# EDGAR Filing Document

**Accession Number:** 0001506001
**File Stem:** 0001410368-26-040118
**Filing Date:** 2026-4
**Character Count:** 25805
**Document Hash:** 8bf2dc75585da28f1dad30de0a2e3578
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001410368-26-040118.hdr.sgml**: 20260424

**ACCESSION NUMBER**: 0001410368-26-040118

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260228

**FILED AS OF DATE**: 20260424

**DATE AS OF CHANGE**: 20260424

**PERIOD START**: 20260831

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Neuberger Berman ETF Trust
- **CENTRAL INDEX KEY:** 0001506001

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23761
- **FILM NUMBER:** 26892164

**BUSINESS ADDRESS:**
- **STREET 1:** 1290 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10104
- **BUSINESS PHONE:** 212-476-8800

**MAIL ADDRESS:**
- **STREET 1:** 1290 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10104

## Series and Classes Contracts Data

### Neuberger Small-Mid Cap ETF (Series ID: S000084236)

| Class ID   | Class Name                  | Ticker Symbol   |
|:---|:---|:---|
| C000248517 | Neuberger Small-Mid Cap ETF | NBSM            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Neuberger Berman ETF Trust

- **b. Investment Company Act file number:** 811-23761

- **c. CIK number of Registrant:** 0001506001

- **d. LEI of Registrant:** 549300GPREY1N686GS02

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 AVENUE OF THE AMERICAS

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10104

  - **Telephone number:** 877-628-2583

**Item A.2. Information about the Series.**

- **a. Name of Series:** Neuberger Small-Mid Cap ETF

- **b. EDGAR series identifier (if any):** S000084236

- **c. LEI of Series:** 2549006GDPG5EIEUDK10

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-08-31

- **b. Date as of which information is reported:** 2026-02-28

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $226431200.84

**Total Liabilities:** $191535.67

**Net Assets:** $226239665.17

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000248517 | -1.52%               | 4.42%                | 2.40%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-97145.31               | $-3217761.89                               |
| Month 2  | $1489756.16              | $7421817.48                                |
| Month 3  | $-1955127.41             | $6873484.37                                |

### Schedule of Portfolio Investments

| Name                                   | Title                                                 | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Nexstar Media Group Inc                | Nexstar Media Group Inc                               | CUSIP: 65336K103<br>LEI: 52990083ZRR5UT591988 | Long             | EC               | CORP              | US        |     14294 | NS      | $3588079.88   | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| UL Solutions Inc                       | UL Solutions Inc                                      | CUSIP: 903731107<br>LEI: 549300F7CUV5ESKV9P71 | Long             | EC               | CORP              | US        |     28246 | NS      | $2371816.62   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Colliers International Group Inc       | Colliers International Group Inc                      | CUSIP: 194693107<br>LEI: D3O8K13PHLEXXD1DT480 | Long             | EC               | CORP              | CA        |     25664 | NS      | $3047086.72   | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Core & Main Inc                        | Core & Main Inc                                       | CUSIP: 21874C102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     53545 | NS      | $2899997.20   | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Jack Henry & Associates Inc            | Jack Henry & Associates Inc                           | CUSIP: 426281101<br>LEI: 529900X1QS8C54W0JB21 | Long             | EC               | CORP              | US        |     23544 | NS      | $3824958.24   | 1.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Toro Co/The                            | Toro Co/The                                           | CUSIP: 891092108<br>LEI: YJKE4YIT6BWQHVEW0D14 | Long             | EC               | CORP              | US        |     44646 | NS      | $4413703.56   | 1.95%             |  |  |  | No            |                  1 | On Loan: No      |
| VSE Corp                               | VSE Corp                                              | CUSIP: 918284100<br>LEI: 549300QWJYQDH4U5XI15 | Long             | EC               | CORP              | US        |      7956 | NS      | $1806568.92   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| RBC Bearings Inc                       | RBC Bearings Inc                                      | CUSIP: 75524B104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8641 | NS      | $4976524.72   | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Revvity Inc                            | Revvity Inc                                           | CUSIP: 714046109<br>LEI: 549300IKL1SDPFI7N655 | Long             | EC               | CORP              | US        |     29907 | NS      | $2940157.17   | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| MarketAxess Holdings Inc               | MarketAxess Holdings Inc                              | CUSIP: 57060D108<br>LEI: 5493002U1CA1XJOVID83 | Long             | EC               | CORP              | US        |     18099 | NS      | $3475008.00   | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Ryan Specialty Holdings Inc            | Ryan Specialty Holdings Inc                           | CUSIP: 78351F107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     84297 | NS      | $3317086.95   | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Power Integrations Inc                 | Power Integrations Inc                                | CUSIP: 739276103<br>LEI: 54930085LGXSCIHD5W31 | Long             | EC               | CORP              | US        |     71947 | NS      | $3447700.24   | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Prosperity Bancshares Inc              | Prosperity Bancshares Inc                             | CUSIP: 743606105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     57536 | NS      | $4048808.32   | 1.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Casey's General Stores Inc             | Casey's General Stores Inc                            | CUSIP: 147528103<br>LEI: 549300CAFWSI86V66Q65 | Long             | EC               | CORP              | US        |      5449 | NS      | $3735779.91   | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Gates Industrial Corp PLC              | Gates Industrial Corp PLC                             | CUSIP: 000000000<br>LEI: 549300S6K4FWUSB9KM27 | Long             | EC               | CORP              | GB        |    187713 | NS      | $5175247.41   | 2.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Manhattan Associates Inc               | Manhattan Associates Inc                              | CUSIP: 562750109<br>LEI: 529900Q1GJP7KD52SW51 | Long             | EC               | CORP              | US        |     21957 | NS      | $2973636.51   | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Lincoln Electric Holdings Inc          | Lincoln Electric Holdings Inc                         | CUSIP: 533900106<br>LEI: BIMGBY40SIN95O01BN93 | Long             | EC               | CORP              | US        |     11629 | NS      | $3338104.45   | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Community Financial System Inc         | Community Financial System Inc                        | CUSIP: 203607106<br>LEI: 5299008N6YHE6GCP1E80 | Long             | EC               | CORP              | US        |     73298 | NS      | $4438193.90   | 1.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Armstrong World Industries Inc         | Armstrong World Industries Inc                        | CUSIP: 04247X102<br>LEI: KXMRXXOJ88Q45Y45MG74 | Long             | EC               | CORP              | US        |     22834 | NS      | $3961699.00   | 1.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Tyler Technologies Inc                 | Tyler Technologies Inc                                | CUSIP: 902252105<br>LEI: 25490040SMU4Z8LBCW70 | Long             | EC               | CORP              | US        |      6370 | NS      | $2259375.30   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Arcosa Inc                             | Arcosa Inc                                            | CUSIP: 039653100<br>LEI: 549300WFHLTCZV7D6V29 | Long             | EC               | CORP              | US        |     38639 | NS      | $4152919.72   | 1.84%             |  |  |  | No            |                  1 | On Loan: No      |
| UMB Financial Corp                     | UMB Financial Corp                                    | CUSIP: 902788108<br>LEI: 549300MGEH3N3CUCV828 | Long             | EC               | CORP              | US        |     33915 | NS      | $3930070.20   | 1.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Watts Water Technologies Inc           | Watts Water Technologies Inc                          | CUSIP: 942749102<br>LEI: 549300REJOO94ERQN318 | Long             | EC               | CORP              | US        |      7856 | NS      | $2582581.44   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| American States Water Co               | American States Water Co                              | CUSIP: 029899101<br>LEI: 529900L26LIS2V8PWM23 | Long             | EC               | CORP              | US        |     47715 | NS      | $3556198.95   | 1.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Standex International Corp             | Standex International Corp                            | CUSIP: 854231107<br>LEI: RCX52GR0JW2LRRMH9Z54 | Long             | EC               | CORP              | US        |      4500 | NS      | $1179000.00   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Hagerty Inc                            | Hagerty Inc                                           | CUSIP: 405166109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    263739 | NS      | $3096295.86   | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Saia Inc                               | Saia Inc                                              | CUSIP: 78709Y105<br>LEI: 549300WNPG4N9GBOYB29 | Long             | EC               | CORP              | US        |      6417 | NS      | $2601387.63   | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackLine Inc                          | BlackLine Inc                                         | CUSIP: 09239B109<br>LEI: 529900P9N7PK9LV5EK56 | Long             | EC               | CORP              | US        |     26094 | NS      | $919813.50    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| John Wiley & Sons Inc                  | John Wiley & Sons Inc                                 | CUSIP: 968223206<br>LEI: 5493003XM719UN7E8P64 | Long             | EC               | CORP              | US        |     70140 | NS      | $2175742.80   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Viper Energy Inc                       | Viper Energy Inc                                      | CUSIP: 64361Q101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     63927 | NS      | $2975162.58   | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Simpson Manufacturing Co Inc           | Simpson Manufacturing Co Inc                          | CUSIP: 829073105<br>LEI: 529900EJUNNL15LZ8056 | Long             | EC               | CORP              | US        |     17066 | NS      | $3303465.62   | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Kirby Corp                             | Kirby Corp                                            | CUSIP: 497266106<br>LEI: I7NO6FZO5GUCG585T325 | Long             | EC               | CORP              | US        |     39349 | NS      | $5107500.20   | 2.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Roadhouse Inc                    | Texas Roadhouse Inc                                   | CUSIP: 882681109<br>LEI: 5299002Y1CNRPDGXTQ75 | Long             | EC               | CORP              | US        |     14382 | NS      | $2630036.34   | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Badger Meter Inc                       | Badger Meter Inc                                      | CUSIP: 056525108<br>LEI: 5493002JENE20OGTUG20 | Long             | EC               | CORP              | US        |      7598 | NS      | $1158163.14   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Tidewater Inc                          | Tidewater Inc                                         | CUSIP: 88642R109<br>LEI: 2549000JA5GRUPLMUH98 | Long             | EC               | CORP              | US        |     73969 | NS      | $5874617.98   | 2.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Entegris Inc                           | Entegris Inc                                          | CUSIP: 29362U104<br>LEI: IYX6OWO7BT5DKO3BYG52 | Long             | EC               | CORP              | US        |     30297 | NS      | $4012837.65   | 1.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Alliant Energy Corp                    | Alliant Energy Corp                                   | CUSIP: 018802108<br>LEI: 5493009ML300G373MZ12 | Long             | EC               | CORP              | US        |     50964 | NS      | $3686735.76   | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Stewart Information Services Corp      | Stewart Information Services Corp                     | CUSIP: 860372101<br>LEI: 529900TV1XI0PLKENU10 | Long             | EC               | CORP              | US        |     64052 | NS      | $4547051.48   | 2.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Bright Horizons Family Solutions Inc   | Bright Horizons Family Solutions Inc                  | CUSIP: 109194100<br>LEI: 254900BHOU40CFNXWQ75 | Long             | EC               | CORP              | US        |     31318 | NS      | $2333817.36   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| AptarGroup Inc                         | AptarGroup Inc                                        | CUSIP: 038336103<br>LEI: VNPEQDQFAA7IY1T2PX43 | Long             | EC               | CORP              | US        |     32814 | NS      | $4715699.94   | 2.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Crane Co                               | Crane Co                                              | CUSIP: 224408104<br>LEI: 5493000CQRQOTHUODL75 | Long             | EC               | CORP              | US        |     19508 | NS      | $3911939.24   | 1.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Littelfuse Inc                         | Littelfuse Inc                                        | CUSIP: 537008104<br>LEI: 549300MY7HLQFYTPCX75 | Long             | EC               | CORP              | US        |     15322 | NS      | $5400392.12   | 2.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Bio-Techne Corp                        | Bio-Techne Corp                                       | CUSIP: 09073M104<br>LEI: 54930073RLKQ51TILZ35 | Long             | EC               | CORP              | US        |     60483 | NS      | $3568497.00   | 1.58%             |  |  |  | No            |                  1 | On Loan: No      |
| ITT Inc                                | ITT Inc                                               | CUSIP: 45073V108<br>LEI: 549300KDSERHTJOXUS80 | Long             | EC               | CORP              | US        |     21701 | NS      | $4392499.41   | 1.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Chemed Corp                            | Chemed Corp                                           | CUSIP: 16359R103<br>LEI: 54930020031IDJT2IM79 | Long             | EC               | CORP              | US        |        42 | NS      | $17220.42     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CCC Intelligent Solutions Holdings Inc | CCC Intelligent Solutions Holdings Inc                | CUSIP: 12510Q100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    132301 | NS      | $771314.83    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Esab Corp                              | Esab Corp                                             | CUSIP: 29605J106<br>LEI: 549300ZNV0SWBXEIWT04 | Long             | EC               | CORP              | US        |     23980 | NS      | $3025556.60   | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| MKS Inc                                | MKS Inc                                               | CUSIP: 55306N104<br>LEI: 549300KEQATBHAGVF505 | Long             | EC               | CORP              | US        |     18778 | NS      | $4590469.88   | 2.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Casella Waste Systems Inc              | Casella Waste Systems Inc                             | CUSIP: 147448104<br>LEI: 8EU0XUFVJ48U37IIDH51 | Long             | EC               | CORP              | US        |     24748 | NS      | $2305523.68   | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| IDACORP Inc                            | IDACORP Inc                                           | CUSIP: 451107106<br>LEI: N134NUJDWN8UEFA8B673 | Long             | EC               | CORP              | US        |      7962 | NS      | $1146289.14   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| UGI Corp                               | UGI Corp                                              | CUSIP: 902681105<br>LEI: DX6GCWD4Q1JO9CRE5I40 | Long             | EC               | CORP              | US        |    122461 | NS      | $4581266.01   | 2.02%             |  |  |  | No            |                  1 | On Loan: No      |
| White Mountains Insurance Group Ltd    | White Mountains Insurance Group Ltd                   | CUSIP: 000000000<br>LEI: 549300N3FL068JERBG02 | Long             | EC               | CORP              | BM        |      2258 | NS      | $5013911.58   | 2.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Haemonetics Corp                       | Haemonetics Corp                                      | CUSIP: 405024100<br>LEI: 549300ZEL6TXZS6F5F95 | Long             | EC               | CORP              | US        |     47114 | NS      | $2983258.48   | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Stevanato Group SpA                    | Stevanato Group SpA                                   | CUSIP: 000000000<br>LEI: 81560033F7E1CD477507 | Long             | EC               | CORP              | IT        |    121891 | NS      | $1891748.32   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Murphy USA Inc                         | Murphy USA Inc                                        | CUSIP: 626755102<br>LEI: 549300Y081F8XIKQIO72 | Long             | EC               | CORP              | US        |      3816 | NS      | $1491063.84   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Brady Corp                             | Brady Corp                                            | CUSIP: 104674106<br>LEI: 549300G2LEQOFQC8GY34 | Long             | EC               | CORP              | US        |     57061 | NS      | $5269012.74   | 2.33%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Global Advisors           | State Street Institutional Treasury Money Market Fund | CUSIP: 857492870<br>LEI: 549300Q3FHSMZ70NLT76 | Long             | STIV             | RF                | US        |  13495255 | NS      | $13495254.59  | 5.97%             |  |  |  | No            |                  2 | On Loan: No      |
| Enerpac Tool Group Corp                | Enerpac Tool Group Corp                               | CUSIP: 292765104<br>LEI: IZW37BPZKUJE1QXGB081 | Long             | EC               | CORP              | US        |     96833 | NS      | $3950786.40   | 1.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Glacier Bancorp Inc                    | Glacier Bancorp Inc                                   | CUSIP: 37637Q105<br>LEI: 549300SMJAUKZB5D7V74 | Long             | EC               | CORP              | US        |     48325 | NS      | $2198304.25   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| CNX Resources Corp                     | CNX Resources Corp                                    | CUSIP: 12653C108<br>LEI: 549300JK3KH8PWM3B226 | Long             | EC               | CORP              | US        |    115097 | NS      | $4808752.66   | 2.13%             |  |  |  | No            |                  1 | On Loan: No      |
| FirstService Corp                      | FirstService Corp                                     | CUSIP: 33767E202<br>LEI: 5493000XUDIV75BCF118 | Long             | EC               | CORP              | CA        |     22769 | NS      | $3587711.33   | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Valmont Industries Inc                 | Valmont Industries Inc                                | CUSIP: 920253101<br>LEI: 5493009ZGZJJ8F77JN08 | Long             | EC               | CORP              | US        |     12660 | NS      | $5822713.80   | 2.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Lattice Semiconductor Corp             | Lattice Semiconductor Corp                            | CUSIP: 518415104<br>LEI: 549300LRBBPZDQ2II567 | Long             | EC               | CORP              | US        |     38355 | NS      | $3667505.10   | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Fair Isaac Corp                        | Fair Isaac Corp                                       | CUSIP: 303250104<br>LEI: RI6HET5SJUEY30V1PS26 | Long             | EC               | CORP              | US        |      1456 | NS      | $2052028.16   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| SPS Commerce Inc                       | SPS Commerce Inc                                      | CUSIP: 78463M107<br>LEI: 2549006XVF9GCCETDQ72 | Long             | EC               | CORP              | US        |     31214 | NS      | $1763903.14   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-03-30

**Name of Applicant:** Neuberger Berman ETF Trust

**Signature:** John McGovern

**Name of Signer:** John McGovern

**Title:** Treasuer