# EDGAR Filing Document

**Accession Number:** 0001042537
**File Stem:** 0001042537-23-000002
**Filing Date:** 2023-2
**Character Count:** 11100
**Document Hash:** c75514851459d2e95869f1860a8d50f5
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001042537-23-000002.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001042537-23-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** LITTLEJOHN & CO LLC
- **CENTRAL INDEX KEY:** 0001042537
- **IRS NUMBER:** 263847943
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-21199
- **FILM NUMBER:** 23623975

**BUSINESS ADDRESS:**
- **STREET 1:** 8 SOUND SHORE DR
- **STREET 2:** SUITE 303
- **CITY:** GREENWICH
- **STATE:** CT
- **ZIP:** 06830
- **BUSINESS PHONE:** 2035523532

**MAIL ADDRESS:**
- **STREET 1:** 8 SOUND SHORE DR
- **STREET 2:** SUITE 303
- **CITY:** GREENWICH
- **STATE:** CT
- **ZIP:** 06830

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** LITTLEJOHN  CO LLC<br>**Address:** 8 SOUND SHORE DR<br>SUITE 303<br>GREENWICH, CT 06830

**Form 13F File Number:** 028-21199

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Kenneth Warren<br>**Title:** CFO<br>**Phone:** 2035523500

**Signature, Place, and Date of Signing:**

Kenneth E Warren  Greenwich, CT  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 67

**Form 13F Information Table Value Total:** $161526159

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 7GC  CO HOLDINGS INC | *W EXP 12/28/202 | 81786A115 |  | 700 | 10000 | SH | Call | SOLE |  | 4100 | 0 | 5900 |
| AEYE INC | *W EXP 09/30/202 | 008183113 |  | 667 | 16666 | SH | Call | SOLE |  | 6833 | 0 | 9833 |
| ALGOMA STL GROUP INC | COM | 015658107 |  | 18508673 | 2919349 | SH |  | SOLE |  | 2580479 | 0 | 338870 |
| ALIGHT INC | COM CL A | 01626W101 |  | 11299259 | 1351586 | SH |  | SOLE |  | 31 | 0 | 1351555 |
| ALTITUDE ACQUISITION CORP | *W EXP 11/30/202 | 02156Y111 |  | 308 | 7500 | SH | Call | SOLE |  | 3075 | 0 | 4425 |
| ALTUS POWER INC | COM CL A | 02217A102 |  | 11247 | 1725 | SH |  | SOLE |  | 707 | 0 | 1018 |
| APPRECIATE HOLDINGS INC | *W EXP 11/29/202 | 03832J114 |  | 251 | 8332 | SH | Call | SOLE |  | 8329 | 0 | 3 |
| ARES ACQUISITION CORPORATION | *W EXP 02/02/202 | G33032122 |  | 6995 | 15000 | SH | Call | SOLE |  | 6150 | 0 | 8850 |
| ASSERTIO HOLDINGS INC | COM NEW | 04546C205 |  | 4066411 | 945677 | SH |  | SOLE |  | 493067 | 0 | 452610 |
| ATENTO S A | SHS | L0427L204 |  | 1283162 | 303348 | SH |  | SOLE |  | 303335 | 0 | 13 |
| ATLANTIC COASTAL ACQUISTN CO | *W EXP 03/02/202 | 048453112 |  | 833 | 16666 | SH | Call | SOLE |  | 6833 | 0 | 9833 |
| AUDACY INC | CL A | 05070N103 |  | 275779 | 1225142 | SH |  | SOLE |  | 480419 | 0 | 744723 |
| AVEANNA HEALTHCARE HLDGS INC | COM | 05356F105 |  | 3964725 | 5082981 | SH |  | SOLE |  | 3466098 | 0 | 1616883 |
| BIOTECH ACQUISITION COMPANY | *W EXP 11/30/202 | G1125A116 |  | 1598 | 25000 | SH | Call | SOLE |  | 19432 | 0 | 5568 |
| BRIGHTSPIRE CAPITAL INC | COM CL A | 10949T109 |  | 2286329 | 366987 | SH |  | SOLE |  | 366987 | 0 | 0 |
| CARNEY TECHNOLOGY ACQU CORP | *W EXP 11/30/202 | 143636116 |  | 560 | 8332 | SH | Call | SOLE |  | 3416 | 0 | 4916 |
| CARTESIAN GROWTH CORP | *W EXP 02/26/202 | G19276115 |  | 1704 | 3332 | SH |  | SOLE |  | 1366 | 0 | 1966 |
| CBL  ASSOC PPTYS INC | COMMON STOCK | 124830878 |  | 47209471 | 2045471 | SH |  | SOLE |  | 2045236 | 0 | 235 |
| CF ACQUISITION CORP IV | *W EXP 12/31/202 | 12520T110 |  | 642 | 8332 | SH | Call | SOLE |  | 8332 | 0 | 0 |
| CF ACQUISITION CORP VIII | *W EXP 03/31/202 | 12520C117 |  | 175 | 6249 | SH | Call | SOLE |  | 2562 | 0 | 3687 |
| CHURCHILL CAPITAL CORP V | *W EXP 10/29/202 | 17144T115 |  | 504 | 6249 | SH | Call | SOLE |  | 2562 | 0 | 3687 |
| COMPOSECURE INC | *W EXP 12/27/202 | 20459V113 |  | 210000 | 300000 | SH | Call | SOLE |  | 300000 | 0 | 0 |
| COMPUTE HEALTH ACQUISITIN CO | *W EXP 01/25/202 | 204833115 |  | 702 | 6249 | SH | Call | SOLE |  | 2562 | 0 | 3687 |
| CONX CORP | *W EXP 10/30/202 | 212873111 |  | 1875 | 12500 | SH | Call | SOLE |  | 5125 | 0 | 7375 |
| CORNER GROWTH ACQUISITION CO | *W EXP 99/99/999 | G2425N113 |  | 502 | 16666 | SH | Call | SOLE |  | 6833 | 0 | 9833 |
| DEEP LAKE CAPITAL ACQUSTN CO | *W EXP 01/04/202 | G27029118 |  | 44 | 12500 | SH | Call | SOLE |  | 5125 | 0 | 7375 |
| EFFECTOR THERAPEUTICS INC | *W EXP 12/31/202 | 28202V116 |  | 2727 | 16666 | SH | Call | SOLE |  | 6833 | 0 | 9833 |
| EPIPHANY TECHNOLOGY ACQUISIT | *W EXP 01/12/202 | 29429X117 |  | 38 | 16666 | SH | Call | SOLE |  | 6833 | 0 | 9833 |
| FAST ACQUISITION CORP II | *W EXP 03/16/202 | 311874119 |  | 12562 | 18749 | SH | Call | SOLE |  | 7687 | 0 | 11062 |
| FATHOM DIGITAL MFG CORP | *W EXP 12/22/202 | 31189Y111 |  | 519 | 6249 | SH | Call | SOLE |  | 2562 | 0 | 3687 |
| FORAFRIC GLOBAL PLC | *W EXP 06/09/202 | X3R81D110 |  | 17248 | 25000 | SH | Call | SOLE |  | 10250 | 0 | 14750 |
| FOREST ROAD ACQUISITION COR | *W EXP 01/15/202 | 34619V111 |  | 9750 | 29192 | SH | Call | SOLE |  | 11969 | 0 | 17223 |
| FORUM MERGER IV CORP | *W EXP 03/15/202 | 349875112 |  | 4112 | 137074 | SH | Call | SOLE |  | 56209 | 0 | 80865 |
| FOXO TECHNOLOGIES INC | *W EXP 08/01/202 | 351471115 |  | 673 | 25000 | SH | Call | SOLE |  | 10262 | 0 | 14738 |
| FTAC ATHENA ACQUISITION CORP | *W EXP 03/01/202 | G37283119 |  | 123 | 2500 | SH | Call | SOLE |  | 1025 | 0 | 1475 |
| FTAC HERA ACQUISITION CORP | *W EXP 02/28/202 | G3728Y111 |  | 163 | 6500 | SH | Call | SOLE |  | 2665 | 0 | 3835 |
| GLATFELTER CORPORATION | COM | 377320106 |  | 933788 | 335895 | SH |  | SOLE |  | 0 | 0 | 335895 |
| GMS INC | COM | 36251C103 |  | 34795758 | 698710 | SH |  | SOLE |  | 258832 | 0 | 439878 |
| GOLDEN ARROW MERGER CORP | *W EXP 07/31/202 | 380799114 |  | 492 | 16515 | SH | Call | SOLE |  | 6771 | 0 | 9744 |
| GOLDENBRIDGE ACQUISITION LTD | RIGHT 10/28/2025 | G3970D138 |  | 5031 | 38700 | SH | Call | SOLE |  | 38700 | 0 | 0 |
| GOLDENBRIDGE ACQUISITION LTD | *W EXP 10/28/202 | G3970D120 |  | 2895 | 38700 | SH | Call | SOLE |  | 15867 | 0 | 22833 |
| IG ACQUISITION CORP | *W EXP 10/05/202 | 449534114 |  | 483 | 19549 | SH | Call | SOLE |  | 19549 | 0 | 0 |
| INSMED INC | NOTE  0.750% 6/0 | 457669AB5 |  | 3320000 | 4000000 | PRN |  | SOLE |  | 1680000 | 0 | 2320000 |
| ISHARES TR | Put | 464287655 |  | 846000 | 400000 | SH | Put | SOLE |  | 400000 | 0 | 0 |
| KORE GROUP HLDGS INC | *W EXP 09/30/202 | 50066V115 |  | 2070 | 16666 | SH | Call | SOLE |  | 6833 | 0 | 9833 |
| LIVE OAK MOBILITY ACQUISI CO | *W EXP 03/04/202 | 538126111 |  | 280 | 2000 | SH | Call | SOLE |  | 820 | 0 | 1180 |
| LUMIRADX LTD | *W EXP 09/28/202 | G5709L117 |  | 1158 | 19634 | SH | Call | SOLE |  | 8050 | 0 | 11584 |
| MALLINCKRODT PLC | ORD SHS | G5890A102 |  | 1084946 | 139993 | SH |  | SOLE |  | 59513 | 0 | 80480 |
| MEDICUS SCIENCES ACQUISITION | *W EXP 02/12/202 | G5960S124 |  | 196 | 2222 | SH | Call | SOLE |  | 911 | 0 | 1311 |
| NERDY INC | *W EXP 08/16/202 | 64081V117 |  | 1150 | 5000 | SH | Call | SOLE |  | 2050 | 0 | 2950 |
| NORTHERN STAR INVSTMNT CORP | *W EXP 01/31/202 | 66573W115 |  | 518 | 8000 | SH | Call | SOLE |  | 3280 | 0 | 4720 |
| PAYONEER GLOBAL INC | *W EXP 06/25/202 | 70451X112 |  | 7199 | 6666 | SH | Call | SOLE |  | 2733 | 0 | 3933 |
| PEAR THERAPEUTICS INC | *W EXP 12/03/202 | 704723113 |  | 1241 | 8332 | SH | Call | SOLE |  | 3416 | 0 | 4916 |
| PINE TECHNOLOGY ACQUISITN CO | *W EXP 03/31/202 | 722850112 |  | 133 | 78332 | SH | Call | SOLE |  | 32116 | 0 | 46216 |
| PLAYTIKA HLDG CORP | COM | 72815L107 |  | 7985178 | 938329 | SH |  | SOLE |  | 133365 | 0 | 804964 |
| PONTEM CORPORATION | *W EXP 01/05/202 | G71707122 |  | 1333 | 16666 | SH | Call | SOLE |  | 6833 | 0 | 9833 |
| PROSOMNUS INC | COMMON STOCK | 50535E108 |  | 463331 | 83333 | SH |  | SOLE |  | 83333 | 0 | 0 |
| PROSOMNUS INC | *W EXP 04/20/202 | 50535E116 |  | 45611 | 581771 | SH | Call | SOLE |  | 581771 | 0 | 0 |
| ROSECLIFF ACQUISITION CORP I | *W EXP 02/11/202 | 77732R111 |  | 1373 | 45766 | SH | Call | SOLE |  | 18764 | 0 | 27002 |
| RUMBLE INC | *W EXP 09/16/202 | 78137L113 |  | 6450 | 5000 | SH | Call | SOLE |  | 2050 | 0 | 2950 |
| SATELLOGIC INC | *W EXP 01/25/202 | G7823S119 |  | 2100 | 8332 | SH | Call | SOLE |  | 3416 | 0 | 4916 |
| SELINA HOSPITALITY PLC | *W EXP 10/27/202 | G8059B119 |  | 1250 | 16666 | SH | Call | SOLE |  | 6833 | 0 | 9833 |
| SERITAGE GROWTH PPTYS | CL A | 81752R100 |  | 5308287 | 448714 | SH |  | SOLE |  | 77290 | 0 | 371424 |
| TENET HEALTHCARE CORP | COM NEW | 88033G407 |  | 11353189 | 232695 | SH |  | SOLE |  | 41655 | 0 | 191040 |
| UNITED STS OIL FD LP | UNITS | 91232N207 |  | 11007270 | 157000 | SH |  | SOLE |  | 157000 | 0 | 0 |
| WEJO GROUP LIMITED | *W EXP 11/18/202 | G9525W117 |  | 1518 | 34496 | SH | Call | SOLE |  | 14143 | 0 | 20353 |
| WW INTL INC | COM | 98262P101 |  | 763103 | 197695 | SH |  | SOLE |  | 197695 | 0 | 0 |

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