# EDGAR Filing Document

**Accession Number:** 0000919160
**File Stem:** 0001398344-25-016807
**Filing Date:** 2025-8
**Character Count:** 12292
**Document Hash:** 9d133fed927208c5995160c3c894edae
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-25-016807.hdr.sgml**: 20250827

**ACCESSION NUMBER**: 0001398344-25-016807

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250827

**DATE AS OF CHANGE**: 20250827

**PERIOD START**: 20251231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GUINNESS ATKINSON FUNDS
- **CENTRAL INDEX KEY:** 0000919160

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-08360
- **FILM NUMBER:** 251263240

**BUSINESS ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101
- **BUSINESS PHONE:** 626-914-1041

**MAIL ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INVESTEC FUNDS
- **DATE OF NAME CHANGE:** 20000927

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS
- **DATE OF NAME CHANGE:** 19970506

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS INC
- **DATE OF NAME CHANGE:** 19940217

## Series and Classes Contracts Data

### Guinness Atkinson Global Energy Fund (Series ID: S000005896)

| Class ID   | Class Name                           | Ticker Symbol   |
|:---|:---|:---|
| C000016120 | Guinness Atkinson Global Energy Fund | GAGEX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GUINNESS ATKINSON FUNDS

- **b. Investment Company Act file number:** 811-08360

- **c. CIK number of Registrant:** 0000919160

- **d. LEI of Registrant:** 54930097560RK2KMX577

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 251 South Lake Ave

  - **City:** Pasadena

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 91101

  - **Telephone number:** 626-914-1041

**Item A.2. Information about the Series.**

- **a. Name of Series:** Guinness Atkinson Global Energy Fund

- **b. EDGAR series identifier (if any):** S000005896

- **c. LEI of Series:** 5493008FBP33QJVDNN54

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-12-31

- **b. Date as of which information is reported:** 2025-06-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $9656293.43

**Total Liabilities:** $39841.76

**Net Assets:** $9616451.67

**Cash Not Reported:** $158516.84

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000016120 | 5.75%                | 3.09%                | -11.52%              |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-379128.34              | $841118.22                                 |
| Month 2  | $0.00                    | $234493.16                                 |
| Month 3  | $0.00                    | $-1147864.06                               |

### Schedule of Portfolio Investments

| Name                           | Title        | Identifiers                  | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| BAKER HUGHES CO                | COMMON STOCK | CUSIP: 05722G100<br>LEI: N/A | Long             | EC               | CORP              | US        |      6517 | NS      | $249861.78    | 2.60%             |  |  |  | No            |                  1 | On Loan: No      |
| BP PLC /GBP/                   | COMMON STOCK | CUSIP: G12793108<br>LEI: N/A | Long             | EC               | CORP              | GB        |     79110 | NS      | $394462.27    | 4.10%             |  |  |  | No            |                  2 | On Loan: No      |
| CANADIAN NATURAL RESOURC /CAD/ | COMMON STOCK | CUSIP: 136385101<br>LEI: N/A | Long             | EC               | CORP              | CA        |     10981 | NS      | $345033.07    | 3.59%             |  |  |  | No            |                  1 | On Loan: No      |
| CENOVUS ENERGY INC /CAD/       | COMMON STOCK | CUSIP: 15135U109<br>LEI: N/A | Long             | EC               | CORP              | CA        |     18759 | NS      | $255187.95    | 2.65%             |  |  |  | No            |                  1 | On Loan: No      |
| CHEVRON CORP                   | COMMON STOCK | CUSIP: 166764100<br>LEI: N/A | Long             | EC               | CORP              | US        |      3622 | NS      | $518634.18    | 5.39%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA PETROLEUM & CHEMIC /HKD/ | COMMON STOCK | CUSIP: Y15010104<br>LEI: N/A | Long             | EC               | CORP              | CN        |    288000 | NS      | $151082.24    | 1.57%             |  |  |  | No            |                  2 | On Loan: No      |
| CONOCOPHILLIPS                 | COMMON STOCK | CUSIP: 20825C104<br>LEI: N/A | Long             | EC               | CORP              | US        |      4312 | NS      | $386958.88    | 4.02%             |  |  |  | No            |                  1 | On Loan: No      |
| DEVON ENERGY CORP              | COMMON STOCK | CUSIP: 25179M103<br>LEI: N/A | Long             | EC               | CORP              | US        |      7157 | NS      | $227664.17    | 2.37%             |  |  |  | No            |                  1 | On Loan: No      |
| DIAMONDBACK ENERGY INC         | COMMON STOCK | CUSIP: 25278X109<br>LEI: N/A | Long             | EC               | CORP              | US        |      2055 | NS      | $282357.00    | 2.94%             |  |  |  | No            |                  1 | On Loan: No      |
| DIVERSIFIED ENERGY CO PL /GBP/ | COMMON STOCK | CUSIP: G2891G204<br>LEI: N/A | Long             | EC               | CORP              | GB        |      2019 | NS      | $29993.28     | 0.31%             |  |  |  | No            |                  2 | On Loan: No      |
| ENBRIDGE INC                   | COMMON STOCK | CUSIP: 29250N105<br>LEI: N/A | Long             | EC               | CORP              | CA        |      8179 | NS      | $370672.28    | 3.85%             |  |  |  | No            |                  1 | On Loan: No      |
| ENI SPA /EUR/                  | COMMON STOCK | CUSIP: T3643A145<br>LEI: N/A | Long             | EC               | CORP              | IT        |     22746 | NS      | $368477.02    | 3.83%             |  |  |  | No            |                  2 | On Loan: No      |
| ENQUEST PLC /GBP/              | COMMON STOCK | CUSIP: G3159S104<br>LEI: N/A | Long             | EC               | CORP              | GB        |    195196 | NS      | $34080.02     | 0.35%             |  |  |  | No            |                  2 | On Loan: No      |
| EOG RESOURCES INC              | COMMON STOCK | CUSIP: 26875P101<br>LEI: N/A | Long             | EC               | CORP              | US        |      2915 | NS      | $348663.15    | 3.63%             |  |  |  | No            |                  1 | On Loan: No      |
| EQUINOR ASA /NOK/              | COMMON STOCK | CUSIP: R2R90P103<br>LEI: N/A | Long             | EC               | CORP              | NO        |     13031 | NS      | $328437.12    | 3.42%             |  |  |  | No            |                  2 | On Loan: No      |
| EXXON MOBIL CORP               | COMMON STOCK | CUSIP: 30231G102<br>LEI: N/A | Long             | EC               | CORP              | US        |      4706 | NS      | $507306.80    | 5.28%             |  |  |  | No            |                  1 | On Loan: No      |
| GALP ENERGIA SGPS SA  B /EUR/  | COMMON STOCK | CUSIP: X3078L108<br>LEI: N/A | Long             | EC               | CORP              | PT        |     19118 | NS      | $350251.85    | 3.64%             |  |  |  | No            |                  2 | On Loan: No      |
| HALLIBURTON CO                 | COMMON STOCK | CUSIP: 406216101<br>LEI: N/A | Long             | EC               | CORP              | US        |      9809 | NS      | $199907.42    | 2.08%             |  |  |  | No            |                  1 | On Loan: No      |
| HELIX ENERGY SOLUTIONS GROUP   | COMMON STOCK | CUSIP: 42330P107<br>LEI: N/A | Long             | EC               | CORP              | US        |      9762 | NS      | $60914.88     | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| IMPERIAL OIL LTD /CAD/         | COMMON STOCK | CUSIP: 453038408<br>LEI: N/A | Long             | EC               | CORP              | CA        |      5387 | NS      | $427827.82    | 4.45%             |  |  |  | No            |                  1 | On Loan: No      |
| KINDER MORGAN INC              | COMMON STOCK | CUSIP: 49456B101<br>LEI: N/A | Long             | EC               | CORP              | US        |     14661 | NS      | $431033.40    | 4.48%             |  |  |  | No            |                  1 | On Loan: No      |
| OMV AG /EUR/                   | COMMON STOCK | CUSIP: A51460110<br>LEI: N/A | Long             | EC               | CORP              | AT        |      6347 | NS      | $346465.40    | 3.60%             |  |  |  | No            |                  2 | On Loan: No      |
| PETROCHINA CO LTD H /HKD/      | COMMON STOCK | CUSIP: Y6883Q104<br>LEI: N/A | Long             | EC               | CORP              | CN        |    286000 | NS      | $246531.38    | 2.56%             |  |  |  | No            |                  2 | On Loan: No      |
| PHAROS ENERGY PLC /GBP/        | COMMON STOCK | CUSIP: M7S90R102<br>LEI: N/A | Long             | EC               | CORP              | GB        |     77272 | NS      | $21765.77     | 0.23%             |  |  |  | No            |                  2 | On Loan: No      |
| REPSOL SA /EUR/                | COMMON STOCK | CUSIP: E8471S130<br>LEI: N/A | Long             | EC               | CORP              | ES        |     24198 | NS      | $354173.35    | 3.68%             |  |  |  | No            |                  2 | On Loan: No      |
| SCHLUMBERGER LTD               | COMMON STOCK | CUSIP: 806857108<br>LEI: N/A | Long             | EC               | CORP              | CW        |      7586 | NS      | $256406.80    | 2.67%             |  |  |  | No            |                  1 | On Loan: No      |
| SHELL PLC /EUR/                | COMMON STOCK | CUSIP: G80827101<br>LEI: N/A | Long             | EC               | CORP              | GB        |     16721 | NS      | $589662.36    | 6.13%             |  |  |  | No            |                  2 | On Loan: No      |
| SUNCOR ENERGY INC /CAD/        | COMMON STOCK | CUSIP: 867224107<br>LEI: N/A | Long             | EC               | CORP              | CA        |     10744 | NS      | $402342.94    | 4.18%             |  |  |  | No            |                  1 | On Loan: No      |
| TOTALENERGIES SE /EUR/         | COMMON STOCK | CUSIP: F92124100<br>LEI: N/A | Long             | EC               | CORP              | FR        |      8399 | NS      | $514391.96    | 5.35%             |  |  |  | No            |                  2 | On Loan: No      |
| VALERO ENERGY CORP             | COMMON STOCK | CUSIP: 91913Y100<br>LEI: N/A | Long             | EC               | CORP              | US        |      3004 | NS      | $403797.68    | 4.20%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-08-27

**Name of Applicant:** GUINNESS ATKINSON FUNDS

**Signature:** /s/ Lyna Phan

**Name of Signer:** Lyna Phan

**Title:** Assistant Treasurer