# EDGAR Filing Document

**Accession Number:** 0001511342
**File Stem:** 0001511342-26-000003
**Filing Date:** 2026-3
**Character Count:** 2689
**Document Hash:** 76adee3255f28e361a97ef54b3c813a4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001511342-26-000003.hdr.sgml**: 20260318

**ACCESSION NUMBER**: 0001511342-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260318

**DATE AS OF CHANGE**: 20260318

**EFFECTIVENESS DATE**: 20260318

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SIENA GLOBAL SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0001511342

**ORGANIZATION NAME:**
- **EIN:** 274667151
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68797
- **FILM NUMBER:** 26767912

**BUSINESS ADDRESS:**
- **STREET 1:** 2992 BURDECK DRIVE
- **CITY:** OAKLAND
- **STATE:** CA
- **ZIP:** 94602
- **BUSINESS PHONE:** 510 531 - 0201

**MAIL ADDRESS:**
- **STREET 1:** 2992 BURDECK DRIVE
- **CITY:** OAKLAND
- **STATE:** CA
- **ZIP:** 94602

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SIENA GLOBAL ADVISORS, LLC
- **DATE OF NAME CHANGE:** 20110224

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SIENA GLOBAL SECURITIES, LLC
- **DATE OF NAME CHANGE:** 20110216

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SIENA GLOBAL ADVISORS, LLC
- **DATE OF NAME CHANGE:** 20110127

### Attached PDF Documents

**Attachment 1:** `2025auditreportsienaglobal.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001511342

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** SIENA GLOBAL SECURITIES, LLC

**Business Address:** 2992 BURDECK DRIVE, OAKLAND, CA, 94602

**Contact Person:** Dennis L. Franklin

**Contact Phone:** 415-740-4939

### Independent Public Accountant Identification

**Accountant Name:** LMHS, P.C.

**Accountant Address:** 340 Westlake Blvd., Unit 160, Westlake Village, CA, 91362

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Dennis L. Franklin**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **SIENA GLOBAL SECURITIES, LLC**, as of **03-18-2026**, are true and correct.

**Signature:** Dennis L, Franklin

**Title:** Managing Director