# EDGAR Filing Document

**Accession Number:** 0001579982
**File Stem:** 0000940400-25-014995
**Filing Date:** 2025-12
**Character Count:** 28416
**Document Hash:** ea9201bcd942f1315ae2c14ba66d436f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-25-014995.hdr.sgml**: 20251229

**ACCESSION NUMBER**: 0000940400-25-014995

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251031

**FILED AS OF DATE**: 20251229

**DATE AS OF CHANGE**: 20251229

**PERIOD START**: 20260731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ARK ETF Trust
- **CENTRAL INDEX KEY:** 0001579982

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22883
- **FILM NUMBER:** 251607022

**BUSINESS ADDRESS:**
- **STREET 1:** 155 WEST 19TH STREET, FIFTH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011
- **BUSINESS PHONE:** 212.426.7040

**MAIL ADDRESS:**
- **STREET 1:** 155 WEST 19TH STREET, FIFTH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Ark ETF Trust
- **DATE OF NAME CHANGE:** 20130624

## Series and Classes Contracts Data

### The 3D Printing ETF (Series ID: S000052298)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000164426 | The 3D Printing ETF | PRNT            |

## Nport-Ex

Schedule of Investments

The 3D Printing ETF

October 31, 2025 (Unaudited)

---

| | | | |
|:---|:---|:---|:---|
| **Investments** | **Shares** | **Value** | **Value** |
| **COMMON STOCKS–99.2%** |  |  |  |
| **Aerospace & Defense - 5.3%** |  |  |  |
| ATI, Inc.\* | 945 | $| 93527 |
| Carpenter Technology Corp. | 320 |  | 101088 |
| General Electric Co. | 4101 |  | 1267004 |
| Hexcel Corp. | 1235 |  | 88179 |
| L3Harris Technologies, Inc. | 4356 |  | 1259319 |
| Moog, Inc., Class A | 6054 |  | 1240162 |
| &nbsp;&nbsp;&nbsp;&nbsp;Total Aerospace & Defense |  |  | 4049279 |
| **Air Freight & Logistics - 1.8%** |  |  |  |
| United Parcel Service, Inc., Class B | 14269 |  | 1375817 |
| **Automobile Components - 1.7%** |  |  |  |
| Cie Generale des Etablissements Michelin <br>SCA (France) | 38924 |  | 1242327 |
| Dowlais Group PLC (United Kingdom) | 74277 |  | 80697 |
| &nbsp;&nbsp;&nbsp;&nbsp;Total Automobile Components |  |  | 1323024 |
| **Chemicals - 5.1%** |  |  |  |
| 5N Plus, Inc. (Canada)\* | 6064 |  | 86731 |
| Arkema SA (France) | 1263 |  | 74973 |
| Avient Corp. | 2430 |  | 77930 |
| DuPont de Nemours, Inc. | 951 |  | 77649 |
| Eastman Chemical Co. | 1245 |  | 74102 |
| Evonik Industries AG (Germany) | 4370 |  | 73189 |
| Titomic Ltd. (Australia)\* | 18409116 |  | 3372626 |
| Toray Industries, Inc. (Japan) | 12517 |  | 76843 |
| &nbsp;&nbsp;&nbsp;&nbsp;Total Chemicals |  |  | 3914043 |
| **Electrical Equipment - 1.9%** |  |  |  |
| AMETEK, Inc. | 6836 |  | 1381624 |
| SGL Carbon SE (Germany)\* | 20403 |  | 72081 |
| &nbsp;&nbsp;&nbsp;&nbsp;Total Electrical Equipment |  |  | 1453705 |
| **Electronic Equipment, Instruments & Components - 5.8%** | **Electronic Equipment, Instruments & Components - 5.8%** | **Electronic Equipment, Instruments & Components - 5.8%** | **Electronic Equipment, Instruments & Components - 5.8%** |
| Hexagon AB, Class B (Sweden) | 106936 |  | 1311901 |
| Jabil, Inc. | 363 |  | 80183 |
| Renishaw PLC (United Kingdom) | 64213 |  | 2982002 |
| &nbsp;&nbsp;&nbsp;Total Electronic Equipment, Instruments & Components |  |  | 4374086 |
| **Health Care Equipment & Supplies - 12.6%** | **Health Care Equipment & Supplies - 12.6%** | **Health Care Equipment & Supplies - 12.6%** | **Health Care Equipment & Supplies - 12.6%** |
| Align Technology, Inc.\* | 9744 |  | 1343503 |
| DENTSPLY SIRONA, Inc. | 365934 |  | 4614428 |
| Straumann Holding AG (Switzerland) | 28766 |  | 3610271 |
| &nbsp;&nbsp;&nbsp;Total Health Care Equipment & Supplies |  |  | 9568202 |
| **Household Durables - 4.1%** |  |  |  |
| Nikon Corp. (Japan) | 264363 |  | 3091182 |
| **Industrial Conglomerates - 6.2%** |  |  |  |
| 3M Co. | 499 |  | 83083 |
| Siemens AG (Germany) | 16375 |  | 4634648 |
| &nbsp;&nbsp;&nbsp;&nbsp;Total Industrial Conglomerates |  |  | 4717731 |
| **Life Sciences Tools & Services - 3.8%** |  |  |  |
| BICO Group AB (Sweden)\* | 1281012 |  | 2890966 |
| **Machinery - 15.2%** |  |  |  |
| 3D Systems Corp.\* | 1008018 |  | 2882932 |
| Kennametal, Inc. | 3422 |  | 75113 |
| Lincoln Electric Holdings, Inc. | 5248 |  | 1230394 |
| OC Oerlikon Corp. AG (Switzerland) | 350960 |  | 1251637 |
| Proto Labs, Inc.\* | 60506 |  | 3010779 |
| Sandvik AB (Sweden) | 2642 |  | 80231 |
| Stratasys Ltd.\* | 288786 |  | 3066907 |
| &nbsp;&nbsp;&nbsp;&nbsp;Total Machinery |  |  | &nbsp;&nbsp;&nbsp;&nbsp;11597993 |

---

---

| | | |
|:---|:---|:---|
| **Investments** | **Shares** | **Value** |
| **Metals & Mining - 2.1%** |  |  |
| Kaiser Aluminum Corp. | 15861 | $1435896 |
| Materion Corp. | 601 | 68893 |
| voestalpine AG (Austria) | 2097 | 74640 |
| &nbsp;&nbsp;&nbsp;Total Metals & Mining |  | 1579429 |
| **Software - 21.0%** |  |  |
| Autodesk, Inc.\* | 15010 | 4523114 |
| Dassault Systemes SE (France) | 129493 | 3676260 |
| Materialise NV (Belgium)\*<sup>(a)</sup> | 525636 | 3364070 |
| PTC, Inc.\* | 22467 | 4460598 |
| &nbsp;&nbsp;&nbsp;Total Software |  | 16024042 |
| **Technology Hardware, Storage & Peripherals - 8.3%** | **Technology Hardware, Storage & Peripherals - 8.3%** | **Technology Hardware, Storage & Peripherals - 8.3%** |
| Eastman Kodak Co.\* | 11455 | 72625 |
| HP, Inc. | 115165 | 3186615 |
| Nano Dimension Ltd. (Israel)\*<sup>(a)</sup> | 1767903 | 3058472 |
| &nbsp;&nbsp;&nbsp;Total Technology Hardware, Storage & Peripherals |  | 6317712 |
| **Trading Companies & Distributors - 4.3%** | **Trading Companies & Distributors - 4.3%** |  |
| Xometry, Inc., Class A\* | 67097 | 3266953 |
| **Total Common Stocks** |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $86,926,875) |  | 75544164 |
| **PREFERRED STOCK–0.1%** |  |  |
| **Household Products - 0.1%** |  |  |
| Henkel AG & Co. KGaA (Germany) <br>(Cost $95,832) | 911 | 73777 |
| **MONEY MARKET FUND–0.1%** |  |  |
| Goldman Sachs Financial Square Treasury Obligations Fund, 3.94% <sup>(b)</sup> |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $104,668) | 104668 | 104668 |
| **Total Investments–99.4%** |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $87,127,375) |  | **75722609** |
| Other Assets in Excess of Liabilities–0.6% |  | 489529 |
| **Net Assets–100.0%** |  | $**76212138** |

---

\* Non-income producing security

(a) American
 Depositary Receipt

(b) Rate
 shown represents annualized 7-day yield as of October 31, 2025.

Schedule of Investments (continued)

The 3D Printing ETF

October 31, 2025 (Unaudited)

**Fair Value Measurement**

The Fund discloses the fair value of its investments in a hierarchy that distinguishes between: (i) market participant assumptions developed based on market data obtained from sources independent of the Fund (observable inputs) and (ii) the Fund's own assumptions about market participant assumptions developed based on the best information available under the circumstances (unobservable inputs). The three levels defined by the hierarchy are as follows:

• **Level 1** — Quoted prices
 in active markets for identical assets.

• **Level 2** — Other significant
 observable inputs (including quoted prices for similar securities, interest rates, prepayment
 speeds, credit risk, etc.).

• **Level 3** — Significant unobservable
 inputs (including each Fund's own assumptions in determining the fair value of investments).

The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.

The following is a summary of the valuations as of October 31, 2025, based upon the three levels defined above:

---

| | | | | |
|:---|:---|:---|:---|:---|
| **The 3D Printing ETF** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| **Assets** | | | | |
| Common Stocks<sup>‡</sup> | $75544164 | $– | $– | $75544164 |
| Preferred Stock<sup>‡</sup> | 73777 |  |  | 73777 |
| Money Market Fund | 104668 | – | – | 104668 |
| Total | $75722609 | $– | $– | $75722609 |

---

‡ Please
 refer to the Schedule of Investments to view securities segregated by industry type.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ARK ETF Trust

- **b. Investment Company Act file number:** 811-22883

- **c. CIK number of Registrant:** 0001579982

- **d. LEI of Registrant:** 2549000Z0EWMH3U0CQ16

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 200 Central Avenue

  - **City:** St. Petersburg

  - **State:** FL

  - **Foreign country:** US

  - **Zip / Postal Code:** 33701

  - **Telephone number:** 727-810-8160

**Item A.2. Information about the Series.**

- **a. Name of Series:** The 3D Printing ETF

- **b. EDGAR series identifier (if any):** S000052298

- **c. LEI of Series:** 2549004LVF58DT442303

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-07-31

- **b. Date as of which information is reported:** 2025-10-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $76255429.41

**Total Liabilities:** $46001.86

**Net Assets:** $76209427.55

**Cash Not Reported:** $4007.39

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000164426 | 4.84%                | 2.75%                | 0.50%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.07                    | $3592474.28                                |
| Month 2  | $817143.64               | $1066866.49                                |
| Month 3  | $-11249260.43            | $11643783.31                               |

### Schedule of Portfolio Investments

| Name                                                     | Title                                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Dassault Systemes SE                                     | Dassault Systemes SE                                     | CUSIP: 000000000<br>LEI: 96950065LBWY0APQIM86 | Long             | EC               | CORP              | FR        |    129493 | NS      | $3676259.66   | 4.82%             |  |  |  | No            |                  1 | On Loan: No      |
| voestalpine AG                                           | voestalpine AG                                           | CUSIP: 000000000<br>LEI: 529900ZAXBMQDIWPNB72 | Long             | EC               | CORP              | AT        |      2097 | NS      | $74639.93     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Lincoln Electric Holdings Inc                            | Lincoln Electric Holdings Inc                            | CUSIP: 533900106<br>LEI: BIMGBY40SIN95O01BN93 | Long             | EC               | CORP              | US        |      5248 | NS      | $1230393.60   | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Hexagon AB                                               | Hexagon AB                                               | CUSIP: 000000000<br>LEI: 549300WJFW6ILNI4TA80 | Long             | EC               | CORP              | SE        |    106936 | NS      | $1311901.35   | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Evonik Industries AG                                     | Evonik Industries AG                                     | CUSIP: 000000000<br>LEI: 41GUOJQTALQHLF39XJ34 | Long             | EC               | CORP              | DE        |      4370 | NS      | $73188.45     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Arkema SA                                                | Arkema SA                                                | CUSIP: 000000000<br>LEI: 9695000EHMS84KKP2785 | Long             | EC               | CORP              | FR        |      1263 | NS      | $74973.20     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Nikon Corp                                               | Nikon Corp                                               | CUSIP: 654111103<br>LEI: 549300X7LIS9RFELXJ98 | Long             | EC               | CORP              | JP        |    264363 | NS      | $3091182.44   | 4.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Align Technology Inc                                     | Align Technology Inc                                     | CUSIP: 016255101<br>LEI: 549300N5YSE0U3LCP840 | Long             | EC               | CORP              | US        |      9744 | NS      | $1343502.72   | 1.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Materion Corp                                            | Materion Corp                                            | CUSIP: 576690101<br>LEI: 549300CJ5RI351SUYT02 | Long             | EC               | CORP              | US        |       601 | NS      | $68892.63     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| L3Harris Technologies Inc                                | L3Harris Technologies Inc                                | CUSIP: 502431109<br>LEI: 549300UTE50ZMDBG8A20 | Long             | EC               | CORP              | US        |      4356 | NS      | $1259319.60   | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Hexcel Corp                                              | Hexcel Corp                                              | CUSIP: 428291108<br>LEI: S6Q7LW43WUBUHXY2QP69 | Long             | EC               | CORP              | US        |      1235 | NS      | $88179.00     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Financial Square Treasury Obligations Fund | Goldman Sachs Financial Square Treasury Obligations Fund | CUSIP: 38141W323<br>LEI: 549300C0TCI4VJPGCS21 | Long             | STIV             | RF                | US        |    104668 | NS      | $104668.27    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| SGL Carbon SE                                            | SGL Carbon SE                                            | CUSIP: 000000000<br>LEI: 52990038IB31TYK07X63 | Long             | EC               | CORP              | DE        |     20403 | NS      | $72080.87     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| OC Oerlikon Corp AG Pfaffikon                            | OC Oerlikon Corp AG Pfaffikon                            | CUSIP: 000000000<br>LEI: 529900I8VLAZR2FJ0M10 | Long             | EC               | CORP              | CH        |    350960 | NS      | $1251637.40   | 1.64%             |  |  |  | No            |                  1 | On Loan: No      |
| HP Inc                                                   | HP Inc                                                   | CUSIP: 40434L105<br>LEI: WHKXQACZ14C5XRO8LW03 | Long             | EC               | CORP              | US        |    115165 | NS      | $3186615.55   | 4.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Henkel AG & Co KGaA                                      | Henkel AG & Co KGaA                                      | CUSIP: 000000000<br>LEI: 549300VZCL1HTH4O4Y49 | Long             | EP               | CORP              | DE        |       911 | NS      | $73777.17     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Moog Inc                                                 | Moog Inc                                                 | CUSIP: 615394202<br>LEI: 549300WM2I4U7OBAHG07 | Long             | EC               | CORP              | US        |      6054 | NS      | $1240161.90   | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| BICO Group AB                                            | BICO Group AB                                            | CUSIP: 000000000<br>LEI: 549300FE4PT8NDXXNK85 | Long             | EC               | CORP              | SE        |   1281012 | NS      | $2890965.74   | 3.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Sandvik AB                                               | Sandvik AB                                               | CUSIP: 000000000<br>LEI: 5299008ZUAXN43LVZF54 | Long             | EC               | CORP              | SE        |      2642 | NS      | $80231.26     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Avient Corp                                              | Avient Corp                                              | CUSIP: 05368V106<br>LEI: SM8L9RZYIB34LNTWO040 | Long             | EC               | CORP              | US        |      2430 | NS      | $77930.10     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| DENTSPLY SIRONA Inc                                      | DENTSPLY SIRONA Inc                                      | CUSIP: 24906P109<br>LEI: 9NHEHR1SOZCYXDO8HO28 | Long             | EC               | CORP              | US        |    365934 | NS      | $4614427.74   | 6.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Proto Labs Inc                                           | Proto Labs Inc                                           | CUSIP: 743713109<br>LEI: 529900QHG5MGWT2WQQ09 | Long             | EC               | CORP              | US        |     60506 | NS      | $3010778.56   | 3.95%             |  |  |  | No            |                  1 | On Loan: No      |
| United Parcel Service Inc                                | United Parcel Service Inc                                | CUSIP: 911312106<br>LEI: D01LMJZU09ULLNCY6Z23 | Long             | EC               | CORP              | US        |     14269 | NS      | $1375816.98   | 1.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Eastman Chemical Co                                      | Eastman Chemical Co                                      | CUSIP: 277432100<br>LEI: FDPVHDGJ1IQZFK9KH630 | Long             | EC               | CORP              | US        |      1245 | NS      | $74102.40     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Toray Industries Inc                                     | Toray Industries Inc                                     | CUSIP: 000000000<br>LEI: 35380099TCYR5FHT0A11 | Long             | EC               | CORP              | JP        |     12517 | NS      | $76843.38     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| ATI Inc                                                  | ATI Inc                                                  | CUSIP: 01741R102<br>LEI: ZW1LRE7C3H17O2ZN9B45 | Long             | EC               | CORP              | US        |       945 | NS      | $93526.65     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Straumann Holding AG                                     | Straumann Holding AG                                     | CUSIP: 000000000<br>LEI: 50670046ML5FVIM60Z37 | Long             | EC               | CORP              | CH        |     28766 | NS      | $3610271.51   | 4.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Siemens AG                                               | Siemens AG                                               | CUSIP: 000000000<br>LEI: W38RGI023J3WT1HWRP32 | Long             | EC               | CORP              | DE        |     16375 | NS      | $4634647.64   | 6.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Autodesk Inc                                             | Autodesk Inc                                             | CUSIP: 052769106<br>LEI: FRKKVKAIQEF3FCSTPG55 | Long             | EC               | CORP              | US        |     15010 | NS      | $4523113.40   | 5.94%             |  |  |  | No            |                  1 | On Loan: No      |
| 3D Systems Corp                                          | 3D Systems Corp                                          | CUSIP: 88554D205<br>LEI: 5493003HHDOCCW4OP744 | Long             | EC               | CORP              | US        |   1008018 | NS      | $2882931.48   | 3.78%             |  |  |  | No            |                  1 | On Loan: No      |
| 3M Co                                                    | 3M Co                                                    | CUSIP: 88579Y101<br>LEI: LUZQVYP4VS22CLWDAR65 | Long             | EC               | CORP              | US        |       499 | NS      | $83083.50     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Renishaw PLC                                             | Renishaw PLC                                             | CUSIP: 000000000<br>LEI: 21380048ADXM6Z67CT18 | Long             | EC               | CORP              | GB        |     64213 | NS      | $2982001.75   | 3.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Materialise NV                                           | Materialise NV                                           | CUSIP: 57667T100<br>LEI: 5493004CXYDPCZ5RQK28 | Long             | EC               | CORP              | BE        |    525636 | NS      | $3364070.40   | 4.41%             |  |  |  | No            |                  1 | On Loan: No      |
| 5N Plus Inc                                              | 5N Plus Inc                                              | CUSIP: 33833X101<br>LEI: 5493005GU1NFX4YB2S73 | Long             | EC               | CORP              | CA        |      6064 | NS      | $86730.48     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Xometry Inc                                              | Xometry Inc                                              | CUSIP: 98423F109<br>LEI: 5493006JFRGU7YRRXE44 | Long             | EC               | CORP              | US        |     67097 | NS      | $3266952.93   | 4.29%             |  |  |  | No            |                  1 | On Loan: No      |
| AMETEK Inc                                               | AMETEK Inc                                               | CUSIP: 031100100<br>LEI: 549300WZDEF9KKE40E98 | Long             | EC               | CORP              | US        |      6836 | NS      | $1381623.96   | 1.81%             |  |  |  | No            |                  1 | On Loan: No      |
| DuPont de Nemours Inc                                    | DuPont de Nemours Inc                                    | CUSIP: 26614N102<br>LEI: 5493004JF0SDFLM8GD76 | Long             | EC               | CORP              | US        |       951 | NS      | $77649.15     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| General Electric Co                                      | General Electric Co                                      | CUSIP: 369604301<br>LEI: 3C7474T6CDKPR9K6YT90 | Long             | EC               | CORP              | US        |      4101 | NS      | $1267003.95   | 1.66%             |  |  |  | No            |                  1 | On Loan: No      |
| PTC Inc                                                  | PTC Inc                                                  | CUSIP: 69370C100<br>LEI: 54930050SSMU8SKDJ030 | Long             | EC               | CORP              | US        |     22467 | NS      | $4460598.18   | 5.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Kennametal Inc                                           | Kennametal Inc                                           | CUSIP: 489170100<br>LEI: 549300GZDSG25XUV0Y08 | Long             | EC               | CORP              | US        |      3422 | NS      | $75112.90     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Jabil Inc                                                | Jabil Inc                                                | CUSIP: 466313103<br>LEI: 5493000CGCQY2OQU7669 | Long             | EC               | CORP              | US        |       363 | NS      | $80183.07     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Nano Dimension Ltd                                       | Nano Dimension Ltd                                       | CUSIP: 63008G203<br>LEI: 529900VO8AZA0A4ZUM77 | Long             | EC               | CORP              | IL        |   1767903 | NS      | $3058472.19   | 4.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Eastman Kodak Co                                         | Eastman Kodak Co                                         | CUSIP: 277461406<br>LEI: 549300P7J8F3SSMY3E81 | Long             | EC               | CORP              | US        |     11455 | NS      | $72624.70     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Kaiser Aluminum Corp                                     | Kaiser Aluminum Corp                                     | CUSIP: 483007704<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     15861 | NS      | $1435896.33   | 1.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Michelin                                                 | Cie Generale des Etablissements Michelin SCA             | CUSIP: 000000000<br>LEI: 549300SOSI58J6VIW052 | Long             | EC               | CORP              | FR        |     38924 | NS      | $1242326.91   | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Stratasys Ltd                                            | Stratasys Ltd                                            | CUSIP: 000000000<br>LEI: 529900MU215GIP9SZ741 | Long             | EC               | CORP              | US        |    288786 | NS      | $3066907.32   | 4.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Dowlais Group PLC                                        | Dowlais Group PLC                                        | CUSIP: 000000000<br>LEI: 213800XM8WOFLY6VPC92 | Long             | EC               | CORP              | GB        |     74277 | NS      | $80696.63     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Titomic Ltd                                              | Titomic Ltd                                              | CUSIP: 000000000<br>LEI: 875500LFVSSQVLIWHE27 | Long             | EC               | CORP              | AU        |  18409116 | NS      | $3372625.69   | 4.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Carpenter Technology Corp                                | Carpenter Technology Corp                                | CUSIP: 144285103<br>LEI: DX6I6ZD3X5WNNCDJKP85 | Long             | EC               | CORP              | US        |       320 | NS      | $101088.00    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-12-22

**Name of Applicant:** ARK ETF Trust

**Signature:** Bill Cox

**Name of Signer:** Bill Cox

**Title:** Principal Financial Officer