# EDGAR Filing Document

**Accession Number:** 0000917124
**File Stem:** 0001752724-23-049553
**Filing Date:** 2023-3
**Character Count:** 13739
**Document Hash:** fbbea926c01bbe33dbddf42715bd4b5e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-049553.hdr.sgml**: 20230301

**ACCESSION NUMBER**: 0001752724-23-049553

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221230

**FILED AS OF DATE**: 20230301

**DATE AS OF CHANGE**: 20230301

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRSTHAND FUNDS
- **CENTRAL INDEX KEY:** 0000917124
- **IRS NUMBER:** 132620737
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-08268
- **FILM NUMBER:** 23691112

**BUSINESS ADDRESS:**
- **STREET 1:** 150 ALMADEN BLVD
- **STREET 2:** SUITE 1250
- **CITY:** SAN JOSE
- **STATE:** CA
- **ZIP:** 95113
- **BUSINESS PHONE:** 1-888-884-2675

**MAIL ADDRESS:**
- **STREET 1:** PO BOX 9836
- **CITY:** PROVIDENCE
- **STATE:** RI
- **ZIP:** 02940-8036

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INTERACTIVE INVESTMENTS
- **DATE OF NAME CHANGE:** 19940106

## Series and Classes Contracts Data

### Firsthand Technology Opportunities Fund (Series ID: S000011681)

| Class ID   | Class Name                              | Ticker Symbol   |
|:---|:---|:---|
| C000032051 | Firsthand Technology Opportunities Fund | TEFQX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Firsthand Funds

- **b. Investment Company Act file number:** 811-08268

- **c. CIK number of Registrant:** 0000917124

- **d. LEI of Registrant:** 549300OKVDL2TG12QX97

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 150 Almaden Boulevard

  - **City:** San Jose

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 95113

  - **Telephone number:** 408-886-7096

**Item A.2. Information about the Series.**

- **a. Name of Series:** Firsthand Technology Opportunities Fund

- **b. EDGAR series identifier (if any):** S000011681

- **c. LEI of Series:** 549300GIN0G86HVIKS49

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $85005627.26

**Total Liabilities:** $354232.14

**Net Assets:** $84651395.12

**Cash Not Reported:** $3341772.33

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000032051 | -3.21%               | 3.32%                | -13.38%              |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $-3215692.32                               |
| Month 2  | $-6728638.24             | $10127247.81                               |
| Month 3  | $2465130.12              | $-16129028.22                              |

### Schedule of Portfolio Investments

| Name                           | Title                                   | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Coursera Inc                   | Coursera Inc                            | CUSIP: 22266M104<br>LEI: 984500573CA1QB7DAC30 | Long             | EC               | CORP              | US        |     10000 | NS      | $118300.00    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Twilio Inc                     | Twilio Inc                              | CUSIP: 90138F102<br>LEI: 5493004W8TRGD63APX93 | Long             | EC               | CORP              | US        |     30000 | NS      | $1468800.00   | 1.74%             |  |  |  | No            |                  1 | On Loan: No      |
| REVASUM NOTE                   | REVASUM NOTE                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    750000 | PA      | $750000.00    | 0.89%             | 2025-08-19      | None          | 0.00%                 | No            |                  3 | On Loan: No      |
| Enphase Energy Inc             | Enphase Energy Inc                      | CUSIP: 29355A107<br>LEI: 5493008U7KIGMI59Z314 | Long             | EC               | CORP              | US        |     30000 | NS      | $7948800.00   | 9.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Fastly Inc                     | Fastly Inc                              | CUSIP: 31188V100<br>LEI: 549300E2FZC83FJ3H565 | Long             | EC               | CORP              | US        |     50000 | NS      | $409500.00    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Tempo Automation Holdings Inc  | Tempo Automation Holdings Inc           | CUSIP: 88024M108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    200000 | NS      | $154140.00    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| REVASUM INC                    | REVASUM INC                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |  15413753 | NS      | $1364278.98   | 1.61%             |  |  |  | No            |                  2 | On Loan: No      |
| Bill.com Holdings Inc          | Bill.com Holdings Inc                   | CUSIP: 090043100<br>LEI: 549300IBF9VZZIGOZW63 | Long             | EC               | CORP              | US        |     30000 | NS      | $3268800.00   | 3.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Cloudflare Inc                 | Cloudflare Inc                          | CUSIP: 18915M107<br>LEI: 5493007DY18BGNLDWU14 | Long             | EC               | CORP              | US        |     80000 | NS      | $3616800.00   | 4.27%             |  |  |  | No            |                  1 | On Loan: No      |
| PayPal Holdings Inc            | PayPal Holdings Inc                     | CUSIP: 70450Y103<br>LEI: 5493005X2GO78EFZ3E94 | Long             | EC               | CORP              | US        |     10000 | NS      | $712200.00    | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Revasum Inc                    | Revasum Inc                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |  12913796 | NS      | $1143006.54   | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Monday.com Ltd                 | Monday.com Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | IL        |     20000 | NS      | $2440000.00   | 2.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Palo Alto Networks Inc         | Palo Alto Networks Inc                  | CUSIP: 697435105<br>LEI: 549300QXR2YVZV231H43 | Long             | EC               | CORP              | US        |     15000 | NS      | $2093100.00   | 2.47%             |  |  |  | No            |                  1 | On Loan: No      |
| DocuSign Inc                   | DocuSign Inc                            | CUSIP: 256163106<br>LEI: 549300Q7PVDWRZ39JG09 | Long             | EC               | CORP              | US        |     60000 | NS      | $3325200.00   | 3.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Kratos Defense & Security Solu | Kratos Defense & Security Solutions Inc | CUSIP: 50077B207<br>LEI: 5493000EKBN0UY1F3F88 | Long             | EC               | CORP              | US        |    280000 | NS      | $2889600.00   | 3.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Okta Inc                       | Okta Inc                                | CUSIP: 679295105<br>LEI: 549300N8J06I8MRHU620 | Long             | EC               | CORP              | US        |     10000 | NS      | $683300.00    | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| TEMPO AUTOMATION HOLDINGS INC  | TEMPO AUTOMATION HOLDINGS INC           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    320000 | NS      | $221961.60    | 0.26%             |  |  |  | No            |                  2 | On Loan: No      |
| Chegg Inc                      | Chegg Inc                               | CUSIP: 163092109<br>LEI: 549300AKX7O8JG0O3G77 | Long             | EC               | CORP              | US        |    260000 | NS      | $6570200.00   | 7.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Wolfspeed Inc                  | Wolfspeed Inc                           | CUSIP: 977852102<br>LEI: 549300OGU88P3AW3TO93 | Long             | EC               | CORP              | US        |    180000 | NS      | $12427200.00  | 14.68%            |  |  |  | No            |                  1 | On Loan: No      |
| CytoDyn Inc                    | CytoDyn Inc                             | CUSIP: 23283M101<br>LEI: 529900Q4JAVBX3H8RF98 | Long             | EC               | CORP              | US        |    222730 | NS      | $50114.25     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Pivotal Systems Corp           | Pivotal Systems Corp                    | CUSIP: 000000000<br>LEI: 549300FO4YDK6WTIJ546 | Long             | EC               | CORP              | US        |  41338824 | NS      | $1505786.30   | 1.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Astra Space Inc                | Astra Space Inc                         | CUSIP: 04634X103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    200000 | NS      | $86760.00     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Workday Inc                    | Workday Inc                             | CUSIP: 98138H101<br>LEI: 549300J0DYC0N31V7G13 | Long             | EC               | CORP              | US        |     10000 | NS      | $1673300.00   | 1.98%             |  |  |  | No            |                  1 | On Loan: No      |
| SolarEdge Technologies Inc     | SolarEdge Technologies Inc              | CUSIP: 83417M104<br>LEI: 5493000K6Y58XXPDF853 | Long             | EC               | CORP              | IL        |     10000 | NS      | $2832700.00   | 3.35%             |  |  |  | No            |                  1 | On Loan: No      |
| PagerDuty Inc                  | PagerDuty Inc                           | CUSIP: 69553P100<br>LEI: 549300U1SB749EDAGH21 | Long             | EC               | CORP              | US        |    120000 | NS      | $3187200.00   | 3.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Domo Inc                       | Domo Inc                                | CUSIP: 257554105<br>LEI: 549300X57AGT5JULJ761 | Long             | EC               | CORP              | US        |    230000 | NS      | $3275200.00   | 3.87%             |  |  |  | No            |                  1 | On Loan: No      |
| MongoDB Inc                    | MongoDB Inc                             | CUSIP: 60937P106<br>LEI: 549300TPTG69WKWE1Z37 | Long             | EC               | CORP              | US        |      5000 | NS      | $984200.00    | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Netflix Inc                    | Netflix Inc                             | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |     10000 | NS      | $2948800.00   | 3.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Roku Inc                       | Roku Inc                                | CUSIP: 77543R102<br>LEI: 549300KR6ITU0YIR1T71 | Long             | EC               | CORP              | US        |    241000 | NS      | $9808700.00   | 11.59%            |  |  |  | No            |                  1 | On Loan: No      |
| Zscaler Inc                    | Zscaler Inc                             | CUSIP: 98980G102<br>LEI: 529900MZ0RTK1BWRNF46 | Long             | EC               | CORP              | US        |     30000 | NS      | $3357000.00   | 3.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Lesaka Technologies Inc        | Lesaka Technologies Inc                 | CUSIP: 64107N206<br>LEI: 529900J4IZMWV4RDEB07 | Long             | EC               | CORP              | ZA        |     30000 | NS      | $136500.00    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-28

**Name of Applicant:** Firsthand Funds

**Signature:** Mick Remondino

**Name of Signer:** Mick Remondino

**Title:** Controller