# EDGAR Filing Document

**Accession Number:** 0001801241
**File Stem:** 0001801241-23-000002
**Filing Date:** 2023-1
**Character Count:** 43448
**Document Hash:** 1b0f0931a74f91e33a525a07a78502f5
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001801241-23-000002.hdr.sgml**: 20230131

**ACCESSION NUMBER**: 0001801241-23-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230131

**DATE AS OF CHANGE**: 20230131

**EFFECTIVENESS DATE**: 20230131

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RE Dickinson Investment Advisors, LLC
- **CENTRAL INDEX KEY:** 0001801241
- **IRS NUMBER:** 421481540
- **STATE OF INCORPORATION:** IA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-21994
- **FILM NUMBER:** 23570802

**BUSINESS ADDRESS:**
- **STREET 1:** 535 W BROADWAY, SUITE 301
- **CITY:** COUNCIL BLUFFS
- **STATE:** IA
- **ZIP:** 51503
- **BUSINESS PHONE:** 712-256-4856

**MAIL ADDRESS:**
- **STREET 1:** 535 W BROADWAY, SUITE 301
- **CITY:** COUNCIL BLUFFS
- **STATE:** IA
- **ZIP:** 51503

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** RE Dickinson Investment Advisors LLC<br>**Address:** 535 W BROADWAY SUITE 301<br>COUNCIL BLUFFS, IA 51503

**Form 13F File Number:** 028-21994

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Chris Adkins<br>**Title:** Operations Assistant<br>**Phone:** 712-256-4856

**Signature, Place, and Date of Signing:**

Christopher L Adkins  Council Bluffs, IA  01-31-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 417

**Form 13F Information Table Value Total:** $242121

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M CO | COM | 88579Y101 |  | 4 | 30 | SH |  | SOLE |  | 30 | 0 | 0 |
| A T  T INC | COM | 00206R102 |  | 39 | 2102 | SH |  | SOLE |  | 2102 | 0 | 0 |
| A T Y R PHARMA INC | COM | 002120202 |  | 1 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| ABBOTT LABORATORIES | COM | 002824100 |  | 76 | 692 | SH |  | OTR |  | 0 | 0 | 692 |
| ABBOTT LABORATORIES | COM | 002824100 |  | 12 | 105 | SH |  | SOLE |  | 105 | 0 | 0 |
| ABBVIE INC | COM | 00287Y109 |  | 156 | 964 | SH |  | SOLE |  | 964 | 0 | 0 |
| ADAMS DIVERSIFIED EQUITY | CEM | 006212104 |  | 4 | 288 | SH |  | SOLE |  | 288 | 0 | 0 |
| ADIENT PLC             F | FGO | G0084W101 |  | 1 | 39 | SH |  | SOLE |  | 39 | 0 | 0 |
| ADVANCED DRAINAGE SY | COM | 00790R104 |  | 349 | 4257 | SH |  | SOLE |  | 4257 | 0 | 0 |
| ADVANCED MICRO DEVIC | COM | 007903107 |  | 2 | 35 | SH |  | SOLE |  | 35 | 0 | 0 |
| AEROJET ROCKETDYNE HOLDI | COM | 007800105 |  | 3 | 59 | SH |  | SOLE |  | 59 | 0 | 0 |
| ALAMOS GOLD INC        FCLASS                  A | FGC | 011532108 |  | 0 | 30 | SH |  | SOLE |  | 30 | 0 | 0 |
| ALCOA CORP | COM | 013872106 |  | 1 | 23 | SH |  | OTR |  | 0 | 0 | 23 |
| ALCOA CORP | COM | 013872106 |  | 2 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| ALLIANT ENERGY CORP | COM | 018802108 |  | 22 | 400 | SH |  | SOLE |  | 400 | 0 | 0 |
| ALLSPRING EMERGING MARKETS EQUITY A | MFA | 94984B389 |  | 91 | 4016 | SH |  | SOLE |  | 4016 | 0 | 0 |
| ALPHABET INC.           CLASS                  A | COM | 02079K305 |  | 276 | 3132 | SH |  | SOLE |  | 3132 | 0 | 0 |
| ALPHABET INC.           CLASS                  C | COM | 02079K107 |  | 12 | 140 | SH |  | OTR |  | 0 | 0 | 140 |
| ALPHABET INC.           CLASS                  C | COM | 02079K107 |  | 193 | 2170 | SH |  | SOLE |  | 2170 | 0 | 0 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 115 | 2520 | SH |  | SOLE |  | 2520 | 0 | 0 |
| AMAZON.COM INC | COM | 023135106 |  | 29 | 340 | SH |  | OTR |  | 0 | 0 | 340 |
| AMAZON.COM INC | COM | 023135106 |  | 64 | 759 | SH |  | SOLE |  | 759 | 0 | 0 |
| AMC ENTERTAINMEN  PFDPFD | PRE | 00165C203 |  | 3 | 2446 | SH |  | SOLE |  | 2446 | 0 | 0 |
| AMC ENTERTAINMENT       CLASS                  A | COM | 00165C104 |  | 5 | 1106 | SH |  | SOLE |  | 1106 | 0 | 0 |
| AMERICAN CENTURY ULTRA INV | MFA | 025083882 |  | 20 | 364 | SH |  | SOLE |  | 364 | 0 | 0 |
| AMERICAN FUNDS AMCAP A | MPL | 023375108 |  | 88 | 2911 | SH |  | SOLE |  | 2911 | 0 | 0 |
| AMERICAN FUNDS AMERICAN BALANCED A | MPL | 024071102 |  | 93 | 3230 | SH |  | SOLE |  | 3230 | 0 | 0 |
| AMERICAN FUNDS AMERICAN HIGH-INC A | MPB | 026547109 |  | 41 | 4498 | SH |  | SOLE |  | 4498 | 0 | 0 |
| AMERICAN FUNDS AMERICAN MUTUAL A | MPL | 027681105 |  | 12 | 255 | SH |  | SOLE |  | 255 | 0 | 0 |
| AMERICAN FUNDS CAPITAL INCOME BLDR A | MPL | 140193103 |  | 3 | 41 | SH |  | SOLE |  | 41 | 0 | 0 |
| AMERICAN FUNDS CAPITAL WORLD GR A | MPL | 140543109 |  | 40 | 768 | SH |  | SOLE |  | 768 | 0 | 0 |
| AMERICAN FUNDS CAPITAL WORLD GR F1 | MFA | 140543406 |  | 143 | 2786 | SH |  | SOLE |  | 2786 | 0 | 0 |
| AMERICAN FUNDS EUROPACIFIC GROWTH A | MPL | 298706102 |  | 32 | 651 | SH |  | SOLE |  | 651 | 0 | 0 |
| AMERICAN FUNDS FUNDAMENTAL INVS A | MPL | 360802102 |  | 24 | 396 | SH |  | SOLE |  | 396 | 0 | 0 |
| AMERICAN FUNDS FUNDAMENTAL INVS F2 | MFC | 360802821 |  | 0 | 0 | SH |  | SOLE |  | 0 | 0 | 0 |
| AMERICAN FUNDS GROWTH FUND OF AMER A | MPL | 399874106 |  | 87 | 1753 | SH |  | SOLE |  | 1753 | 0 | 0 |
| AMERICAN FUNDS GROWTH FUND OF AMER F1 | MFA | 399874403 |  | 19 | 378 | SH |  | SOLE |  | 378 | 0 | 0 |
| AMERICAN FUNDS INCOME FUND OF AMER A | MPL | 453320103 |  | 102 | 4492 | SH |  | SOLE |  | 4492 | 0 | 0 |
| AMERICAN FUNDS INTL GR AND INC F1 | MFA | 45956T402 |  | 13 | 395 | SH |  | SOLE |  | 395 | 0 | 0 |
| AMERICAN FUNDS INVMT CO OF AMER A | MPL | 461308108 |  | 63 | 1537 | SH |  | SOLE |  | 1537 | 0 | 0 |
| AMERICAN FUNDS NEW PERSPECTIVE A | MPL | 648018109 |  | 254 | 5375 | SH |  | SOLE |  | 5375 | 0 | 0 |
| AMERICAN FUNDS NEW WORLD A | MPL | 649280104 |  | 24 | 367 | SH |  | SOLE |  | 367 | 0 | 0 |
| AMERICAN FUNDS TAX-EXEMPT BOND A | MPB | 876902107 |  | 3 | 246 | SH |  | SOLE |  | 246 | 0 | 0 |
| AMERICAN FUNDS WASHINGTON MUTUAL A | MPL | 939330106 |  | 30 | 582 | SH |  | SOLE |  | 582 | 0 | 0 |
| AMERICAN OUTDOOR BRANDS | COM | 02875D109 |  | 1 | 75 | SH |  | SOLE |  | 75 | 0 | 0 |
| AMERN TOWER CORP        REIT | RET | 03027X100 |  | 294 | 1388 | SH |  | SOLE |  | 1388 | 0 | 0 |
| AMG GW SMALL CAP VALUE N | MFA | 00170K208 |  | 3 | 114 | SH |  | SOLE |  | 114 | 0 | 0 |
| AMG YACKTMAN I | MFC | 00170K588 |  | 192 | 9100 | SH |  | SOLE |  | 9100 | 0 | 0 |
| AMGEN INC. | COM | 031162100 |  | 565 | 2152 | SH |  | SOLE |  | 2152 | 0 | 0 |
| ANALOG DEVICES INC | COM | 032654105 |  | 19 | 113 | SH |  | SOLE |  | 113 | 0 | 0 |
| APOLLO DIVERSIFIED CREDIT FD CL I | MFC | 39822Y307 |  | 152 | 7283 | SH |  | SOLE |  | 7283 | 0 | 0 |
| APOLLO DIVERSIFIED RE FD CL A | MFA | 39822J102 |  | 11492 | 411466 | SH |  | SOLE |  | 411466 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 15 | 119 | SH |  | OTR |  | 0 | 0 | 119 |
| APPLE INC | COM | 037833100 |  | 4103 | 31577 | SH |  | SOLE |  | 31577 | 0 | 0 |
| APPLIED MATERIALS | COM | 038222105 |  | 19 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| ARCBEST CORP | COM | 03937C105 |  | 11 | 150 | SH |  | SOLE |  | 150 | 0 | 0 |
| ARCHER-DANIELS-MIDLN | COM | 039483102 |  | 0 | 1 | SH |  | SOLE |  | 1 | 0 | 0 |
| ARCONIC CORP | COM | 03966V107 |  | 0 | 17 | SH |  | OTR |  | 0 | 0 | 17 |
| AURORA CANNABIS INC    F | FGC | 05156X884 |  | 0 | 4 | SH |  | SOLE |  | 4 | 0 | 0 |
| AUTO DATA PROCESSING | COM | 053015103 |  | 294 | 1230 | SH |  | SOLE |  | 1230 | 0 | 0 |
| AXON ENTERPRISE INC | COM | 05464C101 |  | 2 | 11 | SH |  | OTR |  | 0 | 0 | 11 |
| B EUROPEAN VALUE     FSPONSORED ADR           1 ADR REPS    4  ORD SHS | ADR | 05590Y100 |  | 3 | 160 | SH |  | SOLE |  | 160 | 0 | 0 |
| BAIRD CORE PLUS BOND INST | MFB | 057071870 |  | 0 | 36 | SH |  | SOLE |  | 36 | 0 | 0 |
| BALANCED POOL | MFO | 808516306 |  | 177 | 2697 | SH |  | SOLE |  | 2697 | 0 | 0 |
| BANK AMERICA CORP | COM | 060505104 |  | 94 | 2845 | SH |  | SOLE |  | 2845 | 0 | 0 |
| BARON EMERGING MARKETS INSTITUTIONAL | MFC | 06828M876 |  | 4602 | 352950 | SH |  | SOLE |  | 352950 | 0 | 0 |
| BARON EMERGING MARKETS RETAIL | MFA | 06828M884 |  | 1808 | 139644 | SH |  | SOLE |  | 139644 | 0 | 0 |
| BARON GROWTH RETAIL | MFA | 068278209 |  | 171 | 2011 | SH |  | SOLE |  | 2011 | 0 | 0 |
| BARON HEALTH CARE RETAIL | MFA | 06828M678 |  | 9 | 519 | SH |  | SOLE |  | 519 | 0 | 0 |
| BARON INTERNATIONAL GROWTH INSTITUTIONAL | MFC | 06828M603 |  | 5841 | 240466 | SH |  | SOLE |  | 240466 | 0 | 0 |
| BARON INTERNATIONAL GROWTH RETAIL | MFA | 06828M306 |  | 2145 | 90137 | SH |  | SOLE |  | 90137 | 0 | 0 |
| BAXTER INTERNTNL | COM | 071813109 |  | 18 | 345 | SH |  | SOLE |  | 345 | 0 | 0 |
| BECTON DICKINSON | COM | 075887109 |  | 21 | 84 | SH |  | SOLE |  | 84 | 0 | 0 |
| BERKSHIRE HATHAWAY      CLASS                  B | COM | 084670702 |  | 109 | 352 | SH |  | OTR |  | 0 | 0 | 352 |
| BERKSHIRE HATHAWAY      CLASS                  B | COM | 084670702 |  | 6001 | 19426 | SH |  | SOLE |  | 19426 | 0 | 0 |
| BEST BUY INC | COM | 086516101 |  | 3 | 42 | SH |  | SOLE |  | 42 | 0 | 0 |
| BLACKSTONE INC | COM | 09260D107 |  | 2 | 33 | SH |  | SOLE |  | 33 | 0 | 0 |
| BLOCK INC               CLASS                  A | COM | 852234103 |  | 6 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| BLUEROCK TOTAL INCOME REAL ESTATE A | MFA | 09630D209 |  | 9765 | 277900 | SH |  | SOLE |  | 277900 | 0 | 0 |
| BLUEROCK TOTAL INCOME REAL ESTATE I | MFC | 09630D407 |  | 164 | 4549 | SH |  | SOLE |  | 4549 | 0 | 0 |
| BLUESTAR ISRAEL         TECHNOLOGY ETF | UIE | 26924G870 |  | 9 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| BOEING CO | COM | 097023105 |  | 22 | 116 | SH |  | SOLE |  | 116 | 0 | 0 |
| BOX INC                 CLASS                  A | COM | 10316T104 |  | 3 | 90 | SH |  | SOLE |  | 90 | 0 | 0 |
| BP PLC                 FSPONSORED ADR           1 ADR REPS    6  ORD SHS | ADR | 055622104 |  | 108 | 3104 | SH |  | SOLE |  | 3104 | 0 | 0 |
| BRISTOL-MYERS SQUIBB | COM | 110122108 |  | 25 | 350 | SH |  | SOLE |  | 350 | 0 | 0 |
| BROOKFIELD ASSET MANAG FCLASS                  A | FGC | 113004105 |  | 48 | 1676 | SH |  | SOLE |  | 1676 | 0 | 0 |
| BROOKFIELD BUSINESS P LP | MLP | G16234109 |  | 0 | 19 | SH |  | SOLE |  | 19 | 0 | 0 |
| BROOKFIELD CORP        FCLASS                  A | FGC | 11271J107 |  | 209 | 6658 | SH |  | SOLE |  | 6658 | 0 | 0 |
| BROOKFIELD INFRASTRUC LP | MLP | G16252101 |  | 3402 | 109774 | SH |  | SOLE |  | 109774 | 0 | 0 |
| BROOKFIELD INFRASTRUCT FCLASS                  A | FGC | 11275Q107 |  | 674 | 17328 | SH |  | SOLE |  | 17328 | 0 | 0 |
| BROOKFIELD REINSURANCE F | FGO | G16250105 |  | 2 | 58 | SH |  | SOLE |  | 58 | 0 | 0 |
| BROWN ADVISORY GROWTH EQUITY INV | MFA | 115233504 |  | 42 | 2003 | SH |  | SOLE |  | 2003 | 0 | 0 |
| CARNIVAL CORP          F | FGO | 143658300 |  | 1 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| CASEYS GEN STORES | COM | 147528103 |  | 7 | 30 | SH |  | SOLE |  | 30 | 0 | 0 |
| CATERPILLAR INC | COM | 149123101 |  | 539 | 2250 | SH |  | SOLE |  | 2250 | 0 | 0 |
| CHARGEPOINT HOLDINGS INCCLASS                  A | COM | 15961R105 |  | 0 | 35 | SH |  | SOLE |  | 35 | 0 | 0 |
| CHARLES SCHWAB US MC    ETF | UIE | 808524508 |  | 8660 | 131985 | SH |  | SOLE |  | 131985 | 0 | 0 |
| CHARLOTTES WEB HLDGS I F | FGC | 16106R109 |  | 0 | 248 | SH |  | SOLE |  | 248 | 0 | 0 |
| CHEVRON CORP | COM | 166764100 |  | 238 | 1327 | SH |  | SOLE |  | 1327 | 0 | 0 |
| CHUBB LTD              F | FGO | H1467J104 |  | 11 | 51 | SH |  | SOLE |  | 51 | 0 | 0 |
| CION ARES DIVERSIFIED CREDIT A | MFF | 17260G103 |  | 8617 | 361154 | SH |  | SOLE |  | 361154 | 0 | 0 |
| CISCO SYSTEMS INC | COM | 17275R102 |  | 26 | 555 | SH |  | SOLE |  | 555 | 0 | 0 |
| CLOROX CO | COM | 189054109 |  | 49 | 346 | SH |  | SOLE |  | 346 | 0 | 0 |
| CLOUDFLARE INC          CLASS                  A | COM | 18915M107 |  | 2 | 51 | SH |  | OTR |  | 0 | 0 | 51 |
| COHEN  STEERS GLOBAL INFRASTRUCTURE A | MFA | 19248B107 |  | 8061 | 372344 | SH |  | SOLE |  | 372344 | 0 | 0 |
| COHEN  STEERS PREFERRED SEC  INC A | MFF | 19248X109 |  | 3817 | 325722 | SH |  | SOLE |  | 325722 | 0 | 0 |
| COHEN  STEERS REALTY SHARES L | MFA | 192476109 |  | 108 | 1848 | SH |  | SOLE |  | 1848 | 0 | 0 |
| COLUMBIA INTERNATIONAL DIV INC INST | MFA | 19765P166 |  | 8 | 496 | SH |  | SOLE |  | 496 | 0 | 0 |
| COLUMBIA LARGE CAP VALUE A | MFA | 19763P390 |  | 22 | 1450 | SH |  | SOLE |  | 1450 | 0 | 0 |
| COLUMBIA SELIGMAN GLOBAL TECH A | MFA | 19766H320 |  | 41 | 849 | SH |  | SOLE |  | 849 | 0 | 0 |
| COMCAST CORP NEW        CLASS                  A | COM | 20030N101 |  | 12 | 350 | SH |  | SOLE |  | 350 | 0 | 0 |
| COMPASS MINERALS INT | COM | 20451N101 |  | 4 | 101 | SH |  | OTR |  | 0 | 0 | 101 |
| CONAGRA BRANDS INC | COM | 205887102 |  | 105 | 2702 | SH |  | SOLE |  | 2702 | 0 | 0 |
| CONSOLIDATED EDISON | COM | 209115104 |  | 19 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| COSTCO WHOLESALE CO | COM | 22160K105 |  | 8 | 18 | SH |  | SOLE |  | 18 | 0 | 0 |
| CROWDSTRIKE HLDGS INC   CLASS                  A | COM | 22788C105 |  | 3 | 24 | SH |  | OTR |  | 0 | 0 | 24 |
| CUMMINS INC | COM | 231021106 |  | 26 | 107 | SH |  | SOLE |  | 107 | 0 | 0 |
| CVS HEALTH CORP | COM | 126650100 |  | 5 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| DANAHER CORP | COM | 235851102 |  | 27 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| DEERE  CO | COM | 244199105 |  | 334 | 778 | SH |  | OTR |  | 0 | 0 | 778 |
| DEERE  CO | COM | 244199105 |  | 1 | 1 | SH |  | SOLE |  | 1 | 0 | 0 |
| DELAWARE IVY CORE EQUITY FUND CLASS A | MFA | 466000106 |  | 6 | 454 | SH |  | SOLE |  | 454 | 0 | 0 |
| DELEK US HOLDINGS INC NE | COM | 24665A103 |  | 3 | 126 | SH |  | OTR |  | 0 | 0 | 126 |
| DOCUSIGN INC | COM | 256163106 |  | 2 | 34 | SH |  | OTR |  | 0 | 0 | 34 |
| DODGE  COX INCOME I | MFB | 256210105 |  | 0 | 0 | SH |  | SOLE |  | 0 | 0 | 0 |
| DODGE  COX STOCK I | MFC | 256219106 |  | 77 | 356 | SH |  | SOLE |  | 356 | 0 | 0 |
| DOMINION ENERGY INC | COM | 25746U109 |  | 12 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| DOUBLELINE LOW DUR EMERG MKTS FXD INC I | MFB | 258620772 |  | 2 | 221 | SH |  | SOLE |  | 221 | 0 | 0 |
| DOUBLELINE TOTAL RETURN BOND I | MFB | 258620103 |  | 1170 | 133359 | SH |  | SOLE |  | 133359 | 0 | 0 |
| DOUBLELINE TOTAL RETURN BOND N | MFF | 258620202 |  | 621 | 70838 | SH |  | SOLE |  | 70838 | 0 | 0 |
| DUKE ENERGY CORP | COM | 26441C204 |  | 73 | 709 | SH |  | SOLE |  | 709 | 0 | 0 |
| DUTCH BROS INC          CLASS                  A | COM | 26701L100 |  | 1 | 50 | SH |  | OTR |  | 0 | 0 | 50 |
| DWS FLOATING RATE S | MFF | 25157W883 |  | 16 | 2130 | SH |  | SOLE |  | 2130 | 0 | 0 |
| EMERSON ELECTRIC CO | COM | 291011104 |  | 18 | 183 | SH |  | SOLE |  | 183 | 0 | 0 |
| ENBRIDGE INC           F | FGC | 29250N105 |  | 8 | 206 | SH |  | SOLE |  | 206 | 0 | 0 |
| ENERGY RECOVERY INC | COM | 29270J100 |  | 20 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| ENERGY SELECT SECTOR    SPDR ETF | UIE | 81369Y506 |  | 14 | 160 | SH |  | SOLE |  | 160 | 0 | 0 |
| ENTERPRISE PRODS PART LP | MLP | 293792107 |  | 83 | 3430 | SH |  | SOLE |  | 3430 | 0 | 0 |
| EXTRA SPACE STORAGE     REIT | RET | 30225T102 |  | 9 | 64 | SH |  | SOLE |  | 64 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 59 | 533 | SH |  | SOLE |  | 533 | 0 | 0 |
| FEDERATED HERMES MDT SMALL CAP CORE A | MFA | 31421R817 |  | 135 | 7251 | SH |  | SOLE |  | 7251 | 0 | 0 |
| FEDEX CORP | COM | 31428X106 |  | 25 | 143 | SH |  | SOLE |  | 143 | 0 | 0 |
| FIDELITY BLUE CHIP GROWTH | MFC | 316389303 |  | 57 | 511 | SH |  | SOLE |  | 511 | 0 | 0 |
| FISERV INC | COM | 337738108 |  | 16 | 154 | SH |  | OTR |  | 0 | 0 | 154 |
| FISERV INC | COM | 337738108 |  | 5 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| FIVERR INTERNTNL LTD   F | FGO | M4R82T106 |  | 1 | 48 | SH |  | OTR |  | 0 | 0 | 48 |
| FORD MOTOR CO | COM | 345370860 |  | 2 | 135 | SH |  | OTR |  | 0 | 0 | 135 |
| FORTUNE BRANDS INNOVATIO | COM | 34964C106 |  | 18 | 322 | SH |  | SOLE |  | 322 | 0 | 0 |
| FRANKLIN DYNATECH A | MFA | 353496201 |  | 9 | 93 | SH |  | SOLE |  | 93 | 0 | 0 |
| FRANKLIN FEDERAL TAX FREE INCOME A | MFF | 353519804 |  | 73 | 6950 | SH |  | SOLE |  | 6950 | 0 | 0 |
| FRANKLIN FEDERAL TAX FREE INCOME ADV | MFF | 353519408 |  | 11 | 1075 | SH |  | SOLE |  | 1075 | 0 | 0 |
| FRANKLIN GOLD AND PRECIOUS METALS A | MFA | 353535107 |  | 5 | 273 | SH |  | SOLE |  | 273 | 0 | 0 |
| FRANKLIN MULTI-ASSET GROWTH A | MFA | 52467P762 |  | 13 | 920 | SH |  | SOLE |  | 920 | 0 | 0 |
| FREEPORT-MCMORAN INC | COM | 35671D857 |  | 4 | 101 | SH |  | OTR |  | 0 | 0 | 101 |
| FS KKR CAPITAL CORP | COM | 302635206 |  | 38 | 2168 | SH |  | SOLE |  | 2168 | 0 | 0 |
| FULGENT GENETICS INC | COM | 359664109 |  | 1 | 31 | SH |  | OTR |  | 0 | 0 | 31 |
| GENERAL DYNAMICS CO | COM | 369550108 |  | 3 | 14 | SH |  | SOLE |  | 14 | 0 | 0 |
| GENERAL ELECTRIC CO     TRADES WITH DUE BILLS | COM | 369604301 |  | 40 | 477 | SH |  | SOLE |  | 477 | 0 | 0 |
| GENESIS ENERGY L P    LP | MLP | 371927104 |  | 1 | 106 | SH |  | OTR |  | 0 | 0 | 106 |
| GILDAN ACTIVEWEAR      F | FGC | 375916103 |  | 7 | 252 | SH |  | SOLE |  | 252 | 0 | 0 |
| GOLDMAN SACHS GROUP | COM | 38141G104 |  | 5 | 15 | SH |  | SOLE |  | 15 | 0 | 0 |
| GROWTH POOL | MFO | 808516207 |  | 3 | 60 | SH |  | SOLE |  | 60 | 0 | 0 |
| GUGGENHEIM MACRO OPPORTUNITIES A | MFF | 40168W616 |  | 174 | 7356 | SH |  | SOLE |  | 7356 | 0 | 0 |
| GUGGENHEIM TOTAL RETURN BOND P | MFF | 40169J879 |  | 1153 | 49781 | SH |  | SOLE |  | 49781 | 0 | 0 |
| HARBOR CAPITAL APPRECIATION INSTL | MFC | 411511504 |  | 4472 | 71258 | SH |  | SOLE |  | 71258 | 0 | 0 |
| HARBOR CAPITAL APPRECIATION INV | MFA | 411511819 |  | 2245 | 38697 | SH |  | SOLE |  | 38697 | 0 | 0 |
| HARBOR CORE PLUS INSTITUTIONAL | MFB | 411511108 |  | 140 | 14012 | SH |  | SOLE |  | 14012 | 0 | 0 |
| HARLEY DAVIDSON INC | COM | 412822108 |  | 12 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| HEALTHCARE REALTY TRUST CLASS                  A | COM | 42226K105 |  | 19 | 980 | SH |  | SOLE |  | 980 | 0 | 0 |
| HENNESSY GAS UTILITY INVESTOR | MFA | 42588P833 |  | 39 | 1597 | SH |  | SOLE |  | 1597 | 0 | 0 |
| HORMEL FOODS CORP | COM | 440452100 |  | 1 | 12 | SH |  | SOLE |  | 12 | 0 | 0 |
| HOWMET AEROSPACE INC | COM | 443201108 |  | 3 | 71 | SH |  | OTR |  | 0 | 0 | 71 |
| HUBSPOT INC | COM | 443573100 |  | 3 | 12 | SH |  | OTR |  | 0 | 0 | 12 |
| HUNTINGTON BANCSHS | COM | 446150104 |  | 5 | 376 | SH |  | SOLE |  | 376 | 0 | 0 |
| IBM CORP | COM | 459200101 |  | 44 | 315 | SH |  | SOLE |  | 315 | 0 | 0 |
| INTEL CORP | COM | 458140100 |  | 119 | 4500 | SH |  | SOLE |  | 4500 | 0 | 0 |
| INTERCONTINENTAL EXC | COM | 45866F104 |  | 2 | 22 | SH |  | OTR |  | 0 | 0 | 22 |
| INVESCO DEVELOPING MARKETS A | MFA | 00143W701 |  | 50 | 1408 | SH |  | SOLE |  | 1408 | 0 | 0 |
| INVESCO FTSE RAFI US    1000 ETF | UIE | 46137V613 |  | 28 | 183 | SH |  | SOLE |  | 183 | 0 | 0 |
| INVESCO MAIN STREET A | MFA | 00141B725 |  | 22 | 518 | SH |  | SOLE |  | 518 | 0 | 0 |
| INVESCO MAIN STREET Y | MFA | 00141B683 |  | 202 | 4696 | SH |  | SOLE |  | 4696 | 0 | 0 |
| INVESCO S 500  EQUAL  WEIGHT ETF | UIE | 46137V357 |  | 5 | 32 | SH |  | SOLE |  | 32 | 0 | 0 |
| INVESCO S 500 HIGH    DIVIDEND LOW VOLATILITY ETF | UIE | 46138E362 |  | 773 | 17627 | SH |  | SOLE |  | 17627 | 0 | 0 |
| INVSC QQQ TRUST SRS 1   ETF | UIE | 46090E103 |  | 204 | 765 | SH |  | SOLE |  | 765 | 0 | 0 |
| ISHARES CORE S 500    ETF | UIE | 464287200 |  | 5873 | 15285 | SH |  | SOLE |  | 15285 | 0 | 0 |
| ISHARES CORE S MID-CAPETF | UIE | 464287507 |  | 16 | 68 | SH |  | SOLE |  | 68 | 0 | 0 |
| ISHARES CORE S SMALL  CAP ETF | UIE | 464287804 |  | 142 | 1496 | SH |  | SOLE |  | 1496 | 0 | 0 |
| ISHARES MSCI EAFE ETF | UIE | 464287465 |  | 18 | 280 | SH |  | SOLE |  | 280 | 0 | 0 |
| ISHARES MSCI EAFE SMALL CAP ETF | UIE | 464288273 |  | 8 | 136 | SH |  | SOLE |  | 136 | 0 | 0 |
| ISHARES RUSSELL 1000    GROWTH ETF | UIE | 464287614 |  | 43 | 202 | SH |  | SOLE |  | 202 | 0 | 0 |
| ISHARES RUSSELL 1000    VALUE ETF | UIE | 464287598 |  | 4129 | 27230 | SH |  | SOLE |  | 27230 | 0 | 0 |
| ISHARES RUSSELL 2000    ETF | UIE | 464287655 |  | 303 | 1736 | SH |  | SOLE |  | 1736 | 0 | 0 |
| ISHARES RUSSELL 2000    GROWTH ETF | UIE | 464287648 |  | 14 | 64 | SH |  | SOLE |  | 64 | 0 | 0 |
| ISHARES RUSSELL 2000    VALUE ETF | UIE | 464287630 |  | 27 | 192 | SH |  | SOLE |  | 192 | 0 | 0 |
| ISHARES RUSSELL MID CAP ETF | UIE | 464287499 |  | 29 | 435 | SH |  | SOLE |  | 435 | 0 | 0 |
| ISHARES RUSSELL MID CAP GROWTH ETF | UIE | 464287481 |  | 11 | 130 | SH |  | SOLE |  | 130 | 0 | 0 |
| ISHARES RUSSELL MID CAP VALUE ETF | UIE | 464287473 |  | 21 | 203 | SH |  | SOLE |  | 203 | 0 | 0 |
| ISHARES S 500 VALUE   ETF | UIE | 464287408 |  | 15 | 101 | SH |  | SOLE |  | 101 | 0 | 0 |
| ISHARES S MID CAP 400 VALUE ETF | UIE | 464287705 |  | 52 | 515 | SH |  | SOLE |  | 515 | 0 | 0 |
| ISHARES S SMLL CAP 600GRTH ETF | UIE | 464287887 |  | 2354 | 21778 | SH |  | SOLE |  | 21778 | 0 | 0 |
| ISHARES SILVER TRUST    ETF | UIE | 46428Q109 |  | 87 | 3969 | SH |  | SOLE |  | 3969 | 0 | 0 |
| JANUS HENDERSON FLEXIBLE BOND T | MFF | 471023606 |  | 4492 | 482020 | SH |  | SOLE |  | 482020 | 0 | 0 |
| JANUS HENDERSON GLOBAL RESEARCH T | MFA | 471023309 |  | 57 | 726 | SH |  | SOLE |  | 726 | 0 | 0 |
| JERVOIS GLOBAL LTD  ORDF CANADIAN SHARES | FGO | Q5058P361 |  | 0 | 1650 | SH |  | SOLE |  | 1650 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 28 | 158 | SH |  | SOLE |  | 158 | 0 | 0 |
| JOHNSON CONTROLS INTER F | FGO | G51502105 |  | 26 | 403 | SH |  | SOLE |  | 403 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 128 | 955 | SH |  | SOLE |  | 955 | 0 | 0 |
| KELLOGG CO | COM | 487836108 |  | 30 | 424 | SH |  | SOLE |  | 424 | 0 | 0 |
| KEYCORP INC | COM | 493267108 |  | 32 | 1830 | SH |  | SOLE |  | 1830 | 0 | 0 |
| KINDER MORGAN INC | COM | 49456B101 |  | 2 | 133 | SH |  | SOLE |  | 133 | 0 | 0 |
| LAM RESEARCH CORP | COM | 512807108 |  | 2 | 4 | SH |  | OTR |  | 0 | 0 | 4 |
| LAMB WESTON HOLDINGS INC | COM | 513272104 |  | 77 | 862 | SH |  | SOLE |  | 862 | 0 | 0 |
| LARGE CAP EQUITY MANAGED POOL | MFO | 808516108 |  | 5 | 69 | SH |  | SOLE |  | 69 | 0 | 0 |
| LAZARD GLOBAL LISTED INFRASTRUCTURE INST | MFC | 52106N459 |  | 304 | 21398 | SH |  | SOLE |  | 21398 | 0 | 0 |
| LAZARD GLOBAL LISTED INFRASTRUCTURE OPEN | MFA | 52106N442 |  | 183 | 12913 | SH |  | SOLE |  | 12913 | 0 | 0 |
| LEMONADE INC | COM | 52567D107 |  | 1 | 90 | SH |  | OTR |  | 0 | 0 | 90 |
| LILLY ELI  CO | COM | 532457108 |  | 105 | 288 | SH |  | SOLE |  | 288 | 0 | 0 |
| LITHIUM AMERS CORP     F | FGC | 53680Q207 |  | 2 | 100 | SH |  | OTR |  | 0 | 0 | 100 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 4 | 9 | SH |  | SOLE |  | 9 | 0 | 0 |
| LUCID GROUP INC | COM | 549498103 |  | 1 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| LULULEMON ATHLETICA | COM | 550021109 |  | 8 | 24 | SH |  | OTR |  | 0 | 0 | 24 |
| LUMEN TECHNOLOGIES INC | COM | 550241103 |  | 1 | 140 | SH |  | OTR |  | 0 | 0 | 140 |
| LUMEN TECHNOLOGIES INC | COM | 550241103 |  | 1 | 229 | SH |  | SOLE |  | 229 | 0 | 0 |
| MANULIFE FINL          F | FGC | 56501R106 |  | 3 | 144 | SH |  | SOLE |  | 144 | 0 | 0 |
| MARVELL TECHNOLOGY INC | COM | 573874104 |  | 7 | 201 | SH |  | SOLE |  | 201 | 0 | 0 |
| MASIMO CORP | COM | 574795100 |  | 5 | 32 | SH |  | OTR |  | 0 | 0 | 32 |
| MASTERBRAND INC | COM | 57638P104 |  | 2 | 322 | SH |  | SOLE |  | 322 | 0 | 0 |
| MASTERCARD INC          CLASS                  A | COM | 57636Q104 |  | 209 | 600 | SH |  | SOLE |  | 600 | 0 | 0 |
| MATCH GROUP INC NEW | COM | 57667L107 |  | 2 | 39 | SH |  | OTR |  | 0 | 0 | 39 |
| MATTHEWS ASIA DIVIDEND INSTL | MFC | 577130750 |  | 3 | 228 | SH |  | SOLE |  | 228 | 0 | 0 |
| MATTHEWS ASIA GROWTH INVESTOR | MFA | 577130867 |  | 20 | 957 | SH |  | SOLE |  | 957 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 |  | 41 | 157 | SH |  | SOLE |  | 157 | 0 | 0 |
| MCKESSON CORP | COM | 58155Q103 |  | 118 | 315 | SH |  | SOLE |  | 315 | 0 | 0 |
| MEDICAL PROPERTIES      REIT | RET | 58463J304 |  | 8 | 700 | SH |  | SOLE |  | 700 | 0 | 0 |
| META PLATFORMS INC      CLASS                  A | COM | 30303M102 |  | 12 | 102 | SH |  | SOLE |  | 102 | 0 | 0 |
| METLIFE INC | COM | 59156R108 |  | 3 | 36 | SH |  | SOLE |  | 36 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 437 | 1822 | SH |  | SOLE |  | 1822 | 0 | 0 |
| MONDELEZ INTL           CLASS                  A | COM | 609207105 |  | 9 | 138 | SH |  | SOLE |  | 138 | 0 | 0 |
| MP MATERIALS CORP       CLASS                  A | COM | 553368101 |  | 1 | 50 | SH |  | OTR |  | 0 | 0 | 50 |
| NANO X IMAGING LTD     F | FGO | M70700105 |  | 1 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| NEWMONT CORP | COM | 651639106 |  | 17 | 363 | SH |  | SOLE |  | 363 | 0 | 0 |
| NIOCORP DEVELOPMENTS   F | FGC | 654484104 |  | 1 | 750 | SH |  | SOLE |  | 750 | 0 | 0 |
| NORDSON CORP | COM | 655663102 |  | 485 | 2042 | SH |  | SOLE |  | 2042 | 0 | 0 |
| NORTHERN DYN MINERL    F | FGC | 66510M204 |  | 0 | 175 | SH |  | SOLE |  | 175 | 0 | 0 |
| NORTHROP GRUMMAN CORP | COM | 666807102 |  | 44 | 80 | SH |  | SOLE |  | 80 | 0 | 0 |
| NOVOCURE LTD           F | FGO | G6674U108 |  | 2 | 34 | SH |  | OTR |  | 0 | 0 | 34 |
| NUVEEN PREF AND INCM SEC | CEM | 67072C105 |  | 42 | 6103 | SH |  | SOLE |  | 6103 | 0 | 0 |
| NUVEEN PREFERRED SECS  INC A | MFF | 670700103 |  | 3395 | 226055 | SH |  | SOLE |  | 226055 | 0 | 0 |
| OAKMARK EQUITY AND INCOME INVESTOR | MFA | 413838400 |  | 34 | 1151 | SH |  | SOLE |  | 1151 | 0 | 0 |
| OAKMARK INTERNATIONAL ADVISOR | MFC | 413838731 |  | 531 | 23142 | SH |  | SOLE |  | 23142 | 0 | 0 |
| OAKMARK INTERNATIONAL INVESTOR | MFA | 413838202 |  | 622 | 27033 | SH |  | SOLE |  | 27033 | 0 | 0 |
| OCCIDENTAL PETROL 27 WTSWARRANTS EXP  08/03/27 | WAR | 674599162 |  | 1 | 15 | SH |  | OTR |  | 0 | 0 | 15 |
| OCCIDENTAL PETROL CO | COM | 674599105 |  | 8 | 123 | SH |  | OTR |  | 0 | 0 | 123 |
| OKTA INC                CLASS                  A | COM | 679295105 |  | 5 | 80 | SH |  | OTR |  | 0 | 0 | 80 |
| ORACLE CORP | COM | 68389X105 |  | 19 | 232 | SH |  | SOLE |  | 232 | 0 | 0 |
| PACWEST BANCORP | COM | 695263103 |  | 1 | 48 | SH |  | SOLE |  | 48 | 0 | 0 |
| PARAMETRIC COMMODITY STRATEGY A | MFA | 277923132 |  | 740 | 116218 | SH |  | SOLE |  | 116218 | 0 | 0 |
| PARAMETRIC COMMODITY STRATEGY I | MFC | 277923223 |  | 2660 | 413054 | SH |  | SOLE |  | 413054 | 0 | 0 |
| PARNASSUS CORE EQUITY INSTITUTIONAL | MFC | 701769408 |  | 4 | 92 | SH |  | SOLE |  | 92 | 0 | 0 |
| PELOTON INTERACTIVE INC | COM | 70614W100 |  | 0 | 59 | SH |  | SOLE |  | 59 | 0 | 0 |
| PEPSICO INC | COM | 713448108 |  | 57 | 317 | SH |  | SOLE |  | 317 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 110 | 2143 | SH |  | SOLE |  | 2143 | 0 | 0 |
| PGIM HIGH YIELD Z | MFF | 74440Y801 |  | 2388 | 524925 | SH |  | SOLE |  | 524925 | 0 | 0 |
| PHILIP MORRIS INTL | COM | 718172109 |  | 20 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| PHILLIPS 66 | COM | 718546104 |  | 4 | 43 | SH |  | SOLE |  | 43 | 0 | 0 |
| PHILLIPS EDISON  CO INC | COM | 71844V201 |  | 248 | 7781 | SH |  | SOLE |  | 7781 | 0 | 0 |
| PIMCO GNMA AND GOVERNMENT SECS A | MFF | 693391476 |  | 28 | 2990 | SH |  | SOLE |  | 2990 | 0 | 0 |
| PIMCO INVEST GRADE CORP BND IDX ETF | UIE | 72201R817 |  | 10 | 111 | SH |  | SOLE |  | 111 | 0 | 0 |
| PIMCO REAL RETURN A | MFF | 693391120 |  | 72 | 7232 | SH |  | SOLE |  | 7232 | 0 | 0 |
| PIONEER A | MFA | 723682100 |  | 27 | 933 | SH |  | SOLE |  | 933 | 0 | 0 |
| PLUG POWER INC | COM | 72919P202 |  | 0 | 30 | SH |  | SOLE |  | 30 | 0 | 0 |
| PRINCIPAL FINL | COM | 74251V102 |  | 30 | 361 | SH |  | OTR |  | 0 | 0 | 361 |
| PRINCIPAL FINL | COM | 74251V102 |  | 25 | 301 | SH |  | SOLE |  | 301 | 0 | 0 |
| PROCTER  GAMBLE | COM | 742718109 |  | 294 | 1938 | SH |  | SOLE |  | 1938 | 0 | 0 |
| PROSH K-1 FREE CRUDE OILSTGY ETF | UIE | 74347G804 |  | 4 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| PROSPECT CAPITAL CO | COM | 74348T102 |  | 2 | 320 | SH |  | SOLE |  | 320 | 0 | 0 |
| PRUDENTIAL FINL | COM | 744320102 |  | 15 | 147 | SH |  | SOLE |  | 147 | 0 | 0 |
| QUALCOMM INC | COM | 747525103 |  | 2 | 20 | SH |  | SOLE |  | 20 | 0 | 0 |
| QUANTUMSCAPE CORP       CLASS                  A | COM | 74767V109 |  | 0 | 64 | SH |  | SOLE |  | 64 | 0 | 0 |
| RAYTHEON TECHNOLOGIES CO | COM | 75513E101 |  | 155 | 1540 | SH |  | SOLE |  | 1540 | 0 | 0 |
| REALTY INCOME CORP      REIT | RET | 756109104 |  | 6 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| REGENERON PHARMS INC | COM | 75886F107 |  | 4 | 5 | SH |  | SOLE |  | 5 | 0 | 0 |
| REGIONS FINL CO | COM | 7591EP100 |  | 44 | 2026 | SH |  | SOLE |  | 2026 | 0 | 0 |
| ROCHE HLDG AG          FSPONSORED ADR           1 ADR RE  0.125  ORD SHS | ADR | 771195104 |  | 105 | 2690 | SH |  | SOLE |  | 2690 | 0 | 0 |
| ROKU I N C              CLASS                  A | COM | 77543R102 |  | 1 | 31 | SH |  | OTR |  | 0 | 0 | 31 |
| SALESFORCE INC | COM | 79466L302 |  | 1 | 8 | SH |  | OTR |  | 0 | 0 | 8 |
| SANDSTORM GOLD LTD     F | FGC | 80013R206 |  | 2 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| SCHWAB  US LARGE-CAP VALUE INDEX | MFS | 80850L734 |  | 2 | 47 | SH |  | SOLE |  | 47 | 0 | 0 |
| SCHWAB 1000 INDEX | MFS | 808517106 |  | 12276 | 149528 | SH |  | SOLE |  | 149528 | 0 | 0 |
| SCHWAB 1000 INDEX ETF | UIE | 808524722 |  | 69 | 1867 | SH |  | SOLE |  | 1867 | 0 | 0 |
| SCHWAB EMERGING MARKETS EQUITY ETF | UIE | 808524706 |  | 2556 | 107971 | SH |  | SOLE |  | 107971 | 0 | 0 |
| SCHWAB FUNDAMENTAL INTL SMAL COM ETF | UIE | 808524748 |  | 1 | 43 | SH |  | SOLE |  | 43 | 0 | 0 |
| SCHWAB FUNDAMENTAL US   BROAD MKT ETF | UIE | 808524789 |  | 2 | 31 | SH |  | SOLE |  | 31 | 0 | 0 |
| SCHWAB INTERNATIONAL    EQUITY ETF | UIE | 808524805 |  | 3023 | 93849 | SH |  | SOLE |  | 93849 | 0 | 0 |
| SCHWAB MARKETTRACK ALL EQUITY | MFS | 808509814 |  | 269 | 14389 | SH |  | SOLE |  | 14389 | 0 | 0 |
| SCHWAB MARKETTRACK BALANCED | MFS | 808509400 |  | 257 | 15070 | SH |  | SOLE |  | 15070 | 0 | 0 |
| SCHWAB MARKETTRACK CONSERVATIVE | MFS | 808509509 |  | 29 | 1986 | SH |  | SOLE |  | 1986 | 0 | 0 |
| SCHWAB MARKETTRACK GROWTH | MFS | 808509301 |  | 571 | 26090 | SH |  | SOLE |  | 26090 | 0 | 0 |
| SCHWAB S 500 INDEX | MFS | 808509855 |  | 884 | 15046 | SH |  | SOLE |  | 15046 | 0 | 0 |
| SCHWAB SELECT LARGE CAP GROWTH | MFS | 51855Q549 |  | 1376 | 81113 | SH |  | SOLE |  | 81113 | 0 | 0 |
| SCHWAB US AGGREGATE BONDETF | UIE | 808524839 |  | 256 | 5611 | SH |  | SOLE |  | 5611 | 0 | 0 |
| SCHWAB US BROAD MARKET  ETF | UIE | 808524102 |  | 20 | 445 | SH |  | SOLE |  | 445 | 0 | 0 |
| SCHWAB US DIVIDEND      EQUITY ETF | UIE | 808524797 |  | 202 | 2676 | SH |  | SOLE |  | 2676 | 0 | 0 |
| SCHWAB US LARGE CAP     GROWTH ETF | UIE | 808524300 |  | 6979 | 125608 | SH |  | SOLE |  | 125608 | 0 | 0 |
| SCHWAB US LARGE CAP     VALUE ETF | UIE | 808524409 |  | 8847 | 134000 | SH |  | SOLE |  | 134000 | 0 | 0 |
| SCHWAB US LARGE CAP ETF | UIE | 808524201 |  | 1454 | 32203 | SH |  | SOLE |  | 32203 | 0 | 0 |
| SCHWAB US SMALL CAP ETF | UIE | 808524607 |  | 1353 | 33400 | SH |  | SOLE |  | 33400 | 0 | 0 |
| SCHWAB US TIPS ETF | UIE | 808524870 |  | 12766 | 246504 | SH |  | SOLE |  | 246504 | 0 | 0 |
| SCHWAB VALUE ADVANTAGE MONEY INV | MMN | 808515605 |  | 1754 | 1753726 | SH |  | SOLE |  | 1753726 | 0 | 0 |
| SCHWAB VALUE ADVANTAGE MONEY ULTRA | MMN | 808515696 |  | 1278 | 1277702 | SH |  | SOLE |  | 1277702 | 0 | 0 |
| SEA LTD                FUNSPONSORED ADR         1 ADR REPS    1  ORD SHS | ADR | 81141R100 |  | 2 | 29 | SH |  | SOLE |  | 29 | 0 | 0 |
| SELECT STR FINANCIAL    SELECT SPDR ETF | UIE | 81369Y605 |  | 17 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| SFL CORP LTD           F | FGO | G7738W106 |  | 9 | 978 | SH |  | SOLE |  | 978 | 0 | 0 |
| SHOPIFY INC            FCLASS                  A | FGC | 82509L107 |  | 14 | 410 | SH |  | OTR |  | 0 | 0 | 410 |
| SLR INVESTMENT CORP | COM | 83413U100 |  | 0 | 4 | SH |  | SOLE |  | 4 | 0 | 0 |
| SMALL CAP EQUITY POOL | MFO | 808516876 |  | 4 | 116 | SH |  | SOLE |  | 116 | 0 | 0 |
| SMITH  WESSON BRANDS IN | COM | 831754106 |  | 3 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| SPDR GOLD SHARES ETF | UIE | 78463V107 |  | 49 | 286 | SH |  | SOLE |  | 286 | 0 | 0 |
| SPDR PORTFOLIO EUROPE   ETF | UIE | 78463X103 |  | 7 | 203 | SH |  | SOLE |  | 203 | 0 | 0 |
| SPDR S 400 MID CAP    VALUE ETF | UIE | 78464A839 |  | 5 | 82 | SH |  | SOLE |  | 82 | 0 | 0 |
| SPDR S 500 ETF | UIE | 78462F103 |  | 29 | 76 | SH |  | SOLE |  | 76 | 0 | 0 |
| SPDR S 600 SMALL CAP  GROWTH ETF | UIE | 78464A201 |  | 6 | 81 | SH |  | SOLE |  | 81 | 0 | 0 |
| SPDR S 600 SMALL CAP  VALUE ETF | UIE | 78464A300 |  | 5 | 69 | SH |  | SOLE |  | 69 | 0 | 0 |
| SPDR S DIVIDEND ETF | UIE | 78464A763 |  | 38 | 306 | SH |  | SOLE |  | 306 | 0 | 0 |
| SPDR S GLOBAL NATURAL RESOURCS ETF | UIE | 78463X541 |  | 42 | 740 | SH |  | SOLE |  | 740 | 0 | 0 |
| SPDR S MIDCAP 400 ETF | UIE | 78467Y107 |  | 9 | 20 | SH |  | SOLE |  | 20 | 0 | 0 |
| STERLING CAPITAL REAL ESTATE I | MFC | 85917K553 |  | 110 | 3190 | SH |  | SOLE |  | 3190 | 0 | 0 |
| STERLING COMMERCE INC | COM | 81141R100 |  | 2 | 29 | SH |  | OTR |  | 0 | 0 | 29 |
| STRATASYS LTD          F | FGO | M85548101 |  | 0 | 7 | SH |  | SOLE |  | 7 | 0 | 0 |
| T. ROWE PRICE FLOATING RATE | MFF | 87279B106 |  | 5303 | 589228 | SH |  | SOLE |  | 589228 | 0 | 0 |
| T. ROWE PRICE INSTL FLOATING RATE | MFF | 77958B402 |  | 21 | 2253 | SH |  | SOLE |  | 2253 | 0 | 0 |
| T. ROWE PRICE INTL DISCIPLINED EQ I | MFA | 77956H336 |  | 3 | 370 | SH |  | SOLE |  | 370 | 0 | 0 |
| T. ROWE PRICE SMALL-CAP VALUE | MFA | 77957Q103 |  | 65 | 1364 | SH |  | SOLE |  | 1364 | 0 | 0 |
| T. ROWE PRICE VALUE | MFA | 779578103 |  | 22 | 579 | SH |  | SOLE |  | 579 | 0 | 0 |
| TAKE TWO INTERACTV | COM | 874054109 |  | 52 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| TARGET CORP | COM | 87612E106 |  | 20 | 134 | SH |  | SOLE |  | 134 | 0 | 0 |
| TERRA FIRMA US CONCENTRATED REALTY EQTY | MFA | 89833X707 |  | 26 | 1569 | SH |  | SOLE |  | 1569 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 6 | 45 | SH |  | OTR |  | 0 | 0 | 45 |
| TESLA INC | COM | 88160R101 |  | 41 | 330 | SH |  | SOLE |  | 330 | 0 | 0 |
| TEXAS INSTRUMENTS | COM | 882508104 |  | 67 | 402 | SH |  | OTR |  | 0 | 0 | 402 |
| TEXAS INSTRUMENTS | COM | 882508104 |  | 17 | 103 | SH |  | SOLE |  | 103 | 0 | 0 |
| THE COCA-COLA CO | COM | 191216100 |  | 8 | 132 | SH |  | OTR |  | 0 | 0 | 132 |
| THE COCA-COLA CO | COM | 191216100 |  | 16 | 250 | SH |  | SOLE |  | 250 | 0 | 0 |
| TIAA-CREF CORE PLUS BOND RETAIL | MFF | 886315407 |  | 9 | 1036 | SH |  | SOLE |  | 1036 | 0 | 0 |
| TILRAY BRANDS INC       CLASS                  2 | COM | 88688T100 |  | 2 | 586 | SH |  | SOLE |  | 586 | 0 | 0 |
| TJX COMPANIES INC | COM | 872540109 |  | 1 | 15 | SH |  | OTR |  | 0 | 0 | 15 |
| TORO CO | COM | 891092108 |  | 3 | 25 | SH |  | OTR |  | 0 | 0 | 25 |
| TOUCHSTONE SANDS CAPITAL SELECT GROWTH Z | MFA | 89155H819 |  | 31 | 3717 | SH |  | SOLE |  | 3717 | 0 | 0 |
| TRACTOR SUPPLY COMP | COM | 892356106 |  | 7 | 30 | SH |  | SOLE |  | 30 | 0 | 0 |
| TRAVELERS COMPANIES | COM | 89417E109 |  | 61 | 325 | SH |  | SOLE |  | 325 | 0 | 0 |
| TVA | PRD | 880591300 |  | 12 | 550 | SH |  | SOLE |  | 550 | 0 | 0 |
| TYSON FOODS INC         CLASS                  A | COM | 902494103 |  | 18 | 288 | SH |  | SOLE |  | 288 | 0 | 0 |
| U S BANCORP | COM | 902973304 |  | 7 | 164 | SH |  | SOLE |  | 164 | 0 | 0 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 8 | 340 | SH |  | SOLE |  | 340 | 0 | 0 |
| UNION PACIFIC CORP | COM | 907818108 |  | 36 | 172 | SH |  | OTR |  | 0 | 0 | 172 |
| UNION PACIFIC CORP | COM | 907818108 |  | 6620 | 31970 | SH |  | SOLE |  | 31970 | 0 | 0 |
| UNITED PARCEL SRVC      CLASS                  B | COM | 911312106 |  | 87 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| UNITY SOFTWARE INC | COM | 91332U101 |  | 2 | 53 | SH |  | OTR |  | 0 | 0 | 53 |
| UPSTART HLDGS INC | COM | 91680M107 |  | 1 | 51 | SH |  | OTR |  | 0 | 0 | 51 |
| USAA CORNERSTONE MODERATE | MFC | 903287886 |  | 2 | 113 | SH |  | SOLE |  | 113 | 0 | 0 |
| USAA TARGET RETIREMENT INCOME | MFC | 903288694 |  | 2 | 206 | SH |  | SOLE |  | 206 | 0 | 0 |
| VALMONT INDUSTRIES | COM | 920253101 |  | 82 | 248 | SH |  | SOLE |  | 248 | 0 | 0 |
| VANGUARD 500 INDEX ADMIRAL | MFC | 922908710 |  | 52 | 148 | SH |  | SOLE |  | 148 | 0 | 0 |
| VANGUARD CONSUMER       STAPLES ETF | UIE | 92204A207 |  | 37 | 191 | SH |  | SOLE |  | 191 | 0 | 0 |
| VANGUARD FTSE ALL WORLD EX US ETF | UIE | 922042775 |  | 20 | 408 | SH |  | SOLE |  | 408 | 0 | 0 |
| VANGUARD FTSE DEVELOPED MARKETS ETF | UIE | 921943858 |  | 14377 | 342555 | SH |  | SOLE |  | 342555 | 0 | 0 |
| VANGUARD FTSE EMERGING  MARKETS ETF | UIE | 922042858 |  | 10224 | 262287 | SH |  | SOLE |  | 262287 | 0 | 0 |
| VANGUARD GROWTH ETF | UIE | 922908736 |  | 6 | 30 | SH |  | SOLE |  | 30 | 0 | 0 |
| VANGUARD GROWTH INDEX ADMIRAL | MFC | 922908660 |  | 153 | 1393 | SH |  | SOLE |  | 1393 | 0 | 0 |
| VANGUARD HEALTH CARE    ETF | UIE | 92204A504 |  | 15 | 61 | SH |  | SOLE |  | 61 | 0 | 0 |
| VANGUARD HEALTH CARE ADM | MFC | 921908885 |  | 145 | 1611 | SH |  | SOLE |  | 1611 | 0 | 0 |
| VANGUARD INFORMATION    TECHNOLOGY ETF | UIE | 92204A702 |  | 118 | 370 | SH |  | SOLE |  | 370 | 0 | 0 |
| VANGUARD INTERNATIONAL GROWTH ADM | MFC | 921910501 |  | 3 | 29 | SH |  | SOLE |  | 29 | 0 | 0 |
| VANGUARD MEGA CAP ETF | UIE | 921910873 |  | 5 | 41 | SH |  | SOLE |  | 41 | 0 | 0 |
| VANGUARD MID CAP ETF | UIE | 922908629 |  | 1273 | 6246 | SH |  | SOLE |  | 6246 | 0 | 0 |
| VANGUARD REAL ESTATE INDEX ADMIRAL | MFC | 921908877 |  | 36 | 308 | SH |  | SOLE |  | 308 | 0 | 0 |
| VANGUARD RUSSELL 2000   ETF IV | UIE | 92206C664 |  | 2330 | 33106 | SH |  | SOLE |  | 33106 | 0 | 0 |
| VANGUARD S 500 ETF | UIE | 922908363 |  | 4 | 11 | SH |  | SOLE |  | 11 | 0 | 0 |
| VANGUARD SMALL CAP      GROWTH ETF | UIE | 922908595 |  | 2733 | 13630 | SH |  | SOLE |  | 13630 | 0 | 0 |
| VANGUARD SMALL CAP GROWTH INDEX ADMIRAL | MFC | 921937710 |  | 15 | 212 | SH |  | SOLE |  | 212 | 0 | 0 |
| VANGUARD SMALL CAP INDEX ADM | MFC | 922908686 |  | 97 | 1099 | SH |  | SOLE |  | 1099 | 0 | 0 |
| VANGUARD STAR INV | MFC | 921909107 |  | 36 | 1503 | SH |  | SOLE |  | 1503 | 0 | 0 |
| VANGUARD TOTAL          INTERNATIONAL STOCK E | UIE | 921909768 |  | 11 | 207 | SH |  | SOLE |  | 207 | 0 | 0 |
| VANGUARD TOTAL BOND     MARKET ETF | UIE | 921937835 |  | 4572 | 63640 | SH |  | SOLE |  | 63640 | 0 | 0 |
| VANGUARD TOTAL BOND MARKET INDEX ADM | MFB | 921937603 |  | 104 | 11013 | SH |  | SOLE |  | 11013 | 0 | 0 |
| VANGUARD TOTAL STOCK    MARKET ETF | UIE | 922908769 |  | 15 | 79 | SH |  | SOLE |  | 79 | 0 | 0 |
| VANGUARD TOTAL WORLD    STOCK ETF | UIE | 922042742 |  | 3 | 40 | SH |  | SOLE |  | 40 | 0 | 0 |
| VANGUARD US GROWTH ADMIRAL | MFC | 921910600 |  | 59 | 582 | SH |  | SOLE |  | 582 | 0 | 0 |
| VANGUARD US GROWTH INVESTOR | MFC | 921910105 |  | 12 | 314 | SH |  | SOLE |  | 314 | 0 | 0 |
| VANGUARD WELLESLEY INCOME ADMIRAL | MFC | 921938205 |  | 35 | 595 | SH |  | SOLE |  | 595 | 0 | 0 |
| VANGUARD WELLESLEY INCOME INV | MFC | 921938106 |  | 66 | 2712 | SH |  | SOLE |  | 2712 | 0 | 0 |
| VANGUARD WELLINGTON ADMIRAL | MFC | 921935201 |  | 196 | 2960 | SH |  | SOLE |  | 2960 | 0 | 0 |
| VANGUARD WELLINGTON INV | MFC | 921935102 |  | 230 | 5976 | SH |  | SOLE |  | 5976 | 0 | 0 |
| VERIZON COMMUNICATN | COM | 92343V104 |  | 8 | 204 | SH |  | SOLE |  | 204 | 0 | 0 |
| VIRTUS SEIX FLOATING RATE HIGH INC I | MFF | 92837F763 |  | 1962 | 253447 | SH |  | SOLE |  | 253447 | 0 | 0 |
| VIRTUS SEIX HIGH YIELD I | MFF | 92837F672 |  | 2162 | 289773 | SH |  | SOLE |  | 289773 | 0 | 0 |
| VIRTUS VONTOBEL EMERGING MARKETS OPPS A | MFA | 92828W387 |  | 16 | 2192 | SH |  | SOLE |  | 2192 | 0 | 0 |
| VISA INC                CLASS                  A | COM | 92826C839 |  | 43 | 207 | SH |  | SOLE |  | 207 | 0 | 0 |
| VOYA CORPORATE LEADERS TRUST B | MFA | 92912M105 |  | 1115 | 20543 | SH |  | SOLE |  | 20543 | 0 | 0 |
| VOYAGER DIGITAL LTD    F | FGC | 92919V405 |  | 0 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| WABTEC | COM | 929740108 |  | 0 | 1 | SH |  | OTR |  | 0 | 0 | 1 |
| WABTEC | COM | 929740108 |  | 1 | 7 | SH |  | SOLE |  | 7 | 0 | 0 |
| WALGREENS BOOTS ALLI | COM | 931427108 |  | 230 | 6163 | SH |  | OTR |  | 0 | 0 | 6163 |
| WALMART INC | COM | 931142103 |  | 114 | 806 | SH |  | SOLE |  | 806 | 0 | 0 |
| WALT DISNEY CO | COM | 254687106 |  | 3 | 40 | SH |  | OTR |  | 0 | 0 | 40 |
| WALT DISNEY CO | COM | 254687106 |  | 8 | 97 | SH |  | SOLE |  | 97 | 0 | 0 |
| WARNER BROTHERS DISCOVER | COM | 934423104 |  | 0 | 2 | SH |  | SOLE |  | 2 | 0 | 0 |
| WASTE MANAGEMENT INC | COM | 94106L109 |  | 45 | 290 | SH |  | SOLE |  | 290 | 0 | 0 |
| WATSCO INC | COM | 942622200 |  | 21 | 84 | SH |  | SOLE |  | 84 | 0 | 0 |
| WEITZ VALUE INVESTOR | MFA | 94904P203 |  | 7 | 160 | SH |  | SOLE |  | 160 | 0 | 0 |
| WELLS FARGO  CO | COM | 949746101 |  | 21 | 520 | SH |  | SOLE |  | 520 | 0 | 0 |
| WELLTOWER INC           REIT | RET | 95040Q104 |  | 7 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| WESTERN ASSET CORE BOND IS | MFB | 957663677 |  | 6 | 604 | SH |  | SOLE |  | 604 | 0 | 0 |
| WINNEBAGO INDUSTRIES | COM | 974637100 |  | 11 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| WISDOMTREE US TOTAL     DIVIDEND ETF | UIE | 97717W109 |  | 13 | 213 | SH |  | SOLE |  | 213 | 0 | 0 |
| WOLFSPEED INC | COM | 977852102 |  | 7 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| ZOOM VIDEO COMMUNICATIONCLASS                  A | COM | 98980L101 |  | 1 | 12 | SH |  | OTR |  | 0 | 0 | 12 |

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