# EDGAR Filing Document

**Accession Number:** 0001906539
**File Stem:** 0001085146-23-000759
**Filing Date:** 2023-2
**Character Count:** 13659
**Document Hash:** fe99ec0a19e1d896df45e66b848684e8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001085146-23-000759.hdr.sgml**: 20230208

**ACCESSION NUMBER**: 0001085146-23-000759

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230208

**DATE AS OF CHANGE**: 20230207

**EFFECTIVENESS DATE**: 20230208

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** LOCKERMAN FINANCIAL GROUP, INC.
- **CENTRAL INDEX KEY:** 0001906539
- **IRS NUMBER:** 872992325
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22466
- **FILM NUMBER:** 23596763

**BUSINESS ADDRESS:**
- **STREET 1:** 4695 MACARTHUR COURT
- **STREET 2:** SUITE 490
- **CITY:** NEWPORT BEACH
- **STATE:** CA
- **ZIP:** 92660
- **BUSINESS PHONE:** 949-554-3500

**MAIL ADDRESS:**
- **STREET 1:** 4695 MACARTHUR COURT
- **STREET 2:** SUITE 490
- **CITY:** NEWPORT BEACH
- **STATE:** CA
- **ZIP:** 92660

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** LOCKERMAN FINANCIAL GROUP INC.<br>**Address:** 4695 MACARTHUR COURT<br>SUITE 490<br>NEWPORT BEACH, CA 92660

**Form 13F File Number:** 028-22466

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Lisa L Lockerman<br>**Title:** Chief Compliance Officer<br>**Phone:** 949-544-3500

**Signature, Place, and Date of Signing:**

/s/Lisa L Lockerman  Newport Beach, CA  02-07-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 92

**Form 13F Information Table Value Total:** $34269452

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBVIE INC | COM | 00287Y109 | BBG0025Y4RZ3 | 136076 | 842 | SH |  | DFND |  | 0 | 0 | 842 |
| ABBVIE INC | COM | 00287Y109 | BBG0025Y4RZ3 | 83229 | 515 | SH |  | SOLE |  | 0 | 0 | 515 |
| ALPHABET INC | CAP STK CL A | 02079K305 | BBG009S39JY5 | 286483 | 3247 | SH |  | DFND |  | 0 | 0 | 3247 |
| ALPHABET INC | CAP STK CL C | 02079K107 | BBG009S3NB21 | 266190 | 3000 | SH |  | DFND |  | 0 | 0 | 3000 |
| AMAZON COM INC | COM | 023135106 | BBG001S5PQL7 | 301140 | 3585 | SH |  | DFND |  | 0 | 0 | 3585 |
| AMERICAN ELEC PWR CO INC | COM | 025537101 | BBG001S5NFD2 | 355398 | 3743 | SH |  | DFND |  | 0 | 0 | 3743 |
| APPLE INC | COM | 037833100 | BBG001S5N8V8 | 882095 | 6789 | SH |  | DFND |  | 0 | 0 | 6789 |
| ARES CAPITAL CORP | COM | 04010L103 | BBG001SL96Z9 | 189890 | 10281 | SH |  | DFND |  | 0 | 0 | 10281 |
| BECTON DICKINSON  CO | COM | 075887109 | BBG001S5P374 | 207509 | 816 | SH |  | DFND |  | 0 | 0 | 816 |
| CHEVRON CORP NEW | COM | 166764100 | BBG001S67ZC5 | 313210 | 1745 | SH |  | DFND |  | 0 | 0 | 1745 |
| CINCINNATI FINL CORP | COM | 172062101 | BBG001S5PTM0 | 209900 | 2050 | SH |  | DFND |  | 0 | 0 | 2050 |
| CISCO SYS INC | COM | 17275R102 | BBG001S6HC62 | 306563 | 6435 | SH |  | DFND |  | 0 | 0 | 6435 |
| COCA COLA CO | COM | 191216100 | BBG001S5SMQ8 | 471732 | 7416 | SH |  | DFND |  | 0 | 0 | 7416 |
| DANAHER CORPORATION | COM | 235851102 | BBG001S5QGT0 | 275506 | 1038 | SH |  | DFND |  | 0 | 0 | 1038 |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 | BBG011DXY6D4 | 281284 | 11585 | SH |  | SOLE |  | 0 | 0 | 11585 |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 | BBG011DXY6D4 | 67328 | 2773 | SH |  | DFND |  | 0 | 0 | 2773 |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 25434V724 | BBG0177CTQC7 | 186952 | 5584 | SH |  | SOLE |  | 0 | 0 | 5584 |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 25434V724 | BBG0177CTQC7 | 41381 | 1236 | SH |  | DFND |  | 0 | 0 | 1236 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 | BBG001S5QNR7 | 233684 | 2269 | SH |  | DFND |  | 0 | 0 | 2269 |
| EMERSON ELEC CO | COM | 291011104 | BBG001S5QVT7 | 225741 | 2350 | SH |  | DFND |  | 0 | 0 | 2350 |
| EMERSON ELEC CO | COM | 291011104 | BBG001S5QVT7 | 27953 | 291 | SH |  | SOLE |  | 0 | 0 | 291 |
| EOG RES INC | COM | 26875P101 | BBG001S5ZB93 | 222256 | 1716 | SH |  | DFND |  | 0 | 0 | 1716 |
| EVERSOURCE ENERGY | COM | 30040W108 | BBG001S5TRL1 | 228883 | 2730 | SH |  | DFND |  | 0 | 0 | 2730 |
| EXXON MOBIL CORP | COM | 30231G102 | BBG001S69V32 | 230527 | 2090 | SH |  | DFND |  | 0 | 0 | 2090 |
| FRANKLIN TEMPLETON ETF TR | US CORE BOND ETF | 35473P553 | BBG00Q6LNJQ4 | 700261 | 33078 | SH |  | DFND |  | 0 | 0 | 33078 |
| FRANKLIN TEMPLETON ETF TR | US LRG CP MLTFCT | 35473P801 | BBG00GKQZFP5 | 250133 | 6374 | SH |  | DFND |  | 0 | 0 | 6374 |
| GALLAGHER ARTHUR J  CO | COM | 363576109 | BBG001S5NKC2 | 307320 | 1630 | SH |  | DFND |  | 0 | 0 | 1630 |
| GILEAD SCIENCES INC | COM | 375558103 | BBG001S6Y1X7 | 203293 | 2368 | SH |  | DFND |  | 0 | 0 | 2368 |
| HARTFORD FINL SVCS GROUP INC | COM | 416515104 | BBG001S8PXF3 | 304078 | 4010 | SH |  | DFND |  | 0 | 0 | 4010 |
| HCA HEALTHCARE INC | COM | 40412C101 | BBG001T8NTY2 | 215964 | 900 | SH |  | DFND |  | 0 | 0 | 900 |
| HOME DEPOT INC | COM | 437076102 | BBG001S5RTW7 | 358185 | 1134 | SH |  | DFND |  | 0 | 0 | 1134 |
| ISHARES TR | CORE S SCP ETF | 464287804 | BBG001SFC7W9 | 1362721 | 14399 | SH |  | DFND |  | 0 | 0 | 14399 |
| ISHARES TR | CORE S ETF | 464287200 | BBG001SFB7R6 | 732357 | 1906 | SH |  | DFND |  | 0 | 0 | 1906 |
| ISHARES TR | SELECT DIVID ETF | 464287168 | BBG001SDJVG2 | 141259 | 1171 | SH |  | SOLE |  | 0 | 0 | 1171 |
| ISHARES TR | SELECT DIVID ETF | 464287168 | BBG001SDJVG2 | 362644 | 3007 | SH |  | DFND |  | 0 | 0 | 3007 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 | BBG001SLS4Q3 | 309056 | 2964 | SH |  | DFND |  | 0 | 0 | 2964 |
| J P MORGAN EXCHANGE TRADED F | INTRNL RES EQT | 46641Q134 | BBG016CBQVP3 | 891802 | 17815 | SH |  | DFND |  | 0 | 0 | 17815 |
| J P MORGAN EXCHANGE TRADED F | INTRNL RES EQT | 46641Q134 | BBG016CBQVP3 | 14025 | 280 | SH |  | SOLE |  | 0 | 0 | 280 |
| JOHNSON  JOHNSON | COM | 478160104 | BBG001S5SHQ9 | 447984 | 2536 | SH |  | DFND |  | 0 | 0 | 2536 |
| JOHNSON  JOHNSON | COM | 478160104 | BBG001S5SHQ9 | 26095 | 148 | SH |  | SOLE |  | 0 | 0 | 148 |
| JPMORGAN CHASE  CO | COM | 46625H100 | BBG001S8CRC3 | 436361 | 3254 | SH |  | DFND |  | 0 | 0 | 3254 |
| KEYCORP | COM | 493267108 | BBG001S5SKV6 | 286559 | 16450 | SH |  | DFND |  | 0 | 0 | 16450 |
| LILLY ELI  CO | COM | 532457108 | BBG001S5STL8 | 37049 | 101 | SH |  | SOLE |  | 0 | 0 | 101 |
| LILLY ELI  CO | COM | 532457108 | BBG001S5STL8 | 233772 | 639 | SH |  | DFND |  | 0 | 0 | 639 |
| LOCKHEED MARTIN CORP | COM | 539830109 | BBG001S7PS57 | 17057 | 35 | SH |  | SOLE |  | 0 | 0 | 35 |
| LOCKHEED MARTIN CORP | COM | 539830109 | BBG001S7PS57 | 320110 | 658 | SH |  | DFND |  | 0 | 0 | 658 |
| MASIMO CORP | COM | 574795100 | BBG001S71GQ6 | 2130480 | 14400 | SH |  | SOLE |  | 0 | 0 | 14400 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 | BBG001SKNNS6 | 283400 | 815 | SH |  | DFND |  | 0 | 0 | 815 |
| MCDONALDS CORP | COM | 580135101 | BBG001S5T110 | 274598 | 1042 | SH |  | DFND |  | 0 | 0 | 1042 |
| MERCK  CO INC | COM | 58933Y105 | BBG001S5TC52 | 435479 | 3925 | SH |  | DFND |  | 0 | 0 | 3925 |
| METLIFE INC | COM | 59156R108 | BBG001S5T3R8 | 290348 | 4012 | SH |  | DFND |  | 0 | 0 | 4012 |
| MICROSOFT CORP | COM | 594918104 | BBG001S5TD05 | 787809 | 3285 | SH |  | DFND |  | 0 | 0 | 3285 |
| MICROSOFT CORP | COM | 594918104 | BBG001S5TD05 | 65950 | 275 | SH |  | SOLE |  | 0 | 0 | 275 |
| MID-AMER APT CMNTYS INC | COM | 59522J103 | BBG001S7HZ69 | 402836 | 2566 | SH |  | DFND |  | 0 | 0 | 2566 |
| NATIONAL RETAIL PROPERTIES I | COM | 637417106 | BBG001S6Z1P5 | 235664 | 5150 | SH |  | DFND |  | 0 | 0 | 5150 |
| NEXTERA ENERGY INC | COM | 65339F101 | BBG001S5RB29 | 200807 | 2402 | SH |  | DFND |  | 0 | 0 | 2402 |
| NORTHROP GRUMMAN CORP | COM | 666807102 | BBG001S5TP26 | 211151 | 387 | SH |  | DFND |  | 0 | 0 | 387 |
| NORTHROP GRUMMAN CORP | COM | 666807102 | BBG001S5TP26 | 631816 | 1158 | SH |  | SOLE |  | 0 | 0 | 1158 |
| NUSHARES ETF TR | ESG HI TLD CRP | 67092P854 | BBG00QD6KLQ7 | 477407 | 23564 | SH |  | DFND |  | 0 | 0 | 23564 |
| NUSHARES ETF TR | ESG HI TLD CRP | 67092P854 | BBG00QD6KLQ7 | 3566 | 176 | SH |  | SOLE |  | 0 | 0 | 176 |
| NUSHARES ETF TR | NUVEEN ESG EMRGN | 67092P888 | BBG00GVX41Y3 | 322554 | 12679 | SH |  | DFND |  | 0 | 0 | 12679 |
| NUSHARES ETF TR | NUVEEN ESG INTL | 67092P805 | BBG00GVWYK25 | 866493 | 33585 | SH |  | DFND |  | 0 | 0 | 33585 |
| NUSHARES ETF TR | NUVEEN ESG LRGCP | 67092P201 | BBG00FJ5GY57 | 941426 | 19256 | SH |  | DFND |  | 0 | 0 | 19256 |
| NUSHARES ETF TR | NUVEEN ESG LRGCP | 67092P201 | BBG00FJ5GY57 | 5720 | 117 | SH |  | SOLE |  | 0 | 0 | 117 |
| NUSHARES ETF TR | NUVEEN ESG LRGVL | 67092P300 | BBG00FJ5HBJ1 | 6951 | 203 | SH |  | SOLE |  | 0 | 0 | 203 |
| NUSHARES ETF TR | NUVEEN ESG LRGVL | 67092P300 | BBG00FJ5HBJ1 | 1065001 | 31104 | SH |  | DFND |  | 0 | 0 | 31104 |
| NUSHARES ETF TR | NUVEEN ESG US | 67092P870 | BBG00HTVKZ20 | 1327212 | 60966 | SH |  | DFND |  | 0 | 0 | 60966 |
| NUSHARES ETF TR | NUVEEN ESG US | 67092P870 | BBG00HTVKZ20 | 9992 | 459 | SH |  | SOLE |  | 0 | 0 | 459 |
| PAYCHEX INC | COM | 704326107 | BBG001S5V135 | 247298 | 2140 | SH |  | DFND |  | 0 | 0 | 2140 |
| PEPSICO INC | COM | 713448108 | BBG001S695T1 | 237387 | 1314 | SH |  | DFND |  | 0 | 0 | 1314 |
| PFIZER INC | COM | 717081103 | BBG001S5V466 | 282435 | 5512 | SH |  | DFND |  | 0 | 0 | 5512 |
| PHILIP MORRIS INTL INC | COM | 718172109 | BBG001STP9N1 | 295634 | 2921 | SH |  | DFND |  | 0 | 0 | 2921 |
| PROCTER AND GAMBLE CO | COM | 742718109 | BBG001S5V4L9 | 294098 | 1940 | SH |  | SOLE |  | 0 | 0 | 1940 |
| PROCTER AND GAMBLE CO | COM | 742718109 | BBG001S5V4L9 | 430582 | 2841 | SH |  | DFND |  | 0 | 0 | 2841 |
| PROLOGIS INC. | COM | 74340W103 | BBG001S5NMN6 | 461629 | 4095 | SH |  | DFND |  | 0 | 0 | 4095 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | BBG0025RWLM4 | 15863 | 210 | SH |  | DFND |  | 0 | 0 | 210 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | BBG0025RWLM4 | 222470 | 2945 | SH |  | SOLE |  | 0 | 0 | 2945 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 | BBG001S72SM3 | 2666684 | 6973 | SH |  | DFND |  | 0 | 0 | 6973 |
| STARBUCKS CORP | COM | 855244109 | BBG001S72KH6 | 228160 | 2300 | SH |  | DFND |  | 0 | 0 | 2300 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 | BBG001S5WS08 | 222479 | 404 | SH |  | DFND |  | 0 | 0 | 404 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | BBG001S6WCJ1 | 508973 | 960 | SH |  | DFND |  | 0 | 0 | 960 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | BBG001ST39Q2 | 885830 | 11767 | SH |  | DFND |  | 0 | 0 | 11767 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | BBG001ST39Q2 | 15508 | 206 | SH |  | SOLE |  | 0 | 0 | 206 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | BBG001SK7DK4 | 15015 | 209 | SH |  | SOLE |  | 0 | 0 | 209 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | BBG001SK7DK4 | 578168 | 8048 | SH |  | DFND |  | 0 | 0 | 8048 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 | BBG001TC6MC1 | 32675 | 93 | SH |  | SOLE |  | 0 | 0 | 93 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 | BBG001TC6MC1 | 245368 | 698 | SH |  | DFND |  | 0 | 0 | 698 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 | BBG009THVRX1 | 609271 | 12311 | SH |  | DFND |  | 0 | 0 | 12311 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | BBG001SSPWL4 | 6337 | 151 | SH |  | SOLE |  | 0 | 0 | 151 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | BBG001SSPWL4 | 319114 | 7603 | SH |  | DFND |  | 0 | 0 | 7603 |
| VISA INC | COM CL A | 92826C839 | BBG001SRCFY3 | 271127 | 1305 | SH |  | DFND |  | 0 | 0 | 1305 |
| WALMART INC | COM | 931142103 | BBG001S5XH92 | 211692 | 1493 | SH |  | DFND |  | 0 | 0 | 1493 |

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