# EDGAR Filing Document

**Accession Number:** 0001586052
**File Stem:** 0002085853-25-000057
**Filing Date:** 2025-10
**Character Count:** 24023
**Document Hash:** 2c54734bec87d0cf65dc968582f50c37
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002085853-25-000057.hdr.sgml**: 20251010

**ACCESSION NUMBER**: 0002085853-25-000057

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251010

**DATE AS OF CHANGE**: 20251010

**EFFECTIVENESS DATE**: 20251010

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Focused Wealth Management, Inc
- **CENTRAL INDEX KEY:** 0001586052

**ORGANIZATION NAME:**
- **EIN:** 272575734
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15621
- **FILM NUMBER:** 251386544

**BUSINESS ADDRESS:**
- **STREET 1:** 11 BALMVILLE RD
- **STREET 2:** SUITE 2 NORTH
- **CITY:** NEWBURGH
- **STATE:** NY
- **ZIP:** 12550
- **BUSINESS PHONE:** (845) 691-4035

**MAIL ADDRESS:**
- **STREET 1:** 11 BALMVILLE RD
- **STREET 2:** SUITE 2 NORTH
- **CITY:** NEWBURGH
- **STATE:** NY
- **ZIP:** 12550

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Focused Wealth Management Inc<br>**Address:** 11 Balmville Rd<br>Suite 2 North<br>Newburgh, NY 12550

**Form 13F File Number:** 028-15621

**CRD Number (if applicable):** 000154828

**SEC File Number (if applicable):** 801-71860

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Philip J. DeAngelo<br>**Title:** Managing Director<br>**Phone:** 845-691-4035

**Signature, Place, and Date of Signing:**

/s/ Philip J. DeAngelo  Newburgh, NY  10-10-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 208

**Form 13F Information Table Value Total:** $939327173

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M CO | COM | 88579Y101 |  | 1055224 | 6800 | SH | Call | SOLE |  | 0 | 0 | 0 |
| 3M CO | COM | 88579Y101 |  | 1291498 | 8323 | SH |  | SOLE |  | 8323 | 0 | 0 |
| ABBVIE INC | COM | 00287Y109 |  | 1951190 | 8427 | SH |  | SOLE |  | 8427 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 299150 | 1849 | SH |  | SOLE |  | 1849 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 375333 | 2100 | SH |  | SOLE |  | 2100 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 2223684 | 9130 | SH |  | SOLE |  | 9130 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 681940 | 2800 | SH | Call | SOLE |  | 0 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 10886013 | 44780 | SH |  | SOLE |  | 44780 | 0 | 0 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 2008491 | 30404 | SH |  | SOLE |  | 30404 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 8081613 | 36807 | SH |  | SOLE |  | 36807 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 944151 | 4300 | SH | Call | SOLE |  | 0 | 0 | 0 |
| AMERICAN HEALTHCARE REIT INC | COM SHS | 398182303 |  | 1024163 | 24379 | SH |  | SOLE |  | 24379 | 0 | 0 |
| AMERICAN WTR WKS CO INC NEW | COM | 030420103 |  | 315858 | 2269 | SH |  | SOLE |  | 2269 | 0 | 0 |
| AON PLC | SHS CL A | G0403H108 |  | 432888 | 1214 | SH |  | SOLE |  | 1214 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 27060975 | 106276 | SH |  | SOLE |  | 106276 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 4710655 | 18500 | SH | Call | SOLE |  | 0 | 0 | 0 |
| APPLIED MATLS INC | COM | 038222105 |  | 786067 | 3839 | SH |  | SOLE |  | 3839 | 0 | 0 |
| ARCHER AVIATION INC | COM CL A | 03945R102 |  | 402360 | 42000 | SH |  | SOLE |  | 42000 | 0 | 0 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 |  | 319400 | 5346 | SH |  | SOLE |  | 5346 | 0 | 0 |
| AT INC | COM | 00206R102 |  | 2647290 | 93743 | SH |  | SOLE |  | 93743 | 0 | 0 |
| BANK AMERICA CORP | COM | 060505104 |  | 5092423 | 98709 | SH |  | SOLE |  | 98709 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 5363859 | 10669 | SH |  | SOLE |  | 10669 | 0 | 0 |
| BIT ORIGIN LTD | ORD SHS CL A | G21621118 |  | 4364 | 11400 | SH |  | SOLE |  | 11400 | 0 | 0 |
| BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 |  | 109027 | 11477 | SH |  | SOLE |  | 11477 | 0 | 0 |
| BLACKROCK MUNIHLDGS NY QLTY | COM | 09255C106 |  | 672296 | 65782 | SH |  | SOLE |  | 65782 | 0 | 0 |
| BLACKROCK N Y MUN INCOME TRU | SH BEN INT | 09248L106 |  | 1140019 | 112650 | SH |  | SOLE |  | 112650 | 0 | 0 |
| BLACKROCK TAX MUNICPAL BD TR | SHS | 09248X100 |  | 11914888 | 717764 | SH |  | SOLE |  | 717764 | 0 | 0 |
| BLACKSTONE INC | COM | 09260D107 |  | 8447494 | 49444 | SH |  | SOLE |  | 49444 | 0 | 0 |
| C3 AI INC | CL A | 12468P104 |  | 347494 | 20040 | SH |  | SOLE |  | 20040 | 0 | 0 |
| CARVANA CO | CL A | 146869102 |  | 603584 | 1600 | SH | Call | SOLE |  | 0 | 0 | 0 |
| CATERPILLAR INC | COM | 149123101 |  | 3962890 | 8305 | SH |  | SOLE |  | 8305 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 217406 | 1400 | SH | Call | SOLE |  | 0 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 301402 | 1941 | SH |  | SOLE |  | 1941 | 0 | 0 |
| CHEWY INC | CL A | 16679L109 |  | 211189 | 5221 | SH |  | SOLE |  | 5221 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 683654 | 9992 | SH |  | SOLE |  | 9992 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 |  | 5056036 | 49813 | SH |  | SOLE |  | 49813 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 |  | 568400 | 5600 | SH | Call | SOLE |  | 0 | 0 | 0 |
| CLOUDFLARE INC | CL A COM | 18915M107 |  | 254933 | 1188 | SH |  | SOLE |  | 1188 | 0 | 0 |
| COINBASE GLOBAL INC | COM CL A | 19260Q107 |  | 285179 | 845 | SH |  | SOLE |  | 845 | 0 | 0 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 313674 | 3924 | SH |  | SOLE |  | 3924 | 0 | 0 |
| COMERICA INC | COM | 200340107 |  | 342600 | 5000 | SH | Call | SOLE |  | 0 | 0 | 0 |
| CONSOLIDATED EDISON INC | COM | 209115104 |  | 376048 | 3741 | SH |  | SOLE |  | 3741 | 0 | 0 |
| CONSTELLATION ENERGY CORP | COM | 21037T109 |  | 2215487 | 6733 | SH |  | SOLE |  | 6733 | 0 | 0 |
| COREWEAVE INC | COM CL A | 21873S108 |  | 1471411 | 10752 | SH |  | SOLE |  | 10752 | 0 | 0 |
| CURIS INC | COM | 231269309 |  | 131470 | 79199 | SH |  | SOLE |  | 79199 | 0 | 0 |
| DATADOG INC | CL A COM | 23804L103 |  | 142400 | 1000 | SH | Call | SOLE |  | 0 | 0 | 0 |
| DATADOG INC | CL A COM | 23804L103 |  | 121040 | 850 | SH |  | SOLE |  | 850 | 0 | 0 |
| DELTA AIR LINES INC DEL | COM NEW | 247361702 |  | 200534 | 3534 | SH |  | SOLE |  | 3534 | 0 | 0 |
| DIMENSIONAL ETF TRUST | US EQUITY MARKET | 25434V401 |  | 363808 | 5022 | SH |  | SOLE |  | 5022 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 |  | 1292925 | 11292 | SH |  | SOLE |  | 11292 | 0 | 0 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 445100 | 3597 | SH |  | SOLE |  | 3597 | 0 | 0 |
| DUPONT DE NEMOURS INC | COM | 26614N102 |  | 194750 | 2500 | SH | Call | SOLE |  | 0 | 0 | 0 |
| DUPONT DE NEMOURS INC | COM | 26614N102 |  | 88415 | 1135 | SH |  | SOLE |  | 1135 | 0 | 0 |
| EATON CORP PLC | SHS | G29183103 |  | 478292 | 1278 | SH |  | SOLE |  | 1278 | 0 | 0 |
| EATON VANCE TAX-MANAGED BUY- | COM | 27828Y108 |  | 172939 | 12136 | SH |  | SOLE |  | 12136 | 0 | 0 |
| EATON VANCE TAX-MANAGED DIVE | COM | 27828N102 |  | 169786 | 10678 | SH |  | SOLE |  | 10678 | 0 | 0 |
| EATON VANCE TAX-MANAGED GLOB | COM | 27829F108 |  | 5011554 | 550720 | SH |  | SOLE |  | 550720 | 0 | 0 |
| EDISON INTL | COM | 281020107 |  | 202250 | 3659 | SH |  | SOLE |  | 3659 | 0 | 0 |
| ELI LILLY  CO | COM | 532457108 |  | 581600 | 762 | SH |  | SOLE |  | 762 | 0 | 0 |
| EOG RES INC | COM | 26875P101 |  | 201816 | 1800 | SH | Call | SOLE |  | 0 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 2659610 | 23589 | SH |  | SOLE |  | 23589 | 0 | 0 |
| FIDELITY COMWLTH TR | NASDAQ COMPSIT | 315912808 |  | 3387355 | 38005 | SH |  | SOLE |  | 38005 | 0 | 0 |
| FORD MTR CO | COM | 345370860 |  | 156926 | 13121 | SH |  | SOLE |  | 13121 | 0 | 0 |
| GE AEROSPACE | COM NEW | 369604301 |  | 150410 | 500 | SH | Call | SOLE |  | 0 | 0 | 0 |
| GE AEROSPACE | COM NEW | 369604301 |  | 3309591 | 11002 | SH |  | SOLE |  | 11002 | 0 | 0 |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 36266G107 |  | 229728 | 3059 | SH |  | SOLE |  | 3059 | 0 | 0 |
| GE VERNOVA INC | COM | 36828A101 |  | 1638270 | 2664 | SH |  | SOLE |  | 2664 | 0 | 0 |
| GOLDMAN SACHS ETF TR | S 500 PREMIUM | 38149W622 |  | 4195497 | 80327 | SH |  | SOLE |  | 80327 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 4284894 | 5381 | SH |  | SOLE |  | 5381 | 0 | 0 |
| GOLUB CAP BDC INC | COM | 38173M102 |  | 159081 | 11620 | SH |  | SOLE |  | 11620 | 0 | 0 |
| GSR III ACQUISITION CORP | CL A | G4R103107 |  | 259000 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 469000 | 1157 | SH |  | SOLE |  | 1157 | 0 | 0 |
| HONEYWELL INTL INC | COM | 438516106 |  | 1385331 | 6581 | SH |  | SOLE |  | 6581 | 0 | 0 |
| INTEL CORP | COM | 458140100 |  | 570350 | 17000 | SH | Call | SOLE |  | 0 | 0 | 0 |
| INTEL CORP | COM | 458140100 |  | 2273919 | 67777 | SH |  | SOLE |  | 67777 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 4043768 | 14331 | SH |  | SOLE |  | 14331 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 13486318 | 71093 | SH |  | SOLE |  | 71093 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 106076685 | 176686 | SH |  | SOLE |  | 176686 | 0 | 0 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 286059 | 3931 | SH |  | SOLE |  | 3931 | 0 | 0 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 418457 | 6348 | SH |  | SOLE |  | 6348 | 0 | 0 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 218603 | 3350 | SH |  | SOLE |  | 3350 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 246799 | 1020 | SH |  | SOLE |  | 1020 | 0 | 0 |
| ISHARES TR | S 100 ETF | 464287101 |  | 443277 | 1332 | SH |  | SOLE |  | 1332 | 0 | 0 |
| ISHARES TR | IBONDS 27 TRM TS | 46436E841 |  | 491671 | 21833 | SH |  | SOLE |  | 21833 | 0 | 0 |
| ISHARES TR | EXPANDED TECH | 464287515 |  | 208996 | 1817 | SH |  | SOLE |  | 1817 | 0 | 0 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 1331016 | 11026 | SH |  | SOLE |  | 11026 | 0 | 0 |
| ISHARES TR | 7-10 YR TRSY BD | 464287440 |  | 2529052 | 26219 | SH |  | SOLE |  | 26219 | 0 | 0 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 244844 | 2299 | SH |  | SOLE |  | 2299 | 0 | 0 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 249409 | 532 | SH |  | SOLE |  | 532 | 0 | 0 |
| ISHARES TR | CORE S ETF | 464287200 |  | 1413230 | 2112 | SH |  | SOLE |  | 2112 | 0 | 0 |
| ISHARES TR | IBONDS 26 TRM TS | 46436E858 |  | 452337 | 19710 | SH |  | SOLE |  | 19710 | 0 | 0 |
| ISHARES TR | 0-3 MNTH TREASRY | 46436E718 |  | 26404797 | 262212 | SH |  | SOLE |  | 262212 | 0 | 0 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 |  | 1414308 | 5515 | SH |  | SOLE |  | 5515 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 46654Q203 |  | 1211186 | 21057 | SH |  | SOLE |  | 21057 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 5065826 | 88718 | SH |  | SOLE |  | 88718 | 0 | 0 |
| JANUS DETROIT STR TR | HENDERSON MTG | 47103U852 |  | 12052423 | 263902 | SH |  | SOLE |  | 263902 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 1275513 | 6879 | SH |  | SOLE |  | 6879 | 0 | 0 |
| JPMORGAN CHASE  CO. | COM | 46625H100 |  | 3408923 | 10807 | SH |  | SOLE |  | 10807 | 0 | 0 |
| KIMBERLY-CLARK CORP | COM | 494368103 |  | 435190 | 3500 | SH | Call | SOLE |  | 0 | 0 | 0 |
| KIMBERLY-CLARK CORP | COM | 494368103 |  | 494671 | 3978 | SH |  | SOLE |  | 3978 | 0 | 0 |
| KINDER MORGAN INC DEL | COM | 49456B101 |  | 1812295 | 64016 | SH |  | SOLE |  | 64016 | 0 | 0 |
| KOPIN CORP | COM | 500600101 |  | 504089 | 207444 | SH |  | SOLE |  | 207444 | 0 | 0 |
| KRANESHARES TRUST | QUADRTC INT RT | 500767736 |  | 430799 | 22344 | SH |  | SOLE |  | 22344 | 0 | 0 |
| KULICKE  SOFFA INDS INC | COM | 501242101 |  | 206267 | 5075 | SH |  | SOLE |  | 5075 | 0 | 0 |
| LOWES COS INC | COM | 548661107 |  | 248231 | 988 | SH |  | SOLE |  | 988 | 0 | 0 |
| MAIN STR CAP CORP | COM | 56035L104 |  | 230250 | 3621 | SH |  | SOLE |  | 3621 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 |  | 257592 | 848 | SH |  | SOLE |  | 848 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 621799 | 7409 | SH |  | SOLE |  | 7409 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 881256 | 1200 | SH | Call | SOLE |  | 0 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 7848767 | 10688 | SH |  | SOLE |  | 10688 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 5920752 | 11431 | SH |  | SOLE |  | 11431 | 0 | 0 |
| NBT BANCORP INC | COM | 628778102 |  | 208829 | 5001 | SH |  | SOLE |  | 5001 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 |  | 947147 | 790 | SH |  | SOLE |  | 790 | 0 | 0 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 649245 | 8600 | SH |  | SOLE |  | 8600 | 0 | 0 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 347254 | 4600 | SH | Call | SOLE |  | 0 | 0 | 0 |
| NORTHERN TR CORP | COM | 665859104 |  | 538400 | 4000 | SH | Call | SOLE |  | 0 | 0 | 0 |
| NORTHERN TR CORP | COM | 665859104 |  | 40380 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| NUCOR CORP | COM | 670346105 |  | 1283268 | 9476 | SH |  | SOLE |  | 9476 | 0 | 0 |
| NUVEEN S 500 BUY-WRITE INC | COM | 6706ER101 |  | 607819 | 42093 | SH |  | SOLE |  | 42093 | 0 | 0 |
| NUVEEN TAXABLE MUNICPAL INM | COM | 67074C103 |  | 296990 | 18310 | SH |  | SOLE |  | 18310 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 186580 | 1000 | SH | Call | SOLE |  | 0 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 9421718 | 50497 | SH |  | SOLE |  | 50497 | 0 | 0 |
| ONEOK INC NEW | COM | 682680103 |  | 251071 | 3441 | SH |  | SOLE |  | 3441 | 0 | 0 |
| ORACLE CORP | COM | 68389X105 |  | 1171813 | 4167 | SH |  | SOLE |  | 4167 | 0 | 0 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 1800121 | 9868 | SH |  | SOLE |  | 9868 | 0 | 0 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 218904 | 1200 | SH | Call | SOLE |  | 0 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 134120 | 2000 | SH | Call | SOLE |  | 0 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 83825 | 1250 | SH |  | SOLE |  | 1250 | 0 | 0 |
| PEPSICO INC | COM | 713448108 |  | 271238 | 1931 | SH |  | SOLE |  | 1931 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 2802362 | 109983 | SH |  | SOLE |  | 109983 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 1248520 | 49000 | SH | Call | SOLE |  | 0 | 0 | 0 |
| PGIM ETF TR | PGIM ULTRA SH BD | 69344A107 |  | 453092 | 9093 | SH |  | SOLE |  | 9093 | 0 | 0 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 463046 | 2855 | SH |  | SOLE |  | 2855 | 0 | 0 |
| PIMCO ETF TR | ACTIVE BD ETF | 72201R775 |  | 387702 | 4153 | SH |  | SOLE |  | 4153 | 0 | 0 |
| PINTEREST INC | CL A | 72352L106 |  | 365805 | 11371 | SH |  | SOLE |  | 11371 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 504952 | 3286 | SH |  | SOLE |  | 3286 | 0 | 0 |
| PROTHENA CORP PLC | SHS | G72800108 |  | 557579 | 57129 | SH |  | SOLE |  | 57129 | 0 | 0 |
| PURECYCLE TECHNOLOGIES INC | COM | 74623V103 |  | 184166 | 14005 | SH |  | SOLE |  | 14005 | 0 | 0 |
| REALTY INCOME CORP | COM | 756109104 |  | 483942 | 7961 | SH |  | SOLE |  | 7961 | 0 | 0 |
| RHINEBECK BANCORP INC | COM | 762093102 |  | 113600 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| ROBINHOOD MKTS INC | COM CL A | 770700102 |  | 285358 | 1993 | SH |  | SOLE |  | 1993 | 0 | 0 |
| ROKU INC | COM CL A | 77543R102 |  | 120156 | 1200 | SH | Call | SOLE |  | 0 | 0 | 0 |
| ROKU INC | COM CL A | 77543R102 |  | 474616 | 4740 | SH |  | SOLE |  | 4740 | 0 | 0 |
| ROYCE SMALL CAP TRUST INC | COM | 780910105 |  | 1030287 | 63874 | SH |  | SOLE |  | 63874 | 0 | 0 |
| SAFETY SHOT INC | COM NEW | 48208F105 |  | 3652 | 13626 | SH |  | SOLE |  | 13626 | 0 | 0 |
| SALESFORCE INC | COM | 79466L302 |  | 239906 | 1012 | SH |  | SOLE |  | 1012 | 0 | 0 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 238675 | 2500 | SH | Put | SOLE |  | 0 | 0 | 0 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 1981 | 21 | SH |  | SOLE |  | 21 | 0 | 0 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 |  | 241501 | 8296 | SH |  | SOLE |  | 8296 | 0 | 0 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 |  | 339992 | 12186 | SH |  | SOLE |  | 12186 | 0 | 0 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 595534 | 18663 | SH |  | SOLE |  | 18663 | 0 | 0 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 1559557 | 57127 | SH |  | SOLE |  | 57127 | 0 | 0 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 325825 | 1156 | SH |  | SOLE |  | 1156 | 0 | 0 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 25218483 | 468136 | SH |  | SOLE |  | 468136 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 368913 | 2651 | SH |  | SOLE |  | 2651 | 0 | 0 |
| SHOPIFY INC | CL A SUB VTG SHS | 82509L107 |  | 806655 | 5428 | SH |  | SOLE |  | 5428 | 0 | 0 |
| SNOWFLAKE INC | COM SHS | 833445109 |  | 225550 | 1000 | SH | Call | SOLE |  | 0 | 0 | 0 |
| SNOWFLAKE INC | COM SHS | 833445109 |  | 61575 | 273 | SH |  | SOLE |  | 273 | 0 | 0 |
| SOLITARIO RESOURCES CORP | COM | 8342EP107 |  | 398488 | 570900 | SH |  | SOLE |  | 570900 | 0 | 0 |
| SONO TEK CORP | COM | 835483108 |  | 59111 | 13343 | SH |  | SOLE |  | 13343 | 0 | 0 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 202861 | 437 | SH |  | SOLE |  | 437 | 0 | 0 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 301883 | 849 | SH |  | SOLE |  | 849 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 2404254 | 3609 | SH |  | SOLE |  | 3609 | 0 | 0 |
| SPDR SERIES TRUST | BBG CONV SEC ETF | 78464A359 |  | 330502 | 3652 | SH |  | SOLE |  | 3652 | 0 | 0 |
| SPDR SERIES TRUST | PRTFLO S HI | 78468R788 |  | 540649 | 12287 | SH |  | SOLE |  | 12287 | 0 | 0 |
| SPDR SERIES TRUST | PORTFOLI S | 78464A805 |  | 301056 | 3733 | SH |  | SOLE |  | 3733 | 0 | 0 |
| SPDR SERIES TRUST | PRTFLO S GW | 78464A409 |  | 150321120 | 1438342 | SH |  | SOLE |  | 1438342 | 0 | 0 |
| SPDR SERIES TRUST | PRTFLO S VL | 78464A508 |  | 333802 | 6033 | SH |  | SOLE |  | 6033 | 0 | 0 |
| SPDR SERIES TRUST | BLOOMBERG 1-3 MO | 78468R663 |  | 13596069 | 148186 | SH |  | SOLE |  | 148186 | 0 | 0 |
| STARWOOD PPTY TR INC | COM | 85571B105 |  | 3998152 | 206409 | SH |  | SOLE |  | 206409 | 0 | 0 |
| STRATASYS LTD | SHS | M85548101 |  | 140000 | 12500 | SH | Put | SOLE |  | 0 | 0 | 0 |
| STRYKER CORPORATION | COM | 863667101 |  | 261177 | 707 | SH |  | SOLE |  | 707 | 0 | 0 |
| SUPER MICRO COMPUTER INC | COM NEW | 86800U302 |  | 985646 | 20560 | SH |  | SOLE |  | 20560 | 0 | 0 |
| TERADYNE INC | COM | 880770102 |  | 284502 | 2067 | SH |  | SOLE |  | 2067 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 10534407 | 23688 | SH |  | SOLE |  | 23688 | 0 | 0 |
| THE CIGNA GROUP | COM | 125523100 |  | 240263 | 834 | SH |  | SOLE |  | 834 | 0 | 0 |
| THE TRADE DESK INC | COM CL A | 88339J105 |  | 200108 | 4083 | SH |  | SOLE |  | 4083 | 0 | 0 |
| TRAVELERS COMPANIES INC | COM | 89417E109 |  | 268684 | 962 | SH |  | SOLE |  | 962 | 0 | 0 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 234932 | 2398 | SH |  | SOLE |  | 2398 | 0 | 0 |
| UNION PAC CORP | COM | 907818108 |  | 467385 | 1977 | SH |  | SOLE |  | 1977 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 2332749 | 6756 | SH |  | SOLE |  | 6756 | 0 | 0 |
| US BANCORP DEL | COM NEW | 902973304 |  | 240667 | 4980 | SH |  | SOLE |  | 4980 | 0 | 0 |
| VANECK ETF TRUST | HIGH YLD MUNIETF | 92189H409 |  | 344591 | 6770 | SH |  | SOLE |  | 6770 | 0 | 0 |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 921932505 |  | 3199502 | 7347 | SH |  | SOLE |  | 7347 | 0 | 0 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 12580188 | 169157 | SH |  | SOLE |  | 169157 | 0 | 0 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 1193965 | 2489 | SH |  | SOLE |  | 2489 | 0 | 0 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 122191829 | 655219 | SH |  | SOLE |  | 655219 | 0 | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 1475553 | 4496 | SH |  | SOLE |  | 4496 | 0 | 0 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 13133101 | 51648 | SH |  | SOLE |  | 51648 | 0 | 0 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 849085 | 1387 | SH |  | SOLE |  | 1387 | 0 | 0 |
| VANGUARD INSTL INDEX FD | 0-3 MO TREAS BIL | 922040845 |  | 23336299 | 308620 | SH |  | SOLE |  | 308620 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 |  | 635952 | 8911 | SH |  | SOLE |  | 8911 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 28963586 | 534581 | SH |  | SOLE |  | 534581 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 |  | 41686902 | 495624 | SH |  | SOLE |  | 495624 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000VAL | 92206C714 |  | 5126938 | 57368 | SH |  | SOLE |  | 57368 | 0 | 0 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 750609 | 3478 | SH |  | SOLE |  | 3478 | 0 | 0 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 28940286 | 205323 | SH |  | SOLE |  | 205323 | 0 | 0 |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | 921946810 |  | 20571634 | 229671 | SH |  | SOLE |  | 229671 | 0 | 0 |
| VANGUARD WORLD FD | HEALTH CAR ETF | 92204A504 |  | 1078957 | 4156 | SH |  | SOLE |  | 4156 | 0 | 0 |
| VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 |  | 13927670 | 34610 | SH |  | SOLE |  | 34610 | 0 | 0 |
| VANGUARD WORLD FD | FINANCIALS ETF | 92204A405 |  | 651126 | 4961 | SH |  | SOLE |  | 4961 | 0 | 0 |
| VANGUARD WORLD FD | INF TECH ETF | 92204A702 |  | 11370761 | 15229 | SH |  | SOLE |  | 15229 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 718123 | 16340 | SH |  | SOLE |  | 16340 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 578090 | 1693 | SH |  | SOLE |  | 1693 | 0 | 0 |
| WALMART INC | COM | 931142103 |  | 2748751 | 26671 | SH |  | SOLE |  | 26671 | 0 | 0 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 414910 | 4950 | SH |  | SOLE |  | 4950 | 0 | 0 |
| WELLTOWER INC | COM | 95040Q104 |  | 242214 | 1360 | SH |  | SOLE |  | 1360 | 0 | 0 |
| WP CAREY INC | COM | 92936U109 |  | 229584 | 3398 | SH |  | SOLE |  | 3398 | 0 | 0 |

---