# EDGAR Filing Document

**Accession Number:** 0001802749
**File Stem:** 0001802749-23-000012
**Filing Date:** 2023-2
**Character Count:** 6134
**Document Hash:** 720ba5a8d520e36a8fab7fb6865ec9e2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001802749-23-000012.hdr.sgml**: 20230210

**ACCESSION NUMBER**: 0001802749-23-000012

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20230207

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20230210

**DATE AS OF CHANGE**: 20230210

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Lightning eMotors, Inc.
- **CENTRAL INDEX KEY:** 0001802749
- **STANDARD INDUSTRIAL CLASSIFICATION:** MOTOR VEHICLES & PASSENGER CAR BODIES [3711]
- **IRS NUMBER:** 844605714
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39283
- **FILM NUMBER:** 23611706

**BUSINESS ADDRESS:**
- **STREET 1:** 815 14TH STREET SW, SUITE A100
- **CITY:** LOVELAND
- **STATE:** CO
- **ZIP:** 80537
- **BUSINESS PHONE:** 1-800-223-0740

**MAIL ADDRESS:**
- **STREET 1:** 815 14TH STREET SW, SUITE A100
- **CITY:** LOVELAND
- **STATE:** CO
- **ZIP:** 80537

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GigCapital3, Inc.
- **DATE OF NAME CHANGE:** 20200210

?xml version="1.0" ? zev-20230207

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

Date of Report (Date of earliest event reported): **February 7, 2023**

**Lightning eMotors, Inc.**

(Exact name of registrant as specified in its charter)

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| | | |
|:---|:---|:---|
| **Delaware** | **001-39283** | **84-4605714** |
| (State or other jurisdiction<br>of incorporation or organization) | (Commission<br>File Number) | (IRS Employer<br>Identification No.) |

---

**815 14th Street SW, Suite A100**

**Loveland, Colorado 80537**

(Address of principal executive offices, including zip code)

**1-800-223-0740**

(Registrant's telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):

&nbsp;&nbsp;&nbsp;&nbsp;☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

&nbsp;&nbsp;&nbsp;&nbsp;☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

&nbsp;&nbsp;&nbsp;&nbsp;☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

&nbsp;&nbsp;&nbsp;&nbsp;☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange<br>on which registered |
| Common Stock, par value $0.0001 per share | ZEV | New York Stock Exchange |
| Redeemable Warrants, each full warrant exercisable for one share of Common Stock at an exercise price of $11.50 per share | ZEV.WS | New York Stock Exchange |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ⌧

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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**Item 5.07&nbsp;&nbsp;&nbsp;&nbsp;Submission of Matters to a Vote of Security Holders.**

On February 7, 2023, Lightning eMotors, Inc. held a special meeting of stockholders, or the Special Meeting. Proxies were solicited pursuant to the definitive proxy statement filed on December 27, 2022, with the Securities and Exchange Commission under Section 14(a) of the Securities Exchange Act of 1934.

The number of shares of common stock entitled to vote at the Special Meeting was 89,843,138. The holders of 69,397,230 shares of common stock were present or represented by valid proxy at the Special Meeting. Each share of common stock was entitled to one vote with respect to matters submitted to our stockholders at the Special Meeting. At the Special Meeting, stockholders voted on the matters set forth below.

<u>Proposal 1</u> **<u>–</u>** <u>Reverse Stock Split</u>

Stockholders voted on and approved an amendment to the Company's Second Amended and Restated Certificate of Incorporation, to effect a reverse stock split of the Company's outstanding common stock, $0.0001 par value per share, at a ratio of not less than 1-for-2 and not more than 1-for-20, such ratio being determined in the sole discretion of the Company's Board of Directors, without a corresponding decrease of the Company's authorized share capital, and to be effective upon a date determined by the Board of Directors no later than February 7, 2024. The votes on this proposal were as follows:

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| | | |
|:---|:---|:---|
| **FOR** | **AGAINST** | **ABSTAIN** |
| 61,423,229 | 7,858,469 | 115,532 |

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<u>Proposal 2 – Adjournment</u>

Stockholders voted upon and approved the adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes in favor of Proposal No. 1 or establish a quorum. The votes on this proposal were as follows:

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| | | |
|:---|:---|:---|
| **FOR** | **AGAINST** | **ABSTAIN** |
| 61,606,402 | 7,424,239 | 366,589 |

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**SIGNATURE**

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
| | **Lightning eMotors, Inc.** | **Lightning eMotors, Inc.** |
| Dated: February 10, 2023 |  |  |
|  | By: | /s/ Timothy Reeser |
|  | Name: | Timothy Reeser |
|  | Title: | Chief Executive Officer and President |

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