Vertex, Inc.                                                        | CUSIP: 92538JAB2<br>LEI: 549300QMYW171MP1PL50 | Long             | DBT              | CORP              | US        |   8473000 | PA      | $8462408.75   | 0.53%             | 2029-05-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| Affirm Holdings, Inc.                   | Affirm Holdings, Inc.                                               | CUSIP: 00827BAC0<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |  11397000 | PA      | $12399936.00  | 0.78%             | 2029-12-15      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| Freshpet, Inc.                          | Freshpet, Inc.                                                      | CUSIP: 358039AB1<br>LEI: 549300S4ZK8ZQ6HNPN59 | Long             | DBT              | CORP              | US        |   9309000 | PA      | $10146810.00  | 0.64%             | 2028-04-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Impinj, Inc.                            | Impinj, Inc.                                                        | CUSIP: 453204AD1<br>LEI: 549300M26VGKSMMWWN17 | Long             | DBT              | CORP              | US        |   4665000 | PA      | $8709555.00   | 0.55%             | 2027-05-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| Nova Ltd.                               | Nova Ltd.                                                           | CUSIP: 66982MAA2<br>LEI: 529900B2DSWE5V3SC292 | Long             | DBT              | CORP              | IL        |   9006000 | PA      | $11550957.63  | 0.73%             | 2030-09-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| QXO, Inc.                               | QXO, Inc.                                                           | CUSIP: 82846H504<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    519808 | NS      | $26536198.40  | 1.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Ares Management Corp.                   | Ares Management Corp., Series B                                     | CUSIP: 03990B309<br>LEI: 529900JUV61FH7B8VW38 | Long             | EP               | CORP              | US        |    195700 | NS      | $9254653.00   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Cloudflare, Inc.                        | Cloudflare, Inc.                                                    | CUSIP: 18915MAE7<br>LEI: 5493007DY18BGNLDWU14 | Long             | DBT              | CORP              | US        |  12025000 | PA      | $15072513.79  | 0.95%             | 2030-06-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Nutanix, Inc.                           | Nutanix, Inc.                                                       | CUSIP: 67059NAH1<br>LEI: 549300X7J6E8TKVIXW09 | Long             | DBT              | CORP              | US        |  16097000 | PA      | $21569980.00  | 1.36%             | 2027-10-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| Mirum Pharmaceuticals, Inc.             | Mirum Pharmaceuticals, Inc.                                         | CUSIP: 604749AB7<br>LEI: 254900YZKR40F7F27K81 | Long             | DBT              | CORP              | US        |  12752000 | PA      | $30470904.00  | 1.92%             | 2029-05-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Lantheus Holdings, Inc.                 | Lantheus Holdings, Inc.                                             | CUSIP: 516544AB9<br>LEI: 5299005HUB5IOJGO7S39 | Long             | DBT              | CORP              | US        |  23906000 | PA      | $26577495.50  | 1.67%             | 2027-12-15      | Fixed         | 2.62%                 | No            |                  2 | On Loan: No      |
| Match Group Financeco 2, Inc.           | Match Group Financeco 2, Inc.                                       | CUSIP: 44932FAA5<br>LEI: 549300IPGK4BWL134U96 | Long             | DBT              | CORP              | US        |  12450000 | PA      | $12170497.50  | 0.77%             | 2026-06-15      | Fixed         | 0.88%                 | Yes           |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2025-12-01

**Name of Applicant:** NEW YORK LIFE INVESTMENTS FUNDS

**Signature:** Jack Benintende

**Name of Signer:** Jack Benintende

**Title:** Treasurer