# EDGAR Filing Document

**Accession Number:** 0001436866
**File Stem:** 0001172661-23-000813
**Filing Date:** 2023-2
**Character Count:** 19217
**Document Hash:** 2c96cf2084d6c0e12a2f99e0814556ff
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001172661-23-000813.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001172661-23-000813

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** 1607 Capital Partners, LLC
- **CENTRAL INDEX KEY:** 0001436866
- **IRS NUMBER:** 260529973
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-13406
- **FILM NUMBER:** 23622772

**BUSINESS ADDRESS:**
- **STREET 1:** 13 S. 13TH STREET
- **STREET 2:** SUITE 400
- **CITY:** RICHMOND
- **STATE:** VA
- **ZIP:** 23219
- **BUSINESS PHONE:** 1-804-525-1750

**MAIL ADDRESS:**
- **STREET 1:** 13 S. 13TH STREET
- **STREET 2:** SUITE 400
- **CITY:** RICHMOND
- **STATE:** VA
- **ZIP:** 23219

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** 1607 Capital Partners LLC<br>**Address:** 13 S. 13th Street<br>Suite 400<br>Richmond, VA 23219

**Form 13F File Number:** 028-13406

**CRD Number (if applicable):** 000144758

**SEC File Number (if applicable):** 801-68322

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Bryan Huntley<br>**Title:** Partner Finance and Operations/Chief Compliance Officer<br>**Phone:** 1-804-525-1750

**Signature, Place, and Date of Signing:**

/s/   Bryan Huntley  Richmond, VA  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 143

**Form 13F Information Table Value Total:** $1456746545

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABRDN AUSTRALIA EQUITY FD IN | COM | 003011103 |  | 3908237 | 890259 | SH |  | SOLE |  | 890259 | 0 | 0 |
| ABRDN EMRG MKTS EQTY INCM FD | COM | 00301W105 |  | 18783456 | 3647273 | SH |  | SOLE |  | 3647273 | 0 | 0 |
| ABRDN JAPAN EQUITY FUND INC | COM | 00306J109 |  | 16948837 | 3210007 | SH |  | SOLE |  | 3210007 | 0 | 0 |
| ABRDN TOTAL DYNAMIC DIVIDEND | COM SH BEN INT | 00326L100 |  | 16642447 | 2133647 | SH |  | SOLE |  | 2133647 | 0 | 0 |
| ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 |  | 36456724 | 2507340 | SH |  | SOLE |  | 2507340 | 0 | 0 |
| ALLIANCEBERNSTEIN NATL MUN I | COM | 01864U106 |  | 2662287 | 254035 | SH |  | SOLE |  | 254035 | 0 | 0 |
| ALLSPRING UTILITIES AND HIGH | WF UTILITIES INC | 94987E109 |  | 1836173 | 163944 | SH |  | SOLE |  | 163944 | 0 | 0 |
| BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 |  | 6778096 | 625863 | SH |  | SOLE |  | 625863 | 0 | 0 |
| BLACKROCK CAP ALLOCATION TR | COM | 09260U109 |  | 2970954 | 214200 | SH |  | SOLE |  | 214200 | 0 | 0 |
| BLACKROCK CR ALLOCATION INCO | COM | 092508100 |  | 6526782 | 646216 | SH |  | SOLE |  | 646216 | 0 | 0 |
| BLACKROCK ENERGY  RES TR | COM | 09250U101 |  | 521862 | 41649 | SH |  | SOLE |  | 41649 | 0 | 0 |
| BLACKROCK ENHANCED GLOBAL DI | COM | 092501105 |  | 23563125 | 2464762 | SH |  | SOLE |  | 2464762 | 0 | 0 |
| BLACKROCK ENHANCED GOVT FD I | COM | 09255K108 |  | 9135268 | 943726 | SH |  | SOLE |  | 943726 | 0 | 0 |
| BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 092524107 |  | 14411516 | 2870820 | SH |  | SOLE |  | 2870820 | 0 | 0 |
| BLACKROCK ESG CAP ALLC TR | SHS BEN INT | 09262F100 |  | 4622593 | 344199 | SH |  | SOLE |  | 344199 | 0 | 0 |
| BLACKROCK FLOATING RATE INC | COM | 091941104 |  | 3461722 | 316428 | SH |  | SOLE |  | 316428 | 0 | 0 |
| BLACKROCK HEALTH SCIENCS TR | COM SHS | 09260E105 |  | 23382082 | 1515365 | SH |  | SOLE |  | 1515365 | 0 | 0 |
| BLACKROCK INCOME TR INC | COM NEW | 09247F209 |  | 3207795 | 259951 | SH |  | SOLE |  | 259951 | 0 | 0 |
| BLACKROCK INNOVATION AND GRW | SHS BEN INT | 09260Q108 |  | 5432637 | 797744 | SH |  | SOLE |  | 797744 | 0 | 0 |
| BLACKROCK MUN INCOME TR | SH BEN INT | 09248F109 |  | 1877920 | 186672 | SH |  | SOLE |  | 186672 | 0 | 0 |
| BLACKROCK MUNIVEST FD INC | COM | 09253R105 |  | 5546585 | 791239 | SH |  | SOLE |  | 791239 | 0 | 0 |
| BLACKROCK MUNIYIELD QUALITY | COM | 09254E103 |  | 8198232 | 731332 | SH |  | SOLE |  | 731332 | 0 | 0 |
| BLACKROCK SCIENCE  TECHNOLO | SHS BEN INT | 09260K101 |  | 8583701 | 548830 | SH |  | SOLE |  | 548830 | 0 | 0 |
| BLACKSTONE SENIOR FLOATNG RA | COM | 09256U105 |  | 2053436 | 165200 | SH |  | SOLE |  | 165200 | 0 | 0 |
| BNY MELLON ALCENTRA GLOBAL C | COM | 05588N108 |  | 351475 | 49784 | SH |  | SOLE |  | 49784 | 0 | 0 |
| BNY MELLON HIGH YIELD STRATE | SH BEN INT | 09660L105 |  | 834067 | 386142 | SH |  | SOLE |  | 386142 | 0 | 0 |
| BNY MELLON MUN INCOME INC | COM | 05589T104 |  | 2213304 | 353563 | SH |  | SOLE |  | 353563 | 0 | 0 |
| CENTRAL  EASTERN EUROPE FD | COM | 153436100 |  | 526509 | 63742 | SH |  | SOLE |  | 63742 | 0 | 0 |
| CENTRAL SECS CORP | COM | 155123102 |  | 11482110 | 343889 | SH |  | SOLE |  | 343889 | 0 | 0 |
| CHINA FD INC | COM | 169373107 |  | 2501738 | 193633 | SH |  | SOLE |  | 193633 | 0 | 0 |
| COHEN  STEERS TAX ADVAN PFD | COM | 19249X108 |  | 1565562 | 88600 | SH |  | SOLE |  | 88600 | 0 | 0 |
| CREDIT SUISSE HIGH YIELD BD | SH BEN INT | 22544F103 |  | 7179645 | 4079344 | SH |  | SOLE |  | 4079344 | 0 | 0 |
| CUSHING MLP  INFRASTRUCT | COM NEW | 231631300 |  | 3326317 | 99086 | SH |  | SOLE |  | 99086 | 0 | 0 |
| DTF TAX-FREE INCOME 2028 TER | COM | 23334J107 |  | 6417677 | 588238 | SH |  | SOLE |  | 588238 | 0 | 0 |
| DWS MUN INCOME TR | COM | 233368109 |  | 21879921 | 2541222 | SH |  | SOLE |  | 2541222 | 0 | 0 |
| DWS STRATEGIC MUN INCOME TR | COM | 23342Q101 |  | 4511923 | 552255 | SH |  | SOLE |  | 552255 | 0 | 0 |
| EATON VANCE CALIF MUN BD FD | COM | 27828A100 |  | 1709459 | 197854 | SH |  | SOLE |  | 197854 | 0 | 0 |
| EATON VANCE FLTING RATE INC | COM | 278279104 |  | 2993191 | 269900 | SH |  | SOLE |  | 269900 | 0 | 0 |
| EATON VANCE MUNI INCOME TRUS | SH BEN INT | 27826U108 |  | 3626307 | 367407 | SH |  | SOLE |  | 367407 | 0 | 0 |
| EATON VANCE NATL MUN OPPORT | COM SHS | 27829L105 |  | 8272686 | 503511 | SH |  | SOLE |  | 503511 | 0 | 0 |
| EATON VANCE NEW YORK MUN BD | COM | 27827Y109 |  | 1460089 | 162052 | SH |  | SOLE |  | 162052 | 0 | 0 |
| EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 |  | 1271228 | 116200 | SH |  | SOLE |  | 116200 | 0 | 0 |
| EATON VANCE TAX-ADVANTAGED G | COM | 27828U106 |  | 1454744 | 69472 | SH |  | SOLE |  | 69472 | 0 | 0 |
| EUROPEAN EQUITY FD INC | COM | 298768102 |  | 14439660 | 1925288 | SH |  | SOLE |  | 1925288 | 0 | 0 |
| FEDERATED HERMES PREM MUNI I | COM | 31423P108 |  | 3246169 | 309159 | SH |  | SOLE |  | 309159 | 0 | 0 |
| FIRST TR DYNAMIC EUROPE EQUI | COM SHS | 33740D107 |  | 16348341 | 1449321 | SH |  | SOLE |  | 1449321 | 0 | 0 |
| FIRST TR HIGH YIELD OPPRT 20 | COM | 33741Q107 |  | 2667692 | 197900 | SH |  | SOLE |  | 197900 | 0 | 0 |
| FIRST TR MTG INCOME FD | COM SHS | 33734E103 |  | 3816736 | 340476 | SH |  | SOLE |  | 340476 | 0 | 0 |
| FIRST TR SR FLTG RATE INCOME | COM | 33733U108 |  | 4434833 | 465355 | SH |  | SOLE |  | 465355 | 0 | 0 |
| FRANKLIN LTD DURATION INCOME | COM | 35472T101 |  | 5519864 | 888867 | SH |  | SOLE |  | 888867 | 0 | 0 |
| GABELLI DIVID  INCOME TR | COM | 36242H104 |  | 5874674 | 285040 | SH |  | SOLE |  | 285040 | 0 | 0 |
| GAMCO NAT RES GOLD  INCOME | SH BEN INT | 36465E101 |  | 2488131 | 485963 | SH |  | SOLE |  | 485963 | 0 | 0 |
| GENERAL AMERN INVS CO INC | COM | 368802104 |  | 36715711 | 1015649 | SH |  | SOLE |  | 1015649 | 0 | 0 |
| GUGGENHEIM ACTIVE ALLOC FD | COMMON STOCK | 40170T106 |  | 597409 | 44417 | SH |  | SOLE |  | 44417 | 0 | 0 |
| HANCOCK JOHN INCOME SECS TR | COM | 410123103 |  | 9974918 | 936612 | SH |  | SOLE |  | 936612 | 0 | 0 |
| HANCOCK JOHN INVT TR | TAX ADV GLB SH | 41013P749 |  | 1319757 | 266080 | SH |  | SOLE |  | 266080 | 0 | 0 |
| INSIGHT SELECT INCOME FD | COM | 45781W109 |  | 19932583 | 1319165 | SH |  | SOLE |  | 1319165 | 0 | 0 |
| INVESCO BD FD | COM | 46132L107 |  | 12578590 | 802206 | SH |  | SOLE |  | 802206 | 0 | 0 |
| ISHARES INC | MSCI CDA ETF | 464286509 |  | 1224102 | 37400 | SH |  | SOLE |  | 37400 | 0 | 0 |
| ISHARES INC | MSCI SWITZERLAND | 464286749 |  | 51517630 | 1228658 | SH |  | SOLE |  | 1228658 | 0 | 0 |
| ISHARES INC | MSCI JPN ETF NEW | 46434G822 |  | 116621912 | 2142210 | SH |  | SOLE |  | 2142210 | 0 | 0 |
| ISHARES INC | MSCI AUST ETF | 464286103 |  | 24286231 | 1092498 | SH |  | SOLE |  | 1092498 | 0 | 0 |
| ISHARES INC | MSCI EURZONE ETF | 464286608 |  | 52133290 | 1320666 | SH |  | SOLE |  | 1320666 | 0 | 0 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 28788840 | 759600 | SH |  | SOLE |  | 759600 | 0 | 0 |
| ISHARES TR | 7-10 YR TRSY BD | 464287440 |  | 74263023 | 775350 | SH |  | SOLE |  | 775350 | 0 | 0 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 |  | 7684699 | 73700 | SH |  | SOLE |  | 73700 | 0 | 0 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 32609952 | 496800 | SH |  | SOLE |  | 496800 | 0 | 0 |
| ISHARES TR | US TREAS BD ETF | 46429B267 |  | 51631768 | 2272525 | SH |  | SOLE |  | 2272525 | 0 | 0 |
| JAPAN SMALLER CAPITALIZATION | COM | 47109U104 |  | 31581984 | 4873763 | SH |  | SOLE |  | 4873763 | 0 | 0 |
| KOREA FD INC | COM NEW | 500634209 |  | 9638770 | 462735 | SH |  | SOLE |  | 462735 | 0 | 0 |
| LMP CAP  INCOME FD INC | COM | 50208A102 |  | 865953 | 71923 | SH |  | SOLE |  | 71923 | 0 | 0 |
| MACQUARIE GLOBAL INFRASTRUCT | COM | 55608D101 |  | 9492507 | 417804 | SH |  | SOLE |  | 417804 | 0 | 0 |
| MAINSTAY CBRE GBL INFRSTR ME | COM | 56064Q107 |  | 3294660 | 241367 | SH |  | SOLE |  | 241367 | 0 | 0 |
| MEXICO FD INC | COM | 592835102 |  | 2786391 | 189036 | SH |  | SOLE |  | 189036 | 0 | 0 |
| MFS GOVT MKTS INCOME TR | SH BEN INT | 552939100 |  | 13347118 | 4032362 | SH |  | SOLE |  | 4032362 | 0 | 0 |
| MFS INTER INCOME TR | SH BEN INT | 55273C107 |  | 30675363 | 11114262 | SH |  | SOLE |  | 11114262 | 0 | 0 |
| MFS INVT GRADE MUN TR | SH BEN INT | 59318B108 |  | 937953 | 131735 | SH |  | SOLE |  | 131735 | 0 | 0 |
| MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 |  | 332328 | 73687 | SH |  | SOLE |  | 73687 | 0 | 0 |
| MILLER HOWARD HIGH INC EQTY | COM SHS BEN IN | 600379101 |  | 6192754 | 592608 | SH |  | SOLE |  | 592608 | 0 | 0 |
| MORGAN STANLEY CHINA A SH FD | COM | 617468103 |  | 17686512 | 1245529 | SH |  | SOLE |  | 1245529 | 0 | 0 |
| MORGAN STANLEY INDIA INVT FD | COM | 61745C105 |  | 2386143 | 117544 | SH |  | SOLE |  | 117544 | 0 | 0 |
| NEUBERGER BERMAN MUN FD INC | COM | 64124P101 |  | 2254398 | 216353 | SH |  | SOLE |  | 216353 | 0 | 0 |
| NEUBERGER BERMAN NEXT GENERA | COMMON STOCK | 64133Q108 |  | 7307887 | 803506 | SH |  | SOLE |  | 803506 | 0 | 0 |
| NEW GERMANY FD INC | COM | 644465106 |  | 11733874 | 1487183 | SH |  | SOLE |  | 1487183 | 0 | 0 |
| NEW IRELAND FD INC | COM | 645673104 |  | 4442241 | 475106 | SH |  | SOLE |  | 475106 | 0 | 0 |
| NUVEEN AMT-FREE MUN VALUE FD | COM | 670695105 |  | 19744776 | 1450755 | SH |  | SOLE |  | 1450755 | 0 | 0 |
| NUVEEN CALIFORNIA MUNI VLU F | COM STK | 67062C107 |  | 5706437 | 675318 | SH |  | SOLE |  | 675318 | 0 | 0 |
| NUVEEN CORE PLUS IMPACT FUND | COM BEN INT | 67080D103 |  | 17366541 | 1676307 | SH |  | SOLE |  | 1676307 | 0 | 0 |
| NUVEEN FLOATING RATE INCOME | COM | 67072T108 |  | 907489 | 114582 | SH |  | SOLE |  | 114582 | 0 | 0 |
| NUVEEN FLOATING RATE INCOME | COM SHS | 6706EN100 |  | 1208988 | 154800 | SH |  | SOLE |  | 154800 | 0 | 0 |
| NUVEEN GEORGIA QLTY MUN INC | COM | 67072B107 |  | 449561 | 44384 | SH |  | SOLE |  | 44384 | 0 | 0 |
| NUVEEN INT DUR QUAL MUN TRM | COM | 670677103 |  | 921725 | 73797 | SH |  | SOLE |  | 73797 | 0 | 0 |
| NUVEEN INTER DURATION MUN TE | COM | 670671106 |  | 215352 | 16414 | SH |  | SOLE |  | 16414 | 0 | 0 |
| NUVEEN MORTGAGE AND INCOME F | COM | 670735109 |  | 4129524 | 255224 | SH |  | SOLE |  | 255224 | 0 | 0 |
| NUVEEN MULTI-MKT INCOME FD | COM | 67075J107 |  | 7235926 | 1232696 | SH |  | SOLE |  | 1232696 | 0 | 0 |
| NUVEEN MUN INCOME FD INC | COM | 67062J102 |  | 7867659 | 836985 | SH |  | SOLE |  | 836985 | 0 | 0 |
| NUVEEN MUN VALUE FD INC | COM | 670928100 |  | 26675858 | 3101844 | SH |  | SOLE |  | 3101844 | 0 | 0 |
| NUVEEN N Y MUN VALUE FD | COM | 67062M105 |  | 4477143 | 542027 | SH |  | SOLE |  | 542027 | 0 | 0 |
| NUVEEN N Y SELECT TAX FREE I | SH BEN INT | 67063V104 |  | 4254898 | 367118 | SH |  | SOLE |  | 367118 | 0 | 0 |
| NUVEEN REAL ESTATE INCOME FD | COM | 67071B108 |  | 809880 | 107127 | SH |  | SOLE |  | 107127 | 0 | 0 |
| NUVEEN SELECT MAT MUN FD | SH BEN INT | 67061T101 |  | 8831461 | 974775 | SH |  | SOLE |  | 974775 | 0 | 0 |
| NUVEEN SELECT TAX-FREE INCOM | SH BEN INT | 67062F100 |  | 12504589 | 898964 | SH |  | SOLE |  | 898964 | 0 | 0 |
| NUVEEN SR INCOME FD | COM | 67067Y104 |  | 1438506 | 313400 | SH |  | SOLE |  | 313400 | 0 | 0 |
| PGIM SHORT DUR HIG YLD OPP F | COM | 69355J104 |  | 23962857 | 1631236 | SH |  | SOLE |  | 1631236 | 0 | 0 |
| PIONEER FLOATING RATE FUND I | COM | 72369J102 |  | 1768348 | 201636 | SH |  | SOLE |  | 201636 | 0 | 0 |
| PIONEER MUN HIGH INCOME OPPO | COMMON STOCK | 723760104 |  | 3082611 | 289447 | SH |  | SOLE |  | 289447 | 0 | 0 |
| PIONEER MUNICIPAL HIGH INCOM | COM SHS | 723763108 |  | 707627 | 82474 | SH |  | SOLE |  | 82474 | 0 | 0 |
| PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 |  | 3141328 | 981665 | SH |  | SOLE |  | 981665 | 0 | 0 |
| PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 |  | 6812036 | 1876594 | SH |  | SOLE |  | 1876594 | 0 | 0 |
| RIVERNORTH DOUBLELINE STRATE | COM | 76882G107 |  | 764274 | 88050 | SH |  | SOLE |  | 88050 | 0 | 0 |
| ROYCE MICRO-CAP TR INC | COM | 780915104 |  | 7730234 | 890580 | SH |  | SOLE |  | 890580 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 4265690 | 31400 | SH |  | SOLE |  | 31400 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 3526215 | 47300 | SH |  | SOLE |  | 47300 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 |  | 5238030 | 53335 | SH |  | SOLE |  | 53335 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 15945419 | 41695 | SH |  | SOLE |  | 41695 | 0 | 0 |
| SPROTT FOCUS TR INC | COM | 85208J109 |  | 6343092 | 795871 | SH |  | SOLE |  | 795871 | 0 | 0 |
| SWISS HELVETIA FD INC | COM | 870875101 |  | 2432218 | 321722 | SH |  | SOLE |  | 321722 | 0 | 0 |
| TAIWAN FD INC | COM | 874036106 |  | 14233045 | 616416 | SH |  | SOLE |  | 616416 | 0 | 0 |
| TCW STRATEGIC INCOME FD INC | COM | 872340104 |  | 9300379 | 2013069 | SH |  | SOLE |  | 2013069 | 0 | 0 |
| TEKLA HEALTHCARE OPPORTUNITI | SHS | 879105104 |  | 1816498 | 91696 | SH |  | SOLE |  | 91696 | 0 | 0 |
| TEKLA LIFE SCIENCES INVS | SH BEN INT | 87911K100 |  | 5538078 | 389731 | SH |  | SOLE |  | 389731 | 0 | 0 |
| TEMPLETON DRAGON FD INC | COM | 88018T101 |  | 575284 | 56290 | SH |  | SOLE |  | 56290 | 0 | 0 |
| TEMPLETON EMERGING MKTS FD | COM | 880191101 |  | 12047460 | 1054944 | SH |  | SOLE |  | 1054944 | 0 | 0 |
| THORNBURG INCM BUILDER OPP T | COM | 885213108 |  | 3468269 | 242876 | SH |  | SOLE |  | 242876 | 0 | 0 |
| TORTOISE ENERGY INDEPENDENC | COM | 89148K200 |  | 1216183 | 41732 | SH |  | SOLE |  | 41732 | 0 | 0 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 |  | 678013 | 13700 | SH |  | SOLE |  | 13700 | 0 | 0 |
| VIRTUS ARTIFICIAL INTELLIGEN | COM | 92838Y100 |  | 2245067 | 138670 | SH |  | SOLE |  | 138670 | 0 | 0 |
| VIRTUS DIVIDEND INTEREST  P | COM | 92840R101 |  | 13988644 | 1240128 | SH |  | SOLE |  | 1240128 | 0 | 0 |
| VIRTUS GLOBAL MULTI-SECTOR I | COM | 92829B101 |  | 3098636 | 399824 | SH |  | SOLE |  | 399824 | 0 | 0 |
| VOYA EMERGING MKTS HIGH DIVI | COM | 92912P108 |  | 5114035 | 991092 | SH |  | SOLE |  | 991092 | 0 | 0 |
| VOYA GLBL ADV  PREM OPP FD | COM | 92912R104 |  | 427735 | 49165 | SH |  | SOLE |  | 49165 | 0 | 0 |
| VOYA GLBL EQTY DIV  PREM OP | COM | 92912T100 |  | 1495573 | 276446 | SH |  | SOLE |  | 276446 | 0 | 0 |
| WESTERN ASSET DIVERSIFIED IN | COM SHS BEN INT | 95790K109 |  | 21176551 | 1667445 | SH |  | SOLE |  | 1667445 | 0 | 0 |
| WESTERN ASSET HIGH INCOME OP | COM | 95766K109 |  | 5769054 | 1460520 | SH |  | SOLE |  | 1460520 | 0 | 0 |
| WESTERN ASSET HIGH YIELD DEF | COM | 95768B107 |  | 1563382 | 125271 | SH |  | SOLE |  | 125271 | 0 | 0 |
| WESTERN ASSET INTER MUNI FD | COM | 958435109 |  | 10976628 | 1446196 | SH |  | SOLE |  | 1446196 | 0 | 0 |
| WESTERN ASSET INVESTMENT GRA | COM | 95766T100 |  | 8254062 | 712786 | SH |  | SOLE |  | 712786 | 0 | 0 |
| WESTERN ASSET INVT GRADE DEF | COM | 95790A101 |  | 20847549 | 1280562 | SH |  | SOLE |  | 1280562 | 0 | 0 |
| WESTERN ASSET MANAGED MUNS F | COM | 95766M105 |  | 12705510 | 1261719 | SH |  | SOLE |  | 1261719 | 0 | 0 |
| WESTERN ASSET MUN HIGH INCOM | COM | 95766N103 |  | 5314061 | 832925 | SH |  | SOLE |  | 832925 | 0 | 0 |
| WESTERN ASSET MUN PARTNERS F | COM | 95766P108 |  | 3837207 | 329657 | SH |  | SOLE |  | 329657 | 0 | 0 |
| WESTERN ASSET PREMIER BD FD | SHS BEN INT | 957664105 |  | 10211548 | 959732 | SH |  | SOLE |  | 959732 | 0 | 0 |
| WESTERN AST INFL LKD OPP  I | COM | 95766R104 |  | 23618032 | 2586860 | SH |  | SOLE |  | 2586860 | 0 | 0 |

---