# EDGAR Filing Document

**Accession Number:** 0001766530
**File Stem:** 0001172661-23-000327
**Filing Date:** 2023-1
**Character Count:** 43936
**Document Hash:** 8d6a1ae9b52ee799313727b4b58add6b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001172661-23-000327.hdr.sgml**: 20230130

**ACCESSION NUMBER**: 0001172661-23-000327

**CONFORMED SUBMISSION TYPE**: 13F-HR/A

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20210331

**FILED AS OF DATE**: 20230130

**DATE AS OF CHANGE**: 20230127

**EFFECTIVENESS DATE**: 20230130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Gladstone Institutional Advisory LLC
- **CENTRAL INDEX KEY:** 0001766530
- **IRS NUMBER:** 474043338
- **STATE OF INCORPORATION:** FL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19151
- **FILM NUMBER:** 23564898

**BUSINESS ADDRESS:**
- **STREET 1:** 2500 N. MILITARY TRAIL
- **STREET 2:** #225
- **CITY:** BOCA RATON
- **STATE:** FL
- **ZIP:** 33431
- **BUSINESS PHONE:** 908-719-1313

**MAIL ADDRESS:**
- **STREET 1:** 2500 N. MILITARY TRAIL
- **STREET 2:** #225
- **CITY:** BOCA RATON
- **STATE:** FL
- **ZIP:** 33431

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2021

**Check here if Amendment** [x] **Amendment Number:** 1

**This Amendment (Check only one.):** [x] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Gladstone Institutional Advisory LLC<br>**Address:** 2500 N. Military Trail

#225<br>Boca Raton, FL 33431

**Form 13F File Number:** 028-19151

**CRD Number (if applicable):** 000250787

**SEC File Number (if applicable):** 801-101532

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** David Rich<br>**Title:** Chief Compliance Officer<br>**Phone:** 704-816-8006

**Signature, Place, and Date of Signing:**

/s/ David Rich  Fort Mill, SC  01-27-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 414

**Form 13F Information Table Value Total:** $643438

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M CO | COM | 88579Y101 |  | 671 | 3482 | SH |  | SOLE |  | 0 | 0 | 3482 |
| ABBOTT LABS | COM | 002824100 |  | 236 | 1965 | SH |  | SOLE |  | 0 | 0 | 1965 |
| ABBVIE INC | COM | 00287Y109 |  | 1265 | 11694 | SH |  | SOLE |  | 0 | 0 | 11694 |
| ABERDEEN STD PRECIOUS METALS | PHYSCL PM BASKET | 003263100 |  | 2125 | 22933 | SH |  | SOLE |  | 0 | 0 | 22933 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 595 | 1251 | SH |  | SOLE |  | 0 | 0 | 1251 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 459 | 5853 | SH |  | SOLE |  | 0 | 0 | 5853 |
| AGF INVTS TR | AGFIQ US MK ANTI | 00110G408 |  | 2065 | 120578 | SH |  | SOLE |  | 0 | 0 | 120578 |
| AIR PRODS  CHEMS INC | COM | 009158106 |  | 263 | 936 | SH |  | SOLE |  | 0 | 0 | 936 |
| ALEXION PHARMACEUTICALS INC | COM | 015351109 |  | 665 | 4349 | SH |  | SOLE |  | 0 | 0 | 4349 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 816 | 3601 | SH |  | SOLE |  | 0 | 0 | 3601 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 4121 | 1998 | SH |  | SOLE |  | 0 | 0 | 1998 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 1380 | 667 | SH |  | SOLE |  | 0 | 0 | 667 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 215 | 4201 | SH |  | SOLE |  | 0 | 0 | 4201 |
| AMAZON COM INC | COM | 023135106 |  | 12113 | 3915 | SH |  | SOLE |  | 0 | 0 | 3915 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 1112 | 7860 | SH |  | SOLE |  | 0 | 0 | 7860 |
| AMERICAN INTL GROUP INC | COM NEW | 026874784 |  | 781 | 16893 | SH |  | SOLE |  | 0 | 0 | 16893 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 |  | 205 | 856 | SH |  | SOLE |  | 0 | 0 | 856 |
| AMGEN INC | COM | 031162100 |  | 916 | 3681 | SH |  | SOLE |  | 0 | 0 | 3681 |
| AMMO INC | COM | 00175J107 |  | 296 | 50000 | SH |  | SOLE |  | 0 | 0 | 50000 |
| ANTHEM INC | COM | 036752103 |  | 363 | 1012 | SH |  | SOLE |  | 0 | 0 | 1012 |
| APPLE INC | COM | 037833100 |  | 16114 | 131922 | SH |  | SOLE |  | 0 | 0 | 131922 |
| APPLIED MATLS INC | COM | 038222105 |  | 1022 | 7650 | SH |  | SOLE |  | 0 | 0 | 7650 |
| ARK ETF TR | 3D PRINTING ETF | 00214Q500 |  | 325 | 8372 | SH |  | SOLE |  | 0 | 0 | 8372 |
| ARK ETF TR | AUTNMUS TECHNLGY | 00214Q203 |  | 352 | 4193 | SH |  | SOLE |  | 0 | 0 | 4193 |
| ARK ETF TR | FINTECH INNOVA | 00214Q708 |  | 593 | 11605 | SH |  | SOLE |  | 0 | 0 | 11605 |
| ARK ETF TR | GENOMIC REV ETF | 00214Q302 |  | 14125 | 159189 | SH |  | SOLE |  | 0 | 0 | 159189 |
| ARK ETF TR | INNOVATION ETF | 00214Q104 |  | 1466 | 12218 | SH |  | SOLE |  | 0 | 0 | 12218 |
| ARK ETF TR | NEXT GNRTN INTER | 00214Q401 |  | 579 | 3924 | SH |  | SOLE |  | 0 | 0 | 3924 |
| ASML HOLDING N V | N Y REGISTRY SHS | N07059210 |  | 738 | 1195 | SH |  | SOLE |  | 0 | 0 | 1195 |
| AT INC | COM | 00206R102 |  | 952 | 31438 | SH |  | SOLE |  | 0 | 0 | 31438 |
| AURINIA PHARMACEUTICALS INC | COM | 05156V102 |  | 1160 | 89300 | SH |  | SOLE |  | 0 | 0 | 89300 |
| BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 |  | 771 | 2 | SH |  | SOLE |  | 0 | 0 | 2 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 1690 | 6616 | SH |  | SOLE |  | 0 | 0 | 6616 |
| BEYOND MEAT INC | COM | 08862E109 |  | 250 | 1922 | SH |  | SOLE |  | 0 | 0 | 1922 |
| BIG 5 SPORTING GOODS CORP | COM | 08915P101 |  | 630 | 40114 | SH |  | SOLE |  | 0 | 0 | 40114 |
| BK OF AMERICA CORP | COM | 060505104 |  | 2476 | 63990 | SH |  | SOLE |  | 0 | 0 | 63990 |
| BLACKROCK 2022 GBL INCM OPP | COM | 09258P104 |  | 151 | 16500 | SH |  | SOLE |  | 0 | 0 | 16500 |
| BLACKROCK ENERGY  RES TR | COM | 09250U101 |  | 172 | 19417 | SH |  | SOLE |  | 0 | 0 | 19417 |
| BLACKROCK ENHANCED GLOBAL DI | COM | 092501105 |  | 168 | 14624 | SH |  | SOLE |  | 0 | 0 | 14624 |
| BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 092524107 |  | 252 | 41550 | SH |  | SOLE |  | 0 | 0 | 41550 |
| BLACKROCK INC | COM | 09247X101 |  | 425 | 564 | SH |  | SOLE |  | 0 | 0 | 564 |
| BLACKROCK MUNIHLDGS NJ QLTY | COM | 09254X101 |  | 1065 | 71689 | SH |  | SOLE |  | 0 | 0 | 71689 |
| BLACKROCK SCIENCE  TECHNOLO | SHS | 09258G104 |  | 527 | 9737 | SH |  | SOLE |  | 0 | 0 | 9737 |
| BOEING CO | COM | 097023105 |  | 3038 | 11928 | SH |  | SOLE |  | 0 | 0 | 11928 |
| BOSTON BEER INC | CL A | 100557107 |  | 233 | 193 | SH |  | SOLE |  | 0 | 0 | 193 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 2058 | 32605 | SH |  | SOLE |  | 0 | 0 | 32605 |
| BROADCOM INC | COM | 11135F101 |  | 216 | 465 | SH |  | SOLE |  | 0 | 0 | 465 |
| CALAMOS STRATEGIC TOTAL RETU | COM SH BEN INT | 128125101 |  | 463 | 26900 | SH |  | SOLE |  | 0 | 0 | 26900 |
| CAPITAL ONE FINL CORP | COM | 14040H105 |  | 1162 | 9129 | SH |  | SOLE |  | 0 | 0 | 9129 |
| CARNIVAL CORP | UNIT 99/99/9999 | 143658300 |  | 230 | 8669 | SH |  | SOLE |  | 0 | 0 | 8669 |
| CATERPILLAR INC | COM | 149123101 |  | 1076 | 4642 | SH |  | SOLE |  | 0 | 0 | 4642 |
| CELSIUS HLDGS INC | COM NEW | 15118V207 |  | 811 | 16868 | SH |  | SOLE |  | 0 | 0 | 16868 |
| CHEVRON CORP NEW | COM | 166764100 |  | 968 | 9239 | SH |  | SOLE |  | 0 | 0 | 9239 |
| CISCO SYS INC | COM | 17275R102 |  | 1117 | 21593 | SH |  | SOLE |  | 0 | 0 | 21593 |
| CITIGROUP INC | COM NEW | 172967424 |  | 251 | 3455 | SH |  | SOLE |  | 0 | 0 | 3455 |
| COCA COLA CO | COM | 191216100 |  | 678 | 12862 | SH |  | SOLE |  | 0 | 0 | 12862 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 283 | 3589 | SH |  | SOLE |  | 0 | 0 | 3589 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 787 | 14541 | SH |  | SOLE |  | 0 | 0 | 14541 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 2046 | 38632 | SH |  | SOLE |  | 0 | 0 | 38632 |
| CONSOLIDATED EDISON INC | COM | 209115104 |  | 205 | 2737 | SH |  | SOLE |  | 0 | 0 | 2737 |
| CORNING INC | COM | 219350105 |  | 310 | 7133 | SH |  | SOLE |  | 0 | 0 | 7133 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 588 | 1667 | SH |  | SOLE |  | 0 | 0 | 1667 |
| CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 |  | 323 | 2653 | SH |  | SOLE |  | 0 | 0 | 2653 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 |  | 211 | 1157 | SH |  | SOLE |  | 0 | 0 | 1157 |
| CRUCIBLE ACQUISITION CORP | UNIT 12/26/2025 | 22877P207 |  | 125 | 12000 | SH |  | SOLE |  | 0 | 0 | 12000 |
| CUMMINS INC | COM | 231021106 |  | 264 | 1021 | SH |  | SOLE |  | 0 | 0 | 1021 |
| CVS HEALTH CORP | COM | 126650100 |  | 377 | 5006 | SH |  | SOLE |  | 0 | 0 | 5006 |
| CYBERARK SOFTWARE LTD | SHS | M2682V108 |  | 235 | 1814 | SH |  | SOLE |  | 0 | 0 | 1814 |
| DELL TECHNOLOGIES INC | CL C | 24703L202 |  | 267 | 3026 | SH |  | SOLE |  | 0 | 0 | 3026 |
| DERMTECH INC | COM | 24984K105 |  | 4152 | 81745 | SH |  | SOLE |  | 0 | 0 | 81745 |
| DIGITAL TURBINE INC | COM NEW | 25400W102 |  | 355 | 4419 | SH |  | SOLE |  | 0 | 0 | 4419 |
| DISNEY WALT CO | COM | 254687106 |  | 4165 | 22571 | SH |  | SOLE |  | 0 | 0 | 22571 |
| DOCUSIGN INC | COM | 256163106 |  | 444 | 2195 | SH |  | SOLE |  | 0 | 0 | 2195 |
| DOW INC | COM | 260557103 |  | 248 | 3875 | SH |  | SOLE |  | 0 | 0 | 3875 |
| DRAFTKINGS INC | COM CL A | 26142R104 |  | 495 | 8065 | SH |  | SOLE |  | 0 | 0 | 8065 |
| DUFF  PHELPS SLT ENGY AND M | COM NEW | 26433F207 |  | 93 | 12625 | SH |  | SOLE |  | 0 | 0 | 12625 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 315 | 3261 | SH |  | SOLE |  | 0 | 0 | 3261 |
| DUPONT DE NEMOURS INC | COM | 26614N102 |  | 206 | 2667 | SH |  | SOLE |  | 0 | 0 | 2667 |
| EATON VANCE RISK-MANAGED DIV | COM | 27829G106 |  | 566 | 52471 | SH |  | SOLE |  | 0 | 0 | 52471 |
| EATON VANCE TAX-MANAGED DIVE | COM | 27828N102 |  | 270 | 21143 | SH |  | SOLE |  | 0 | 0 | 21143 |
| EATON VANCE TAX-MANAGED GLOB | COM | 27829C105 |  | 386 | 37450 | SH |  | SOLE |  | 0 | 0 | 37450 |
| EATON VANCE TAX-MANAGED GLOB | COM | 27829F108 |  | 459 | 49310 | SH |  | SOLE |  | 0 | 0 | 49310 |
| EDITAS MEDICINE INC | COM | 28106W103 |  | 280 | 6661 | SH |  | SOLE |  | 0 | 0 | 6661 |
| EMERSON ELEC CO | COM | 291011104 |  | 268 | 2968 | SH |  | SOLE |  | 0 | 0 | 2968 |
| ENERGOUS CORP | COM | 29272C103 |  | 90 | 22138 | SH |  | SOLE |  | 0 | 0 | 22138 |
| ETF MANAGERS TR | ETFMG ALTR HRVST | 26924G508 |  | 205 | 8948 | SH |  | SOLE |  | 0 | 0 | 8948 |
| ETF MANAGERS TR | PRIME CYBR SCRTY | 26924G201 |  | 285 | 5188 | SH |  | SOLE |  | 0 | 0 | 5188 |
| ETF SER SOLUTIONS | DISTILLATE US | 26922A321 |  | 3676 | 92913 | SH |  | SOLE |  | 0 | 0 | 92913 |
| ETF SER SOLUTIONS | US GLB JETS | 26922A842 |  | 371 | 13788 | SH |  | SOLE |  | 0 | 0 | 13788 |
| ETSY INC | COM | 29786A106 |  | 346 | 1714 | SH |  | SOLE |  | 0 | 0 | 1714 |
| EXCHANGE TRADED CONCEPTS TR | EMQQ EM INTERN | 301505889 |  | 2944 | 46061 | SH |  | SOLE |  | 0 | 0 | 46061 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 2868 | 51371 | SH |  | SOLE |  | 0 | 0 | 51371 |
| FACEBOOK INC | CL A | 30303M102 |  | 3792 | 12876 | SH |  | SOLE |  | 0 | 0 | 12876 |
| FIDELITY COVINGTON TRUST | DIVID ETF RISI | 316092832 |  | 668 | 16632 | SH |  | SOLE |  | 0 | 0 | 16632 |
| FIDELITY COVINGTON TRUST | HIGH DIVID ETF | 316092840 |  | 1478 | 41588 | SH |  | SOLE |  | 0 | 0 | 41588 |
| FIDELITY COVINGTON TRUST | TOTAL BD ETF | 316188309 |  | 1784 | 34040 | SH |  | SOLE |  | 0 | 0 | 34040 |
| FIRST TR EXCH TRADED FD III | MANAGD MUN ETF | 33739N108 |  | 3543 | 62785 | SH |  | SOLE |  | 0 | 0 | 62785 |
| FIRST TR EXCH TRADED FD III | MUNI HI INCM ETF | 33739P301 |  | 2829 | 51878 | SH |  | SOLE |  | 0 | 0 | 51878 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 |  | 6963 | 345570 | SH |  | SOLE |  | 0 | 0 | 345570 |
| FIRST TR EXCHANGE TRADED FD | AUTO INDEX FD | 33734X309 |  | 2073 | 35959 | SH |  | SOLE |  | 0 | 0 | 35959 |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 |  | 3818 | 39875 | SH |  | SOLE |  | 0 | 0 | 39875 |
| FIRST TR EXCHANGE TRADED FD | CONSUMR DISCRE | 33734X101 |  | 1981 | 34040 | SH |  | SOLE |  | 0 | 0 | 34040 |
| FIRST TR EXCHANGE TRADED FD | INDXX NEXTG ETF | 33737K205 |  | 775 | 10610 | SH |  | SOLE |  | 0 | 0 | 10610 |
| FIRST TR EXCHANGE TRADED FD | INTL EQUITY OPP | 33734X853 |  | 309 | 4684 | SH |  | SOLE |  | 0 | 0 | 4684 |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 33734X846 |  | 892 | 21337 | SH |  | SOLE |  | 0 | 0 | 21337 |
| FIRST TR EXCHANGE TRADED FD | NASDQ CLN EDGE | 33737A108 |  | 1880 | 21790 | SH |  | SOLE |  | 0 | 0 | 21790 |
| FIRST TR EXCHANGE TRADED FD | WTR ETF | 33733B100 |  | 486 | 6211 | SH |  | SOLE |  | 0 | 0 | 6211 |
| FIRST TR EXCHANGE-TRADED ALP | MID CP GR ALPH | 33737M102 |  | 2600 | 38248 | SH |  | SOLE |  | 0 | 0 | 38248 |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 33733E104 |  | 9165 | 129408 | SH |  | SOLE |  | 0 | 0 | 129408 |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 |  | 10071 | 46181 | SH |  | SOLE |  | 0 | 0 | 46181 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 |  | 9979 | 166396 | SH |  | SOLE |  | 0 | 0 | 166396 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR TA HIYL | 33738D408 |  | 17209 | 353727 | SH |  | SOLE |  | 0 | 0 | 353727 |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 33739Q200 |  | 403 | 7883 | SH |  | SOLE |  | 0 | 0 | 7883 |
| FIRST TR EXCHANGE-TRADED FD | NAS CLNEDG GREEN | 33733E500 |  | 5557 | 81002 | SH |  | SOLE |  | 0 | 0 | 81002 |
| FIRST TR EXCHANGE-TRADED FD | NASD TECH DIV | 33738R118 |  | 1189 | 22017 | SH |  | SOLE |  | 0 | 0 | 22017 |
| FIRST TR EXCHANGE-TRADED FD | NAT GAS ETF | 33733E807 |  | 1885 | 147118 | SH |  | SOLE |  | 0 | 0 | 147118 |
| FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 33733E203 |  | 2152 | 13408 | SH |  | SOLE |  | 0 | 0 | 13408 |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 33738R506 |  | 344 | 7564 | SH |  | SOLE |  | 0 | 0 | 7564 |
| FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 |  | 4943 | 103219 | SH |  | SOLE |  | 0 | 0 | 103219 |
| FIRST TR EXCHANGE-TRADED FD | SSI STRG ETF | 33739Q507 |  | 7872 | 156785 | SH |  | SOLE |  | 0 | 0 | 156785 |
| FIRST TR EXCHNG TRADED FD VI | LOW DUR STRTGC | 33740F870 |  | 22200 | 1097382 | SH |  | SOLE |  | 0 | 0 | 1097382 |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 33740F805 |  | 7578 | 143451 | SH |  | SOLE |  | 0 | 0 | 143451 |
| FIRST TR EXCHNG TRADED FD VI | TCW UNCONSTRAI | 33740F888 |  | 264 | 9910 | SH |  | SOLE |  | 0 | 0 | 9910 |
| FIRST TR LRG CP VL ALPHADEX | COM SHS | 33735J101 |  | 1578 | 24786 | SH |  | SOLE |  | 0 | 0 | 24786 |
| FIRST TR LRGE CP CORE ALPHA | COM SHS | 33734K109 |  | 1737 | 21693 | SH |  | SOLE |  | 0 | 0 | 21693 |
| FIRST TR MID CAP CORE ALPHAD | COM SHS | 33735B108 |  | 306 | 3261 | SH |  | SOLE |  | 0 | 0 | 3261 |
| FIRST TR MORNINGSTAR DIVID L | SHS | 336917109 |  | 415 | 12677 | SH |  | SOLE |  | 0 | 0 | 12677 |
| FIRST TR NASDAQ 100 TECH IND | SHS | 337345102 |  | 2552 | 17695 | SH |  | SOLE |  | 0 | 0 | 17695 |
| FIRST TR SML CP CORE ALPHA F | COM SHS | 33734Y109 |  | 203 | 2245 | SH |  | SOLE |  | 0 | 0 | 2245 |
| FIRST TR SR FLOATING RATE 20 | COM SHS | 33740K101 |  | 104 | 11000 | SH |  | SOLE |  | 0 | 0 | 11000 |
| FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 |  | 7269 | 191385 | SH |  | SOLE |  | 0 | 0 | 191385 |
| FIRST TRUST LRGCP GWT ALPHAD | COM SHS | 33735K108 |  | 5488 | 56199 | SH |  | SOLE |  | 0 | 0 | 56199 |
| FORD MTR CO DEL | COM | 345370860 |  | 872 | 71167 | SH |  | SOLE |  | 0 | 0 | 71167 |
| FORTRESS BIOTECH INC | COM | 34960Q109 |  | 39 | 10940 | SH |  | SOLE |  | 0 | 0 | 10940 |
| FOX CORP | CL A COM | 35137L105 |  | 685 | 18971 | SH |  | SOLE |  | 0 | 0 | 18971 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 |  | 274 | 8319 | SH |  | SOLE |  | 0 | 0 | 8319 |
| FS KKR CAP CORP II | COM | 35952V303 |  | 377 | 19297 | SH |  | SOLE |  | 0 | 0 | 19297 |
| GENERAL DYNAMICS CORP | COM | 369550108 |  | 244 | 1342 | SH |  | SOLE |  | 0 | 0 | 1342 |
| GENERAL ELECTRIC CO | COM | 369604103 |  | 1255 | 95598 | SH |  | SOLE |  | 0 | 0 | 95598 |
| GENERAL MTRS CO | COM | 37045V100 |  | 1244 | 21646 | SH |  | SOLE |  | 0 | 0 | 21646 |
| GLOBAL X FDS | TELMDC ETF | 37954Y285 |  | 314 | 16410 | SH |  | SOLE |  | 0 | 0 | 16410 |
| GLOBAL X FDS | US INFR DEV ETF | 37954Y673 |  | 306 | 12217 | SH |  | SOLE |  | 0 | 0 | 12217 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 |  | 1876 | 23705 | SH |  | SOLE |  | 0 | 0 | 23705 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 1142 | 3494 | SH |  | SOLE |  | 0 | 0 | 3494 |
| GOOD WORKS ACQUISITION CORP | COM | 38216X107 |  | 466 | 43070 | SH |  | SOLE |  | 0 | 0 | 43070 |
| GRACO INC | COM | 384109104 |  | 2038 | 28452 | SH |  | SOLE |  | 0 | 0 | 28452 |
| HARTFORD FDS EXCHANGE TRADED | MUN OPORTUNITE | 41653L503 |  | 286 | 6873 | SH |  | SOLE |  | 0 | 0 | 6873 |
| HOME DEPOT INC | COM | 437076102 |  | 1467 | 4806 | SH |  | SOLE |  | 0 | 0 | 4806 |
| HONEYWELL INTL INC | COM | 438516106 |  | 1169 | 5385 | SH |  | SOLE |  | 0 | 0 | 5385 |
| HP INC | COM | 40434L105 |  | 392 | 12361 | SH |  | SOLE |  | 0 | 0 | 12361 |
| ILLINOIS TOOL WKS INC | COM | 452308109 |  | 259 | 1167 | SH |  | SOLE |  | 0 | 0 | 1167 |
| ILLUMINA INC | COM | 452327109 |  | 669 | 1741 | SH |  | SOLE |  | 0 | 0 | 1741 |
| INMODE LTD | SHS | M5425M103 |  | 210 | 2900 | SH |  | SOLE |  | 0 | 0 | 2900 |
| INTEL CORP | COM | 458140100 |  | 725 | 11334 | SH |  | SOLE |  | 0 | 0 | 11334 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 1741 | 13065 | SH |  | SOLE |  | 0 | 0 | 13065 |
| INVESCO DYNAMIC CR OPPORTUNI | COM | 46132R104 |  | 156 | 13717 | SH |  | SOLE |  | 0 | 0 | 13717 |
| INVESCO EXCH TRADED FD TR II | NATL AMT MUNI | 46138E537 |  | 1307 | 48839 | SH |  | SOLE |  | 0 | 0 | 48839 |
| INVESCO EXCH TRADED FD TR II | S SMALLCAP 600 | 46138G664 |  | 212 | 1859 | SH |  | SOLE |  | 0 | 0 | 1859 |
| INVESCO EXCH TRADED FD TR II | S ULTRA DIVIDE | 46138G656 |  | 319 | 8008 | SH |  | SOLE |  | 0 | 0 | 8008 |
| INVESCO EXCH TRADED FD TR II | SOLAR ETF | 46138G706 |  | 413 | 4497 | SH |  | SOLE |  | 0 | 0 | 4497 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2021 HY | 46138J809 |  | 403 | 17479 | SH |  | SOLE |  | 0 | 0 | 17479 |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 46137V613 |  | 1275 | 8406 | SH |  | SOLE |  | 0 | 0 | 8406 |
| INVESCO HIGH INCOME 2023 TAR | COM | 46135X108 |  | 118 | 12800 | SH |  | SOLE |  | 0 | 0 | 12800 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 1130 | 3542 | SH |  | SOLE |  | 0 | 0 | 3542 |
| INVESCO SR INCOME TR | COM | 46131H107 |  | 67 | 16000 | SH |  | SOLE |  | 0 | 0 | 16000 |
| ISHARES GOLD TR | ISHARES | 464285105 |  | 3958 | 243438 | SH |  | SOLE |  | 0 | 0 | 243438 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 5701 | 88586 | SH |  | SOLE |  | 0 | 0 | 88586 |
| ISHARES INC | MSCI EMERG MRKT | 464286533 |  | 400 | 6330 | SH |  | SOLE |  | 0 | 0 | 6330 |
| ISHARES INC | MSCI JPN ETF NEW | 46434G822 |  | 292 | 4260 | SH |  | SOLE |  | 0 | 0 | 4260 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 387 | 17063 | SH |  | SOLE |  | 0 | 0 | 17063 |
| ISHARES TR | 3 7 YR TREAS BD | 464288661 |  | 4115 | 31683 | SH |  | SOLE |  | 0 | 0 | 31683 |
| ISHARES TR | CONV BD ETF | 46435G102 |  | 938 | 9549 | SH |  | SOLE |  | 0 | 0 | 9549 |
| ISHARES TR | CORE HIGH DV ETF | 46429B663 |  | 339 | 3576 | SH |  | SOLE |  | 0 | 0 | 3576 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 4767 | 66160 | SH |  | SOLE |  | 0 | 0 | 66160 |
| ISHARES TR | CORE MSCI TOTAL | 46432F834 |  | 793 | 11278 | SH |  | SOLE |  | 0 | 0 | 11278 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 10471 | 40229 | SH |  | SOLE |  | 0 | 0 | 40229 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 4023 | 37069 | SH |  | SOLE |  | 0 | 0 | 37069 |
| ISHARES TR | CORE S TTL STK | 464287150 |  | 4750 | 51852 | SH |  | SOLE |  | 0 | 0 | 51852 |
| ISHARES TR | CORE S US GWT | 464287671 |  | 468 | 5155 | SH |  | SOLE |  | 0 | 0 | 5155 |
| ISHARES TR | CORE S US VLU | 464287663 |  | 379 | 5497 | SH |  | SOLE |  | 0 | 0 | 5497 |
| ISHARES TR | CORE S ETF | 464287200 |  | 11764 | 29572 | SH |  | SOLE |  | 0 | 0 | 29572 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 5521 | 48502 | SH |  | SOLE |  | 0 | 0 | 48502 |
| ISHARES TR | CYBERSECURITY | 46435U135 |  | 762 | 19949 | SH |  | SOLE |  | 0 | 0 | 19949 |
| ISHARES TR | EAFE GRWTH ETF | 464288885 |  | 406 | 4041 | SH |  | SOLE |  | 0 | 0 | 4041 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 |  | 570 | 6270 | SH |  | SOLE |  | 0 | 0 | 6270 |
| ISHARES TR | EUROPE ETF | 464287861 |  | 372 | 7413 | SH |  | SOLE |  | 0 | 0 | 7413 |
| ISHARES TR | EXPONENTIAL TECH | 46434V381 |  | 1122 | 18942 | SH |  | SOLE |  | 0 | 0 | 18942 |
| ISHARES TR | GL CLEAN ENE ETF | 464288224 |  | 1279 | 52638 | SH |  | SOLE |  | 0 | 0 | 52638 |
| ISHARES TR | GLOBAL TECH ETF | 464287291 |  | 402 | 1305 | SH |  | SOLE |  | 0 | 0 | 1305 |
| ISHARES TR | GRWT ALLOCAT ETF | 464289867 |  | 448 | 8360 | SH |  | SOLE |  | 0 | 0 | 8360 |
| ISHARES TR | HDG MSCI EAFE | 46434V803 |  | 455 | 13815 | SH |  | SOLE |  | 0 | 0 | 13815 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 |  | 675 | 7748 | SH |  | SOLE |  | 0 | 0 | 7748 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 |  | 544 | 4184 | SH |  | SOLE |  | 0 | 0 | 4184 |
| ISHARES TR | INTL SEL DIV ETF | 464288448 |  | 270 | 8590 | SH |  | SOLE |  | 0 | 0 | 8590 |
| ISHARES TR | ISHS 5-10YR INVT | 464288638 |  | 693 | 11700 | SH |  | SOLE |  | 0 | 0 | 11700 |
| ISHARES TR | JPMORGAN USD EMG | 464288281 |  | 291 | 2676 | SH |  | SOLE |  | 0 | 0 | 2676 |
| ISHARES TR | MBS ETF | 464288588 |  | 774 | 7143 | SH |  | SOLE |  | 0 | 0 | 7143 |
| ISHARES TR | MRGSTR MD CP GRW | 464288307 |  | 1261 | 3334 | SH |  | SOLE |  | 0 | 0 | 3334 |
| ISHARES TR | MRGSTR SM CP GR | 464288604 |  | 1202 | 4002 | SH |  | SOLE |  | 0 | 0 | 4002 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 392 | 5164 | SH |  | SOLE |  | 0 | 0 | 5164 |
| ISHARES TR | MSCI EAFE MIN VL | 46429B689 |  | 4871 | 66734 | SH |  | SOLE |  | 0 | 0 | 66734 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 412 | 7727 | SH |  | SOLE |  | 0 | 0 | 7727 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 |  | 7335 | 106013 | SH |  | SOLE |  | 0 | 0 | 106013 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 |  | 653 | 4059 | SH |  | SOLE |  | 0 | 0 | 4059 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 |  | 270 | 2219 | SH |  | SOLE |  | 0 | 0 | 2219 |
| ISHARES TR | MSCI USA VALUE | 46432F388 |  | 271 | 2644 | SH |  | SOLE |  | 0 | 0 | 2644 |
| ISHARES TR | NASDAQ BIOTECH | 464287556 |  | 1709 | 11351 | SH |  | SOLE |  | 0 | 0 | 11351 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 612 | 5273 | SH |  | SOLE |  | 0 | 0 | 5273 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 825 | 21492 | SH |  | SOLE |  | 0 | 0 | 21492 |
| ISHARES TR | PHLX SEMICND ETF | 464287523 |  | 380 | 896 | SH |  | SOLE |  | 0 | 0 | 896 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 5638 | 23197 | SH |  | SOLE |  | 0 | 0 | 23197 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 3979 | 26253 | SH |  | SOLE |  | 0 | 0 | 26253 |
| ISHARES TR | RUS 2000 GRW ETF | 464287648 |  | 471 | 1566 | SH |  | SOLE |  | 0 | 0 | 1566 |
| ISHARES TR | RUS 2000 VAL ETF | 464287630 |  | 504 | 3161 | SH |  | SOLE |  | 0 | 0 | 3161 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 |  | 968 | 9485 | SH |  | SOLE |  | 0 | 0 | 9485 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 |  | 737 | 6742 | SH |  | SOLE |  | 0 | 0 | 6742 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 345 | 4670 | SH |  | SOLE |  | 0 | 0 | 4670 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 2979 | 13482 | SH |  | SOLE |  | 0 | 0 | 13482 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 11904 | 182832 | SH |  | SOLE |  | 0 | 0 | 182832 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 7435 | 52641 | SH |  | SOLE |  | 0 | 0 | 52641 |
| ISHARES TR | S MC 400GR ETF | 464287606 |  | 630 | 8035 | SH |  | SOLE |  | 0 | 0 | 8035 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 231 | 2025 | SH |  | SOLE |  | 0 | 0 | 2025 |
| ISHARES TR | SHORT TREAS BD | 464288679 |  | 223 | 2014 | SH |  | SOLE |  | 0 | 0 | 2014 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 |  | 914 | 8473 | SH |  | SOLE |  | 0 | 0 | 8473 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 964 | 7684 | SH |  | SOLE |  | 0 | 0 | 7684 |
| ISHARES TR | U.S. MED DVC ETF | 464288810 |  | 258 | 782 | SH |  | SOLE |  | 0 | 0 | 782 |
| ISHARES TR | U.S. TECH ETF | 464287721 |  | 537 | 6126 | SH |  | SOLE |  | 0 | 0 | 6126 |
| ISHARES TR | US TREAS BD ETF | 46429B267 |  | 446 | 17035 | SH |  | SOLE |  | 0 | 0 | 17035 |
| ISHARES U S ETF TR | BLACKROCK ST MAT | 46431W507 |  | 1246 | 24818 | SH |  | SOLE |  | 0 | 0 | 24818 |
| J P MORGAN EXCHANGE-TRADED F | ULTRA SHRT INC | 46641Q837 |  | 1597 | 31456 | SH |  | SOLE |  | 0 | 0 | 31456 |
| J P MORGAN EXCHANGE-TRADED F | US DIVIDEND | 46641Q795 |  | 633 | 20393 | SH |  | SOLE |  | 0 | 0 | 20393 |
| JANUS DETROIT STR TR | HENDERSN SML ETF | 47103U209 |  | 1423 | 21203 | SH |  | SOLE |  | 0 | 0 | 21203 |
| JANUS DETROIT STR TR | HENDERSON MTG | 47103U852 |  | 2185 | 41178 | SH |  | SOLE |  | 0 | 0 | 41178 |
| JANUS DETROIT STR TR | HENDRSN SHRT ETF | 47103U886 |  | 887 | 17667 | SH |  | SOLE |  | 0 | 0 | 17667 |
| JD.COM INC | SPON ADR CL A | 47215P106 |  | 262 | 3112 | SH |  | SOLE |  | 0 | 0 | 3112 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 2379 | 14477 | SH |  | SOLE |  | 0 | 0 | 14477 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 2699 | 17731 | SH |  | SOLE |  | 0 | 0 | 17731 |
| KAYNE ANDERSON NEXTGEN ENRGY | COM | 48661E108 |  | 73 | 10900 | SH |  | SOLE |  | 0 | 0 | 10900 |
| KIMBERLY-CLARK CORP | COM | 494368103 |  | 208 | 1499 | SH |  | SOLE |  | 0 | 0 | 1499 |
| L3HARRIS TECHNOLOGIES INC | COM | 502431109 |  | 765 | 3775 | SH |  | SOLE |  | 0 | 0 | 3775 |
| LATTICE STRATEGIES TR | HARTFORD MLT ETF | 518416102 |  | 1655 | 55715 | SH |  | SOLE |  | 0 | 0 | 55715 |
| LILLY ELI  CO | COM | 532457108 |  | 1035 | 5540 | SH |  | SOLE |  | 0 | 0 | 5540 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 520 | 1408 | SH |  | SOLE |  | 0 | 0 | 1408 |
| LOWES COS INC | COM | 548661107 |  | 718 | 3774 | SH |  | SOLE |  | 0 | 0 | 3774 |
| MANITOWOC CO INC | COM NEW | 563571405 |  | 236 | 11431 | SH |  | SOLE |  | 0 | 0 | 11431 |
| MARRIOTT INTL INC NEW | CL A | 571903202 |  | 837 | 5653 | SH |  | SOLE |  | 0 | 0 | 5653 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 1223 | 3435 | SH |  | SOLE |  | 0 | 0 | 3435 |
| MCDONALDS CORP | COM | 580135101 |  | 1068 | 4764 | SH |  | SOLE |  | 0 | 0 | 4764 |
| MEDTRONIC PLC | SHS | G5960L103 |  | 430 | 3639 | SH |  | SOLE |  | 0 | 0 | 3639 |
| MERCADOLIBRE INC | COM | 58733R102 |  | 944 | 641 | SH |  | SOLE |  | 0 | 0 | 641 |
| MERCK  CO. INC | COM | 58933Y105 |  | 2296 | 29789 | SH |  | SOLE |  | 0 | 0 | 29789 |
| METLIFE INC | COM | 59156R108 |  | 828 | 13618 | SH |  | SOLE |  | 0 | 0 | 13618 |
| MGM RESORTS INTERNATIONAL | COM | 552953101 |  | 329 | 8652 | SH |  | SOLE |  | 0 | 0 | 8652 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 896 | 10154 | SH |  | SOLE |  | 0 | 0 | 10154 |
| MICROSOFT CORP | COM | 594918104 |  | 6849 | 29048 | SH |  | SOLE |  | 0 | 0 | 29048 |
| MODERNA INC | COM | 60770K107 |  | 209 | 1595 | SH |  | SOLE |  | 0 | 0 | 1595 |
| MOHAWK GROUP HLDGS INC | COM | 608189106 |  | 1884 | 63859 | SH |  | SOLE |  | 0 | 0 | 63859 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 384 | 6557 | SH |  | SOLE |  | 0 | 0 | 6557 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 1123 | 14456 | SH |  | SOLE |  | 0 | 0 | 14456 |
| MYOVANT SCIENCES LTD | COM | G637AM102 |  | 313 | 15200 | SH |  | SOLE |  | 0 | 0 | 15200 |
| NANO DIMENSION LTD | SPONSORD ADS NEW | 63008G203 |  | 242 | 28200 | SH |  | SOLE |  | 0 | 0 | 28200 |
| NAUTILUS INC | COM | 63910B102 |  | 547 | 35000 | SH |  | SOLE |  | 0 | 0 | 35000 |
| NETFLIX INC | COM | 64110L106 |  | 914 | 1753 | SH |  | SOLE |  | 0 | 0 | 1753 |
| NEUBERGER BERMAN MLP  ENERG | COM | 64129H104 |  | 55 | 13205 | SH |  | SOLE |  | 0 | 0 | 13205 |
| NEW SR INVT GROUP INC | COM | 648691103 |  | 178 | 28625 | SH |  | SOLE |  | 0 | 0 | 28625 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 654 | 8644 | SH |  | SOLE |  | 0 | 0 | 8644 |
| NIKE INC | CL B | 654106103 |  | 478 | 3597 | SH |  | SOLE |  | 0 | 0 | 3597 |
| NIO INC | SPON ADS | 62914V106 |  | 537 | 13773 | SH |  | SOLE |  | 0 | 0 | 13773 |
| NOKIA CORP | SPONSORED ADR | 654902204 |  | 93 | 23595 | SH |  | SOLE |  | 0 | 0 | 23595 |
| NORTHWEST BANCSHARES INC MD | COM | 667340103 |  | 157 | 10859 | SH |  | SOLE |  | 0 | 0 | 10859 |
| NOVARTIS AG | SPONSORED ADR | 66987V109 |  | 376 | 4396 | SH |  | SOLE |  | 0 | 0 | 4396 |
| NOVOCURE LTD | ORD SHS | G6674U108 |  | 211 | 1600 | SH |  | SOLE |  | 0 | 0 | 1600 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 1714 | 3210 | SH |  | SOLE |  | 0 | 0 | 3210 |
| NXP SEMICONDUCTORS N V | COM | N6596X109 |  | 959 | 4765 | SH |  | SOLE |  | 0 | 0 | 4765 |
| ON SEMICONDUCTOR CORP | COM | 682189105 |  | 826 | 19850 | SH |  | SOLE |  | 0 | 0 | 19850 |
| OPKO HEALTH INC | COM | 68375N103 |  | 48 | 11122 | SH |  | SOLE |  | 0 | 0 | 11122 |
| OSHKOSH CORP | COM | 688239201 |  | 271 | 2287 | SH |  | SOLE |  | 0 | 0 | 2287 |
| OWENS  MINOR INC NEW | COM | 690732102 |  | 286 | 7611 | SH |  | SOLE |  | 0 | 0 | 7611 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 208 | 8935 | SH |  | SOLE |  | 0 | 0 | 8935 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 251 | 779 | SH |  | SOLE |  | 0 | 0 | 779 |
| PAVMED INC | COM | 70387R106 |  | 57 | 12900 | SH |  | SOLE |  | 0 | 0 | 12900 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 2208 | 9091 | SH |  | SOLE |  | 0 | 0 | 9091 |
| PEPSICO INC | COM | 713448108 |  | 991 | 7005 | SH |  | SOLE |  | 0 | 0 | 7005 |
| PERSONALIS INC | COM | 71535D106 |  | 295 | 12000 | SH |  | SOLE |  | 0 | 0 | 12000 |
| PFIZER INC | COM | 717081103 |  | 1480 | 40851 | SH |  | SOLE |  | 0 | 0 | 40851 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 325 | 3665 | SH |  | SOLE |  | 0 | 0 | 3665 |
| PHILLIPS 66 | COM | 718546104 |  | 2050 | 25138 | SH |  | SOLE |  | 0 | 0 | 25138 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 7291 | 71542 | SH |  | SOLE |  | 0 | 0 | 71542 |
| PIMCO ETF TR | INTER MUN BD ACT | 72201R866 |  | 230 | 4097 | SH |  | SOLE |  | 0 | 0 | 4097 |
| PIMCO HIGH INCOME FD | COM SHS | 722014107 |  | 133 | 19677 | SH |  | SOLE |  | 0 | 0 | 19677 |
| PINTEREST INC | CL A | 72352L106 |  | 594 | 8023 | SH |  | SOLE |  | 0 | 0 | 8023 |
| PPL CORP | COM | 69351T106 |  | 401 | 13915 | SH |  | SOLE |  | 0 | 0 | 13915 |
| PRICE T ROWE GROUP INC | COM | 74144T108 |  | 329 | 1919 | SH |  | SOLE |  | 0 | 0 | 1919 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 1214 | 8965 | SH |  | SOLE |  | 0 | 0 | 8965 |
| PROSHARES TR | S 500 DV ARIST | 74348A467 |  | 559 | 6475 | SH |  | SOLE |  | 0 | 0 | 6475 |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 744573106 |  | 207 | 3438 | SH |  | SOLE |  | 0 | 0 | 3438 |
| QUALCOMM INC | COM | 747525103 |  | 400 | 3017 | SH |  | SOLE |  | 0 | 0 | 3017 |
| QUICKLOGIC CORP | COM NEW | 74837P405 |  | 91 | 13193 | SH |  | SOLE |  | 0 | 0 | 13193 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 551 | 7126 | SH |  | SOLE |  | 0 | 0 | 7126 |
| REDFIN CORP | COM | 75737F108 |  | 233 | 3500 | SH |  | SOLE |  | 0 | 0 | 3500 |
| ROTH CH ACQUISITION II CO | COM | 778673103 |  | 172 | 17400 | SH |  | SOLE |  | 0 | 0 | 17400 |
| RUMBLEON INC | COM CL B | 781386305 |  | 370 | 8440 | SH |  | SOLE |  | 0 | 0 | 8440 |
| SALESFORCE COM INC | COM | 79466L302 |  | 2031 | 9584 | SH |  | SOLE |  | 0 | 0 | 9584 |
| SANDBRIDGE ACQUISITION CORP | COM CL A | 799793104 |  | 788 | 79500 | SH |  | SOLE |  | 0 | 0 | 79500 |
| SCHLUMBERGER LTD | COM | 806857108 |  | 749 | 27557 | SH |  | SOLE |  | 0 | 0 | 27557 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 |  | 421 | 13252 | SH |  | SOLE |  | 0 | 0 | 13252 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 |  | 1054 | 28015 | SH |  | SOLE |  | 0 | 0 | 28015 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 617 | 8457 | SH |  | SOLE |  | 0 | 0 | 8457 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 6835 | 52666 | SH |  | SOLE |  | 0 | 0 | 52666 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 |  | 9238 | 141508 | SH |  | SOLE |  | 0 | 0 | 141508 |
| SCHWAB STRATEGIC TR | US REIT ETF | 808524847 |  | 211 | 5139 | SH |  | SOLE |  | 0 | 0 | 5139 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 |  | 4536 | 45508 | SH |  | SOLE |  | 0 | 0 | 45508 |
| SEA LTD | SPONSORD ADS | 81141R100 |  | 582 | 2608 | SH |  | SOLE |  | 0 | 0 | 2608 |
| SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 |  | 405 | 5525 | SH |  | SOLE |  | 0 | 0 | 5525 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 365 | 7436 | SH |  | SOLE |  | 0 | 0 | 7436 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 |  | 692 | 4117 | SH |  | SOLE |  | 0 | 0 | 4117 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 553 | 8091 | SH |  | SOLE |  | 0 | 0 | 8091 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 1147 | 9829 | SH |  | SOLE |  | 0 | 0 | 9829 |
| SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 |  | 650 | 19076 | SH |  | SOLE |  | 0 | 0 | 19076 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 |  | 578 | 5867 | SH |  | SOLE |  | 0 | 0 | 5867 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 1382 | 21574 | SH |  | SOLE |  | 0 | 0 | 21574 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 1710 | 12872 | SH |  | SOLE |  | 0 | 0 | 12872 |
| SHOPIFY INC | CL A | 82509L107 |  | 1707 | 1543 | SH |  | SOLE |  | 0 | 0 | 1543 |
| SIMON PPTY GROUP INC NEW | COM | 828806109 |  | 857 | 7532 | SH |  | SOLE |  | 0 | 0 | 7532 |
| SKYWORKS SOLUTIONS INC | COM | 83088M102 |  | 419 | 2284 | SH |  | SOLE |  | 0 | 0 | 2284 |
| SLACK TECHNOLOGIES INC | COM CL A | 83088V102 |  | 313 | 7699 | SH |  | SOLE |  | 0 | 0 | 7699 |
| SMILEDIRECTCLUB INC | CL A COM | 83192H106 |  | 175 | 17014 | SH |  | SOLE |  | 0 | 0 | 17014 |
| SOARING EAGLE ACQUISITION CO | UNIT 02/23/2026 | G8354H100 |  | 2034 | 201035 | SH |  | SOLE |  | 0 | 0 | 201035 |
| SOCIAL LEVERAGE ACQUISN CORP | UNIT 99/99/9999 | 83363K201 |  | 961 | 96540 | SH |  | SOLE |  | 0 | 0 | 96540 |
| SOUTHERN CO | COM | 842587107 |  | 204 | 3282 | SH |  | SOLE |  | 0 | 0 | 3282 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 3410 | 10327 | SH |  | SOLE |  | 0 | 0 | 10327 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 2461 | 15386 | SH |  | SOLE |  | 0 | 0 | 15386 |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 |  | 3660 | 103501 | SH |  | SOLE |  | 0 | 0 | 103501 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 12470 | 31464 | SH |  | SOLE |  | 0 | 0 | 31464 |
| SPDR S MIDCAP 400 ETF TR | UTSER1 S | 78467Y107 |  | 346 | 726 | SH |  | SOLE |  | 0 | 0 | 726 |
| SPDR SER TR | MSCI USA STRTGIC | 78468R812 |  | 350 | 3148 | SH |  | SOLE |  | 0 | 0 | 3148 |
| SPDR SER TR | PORTFLI MORTGAGE | 78464A383 |  | 294 | 11332 | SH |  | SOLE |  | 0 | 0 | 11332 |
| SPDR SER TR | PRTFLO S VL | 78464A508 |  | 283 | 7463 | SH |  | SOLE |  | 0 | 0 | 7463 |
| SPDR SER TR | S 400 MDCP GRW | 78464A821 |  | 3332 | 44360 | SH |  | SOLE |  | 0 | 0 | 44360 |
| SPDR SER TR | S 400 MDCP VAL | 78464A839 |  | 5661 | 86518 | SH |  | SOLE |  | 0 | 0 | 86518 |
| SPDR SER TR | S 600 SMCP GRW | 78464A201 |  | 1657 | 19302 | SH |  | SOLE |  | 0 | 0 | 19302 |
| SPDR SER TR | S 600 SMCP VAL | 78464A300 |  | 3535 | 43118 | SH |  | SOLE |  | 0 | 0 | 43118 |
| SPDR SER TR | S DIVID ETF | 78464A763 |  | 466 | 3952 | SH |  | SOLE |  | 0 | 0 | 3952 |
| SPDR SER TR | S OILGAS EXP | 78468R556 |  | 224 | 2757 | SH |  | SOLE |  | 0 | 0 | 2757 |
| SPOTIFY TECHNOLOGY S A | SHS | L8681T102 |  | 644 | 2402 | SH |  | SOLE |  | 0 | 0 | 2402 |
| SQUARE INC | CL A | 852234103 |  | 1277 | 5626 | SH |  | SOLE |  | 0 | 0 | 5626 |
| STARBUCKS CORP | COM | 855244109 |  | 916 | 8381 | SH |  | SOLE |  | 0 | 0 | 8381 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 |  | 235 | 1985 | SH |  | SOLE |  | 0 | 0 | 1985 |
| TARGET CORP | COM | 87612E106 |  | 488 | 2464 | SH |  | SOLE |  | 0 | 0 | 2464 |
| TELADOC HEALTH INC | COM | 87918A105 |  | 939 | 5167 | SH |  | SOLE |  | 0 | 0 | 5167 |
| TELOS CORP MD | COM | 87969B101 |  | 266 | 7018 | SH |  | SOLE |  | 0 | 0 | 7018 |
| TEMPLETON EMERGING MKTS INCO | COM | 880192109 |  | 84 | 11350 | SH |  | SOLE |  | 0 | 0 | 11350 |
| TERADYNE INC | COM | 880770102 |  | 437 | 3592 | SH |  | SOLE |  | 0 | 0 | 3592 |
| TESLA INC | COM | 88160R101 |  | 2857 | 4277 | SH |  | SOLE |  | 0 | 0 | 4277 |
| TEXAS INSTRS INC | COM | 882508104 |  | 483 | 2554 | SH |  | SOLE |  | 0 | 0 | 2554 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 412 | 903 | SH |  | SOLE |  | 0 | 0 | 903 |
| TRANSMEDICS GROUP INC | COM | 89377M109 |  | 770 | 18570 | SH |  | SOLE |  | 0 | 0 | 18570 |
| TRILLIUM THERAPEUTICS INC | COM NEW | 89620X506 |  | 252 | 23441 | SH |  | SOLE |  | 0 | 0 | 23441 |
| TWILIO INC | CL A | 90138F102 |  | 326 | 957 | SH |  | SOLE |  | 0 | 0 | 957 |
| TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 |  | 13 | 13000 | SH |  | SOLE |  | 0 | 0 | 13000 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 492 | 9018 | SH |  | SOLE |  | 0 | 0 | 9018 |
| UNION PAC CORP | COM | 907818108 |  | 1293 | 5865 | SH |  | SOLE |  | 0 | 0 | 5865 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 1359 | 7995 | SH |  | SOLE |  | 0 | 0 | 7995 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 1123 | 3019 | SH |  | SOLE |  | 0 | 0 | 3019 |
| US BANCORP DEL | COM NEW | 902973304 |  | 723 | 13079 | SH |  | SOLE |  | 0 | 0 | 13079 |
| VANECK VECTORS ETF TR | FALLEN ANGEL HG | 92189F437 |  | 354 | 11075 | SH |  | SOLE |  | 0 | 0 | 11075 |
| VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 |  | 300 | 9242 | SH |  | SOLE |  | 0 | 0 | 9242 |
| VANECK VECTORS ETF TR | HIGH YLD MUN ETF | 92189H409 |  | 243 | 3915 | SH |  | SOLE |  | 0 | 0 | 3915 |
| VANECK VECTORS ETF TR | MORNINGSTAR WIDE | 92189F643 |  | 2533 | 36557 | SH |  | SOLE |  | 0 | 0 | 36557 |
| VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 |  | 487 | 2000 | SH |  | SOLE |  | 0 | 0 | 2000 |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 921932505 |  | 235 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| VANGUARD ADMIRAL FDS INC | 500 VAL IDX FD | 921932703 |  | 272 | 1988 | SH |  | SOLE |  | 0 | 0 | 1988 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 1196 | 14550 | SH |  | SOLE |  | 0 | 0 | 14550 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 2613 | 30847 | SH |  | SOLE |  | 0 | 0 | 30847 |
| VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 |  | 321 | 5617 | SH |  | SOLE |  | 0 | 0 | 5617 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 3781 | 14708 | SH |  | SOLE |  | 0 | 0 | 14708 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 |  | 507 | 2363 | SH |  | SOLE |  | 0 | 0 | 2363 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 |  | 470 | 3487 | SH |  | SOLE |  | 0 | 0 | 3487 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 551 | 2491 | SH |  | SOLE |  | 0 | 0 | 2491 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 362 | 3937 | SH |  | SOLE |  | 0 | 0 | 3937 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 4270 | 11721 | SH |  | SOLE |  | 0 | 0 | 11721 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 363 | 2194 | SH |  | SOLE |  | 0 | 0 | 2194 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 442 | 2067 | SH |  | SOLE |  | 0 | 0 | 2067 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 |  | 335 | 1221 | SH |  | SOLE |  | 0 | 0 | 1221 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 4919 | 23801 | SH |  | SOLE |  | 0 | 0 | 23801 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 4310 | 32788 | SH |  | SOLE |  | 0 | 0 | 32788 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 |  | 269 | 4428 | SH |  | SOLE |  | 0 | 0 | 4428 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 393 | 7544 | SH |  | SOLE |  | 0 | 0 | 7544 |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 92206C706 |  | 558 | 8307 | SH |  | SOLE |  | 0 | 0 | 8307 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 |  | 1090 | 11716 | SH |  | SOLE |  | 0 | 0 | 11716 |
| VANGUARD SCOTTSDALE FDS | MORTG-BACK SEC | 92206C771 |  | 412 | 7724 | SH |  | SOLE |  | 0 | 0 | 7724 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 381 | 4613 | SH |  | SOLE |  | 0 | 0 | 4613 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 968 | 6580 | SH |  | SOLE |  | 0 | 0 | 6580 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 |  | 710 | 11323 | SH |  | SOLE |  | 0 | 0 | 11323 |
| VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 |  | 2459 | 50075 | SH |  | SOLE |  | 0 | 0 | 50075 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 601 | 5943 | SH |  | SOLE |  | 0 | 0 | 5943 |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | 921910840 |  | 285 | 2993 | SH |  | SOLE |  | 0 | 0 | 2993 |
| VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 |  | 820 | 3961 | SH |  | SOLE |  | 0 | 0 | 3961 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 |  | 1019 | 2843 | SH |  | SOLE |  | 0 | 0 | 2843 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 2091 | 35952 | SH |  | SOLE |  | 0 | 0 | 35952 |
| VISA INC | COM CL A | 92826C839 |  | 2375 | 11216 | SH |  | SOLE |  | 0 | 0 | 11216 |
| WALGREENS BOOTS ALLIANCE INC | COM | 931427108 |  | 677 | 12329 | SH |  | SOLE |  | 0 | 0 | 12329 |
| WALMART INC | COM | 931142103 |  | 881 | 6485 | SH |  | SOLE |  | 0 | 0 | 6485 |
| WASTE MGMT INC DEL | COM | 94106L109 |  | 243 | 1882 | SH |  | SOLE |  | 0 | 0 | 1882 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 939 | 24038 | SH |  | SOLE |  | 0 | 0 | 24038 |
| WISDOMTREE TR | CLOUD COMPUTNG | 97717Y691 |  | 6073 | 126098 | SH |  | SOLE |  | 0 | 0 | 126098 |
| WISDOMTREE TR | US LARGECAP DIVD | 97717W307 |  | 208 | 1811 | SH |  | SOLE |  | 0 | 0 | 1811 |
| WISDOMTREE TR | US MIDCAP DIVID | 97717W505 |  | 339 | 8384 | SH |  | SOLE |  | 0 | 0 | 8384 |
| WISDOMTREE TR | US QTLY DIV GRT | 97717X669 |  | 525 | 9184 | SH |  | SOLE |  | 0 | 0 | 9184 |
| WORKHORSE GROUP INC | COM NEW | 98138J206 |  | 505 | 36692 | SH |  | SOLE |  | 0 | 0 | 36692 |
| XCEL ENERGY INC | COM | 98389B100 |  | 450 | 6772 | SH |  | SOLE |  | 0 | 0 | 6772 |
| XERIS PHARMACEUTICALS INC | COM | 98422L107 |  | 219 | 48500 | SH |  | SOLE |  | 0 | 0 | 48500 |
| YUM BRANDS INC | COM | 988498101 |  | 201 | 1859 | SH |  | SOLE |  | 0 | 0 | 1859 |
| ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 |  | 1068 | 3324 | SH |  | SOLE |  | 0 | 0 | 3324 |

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