# EDGAR Filing Document

**Accession Number:** 0000012239
**File Stem:** 0001213900-25-121286
**Filing Date:** 2025-12
**Character Count:** 8491
**Document Hash:** 13c460571b2a9574ecf09d68afd698ec
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001213900-25-121286.hdr.sgml**: 20251212

**ACCESSION NUMBER**: 0001213900-25-121286

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20251210

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20251212

**DATE AS OF CHANGE**: 20251212

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Dominari Holdings Inc.
- **CENTRAL INDEX KEY:** 0000012239
- **STANDARD INDUSTRIAL CLASSIFICATION:** SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
- **ORGANIZATION NAME:** 07 Trade & Services
- **EIN:** 520849320
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41845
- **FILM NUMBER:** 251569145

**BUSINESS ADDRESS:**
- **STREET 1:** 725 FIFTH AVENUE
- **STREET 2:** 22ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** (212) 393-4540

**MAIL ADDRESS:**
- **STREET 1:** 725 FIFTH AVENUE
- **STREET 2:** 22ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** AIkido Pharma Inc.
- **DATE OF NAME CHANGE:** 20210111

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Aikido Pharma Inc.
- **DATE OF NAME CHANGE:** 20200317

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SPHERIX INC
- **DATE OF NAME CHANGE:** 20010815

?xml version='1.0' encoding='ASCII'?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934**

**Date of Report (Date of earliest event reported): December 12, 2025 (December 10, 2025)**

**Dominari Holdings Inc.**

(Exact name of registrant as specified in its charter)

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| | | |
|:---|:---|:---|
| **Delaware** | **001-41845** | **52-0849320** |
| **(State or other Jurisdiction** <br> **of incorporation)** | **(Commission File Number)** | **(IRS Employer** <br> **Identification No.)** |

---

**725 5th Avenue** **, 22<sup>nd</sup> Floor**

**New York, NY 10022**

(Address of principal executive offices) (Zip Code)

**(212) 393-4540**

Registrant's telephone number, including area code

**Not Applicable**

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading Symbol(s)** | **Name of each exchange on which registered** |
| Common Stock, par value $0.0001 per share | DOMH | The Nasdaq Capital Market |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

**Item 5.07 Submission of Matters to a Vote of Security Holders**

On December 10, 2025, at the annual meeting of stockholders (the "Annual Meeting") of the Company, of the Company's (i) 15,998,027 shares of common stock, each having one vote per share of common stock, (ii) 3,825 shares of Series D Convertible Preferred Stock, each having 0.007285 votes per share of Series D Convertible Preferred Stock, and (iii) 834 shares of Series D-1 Convertible Preferred Stock, each having 0.007285 votes per share of Series D-1 Convertible Preferred Stock, issued and outstanding and eligible to vote as of the record date of October 13, 2025, a quorum of 7,349,686 voting shares, or approximately 45.94% of the eligible shares of voting stock entitled to vote at the Annual Meeting, was present or represented by proxy. Each of the matters set forth below is described in detail in the proxy statement (the "Proxy Statement") filed with the Securities and Exchange Commission on November 10, 2025. The following actions were taken at the Annual Meeting:

**Proposal 1: Election of Class II Directors**

The first proposal was the election of one (1) Class II director to serve for a three-year term that expires at the 2028 annual meeting of stockholders and until the election and qualification of their respective successors in office, subject to their earlier death, resignation, or removal. The vote on the proposal was as follows:

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| | | | |
|:---|:---|:---|:---|
| Name of Nominee | FOR | WITHHELD | BROKER <br> NON-VOTE |
| Anthony Hayes | 4902235 | 167155 | 2280296 |

---

The nominee was elected.

**Proposal 2: Ratification of the Appointment of Independent Registered Public Accounting Firm**

The second proposal was the ratification of the appointment of CBIZ CPAs P.C. as the Company's independent registered public accounting firm for the year ending December 31, 2025. The vote on the proposal was as follows:

<u>FOR</u> <u>AGAINST</u> <u>ABSTAIN</u> <br> 6,626,234 643,461 79,991

Proposal 2 was approved by a majority of the votes cast.

**Proposal 3: Approval of Increase in Reserved Shares of Common Stock Under the Company's 2022 Equity Incentive Plan**

The third proposal was the approval of an amendment to Section 4(a) of the Company's 2022 Equity Incentive Plan (the "2022 Plan") to increase the number of shares of common stock reserved for issuance with respect to awards granted under the 2022 Plan from 11,404,404 shares of common stock to 11,720,750 shares of common stock. The vote on the proposal was as follows:

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| | | | |
|:---|:---|:---|:---|
| FOR | AGAINST | ABSTAIN | BROKER <br> NON-VOTE |
| 4618923 | 434746 | 15721 | 2280296 |

---

Proposal 3 was approved by a majority of the votes cast.

**Proposal 4: Approval of the Potential Issuance of Shares of Common Stock in excess of 19.99% of the Company's Outstanding Common Stock or Voting Power**

The fourth proposal was the approval of, for purposes of complying with Nasdaq Listing Rule 5635(d), the potential issuance of shares of common stock (or securities exercisable for shares of common stock), in one or more non-public financing transactions, in an aggregate amount exceeding 19.99% of the Company's outstanding common stock or voting power, at a price that may be below the Minimum Price (as defined in the Nasdaq rules) pursuant to the issuance of shares of common stock (or securities exercisable for common stock) pursuant to those certain Advisory Agreements, as amended, with the Company's Board of Advisors. The vote on the proposal was as follows:

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| | | | |
|:---|:---|:---|:---|
| FOR | AGAINST | ABSTAIN | BROKER <br> NON-VOTE |
| 4647510 | 407751 | 14129 | 2280296 |

---

Proposal 4 was approved by a majority of the votes cast.

**Proposal 5: Approval of Renewal of the Rights Agreement**

The fifth proposal was the approval of the renewal of the Rights Agreement, dated as of October 11, 2023, by and between the Company and Continental Stock Transfer & Trust Company and extend the rights granted under Section 7(a) of the Rights Agreement through October 11, 2026. The vote on the proposal was as follows:

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| | | | |
|:---|:---|:---|:---|
| FOR | AGAINST | ABSTAIN | BROKER <br> NON-VOTE |
| 4920813 | 128737 | 19840 | 2280296 |

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Proposal 5 was approved by a majority of the votes cast.

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: December 12, 2025

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| | |
|:---|:---|
| **DOMINARI HOLDINGS INC.** | **DOMINARI HOLDINGS INC.** |
| By: | /s/ Anthony Hayes |
| Name: | Anthony Hayes |
| Title: | Chief Executive Officer |

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