# EDGAR Filing Document

**Accession Number:** 0001828037
**File Stem:** 0001828037-25-000005
**Filing Date:** 2025-9
**Character Count:** 2356
**Document Hash:** 698b00032f5e8bb11c9b7b14e331b05a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001828037-25-000005.hdr.sgml**: 20250929

**ACCESSION NUMBER**: 0001828037-25-000005

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250929

**DATE AS OF CHANGE**: 20250929

**EFFECTIVENESS DATE**: 20250929

**PERIOD START**: 20240701

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** REGIMENT SECURITIES, LLC.
- **CENTRAL INDEX KEY:** 0001828037

**ORGANIZATION NAME:**
- **EIN:** 853141695
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-70607
- **FILM NUMBER:** 251355159

**BUSINESS ADDRESS:**
- **STREET 1:** 420 N. WABASH AVENUE
- **STREET 2:** 430
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60611
- **BUSINESS PHONE:** 773-480-7561

**MAIL ADDRESS:**
- **STREET 1:** 420 N. WABASH AVENUE
- **STREET 2:** 430
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60611

### Attached PDF Documents

**Attachment 1:** `annualauditfinalv2.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001828037

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 07-01-2024

**Report Period End Date:** 06-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** REGIMENT SECURITIES, LLC.

**Business Address:** 420 N. WABASH AVENUE, CHICAGO, IL, 60611

**Contact Person:** Sharon Jones

**Contact Phone:** 4042136863

### Independent Public Accountant Identification

**Accountant Name:** Ferrera CPA

**Accountant Address:** 100 Horizon Center Blvd.,, Hamilton, NJ, 08691

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Mike Cavanaugh**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **REGIMENT SECURITIES, LLC.**, as of **06-30-2025**, are true and correct.

**Signature:** Mike Cavanaugh

**Title:** CEO

**Notarized:** Yes