# EDGAR Filing Document

**Accession Number:** 0001415726
**File Stem:** 0001145549-23-020084
**Filing Date:** 2023-3
**Character Count:** 30035
**Document Hash:** 9f501695d70f741418cf05c10587831a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-020084.hdr.sgml**: 20230330

**ACCESSION NUMBER**: 0001145549-23-020084

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230330

**DATE AS OF CHANGE**: 20230330

**PERIOD START**: 20231031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Innovator ETFs Trust
- **CENTRAL INDEX KEY:** 0001415726
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22135
- **FILM NUMBER:** 23778248

**BUSINESS ADDRESS:**
- **STREET 1:** 109 NORTH HALE STREET
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 800-621-1675

**MAIL ADDRESS:**
- **STREET 1:** 109 NORTH HALE STREET
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INNOVATOR ETFS TRUST
- **DATE OF NAME CHANGE:** 20170825

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Academy Funds Trust
- **DATE OF NAME CHANGE:** 20071019

## Series and Classes Contracts Data

### Innovator Deepwater Frontier Tech ETF (Series ID: S000062244)

| Class ID   | Class Name                            | Ticker Symbol   |
|:---|:---|:---|
| C000201551 | Innovator Deepwater Frontier Tech ETF |  |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **INNOVATOR LOUP FRONTIER TECH ETF** | **INNOVATOR LOUP FRONTIER TECH ETF** | **INNOVATOR LOUP FRONTIER TECH ETF** |
| **Schedule of Investments** | **Schedule of Investments** | **Schedule of Investments** |
| **January 31, 2023** | **January 31, 2023** | **January 31, 2023** |
|  | **Shares** | **Value** |
| **COMMON STOCKS - 97.34%** | | |
| **Aerospace & Defense - 7.22%** | | |
| AeroVironment, Inc. <sup>(a)(b)</sup> | 18065 | $1607244 |
| Lockheed Martin Corp. | 2119 | 981648 |
|  |  | 2588892 |
| **Auto Parts & Equipment - 8.24%** |  |  |
| LG Energy Solution Ltd. <sup>(a)</sup> | 4330 | 1831409 |
| Mobileye Global, Inc. - Class A <sup>(a)(b)</sup> | 29111 | 1123685 |
|  |  | 2955094 |
| **Commercial Services - 8.95%** |  |  |
| Adyen NV <sup>(a)</sup> | 677 | 1013910 |
| Block, Inc. <sup>(a)</sup> | 14083 | 1150863 |
| GXO Logistics, Inc. <sup>(a)(b)</sup> | 19955 | 1044245 |
|  |  | 3209018 |
| **Computers - 7.38%** |  |  |
| AutoStore Holdings Ltd. <sup>(a)</sup> | 379982 | 871382 |
| Crowdstrike Holdings, Inc. - Class A <sup>(a)</sup> | 16786 | 1777637 |
|  |  | 2649019 |
| **Diversified Financial Services - 6.75%** |  |  |
| Coinbase Global, Inc. - Class A <sup>(a)(b)</sup> | 25414 | 1486211 |
| Nasdaq, Inc. <sup>(b)</sup> | 15534 | 934991 |
|  |  | 2421202 |
| **Electrical Components & Equipment - 6.00%** |  |  |
| ABB Ltd. | 29446 | 1021202 |
| Novanta, Inc. <sup>(a)</sup> | 7008 | 1131582 |
|  |  | 2152784 |
| **Electronics - 3.01%** |  |  |
| Trimble, Inc. <sup>(a)</sup> | 18618 | 1080961 |
| **Internet - 3.12%** |  |  |
| Meta Platforms, Inc. - Class A <sup>(a)</sup> | 7512 | 1119063 |
| **Miscellaneous Manufacturing - 2.99%** |  |  |
| Axon Enterprise, Inc. <sup>(a)(b)</sup> | 5481 | 1071206 |
| **Semiconductors - 26.82%** |  |  |
| Advanced Micro Devices, Inc. <sup>(a)</sup> | 14465 | 1087045 |
| ams-OSRAM AG <sup>(a)</sup> | 108226 | 1003410 |
| Applied Materials, Inc. | 9133 | 1018238 |
| ASML Holding NV | 1545 | 1012151 |
| Micron Technology, Inc. | 17257 | 1040597 |
| NVIDIA Corp. | 6223 | 1215788 |
| Skyworks Solutions, Inc. <sup>(b)</sup> | 10081 | 1105583 |
| Taiwan Semiconductor Manufacturing Co. Ltd. | 62000 | 1077902 |
| Teradyne, Inc. <sup>(b)</sup> | 10435 | 1061240 |
|  |  | 9621954 |
| **Software - 16.86%** |  |  |
| Palantir Technologies, Inc. - Class A <sup>(a)(b)</sup> | 249385 | 1940215 |
| Pegasystems, Inc. | 28021 | 1089457 |
| Take-Two Interactive Software, Inc. <sup>(a)</sup> | 9254 | 1047830 |
| Unity Software, Inc. <sup>(a)</sup> | 55457 | 1969833 |
|  |  | 6047335 |
| TOTAL COMMON STOCKS (Cost $35,707,648) |  | 34916528 |
| **PREFERRED STOCKS - 2.99%** |  |  |
| **Auto Manufacturers - 2.99%** |  |  |
| Dr Ing hc F Porsche AG <sup>(a)</sup> | 9058 | 1073362 |
| TOTAL PREFERRED STOCKS (Cost $805,545) |  | 1073362 |
| **INVESTMENTS PURCHASED WITH PROCEEDS FROM SECURITIES LENDING - 26.35%** | **Units** |  |
| Mount Vernon Liquid Assets Portfolio, LLC, 4.53% <sup>(c)</sup> | 9451493 | 9451493 |
| TOTAL INVESTMENTS PURCHASED WITH PROCEEDS FROM SECURITIES LENDING (Cost $9,451,493) |  | 9451493 |
| **SHORT TERM INVESTMENTS - 0.04%** |  |  |
| **Money Market Deposit Account - 0.04%** | **Principal Amount** | **Value** |
| U.S. Bank Money Market Deposit Account, 3.900% <sup>(d)</sup> | $14894 | 14894 |
| TOTAL SHORT TERM INVESTMENTS (Cost $14,894) |  | 14894 |
| **Total Investments (Cost $45,979,580) - 126.72%** |  | 45456277 |
| **Liabilities in Excess of Other Assets - (26.72)%** |  | (9583547) |
| **TOTAL NET ASSETS - 100.00%** |  | $35872730 |

---

------

---

| | |
|:---|:---|
| **<u>Country</u>** | **% of Net Assets** |
| Austria | 2.80% |
| Germany | 2.99 |
| Israel | 3.13 |
| Netherlands | 5.65 |
| Norway | 2.43 |
| South Korea | 5.10 |
| Switzerland | 2.85 |
| Taiwan | 3.01 |
| United States | 72.37 |
| Total Country | 100.33 |
| Investments Purchased with Proceeds From Securities Lending | 26.35 |
| Short Term Investments | 0.04 |
| **Total Investments** | 126.72 |
| **Liabilities in Excess of Other Assets** | **(26.72)** |
| **Net Assets** | 100.00% |
| Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. |
| <sup>(a)</sup> Non-income producing security. | <sup>(a)</sup> Non-income producing security. |
| <sup>(b)</sup> All or a portion of this security is on loan as of January 31, 2023. The total value of securities on loan is $9,519,728, or 26.54% of net assets. See Note 2. | <sup>(b)</sup> All or a portion of this security is on loan as of January 31, 2023. The total value of securities on loan is $9,519,728, or 26.54% of net assets. See Note 2. |
| <sup>(c)</sup> Represents annualized seven-day yield as of the end of the reporting period. |  |
| <sup>(d)</sup> The U.S. Bank Money Market Deposit Account (the "MMDA") is a short-term investment vehicle in which the Fund holds cash balances. The MMDA will bear interest at a variable rate that is determined based on conditions and may change daily and by any amount. The rate shown is as of January 31, 2023. | <sup>(d)</sup> The U.S. Bank Money Market Deposit Account (the "MMDA") is a short-term investment vehicle in which the Fund holds cash balances. The MMDA will bear interest at a variable rate that is determined based on conditions and may change daily and by any amount. The rate shown is as of January 31, 2023. |

---

------

---

| |
|:---|
| **1) SIGNIFICANT ACCOUNTING POLICIES** |
| The following is a summary of significant accounting policies consistently followed by the Innovator ETFs Trust (the "Trust") in the preparation of its financial statements. These policies are in conformity with accounting principles generally accepted in the United States of America ("U.S. GAAP"). |
| **Valuation:** |
| Portfolio securities generally shall be valued utilizing prices provided by independent pricing services. The Trust's Pricing Committee ("Pricing Committee") is responsible for establishing valuation of portfolio securities and other instruments held by the Fund in accordance with the Trust's valuation procedures. |
| Common stocks, preferred stocks and other equity securities listed on any national or foreign exchange (excluding the NASDAQ National Market ("NASDAQ") and the London Stock Exchange Alternative Investment Market ("AIM")) are generally valued at the last sale price on the exchange on which they are principally traded or, for NASDAQ and AIM securities, the official closing price. Securities traded on more than one securities exchange are valued at the last sale price or official closing price, as applicable, at the close of the exchange representing the principal market for such securities. Securities traded in the over-the-counter market are valued at the mean of the bid and the asked price, if available, and otherwise at their closing bid price. Redeemable securities issued by open-end investment companies shall be valued at the investment company's applicable net asset value, with the exception of exchange-traded open-end investment companies which are priced as equity securities. Fixed income securities, swaps, currency-, credit- and commodity-linked notes, and other similar instruments will be valued using a pricing service. Fixed income securities having a remaining maturity of 60 days or less when purchased will be valued at cost adjusted for amortization of premiums and accretion of discounts, provided the Pricing Committee has determined that the use of amortized cost is an appropriate reflection of fair value given market and issuer specific conditions existing at the time of the determination. Foreign securities and other assets denominated in foreign currencies are translated into U.S. dollars at the exchange rate of such currencies against the U.S. dollar as provided by the pricing service. All assets denominated in foreign currencies will be converted into U.S. dollars at the exchange rates in effect at the time of valuation. Restricted securities (with the exception of Rule 144A Securities for which market quotations are available) will normally be valued at fair value as determined by the Pricing Committee. |
| If no quotation can be obtained from a pricing service, then the Pricing Committee will then attempt to obtain one or more broker quotes for the security. If no quotation is available from either a pricing service or one or more brokers or if the Pricing Committee has reason to question the reliability or accuracy of a quotation supplied or the use of amortized cost, the value of any portfolio security held by the Fund for which reliable market quotations are not readily available will be determined by the Pricing Committee in a manner that most appropriately reflects fair market value of the security on the valuation date. The use of a fair valuation method may be appropriate if, for example: (i) market quotations do not accurately reflect fair value of an investment; (ii) an investment's value has been materially affected by events occurring after the close of the exchange or market on which the investment is principally traded (for example, a foreign exchange or market); (iii) a trading halt closes an exchange or market early; or (iv) other events result in an exchange or market delaying its normal close. |
| **Fair Valuation Measurement:** |
| FASB established a framework for measuring fair value in accordance with U.S. GAAP. Under ASC, Fair Value Measurement ("ASC 820"), various inputs are used in determining the value of the Fund's investments. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. The three Levels of inputs of the fair value hierarchy are defined as follows: |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 1 –Unadjusted quoted prices in active markets for identical assets or liabilities that the Fund has the ability to access. |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 2 –Observable inputs other than quoted prices included in level 1 that are observable for the asset or liability, either directly or indirectly. These inputs may include quoted prices for the identical instrument on an inactive market, prices for similar instruments, interest rates, prepayment speeds, credit risk, yield curves, default rates and similar data. |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 3 –Unobservable inputs for the asset or liability, to the extent relevant observable inputs are not available, representing the Fund's own assumptions about the assumptions a market participant would use in valuing the asset or liability, and would be based on the best information available. |
| The availability of observable inputs can vary from security to security and is affected by a wide variety of factors, including, for example, the type of security, whether the security is new and not yet established in the marketplace, the liquidity of markets, and other characteristics particular to the security. To the extent that valuation is based on models or inputs that are less observable or unobservable in the market, the determination of fair value requires more judgement. Accordingly, the degree of judgement exercised in determining fair value is greatest for instruments categorized in Level 3. |
| The inputs used to measure fair value may fall into different levels of the fair value hierarchy. In such cases, for disclosure purposes, the level in the fair value hierarchy within which the fair value measurement falls in its entirety, is determined based on the lowest level input that is significant to the fair value measurement in its entirety. |
| The following table summarizes valuation of the Fund's investments under the fair value hierarchy levels as of January 31, 2023: |

---

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | Level 1 | Level 2 | Level 3 | Total |
| **Assets** |  |  |  |  |
| Common Stocks | $34916528 | $- | $- | $34916528 |
| Investments Purchased with Proceeds From Securities Lending | - | 9451493 | - | 9451493 |
| Short Term Investments | 14894 | - | - | 14894 |
| **Total Assets** | $34931422 | $9451493 | $- | $44382915 |
| See the Schedule of Investments for the investments detailed by industry classification. | See the Schedule of Investments for the investments detailed by industry classification. | See the Schedule of Investments for the investments detailed by industry classification. | See the Schedule of Investments for the investments detailed by industry classification. | See the Schedule of Investments for the investments detailed by industry classification. |
| There were no Level 3 investments held by the Fund during the reporting period. | There were no Level 3 investments held by the Fund during the reporting period. | There were no Level 3 investments held by the Fund during the reporting period. | There were no Level 3 investments held by the Fund during the reporting period. | There were no Level 3 investments held by the Fund during the reporting period. |

---

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| |
|:---|
| **2) SECURITIES LENDING** |
| The Fund may lend up to 33 1/3% of the value of the securities in its portfolio to brokers, dealers and financial institutions (but not individuals) under terms of participation in a securities lending program administered by the securities lending agent. The Trust has entered into a Securities Lending Agreement ("SLA") with U.S. Bank, N.A., the fund's custodian (the "Agent"). Under the terms of the SLA, the Fund may lend securities to certain broker–dealers and banks in exchange for collateral in the amount of at least 102% of the value of U.S. securities loaned or at least 105% of the value of non–U.S. securities loaned, marked to market daily. The collateral can be received in the form of cash collateral and/or non–cash collateral. Non–cash collateral can include U.S. Government Securities and letters of credit. The cash collateral is invested in the Mount Vernon Liquid Assets Portfolio, LLC ("Mount Vernon"), as noted in the Fund's Schedule of Investments. Mount Vernon seeks to maximize current income to the extent consistent with the preservation of capital and liquidity; and to maintain a stable NAV of $1.00. The market value of the loaned securities is determined daily at the close of business of the Fund and any additional required collateral is delivered to the Fund on the next business day. The Fund continues to benefit from interest or dividends on the securities loaned and may also earn a return from the collateral. The Funds pay various fees in connection with the investment of cash collateral. The Funds pay the Agent fees based on the investment income received from securities lending activities. Although risk is mitigated by the collateral, the Fund could experience a delay in recovering its securities and possible loss of income or value if the borrower fails to return them. Cash and cash equivalent collateral on securities lending transactions are on an overnight and continuous basis. |
| As of January 31, 2023, the values of the securities on loan and cash collateral received were as follows: |

---

---

| | |
|:---|:---|
| **<u>Value of Securities on Loan</u>** | **<u>Cash Collateral Received</u>** |
| $9519728 | $9451493 |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Innovator ETFs Trust

- **b. Investment Company Act file number:** 811-22135

- **c. CIK number of Registrant:** 0001415726

- **d. LEI of Registrant:** 549300MFJRNH6TF8OL20

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 109 North Hale Street

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 800-208-5212

**Item A.2. Information about the Series.**

- **a. Name of Series:** Innovator Loup Frontier Tech ETF

- **b. EDGAR series identifier (if any):** S000062244

- **c. LEI of Series:** 549300VD4EYYYQS0EH87

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-10-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $45464294.01

**Total Liabilities:** $9591845.74

**Net Assets:** $35872448.27

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000201551 | 8.83%                | -9.11%               | 17.66%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-995815.58              | $3844753.80                                |
| Month 2  | $-1091783.27             | $-2104931.34                               |
| Month 3  | $-443803.98              | $6007665.07                                |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                                      | Title                                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Micron Technology Inc                     | Micron Technology Inc                     | CUSIP: 595112103<br>LEI: B3DXGBC8GAIYWI2Z0172 | Long             | EC               | CORP              | US        |     17257 | NS      | $1040597.10   | 2.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Mobileye Global Inc                       | Mobileye Global Inc                       | CUSIP: 60741F104<br>LEI: N/A                  | Long             | EC               | CORP              | IL        |     29111 | NS      | $1123684.60   | 3.13%             |  |  |  | No            |                  1 | On Loan: —       |
| TSMC                                      | Taiwan Semiconductor Manufacturing Co Ltd | CUSIP: N/A<br>LEI: 549300KB6NK5SBD14S87       | Long             | EC               | CORP              | TW        |     62000 | NS      | $1077901.75   | 3.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Pegasystems Inc                           | Pegasystems Inc                           | CUSIP: 705573103<br>LEI: 549300FMCOKPL06FYN26 | Long             | EC               | CORP              | US        |     28021 | NS      | $1089456.48   | 3.04%             |  |  |  | No            |                  1 | On Loan: No      |
| ABB Ltd                                   | ABB Ltd                                   | CUSIP: N/A<br>LEI: 5493000LKVGOO9PELI61       | Long             | EC               | CORP              | CH        |     29446 | NS      | $1021202.08   | 2.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Skyworks Solutions Inc                    | Skyworks Solutions Inc                    | CUSIP: 83088M102<br>LEI: 549300WZ3ORQ2BVKBD96 | Long             | EC               | CORP              | US        |     10081 | NS      | $1105583.27   | 3.08%             |  |  |  | No            |                  1 | On Loan: —       |
| Unity Software Inc                        | Unity Software Inc                        | CUSIP: 91332U101<br>LEI: 549300D1ESJMGNQNG432 | Long             | EC               | CORP              | US        |     55457 | NS      | $1969832.64   | 5.49%             |  |  |  | No            |                  1 | On Loan: No      |
| AutoStore Holdings Ltd                    | AutoStore Holdings Ltd                    | CUSIP: N/A<br>LEI: 549300KYN3M0LSM5A413       | Long             | EC               | CORP              | NO        |    379982 | NS      | $871382.14    | 2.43%             |  |  |  | No            |                  1 | On Loan: No      |
| LG Energy Solution Ltd                    | LG Energy Solution Ltd                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | KR        |      4330 | NS      | $1831409.32   | 5.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Adyen NV                                  | Adyen NV                                  | CUSIP: N/A<br>LEI: 724500973ODKK3IFQ447       | Long             | EC               | CORP              | NL        |       677 | NS      | $1013910.25   | 2.83%             |  |  |  | No            |                  1 | On Loan: No      |
| AeroVironment Inc                         | AeroVironment Inc                         | CUSIP: 008073108<br>LEI: 529900PGHVI29YLZ6221 | Long             | EC               | CORP              | US        |     18065 | NS      | $1607243.05   | 4.48%             |  |  |  | No            |                  1 | On Loan: —       |
| NVIDIA Corp                               | NVIDIA Corp                               | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |      6223 | NS      | $1215787.51   | 3.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Palantir Technologies Inc                 | Palantir Technologies Inc                 | CUSIP: 69608A108<br>LEI: 549300UVN46B3BBDHO85 | Long             | EC               | CORP              | US        |    249385 | NS      | $1940215.30   | 5.41%             |  |  |  | No            |                  1 | On Loan: —       |
| Take-Two Interactive Software             | Take-Two Interactive Software Inc         | CUSIP: 874054109<br>LEI: BOMSTHHJK882EWYX3334 | Long             | EC               | CORP              | US        |      9254 | NS      | $1047830.42   | 2.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Teradyne Inc                              | Teradyne Inc                              | CUSIP: 880770102<br>LEI: C3X4YJ278QNZHRJULN75 | Long             | EC               | CORP              | US        |     10435 | NS      | $1061239.50   | 2.96%             |  |  |  | No            |                  1 | On Loan: —       |
| U.S. Bank Money Market Deposit Account    | U.S. Bank Money Market Deposit Account    | CUSIP: 8AMMF0A92<br>LEI: N/A                  | Long             | STIV             | RF                | US        |     14894 | NS      | $14893.77     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Mount Vernon Liquid Assets Portfolio, LLC | Mount Vernon Liquid Assets Portfolio, LLC | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | PF                | US        |   9451492 | NS      | $9451492.50   | 26.35%            |  |  |  | No            |                  2 | On Loan: No      |
| ASML Holding NV                           | ASML Holding NV                           | CUSIP: N/A<br>LEI: 724500Y6DUVHQD6OXN27       | Long             | EC               | CORP              | NL        |      1545 | NS      | $1012151.03   | 2.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Dr Ing hc F Porsche AG                    | Dr Ing hc F Porsche AG                    | CUSIP: N/A<br>LEI: 529900EWEX125AULXI58       | Long             | EP               | CORP              | DE        |      9058 | NS      | $1073362.76   | 2.99%             |  |  |  | No            |                  1 | On Loan: No      |
| ams-OSRAM AG                              | ams-OSRAM AG                              | CUSIP: N/A<br>LEI: 5299001JPPT2QFTV5D76       | Long             | EC               | CORP              | AT        |    108226 | NS      | $1003410.47   | 2.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro Devices Inc                | Advanced Micro Devices Inc                | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |     14465 | NS      | $1087044.75   | 3.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Applied Materials Inc                     | Applied Materials Inc                     | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |      9133 | NS      | $1018238.17   | 2.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Axon Enterprise Inc                       | Axon Enterprise Inc                       | CUSIP: 05464C101<br>LEI: 549300QP2IEEGFE16681 | Long             | EC               | CORP              | US        |      5481 | NS      | $1071206.64   | 2.99%             |  |  |  | No            |                  1 | On Loan: —       |
| Coinbase Global Inc                       | Coinbase Global Inc                       | CUSIP: 19260Q107<br>LEI: 5493004G3J2SC154DU06 | Long             | EC               | CORP              | US        |     25414 | NS      | $1486210.72   | 4.14%             |  |  |  | No            |                  1 | On Loan: —       |
| Crowdstrike Holdings Inc                  | Crowdstrike Holdings Inc                  | CUSIP: 22788C105<br>LEI: 549300YBY08K9KM4HX32 | Long             | EC               | CORP              | US        |     16786 | NS      | $1777637.40   | 4.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc                        | Meta Platforms Inc                        | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |      7512 | NS      | $1119062.64   | 3.12%             |  |  |  | No            |                  1 | On Loan: No      |
| GXO Logistics Inc                         | GXO Logistics Inc                         | CUSIP: 36262G101<br>LEI: 5493007CNWMXN78JRN66 | Long             | EC               | CORP              | US        |     19955 | NS      | $1044245.15   | 2.91%             |  |  |  | No            |                  1 | On Loan: —       |
| Lockheed Martin Corp                      | Lockheed Martin Corp                      | CUSIP: 539830109<br>LEI: DPRBOZP0K5RM2YE8UU08 | Long             | EC               | CORP              | US        |      2119 | NS      | $981647.94    | 2.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Nasdaq Inc                                | Nasdaq Inc                                | CUSIP: 631103108<br>LEI: 549300L8X1Q78ERXFD06 | Long             | EC               | CORP              | US        |     15534 | NS      | $934991.46    | 2.61%             |  |  |  | No            |                  1 | On Loan: —       |
| Novanta Inc                               | Novanta Inc                               | CUSIP: 67000B104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7008 | NS      | $1131581.76   | 3.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Trimble Inc                               | Trimble Inc                               | CUSIP: 896239100<br>LEI: 549300E2MI7NSZFQWS19 | Long             | EC               | CORP              | US        |     18618 | NS      | $1080961.08   | 3.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Block Inc                                 | Block Inc                                 | CUSIP: 852234103<br>LEI: 549300OHIIUWSTIZME52 | Long             | EC               | CORP              | US        |     14083 | NS      | $1150862.76   | 3.21%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-02

**Name of Applicant:** Innovator ETFs Trust

**Signature:** /s/ Kathleen Meyer

**Name of Signer:** Innovator ETFs Trust

**Title:** Principal Financial Officer