# EDGAR Filing Document

**Accession Number:** 0001424844
**File Stem:** 0001140361-23-004429
**Filing Date:** 2023-2
**Character Count:** 7773
**Document Hash:** 817225acafafee06aefa64a16591fda0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001140361-23-004429.hdr.sgml**: 20230203

**ACCESSION NUMBER**: 0001140361-23-004429

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 16

**CONFORMED PERIOD OF REPORT**: 20230130

**ITEM INFORMATION**: Entry into a Material Definitive Agreement

**ITEM INFORMATION**: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230203

**DATE AS OF CHANGE**: 20230203

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SOUTHWEST IOWA RENEWABLE ENERGY, LLC
- **CENTRAL INDEX KEY:** 0001424844
- **STANDARD INDUSTRIAL CLASSIFICATION:** INDUSTRIAL ORGANIC CHEMICALS [2860]
- **IRS NUMBER:** 202735046
- **STATE OF INCORPORATION:** IA
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-53041
- **FILM NUMBER:** 23585816

**BUSINESS ADDRESS:**
- **STREET 1:** 10868 189TH STREET
- **CITY:** COUNCIL BLUFFS
- **STATE:** IA
- **ZIP:** 51503
- **BUSINESS PHONE:** 712-366-0392

**MAIL ADDRESS:**
- **STREET 1:** 10868 189TH STREET
- **CITY:** COUNCIL BLUFFS
- **STATE:** IA
- **ZIP:** 51503

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### UNITED STATES

### SECURITIES AND EXCHANGE COMMISSION

#### Washington, D.C. 20549

### FORM 8-K

#### CURRENT REPORT

#### Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported) <u> February 3, 2023 (January 30, 2023) </u>

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| |
|:---|
| **SOUTHWEST IOWA RENEWABLE ENERGY, LLC**<br>|
| (Exact Name of Registrant as Specified in Its Charter) |

---

<u> IOWA </u> <u> 000-53041 </u> <u> 20-2735046 </u> <br> (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.)

<u> 10868 189th Street, Council Bluffs, Iowa </u>   <u>51503 </u> <br> (Address of Principal Executive Offices) (Zip Code)

<u>(712) 366-0392</u> <br> (Registrant's Telephone Number, Including Area Code)

  <br> (Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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| | |
|:---|:---|
| **Item 1.01.** | **Entry into a Material Definitive Agreement.** |

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On January 30, 2023, Southwest Iowa Renewable Energy, LLC (the "Company") entered into a letter agreement with Farm Credit Services of America, FLCA ("FLCA"), Farm Credit Services of America, PCA ("PCA") and CoBank, ACB ("CoBank") which amended the Company's Fourth Amended and Restated Revolving Credit Note dated as of July 18, 2022 (the "Existing Revolving Credit Note") to extend the maturity date of the Existing Revolving Credit Note from February 1, 2023 to April 1, 2023. Except as set forth in the letter agreement, all other terms of the Existing Revolving Credit Note remain in full force and effect.

The foregoing description of the letter agreement does not purport to be complete and is qualified in its entirety by reference to the full text of this document which is filed as Exhibit 10.1 to this Current Report on Form 8-K and incorporated herein by reference.

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| | |
|:---|:---|
| **Item 2.03** | **Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.** |

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The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 2.03, as if fully set forth herein.

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| | |
|:---|:---|
| **Item 9.01.** | **Financial Statements and Exhibits** |

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&nbsp;&nbsp;&nbsp;&nbsp;(d) **Exhibits** 

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| | |
|:---|:---|
| **<u>Exhibit <br> Number</u>** | **<u>Description</u>** |
| [10.1](brhc10047556_ex10-1.htm) | Letter Agreement dated January 30, 2023 relating to the Fourth Amended and Restated Revolving Credit Note dated July 18, 2022 by and among Southwest Iowa Renewable Energy, LLC, Farm Credit Services of America, FLCA, Farm Credit Services of America, PCA and CoBank, ACB |

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#### SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
| Date: February 3, 2023 |  |  |
|  | **SOUTHWEST IOWA RENEWABLE ENERGY, LLC** | **SOUTHWEST IOWA RENEWABLE ENERGY, LLC** |
|  | By: <br>| /s/ Ann M. Reis |
|  |  | Ann M. Reis |
|  |  | Chief Financial Officer |

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## Exhibit 10.1

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 **Exhibit 10.1**<br>

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| | |
|:---|:---|
| ![](image00010.jpg) | ![](image00011.jpg) |

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January 30, 2023

<u>VIA E-MAIL</u>

Southwest Iowa Renewable Energy, LLC

10868 189th Street

Council Bluffs, IA 51503

Attn: Michael D. Jerke

#### RE: Southwest Iowa Renewable Energy, LLC

Dear Mr. Jerke:

Reference is made to that certain Fourth Amended and Restated Revolving Credit Note dated as of July 18, 2022 by Southwest Iowa Renewable Energy, LLC (the <u>"Company")</u> to the order of Farm Credit Services of America, PCA (the "Note"). Capitalized terms not defined herein shall have the meanings set forth in the Note.

The Note is hereby amended by amending the Revolving Credit Facility Expiration Date set forth therein from "February 1, 2023" to "April 1, 2023".

Except as specifically set forth herein, the Note shall remain in full force and effect as originally executed. Except for the specific amendment set forth herein, nothing herein shall be deemed to be an amendment of any provision contained in the Note and all such other provisions contained in the Note are hereby confirmed and ratified in all respects and shall remain in full force and effect in accordance with their respective terms.

#### It is important you keep this letter with your original loan documentation.

Sincerely,

/s/ Brook Stromer

Brook Stromer <br>

CoBank, ACB

Vice President

Agribusiness Banking Group

![](image00012.jpg)

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| | |
|:---|:---|
| **CONSENTED TO AND AGREED UPON BY:**  | **CONSENTED TO AND AGREED UPON BY:**  |
| **COMPANY:** | **COMPANY:** |
| **SOUTHWEST IOWA RENEWABLE ENERGY, LLC** | **SOUTHWEST IOWA RENEWABLE ENERGY, LLC** |
| By:  | /s/ Michael D. Jerke |

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Name: <br> Michael D. Jerke <br>Title:<br> Chief Executive Officer <br>

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| | |
|:---|:---|
| **LENDER:** | **LENDER:** |
| **FARM CREDIT SERVICES OF AMERICA, PCA** | **FARM CREDIT SERVICES OF AMERICA, PCA** |
| By:  | /s/ Brian Frevert |

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Name: <br> Brian Frevert <br>Title:<br> VP<br>

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| | |
|:---|:---|
| **FARM CREDIT SERVICES OF AMERICA, FLCA** | **FARM CREDIT SERVICES OF AMERICA, FLCA** |
| By:  | /s/ Brian Frevert |

---

Name: <br> Brian Frevert <br>Title:<br> VP<br>

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