# EDGAR Filing Document

**Accession Number:** 0000917124
**File Stem:** 0001752724-23-049557
**Filing Date:** 2023-3
**Character Count:** 16523
**Document Hash:** f2d9c6d62257e4832cf95e2103093f0f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-049557.hdr.sgml**: 20230301

**ACCESSION NUMBER**: 0001752724-23-049557

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221230

**FILED AS OF DATE**: 20230301

**DATE AS OF CHANGE**: 20230301

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRSTHAND FUNDS
- **CENTRAL INDEX KEY:** 0000917124
- **IRS NUMBER:** 132620737
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-08268
- **FILM NUMBER:** 23691114

**BUSINESS ADDRESS:**
- **STREET 1:** 150 ALMADEN BLVD
- **STREET 2:** SUITE 1250
- **CITY:** SAN JOSE
- **STATE:** CA
- **ZIP:** 95113
- **BUSINESS PHONE:** 1-888-884-2675

**MAIL ADDRESS:**
- **STREET 1:** PO BOX 9836
- **CITY:** PROVIDENCE
- **STATE:** RI
- **ZIP:** 02940-8036

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INTERACTIVE INVESTMENTS
- **DATE OF NAME CHANGE:** 19940106

## Series and Classes Contracts Data

### Firsthand Alternative Energy Fund (Series ID: S000018833)

| Class ID   | Class Name                        | Ticker Symbol   |
|:---|:---|:---|
| C000052080 | Firsthand Alternative Energy Fund | ALTEX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Firsthand Funds

- **b. Investment Company Act file number:** 811-08268

- **c. CIK number of Registrant:** 0000917124

- **d. LEI of Registrant:** 549300OKVDL2TG12QX97

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 150 Almaden Boulevard

  - **City:** San Jose

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 95113

  - **Telephone number:** 408-886-7096

**Item A.2. Information about the Series.**

- **a. Name of Series:** Firsthand Alternative Energy Fund

- **b. EDGAR series identifier (if any):** S000018833

- **c. LEI of Series:** 549300P8W2N3XQHRZF17

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $12719244.01

**Total Liabilities:** $47215.99

**Net Assets:** $12672028.02

**Cash Not Reported:** $521.03

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000052080 | 0.75%                | 11.30%               | -8.74%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.01                    | $194965.15                                 |
| Month 2  | $0.00                    | $1396940.06                                |
| Month 3  | $1186965.58              | $-2410258.71                               |

### Schedule of Portfolio Investments

| Name                           | Title                                   | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Siemens Gamesa Renewable Energ | Siemens Gamesa Renewable Energy SA      | CUSIP: 000000000<br>LEI: 9598004BR8D81D3M1D64 | Long             | EC               | CORP              | ES        |      7271 | NS      | $140487.52    | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Sunnova Energy International I | Sunnova Energy International Inc        | CUSIP: 86745K104<br>LEI: 549300JK1Y1VVC3JU540 | Long             | EC               | CORP              | US        |     15000 | NS      | $270150.00    | 2.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity Treasury Portfolio    | Fidelity Treasury Portfolio             | CUSIP: 316175504<br>LEI: N/A                  | Long             | STIV             | RF                | US        |   1838673 | NS      | $1838673.31   | 14.51%            |  |  |  | No            |                  1 | On Loan: No      |
| STMicroelectronics NV          | STMicroelectronics NV                   | CUSIP: 861012102<br>LEI: 213800Z8NOHIKRI42W10 | Long             | EC               | CORP              | CH        |      5000 | NS      | $177850.00    | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| EVgo Inc                       | EVgo Inc                                | CUSIP: 30052F100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     60000 | NS      | $268200.00    | 2.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Curaleaf Holdings Inc          | Curaleaf Holdings Inc                   | CUSIP: 23126M102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10000 | NS      | $42973.00     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Carrier Global Corp            | Carrier Global Corp                     | CUSIP: 14448C104<br>LEI: 549300JE3W6CWY2NAN77 | Long             | EC               | CORP              | US        |      1000 | NS      | $41250.00     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| SIGEN COMMON                   | SIGEN COMMON                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    181407 | NS      | $21.77        | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| ChargePoint Holdings Inc       | ChargePoint Holdings Inc                | CUSIP: 15961R105<br>LEI: 254900DVN9TAC2GIPG25 | Long             | EC               | CORP              | US        |     60000 | NS      | $571800.00    | 4.51%             |  |  |  | No            |                  1 | On Loan: No      |
| SWVL HOLDINGS CORP             | SWVL HOLDINGS CORP                      | CUSIP: 000000000<br>LEI: 254900YBV6FCSGOW6E19 | Long             | EC               | CORP              | VG        |     13333 | NS      | $265.33       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| ON Semiconductor Corp          | ON Semiconductor Corp                   | CUSIP: 682189105<br>LEI: ZV20P4CNJVT8V1ZGJ064 | Long             | EC               | CORP              | US        |     10000 | NS      | $623700.00    | 4.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Wolfspeed Inc                  | Wolfspeed Inc                           | CUSIP: 977852102<br>LEI: 549300OGU88P3AW3TO93 | Long             | EC               | CORP              | US        |     10000 | NS      | $690400.00    | 5.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Quanta Services Inc            | Quanta Services Inc                     | CUSIP: 74762E102<br>LEI: SHVRXXEACT60MMH07S24 | Long             | EC               | CORP              | US        |      5000 | NS      | $712500.00    | 5.62%             |  |  |  | No            |                  1 | On Loan: No      |
| SolarEdge Technologies Inc     | SolarEdge Technologies Inc              | CUSIP: 83417M104<br>LEI: 5493000K6Y58XXPDF853 | Long             | EC               | CORP              | IL        |      4000 | NS      | $1133080.00   | 8.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Intevac Inc                    | Intevac Inc                             | CUSIP: 461148108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5800 | NS      | $37526.00     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Itron Inc                      | Itron Inc                               | CUSIP: 465741106<br>LEI: 24F6LSZD18II6ICG6S41 | Long             | EC               | CORP              | US        |      5565 | NS      | $281867.25    | 2.22%             |  |  |  | No            |                  1 | On Loan: No      |
| SunPower Corp                  | SunPower Corp                           | CUSIP: 867652406<br>LEI: 549300TXO070764WUH65 | Long             | EC               | CORP              | US        |     29931 | NS      | $539655.93    | 4.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Iberdrola SA                   | Iberdrola SA                            | CUSIP: 000000000<br>LEI: 5QK37QC7NWOJ8D7WVQ45 | Long             | EC               | CORP              | ES        |     25521 | NS      | $298596.17    | 2.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Maxeon Solar Technologies Ltd  | Maxeon Solar Technologies Ltd           | CUSIP: 000000000<br>LEI: 5493007JPB074ITT6Y72 | Long             | EC               | CORP              | SG        |      2491 | NS      | $40005.46     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Orion Energy Systems Inc       | Orion Energy Systems Inc                | CUSIP: 686275108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     14000 | NS      | $25480.00     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Ulvac Inc                      | Ulvac Inc                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | JP        |      2700 | NS      | $114385.86    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Aspen Aerogels Inc             | Aspen Aerogels Inc                      | CUSIP: 04523Y105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     35000 | NS      | $412650.00    | 3.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                      | Tesla Inc                               | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |      5000 | NS      | $615900.00    | 4.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Honeywell International Inc    | Honeywell International Inc             | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               | CORP              | US        |       580 | NS      | $124294.00    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Koninklijke Philips NV         | Koninklijke Philips NV                  | CUSIP: 500472303<br>LEI: H1FJE8H61JGM1JSGM897 | Long             | EC               | CORP              | NL        |     10887 | NS      | $163196.13    | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Power Integrations Inc         | Power Integrations Inc                  | CUSIP: 739276103<br>LEI: 54930085LGXSCIHD5W31 | Long             | EC               | CORP              | US        |      1598 | NS      | $114608.56    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Emissions Solutions I | Advanced Emissions Solutions Inc        | CUSIP: 00770C101<br>LEI: 52990086HRJSW2EZQH40 | Long             | EC               | CORP              | US        |      6800 | NS      | $16524.00     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Vestas Wind Systems A/S        | Vestas Wind Systems A/S                 | CUSIP: 000000000<br>LEI: 549300DYMC8BGZZC8844 | Long             | EC               | CORP              | DK        |     15000 | NS      | $433200.00    | 3.42%             |  |  |  | No            |                  1 | On Loan: No      |
| ABB Ltd                        | ABB Ltd                                 | CUSIP: 000375204<br>LEI: 5493000LKVGOO9PELI61 | Long             | EC               | CORP              | CH        |      7000 | NS      | $213220.00    | 1.68%             |  |  |  | No            |                  1 | On Loan: No      |
| First Solar Inc                | First Solar Inc                         | CUSIP: 336433107<br>LEI: 549300NPYMLM4NHTOF27 | Long             | EC               | CORP              | US        |      5000 | NS      | $748950.00    | 5.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Amtech Systems Inc             | Amtech Systems Inc                      | CUSIP: 032332504<br>LEI: 5299008VRUUPETM6HZ85 | Long             | EC               | CORP              | US        |      6600 | NS      | $50160.00     | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| SIGEN PREFERRED 1-C            | SIGEN PREFERRED 1-C                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EP               | CORP              | US        |       152 | NS      | $1.87         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Sunrun Inc                     | Sunrun Inc                              | CUSIP: 86771W105<br>LEI: 54930007SJ77CI66U531 | Long             | EC               | CORP              | US        |     11600 | NS      | $278632.00    | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Accelleron Industries AG       | Accelleron Industries AG                | CUSIP: 00449R109<br>LEI: 254900KS0MD2PAARXD14 | Long             | EC               | CORP              | CH        |       350 | NS      | $7140.00      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Corning Inc                    | Corning Inc                             | CUSIP: 219350105<br>LEI: 549300X2937PB0CJ7I56 | Long             | EC               | CORP              | US        |     16460 | NS      | $525732.40    | 4.15%             |  |  |  | No            |                  1 | On Loan: No      |
| SIGEN PREFERRED 1-E            | SIGEN PREFERRED 1-E                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      3000 | NS      | $171.60       | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Sharp Corp/Japan               | Sharp Corp/Japan                        | CUSIP: 000000000<br>LEI: 353800YEPK9PD7QO3449 | Long             | EC               | CORP              | JP        |      1100 | NS      | $7920.60      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Kratos Defense & Security Solu | Kratos Defense & Security Solutions Inc | CUSIP: 50077B207<br>LEI: 5493000EKBN0UY1F3F88 | Long             | EC               | CORP              | US        |     30000 | NS      | $309600.00    | 2.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Jazz Pharmaceuticals PLC       | Jazz Pharmaceuticals PLC                | CUSIP: 000000000<br>LEI: 635400GAUMJCLEZRRV50 | Long             | EC               | CORP              | IE        |       120 | NS      | $19117.20     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Enphase Energy Inc             | Enphase Energy Inc                      | CUSIP: 29355A107<br>LEI: 5493008U7KIGMI59Z314 | Long             | EC               | CORP              | US        |      3000 | NS      | $794880.00    | 6.27%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-28

**Name of Applicant:** Firsthand Funds

**Signature:** Mick Remondino

**Name of Signer:** Mick Remondino

**Title:** Controller