# EDGAR Filing Document

**Accession Number:** 0001275893
**File Stem:** 0001085146-23-001086
**Filing Date:** 2023-2
**Character Count:** 23631
**Document Hash:** ce8656594d83feab9b06b39fc0bce82a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001085146-23-001086.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0001085146-23-001086

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230213

**EFFECTIVENESS DATE**: 20230213

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RAMIUS ADVISORS LLC
- **CENTRAL INDEX KEY:** 0001275893
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-10674
- **FILM NUMBER:** 23617134

**BUSINESS ADDRESS:**
- **STREET 1:** 599 LEXINGTON AVENUE, 20TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 2122014829

**MAIL ADDRESS:**
- **STREET 1:** 599 LEXINGTON AVENUE, 20TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** RAMIUS ADVISORS LLC<br>**Address:** 599 LEXINGTON AVENUE 20TH FLOOR<br>NEW YORK, NY 10022

**Form 13F File Number:** 028-10674

**CRD Number (if applicable):** 000110806

**SEC File Number (if applicable):** 801-54785

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Ashley Latourelle<br>**Title:** Chief Compliance Officer<br>**Phone:** (609) 304-6161

**Signature, Place, and Date of Signing:**

/s/ Ashley Latourelle  New York, NY  02-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 176

**Form 13F Information Table Value Total:** $104444602

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 1LIFE HEALTHCARE INC | COM | 68269G107 | BBG0026ZDDR9 | 1322714 | 79157 | SH |  | DFND |  | 79157 | 0 | 0 |
| ACCRETION ACQUISITION CORP | *W EXP 03/01/202 | 00438Y115 |  | 7415 | 396550 | SH |  | DFND |  | 396550 | 0 | 0 |
| ACHARI VENTURES HLDGS CORP I | *W EXP 01/01/202 | 00444X119 |  | 22529 | 450590 | SH |  | DFND |  | 450590 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 | BBG001S6C009 | 1119851 | 14629 | SH |  | DFND |  | 14629 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 | BBG001S6C009 | 74084 | 91600 | SH | Put | DFND |  | 91600 | 0 | 0 |
| AEQUI ACQUISITION CORP | *W EXP 11/30/202 | 00775W110 |  | 4113 | 146927 | SH |  | DFND |  | 146927 | 0 | 0 |
| AETHERIUM ACQUISITION CORP | *W EXP 12/21/202 | 00809J119 |  | 362 | 109789 | SH |  | DFND |  | 109789 | 0 | 0 |
| AGILE GROWTH CORP | *W EXP 03/09/202 | G01202111 |  | 309 | 30550 | SH |  | DFND |  | 30550 | 0 | 0 |
| ALBERTSONS COS INC | COMMON STOCK | 013091103 | BBG009KG1741 | 4601459 | 221864 | SH |  | DFND |  | 221864 | 0 | 0 |
| ALPHA PARTNERS TECH MERGR CO | *W EXP 03/31/202 | G63290103 |  | 2525 | 57398 | SH |  | DFND |  | 57398 | 0 | 0 |
| ALSP ORCHID ACQUISITION CORP | *W EXP 11/30/202 | G0231L123 |  | 4413 | 147074 | SH |  | DFND |  | 147074 | 0 | 0 |
| ANDRETTI ACQUISITION CORP | *W EXP 99/99/999 | G26735129 |  | 2238 | 31794 | SH |  | DFND |  | 31794 | 0 | 0 |
| ANZU SPECIAL ACQUISITIN CORP | *W EXP 01/27/202 | 03737A119 |  | 6435 | 169340 | SH |  | DFND |  | 169340 | 0 | 0 |
| APOLLO ENDOSURGERY INC | COM | 03767D108 | BBG001SJHD44 | 3330 | 14800 | SH | Put | DFND |  | 14800 | 0 | 0 |
| APX ACQUISITION CORP I | *W EXP 11/30/202 | G0440J125 |  | 4000 | 199999 | SH |  | DFND |  | 199999 | 0 | 0 |
| ARMADA ACQUISITION CORP I | *W EXP 08/13/202 | 04208V111 |  | 1342 | 43316 | SH |  | DFND |  | 43316 | 0 | 0 |
| ARROWROOT ACQUISITION CORP | *W EXP 03/02/202 | 04282M110 |  | 853 | 170612 | SH |  | DFND |  | 170612 | 0 | 0 |
| ATLANTIC COASTAL AQSTN CORP | *W EXP 01/13/202 | 04845A116 |  | 13253 | 203900 | SH |  | DFND |  | 203900 | 0 | 0 |
| ATLAS AIR WORLDWIDE HLDGS IN | COM NEW | 049164205 | BBG001SM7BG9 | 2243909 | 22261 | SH |  | DFND |  | 22261 | 0 | 0 |
| AUTHENTIC EQUITY ACQUISTN CO | *W EXP 01/20/202 | G06607124 |  | 1549 | 442551 | SH |  | DFND |  | 442551 | 0 | 0 |
| AVALON ACQUISITION INC | *W EXP 12/31/202 | 05338E119 |  | 17656 | 271626 | SH |  | DFND |  | 271626 | 0 | 0 |
| BANNIX ACQUISITION CORP | *W EXP 07/31/202 | 066644113 |  | 8020 | 320809 | SH |  | DFND |  | 320809 | 0 | 0 |
| BATTERY FUTURE ACQUISITION C | *W EXP 99/99/999 | G0888J124 |  | 640 | 10100 | SH |  | DFND |  | 10100 | 0 | 0 |
| BELONG ACQUISITION CORP | *W EXP 03/23/202 | 08069M110 |  | 1777 | 12701 | SH |  | DFND |  | 12701 | 0 | 0 |
| BIOTECH ACQUISITION COMPANY | *W EXP 11/30/202 | G1125A116 |  | 36392 | 569526 | SH |  | DFND |  | 569526 | 0 | 0 |
| BITE ACQUISITION CORP | *W EXP 02/12/203 | 09175K113 |  | 12592 | 209869 | SH |  | DFND |  | 209869 | 0 | 0 |
| BLACK KNIGHT INC | COM | 09215C105 | BBG00GX77ML3 | 2984254 | 48328 | SH |  | DFND |  | 48328 | 0 | 0 |
| BLOCKCHAIN MOON ACQUISITN CO | *W EXP 10/14/202 | 09370F125 |  | 807 | 41798 | SH |  | DFND |  | 41798 | 0 | 0 |
| BLUE OCEAN ACQUISITION CORP | *W EXP 12/02/202 | G1330L121 |  | 16195 | 215930 | SH |  | DFND |  | 215930 | 0 | 0 |
| BLUERIVER ACQUISITION CORP | *W EXP 01/04/202 | G1261Q115 |  | 794 | 52936 | SH |  | DFND |  | 52936 | 0 | 0 |
| BULLPEN PARLAY ACQUISITION C | *W EXP 12/03/202 | G1792A118 |  | 1250 | 62496 | SH |  | DFND |  | 62496 | 0 | 0 |
| BURTECH ACQUISITION CORP | *W EXP 12/18/202 | 123013112 |  | 1856 | 309538 | SH |  | DFND |  | 309538 | 0 | 0 |
| BYTE ACQUISITION CORP | *W EXP 03/18/202 | G1R25Q113 |  | 11477 | 143463 | SH |  | DFND |  | 143463 | 0 | 0 |
| CAPITALWORKS EMNG MKTS ACQST | *W EXP 11/19/202 | G1889L126 |  | 3933 | 195699 | SH |  | DFND |  | 195699 | 0 | 0 |
| CARNEY TECHNOLOGY ACQU CORP | *W EXP 11/30/202 | 143636116 |  | 2546 | 37875 | SH |  | DFND |  | 37875 | 0 | 0 |
| CENAQ ENERGY CORP | *W EXP 02/04/202 | 15130M110 |  | 9674 | 87949 | SH |  | DFND |  | 87949 | 0 | 0 |
| CF ACQUISITION CORP VIII | *W EXP 03/31/202 | 12520C117 |  | 615 | 21951 | SH |  | DFND |  | 21951 | 0 | 0 |
| CHURCHILL CAPITAL CORP V | *W EXP 10/29/202 | 17144T115 |  | 7164 | 88770 | SH |  | DFND |  | 88770 | 0 | 0 |
| CHURCHILL CAPITAL CORP VI | *W EXP 02/17/202 | 17143W119 |  | 6433 | 107220 | SH |  | DFND |  | 107220 | 0 | 0 |
| CHURCHILL CAPITAL CORP VII | *W EXP 02/29/202 | 17144M110 |  | 19022 | 385062 | SH |  | DFND |  | 385062 | 0 | 0 |
| CIIG CAPITAL PARTNERS II INC | *W EXP 02/28/202 | 12561U117 |  | 34328 | 429100 | SH |  | DFND |  | 429100 | 0 | 0 |
| CONSILIUM ACQUISITN CORP I L | *W EXP 06/01/202 | G2365L119 |  | 8667 | 288925 | SH |  | DFND |  | 288925 | 0 | 0 |
| CONSTELLATION ACQUISITN CORP | *W EXP 01/29/202 | G2R18K113 |  | 6601 | 220046 | SH |  | DFND |  | 220046 | 0 | 0 |
| COUPA SOFTWARE INC | COM | 22266L106 | BBG001V0GVM2 | 277095 | 3500 | SH |  | DFND |  | 3500 | 0 | 0 |
| COUPA SOFTWARE INC | COM | 22266L106 | BBG001V0GVM2 | 4305 | 5300 | SH | Put | DFND |  | 5300 | 0 | 0 |
| D AND Z MEDIA ACQUISITION CO | *W EXP 01/27/202 | 23305Q114 |  | 3313 | 64475 | SH |  | DFND |  | 64475 | 0 | 0 |
| DATA KNIGHTS ACQUISITION COR | *W EXP 11/11/202 | 237699111 |  | 7014 | 202122 | SH |  | DFND |  | 202122 | 0 | 0 |
| DEEP LAKE CAPITAL ACQUSTN CO | *W EXP 01/04/202 | G27029118 |  | 194 | 55632 | SH |  | DFND |  | 55632 | 0 | 0 |
| DHC ACQUISITION CORP | *W EXP 02/25/202 | G2758T117 |  | 943 | 94241 | SH |  | DFND |  | 94241 | 0 | 0 |
| DIGITAL TRANSFORMATN OPT COR | *W EXP 03/31/202 | 25401K115 |  | 10419 | 173636 | SH |  | DFND |  | 173636 | 0 | 0 |
| ECARX HOLDINGS INC | *W EXP 12/20/202 | G29201111 |  | 9683 | 98710 | SH |  | DFND |  | 98710 | 0 | 0 |
| EDIFY ACQUISITION CORP | *W EXP 11/25/202 | 28059Q111 |  | 5043 | 167573 | SH |  | DFND |  | 167573 | 0 | 0 |
| ENERGEM CORP | *W EXP 11/15/202 | G30449121 |  | 7928 | 101766 | SH |  | DFND |  | 101766 | 0 | 0 |
| EXCELFIN ACQUISITION CORP | *W EXP 10/25/202 | 30069X110 |  | 1781 | 59378 | SH |  | DFND |  | 59378 | 0 | 0 |
| FINANCIAL STRATEGIES ACQUISI | *W EXP 03/31/202 | 31772T115 |  | 21110 | 1055521 | SH |  | DFND |  | 1055521 | 0 | 0 |
| FINNOVATE ACQUISITION CORP | *W EXP 09/30/202 | G3R34K111 |  | 13561 | 511755 | SH |  | DFND |  | 511755 | 0 | 0 |
| FINTECH ECOSYSTEM DEVE | *W EXP 04/01/202 | 318136116 |  | 2450 | 35000 | SH |  | DFND |  | 35000 | 0 | 0 |
| FIRST HORIZON CORPORATION | COM | 320517105 | BBG001SCW8R8 | 7763096 | 316861 | SH |  | DFND |  | 316861 | 0 | 0 |
| FOX CORP | CL A COM | 35137L105 | BBG00JHNJX06 | 306281 | 10085 | SH |  | DFND |  | 10085 | 0 | 0 |
| FOXO TECHNOLOGIES INC | *W EXP 08/01/202 | 351471115 |  | 3801 | 141283 | SH |  | DFND |  | 141283 | 0 | 0 |
| FTAC ATHENA ACQUISITION CORP | *W EXP 03/01/202 | G37283119 |  | 2024 | 41300 | SH |  | DFND |  | 41300 | 0 | 0 |
| FTAC HERA ACQUISITION CORP | *W EXP 02/28/202 | G3728Y111 |  | 1293 | 46980 | SH |  | DFND |  | 46980 | 0 | 0 |
| G SQUARED ASCEND II INC | *W EXP 12/31/202 | G42041122 |  | 1337 | 33333 | SH |  | DFND |  | 33333 | 0 | 0 |
| GIGCAPITAL 5 INC | *W EXP 03/28/202 | 37519U117 |  | 21974 | 627844 | SH |  | DFND |  | 627844 | 0 | 0 |
| GLOBALINK INVT INC | *W EXP 12/03/202 | 37892F125 |  | 10156 | 923242 | SH |  | DFND |  | 923242 | 0 | 0 |
| GOAL ACQUISITIONS CORP | *W EXP 02/11/202 | 38021H115 |  | 23874 | 512305 | SH |  | DFND |  | 512305 | 0 | 0 |
| GOLDEN ARROW MERGER CORP | *W EXP 07/31/202 | 380799114 |  | 367 | 55641 | SH |  | DFND |  | 55641 | 0 | 0 |
| GSR II METEORA ACQUISITN COR | *W EXP 02/24/202 | 36263W121 |  | 2236 | 35000 | SH |  | DFND |  | 35000 | 0 | 0 |
| HCM ACQUISITION CO | *W EXP 01/20/202 | G4365A127 |  | 1435 | 84950 | SH |  | DFND |  | 84950 | 0 | 0 |
| HEALTHWELL ACQUISITION CORP | *W EXP 08/05/202 | 42227R117 |  | 4153 | 51909 | SH |  | DFND |  | 51909 | 0 | 0 |
| HH ACQUISITION CO | *W EXP 02/04/202 | G39714129 |  | 8592 | 171470 | SH |  | DFND |  | 171470 | 0 | 0 |
| INCEPTION GROWTH ACQUSTN LTD | *W EXP 10/15/202 | 45333D112 |  | 6707 | 167675 | SH |  | DFND |  | 167675 | 0 | 0 |
| INNOVATIVE INTL ACQUSITIN CO | *W EXP 07/01/202 | G4809M125 |  | 2042 | 81032 | SH |  | DFND |  | 81032 | 0 | 0 |
| INSIGHT ACQUISITION CORP | *W EXP 08/26/202 | 45784L118 |  | 129 | 22645 | SH |  | DFND |  | 22645 | 0 | 0 |
| INTEL CORP | COM | 458140100 | BBG001S5SF65 | 140851 | 90000 | SH | Call | DFND |  | 90000 | 0 | 0 |
| INTERNATIONAL MEDIA ACQUISIT | *W EXP 07/21/202 | 459867115 |  | 11228 | 350876 | SH |  | DFND |  | 350876 | 0 | 0 |
| INVESTCORP EUROPE ACQUISITIO | *W EXP 12/15/202 | G4923T113 |  | 2364 | 52531 | SH |  | DFND |  | 52531 | 0 | 0 |
| IROBOT CORP | COM | 462726100 | BBG001SPB1K4 | 3216769 | 66835 | SH |  | DFND |  | 66835 | 0 | 0 |
| IROBOT CORP | COM | 462726100 | BBG001SPB1K4 | 217500 | 50000 | SH | Put | DFND |  | 50000 | 0 | 0 |
| ISTAR INC | COM | 45031U101 | BBG001SDG572 | 3680063 | 482315 | SH |  | DFND |  | 482315 | 0 | 0 |
| ISTAR INC | COM | 45031U101 | BBG001SDG572 | 10500 | 15000 | SH | Call | DFND |  | 15000 | 0 | 0 |
| ITIQUIRA ACQUISITION CORP | *W EXP 02/03/202 | G49773115 |  | 162 | 21543 | SH |  | DFND |  | 21543 | 0 | 0 |
| JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | G50737124 |  | 8210 | 126313 | SH |  | DFND |  | 126313 | 0 | 0 |
| JETBLUE AWYS CORP | COM | 477143101 | BBG001S9YPC1 | 739174 | 114070 | SH |  | DFND |  | 114070 | 0 | 0 |
| JETBLUE AWYS CORP | COM | 477143101 | BBG001S9YPC1 | 32000 | 50000 | SH | Call | DFND |  | 50000 | 0 | 0 |
| KADEM SUSTAINABLE IMPACT COR | *W EXP 03/16/202 | 48284E113 |  | 1107 | 107445 | SH |  | DFND |  | 107445 | 0 | 0 |
| KAIROS ACQUISITION CORP | *W EXP 11/30/202 | G52110106 |  | 48 | 477863 | SH |  | DFND |  | 477863 | 0 | 0 |
| KALERA PUBLIC LIMITED CO | *W EXP 06/28/202 | G52251116 |  | 5900 | 236010 | SH |  | DFND |  | 236010 | 0 | 0 |
| KERNEL GROUP HOLDINGS INC | *W EXP 02/02/202 | G5259L129 |  | 1619 | 284320 | SH |  | DFND |  | 284320 | 0 | 0 |
| KINS TECHNOLOGY GROUP INC | *W EXP 10/14/202 | 49714K117 |  | 770 | 25553 | SH |  | DFND |  | 25553 | 0 | 0 |
| L CATTERTON ASIA ACQUISITION | *W EXP 03/08/202 | G5346G117 |  | 7106 | 160399 | SH |  | DFND |  | 160399 | 0 | 0 |
| LAMF GLOBAL VENTURES CORP I | *W EXP 11/05/202 | G5338L124 |  | 2854 | 35679 | SH |  | DFND |  | 35679 | 0 | 0 |
| LDH GROWTH CORP I | *W EXP 03/17/202 | G54094126 |  | 925 | 42092 | SH |  | DFND |  | 42092 | 0 | 0 |
| LEVERE HOLDINGS CORP | *W EXP 03/09/202 | G5462L122 |  | 1293 | 32303 | SH |  | DFND |  | 32303 | 0 | 0 |
| LHC GROUP INC | COM | 50187A107 | BBG001SH4TR2 | 2134308 | 13200 | SH |  | DFND |  | 13200 | 0 | 0 |
| LIBERTY RES ACQUISITION CORP | *W EXP 10/31/202 | 53118A113 |  | 20768 | 207673 | SH |  | DFND |  | 207673 | 0 | 0 |
| M3 BRIGADE ACQUISITION II CO | *W EXP 03/09/202 | 553800111 |  | 4395 | 80771 | SH |  | DFND |  | 80771 | 0 | 0 |
| MACONDRAY CAP ACQUISITN CORP | *W EXP 05/31/202 | G5853A115 |  | 21 | 70000 | SH |  | DFND |  | 70000 | 0 | 0 |
| MAGNUM OPUS ACQUISITION LTD | *W EXP 03/06/202 | G5S70A112 |  | 637 | 26516 | SH |  | DFND |  | 26516 | 0 | 0 |
| MANCHESTER UTD PLC NEW | ORD CL A | G5784H106 | BBG0035WV5D7 | 22000 | 20000 | SH | Put | DFND |  | 20000 | 0 | 0 |
| MARBLEGATE ACQUISITION CORP | *W EXP 08/31/202 | 56608A113 |  | 1405 | 35150 | SH |  | DFND |  | 35150 | 0 | 0 |
| MARLIN TECHNOLOGY CORP | *W EXP 01/12/202 | G58411110 |  | 47 | 29551 | SH |  | DFND |  | 29551 | 0 | 0 |
| MAXAR TECHNOLOGIES INC | COM | 57778K105 | BBG00MT6CG16 | 362386 | 7004 | SH |  | DFND |  | 7004 | 0 | 0 |
| MAXPRO CAPITAL ACQUISITN COR | *W EXP 09/27/202 | 57778T114 |  | 12683 | 230600 | SH |  | DFND |  | 230600 | 0 | 0 |
| MERCURY ECOM ACQUISITION COR | *W EXP 07/27/202 | 589381110 |  | 9291 | 185816 | SH |  | DFND |  | 185816 | 0 | 0 |
| MINORITY EQUALITY OPPORTUNIT | *W EXP 08/26/202 | 60436Q118 |  | 32791 | 504486 | SH |  | DFND |  | 504486 | 0 | 0 |
| MOMENTIVE GLOBAL INC | COM | 60878Y108 | BBG00LVGQZM3 | 103663 | 14809 | SH |  | DFND |  | 14809 | 0 | 0 |
| MOMENTIVE GLOBAL INC | COM | 60878Y108 | BBG00LVGQZM3 | 4500 | 85000 | SH | Call | DFND |  | 85000 | 0 | 0 |
| MONTEREY BIO ACQUISITION COR | *W EXP 10/05/202 | 61240F116 |  | 9307 | 286360 | SH |  | DFND |  | 286360 | 0 | 0 |
| MSD ACQUISITION CORP | *W EXP 03/25/202 | G5709C125 |  | 2374 | 30633 | SH |  | DFND |  | 30633 | 0 | 0 |
| NOBLE ROCK ACQUISITION CORP | *W EXP 01/31/202 | G6546R119 |  | 3520 | 70247 | SH |  | DFND |  | 70247 | 0 | 0 |
| NOGIN INC | *W EXP 08/26/202 | 65528N113 |  | 2057 | 105472 | SH |  | DFND |  | 105472 | 0 | 0 |
| NORTHERN STAR INVEST CORP IV | *W EXP 02/25/202 | 66575B119 |  | 470 | 20196 | SH |  | DFND |  | 20196 | 0 | 0 |
| NORTHERN STAR INVSTMNT CORP | *W EXP 01/31/202 | 66573W115 |  | 2788 | 43019 | SH |  | DFND |  | 43019 | 0 | 0 |
| NOVA VISION ACQUISITION CORP | *W EXP 12/31/202 | G6759A118 |  | 4716 | 174035 | SH |  | DFND |  | 174035 | 0 | 0 |
| NRG ENERGY INC | COM NEW | 629377508 | BBG001SDD8F0 | 2204266 | 69273 | SH |  | DFND |  | 69273 | 0 | 0 |
| OCA ACQUISITION CORP | *W EXP 01/14/202 | 670865112 |  | 1585 | 160091 | SH |  | DFND |  | 160091 | 0 | 0 |
| OCEANTECH ACQUISITIONS I COR | *W EXP 99/99/999 | 675507115 |  | 2005 | 51400 | SH |  | DFND |  | 51400 | 0 | 0 |
| OMNILIT ACQUISITION CORP | *W EXP 11/08/202 | 68218C116 |  | 1459 | 44929 | SH |  | DFND |  | 44929 | 0 | 0 |
| OPIANT PHARMACEUTICALS INC | COM | 683750103 | BBG001ST4X51 | 1121443 | 55298 | SH |  | DFND |  | 55298 | 0 | 0 |
| OSIRIS ACQUISITION CORP | *W EXP 05/01/202 | 68829A111 |  | 2307 | 56126 | SH |  | DFND |  | 56126 | 0 | 0 |
| OXBRIDGE ACQUISITION CORP | *W EXP 08/04/202 | G6855L117 |  | 13885 | 433934 | SH |  | DFND |  | 433934 | 0 | 0 |
| PEARL HOLDINGS ACQUISITN COR | *W EXP 12/15/202 | G44525114 |  | 1390 | 19880 | SH |  | DFND |  | 19880 | 0 | 0 |
| PEPPERLIME HEALTH ACQUSTN CO | *W EXP 10/01/202 | G70021111 |  | 1432 | 93525 | SH |  | DFND |  | 93525 | 0 | 0 |
| PERCEPTION CAPITAL CORP II | *W EXP 10/25/202 | G7007D110 |  | 908 | 45846 | SH |  | DFND |  | 45846 | 0 | 0 |
| PINE TECHNOLOGY ACQUISITN CO | *W EXP 03/31/202 | 722850112 |  | 129 | 76115 | SH |  | DFND |  | 76115 | 0 | 0 |
| PIONEER MERGER CORP | *W EXP 01/07/202 | G7S24C111 |  | 51 | 101601 | SH |  | DFND |  | 101601 | 0 | 0 |
| PONO CAPITAL CORP | *W EXP 09/30/202 | 732450119 |  | 22679 | 348918 | SH |  | DFND |  | 348918 | 0 | 0 |
| POWERED BRANDS | *W EXP 01/07/202 | G7209M116 |  | 13 | 41890 | SH |  | DFND |  | 41890 | 0 | 0 |
| PRIME IMPACT ACQUISITION I | *W EXP 10/01/203 | G61074129 |  | 7712 | 387550 | SH |  | DFND |  | 387550 | 0 | 0 |
| PRIVETERRA ACQUISITION CORP | *W EXP 02/28/202 | 74275N110 |  | 3000 | 65792 | SH |  | DFND |  | 65792 | 0 | 0 |
| PROGRESS ACQUISITION CORP | *W EXP 11/11/202 | 74327P113 |  | 15977 | 254811 | SH |  | DFND |  | 254811 | 0 | 0 |
| PROOF ACQUISITION CORP I | *W EXP 99/99/999 | 74349W112 |  | 614 | 20000 | SH |  | DFND |  | 20000 | 0 | 0 |
| PROSPECTOR CAPITAL CORP | *W EXP 01/11/202 | G7273A113 |  | 1316 | 76935 | SH |  | DFND |  | 76935 | 0 | 0 |
| PYROPHYTE ACQUISITION CORP | *W EXP 05/03/202 | G7308P127 |  | 6174 | 82324 | SH |  | DFND |  | 82324 | 0 | 0 |
| RMG ACQUISITION CORP III | *W EXP 02/08/202 | G76088122 |  | 1388 | 46236 | SH |  | DFND |  | 46236 | 0 | 0 |
| ROSECLIFF ACQUISITION CORP I | *W EXP 02/11/202 | 77732R111 |  | 661 | 22026 | SH |  | DFND |  | 22026 | 0 | 0 |
| SCION TECH GROWTH II | *W EXP 01/28/202 | G31070116 |  | 321 | 89253 | SH |  | DFND |  | 89253 | 0 | 0 |
| SEAPORT CALIBRE MATLS ACQUIS | *W EXP 10/28/202 | 812204113 |  | 1050 | 30003 | SH |  | DFND |  | 30003 | 0 | 0 |
| SEAPORT GLOBAL ACQUISITION I | *W EXP 11/17/202 | 81221H113 |  | 2697 | 269755 | SH |  | DFND |  | 269755 | 0 | 0 |
| SENIOR CONNECT ACQUISITN COR | *W EXP 12/31/202 | 81723H116 |  | 4786 | 79635 | SH |  | DFND |  | 79635 | 0 | 0 |
| SIGNIFY HEALTH INC | CL A COM | 82671G100 | BBG00YZ6JB44 | 30150 | 33500 | SH | Put | DFND |  | 33500 | 0 | 0 |
| SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 | BBG001SP0YQ8 | 23008410 | 354030 | SH |  | DFND |  | 354030 | 0 | 0 |
| SILVER SPIKE ACQUISITN CORP | *W EXP 02/26/202 | G8201H113 |  | 795 | 26500 | SH |  | DFND |  | 26500 | 0 | 0 |
| SPIRIT AIRLS INC | COM | 848577102 | BBG001S70KL3 | 7284273 | 373936 | SH |  | DFND |  | 373936 | 0 | 0 |
| SPREE ACQUISITION CORP 1 LTD | *W EXP 12/22/202 | G83745128 |  | 3634 | 90185 | SH |  | DFND |  | 90185 | 0 | 0 |
| SPRINGBIG HOLDINGS INC | *W EXP 06/14/202 | 85021Q116 |  | 395 | 18700 | SH |  | DFND |  | 18700 | 0 | 0 |
| SPRINGWATER SPL SITUATIONS C | *W EXP 12/01/202 | 85205U115 |  | 552 | 27607 | SH |  | DFND |  | 27607 | 0 | 0 |
| STONEBRIDGE ACQUISITION CORP | *W EXP 03/31/202 | G85094129 |  | 4831 | 186532 | SH |  | DFND |  | 186532 | 0 | 0 |
| STORE CAP CORP | COM | 862121100 | BBG00265T6X6 | 6339961 | 197753 | SH |  | DFND |  | 197753 | 0 | 0 |
| STRATIM CLOUD ACQUISITION CO | *W EXP 03/05/202 | 86309R115 |  | 939 | 93910 | SH |  | DFND |  | 93910 | 0 | 0 |
| SWIFTMERGE ACQUISITION CORP | *W EXP 12/13/202 | G63836111 |  | 1427 | 19440 | SH |  | DFND |  | 19440 | 0 | 0 |
| TAILWIND ACQUISITION CORP | *W EXP 09/07/202 | 87403Q110 |  | 10990 | 157002 | SH |  | DFND |  | 157002 | 0 | 0 |
| TALON 1 ACQUISITION CORP | *W EXP 07/30/202 | G86656116 |  | 2330 | 116500 | SH |  | DFND |  | 116500 | 0 | 0 |
| TB SA ACQUISITION CORP | *W EXP 03/25/202 | G8657L121 |  | 1770 | 58031 | SH |  | DFND |  | 58031 | 0 | 0 |
| TECH AND ENERGY TRANSITION | *W EXP 03/31/202 | 87823R110 |  | 9451 | 285529 | SH |  | DFND |  | 285529 | 0 | 0 |
| TECHNOLOGY  TELECOM ACQ COR | *W EXP 04/15/202 | G87119114 |  | 903 | 30000 | SH |  | DFND |  | 30000 | 0 | 0 |
| TEGNA INC | COM | 87901J105 | BBG001S5RHD4 | 673482 | 31783 | SH |  | DFND |  | 31783 | 0 | 0 |
| TG VENTURE ACQUISITION CORP | *W EXP 08/15/202 | 87251T117 |  | 4989 | 83154 | SH |  | DFND |  | 83154 | 0 | 0 |
| THE GROWTH FOR GOOD ACQU COR | *W EXP 11/12/202 | G41522114 |  | 1107 | 29080 | SH |  | DFND |  | 29080 | 0 | 0 |
| THRIVE ACQUISITION CORPORATI | *W EXP 10/31/202 | G7158C119 |  | 304 | 30000 | SH |  | DFND |  | 30000 | 0 | 0 |
| TKB CRITICAL TECHNOLOGIES 1 | *W EXP 10/20/202 | G88935120 |  | 1194 | 55000 | SH |  | DFND |  | 55000 | 0 | 0 |
| TLGY ACQUISITION CORPORATION | *W EXP 11/09/202 | G8656T125 |  | 1065 | 57299 | SH |  | DFND |  | 57299 | 0 | 0 |
| TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 | BBG001S68BK8 | 21299457 | 493043 | SH |  | DFND |  | 493043 | 0 | 0 |
| TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 | BBG001S68BK8 | 78316 | 16100 | SH | Put | DFND |  | 16100 | 0 | 0 |
| TRINE II ACQUISITION CORP | *W EXP 99/99/999 | G9059F118 |  | 10785 | 134980 | SH |  | DFND |  | 134980 | 0 | 0 |
| TWELVE SEAS INVESTMENT CO II | *W EXP 03/02/202 | 90118T114 |  | 3334 | 211006 | SH |  | DFND |  | 211006 | 0 | 0 |
| TZP STRATEGIES ACQUISTN CORP | *W EXP 01/06/202 | G91595119 |  | 9917 | 404813 | SH |  | DFND |  | 404813 | 0 | 0 |
| VMWARE INC | CL A COM | 928563402 | BBG001S6TFZ0 | 10056131 | 81917 | SH |  | DFND |  | 81917 | 0 | 0 |
| VPC IMPACT ACQUISITION HLDG | *W EXP 03/05/202 | G9460L118 |  | 332 | 27197 | SH |  | DFND |  | 27197 | 0 | 0 |
| WILLIAMS ROWLAND ACQUISITION | *W EXP 12/11/202 | 96951B110 |  | 26408 | 585535 | SH |  | DFND |  | 585535 | 0 | 0 |
| WINVEST ACQUISITION CORP | *W EXP 08/09/202 | 97655B117 |  | 7308 | 429847 | SH |  | DFND |  | 429847 | 0 | 0 |
| WORLD QUANTUM GROWTH ACQUISI | *W EXP 08/04/202 | G5596W127 |  | 249 | 24900 | SH |  | DFND |  | 24900 | 0 | 0 |
| WORLDWIDE WEBB ACQUISITION C | *W EXP 10/20/202 | G97775111 |  | 1158 | 38489 | SH |  | DFND |  | 38489 | 0 | 0 |
| XPAC ACQUISITION CORP | *W EXP 99/99/999 | G9831X122 |  | 14225 | 87916 | SH |  | DFND |  | 87916 | 0 | 0 |
| YAMANA GOLD INC | COM | 98462Y100 | BBG001S7X4Y9 | 166500 | 30000 | SH |  | DFND |  | 30000 | 0 | 0 |

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