# EDGAR Filing Document

**Accession Number:** 0001839412
**File Stem:** 0001104659-23-002716
**Filing Date:** 2023-1
**Character Count:** 11631
**Document Hash:** bb47dd897689e4b549d0a36d5986533f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-23-002716.hdr.sgml**: 20230110

**ACCESSION NUMBER**: 0001104659-23-002716

**CONFORMED SUBMISSION TYPE**: 424B3

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230110

**DATE AS OF CHANGE**: 20230110

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** QualTek Services Inc.
- **CENTRAL INDEX KEY:** 0001839412
- **STANDARD INDUSTRIAL CLASSIFICATION:** WATER, SEWER, PIPELINE, COMM AND POWER LINE CONSTRUCTION [1623]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 424B3
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 333-267477
- **FILM NUMBER:** 23521216

**BUSINESS ADDRESS:**
- **STREET 1:** 888 SAN CLEMENTE DRIVE, SUITE 400
- **CITY:** NEWPORT BEACH
- **STATE:** CA
- **ZIP:** 92660
- **BUSINESS PHONE:** 949-887-0331

**MAIL ADDRESS:**
- **STREET 1:** 888 SAN CLEMENTE DRIVE, SUITE 400
- **CITY:** NEWPORT BEACH
- **STATE:** CA
- **ZIP:** 92660

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Roth CH Acquisition III Co
- **DATE OF NAME CHANGE:** 20210107

**Filed Pursuant to Rule 424(b)(3)**

**Registration No. 333-267477**

**Prospectus Supplement No. 5**

(To Prospectus dated October 6, 2022)

**QUALTEK SERVICES INC.**

**3,589,000 Shares of Class A Common Stock**

**306,000 warrants by the Selling Stockholders**

**Senior Convertible Notes due 2027 by the Selling Noteholders**

**Up to 31,104,034 Shares of Class A Common Stock Underlying 2027** 

**Convertible Notes**

This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated October 6, 2022 (the "***Prospectus***"), related to (a) the resale from time to time of (i) up to 3,589,000 shares of Class A common stock, $0.0001 par value, of QualTek Services Inc. ("***Class A Common Stock***") including 306,000 shares of Class A Common Stock issuable upon the exercise of Private Placement Warrants, each exercisable for one share of Class A Common Stock at a price of $11.50 per share ("***warrants***") and (ii) 306,000 warrants by the selling security holders named in this prospectus (each a "***Selling Stockholder,***" and, collectively, the "***Selling Stockholders***"), (b) the resale from time to time of up to $124,685,000 in aggregate principal amount of senior convertible notes due 2027 (the "***2027 Convertible Notes***") by the selling holders named in this prospectus (the "***Selling Noteholders***" and, together with the Selling Stockholders, the "***Selling Securityholders***") and (c) the resale from time to time of up to 31,104,034 shares of our Class A Common Stock issuable upon conversion of the 2027 Convertible Notes by the Selling Noteholders (all undefined capitalized terms are as defined in the Prospectus), with the information contained in our Current Report on Form 8-K, filed with the Securities and Exchange Commission (the "***SEC***") on January 6, 2023 (the "***Current Report***"). Accordingly, we have attached the Current Report to this prospectus supplement.

This prospectus supplement updates and supplements the information in the Prospectus and is not complete without, and may not be delivered or utilized except in combination with, the Prospectus, including any amendments or supplements thereto. This prospectus supplement should be read in conjunction with the Prospectus and if there is any inconsistency between the information in the Prospectus and this prospectus supplement, you should rely on the information in this prospectus supplement.

Our Class A Common Stock and warrants are traded on The Nasdaq Capital Market under the symbols "QTEK" and "QTEKW," respectively. On January 6, 2023, the closing price of our Class A Common Stock and warrants were $0.4746 and $0.0345, respectively.

**We are an "emerging growth company" as defined under the federal securities laws and, as such, have elected to comply with certain reduced public company reporting requirements.**

**Investing in our Class A Common Stock, warrants and 2027 Convertible Notes is highly speculative and involves a high degree of risk. See "Risk Factors" beginning on page 17 of the Prospectus and in any applicable prospectus supplement.**

**Neither the Securities and Exchange Commission nor any state securities commission has approved or disapproved of the securities to be issued under this prospectus or determined if this prospectus is truthful or complete. Any representation to the contrary is a criminal offense.**

**The date of this prospectus is January 6, 2023.**

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549** 

**FORM 8-K**

**Current Report**

**Pursuant to Section 13 or 15(** **d) of the <br> Securities Exchange Act of 1934**

Date of Report (Date of earliest event reported): January 3, 2023

**QualTek Services Inc.**

(Exact name of registrant as specified in its charter)

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| | | |
|:---|:---|:---|
| **Delaware** | **001-40147** | **83-3584928** |
| (State or other jurisdiction<br> of incorporation) | (Commission<br> File Number) | (I.R.S. Employer<br> Identification No.) |

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| | |
|:---|:---|
| &nbsp;&nbsp; **475 Sentry Parkway E, Suite 200**<br> **Blue Bell, Pennsylvania** | &nbsp;&nbsp; **19422** |
| &nbsp;&nbsp;(Address of principal executive offices) | &nbsp;&nbsp;(Zip Code) |

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**(484) 804-4585**

(Registrant's telephone number, including area code)

**N/A**

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

◻ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

◻ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

◻ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

◻ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading Symbol(s)** | **Name of each exchange on which<br> registered** |
| Class A Common Stock | QTEK | The Nasdaq Stock Market LLC |
| Warrants | QTEKW | The Nasdaq Stock Market LLC |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ⌧

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ◻

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|:---|:---|
| **Item 3.01.** | &nbsp;&nbsp;&nbsp;&nbsp;**Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing** **.** |

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*Nasdaq MVLS Notice*

 

On January 3, 2023, QualTek Services Inc. (the "<u>Company</u>") received a letter (the "<u>MVLS Notice</u>") from the Listing Qualifications Department (the "<u>Staff</u>") of The Nasdaq Stock Market LLC ("<u>Nasdaq</u>") notifying the Company that for the last 30 consecutive business days prior to the date of the MVLS Notice, the Company's Minimum Value of Listed Securities ("<u>MVLS</u>") was less than $35.0 million, which does not meet the requirement for continued listing on The Nasdaq Capital Market, as required by Nasdaq Listing Rule 5550(b)(2) (the "<u>MVLS Rule</u>"). In accordance with Nasdaq Listing Rule 5810(c)(3)(C), the Staff has provided the Company with 180 calendar days, or until July 3, 2023, to regain compliance with the MVLS Rule. The MVLS Notice has no immediate effect on the listing of the Company's securities on The Nasdaq Capital Market.

If the Company regains compliance with the MVLS Rule, the Staff will provide written confirmation to the Company and close the matter. To regain compliance with the MVLS Rule, the Company's MVLS must meet or exceed $35.0 million for a minimum of ten consecutive business days during the 180-day compliance period ending on July 3, 2023. In the event the Company does not regain compliance with the MVLS Rule prior to the expiration of the compliance period, it will receive written notification that its securities are subject to delisting. At that time, the Company may appeal the delisting determination to a Hearings Panel.

The Company will continue to monitor its MVLS and consider its available options to regain compliance with the MVLS Rule. However, there can be no assurance that the Company will be able to regain compliance with the MVLS Rule.

*Nasdaq Minimum Bid Price Notice*

On January 5, 2023, the Company received a letter (the "<u>Minimum Bid Price Notice</u>") from the Staff notifying the Company that its Class A common stock, $0.0001 par value per share (the "<u>Common Stock</u>"), fails to comply with the $1 minimum bid price required for continued listing on The Nasdaq Capital Market under Nasdaq Listing Rule 5550(a)(2) (the "<u>Minimum Bid Price Rule</u>") based upon the closing bid price of the Common Stock for the 30 consecutive business days prior to the date of the notice from Nasdaq.

The Minimum Bid Price Notice has no immediate effect on the listing of the Common Stock on The Nasdaq Capital Market and, at this time, the Common Stock will continue to trade on The Nasdaq Capital Market under the symbol "QTEK". Pursuant to Nasdaq Listing Rule 5810(c)(3)(A)(ii), the Company has been provided an initial compliance period of 180 calendar days, or until July 5, 2023, to regain compliance with the Minimum Bid Price Rule. To regain compliance, the closing bid price of the Common Stock must meet or exceed $1.00 per share for a minimum of ten consecutive business days prior to July 5, 2023.

If the Company is unable to regain compliance with the Minimum Bid Price Rule by July 5, 2023, the Company may be eligible for an additional 180-day compliance period to demonstrate compliance with the Minimum Bid Price Rule. To qualify, the Company will be required to meet the continued listing requirement for market value of publicly held shares and all other initial listing standards for The Nasdaq Capital Market, with the exception of the Minimum Bid Price Rule, and will need to provide written notice to Nasdaq of its intention to cure the deficiency during the second compliance period. If the Company does not qualify for the second compliance period or fails to regain compliance during the second 180-day period, Nasdaq will notify the Company of its determination to delist the Common Stock, at which point the Company would have an opportunity to appeal the delisting determination to a Hearings Panel.

The Company will continue to monitor the bid price of the Common Stock and consider its available options to regain compliance with the Minimum Bid Price Rule. However, there can be no assurance that the Company will be able to regain compliance with the Minimum Bid Price Rule.

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
|  | **QUALTEK SERVICES INC.** | **QUALTEK SERVICES INC.** |
| Date: January 6, 2023 | By: | /s/ Christopher S. Hisey |
|  | Name: | Christopher S. Hisey |
|  | Title: | Chief Executive Officer |

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