# EDGAR Filing Document

**Accession Number:** 0000005006
**File Stem:** 0000005006-23-000001
**Filing Date:** 2023-2
**Character Count:** 26955
**Document Hash:** 89e76784324614dfd2b10ad378a602f6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000005006-23-000001.hdr.sgml**: 20230224

**ACCESSION NUMBER**: 0000005006-23-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230224

**DATE AS OF CHANGE**: 20230224

**EFFECTIVENESS DATE**: 20230224

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AMERICAN FIDELITY SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0000005006
- **IRS NUMBER:** 730783902
- **STATE OF INCORPORATION:** OK
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-15123
- **FILM NUMBER:** 23667962

**BUSINESS ADDRESS:**
- **STREET 1:** 9000 CAMERON PARKWAY
- **CITY:** OKLAHOMA CITY
- **STATE:** OK
- **ZIP:** 73114-3701
- **BUSINESS PHONE:** 4054167984

**MAIL ADDRESS:**
- **STREET 1:** 9000 CAMERON PARKWAY
- **CITY:** OKLAHOMA CITY
- **STATE:** OK
- **ZIP:** 73114

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** AMERICAN FIDELITY SECURITIES INC                        /BD
- **DATE OF NAME CHANGE:** 20020220

### Attached PDF Documents

**Attachment 1:** `afs12312022secfiling3.pdf`

# UNITED STATES

# SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

OMB APPROVAL

OMB Number: 3235-0123

Expires: Oct. 31, 2023

Estimated average burden

hours per response: 12

# ANNUAL REPORTS

# FORM X-17A-5

# PART III

SEC FILE NUMBER

# FACING PAGE

Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934

| FILING FOR THE PERIOD BEGINNING | 01/01/2022 | AND ENDING | 12/31/2022 |
| --- | --- | --- | --- |
|  | MM/DD/YY |  | MM/DD/YY |

# A. REGISTRANT IDENTIFICATION

NAME OF FIRM: American Fidelity Securities, Inc.

TYPE OF REGISTRANT (check all applicable boxes):

☑ Broker-dealer

☐ Security-based swap dealer

☐ Major security-based swap participant

☐ Check here if respondent is also an OTC derivatives dealer

ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)

9000 Cameron Parkway

(No. and Street)

Oklahoma City

(City)

OK

(State)

73102

(Zip Code)

PERSON TO CONTACT WITH REGARD TO THIS FILING

Shirley Williams

405-523-5397

Shirley.Williams@americanfidelity.com

(Name)

(Area Code - Telephone Number)

(Email Address)

# B. ACCOUNTANT IDENTIFICATION

INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*

Deloitte & Touche LLP

(Name - if individual, state last, first, and middle name)

100 N. Broadway Ave, Suite 3250

Oklahoma City

OK

73102

(Address)

(City)

(State)

(Zip Code)

10/20/2003

34

(Date of Registration with PCAOB)(if applicable)

(PCAOB Registration Number, if applicable)

# FOR OFFICIAL USE ONLY

* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable.

Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

# OATH OR AFFIRMATION

I, Shirley Williams, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of American Fidelity Securities, Inc., as of 12/31, 2022, is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer.

Dorene Gallant

Notary Public

![img-0.jpeg](img-0.jpeg)

Shirley Williams
CFO

This filing** contains (check all applicable boxes):

☑ (a) Statement of financial condition.
☑ (b) Notes to consolidated statement of financial condition.
☑ (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of comprehensive income (as defined in § 210.1-02 of Regulation S-X).
☑ (d) Statement of cash flows.
☑ (e) Statement of changes in stockholders' or partners' or sole proprietor's equity.
☐ (f) Statement of changes in liabilities subordinated to claims of creditors.
☑ (g) Notes to consolidated financial statements.
☑ (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable.
☐ (i) Computation of tangible net worth under 17 CFR 240.18a-2.
☑ (j) Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3.
☐ (k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or Exhibit A to 17 CFR 240.18a-4, as applicable.
☐ (l) Computation for Determination of PAB Requirements under Exhibit A to § 240.15c3-3.
☑ (m) Information relating to possession or control requirements for customers under 17 CFR 240.15c3-3.
☐ (n) Information relating to possession or control requirements for security-based swap customers under 17 CFR 240.15c3-3(p)(2) or 17 CFR 240.18a-4, as applicable.
☐ (o) Reconciliations, including appropriate explanations, of the FOCUS Report with computation of net capital or tangible net worth under 17 CFR 240.15c3-1, 17 CFR 240.18a-1, or 17 CFR 240.18a-2, as applicable, and the reserve requirements under 17 CFR 240.15c3-3 or 17 CFR 240.18a-4, as applicable, if material differences exist, or a statement that no material differences exist.
☐ (p) Summary of financial data for subsidiaries not consolidated in the statement of financial condition.
☑ (q) Oath or affirmation in accordance with 17 CFR 240.17a-5, 17 CFR 240.17a-12, or 17 CFR 240.18a-7, as applicable.
☐ (r) Compliance report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.
☑ (s) Exemption report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.
☐ (t) Independent public accountant's report based on an examination of the statement of financial condition.
☑ (u) Independent public accountant's report based on an examination of the financial report or financial statements under 17 CFR 240.17a-5, 17 CFR 240.18a-7, or 17 CFR 240.17a-12, as applicable.
☐ (v) Independent public accountant's report based on an examination of certain statements in the compliance report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.
☑ (w) Independent public accountant's report based on a review of the exemption report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.
☐ (x) Supplemental reports on applying agreed-upon procedures, in accordance with 17 CFR 240.15c3-1e or 17 CFR 240.17a-12, as applicable.
☐ (y) Report describing any material inadequacies found to exist or found to have existed since the date of the previous audit, or a statement that no material inadequacies exist, under 17 CFR 240.17a-12(k).
☐ (z) Other:

**To request confidential treatment of certain portions of this filing, see 17 CFR 240.17a-5(e)(3) or 17 CFR 240.18a-7(d)(2), as applicable.

# **AMERICAN FIDELITY SECURITIES, INC.**

Financial Statements and Schedules

December 31, 2022

(With Report of Independent Registered Public Accounting Firm Thereon)

# AMERICAN FIDELITY SECURITIES, INC.

# Table of Contents

|  | Page |
| --- | --- |
| Report of Independent Registered Public Accounting Firm | 1 |
| Statement of Financial Condition - December 31, 2022 | 3 |
| Statement of Operations - Year ended December 31, 2022 | 4 |
| Statement of Changes in Stockholder’s Equity - Year ended December 31, 2022 | 5 |
| Statement of Cash Flows - Year ended December 31, 2022 | 6 |
| Notes to Financial Statements | 7 |
| Schedules |  |
| Schedule I: Computation of Net Capital Pursuant to Rule 15c3-1 of the Securities and Exchange Commission | 10 |
| Schedule II: Computation for Determination of Reserve Requirements Pursuant to Rule 15c3-3, and Information Relating to Possession or Control Requirements Pursuant to Rule 15c3-3 | 11 |

![img-1.jpeg](img-1.jpeg)

**Deloitte & Touche LLP**  
100 N. Broadway  
Avenue Suite 3250  
Oklahoma City, OK  
73102 USA

Tel: 918-560-1400  
www.deloitte.com

## REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

To the Board of Directors and Stockholder of American Fidelity Securities, Inc.

### Opinion on the Financial Statements

We have audited the accompanying statement of financial condition of American Fidelity Securities, Inc. (the 'Company') (a wholly-owned subsidiary of American Fidelity Assurance Company) as of December 31, 2022, the related statements of operations, changes in stockholder’s equity, and cash flows for the year then ended, and the related notes (collectively referred to as the 'financial statements'). In our opinion, the financial statements present fairly, in all material respects, the financial position of the Company as of December 31, 2022, and the results of its operations and its cash flows for the year then ended, in conformity with accounting principles generally accepted in the United States of America.

### Basis for Opinion

These financial statements are the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statements based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB.

We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud.

Our audit included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audit also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audit provides a reasonable basis for our opinion.

### Emphasis of a Matter

The Company engages in various related-party transactions with affiliates under common control as discussed in Note 2 to the financial statements. The accompanying financial statements are not necessarily indicative of the conditions that would exist or the results of operations that would prevail if the Company were operated as an unaffiliated entity.

## Report on Supplemental Schedules

The supplemental schedules I and II listed in the accompanying table of contents have been subjected to audit procedures performed in conjunction with the audit of the Company's financial statements. The supplemental schedules are the responsibility of the Company's management. Our audit procedures included determining whether the supplemental schedules reconcile to the financial statements or the underlying accounting and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in the supplemental schedules. In forming our opinion on the supplemental schedules, we evaluated whether the supplemental schedules, including their form and content, are presented in compliance with Rule 17a-5 under the Securities Exchange Act of 1934. In our opinion, such schedules are fairly stated, in all material respects, in relation to the financial statements as a whole.

February 13, 2023

We have served as the Company's auditor since 2020.

# AMERICAN FIDELITY SECURITIES, INC.

# Statement of Financial Condition

December 31, 2022

# Assets

| Cash | $55,001 |
| --- | --- |
| Accrued fees receivable | 23,634 |
| Total assets | $78,635 |

# Liabilities and Stockholder's Equity

| Liabilities: |  |
| --- | --- |
| Accounts payable-general | $2,042 |
| Accrued expense payable-parent | 16,381 |
| Accrued expense payable-affiliated | 5,212 |
| Total liabilities | 23,635 |

| Stockholder's equity: |  |
| --- | --- |
| Common stock, par value $10 per share. Authorized 5,000 shares; issued and outstanding 1,000 shares | 10,000 |
| Additional paid-in capital | 45,000 |
| Total stockholder's equity | 55,000 |
| Total liabilities and stockholder's equity | $78,635 |

See accompanying notes to financial statements.

3

# AMERICAN FIDELITY SECURITIES, INC.

## Statement of Operations

Year ended December 31, 2022

Revenues:

| Fees for variable annuity insurance contracts | $2,210,564 |
| --- | --- |
| Interest | 234 |
|  | 2,210,798 |
| Expenses: |  |
| Fees to affiliated service providers | 1,943,545 |
| Regulatory fees and expenses | 267,253 |
|  | 2,210,798 |
| Net income | $ - |

See accompanying notes to financial statements.

4

# **AMERICAN FIDELITY SECURITIES, INC.**

# Statement of Changes in Stockholder's Equity

Year ended December 31, 2022

|  | Common stock | Additional paid-in capital | Total stockholder's equity |
| --- | --- | --- | --- |
| Balance, December 31, 2021 | $10,000 | 45,000 | 55,000 |
| Net income | - | - | - |
| Balance, December 31, 2022 | $10,000 | 45,000 | 55,000 |

See accompanying notes to financial statements.

5

# AMERICAN FIDELITY SECURITIES, INC.

# Statement of Cash Flows

Year ended December 31, 2022

Cash flows from operating activities:

| Net income | $ | - |
| --- | --- | --- |
| Adjustment to reconcile net income to net cash used in operating activities: |  |  |
| Decrease in accrued interest receivable |  | 15 |
| Decrease in accrued fees receivable |  | 786 |
| Increase in accounts payable - general |  | 1,727 |
| Decrease in accrued expenses - parent |  | (2,829) |
| Increase in accrued expenses - affiliated |  | 317 |
| Net cash provided by operating activities |  | 16 |
| Net increase in cash |  | 16 |
| Cash, beginning of year |  | 54,985 |
| Cash, end of year | $ | 55,001 |

See accompanying notes to financial statements.

6

# AMERICAN FIDELITY SECURITIES, INC.

Notes to Financial Statements

December 31, 2022

# (1) Organization and Significant Accounting Policies

American Fidelity Securities, Inc. (the Company) is a wholly owned subsidiary of American Fidelity Assurance Company (AFA), a life insurance company. The Company is a limited purpose broker-dealer registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA). The Company's primary function is to act as a broker-dealer in the business of effecting transactions for the American Fidelity Separate Account A, American Fidelity Separate Account B, and American Fidelity Separate Account C (the Funds), separate accounts of AFA. The Company also acts as the broker-dealer for other variable annuity products for American Fidelity General Agency.

# (a) Basis of Presentation

The financial statements have been prepared in accordance with U.S. generally accepted accounting principles (U.S. GAAP). The Company is a registered broker-dealer and applies the specialized accounting and reporting guidance in the Financial Accounting Standards Board (FASB) Accounting Standards Codification (ASC) Topic 940 - Financial Services - Brokers and Dealers.

# (b) Use of Estimates

The preparation of financial statements in conformity with U.S. GAAP requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenue and expenses during the reporting period. Actual results could differ from those estimates.

# (c) Cash and Cash Equivalents

Cash and cash equivalents consist of cash on hand and in banks including money market and demand deposits.

# (d) Revenue Recognition

Revenues from fees for variable annuity insurance contracts consist of underwriting income, which is comprised of sales, distribution, withdrawal and policy maintenance charges, as well as revenue sharing and concessions. Revenues from policy maintenance charges are recognized over time when the performance obligation is satisfied which equated to $590,165 with payments settled monthly. All other revenues, recorded on a trade-date basis, are recognized at a point in time when control of the promised services is transferred to our customers in an amount that reflects the consideration we expect to be entitled to in exchange for those services and equated to $1,620,399 with payments settled at the end of each calendar month. Accrued fees receivable is derived from revenue sharing and concessions earned on 2022 business activity. During the year ended December 31, 2022, fees from the Funds and affiliates were $2,008,622 and fees from other non-affiliated entities were $201,942.

# (e) Income Taxes

No provision for income taxes was recognized because the Company's revenues equals the expenses incurred, and because the tax basis of its assets and liabilities equal the book basis. The Company is

7

# AMERICAN FIDELITY SECURITIES, INC.

Notes to Financial Statements

December 31, 2022

included in the American Fidelity Corporation and Subsidiaries consolidated federal income tax return.

The Company recognizes and measures unrecognized tax positions in accordance with FASB ASC 740 - Income Taxes. The Company has no unrecognized tax positions at December 31, 2022.

As of December 31, 2022, the Company has no accrued interest and penalties related to unrecognized tax positions. The Company would recognize interest accrued related to unrecognized tax positions in interest expense and penalties accrued in operating expense, should they occur.

The tax years 2017 through 2022 remain open to examination by the U.S. federal jurisdiction and various states to which the Company is subject. The Company is not currently under examination by any taxing authority and does not expect any material changes to its unrecognized tax positions within the next twelve months.

## (2) Related Party Transactions

The Company receives underwriting income from AFA based on the variable annuity insurance contracts issued by AFA to participants in the Funds.

The Company has an Expense Management Service Agreement (Agreement) with its parent, AFA. Under the Agreement, AFA provides general administrative resources and services to the Company including employees, professional services support, facilities and related expenses and income taxes. This represents fees to affiliated service providers in the Statement of Operations. Additionally, under the Agreement, AFA agrees to pay expenses in connection with the Company acting as, and being registered as, a broker dealer. These fees include regulatory and professional fees billed directly to the Company for which the Company is directly liable. In return, the Company will pay to AFA its net revenues on hand to assist with expenses borne by AFA related to the variable annuity business.

During 2022, the Company received underwriting income of $1,947,257 and incurred expenses of $1,943,545 for services AFA provided under the Agreement. The company received income of $61,365 from an affiliated entity for other variable annuity products. As of December 31, 2022, there was an accrued payable of $16,381 due to AFA and $5,212 due to an affiliate from the Company.

## (3) Net Capital Requirements

The Company, as a registered broker-dealer of securities, is subject to the SEC Uniform Net Capital Rule (Rule 15c3-1). Broker-dealers that transact business only in investment company shares and variable annuities and that do not receive customer moneys or securities must maintain net capital of the greater of $5,000 or 6 2/3% of aggregated indebtedness. The Company has net capital of $55,000 as of December 31, 2022.

## (4) Subordinated Liabilities

The Company incurred no liabilities subordinated to claims of general creditors as of and for the year ended December 31, 2022.

8

# **AMERICAN FIDELITY SECURITIES, INC.**

# Notes to Financial Statements

December 31, 2022

# **(5) Commitments and Contingencies**

The Company is a party to various legal actions arising in the normal course of business. Management is not aware of any such actions which are probable and estimable of loss as of and for the year ended December 31, 2022. Any legal costs or judgments against the Company that exceed its required minimum capital would be funded by the management agreement between the Company and AFA.

# **(6) Subsequent Events**

There were no material events that occurred subsequent to December 31, 2022. Subsequent events have been considered through February 13, 2023, the date the financial statements were issued.

9

Schedule I

# AMERICAN FIDELITY SECURITIES, INC.

Computation of Net Capital Pursuant to Rule 15c3-1

of the Securities Exchange Act of 1934

December 31, 2022

Computation of net capital:

| Total stockholder's equity | $55,000 |
| --- | --- |
| Total stockholder's equity qualified for net capital | 55,000 |
| Total capital | 55,000 |

Deductions:

| Nonallowable receivables | - |
| --- | --- |
| Net capital before haircuts | 55,000 |
| Haircuts on securities | - |
| Net capital | 55,000 |

Computation of net capital requirement:

| Minimum dollar net capital requirement (6.67% of total indebtedness or $5,000, whichever is greater) | 5,000 |
| --- | --- |
| Excess net capital | $50,000 |

Excess net capital at 1000% (net capital less the greater of 10% of aggregate

indebtedness or 120% of the minimum net capital) $49,000

Computation of aggregate indebtedness:

| Total liabilities (from Statement of Financial Condition) | $23,635 |
| --- | --- |
| Percentage of aggregate indebtedness to net capital | 43% |

There were no differences between the Computation of Net Capital Pursuant to Rule 15c3-1 included in this report and the computations included in the Company's corresponding unaudited Form X-17a-5, Part IIA filing as of December 31, 2022.

10

Schedule II

# AMERICAN FIDELITY SECURITIES, INC.

Computation for Determination of Reserve Requirements Pursuant to Rule 15c3-3, and

Information Relating to Possession or Control Requirements Pursuant to Rule 15c3-3

December 31, 2022

The Company is exempt from the provisions of Rule 15c3-3 under the Securities Exchange Act of 1934, in that the Company's activities are limited to those set forth in the conditions for exemption appearing in Paragraph (k)(1) of the Rule.

11

![img-0.jpeg](img-0.jpeg)

Deloitte & Touche LLP

100 N. Broadway
Avenue Suite 3250
Oklahoma City, OK
73102 USA

Tel: 918-560-1400
www.deloitte.com

# REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

To the Board of Directors and Stockholder of American Fidelity Securities, Inc.

We have reviewed management's statements, included in the accompanying American Fidelity Securities, Inc. Exemption Report, in which (1) American Fidelity Securities, Inc. (the "Company") identified the following provision of 17 C.F.R. § 240.15c3-3(k) under which the Company claimed an exemption from 17 C.F.R. § 240.15c3-3: paragraph (k)(1) (the "exemption provision") and (2) the Company stated that the Company met the identified exemption provision throughout the year ended December 31, 2022, without exception. The Company's management is responsible for compliance with the exemption provision and its statements.

Our review was conducted in accordance with the standards of the Public Company Accounting Oversight Board (United States) and, accordingly, included inquiries and other required procedures to obtain evidence about the Company's compliance with the exemption provision. A review is substantially less in scope than an examination, the objective of which is the expression of an opinion on management's statements. Accordingly, we do not express such an opinion.

Based on our review, we are not aware of any material modifications that should be made to management's statements referred to above for them to be fairly stated, in all material respects, based on the provisions set forth in paragraph (k)(1) of Rule 15c3-3 under the Securities Exchange Act of 1934.

February 13, 2023

American Fidelity Securities, Inc.

a different opinion

Member FINRA

[LOGO]

February 13, 2023

## AMERICAN FIDELITY SECURITIES, INC. EXEMPTION REPORT

American Fidelity Securities, Inc. (the “Company”) is a registered broker-dealer subject to Rule 17a-5 promulgated by the Securities and Exchange Commission (17 C.F.R. Section 240.17a-5, “Reports to be made by certain brokers and dealers”). This Exemption Report was prepared as required by 17 C.F.R. Section 240.17a-5(d)(1) and (4). To the best of its knowledge and belief, the Company states the following:

(1) The Company claimed an exemption from 17 C.F.R. Section 240.15c3-3 under the following provisions of 17 C.F.R. Section 240.15c3-3(k)(1).
(2) The Company met the identified exemption provisions in 17 C.F.R. Section 240.15c3-3(k) throughout the most recent fiscal year.

American Fidelity Securities, Inc.

I, Shirley Williams, swear (or affirm) that, to my best knowledge and belief, this Exemption Report is true and correct.

By:

Shirley Williams

Shirley Williams

Assistant Vice President

Chief Financial Officer

American Fidelity Securities, Inc. • P.O. Box 25523 Oklahoma City, OK 73125-0523 • 800-654-8489 • americanfidelity.com

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000005006

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** AMERICAN FIDELITY SECURITIES, INC.

**Business Address:** 9000 CAMERON PARKWAY, OKLAHOMA CITY, OK, 73114-3701

**Contact Person:** Shirley Williams

**Contact Phone:** 405-523-5397

### Independent Public Accountant Identification

**Accountant Name:** Deloitte & Touche LLP

**Accountant Address:** 100 N. Broadway Ave Suite 3250, Oklahoma City, OK, 73102

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Shirley Williams**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **AMERICAN FIDELITY SECURITIES, INC.**, as of **02-24-2023**, are true and correct.

**Signature:** Shirley Williams

**Title:** CFO

**Notarized:** Yes