# EDGAR Filing Document

**Accession Number:** 0000898745
**File Stem:** 0001752724-23-064817
**Filing Date:** 2023-3
**Character Count:** 77499
**Document Hash:** 4e3f98af409fc1e0ed7e8d2039d71a41
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-064817.hdr.sgml**: 20230324

**ACCESSION NUMBER**: 0001752724-23-064817

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230324

**DATE AS OF CHANGE**: 20230324

**PERIOD START**: 20231031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PRINCIPAL FUNDS, INC.
- **CENTRAL INDEX KEY:** 0000898745
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-07572
- **FILM NUMBER:** 23757974

**BUSINESS ADDRESS:**
- **STREET 1:** 711 HIGH STREET
- **CITY:** DES MOINES
- **STATE:** IA
- **ZIP:** 50392
- **BUSINESS PHONE:** 515-235-1209

**MAIL ADDRESS:**
- **STREET 1:** PRINCIPAL FINANCIAL GROUP
- **CITY:** DES MOINES
- **STATE:** IA
- **ZIP:** 50392

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PRINCIPAL FUNDS, INC
- **DATE OF NAME CHANGE:** 20211220

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PRINCIPAL FUNDS INC
- **DATE OF NAME CHANGE:** 20080616

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PRINCIPAL INVESTORS FUND INC
- **DATE OF NAME CHANGE:** 20001012

## Series and Classes Contracts Data

### Global Emerging Markets Fund (f/k/a International Emerging Markets Fund) (Series ID: S000007013)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000019140 | R-3                 | PEAPX           |
| C000019141 | R-4                 | PESSX           |
| C000019142 | R-5                 | PEPSX           |
| C000019143 | R-1                 | PIXEX           |
| C000019144 | Institutional Class | PIEIX           |
| C000019145 | Class J             | PIEJX           |
| C000019146 | Class A             | PRIAX           |
| C000175481 | R-6                 | PIIMX           |

## Nport-Ex

2

_____
_____
_____
_____

_____
_____

_____

_____

2

1

____________________
____________________
____________________
____________________
____________________
____________________

____________________
____________________
____________________
____________________
____________________

____________________
____________________
____________________

____________________

____________________

____________________

2

E

---

---

---

---

---

---

---

---

---

E

1

1

_____

_____

_____
_____

_____
_____
_____

_____
_____
_____

1

E

![img-0.jpeg](img-0.jpeg)

______

![img-1.jpeg](img-1.jpeg)

______

______

______

______

E

E

____________________ ____________________
____________________ ____________________

____________________

____________________

____________________

____________________

____________________
____________________

____________________

E

1

1

1

E

![img-0.jpeg](img-0.jpeg)

C

2

____________________

______

______

______

____________________

______

______

______

______

____________________

______

______

____________________

______

2

2

____________________ ____________________
____________________ ____________________
____________________ ____________________

______

______

______

______

____________________
____________________
____________________

______

____________________
____________________
____________________

______

______

2

2

____________________
____________________
____________________

______

______

______

____________________
____________________

______

____________________
____________________

______

2

2

-

-

-

-

-

-

-

-

-

2

:

---

---

:

10

![img-0.jpeg](img-0.jpeg)

11

10

![img-1.jpeg](img-1.jpeg)

11

2

![img-2.jpeg](img-2.jpeg)

=====

=====
=====
=====

2

2

![img-3.jpeg](img-3.jpeg)

2

2

![img-4.jpeg](img-4.jpeg)

______

______
______
______

______
______
______

2

i

---

---

---

---

---

---

---

---

---

---

---

i

1

____________________
____________________
____________________
____________________

____________________

____________________

____________________
____________________

____________________
____________________

____________________
____________________

1

1

____________________

____________________

____________________

____________________

____________________

____________________

____________________

1

1

![img-0.jpeg](img-0.jpeg)

1

2

![img-1.jpeg](img-1.jpeg)

2

2

![img-2.jpeg](img-2.jpeg)

2

1

![img-3.jpeg](img-3.jpeg)

______

______
______
______

______
______
______

1

E

![img-4.jpeg](img-4.jpeg)

---

---

---

---

---

E

E

---

---

---

1

![img-5.jpeg](img-5.jpeg)

______

______

______

______

______
______
______

1

i

____________________

____________________

____________________

____________________

i

E

![img-0.jpeg](img-0.jpeg)

![img-1.jpeg](img-1.jpeg)

______

______

![img-2.jpeg](img-2.jpeg)

______

______

______

E

E

____________________ ____________________
____________________ ____________________

______

______

______

______

______

______

______

______

____________________
____________________

______

E

E

____________________
____________________
____________________

______

______

______

____________________
____________________
____________________

______

______

____________________
____________________

______

______

______

E

2

-

-

-

-

-

-

-

-

-

-

-

E

![img-0.jpeg](img-0.jpeg)

![img-1.jpeg](img-1.jpeg)

E

E

---

---

---

---

---

---

---

E

E

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

E

2

____________________
____________________
____________________
____________________

____________________
____________________
____________________

____________________

____________________

____________________
____________________
____________________

2

:

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

:

:

---

---

---

---

---

---

:

:

---

---

---

---

---

---

:

1

---

---

---

2

1

---

---

1

2

![img-0.jpeg](img-0.jpeg)

2

2

_____
_____
_____

_____
_____

_____

_____

_____

_____

_____

_____
_____

_____

_____
_____

_____
_____

_____

_____

_____

_____

2

2

![img-1.jpeg](img-1.jpeg)

______

______
______

______
______

2

1

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

1

1

______

______

______
______

______
______

______

______

______
______

1

2

![img-3.jpeg](img-3.jpeg)

____________________

______

______

______

______

______

______

______

______

______

______

______

______

2

1

____________________
____________________
____________________
____________________
____________________

____________________
____________________

____________________

____________________

____________________

1

E

E

---

---

E

2

![img-1.jpeg](img-1.jpeg)

2

2

![img-1.jpeg](img-1.jpeg)

![img-2.jpeg](img-2.jpeg)

______

![img-3.jpeg](img-3.jpeg)

![img-4.jpeg](img-4.jpeg)

2

2

![img-5.jpeg](img-5.jpeg)

2

3

![img-6.jpeg](img-6.jpeg)

4

2

-

-

-

-

-

-

-

-

2

![img-7.jpeg](img-7.jpeg)

2

2

![img-8.jpeg](img-8.jpeg)

______

______
______

______
______

2

E

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

E

E

_____
_____
_____
_____

_____

_____

_____
_____
_____

_____
_____
_____

_____
_____
_____

E

E

---

---

---

---

---

---

---

---

---

---

---

---

---

---

E

E

![img-2.jpeg](img-2.jpeg)

![img-3.jpeg](img-3.jpeg)

![img-4.jpeg](img-4.jpeg)

![img-5.jpeg](img-5.jpeg)

E

1

____________________

____________________

____________________

______

______

______

______

______

______

______

______

______

______

______

1

1

_____
_____
_____

_____
_____
_____
_____

_____
_____
_____
_____
_____

_____
_____
_____

1

3

______
______
______

______
______

______
______
______

______

______

______

______

______

______

______

______

3

3

______
______
______

______

______

______

______
______

______

______

______
______

______
______

______

4

3

![img-0.jpeg](img-0.jpeg)

______

______
______

______
______

______
______

4

2

![img-1.jpeg](img-1.jpeg)

2

1

____________________

____

____

____________________

____

____________________

____

____________________

____

____________________

____________________

____________________

____________________

1

:

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

:

---

---

---

---

---

2

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

2

---

---

---

---

2

____________________

____________________

____________________

____________________

____________________

____________________

2

---

---

---

---

2

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

2

---

---

---

---

2

![img-0.jpeg](img-0.jpeg)

____________________

______

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

2

2

_____
_____
_____

_____
_____

_____

_____
_____

_____

_____
_____

_____
_____

_____
_____

_____
_____

_____
_____

_____
_____

2

2

_____
_____
_____

_____
_____

_____

_____
_____

_____

_____
_____

_____
_____

_____
_____

_____
_____

_____
_____

_____
_____

3

2

____________________

____________________

______

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

2

2

_____
_____
_____

_____
_____

_____

_____
_____

_____

_____
_____

_____
_____

_____
_____

_____
_____

_____
_____

_____
_____

2

2

____________________

____________________

______

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

2

2

____________________

____________________

______

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

2

2

![img-1.jpeg](img-1.jpeg)

____________________

______

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

2

E

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

E

E

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

E

E

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

E

E

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

E

E

![img-0.jpeg](img-0.jpeg)

______

______

______

______

______

______

______

E

E

![img-1.jpeg](img-1.jpeg)

______

______

______

______

______

______

______

E

E

---

---

---

---

---

---

---

---

E

E

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

E

E

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

E

E

---

---

---

---

---

---

---

---

E

E

---

---

---

---

---

---

---

---

E

2

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

2

1

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

1

---

---

---

---

1

E

![img-0.jpeg](img-0.jpeg)

\_\_\_\_\_

\_\_\_\_\_

![img-1.jpeg](img-1.jpeg)

\_\_\_\_\_

\_\_\_\_\_

E

10

![img-2.jpeg](img-2.jpeg)

11

---

---

---

---

---

10

![img-3.jpeg](img-3.jpeg)

11

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

1

____________________
____________________
____________________

______

______

____________________

____________________
____________________

______

____________________

____________________
____________________

____________________
____________________

1

2

www.nytimes.com

____________________

____________________

____________________

____________________

2

10

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

10

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

2

____________________
____________________
____________________

______

______

______

______

____________________

____________________

______

______

______

____________________

____________________

2

2

![img-0.jpeg](img-0.jpeg)

![img-1.jpeg](img-1.jpeg)

![img-2.jpeg](img-2.jpeg)

![img-3.jpeg](img-3.jpeg)

2

2

| _____ | _____ |
| --- | --- |
| _____ | _____ |
| _____ | _____ |
| _____ | _____ |
| _____ | _____ |
| _____ | _____ |
| _____ | _____ |
| _____ | _____ |
| _____ | _____ |
| _____ | _____ |

3

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

2

---

2

1

1

![img-0.jpeg](img-0.jpeg)

______

______
______

______
______

______
______

1

E

______

______

______

______

______

______
______
______

______
______

______
______

E

2

![img-0.jpeg](img-0.jpeg)

2

E

____________________

______

______

____________________

______

____________________

______

____________________

____________________

____________________

____________________

____________________

____________________

____________________

E

E

![img-2.jpeg](img-2.jpeg)

![img-3.jpeg](img-3.jpeg)

______

______

______

______

______

______

E

E

____________________

____________________

____________________

______

______

____________________

____________________

______

______

E

1

---

---

-

---

!

.

---

---

-

---

|

---

|

|

---

---

---

---

---

---

---

-

---

|

---

|

---

---

---

---

---

---

---

.

---

|

---

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

-

---

|

---

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

-

---

|

---

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

-

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

1.1.1

_____

.

---

|

---

|

---

---

---

---

---

---

---

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Principal Funds, Inc

- **b. Investment Company Act file number:** 811-07572

- **c. CIK number of Registrant:** 0000898745

- **d. LEI of Registrant:** 549300HZGBXSW6DSXF23

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 801 Grand Ave

  - **City:** Des Moines

  - **State:** IA

  - **Foreign country:** US

  - **Zip / Postal Code:** 50309

  - **Telephone number:** 515-235-1719

**Item A.2. Information about the Series.**

- **a. Name of Series:** Global Emerging Markets Fund

- **b. EDGAR series identifier (if any):** S000007013

- **c. LEI of Series:** 5493005LRWTRDOOFXF24

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-10-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $240919104.72

**Total Liabilities:** $2025903.19

**Net Assets:** $238893201.53

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000019145 | 15.44%               | -2.82%               | 8.64%                |
| Class ID C000019143 | 15.38%               | -2.83%               | 8.56%                |
| Class ID C000019140 | 15.46%               | -2.86%               | 8.64%                |
| Class ID C000175481 | 15.49%               | -2.81%               | 8.69%                |
| Class ID C000019146 | 15.45%               | -2.81%               | 8.62%                |
| Class ID C000019144 | 15.46%               | -2.82%               | 8.70%                |
| Class ID C000019142 | 15.45%               | -2.79%               | 8.65%                |
| Class ID C000019141 | 15.40%               | -2.76%               | 8.63%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-548953.94              | $30952249.85                               |
| Month 2  | $134025.32               | $-7080966.99                               |
| Month 3  | $590247.78               | $18469624.29                               |

### Schedule of Portfolio Investments

| Name                                                  | Title                                                 | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Reliance Industries Ltd                               | Reliance Industries Ltd                               | CUSIP: N/A<br>LEI: 5493003UOETFYRONLG31       | Long             | EC               | CORP              | IN        |    199948 | NS      | $5767982.05   | 2.41%             |  |  |  | No            |                  2 | On Loan: No      |
| China Resources Beer Holdings Co Ltd                  | China Resources Beer Holdings Co Ltd                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | HK        |    212000 | NS      | $1595995.83   | 0.67%             |  |  |  | No            |                  2 | On Loan: No      |
| Frencken Group Ltd                                    | Frencken Group Ltd                                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | MY        |    931500 | NS      | $837616.88    | 0.35%             |  |  |  | No            |                  2 | On Loan: No      |
| Principal Government Money Market Fund - Class R-6    | Principal Government Money Market Fund - Class R-6    | CUSIP: 74257B639<br>LEI: N/A                  | Long             | STIV             | RF                | US        |   5268225 | NS      | $5268225.33   | 2.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Hong Leong Bank Bhd                                   | Hong Leong Bank Bhd                                   | CUSIP: N/A<br>LEI: 549300BUPYUQGB5BFX94       | Long             | EC               | CORP              | MY        |    155800 | NS      | $750549.71    | 0.31%             |  |  |  | No            |                  2 | On Loan: No      |
| Vamos Locacao de Caminhoes Maquinas e Equipamentos SA | Vamos Locacao de Caminhoes Maquinas e Equipamentos SA | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | BR        |    485263 | NS      | $1387066.59   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Xinyi Glass Holdings Ltd                              | Xinyi Glass Holdings Ltd                              | CUSIP: N/A<br>LEI: 52990082YXVVZFK1QJ17       | Long             | EC               | CORP              | HK        |    229000 | NS      | $487570.19    | 0.20%             |  |  |  | No            |                  2 | On Loan: No      |
| SLC Agricola SA                                       | SLC Agricola SA                                       | CUSIP: N/A<br>LEI: 54930017BQDYJPIJXG79       | Long             | EC               | CORP              | BR        |    107930 | NS      | $1090292.22   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| China Overseas Land & Investment Ltd                  | China Overseas Land & Investment Ltd                  | CUSIP: N/A<br>LEI: 529900I6W35GYKRIZ151       | Long             | EC               | CORP              | HK        |    390500 | NS      | $1054455.98   | 0.44%             |  |  |  | No            |                  2 | On Loan: No      |
| ICICI Prudential Life Insurance Co Ltd                | ICICI Prudential Life Insurance Co Ltd                | CUSIP: N/A<br>LEI: 2138006W2MGOSH69C607       | Long             | EC               | CORP              | IN        |    110366 | NS      | $611607.18    | 0.26%             |  |  |  | No            |                  2 | On Loan: No      |
| Delta Electronics Inc                                 | Delta Electronics Inc                                 | CUSIP: N/A<br>LEI: 529900UVZWNWGDLJSM52       | Long             | EC               | CORP              | TW        |    174000 | NS      | $1687359.34   | 0.71%             |  |  |  | No            |                  2 | On Loan: No      |
| AKR Corporindo Tbk PT                                 | AKR Corporindo Tbk PT                                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | ID        |  19882200 | NS      | $1742766.28   | 0.73%             |  |  |  | No            |                  2 | On Loan: No      |
| Arezzo Industria e Comercio SA                        | Arezzo Industria e Comercio SA                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | BR        |     38000 | NS      | $657250.36    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Localiza Rent a Car SA - Rights                       | Localiza Rent a Car SA - Rights                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | BR        |       364 | NS      | $1165.22      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Vietnam Technological & Commercial Joint Stock Bank   | Vietnam Technological & Commercial Joint Stock Bank   | CUSIP: N/A<br>LEI: 5493001XNKHV3FNIUD50       | Long             | EC               | CORP              | VN        |    453900 | NS      | $611858.79    | 0.26%             |  |  |  | No            |                  2 | On Loan: No      |
| Alibaba Group Holding Ltd                             | Alibaba Group Holding Ltd                             | CUSIP: N/A<br>LEI: 5493001NTNQJDH60PM02       | Long             | EC               | CORP              | CN        |    438924 | NS      | $6034620.80   | 2.53%             |  |  |  | No            |                  2 | On Loan: No      |
| Hunan Valin Steel Co Ltd                              | Hunan Valin Steel Co Ltd                              | CUSIP: N/A<br>LEI: 3003007J7HWD6GTNJ656       | Long             | EC               | CORP              | CN        |    859889 | NS      | $633794.09    | 0.27%             |  |  |  | No            |                  2 | On Loan: No      |
| America Movil SAB de CV                               | America Movil SAB de CV                               | CUSIP: 02364W105<br>LEI: 5493000FNR3UCEAONM59 | Long             | EC               | CORP              | MX        |     89319 | NS      | $1869446.67   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| ICICI Bank Ltd                                        | ICICI Bank Ltd                                        | CUSIP: N/A<br>LEI: R7RX8ER1V4666J8D1I38       | Long             | EC               | CORP              | IN        |    348608 | NS      | $3566668.62   | 1.49%             |  |  |  | No            |                  2 | On Loan: No      |
| Banco BTG Pactual SA                                  | Banco BTG Pactual SA                                  | CUSIP: N/A<br>LEI: ZXLTQRYIK6IJH3R0IK66       | Long             | EC               | CORP              | BR        |    256850 | NS      | $1092914.13   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Nestle India Ltd                                      | Nestle India Ltd                                      | CUSIP: N/A<br>LEI: 3358008SYYY9CPWH5D94       | Long             | EC               | CORP              | IN        |      3535 | NS      | $822414.91    | 0.34%             |  |  |  | No            |                  2 | On Loan: No      |
| Fila Holdings Corp                                    | Fila Holdings Corp                                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | KR        |     29789 | NS      | $940885.09    | 0.39%             |  |  |  | No            |                  2 | On Loan: No      |
| Hong Kong Exchanges & Clearing Ltd                    | Hong Kong Exchanges & Clearing Ltd                    | CUSIP: N/A<br>LEI: 213800YTVSXYQN17BW16       | Long             | EC               | CORP              | HK        |     19300 | NS      | $868067.50    | 0.36%             |  |  |  | No            |                  2 | On Loan: No      |
| China Longyuan Power Group Corp Ltd                   | China Longyuan Power Group Corp Ltd                   | CUSIP: N/A<br>LEI: 5299008UYLF3O6V9T464       | Long             | EC               | CORP              | CN        |    740000 | NS      | $1021526.53   | 0.43%             |  |  |  | No            |                  2 | On Loan: No      |
| CI&T Inc                                              | CI&T Inc                                              | CUSIP: G21307106<br>LEI: N/A                  | Long             | EC               | CORP              | BR        |     35930 | NS      | $267319.20    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Millicom International Cellular SA                    | Millicom International Cellular SA                    | CUSIP: N/A<br>LEI: 549300CTHC1CP86P2G96       | Long             | EC               | CORP              | LU        |     36315 | NS      | $622197.27    | 0.26%             |  |  |  | No            |                  2 | On Loan: No      |
| LT Foods Ltd                                          | LT Foods Ltd                                          | CUSIP: N/A<br>LEI: 3358008WEECK49DUO516       | Long             | EC               | CORP              | IN        |    331624 | NS      | $469009.47    | 0.20%             |  |  |  | No            |                  2 | On Loan: No      |
| Tencent Holdings Ltd                                  | Tencent Holdings Ltd                                  | CUSIP: N/A<br>LEI: 254900N4SLUMW4XUYY11       | Long             | EC               | CORP              | CN        |    254000 | NS      | $12377145.55  | 5.18%             |  |  |  | No            |                  2 | On Loan: No      |
| Shenzhen Mindray Bio-Medical Electronics Co Ltd       | Shenzhen Mindray Bio-Medical Electronics Co Ltd       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     25600 | NS      | $1266025.51   | 0.53%             |  |  |  | No            |                  2 | On Loan: No      |
| Jumbo SA                                              | Jumbo SA                                              | CUSIP: N/A<br>LEI: 549300TGIVUUMY40MZ05       | Long             | EC               | CORP              | GR        |     66994 | NS      | $1203053.07   | 0.50%             |  |  |  | No            |                  2 | On Loan: No      |
| Qualitas Controladora SAB de CV                       | Qualitas Controladora SAB de CV                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | MX        |    375400 | NS      | $2073715.94   | 0.87%             |  |  |  | No            |                  1 | On Loan: —       |
| Weichai Power Co Ltd                                  | Weichai Power Co Ltd                                  | CUSIP: N/A<br>LEI: 529900OKTPKBG85F9502       | Long             | EC               | CORP              | CN        |    709000 | NS      | $1070652.34   | 0.45%             |  |  |  | No            |                  2 | On Loan: No      |
| ZTE Corp                                              | ZTE Corp                                              | CUSIP: N/A<br>LEI: 3003004FBGVVG1CW5U45       | Long             | EC               | CORP              | CN        |    358800 | NS      | $866511.92    | 0.36%             |  |  |  | No            |                  2 | On Loan: No      |
| KB Financial Group Inc                                | KB Financial Group Inc                                | CUSIP: N/A<br>LEI: 529900TKE4MXG3Q6GW86       | Long             | EC               | CORP              | KR        |     61641 | NS      | $2809128.88   | 1.18%             |  |  |  | No            |                  2 | On Loan: No      |
| Gerdau SA                                             | Gerdau SA                                             | CUSIP: 373737105<br>LEI: 254900YDV6SEQQPZVG24 | Long             | EC               | CORP              | BR        |    205635 | NS      | $1336627.50   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Geely Automobile Holdings Ltd                         | Geely Automobile Holdings Ltd                         | CUSIP: N/A<br>LEI: 549300YS3T1KVQ2SNI84       | Long             | EC               | CORP              | HK        |    475000 | NS      | $770592.58    | 0.32%             |  |  |  | No            |                  2 | On Loan: No      |
| HDFC Bank Ltd                                         | HDFC Bank Ltd                                         | CUSIP: N/A<br>LEI: 335800ZQ6I4E2JXENC50       | Long             | EC               | CORP              | IN        |     89282 | NS      | $1756948.77   | 0.74%             |  |  |  | No            |                  2 | On Loan: No      |
| Ganfeng Lithium Group Co Ltd                          | Ganfeng Lithium Group Co Ltd                          | CUSIP: N/A<br>LEI: 3003006BE6UOHWEOOR42       | Long             | EC               | CORP              | CN        |    105840 | NS      | $966656.04    | 0.40%             |  |  |  | No            |                  2 | On Loan: No      |
| SK Hynix Inc                                          | SK Hynix Inc                                          | CUSIP: N/A<br>LEI: 988400XAIK6XISWQV045       | Long             | EC               | CORP              | KR        |     31808 | NS      | $2301114.56   | 0.96%             |  |  |  | No            |                  2 | On Loan: No      |
| Kia Corp                                              | Kia Corp                                              | CUSIP: N/A<br>LEI: 988400V8MJK9N7OI5X76       | Long             | EC               | CORP              | KR        |     37665 | NS      | $2052062.89   | 0.86%             |  |  |  | No            |                  2 | On Loan: No      |
| HEG Ltd                                               | HEG Ltd                                               | CUSIP: N/A<br>LEI: 335800E4LMUNWK4CCM21       | Long             | EC               | CORP              | IN        |     56146 | NS      | $714270.76    | 0.30%             |  |  |  | No            |                  2 | On Loan: No      |
| Shandong Gold Mining Co Ltd                           | Shandong Gold Mining Co Ltd                           | CUSIP: N/A<br>LEI: 300300KC2K8BC07OSV77       | Long             | EC               | CORP              | CN        |    570750 | NS      | $1100735.87   | 0.46%             |  |  |  | No            |                  2 | On Loan: No      |
| Fuyao Glass Industry Group Co Ltd                     | Fuyao Glass Industry Group Co Ltd                     | CUSIP: N/A<br>LEI: 549300AS5CSLWETN0P64       | Long             | EC               | CORP              | CN        |    171600 | NS      | $844539.43    | 0.35%             |  |  |  | No            |                  2 | On Loan: No      |
| Novatek Microelectronics Corp                         | Novatek Microelectronics Corp                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | TW        |     61300 | NS      | $729952.39    | 0.31%             |  |  |  | No            |                  2 | On Loan: No      |
| AIA Group Ltd                                         | AIA Group Ltd                                         | CUSIP: N/A<br>LEI: ZP5ILWVSYE4LJGMMVD57       | Long             | EC               | CORP              | HK        |    202600 | NS      | $2290929.48   | 0.96%             |  |  |  | No            |                  2 | On Loan: No      |
| IHH Healthcare Bhd                                    | IHH Healthcare Bhd                                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | MY        |    471300 | NS      | $655263.17    | 0.27%             |  |  |  | No            |                  2 | On Loan: No      |
| BOC Aviation Ltd                                      | BOC Aviation Ltd                                      | CUSIP: N/A<br>LEI: 254900H06V5RMEB3KE72       | Long             | EC               | CORP              | SG        |    111500 | NS      | $928566.39    | 0.39%             |  |  |  | No            |                  2 | On Loan: No      |
| Bajaj Finance Ltd                                     | Bajaj Finance Ltd                                     | CUSIP: N/A<br>LEI: 335800YTEXC3DO4Z6F68       | Long             | EC               | CORP              | IN        |     17286 | NS      | $1249577.92   | 0.52%             |  |  |  | No            |                  2 | On Loan: No      |
| Jiangsu Expressway Co Ltd                             | Jiangsu Expressway Co Ltd                             | CUSIP: N/A<br>LEI: 529900UWWTWZ6AKLYD43       | Long             | EC               | CORP              | CN        |    130000 | NS      | $128034.49    | 0.05%             |  |  |  | No            |                  2 | On Loan: No      |
| Samsung Engineering Co Ltd                            | Samsung Engineering Co Ltd                            | CUSIP: N/A<br>LEI: 988400HDAY5KIVHGZ188       | Long             | EC               | CORP              | KR        |     55171 | NS      | $1164332.74   | 0.49%             |  |  |  | No            |                  2 | On Loan: No      |
| Yadea Group Holdings Ltd                              | Yadea Group Holdings Ltd                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    634000 | NS      | $1445429.36   | 0.61%             |  |  |  | No            |                  2 | On Loan: No      |
| Hyundai Motor Co                                      | Hyundai Motor Co                                      | CUSIP: N/A<br>LEI: 9884004RQX8PRBXQ8S60       | Long             | EC               | CORP              | KR        |     12049 | NS      | $1642537.08   | 0.69%             |  |  |  | No            |                  2 | On Loan: No      |
| Galaxy Entertainment Group Ltd                        | Galaxy Entertainment Group Ltd                        | CUSIP: N/A<br>LEI: 549300ZSEBV3HR826S10       | Long             | EC               | CORP              | HK        |    142000 | NS      | $988504.57    | 0.41%             |  |  |  | No            |                  2 | On Loan: No      |
| Navin Fluorine International Ltd                      | Navin Fluorine International Ltd                      | CUSIP: N/A<br>LEI: 335800OVIUAAKYG44C59       | Long             | EC               | CORP              | IN        |     12447 | NS      | $601513.71    | 0.25%             |  |  |  | No            |                  2 | On Loan: No      |
| Parade Technologies Ltd                               | Parade Technologies Ltd                               | CUSIP: N/A<br>LEI: 529900D9FDQHQKAQLY02       | Long             | EC               | CORP              | US        |     15000 | NS      | $463855.25    | 0.19%             |  |  |  | No            |                  2 | On Loan: No      |
| Pinduoduo Inc                                         | Pinduoduo Inc                                         | CUSIP: 722304102<br>LEI: 5493000573DS7005T657 | Long             | EC               | CORP              | CN        |     29602 | NS      | $2900403.96   | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Voltronic Power Technology Corp                       | Voltronic Power Technology Corp                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | TW        |     22000 | NS      | $1113294.20   | 0.47%             |  |  |  | No            |                  2 | On Loan: No      |
| Bidvest Group Ltd/The                                 | Bidvest Group Ltd/The                                 | CUSIP: N/A<br>LEI: 5299002ARE4TRMIRGM72       | Long             | EC               | CORP              | ZA        |     61798 | NS      | $798071.45    | 0.33%             |  |  |  | No            |                  2 | On Loan: No      |
| WNS Holdings Ltd                                      | WNS Holdings Ltd                                      | CUSIP: 92932M101<br>LEI: 529900RM7QHUD3W9DM42 | Long             | EC               | CORP              | IN        |      9299 | NS      | $787904.27    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Intercorp Financial Services Inc                      | Intercorp Financial Services Inc                      | CUSIP: P5626F128<br>LEI: 5299004181WFTEWB1398 | Long             | EC               | CORP              | PE        |     23443 | NS      | $562397.57    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| My EG Services Bhd                                    | My EG Services Bhd                                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | MY        |   6756500 | NS      | $1447746.53   | 0.61%             |  |  |  | No            |                  2 | On Loan: No      |
| Bank of Jiangsu Co Ltd                                | Bank of Jiangsu Co Ltd                                | CUSIP: N/A<br>LEI: 300300C1086832000046       | Long             | EC               | CORP              | CN        |    694170 | NS      | $764541.05    | 0.32%             |  |  |  | No            |                  2 | On Loan: No      |
| WEG SA                                                | WEG SA                                                | CUSIP: N/A<br>LEI: 254900NKQV127YFRO022       | Long             | EC               | CORP              | BR        |    199800 | NS      | $1508644.88   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Exxaro Resources Ltd                                  | Exxaro Resources Ltd                                  | CUSIP: N/A<br>LEI: 378900BC3D9BFF4E4A37       | Long             | EC               | CORP              | ZA        |     92038 | NS      | $1155062.90   | 0.48%             |  |  |  | No            |                  2 | On Loan: No      |
| BlackRock Liquidity FedFund - Institutional Class     | BlackRock Liquidity FedFund - Institutional Class     | CUSIP: 09248U700<br>LEI: 549300T8K043VZEOVK74 | Long             | STIV             | RF                | US        |    193907 | NS      | $193906.97    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| ENN Natural Gas Co Ltd                                | ENN Natural Gas Co Ltd                                | CUSIP: N/A<br>LEI: 300300KVDMGNQNP52Z98       | Long             | EC               | CORP              | CN        |    332079 | NS      | $889026.76    | 0.37%             |  |  |  | No            |                  2 | On Loan: No      |
| Richter Gedeon Nyrt                                   | Richter Gedeon Nyrt                                   | CUSIP: N/A<br>LEI: 549300J6ZJW5IH4WEE46       | Long             | EC               | CORP              | HU        |     30403 | NS      | $686542.42    | 0.29%             |  |  |  | No            |                  2 | On Loan: No      |
| Grand Pharmaceutical Group Ltd                        | Grand Pharmaceutical Group Ltd                        | CUSIP: N/A<br>LEI: 8945001XW4FS15S8Z778       | Long             | EC               | CORP              | HK        |   1050000 | NS      | $654365.67    | 0.27%             |  |  |  | No            |                  2 | On Loan: No      |
| Indian Oil Corp Ltd                                   | Indian Oil Corp Ltd                                   | CUSIP: N/A<br>LEI: 335800J8OBWE4VFUDG88       | Long             | EC               | CORP              | IN        |   1546524 | NS      | $1547024.23   | 0.65%             |  |  |  | No            |                  2 | On Loan: No      |
| PT Bank Central Asia Tbk                              | PT Bank Central Asia Tbk                              | CUSIP: N/A<br>LEI: 254900BR956G2OHVOM21       | Long             | EC               | CORP              | ID        |   4299900 | NS      | $2440232.48   | 1.02%             |  |  |  | No            |                  2 | On Loan: No      |
| PICC Property & Casualty Co Ltd                       | PICC Property & Casualty Co Ltd                       | CUSIP: N/A<br>LEI: 300300F1000311000017       | Long             | EC               | CORP              | CN        |   1868000 | NS      | $1756204.69   | 0.74%             |  |  |  | No            |                  2 | On Loan: No      |
| MegaStudyEdu Co Ltd                                   | MegaStudyEdu Co Ltd                                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | KR        |     13836 | NS      | $839477.91    | 0.35%             |  |  |  | No            |                  2 | On Loan: No      |
| RichWave Technology Corp                              | RichWave Technology Corp                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | TW        |     68371 | NS      | $300371.83    | 0.13%             |  |  |  | No            |                  2 | On Loan: No      |
| Youngone Corp                                         | Youngone Corp                                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | KR        |     30264 | NS      | $1076281.29   | 0.45%             |  |  |  | No            |                  2 | On Loan: No      |
| Tsingtao Brewery Co Ltd                               | Tsingtao Brewery Co Ltd                               | CUSIP: N/A<br>LEI: 300300OJ7D0Q1ESE8L15       | Long             | EC               | CORP              | CN        |    130000 | NS      | $1255128.87   | 0.53%             |  |  |  | No            |                  2 | On Loan: No      |
| ICICI Lombard General Insurance Co Ltd                | ICICI Lombard General Insurance Co Ltd                | CUSIP: N/A<br>LEI: 335800ZZITZ7ZZZ2ZX87       | Long             | EC               | CORP              | IN        |     58519 | NS      | $809658.31    | 0.34%             |  |  |  | No            |                  2 | On Loan: No      |
| Lojas Renner SA                                       | Lojas Renner SA                                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | BR        |    166942 | NS      | $715611.35    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Vale SA                                               | Vale SA                                               | CUSIP: N/A<br>LEI: 254900SMTWBX7RU2SR20       | Long             | EC               | CORP              | BR        |    189900 | NS      | $3549378.88   | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Network International Holdings PLC                    | Network International Holdings PLC                    | CUSIP: N/A<br>LEI: 213800XVRNKWENNLKK60       | Long             | EC               | CORP              | AE        |    184553 | NS      | $599233.09    | 0.25%             |  |  |  | No            |                  2 | On Loan: No      |
| Globant SA                                            | Globant SA                                            | CUSIP: L44385109<br>LEI: 2221008DCMSPYS42DS88 | Long             | EC               | CORP              | UY        |      4690 | NS      | $760624.20    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Severstal PAO                                         | Severstal PAO                                         | CUSIP: N/A<br>LEI: 213800OKDPTV6K4ONO53       | Long             | EC               | CORP              | RU        |     31471 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Osstem Implant Co Ltd                                 | Osstem Implant Co Ltd                                 | CUSIP: N/A<br>LEI: 9884004U916KOXY14B53       | Long             | EC               | CORP              | KR        |     14674 | NS      | $2232217.58   | 0.93%             |  |  |  | No            |                  2 | On Loan: No      |
| Gaztransport Et Technigaz SA                          | Gaztransport Et Technigaz SA                          | CUSIP: N/A<br>LEI: 969500BVOHVZUUFWDT54       | Long             | EC               | CORP              | FR        |     21942 | NS      | $2425813.32   | 1.02%             |  |  |  | No            |                  2 | On Loan: No      |
| Dino Polska SA                                        | Dino Polska SA                                        | CUSIP: N/A<br>LEI: 259400H4L81SMPRTW956       | Long             | EC               | CORP              | PL        |     23848 | NS      | $2160502.69   | 0.90%             |  |  |  | No            |                  2 | On Loan: No      |
| Infosys Ltd                                           | Infosys Ltd                                           | CUSIP: N/A<br>LEI: 335800TYLGG93MM7PR89       | Long             | EC               | CORP              | IN        |    142096 | NS      | $2676421.44   | 1.12%             |  |  |  | No            |                  2 | On Loan: No      |
| Taiwan Semiconductor Manufacturing Co Ltd             | Taiwan Semiconductor Manufacturing Co Ltd             | CUSIP: N/A<br>LEI: 549300KB6NK5SBD14S87       | Long             | EC               | CORP              | TW        |    943685 | NS      | $16653017.82  | 6.97%             |  |  |  | No            |                  2 | On Loan: No      |
| WuXi AppTec Co Ltd                                    | WuXi AppTec Co Ltd                                    | CUSIP: N/A<br>LEI: 254900OEPQLZSPLN9175       | Long             | EC               | CORP              | CN        |     70400 | NS      | $914780.15    | 0.38%             |  |  |  | No            |                  2 | On Loan: No      |
| Saudi National Bank/The                               | Saudi National Bank/The                               | CUSIP: N/A<br>LEI: 5586006ZEFQ542K7CY16       | Long             | EC               | CORP              | SA        |    183199 | NS      | $2319223.48   | 0.97%             |  |  |  | No            |                  2 | On Loan: No      |
| Sao Martinho SA                                       | Sao Martinho SA                                       | CUSIP: N/A<br>LEI: 549300R3Z74BNJBF4161       | Long             | EC               | CORP              | BR        |    119229 | NS      | $587419.44    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Air Arabia PJSC                                       | Air Arabia PJSC                                       | CUSIP: N/A<br>LEI: 21380058Y5RCZI2HBX17       | Long             | EC               | CORP              | AE        |   1563182 | NS      | $938601.61    | 0.39%             |  |  |  | No            |                  2 | On Loan: No      |
| Yangzijiang Shipbuilding Holdings Ltd                 | Yangzijiang Shipbuilding Holdings Ltd                 | CUSIP: N/A<br>LEI: 254900Z3JEM14YIGLM66       | Long             | EC               | CORP              | CN        |    914500 | NS      | $901561.40    | 0.38%             |  |  |  | No            |                  2 | On Loan: No      |
| Meituan                                               | Meituan                                               | CUSIP: N/A<br>LEI: 21380033K525E5JLIA77       | Long             | EC               | CORP              | CN        |    201600 | NS      | $4506945.14   | 1.89%             |  |  |  | No            |                  2 | On Loan: No      |
| Mitra Adiperkasa Tbk PT                               | Mitra Adiperkasa Tbk PT                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | ID        |   9967100 | NS      | $865637.10    | 0.36%             |  |  |  | No            |                  2 | On Loan: No      |
| CreditAccess Grameen Ltd                              | CreditAccess Grameen Ltd                              | CUSIP: N/A<br>LEI: 335800YHFDVKKBDQMK23       | Long             | EC               | CORP              | IN        |     90815 | NS      | $958195.27    | 0.40%             |  |  |  | No            |                  2 | On Loan: No      |
| Kotak Mahindra Bank Ltd                               | Kotak Mahindra Bank Ltd                               | CUSIP: N/A<br>LEI: 335800E6GTTXKHXE2I75       | Long             | EC               | CORP              | IN        |     52563 | NS      | $1115980.26   | 0.47%             |  |  |  | No            |                  2 | On Loan: No      |
| Baidu Inc                                             | Baidu Inc                                             | CUSIP: N/A<br>LEI: 254900AL64IANZYI1E02       | Long             | EC               | CORP              | CN        |    145350 | NS      | $2443339.44   | 1.02%             |  |  |  | No            |                  2 | On Loan: No      |
| Container Corp Of India Ltd                           | Container Corp Of India Ltd                           | CUSIP: N/A<br>LEI: 335800T2XH4HLGGQSJ32       | Long             | EC               | CORP              | IN        |     63247 | NS      | $487099.17    | 0.20%             |  |  |  | No            |                  2 | On Loan: No      |
| Petronas Chemicals Group Bhd                          | Petronas Chemicals Group Bhd                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | MY        |    395500 | NS      | $776145.26    | 0.32%             |  |  |  | No            |                  2 | On Loan: No      |
| Bid Corp Ltd                                          | Bid Corp Ltd                                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | ZA        |     64420 | NS      | $1329932.93   | 0.56%             |  |  |  | No            |                  2 | On Loan: No      |
| NetEase Inc                                           | NetEase Inc                                           | CUSIP: N/A<br>LEI: 5299004AF4DSJDB0PA32       | Long             | EC               | CORP              | CN        |    129625 | NS      | $2299822.09   | 0.96%             |  |  |  | No            |                  2 | On Loan: No      |
| Fubon Financial Holding Co Ltd                        | Fubon Financial Holding Co Ltd                        | CUSIP: N/A<br>LEI: 549300G7Y2TS2XNIB476       | Long             | EP               | CORP              | TW        |     20961 | NS      | $39723.44     | 0.02%             |  |  |  | No            |                  2 | On Loan: No      |
| GPS Participacoes e Empreendimentos SA                | GPS Participacoes e Empreendimentos SA                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | BR        |    211192 | NS      | $515467.74    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| JD.com Inc                                            | JD.com Inc                                            | CUSIP: N/A<br>LEI: 549300HVTWB0GJZ16V92       | Long             | EC               | CORP              | CN        |     93333 | NS      | $2771371.84   | 1.16%             |  |  |  | No            |                  2 | On Loan: No      |
| Haier Smart Home Co Ltd                               | Haier Smart Home Co Ltd                               | CUSIP: N/A<br>LEI: 3003002BYTNGNJTWSH07       | Long             | EC               | CORP              | CN        |    460400 | NS      | $1698011.15   | 0.71%             |  |  |  | No            |                  2 | On Loan: No      |
| Fubon Financial Holding Co Ltd                        | Fubon Financial Holding Co Ltd                        | CUSIP: N/A<br>LEI: 549300G7Y2TS2XNIB476       | Long             | EC               | CORP              | TW        |   1088704 | NS      | $2192741.63   | 0.92%             |  |  |  | No            |                  2 | On Loan: No      |
| Hansoh Pharmaceutical Group Co Ltd                    | Hansoh Pharmaceutical Group Co Ltd                    | CUSIP: N/A<br>LEI: 254900Q6MR00EBXTPF42       | Long             | EC               | CORP              | CN        |    448000 | NS      | $916926.82    | 0.38%             |  |  |  | No            |                  2 | On Loan: No      |
| Bosideng International Holdings Ltd                   | Bosideng International Holdings Ltd                   | CUSIP: N/A<br>LEI: 254900G7F1RDM4B3S169       | Long             | EC               | CORP              | HK        |   2138000 | NS      | $1191458.35   | 0.50%             |  |  |  | No            |                  2 | On Loan: No      |
| Impala Platinum Holdings Ltd                          | Impala Platinum Holdings Ltd                          | CUSIP: N/A<br>LEI: 254900BZFIFB4PD2Z778       | Long             | EC               | CORP              | ZA        |    134713 | NS      | $1562109.80   | 0.65%             |  |  |  | No            |                  2 | On Loan: No      |
| Hygeia Healthcare Holdings Co Ltd                     | Hygeia Healthcare Holdings Co Ltd                     | CUSIP: N/A<br>LEI: 2549001Z9KHQTRR29237       | Long             | EC               | CORP              | CN        |    124400 | NS      | $987315.99    | 0.41%             |  |  |  | No            |                  2 | On Loan: No      |
| Techtronic Industries Co Ltd                          | Techtronic Industries Co Ltd                          | CUSIP: N/A<br>LEI: 549300HZW2SBE758OK89       | Long             | EC               | CORP              | HK        |     47000 | NS      | $605913.78    | 0.25%             |  |  |  | No            |                  2 | On Loan: No      |
| Grupo Financiero Banorte SAB de CV                    | Grupo Financiero Banorte SAB de CV                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | MX        |    317700 | NS      | $2631964.10   | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| China Resources Land Ltd                              | China Resources Land Ltd                              | CUSIP: N/A<br>LEI: 5299001HL0TU7X15HK51       | Long             | EC               | CORP              | HK        |    246000 | NS      | $1178969.01   | 0.49%             |  |  |  | No            |                  2 | On Loan: No      |
| IndiaMart InterMesh Ltd                               | IndiaMart InterMesh Ltd                               | CUSIP: N/A<br>LEI: 335800VCSXC76EXLSH68       | Long             | EC               | CORP              | IN        |     13221 | NS      | $735842.49    | 0.31%             |  |  |  | No            |                  2 | On Loan: No      |
| ASML Holding NV - NY Reg Shares                       | ASML Holding NV - NY Reg Shares                       | CUSIP: N07059210<br>LEI: 724500Y6DUVHQD6OXN27 | Long             | EC               | CORP              | NL        |      2255 | NS      | $1490194.20   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Hana Materials Inc                                    | Hana Materials Inc                                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | KR        |     15436 | NS      | $476972.09    | 0.20%             |  |  |  | No            |                  2 | On Loan: No      |
| MediaTek Inc                                          | MediaTek Inc                                          | CUSIP: N/A<br>LEI: 254900UEGBK1I4DM4E14       | Long             | EC               | CORP              | TW        |     83000 | NS      | $2005360.63   | 0.84%             |  |  |  | No            |                  2 | On Loan: No      |
| Petro Rio SA                                          | Petro Rio SA                                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | BR        |    158600 | NS      | $1317526.94   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Anglo American PLC                                    | Anglo American PLC                                    | CUSIP: N/A<br>LEI: 549300S9XF92D1X8ME43       | Long             | EC               | CORP              | GB        |     53983 | NS      | $2328305.17   | 0.97%             |  |  |  | No            |                  2 | On Loan: No      |
| Bank Rakyat Indonesia Persero Tbk PT                  | Bank Rakyat Indonesia Persero Tbk PT                  | CUSIP: N/A<br>LEI: 254900HB6S4B12GBNP64       | Long             | EC               | CORP              | ID        |   7590382 | NS      | $2327726.81   | 0.97%             |  |  |  | No            |                  2 | On Loan: No      |
| VEF AB                                                | VEF AB                                                | CUSIP: N/A<br>LEI: 549300GLLHHE80RQ2Y24       | Long             | EC               | CORP              | SE        |   2206097 | NS      | $468745.62    | 0.20%             |  |  |  | No            |                  2 | On Loan: No      |
| China National Building Material Co Ltd               | China National Building Material Co Ltd               | CUSIP: N/A<br>LEI: 52990085PGF8YEPLBZ26       | Long             | EC               | CORP              | CN        |    760000 | NS      | $697343.22    | 0.29%             |  |  |  | No            |                  2 | On Loan: No      |
| Elite Material Co Ltd                                 | Elite Material Co Ltd                                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | TW        |     84000 | NS      | $510192.03    | 0.21%             |  |  |  | No            |                  2 | On Loan: No      |
| Polyus PJSC                                           | Polyus PJSC                                           | CUSIP: N/A<br>LEI: 549300FUXVT7TF6ZKV71       | Long             | EC               | CORP              | RU        |       343 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| APL Apollo Tubes Ltd                                  | APL Apollo Tubes Ltd                                  | CUSIP: N/A<br>LEI: 335800ZU4GXSB7Q4IU95       | Long             | EC               | CORP              | IN        |     66315 | NS      | $929438.17    | 0.39%             |  |  |  | No            |                  2 | On Loan: No      |
| Beijing Oriental Yuhong Waterproof Technology Co Ltd  | Beijing Oriental Yuhong Waterproof Technology Co Ltd  | CUSIP: N/A<br>LEI: 300300XMIXB7STDZWT60       | Long             | EC               | CORP              | CN        |    195221 | NS      | $1076010.10   | 0.45%             |  |  |  | No            |                  2 | On Loan: No      |
| Kasikornbank PCL                                      | Kasikornbank PCL                                      | CUSIP: N/A<br>LEI: 5493004COSQ54937AW41       | Long             | EC               | CORP              | TH        |    294400 | NS      | $1293602.45   | 0.54%             |  |  |  | No            |                  2 | On Loan: No      |
| Muyuan Foods Co Ltd                                   | Muyuan Foods Co Ltd                                   | CUSIP: N/A<br>LEI: 3003006NCTDQW4KZR676       | Long             | EC               | CORP              | CN        |    113900 | NS      | $843710.86    | 0.35%             |  |  |  | No            |                  2 | On Loan: No      |
| Yifeng Pharmacy Chain Co Ltd                          | Yifeng Pharmacy Chain Co Ltd                          | CUSIP: N/A<br>LEI: 300300CZZIF44N1EZO06       | Long             | EC               | CORP              | CN        |    134973 | NS      | $1136390.20   | 0.48%             |  |  |  | No            |                  2 | On Loan: No      |
| Multiplan Empreendimentos Imobiliarios SA             | Multiplan Empreendimentos Imobiliarios SA             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | BR        |    186900 | NS      | $881058.45    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| El Puerto de Liverpool SAB de CV                      | El Puerto de Liverpool SAB de CV                      | CUSIP: N/A<br>LEI: 4469000001BO4JEXZL32       | Long             | EC               | CORP              | MX        |    119358 | NS      | $757012.61    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Lotes Co Ltd                                          | Lotes Co Ltd                                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | TW        |     32000 | NS      | $813472.24    | 0.34%             |  |  |  | No            |                  2 | On Loan: No      |
| China Lesso Group Holdings Ltd                        | China Lesso Group Holdings Ltd                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    602000 | NS      | $684296.15    | 0.29%             |  |  |  | No            |                  2 | On Loan: No      |
| Vestel Beyaz Esya Sanayi ve Ticaret AS                | Vestel Beyaz Esya Sanayi ve Ticaret AS                | CUSIP: N/A<br>LEI: 789000VRFVY3D0YO2710       | Long             | EC               | CORP              | TR        |    851765 | NS      | $587168.85    | 0.25%             |  |  |  | No            |                  2 | On Loan: No      |
| Supreme Industries Ltd                                | Supreme Industries Ltd                                | CUSIP: N/A<br>LEI: 33580094NA85GD34LN25       | Long             | EC               | CORP              | IN        |     25191 | NS      | $779974.89    | 0.33%             |  |  |  | No            |                  2 | On Loan: No      |
| Localiza Rent a Car SA                                | Localiza Rent a Car SA                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | BR        |     83470 | NS      | $973759.12    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| KT Corp                                               | KT Corp                                               | CUSIP: N/A<br>LEI: 9884005ACF8449EANY26       | Long             | EC               | CORP              | KR        |     32216 | NS      | $918016.14    | 0.38%             |  |  |  | No            |                  2 | On Loan: No      |
| Pidilite Industries Ltd                               | Pidilite Industries Ltd                               | CUSIP: N/A<br>LEI: 335800APXGEBZ349GN74       | Long             | EC               | CORP              | IN        |     22058 | NS      | $615378.07    | 0.26%             |  |  |  | No            |                  2 | On Loan: No      |
| Wal-Mart de Mexico SAB de CV                          | Wal-Mart de Mexico SAB de CV                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | MX        |    680300 | NS      | $2657181.97   | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Want Want China Holdings Ltd                          | Want Want China Holdings Ltd                          | CUSIP: N/A<br>LEI: 5299005HZCEKX4O1J230       | Long             | EC               | CORP              | CN        |   1768000 | NS      | $1151499.08   | 0.48%             |  |  |  | No            |                  2 | On Loan: No      |
| Yangzijiang Financial Holding Ltd                     | Yangzijiang Financial Holding Ltd                     | CUSIP: N/A<br>LEI: 984500E58A4F80AFB647       | Long             | EC               | CORP              | SG        |    914500 | NS      | $259099.75    | 0.11%             |  |  |  | No            |                  2 | On Loan: No      |
| Trip.com Group Ltd                                    | Trip.com Group Ltd                                    | CUSIP: 89677Q107<br>LEI: 2549004RMYDSRQL4KW41 | Long             | EC               | CORP              | CN        |     37178 | NS      | $1366663.28   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Eicher Motors Ltd                                     | Eicher Motors Ltd                                     | CUSIP: N/A<br>LEI: 25490059S64CN2OY7239       | Long             | EC               | CORP              | IN        |     32535 | NS      | $1300626.36   | 0.54%             |  |  |  | No            |                  2 | On Loan: No      |
| Naspers Ltd                                           | Naspers Ltd                                           | CUSIP: N/A<br>LEI: 21380044BQ8812EEKT59       | Long             | EC               | CORP              | ZA        |     15175 | NS      | $2933919.36   | 1.23%             |  |  |  | No            |                  2 | On Loan: No      |
| Voltas Ltd                                            | Voltas Ltd                                            | CUSIP: N/A<br>LEI: 335800VVTQSSZ7NV7F51       | Long             | EC               | CORP              | IN        |     52310 | NS      | $514605.38    | 0.22%             |  |  |  | No            |                  2 | On Loan: No      |
| Saudi Arabian Oil Co                                  | Saudi Arabian Oil Co                                  | CUSIP: N/A<br>LEI: 5586006WD91QHB7J4X50       | Long             | EC               | CORP              | SA        |    267747 | NS      | $2362196.45   | 0.99%             |  |  |  | No            |                  2 | On Loan: No      |
| Ashok Leyland Ltd                                     | Ashok Leyland Ltd                                     | CUSIP: N/A<br>LEI: 3358001BZKWERVWYCK35       | Long             | EC               | CORP              | IN        |    691457 | NS      | $1268854.82   | 0.53%             |  |  |  | No            |                  2 | On Loan: No      |
| MISC Bhd                                              | MISC Bhd                                              | CUSIP: N/A<br>LEI: 9845002055U77FF6B972       | Long             | EC               | CORP              | MY        |    494500 | NS      | $849339.96    | 0.36%             |  |  |  | No            |                  2 | On Loan: No      |
| Caplin Point Laboratories Ltd                         | Caplin Point Laboratories Ltd                         | CUSIP: N/A<br>LEI: 33580043U3LXMROY5J69       | Long             | EC               | CORP              | IN        |     72949 | NS      | $618549.30    | 0.26%             |  |  |  | No            |                  2 | On Loan: No      |
| NARI Technology Co Ltd                                | NARI Technology Co Ltd                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    311858 | NS      | $1222417.85   | 0.51%             |  |  |  | No            |                  2 | On Loan: No      |
| Samsung Electronics Co Ltd                            | Samsung Electronics Co Ltd                            | CUSIP: N/A<br>LEI: 9884007ER46L6N7EI764       | Long             | EC               | CORP              | KR        |    252365 | NS      | $12570364.67  | 5.26%             |  |  |  | No            |                  2 | On Loan: No      |
| TDCX Inc                                              | TDCX Inc                                              | CUSIP: 87190U100<br>LEI: N/A                  | Long             | EC               | CORP              | SG        |     58202 | NS      | $767102.36    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Arca Continental SAB de CV                            | Arca Continental SAB de CV                            | CUSIP: N/A<br>LEI: 254900U2BSJCQHJCXN24       | Long             | EC               | CORP              | MX        |    215500 | NS      | $1900881.55   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Yum China Holdings Inc                                | Yum China Holdings Inc                                | CUSIP: N/A<br>LEI: 529900DO9BYZ7VA3K502       | Long             | EC               | CORP              | CN        |     30250 | NS      | $1832786.76   | 0.77%             |  |  |  | No            |                  2 | On Loan: No      |
| Kweichow Moutai Co Ltd                                | Kweichow Moutai Co Ltd                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |      5600 | NS      | $1535784.59   | 0.64%             |  |  |  | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-28

**Name of Applicant:** Principal Funds, Inc

**Signature:** Megan Hoffmann

**Name of Signer:** /s/ Megan Hoffmann

**Title:** Vice President and Controller