# EDGAR Filing Document

**Accession Number:** 0001227636
**File Stem:** 0001193125-25-133343
**Filing Date:** 2025-6
**Character Count:** 45414
**Document Hash:** fa080413355b667bf94029bcc8831af7
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-25-133343.hdr.sgml**: 20250602

**ACCESSION NUMBER**: 0001193125-25-133343

**CONFORMED SUBMISSION TYPE**: SD

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20250602

**DATE AS OF CHANGE**: 20250602

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Neuronetics, Inc.
- **CENTRAL INDEX KEY:** 0001227636
- **STANDARD INDUSTRIAL CLASSIFICATION:** SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
- **ORGANIZATION NAME:** 08 Industrial Applications and Services
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SD
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-38546
- **FILM NUMBER:** 251015509

**BUSINESS ADDRESS:**
- **STREET 1:** 3222 PHOENIXVILLE PIKE
- **CITY:** MALVERN
- **STATE:** PA
- **ZIP:** 19355
- **BUSINESS PHONE:** 877-600-7555

**MAIL ADDRESS:**
- **STREET 1:** 3222 PHOENIXVILLE PIKE
- **CITY:** MALVERN
- **STATE:** PA
- **ZIP:** 19355

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NEURONETICS INC
- **DATE OF NAME CHANGE:** 20030416

**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION** 

**Washington, D.C. 20549** 

**FORM SD** 

**SPECIALIZED DISCLOSURE REPORT** 

## NEURONETICS, INC.
**(Exact name of registrant as specified in its charter)** 

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| | |
|:---|:---|
| **Delaware** | **001-38546** |
| **(State or other jurisdiction**<br> **of incorporation)** | **(Commission**<br> **file number)** |
| **3222 Phoenixville Pike**<br> **Malvern, PA** | **19355** |
| **(Address of principal executive offices)** | **(Zip Code)** |

---

**W. Andrew Macan** 

**(610) 640-4202**

**(Name and telephone number, including area code, of the person to contact in connection with this report.)** 

Check the appropriate box to indicate the rule pursuant to which this form is being filed:

☒ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2024.

☐ Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended December 31, 2024.

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**Section 1 – Conflict Minerals Disclosure** 

**Item 1.01 Conflict Minerals Disclosure and Report** 

In accordance with the disclosure requirements promulgated by the U.S. Securities and Exchange Commission, Neuronetics, Inc. (the "Company") has undertaken efforts to determine its conflict minerals<sup>1</sup> reporting requirements for the period from January 1 to December 31, 2024.

The Company has filed this Specialized Disclosure Report and the associated Conflict Minerals Report, which appears as Exhibit 1.01 hereto and is publicly available through the Company's website at ir.neuronetics.com/corporate-governance/highlights.

**Item 1.02 Exhibit** 

The Company has filed as an Exhibit to this Form SD its Conflict Minerals Report for calendar year ended December 31, 2024.

<sup>1</sup> The term "conflict mineral" is defined in Section 1502(e)(4) of the Dodd-Frank Wall Street Reform and Consumer Protection Act as (A) columbite-tantalite, also known as coltan (the metal ore from which tantalum is extracted); cassiterite (the metal ore from which tin is extracted); gold; wolframite (the metal ore from which tungsten is extracted); or their derivatives; or (B) any other mineral or its derivatives determined by the Secretary of State to be financing conflict in the Democratic Republic of the Congo or an adjoining country. 

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**Section 2 – Resource Extraction Issuer Disclosure** 

**Item 2.01 Resource Extraction Issuer Disclosure and Report** 

Not applicable.

**Section 3 – Exhibits** 

**Item 3.01 Exhibits** 

The following exhibit is filed as part of this report.

Exhibit 1.01 – [Neuronetics, Inc.'s Conflict Minerals Report for the reporting period from January 1 to December 31, 2024.](d945937dex101.htm)

**\*\*\*\*\*** 

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**SIGNATURE** 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

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| | | |
|:---|:---|:---|
| Neuronetics, Inc. | Neuronetics, Inc. |  |
| By: | /s/ W. Andrew Macan | Date: June 2, 2025 |
|  | W. Andrew Macan |  |
|  | Executive Vice President, General Counsel, Chief Compliance Officer, and Corporate Secretary |  |

---

## Exhibit 1.01

**Exhibit 1.01** 

CONFLICT MINERALS REPORT OF

NEURONETICS, INC.

FOR THE REPORTING PERIOD FROM

JANUARY 1 TO DECEMBER 31, 2024

**I. Introduction** 

This is the Conflict Minerals<sup>1</sup> Report of Neuronetics, Inc. ("we," "our," "Neuronetics," or the "Company") prepared for calendar year 2024 in accordance with Rule 13p-1 ("Rule 13p-1") under the Securities Exchange Act of 1934 (the "Act"). Numerous terms in this Report are defined in Rule 13p-1 of the Act and SEC Release No. 34-67716 (August 22, 2012) under the Act (the "Adopting Release"). The reader is referred to these sources for the definitions of defined terms contained herein.

In accordance with Rule 13p-1, we undertook efforts to determine the presence and source of the conflict minerals within our products. The Company designed its efforts in conformity with the internationally recognized due diligence framework set forth in the *Organisation for Economic Co-operation and Development ("OECD") Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas<sup>2</sup>* ("OECD Due Diligence Guidance") and related Supplements.

The statements below are based on the activities performed to date in good faith by the Company and are based on the infrastructure and information available at the time of this filing. Factors that could affect the accuracy of these statements include, but are not limited to, incomplete supplier data or available smelter data, errors or omissions by suppliers or smelters, evolving identification of smelters, incomplete information from industry or other third-party sources, continuing guidance regarding the SEC final rules, and other issues.

**II. Overview** 

**<u>Company Profile</u>**

We are a vertically integrated, commercial stage, medical technology and healthcare company with a strategic vision of transforming the lives of patients whenever and wherever they need help, with the leading neurohealth therapies in the world. We believe that mental health is as important as physical health. As a global leader in neuroscience, Neuronetics is delivering more treatment options to patients and physicians by offering exceptional in-office treatments that produce extraordinary results. NeuroStar Advanced Therapy ("NeuroStar Therapy") is a non-drug, noninvasive treatment that can improve the quality of life for people suffering from neurohealth conditions when traditional medication has not helped. In addition to selling the NeuroStar Advanced Therapy System (the "NeuroStar System") and associated treatment sessions to customers, Neuronetics operates Greenbrook TMS Inc. ("Greenbrook") treatment centers across the United States, offering NeuroStar Therapy, Spravato<sup>®</sup>, and other treatment modalities for the treatment of major depressive disorder ("MDD") and other mental health disorders.

NeuroStar Therapy is indicated for the treatment of depressive episodes and for decreasing anxiety symptoms for those who may exhibit comorbid anxiety symptoms in adult patients suffering from MDD and who failed to achieve satisfactory improvement from previous antidepressant medication treatment in the current episode. It is also cleared by the U.S. Food and Drug Administration as an adjunct for adults with obsessive-compulsive disorder and for adolescent patients aged 15 to 21 with MDD. Neuronetics is committed to transforming lives by offering an exceptional treatment that produces extraordinary results.

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| | |
|:---|:---|
| [1] | The term "conflict mineral" is defined in Section 1502(e)(4) of the Dodd-Frank Wall Street Reform and Consumer Protection Act as (A) columbite-tantalite, also known as coltan (the metal ore from which tantalum is extracted); cassiterite (the metal ore from which tin is extracted); gold; wolframite (the metal ore from which tungsten is extracted); or their derivatives; or (B) any other mineral or its derivatives determined by the Secretary of State to be financing conflict in the Democratic Republic of the Congo ("DRC") or an adjoining country.  |

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[2] OECD (2016), OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition, OECD Publishing, Paris. <u>http://dx.doi.org/10.1787/9789264252479-en</u>.

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We are subject to this rule as we have determined that, during 2024, conflict minerals were likely necessary to the functionality or production of products we manufactured or contracted to manufacture. The Company, as a purchaser of component parts, is many steps removed from the mining of conflict minerals. We do not purchase raw ore or unrefined conflict minerals and we conduct no purchasing activities directly in the DRC or adjoining countries.

**<u>Conflict Minerals Policy</u>**

The Company developed a policy statement to support the goals expressed by Congress in enacting Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The policy highlights the Company's commitment to complying with the reporting and due diligence obligations required by the SEC rule and the Company's expectations from its suppliers. In addition, the policy includes language encouraging suppliers to source responsibly. The policy resides on our corporate website at http://ir.neuronetics.com/corporate-governance/highlights.

**<u>Reasonable Country of Origin Inquiry Information</u>**

We have conducted a good faith reasonable country of origin inquiry ("RCOI") to determine whether the necessary conflict minerals originated in the DRC or an adjoining country or came from recycled or scrap sources.

The Company's RCOI process included reviewing the products manufactured or contracted to be manufactured during the Reporting Period to identify products that should be deemed in-scope as described by the Adopting Release and conducting an inquiry of our direct suppliers of the in-scope products using the Responsible Minerals Initiative's ("RMI") Conflict Minerals Reporting Template ("CMRT"). Based on the results of our RCOI which indicated sourcing from the DRC or an adjoining country, we exercised due diligence on the source and chain of custody of the conflict minerals in accordance with the OECD Due Diligence Guidance. Our due diligence efforts are discussed further in this Conflict Minerals Report.

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**<u>Due Diligence Program Design</u>**

The Company designed its conflict minerals program to conform, in all material respects, with the five-step framework of the OECD Due Diligence Guidance, the Supplement on Tin, Tantalum, and Tungsten, and the Supplement on Gold, specifically as they relate to our position in the minerals supply chain as a "downstream" company:

Step 1: Establish strong company management systems

Step 2: Identify and assess risks in the supply chain

Step 3: Design and implement a strategy to respond to identified risks

Step 4: Carry out independent third-party audit of smelter/refiner's due diligence practices

Step 5: Report annually on supply chain due diligence

**III. Due Diligence Measures Performed by The Company** 

The following describes the measures taken or being taken to reasonably determine the country of origin and to exercise due diligence in the mineral supply chain in conformance with the OECD Due Diligence Guidance.

Step 1: Establish strong company management systems

a. Conflict minerals team – The Company is establishing a conflict minerals team that includes individuals
from the relevant business units and departments. The team will be structured to include the involvement from those in upper management roles, to ensure that critical information, including the Company's conflict minerals policy, reach relevant
employees and suppliers.

b. Conflict minerals policy – The Company adopted and published a policy establishing expectations for our
suppliers.

c. Supplier engagement – The Company communicated its conflict minerals policy and provided educational
materials to our in-scope suppliers. Suppliers were informed when the request for information was initiated on the conflict minerals disclosure requirements as well as recommendations for developing,
implementing, and documenting a conflict minerals compliance program.

d. Records management – The Company will maintain records relating to our conflict minerals program in
accordance with the recommended record retention guidelines of five years.

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Step 2: Identify and assess risks in the supply chain

We performed the following steps as part of our risk assessment process:

a. Identified products in scope – We conducted a detailed review of the products contracted to be
manufactured during the Reporting Period to identify products that should be deemed in-scope as described by the Adopting Release.

b. Conducted RCOI – The Company utilized the industry-developed CMRT to query our suppliers for conflict
minerals information. We requested this information from the Tier 1 suppliers who provide materials and components for the products deemed in-scope by our conflict minerals team. We evaluated the responses
from the templates submitted by our suppliers to determine our reporting obligation based on this RCOI.

c. Completed additional follow-up – The Company contacted our
contract manufacturers, which contacted their direct suppliers and followed up with due diligence. Our contract manufacturers continue to clarify and validate the accuracy of information provided by their suppliers.

d. Identified smelters or refiners ("SORs") – The Company compiled a list of SORs in our supply
chain using our suppliers' responses in their company CMRT. The Company reconciled this list to the list of smelter facilities designated by the RMI's Responsible Minerals Assurance Process ("RMAP"). The RMAP completes
independent, third-party audits of smelters and refiners to determine which can be validated as having systems in place that ensure the minerals are responsible sourced according to the OECD Due Diligence Guidance. The Company works with a
third-party expert in the area of Conflict Minerals to reconcile suppliers' smelters lists to the list of RMI SORs. We have provided the list of SORs in our supply chain in this report within section IV – Product Description; Processing
Facilities. We also have provided the country-of-origin details for the smelters in use by our suppliers in Appendix 1.

Step 3: Design and implement a strategy to respond to identified risks

We performed the following steps as part of our risk management plan:

a. Reporting results to senior management – The Conflict Minerals team reports to the results of our RCOI to
upper management which included the team's plan to respond to risks identified in the due diligence processes.

b. Identified SORs – As part of the risk mitigation process, the Company reconciled the list of SORs
collected from suppliers to the list of smelter facilities validated by the RMI.

Step 4: Carry out independent third-party audit of smelter/refiner's due diligence practices

The Company is using information provided by independent third-party audit programs, including the RMI, London Bullion Market Association (LBMA), and Responsible Jewelry Council (RJC), to confirm the existence and verify the OECD-conformance status of SORs identified during our due diligence.

Step 5: Report annually on supply chain due diligence

Accordingly, this Conflict Minerals Report has been filed with the SEC and is available on our website at

http://ir.neuronetics.com/corporate-governance/highlights.

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**IV. Product Description; Processing Facilities** 

**<u>Product Description</u>** – Our business is managed and reported on a product basis as follows:

Our current products include our NeuroStar Advanced Therapy System used to treat psychiatric disorders. All of our revenues are currently derived from sales of our NeuroStar Advanced Therapy System, accessories, components and related services in the United States and select international markets. Each of our current products is, and our future products will be, designed to address significant unmet clinical needs in the treatment of mental health.

**<u>Processing Facilities</u> –** Based on our due diligence process and the information received from our suppliers, the following facilities were identified by the Company's suppliers as the smelters and refiners of the tin, tantalum, tungsten and/or gold present in and necessary to the functionality of products manufactured by the Company in the calendar year ended December 31, 2024. The information from our suppliers is still evolving and may contain company-level declarations. As such, this smelter list is presented in good faith as the best information we have to date. This list may contain smelters that are not in our supply chain and/or there may be other smelters not yet identified in our due diligence process. We will continue to update the list as our information and the relevant third-party data from RMI, LBMA, and RJC improves.

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| | | | |
|:---|:---|:---|:---|
| **Metal** | **Smelter Look-up (\*)** | **Smelter Facility Location: Country** | **Smelter ID** |
| Gold | L'Orfebre S.A. | ANDORRA | CID002762 |
| Gold | ABC Refinery Pty Ltd. | AUSTRALIA | CID002920 |
| Gold | AGR (Perth Mint Australia) | AUSTRALIA | CID002030 |
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | CID002779 |
| Gold | Industrial Refining Company | BELGIUM | CID002587 |
| Gold | Metallurgie Hoboken Overpelt | BELGIUM | CID001980 |
| Gold | AngloGold Ashanti Brazil | BRAZIL | CID000058 |
| Gold | Coimpa Industrial LTDA | BRAZIL | CID004010 |
| Gold | Marsam Metals | BRAZIL | CID002606 |
| Gold | Asahi Refining Canada Ltd. | CANADA | CID000924 |
| Gold | CCR | CANADA | CID000185 |
| Gold | Royal Canadian Mint | CANADA | CID001534 |
| Gold | Planta Recuperadora de Metales SpA | CHILE | CID002919 |
| Gold | Anhui Tongling Nonferrous Metal Mining Co., Ltd. | CHINA | CID001947 |
| Gold | CHALCO Yunnan Copper Co. Ltd. | CHINA | CID000197 |
| Gold | China Henan Zhongyuan Gold Smelter | CHINA | CID002224 |
| Gold | China's Shandong Gold Mining Co., Ltd | CHINA | CID001916 |
| Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA | CID000343 |
| Gold | Dongwu Gold Group | CHINA | CID003663 |
| Gold | Fujian Zijin mining stock company gold smelter | CHINA | CID002243 |

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| | | | |
|:---|:---|:---|:---|
| Gold | Great Wall Precious Metals Co,. LTD. | CHINA | CID001909 |
| Gold | Guangdong Gaoyao Co | CHINA | CID002312 |
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA | CID000651 |
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | CID000671 |
| Gold | Heraeus Ltd. Hong Kong | CHINA | CID000707 |
| Gold | Hunan Chenzhou Mining Co., Ltd. | CHINA | CID000767 |
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | CHINA | CID000773 |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA | CID000801 |
| Gold | JCC | CHINA | CID000855 |
| Gold | LinBao Gold Mining | CHINA | CID001056 |
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA | CID001058 |
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | CID001093 |
| Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA | CID001149 |
| Gold | Metalor Technologies (Suzhou) Ltd. | CHINA | CID001147 |
| Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA | CID001362 |
| Gold | Refinery of Seemine Gold Co., Ltd. | CHINA | CID000522 |
| Gold | Shandong Humon Smelting Co., Ltd. | CHINA | CID002525 |
| Gold | Shandong Tarzan Bio-Gold Industry Co., Ltd. | CHINA | CID001619 |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | CID001622 |
| Gold | Shenzhen CuiLu Gold Co., Ltd. | CHINA | CID002750 |
| Gold | SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD. | CHINA | CID004435 |
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | CHINA | CID002527 |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | CID001736 |
| Gold | Gold by Gold Colombia | COLOMBIA | CID003641 |
| Gold | SAFINA A.S. | CZECHIA | CID002290 |
| Gold | SAAMP | FRANCE | CID002761 |
| Gold | WEEEREFINING | FRANCE | CID003615 |
| Gold | Agosi AG | GERMANY | CID000035 |
| Gold | Aurubis AG | GERMANY | CID000113 |
| Gold | C. Hafner GmbH + Co. KG | GERMANY | CID000176 |
| Gold | DEGUSSA | GERMANY | CID002867 |
| Gold | Heimerle + Meule GmbH | GERMANY | CID000694 |
| Gold | Heraeus Germany GmbH Co. KG | GERMANY | CID000711 |
| Gold | WIELAND Edelmetalle GmbH | GERMANY | CID002778 |
| Gold | Gold Coast Refinery | GHANA | CID003186 |
| Gold | Attero Recycling Pvt Ltd | INDIA | CID004697 |
| Gold | Augmont Enterprises Private Limited | INDIA | CID003461 |
| Gold | BALORE REFINERSGA | INDIA | CID002863 |

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| | | | |
|:---|:---|:---|:---|
| Gold | CGR Metalloys Pvt Ltd. | INDIA | CID003382 |
| Gold | Emerald Jewel Industry India Limited (Unit 1) | INDIA | CID003487 |
| Gold | Emerald Jewel Industry India Limited (Unit 2) | INDIA | CID003488 |
| Gold | Emerald Jewel Industry India Limited (Unit 3) | INDIA | CID003489 |
| Gold | Emerald Jewel Industry India Limited (Unit 4) | INDIA | CID003490 |
| Gold | GGC Gujrat Gold Centre Pvt. Ltd. | INDIA | CID002852 |
| Gold | JALAN & Company | INDIA | CID002893 |
| Gold | Kundan Care Products Ltd. | INDIA | CID003463 |
| Gold | MD Overseas | INDIA | CID003548 |
| Gold | MMTC-PAMP India Pvt., Ltd. | INDIA | CID002509 |
| Gold | Sai Refinery | INDIA | CID002853 |
| Gold | Shirpur Gold Refinery Ltd. | INDIA | CID002588 |
| Gold | Sovereign Metals | INDIA | CID003383 |
| Gold | TITAN COMPANY LIMITED, JEWELLERY DIVISION | INDIA | CID004491 |
| Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA | CID001397 |
| Gold | 8853 S.p.A. | ITALY | CID002763 |
| Gold | Chimet S.p.A. | ITALY | CID000233 |
| Gold | Italpreziosi | ITALY | CID002765 |
| Gold | Safimet S.p.A | ITALY | CID002973 |
| Gold | T.C.A S.p.A | ITALY | CID002580 |
| Gold | Aida Chemical Industries Co., Ltd. | JAPAN | CID000019 |
| Gold | AKITA Seiren | JAPAN | CID000401 |
| Gold | Amagasaki Factory, Hyogo Prefecture, Japan | JAPAN | CID000082 |
| Gold | Asaka Riken Co., Ltd. | JAPAN | CID000090 |
| Gold | Chugai Mining | JAPAN | CID000264 |
| Gold | Eco-System Recycling Co., Ltd. East Plant | JAPAN | CID000425 |
| Gold | Eco-System Recycling Co., Ltd. North Plant | JAPAN | CID003424 |
| Gold | Eco-System Recycling Co., Ltd. West Plant | JAPAN | CID003425 |
| Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | CID000807 |
| Gold | Japan Mint | JAPAN | CID000823 |
| Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | CID000937 |
| Gold | Kochi daiicihi Yamaminami plant | JAPAN | CID002100 |
| Gold | Kojima Chemicals Co., Ltd. | JAPAN | CID000981 |
| Gold | Matsuda Sangyo Co., Ltd. | JAPAN | CID001119 |
| Gold | MEM(Sumitomo Group) | JAPAN | CID001798 |
| Gold | Mitsubishi Materials Corporation | JAPAN | CID001188 |
| Gold | Mitsui Kinzoku Co., Ltd. | JAPAN | CID001193 |
| Gold | Nihon Material Co., Ltd. | JAPAN | CID001259 |
| Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN | CID001325 |

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| | | | |
|:---|:---|:---|:---|
| Gold | Shonan Plant Tanaka Kikinzoku | JAPAN | CID001875 |
| Gold | Tokuriki Honten Co., Ltd. | JAPAN | CID001938 |
| Gold | Yokohama Metal Co., Ltd. | JAPAN | CID002129 |
| Gold | Kazakhmys Smelting LLC | KAZAKHSTAN | CID000956 |
| Gold | Kazzinc | KAZAKHSTAN | CID000957 |
| Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN | CID002615 |
| Gold | Do Sung Corporation | KOREA, REPUBLIC OF | CID000359 |
| Gold | HeeSung Metal Ltd. | KOREA, REPUBLIC OF | CID000689 |
| Gold | HwaSeong CJ CO., LTD. | KOREA, REPUBLIC OF | CID000778 |
| Gold | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF | CID002605 |
| Gold | LS MnM Inc. | KOREA, REPUBLIC OF | CID001078 |
| Gold | NH Recytech Company | KOREA, REPUBLIC OF | CID003189 |
| Gold | Samdok Metal | KOREA, REPUBLIC OF | CID001555 |
| Gold | Samwon Metals Corp. | KOREA, REPUBLIC OF | CID001562 |
| Gold | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF | CID002918 |
| Gold | Torecom | KOREA, REPUBLIC OF | CID001955 |
| Gold | Kyrgyzaltyn JSC | KYRGYZSTAN | CID001029 |
| Gold | State Research Institute Center for Physical Sciences and Technology | LITHUANIA | CID003153 |
| Gold | Modeltech Sdn Bhd | MALAYSIA | CID002857 |
| Gold | Caridad | MEXICO | CID000180 |
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | MEXICO | CID001161 |
| Gold | Remondis Argentia B.V. | NETHERLANDS | CID002582 |
| Gold | Morris and Watson | NEW ZEALAND | CID002282 |
| Gold | K.A. Rasmussen | NORWAY | CID003497 |
| Gold | Chala One Plant | PERU | CID004704 |
| Gold | EMC Green Group S.A. | PERU | CID004705 |
| Gold | Minera Titan del Peru SRL (MTP) - Belen Plant | PERU | CID005014 |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | CID000128 |
| Gold | KGHM Polska Miedz S.A. | POLAND | CID002511 |
| Gold | Albino Mountinho Lda. | PORTUGAL | CID002760 |
| Gold | Ekaterinburg | RUSSIAN FEDERATION | CID000927 |
| Gold | Federal State Unitary Enterprise Moscow Special Processing Plant (FSUE MZSS) | RUSSIAN FEDERATION | CID001204 |
| Gold | FSE Novosibirsk Refinery | RUSSIAN FEDERATION | CID000493 |
| Gold | JSC Uralelectromed | RUSSIAN FEDERATION | CID000929 |
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | RUSSIAN FEDERATION | CID002865 |
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | RUSSIAN FEDERATION | CID001326 |
| Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | CID001386 |
| Gold | Shyolkovsky | RUSSIAN FEDERATION | CID001756 |
| Gold | Gasabo Gold Refinery Ltd | RWANDA | CID005006 |
| Gold | L'azurde Company For Jewelry | SAUDI ARABIA | CID001032 |

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| | | | |
|:---|:---|:---|:---|
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | CID001152 |
| Gold | AU Traders and Refiners | SOUTH AFRICA | CID002850 |
| Gold | Impala Refineries – Base Metals Refinery (BMR) | SOUTH AFRICA | CID004604 |
| Gold | Impala Refineries – Platinum Metals Refinery (PMR) | SOUTH AFRICA | CID004714 |
| Gold | Impala Rustenburg | SOUTH AFRICA | CID004610 |
| Gold | Metal Concentrators SA (Pty) Ltd. | SOUTH AFRICA | CID003575 |
| Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | CID001512 |
| Gold | SEMPSA Joyeria Plateria S.A. | SPAIN | CID001585 |
| Gold | Sudan Gold Refinery | SUDAN | CID002567 |
| Gold | Boliden Ronnskar | SWEDEN | CID000157 |
| Gold | Argor-Heraeus S.A. | SWITZERLAND | CID000077 |
| Gold | Cendres + Metaux S.A. | SWITZERLAND | CID000189 |
| Gold | Metalor Switzerland | SWITZERLAND | CID001153 |
| Gold | MKS PAMP SA | SWITZERLAND | CID001352 |
| Gold | PX Precinox S.A. | SWITZERLAND | CID001498 |
| Gold | Valcambi S.A. | SWITZERLAND | CID002003 |
| Gold | Elite Industech Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID004755 |
| Gold | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID002516 |
| Gold | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA | CID001761 |
| Gold | Super Dragon Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID001810 |
| Gold | GG Refinery Ltd. | TANZANIA, UNITED REPUBLIC OF | CID004506 |
| Gold | Umicore Precious Metals Thailand | THAILAND | CID002314 |
| Gold | ATAkulche | TURKEY | CID000103 |
| Gold | Istanbul Gold Refinery | TURKEY | CID000814 |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY | CID001220 |
| Gold | African Gold Refinery | UGANDA | CID003185 |
| Gold | Al Etihad Gold LLC | UNITED ARAB EMIRATES | CID002560 |
| Gold | Dijllah Gold Refinery FZC | UNITED ARAB EMIRATES | CID003348 |
| Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES | CID002561 |
| Gold | Fujairah Gold FZC | UNITED ARAB EMIRATES | CID002584 |
| Gold | International Precious Metal Refiners | UNITED ARAB EMIRATES | CID002562 |
| Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES | CID002563 |
| Gold | Sam Precious Metals | UNITED ARAB EMIRATES | CID003666 |
| Gold | Abington Reldan Metals, LLC | UNITED STATES OF AMERICA | CID002708 |

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| | | | |
|:---|:---|:---|:---|
| Gold | Advanced Chemical Company | UNITED STATES OF AMERICA | CID000015 |
| Gold | Alexy Metals | UNITED STATES OF AMERICA | CID003500 |
| Gold | Asahi Refining USA Inc. | UNITED STATES OF AMERICA | CID000920 |
| Gold | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA | CID000969 |
| Gold | Materion | UNITED STATES OF AMERICA | CID001113 |
| Gold | Metallix Refining Inc. | UNITED STATES OF AMERICA | CID003557 |
| Gold | Metalor USA Refining Corporation | UNITED STATES OF AMERICA | CID001157 |
| Gold | NOBLE METAL SERVICES | UNITED STATES OF AMERICA | CID003690 |
| Gold | Pease & Curren | UNITED STATES OF AMERICA | CID002872 |
| Gold | QG Refining, LLC | UNITED STATES OF AMERICA | CID003324 |
| Gold | Sabin Metal Corp. | UNITED STATES OF AMERICA | CID001546 |
| Gold | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA | CID001993 |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | CID000041 |
| Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | CID001236 |
| Gold | Fidelity Printers and Refiners Ltd. | ZIMBABWE | CID002515 |
| Tantalum | AMG Brasil | BRAZIL | CID001076 |
| Tantalum | Mineracao Taboca S.A. | BRAZIL | CID001175 |
| Tantalum | Resind Ind e Com Ltda. | BRAZIL | CID002707 |
| Tantalum | Conghua Tantalum and Niobium Smeltry | CHINA | CID000291 |
| Tantalum | F & X | CHINA | CID000460 |
| Tantalum | FIR Metals & Resource Ltd. | CHINA | CID002505 |
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA | CID000616 |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | CID002492 |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | CID002512 |
| Tantalum | Jiangxi Tuohong New Raw Material | CHINA | CID002842 |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | CID000914 |
| Tantalum | Jiujiang Nonferrous Metals Smelting Company Limited | CHINA | CID000917 |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | CID002506 |
| Tantalum | Ningxia Non-Ferrous Metal Smeltery | CHINA | CID001277 |
| Tantalum | RFH | CHINA | CID001522 |
| Tantalum | RFH Yancheng Jinye New Material Technology Co., Ltd. | CHINA | CID003583 |
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | CID002508 |

---

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| | | | |
|:---|:---|:---|:---|
| Tantalum | Jiangxi Sanshi Nonferrous Metals Co., Ltd | CHINA | CID004813 |
| Tantalum | 5D Production OU | ESTONIA | CID003926 |
| Tantalum | Molycorp Silmet A.S. | ESTONIA | CID001200 |
| Tantalum | H.C. Starck Smelting GmbH & Co. KG | GERMANY | CID002550 |
| Tantalum | H.C. Starck Tantalum and Niobium GmbH | GERMANY | CID002545 |
| Tantalum | Metallurgical Products India Pvt. Ltd. (MPIL) | INDIA | CID001163 |
| Tantalum | Global Advanced Metals Aizu | JAPAN | CID002558 |
| Tantalum | H.C. Starck Ltd. | JAPAN | CID002549 |
| Tantalum | Mitsui Mining & Smelting | JAPAN | CID001192 |
| Tantalum | Taki Chemical Co., Ltd. | JAPAN | CID001869 |
| Tantalum | ULBA | KAZAKHSTAN | CID001969 |
| Tantalum | KEMET Blue Metals | MEXICO | CID002539 |
| Tantalum | Solikamsk | RUSSIAN FEDERATION | CID001769 |
| Tantalum | PowerX Ltd. | RWANDA | CID004054 |
| Tantalum | H.C. Starck Co., Ltd. | THAILAND | CID002544 |
| Tantalum | D Block Metals, LLC | UNITED STATES OF AMERICA | CID002504 |
| Tantalum | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA | CID002557 |
| Tantalum | H.C. Starck Inc. | UNITED STATES OF AMERICA | CID002548 |
| Tantalum | QuantumClean | UNITED STATES OF AMERICA | CID001508 |
| Tantalum | Telex Metals | UNITED STATES OF AMERICA | CID001891 |
| Tin | Global Advanced Metals Greenbushes Pty Ltd. | AUSTRALIA | CID004754 |
| Tin | Aurubis Beerse | BELGIUM | CID002773 |
| Tin | EM Vinto | BOLIVIA (PLURINATIONAL STATE OF) | CID000438 |
| Tin | OMSA | BOLIVIA (PLURINATIONAL STATE OF) | CID001337 |
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | BRAZIL | CID003486 |
| Tin | Estanho de Rondonia S.A. | BRAZIL | CID000448 |
| Tin | Fabrica Auricchio | BRAZIL | CID003582 |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL | CID002468 |
| Tin | Melt Metais e Ligas S.A. | BRAZIL | CID002500 |
| Tin | Mineracao Taboca S.A. | BRAZIL | CID001173 |
| Tin | Resind Ind e Com Ltda. | BRAZIL | CID002706 |
| Tin | Super Ligas | BRAZIL | CID002756 |
| Tin | White Solder Metalurgia e Mineracao Ltda. | BRAZIL | CID002036 |
| Tin | Chengfeng Metals Co Pte Ltd | CHINA | CID002158 |
| Tin | Chenzhou Yun Xiang mining limited liability company | CHINA | CID000228 |

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| | | | |
|:---|:---|:---|:---|
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA | CID003190 |
| Tin | China Tin (Hechi) | CHINA | CID001070 |
| Tin | China Yunnan Tin Co Ltd. | CHINA | CID002180 |
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | CHINA | CID003356 |
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | CHINA | CID003410 |
| Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA | CID000942 |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | CID000538 |
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | CID001908 |
| Tin | Gejiu Zi-Li | CHINA | CID000555 |
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA | CID003116 |
| Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA | CID002844 |
| Tin | Jiangxi Nanshan | CHINA | CID001231 |
| Tin | Longnan Chuangyue Environmental Protection Technology Development Co., Ltd | CHINA | CID004796 |
| Tin | Ma'anshan Weitai Tin Co., Ltd. | CHINA | CID003379 |
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CHINA | CID003397 |
| Tin | Dongguan Best Alloys Co., Ltd. | CHINA | CID000377 |
| Tin | Mining Minerals Resources SARL | CONGO, DEMOCRATIC REPUBLIC OF THE | CID004065 |
| Tin | Precious Minerals and Smelting Limited | INDIA | CID003409 |
| Tin | RIKAYAA GREENTECH PRIVATE LIMITED | INDIA | CID004692 |
| Tin | Brand IMLI | INDONESIA | CID001428 |
| Tin | Brand RBT | INDONESIA | CID001460 |
| Tin | CV Ayi Jaya | INDONESIA | CID002570 |
| Tin | CV Nurjanah | INDONESIA | CID000309 |
| Tin | CV Serumpun Sebalai | INDONESIA | CID000313 |
| Tin | CV Tiga Sekawan | INDONESIA | CID002593 |
| Tin | CV Venus Inti Perkasa | INDONESIA | CID002455 |
| Tin | INDONESIAN STATE TIN CORPORATION MENTOK SMELTER | INDONESIA | CID001482 |
| Tin | Kundur Smelter | INDONESIA | CID001477 |
| Tin | PT Artha Cipta Langgeng | INDONESIA | CID001399 |
| Tin | PT ATD Makmur Mandiri Jaya | INDONESIA | CID002503 |
| Tin | PT Babel Inti Perkasa | INDONESIA | CID001402 |
| Tin | PT Babel Surya Alam Lestari | INDONESIA | CID001406 |
| Tin | PT Bangka Prima Tin | INDONESIA | CID002776 |
| Tin | PT Bangka Serumpun | INDONESIA | CID003205 |
| Tin | PT Bangka Tin Industry | INDONESIA | CID001419 |
| Tin | PT Belitung Industri Sejahtera | INDONESIA | CID001421 |
| Tin | PT Cipta Persada Mulia | INDONESIA | CID002696 |

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| | | | |
|:---|:---|:---|:---|
| Tin | PT Menara Cipta Mulia | INDONESIA | CID002835 |
| Tin | PT Mitra Graha Raya | INDONESIA | CID004685 |
| Tin | PT Mitra Stania Prima | INDONESIA | CID001453 |
| Tin | PT Mitra Sukses Globalindo | INDONESIA | CID003449 |
| Tin | PT Panca Mega Persada | INDONESIA | CID001457 |
| Tin | PT Prima Timah Utama | INDONESIA | CID001458 |
| Tin | PT Putera Sarana Shakti (PT PSS) | INDONESIA | CID003868 |
| Tin | PT Rajawali Rimba Perkasa | INDONESIA | CID003381 |
| Tin | PT Sariwiguna Binasentosa | INDONESIA | CID001463 |
| Tin | PT Stanindo Inti Perkasa | INDONESIA | CID001468 |
| Tin | PT Sukses Inti Makmur (SIM) | INDONESIA | CID002816 |
| Tin | PT Timah Nusantara | INDONESIA | CID001486 |
| Tin | PT Tinindo Inter Nusa | INDONESIA | CID001490 |
| Tin | PT Tirus Putra Mandiri | INDONESIA | CID002478 |
| Tin | PT Tommy Utama | INDONESIA | CID001493 |
| Tin | PT Arsed Indonesia | INDONESIA | CID005067 |
| Tin | Dowa | JAPAN | CID000402 |
| Tin | Ikuno Tin Smelter | JAPAN | CID001191 |
| Tin | Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. | JAPAN | CID004403 |
| Tin | Hulterworth Smelter | MALAYSIA | CID001105 |
| Tin | Malaysia Smelting Corporation Berhad (Port Klang) | MALAYSIA | CID004434 |
| Tin | Modeltech Sdn Bhd | MALAYSIA | CID002858 |
| Tin | DS Myanmar | MYANMAR | CID003831 |
| Tin | Pongpipat Company Limited | MYANMAR | CID003208 |
| Tin | Funsur Smelter | PERU | CID001182 |
| Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | CID002517 |
| Tin | Fenix Metals | POLAND | CID000468 |
| Tin | Novosibirsk Processing Plant Ltd. | RUSSIAN FEDERATION | CID001305 |
| Tin | Luna Smelter, Ltd. | RWANDA | CID003387 |
| Tin | Aurubis Berango | SPAIN | CID002774 |
| Tin | CRM Synergies | SPAIN | CID003524 |
| Tin | Rui Da Hung | TAIWAN, PROVINCE OF CHINA | CID001539 |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | CID001314 |
| Tin | Thai Solder Industry Corp., Ltd. | THAILAND | CID001898 |
| Tin | Woodcross Smelting Company Limited | UGANDA | CID004724 |
| Tin | Alent plc | UNITED STATES OF AMERICA | CID000292 |
| Tin | Metallic Resources, Inc. | UNITED STATES OF AMERICA | CID001142 |
| Tin | Tin Technology & Refining | UNITED STATES OF AMERICA | CID003325 |

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| | | | |
|:---|:---|:---|:---|
| Tin | P Kay Metal, Inc | UNITED STATES OF AMERICA | CID005189 |
| Tin | An Vinh Joint Stock Mineral Processing Company | VIET NAM | CID002703 |
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM | CID002572 |
| Tin | Mining and processing tin-tungsten ore Giang Son - VQB Co., Ltd. | VIET NAM | CID002015 |
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM | CID002573 |
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM | CID002574 |
| Tungsten | WBH | AUSTRIA | CID002044 |
| Tungsten | ACL Metais Eireli | BRAZIL | CID002833 |
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | BRAZIL | CID003427 |
| Tungsten | Cronimet Brasil Ltda | BRAZIL | CID003468 |
| Tungsten | Chaozhou Xianglu Tungsten Industry Co., Ltd. | CHINA | CID000218 |
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | CID002513 |
| Tungsten | China Molybdenum Co., Ltd. | CHINA | CID002641 |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | CID000258 |
| Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | CID000281 |
| Tungsten | Fujian Xinlu Tungsten | CHINA | CID003609 |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | CID002315 |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | CID002494 |
| Tungsten | GEM Co., Ltd. | CHINA | CID003417 |
| Tungsten | Human Chun-Chang non-ferrous Smelting & Concentrating Co., Ltd. | CHINA | CID000769 |
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA | CID000766 |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | CID002551 |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | CID002321 |
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA | CID002313 |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | CID002318 |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | CID002317 |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | CID002316 |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA | CID002319 |
| Tungsten | Shinwon Tungsten (Fujian Shanghang) Co., Ltd. | CHINA | CID004430 |
| Tungsten | Xiamen H.C. | CHINA | CID002320 |
| Tungsten | Xiamen Tungsten Co., Ltd. | CHINA | CID002082 |
| Tungsten | YUDU ANSHENG TUNGSTEN CO., LTD. | CHINA | CID003662 |
| Tungsten | S.P.T. spol.s r.o. | CZECHIA | CID005068 |

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| | | | |
|:---|:---|:---|:---|
| Tungsten | H.C. Starck Smelting GmbH & Co. KG | GERMANY | CID002542 |
| Tungsten | H.C. Starck Tungsten GmbH | GERMANY | CID002541 |
| Tungsten | A.L.M.T. Corp. | JAPAN | CID000004 |
| Tungsten | Japan New Metals Co., Ltd. | JAPAN | CID000825 |
| Tungsten | DONGKUK INDUSTRIES CO., LTD. | KOREA, REPUBLIC OF | CID004060 |
| Tungsten | HANNAE FOR T Co., Ltd. | KOREA, REPUBLIC OF | CID003978 |
| Tungsten | Tungamoy Metals Inc. | KOREA, REPUBLIC OF | CID005248 |
| Tungsten | LAOS SOUTHERN MINING SMELTING SOLE CO., LTD | LAO PEOPLE'S DEMOCRATIC REPUBLIC | CID005017 |
| Tungsten | MALAMET SMELTING SDN. BHD. | MALAYSIA | CID004056 |
| Tungsten | Philippine Bonway Manufacturing Industrial Corporation | PHILIPPINES | CID004797 |
| Tungsten | Philippine Carreytech Metal Corp. | PHILIPPINES | CID004438 |
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES | CID002827 |
| Tungsten | Artek LLC | RUSSIAN FEDERATION | CID003553 |
| Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION | CID002649 |
| Tungsten | JSC "Kirovgrad Hard Alloys Plant" | RUSSIAN FEDERATION | CID003408 |
| Tungsten | LLC Vostok | RUSSIAN FEDERATION | CID003643 |
| Tungsten | Moliren Ltd. | RUSSIAN FEDERATION | CID002845 |
| Tungsten | NPP Tyazhmetprom LLC | RUSSIAN FEDERATION | CID003416 |
| Tungsten | OOO "Technolom" 1 | RUSSIAN FEDERATION | CID003614 |
| Tungsten | OOO "Technolom" 2 | RUSSIAN FEDERATION | CID003612 |
| Tungsten | Unecha Refractory metals plant | RUSSIAN FEDERATION | CID002724 |
| Tungsten | Lianyou Metals Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID003407 |
| Tungsten | Lianyou Resources Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID004397 |
| Tungsten | Jing Yuan Tungsten Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID005012 |
| Tungsten | ATI Metalworking Products | UNITED STATES OF AMERICA | CID000105 |
| Tungsten | Global Tungsten & Powders LLC | UNITED STATES OF AMERICA | CID000568 |
| Tungsten | Kennametal Fallon | UNITED STATES OF AMERICA | CID000966 |
| Tungsten | Niagara Refining LLC | UNITED STATES OF AMERICA | CID002589 |
| Tungsten | Asia Tungsten Products Vietnam Ltd. | VIET NAM | CID002502 |
| Tungsten | Kenee Mining Corporation Vietnam | VIET NAM | CID004619 |
| Tungsten | Masan High-Tech Materials | VIET NAM | CID002543 |
| Tungsten | Nam Viet Cromit Joint Stock Company | VIET NAM | CID004034 |
| Tungsten | Tungsten Vietnam Joint Stock Company | VIET NAM | CID003993 |

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**V. Future Due Diligence** 

We will continue to communicate our expectations and information requirements to our direct suppliers. Over time, we anticipate that the amount of information available globally on the traceability and sourcing of these ores will increase and improve our knowledge. We will continue to make inquiries to our direct suppliers and undertake additional risk assessments when potentially relevant changes in facts or circumstances are identified. If we become aware of a supplier whose due diligence needs improvement, we may continue the trade relationship while that supplier improves its compliance program. We expect our suppliers to take similar measures with their suppliers to ensure alignment throughout the supply chain.

In addition to those above, the Company will undertake the following steps during the next compliance period:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Review the conflict minerals policy statement and update if necessary.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Continue to collect responses from suppliers using the most recent revision of the CMRT.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Engage with suppliers that did not provide a response in 2024 or provided incomplete responses to enhance our
data collection for 2025.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Monitor and track performance of risk mitigation efforts.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Compare and validate RCOI results to information collected via independent third-party audit programs, such as
the RMI, and through our Company's own coordinated outreach to smelters.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Encourage responsible sourcing from the DRC and adjoining countries.

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**APPENDIX I – Countries of Origin** 

The information provided in this Appendix is based on the information collected from the Company's suppliers.

Andorra

Australia

Austria

Belgium

Bolivia (Plurinational State Of)

Brazil

Canada

Chile

China

Colombia

Congo, Democratic Republic Of The

Czechia

Estonia

France

Germany

Ghana

India

Indonesia

Italy

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Japan

Kazakhstan

Korea, Republic Of

Kyrgyzstan

Lao People's Democratic Republic

Lithuania

Malaysia

Mexico

Myanmar

Netherlands

New Zealand

Norway

Peru

Philippines

Poland

Portugal

Russian Federation

Rwanda

Saudi Arabia

Singapore

South Africa

Spain

Sudan

Sweden

Switzerland

Taiwan, Province Of China

Tanzania, United Republic Of

Thailand

Turkey

Uganda

United Arab Emirates

United States of America

Uzbekistan

Viet Nam

Zimbabwe