# EDGAR Filing Document

**Accession Number:** 0000913760
**File Stem:** 0000913760-25-000156
**Filing Date:** 2025-8
**Character Count:** 42220
**Document Hash:** dc22f4ed16ca2c085cf648492d5facc7
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000913760-25-000156.hdr.sgml**: 20250813

**ACCESSION NUMBER**: 0000913760-25-000156

**CONFORMED SUBMISSION TYPE**: 13F-HR/A

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20220930

**FILED AS OF DATE**: 20250813

**DATE AS OF CHANGE**: 20250813

**EFFECTIVENESS DATE**: 20250813

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** StoneX Group Inc.
- **CENTRAL INDEX KEY:** 0000913760
- **STANDARD INDUSTRIAL CLASSIFICATION:** SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
- **ORGANIZATION NAME:** 09 Crypto Assets
- **EIN:** 592921318
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** 13F-HR/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-17573
- **FILM NUMBER:** 251209759

**BUSINESS ADDRESS:**
- **STREET 1:** 230 PARK AVE
- **STREET 2:** 10TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10169
- **BUSINESS PHONE:** 212-485-3500

**MAIL ADDRESS:**
- **STREET 1:** 230 PARK AVE
- **STREET 2:** 10TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10169

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INTL FCSTONE INC.
- **DATE OF NAME CHANGE:** 20110302

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INTERNATIONAL ASSETS HOLDING CORP
- **DATE OF NAME CHANGE:** 19931020

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2022

**Check here if Amendment** [x] **Amendment Number:** 2

**This Amendment (Check only one.):** [ ] is a restatement.

[x] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** StoneX Group Inc.<br>**Address:** 230 Park Ave<br>10th Floor<br>New York, NY 10169

**Form 13F File Number:** 028-17573

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** John Calvano<br>**Title:** CCO StoneX Advisors Inc.  Trust Advisory Group Ltd.<br>**Phone:** 2054143367

**Signature, Place, and Date of Signing:**

John Calvano  Birmingham, AL  08-13-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 2

**Form 13F Information Table Entry Total:** 355

**Form 13F Information Table Value Total:** $537477086

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                  | Form 13F File Number   |
|:---|:---|:---|
|  | StoneX Advisors Inc.  | 028-17766              |
|  | STONEX FINANCIAL INC. | 028-21283              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AMPLIFY ETF TR | BLOCKCHAIN LDR | 032108607 |  | 330733 | 17877 | SH |  | DFND | 12 | 155 | 0 | 17722 |
| AMPLIFY ETF TR | BLACKSWAN GRWT | 032108888 |  | 452543 | 18233 | SH |  | DFND | 1 | 0 | 0 | 18233 |
| DBX ETF TR | XTRACK MSCI JAPN | 233051507 |  | 230359 | 4895 | SH |  | DFND | 12 | 80 | 0 | 4815 |
| FIDELITY COMWLTH TR | NASDAQ COMPSIT | 315912808 |  | 280161 | 6761 | SH |  | DFND | 1 | 0 | 0 | 6761 |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 316092600 |  | 1720381 | 29842 | SH |  | DFND | 12 | 90 | 0 | 29752 |
| FIRST TR MORNINGSTAR DIVID L | SHS | 336917109 |  | 345237 | 10745 | SH |  | DFND | 1 | 0 | 0 | 10745 |
| FIRST TR EXCHANGE TRADED FD | US EQTY OPPT ETF | 336920103 |  | 225846 | 2787 | SH |  | DFND | 1 | 0 | 0 | 2787 |
| FIRST TR NAS100 EQ WEIGHTED | SHS | 337344105 |  | 331496 | 3961 | SH |  | DFND | 12 | 93 | 0 | 3868 |
| FIRST TR NASDAQ 100 TECH IND | SHS | 337345102 |  | 283122 | 2700 | SH |  | DFND | 12 | 57 | 0 | 2643 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 559090 | 17732 | SH |  | DFND | 12 | 5644 | 0 | 12088 |
| ISHARES INC | MSCI EMERG MRKT | 464286533 |  | 370565 | 7312 | SH |  | DFND | 12 | 11 | 0 | 7301 |
| ISHARES TR | CORE S TTL STK | 464287150 |  | 3297015 | 41451 | SH |  | DFND | 1 | 0 | 0 | 41451 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 203835 | 1901 | SH |  | DFND | 12 | 36 | 0 | 1865 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 1511604 | 14410 | SH |  | DFND | 1 | 0 | 0 | 14410 |
| ISHARES TR | CORE S ETF | 464287200 |  | 34153052 | 95227 | SH |  | DFND | 12 | 4 | 0 | 95223 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 3011027 | 31254 | SH |  | DFND | 1 | 0 | 0 | 31254 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 3146437 | 90207 | SH |  | DFND | 12 | 115 | 0 | 90092 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 |  | 711062 | 6941 | SH |  | DFND | 1 | 0 | 0 | 6941 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 1486933 | 25703 | SH |  | DFND | 12 | 173 | 0 | 25530 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 617144 | 4802 | SH |  | DFND | 12 | 39 | 0 | 4763 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 29374292 | 361708 | SH |  | DFND | 12 | 1611 | 0 | 360097 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 1893046 | 33798 | SH |  | DFND | 12 | 15 | 0 | 33783 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 |  | 430394 | 4481 | SH |  | DFND | 12 | 1072 | 0 | 3409 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 |  | 1038293 | 13238 | SH |  | DFND | 12 | 46 | 0 | 13192 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 5765174 | 92762 | SH |  | DFND | 1 | 0 | 0 | 92762 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 11938868 | 54451 | SH |  | DFND | 1 | 0 | 0 | 54451 |
| ISHARES TR | ISHARES BIOTECH | 464287556 |  | 343446 | 2936 | SH |  | DFND | 12 | 16 | 0 | 2920 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 33084095 | 241766 | SH |  | DFND | 1 | 0 | 0 | 241766 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 298909 | 1419 | SH |  | DFND | 1 | 0 | 0 | 1419 |
| ISHARES TR | RUS 1000 ETF | 464287622 |  | 492560 | 2490 | SH |  | DFND | 12 | 10 | 0 | 2480 |
| ISHARES TR | RUS 2000 VAL ETF | 464287630 |  | 226024 | 1753 | SH |  | DFND | 12 | 31 | 0 | 1722 |
| ISHARES TR | RUS 2000 GRW ETF | 464287648 |  | 1091524 | 5284 | SH |  | DFND | 1 | 0 | 0 | 5284 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 2021078 | 12213 | SH |  | DFND | 1 | 0 | 0 | 12213 |
| ISHARES TR | S MC 400VL ETF | 464287705 |  | 203591 | 2262 | SH |  | DFND | 1 | 0 | 0 | 2262 |
| ISHARES TR | U.S. REAL ES ETF | 464287739 |  | 277738 | 3411 | SH |  | DFND | 1 | 0 | 0 | 3411 |
| ISHARES TR | U.S. ENERGY ETF | 464287796 |  | 237558 | 6018 | SH |  | DFND | 1 | 0 | 0 | 6018 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 9266575 | 106280 | SH |  | DFND | 1 | 0 | 0 | 106280 |
| ISHARES TR | US CONSM STAPLES | 464287812 |  | 1044869 | 5810 | SH |  | DFND | 1 | 0 | 0 | 5810 |
| ISHARES TR | U.S. BAS MTL ETF | 464287838 |  | 228137 | 2095 | SH |  | DFND | 12 | 5 | 0 | 2090 |
| ISHARES TR | S SML 600 GWT | 464287887 |  | 306763 | 3017 | SH |  | DFND | 12 | 26 | 0 | 2991 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 |  | 4976895 | 48479 | SH |  | DFND | 1 | 0 | 0 | 48479 |
| ISHARES TR | MRGSTR MD CP GRW | 464288307 |  | 206760 | 4104 | SH |  | DFND | 1 | 0 | 0 | 4104 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 1212016 | 11815 | SH |  | DFND | 1 | 0 | 0 | 11815 |
| ISHARES TR | MBS ETF | 464288588 |  | 393598 | 4298 | SH |  | DFND | 12 | 36 | 0 | 4262 |
| ISHARES TR | INTRM GOV CR ETF | 464288612 |  | 264292 | 2599 | SH |  | DFND | 1 | 0 | 0 | 2599 |
| ISHARES TR | ISHS 1-5YR INVS | 464288646 |  | 300388 | 6096 | SH |  | DFND | 1 | 0 | 0 | 6096 |
| ISHARES TR | 10-20 YR TRS ETF | 464288653 |  | 202340 | 1857 | SH |  | DFND | 12 | 27 | 0 | 1830 |
| ISHARES TR | SHORT TREAS BD | 464288679 |  | 819523 | 7450 | SH |  | DFND | 12 | 33 | 0 | 7417 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 899739 | 28410 | SH |  | DFND | 1 | 0 | 0 | 28410 |
| ISHARES TR | US AER DEF ETF | 464288760 |  | 422057 | 4610 | SH |  | DFND | 12 | 20 | 0 | 4590 |
| ISHARES TR | MSCI USA ESG SLC | 464288802 |  | 252704 | 3329 | SH |  | DFND | 1 | 0 | 0 | 3329 |
| ISHARES TR | U.S. MED DVC ETF | 464288810 |  | 567991 | 12015 | SH |  | DFND | 12 | 105 | 0 | 11910 |
| ISHARES TR | EAFE VALUE ETF | 464288877 |  | 964583 | 25035 | SH |  | DFND | 12 | 452 | 0 | 24583 |
| ISHARES TR | EAFE GRWTH ETF | 464288885 |  | 685260 | 9444 | SH |  | DFND | 12 | 31 | 0 | 9413 |
| ISHARES TR | GRWT ALLOCAT ETF | 464289867 |  | 285876 | 6384 | SH |  | DFND | 1 | 0 | 0 | 6384 |
| ISHARES TR | MODERT ALLOC ETF | 464289875 |  | 481458 | 13151 | SH |  | DFND | 1 | 0 | 0 | 13151 |
| OCCIDENTAL PETE CORP | COM | 674599105 |  | 5113469 | 83207 | SH |  | DFND | 12 | 80000 | 0 | 3207 |
| RENAISSANCE CAP GREENWICH FD | IPO ETF | 759937204 |  | 237907 | 8377 | SH |  | DFND | 12 | 1467 | 0 | 6910 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 |  | 200298 | 4770 | SH |  | DFND | 1 | 0 | 0 | 4770 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 |  | 252780 | 5969 | SH |  | DFND | 1 | 0 | 0 | 5969 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 549119 | 9839 | SH |  | DFND | 1 | 0 | 0 | 9839 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 |  | 588324 | 10055 | SH |  | DFND | 12 | 13 | 0 | 10042 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 |  | 901370 | 23846 | SH |  | DFND | 12 | 61 | 0 | 23785 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 520847 | 7841 | SH |  | DFND | 12 | 1 | 0 | 7840 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 |  | 2777306 | 53616 | SH |  | DFND | 12 | 32 | 0 | 53584 |
| TIMOTHY PLAN | HIG DV STK ETF | 887432326 |  | 1139606 | 40651 | SH |  | DFND | 1 | 0 | 0 | 40651 |
| TIMOTHY PLAN | US LRGMD CP CORE | 887432359 |  | 605834 | 20094 | SH |  | DFND | 12 | 326 | 0 | 19768 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 4157123 | 30757 | SH |  | DFND | 12 | 74 | 0 | 30683 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 |  | 1001932 | 21891 | SH |  | DFND | 1 | 0 | 0 | 21891 |
| VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 |  | 5302728 | 30358 | SH |  | DFND | 1 | 0 | 0 | 30358 |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | 921910840 |  | 582227 | 6427 | SH |  | DFND | 12 | 11 | 0 | 6416 |
| VANGUARD WORLD FD | MEGA CAP INDEX | 921910873 |  | 5836434 | 46535 | SH |  | DFND | 12 | 15 | 0 | 46520 |
| VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 |  | 3474278 | 47282 | SH |  | DFND | 1 | 0 | 0 | 47282 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 1540661 | 21599 | SH |  | DFND | 1 | 0 | 0 | 21599 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 759341 | 20884 | SH |  | DFND | 1 | 0 | 0 | 20884 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 12015587 | 126640 | SH |  | DFND | 1 | 0 | 0 | 126640 |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 921946794 |  | 520638 | 10005 | SH |  | DFND | 12 | 92 | 0 | 9913 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 |  | 843563 | 17534 | SH |  | DFND | 12 | 1099 | 0 | 16435 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 |  | 1164019 | 26240 | SH |  | DFND | 1 | 0 | 0 | 26240 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 496395 | 13604 | SH |  | DFND | 1 | 0 | 0 | 13604 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 |  | 415927 | 8640 | SH |  | DFND | 12 | 241 | 0 | 8399 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 43196740 | 130993 | SH |  | DFND | 1 | 0 | 0 | 130993 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 |  | 347122 | 2851 | SH |  | DFND | 1 | 0 | 0 | 2851 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 399238 | 4980 | SH |  | DFND | 1 | 0 | 0 | 4980 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 |  | 885570 | 4538 | SH |  | DFND | 12 | 43 | 0 | 4495 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 4691308 | 24956 | SH |  | DFND | 12 | 25 | 0 | 24931 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 |  | 246865 | 1509 | SH |  | DFND | 1 | 0 | 0 | 1509 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 |  | 3028545 | 23826 | SH |  | DFND | 1 | 0 | 0 | 23826 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 6239763 | 29165 | SH |  | DFND | 1 | 0 | 0 | 29165 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 1717654 | 13910 | SH |  | DFND | 1 | 0 | 0 | 13910 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 15666634 | 91666 | SH |  | DFND | 1 | 0 | 0 | 91666 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 6123059 | 34117 | SH |  | DFND | 1 | 0 | 0 | 34117 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 562850 | 6876 | SH |  | DFND | 1 | 0 | 0 | 6876 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 3745116 | 13986 | SH |  | DFND | 1 | 0 | 0 | 13986 |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 33733E104 |  | 7515443 | 113150 | SH |  | DFND | 1 | 0 | 0 | 113150 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 |  | 1554593 | 93089 | SH |  | DFND | 12 | 248 | 0 | 92841 |
| INVESCO EXCH TRADED FD TR II | S SMLCP ENGY | 46138E164 |  | 558307 | 65529 | SH |  | DFND | 12 | 785 | 0 | 64744 |
| FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 33733E203 |  | 623737 | 4726 | SH |  | DFND | 12 | 2062 | 0 | 2664 |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 |  | 1191769 | 9442 | SH |  | DFND | 12 | 19 | 0 | 9423 |
| ALPS ETF TR | OSHS GBL INTER | 00162Q361 |  | 654343 | 25792 | SH |  | DFND | 12 | 6931 | 0 | 18861 |
| ARK ETF TR | INNOVATION ETF | 00214Q104 |  | 2064049 | 54689 | SH |  | DFND | 1 | 0 | 0 | 54689 |
| ARK ETF TR | AUTNMUS TECHNLGY | 00214Q203 |  | 305268 | 6773 | SH |  | DFND | 1 | 0 | 0 | 6773 |
| ARK ETF TR | GENOMIC REV ETF | 00214Q302 |  | 396215 | 12054 | SH |  | DFND | 12 | 96 | 0 | 11958 |
| ARK ETF TR | NEXT GNRTN INTER | 00214Q401 |  | 456018 | 9992 | SH |  | DFND | 12 | 80 | 0 | 9912 |
| ARK ETF TR | FINTECH INNOVA | 00214Q708 |  | 289440 | 18807 | SH |  | DFND | 12 | 132 | 0 | 18675 |
| ARK ETF TR | ARK SPACE EXPL | 00214Q807 |  | 186599 | 15097 | SH |  | DFND | 12 | 1578 | 0 | 13519 |
| ACCELERATE DIAGNOSTICS INC | COM | 00430H102 |  | 22203 | 14607 | SH |  | DFND | 12 | 4867 | 0 | 9740 |
| ADVISORSHARES TR | RANGER EQUITY BE | 00768Y412 |  | 2577702 | 85157 | SH |  | DFND | 12 | 478 | 0 | 84679 |
| BARCLAYS BANK PLC | IPATH SHILR CAPE | 06742A669 |  | 625994 | 34226 | SH |  | DFND | 1 | 0 | 0 | 34226 |
| ETF SER SOLUTIONS | NATIONWIDE NASDQ | 26922A172 |  | 220411 | 11338 | SH |  | DFND | 1 | 0 | 0 | 11338 |
| ETF SER SOLUTIONS | DEFIANCE NEXT | 26922A289 |  | 1182913 | 41472 | SH |  | DFND | 12 | 2 | 0 | 41470 |
| ETF SER SOLUTIONS | APTUS DEFINED | 26922A388 |  | 881896 | 34734 | SH |  | DFND | 1 | 0 | 0 | 34734 |
| ETF SER SOLUTIONS | APTUS DRAWDOWN | 26922A784 |  | 1193023 | 35805 | SH |  | DFND | 12 | 300 | 0 | 35505 |
| ETF SER SOLUTIONS | DEFIANCE HTL AIR | 26922B873 |  | 1598007 | 113490 | SH |  | DFND | 1 | 0 | 0 | 113490 |
| ETF MANAGERS TR | PRIME JUNIR SLVR | 26924G102 |  | 100247 | 10992 | SH |  | DFND | 12 | 2242 | 0 | 8750 |
| ETF MANAGERS TR | PRIME CYBR SCRTY | 26924G201 |  | 466876 | 10765 | SH |  | DFND | 1 | 0 | 0 | 10765 |
| EATON VANCE MUNI INCOME TRUS | SH BEN INT | 27826U108 |  | 101774 | 10417 | SH |  | DFND | 12 | 878 | 0 | 9539 |
| FIRST TR EXCHANGE TRADED FD | DOW 30 EQL WGT | 33733A201 |  | 439497 | 17709 | SH |  | DFND | 12 | 2185 | 0 | 15524 |
| FIRST TR EXCHANGE TRADED FD | WTR ETF | 33733B100 |  | 217589 | 3030 | SH |  | DFND | 1 | 0 | 0 | 3030 |
| FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 |  | 8343927 | 233136 | SH |  | DFND | 12 | 233 | 0 | 232903 |
| FIRST TR EXCHANGE TRADED FD | CONSUMR DISCRE | 33734X101 |  | 311164 | 7233 | SH |  | DFND | 12 | 4323 | 0 | 2910 |
| FIRST TR EXCHANGE TRADED FD | ENERGY ALPHADX | 33734X127 |  | 7814292 | 500561 | SH |  | DFND | 1 | 0 | 0 | 500561 |
| FIRST TR EXCHANGE TRADED FD | FINLS ALPHADEX | 33734X135 |  | 309396 | 8405 | SH |  | DFND | 12 | 271 | 0 | 8134 |
| FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 |  | 364697 | 3752 | SH |  | DFND | 1 | 0 | 0 | 3752 |
| FIRST TR EXCHANGE TRADED FD | INDLS PROD DUR | 33734X150 |  | 1332147 | 28985 | SH |  | DFND | 12 | 68 | 0 | 28917 |
| FIRST TR EXCHANGE TRADED FD | MATERIALS ALPH | 33734X168 |  | 678752 | 13083 | SH |  | DFND | 1 | 0 | 0 | 13083 |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 |  | 699409 | 11578 | SH |  | DFND | 1 | 0 | 0 | 11578 |
| FIRST TR EXCHANGE TRADED FD | INDXX NAT RE ETF | 33734X838 |  | 308130 | 25246 | SH |  | DFND | 1 | 0 | 0 | 25246 |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 33734X846 |  | 562461 | 14606 | SH |  | DFND | 1 | 0 | 0 | 14606 |
| FIRST TR EXCHANGE TRADED FD | INTL EQUITY OPP | 33734X853 |  | 242189 | 6784 | SH |  | DFND | 12 | 273 | 0 | 6511 |
| FIRST TR MID CAP CORE ALPHAD | COM SHS | 33735B108 |  | 373898 | 4658 | SH |  | DFND | 12 | 118 | 0 | 4540 |
| FIRST TR LRG CP VL ALPHADEX | COM SHS | 33735J101 |  | 2035189 | 35284 | SH |  | DFND | 12 | 110 | 0 | 35174 |
| FIRST TRUST LRGCP GWT ALPHAD | COM SHS | 33735K108 |  | 1442801 | 16865 | SH |  | DFND | 1 | 0 | 0 | 16865 |
| FIRST TR EXCH TRD ALPHDX FD | EUROPE ALPHADEX | 33737J117 |  | 646838 | 24520 | SH |  | DFND | 1 | 0 | 0 | 24520 |
| FIRST TR EXCH TRD ALPHDX FD | DEV MRK EX US | 33737J174 |  | 391233 | 9344 | SH |  | DFND | 1 | 0 | 0 | 9344 |
| FIRST TR EXCH TRD ALPHDX FD | EMERG MKT ALPH | 33737J182 |  | 732389 | 39610 | SH |  | DFND | 12 | 542 | 0 | 39068 |
| FIRST TR EXCHANGE TRADED FD | INDXX NEXTG ETF | 33737K205 |  | 214608 | 3855 | SH |  | DFND | 12 | 140 | 0 | 3715 |
| FIRST TR EXCHANGE-TRADED ALP | MID CP GR ALPH | 33737M102 |  | 230297 | 4303 | SH |  | DFND | 12 | 719 | 0 | 3584 |
| FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 |  | 2155956 | 48921 | SH |  | DFND | 1 | 0 | 0 | 48921 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR TA HIYL | 33738D408 |  | 5886351 | 153610 | SH |  | DFND | 1 | 0 | 0 | 153610 |
| FIRST TR EXCHANGE-TRADED FD | MULTI ASSET DI | 33738R100 |  | 5953625 | 412301 | SH |  | DFND | 12 | 311 | 0 | 411990 |
| FIRST TR EXCHANGE-TRADED FD | NASD TECH DIV | 33738R118 |  | 831514 | 19028 | SH |  | DFND | 12 | 174 | 0 | 18854 |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 33738R506 |  | 4750068 | 122173 | SH |  | DFND | 12 | 321 | 0 | 121852 |
| FIRST TR EXCHANGE-TRADED FD | DORSEY WRT 5 ETF | 33738R605 |  | 1253458 | 30539 | SH |  | DFND | 1 | 0 | 0 | 30539 |
| FIRST TR EXCHANGE-TRADED FD | NASDQ OIL GAS | 33738R845 |  | 1317640 | 53652 | SH |  | DFND | 1 | 0 | 0 | 53652 |
| FIRST TR EXCHANGE-TRADED FD | NASDQ FOD BVRG | 33738R852 |  | 703592 | 28318 | SH |  | DFND | 1 | 0 | 0 | 28318 |
| FIRST TR EXCHANGE-TRADED FD | NASDAQ BK ETF | 33738R860 |  | 520566 | 20099 | SH |  | DFND | 12 | 3823 | 0 | 16276 |
| FIRST TR EXCHANGE-TRADED FD | MNGD FUTRS STRGY | 33739G103 |  | 571788 | 11107 | SH |  | DFND | 1 | 0 | 0 | 11107 |
| FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 33739H101 |  | 610088 | 24076 | SH |  | DFND | 12 | 1283 | 0 | 22793 |
| FIRST TR EXCH TRADED FD III | SHRT DUR MNG MUN | 33739P830 |  | 1427443 | 73221 | SH |  | DFND | 1 | 0 | 0 | 73221 |
| FIRST TR EXCH TRADED FD III | INSTL PFD SECS | 33739P855 |  | 482513 | 28135 | SH |  | DFND | 1 | 0 | 0 | 28135 |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 33739Q200 |  | 2715250 | 57344 | SH |  | DFND | 12 | 338 | 0 | 57006 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 |  | 14844593 | 249783 | SH |  | DFND | 1 | 0 | 0 | 249783 |
| FIRST TR EXCHANGE-TRADED FD | FT CBOE VEST S | 33739Q705 |  | 3090948 | 67784 | SH |  | DFND | 1 | 0 | 0 | 67784 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE VEST US | 33740F615 |  | 209383 | 7134 | SH |  | DFND | 1 | 0 | 0 | 7134 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE VEST US | 33740F680 |  | 486053 | 16555 | SH |  | DFND | 1 | 0 | 0 | 16555 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQ | 33740F730 |  | 265630 | 8822 | SH |  | DFND | 1 | 0 | 0 | 8822 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQ | 33740F755 |  | 1880206 | 90221 | SH |  | DFND | 1 | 0 | 0 | 90221 |
| FIRST TR EXCHNG TRADED FD VI | US EQT BUFFER | 33740F763 |  | 355950 | 10654 | SH |  | DFND | 1 | 0 | 0 | 10654 |
| FIRST TR EXCHNG TRADED FD VI | MLT MNGD LRG GRW | 33740F789 |  | 2040994 | 125473 | SH |  | DFND | 12 | 2893 | 0 | 122580 |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 33740F805 |  | 501494 | 11518 | SH |  | DFND | 12 | 77 | 0 | 11441 |
| FIRST TR EXCHNG TRADED FD VI | CBOE EQT DEP NOV | 33740F839 |  | 269035 | 8278 | SH |  | DFND | 1 | 0 | 0 | 8278 |
| FIRST TR EXCHNG TRADED FD VI | VEST US DEEP | 33740F854 |  | 787238 | 26250 | SH |  | DFND | 1 | 0 | 0 | 26250 |
| FIRST TR EXCHNG TRADED FD VI | TCW UNCONSTRAI | 33740F888 |  | 6412061 | 269188 | SH |  | DFND | 1 | 0 | 0 | 269188 |
| FIRST TR EXCHNG TRADED FD VI | TCW SECURITIZED | 33740U109 |  | 1502900 | 70000 | SH |  | DFND | 1 | 0 | 0 | 70000 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740U208 |  | 208816 | 6437 | SH |  | DFND | 1 | 0 | 0 | 6437 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE DEEP BFR | 33740U406 |  | 1035368 | 34570 | SH |  | DFND | 12 | 4068 | 0 | 30502 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE EQTY BFR | 33740U505 |  | 503174 | 16976 | SH |  | DFND | 1 | 0 | 0 | 16976 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST FD DEP | 33740U703 |  | 198113 | 10367 | SH |  | DFND | 12 | 1998 | 0 | 8369 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US DEP | 33740U802 |  | 266130 | 9302 | SH |  | DFND | 1 | 0 | 0 | 9302 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST NAS100 | 33740U836 |  | 394192 | 23801 | SH |  | DFND | 1 | 0 | 0 | 23801 |
| FIRST TR EXCHANGE TRAD FD VI | ALT ABSLT STRG | 33740Y101 |  | 715566 | 23027 | SH |  | DFND | 1 | 0 | 0 | 23027 |
| FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 33741X102 |  | 583200 | 25214 | SH |  | DFND | 12 | 3635 | 0 | 21579 |
| FLEXSHARES TR | MORNSTAR UPSTR | 33939L407 |  | 356090 | 9473 | SH |  | DFND | 1 | 0 | 0 | 9473 |
| FLEXSHARES TR | IBOXX 5YR TRGT | 33939L605 |  | 248859 | 10635 | SH |  | DFND | 1 | 0 | 0 | 10635 |
| GLOBAL X FDS | NASDAQ 100 COVER | 37954Y483 |  | 214437 | 13693 | SH |  | DFND | 12 | 112 | 0 | 13581 |
| GLOBAL X FDS | US INFR DEV ETF | 37954Y673 |  | 297060 | 12882 | SH |  | DFND | 12 | 178 | 0 | 12704 |
| GLOBAL X FDS | RBTCS ARTFL INTE | 37954Y715 |  | 229991 | 12721 | SH |  | DFND | 12 | 240 | 0 | 12481 |
| GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 |  | 859643 | 13007 | SH |  | DFND | 1 | 0 | 0 | 13007 |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 46090F100 |  | 1292911 | 79908 | SH |  | DFND | 12 | 109 | 0 | 79799 |
| INVESCO EXCHANGE TRADED FD T | S EQL REL | 46137V290 |  | 281240 | 9392 | SH |  | DFND | 1 | 0 | 0 | 9392 |
| INVESCO EXCHANGE TRADED FD T | S EQL HLT | 46137V332 |  | 244728 | 974 | SH |  | DFND | 1 | 0 | 0 | 974 |
| INVESCO EXCHANGE TRADED FD T | DYNMC SEMICNDT | 46137V647 |  | 355640 | 3952 | SH |  | DFND | 12 | 3753 | 0 | 199 |
| INVESCO EXCHANGE TRADED FD T | DWA INDLS MUMT | 46137V845 |  | 271072 | 3312 | SH |  | DFND | 12 | 396 | 0 | 2916 |
| INVESCO DB COMMDY INDX TRCK | UNIT | 46138B103 |  | 252083 | 10543 | SH |  | DFND | 12 | 22 | 0 | 10521 |
| INVESCO EXCH TRADED FD TR II | S LOW VOL | 46138E354 |  | 423663 | 7326 | SH |  | DFND | 12 | 5 | 0 | 7321 |
| INVESCO EXCH TRADED FD TR II | S HDL VOL | 46138E362 |  | 279173 | 7138 | SH |  | DFND | 1 | 0 | 0 | 7138 |
| INVESCO EXCH TRADED FD TR II | PURBTA 0 5 YR | 46138E495 |  | 1212373 | 49769 | SH |  | DFND | 12 | 100 | 0 | 49669 |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 |  | 215871 | 10692 | SH |  | DFND | 12 | 242 | 0 | 10450 |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 46138G649 |  | 557556 | 5071 | SH |  | DFND | 1 | 0 | 0 | 5071 |
| INVESCO EXCH TRADED FD TR II | S ULTRA DIVIDE | 46138G656 |  | 323278 | 8575 | SH |  | DFND | 1 | 0 | 0 | 8575 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 572740 | 32728 | SH |  | DFND | 12 | 800 | 0 | 31928 |
| ISHARES S GSCI COMMODITY- | UNIT BEN INT | 46428R107 |  | 588629 | 28602 | SH |  | DFND | 12 | 360 | 0 | 28242 |
| ISHARES TR | US TREAS BD ETF | 46429B267 |  | 755994 | 33216 | SH |  | DFND | 1 | 0 | 0 | 33216 |
| ISHARES TR | FLTG RATE NT ETF | 46429B655 |  | 1181389 | 23501 | SH |  | DFND | 1 | 0 | 0 | 23501 |
| ISHARES TR | CORE HIGH DV ETF | 46429B663 |  | 2313882 | 25346 | SH |  | DFND | 1 | 0 | 0 | 25346 |
| ISHARES TR | MSCI EAFE MIN VL | 46429B689 |  | 497416 | 8725 | SH |  | DFND | 12 | 42 | 0 | 8683 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 |  | 892191 | 13449 | SH |  | DFND | 1 | 0 | 0 | 13449 |
| ISHARES TR | 0-5 YR TIPS ETF | 46429B747 |  | 449170 | 4673 | SH |  | DFND | 1 | 0 | 0 | 4673 |
| ISHARES U S ETF TR | INFLATION HEDG | 46431W580 |  | 433728 | 17973 | SH |  | DFND | 12 | 145 | 0 | 17828 |
| ISHARES U S ETF TR | INT RT HDG C B | 46431W705 |  | 219873 | 2478 | SH |  | DFND | 12 | 76 | 0 | 2402 |
| ISHARES U S ETF TR | GSCI CMDTY STGY | 46431W853 |  | 408645 | 11440 | SH |  | DFND | 12 | 37 | 0 | 11403 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 |  | 775566 | 7428 | SH |  | DFND | 1 | 0 | 0 | 7428 |
| ISHARES TR | MSCI USA VALUE | 46432F388 |  | 652089 | 7916 | SH |  | DFND | 12 | 3 | 0 | 7913 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 |  | 948014 | 7179 | SH |  | DFND | 1 | 0 | 0 | 7179 |
| ISHARES TR | CORE MSCI TOTAL | 46432F834 |  | 2430396 | 47730 | SH |  | DFND | 1 | 0 | 0 | 47730 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 693508 | 13167 | SH |  | DFND | 12 | 44 | 0 | 13123 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 2717697 | 63232 | SH |  | DFND | 12 | 58 | 0 | 63174 |
| ISHARES TR | U S EQUITY FACTR | 46434V282 |  | 1635414 | 45152 | SH |  | DFND | 1 | 0 | 0 | 45152 |
| ISHARES TR | MSCI INTL QUALTY | 46434V456 |  | 444008 | 15983 | SH |  | DFND | 1 | 0 | 0 | 15983 |
| ISHARES TR | CORE TOTAL USD | 46434V613 |  | 1087946 | 24448 | SH |  | DFND | 1 | 0 | 0 | 24448 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 1753357 | 39428 | SH |  | DFND | 1 | 0 | 0 | 39428 |
| ISHARES TR | IBONDS DEC22 ETF | 46434VBA7 |  | 649075 | 25932 | SH |  | DFND | 12 | 286 | 0 | 25646 |
| ISHARES TR | CORE MSCI INTL | 46435G326 |  | 1634820 | 33840 | SH |  | DFND | 1 | 0 | 0 | 33840 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 |  | 2026374 | 25518 | SH |  | DFND | 12 | 71 | 0 | 25447 |
| ISHARES TR | FALN ANGLS USD | 46435G474 |  | 265933 | 11127 | SH |  | DFND | 12 | 1649 | 0 | 9478 |
| NIO INC | SPON ADS | 62914V106 |  | 271386 | 17209 | SH |  | DFND | 12 | 9982 | 0 | 7227 |
| NORTHERN LTS FD TR IV | INSPIRE 100 ETF | 66538H534 |  | 2492962 | 89564 | SH |  | DFND | 1 | 0 | 0 | 89564 |
| NORTHERN LTS FD TR IV | INSPIRE CORP BD | 66538H633 |  | 1082957 | 47799 | SH |  | DFND | 12 | 1274 | 0 | 46525 |
| PACER FDS TR | TRENDP US LAR CP | 69374H105 |  | 686681 | 18234 | SH |  | DFND | 1 | 0 | 0 | 18234 |
| PACER FDS TR | LUNT LRGCP MULTI | 69374H816 |  | 1518432 | 47599 | SH |  | DFND | 1 | 0 | 0 | 47599 |
| PACER FDS TR | US CASH COWS 100 | 69374H881 |  | 1884461 | 45940 | SH |  | DFND | 1 | 0 | 0 | 45940 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 82211 | 10112 | SH |  | DFND | 12 | 508 | 0 | 9604 |
| PIMCO NEW YORK MUN INCOME FD | COM | 72200T103 |  | 91738 | 10694 | SH |  | DFND | 12 | 8539 | 0 | 2155 |
| PIMCO ETF TR | 1-5 US TIP IDX | 72201R205 |  | 255470 | 5170 | SH |  | DFND | 1 | 0 | 0 | 5170 |
| PIMCO ETF TR | BROAD US TIPS | 72201R403 |  | 361329 | 6792 | SH |  | DFND | 1 | 0 | 0 | 6792 |
| PIMCO ETF TR | MUNI INCOME OPP | 72201R635 |  | 1635306 | 38410 | SH |  | DFND | 1 | 0 | 0 | 38410 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 1437934 | 14545 | SH |  | DFND | 1 | 0 | 0 | 14545 |
| PIMCO ETF TR | INTER MUN BD ACT | 72201R866 |  | 2308377 | 46057 | SH |  | DFND | 1 | 0 | 0 | 46057 |
| PROSHARES TR | SHORT S 500 NE | 74347B425 |  | 388282 | 22470 | SH |  | DFND | 12 | 520 | 0 | 21950 |
| PROSHARES TR | S 500 DV ARIST | 74348A467 |  | 489256 | 6119 | SH |  | DFND | 1 | 0 | 0 | 6119 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 663844 | 4292 | SH |  | DFND | 12 | 39 | 0 | 4253 |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 |  | 536397 | 17281 | SH |  | DFND | 1 | 0 | 0 | 17281 |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 |  | 930547 | 36068 | SH |  | DFND | 12 | 193 | 0 | 35875 |
| SPDR SER TR | S 600 SMCP GRW | 78464A201 |  | 270219 | 3967 | SH |  | DFND | 1 | 0 | 0 | 3967 |
| SPDR SER TR | S 600 SMCP VAL | 78464A300 |  | 1465263 | 21824 | SH |  | DFND | 12 | 51 | 0 | 21773 |
| SPDR SER TR | S DIVID ETF | 78464A763 |  | 643291 | 5769 | SH |  | DFND | 12 | 29 | 0 | 5740 |
| SPDR SER TR | S 400 MDCP VAL | 78464A839 |  | 344376 | 5956 | SH |  | DFND | 1 | 0 | 0 | 5956 |
| SPDR SER TR | S BIOTECH | 78464A870 |  | 897679 | 11317 | SH |  | DFND | 12 | 4294 | 0 | 7023 |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 |  | 707481 | 17608 | SH |  | DFND | 12 | 77 | 0 | 17531 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 2363685 | 8204 | SH |  | DFND | 12 | 9 | 0 | 8195 |
| SPDR S MIDCAP 400 ETF TR | UTSER1 S | 78467Y107 |  | 344052 | 853 | SH |  | DFND | 1 | 0 | 0 | 853 |
| SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 |  | 404872 | 4420 | SH |  | DFND | 12 | 7 | 0 | 4413 |
| SPDR SER TR | NUVEEN BLMBRG MU | 78468R721 |  | 314572 | 7151 | SH |  | DFND | 12 | 6633 | 0 | 518 |
| SPDR SER TR | PRTFLO S HI | 78468R788 |  | 653184 | 18415 | SH |  | DFND | 1 | 0 | 0 | 18415 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 11648514 | 96181 | SH |  | DFND | 1 | 0 | 0 | 96181 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 |  | 332360 | 2333 | SH |  | DFND | 1 | 0 | 0 | 2333 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 1083897 | 35701 | SH |  | DFND | 12 | 120 | 0 | 35581 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 |  | 324546 | 3918 | SH |  | DFND | 12 | 8 | 0 | 3910 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 18094531 | 152337 | SH |  | DFND | 12 | 34 | 0 | 152303 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 1037044 | 15830 | SH |  | DFND | 1 | 0 | 0 | 15830 |
| SOLID POWER INC | *W EXP 12/08/202 | 83422N113 |  | 10999 | 10280 | SH |  | DFND | 12 | 9080 | 0 | 1200 |
| TWO RDS SHARED TR | LEADERSHARES EQT | 90214Q683 |  | 215843 | 8084 | SH |  | DFND | 12 | 314 | 0 | 7770 |
| TWO RDS SHARED TR | LEASERSHS ALPHAF | 90214Q691 |  | 354729 | 11013 | SH |  | DFND | 12 | 201 | 0 | 10812 |
| TWO RDS SHARED TR | LDRSHS ALPFACT | 90214Q774 |  | 272092 | 10130 | SH |  | DFND | 1 | 0 | 0 | 10130 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 |  | 269639 | 11179 | SH |  | DFND | 12 | 152 | 0 | 11027 |
| VANECK ETF TRUST | VIDEO GMNG ESPRT | 92189F114 |  | 260002 | 6404 | SH |  | DFND | 12 | 2426 | 0 | 3978 |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 92189F643 |  | 2105619 | 35099 | SH |  | DFND | 1 | 0 | 0 | 35099 |
| VANECK ETF TRUST | RETAIL ETF | 92189F684 |  | 212204 | 1368 | SH |  | DFND | 12 | 1343 | 0 | 25 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 |  | 222873 | 4669 | SH |  | DFND | 1 | 0 | 0 | 4669 |
| VANGUARD WORLD FDS | CONSUM STP ETF | 92204A207 |  | 5824576 | 33681 | SH |  | DFND | 12 | 59 | 0 | 33622 |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 |  | 335280 | 1494 | SH |  | DFND | 1 | 0 | 0 | 1494 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 |  | 330531 | 1073 | SH |  | DFND | 12 | 113 | 0 | 960 |
| VANGUARD WORLD FDS | UTILITIES ETF | 92204A876 |  | 251440 | 1752 | SH |  | DFND | 12 | 14 | 0 | 1738 |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 |  | 1102557 | 19079 | SH |  | DFND | 12 | 421 | 0 | 18658 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 753770 | 10148 | SH |  | DFND | 12 | 32 | 0 | 10116 |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 |  | 916298 | 13690 | SH |  | DFND | 1 | 0 | 0 | 13690 |
| VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 |  | 217176 | 2965 | SH |  | DFND | 1 | 0 | 0 | 2965 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 |  | 716721 | 9470 | SH |  | DFND | 12 | 39 | 0 | 9431 |
| VICTORY PORTFOLIOS II | VCSHS US EQ INCM | 92647N824 |  | 1072780 | 18072 | SH |  | DFND | 12 | 39 | 0 | 18033 |
| VICTORY PORTFOLIOS II | VCSHS US LRG CAP | 92647N865 |  | 721687 | 13617 | SH |  | DFND | 1 | 0 | 0 | 13617 |
| VICTORY PORTFOLIOS II | VCSHS US SMCP HG | 92647N873 |  | 537833 | 11609 | SH |  | DFND | 1 | 0 | 0 | 11609 |
| VICTORY PORTFOLIOS II | VCSHS INTL HG DV | 92647N881 |  | 373820 | 14971 | SH |  | DFND | 1 | 0 | 0 | 14971 |
| WISDOMTREE TR | CLOUD COMPUTNG | 97717Y691 |  | 221841 | 8318 | SH |  | DFND | 1 | 0 | 0 | 8318 |
| SCISPARC LTD | COM | M82618105 |  | 11495 | 13696 | SH |  | DFND | 2 | 13696 | 0 | 0 |
| THE VERY GOOD FOOD CO INC | COM | 88340B109 |  | 1722 | 14032 | SH |  | DFND | 2 | 14032 | 0 | 0 |
| KAIVAL BRNDS INNOVATNS GRP I | COM NEW | 483104204 |  | 12990 | 12861 | SH |  | DFND | 2 | 12861 | 0 | 0 |
| CBDMD INC | COM | 12482W101 |  | 3056 | 13576 | SH |  | DFND | 2 | 13576 | 0 | 0 |
| SHIFT TECHNOLOGIES INC | CL A | 82452T107 |  | 8428 | 12038 | SH |  | DFND | 2 | 12038 | 0 | 0 |
| MILESTONE SCIENTIFIC INC | COM NEW | 59935P209 |  | 11850 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| OTONOMO TECHNOLOGIES LTD | ORDINARY SHARES | M7571L103 |  | 3976 | 14100 | SH |  | DFND | 2 | 14100 | 0 | 0 |
| ALSET EHOME INTERNATIONAL IN | COM | 02116A104 |  | 2614 | 10203 | SH |  | DFND | 2 | 10203 | 0 | 0 |
| PINE IS ACQUISITION CORP | CL A | 722615101 |  | 102165 | 10237 | SH |  | DFND | 2 | 10237 | 0 | 0 |
| OTONOMY INC | COM | 68906L105 |  | 3753 | 12723 | SH |  | DFND | 2 | 12723 | 0 | 0 |
| SPRUCE BIOSCIENCES INC | COM | 85209E109 |  | 13766 | 10048 | SH |  | DFND | 2 | 10048 | 0 | 0 |
| DIGITAL ALLY INC | COM | 25382T101 |  | 6341 | 13900 | SH |  | DFND | 2 | 13900 | 0 | 0 |
| AKEBIA THERAPEUTICS INC | COM | 00972D105 |  | 3301 | 10440 | SH |  | DFND | 2 | 10440 | 0 | 0 |
| PROSHARES TR | ULTRAPRO SHT QQQ | 74347G432 |  | 429363 | 7002 | SH |  | DFND | 2 | 7002 | 0 | 0 |
| AYRO INC | COM | 054748108 |  | 6797 | 11520 | SH |  | DFND | 2 | 11520 | 0 | 0 |
| MOBIQUITY TECHNOLOGIES INC | COM | 60743F508 |  | 17400 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| AMESITE INC | COM | 031094105 |  | 3615 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| CALYXT INC | COM | 13173L107 |  | 2378 | 13824 | SH |  | DFND | 2 | 13824 | 0 | 0 |
| HAPPINESS DEVELOPMENT GRP LT | ORD SHS CL A | G4289N114 |  | 1905 | 12300 | SH |  | DFND | 2 | 12300 | 0 | 0 |
| KIROMIC BIOPHARMA INC | COM | 497634105 |  | 4350 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| RETO ECO SOLUTIONS INC | COM | G75271109 |  | 4391 | 10455 | SH |  | DFND | 2 | 10455 | 0 | 0 |
| IM CANNABIS CORP | COM NEW | 44969Q208 |  | 5575 | 13617 | SH |  | DFND | 2 | 13617 | 0 | 0 |
| VERSUS SYSTEMS INC | COM NEW | 92535P808 |  | 2567 | 13725 | SH |  | DFND | 2 | 13725 | 0 | 0 |
| DSS INC | COM | 26253C102 |  | 3733 | 14583 | SH |  | DFND | 2 | 14583 | 0 | 0 |
| CF ACQUISITION CORP IV | *W EXP 12/31/202 | 12520T110 |  | 7671 | 153420 | SH |  | DFND | 2 | 153420 | 0 | 0 |
| INHIBIKASE THERAPEUTICS INC | COM | 45719W106 |  | 12115 | 13313 | SH |  | DFND | 2 | 13313 | 0 | 0 |
| EQONEX LIMITED | SHS | Y2074E109 |  | 4346 | 10865 | SH |  | DFND | 2 | 10865 | 0 | 0 |
| GREENBOX POS | COM NEW | 39366L208 |  | 10918 | 11198 | SH |  | DFND | 2 | 11198 | 0 | 0 |
| GROM SOCIAL ENTERPRISES INC | COM NEW | 39878L308 |  | 4170 | 12523 | SH |  | DFND | 2 | 12523 | 0 | 0 |
| LOTTERY COM INC | COM | 54570M108 |  | 3375 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| ADIAL PHARMACEUTICALS INC | COM | 00688A106 |  | 4827 | 13790 | SH |  | DFND | 2 | 13790 | 0 | 0 |
| APREA THERAPEUTICS INC | COM | 03836J102 |  | 8137 | 12519 | SH |  | DFND | 2 | 12519 | 0 | 0 |
| GUARDION HEALTH SCIENCES INC | COM | 40145Q401 |  | 1891 | 13705 | SH |  | DFND | 2 | 13705 | 0 | 0 |
| MATINAS BIOPHARMA HLDGS INC | COM | 576810105 |  | 8844 | 13905 | SH |  | DFND | 2 | 13905 | 0 | 0 |
| CROWN ELECTROKINETICS CORP | COM NEW | 228339206 |  | 2785 | 12163 | SH |  | DFND | 2 | 12163 | 0 | 0 |
| ENSYSCE BIOSCIENCES INC | COM | 293602108 |  | 2748 | 12781 | SH |  | DFND | 2 | 12781 | 0 | 0 |
| ASPEN GROUP INC | COM NEW | 04530L203 |  | 5614 | 14692 | SH |  | DFND | 2 | 14692 | 0 | 0 |
| KALA PHARMACEUTICALS INC | COM | 483119103 |  | 2984 | 13480 | SH |  | DFND | 2 | 13480 | 0 | 0 |
| TIMBER PHARMACEUTICALS INC | COM | 887080109 |  | 2139 | 17821 | SH |  | DFND | 2 | 17821 | 0 | 0 |
| SIERRA METALS INC | COM | 82639W106 |  | 6026 | 12186 | SH |  | DFND | 2 | 12186 | 0 | 0 |
| VISLINK TECHNOLOGIES INC | COM | 92836Y300 |  | 6319 | 14892 | SH |  | DFND | 2 | 14892 | 0 | 0 |
| EBET INC | COM | 278700109 |  | 17559 | 14393 | SH |  | DFND | 2 | 14393 | 0 | 0 |
| LIZHI INC | ADS | 53933L104 |  | 5920 | 10053 | SH |  | DFND | 2 | 10053 | 0 | 0 |
| PROSHARES TR II | ULTRA VIX SHORT | 74347Y839 |  | 177240 | 13793 | SH |  | DFND | 2 | 13793 | 0 | 0 |
| BOS BETTER ONLINE SOLUTIONS | SHS NEW NIS 80 | M20115180 |  | 33150 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| NUVEEN N Y MUN VALUE FD | COM | 67062M105 |  | 102669 | 12582 | SH |  | DFND | 2 | 12582 | 0 | 0 |
| ONCONOVA THERAPEUTICS INC | COM NEW | 68232V801 |  | 13215 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| HOTH THERAPEUTICS INC | COM | 44148G105 |  | 4722 | 13574 | SH |  | DFND | 2 | 13574 | 0 | 0 |
| HYZON MOTORS INC | *W EXP 10/02/202 | 44951Y110 |  | 2656 | 11600 | SH |  | DFND | 2 | 11600 | 0 | 0 |
| CHARLES  COLVARD LTD | COM | 159765106 |  | 13773 | 14219 | SH |  | DFND | 2 | 14219 | 0 | 0 |
| CHEMBIO DIAGNOSTICS INC | COM NEW | 163572209 |  | 4795 | 13269 | SH |  | DFND | 2 | 13269 | 0 | 0 |
| HELIUS MED TECHNOLOGIES INC | COM CL A NEW | 42328V603 |  | 2761 | 10022 | SH |  | DFND | 2 | 10022 | 0 | 0 |
| CLEVER LEAVES HOLDINGS INC | *W EXP 12/18/202 | 186760112 |  | 725 | 10359 | SH |  | DFND | 2 | 10359 | 0 | 0 |
| NOVA VISION ACQUISITION CORP | COM | G6759A100 |  | 204000 | 20000 | SH |  | DFND | 2 | 20000 | 0 | 0 |
| SWVL HOLDINGS CORP | *W EXP 03/31/202 | G86302117 |  | 501 | 16700 | SH |  | DFND | 2 | 16700 | 0 | 0 |
| ROCKLEY PHOTONICS HLDGS LTD | *W EXP 08/11/202 | G7614L117 |  | 3808 | 38076 | SH |  | DFND | 2 | 38076 | 0 | 0 |
| LF CAPITAL ACQUISITION CORP | CLASS A COM | 50202D102 |  | 105384 | 10486 | SH |  | DFND | 2 | 10486 | 0 | 0 |
| D AND Z MEDIA ACQUISITION CO | *W EXP 01/27/202 | 23305Q114 |  | 690 | 25000 | SH |  | DFND | 2 | 25000 | 0 | 0 |
| QUANTUM FINTECH ACQUISTIN CO | COMMON STOCK | 74767A105 |  | 246500 | 25000 | SH |  | DFND | 2 | 25000 | 0 | 0 |
| PARSEC CAPITAL ACQUISITION | CL A | 70184A108 |  | 172040 | 17000 | SH |  | DFND | 2 | 17000 | 0 | 0 |
| HENNESSY CAPITAL INVST CORP | CLASS A COM | 42600H108 |  | 196386 | 20246 | SH |  | DFND | 2 | 20246 | 0 | 0 |
| KHOSLA VENTURES ACQUT CO III | COM CL A | 482506102 |  | 227874 | 23300 | SH |  | DFND | 2 | 23300 | 0 | 0 |
| SPRINGBIG HOLDINGS INC | *W EXP 06/14/202 | 85021Q116 |  | 1628 | 32373 | SH |  | DFND | 2 | 32373 | 0 | 0 |
| GAMING  HOSPITALITY ACQU CO | *W EXP 02/04/202 | 364681114 |  | 250 | 10000 | SH |  | DFND | 2 | 10000 | 0 | 0 |
| M3 BRIGADE ACQUISITION III | *W EXP 07/31/202 | 55407R111 |  | 5117 | 106609 | SH |  | DFND | 2 | 106609 | 0 | 0 |
| MONUMENT CIRCLE ACQUISITN CO | *W EXP 01/14/202 | 61531M119 |  | 250 | 10000 | SH |  | DFND | 2 | 10000 | 0 | 0 |
| CHURCHILL CAPITAL CORP VI | *W EXP 02/17/202 | 17143W119 |  | 1932 | 13800 | SH |  | DFND | 2 | 13800 | 0 | 0 |
| DISRUPTIVE ACQUISITION CORP | *W EXP 03/06/202 | G2770Y128 |  | 487 | 10000 | SH |  | DFND | 2 | 10000 | 0 | 0 |
| HIPPO HLDGS INC | *W EXP 08/02/202 | 433539111 |  | 1700 | 10000 | SH |  | DFND | 2 | 10000 | 0 | 0 |
| DEEP MEDICINE ACQUISITION CO | CLASS A COM | 243733102 |  | 201400 | 20000 | SH |  | DFND | 2 | 20000 | 0 | 0 |
| NORTHERN STAR INVEST CORP IV | *W EXP 02/25/202 | 66575B119 |  | 900 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| NORTHERN STAR INVEST CORP II | *W EXP 02/25/202 | 66574L118 |  | 630 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| H I G ACQUISITION CORP | *W EXP 99/99/999 | G44898123 |  | 536 | 149000 | SH |  | DFND | 2 | 149000 | 0 | 0 |
| LEFTERIS ACQUISITION CORP | COM CL A | 52470X109 |  | 2165480 | 216548 | SH |  | DFND | 2 | 216548 | 0 | 0 |
| FORTRESS CAPITAL ACQUISITION | *W EXP 99/99/999 | G36427121 |  | 2362 | 29857 | SH |  | DFND | 2 | 29857 | 0 | 0 |
| JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | G50737124 |  | 1005 | 10054 | SH |  | DFND | 2 | 10054 | 0 | 0 |
| FORTUNE RISE ACQUISITION COR | CL A | 34969G102 |  | 127000 | 12500 | SH |  | DFND | 2 | 12500 | 0 | 0 |
| SPINDLETOP HEALTH ACQUISITIO | COM CL A | 84854Q103 |  | 304829 | 30271 | SH |  | DFND | 2 | 30271 | 0 | 0 |
| AEQUI ACQUISITION CORP | COM CL A | 00775W102 |  | 1255594 | 125811 | SH |  | DFND | 2 | 125811 | 0 | 0 |
| PEAR THERAPEUTICS INC | *W EXP 12/03/202 | 704723113 |  | 1698 | 10000 | SH |  | DFND | 2 | 10000 | 0 | 0 |
| FORTRESS VALUE ACQUIS CORP I | *W EXP 12/31/202 | 34964G115 |  | 11653 | 116531 | SH |  | DFND | 2 | 116531 | 0 | 0 |

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