# EDGAR Filing Document

**Accession Number:** 0000052428
**File Stem:** 0000820027-25-000071
**Filing Date:** 2025-8
**Character Count:** 79583
**Document Hash:** 708810d143ee843ae3465fe5f7c2017c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000820027-25-000071.hdr.sgml**: 20250819

**ACCESSION NUMBER**: 0000820027-25-000071

**CONFORMED SUBMISSION TYPE**: N-30D

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250819

**DATE AS OF CHANGE**: 20250819

**EFFECTIVENESS DATE**: 20250819

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AMERIPRISE CERTIFICATE CO
- **CENTRAL INDEX KEY:** 0000052428

**ORGANIZATION NAME:**
- **EIN:** 416009975
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** N-30D
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-00002
- **FILM NUMBER:** 251231235

**BUSINESS ADDRESS:**
- **STREET 1:** 50606 AMERIPRISE FINANCIAL CENTER
- **CITY:** MINNEAPOLIS
- **STATE:** MN
- **ZIP:** 55474
- **BUSINESS PHONE:** 6123723131

**MAIL ADDRESS:**
- **STREET 1:** 50606 AMERIPRISE FINANCIAL CENTER
- **CITY:** MINNEAPOLIS
- **STATE:** MN
- **ZIP:** 55474

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** AMERICAN EXPRESS CERTIFICATE CO
- **DATE OF NAME CHANGE:** 20000512

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IDS CERTIFICATE CO /MN/
- **DATE OF NAME CHANGE:** 19920703

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INVESTORS SYNDICATE OF AMERICA INC
- **DATE OF NAME CHANGE:** 19860303

**AMERIPRISE CERTIFICATE COMPANY**

**SEMIANNUAL REPORT**

**TO SHAREHOLDERS**

**June 30, 2025** 

------

**AMERIPRISE CERTIFICATE COMPANY**

**SEMIANNUAL REPORT TO SHAREHOLDERS**

**June 30, 2025** 

**TABLE OF CONTENTS**

---

| | |
|:---|:---|
| Financial Statements (Unaudited) | **Page** |
| &nbsp;&nbsp;Consolidated Balance Sheet | 2 |
| &nbsp;&nbsp;Consolidated Statement of Operations | 4 |
| &nbsp;&nbsp;Consolidated Statement of Comprehensive Income | 5 |
| &nbsp;&nbsp;Consolidated Statement of Shareholder's Equity | 6 |
| &nbsp;&nbsp;Consolidated Statement of Cash Flows | 7 |
| &nbsp;&nbsp;Investments in Securities of Unaffiliated Issuers | 8 |

---

------

**AMERIPRISE CERTIFICATE COMPANY**

**CONSOLIDATED BALANCE SHEET (UNAUDITED)**

---

| | |
|:---|:---|
| | **June 30, 2025** |
| | **(in thousands, except share data)** |
| **ASSETS** | |
| Qualified Assets |  |
| Investments in unaffiliated issuers: |  |
| &nbsp;&nbsp;Cash and cash equivalents | $546082 |
| &nbsp;&nbsp;Available-for-Sale securities, at fair value | 9764293 |
| &nbsp;&nbsp;Commercial mortgage loans and syndicated loans, at cost | 144618 |
| &nbsp;&nbsp;Certificate loans - secured by certificate reserves, at cost, which approximates fair value | 32 |
| &nbsp;&nbsp;&nbsp;&nbsp;Total investments | 10455025 |
| Receivables: |  |
| &nbsp;&nbsp;Dividends and interest | 30426 |
| &nbsp;&nbsp;Receivables from brokers, dealers and clearing organizations | 1386 |
| &nbsp;&nbsp;Other receivables | 491 |
| &nbsp;&nbsp;&nbsp;&nbsp;Total receivables | 32303 |
| Derivative assets | 10821 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total qualified assets | 10498149 |
| Other Assets: |  |
| &nbsp;&nbsp;Deferred taxes, net | 14316 |
| &nbsp;&nbsp;Due from related party | 1 |
| &nbsp;&nbsp;&nbsp;&nbsp;Total other assets | 14317 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total assets | $10512466 |

---

------

**AMERIPRISE CERTIFICATE COMPANY**

**CONSOLIDATED BALANCE SHEET (UNAUDITED) (continued)**

---

| | |
|:---|:---|
| | **June 30, 2025** |
| | **(in thousands, except share data)** |
| **LIABILITIES AND SHAREHOLDER'S EQUITY** | |
| **Liabilities** | |
| Certificate reserves: |  |
| Reserves to mature - installment certificates | $11599 |
| Reserves to mature - fully paid certificates | 9860169 |
| Additional credits and accrued interest | 19283 |
| Due to unlocated certificate holders | 695 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total certificate reserves | 9891746 |
| Accounts payable and accrued liabilities: |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Due to related party | 16664 |
| &nbsp;&nbsp;&nbsp;&nbsp;Taxes payable to parent | 1742 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total accounts payable and accrued liabilities | 18406 |
| Derivative liabilities | 7723 |
| Other liabilities | 54655 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total liabilities | 9972530 |
| **Shareholder's Equity** |  |
| Common shares ($10 par value, 150,000 shares authorized and issued) | 1500 |
| Additional paid-in capital | 561293 |
| Retained earnings: |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Appropriated for pre-declared additional credits and interest | 15 |
| &nbsp;&nbsp;&nbsp;&nbsp;Appropriated for additional interest on advance payments | 912 |
| &nbsp;&nbsp;&nbsp;&nbsp;Unappropriated | 8662 |
| &nbsp;&nbsp;Accumulated other comprehensive income (loss), net of tax | (32446) |
| Total shareholder's equity | 539936 |
| Total liabilities and shareholder's equity | $10512466 |

---

------

**AMERIPRISE CERTIFICATE COMPANY**

**CONSOLIDATED STATEMENT OF OPERATIONS (UNAUDITED)**

---

| | |
|:---|:---|
| | **Six Months Ended June 30, 2025** |
| | **(in thousands)** |
| Investment Income |  |
| &nbsp;&nbsp;Interest income: |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Available-for-Sale securities | $265397 |
| &nbsp;&nbsp;&nbsp;&nbsp;Commercial mortgage loans and syndicated loans | 3786 |
| &nbsp;&nbsp;&nbsp;&nbsp;Cash and cash equivalents | 16608 |
| &nbsp;&nbsp;&nbsp;&nbsp;Certificate loans | 1 |
| &nbsp;&nbsp;Other | (45) |
| &nbsp;&nbsp;&nbsp;&nbsp;Total investment income | 285747 |
| Investment Expenses |  |
| &nbsp;&nbsp;Ameriprise Financial, Inc. and affiliated company fees: |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Distribution | 6782 |
| &nbsp;&nbsp;&nbsp;&nbsp;Investment advisory and services | 11866 |
| &nbsp;&nbsp;&nbsp;&nbsp;Transfer agent | 4587 |
| &nbsp;&nbsp;&nbsp;&nbsp;Depository | 43 |
| &nbsp;&nbsp;Other | 298 |
| &nbsp;&nbsp;&nbsp;&nbsp;Total investment expenses | 23576 |
| Net investment income before provision for certificate reserves and income taxes | 262171 |
| Provision for Certificate Reserves |  |
| &nbsp;&nbsp;According to the terms of the certificates: |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Provision for certificate reserves | 141 |
| &nbsp;&nbsp;&nbsp;&nbsp;Additional credits/interest authorized by ACC | 204073 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total provision for certificate reserves before reserve recoveries | 204214 |
| &nbsp;&nbsp;&nbsp;&nbsp;Reserve recoveries from terminations prior to maturity | (679) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Net provision for certificate reserves | 203535 |
| Net investment income before income taxes | 58636 |
| Income tax expense | 14093 |
| Net investment income, after-tax | 44543 |
| Net realized gain (loss) on investments: |  |
| &nbsp;&nbsp;Securities of unaffiliated issuers before income taxes | 2600 |
| &nbsp;&nbsp;Income tax expense (benefit) | 546 |
| &nbsp;&nbsp;&nbsp;&nbsp;Net realized gain (loss) on investments, after-tax | 2054 |
| Net income | $46597 |

---

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**AMERIPRISE CERTIFICATE COMPANY**

**CONSOLIDATED STATEMENT OF COMPREHENSIVE INCOME (UNAUDITED)**

---

| | |
|:---|:---|
| | **Six Months Ended June 30, 2025** |
| | **(in thousands)** |
| Net income | $46597 |
| Other comprehensive income (loss), net of tax: |  |
| &nbsp;&nbsp;Net unrealized gains (losses) on securities: |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Net unrealized gains (losses) on securities arising during the period | 12142 |
| &nbsp;&nbsp;&nbsp;&nbsp;Reclassification of net (gains) losses on securities included in net income | (2058) |
| Total other comprehensive income (loss), net of tax | 10084 |
| Total comprehensive income (loss) | $56681 |

---

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**AMERIPRISE CERTIFICATE COMPANY**

**CONSOLIDATED STATEMENT OF SHAREHOLDER'S EQUITY (UNAUDITED)**

---

| | |
|:---|:---|
| | **Six Months Ended June 30, 2025** |
| | **(in thousands)** |
| **Common Shares** | |
| &nbsp;&nbsp;Balance at beginning and end of period | $1500 |
| **Additional Paid-In Capital** |  |
| &nbsp;&nbsp;Balance at beginning of period | 612167 |
| &nbsp;&nbsp;Return of capital to parent | (50874) |
| &nbsp;&nbsp;Balance at end of period | 561293 |
| **Retained Earnings** |  |
| &nbsp;&nbsp;**Appropriated for Pre-Declared Additional Credits and Interest** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Balance at beginning of period | 2635 |
| &nbsp;&nbsp;&nbsp;&nbsp;Transfers between appropriated and unappropriated, net | (1723) |
| &nbsp;&nbsp;&nbsp;&nbsp;Balance at end of period | 912 |
| &nbsp;&nbsp;**Appropriated for Additional Interest on Advance Payments** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Balance at beginning and end of period | 15 |
| &nbsp;&nbsp;**Unappropriated** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Balance at beginning of period | 27468 |
| &nbsp;&nbsp;&nbsp;&nbsp;Net income | 46597 |
| &nbsp;&nbsp;&nbsp;&nbsp;Transfers between appropriated and unappropriated, net | 1723 |
| &nbsp;&nbsp;&nbsp;&nbsp;Dividend to parent | (67126) |
| &nbsp;&nbsp;&nbsp;&nbsp;Balance at end of period | 8662 |
| **Accumulated Other Comprehensive Income (Loss), Net of Tax** |  |
| &nbsp;&nbsp;Balance at beginning of period | (42530) |
| &nbsp;&nbsp;Other comprehensive income (loss), net of tax | 10084 |
| &nbsp;&nbsp;Balance at end of period | (32446) |
| **Total Shareholder's Equity** | $539936 |

---

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**AMERIPRISE CERTIFICATE COMPANY**

**CONSOLIDATED STATEMENT OF CASH FLOWS (UNAUDITED)**

---

| | |
|:---|:---|
| | **Six Months Ended June 30, 2025** |
| | **(in thousands)** |
| **Cash Flows from Operating Activities** | |
| Net income | $46597 |
| Adjustments to reconcile net income to net cash provided by (used in) operating activities: |  |
| &nbsp;&nbsp;Amortization of premiums, accretion of discounts, net | (54668) |
| &nbsp;&nbsp;Deferred income tax expense (benefit) | (1630) |
| &nbsp;&nbsp;Net realized (gain) loss on Available-for-Sale securities | (2416) |
| &nbsp;&nbsp;Other net realized (gain) loss | 98 |
| &nbsp;&nbsp;Provision for credit losses | (282) |
| Changes in operating assets and liabilities: |  |
| &nbsp;&nbsp;Dividends and interest receivable | 65244 |
| &nbsp;&nbsp;Certificate reserves, net | (3262) |
| &nbsp;&nbsp;Taxes payable to/receivable from parent, net | 2395 |
| &nbsp;&nbsp;Derivatives, net of collateral | (468) |
| &nbsp;&nbsp;Other liabilities | (1260) |
| &nbsp;&nbsp;Other receivables | (160) |
| &nbsp;&nbsp;Other, net | (838) |
| Net cash provided by (used in) operating activities | 49350 |
| **Cash Flows from Investing Activities** |  |
| Available-for-Sale securities: |  |
| &nbsp;&nbsp;Sales | 682903 |
| &nbsp;&nbsp;Maturities, redemptions, calls and other | 4796683 |
| &nbsp;&nbsp;Purchases | (4391416) |
| Syndicated loans and commercial mortgage loans: |  |
| &nbsp;&nbsp;Sales, maturities and repayments | 14804 |
| &nbsp;&nbsp;Purchases and fundings | (9020) |
| Certificate loans, net | 9 |
| Net cash provided by (used in) investing activities | 1093963 |
| **Cash Flows from Financing Activities** |  |
| Payments from certificate holders and other additions | 1752088 |
| Certificate maturities and cash surrenders | (3055162) |
| Dividend to parent | (67126) |
| Return of capital to parent | (50874) |
| Net cash provided by (used in) financing activities | (1421074) |
| Net increase (decrease) in cash and cash equivalents | (277761) |
| Cash and cash equivalents at beginning of period | 823843 |
| Cash and cash equivalents at end of period | $546082 |
| Supplemental disclosures: |  |
| &nbsp;&nbsp;Income taxes paid (received), net | $13783 |
| &nbsp;&nbsp;Interest paid | 199514 |

---

**Ameriprise Certificate Company**

**Schedule I — Investments in Securities of Unaffiliated Issuers** 

**June 30, 2025&nbsp;&nbsp;&nbsp;&nbsp;**

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **(in thousands, except rate)**<br>**Issuer** | **Maturity <br>Date** | **Coupon <br>Rate** | **Principal <br>Amount of<br>Bonds &<br>Notes or #<br>of Shares** | **Amortized<br>Cost (Notes<br>a & b)** | **Carrying<br>Value <br>(Note a)** |

---

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **CASH EQUIVALENTS** | | | | | |
| **MONEY MARKET FUNDS** | | | | | |
| DREYFUS GOVERNMENT CASH MANAGEMENT |  |  | $24994 | $24994 | $24994 |
| WESTERN ASST INSTL GOVERNMENT MONEY MARKET FUND |  |  | 100104 | 100104 | 100104 |
| MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS |  |  | 50040 | 50040 | 50040 |
| INVESCO GOVERNMENT MONEY MARKET FUND |  |  | 25347 | 25347 | 25347 |
| ALLSPRING GOVERNMENT MONEY MARKET FUND |  |  | 194976 | 194976 | 194976 |
| **TOTAL MONEY MARKET FUNDS** |  |  |  | 395461 | 395461 |
| **GOVERNMENT BOND** |  |  |  |  |  |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION | 7/1/2025 |  | 55700 | 55700 | 55700 |
| **TOTAL GOVERNMENT BOND** |  |  |  | 55700 | 55700 |
| **COMMERCIAL PAPER** |  |  |  |  |  |
| CONSOLIDATED EDISON INC | 7/1/2025 |  | 10000 | 10000 | 10000 |
| ENERGY TRANSFER LP | 7/1/2025 |  | 80700 | 80700 | 80700 |
| **TOTAL COMMERCIAL PAPER** |  |  |  | 90700 | 90700 |
| **TOTAL CASH EQUIVALENTS** |  |  |  | 541861 | 541861 |
| **EQUITY SECURITIES** |  |  |  |  |  |
| **CONGLOMERATES/DIVERSIFIED MFG** |  |  |  |  |  |
| FLINT GROUP PACKAGING INKS NORTH AMERICA HOLDINGS LLC |  |  | 120 |  |  |
| **TOTAL CONGLOMERATES/DIVERSIFIED MFG** |  |  |  |  |  |
| **TOTAL EQUITY SECURITIES** |  |  |  |  |  |
| **FIXED MATURITIES** |  |  |  |  |  |
| **U.S. GOVERNMENT AND AGENCY OBLIGATIONS** |  |  |  |  |  |
| UNITED STATES TREASURY BILL | 7/3/2025 |  | 175000 | 174957 | 174958 |
| UNITED STATES TREASURY BILL | 7/10/2025 |  | 175000 | 174814 | 174817 |
| UNITED STATES TREASURY BILL | 7/17/2025 |  | 175000 | 174667 | 174678 |
| UNITED STATES TREASURY BILL | 7/24/2025 |  | 170000 | 169537 | 169548 |
| UNITED STATES TREASURY BILL | 7/31/2025 |  | 170000 | 169399 | 169413 |
| UNITED STATES TREASURY BILL | 8/7/2025 |  | 85000 | 84638 | 84629 |
| UNITED STATES TREASURY BOND | 8/15/2026 | 4.375 | 57 | 56 | 57 |
| UNITED STATES TREASURY BOND | 11/15/2028 | 5.250 | 200 | 204 | 209 |
| FEDERAL HOME LOAN BANKS | 8/11/2025 |  | 80000 | 79632 | 79601 |
| FEDERAL HOME LOAN BANKS | 8/18/2025 |  | 80000 | 79556 | 79534 |
| FEDERAL HOME LOAN BANKS | 8/25/2025 |  | 80000 | 79499 | 79467 |
| FEDERAL HOME LOAN BANKS | 9/2/2025 |  | 80000 | 79425 | 79395 |
| FEDERAL HOME LOAN BANKS | 9/8/2025 |  | 80000 | 79367 | 79333 |
| FEDERAL HOME LOAN BANKS | 9/15/2025 |  | 80000 | 79294 | 79268 |
| FEDERAL HOME LOAN BANKS | 9/26/2025 |  | 80000 | 79188 | 79164 |
| FEDERAL HOME LOAN BANKS | 9/29/2025 |  | 80000 | 79161 | 79131 |
| FEDERAL HOME LOAN BANKS | 10/6/2025 |  | 80000 | 79097 | 79072 |
| FEDERAL HOME LOAN BANKS | 10/14/2025 |  | 80000 | 79024 | 78992 |
| FEDERAL HOME LOAN BANKS | 10/24/2025 |  | 80000 | 78933 | 78904 |
| FEDERAL HOME LOAN BANKS | 10/27/2025 |  | 80000 | 78905 | 78875 |
| FEDERAL HOME LOAN BANKS | 12/8/2025 |  | 80000 | 78532 | 78499 |
| FEDERAL HOME LOAN BANKS | 12/15/2025 |  | 80000 | 78477 | 78434 |

---

------

**Ameriprise Certificate Company**

**Schedule I — Investments in Securities of Unaffiliated Issuers (continued)**

**June 30, 2025**

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **(in thousands, except rate)**<br>**Issuer** | **Maturity <br>Date** | **Coupon <br>Rate** | **Principal <br>Amount of<br>Bonds &<br>Notes or #<br>of Shares** | **Amortized<br>Cost (Notes<br>a & b)** | **Carrying<br>Value <br>(Note a)** |

---

---

| | | | | |
|:---|:---|:---|:---|:---|
| **TOTAL U. S. GOVERNMENT AND AGENCY OBLIGATIONS** |  |  | 2056362 | 2055978 |
| **STATE AND MUNICIPAL OBLIGATIONS** |  |  |  |  |
| DALLAS FORT WORTH TEXAS INTL AIRPORT | 11/1/2025 | 1.329 | 1000 | 989 |
| **TOTAL STATE AND MUNICIPAL OBLIGATIONS** |  |  | 1000 | 989 |

---

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **RESIDENTIAL MORTGAGE BACKED SECURITIES** | | | | | |
| **AGENCY RESIDENTIAL MORTGAGE BACKED SECURITIES** | | | | | |
| FREDDIE MAC G16485 | 5/1/2033 | 3.000 | 4128 | 4105 | 4013 |
| FREDDIE MAC 1N1474 | 5/1/2037 | 6.635 | 26 | 27 | 27 |
| FREDDIE MAC 1H2520 | 6/1/2035 | 6.764 | 692 | 725 | 715 |
| FREDDIE MAC 1Q1540 | 6/1/2040 | 6.806 | 1303 | 1383 | 1339 |
| FREDDIE MAC 1Q1515 | 11/1/2038 | 6.848 | 3121 | 3275 | 3202 |
| FREDDIE MAC 1Q1572 | 5/1/2038 | 6.647 | 2336 | 2448 | 2416 |
| FREDDIE MAC 1Q1548 | 8/1/2038 | 6.673 | 1176 | 1230 | 1216 |
| FREDDIE MAC 848922 | 4/1/2037 | 6.942 | 1138 | 1198 | 1178 |
| FREDDIE MAC 848416 | 2/1/2041 | 6.838 | 1667 | 1734 | 1734 |
| FREDDIE MAC 848530 | 9/1/2039 | 7.060 | 654 | 687 | 676 |
| FREDDIE MAC 849281 | 8/1/2037 | 6.833 | 1088 | 1149 | 1124 |
| FREDDIE MAC J32518 | 8/1/2030 | 3.000 | 2481 | 2527 | 2430 |
| FREDDIE MAC SB0752 | 10/1/2037 | 4.500 | 8707 | 8539 | 8662 |
| FREDDIE MAC SB8155 | 5/1/2037 | 3.000 | 22606 | 22025 | 21553 |
| FREDDIE MAC SB8191 | 10/1/2037 | 4.500 | 24593 | 24100 | 24468 |
| FREDDIE MAC SB8197 | 12/1/2037 | 4.000 | 24022 | 23592 | 23498 |
| FREDDIE MAC FR SB8216 | 3/1/2038 | 4.500 | 6692 | 6614 | 6658 |
| FREDDIE MAC STRIP FHS_402 | 9/25/2053 | 5.405 | 25429 | 25425 | 25409 |
| FREDDIE MAC FR Q00885 | 9/1/2037 | 4.000 | 13117 | 12911 | 12857 |
| FREDDIE MAC ARM 780845 | 9/1/2033 | 7.345 | 27 | 26 | 27 |
| FREDDIE MAC ARM 780514 | 5/1/2033 | 6.426 | 45 | 46 | 46 |
| FREDDIE MAC ARM 780903 | 9/1/2033 | 7.316 | 31 | 31 | 32 |
| FREDDIE MAC 781884 | 8/1/2034 | 7.375 | 122 | 123 | 125 |
| FREDDIE MAC F4-20328 | 2/15/2038 | 4.800 | 1490 | 1490 | 1477 |
| FREDDIE MAC F2-20350 | 9/15/2040 | 4.800 | 7533 | 7522 | 7429 |
| FANNIE MAE ARM 190726 | 3/1/2033 | 6.161 | 13 | 13 | 13 |
| FANNIE MAE 12-133 | 4/25/2042 | 4.670 | 2330 | 2323 | 2275 |
| FANNIE MAE 13-2 KF | 1/25/2037 | 4.600 | 2343 | 2338 | 2302 |
| FANNIE MAE FA-2013-1 | 2/25/2043 | 4.770 | 3364 | 3375 | 3300 |
| FANNIE MAE FA-2015-4 | 2/25/2045 | 4.777 | 1324 | 1324 | 1294 |
| FANNIE MAE AF-2015-22C | 4/25/2045 | 4.777 | 4320 | 4304 | 4226 |
| FANNIE MAE AF-2015-42 | 6/25/2055 | 4.757 | 3132 | 3115 | 3111 |
| FANNIE MAE KF-2015-27 | 5/25/2045 | 4.720 | 2934 | 2926 | 2906 |
| FANNIE MAE DF-2015-38 | 6/25/2055 | 4.737 | 5343 | 5308 | 5284 |
| FANNIE MAE FA-2015-55 | 8/25/2055 | 4.777 | 2214 | 2205 | 2220 |
| FANNIE MAE_15-50 | 7/25/2045 | 4.777 | 5899 | 5890 | 5841 |
| FANNIE MAE_15-93 | 8/25/2045 | 4.770 | 1482 | 1478 | 1459 |
| FANNIE MAE FW-2015-84 | 11/25/2045 | 4.777 | 4048 | 4043 | 3961 |
| FANNIE MAE AF-2015-91 | 12/25/2045 | 4.797 | 3793 | 3775 | 3836 |
| FANNIE MAE 16-2 | 2/25/2056 | 4.907 | 1291 | 1288 | 1319 |
| FANNIE MAE_16-11 | 3/25/2046 | 4.977 | 2565 | 2567 | 2553 |
| FANNIE MAE AF-2016-11 | 3/25/2046 | 4.927 | 1769 | 1765 | 1758 |

---

------

**Ameriprise Certificate Company**

**Schedule I — Investments in Securities of Unaffiliated Issuers (continued)**

**June 30, 2025**

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **(in thousands, except rate)**<br>**Issuer** | **Maturity <br>Date** | **Coupon <br>Rate** | **Principal <br>Amount of<br>Bonds &<br>Notes or #<br>of Shares** | **Amortized<br>Cost (Notes<br>a & b)** | **Carrying<br>Value <br>(Note a)** |

---

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| FANNIE MAE AF-2016-87 | 11/25/2046 | 4.827 | 2444 | 2442 | 2423 |
| FANNIE MAE WF-2016-68 | 10/25/2046 | 4.877 | 1288 | 1289 | 1276 |
| FANNIE MAE_17-8 | 2/25/2047 | 4.820 | 21749 | 21749 | 21515 |
| FANNIE MAE FT-2016-84 | 11/25/2046 | 4.920 | 4971 | 5016 | 4865 |
| FANNIE MAE AF-2016-88 | 12/25/2046 | 4.867 | 1894 | 1894 | 1876 |
| FANNIE MAE FL-2017-4 | 2/25/2047 | 4.877 | 2781 | 2781 | 2770 |
| FANNIE MAE DF-2017-16 | 3/25/2047 | 4.847 | 1298 | 1303 | 1285 |
| FANNIE MAE FC-2017-51 | 7/25/2047 | 4.770 | 12263 | 12299 | 11965 |
| FANNIE MAE FC-2018-73 | 10/25/2048 | 4.720 | 15503 | 15462 | 15150 |
| FANNIE MAE AF-2018-87 | 12/25/2048 | 4.727 | 7348 | 7315 | 7251 |
| FANNIE MAE_CF-2019-33 | 7/25/2049 | 4.890 | 9348 | 9365 | 9080 |
| FANNIE MAE F-2019-31 | 7/25/2049 | 4.870 | 14850 | 14843 | 14378 |
| FANNIE MAE FC-2019-76 | 12/25/2049 | 4.920 | 7431 | 7429 | 7217 |
| FANNIE MAE_FA-2020-47 | 7/25/2050 | 4.820 | 22635 | 22635 | 22121 |
| FANNIE MAE 22-33 | 9/25/2038 | 4.705 | 14084 | 14084 | 13892 |
| FREDDIE MAC FR SB8216 | 7/25/2052 | 4.705 | 12808 | 12788 | 12572 |
| FREDDIE MAC FR Q00885 | 7/25/2052 | 4.705 | 29844 | 29820 | 29489 |
| FANNIE MAE 22-43 FB | 7/25/2052 | 4.905 | 28479 | 28521 | 28084 |
| FANNIE MAE_23-19 | 5/25/2053 | 4.955 | 42259 | 42259 | 41959 |
| FANNIE MAE 22-66 | 10/25/2052 | 4.855 | 18212 | 18232 | 17802 |
| FANNIE MAE 23-36 | 8/25/2053 | 5.155 | 21748 | 21748 | 21673 |
| FANNIE MAE FB-2024-87B | 12/25/2054 | 5.405 | 82544 | 82453 | 82452 |
| FANNIE MAE FA-2025-12C | 3/25/2055 | 5.705 | 66262 | 66321 | 66368 |
| FREDDIE MAC FD-203928 | 9/15/2041 | 4.838 | 9296 | 9357 | 9186 |
| FREDDIE MAC 4159 FD | 1/15/2043 | 4.768 | 1987 | 1993 | 1971 |
| FREDDIE MAC 4248 | 5/15/2041 | 4.868 | 3514 | 3519 | 3509 |
| FREDDIE MAC FD-204301 | 7/15/2037 | 4.818 | 2975 | 2992 | 2951 |
| FREDDIE MAC GF-204367 | 3/15/2037 | 4.800 | 4186 | 4176 | 4131 |
| FREDDIE MAC 4363 2014 FA | 9/15/2041 | 4.820 | 920 | 921 | 907 |
| FREDDIE MAC 4448 | 5/15/2040 | 4.784 | 2040 | 2029 | 2012 |
| FREDDIE MAC LF-204475 | 4/15/2040 | 4.774 | 746 | 745 | 732 |
| FREDDIE MAC FB-204495 | 11/15/2038 | 4.814 | 3229 | 3213 | 3305 |
| FREDDIE MAC WF-204491 | 8/15/2039 | 4.784 | 1385 | 1383 | 1372 |
| FREDDIE MAC FL-204523 | 8/15/2038 | 4.814 | 2043 | 2031 | 1992 |
| FREDDIE MAC FA-204547 | 9/15/2040 | 4.900 | 1990 | 1986 | 1947 |
| FREDDIE MAC KF-204560 | 7/15/2040 | 5.014 | 3266 | 3259 | 3306 |
| FREDDIE MAC AF-204559 | 3/15/2042 | 4.964 | 2436 | 2426 | 2422 |
| FREDDIE MAC_4595 | 10/15/2037 | 5.000 | 1979 | 1979 | 1972 |
| FREDDIE MAC AF-204615 | 10/15/2038 | 4.800 | 1264 | 1259 | 1247 |
| FANNIE MAE AF-204620 | 11/15/2042 | 4.904 | 2186 | 2180 | 2169 |
| FANNIE MAE FA-204624 | 12/15/2038 | 4.914 | 6824 | 6804 | 6781 |
| FANNIE MAE GF-204639 | 3/15/2036 | 4.900 | 5548 | 5530 | 5513 |
| FREDDIE MAC WF-204681 | 8/15/2033 | 4.814 | 7421 | 7410 | 7328 |
| FREDDIE MAC WF-204697 | 6/15/2038 | 4.800 | 5203 | 5200 | 5137 |
| FREDDIE MAC AF-204774 | 7/15/2042 | 4.764 | 2326 | 2322 | 2292 |
| FREDDIE MAC WF-204730 | 8/15/2038 | 4.814 | 11212 | 11156 | 11065 |
| FREDDIE MAC FA-204822 | 5/15/2035 | 4.668 | 18201 | 18199 | 17970 |
| FREDDIE MAC_JF-204981 | 6/25/2050 | 4.820 | 12089 | 12089 | 11768 |
| FREDDIE MAC 4981 | 6/25/2050 | 4.820 | 28657 | 28831 | 27762 |
| FANNIE MAE_YF-204979 | 6/25/2050 | 4.870 | 14973 | 14986 | 14639 |

---

------

**Ameriprise Certificate Company**

**Schedule I — Investments in Securities of Unaffiliated Issuers (continued)**

**June 30, 2025**

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **(in thousands, except rate)**<br>**Issuer** | **Maturity <br>Date** | **Coupon <br>Rate** | **Principal <br>Amount of<br>Bonds &<br>Notes or #<br>of Shares** | **Amortized<br>Cost (Notes<br>a & b)** | **Carrying<br>Value <br>(Note a)** |

---

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| FREDDIE MAC_5080 | 3/25/2051 | 4.500 | 12829 | 12829 | 11840 |
| FREDDIE MAC 5258 | 8/25/2052 | 4.805 | 36727 | 36727 | 36237 |
| FREDDIE MAC_22-5278 | 11/25/2052 | 5.105 | 65324 | 65324 | 63750 |
| FREDDIE MAC FD-5359 | 11/25/2053 | 5.805 | 31125 | 31125 | 31614 |
| FREDDIE MAC FE-5351 | 10/25/2053 | 5.505 | 39621 | 39621 | 39801 |
| FREDDIE MAC FA-5362 | 12/25/2053 | 5.525 | 42878 | 42878 | 43159 |
| FREDDIE MAC FB-5368 | 12/25/2053 | 5.755 | 26889 | 26886 | 27159 |
| FREDDIE MAC FB-5369 | 1/25/2054 | 5.505 | 65231 | 65256 | 65365 |
| FREDDIE MAC FD-5369 | 1/25/2054 | 5.205 | 32657 | 32657 | 32576 |
| FREDDIE MAC FC-5430A | 7/25/2054 | 5.505 | 72200 | 72406 | 72138 |
| FREDDIE MAC NF-5478 | 12/25/2054 | 5.605 | 41660 | 41766 | 41670 |
| FREDDIE MAC FM-5508 | 2/25/2055 | 5.455 | 47423 | 47423 | 47453 |
| FREDDIE MAC AF-20-313 | 3/25/2055 | 5.455 | 71555 | 71555 | 71390 |
| FREDDIE MAC CF-205511 | 3/25/2055 | 5.655 | 93846 | 93845 | 93755 |
| FREDDIE MAC EF-205511 | 3/25/2055 | 5.455 | 60333 | 60333 | 60224 |
| FREDDIE MAC F-20-313 | 3/25/2055 | 5.655 | 93846 | 93845 | 93755 |
| FREDDIE MAC GF-205511 | 3/25/2055 | 5.455 | 81424 | 81425 | 81166 |
| FANNIE MAE ARM 545786 | 6/1/2032 | 6.165 | 112 | 112 | 114 |
| FANNIE MAE HYBRID ARM 566074 | 5/1/2031 | 6.408 | 112 | 112 | 114 |
| FANNIE MAE 4915 | 6/1/2031 | 6.160 | 66 | 66 | 67 |
| FANNIE MAE ARM 620293 | 1/1/2032 | 6.525 | 18 | 18 | 18 |
| FANNIE MAE AL1037 | 1/1/2037 | 6.732 | 856 | 901 | 884 |
| FANNIE MAE AL2269 | 10/1/2040 | 6.765 | 721 | 763 | 746 |
| FANNIE MAE AL3935 | 9/1/2037 | 6.771 | 1584 | 1659 | 1633 |
| FANNIE MAE AL3961 | 2/1/2039 | 6.525 | 614 | 645 | 626 |
| FANNIE MAE AL4110 | 3/1/2037 | 6.752 | 953 | 995 | 985 |
| FANNIE MAE AL4100 | 9/1/2036 | 6.766 | 1250 | 1307 | 1289 |
| FANNIE MAE AL4114 | 2/1/2039 | 7.094 | 655 | 691 | 679 |
| FANNIE MAE AO8746 | 8/1/2027 | 2.500 | 1229 | 1238 | 1207 |
| FANNIE MAE AS4507 | 2/1/2030 | 3.000 | 2248 | 2284 | 2200 |
| FANNIE MAE AS4878 | 4/1/2030 | 3.000 | 3130 | 3180 | 3064 |
| FANNIE MAE ARM 651629 | 8/1/2032 | 7.435 | 1 | 1 | 1 |
| FANNIE MAE ARM 655646 | 8/1/2032 | 7.590 | 50 | 50 | 50 |
| FANNIE MAE ARM 655798 | 8/1/2032 | 7.354 | 124 | 123 | 125 |
| FANNIE MAE ARM 661349 | 9/1/2032 | 7.145 | 54 | 54 | 54 |
| FANNIE MAE ARM 661744 | 10/1/2032 | 6.937 | 79 | 79 | 81 |
| FANNIE MAE ARM 664750 | 10/1/2032 | 6.488 | 45 | 45 | 45 |
| FANNIE MAE ARM 670731 | 11/1/2032 | 6.040 | 39 | 39 | 39 |
| FANNIE MAE ARM 670779 | 11/1/2032 | 6.040 | 175 | 176 | 176 |
| FANNIE MAE ARM 670890 | 12/1/2032 | 5.915 | 55 | 55 | 55 |
| FANNIE MAE ARM 670912 | 12/1/2032 | 5.915 | 23 | 23 | 23 |
| FANNIE MAE 06-36 GF | 5/25/2036 | 4.720 | 1660 | 1666 | 1640 |
| FANNIE MAE 07-6 | 2/25/2037 | 4.870 | 3094 | 3098 | 3064 |
| FANNIE MAE 07-46 FB | 5/25/2037 | 4.790 | 397 | 397 | 392 |
| FREDDIE MAC 2A-AOT-76 | 10/25/2037 | 2.348 | 2951 | 2994 | 2697 |
| FANNIE MAE 09-101 | 12/25/2039 | 5.260 | 3605 | 3654 | 3621 |
| FANNIE MAE 09-107 FL | 2/25/2038 | 5.086 | 978 | 982 | 971 |
| FANNIE MAE FK-2010-123 | 11/25/2040 | 4.870 | 3483 | 3511 | 3456 |
| FANNIE MAE ARM 722779 | 9/1/2033 | 6.038 | 34 | 34 | 34 |
| FANNIE MAE 725558 | 6/1/2034 | 6.334 | 24 | 23 | 24 |

---

------

**Ameriprise Certificate Company**

**Schedule I — Investments in Securities of Unaffiliated Issuers (continued)**

**June 30, 2025**

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **(in thousands, except rate)**<br>**Issuer** | **Maturity <br>Date** | **Coupon <br>Rate** | **Principal <br>Amount of<br>Bonds &<br>Notes or #<br>of Shares** | **Amortized<br>Cost (Notes<br>a & b)** | **Carrying<br>Value <br>(Note a)** |

---

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| FANNIE MAE 725719 | 7/1/2033 | 5.994 | 66 | 65 | 67 |
| FANNIE MAE 725694 | 7/1/2034 | 6.008 | 51 | 50 | 51 |
| FANNIE MAE ARM 733525 | 8/1/2033 | 7.293 | 179 | 174 | 183 |
| FANNIE MAE 735034 | 10/1/2034 | 7.175 | 853 | 888 | 872 |
| FANNIE MAE 735702 | 7/1/2035 | 6.536 | 477 | 488 | 488 |
| FANNIE MAE ARM 739194 | 9/1/2033 | 7.171 | 112 | 112 | 114 |
| FANNIE MAE ARM 743256 | 10/1/2033 | 7.109 | 44 | 43 | 45 |
| FANNIE MAE ARM 743856 | 11/1/2033 | 6.560 | 17 | 17 | 17 |
| FANNIE MAE ARM 758873 | 12/1/2033 | 6.482 | 14 | 14 | 15 |
| FANNIE MAE 794787 | 10/1/2034 | 7.045 | 23 | 23 | 23 |
| FANNIE MAE 799733 | 11/1/2034 | 6.327 | 77 | 78 | 78 |
| FANNIE MAE 801917 | 10/1/2034 | 7.079 | 130 | 130 | 133 |
| FANNIE MAE 801337 | 9/1/2034 | 6.217 | 550 | 573 | 556 |
| FANNIE MAE 804561 | 9/1/2034 | 7.014 | 113 | 113 | 115 |
| FANNIE MAE 807219 | 1/1/2035 | 6.666 | 234 | 235 | 239 |
| FANNIE MAE 809532 | 2/1/2035 | 6.643 | 117 | 118 | 121 |
| FANNIE MAE 834552 | 8/1/2035 | 7.705 | 52 | 52 | 54 |
| FANNIE MAE BE5622 | 1/1/2032 | 2.500 | 7071 | 7103 | 6794 |
| FANNIE MAE BK0933 | 7/1/2033 | 3.500 | 2431 | 2452 | 2391 |
| FANNIE MAE BT1939 | 2/1/2037 | 2.000 | 7150 | 7100 | 6535 |
| FANNIE MAE CA1265 | 2/1/2033 | 3.000 | 5668 | 5644 | 5506 |
| FANNIE MAE CA2283 | 8/1/2033 | 3.500 | 2670 | 2665 | 2627 |
| FANNIE MAE FM9247 | 11/1/2036 | 2.000 | 5400 | 5517 | 4941 |
| FANNIE MAE FS2940 | 9/1/2037 | 4.500 | 9598 | 9389 | 9543 |
| FANNIE MAE 889485 | 6/1/2036 | 6.821 | 667 | 675 | 684 |
| FANNIE MAE 922674 | 4/1/2036 | 6.797 | 226 | 230 | 233 |
| FANNIE MAE 968438 | 1/1/2038 | 6.530 | 163 | 170 | 166 |
| FANNIE MAE 995548 | 9/1/2035 | 6.333 | 384 | 390 | 392 |
| FANNIE MAE 995123 | 8/1/2037 | 6.640 | 24 | 24 | 24 |
| FANNIE MAE 995604 | 11/1/2035 | 7.062 | 727 | 759 | 751 |
| FANNIE MAE 995614 | 8/1/2037 | 5.593 | 102 | 107 | 102 |
| FANNIE MAE AB5230 | 5/1/2027 | 2.500 | 613 | 616 | 603 |
| FANNIE MAE MA1144 | 8/1/2027 | 2.500 | 561 | 566 | 551 |
| FANNIE MAE MA3391 | 6/1/2033 | 3.000 | 3464 | 3437 | 3363 |
| FANNIE MAE MA4697 | 8/1/2042 | 4.000 | 14604 | 14631 | 14092 |
| FANNIE MAE 4915 | 2/1/2038 | 5.000 | 6121 | 6122 | 6173 |
| FANNIE MAE AD0901 | 4/1/2040 | 6.697 | 642 | 679 | 665 |
| FANNIE MAE AE0559 | 12/1/2034 | 6.609 | 815 | 846 | 836 |
| FANNIE MAE AE0566 | 8/1/2035 | 6.901 | 708 | 737 | 731 |
| GINNIE MAE II 082573 | 7/20/2040 | 4.625 | 1215 | 1254 | 1235 |
| GINNIE MAE II 082581 | 7/20/2040 | 4.625 | 1490 | 1585 | 1514 |
| GINNIE MAE II 082602 | 8/20/2040 | 4.625 | 2718 | 2894 | 2761 |
| GINNIE MAE II 082431 | 12/20/2039 | 4.750 | 1110 | 1148 | 1134 |
| GINNIE MAE II 082464 | 1/20/2040 | 5.625 | 374 | 399 | 381 |
| GINNIE MAE II 082497 | 3/20/2040 | 5.625 | 764 | 806 | 778 |
| GINNIE MAE II 082710 | 1/20/2041 | 5.625 | 739 | 765 | 752 |
| GINNIE MAE II 082794 | 4/20/2041 | 4.875 | 1422 | 1508 | 1446 |
| GINNIE MAE FC-2009-8 | 2/16/2039 | 5.326 | 4332 | 4432 | 4359 |
| GINNIE MAE FB-2013-151 | 2/20/2040 | 4.786 | 5914 | 5938 | 5840 |
| GINNIE MAE FA-2014-43 | 3/20/2044 | 4.836 | 5067 | 5072 | 5002 |

---

------

**Ameriprise Certificate Company**

**Schedule I — Investments in Securities of Unaffiliated Issuers (continued)**

**June 30, 2025**

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **(in thousands, except rate)**<br>**Issuer** | **Maturity <br>Date** | **Coupon <br>Rate** | **Principal <br>Amount of<br>Bonds &<br>Notes or #<br>of Shares** | **Amortized<br>Cost (Notes<br>a & b)** | **Carrying<br>Value <br>(Note a)** |

---

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| GINNIE MAE AF-2014-94 | 11/20/2041 | 4.889 | 1194 | 1196 | 1168 |
| GINNIE MAE AF-2015-18 | 2/20/2040 | 4.762 | 2552 | 2554 | 2529 |
| GINNIE MAE LF-2015-82 | 4/20/2041 | 4.739 | 1743 | 1743 | 1716 |
| GINNIE MAE FA-2016-115 | 8/20/2046 | 4.836 | 11291 | 11352 | 11042 |
| GINNIE MAE MF-2016-108 | 8/20/2046 | 4.739 | 398 | 396 | 386 |
| GINNIE MAE FC-2018-67 | 5/20/2048 | 4.736 | 3546 | 3548 | 3441 |
| GINNIE MAE 18-66 | 5/20/2048 | 4.686 | 2653 | 2653 | 2613 |
| GINNIE MAE 18-168 | 12/20/2048 | 4.836 | 10188 | 10189 | 9921 |
| GINNIE MAE 19-143 | 11/20/2049 | 4.886 | 9971 | 10004 | 9784 |
| GINNIE MAE AF-2020-36 | 3/20/2050 | 4.886 | 21192 | 21221 | 20518 |
| GINNIE MAE 22-18 | 1/20/2052 | 4.502 | 19225 | 19192 | 18195 |
| GINNIE MAE 22-207 | 12/20/2052 | 4.822 | 35560 | 35560 | 35227 |
| GINNIE MAE 22-197 | 11/20/2052 | 5.002 | 26021 | 26021 | 25743 |
| GINNIE MAE_22-197 | 11/20/2052 | 5.002 | 48076 | 47998 | 47694 |
| GINNIE MAE 22-213 | 12/20/2052 | 4.822 | 32344 | 32344 | 32064 |
| GINNIE MAE 22-99 | 6/20/2052 | 4.852 | 32844 | 32881 | 31927 |
| GINNIE MAE 22-137 | 8/20/2052 | 4.752 | 20417 | 20405 | 20068 |
| GINNIE MAE_23-19 | 2/20/2053 | 4.952 | 60267 | 60268 | 59901 |
| GINNIE MAE_23-7 | 1/20/2053 | 4.902 | 44817 | 44834 | 44585 |
| GINNIE MAE_23-7 | 1/20/2053 | 4.902 | 30137 | 30157 | 29940 |
| GINNIE MAE_23-21 | 2/20/2053 | 4.952 | 8469 | 8469 | 8418 |
| GINNIE MAE_23-20 | 2/20/2053 | 4.802 | 26096 | 26059 | 25926 |
| GINNIE MAE_23-20 | 2/20/2053 | 4.802 | 61154 | 61144 | 60603 |
| GINNIE MAE_23-54 | 4/20/2053 | 4.902 | 30344 | 30344 | 30182 |
| GINNIE MAE_23-56 | 4/20/2053 | 4.902 | 16586 | 16586 | 16506 |
| GINNIE MAE 22-168 | 9/20/2052 | 4.802 | 58865 | 58865 | 57628 |
| GINNIE MAE_23-68 | 5/20/2053 | 4.852 | 65396 | 65410 | 64379 |
| GINNIE MAE_23-82 | 6/20/2053 | 5.052 | 16269 | 16269 | 16234 |
| GINNIE MAE_23-83 | 6/20/2053 | 5.202 | 78571 | 77349 | 78238 |
| GINNIE MAE_23-115 | 8/20/2053 | 5.202 | 22702 | 22702 | 22579 |
| GINNIE MAE_23-111 | 8/20/2053 | 5.102 | 22385 | 22393 | 22325 |
| GINNIE MAE_23-115 | 6/20/2053 | 5.302 | 43999 | 43999 | 43999 |
| GINNIE MAE_23-149 | 9/20/2063 | 5.352 | 23907 | 23907 | 23986 |
| GINNIE MAE_23-151 | 10/20/2053 | 5.352 | 41819 | 41819 | 41958 |
| GINNIE MAE_23-152 | 10/20/2053 | 5.552 | 16298 | 16298 | 16474 |
| GINNIE MAE_23-136 | 9/20/2053 | 5.302 | 27100 | 27100 | 27100 |
| GINNIE MAE_23-184 | 12/20/2053 | 4.802 | 41189 | 40638 | 40830 |
| **TOTAL AGENCY RESIDENTIAL MORTGAGE BACKED SECURITIES** |  |  |  | 2860568 | 2837947 |

---

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **NON-AGENCY RESIDENTIAL MORTGAGE BACKED SECURITIES** | | | | | |
| A&D MTG TR ADMT_23-NQM3 | 7/25/2068 | 6.733 | 10379 | 10367 | 10477 |
| A&D MTG TR ADMT_23-NQM4 | 9/25/2068 | 7.472 | 37489 | 37450 | 38169 |
| A&D MTG TR ADMT_23-NQM5 | 11/25/2068 | 7.049 | 32040 | 32015 | 32534 |
| A&D MTG TR ADMT_24-NQM3 | 7/25/2069 | 6.451 | 41730 | 41684 | 42275 |
| A&D MTG TR ADMT_24-NQM4 | 8/25/2069 | 5.464 | 25205 | 25190 | 25244 |
| A&D MTG TR ADMT_24-NQM5 | 11/25/2069 | 5.699 | 18702 | 18692 | 18784 |
| A&D MTG TR ADMT_25-NQM1 | 6/25/2070 | 5.790 | 45972 | 45971 | 46263 |
| ACRA TRUST ACRA_24-NQM1 | 10/25/2064 | 5.608 | 42842 | 42820 | 42976 |
| ADJUSTABLE RATE MORTGAGE TRUST ARMT_04-2 | 2/25/2035 | 5.776 | 9 | 9 | 9 |

---

------

**Ameriprise Certificate Company**

**Schedule I — Investments in Securities of Unaffiliated Issuers (continued)**

**June 30, 2025**

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **(in thousands, except rate)**<br>**Issuer** | **Maturity <br>Date** | **Coupon <br>Rate** | **Principal <br>Amount of<br>Bonds &<br>Notes or #<br>of Shares** | **Amortized<br>Cost (Notes<br>a & b)** | **Carrying<br>Value <br>(Note a)** |

---

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| ANGEL OAK MORTGAGE TRUST AOMT_ | 2/25/2055 | 6.105 | 13127 | 13127 | 13127 |
| ANGEL OAK MORTGAGE TRUST AOMT_20-2 | 1/26/2065 | 2.531 | 1142 | 1151 | 1079 |
| ANGEL OAK MORTGAGE TRUST AOMT_20-3 | 4/25/2065 | 1.691 | 2599 | 2597 | 2450 |
| ANGEL OAK MORTGAGE TRUST AOMT_20-5 | 5/25/2065 | 1.373 | 2193 | 2191 | 2083 |
| ANGEL OAK MORTGAGE TRUST AOMT_21-8 | 11/25/2066 | 1.820 | 8388 | 8385 | 7473 |
| ANGEL OAK MORTGAGE TRUST AOMT_22-1 | 12/25/2066 | 2.881 | 22070 | 22063 | 20663 |
| ANGEL OAK MORTGAGE TRUST AOMT_24-11 | 8/25/2069 | 5.700 | 18187 | 18179 | 18270 |
| ANGEL OAK MORTGAGE TRUST AOMT_24-12 | 10/25/2069 | 5.653 | 35262 | 35230 | 35439 |
| ANGEL OAK MORTGAGE TRUST AOMT_24-7 | 5/25/2069 | 5.621 | 31755 | 31786 | 31891 |
| ANGEL OAK MORTGAGE TRUST AOMT_24-8 | 5/27/2069 | 5.338 | 29258 | 29245 | 29279 |
| ANGEL OAK MORTGAGE TRUST AOMT_25-1 | 1/25/2070 | 5.691 | 39473 | 39459 | 39727 |
| ANGEL OAK MORTGAGE TRUST AOMT_25-2 | 2/25/2070 | 5.637 | 24220 | 24212 | 24355 |
| APS RESECURITIZATION TRUST APS_16-3 | 11/27/2046 | 6.684 | 1912 | 1911 | 3328 |
| APS RESECURITIZATION TRUST APS_16-3 | 11/27/2066 | 6.684 | 408 | 408 | 1443 |
| ARROYO MORTGAGE TRUST ARRW_19-1 | 1/25/2049 | 3.805 | 3202 | 3198 | 3111 |
| ARROYO MORTGAGE TRUST ARRW_19-3 | 10/25/2048 | 2.962 | 2351 | 2349 | 2207 |
| BANK OF AMERICA MORTGAGE SECURITIES BOAMS_04-E | 6/25/2034 | 5.749 | 433 | 431 | 415 |
| BRAVO RESIDENTIAL FUNDING TRUST BRAVO_20-RPL1 | 5/26/2059 | 2.500 | 5045 | 5070 | 4925 |
| BRAVO RESIDENTIAL FUNDING TRUST BRAVO_22-NQM1 | 9/25/2061 | 3.626 | 14278 | 14261 | 13983 |
| BRAVO RESIDENTIAL FUNDING TRUST BRAVO_24-NQM1 | 12/1/2063 | 5.943 | 22032 | 21999 | 22144 |
| BRAVO RESIDENTIAL FUNDING TRUST BRAVO_24-NQM2 | 2/25/2064 | 6.285 | 20010 | 19979 | 20192 |
| BRAVO RESIDENTIAL FUNDING TRUST BRAVO_24-NQM3 | 3/25/2064 | 6.191 | 35468 | 35421 | 35792 |
| BRAVO RESIDENTIAL FUNDING TRUST BRAVO_24-NQM6 | 8/1/2064 | 5.409 | 18041 | 18023 | 18059 |
| BRAVO RESIDENTIAL FUNDING TRUST BRAVO_25-NQM2 | 11/25/2064 | 5.678 | 32387 | 32373 | 32603 |
| BRAVO RESIDENTIAL FUNDING TRUST BRAVO_25-NQM3 | 3/25/2065 | 5.573 | 41989 | 41974 | 42198 |
| BUNKER HILL LOAN DEPOSITARY TRUST BHLD_19-2 | 7/25/2049 | 2.879 | 2515 | 2512 | 2453 |
| BUNKER HILL LOAN DEPOSITARY TRUST BHLD_19-3 | 11/25/2059 | 3.724 | 788 | 786 | 778 |
| CHASE MORTGAGE FINANCE CORPORATION CHASE_07-A1 | 2/25/2037 | 6.514 | 408 | 405 | 404 |
| CHNGE MORTGAGE TRUST CHNGE_23-1 | 3/25/2058 | 7.065 | 8934 | 8915 | 8959 |
| CHNGE MORTGAGE TRUST CHNGE_23-2 | 6/25/2058 | 6.525 | 20446 | 20407 | 20523 |
| CHNGE MORTGAGE TRUST CHNGE_23-3 | 7/25/2058 | 7.100 | 10807 | 10790 | 10903 |
| CIM TRUST CIM_25-I1 | 10/25/2069 | 5.655 | 35697 | 35687 | 35947 |
| CITIGROUP MORTGAGE LOAN TRUST INC CMLTI_15-RP2 CMLTI_15-PS1 | 9/25/2042 | 3.750 | 810 | 814 | 783 |
| COLT FUNDING LLC COLT_20-2R | 10/26/2065 | 1.325 | 3464 | 3462 | 3236 |
| COLT FUNDING LLC COLT_21-6 | 12/25/2066 | 1.907 | 14939 | 14934 | 13553 |
| COLT FUNDING LLC COLT_24-INV2 | 5/25/2069 | 6.421 | 12380 | 12369 | 12545 |
| COLT FUNDING LLC COLT_24-INV4 | 5/25/2069 | 5.607 | 20313 | 20297 | 20425 |
| COLT MORTGAGE LOAN TRUST COLT_ | 4/25/2070 | 5.794 | 14596 | 14734 | 14729 |
| COLT MORTGAGE LOAN TRUST COLT_22-1 | 12/27/2066 | 2.284 | 16413 | 16407 | 15008 |
| COLT MORTGAGE LOAN TRUST COLT_22-2 | 2/25/2067 | 2.994 | 10502 | 10499 | 9981 |
| COLT MORTGAGE LOAN TRUST COLT_23-2 | 7/25/2068 | 6.596 | 15382 | 15361 | 15494 |
| COLT MORTGAGE LOAN TRUST COLT_24-1 | 2/25/2069 | 5.835 | 9199 | 9184 | 9232 |
| COLT MORTGAGE LOAN TRUST COLT_24-2 | 4/25/2069 | 6.125 | 17539 | 17513 | 17671 |
| COLT MORTGAGE LOAN TRUST COLT_24-3 | 6/25/2069 | 6.393 | 30055 | 30022 | 30432 |
| COLT MORTGAGE LOAN TRUST COLT_24-4 | 7/25/2069 | 5.949 | 25246 | 25220 | 25444 |
| COLT MORTGAGE LOAN TRUST COLT_24-5 | 8/25/2069 | 5.123 | 43731 | 43695 | 43556 |
| COLT MORTGAGE LOAN TRUST COLT_24-6 | 11/25/2069 | 5.390 | 31057 | 31032 | 31015 |
| COLT MORTGAGE LOAN TRUST COLT_24-7 | 12/26/2069 | 5.538 | 32601 | 32580 | 32713 |
| COLT MORTGAGE LOAN TRUST COLT_25-3 | 3/25/2070 | 5.352 | 25302 | 25290 | 25352 |
| COLT MORTGAGE LOAN TRUST COLT_25-5 | 5/25/2070 | 5.536 | 35650 | 35650 | 35770 |

---

------

**Ameriprise Certificate Company**

**Schedule I — Investments in Securities of Unaffiliated Issuers (continued)**

**June 30, 2025**

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **(in thousands, except rate)**<br>**Issuer** | **Maturity <br>Date** | **Coupon <br>Rate** | **Principal <br>Amount of<br>Bonds &<br>Notes or #<br>of Shares** | **Amortized<br>Cost (Notes<br>a & b)** | **Carrying<br>Value <br>(Note a)** |

---

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| COUNTRYWIDE HOME LOANS CWHL_03-46 | 1/19/2034 | 6.514 | 612 | 623 | 593 |
| CREDIT SUISSE MORTGAGE TRUST CSMC_17-FHA1 | 4/25/2047 | 3.250 | 7141 | 7188 | 6516 |
| CREDIT SUISSE MORTGAGE TRUST CSMC_17-RPL1 | 7/25/2057 | 2.750 | 3701 | 3695 | 3602 |
| CREDIT SUISSE MORTGAGE TRUST CSMC_17-RPL3 | 8/1/2057 | 4.000 | 12724 | 13059 | 11886 |
| CREDIT SUISSE MORTGAGE TRUST CSMC_19-AFC1 | 7/25/2049 | 3.573 | 4535 | 4530 | 4381 |
| CREDIT SUISSE MORTGAGE TRUST CSMC_19-NQM1 | 10/25/2059 | 3.656 | 442 | 441 | 435 |
| CREDIT SUISSE MORTGAGE TRUST CSMC_22-ATH1 | 1/25/2067 | 2.870 | 10394 | 10388 | 10039 |
| CREDIT SUISSE MORTGAGE TRUST CSMC_22-ATH2 | 5/25/2067 | 4.547 | 14309 | 14304 | 14216 |
| CROSS MORTGAGE TRUST CROSS_23-H2 | 11/25/2068 | 7.135 | 32001 | 31955 | 32514 |
| CROSS MORTGAGE TRUST CROSS_24-H2 | 4/25/2069 | 6.093 | 21335 | 21306 | 21495 |
| CROSS MORTGAGE TRUST CROSS_24-H3 | 6/25/2069 | 6.272 | 15772 | 15751 | 15934 |
| CROSS MORTGAGE TRUST CROSS_24-H4 | 7/25/2069 | 6.347 | 14205 | 14183 | 14344 |
| CROSS MORTGAGE TRUST CROSS_24-H5 | 8/26/2069 | 5.854 | 8442 | 8432 | 8501 |
| CROSS MORTGAGE TRUST CROSS_25-H1 | 2/25/2070 | 5.735 | 18910 | 18895 | 19041 |
| CROSS MORTGAGE TRUST CROSS_25-H3 | 5/25/2070 | 5.883 | 29458 | 29457 | 29751 |
| CSMC TRUST CSMC_21-NQM8 | 10/25/2066 | 1.841 | 19573 | 19569 | 17894 |
| DEEPHAVEN RESIDENTIAL MORTGAGE TRUST DRMT_22-1 | 1/25/2067 | 2.205 | 15838 | 15828 | 14599 |
| DEEPHAVEN RESIDENTIAL MORTGAGE TRUST DRMT_24-1 | 7/25/2069 | 5.735 | 40480 | 40466 | 40677 |
| ELLINGTON FINANCIAL MORTGAGE TRUST EFMT_19-2 | 11/25/2059 | 2.739 | 2528 | 2525 | 2431 |
| ELLINGTON FINANCIAL MORTGAGE TRUST EFMT_22-1 | 1/25/2067 | 2.206 | 17575 | 17570 | 15531 |
| ELLINGTON FINANCIAL MORTGAGE TRUST EFMT_24-INV2 | 10/25/2069 | 5.035 | 14290 | 14285 | 14196 |
| ELLINGTON FINANCIAL MORTGAGE TRUST EFMT_24-NQM1 | 11/25/2069 | 5.708 | 39671 | 39647 | 39939 |
| ELLINGTON FINANCIAL MORTGAGE TRUST EFMT_25-INV1 | 3/25/2070 | 5.626 | 14369 | 14363 | 14462 |
| ELLINGTON FINANCIAL MORTGAGE TRUST EFMT_25-NQM1 | 1/25/2070 | 5.668 | 25608 | 25594 | 25742 |
| FIRST HORIZON ALTERNATIVE MORTGAGE SECURITIES FHAMS_04-AA4 | 10/25/2034 | 5.235 | 91 | 92 | 90 |
| GCAT GCAT_24-NQM2 | 6/25/2059 | 6.085 | 26827 | 26787 | 27069 |
| GCAT_19-NQM3 | 11/25/2059 | 3.686 | 2137 | 2135 | 2073 |
| GCAT_22-HX1 | 12/27/2066 | 2.885 | 12633 | 12628 | 11851 |
| GMAC MORTGAGE CORPORATION LOAN TRUST GMACM_04-AR2 | 8/19/2034 | 5.118 | 111 | 111 | 100 |
| GMAC MORTGAGE CORPORATION LOAN TRUST GMACM_04-AR2 | 8/19/2034 | 4.494 | 92 | 92 | 86 |
| GS MORTGAGE SECURITIES TRUST GSMBS_18-RPL1 | 10/25/2057 | 3.750 | 3428 | 3405 | 3361 |
| GSR MORTGAGE LOAN TRUST GSR_05-AR1 | 1/25/2035 | 6.937 | 375 | 376 | 364 |
| HARBORVIEW MORTGAGE LOAN TRUST HVMLT_04-1 | 4/19/2034 | 6.400 | 81 | 82 | 80 |
| HARBORVIEW MORTGAGE LOAN TRUST HVMLT_04-10 | 1/19/2035 | 5.308 | 71 | 71 | 66 |
| HARBORVIEW MORTGAGE LOAN TRUST HVMLT_04-4 | 6/19/2034 | 5.548 | 20 | 20 | 19 |
| HARBORVIEW MORTGAGE LOAN TRUST HVMLT_04-6 | 8/19/2034 | 7.789 | 25 | 25 | 25 |
| HARBORVIEW MORTGAGE LOAN TRUST HVMLT_04-7 | 11/19/2034 | 5.733 | 132 | 131 | 126 |
| HOMES TRUST HOMES_24-AFC1 | 8/25/2059 | 5.224 | 21955 | 21940 | 21903 |
| HOMES TRUST HOMES_25-NQM1 | 1/25/2070 | 5.554 | 42888 | 42876 | 43051 |
| HOMES TRUST HOMES_25-NQM2 | 2/25/2070 | 5.425 | 21088 | 21084 | 21130 |
| HOMES_23-NQM2 | 2/25/2068 | 6.456 | 38469 | 38447 | 38631 |
| HOMES_24-NQM2 | 10/25/2069 | 5.717 | 16214 | 16198 | 16274 |
| IMPERIAL FUND MORTGAGE TRUST IMPRL_21-NQM4 | 1/25/2057 | 2.091 | 21325 | 21320 | 18681 |
| IMPERIAL FUND MORTGAGE TRUST IMPRL_23-NQM1 | 2/25/2068 | 5.941 | 15734 | 15715 | 15713 |
| JP MORGAN MORTGAGE TRUST JPMMT_24-HE3 | 2/25/2055 | 5.502 | 17303 | 17303 | 17268 |
| JP MORGAN MORTGAGE TRUST JPMMT_25-VIS1 | 8/25/2055 | 0.000 | 49031 | 49030 | 49352 |
| JPMMT_25-NQM2 | 9/25/2065 | 5.567 | 14742 | 14741 | 14826 |
| MELLO MORTGAGE CAPITAL ACCEPTANCE MELLO_21-INV3 | 10/25/2051 | 2.500 | 19600 | 19853 | 15976 |
| MERRILL LYNCH MORTGAGE INVESTORS INC MLMI_05-A1 | 12/25/2034 | 6.912 | 51 | 51 | 52 |
| MERRILL LYNCH MORTGAGE INVESTORS INC MLMI_05-A2 | 2/25/2035 | 5.519 | 297 | 297 | 283 |

---

------

**Ameriprise Certificate Company**

**Schedule I — Investments in Securities of Unaffiliated Issuers (continued)**

**June 30, 2025**

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **(in thousands, except rate)**<br>**Issuer** | **Maturity <br>Date** | **Coupon <br>Rate** | **Principal <br>Amount of<br>Bonds &<br>Notes or #<br>of Shares** | **Amortized<br>Cost (Notes<br>a & b)** | **Carrying<br>Value <br>(Note a)** |

---

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| MERRILL LYNCH MORTGAGE INVESTORS TRUST MLCC_04-1 | 12/25/2034 | 5.419 | 59 | 59 | 56 |
| MERRILL LYNCH MORTGAGE INVESTORS TRUST MLMI_03-A5 | 8/25/2033 | 6.726 | 126 | 125 | 123 |
| METLIFE SECURITIZATION TRUST MST_17-1A | 4/25/2055 | 3.000 | 3730 | 3741 | 3570 |
| METLIFE SECURITIZATION TRUST MST_18-1A | 3/25/2057 | 3.750 | 4299 | 4299 | 4173 |
| MFA TRUST MFRA_20-NQM3 | 1/26/2065 | 1.014 | 1246 | 1245 | 1181 |
| MFA TRUST MFRA_23-NQM4 | 12/25/2068 | 6.105 | 16482 | 16466 | 16580 |
| MFA TRUST MFRA_24-NQM1 | 3/25/2069 | 6.579 | 6665 | 6656 | 6758 |
| MFA TRUST MFRA_24-NQM2 | 8/25/2069 | 5.272 | 18676 | 18662 | 18637 |
| MFA TRUST MFRA_24-NQM3 | 12/25/2069 | 5.722 | 22219 | 22200 | 22357 |
| MFA TRUST MFRA_25-NQM2 | 5/27/2070 | 5.675 | 12805 | 12805 | 12864 |
| MILL CITY MORTGAGE LOAN TRUST MCMLT_17-3 | 1/25/2061 | 2.750 | 17 | 17 | 17 |
| MILL CITY MORTGAGE TRUST MCMLT_18-3 | 8/25/2058 | 3.482 | 1311 | 1319 | 1289 |
| MILL CITY MORTGAGE TRUST MCMLT_19-1 | 10/25/2069 | 3.250 | 2731 | 2741 | 2657 |
| MILL CITY MORTGAGE TRUST MCMLT_19-GS1 | 7/25/2059 | 2.750 | 2910 | 2911 | 2834 |
| MORGAN STANLEY MORTGAGE LOAN TRUST MSM_04-10AR | 11/25/2034 | 5.864 | 176 | 178 | 170 |
| MORGAN STANLEY MORTGAGE LOAN TRUST MSM_04-10AR | 11/25/2034 | 5.619 | 34 | 35 | 32 |
| MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST MSRM_24-NQM3 | 7/25/2069 | 5.044 | 19839 | 19820 | 19736 |
| MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST MSRM_24-NQM5 | 10/25/2069 | 5.649 | 13766 | 13758 | 13845 |
| MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST MSRM_25-NQM1 | 11/25/2069 | 5.738 | 16213 | 16206 | 16330 |
| MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST MSRM_25-NQM2 | 1/25/2070 | 5.627 | 39398 | 39383 | 39645 |
| NATIONSTAR MORTGAGE LOAN TRUST NSMLT_13-A | 12/25/2052 | 3.750 | 421 | 428 | 403 |
| NEW RESIDENTIAL MORTGAGE LOAN TRUST NRZT_14-3A | 11/25/2054 | 3.750 | 992 | 1006 | 937 |
| NEW RESIDENTIAL MORTGAGE LOAN TRUST NRZT_16-1A | 3/25/2056 | 3.750 | 2776 | 2848 | 2645 |
| NEW RESIDENTIAL MORTGAGE LOAN TRUST NRZT_16-2A | 11/26/2035 | 3.750 | 1875 | 1904 | 1815 |
| NEW RESIDENTIAL MORTGAGE LOAN TRUST NRZT_16-3A | 9/25/2056 | 3.750 | 5346 | 5477 | 5082 |
| NEW RESIDENTIAL MORTGAGE LOAN TRUST NRZT_16-4A | 11/25/2056 | 3.750 | 5527 | 5622 | 5242 |
| NEW RESIDENTIAL MORTGAGE LOAN TRUST NRZT_17-1A | 2/25/2057 | 4.000 | 4453 | 4527 | 4328 |
| NEW RESIDENTIAL MORTGAGE LOAN TRUST NRZT_17-2A | 3/25/2057 | 4.000 | 5479 | 5605 | 5296 |
| NEW RESIDENTIAL MORTGAGE LOAN TRUST NRZT_17-3A | 4/25/2057 | 4.000 | 5797 | 5927 | 5596 |
| NEW RESIDENTIAL MORTGAGE LOAN TRUST NRZT_17-6A | 8/27/2057 | 4.000 | 4288 | 4365 | 4113 |
| NEW RESIDENTIAL MORTGAGE LOAN TRUST NRZT_19-NQM4 | 9/25/2059 | 2.492 | 902 | 901 | 859 |
| NEW RESIDENTIAL MORTGAGE LOAN TRUST NRZT_19-RPL3 | 7/25/2059 | 2.750 | 5564 | 5642 | 5337 |
| NEW RESIDENTIAL MORTGAGE LOAN TRUST NRZT_24-NQM1 | 3/25/2064 | 6.129 | 14087 | 14069 | 14194 |
| NEW RESIDENTIAL MORTGAGE LOAN TRUST NRZT_25-NQM1 | 1/25/2065 | 5.643 | 23904 | 23903 | 24150 |
| NEW YORK MORTGAGE TRUST NYMT_24-BPL3 | 9/25/2039 | 5.268 | 23625 | 23625 | 23551 |
| OBX TRUST OBX_21-INV1 | 9/25/2051 | 2.500 | 17921 | 18128 | 14579 |
| OBX TRUST OBX_23-NQM10 | 10/25/2063 | 6.465 | 14081 | 14066 | 14223 |
| OBX TRUST OBX_23-NQM8 | 9/25/2063 | 7.045 | 20533 | 20509 | 20817 |
| OBX TRUST OBX_24-NQM17 | 11/25/2064 | 5.610 | 26480 | 26461 | 26616 |
| OCEANVIEW MORTGAGE LOAN TRUST OVMLT_20-1 | 5/28/2050 | 1.733 | 1331 | 1330 | 1249 |
| ONSLOW BAY FINANCIAL LLC OBX_23-NQM7 | 4/25/2063 | 6.844 | 13534 | 13739 | 13704 |
| ONSLOW BAY FINANCIAL LLC OBX_24-NM10 | 5/25/2064 | 6.180 | 27035 | 26998 | 27342 |
| ONSLOW BAY FINANCIAL LLC OBX_24-NQM18 | 10/25/2064 | 5.778 | 34306 | 34272 | 34375 |
| ONSLOW BAY FINANCIAL LLC OBX_24-NQM2 | 12/25/2063 | 5.878 | 23292 | 23267 | 23409 |
| ONSLOW BAY FINANCIAL LLC OBX_24-NQM3 | 12/25/2063 | 6.129 | 11687 | 11672 | 11784 |
| ONSLOW BAY FINANCIAL LLC OBX_24-NQM4 | 1/25/2064 | 6.067 | 25252 | 25220 | 25445 |
| ONSLOW BAY FINANCIAL LLC OBX_24-NQM5 | 1/25/2064 | 5.988 | 15741 | 15719 | 15852 |
| ONSLOW BAY FINANCIAL LLC OBX_25-NQM2 | 11/25/2064 | 5.597 | 46424 | 46393 | 46678 |

---

------

**Ameriprise Certificate Company**

**Schedule I — Investments in Securities of Unaffiliated Issuers (continued)**

**June 30, 2025**

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **(in thousands, except rate)**<br>**Issuer** | **Maturity <br>Date** | **Coupon <br>Rate** | **Principal <br>Amount of<br>Bonds &<br>Notes or #<br>of Shares** | **Amortized<br>Cost (Notes<br>a & b)** | **Carrying<br>Value <br>(Note a)** |

---

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| ONSLOW BAY FINANCIAL LLC OBX_25-NQM4 | 2/25/2055 | 5.400 | 33419 | 33404 | 33514 |
| PRKCM TRUST PRKCM_23-AFC2 | 6/25/2058 | 6.482 | 28236 | 28199 | 28360 |
| PRKCM TRUST PRKCM_23-AFC4 | 11/25/2058 | 7.225 | 18070 | 18048 | 18359 |
| PRKCM TRUST PRKCM_24-AFC1 | 3/25/2059 | 6.333 | 30798 | 30743 | 31067 |
| PRKCM TRUST PRKCM_24-HOME1 | 5/25/2059 | 6.431 | 37368 | 37312 | 37863 |
| PRKCM TRUST PRKCM_25-HOME1 | 2/25/2060 | 5.546 | 19537 | 19532 | 19633 |
| PRPM ADVISORS LLC PRPM_24-NQM4 | 12/26/2069 | 5.674 | 14546 | 14540 | 14630 |
| PRPM ADVISORS LLC PRPM_25-NQM1 | 11/25/2069 | 5.755 | 18187 | 18179 | 18333 |
| PRPM LLC PRPM_23-NQM3 | 11/25/2068 | 6.221 | 17186 | 17174 | 17321 |
| PRPM LLC PRPM_24-NQM1 | 12/25/2068 | 6.265 | 25081 | 25058 | 25317 |
| PRPM LLC PRPM_24-NQM2 | 6/25/2069 | 6.327 | 40453 | 40416 | 40965 |
| RUN_22-NQM1 | 3/25/2067 | 4.000 | 7624 | 7571 | 7536 |
| SASC_03-24A | 7/25/2033 | 6.618 | 146 | 147 | 142 |
| STAR_20-3 | 4/25/2065 | 1.486 | 1026 | 1026 | 996 |
| STARWOOD MORTGAGE RESIDENTIAL TRUST STAR_22-1 | 12/25/2066 | 2.447 | 19759 | 19752 | 17606 |
| TOWD POINT MORTGAGE TRUST TPMT_17-4 | 6/25/2057 | 2.750 | 2544 | 2544 | 2480 |
| TOWD POINT MORTGAGE TRUST TPMT_19-HY1 | 10/25/2048 | 5.434 | 1106 | 1108 | 1107 |
| UNITED WHOLESALE MORTGAGE LLC UWM _21-INV2 | 9/25/2051 | 2.500 | 19291 | 19589 | 15724 |
| VERUS SECURITIZATION TRUST VERUS_19-INV3 | 11/25/2059 | 2.692 | 1063 | 1062 | 1047 |
| VERUS SECURITIZATION TRUST VERUS_21-7 | 10/25/2066 | 1.829 | 12750 | 12748 | 11458 |
| VERUS SECURITIZATION TRUST VERUS_21-R1 | 10/25/2063 | 0.820 | 2412 | 2411 | 2322 |
| VERUS SECURITIZATION TRUST VERUS_22-1 | 1/25/2067 | 2.724 | 14508 | 14503 | 13578 |
| VERUS SECURITIZATION TRUST VERUS_23-4 | 5/25/2068 | 5.811 | 16271 | 16250 | 16273 |
| VERUS SECURITIZATION TRUST VERUS_23-8 | 12/25/2068 | 6.259 | 15777 | 15754 | 15917 |
| VERUS SECURITIZATION TRUST VERUS_24-2 | 2/25/2069 | 6.095 | 28462 | 28422 | 28696 |
| VERUS SECURITIZATION TRUST VERUS_24-INV1 | 3/25/2069 | 6.116 | 12488 | 12476 | 12613 |
| VERUS SECURITIZATION TRUST VERUS_25-2 | 3/25/2070 | 5.307 | 39749 | 39730 | 39801 |
| VERUS SECURITIZATION TRUST VERUS_25-INV1 | 2/25/2070 | 5.548 | 43225 | 43207 | 43464 |
| VISIO_19-2 | 11/25/2054 | 2.722 | 2378 | 2371 | 2330 |
| WAMU MORTGAGE PASS-THROUGH CERTIFICATES WAMU_03-AR6 | 6/25/2033 | 6.339 | 134 | 134 | 132 |
| WAMU MORTGAGE PASS-THROUGH CERTIFICATES WAMU_04-AR10 | 7/25/2044 | 5.319 | 136 | 136 | 131 |
| WAMU MORTGAGE PASS-THROUGH CERTIFICATES WAMU_05-AR3 | 3/25/2035 | 5.077 | 296 | 297 | 279 |
| WAMU MORTGAGE PASS-THROUGH CERTIFICATES WAMU_05-AR4 | 4/25/2035 | 4.388 | 652 | 650 | 616 |
| WELLS FARGO MORTGAGE BACKED SECURITIES TRUST WFMBS_04-K | 7/25/2034 | 6.571 | 214 | 220 | 219 |
| **TOTAL NON-AGENCY RESIDENTIAL MORTGAGE BACKED SECURITIES** | **TOTAL NON-AGENCY RESIDENTIAL MORTGAGE BACKED SECURITIES** |  |  | 2917611 | 2899346 |
| **TOTAL RESIDENTIAL MORTGAGE BACKED SECURITIES** |  |  |  | 5778179 | 5737293 |

---

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **ASSET BACKED SECURITIES** | | | | | |
| AFFIRM ASSET SECURITIZATION TRUST AFFRM_23-B | 9/15/2028 | 6.820 | 45000 | 45051 | 45240 |
| AFFIRM ASSET SECURITIZATION TRUST AFFRM_24-X2 | 12/17/2029 | 5.220 | 13854 | 13853 | 13853 |
| AFFIRM ASSET SECURITIZATION TRUST AFFRM_24-A | 2/15/2029 | 5.610 | 25000 | 24999 | 25122 |
| AFFIRM ASSET SECURITIZATION TRUST AFFRM_24-X1 | 5/15/2029 | 6.270 | 2038 | 2038 | 2039 |
| ALLY AUTO RECEIVABLES TRUST ALLYA_22-3 | 4/15/2027 | 5.070 | 5087 | 5087 | 5093 |
| APIDOS CLO APID_15-20A | 7/16/2031 | 5.622 | 7207 | 7207 | 7212 |
| APIDOS CLO APID_20-33A | 4/24/2038 | 5.575 | 22000 | 22000 | 22052 |
| BAIN CAPITAL CREDIT CLO BCC_23 | 7/16/2038 | 6.011 | 12570 | 12570 | 12608 |
| BABSON CLO LTD BABSN_23-1A | 4/20/2038 | 1.400 | 40000 | 40000 | 40133 |
| BROAD RIVER BSL FUNDING CLO BDRVR_20-1 | 7/20/2034 | 5.704 | 16000 | 16000 | 16000 |
| CRB SECURITIZATION TRUST CRB_23-1 | 10/20/2033 | 6.960 | 3170 | 3170 | 3182 |
| CARLYLE GLOBAL MARKET STRATEGIES CGMS_13-3A | 10/15/2030 | 5.618 | 400 | 400 | 400 |

---

------

**Ameriprise Certificate Company**

**Schedule I — Investments in Securities of Unaffiliated Issuers (continued)**

**June 30, 2025**

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **(in thousands, except rate)**<br>**Issuer** | **Maturity <br>Date** | **Coupon <br>Rate** | **Principal <br>Amount of<br>Bonds &<br>Notes or #<br>of Shares** | **Amortized<br>Cost (Notes<br>a & b)** | **Carrying<br>Value <br>(Note a)** |

---

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| CARLYLE GLOBAL MARKET STRATEGIES CGMS_14-1A | 4/17/2031 | 5.511 | 6914 | 6818 | 6920 |
| CARMAX AUTO OWNER TRUST CARMX_24-1 | 3/15/2027 | 5.300 | 6390 | 6390 | 6395 |
| CARVANA AUTO RECEIVABLES TRUST CRVNA_23-N4 | 1/10/2028 | 6.420 | 10304 | 10304 | 10345 |
| CARVANA AUTO RECEIVABLES TRUST CRVNA_24-P2 | 11/10/2027 | 5.630 | 3688 | 3688 | 3693 |
| CERBERUS ONSHORE CLO LLC CERB_24-3 | 7/15/2036 | 6.006 | 25000 | 25000 | 25074 |
| CITIZENS AUTO RECEIVABLES TRUST CITZN_24-1 | 10/15/2026 | 4.904 | 6650 | 6650 | 6651 |
| COLLEGE LOAN CORPORATION TRUST COLLE_02-2 | 3/1/2042 | 5.957 | 10000 | 8369 | 9752 |
| DLLAA LLC DLLAA_23-1 | 7/20/2026 | 5.930 | 1609 | 1609 | 1610 |
| DT AUTO OWNER TRUST DTAOT_23-3 | 8/16/2027 | 6.290 | 833 | 833 | 834 |
| DE LAGE LANDEN FINANCIAL SERVICES INC DLLST_24-1 | 1/20/2026 | 5.330 | 4440 | 4440 | 4443 |
| DRYDEN SENIOR LOAN FUND DRSLF_18-55A | 4/15/2031 | 5.538 | 4758 | 4758 | 4759 |
| ELMWOOD CLO 21 LTD ELM21_23-8A | 10/20/2036 | 5.929 | 50000 | 50000 | 50200 |
| ENT AUTO RECEIVABLES TRUST ENT_23-1 | 8/16/2027 | 6.220 | 851 | 851 | 851 |
| FLAGSHIP CREDIT AUTO TRUST FCAT_23-3 | 7/15/2027 | 5.890 | 784 | 784 | 784 |
| FOURSIGHT CAPITAL AUTOMOBILE RECEIVABLES TRUST FCRT_23-2 | 5/15/2028 | 5.990 | 4188 | 4187 | 4209 |
| FOURSIGHT CAPITAL AUTOMOBILE RECEIVABLES TRUST FCRT_23-1 | 12/15/2027 | 5.390 | 3120 | 3120 | 3122 |
| GECU AUTO RECEIVABLES TRUST GECU_23-1 | 3/15/2027 | 5.950 | 386 | 386 | 387 |
| GLS AUTO SELECT RECEIVABLES TRUST GSAR_23-2 | 6/15/2028 | 6.370 | 7110 | 7110 | 7149 |
| GLS AUTO SELECT RECEIVABLES TRUST GSAR_24-3 | 10/15/2029 | 5.590 | 11401 | 11400 | 11512 |
| GOLDENTREE LOAN MANAGEMENT US CLO 1 LTD GLM_21-9A | 4/20/2037 | 5.772 | 20000 | 20000 | 20061 |
| GOLDENTREE LOAN MANAGEMENT US | 1/20/2039 | 5.552 | 50000 | 50000 | 50088 |
| GOLUB CAPITAL PARTNERS CLO LTD GOCAP_19-46A | 4/20/2037 | 6.082 | 20000 | 20000 | 20061 |
| GREENSKY HOME IMPROVEMENT ISSUER TRUST GSKY_24-2 | 10/27/2059 | 5.250 | 17209 | 17209 | 17250 |
| GREENSTATE AUTO RECEIVABLES TRUST GRNST_24-1 | 8/16/2027 | 5.530 | 10263 | 10263 | 10265 |
| 321 HENDERSON RECEIVABLES LLC HENDR_10-3A | 12/15/2048 | 3.820 | 142 | 142 | 140 |
| MADISON PARK FUNDING LTD MDPK_21-48A | 4/19/2033 | 5.684 | 45399 | 45383 | 45508 |
| MAGNETITE CLO LIMITED MAGNE_20-26 | 1/25/2038 | 5.432 | 25000 | 25000 | 25077 |
| MARLETTE FUNDING TRUST MFT_23-4 | 12/15/2033 | 7.130 | 7803 | 7802 | 7867 |
| NAVIENT STUDENT LOAN TRUST NAVSL_18-DA | 12/15/2059 | 5.226 | 2775 | 2770 | 2768 |
| OCCU AUTO RECEIVABLES TRUST OCCU_23-1 | 4/15/2027 | 6.230 | 2035 | 2035 | 2037 |
| OCTAGON INVESTMENT PARTNERS OCT 48_20-3A | 1/15/2038 | 5.616 | 25000 | 25000 | 25049 |
| OAK HILL CREDIT PARTNERS OAKC_23-14 | 4/20/2038 | 5.972 | 5000 | 5000 | 5014 |
| OAKC_21-8A | 1/20/2038 | 5.552 | 30000 | 30000 | 30117 |
| ODART_19-1A | 9/14/2027 | 3.630 | 5236 | 5209 | 5219 |
| ONEMAIN FINANCIAL ISSUANCE TRUST OMFIT_22-S1 | 5/14/2035 | 4.130 | 14310 | 14243 | 14257 |
| ONEMAIN DIRECT AUTO RECEIVABLES TRUST ODART_21-1A | 7/14/2028 | 0.870 | 3424 | 3401 | 3401 |
| ONEMAIN FINANCIAL ISSUANCE TRUST OMFIT_22-2 | 10/14/2034 | 4.890 | 6203 | 6193 | 6201 |
| OPORTUN FUNDING LLC OPTN_24-2 | 2/9/2032 | 5.860 | 4180 | 4180 | 4184 |
| OPORTUN FUNDING LLC OPTN_25-B | 5/9/2033 | 4.880 | 23700 | 23696 | 23848 |
| PAGAYA POINT OF SALE HOLDINGS | 1/20/2034 | 5.715 | 40000 | 40000 | 40269 |
| PAGAYA AI DEBT SELECTION TRUST PAID_24-10 | 6/15/2032 | 5.529 | 31491 | 31491 | 31491 |
| PAGAYA AI DEBT GRANTOR TRUST PAID_24-8 | 1/15/2032 | 5.331 | 5544 | 5544 | 5552 |
| PAGAYA AI DEBT GRANTOR TRUST PAID_24-7 | 12/15/2031 | 6.117 | 12513 | 12513 | 12641 |
| PAGAYA AI DEBT GRANTOR TRUST PAID_25-2 | 10/15/2032 | 4.961 | 33625 | 33625 | 33562 |
| PAGAYA AI DEBT SELECTION TRUST PAID_24-9 | 3/15/2032 | 5.065 | 19538 | 19538 | 19534 |
| PAGAYA AI DEBT TRUST PAID_25-4 | 1/17/2033 | 5.373 | 25120 | 25120 | 25156 |
| PAGAYA AI DEBT SELECTION TRUST PAID_24-3 | 10/15/2031 | 6.258 | 7160 | 7160 | 7203 |
| PAGAYA AI DEBT SELECTION TRUST PAID_22-5 | 6/17/2030 | 8.096 | 1511 | 1511 | 1517 |
| PAGAYA AI DEBT SELECTION TRUST PAID_24-6 | 11/15/2031 | 6.093 | 4391 | 4391 | 4425 |
| PAGAYA AI DEBT SELECTION TRUST PAID_23-7 | 7/15/2031 | 7.549 | 727 | 727 | 727 |

---

------

**Ameriprise Certificate Company**

**Schedule I — Investments in Securities of Unaffiliated Issuers (continued)**

**June 30, 2025**

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **(in thousands, except rate)**<br>**Issuer** | **Maturity <br>Date** | **Coupon <br>Rate** | **Principal <br>Amount of<br>Bonds &<br>Notes or #<br>of Shares** | **Amortized<br>Cost (Notes<br>a & b)** | **Carrying<br>Value <br>(Note a)** |

---

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| PALMER SQUARE CLO LTD PLMRS_21-2A | 2/15/2038 | 5.522 | 25000 | 25000 | 25034 |
| RESEARCH-DRIVEN PAGAYA MOTOR ASSET TRUST RPM_23-4 | 3/25/2032 | 7.540 | 10688 | 10688 | 10783 |
| PRESTON RIDGE PARTNERS MORTGAGE | 2/27/2034 | 5.149 | 50000 | 50000 | 50263 |
| SMB PRIVATE EDUCATION LOAN TRUST SMB_21-A | 1/15/2053 | 5.156 | 9714 | 9526 | 9658 |
| SPACE COAST CREDIT UNION SCCU_23-1 | 5/17/2027 | 5.850 | 3019 | 3019 | 3021 |
| SMB PRIVATE EDUCATION LOAN TRUST SMB_17-B | 10/15/2035 | 2.820 | 777 | 777 | 766 |
| THEOREM FUNDING TRUST THRM_22-3 | 4/15/2029 | 7.600 | 990 | 989 | 992 |
| THEOREM FUNDING TRUST THRM_22-2 | 12/15/2028 | 6.060 | 478 | 478 | 479 |
| UPSTART SECURITIZATION TRUST UPST_23-3 | 10/20/2033 | 6.900 | 6423 | 6413 | 6464 |
| WESTLAKE AUTOMOBILE RECEIVABLES TRUST WLAKE_23-1 | 2/16/2027 | 5.890 | 4700 | 4700 | 4715 |
| WESTLAKE AUTOMOBILE RECEIVABLES TRUST WLAKE_24-2 | 8/16/2027 | 5.750 | 17441 | 17441 | 17495 |
| **TOTAL ASSET BACKED SECURITIES** |  |  |  | 977249 | 981783 |

---

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **COMMERCIAL MORTGAGE BACKED SECURITIES** | | | | | |
| **AGENCY COMMERCIAL MORTGAGE BACKED SECURITIES** | | | | | |
| FREDDIE MAC A-20KF53 | 10/25/2025 | 4.855 | 4862 | 4862 | 4862 |
| FREDDIE MAC A-20KF55 | 11/25/2025 | 4.936 | 6361 | 6362 | 6358 |
| FREDDIE MAC A-20KF58 | 1/25/2026 | 4.926 | 17988 | 17993 | 18002 |
| FREDDIE MAC A-20KF60 | 2/25/2026 | 4.916 | 8732 | 8735 | 8737 |
| FREDDIE MAC KF67 | 8/25/2029 | 4.946 | 11779 | 11683 | 11794 |
| FREDDIE MAC KF76 | 1/25/2030 | 4.932 | 2791 | 2760 | 2799 |
| FREDDIE MAC K-F120 | 8/25/2031 | 4.505 | 32454 | 31491 | 32065 |
| GINNIE MAE AG-2017-171 | 10/16/2048 | 2.250 | 2632 | 2623 | 2506 |
| **TOTAL AGENCY COMMERCIAL MORTGAGE BACKED SECURITIES** |  |  |  | 86509 | 87123 |

---

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| **NON-AGENCY COMMERCIAL MORTGAGE BACKED SECURITIES** | | | | | | |
| 280 PARK AVENUE MORTGAGE TRUST PRK_17-280P | 9/15/2034 | 5.492 | 40000 | 40000 | 39625 |  |
| BARCLAYS COMMERCIAL MORTGAGE SECURITIES LLC BBCMS_19-BWAY | 11/15/2034 | 5.400 | 9876 | 9875 | 6396 | c |
| BHMS MORTGAGE TRUST BHMS_18-ATLS | 7/15/2035 | 5.859 | 40000 | 40000 | 39977 |  |
| BX COMMERCIAL MORTGAGE TRUST BX_22-PSB | 8/15/2039 | 6.763 | 19152 | 19148 | 19146 |  |
| BX COMMERCIAL MORTGAGE TRUST BX_21-SOAR | 6/15/2038 | 5.096 | 23067 | 23050 | 23060 |  |
| BX COMMERCIAL MORTGAGE TRUST BX_21-XL2 | 10/15/2038 | 5.115 | 15862 | 15862 | 15857 |  |
| BX COMMERCIAL MORTGAGE TRUST BX_21-VOLT | 9/15/2036 | 5.126 | 28096 | 28097 | 28008 |  |
| BX COMMERCIAL MORTGAGE TRUST BX_18-GW | 5/15/2035 | 5.409 | 38592 | 38586 | 38507 |  |
| BX COMMERCIAL MORTGAGE TRUST BX_22-MVRK | 3/15/2039 | 5.779 | 13070 | 13070 | 13046 |  |
| COLONY MORTGAGE CAPITAL LTD CLNY_19-IKPR | 11/15/2038 | 5.805 | 16579 | 16571 | 16268 |  |
| COMM MORTGAGE TRUST COMM_19-521F | 6/15/2034 | 5.359 | 16510 | 16510 | 15404 |  |
| DBGS MORTGAGE TRUST DBGS_18-5BP | 6/15/2033 | 5.204 | 40000 | 39998 | 38180 |  |
| EXTENDED STAY AMERICA TRUST ESA_21-ESH | 7/15/2038 | 5.506 | 32396 | 32396 | 32407 |  |
| ILPT COMMERCIAL MORTGAGE PASS-THROUGH CERTIFICATES ILPT_22-LPF2 | 10/15/2039 | 6.557 | 21500 | 21494 | 21451 |  |
| JP MORGAN CHASE COMMERCIAL MORTGAGE SECURITIES TRUST JPMCC_18-ASH8 | 2/15/2035 | 5.409 | 9378 | 9377 | 9226 |  |
| LIFE FINANCIAL SERVICES TRUST LIFE_22-BMR2 | 5/15/2039 | 5.607 | 49000 | 48957 | 47469 |  |
| MORGAN STANLEY CAPITAL I TRUST MSC_18-BOP | 8/15/2033 | 5.209 | 12624 | 12624 | 10359 |  |
| MTN COMMERCIAL MORTGAGE TRUST MTN_22-LPFL | 3/15/2039 | 5.709 | 50000 | 49690 | 49969 |  |
| ONE NEW YORK PLAZA TRUST ONYP_20-1NYP | 1/15/2036 | 5.376 | 18200 | 18200 | 17597 |  |
| STAR_22-SFR3 | 5/17/2039 | 5.979 | 47228 | 47247 | 47301 |  |
| WELLS FARGO COMMERCIAL MORTGAGE TRUST WFCM_17-SMP | 12/15/2034 | 5.234 | 18500 | 18498 | 17114 |  |

---

------

**Ameriprise Certificate Company**

**Schedule I — Investments in Securities of Unaffiliated Issuers (continued)**

**June 30, 2025**

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **(in thousands, except rate)**<br>**Issuer** | **Maturity <br>Date** | **Coupon <br>Rate** | **Principal <br>Amount of<br>Bonds &<br>Notes or #<br>of Shares** | **Amortized<br>Cost (Notes<br>a & b)** | **Carrying<br>Value <br>(Note a)** |

---

---

| | | |
|:---|:---|:---|
| **TOTAL NON-AGENCY COMMERCIAL MORTGAGE BACKED SECURITIES** | 559,250 | 546,367 |
| **TOTAL COMMERCIAL MORTGAGE BACKED SECURITIES** | 645,759 | 633,490 |

---

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| **CORPORATE DEBT SECURITIES** | | | | | | |
| **BANKING** | | | | | | |
| WASHINGTON MUTUAL BANK/HENDERSON | 6/15/2011 |  | 1500 |  | 3 | c,d |
| **TOTAL BANKING** |  |  |  |  | 3 |  |
| **BASIC INDUSTRY** |  |  |  |  |  |  |
| LYONDELLBASELL INDUSTRIES NV | 10/1/2025 | 1.250 | 7377 | 7293 | 7306 |  |
| **TOTAL BASIC INDUSTRY** |  |  |  | 7293 | 7306 |  |
| **CAPITAL GOODS** |  |  |  |  |  |  |
| BAE SYSTEMS PLC | 12/15/2025 | 3.850 | 14841 | 14760 | 14782 |  |
| BERRY GLOBAL INC | 1/15/2026 | 1.570 | 20266 | 19815 | 19881 |  |
| L3HARRIS TECHNOLOGIES INC | 12/15/2026 | 3.850 | 4660 | 4596 | 4633 |  |
| **TOTAL CAPITAL GOODS** |  |  |  | 39171 | 39296 |  |
| **COMMUNICATIONS** |  |  |  |  |  |  |
| AMERICAN TOWER CORPORATION | 10/15/2026 | 3.375 | 3749 | 3688 | 3702 |  |
| CHARTER COMMUNICATIONS INC | 7/23/2025 | 4.908 | 53930 | 53902 | 53925 |  |
| **TOTAL COMMUNICATIONS** |  |  |  | 57590 | 57627 |  |
| **CONSUMER CYCLICAL** |  |  |  |  |  |  |
| FOOTBALL CLUB TERM NOTES | 10/5/2025 | 2.680 | 4000 | 3967 | 3972 |  |
| FOOTBALL CLUB TERM NOTES | 10/5/2025 | 2.680 | 1000 | 992 | 993 |  |
| **TOTAL CONSUMER CYCLICAL** |  |  |  | 4959 | 4965 |  |
| **CONSUMER NON CYCLICAL** |  |  |  |  |  |  |
| CAMPBELLS COMPANY | 3/20/2026 | 5.300 | 21466 | 21532 | 21555 |  |
| CONSTELLATION BRANDS INC | 12/6/2026 | 3.700 | 3725 | 3659 | 3695 |  |
| CVS HEALTH CORPORATION | 8/15/2026 | 3.000 | 5227 | 5130 | 5145 |  |
| GE HEALTHCARE TECHNOLOGIES INC | 11/15/2025 | 5.600 | 30247 | 30279 | 30310 |  |
| HCA HEALTHCARE INC | 2/15/2026 | 5.875 | 13500 | 13498 | 13512 |  |
| HCA-THE HEALTHCARE COMPANY | 6/15/2026 | 5.250 | 21190 | 21212 | 21220 |  |
| **TOTAL CONSUMER NON CYCLICAL** |  |  |  | 95310 | 95437 |  |
| **ELECTRIC** |  |  |  |  |  |  |
| AES CORPORATION (THE) | 1/15/2026 | 1.375 | 13670 | 13391 | 13410 |  |
| AMERICAN ELECTRIC POWER COMPANY INC | 10/1/2025 | 3.850 | 1955 | 1946 | 1949 |  |
| DOMINION ENERGY INC | 10/1/2025 | 3.900 | 7500 | 7471 | 7485 |  |
| FIRSTENERGY CORPORATION | 3/30/2026 | 5.150 | 1250 | 1245 | 1253 |  |
| NEXTERA ENERGY INC | 9/1/2025 | 5.749 | 25000 | 24989 | 25037 |  |
| **TOTAL ELECTRIC** |  |  |  | 49042 | 49134 |  |
| **ENERGY** |  |  |  |  |  |  |
| CANADIAN NATURAL RESOURCES LTD | 7/15/2025 | 2.050 | 5882 | 5873 | 5875 |  |
| COLORADO INTERSTATE GAS COMPANY | 8/15/2026 | 4.150 | 12500 | 12381 | 12424 |  |
| PLAINS ALL AMERICAN PIPELINE LP | 12/15/2026 | 4.500 | 4793 | 4784 | 4800 |  |

---

------

**Ameriprise Certificate Company**

**Schedule I — Investments in Securities of Unaffiliated Issuers (continued)**

**June 30, 2025**

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **(in thousands, except rate)**<br>**Issuer** | **Maturity <br>Date** | **Coupon <br>Rate** | **Principal <br>Amount of<br>Bonds &<br>Notes or #<br>of Shares** | **Amortized<br>Cost (Notes<br>a & b)** | **Carrying<br>Value <br>(Note a)** |

---

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| PLAINS GP HOLDINGS LP | 10/15/2025 | 4.650 | 5539 | 5514 | 5535 |
| **TOTAL ENERGY** |  |  |  | 28552 | 28634 |
| **INSURANCE** |  |  |  |  |  |
| ELEVANCE HEALTH INC | 10/15/2025 | 5.350 | 10805 | 10810 | 10815 |
| **TOTAL INSURANCE** |  |  |  | 10810 | 10815 |
| **NATURAL GAS** |  |  |  |  |  |
| NISOURCE INC | 8/15/2025 | 0.950 | 3450 | 3430 | 3434 |
| SEMPRA | 8/1/2026 | 5.400 | 27550 | 27704 | 27812 |
| **TOTAL NATURAL GAS** |  |  |  | 31134 | 31246 |
| **TECHNOLOGY** |  |  |  |  |  |
| MICROCHIP TECHNOLOGY INC | 9/1/2025 | 4.250 | 3817 | 3806 | 3812 |
| NXP BV | 6/18/2026 | 3.875 | 5971 | 5913 | 5936 |
| **TOTAL TECHNOLOGY** |  |  |  | 9719 | 9748 |
| **TRANSPORTATION** |  |  |  |  |  |
| CRAWFORD GROUP INC | 11/1/2025 | 3.800 | 6211 | 6186 | 6191 |
| NORFOLK SOUTHERN CORPORATION | 6/15/2026 | 2.900 | 10000 | 9794 | 9863 |
| NORFOLK SOUTHERN CORPORATION | 8/1/2025 | 3.650 | 4500 | 4493 | 4495 |
| **TOTAL TRANSPORTATION** |  |  |  | 20473 | 20549 |
| **TOTAL CORPORATE DEBT SECURITIES** |  |  |  | 354053 | 354760 |
| **TOTAL FIXED MATURITIES** |  |  |  | 9812602 | 9764293 |

---

---

| | | | | |
|:---|:---|:---|:---|:---|
| **SYNDICATED LOANS** | | | | |
| **BASIC INDUSTRY** | | | | |
| ELEMENT SOLUTIONS INC | 12/8/2030 | 6.077 | 1154 | 1142 |
| INEOS LTD | 2/19/2030 | 7.577 | 395 | 381 |
| INEOS LTD | 2/7/2031 | 7.327 | 997 | 993 |
| **TOTAL BASIC INDUSTRY** |  |  |  | 2516 |
| **CAPITAL GOODS** |  |  |  |  |
| EMRLD BORROWER LP | 5/23/2030 | 6.833 | 1413 | 1398 |
| ENERGY CAPITAL PARTNERS II LLC | 9/20/2030 | 7.577 | 648 | 631 |
| FLINT GROUP PACKAGING INKS NORTH AMERICA HOLDINGS LLC | 12/31/2026 | 8.791 | 212 | 204 |
| FLINT GROUP PACKAGING INKS NORTH AMERICA HOLDINGS LLC | 12/31/2027 | 4.641 | 164 | 58 |
| G HOLDINGS INC | 9/22/2028 | 6.071 | 484 | 476 |
| GMS INC | 5/12/2030 | 6.577 | 1724 | 1725 |
| QUIKRETE HOLDINGS INC | 3/19/2029 | 6.577 | 982 | 973 |
| QUIKRETE HOLDINGS INC | 4/14/2031 | 6.577 | 1303 | 1292 |
| QUIKRETE HOLDINGS INC | 2/10/2032 | 6.577 | 667 | 663 |
| QXO BUILDING PRODUCTS INC | 4/30/2032 | 7.280 | 81 | 80 |
| TRANSDIGM INC | 2/28/2031 | 6.799 | 1975 | 1968 |
| **TOTAL CAPITAL GOODS** |  |  |  | 9468 |
| **COMMUNICATIONS** |  |  |  |  |
| CMG MEDIA CORPORATION | 6/18/2029 | 7.899 | 843 | 779 |

---

------

**Ameriprise Certificate Company**

**Schedule I — Investments in Securities of Unaffiliated Issuers (continued)**

**June 30, 2025**

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **(in thousands, except rate)**<br>**Issuer** | **Maturity <br>Date** | **Coupon <br>Rate** | **Principal <br>Amount of<br>Bonds &<br>Notes or #<br>of Shares** | **Amortized<br>Cost (Notes<br>a & b)** | **Carrying<br>Value <br>(Note a)** |

---

---

| | | | | |
|:---|:---|:---|:---|:---|
| EW SCRIPPS COMPANY | 6/30/2028 | 10.179 | 107 | 107 |
| HUBBARD RADIO LLC | 9/30/2027 | 8.827 | 171 | 132 |
| SBA COMMUNICATIONS CORPORATION | 1/25/2031 | 6.080 | 1190 | 1177 |
| SINCLAIR INC | 12/31/2029 | 7.741 | 770 | 652 |
| TELESAT LLC | 12/7/2026 | 7.344 | 814 | 813 |
| VMED O2 UK LTD | 1/31/2028 | 6.926 | 1000 | 1000 |
| **TOTAL COMMUNICATIONS** |  |  |  | 4660 |
| **CONSUMER CYCLICAL** |  |  |  |  |
| ADT INC | 2/7/2032 | 6.070 | 1200 | 1192 |
| APOLLO INVESTMENT FUND VIII LP | 10/13/2030 | 6.320 | 744 | 734 |
| GODADDY INC | 11/9/2029 | 6.077 | 1163 | 1135 |
| GREAT OUTDOORS GROUP LLC | 1/23/2032 | 7.577 | 1965 | 1962 |
| HILTON WORLDWIDE HOLDINGS INC | 11/3/2030 | 6.069 | 1749 | 1732 |
| LIGHT & WONDER INC | 4/16/2029 | 6.564 | 1975 | 1960 |
| PCI GAMING AUTHORITY | 7/18/2031 | 6.327 | 361 | 351 |
| RESTAURANT BRANDS INTERNATIONAL INC | 9/23/2030 | 6.077 | 2268 | 2249 |
| YUM! BRANDS INC. | 3/15/2028 | 6.179 | 1007 | 1007 |
| **TOTAL CONSUMER CYCLICAL** |  |  |  | 12322 |
| **CONSUMER NON CYCLICAL** |  |  |  |  |
| ARAMARK | 4/6/2028 | 6.327 | 1012 | 1005 |
| BRP INC | 12/13/2029 | 7.077 | 1719 | 1704 |
| ELANCO ANIMAL HEALTH INC | 8/1/2027 | 6.174 | 390 | 389 |
| GRIFOLS SA | 11/15/2027 | 6.483 | 761 | 759 |
| ICON PLC | 7/3/2028 | 6.299 | 85 | 85 |
| ICON PLC | 7/3/2028 | 6.299 | 21 | 21 |
| MEDLINE BORROWER LP | 10/23/2028 | 6.577 | 663 | 663 |
| REYNOLDS CONSUMER PRODUCTS LLC | 3/4/2032 | 6.077 | 961 | 961 |
| THOR INDUSTRIES INC | 11/15/2030 | 6.577 | 137 | 137 |
| **TOTAL CONSUMER NON CYCLICAL** |  |  |  | 5724 |
| **ELECTRIC** |  |  |  |  |
| CONSTELLATION ENERGY CORPORATION | 12/15/2027 | 6.583 | 398 | 397 |
| EFS COGEN HOLDINGS I LLC | 10/3/2031 | 7.799 | 619 | 605 |
| VOLT PARENT LP | 7/20/2030 | 6.327 | 1885 | 1863 |
| VOLT PARENT LP | 2/15/2032 | 6.077 | 230 | 226 |
| WEST DEPTFORD ENERGY HOLDINGS LLC | 8/3/2026 | 8.177 | 1098 | 1096 |
| **TOTAL ELECTRIC** |  |  |  | 4187 |
| **OTHER FINANCIAL INSTITUTIONS** |  |  |  |  |
| SOFTBANK GROUP CORPORATION | 6/27/2029 | 6.577 | 788 | 777 |
| TRANSUNION | 6/24/2031 | 6.077 | 696 | 696 |
| TRANSUNION | 6/6/2031 | 6.077 | 974 | 967 |
| **TOTAL OTHER FINANCIAL INSTITUTIONS** |  |  |  | 2440 |
| **OTHER INDUSTRY** |  |  |  |  |
| API GROUP CORPORATION | 1/3/2029 | 6.077 | 944 | 940 |
| **TOTAL OTHER INDUSTRY** |  |  |  | 940 |

---

------

**Ameriprise Certificate Company**

**Schedule I — Investments in Securities of Unaffiliated Issuers (continued)**

**June 30, 2025**

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **(in thousands, except rate)**<br>**Issuer** | **Maturity <br>Date** | **Coupon <br>Rate** | **Principal <br>Amount of<br>Bonds &<br>Notes or #<br>of Shares** | **Amortized<br>Cost (Notes<br>a & b)** | **Carrying<br>Value <br>(Note a)** |

---

---

| | | | | |
|:---|:---|:---|:---|:---|
| **TECHNOLOGY** | | | | |
| ADEIA INC | 6/8/2028 | 6.827 | 476 | 448 |
| CARLYLE GROUP INC/THE | 5/9/2031 | 6.327 | 959 | 959 |
| COHERENT CORPORATION | 7/2/2029 | 6.327 | 769 | 744 |
| ENTEGRIS INC | 7/6/2029 | 6.049 | 750 | 742 |
| GEN DIGITAL INC | 9/12/2029 | 6.077 | 966 | 937 |
| INFORMATICA HOLDCO INC | 10/27/2028 | 6.577 | 990 | 982 |
| MKS INSTRUMENTS INC | 8/17/2029 | 6.322 | 606 | 589 |
| ONEX CORPORATION | 6/20/2031 | 6.072 | 872 | 872 |
| TTM TECHNOLOGIES INC | 5/30/2030 | 6.574 | 1233 | 1217 |
| **TOTAL TECHNOLOGY** |  |  |  | 7490 |
| **TOTAL SYNDICATED LOANS BEFORE ALLOWANCE FOR LOAN LOSSES** | **TOTAL SYNDICATED LOANS BEFORE ALLOWANCE FOR LOAN LOSSES** |  |  | 49747 |
| ALLOWANCE FOR LOAN LOSSES |  |  |  | (294) |
| **TOTAL SYNDICATED LOANS - NET** |  |  |  | 49453 |

---

---

| | | |
|:---|:---|:---|
| **DERIVATIVES** | | |
| **PURCHASED OPTIONS** | | |
| BNP PARIBAS | 7/8/2025 | 239 |
| BNP PARIBAS | 7/15/2025 | 110 |
| BNP PARIBAS | 7/29/2025 | 158 |
| BNP PARIBAS | 8/5/2025 | 198 |
| BNP PARIBAS | 8/26/2025 | 128 |
| BNP PARIBAS | 9/16/2025 | 131 |
| BNP PARIBAS | 9/23/2025 | 517 |
| BNP PARIBAS | 9/23/2025 | 116 |
| BNP PARIBAS | 10/21/2025 | 717 |
| BNP PARIBAS | 11/4/2025 | 243 |
| BNP PARIBAS | 11/18/2025 | 226 |
| BNP PARIBAS | 11/18/2025 | 150 |
| BNP PARIBAS | 11/25/2025 | 43 |
| BNP PARIBAS | 12/9/2025 | 43 |
| BNP PARIBAS | 12/16/2025 | 86 |
| BNP PARIBAS | 12/23/2025 | 45 |
| BNP PARIBAS | 12/30/2025 | 115 |
| BNP PARIBAS | 1/13/2026 | 460 |
| BNP PARIBAS | 1/27/2026 | 223 |
| BNP PARIBAS | 2/10/2026 | 218 |
| BNP PARIBAS | 2/17/2026 | 89 |
| BNP PARIBAS | 3/3/2026 | 72 |
| BNP PARIBAS | 3/31/2026 | 87 |
| BNP PARIBAS | 4/7/2026 | 223 |
| BNP PARIBAS | 4/7/2026 | 285 |
| BNP PARIBAS | 4/21/2026 | 234 |
| BNP PARIBAS | 5/5/2026 | 92 |
| BNP PARIBAS | 5/19/2026 | 134 |
| BNP PARIBAS | 5/26/2026 | 69 |
| BNP PARIBAS | 6/2/2026 | 66 |

---

------

**Ameriprise Certificate Company**

**Schedule I — Investments in Securities of Unaffiliated Issuers (continued)**

**June 30, 2025**

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **(in thousands, except rate)**<br>**Issuer** | **Maturity <br>Date** | **Coupon <br>Rate** | **Principal <br>Amount of<br>Bonds &<br>Notes or #<br>of Shares** | **Amortized<br>Cost (Notes<br>a & b)** | **Carrying<br>Value <br>(Note a)** |

---

---

| | | |
|:---|:---|:---|
| BNP PARIBAS | 6/9/2026 | 124 |
| BNP PARIBAS | 6/23/2026 | 119 |
| WELLS FARGO BANK, NA | 7/1/2025 | 237 |
| WELLS FARGO BANK, NA | 7/1/2025 | 139 |
| WELLS FARGO BANK, NA | 7/8/2025 | 127 |
| WELLS FARGO BANK, NA | 7/22/2025 | 133 |
| WELLS FARGO BANK, NA | 8/12/2025 | 192 |
| WELLS FARGO BANK, NA | 8/12/2025 | 162 |
| WELLS FARGO BANK, NA | 8/19/2025 | 132 |
| WELLS FARGO BANK, NA | 9/2/2025 | 148 |
| WELLS FARGO BANK, NA | 9/9/2025 | 234 |
| WELLS FARGO BANK, NA | 9/30/2025 | 122 |
| WELLS FARGO BANK, NA | 10/7/2025 | 175 |
| WELLS FARGO BANK, NA | 10/14/2025 | 108 |
| WELLS FARGO BANK, NA | 10/21/2025 | 52 |
| WELLS FARGO BANK, NA | 10/28/2025 | 54 |
| WELLS FARGO BANK, NA | 11/4/2025 | 119 |
| WELLS FARGO BANK, NA | 11/11/2025 | 44 |
| WELLS FARGO BANK, NA | 12/2/2025 | 42 |
| WELLS FARGO BANK, NA | 1/6/2026 | 475 |
| WELLS FARGO BANK, NA | 1/6/2026 | 113 |
| WELLS FARGO BANK, NA | 1/13/2026 | 125 |
| WELLS FARGO BANK, NA | 1/20/2026 | 95 |
| WELLS FARGO BANK, NA | 1/27/2026 | 94 |
| WELLS FARGO BANK, NA | 2/3/2026 | 50 |
| WELLS FARGO BANK, NA | 2/10/2026 | 48 |
| WELLS FARGO BANK, NA | 2/24/2026 | 234 |
| WELLS FARGO BANK, NA | 2/24/2026 | 58 |
| WELLS FARGO BANK, NA | 3/10/2026 | 180 |
| WELLS FARGO BANK, NA | 3/17/2026 | 87 |
| WELLS FARGO BANK, NA | 3/24/2026 | 149 |
| WELLS FARGO BANK, NA | 3/31/2026 | 223 |
| WELLS FARGO BANK, NA | 4/14/2026 | 215 |
| WELLS FARGO BANK, NA | 4/28/2026 | 95 |
| WELLS FARGO BANK, NA | 5/12/2026 | 225 |
| WELLS FARGO BANK, NA | 5/12/2026 | 71 |
| WELLS FARGO BANK, NA | 5/26/2026 | 216 |
| WELLS FARGO BANK, NA | 6/16/2026 | 67 |
| **TOTAL PURCHASED OPTIONS** |  | 10800 |

---

---

| | | |
|:---|:---|:---|
| **WRITTEN OPTIONS** | | |
| BNP PARIBAS | 7/8/2025 | (201) |
| BNP PARIBAS | 7/15/2025 | (57) |
| BNP PARIBAS | 7/29/2025 | (107) |
| BNP PARIBAS | 8/5/2025 | (148) |
| BNP PARIBAS | 8/26/2025 | (79) |
| BNP PARIBAS | 9/16/2025 | (88) |
| BNP PARIBAS | 9/23/2025 | (404) |
| BNP PARIBAS | 9/23/2025 | (74) |
| BNP PARIBAS | 10/21/2025 | (522) |

---

------

**Ameriprise Certificate Company**

**Schedule I — Investments in Securities of Unaffiliated Issuers (continued)**

**June 30, 2025**

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **(in thousands, except rate)**<br>**Issuer** | **Maturity <br>Date** | **Coupon <br>Rate** | **Principal <br>Amount of<br>Bonds &<br>Notes or #<br>of Shares** | **Amortized<br>Cost (Notes<br>a & b)** | **Carrying<br>Value <br>(Note a)** |

---

---

| | | |
|:---|:---|:---|
| BNP PARIBAS | 11/4/2025 | (178) |
| BNP PARIBAS | 11/18/2025 | (149) |
| BNP PARIBAS | 11/18/2025 | (97) |
| BNP PARIBAS | 11/25/2025 | (26) |
| BNP PARIBAS | 12/9/2025 | (27) |
| BNP PARIBAS | 12/16/2025 | (53) |
| BNP PARIBAS | 12/23/2025 | (28) |
| BNP PARIBAS | 12/30/2025 | (80) |
| BNP PARIBAS | 1/13/2026 | (309) |
| BNP PARIBAS | 1/27/2026 | (146) |
| BNP PARIBAS | 2/10/2026 | (141) |
| BNP PARIBAS | 2/17/2026 | (58) |
| BNP PARIBAS | 3/3/2026 | (55) |
| BNP PARIBAS | 3/31/2026 | (69) |
| BNP PARIBAS | 4/7/2026 | (147) |
| BNP PARIBAS | 4/7/2026 | (251) |
| BNP PARIBAS | 4/21/2026 | (199) |
| BNP PARIBAS | 5/5/2026 | (74) |
| BNP PARIBAS | 5/19/2026 | (101) |
| BNP PARIBAS | 5/26/2026 | (54) |
| BNP PARIBAS | 6/2/2026 | (52) |
| BNP PARIBAS | 6/9/2026 | (95) |
| BNP PARIBAS | 6/23/2026 | (91) |
| WELLS FARGO BANK, NA | 7/1/2025 | (199) |
| WELLS FARGO BANK, NA | 7/1/2025 | (86) |
| WELLS FARGO BANK, NA | 7/8/2025 | (73) |
| WELLS FARGO BANK, NA | 7/22/2025 | (81) |
| WELLS FARGO BANK, NA | 8/12/2025 | (135) |
| WELLS FARGO BANK, NA | 8/12/2025 | (111) |
| WELLS FARGO BANK, NA | 8/19/2025 | (82) |
| WELLS FARGO BANK, NA | 9/2/2025 | (99) |
| WELLS FARGO BANK, NA | 9/9/2025 | (168) |
| WELLS FARGO BANK, NA | 9/30/2025 | (80) |
| WELLS FARGO BANK, NA | 10/7/2025 | (113) |
| WELLS FARGO BANK, NA | 10/14/2025 | (73) |
| WELLS FARGO BANK, NA | 10/21/2025 | (35) |
| WELLS FARGO BANK, NA | 10/28/2025 | (37) |
| WELLS FARGO BANK, NA | 11/4/2025 | (85) |
| WELLS FARGO BANK, NA | 11/11/2025 | (27) |
| WELLS FARGO BANK, NA | 12/2/2025 | (25) |
| WELLS FARGO BANK, NA | 1/6/2026 | (326) |
| WELLS FARGO BANK, NA | 1/6/2026 | (78) |
| WELLS FARGO BANK, NA | 1/13/2026 | (90) |
| WELLS FARGO BANK, NA | 1/20/2026 | (62) |
| WELLS FARGO BANK, NA | 1/27/2026 | (61) |
| WELLS FARGO BANK, NA | 2/3/2026 | (33) |
| WELLS FARGO BANK, NA | 2/10/2026 | (32) |
| WELLS FARGO BANK, NA | 2/24/2026 | (160) |
| WELLS FARGO BANK, NA | 2/24/2026 | (41) |
| WELLS FARGO BANK, NA | 3/10/2026 | (144) |

---

------

**Ameriprise Certificate Company**

**Schedule I — Investments in Securities of Unaffiliated Issuers (continued)**

**June 30, 2025**

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **(in thousands, except rate)**<br>**Issuer** | **Maturity <br>Date** | **Coupon <br>Rate** | **Principal <br>Amount of<br>Bonds &<br>Notes or #<br>of Shares** | **Amortized<br>Cost (Notes<br>a & b)** | **Carrying<br>Value <br>(Note a)** |

---

---

| | | |
|:---|:---|:---|
| WELLS FARGO BANK, NA | 3/17/2026 | (69) |
| WELLS FARGO BANK, NA | 3/24/2026 | (115) |
| WELLS FARGO BANK, NA | 3/31/2026 | (148) |
| WELLS FARGO BANK, NA | 4/14/2026 | (180) |
| WELLS FARGO BANK, NA | 4/28/2026 | (78) |
| WELLS FARGO BANK, NA | 5/12/2026 | (170) |
| WELLS FARGO BANK, NA | 5/12/2026 | (54) |
| WELLS FARGO BANK, NA | 5/26/2026 | (161) |
| WELLS FARGO BANK, NA | 6/16/2026 | (52) |
| **TOTAL WRITTEN OPTIONS** |  | (7723) |

---

---

| | | |
|:---|:---|:---|
| **FUTURES** | | |
| S&P500 EMINI FUT Sep 25 | 21 | 21 |
| **TOTAL FUTURES** | 21 | 21 |
| **TOTAL DERIVATIVES - NET** | 3098 | 3098 |
| **TOTAL INVESTMENTS IN CASH EQUIVALENTS, FIXED MATURITIES, EQUITY SECURITIES, SYNDICATED LOANS AND DERIVATIVES** | $10407014 | $10358705 |

---

**NOTES**

a) Cash equivalents are carried at amortized cost which approximates fair value. Fixed maturities and common stocks are carried at fair value. In the absence of quoted market prices, fair values are obtained from third-party pricing services, non-binding broker quotes or other model-based valuation techniques. Syndicated loans are carried at amortized cost, less allowance for loan losses. Derivatives are carried at fair value. Options are traded in over-the-counter markets using pricing models with market observable inputs. Futures are exchange-traded and valued using quoted prices in active markets. See notes to the financial statements regarding valuations.

b) For Federal income tax purposes, the cost of investments is $10.4 billion.

c) Securities written down due to other-than-temporary impairment related to credit losses.

d) Non-income producing securities.

<br>