# EDGAR Filing Document

**Accession Number:** 0002076163
**File Stem:** 0001493152-26-015613
**Filing Date:** 2026-4
**Character Count:** 15246
**Document Hash:** 51a64754ff1953e5a5a6882a6271d7bc
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-26-015613.hdr.sgml**: 20260408

**ACCESSION NUMBER**: 0001493152-26-015613

**CONFORMED SUBMISSION TYPE**: SCHEDULE 13D/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20260408

**DATE AS OF CHANGE**: 20260408

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ProCap Financial, Inc.
- **CENTRAL INDEX KEY:** 0002076163
- **STANDARD INDUSTRIAL CLASSIFICATION:** FINANCE SERVICES [6199]
- **ORGANIZATION NAME:** 09 Crypto Assets
- **EIN:** 392767031
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SCHEDULE 13D/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-95379
- **FILM NUMBER:** 26846416

**BUSINESS ADDRESS:**
- **STREET 1:** 600 LEXINGTON AVE., FLOOR 2
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 305-938-0912

**MAIL ADDRESS:**
- **STREET 1:** 600 LEXINGTON AVE., FLOOR 2
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Pompliano Anthony John III
- **CENTRAL INDEX KEY:** 0002067990

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** SCHEDULE 13D/A

**MAIL ADDRESS:**
- **STREET 1:** 600 LEXINGTON AVE., SECOND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## SCHEDULE 13D

### Under the Securities Exchange Act of 1934

**(Amendment No. 1)**

**ProCap Financial, Inc.**

*(Name of Issuer)*

**Common Stock, $0.001 par value per share**

*(Title of Class of Securities)*

**—**

*(CUSIP Number)*

**Anthony Pompliano**<br>c/o 600 Lexington Avenue, Floor 2,<br>New York NY 10022<br>(305) 938-0912

*(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)*

**04/06/2026**

*(Date of Event Which Requires Filing of this Statement)*

| **CUSIP No.** | **—** |

---

| | | | |
|:--|:--|:--|:--|
| 1 | Name of reporting person<br>**Anthony Pompliano** | Name of reporting person<br>**Anthony Pompliano** | |
| 2 | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | |
| 3 | SEC use only | SEC use only | |
| 4 | Source of funds (See Instructions)<br>**PF** | Source of funds (See Instructions)<br>**PF** | |
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | |
| 6 | Citizenship or place of organization<br>**X1** | Citizenship or place of organization<br>**X1** | |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 7 | Sole Voting Power<br>**298001.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 8 | Shared Voting Power<br>**14349594.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 9 | Sole Dispositive Power<br>**298001.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 10 | Shared Dispositive Power<br>**14349594.00** |
| 11 | Aggregate amount beneficially owned by each reporting person<br>**14647595.00** | Aggregate amount beneficially owned by each reporting person<br>**14647595.00** | |
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | |
| 13 | Percent of class represented by amount in Row (11)<br>**16.43%** | Percent of class represented by amount in Row (11)<br>**16.43%** | |
| 14 | Type of Reporting Person (See Instructions)<br>**IN** | Type of Reporting Person (See Instructions)<br>**IN** | |

---

| **CUSIP No.** | **—** |

---

| | | | |
|:--|:--|:--|:--|
| 1 | Name of reporting person<br>**Inflection Points Inc, d/b/a Professional Capital Management** | Name of reporting person<br>**Inflection Points Inc, d/b/a Professional Capital Management** | |
| 2 | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | |
| 3 | SEC use only | SEC use only | |
| 4 | Source of funds (See Instructions)<br>**OO** | Source of funds (See Instructions)<br>**OO** | |
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | |
| 6 | Citizenship or place of organization<br>**X1** | Citizenship or place of organization<br>**X1** | |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 7 | Sole Voting Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 8 | Shared Voting Power<br>**14349594.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 9 | Sole Dispositive Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 10 | Shared Dispositive Power<br>**14349594.00** |
| 11 | Aggregate amount beneficially owned by each reporting person<br>**14349594.00** | Aggregate amount beneficially owned by each reporting person<br>**14349594.00** | |
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | |
| 13 | Percent of class represented by amount in Row (11)<br>**16.09%** | Percent of class represented by amount in Row (11)<br>**16.09%** | |
| 14 | Type of Reporting Person (See Instructions)<br>**CO** | Type of Reporting Person (See Instructions)<br>**CO** | |

---

**Item 1. Security and Issuer**

**(a) Title of Class of Securities:**
Common Stock, $0.001 par value per share

**(b) Name of Issuer:**
ProCap Financial, Inc.

**(c) Address of Issuer's Principal Executive Offices:**
600 LEXINGTON AVE., FLOOR 2, NEW YORK, NY, 10022

**Item 4. Purpose of Transaction**

The Reporting Persons acquired all of their securities for investment purposes only and are being held as a long-term investment. The Reporting Persons intend to continuously review their investment in the Issuer and may in the future determine to acquire additional securities of the Issuer or dispose of the securities of the Issuer owned by them or take any other available course of action, including surrendering or selling shares back to the Issuer for tax withholding obligations. Notwithstanding anything contained herein, the Reporting Persons specifically reserve the right to change their intention with respect to any or all of such matters.

Mr. Pompliano is the Chairman and Chief Executive Officer of the Issuer and of Professional Capital Management and acquired his securities in that capacity pursuant to the agreements described in Item 3. As a result, Mr. Pompliano may have influence over the corporate activities of the Issuer.

The Reporting Persons do not have any present plans or proposals as of the date hereof that relate to or would impact any of the transactions described in this Item 4 of this Schedule 13D.

**Item 5. Interest in Securities of the Issuer**

**(a)**
The Reporting Persons beneficially own an aggregate of 14,647,595 shares of Common Stock as follows: (i) 298,001 shares of Common Stock held by Mr. Pompliano, and (ii) 14,349,594 shares of Common Stock held by Professional Capital Management. Mr. Pompliano maintains beneficial ownership, including dispositive and voting control, over Professional Capital Management.

The percentage ownership set forth on Row (13) of the cover page of this Schedule 13D is based on 89,177,103 shares of Common Stock outstanding at the close of business on April 6, 2026.

**(b)**
Mr. Pompliano has the sole power to vote or to direct the vote, sole power to dispose or to direct the disposition of all shares beneficially owned by him and shares the power to vote or to direct the vote, and shares power to dispose or to direct the disposition of all shares beneficially owned by Professional Capital Management, of which Mr. Pompliano is the Chief Executive Officer. Such shares are set forth on Rows (7) through (10) of the cover page of this Schedule 13D.

**(c)**
Except as described under Item 3 above, the Reporting Person did not engage in any transactions in shares of the Issuer's Common Stock during the past 60 days.

**Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.**

As the Chairman and Chief Executive Officer of the Issuer, Mr. Pompliano has in the past and may receive future compensation in the form of Common Stock, options or other securities convertible into Common Stock.

Professional Capital Management has entered into an agreement with the Issuer pursuant to which Professional Capital Management has agreed not to, without the prior written consent of the Issuer, sell, offer to sell, or otherwise transfer or dispose of any Common Stock received by Professional Capital Management in connection with the BCA until the earlier of (i) the six (6) month anniversary of the December 5, 2025, or (ii) the date on which the Issuer consummates a subsequent liquidation, merger, capital stock exchange, reorganization, or similar transaction which results in all of the stockholders of the Issuer having the right to exchange their shares of Common Stock for cash, securities or other property.

Professional Capital Management also entered into an amended and restated registration rights agreement, dated December 5, 2025, by and among CCCM, the Issuer, Professional Capital Management, Jeff Park (collectively with Professional Capital Management, the "ProCap Holders"), and Columbus Circle I Sponsor Corp LLC, a Delaware limited liability company (the "Sponsor"), pursuant to which the registration rights agreement dated as of May 15, 2025, by and among CCCM, the Sponsor, and the underwriters in the CCCM initial public offering, will be assumed by the Issuer and provide the ProCap Holders with registration rights thereunder covering, among other securities, the shares of Common Stock.

In connection with the Silvia Merger, Professional Capital Management entered into that certain lock-up agreement with the Issuer (the "Silvia Merger Lock-Up Agreement") pursuant to which the Silvia Merger Shares are subject to transfer restrictions for a period ending on the later of (A) the six-month anniversary of the Closing Date and (B) the date on which the price of the Common Stock equals or exceeds the $9.00 per share (subject to adjustment for stock dividends, splits, and similar recapitalizations). Any additional shares received as earnout consideration pursuant to the Silvia Merger Agreement (the "Earnout Shares"), if any, are subject to a six-month lock-up following the Earnout Release Date (as defined in the Silvia Merger Agreement). The Silvia Merger Lock-Up Agreement contains customary exceptions for transfers to affiliates, family members, trusts, and for tax obligations, among others. In addition, pursuant to the Silvia Merger Agreement, for a period of two (2) years following the Closing Date, Professional Capital Management is subject to a separate restriction prohibiting participation in any repurchase by the Issuer of Common Stock.

In connection with the Silvia Merger, Professional Capital Management also entered into that certain registration rights agreement with the Issuer (the "Registration Rights Agreement"), pursuant to which the Issuer agreed to register the resale of the Silvia Merger Shares and Earnout Shares, if issued. Pursuant to the Registration Rights Agreement, a majority-in-interest of the then outstanding Registrable Securities (as defined in the Registration Rights Agreement) may make a written demand for registration of all or part of their Registrable Securities as soon as practicable, but not more than 45 days after the Issuer's receipt of the demand for registration. The Issuer will not be obligated to effect more than three registrations pursuant to a demand registration. Professional Capital Management may at any time request in writing that the Issuer register the resale of any or all of the Registrable Securities on Form S-3 or any similar short-form registration statement within 30 days, provided, however, that the Issuer will not be obligated to effect such request through an underwritten offering or if Form S-3 is not available. The Registration Rights Agreement also provides customary piggyback registration rights (subject to underwriter cutbacks) and allows the Issuer to postpone or withdraw the filing or effectiveness of a piggyback registration at any time in its sole discretion. Furthermore, the Registration Rights Agreement includes certain restrictions on registration rights if in the Issuer's good faith the registration would be seriously detrimental to the Issuer. In such case, the Issuer will have the right to defer such filing for a period of not more than 30 days; provided, however, that the Issuer will not defer its obligation in this manner more than once in any 12-month period. The Registration Rights Agreement includes customary indemnification and contribution provisions and provides that the Issuer will bear registration expenses (excluding underwriting discounts and commissions and fees of Professional Capital Management's counsel above an agreed cap). Registration rights will terminate with respect to Professional Capital Management when Professional Capital Management's shares may be sold without restriction under Rule 144, subject to customary conditions.

There currently are no other contracts, arrangements, understandings or relationships (legal or otherwise) between the Reporting Persons and any other person with respect to any securities of the Issuer, including, but not limited to, transfer or voting of any other securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies.

Pursuant to Rule 13d-1(k) promulgated under the Exchange Act, the Reporting Persons have entered into an agreement attached hereto as Exhibit 1, with respect to the joint filing of this Schedule 13D and any amendment or amendments hereto.

### SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

**Reporting Person:** Anthony Pompliano

**Signature:** /s/ Anthony Pompliano

**Name/Title:** Anthony Pompliano, Individually

**Date:** 04/08/2026

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

**Reporting Person:** Inflection Points Inc, d/b/a Professional Capital Management

**Signature:** /s/ Anthony Pompliano

**Name/Title:** Anthony Pompliano, Chief Executive Officer of Professional Capital Management

**Date:** 04/08/2026