# EDGAR Filing Document

**Accession Number:** 0001002006
**File Stem:** 0001002006-26-000004
**Filing Date:** 2026-5
**Character Count:** 2813
**Document Hash:** 40003fddf72b6ddfbf5a5841aa121f53
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001002006-26-000004.hdr.sgml**: 20260522

**ACCESSION NUMBER**: 0001002006-26-000004

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260522

**DATE AS OF CHANGE**: 20260522

**EFFECTIVENESS DATE**: 20260522

**PERIOD START**: 20250401

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TRADESTATION SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0001002006

**ORGANIZATION NAME:**
- **EIN:** 650607814
- **STATE OF INCORPORATION:** FL
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-48711
- **FILM NUMBER:** 261012654

**BUSINESS ADDRESS:**
- **STREET 1:** 8050 SW 10TH STREET
- **STREET 2:** SUITE 2000
- **CITY:** PLANTATION
- **STATE:** FL
- **ZIP:** 33324
- **BUSINESS PHONE:** 954-652-7393

**MAIL ADDRESS:**
- **STREET 1:** 8050 SW 10TH STREET
- **STREET 2:** SUITE 2000
- **CITY:** PLANTATION
- **STATE:** FL
- **ZIP:** 33324

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TRADESTATION SECURITIES INC                             /BD
- **DATE OF NAME CHANGE:** 20020320

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ONLINETRADINGINC COM CORP                               /BD
- **DATE OF NAME CHANGE:** 20010119

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ONLINETRADEINGINC COM CORP                              /BD
- **DATE OF NAME CHANGE:** 20000516

### Attached PDF Documents

**Attachment 1:** `TSS_FS_Public_03_31_2026.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001002006

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 04-01-2025

**Report Period End Date:** 03-31-2026

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** TRADESTATION SECURITIES, INC.

**Business Address:** 8050 SW 10TH STREET, SUITE 2000, PLANTATION, FL, 33324

**Contact Person:** James Rojek

**Contact Phone:** 312-471-4750

### Independent Public Accountant Identification

**Accountant Name:** KPMG LLP

**Accountant Address:** 375 9th Avenue, New York, NY, 10001

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **James Rojek**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **TRADESTATION SECURITIES, INC.**, as of **05-22-2026**, are true and correct.

**Signature:** James Rojek

**Title:** CFO / FINOP