# EDGAR Filing Document

**Accession Number:** 0000913760
**File Stem:** 0000913760-25-000159
**Filing Date:** 2025-8
**Character Count:** 31957
**Document Hash:** e748c7a59be29b82e27d721eb8f63e8d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000913760-25-000159.hdr.sgml**: 20250813

**ACCESSION NUMBER**: 0000913760-25-000159

**CONFORMED SUBMISSION TYPE**: 13F-HR/A

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230331

**FILED AS OF DATE**: 20250813

**DATE AS OF CHANGE**: 20250813

**EFFECTIVENESS DATE**: 20250813

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** StoneX Group Inc.
- **CENTRAL INDEX KEY:** 0000913760
- **STANDARD INDUSTRIAL CLASSIFICATION:** SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
- **ORGANIZATION NAME:** 09 Crypto Assets
- **EIN:** 592921318
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** 13F-HR/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-17573
- **FILM NUMBER:** 251209868

**BUSINESS ADDRESS:**
- **STREET 1:** 230 PARK AVE
- **STREET 2:** 10TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10169
- **BUSINESS PHONE:** 212-485-3500

**MAIL ADDRESS:**
- **STREET 1:** 230 PARK AVE
- **STREET 2:** 10TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10169

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INTL FCSTONE INC.
- **DATE OF NAME CHANGE:** 20110302

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INTERNATIONAL ASSETS HOLDING CORP
- **DATE OF NAME CHANGE:** 19931020

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2023

**Check here if Amendment** [x] **Amendment Number:** 1

**This Amendment (Check only one.):** [x] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** StoneX Group Inc.<br>**Address:** 230 Park Ave<br>10th Floor<br>New York, NY 10169

**Form 13F File Number:** 028-17573

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** John Calvano<br>**Title:** CCO StoneX Advisors Inc.  Trust Advisory Group Ltd.<br>**Phone:** 2054143367

**Signature, Place, and Date of Signing:**

John Calvano  Birmingham, AL  08-13-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 2

**Form 13F Information Table Entry Total:** 262

**Form 13F Information Table Value Total:** $747006346

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                  | Form 13F File Number   |
|:---|:---|:---|
|  | StoneX Advisors Inc.  | 028-17766              |
|  | STONEX FINANCIAL INC. | 028-21283              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| EXXON MOBIL CORP | COM | 30231G102 |  | 3913058 | 35683 | SH |  | DFND | 12 | 79 | 0 | 35604 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 1051330 | 13639 | SH |  | DFND | 12 | 1 | 0 | 13638 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 4243237 | 56796 | SH |  | DFND | 12 | 115 | 0 | 56681 |
| DBX ETF TR | XTRACK HRVST CSI | 233051879 |  | 2948000 | 100000 | SH |  | DFND | 2 | 100000 | 0 | 0 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 1329922 | 29502 | SH |  | DFND | 12 | 422 | 0 | 29080 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 4221947 | 50971 | SH |  | DFND | 12 | 1038 | 0 | 49933 |
| BARRICK GOLD CORP | COM | 067901108 |  | 302789 | 16305 | SH |  | DFND | 12 | 2796 | 0 | 13509 |
| GRAPHEX GROUP LTD | SPONSORED ADS | 38867H104 |  | 17814 | 13003 | SH |  | DFND | 2 | 13003 | 0 | 0 |
| GOLDMAN SACHS ETF TR | INNOVAT EQ ETF | 38149W820 |  | 474689 | 10232 | SH |  | DFND | 2 | 10232 | 0 | 0 |
| PIMCO CALIF MUN INCOME FD | COM | 72200N106 |  | 1316740 | 130629 | SH |  | DFND | 2 | 130629 | 0 | 0 |
| BIORESTORATIVE THERAPIES INC | COM NEW | 090655606 |  | 50844 | 14954 | SH |  | DFND | 12 | 74 | 0 | 14880 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 |  | 1718081 | 32132 | SH |  | DFND | 12 | 390 | 0 | 31742 |
| REAVES UTIL INCOME FD | COM SH BEN INT | 756158101 |  | 809945 | 28539 | SH |  | DFND | 12 | 623 | 0 | 27916 |
| ISHARES TR | MSCI ACWI ETF | 464288257 |  | 1798313 | 19727 | SH |  | DFND | 2 | 19727 | 0 | 0 |
| ISHARES U S ETF TR | INFLATION HEDG | 46431W580 |  | 285828 | 10905 | SH |  | DFND | 12 | 64 | 0 | 10841 |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 46090F100 |  | 351689 | 24732 | SH |  | DFND | 12 | 2 | 0 | 24730 |
| SPROTT PHYSICAL GOLD  SILVE | TR UNIT | 85208R101 |  | 532865 | 28179 | SH |  | DFND | 12 | 289 | 0 | 27890 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 773260 | 11567 | SH |  | DFND | 12 | 7 | 0 | 11560 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 |  | 1646387 | 18214 | SH |  | DFND | 12 | 82 | 0 | 18132 |
| VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 |  | 4452937 | 58045 | SH |  | DFND | 12 | 271 | 0 | 57774 |
| FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 33739H101 |  | 409986 | 17377 | SH |  | DFND | 12 | 2294 | 0 | 15083 |
| INTEL CORP | COM | 458140100 |  | 993340 | 30417 | SH |  | DFND | 12 | 7926 | 0 | 22491 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 1216165 | 11288 | SH |  | DFND | 12 | 44 | 0 | 11244 |
| PACER FDS TR | LUNT LRGCP MULTI | 69374H816 |  | 1432712 | 41372 | SH |  | DFND | 12 | 2094 | 0 | 39278 |
| TRINSEO PLC | SHS | G9059U107 |  | 275679 | 13222 | SH |  | DFND | 12 | 33 | 0 | 13189 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 11708081 | 121090 | SH |  | DFND | 12 | 3962 | 0 | 117128 |
| NORTHERN LTS FD TR IV | INSPIRE CORP BD | 66538H633 |  | 985622 | 42022 | SH |  | DFND | 12 | 1 | 0 | 42021 |
| INVESCO EXCH TRADED FD TR II | S HDL VOL | 46138E362 |  | 502645 | 11908 | SH |  | DFND | 12 | 94 | 0 | 11814 |
| TEKLA HEALTHCARE INVS | SH BEN INT | 87911J103 |  | 321027 | 18188 | SH |  | DFND | 12 | 2966 | 0 | 15222 |
| SILVERCREST METALS INC | COM | 828363101 |  | 385353 | 53971 | SH |  | DFND | 12 | 1031 | 0 | 52940 |
| CSX CORP | COM | 126408103 |  | 986191 | 32939 | SH |  | DFND | 12 | 62 | 0 | 32877 |
| AMPLIFY ETF TR | BLOCKCHAIN LDR | 032108607 |  | 350512 | 18123 | SH |  | DFND | 12 | 88 | 0 | 18035 |
| FIRST TR EXCH TRD ALPHDX FD | EUROPE ALPHADEX | 33737J117 |  | 660485 | 19004 | SH |  | DFND | 12 | 56 | 0 | 18948 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 6845143 | 16693 | SH |  | DFND | 12 | 6555 | 0 | 10138 |
| FIRST TR EXCHANGE-TRADED FD | NASDQ OIL GAS | 33738R845 |  | 774798 | 28728 | SH |  | DFND | 12 | 4032 | 0 | 24696 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 19968746 | 285594 | SH |  | DFND | 12 | 3694 | 0 | 281900 |
| INVESCO EXCH TRADED FD TR II | PURBTA 0 5 YR | 46138E495 |  | 728978 | 29213 | SH |  | DFND | 12 | 27 | 0 | 29186 |
| HECLA MNG CO | COM | 422704106 |  | 141919 | 22420 | SH |  | DFND | 12 | 10386 | 0 | 12034 |
| KINDER MORGAN INC DEL | COM | 49456B101 |  | 1054688 | 60233 | SH |  | DFND | 12 | 6 | 0 | 60227 |
| ISHARES TR | EAFE VALUE ETF | 464288877 |  | 1023109 | 21085 | SH |  | DFND | 12 | 102 | 0 | 20983 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 885112 | 10668 | SH |  | DFND | 12 | 53 | 0 | 10615 |
| FIRST TR EXCHANGE TRADED FD | ENERGY ALPHADX | 33734X127 |  | 7292458 | 469872 | SH |  | DFND | 12 | 4 | 0 | 469868 |
| FIRST TR EXCHANGE TRADED FD | MATERIALS ALPH | 33734X168 |  | 1103680 | 16897 | SH |  | DFND | 12 | 865 | 0 | 16032 |
| FIRST TR EXCHNG TRADED FD VI | MLT MNGD LRG GRW | 33740F789 |  | 1419933 | 74381 | SH |  | DFND | 12 | 58 | 0 | 74323 |
| TIMOTHY PLAN | HIG DV STK ETF | 887432326 |  | 1260054 | 40354 | SH |  | DFND | 12 | 42 | 0 | 40312 |
| NUVEEN S 500 BUY-WRITE INC | COM | 6706ER101 |  | 775638 | 58228 | SH |  | DFND | 12 | 1443 | 0 | 56785 |
| MICROSOFT CORP | COM | 594918104 |  | 8556067 | 29688 | SH |  | DFND | 12 | 39 | 0 | 29649 |
| B2GOLD CORP | COM | 11777Q209 |  | 398165 | 101057 | SH |  | DFND | 12 | 57 | 0 | 101000 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 |  | 645519 | 13499 | SH |  | DFND | 12 | 1 | 0 | 13498 |
| SHARECARE INC | COM CL A | 81948W104 |  | 74730 | 52627 | SH |  | DFND | 12 | 581 | 0 | 52046 |
| FIRST TR EXCHANGE-TRADED FD | NASDQ FOD BVRG | 33738R852 |  | 1059025 | 39398 | SH |  | DFND | 12 | 3128 | 0 | 36270 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 2560451 | 14352 | SH |  | DFND | 12 | 80 | 0 | 14272 |
| APPLE INC | COM | 037833100 |  | 19180762 | 116323 | SH |  | DFND | 12 | 800 | 0 | 115523 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 13205490 | 102069 | SH |  | DFND | 12 | 1591 | 0 | 100478 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 34972054 | 425711 | SH |  | DFND | 12 | 3695 | 0 | 422016 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 |  | 5334720 | 50962 | SH |  | DFND | 12 | 3 | 0 | 50959 |
| ISHARES TR | CORE HIGH DV ETF | 46429B663 |  | 3366484 | 33115 | SH |  | DFND | 12 | 8 | 0 | 33107 |
| MERCK  CO INC | COM | 58933Y105 |  | 3078768 | 28753 | SH |  | DFND | 12 | 1522 | 0 | 27231 |
| FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 |  | 1149400 | 25407 | SH |  | DFND | 12 | 2042 | 0 | 23365 |
| FIRST TR EXCHANGE-TRADED FD | MNGD FUTRS STRGY | 33739G103 |  | 1046205 | 22253 | SH |  | DFND | 12 | 554 | 0 | 21699 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 24462492 | 162122 | SH |  | DFND | 12 | 65 | 0 | 162057 |
| VICTORY PORTFOLIOS II | VCSHS US EQ INCM | 92647N824 |  | 1205028 | 19878 | SH |  | DFND | 12 | 1179 | 0 | 18699 |
| BABCOCK  WILCOX ENTERPRISES | COM | 05614L209 |  | 82016 | 13534 | SH |  | DFND | 12 | 31 | 0 | 13503 |
| TEKLA HEALTHCARE OPPORTUNITI | SHS | 879105104 |  | 236656 | 12615 | SH |  | DFND | 12 | 553 | 0 | 12062 |
| ISHARES TR | TRS FLT RT BD | 46434V860 |  | 843184 | 16667 | SH |  | DFND | 12 | 4078 | 0 | 12589 |
| SPROTT PHYSICAL GOLD TR | UNIT | 85207H104 |  | 850439 | 55009 | SH |  | DFND | 12 | 5209 | 0 | 49800 |
| TIMOTHY PLAN | US LRGMD CP CORE | 887432359 |  | 677966 | 19682 | SH |  | DFND | 12 | 77 | 0 | 19605 |
| FIRST TR EXCH TRADED FD III | SHRT DUR MNG MUN | 33739P830 |  | 1603833 | 80523 | SH |  | DFND | 12 | 634 | 0 | 79889 |
| SOUTHERN CO | COM | 842587107 |  | 3523688 | 50640 | SH |  | DFND | 12 | 41 | 0 | 50599 |
| SPDR SER TR | PRTFLO S HI | 78468R788 |  | 787010 | 20711 | SH |  | DFND | 12 | 96 | 0 | 20615 |
| CHEVRON CORP NEW | COM | 166764100 |  | 4390048 | 26906 | SH |  | DFND | 12 | 87 | 0 | 26819 |
| NORTHERN LTS FD TR IV | INSPIRE 100 ETF | 66538H534 |  | 2793988 | 88669 | SH |  | DFND | 12 | 524 | 0 | 88145 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740U786 |  | 2505361 | 80255 | SH |  | DFND | 12 | 747 | 0 | 79508 |
| FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 |  | 1368186 | 12728 | SH |  | DFND | 12 | 66 | 0 | 12662 |
| GENPREX INC | COM | 372446104 |  | 34099 | 37476 | SH |  | DFND | 12 | 2326 | 0 | 35150 |
| STELLANTIS N.V | SHS | N82405106 |  | 184174 | 10125 | SH |  | DFND | 12 | 86 | 0 | 10039 |
| TWO RDS SHARED TR | LDRSHS ALPFACT | 90214Q774 |  | 328813 | 10808 | SH |  | DFND | 12 | 24 | 0 | 10784 |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 |  | 937203 | 13006 | SH |  | DFND | 12 | 43 | 0 | 12963 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 3726481 | 28597 | SH |  | DFND | 12 | 2072 | 0 | 26525 |
| SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 |  | 1540281 | 16775 | SH |  | DFND | 12 | 4980 | 0 | 11795 |
| SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 |  | 451094 | 54088 | SH |  | DFND | 12 | 8 | 0 | 54080 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 2935296 | 15131 | SH |  | DFND | 12 | 34 | 0 | 15097 |
| PRUDENTIAL FINL INC | COM | 744320102 |  | 1236315 | 14942 | SH |  | DFND | 12 | 4904 | 0 | 10038 |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 33738R506 |  | 7003454 | 155774 | SH |  | DFND | 12 | 683 | 0 | 155091 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 3398059 | 22853 | SH |  | DFND | 12 | 69 | 0 | 22784 |
| FIRST TR EXCHANGE-TRADED FD | NASDAQ BK ETF | 33738R860 |  | 756199 | 35570 | SH |  | DFND | 12 | 1658 | 0 | 33912 |
| VANGUARD WORLD FDS | CONSUM STP ETF | 92204A207 |  | 6965678 | 35995 | SH |  | DFND | 12 | 172 | 0 | 35823 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 2284166 | 45692 | SH |  | DFND | 12 | 3526 | 0 | 42166 |
| HOME DEPOT INC | COM | 437076102 |  | 3828607 | 12973 | SH |  | DFND | 12 | 485 | 0 | 12488 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 510515 | 13657 | SH |  | DFND | 12 | 76 | 0 | 13581 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 1109944 | 34524 | SH |  | DFND | 12 | 9060 | 0 | 25464 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 1775895 | 25622 | SH |  | DFND | 12 | 1888 | 0 | 23734 |
| PIMCO ETF TR | MUNI INCOME OPP | 72201R635 |  | 2255152 | 50746 | SH |  | DFND | 12 | 25 | 0 | 50721 |
| PAN AMERN SILVER CORP | COM | 697900108 |  | 194270 | 10674 | SH |  | DFND | 12 | 84 | 0 | 10590 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 5222423 | 18801 | SH |  | DFND | 12 | 1042 | 0 | 17759 |
| STAR GROUP L P | UNIT LTD PARTNR | 85512C105 |  | 194991 | 15034 | SH |  | DFND | 12 | 34 | 0 | 15000 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 12502486 | 49985 | SH |  | DFND | 12 | 65 | 0 | 49920 |
| BANK AMERICA CORP | COM | 060505104 |  | 850280 | 29730 | SH |  | DFND | 12 | 3499 | 0 | 26231 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 965599 | 10998 | SH |  | DFND | 12 | 84 | 0 | 10914 |
| ISHARES TR | CORE MSCI TOTAL | 46432F834 |  | 1428785 | 23066 | SH |  | DFND | 12 | 63 | 0 | 23003 |
| FIRST TR EXCHANGE TRADED FD | DOW 30 EQL WGT | 33733A201 |  | 608390 | 20580 | SH |  | DFND | 12 | 6 | 0 | 20574 |
| ETF SER SOLUTIONS | DEFIANCE NEXT | 26922A289 |  | 418830 | 12773 | SH |  | DFND | 12 | 8 | 0 | 12765 |
| ISHARES U S ETF TR | GSCI CMDTY STGY | 46431W853 |  | 295605 | 10937 | SH |  | DFND | 12 | 15 | 0 | 10922 |
| FIRST TR EXCHNG TRADED FD VI | TCW SECURITIZED | 33740U109 |  | 1087738 | 50080 | SH |  | DFND | 12 | 80 | 0 | 50000 |
| LIVENT CORP | COM | 53814L108 |  | 501775 | 23102 | SH |  | DFND | 12 | 96 | 0 | 23006 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 51410161 | 136800 | SH |  | DFND | 12 | 68 | 0 | 136732 |
| AMETEK INC | COM | 031100100 |  | 5396865 | 37135 | SH |  | DFND | 12 | 9 | 0 | 37126 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE EQTY BFR | 33740U505 |  | 474483 | 14093 | SH |  | DFND | 12 | 1125 | 0 | 12968 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 2544368 | 24539 | SH |  | DFND | 12 | 863 | 0 | 23676 |
| THERATECHNOLOGIES INC | COM | 88338H100 |  | 11376 | 14045 | SH |  | DFND | 12 | 45 | 0 | 14000 |
| ENBRIDGE INC | COM | 29250N105 |  | 453127 | 11879 | SH |  | DFND | 12 | 1 | 0 | 11878 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE DEEP BFR | 33740U406 |  | 1023488 | 31994 | SH |  | DFND | 12 | 958 | 0 | 31036 |
| PIMCO ETF TR | INTER MUN BD ACT | 72201R866 |  | 3532985 | 67604 | SH |  | DFND | 12 | 6 | 0 | 67598 |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 |  | 766453 | 11457 | SH |  | DFND | 12 | 124 | 0 | 11333 |
| UNITED CMNTY BKS BLAIRSVLE G | COM | 90984P303 |  | 3923323 | 138777 | SH |  | DFND | 12 | 7 | 0 | 138770 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 400681 | 10722 | SH |  | DFND | 12 | 575 | 0 | 10147 |
| BLACKSTONE INC | COM | 09260D107 |  | 2290943 | 26081 | SH |  | DFND | 12 | 2 | 0 | 26079 |
| FLEXSHARES TR | IBOXX 5YR TRGT | 33939L605 |  | 274925 | 11226 | SH |  | DFND | 12 | 807 | 0 | 10419 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 2318104 | 16784 | SH |  | DFND | 12 | 534 | 0 | 16250 |
| JOHN HANCOCK EXCHANGE TRADED | MLTFCTR LRG CAP | 47804J107 |  | 679485 | 13120 | SH |  | DFND | 12 | 2520 | 0 | 10600 |
| PACER FDS TR | TRENDP US LAR CP | 69374H105 |  | 738449 | 19397 | SH |  | DFND | 12 | 230 | 0 | 19167 |
| INSTEEL INDS INC | COM | 45774W108 |  | 1109215 | 39871 | SH |  | DFND | 12 | 61 | 0 | 39810 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR TA HIYL | 33738D408 |  | 3380047 | 85011 | SH |  | DFND | 12 | 1513 | 0 | 83498 |
| ACCELERATE DIAGNOSTICS INC | COM | 00430H102 |  | 8654 | 12363 | SH |  | DFND | 12 | 1623 | 0 | 10740 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 387675 | 17526 | SH |  | DFND | 12 | 1379 | 0 | 16147 |
| FIRST TR MID CAP CORE ALPHAD | COM SHS | 33735B108 |  | 971699 | 10805 | SH |  | DFND | 12 | 730 | 0 | 10075 |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 |  | 607927 | 17812 | SH |  | DFND | 12 | 90 | 0 | 17722 |
| VICTORY PORTFOLIOS II | VCSHS US SMCP HG | 92647N873 |  | 611426 | 11781 | SH |  | DFND | 12 | 24 | 0 | 11757 |
| COEUR MNG INC | COM NEW | 192108504 |  | 55214 | 13838 | SH |  | DFND | 12 | 38 | 0 | 13800 |
| VIR BIOTECHNOLOGY INC | COM | 92764N102 |  | 271584 | 11671 | SH |  | DFND | 12 | 66 | 0 | 11605 |
| ISHARES TR | U S EQUITY FACTR | 46434V282 |  | 2975284 | 71797 | SH |  | DFND | 12 | 23 | 0 | 71774 |
| ETF SER SOLUTIONS | APTUS DRAWDOWN | 26922A784 |  | 375687 | 10858 | SH |  | DFND | 12 | 75 | 0 | 10783 |
| FORD MTR CO DEL | COM | 345370860 |  | 906106 | 71914 | SH |  | DFND | 12 | 15000 | 0 | 56914 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 936050 | 13828 | SH |  | DFND | 12 | 129 | 0 | 13699 |
| COCA COLA CO | COM | 191216100 |  | 1588727 | 25459 | SH |  | DFND | 12 | 4643 | 0 | 20816 |
| PEPSICO INC | COM | 713448108 |  | 3126288 | 17149 | SH |  | DFND | 12 | 94 | 0 | 17055 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 |  | 748796 | 60048 | SH |  | DFND | 12 | 12300 | 0 | 47748 |
| INFOSYS LTD | SPONSORED ADR | 456788108 |  | 748067 | 42894 | SH |  | DFND | 12 | 9 | 0 | 42885 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 38581542 | 253556 | SH |  | DFND | 12 | 85 | 0 | 253471 |
| ABBVIE INC | COM | 00287Y109 |  | 4453701 | 27944 | SH |  | DFND | 12 | 2622 | 0 | 25322 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE VEST US | 33740F680 |  | 3211518 | 100291 | SH |  | DFND | 12 | 385 | 0 | 99906 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE VEST BFR | 33740F623 |  | 751175 | 21539 | SH |  | DFND | 12 | 948 | 0 | 20591 |
| FIRST TR EXCHANGE-TRADED FD | MULTI ASSET DI | 33738R100 |  | 2716066 | 185277 | SH |  | DFND | 12 | 182 | 0 | 185095 |
| ISHARES TR | FLTG RATE NT ETF | 46429B655 |  | 2052281 | 40728 | SH |  | DFND | 12 | 26594 | 0 | 14134 |
| AFLAC INC | COM | 001055102 |  | 712711 | 11046 | SH |  | DFND | 1 | 0 | 0 | 11046 |
| AMAZON COM INC | COM | 023135106 |  | 7206323 | 69773 | SH |  | DFND | 1 | 0 | 0 | 69773 |
| AMGEN INC | COM | 031162100 |  | 2509482 | 10380 | SH |  | DFND | 1 | 0 | 0 | 10380 |
| BP PRUDHOE BAY RTY TR | UNIT BEN INT | 055630107 |  | 251356 | 32900 | SH |  | DFND | 1 | 0 | 0 | 32900 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 3563206 | 11540 | SH |  | DFND | 1 | 0 | 0 | 11540 |
| CVS HEALTH CORP | COM | 126650100 |  | 1464619 | 19710 | SH |  | DFND | 1 | 0 | 0 | 19710 |
| CATERPILLAR INC | COM | 149123101 |  | 2401678 | 10495 | SH |  | DFND | 1 | 0 | 0 | 10495 |
| CITIZENS FINL GROUP INC | COM | 174610105 |  | 440703 | 14511 | SH |  | DFND | 1 | 0 | 0 | 14511 |
| CORNING INC | COM | 219350105 |  | 881413 | 24983 | SH |  | DFND | 1 | 0 | 0 | 24983 |
| DISNEY WALT CO | COM | 254687106 |  | 1114897 | 11135 | SH |  | DFND | 1 | 0 | 0 | 11135 |
| DOW INC | COM | 260557103 |  | 2597017 | 47374 | SH |  | DFND | 1 | 0 | 0 | 47374 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 |  | 1203642 | 46480 | SH |  | DFND | 1 | 0 | 0 | 46480 |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 316092600 |  | 1591495 | 25896 | SH |  | DFND | 1 | 0 | 0 | 25896 |
| FIRST HORIZON CORPORATION | COM | 320517105 |  | 934991 | 52142 | SH |  | DFND | 1 | 0 | 0 | 52142 |
| FIRST TR MORNINGSTAR DIVID L | SHS | 336917109 |  | 907903 | 25575 | SH |  | DFND | 1 | 0 | 0 | 25575 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 1675563 | 12782 | SH |  | DFND | 1 | 0 | 0 | 12782 |
| IRIDEX CORP | COM | 462684101 |  | 51562 | 25400 | SH |  | DFND | 1 | 0 | 0 | 25400 |
| ISHARES TR | CORE S TTL STK | 464287150 |  | 1092028 | 12079 | SH |  | DFND | 1 | 0 | 0 | 12079 |
| ISHARES TR | CORE S ETF | 464287200 |  | 53151722 | 129319 | SH |  | DFND | 1 | 0 | 0 | 129319 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 2607489 | 26173 | SH |  | DFND | 1 | 0 | 0 | 26173 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 11037068 | 279703 | SH |  | DFND | 1 | 0 | 0 | 279703 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 2881734 | 45113 | SH |  | DFND | 1 | 0 | 0 | 45113 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 13915518 | 194568 | SH |  | DFND | 1 | 0 | 0 | 194568 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 |  | 1109194 | 12182 | SH |  | DFND | 1 | 0 | 0 | 12182 |
| ISHARES TR | INTL SEL DIV ETF | 464288448 |  | 282246 | 10267 | SH |  | DFND | 1 | 0 | 0 | 10267 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 787124 | 25212 | SH |  | DFND | 1 | 0 | 0 | 25212 |
| ISHARES TR | MODERT ALLOC ETF | 464289875 |  | 688741 | 17279 | SH |  | DFND | 1 | 0 | 0 | 17279 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 3372452 | 21758 | SH |  | DFND | 1 | 0 | 0 | 21758 |
| KEYCORP | COM | 493267108 |  | 544250 | 43470 | SH |  | DFND | 1 | 0 | 0 | 43470 |
| PFIZER INC | COM | 717081103 |  | 2120391 | 51939 | SH |  | DFND | 1 | 0 | 0 | 51939 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 1888163 | 19168 | SH |  | DFND | 1 | 0 | 0 | 19168 |
| PINNACLE WEST CAP CORP | COM | 723484101 |  | 995957 | 12569 | SH |  | DFND | 1 | 0 | 0 | 12569 |
| QUALCOMM INC | COM | 747525103 |  | 3327992 | 26085 | SH |  | DFND | 1 | 0 | 0 | 26085 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 670802 | 10293 | SH |  | DFND | 1 | 0 | 0 | 10293 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 |  | 688640 | 10501 | SH |  | DFND | 1 | 0 | 0 | 10501 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 |  | 1053502 | 25125 | SH |  | DFND | 1 | 0 | 0 | 25125 |
| US BANCORP DEL | COM NEW | 902973304 |  | 1068026 | 29237 | SH |  | DFND | 1 | 0 | 0 | 29237 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 5045114 | 32766 | SH |  | DFND | 1 | 0 | 0 | 32766 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 |  | 717653 | 12999 | SH |  | DFND | 1 | 0 | 0 | 12999 |
| VANGUARD WORLD FD | MEGA CAP INDEX | 921910873 |  | 2753275 | 19253 | SH |  | DFND | 1 | 0 | 0 | 19253 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 1154078 | 15632 | SH |  | DFND | 1 | 0 | 0 | 15632 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 14367126 | 136194 | SH |  | DFND | 1 | 0 | 0 | 136194 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 643002 | 15911 | SH |  | DFND | 1 | 0 | 0 | 15911 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 4122569 | 19562 | SH |  | DFND | 1 | 0 | 0 | 19562 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 8438377 | 33830 | SH |  | DFND | 1 | 0 | 0 | 33830 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 18293346 | 96602 | SH |  | DFND | 1 | 0 | 0 | 96602 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 7787932 | 38157 | SH |  | DFND | 1 | 0 | 0 | 38157 |
| WALMART INC | COM | 931142103 |  | 1739616 | 11753 | SH |  | DFND | 1 | 0 | 0 | 11753 |
| AT INC | COM | 00206R102 |  | 1480615 | 76913 | SH |  | DFND | 1 | 0 | 0 | 76913 |
| ARK ETF TR | INNOVATION ETF | 00214Q104 |  | 1238265 | 30699 | SH |  | DFND | 1 | 0 | 0 | 30699 |
| ARK ETF TR | FINTECH INNOVA | 00214Q708 |  | 201125 | 10696 | SH |  | DFND | 1 | 0 | 0 | 10696 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 1691144 | 16261 | SH |  | DFND | 1 | 0 | 0 | 16261 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 597739 | 13147 | SH |  | DFND | 1 | 0 | 0 | 13147 |
| ARES CAPITAL CORP | COM | 04010L103 |  | 255110 | 13960 | SH |  | DFND | 1 | 0 | 0 | 13960 |
| BCE INC | COM NEW | 05534B760 |  | 794122 | 17463 | SH |  | DFND | 1 | 0 | 0 | 17463 |
| CISCO SYS INC | COM | 17275R102 |  | 3081694 | 58952 | SH |  | DFND | 1 | 0 | 0 | 58952 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 1143018 | 30151 | SH |  | DFND | 1 | 0 | 0 | 30151 |
| CORNERSTONE TOTAL RETURN FD | COM | 21924U300 |  | 122120 | 16525 | SH |  | DFND | 1 | 0 | 0 | 16525 |
| DNP SELECT INCOME FD INC | COM | 23325P104 |  | 951624 | 85848 | SH |  | DFND | 1 | 0 | 0 | 85848 |
| DOUBLELINE ETF TRUST | SHILLER CAPE U S | 25861R204 |  | 1540256 | 67944 | SH |  | DFND | 1 | 0 | 0 | 67944 |
| ETF MANAGERS TR | PRIME CYBR SCRTY | 26924G201 |  | 541931 | 11333 | SH |  | DFND | 1 | 0 | 0 | 11333 |
| EATON VANCE TX ADV GLBL DIV | COM | 27828S101 |  | 191146 | 11836 | SH |  | DFND | 1 | 0 | 0 | 11836 |
| EXELON CORP | COM | 30161N101 |  | 608625 | 14529 | SH |  | DFND | 1 | 0 | 0 | 14529 |
| FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 |  | 8261588 | 205719 | SH |  | DFND | 1 | 0 | 0 | 205719 |
| FIRST TR EXCHANGE TRADED FD | CONSUMR DISCRE | 33734X101 |  | 882446 | 16993 | SH |  | DFND | 1 | 0 | 0 | 16993 |
| FIRST TR EXCHANGE TRADED FD | INDLS PROD DUR | 33734X150 |  | 2105684 | 37914 | SH |  | DFND | 1 | 0 | 0 | 37914 |
| FIRST TR EXCHANGE TRADED FD | INDXX NAT RE ETF | 33734X838 |  | 259074 | 19538 | SH |  | DFND | 1 | 0 | 0 | 19538 |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 33734X846 |  | 515004 | 12047 | SH |  | DFND | 1 | 0 | 0 | 12047 |
| FIRST TR LRG CP VL ALPHADEX | COM SHS | 33735J101 |  | 3228512 | 48634 | SH |  | DFND | 1 | 0 | 0 | 48634 |
| FIRST TRUST LRGCP GWT ALPHAD | COM SHS | 33735K108 |  | 1809267 | 19451 | SH |  | DFND | 1 | 0 | 0 | 19451 |
| FIRST TR EXCH TRD ALPHDX FD | DEV MRK EX US | 33737J174 |  | 1485724 | 29310 | SH |  | DFND | 1 | 0 | 0 | 29310 |
| FIRST TR EXCH TRD ALPHDX FD | EMERG MKT ALPH | 33737J182 |  | 664374 | 31338 | SH |  | DFND | 1 | 0 | 0 | 31338 |
| FIRST TR EXCHANGE-TRADED FD | NASD TECH DIV | 33738R118 |  | 1055779 | 19506 | SH |  | DFND | 1 | 0 | 0 | 19506 |
| FIRST TR EXCHANGE-TRADED FD | DORSEY WRT 5 ETF | 33738R605 |  | 1181606 | 26204 | SH |  | DFND | 1 | 0 | 0 | 26204 |
| FIRST TR EXCHANGE-TRADED FD | NASDQ SEMCNDTR | 33738R811 |  | 747648 | 11536 | SH |  | DFND | 1 | 0 | 0 | 11536 |
| FIRST TR EXCH TRADED FD III | INSTL PFD SECS | 33739P855 |  | 481262 | 28732 | SH |  | DFND | 1 | 0 | 0 | 28732 |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 33739Q200 |  | 2977363 | 62197 | SH |  | DFND | 1 | 0 | 0 | 62197 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 |  | 12994456 | 217597 | SH |  | DFND | 1 | 0 | 0 | 217597 |
| FIRST TR EXCHANGE-TRADED FD | FT CBOE VEST S | 33739Q705 |  | 3518170 | 68384 | SH |  | DFND | 1 | 0 | 0 | 68384 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740F631 |  | 331111 | 10633 | SH |  | DFND | 1 | 0 | 0 | 10633 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE INTL EQT | 33740F656 |  | 1615346 | 75695 | SH |  | DFND | 1 | 0 | 0 | 75695 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQ | 33740F755 |  | 1894598 | 80752 | SH |  | DFND | 1 | 0 | 0 | 80752 |
| FIRST TR EXCHNG TRADED FD VI | US EQT BUFFER | 33740F763 |  | 891962 | 23862 | SH |  | DFND | 1 | 0 | 0 | 23862 |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 33740F805 |  | 6329301 | 140464 | SH |  | DFND | 1 | 0 | 0 | 140464 |
| FIRST TR EXCHNG TRADED FD VI | CBOE EQT DEP NOV | 33740F839 |  | 396949 | 11583 | SH |  | DFND | 1 | 0 | 0 | 11583 |
| FIRST TR EXCHNG TRADED FD VI | VEST US DEEP | 33740F854 |  | 858230 | 26719 | SH |  | DFND | 1 | 0 | 0 | 26719 |
| FIRST TR EXCHNG TRADED FD VI | TCW UNCONSTRAI | 33740F888 |  | 2614839 | 108007 | SH |  | DFND | 1 | 0 | 0 | 108007 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST NAS100 | 33740U836 |  | 450019 | 23341 | SH |  | DFND | 1 | 0 | 0 | 23341 |
| FIRST TR EXCHANGE TRAD FD VI | ALT ABSLT STRG | 33740Y101 |  | 992871 | 33430 | SH |  | DFND | 1 | 0 | 0 | 33430 |
| FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 33741X102 |  | 603235 | 22611 | SH |  | DFND | 1 | 0 | 0 | 22611 |
| FRANKLIN LTD DURATION INCOME | COM | 35472T101 |  | 205003 | 33172 | SH |  | DFND | 1 | 0 | 0 | 33172 |
| GLOBAL X FDS | NASDAQ 100 COVER | 37954Y483 |  | 248490 | 14489 | SH |  | DFND | 1 | 0 | 0 | 14489 |
| GLOBAL X FDS | RBTCS ARTFL INTE | 37954Y715 |  | 314181 | 12321 | SH |  | DFND | 1 | 0 | 0 | 12321 |
| GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 |  | 790474 | 12439 | SH |  | DFND | 1 | 0 | 0 | 12439 |
| ISHARES TR | US TREAS BD ETF | 46429B267 |  | 530690 | 22698 | SH |  | DFND | 1 | 0 | 0 | 22698 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 |  | 945372 | 12998 | SH |  | DFND | 1 | 0 | 0 | 12998 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 576525 | 11816 | SH |  | DFND | 1 | 0 | 0 | 11816 |
| ISHARES TR | CORE TOTAL USD | 46434V613 |  | 1237851 | 26823 | SH |  | DFND | 1 | 0 | 0 | 26823 |
| MAG SILVER CORP | COM | 55903Q104 |  | 309148 | 24400 | SH |  | DFND | 1 | 0 | 0 | 24400 |
| MEDICAL PPTYS TRUST INC | COM | 58463J304 |  | 157306 | 18485 | SH |  | DFND | 1 | 0 | 0 | 18485 |
| PACER FDS TR | PACER US SMALL | 69374H857 |  | 406615 | 10684 | SH |  | DFND | 1 | 0 | 0 | 10684 |
| PACER FDS TR | US CASH COWS 100 | 69374H881 |  | 2654489 | 56539 | SH |  | DFND | 1 | 0 | 0 | 56539 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 2192393 | 22090 | SH |  | DFND | 1 | 0 | 0 | 22090 |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 |  | 1323505 | 41205 | SH |  | DFND | 1 | 0 | 0 | 41205 |
| SEELOS THERAPEUTICS INC | COM | 81577F109 |  | 6912 | 10000 | SH |  | DFND | 1 | 0 | 0 | 10000 |
| SHOPIFY INC | CL A | 82509L107 |  | 1604779 | 33484 | SH |  | DFND | 1 | 0 | 0 | 33484 |
| TESLA INC | COM | 88160R101 |  | 3210122 | 15478 | SH |  | DFND | 1 | 0 | 0 | 15478 |
| TRUIST FINL CORP | COM | 89832Q109 |  | 703258 | 20623 | SH |  | DFND | 1 | 0 | 0 | 20623 |
| TWO RDS SHARED TR | LEASERSHS ALPHAF | 90214Q691 |  | 365194 | 11484 | SH |  | DFND | 1 | 0 | 0 | 11484 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 |  | 496693 | 15354 | SH |  | DFND | 1 | 0 | 0 | 15354 |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 92189F643 |  | 2713168 | 36749 | SH |  | DFND | 1 | 0 | 0 | 36749 |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 |  | 1553066 | 26530 | SH |  | DFND | 1 | 0 | 0 | 26530 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 |  | 823385 | 10268 | SH |  | DFND | 1 | 0 | 0 | 10268 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 2476355 | 63669 | SH |  | DFND | 1 | 0 | 0 | 63669 |
| VICTORY PORTFOLIOS II | VCSHS US LRG CAP | 92647N865 |  | 830973 | 14448 | SH |  | DFND | 1 | 0 | 0 | 14448 |
| VICTORY PORTFOLIOS II | VCSHS INTL HG DV | 92647N881 |  | 464276 | 15001 | SH |  | DFND | 1 | 0 | 0 | 15001 |
| ZOMEDICA CORP | COM | 98980M109 |  | 4234 | 20000 | SH |  | DFND | 1 | 0 | 0 | 20000 |
| FRANKLIN TEMPLETON ETF TR | US CORE BOND ETF | 35473P553 |  | 377243 | 17354 | SH |  | DFND | 1 | 0 | 0 | 17354 |

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