# EDGAR Filing Document

**Accession Number:** 0001383496
**File Stem:** 0000940400-26-011365
**Filing Date:** 2026-3
**Character Count:** 64907
**Document Hash:** 160d67266a15e365be7d2fe06a6700fc
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-011365.hdr.sgml**: 20260325

**ACCESSION NUMBER**: 0000940400-26-011365

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260131

**FILED AS OF DATE**: 20260325

**DATE AS OF CHANGE**: 20260325

**PERIOD START**: 20260731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
- **CENTRAL INDEX KEY:** 0001383496

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22019
- **FILM NUMBER:** 26792071

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Series and Classes Contracts Data

### First Trust Large Cap Growth AlphaDEX Fund (Series ID: S000017341)

| Class ID   | Class Name                                 | Ticker Symbol   |
|:---|:---|:---|
| C000047999 | First Trust Large Cap Growth AlphaDEX Fund | FTC             |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** First Trust Exchange-Traded AlphaDEX Fund

- **b. Investment Company Act file number:** 811-22019

- **c. CIK number of Registrant:** 0001383496

- **d. LEI of Registrant:** 549300PGRVU1P76W4537

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 East Liberty Drive

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** First Trust Large Cap Growth AlphaDEX Fund

- **b. EDGAR series identifier (if any):** S000017341

- **c. LEI of Series:** 549300VT0JCDY0GNZJ32

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-07-31

- **b. Date as of which information is reported:** 2026-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $1274392861.31

**Total Liabilities:** $772768.68

**Net Assets:** $1273620092.63

**Cash Not Reported:** $46426.47

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000047999 | -2.15%               | -0.01%               | 1.50%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $3747552.52              | $-32193456.84                              |
| Month 2  | $0.00                    | $-475004.83                                |
| Month 3  | $10936727.80             | $7948603.89                                |

### Schedule of Portfolio Investments

| Name                               | Title                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Astera Labs Inc                    | Astera Labs Inc                          | CUSIP: 04626A103<br>LEI: 529900LJL8TUEGF7HG20 | Long             | EC               | CORP              | US        |     39708 | NS      | $5980818.96   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Arista Networks Inc                | Arista Networks Inc                      | CUSIP: 040413205<br>LEI: 635400H1WKBLOQERUU95 | Long             | EC               | CORP              | US        |     50416 | NS      | $7145963.84   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Gartner Inc                        | Gartner Inc                              | CUSIP: 366651107<br>LEI: PP55B5R38BFB8O8HH686 | Long             | EC               | CORP              | US        |      8728 | NS      | $1829476.08   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Insmed Inc                         | Insmed Inc                               | CUSIP: 457669307<br>LEI: 529900Q55QAG41CCAC11 | Long             | EC               | CORP              | US        |     51976 | NS      | $8153475.12   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Abbott Laboratories                | Abbott Laboratories                      | CUSIP: 002824100<br>LEI: HQD377W2YR662HK5JX27 | Long             | EC               | CORP              | US        |     17575 | NS      | $1920947.50   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Walmart Inc                        | Walmart Inc                              | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Long             | EC               | CORP              | US        |     81195 | NS      | $9673572.30   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Vulcan Materials Co                | Vulcan Materials Co                      | CUSIP: 929160109<br>LEI: 549300Q8LSNHAVWBNI21 | Long             | EC               | CORP              | US        |     15857 | NS      | $4765662.78   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Darden Restaurants Inc             | Darden Restaurants Inc                   | CUSIP: 237194105<br>LEI: CY1NFSCCB5GUXC7WZC70 | Long             | EC               | CORP              | US        |     24579 | NS      | $4899823.65   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| First Solar Inc                    | First Solar Inc                          | CUSIP: 336433107<br>LEI: 549300NPYMLM4NHTOF27 | Long             | EC               | CORP              | US        |     43285 | NS      | $9761633.20   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Palantir Technologies Inc          | Palantir Technologies Inc                | CUSIP: 69608A108<br>LEI: 549300UVN46B3BBDHO85 | Long             | EC               | CORP              | US        |     50891 | NS      | $7460111.69   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Twilio Inc                         | Twilio Inc                               | CUSIP: 90138F102<br>LEI: 5493004W8TRGD63APX93 | Long             | EC               | CORP              | US        |     79495 | NS      | $9575967.70   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Affirm Holdings Inc                | Affirm Holdings Inc                      | CUSIP: 00827B106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     60768 | NS      | $3664310.40   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Rivian Automotive Inc              | Rivian Automotive Inc                    | CUSIP: 76954A103<br>LEI: 25490004LNKJ84MFYY24 | Long             | EC               | CORP              | US        |    573687 | NS      | $8461883.25   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Live Nation Entertainment Inc      | Live Nation Entertainment Inc            | CUSIP: 538034109<br>LEI: 5493007B9BM9ZXJINO78 | Long             | EC               | CORP              | US        |     31739 | NS      | $4616437.55   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Burlington Stores Inc              | Burlington Stores Inc                    | CUSIP: 122017106<br>LEI: 5299003Z37DVGKKC1W09 | Long             | EC               | CORP              | US        |     31316 | NS      | $9265151.76   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| MongoDB Inc                        | MongoDB Inc                              | CUSIP: 60937P106<br>LEI: 549300TPTG69WKWE1Z37 | Long             | EC               | CORP              | US        |     26942 | NS      | $10004372.86  | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Mettler-Toledo International I     | Mettler-Toledo International Inc         | CUSIP: 592688105<br>LEI: 5493000BD5GJNUDIUG10 | Long             | EC               | CORP              | US        |      6488 | NS      | $8909581.12   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Tapestry Inc                       | Tapestry Inc                             | CUSIP: 876030107<br>LEI: 549300LJNVY5SW3VTN33 | Long             | EC               | CORP              | US        |     88498 | NS      | $11231281.18  | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Welltower Inc                      | Welltower Inc                            | CUSIP: 95040Q104<br>LEI: 254900F33BIAR82QTA19 | Long             | EC               | CORP              | US        |     48736 | NS      | $9179912.96   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Natera Inc                         | Natera Inc                               | CUSIP: 632307104<br>LEI: 529900CQ3OZ0A0VYVU59 | Long             | EC               | CORP              | US        |     49358 | NS      | $11408608.12  | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Curtiss-Wright Corp                | Curtiss-Wright Corp                      | CUSIP: 231561101<br>LEI: TEL51ETZWP7D0ZM4X325 | Long             | EC               | CORP              | US        |     16409 | NS      | $10775626.21  | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| DraftKings Inc                     | DraftKings Inc                           | CUSIP: 26142V105<br>LEI: 2549006G33IUL6IVOD83 | Long             | EC               | CORP              | US        |     63899 | NS      | $1757861.49   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| AppLovin Corp                      | AppLovin Corp                            | CUSIP: 03831W108<br>LEI: 549300LLVXMUAOL3SQ07 | Long             | EC               | CORP              | US        |     13425 | NS      | $6351501.75   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| RTX Corp                           | RTX Corp                                 | CUSIP: 75513E101<br>LEI: I07WOS4YJ0N7YRFE7309 | Long             | EC               | CORP              | US        |     61654 | NS      | $12388138.22  | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Domino's Pizza Inc                 | Domino's Pizza Inc                       | CUSIP: 25754A201<br>LEI: 25490005ZWM1IF9UXU57 | Long             | EC               | CORP              | US        |     10851 | NS      | $4452490.83   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Boeing Co/The                      | Boeing Co/The                            | CUSIP: 097023105<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EC               | CORP              | US        |     30425 | NS      | $7110931.00   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Otis Worldwide Corp                | Otis Worldwide Corp                      | CUSIP: 68902V107<br>LEI: 549300ZLBKR8VSU25153 | Long             | EC               | CORP              | US        |     25209 | NS      | $2153352.78   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Vertiv Holdings Co                 | Vertiv Holdings Co                       | CUSIP: 92537N108<br>LEI: 549300KTTIRAOGXCRV69 | Long             | EC               | CORP              | US        |     69795 | NS      | $12994433.10  | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Okta Inc                           | Okta Inc                                 | CUSIP: 679295105<br>LEI: 549300N8J06I8MRHU620 | Long             | EC               | CORP              | US        |     25465 | NS      | $2151283.20   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| TransDigm Group Inc                | TransDigm Group Inc                      | CUSIP: 893641100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1656 | NS      | $2364006.24   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| eBay Inc                           | eBay Inc                                 | CUSIP: 278642103<br>LEI: OML71K8X303XQONU6T67 | Long             | EC               | CORP              | US        |    103856 | NS      | $9473744.32   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Walt Disney Co/The                 | Walt Disney Co/The                       | CUSIP: 254687106<br>LEI: 549300GZKULIZ0WOW665 | Long             | EC               | CORP              | US        |     39755 | NS      | $4484364.00   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc                     | Salesforce Inc                           | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |     17073 | NS      | $3624427.17   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Williams Cos Inc/The               | Williams Cos Inc/The                     | CUSIP: 969457100<br>LEI: D71FAKCBLFS2O0RBPG08 | Long             | EC               | CORP              | US        |     75244 | NS      | $5060911.44   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| TransUnion                         | TransUnion                               | CUSIP: 89400J107<br>LEI: 549300ZS772LUNUMRB03 | Long             | EC               | CORP              | US        |     52746 | NS      | $4167988.92   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| MSCI Inc                           | MSCI Inc                                 | CUSIP: 55354G100<br>LEI: 549300HTIN2PD78UB763 | Long             | EC               | CORP              | US        |      3838 | NS      | $2338186.36   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Targa Resources Corp               | Targa Resources Corp                     | CUSIP: 87612G101<br>LEI: 5493003QENHHS261UR94 | Long             | EC               | CORP              | US        |     49029 | NS      | $9853848.42   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Las Vegas Sands Corp               | Las Vegas Sands Corp                     | CUSIP: 517834107<br>LEI: 549300DUOO1KXOHPM605 | Long             | EC               | CORP              | US        |    173719 | NS      | $9160202.87   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Emerson Electric Co                | Emerson Electric Co                      | CUSIP: 291011104<br>LEI: FGLT0EWZSUIRRITFOA30 | Long             | EC               | CORP              | US        |     34079 | NS      | $5008249.84   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackstone Inc                     | Blackstone Inc                           | CUSIP: 09260D107<br>LEI: 5299004LW4QWGZUB8Y96 | Long             | EC               | CORP              | US        |     14286 | NS      | $2034612.12   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley                     | Morgan Stanley                           | CUSIP: 617446448<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EC               | CORP              | US        |     63692 | NS      | $11642897.60  | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                          | Tesla Inc                                | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |     10057 | NS      | $4328633.37   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| First Citizens BancShares Inc/     | First Citizens BancShares Inc/NC         | CUSIP: 31946M103<br>LEI: 549300N3Z00ZHE2XC526 | Long             | EC               | CORP              | US        |      4215 | NS      | $8723237.55   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| ROBLOX Corp                        | ROBLOX Corp                              | CUSIP: 771049103<br>LEI: 529900ANZDBDFU91SO19 | Long             | EC               | CORP              | US        |     27175 | NS      | $1787028.00   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Amphenol Corp                      | Amphenol Corp                            | CUSIP: 032095101<br>LEI: 549300D3L3G0R4U4VT04 | Long             | EC               | CORP              | US        |     83671 | NS      | $12055317.68  | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| AutoZone Inc                       | AutoZone Inc                             | CUSIP: 053332102<br>LEI: GA3JGKJ41LJKXDN23E90 | Long             | EC               | CORP              | US        |       649 | NS      | $2404084.21   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Robinhood Markets Inc              | Robinhood Markets Inc                    | CUSIP: 770700102<br>LEI: 213800FS5AO3YWIE6F63 | Long             | EC               | CORP              | US        |     58407 | NS      | $5810328.36   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Rocket Lab Corp                    | Rocket Lab Corp                          | CUSIP: 773121108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    162090 | NS      | $12978546.30  | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Gen Digital Inc                    | Gen Digital Inc                          | CUSIP: 668771108<br>LEI: YF6ZV0M6AU4FY94MK914 | Long             | EC               | CORP              | US        |    242953 | NS      | $5828442.47   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Xylem Inc/NY                       | Xylem Inc/NY                             | CUSIP: 98419M100<br>LEI: 549300DF5MV96DRYLQ48 | Long             | EC               | CORP              | US        |     33213 | NS      | $4579076.31   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| T-Mobile US Inc                    | T-Mobile US Inc                          | CUSIP: 872590104<br>LEI: 549300QHIJYOHPACPG31 | Long             | EC               | CORP              | US        |     10845 | NS      | $2138742.45   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                     | Microsoft Corp                           | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      4554 | NS      | $1959540.66   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| GE Vernova Inc                     | GE Vernova Inc                           | CUSIP: 36828A101<br>LEI: 254900DP080RU6OK2553 | Long             | EC               | CORP              | US        |     17301 | NS      | $12566927.37  | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Coherent Corp                      | Coherent Corp                            | CUSIP: 19247G107<br>LEI: 549300O5C25A0MMHHU33 | Long             | EC               | CORP              | US        |     61264 | NS      | $12998995.52  | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadcom Inc                       | Broadcom Inc                             | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |     26137 | NS      | $8659188.10   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Marvell Technology Inc             | Marvell Technology Inc                   | CUSIP: 573874104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     77735 | NS      | $6134846.20   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Moody's Corp                       | Moody's Corp                             | CUSIP: 615369105<br>LEI: 549300GCEDD8YCF5WU84 | Long             | EC               | CORP              | US        |      8854 | NS      | $4564768.24   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Marsh & McLennan Cos Inc           | Marsh & McLennan Cos Inc                 | CUSIP: 571748102<br>LEI: 549300XMP3KDCKJXIU47 | Long             | EC               | CORP              | US        |     11870 | NS      | $2233815.30   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Credo Technology Group Holding     | Credo Technology Group Holding Ltd       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     78583 | NS      | $9844878.24   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Talen Energy Corp                  | Talen Energy Corp                        | CUSIP: 87422Q109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     30166 | NS      | $10508627.76  | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Flutter Entertainment PLC          | Flutter Entertainment PLC                | CUSIP: 000000000<br>LEI: 635400EG4YIJLJMZJ782 | Long             | EC               | CORP              | US        |     10239 | NS      | $1690970.85   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Vertex Pharmaceuticals Inc         | Vertex Pharmaceuticals Inc               | CUSIP: 92532F100<br>LEI: 54930015RAQRRZ5ZGJ91 | Long             | EC               | CORP              | US        |     14571 | NS      | $6846912.90   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Coupang Inc                        | Coupang Inc                              | CUSIP: 22266T109<br>LEI: 549300XR4L1D80AK4W76 | Long             | EC               | CORP              | US        |    191732 | NS      | $3865317.12   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuitive Surgical Inc             | Intuitive Surgical Inc                   | CUSIP: 46120E602<br>LEI: 54930052SRG011710797 | Long             | EC               | CORP              | US        |     11664 | NS      | $5881222.08   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Guidewire Software Inc             | Guidewire Software Inc                   | CUSIP: 40171V100<br>LEI: 549300WXSG0J8IXZCK32 | Long             | EC               | CORP              | US        |     10955 | NS      | $1542025.80   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Gilead Sciences Inc                | Gilead Sciences Inc                      | CUSIP: 375558103<br>LEI: 549300WTZWR07K8MNV44 | Long             | EC               | CORP              | US        |     73699 | NS      | $10461573.05  | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Autodesk Inc                       | Autodesk Inc                             | CUSIP: 052769106<br>LEI: FRKKVKAIQEF3FCSTPG55 | Long             | EC               | CORP              | US        |      7439 | NS      | $1881099.93   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Electronic Arts Inc                | Electronic Arts Inc                      | CUSIP: 285512109<br>LEI: 549300O7A67PUEYKDL45 | Long             | EC               | CORP              | US        |     32329 | NS      | $6592529.68   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| LPL Financial Holdings Inc         | LPL Financial Holdings Inc               | CUSIP: 50212V100<br>LEI: 549300XROQ4Y8G2L7682 | Long             | EC               | CORP              | US        |     31658 | NS      | $11539341.00  | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Liberty Media Corp-Liberty For     | Liberty Media Corp-Liberty Formula One   | CUSIP: 531229755<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     22352 | NS      | $1945071.04   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Corp PLC                     | Eaton Corp PLC                           | CUSIP: 000000000<br>LEI: 549300VDIGTMXUNT7H71 | Long             | EC               | CORP              | IE        |      6913 | NS      | $2429366.46   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Cboe Global Markets Inc            | Cboe Global Markets Inc                  | CUSIP: 12503M108<br>LEI: 529900RLNSGA90UPEH54 | Long             | EC               | CORP              | US        |     36039 | NS      | $9552497.34   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Stryker Corp                       | Stryker Corp                             | CUSIP: 863667101<br>LEI: 5493002F0SC4JTBU5137 | Long             | EC               | CORP              | US        |      6266 | NS      | $2315662.96   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Snowflake Inc                      | Snowflake Inc                            | CUSIP: 833445109<br>LEI: 254900CJNSY1K7T53Z16 | Long             | EC               | CORP              | US        |     30114 | NS      | $5802967.80   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Ventas Inc                         | Ventas Inc                               | CUSIP: 92276F100<br>LEI: ORQTRC074CWLT3DKHT41 | Long             | EC               | CORP              | US        |     85369 | NS      | $6630610.23   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Costco Wholesale Corp              | Costco Wholesale Corp                    | CUSIP: 22160K105<br>LEI: 29DX7H14B9S6O3FD6V18 | Long             | EC               | CORP              | US        |      5245 | NS      | $4931611.25   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Ares Management Corp               | Ares Management Corp                     | CUSIP: 03990B101<br>LEI: 529900JUV61FH7B8VW38 | Long             | EC               | CORP              | US        |     27983 | NS      | $4188215.61   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Starbucks Corp                     | Starbucks Corp                           | CUSIP: 855244109<br>LEI: OQSJ1DU9TAOC51A47K68 | Long             | EC               | CORP              | US        |     26148 | NS      | $2404308.60   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Crowdstrike Holdings Inc           | Crowdstrike Holdings Inc                 | CUSIP: 22788C105<br>LEI: 549300YBY08K9KM4HX32 | Long             | EC               | CORP              | US        |      9649 | NS      | $4259116.85   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| CME Group Inc                      | CME Group Inc                            | CUSIP: 12572Q105<br>LEI: LCZ7XYGSLJUHFXXNXD88 | Long             | EC               | CORP              | US        |      8063 | NS      | $2330690.78   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuit Inc                         | Intuit Inc                               | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |      3324 | NS      | $1658410.08   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| STERIS PLC                         | STERIS PLC                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     26056 | NS      | $6842305.60   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Zillow Group Inc                   | Zillow Group Inc                         | CUSIP: 98954M200<br>LEI: 2549002XEELQDIR6FU05 | Long             | EC               | CORP              | US        |     32278 | NS      | $2034482.34   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| DAIWA CAPITAL MARKETS AMERICA INC. | DAIWA CAPITAL MARKETS AMERICA INC        | CUSIP: 000000000<br>LEI: M67H5PRC0NQKM73ZAS82 | Long             | RA               | CORP              | US        |        15 | PA      | $15.00        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| McDonald's Corp                    | McDonald's Corp                          | CUSIP: 580135101<br>LEI: UE2136O97NLB5BYP9H04 | Long             | EC               | CORP              | US        |      7204 | NS      | $2269260.00   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Rollins Inc                        | Rollins Inc                              | CUSIP: 775711104<br>LEI: 549300F2A0BXT4SGWD84 | Long             | EC               | CORP              | US        |    110061 | NS      | $6971263.74   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Illinois Tool Works Inc            | Illinois Tool Works Inc                  | CUSIP: 452308109<br>LEI: 76NA4I14SZCFAYMNSV04 | Long             | EC               | CORP              | US        |      8940 | NS      | $2335664.40   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| KLA Corp                           | KLA Corp                                 | CUSIP: 482480100<br>LEI: 549300H0BF5JCG96TJ81 | Long             | EC               | CORP              | US        |      7444 | NS      | $10629585.36  | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Apollo Global Management Inc       | Apollo Global Management Inc             | CUSIP: 03769M106<br>LEI: 254900LMFT1CY9IYB476 | Long             | EC               | CORP              | US        |     31245 | NS      | $4203702.30   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Hims & Hers Health Inc             | Hims & Hers Health Inc                   | CUSIP: 433000106<br>LEI: 254900V041EIVTSB6D58 | Long             | EC               | CORP              | US        |    203446 | NS      | $5511352.14   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Adobe Inc                          | Adobe Inc                                | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |      6292 | NS      | $1845129.00   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro Devices Inc         | Advanced Micro Devices Inc               | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |     52799 | NS      | $12499107.27  | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Prologis Inc                       | Prologis Inc                             | CUSIP: 74340W103<br>LEI: 529900DFH19P073LZ636 | Long             | EC               | CORP              | US        |     51746 | NS      | $6755957.76   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Caterpillar Inc                    | Caterpillar Inc                          | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | EC               | CORP              | US        |     19738 | NS      | $12974971.68  | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Public Service Enterprise Grou     | Public Service Enterprise Group Inc      | CUSIP: 744573106<br>LEI: PUSS41EMO3E6XXNV3U28 | Long             | EC               | CORP              | US        |     82266 | NS      | $6775427.76   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| PTC Inc                            | PTC Inc                                  | CUSIP: 69370C100<br>LEI: 54930050SSMU8SKDJ030 | Long             | EC               | CORP              | US        |     12640 | NS      | $1973483.20   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Lam Research Corp                  | Lam Research Corp                        | CUSIP: 512807306<br>LEI: 549300I4GMO6D34U1T02 | Long             | EC               | CORP              | US        |     66056 | NS      | $15421433.76  | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Mastercard Inc                     | Mastercard Inc                           | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |      7922 | NS      | $4268294.38   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Edwards Lifesciences Corp          | Edwards Lifesciences Corp                | CUSIP: 28176E108<br>LEI: YA13X31F3V31L8TMPR58 | Long             | EC               | CORP              | US        |     53055 | NS      | $4316554.80   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Garmin Ltd                         | Garmin Ltd                               | CUSIP: 000000000<br>LEI: 2549001E0HIPIJQ0W046 | Long             | EC               | CORP              | CH        |     10856 | NS      | $2189003.84   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Vistra Corp                        | Vistra Corp                              | CUSIP: 92840M102<br>LEI: 549300KP43CPCUJOOG15 | Long             | EC               | CORP              | US        |     40947 | NS      | $6483957.45   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Newmont Corp                       | Newmont Corp                             | CUSIP: 651639106<br>LEI: 549300VSP3RIX7FGDZ51 | Long             | EC               | CORP              | US        |    113243 | NS      | $12722851.05  | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Boston Scientific Corp             | Boston Scientific Corp                   | CUSIP: 101137107<br>LEI: Y6ZDD9FP4P8JSSJMW954 | Long             | EC               | CORP              | US        |     47435 | NS      | $4436595.55   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Hilton Worldwide Holdings Inc      | Hilton Worldwide Holdings Inc            | CUSIP: 43300A203<br>LEI: 549300HVGPK36ICB0B89 | Long             | EC               | CORP              | US        |     31491 | NS      | $9400378.41   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Seagate Technology Holdings PL     | Seagate Technology Holdings PLC          | CUSIP: 000000000<br>LEI: 635400RUXIFEZSRU8X70 | Long             | EC               | CORP              | US        |     41060 | NS      | $16739751.40  | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Comfort Systems USA Inc            | Comfort Systems USA Inc                  | CUSIP: 199908104<br>LEI: 5299009DT1ZA5HTU6R38 | Long             | EC               | CORP              | US        |     12116 | NS      | $13837683.60  | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Hubbell Inc                        | Hubbell Inc                              | CUSIP: 443510607<br>LEI: 54930088VDQ6840Y6597 | Long             | EC               | CORP              | US        |     14874 | NS      | $7257619.56   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Take-Two Interactive Software      | Take-Two Interactive Software Inc        | CUSIP: 874054109<br>LEI: BOMSTHHJK882EWYX3334 | Long             | EC               | CORP              | US        |     25801 | NS      | $5683960.30   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Expedia Group Inc                  | Expedia Group Inc                        | CUSIP: 30212P303<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     39912 | NS      | $10570294.08  | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Quanta Services Inc                | Quanta Services Inc                      | CUSIP: 74762E102<br>LEI: SHVRXXEACT60MMH07S24 | Long             | EC               | CORP              | US        |     26791 | NS      | $12715812.33  | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Philip Morris International In     | Philip Morris International Inc          | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |     28198 | NS      | $5059849.12   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Honeywell International Inc        | Honeywell International Inc              | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               | CORP              | US        |     23183 | NS      | $5274596.16   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                       | Alphabet Inc                             | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |     36126 | NS      | $12210588.00  | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Yum! Brands Inc                    | Yum! Brands Inc                          | CUSIP: 988498101<br>LEI: 549300JE8XHZZ7OHN517 | Long             | EC               | CORP              | US        |     43667 | NS      | $6790218.50   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Westinghouse Air Brake Technol     | Westinghouse Air Brake Technologies Corp | CUSIP: 929740108<br>LEI: 06BTX5UWZD0GQ5N5Y745 | Long             | EC               | CORP              | US        |     30949 | NS      | $7122602.86   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Dexcom Inc                         | Dexcom Inc                               | CUSIP: 252131107<br>LEI: 549300YSK3QDSFR5EU59 | Long             | EC               | CORP              | US        |     33177 | NS      | $2423248.08   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Sherwin-Williams Co/The            | Sherwin-Williams Co/The                  | CUSIP: 824348106<br>LEI: Z15BMIOX8DDH0X2OBP21 | Long             | EC               | CORP              | US        |      6795 | NS      | $2409778.80   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Nasdaq Inc                         | Nasdaq Inc                               | CUSIP: 631103108<br>LEI: 549300L8X1Q78ERXFD06 | Long             | EC               | CORP              | US        |     93132 | NS      | $9023559.48   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Monster Beverage Corp              | Monster Beverage Corp                    | CUSIP: 61174X109<br>LEI: 52990090AP0E7HCB6F33 | Long             | EC               | CORP              | US        |    117985 | NS      | $9528468.60   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Airbnb Inc                         | Airbnb Inc                               | CUSIP: 009066101<br>LEI: 549300HMUDNO0RY56D37 | Long             | EC               | CORP              | US        |     48674 | NS      | $6296955.38   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Booking Holdings Inc               | Booking Holdings Inc                     | CUSIP: 09857L108<br>LEI: FXM8FAOHMYDIPD38UZ17 | Long             | EC               | CORP              | US        |      1234 | NS      | $6172270.56   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| IDEXX Laboratories Inc             | IDEXX Laboratories Inc                   | CUSIP: 45168D104<br>LEI: OGMTXK0LUU1HKV2P0J84 | Long             | EC               | CORP              | US        |     13371 | NS      | $8964720.66   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Group Inc/The        | Goldman Sachs Group Inc/The              | CUSIP: 38141G104<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EC               | CORP              | US        |     12864 | NS      | $12033114.24  | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| TJX Cos Inc/The                    | TJX Cos Inc/The                          | CUSIP: 872540109<br>LEI: V167QI9I69W364E2DY52 | Long             | EC               | CORP              | US        |     58889 | NS      | $8822161.09   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Carnival Corp                      | Carnival Corp                            | CUSIP: 143658300<br>LEI: F1OF2ZSX47CR0BCWA982 | Long             | EC               | CORP              | US        |    296198 | NS      | $8891863.96   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMorgan Chase & Co                | JPMorgan Chase & Co                      | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |     28073 | NS      | $8587249.97   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| API Group Corp                     | API Group Corp                           | CUSIP: 00187Y100<br>LEI: 213800NZT1VX6PZ7BT53 | Long             | EC               | CORP              | US        |    295540 | NS      | $12285597.80  | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| EMCOR Group Inc                    | EMCOR Group Inc                          | CUSIP: 29084Q100<br>LEI: 529900X0SQJB2J7YDU43 | Long             | EC               | CORP              | US        |     18483 | NS      | $13321252.59  | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Waste Management Inc               | Waste Management Inc                     | CUSIP: 94106L109<br>LEI: 549300YX8JIID70NFS41 | Long             | EC               | CORP              | US        |     41172 | NS      | $9150065.28   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Cadence Design Systems Inc         | Cadence Design Systems Inc               | CUSIP: 127387108<br>LEI: GCT7RXJOGLXPV0NXZY22 | Long             | EC               | CORP              | US        |      7045 | NS      | $2087856.20   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Waters Corp                        | Waters Corp                              | CUSIP: 941848103<br>LEI: 5T547R1474YC9HOD8Q74 | Long             | EC               | CORP              | US        |     17392 | NS      | $6447562.24   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                           | Visa Inc                                 | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |     12896 | NS      | $4150319.68   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Corpay Inc                         | Corpay Inc                               | CUSIP: 219948106<br>LEI: 549300DG6RR0NQSFLN74 | Long             | EC               | CORP              | US        |     15030 | NS      | $4728888.90   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Carvana Co                         | Carvana Co                               | CUSIP: 146869102<br>LEI: 5493003WEAK2PJ5WS063 | Long             | EC               | CORP              | US        |     26793 | NS      | $10746940.23  | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Eli Lilly & Co                     | Eli Lilly & Co                           | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |     10522 | NS      | $10912892.30  | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Altria Group Inc                   | Altria Group Inc                         | CUSIP: 02209S103<br>LEI: XSGZFLO9YTNO9VCQV219 | Long             | EC               | CORP              | US        |     38188 | NS      | $2367274.12   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com Inc                     | Amazon.com Inc                           | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |     39190 | NS      | $9378167.00   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| FTAI Aviation Ltd                  | FTAI Aviation Ltd                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     57442 | NS      | $15642605.44  | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| MSILF Treasury Portfolio           | MSILF Treasury Portfolio                 | CUSIP: 61747C582<br>LEI: 549300D1XR6GP7EZ0T47 | Long             | STIV             | RF                | US        |   1293575 | NS      | $1293575.39   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Constellation Energy Corp          | Constellation Energy Corp                | CUSIP: 21037T109<br>LEI: 549300F8Y20RYGNGV346 | Long             | EC               | CORP              | US        |     32008 | NS      | $8984005.44   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Ecolab Inc                         | Ecolab Inc                               | CUSIP: 278865100<br>LEI: 82DYEISM090VG8LTLS26 | Long             | EC               | CORP              | US        |     17229 | NS      | $4858405.71   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Progressive Corp/The               | Progressive Corp/The                     | CUSIP: 743315103<br>LEI: 529900TACNVLY9DCR586 | Long             | EC               | CORP              | US        |     19862 | NS      | $4131296.00   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Woodward Inc                       | Woodward Inc                             | CUSIP: 980745103<br>LEI: YPYKXXTR8TFDH54ZMB45 | Long             | EC               | CORP              | US        |     37403 | NS      | $11888169.52  | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson Controls International     | Johnson Controls International plc       | CUSIP: 000000000<br>LEI: 549300XQ6S1GYKGBL205 | Long             | EC               | CORP              | US        |     75539 | NS      | $9008781.14   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Pure Storage Inc                   | Pure Storage Inc                         | CUSIP: 74624M102<br>LEI: 549300NPDB0BZTK3WO90 | Long             | EC               | CORP              | US        |     67497 | NS      | $4693741.38   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Interactive Brokers Group Inc      | Interactive Brokers Group Inc            | CUSIP: 45841N107<br>LEI: 5493004DT6DCDUZNDM53 | Long             | EC               | CORP              | US        |    140661 | NS      | $10532695.68  | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| HEICO Corp                         | HEICO Corp                               | CUSIP: 422806109<br>LEI: 529900O1DTDLCJ7L0I14 | Long             | EC               | CORP              | US        |     20415 | NS      | $6755527.65   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| SoFi Technologies Inc              | SoFi Technologies Inc                    | CUSIP: 83406F102<br>LEI: 549300SW81JCMVZDDY09 | Long             | EC               | CORP              | US        |    345527 | NS      | $7881470.87   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Howmet Aerospace Inc               | Howmet Aerospace Inc                     | CUSIP: 443201108<br>LEI: 549300HO5WFZUT5N2T22 | Long             | EC               | CORP              | US        |     44122 | NS      | $9180905.76   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Cisco Systems Inc                  | Cisco Systems Inc                        | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |    117434 | NS      | $9197430.88   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Republic Services Inc              | Republic Services Inc                    | CUSIP: 760759100<br>LEI: NKNQHM6BLECKVOQP7O46 | Long             | EC               | CORP              | US        |     10390 | NS      | $2234785.10   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| WW Grainger Inc                    | WW Grainger Inc                          | CUSIP: 384802104<br>LEI: 549300TWZSP6O1IH2V34 | Long             | EC               | CORP              | US        |      6547 | NS      | $7070367.18   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Wells Fargo & Co                   | Wells Fargo & Co                         | CUSIP: 949746101<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EC               | CORP              | US        |     97060 | NS      | $8782959.40   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Marriott International Inc/MD      | Marriott International Inc/MD            | CUSIP: 571903202<br>LEI: 225YDZ14ZO8E1TXUSU86 | Long             | EC               | CORP              | US        |     29158 | NS      | $9193517.40   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Toast Inc                          | Toast Inc                                | CUSIP: 888787108<br>LEI: 549300TN1PZNLCD4I551 | Long             | EC               | CORP              | US        |    186029 | NS      | $5787362.19   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| United Rentals Inc                 | United Rentals Inc                       | CUSIP: 911363109<br>LEI: 5323X5O7RN0NKFCDRY08 | Long             | EC               | CORP              | US        |      8162 | NS      | $6383173.72   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Sprouts Farmers Market Inc         | Sprouts Farmers Market Inc               | CUSIP: 85208M102<br>LEI: 529900P8F4G77Q52XE24 | Long             | EC               | CORP              | US        |     27639 | NS      | $1959881.49   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Amgen Inc                          | Amgen Inc                                | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               | CORP              | US        |     34546 | NS      | $11810586.48  | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Alnylam Pharmaceuticals Inc        | Alnylam Pharmaceuticals Inc              | CUSIP: 02043Q107<br>LEI: 529900S3ZI14OWRJII50 | Long             | EC               | CORP              | US        |     16613 | NS      | $5616190.78   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Northern Trust Corp                | Northern Trust Corp                      | CUSIP: 665859104<br>LEI: 549300GLF98S992BC502 | Long             | EC               | CORP              | US        |     66226 | NS      | $9896151.18   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Royal Caribbean Cruises Ltd        | Royal Caribbean Cruises Ltd              | CUSIP: 000000000<br>LEI: K2NEH8QNVW44JIWK7Z55 | Long             | EC               | CORP              | US        |      7895 | NS      | $2563111.75   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| MasTec Inc                         | MasTec Inc                               | CUSIP: 576323109<br>LEI: 549300TMDIT8WREDOF45 | Long             | EC               | CORP              | US        |     52020 | NS      | $12509769.60  | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Reddit Inc                         | Reddit Inc                               | CUSIP: 75734B100<br>LEI: 529900APN1YHPBHPI679 | Long             | EC               | CORP              | US        |     39352 | NS      | $7093985.04   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Rockwell Automation Inc            | Rockwell Automation Inc                  | CUSIP: 773903109<br>LEI: VH3R4HHBHH12O0EXZJ88 | Long             | EC               | CORP              | US        |     23250 | NS      | $9803362.50   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Parker-Hannifin Corp               | Parker-Hannifin Corp                     | CUSIP: 701094104<br>LEI: 5493002CONDB4N2HKI23 | Long             | EC               | CORP              | US        |     10292 | NS      | $9631665.28   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Fastenal Co                        | Fastenal Co                              | CUSIP: 311900104<br>LEI: 529900PP0C7H2HHPSJ32 | Long             | EC               | CORP              | US        |     54871 | NS      | $2379206.56   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| American Express Co                | American Express Co                      | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |     30565 | NS      | $10764076.05  | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| IBM                                | International Business Machines Corp     | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | EC               | CORP              | US        |     22301 | NS      | $6839716.70   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Simon Property Group Inc           | Simon Property Group Inc                 | CUSIP: 828806109<br>LEI: 529900GQL5X8H7AO3T64 | Long             | EC               | CORP              | US        |     11896 | NS      | $2275823.76   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp                        | NVIDIA Corp                              | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |     48504 | NS      | $9270569.52   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Intercontinental Exchange Inc      | Intercontinental Exchange Inc            | CUSIP: 45866F104<br>LEI: 5493000F4ZO33MV32P92 | Long             | EC               | CORP              | US        |     13595 | NS      | $2362539.10   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Coca-Cola Co/The                   | Coca-Cola Co/The                         | CUSIP: 191216100<br>LEI: UWJKFUJFZ02DKWI3RY53 | Long             | EC               | CORP              | US        |     64696 | NS      | $4839907.76   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Cloudflare Inc                     | Cloudflare Inc                           | CUSIP: 18915M107<br>LEI: 5493007DY18BGNLDWU14 | Long             | EC               | CORP              | US        |     33507 | NS      | $5942466.45   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc                 | Meta Platforms Inc                       | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |      6852 | NS      | $4909458.00   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Allegion plc                       | Allegion plc                             | CUSIP: 000000000<br>LEI: 984500560CAC2E6FB757 | Long             | EC               | CORP              | IE        |     41489 | NS      | $6861865.71   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| DoorDash Inc                       | DoorDash Inc                             | CUSIP: 25809K105<br>LEI: 549300NUQ43FGGSK5051 | Long             | EC               | CORP              | US        |     19970 | NS      | $4086261.40   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc                          | Apple Inc                                | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |     24299 | NS      | $6305104.52   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Trane Technologies PLC             | Trane Technologies PLC                   | CUSIP: 000000000<br>LEI: 549300BURLR9SLYY2705 | Long             | EC               | CORP              | IE        |     11621 | NS      | $4887560.18   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Uber Technologies Inc              | Uber Technologies Inc                    | CUSIP: 90353T100<br>LEI: 549300B2FTG34FILDR98 | Long             | EC               | CORP              | US        |     80846 | NS      | $6471722.30   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Fair Isaac Corp                    | Fair Isaac Corp                          | CUSIP: 303250104<br>LEI: RI6HET5SJUEY30V1PS26 | Long             | EC               | CORP              | US        |      2676 | NS      | $3915442.92   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Martin Marietta Materials Inc      | Martin Marietta Materials Inc            | CUSIP: 573284106<br>LEI: 5299005MZ4WZECVATV08 | Long             | EC               | CORP              | US        |     10610 | NS      | $6917189.50   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| AMETEK Inc                         | AMETEK Inc                               | CUSIP: 031100100<br>LEI: 549300WZDEF9KKE40E98 | Long             | EC               | CORP              | US        |     32175 | NS      | $7206556.50   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Monolithic Power Systems Inc       | Monolithic Power Systems Inc             | CUSIP: 609839105<br>LEI: 529900TB7O85LSZ1XU31 | Long             | EC               | CORP              | US        |      9981 | NS      | $11220141.15  | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| S&P Global Inc                     | S&P Global Inc                           | CUSIP: 78409V104<br>LEI: Y6X4K52KMJMZE7I7MY94 | Long             | EC               | CORP              | US        |      8655 | NS      | $4568022.45   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Charles Schwab Corp/The            | Charles Schwab Corp/The                  | CUSIP: 808513105<br>LEI: 549300VSGCJ7E698NM85 | Long             | EC               | CORP              | US        |     66118 | NS      | $6870982.56   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| General Electric Co                | General Electric Co                      | CUSIP: 369604301<br>LEI: 3C7474T6CDKPR9K6YT90 | Long             | EC               | CORP              | US        |     21446 | NS      | $6579418.34   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Insulet Corp                       | Insulet Corp                             | CUSIP: 45784P101<br>LEI: 549300TZTYD2PYN92D43 | Long             | EC               | CORP              | US        |     15912 | NS      | $4070448.72   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| O'Reilly Automotive Inc            | O'Reilly Automotive Inc                  | CUSIP: 67103H107<br>LEI: 549300K2RLMQL149Q332 | Long             | EC               | CORP              | US        |     49589 | NS      | $4880053.49   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Datadog Inc                        | Datadog Inc                              | CUSIP: 23804L103<br>LEI: 549300F6JNO0KRPO1K63 | Long             | EC               | CORP              | US        |     33259 | NS      | $4301053.88   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-03-25

**Name of Applicant:** First Trust Exchange-Traded AlphaDEX Fund

**Signature:** Derek Maltbie

**Name of Signer:** Derek Maltbie

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer