# EDGAR Filing Document

**Accession Number:** 0001145022
**File Stem:** 0001145549-23-005670
**Filing Date:** 2023-2
**Character Count:** 27729
**Document Hash:** 2def6afa1eb19010752c168445c8b246
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-005670.hdr.sgml**: 20230208

**ACCESSION NUMBER**: 0001145549-23-005670

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230208

**DATE AS OF CHANGE**: 20230208

**PERIOD START**: 20230630

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HOTCHKIS & WILEY FUNDS /DE/
- **CENTRAL INDEX KEY:** 0001145022
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-10487
- **FILM NUMBER:** 23597811

**BUSINESS ADDRESS:**
- **STREET 1:** 601 SOUTH FIGUEROA STREET
- **STREET 2:** 39TH FLOOR
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90017-5704
- **BUSINESS PHONE:** 2134301000

**MAIL ADDRESS:**
- **STREET 1:** 601 SOUTH FIGUEROA STREET
- **STREET 2:** 39TH FLOOR
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90017-5704

## Series and Classes Contracts Data

### Hotchkis & Wiley Diversified Value Fund (Series ID: S000006212)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000017123 | Class I      | HWCIX           |
| C000017124 | Class A      | HWCAX           |
| C000017125 | Class C      | HWCCX           |
| C000205766 | Class Z      |  |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** HOTCHKIS & WILEY FUNDS /DE/

- **b. Investment Company Act file number:** 811-10487

- **c. CIK number of Registrant:** 0001145022

- **d. LEI of Registrant:** 549300DFU8YF1PWZ5A57

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 601 South Figueroa Street

  - **City:** Los Angeles

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 90017-5704

  - **Telephone number:** 213-430-1000

**Item A.2. Information about the Series.**

- **a. Name of Series:** Hotchkis and Wiley Diversified Value Fund

- **b. EDGAR series identifier (if any):** S000006212

- **c. LEI of Series:** 5493007W01C2UNVLIS15

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-06-30

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $87757261.34

**Total Liabilities:** $860720.08

**Net Assets:** $86896541.26

**Cash Not Reported:** $12130.06

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000017123 | 14.96%               | 6.84%                | -5.09%               |
| Class ID C000017124 | 14.92%               | 6.82%                | -5.11%               |
| Class ID C000017125 | 14.83%               | 6.79%                | -5.16%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-338632.76              | $11736689.48                               |
| Month 2  | $600935.13               | $5169008.62                                |
| Month 3  | $241024.13               | $-5046146.53                               |

### Schedule of Portfolio Investments

| Name                            | Title                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Elevance Health Inc             | Elevance Health Inc                        | CUSIP: 036752103<br>LEI: 8MYN82XMYQH89CTMTH67 | Long             | EC               | CORP              | US        |      3200 | NS      | $1641504.00   | 1.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Adient PLC                      | Adient PLC                                 | CUSIP: N/A<br>LEI: 5493002QLDY8O75RTR78       | Long             | EC               | CORP              | US        |      8974 | NS      | $311308.06    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Medtronic PLC                   | Medtronic PLC                              | CUSIP: N/A<br>LEI: 549300GX3ZBSQWUXY261       | Long             | EC               | CORP              | IE        |     14582 | NS      | $1133313.04   | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Aptiv PLC                       | Aptiv PLC                                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | IE        |      6700 | NS      | $623971.00    | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| TE Connectivity Ltd             | TE Connectivity Ltd                        | CUSIP: N/A<br>LEI: 894500ZRIX9K13RHXR17       | Long             | EC               | CORP              | US        |      7000 | NS      | $803600.00    | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| CNH Industrial NV               | CNH Industrial NV                          | CUSIP: N20944109<br>LEI: 549300WGC2HZ5J67V817 | Long             | EC               | CORP              | GB        |     53700 | NS      | $862422.00    | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                    | Alphabet Inc                               | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |     22100 | NS      | $1949883.00   | 2.24%             |  |  |  | No            |                  1 | On Loan: No      |
| American International Group I  | American International Group Inc           | CUSIP: 026874784<br>LEI: ODVCVCQG2BP6VHV36M30 | Long             | EC               | CORP              | US        |     47400 | NS      | $2997576.00   | 3.45%             |  |  |  | No            |                  1 | On Loan: No      |
| APA Corp                        | APA Corp                                   | CUSIP: 03743Q108<br>LEI: 549300VCIWLRHYVSHC79 | Long             | EC               | CORP              | US        |     44900 | NS      | $2095932.00   | 2.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Baker Hughes Co                 | Baker Hughes Co                            | CUSIP: 05722G100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     14000 | NS      | $413420.00    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of New York Mellon Corp/T  | Bank of New York Mellon Corp/The           | CUSIP: 064058100<br>LEI: WFLLPEPC7FZXENRZV188 | Long             | EC               | CORP              | US        |     39000 | NS      | $1775280.00   | 2.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Boeing Co/The                   | Boeing Co/The                              | CUSIP: 097023105<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EC               | CORP              | US        |      6000 | NS      | $1142940.00   | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Booking Holdings Inc            | Booking Holdings Inc                       | CUSIP: 09857L108<br>LEI: FXM8FAOHMYDIPD38UZ17 | Long             | EC               | CORP              | US        |       330 | NS      | $665042.40    | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Cigna Corp                      | Cigna Corp                                 | CUSIP: 125523100<br>LEI: 549300VIWYMSIGT1U456 | Long             | EC               | CORP              | US        |      2000 | NS      | $662680.00    | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| CVS Health Corp                 | CVS Health Corp                            | CUSIP: 126650100<br>LEI: 549300EJG376EN5NQE29 | Long             | EC               | CORP              | US        |     12600 | NS      | $1174194.00   | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Capital One Financial Corp      | Capital One Financial Corp                 | CUSIP: 14040H105<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | EC               | CORP              | US        |      4200 | NS      | $390432.00    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Centene Corp                    | Centene Corp                               | CUSIP: 15135B101<br>LEI: 549300Z7JJ4TQSQGT333 | Long             | EC               | CORP              | US        |     12800 | NS      | $1049728.00   | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Cenovus Energy Inc              | Cenovus Energy Inc                         | CUSIP: 15135U109<br>LEI: 549300F4XPHJ7NOSP309 | Long             | EC               | CORP              | CA        |     28800 | NS      | $559008.00    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Citigroup Inc                   | Citigroup Inc                              | CUSIP: 172967424<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EC               | CORP              | US        |     87874 | NS      | $3974541.02   | 4.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Citizens Financial Group Inc    | Citizens Financial Group Inc               | CUSIP: 174610105<br>LEI: 2138004JDDA4ZQUPFW65 | Long             | EC               | CORP              | US        |     34000 | NS      | $1338580.00   | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Cognizant Technology Solutions  | Cognizant Technology Solutions Corp        | CUSIP: 192446102<br>LEI: 5493006IEVQEFQO40L83 | Long             | EC               | CORP              | US        |      7000 | NS      | $400330.00    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Comcast Corp                    | Comcast Corp                               | CUSIP: 20030N101<br>LEI: 51M0QTTNCGUN7KFCFZ59 | Long             | EC               | CORP              | US        |     48200 | NS      | $1685554.00   | 1.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Corebridge Financial Inc        | Corebridge Financial Inc                   | CUSIP: 21871X109<br>LEI: 549300XY1661QCIA7J65 | Long             | EC               | CORP              | US        |     21100 | NS      | $423266.00    | 0.49%             |  |  |  | No            |                  1 | On Loan: —       |
| Corning Inc                     | Corning Inc                                | CUSIP: 219350105<br>LEI: 549300X2937PB0CJ7I56 | Long             | EC               | CORP              | US        |     26600 | NS      | $849604.00    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Cummins Inc                     | Cummins Inc                                | CUSIP: 231021106<br>LEI: ZUNI8PYC725B6H8JU438 | Long             | EC               | CORP              | US        |      5000 | NS      | $1211450.00   | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Equitable Holdings Inc          | Equitable Holdings Inc                     | CUSIP: 29452E101<br>LEI: 549300FIBAKMNHPZ4009 | Long             | EC               | CORP              | US        |     14700 | NS      | $421890.00    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Ericsson                        | Telefonaktiebolaget LM Ericsson            | CUSIP: 294821608<br>LEI: 549300W9JLPW15XIFM52 | Long             | EC               | CORP              | SE        |    156700 | NS      | $915128.00    | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| FedEx Corp                      | FedEx Corp                                 | CUSIP: 31428X106<br>LEI: 549300E707U7WNPZN687 | Long             | EC               | CORP              | US        |     12620 | NS      | $2185784.00   | 2.52%             |  |  |  | No            |                  1 | On Loan: No      |
| F5 Inc                          | F5 Inc                                     | CUSIP: 315616102<br>LEI: 54930015FPK9KT966303 | Long             | EC               | CORP              | US        |     14200 | NS      | $2037842.00   | 2.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity National Information   | Fidelity National Information Services Inc | CUSIP: 31620M106<br>LEI: 6WQI0GK1PRFVBA061U48 | Long             | EC               | CORP              | US        |      9300 | NS      | $631005.00    | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| First Citizens BancShares Inc/  | First Citizens BancShares Inc/NC           | CUSIP: 31946M103<br>LEI: 549300N3Z00ZHE2XC526 | Long             | EC               | CORP              | US        |       772 | NS      | $585453.92    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Fiserv Inc                      | Fiserv Inc                                 | CUSIP: 337738108<br>LEI: GI7UBEJLXYLGR2C7GV83 | Long             | EC               | CORP              | US        |      4600 | NS      | $464922.00    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Fluor Corp                      | Fluor Corp                                 | CUSIP: 343412102<br>LEI: CQ7WZ4NOFWT7FAE6Q943 | Long             | EC               | CORP              | US        |     10500 | NS      | $363930.00    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| General Electric Co             | General Electric Co                        | CUSIP: 369604301<br>LEI: 3C7474T6CDKPR9K6YT90 | Long             | EC               | CORP              | US        |     61237 | NS      | $5131048.23   | 5.90%             |  |  |  | No            |                  1 | On Loan: No      |
| General Motors Co               | General Motors Co                          | CUSIP: 37045V100<br>LEI: 54930070NSV60J38I987 | Long             | EC               | CORP              | US        |     65300 | NS      | $2196692.00   | 2.53%             |  |  |  | No            |                  1 | On Loan: No      |
| GSK PLC                         | GSK PLC                                    | CUSIP: 37733W204<br>LEI: 5493000HZTVUYLO1D793 | Long             | EC               | CORP              | GB        |     12240 | NS      | $430113.60    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Group Inc/The     | Goldman Sachs Group Inc/The                | CUSIP: 38141G104<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EC               | CORP              | US        |      5250 | NS      | $1802745.00   | 2.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Goodyear Tire & Rubber Co/The   | Goodyear Tire & Rubber Co/The              | CUSIP: 382550101<br>LEI: 5493002BI0S2ZQUY3437 | Long             | EC               | CORP              | US        |     20600 | NS      | $209090.00    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| HCA Healthcare Inc              | HCA Healthcare Inc                         | CUSIP: 40412C101<br>LEI: 529900PH4ZGUH2MNEU89 | Long             | EC               | CORP              | US        |      4300 | NS      | $1031828.00   | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Halliburton Co                  | Halliburton Co                             | CUSIP: 406216101<br>LEI: ENYF8GB5SMQZ25S06U51 | Long             | EC               | CORP              | US        |     25200 | NS      | $991620.00    | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Hartford Financial Services Gr  | Hartford Financial Services Group Inc/The  | CUSIP: 416515104<br>LEI: IU7C3FTM7Y3BQM112U94 | Long             | EC               | CORP              | US        |     20400 | NS      | $1546932.00   | 1.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Hess Corp                       | Hess Corp                                  | CUSIP: 42809H107<br>LEI: UASVRYNXNK17ULIGK870 | Long             | EC               | CORP              | US        |      4600 | NS      | $652372.00    | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Humana Inc                      | Humana Inc                                 | CUSIP: 444859102<br>LEI: 529900YLDW34GJAO4J06 | Long             | EC               | CORP              | US        |      1100 | NS      | $563409.00    | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| International Paper Co          | International Paper Co                     | CUSIP: 460146103<br>LEI: 824LMFJDH41EY779Q875 | Long             | EC               | CORP              | US        |      7900 | NS      | $273577.00    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Magna International Inc         | Magna International Inc                    | CUSIP: 559222401<br>LEI: 95RWVLFZX6VGDZNNTN43 | Long             | EC               | CORP              | CA        |     28300 | NS      | $1589894.00   | 1.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Marathon Oil Corp               | Marathon Oil Corp                          | CUSIP: 565849106<br>LEI: 1FRVQX2CRLGC1XLP5727 | Long             | EC               | CORP              | US        |     48100 | NS      | $1302067.00   | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                  | Microsoft Corp                             | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |     12400 | NS      | $2973768.00   | 3.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Micron Technology Inc           | Micron Technology Inc                      | CUSIP: 595112103<br>LEI: B3DXGBC8GAIYWI2Z0172 | Long             | EC               | CORP              | US        |     14800 | NS      | $739704.00    | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Murphy Oil Corp                 | Murphy Oil Corp                            | CUSIP: 626717102<br>LEI: QBKYQD0ODE7DC7PDIN91 | Long             | EC               | CORP              | US        |     19100 | NS      | $821491.00    | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| NOV Inc                         | NOV Inc                                    | CUSIP: 62955J103<br>LEI: 549300EHF3IW1AR6U008 | Long             | EC               | CORP              | US        |     66500 | NS      | $1389185.00   | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| News Corp                       | News Corp                                  | CUSIP: 65249B109<br>LEI: 549300ITS31QK8VRBQ14 | Long             | EC               | CORP              | US        |     51300 | NS      | $933660.00    | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Olin Corp                       | Olin Corp                                  | CUSIP: 680665205<br>LEI: 549300GKK294V7W57P06 | Long             | EC               | CORP              | US        |     20600 | NS      | $1090564.00   | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Omnicom Group Inc               | Omnicom Group Inc                          | CUSIP: 681919106<br>LEI: HKUPACFHSSASQK8HLS17 | Long             | EC               | CORP              | US        |      6100 | NS      | $497577.00    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Oracle Corp                     | Oracle Corp                                | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |     30900 | NS      | $2525766.00   | 2.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Ovintiv Inc                     | Ovintiv Inc                                | CUSIP: 69047Q102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     21400 | NS      | $1085194.00   | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| PPL Corp                        | PPL Corp                                   | CUSIP: 69351T106<br>LEI: 9N3UAJSNOUXFKQLF3V18 | Long             | EC               | CORP              | US        |     65300 | NS      | $1908066.00   | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| PACCAR Inc                      | PACCAR Inc                                 | CUSIP: 693718108<br>LEI: KDTEY8BWE486IKZ3CC07 | Long             | EC               | CORP              | US        |      8300 | NS      | $821451.00    | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Raytheon Technologies Corp      | Raytheon Technologies Corp                 | CUSIP: 75513E101<br>LEI: I07WOS4YJ0N7YRFE7309 | Long             | EC               | CORP              | US        |      9400 | NS      | $948648.00    | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Shell PLC                       | Shell PLC                                  | CUSIP: 780259305<br>LEI: 21380068P1DRHMJ8KU70 | Long             | EC               | CORP              | GB        |     26362 | NS      | $1501315.90   | 1.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Sanofi                          | Sanofi                                     | CUSIP: 80105N105<br>LEI: 549300E9PC51EN656011 | Long             | EC               | CORP              | FR        |      9500 | NS      | $460085.00    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Schlumberger Ltd                | Schlumberger Ltd                           | CUSIP: 806857108<br>LEI: 213800ZUA17OK3QLGM62 | Long             | EC               | CORP              | US        |      7400 | NS      | $395604.00    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Corp               | State Street Corp                          | CUSIP: 857477103<br>LEI: 549300ZFEEJ2IP5VME73 | Long             | EC               | CORP              | US        |     21900 | NS      | $1698783.00   | 1.95%             |  |  |  | No            |                  1 | On Loan: No      |
| US Bancorp                      | US Bancorp                                 | CUSIP: 902973304<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EC               | CORP              | US        |     25600 | NS      | $1116416.00   | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Unilever PLC                    | Unilever PLC                               | CUSIP: 904767704<br>LEI: 549300MKFYEKVRWML317 | Long             | EC               | CORP              | GB        |     31600 | NS      | $1591060.00   | 1.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Paramount Global                | Paramount Global                           | CUSIP: 92556H206<br>LEI: 5KYC8KF17ROCY24M3H09 | Long             | EC               | CORP              | US        |     28700 | NS      | $484456.00    | 0.56%             |  |  |  | No            |                  1 | On Loan: —       |
| Vodafone Group PLC              | Vodafone Group PLC                         | CUSIP: 92857W308<br>LEI: 213800TB53ELEUKM7Q61 | Long             | EC               | CORP              | GB        |     72963 | NS      | $738385.56    | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Warner Bros Discovery Inc       | Warner Bros Discovery Inc                  | CUSIP: 934423104<br>LEI: 5493006ZCRFWKF6B1K26 | Long             | EC               | CORP              | US        |    112000 | NS      | $1061760.00   | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Wells Fargo & Co                | Wells Fargo & Co                           | CUSIP: 949746101<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EC               | CORP              | US        |     81234 | NS      | $3354151.86   | 3.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Workday Inc                     | Workday Inc                                | CUSIP: 98138H101<br>LEI: 549300J0DYC0N31V7G13 | Long             | EC               | CORP              | US        |     14400 | NS      | $2409552.00   | 2.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Zimmer Biomet Holdings Inc      | Zimmer Biomet Holdings Inc                 | CUSIP: 98956P102<br>LEI: 2P2YLDVPES3BXQ1FRB91 | Long             | EC               | CORP              | US        |      4700 | NS      | $599250.00    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Brown Brothers Harriman and Co. | Citigroup, Inc.                            | CUSIP: N/A<br>LEI: 5493006KMX1VFTPYPW14       | Long             | STIV             | CORP              | US        |         3 | PA      | $3.43         | 0.00%             | 2022-12-31      | Fixed         | 1.14%                 | No            |                  1 | On Loan: No      |
| Brown Brothers Harriman and Co. | Skandinaviska Enskilda Banken              | CUSIP: N/A<br>LEI: 5493006KMX1VFTPYPW14       | Long             | STIV             | CORP              | US        |    235057 | PA      | $235057.16    | 0.27%             | 2022-12-31      | Fixed         | 3.68%                 | No            |                  1 | On Loan: No      |
| Invesco Government & Agency Po  | Invesco Government & Agency Portfolio      | CUSIP: 825252885<br>LEI: 5493007T1J7WZ5QI1A47 | Long             | STIV             | RF                | US        |    697004 | NS      | $697003.75    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-08

**Name of Applicant:** HOTCHKIS & WILEY FUNDS /DE/

**Signature:** /s/ James Menvielle

**Name of Signer:** James Menvielle

**Title:** Treasurer / Principal Financial Officer