# EDGAR Filing Document

**Accession Number:** 0001178841
**File Stem:** 0001752724-23-064046
**Filing Date:** 2023-3
**Character Count:** 79177
**Document Hash:** 55555bbd823cab977d07948a105d9fc1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-064046.hdr.sgml**: 20230322

**ACCESSION NUMBER**: 0001752724-23-064046

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230322

**DATE AS OF CHANGE**: 20230322

**PERIOD START**: 20231031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC.
- **CENTRAL INDEX KEY:** 0001178841
- **IRS NUMBER:** 522372408
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-21169
- **FILM NUMBER:** 23753454

**BUSINESS ADDRESS:**
- **STREET 1:** 1290 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10104
- **BUSINESS PHONE:** 2124768800

**MAIL ADDRESS:**
- **STREET 1:** 1290 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10104

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NEUBERGER BERMAN NEW YORK MUNICIPAL FUND, INC.
- **DATE OF NAME CHANGE:** 20180831

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC
- **DATE OF NAME CHANGE:** 20020726

## Nport-Ex

Schedule of Investments New York Municipal Fund Inc.^ (Unaudited) <br>January 31, 2023

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Principal Amount** | **Principal Amount** | **Value** |
| **Municipal Notes 155.6%** | **Municipal Notes 155.6%** | **Municipal Notes 155.6%** |
| **American Samoa 0.9%** | **American Samoa 0.9%** | **American Samoa 0.9%** |
| $500000 | American Samoa Econ. Dev. Au. Gen. Rev. Ref., Ser. 2015-A, 6.25%, due 9/1/2029 | **$527100** |
| **California 5.6%** | **California 5.6%** | **California 5.6%** |
| &nbsp;&nbsp; 250000 | &nbsp;&nbsp; California St. Poll. Ctrl. Fin. Au. Solid Waste Disp. Rev. (Aemerage Redak Svcs. So. California LLC Proj.), <br> Ser. 2016, 7.00%, due 12/1/2027<br>| &nbsp;&nbsp; 25000<sup>(a)(b)</sup> |
| &nbsp;&nbsp; 345000 | &nbsp;&nbsp; California St. Poll. Ctrl. Fin. Au. Solid Waste Disp. Rev. (Green Bond-Rialto Bioenergy Fac. LLC, Proj.), <br> Ser. 2019, 7.50%, due 12/1/2040<br>| &nbsp;&nbsp; 231001<sup>(a)</sup> |
| &nbsp;&nbsp; 3115000 | &nbsp;&nbsp; Corona-Norca Unified Sch. Dist. G.O. Cap. Appreciation (Election 2006), Ser. 2009-C, (AGM Insured), <br> 0.00%, due 8/1/2024<br>| &nbsp;&nbsp; 2995237 |
|  |  | **3251238** |
| **Guam 4.3%** | **Guam 4.3%** | **Guam 4.3%** |
| &nbsp;&nbsp; 500000 | A.B. Won Pat Int'l Arpt. Au. Rev. Ref., Ser. 2023-A, 5.38%, due 10/1/2043 | &nbsp;&nbsp; 506294<sup>(c)</sup> |
| &nbsp;&nbsp; 200000 | Guam Gov't Bus. Privilege Tax Rev. Ref., Ser. 2021-F, 4.00%, due 1/1/2036 | &nbsp;&nbsp; 197624 |
| &nbsp;&nbsp; 650000 | Guam Gov't Hotel Occupancy Tax Rev., Ser. 2021-A, 5.00%, due 11/1/2035 | &nbsp;&nbsp; 706168 |
| &nbsp;&nbsp; 1035000 | Guam Pwr. Au. Rev., Ser. 2022-A, 5.00%, due 10/1/2036 | &nbsp;&nbsp; 1129082 |
|  |  | **2539168** |
| **Kansas 1.0%** | **Kansas 1.0%** | **Kansas 1.0%** |
| Goddard Kansas Sales Tax Spec. Oblig. Rev. (Olympic Park Star Bond Proj.) |  |  |
| &nbsp;&nbsp; 220000 | &nbsp;&nbsp;&nbsp; Ser. 2019, 3.60%, due 6/1/2030  | &nbsp;&nbsp; 209330 |
| &nbsp;&nbsp; 420000 | &nbsp;&nbsp;&nbsp; Ser. 2021, 3.50%, due 6/1/2034  | &nbsp;&nbsp; 374046 |
|  |  | **583376** |
| **Louisiana 0.9%** | **Louisiana 0.9%** | **Louisiana 0.9%** |
| &nbsp;&nbsp; 500000 | &nbsp;&nbsp; Louisiana St. Pub. Facs. Au. Rev. (Southwest Louisiana Charter Academy Foundation Proj.), <br> Ser. 2013-A, 7.63%, due 12/15/2028<br>| **506012** |
| **New York 129.0%** | **New York 129.0%** | **New York 129.0%** |
| Albany Cap. Res. Corp. Ref. Rev. (Albany College of Pharmacy & Hlth. Sciences) |  |  |
| &nbsp;&nbsp; 380000 | &nbsp;&nbsp;&nbsp; Ser. 2014-A, 5.00%, due 12/1/2027  | &nbsp;&nbsp; 389430 |
| &nbsp;&nbsp; 375000 | &nbsp;&nbsp;&nbsp; Ser. 2014-A, 5.00%, due 12/1/2028  | &nbsp;&nbsp; 383945 |
| &nbsp;&nbsp; 270000 | &nbsp;&nbsp;&nbsp; Ser. 2014-A, 5.00%, due 12/1/2029  | &nbsp;&nbsp; 276210 |
| &nbsp;&nbsp; 750000 | &nbsp;&nbsp; Broome Co. Local Dev. Corp. Rev. (Good Shepherd Village at Endwell, Inc. Proj.), Ser. 2021, 4.00%, <br> due 1/1/2047<br>| &nbsp;&nbsp; 568435 |
| &nbsp;&nbsp; 500000 | &nbsp;&nbsp; Buffalo & Erie Co. Ind. Land Dev. Corp. Rev. (Tapestry Charter Sch. Proj.), Ser. 2017-A, 5.00%, due <br> 8/1/2047<br>| &nbsp;&nbsp; 476263 |
| &nbsp;&nbsp; 1325000 | &nbsp;&nbsp; Buffalo & Erie Co. Ind. Land Dev. Corp. Rev. Ref. (Charter Sch. for Applied Technologies Proj.), <br> Ser. 2017-A, 5.00%, due 6/1/2035<br>| &nbsp;&nbsp; 1373515 |
| Buffalo & Erie Co. Ind. Land Dev. Corp. Rev. Ref. (Orchard Park) |  |  |
| &nbsp;&nbsp; 500000 | &nbsp;&nbsp;&nbsp; Ser. 2015, 5.00%, due 11/15/2027  | &nbsp;&nbsp; 513693 |
| &nbsp;&nbsp; 500000 | &nbsp;&nbsp;&nbsp; Ser. 2015, 5.00%, due 11/15/2028  | &nbsp;&nbsp; 512233 |
| Build NYC Res. Corp. Ref. Rev. (City Univ. - Queens College) |  |  |
| &nbsp;&nbsp; 270000 | &nbsp;&nbsp;&nbsp; Ser. 2014-A, 5.00%, due 6/1/2026  | &nbsp;&nbsp; 277760 |
| &nbsp;&nbsp; 225000 | &nbsp;&nbsp;&nbsp; Ser. 2014-A, 5.00%, due 6/1/2029  | &nbsp;&nbsp; 231139 |
| &nbsp;&nbsp; 500000 | &nbsp;&nbsp; Build NYC Res. Corp. Ref. Rev. (Methodist Hosp. Proj.), Ser. 2014, 5.00%, due 7/1/2029 Pre-Refunded <br> 7/1/2024<br>| &nbsp;&nbsp; 517073 |
| &nbsp;&nbsp; 1250000 | Build NYC Res. Corp. Ref. Rev. (New York Law Sch. Proj.), Ser. 2016, 4.00%, due 7/1/2045 | &nbsp;&nbsp; 1078241 |

---

See Notes to Schedule of Investments

------

Schedule of Investments New York Municipal Fund Inc.^ (Unaudited) (cont'd)

---

| | | |
|:---|:---|:---|
| **Principal Amount** | **Principal Amount** | **Value** |
| **New York – cont'd** | **New York – cont'd** | **New York – cont'd** |
| Build NYC Res. Corp. Ref. Rev. (Packer Collegiate Institute Proj.) |  |  |
| $155000 | &nbsp;&nbsp;&nbsp; Ser. 2015, 5.00%, due 6/1/2026  | $162762 |
| &nbsp;&nbsp; 125000 | &nbsp;&nbsp;&nbsp; Ser. 2015, 5.00%, due 6/1/2027  | &nbsp;&nbsp; 131000 |
| &nbsp;&nbsp; 195000 | &nbsp;&nbsp;&nbsp; Ser. 2015, 5.00%, due 6/1/2028  | &nbsp;&nbsp; 203865 |
| &nbsp;&nbsp; 220000 | &nbsp;&nbsp;&nbsp; Ser. 2015, 5.00%, due 6/1/2029  | &nbsp;&nbsp; 229395 |
| &nbsp;&nbsp; 325000 | &nbsp;&nbsp;&nbsp; Ser. 2015, 5.00%, due 6/1/2030  | &nbsp;&nbsp; 338210 |
| &nbsp;&nbsp; 565000 | Build NYC Res. Corp. Rev., Ser. 2014, 5.00%, due 11/1/2024 | &nbsp;&nbsp; 567112 |
| &nbsp;&nbsp; 750000 | Build NYC Res. Corp. Rev. (Metro. Lighthouse Charter Sch. Proj.), Ser. 2017-A, 5.00%, due 6/1/2047 | &nbsp;&nbsp; 712503<sup>(a)</sup> |
| &nbsp;&nbsp; 575000 | Build NYC Res. Corp. Rev. (New Dawn Charter Sch. Proj.), Ser. 2019, 5.75%, due 2/1/2049 | &nbsp;&nbsp; 579868<sup>(a)</sup> |
| &nbsp;&nbsp; 450000 | &nbsp;&nbsp; Build NYC Res. Corp. Rev. (New World Preparatory Charter Sch. Proj.), Ser. 2021-A, 4.00%, due <br> 6/15/2056<br>| &nbsp;&nbsp; 340667 |
| &nbsp;&nbsp; 750000 | Build NYC Res. Corp. Rev. (Shefa Sch. Proj.), Ser. 2021-A, 5.00%, due 6/15/2051 | &nbsp;&nbsp; 703550<sup>(a)</sup> |
| &nbsp;&nbsp; 100000 | &nbsp;&nbsp; Build NYC Res. Corp. Rev. (South Bronx Charter Sch. for Int'l Cultures and the Arts), Ser. 2013-A, <br> 3.88%, due 4/15/2023<br>| &nbsp;&nbsp; 99972<sup>(a)</sup> |
| &nbsp;&nbsp; 100000 | &nbsp;&nbsp; Build NYC Res. Corp. Solid Waste Disp. Ref. Rev. (Pratt Paper, Inc. Proj.), Ser. 2014, 4.50%, due <br> 1/1/2025<br>| &nbsp;&nbsp; 101487<sup>(a)</sup> |
| Dutchess Co. Local Dev. Corp. Rev. (Culinary Institute of America Proj.) |  |  |
| &nbsp;&nbsp; 200000 | &nbsp;&nbsp;&nbsp; Ser. 2016-A-1, 5.00%, due 7/1/2041  | &nbsp;&nbsp; 203837 |
| &nbsp;&nbsp; 275000 | &nbsp;&nbsp;&nbsp; Ser. 2016-A-1, 5.00%, due 7/1/2046  | &nbsp;&nbsp; 278876 |
| Hempstead Town Local Dev. Corp. Rev. (Molloy College Proj.) |  |  |
| &nbsp;&nbsp; 405000 | &nbsp;&nbsp;&nbsp; Ser. 2018, 5.00%, due 7/1/2031  | &nbsp;&nbsp; 433827 |
| &nbsp;&nbsp; 425000 | &nbsp;&nbsp;&nbsp; Ser. 2018, 5.00%, due 7/1/2032  | &nbsp;&nbsp; 453966 |
| &nbsp;&nbsp; 450000 | &nbsp;&nbsp;&nbsp; Ser. 2018, 5.00%, due 7/1/2033  | &nbsp;&nbsp; 478897 |
| Metro. Trans. Au. Rev. (Green Bond) |  |  |
| &nbsp;&nbsp; 1500000 | &nbsp;&nbsp;&nbsp; Ser. 2020-C-1, 5.00%, due 11/15/2050  | &nbsp;&nbsp; 1536686 |
| &nbsp;&nbsp; 2000000 | &nbsp;&nbsp;&nbsp; Ser. 2020-D-3, 4.00%, due 11/15/2049  | &nbsp;&nbsp; 1785143 |
| &nbsp;&nbsp; 300000 | &nbsp;&nbsp; Monroe Co. Ind. Dev. Corp. Rev. (Monroe Comm. College), Ser. 2014, (AGM Insured), 5.00%, due <br> 1/15/2029<br>| &nbsp;&nbsp; 307302 |
| Monroe Co. Ind. Dev. Corp. Rev. (Nazareth College of Rochester Proj.) |  |  |
| &nbsp;&nbsp; 500000 | &nbsp;&nbsp;&nbsp; Ser. 2013-A, 5.00%, due 10/1/2024  | &nbsp;&nbsp; 505830 |
| &nbsp;&nbsp; 500000 | &nbsp;&nbsp;&nbsp; Ser. 2013-A, 5.00%, due 10/1/2025  | &nbsp;&nbsp; 506031 |
| &nbsp;&nbsp; 250000 | &nbsp;&nbsp;&nbsp; Ser. 2013-A, 4.00%, due 10/1/2026  | &nbsp;&nbsp; 250852 |
| Monroe Co. Ind. Dev. Corp. Rev. (St. John Fisher College) |  |  |
| &nbsp;&nbsp; 1120000 | &nbsp;&nbsp;&nbsp; Ser. 2012-A, 5.00%, due 6/1/2023  | &nbsp;&nbsp; 1122122 |
| &nbsp;&nbsp; 210000 | &nbsp;&nbsp;&nbsp; Ser. 2012-A, 5.00%, due 6/1/2025  | &nbsp;&nbsp; 210373 |
| &nbsp;&nbsp; 2000000 | Nassau Co. G.O. (Gen. Imp. Bonds), Ser. 2013-B, 5.00%, due 4/1/2028 Pre-Refunded 4/1/2023 | &nbsp;&nbsp; 2008453 |
| Nassau Co. Local Econ. Assist. Corp. Rev. (Catholic Hlth. Svcs. of Long Island Obligated Group Proj.) |  |  |
| &nbsp;&nbsp; 500000 | &nbsp;&nbsp;&nbsp; Ser. 2014, 5.00%, due 7/1/2023  | &nbsp;&nbsp; 503985 |
| &nbsp;&nbsp; 1000000 | &nbsp;&nbsp;&nbsp; Ser. 2014, 5.00%, due 7/1/2027  | &nbsp;&nbsp; 1029571 |
| &nbsp;&nbsp; 4175000 | Nassau Co. Tobacco Settlement Corp. Asset Backed, Ser. 2006-A-3, 5.13%, due 6/1/2046 | &nbsp;&nbsp; 4021085 |
| &nbsp;&nbsp; 1375000 | New York City IDA Rev. (Queens Ballpark Co. LLC), Ser. 2021-A, (AGM Insured), 3.00%, due 1/1/2046 | &nbsp;&nbsp; 1083545 |
| &nbsp;&nbsp; 2000000 | New York City IDA Rev. (Yankee Stadium Proj.), Ser. 2020, (AGM Insured), 3.00%, due 3/1/2049 | &nbsp;&nbsp; 1543463 |
| &nbsp;&nbsp; 750000 | &nbsp;&nbsp; New York City Trust for Cultural Res. Ref. Rev. (Lincoln Ctr. for the Performing Arts, Inc.), Ser. 2020-A, <br> 4.00%, due 12/1/2035<br>| &nbsp;&nbsp; 781861 |
| &nbsp;&nbsp; 500000 | New York Liberty Dev. Corp. Ref. Rev. (3 World Trade Ctr. Proj.), Ser. 2014-2, 5.38%, due 11/15/2040 | &nbsp;&nbsp; 500335<sup>(a)</sup> |
| &nbsp;&nbsp; 2000000 | New York Liberty Dev. Corp. Rev. (Goldman Sachs Headquarters), Ser. 2005, 5.25%, due 10/1/2035 | &nbsp;&nbsp; 2303238 |
| &nbsp;&nbsp; 750000 | &nbsp;&nbsp; New York Liberty Dev. Corp. Rev. Ref. (Bank of America Tower at One Bryant Park Proj.), Ser. 2019, <br> Class 3, 2.80%, due 9/15/2069<br>| &nbsp;&nbsp; 687831 |
| &nbsp;&nbsp; 1450000 | New York St. Dorm. Au. Rev., Ser. 2018-A, 5.00%, due 7/1/2048 | &nbsp;&nbsp; 1552839 |
| &nbsp;&nbsp; 780000 | &nbsp;&nbsp; New York St. Dorm. Au. Rev. Non St. Supported Debt (Culinary Institute of America), Ser. 2013, <br> 4.63%, due 7/1/2025<br>| &nbsp;&nbsp; 784453 |

---

See Notes to Schedule of Investments

------

Schedule of Investments New York Municipal Fund Inc.^ (Unaudited) (cont'd)

---

| | | |
|:---|:---|:---|
| **Principal Amount** | **Principal Amount** | **Value** |
| **New York – cont'd** | **New York – cont'd** | **New York – cont'd** |
| New York St. Dorm. Au. Rev. Non St. Supported Debt (Touro College & Univ. Sys. Obligated Group) |  |  |
| $460000 | &nbsp;&nbsp;&nbsp; Ser. 2014-A, 4.00%, due 1/1/2026  | $470650 |
| &nbsp;&nbsp; 470000 | &nbsp;&nbsp;&nbsp; Ser. 2014-A, 4.00%, due 1/1/2027  | &nbsp;&nbsp; 480881 |
| &nbsp;&nbsp; 200000 | &nbsp;&nbsp;&nbsp; Ser. 2014-A, 4.00%, due 1/1/2028  | &nbsp;&nbsp; 204630 |
| &nbsp;&nbsp; 275000 | &nbsp;&nbsp;&nbsp; Ser. 2014-A, 4.13%, due 1/1/2029  | &nbsp;&nbsp; 281842 |
| &nbsp;&nbsp; 1350000 | &nbsp;&nbsp; New York St. Dorm. Au. Rev. Non St. Supported Debt (Univ. Facs.), Ser. 2013-A, 5.00%, due 7/1/2028 <br> Pre-Refunded 7/1/2023<br>| &nbsp;&nbsp; 1364513 |
| &nbsp;&nbsp; 615000 | &nbsp;&nbsp; New York St. Dorm. Au. Rev. Non St. Supported Debt (Vaughn College of Aeronautics & Technology), <br> Ser. 2016, 5.00%, due 12/1/2026<br>| &nbsp;&nbsp; 618898<sup>(a)</sup> |
| &nbsp;&nbsp; 400000 | &nbsp;&nbsp; New York St. Dorm. Au. Rev. Ref. Non St. Supported Debt (Garnet Hlth. Med. Ctr.), Ser. 2017, 5.00%, <br> due 12/1/2035<br>| &nbsp;&nbsp; 403772<sup>(a)</sup> |
| &nbsp;&nbsp; 1500000 | &nbsp;&nbsp; New York St. Dorm. Au. Rev. Ref. Non St. Supported Debt (Montefiore Oblig. Group), Ser. 2018-A, <br> 5.00%, due 8/1/2035<br>| &nbsp;&nbsp; 1532735 |
| New York St. Dorm. Au. Rev. Ref. Non St. Supported Debt (Orange Reg. Med. Ctr.) |  |  |
| &nbsp;&nbsp; 200000 | &nbsp;&nbsp;&nbsp; Ser. 2017, 5.00%, due 12/1/2036  | &nbsp;&nbsp; 201315<sup>(a)</sup> |
| &nbsp;&nbsp; 400000 | &nbsp;&nbsp;&nbsp; Ser. 2017, 5.00%, due 12/1/2037  | &nbsp;&nbsp; 401889<sup>(a)</sup> |
| New York St. Env. Facs. Corp. Solid Waste Disp. Rev. (Casella Waste Sys. Inc. Proj.) |  |  |
| &nbsp;&nbsp; 500000 | &nbsp;&nbsp;&nbsp; Ser. 2014, 2.88%, due 12/1/2044 Putable 12/3/2029 | &nbsp;&nbsp; 439893<sup>(a)</sup> |
| &nbsp;&nbsp; 500000 | &nbsp;&nbsp;&nbsp; Ser. 2020-R-1, 2.75%, due 9/1/2050 Putable 9/2/2025 | &nbsp;&nbsp; 475362 |
| &nbsp;&nbsp; 660000 | New York St. HFA Rev. (Affordable Hsg.), Ser. 2012-F, (SONYMA Insured), 3.05%, due 11/1/2027 | &nbsp;&nbsp; 660008 |
| &nbsp;&nbsp; 830000 | New York St. HFA Rev. Ref. (Affordable Hsg.), Ser. 2020-H, 2.45%, due 11/1/2044 | &nbsp;&nbsp; 604866 |
| &nbsp;&nbsp; 1045000 | New York St. Mtge. Agcy. Homeowner Mtge. Ref. Rev., Ser. 2014-189, 3.45%, due 4/1/2027 | &nbsp;&nbsp; 1047064 |
| &nbsp;&nbsp; 2000000 | &nbsp;&nbsp; New York St. Trans. Dev. Corp. Fac. Rev. (Empire St. Thruway Svc. Areas Proj.), Ser. 2021, 4.00%, due <br> 4/30/2053<br>| &nbsp;&nbsp; 1709275 |
| &nbsp;&nbsp; 1500000 | &nbsp;&nbsp; New York St. Trans. Dev. Corp. Spec. Fac. Ref. Rev. (American Airlines, Inc.-John F Kennedy Int'l Arpt. <br> Proj.), Ser. 2016, 5.00%, due 8/1/2031<br>| &nbsp;&nbsp; 1499990 |
| &nbsp;&nbsp; 2000000 | &nbsp;&nbsp; New York St. Trans. Dev. Corp. Spec. Fac. Rev. (Delta Airlines, Inc.-LaGuardia Arpt. Term. C&D Redev.), <br> Ser. 2018, 5.00%, due 1/1/2033<br>| &nbsp;&nbsp; 2084339 |
| &nbsp;&nbsp; 1145000 | &nbsp;&nbsp; New York St. Trans. Dev. Corp. Spec. Fac. Rev. (LaGuardia Arpt. Term. B Redev. Proj.), Ser. 2016-A, <br> 4.00%, due 7/1/2041<br>| &nbsp;&nbsp; 1051233 |
| New York St. Trans. Dev. Corp. Spec. Fac. Rev. Ref. (JFK Int'l Arpt. Term. 4 Proj.) |  |  |
| &nbsp;&nbsp; 100000 | &nbsp;&nbsp;&nbsp; Ser. 2020-A, 4.00%, due 12/1/2042  | &nbsp;&nbsp; 92194 |
| &nbsp;&nbsp; 400000 | &nbsp;&nbsp;&nbsp; Ser. 2020-C, 4.00%, due 12/1/2042  | &nbsp;&nbsp; 378239 |
| &nbsp;&nbsp; 1000000 | &nbsp;&nbsp; Niagara Area Dev. Corp. Solid Waste Disp. Fac. Rev. Ref. (Covanta Proj.), Ser. 2018-A, 4.75%, due <br> 11/1/2042<br>| &nbsp;&nbsp; 910263<sup>(a)</sup> |
| Niagara Frontier Trans. Au. Rev. Ref. (Buffalo Niagara Int'l Arpt.) |  |  |
| &nbsp;&nbsp; 375000 | &nbsp;&nbsp;&nbsp; Ser. 2019-A, 5.00%, due 4/1/2037  | &nbsp;&nbsp; 400700 |
| &nbsp;&nbsp; 350000 | &nbsp;&nbsp;&nbsp; Ser. 2019-A, 5.00%, due 4/1/2038  | &nbsp;&nbsp; 372941 |
| &nbsp;&nbsp; 350000 | &nbsp;&nbsp;&nbsp; Ser. 2019-A, 5.00%, due 4/1/2039  | &nbsp;&nbsp; 371720 |
| Oneida Co. Local Dev. Corp. Rev. Ref. (Mohawk Valley Hlth. Sys. Proj.) |  |  |
| &nbsp;&nbsp; 1250000 | &nbsp;&nbsp;&nbsp; Ser. 2019-A, (AGM Insured), 3.00%, due 12/1/2044  | &nbsp;&nbsp; 1003442 |
| &nbsp;&nbsp; 2000000 | &nbsp;&nbsp;&nbsp; Ser. 2019-A, (AGM Insured), 4.00%, due 12/1/2049  | &nbsp;&nbsp; 1907006 |
| &nbsp;&nbsp; 500000 | &nbsp;&nbsp; Port Au. New York & New Jersey Cons. Bonds Rev. Ref. (Two Hundred), Ser. 2017, 5.00%, due <br> 4/15/2057<br>| &nbsp;&nbsp; 523485 |
| &nbsp;&nbsp; 1980000 | Suffolk Co. Judicial Facs. Agcy. Lease Rev. (H. Lee Dennison Bldg.), Ser. 2013, 5.00%, due 11/1/2025 | &nbsp;&nbsp; 2009418 |
| &nbsp;&nbsp; 1750000 | &nbsp;&nbsp; Suffolk Tobacco Asset Securitization Corp. Ref. (Tobacco Settle Asset Backed Sub. Bonds), <br> Ser. 2021-B-1, 4.00%, due 6/1/2050<br>| &nbsp;&nbsp; 1732681 |
| &nbsp;&nbsp; 400000 | Triborough Bridge & Tunnel Au. Rev. Ref., Ser. 2005-B-3, 1.20%, due 1/1/2032 | &nbsp;&nbsp; 400000<sup>(d)</sup> |
| &nbsp;&nbsp; 35000 | &nbsp;&nbsp; Triborough Bridge & Tunnel Au. Spec. Oblig., Ser. 1998-A, (National Public Finance Guarantee Corp. <br> Insured), 4.75%, due 1/1/2024<br>| &nbsp;&nbsp; 35686 |

---

See Notes to Schedule of Investments

------

Schedule of Investments New York Municipal Fund Inc.^ (Unaudited) (cont'd)

---

| | | |
|:---|:---|:---|
| **Principal Amount** | **Principal Amount** | **Value** |
| **New York – cont'd** | **New York – cont'd** | **New York – cont'd** |
| TSASC Inc. Rev. Ref. |  |  |
| $580000 | &nbsp;&nbsp;&nbsp; Ser. 2017-A, 5.00%, due 6/1/2028  | $615605 |
| &nbsp;&nbsp; 3000000 | &nbsp;&nbsp;&nbsp; Ser. 2017-A, 5.00%, due 6/1/2041  | &nbsp;&nbsp;&nbsp; 3079285 |
| &nbsp;&nbsp; 3000000 | Utility Debt Securitization Au. Rev., Ser. 2013-TE, 5.00%, due 12/15/2028 | &nbsp;&nbsp;&nbsp; 3063907 |
| Westchester Co. Local Dev. Corp. Ref. Rev. (Westchester Med. Ctr.) |  |  |
| &nbsp;&nbsp; 825000 | &nbsp;&nbsp;&nbsp; Ser. 2016, 5.00%, due 11/1/2030  | &nbsp;&nbsp;&nbsp; 845722 |
| &nbsp;&nbsp; 1000000 | &nbsp;&nbsp;&nbsp; Ser. 2016, 3.75%, due 11/1/2037  | &nbsp;&nbsp;&nbsp; 824063 |
| &nbsp;&nbsp; 1000000 | &nbsp;&nbsp; Westchester Co. Local Dev. Corp. Rev. (Purchase Sr. Learning Comm., Inc. Proj.), Ser. 2021-A, 5.00%, <br> due 7/1/2056<br>| &nbsp;&nbsp;&nbsp; 772109<sup>(a)</sup> |
| &nbsp;&nbsp; 1000000 | &nbsp;&nbsp; Westchester Co. Local Dev. Corp. Rev. Ref. (Kendal on Hudson Proj.), Ser. 2022-B, 5.00%, due <br> 1/1/2051<br>| &nbsp;&nbsp;&nbsp; 969961 |
| &nbsp;&nbsp; 1000000 | &nbsp;&nbsp; Westchester Co. Local Dev. Corp. Rev. Ref. (Wartburg Sr. Hsg. Proj.), Ser. 2015-A, 5.00%, due <br> 6/1/2030<br>| &nbsp;&nbsp;&nbsp; 933428<sup>(a)</sup> |
| &nbsp;&nbsp; 665000 | &nbsp;&nbsp; Yonkers Econ. Dev. Corp. Ed. Rev. (Charter Sch. of Ed. Excellence Proj.), Ser. 2019-A, 5.00%, due <br> 10/15/2049<br>| &nbsp;&nbsp;&nbsp; 618689 |
| &nbsp;&nbsp; 2000000 | Yonkers Ind. Dev. Agcy. Sch. Facs. Rev. (New Community Sch. Proj.), Ser. 2022, 5.00%, due 5/1/2047 | &nbsp;&nbsp;&nbsp; 2199314 |
|  |  | **75235742** |
| **Ohio 0.3%** | **Ohio 0.3%** | **Ohio 0.3%** |
| &nbsp;&nbsp; 230000 | So. Ohio Port Exempt Fac. Au. Rev., (PureCycle Proj.), Ser. 2020-A, 7.00%, due 12/1/2042 | **167117**<sup>(a)</sup> |
| **Puerto Rico 9.5%** | **Puerto Rico 9.5%** | **Puerto Rico 9.5%** |
| &nbsp;&nbsp; 750000 | Puerto Rico Commonwealth G.O. (Restructured), Ser. 2021-A-1, 4.00%, due 7/1/2046 | &nbsp;&nbsp;&nbsp; 625358 |
| &nbsp;&nbsp; 5017000 | Puerto Rico Sales Tax Fin. Corp. Sales Tax Rev., Ser. 2018-A-1, 5.00%, due 7/1/2058 | &nbsp;&nbsp;&nbsp; 4942993 |
|  |  | **5568351** |
| **South Carolina 0.4%** | **South Carolina 0.4%** | **South Carolina 0.4%** |
| &nbsp;&nbsp; 300000 | &nbsp;&nbsp; South Carolina St. Jobs Econ. Dev. Au. Solid Waste Disp. Rev. (AMT-Green Bond-Last Step <br> Recycling LLC Proj.), Ser. 2021-A, 6.50%, due 6/1/2051<br>| **220188**<sup>(a)</sup> |
| **Texas 0.5%** | **Texas 0.5%** | **Texas 0.5%** |
| &nbsp;&nbsp; 393043 | &nbsp;&nbsp; Mission Econ. Dev. Corp. Wtr. Supply Rev. (Green Bond-Env. Wtr. Minerals Proj.), Ser. 2015, 7.75%, <br> due 1/1/2045<br>| &nbsp;&nbsp;&nbsp; 7861<sup>(a)(b)</sup> |
| &nbsp;&nbsp; 325000 | &nbsp;&nbsp; New Hope Cultural Ed. Facs. Fin. Corp. Sr. Living Rev. (Bridgemoor Plano Proj.), Ser. 2018-A, 7.25%, <br> due 12/1/2053<br>| &nbsp;&nbsp;&nbsp; 292500<sup>(b)</sup> |
|  |  | **300361** |
| **Virgin Islands 1.7%** | **Virgin Islands 1.7%** | **Virgin Islands 1.7%** |
| &nbsp;&nbsp; 1000000 | Matching Fund Spec. Purp. Securitization Corp. Ref., Ser. 2022-A, 5.00%, due 10/1/2039 | **998788** |
| **Wisconsin 1.5%** | **Wisconsin 1.5%** | **Wisconsin 1.5%** |
| &nbsp;&nbsp; 300000 | Pub. Fin. Au. Retirement Fac. Rev. Ref. (Friends Homes), Ser. 2019, 5.00%, due 9/1/2054 | &nbsp;&nbsp;&nbsp; 270600<sup>(a)</sup> |
| &nbsp;&nbsp; 800000 | St. Croix Chippewa Indians of Wisconsin Ref., Ser. 2021, 5.00%, due 9/30/2041 | &nbsp;&nbsp;&nbsp; 619483<sup>(a)</sup> |
|  |  | **890083** |
| **Total Investments 155.6% (Cost $96,178,955)** | **Total Investments 155.6% (Cost $96,178,955)** | **90787524** |
| Other Assets Less Liabilities 7.0% | Other Assets Less Liabilities 7.0% | &nbsp;&nbsp;&nbsp;&nbsp; 4042122 |
| Liquidation Preference of Variable Rate Municipal Term Preferred Shares (62.6%) | Liquidation Preference of Variable Rate Municipal Term Preferred Shares (62.6%) | &nbsp;&nbsp; (36500000) |
| **Net Assets Applicable to Common Stockholders 100.0%** | **Net Assets Applicable to Common Stockholders 100.0%** | **$58329646** |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

See Notes to Schedule of Investments

------

Schedule of Investments New York Municipal Fund Inc.^ (Unaudited) (cont'd)

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;(a) Securities were purchased under Rule 144A of the Securities Act of 1933, as amended, or are otherwise restricted and, unless registered under the Securities Act of 1933 or exempted from registration, may only be sold to qualified institutional investors or may have other restrictions on resale. At January 31, 2023, these securities amounted to $8,920,532, which represents 15.3% of net assets applicable to common stockholders of the Fund.

&nbsp;&nbsp;&nbsp;&nbsp;(b) Defaulted security.

&nbsp;&nbsp;&nbsp;&nbsp;(c) When-issued security. Total value of all such securities at January 31, 2023 amounted to $506,294, which represents 0.9% of net assets applicable to common stockholders of the Fund.

&nbsp;&nbsp;&nbsp;&nbsp;(d) Variable rate demand obligation where the stated interest rate is not based on a published reference rate and spread. Rather, the interest rate generally resets daily or weekly and is determined by the remarketing agent. The rate shown represents the rate in effect at January 31, 2023.

The following is a summary, categorized by Level (see the Notes to Schedule of Investments), of inputs used to value the Fund's investments as of January 31, 2023:

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Asset Valuation Inputs** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| Investments: |  |  |  |  |
| Municipal Notes<sup>#</sup> <br>| $— | $90787524 | $— | $90787524 |
| **Total Investments** | **$—** | **$90787524** | **$—** | **$90787524** |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

# The Schedule of Investments provides a categorization by state/territory.

^ A balance indicated with a "—", reflects either a zero balance or an amount that rounds to less than 1.

See Notes to Schedule of Investments

------

January 31, 2023

Notes to Schedule of Investments New York Municipal Fund Inc. (Unaudited)

In accordance with Accounting Standards Codification 820 "Fair Value Measurement" ("ASC 820"), all investments held by Neuberger Berman New York Municipal Fund Inc. (the "Fund") are carried at the value that Management believes the Fund would receive upon selling an investment in an orderly transaction to an independent buyer in the principal or most advantageous market for the investment under current market conditions. Various inputs, including the volume and level of activity for the asset or liability in the market, are considered in valuing the Fund's investments, some of which are discussed below. At times, Management may need to apply significant judgment to value investments in accordance with ASC 820.

ASC 820 established a three-tier hierarchy of inputs to create a classification of value measurements for disclosure purposes. The three-tier hierarchy of inputs is summarized in the three broad Levels listed below.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 1 – unadjusted quoted prices in active markets for identical investments

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 2 – other observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk, amortized cost, etc.)

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 3 – unobservable inputs (including the Fund's own assumptions in determining the fair value of investments)

The inputs or methodology used for valuing an investment are not necessarily an indication of the risk associated with investing in those securities.

The value of the Fund's investments in municipal notes is determined by Management primarily by obtaining valuations from independent pricing services based on bid quotations, or if quotations are not available, by methods which include various considerations such as yields or prices of securities of comparable quality, coupon, maturity and type; indications as to values from dealers; and general market conditions (generally Level 2 inputs). Other Level 2 and 3 inputs used by independent pricing services to value municipal notes include current trades, bid-wanted lists (which inform the market that a holder is interested in selling a position and that offers will be considered), offerings, general information on market movement, direction, trends, appraisals, bid offers and specific data on specialty issues.

Management has developed a process to periodically review information provided by independent pricing services for all types of securities.

If a valuation is not available from an independent pricing service, or if Management has reason to believe that the valuation received does not represent the amount the Fund might reasonably expect to receive on a current sale in an orderly transaction, Management seeks to obtain quotations from brokers or dealers (generally considered Level 2 or Level 3 inputs depending on the number of quotes available). If such quotations are not available, the security is valued using methods Management has approved in the good-faith belief that the resulting valuation will reflect the fair value of the security. Pursuant to Rule 2a-5 under the Investment Company Act of 1940, as amended, the Fund's Board of Directors designated Management as the Fund's valuation designee. As the Fund's valuation designee, Management is responsible for determining fair value in good faith for any and all Fund investments. Inputs and assumptions considered in determining the fair value of a security based on Level 2 or Level 3 inputs may include, but are not limited to, the type of the security; the initial cost of the security; the existence of any contractual restrictions on the security's disposition; the price and extent of public trading in similar securities of the issuer or of comparable companies; quotations or evaluated prices from broker-dealers and/or pricing services; information obtained from the issuer and/or analysts; an analysis of the company's or issuer's financial statements; an evaluation of the inputs that influence the issuer and the market(s) in which the security is purchased and sold.

Fair value prices are necessarily estimates, and there is no assurance that such a price will be at or close to the price at which the security is next quoted or next trades.

For information on the Fund's significant accounting policies, please refer to the Fund's most recent stockholder reports.

------

Notes to Schedule of Investments New York Municipal Fund Inc. (Unaudited) (cont'd)

**Other Matters:** 

**Coronavirus**: The outbreak of the novel coronavirus in many countries has, among other things, disrupted global travel and supply chains, and adversely impacted global commercial activity, the transportation industry and commodity prices in the energy sector. The impact of this virus has negatively affected and may continue to affect the economies of many nations, individual companies and the global securities and commodities markets, including liquidity and volatility. The development and fluidity of this situation precludes any prediction as to its ultimate impact, which may have a continued adverse effect on global economic and market conditions. Such conditions (which may be across industries, sectors or geographies) have impacted and may continue to impact certain issuers of the securities held by the Fund and in turn, may impact the financial performance of the Fund.

**Russia's Invasion of Ukraine:** Russia's invasion of Ukraine, and corresponding events in late February 2022, have had, and could continue to have, severe adverse effects on regional and global economic markets for securities and commodities. Following Russia's actions, various governments, including the United States, have issued broad-ranging economic sanctions against Russia. The current events have had, and could continue to have, an adverse effect on global markets performance and liquidity, thereby negatively affecting the value of the Fund's investments beyond any direct exposure to Russian or Ukrainian issuers. The duration of ongoing hostilities and the vast array of sanctions and related events cannot be predicted. Those events present material uncertainty and risk with respect to markets globally and the performance of the Fund and its investments or operations could be negatively impacted.

For information on the Fund's significant accounting policies, please refer to the Fund's most recent stockholder reports.

------

Notes to Schedule of Investments New York Municipal Fund Inc. (Unaudited) (cont'd)

Legend

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | |
|:---|:---|
| **Other Abbreviations:** | **Other Abbreviations:** |
| Management | = Neuberger Berman Investment Advisers LLC |

---

For information on the Fund's significant accounting policies, please refer to the Fund's most recent stockholder reports.

------

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Neuberger Berman New York Municipal Fund Inc.

- **b. Investment Company Act file number:** 811-21169

- **c. CIK number of Registrant:** 0001178841

- **d. LEI of Registrant:** 549300QBK683OL6H5P21

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 AVENUE OF THE AMERICAS

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10104

  - **Telephone number:** 212-476-8800

**Item A.2. Information about the Series.**

- **a. Name of Series:** Neuberger Berman New York Municipal Fund Inc.

- **c. LEI of Series:** 549300QBK683OL6H5P21

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-10-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $95701588.00

**Total Liabilities:** $37371941.95

**Net Assets:** $58329646.05

**Delayed Delivery Securities:** $491185.00

**Cash Not Reported:** $4088414.00

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** -247.39000000 | **1-Year:** -2807.37000000 | **5-Year:** -8678.05000000 | **10-Year:** -17775.03000000 | **30-Year:** -7237.80000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** -54.44000000 | **1-Year:** -1192.19000000 | **5-Year:** -3648.67000000 | **10-Year:** -7072.48000000 | **30-Year:** -2863.96000000

**Monthly Return Information**

| Class        | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID N/A | 12.89%               | -4.55%               | 5.51%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-13015.68               | $4075154.78                                |
| Month 2  | $55554.30                | $-681240.55                                |
| Month 3  | $0.00                    | $2692486.97                                |

### Schedule of Portfolio Investments

| Name                                                     | Title                                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Albany Capital Resource Corp                             | ALBANY NY CAPITAL RESOURCE CORP                              | CUSIP: 012432BP4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    380000 | PA      | $389430.23    | 0.67%             | 2027-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| New York City Industrial Development Agency              | NEW YORK CITY NY INDL DEV AGY REVENUE                        | CUSIP: 64971PLK9<br>LEI: 549300XR20ZR5DHL9534 | Long             | DBT              | MUN               | US        |   1375000 | PA      | $1083545.10   | 1.86%             | 2046-01-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Build NYC Resource Corp                                  | BUILD NYC RESOURCE CORP NY REVENUE                           | CUSIP: 12008EPS9<br>LEI: 549300GROJFKMNLWEK84 | Long             | DBT              | MUN               | US        |    575000 | PA      | $579867.84    | 0.99%             | 2049-02-01      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| Nassau County Tobacco Settlement Corp                    | NASSAU CNTY NY TOBACCO SETTLEMENT CORP                       | CUSIP: 63166MCB3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   4175000 | PA      | $4021084.87   | 6.89%             | 2046-06-01      | Fixed         | 5.13%                 | No            |                  2 | On Loan: No      |
| California Pollution Control Financing Authority         | CALIFORNIA ST POLL CONTROL FIN AUTH SOL WST DISP REVENUE     | CUSIP: 130536QU2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $25000.00     | 0.04%             | 2027-12-01      | Fixed         | 7.00%                 | No            |                  2 | On Loan: No      |
| Build NYC Resource Corp                                  | BUILD NYC RESOURCE CORP NY REVENUE                           | CUSIP: 12008EGW0<br>LEI: 549300GROJFKMNLWEK84 | Long             | DBT              | MUN               | US        |    125000 | PA      | $130999.55    | 0.22%             | 2027-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Antonio B Won Pat International Airport Authority        | GUAM INTERNATIONAL ARPT AUTH                                 | CUSIP: 40064RFG9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $506293.70    | 0.87%             | 2043-10-01      | Fixed         | 5.38%                 | No            |                  2 | On Loan: No      |
| Corona-Norco Unified School District                     | CORONA-NORCO CA UNIF SCH DIST                                | CUSIP: 219764LD7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   3115000 | PA      | $2995236.66   | 5.14%             | 2024-08-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Westchester County Local Development Corp                | WESTCHESTER CNTY NY LOCAL DEV CORP REVENUE                   | CUSIP: 95737TEU6<br>LEI: 549300KOSU8OC75V9238 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $772108.80    | 1.32%             | 2056-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Build NYC Resource Corp                                  | BUILD NYC RESOURCE CORP NY REVENUE                           | CUSIP: 12008EEL6<br>LEI: 549300GROJFKMNLWEK84 | Long             | DBT              | MUN               | US        |    500000 | PA      | $517072.65    | 0.89%             | 2029-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| New York Liberty Development Corp                        | LIBERTY DEV CORP NY REVENUE                                  | CUSIP: 531127AC2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2303238.20   | 3.95%             | 2035-10-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| New York Transportation Development Corp                 | NEW YORK ST TRANSPRTN DEV CORP SPL FAC REVENUE               | CUSIP: 650116AS5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1145000 | PA      | $1051232.74   | 1.80%             | 2041-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Hempstead Town Local Development Corp                    | HEMPSTEAD TOWN NY LOCAL DEV CORP REVENUE                     | CUSIP: 424682JP8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    405000 | PA      | $433827.37    | 0.74%             | 2031-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Build NYC Resource Corp                                  | BUILD NYC RESOURCE CORP NY REVENUE                           | CUSIP: 12008EGZ3<br>LEI: 549300GROJFKMNLWEK84 | Long             | DBT              | MUN               | US        |    325000 | PA      | $338209.95    | 0.58%             | 2030-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Build NYC Resource Corp                                  | BUILD NYC RESOURCE CORP NY REVENUE                           | CUSIP: 12008ERW8<br>LEI: 549300GROJFKMNLWEK84 | Long             | DBT              | MUN               | US        |    750000 | PA      | $703550.25    | 1.21%             | 2051-06-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| New York State Dormitory Authority                       | NEW YORK ST DORM AUTH REVENUES NON ST SUPPORTED DEBT         | CUSIP: 64990CQA2<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    400000 | PA      | $403772.08    | 0.69%             | 2035-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Dutchess County Local Development Corp                   | DUTCHESS CNTY NY LOCAL DEV CORP REVENUE                      | CUSIP: 267045HV7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    275000 | PA      | $278875.74    | 0.48%             | 2046-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Oneida County Local Development Corp                     | ONEIDA CO NY LOCAL DEV CORP REVENUE                          | CUSIP: 682440BM3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $1907005.80   | 3.27%             | 2049-12-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| New York State Dormitory Authority                       | NEW YORK ST DORM AUTH REVENUES NON ST SUPPORTED DEBT         | CUSIP: 64990CQC8<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    400000 | PA      | $401889.04    | 0.69%             | 2037-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| County of Nassau NY                                      | NASSAU CNTY NY                                               | CUSIP: 63165TJZ9<br>LEI: 549300ICRCGQYCPS7T40 | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2008453.00   | 3.44%             | 2028-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Triborough Bridge & Tunnel Authority                     | TRIBOROUGH NY BRIDGE & TUNNEL AUTH SPL OBLG                  | CUSIP: 896033QG5<br>LEI: 54930020ZN4LQF7K3456 | Long             | DBT              | MUN               | US        |     35000 | PA      | $35686.33     | 0.06%             | 2024-01-01      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| New York State Dormitory Authority                       | NEW YORK ST DORM AUTH REVENUES NON ST SUPPORTED DEBT         | CUSIP: 649907L91<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    460000 | PA      | $470649.69    | 0.81%             | 2026-01-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| New York Transportation Development Corp                 | NEW YORK ST TRANSPRTN DEV CORP EXEMPT FAC REVENUE            | CUSIP: 650110AE9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $1709274.60   | 2.93%             | 2053-04-30      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| New York Liberty Development Corp                        | NEW YORK ST LIBERTY DEV CORP LIBERTY REVENUE                 | CUSIP: 649519DH5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $687830.63    | 1.18%             | 2069-09-15      | Fixed         | 2.80%                 | No            |                  2 | On Loan: No      |
| New York State Housing Finance Agency                    | NEW YORK ST HSG FIN AGY                                      | CUSIP: 64987D6J8<br>LEI: 5493000LS7KCDB02O506 | Long             | DBT              | MUN               | US        |    830000 | PA      | $604865.74    | 1.04%             | 2044-11-01      | Fixed         | 2.45%                 | No            |                  2 | On Loan: No      |
| New York Liberty Development Corp                        | NEW YORK ST LIBERTY DEV CORP LIBERTY REVENUE                 | CUSIP: 649519DC6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $500335.30    | 0.86%             | 2040-11-15      | Fixed         | 5.38%                 | No            |                  2 | On Loan: No      |
| Puerto Rico Sales Tax Financing Corp Sales Tax Revenue   | PUERTO RICO SALES TAX FING CORP SALES TAX REVENUE            | CUSIP: 74529JPX7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   5017000 | PA      | $4942992.73   | 8.47%             | 2058-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Build NYC Resource Corp                                  | BUILD NYC RESOURCE CORP NY REVENUE                           | CUSIP: 12008EGE0<br>LEI: 549300GROJFKMNLWEK84 | Long             | DBT              | MUN               | US        |    565000 | PA      | $567112.31    | 0.97%             | 2024-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Territory of Guam                                        | GUAM GOVT BUSINESS PRIVILEGE TAX REVENUE                     | CUSIP: 40065NCQ8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $197623.58    | 0.34%             | 2036-01-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Utility Debt Securitization Authority                    | UTILITY DEBT SECURITIZATION AUTH NY                          | CUSIP: 91802RAG4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   3000000 | PA      | $3063906.60   | 5.25%             | 2028-12-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Niagara Frontier Transportation Authority                | NIAGARA NY FRONTIER TRANSPRTN AUTH                           | CUSIP: 653544EF9<br>LEI: 2549006J37UHUDTNJV60 | Long             | DBT              | MUN               | US        |    350000 | PA      | $371720.13    | 0.64%             | 2039-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| New York State Environmental Facilities Corp             | NEW YORK ST ENVRNMNTL FACS CORP SOL WST DISP REVENUE         | CUSIP: 649852AS9<br>LEI: 549300QJ33JJW73OQO60 | Long             | DBT              | MUN               | US        |    500000 | PA      | $475361.85    | 0.81%             | 2050-09-01      | Floating      | 2.75%                 | No            |                  2 | On Loan: No      |
| Westchester County Local Development Corp                | WESTCHESTER CNTY NY LOCAL DEV CORP REVENUE                   | CUSIP: 95737TCC8<br>LEI: 549300KOSU8OC75V9238 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $824063.30    | 1.41%             | 2037-11-01      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| New York Transportation Development Corp                 | NEW YORK ST TRANSPRTN DEV CORP SPL FAC REVENUE               | CUSIP: 650116BP0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1499990.10   | 2.57%             | 2031-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Public Finance Authority                                 | PUBLIC FIN AUTH WI RETMNT FAC REVENUE                        | CUSIP: 74444VAN0<br>LEI: 5493004S6D3NA627K012 | Long             | DBT              | MUN               | US        |    300000 | PA      | $270600.30    | 0.46%             | 2054-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| St Croix Chippewa Indians of Wisconsin                   | ST CROIX CHIPPEWA INDIANS OF WISCONSIN                       | CUSIP: 788400AA7<br>LEI: 5493006ZQ04VD450FS17 | Long             | DBT              | MUN               | US        |    800000 | PA      | $619482.96    | 1.06%             | 2041-09-30      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| New York State Dormitory Authority                       | NEW YORK ST DORM AUTH REVENUES NON ST SUPPORTED DEBT         | CUSIP: 64990CLF6<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    615000 | PA      | $618898.12    | 1.06%             | 2026-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Hempstead Town Local Development Corp                    | HEMPSTEAD TOWN NY LOCAL DEV CORP REVENUE                     | CUSIP: 424682JR4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    450000 | PA      | $478896.84    | 0.82%             | 2033-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Monroe County Industrial Development Corp/NY             | MONROE CNTY NY INDL DEV CORP REVENUE                         | CUSIP: 61075TDQ8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1120000 | PA      | $1122122.06   | 1.92%             | 2023-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Albany Capital Resource Corp                             | ALBANY NY CAPITAL RESOURCE CORP                              | CUSIP: 012432BQ2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    375000 | PA      | $383945.03    | 0.66%             | 2028-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Louisiana Public Facilities Authority                    | LOUISIANA ST PUBLIC FACS AUTHREVENUE                         | CUSIP: 546398T99<br>LEI: 549300RQIPT5S4P4M065 | Long             | DBT              | MUN               | US        |    500000 | PA      | $506012.15    | 0.87%             | 2028-12-15      | Fixed         | 7.63%                 | No            |                  2 | On Loan: No      |
| City of Goddard KS                                       | GODDARD KS SALES TAX SPL OBLG REVENUE                        | CUSIP: 380278AE1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    420000 | PA      | $374046.12    | 0.64%             | 2034-06-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| Buffalo & Erie County Industrial Land Development Corp   | BUFFALO & ERIE CNTY NY INDL LAND DEV CORP REVENUE            | CUSIP: 11943KDC3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $476262.65    | 0.82%             | 2047-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Monroe County Industrial Development Corp/NY             | MONROE CNTY NY INDL DEV CORP REVENUE                         | CUSIP: 61075TFM5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $506030.65    | 0.87%             | 2025-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Triborough Bridge & Tunnel Authority                     | TRIBOROUGH NY BRIDGE & TUNNEL AUTH REVENUES                  | CUSIP: 89602REB7<br>LEI: 54930020ZN4LQF7K3456 | Long             | DBT              | MUN               | US        |    400000 | PA      | $400000.00    | 0.69%             | 2032-01-01      | Floating      | 1.20%                 | No            |                  2 | On Loan: No      |
| TSASC Inc/NY                                             | TSASC INC NY                                                 | CUSIP: 898526FF0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   3000000 | PA      | $3079284.90   | 5.28%             | 2041-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| South Carolina Jobs-Economic Development Authority       | SOUTH CAROLINA ST JOBS-ECON DEV AUTH SOL WST DISP REVENUE    | CUSIP: 83704DAM8<br>LEI: 5493006X47I9VG3DL112 | Long             | DBT              | MUN               | US        |    300000 | PA      | $220188.15    | 0.38%             | 2051-06-01      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| Buffalo & Erie County Industrial Land Development Corp   | BUFFALO & ERIE CNTY NY INDL LAND DEV CORP REVENUE            | CUSIP: 11943KCN0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $512233.35    | 0.88%             | 2028-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Metropolitan Transportation Authority                    | MET TRANSPRTN AUTH NY REVENUE                                | CUSIP: 59261AH83<br>LEI: 5493000TKYODLXADQD60 | Long             | DBT              | MUN               | US        |   2000000 | PA      | $1785143.00   | 3.06%             | 2049-11-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Yonkers Economic Development Corp                        | YONKERS NY ECON DEV CORP EDUCTNL REVENUE                     | CUSIP: 98608MAF8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    665000 | PA      | $618688.60    | 1.06%             | 2049-10-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Matching Fund Special Purpose Securitization Corp        | MATCHING FUND SPL PURPOSE SECURITIZTN CORP                   | CUSIP: 57665NAG0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $998788.40    | 1.71%             | 2039-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Trust for Cultural Resources of The City of New York/The | NEW YORK CITY NY TRUST FOR CULTURAL RESOURCES                | CUSIP: 649717VL6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $781860.75    | 1.34%             | 2035-12-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| New York Transportation Development Corp                 | NEW YORK ST TRANSPRTN DEV CORP SPL FAC REVENUE               | CUSIP: 650116CM6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2084338.80   | 3.57%             | 2033-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Broome County Local Development Corp                     | BROOME CNTY NY LOCAL DEV CORP REVENUE                        | CUSIP: 114731BE1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $568435.13    | 0.97%             | 2047-01-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Suffolk County Judicial Facilities Agency                | SUFFOLK CNTY NY JUDICIAL FACS AGY LEASE REVENUE              | CUSIP: 864744AM9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1980000 | PA      | $2009418.25   | 3.44%             | 2025-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Niagara Ny Area Dev Corp Solid Waste Disp Fac Revenue    | NIAGARA NY AREA DEV CORP SOLID WASTE DISP FAC REVENUE        | CUSIP: 653542AC4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $910262.80    | 1.56%             | 2042-11-01      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| Build NYC Resource Corp                                  | BUILD NYC RESOURCE CORP NY REVENUE                           | CUSIP: 12008EGV2<br>LEI: 549300GROJFKMNLWEK84 | Long             | DBT              | MUN               | US        |    155000 | PA      | $162761.69    | 0.28%             | 2026-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Monroe County Industrial Development Corp/NY             | MONROE CNTY NY INDL DEV CORP REVENUE                         | CUSIP: 61075TFN3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $250852.13    | 0.43%             | 2026-10-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Nassau County Local Economic Assistance Corp             | NASSAU CNTY NY LOCAL ECON ASSISTANCE CORP REVENUE            | CUSIP: 63166LDA6<br>LEI: 549300FCI13UFG0Y6Y37 | Long             | DBT              | MUN               | US        |    500000 | PA      | $503985.40    | 0.86%             | 2023-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Westchester County Local Development Corp                | WESTCHESTER CNTY NY LOCAL DEV CORP REVENUE                   | CUSIP: 95737TCE4<br>LEI: 549300KOSU8OC75V9238 | Long             | DBT              | MUN               | US        |    825000 | PA      | $845721.77    | 1.45%             | 2030-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Build NYC Resource Corp                                  | BUILD NYC RESOURCE CORP NY REVENUE                           | CUSIP: 12008EBY1<br>LEI: 549300GROJFKMNLWEK84 | Long             | DBT              | MUN               | US        |    100000 | PA      | $99971.69     | 0.17%             | 2023-04-15      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| New Hope Cultural Education Facilities Finance Corp      | NEW HOPE CULTURAL EDU FACS FIN CORP TX SENIOR LIVING REVENUE | CUSIP: 64542PEQ4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    325000 | PA      | $292500.00    | 0.50%             | 2053-12-01      | Fixed         | 7.25%                 | No            |                  2 | On Loan: No      |
| Port Authority of New York & New Jersey                  | PORT AUTH OF NEW YORK & NEW JERSEY NY                        | CUSIP: 73358WH23<br>LEI: 54930006MR4KZ4W74Z83 | Long             | DBT              | MUN               | US        |    500000 | PA      | $523485.10    | 0.90%             | 2057-04-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Niagara Frontier Transportation Authority                | NIAGARA NY FRONTIER TRANSPRTN AUTH                           | CUSIP: 653544ED4<br>LEI: 2549006J37UHUDTNJV60 | Long             | DBT              | MUN               | US        |    375000 | PA      | $400700.36    | 0.69%             | 2037-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Yonkers Industrial Development Agency                    | YONKERS NY INDL DEV AGY SCH FAFAC REV                        | CUSIP: 986094BK5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2199313.60   | 3.77%             | 2047-05-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Westchester County Local Development Corp                | WESTCHESTER CNTY NY LOCAL DEV CORP REVENUE                   | CUSIP: 95737TBG0<br>LEI: 549300KOSU8OC75V9238 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $933427.50    | 1.60%             | 2030-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| California Pollution Control Financing Authority         | CALIFORNIA ST POLL CONTROL FIN AUTH SOL WST DISP REVENUE     | CUSIP: 130536RG2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    345000 | PA      | $231000.93    | 0.40%             | 2040-12-01      | Fixed         | 7.50%                 | No            |                  2 | On Loan: No      |
| Guam Power Authority                                     | GUAM PWR AUTH REVENUE                                        | CUSIP: 400653KB6<br>LEI: 549300IPOV320QCKW060 | Long             | DBT              | MUN               | US        |   1035000 | PA      | $1129082.54   | 1.94%             | 2036-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| New York State Dormitory Authority                       | NEW YORK ST DORM AUTH REVENUES NON ST SUPPORTED DEBT         | CUSIP: 64990CQB0<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    200000 | PA      | $201314.92    | 0.35%             | 2036-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| New York State Dormitory Authority                       | NEW YORK ST DORM AUTH REVENUES NON ST SUPPORTED DEBT         | CUSIP: 649907M41<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    275000 | PA      | $281841.92    | 0.48%             | 2029-01-01      | Fixed         | 4.13%                 | No            |                  2 | On Loan: No      |
| Albany Capital Resource Corp                             | ALBANY NY CAPITAL RESOURCE CORP                              | CUSIP: 012432BR0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    270000 | PA      | $276210.30    | 0.47%             | 2029-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Build NYC Resource Corp                                  | BUILD NYC RESOURCE CORP NY REVENUE                           | CUSIP: 12008ERT5<br>LEI: 549300GROJFKMNLWEK84 | Long             | DBT              | MUN               | US        |    450000 | PA      | $340667.01    | 0.58%             | 2056-06-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| New York City Industrial Development Agency              | NEW YORK CITY NY INDL DEV AGY REVENUE                        | CUSIP: 64971PKK0<br>LEI: 549300XR20ZR5DHL9534 | Long             | DBT              | MUN               | US        |   2000000 | PA      | $1543463.20   | 2.65%             | 2049-03-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Commonwealth of Puerto Rico                              | PUERTO RICO CMWLTH                                           | CUSIP: 74514L3P0<br>LEI: 549300X44HXPLJU48U63 | Long             | DBT              | MUN               | US        |    750000 | PA      | $625358.10    | 1.07%             | 2046-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| New York State Dormitory Authority                       | NEW YORK ST DORM AUTH REVENUES NON ST SUPPORTED DEBT         | CUSIP: 649907VA7<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    780000 | PA      | $784453.02    | 1.34%             | 2025-07-01      | Fixed         | 4.63%                 | No            |                  2 | On Loan: No      |
| Suffolk Tobacco Asset Securitization Corp                | SUFFOLK NY TOBACCO ASSET SECURITIZATION CORP TOBACCO SETTLEM | CUSIP: 864809CC0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1750000 | PA      | $1732680.78   | 2.97%             | 2050-06-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Dutchess County Local Development Corp                   | DUTCHESS CNTY NY LOCAL DEV CORP REVENUE                      | CUSIP: 267045HU9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $203837.24    | 0.35%             | 2041-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| New York State Dormitory Authority                       | NEW YORK ST DORM AUTH REVENUES NON ST SUPPORTED DEBT         | CUSIP: 65000BJX7<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   1450000 | PA      | $1552839.22   | 2.66%             | 2048-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Nassau County Local Economic Assistance Corp             | NASSAU CNTY NY LOCAL ECON ASSISTANCE CORP REVENUE            | CUSIP: 63166LCS8<br>LEI: 549300FCI13UFG0Y6Y37 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1029570.60   | 1.77%             | 2027-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Monroe County Industrial Development Corp/NY             | MONROE CNTY NY INDL DEV CORP REVENUE                         | CUSIP: 61075TKQ0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    300000 | PA      | $307302.39    | 0.53%             | 2029-01-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Westchester County Local Development Corp                | WESTCHESTER CNTY NY LOCAL DEV CORP REVENUE                   | CUSIP: 95737TFF8<br>LEI: 549300KOSU8OC75V9238 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $969960.80    | 1.66%             | 2051-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Hempstead Town Local Development Corp                    | HEMPSTEAD TOWN NY LOCAL DEV CORP REVENUE                     | CUSIP: 424682JQ6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    425000 | PA      | $453966.09    | 0.78%             | 2032-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| TSASC Inc/NY                                             | TSASC INC NY                                                 | CUSIP: 898526EW4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    580000 | PA      | $615605.04    | 1.06%             | 2028-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Buffalo & Erie County Industrial Land Development Corp   | BUFFALO & ERIE CNTY NY INDL LAND DEV CORP REVENUE            | CUSIP: 11943KCM2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $513693.25    | 0.88%             | 2027-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Build NYC Resource Corp                                  | BUILD NYC RESOURCE CORP NY REVENUE                           | CUSIP: 12008EDD5<br>LEI: 549300GROJFKMNLWEK84 | Long             | DBT              | MUN               | US        |    225000 | PA      | $231139.22    | 0.40%             | 2029-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Monroe County Industrial Development Corp/NY             | MONROE CNTY NY INDL DEV CORP REVENUE                         | CUSIP: 61075TFL7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $505830.30    | 0.87%             | 2024-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| New York State Dormitory Authority                       | NEW YORK ST DORM AUTH REVENUES NON ST SUPPORTED DEBT         | CUSIP: 64990GGE6<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1532734.80   | 2.63%             | 2035-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Metropolitan Transportation Authority                    | MET TRANSPRTN AUTH NY REVENUE                                | CUSIP: 59261AG43<br>LEI: 5493000TKYODLXADQD60 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1536685.65   | 2.63%             | 2050-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| New York State Dormitory Authority                       | NEW YORK ST DORM AUTH REVENUES NON ST SUPPORTED DEBT         | CUSIP: 649907UC4<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   1350000 | PA      | $1364513.45   | 2.34%             | 2028-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| New York Transportation Development Corp                 | NEW YORK ST TRANSPRTN DEV CORP SPL FAC REVENUE               | CUSIP: 650116EX0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    400000 | PA      | $378239.24    | 0.65%             | 2042-12-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| New York Transportation Development Corp                 | NEW YORK ST TRANSPRTN DEV CORP SPL FAC REVENUE               | CUSIP: 650116DX1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    100000 | PA      | $92193.60     | 0.16%             | 2042-12-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| City of Goddard KS                                       | GODDARD KS SALES TAX SPL OBLG REVENUE                        | CUSIP: 380278AC5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    220000 | PA      | $209329.43    | 0.36%             | 2030-06-01      | Fixed         | 3.60%                 | No            |                  2 | On Loan: No      |
| Mission Economic Development Corp                        | MISSION TX ECON DEV CORP WTR SPLY REVENUE                    | CUSIP: 605149AB9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    393043 | PA      | $7860.87      | 0.01%             | 2045-01-01      | Fixed         | 7.75%                 | No            |                  2 | On Loan: No      |
| Build NYC Resource Corp                                  | BUILD NYC RESOURCE CORP NY REVENUE                           | CUSIP: 12008ENJ1<br>LEI: 549300GROJFKMNLWEK84 | Long             | DBT              | MUN               | US        |    750000 | PA      | $712503.08    | 1.22%             | 2047-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Southern Ohio Port Authority                             | STHRN OH PORT EXEMPT FAC REVENUE                             | CUSIP: 84355AAC6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    230000 | PA      | $167117.38    | 0.29%             | 2042-12-01      | Fixed         | 7.00%                 | No            |                  2 | On Loan: No      |
| State of New York Mortgage Agency                        | NEW YORK ST MTGE AGY HOMEOWNER MTGE REVENUE                  | CUSIP: 649883D28<br>LEI: 549300ZQWNLLIG564027 | Long             | DBT              | MUN               | US        |   1045000 | PA      | $1047064.08   | 1.80%             | 2027-04-01      | Fixed         | 3.45%                 | No            |                  2 | On Loan: No      |
| Build NYC Resource Corp                                  | BUILD NYC RESOURCE CORP NY REVENUE                           | CUSIP: 12008ELQ7<br>LEI: 549300GROJFKMNLWEK84 | Long             | DBT              | MUN               | US        |   1250000 | PA      | $1078241.00   | 1.85%             | 2045-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Build NYC Resource Corp                                  | BUILD NYC RESOURCE CORP NY REVENUE                           | CUSIP: 12008EGX8<br>LEI: 549300GROJFKMNLWEK84 | Long             | DBT              | MUN               | US        |    195000 | PA      | $203865.17    | 0.35%             | 2028-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Buffalo & Erie County Industrial Land Development Corp   | BUFFALO & ERIE CNTY NY INDL LAND DEV CORP REVENUE            | CUSIP: 11943KCX8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1325000 | PA      | $1373515.14   | 2.35%             | 2035-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Oneida County Local Development Corp                     | ONEIDA CO NY LOCAL DEV CORP REVENUE                          | CUSIP: 682440BL5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1250000 | PA      | $1003442.50   | 1.72%             | 2044-12-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Niagara Frontier Transportation Authority                | NIAGARA NY FRONTIER TRANSPRTN AUTH                           | CUSIP: 653544EE2<br>LEI: 2549006J37UHUDTNJV60 | Long             | DBT              | MUN               | US        |    350000 | PA      | $372941.35    | 0.64%             | 2038-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Build NYC Resource Corp                                  | BUILD NYC RESOURCE CORP NY SOL WST DISP REVENUE              | CUSIP: 12008HAB5<br>LEI: 549300GROJFKMNLWEK84 | Long             | DBT              | MUN               | US        |    100000 | PA      | $101486.85    | 0.17%             | 2025-01-01      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| New York State Dormitory Authority                       | NEW YORK ST DORM AUTH REVENUES NON ST SUPPORTED DEBT         | CUSIP: 649907M25<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    470000 | PA      | $480881.21    | 0.82%             | 2027-01-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Territory of Guam                                        | GUAM GOVT HOTEL OCCUPANCY TAX REVENUE                        | CUSIP: 40065KAU7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    650000 | PA      | $706168.19    | 1.21%             | 2035-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| New York State Housing Finance Agency                    | NEW YORK ST HSG FIN AGY REVENUE                              | CUSIP: 64986UUA3<br>LEI: 5493000LS7KCDB02O506 | Long             | DBT              | MUN               | US        |    660000 | PA      | $660008.32    | 1.13%             | 2027-11-01      | Fixed         | 3.05%                 | No            |                  2 | On Loan: No      |
| New York State Environmental Facilities Corp             | NEW YORK ST ENVRNMNTL FACS CORP SOL WST DISP REVENUE         | CUSIP: 649852AQ3<br>LEI: 549300QJ33JJW73OQO60 | Long             | DBT              | MUN               | US        |    500000 | PA      | $439893.20    | 0.75%             | 2044-12-01      | Floating      | 2.88%                 | No            |                  2 | On Loan: No      |
| American Samoa Economic Development Authority            | AMERICAN SAMOA AS ECON DEV AUTH GEN REVENUE                  | CUSIP: 02936TAA9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $527099.45    | 0.90%             | 2029-09-01      | Fixed         | 6.25%                 | No            |                  2 | On Loan: No      |
| Build NYC Resource Corp                                  | BUILD NYC RESOURCE CORP NY REVENUE                           | CUSIP: 12008EDA1<br>LEI: 549300GROJFKMNLWEK84 | Long             | DBT              | MUN               | US        |    270000 | PA      | $277760.10    | 0.48%             | 2026-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Build NYC Resource Corp                                  | BUILD NYC RESOURCE CORP NY REVENUE                           | CUSIP: 12008EGY6<br>LEI: 549300GROJFKMNLWEK84 | Long             | DBT              | MUN               | US        |    220000 | PA      | $229395.47    | 0.39%             | 2029-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Monroe County Industrial Development Corp/NY             | MONROE CNTY NY INDL DEV CORP REVENUE                         | CUSIP: 61075TDS4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    210000 | PA      | $210372.62    | 0.36%             | 2025-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| New York State Dormitory Authority                       | NEW YORK ST DORM AUTH REVENUES NON ST SUPPORTED DEBT         | CUSIP: 649907M33<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    200000 | PA      | $204630.30    | 0.35%             | 2028-01-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-24

**Name of Applicant:** Neuberger Berman New York Municipal Fund Inc.

**Signature:** John McGovern

**Name of Signer:** John McGovern

**Title:** Treasurer