# EDGAR Filing Document

**Accession Number:** 0001518461
**File Stem:** 0001493152-25-021710
**Filing Date:** 2025-11
**Character Count:** 14500
**Document Hash:** 1639b658b5d126ca8034a990feb36d04
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-25-021710.hdr.sgml**: 20251112

**ACCESSION NUMBER**: 0001493152-25-021710

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 15

**CONFORMED PERIOD OF REPORT**: 20251106

**ITEM INFORMATION**: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

**ITEM INFORMATION**: Regulation FD Disclosure

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20251112

**DATE AS OF CHANGE**: 20251112

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AmpliTech Group, Inc.
- **CENTRAL INDEX KEY:** 0001518461
- **STANDARD INDUSTRIAL CLASSIFICATION:** COMMUNICATIONS EQUIPMENT, NEC [3669]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 274566352
- **STATE OF INCORPORATION:** NV
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-40069
- **FILM NUMBER:** 251468642

**BUSINESS ADDRESS:**
- **STREET 1:** 155 PLANT AVENUE
- **CITY:** HAUPPAUGE
- **STATE:** NY
- **ZIP:** 11788
- **BUSINESS PHONE:** 631-521-7831

**MAIL ADDRESS:**
- **STREET 1:** 155 PLANT AVENUE
- **CITY:** HAUPPAUGE
- **STATE:** NY
- **ZIP:** 11788

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BAYVIEW ACQUISITION CORP
- **DATE OF NAME CHANGE:** 20110418

?xml version='1.0' encoding='ASCII'?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d)**

**of the Securities Exchange Act of 1934**

Date of Report (date of earliest event reported): **November 6, 2025**

---

| |
|:---|
| **AmpliTech Group, Inc.** |
| (Exact Name of Registrant as Specified in its Charter) |

---

---

| | | |
|:---|:---|:---|
| **Nevada** | **001-40069** | **27-4566352** |
| (State of <br> incorporation) | (Commission <br> File Number) | (IRS Employer<br> Identification No.) |

---

---

| | |
|:---|:---|
| **155 Plant Avenue,**<br> **Hauppauge, NY** | **11788** |
| **(Address of Principal Executive Offices)** | **(Zip Code)** |

---

**<u>(631)-521-7831</u>**

(Registrant's telephone number, including area code)

**<u>Not Applicable</u>**

(Former Name or former address if changed from last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

---

| | | |
|:---|:---|:---|
| **Title of each class** | **Trading Symbol(s)** | **Name of each exchange on which registered** |
| Common Stock, par value $0.001 per share | AMPG | The Nasdaq Stock Market LLC |
| Warrants to Purchase Common Stock | AMPGW | The Nasdaq Stock Market LLC |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

**Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.**

On November 6, 2025, the Compensation Committee of the Board of Directors of AmpliTech Group, Inc. (the "Company") approved a discretionary cash bonus to its named executive officers as follows: Fawad Maqbool, President and CEO, $160,000; Louisa Sanfratello, CFO, $80,000; and Jorge Flores, COO, $80,000.

**Item 7.01. Regulation FD Disclosure**

On November 11, 2025, the Company issued a press release announcing the commencement of its unit rights offering subscription period. The full text of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K.

*The information in this Item 7.01, including Exhibit 99.9 furnished herewith, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing. A copy of the*

*Not a Solicitation*

*This Current Report does not constitute an offer to sell or a solicitation of an offer to buy the securities described above, and shall not constitute an offer, solicitation or sale, nor shall there be any sale of such securities of the Company in any state or other jurisdiction in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such state or other jurisdiction.*

**Item 9.01 Financial Statements and Exhibits.**

(d) Exhibits.

---

| | |
|:---|:---|
| **Exhibit No.** | **Description** |
| 99.9 | [Press Release dated November 11, 2025](ex99-9.htm) |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |

---

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | | |
|:---|:---|:---|
|  | **AMPLITECH GROUP INC.** | **AMPLITECH GROUP INC.** |
| Date: November 12, 2025 | By: | */s/Fawad Maqbool* |
|  | Name: | Fawad Maqbool |
|  | Title: | Chief Executive Officer |

---

## Exhibit 99.9

**Exhibit 99.9**

**AmpliTech Group, Inc. Unit Rights Offering Subscription Period Begins November 11, 2025**

Hauppauge, NY, November 11, 2025 – AmpliTech Group, Inc. (Nasdaq: AMPG, AMPGW), a designer and manufacturer of advanced signal-processing components for satellite, Public and Private 5G, and other communications networks, including complete 5G/6G systems, and a global distributor of IC packaging solutions, today announced the commencement of its subscription period for its 2025 Unit Rights Offering. All November 7, 2025 owners of AMPG or AMPGW and certain other Warrant holders were deemed shareholders of record on November 10, 2025. On November 10, 2025, AMPG and AMPGW traded ex-right with no rights attached. U.S. securities settle T+1.

The unit rights offering subscription period begins today. Holders who fully exercise their Unit Subscription Rights (hereinafter referred to as the "Unit Rights") will be entitled to oversubscribe for additional units, if available, that are not purchased by other right holders, subject to potential pro rata allocation of those over-subscription units for which they subscribe in proportion to the total number of over-subscription units.

AmpliTech Group recommends that all unit rightsholders notify their broker or financial advisor about the AmpliTech unit rights offering to ensure their ability to participate.

AmpliTech Group has an effective Form S-3 base prospectus from which it intends to offer these securities registered with the Securities and Exchange Commission (the "SEC") for the unit rights offering in which it is distributing to (a) stockholders and (b) certain warrantholders two transferable Unit Rights to purchase up to the maximum of 8,000,000 units at $4.00 per unit. Each unit will consist of one share of common stock (the "Common Shares") and two short-term rights to purchase additional Common Shares.

Under the rights offering, each stockholder and certain warrantholders as of the record date will receive as a dividend, at no charge, two Unit Rights for each (a) Common Share and (b) each Common Share subject to a Warrant owned on the record date. The distribution of the Unit Rights will occur on or around the record date. The record date for the distribution of the Unit Rights, the expiration dates for the Unit Rights and related short-term rights, and related pricing information will be included in the final prospectus.

The calendar for the rights offering is as follows:

---

| | |
|:---|:---|
|  | **Dates** |
| Ownership date (last day to buy AMPG to be Record date holder) | November 7, 2025 |
| Ex-Right date and Record date | November 10, 2025 |
| Commencement date | November 11, 2025 |
| **UNIT RIGHTS** |  |
| Deadline for delivery of subscription and payment of unit subscription price | December 10, 2025 |
| Expiration date for Subscription Rights | December 10, 2025 |
| Extension period (if any) | January 9, 2026 |
| **SERIES RIGHTS** |  |
| **Series A Rights Subscription Price of $5.00 per share** |  |
| Deadline for delivery of payment for subscription | July 18, 2026 |
| Expiration date for Series A Rights | July 18, 2026 |
| **Series B Rights Subscription Price of $6.00 per share** |  |
| Deadline for delivery of payment for subscription | November 20, 2026 |
| Expiration date for Series B Rights | November 20, 2026 |

---

Investors are encouraged to review its recently provided overview of the Rights Offering here: <u>https://www.amplitechgroup.com/investor-relations</u>

Please contact our information agent MacKenzie Partners, Inc. if you have questions about the rights offering or need copies of the prospectus at <u>AMPG@mackenziepartners.com</u>

AmpliTech has engaged Moody Capital Solutions, Inc. to act as dealer-manager for the rights offering. Broker dealers, registered investment advisors and institutions may contact Moody Capital Solutions at <u>info@moodycapital.com</u>.

AmpliTech reserves the right to terminate the proposed rights offering at any time prior to the expiration date and for any reason. A prospectus relating to these securities will be filed with the SEC. This announcement shall not constitute an offer to sell, or the solicitation of an offer to buy, any securities, nor shall there be any sale of these securities in any state in which such offer, solicitation or sale would be unlawful prior to the registration or qualification under the securities laws of any such state. Securities of AmpliTech are NSMIA exempt. A security that is NSMIA exempt is classified as a "covered security" under the National Securities Markets Improvement Act of 1996 and is therefore exempt from state-level registration and regulation, subject only to federal oversight through the SEC. The rights offering will be made only by means of a prospectus.

**About AmpliTech Group, Inc.**

AmpliTech Group, Inc., is comprised of five divisions, AmpliTech Inc., Specialty Microwave, Spectrum Semiconductors Materials, AmpliTech Group Microwave Design Center, and AmpliTech Group True G Speed Services, is a leading designer, developer, manufacturer, and distributor of cutting-edge radio frequency (RF) microwave components and 5G network solutions. Serving global markets including satellite communications, telecommunications (5G & IoT), space exploration, defense, and quantum computing, AmpliTech Group is committed to advancing technology and innovation. For more information, please visit our website at <u>www.amplitechgroup.com</u> or <u>amplitech5G.com</u>.

**About Moody Capital Solutions, Inc.**

Moody Capital Solutions, Inc. has cultivated and actively maintains deep relationships across a wide network of institutional investors, top-tier law firms, and investor relations specialists. These connections empower it to deliver unmatched advisory services and seamless transaction execution. At Moody Capital, every client engagement is led directly by senior bankers—from strategy to closing. Unlike larger firms, it does not delegate execution to junior staff. Moody Capital is a relationship-driven investment bank committed to delivering high-touch, high-quality results. Moody Capital senior bankers collectively have more than 150 years of investment banking experience. Moody Capital senior bankers have worked at some of the leading large-cap and small-cap investment banks in the U.S.

**Safe Harbor Statement**

This release contains statements that constitute forward-looking statements. These statements appear in several places in this release and include all statements that are not statements of historical fact regarding the intent, belief or current expectations of the Company, its directors or its officers with respect to, among other things, that the Company will close and be successful in raising capital in connection with the rights offering. The words "may" "would" "will" "expect" "estimate" "anticipate" "believe" "intend" and similar expressions and variations thereof are intended to identify forward-looking statements. Investors are cautioned that any such forward-looking statements are not guarantees of future performance and involve risks and uncertainties, many of which are beyond the Company's ability to control, and that actual results may differ materially from those projected in the forward-looking statements because of various factors. Other risks are identified and described in more detail in the "Risk Factors" section of the Company's filings with the SEC, which are available on our website and with the SEC at www.sec.gov. We undertake no obligation to update, and we do not have a policy of updating or revising these forward-looking statements, except as required by applicable law.

For any specific questions please email:

Information Agent: Mackenzie Partners <u>AMPG@mackenziepartners.com</u>

Dealer Manager: Moody Capital Solutions, Inc. <u>info@moodycapital.com</u>

Investor Relations: PCG Advisory, Inc. Kirin Smith <u>ksmith@pcgadvisory.com</u>

**Contacts:**

---

| | |
|:---|:---|
| **Corporate Social Media** | **Company Contact:** |
| X: <u>@AmpliTechAMPG</u> | Jorge Flores |
| Instagram: <u>@AmpliTechAMPG</u> | Tel: 631-521-7831 |
| Facebook: <u>AmpliTechInc</u> | Investors@amplitechgroup.com |
| Linked In: <u>AmpliTech Group Inc</u> |  |

---

**Investor Relations Contact:**

Kirin Smith

ksmith@pcgadvisory.com