# EDGAR Filing Document

**Accession Number:** 0001484205
**File Stem:** 0001221073-23-000003
**Filing Date:** 2023-1
**Character Count:** 30309
**Document Hash:** 21ae30c7b9c86c704fae5633a008e850
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001221073-23-000003.hdr.sgml**: 20230125

**ACCESSION NUMBER**: 0001221073-23-000003

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230125

**DATE AS OF CHANGE**: 20230125

**EFFECTIVENESS DATE**: 20230125

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HALBERT HARGROVE GLOBAL ADVISORS, LLC
- **CENTRAL INDEX KEY:** 0001484205
- **IRS NUMBER:** 330804608
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-13854
- **FILM NUMBER:** 23549756

**BUSINESS ADDRESS:**
- **STREET 1:** 111 WEST OCEAN BOULEVARD, SUITE 2300
- **CITY:** LONG BEACH
- **STATE:** CA
- **ZIP:** 90802
- **BUSINESS PHONE:** 562-435-5657

**MAIL ADDRESS:**
- **STREET 1:** 111 WEST OCEAN BOULEVARD, SUITE 2300
- **CITY:** LONG BEACH
- **STATE:** CA
- **ZIP:** 90802

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Halbert, Hargrove/Russell LLC
- **DATE OF NAME CHANGE:** 20100217

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** HALBERT HARGROVE GLOBAL ADVISORS LLC<br>**Address:** 111 WEST OCEAN BOULEVARD SUITE 2300<br>LONG BEACH, CA 90802

**Form 13F File Number:** 028-13854

**CRD Number (if applicable):** 000105515

**SEC File Number (if applicable):** 801-33048

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** John Carlos Abusaid<br>**Title:** President<br>**Phone:** 562-435-5657

**Signature, Place, and Date of Signing:**

/s/ John Carlos Abusaid  Long Beach, CA  01-16-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 2

**Form 13F Information Table Entry Total:** 248

**Form 13F Information Table Value Total:** $1399261175

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                                | Form 13F File Number   |
|:---|:---|:---|
|  | MAI Capital Management              | 028-06392              |
|  | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 028-04558              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M CO | COM | 88579Y101 | BBG001S5T7X2 | 839 | 7 | SH |  | SOLE |  | 7 | 0 | 0 |
| 3M CO | COM | 88579Y101 | BBG001S5T7X2 | 753273 | 6281 | SH |  | OTR | 23 | 0 | 0 | 6281 |
| ABBOTT LABS | COM | 002824100 | BBG001S5N9M6 | 264480 | 2409 | SH |  | OTR | 3 | 0 | 0 | 2409 |
| ABBOTT LABS | COM | 002824100 | BBG001S5N9M6 | 41610 | 379 | SH |  | SOLE |  | 379 | 0 | 0 |
| ABBVIE INC | COM | 00287Y109 | BBG0025Y4RZ3 | 497900 | 3081 | SH |  | OTR | 3 | 0 | 0 | 3081 |
| ABBVIE INC | COM | 00287Y109 | BBG0025Y4RZ3 | 46867 | 290 | SH |  | SOLE |  | 290 | 0 | 0 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | BBG001SCXK90 | 31487 | 118 | SH |  | SOLE |  | 118 | 0 | 0 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | BBG001SCXK90 | 288767 | 1082 | SH |  | OTR | 3 | 0 | 0 | 1082 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | BBG001S5NCQ5 | 357206 | 1061 | SH |  | OTR | 3 | 0 | 0 | 1061 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | BBG001S5NN36 | 264161 | 4078 | SH |  | OTR | 23 | 0 | 0 | 4078 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | BBG001S5NN36 | 2526 | 39 | SH |  | SOLE |  | 39 | 0 | 0 |
| AEROVIRONMENT INC | COM | 008073108 | BBG001SPPWP6 | 286961 | 3350 | SH |  | SOLE |  | 3350 | 0 | 0 |
| AEROVIRONMENT INC | COM | 008073108 | BBG001SPPWP6 | 3512 | 41 | SH |  | OTR | 3 | 0 | 0 | 41 |
| AIR PRODS  CHEMS INC | COM | 009158106 | BBG001S5NSB6 | 28052 | 91 | SH |  | SOLE |  | 91 | 0 | 0 |
| AIR PRODS  CHEMS INC | COM | 009158106 | BBG001S5NSB6 | 177704 | 576 | SH |  | OTR | 3 | 0 | 0 | 576 |
| AIRBNB INC | COM CL A | 009066101 | BBG001Y2XS16 | 6056392 | 70835 | SH |  | OTR | 23 | 0 | 0 | 70835 |
| AIRBNB INC | COM CL A | 009066101 | BBG001Y2XS16 | 5899500 | 69000 | PRN | Put | OTR | 2 | 0 | 0 | 69000 |
| ALPHABET INC | CAP STK CL A | 02079K305 | BBG009S39JY5 | 1377006 | 15607 | SH |  | OTR | 23 | 0 | 0 | 15607 |
| ALPHABET INC | CAP STK CL A | 02079K305 | BBG009S39JY5 | 2647 | 30 | SH |  | SOLE |  | 30 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 | BBG009S3NB21 | 1047830 | 11809 | SH |  | OTR | 23 | 0 | 0 | 11809 |
| ALPHABET INC | CAP STK CL C | 02079K107 | BBG009S3NB21 | 3638 | 41 | SH |  | SOLE |  | 41 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 | BBG001S5PQL7 | 2030431 | 24172 | SH |  | OTR | 23 | 0 | 0 | 24172 |
| AMAZON COM INC | COM | 023135106 | BBG001S5PQL7 | 15540 | 185 | SH |  | SOLE |  | 185 | 0 | 0 |
| AMERICAN EXPRESS CO | COM | 025816109 | BBG001S5P034 | 235230 | 1592 | SH |  | OTR | 3 | 0 | 0 | 1592 |
| AMERICAN EXPRESS CO | COM | 025816109 | BBG001S5P034 | 9160 | 62 | SH |  | SOLE |  | 62 | 0 | 0 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 | BBG001S5NPQ6 | 3813 | 18 | SH |  | SOLE |  | 18 | 0 | 0 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 | BBG001S5NPQ6 | 268036 | 1265 | SH |  | OTR | 3 | 0 | 0 | 1265 |
| AMGEN INC | COM | 031162100 | BBG001S5NNL6 | 324243 | 1235 | SH |  | OTR | 3 | 0 | 0 | 1235 |
| AMGEN INC | COM | 031162100 | BBG001S5NNL6 | 10506 | 40 | SH |  | SOLE |  | 40 | 0 | 0 |
| APPLE INC | COM | 037833100 | BBG001S5N8V8 | 386467 | 2974 | SH |  | SOLE |  | 2974 | 0 | 0 |
| APPLE INC | COM | 037833100 | BBG001S5N8V8 | 10943821 | 84229 | SH |  | OTR | 23 | 0 | 0 | 84229 |
| APPLE INC | COM | 037833100 | BBG001S5N8V8 | 2533635 | 19500 | PRN | Put | OTR | 2 | 0 | 0 | 19500 |
| AT INC | COM | 00206R102 | BBG001S5VWH2 | 11377 | 618 | SH |  | SOLE |  | 618 | 0 | 0 |
| AT INC | COM | 00206R102 | BBG001S5VWH2 | 184247 | 10008 | SH |  | OTR | 3 | 0 | 0 | 10008 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 | BBG001S82KF6 | 7166 | 30 | SH |  | SOLE |  | 30 | 0 | 0 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 | BBG001S82KF6 | 220034 | 921 | SH |  | OTR | 3 | 0 | 0 | 921 |
| BANK AMERICA CORP | COM | 060505104 | BBG001S5P0Y0 | 16295 | 492 | SH |  | SOLE |  | 492 | 0 | 0 |
| BANK AMERICA CORP | COM | 060505104 | BBG001S5P0Y0 | 610310 | 18427 | SH |  | OTR | 23 | 0 | 0 | 18427 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | BBG001S90346 | 46953 | 152 | SH |  | SOLE |  | 152 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | BBG001S90346 | 926527 | 2999 | SH |  | OTR | 23 | 0 | 0 | 2999 |
| BLACKROCK INC | COM | 09247X101 | BBG001SDBP55 | 12047 | 17 | SH |  | SOLE |  | 17 | 0 | 0 |
| BLACKROCK INC | COM | 09247X101 | BBG001SDBP55 | 243838 | 344 | SH |  | OTR | 3 | 0 | 0 | 344 |
| BOEING CO | COM | 097023105 | BBG001S5P0V3 | 212294 | 1114 | SH |  | OTR | 23 | 0 | 0 | 1114 |
| BOEING CO | COM | 097023105 | BBG001S5P0V3 | 9905 | 52 | SH |  | SOLE |  | 52 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 | BBG001S8N8J6 | 242539 | 3371 | SH |  | OTR | 3 | 0 | 0 | 3371 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 | BBG001S8N8J6 | 17556 | 244 | SH |  | SOLE |  | 244 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 | BBG00KHY5SY8 | 452332 | 809 | SH |  | OTR | 3 | 0 | 0 | 809 |
| BROADCOM INC | COM | 11135F101 | BBG00KHY5SY8 | 2237 | 4 | SH |  | SOLE |  | 4 | 0 | 0 |
| CATERPILLAR INC | COM | 149123101 | BBG001S5PJ06 | 15811 | 66 | SH |  | SOLE |  | 66 | 0 | 0 |
| CATERPILLAR INC | COM | 149123101 | BBG001S5PJ06 | 236456 | 987 | SH |  | OTR | 3 | 0 | 0 | 987 |
| CBOE GLOBAL MKTS INC | COM | 12503M108 | BBG001T71BP7 | 2745386 | 21881 | SH |  | OTR | 23 | 0 | 0 | 21881 |
| CHEVRON CORP NEW | COM | 166764100 | BBG001S67ZC5 | 41103 | 229 | SH |  | SOLE |  | 229 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 | BBG001S67ZC5 | 546892 | 3047 | SH |  | OTR | 3 | 0 | 0 | 3047 |
| CHUBB LIMITED | COM | H1467J104 | BBG001S8S1L3 | 221 | 1 | SH |  | SOLE |  | 1 | 0 | 0 |
| CHUBB LIMITED | COM | H1467J104 | BBG001S8S1L3 | 271906 | 1233 | SH |  | OTR | 3 | 0 | 0 | 1233 |
| CIGNA CORP NEW | COM | 125523100 | BBG00KXRCDQ9 | 10272 | 31 | SH |  | SOLE |  | 31 | 0 | 0 |
| CIGNA CORP NEW | COM | 125523100 | BBG00KXRCDQ9 | 193880 | 585 | SH |  | OTR | 3 | 0 | 0 | 585 |
| CISCO SYS INC | COM | 17275R102 | BBG001S6HC62 | 460673 | 9670 | SH |  | OTR | 23 | 0 | 0 | 9670 |
| CISCO SYS INC | COM | 17275R102 | BBG001S6HC62 | 25630 | 538 | SH |  | SOLE |  | 538 | 0 | 0 |
| COCA COLA CO | COM | 191216100 | BBG001S5SMQ8 | 323867 | 5091 | SH |  | OTR | 3 | 0 | 0 | 5091 |
| COCA COLA CO | COM | 191216100 | BBG001S5SMQ8 | 10241 | 161 | SH |  | SOLE |  | 161 | 0 | 0 |
| COMCAST CORP NEW | CL A | 20030N101 | BBG001S5PXL2 | 241132 | 6895 | SH |  | OTR | 3 | 0 | 0 | 6895 |
| COMCAST CORP NEW | CL A | 20030N101 | BBG001S5PXL2 | 13918 | 398 | SH |  | SOLE |  | 398 | 0 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 | BBG001S9KRQ7 | 805938 | 1765 | SH |  | OTR | 23 | 0 | 0 | 1765 |
| COSTCO WHSL CORP NEW | COM | 22160K105 | BBG001S9KRQ7 | 5934 | 13 | SH |  | SOLE |  | 13 | 0 | 0 |
| CVS HEALTH CORP | COM | 126650100 | BBG001S5QBD8 | 281161 | 3017 | SH |  | OTR | 3 | 0 | 0 | 3017 |
| CVS HEALTH CORP | COM | 126650100 | BBG001S5QBD8 | 11649 | 125 | SH |  | SOLE |  | 125 | 0 | 0 |
| DANAHER CORPORATION | COM | 235851102 | BBG001S5QGT0 | 6636 | 25 | SH |  | SOLE |  | 25 | 0 | 0 |
| DANAHER CORPORATION | COM | 235851102 | BBG001S5QGT0 | 353725 | 1333 | SH |  | OTR | 3 | 0 | 0 | 1333 |
| DEERE  CO | COM | 244199105 | BBG001S5QFF7 | 53595 | 125 | SH |  | SOLE |  | 125 | 0 | 0 |
| DEERE  CO | COM | 244199105 | BBG001S5QFF7 | 216377 | 505 | SH |  | OTR | 3 | 0 | 0 | 505 |
| DEVON ENERGY CORP NEW | COM | 25179M103 | BBG001S63VG4 | 229943 | 3738 | SH |  | OTR | 3 | 0 | 0 | 3738 |
| DISNEY WALT CO | COM | 254687106 | BBG001S5QHF3 | 5213 | 60 | SH |  | SOLE |  | 60 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 | BBG001S5QHF3 | 269443 | 3101 | SH |  | OTR | 3 | 0 | 0 | 3101 |
| DOLLAR GEN CORP NEW | COM | 256677105 | BBG001T5BM30 | 213407 | 867 | SH |  | OTR | 3 | 0 | 0 | 867 |
| EATON CORP PLC | SHS | G29183103 | BBG001S5QZ45 | 244317 | 1557 | SH |  | OTR | 3 | 0 | 0 | 1557 |
| ELEVANCE HEALTH INC | COM | 036752103 | BBG001S6KBQ8 | 362716 | 707 | SH |  | OTR | 3 | 0 | 0 | 707 |
| ELEVANCE HEALTH INC | COM | 036752103 | BBG001S6KBQ8 | 45654 | 89 | SH |  | SOLE |  | 89 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 | BBG001S69V32 | 46105 | 418 | SH |  | SOLE |  | 418 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 | BBG001S69V32 | 596085 | 5404 | SH |  | OTR | 3 | 0 | 0 | 5404 |
| GLOBAL X FDS | GENOMIC BIOTECH | 37954Y434 | BBG00NTYZBH2 | 154131 | 12184 | SH |  | SOLE |  | 12184 | 0 | 0 |
| GLOBUS MED INC | CL A | 379577208 | BBG002V87T57 | 213526 | 2875 | SH |  | OTR | 3 | 0 | 0 | 2875 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | BBG001SC07Z6 | 12018 | 35 | SH |  | SOLE |  | 35 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | BBG001SC07Z6 | 295939 | 862 | SH |  | OTR | 3 | 0 | 0 | 862 |
| HOME DEPOT INC | COM | 437076102 | BBG001S5RTW7 | 53064 | 168 | SH |  | SOLE |  | 168 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 | BBG001S5RTW7 | 676633 | 2142 | SH |  | OTR | 3 | 0 | 0 | 2142 |
| HONEYWELL INTL INC | COM | 438516106 | BBG001S5X1N1 | 509746 | 2379 | SH |  | OTR | 3 | 0 | 0 | 2379 |
| HONEYWELL INTL INC | COM | 438516106 | BBG001S5X1N1 | 36431 | 170 | SH |  | SOLE |  | 170 | 0 | 0 |
| ILLINOIS TOOL WKS INC | COM | 452308109 | BBG001S5SDX0 | 239887 | 1089 | SH |  | OTR | 3 | 0 | 0 | 1089 |
| ILLINOIS TOOL WKS INC | COM | 452308109 | BBG001S5SDX0 | 5067 | 23 | SH |  | SOLE |  | 23 | 0 | 0 |
| INGERSOLL RAND INC | COM | 45687V106 | BBG002R1CW36 | 2247 | 43 | SH |  | SOLE |  | 43 | 0 | 0 |
| INGERSOLL RAND INC | COM | 45687V106 | BBG002R1CW36 | 237060 | 4537 | SH |  | OTR | 23 | 0 | 0 | 4537 |
| INGERSOLL RAND INC | COM | 45687V106 | BBG002R1CW36 | 209000 | 4000 | PRN | Put | OTR | 2 | 0 | 0 | 4000 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | BBG001SDJ4R0 | 24314 | 237 | SH |  | SOLE |  | 237 | 0 | 0 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | BBG001SDJ4R0 | 188573 | 1838 | SH |  | OTR | 3 | 0 | 0 | 1838 |
| INTUIT | COM | 461202103 | BBG001S6TWR2 | 294328 | 756 | SH |  | OTR | 3 | 0 | 0 | 756 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 | BBG001S7XR78 | 245356 | 925 | SH |  | OTR | 3 | 0 | 0 | 925 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 | BBG001S7XR78 | 6368 | 24 | SH |  | SOLE |  | 24 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | BBG001S9GN63 | 582 | 2 | SH |  | OTR | 3 | 0 | 0 | 2 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | BBG001S9GN63 | 734588 | 2759 | SH |  | SOLE |  | 2759 | 0 | 0 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 | BBG003HC3DG9 | 86016586 | 1841897 | SH |  | SOLE |  | 1841897 | 0 | 0 |
| ISHARES INC | ESG AWR MSCI EM | 46434G863 | BBG00D7BDH70 | 795643 | 26460 | SH |  | SOLE |  | 26460 | 0 | 0 |
| ISHARES TR | AGGRES ALLOC ETF | 464289859 | BBG001T3YVL0 | 205677 | 3442 | SH |  | SOLE |  | 3442 | 0 | 0 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 | BBG003H6TRS0 | 105096160 | 1704999 | SH |  | SOLE |  | 1704999 | 0 | 0 |
| ISHARES TR | CORE S ETF | 464287200 | BBG001SFB7R6 | 194983363 | 507492 | SH |  | SOLE |  | 507492 | 0 | 0 |
| ISHARES TR | CORE US AGGBD ET | 464287226 | BBG001SM1QT8 | 425968 | 4392 | SH |  | SOLE |  | 4392 | 0 | 0 |
| ISHARES TR | CRE U S REIT ETF | 464288521 | BBG001ST7G55 | 13177238 | 266476 | SH |  | SOLE |  | 266476 | 0 | 0 |
| ISHARES TR | EAFE SML CP ETF | 464288273 | BBG001SYVWS7 | 33528769 | 593640 | SH |  | SOLE |  | 593640 | 0 | 0 |
| ISHARES TR | ESG AW MSCI EAFE | 46435G516 | BBG00D7BBRS7 | 2139314 | 32542 | SH |  | SOLE |  | 32542 | 0 | 0 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 | BBG00FFPFTS4 | 4075118 | 48084 | SH |  | SOLE |  | 48084 | 0 | 0 |
| ISHARES TR | ESG AWRE 1 5 YR | 46435G243 | BBG00H4BFM35 | 2298257 | 96687 | SH |  | SOLE |  | 96687 | 0 | 0 |
| ISHARES TR | INTL DEV RE ETF | 464288489 | BBG001T0KY80 | 7870019 | 373695 | SH |  | SOLE |  | 373695 | 0 | 0 |
| ISHARES TR | INTL EQTY FACTOR | 46434V274 | BBG008LPBS09 | 10274727 | 417658 | SH |  | SOLE |  | 417658 | 0 | 0 |
| ISHARES TR | MICRO-CAP ETF | 464288869 | BBG001SP7X10 | 21585429 | 200180 | SH |  | SOLE |  | 200180 | 0 | 0 |
| ISHARES TR | MSCI EAFE ETF | 464287465 | BBG001SG09V7 | 95924815 | 1461377 | SH |  | SOLE |  | 1461377 | 0 | 0 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | BBG001SK77D5 | 62225521 | 1641834 | SH |  | SOLE |  | 1641834 | 0 | 0 |
| ISHARES TR | MSCI GBL SUS DEV | 46435G532 | BBG00CRHS639 | 829271 | 10509 | SH |  | SOLE |  | 10509 | 0 | 0 |
| ISHARES TR | RUS 1000 ETF | 464287622 | BBG001S562W9 | 3843180 | 18256 | SH |  | SOLE |  | 18256 | 0 | 0 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 | BBG001S56320 | 287510 | 1342 | SH |  | SOLE |  | 1342 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | BBG001SFC7Y7 | 63547764 | 364463 | SH |  | SOLE |  | 364463 | 0 | 0 |
| ISHARES TR | RUSSELL 3000 ETF | 464287689 | BBG001SFC7Z6 | 7405013 | 33555 | SH |  | SOLE |  | 33555 | 0 | 0 |
| ISHARES TR | SELECT DIVID ETF | 464287168 | BBG001SDJVG2 | 507216 | 4206 | SH |  | OTR | 2 | 0 | 0 | 4206 |
| ISHARES TR | SHORT TREAS BD | 464288679 | BBG001SSD803 | 259804 | 2364 | SH |  | SOLE |  | 2364 | 0 | 0 |
| ISHARES TR | U S EQUITY FACTR | 46434V282 | BBG008LNYFB5 | 14017057 | 359320 | SH |  | SOLE |  | 359320 | 0 | 0 |
| ISHARES TR | USD GRN BOND ETF | 46435U440 | BBG00MK1NQ85 | 286561 | 6234 | SH |  | SOLE |  | 6234 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | INTL BD OPP ETF | 46641Q852 | BBG00GD9GQY8 | 3095634 | 67323 | SH |  | SOLE |  | 67323 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 | BBG001S5SHQ9 | 49815 | 282 | SH |  | SOLE |  | 282 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 | BBG001S5SHQ9 | 978851 | 5541 | SH |  | OTR | 3 | 0 | 0 | 5541 |
| JPMORGAN CHASE  CO | COM | 46625H100 | BBG001S8CRC3 | 44924 | 335 | SH |  | SOLE |  | 335 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 | BBG001S8CRC3 | 991806 | 7396 | SH |  | OTR | 23 | 0 | 0 | 7396 |
| KELLOGG CO | COM | 487836108 | BBG001S5SJL0 | 24330 | 342 | SH |  | OTR | 3 | 0 | 0 | 342 |
| KELLOGG CO | COM | 487836108 | BBG001S5SJL0 | 486783 | 6833 | SH |  | SOLE |  | 6833 | 0 | 0 |
| LILLY ELI  CO | COM | 532457108 | BBG001S5STL8 | 1461851 | 3996 | SH |  | OTR | 23 | 0 | 0 | 3996 |
| LILLY ELI  CO | COM | 532457108 | BBG001S5STL8 | 768264 | 2100 | PRN | Put | OTR | 2 | 0 | 0 | 2100 |
| LINDE PLC | SHS | G5494J103 | BBG00GVR8YR8 | 5545 | 17 | SH |  | SOLE |  | 17 | 0 | 0 |
| LINDE PLC | SHS | G5494J103 | BBG00GVR8YR8 | 232876 | 714 | SH |  | OTR | 3 | 0 | 0 | 714 |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 | BBG001SDX252 | 22759 | 10345 | SH |  | OTR | 3 | 0 | 0 | 10345 |
| LOWES COS INC | COM | 548661107 | BBG001S5SVL3 | 374764 | 1881 | SH |  | OTR | 3 | 0 | 0 | 1881 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 | BBG001SKNNS6 | 717783 | 2064 | SH |  | OTR | 3 | 0 | 0 | 2064 |
| MCDONALDS CORP | COM | 580135101 | BBG001S5T110 | 16602 | 63 | SH |  | SOLE |  | 63 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 | BBG001S5T110 | 786396 | 2984 | SH |  | OTR | 23 | 0 | 0 | 2984 |
| MERCK  CO INC | COM | 58933Y105 | BBG001S5TC52 | 507253 | 4572 | SH |  | OTR | 3 | 0 | 0 | 4572 |
| MERCK  CO INC | COM | 58933Y105 | BBG001S5TC52 | 30733 | 277 | SH |  | SOLE |  | 277 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 | BBG001SQCQC5 | 644902 | 5359 | SH |  | OTR | 23 | 0 | 0 | 5359 |
| META PLATFORMS INC | CL A | 30303M102 | BBG001SQCQC5 | 26354 | 219 | SH |  | SOLE |  | 219 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 | BBG001S5TD05 | 5712796 | 23821 | SH |  | OTR | 23 | 0 | 0 | 23821 |
| MICROSOFT CORP | COM | 594918104 | BBG001S5TD05 | 98624 | 411 | SH |  | SOLE |  | 411 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 | BBG001S5TD05 | 1319010 | 5500 | PRN | Put | OTR | 2 | 0 | 0 | 5500 |
| MIZUHO FINANCIAL GROUP INC | SPONSORED ADR | 60687Y109 | BBG001SMCTP4 | 41318 | 14549 | SH |  | OTR | 3 | 0 | 0 | 14549 |
| MONDELEZ INTL INC | CL A | 609207105 | BBG001SHHZJ3 | 261903 | 3930 | SH |  | OTR | 3 | 0 | 0 | 3930 |
| MONDELEZ INTL INC | CL A | 609207105 | BBG001SHHZJ3 | 1666 | 25 | SH |  | SOLE |  | 25 | 0 | 0 |
| MORGAN STANLEY | COM NEW | 617446448 | BBG001S9V5Z3 | 263197 | 3096 | SH |  | OTR | 3 | 0 | 0 | 3096 |
| NETFLIX INC | COM | 64110L106 | BBG001SF6L46 | 7962 | 27 | SH |  | SOLE |  | 27 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 | BBG001SF6L46 | 545823 | 1851 | SH |  | OTR | 23 | 0 | 0 | 1851 |
| NEXTERA ENERGY INC | COM | 65339F101 | BBG001S5RB29 | 47652 | 570 | SH |  | SOLE |  | 570 | 0 | 0 |
| NEXTERA ENERGY INC | COM | 65339F101 | BBG001S5RB29 | 350404 | 4191 | SH |  | OTR | 3 | 0 | 0 | 4191 |
| NIKE INC | CL B | 654106103 | BBG001S6NTK2 | 306103 | 2616 | SH |  | OTR | 3 | 0 | 0 | 2616 |
| NIKE INC | CL B | 654106103 | BBG001S6NTK2 | 3042 | 26 | SH |  | SOLE |  | 26 | 0 | 0 |
| NORTHROP GRUMMAN CORP | COM | 666807102 | BBG001S5TP26 | 217171 | 398 | SH |  | OTR | 3 | 0 | 0 | 398 |
| NORTHROP GRUMMAN CORP | COM | 666807102 | BBG001S5TP26 | 7639 | 14 | SH |  | SOLE |  | 14 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 | BBG001S5TZJ6 | 644961 | 4413 | SH |  | OTR | 3 | 0 | 0 | 4413 |
| NVIDIA CORPORATION | COM | 67066G104 | BBG001S5TZJ6 | 3654 | 25 | SH |  | SOLE |  | 25 | 0 | 0 |
| ORACLE CORP | COM | 68389X105 | BBG001S5SJG6 | 405328 | 4959 | SH |  | OTR | 3 | 0 | 0 | 4959 |
| ORACLE CORP | COM | 68389X105 | BBG001S5SJG6 | 2697 | 33 | SH |  | SOLE |  | 33 | 0 | 0 |
| OREILLY AUTOMOTIVE INC | COM | 67103H107 | BBG001S78TL6 | 844 | 1 | SH |  | SOLE |  | 1 | 0 | 0 |
| OREILLY AUTOMOTIVE INC | COM | 67103H107 | BBG001S78TL6 | 216426 | 256 | SH |  | OTR | 3 | 0 | 0 | 256 |
| PEPSICO INC | COM | 713448108 | BBG001S695T1 | 44623 | 247 | SH |  | SOLE |  | 247 | 0 | 0 |
| PEPSICO INC | COM | 713448108 | BBG001S695T1 | 513860 | 2844 | SH |  | OTR | 3 | 0 | 0 | 2844 |
| PFIZER INC | COM | 717081103 | BBG001S5V466 | 557253 | 10875 | SH |  | OTR | 23 | 0 | 0 | 10875 |
| PFIZER INC | COM | 717081103 | BBG001S5V466 | 23058 | 450 | SH |  | SOLE |  | 450 | 0 | 0 |
| PHILIP MORRIS INTL INC | COM | 718172109 | BBG001STP9N1 | 7692 | 76 | SH |  | SOLE |  | 76 | 0 | 0 |
| PHILIP MORRIS INTL INC | COM | 718172109 | BBG001STP9N1 | 205297 | 2028 | SH |  | OTR | 3 | 0 | 0 | 2028 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | BBG001T618D9 | 6972053 | 70675 | SH |  | SOLE |  | 70675 | 0 | 0 |
| PIMCO ETF TR | ENHNCD LW DUR AC | 72201R718 | BBG005VLSHH1 | 108465622 | 1150707 | SH |  | SOLE |  | 1150707 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 | BBG001S5V4L9 | 657338 | 4337 | SH |  | OTR | 3 | 0 | 0 | 4337 |
| PROCTER AND GAMBLE CO | COM | 742718109 | BBG001S5V4L9 | 92861 | 613 | SH |  | SOLE |  | 613 | 0 | 0 |
| PROGRESSIVE CORP | COM | 743315103 | BBG001S5V509 | 196043 | 1511 | SH |  | OTR | 3 | 0 | 0 | 1511 |
| PROGRESSIVE CORP | COM | 743315103 | BBG001S5V509 | 6356 | 49 | SH |  | SOLE |  | 49 | 0 | 0 |
| QUALCOMM INC | COM | 747525103 | BBG001S6VS70 | 209841 | 1909 | SH |  | OTR | 3 | 0 | 0 | 1909 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | BBG001S5X5Q9 | 391061 | 3875 | SH |  | OTR | 3 | 0 | 0 | 3875 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | BBG001S5X5Q9 | 5349 | 53 | SH |  | SOLE |  | 53 | 0 | 0 |
| SCHWAB CHARLES CORP | COM | 808513105 | BBG001S5VXD4 | 3913 | 47 | SH |  | SOLE |  | 47 | 0 | 0 |
| SCHWAB CHARLES CORP | COM | 808513105 | BBG001S5VXD4 | 243613 | 2926 | SH |  | OTR | 3 | 0 | 0 | 2926 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | BBG001T5XQV6 | 327640 | 7257 | SH |  | SOLE |  | 7257 | 0 | 0 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | BBG001S7T223 | 300447 | 8785 | SH |  | OTR | 2 | 0 | 0 | 8785 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | BBG001S7T223 | 31920 | 933 | SH |  | SOLE |  | 933 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | BBG001S7T1Q9 | 196596 | 1522 | SH |  | OTR | 2 | 0 | 0 | 1522 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | BBG001S7T1Q9 | 17613 | 136 | SH |  | SOLE |  | 136 | 0 | 0 |
| SHOPIFY INC | CL A | 82509L107 | BBG004DW5NC7 | 425961 | 12272 | SH |  | OTR | 23 | 0 | 0 | 12272 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 | BBG001S72SM3 | 462122 | 1208 | SH |  | SOLE |  | 1208 | 0 | 0 |
| SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 | BBG001STKCW9 | 108345144 | 1184488 | SH |  | SOLE |  | 1184488 | 0 | 0 |
| STARBUCKS CORP | COM | 855244109 | BBG001S72KH6 | 4762 | 48 | SH |  | SOLE |  | 48 | 0 | 0 |
| STARBUCKS CORP | COM | 855244109 | BBG001S72KH6 | 353090 | 3559 | SH |  | OTR | 3 | 0 | 0 | 3559 |
| TESLA INC | COM | 88160R101 | BBG001SQKGD7 | 467714 | 3797 | SH |  | OTR | 3 | 0 | 0 | 3797 |
| TESLA INC | COM | 88160R101 | BBG001SQKGD7 | 2956 | 24 | SH |  | SOLE |  | 24 | 0 | 0 |
| TEXAS INSTRS INC | COM | 882508104 | BBG001S5WYZ7 | 386057 | 2337 | SH |  | OTR | 3 | 0 | 0 | 2337 |
| TEXAS INSTRS INC | COM | 882508104 | BBG001S5WYZ7 | 8922 | 54 | SH |  | SOLE |  | 54 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 | BBG001S5WS08 | 653920 | 1187 | SH |  | OTR | 3 | 0 | 0 | 1187 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 | BBG001S5WS08 | 9362 | 17 | SH |  | SOLE |  | 17 | 0 | 0 |
| TJX COS INC NEW | COM | 872540109 | BBG001S5WQ93 | 254552 | 3198 | SH |  | OTR | 3 | 0 | 0 | 3198 |
| TJX COS INC NEW | COM | 872540109 | BBG001S5WQ93 | 637 | 8 | SH |  | SOLE |  | 8 | 0 | 0 |
| TRANE TECHNOLOGIES PLC | SHS | G8994E103 | BBG001S5SBV6 | 1260729 | 7500 | SH |  | OTR | 23 | 0 | 0 | 7500 |
| TRANE TECHNOLOGIES PLC | SHS | G8994E103 | BBG001S5SBV6 | 2205 | 13 | SH |  | SOLE |  | 13 | 0 | 0 |
| TRANE TECHNOLOGIES PLC | SHS | G8994E103 | BBG001S5SBV6 | 420225 | 2500 | PRN | Put | OTR | 2 | 0 | 0 | 2500 |
| UNION PAC CORP | COM | 907818108 | BBG001S5X2M0 | 25677 | 124 | SH |  | SOLE |  | 124 | 0 | 0 |
| UNION PAC CORP | COM | 907818108 | BBG001S5X2M0 | 311502 | 1504 | SH |  | OTR | 3 | 0 | 0 | 1504 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 | BBG001SDGSH1 | 194808 | 1121 | SH |  | OTR | 3 | 0 | 0 | 1121 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 | BBG001SDGSH1 | 5737 | 33 | SH |  | SOLE |  | 33 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | BBG001S6WCJ1 | 1148233 | 2166 | SH |  | OTR | 23 | 0 | 0 | 2166 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | BBG001S6WCJ1 | 265090 | 500 | PRN | Put | OTR | 2 | 0 | 0 | 500 |
| UNITY SOFTWARE INC | COM | 91332U101 | BBG0056JW5H5 | 274292 | 9594 | SH |  | OTR | 23 | 0 | 0 | 9594 |
| UNITY SOFTWARE INC | COM | 91332U101 | BBG0056JW5H5 | 214425 | 7500 | PRN | Put | OTR | 2 | 0 | 0 | 7500 |
| VANGUARD BD INDEX FDS | VANGUARD ULTRA | 92203C303 | BBG00ZXBYMT4 | 14860515 | 303276 | SH |  | SOLE |  | 303276 | 0 | 0 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 | BBG001SHTTS4 | 329476 | 1546 | SH |  | SOLE |  | 1546 | 0 | 0 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | BBG001SMD2X3 | 728306 | 8830 | SH |  | SOLE |  | 8830 | 0 | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | BBG001SHTB03 | 268972 | 1407 | SH |  | SOLE |  | 1407 | 0 | 0 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 | BBG001SHVR78 | 784949 | 5592 | SH |  | SOLE |  | 5592 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | BBG001SHTTZ6 | 627309 | 16093 | SH |  | SOLE |  | 16093 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 | BBG001T0SKD6 | 1365590 | 13283 | SH |  | SOLE |  | 13283 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | BBG001TCVT65 | 4501378 | 108887 | SH |  | SOLE |  | 108887 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000IDX | 92206C730 | BBG001TCHM11 | 9785729 | 56156 | SH |  | SOLE |  | 56156 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 | BBG001TCH7W0 | 1836891 | 26103 | SH |  | SOLE |  | 26103 | 0 | 0 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | BBG001SQX4T3 | 251408 | 1656 | SH |  | OTR | 2 | 0 | 0 | 1656 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | BBG001SSPWL4 | 11744766 | 279837 | SH |  | SOLE |  | 279837 | 0 | 0 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | BBG001SS0V24 | 98341 | 909 | SH |  | SOLE |  | 909 | 0 | 0 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | BBG001SS0V24 | 413912 | 3825 | SH |  | OTR | 2 | 0 | 0 | 3825 |
| VANGUARD WORLD FD | ESG US STK ETF | 921910733 | BBG00M0P2SP4 | 794807 | 12068 | SH |  | SOLE |  | 12068 | 0 | 0 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | BBG001SHTTR5 | 239126 | 749 | SH |  | SOLE |  | 749 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | BBG001S67QY1 | 197162 | 5004 | SH |  | OTR | 3 | 0 | 0 | 5004 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | BBG001S67QY1 | 17769 | 451 | SH |  | SOLE |  | 451 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 | BBG001SRCFY3 | 1113582 | 5360 | SH |  | OTR | 23 | 0 | 0 | 5360 |
| VISA INC | COM CL A | 92826C839 | BBG001SRCFY3 | 21607 | 104 | SH |  | SOLE |  | 104 | 0 | 0 |
| WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | BBG001S5XBY7 | 1010429 | 27046 | SH |  | OTR | 23 | 0 | 0 | 27046 |
| WALMART INC | COM | 931142103 | BBG001S5XH92 | 320761 | 2262 | SH |  | OTR | 3 | 0 | 0 | 2262 |
| WALMART INC | COM | 931142103 | BBG001S5XH92 | 17582 | 124 | SH |  | SOLE |  | 124 | 0 | 0 |
| WELLS FARGO CO NEW | COM | 949746101 | BBG001S5XF23 | 248579 | 6020 | SH |  | OTR | 3 | 0 | 0 | 6020 |
| WELLS FARGO CO NEW | COM | 949746101 | BBG001S5XF23 | 6276 | 152 | SH |  | SOLE |  | 152 | 0 | 0 |
| WISDOMTREE TR | CYBERSECURITY FD | 97717Y659 | BBG00YZ66B57 | 153130 | 10058 | SH |  | SOLE |  | 10058 | 0 | 0 |
| WISDOMTREE TR | EMERGING MARKETS | 97717Y642 | BBG0112YXBJ8 | 33684082 | 1269330 | SH |  | SOLE |  | 1269330 | 0 | 0 |
| WISDOMTREE TR | EMG MKTS SMCAP | 97717W281 | BBG001SRPT24 | 227021 | 5161 | SH |  | SOLE |  | 5161 | 0 | 0 |
| WISDOMTREE TR | INTERNATIONL EFI | 97717Y634 | BBG0112Z5KQ8 | 79771812 | 2514082 | SH |  | SOLE |  | 2514082 | 0 | 0 |
| WISDOMTREE TR | US EFFICIENT COR | 97717Y790 | BBG00LLPH6R3 | 192684234 | 5937881 | SH |  | SOLE |  | 5937881 | 0 | 0 |
| WISDOMTREE TR | US SMALLCAP DIVD | 97717W604 | BBG001SHKFX7 | 963492 | 33878 | SH |  | SOLE |  | 33878 | 0 | 0 |
| YUM BRANDS INC | COM | 988498101 | BBG001S7JQ30 | 31476 | 246 | SH |  | SOLE |  | 246 | 0 | 0 |
| YUM BRANDS INC | COM | 988498101 | BBG001S7JQ30 | 244863 | 1912 | SH |  | OTR | 23 | 0 | 0 | 1912 |
| ZIONS BANCORPORATION N A | COM | 989701107 | BBG001S5XN80 | 966757 | 19666 | SH |  | OTR | 23 | 0 | 0 | 19666 |
| ZOETIS INC | CL A | 98978V103 | BBG0039320P7 | 213544 | 1457 | SH |  | OTR | 3 | 0 | 0 | 1457 |
| ZOETIS INC | CL A | 98978V103 | BBG0039320P7 | 1905 | 13 | SH |  | SOLE |  | 13 | 0 | 0 |

---