# EDGAR Filing Document

**Accession Number:** 0001324203
**File Stem:** 0001752724-23-050023
**Filing Date:** 2023-3
**Character Count:** 36233
**Document Hash:** 3f0acae09c00e123ed27d6e25279079b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-050023.hdr.sgml**: 20230301

**ACCESSION NUMBER**: 0001752724-23-050023

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221230

**FILED AS OF DATE**: 20230301

**DATE AS OF CHANGE**: 20230301

**PERIOD START**: 20230930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Keeley Funds, Inc.
- **CENTRAL INDEX KEY:** 0001324203
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-21761
- **FILM NUMBER:** 23692259

**BUSINESS ADDRESS:**
- **STREET 1:** 141 WEST JACKSON BOULEVARD
- **STREET 2:** SUITE 2150
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60604
- **BUSINESS PHONE:** 800-422-3554

**MAIL ADDRESS:**
- **STREET 1:** ONE CORPORATE CENTER
- **CITY:** RYE
- **STATE:** NY
- **ZIP:** 10580-1434

## Series and Classes Contracts Data

### Keeley Small-Mid Cap Value Fund (Series ID: S000018569)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000051528 | Class A      | KSMVX           |
| C000053918 | Class I      | KSMIX           |

## Nport-Ex

KEELEY

Small-Mid

Cap

Value

Fund

Schedule

of

Investments—December

31,

2022

(Unaudited)

Shares

Market

Value

COMMON

STOCKS

—

97.6%

Banking

—

3.6%

10,868

PacWest

Bancorp

................................................

$

249,421

23,589

Umpqua

Holdings

Corp.

..................................

421,064

4,414

Wintrust

Financial

Corp.

...................................

373,071

1,043,556

Broadcasting

—

1.4%

2,392

Nexstar

Media

Group

Inc.

................................

418,672

Building

and

Construction

—

6.3%

8,270

Fortune

Brands

Innovations

Inc.

......................

472,300

8,270

Masterbrand

Inc.†

..............................................

62,439

15,470

Summit

Materials

Inc.,

Cl. A†

...........................

439,193

5,848

The

Howard

Hughes

Corp.†

............................

446,904

21,866

Tri

Pointe

Homes

Inc.†

......................................

406,489

1,827,325

Business

Services

—

5.6%

4,234

Lamar

Advertising

Co.,

Cl. A,

REIT

.................

399,690

22,854

Outfront

Media

Inc.,

REIT

................................

378,919

15,922

Vontier

Corp.

.....................................................

307,772

3,372

WEX

Inc.†

...........................................................

551,828

1,638,209

Communication

Services

—

2.5%

18,714

RXO

Inc.†

...........................................................

321,881

5,290

Ziff

Davis

Inc.†

...................................................

418,439

740,320

Computer

Software

and

Services

—

4.3%

3,767

Black

Knight

Inc.†

..............................................

232,612

29,421

N-able

Inc.†

........................................................

302,448

4,208

TD

SYNNEX

Corp.

............................................

398,540

8,672

Verint

Systems

Inc.†

..........................................

314,620

1,248,220

Consumer

Products

—

5.7%

5,206

Brunswick

Corp.

................................................

375,249

10,676

Kontoor

Brands

Inc.

...........................................

426,933

5,026

PVH

Corp.

..........................................................

354,785

8,378

Spectrum

Brands

Holdings

Inc.

........................

510,388

1,667,355

Containers

and

Packaging

—

0.9%

51,553

Ardagh

Metal

Packaging

SA

.............................

247,970

Diversified

Industrial

—

10.5%

3,568

Altra

Industrial

Motion

Corp.

..........................

213,188

1,824

Chart

Industries

Inc.†

........................................

210,180

5,382

Crane

Holdings

Co.

...........................................

540,622

10,228

Esab

Corp.

..........................................................

479,898

9,854

GXO

Logistics

Inc.†

...........................................

420,667

3,809

ITT

Inc.

...............................................................

308,910

15,387

nVent

Electric

plc

...............................................

591,938

8,574

XPO

Inc.†

............................................................

285,428

3,050,831

Energy

and

Utilities

—

12.9%

13,986

Atlantica

Sustainable

Infrastructure

plc

...........

362,237

12,674

ChampionX

Corp.

..............................................

367,419

3,832

Chesapeake

Energy

Corp.

.................................

361,626

2,562

Chord

Energy

Corp.

..........................................

350,507

3,622

Evergy

Inc.

.........................................................

227,933

6,764

International

Seaways

Inc.

................................

250,403

16,048

MDU

Resources

Group

Inc.

..............................

486,896

12,410

NRG

Energy

Inc.

................................................

394,886

Shares

Market

Value

28,339

Primo

Water

Corp.

.............................................

$

440,388

41,092

TechnipFMC

plc†

...............................................

500,912

3,743,207

Financial

Services

—

17.0%

11,940

Air

Lease

Corp.

..................................................

458,735

11,819

Amerant

Bancorp

Inc.

.......................................

317,222

19,790

Anzu

Special

Acquisition

Corp.

I,

Cl. A†

.........

199,879

20,836

Brightsphere

Investment

Group

Inc.

................

428,805

21,089

Enact

Holdings

Inc.

...........................................

508,667

21,124

Equitable

Holdings

Inc.

.....................................

606,259

16,835

FS

KKR

Capital

Corp.

........................................

294,612

6,186

Popular

Inc.

........................................................

410,255

5,017

SouthState

Corp.

................................................

383,098

12,524

Synovus

Financial

Corp.

...................................

470,276

20,263

Virtu

Financial

Inc.,

Cl. A

..................................

413,568

7,355

Voya

Financial

Inc.

............................................

452,259

4,943,635

Food

and

Beverage

—

2.9%

5,024

Lamb

Weston

Holdings

Inc.

.............................

448,945

7,846

Molson

Coors

Beverage

Co.,

Cl. B

....................

404,226

853,171

Health

Care

—

11.7%

20,970

CareTrust

REIT

Inc.

...........................................

389,623

11,556

Embecta

Corp.

....................................................

292,251

5,566

Enovis

Corp.†

.....................................................

297,892

1,172

Laboratory

Corp.

of

America

Holdings

...........

275,982

22,398

Organon

&

Co.

...................................................

625,576

12,584

Perrigo

Co.

plc

...................................................

428,989

5,280

The

Ensign

Group

Inc.

......................................

499,541

26,876

The

Pennant

Group

Inc.†

..................................

295,098

32,290

Zimvie

Inc.†

.......................................................

301,589

3,406,541

Hotels

and

Gaming

—

4.1%

8,260

Gaming

and

Leisure

Properties

Inc.,

REIT

......

430,263

11,032

VICI

Properties

Inc.,

REIT

.................................

357,437

5,730

Wyndham

Hotels

&

Resorts

Inc.

......................

408,606

1,196,306

Metals

and

Mining

—

1.3%

4,867

Kaiser

Aluminum

Corp.

....................................

369,697

Retail

—

3.9%

10,106

Bath

&

Body

Works

Inc.

....................................

425,867

3,209

Penske

Automotive

Group

Inc.

.........................

368,810

9,257

Victoria's

Secret

&

Co.†

.....................................

331,216

1,125,893

Specialty

Chemicals

—

3.0%

4,148

Ashland

Inc.

.......................................................

446,034

12,884

Valvoline

Inc.

.....................................................

420,663

866,697

TOTAL

COMMON

STOCKS

.........................

28,387,605

WARRANTS

—

0.0%

Financial

Services

—

0.0%

7,906

Anzu

Special

Acquisition

Corp.

I,

expire

12/31/27†

.........................................................

7,970

TLG

Acquisition

One

Corp.,

expire

01/25/28†

.

TOTAL

WARRANTS

.......................................

627

KEELEY

Small-Mid

Cap

Value

Fund

Schedule

of

Investments

(Continued)—December

31,

2022

(Unaudited)

__________

Shares

Market

Value

SHORT

TERM

INVESTMENT

—

2.4%

Other

Investment

Companies

—

2.4%

708,800

Fidelity

Government

Portfolio,

Cl. I,

4.060%\*

.

$

708,800

TOTAL

INVESTMENTS

—

100.0%

(Cost

$22,910,917)

...........................................

$

29,097,032

\*

day

yield

as

of

December

31,

2022. †

Non-income

producing

security.

REIT

Real

Estate

Investment

Trust

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Keeley Funds, Inc.

- **b. Investment Company Act file number:** 811-21761

- **c. CIK number of Registrant:** 0001324203

- **d. LEI of Registrant:** 549300V9WUI2BWIOEI57

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 141 West Jackson Boulevard

  - **City:** Chicago

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60604

  - **Telephone number:** 302-786-5000

**Item A.2. Information about the Series.**

- **a. Name of Series:** Keeley Small-Mid Cap Value Fund

- **b. EDGAR series identifier (if any):** S000018569

- **c. LEI of Series:** 5493002DRY3A6XBX2Q26

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-09-30

- **b. Date as of which information is reported:** 2022-12-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $29186700.29

**Total Liabilities:** $80093.87

**Net Assets:** $29106606.42

**Cash Not Reported:** $0.01

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000053918 | 12.75%               | 5.55%                | -4.83%               |
| Class ID C000051528 | 12.76%               | 5.55%                | -4.95%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-51520.66               | $3805152.92                                |
| Month 2  | $779221.46               | $899841.46                                 |
| Month 3  | $473035.02               | $-2144878.32                               |

### Schedule of Portfolio Investments

| Name                           | Title                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Ensign Group Inc/The           | Ensign Group Inc/The                     | CUSIP: 29358P101<br>LEI: 5493003K4HEEA8Q0BC72 | Long             | EC               | CORP              | US        |      5280 | NS      | $499540.80    | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Wyndham Hotels & Resorts Inc   | Wyndham Hotels & Resorts Inc             | CUSIP: 98311A105<br>LEI: 549300FE3MQ4RVXXC673 | Long             | EC               | CORP              | US        |      5730 | NS      | $408606.30    | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Outfront Media Inc             | Outfront Media Inc                       | CUSIP: 69007J106<br>LEI: 549300RZWDYU5722I639 | Long             | EC               | CORP              | US        |     22854 | NS      | $378919.32    | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Umpqua Holdings Corp           | Umpqua Holdings Corp                     | CUSIP: 904214103<br>LEI: 5299002ENJ7CY215BW86 | Long             | EC               | CORP              | US        |     23589 | NS      | $421063.65    | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Atlantica Sustainable Infrastr | Atlantica Sustainable Infrastructure PLC | CUSIP: 000000000<br>LEI: 549300ITBBGKJ651R879 | Long             | EC               | CORP              | GB        |     13986 | NS      | $362237.40    | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Perrigo Co PLC                 | Perrigo Co PLC                           | CUSIP: 000000000<br>LEI: 549300IFOQS6R1QLY196 | Long             | EC               | CORP              | IE        |     12584 | NS      | $428988.56    | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Lamar Advertising Co           | Lamar Advertising Co                     | CUSIP: 512816109<br>LEI: 529900Y8WW4MKVPTB543 | Long             | EC               | CORP              | US        |      4234 | NS      | $399689.60    | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Synovus Financial Corp         | Synovus Financial Corp                   | CUSIP: 87161C501<br>LEI: 549300EIUS8UN5JTLE54 | Long             | EC               | CORP              | US        |     12524 | NS      | $470276.20    | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Summit Materials Inc           | Summit Materials Inc                     | CUSIP: 86614U100<br>LEI: 549300XNOLX5GIOSO108 | Long             | EC               | CORP              | US        |     15470 | NS      | $439193.30    | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| nVent Electric PLC             | nVent Electric PLC                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | GB        |     15387 | NS      | $591937.89    | 2.03%             |  |  |  | No            |                  1 | On Loan: No      |
| PVH Corp                       | PVH Corp                                 | CUSIP: 693656100<br>LEI: 123WALMHY1GZXG2YDL90 | Long             | EC               | CORP              | US        |      5026 | NS      | $354785.34    | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Organon & Co                   | Organon & Co                             | CUSIP: 68622V106<br>LEI: 549300AMCKY57OK2CO56 | Long             | EC               | CORP              | US        |     22398 | NS      | $625576.14    | 2.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Laboratory Corp of America Hol | Laboratory Corp of America Holdings      | CUSIP: 50540R409<br>LEI: OZ7UA8IXAIFILY2VZH07 | Long             | EC               | CORP              | US        |      1172 | NS      | $275982.56    | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| RXO Inc                        | RXO Inc                                  | CUSIP: 74982T103<br>LEI: 549300KL8CA6GP8XPM30 | Long             | EC               | CORP              | US        |     18714 | NS      | $321880.80    | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| International Seaways Inc      | International Seaways Inc                | CUSIP: 000000000<br>LEI: 549300YUFDGFRNGBWF46 | Long             | EC               | CORP              | US        |      6764 | NS      | $250403.28    | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| TLG ACQUISITION ONE COR-CL A   | TLG ACQUISITION ONE A -CW28              | CUSIP: 87257M116<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7970 | NS      | $326.77       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Esab Corp                      | Esab Corp                                | CUSIP: 29605J106<br>LEI: 549300ZNV0SWBXEIWT04 | Long             | EC               | CORP              | US        |     10228 | NS      | $479897.76    | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Valvoline Inc                  | Valvoline Inc                            | CUSIP: 92047W101<br>LEI: 549300CMHPBEY6VPOT75 | Long             | EC               | CORP              | US        |     12884 | NS      | $420662.60    | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Amerant Bancorp Inc            | Amerant Bancorp Inc                      | CUSIP: 023576101<br>LEI: 5493007OCZP75TGDUY32 | Long             | EC               | CORP              | US        |     11819 | NS      | $317221.96    | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Vontier Corp                   | Vontier Corp                             | CUSIP: 928881101<br>LEI: 549300VVSQLG4P5K4639 | Long             | EC               | CORP              | US        |     15922 | NS      | $307772.26    | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Chord Energy Corp              | Chord Energy Corp                        | CUSIP: 674215207<br>LEI: 529900FA4V2YNIKZ0M71 | Long             | EC               | CORP              | US        |      2562 | NS      | $350507.22    | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| SouthState Corp                | SouthState Corp                          | CUSIP: 840441109<br>LEI: 549300JZUANXM0YQ4W53 | Long             | EC               | CORP              | US        |      5017 | NS      | $383098.12    | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Enovis Corp                    | Enovis Corp                              | CUSIP: 194014502<br>LEI: 635400OP2DYYYMOIYL17 | Long             | EC               | CORP              | US        |      5566 | NS      | $297892.32    | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Altra Industrial Motion Corp   | Altra Industrial Motion Corp             | CUSIP: 02208R106<br>LEI: NQ0NIXPGW4YKG4MWM571 | Long             | EC               | CORP              | US        |      3568 | NS      | $213188.00    | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Air Lease Corp                 | Air Lease Corp                           | CUSIP: 00912X302<br>LEI: 5493004NW4M4P8TMMK63 | Long             | EC               | CORP              | US        |     11940 | NS      | $458734.80    | 1.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Verint Systems Inc             | Verint Systems Inc                       | CUSIP: 92343X100<br>LEI: 549300KEQJS5FRVUCO94 | Long             | EC               | CORP              | US        |      8672 | NS      | $314620.16    | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Popular Inc                    | Popular Inc                              | CUSIP: 733174700<br>LEI: 5493008CARDZMVQ3LO89 | Long             | EC               | CORP              | PR        |      6186 | NS      | $410255.52    | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Masterbrand Inc                | Masterbrand Inc                          | CUSIP: 57638P104<br>LEI: 549300E0Y4BR5Z9RDZ64 | Long             | EC               | CORP              | US        |      8270 | NS      | $62438.50     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Bath & Body Works Inc          | Bath & Body Works Inc                    | CUSIP: 070830104<br>LEI: GR3KVMWVCR54YWQNXU90 | Long             | EC               | CORP              | US        |     10106 | NS      | $425866.84    | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| WEX Inc                        | WEX Inc                                  | CUSIP: 96208T104<br>LEI: T9M5IGROL1TL1G5OV478 | Long             | EC               | CORP              | US        |      3372 | NS      | $551827.80    | 1.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Chart Industries Inc           | Chart Industries Inc                     | CUSIP: 16115Q308<br>LEI: EM7QGKC1GYOF3LSZSL80 | Long             | EC               | CORP              | US        |      1824 | NS      | $210179.52    | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| ITT Inc                        | ITT Inc                                  | CUSIP: 45073V108<br>LEI: 549300KDSERHTJOXUS80 | Long             | EC               | CORP              | US        |      3809 | NS      | $308909.90    | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| XPO LOGISTICS INC              | XPO LOGISTICS INC                        | CUSIP: 983793100<br>LEI: 54930096DB9LCLPN7H13 | Long             | EC               | CORP              | US        |      8574 | NS      | $285428.46    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| ANZU SPECIAL ACQUISITION -A    | ANZU SPECIAL ACQ -CW27                   | CUSIP: 03737A119<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7906 | NS      | $300.43       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Brunswick Corp/DE              | Brunswick Corp/DE                        | CUSIP: 117043109<br>LEI: YM4O38W15AX4YLLQKU27 | Long             | EC               | CORP              | US        |      5206 | NS      | $375248.48    | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Howard Hughes Corp/The         | Howard Hughes Corp/The                   | CUSIP: 44267D107<br>LEI: 549300BVHY25JZC1KI49 | Long             | EC               | CORP              | US        |      5848 | NS      | $446904.16    | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Pennant Group Inc/The          | Pennant Group Inc/The                    | CUSIP: 70805E109<br>LEI: 5493007H2OYR6BYLDA64 | Long             | EC               | CORP              | US        |     26876 | NS      | $295098.48    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| NRG Energy Inc                 | NRG Energy Inc                           | CUSIP: 629377508<br>LEI: 5E2UPK5SW04M13XY7I38 | Long             | EC               | CORP              | US        |     12410 | NS      | $394886.20    | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Primo Water Corp               | Primo Water Corp                         | CUSIP: 74167P108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     28339 | NS      | $440388.06    | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Enact Holdings Inc             | Enact Holdings Inc                       | CUSIP: 29249E109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     21089 | NS      | $508666.68    | 1.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Spectrum Brands Holdings Inc   | Spectrum Brands Holdings Inc             | CUSIP: 84790A105<br>LEI: 549300JM0MJETDD30O20 | Long             | EC               | CORP              | US        |      8378 | NS      | $510387.76    | 1.75%             |  |  |  | No            |                  1 | On Loan: No      |
| N-able Inc                     | N-able Inc                               | CUSIP: 62878D100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     29421 | NS      | $302447.88    | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Ashland Inc                    | Ashland Inc                              | CUSIP: 044186104<br>LEI: 529900E4L9R04SB8HB11 | Long             | EC               | CORP              | US        |      4148 | NS      | $446034.44    | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Voya Financial Inc             | Voya Financial Inc                       | CUSIP: 929089100<br>LEI: 549300T065Z4KJ686G75 | Long             | EC               | CORP              | US        |      7355 | NS      | $452258.95    | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Crane Holdings Co              | Crane Holdings Co                        | CUSIP: 224441105<br>LEI: 549300EXNPSXEWUD3N21 | Long             | EC               | CORP              | US        |      5382 | NS      | $540621.90    | 1.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Nexstar Media Group Inc        | Nexstar Media Group Inc                  | CUSIP: 65336K103<br>LEI: 52990083ZRR5UT591988 | Long             | EC               | CORP              | US        |      2392 | NS      | $418671.76    | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Kontoor Brands Inc             | Kontoor Brands Inc                       | CUSIP: 50050N103<br>LEI: 549300M0CPXV65RFF271 | Long             | EC               | CORP              | US        |     10676 | NS      | $426933.24    | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| TD SYNNEX Corp                 | TD SYNNEX Corp                           | CUSIP: 87162W100<br>LEI: 5493004HI6PFLF46NS53 | Long             | EC               | CORP              | US        |      4208 | NS      | $398539.68    | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| GXO Logistics Inc              | GXO Logistics Inc                        | CUSIP: 36262G101<br>LEI: 5493007CNWMXN78JRN66 | Long             | EC               | CORP              | US        |      9854 | NS      | $420667.26    | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Victoria's Secret & Co         | Victoria's Secret & Co                   | CUSIP: 926400102<br>LEI: 5493006T3O70U3UWVF17 | Long             | EC               | CORP              | US        |      9257 | NS      | $331215.46    | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity Government Portfolio  | Fidelity Government Portfolio            | CUSIP: 316175108<br>LEI: N/A                  | Long             | STIV             | RF                | US        |    708800 | NS      | $708800.23    | 2.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Chesapeake Energy Corp         | Chesapeake Energy Corp                   | CUSIP: 165167735<br>LEI: X2MT1W32SPAZ9WSKLE78 | Long             | EC               | CORP              | US        |      3832 | NS      | $361625.84    | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| ChampionX Corp                 | ChampionX Corp                           | CUSIP: 15872M104<br>LEI: 549300EP2909K6DYYP38 | Long             | EC               | CORP              | US        |     12674 | NS      | $367419.26    | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| TechnipFMC PLC                 | TechnipFMC PLC                           | CUSIP: 000000000<br>LEI: 549300D5I93QWCJTCK36 | Long             | EC               | CORP              | GB        |     41092 | NS      | $500911.48    | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Lamb Weston Holdings Inc       | Lamb Weston Holdings Inc                 | CUSIP: 513272104<br>LEI: 5493005SMYID1D2OY946 | Long             | EC               | CORP              | US        |      5024 | NS      | $448944.64    | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Molson Coors Beverage Co       | Molson Coors Beverage Co                 | CUSIP: 60871R209<br>LEI: 54930073LBBH6ZCBE225 | Long             | EC               | CORP              | US        |      7846 | NS      | $404225.92    | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Kaiser Aluminum Corp           | Kaiser Aluminum Corp                     | CUSIP: 483007704<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4867 | NS      | $369697.32    | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| FS KKR Capital Corp            | FS KKR Capital Corp                      | CUSIP: 302635206<br>LEI: 549300TYRSI1T21B1360 | Long             | EC               | CORP              | US        |     16835 | NS      | $294612.50    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Anzu Special Acquisition Corp  | Anzu Special Acquisition Corp I          | CUSIP: 03737A101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     19790 | NS      | $199879.00    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Equitable Holdings Inc         | Equitable Holdings Inc                   | CUSIP: 29452E101<br>LEI: 549300FIBAKMNHPZ4009 | Long             | EC               | CORP              | US        |     21124 | NS      | $606258.80    | 2.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Ziff Davis Inc                 | Ziff Davis Inc                           | CUSIP: 48123V102<br>LEI: 5493008OJYGLHD7MXA18 | Long             | EC               | CORP              | US        |      5290 | NS      | $418439.00    | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Fortune Brands Innovations Inc | Fortune Brands Innovations Inc           | CUSIP: 34964C106<br>LEI: 54930032LHW54PQUJD44 | Long             | EC               | CORP              | US        |      8270 | NS      | $472299.70    | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Gaming and Leisure Properties  | Gaming and Leisure Properties Inc        | CUSIP: 36467J108<br>LEI: 5493006GWRDBCZYWTM57 | Long             | EC               | CORP              | US        |      8260 | NS      | $430263.40    | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Evergy Inc                     | Evergy Inc                               | CUSIP: 30034W106<br>LEI: 549300PGTHDQY6PSUI61 | Long             | EC               | CORP              | US        |      3622 | NS      | $227932.46    | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Zimvie Inc                     | Zimvie Inc                               | CUSIP: 98888T107<br>LEI: 549300GFKURT1J6XR665 | Long             | EC               | CORP              | US        |     32290 | NS      | $301588.60    | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| PacWest Bancorp                | PacWest Bancorp                          | CUSIP: 695263103<br>LEI: 549300YI8VMFO7G36V04 | Long             | EC               | CORP              | US        |     10868 | NS      | $249420.60    | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| MDU Resources Group Inc        | MDU Resources Group Inc                  | CUSIP: 552690109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     16048 | NS      | $486896.32    | 1.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Ardagh Metal Packaging SA      | Ardagh Metal Packaging SA                | CUSIP: 000000000<br>LEI: 5493009WKQTU4FN9G032 | Long             | EC               | CORP              | LU        |     51553 | NS      | $247969.93    | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Virtu Financial Inc            | Virtu Financial Inc                      | CUSIP: 928254101<br>LEI: 5493001OPW2K42CH3884 | Long             | EC               | CORP              | US        |     20263 | NS      | $413567.83    | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Brightsphere Investment Group  | Brightsphere Investment Group Inc        | CUSIP: 10948W103<br>LEI: 5493004FTLQNQTBOP608 | Long             | EC               | CORP              | US        |     20836 | NS      | $428804.88    | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| VICI Properties Inc            | VICI Properties Inc                      | CUSIP: 925652109<br>LEI: 254900RKH6RY9KCJQH63 | Long             | EC               | CORP              | US        |     11032 | NS      | $357436.80    | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Penske Automotive Group Inc    | Penske Automotive Group Inc              | CUSIP: 70959W103<br>LEI: 549300W7UTQ0M4C7LB15 | Long             | EC               | CORP              | US        |      3209 | NS      | $368810.37    | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Embecta Corp                   | Embecta Corp                             | CUSIP: 29082K105<br>LEI: 549300RPG8GXVDHNXZ62 | Long             | EC               | CORP              | US        |     11556 | NS      | $292251.24    | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Wintrust Financial Corp        | Wintrust Financial Corp                  | CUSIP: 97650W108<br>LEI: Q774KI4AW80FHFW33O61 | Long             | EC               | CORP              | US        |      4414 | NS      | $373071.28    | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Black Knight Inc               | Black Knight Inc                         | CUSIP: 09215C105<br>LEI: 549300TUSNXS3BFFML48 | Long             | EC               | CORP              | US        |      3767 | NS      | $232612.25    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Tri Pointe Homes Inc           | Tri Pointe Homes Inc                     | CUSIP: 87265H109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     21866 | NS      | $406488.94    | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| CareTrust REIT Inc             | CareTrust REIT Inc                       | CUSIP: 14174T107<br>LEI: 5493001NVXE2B9GPLU96 | Long             | EC               | CORP              | US        |     20970 | NS      | $389622.60    | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-27

**Name of Applicant:** Keeley Funds, Inc.

**Signature:** John C. Ball

**Name of Signer:** John C. Ball

**Title:** Treasurer