# EDGAR Filing Document

**Accession Number:** 0000796229
**File Stem:** 0000940400-26-023189
**Filing Date:** 2026-6
**Character Count:** 39363
**Document Hash:** 434e1b65722c3d3eba58bd171f9a9512
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-023189.hdr.sgml**: 20260601

**ACCESSION NUMBER**: 0000940400-26-023189

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260601

**DATE AS OF CHANGE**: 20260601

**PERIOD START**: 20260930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TETON WESTWOOD FUNDS
- **CENTRAL INDEX KEY:** 0000796229

**ORGANIZATION NAME:**
- **EIN:** 133625130
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-04719
- **FILM NUMBER:** 261049292

**BUSINESS ADDRESS:**
- **STREET 1:** ONE CORPORATE CENTER
- **CITY:** RYE
- **STATE:** NY
- **ZIP:** 10580
- **BUSINESS PHONE:** 8004223554

**MAIL ADDRESS:**
- **STREET 1:** ONE CORPORATE CENTER
- **CITY:** RYE
- **STATE:** NY
- **ZIP:** 10580

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GAMCO WESTWOOD FUNDS
- **DATE OF NAME CHANGE:** 20091130

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WESTWOOD FUNDS
- **DATE OF NAME CHANGE:** 20060621

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GABELLI WESTWOOD FUNDS
- **DATE OF NAME CHANGE:** 19980304

## Series and Classes Contracts Data

### TETON Convertible Securities Fund (Series ID: S000001082)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000002919 | CLASS A      | WEIAX           |
| C000002921 | CLASS C      | WEICX           |
| C000002922 | CLASS AAA    | WESRX           |
| C000061065 | Class I      | WESIX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Teton Westwood Funds

- **b. Investment Company Act file number:** 811-04719

- **c. CIK number of Registrant:** 0000796229

- **d. LEI of Registrant:** 549300F5AG1CXKI4KV24

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** One Corporate Center

  - **City:** Rye

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10580-1422

  - **Telephone number:** 1-800-422-3554

**Item A.2. Information about the Series.**

- **a. Name of Series:** TETON Convertible Securities Fund

- **b. EDGAR series identifier (if any):** S000001082

- **c. LEI of Series:** 549300865NLDDOK77H40

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-09-30

- **b. Date as of which information is reported:** 2026-03-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $11399712.32

**Total Liabilities:** $53426.67

**Net Assets:** $11346285.65

**Cash Not Reported:** $1325.90

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 21.66060000 | **1-Year:** 72.15646000 | **5-Year:** 11.01432000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 24.26010000 | **1-Year:** 647.26119000 | **5-Year:** 253.75702000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000002919 | 5.76%                | -2.69%               | -3.35%               |
| Class ID C000002921 | 5.71%                | -2.79%               | -3.37%               |
| Class ID C000061065 | 5.77%                | -2.66%               | -3.35%               |
| Class ID C000002922 | 5.80%                | -2.67%               | -3.42%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $176430.21               | $524914.45                                 |
| Month 2  | $102600.44               | $-443009.53                                |
| Month 3  | $80390.63                | $-474607.14                                |

### Schedule of Portfolio Investments

| Name                                | Title                                                                                                                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Bridgebio Pharma Inc                | BBIO 1.75 03/01/31                                                                                                                       | CUSIP: 10806XAJ1<br>LEI: 54930028YG89VTY2J114 | Long             | DBT              | CORP              | US        |    200000 | PA      | $339650.00    | 2.99%             | 2031-03-01      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| Nebius Group N.V.                   | NBIS 2.625 03/15/33 .                                                                                                                    | CUSIP: 63954QAL0<br>LEI: 549300GGZHJ5Q1B18P93 | Long             | DBT              | CORP              | NL        |     90000 | PA      | $84114.00     | 0.74%             | 2033-03-15      | Fixed         | 2.62%                 | No            |                  2 | On Loan: No      |
| Enovix Corporation                  | ENVX 4.75 09/15/30                                                                                                                       | CUSIP: 293594AF4<br>LEI: 549300EC7NZGWORHYJ53 | Long             | DBT              | CORP              | US        |     25000 | PA      | $19837.50     | 0.17%             | 2030-09-15      | Fixed         | 4.75%                 | Yes           |                  2 | On Loan: No      |
| AeroVironment, Inc.                 | AVAV 0 07/15/30                                                                                                                          | CUSIP: 008073AA6<br>LEI: 529900PGHVI29YLZ6221 | Long             | DBT              | CORP              | US        |    150000 | PA      | $147150.00    | 1.30%             | 2030-07-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Boeing Co.                          | Boeing Co. 6% SER A DEP SHS REPSTG 1/20TH INT MANDATORY CONV PFD                                                                         | CUSIP: 097023204<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EP               | CORP              | US        |      1175 | NS      | $76234.00     | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Dave Inc                            | DAVE 0 04/01/31                                                                                                                          | CUSIP: 23834JAA0<br>LEI: 25490061SUVXCW51RZ82 | Long             | DBT              | CORP              | US        |     20000 | PA      | $19020.00     | 0.17%             | 2031-04-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Plug Power Inc                      | PLUG 6.75 12/01/33                                                                                                                       | CUSIP: 72919PAG8<br>LEI: 549300JPDKRSJ8JSM954 | Long             | DBT              | CORP              | US        |    100000 | PA      | $112860.76    | 0.99%             | 2033-12-01      | Fixed         | 6.75%                 | Yes           |                  2 | On Loan: No      |
| Terawulf Inc                        | WULF 0 05/01/32                                                                                                                          | CUSIP: 88080TAE4<br>LEI: 254900CVMW1SX2T78A64 | Long             | DBT              | CORP              | US        |     60000 | PA      | $62124.82     | 0.55%             | 2032-05-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| INDIVIOR PHARMACEUTICALS INC        | INDV 0.625 03/15/31                                                                                                                      | CUSIP: 45579UAA7<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |     50000 | PA      | $51000.00     | 0.45%             | 2031-03-15      | Fixed         | 0.62%                 | No            |                  2 | On Loan: No      |
| Zoetis Inc.                         | ZTS 0.25 06/15/29                                                                                                                        | CUSIP: 98978VAY9<br>LEI: 549300HD9Q1LOC9KLJ48 | Long             | DBT              | CORP              | US        |    100000 | PA      | $99500.00     | 0.88%             | 2029-06-15      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| BWX Technologies Inc.               | BWXT 0 11/01/30                                                                                                                          | CUSIP: 05605HAD2<br>LEI: 549300NP85N265KWMS58 | Long             | DBT              | CORP              | US        |    200000 | PA      | $207600.00    | 1.83%             | 2030-11-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Shift4 Payments Inc                 | Shift4 Payments Inc 6.00% SERIES A MANDATORY CONVERTIBLE PREFERRED STOCK                                                                 | CUSIP: 82452J307<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      3000 | NS      | $160920.00    | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Ligand Pharmaceuticals Incorporated | LGND 0.75 10/01/30                                                                                                                       | CUSIP: 53220KAG3<br>LEI: 5493008K7TB0IKP37H79 | Long             | DBT              | CORP              | US        |    100000 | PA      | $121200.00    | 1.07%             | 2030-10-01      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| Endeavour Silver Corp.              | EDRCN 0.25 01/15/31 144A                                                                                                                 | CUSIP: 29258YAA1<br>LEI: 549300IF2E29780PPV02 | Long             | DBT              | CORP              | CA        |     40000 | PA      | $43352.00     | 0.38%             | 2031-01-15      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| Energy Fuels Inc.                   | EFRCN 0.75 11/01/31                                                                                                                      | CUSIP: 292671AC8<br>LEI: 529900P0GCATXMGK8I62 | Long             | DBT              | CORP              | CA        |    150000 | PA      | $176025.00    | 1.55%             | 2031-11-01      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| Indie Semiconductor Inc.            | INDI 3.5 12/15/29                                                                                                                        | CUSIP: 45569UAC5<br>LEI: 254900L1MFXFYGB1PV53 | Long             | DBT              | CORP              | US        |    150000 | PA      | $144750.00    | 1.28%             | 2029-12-15      | Fixed         | 3.50%                 | Yes           |                  2 | On Loan: No      |
| TransMedics Group Inc.              | TMDX 1.5 06/01/28                                                                                                                        | CUSIP: 89377MAB5<br>LEI: 549300060GVOSMWARH50 | Long             | DBT              | CORP              | US        |    100000 | PA      | $129645.00    | 1.14%             | 2028-06-01      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| CMS Energy Corporation              | CMS 3.125 05/01/31                                                                                                                       | CUSIP: 125896BZ2<br>LEI: 549300IA9XFBAGNIBW29 | Long             | DBT              | CORP              | US        |    100000 | PA      | $102675.00    | 0.90%             | 2031-05-01      | Fixed         | 3.12%                 | Yes           |                  2 | On Loan: No      |
| Uber Technologies Inc               | UBER 0.875 12/01/28 2028                                                                                                                 | CUSIP: 90353TAM2<br>LEI: 549300B2FTG34FILDR98 | Long             | DBT              | CORP              | US        |    200000 | PA      | $240850.00    | 2.12%             | 2028-12-01      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| AST SpaceMobile Inc.                | ASTS 2 01/15/36                                                                                                                          | CUSIP: 00217DAE0<br>LEI: 254900MBSC9P2UCI6623 | Long             | DBT              | CORP              | US        |     50000 | PA      | $52937.50     | 0.47%             | 2036-01-15      | Fixed         | 2.00%                 | Yes           |                  2 | On Loan: No      |
| Halozyme Therapeutics Inc           | HALO 0.875 11/15/32                                                                                                                      | CUSIP: 40637HAJ8<br>LEI: 529900242I3SV9AGM753 | Long             | DBT              | CORP              | US        |    250000 | PA      | $247250.00    | 2.18%             | 2032-11-15      | Fixed         | 0.88%                 | Yes           |                  2 | On Loan: No      |
| Northern Oil And Gas, Inc.          | NOG 3.625 04/15/29                                                                                                                       | CUSIP: 665531AJ8<br>LEI: OKFF0PIZDDMNH4UCYE51 | Long             | DBT              | CORP              | US        |    200000 | PA      | $220068.76    | 1.94%             | 2029-04-15      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| PAGAYA US HOLDING CO LLC            | PGY 6.125 10/01/29                                                                                                                       | CUSIP: 69549FAB5<br>LEI: 254900M9VGE3HM0OYH17 | Long             | DBT              | CORP              | US        |    100000 | PA      | $115250.00    | 1.02%             | 2029-10-01      | Fixed         | 6.12%                 | No            |                  2 | On Loan: No      |
| COGENT BIOSCIENCES INC              | COGT 1.625 11/15/31                                                                                                                      | CUSIP: 19240QAA0<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    100000 | PA      | $122650.00    | 1.08%             | 2031-11-15      | Fixed         | 1.62%                 | No            |                  2 | On Loan: No      |
| VSE Corp.                           | VSEC 5.75 02/01/29                                                                                                                       | CUSIP: 918284209<br>LEI: 549300QWJYQDH4U5XI15 | Long             | DBT              | CORP              | US        |      2000 | PA      | $100600.00    | 0.89%             | 2029-02-01      | Fixed         | 5.75%                 | No            |                  1 | On Loan: No      |
| Ionis Pharmaceuticals, Inc.         | IONS 0 12/01/30                                                                                                                          | CUSIP: 462222AG5<br>LEI: 549300SI4ZGLG0BLUZ92 | Long             | DBT              | CORP              | US        |    150000 | PA      | $156656.25    | 1.38%             | 2030-12-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| CRESCENT ENERGY CO                  | CRGY 2.75 03/15/31                                                                                                                       | CUSIP: 44952JAA2<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |      5000 | PA      | $5752.50      | 0.05%             | 2031-03-15      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| Ultra Clean Holdings Inc            | UCTT 0 03/15/31                                                                                                                          | CUSIP: 90385VAA5<br>LEI: 5493007L6LS7QX18PE75 | Long             | DBT              | CORP              | US        |     25000 | PA      | $26543.75     | 0.23%             | 2031-03-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| OSI System Inc.                     | OSIS 0.5 02/01/31                                                                                                                        | CUSIP: 671044AG0<br>LEI: DDX3MPX1Y8YD30050X33 | Long             | DBT              | CORP              | US        |    100000 | PA      | $102300.00    | 0.90%             | 2031-02-01      | Fixed         | 0.50%                 | Yes           |                  2 | On Loan: No      |
| Solaris Energy Infrastructure Inc   | SEI 0.25 10/01/31                                                                                                                        | CUSIP: 83419XAB4<br>LEI: 529900MTK3C8Y8TIIC10 | Long             | DBT              | CORP              | US        |    150000 | PA      | $188062.50    | 1.66%             | 2031-10-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| NextEra Energy Inc                  | NEE 7.234 11/01/27                                                                                                                       | CUSIP: 65339F119<br>LEI: 254900RHL9MEUS5NKX63 | Long             | DBT              | CORP              | US        |      4000 | PA      | $210160.00    | 1.85%             | 2027-11-01      | Fixed         | 7.23%                 | No            |                  1 | On Loan: No      |
| VOYAGER TECHNOLOGIES INC            | VOYG 0.75 11/15/30                                                                                                                       | CUSIP: 92892BAA1<br>LEI: 254900DDCLSP240FE187 | Long             | DBT              | CORP              | US        |    150000 | PA      | $155850.00    | 1.37%             | 2030-11-15      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| CRISPR Therapeutics AG              | CRSP 1.7308 03/01/31                                                                                                                     | CUSIP: 226712AA5<br>LEI: 506700O6IRRIQLT3W370 | Long             | DBT              | CORP              | CH        |     20000 | PA      | $19600.00     | 0.17%             | 2031-03-01      | Fixed         | 1.73%                 | No            |                  2 | On Loan: No      |
| Gamestop Corp                       | GME 0 06/15/32                                                                                                                           | CUSIP: 36467WAF6<br>LEI: 549300505KLOET039L77 | Long             | DBT              | CORP              | US        |    100000 | PA      | $103400.00    | 0.91%             | 2032-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Alibaba Group Holding Ltd.          | BABA 0.5 06/01/31                                                                                                                        | CUSIP: 01609WBG6<br>LEI: 5493001NTNQJDH60PM02 | Long             | DBT              | CORP              | KY        |    200000 | PA      | $277750.00    | 2.45%             | 2031-06-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| WEC ENERGY GROUP INC                | WEC Energy Group Inc                                                                                                                     | CUSIP: 92939UAR7<br>LEI: 549300IGLYTZUK3PVP70 | Long             | DBT              | CORP              | US        |     75000 | PA      | $92868.75     | 0.82%             | 2029-06-01      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| Hewlett Packard Enterprise Co.      | Hewlett Packard Enterprise Co. 7.625% SERIES C MANDATORY CONVERTIBLE PREFERRED STOCK                                                     | CUSIP: 42824C208<br>LEI: 549300BX44RGX6ANDV88 | Long             | EP               | CORP              | US        |      5000 | NS      | $322550.00    | 2.84%             |  |  |  | No            |                  1 | On Loan: No      |
| INVACARE CORP                       | INVACARE CORP                                                                                                                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    365000 | PA      | $0.04         | 0.00%             | 2028-05-08      | None          | 0.00%                 | No            |                  3 | On Loan: No      |
| Sarepta Therapeutics Inc            | SRPT 4.875 09/01/30 144A                                                                                                                 | CUSIP: 803607AE0<br>LEI: 549300IKDPIED8J8IG21 | Long             | DBT              | CORP              | US        |    200000 | PA      | $167750.00    | 1.48%             | 2030-09-01      | Fixed         | 4.88%                 | Yes           |                  2 | On Loan: No      |
| WisdomTree, Inc.                    | WT 4.5 10/01/31                                                                                                                          | CUSIP: 97717PAL8<br>LEI: 549300WIU8IS7UFO7871 | Long             | DBT              | CORP              | US        |    150000 | PA      | $155595.00    | 1.37%             | 2031-10-01      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| Fluor Corporation                   | FLR 1.125 08/15/29                                                                                                                       | CUSIP: 343412AJ1<br>LEI: CQ7WZ4NOFWT7FAE6Q943 | Long             | DBT              | CORP              | US        |    200000 | PA      | $247050.00    | 2.18%             | 2029-08-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| MP Materials Corp                   | MPUS 3 03/01/30                                                                                                                          | CUSIP: 553368AC5<br>LEI: 89450063PHPS61USMT84 | Long             | DBT              | CORP              | US        |    100000 | PA      | $238500.00    | 2.10%             | 2030-03-01      | Fixed         | 3.00%                 | Yes           |                  2 | On Loan: No      |
| Microchip Technology Incorporated   | Microchip Technology Incorporated 7.50 % DEP SHS REPSTG 1/20TH PFD CONV SER A                                                            | CUSIP: 595017302<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EP               | CORP              | US        |      5000 | NS      | $284850.00    | 2.51%             |  |  |  | No            |                  1 | On Loan: No      |
| BRIGHTSPRING HEALTH SERVICES INC    | BTSG 6.75 02/01/27                                                                                                                       | CUSIP: 10950A205<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |      2000 | PA      | $284080.00    | 2.50%             | 2027-02-01      | Fixed         | 6.75%                 | No            |                  1 | On Loan: No      |
| Oracle Corp.                        | Oracle Corp. DEPOSITARY SHARES EACH REPRESENTING A 1/2,000TH INTEREST IN A SHARE OF 6.50% SERIES D MANDATORY CONVERTIBLE PREFERRED STOCK | CUSIP: 68389X204<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EP               | CORP              | US        |      2000 | NS      | $90020.00     | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Cohu Inc                            | COHU 1.5 01/15/31                                                                                                                        | CUSIP: 192576AA4<br>LEI: 529900FJPORJ3JJ2XS33 | Long             | DBT              | CORP              | US        |     50000 | PA      | $67300.00     | 0.59%             | 2031-01-15      | Fixed         | 1.50%                 | Yes           |                  2 | On Loan: No      |
| Applied Digital Corp                | APLD 2.75 06/01/30                                                                                                                       | CUSIP: 038169AB4<br>LEI: 2549004NE2B6RYXINZ02 | Long             | DBT              | CORP              | US        |    100000 | PA      | $265700.00    | 2.34%             | 2030-06-01      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| Bloom Energy Corporation            | BE 3 06/01/28                                                                                                                            | CUSIP: 093712AK3<br>LEI: 549300XB5J9BFW5JXV97 | Long             | DBT              | CORP              | US        |     20000 | PA      | $143936.00    | 1.27%             | 2028-06-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Bitdeer Technologies Group          | BTDR 4 11/15/31                                                                                                                          | CUSIP: 09175RAE0<br>LEI: 2549007M2KGWVJ9XFP20 | Long             | DBT              | CORP              | KY        |     50000 | PA      | $41375.00     | 0.36%             | 2031-11-15      | Fixed         | 4.00%                 | Yes           |                  2 | On Loan: No      |
| Ormat Technologies Inc.             | ORA 1.5 03/15/31 A                                                                                                                       | CUSIP: 686688AD4<br>LEI: 5493000TSHHWY24VHM09 | Long             | DBT              | CORP              | US        |    120000 | PA      | $124914.00    | 1.10%             | 2031-03-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| United States Treasury Bills        | B 0 06/18/26                                                                                                                             | CUSIP: 912797TD9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    215000 | PA      | $213327.66    | 1.88%             | 2026-06-18      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| FirstEnergy Corp.                   | FE 3.875 01/15/31                                                                                                                        | CUSIP: 337932AU1<br>LEI: 549300SVYJS666PQJH88 | Long             | DBT              | CORP              | US        |    200000 | PA      | $230800.00    | 2.03%             | 2031-01-15      | Fixed         | 3.88%                 | Yes           |                  2 | On Loan: No      |
| WHITEFIBER INC                      | Whitefiber Inc                                                                                                                           | CUSIP: 964715AA4<br>LEI: 254900VTG8XTRF3IQN65 | Long             | DBT              | CORP              | KY        |    100000 | PA      | $83500.00     | 0.74%             | 2031-02-01      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| Mirion Technologies Inc             | MIR 0.25 06/01/30                                                                                                                        | CUSIP: 60471AAA9<br>LEI: 549300BNTOWVWFNVTJ65 | Long             | DBT              | CORP              | US        |    150000 | PA      | $163237.50    | 1.44%             | 2030-06-01      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| Akamai Technologies, Inc.           | AKAM 0.25 05/15/33                                                                                                                       | CUSIP: 00971TAP6<br>LEI: OC1LZNN2LF5WTJ5RIL89 | Long             | DBT              | CORP              | US        |    100000 | PA      | $138675.00    | 1.22%             | 2033-05-15      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| Lumentum Holdings Inc.              | LITE 0.375 03/15/32                                                                                                                      | CUSIP: 55024UAJ8<br>LEI: 549300JLWRRC38DWEF52 | Long             | DBT              | CORP              | US        |     70000 | PA      | $269816.84    | 2.38%             | 2032-03-15      | Fixed         | 0.38%                 | Yes           |                  2 | On Loan: No      |
| Nebius Group N.V.                   | NBIS 1.25 03/15/31                                                                                                                       | CUSIP: 63954QAJ5<br>LEI: 549300GGZHJ5Q1B18P93 | Long             | DBT              | CORP              | NL        |     30000 | PA      | $28911.00     | 0.25%             | 2031-03-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| Southern Co.                        | SO 7.125 12/15/28 A                                                                                                                      | CUSIP: 842587842<br>LEI: 549300FC3G3YU2FBZD92 | Long             | DBT              | CORP              | US        |      2000 | PA      | $102800.00    | 0.91%             | 2028-12-15      | Fixed         | 7.12%                 | No            |                  1 | On Loan: No      |
| Liberty Energy Inc                  | LBRT 0 03/01/31                                                                                                                          | CUSIP: 53115LAA2<br>LEI: 254900PKFJW6RILDCM60 | Long             | DBT              | CORP              | US        |     50000 | PA      | $54825.00     | 0.48%             | 2031-03-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Arrowhead Pharmaceuticals Inc       | ARWR 0 01/15/32                                                                                                                          | CUSIP: 04280AAC4<br>LEI: 549300O3CSB8T7OZ3D66 | Long             | DBT              | CORP              | US        |    110000 | PA      | $114081.00    | 1.01%             | 2032-01-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| PURECYCLE TECHNOLOGIES              | PureCycle Technologies Inc                                                                                                               | CUSIP: 74623VAB9<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    100000 | PA      | $87859.74     | 0.77%             | 2030-08-15      | Fixed         | 7.25%                 | No            |                  2 | On Loan: No      |
| Riot Platforms Inc                  | RIOT 0.75 01/15/30                                                                                                                       | CUSIP: 767292AB1<br>LEI: 5299005LKZAJQDQZDF73 | Long             | DBT              | CORP              | US        |    200000 | PA      | $230500.00    | 2.03%             | 2030-01-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| OSI System Inc.                     | OSIS 2.25 08/01/29                                                                                                                       | CUSIP: 671044AF2<br>LEI: DDX3MPX1Y8YD30050X33 | Long             | DBT              | CORP              | US        |    100000 | PA      | $153525.00    | 1.35%             | 2029-08-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| BlackSky Technology Inc             | BKSY 8.25 08/01/33                                                                                                                       | CUSIP: 09263BAA6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    200000 | PA      | $241500.00    | 2.13%             | 2033-08-01      | Fixed         | 8.25%                 | Yes           |                  2 | On Loan: No      |
| BITFARMS LTD/CANADA                 | Bitfarms Ltd/Canada                                                                                                                      | CUSIP: 09173BAA5<br>LEI: 254900YWMA64Y1RPNJ12 | Long             | DBT              | CORP              | CA        |    315000 | PA      | $204750.00    | 1.80%             | 2031-01-15      | Fixed         | 1.38%                 | Yes           |                  2 | On Loan: No      |
| Cyberark Software Ltd.              | CYBR 0 06/15/30                                                                                                                          | CUSIP: 23248VAC9<br>LEI: 529900YEXNDM894PWS93 | Long             | DBT              | CORP              | IL        |    200000 | PA      | $205860.00    | 1.81%             | 2030-06-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| PPL Capital Funding Inc.            | PPL 2.875 03/15/28                                                                                                                       | CUSIP: 69352PAS2<br>LEI: 549300MROK5WY0D2NU17 | Long             | DBT              | CORP              | US        |    400000 | PA      | $469100.00    | 4.13%             | 2028-03-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| First Majestic Silver Corp.         | AGCN 0.125 01/15/31                                                                                                                      | CUSIP: 32076VAE3<br>LEI: 529900PWCU5DUH1DYR51 | Long             | DBT              | CORP              | CA        |     80000 | PA      | $101920.00    | 0.90%             | 2031-01-15      | Fixed         | 0.12%                 | Yes           |                  2 | On Loan: No      |
| Tempus AI Inc.                      | TEM 0.75 07/15/30                                                                                                                        | CUSIP: 88023BAD5<br>LEI: 2549009LA0KWRAGQBX50 | Long             | DBT              | CORP              | US        |    150000 | PA      | $143362.50    | 1.26%             | 2030-07-15      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| Digital Realty Trust, L.P.          | DLR 1.875 11/15/29                                                                                                                       | CUSIP: 25389JAX4<br>LEI: CD4SPTZ3YBTHY0C1AH38 | Long             | DBT              | CORP              | US        |    300000 | PA      | $318339.06    | 2.81%             | 2029-11-15      | Fixed         | 1.88%                 | Yes           |                  2 | On Loan: No      |
| CleanSpark Inc.                     | CLSK 0 02/15/32                                                                                                                          | CUSIP: 18452BAD2<br>LEI: 254900VO7KBRJQDGY810 | Long             | DBT              | CORP              | US        |    150000 | PA      | $101400.00    | 0.89%             | 2032-02-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Cytokinetics Inc                    | CYTK 1.75 10/01/31                                                                                                                       | CUSIP: 23282WAD2<br>LEI: 549300BE5DY1HW7IHA64 | Long             | DBT              | CORP              | US        |    200000 | PA      | $255375.00    | 2.25%             | 2031-10-01      | Fixed         | 1.75%                 | Yes           |                  2 | On Loan: No      |
| ANI Pharmaceuticals Inc.            | ANIP 2.25 09/01/29                                                                                                                       | CUSIP: 00182CAC7<br>LEI: 5493000T6CXTND40YH31 | Long             | DBT              | CORP              | US        |    200000 | PA      | $248625.01    | 2.19%             | 2029-09-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| Centrus Energy Corp.                | LEU 0 08/15/32                                                                                                                           | CUSIP: 15643UAF1<br>LEI: 549300G6VDK9G8276661 | Long             | DBT              | CORP              | US        |    150000 | PA      | $159412.50    | 1.40%             | 2032-08-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-05-29

**Name of Applicant:** Teton Westwood Funds

**Signature:** John C. Ball

**Name of Signer:** John C. Ball

**Title:** Treasurer