# EDGAR Filing Document

**Accession Number:** 0001755785
**File Stem:** 0001755785-23-000001
**Filing Date:** 2023-1
**Character Count:** 25464
**Document Hash:** f9dc5b4a4e3997d514feb1373f3f13c8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001755785-23-000001.hdr.sgml**: 20230119

**ACCESSION NUMBER**: 0001755785-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230119

**DATE AS OF CHANGE**: 20230119

**EFFECTIVENESS DATE**: 20230119

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Canton Hathaway, LLC
- **CENTRAL INDEX KEY:** 0001755785
- **IRS NUMBER:** 825109964
- **STATE OF INCORPORATION:** RI
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-18907
- **FILM NUMBER:** 23537311

**BUSINESS ADDRESS:**
- **STREET 1:** ONE WEST EXCHANGE STREET, SUITE 3202
- **CITY:** PROVIDENCE
- **STATE:** RI
- **ZIP:** 02903
- **BUSINESS PHONE:** 4014337800

**MAIL ADDRESS:**
- **STREET 1:** ONE WEST EXCHANGE STREET, SUITE 3202
- **CITY:** PROVIDENCE
- **STATE:** RI
- **ZIP:** 02903

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Canton Hathaway LLC<br>**Address:** ONE WEST EXCHANGE STREET SUITE 3202<br>PROVIDENCE, RI 02903

**Form 13F File Number:** 028-18907

**CRD Number (if applicable):** 000297527

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Nicholas Trotman<br>**Title:** Chief Compliance Officer<br>**Phone:** 4014337800

**Signature, Place, and Date of Signing:**

Nicholas Trotman  Gloucester, MA  01-19-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 236

**Form 13F Information Table Value Total:** $287700057

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M Co | COM | 88579Y101 |  | 21 | 175 | SH |  | SOLE |  | 0 | 0 | 175 |
| Abbott Laboratories | COM | 002824100 |  | 55 | 500 | SH |  | SOLE |  | 0 | 0 | 500 |
| AbbVie Inc | COM | 00287Y109 |  | 255 | 1576 | SH |  | SOLE |  | 0 | 0 | 1576 |
| Adobe Systems Inc | COM | 00724F101 |  | 23 | 67 | SH |  | SOLE |  | 0 | 0 | 67 |
| Advanced Micro Devices Inc | COM | 007903107 |  | 706 | 10896 | SH |  | SOLE |  | 0 | 0 | 10896 |
| AGILENT TECHNOLOGIES INC | COM | 00846U101 |  | 25 | 165 | SH |  | SOLE |  | 0 | 0 | 165 |
| Air Products  Chemicals Inc | COM | 009158106 |  | 617 | 2000 | SH |  | SOLE |  | 0 | 0 | 2000 |
| Albemarle Corp | COM | 012653101 |  | 3401 | 15681 | SH |  | SOLE |  | 0 | 0 | 15681 |
| AllianceBernstein Holding LP | LP UNIT | 01881G106 |  | 412 | 12000 | SH |  | SOLE |  | 0 | 0 | 12000 |
| Alphabet Inc | COM | 02079K107 |  | 3269 | 36840 | SH |  | SOLE |  | 0 | 0 | 36840 |
| Alphabet Inc | COM | 02079K305 |  | 568 | 6440 | SH |  | SOLE |  | 0 | 0 | 6440 |
| Altria Group Inc | COM | 02209S103 |  | 61 | 1340 | SH |  | SOLE |  | 0 | 0 | 1340 |
| Amazon.Com Inc | COM | 023135106 |  | 1914 | 22785 | SH |  | SOLE |  | 0 | 0 | 22785 |
| AMEREN CORP | COM | 023608102 |  | 22 | 250 | SH |  | SOLE |  | 0 | 0 | 250 |
| American Electric Power Co Inc | COM | 025537101 |  | 28 | 300 | SH |  | SOLE |  | 0 | 0 | 300 |
| American Express Co | COM | 025816109 |  | 78 | 530 | SH |  | SOLE |  | 0 | 0 | 530 |
| American Finance Trust Inc | COM | 02607T109 |  | 24 | 4030 | SH |  | SOLE |  | 0 | 0 | 4030 |
| American Shared Hospital Svcs | COM | 029595105 |  | 59 | 20000 | SH |  | SOLE |  | 0 | 0 | 20000 |
| American Wtr Wks Co Inc | COM | 030420103 |  | 152 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| Amgen Inc | COM | 031162100 |  | 56 | 215 | SH |  | SOLE |  | 0 | 0 | 215 |
| Analog Devices Inc | COM | 032654105 |  | 22 | 137 | SH |  | SOLE |  | 0 | 0 | 137 |
| Aon Plc Com Usd | COM | G0403H108 |  | 60 | 200 | SH |  | SOLE |  | 0 | 0 | 200 |
| Apple Inc | COM | 037833100 |  | 4738 | 36464 | SH |  | SOLE |  | 0 | 0 | 36464 |
| Ares Capital Corp | COM | 04010L103 |  | 277 | 15000 | SH |  | SOLE |  | 0 | 0 | 15000 |
| Ares Management Corp | COM | 03990B101 |  | 48 | 700 | SH |  | SOLE |  | 0 | 0 | 700 |
| Automatic Data Processing Inc | COM | 053015103 |  | 100 | 420 | SH |  | SOLE |  | 0 | 0 | 420 |
| Bank New York Mellon Corp | COM | 064058100 |  | 24 | 520 | SH |  | SOLE |  | 0 | 0 | 520 |
| Bank of America Corporation | COM | 060505104 |  | 269 | 8109 | SH |  | SOLE |  | 0 | 0 | 8109 |
| Bank of Hawaii Corp | COM | 062540109 |  | 39 | 500 | SH |  | SOLE |  | 0 | 0 | 500 |
| Berkshire Hathaway Inc A | COM | 084670108 |  | 135457 | 289 | SH |  | SOLE |  | 0 | 0 | 289 |
| Berkshire Hathaway Inc B | COM | 084670702 |  | 3628 | 11746 | SH |  | SOLE |  | 0 | 0 | 11746 |
| Berkshire Hathaway Inc B | COM | 084670702 |  | 463 | 1500 | SH |  | SOLE |  | 0 | 0 | 1500 |
| Bhp Billiton Ltd Adr | ADR | 088606108 |  | 43 | 700 | SH |  | SOLE |  | 0 | 0 | 700 |
| Biohaven Pharmaceutical Holding Co Ltd | COM | G1110E107 |  | 244 | 17600 | SH |  | SOLE |  | 0 | 0 | 17600 |
| Black Hills Corp | COM | 092113109 |  | 28 | 400 | SH |  | SOLE |  | 0 | 0 | 400 |
| Blackrock Inc | COM | 09247X101 |  | 889 | 1255 | SH |  | SOLE |  | 0 | 0 | 1255 |
| Blackstone Group Lp | COM | 09260D107 |  | 1228 | 16552 | SH |  | SOLE |  | 0 | 0 | 16552 |
| Bloom Energy Corp Class A | COM | 093712107 |  | 96 | 5000 | SH |  | SOLE |  | 0 | 0 | 5000 |
| Boeing Co | COM | 097023105 |  | 44 | 230 | SH |  | SOLE |  | 0 | 0 | 230 |
| Booking Hldgs Inc | COM | 09857L108 |  | 20 | 10 | SH |  | SOLE |  | 0 | 0 | 10 |
| Bristol Myers Squibb | COM | 110122108 |  | 50 | 695 | SH |  | SOLE |  | 0 | 0 | 695 |
| Brookline Bancorp Inc | COM | 11373M107 |  | 4038 | 285360 | SH |  | SOLE |  | 0 | 0 | 285360 |
| Canadian Pacific Railway Ltd | COM | 13645T100 |  | 159 | 2125 | SH |  | SOLE |  | 0 | 0 | 2125 |
| Caterpillar Inc | COM | 149123101 |  | 52 | 217 | SH |  | SOLE |  | 0 | 0 | 217 |
| CenterPoint Energy Inc | COM | 15189T107 |  | 27 | 900 | SH |  | SOLE |  | 0 | 0 | 900 |
| Cheniere Energy Inc | COM | 16411R208 |  | 120 | 800 | SH |  | SOLE |  | 0 | 0 | 800 |
| Chevron Corp | COM | 166764100 |  | 40 | 222 | SH |  | SOLE |  | 0 | 0 | 222 |
| Cisco Sys Inc | COM | 17275R102 |  | 470 | 9870 | SH |  | SOLE |  | 0 | 0 | 9870 |
| Citizens Financial Group Inc | COM | 174610105 |  | 31 | 790 | SH |  | SOLE |  | 0 | 0 | 790 |
| Coca-Cola Co | COM | 191216100 |  | 214 | 3370 | SH |  | SOLE |  | 0 | 0 | 3370 |
| Colgate-Palmolive Co | COM | 194162103 |  | 23 | 288 | SH |  | SOLE |  | 0 | 0 | 288 |
| Comcast Corp | COM | 20030N101 |  | 774 | 22128 | SH |  | SOLE |  | 0 | 0 | 22128 |
| Communication Services Sel Sect SPDR ETF | ETF | 81369Y852 |  | 586 | 12204 | SH |  | SOLE |  | 0 | 0 | 12204 |
| Consumer Staples Select Sector SPDR ETF | ETF | 81369Y308 |  | 2324 | 31172 | SH |  | SOLE |  | 0 | 0 | 31172 |
| Contura Energy Inc | COM | 127097103 |  | 246 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| Corteva Inc com | COM | 22052L104 |  | 24 | 412 | SH |  | SOLE |  | 0 | 0 | 412 |
| Critical Elements Lithium Corp | COM | 22675W107 |  | 110 | 72000 | SH |  | SOLE |  | 0 | 0 | 72000 |
| Crown Castle International Corp | COM | 22822V101 |  | 1176 | 8673 | SH |  | SOLE |  | 0 | 0 | 8673 |
| Cvs Health Corp | COM | 126650100 |  | 555 | 5956 | SH |  | SOLE |  | 0 | 0 | 5956 |
| Cypress Dev Corp Com New | COM | 232749200 |  | 96 | 146800 | SH |  | SOLE |  | 0 | 0 | 146800 |
| Danaher Corp | COM | 235851102 |  | 3125 | 11775 | SH |  | SOLE |  | 0 | 0 | 11775 |
| Datadog Inc | COM | 23804L103 |  | 74 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| Deere  Co | COM | 244199105 |  | 214 | 500 | SH |  | SOLE |  | 0 | 0 | 500 |
| Devon Energy Corp | COM | 25179M103 |  | 246 | 4000 | SH |  | SOLE |  | 0 | 0 | 4000 |
| Disney Walt Co | COM | 254687106 |  | 65 | 745 | SH |  | SOLE |  | 0 | 0 | 745 |
| Dominion Energy Inc | COM | 25746U109 |  | 77 | 1250 | SH |  | SOLE |  | 0 | 0 | 1250 |
| Dow Inc | COM | 260557103 |  | 28 | 546 | SH |  | SOLE |  | 0 | 0 | 546 |
| Duke Energy Corp | COM | 26441C204 |  | 55 | 537 | SH |  | SOLE |  | 0 | 0 | 537 |
| Dupont De Nemours Inc | COM | 26614N102 |  | 25 | 361 | SH |  | SOLE |  | 0 | 0 | 361 |
| E3 Metals Corp | COM | 26925V108 |  | 103 | 72000 | SH |  | SOLE |  | 0 | 0 | 72000 |
| Eaton Corp PLC | COM | G29183103 |  | 832 | 5300 | SH |  | SOLE |  | 0 | 0 | 5300 |
| Ebay Inc | COM | 278642103 |  | 27 | 653 | SH |  | SOLE |  | 0 | 0 | 653 |
| Edwards Lifesciences Corp | COM | 28176E108 |  | 24 | 315 | SH |  | SOLE |  | 0 | 0 | 315 |
| Eli Lilly and Co | COM | 532457108 |  | 785 | 2145 | SH |  | SOLE |  | 0 | 0 | 2145 |
| Emerson Electric Co | COM | 291011104 |  | 34 | 358 | SH |  | SOLE |  | 0 | 0 | 358 |
| Enbridge Inc Com | COM | 29250N105 |  | 250 | 6400 | SH |  | SOLE |  | 0 | 0 | 6400 |
| Enterprise Prods Partners Lp | LP UNIT | 293792107 |  | 425 | 17600 | SH |  | SOLE |  | 0 | 0 | 17600 |
| Exxon Mobil Corp | COM | 30231G102 |  | 79 | 720 | SH |  | SOLE |  | 0 | 0 | 720 |
| Facebook Inc | COM | 30303M102 |  | 111 | 925 | SH |  | SOLE |  | 0 | 0 | 925 |
| Fastenal Co | COM | 311900104 |  | 992 | 20972 | SH |  | SOLE |  | 0 | 0 | 20972 |
| Fidelity Consumer Spls ETF | ETF | 316092303 |  | 598 | 13356 | SH |  | SOLE |  | 0 | 0 | 13356 |
| Fidelity Financials ETF | ETF | 316092501 |  | 188 | 3930 | SH |  | SOLE |  | 0 | 0 | 3930 |
| Fidelity Health Care ETF | ETF | 316092600 |  | 957 | 14959 | SH |  | SOLE |  | 0 | 0 | 14959 |
| Fidelity Industrials ETF | ETF | 316092709 |  | 150 | 2950 | SH |  | SOLE |  | 0 | 0 | 2950 |
| Fidelity Technology ETF | ETF | 316092808 |  | 684 | 7241 | SH |  | SOLE |  | 0 | 0 | 7241 |
| Fidelity Utilities ETF | ETF | 316092865 |  | 162 | 3550 | SH |  | SOLE |  | 0 | 0 | 3550 |
| Financial Select Sector SPDR ETF | ETF | 81369Y605 |  | 2257 | 66004 | SH |  | SOLE |  | 0 | 0 | 66004 |
| FirstEnergy Corp | COM | 337932107 |  | 21 | 500 | SH |  | SOLE |  | 0 | 0 | 500 |
| Fiserv Inc | COM | 337738108 |  | 24 | 240 | SH |  | SOLE |  | 0 | 0 | 240 |
| Ford Motor Co | COM | 345370860 |  | 1113 | 95703 | SH |  | SOLE |  | 0 | 0 | 95703 |
| FORIAN ORD | COM | 34630N106 |  | 478 | 175100 | SH |  | SOLE |  | 0 | 0 | 175100 |
| Fortive Corp Com | COM | 34959J108 |  | 225 | 3500 | SH |  | SOLE |  | 0 | 0 | 3500 |
| FREYR BATTERY ORD | COM | L4135L100 |  | 61 | 7000 | SH |  | SOLE |  | 0 | 0 | 7000 |
| FS KKR Capital Corp | COM | 302635206 |  | 175 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| General Dynamics Corp | COM | 369550108 |  | 50 | 200 | SH |  | SOLE |  | 0 | 0 | 200 |
| GENERAL MLS INC | COM | 370334104 |  | 32 | 380 | SH |  | SOLE |  | 0 | 0 | 380 |
| Gilead Sciences Inc | COM | 375558103 |  | 30 | 345 | SH |  | SOLE |  | 0 | 0 | 345 |
| Goldman Sachs Group Inc | COM | 38141G104 |  | 266 | 775 | SH |  | SOLE |  | 0 | 0 | 775 |
| GRAINGER W W INC | COM | 384802104 |  | 23 | 42 | SH |  | SOLE |  | 0 | 0 | 42 |
| Grayscale Bitcoin Trust (BTC) | ETF | 389637109 |  | 225 | 27200 | SH |  | SOLE |  | 0 | 0 | 27200 |
| Hannon Armstrong Sustainable Infrastructure Capita | COM | 41068X100 |  | 188 | 6500 | SH |  | SOLE |  | 0 | 0 | 6500 |
| HCA HLDGS INC | COM | 40412C101 |  | 20 | 85 | SH |  | SOLE |  | 0 | 0 | 85 |
| Healthcare Trust of America Inc | COM | 42226K105 |  | 58 | 3000 | SH |  | SOLE |  | 0 | 0 | 3000 |
| Hess Corp | COM | 42809H107 |  | 68 | 477 | SH |  | SOLE |  | 0 | 0 | 477 |
| HF SINCLAIR CORP | COM | 403949100 |  | 29 | 560 | SH |  | SOLE |  | 0 | 0 | 560 |
| Home Depot Inc | COM | 437076102 |  | 352 | 1115 | SH |  | SOLE |  | 0 | 0 | 1115 |
| Honeywell International Inc | COM | 438516106 |  | 57 | 265 | SH |  | SOLE |  | 0 | 0 | 265 |
| HUMANA INC | COM | 444859102 |  | 69 | 134 | SH |  | SOLE |  | 0 | 0 | 134 |
| Huntington Bancshares Inc | COM | 446150104 |  | 1169 | 82893 | SH |  | SOLE |  | 0 | 0 | 82893 |
| Independent Bank Corp | COM | 453836108 |  | 36 | 424 | SH |  | SOLE |  | 0 | 0 | 424 |
| Industrial Select SPDR ETF | ETF | 81369Y704 |  | 2830 | 28816 | SH |  | SOLE |  | 0 | 0 | 28816 |
| Intel Corp | COM | 458140100 |  | 31 | 1185 | SH |  | SOLE |  | 0 | 0 | 1185 |
| International Business Machines Corp | COM | 459200101 |  | 31 | 221 | SH |  | SOLE |  | 0 | 0 | 221 |
| International Lithium Corp | COM | 459820106 |  | 62 | 1522630 | SH |  | SOLE |  | 0 | 0 | 1522630 |
| INTUITIVE SURGICAL INC | COM | 46120E602 |  | 24 | 90 | SH |  | SOLE |  | 0 | 0 | 90 |
| Invesco Solar ETF | ETF | 46138G706 |  | 990 | 13571 | SH |  | SOLE |  | 0 | 0 | 13571 |
| iShares Core MSCI Total Intl Stk ETF | ETF | 46432F834 |  | 42 | 729 | SH |  | SOLE |  | 0 | 0 | 729 |
| iShares Core S 500 | ETF | 464287200 |  | 126 | 327 | SH |  | SOLE |  | 0 | 0 | 327 |
| Ishares Core S Small-Cap E | ETF | 464287804 |  | 50 | 528 | SH |  | SOLE |  | 0 | 0 | 528 |
| iShares Core S Total US Stock Mkt ETF | ETF | 464287150 |  | 50 | 592 | SH |  | SOLE |  | 0 | 0 | 592 |
| iShares Core US Aggregate Bond | ETF | 464287226 |  | 12727 | 131216 | SH |  | SOLE |  | 0 | 0 | 131216 |
| iShares iBoxx Investment Grade Corp Bond ET | ETF | 464287242 |  | 21 | 200 | SH |  | SOLE |  | 0 | 0 | 200 |
| iShares MBS | ETF | 464288588 |  | 24 | 264 | SH |  | SOLE |  | 0 | 0 | 264 |
| Ishares Msci Eafe Etf | ETF | 464287465 |  | 7591 | 115649 | SH |  | SOLE |  | 0 | 0 | 115649 |
| Ishares Msci Emerging Markets Etf | ETF | 464287234 |  | 1307 | 34485 | SH |  | SOLE |  | 0 | 0 | 34485 |
| iShares Nasdaq Biotechnology | ETF | 464287556 |  | 1686 | 12843 | SH |  | SOLE |  | 0 | 0 | 12843 |
| iShares Russell 2000 | ETF | 464287655 |  | 3841 | 22027 | SH |  | SOLE |  | 0 | 0 | 22027 |
| iShares Russell 2000 Growth | ETF | 464287648 |  | 34 | 160 | SH |  | SOLE |  | 0 | 0 | 160 |
| iShares Silver Trust | ETF | 46428Q109 |  | 1021 | 46378 | SH |  | SOLE |  | 0 | 0 | 46378 |
| iShares TIPS Bond | ETF | 464287176 |  | 22 | 210 | SH |  | SOLE |  | 0 | 0 | 210 |
| Ishares Tr S US Pfd Stk | ETF | 464288687 |  | 382 | 12500 | SH |  | SOLE |  | 0 | 0 | 12500 |
| Ishares Tr Sh Tr Crport Etf | ETF | 464288646 |  | 598 | 12000 | SH |  | SOLE |  | 0 | 0 | 12000 |
| iShares US Credit Bond | ETF | 464288620 |  | 23 | 472 | SH |  | SOLE |  | 0 | 0 | 472 |
| iShares US Home Construction | ETF | 464288752 |  | 24 | 395 | SH |  | SOLE |  | 0 | 0 | 395 |
| iShares US Medical Devices | ETF | 464288810 |  | 44 | 828 | SH |  | SOLE |  | 0 | 0 | 828 |
| iShares US Treasury Bond | ETF | 46429B267 |  | 34 | 1494 | SH |  | SOLE |  | 0 | 0 | 1494 |
| Johnson  Johnson | COM | 478160104 |  | 2120 | 12003 | SH |  | SOLE |  | 0 | 0 | 12003 |
| Johnson Controls International PLC | COM | G51502105 |  | 26 | 403 | SH |  | SOLE |  | 0 | 0 | 403 |
| Jpmorgan Chase  Co | COM | 46625H100 |  | 2725 | 20324 | SH |  | SOLE |  | 0 | 0 | 20324 |
| Kellogg Co | COM | 487836108 |  | 21 | 300 | SH |  | SOLE |  | 0 | 0 | 300 |
| KKR  Co Inc | COM | 48251W104 |  | 37 | 800 | SH |  | SOLE |  | 0 | 0 | 800 |
| LI CYCLE HOLDINGS ORD | COM | 50202P105 |  | 71 | 15000 | SH |  | SOLE |  | 0 | 0 | 15000 |
| Lithium Americas Corp | COM | 53680Q207 |  | 370 | 19545 | SH |  | SOLE |  | 0 | 0 | 19545 |
| Livent Corp | COM | 53814L108 |  | 606 | 30500 | SH |  | SOLE |  | 0 | 0 | 30500 |
| Lockheed Martin Corp | COM | 539830109 |  | 219 | 450 | SH |  | SOLE |  | 0 | 0 | 450 |
| Lowe s Companies Inc | COM | 548661107 |  | 435 | 2185 | SH |  | SOLE |  | 0 | 0 | 2185 |
| Magellan Midstream Prtnrs Lp | LP UNIT | 559080106 |  | 75 | 1500 | SH |  | SOLE |  | 0 | 0 | 1500 |
| Marathon Oil Corp | COM | 565849106 |  | 35 | 1280 | SH |  | SOLE |  | 0 | 0 | 1280 |
| Marimed Inc | COM | 56782V107 |  | 230 | 645100 | SH |  | SOLE |  | 0 | 0 | 645100 |
| Marsh  Mclennan Companies Inc | COM | 571748102 |  | 27 | 164 | SH |  | SOLE |  | 0 | 0 | 164 |
| Marvell Technology Group Ltd | COM | 573874104 |  | 24 | 650 | SH |  | SOLE |  | 0 | 0 | 650 |
| Materials Select Sector SPDR ETF | ETF | 81369Y100 |  | 1912 | 24616 | SH |  | SOLE |  | 0 | 0 | 24616 |
| McDonald s Corp | COM | 580135101 |  | 43 | 165 | SH |  | SOLE |  | 0 | 0 | 165 |
| Medtronic Plc | COM | G5960L103 |  | 242 | 3112 | SH |  | SOLE |  | 0 | 0 | 3112 |
| Merck  Co Inc | COM | 58933Y105 |  | 701 | 6320 | SH |  | SOLE |  | 0 | 0 | 6320 |
| Microsoft Corp | COM | 594918104 |  | 4733 | 19736 | SH |  | SOLE |  | 0 | 0 | 19736 |
| MODERNA INC | COM | 60770K107 |  | 239 | 1331 | SH |  | SOLE |  | 0 | 0 | 1331 |
| Morgan Stanley | COM | 617446448 |  | 648 | 7627 | SH |  | SOLE |  | 0 | 0 | 7627 |
| Mp Materials Cl A Ord | COM | 553368101 |  | 165 | 6800 | SH |  | SOLE |  | 0 | 0 | 6800 |
| MVB Financial Corp | COM | 553810102 |  | 189 | 8574 | SH |  | SOLE |  | 0 | 0 | 8574 |
| Netflix Com Inc | COM | 64110L106 |  | 64 | 218 | SH |  | SOLE |  | 0 | 0 | 218 |
| NextEra Energy Inc | COM | 65339F101 |  | 256 | 3063 | SH |  | SOLE |  | 0 | 0 | 3063 |
| NextEra Energy Partners LP | COM | 65341B106 |  | 388 | 5540 | SH |  | SOLE |  | 0 | 0 | 5540 |
| Nike Inc B | COM | 654106103 |  | 54 | 463 | SH |  | SOLE |  | 0 | 0 | 463 |
| NORTHROP GRUMMAN CORP | COM | 666807102 |  | 60 | 110 | SH |  | SOLE |  | 0 | 0 | 110 |
| NVIDIA Corp | COM | 67066G104 |  | 108 | 740 | SH |  | SOLE |  | 0 | 0 | 740 |
| O Shares US Sm Cp Qual Div ETF | ETF | 00162Q395 |  | 34 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| Occidental Petroleum Corp | COM | 674599105 |  | 78 | 1236 | SH |  | SOLE |  | 0 | 0 | 1236 |
| Oracle Corp | COM | 68389X105 |  | 236 | 2885 | SH |  | SOLE |  | 0 | 0 | 2885 |
| Paramount Resources Ltd A | COM | 699320206 |  | 212 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| Parker Hannifin Corp | COM | 701094104 |  | 20 | 69 | SH |  | SOLE |  | 0 | 0 | 69 |
| Paychex Inc | COM | 704326107 |  | 58 | 506 | SH |  | SOLE |  | 0 | 0 | 506 |
| PayPal Holdings Inc | COM | 70450Y103 |  | 602 | 8455 | SH |  | SOLE |  | 0 | 0 | 8455 |
| Pepsico Inc | COM | 713448108 |  | 1851 | 10243 | SH |  | SOLE |  | 0 | 0 | 10243 |
| Pfizer Inc | COM | 717081103 |  | 101 | 1971 | SH |  | SOLE |  | 0 | 0 | 1971 |
| Philip Morris International Inc | COM | 718172109 |  | 53 | 526 | SH |  | SOLE |  | 0 | 0 | 526 |
| PHILLIPS EDISON AND COMPANY ORD | COM | 71844V201 |  | 262 | 8243 | SH |  | SOLE |  | 0 | 0 | 8243 |
| Pioneer Natural Resources Co | COM | 723787107 |  | 24 | 105 | SH |  | SOLE |  | 0 | 0 | 105 |
| Pnc Finl Svcs Group | COM | 693475105 |  | 63 | 401 | SH |  | SOLE |  | 0 | 0 | 401 |
| Procter And Gamble Co | COM | 742718109 |  | 135 | 890 | SH |  | SOLE |  | 0 | 0 | 890 |
| PROGRESSIVE CORP OHIO | COM | 743315103 |  | 24 | 186 | SH |  | SOLE |  | 0 | 0 | 186 |
| Prologis Inc | COM | 74340W103 |  | 417 | 3700 | SH |  | SOLE |  | 0 | 0 | 3700 |
| PRUDENTIAL FINL INC | COM | 744320102 |  | 21 | 210 | SH |  | SOLE |  | 0 | 0 | 210 |
| QUALCOMM Inc | COM | 747525103 |  | 157 | 1430 | SH |  | SOLE |  | 0 | 0 | 1430 |
| Rani Therapeutics Holdings Inc | COM | 753018100 |  | 86 | 14600 | SH |  | SOLE |  | 0 | 0 | 14600 |
| Raytheon Technologies Ord | COM | 75513E101 |  | 1609 | 15941 | SH |  | SOLE |  | 0 | 0 | 15941 |
| Salesforce.com Inc | COM | 79466L302 |  | 201 | 1513 | SH |  | SOLE |  | 0 | 0 | 1513 |
| Select Sector Spdr Fund Shs Ben Consumer Discretio | ETF | 81369Y407 |  | 800 | 6197 | SH |  | SOLE |  | 0 | 0 | 6197 |
| Select Sector Spdr Trust Shs Ben Int Energy | ETF | 81369Y506 |  | 858 | 9804 | SH |  | SOLE |  | 0 | 0 | 9804 |
| Select Sector Spdr Trust The Health Care Select Se | ETF | 81369Y209 |  | 2736 | 20139 | SH |  | SOLE |  | 0 | 0 | 20139 |
| Simulations Plus Inc | COM | 829214105 |  | 219 | 6000 | SH |  | SOLE |  | 0 | 0 | 6000 |
| Snowflake Cl A Ord | COM | 833445109 |  | 131 | 914 | SH |  | SOLE |  | 0 | 0 | 914 |
| Southern Co | COM | 842587107 |  | 50 | 705 | SH |  | SOLE |  | 0 | 0 | 705 |
| Spdr Gold Tr Gold Shs | ETF | 78463V107 |  | 5235 | 30861 | SH |  | SOLE |  | 0 | 0 | 30861 |
| SPDR S 500 ETF | ETF | 78462F103 |  | 272 | 710 | SH |  | SOLE |  | 0 | 0 | 710 |
| SPDR S MidCap 400 ETF | ETF | 78467Y107 |  | 51 | 115 | SH |  | SOLE |  | 0 | 0 | 115 |
| SPDR S Software  Services ETF | ETF | 78464A599 |  | 62 | 568 | SH |  | SOLE |  | 0 | 0 | 568 |
| Spdr Ser Tr S Metals  Mng Etf | ETF | 78464A755 |  | 210 | 4223 | SH |  | SOLE |  | 0 | 0 | 4223 |
| Stag Indl Inc | COM | 85254J102 |  | 129 | 4000 | SH |  | SOLE |  | 0 | 0 | 4000 |
| Starbucks Corp | COM | 855244109 |  | 25 | 250 | SH |  | SOLE |  | 0 | 0 | 250 |
| StoneCo Ltd | COM | G85158106 |  | 66 | 7020 | SH |  | SOLE |  | 0 | 0 | 7020 |
| Stryker Corp | COM | 863667101 |  | 28 | 115 | SH |  | SOLE |  | 0 | 0 | 115 |
| Sunrun Inc | COM | 86771W105 |  | 96 | 4000 | SH |  | SOLE |  | 0 | 0 | 4000 |
| Technology Select Sector SPDR ETF | ETF | 81369Y803 |  | 1613 | 12963 | SH |  | SOLE |  | 0 | 0 | 12963 |
| Tesla Motors Inc | COM | 88160R101 |  | 428 | 3475 | SH |  | SOLE |  | 0 | 0 | 3475 |
| Texas Instruments Inc | COM | 882508104 |  | 50 | 301 | SH |  | SOLE |  | 0 | 0 | 301 |
| Texas Pacific Land Corp | COM | 88262P102 |  | 138 | 59 | SH |  | SOLE |  | 0 | 0 | 59 |
| The Estee Lauder Companies Inc Class A | COM | 518439104 |  | 29 | 116 | SH |  | SOLE |  | 0 | 0 | 116 |
| The Simply Good Foods Co | COM | 82900L102 |  | 304 | 8000 | SH |  | SOLE |  | 0 | 0 | 8000 |
| Thermo Fisher Scientific Inc | COM | 883556102 |  | 601 | 1092 | SH |  | SOLE |  | 0 | 0 | 1092 |
| TRANE TECH PUB LTD CO | COM | G8994E103 |  | 21 | 123 | SH |  | SOLE |  | 0 | 0 | 123 |
| Truist Finl Corp Com | COM | 89832Q109 |  | 280 | 6516 | SH |  | SOLE |  | 0 | 0 | 6516 |
| United Bankshares Inc | COM | 909907107 |  | 61 | 1501 | SH |  | SOLE |  | 0 | 0 | 1501 |
| United Parcel Service Inc Class B | COM | 911312106 |  | 92 | 530 | SH |  | SOLE |  | 0 | 0 | 530 |
| UnitedHealth Group Inc | COM | 91324P102 |  | 122 | 230 | SH |  | SOLE |  | 0 | 0 | 230 |
| Utilities Select Sector SPDR ETF | ETF | 81369Y886 |  | 2318 | 32878 | SH |  | SOLE |  | 0 | 0 | 32878 |
| Vail Resorts Inc | COM | 91879Q109 |  | 36 | 150 | SH |  | SOLE |  | 0 | 0 | 150 |
| Valero Energy Corp | COM | 91913Y100 |  | 25 | 200 | SH |  | SOLE |  | 0 | 0 | 200 |
| Vanguard 500 ETF | ETF | 922908363 |  | 20854 | 59355 | SH |  | SOLE |  | 0 | 0 | 59355 |
| Vanguard Dividend Appreciation ETF | ETF | 921908844 |  | 38 | 249 | SH |  | SOLE |  | 0 | 0 | 249 |
| Vanguard Extended Market ETF | ETF | 922908652 |  | 33 | 248 | SH |  | SOLE |  | 0 | 0 | 248 |
| Vanguard FTSE Developed Markets ETF | ETF | 921943858 |  | 61 | 1460 | SH |  | SOLE |  | 0 | 0 | 1460 |
| Vanguard FTSE Emerging Markets ETF | ETF | 922042858 |  | 33 | 838 | SH |  | SOLE |  | 0 | 0 | 838 |
| Vanguard Scottsdale Fds Vanguard Short-T | ETF | 92206C409 |  | 303 | 4035 | SH |  | SOLE |  | 0 | 0 | 4035 |
| Vanguard Small-Cap ETF | ETF | 922908751 |  | 28 | 150 | SH |  | SOLE |  | 0 | 0 | 150 |
| Vanguard Tax-Exempt Bond ETF | ETF | 922907746 |  | 30 | 612 | SH |  | SOLE |  | 0 | 0 | 612 |
| Vanguard Total Stock Market ETF | ETF | 922908769 |  | 65 | 340 | SH |  | SOLE |  | 0 | 0 | 340 |
| Vanguard Value ETF | ETF | 922908744 |  | 72 | 515 | SH |  | SOLE |  | 0 | 0 | 515 |
| Verizon Communications | COM | 92343V104 |  | 79 | 2005 | SH |  | SOLE |  | 0 | 0 | 2005 |
| Visa Inc Com Cl A | COM | 92826C839 |  | 2258 | 10866 | SH |  | SOLE |  | 0 | 0 | 10866 |
| Wal-Mart Stores Inc | COM | 931142103 |  | 95 | 672 | SH |  | SOLE |  | 0 | 0 | 672 |
| Washington Trust Bancorp Inc | COM | 940610108 |  | 53 | 1116 | SH |  | SOLE |  | 0 | 0 | 1116 |
| Waste Management Inc | COM | 94106L109 |  | 1148 | 7318 | SH |  | SOLE |  | 0 | 0 | 7318 |
| Wesbanco Inc | COM | 950810101 |  | 768 | 20762 | SH |  | SOLE |  | 0 | 0 | 20762 |
| Weyerhaeuser Co | COM | 962166104 |  | 21 | 672 | SH |  | SOLE |  | 0 | 0 | 672 |
| Williams Companies Inc | COM | 969457100 |  | 73 | 2234 | SH |  | SOLE |  | 0 | 0 | 2234 |

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