# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0000910472-25-006175
**Filing Date:** 2025-12
**Character Count:** 10085
**Document Hash:** ba6e7356762ceb42340d1fc0c3457a9b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-25-006175.hdr.sgml**: 20251229

**ACCESSION NUMBER**: 0000910472-25-006175

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251031

**FILED AS OF DATE**: 20251229

**DATE AS OF CHANGE**: 20251229

**PERIOD START**: 20251031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 251606197

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### Main BuyWrite ETF (Series ID: S000077243)

| Class ID   | Class Name        | Ticker Symbol   |
|:---|:---|:---|
| C000237474 | Main BuyWrite ETF | BUYW            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** Main Buywrite ETF

- **b. EDGAR series identifier (if any):** S000077243

- **c. LEI of Series:** 549300J1HWLD5SIU9R69

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-10-31

- **b. Date as of which information is reported:** 2025-10-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $1084413698.47

**Total Liabilities:** $185194227.85

**Net Assets:** $899219470.62

**Cash Not Reported:** $1024825.50

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000237474 | 0.86%                | 0.64%                | 0.43%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.20                    | $16501858.95                               |
| Month 2  | $39002865.73             | $3991047.12                                |
| Month 3  | $33889439.25             | $-11754497.11                              |

**Designated Index Information**

- **Index Name:** CBOE S&P 500 Buywrite Index (Close Price)

- **Index Identifier:** BXM-USD

### Schedule of Portfolio Investments

| Name                                        | Title                 | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Invesco Exchange Traded Fund Trust II       | INVES NASDAQ 100      | CUSIP: 46138G649<br>LEI: O540V2L4S174Y60FMD36 | Long             | EC               | RF                | US        |    342800 | NS      | $88771488.00  | 9.87%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                         | XLV US 12/19/25 C130  | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |     -5450 | NC      | $-8297625.00  | -0.92%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                         | SPX US 12/19/25 C5600 | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |      -170 | NC      | $-21721750.00 | -2.42%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                         | XLC US 12/19/25 C95   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |     -8505 | NC      | $-17605350.00 | -1.96%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                         | SPX US 06/18/26 C6300 | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |      -168 | NC      | $-14345520.00 | -1.60%            |  |  |  | No            |                  2 | On Loan: No      |
| Select Sector Spdr Trust                    | SPDR-ENERGY SEL       | CUSIP: 81369Y506<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |    793700 | NS      | $69948781.00  | 7.78%             |  |  |  | No            |                  1 | On Loan: No      |
| BBH SWEEP VEHICLE                           | BBH SWEEP VEHICLE     | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             |  | US        |      9942 | PA      | $9941.57      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                         | XLU US 12/19/25 C74   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |    -10533 | NC      | $-16589475.00 | -1.84%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                         | QQQM US 12/19/25 C195 | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |     -3428 | NC      | $-22504820.00 | -2.50%            |  |  |  | No            |                  2 | On Loan: No      |
| iShares Trust                               | ISHARES-C S&P500      | CUSIP: 464287200<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |    594400 | NS      | $407300712.00 | 45.29%            |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust                    | SPDR-UTIL SELECT      | CUSIP: 81369Y886<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |   1053300 | NS      | $93849030.00  | 10.44%            |  |  |  | No            |                  1 | On Loan: No      |
| BNY Mellon ETF Trust                        | BNY US L/C CORE       | CUSIP: 09661T107<br>LEI: 549300E2C8EQYJ7B0H81 | Long             | EC               | RF                | US        |   1028900 | NS      | $134785900.00 | 14.99%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                         | XLE US 06/18/26 C84   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |     -7937 | NC      | $-7222670.00  | -0.80%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                         | SPX US 12/19/25 C6000 | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -44 | NC      | $-3914240.00  | -0.44%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                         | IVV US 12/19/25 C560  | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |     -4094 | NC      | $-53262940.00 | -5.92%            |  |  |  | No            |                  2 | On Loan: No      |
| Select Sector Spdr Trust                    | SPDR-HEALTH CARE      | CUSIP: 81369Y209<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |    545000 | NS      | $78616250.00  | 8.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust                    | SPDR-CONS DISCRE      | CUSIP: 81369Y407<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |    391600 | NS      | $93956588.00  | 10.45%            |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust                    | SPDR-COMM SERV        | CUSIP: 81369Y852<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |    850500 | NS      | $97645905.00  | 10.86%            |  |  |  | No            |                  1 | On Loan: No      |
| State Street Institutional Investment Trust | STATE STREET SWEEP    | CUSIP: 857492888<br>LEI: 549300P1E098W6ES7M39 | Long             | STIV             | RF                | US        |  16417353 | PA      | $16417353.45  | 1.83%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                         | XLY US 12/19/25 C200  | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |     -3916 | NC      | $-16270980.00 | -1.81%            |  |  |  | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2025-11-28

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer