# EDGAR Filing Document

**Accession Number:** 0000887340
**File Stem:** 0001752724-23-044332
**Filing Date:** 2023-2
**Character Count:** 54038
**Document Hash:** 563b3af85a742e30e54b3a1f1468b467
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-044332.hdr.sgml**: 20230228

**ACCESSION NUMBER**: 0001752724-23-044332

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230228

**DATE AS OF CHANGE**: 20230228

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MAINSTAY VP FUNDS TRUST
- **CENTRAL INDEX KEY:** 0000887340
- **IRS NUMBER:** 133186036
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-03833-01
- **FILM NUMBER:** 23679303

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** 2125767000

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MAINSTAY VP SERIES FUND INC
- **DATE OF NAME CHANGE:** 20010518

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NEW YORK LIFE MFA SERIES FUND INC
- **DATE OF NAME CHANGE:** 19920929

## Series and Classes Contracts Data

### MainStay VP Small Cap Growth Portfolio (Series ID: S000033926)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000104623 | Initial Class |  |
| C000104624 | Service Class |  |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** MAINSTAY VP FUNDS TRUST

- **b. Investment Company Act file number:** 811-03833-01

- **c. CIK number of Registrant:** 0000887340

- **d. LEI of Registrant:** 549300AG6K4RXYNOVN04

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 51 Madison Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10010

  - **Telephone number:** 212-576-7000

**Item A.2. Information about the Series.**

- **a. Name of Series:** MainStay VP Small Cap Growth Portfolio

- **b. EDGAR series identifier (if any):** S000033926

- **c. LEI of Series:** 549300VXWSMCSHWOUI87

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $447574260.00

**Total Liabilities:** $10302684.18

**Net Assets:** $437271575.82

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000104623 | 6.31%                | 4.56%                | -5.40%               |
| Class ID C000104624 | 6.29%                | 4.53%                | -5.42%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-5371711.77             | $31638881.48                               |
| Month 2  | $-2942103.98             | $23163317.01                               |
| Month 3  | $-3963536.36             | $-21187395.11                              |

### Schedule of Portfolio Investments

| Name                                           | Title                                                   | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Entegris, Inc.                                 | Entegris, Inc.                                          | CUSIP: 29362U104<br>LEI: IYX6OWO7BT5DKO3BYG52 | Long             | EC               | CORP              | US        |     40697 | NS      | $2669316.23   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Addus HomeCare Corp.                           | Addus HomeCare Corp.                                    | CUSIP: 006739106<br>LEI: 52990090ZT33AKPDBX62 | Long             | EC               | CORP              | US        |     38146 | NS      | $3795145.54   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| CBIZ, Inc.                                     | CBIZ, Inc.                                              | CUSIP: 124805102<br>LEI: 529900D5X8CFM8O1N813 | Long             | EC               | CORP              | US        |     46351 | NS      | $2171544.35   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Nevro Corp.                                    | Nevro Corp.                                             | CUSIP: 64157F103<br>LEI: 254900SH91I4BOYKUE38 | Long             | EC               | CORP              | US        |     15803 | NS      | $625798.80    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Infinera Corp.                                 | Infinera Corp.                                          | CUSIP: 45667G103<br>LEI: 549300ZOF66WPV3H0H17 | Long             | EC               | CORP              | US        |    398000 | NS      | $2682520.00   | 0.61%             |  |  |  | No            |                  1 | On Loan: —       |
| Credo Technology Group Holding Ltd.            | Credo Technology Group Holding Ltd.                     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | KY        |    104865 | NS      | $1395753.15   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Lattice Semiconductor Corp.                    | Lattice Semiconductor Corp.                             | CUSIP: 518415104<br>LEI: 549300LRBBPZDQ2II567 | Long             | EC               | CORP              | US        |     22356 | NS      | $1450457.28   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Option Care Health, Inc.                       | Option Care Health, Inc.                                | CUSIP: 68404L201<br>LEI: 549300DI3Q5ACSYJRI17 | Long             | EC               | CORP              | US        |    152741 | NS      | $4595976.69   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Kinsale Capital Group, Inc.                    | Kinsale Capital Group, Inc.                             | CUSIP: 49714P108<br>LEI: 529900QTUQHNZ6HOA508 | Long             | EC               | CORP              | US        |     11640 | NS      | $3044092.80   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Medpace Holdings, Inc.                         | Medpace Holdings, Inc.                                  | CUSIP: 58506Q109<br>LEI: 549300H8TYEUVTW14A54 | Long             | EC               | CORP              | US        |     14174 | NS      | $3010699.34   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Neurocrine Biosciences, Inc.                   | Neurocrine Biosciences, Inc.                            | CUSIP: 64125C109<br>LEI: 549300FECER0XBN49756 | Long             | EC               | CORP              | US        |     35493 | NS      | $4239283.92   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Hamilton Lane, Inc.                            | Hamilton Lane, Inc., Class A                            | CUSIP: 407497106<br>LEI: 5493006OKN3V1NORM833 | Long             | EC               | CORP              | US        |     50987 | NS      | $3257049.56   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Saia, Inc.                                     | Saia, Inc.                                              | CUSIP: 78709Y105<br>LEI: 549300WNPG4N9GBOYB29 | Long             | EC               | CORP              | US        |     16036 | NS      | $3362428.48   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Cactus, Inc.                                   | Cactus, Inc., Class A                                   | CUSIP: 127203107<br>LEI: 549300J3T8C9F8QFKV08 | Long             | EC               | CORP              | US        |     95235 | NS      | $4786511.10   | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Charles River Laboratories International, Inc. | Charles River Laboratories International, Inc.          | CUSIP: 159864107<br>LEI: 549300BSQ0R4UZ5KX287 | Long             | EC               | CORP              | US        |      4710 | NS      | $1026309.00   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Pinterest, Inc.                                | Pinterest, Inc., Class A                                | CUSIP: 72352L106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    140074 | NS      | $3400996.72   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| WNS Holdings Ltd.                              | WNS Holdings Ltd.                                       | CUSIP: 92932M101<br>LEI: 529900RM7QHUD3W9DM42 | Long             | EC               | CORP              | JE        |     35062 | NS      | $2804609.38   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Establishment Labs Holdings, Inc.              | Establishment Labs Holdings, Inc.                       | CUSIP: N/A<br>LEI: 549300BCBQ714JNJ7V58       | Long             | EC               | CORP              | VG        |     51455 | NS      | $3378020.75   | 0.77%             |  |  |  | No            |                  1 | On Loan: —       |
| Montrose Environmental Group, Inc.             | Montrose Environmental Group, Inc.                      | CUSIP: 615111101<br>LEI: 254900ASI8K3LUB8Q958 | Long             | EC               | CORP              | US        |     48415 | NS      | $2149141.85   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Revolve Group, Inc.                            | Revolve Group, Inc.                                     | CUSIP: 76156B107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     67354 | NS      | $1499300.04   | 0.34%             |  |  |  | No            |                  1 | On Loan: —       |
| Choice Hotels International, Inc.              | Choice Hotels International, Inc.                       | CUSIP: 169905106<br>LEI: 5493003CYRY5RFGTIR97 | Long             | EC               | CORP              | US        |     21368 | NS      | $2406891.52   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Vizio Holding Corp.                            | Vizio Holding Corp., Class A                            | CUSIP: 92858V101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    130650 | NS      | $968116.50    | 0.22%             |  |  |  | No            |                  1 | On Loan: —       |
| Silk Road Medical, Inc.                        | Silk Road Medical, Inc.                                 | CUSIP: 82710M100<br>LEI: 549300VL8KC0ZPDQHE14 | Long             | EC               | CORP              | US        |     52516 | NS      | $2775470.60   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Blueprint Medicines Corp.                      | Blueprint Medicines Corp.                               | CUSIP: 09627Y109<br>LEI: 5299004CC60O9T5HVM83 | Long             | EC               | CORP              | US        |     54892 | NS      | $2404818.52   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Innospec, Inc.                                 | Innospec, Inc.                                          | CUSIP: 45768S105<br>LEI: 213800SQBACNY5IWJO68 | Long             | EC               | CORP              | US        |     31573 | NS      | $3247598.78   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Bright Horizons Family Solutions, Inc.         | Bright Horizons Family Solutions, Inc.                  | CUSIP: 109194100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    105277 | NS      | $6642978.70   | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| EastGroup Properties, Inc.                     | EastGroup Properties, Inc.                              | CUSIP: 277276101<br>LEI: 31TIGQQZC4P6JMHKSW85 | Long             | EC               | CORP              | US        |     22183 | NS      | $3284414.98   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Teleflex, Inc.                                 | Teleflex, Inc.                                          | CUSIP: 879369106<br>LEI: UUL85LWXB4NGSWWXIQ25 | Long             | EC               | CORP              | US        |      3167 | NS      | $790578.21    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| TopBuild Corp.                                 | TopBuild Corp.                                          | CUSIP: 89055F103<br>LEI: 5493007YSKHOL4RWII46 | Long             | EC               | CORP              | US        |      8090 | NS      | $1266004.10   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Knight-Swift Transportation Holdings, Inc.     | Knight-Swift Transportation Holdings, Inc.              | CUSIP: 499049104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     22140 | NS      | $1160357.40   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Sumo Logic, Inc.                               | Sumo Logic, Inc.                                        | CUSIP: 86646P103<br>LEI: 549300L85NQSIULERR88 | Long             | EC               | CORP              | US        |     58514 | NS      | $473963.40    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Bruker Corp.                                   | Bruker Corp.                                            | CUSIP: 116794108<br>LEI: LEBZ6VLQ6I8XB1NHVY15 | Long             | EC               | CORP              | US        |     52583 | NS      | $3594048.05   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Box, Inc.                                      | Box, Inc., Class A                                      | CUSIP: 10316T104<br>LEI: 549300KQUCPD8687YS68 | Long             | EC               | CORP              | US        |     80440 | NS      | $2504097.20   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Tetra Tech, Inc.                               | Tetra Tech, Inc.                                        | CUSIP: 88162G103<br>LEI: 549300UJ1LP7JGJC5P32 | Long             | EC               | CORP              | US        |     38521 | NS      | $5592863.99   | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| SI-BONE, Inc.                                  | SI-BONE, Inc.                                           | CUSIP: 825704109<br>LEI: 549300J8JGYVJJHV9C31 | Long             | EC               | CORP              | US        |    131917 | NS      | $1794071.20   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Casella Waste Systems, Inc.                    | Casella Waste Systems, Inc., Class A                    | CUSIP: 147448104<br>LEI: 8EU0XUFVJ48U37IIDH51 | Long             | EC               | CORP              | US        |     13439 | NS      | $1065847.09   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Power Integrations, Inc.                       | Power Integrations, Inc.                                | CUSIP: 739276103<br>LEI: 54930085LGXSCIHD5W31 | Long             | EC               | CORP              | US        |     90199 | NS      | $6469072.28   | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| HealthEquity, Inc.                             | HealthEquity, Inc.                                      | CUSIP: 42226A107<br>LEI: 529900LRJU1RAFQHM467 | Long             | EC               | CORP              | US        |     64087 | NS      | $3950322.68   | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Fate Therapeutics, Inc.                        | Fate Therapeutics, Inc.                                 | CUSIP: 31189P102<br>LEI: 549300L14Q4UHOODLA90 | Long             | EC               | CORP              | US        |     60844 | NS      | $613915.96    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Globus Medical, Inc.                           | Globus Medical, Inc., Class A                           | CUSIP: 379577208<br>LEI: 5299003M2P4CIK0RF205 | Long             | EC               | CORP              | US        |     40182 | NS      | $2984317.14   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Mercury Systems, Inc.                          | Mercury Systems, Inc.                                   | CUSIP: 589378108<br>LEI: 549300P3B84SGK7HH679 | Long             | EC               | CORP              | US        |     34631 | NS      | $1549390.94   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Genpact Ltd.                                   | Genpact Ltd.                                            | CUSIP: N/A<br>LEI: 529900OSEC6Q0L4L5B35       | Long             | EC               | CORP              | BM        |    162991 | NS      | $7549743.12   | 1.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Abcam plc                                      | Abcam plc                                               | CUSIP: 000380204<br>LEI: 213800B9N83DSNT33F79 | Long             | EC               | CORP              | GB        |    199184 | NS      | $3099303.04   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Ensign Group, Inc. (The)                       | Ensign Group, Inc. (The)                                | CUSIP: 29358P101<br>LEI: 5493003K4HEEA8Q0BC72 | Long             | EC               | CORP              | US        |     47787 | NS      | $4521128.07   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Workiva, Inc.                                  | Workiva, Inc.                                           | CUSIP: 98139A105<br>LEI: 529900RTOQ8GRWHY1O58 | Long             | EC               | CORP              | US        |    106682 | NS      | $8958087.54   | 2.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Livent Corp.                                   | Livent Corp.                                            | CUSIP: 53814L108<br>LEI: 254900OOLQ2VNMZTJL47 | Long             | EC               | CORP              | US        |    130330 | NS      | $2589657.10   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Endava plc                                     | Endava plc                                              | CUSIP: 29260V105<br>LEI: 213800JJ6CRPCWCQVZ25 | Long             | EC               | CORP              | GB        |     53922 | NS      | $4125033.00   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Goosehead Insurance, Inc.                      | Goosehead Insurance, Inc., Class A                      | CUSIP: 38267D109<br>LEI: 549300WH5MBIWHJ9XY95 | Long             | EC               | CORP              | US        |     61987 | NS      | $2128633.58   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Natera, Inc.                                   | Natera, Inc.                                            | CUSIP: 632307104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     52102 | NS      | $2092937.34   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Leslie's, Inc.                                 | Leslie's, Inc.                                          | CUSIP: 527064109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     85079 | NS      | $1038814.59   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Mister Car Wash, Inc.                          | Mister Car Wash, Inc.                                   | CUSIP: 60646V105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    290405 | NS      | $2680438.15   | 0.61%             |  |  |  | No            |                  1 | On Loan: —       |
| Warby Parker, Inc.                             | Warby Parker, Inc., Class A                             | CUSIP: 93403J106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    113846 | NS      | $1535782.54   | 0.35%             |  |  |  | No            |                  1 | On Loan: —       |
| Simpson Manufacturing Co., Inc.                | Simpson Manufacturing Co., Inc.                         | CUSIP: 829073105<br>LEI: 529900EJUNNL15LZ8056 | Long             | EC               | CORP              | US        |     24528 | NS      | $2174652.48   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Envestnet, Inc.                                | Envestnet, Inc.                                         | CUSIP: 29404K106<br>LEI: 549300HLWZ5OKIDM8737 | Long             | EC               | CORP              | US        |    124619 | NS      | $7688992.30   | 1.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Alignment Healthcare, Inc.                     | Alignment Healthcare, Inc.                              | CUSIP: 01625V104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    116860 | NS      | $1374273.60   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Pacira BioSciences, Inc.                       | Pacira BioSciences, Inc.                                | CUSIP: 695127100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     34631 | NS      | $1337102.91   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Encompass Health Corp.                         | Encompass Health Corp.                                  | CUSIP: 29261A100<br>LEI: 549300FVRPM9DRQZRG64 | Long             | EC               | CORP              | US        |     53918 | NS      | $3224835.58   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Prosperity Bancshares, Inc.                    | Prosperity Bancshares, Inc.                             | CUSIP: 743606105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     86273 | NS      | $6270321.64   | 1.43%             |  |  |  | No            |                  1 | On Loan: —       |
| XPEL, Inc.                                     | XPEL, Inc.                                              | CUSIP: 98379L100<br>LEI: 549300KWSE3IGXLJNW66 | Long             | EC               | CORP              | US        |      6798 | NS      | $408287.88    | 0.09%             |  |  |  | Yes           |                  1 | On Loan: No      |
| John Bean Technologies Corp.                   | John Bean Technologies Corp.                            | CUSIP: 477839104<br>LEI: 5493007CT6ATBZ2L6826 | Long             | EC               | CORP              | US        |     51454 | NS      | $4699293.82   | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Xencor, Inc.                                   | Xencor, Inc.                                            | CUSIP: 98401F105<br>LEI: 549300V5IF65437JKG30 | Long             | EC               | CORP              | US        |     57006 | NS      | $1484436.24   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Dynatrace, Inc.                                | Dynatrace, Inc.                                         | CUSIP: 268150109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     87505 | NS      | $3351441.50   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Simply Good Foods Co. (The)                    | Simply Good Foods Co. (The)                             | CUSIP: 82900L102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    162053 | NS      | $6162875.59   | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Littelfuse, Inc.                               | Littelfuse, Inc.                                        | CUSIP: 537008104<br>LEI: 549300MY7HLQFYTPCX75 | Long             | EC               | CORP              | US        |     10262 | NS      | $2259692.40   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| WEX, Inc.                                      | WEX, Inc.                                               | CUSIP: 96208T104<br>LEI: T9M5IGROL1TL1G5OV478 | Long             | EC               | CORP              | US        |     19492 | NS      | $3189865.80   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| IAA, Inc.                                      | IAA, Inc.                                               | CUSIP: 449253103<br>LEI: 549300PZCOPC5178W747 | Long             | EC               | CORP              | US        |     42329 | NS      | $1693160.00   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Everbridge, Inc.                               | Everbridge, Inc.                                        | CUSIP: 29978A104<br>LEI: 549300WCY0UMR64ATW81 | Long             | EC               | CORP              | US        |     72280 | NS      | $2138042.40   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| IDEX Corp.                                     | IDEX Corp.                                              | CUSIP: 45167R104<br>LEI: 549300U5Y5EL6PHYLF13 | Long             | EC               | CORP              | US        |      5828 | NS      | $1330707.24   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Ascendis Pharma A/S                            | Ascendis Pharma A/S                                     | CUSIP: 04351P101<br>LEI: 549300B66JN3W3J8GH73 | Long             | EC               | CORP              | DK        |     14341 | NS      | $1751466.33   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| SiteOne Landscape Supply, Inc.                 | SiteOne Landscape Supply, Inc.                          | CUSIP: 82982L103<br>LEI: 5299008LX7SBD4HIAU03 | Long             | EC               | CORP              | US        |     25112 | NS      | $2946139.84   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Palomar Holdings, Inc.                         | Palomar Holdings, Inc.                                  | CUSIP: 69753M105<br>LEI: 549300DOI1MUW11BLX74 | Long             | EC               | CORP              | US        |     36058 | NS      | $1628379.28   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| MainStay U.S. Government Liquidity Fund        | MainStay U.S. Government Liquidity Fund, Class I        | CUSIP: 56064L488<br>LEI: 549300Y3ZLEL13IJCK58 | Long             | STIV             | RF                | US        |  25013583 | NS      | $25013583.03  | 5.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Azenta, Inc.                                   | Azenta, Inc.                                            | CUSIP: 114340102<br>LEI: 35ZN6X1ANPH25YN32Y17 | Long             | EC               | CORP              | US        |     97763 | NS      | $5691761.86   | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Surgery Partners, Inc.                         | Surgery Partners, Inc.                                  | CUSIP: 86881A100<br>LEI: 549300LC82HG33S19I03 | Long             | EC               | CORP              | US        |     71294 | NS      | $1986250.84   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Matador Resources Co.                          | Matador Resources Co.                                   | CUSIP: 576485205<br>LEI: 549300CI3Q2UUK5R4G79 | Long             | EC               | CORP              | US        |     39926 | NS      | $2285364.24   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| YETI Holdings, Inc.                            | YETI Holdings, Inc.                                     | CUSIP: 98585X104<br>LEI: 549300DSQICIGNT5GO63 | Long             | EC               | CORP              | US        |     56200 | NS      | $2321622.00   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Casey's General Stores, Inc.                   | Casey's General Stores, Inc.                            | CUSIP: 147528103<br>LEI: 549300CAFWSI86V66Q65 | Long             | EC               | CORP              | US        |     23548 | NS      | $5282993.80   | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Arvinas, Inc.                                  | Arvinas, Inc.                                           | CUSIP: 04335A105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     14274 | NS      | $488313.54    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Silicon Laboratories, Inc.                     | Silicon Laboratories, Inc.                              | CUSIP: 826919102<br>LEI: 4PRDF8Q9TDHRVZKZSZ47 | Long             | EC               | CORP              | US        |     25562 | NS      | $3467996.54   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| OrthoPediatrics Corp.                          | OrthoPediatrics Corp.                                   | CUSIP: 68752L100<br>LEI: 5493000KUTPFGOPAT717 | Long             | EC               | CORP              | US        |     52493 | NS      | $2085546.89   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| StepStone Group, Inc.                          | StepStone Group, Inc., Class A                          | CUSIP: 85914M107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    102615 | NS      | $2583845.70   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Globant SA                                     | Globant SA                                              | CUSIP: N/A<br>LEI: 2221008DCMSPYS42DS88       | Long             | EC               | CORP              | LU        |     20369 | NS      | $3425251.04   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| MSA Safety, Inc.                               | MSA Safety, Inc.                                        | CUSIP: 553498106<br>LEI: 529900DVA3258XK11O39 | Long             | EC               | CORP              | US        |     23531 | NS      | $3392934.89   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Bentley Systems, Inc.                          | Bentley Systems, Inc., Class B                          | CUSIP: 08265T208<br>LEI: 549300WVEHPGE0Z56F71 | Long             | EC               | CORP              | US        |     47716 | NS      | $1763583.36   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Take-Two Interactive Software, Inc.            | Take-Two Interactive Software, Inc.                     | CUSIP: 874054109<br>LEI: BOMSTHHJK882EWYX3334 | Long             | EC               | CORP              | US        |     14357 | NS      | $1494994.41   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Zuora, Inc.                                    | Zuora, Inc., Class A                                    | CUSIP: 98983V106<br>LEI: 549300ISVGC1YZWQJ420 | Long             | EC               | CORP              | US        |     81541 | NS      | $518600.76    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Allegro MicroSystems, Inc.                     | Allegro MicroSystems, Inc.                              | CUSIP: 01749D105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     55005 | NS      | $1651250.10   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Evo Payments, Inc.                             | Evo Payments, Inc., Class A                             | CUSIP: 26927E104<br>LEI: 549300Z5UL344C8KEC55 | Long             | EC               | CORP              | US        |    147428 | NS      | $4988963.52   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Wingstop, Inc.                                 | Wingstop, Inc.                                          | CUSIP: 974155103<br>LEI: 549300SSH3F8HPIM3Q47 | Long             | EC               | CORP              | US        |     13377 | NS      | $1840942.74   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Houlihan Lokey, Inc.                           | Houlihan Lokey, Inc.                                    | CUSIP: 441593100<br>LEI: 549300S3CNGTQ1QZVY46 | Long             | EC               | CORP              | US        |     44723 | NS      | $3898056.68   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| CONMED Corp.                                   | CONMED Corp.                                            | CUSIP: 207410101<br>LEI: Z6C0YCECH9DCU5ZIQW84 | Long             | EC               | CORP              | US        |     46943 | NS      | $4161027.52   | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| DigitalBridge Group, Inc.                      | DigitalBridge Group, Inc.                               | CUSIP: 25401T603<br>LEI: 549300XG87L902AGBO89 | Long             | EC               | CORP              | US        |     76031 | NS      | $831779.14    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Ameresco, Inc.                                 | Ameresco, Inc., Class A                                 | CUSIP: 02361E108<br>LEI: 529900NZXZGBCBXYY327 | Long             | EC               | CORP              | US        |     33790 | NS      | $1930760.60   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Karuna Therapeutics, Inc.                      | Karuna Therapeutics, Inc.                               | CUSIP: 48576A100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8736 | NS      | $1716624.00   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Fox Factory Holding Corp.                      | Fox Factory Holding Corp.                               | CUSIP: 35138V102<br>LEI: 529900GE1HSV0617R721 | Long             | EC               | CORP              | US        |     30102 | NS      | $2746205.46   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Integra LifeSciences Holdings Corp.            | Integra LifeSciences Holdings Corp.                     | CUSIP: 457985208<br>LEI: WB7IJCYY8YFTENS4O147 | Long             | EC               | CORP              | US        |     74816 | NS      | $4194933.12   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Boot Barn Holdings, Inc.                       | Boot Barn Holdings, Inc.                                | CUSIP: 099406100<br>LEI: 529900QE1BFMYA3N4E71 | Long             | EC               | CORP              | US        |     41102 | NS      | $2569697.04   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| HB Fuller Co.                                  | HB Fuller Co.                                           | CUSIP: 359694106<br>LEI: JSMX3Z5FOYM8V0Q52357 | Long             | EC               | CORP              | US        |     61739 | NS      | $4421747.18   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Rentokil Initial plc                           | Rentokil Initial plc                                    | CUSIP: 760125104<br>LEI: 549300VN4WV7Z6T14K68 | Long             | EC               | CORP              | GB        |     75147 | NS      | $2315279.07   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Novanta, Inc.                                  | Novanta, Inc.                                           | CUSIP: 67000B104<br>LEI: N/A                  | Long             | EC               | CORP              | CA        |     35891 | NS      | $4876510.17   | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Americold Realty Trust, Inc.                   | Americold Realty Trust, Inc.                            | CUSIP: 03064D108<br>LEI: 549300R7N1V5YV8MWH02 | Long             | EC               | CORP              | US        |     99534 | NS      | $2817807.54   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Onto Innovation, Inc.                          | Onto Innovation, Inc.                                   | CUSIP: 683344105<br>LEI: 254900RXZVN73CHOO062 | Long             | EC               | CORP              | US        |     54968 | NS      | $3742771.12   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| ChampionX Corp.                                | ChampionX Corp.                                         | CUSIP: 15872M104<br>LEI: 549300EP2909K6DYYP38 | Long             | EC               | CORP              | US        |    158227 | NS      | $4587000.73   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| INVESCO GOVT AND AGCY LEX                      | INVESCO GOVERNMENT & AGENCY PORTFOLIO OPEN-END FUND USD | CUSIP: 825252885<br>LEI: O37NHJVF7S22I1ONOU83 | Long             | STIV             | RF                | US        |   9878293 | NS      | $9878292.75   | 2.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackline, Inc.                                | Blackline, Inc.                                         | CUSIP: 09239B109<br>LEI: 529900P9N7PK9LV5EK56 | Long             | EC               | CORP              | US        |     99847 | NS      | $6716707.69   | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Terreno Realty Corp.                           | Terreno Realty Corp.                                    | CUSIP: 88146M101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     70137 | NS      | $3988691.19   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Zurn Elkay Water Solutions Corp.               | Zurn Elkay Water Solutions Corp.                        | CUSIP: 98983L108<br>LEI: 549300AM3633XDFU1Q85 | Long             | EC               | CORP              | US        |    108233 | NS      | $2289127.95   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Avid Bioservices, Inc.                         | Avid Bioservices, Inc.                                  | CUSIP: 05368M106<br>LEI: 549300GRUS3ZMGP8MX22 | Long             | EC               | CORP              | US        |    143575 | NS      | $1977027.75   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Sprout Social, Inc.                            | Sprout Social, Inc., Class A                            | CUSIP: 85209W109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     26303 | NS      | $1485067.38   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Accolade, Inc.                                 | Accolade, Inc.                                          | CUSIP: 00437E102<br>LEI: 549300PHKG8J7A22NF08 | Long             | EC               | CORP              | US        |    173647 | NS      | $1352710.13   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| AZEK Co., Inc. (The)                           | AZEK Co., Inc. (The)                                    | CUSIP: 05478C105<br>LEI: 5493002LDDDU1RX46815 | Long             | EC               | CORP              | US        |    171673 | NS      | $3488395.36   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Comfort Systems USA, Inc.                      | Comfort Systems USA, Inc.                               | CUSIP: 199908104<br>LEI: 5299009DT1ZA5HTU6R38 | Long             | EC               | CORP              | US        |     27986 | NS      | $3220628.88   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| NeoGenomics, Inc.                              | NeoGenomics, Inc.                                       | CUSIP: 64049M209<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    210330 | NS      | $1943449.20   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| PROS Holdings, Inc.                            | PROS Holdings, Inc.                                     | CUSIP: 74346Y103<br>LEI: 549300LPE1KNL5RWKQ48 | Long             | EC               | CORP              | US        |     74948 | NS      | $1818238.48   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Inspire Medical Systems, Inc.                  | Inspire Medical Systems, Inc.                           | CUSIP: 457730109<br>LEI: 549300XQQCQ7HCJKTW25 | Long             | EC               | CORP              | US        |     14055 | NS      | $3540173.40   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Hexcel Corp.                                   | Hexcel Corp.                                            | CUSIP: 428291108<br>LEI: S6Q7LW43WUBUHXY2QP69 | Long             | EC               | CORP              | US        |     64720 | NS      | $3808772.00   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Waste Connections, Inc.                        | Waste Connections, Inc.                                 | CUSIP: 94106B101<br>LEI: 549300HDLRTPBQU69P29 | Long             | EC               | CORP              | CA        |     56066 | NS      | $7432108.96   | 1.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Clarus Corp.                                   | Clarus Corp.                                            | CUSIP: 18270P109<br>LEI: 549300PKSLI6PT0ULL72 | Long             | EC               | CORP              | US        |    151928 | NS      | $1191115.52   | 0.27%             |  |  |  | No            |                  1 | On Loan: —       |
| Inari Medical, Inc.                            | Inari Medical, Inc.                                     | CUSIP: 45332Y109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     82828 | NS      | $5264547.68   | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| First Watch Restaurant Group, Inc.             | First Watch Restaurant Group, Inc.                      | CUSIP: 33748L101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     38169 | NS      | $516426.57    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Maximus, Inc.                                  | Maximus, Inc.                                           | CUSIP: 577933104<br>LEI: 549300DQCDS8HJ7QF202 | Long             | EC               | CORP              | US        |     65016 | NS      | $4767623.28   | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Cogent Communications Holdings, Inc.           | Cogent Communications Holdings, Inc.                    | CUSIP: 19239V302<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     42328 | NS      | $2416082.24   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Shake Shack, Inc.                              | Shake Shack, Inc., Class A                              | CUSIP: 819047101<br>LEI: 529900J74GJAHYP80N79 | Long             | EC               | CORP              | US        |     47351 | NS      | $1966487.03   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| SiTime Corp.                                   | SiTime Corp.                                            | CUSIP: 82982T106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12378 | NS      | $1257852.36   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Denbury, Inc.                                  | Denbury, Inc.                                           | CUSIP: 24790A101<br>LEI: 549300KCWA5W52MS5559 | Long             | EC               | CORP              | US        |     69277 | NS      | $6028484.54   | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Churchill Downs, Inc.                          | Churchill Downs, Inc.                                   | CUSIP: 171484108<br>LEI: 529900FODTBQC8MIS994 | Long             | EC               | CORP              | US        |     34167 | NS      | $7223928.81   | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| ASGN, Inc.                                     | ASGN, Inc.                                              | CUSIP: 00191U102<br>LEI: LZBNYYCBUKY537072438 | Long             | EC               | CORP              | US        |     31460 | NS      | $2563360.80   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Biohaven Ltd.                                  | Biohaven Ltd.                                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | VG        |     12277 | NS      | $170404.76    | 0.04%             |  |  |  | No            |                  1 | On Loan: —       |
| Quaker Chemical Corp.                          | Quaker Chemical Corp.                                   | CUSIP: 747316107<br>LEI: 549300PJQ1R3WCWCPS54 | Long             | EC               | CORP              | US        |     21537 | NS      | $3594525.30   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| agilon health, Inc.                            | agilon health, Inc.                                     | CUSIP: 00857U107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    134770 | NS      | $2175187.80   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| New York Times Co. (The)                       | New York Times Co. (The), Class A                       | CUSIP: 650111107<br>LEI: 529900J1WEMMIW7BOH57 | Long             | EC               | CORP              | US        |     84546 | NS      | $2744363.16   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Angi, Inc.                                     | Angi, Inc.                                              | CUSIP: 00183L102<br>LEI: 5493003ENY577E6SZL06 | Long             | EC               | CORP              | US        |    330225 | NS      | $776028.75    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Amedisys, Inc.                                 | Amedisys, Inc.                                          | CUSIP: 023436108<br>LEI: 5299001RBS9GK9STN379 | Long             | EC               | CORP              | US        |     24688 | NS      | $2062435.52   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Woodward, Inc.                                 | Woodward, Inc.                                          | CUSIP: 980745103<br>LEI: YPYKXXTR8TFDH54ZMB45 | Long             | EC               | CORP              | US        |     28442 | NS      | $2747781.62   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| MakeMyTrip Ltd.                                | MakeMyTrip Ltd.                                         | CUSIP: N/A<br>LEI: 529900DNT8HNJ7RYUO60       | Long             | EC               | CORP              | MU        |    107086 | NS      | $2952361.02   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Phreesia, Inc.                                 | Phreesia, Inc.                                          | CUSIP: 71944F106<br>LEI: 5493000HHF8NU4QOCG53 | Long             | EC               | CORP              | US        |    104125 | NS      | $3369485.00   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Avient Corp.                                   | Avient Corp.                                            | CUSIP: 05368V106<br>LEI: SM8L9RZYIB34LNTWO040 | Long             | EC               | CORP              | US        |     65406 | NS      | $2208106.56   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Ritchie Bros Auctioneers, Inc.                 | Ritchie Bros Auctioneers, Inc.                          | CUSIP: 767744105<br>LEI: 5493002H8U24DJXQ4886 | Long             | EC               | CORP              | CA        |     51976 | NS      | $3005772.08   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Ritchie Bros Auctioneers, Inc.                 | Ritchie Bros Auctioneers, Inc.                          | CUSIP: 767744105<br>LEI: 5493002H8U24DJXQ4886 | Long             | EC               | CORP              | CA        |      4681 | NS      | $270702.23    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Kratos Defense & Security Solutions, Inc.      | Kratos Defense & Security Solutions, Inc.               | CUSIP: 50077B207<br>LEI: 5493000EKBN0UY1F3F88 | Long             | EC               | CORP              | US        |    192655 | NS      | $1988199.60   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Valmont Industries, Inc.                       | Valmont Industries, Inc.                                | CUSIP: 920253101<br>LEI: 5493009ZGZJJ8F77JN08 | Long             | EC               | CORP              | US        |      9549 | NS      | $3157567.83   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| SPDR S&P Biotech ETF                           | SPDR S&P Biotech ETF                                    | CUSIP: 78464A870<br>LEI: 549300Y3ODFMPD5XXL58 | Long             |  | RF                | US        |     74965 | NS      | $6222095.00   | 1.42%             |  |  |  | No            |                  1 | On Loan: —       |
| FTI Consulting, Inc.                           | FTI Consulting, Inc.                                    | CUSIP: 302941109<br>LEI: 549300K17GM8EQD0FQ48 | Long             | EC               | CORP              | US        |     15172 | NS      | $2409313.60   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-31

**Name of Applicant:** MAINSTAY VP FUNDS TRUST

**Signature:** Jack Benintende

**Name of Signer:** Jack Benintende

**Title:** Treasurer