# EDGAR Filing Document

**Accession Number:** 0001755393
**File Stem:** 0001755393-26-000002
**Filing Date:** 2026-3
**Character Count:** 2387
**Document Hash:** 22992a1c01a6721c16c8b7500a618be2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001755393-26-000002.hdr.sgml**: 20260316

**ACCESSION NUMBER**: 0001755393-26-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260316

**DATE AS OF CHANGE**: 20260316

**EFFECTIVENESS DATE**: 20260316

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HUATAI SECURITIES (USA), INC.
- **CENTRAL INDEX KEY:** 0001755393

**ORGANIZATION NAME:**
- **EIN:** 831769430
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-70231
- **FILM NUMBER:** 26758116

**BUSINESS ADDRESS:**
- **STREET 1:** 280 PARK AVE
- **STREET 2:** 21 FLOOR EAST
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
- **BUSINESS PHONE:** 212-763-8180

**MAIL ADDRESS:**
- **STREET 1:** 280 PARK AVE
- **STREET 2:** 21 FLOOR EAST
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017

### Attached PDF Documents

**Attachment 1:** `HuataiPublic2025.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001755393

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** HUATAI SECURITIES (USA), INC.

**Business Address:** 280 PARK AVE, 21 FLOOR EAST, NEW YORK, NY, 10017

**Contact Person:** Dmitriy Rutitskiy

**Contact Phone:** 2127514422

### Independent Public Accountant Identification

**Accountant Name:** WithumSmithBrown, PC

**Accountant Address:** 200 Jefferson Park, Suite 400, Whippany, NJ, 07981

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Bryan Lin**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **HUATAI SECURITIES (USA), INC.**, as of **12-31-2025**, are true and correct.

**Signature:** Bryan Lin

**Title:** Chief Executive Officer