# EDGAR Filing Document

**Accession Number:** 0001559109
**File Stem:** 0001752724-23-073268
**Filing Date:** 2023-3
**Character Count:** 44214
**Document Hash:** faa130a1acb2b3fd8d7338e4902cb0c8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-073268.hdr.sgml**: 20230330

**ACCESSION NUMBER**: 0001752724-23-073268

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230330

**DATE AS OF CHANGE**: 20230330

**PERIOD START**: 20231031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ETFis Series Trust I
- **CENTRAL INDEX KEY:** 0001559109
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22819
- **FILM NUMBER:** 23778037

**BUSINESS ADDRESS:**
- **STREET 1:** 1540 BROADWAY
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036
- **BUSINESS PHONE:** 347-903-7347

**MAIL ADDRESS:**
- **STREET 1:** 1540 BROADWAY
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ETF Actively Managed Trust
- **DATE OF NAME CHANGE:** 20120926

## Series and Classes Contracts Data

### InfraCap REIT Preferred ETF (Series ID: S000047494)

| Class ID   | Class Name                  | Ticker Symbol   |
|:---|:---|:---|
| C000149129 | InfraCap REIT Preferred ETF | PFFR            |

## Nport-Ex

Schedule of Investments - InfraCap REIT Preferred ETF

January 31, 2023 (unaudited)

---

| | | |
|:---|:---|:---|
| **Security Description** | **Shares** | **Value** |
| **PREFERRED STOCKS - 99.5%** |  |  |
| **Financials - 32.6%** |  |  |
| ACRES Commercial Realty Corp., Series C, 8.63% | 10756 | $244054 |
| AG Mortgage Investment Trust, Inc., Series B, 8.00% | 9195 | 168728 |
| AG Mortgage Investment Trust, Inc., Series C, 8.00% | 15021 | 279541 |
| AGNC Investment Corp., Series C, 9.90% | 30575 | 771713 |
| AGNC Investment Corp., Series D, 6.88% | 21048 | 468739 |
| AGNC Investment Corp., Series E, 6.50% | 36025 | 806960 |
| AGNC Investment Corp., Series F, 6.13% | 51638 | 1115381 |
| Annaly Capital Management, Inc., Series F, 9.72% | 68082 | 1691838 |
| Annaly Capital Management, Inc., Series G, 6.50% | 38076 | 914966 |
| Annaly Capital Management, Inc., Series I, 6.75% | 41690 | 969292 |
| Arbor Realty Trust, Inc., Series D, 6.38% | 20606 | 420568 |
| Arbor Realty Trust, Inc., Series E, 6.25% | 9084 | 187585 |
| Arbor Realty Trust, Inc., Series F, 6.25% | 25018 | 506865 |
| ARMOUR Residential REIT, Inc., Series C, 7.00% | 16194 | 349952 |
| Chimera Investment Corp., Series A, 8.00% | 12990 | 287079 |
| Chimera Investment Corp., Series B, 8.00% | 29118 | 651370 |
| Chimera Investment Corp., Series C, 7.75% | 24687 | 504109 |
| Chimera Investment Corp., Series D, 8.00% | 17927 | 392243 |
| Dynex Capital, Inc., Series C, 6.90% | 9650 | 221467 |
| Ellington Financial, Inc., 6.75% | 10691 | 234347 |
| Franklin BSP Realty Trust, Inc., Series E, 7.50% | 23146 | 491621 |
| Granite Point Mortgage Trust, Inc., Series A, 7.00% | 12113 | 221547 |
| Inpoint Commercial Real Estate Income, Inc., Series A, 6.75% | 8063 | 160292 |
| Invesco Mortgage Capital, Inc., Series B, 7.75% | 10167 | 231198 |
| Invesco Mortgage Capital, Inc., Series C, 7.50% | 26824 | 601394 |
| KKR Real Estate Finance Trust, Inc., Series A, 6.50% | 30807 | 596115 |
| MFA Financial, Inc., Series B, 7.50% | 17918 | 366781 |
| MFA Financial, Inc., Series C, 6.50% | 25989 | 507825 |
| New York Mortgage Trust, Inc., Series D, 8.00% | 14145 | 294357 |
| New York Mortgage Trust, Inc., Series E, 7.88% | 17069 | 379444 |
| New York Mortgage Trust, Inc., Series F, 6.88% | 12809 | 242218 |
| PennyMac Mortgage Investment Trust, Series A, 8.13% | 10303 | 249333 |
| PennyMac Mortgage Investment Trust, Series B, 8.00% | 17477 | 413506 |
| PennyMac Mortgage Investment Trust, Series C, 6.75% | 22407 | 444779 |
| Ready Capital Corp., 5.75% | 1614 | 37122 |
| Ready Capital Corp., Series E, 6.50% | 10303 | 206782 |
| Rithm Capital Corp., Series A, 7.50% | 13909 | 309197 |
| Rithm Capital Corp., Series B, 7.13% | 26227 | 573847 |
| Rithm Capital Corp., Series C, 6.38% | 38146 | 760250 |
| Rithm Capital Corp., Series D, 7.00% | 44096 | 933071 |
| TPG RE Finance Trust, Inc., Series C, 6.25% | 18765 | 321820 |
| Two Harbors Investment Corp., Series A, 8.13% | 13674 | 304930 |
| Two Harbors Investment Corp., Series B, 7.63% | 27352 | 575213 |
| Two Harbors Investment Corp., Series C, 7.25% | 28034 | 595442 |
| Total Financials |  | 21004881 |
| **Real Estate - 66.9%** |  |  |
| Agree Realty Corp., Series A, 4.25% | 34868 | 638433 |
| American Homes 4 Rent, Series G, 5.88% | 23237 | 556758 |
| American Homes 4 Rent, Series H, 6.25% | 23206 | 584791 |
| Armada Hoffler Properties, Inc., Series A, 6.75% | 22576 | 515410 |
| City Office REIT, Inc., Series A, 6.63% | 17693 | 389423 |
| CorEnergy Infrastructure Trust, Inc., Series A, 7.38% | 25819 | 425497 |
| DiamondRock Hospitality Co., 8.25% | 4613 | 118831 |
| Digital Realty Trust, Inc., Series J, 5.25% | 41973 | 1000217 |
| Digital Realty Trust, Inc., Series K, 5.85% | 44093 | 1119962 |
| Digital Realty Trust, Inc., Series L, 5.20% | 68767 | 1616712 |
| DigitalBridge Group, Inc., Series H, 7.13% | 44549 | 1000571 |
| DigitalBridge Group, Inc., Series I, 7.15% | 68739 | 1547315 |
| DigitalBridge Group, Inc., Series J, 7.13% | 62787 | 1397011 |
| Diversified Healthcare Trust, 5.63% | 74178 | 975441 |
| Diversified Healthcare Trust, 6.25% | 49832 | 712099 |
| EPR Properties, Series G, 5.75% | 30840 | 623585 |
| Federal Realty Investment Trust, Series C, 5.00% | 29898 | 678087 |
| Global Net Lease, Inc., Series A, 7.25% | 33869 | 809469 |
| Global Net Lease, Inc., Series B, 6.88% | 23074 | 543854 |
| Healthcare Trust, Inc., Series A, 7.38% | 19609 | 455909 |
| Hersha Hospitality Trust, Series D, 6.50% | 59309 | 1221172 |
| Hersha Hospitality Trust, Series E, 6.50% | 19939 | 413934 |
| Hudson Pacific Properties, Inc., Series C, 4.75% | 66638 | 995572 |
| Kimco Realty Corp., Series L, 5.13% | 45880 | 1074051 |
| Kimco Realty Corp., Series M, 5.25% | 53933 | 1274976 |
| National Storage Affiliates Trust, Series A, 6.00% | 43519 | 1091892 |
| Necessity Retail REIT, Inc., Series A, 7.50% | 41746 | 993555 |
| Necessity Retail REIT, Inc., Series C, 7.38% | 22885 | 532992 |
| Office Properties Income Trust, 6.38% | 32625 | 673380 |
| Pebblebrook Hotel Trust, Series E, 6.38% | 16236 | 340956 |
| Pebblebrook Hotel Trust, Series F, 6.30% | 29886 | 634928 |
| Pebblebrook Hotel Trust, Series G, 6.38% | 46032 | 970815 |
| Pebblebrook Hotel Trust, Series H, 5.70% | 49811 | 957865 |
| Public Storage, Series F, 5.15% | 23061 | 557615 |
| Public Storage, Series G, 5.05% | 24704 | 591414 |
| Public Storage, Series H, 5.60% | 22412 | 571282 |
| Public Storage, Series I, 4.88% | 24882 | 564324 |
| Public Storage, Series J, 4.70% | 20347 | 441326 |
| Public Storage, Series K, 4.75% | 18087 | 396286 |
| Public Storage, Series L, 4.63% | 44431 | 951268 |
| Public Storage, Series N, 3.88% | 22214 | 407405 |
| Public Storage, Series O, 3.90% | 13369 | 246524 |

---

Schedule of Investments - InfraCap REIT Preferred ETF (continued)

January 31, 2023 (unaudited)

---

| | | |
|:---|:---|:---|
| **Security Description** | **Shares** | **Value** |
| **PREFERRED STOCKS (continued)** |  |  |
| **Real Estate (continued)** |  |  |
| Public Storage, Series P, 4.00% | 47498 | $911012 |
| Public Storage, Series Q, 3.95% | 11841 | 218703 |
| Public Storage, Series R, 4.00% | 15118 | 284974 |
| SITE Centers Corp., Series A, 6.38% | 34662 | 867936 |
| SL Green Realty Corp., Series I, 6.50% | 40253 | 914548 |
| Spirit Realty Capital, Inc., Series A, 6.00% | 36056 | 871834 |
| Summit Hotel Properties, Inc., Series E, 6.25% | 33621 | 768906 |
| Summit Hotel Properties, Inc., Series F, 5.88% | 12637 | 276877 |
| Sunstone Hotel Investors, Inc., Series H, 6.13% | 22923 | 491698 |
| Sunstone Hotel Investors, Inc., Series I, 5.70% | 19924 | 410235 |
| UMH Properties, Inc., Series D, 6.38% | 42902 | 991894 |
| Vornado Realty Trust, Series L, 5.40% | 59774 | 1140488 |
| Vornado Realty Trust, Series M, 5.25% | 67066 | 1263523 |
| Vornado Realty Trust, Series N, 5.25% | 61217 | 1112313 |
| Vornado Realty Trust, Series O, 4.45% | 62940 | 1020257 |
| Total Real Estate |  | 43158105 |
| **TOTAL INVESTMENTS - 99.5%** |  |  |
| (Cost $68,896,293) |  | **64162986** |
| Other Assets in Excess of Liabilities - 0.5% |  | 339004 |
| **Net Assets - 100.0%** |  | $**64501990** |

---

**Fair Value Measurements**

The Fund utilizes a fair value hierarchy which prioritizes the inputs to valuation techniques used to measure fair value into three broad levels. Level 1 includes unadjusted quoted prices in active markets for identical assets or liabilities that the Fund has the ability to access. Level 2 includes observable inputs other than quoted prices included in Level 1 that are observable for the asset or liability, either directly or indirectly. These inputs may include quoted prices for the identical instrument on an inactive market, prices for similar securities, interest rates, prepayment speeds, credit risk, yield curves, default rates and similar data. Level 3 includes unobservable inputs for the asset or liability, to the extent relevant observable inputs are not available; representing the Fund's own assumptions about the assumptions a market participant would use in valuing the asset or liability, and would be based on the best information available. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.

The following table summarizes valuation of the Fund's investments under the fair value hierarchy levels as of January 31, 2023.

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **Level 1** | **Level 2** | **Level 3** | **Total** |
| **Asset Valuation Inputs** |  |  |  |  |
| &nbsp;&nbsp;&nbsp;Preferred Stocks | $64162986 | $— | $— | $64162986 |
| Total | $64162986 | $— | $— | $64162986 |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ETFis Series Trust I

- **b. Investment Company Act file number:** 811-22819

- **c. CIK number of Registrant:** 0001559109

- **d. LEI of Registrant:** 5493002CWTVLBPSYFT98

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 31 West 52nd Street

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10019

  - **Telephone number:** 347-903-7347

**Item A.2. Information about the Series.**

- **a. Name of Series:** InfraCap REIT Preferred ETF

- **b. EDGAR series identifier (if any):** S000047494

- **c. LEI of Series:** 549300X2490ZPTN50860

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-10-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $64524602.59

**Total Liabilities:** $22612.84

**Net Assets:** $64501989.75

**Cash Not Reported:** $281817.16

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000149129 | 6.21%                | -2.46%               | 14.13%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-18020.18               | $3209898.16                                |
| Month 2  | $-1323438.81             | $-783886.66                                |
| Month 3  | $0.02                    | $7575658.01                                |

### Schedule of Portfolio Investments

| Name                     | Title                                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| UMH PROPERTIES INC       | UMH Properties Inc                        | CUSIP: 903002509<br>LEI: 529900OM5K3PJ11F0Q09 | Long             | EP               | CORP              | US        |     42902 | NS      | $991894.24    | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| CHIMERA INVESTMENT CORP  | Chimera Investment Corp                   | CUSIP: 16934Q307<br>LEI: 2JBBQFJOL123LOUBE657 | Long             | EP               | CORP              | US        |     12990 | NS      | $287079.00    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE           | Public Storage                            | CUSIP: 74460W487<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EP               | CORP              | US        |     13369 | NS      | $246524.36    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| INVESCO MORTGAGE CAPITAL | Invesco Mortgage Capital Inc              | CUSIP: 46131B407<br>LEI: PV3BDP2HFZL2FNXQBL39 | Long             | EP               | CORP              | US        |     10167 | NS      | $231197.58    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| ARBOR REALTY TRUST INC   | Arbor Realty Trust Inc                    | CUSIP: 038923868<br>LEI: 549300ASFUWYQO0RW077 | Long             | EP               | CORP              | US        |      9084 | NS      | $187584.60    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN HOMES 4 RENT    | American Homes 4 Rent                     | CUSIP: 02665T876<br>LEI: 549300ZJUO7A58PNUW40 | Long             | EP               | CORP              | US        |     23237 | NS      | $556758.52    | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| VORNADO REALTY TRUST     | Vornado Realty Trust                      | CUSIP: 929042794<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     62940 | NS      | $1020257.40   | 1.58%             |  |  |  | No            |                  1 | On Loan: No      |
| SUNSTONE HOTEL INVESTORS | Sunstone Hotel Investors Inc              | CUSIP: 867892887<br>LEI: 529900ZQ2V52V96ATF67 | Long             | EP               | CORP              | US        |     19924 | NS      | $410235.16    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE           | Public Storage                            | CUSIP: 74460W594<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EP               | CORP              | US        |     20347 | NS      | $441326.43    | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| PENNYMAC MTGE INVESTMENT | PENNYMAC MTGE INVESTMENT                  | CUSIP: 70931T301<br>LEI: 549300BSSOQO1ZWDUJ97 | Long             | EP               | CORP              | US        |     10303 | NS      | $249332.60    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| HERSHA HOSPITALITY TRUST | Hersha Hospitality Trust                  | CUSIP: 427825708<br>LEI: 549300DNC58BIN1VO064 | Long             | EP               | CORP              | US        |     19939 | NS      | $413933.64    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| INVESCO MORTGAGE CAPITAL | INVESCO MORTGAGE CAPITAL                  | CUSIP: 46131B506<br>LEI: PV3BDP2HFZL2FNXQBL39 | Long             | EP               | CORP              | US        |     26824 | NS      | $601394.08    | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| RITHM CAPITAL CORP       | Rithm Capital Corp                        | CUSIP: 64828T409<br>LEI: 549300WNTHGEO5LP2G31 | Long             | EP               | CORP              | US        |     26227 | NS      | $573846.76    | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| TWO HARBORS INV CORP     | TWO HARBORS INV CORP                      | CUSIP: 90187B309<br>LEI: 549300ZUIBT6KH4HU823 | Long             | EP               | CORP              | US        |     27352 | NS      | $575212.56    | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE           | Public Storage                            | CUSIP: 74460W578<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EP               | CORP              | US        |     18087 | NS      | $396286.17    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| MFA FINANCIAL INC        | MFA Financial Inc                         | CUSIP: 55272X508<br>LEI: YW72IMH2RRC8Z1TGLG58 | Long             | EP               | CORP              | US        |     25989 | NS      | $507825.06    | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| AGNC INVESTMENT CORP     | AGNC Investment Corp                      | CUSIP: 00123Q807<br>LEI: 5TRACI5HRMELWV32OF39 | Long             | EP               | CORP              | US        |     36025 | NS      | $806960.00    | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN HOMES 4 RENT    | American Homes 4 Rent                     | CUSIP: 02665T868<br>LEI: 549300ZJUO7A58PNUW40 | Long             | EP               | CORP              | US        |     23206 | NS      | $584791.20    | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| KKR REAL ESTATE FIN      | KKR Real Estate Finance Trust Inc         | CUSIP: 48251K209<br>LEI: 549300K23AYZDZ2REL62 | Long             | EP               | CORP              | US        |     30807 | NS      | $596115.45    | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| DIGITALBRIDGE GROUP INC  | DigitalBridge Group Inc                   | CUSIP: 25401T405<br>LEI: 549300XG87L902AGBO89 | Long             | EP               | CORP              | US        |     68739 | NS      | $1547314.89   | 2.40%             |  |  |  | No            |                  1 | On Loan: No      |
| DYNEX CAPITAL INC        | Dynex Capital Inc                         | CUSIP: 26817Q878<br>LEI: 5CIJ4S9HAEBWILA19B65 | Long             | EP               | CORP              | US        |      9650 | NS      | $221467.50    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| VORNADO REALTY TRUST     | Vornado Realty Trust                      | CUSIP: 929042810<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     61217 | NS      | $1112312.89   | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| SITE CENTERS CORP        | SITE Centers Corp                         | CUSIP: 82981J877<br>LEI: W2AVA6SODOQ1LCYJQR54 | Long             | EP               | CORP              | US        |     34662 | NS      | $867936.48    | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| DIVERSIFIED HEALTHCARE T | Diversified Healthcare Trust              | CUSIP: 25525P305<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     49832 | NS      | $712099.28    | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| FRANKLIN BSP REALTY TRST | Franklin BSP Realty Trust Inc             | CUSIP: 35243J200<br>LEI: 549300LH3QNZK9Y1KC93 | Long             | EP               | CORP              | US        |     23146 | NS      | $491621.04    | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE           | Public Storage                            | CUSIP: 74460W628<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EP               | CORP              | US        |     24882 | NS      | $564323.76    | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE           | Public Storage                            | CUSIP: 74460W552<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EP               | CORP              | US        |     44431 | NS      | $951267.71    | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE           | Public Storage                            | CUSIP: 74460W644<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EP               | CORP              | US        |     22412 | NS      | $571281.88    | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| ARMADA HOFFLER PROPERTIE | Armada Hoffler Properties Inc             | CUSIP: 04208T207<br>LEI: 549300WQRSIV6XZT9313 | Long             | EP               | CORP              | US        |     22576 | NS      | $515410.08    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| GRANITE POINT MTGE TRST  | Granite Point Mortgage Trust Inc          | CUSIP: 38741L305<br>LEI: 529900VX2HQZ76AYIE02 | Long             | EP               | CORP              | US        |     12113 | NS      | $221546.77    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| TPG RE FINANCE TRUST INC | TPG RE Finance Trust Inc                  | CUSIP: 87266M206<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     18765 | NS      | $321819.75    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| DIGITAL REALTY TRUST INC | Digital Realty Trust Inc                  | CUSIP: 253868822<br>LEI: 549300HKCZ31D08NEI41 | Long             | EP               | CORP              | US        |     68767 | NS      | $1616712.17   | 2.51%             |  |  |  | No            |                  1 | On Loan: No      |
| CHIMERA INVESTMENT CORP  | Chimera Investment Corp                   | CUSIP: 16934Q604<br>LEI: 2JBBQFJOL123LOUBE657 | Long             | EP               | CORP              | US        |     17927 | NS      | $392242.76    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| SL GREEN REALTY CORP     | SL Green Realty Corp                      | CUSIP: 78440X507<br>LEI: 549300VQZPJU97H3GT17 | Long             | EP               | CORP              | US        |     40253 | NS      | $914548.16    | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| HUDSON PACIFIC PROPERTIE | Hudson Pacific Properties Inc             | CUSIP: 444097307<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     66638 | NS      | $995571.72    | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| SUNSTONE HOTEL INVESTORS | Sunstone Hotel Investors Inc              | CUSIP: 867892804<br>LEI: 529900ZQ2V52V96ATF67 | Long             | EP               | CORP              | US        |     22923 | NS      | $491698.35    | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| GLOBAL NET LEASE INC     | Global Net Lease Inc                      | CUSIP: 379378300<br>LEI: 549300NUYANCT5SU8Z65 | Long             | EP               | CORP              | US        |     33869 | NS      | $809469.10    | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| ARBOR REALTY TRUST INC   | Arbor Realty Trust Inc                    | CUSIP: 038923876<br>LEI: 549300ASFUWYQO0RW077 | Long             | EP               | CORP              | US        |     20606 | NS      | $420568.46    | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| NEW YORK MORTGAGE TRUST  | New York Mortgage Trust Inc               | CUSIP: 649604865<br>LEI: 549300JFGR0M7ULHWG48 | Long             | EP               | CORP              | US        |     12809 | NS      | $242218.19    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| NEW YORK MORTGAGE TRUST  | New York Mortgage Trust Inc               | CUSIP: 649604873<br>LEI: 549300JFGR0M7ULHWG48 | Long             | EP               | CORP              | US        |     17069 | NS      | $379443.87    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| ARBOR REALTY TRUST INC   | Arbor Realty Trust Inc                    | CUSIP: 038923850<br>LEI: 549300ASFUWYQO0RW077 | Long             | EP               | CORP              | US        |     25018 | NS      | $506864.68    | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| ANNALY CAPITAL MGMT      | Annaly Capital Management Inc             | CUSIP: 035710847<br>LEI: 2DTL0G3FPRYUT58TI025 | Long             | EP               | CORP              | US        |     41690 | NS      | $969292.50    | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| PEBBLEBROOK HOTEL TRUST  | Pebblebrook Hotel Trust                   | CUSIP: 70509V605<br>LEI: 5493004Q1NNH6JXCSI52 | Long             | EP               | CORP              | US        |     16236 | NS      | $340956.00    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| HERSHA HOSPITALITY TRUST | Hersha Hospitality Trust                  | CUSIP: 427825609<br>LEI: 549300DNC58BIN1VO064 | Long             | EP               | CORP              | US        |     59309 | NS      | $1221172.31   | 1.89%             |  |  |  | No            |                  1 | On Loan: No      |
| AGNC INVESTMENT CORP     | AGNC Investment Corp                      | CUSIP: 00123Q500<br>LEI: 5TRACI5HRMELWV32OF39 | Long             | EP               | CORP              | US        |     30575 | NS      | $771713.00    | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| DIGITALBRIDGE GROUP INC  | DigitalBridge Group Inc                   | CUSIP: 25401T504<br>LEI: 549300XG87L902AGBO89 | Long             | EP               | CORP              | US        |     44549 | NS      | $1000570.54   | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| PEBBLEBROOK HOTEL TRUST  | Pebblebrook Hotel Trust                   | CUSIP: 70509V886<br>LEI: 5493004Q1NNH6JXCSI52 | Long             | EP               | CORP              | US        |     49811 | NS      | $957865.53    | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| READY CAPITAL CORP       | Ready Capital Corp                        | CUSIP: 75574U887<br>LEI: 549300MYWGZUG7ZUYO87 | Long             | EP               | CORP              | US        |     10303 | NS      | $206782.24    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| CHIMERA INVESTMENT CORP  | Chimera Investment Corp                   | CUSIP: 16934Q505<br>LEI: 2JBBQFJOL123LOUBE657 | Long             | EP               | CORP              | US        |     24687 | NS      | $504108.54    | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| AG MORTGAGE INVEST TR    | AG Mortgage Investment Trust Inc          | CUSIP: 001228303<br>LEI: 549300SNP0PBR2XTFR48 | Long             | EP               | CORP              | US        |      9195 | NS      | $168728.25    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| AGNC INVESTMENT CORP     | AGNC Investment Corp                      | CUSIP: 00123Q609<br>LEI: 5TRACI5HRMELWV32OF39 | Long             | EP               | CORP              | US        |     21048 | NS      | $468738.96    | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| OFFICE PPTY INCOME TRST  | Office Properties Income Trust            | CUSIP: 67623C208<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     32625 | NS      | $673380.00    | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| RITHM CAPITAL CORP       | Rithm Capital Corp                        | CUSIP: 64828T300<br>LEI: 549300WNTHGEO5LP2G31 | Long             | EP               | CORP              | US        |     13909 | NS      | $309197.07    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| TWO HARBORS INV CORP     | TWO HARBORS INV CORP                      | CUSIP: 90187B200<br>LEI: 549300ZUIBT6KH4HU823 | Long             | EP               | CORP              | US        |     13674 | NS      | $304930.20    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| CITY OFFICE REIT         | City Office REIT Inc                      | CUSIP: 178587200<br>LEI: 5493003J7157VP25NL57 | Long             | EP               | CORP              | US        |     17693 | NS      | $389422.93    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| DIGITALBRIDGE GROUP INC  | DigitalBridge Group Inc                   | CUSIP: 25401T306<br>LEI: 549300XG87L902AGBO89 | Long             | EP               | CORP              | US        |     62787 | NS      | $1397010.75   | 2.17%             |  |  |  | No            |                  1 | On Loan: No      |
| VORNADO REALTY TRUST     | Vornado Realty Trust                      | CUSIP: 929042828<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     67066 | NS      | $1263523.44   | 1.96%             |  |  |  | No            |                  1 | On Loan: No      |
| TWO HARBORS INV CORP     | Two Harbors Investment Corp               | CUSIP: 90187B507<br>LEI: 549300ZUIBT6KH4HU823 | Long             | EP               | CORP              | US        |     28034 | NS      | $595442.16    | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| PEBBLEBROOK HOTEL TRUST  | Pebblebrook Hotel Trust                   | CUSIP: 70509V803<br>LEI: 5493004Q1NNH6JXCSI52 | Long             | EP               | CORP              | US        |     46032 | NS      | $970814.88    | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| NEW YORK MORTGAGE TRUST  | New York Mortgage Trust Inc               | CUSIP: 649604881<br>LEI: 549300JFGR0M7ULHWG48 | Long             | EP               | CORP              | US        |     14145 | NS      | $294357.45    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| KIMCO REALTY CORP        | Kimco Realty Corp                         | CUSIP: 49446R737<br>LEI: 549300EA7I6T15IBYS12 | Long             | EP               | CORP              | US        |     45880 | NS      | $1074050.80   | 1.67%             |  |  |  | No            |                  1 | On Loan: No      |
| DIVERSIFIED HEALTHCARE T | Diversified Healthcare Trust              | CUSIP: 25525P206<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     74178 | NS      | $975440.70    | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| PENNYMAC MTGE INVESTMENT | PENNYMAC MTGE INVESTMENT                  | CUSIP: 70931T400<br>LEI: 549300BSSOQO1ZWDUJ97 | Long             | EP               | CORP              | US        |     17477 | NS      | $413505.82    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE           | Public Storage                            | CUSIP: 74460W420<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EP               | CORP              | US        |     15118 | NS      | $284974.30    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| SPIRIT REALTY CAPITAL IN | Spirit Realty Capital Inc                 | CUSIP: 84860W201<br>LEI: 549300LTU6LVPZSHMJ25 | Long             | EP               | CORP              | US        |     36056 | NS      | $871834.08    | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| RITHM CAPITAL CORP       | Rithm Capital Corp                        | CUSIP: 64828T706<br>LEI: 549300WNTHGEO5LP2G31 | Long             | EP               | CORP              | US        |     44096 | NS      | $933071.36    | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| SUMMIT HOTEL PROPERTIES  | Summit Hotel Properties Inc               | CUSIP: 866082704<br>LEI: 254900OBQWJK6X20LS71 | Long             | EP               | CORP              | US        |     12637 | NS      | $276876.67    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE           | Public Storage                            | CUSIP: 74460W669<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EP               | CORP              | US        |     24704 | NS      | $591413.76    | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| ACRES COMMERCIAL REALTY  | ACRES Commercial Realty Corp              | CUSIP: 00489Q201<br>LEI: 549300RUJWPCMY4JFR46 | Long             | EP               | CORP              | US        |     10756 | NS      | $244053.64    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| KIMCO REALTY CORP        | Kimco Realty Corp                         | CUSIP: 49446R711<br>LEI: 549300EA7I6T15IBYS12 | Long             | EP               | CORP              | US        |     53933 | NS      | $1274976.12   | 1.98%             |  |  |  | No            |                  1 | On Loan: No      |
| ARMOUR RESIDENTIAL REIT  | ARMOUR Residential REIT Inc               | CUSIP: 042315606<br>LEI: 549300K0WA0EJUX74V72 | Long             | EP               | CORP              | US        |     16194 | NS      | $349952.34    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| INPOINT COMM REAL ESTATE | Inpoint Commercial Real Estate Income Inc | CUSIP: 45781T205<br>LEI: 549300Y1UHXUM1OZXN16 | Long             | EP               | CORP              | US        |      8063 | NS      | $160292.44    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| MFA FINANCIAL INC        | MFA Financial Inc                         | CUSIP: 55272X409<br>LEI: YW72IMH2RRC8Z1TGLG58 | Long             | EP               | CORP              | US        |     17918 | NS      | $366781.46    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| AGNC INVESTMENT CORP     | AGNC Investment Corp                      | CUSIP: 00123Q872<br>LEI: 5TRACI5HRMELWV32OF39 | Long             | EP               | CORP              | US        |     51638 | NS      | $1115380.80   | 1.73%             |  |  |  | No            |                  1 | On Loan: No      |
| NECESSITY RETAIL REIT IN | Necessity Retail REIT Inc/The             | CUSIP: 02607T505<br>LEI: 549300GN4H0K3IUS8983 | Long             | EP               | CORP              | US        |     22885 | NS      | $532991.65    | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| DIAMONDROCK HOSPITALITY  | DiamondRock Hospitality Co                | CUSIP: 252784400<br>LEI: 529900KKD4BPVBUAQ734 | Long             | EP               | CORP              | US        |      4613 | NS      | $118830.88    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| HEALTHCARE TRUST         | Healthcare Trust Inc                      | CUSIP: 42226B204<br>LEI: 549300Z2NSUGF5NF2Y30 | Long             | EP               | CORP              | US        |     19609 | NS      | $455909.25    | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| AG MORTGAGE INVEST TR    | AG Mortgage Investment Trust Inc          | CUSIP: 001228402<br>LEI: 549300SNP0PBR2XTFR48 | Long             | EP               | CORP              | US        |     15021 | NS      | $279540.81    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE           | Public Storage                            | CUSIP: 74460W511<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EP               | CORP              | US        |     22214 | NS      | $407404.76    | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| CORENERGY INFRASTRUCTURE | CorEnergy Infrastructure Trust Inc        | CUSIP: 21870U304<br>LEI: 549300RWMFYIPNXWXM78 | Long             | EP               | CORP              | US        |     25819 | NS      | $425497.12    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| EPR PROPERTIES           | EPR Properties                            | CUSIP: 26884U505<br>LEI: 549300YSSXFHMPOWZ492 | Long             | EP               | CORP              | US        |     30840 | NS      | $623584.80    | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| FEDERAL REALTY INVS TRST | Federal Realty Investment Trust           | CUSIP: 313745200<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     29898 | NS      | $678086.64    | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| READY CAPITAL CORP       | Ready Capital Corp                        | CUSIP: 75574U606<br>LEI: 549300MYWGZUG7ZUYO87 | Long             | EP               | CORP              | US        |      1614 | NS      | $37122.00     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| ANNALY CAPITAL MGMT      | Annaly Capital Management Inc             | CUSIP: 035710870<br>LEI: 2DTL0G3FPRYUT58TI025 | Long             | EP               | CORP              | US        |     68082 | NS      | $1691837.70   | 2.62%             |  |  |  | No            |                  1 | On Loan: No      |
| PEBBLEBROOK HOTEL TRUST  | Pebblebrook Hotel Trust                   | CUSIP: 70509V704<br>LEI: 5493004Q1NNH6JXCSI52 | Long             | EP               | CORP              | US        |     29886 | NS      | $634928.07    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE           | Public Storage                            | CUSIP: 74460W685<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EP               | CORP              | US        |     23061 | NS      | $557614.98    | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| DIGITAL REALTY TRUST INC | Digital Realty Trust Inc                  | CUSIP: 253868830<br>LEI: 549300HKCZ31D08NEI41 | Long             | EP               | CORP              | US        |     44093 | NS      | $1119962.20   | 1.74%             |  |  |  | No            |                  1 | On Loan: No      |
| RITHM CAPITAL CORP       | Rithm Capital Corp                        | CUSIP: 64828T508<br>LEI: 549300WNTHGEO5LP2G31 | Long             | EP               | CORP              | US        |     38146 | NS      | $760249.78    | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| VORNADO REALTY TRUST     | Vornado Realty Trust                      | CUSIP: 929042844<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     59774 | NS      | $1140487.92   | 1.77%             |  |  |  | No            |                  1 | On Loan: No      |
| SUMMIT HOTEL PROPERTIES  | Summit Hotel Properties Inc               | CUSIP: 866082605<br>LEI: 254900OBQWJK6X20LS71 | Long             | EP               | CORP              | US        |     33621 | NS      | $768905.55    | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| NATIONAL STORAGE AFFILIA | National Storage Affiliates Trust         | CUSIP: 637870205<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     43519 | NS      | $1091891.71   | 1.69%             |  |  |  | No            |                  1 | On Loan: No      |
| ANNALY CAPITAL MGMT      | Annaly Capital Management Inc             | CUSIP: 035710862<br>LEI: 2DTL0G3FPRYUT58TI025 | Long             | EP               | CORP              | US        |     38076 | NS      | $914966.28    | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE           | Public Storage                            | CUSIP: 74460W461<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EP               | CORP              | US        |     47498 | NS      | $911011.64    | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| DIGITAL REALTY TRUST INC | Digital Realty Trust Inc                  | CUSIP: 253868855<br>LEI: 549300HKCZ31D08NEI41 | Long             | EP               | CORP              | US        |     41973 | NS      | $1000216.59   | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| ELLINGTON FINANCIAL      | Ellington Financial Inc                   | CUSIP: 28852N208<br>LEI: 60GS1D1R1YY5G1W7IT74 | Long             | EP               | CORP              | US        |     10691 | NS      | $234346.72    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| AGREE REALTY CORP        | Agree Realty Corp                         | CUSIP: 008492209<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     34868 | NS      | $638433.08    | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| GLOBAL NET LEASE INC     | Global Net Lease Inc                      | CUSIP: 379378409<br>LEI: 549300NUYANCT5SU8Z65 | Long             | EP               | CORP              | US        |     23074 | NS      | $543854.18    | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE           | Public Storage                            | CUSIP: 74460W446<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EP               | CORP              | US        |     11841 | NS      | $218703.27    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| NECESSITY RETAIL REIT IN | Necessity Retail REIT Inc/The             | CUSIP: 02607T406<br>LEI: 549300GN4H0K3IUS8983 | Long             | EP               | CORP              | US        |     41746 | NS      | $993554.80    | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| PENNYMAC MTGE INVESTMENT | PennyMac Mortgage Investment Trust        | CUSIP: 70931T509<br>LEI: 549300BSSOQO1ZWDUJ97 | Long             | EP               | CORP              | US        |     22407 | NS      | $444778.95    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| CHIMERA INVESTMENT CORP  | CHIMERA INVESTMENT CORP                   | CUSIP: 16934Q406<br>LEI: 2JBBQFJOL123LOUBE657 | Long             | EP               | CORP              | US        |     29118 | NS      | $651369.66    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-22

**Name of Applicant:** ETFis Series Trust I

**Signature:** Brinton W. Frith

**Name of Signer:** Brinton W. Frith

**Title:** Treasurer and Principal Financial Officer