# EDGAR Filing Document

**Accession Number:** 0000743418
**File Stem:** 0000743418-26-000003
**Filing Date:** 2026-2
**Character Count:** 2530
**Document Hash:** d144794155280198264f0fa351e0cc52
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000743418-26-000003.hdr.sgml**: 20260203

**ACCESSION NUMBER**: 0000743418-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251130

**FILED AS OF DATE**: 20260203

**DATE AS OF CHANGE**: 20260203

**EFFECTIVENESS DATE**: 20260203

**PERIOD START**: 20241201

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AEGIS CAPITAL CORP.
- **CENTRAL INDEX KEY:** 0000743418

**ORGANIZATION NAME:**
- **EIN:** 112671906
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-31616
- **FILM NUMBER:** 26590649

**BUSINESS ADDRESS:**
- **STREET 1:** 1345 AVENUE OF THE AMERICAS
- **STREET 2:** 27TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10105
- **BUSINESS PHONE:** (212) 813-1010

**MAIL ADDRESS:**
- **STREET 1:** 1345 AVENUE OF THE AMERICAS
- **STREET 2:** 27TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** AEGIS CAPITAL CORP                                      /BD
- **DATE OF NAME CHANGE:** 20020201

### Attached PDF Documents

**Attachment 1:** `public.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000743418

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 12-01-2024

**Report Period End Date:** 11-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** AEGIS CAPITAL CORP.

**Business Address:** 1345 AVENUE OF THE AMERICAS, 27TH FLOOR, NEW YORK, NY, 10105

**Contact Person:** Thomas Poss

**Contact Phone:** 2128131010

### Independent Public Accountant Identification

**Accountant Name:** Nawrocki Smith LLP

**Accountant Address:** 100 Motor Parkway Suite 580, Hauppauge, NY, 11877

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Robert J Eide**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **AEGIS CAPITAL CORP.**, as of **11-30-2025**, are true and correct.

**Signature:** Robert J Eide

**Title:** CEO

**Notarized:** Yes