# EDGAR Filing Document

**Accession Number:** 0001141819
**File Stem:** 0000894189-23-001251
**Filing Date:** 2023-2
**Character Count:** 5806
**Document Hash:** ef336d12e4e4945464b3672adddd7ead
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000894189-23-001251.hdr.sgml**: 20230221

**ACCESSION NUMBER**: 0000894189-23-001251

**CONFORMED SUBMISSION TYPE**: 24F-2NT

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230221

**DATE AS OF CHANGE**: 20230221

**EFFECTIVENESS DATE**: 20230221

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TRUST FOR PROFESSIONAL MANAGERS
- **CENTRAL INDEX KEY:** 0001141819
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** 24F-2NT
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 333-62298
- **FILM NUMBER:** 23648380

**BUSINESS ADDRESS:**
- **STREET 1:** U.S. BANCORP FUND SERVICES LLC
- **STREET 2:** 615 EAST MICHIGAN ST 2ND FLOOR
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 4147655067

**MAIL ADDRESS:**
- **STREET 1:** U.S. BANCORP FUND SERVICES LLC
- **STREET 2:** 615 EAST MICHIGAN ST 2ND FLOOR
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ZODIAC TRUST
- **DATE OF NAME CHANGE:** 20010601

## Series and Classes Contracts Data

### Rockefeller Climate Solutions Fund (Series ID: S000072137)

---

|  |  |  |
|:---|:---|:---|
| Class Name                                                      | Ticker Symbol | Class ID   |
| Rockefeller Climate Solutions Fund - Institutional Class Shares | RKCIX         | C000227922 |
| Rockefeller Climate Solutions Fund - Class A Shares             | RKCAX         | C000227923 |

---

### Convergence Long/Short Equity ETF (Series ID: S000074838)

---

|  |  |  |
|:---|:---|:---|
| Class Name                        | Ticker Symbol | Class ID   |
| Convergence Long/Short Equity ETF | CLSE          | C000233104 |

---

## Series and Classes Contracts Data

### Rockefeller Climate Solutions Fund (Series ID: S000072137)

| Class ID   | Class Name                                                      | Ticker Symbol   |
|:---|:---|:---|
| C000227922 | Rockefeller Climate Solutions Fund - Institutional Class Shares | RKCIX           |
| C000227923 | Rockefeller Climate Solutions Fund - Class A Shares             | RKCAX           |

### Convergence Long/Short Equity ETF (Series ID: S000074838)

| Class ID   | Class Name                        | Ticker Symbol   |
|:---|:---|:---|
| C000233104 | Convergence Long/Short Equity ETF | CLSE            |

## FORM 24F-2NT: Annual Notice of Securities Sold Pursuant to Rule 24f-2

### 24F-2NT: Filer Information

**Filer CIK:** 0001141819

**Is this a LIVE or TEST Filing?:** LIVE

**Filer Investment Company Type:** N-1A

### 24F-2NT: Annual Filing Information

**1. Name and address of issuer:**

- **Name of Issuer:** TRUST FOR PROFESSIONAL MANAGERS

- **Address:** 615 East Michigan Street, Milwaukee, WI 53202

**2. The Name and EDGAR Identifier of each series or class of securities for which this Form is filed:**

- [ ] Check box if the Form is being filed for all series and classes of the issuer.

**3. Investment Company Act File Number:** 811-10401

   **Securities Act File Number:** 333-62298

**4(a). Last day of fiscal year for which this Form is filed:** 11/30/2022

**4(b). Check box if this Form is being filed late:** [ ]

**4(c). Check box if this is the last time the issuer will be filing this Form:** [ ]

**5. Calculation of registration fee:**

- **(i) Aggregate sale price of securities sold during the fiscal year:** $21757290.00

- **(ii) Aggregate price of securities redeemed or repurchased during the fiscal year:** $22727413.00

- **(iii) Aggregate price of securities redeemed or repurchased during any prior fiscal year:** $280960762.00

- **(iv) Total available redemption credits [add Items 5(ii) and 5(iii)]:** $303688175.00

- **(v) Net sales:** $0.00

- **(vi) Redemption credits available for use in future years:** $-281930885.00

- **(vii) Multiplier for determining registration fee:** 0.0001102

- **(viii) Registration fee due:** $0.00

- **8. Total of the amount of the registration fee due plus any interest due:** $0.00

**Signatures**

**Name and Title:** Jennifer Lima, Vice President and Treasurer

**Date:** 02/21/2023

**Signature:** /s/ Jennifer Lima

### 24F-2NT: Annual Filing Information

**1. Name and address of issuer:**

- **Name of Issuer:** TRUST FOR PROFESSIONAL MANAGERS

- **Address:** 615 East Michigan Street, Milwaukee, WI 53202

**2. The Name and EDGAR Identifier of each series or class of securities for which this Form is filed:**

- [ ] Check box if the Form is being filed for all series and classes of the issuer.

**3. Investment Company Act File Number:** 811-10401

   **Securities Act File Number:** 333-62298

**4(a). Last day of fiscal year for which this Form is filed:** 11/30/2022

**4(b). Check box if this Form is being filed late:** [ ]

**4(c). Check box if this is the last time the issuer will be filing this Form:** [ ]

**5. Calculation of registration fee:**

- **(i) Aggregate sale price of securities sold during the fiscal year:** $9758971.00

- **(ii) Aggregate price of securities redeemed or repurchased during the fiscal year:** $13789224.00

- **(iii) Aggregate price of securities redeemed or repurchased during any prior fiscal year:** $0.00

- **(iv) Total available redemption credits [add Items 5(ii) and 5(iii)]:** $13789224.00

- **(v) Net sales:** $0.00

- **(vi) Redemption credits available for use in future years:** $-4030253.00

- **(vii) Multiplier for determining registration fee:** 0.0001102

- **(viii) Registration fee due:** $0.00

- **8. Total of the amount of the registration fee due plus any interest due:** $0.00

**Signatures**

**Name and Title:** Jennifer Lima Vice President & Treasurer

**Date:** 02/21/2023

**Signature:** /s/ Jennifer Lima