# EDGAR Filing Document

**Accession Number:** 0001383496
**File Stem:** 0000940400-26-025126
**Filing Date:** 2026-6
**Character Count:** 171356
**Document Hash:** 683fed5cac8824e039810f189771f3dc
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-025126.hdr.sgml**: 20260623

**ACCESSION NUMBER**: 0000940400-26-025126

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260430

**FILED AS OF DATE**: 20260623

**DATE AS OF CHANGE**: 20260623

**PERIOD START**: 20260731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
- **CENTRAL INDEX KEY:** 0001383496

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22019
- **FILM NUMBER:** 261110051

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Series and Classes Contracts Data

### First Trust Industrials/Producer Durables AlphaDEX Fund (Series ID: S000017701)

| Class ID   | Class Name                                              | Ticker Symbol   |
|:---|:---|:---|
| C000048901 | First Trust Industrials/Producer Durables AlphaDEX Fund | FXR             |

## Nport-Ex

**First Trust Consumer Discretionary AlphaDEX**<sup>®</sup> **Fund (FXD)**

**Portfolio of Investments**

**April 30, 2026 (Unaudited)**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS — 99.9%** | **COMMON STOCKS — 99.9%** | **COMMON STOCKS — 99.9%** |
|  | **Automobile Components —** <br> **4.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28013 | Aptiv PLC (a) | $1688063 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25726 | BorgWarner, Inc. | 1465610 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 166656 | Gentex Corp. | 3851420 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30075 | Lear Corp. | 3823435 |
|  |  | 10828528 |
|  | **Automobiles — 4.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 37474 | General Motors Co. | 2881376 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 180091 | Harley-Davidson, Inc. | 4302374 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 45581 | Thor Industries, Inc. | 3602722 |
|  |  | 10786472 |
|  | **Broadline Retail — 4.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6702 | Amazon.com, Inc. (a) | 1776432 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4880 | Dillard's, Inc., Class A | 2777793 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7668 | eBay, Inc. | 793485 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 201296 | Macy's, Inc. | 3935337 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15166 | &nbsp;&nbsp;&nbsp; Ollie's Bargain Outlet Holdings, <br> Inc. (a) | 1312011 |
|  |  | 10595058 |
|  | **Commercial Services &** <br> **Supplies — 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 65809 | Copart, Inc. (a) | 2178936 |
|  | **Consumer Staples Distribution** <br> **& Retail — 5.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22200 | &nbsp;&nbsp;&nbsp; BJ's Wholesale Club Holdings, <br> Inc. (a) | 2084358 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2801 | Costco Wholesale Corp. | 2841698 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18402 | Dollar General Corp. | 2132424 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19951 | Dollar Tree, Inc. (a) | 1937442 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23034 | Target Corp. | 2988661 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22463 | Walmart, Inc. | 2963544 |
|  |  | 14948127 |
|  | **Distributors — 2.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 123985 | LKQ Corp. | 3915446 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6900 | Pool Corp. | 1471908 |
|  |  | 5387354 |
|  | **Diversified Consumer Services** <br> **— 2.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16997 | &nbsp;&nbsp;&nbsp; Bright Horizons Family <br> Solutions, Inc. (a) | 1378627 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12850 | &nbsp;&nbsp;&nbsp; Grand Canyon Education, <br> Inc. (a) | 2172549 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 68836 | H&R Block, Inc. | 2184166 |
|  |  | 5735342 |
|  | **Entertainment — 2.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14326 | &nbsp;&nbsp;&nbsp; Live Nation Entertainment, <br> Inc. (a) | 2262648 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7259 | Netflix, Inc. (a) | 679515 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Entertainment (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3461 | TKO Group Holdings, Inc. | $644057 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 37782 | Walt Disney (The) Co. | 3919883 |
|  |  | 7506103 |
|  | **Ground Transportation —** <br> **3.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14980 | Avis Budget Group, Inc. (a) (b) | 2706436 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 273793 | Lyft, Inc., Class A (a) | 3874171 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9703 | Uber Technologies, Inc. (a) | 723941 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 62498 | U-Haul Holding Co. | 2980530 |
|  |  | 10285078 |
|  | **Hotels, Restaurants & Leisure** <br> **— 18.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5527 | Airbnb, Inc., Class A (a) | 775770 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17216 | Aramark | 786599 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4146 | Booking Holdings, Inc. | 698021 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 44310 | Boyd Gaming Corp. | 3852754 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 82666 | Caesars Entertainment, Inc. (a) | 2298115 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 107874 | Carnival Corp. | 2859740 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27007 | Cava Group, Inc. (a) | 2522724 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13487 | &nbsp;&nbsp;&nbsp; Choice Hotels International, <br> Inc. (b) | 1336292 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15539 | Churchill Downs, Inc. | 1569284 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11145 | Darden Restaurants, Inc. | 2235241 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1945 | Domino's Pizza, Inc. | 660172 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13777 | Dutch Bros, Inc., Class A (a) | 792315 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9463 | Expedia Group, Inc. | 2350325 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6846 | Flutter Entertainment PLC (a) | 738889 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7185 | Hilton Worldwide Holdings, Inc. | 2328443 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25908 | Las Vegas Sands Corp. | 1414836 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6680 | &nbsp;&nbsp;&nbsp; Marriott International, Inc., <br> Class A | 2416089 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2246 | McDonald's Corp. | 659403 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18858 | MGM Resorts International (a) | 734331 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 74647 | &nbsp;&nbsp;&nbsp; Norwegian Cruise Line Holdings <br> Ltd. (a) | 1357082 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 37778 | &nbsp;&nbsp;&nbsp; Restaurant Brands International, <br> Inc. | 3047929 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5073 | Royal Caribbean Cruises Ltd. | 1338054 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15580 | Starbucks Corp. | 1641041 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8453 | Texas Roadhouse, Inc. | 1360848 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 40350 | Travel + Leisure Co. | 2609031 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5439 | Vail Resorts, Inc. (b) | 691732 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 37993 | Viking Holdings Ltd. (a) | 3112007 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 100424 | Wendy's (The) Co. (b) | 698951 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8592 | Wyndham Hotels & Resorts, Inc. | 699217 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8978 | Yum! Brands, Inc. | 1433338 |
|  |  | 49018573 |
|  | **Household Durables — 10.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26538 | D.R. Horton, Inc. | 4083137 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6017 | Garmin Ltd. | 1511109 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 41932 | Lennar Corp., Class A | 3786459 |

---

------

**First Trust Consumer Discretionary AlphaDEX**<sup>®</sup> **Fund (FXD)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Household Durables** <br> **(Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 424 | NVR, Inc. (a) | $2677929 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30963 | PulteGroup, Inc. | 3788633 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20631 | SharkNinja, Inc. (a) | 2383499 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18884 | Somnigroup International, Inc. | 1432540 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26683 | Toll Brothers, Inc. | 3792722 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 51777 | Whirlpool Corp. (b) | 2902619 |
|  |  | 26358647 |
|  | **Leisure Products — 2.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 250616 | Mattel, Inc. (a) | 3779289 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 76299 | YETI Holdings, Inc. (a) | 3010759 |
|  |  | 6790048 |
|  | **Media — 5.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 47804 | Fox Corp., Class A | 3035076 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 55992 | News Corp., Class A | 1473709 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7719 | Nexstar Media Group, Inc. | 1606633 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 157775 | Sirius XM Holdings, Inc. | 4250459 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 98364 | Versant Media Group, Inc. | 3953249 |
|  |  | 14319126 |
|  | **Passenger Airlines — 4.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 75905 | Alaska Air Group, Inc. (a) | 2968645 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 64985 | &nbsp;&nbsp;&nbsp; American Airlines Group, <br> Inc. (a) | 760974 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 54775 | Delta Air Lines, Inc. | 3724152 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 58155 | Southwest Airlines Co. | 2205238 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30323 | &nbsp;&nbsp;&nbsp; United Airlines Holdings, <br> Inc. (a) | 2729070 |
|  |  | 12388079 |
|  | **Personal Care Products —** <br> **0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11515 | elf Beauty, Inc. (a) | 736615 |
|  | **Specialty Retail — 19.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11189 | AutoNation, Inc. (a) | 2376320 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 206 | AutoZone, Inc. (a) | 763030 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 117026 | Bath & Body Works, Inc. | 2274985 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 43486 | Best Buy Co., Inc. | 2630468 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11191 | Burlington Stores, Inc. (a) | 3581232 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 67142 | CarMax, Inc. (a) | 2639352 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4440 | Carvana Co. (a) | 1757352 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11018 | Dick's Sporting Goods, Inc. | 2500204 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3054 | Five Below, Inc. (a) | 719706 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 43009 | &nbsp;&nbsp;&nbsp; Floor & Decor Holdings, Inc., <br> Class A (a) | 2081636 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 60585 | GameStop Corp., Class A (a) | 1511596 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 150474 | Gap (The), Inc. | 3700156 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2122 | Home Depot (The), Inc. | 697714 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14582 | Lithia Motors, Inc. | 4230530 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2954 | Lowe's Cos., Inc. | 705386 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5651 | Murphy USA, Inc. | 3322788 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Specialty Retail (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7561 | O'Reilly Automotive, Inc. (a) | $751563 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24354 | Penske Automotive Group, Inc. | 4177198 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12888 | Ross Stores, Inc. | 2935757 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13682 | TJX (The) Cos., Inc. | 2144653 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4180 | Ulta Beauty, Inc. (a) | 2246666 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 41446 | Valvoline, Inc. (a) | 1377251 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18560 | Wayfair, Inc., Class A (a) | 1186541 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7656 | Williams-Sonoma, Inc. | 1387344 |
|  |  | 51699428 |
|  | **Textiles, Apparel & Luxury** <br> **Goods — 8.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21201 | Amer Sports, Inc. (a) | 743519 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 77917 | Birkenstock Holding PLC (a) (b) | 3018505 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 50935 | Columbia Sportswear Co. | 3102960 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13946 | Deckers Outdoor Corp. (a) | 1425281 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23785 | Lululemon Athletica, Inc. (a) | 3275195 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 52199 | PVH Corp. | 4773077 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8116 | Ralph Lauren Corp. | 2910722 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19784 | Tapestry, Inc. | 2869471 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 41079 | VF Corp. | 777625 |
|  |  | 22896355 |
|  | **Trading Companies &** <br> **Distributors — 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16414 | &nbsp;&nbsp;&nbsp; SiteOne Landscape Supply, <br> Inc. (a) | 2068985 |
|  | **Total Common Stocks** | 264526854 |
|  | (Cost $263,370,735) |  |
| **MONEY MARKET FUNDS — 0.2%** | **MONEY MARKET FUNDS — 0.2%** | **MONEY MARKET FUNDS — 0.2%** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 545870 | &nbsp;&nbsp;&nbsp; Morgan Stanley Institutional <br> Liquidity Funds - Treasury <br> Portfolio - Institutional Class - <br> 3.52% (c) | 545870 |
|  | (Cost $545,870) |  |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

------

**First Trust Consumer Discretionary AlphaDEX**<sup>®</sup> **Fund (FXD)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Principal** <br>**Value**<br>| **Description** | **Value** |
| **REPURCHASE AGREEMENTS — 3.9%** | **REPURCHASE AGREEMENTS — 3.9%** | **REPURCHASE AGREEMENTS — 3.9%** |
| $10487813 | &nbsp;&nbsp;&nbsp; Toronto-Dominion Bank (The), <br> 3.64% (c), dated 04/30/26, due <br> 05/01/26, with a maturity <br> value of $10,488,873. <br> Collateralized by <br> U.S. Treasury Securities, <br> interest rates of 3.50% to <br> 4.88%, due 06/30/28 to <br> 10/31/30. The value of the <br> collateral including accrued <br> interest is $10,697,572. (d) | $10487813 |
|  | (Cost $10,487,813) |  |
|  | **Total Investments — 104.0%** | 275560537 |
|  | (Cost $274,404,418) |  |
|  | **Net Other Assets and** <br> **Liabilities — (4.0)%** | (10662547)<br>|
|  | **Net Assets — 100.0%** | $264897990 |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;(a) Non-income producing security.

&nbsp;&nbsp;&nbsp;&nbsp;(b) All or a portion of this security is on loan for securities lending. The remaining contractual maturity of all of the securities lending transactions is overnight and continuous. The aggregate value of such securities is $10,219,006 and the total value of the collateral held by the Fund, including for securities sold and pending settlement, is $10,487,813.

&nbsp;&nbsp;&nbsp;&nbsp;(c) Rate shown reflects yield as of April 30, 2026.

&nbsp;&nbsp;&nbsp;&nbsp;(d) This security serves as collateral for securities on loan.

------

**Valuation Inputs**

A summary of the inputs used to value the Fund's investments as of April 30, 2026 is as follows (see Valuation Inputs in the Additional Information section):

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **Total** <br>**Value at** <br>**4/30/2026**<br>| **Level 1** <br>**Quoted** <br>**Prices**<br>| **Level 2** <br>**Significant** <br>**Observable** <br>**Inputs**<br>| **Level 3** <br>**Significant** <br>**Unobservable** <br>**Inputs**<br>|
| Common Stocks\* | $264526854 | &nbsp;&nbsp; $264526854 | &nbsp;&nbsp; $— | &nbsp;&nbsp; $— |
| Money Market Funds | 545870 | &nbsp;&nbsp; 545870 | &nbsp;&nbsp; — | &nbsp;&nbsp; — |
| &nbsp;&nbsp; Repurchase <br> Agreements<br>| 10487813 | &nbsp;&nbsp; — | &nbsp;&nbsp; 10487813 | &nbsp;&nbsp; — |
| Total Investments | $275560537 | &nbsp;&nbsp; $265072724 | &nbsp;&nbsp; $10487813 | &nbsp;&nbsp; $— |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

\* See Portfolio of Investments for industry breakout.

------

**First Trust Consumer Staples AlphaDEX**<sup>®</sup> **Fund (FXG)**

**Portfolio of Investments**

**April 30, 2026 (Unaudited)**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS — 99.8%** | **COMMON STOCKS — 99.8%** | **COMMON STOCKS — 99.8%** |
|  | **Beverages — 19.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 34650 | &nbsp;&nbsp;&nbsp; Boston Beer (The) Co., Inc., <br> Class A (a) | $8213436 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 226458 | Brown-Forman Corp., Class B | 5835823 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26244 | Coca-Cola (The) Co. | 2066977 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 52046 | Coca-Cola Consolidated, Inc. | 10673073 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13306 | &nbsp;&nbsp;&nbsp; Constellation Brands, Inc., <br> Class A | 2083454 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 227404 | Keurig Dr Pepper, Inc. | 6685678 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 55088 | Monster Beverage Corp. (a) | 4245632 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25705 | PepsiCo, Inc. | 4073985 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 211987 | Primo Brands Corp. | 4320295 |
|  |  | 48198353 |
|  | **Consumer Staples Distribution** <br> **& Retail — 10.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 351382 | Albertsons Cos., Inc., Class A | 5920787 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13710 | Casey's General Stores, Inc. | 11271676 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 69899 | Performance Food Group Co. (a) | 6330053 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27981 | Sysco Corp. | 2090461 |
|  |  | 25612977 |
|  | **Food Products — 50.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 54914 | Archer-Daniels-Midland Co. | 4093290 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31382 | Bunge Global S.A. | 3987711 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 358482 | Campbell's (The) Co. (b) | 7452841 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 161346 | Darling Ingredients, Inc. (a) | 10363254 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 979558 | Flowers Foods, Inc. | 8874795 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 135404 | Freshpet, Inc. (a) | 9123522 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 214492 | General Mills, Inc. | 7573713 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28802 | Hershey (The) Co. | 5349683 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 176234 | Hormel Foods Corp. | 3783744 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 88578 | Ingredion, Inc. | 9897706 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 188911 | Lamb Weston Holdings, Inc. | 8227074 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 118706 | McCormick & Co., Inc. | 6035013 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 264281 | Pilgrim's Pride Corp. | 8747701 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 80754 | Post Holdings, Inc. (a) | 8458981 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1764 | Seaboard Corp. | 10029980 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 356784 | Smithfield Foods, Inc. | 9376283 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31151 | Tyson Foods, Inc., Class A | 1995845 |
|  |  | 123371136 |
|  | **Health Care Providers &** <br> **Services — 8.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19060 | Cencora, Inc. | 5870671 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 55579 | CVS Health Corp. | 4629175 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11532 | McKesson Corp. | 9400886 |
|  |  | 19900732 |
|  | **Household Products — 6.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19259 | Clorox (The) Co. | 1857338 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20689 | Kimberly-Clark Corp. | 2036419 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Household Products** <br> **(Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27636 | Procter & Gamble (The) Co. | $4064979 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 376931 | &nbsp;&nbsp;&nbsp; Reynolds Consumer Products, <br> Inc. | 7904243 |
|  |  | 15862979 |
|  | **Personal Care Products —** <br> **3.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 372128 | BellRing Brands, Inc. (a) | 6623878 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 115768 | Kenvue, Inc. | 2029413 |
|  |  | 8653291 |
|  | **Tobacco — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30245 | Altria Group, Inc. | 2197299 |
|  | **Total Common Stocks** | 243796767 |
|  | (Cost $239,524,647) |  |
| **MONEY MARKET FUNDS — 0.1%** | **MONEY MARKET FUNDS — 0.1%** | **MONEY MARKET FUNDS — 0.1%** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 349325 | &nbsp;&nbsp;&nbsp; Morgan Stanley Institutional <br> Liquidity Funds - Treasury <br> Portfolio - Institutional Class - <br> 3.52% (c) | 349325 |
|  | (Cost $349,325) |  |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Principal** <br>**Value**<br>| **Description** | **Value** |
| **REPURCHASE AGREEMENTS — 0.1%** | **REPURCHASE AGREEMENTS — 0.1%** | **REPURCHASE AGREEMENTS — 0.1%** |
| $170913 | &nbsp;&nbsp;&nbsp; Daiwa Capital Markets America, <br> Inc., 3.64% (c), dated <br> 04/30/26, due 05/01/26, with a <br> maturity value of $170,930. <br> Collateralized by <br> U.S. Treasury Securities, <br> interest rates of 1.63% to <br> 4.75%, due 10/31/26 to <br> 02/15/56. The value of the <br> collateral including accrued <br> interest is $174,331. (d) | 170913 |
|  | (Cost $170,913) |  |
|  | **Total Investments — 100.0%** | 244317005 |
|  | (Cost $240,044,885) |  |
|  | **Net Other Assets and** <br> **Liabilities — 0.0%** | 98791 |
|  | **Net Assets — 100.0%** | $244415796 |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;(a) Non-income producing security.

&nbsp;&nbsp;&nbsp;&nbsp;(b) All or a portion of this security is on loan for securities lending. The remaining contractual maturity of all of the securities lending transactions is overnight and continuous. The aggregate value of such securities is $158,690 and the total value of the collateral held by the Fund, including for securities sold and pending settlement, is $170,913.

&nbsp;&nbsp;&nbsp;&nbsp;(c) Rate shown reflects yield as of April 30, 2026.

&nbsp;&nbsp;&nbsp;&nbsp;(d) This security serves as collateral for securities on loan.

------

**First Trust Consumer Staples AlphaDEX**<sup>®</sup> **Fund (FXG)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

------

**Valuation Inputs**

A summary of the inputs used to value the Fund's investments as of April 30, 2026 is as follows (see Valuation Inputs in the Additional Information section):

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **Total** <br>**Value at** <br>**4/30/2026**<br>| **Level 1** <br>**Quoted** <br>**Prices**<br>| **Level 2** <br>**Significant** <br>**Observable** <br>**Inputs**<br>| **Level 3** <br>**Significant** <br>**Unobservable** <br>**Inputs**<br>|
| Common Stocks\* | $243796767 | &nbsp;&nbsp; $243796767 | &nbsp;&nbsp; $— | &nbsp;&nbsp; $— |
| Money Market Funds | 349325 | &nbsp;&nbsp; 349325 | &nbsp;&nbsp; — | &nbsp;&nbsp; — |
| Repurchase Agreements | 170913 | &nbsp;&nbsp; — | &nbsp;&nbsp; 170913 | &nbsp;&nbsp; — |
| Total Investments | $244317005 | &nbsp;&nbsp; $244146092 | &nbsp;&nbsp; $170913 | &nbsp;&nbsp; $— |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

\* See Portfolio of Investments for industry breakout.

------

**First Trust Energy AlphaDEX**<sup>®</sup> **Fund (FXN)**

**Portfolio of Investments**

**April 30, 2026 (Unaudited)**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS — 99.9%** | **COMMON STOCKS — 99.9%** | **COMMON STOCKS — 99.9%** |
|  | **Energy Equipment & Services** <br> **— 10.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 165080 | Baker Hughes Co. | $11501124 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 258471 | Halliburton Co. | 10933323 |
| &nbsp;&nbsp;&nbsp;&nbsp; 1224619 | NOV, Inc. | 25055705 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 588315 | SLB Ltd. | 33463357 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 145783 | TechnipFMC PLC | 11016821 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 319659 | Weatherford International PLC | 35274371 |
|  |  | 127244701 |
|  | **Oil, Gas & Consumable Fuels** <br> **— 84.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 442010 | Antero Midstream Corp. | 9662339 |
| &nbsp;&nbsp;&nbsp;&nbsp; 1085540 | Antero Resources Corp. (a) | 42618300 |
| &nbsp;&nbsp;&nbsp;&nbsp; 1356921 | APA Corp. | 55267392 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 202947 | Cheniere Energy, Inc. | 55800278 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 111336 | Chevron Corp. | 21522362 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 212644 | Chord Energy Corp. | 30960966 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 229041 | ConocoPhillips | 28808777 |
| &nbsp;&nbsp;&nbsp;&nbsp; 1144434 | Devon Energy Corp. | 58789575 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 152856 | Diamondback Energy, Inc. | 31431779 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 74835 | DT Midstream, Inc. | 11074832 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 318667 | EOG Resources, Inc. | 44795020 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 723916 | EQT Corp. | 43492873 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 524574 | Expand Energy Corp. | 53585234 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 135770 | Exxon Mobil Corp. | 20953384 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 738425 | HF Sinclair Corp. | 49629544 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 686998 | Kinder Morgan, Inc. | 22581624 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 94337 | Marathon Petroleum Corp. | 23422934 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 911489 | Matador Resources Co. | 57824862 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 354390 | Occidental Petroleum Corp. | 21468946 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 254841 | ONEOK, Inc. | 23562599 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 970140 | Ovintiv, Inc. | 59712117 |
| &nbsp;&nbsp;&nbsp;&nbsp; 2701117 | &nbsp;&nbsp;&nbsp; Permian Resources Corp., <br> Class A | 58398150 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 252882 | Phillips 66 | 45303810 |
| &nbsp;&nbsp;&nbsp;&nbsp; 1019707 | Range Resources Corp. | 44357255 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 120582 | Targa Resources Corp. | 31360967 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 63707 | Texas Pacific Land Corp. | 28264885 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 40788 | Valero Energy Corp. | 10302233 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 214474 | Viper Energy, Inc., Class A | 10590726 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 415407 | Williams (The) Cos., Inc. | 31699708 |
|  |  | 1027243471 |
|  | **Semiconductors &** <br> **Semiconductor Equipment** <br>**— 4.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 266539 | Enphase Energy, Inc. (a) | 8785125 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 233549 | First Solar, Inc. (a) | 47151208 |
|  |  | 55936333 |
|  | **Total Common Stocks** | 1210424505 |
|  | (Cost $1,161,199,433) |  |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **MONEY MARKET FUNDS — 0.1%** | **MONEY MARKET FUNDS — 0.1%** | **MONEY MARKET FUNDS — 0.1%** |
| &nbsp;&nbsp;&nbsp;&nbsp; 1019449 | &nbsp;&nbsp;&nbsp; Morgan Stanley Institutional <br> Liquidity Funds - Treasury <br> Portfolio - Institutional Class - <br> 3.52% (b) | $1019449 |
|  | (Cost $1,019,449) |  |
|  | **Total Investments — 100.0%** | 1211443954 |
|  | (Cost $1,162,218,882) |  |
|  | **Net Other Assets and** <br> **Liabilities — (0.0)%** | (73453)<br>|
|  | **Net Assets — 100.0%** | $1211370501 |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;(a) Non-income producing security.

&nbsp;&nbsp;&nbsp;&nbsp;(b) Rate shown reflects yield as of April 30, 2026.

------

**Valuation Inputs**

A summary of the inputs used to value the Fund's investments as of April 30, 2026 is as follows (see Valuation Inputs in the Additional Information section):

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **Total** <br>**Value at** <br>**4/30/2026**<br>| **Level 1** <br>**Quoted** <br>**Prices**<br>| **Level 2** <br>**Significant** <br>**Observable** <br>**Inputs**<br>| **Level 3** <br>**Significant** <br>**Unobservable** <br>**Inputs**<br>|
| Common Stocks\* | $1210424505 | &nbsp;&nbsp; $1210424505 | &nbsp;&nbsp; $— | &nbsp;&nbsp; $— |
| &nbsp;&nbsp; Money Market <br> Funds<br>| 1019449 | &nbsp;&nbsp; 1019449 | &nbsp;&nbsp; — | &nbsp;&nbsp; — |
| Total Investments | $1211443954 | &nbsp;&nbsp; $1211443954 | &nbsp;&nbsp; $— | &nbsp;&nbsp; $— |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

\* See Portfolio of Investments for industry breakout.

------

**First Trust Financials AlphaDEX**<sup>®</sup> **Fund (FXO)**

**Portfolio of Investments**

**April 30, 2026 (Unaudited)**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS — 99.9%** | **COMMON STOCKS — 99.9%** | **COMMON STOCKS — 99.9%** |
|  | **Banks — 28.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 130766 | Bank of America Corp. | $6990750 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 347284 | Bank OZK | 16725197 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 49779 | BOK Financial Corp. | 6659932 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 84312 | Citigroup, Inc. | 10790250 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 106297 | Citizens Financial Group, Inc. | 6914620 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 232402 | Columbia Banking System, Inc. | 6879099 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 129568 | Commerce Bancshares, Inc. | 6741423 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23251 | Cullen/Frost Bankers, Inc. | 3369767 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 59709 | East West Bancorp, Inc. | 7551397 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 137211 | Fifth Third Bancorp | 6964830 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5075 | &nbsp;&nbsp;&nbsp; First Citizens BancShares, Inc., <br> Class A | 10067887 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 388072 | First Hawaiian, Inc. | 10586604 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 420125 | First Horizon Corp. | 10486320 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 762530 | FNB Corp. | 13611161 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 407331 | Huntington Bancshares, Inc. | 6826868 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10838 | JPMorgan Chase & Co. | 3394787 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 317943 | KeyCorp | 7029720 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 61677 | M&T Bank Corp. | 13484443 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 221804 | NU Holdings Ltd., Class A (a) | 3211722 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 111007 | Pinnacle Financial Partners, Inc. | 10983033 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 45955 | &nbsp;&nbsp;&nbsp; PNC Financial Services Group <br> (The), Inc. | 10247965 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 71269 | Popular, Inc. | 10713869 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 189783 | Prosperity Bancshares, Inc. | 13218386 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 366082 | Regions Financial Corp. | 10451641 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 137803 | SouthState Bank Corp. | 13459219 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 277341 | Truist Financial Corp. | 14283061 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 183848 | U.S. Bancorp | 10416828 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 137742 | Webster Financial Corp. | 9967011 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 80073 | Wells Fargo & Co. | 6584403 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 179948 | Western Alliance Bancorp | 14672960 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 45883 | Wintrust Financial Corp. | 6908603 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 221270 | Zions Bancorp N.A. | 14032943 |
|  |  | 304226699 |
|  | **Capital Markets — 18.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 57595 | Affiliated Managers Group, Inc. | 16971519 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 80605 | &nbsp;&nbsp;&nbsp; Bank of New York Mellon (The) <br> Corp. | 10830894 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10676 | Evercore, Inc., Class A | 3430092 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 73446 | FactSet Research Systems, Inc. | 16714841 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 404831 | Franklin Resources, Inc. | 12132785 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3763 | &nbsp;&nbsp;&nbsp; Goldman Sachs Group (The), <br> Inc. | 3476146 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 64133 | Hamilton Lane, Inc., Class A | 5899595 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22193 | Houlihan Lokey, Inc. | 3434367 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 142570 | &nbsp;&nbsp;&nbsp; Interactive Brokers Group, Inc., <br> Class A | 11334315 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 308928 | Jefferies Financial Group, Inc. | 14896508 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 75030 | Lazard, Inc. | 3638955 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Capital Markets (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10592 | LPL Financial Holdings, Inc. | $3539105 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38639 | MarketAxess Holdings, Inc. | 6073664 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19369 | Morgan Stanley | 3691538 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 37712 | Morningstar, Inc. | 6362391 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22835 | Northern Trust Corp. | 3798374 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22018 | Raymond James Financial, Inc. | 3485890 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 203096 | SEI Investments Co. | 18416745 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 75554 | State Street Corp. | 11547673 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 43123 | Stifel Financial Corp. | 3398524 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 176801 | T. Rowe Price Group, Inc. | 18189287 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27087 | Tradeweb Markets, Inc., Class A | 3067603 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 217423 | Virtu Financial, Inc., Class A | 10797226 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 167401 | XP, Inc., Class A | 3207403 |
|  |  | 198335440 |
|  | **Consumer Finance — 4.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 324991 | Ally Financial, Inc. | 14426351 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15054 | Credit Acceptance Corp. (a) (b) | 7600915 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 238351 | OneMain Holdings, Inc. | 14007888 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 595495 | SLM Corp. | 13744025 |
|  |  | 49779179 |
|  | **Financial Services — 4.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33256 | &nbsp;&nbsp;&nbsp; Berkshire Hathaway, Inc., <br> Class B (a) | 15750042 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 607117 | MGIC Investment Corp. | 16076458 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 139961 | Voya Financial, Inc. | 11471203 |
|  |  | 43297703 |
|  | **Insurance — 38.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29054 | Aflac, Inc. | 3302568 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 76862 | Allstate (The) Corp. | 16699038 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 49919 | American Financial Group, Inc. | 6652705 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 211782 | &nbsp;&nbsp;&nbsp; American International Group, <br> Inc. | 15841294 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 166025 | Arch Capital Group Ltd. (a) | 15682721 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 43899 | Assurant, Inc. | 10372017 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 195594 | Assured Guaranty Ltd. | 16019149 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 157153 | Axis Capital Holdings Ltd. | 15779733 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 212916 | Brighthouse Financial, Inc. (a) | 13256150 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 48876 | Brown & Brown, Inc. | 2939891 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29337 | Chubb Ltd. | 9593199 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 101281 | Cincinnati Financial Corp. | 16569572 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 277644 | CNA Financial Corp. | 13390770 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 48760 | Everest Group Ltd. | 17395618 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 68722 | Fidelity National Financial, Inc. | 3594161 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 264340 | First American Financial Corp. | 18538164 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 91609 | Globe Life, Inc. | 14135269 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 91934 | &nbsp;&nbsp;&nbsp; Hanover Insurance Group (The), <br> Inc. | 17255092 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 94283 | &nbsp;&nbsp;&nbsp; Hartford Insurance Group (The), <br> Inc. | 12898857 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 417198 | Kemper Corp. | 14055401 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 359142 | Lincoln National Corp. | 13579159 |

---

------

**First Trust Financials AlphaDEX**<sup>®</sup> **Fund (FXO)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Insurance (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 119442 | Loews Corp. | $13450364 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6657 | Markel Group, Inc. (a) | 11799333 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 45069 | MetLife, Inc. | 3610027 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 239656 | Old Republic International Corp. | 9574257 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25451 | Primerica, Inc. | 7158603 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 35370 | Principal Financial Group, Inc. | 3569187 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 64312 | Progressive (The) Corp. | 12944719 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 97885 | Prudential Financial, Inc. | 9603497 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 46834 | &nbsp;&nbsp;&nbsp; Reinsurance Group of America, <br> Inc. | 9903518 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 53615 | RenaissanceRe Holdings Ltd. | 16458197 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 111760 | RLI Corp. | 5785815 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 43711 | Travelers (The) Cos., Inc. | 13337974 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 87289 | Unum Group | 7016290 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 48092 | W.R. Berkley Corp. | 3213988 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7256 | &nbsp;&nbsp;&nbsp; White Mountains Insurance <br> Group Ltd. | 16195319 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21931 | Willis Towers Watson PLC | 5618722 |
|  |  | 416790338 |
|  | **Mortgage REITs — 5.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; 1588923 | AGNC Investment Corp. | 17509931 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 753515 | &nbsp;&nbsp;&nbsp; Annaly Capital Management, <br> Inc. | 17255494 |
| &nbsp;&nbsp;&nbsp;&nbsp; 1681104 | Rithm Capital Corp. | 16441197 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 185098 | Starwood Property Trust, Inc. | 3398399 |
|  |  | 54605021 |
|  | **Professional Services — 0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 39232 | &nbsp;&nbsp;&nbsp; Broadridge Financial Solutions, <br> Inc. | 6040943 |
|  | **Total Common Stocks** | 1073075323 |
|  | (Cost $1,026,855,723) |  |
| **MONEY MARKET FUNDS — 0.2%** | **MONEY MARKET FUNDS — 0.2%** | **MONEY MARKET FUNDS — 0.2%** |
| &nbsp;&nbsp;&nbsp;&nbsp; 1499914 | &nbsp;&nbsp;&nbsp; Morgan Stanley Institutional <br> Liquidity Funds - Treasury <br> Portfolio - Institutional Class - <br> 3.52% (c) | 1499914 |
|  | (Cost $1,499,914) |  |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Principal** <br>**Value**<br>| **Description** | **Value** |
| **REPURCHASE AGREEMENTS — 0.0%** | **REPURCHASE AGREEMENTS — 0.0%** | **REPURCHASE AGREEMENTS — 0.0%** |
| $416249 | &nbsp;&nbsp;&nbsp; Daiwa Capital Markets America, <br> Inc., 3.64% (c), dated <br> 04/30/26, due 05/01/26, with a <br> maturity value of $416,291. <br> Collateralized by <br> U.S. Treasury Securities, <br> interest rates of 1.63% to <br> 4.75%, due 10/31/26 to <br> 02/15/56. The value of the <br> collateral including accrued <br> interest is $424,574. (d) | $416249 |
|  | (Cost $416,249) |  |
|  | **Total Investments — 100.1%** | 1074991486 |
|  | (Cost $1,028,771,886) |  |
|  | **Net Other Assets and** <br> **Liabilities — (0.1)%** | (665309)<br>|
|  | **Net Assets — 100.0%** | $1074326177 |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;(a) Non-income producing security.

&nbsp;&nbsp;&nbsp;&nbsp;(b) All or a portion of this security is on loan for securities lending. The remaining contractual maturity of all of the securities lending transactions is overnight and continuous. The aggregate value of such securities is $408,977 and the total value of the collateral held by the Fund, including for securities sold and pending settlement, is $416,249.

&nbsp;&nbsp;&nbsp;&nbsp;(c) Rate shown reflects yield as of April 30, 2026.

&nbsp;&nbsp;&nbsp;&nbsp;(d) This security serves as collateral for securities on loan.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

Abbreviations throughout the Portfolio of Investments: <br> REITs – Real Estate Investment Trusts

------

**Valuation Inputs**

A summary of the inputs used to value the Fund's investments as of April 30, 2026 is as follows (see Valuation Inputs in the Additional Information section):

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **Total** <br>**Value at** <br>**4/30/2026**<br>| **Level 1** <br>**Quoted** <br>**Prices**<br>| **Level 2** <br>**Significant** <br>**Observable** <br>**Inputs**<br>| **Level 3** <br>**Significant** <br>**Unobservable** <br>**Inputs**<br>|
| Common Stocks\* | $1073075323 | &nbsp;&nbsp; $1073075323 | &nbsp;&nbsp; $— | &nbsp;&nbsp; $— |
| &nbsp;&nbsp; Money Market <br> Funds<br>| 1499914 | &nbsp;&nbsp; 1499914 | &nbsp;&nbsp; — | &nbsp;&nbsp; — |
| &nbsp;&nbsp; Repurchase <br> Agreements<br>| 416249 | &nbsp;&nbsp; — | &nbsp;&nbsp; 416249 | &nbsp;&nbsp; — |
| Total Investments | $1074991486 | &nbsp;&nbsp; $1074575237 | &nbsp;&nbsp; $416249 | &nbsp;&nbsp; $— |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

\* See Portfolio of Investments for industry breakout.

------

**First Trust Health Care AlphaDEX**<sup>®</sup> **Fund (FXH)**

**Portfolio of Investments**

**April 30, 2026 (Unaudited)**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS — 100.0%** | **COMMON STOCKS — 100.0%** | **COMMON STOCKS — 100.0%** |
|  | **Biotechnology — 23.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16313 | AbbVie, Inc. | $3447263 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10723 | &nbsp;&nbsp;&nbsp; Alnylam Pharmaceuticals, <br> Inc. (a) | 3318661 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 43025 | Amgen, Inc. | 14897406 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 103216 | Biogen, Inc. (a) | 19536725 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 133988 | &nbsp;&nbsp;&nbsp; BioMarin Pharmaceutical, <br> Inc. (a) | 7223293 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 441186 | Exelixis, Inc. (a) | 19615130 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 81464 | Gilead Sciences, Inc. | 10658750 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 117113 | Halozyme Therapeutics, Inc. (a) | 7455414 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 201047 | Incyte Corp. (a) | 19153748 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 92576 | Insmed, Inc. (a) | 12620886 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 201598 | Ionis Pharmaceuticals, Inc. (a) | 15071466 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 56770 | Natera, Inc. (a) | 11703703 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 57454 | Neurocrine Biosciences, Inc. (a) | 7564968 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24491 | Regeneron Pharmaceuticals, Inc. | 17316606 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 521760 | Sarepta Therapeutics, Inc. (a) | 10894349 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25529 | United Therapeutics Corp. (a) | 14585994 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7945 | Vertex Pharmaceuticals, Inc. (a) | 3395534 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 109034 | Viking Therapeutics, Inc. (a) | 3399680 |
|  |  | 201859576 |
|  | **Health Care Equipment &** <br> **Supplies — 22.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 73722 | Abbott Laboratories | 6693220 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 44152 | Align Technology, Inc. (a) | 7771194 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 96279 | Becton Dickinson & Co. | 14349422 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 56542 | Boston Scientific Corp. (a) | 3257385 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 158790 | Cooper (The) Cos., Inc. (a) | 9987891 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 56496 | Dexcom, Inc. (a) | 3364337 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 44305 | Edwards Lifesciences Corp. (a) | 3699468 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 139849 | Envista Holdings Corp. (a) | 3627683 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 159504 | &nbsp;&nbsp;&nbsp; GE HealthCare Technologies, <br> Inc. | 9704223 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 219621 | &nbsp;&nbsp;&nbsp; Globus Medical, Inc., <br> Class A (a) | 19805422 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6315 | IDEXX Laboratories, Inc. (a) | 3541452 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7697 | Intuitive Surgical, Inc. (a) | 3522224 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 85107 | Masimo Corp. (a) | 15185642 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 170089 | Medline, Inc., Class A (a) | 7563858 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 131027 | Medtronic PLC | 10609256 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 46100 | Penumbra, Inc. (a) | 15050728 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 50577 | ResMed, Inc. | 10813868 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 289778 | Solventum Corp. (a) | 19519446 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 51343 | STERIS PLC | 11135270 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10798 | Stryker Corp. | 3402774 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 209273 | Zimmer Biomet Holdings, Inc. | 17250373 |
|  |  | 199855136 |
|  | **Health Care Providers &** <br> **Services — 29.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 89549 | Cardinal Health, Inc. | 17272211 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Health Care Providers &** <br> **Services (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 40076 | Chemed Corp. | $17031498 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 70938 | Cigna Group (The) | 20613164 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 123121 | DaVita, Inc. (a) | 19100992 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 64637 | Elevance Health, Inc. | 24330660 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 156498 | Encompass Health Corp. | 15649800 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 39985 | HCA Healthcare, Inc. | 17371483 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 154050 | Henry Schein, Inc. (a) | 11490590 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 109132 | Humana, Inc. | 25803170 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 42553 | Labcorp Holdings, Inc. | 10927610 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 113564 | Molina Healthcare, Inc. (a) | 22101826 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 57932 | Quest Diagnostics, Inc. | 11250394 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 80219 | Tenet Healthcare Corp. (a) | 14208389 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27972 | UnitedHealth Group, Inc. | 10363067 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 105730 | &nbsp;&nbsp;&nbsp; Universal Health Services, Inc., <br> Class B | 17791187 |
|  |  | 255306041 |
|  | **Health Care Technology —** <br> **1.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; 1991842 | Certara, Inc. (a) | 12209992 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20198 | Veeva Systems, Inc., Class A (a) | 3150282 |
|  |  | 15360274 |
|  | **Life Sciences Tools & Services** <br> **— 11.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 66406 | Agilent Technologies, Inc. | 7673213 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 67883 | &nbsp;&nbsp;&nbsp; Bio-Rad Laboratories, Inc., <br> Class A (a) | 19015386 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18713 | Danaher Corp. | 3348691 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 92110 | Illumina, Inc. (a) | 11674021 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 44382 | IQVIA Holdings, Inc. (a) | 7028777 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15763 | Medpace Holdings, Inc. (a) | 6599338 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 378072 | QIAGEN N.V. | 13073730 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 129591 | Revvity, Inc. | 11225172 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 247418 | Sotera Health Co. (a) | 3849824 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15398 | Thermo Fisher Scientific, Inc. | 7375026 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25416 | Waters Corp. (a) | 7859390 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14155 | &nbsp;&nbsp;&nbsp; West Pharmaceutical Services, <br> Inc. | 4212387 |
|  |  | 102934955 |
|  | **Pharmaceuticals — 11.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 187197 | Bristol-Myers Squibb Co. | 11342266 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8229 | Eli Lilly & Co. | 7690824 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30965 | Johnson & Johnson | 7117305 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 125846 | Merck & Co., Inc. | 13739866 |
| &nbsp;&nbsp;&nbsp;&nbsp; 2527212 | Organon & Co. | 33485559 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 539103 | Pfizer, Inc. | 14394050 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 73962 | Royalty Pharma PLC, Class A | 3704757 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 64030 | Zoetis, Inc. | 7361529 |
|  |  | 98836156 |
|  | **Total Common Stocks** | 874152138 |
|  | (Cost $821,465,685) |  |

---

------

**First Trust Health Care AlphaDEX**<sup>®</sup> **Fund (FXH)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **MONEY MARKET FUNDS — 0.0%** | **MONEY MARKET FUNDS — 0.0%** | **MONEY MARKET FUNDS — 0.0%** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 401018 | &nbsp;&nbsp;&nbsp; Morgan Stanley Institutional <br> Liquidity Funds - Treasury <br> Portfolio - Institutional Class - <br> 3.52% (b) | $401018 |
|  | (Cost $401,018) |  |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Principal** <br>**Value**<br>| **Description** | **Value** |
| **REPURCHASE AGREEMENTS — 0.0%** | **REPURCHASE AGREEMENTS — 0.0%** | **REPURCHASE AGREEMENTS — 0.0%** |
| $13 | &nbsp;&nbsp;&nbsp; Daiwa Capital Markets America, <br> Inc., 3.64% (b), dated <br> 04/30/26, due 05/01/26, with a <br> maturity value of $13. <br> Collateralized by <br> U.S. Treasury Securities, <br> interest rates of 1.63% to <br> 4.75%, due 10/31/26 to <br> 02/15/56. The value of the <br> collateral including accrued <br> interest is $13. (c) | 13 |
|  | (Cost $13) |  |
|  | **Total Investments — 100.0%** | 874553169 |
|  | (Cost $821,866,716) |  |
|  | **Net Other Assets and** <br> **Liabilities — (0.0)%** | (366353)<br>|
|  | **Net Assets — 100.0%** | $874186816 |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;(a) Non-income producing security.

&nbsp;&nbsp;&nbsp;&nbsp;(b) Rate shown reflects yield as of April 30, 2026.

&nbsp;&nbsp;&nbsp;&nbsp;(c) This security serves as collateral for securities on loan.

------

**Valuation Inputs**

A summary of the inputs used to value the Fund's investments as of April 30, 2026 is as follows (see Valuation Inputs in the Additional Information section):

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **Total** <br>**Value at** <br>**4/30/2026**<br>| **Level 1** <br>**Quoted** <br>**Prices**<br>| **Level 2** <br>**Significant** <br>**Observable** <br>**Inputs**<br>| **Level 3** <br>**Significant** <br>**Unobservable** <br>**Inputs**<br>|
| Common Stocks\* | $874152138 | &nbsp;&nbsp; $874152138 | &nbsp;&nbsp; $— | &nbsp;&nbsp; $— |
| Money Market Funds | 401018 | &nbsp;&nbsp; 401018 | &nbsp;&nbsp; — | &nbsp;&nbsp; — |
| Repurchase Agreements | 13 | &nbsp;&nbsp; — | &nbsp;&nbsp; 13 | &nbsp;&nbsp; — |
| Total Investments | $874553169 | &nbsp;&nbsp; $874553156 | &nbsp;&nbsp; $13 | &nbsp;&nbsp; $— |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

\* See Portfolio of Investments for industry breakout.

------

**First Trust Industrials/Producer Durables AlphaDEX**<sup>®</sup> **Fund (FXR)**

**Portfolio of Investments**

**April 30, 2026 (Unaudited)**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS — 100.0%** | **COMMON STOCKS — 100.0%** | **COMMON STOCKS — 100.0%** |
|  | **Aerospace & Defense — 10.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30032 | Boeing (The) Co. (a) | $6878229 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 36537 | BWX Technologies, Inc. | 7906241 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30496 | FTAI Aviation Ltd. | 7613936 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8681 | General Dynamics Corp. | 2988868 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15798 | General Electric Co. | 4580314 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25936 | Howmet Aerospace, Inc. | 6303485 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7845 | &nbsp;&nbsp;&nbsp; Huntington Ingalls Industries, <br> Inc. | 2857855 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 37225 | Karman Holdings, Inc. (a) | 2530556 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 167824 | Leonardo DRS, Inc. | 6818689 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12362 | Lockheed Martin Corp. | 6403145 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4369 | Northrop Grumman Corp. | 2531748 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 93074 | Rocket Lab Corp. (a) | 7679536 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 173046 | StandardAero, Inc. (a) | 4301924 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 68264 | Textron, Inc. | 6550614 |
|  |  | 75945140 |
|  | **Air Freight & Logistics —** <br> **2.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20804 | &nbsp;&nbsp;&nbsp; Expeditors International of <br> Washington, Inc. | 3076704 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16781 | FedEx Corp. | 6767945 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 57471 | GXO Logistics, Inc. (a) | 3283318 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 60756 | &nbsp;&nbsp;&nbsp; United Parcel Service, Inc., <br> Class B | 6610253 |
|  |  | 19738220 |
|  | **Building Products — 10.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 90646 | A.O. Smith Corp. | 5605549 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 54174 | AAON, Inc. | 5054976 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 32690 | &nbsp;&nbsp;&nbsp; Advanced Drainage Systems, <br> Inc. | 4878983 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30765 | Allegion PLC | 4229572 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27121 | Armstrong World Industries, Inc. | 4621147 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 72600 | Builders FirstSource, Inc. (a) | 5741934 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13399 | Carlisle Cos., Inc. | 4760129 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26460 | Carrier Global Corp. | 1777318 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 191724 | Fortune Brands Innovations, Inc. | 7772491 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 446725 | Hayward Holdings, Inc. (a) | 6705342 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 49360 | Masco Corp. | 3545035 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 34828 | Simpson Manufacturing Co., Inc. | 6642744 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10757 | Trane Technologies PLC | 5298253 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 164119 | Trex Co., Inc. (a) | 6433465 |
|  |  | 73066938 |
|  | **Chemicals — 2.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 215783 | Axalta Coating Systems Ltd. (a) | 6136869 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 55924 | PPG Industries, Inc. | 6067754 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 45099 | RPM International, Inc. | 4595137 |
|  |  | 16799760 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Commercial Services &** <br> **Supplies — 1.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27263 | MSA Safety, Inc. | $4536291 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 98932 | Tetra Tech, Inc. | 3197482 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16850 | Veralto Corp. | 1486170 |
|  |  | 9219943 |
|  | **Construction & Engineering** <br> **— 6.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17566 | AECOM | 1477301 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5412 | Comfort Systems USA, Inc. | 9959433 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10119 | EMCOR Group, Inc. | 9022809 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12621 | &nbsp;&nbsp;&nbsp; Everus Construction Group, <br> Inc. (a) | 1860714 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23195 | MasTec, Inc. (a) | 9139990 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13608 | Quanta Services, Inc. | 9903494 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 85824 | WillScot Holdings Corp. | 1943055 |
|  |  | 43306796 |
|  | **Construction Materials —** <br> **2.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 56860 | CRH PLC | 6733361 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 39392 | Eagle Materials, Inc. | 8276653 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 78665 | James Hardie Industries PLC (a) | 1651179 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2531 | Martin Marietta Materials, Inc. | 1566866 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5473 | Vulcan Materials Co. | 1651423 |
|  |  | 19879482 |
|  | **Consumer Finance — 1.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4926 | American Express Co. | 1591344 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 109716 | Synchrony Financial | 8360359 |
|  |  | 9951703 |
|  | **Containers & Packaging —** <br> **8.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 150369 | Amcor PLC | 5720037 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 47431 | AptarGroup, Inc. | 5866266 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 101120 | Ball Corp. | 6176410 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 59623 | Crown Holdings, Inc. | 5861537 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 751659 | Graphic Packaging Holding Co. | 7163310 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21062 | Packaging Corp. of America | 4495684 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 192564 | Silgan Holdings, Inc. | 7808470 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 187490 | Smurfit Westrock PLC | 7197741 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 138130 | Sonoco Products Co. | 6900975 |
|  |  | 57190430 |
|  | **Diversified Consumer Services** <br> **— 1.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; 1137213 | ADT, Inc. | 8563214 |
|  | **Electrical Equipment — 4.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21330 | Acuity, Inc. | 6180794 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6950 | AMETEK, Inc. | 1636725 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11370 | Emerson Electric Co. | 1596803 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8549 | GE Vernova, Inc. | 9262499 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3036 | Hubbell, Inc. | 1542804 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15913 | Regal Rexnord Corp. | 3421772 |

---

------

**First Trust Industrials/Producer Durables AlphaDEX**<sup>®</sup> **Fund (FXR)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Electrical Equipment** <br> **(Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8304 | Rockwell Automation, Inc. | $3395589 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 42304 | &nbsp;&nbsp;&nbsp; Sensata Technologies <br> Holding PLC | 1761539 |
|  |  | 28798525 |
|  | **Electronic Equipment,** <br> **Instruments & Components** <br>**— 3.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 184072 | Crane NXT Co. | 8224337 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4925 | Teledyne Technologies, Inc. (a) | 3180811 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 210642 | Vontier Corp. | 7557835 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14251 | &nbsp;&nbsp;&nbsp; Zebra Technologies Corp., <br> Class A (a) | 3224431 |
|  |  | 22187414 |
|  | **Financial Services — 8.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 49516 | Block, Inc. (a) | 3491373 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10242 | Corpay, Inc. (a) | 3138866 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 112444 | Euronet Worldwide, Inc. (a) | 8138697 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 95284 | &nbsp;&nbsp;&nbsp; Fidelity National Information <br> Services, Inc. | 4433564 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 133744 | Fiserv, Inc. (a) | 8379062 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 88814 | Global Payments, Inc. | 6391055 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28282 | Jack Henry & Associates, Inc. | 4348357 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 164998 | PayPal Holdings, Inc. | 8273000 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 855840 | Western Union (The) Co. (b) | 7779586 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19471 | WEX, Inc. (a) | 2927075 |
|  |  | 57300635 |
|  | **Ground Transportation —** <br> **6.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 36296 | CSX Corp. | 1648927 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14063 | &nbsp;&nbsp;&nbsp; J.B. Hunt Transport Services, <br> Inc. | 3537266 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 77855 | &nbsp;&nbsp;&nbsp; Knight-Swift Transportation <br> Holdings, Inc. | 5052790 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10384 | Norfolk Southern Corp. | 3279579 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22875 | Old Dominion Freight Line, Inc. | 4859336 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29198 | Ryder System, Inc. | 7409576 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8484 | Saia, Inc. (a) | 3807789 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 226752 | Schneider National, Inc., Class B | 7049720 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12283 | Union Pacific Corp. | 3310023 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38360 | XPO, Inc. (a) | 8444187 |
|  |  | 48399193 |
|  | **Household Durables — 2.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 75884 | Mohawk Industries, Inc. (a) | 8010315 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12724 | TopBuild Corp. (a) | 5632915 |
|  |  | 13643230 |
|  | **Industrial Conglomerates —** <br> **0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10258 | 3M Co. | 1503002 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **IT Services — 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30143 | Accenture PLC, Class A | $5386856 |
|  | **Machinery — 15.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 64481 | AGCO Corp. | 7803491 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38184 | &nbsp;&nbsp;&nbsp; Allison Transmission Holdings, <br> Inc. | 5130020 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10534 | Caterpillar, Inc. | 9376419 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 406341 | CNH Industrial N.V. | 4351912 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8712 | Crane Co. | 1548384 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2771 | Cummins, Inc. | 1859369 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 35110 | Donaldson Co., Inc. | 3095649 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14295 | Dover Corp. | 3236531 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 46242 | Esab Corp. | 4544201 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20269 | Flowserve Corp. | 1492609 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26951 | Fortive Corp. | 1611400 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 264360 | Gates Industrial Corp. PLC (a) | 6770260 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 52803 | Graco, Inc. | 4238497 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15720 | IDEX Corp. | 3424602 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5724 | Illinois Tool Works, Inc. | 1476849 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7821 | ITT, Inc. | 1676353 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5981 | Lincoln Electric Holdings, Inc. | 1584965 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33812 | Middleby (The) Corp. (a) | 4745852 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5601 | Nordson Corp. | 1615608 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 50754 | Oshkosh Corp. | 7932850 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25800 | PACCAR, Inc. | 3065040 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1666 | Parker-Hannifin Corp. | 1515094 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 51311 | Pentair PLC | 4141311 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16457 | Snap-on, Inc. | 6309614 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 84115 | Stanley Black & Decker, Inc. | 6574428 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15946 | Toro (The) Co. | 1517581 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 37405 | Xylem, Inc. | 4419775 |
|  |  | 105058664 |
|  | **Marine Transportation —** <br> **1.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 44982 | Kirby Corp. (a) | 6771590 |
|  | **Paper & Forest Products —** <br> **0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 40959 | Louisiana-Pacific Corp. | 2956830 |
|  | **Professional Services — 4.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 171386 | Amentum Holdings, Inc. (a) | 4495455 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8274 | Equifax, Inc. | 1439179 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25286 | FTI Consulting, Inc. (a) | 4533780 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 200577 | Genpact Ltd. | 6970051 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 101148 | ManpowerGroup, Inc. | 3061750 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 32348 | Paychex, Inc. | 2996395 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 175974 | Robert Half, Inc. | 4682668 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 64601 | TransUnion | 4586671 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7853 | Verisk Analytics, Inc. | 1448800 |
|  |  | 34214749 |
|  | **Software — 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22840 | Trimble, Inc. (a) | 1537589 |

---

------

**First Trust Industrials/Producer Durables AlphaDEX**<sup>®</sup> **Fund (FXR)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Trading Companies &** <br> **Distributors — 5.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11230 | &nbsp;&nbsp;&nbsp; Applied Industrial Technologies, <br> Inc. | $3433572 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 60321 | Core & Main, Inc., Class A (a) | 3038369 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25625 | Ferguson Enterprises, Inc. | 6860069 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 48441 | &nbsp;&nbsp;&nbsp; MSC Industrial Direct Co., Inc., <br> Class A | 4954061 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8194 | United Rentals, Inc. | 7864929 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4110 | W.W. Grainger, Inc. | 4773148 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4095 | Watsco, Inc. | 1792955 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10891 | WESCO International, Inc. | 3802266 |
|  |  | 36519369 |
|  | **Total Common Stocks** | 697939272 |
|  | (Cost $649,826,931) |  |
| **MONEY MARKET FUNDS — 0.1%** | **MONEY MARKET FUNDS — 0.1%** | **MONEY MARKET FUNDS — 0.1%** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 409865 | &nbsp;&nbsp;&nbsp; Morgan Stanley Institutional <br> Liquidity Funds - Treasury <br> Portfolio - Institutional Class - <br> 3.52% (c) | 409865 |
|  | (Cost $409,865) |  |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Principal** <br>**Value**<br>| **Description** | **Value** |
| **REPURCHASE AGREEMENTS — 0.5%** | **REPURCHASE AGREEMENTS — 0.5%** | **REPURCHASE AGREEMENTS — 0.5%** |
| $3735627 | &nbsp;&nbsp;&nbsp; Daiwa Capital Markets America, <br> Inc., 3.64% (c), dated <br> 04/30/26, due 05/01/26, with a <br> maturity value of $3,736,005. <br> Collateralized by <br> U.S. Treasury Securities, <br> interest rates of 1.63% to <br> 4.75%, due 10/31/26 to <br> 02/15/56. The value of the <br> collateral including accrued <br> interest is $3,810,341. (d) | 3735627 |
|  | (Cost $3,735,627) |  |
|  | **Total Investments — 100.6%** | 702084764 |
|  | (Cost $653,972,423) |  |
|  | **Net Other Assets and** <br> **Liabilities — (0.6)%** | (4121474)<br>|
|  | **Net Assets — 100.0%** | $697963290 |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;(a) Non-income producing security.

&nbsp;&nbsp;&nbsp;&nbsp;(b) All or a portion of this security is on loan for securities lending. The remaining contractual maturity of all of the securities lending transactions is overnight and continuous. The aggregate value of such securities is $3,678,387 and the total value of the collateral held by the Fund, including for securities sold and pending settlement, is $3,735,627.

&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;(c) Rate shown reflects yield as of April 30, 2026.

&nbsp;&nbsp;&nbsp;&nbsp;(d) This security serves as collateral for securities on loan.

------

**Valuation Inputs**

A summary of the inputs used to value the Fund's investments as of April 30, 2026 is as follows (see Valuation Inputs in the Additional Information section):

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **Total** <br>**Value at** <br>**4/30/2026**<br>| **Level 1** <br>**Quoted** <br>**Prices**<br>| **Level 2** <br>**Significant** <br>**Observable** <br>**Inputs**<br>| **Level 3** <br>**Significant** <br>**Unobservable** <br>**Inputs**<br>|
| Common Stocks\* | $697939272 | &nbsp;&nbsp; $697939272 | &nbsp;&nbsp; $— | &nbsp;&nbsp; $— |
| Money Market Funds | 409865 | &nbsp;&nbsp; 409865 | &nbsp;&nbsp; — | &nbsp;&nbsp; — |
| &nbsp;&nbsp; Repurchase <br> Agreements<br>| 3735627 | &nbsp;&nbsp; — | &nbsp;&nbsp; 3735627 | &nbsp;&nbsp; — |
| Total Investments | $702084764 | &nbsp;&nbsp; $698349137 | &nbsp;&nbsp; $3735627 | &nbsp;&nbsp; $— |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

\* See Portfolio of Investments for industry breakout.

------

**First Trust Materials AlphaDEX**<sup>®</sup> **Fund (FXZ)**

**Portfolio of Investments**

**April 30, 2026 (Unaudited)**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS — 100.0%** | **COMMON STOCKS — 100.0%** | **COMMON STOCKS — 100.0%** |
|  | **Aerospace & Defense — 5.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30926 | Carpenter Technology Corp. | $13242513 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 75307 | Hexcel Corp. | 7069068 |
|  |  | 20311581 |
|  | **Chemicals — 41.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10489 | Air Products and Chemicals, Inc. | 3147224 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16975 | Albemarle Corp. | 3338983 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 54799 | Ashland, Inc. | 2918595 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 46335 | Celanese Corp. | 3139660 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 134116 | CF Industries Holdings, Inc. | 16657207 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 228166 | Eastman Chemical Co. | 16676653 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 39276 | Ecolab, Inc. | 10235326 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 178524 | Element Solutions, Inc. | 7603337 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 176966 | FMC Corp. | 2721737 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 457909 | Huntsman Corp. | 6580152 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 84008 | &nbsp;&nbsp;&nbsp; International Flavors & <br> Fragrances, Inc. | 5897362 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21077 | Linde PLC | 10562528 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 37827 | &nbsp;&nbsp;&nbsp; LyondellBasell Industries N.V., <br> Class A | 2821894 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 682886 | Mosaic (The) Co. | 15890757 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27168 | NewMarket Corp. | 18355244 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 410009 | Olin Corp. | 11677056 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 100226 | Scotts Miracle-Gro (The) Co. | 6284170 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 137188 | &nbsp;&nbsp;&nbsp; Solstice Advanced Materials, <br> Inc. | 11242557 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26087 | Westlake Corp. | 3007309 |
|  |  | 158757751 |
|  | **Containers & Packaging —** <br> **4.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 60505 | Avery Dennison Corp. | 9918585 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 170720 | International Paper Co. | 5193302 |
|  |  | 15111887 |
|  | **Machinery — 12.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 110014 | Mueller Industries, Inc. | 14899196 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 32062 | RBC Bearings, Inc. (a) | 19208024 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 121206 | Timken (The) Co. | 13440533 |
|  |  | 47547753 |
|  | **Metals & Mining — 34.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 183770 | Alcoa Corp. | 11722688 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 178858 | Anglogold Ashanti PLC | 16764360 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 721274 | Cleveland-Cliffs, Inc. (a) | 7356995 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 103687 | Freeport-McMoRan, Inc. | 5991035 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 63145 | MP Materials Corp. (a) (b) | 4170096 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 112605 | Newmont Corp. | 12509290 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 72085 | Nucor Corp. | 16240030 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 40108 | Reliance, Inc. | 14539150 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 41056 | Royal Gold, Inc. | 9581649 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Metals & Mining (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 60725 | Southern Copper Corp. | $10425875 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 96743 | Steel Dynamics, Inc. | 22121254 |
|  |  | 131422422 |
|  | **Trading Companies &** <br> **Distributors — 2.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 225177 | Fastenal Co. | 10117203 |
|  | **Total Common Stocks** | 383268597 |
|  | (Cost $332,399,108) |  |
| **MONEY MARKET FUNDS — 0.1%** | **MONEY MARKET FUNDS — 0.1%** | **MONEY MARKET FUNDS — 0.1%** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 294546 | &nbsp;&nbsp;&nbsp; Morgan Stanley Institutional <br> Liquidity Funds - Treasury <br> Portfolio - Institutional Class - <br> 3.52% (c) | 294546 |
|  | (Cost $294,546) |  |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Principal** <br>**Value**<br>| **Description** | **Value** |
| **REPURCHASE AGREEMENTS — 0.9%** | **REPURCHASE AGREEMENTS — 0.9%** | **REPURCHASE AGREEMENTS — 0.9%** |
| $3534824 | &nbsp;&nbsp;&nbsp; Daiwa Capital Markets America, <br> Inc., 3.64% (c), dated <br> 04/30/26, due 05/01/26, with a <br> maturity value of $3,535,181. <br> Collateralized by <br> U.S. Treasury Securities, <br> interest rates of 1.63% to <br> 4.75%, due 10/31/26 to <br> 02/15/56. The value of the <br> collateral including accrued <br> interest is $3,605,522. (d) | 3534824 |
|  | (Cost $3,534,824) |  |
|  | **Total Investments — 101.0%** | 387097967 |
|  | (Cost $336,228,478) |  |
|  | **Net Other Assets and** <br> **Liabilities — (1.0)%** | (3678179)<br>|
|  | **Net Assets — 100.0%** | $383419788 |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;(a) Non-income producing security.

&nbsp;&nbsp;&nbsp;&nbsp;(b) All or a portion of this security is on loan for securities lending. The remaining contractual maturity of all of the securities lending transactions is overnight and continuous. The aggregate value of such securities is $3,713,958 and the total value of the collateral held by the Fund, including for securities sold and pending settlement, is $3,534,824. On April 30, 2026, the last business day of the period, there was sufficient collateral based on the end of day market value from the prior business day; however, as a result of market movement from April 29 to April 30, the value of the related securities loaned was above the collateral value received.

&nbsp;&nbsp;&nbsp;&nbsp;(c) Rate shown reflects yield as of April 30, 2026.

&nbsp;&nbsp;&nbsp;&nbsp;(d) This security serves as collateral for securities on loan.

------

**First Trust Materials AlphaDEX**<sup>®</sup> **Fund (FXZ)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

------

**Valuation Inputs**

A summary of the inputs used to value the Fund's investments as of April 30, 2026 is as follows (see Valuation Inputs in the Additional Information section):

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **Total** <br>**Value at** <br>**4/30/2026**<br>| **Level 1** <br>**Quoted** <br>**Prices**<br>| **Level 2** <br>**Significant** <br>**Observable** <br>**Inputs**<br>| **Level 3** <br>**Significant** <br>**Unobservable** <br>**Inputs**<br>|
| Common Stocks\* | $383268597 | &nbsp;&nbsp; $383268597 | &nbsp;&nbsp; $— | &nbsp;&nbsp; $— |
| Money Market Funds | 294546 | &nbsp;&nbsp; 294546 | &nbsp;&nbsp; — | &nbsp;&nbsp; — |
| &nbsp;&nbsp; Repurchase <br> Agreements<br>| 3534824 | &nbsp;&nbsp; — | &nbsp;&nbsp; 3534824 | &nbsp;&nbsp; — |
| Total Investments | $387097967 | &nbsp;&nbsp; $383563143 | &nbsp;&nbsp; $3534824 | &nbsp;&nbsp; $— |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

\* See Portfolio of Investments for industry breakout.

------

**First Trust Technology AlphaDEX**<sup>®</sup> **Fund (FXL)**

**Portfolio of Investments**

**April 30, 2026 (Unaudited)**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS — 100.0%** | **COMMON STOCKS — 100.0%** | **COMMON STOCKS — 100.0%** |
|  | **Communications Equipment** <br> **— 0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27913 | F5, Inc. (a) | $9041021 |
|  | **Consumer Finance — 0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 237879 | &nbsp;&nbsp;&nbsp; Figure Technology Solutions, <br> Inc., Class A (a) | 8349553 |
|  | **Consumer Staples Distribution** <br> **& Retail — 1.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 339554 | Maplebear, Inc. (a) | 14380112 |
|  | **Electrical Equipment — 1.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 84979 | Vertiv Holdings Co., Class A | 27914752 |
|  | **Electronic Equipment,** <br> **Instruments & Components** <br>**— 10.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 128406 | Amphenol Corp., Class A | 18910352 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 113131 | Arrow Electronics, Inc. (a) | 21249396 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 206422 | Avnet, Inc. | 17031879 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 105105 | CDW Corp. | 14389926 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 123373 | Flex Ltd. (a) | 11294798 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 696016 | Ingram Micro Holding Corp. | 21416412 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 80164 | Jabil, Inc. | 27054548 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 96165 | TD SYNNEX Corp. | 21942930 |
|  |  | 153290241 |
|  | **Financial Services — 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 152321 | Toast, Inc., Class A (a) | 4344195 |
|  | **Interactive Media & Services** <br> **— 5.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 44234 | Alphabet, Inc., Class A | 17021243 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 100875 | IAC, Inc. (a) | 4494990 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 414188 | Match Group, Inc. | 15498915 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22232 | Meta Platforms, Inc., Class A | 13603983 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 440350 | Pinterest, Inc., Class A (a) | 8657281 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29989 | Reddit, Inc., Class A (a) | 4415280 |
| &nbsp;&nbsp;&nbsp;&nbsp; 2701006 | ZoomInfo Technologies, Inc. (a) | 16881288 |
|  |  | 80572980 |
|  | **IT Services — 11.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 70318 | Akamai Technologies, Inc. (a) | 7241347 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 326298 | Amdocs Ltd. | 21101692 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 61644 | Cloudflare, Inc., Class A (a) | 12635171 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 347093 | &nbsp;&nbsp;&nbsp; Cognizant Technology Solutions <br> Corp., Class A | 18361220 |
| &nbsp;&nbsp;&nbsp;&nbsp; 1694047 | DXC Technology Co. (a) | 19176612 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 119824 | EPAM Systems, Inc. (a) | 13633575 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 461812 | Globant S.A. (a) | 19040509 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33318 | &nbsp;&nbsp;&nbsp; International Business Machines <br> Corp. | 7695791 |
| &nbsp;&nbsp;&nbsp;&nbsp; 1236595 | Kyndryl Holdings, Inc. (a) | 17089743 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16497 | MongoDB, Inc. (a) | 4137942 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 51303 | Okta, Inc. (a) | 3778466 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **IT Services (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 128948 | Twilio, Inc., Class A (a) | $19092041 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 32517 | VeriSign, Inc. | 8736017 |
|  |  | 171720126 |
|  | **Media — 1.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; 1707803 | DoubleVerify Holdings, Inc. (a) | 18819989 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 355146 | NIQ Global Intelligence PLC (a) | 3881746 |
|  |  | 22701735 |
|  | **Professional Services — 9.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23387 | &nbsp;&nbsp;&nbsp; CACI International, Inc., <br> Class A (a) | 12150482 |
| &nbsp;&nbsp;&nbsp;&nbsp; 8416667 | Clarivate PLC (a) (b) | 24155834 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 577704 | KBR, Inc. | 21658123 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 104321 | Leidos Holdings, Inc. | 15566780 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 234811 | Parsons Corp. (a) | 11836823 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 133488 | Paycom Software, Inc. | 16920939 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 224338 | &nbsp;&nbsp;&nbsp; Science Applications <br> International Corp. | 21709188 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 188245 | &nbsp;&nbsp;&nbsp; SS&C Technologies Holdings, <br> Inc. | 13045378 |
|  |  | 137043547 |
|  | **Semiconductors &** <br> **Semiconductor Equipment** <br>**— 34.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 79753 | &nbsp;&nbsp;&nbsp; Advanced Micro Devices, <br> Inc. (a) | 28271641 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 360296 | Amkor Technology, Inc. | 25130646 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12693 | Analog Devices, Inc. | 5105886 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 47469 | Applied Materials, Inc. | 18726046 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 36843 | Astera Labs, Inc. (a) | 7174806 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26093 | Broadcom, Inc. | 10892001 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 112184 | Cirrus Logic, Inc. (a) | 18294967 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 108493 | Entegris, Inc. | 15338740 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 364751 | GLOBALFOUNDRIES, Inc. (a) | 23562915 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 91502 | Intel Corp. (a) | 8645109 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14463 | KLA Corp. | 25315312 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 99663 | Lam Research Corp. | 25699101 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 174905 | Lattice Semiconductor Corp. (a) | 21387383 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 95889 | &nbsp;&nbsp;&nbsp; MACOM Technology Solutions <br> Holdings, Inc. (a) | 27003301 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 214984 | Marvell Technology, Inc. | 35504608 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 63030 | Micron Technology, Inc. | 32596595 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19476 | Monolithic Power Systems, Inc. | 31442249 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 72934 | NVIDIA Corp. | 14555438 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 79115 | Onto Innovation, Inc. (a) | 23343672 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 69995 | Qnity Electronics, Inc. | 9845497 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 209614 | Qorvo, Inc. (a) | 19749831 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 62711 | QUALCOMM, Inc. | 11261641 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 397650 | Skyworks Solutions, Inc. | 27903100 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13621 | Teradyne, Inc. | 4678405 |

---

------

**First Trust Technology AlphaDEX**<sup>®</sup> **Fund (FXL)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Semiconductors &** <br> **Semiconductor Equipment** <br> **(Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 65519 | Texas Instruments, Inc. | $18416081 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 232317 | Universal Display Corp. | 20232488 |
|  |  | 510077459 |
|  | **Software — 15.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10146 | AppLovin Corp., Class A (a) | 4528667 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 114977 | Bentley Systems, Inc., Class B | 3750550 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14532 | &nbsp;&nbsp;&nbsp; Cadence Design Systems, <br> Inc. (a) | 4789602 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 673001 | &nbsp;&nbsp;&nbsp; CCC Intelligent Solutions <br> Holdings, Inc. (a) | 3526525 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10343 | &nbsp;&nbsp;&nbsp; Crowdstrike Holdings, Inc., <br> Class A (a) | 4610392 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 68412 | Datadog, Inc., Class A (a) | 9043382 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 170344 | Docusign, Inc. (a) | 7834121 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 270132 | &nbsp;&nbsp;&nbsp; Dolby Laboratories, Inc., <br> Class A | 17326266 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 559847 | Dropbox, Inc., Class A (a) | 13598684 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 109194 | Dynatrace, Inc. (a) | 3953915 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 98826 | Fortinet, Inc. (a) | 8332020 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 428890 | Gen Digital, Inc. | 8273288 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 55209 | &nbsp;&nbsp;&nbsp; Palantir Technologies, Inc., <br> Class A (a) | 7680124 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25188 | Palo Alto Networks, Inc. (a) | 4516712 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 298865 | Pegasystems, Inc. | 10923516 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 89267 | PTC, Inc. (a) | 12167092 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 572578 | RingCentral, Inc., Class A | 23029087 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 35945 | Roper Technologies, Inc. | 12753645 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 68140 | Salesforce, Inc. | 12028754 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 127422 | Samsara, Inc., Class A (a) | 3662108 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 313510 | SentinelOne, Inc., Class A (a) | 4439302 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10184 | Synopsys, Inc. (a) | 4914798 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 496282 | Teradata Corp. (a) | 13077031 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11794 | Tyler Technologies, Inc. (a) | 4023405 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 727569 | UiPath, Inc., Class A (a) | 7493961 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 264885 | Zoom Communications, Inc. (a) | 25733578 |
|  |  | 236010525 |
|  | **Technology Hardware, Storage** <br> **& Peripherals — 7.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31821 | Apple, Inc. | 8634628 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 129740 | Dell Technologies, Inc., Class C | 27109173 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 136789 | Everpure, Inc., Class A (a) | 9773574 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 534217 | Hewlett Packard Enterprise Co. | 15369423 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 420407 | HP, Inc. | 8769690 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 78875 | NetApp, Inc. | 8736984 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Technology Hardware, Storage** <br> **& Peripherals (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 712523 | Super Micro Computer, Inc. (a) | $19523130 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29858 | Western Digital Corp. | 12973898 |
|  |  | 110890500 |
|  | **Total Common Stocks** | 1486336746 |
|  | (Cost $1,177,371,384) |  |
| **MONEY MARKET FUNDS — 0.1%** | **MONEY MARKET FUNDS — 0.1%** | **MONEY MARKET FUNDS — 0.1%** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 996926 | &nbsp;&nbsp;&nbsp; Morgan Stanley Institutional <br> Liquidity Funds - Treasury <br> Portfolio - Institutional Class - <br> 3.52% (c) | 996926 |
|  | (Cost $996,926) |  |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Principal** <br>**Value**<br>| **Description** | **Value** |
| **REPURCHASE AGREEMENTS — 0.0%** | **REPURCHASE AGREEMENTS — 0.0%** | **REPURCHASE AGREEMENTS — 0.0%** |
| $108940 | &nbsp;&nbsp;&nbsp; Daiwa Capital Markets America, <br> Inc., 3.64% (c), dated <br> 04/30/26, due 05/01/26, with a <br> maturity value of $108,951. <br> Collateralized by <br> U.S. Treasury Securities, <br> interest rates of 1.63% to <br> 4.75%, due 10/31/26 to <br> 02/15/56. The value of the <br> collateral including accrued <br> interest is $111,119. (d) | 108940 |
|  | (Cost $108,940) |  |
|  | **Total Investments — 100.1%** | 1487442612 |
|  | (Cost $1,178,477,250) |  |
|  | **Net Other Assets and** <br> **Liabilities — (0.1)%** | (963945)<br>|
|  | **Net Assets — 100.0%** | $1486478667 |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;(a) Non-income producing security.

&nbsp;&nbsp;&nbsp;&nbsp;(b) All or a portion of this security is on loan for securities lending. The remaining contractual maturity of all of the securities lending transactions is overnight and continuous. The aggregate value of such securities is $94,021 and the total value of the collateral held by the Fund, including for securities sold and pending settlement, is $108,940.

&nbsp;&nbsp;&nbsp;&nbsp;(c) Rate shown reflects yield as of April 30, 2026.

&nbsp;&nbsp;&nbsp;&nbsp;(d) This security serves as collateral for securities on loan.

------

**First Trust Technology AlphaDEX**<sup>®</sup> **Fund (FXL)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

------

**Valuation Inputs**

A summary of the inputs used to value the Fund's investments as of April 30, 2026 is as follows (see Valuation Inputs in the Additional Information section):

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **Total** <br>**Value at** <br>**4/30/2026**<br>| **Level 1** <br>**Quoted** <br>**Prices**<br>| **Level 2** <br>**Significant** <br>**Observable** <br>**Inputs**<br>| **Level 3** <br>**Significant** <br>**Unobservable** <br>**Inputs**<br>|
| Common Stocks\* | $1486336746 | &nbsp;&nbsp; $1486336746 | &nbsp;&nbsp; $— | &nbsp;&nbsp; $— |
| &nbsp;&nbsp; Money Market <br> Funds<br>| 996926 | &nbsp;&nbsp; 996926 | &nbsp;&nbsp; — | &nbsp;&nbsp; — |
| &nbsp;&nbsp; Repurchase <br> Agreements<br>| 108940 | &nbsp;&nbsp; — | &nbsp;&nbsp; 108940 | &nbsp;&nbsp; — |
| Total Investments | $1487442612 | &nbsp;&nbsp; $1487333672 | &nbsp;&nbsp; $108940 | &nbsp;&nbsp; $— |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

\* See Portfolio of Investments for industry breakout.

------

**First Trust Utilities AlphaDEX**<sup>®</sup> **Fund (FXU)**

**Portfolio of Investments**

**April 30, 2026 (Unaudited)**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS — 99.9%** | **COMMON STOCKS — 99.9%** | **COMMON STOCKS — 99.9%** |
|  | **Commercial Services &** <br> **Supplies — 4.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25996 | Clean Harbors, Inc. (a) | $8128430 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 34033 | Republic Services, Inc. | 7120384 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 97313 | Waste Management, Inc. | 22630138 |
|  |  | 37878952 |
|  | **Electric Utilities — 49.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 207745 | Alliant Energy Corp. | 15254715 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 170596 | &nbsp;&nbsp;&nbsp; American Electric Power Co., <br> Inc. | 23390418 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 227704 | Duke Energy Corp. | 29499053 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 509285 | Edison International | 35390215 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 66339 | Entergy Corp. | 7822031 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 363959 | Evergy, Inc. | 30150364 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 537954 | Eversource Energy | 38033348 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 760291 | Exelon Corp. | 34965783 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 294271 | FirstEnergy Corp. | 13983758 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 104272 | IDACORP, Inc. | 15405145 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 80253 | NextEra Energy, Inc. | 7855164 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 204021 | NRG Energy, Inc. | 31741587 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 621676 | OGE Energy Corp. | 30337789 |
| &nbsp;&nbsp;&nbsp;&nbsp; 2121198 | PG&E Corp. | 35254311 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 369920 | Pinnacle West Capital Corp. | 38368102 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 585384 | PPL Corp. | 21916777 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 77227 | Southern (The) Co. | 7467851 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 281491 | Xcel Energy, Inc. | 23349678 |
|  |  | 440186089 |
|  | **Gas Utilities — 13.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 80705 | Atmos Energy Corp. | 15332336 |
| &nbsp;&nbsp;&nbsp;&nbsp; 1438975 | MDU Resources Group, Inc. | 32420106 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 396652 | National Fuel Gas Co. | 33469496 |
| &nbsp;&nbsp;&nbsp;&nbsp; 1023323 | UGI Corp. | 36931727 |
|  |  | 118153665 |
|  | **Independent Power and** <br> **Renewable Electricity** <br>**Producers — 6.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; 2116079 | AES (The) Corp. | 30577341 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 569144 | Clearway Energy, Inc., Class C | 22970652 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 49584 | Vistra Corp. | 7826339 |
|  |  | 61374332 |
|  | **Multi-Utilities — 21.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 203436 | Ameren Corp. | 23120501 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 345407 | CenterPoint Energy, Inc. | 15077016 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 192160 | CMS Energy Corp. | 14746358 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 329293 | Consolidated Edison, Inc. | 36712877 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 482296 | Dominion Energy, Inc. | 31108092 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 152932 | DTE Energy Co. | 23198255 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 319498 | NiSource, Inc. | 15425364 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 276240 | &nbsp;&nbsp;&nbsp; Public Service Enterprise Group, <br> Inc. | 22557758 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Multi-Utilities (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 76710 | Sempra | $7296655 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 64385 | WEC Energy Group, Inc. | 7593567 |
|  |  | 196836443 |
|  | **Water Utilities — 4.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 109544 | American Water Works Co., Inc. | 14067641 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 740391 | Essential Utilities, Inc. | 28282936 |
|  |  | 42350577 |
|  | **Total Common Stocks** | 896780058 |
|  | (Cost $818,315,390) |  |
| **MONEY MARKET FUNDS — 0.1%** | **MONEY MARKET FUNDS — 0.1%** | **MONEY MARKET FUNDS — 0.1%** |
| &nbsp;&nbsp;&nbsp;&nbsp; 1329841 | &nbsp;&nbsp;&nbsp; Morgan Stanley Institutional <br> Liquidity Funds - Treasury <br> Portfolio - Institutional Class - <br> 3.52% (b) | 1329841 |
|  | (Cost $1,329,841) |  |
|  | **Total Investments — 100.0%** | 898109899 |
|  | (Cost $819,645,231) |  |
|  | **Net Other Assets and** <br> **Liabilities — (0.0)%** | (428700)<br>|
|  | **Net Assets — 100.0%** | $897681199 |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;(a) Non-income producing security.

&nbsp;&nbsp;&nbsp;&nbsp;(b) Rate shown reflects yield as of April 30, 2026.

------

**Valuation Inputs**

A summary of the inputs used to value the Fund's investments as of April 30, 2026 is as follows (see Valuation Inputs in the Additional Information section):

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **Total** <br>**Value at** <br>**4/30/2026**<br>| **Level 1** <br>**Quoted** <br>**Prices**<br>| **Level 2** <br>**Significant** <br>**Observable** <br>**Inputs**<br>| **Level 3** <br>**Significant** <br>**Unobservable** <br>**Inputs**<br>|
| Common Stocks\* | $896780058 | &nbsp;&nbsp; $896780058 | &nbsp;&nbsp; $— | &nbsp;&nbsp; $— |
| Money Market Funds | 1329841 | &nbsp;&nbsp; 1329841 | &nbsp;&nbsp; — | &nbsp;&nbsp; — |
| Total Investments | $898109899 | &nbsp;&nbsp; $898109899 | &nbsp;&nbsp; $— | &nbsp;&nbsp; $— |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

\* See Portfolio of Investments for industry breakout.

------

**First Trust Exchange-Traded AlphaDEX**<sup>®</sup> **Fund**

**Additional Information**

**April 30, 2026 (Unaudited)**

**Valuation Inputs**

The Funds are subject to fair value accounting standards that define fair value, establish the framework for measuring fair value and provide a three-level hierarchy for fair valuation based upon the inputs to the valuation as of the measurement date. The three levels of the fair value hierarchy are as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 1 – Level 1 inputs are quoted prices in active markets for identical investments.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 2 – Level 2 inputs are observable inputs, either directly or indirectly. (Quoted prices for similar investments, valuations based on interest rates and yield curves, or valuations derived from observable market data.)

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 3 – Level 3 inputs are unobservable inputs that may reflect the reporting entity's own assumptions about the assumptions that market participants would use in pricing the investment.

The inputs or methodologies used for valuing investments are not necessarily an indication of the risk associated with investing in those investments.

**Licensing Information**

Source ICE Data Indices, LLC ("ICE Data"), is used with permission. "StrataQuant<sup>®</sup>" is a service/trade mark of ICE Data or its affiliates. Frank Russell Company is the source and owner of the trademarks, service marks and copyrights related to the Russell Indexes. Russell<sup>®</sup>, Russell 1000<sup>®</sup>, and Russell 3000<sup>®</sup> are all registered trademarks of Frank Russell Company. Russell 1000<sup>®</sup> and Russell 3000<sup>®</sup> are being utilized in the indices under license. These trademarks have been licensed, along with the StrataQuant<sup>®</sup> Consumer Discretionary Index, StrataQuant<sup>®</sup> Consumer Staples Index, StrataQuant<sup>®</sup> Energy Index, StrataQuant<sup>®</sup> Financials Index, StrataQuant<sup>®</sup> Health Care Index, StrataQuant<sup>®</sup> Industrials Index, StrataQuant<sup>®</sup> Materials Index, StrataQuant<sup>®</sup> Technology Index and the StrataQuant<sup>®</sup> Utilities Index (each, an "Index") for use by First Trust Portfolios L.P. ("FTP") in connection with the First Trust Consumer Discretionary AlphaDEX<sup>®</sup> Fund (FXD), First Trust Consumer Staples AlphaDEX<sup>®</sup> Fund (FXG), First Trust Energy AlphaDEX<sup>®</sup> Fund (FXN), First Trust Financials AlphaDEX<sup>®</sup> Fund (FXO), First Trust Health Care AlphaDEX<sup>®</sup> Fund (FXH), First Trust Industrials/Producer Durables AlphaDEX<sup>®</sup> Fund (FXR), First Trust Materials AlphaDEX<sup>®</sup> Fund (FXZ), First Trust Technology AlphaDEX<sup>®</sup> Fund (FXL) and the First Trust Utilities AlphaDEX<sup>®</sup> Fund (FXU), respectively (each, the "Product"). Neither FTP, First Trust Exchange-Traded AlphaDEX<sup>®</sup> Fund (the "Trust") nor the Product, as applicable, is sponsored, endorsed, sold or promoted by ICE Data, its affiliates or its Third Party Suppliers including without limitation Frank Russell Company ("ICE Data and its Suppliers"). ICE Data and its Suppliers make no representations or warranties regarding the advisability of investing in securities generally, in the Product particularly, the Trust or the ability of the Index to track general stock market performance. ICE Data's only relationship to FTP is the licensing of certain trademarks and trade names and the Index or components thereof. The Index is determined, composed and calculated by ICE Data without regard to FTP or the Product or its holders. ICE Data has no obligation to take the needs of FTP or the holders of the Product into consideration in determining, composing or calculating the Index. ICE Data is not responsible for and has not participated in the determination of the timing of, prices of, or quantities of the Product to be issued or in the determination or calculation of the equation by which the Product is to be priced, sold, purchased, or redeemed. Except for certain custom index calculation services, all information provided by ICE Data is general in nature and not tailored to the needs of FTP or any other person, entity or group of persons. ICE Data has no obligation or liability in connection with the administration, marketing, or trading of the Product. ICE Data is not an investment advisor. Inclusion of a security within an index is not a recommendation by ICE Data to buy, sell, or hold such security, nor is it considered to be investment advice.

ICE DATA AND ITS SUPPLIERS DISCLAIM ANY AND ALL WARRANTIES AND REPRESENTATIONS, EXPRESS AND/OR IMPLIED, INCLUDING ANY WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE OR USE, INCLUDING THE INDICES, INDEX DATA AND ANY INFORMATION INCLUDED IN, RELATED TO, OR DERIVED THEREFROM ("INDEX DATA"). ICE DATA AND ITS SUPPLIERS SHALL NOT BE SUBJECT TO ANY DAMAGES OR LIABILITY WITH RESPECT TO THE ADEQUACY, ACCURACY, TIMELINESS OR COMPLETENESS OF THE INDICES AND THE INDEX DATA, WHICH ARE PROVIDED ON AN "AS IS" BASIS AND YOUR USE IS AT YOUR OWN RISK.

------

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** First Trust Exchange-Traded AlphaDEX Fund

- **b. Investment Company Act file number:** 811-22019

- **c. CIK number of Registrant:** 0001383496

- **d. LEI of Registrant:** 549300PGRVU1P76W4537

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 East Liberty Drive

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** First Trust Industrials/Producer Durables AlphaDEX Fund

- **b. EDGAR series identifier (if any):** S000017701

- **c. LEI of Series:** 5493008AE9LL1V8KK557

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-07-31

- **b. Date as of which information is reported:** 2026-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $702255512.90

**Total Liabilities:** $4292222.78

**Net Assets:** $697963290.12

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000048901 | 6.04%                | -9.67%               | 7.53%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $5521494.10              | $39195799.49                               |
| Month 2  | $4673778.25              | $-79729796.89                              |
| Month 3  | $8304409.88              | $41009947.40                               |

### Schedule of Portfolio Investments

| Name                                         | Title                                                       | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| LOUISIANA PACIFIC CORP                       | LOUISIANA PACIFIC CORP COM                                  | CUSIP: 546347105<br>LEI: 549300C7E2UAO5BVRR75 | Long             | EC               | CORP              | US        |     40959 | NS      | $2956830.21   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| STANDARDAERO INC                             | STANDARDAERO INC COM                                        | CUSIP: 85423L103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    173046 | NS      | $4301923.56   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| CSX CORP                                     | CSX CORP COM                                                | CUSIP: 126408103<br>LEI: 549300JVQR4N1MMP3Q88 | Long             | EC               | CORP              | US        |     36296 | NS      | $1648927.28   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| FERGUSON ENTERPRISES INC                     | FERGUSON ENTERPRISES INC COMMON STOCK NEW                   | CUSIP: 31488V107<br>LEI: 2138003JYQMRP3SLX189 | Long             | EC               | CORP              | US        |     25625 | NS      | $6860068.75   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| STANLEY BLACK & DECKER INC                   | STANLEY BLACK & DECKER INC COM                              | CUSIP: 854502101<br>LEI: 549300DJ09SMTO561131 | Long             | EC               | CORP              | US        |     84115 | NS      | $6574428.40   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| MSA SAFETY INC                               | MSA SAFETY INC COM                                          | CUSIP: 553498106<br>LEI: 529900DVA3258XK11O39 | Long             | EC               | CORP              | US        |     27263 | NS      | $4536290.57   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| REGAL REXNORD CORP                           | REGAL REXNORD CORP COM                                      | CUSIP: 758750103<br>LEI: QH78R09VCJGQKPBPYU33 | Long             | EC               | CORP              | US        |     15913 | NS      | $3421772.39   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| ARMSTRONG WORLD INDUSTRIES INC               | ARMSTRONG WORLD INDUSTRIES INC COM                          | CUSIP: 04247X102<br>LEI: KXMRXXOJ88Q45Y45MG74 | Long             | EC               | CORP              | US        |     27121 | NS      | $4621147.19   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| CRANE COMPANY                                | CRANE COMPANY COMMON STOCK                                  | CUSIP: 224408104<br>LEI: 5493000CQRQOTHUODL75 | Long             | EC               | CORP              | US        |      8712 | NS      | $1548383.76   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| ACCENTURE PLC                                | ACCENTURE PLC SHS CLASS A                                   | CUSIP: 000000000<br>LEI: 5493000EWHDSR3MZWH98 | Long             | EC               | CORP              | IE        |     30143 | NS      | $5386855.53   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| ROCKET LAB CORP                              | ROCKET LAB CORP COM                                         | CUSIP: 773121108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     93074 | NS      | $7679535.74   | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| PAYPAL HOLDINGS INC                          | PAYPAL HOLDINGS INC COM                                     | CUSIP: 70450Y103<br>LEI: 5493005X2GO78EFZ3E94 | Long             | EC               | CORP              | US        |    164998 | NS      | $8272999.72   | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| VERALTO CORP                                 | VERALTO CORP COM SHS                                        | CUSIP: 92338C103<br>LEI: 635400FJE6GSOJUSNY27 | Long             | EC               | CORP              | US        |     16850 | NS      | $1486170.00   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| APPLIED INDUSTRIAL TECHNOLOGIES INC          | APPLIED INDUSTRIAL TECHNOLOGIES INC COM                     | CUSIP: 03820C105<br>LEI: 549300NU173IJRC6PO38 | Long             | EC               | CORP              | US        |     11230 | NS      | $3433572.50   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| ZEBRA TECHNOLOGIES CORP                      | ZEBRA TECHNOLOGIES CORP CL A                                | CUSIP: 989207105<br>LEI: PO0I32GKZ3HZMMDPZZ08 | Long             | EC               | CORP              | US        |     14251 | NS      | $3224431.26   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| XYLEM INC                                    | XYLEM INC COM                                               | CUSIP: 98419M100<br>LEI: 549300DF5MV96DRYLQ48 | Long             | EC               | CORP              | US        |     37405 | NS      | $4419774.80   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| WEX INC                                      | WEX INC COM                                                 | CUSIP: 96208T104<br>LEI: T9M5IGROL1TL1G5OV478 | Long             | EC               | CORP              | US        |     19471 | NS      | $2927075.43   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| XPO INC                                      | XPO INC COM                                                 | CUSIP: 983793100<br>LEI: 54930096DB9LCLPN7H13 | Long             | EC               | CORP              | US        |     38360 | NS      | $8444186.80   | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| BWX TECHNOLOGIES INC                         | BWX TECHNOLOGIES INC COM                                    | CUSIP: 05605H100<br>LEI: 549300NP85N265KWMS58 | Long             | EC               | CORP              | US        |     36537 | NS      | $7906241.43   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| GE VERNOVA INC                               | GE VERNOVA INC COM                                          | CUSIP: 36828A101<br>LEI: 254900DP080RU6OK2553 | Long             | EC               | CORP              | US        |      8549 | NS      | $9262499.54   | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| GENERAL DYNAMICS CORP                        | GENERAL DYNAMICS CORP COM                                   | CUSIP: 369550108<br>LEI: 9C1X8XOOTYY2FNYTVH06 | Long             | EC               | CORP              | US        |      8681 | NS      | $2988868.30   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| SILGAN HOLDINGS INC                          | SILGAN HOLDINGS INC COM                                     | CUSIP: 827048109<br>LEI: KAF673KJXD92C8KSLU49 | Long             | EC               | CORP              | US        |    192564 | NS      | $7808470.20   | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| SONOCO PRODUCTS COMPANY                      | SONOCO PRODUCTS COMPANY COM                                 | CUSIP: 835495102<br>LEI: GKOMIK4RDJGHEF0VNP11 | Long             | EC               | CORP              | US        |    138130 | NS      | $6900974.80   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| AXALTA COATING SYSTEMS LTD                   | AXALTA COATING SYSTEMS LTD COM                              | CUSIP: 000000000<br>LEI: 529900AGLPA40GV6H619 | Long             | EC               | CORP              | BM        |    215783 | NS      | $6136868.52   | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| ITT INC                                      | ITT INC COM                                                 | CUSIP: 45073V108<br>LEI: 549300KDSERHTJOXUS80 | Long             | EC               | CORP              | US        |      7821 | NS      | $1676353.14   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| APTARGROUP INC                               | APTARGROUP INC COM                                          | CUSIP: 038336103<br>LEI: VNPEQDQFAA7IY1T2PX43 | Long             | EC               | CORP              | US        |     47431 | NS      | $5866266.08   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| PENTAIR PLC                                  | PENTAIR PLC SHS                                             | CUSIP: 000000000<br>LEI: 549300EVR9D56WPSRP15 | Long             | EC               | CORP              | IE        |     51311 | NS      | $4141310.81   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| BLOCK INC                                    | BLOCK INC CL A                                              | CUSIP: 852234103<br>LEI: 549300OHIIUWSTIZME52 | Long             | EC               | CORP              | US        |     49516 | NS      | $3491373.16   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| OLD DOMINION FREIGHT LINE INC                | OLD DOMINION FREIGHT LINE INC COM                           | CUSIP: 679580100<br>LEI: 5299009TWK32WE417T96 | Long             | EC               | CORP              | US        |     22875 | NS      | $4859336.25   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| CNH INDUSTRIAL NV                            | CNH INDUSTRIAL NV COM EUR0.01                               | CUSIP: 000000000<br>LEI: 549300WGC2HZ5J67V817 | Long             | EC               | CORP              | NL        |    406341 | NS      | $4351912.11   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| AAON INC                                     | AAON INC COM PAR $0.004                                     | CUSIP: 000360206<br>LEI: 549300ZHF0E5VM7PUD37 | Long             | EC               | CORP              | US        |     54174 | NS      | $5054975.94   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| GXO LOGISTICS INC                            | GXO LOGISTICS INC COMMON STOCK                              | CUSIP: 36262G101<br>LEI: 5493007CNWMXN78JRN66 | Long             | EC               | CORP              | US        |     57471 | NS      | $3283318.23   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| SNAP-ON INC                                  | SNAP-ON INC COM                                             | CUSIP: 833034101<br>LEI: HHWAT5TDOYZMM26KKQ73 | Long             | EC               | CORP              | US        |     16457 | NS      | $6309613.80   | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| SYNCHRONY FINANCIAL                          | SYNCHRONY FINANCIAL COM                                     | CUSIP: 87165B103<br>LEI: 549300RS7EWPM9MA6C78 | Long             | EC               | CORP              | US        |    109716 | NS      | $8360359.20   | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| DONALDSON COMPANY INC                        | DONALDSON COMPANY INC COM                                   | CUSIP: 257651109<br>LEI: OZE6KXY9QQPR8EJ8WL20 | Long             | EC               | CORP              | US        |     35110 | NS      | $3095648.70   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| WATSCO INC                                   | WATSCO INC COM                                              | CUSIP: 942622200<br>LEI: 549300F1Y3LN5BX5WN75 | Long             | EC               | CORP              | US        |      4095 | NS      | $1792954.80   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| SAIA INC                                     | SAIA INC COM                                                | CUSIP: 78709Y105<br>LEI: 549300WNPG4N9GBOYB29 | Long             | EC               | CORP              | US        |      8484 | NS      | $3807788.88   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| LOCKHEED MARTIN CORP                         | LOCKHEED MARTIN CORP COM                                    | CUSIP: 539830109<br>LEI: DPRBOZP0K5RM2YE8UU08 | Long             | EC               | CORP              | US        |     12362 | NS      | $6403145.14   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| MASCO CORP                                   | MASCO CORP COM                                              | CUSIP: 574599106<br>LEI: 5GCSNMQXHEYA1JO8QN11 | Long             | EC               | CORP              | US        |     49360 | NS      | $3545035.20   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| CORE & MAIN INC                              | CORE & MAIN INC CL A                                        | CUSIP: 21874C102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     60321 | NS      | $3038368.77   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| CRH PLC                                      | CRH PLC ORD EUR 0.32                                        | CUSIP: 000000000<br>LEI: 549300MIDJNNTH068E74 | Long             | EC               | CORP              | IE        |     56860 | NS      | $6733361.20   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| GRACO INC                                    | GRACO INC COM                                               | CUSIP: 384109104<br>LEI: 4T5VJ4S81BRT6Q7GGT78 | Long             | EC               | CORP              | US        |     52803 | NS      | $4238496.81   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| TELEDYNE TECHNOLOGIES INC                    | TELEDYNE TECHNOLOGIES INC COM                               | CUSIP: 879360105<br>LEI: 549300VSMO9KYQWDND94 | Long             | EC               | CORP              | US        |      4925 | NS      | $3180811.25   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| ILLINOIS TOOL WORKS INC                      | ILLINOIS TOOL WORKS INC COM                                 | CUSIP: 452308109<br>LEI: 76NA4I14SZCFAYMNSV04 | Long             | EC               | CORP              | US        |      5724 | NS      | $1476849.24   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| KIRBY CORP                                   | KIRBY CORP COM                                              | CUSIP: 497266106<br>LEI: I7NO6FZO5GUCG585T325 | Long             | EC               | CORP              | US        |     44982 | NS      | $6771590.28   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| COMFORT SYSTEMS USA INC                      | COMFORT SYSTEMS USA INC COM                                 | CUSIP: 199908104<br>LEI: 5299009DT1ZA5HTU6R38 | Long             | EC               | CORP              | US        |      5412 | NS      | $9959433.00   | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| FEDEX CORP                                   | FEDEX CORP COM                                              | CUSIP: 31428X106<br>LEI: 549300E707U7WNPZN687 | Long             | EC               | CORP              | US        |     16781 | NS      | $6767945.11   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| EXPEDITORS INTERNATIONAL OF WASHINGTON INC   | EXPEDITORS INTERNATIONAL OF WASHINGTON INC COM              | CUSIP: 302130109<br>LEI: 984500B055A804AB6E40 | Long             | EC               | CORP              | US        |     20804 | NS      | $3076703.56   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| MOHAWK INDUSTRIES INC                        | MOHAWK INDUSTRIES INC COM                                   | CUSIP: 608190104<br>LEI: 549300JI1115MG3Q6322 | Long             | EC               | CORP              | US        |     75884 | NS      | $8010315.04   | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| GATES INDUSTRIAL CORP PLC                    | GATES INDUSTRIAL CORP PLC ORD SHS                           | CUSIP: 000000000<br>LEI: 549300S6K4FWUSB9KM27 | Long             | EC               | CORP              | GB        |    264360 | NS      | $6770259.60   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| CATERPILLAR INC                              | CATERPILLAR INC COM                                         | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | EC               | CORP              | US        |     10534 | NS      | $9376418.74   | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| A.O. SMITH CORP                              | A.O. SMITH CORP COM                                         | CUSIP: 831865209<br>LEI: 549300XG4US7UJNECY36 | Long             | EC               | CORP              | US        |     90646 | NS      | $5605548.64   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| TREX COMPANY INC                             | TREX COMPANY INC COM                                        | CUSIP: 89531P105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    164119 | NS      | $6433464.80   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| DOVER CORP                                   | DOVER CORP COM                                              | CUSIP: 260003108<br>LEI: 549300FMC2ALGA7N9E80 | Long             | EC               | CORP              | US        |     14295 | NS      | $3236530.95   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| HUBBELL INC                                  | HUBBELL INC COM                                             | CUSIP: 443510607<br>LEI: 54930088VDQ6840Y6597 | Long             | EC               | CORP              | US        |      3036 | NS      | $1542804.12   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| TETRA TECH INC                               | TETRA TECH INC COM                                          | CUSIP: 88162G103<br>LEI: 549300UJ1LP7JGJC5P32 | Long             | EC               | CORP              | US        |     98932 | NS      | $3197482.24   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| QUANTA SERVICES INC                          | QUANTA SERVICES INC COM                                     | CUSIP: 74762E102<br>LEI: SHVRXXEACT60MMH07S24 | Long             | EC               | CORP              | US        |     13608 | NS      | $9903494.16   | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| NORFOLK SOUTHERN CORP                        | NORFOLK SOUTHERN CORP COM                                   | CUSIP: 655844108<br>LEI: 54930036C8MWP850MI84 | Long             | EC               | CORP              | US        |     10384 | NS      | $3279578.72   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| SMURFIT WESTROCK PLC                         | SMURFIT WESTROCK PLC COM USD0.001                           | CUSIP: 000000000<br>LEI: 635400EGSEOPDW2EXS14 | Long             | EC               | CORP              | IE        |    187490 | NS      | $7197741.10   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITED PARCEL SERVICE INC                    | UNITED PARCEL SERVICE INC CL B                              | CUSIP: 911312106<br>LEI: D01LMJZU09ULLNCY6Z23 | Long             | EC               | CORP              | US        |     60756 | NS      | $6610252.80   | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| JACK HENRY & ASSOCIATES INC                  | JACK HENRY & ASSOCIATES INC COM                             | CUSIP: 426281101<br>LEI: 529900X1QS8C54W0JB21 | Long             | EC               | CORP              | US        |     28282 | NS      | $4348357.50   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| TORO COMPANY                                 | TORO COMPANY COM                                            | CUSIP: 891092108<br>LEI: YJKE4YIT6BWQHVEW0D14 | Long             | EC               | CORP              | US        |     15946 | NS      | $1517580.82   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| EAGLE MATERIALS INC                          | EAGLE MATERIALS INC COM                                     | CUSIP: 26969P108<br>LEI: 529900KRXRGXL61SG039 | Long             | EC               | CORP              | US        |     39392 | NS      | $8276653.12   | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| HAYWARD HOLDINGS INC                         | HAYWARD HOLDINGS INC COM                                    | CUSIP: 421298100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    446725 | NS      | $6705342.25   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| CUMMINS INC                                  | CUMMINS INC COM                                             | CUSIP: 231021106<br>LEI: ZUNI8PYC725B6H8JU438 | Long             | EC               | CORP              | US        |      2771 | NS      | $1859368.71   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| EVERUS CONSTRUCTION GROUP INC                | EVERUS CONSTRUCTION GROUP INC COM                           | CUSIP: 300426103<br>LEI: 2549006JMMHR0KILT425 | Long             | EC               | CORP              | US        |     12621 | NS      | $1860714.03   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| WESTERN UNION COMPANY (THE)                  | WESTERN UNION COMPANY (THE) COM                             | CUSIP: 959802109<br>LEI: 28ID94QU1140NC23S047 | Long             | EC               | CORP              | US        |    855840 | NS      | $7779585.60   | 1.11%             |  |  |  | No            |                  1 | On Loan: —       |
| TEXTRON INC                                  | TEXTRON INC COM                                             | CUSIP: 883203101<br>LEI: 3PPKBHUG1HD6BO7RNR87 | Long             | EC               | CORP              | US        |     68264 | NS      | $6550613.44   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| EMCOR GROUP INC                              | EMCOR GROUP INC COM                                         | CUSIP: 29084Q100<br>LEI: 529900X0SQJB2J7YDU43 | Long             | EC               | CORP              | US        |     10119 | NS      | $9022808.73   | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| AMENTUM HOLDINGS INC                         | AMENTUM HOLDINGS INC COM                                    | CUSIP: 023939101<br>LEI: 2549009FJIBLW40CU216 | Long             | EC               | CORP              | US        |    171386 | NS      | $4495454.78   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| FIDELITY NATIONAL INFORMATION SERVICES INC   | FIDELITY NATIONAL INFORMATION SERVICES INC COM              | CUSIP: 31620M106<br>LEI: 6WQI0GK1PRFVBA061U48 | Long             | EC               | CORP              | US        |     95284 | NS      | $4433564.52   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| BUILDERS FIRSTSOURCE INC                     | BUILDERS FIRSTSOURCE INC COM                                | CUSIP: 12008R107<br>LEI: 549300W0SKP6L3H7DP63 | Long             | EC               | CORP              | US        |     72600 | NS      | $5741934.00   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| CORPAY INC                                   | CORPAY INC COM SHS                                          | CUSIP: 219948106<br>LEI: 549300DG6RR0NQSFLN74 | Long             | EC               | CORP              | US        |     10242 | NS      | $3138865.74   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| MIDDLEBY CORP (THE)                          | MIDDLEBY CORP (THE) COM                                     | CUSIP: 596278101<br>LEI: JDFO86U9VQRBKW5KYA35 | Long             | EC               | CORP              | US        |     33812 | NS      | $4745852.32   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| MSC INDUSTRIAL DIRECT CO INC                 | MSC INDUSTRIAL DIRECT CO INC CL A                           | CUSIP: 553530106<br>LEI: 0XVKH0LN6YGOWO2EGO17 | Long             | EC               | CORP              | US        |     48441 | NS      | $4954061.07   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| FTAI AVIATION LTD                            | FTAI AVIATION LTD COM USD0.01                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |     30496 | NS      | $7613936.32   | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS | MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS TREAS PTF INST | CUSIP: 61747C582<br>LEI: 5493000A332Y142SOW84 | Long             | STIV             | RF                | US        |    409865 | NS      | $409865.13    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| FORTUNE BRANDS INNOVATIONS INC               | FORTUNE BRANDS INNOVATIONS INC COM                          | CUSIP: 34964C106<br>LEI: 54930032LHW54PQUJD44 | Long             | EC               | CORP              | US        |    191724 | NS      | $7772490.96   | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| WESCO INTERNATIONAL INC                      | WESCO INTERNATIONAL INC COM                                 | CUSIP: 95082P105<br>LEI: 529900TXOGREY3WNJ434 | Long             | EC               | CORP              | US        |     10891 | NS      | $3802265.92   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| EURONET WORLDWIDE INC                        | EURONET WORLDWIDE INC COM                                   | CUSIP: 298736109<br>LEI: YG3575C4DSHJPA5KET68 | Long             | EC               | CORP              | US        |    112444 | NS      | $8138696.72   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| FORTIVE CORP                                 | FORTIVE CORP COM                                            | CUSIP: 34959J108<br>LEI: 549300MU9YQJYHDQEF63 | Long             | EC               | CORP              | US        |     26951 | NS      | $1611400.29   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| RYDER SYSTEM INC                             | RYDER SYSTEM INC COM                                        | CUSIP: 783549108<br>LEI: ZXJ6Y2OSPZXIVGRILD15 | Long             | EC               | CORP              | US        |     29198 | NS      | $7409576.46   | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| CROWN HOLDINGS INC                           | CROWN HOLDINGS INC COM                                      | CUSIP: 228368106<br>LEI: NYLWZIOY8PUNIT4JOE22 | Long             | EC               | CORP              | US        |     59623 | NS      | $5861537.13   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| CRANE NXT COMPANY                            | CRANE NXT COMPANY COM                                       | CUSIP: 224441105<br>LEI: 549300EXNPSXEWUD3N21 | Long             | EC               | CORP              | US        |    184072 | NS      | $8224336.96   | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| HOWMET AEROSPACE INC                         | HOWMET AEROSPACE INC COM                                    | CUSIP: 443201108<br>LEI: 549300HO5WFZUT5N2T22 | Long             | EC               | CORP              | US        |     25936 | NS      | $6303485.44   | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC     | KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC CL A               | CUSIP: 499049104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     77855 | NS      | $5052789.50   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| W.W. GRAINGER INC                            | W.W. GRAINGER INC COM                                       | CUSIP: 384802104<br>LEI: 549300TWZSP6O1IH2V34 | Long             | EC               | CORP              | US        |      4110 | NS      | $4773148.50   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| RPM INTERNATIONAL INC                        | RPM INTERNATIONAL INC COM                                   | CUSIP: 749685103<br>LEI: 549300TJCKW4BRXPJ474 | Long             | EC               | CORP              | US        |     45099 | NS      | $4595137.11   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| 3M COMPANY                                   | 3M COMPANY COM                                              | CUSIP: 88579Y101<br>LEI: LUZQVYP4VS22CLWDAR65 | Long             | EC               | CORP              | US        |     10258 | NS      | $1503002.16   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| VERISK ANALYTICS INC                         | VERISK ANALYTICS INC COM                                    | CUSIP: 92345Y106<br>LEI: 549300I1YSWNIRKBWP67 | Long             | EC               | CORP              | US        |      7853 | NS      | $1448799.97   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITED RENTALS INC                           | UNITED RENTALS INC COM                                      | CUSIP: 911363109<br>LEI: 5323X5O7RN0NKFCDRY08 | Long             | EC               | CORP              | US        |      8194 | NS      | $7864928.96   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| DAIWA CAPITAL MARKETS AMERICA INC.           | DAIWA CAPITAL MARKETS AMERICA INC                           | CUSIP: 000000000<br>LEI: M67H5PRC0NQKM73ZAS82 | Long             | RA               | CORP              | US        |   3735627 | PA      | $3735627.00   | 0.54%             |  |  |  | No            |                  2 | On Loan: No      |
| ROBERT HALF INC                              | ROBERT HALF INC COM                                         | CUSIP: 770323103<br>LEI: 529900VPCUY9H3HLIC08 | Long             | EC               | CORP              | US        |    175974 | NS      | $4682668.14   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| TOPBUILD CORP                                | TOPBUILD CORP COM                                           | CUSIP: 89055F103<br>LEI: 5493007YSKHOL4RWII46 | Long             | EC               | CORP              | US        |     12724 | NS      | $5632914.80   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| LEONARDO DRS INC                             | LEONARDO DRS INC COM                                        | CUSIP: 52661A108<br>LEI: 549300HMMEWVG3PPQU18 | Long             | EC               | CORP              | US        |    167824 | NS      | $6818689.12   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| MASTEC INC                                   | MASTEC INC COM                                              | CUSIP: 576323109<br>LEI: 549300TMDIT8WREDOF45 | Long             | EC               | CORP              | US        |     23195 | NS      | $9139989.75   | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| ROCKWELL AUTOMATION INC                      | ROCKWELL AUTOMATION INC COM                                 | CUSIP: 773903109<br>LEI: VH3R4HHBHH12O0EXZJ88 | Long             | EC               | CORP              | US        |      8304 | NS      | $3395588.64   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| WILLSCOT HOLDINGS CORP                       | WILLSCOT HOLDINGS CORP COM CL A                             | CUSIP: 971378104<br>LEI: 549300HJ4VIXF476Q166 | Long             | EC               | CORP              | US        |     85824 | NS      | $1943055.36   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| GLOBAL PAYMENTS INC                          | GLOBAL PAYMENTS INC COM                                     | CUSIP: 37940X102<br>LEI: 549300NOMHGVQBX6S778 | Long             | EC               | CORP              | US        |     88814 | NS      | $6391055.44   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| ADVANCED DRAINAGE SYSTEMS INC                | ADVANCED DRAINAGE SYSTEMS INC COM                           | CUSIP: 00790R104<br>LEI: 6QQTOZ5MF5DHM7K92I60 | Long             | EC               | CORP              | US        |     32690 | NS      | $4878982.50   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| PARKER-HANNIFIN CORP                         | PARKER-HANNIFIN CORP COM                                    | CUSIP: 701094104<br>LEI: 5493002CONDB4N2HKI23 | Long             | EC               | CORP              | US        |      1666 | NS      | $1515093.72   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN EXPRESS COMPANY                     | AMERICAN EXPRESS COMPANY COM                                | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |      4926 | NS      | $1591344.30   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| AMCOR PLC                                    | AMCOR PLC COM NEW                                           | CUSIP: 000000000<br>LEI: 549300GSODGFCDQ3DI89 | Long             | EC               | CORP              | JE        |    150369 | NS      | $5720036.76   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| TRANSUNION                                   | TRANSUNION COM                                              | CUSIP: 89400J107<br>LEI: 549300ZS772LUNUMRB03 | Long             | EC               | CORP              | US        |     64601 | NS      | $4586671.00   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| ALLEGION PLC                                 | ALLEGION PLC ORD SHS                                        | CUSIP: 000000000<br>LEI: 984500560CAC2E6FB757 | Long             | EC               | CORP              | IE        |     30765 | NS      | $4229572.20   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| VONTIER CORP                                 | VONTIER CORP COM                                            | CUSIP: 928881101<br>LEI: 549300VVSQLG4P5K4639 | Long             | EC               | CORP              | US        |    210642 | NS      | $7557834.96   | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| TRANE TECHNOLOGIES PLC                       | TRANE TECHNOLOGIES PLC COM USD1                             | CUSIP: 000000000<br>LEI: 549300BURLR9SLYY2705 | Long             | EC               | CORP              | IE        |     10757 | NS      | $5298252.78   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| MARTIN MARIETTA MATERIALS INC                | MARTIN MARIETTA MATERIALS INC COM                           | CUSIP: 573284106<br>LEI: 5299005MZ4WZECVATV08 | Long             | EC               | CORP              | US        |      2531 | NS      | $1566866.17   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| EQUIFAX INC                                  | EQUIFAX INC COM                                             | CUSIP: 294429105<br>LEI: 5493004MCF8JDC86VS77 | Long             | EC               | CORP              | US        |      8274 | NS      | $1439179.56   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| PPG INDUSTRIES INC                           | PPG INDUSTRIES INC COM                                      | CUSIP: 693506107<br>LEI: 549300BKPEP01R3V6C59 | Long             | EC               | CORP              | US        |     55924 | NS      | $6067754.00   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| FTI CONSULTING INC                           | FTI CONSULTING INC COM                                      | CUSIP: 302941109<br>LEI: 549300K17GM8EQD0FQ48 | Long             | EC               | CORP              | US        |     25286 | NS      | $4533779.80   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| AMETEK INC                                   | AMETEK INC COM                                              | CUSIP: 031100100<br>LEI: 549300WZDEF9KKE40E98 | Long             | EC               | CORP              | US        |      6950 | NS      | $1636725.00   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| GE AEROSPACE                                 | GE AEROSPACE COM NEW                                        | CUSIP: 369604301<br>LEI: 3C7474T6CDKPR9K6YT90 | Long             | EC               | CORP              | US        |     15798 | NS      | $4580314.14   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| PACCAR INC                                   | PACCAR INC COM                                              | CUSIP: 693718108<br>LEI: KDTEY8BWE486IKZ3CC07 | Long             | EC               | CORP              | US        |     25800 | NS      | $3065040.00   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| LINCOLN ELECTRIC HOLDINGS INC                | LINCOLN ELECTRIC HOLDINGS INC COM                           | CUSIP: 533900106<br>LEI: BIMGBY40SIN95O01BN93 | Long             | EC               | CORP              | US        |      5981 | NS      | $1584965.00   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| UNION PACIFIC CORP                           | UNION PACIFIC CORP COM                                      | CUSIP: 907818108<br>LEI: 549300LMMRSZZCZ8CL11 | Long             | EC               | CORP              | US        |     12283 | NS      | $3310022.84   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| SCHNEIDER NATIONAL INC                       | SCHNEIDER NATIONAL INC CL B                                 | CUSIP: 80689H102<br>LEI: 529900V6GZ6G6E3BLV72 | Long             | EC               | CORP              | US        |    226752 | NS      | $7049719.68   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| MANPOWERGROUP INC                            | MANPOWERGROUP INC COM                                       | CUSIP: 56418H100<br>LEI: ERO1WSFOSR0JJ6CRQ987 | Long             | EC               | CORP              | US        |    101148 | NS      | $3061749.96   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| ESAB CORP                                    | ESAB CORP COM                                               | CUSIP: 29605J106<br>LEI: 549300ZNV0SWBXEIWT04 | Long             | EC               | CORP              | US        |     46242 | NS      | $4544201.34   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| NORTHROP GRUMMAN CORP                        | NORTHROP GRUMMAN CORP COM                                   | CUSIP: 666807102<br>LEI: RIMU48P07456QXSO0R61 | Long             | EC               | CORP              | US        |      4369 | NS      | $2531748.12   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| SENSATA TECHNOLOGIES HOLDING PLC             | SENSATA TECHNOLOGIES HOLDING PLC SHS                        | CUSIP: 000000000<br>LEI: 529900MS7KFYCY9MS037 | Long             | EC               | CORP              | GB        |     42304 | NS      | $1761538.56   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| VULCAN MATERIALS COMPANY                     | VULCAN MATERIALS COMPANY COM                                | CUSIP: 929160109<br>LEI: 549300Q8LSNHAVWBNI21 | Long             | EC               | CORP              | US        |      5473 | NS      | $1651423.02   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| TRIMBLE INC                                  | TRIMBLE INC COM                                             | CUSIP: 896239100<br>LEI: 549300E2MI7NSZFQWS19 | Long             | EC               | CORP              | US        |     22840 | NS      | $1537588.80   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| ADT INC                                      | ADT INC COM                                                 | CUSIP: 00090Q103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1137213 | NS      | $8563213.89   | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| FISERV INC                                   | FISERV INC COM                                              | CUSIP: 337738108<br>LEI: GI7UBEJLXYLGR2C7GV83 | Long             | EC               | CORP              | US        |    133744 | NS      | $8379061.60   | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| CARLISLE COMPANIES INC                       | CARLISLE COMPANIES INC COM                                  | CUSIP: 142339100<br>LEI: XR64VGX1ZPX6G7ZN7Z11 | Long             | EC               | CORP              | US        |     13399 | NS      | $4760128.74   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| J.B. HUNT TRANSPORT SERVICES INC             | J.B. HUNT TRANSPORT SERVICES INC COM                        | CUSIP: 445658107<br>LEI: 549300XCD1MPI1C5GK90 | Long             | EC               | CORP              | US        |     14063 | NS      | $3537266.39   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| AGCO CORP                                    | AGCO CORP COM                                               | CUSIP: 001084102<br>LEI: LYOM0B2GCF1JWXK5ZG04 | Long             | EC               | CORP              | US        |     64481 | NS      | $7803490.62   | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| PAYCHEX INC                                  | PAYCHEX INC COM                                             | CUSIP: 704326107<br>LEI: 529900K900DW6SUBM174 | Long             | EC               | CORP              | US        |     32348 | NS      | $2996395.24   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| CARRIER GLOBAL CORP                          | CARRIER GLOBAL CORP COM                                     | CUSIP: 14448C104<br>LEI: 549300JE3W6CWY2NAN77 | Long             | EC               | CORP              | US        |     26460 | NS      | $1777318.20   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| ALLISON TRANSMISSION HOLDINGS INC            | ALLISON TRANSMISSION HOLDINGS INC COM                       | CUSIP: 01973R101<br>LEI: 529900RP7DJ882LI9T83 | Long             | EC               | CORP              | US        |     38184 | NS      | $5130020.40   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| SIMPSON MANUFACTURING CO INC                 | SIMPSON MANUFACTURING CO INC COM                            | CUSIP: 829073105<br>LEI: 529900EJUNNL15LZ8056 | Long             | EC               | CORP              | US        |     34828 | NS      | $6642744.44   | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| FLOWSERVE CORP                               | FLOWSERVE CORP COM                                          | CUSIP: 34354P105<br>LEI: 6Y0GK87T6V7NJKZJVM41 | Long             | EC               | CORP              | US        |     20269 | NS      | $1492609.16   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| OSHKOSH CORP                                 | OSHKOSH CORP COM                                            | CUSIP: 688239201<br>LEI: 549300FEKNPCFSA2B506 | Long             | EC               | CORP              | US        |     50754 | NS      | $7932850.20   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| GRAPHIC PACKAGING HOLDING COMPANY            | GRAPHIC PACKAGING HOLDING COMPANY COM                       | CUSIP: 388689101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    751659 | NS      | $7163310.27   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| NORDSON CORP                                 | NORDSON CORP COM                                            | CUSIP: 655663102<br>LEI: 14OS6Q5N55N95WM84M53 | Long             | EC               | CORP              | US        |      5601 | NS      | $1615608.45   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| AECOM                                        | AECOM COM                                                   | CUSIP: 00766T100<br>LEI: 0EEB8GF0W0NPCIHZX097 | Long             | EC               | CORP              | US        |     17566 | NS      | $1477300.60   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| BOEING COMPANY (THE)                         | BOEING COMPANY (THE) COM                                    | CUSIP: 097023105<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EC               | CORP              | US        |     30032 | NS      | $6878228.96   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| IDEX CORP                                    | IDEX CORP COM                                               | CUSIP: 45167R104<br>LEI: 549300U5Y5EL6PHYLF13 | Long             | EC               | CORP              | US        |     15720 | NS      | $3424602.00   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| JAMES HARDIE INDUSTRIES PLC                  | JAMES HARDIE INDUSTRIES PLC COM EUR0.59                     | CUSIP: 000000000<br>LEI: 635400NSGXKTVOO7JU45 | Long             | EC               | CORP              | IE        |     78665 | NS      | $1651178.35   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| BALL CORP                                    | BALL CORP COM                                               | CUSIP: 058498106<br>LEI: 0BGI85ALH27ZJP15DY16 | Long             | EC               | CORP              | US        |    101120 | NS      | $6176409.60   | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| PACKAGING CORP OF AMERICA                    | PACKAGING CORP OF AMERICA COM                               | CUSIP: 695156109<br>LEI: 549300XZP8MFZFY8TJ84 | Long             | EC               | CORP              | US        |     21062 | NS      | $4495683.90   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| KARMAN HOLDINGS INC                          | KARMAN HOLDINGS INC COMMON STOCK                            | CUSIP: 485924104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     37225 | NS      | $2530555.50   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| GENPACT LTD                                  | GENPACT LTD SHS                                             | CUSIP: 000000000<br>LEI: 529900OSEC6Q0L4L5B35 | Long             | EC               | CORP              | BM        |    200577 | NS      | $6970050.75   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| ACUITY INC                                   | ACUITY INC COM                                              | CUSIP: 00508Y102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     21330 | NS      | $6180794.10   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| EMERSON ELECTRIC COMPANY                     | EMERSON ELECTRIC COMPANY COM                                | CUSIP: 291011104<br>LEI: FGLT0EWZSUIRRITFOA30 | Long             | EC               | CORP              | US        |     11370 | NS      | $1596802.80   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| HUNTINGTON INGALLS INDUSTRIES INC            | HUNTINGTON INGALLS INDUSTRIES INC COM                       | CUSIP: 446413106<br>LEI: 5TZLZ6WJTBVJ0QWBG121 | Long             | EC               | CORP              | US        |      7845 | NS      | $2857855.05   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-06-23

**Name of Applicant:** First Trust Exchange-Traded AlphaDEX Fund

**Signature:** Derek Maltbie

**Name of Signer:** Derek Maltbie

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer