# EDGAR Filing Document

**Accession Number:** 0001630888
**File Stem:** 0001630888-23-000001
**Filing Date:** 2023-2
**Character Count:** 24343
**Document Hash:** 7e9d74554ffdf1db83e02a672ee5a2a7
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001630888-23-000001.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001630888-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SG3 Management, LLC
- **CENTRAL INDEX KEY:** 0001630888
- **IRS NUMBER:** 472103999
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-18215
- **FILM NUMBER:** 23631984

**BUSINESS ADDRESS:**
- **STREET 1:** 323 DORADO BEACH EAST
- **CITY:** DORADO
- **STATE:** PR
- **ZIP:** 00646
- **BUSINESS PHONE:** 939-545-0554

**MAIL ADDRESS:**
- **STREET 1:** 323 DORADO BEACH EAST
- **CITY:** DORADO
- **STATE:** PR
- **ZIP:** 00646

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** SG3 Management LLC<br>**Address:** 323 DORADO BEACH EAST<br>DORADO, PR 00646

**Form 13F File Number:** 028-18215

**CRD Number (if applicable):** 000285449

**SEC File Number (if applicable):** 801-121787

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Yarot Lafontaine<br>**Title:** General Counsel<br>**Phone:** 787-629-5111

**Signature, Place, and Date of Signing:**

Yarot Lafontaine  San Juan, PR  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 206

**Form 13F Information Table Value Total:** $692624675

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABB LTD | SPONSORED ADR | 000375204 |  | 30460 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| ACCOLADE INC | COM | 00437E102 |  | 272650 | 35000 | SH | Call | SOLE |  | 35000 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 2595045 | 33900 | SH | Put | SOLE |  | 33900 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 11826975 | 154500 | SH | Call | SOLE |  | 154500 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 1943100 | 30000 | SH | Put | SOLE |  | 30000 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 6477 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| AGNICO EAGLE MINES LTD | COM | 008474108 |  | 1424526 | 27400 | SH | Put | SOLE |  | 27400 | 0 | 0 |
| AGNICO EAGLE MINES LTD | COM | 008474108 |  | 1019004 | 19600 | SH | Call | SOLE |  | 19600 | 0 | 0 |
| AGNICO EAGLE MINES LTD | COM | 008474108 |  | 259950 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| AKERO THERAPEUTICS INC | COM | 00973Y108 |  | 1644000 | 30000 | SH | Call | SOLE |  | 30000 | 0 | 0 |
| AKERO THERAPEUTICS INC | COM | 00973Y108 |  | 1644000 | 30000 | SH | Put | SOLE |  | 30000 | 0 | 0 |
| ALBEMARLE CORP | COM | 012653101 |  | 1084300 | 5000 | SH | Put | SOLE |  | 5000 | 0 | 0 |
| ALBEMARLE CORP | COM | 012653101 |  | 2168600 | 10000 | SH | Call | SOLE |  | 10000 | 0 | 0 |
| ALBEMARLE CORP | COM | 012653101 |  | 1084300 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 13213500 | 150000 | SH | Put | SOLE |  | 150000 | 0 | 0 |
| ALLSTATE CORP | COM | 020002101 |  | 10983600 | 81000 | SH | Call | SOLE |  | 81000 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 14999100 | 170000 | SH | Put | SOLE |  | 170000 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 20513475 | 232500 | SH |  | SOLE |  | 232500 | 0 | 0 |
| ALTIMMUNE INC | COM NEW | 02155H200 |  | 455665 | 27700 | SH | Call | SOLE |  | 27700 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 16800000 | 200000 | SH | Call | SOLE |  | 200000 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 16800000 | 200000 | SH | Put | SOLE |  | 200000 | 0 | 0 |
| AMICUS THERAPEUTICS INC | COM | 03152W109 |  | 244200 | 20000 | SH | Put | SOLE |  | 20000 | 0 | 0 |
| AMICUS THERAPEUTICS INC | COM | 03152W109 |  | 30525 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| APELLIS PHARMACEUTICALS INC | COM | 03753U106 |  | 2761314 | 53400 | SH | Put | SOLE |  | 53400 | 0 | 0 |
| APELLIS PHARMACEUTICALS INC | COM | 03753U106 |  | 1137620 | 22000 | SH |  | SOLE |  | 22000 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 12109476 | 93200 | SH | Put | SOLE |  | 93200 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 7600905 | 58500 | SH | Call | SOLE |  | 58500 | 0 | 0 |
| ARCUS BIOSCIENCES INC | COM | 03969F109 |  | 171644 | 8300 | SH | Call | SOLE |  | 8300 | 0 | 0 |
| ARCUS BIOSCIENCES INC | COM | 03969F109 |  | 186120 | 9000 | SH | Put | SOLE |  | 9000 | 0 | 0 |
| ARCUS BIOSCIENCES INC | COM | 03969F109 |  | 103400 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| ARDELYX INC | COM | 039697107 |  | 71250 | 25000 | SH | Call | SOLE |  | 25000 | 0 | 0 |
| ARROWHEAD PHARMACEUTICALS IN | COM | 04280A100 |  | 458328 | 11300 | SH | Put | SOLE |  | 11300 | 0 | 0 |
| ARROWHEAD PHARMACEUTICALS IN | COM | 04280A100 |  | 547560 | 13500 | SH | Call | SOLE |  | 13500 | 0 | 0 |
| ASCENDIS PHARMA A/S | SPONSORED ADR | 04351P101 |  | 915975 | 7500 | SH | Put | SOLE |  | 7500 | 0 | 0 |
| ASCENDIS PHARMA A/S | SPONSORED ADR | 04351P101 |  | 244260 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| AURINIA PHARMACEUTICALS INC | COM | 05156V102 |  | 38880 | 9000 | SH | Call | SOLE |  | 9000 | 0 | 0 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 2388600 | 10000 | SH | Put | SOLE |  | 10000 | 0 | 0 |
| AXSOME THERAPEUTICS INC | COM | 05464T104 |  | 925560 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| BARCLAYS PLC | ADR | 06738E204 |  | 390000 | 50000 | SH | Call | SOLE |  | 50000 | 0 | 0 |
| BAUSCH HEALTH COS INC | COM | 071734107 |  | 94200 | 15000 | SH | Call | SOLE |  | 15000 | 0 | 0 |
| BEAM THERAPEUTICS INC | COM | 07373V105 |  | 31288 | 800 | SH | Put | SOLE |  | 800 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 308900 | 1000 | SH | Call | SOLE |  | 1000 | 0 | 0 |
| BIOGEN INC | COM | 09062X103 |  | 4015340 | 14500 | SH | Put | SOLE |  | 14500 | 0 | 0 |
| BIOGEN INC | COM | 09062X103 |  | 7836836 | 28300 | SH | Call | SOLE |  | 28300 | 0 | 0 |
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 |  | 517450 | 5000 | SH | Call | SOLE |  | 5000 | 0 | 0 |
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 |  | 258725 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| BIONTECH SE | SPONSORED ADS | 09075V102 |  | 1081584 | 7200 | SH |  | SOLE |  | 7200 | 0 | 0 |
| BLACKROCK INNOVATION AND GRW | SHS BEN INT | 09260Q108 |  | 347310 | 51000 | SH |  | SOLE |  | 51000 | 0 | 0 |
| BLACKROCK INVT QUALITY MUN T | COM | 09247D105 |  | 466400 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| BLACKROCK MUNIHLDGS NJ QLTY | COM | 09254X101 |  | 442800 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| BLACKROCK MUNIHOLDINGS QUALI | COM | 09254C107 |  | 398000 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| BLACKROCK MUNIYIELD MICH QU | COM | 09254V105 |  | 443600 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| BLACKROCK MUNIYIELD PA QLTY | COM | 09255G107 |  | 440400 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| BLACKROCK SCIENCE  TECHNOLO | SHS BEN INT | 09260K101 |  | 156400 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| CARNIVAL CORP | COMMON STOCK | 143658300 |  | 80600 | 10000 | SH | Call | SOLE |  | 10000 | 0 | 0 |
| CARVANA CO | CL A | 146869102 |  | 85320 | 18000 | SH | Call | SOLE |  | 18000 | 0 | 0 |
| CASSAVA SCIENCES INC | COM | 14817C107 |  | 1261358 | 42700 | SH | Call | SOLE |  | 42700 | 0 | 0 |
| CATERPILLAR INC | COM | 149123101 |  | 6036912 | 25200 | SH | Put | SOLE |  | 25200 | 0 | 0 |
| CATERPILLAR INC | COM | 149123101 |  | 3593400 | 15000 | SH | Call | SOLE |  | 15000 | 0 | 0 |
| CELULARITY INC | COM CL A | 151190105 |  | 1290 | 1000 | SH | Call | SOLE |  | 1000 | 0 | 0 |
| CEREVEL THERAPEUTICS HLDNG I | COM | 15678U128 |  | 946200 | 30000 | SH | Call | SOLE |  | 30000 | 0 | 0 |
| CEREVEL THERAPEUTICS HLDNG I | COM | 15678U128 |  | 946200 | 30000 | SH | Put | SOLE |  | 30000 | 0 | 0 |
| CHART INDS INC | COM | 16115Q308 |  | 34569 | 300 | SH | Put | SOLE |  | 300 | 0 | 0 |
| CHART INDS INC | COM | 16115Q308 |  | 28808 | 250 | SH |  | SOLE |  | 250 | 0 | 0 |
| CINCOR PHARMA INC | COM | 17240Y109 |  | 614500 | 50000 | SH | Call | SOLE |  | 50000 | 0 | 0 |
| CME GROUP INC | COM | 12572Q105 |  | 1681600 | 10000 | SH | Call | SOLE |  | 10000 | 0 | 0 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 12508000 | 106000 | SH | Call | SOLE |  | 106000 | 0 | 0 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 8260000 | 70000 | SH | Put | SOLE |  | 70000 | 0 | 0 |
| CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 |  | 4772310 | 117400 | SH | Call | SOLE |  | 117400 | 0 | 0 |
| DIAMONDBACK ENERGY INC | COM | 25278X109 |  | 5197640 | 38000 | SH | Put | SOLE |  | 38000 | 0 | 0 |
| DIAMONDBACK ENERGY INC | COM | 25278X109 |  | 3145940 | 23000 | SH | Call | SOLE |  | 23000 | 0 | 0 |
| DIGITAL WORLD ACQUISITION CO | CLASS A COM | 25400Q105 |  | 820500 | 54700 | SH | Put | SOLE |  | 54700 | 0 | 0 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 13059132 | 126800 | SH | Call | SOLE |  | 126800 | 0 | 0 |
| EBIX INC | COM NEW | 278715206 |  | 848300 | 42500 | SH | Call | SOLE |  | 42500 | 0 | 0 |
| EBIX INC | COM NEW | 278715206 |  | 39920 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| EDISON INTL | COM | 281020107 |  | 1444174 | 22700 | SH | Put | SOLE |  | 22700 | 0 | 0 |
| EDISON INTL | COM | 281020107 |  | 1444174 | 22700 | SH |  | SOLE |  | 22700 | 0 | 0 |
| EOG RES INC | COM | 26875P101 |  | 7771200 | 60000 | SH | Call | SOLE |  | 60000 | 0 | 0 |
| EOG RES INC | COM | 26875P101 |  | 1683760 | 13000 | SH | Put | SOLE |  | 13000 | 0 | 0 |
| EOG RES INC | COM | 26875P101 |  | 647600 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| ESPERION THERAPEUTICS INC NE | COM | 29664W105 |  | 175063 | 28100 | SH | Call | SOLE |  | 28100 | 0 | 0 |
| ESPERION THERAPEUTICS INC NE | COM | 29664W105 |  | 37380 | 6000 | SH |  | SOLE |  | 6000 | 0 | 0 |
| ETF MANAGERS TR | ETFMG ALTR HRVST | 26924G508 |  | 426000 | 100000 | SH | Call | SOLE |  | 100000 | 0 | 0 |
| ETSY INC | COM | 29786A106 |  | 1796700 | 15000 | SH | Call | SOLE |  | 15000 | 0 | 0 |
| EXACT SCIENCES CORP | COM | 30063P105 |  | 594120 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| FARADAY FUTRE INTLGT ELCTR I | COM | 307359109 |  | 29349 | 101100 | SH | Call | SOLE |  | 101100 | 0 | 0 |
| FIRST HORIZON CORPORATION | COM | 320517105 |  | 889350 | 36300 | SH | Call | SOLE |  | 36300 | 0 | 0 |
| FIRST HORIZON CORPORATION | COM | 320517105 |  | 12250 | 500 | SH | Put | SOLE |  | 500 | 0 | 0 |
| FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 33739H101 |  | 75919 | 3100 | SH | Put | SOLE |  | 3100 | 0 | 0 |
| FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 33739H101 |  | 61225 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| GAMING  LEISURE PPTYS INC | COM | 36467J108 |  | 713633 | 13700 | SH | Call | SOLE |  | 13700 | 0 | 0 |
| GENERAL ELECTRIC CO | COM NEW | 369604301 |  | 1065772 | 16300 | SH | Call | SOLE |  | 16300 | 0 | 0 |
| GENERAL MTRS CO | COM | 37045V100 |  | 639160 | 19000 | SH | Call | SOLE |  | 19000 | 0 | 0 |
| GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 |  | 586100 | 10000 | SH | Call | SOLE |  | 10000 | 0 | 0 |
| GRAPHEX GROUP LTD | SPONSORED ADS | 38867H104 |  | 8558 | 7641 | SH |  | SOLE |  | 7641 | 0 | 0 |
| GRIFFON CORP | COM | 398433102 |  | 411585 | 11500 | SH | Call | SOLE |  | 11500 | 0 | 0 |
| GRIFFON CORP | COM | 398433102 |  | 63527 | 1775 | SH |  | SOLE |  | 1775 | 0 | 0 |
| GUARDANT HEALTH INC | COM | 40131M109 |  | 149600 | 5500 | SH | Call | SOLE |  | 5500 | 0 | 0 |
| HERBALIFE NUTRITION LTD | COM SHS | G4412G101 |  | 632400 | 42500 | SH | Call | SOLE |  | 42500 | 0 | 0 |
| HIVE BLOCKCHAIN TECHNLGIES L | COM NEW | 43366H704 |  | 30240 | 21000 | SH | Put | SOLE |  | 21000 | 0 | 0 |
| HORIZON THERAPEUTICS PUB L | SHS | G46188101 |  | 1661480 | 14600 | SH | Put | SOLE |  | 14600 | 0 | 0 |
| HORIZON THERAPEUTICS PUB L | SHS | G46188101 |  | 1775280 | 15600 | SH | Call | SOLE |  | 15600 | 0 | 0 |
| ILLINOIS TOOL WKS INC | COM | 452308109 |  | 220300 | 1000 | SH | Call | SOLE |  | 1000 | 0 | 0 |
| IMAX CORP | COM | 45245E109 |  | 413412 | 28200 | SH | Call | SOLE |  | 28200 | 0 | 0 |
| INSMED INC | COM PAR $.01 | 457669307 |  | 399600 | 20000 | SH | Put | SOLE |  | 20000 | 0 | 0 |
| INSMED INC | COM PAR $.01 | 457669307 |  | 299700 | 15000 | SH | Call | SOLE |  | 15000 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 4226700 | 30000 | SH | Put | SOLE |  | 30000 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 2817800 | 20000 | SH | Call | SOLE |  | 20000 | 0 | 0 |
| INTERNATIONAL PAPER CO | COM | 460146103 |  | 4664661 | 134700 | SH | Call | SOLE |  | 134700 | 0 | 0 |
| INVESCO MORTGAGE CAPITAL INC | COM | 46131B704 |  | 776530 | 61000 | SH | Call | SOLE |  | 61000 | 0 | 0 |
| IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 |  | 527814 | 82600 | SH | Call | SOLE |  | 82600 | 0 | 0 |
| IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 |  | 575100 | 90000 | SH | Put | SOLE |  | 90000 | 0 | 0 |
| IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 |  | 428130 | 67000 | SH |  | SOLE |  | 67000 | 0 | 0 |
| ISHARES TR | MSCI INDIA ETF | 46429B598 |  | 3339200 | 80000 | SH | Put | SOLE |  | 80000 | 0 | 0 |
| ISHARES TR | MSCI INDIA ETF | 46429B598 |  | 1043500 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 5230800 | 30000 | SH | Put | SOLE |  | 30000 | 0 | 0 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 |  | 497800 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| JOHNSON CTLS INTL PLC | SHS | G51502105 |  | 2400000 | 37500 | SH | Call | SOLE |  | 37500 | 0 | 0 |
| KRANESHARES TR | QUADRATIC DEFLA | 500767587 |  | 4064850 | 270000 | SH | Put | SOLE |  | 270000 | 0 | 0 |
| KRANESHARES TR | QUADRATIC DEFLA | 500767587 |  | 2258250 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| KRANESHARES TR | GLOBAL CARB STRA | 500767678 |  | 12786382 | 350600 | SH | Put | SOLE |  | 350600 | 0 | 0 |
| KRANESHARES TR | GLOBAL CARB STRA | 500767678 |  | 9482200 | 260000 | SH |  | SOLE |  | 260000 | 0 | 0 |
| LEGEND BIOTECH CORP | SPONSORED ADS | 52490G102 |  | 399360 | 8000 | SH | Call | SOLE |  | 8000 | 0 | 0 |
| LEGEND BIOTECH CORP | SPONSORED ADS | 52490G102 |  | 399360 | 8000 | SH | Put | SOLE |  | 8000 | 0 | 0 |
| LITHIUM AMERS CORP NEW | COM NEW | 53680Q207 |  | 3790000 | 200000 | SH | Call | SOLE |  | 200000 | 0 | 0 |
| LITHIUM AMERS CORP NEW | COM NEW | 53680Q207 |  | 1516000 | 80000 | SH | Put | SOLE |  | 80000 | 0 | 0 |
| LITHIUM AMERS CORP NEW | COM NEW | 53680Q207 |  | 758000 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| LIVENT CORP | COM | 53814L108 |  | 397400 | 20000 | SH | Put | SOLE |  | 20000 | 0 | 0 |
| LIVENT CORP | COM | 53814L108 |  | 331829 | 16700 | SH | Call | SOLE |  | 16700 | 0 | 0 |
| LIVENT CORP | COM | 53814L108 |  | 447075 | 22500 | SH |  | SOLE |  | 22500 | 0 | 0 |
| LYFT INC | CL A COM | 55087P104 |  | 220400 | 20000 | SH | Call | SOLE |  | 20000 | 0 | 0 |
| MADRIGAL PHARMACEUTICALS INC | COM | 558868105 |  | 290250 | 1000 | SH | Put | SOLE |  | 1000 | 0 | 0 |
| MADRIGAL PHARMACEUTICALS INC | COM | 558868105 |  | 3366900 | 11600 | SH | Call | SOLE |  | 11600 | 0 | 0 |
| MADRIGAL PHARMACEUTICALS INC | COM | 558868105 |  | 899775 | 3100 | SH |  | SOLE |  | 3100 | 0 | 0 |
| MAXAR TECHNOLOGIES INC | COM | 57778K105 |  | 1547026 | 29900 | SH | Call | SOLE |  | 29900 | 0 | 0 |
| MAXAR TECHNOLOGIES INC | COM | 57778K105 |  | 5174 | 100 | SH | Put | SOLE |  | 100 | 0 | 0 |
| MEDICAL PPTYS TRUST INC | COM | 58463J304 |  | 2282586 | 204900 | SH | Put | SOLE |  | 204900 | 0 | 0 |
| MEDICAL PPTYS TRUST INC | COM | 58463J304 |  | 389900 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 18051000 | 150000 | SH | Put | SOLE |  | 150000 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 14236222 | 118300 | SH |  | SOLE |  | 118300 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 95928000 | 400000 | SH | Put | SOLE |  | 400000 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 95760126 | 399300 | SH |  | SOLE |  | 399300 | 0 | 0 |
| MICROSTRATEGY INC | CL A NEW | 594972408 |  | 42471 | 300 | SH | Put | SOLE |  | 300 | 0 | 0 |
| MIRATI THERAPEUTICS INC | COM | 60468T105 |  | 226550 | 5000 | SH | Put | SOLE |  | 5000 | 0 | 0 |
| MIRATI THERAPEUTICS INC | COM | 60468T105 |  | 5006755 | 110500 | SH | Call | SOLE |  | 110500 | 0 | 0 |
| MIRATI THERAPEUTICS INC | COM | 60468T105 |  | 181240 | 4000 | SH |  | SOLE |  | 4000 | 0 | 0 |
| MODERNA INC | COM | 60770K107 |  | 502936 | 2800 | SH | Call | SOLE |  | 2800 | 0 | 0 |
| NANO DIMENSION LTD | SPONSORD ADS NEW | 63008G203 |  | 391000 | 170000 | SH | Put | SOLE |  | 170000 | 0 | 0 |
| NANO DIMENSION LTD | SPONSORD ADS NEW | 63008G203 |  | 115000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 |  | 353856 | 1200 | SH | Put | SOLE |  | 1200 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 |  | 13299088 | 45100 | SH | Call | SOLE |  | 45100 | 0 | 0 |
| NOKIA CORP | SPONSORED ADR | 654902204 |  | 974400 | 210000 | SH | Call | SOLE |  | 210000 | 0 | 0 |
| NOV INC | COM | 62955J103 |  | 417800 | 20000 | SH | Call | SOLE |  | 20000 | 0 | 0 |
| NOVARTIS AG | SPONSORED ADR | 66987V109 |  | 7529760 | 83000 | SH | Call | SOLE |  | 83000 | 0 | 0 |
| NOVOCURE LTD | ORD SHS | G6674U108 |  | 469440 | 6400 | SH | Put | SOLE |  | 6400 | 0 | 0 |
| NOVOCURE LTD | ORD SHS | G6674U108 |  | 1613700 | 22000 | SH | Call | SOLE |  | 22000 | 0 | 0 |
| PAR PAC HOLDINGS INC | COM NEW | 69888T207 |  | 697500 | 30000 | SH | Call | SOLE |  | 30000 | 0 | 0 |
| PAR TECHNOLOGY CORP | COM | 698884103 |  | 195525 | 7500 | SH | Put | SOLE |  | 7500 | 0 | 0 |
| PAR TECHNOLOGY CORP | COM | 698884103 |  | 370116 | 14197 | SH |  | SOLE |  | 14197 | 0 | 0 |
| PINTEREST INC | CL A | 72352L106 |  | 1456800 | 60000 | SH | Call | SOLE |  | 60000 | 0 | 0 |
| PTC THERAPEUTICS INC | COM | 69366J200 |  | 572550 | 15000 | SH | Put | SOLE |  | 15000 | 0 | 0 |
| PTC THERAPEUTICS INC | COM | 69366J200 |  | 190850 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| QUIDELORTHO CORP | COM | 219798105 |  | 856700 | 10000 | SH | Put | SOLE |  | 10000 | 0 | 0 |
| QUIDELORTHO CORP | COM | 219798105 |  | 257010 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| RITE AID CORP | COM | 767754872 |  | 47094 | 14100 | SH | Call | SOLE |  | 14100 | 0 | 0 |
| ROYAL CARIBBEAN GROUP | COM | V7780T103 |  | 257036 | 5200 | SH | Call | SOLE |  | 5200 | 0 | 0 |
| SAGE THERAPEUTICS INC | COM | 78667J108 |  | 572100 | 15000 | SH | Call | SOLE |  | 15000 | 0 | 0 |
| SCHLUMBERGER LTD | COM STK | 806857108 |  | 1336500 | 25000 | SH | Put | SOLE |  | 25000 | 0 | 0 |
| SCHLUMBERGER LTD | COM STK | 806857108 |  | 133650 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| SEAGEN INC | COM | 81181C104 |  | 1927650 | 15000 | SH | Put | SOLE |  | 15000 | 0 | 0 |
| SNAP INC | CL A | 83304A106 |  | 13840280 | 1546400 | SH | Call | SOLE |  | 1546400 | 0 | 0 |
| SNAP INC | CL A | 83304A106 |  | 8089905 | 903900 | SH | Put | SOLE |  | 903900 | 0 | 0 |
| SOCIEDAD QUIMICA Y MINERA DE | SPON ADR SER B | 833635105 |  | 159680 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| SOS LIMITED | SPON ADS | 83587W205 |  | 988260 | 362000 | SH | Call | SOLE |  | 362000 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 7648600 | 20000 | SH | Call | SOLE |  | 20000 | 0 | 0 |
| SPECTRUM BRANDS HLDGS INC NE | COM | 84790A105 |  | 3655200 | 60000 | SH | Call | SOLE |  | 60000 | 0 | 0 |
| SPHERE 3D CORP | NEW COM | 84841L308 |  | 27550 | 100000 | SH | Call | SOLE |  | 100000 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 13709934 | 111300 | SH | Put | SOLE |  | 111300 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 8499420 | 69000 | SH | Call | SOLE |  | 69000 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 554310 | 4500 | SH |  | SOLE |  | 4500 | 0 | 0 |
| TG THERAPEUTICS INC | COM | 88322Q108 |  | 1536717 | 129900 | SH | Call | SOLE |  | 129900 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 220276 | 400 | SH |  | SOLE |  | 400 | 0 | 0 |
| TMC THE METALS COMPANY INC | COM | 87261Y106 |  | 25410 | 33000 | SH | Call | SOLE |  | 33000 | 0 | 0 |
| TRICIDA INC | COM | 89610F101 |  | 13455 | 88000 | SH | Call | SOLE |  | 88000 | 0 | 0 |
| TROIKA MEDIA GROUP INC | COM | 89689F305 |  | 195843 | 1688300 | SH |  | SOLE |  | 1688300 | 0 | 0 |
| TWILIO INC | CL A | 90138F102 |  | 5532480 | 113000 | SH | Put | SOLE |  | 113000 | 0 | 0 |
| TWILIO INC | CL A | 90138F102 |  | 8812800 | 180000 | SH | Call | SOLE |  | 180000 | 0 | 0 |
| UNIQURE NV | SHS | N90064101 |  | 90680 | 4000 | SH | Call | SOLE |  | 4000 | 0 | 0 |
| UNIQURE NV | SHS | N90064101 |  | 630226 | 27800 | SH | Put | SOLE |  | 27800 | 0 | 0 |
| UNIQURE NV | SHS | N90064101 |  | 45340 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| UNITED STS OIL FD LP | UNITS | 91232N207 |  | 701100 | 10000 | SH | Call | SOLE |  | 10000 | 0 | 0 |
| UNITED THERAPEUTICS CORP DEL | COM | 91307C102 |  | 2780900 | 10000 | SH | Put | SOLE |  | 10000 | 0 | 0 |
| UNITED THERAPEUTICS CORP DEL | COM | 91307C102 |  | 208568 | 750 | SH |  | SOLE |  | 750 | 0 | 0 |
| UNITY SOFTWARE INC | COM | 91332U101 |  | 9646266 | 337400 | SH | Call | SOLE |  | 337400 | 0 | 0 |
| UNITY SOFTWARE INC | COM | 91332U101 |  | 4745940 | 166000 | SH | Put | SOLE |  | 166000 | 0 | 0 |
| UNIVERSAL INS HLDGS INC | COM | 91359V107 |  | 201210 | 19000 | SH | Call | SOLE |  | 19000 | 0 | 0 |
| UWM HOLDINGS CORPORATION | COM CL A | 91823B109 |  | 146964 | 44400 | SH | Call | SOLE |  | 44400 | 0 | 0 |
| VERONA PHARMA PLC | SPONSORED ADS | 925050106 |  | 47034 | 1800 | SH | Call | SOLE |  | 1800 | 0 | 0 |
| VIATRIS INC | COM | 92556V106 |  | 222600 | 20000 | SH | Put | SOLE |  | 20000 | 0 | 0 |
| VIATRIS INC | COM | 92556V106 |  | 222600 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| VIZIO HLDG CORP | CL A COM | 92858V101 |  | 92625 | 12500 | SH | Call | SOLE |  | 12500 | 0 | 0 |
| WAYFAIR INC | CL A | 94419L101 |  | 657800 | 20000 | SH | Call | SOLE |  | 20000 | 0 | 0 |
| YANDEX N V | SHS CLASS A | N97284108 |  | 246220 | 13000 | SH | Put | SOLE |  | 13000 | 0 | 0 |
| YANDEX N V | SHS CLASS A | N97284108 |  | 1104202 | 58300 | SH |  | SOLE |  | 58300 | 0 | 0 |
| YANDEX N V | SHS CLASS A | N97284108 |  | 1965972 | 103800 | SH | Call | SOLE |  | 103800 | 0 | 0 |
| ZILLOW GROUP INC | CL C CAP STK | 98954M200 |  | 1172444 | 36400 | SH | Call | SOLE |  | 36400 | 0 | 0 |

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