# EDGAR Filing Document

**Accession Number:** 0001835256
**File Stem:** 0001193125-23-037564
**Filing Date:** 2023-2
**Character Count:** 6430
**Document Hash:** 17d53803b8c2002b31a81c91b2619528
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-23-037564.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001193125-23-037564

**CONFORMED SUBMISSION TYPE**: SC 13G/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Duckhorn Portfolio, Inc.
- **CENTRAL INDEX KEY:** 0001835256
- **STANDARD INDUSTRIAL CLASSIFICATION:** BEVERAGES [2080]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0731

**FILING VALUES:**
- **FORM TYPE:** SC 13G/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-93307
- **FILM NUMBER:** 23623435

**BUSINESS ADDRESS:**
- **STREET 1:** 1201 DOWDELL LANE
- **CITY:** SAINT HELENA
- **STATE:** CA
- **ZIP:** 94574
- **BUSINESS PHONE:** 707-963-7108

**MAIL ADDRESS:**
- **STREET 1:** 1201 DOWDELL LANE
- **CITY:** SAINT HELENA
- **STATE:** CA
- **ZIP:** 94574

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Mallard Intermediate, Inc.
- **DATE OF NAME CHANGE:** 20201207
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Mallard Holdco, LLC
- **CENTRAL INDEX KEY:** 0001850753
- **IRS NUMBER:** 320505675
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** SC 13G/A

**BUSINESS ADDRESS:**
- **STREET 1:** C/O TSG CONSUMER PARTNERS LP
- **STREET 2:** 1100 LARKSPUR LANDING CIRCLE, SUITE 360
- **CITY:** LARKSPUR
- **STATE:** CA
- **ZIP:** 94939
- **BUSINESS PHONE:** 415-217-2300

**MAIL ADDRESS:**
- **STREET 1:** C/O TSG CONSUMER PARTNERS LP
- **STREET 2:** 1100 LARKSPUR LANDING CIRCLE, SUITE 360
- **CITY:** LARKSPUR
- **STATE:** CA
- **ZIP:** 94939

CUSIP No. 26414D106

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**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION** 

**Washington, D.C. 20549** 

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**SCHEDULE 13G** 

**Under the Securities Exchange Act of 1934** 

**(Amendment No. 1)\*** 

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## The Duckhorn Portfolio, Inc.
**(Name of Issuer)** 

**Common Stock, $0.01 par value** 

**(Title of Class of Securities)** 

**26414D106** 

**(CUSIP Number)** 

**December 31, 2022** 

**Date of Event Which Requires Filing of this Statement** 

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Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

\* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

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CUSIP No. 26701L100

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| | |
|:---|:---|
| &nbsp;&nbsp;&nbsp; 1 | &nbsp;&nbsp;&nbsp;&nbsp;Name of Reporting Person: <br> &nbsp;&nbsp;&nbsp;&nbsp;Mallard Holdco, LLC<br>&nbsp;&nbsp;&nbsp;&nbsp;I.R.S. Identification No. of above Person (entities only) (voluntary) |
| &nbsp;&nbsp;&nbsp; 2 | &nbsp;&nbsp;&nbsp;&nbsp;Check the Appropriate Box if a Member of a Group<br> &nbsp;&nbsp;&nbsp;&nbsp;(a) ☐ (b) ☐ |
| &nbsp;&nbsp;&nbsp; 3 | &nbsp;&nbsp;&nbsp;&nbsp;SEC USE ONLY |
| &nbsp;&nbsp;&nbsp; 4 | &nbsp;&nbsp;&nbsp;&nbsp;Citizenship or Place of Organization <br>&nbsp;&nbsp;&nbsp;&nbsp;Delaware  |

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| | | |
|:---|:---|:---|
| &nbsp;&nbsp;&nbsp; NUMBER OF<br> SHARES<br> BENEFICIALLY <br> OWNED BY<br> EACH<br> REPORTING<br> PERSON<br> WITH | 5 | &nbsp;&nbsp;&nbsp;&nbsp;SOLE VOTING POWER<br>&nbsp;&nbsp;&nbsp;&nbsp;68,147,261  |
| &nbsp;&nbsp;&nbsp; NUMBER OF<br> SHARES<br> BENEFICIALLY <br> OWNED BY<br> EACH<br> REPORTING<br> PERSON<br> WITH | 6 | &nbsp;&nbsp;&nbsp;&nbsp;SHARED VOTING POWER<br>&nbsp;&nbsp;&nbsp;&nbsp;0 |
| &nbsp;&nbsp;&nbsp; NUMBER OF<br> SHARES<br> BENEFICIALLY <br> OWNED BY<br> EACH<br> REPORTING<br> PERSON<br> WITH | 7 | &nbsp;&nbsp;&nbsp;&nbsp;SOLE DISPOSITIVE POWER<br>&nbsp;&nbsp;&nbsp;&nbsp;68,147,261  |
| &nbsp;&nbsp;&nbsp; NUMBER OF<br> SHARES<br> BENEFICIALLY <br> OWNED BY<br> EACH<br> REPORTING<br> PERSON<br> WITH | 8 | &nbsp;&nbsp;&nbsp;&nbsp;SHARED DISPOSITIVE POWER<br>&nbsp;&nbsp;&nbsp;&nbsp;0 |

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| | |
|:---|:---|
| &nbsp;&nbsp;&nbsp; 9 | &nbsp;&nbsp;&nbsp;&nbsp;AGGREGATE AMOUNT BENEFICIALLY OWNED <br>&nbsp;&nbsp;&nbsp;&nbsp;68,147,261  |
| &nbsp;&nbsp;&nbsp;10 | &nbsp;&nbsp;&nbsp;&nbsp;CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES<br>&nbsp;&nbsp;&nbsp;&nbsp;☐ |
| &nbsp;&nbsp;&nbsp;11 | &nbsp;&nbsp;&nbsp;&nbsp;PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)<br>&nbsp;&nbsp;&nbsp;&nbsp;59.2%  |
| &nbsp;&nbsp;&nbsp;12 | &nbsp;&nbsp;&nbsp;&nbsp;TYPE OF REPORTING PERSON <br>&nbsp;&nbsp;&nbsp;&nbsp;OO  |

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CUSIP No. 26414D106

**<u>AMENDMENT NO. 1 TO SCHEDULE 13G</u>**

Reference is hereby made to the statement on Schedule 13G filed with the Securities and Exchange Commission by the Reporting Person with respect to the Issuer's Common Stock on February 4, 2022 (the "Schedule 13G"). Terms defined in the Schedule 13G are used herein as so defined.

The following item of the Schedule 13G is hereby amended and restated as follows:

Item 4. Ownership:

(a) through (c):

The information requested in these paragraphs is incorporated herein by reference to the cover page to this Amendment No. 1 to Schedule 13G. Ownership is stated as of December 31, 2022 and percentage ownership is based on 115,184,193 shares of Common Stock outstanding as of November 30, 2022, as reported in the Issuer's Report on Form 10-Q for the period ended October 31, 2022 filed with the Securities and Exchange Commission on December 7, 2022. The reported ownership does not include 403,592 shares of Common Stock held by TSG7 A L.P., an indirect member in Mallard Holdco, LLC.

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CUSIP No. 26701L100

**<u>SIGNATURE</u>**

After reasonable inquiry and to the best of the knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this statement is true, complete and correct.

Date: February 14, 2023

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| | |
|:---|:---|
| **MALLARD HOLDCO, LLC** | **MALLARD HOLDCO, LLC** |
| By: | /s/ Daniel Costello |
| Name: Daniel Costello | Name: Daniel Costello |
| Title: Manager | Title: Manager |

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