# EDGAR Filing Document

**Accession Number:** 0000750574
**File Stem:** 0001193125-26-221919
**Filing Date:** 2026-5
**Character Count:** 6583
**Document Hash:** 85ee7d44d3a02d5da0793a17978a0a4f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-26-221919.hdr.sgml**: 20260513

**ACCESSION NUMBER**: 0001193125-26-221919

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 11

**CONFORMED PERIOD OF REPORT**: 20260512

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20260513

**DATE AS OF CHANGE**: 20260513

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AUBURN NATIONAL BANCORPORATION, INC
- **CENTRAL INDEX KEY:** 0000750574
- **STANDARD INDUSTRIAL CLASSIFICATION:** STATE COMMERCIAL BANKS [6022]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 630885779
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-26486
- **FILM NUMBER:** 26974492

**BUSINESS ADDRESS:**
- **STREET 1:** 100 N GAY ST
- **STREET 2:** P O DRAWER 3110
- **CITY:** AUBURN
- **STATE:** AL
- **ZIP:** 36831-3110
- **BUSINESS PHONE:** 3348219200

**MAIL ADDRESS:**
- **STREET 1:** 100 NORTH GAY STREET
- **STREET 2:** P O DRAWER 3110
- **CITY:** AUBURN
- **STATE:** AL
- **ZIP:** 36831

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** AUBURN NATIONAL BANCORPORATION INC
- **DATE OF NAME CHANGE:** 19950124

?xml version='1.0' encoding='ASCII'? 8-K

### UNITED STATES

### SECURITIES AND EXCHANGE COMMISSION

#### Washington, D.C. 20549

### FORM 8-K

#### CURRENT REPORT

#### PURSUANT TO SECTION 13 OR 15(d)

#### OF THE SECURITIES EXCHANGE ACT OF 1934

#### Date of Report (Date of earliest event reported): May 13, 2026 (May 12, 2026)

## AUBURN NATIONAL BANCORPORATION, INC.

#### (Exact Name of Registrant as Specified in Charter)

---

| | | |
|:---|:---|:---|
| **Delaware** | **0-26486** | **63-0885779** |
| **(State or Other Jurisdiction**<br> **of Incorporation)** | **(Commission**<br> **File Number)** | **(IRS Employer**<br> **Identification No.)** |

---

#### 100 North Gay Street, P.O. Drawer 3110, Auburn, Alabama 36831-3110

#### (Addresses of Principal Executive Offices, including Zip Code)
(334) 821-9200

#### (Registrant's Telephone Number, including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

---

| | | |
|:---|:---|:---|
| **Title of each class** | **Trading**<br> **Symbol(s)** | **Name of each exchange**<br> **on which registered** |
| Common Stock, par value $0.01 | AUBN | Nasdaq Global Market |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

------

---

| | |
|:---|:---|
| **Item 5.07.** | **Submission of Matters to a Vote of Security Holders**  |

---

The Annual Meeting of Shareholders (the "Annual Meeting") of Auburn National Bancorporation, Inc. (the "Company") was held on May 12, 2026. This meeting considered the election of 12 nominees to serve on the Board of Directors for one-year terms expiring at the Company's 2027 Annual Meeting of Shareholders and until their successors have been elected and qualified. C. Wayne Alderman, Terry W. Andrus, J. Tutt Barrett, Walton T. Conn, Jr., Robert W. Dumas, Jeffrey J. Evans, William F. Ham, Jr., David A. Hedges, David E. Housel, Michael A. Lawler, Anne M. May, and Sandra J. Spencer, all of the nominees, were elected to the Board of Directors. In addition, at the Annual Meeting, the shareholders (i) approved, on a non-binding, advisory basis, the compensation of the Company's "named executive officers" as disclosed in the Proxy Statement, and (ii) ratified the appointment of Elliott Davis LLC as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2026.

The final voting results of the director elections, and other proposals voted on at the Annual Meetings are set forth below.

1. Each of the 12 nominees for director was elected by the following tabulation:

---

| | | | |
|:---|:---|:---|:---|
| Director | Votes For | Withheld | Broker Non-Votes |
| C. Wayne Alderman | 1390512 | 20723 | 1200566 |
|  Terry W. Andrus | 1387908 | 23327 | 1200566 |
| J. Tutt Barrett | 1395139 | 16096 | 1200566 |
|  Walton T. Conn, Jr. | 1396126 | 15109 | 1200566 |
|  Robert W. Dumas | 1405268 | 5967 | 1200566 |
|  Jeffrey J. Evans | 1396149 | 15086 | 1200566 |
|  William F. Ham, Jr. | 1390507 | 20728 | 1200566 |
|  David A. Hedges | 1401372 | 9683 | 1200566 |
|  David E. Housel | 1392377 | 18858 | 1200566 |
|  Michael A. Lawler | 1396126 | 15109 | 1200566 |
|  Anne M. May | 1397307 | 13928 | 1200566 |
|  Sandra J. Spencer | 1405433 | 5802 | 1200566 |

---

2. The non-binding, advisory vote on the compensation of the Company's "named executive officers" as disclosed in the proxy statement was approved by the following tabulation:

---

| | | | |
|:---|:---|:---|:---|
| **For** | **Against** | **Abstain** | **Broker Non-Votes** |
| 1340846 | 52537 | 17852 | 1200566 |

---

3. Ratification of the appointment of Elliott Davis LLC as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2026 was approved and accordingly ratified by the following tabulation:

---

| | | |
|:---|:---|:---|
| **For** | **Against** | **Abstain** |
| 2604281 | 7289 | 231 |

---

------

#### SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| |
|:---|
| **AUBURN NATIONAL BANCORPORATION, INC.** |
| **(Registrant)** |
| /s/ David A. Hedges |
| David A. Hedges |
| President and CEO |

---

Date: May 13, 2026