# EDGAR Filing Document

**Accession Number:** 0001101396
**File Stem:** 0001437749-23-003349
**Filing Date:** 2023-2
**Character Count:** 6934
**Document Hash:** 471d24ec036d2226b05575406a7cd9d7
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001437749-23-003349.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001437749-23-003349

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20230209

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DELTA APPAREL, INC
- **CENTRAL INDEX KEY:** 0001101396
- **STANDARD INDUSTRIAL CLASSIFICATION:** WHOLESALE-APPAREL, PIECE GOODS & NOTIONS [5130]
- **IRS NUMBER:** 582508794
- **STATE OF INCORPORATION:** GA
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-15583
- **FILM NUMBER:** 23628620

**BUSINESS ADDRESS:**
- **STREET 1:** 2750 PREMIER PKWY.
- **STREET 2:** SUITE 100
- **CITY:** DULUTH
- **STATE:** GA
- **ZIP:** 30097
- **BUSINESS PHONE:** 678-775-6900

**MAIL ADDRESS:**
- **STREET 1:** 2750 PREMIER PKWY.
- **STREET 2:** SUITE 100
- **CITY:** DULUTH
- **STATE:** GA
- **ZIP:** 30097

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DELTA APPAREL INC
- **DATE OF NAME CHANGE:** 19991221

dla20230213_8k.htm

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

**FORM **8-K**

**CURRENT REPORT PURSUANT**

**TO SECTION 13 or 15(d) OF THE**

**SECURITIES EXCHANGE ACT OF 1934**

DATE OF REPORT (Date of earliest event reported): February 9, 2023

**DELTA APPAREL, INC.**

(Exact name of registrant as specified in its charter)

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| | | |
|:---|:---|:---|
|  | Georgia |  |
|  | (State or Other Jurisdiction of Incorporation) |  |
| 1-15583 |  | 58-2508794 |
| (Commission File Number) |  | (IRS Employer Identification No.) |

---

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| | |
|:---|:---|
| 2750 Premiere Pkwy., Suite 100,<br> Duluth, Georgia | 30097 |
| (Address of principal executive offices) | (Zip Code) |

---

---

| |
|:---|
| (678) 775-6900 |
| (Registrant's Telephone Number Including Area Code) |

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<u>Not Applicable</u>

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below)

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

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| | | | | |
|:---|:---|:---|:---|:---|
| Large accelerated filer | Accelerated filer | Non-accelerated filer | Smaller reporting company | Emerging growth company |
| ☐ | ☒ | ☐ | ☒ | ☐ |

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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Common | DLA  | NYSE American  |

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**Item 5.07. Submission of Matters to a Vote of Security Holders.**

Delta Apparel, Inc. (the "Company") held its annual meeting of shareholders on February 9, 2023 (the "Annual Meeting"). The Company received proxies totaling 91.03% of its issued and outstanding shares of common stock, representing 6,373,794 shares of common stock, as of the record date. At the Annual Meeting, the shareholders voted on the following proposals, which are described in more detail in the Company's definitive proxy statement filed with the Securities and Exchange Commission on December 20, 2022, and the results of the voting are presented below.

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
| | | **For** | **Against** | **Withheld** | **Broker Non-Vote** |
| **1** | **Election of Directors** |  |  |  |  |
|  | Anita D. Britt | 4988308 | 240128 | 2239 | 1143119 |
|  | J. Bradley Campbell | 4279729 | 949201 | 1745 | 1143119 |
|  | Glenda E. Hood | 4355222 | 859325 | 16128 | 1143119 |
|  | Robert W. Humphreys | 4529461 | 691695 | 9519 | 1143119 |
|  | Sonya E. Medina | 5220906 | 7461 | 2308 | 1143119 |
|  | A. Alexander Taylor, II | 4290397 | 938243 | 2035 | 1143119 |
|  | David G. Whalen | 4249828 | 978798 | 2049 | 1143119 |

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Each of the director nominees was elected, by the above-indicated votes, to serve on the Delta Apparel, Inc. Board of Directors until the next annual meeting of shareholders or until their successors are duly elected and qualified.

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
|  |  | **For** | **Against** | **Abstain** | **Broker Non-Vote** |
| **2** | **Approval of Executive Compensation on an Advisory Basis** | 2055129 | 3148229 | 27317 | 1143119 |

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The compensation of the Company's named executive officers was not approved, on a non-binding advisory basis, by the above-indicated votes.

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| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
|  |  | **For One Year** | **For Two Years** | **For Three Years** | **Abstain** | **Broker Non-Vote** |
| **3** | **Frequency of Future Advisory Votes on Executive Compensation** | 4283294 | 12157 | 933091 | 2133 | 0 |

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An annual frequency for future advisory votes on the compensation of the Company's named executive officers was approved, on an advisory basis, by the above-indicated votes. After considering the results of the votes, the Company has decided to include in its proxy materials an advisory vote on the compensation of the Company's named executive officers every year until the next vote on the frequency of shareholder advisory votes on the compensation of named executive officers as required by law or otherwise.

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
|  |  | **For** | **Against** | **Abstain** | **Broker Non-Vote** |
| **4** | **Ratification of the Appointment of Ernst & Young, LLP as Independent Registered Public Accounting Firm for Fiscal Year 2023** | 6371104 | 1916 | 774 | 0 |

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Ernst & Young, LLP was ratified as the Company's independent registered public accounting firm for the Company's 2023 fiscal year by the above-indicated votes.

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
|  |  | DELTA APPAREL, INC. |
| Date: | February 14, 2023 | /s/ S. Lauren Satterfield |
|  |  | S. Lauren Satterfield |
|  |  | Deputy General Counsel and Corporate Secretary |

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