# EDGAR Filing Document

**Accession Number:** 0001351119
**File Stem:** 0001351119-26-000005
**Filing Date:** 2026-1
**Character Count:** 5900
**Document Hash:** 567a706855c9f335cdc5ed16237cbab9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001351119-26-000005.hdr.sgml**: 20260116

**ACCESSION NUMBER**: 0001351119-26-000005

**CONFORMED SUBMISSION TYPE**: 3

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260114

**FILED AS OF DATE**: 20260116

**DATE AS OF CHANGE**: 20260116

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Lavet Robert S
- **CENTRAL INDEX KEY:** 0001351119

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39606
- **FILM NUMBER:** 26540753

**MAIL ADDRESS:**
- **STREET 1:** 12061 BLUEMONT WAY
- **CITY:** RESTON
- **STATE:** VA
- **ZIP:** 20190
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SoFi Technologies, Inc.
- **CENTRAL INDEX KEY:** 0001818874
- **STANDARD INDUSTRIAL CLASSIFICATION:** FINANCE SERVICES [6199]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 981547291
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 234 1ST STREET
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105
- **BUSINESS PHONE:** (855) 456-7634

**MAIL ADDRESS:**
- **STREET 1:** 234 1ST STREET
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Social Capital Hedosophia Holdings Corp. V
- **DATE OF NAME CHANGE:** 20200722

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 3

### INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Lavet Robert S<br><sub>(Last) (First) (Middle)</sub><br>C/O SOFI TECHNOLOGIES, INC.<br>234 1ST STREET<br><sub>(Street)</sub><br>SAN FRANCISCO, CA 94105<br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>SoFi Technologies, Inc. [ SOFI ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2026-01-14 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [ ] 10% Owner<br>[X] Officer (give title below)   [ ] Other (specify below)<br>_General Counsel_ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities Beneficially Owned

---

|  |  |  |  |
| --- | --- | --- | --- |
| 1. Title of Security | 2. Amount of Securities Beneficially Owned | 3. Ownership Form | 4. Nature of Indirect Beneficial Ownership |
| Common Stock | 41905 | D |  |
| Common Stock | 12172 | I | The Reporting Person is a beneficiary and trustee of the Robert S. Lavet Trust<sup>(1)</sup> |
| Common Stock | 2210 | I | The Reporting Person is a beneficiary and trustee of the Robert S. Lavet Trust.<sup>(2)</sup> |

---

## Table II - Derivative Securities Beneficially Owned

---

|  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Underlying Securities | 3. Title and Amount of Underlying Securities | 4. Conversion or Exercise Price | 5. Ownership Form | 6. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 4. Conversion or Exercise Price | 5. Ownership Form | 6. Nature of Indirect Beneficial Ownership |
| Restricted Stock Unit | <sup>(3)</sup> | <sup>(3)</sup> | Common Stock | 5149 | <sup>(4)</sup> | D |  |
| Restricted Stock Unit | <sup>(5)</sup> | <sup>(5)</sup> | Common Stock | 2823 | <sup>(4)</sup> | D |  |

---

### Footnotes:

(1) The shares are held by the Robert S. Lavet Trust.

(2) The shares are held by the Robert S. Lavet Trust and the Lorraine Lavet Trust as joint tenants in common.

(3) Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the Reporting Person, in his capacity as a non-employee director of SoFi Bank, N.A. ("SoFi Bank"), a subsidiary of the Issuer, prior to his current employment with the Issuer. The RSU award will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after June 9, 2025 (the "June Vesting Commencement Date") or (ii) the 12 month anniversary of the June Vesting Commencement Date.

(4) Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

(5) Represents shares issuable on settlement of RSUs granted to the Reporting Person, in his capacity as a non-employee director of SoFi Bank prior to his current employment with the Issuer. The RSU award will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 21, 2025 (the "July Vesting Commencement Date") or (ii) the 12 month anniversary of the July Vesting Commencement Date.

**Signature:** /s/ Deanna M. Smith, Attorney-in-Fact  
**Date:** 2026-01-16

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**