# EDGAR Filing Document

**Accession Number:** 0001835943
**File Stem:** 0001214659-23-002508
**Filing Date:** 2023-2
**Character Count:** 13649
**Document Hash:** 7c2125b174af4c600ad5e7344076cb30
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001214659-23-002508.hdr.sgml**: 20230215

**ACCESSION NUMBER**: 0001214659-23-002508

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230215

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230215

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AIGH Capital Management LLC
- **CENTRAL INDEX KEY:** 0001835943
- **IRS NUMBER:** 274413262
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20823
- **FILM NUMBER:** 23632149

**BUSINESS ADDRESS:**
- **STREET 1:** 6006 BERKELEY AVE.
- **CITY:** BALTIMORE
- **STATE:** MD
- **ZIP:** 21209
- **BUSINESS PHONE:** 4104156464

**MAIL ADDRESS:**
- **STREET 1:** 6006 BERKELEY AVE.
- **CITY:** BALTIMORE
- **STATE:** MD
- **ZIP:** 21209

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** AIGH Capital Management LLC<br>**Address:** 6006 BERKELEY AVE.<br>BALTIMORE, MD 21209

**Form 13F File Number:** 028-20823

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Orin Hirschman<br>**Title:** Managing Member<br>**Phone:** 410-415-6464

**Signature, Place, and Date of Signing:**

/s/  Orin Hirschman  Baltimore, MD  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 1

**Form 13F Information Table Entry Total:** 97

**Form 13F Information Table Value Total:** $303557290

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                       | Form 13F File Number   |
|:---|:---|:---|
|  | Worth Venture Partners LLC | 028-17947              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABEONA THERAPEUTICS INC | COM NEW | 00289Y206 |  | 494374 | 160511 | SH |  | OTR | 1 | 0 | 160511 | 0 |
| ABEONA THERAPEUTICS INC | COM NEW | 00289Y206 |  | 1514322 | 491663 | SH |  | SOLE |  | 491663 | 0 | 0 |
| ADTRAN HOLDINGS INC | COM | 00486H105 |  | 5454549 | 290290 | SH |  | OTR | 1 | 0 | 290290 | 0 |
| ADTRAN HOLDINGS INC | COM | 00486H105 |  | 16716129 | 889629 | SH |  | SOLE |  | 889629 | 0 | 0 |
| ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 |  | 173016 | 298560 | SH |  | OTR | 1 | 0 | 298560 | 0 |
| ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 |  | 522384 | 901440 | SH |  | SOLE |  | 901440 | 0 | 0 |
| AIRGAIN INC | COM | 00938A104 |  | 1160785 | 178308 | SH |  | OTR | 1 | 0 | 178308 | 0 |
| AIRGAIN INC | COM | 00938A104 |  | 3562116 | 547176 | SH |  | SOLE |  | 547176 | 0 | 0 |
| ANI PHARMACEUTICALS INC | COM | 00182C103 |  | 3540924 | 88017 | SH |  | OTR | 1 | 0 | 88017 | 0 |
| ANI PHARMACEUTICALS INC | COM | 00182C103 |  | 10865680 | 270089 | SH |  | SOLE |  | 270089 | 0 | 0 |
| APOLLO ENDOSURGERY INC | COM | 03767D108 |  | 774629 | 77696 | SH |  | OTR | 1 | 0 | 77696 | 0 |
| APOLLO ENDOSURGERY INC | COM | 03767D108 |  | 2380238 | 238740 | SH |  | SOLE |  | 238740 | 0 | 0 |
| ASPEN AEROGELS INC | COM | 04523Y105 |  | 2900340 | 246000 | SH |  | OTR | 1 | 0 | 246000 | 0 |
| ASPEN AEROGELS INC | COM | 04523Y105 |  | 8889660 | 754000 | SH |  | SOLE |  | 754000 | 0 | 0 |
| AVEO PHARMACEUTICALS INC | COM NEW | 053588307 |  | 2555329 | 170925 | SH |  | OTR | 1 | 0 | 170925 | 0 |
| AVEO PHARMACEUTICALS INC | COM NEW | 053588307 |  | 7840273 | 524433 | SH |  | SOLE |  | 524433 | 0 | 0 |
| AVIAT NETWORKS INC | COM NEW | 05366Y201 |  | 4093875 | 131256 | SH |  | OTR | 1 | 0 | 131256 | 0 |
| AVIAT NETWORKS INC | COM NEW | 05366Y201 |  | 12527838 | 401662 | SH |  | SOLE |  | 401662 | 0 | 0 |
| BIOCARDIA INC | COM | 09060U507 |  | 306035 | 146428 | SH |  | OTR | 1 | 0 | 146428 | 0 |
| BIOCARDIA INC | COM | 09060U507 |  | 938011 | 448809 | SH |  | SOLE |  | 448809 | 0 | 0 |
| BIODESIX INC | COM | 09075X108 |  | 3445315 | 1497963 | SH |  | OTR | 1 | 0 | 1497963 | 0 |
| BIODESIX INC | COM | 09075X108 |  | 10569678 | 4595512 | SH |  | SOLE |  | 4595512 | 0 | 0 |
| BK TECHNOLOGIES CORPORATION | COM | 05587G104 |  | 1381157 | 416011 | SH |  | OTR | 1 | 0 | 416011 | 0 |
| BK TECHNOLOGIES CORPORATION | COM | 05587G104 |  | 4228727 | 1273713 | SH |  | SOLE |  | 1273713 | 0 | 0 |
| CALAMP CORP | COM | 128126109 |  | 2562762 | 572045 | SH |  | OTR | 1 | 0 | 572045 | 0 |
| CALAMP CORP | COM | 128126109 |  | 7866419 | 1755897 | SH |  | SOLE |  | 1755897 | 0 | 0 |
| CAMBIUM NETWORKS CORP | SHS | G17766109 |  | 3109623 | 143499 | SH |  | OTR | 1 | 0 | 143499 | 0 |
| CAMBIUM NETWORKS CORP | SHS | G17766109 |  | 9547954 | 440607 | SH |  | SOLE |  | 440607 | 0 | 0 |
| CAPSTONE GREEN ENERGY CORP | COM | 14067D508 |  | 319609 | 220420 | SH |  | OTR | 1 | 0 | 220420 | 0 |
| CAPSTONE GREEN ENERGY CORP | COM | 14067D508 |  | 980316 | 676080 | SH |  | SOLE |  | 676080 | 0 | 0 |
| CELLECTAR BIOSCIENCES INC | COM NEW | 15117F807 |  | 575586 | 336600 | SH |  | OTR | 1 | 0 | 336600 | 0 |
| CELLECTAR BIOSCIENCES INC | COM NEW | 15117F807 |  | 1017943 | 595288 | SH |  | SOLE |  | 595288 | 0 | 0 |
| COGNITION THERAPEUTICS INC | COM | 19243B102 |  | 1053610 | 501719 | SH |  | OTR | 1 | 0 | 501719 | 0 |
| COGNITION THERAPEUTICS INC | COM | 19243B102 |  | 3225881 | 1536134 | SH |  | SOLE |  | 1536134 | 0 | 0 |
| COHERENT CORP | COM | 19247G107 |  | 863460 | 24600 | SH |  | OTR | 1 | 0 | 24600 | 0 |
| COHERENT CORP | COM | 19247G107 |  | 2646540 | 75400 | SH |  | SOLE |  | 75400 | 0 | 0 |
| CONTEXT THERAPEUTICS INC | COM | 21077P108 |  | 183707 | 281889 | SH |  | OTR | 1 | 0 | 281889 | 0 |
| CONTEXT THERAPEUTICS INC | COM | 21077P108 |  | 561672 | 861856 | SH |  | SOLE |  | 861856 | 0 | 0 |
| COYA THERAPEUTICS INC | COMMON STOCK | 22407B108 |  | 652711 | 137758 | SH |  | OTR | 1 | 0 | 137758 | 0 |
| COYA THERAPEUTICS INC | COMMON STOCK | 22407B108 |  | 2000625 | 422242 | SH |  | SOLE |  | 422242 | 0 | 0 |
| CTI BIOPHARMA CORP | COM | 12648L601 |  | 2078474 | 345836 | SH |  | OTR | 1 | 0 | 345836 | 0 |
| CTI BIOPHARMA CORP | COM | 12648L601 |  | 6370738 | 1060023 | SH |  | SOLE |  | 1060023 | 0 | 0 |
| CYCLO THERAPEUTICS INC | *W EXP 12/11/202 | 23254X110 |  | 36696 | 70570 | SH | Call | OTR | 1 | 0 | 70570 | 0 |
| CYCLO THERAPEUTICS INC | *W EXP 12/11/202 | 23254X110 |  | 103846 | 199704 | SH | Call | SOLE |  | 199704 | 0 | 0 |
| DZS INC | COM | 268211109 |  | 5552318 | 437880 | SH |  | OTR | 1 | 0 | 437880 | 0 |
| DZS INC | COM | 268211109 |  | 17110329 | 1349395 | SH |  | SOLE |  | 1349395 | 0 | 0 |
| EVERSPIN TECHNOLOGIES INC | COM | 30041T104 |  | 1164053 | 209362 | SH |  | OTR | 1 | 0 | 209362 | 0 |
| EVERSPIN TECHNOLOGIES INC | COM | 30041T104 |  | 3561558 | 640568 | SH |  | SOLE |  | 640568 | 0 | 0 |
| EVOLUS INC | COM | 30052C107 |  | 1716636 | 228580 | SH |  | OTR | 1 | 0 | 228580 | 0 |
| EVOLUS INC | COM | 30052C107 |  | 5256609 | 699948 | SH |  | SOLE |  | 699948 | 0 | 0 |
| FRANKLIN WIRELESS CORP | COM | 355184102 |  | 440764 | 98826 | SH |  | OTR | 1 | 0 | 98826 | 0 |
| FRANKLIN WIRELESS CORP | COM | 355184102 |  | 1298636 | 291174 | SH |  | SOLE |  | 291174 | 0 | 0 |
| IDEAL PWR INC | COM NEW | 451622203 |  | 562697 | 52588 | SH |  | OTR | 1 | 0 | 52588 | 0 |
| IDEAL PWR INC | COM NEW | 451622203 |  | 1717152 | 160480 | SH |  | SOLE |  | 160480 | 0 | 0 |
| INDIE SEMICONDUCTOR INC | CLASS A COM | 45569U101 |  | 4389640 | 752940 | SH |  | OTR | 1 | 0 | 752940 | 0 |
| INDIE SEMICONDUCTOR INC | CLASS A COM | 45569U101 |  | 13439916 | 2305303 | SH |  | SOLE |  | 2305303 | 0 | 0 |
| INFINERA CORP | COM | 45667G103 |  | 1367816 | 202940 | SH |  | OTR | 1 | 0 | 202940 | 0 |
| INFINERA CORP | COM | 45667G103 |  | 4192489 | 622031 | SH |  | SOLE |  | 622031 | 0 | 0 |
| KWESST MICRO SYSTEMS INC | COM NEW | 501506604 |  | 380171 | 147353 | SH |  | OTR | 1 | 0 | 147353 | 0 |
| KWESST MICRO SYSTEMS INC | *W EXP 12/09/202 | 501506133 |  | 132618 | 147353 | SH | Call | OTR | 1 | 0 | 147353 | 0 |
| KWESST MICRO SYSTEMS INC | COM NEW | 501506604 |  | 651829 | 252647 | SH |  | SOLE |  | 252647 | 0 | 0 |
| KWESST MICRO SYSTEMS INC | *W EXP 12/09/202 | 501506133 |  | 406482 | 451647 | SH | Call | SOLE |  | 451647 | 0 | 0 |
| LIGHTPATH TECHNOLOGIES INC | COM CL A | 532257805 |  | 609299 | 499425 | SH |  | OTR | 1 | 0 | 499425 | 0 |
| LIGHTPATH TECHNOLOGIES INC | COM CL A | 532257805 |  | 1867097 | 1530407 | SH |  | SOLE |  | 1530407 | 0 | 0 |
| MEDICENNA THERAPEUTICS CORP | COM | 58490H107 |  | 490735 | 1070938 | SH |  | OTR | 1 | 0 | 1070938 | 0 |
| MEDICENNA THERAPEUTICS CORP | COM | 58490H107 |  | 1501250 | 3276045 | SH |  | SOLE |  | 3276045 | 0 | 0 |
| NLS PHARMACEUTICS LTD | *W EXP 02/02/202 | H57830111 |  | 56277 | 194060 | SH | Call | OTR | 1 | 0 | 194060 | 0 |
| NLS PHARMACEUTICS LTD | *W EXP 02/02/202 | H57830111 |  | 183530 | 632861 | SH | Call | SOLE |  | 632861 | 0 | 0 |
| PARATEK PHARMACEUTICALS INC | COM | 699374302 |  | 1912028 | 1022475 | SH |  | OTR | 1 | 0 | 1022475 | 0 |
| PARATEK PHARMACEUTICALS INC | COM | 699374302 |  | 5861358 | 3134416 | SH |  | SOLE |  | 3134416 | 0 | 0 |
| PROCESSA PHARMACEUTICALS INC | COM NEW | 74275C205 |  | 78049 | 70954 | SH |  | OTR | 1 | 0 | 70954 | 0 |
| PROCESSA PHARMACEUTICALS INC | COM NEW | 74275C205 |  | 256024 | 232749 | SH |  | SOLE |  | 232749 | 0 | 0 |
| PROSOMNUS INC | COMMON STOCK | 50535E108 |  | 532108 | 97399 | SH |  | OTR | 1 | 0 | 97399 | 0 |
| PROSOMNUS INC | COMMON STOCK | 50535E108 |  | 1601515 | 293241 | SH |  | SOLE |  | 293241 | 0 | 0 |
| REZOLUTE INC | COM NEW | 76200L309 |  | 24563 | 11866 | SH |  | SOLE |  | 11866 | 0 | 0 |
| RF INDS LTD | COM PAR $0.01 | 749552105 |  | 642212 | 124944 | SH |  | OTR | 1 | 0 | 124944 | 0 |
| RF INDS LTD | COM PAR $0.01 | 749552105 |  | 1970434 | 383353 | SH |  | SOLE |  | 383353 | 0 | 0 |
| RVL PHARMACEUTICALS PLC | SHS | G6S41R101 |  | 510675 | 455960 | SH |  | OTR | 1 | 0 | 455960 | 0 |
| RVL PHARMACEUTICALS PLC | SHS | G6S41R101 |  | 1507412 | 1345904 | SH |  | SOLE |  | 1345904 | 0 | 0 |
| SAVERONE 2014 LTD | *W EXP 06/02/202 | 80516T113 |  | 14108 | 141364 | SH | Call | OTR | 1 | 0 | 141364 | 0 |
| SAVERONE 2014 LTD | *W EXP 06/02/202 | 80516T113 |  | 42697 | 427830 | SH | Call | SOLE |  | 427830 | 0 | 0 |
| SCPHARMACEUTICALS INC | COM | 810648105 |  | 4498121 | 627353 | SH |  | OTR | 1 | 0 | 627353 | 0 |
| SCPHARMACEUTICALS INC | COM | 810648105 |  | 13787057 | 1922881 | SH |  | SOLE |  | 1922881 | 0 | 0 |
| SCYNEXIS INC | COM NEW | 811292200 |  | 741640 | 475410 | SH |  | OTR | 1 | 0 | 475410 | 0 |
| SCYNEXIS INC | COM NEW | 811292200 |  | 2272352 | 1456636 | SH |  | SOLE |  | 1456636 | 0 | 0 |
| SOLENO THERAPEUTICS INC | COM | 834203309 |  | 205748 | 103913 | SH |  | OTR | 1 | 0 | 103913 | 0 |
| SOLENO THERAPEUTICS INC | COM | 834203309 |  | 630780 | 318576 | SH |  | SOLE |  | 318576 | 0 | 0 |
| TELA BIO INC | COM | 872381108 |  | 4781677 | 415798 | SH |  | OTR | 1 | 0 | 415798 | 0 |
| TELA BIO INC | COM | 872381108 |  | 14530055 | 1263483 | SH |  | SOLE |  | 1263483 | 0 | 0 |
| TFF PHARMACEUTICALS INC | COM | 87241J104 |  | 449215 | 427824 | SH |  | OTR | 1 | 0 | 427824 | 0 |
| TFF PHARMACEUTICALS INC | COM | 87241J104 |  | 1376871 | 1311306 | SH |  | SOLE |  | 1311306 | 0 | 0 |
| THERATECHNOLOGIES INC | COM | 88338H100 |  | 842119 | 952024 | SH |  | OTR | 1 | 0 | 952024 | 0 |
| THERATECHNOLOGIES INC | COM | 88338H100 |  | 2545779 | 2878015 | SH |  | SOLE |  | 2878015 | 0 | 0 |
| TRANSPHORM INC | COM | 89386L100 |  | 4813323 | 884802 | SH |  | OTR | 1 | 0 | 884802 | 0 |
| TRANSPHORM INC | COM | 89386L100 |  | 14821519 | 2724544 | SH |  | SOLE |  | 2724544 | 0 | 0 |
| VACCINEX INC | COM | 918640103 |  | 327274 | 507795 | SH |  | OTR | 1 | 0 | 507795 | 0 |
| VACCINEX INC | COM | 918640103 |  | 1337120 | 1944006 | SH |  | SOLE |  | 1944006 | 0 | 0 |

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