# EDGAR Filing Document

**Accession Number:** 0001728300
**File Stem:** 0001225208-23-003434
**Filing Date:** 2023-3
**Character Count:** 8329
**Document Hash:** c674ff603fcf92622c0736ce29b1f269
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001225208-23-003434.hdr.sgml**: 20230303

**ACCESSION NUMBER**: 0001225208-23-003434

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230301

**FILED AS OF DATE**: 20230303

**DATE AS OF CHANGE**: 20230303

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** St John Frank A
- **CENTRAL INDEX KEY:** 0001728300

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-11437
- **FILM NUMBER:** 23706239

**MAIL ADDRESS:**
- **STREET 1:** 6801 ROCKLEDGE DRIVE
- **CITY:** BETHESDA
- **STATE:** MD
- **ZIP:** 20817
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** LOCKHEED MARTIN CORP
- **CENTRAL INDEX KEY:** 0000936468
- **STANDARD INDUSTRIAL CLASSIFICATION:** GUIDED MISSILES & SPACE VEHICLES & PARTS [3760]
- **IRS NUMBER:** 521893632
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 6801 ROCKLEDGE DR
- **CITY:** BETHESDA
- **STATE:** MD
- **ZIP:** 20817
- **BUSINESS PHONE:** 3018976000

**MAIL ADDRESS:**
- **STREET 1:** 6801 ROCKLEDGE DRIVE
- **CITY:** BETHESDA
- **STATE:** MD
- **ZIP:** 20817

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>St John Frank A<br><sub>(Last) (First) (Middle)</sub><br>6801 ROCKLEDGE DRIVE<br><sub>(Street)</sub><br>BETHESDA, MD 20817<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-01 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_Chief Operating Officer_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>LOCKHEED MARTIN CORP [ LMT ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2023-03-01 |  | S |  | 700 | D | 474.0971<sup>(1)</sup> | 6124 | D |  |
| Common Stock | 2023-03-01 |  | S |  | 2821 | D | 472.1613<sup>(2)</sup> | 3303 | D |  |
| Common Stock | 2023-03-01 |  | S |  | 3303 | D | 473.2840<sup>(3)</sup> | 0 | D |  |
| Common Stock | 2023-03-02 |  | I |  | 7.9384 | D | 0<sup>(4)</sup> | 0 | I | Lockheed Martin Salaried Savings Plan |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Phantom Stock Units | <sup>(5)</sup> | 2023-03-02 |  | I |  |  | 83.9368<sup>(4)</sup> | <sup>(4)</sup> | <sup>(4)</sup> | Common Stock | 83.9368<sup>(6)</sup> | <sup>(4)</sup> | 0 | I | LM Supplemental Savings Plan |
| Phantom Stock Units | <sup>(7)</sup> |  |  |  |  |  |  | <sup>(7)</sup> | <sup>(7)</sup> | Common Stock | 147.9154 |  | 147.9154<sup>(8)</sup> | I | Lockheed Martin DMICP |

---

### Footnotes:

(1) The price represents the weighted average price for multiple transactions reported on this line.  Prices ranged from $473.7800 to $474.2200, inclusive.  Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(2) The price represents the weighted average price for multiple transactions reported on this line.  Prices ranged from $471.7000 to $472.6850, inclusive.  Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(3) The price represents the weighted average price for multiple transactions reported on this line.  Prices ranged from $472.7600 to $473.7500, inclusive.  Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(4) The Reporting Person effected an intra-plan transfer of funds held in the company stock fund to another investment option under the plan.  The transaction was a discretionary transaction exempt under Rule 16b-3(f).  The disposition was valued at the closing price of LMT on the date of transfer ($478.31).

(5) Each share of phantom stock is the economic equivalent of one share of Lockheed Martin Corporation common stock. Shares of phantom stock acquired under the Lockheed Martin Supplemental Savings Plan will be settled in cash upon the retirement or termination of service of the Reporting Person.

(6) Holdings as of reportable transaction date include acquisitions under the Lockheed Martin Supplemental Savings Plan.

(7) Each share of phantom stock is the economic equivalent of one share of Lockheed Martin common stock. Shares of phantom stock acquired under the Lockheed Martin Deferred Management Incentive Compensation Plan exempt under Section 16(b) which will be settled in stock upon the retirement or termination of service of the Reporting Person.

(8) Holdings as of reportable transaction date include additional acquisitions through dividend reinvestment.

**Signature:** Frank A. St. John, by Kerri R. Morey, Attorney-in-fact  
**Date:** 2023-03-03

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**