# EDGAR Filing Document

**Accession Number:** 0001470876
**File Stem:** 0001172661-23-000796
**Filing Date:** 2023-2
**Character Count:** 41472
**Document Hash:** 460d2b84a30cf913e6fd5112984cec3c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001172661-23-000796.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0001172661-23-000796

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230213

**EFFECTIVENESS DATE**: 20230213

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Freestone Capital Holdings, LLC
- **CENTRAL INDEX KEY:** 0001470876
- **IRS NUMBER:** 261341800
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-13894
- **FILM NUMBER:** 23619720

**BUSINESS ADDRESS:**
- **STREET 1:** 701 5TH AVENUE
- **STREET 2:** 74TH FLOOR
- **CITY:** SEATTLE
- **STATE:** WA
- **ZIP:** 98104
- **BUSINESS PHONE:** 206-398-1100

**MAIL ADDRESS:**
- **STREET 1:** 701 5TH AVENUE
- **STREET 2:** 74TH FLOOR
- **CITY:** SEATTLE
- **STATE:** WA
- **ZIP:** 98104

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Freestone Capital Holdings LLC<br>**Address:** 701 5th Avenue<br>74th Floor<br>Seattle, WA 98104

**Form 13F File Number:** 028-13894

**CRD Number (if applicable):** 000145711

**SEC File Number (if applicable):** 801-69073

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Malinda Khauv<br>**Title:** Managing Director - CCO<br>**Phone:** 206-707-7346

**Signature, Place, and Date of Signing:**

/s/ Malinda Khauv  Seattle, WA  02-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 1

**Form 13F Information Table Entry Total:** 382

**Form 13F Information Table Value Total:** $2186133013

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                             | Form 13F File Number   |
|:---|:---|:---|
|  | FREESTONE CAPITAL MANAGEMENT LLC | 028-05975              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 23ANDME HOLDING CO | CLASS A COM | 90138Q108 |  | 79918 | 36999 | SH |  | DFND | 1 | 0 | 36999 | 0 |
| 3M CO | COM | 88579Y101 |  | 1815709 | 15141 | SH |  | DFND | 1 | 0 | 15141 | 0 |
| ABB LTD | SPONSORED ADR | 000375204 |  | 575389 | 18890 | SH |  | DFND | 1 | 0 | 18890 | 0 |
| ABBOTT LABS | COM | 002824100 |  | 9720072 | 88533 | SH |  | DFND | 1 | 0 | 88533 | 0 |
| ABBVIE INC | COM | 00287Y109 |  | 9860538 | 61014 | SH |  | DFND | 1 | 0 | 61014 | 0 |
| ABRDN GLOBAL PREMIER PPTYS F | COM SH BEN INT | 00302L108 |  | 39731 | 10188 | SH |  | DFND | 1 | 0 | 10188 | 0 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 |  | 9672149 | 36247 | SH |  | DFND | 1 | 0 | 36247 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 3589965 | 46897 | SH |  | DFND | 1 | 0 | 46897 | 0 |
| ADMA BIOLOGICS INC | COM | 000899104 |  | 46378 | 11953 | SH |  | DFND | 1 | 0 | 11953 | 0 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 6522961 | 19383 | SH |  | DFND | 1 | 0 | 19383 | 0 |
| ADVANCE AUTO PARTS INC | COM | 00751Y106 |  | 1639973 | 11154 | SH |  | DFND | 1 | 0 | 11154 | 0 |
| ADVANCED ENERGY INDS | COM | 007973100 |  | 402737 | 4695 | SH |  | DFND | 1 | 0 | 4695 | 0 |
| AFLAC INC | COM | 001055102 |  | 3867638 | 53762 | SH |  | DFND | 1 | 0 | 53762 | 0 |
| AGILENT TECHNOLOGIES INC | COM | 00846U101 |  | 416626 | 2784 | SH |  | DFND | 1 | 0 | 2784 | 0 |
| AIRBNB INC | COM CL A | 009066101 |  | 731025 | 8550 | SH |  | DFND | 1 | 0 | 8550 | 0 |
| ALAUNOS THERAPEUTICS INC | COM | 98973P101 |  | 6491 | 10000 | SH |  | DFND | 1 | 0 | 10000 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 1437365 | 16317 | SH |  | DFND | 1 | 0 | 16317 | 0 |
| ALLISON TRANSMISSION HLDGS I | COM | 01973R101 |  | 650874 | 15646 | SH |  | DFND | 1 | 0 | 15646 | 0 |
| ALLSTATE CORP | COM | 020002101 |  | 3376304 | 24899 | SH |  | DFND | 1 | 0 | 24899 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 7172560 | 80836 | SH |  | DFND | 1 | 0 | 80836 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 19168341 | 217254 | SH |  | DFND | 1 | 0 | 217254 | 0 |
| ALPS ETF TR | ALERIAN MLP | 00162Q452 |  | 2849065 | 74838 | SH |  | DFND | 1 | 0 | 74838 | 0 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 3462781 | 75755 | SH |  | DFND | 1 | 0 | 75755 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 28417494 | 338304 | SH |  | DFND | 1 | 0 | 338304 | 0 |
| AMBEV SA | SPONSORED ADR | 02319V103 |  | 913371 | 335798 | SH |  | DFND | 1 | 0 | 335798 | 0 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 3671730 | 24851 | SH |  | DFND | 1 | 0 | 24851 | 0 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 |  | 257410 | 1215 | SH |  | DFND | 1 | 0 | 1215 | 0 |
| AMERISOURCEBERGEN CORP | COM | 03073E105 |  | 6038231 | 36439 | SH |  | DFND | 1 | 0 | 36439 | 0 |
| AMGEN INC | COM | 031162100 |  | 3617283 | 13773 | SH |  | DFND | 1 | 0 | 13773 | 0 |
| AMMO INC | COM | 00175J107 |  | 30925 | 17876 | SH |  | DFND | 1 | 0 | 17876 | 0 |
| ANGLOGOLD ASHANTI LIMITED | SPONSORED ADR | 035128206 |  | 515989 | 26570 | SH |  | DFND | 1 | 0 | 26570 | 0 |
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 |  | 391761 | 6525 | SH |  | DFND | 1 | 0 | 6525 | 0 |
| ANNALY CAPITAL MANAGEMENT IN | COM NEW | 035710839 |  | 243474 | 11550 | SH |  | DFND | 1 | 0 | 11550 | 0 |
| AON PLC | SHS CL A | G0403H108 |  | 550457 | 1834 | SH |  | DFND | 1 | 0 | 1834 | 0 |
| APPLE INC | COM | 037833100 |  | 44221236 | 340347 | SH |  | DFND | 1 | 0 | 340347 | 0 |
| APPLIED MATLS INC | COM | 038222105 |  | 4583092 | 47064 | SH |  | DFND | 1 | 0 | 47064 | 0 |
| APTIV PLC | SHS | G6095L109 |  | 1499579 | 16102 | SH |  | DFND | 1 | 0 | 16102 | 0 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 |  | 236489 | 2547 | SH |  | DFND | 1 | 0 | 2547 | 0 |
| AT INC | COM | 00206R102 |  | 1294928 | 70338 | SH |  | DFND | 1 | 0 | 70338 | 0 |
| ATAI LIFE SCIENCES NV | SHS | N0731H103 |  | 26600 | 10000 | SH |  | DFND | 1 | 0 | 10000 | 0 |
| AURORA INNOVATION INC | CLASS A COM | 051774107 |  | 1600755 | 1322938 | SH |  | DFND | 1 | 0 | 1322938 | 0 |
| AUTODESK INC | COM | 052769106 |  | 334124 | 1788 | SH |  | DFND | 1 | 0 | 1788 | 0 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 3944056 | 16512 | SH |  | DFND | 1 | 0 | 16512 | 0 |
| AXON ENTERPRISE INC | COM | 05464C101 |  | 254205 | 1532 | SH |  | DFND | 1 | 0 | 1532 | 0 |
| BANCO SANTANDER BRASIL S A | ADS REP 1 UNIT | 05967A107 |  | 431200 | 80000 | SH |  | DFND | 1 | 0 | 80000 | 0 |
| BANCO SANTANDER S.A. | ADR | 05964H105 |  | 35491 | 12031 | SH |  | DFND | 1 | 0 | 12031 | 0 |
| BANK AMERICA CORP | COM | 060505104 |  | 9254694 | 279429 | SH |  | DFND | 1 | 0 | 279429 | 0 |
| BANK MARIN BANCORP | COM | 063425102 |  | 764723 | 23258 | SH |  | DFND | 1 | 0 | 23258 | 0 |
| BARCLAYS PLC | ADR | 06738E204 |  | 233368 | 29919 | SH |  | DFND | 1 | 0 | 29919 | 0 |
| BENSON HILL INC | *W EXP 09/29/202 | 082490111 |  | 2501 | 10000 | SH |  | DFND | 1 | 0 | 10000 | 0 |
| BERKSHIRE GREY INC | COM CL A | 084656107 |  | 6404 | 10604 | SH |  | DFND | 1 | 0 | 10604 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 |  | 468711 | 1 | SH |  | DFND | 1 | 0 | 1 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 21523843 | 69679 | SH |  | DFND | 1 | 0 | 69679 | 0 |
| BEST BUY INC | COM | 086516101 |  | 1016955 | 12679 | SH |  | DFND | 1 | 0 | 12679 | 0 |
| BHP GROUP LTD | SPONSORED ADS | 088606108 |  | 1078939 | 17388 | SH |  | DFND | 1 | 0 | 17388 | 0 |
| BLACKROCK INC | COM | 09247X101 |  | 496750 | 701 | SH |  | DFND | 1 | 0 | 701 | 0 |
| BLACKSTONE INC | COM | 09260D107 |  | 477264 | 6433 | SH |  | DFND | 1 | 0 | 6433 | 0 |
| BLEND LABS INC | CL A | 09352U108 |  | 49987 | 34713 | SH |  | DFND | 1 | 0 | 34713 | 0 |
| BLOCK INC | CL A | 852234103 |  | 309298 | 4922 | SH |  | DFND | 1 | 0 | 4922 | 0 |
| BOEING CO | COM | 097023105 |  | 1472935 | 7732 | SH |  | DFND | 1 | 0 | 7732 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 4813609 | 66902 | SH |  | DFND | 1 | 0 | 66902 | 0 |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 |  | 861708 | 21553 | SH |  | DFND | 1 | 0 | 21553 | 0 |
| BROADCOM INC | COM | 11135F101 |  | 8614093 | 15406 | SH |  | DFND | 1 | 0 | 15406 | 0 |
| BUNGE LIMITED | COM | G16962105 |  | 1222382 | 12252 | SH |  | DFND | 1 | 0 | 12252 | 0 |
| CADENCE DESIGN SYSTEM INC | COM | 127387108 |  | 351320 | 2187 | SH |  | DFND | 1 | 0 | 2187 | 0 |
| CAMECO CORP | COM | 13321L108 |  | 567090 | 25015 | SH |  | DFND | 1 | 0 | 25015 | 0 |
| CARDINAL HEALTH INC | COM | 14149Y108 |  | 5404734 | 70310 | SH |  | DFND | 1 | 0 | 70310 | 0 |
| CARRIER GLOBAL CORPORATION | COM | 14448C104 |  | 479531 | 11625 | SH |  | DFND | 1 | 0 | 11625 | 0 |
| CATERPILLAR INC | COM | 149123101 |  | 3571840 | 14910 | SH |  | DFND | 1 | 0 | 14910 | 0 |
| CBRE GROUP INC | CL A | 12504L109 |  | 298451 | 3878 | SH |  | DFND | 1 | 0 | 3878 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 8399899 | 46799 | SH |  | DFND | 1 | 0 | 46799 | 0 |
| CIGNA CORP NEW | COM | 125523100 |  | 10607189 | 32013 | SH |  | DFND | 1 | 0 | 32013 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 4736531 | 99423 | SH |  | DFND | 1 | 0 | 99423 | 0 |
| CITIGROUP INC | COM NEW | 172967424 |  | 1949775 | 43108 | SH |  | DFND | 1 | 0 | 43108 | 0 |
| COCA COLA CO | COM | 191216100 |  | 3725530 | 58568 | SH |  | DFND | 1 | 0 | 58568 | 0 |
| COCA-COLA FEMSA SAB DE CV | SPONSORD ADR REP | 191241108 |  | 1112689 | 16392 | SH |  | DFND | 1 | 0 | 16392 | 0 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 2947849 | 37414 | SH |  | DFND | 1 | 0 | 37414 | 0 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 9562295 | 273443 | SH |  | DFND | 1 | 0 | 273443 | 0 |
| COMERICA INC | COM | 200340107 |  | 903879 | 13521 | SH |  | DFND | 1 | 0 | 13521 | 0 |
| COMMERCE BANCSHARES INC | COM | 200525103 |  | 218437 | 3209 | SH |  | DFND | 1 | 0 | 3209 | 0 |
| CONAGRA BRANDS INC | COM | 205887102 |  | 918274 | 23728 | SH |  | DFND | 1 | 0 | 23728 | 0 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 3779376 | 32029 | SH |  | DFND | 1 | 0 | 32029 | 0 |
| CONSTELLATION BRANDS INC | CL A | 21036P108 |  | 216504 | 934 | SH |  | DFND | 1 | 0 | 934 | 0 |
| CORTEVA INC | COM | 22052L104 |  | 405464 | 6898 | SH |  | DFND | 1 | 0 | 6898 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 17252444 | 37793 | SH |  | DFND | 1 | 0 | 37793 | 0 |
| COTERRA ENERGY INC | COM | 127097103 |  | 250098 | 10179 | SH |  | DFND | 1 | 0 | 10179 | 0 |
| COUPANG INC | CL A | 22266T109 |  | 1380916 | 93876 | SH |  | DFND | 1 | 0 | 93876 | 0 |
| CROCS INC | COM | 227046109 |  | 626183 | 5775 | SH |  | DFND | 1 | 0 | 5775 | 0 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 |  | 201946 | 1918 | SH |  | DFND | 1 | 0 | 1918 | 0 |
| CSX CORP | COM | 126408103 |  | 2496678 | 80590 | SH |  | DFND | 1 | 0 | 80590 | 0 |
| CUMMINS INC | COM | 231021106 |  | 262885 | 1085 | SH |  | DFND | 1 | 0 | 1085 | 0 |
| CVS HEALTH CORP | COM | 126650100 |  | 1478406 | 15864 | SH |  | DFND | 1 | 0 | 15864 | 0 |
| D R HORTON INC | COM | 23331A109 |  | 3149494 | 35332 | SH |  | DFND | 1 | 0 | 35332 | 0 |
| DANAHER CORPORATION | COM | 235851102 |  | 858368 | 3234 | SH |  | DFND | 1 | 0 | 3234 | 0 |
| DASEKE INC | COM | 23753F107 |  | 271811 | 47770 | SH |  | DFND | 1 | 0 | 47770 | 0 |
| DEERE  CO | COM | 244199105 |  | 5275487 | 12304 | SH |  | DFND | 1 | 0 | 12304 | 0 |
| DEVON ENERGY CORP NEW | COM | 25179M103 |  | 2132770 | 34674 | SH |  | DFND | 1 | 0 | 34674 | 0 |
| DEXCOM INC | COM | 252131107 |  | 1151198 | 10166 | SH |  | DFND | 1 | 0 | 10166 | 0 |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 |  | 2416030 | 99507 | SH |  | DFND | 1 | 0 | 99507 | 0 |
| DISNEY WALT CO | COM | 254687106 |  | 4358430 | 50166 | SH |  | DFND | 1 | 0 | 50166 | 0 |
| DOCUSIGN INC | COM | 256163106 |  | 1557302 | 28100 | SH |  | DFND | 1 | 0 | 28100 | 0 |
| DOORDASH INC | CL A | 25809K105 |  | 489469 | 10026 | SH |  | DFND | 1 | 0 | 10026 | 0 |
| DORCHESTER MINERALS LP | COM UNIT | 25820R105 |  | 493845 | 16500 | SH |  | DFND | 1 | 0 | 16500 | 0 |
| DOW INC | COM | 260557103 |  | 358273 | 7110 | SH |  | DFND | 1 | 0 | 7110 | 0 |
| DOXIMITY INC | CL A | 26622P107 |  | 1490802 | 44422 | SH |  | DFND | 1 | 0 | 44422 | 0 |
| DUPONT DE NEMOURS INC | COM | 26614N102 |  | 462086 | 6733 | SH |  | DFND | 1 | 0 | 6733 | 0 |
| EAGLE POINT CREDIT COMPANY I | COM | 269808101 |  | 622841 | 61546 | SH |  | DFND | 1 | 0 | 61546 | 0 |
| EATON CORP PLC | SHS | G29183103 |  | 2316268 | 14758 | SH |  | DFND | 1 | 0 | 14758 | 0 |
| EBAY INC. | COM | 278642103 |  | 812229 | 19586 | SH |  | DFND | 1 | 0 | 19586 | 0 |
| EDISON INTL | COM | 281020107 |  | 238511 | 3749 | SH |  | DFND | 1 | 0 | 3749 | 0 |
| ENBRIDGE INC | COM | 29250N105 |  | 345018 | 8824 | SH |  | DFND | 1 | 0 | 8824 | 0 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 |  | 11424167 | 962440 | SH |  | DFND | 1 | 0 | 962440 | 0 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 |  | 319185 | 13233 | SH |  | DFND | 1 | 0 | 13233 | 0 |
| EOG RES INC | COM | 26875P101 |  | 999894 | 7720 | SH |  | DFND | 1 | 0 | 7720 | 0 |
| EQUINIX INC | COM | 29444U700 |  | 2193040 | 3348 | SH |  | DFND | 1 | 0 | 3348 | 0 |
| EQUINOR ASA | SPONSORED ADR | 29446M102 |  | 1004972 | 28064 | SH |  | DFND | 1 | 0 | 28064 | 0 |
| EQUITRANS MIDSTREAM CORP | COM | 294600101 |  | 6279135 | 937184 | SH |  | DFND | 1 | 0 | 937184 | 0 |
| EQUITY RESIDENTIAL | SH BEN INT | 29476L107 |  | 386391 | 6549 | SH |  | DFND | 1 | 0 | 6549 | 0 |
| ETF MANAGERS TR | ETFMG ALTR HRVST | 26924G508 |  | 44785 | 10513 | SH |  | DFND | 1 | 0 | 10513 | 0 |
| EVOLV TECHNOLOGIES HLDNGS IN | *W EXP 03/10/202 | 30049H110 |  | 4275 | 10000 | SH |  | DFND | 1 | 0 | 10000 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 14120486 | 128019 | SH |  | DFND | 1 | 0 | 128019 | 0 |
| F5 INC | COM | 315616102 |  | 821063 | 5721 | SH |  | DFND | 1 | 0 | 5721 | 0 |
| FEDEX CORP | COM | 31428X106 |  | 1121315 | 6474 | SH |  | DFND | 1 | 0 | 6474 | 0 |
| FERGUSON PLC NEW | SHS | G3421J106 |  | 243021 | 1914 | SH |  | DFND | 1 | 0 | 1914 | 0 |
| FISERV INC | COM | 337738108 |  | 876378 | 8671 | SH |  | DFND | 1 | 0 | 8671 | 0 |
| FORD MTR CO DEL | COM | 345370860 |  | 192605 | 16561 | SH |  | DFND | 1 | 0 | 16561 | 0 |
| FRANKLIN RESOURCES INC | COM | 354613101 |  | 2872254 | 108880 | SH |  | DFND | 1 | 0 | 108880 | 0 |
| FUELCELL ENERGY INC | COM | 35952H601 |  | 33360 | 12000 | SH |  | DFND | 1 | 0 | 12000 | 0 |
| GAMCO GLOBAL GOLD NAT RES | COM SH BEN INT | 36465A109 |  | 37897 | 10440 | SH |  | DFND | 1 | 0 | 10440 | 0 |
| GENERAL MLS INC | COM | 370334104 |  | 5645944 | 67334 | SH |  | DFND | 1 | 0 | 67334 | 0 |
| GETNET ADQUIRENCIA E SERVICO | SPONSORED ADS | 37428A103 |  | 17000 | 10000 | SH |  | DFND | 1 | 0 | 10000 | 0 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 1615161 | 18814 | SH |  | DFND | 1 | 0 | 18814 | 0 |
| GLOBALSTAR INC | COM | 378973408 |  | 69825 | 52500 | SH |  | DFND | 1 | 0 | 52500 | 0 |
| GRAINGER W W INC | COM | 384802104 |  | 3358081 | 6037 | SH |  | DFND | 1 | 0 | 6037 | 0 |
| GREYSTONE HOUSING IMPACT INV | BEN UNIT CTF | 02364V206 |  | 3203201 | 184092 | SH |  | DFND | 1 | 0 | 184092 | 0 |
| GRUPO SUPERVIELLE S.A. | SPONSORED ADR | 40054A108 |  | 259200 | 120000 | SH |  | DFND | 1 | 0 | 120000 | 0 |
| GSK PLC | SPONSORED ADR | 37733W204 |  | 453095 | 12894 | SH |  | DFND | 1 | 0 | 12894 | 0 |
| HALEON PLC | SPON ADS | 405552100 |  | 120456 | 15057 | SH |  | DFND | 1 | 0 | 15057 | 0 |
| HANESBRANDS INC | COM | 410345102 |  | 168424 | 26482 | SH |  | DFND | 1 | 0 | 26482 | 0 |
| HESS CORP | COM | 42809H107 |  | 1107472 | 7809 | SH |  | DFND | 1 | 0 | 7809 | 0 |
| HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 |  | 217758 | 13644 | SH |  | DFND | 1 | 0 | 13644 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 16279387 | 51540 | SH |  | DFND | 1 | 0 | 51540 | 0 |
| HOMESTREET INC | COM | 43785V102 |  | 215538 | 7815 | SH |  | DFND | 1 | 0 | 7815 | 0 |
| HONEYWELL INTL INC | COM | 438516106 |  | 9537708 | 44506 | SH |  | DFND | 1 | 0 | 44506 | 0 |
| HP INC | COM | 40434L105 |  | 2780799 | 103491 | SH |  | DFND | 1 | 0 | 103491 | 0 |
| HUBBELL INC | COM | 443510607 |  | 613454 | 2614 | SH |  | DFND | 1 | 0 | 2614 | 0 |
| INTEL CORP | COM | 458140100 |  | 3936853 | 148954 | SH |  | DFND | 1 | 0 | 148954 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 1936417 | 13744 | SH |  | DFND | 1 | 0 | 13744 | 0 |
| INTERPUBLIC GROUP COS INC | COM | 460690100 |  | 1345862 | 40404 | SH |  | DFND | 1 | 0 | 40404 | 0 |
| INTUIT | COM | 461202103 |  | 217185 | 558 | SH |  | DFND | 1 | 0 | 558 | 0 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 |  | 1239715 | 4672 | SH |  | DFND | 1 | 0 | 4672 | 0 |
| INVESCO EXCH TRADED FD TR II | S LOW VOL | 46138E354 |  | 260613 | 4078 | SH |  | DFND | 1 | 0 | 4078 | 0 |
| INVESCO EXCHANGE TRADED FD T | S QUALITY | 46137V241 |  | 366696 | 8334 | SH |  | DFND | 1 | 0 | 8334 | 0 |
| INVESCO EXCHANGE TRADED FD T | GBL LISTED PVT | 46137V589 |  | 114469 | 12126 | SH |  | DFND | 1 | 0 | 12126 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 4678411 | 17570 | SH |  | DFND | 1 | 0 | 17570 | 0 |
| INVITATION HOMES INC | COM | 46187W107 |  | 394597 | 13313 | SH |  | DFND | 1 | 0 | 13313 | 0 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 352749 | 10198 | SH |  | DFND | 1 | 0 | 10198 | 0 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 1147892 | 24580 | SH |  | DFND | 1 | 0 | 24580 | 0 |
| ISHARES TR | ISHS 1-5YR INVS | 464288646 |  | 526249 | 10563 | SH |  | DFND | 1 | 0 | 10563 | 0 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 |  | 614376 | 7349 | SH |  | DFND | 1 | 0 | 7349 | 0 |
| ISHARES TR | EXPND TEC SC ETF | 464287549 |  | 255360 | 912 | SH |  | DFND | 1 | 0 | 912 | 0 |
| ISHARES TR | MSCI AC ASIA ETF | 464288182 |  | 1725811 | 26637 | SH |  | DFND | 1 | 0 | 26637 | 0 |
| ISHARES TR | MSCI USA ESG SLC | 464288802 |  | 1026499 | 12470 | SH |  | DFND | 1 | 0 | 12470 | 0 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 1810304 | 11937 | SH |  | DFND | 1 | 0 | 11937 | 0 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 9892051 | 93746 | SH |  | DFND | 1 | 0 | 93746 | 0 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 297394 | 2050 | SH |  | DFND | 1 | 0 | 2050 | 0 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 1843612 | 15287 | SH |  | DFND | 1 | 0 | 15287 | 0 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 242955 | 3602 | SH |  | DFND | 1 | 0 | 3602 | 0 |
| ISHARES TR | CRE U S REIT ETF | 464288521 |  | 322463 | 6521 | SH |  | DFND | 1 | 0 | 6521 | 0 |
| ISHARES TR | US AER DEF ETF | 464288760 |  | 254437 | 2275 | SH |  | DFND | 1 | 0 | 2275 | 0 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 12520548 | 330357 | SH |  | DFND | 1 | 0 | 330357 | 0 |
| ISHARES TR | CORE S TTL STK | 464287150 |  | 8382453 | 98850 | SH |  | DFND | 1 | 0 | 98850 | 0 |
| ISHARES TR | SHORT TREAS BD | 464288679 |  | 348238100 | 3168105 | SH |  | DFND | 1 | 0 | 3168105 | 0 |
| ISHARES TR | GLOBAL TECH ETF | 464287291 |  | 1335991 | 29801 | SH |  | DFND | 1 | 0 | 29801 | 0 |
| ISHARES TR | U.S. TECH ETF | 464287721 |  | 597695 | 8024 | SH |  | DFND | 1 | 0 | 8024 | 0 |
| ISHARES TR | MSCI ACWI EX US | 464288240 |  | 743428 | 16339 | SH |  | DFND | 1 | 0 | 16339 | 0 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 |  | 717892 | 6815 | SH |  | DFND | 1 | 0 | 6815 | 0 |
| ISHARES TR | RUS 2000 VAL ETF | 464287630 |  | 250715 | 1808 | SH |  | DFND | 1 | 0 | 1808 | 0 |
| ISHARES TR | CORE S ETF | 464287200 |  | 173702657 | 452103 | SH |  | DFND | 1 | 0 | 452103 | 0 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 208952 | 3572 | SH |  | DFND | 1 | 0 | 3572 | 0 |
| ISHARES TR | U.S. MED DVC ETF | 464288810 |  | 236250 | 4494 | SH |  | DFND | 1 | 0 | 4494 | 0 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 |  | 9317752 | 89362 | SH |  | DFND | 1 | 0 | 89362 | 0 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 45686993 | 471048 | SH |  | DFND | 1 | 0 | 471048 | 0 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 685761 | 7246 | SH |  | DFND | 1 | 0 | 7246 | 0 |
| ISHARES TR | RUS 1000 ETF | 464287622 |  | 1695739 | 8055 | SH |  | DFND | 1 | 0 | 8055 | 0 |
| ISHARES TR | MSCI ACWI ETF | 464288257 |  | 3800235 | 44772 | SH |  | DFND | 1 | 0 | 44772 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 3442462 | 19743 | SH |  | DFND | 1 | 0 | 19743 | 0 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 5404368 | 25226 | SH |  | DFND | 1 | 0 | 25226 | 0 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 13564298 | 206647 | SH |  | DFND | 1 | 0 | 206647 | 0 |
| ISHARES TR | CALIF MUN BD ETF | 464288356 |  | 2750159 | 49014 | SH |  | DFND | 1 | 0 | 49014 | 0 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 |  | 230107 | 1577 | SH |  | DFND | 1 | 0 | 1577 | 0 |
| ISHARES TR | MSCI USA VALUE | 46432F388 |  | 983458 | 10791 | SH |  | DFND | 1 | 0 | 10791 | 0 |
| ISHARES TR | MSCI USA SZE FT | 46432F370 |  | 243948 | 2145 | SH |  | DFND | 1 | 0 | 2145 | 0 |
| ISHARES TR | US TREAS BD ETF | 46429B267 |  | 210342 | 9258 | SH |  | DFND | 1 | 0 | 9258 | 0 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 |  | 1100823 | 15268 | SH |  | DFND | 1 | 0 | 15268 | 0 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 |  | 959778 | 8422 | SH |  | DFND | 1 | 0 | 8422 | 0 |
| ISHARES TR | BLACKROCK ULTRA | 46434V878 |  | 2176390 | 43493 | SH |  | DFND | 1 | 0 | 43493 | 0 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 25656052 | 416224 | SH |  | DFND | 1 | 0 | 416224 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 12017617 | 68031 | SH |  | DFND | 1 | 0 | 68031 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 11584053 | 86384 | SH |  | DFND | 1 | 0 | 86384 | 0 |
| KAYNE ANDERSON ENERGY INFRST | COM | 486606106 |  | 660114 | 77116 | SH |  | DFND | 1 | 0 | 77116 | 0 |
| KEYSIGHT TECHNOLOGIES INC | COM | 49338L103 |  | 207850 | 1215 | SH |  | DFND | 1 | 0 | 1215 | 0 |
| KIMBELL RTY PARTNERS LP | UNIT | 49435R102 |  | 4773788 | 285856 | SH |  | DFND | 1 | 0 | 285856 | 0 |
| KIMBERLY-CLARK CORP | COM | 494368103 |  | 433322 | 3192 | SH |  | DFND | 1 | 0 | 3192 | 0 |
| KINDER MORGAN INC DEL | COM | 49456B101 |  | 318235 | 17601 | SH |  | DFND | 1 | 0 | 17601 | 0 |
| KLA CORP | COM NEW | 482480100 |  | 6699069 | 17768 | SH |  | DFND | 1 | 0 | 17768 | 0 |
| LANDSEA HOMES CORP | *W EXP 01/08/202 | 51509P111 |  | 1615 | 17000 | SH |  | DFND | 1 | 0 | 17000 | 0 |
| LEAFLY HOLDINGS INC | COM | 52178J105 |  | 95432 | 146390 | SH |  | DFND | 1 | 0 | 146390 | 0 |
| LENNAR CORP | CL A | 526057104 |  | 3034918 | 33535 | SH |  | DFND | 1 | 0 | 33535 | 0 |
| LHC GROUP INC | COM | 50187A107 |  | 219898 | 1360 | SH |  | DFND | 1 | 0 | 1360 | 0 |
| LILLY ELI  CO | COM | 532457108 |  | 9524951 | 26036 | SH |  | DFND | 1 | 0 | 26036 | 0 |
| LIMONEIRA CO | COM | 532746104 |  | 298693 | 24463 | SH |  | DFND | 1 | 0 | 24463 | 0 |
| LINDE PLC | SHS | G5494J103 |  | 3122521 | 9573 | SH |  | DFND | 1 | 0 | 9573 | 0 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 4879981 | 10031 | SH |  | DFND | 1 | 0 | 10031 | 0 |
| LOWES COS INC | COM | 548661107 |  | 2825622 | 14182 | SH |  | DFND | 1 | 0 | 14182 | 0 |
| MANNKIND CORP | COM NEW | 56400P706 |  | 252960 | 48000 | SH |  | DFND | 1 | 0 | 48000 | 0 |
| MARATHON OIL CORP | COM | 565849106 |  | 382120 | 14116 | SH |  | DFND | 1 | 0 | 14116 | 0 |
| MARATHON PETE CORP | COM | 56585A102 |  | 953196 | 8190 | SH |  | DFND | 1 | 0 | 8190 | 0 |
| MARSH  MCLENNAN COS INC | COM | 571748102 |  | 2592575 | 15667 | SH |  | DFND | 1 | 0 | 15667 | 0 |
| MASCO CORP | COM | 574599106 |  | 2003216 | 42923 | SH |  | DFND | 1 | 0 | 42923 | 0 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 10447648 | 30045 | SH |  | DFND | 1 | 0 | 30045 | 0 |
| MCDONALDS CORP | COM | 580135101 |  | 4952459 | 18793 | SH |  | DFND | 1 | 0 | 18793 | 0 |
| MCKESSON CORP | COM | 58155Q103 |  | 6261128 | 16691 | SH |  | DFND | 1 | 0 | 16691 | 0 |
| MEDTRONIC PLC | SHS | G5960L103 |  | 2479268 | 31900 | SH |  | DFND | 1 | 0 | 31900 | 0 |
| MERCADOLIBRE INC | COM | 58733R102 |  | 298723 | 353 | SH |  | DFND | 1 | 0 | 353 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 7884491 | 71063 | SH |  | DFND | 1 | 0 | 71063 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 8290463 | 68892 | SH |  | DFND | 1 | 0 | 68892 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 1319010 | 5500 | SH | Put | DFND | 1 | 0 | 5500 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 98619958 | 411225 | SH |  | DFND | 1 | 0 | 411225 | 0 |
| MIND MEDICINE MINDMED INC | COM NEW | 60255C885 |  | 25293 | 11497 | SH |  | DFND | 1 | 0 | 11497 | 0 |
| MOLSON COORS BEVERAGE CO | CL B | 60871R209 |  | 2186148 | 42433 | SH |  | DFND | 1 | 0 | 42433 | 0 |
| MONROE CAP CORP | COM | 610335101 |  | 172646 | 20216 | SH |  | DFND | 1 | 0 | 20216 | 0 |
| MONSTER BEVERAGE CORP NEW | COM | 61174X109 |  | 2523325 | 24853 | SH |  | DFND | 1 | 0 | 24853 | 0 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 374428 | 4404 | SH |  | DFND | 1 | 0 | 4404 | 0 |
| MOTOROLA SOLUTIONS INC | COM NEW | 620076307 |  | 559488 | 2171 | SH |  | DFND | 1 | 0 | 2171 | 0 |
| MSC INDL DIRECT INC | CL A | 553530106 |  | 474187 | 5804 | SH |  | DFND | 1 | 0 | 5804 | 0 |
| NETFLIX INC | COM | 64110L106 |  | 3114228 | 10561 | SH |  | DFND | 1 | 0 | 10561 | 0 |
| NEWMONT CORP | COM | 651639106 |  | 1964512 | 41621 | SH |  | DFND | 1 | 0 | 41621 | 0 |
| NEXTDOOR HOLDINGS INC | COM CL A | 65345M108 |  | 139917 | 67921 | SH |  | DFND | 1 | 0 | 67921 | 0 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 11422877 | 136637 | SH |  | DFND | 1 | 0 | 136637 | 0 |
| NIKE INC | CL B | 654106103 |  | 63751149 | 544835 | SH |  | DFND | 1 | 0 | 544835 | 0 |
| NORDSTROM INC | COM | 655664100 |  | 324492 | 20105 | SH |  | DFND | 1 | 0 | 20105 | 0 |
| NORFOLK SOUTHN CORP | COM | 655844108 |  | 1649535 | 6694 | SH |  | DFND | 1 | 0 | 6694 | 0 |
| NORTH AMERN CONSTR GROUP LTD | COM | 656811106 |  | 367675 | 27500 | SH |  | DFND | 1 | 0 | 27500 | 0 |
| NOVARTIS AG | SPONSORED ADR | 66987V109 |  | 871093 | 9602 | SH |  | DFND | 1 | 0 | 9602 | 0 |
| NOVO-NORDISK A S | ADR | 670100205 |  | 2772575 | 20486 | SH |  | DFND | 1 | 0 | 20486 | 0 |
| NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 |  | 227036 | 19968 | SH |  | DFND | 1 | 0 | 19968 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 20187437 | 138138 | SH |  | DFND | 1 | 0 | 138138 | 0 |
| NXP SEMICONDUCTORS N V | COM | N6596X109 |  | 1326662 | 8395 | SH |  | DFND | 1 | 0 | 8395 | 0 |
| OAKTREE SPECIALTY LENDING CO | COM | 67401P108 |  | 81302 | 11834 | SH |  | DFND | 1 | 0 | 11834 | 0 |
| OCCIDENTAL PETE CORP | *W EXP 08/03/202 | 674599162 |  | 303412 | 7359 | SH |  | DFND | 1 | 0 | 7359 | 0 |
| OKTA INC | CL A | 679295105 |  | 1418872 | 20765 | SH |  | DFND | 1 | 0 | 20765 | 0 |
| OMNICOM GROUP INC | COM | 681919106 |  | 1489562 | 18261 | SH |  | DFND | 1 | 0 | 18261 | 0 |
| ONCOCYTE CORP | COM | 68235C107 |  | 3209 | 10000 | SH |  | DFND | 1 | 0 | 10000 | 0 |
| ONEOK INC NEW | COM | 682680103 |  | 200212 | 3047 | SH |  | DFND | 1 | 0 | 3047 | 0 |
| OPENDOOR TECHNOLOGIES INC | COM | 683712103 |  | 87232 | 75200 | SH |  | DFND | 1 | 0 | 75200 | 0 |
| ORACLE CORP | COM | 68389X105 |  | 9107201 | 111417 | SH |  | DFND | 1 | 0 | 111417 | 0 |
| OTIS WORLDWIDE CORP | COM | 68902V107 |  | 425458 | 5433 | SH |  | DFND | 1 | 0 | 5433 | 0 |
| P T TELEKOMUNIKASI INDONESIA | SPONSORED ADR | 715684106 |  | 847987 | 35555 | SH |  | DFND | 1 | 0 | 35555 | 0 |
| PACCAR INC | COM | 693718108 |  | 612945 | 6193 | SH |  | DFND | 1 | 0 | 6193 | 0 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 72418 | 11280 | SH |  | DFND | 1 | 0 | 11280 | 0 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 861101 | 6171 | SH |  | DFND | 1 | 0 | 6171 | 0 |
| PARAMOUNT GLOBAL | CLASS B COM | 92556H206 |  | 374189 | 22168 | SH |  | DFND | 1 | 0 | 22168 | 0 |
| PAYCHEX INC | COM | 704326107 |  | 1163335 | 10067 | SH |  | DFND | 1 | 0 | 10067 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 2334592 | 32780 | SH |  | DFND | 1 | 0 | 32780 | 0 |
| PEPSICO INC | COM | 713448108 |  | 3205983 | 17746 | SH |  | DFND | 1 | 0 | 17746 | 0 |
| PFIZER INC | COM | 717081103 |  | 4671913 | 91177 | SH |  | DFND | 1 | 0 | 91177 | 0 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 4694258 | 46381 | SH |  | DFND | 1 | 0 | 46381 | 0 |
| PHILLIPS 66 | COM | 718546104 |  | 384055 | 3690 | SH |  | DFND | 1 | 0 | 3690 | 0 |
| PNC FINL SVCS GROUP INC | COM | 693475105 |  | 217957 | 1380 | SH |  | DFND | 1 | 0 | 1380 | 0 |
| PRICE T ROWE GROUP INC | COM | 74144T108 |  | 2573271 | 23595 | SH |  | DFND | 1 | 0 | 23595 | 0 |
| PRINCIPAL FINANCIAL GROUP IN | COM | 74251V102 |  | 3847900 | 45852 | SH |  | DFND | 1 | 0 | 45852 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 8008277 | 52839 | SH |  | DFND | 1 | 0 | 52839 | 0 |
| PROSHARES TR | BITCOIN STRATE | 74347G440 |  | 202415 | 19407 | SH |  | DFND | 1 | 0 | 19407 | 0 |
| PROVIDENT BANCORP INC | COM NEW | 74383L105 |  | 506630 | 69592 | SH |  | DFND | 1 | 0 | 69592 | 0 |
| PRUDENTIAL FINL INC | COM | 744320102 |  | 218398 | 2196 | SH |  | DFND | 1 | 0 | 2196 | 0 |
| QUALCOMM INC | COM | 747525103 |  | 8981763 | 81697 | SH |  | DFND | 1 | 0 | 81697 | 0 |
| QUALCOMM INC | COM | 747525103 |  | 109940 | 1000 | SH | Put | DFND | 1 | 0 | 1000 | 0 |
| QURATE RETAIL INC | COM SER A | 74915M100 |  | 16334 | 10021 | SH |  | DFND | 1 | 0 | 10021 | 0 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 5486935 | 54369 | SH |  | DFND | 1 | 0 | 54369 | 0 |
| REDFIN CORP | COM | 75737F108 |  | 406285 | 95822 | SH |  | DFND | 1 | 0 | 95822 | 0 |
| REMITLY GLOBAL INC | COM | 75960P104 |  | 114500 | 10000 | SH |  | DFND | 1 | 0 | 10000 | 0 |
| REVANCE THERAPEUTICS INC | COM | 761330109 |  | 332649 | 18020 | SH |  | DFND | 1 | 0 | 18020 | 0 |
| RIO TINTO PLC | SPONSORED ADR | 767204100 |  | 1113612 | 15641 | SH |  | DFND | 1 | 0 | 15641 | 0 |
| ROBERT HALF INTL INC | COM | 770323103 |  | 606956 | 8221 | SH |  | DFND | 1 | 0 | 8221 | 0 |
| ROBINHOOD MKTS INC | COM CL A | 770700102 |  | 83663 | 10278 | SH |  | DFND | 1 | 0 | 10278 | 0 |
| ROKU INC | COM CL A | 77543R102 |  | 257997 | 6339 | SH |  | DFND | 1 | 0 | 6339 | 0 |
| S GLOBAL INC | COM | 78409V104 |  | 3004747 | 8971 | SH |  | DFND | 1 | 0 | 8971 | 0 |
| SALESFORCE INC | COM | 79466L302 |  | 7985140 | 60224 | SH |  | DFND | 1 | 0 | 60224 | 0 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 229714 | 2759 | SH |  | DFND | 1 | 0 | 2759 | 0 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 |  | 886724 | 19640 | SH |  | DFND | 1 | 0 | 19640 | 0 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 |  | 578520 | 24441 | SH |  | DFND | 1 | 0 | 24441 | 0 |
| SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 808524771 |  | 211043 | 3949 | SH |  | DFND | 1 | 0 | 3949 | 0 |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 |  | 11310843 | 247773 | SH |  | DFND | 1 | 0 | 247773 | 0 |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 |  | 1649615 | 34196 | SH |  | DFND | 1 | 0 | 34196 | 0 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 |  | 1910500 | 59314 | SH |  | DFND | 1 | 0 | 59314 | 0 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 |  | 234158 | 5780 | SH |  | DFND | 1 | 0 | 5780 | 0 |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | G7997R103 |  | 963657 | 18317 | SH |  | DFND | 1 | 0 | 18317 | 0 |
| SEALED AIR CORP NEW | COM | 81211K100 |  | 2863910 | 57416 | SH |  | DFND | 1 | 0 | 57416 | 0 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 1192083 | 13628 | SH |  | DFND | 1 | 0 | 13628 | 0 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 275719 | 8062 | SH |  | DFND | 1 | 0 | 8062 | 0 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 983823 | 7906 | SH |  | DFND | 1 | 0 | 7906 | 0 |
| SHERWIN WILLIAMS CO | COM | 824348106 |  | 2287149 | 9637 | SH |  | DFND | 1 | 0 | 9637 | 0 |
| SITIO ROYALTIES CORP | CLASS A COM | 82983N108 |  | 4809702 | 166714 | SH |  | DFND | 1 | 0 | 166714 | 0 |
| SIX FLAGS ENTMT CORP NEW | COM | 83001A102 |  | 1395000 | 60000 | SH |  | DFND | 1 | 0 | 60000 | 0 |
| SMARTSHEET INC | COM CL A | 83200N103 |  | 475705 | 12086 | SH |  | DFND | 1 | 0 | 12086 | 0 |
| SMUCKER J M CO | COM NEW | 832696405 |  | 1255170 | 7921 | SH |  | DFND | 1 | 0 | 7921 | 0 |
| SNAP INC | CL A | 83304A106 |  | 598755 | 66900 | SH |  | DFND | 1 | 0 | 66900 | 0 |
| SNAP ON INC | COM | 833034101 |  | 3364515 | 14725 | SH |  | DFND | 1 | 0 | 14725 | 0 |
| SNOWFLAKE INC | CL A | 833445109 |  | 776121 | 5407 | SH |  | DFND | 1 | 0 | 5407 | 0 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 629873 | 3713 | SH |  | DFND | 1 | 0 | 3713 | 0 |
| SPDR INDEX SHS FDS | MSCI ACWI EXUS | 78463X848 |  | 1346301 | 55956 | SH |  | DFND | 1 | 0 | 55956 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 68252831 | 178471 | SH |  | DFND | 1 | 0 | 178471 | 0 |
| SPDR S MIDCAP 400 ETF TR | UTSER1 S | 78467Y107 |  | 1551536 | 3504 | SH |  | DFND | 1 | 0 | 3504 | 0 |
| SPDR SER TR | S DIVID ETF | 78464A763 |  | 5643753 | 45110 | SH |  | DFND | 1 | 0 | 45110 | 0 |
| SPDR SER TR | NUVEEN BLMBRG SH | 78468R739 |  | 1410621 | 30026 | SH |  | DFND | 1 | 0 | 30026 | 0 |
| SPDR SER TR | PORTFOLIO AGRGTE | 78464A649 |  | 440680 | 17536 | SH |  | DFND | 1 | 0 | 17536 | 0 |
| SPROTT PHYSICAL GOLD TR | UNIT | 85207H104 |  | 569302 | 40376 | SH |  | DFND | 1 | 0 | 40376 | 0 |
| STARBUCKS CORP | COM | 855244109 |  | 5078554 | 51195 | SH |  | DFND | 1 | 0 | 51195 | 0 |
| STIFEL FINL CORP | COM | 860630102 |  | 233480 | 4000 | SH |  | DFND | 1 | 0 | 4000 | 0 |
| SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 86562M209 |  | 101172 | 12615 | SH |  | DFND | 1 | 0 | 12615 | 0 |
| SUNCOR ENERGY INC NEW | COM | 867224107 |  | 264533 | 8337 | SH |  | DFND | 1 | 0 | 8337 | 0 |
| SYNOPSYS INC | COM | 871607107 |  | 318651 | 998 | SH |  | DFND | 1 | 0 | 998 | 0 |
| SYSCO CORP | COM | 871829107 |  | 1144839 | 14975 | SH |  | DFND | 1 | 0 | 14975 | 0 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 |  | 216319 | 2904 | SH |  | DFND | 1 | 0 | 2904 | 0 |
| TAPESTRY INC | COM | 876030107 |  | 305744 | 8029 | SH |  | DFND | 1 | 0 | 8029 | 0 |
| TARGA RES CORP | COM | 87612G101 |  | 214488 | 2918 | SH |  | DFND | 1 | 0 | 2918 | 0 |
| TARGET CORP | COM | 87612E106 |  | 4885609 | 32781 | SH |  | DFND | 1 | 0 | 32781 | 0 |
| TESLA INC | COM | 88160R101 |  | 1219482 | 9900 | SH | Call | DFND | 1 | 0 | 9900 | 0 |
| TESLA INC | COM | 88160R101 |  | 1697790 | 13783 | SH |  | DFND | 1 | 0 | 13783 | 0 |
| TEXAS INSTRS INC | COM | 882508104 |  | 14219862 | 86066 | SH |  | DFND | 1 | 0 | 86066 | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 5506900 | 10000 | SH | Put | DFND | 1 | 0 | 10000 | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 11549071 | 20972 | SH |  | DFND | 1 | 0 | 20972 | 0 |
| TILRAY BRANDS INC | COM CL 2 | 88688T100 |  | 917277 | 340995 | SH |  | DFND | 1 | 0 | 340995 | 0 |
| T-MOBILE US INC | COM | 872590104 |  | 595000 | 4250 | SH |  | DFND | 1 | 0 | 4250 | 0 |
| TRACTOR SUPPLY CO | COM | 892356106 |  | 1813483 | 8061 | SH |  | DFND | 1 | 0 | 8061 | 0 |
| TRAVELERS COMPANIES INC | COM | 89417E109 |  | 5256470 | 28036 | SH |  | DFND | 1 | 0 | 28036 | 0 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 348223 | 14081 | SH |  | DFND | 1 | 0 | 14081 | 0 |
| ULTA BEAUTY INC | COM | 90384S303 |  | 2755786 | 5875 | SH |  | DFND | 1 | 0 | 5875 | 0 |
| UNILEVER PLC | SPON ADR NEW | 904767704 |  | 827136 | 16428 | SH |  | DFND | 1 | 0 | 16428 | 0 |
| UNION PAC CORP | COM | 907818108 |  | 11647779 | 56250 | SH |  | DFND | 1 | 0 | 56250 | 0 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 3632436 | 20895 | SH |  | DFND | 1 | 0 | 20895 | 0 |
| UNITED STATES ANTIMONY CORP | COM | 911549103 |  | 24345 | 50000 | SH |  | DFND | 1 | 0 | 50000 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 22889991 | 43174 | SH |  | DFND | 1 | 0 | 43174 | 0 |
| UNITY SOFTWARE INC | COM | 91332U101 |  | 825508 | 28874 | SH |  | DFND | 1 | 0 | 28874 | 0 |
| UPWORK INC | COM | 91688F104 |  | 191303 | 18324 | SH |  | DFND | 1 | 0 | 18324 | 0 |
| US BANCORP DEL | COM NEW | 902973304 |  | 351584 | 8062 | SH |  | DFND | 1 | 0 | 8062 | 0 |
| VALE S A | SPONSORED ADS | 91912E105 |  | 1283865 | 75655 | SH |  | DFND | 1 | 0 | 75655 | 0 |
| VALLEY NATL BANCORP | COM | 919794107 |  | 345226 | 30524 | SH |  | DFND | 1 | 0 | 30524 | 0 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 1118659 | 15572 | SH |  | DFND | 1 | 0 | 15572 | 0 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 58851844 | 781773 | SH |  | DFND | 1 | 0 | 781773 | 0 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 |  | 289397 | 6102 | SH |  | DFND | 1 | 0 | 6102 | 0 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 33040615 | 94042 | SH |  | DFND | 1 | 0 | 94042 | 0 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 484997 | 3455 | SH |  | DFND | 1 | 0 | 3455 | 0 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 |  | 1129978 | 6487 | SH |  | DFND | 1 | 0 | 6487 | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 10462472 | 54723 | SH |  | DFND | 1 | 0 | 54723 | 0 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 920375 | 4516 | SH |  | DFND | 1 | 0 | 4516 | 0 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 276198 | 1296 | SH |  | DFND | 1 | 0 | 1296 | 0 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 11139609 | 135058 | SH |  | DFND | 1 | 0 | 135058 | 0 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 205646 | 1295 | SH |  | DFND | 1 | 0 | 1295 | 0 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 4257911 | 23199 | SH |  | DFND | 1 | 0 | 23199 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 35775669 | 917796 | SH |  | DFND | 1 | 0 | 917796 | 0 |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 |  | 3300020 | 38288 | SH |  | DFND | 1 | 0 | 38288 | 0 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 |  | 6221805 | 124089 | SH |  | DFND | 1 | 0 | 124089 | 0 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 |  | 2284904 | 46169 | SH |  | DFND | 1 | 0 | 46169 | 0 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 539917 | 7181 | SH |  | DFND | 1 | 0 | 7181 | 0 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 86825455 | 2068750 | SH |  | DFND | 1 | 0 | 2068750 | 0 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 288099 | 2662 | SH |  | DFND | 1 | 0 | 2662 | 0 |
| VANGUARD WORLD FD | ESG US STK ETF | 921910733 |  | 4765626 | 72360 | SH |  | DFND | 1 | 0 | 72360 | 0 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 |  | 1178906 | 3691 | SH |  | DFND | 1 | 0 | 3691 | 0 |
| VELODYNE LIDAR INC | COM | 92259F101 |  | 216921 | 293653 | SH |  | DFND | 1 | 0 | 293653 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 3642013 | 92437 | SH |  | DFND | 1 | 0 | 92437 | 0 |
| VIPER ENERGY PARTNERS LP | COM UNT RP INT | 92763M105 |  | 2456374 | 77269 | SH |  | DFND | 1 | 0 | 77269 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 12611213 | 60701 | SH |  | DFND | 1 | 0 | 60701 | 0 |
| VMWARE INC | CL A COM | 928563402 |  | 204150 | 1663 | SH |  | DFND | 1 | 0 | 1663 | 0 |
| WALMART INC | COM | 931142103 |  | 3576290 | 25222 | SH |  | DFND | 1 | 0 | 25222 | 0 |
| WASTE MGMT INC DEL | COM | 94106L109 |  | 293522 | 1871 | SH |  | DFND | 1 | 0 | 1871 | 0 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 6803470 | 164773 | SH |  | DFND | 1 | 0 | 164773 | 0 |
| WESTERN UN CO | COM | 959802109 |  | 546099 | 39659 | SH |  | DFND | 1 | 0 | 39659 | 0 |
| WEYERHAEUSER CO MTN BE | COM NEW | 962166104 |  | 833049 | 26873 | SH |  | DFND | 1 | 0 | 26873 | 0 |
| WISDOMTREE TR | FLOATNG RAT TREA | 97717Y527 |  | 126921042 | 2524787 | SH |  | DFND | 1 | 0 | 2524787 | 0 |
| ZOETIS INC | CL A | 98978V103 |  | 3555216 | 24259 | SH |  | DFND | 1 | 0 | 24259 | 0 |

---