# EDGAR Filing Document

**Accession Number:** 0001581655
**File Stem:** 0001581655-23-000001
**Filing Date:** 2023-2
**Character Count:** 58345
**Document Hash:** 37b3b191cadc46a2699fdbf57590310e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001581655-23-000001.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001581655-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Alpine Global Management, LLC
- **CENTRAL INDEX KEY:** 0001581655
- **IRS NUMBER:** 461675291
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15932
- **FILM NUMBER:** 23625278

**BUSINESS ADDRESS:**
- **STREET 1:** 140 BROADWAY, 38TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10005
- **BUSINESS PHONE:** 646-961-3213

**MAIL ADDRESS:**
- **STREET 1:** 140 BROADWAY, 38TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10005

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Alpine Partners VI, LLC
- **DATE OF NAME CHANGE:** 20130716

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Alpine Global Management LLC<br>**Address:** 140 BROADWAY 38TH FLOOR<br>NEW YORK, NY 10005

**Form 13F File Number:** 028-15932

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Alec Chapman<br>**Title:** Operations Analyst<br>**Phone:** 646-517-8087

**Signature, Place, and Date of Signing:**

Alec Chapman  New York, NY  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 554

**Form 13F Information Table Value Total:** $300788

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| RENREN INC | SPONSORED ADS | 759892300 |  | 22 | 13600 | SH |  | SOLE |  | 13600 | 0 | 0 |
| BITE ACQUISITION CORP | UNIT 99/99/9999 | 09175K204 |  | 241 | 23623 | SH |  | SOLE |  | 23623 | 0 | 0 |
| CHURCHILL CAPITAL CORP V | COM CL A | 17144T107 |  | 1115 | 112129 | SH |  | SOLE |  | 112129 | 0 | 0 |
| CHURCHILL CAPITAL CORP VII | COM CL A | 17144M102 |  | 352 | 35309 | SH |  | SOLE |  | 35309 | 0 | 0 |
| COLOMBIER ACQUISITION CORP | UNIT 99/99/9999 | 19533H207 |  | 496 | 50430 | SH |  | SOLE |  | 50430 | 0 | 0 |
| ITIQUIRA ACQUISITION CORP | UNIT 02/03/2026 | G49773123 |  | 132 | 13177 | SH |  | SOLE |  | 13177 | 0 | 0 |
| KISMET ACQUISITION TWO CORP | UNIT 99/99/9999 | G52807123 |  | 366 | 36232 | SH |  | SOLE |  | 36232 | 0 | 0 |
| MASON INDUSTRIAL TECHNOLGY I | UNIT 99/99/9999 | 57520Y205 |  | 328 | 32952 | SH |  | SOLE |  | 32952 | 0 | 0 |
| MEDICUS SCIENCES ACQUISITION | CL A SHS | G5960S108 |  | 504 | 50017 | SH |  | SOLE |  | 50017 | 0 | 0 |
| NOBLE ROCK ACQUISITION CORP | UNIT 01/31/2028 | G6546R127 |  | 173 | 17068 | SH |  | SOLE |  | 17068 | 0 | 0 |
| PIVOTAL INVESTMENT CORP III | UNIT 01/28/2028 | 72582M205 |  | 121 | 11969 | SH |  | SOLE |  | 11969 | 0 | 0 |
| PRIVETERRA ACQUISITION CORP | UNIT 99/99/9999 | 74275N201 |  | 213 | 21179 | SH |  | SOLE |  | 21179 | 0 | 0 |
| PROGRESS ACQUISITION CORP | UNIT 12/25/2025 | 74327P204 |  | 148 | 14660 | SH |  | SOLE |  | 14660 | 0 | 0 |
| RMG ACQUISITION CORP III | UNIT 02/08/2026 | G76088114 |  | 102 | 10080 | SH |  | SOLE |  | 10080 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 9839 | 79871 | SH |  | SOLE |  | 79871 | 0 | 0 |
| IMMUNOME INC | COM | 45257U108 |  | 1581 | 718235 | SH |  | SOLE |  | 718235 | 0 | 0 |
| IMMUNOVANT INC | COM | 45258J102 |  | 26625 | 1500000 | SH |  | SOLE |  | 1500000 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 9569 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| FIRST HORIZON CORPORATION | COM | 320517105 |  | 1962 | 80095 | SH |  | SOLE |  | 80095 | 0 | 0 |
| LHC GROUP INC | COM | 50187A107 |  | 4042 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| MONEYGRAM INTL INC | COM NEW | 60935Y208 |  | 1257 | 115395 | SH |  | SOLE |  | 115395 | 0 | 0 |
| SERITAGE GROWTH PPTYS | CL A | 81752R100 |  | 1183 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| SIGNIFY HEALTH INC | CL A COM | 82671G100 |  | 717 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 |  | 4874 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| SOUTH JERSEY INDS INC | COM | 838518108 |  | 2913 | 81991 | SH |  | SOLE |  | 81991 | 0 | 0 |
| TEGNA INC | COM | 87901J105 |  | 6499 | 306705 | SH |  | SOLE |  | 306705 | 0 | 0 |
| TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 |  | 3240 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| BAKKT HOLDINGS INC | COM CL A | 05759B107 |  | 102 | 85586 | SH |  | SOLE |  | 85586 | 0 | 0 |
| COMPUTE HEALTH ACQUISITIN CO | UNIT 99/99/9999 | 204833206 |  | 160 | 15866 | SH |  | SOLE |  | 15866 | 0 | 0 |
| ROBINHOOD MKTS INC | COM CL A | 770700102 |  | 24964 | 3066831 | SH |  | SOLE |  | 3066831 | 0 | 0 |
| 1 800 FLOWERS COM INC | CL A | 68243Q106 |  | 99 | 10319 | SH |  | SOLE |  | 10319 | 0 | 0 |
| 23ANDME HOLDING CO | CLASS A COM | 90138Q108 |  | 108 | 50212 | SH |  | SOLE |  | 50212 | 0 | 0 |
| 2SEVENTY BIO INC | COMMON STOCK | 901384107 |  | 112 | 11930 | SH |  | SOLE |  | 11930 | 0 | 0 |
| 2U INC | COM | 90214J101 |  | 120 | 19102 | SH |  | SOLE |  | 19102 | 0 | 0 |
| 3-D SYS CORP DEL | COM NEW | 88554D205 |  | 115 | 15573 | SH |  | SOLE |  | 15573 | 0 | 0 |
| 7GC AND CO HOLDINGS INC | *W EXP 12/28/202 | 81786A115 |  | 1 | 13500 | SH |  | SOLE |  | 13500 | 0 | 0 |
| 8X8 INC NEW | COM | 282914100 |  | 120 | 27724 | SH |  | SOLE |  | 27724 | 0 | 0 |
| 908 DEVICES INC | COM | 65443P102 |  | 91 | 11899 | SH |  | SOLE |  | 11899 | 0 | 0 |
| ABRDN GLOBAL PREMIER PPTYS F | COM SH BEN INT | 00302L108 |  | 329 | 84456 | SH |  | SOLE |  | 84456 | 0 | 0 |
| ACCOLADE INC | COM | 00437E102 |  | 118 | 15101 | SH |  | SOLE |  | 15101 | 0 | 0 |
| ACM RESH INC | COM CL A | 00108J109 |  | 118 | 15277 | SH |  | SOLE |  | 15277 | 0 | 0 |
| ACROPOLIS INFRASTRUCTURE ACQ | *W EXP 03/30/202 | 005029111 |  | 1 | 11340 | SH |  | SOLE |  | 11340 | 0 | 0 |
| ACV AUCTIONS INC | COM CL A | 00091G104 |  | 123 | 14981 | SH |  | SOLE |  | 14981 | 0 | 0 |
| ADAPTIVE BIOTECHNOLOGIES COR | COM | 00650F109 |  | 122 | 16008 | SH |  | SOLE |  | 16008 | 0 | 0 |
| ADICET BIO INC | COM | 007002108 |  | 109 | 12189 | SH |  | SOLE |  | 12189 | 0 | 0 |
| AEMETIS INC | COM NEW | 00770K202 |  | 90 | 22669 | SH |  | SOLE |  | 22669 | 0 | 0 |
| AEVA TECHNOLOGIES INC | COM | 00835Q103 |  | 95 | 70105 | SH |  | SOLE |  | 70105 | 0 | 0 |
| AEYE INC | CL A COM | 008183105 |  | 55 | 115070 | SH |  | SOLE |  | 115070 | 0 | 0 |
| AFFIMED N V | COM | N01045108 |  | 48 | 38490 | SH |  | SOLE |  | 38490 | 0 | 0 |
| AFFIRM HLDGS INC | COM CL A | 00827B106 |  | 124 | 12800 | SH |  | SOLE |  | 12800 | 0 | 0 |
| AGILE GROWTH CORP | *W EXP 03/09/202 | G01202111 |  | 0 | 11400 | SH |  | SOLE |  | 11400 | 0 | 0 |
| AGORA INC | ADS | 00851L103 |  | 88 | 22591 | SH |  | SOLE |  | 22591 | 0 | 0 |
| ALECTOR INC | COM | 014442107 |  | 93 | 10095 | SH |  | SOLE |  | 10095 | 0 | 0 |
| ALLBIRDS INC | COM CL A | 01675A109 |  | 112 | 46268 | SH |  | SOLE |  | 46268 | 0 | 0 |
| ALLOGENE THERAPEUTICS INC | COM | 019770106 |  | 115 | 18267 | SH |  | SOLE |  | 18267 | 0 | 0 |
| ALLSPRING GLOBAL DIVIDEND OP | COM | 94987C103 |  | 67 | 15437 | SH |  | SOLE |  | 15437 | 0 | 0 |
| ALPHA STAR ACQUISITION CORP | *W EXP 12/13/202 | G0230C116 |  | 0 | 13477 | SH |  | SOLE |  | 13477 | 0 | 0 |
| ALPINE ACQUISITION CORPORATI | *W EXP 05/01/202 | 02083L117 |  | 1 | 12570 | SH |  | SOLE |  | 12570 | 0 | 0 |
| ALSP ORCHID ACQUISITION CORP | *W EXP 11/30/202 | G0231L123 |  | 0 | 10300 | SH |  | SOLE |  | 10300 | 0 | 0 |
| ALTENERGY ACQUISITION CORP | *W EXP 10/29/202 | 02157M116 |  | 2 | 16700 | SH |  | SOLE |  | 16700 | 0 | 0 |
| ALTICE USA INC | CL A | 02156K103 |  | 103 | 22362 | SH |  | SOLE |  | 22362 | 0 | 0 |
| ALTITUDE ACQUISITION CORP | *W EXP 11/30/202 | 02156Y111 |  | 3 | 53600 | SH |  | SOLE |  | 53600 | 0 | 0 |
| ALTO INGREDIENTS INC | COM | 021513106 |  | 89 | 31072 | SH |  | SOLE |  | 31072 | 0 | 0 |
| AMARIN CORP PLC | SPONS ADR NEW | 023111206 |  | 89 | 73683 | SH |  | SOLE |  | 73683 | 0 | 0 |
| AMBRX BIOPHARMA INC | SPONSORED ADS | 02290A102 |  | 106 | 46723 | SH |  | SOLE |  | 46723 | 0 | 0 |
| AMC ENTMT HLDGS INC | CL A COM | 00165C104 |  | 128 | 31417 | SH |  | SOLE |  | 31417 | 0 | 0 |
| AMERICAN WELL CORP | CL A | 03044L105 |  | 114 | 40328 | SH |  | SOLE |  | 40328 | 0 | 0 |
| AMMO INC | COM | 00175J107 |  | 88 | 50903 | SH |  | SOLE |  | 50903 | 0 | 0 |
| AMNEAL PHARMACEUTICALS INC | COM STK CL A | 03168L105 |  | 116 | 58186 | SH |  | SOLE |  | 58186 | 0 | 0 |
| AMYRIS INC | COM NEW | 03236M200 |  | 113 | 73927 | SH |  | SOLE |  | 73927 | 0 | 0 |
| ANGI INC | COM CL A NEW | 00183L102 |  | 54 | 23076 | SH |  | SOLE |  | 23076 | 0 | 0 |
| ANTHEMIS DIGITAL ACQUISITION | *W EXP 11/01/202 | G03959114 |  | 1 | 15280 | SH |  | SOLE |  | 15280 | 0 | 0 |
| ANYWHERE REAL ESTATE INC | COM | 75605Y106 |  | 120 | 18734 | SH |  | SOLE |  | 18734 | 0 | 0 |
| ANZU SPECIAL ACQUISITIN CORP | *W EXP 01/27/202 | 03737A119 |  | 1 | 18900 | SH |  | SOLE |  | 18900 | 0 | 0 |
| APPHARVEST INC | COM | 03783T103 |  | 80 | 141814 | SH |  | SOLE |  | 141814 | 0 | 0 |
| APPRECIATE HOLDINGS INC | *W EXP 11/29/202 | 03832J114 |  | 1 | 23790 | SH |  | SOLE |  | 23790 | 0 | 0 |
| ARDAGH METAL PACKAGING S A | SHS | L02235106 |  | 94 | 19450 | SH |  | SOLE |  | 19450 | 0 | 0 |
| ARLO TECHNOLOGIES INC | COM | 04206A101 |  | 53 | 15182 | SH |  | SOLE |  | 15182 | 0 | 0 |
| ARQIT QUANTUM INC | ORDINARY SHARES | G0567U101 |  | 81 | 22314 | SH |  | SOLE |  | 22314 | 0 | 0 |
| ARROWROOT ACQUISITION CORP | *W EXP 03/02/202 | 04282M110 |  | 0 | 13100 | SH |  | SOLE |  | 13100 | 0 | 0 |
| ARTELO BIOSCIENCES INC | *W EXP 06/20/202 | 04301G128 |  | 1 | 14099 | SH |  | SOLE |  | 14099 | 0 | 0 |
| ASHFORD HOSPITALITY TR INC | COM SHS | 044103869 |  | 112 | 25107 | SH |  | SOLE |  | 25107 | 0 | 0 |
| AST SPACEMOBILE INC | COM CL A | 00217D100 |  | 107 | 22102 | SH |  | SOLE |  | 22102 | 0 | 0 |
| ATAI LIFE SCIENCES NV | SHS | N0731H103 |  | 116 | 43664 | SH |  | SOLE |  | 43664 | 0 | 0 |
| ATARA BIOTHERAPEUTICS INC | COM | 046513107 |  | 116 | 35475 | SH |  | SOLE |  | 35475 | 0 | 0 |
| ATEA PHARMACEUTICALS INC | COM | 04683R106 |  | 52 | 10858 | SH |  | SOLE |  | 10858 | 0 | 0 |
| AURINIA PHARMACEUTICALS INC | COM | 05156V102 |  | 84 | 19363 | SH |  | SOLE |  | 19363 | 0 | 0 |
| AURORA INNOVATION INC | CLASS A COM | 051774107 |  | 87 | 72019 | SH |  | SOLE |  | 72019 | 0 | 0 |
| AURORA TECHNOLOGY ACQUISITIO | *W EXP 01/27/202 | G06984127 |  | 0 | 20340 | SH |  | SOLE |  | 20340 | 0 | 0 |
| AUTHENTIC EQUITY ACQUISTN CO | *W EXP 01/20/202 | G06607124 |  | 1 | 69544 | SH |  | SOLE |  | 69544 | 0 | 0 |
| AUTOLUS THERAPEUTICS PLC | SPON ADS | 05280R100 |  | 38 | 19885 | SH |  | SOLE |  | 19885 | 0 | 0 |
| AZURE PWR GLOBAL LTD | SHS | V0393H103 |  | 66 | 15221 | SH |  | SOLE |  | 15221 | 0 | 0 |
| B AND G FOODS INC NEW | COM | 05508R106 |  | 118 | 10606 | SH |  | SOLE |  | 10606 | 0 | 0 |
| BABCOCK AND WILCOX ENTERPRISES | COM | 05614L209 |  | 101 | 17574 | SH |  | SOLE |  | 17574 | 0 | 0 |
| BAOZUN INC | SPONSORED ADR | 06684L103 |  | 88 | 16648 | SH |  | SOLE |  | 16648 | 0 | 0 |
| BATTERY FUTURE ACQUISITION C | *W EXP 99/99/999 | G0888J124 |  | 2 | 25659 | SH |  | SOLE |  | 25659 | 0 | 0 |
| BED BATH AND BEYOND INC | COM | 075896100 |  | 113 | 45077 | SH |  | SOLE |  | 45077 | 0 | 0 |
| BENSON HILL INC | COMMON STOCK | 082490103 |  | 38 | 14955 | SH |  | SOLE |  | 14955 | 0 | 0 |
| BETTER WORLD ACQUISITION COR | *W EXP 11/15/202 | 08772B112 |  | 3 | 29001 | SH |  | SOLE |  | 29001 | 0 | 0 |
| BEYONDSPRING INC | SHS | G10830100 |  | 29 | 15350 | SH |  | SOLE |  | 15350 | 0 | 0 |
| BIG 5 SPORTING GOODS CORP | COM | 08915P101 |  | 113 | 12795 | SH |  | SOLE |  | 12795 | 0 | 0 |
| BIONANO GENOMICS INC | COM | 09075F107 |  | 80 | 54477 | SH |  | SOLE |  | 54477 | 0 | 0 |
| BITE ACQUISITION CORP | *W EXP 02/12/203 | 09175K113 |  | 1 | 12700 | SH |  | SOLE |  | 12700 | 0 | 0 |
| BLACK MOUNTAIN ACQ CORP | *W EXP 10/15/202 | 09216A116 |  | 1 | 29565 | SH |  | SOLE |  | 29565 | 0 | 0 |
| BLACK SPADE ACQUISITION CO | *W EXP 07/16/202 | G11537118 |  | 1 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| BLACKROCK HEALTH SCIENCES TR | COM | 09250W107 |  | 344 | 7890 | SH |  | SOLE |  | 7890 | 0 | 0 |
| BLADE AIR MOBILITY INC | CL A COM | 092667104 |  | 67 | 18582 | SH |  | SOLE |  | 18582 | 0 | 0 |
| BLEND LABS INC | CL A | 09352U108 |  | 142 | 98423 | SH |  | SOLE |  | 98423 | 0 | 0 |
| BLEUACACIA LTD | *W EXP 10/30/202 | G11728113 |  | 0 | 15200 | SH |  | SOLE |  | 15200 | 0 | 0 |
| BLINK CHARGING CO | COM | 09354A100 |  | 119 | 10874 | SH |  | SOLE |  | 10874 | 0 | 0 |
| BLOCKCHAIN MOON ACQUISITN CO | *W EXP 10/14/202 | 09370F125 |  | 0 | 15331 | SH |  | SOLE |  | 15331 | 0 | 0 |
| BLUESCAPE OPPORTUNITIES ACQU | *W EXP 10/28/202 | G1195N113 |  | 3 | 21292 | SH |  | SOLE |  | 21292 | 0 | 0 |
| BRANDYWINE RLTY TR | SH BEN INT NEW | 105368203 |  | 88 | 14378 | SH |  | SOLE |  | 14378 | 0 | 0 |
| BRIDGEBIO PHARMA INC | COM | 10806X102 |  | 114 | 14990 | SH |  | SOLE |  | 14990 | 0 | 0 |
| BROADMARK RLTY CAP INC | COM | 11135B100 |  | 87 | 24312 | SH |  | SOLE |  | 24312 | 0 | 0 |
| BROOKDALE SR LIVING INC | COM | 112463104 |  | 86 | 31501 | SH |  | SOLE |  | 31501 | 0 | 0 |
| BULLPEN PARLAY ACQUISITION C | *W EXP 12/03/202 | G1792A118 |  | 0 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| BUTTERFLY NETWORK INC | COM CL A | 124155102 |  | 100 | 40562 | SH |  | SOLE |  | 40562 | 0 | 0 |
| C3 AI INC | CL A | 12468P104 |  | 120 | 10753 | SH |  | SOLE |  | 10753 | 0 | 0 |
| C4 THERAPEUTICS INC | COM STK | 12529R107 |  | 110 | 18574 | SH |  | SOLE |  | 18574 | 0 | 0 |
| C5 ACQUISITION CORPORATION | *W EXP 12/31/202 | 12530D113 |  | 0 | 11490 | SH |  | SOLE |  | 11490 | 0 | 0 |
| CAMBER ENERGY INC | COM | 13200M607 |  | 72 | 35518 | SH |  | SOLE |  | 35518 | 0 | 0 |
| CANAAN INC | SPONSORED ADS | 134748102 |  | 84 | 40954 | SH |  | SOLE |  | 40954 | 0 | 0 |
| CANO HEALTH INC | COM CL A | 13781Y103 |  | 182 | 132527 | SH |  | SOLE |  | 132527 | 0 | 0 |
| CANTALOUPE INC | COM | 138103106 |  | 53 | 12235 | SH |  | SOLE |  | 12235 | 0 | 0 |
| CARDLYTICS INC | COM | 14161W105 |  | 99 | 17051 | SH |  | SOLE |  | 17051 | 0 | 0 |
| CAREDX INC | COM | 14167L103 |  | 121 | 10579 | SH |  | SOLE |  | 10579 | 0 | 0 |
| CARIBOU BIOSCIENCES INC | COM | 142038108 |  | 110 | 17442 | SH |  | SOLE |  | 17442 | 0 | 0 |
| CARNEY TECHNOLOGY ACQU CORP | *W EXP 11/30/202 | 143636116 |  | 1 | 17333 | SH |  | SOLE |  | 17333 | 0 | 0 |
| CARNIVAL CORP | COMMON STOCK | 143658300 |  | 85 | 10485 | SH |  | SOLE |  | 10485 | 0 | 0 |
| CARPARTS COM INC | COM | 14427M107 |  | 128 | 20413 | SH |  | SOLE |  | 20413 | 0 | 0 |
| CARVANA CO | CL A | 146869102 |  | 127 | 26804 | SH |  | SOLE |  | 26804 | 0 | 0 |
| CASCADIA ACQUISITION CORP | *W EXP 09/30/202 | 14739D118 |  | 0 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| CBRE GBL REAL ESTATE INC FD | COM | 12504G100 |  | 483 | 84308 | SH |  | SOLE |  | 84308 | 0 | 0 |
| CENNTRO ELECTRIC GROUP LIMIT | ORD SHS | Q6519V120 |  | 64 | 144542 | SH |  | SOLE |  | 144542 | 0 | 0 |
| CENTURY ALUM CO | COM | 156431108 |  | 96 | 11774 | SH |  | SOLE |  | 11774 | 0 | 0 |
| CERUS CORP | COM | 157085101 |  | 121 | 33139 | SH |  | SOLE |  | 33139 | 0 | 0 |
| CF ACQUISITION CORP IV | *W EXP 12/31/202 | 12520T110 |  | 2 | 29000 | SH |  | SOLE |  | 29000 | 0 | 0 |
| CF ACQUISITION CORP VIII | *W EXP 03/31/202 | 12520C117 |  | 0 | 14290 | SH |  | SOLE |  | 14290 | 0 | 0 |
| CHARGEPOINT HOLDINGS INC | COM CL A | 15961R105 |  | 123 | 12879 | SH |  | SOLE |  | 12879 | 0 | 0 |
| CHIMERA INVT CORP | COM NEW | 16934Q208 |  | 112 | 20402 | SH |  | SOLE |  | 20402 | 0 | 0 |
| CHIMERIX INC | COM | 16934W106 |  | 86 | 46240 | SH |  | SOLE |  | 46240 | 0 | 0 |
| CITIZENS INC | CL A | 174740100 |  | 111 | 52257 | SH |  | SOLE |  | 52257 | 0 | 0 |
| CLARIVATE PLC | ORD SHS | G21810109 |  | 87 | 10400 | SH |  | SOLE |  | 10400 | 0 | 0 |
| CLARUS CORP NEW | COM | 18270P109 |  | 90 | 11469 | SH |  | SOLE |  | 11469 | 0 | 0 |
| CLEANSPARK INC | COM NEW | 18452B209 |  | 91 | 44586 | SH |  | SOLE |  | 44586 | 0 | 0 |
| CLEAR CHANNEL OUTDOOR HLDGS | COM | 18453H106 |  | 36 | 34310 | SH |  | SOLE |  | 34310 | 0 | 0 |
| CLOUGH GLOBAL EQUITY FD | COM | 18914C100 |  | 233 | 35735 | SH |  | SOLE |  | 35735 | 0 | 0 |
| CLOUGH GLOBAL OPPORTUNITIES | SH BEN INT | 18914E106 |  | 473 | 93378 | SH |  | SOLE |  | 93378 | 0 | 0 |
| CLOVER HEALTH INVESTMENTS CO | COM CL A | 18914F103 |  | 115 | 123982 | SH |  | SOLE |  | 123982 | 0 | 0 |
| CODEXIS INC | COM | 192005106 |  | 116 | 24885 | SH |  | SOLE |  | 24885 | 0 | 0 |
| COGNYTE SOFTWARE LTD | ORD SHS | M25133105 |  | 62 | 20034 | SH |  | SOLE |  | 20034 | 0 | 0 |
| COHERUS BIOSCIENCES INC | COM | 19249H103 |  | 101 | 12714 | SH |  | SOLE |  | 12714 | 0 | 0 |
| COMMUNITY HEALTH SYS INC NEW | COM | 203668108 |  | 104 | 24044 | SH |  | SOLE |  | 24044 | 0 | 0 |
| COMPASS INC | CL A | 20464U100 |  | 121 | 51915 | SH |  | SOLE |  | 51915 | 0 | 0 |
| COMPUTE HEALTH ACQUISITIN CO | *W EXP 01/25/202 | 204833115 |  | 2 | 18268 | SH |  | SOLE |  | 18268 | 0 | 0 |
| CONCORD ACQUISITION CORP III | *W EXP 99/99/999 | 20607V114 |  | 1 | 10500 | SH |  | SOLE |  | 10500 | 0 | 0 |
| CONTEXTLOGIC INC | COM CL A | 21077C107 |  | 115 | 234875 | SH |  | SOLE |  | 234875 | 0 | 0 |
| COUPANG INC | CL A | 22266T109 |  | 851 | 57840 | SH |  | SOLE |  | 57840 | 0 | 0 |
| CRESCERA CAP ACQUISITION COR | *W EXP 11/18/202 | G26507114 |  | 0 | 12400 | SH |  | SOLE |  | 12400 | 0 | 0 |
| CS DISCO INC | COM | 126327105 |  | 84 | 13231 | SH |  | SOLE |  | 13231 | 0 | 0 |
| CUREVAC N V | COM | N2451R105 |  | 82 | 13546 | SH |  | SOLE |  | 13546 | 0 | 0 |
| CYTOMX THERAPEUTICS INC | COM | 23284F105 |  | 76 | 47723 | SH |  | SOLE |  | 47723 | 0 | 0 |
| DADA NEXUS LTD | ADS | 23344D108 |  | 121 | 17424 | SH |  | SOLE |  | 17424 | 0 | 0 |
| DANIMER SCIENTIFIC INC | COM CL A | 236272100 |  | 137 | 76460 | SH |  | SOLE |  | 76460 | 0 | 0 |
| DEEP LAKE CAPITAL ACQUSTN CO | *W EXP 01/04/202 | G27029118 |  | 0 | 50600 | SH |  | SOLE |  | 50600 | 0 | 0 |
| DESKTOP METAL INC | COM CL A | 25058X105 |  | 120 | 88191 | SH |  | SOLE |  | 88191 | 0 | 0 |
| DESPEGAR COM CORP | ORD SHS | G27358103 |  | 96 | 18635 | SH |  | SOLE |  | 18635 | 0 | 0 |
| DIAMONDHEAD HOLDINGS CORP | *W EXP 01/28/202 | 25278L113 |  | 1 | 13700 | SH |  | SOLE |  | 13700 | 0 | 0 |
| DIEBOLD NIXDORF INC | COM STK | 253651103 |  | 115 | 80681 | SH |  | SOLE |  | 80681 | 0 | 0 |
| DIGITALBRIDGE GROUP INC | CL A NEW | 25401T603 |  | 270 | 24716 | SH |  | SOLE |  | 24716 | 0 | 0 |
| DINGDONG CAYMAN LTD | ADS | 25445D101 |  | 85 | 20010 | SH |  | SOLE |  | 20010 | 0 | 0 |
| DIVERSEY HLDGS LTD | ORD SHS | G28923103 |  | 118 | 27701 | SH |  | SOLE |  | 27701 | 0 | 0 |
| DIVERSIFIED HEALTHCARE TR | COM SH BEN INT | 25525P107 |  | 117 | 180726 | SH |  | SOLE |  | 180726 | 0 | 0 |
| DOUGLAS ELLIMAN INC | COM | 25961D105 |  | 563 | 138421 | SH |  | SOLE |  | 138421 | 0 | 0 |
| DRAFTKINGS INC NEW | COM CL A | 26142V105 |  | 117 | 10281 | SH |  | SOLE |  | 10281 | 0 | 0 |
| DRAGONFLY ENERGY HOLDINGS CO | *W EXP 10/07/202 | 26145B114 |  | 8 | 15825 | SH |  | SOLE |  | 15825 | 0 | 0 |
| DUN AND BRADSTREET HLDGS INC | COM | 26484T106 |  | 147 | 11979 | SH |  | SOLE |  | 11979 | 0 | 0 |
| E2OPEN PARENT HOLDINGS INC | COM CL A | 29788T103 |  | 92 | 15631 | SH |  | SOLE |  | 15631 | 0 | 0 |
| EAST RES ACQUISITION CO | *W EXP 07/01/202 | 274681113 |  | 7 | 41130 | SH |  | SOLE |  | 41130 | 0 | 0 |
| EATON VANCE ENHANCED EQUITY | COM | 278274105 |  | 266 | 17808 | SH |  | SOLE |  | 17808 | 0 | 0 |
| EATON VANCE RISK-MANAGED DIV | COM | 27829G106 |  | 366 | 48854 | SH |  | SOLE |  | 48854 | 0 | 0 |
| EATON VANCE TX ADV GLBL DIV | COM | 27828S101 |  | 214 | 14175 | SH |  | SOLE |  | 14175 | 0 | 0 |
| EATON VANCE TAX MNGED BUY WR | COM | 27828X100 |  | 191 | 14506 | SH |  | SOLE |  | 14506 | 0 | 0 |
| EATON VANCE TAX-MANAGED BUY- | COM | 27828Y108 |  | 482 | 39283 | SH |  | SOLE |  | 39283 | 0 | 0 |
| EATON VANCE TAX-MANAGED GLOB | COM | 27829C105 |  | 482 | 62095 | SH |  | SOLE |  | 62095 | 0 | 0 |
| ECARX HOLDINGS INC | *W EXP 12/20/202 | G29201111 |  | 3 | 25704 | SH |  | SOLE |  | 25704 | 0 | 0 |
| EDITAS MEDICINE INC | COM | 28106W103 |  | 119 | 13380 | SH |  | SOLE |  | 13380 | 0 | 0 |
| EDTECHX HOLDINGS ACQU CORP I | *W EXP 06/15/202 | 28139A110 |  | 1 | 13200 | SH |  | SOLE |  | 13200 | 0 | 0 |
| EHANG HLDGS LTD | ADS | 26853E102 |  | 113 | 13171 | SH |  | SOLE |  | 13171 | 0 | 0 |
| EHEALTH INC | COM | 28238P109 |  | 49 | 10090 | SH |  | SOLE |  | 10090 | 0 | 0 |
| EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 |  | 73 | 61912 | SH |  | SOLE |  | 61912 | 0 | 0 |
| ENERGEM CORP | *W EXP 11/15/202 | G30449121 |  | 1 | 10800 | SH |  | SOLE |  | 10800 | 0 | 0 |
| ENFUSION INC | CL A | 292812104 |  | 126 | 13066 | SH |  | SOLE |  | 13066 | 0 | 0 |
| ENTERPRISE 4.0 TEC ACQSTN CO | *W EXP 10/21/202 | G3137C114 |  | 0 | 19600 | SH |  | SOLE |  | 19600 | 0 | 0 |
| EOS ENERGY ENTERPRISES INC | COM CL A | 29415C101 |  | 269 | 181966 | SH |  | SOLE |  | 181966 | 0 | 0 |
| EPIPHANY TECHNOLOGY ACQUISIT | *W EXP 01/12/202 | 29429X117 |  | 0 | 37942 | SH |  | SOLE |  | 37942 | 0 | 0 |
| EVENTBRITE INC | COM CL A | 29975E109 |  | 86 | 14675 | SH |  | SOLE |  | 14675 | 0 | 0 |
| EVEREST CONSOLIDATOR ACQ COR | *W EXP 99/99/999 | 29978K110 |  | 0 | 11430 | SH |  | SOLE |  | 11430 | 0 | 0 |
| EVGO INC | CL A COM | 30052F100 |  | 120 | 26752 | SH |  | SOLE |  | 26752 | 0 | 0 |
| EVOLV TECHNOLOGIES HLDNGS IN | COM CL A | 30049H102 |  | 71 | 27238 | SH |  | SOLE |  | 27238 | 0 | 0 |
| EXP WORLD HLDGS INC | COM | 30212W100 |  | 120 | 10813 | SH |  | SOLE |  | 10813 | 0 | 0 |
| EXPRESS INC | COM | 30219E103 |  | 123 | 120322 | SH |  | SOLE |  | 120322 | 0 | 0 |
| FARFETCH LTD | ORD SH CL A | 30744W107 |  | 99 | 21019 | SH |  | SOLE |  | 21019 | 0 | 0 |
| FASTLY INC | CL A | 31188V100 |  | 118 | 14434 | SH |  | SOLE |  | 14434 | 0 | 0 |
| FAT PROJECTS ACQUISITION COR | *W EXP 08/31/202 | G3400W110 |  | 0 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| FERROGLOBE PLC | SHS | G33856108 |  | 293 | 76139 | SH |  | SOLE |  | 76139 | 0 | 0 |
| FIGS INC | CL A | 30260D103 |  | 84 | 12465 | SH |  | SOLE |  | 12465 | 0 | 0 |
| FINSERV ACQUISITION CORP II | *W EXP 02/17/202 | 31809Y111 |  | 0 | 12299 | SH |  | SOLE |  | 12299 | 0 | 0 |
| FINTECH ECOSYSTEM DEVE | *W EXP 04/01/202 | 318136116 |  | 1 | 10890 | SH |  | SOLE |  | 10890 | 0 | 0 |
| FIRST LT ACQUISITION GROUP I | *W EXP 03/14/202 | 320703119 |  | 1 | 18200 | SH |  | SOLE |  | 18200 | 0 | 0 |
| FIRST TR ENERGY INCOME AND GRO | COM | 33738G104 |  | 181 | 12788 | SH |  | SOLE |  | 12788 | 0 | 0 |
| FISKER INC | CL A COM STK | 33813J106 |  | 92 | 12649 | SH |  | SOLE |  | 12649 | 0 | 0 |
| FORUM MERGER IV CORP | *W EXP 03/15/202 | 349875112 |  | 0 | 11400 | SH |  | SOLE |  | 11400 | 0 | 0 |
| FOSSIL GROUP INC | COM | 34988V106 |  | 73 | 16962 | SH |  | SOLE |  | 16962 | 0 | 0 |
| FRANKLIN STR PPTYS CORP | COM | 35471R106 |  | 34 | 12590 | SH |  | SOLE |  | 12590 | 0 | 0 |
| FTAC EMERALD ACQUISITION COR | *W EXP 10/19/202 | 29103K118 |  | 1 | 16160 | SH |  | SOLE |  | 16160 | 0 | 0 |
| FTAC HERA ACQUISITION CORP | *W EXP 02/28/202 | G3728Y111 |  | 1 | 23100 | SH |  | SOLE |  | 23100 | 0 | 0 |
| FTAC PARNASSUS ACQUISITN COR | *W EXP 03/10/202 | 30319B116 |  | 0 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| FTAC ZEUS ACQUISITION COR | *W EXP 04/15/202 | 30320F114 |  | 0 | 20900 | SH |  | SOLE |  | 20900 | 0 | 0 |
| FTC SOLAR INC | COM | 30320C103 |  | 93 | 34557 | SH |  | SOLE |  | 34557 | 0 | 0 |
| FUBOTV INC | COM | 35953D104 |  | 108 | 61981 | SH |  | SOLE |  | 61981 | 0 | 0 |
| FUELCELL ENERGY INC | COM | 35952H601 |  | 124 | 44650 | SH |  | SOLE |  | 44650 | 0 | 0 |
| FULCRUM THERAPEUTICS INC | COM | 359616109 |  | 117 | 16073 | SH |  | SOLE |  | 16073 | 0 | 0 |
| G1 THERAPEUTICS INC | COM | 3621LQ109 |  | 131 | 24085 | SH |  | SOLE |  | 24085 | 0 | 0 |
| GANNETT CO INC | COM | 36472T109 |  | 87 | 42798 | SH |  | SOLE |  | 42798 | 0 | 0 |
| GENIUS SPORTS LIMITED | SHARES CL A | G3934V109 |  | 119 | 33416 | SH |  | SOLE |  | 33416 | 0 | 0 |
| GEVO INC | COM PAR | 374396406 |  | 91 | 47781 | SH |  | SOLE |  | 47781 | 0 | 0 |
| GIGCAPITAL 5 INC | *W EXP 03/28/202 | 37519U117 |  | 1 | 20400 | SH |  | SOLE |  | 20400 | 0 | 0 |
| GINKGO BIOWORKS HOLDINGS INC | CL A SHS | 37611X100 |  | 99 | 58645 | SH |  | SOLE |  | 58645 | 0 | 0 |
| GLATFELTER CORPORATION | COM | 377320106 |  | 68 | 24539 | SH |  | SOLE |  | 24539 | 0 | 0 |
| GOAL ACQUISITIONS CORP | *W EXP 02/11/202 | 38021H115 |  | 1 | 25940 | SH |  | SOLE |  | 25940 | 0 | 0 |
| GOLDEN ARROW MERGER CORP | *W EXP 07/31/202 | 380799114 |  | 0 | 63211 | SH |  | SOLE |  | 63211 | 0 | 0 |
| GOLDEN FALCON ACQUISITION CO | *W EXP 11/04/202 | 38102H117 |  | 2 | 16100 | SH |  | SOLE |  | 16100 | 0 | 0 |
| GOODRX HLDGS INC | COM CL A | 38246G108 |  | 118 | 25388 | SH |  | SOLE |  | 25388 | 0 | 0 |
| GOPRO INC | CL A | 38268T103 |  | 87 | 17552 | SH |  | SOLE |  | 17552 | 0 | 0 |
| GRAB HOLDINGS LIMITED | CLASS A ORD | G4124C109 |  | 101 | 31214 | SH |  | SOLE |  | 31214 | 0 | 0 |
| GRAFTECH INTL LTD | COM | 384313508 |  | 86 | 17995 | SH |  | SOLE |  | 17995 | 0 | 0 |
| GRANITE PT MTG TR INC | COM STK | 38741L107 |  | 114 | 21216 | SH |  | SOLE |  | 21216 | 0 | 0 |
| GREAT LAKES DREDGE AND DOCK CO | COM | 390607109 |  | 84 | 14123 | SH |  | SOLE |  | 14123 | 0 | 0 |
| GREEN VISOR FIN TEC ACQ CORP | *W EXP 10/27/202 | G4166K126 |  | 0 | 11400 | SH |  | SOLE |  | 11400 | 0 | 0 |
| GRITSTONE BIO INC | COM | 39868T105 |  | 64 | 18652 | SH |  | SOLE |  | 18652 | 0 | 0 |
| GROUPON INC | COM NEW | 399473206 |  | 109 | 12762 | SH |  | SOLE |  | 12762 | 0 | 0 |
| GROWGENERATION CORP | COM | 39986L109 |  | 123 | 31397 | SH |  | SOLE |  | 31397 | 0 | 0 |
| THE GROWTH FOR GOOD ACQU COR | *W EXP 11/12/202 | G41522114 |  | 1 | 16800 | SH |  | SOLE |  | 16800 | 0 | 0 |
| GSR II METEORA ACQUISITN COR | *W EXP 02/24/202 | 36263W121 |  | 1 | 10950 | SH |  | SOLE |  | 10950 | 0 | 0 |
| HANESBRANDS INC | COM | 410345102 |  | 93 | 14647 | SH |  | SOLE |  | 14647 | 0 | 0 |
| HARSCO CORP | COM | 415864107 |  | 86 | 13704 | SH |  | SOLE |  | 13704 | 0 | 0 |
| HELIOGEN INC | COMMON STOCK | 42329E105 |  | 246 | 352080 | SH |  | SOLE |  | 352080 | 0 | 0 |
| HERON THERAPEUTICS INC | COM | 427746102 |  | 83 | 33291 | SH |  | SOLE |  | 33291 | 0 | 0 |
| HIMAX TECHNOLOGIES INC | SPONSORED ADR | 43289P106 |  | 116 | 18612 | SH |  | SOLE |  | 18612 | 0 | 0 |
| HORIZON ACQUISITION CORPORAT | *W EXP 10/19/202 | G46044114 |  | 7 | 17155 | SH |  | SOLE |  | 17155 | 0 | 0 |
| HPX CORP | *W EXP 07/14/202 | G32219126 |  | 8 | 20140 | SH |  | SOLE |  | 20140 | 0 | 0 |
| HUDSON PAC PPTYS INC | COM | 444097109 |  | 123 | 12672 | SH |  | SOLE |  | 12672 | 0 | 0 |
| HUYA INC | ADS REP SHS A | 44852D108 |  | 106 | 26913 | SH |  | SOLE |  | 26913 | 0 | 0 |
| HYDROFARM HLDGS GROUP INC | COM | 44888K209 |  | 91 | 58863 | SH |  | SOLE |  | 58863 | 0 | 0 |
| HYLIION HOLDINGS CORP | COMMON STOCK | 449109107 |  | 83 | 35334 | SH |  | SOLE |  | 35334 | 0 | 0 |
| IBERE PHARMACEUTICALS | *W EXP 03/01/202 | G46843119 |  | 0 | 11625 | SH |  | SOLE |  | 11625 | 0 | 0 |
| IG ACQUISITION CORP | *W EXP 10/05/202 | 449534114 |  | 0 | 17719 | SH |  | SOLE |  | 17719 | 0 | 0 |
| IHEARTMEDIA INC | COM CL A | 45174J509 |  | 113 | 18375 | SH |  | SOLE |  | 18375 | 0 | 0 |
| INCEPTION GROWTH ACQUSTN LTD | *W EXP 10/15/202 | 45333D112 |  | 0 | 17500 | SH |  | SOLE |  | 17500 | 0 | 0 |
| INDEPENDENCE HOLDINGS CORP | *W EXP 03/31/202 | G4761A127 |  | 0 | 11348 | SH |  | SOLE |  | 11348 | 0 | 0 |
| INDIE SEMICONDUCTOR INC | CLASS A COM | 45569U101 |  | 113 | 19431 | SH |  | SOLE |  | 19431 | 0 | 0 |
| INDUSTRIAL LOGISTICS PPTYS T | COM SHS BEN INT | 456237106 |  | 117 | 35890 | SH |  | SOLE |  | 35890 | 0 | 0 |
| INNOVIZ TECHNOLOGIES LTD | SHS | M5R635108 |  | 54 | 13846 | SH |  | SOLE |  | 13846 | 0 | 0 |
| INOTIV INC | COM | 45783Q100 |  | 91 | 18447 | SH |  | SOLE |  | 18447 | 0 | 0 |
| INOVIO PHARMACEUTICALS INC | COM NEW | 45773H201 |  | 119 | 76178 | SH |  | SOLE |  | 76178 | 0 | 0 |
| INTERNATIONAL MEDIA ACQUISIT | *W EXP 07/21/202 | 459867115 |  | 1 | 30020 | SH |  | SOLE |  | 30020 | 0 | 0 |
| INTERPRIVATE IV INFRATECH PR | *W EXP 03/05/202 | 46064T110 |  | 1 | 14000 | SH |  | SOLE |  | 14000 | 0 | 0 |
| INVITAE CORP | COM | 46185L103 |  | 116 | 62258 | SH |  | SOLE |  | 62258 | 0 | 0 |
| IONQ INC | COM | 46222L108 |  | 200 | 57847 | SH |  | SOLE |  | 57847 | 0 | 0 |
| ISTAR INC | COM | 45031U101 |  | 365 | 47893 | SH |  | SOLE |  | 47893 | 0 | 0 |
| JACK CREEK INVESTMENT CORP | *W EXP 10/01/202 | G4989X123 |  | 5 | 25315 | SH |  | SOLE |  | 25315 | 0 | 0 |
| JACKSON ACQUISITION CO | *W EXP 99/99/999 | 46653C114 |  | 0 | 50431 | SH |  | SOLE |  | 50431 | 0 | 0 |
| JETBLUE AWYS CORP | COM | 477143101 |  | 82 | 12721 | SH |  | SOLE |  | 12721 | 0 | 0 |
| HANCOCK JOHN PREM DIVID FD | COM SH BEN INT | 41013T105 |  | 223 | 17263 | SH |  | SOLE |  | 17263 | 0 | 0 |
| JUMIA TECHNOLOGIES AG | SPONSORED ADS | 48138M105 |  | 80 | 24947 | SH |  | SOLE |  | 24947 | 0 | 0 |
| KADEM SUSTAINABLE IMPACT COR | *W EXP 03/16/202 | 48284E113 |  | 0 | 10808 | SH |  | SOLE |  | 10808 | 0 | 0 |
| KAIROS ACQUISITION CORP | *W EXP 11/30/202 | G52110106 |  | 0 | 10300 | SH |  | SOLE |  | 10300 | 0 | 0 |
| KARYOPHARM THERAPEUTICS INC | COM | 48576U106 |  | 58 | 17081 | SH |  | SOLE |  | 17081 | 0 | 0 |
| KENSINGTON CAPITAL ACQUISITI | *W EXP 99/99/999 | G5251K129 |  | 2 | 10464 | SH |  | SOLE |  | 10464 | 0 | 0 |
| KERNEL GROUP HOLDINGS INC | *W EXP 02/02/202 | G5259L129 |  | 0 | 15900 | SH |  | SOLE |  | 15900 | 0 | 0 |
| KINGSOFT CLOUD HLDGS LTD | ADS | 49639K101 |  | 84 | 21968 | SH |  | SOLE |  | 21968 | 0 | 0 |
| KINS TECHNOLOGY GROUP INC | *W EXP 10/14/202 | 49714K117 |  | 2 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| KISMET ACQUISITION TWO CORP | *W EXP 06/30/202 | G52807115 |  | 0 | 17125 | SH |  | SOLE |  | 17125 | 0 | 0 |
| KLUDEIN I ACQUISITION CORP | *W EXP 07/08/202 | 49878L117 |  | 2 | 18760 | SH |  | SOLE |  | 18760 | 0 | 0 |
| L CATTERTON ASIA ACQUISITION | *W EXP 03/08/202 | G5346G117 |  | 1 | 20200 | SH |  | SOLE |  | 20200 | 0 | 0 |
| LANDS END INC NEW | COM | 51509F105 |  | 113 | 14895 | SH |  | SOLE |  | 14895 | 0 | 0 |
| LATHAM GROUP INC | COM | 51819L107 |  | 50 | 15672 | SH |  | SOLE |  | 15672 | 0 | 0 |
| LAVA MEDTECH ACQUISITION COR | *W EXP 10/21/202 | 519345110 |  | 0 | 48900 | SH |  | SOLE |  | 48900 | 0 | 0 |
| LAZARD GROWTH ACQUISITION CO | *W EXP 02/10/202 | G54035111 |  | 0 | 14365 | SH |  | SOLE |  | 14365 | 0 | 0 |
| LEAD EDGE GROWTH OPRTUNTS LT | *W EXP 04/01/202 | G54085116 |  | 1 | 12800 | SH |  | SOLE |  | 12800 | 0 | 0 |
| LEARN CW INVESTMENT COR | *W EXP 10/08/202 | G54157113 |  | 1 | 10100 | SH |  | SOLE |  | 10100 | 0 | 0 |
| LEGALZOOM COM INC | COM | 52466B103 |  | 116 | 14989 | SH |  | SOLE |  | 14989 | 0 | 0 |
| LI-CYCLE HOLDINGS CORP | COMMON SHARES | 50202P105 |  | 119 | 24919 | SH |  | SOLE |  | 24919 | 0 | 0 |
| LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 |  | 474 | 83210 | SH |  | SOLE |  | 83210 | 0 | 0 |
| LIFESTANCE HEALTH GROUP INC | COM | 53228F101 |  | 128 | 25918 | SH |  | SOLE |  | 25918 | 0 | 0 |
| LIGHTJUMP ACQUISITION CORP | *W EXP 01/12/202 | 53228M114 |  | 2 | 11450 | SH |  | SOLE |  | 11450 | 0 | 0 |
| LIONS GATE ENTMNT CORP | CL A VTG | 535919401 |  | 121 | 21191 | SH |  | SOLE |  | 21191 | 0 | 0 |
| LIVEPERSON INC | COM | 538146101 |  | 120 | 11800 | SH |  | SOLE |  | 11800 | 0 | 0 |
| LL FLOORING HOLDINGS INC | COM | 55003T107 |  | 120 | 21313 | SH |  | SOLE |  | 21313 | 0 | 0 |
| LOGISTICS INNOVTN TECHNLGS C | *W EXP 06/15/202 | 54141L118 |  | 0 | 10780 | SH |  | SOLE |  | 10780 | 0 | 0 |
| LUCID GROUP INC | COM | 549498103 |  | 116 | 17034 | SH |  | SOLE |  | 17034 | 0 | 0 |
| LUFAX HOLDING LTD | ADS REP SHS CL A | 54975P102 |  | 81 | 41743 | SH |  | SOLE |  | 41743 | 0 | 0 |
| LUMEN TECHNOLOGIES INC | COM | 550241103 |  | 86 | 16518 | SH |  | SOLE |  | 16518 | 0 | 0 |
| LUMINAR TECHNOLOGIES INC | COM CL A | 550424105 |  | 103 | 20785 | SH |  | SOLE |  | 20785 | 0 | 0 |
| LYELL IMMUNOPHARMA INC | COM | 55083R104 |  | 94 | 27051 | SH |  | SOLE |  | 27051 | 0 | 0 |
| MACROGENICS INC | COM | 556099109 |  | 96 | 14248 | SH |  | SOLE |  | 14248 | 0 | 0 |
| MAQUIA CAPITAL ACQUISITION C | *W EXP 05/05/202 | 56564V119 |  | 1 | 15001 | SH |  | SOLE |  | 15001 | 0 | 0 |
| MARATHON DIGITAL HOLDINGS IN | COM | 565788106 |  | 112 | 32832 | SH |  | SOLE |  | 32832 | 0 | 0 |
| MARBLEGATE ACQUISITION CORP | *W EXP 08/31/202 | 56608A113 |  | 0 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| MARLIN TECHNOLOGY CORP | *W EXP 01/12/202 | G58411110 |  | 0 | 11009 | SH |  | SOLE |  | 11009 | 0 | 0 |
| MARQETA INC | CLASS A COM | 57142B104 |  | 122 | 19937 | SH |  | SOLE |  | 19937 | 0 | 0 |
| MATTERPORT INC | COM CL A | 577096100 |  | 92 | 32783 | SH |  | SOLE |  | 32783 | 0 | 0 |
| MEDTECH ACQUISITION CORP | *W EXP 12/22/202 | 58507N113 |  | 1 | 11600 | SH |  | SOLE |  | 11600 | 0 | 0 |
| MEMBERSHIP COLLECTIVE GROUP | COM CL A | 586001109 |  | 87 | 23280 | SH |  | SOLE |  | 23280 | 0 | 0 |
| META MATERIALS INC | COM | 59134N104 |  | 119 | 100379 | SH |  | SOLE |  | 100379 | 0 | 0 |
| MICROVAST HOLDINGS INC | COM | 59516C106 |  | 68 | 44326 | SH |  | SOLE |  | 44326 | 0 | 0 |
| MICROVISION INC DEL | COM NEW | 594960304 |  | 117 | 49724 | SH |  | SOLE |  | 49724 | 0 | 0 |
| MINORITY EQUALITY OPPORTUNIT | *W EXP 08/26/202 | 60436Q118 |  | 1 | 32740 | SH |  | SOLE |  | 32740 | 0 | 0 |
| MOMENTIVE GLOBAL INC | COM | 60878Y108 |  | 123 | 17636 | SH |  | SOLE |  | 17636 | 0 | 0 |
| MOUNTAIN AND CO I ACQUISITN CO | *W EXP 09/30/202 | G6301J112 |  | 1 | 58600 | SH |  | SOLE |  | 58600 | 0 | 0 |
| MULTIPLAN CORPORATION | COM | 62548M100 |  | 77 | 67350 | SH |  | SOLE |  | 67350 | 0 | 0 |
| MURPHY CANYON ACQUISITION CO | *W EXP 01/25/202 | 626642110 |  | 1 | 11800 | SH |  | SOLE |  | 11800 | 0 | 0 |
| NANOSTRING TECHNOLOGIES INC | COM | 63009R109 |  | 94 | 11754 | SH |  | SOLE |  | 11754 | 0 | 0 |
| NAVITAS SEMICONDUCTOR CORP | COM | 63942X106 |  | 118 | 33533 | SH |  | SOLE |  | 33533 | 0 | 0 |
| NEKTAR THERAPEUTICS | COM | 640268108 |  | 124 | 55062 | SH |  | SOLE |  | 55062 | 0 | 0 |
| NEOGENOMICS INC | COM NEW | 64049M209 |  | 112 | 12071 | SH |  | SOLE |  | 12071 | 0 | 0 |
| NEUBERGER BERMAN NEXT GENERA | COMMON STOCK | 64133Q108 |  | 268 | 29432 | SH |  | SOLE |  | 29432 | 0 | 0 |
| NEW PROVIDENCE ACQSITN CORP | *W EXP 11/09/202 | 64823D110 |  | 1 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| NEWCOURT ACQUISITION CORP | *W EXP 01/22/202 | G6448C129 |  | 0 | 13415 | SH |  | SOLE |  | 13415 | 0 | 0 |
| NEWHOLD INVESTMENT CORP II | *W EXP 10/21/202 | 651450116 |  | 2 | 11500 | SH |  | SOLE |  | 11500 | 0 | 0 |
| NEWMARK GROUP INC | CL A | 65158N102 |  | 88 | 11008 | SH |  | SOLE |  | 11008 | 0 | 0 |
| NEXTDOOR HOLDINGS INC | COM CL A | 65345M108 |  | 52 | 25192 | SH |  | SOLE |  | 25192 | 0 | 0 |
| NGM BIOPHARMACEUTICALS INC | COM | 62921N105 |  | 89 | 17765 | SH |  | SOLE |  | 17765 | 0 | 0 |
| NIKOLA CORP | COM | 654110105 |  | 80 | 37139 | SH |  | SOLE |  | 37139 | 0 | 0 |
| NIO INC | SPON ADS | 62914V106 |  | 109 | 11196 | SH |  | SOLE |  | 11196 | 0 | 0 |
| NIU TECHNOLOGIES | ADS | 65481N100 |  | 88 | 16843 | SH |  | SOLE |  | 16843 | 0 | 0 |
| NOBLE ROCK ACQUISITION CORP | *W EXP 01/31/202 | G6546R119 |  | 1 | 16500 | SH |  | SOLE |  | 16500 | 0 | 0 |
| NOVAVAX INC | COM NEW | 670002401 |  | 112 | 10906 | SH |  | SOLE |  | 10906 | 0 | 0 |
| NU HLDGS LTD | ORD SHS CL A | G6683N103 |  | 93 | 22873 | SH |  | SOLE |  | 22873 | 0 | 0 |
| NURIX THERAPEUTICS INC | COM | 67080M103 |  | 121 | 10989 | SH |  | SOLE |  | 10989 | 0 | 0 |
| NUTEX HEALTH INC | COM | 67079U108 |  | 83 | 43929 | SH |  | SOLE |  | 43929 | 0 | 0 |
| NUVEEN NASDAQ 100 DYNAMIC OV | COM SHS | 670699107 |  | 482 | 23611 | SH |  | SOLE |  | 23611 | 0 | 0 |
| NUVEEN S AND P 500 BUY-WRITE INC | COM | 6706ER101 |  | 485 | 38373 | SH |  | SOLE |  | 38373 | 0 | 0 |
| OATLY GROUP AB | SPONSORED ADS | 67421J108 |  | 111 | 64037 | SH |  | SOLE |  | 64037 | 0 | 0 |
| OLAPLEX HLDGS INC | COM | 679369108 |  | 86 | 16497 | SH |  | SOLE |  | 16497 | 0 | 0 |
| OLO INC | CL A | 68134L109 |  | 121 | 19286 | SH |  | SOLE |  | 19286 | 0 | 0 |
| ON24 INC | COM | 68339B104 |  | 96 | 11118 | SH |  | SOLE |  | 11118 | 0 | 0 |
| ONYX ACQUISITION CO I | *W EXP 11/30/202 | G6755Q117 |  | 1 | 21310 | SH |  | SOLE |  | 21310 | 0 | 0 |
| OPEN LENDING CORP | COM CL A | 68373J104 |  | 88 | 13063 | SH |  | SOLE |  | 13063 | 0 | 0 |
| OPENDOOR TECHNOLOGIES INC | COM | 683712103 |  | 122 | 105473 | SH |  | SOLE |  | 105473 | 0 | 0 |
| OPKO HEALTH INC | COM | 68375N103 |  | 51 | 41158 | SH |  | SOLE |  | 41158 | 0 | 0 |
| OPY ACQUISITION CORP I | *W EXP 09/22/202 | 671005114 |  | 1 | 14800 | SH |  | SOLE |  | 14800 | 0 | 0 |
| ORASURE TECHNOLOGIES INC | COM | 68554V108 |  | 86 | 17864 | SH |  | SOLE |  | 17864 | 0 | 0 |
| ORION OFFICE REIT INC | COM | 68629Y103 |  | 122 | 14332 | SH |  | SOLE |  | 14332 | 0 | 0 |
| OSCAR HEALTH INC | CL A | 687793109 |  | 54 | 22002 | SH |  | SOLE |  | 22002 | 0 | 0 |
| OUTSET MED INC | COM | 690145107 |  | 301 | 11640 | SH |  | SOLE |  | 11640 | 0 | 0 |
| OXUS ACQUISITION CORP | *W EXP 99/99/999 | G6859L121 |  | 1 | 14880 | SH |  | SOLE |  | 14880 | 0 | 0 |
| PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 |  | 116 | 14192 | SH |  | SOLE |  | 14192 | 0 | 0 |
| PAGAYA TECHNOLOGIES LTD | CL A SHS | M7S64L115 |  | 92 | 74364 | SH |  | SOLE |  | 74364 | 0 | 0 |
| PAGSEGURO DIGITAL LTD | COM CL A | G68707101 |  | 93 | 10652 | SH |  | SOLE |  | 10652 | 0 | 0 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 121 | 18816 | SH |  | SOLE |  | 18816 | 0 | 0 |
| PARTY CITY HOLDCO INC | COM | 702149105 |  | 59 | 161372 | SH |  | SOLE |  | 161372 | 0 | 0 |
| PELOTON INTERACTIVE INC | CL A COM | 70614W100 |  | 103 | 12938 | SH |  | SOLE |  | 12938 | 0 | 0 |
| PETIQ INC | COM CL A | 71639T106 |  | 115 | 12431 | SH |  | SOLE |  | 12431 | 0 | 0 |
| PIONEER MERGER CORP | *W EXP 01/07/202 | G7S24C111 |  | 0 | 35253 | SH |  | SOLE |  | 35253 | 0 | 0 |
| PITNEY BOWES INC | COM | 724479100 |  | 54 | 14231 | SH |  | SOLE |  | 14231 | 0 | 0 |
| PLAYTIKA HLDG CORP | COM | 72815L107 |  | 88 | 10321 | SH |  | SOLE |  | 10321 | 0 | 0 |
| PLBY GROUP INC | COM | 72814P109 |  | 1414 | 514096 | SH |  | SOLE |  | 514096 | 0 | 0 |
| PLUM ACQUISITION CORP I | *W EXP 03/15/202 | G7134L118 |  | 0 | 13450 | SH |  | SOLE |  | 13450 | 0 | 0 |
| PONTEM CORPORATION | *W EXP 01/05/202 | G71707122 |  | 3 | 38024 | SH |  | SOLE |  | 38024 | 0 | 0 |
| PORCH GROUP INC | COM | 733245104 |  | 129 | 68856 | SH |  | SOLE |  | 68856 | 0 | 0 |
| PORTILLOS INC | COM CL A | 73642K106 |  | 942 | 57725 | SH |  | SOLE |  | 57725 | 0 | 0 |
| PROSPECTOR CAPITAL CORP | *W EXP 01/11/202 | G7273A113 |  | 0 | 22757 | SH |  | SOLE |  | 22757 | 0 | 0 |
| PROTAGONIST THERAPEUTICS INC | COM | 74366E102 |  | 112 | 10279 | SH |  | SOLE |  | 10279 | 0 | 0 |
| PROTERRA INC | COM | 74374T109 |  | 110 | 29297 | SH |  | SOLE |  | 29297 | 0 | 0 |
| PURPLE INNOVATION INC | COM | 74640Y106 |  | 84 | 17560 | SH |  | SOLE |  | 17560 | 0 | 0 |
| QUOTIENT TECHNOLOGY INC | COM | 749119103 |  | 99 | 28892 | SH |  | SOLE |  | 28892 | 0 | 0 |
| QURATE RETAIL INC | COM SER A | 74915M100 |  | 121 | 74174 | SH |  | SOLE |  | 74174 | 0 | 0 |
| RACKSPACE TECHNOLOGY INC | COM | 750102105 |  | 126 | 42563 | SH |  | SOLE |  | 42563 | 0 | 0 |
| RCF ACQUISITION CORP | *W EXP 99/99/999 | G7330C110 |  | 1 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| RECURSION PHARMACEUTICALS IN | CL A | 75629V104 |  | 120 | 15533 | SH |  | SOLE |  | 15533 | 0 | 0 |
| REDFIN CORP | COM | 75737F108 |  | 117 | 27477 | SH |  | SOLE |  | 27477 | 0 | 0 |
| REDWOOD TR INC | COM | 758075402 |  | 84 | 12430 | SH |  | SOLE |  | 12430 | 0 | 0 |
| RENT THE RUNWAY INC | COM CL A | 76010Y103 |  | 93 | 30521 | SH |  | SOLE |  | 30521 | 0 | 0 |
| REPAY HLDGS CORP | COM CL A | 76029L100 |  | 90 | 11155 | SH |  | SOLE |  | 11155 | 0 | 0 |
| RIBBON COMMUNICATIONS INC | COM | 762544104 |  | 35 | 12590 | SH |  | SOLE |  | 12590 | 0 | 0 |
| RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 |  | 54 | 35840 | SH |  | SOLE |  | 35840 | 0 | 0 |
| RIOT BLOCKCHAIN INC | COM | 767292105 |  | 114 | 33515 | SH |  | SOLE |  | 33515 | 0 | 0 |
| RITE AID CORP | COM | 767754872 |  | 109 | 32586 | SH |  | SOLE |  | 32586 | 0 | 0 |
| RIVIAN AUTOMOTIVE INC | COM CL A | 76954A103 |  | 2318 | 125752 | SH |  | SOLE |  | 125752 | 0 | 0 |
| RMG ACQUISITION CORP III | *W EXP 02/08/202 | G76088122 |  | 0 | 10515 | SH |  | SOLE |  | 10515 | 0 | 0 |
| ROCKET LAB USA INC | COM | 773122106 |  | 123 | 32500 | SH |  | SOLE |  | 32500 | 0 | 0 |
| ROSECLIFF ACQUISITION CORP I | *W EXP 02/11/202 | 77732R111 |  | 0 | 10270 | SH |  | SOLE |  | 10270 | 0 | 0 |
| ROSS ACQUISITION CORP II | *W EXP 02/01/202 | G7641C114 |  | 1 | 23272 | SH |  | SOLE |  | 23272 | 0 | 0 |
| RUSH STREET INTERACTIVE INC | COM | 782011100 |  | 54 | 15166 | SH |  | SOLE |  | 15166 | 0 | 0 |
| SANGAMO THERAPEUTICS INC | COM | 800677106 |  | 83 | 26588 | SH |  | SOLE |  | 26588 | 0 | 0 |
| SCION TECH GROWTH II | *W EXP 01/28/202 | G31070116 |  | 0 | 10800 | SH |  | SOLE |  | 10800 | 0 | 0 |
| SEAPORT GLOBAL ACQUISITION I | *W EXP 11/17/202 | 81221H113 |  | 0 | 35172 | SH |  | SOLE |  | 35172 | 0 | 0 |
| SEMPER PARATUS ACQUISITION C | *W EXP 11/04/202 | G8028L131 |  | 0 | 60800 | SH |  | SOLE |  | 60800 | 0 | 0 |
| SENIOR CONNECT ACQUISITN COR | *W EXP 12/31/202 | 81723H116 |  | 1 | 17950 | SH |  | SOLE |  | 17950 | 0 | 0 |
| SENSEONICS HLDGS INC | COM | 81727U105 |  | 120 | 116410 | SH |  | SOLE |  | 116410 | 0 | 0 |
| SHARECARE INC | COM CL A | 81948W104 |  | 79 | 49262 | SH |  | SOLE |  | 49262 | 0 | 0 |
| SHOULDERUP TECHNOLOGY ACQUIS | *W EXP 11/17/202 | 82537G112 |  | 1 | 35600 | SH |  | SOLE |  | 35600 | 0 | 0 |
| SKILLZ INC | COM | 83067L109 |  | 109 | 215093 | SH |  | SOLE |  | 215093 | 0 | 0 |
| SMARTRENT INC | COM CL A | 83193G107 |  | 54 | 22289 | SH |  | SOLE |  | 22289 | 0 | 0 |
| SMITH AND WESSON BRANDS INC | COM | 831754106 |  | 87 | 10002 | SH |  | SOLE |  | 10002 | 0 | 0 |
| SNAP INC | CL A | 83304A106 |  | 90 | 10035 | SH |  | SOLE |  | 10035 | 0 | 0 |
| SNDL INC | COM | 83307B101 |  | 118 | 56474 | SH |  | SOLE |  | 56474 | 0 | 0 |
| SOCIAL LEVERAGE ACQUISN CORP | *W EXP 02/17/202 | 83363K110 |  | 1 | 11000 | SH |  | SOLE |  | 11000 | 0 | 0 |
| SOFI TECHNOLOGIES INC | COM | 83406F102 |  | 92 | 19924 | SH |  | SOLE |  | 19924 | 0 | 0 |
| SOLID POWER INC | CLASS A COM | 83422N105 |  | 88 | 34806 | SH |  | SOLE |  | 34806 | 0 | 0 |
| SOMALOGIC INC | CLASS A COM | 83444K105 |  | 55 | 21840 | SH |  | SOLE |  | 21840 | 0 | 0 |
| SONO GROUP N V | COM | N81409109 |  | 41 | 41333 | SH |  | SOLE |  | 41333 | 0 | 0 |
| SORRENTO THERAPEUTICS INC | COM NEW | 83587F202 |  | 144 | 162912 | SH |  | SOLE |  | 162912 | 0 | 0 |
| SOTERA HEALTH CO | COM | 83601L102 |  | 89 | 10639 | SH |  | SOLE |  | 10639 | 0 | 0 |
| SPRINKLR INC | CL A | 85208T107 |  | 124 | 15185 | SH |  | SOLE |  | 15185 | 0 | 0 |
| STEELCASE INC | CL A | 858155203 |  | 78 | 11047 | SH |  | SOLE |  | 11047 | 0 | 0 |
| STEM INC | COM | 85859N102 |  | 114 | 12718 | SH |  | SOLE |  | 12718 | 0 | 0 |
| STITCH FIX INC | COM CL A | 860897107 |  | 116 | 37146 | SH |  | SOLE |  | 37146 | 0 | 0 |
| STONEBRIDGE ACQUISITION CORP | *W EXP 03/31/202 | G85094129 |  | 0 | 13119 | SH |  | SOLE |  | 13119 | 0 | 0 |
| STRATIM CLOUD ACQUISITION CO | *W EXP 03/05/202 | 86309R115 |  | 0 | 50455 | SH |  | SOLE |  | 50455 | 0 | 0 |
| SUN CTRY AIRLS HLDGS INC | COM | 866683105 |  | 909 | 57341 | SH |  | SOLE |  | 57341 | 0 | 0 |
| SVF INVESTMENT CORP | *W EXP 01/12/202 | G8601L128 |  | 0 | 19720 | SH |  | SOLE |  | 19720 | 0 | 0 |
| SWEETGREEN INC | COM CL A | 87043Q108 |  | 115 | 13363 | SH |  | SOLE |  | 13363 | 0 | 0 |
| TABOOLA.COM LTD | ORD SHS | M8744T106 |  | 104 | 33632 | SH |  | SOLE |  | 33632 | 0 | 0 |
| TAILWIND ACQUISITION CORP | *W EXP 09/07/202 | 87403Q110 |  | 2 | 28020 | SH |  | SOLE |  | 28020 | 0 | 0 |
| TATTOOED CHEF INC | COM CL A | 87663X102 |  | 58 | 46834 | SH |  | SOLE |  | 46834 | 0 | 0 |
| TELLURIAN INC NEW | COM | 87968A104 |  | 49 | 29055 | SH |  | SOLE |  | 29055 | 0 | 0 |
| TELOS CORP MD | COM | 87969B101 |  | 96 | 18896 | SH |  | SOLE |  | 18896 | 0 | 0 |
| TG THERAPEUTICS INC | COM | 88322Q108 |  | 137 | 11578 | SH |  | SOLE |  | 11578 | 0 | 0 |
| CONTAINER STORE GROUP INC | COM | 210751103 |  | 67 | 15643 | SH |  | SOLE |  | 15643 | 0 | 0 |
| HONEST CO INC | COM | 438333106 |  | 97 | 32178 | SH |  | SOLE |  | 32178 | 0 | 0 |
| THE LION ELECTRIC COMPANY | COMMON STOCK | 536221104 |  | 56 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| THE REALREAL INC | COM | 88339P101 |  | 120 | 96100 | SH |  | SOLE |  | 96100 | 0 | 0 |
| THRIVE ACQUISITION CORPORATI | *W EXP 10/31/202 | G7158C119 |  | 0 | 70550 | SH |  | SOLE |  | 70550 | 0 | 0 |
| TILRAY BRANDS INC | COM CL 2 | 88688T100 |  | 111 | 41282 | SH |  | SOLE |  | 41282 | 0 | 0 |
| TRAEGER INC | COMMON STOCK | 89269P103 |  | 53 | 18712 | SH |  | SOLE |  | 18712 | 0 | 0 |
| TRINE II ACQUISITION CORP | *W EXP 99/99/999 | G9059F118 |  | 1 | 10388 | SH |  | SOLE |  | 10388 | 0 | 0 |
| TUPPERWARE BRANDS CORP | COM | 899896104 |  | 89 | 21471 | SH |  | SOLE |  | 21471 | 0 | 0 |
| TURTLE BEACH CORP | COM NEW | 900450206 |  | 88 | 12324 | SH |  | SOLE |  | 12324 | 0 | 0 |
| TUSIMPLE HLDGS INC | CL A | 90089L108 |  | 91 | 55361 | SH |  | SOLE |  | 55361 | 0 | 0 |
| TUYA INC | SPONSERED ADS | 90114C107 |  | 36 | 18615 | SH |  | SOLE |  | 18615 | 0 | 0 |
| TWIN RIDGE CAPITAL ACQUIS CO | *W EXP 03/07/202 | G9151L120 |  | 0 | 12560 | SH |  | SOLE |  | 12560 | 0 | 0 |
| TZP STRATEGIES ACQUISTN CORP | *W EXP 01/06/202 | G91595119 |  | 1 | 57100 | SH |  | SOLE |  | 57100 | 0 | 0 |
| UDEMY INC | COM | 902685106 |  | 120 | 11368 | SH |  | SOLE |  | 11368 | 0 | 0 |
| UNISYS CORP | COM NEW | 909214306 |  | 101 | 19711 | SH |  | SOLE |  | 19711 | 0 | 0 |
| UNITI GROUP INC | COM | 91325V108 |  | 84 | 15133 | SH |  | SOLE |  | 15133 | 0 | 0 |
| UPLAND SOFTWARE INC | COM | 91544A109 |  | 107 | 15043 | SH |  | SOLE |  | 15043 | 0 | 0 |
| VACASA INC | CLASS A COM | 91854V107 |  | 55 | 43920 | SH |  | SOLE |  | 43920 | 0 | 0 |
| VAXART INC | COM NEW | 92243A200 |  | 123 | 128354 | SH |  | SOLE |  | 128354 | 0 | 0 |
| VELO3D INC | COMMON STOCK | 92259N104 |  | 96 | 53794 | SH |  | SOLE |  | 53794 | 0 | 0 |
| VELODYNE LIDAR INC | COM | 92259F101 |  | 77 | 104194 | SH |  | SOLE |  | 104194 | 0 | 0 |
| VERITONE INC | COM | 92347M100 |  | 105 | 19809 | SH |  | SOLE |  | 19809 | 0 | 0 |
| VIEW INC | COM CL A | 92671V106 |  | 280 | 289969 | SH |  | SOLE |  | 289969 | 0 | 0 |
| VIMEO INC | COMMON STOCK | 92719V100 |  | 87 | 25355 | SH |  | SOLE |  | 25355 | 0 | 0 |
| VINCO VENTURES INC | COM | 927330100 |  | 76 | 162891 | SH |  | SOLE |  | 162891 | 0 | 0 |
| VIRGIN GALACTIC HOLDINGS INC | COM | 92766K106 |  | 111 | 31952 | SH |  | SOLE |  | 31952 | 0 | 0 |
| VIZIO HLDG CORP | CL A COM | 92858V101 |  | 115 | 15502 | SH |  | SOLE |  | 15502 | 0 | 0 |
| VNET GROUP INC | SPONSORED ADS A | 90138A103 |  | 82 | 14378 | SH |  | SOLE |  | 14378 | 0 | 0 |
| VOLTA INC | COM CL A | 92873V102 |  | 62 | 174846 | SH |  | SOLE |  | 174846 | 0 | 0 |
| VROOM INC | COM | 92918V109 |  | 89 | 87504 | SH |  | SOLE |  | 87504 | 0 | 0 |
| VUZIX CORP | COM NEW | 92921W300 |  | 119 | 32723 | SH |  | SOLE |  | 32723 | 0 | 0 |
| WALLBOX NV | SHS CL A | N94209108 |  | 87 | 24223 | SH |  | SOLE |  | 24223 | 0 | 0 |
| WEWORK INC | CL A | 96209A104 |  | 122 | 85078 | SH |  | SOLE |  | 85078 | 0 | 0 |
| WHEELS UP EXPERIENCE INC | COM CL A | 96328L106 |  | 15 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| WORLD QUANTUM GROWTH ACQUISI | *W EXP 08/04/202 | G5596W127 |  | 0 | 46100 | SH |  | SOLE |  | 46100 | 0 | 0 |
| WW INTL INC | COM | 98262P101 |  | 90 | 23319 | SH |  | SOLE |  | 23319 | 0 | 0 |
| Y-MABS THERAPEUTICS INC | COM | 984241109 |  | 116 | 23866 | SH |  | SOLE |  | 23866 | 0 | 0 |
| YATSEN HLDG LTD | ADS | 985194109 |  | 45 | 30969 | SH |  | SOLE |  | 30969 | 0 | 0 |
| YELLOW CORP | COM | 985510106 |  | 64 | 25321 | SH |  | SOLE |  | 25321 | 0 | 0 |
| ZHIHU INC | ADS | 98955N108 |  | 85 | 65044 | SH |  | SOLE |  | 65044 | 0 | 0 |
| ZUORA INC | COM CL A | 98983V106 |  | 96 | 15126 | SH |  | SOLE |  | 15126 | 0 | 0 |
| ZYMEWORKS DEL INC | COM | 98985Y108 |  | 103 | 13046 | SH |  | SOLE |  | 13046 | 0 | 0 |
| LIBERTY MEDIA CORP DEL | COM A SIRIUSXM | 531229409 |  | 7835 | 199325 | SH |  | SOLE |  | 199325 | 0 | 0 |
| AURORA INNOVATION INC | *W EXP 11/03/202 | 051774115 |  | 2 | 12500 | SH |  | SOLE |  | 12500 | 0 | 0 |
| BERKSHIRE GREY INC | *W EXP 07/21/202 | 084656115 |  | 2 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| SEMA4 HOLDINGS CORP | *W EXP 07/22/202 | 81663L119 |  | 0 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| AIR TRANSPORT SERVICES GRP I | COM | 00922R105 |  | 657 | 25305 | SH |  | SOLE |  | 25305 | 0 | 0 |
| ALEXANDRIA REAL ESTATE EQ IN | COM | 015271109 |  | 466 | 3202 | SH |  | SOLE |  | 3202 | 0 | 0 |
| CANOO INC | COM CL A | 13803R102 |  | 260 | 211152 | SH |  | SOLE |  | 211152 | 0 | 0 |
| CBOE GLOBAL MKTS INC | COM | 12503M108 |  | 541 | 4308 | SH |  | SOLE |  | 4308 | 0 | 0 |
| ELECTRAMECCANICA VEHS CORP | COM NEW | 284849205 |  | 86 | 142885 | SH |  | SOLE |  | 142885 | 0 | 0 |
| ERIE INDTY CO | CL A | 29530P102 |  | 444 | 1786 | SH |  | SOLE |  | 1786 | 0 | 0 |
| HUDBAY MINERALS INC | COM | 443628102 |  | 535 | 105467 | SH |  | SOLE |  | 105467 | 0 | 0 |
| ISHARES TR | GL CLEAN ENE ETF | 464288224 |  | 409 | 20593 | SH |  | SOLE |  | 20593 | 0 | 0 |
| LIGHTNING EMOTORS INC | COM | 53228T101 |  | 39 | 106763 | SH |  | SOLE |  | 106763 | 0 | 0 |
| MAXIMUS INC | COM | 577933104 |  | 593 | 8088 | SH |  | SOLE |  | 8088 | 0 | 0 |
| SPDR SER TR | S AND P HOMEBUILD | 78464A888 |  | 501 | 8300 | SH |  | SOLE |  | 8300 | 0 | 0 |
| SPDR SER TR | S AND P REGL BKG | 78464A698 |  | 287 | 4878 | SH |  | SOLE |  | 4878 | 0 | 0 |
| SPDR SER TR | S AND P RETAIL ETF | 78464A714 |  | 294 | 4858 | SH |  | SOLE |  | 4858 | 0 | 0 |
| SUMMIT THERAPEUTICS INC | COM | 86627T108 |  | 862 | 202928 | SH |  | SOLE |  | 202928 | 0 | 0 |
| SUNLIGHT FINANCIAL HOLDINGS | COM | 86738J106 |  | 231 | 178884 | SH |  | SOLE |  | 178884 | 0 | 0 |
| ENERGY FUELS INC | COM NEW | 292671708 |  | 932 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| GRAB HOLDINGS LIMITED | *W EXP 12/01/202 | G4124C117 |  | 10 | 17800 | SH |  | SOLE |  | 17800 | 0 | 0 |
| LEAFLY HOLDINGS INC | *W EXP 02/04/202 | 52178J113 |  | 2 | 49750 | SH |  | SOLE |  | 49750 | 0 | 0 |
| LUMIRADX LTD | SHS | G5709L109 |  | 891 | 990000 | SH |  | SOLE |  | 990000 | 0 | 0 |
| THE ONCOLOGY INSTITUTE INC | *W EXP 11/15/202 | 68236X118 |  | 3 | 25024 | SH |  | SOLE |  | 25024 | 0 | 0 |
| SNAIL INC | CLASS A COM | 83301J100 |  | 113 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| SONDER HOLDINGS INC | CLASS A COM | 83542D102 |  | 62 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| UR-ENERGY INC | COM | 91688R108 |  | 288 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| URANIUM ENERGY CORP | COM | 916896103 |  | 776 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| XERIS BIOPHARMA HOLDINGS INC | COM | 98422E103 |  | 532 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| XPAC ACQUISITION CORP | CLASS A ORD | G9831X106 |  | 2987 | 298740 | SH |  | SOLE |  | 298740 | 0 | 0 |
| XPAC ACQUISITION CORP | *W EXP 99/99/999 | G9831X122 |  | 16 | 99580 | SH |  | SOLE |  | 99580 | 0 | 0 |
| ARBE ROBOTICS LTD | *W EXP 10/07/202 | M1R95N118 |  | 16 | 81415 | SH |  | SOLE |  | 81415 | 0 | 0 |
| CC NEUBERGER PRINCIPAL HOLDN | *W EXP 02/05/202 | G1992N126 |  | 5 | 103808 | SH |  | SOLE |  | 103808 | 0 | 0 |
| ITIQUIRA ACQUISITION CORP | *W EXP 02/03/202 | G49773115 |  | 0 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| MYOVANT SCIENCES LTD | COM | G637AM102 |  | 14467 | 536614 | SH |  | SOLE |  | 536614 | 0 | 0 |
| ALBERTSONS COS INC | COMMON STOCK | 013091103 |  | 3733 | 180000 | SH |  | SOLE |  | 180000 | 0 | 0 |
| BROOKFIELD REINS LTD | CL A EXCH LT VTG | G16250105 |  | 3818 | 122004 | SH |  | SOLE |  | 122004 | 0 | 0 |
| HORIZON THERAPEUTICS PUB L | SHS | G46188101 |  | 2276 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| VMWARE INC | CL A COM | 928563402 |  | 1227 | 9999 | SH |  | SOLE |  | 9999 | 0 | 0 |
| YAMANA GOLD INC | COM | 98462Y100 |  | 1388 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| EURONAV NV | SHS | B38564108 |  | 1367 | 80245 | SH |  | SOLE |  | 80245 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 8255 | 31000 | SH |  | SOLE |  | 31000 | 0 | 0 |
| ALGOMA STL GROUP INC | COM | 015658107 |  | 484 | 76329 | SH |  | SOLE |  | 76329 | 0 | 0 |
| ARBUTUS BIOPHARMA CORP | COM | 03879J100 |  | 24 | 10198 | SH |  | SOLE |  | 10198 | 0 | 0 |
| CAMPBELL SOUP CO | COM | 134429109 |  | 334 | 5881 | SH |  | SOLE |  | 5881 | 0 | 0 |
| GLOBE LIFE INC | COM | 37959E102 |  | 258 | 2137 | SH |  | SOLE |  | 2137 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 203 | 1497 | SH |  | SOLE |  | 1497 | 0 | 0 |
| INSPIRATO INCORPORATED | COM CL A | 45791E107 |  | 30 | 25250 | SH |  | SOLE |  | 25250 | 0 | 0 |
| INSTIL BIO INC | COM | 45783C101 |  | 14 | 22954 | SH |  | SOLE |  | 22954 | 0 | 0 |
| INVESCO CURRENCYSHARES EURO | EURO SHS | 46138K103 |  | 659 | 6672 | SH |  | SOLE |  | 6672 | 0 | 0 |
| ISHARES TR | CHINA LG-CAP ETF | 464287184 |  | 325 | 11469 | SH |  | SOLE |  | 11469 | 0 | 0 |
| ISHARES TR | CORE MSCI TOTAL | 46432F834 |  | 270 | 4663 | SH |  | SOLE |  | 4663 | 0 | 0 |
| ISHARES TR | LATN AMER 40 ETF | 464287390 |  | 242 | 10572 | SH |  | SOLE |  | 10572 | 0 | 0 |
| ISHARES TR | MSCI AC ASIA ETF | 464288182 |  | 261 | 4025 | SH |  | SOLE |  | 4025 | 0 | 0 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 240 | 3650 | SH |  | SOLE |  | 3650 | 0 | 0 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 299 | 7888 | SH |  | SOLE |  | 7888 | 0 | 0 |
| ISHARES INC | MSCI EURZONE ETF | 464286608 |  | 208 | 5281 | SH |  | SOLE |  | 5281 | 0 | 0 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 342 | 15541 | SH |  | SOLE |  | 15541 | 0 | 0 |
| OFFERPAD SOLUTIONS INC | COM CL A | 67623L109 |  | 8 | 16774 | SH |  | SOLE |  | 16774 | 0 | 0 |
| OUSTER INC | COM | 68989M103 |  | 20 | 23129 | SH |  | SOLE |  | 23129 | 0 | 0 |
| PURECYCLE TECHNOLOGIES INC | COM | 74623V103 |  | 763 | 112896 | SH |  | SOLE |  | 112896 | 0 | 0 |
| SARCOS TECHN AND ROBOTICS CO | COM | 80359A106 |  | 8 | 13577 | SH |  | SOLE |  | 13577 | 0 | 0 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 317 | 1868 | SH |  | SOLE |  | 1868 | 0 | 0 |
| SPDR SER TR | AEROSPACE DEF | 78464A631 |  | 231 | 2095 | SH |  | SOLE |  | 2095 | 0 | 0 |
| THE ONCOLOGY INSTITUTE INC | COM | 68236X100 |  | 76 | 46326 | SH |  | SOLE |  | 46326 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 314 | 4455 | SH |  | SOLE |  | 4455 | 0 | 0 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 |  | 315 | 10997 | SH |  | SOLE |  | 10997 | 0 | 0 |
| VANECK ETF TRUST | OIL SERVICES ETF | 92189H607 |  | 387 | 1273 | SH |  | SOLE |  | 1273 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 |  | 262 | 4734 | SH |  | SOLE |  | 4734 | 0 | 0 |
| DBX ETF TR | XTRACK HRVST CSI | 233051879 |  | 205 | 7308 | SH |  | SOLE |  | 7308 | 0 | 0 |
| DEVON ENERGY CORP NEW | COM | 25179M103 |  | 480 | 7800 | SH |  | SOLE |  | 7800 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 9075 | 52050 | SH |  | SOLE |  | 52050 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 15592 | 120000 | SH |  | SOLE |  | 120000 | 0 | 0 |
| COCA COLA CO | COM | 191216100 |  | 3499 | 55000 | SH |  | SOLE |  | 55000 | 0 | 0 |
| RIVERNORTH CAP AND INCM FD I | COM | 76882B108 |  | 847 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| CORNERSTONE STRATEGIC VALUE | COM | 21924B302 |  | 35465 | 4812029 | SH |  | SOLE |  | 4812029 | 0 | 0 |
| CORNERSTONE TOTAL RETURN FD | COM | 21924U300 |  | 17895 | 2520421 | SH |  | SOLE |  | 2520421 | 0 | 0 |
| TERRAN ORBITAL CORPORATION | COM | 88105P103 |  | 120 | 75989 | SH |  | SOLE |  | 75989 | 0 | 0 |
| ARCHER AVIATION INC | COM CL A | 03945R102 |  | 5867 | 3137169 | SH |  | SOLE |  | 3137169 | 0 | 0 |

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