# EDGAR Filing Document

**Accession Number:** 0001331520
**File Stem:** 0001209191-23-007968
**Filing Date:** 2023-2
**Character Count:** 7052
**Document Hash:** a102d354d5be8f77a12a92d104e0ae3d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001209191-23-007968.hdr.sgml**: 20230209

**ACCESSION NUMBER**: 0001209191-23-007968

**CONFORMED SUBMISSION TYPE**: 5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230209

**DATE AS OF CHANGE**: 20230209

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Hester Kevin
- **CENTRAL INDEX KEY:** 0001482901

**FILING VALUES:**
- **FORM TYPE:** 5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41093
- **FILM NUMBER:** 23602002

**MAIL ADDRESS:**
- **STREET 1:** P.O. BOX 966
- **CITY:** CONWAY
- **STATE:** AR
- **ZIP:** 72033
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HOME BANCSHARES INC
- **CENTRAL INDEX KEY:** 0001331520
- **STANDARD INDUSTRIAL CLASSIFICATION:** STATE COMMERCIAL BANKS [6022]
- **IRS NUMBER:** 710682831
- **STATE OF INCORPORATION:** AR
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 719 HARKRIDER
- **CITY:** CONWAY
- **STATE:** AR
- **ZIP:** 72032
- **BUSINESS PHONE:** 501-339-2929

**MAIL ADDRESS:**
- **STREET 1:** 719 HARKRIDER
- **CITY:** CONWAY
- **STATE:** AR
- **ZIP:** 72032

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 5

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Hester Kevin<br><sub>(Last) (First) (Middle)</sub><br>P.O. BOX 966<br><sub>(Street)</sub><br>CONWAY, AR 72033<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2022-12-31 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_Chief Lending Officer_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>HOME BANCSHARES INC [ HOMB ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock - Performance Based |  |  |  |  |  |  |  | 30000<sup>(1)</sup> | D |  |
| Common Stock |  |  |  |  |  |  |  | 104912 | D |  |
| Common Stock |  |  |  |  |  |  |  | 5931.7907<sup>(2)</sup> | I | By 401(k) |
| Common Stock |  |  |  |  |  |  |  | 7128 | I | By IRA |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Performance Stock Option | $18.46 |  |  |  |  |  |  | <sup>(3)</sup> | 2025-08-23 | Common Stock | 100000 |  | 100000 | D |  |
| Performance Stock Option | $23.32 |  |  |  |  |  |  | <sup>(4)</sup> | 2028-07-19 | Common Stock | 60000 |  | 60000 | D |  |
| Stock Option | $21.25 |  |  |  |  |  |  | <sup>(5)</sup> | 2026-04-20 | Common Stock | 20000 |  | 20000 | D |  |

---

### Footnotes:

(1) The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on March 31, 2021 and the stock will begin vesting on March 31, 2024.

(2) Includes 169.8700 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.

(3) Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 is exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal was met on December 31, 2016. Therefore, the first installment became exercisable on August 24, 2016.

(4) The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met. The performance goal was met on March 31, 2021. Therefore, the first installment became exercisable on March 31, 2022.

(5) The option is exercisable in five equal annual installments. The first installment became exercisable on April 21, 2017.

**Signature:** /s/ Kevin Hester by Micah Osborne  
**Date:** 2023-02-09

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**