# EDGAR Filing Document

**Accession Number:** 0001487918
**File Stem:** 0001487918-25-000050
**Filing Date:** 2025-6
**Character Count:** 18152
**Document Hash:** 741e6f3ca8804c52e60699e40f6ad6f4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001487918-25-000050.hdr.sgml**: 20250620

**ACCESSION NUMBER**: 0001487918-25-000050

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 14

**CONFORMED PERIOD OF REPORT**: 20250618

**ITEM INFORMATION**: Entry into a Material Definitive Agreement

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20250620

**DATE AS OF CHANGE**: 20250620

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** OFS Capital Corp
- **CENTRAL INDEX KEY:** 0001487918

**ORGANIZATION NAME:**
- **EIN:** 461339639
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 814-00813
- **FILM NUMBER:** 251060666

**BUSINESS ADDRESS:**
- **STREET 1:** 222 WEST ADAMS STREET
- **STREET 2:** SUITE 1850
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** 847-734-2000

**MAIL ADDRESS:**
- **STREET 1:** 222 WEST ADAMS STREET
- **STREET 2:** SUITE 1850
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** OFS Capital, LLC
- **DATE OF NAME CHANGE:** 20100324

?xml version='1.0' encoding='ASCII'? ofs-20250618

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**PURSUANT TO SECTION 13 OR 15(d)**

**OF THE SECURITIES EXCHANGE ACT OF 1934**

**Date of Report (Date of earliest event reported): June 18, 2025**

**OFS Capital Corporation**

**(Exact name of Registrant as specified in its charter)**

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| | | |
|:---|:---|:---|
| **Delaware** | **814-00813** | **46-1339639** |
| **(State or other jurisdiction<br>of incorporation)** | **(Commission<br>File Number)** | **(I.R.S. Employer<br>Identification No.)** |

---

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| | |
|:---|:---|
| **222 W. Adams Street, Suite 1850**<br>**Chicago, Illinois** | **60606** |
| **(Address of principal executive offices)** | **(Zip Code)** |

---

**Registrant's telephone number, including area code: (847) 734-2000**

**Not applicable** 

**(Former name or former address, if changed since last report)**

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 ◻ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 ◻ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 ◻ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 ◻ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Common Stock, $0.01 par value per share | OFS | The Nasdaq Global Select Market |
| 4.95% Notes due 2028 | OFSSH | The Nasdaq Global Select Market |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

Emerging growth company ◻

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ◻

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**Item 1.01.&nbsp;&nbsp;&nbsp;&nbsp;Entry into a Material Definitive Agreement.**

***Amendment to Revolving Credit Facility***

On June 18, 2025, OFSCC-FS, LLC (the "Borrower"), an indirect wholly owned subsidiary of OFS Capital Corporation (the "Company"), executed an amendment (the "Amendment") to its revolving credit and security agreement (the "Revolving Credit and Security Agreement") with the lenders from time to time party thereto, BNP Paribas, as administrative agent, OFSCC-FS Holdings, LLC, as equityholder, the Company, as servicer, Virtus Group, LP, as collateral administrator, and Citibank, N.A., as collateral agent. The Revolving Credit and Security Agreement provides for borrowings in an aggregate principal amount up to $150,000,000 (the "BNP Credit Facility").

The Amendment extends the reinvestment period under the BNP Credit Facility from June 20, 2025 to August 31, 2025.

The foregoing description of the Amendment is not complete and is qualified in its entirety by the full text of such amendment, which is filed as an exhibit to this Current Report on Form 8-K as Exhibit 10.1 and is incorporated by reference herein.

**Item 9.01.&nbsp;&nbsp;&nbsp;&nbsp;Financial Statements and Exhibits.**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(d)&nbsp;&nbsp;&nbsp;&nbsp;Exhibit.

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| | |
|:---|:---|
| **Exhibit No.** | **Description** |
| <u>[10.1](ofsccbnpthirdamendmenttorc.htm)</u> | <u>[Third Amendment to the Revolving Credit and Security Agreement by and among OFSCC-FS, LLC, as borrower, the lenders from time to time party thereto, BNP Paribas, as administrative agent, OFSCC-FS Holdings, LLC, as equityholder, OFS Capital Corporation, as servicer, Virtus Group, LP, as collateral administrator, and Citibank, N.A., as collateral agent, dated June](ofsccbnpthirdamendmenttorc.htm)[18](ofsccbnpthirdamendmenttorc.htm)[, 2025](ofsccbnpthirdamendmenttorc.htm)</u> |

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\* \* \* \* \*

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**<u>SIGNATURE</u>**

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
| | **OFS CAPITAL CORPORATION** | **OFS CAPITAL CORPORATION** |
| Date: June 20, 2025 | By: | /s/ Bilal Rashid |
|  |  | Chief Executive Officer |

---

## Exhibit 10.1

**Exhibit 10.1**

This THIRD AMENDMENT TO THE REVOLVING CREDIT AND SECURITY AGREEMENT (this "<u>Amendment</u>"), dated as of June 18, 2025 (the "<u>Amendment Date</u>"), is entered into by and among OFSCC-FS, LLC, a Delaware limited liability company, as the borrower (the "<u>Borrower</u>"), the LENDERS party to the Revolving Credit Agreement, BNP PARIBAS, as the administrative agent for the Secured Parties (the "<u>Administrative Agent</u>"), OFSCC-FS HOLDINGS, LLC, a Delaware limited liability company, as equityholder (the "<u>Equityholder</u>"), OFS CAPITAL CORPORATION, a Delaware corporation, as servicer (the "<u>Servicer</u>"), VIRTUS GROUP, LP, as collateral administrator (the "<u>Collateral Administrator</u>") and CITIBANK, N.A., as collateral agent (the "<u>Collateral Agent</u>").

WHEREAS, the Borrower, the lenders from time to time party thereto, the Administrative Agent, the Equityholder, the Servicer, the Collateral Agent, and the Collateral Administrator are party to the Revolving Credit and Security Agreement, dated as of June 20, 2019 (as amended from time to time prior to the date hereof, the "<u>Revolving Credit Agreement</u>"); and

WHEREAS, the parties hereto desire to amend the Revolving Credit Agreement, in accordance with Section 13.01(b) of the Revolving Credit Agreement subject to the terms and conditions set forth herein.

NOW THEREFORE, in consideration of the foregoing premises and the mutual agreements contained herein, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto, intending to be legally bound, hereby agree as follows:

**ARTICLE I**

<u>Definitions</u>

SECTION 1.1.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<u>Defined Terms</u>*&nbsp;&nbsp;&nbsp;&nbsp;*Terms used but not defined herein have the respective meanings given to such terms in the Revolving Credit Agreement.

**ARTICLE II**

<u>Amendments to Revolving Credit Agreement</u>

SECTION 2.1.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;As of the Amendment Date, Section 1.01 of the Revolving Credit Agreement is hereby amended to amend and restate the following definitions in their entirety as set forth below:

"<u>Final Maturity Date</u>" means the earlier to occur of (i) June 20, 2027 and (ii) the date on which the Obligations are accelerated and the Individual Lender Maximum Funding Amounts are terminated pursuant to Section 6.01.

"<u>Reinvestment Period</u>" means the period from and including the Closing Date to and including the earlier of (a) August 31, 2025 (or such later date as may be agreed by the Borrower, the Administrative Agent and each Lender pursuant to Section 2.16) and (b) the date of the termination of the Individual Lender Maximum Funding Amounts pursuant to Section 6.01.

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**ARTICLE III**

<u>Representations and Warranties</u>

SECTION 3.1.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;The Borrower, the Servicer and the Equityholder hereby represent and warrant to the Administrative Agent and the Lender that, as of the Amendment Date, (i) no Default, Event of Default, Potential Servicer Removal Event or Servicer Removal Event has occurred and is continuing or shall occur on the Amendment Date after giving effect to this Amendment and the transaction contemplated hereby and (ii) the representations and warranties of the Borrower, the Servicer and the Equityholder contained in Sections 4.01, 4.02 and 4.03 of the Revolving Credit Agreement are true and correct in all material respects on and as of the Amendment Date (other than any representation and warranty that is made as of a specific date).

**ARTICLE IV**

<u>Conditions Precedent</u>

SECTION 4.1.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;This Amendment will be effective upon the satisfaction of each of the following conditions:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a)the execution and delivery of this Amendment by the parties hereto; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(b)all fees due and owing to the Administrative Agent and each Lender on or prior to the Amendment Date have been paid.

**ARTICLE V**

<u>Miscellaneous</u>

SECTION 5.1.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<u>Governing Law</u>.&nbsp;&nbsp;&nbsp;&nbsp;THIS AMENDMENT AND THE RIGHTS AND OBLIGATIONS OF THE PARTIES UNDER THIS AMENDMENT AND ANY CLAIM, CONTROVERSY, DISPUTE OR CAUSE OF ACTION (WHETHER IN CONTRACT OR TORT OR OTHERWISE) BASED UPON, ARISING OUT OF OR RELATING TO THIS AMENDMENT AND THE TRANSACTIONS CONTEMPLATED HEREBY SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAW OF THE STATE OF NEW YORK.

SECTION 5.2.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<u>Severability Clause</u>.&nbsp;&nbsp;&nbsp;&nbsp; In case any provision in this Amendment deemed to be invalid, illegal or unenforceable, the remaining provisions of this Amendment remain in full force and effect.

SECTION 5.3.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<u>Ratification</u>.&nbsp;&nbsp;&nbsp;&nbsp;Except as expressly amended hereby, the Revolving Credit Agreement is in all respects ratified and confirmed and all the terms, conditions and provisions thereof will remain in full force and effect. When effective, this Amendment will form a part of the Revolving Credit Agreement for all purposes and reference to this specific Amendment need not be made in the Revolving Credit Agreement or any other instrument or

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document executed in connection therewith, or in any certificate, letter or communication issued or made pursuant to or with respect to the Revolving Credit Agreement, any reference in any of such items to the Revolving Credit Agreement being sufficient to refer to the Revolving Credit Agreement as amended hereby. On and after the effectiveness of this Amendment, this Amendment shall for all purposes constitute a "Facility Document" and each reference in the Revolving Credit Agreement to "herein", "hereunder" or words of like import referring to the Revolving Credit Agreement and each reference in any other Facility Document to "Revolving Credit Agreement", "thereunder", "thereof" or words of like import referring to the "Revolving Credit Agreement" shall mean and be a reference to the Revolving Credit Agreement as amended hereby. The execution, delivery and performance of this Amendment shall not constitute a waiver of any provision of or operate as a waiver of any right, power or remedy under the Revolving Credit Agreement or any of the other Facility Documents. This Amendment shall not constitute a novation of the obligations and liabilities of the parties under the Revolving Credit Agreement or the other Facility Documents as in effect on or prior to the Amendment Date.

SECTION 5.4.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<u>Counterparts</u>.&nbsp;&nbsp;&nbsp;&nbsp;The parties hereto may sign one or more copies of this Amendment in counterparts, all of which together constitute one and the same agreement. Delivery of an executed signature page of this Amendment by facsimile or email transmission is effective as delivery of a manually executed counterpart hereof. This Amendment shall be valid, binding and enforceable against a party when executed and delivered by an authorized individual on behalf of the party by means of (i) an original manual signature; (ii) a faxed, scanned or photocopied manual signature; or (iii) any other electronic signature permitted by the federal Electronic Signatures in Global and National Commerce Act, state enactments of the Uniform Electronic Transactions Act, and/or any other relevant electronic signatures law, including any relevant provisions of the Uniform Commercial Code (collectively, "Signature Law"), in each case, to the extent applicable; provided that no electronic signatures may be affixed through the use of a third-party service provider. Each faxed, scanned, or photocopied manual signature, or other electronic signature, shall for all purposes have the same validity, legal effect, and admissibility in evidence as an original manual signature. Each party hereto shall be entitled to conclusively rely upon, and shall have no liability with respect to, any faxed, scanned, or photocopied manual signature, or other electronic signature, of any other party and shall have no duty to investigate, confirm or otherwise verify the validity or authenticity thereof. For the avoidance of doubt, original manual signatures shall be used for execution or indorsement of writings when required under the Uniform Commercial Code or other Signature Law due to the character or intended character of the writings.

SECTION 5.5.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<u>Headings</u>.&nbsp;&nbsp;&nbsp;&nbsp;The headings of the Articles and Sections in this Amendment are for convenience of reference only and are not deemed to alter or affect the meaning or interpretation of any provisions hereof.

SECTION 5.6.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<u>Direction to Execute</u>.&nbsp;&nbsp;&nbsp;&nbsp;The Administrative Agent hereby authorizes and directs the Collateral Agent and the Collateral Administrator to execute this Amendment.

[Signature Pages Follow]

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IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed as of the Amendment Date.

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| | |
|:---|:---|
| **BORROWER:** | **BORROWER:** |
| **OFSCC-FS, LLC** | **OFSCC-FS, LLC** |
| By: | /s/ Tod K. Reichert |
|  | Name: Tod K. Reichert |
|  | Title: Senior Managing Director |

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[Signature Page to Third Amendment to Revolving Credit and Security Agreement]

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| | |
|:---|:---|
| **SERVICER:** | **SERVICER:** |
| **OFS CAPITAL CORPORATION** | **OFS CAPITAL CORPORATION** |
| By: | /s/ Tod K. Reichert |
|  | Name: Tod K. Reichert |
|  | Title: Corporate Secretary |

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[Signature Page to Third Amendment to Revolving Credit and Security Agreement]

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| | |
|:---|:---|
| **EQUITYHOLDER:** | **EQUITYHOLDER:** |
| **OFSCC-FS HOLDINGS, LLC** | **OFSCC-FS HOLDINGS, LLC** |
| By: | /s/ Tod K. Reichert |
|  | Name: Tod K. Reichert |
|  | Title: Senior Managing Director |

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[Signature Page to Third Amendment to Revolving Credit and Security Agreement]

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| | |
|:---|:---|
| **ADMINISTRATIVE AGENT:** | **ADMINISTRATIVE AGENT:** |
| **BNP PARIBAS,** | **BNP PARIBAS,** |
| as Administrative Agent | as Administrative Agent |
| By: | /s/ Julien Flacassier |
|  | Name: Julien Flacassier |
|  | Title: Director |
| By: | /s/ Sohaib Naim |
|  | Name: Sohaib Naim |
|  | Title: Managing Director |
| **LENDER:** | **LENDER:** |
| **BNP PARIBAS,** | **BNP PARIBAS,** |
| as Lender | as Lender |
| By: | /s/ Julien Flacassier |
|  | Name: Julien Flacassier |
|  | Title: Director |
| By: | /s/ Sohaib Naim |
|  | Name: Sohaib Naim |
|  | Title: Managing Director |

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[Signature Page to Third Amendment to Revolving Credit and Security Agreement]

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| | |
|:---|:---|
| **LENDER:** | **LENDER:** |
| **MITSUBISHI HC CAPITAL AMERICA,** | **MITSUBISHI HC CAPITAL AMERICA,** |
| **INC.**, | **INC.**, |
| as Lender | as Lender |
| By: | /s/ Candace Pavliscak |
|  | Name: Candace Pavliscak |
|  | Title: Senior Vice President |

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[Signature Page to Third Amendment to Credit Agreement]

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| | |
|:---|:---|
| **COLLATERAL ADMINISTRATOR:** | **COLLATERAL ADMINISTRATOR:** |
| **VIRTUS GROUP, LP** | **VIRTUS GROUP, LP** |
| By: | Rocket Partners Holdings, LLC, its General |
|  | Partner |
| By: | /s/ Lisa Baltagi |
|  | Name: Lisa Baltagi |
|  | Title: Authorized Signatory |

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[Signature Page to Third Amendment to Credit Agreement]

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| | |
|:---|:---|
| **COLLATERAL AGENT** | **COLLATERAL AGENT** |
| **CITIBANK, N.A.,** | **CITIBANK, N.A.,** |
| By: | /s/ Azeneth Olvera-Bravo |
|  | Name: Azeneth Olvera-Bravo |
|  | Title: Senior Trust Officer |

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[Signature Page to Third Amendment to Revolving Credit and Security Agreement]