# EDGAR Filing Document

**Accession Number:** 0001708176
**File Stem:** 0001209191-23-012901
**Filing Date:** 2023-2
**Character Count:** 9874
**Document Hash:** 150b9340f32f094f9981c492fc90ca60
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001209191-23-012901.hdr.sgml**: 20230224

**ACCESSION NUMBER**: 0001209191-23-012901

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230105

**FILED AS OF DATE**: 20230224

**DATE AS OF CHANGE**: 20230224

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Dolan James J.
- **CENTRAL INDEX KEY:** 0001575602

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-38363
- **FILM NUMBER:** 23669358

**MAIL ADDRESS:**
- **STREET 1:** C/O TRISTATE CAPITAL HOLDINGS, INC.
- **STREET 2:** ONE OXFORD CENTRE, SUITE 2700
- **CITY:** PITTSBURGH
- **STATE:** PA
- **ZIP:** 15219
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Hall of Fame Resort & Entertainment Co
- **CENTRAL INDEX KEY:** 0001708176
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990]
- **IRS NUMBER:** 843235695
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 2626 FULTON DRIVE NW
- **CITY:** CANTON
- **STATE:** OH
- **ZIP:** 44718
- **BUSINESS PHONE:** (412) 960-4687

**MAIL ADDRESS:**
- **STREET 1:** 2626 FULTON DRIVE NW
- **CITY:** CANTON
- **STATE:** OH
- **ZIP:** 44718

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Gordon Pointe Acquisition Corp.
- **DATE OF NAME CHANGE:** 20180122

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Gordon Pointe Acqusition Corp.
- **DATE OF NAME CHANGE:** 20170601

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Dolan James J.<br><sub>(Last) (First) (Middle)</sub><br>780 FIFTH AVENUE<br><sub>(Street)</sub><br>SOUTH NAPLES, FL 34102<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-01-05 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Hall of Fame Resort & Entertainment Co [ HOFV ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2023-01-05 |  | G<sup>(1)</sup> | V | 24532<sup>(2)</sup> | D | $0.00 | 0 | I | Gordon Pointe Management LLC |
| Common Stock | 2023-01-05 |  | G<sup>(3)</sup> | V | 12031 | D | $0.00 | 0 | I | Optical Lending, LLC<sup>(4)</sup> |
| Common Stock | 2023-01-05 |  | G<sup>(5)</sup> | V | 6728 | D | $0.00 | 0 | I | XAMOC, LLC<sup>(6)</sup> |
| Common Stock | 2023-01-05 |  | G<sup>(1)</sup> | V | 24532 | A | $0.00 | 24532 | I | Royston Road Trust |
| Common Stock | 2023-01-05 |  | G<sup>(3)</sup> | V | 12031 | A | $0.00 | 36563 | I | Royston Road Trust |
| Common Stock | 2023-01-05 |  | G<sup>(5)</sup> | V | 6728 | A | $0.00 | 43291 | I | Royston Road Trust |
| Common Stock |  |  |  |  |  |  |  | 909 | I | By spouse |
| Common Stock |  |  |  |  |  |  |  | 12391 | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Warrants | $253.11 | 2023-01-05 |  | G | V |  | 461684 | 2020-07-31 | <sup>(7)</sup> | Common Stock | <sup>(8)</sup> | $0.00 | 0 | I | By Gordon Pointe Management LLC |
| Warrants | $253.11 | 2023-01-05 |  | G | V | 461684 |  | 2020-07-31 | <sup>(7)</sup> | Common Stock | <sup>(8)</sup> | $0.00 | 461684 | I | Royston Road Trust |
| Warrants | $253.11 |  |  |  |  |  |  | 2020-07-31 | <sup>(7)</sup> | Common Stock | <sup>(8)</sup> |  | 248338 | I | XAMOC, LLC<sup>(9)</sup> |
| Warrants | $253.11 |  |  |  |  |  |  | 2020-07-31 | <sup>(7)</sup> | Common Stock | <sup>(8)</sup> |  | 444029 | I | Optical Lending, LLC<sup>(10)</sup> |
| Warrants | $30.81 |  |  |  |  |  |  | 2020-11-18 | 2025-11-18 | Common Stock | <sup>(11)</sup> |  | 60000 | D |  |
| Warrants | $253.11 |  |  |  |  |  |  | 2020-07-31 | <sup>(7)</sup> | Common Stock | <sup>(8)</sup> |  | 985408 | D |  |
| Convertible Notes due 2025 | <sup>(12)</sup> |  |  |  |  |  |  | 2020-07-01 | 2025-03-31 | Common Stock | 3292 |  |  | I | By Gordon Pointe Management LLC |

---

### Footnotes:

(1) This transaction involved a gift of shares of Common Stock by Gordon Pointe Management, LLC to Royston Road Trust, Patricia D. Dolan, the spouse of the reporting person, as Trustee, who shares the household of the reporting person.

(2) Effective December 27, 2022, the Issuer completed a 1-for-22 reverse stock split (the "Reverse Stock Split") of its outstanding Common Stock.
The number of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

(3) This transaction involved a gift of shares of Common Stock by Optical Lending, LLC to Royston Road Trust, Patricia D. Dolan, the spouse of the reporting person, as Trustee, who shares the household of the reporting person.

(4) Optical Lending, LLC acquired 264,683 (or 12,031 adjusted for the Reverse Stock Split) shares of Common Stock in the previously reported December 18, 2020 partial redemption in kind of a member of Gordon Pointe Management, LLC. The gift to Royston Road Trust constitutes all the shares of Common Stock held by Optical Lending, LLC.

(5) This transaction involved a gift of shares of Common Stock by XAMOC, LLC to Royston Road Trust, Patricia D. Dolan, the spouse of the reporting person, as Trustee, who shares the household of the reporting person.

(6) XAMOC, LLC acquired 148,033 (or 6,728 adjusted for the Reverse Stock Split) shares of Common Stock in the previously reported December 18, 2020 partial redemption in kind of a member of Gordon Pointe Management, LLC. The gift to Royston Road Trust constitutes all the shares of Common Stock held by XAMOC, LLC.

(7) The warrants expire on the earlier to occur of July 1, 2025 or upon the redemption date in the event that the Issuer shall fix a date for the redemption of the warrants in accordance with the warrant terms.

(8) Each warrant represents the right to purchase 0.064578 shares of the Issuer's common stock.

(9) XAMOC, LLC acquired 248,338 warrants in the previously reported December 17, 2020 partial redemption in kind of a member of Gordon Pointe Management, LLC.

(10) Optical Lending, LLC acquired 444,029 warrants in the previously reported December 17, 2020 partial redemption in kind of a member of Gordon Pointe Management, LLC.

(11) Each warrant represents the right to purchase 0.045435 shares of the Issuer's common stock.

(12) The conversion rate is 6.5849 shares of Common Stock per $1,000 principal amount of Convertible Notes due 2025.

**Signature:** Tara Charnes, Attorney-in-Fact  
**Date:** 2023-02-24

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**