# EDGAR Filing Document

**Accession Number:** 0001764049
**File Stem:** 0001764049-23-000001
**Filing Date:** 2023-2
**Character Count:** 22955
**Document Hash:** 177a96b358cb4573bd0b7668d0efd44e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001764049-23-000001.hdr.sgml**: 20230201

**ACCESSION NUMBER**: 0001764049-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230201

**DATE AS OF CHANGE**: 20230201

**EFFECTIVENESS DATE**: 20230201

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SlateStone Wealth, LLC
- **CENTRAL INDEX KEY:** 0001764049
- **IRS NUMBER:** 611815919
- **STATE OF INCORPORATION:** FL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19177
- **FILM NUMBER:** 23575050

**BUSINESS ADDRESS:**
- **STREET 1:** 601 HERITAGE DRIVE
- **STREET 2:** SUITE 232
- **CITY:** JUPITER
- **STATE:** FL
- **ZIP:** 33458
- **BUSINESS PHONE:** 5612442504

**MAIL ADDRESS:**
- **STREET 1:** 601 HERITAGE DRIVE
- **STREET 2:** SUITE 232
- **CITY:** JUPITER
- **STATE:** FL
- **ZIP:** 33458

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** SlateStone Wealth LLC<br>**Address:** 601 HERITAGE DRIVE<br>SUITE 232<br>JUPITER, FL 33458

**Form 13F File Number:** 028-19177

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Milagros Kleiner<br>**Title:** Chief Compliance Officer<br>**Phone:** 5612442504

**Signature, Place, and Date of Signing:**

Milagros Kleiner  Jupiter, FL  02-01-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 198

**Form 13F Information Table Value Total:** $414507194

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M Co | COM | 88579y101 |  | 439387 | 3664 | SH |  | SOLE |  | 57 | 0 | 3607 |
| Abbott Laboratories | COM | 002824100 |  | 1553032 | 14145 | SH |  | SOLE |  | 1473 | 0 | 12672 |
| AbbVie Inc | COM | 00287y109 |  | 4005827 | 24787 | SH |  | SOLE |  | 2615 | 0 | 22172 |
| Adobe Inc | COM | 00724f101 |  | 1314823 | 3907 | SH |  | SOLE |  | 1434 | 0 | 2473 |
| Aflac Inc | COM | 001055102 |  | 402864 | 5600 | SH |  | SOLE |  | 5400 | 0 | 200 |
| Air Prods  Chems Inc | COM | 009158106 |  | 1562262 | 5068 | SH |  | SOLE |  | 2380 | 0 | 2688 |
| Alnylam Pharmaceuticals Inc CO | COM | 02043q107 |  | 261415 | 1100 | SH |  | SOLE |  | 0 | 0 | 1100 |
| Alphabet Inc Cap Stock Cl A | COM | 02079k305 |  | 8050635 | 91246 | SH |  | SOLE |  | 7540 | 0 | 83706 |
| Alphabet Inc Cap Stock Cl C | COM | 02079k107 |  | 5853968 | 65975 | SH |  | SOLE |  | 2980 | 0 | 62995 |
| Amazon.com Inc | COM | 023135106 |  | 3757152 | 44728 | SH |  | SOLE |  | 5940 | 0 | 38788 |
| American States Water Co | COM | 029899101 |  | 277650 | 3000 | SH |  | SOLE |  | 0 | 0 | 3000 |
| Amgen Inc | COM | 031162100 |  | 2004219 | 7631 | SH |  | SOLE |  | 0 | 0 | 7631 |
| Amphenol Corp Cl A | COM | 032095101 |  | 7095791 | 93194 | SH |  | SOLE |  | 0 | 0 | 93194 |
| Apple Inc. | COM | 037833100 |  | 24127078 | 185693 | SH |  | SOLE |  | 16226 | 0 | 169467 |
| Ares Capital Corp | COM | 04010l103 |  | 4040637 | 218768 | SH |  | SOLE |  | 0 | 0 | 218768 |
| AT Inc | COM | 00206r102 |  | 498816 | 27095 | SH |  | SOLE |  | 472 | 0 | 26623 |
| Automatic Data Processing Inc | COM | 053015103 |  | 1919479 | 8036 | SH |  | SOLE |  | 34 | 0 | 8002 |
| Bank America Corp | COM | 060505104 |  | 736818 | 22247 | SH |  | SOLE |  | 66 | 0 | 22181 |
| Bar Harbor Bankshares COM | COM | 066849100 |  | 240076 | 7493 | SH |  | SOLE |  | 0 | 0 | 7493 |
| Becton Dickinson  Co | COM | 075887109 |  | 391876 | 1541 | SH |  | SOLE |  | 44 | 0 | 1497 |
| Berkshire Hathaway Inc Cl B | COM | 084670702 |  | 2009086 | 6504 | SH |  | SOLE |  | 2040 | 0 | 4464 |
| Berkshire Hills Bancorp Inc | COM | 084680107 |  | 339963 | 11370 | SH |  | SOLE |  | 0 | 0 | 11370 |
| BlackRock Inc | COM | 09247x101 |  | 3646610 | 5146 | SH |  | SOLE |  | 889 | 0 | 4257 |
| Blackstone Inc | COM | 09260d107 |  | 244827 | 3300 | SH |  | SOLE |  | 0 | 0 | 3300 |
| Blue Foundry Bancorp COM | COM | 09549b104 |  | 221341 | 17225 | SH |  | SOLE |  | 0 | 0 | 17225 |
| Boeing Co | COM | 097023105 |  | 532136 | 2794 | SH |  | SOLE |  | 0 | 0 | 2794 |
| Bristol-Myers Squibb Co | COM | 110122108 |  | 513325 | 7134 | SH |  | SOLE |  | 90 | 0 | 7044 |
| Broadcom Inc | COM | 11135f101 |  | 544033 | 973 | SH |  | SOLE |  | 107 | 0 | 866 |
| Brown  Brown Inc | COM | 115236101 |  | 284850 | 5000 | SH |  | SOLE |  | 0 | 0 | 5000 |
| Carrier Global Corporation | COM | 14448c104 |  | 298155 | 7228 | SH |  | SOLE |  | 0 | 0 | 7228 |
| Caterpillar Inc | COM | 149123101 |  | 1673517 | 6986 | SH |  | SOLE |  | 2537 | 0 | 4449 |
| Chevron Corp | COM | 166764100 |  | 4634252 | 25819 | SH |  | SOLE |  | 4165 | 0 | 21654 |
| Chubb Limited | COM | h1467j104 |  | 459289 | 2082 | SH |  | SOLE |  | 56 | 0 | 2026 |
| Cincinnati Financial Corp | COM | 172062101 |  | 204780 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| Cisco Systems Inc | COM | 17275r102 |  | 386922 | 8122 | SH |  | SOLE |  | 0 | 0 | 8122 |
| CME Group Inc Cl A | COM | 12572q105 |  | 598481 | 3559 | SH |  | SOLE |  | 50 | 0 | 3509 |
| Cna Financial Corp COM | COM | 126117100 |  | 348007 | 8231 | SH |  | SOLE |  | 249 | 0 | 7982 |
| Coca-Cola Co | COM | 191216100 |  | 213730 | 3360 | SH |  | SOLE |  | 0 | 0 | 3360 |
| Coherent Corp COM | COM | 19247g107 |  | 1214846 | 34611 | SH |  | SOLE |  | 500 | 0 | 34111 |
| Comcast Corp Cl A | COM | 20030n101 |  | 450449 | 12881 | SH |  | SOLE |  | 0 | 0 | 12881 |
| ConocoPhillips | COM | 20825c104 |  | 997454 | 8453 | SH |  | SOLE |  | 80 | 0 | 8373 |
| Consolidated Edison Inc | COM | 209115104 |  | 244280 | 2563 | SH |  | SOLE |  | 83 | 0 | 2480 |
| Constellation Brands Inc Cl A | COM | 21036p108 |  | 211508 | 913 | SH |  | SOLE |  | 0 | 0 | 913 |
| Costco Wholesale Corp | COM | 22160k105 |  | 5432947 | 11901 | SH |  | SOLE |  | 1763 | 0 | 10138 |
| CSX Corp | COM | 126408103 |  | 607363 | 19605 | SH |  | SOLE |  | 0 | 0 | 19605 |
| CVS Health Corp | COM | 126650100 |  | 245835 | 2638 | SH |  | SOLE |  | 0 | 0 | 2638 |
| Danaher Corp | COM | 235851102 |  | 2065427 | 7782 | SH |  | SOLE |  | 0 | 0 | 7782 |
| Deere  Co | COM | 244199105 |  | 382454 | 892 | SH |  | SOLE |  | 0 | 0 | 892 |
| Disney Walt Co Disney | COM | 254687106 |  | 2533776 | 29164 | SH |  | SOLE |  | 4392 | 0 | 24772 |
| Dow Inc | COM | 260557103 |  | 271602 | 5390 | SH |  | SOLE |  | 116 | 0 | 5274 |
| Eastern Bankshares Inc COM | COM | 27627n105 |  | 1016646 | 58936 | SH |  | SOLE |  | 0 | 0 | 58936 |
| Ecolab Inc | COM | 278865100 |  | 307132 | 2110 | SH |  | SOLE |  | 0 | 0 | 2110 |
| Enbridge Inc | COM | 29250n105 |  | 322028 | 8236 | SH |  | SOLE |  | 172 | 0 | 8064 |
| Exxon Mobil Corp | COM | 30231g102 |  | 1075204 | 9748 | SH |  | SOLE |  | 4375 | 0 | 5373 |
| FedEx Corp | COM | 31428x106 |  | 1942438 | 11215 | SH |  | SOLE |  | 0 | 0 | 11215 |
| Flow Beverage Corp COM SUB VTG | COM | 34344j102 |  | 1609 | 12325 | SH |  | SOLE |  | 0 | 0 | 12325 |
| General Mills Inc | COM | 370334104 |  | 402010 | 4794 | SH |  | SOLE |  | 129 | 0 | 4665 |
| Gilead Sciences Inc | COM | 375558103 |  | 737313 | 8588 | SH |  | SOLE |  | 191 | 0 | 8397 |
| Goldman Sachs Group Inc | COM | 38141g104 |  | 1628308 | 4742 | SH |  | SOLE |  | 1838 | 0 | 2904 |
| Hershey Co | COM | 427866108 |  | 1694126 | 7316 | SH |  | SOLE |  | 0 | 0 | 7316 |
| Home Depot Inc | COM | 437076102 |  | 3261837 | 10327 | SH |  | SOLE |  | 600 | 0 | 9727 |
| Illinois Tool Works Inc | COM | 452308109 |  | 459766 | 2087 | SH |  | SOLE |  | 42 | 0 | 2045 |
| Intel Corp | COM | 458140100 |  | 215722 | 8162 | SH |  | SOLE |  | 2 | 0 | 8160 |
| International Business Machs C | COM | 459200101 |  | 362792 | 2575 | SH |  | SOLE |  | 55 | 0 | 2520 |
| Johnson  Johnson | COM | 478160104 |  | 4159262 | 23545 | SH |  | SOLE |  | 67 | 0 | 23478 |
| JPMorgan Chase  Co | COM | 46625h100 |  | 1564625 | 11668 | SH |  | SOLE |  | 1296 | 0 | 10372 |
| KeyCorp | COM | 493267108 |  | 2273676 | 130521 | SH |  | SOLE |  | 0 | 0 | 130521 |
| Kimberly Clark Corp | COM | 494368103 |  | 312496 | 2302 | SH |  | SOLE |  | 66 | 0 | 2236 |
| Lilly Eli  Co | COM | 532457108 |  | 989231 | 2704 | SH |  | SOLE |  | 859 | 0 | 1845 |
| Linde PLC | COM | g5494j103 |  | 253442 | 777 | SH |  | SOLE |  | 24 | 0 | 753 |
| Lockheed Martin Corp | COM | 539830109 |  | 753087 | 1548 | SH |  | SOLE |  | 22 | 0 | 1526 |
| Lowes Cos Inc | COM | 548661107 |  | 219886 | 1104 | SH |  | SOLE |  | 280 | 0 | 824 |
| Lululemon Athletica Inc | COM | 550021109 |  | 1701859 | 5312 | SH |  | SOLE |  | 1944 | 0 | 3368 |
| M  T Bank Corp | COM | 55261f104 |  | 2191857 | 15110 | SH |  | SOLE |  | 0 | 0 | 15110 |
| Marathon Oil Corp | COM | 565849106 |  | 1133556 | 41875 | SH |  | SOLE |  | 0 | 0 | 41875 |
| Marathon Petroleum Corp | COM | 56585a102 |  | 338695 | 2910 | SH |  | SOLE |  | 0 | 0 | 2910 |
| MasterCard Incorporated Cl A | COM | 57636q104 |  | 1144032 | 3290 | SH |  | SOLE |  | 0 | 0 | 3290 |
| Matinas Biopharma Holdings Inc | COM | 576810105 |  | 5000 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| McDonalds Corp | COM | 580135101 |  | 1711042 | 6493 | SH |  | SOLE |  | 35 | 0 | 6458 |
| Medtronic PLC | COM | g5960l103 |  | 442382 | 5692 | SH |  | SOLE |  | 4750 | 0 | 942 |
| Merck  Co Inc | COM | 58933y105 |  | 4180780 | 37682 | SH |  | SOLE |  | 8302 | 0 | 29380 |
| Meta Platforms Inc | COM | 30303m102 |  | 289057 | 2402 | SH |  | SOLE |  | 43 | 0 | 2359 |
| Microsoft Corp | COM | 594918104 |  | 7278420 | 30350 | SH |  | SOLE |  | 3996 | 0 | 26354 |
| Morgan Stanley | COM | 617446448 |  | 302076 | 3553 | SH |  | SOLE |  | 0 | 0 | 3553 |
| Nestle S A | COM | 641069406 |  | 371625 | 3222 | SH |  | SOLE |  | 0 | 0 | 3222 |
| Nextera Energy Inc | COM | 65339f101 |  | 1509404 | 18055 | SH |  | SOLE |  | 120 | 0 | 17935 |
| Nike Inc Cl B | COM | 654106103 |  | 309842 | 2648 | SH |  | SOLE |  | 323 | 0 | 2325 |
| Northrop Grumman Corp | COM | 666807102 |  | 1838160 | 3369 | SH |  | SOLE |  | 1369 | 0 | 2000 |
| NVIDIA Corp | COM | 67066g104 |  | 1566368 | 10718 | SH |  | SOLE |  | 2527 | 0 | 8191 |
| OPKO Health Inc | COM | 68375n103 |  | 19712 | 15770 | SH |  | SOLE |  | 0 | 0 | 15770 |
| Oracle Corp | COM | 68389x105 |  | 373524 | 4570 | SH |  | SOLE |  | 904 | 0 | 3666 |
| Otis Worldwide Corp | COM | 68902v107 |  | 281055 | 3589 | SH |  | SOLE |  | 0 | 0 | 3589 |
| Palantir Technologies Inc Cl A | COM | 69608a108 |  | 258957 | 40336 | SH |  | SOLE |  | 0 | 0 | 40336 |
| Paypal Holdings Inc | COM | 70450y103 |  | 710063 | 9970 | SH |  | SOLE |  | 0 | 0 | 9970 |
| PepsiCo Inc | COM | 713448108 |  | 13548777 | 74996 | SH |  | SOLE |  | 3810 | 0 | 71186 |
| Pfizer Inc | COM | 717081103 |  | 746314 | 14565 | SH |  | SOLE |  | 2924 | 0 | 11641 |
| Philip Morris Intl Inc | COM | 718172109 |  | 258799 | 2557 | SH |  | SOLE |  | 375 | 0 | 2182 |
| Phillips 66 | COM | 718546104 |  | 215446 | 2070 | SH |  | SOLE |  | 0 | 0 | 2070 |
| Pioneer Natural Resources Co | COM | 723787107 |  | 335733 | 1470 | SH |  | SOLE |  | 392 | 0 | 1078 |
| Plug Power Inc | COM | 72919p202 |  | 362763 | 29326 | SH |  | SOLE |  | 0 | 0 | 29326 |
| PPL Corp | COM | 69351t106 |  | 292755 | 10019 | SH |  | SOLE |  | 7519 | 0 | 2500 |
| Procter And Gamble Co | COM | 742718109 |  | 1926414 | 12711 | SH |  | SOLE |  | 5124 | 0 | 7587 |
| Qualcomm Inc | COM | 747525103 |  | 452764 | 4118 | SH |  | SOLE |  | 0 | 0 | 4118 |
| Raytheon Technologies Corp | COM | 75513e101 |  | 1675676 | 16604 | SH |  | SOLE |  | 671 | 0 | 15933 |
| Renaissancere Holdings Ltd COM | COM | g7496g103 |  | 368460 | 2000 | SH |  | SOLE |  | 0 | 0 | 2000 |
| ResMed Inc | COM | 761152107 |  | 1360130 | 6535 | SH |  | SOLE |  | 2224 | 0 | 4311 |
| Rightscorp Inc | COM | 76658a102 |  | 3000 | 200000 | SH |  | SOLE |  | 0 | 0 | 200000 |
| Royal Mines  Minerals Corp | COM | 78033p101 |  | 45 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| Sap SE Sp ADR | COM | 803054204 |  | 787959 | 7636 | SH |  | SOLE |  | 0 | 0 | 7636 |
| Sea Ltd Sponsord ADS | COM | 81141r100 |  | 299901 | 5764 | SH |  | SOLE |  | 1376 | 0 | 4388 |
| Shell Plc SPON ADS | COM | 780259305 |  | 724973 | 12730 | SH |  | SOLE |  | 0 | 0 | 12730 |
| Skyx Platforms Corp Com | COM | 78471e105 |  | 847688 | 336384 | SH |  | SOLE |  | 0 | 0 | 336384 |
| Sorrento Therapeutics Inc | COM | 83587f202 |  | 18990 | 21433 | SH |  | SOLE |  | 0 | 0 | 21433 |
| Starbucks Corp | COM | 855244109 |  | 678574 | 6840 | SH |  | SOLE |  | 0 | 0 | 6840 |
| Starwood Property Trust Inc | COM | 85571b105 |  | 949795 | 51816 | SH |  | SOLE |  | 373 | 0 | 51443 |
| Target Corp | COM | 87612e106 |  | 646294 | 4336 | SH |  | SOLE |  | 275 | 0 | 4061 |
| Tesla Inc | COM | 88160r101 |  | 208790 | 1695 | SH |  | SOLE |  | 0 | 0 | 1695 |
| Texas Instruments Inc | COM | 882508104 |  | 537461 | 3253 | SH |  | SOLE |  | 17 | 0 | 3236 |
| Thermo Fisher Scientific Inc | COM | 883556102 |  | 2135025 | 3877 | SH |  | SOLE |  | 1088 | 0 | 2789 |
| TJX Cos Inc | COM | 872540109 |  | 3822472 | 48021 | SH |  | SOLE |  | 9291 | 0 | 38730 |
| Toronto Dominion Bank Ont COM | COM | 891160509 |  | 371981 | 5744 | SH |  | SOLE |  | 0 | 0 | 5744 |
| Travelers Companies Inc | COM | 89417e109 |  | 509973 | 2720 | SH |  | SOLE |  | 68 | 0 | 2652 |
| Union Pacific Corp | COM | 907818108 |  | 1238693 | 5982 | SH |  | SOLE |  | 2004 | 0 | 3978 |
| United Rentals Inc | COM | 911363109 |  | 1588372 | 4469 | SH |  | SOLE |  | 1850 | 0 | 2619 |
| UnitedHealth Group Inc | COM | 91324p102 |  | 6049884 | 11411 | SH |  | SOLE |  | 329 | 0 | 11082 |
| US Bancorp Del | COM | 902973304 |  | 388783 | 8915 | SH |  | SOLE |  | 998 | 0 | 7917 |
| Verizon Communications Inc | COM | 92343v104 |  | 586374 | 14883 | SH |  | SOLE |  | 174 | 0 | 14709 |
| Visa Inc Cl A | COM | 92826c839 |  | 5133957 | 24711 | SH |  | SOLE |  | 3601 | 0 | 21110 |
| Wal-Mart Inc | COM | 931142103 |  | 3358933 | 23689 | SH |  | SOLE |  | 0 | 0 | 23689 |
| Walgreens Boots Alliance Inc | COM | 931427108 |  | 250237 | 6698 | SH |  | SOLE |  | 190 | 0 | 6508 |
| Waste Management Inc | COM | 94106l109 |  | 456271 | 2908 | SH |  | SOLE |  | 0 | 0 | 2908 |
| Watsco Inc | COM | 942622200 |  | 252393 | 1012 | SH |  | SOLE |  | 32 | 0 | 980 |
| Zebra Technologies Corp Cl A | COM | 989207105 |  | 1119486 | 4366 | SH |  | SOLE |  | 1802 | 0 | 2564 |
| Zoetis Inc Cl A | COM | 98978v103 |  | 3178963 | 21692 | SH |  | SOLE |  | 3327 | 0 | 18365 |
| Aberdeen Std Gold ETF Tr Physc | ETF | 00326a104 |  | 350273 | 20050 | SH |  | SOLE |  | 0 | 0 | 20050 |
| Ark ETF Tr Innovation ETF | ETF | 00214q104 |  | 243610 | 7798 | SH |  | SOLE |  | 0 | 0 | 7798 |
| First Trust Exchng Traded Fund | ETF | 33740f854 |  | 3116295 | 100138 | SH |  | SOLE |  | 3062 | 0 | 97076 |
| First Trust Global Tactical Co | ETF | 33739h101 |  | 6992262 | 285515 | SH |  | SOLE |  | 14291 | 0 | 271224 |
| Invesco Exchange-Traded Fund T | ETF | 46138g870 |  | 271005 | 12104 | SH |  | SOLE |  | 0 | 0 | 12104 |
| Invesco Exchange Traded Fund T | ETF | 46137v266 |  | 564615 | 3724 | SH |  | SOLE |  | 0 | 0 | 3724 |
| Invesco Exchange Traded Fund T | ETF | 46137v241 |  | 1448992 | 32932 | SH |  | SOLE |  | 0 | 0 | 32932 |
| Invesco Exchng Traded Fund Tr | ETF | 46138g102 |  | 817788 | 18313 | SH |  | SOLE |  | 3131 | 0 | 15182 |
| Invesco QQQ Ser 1 | ETF | 46090e103 |  | 20836676 | 78251 | SH |  | SOLE |  | 0 | 0 | 78251 |
| IShares Core S 500 ETF | ETF | 464287200 |  | 671599 | 1748 | SH |  | SOLE |  | 1170 | 0 | 578 |
| iShares Core S Mcp ETF | ETF | 464287507 |  | 1204128 | 4978 | SH |  | SOLE |  | 0 | 0 | 4978 |
| Ishares Gold Tr Ishares New | ETF | 464285204 |  | 1420369 | 41063 | SH |  | SOLE |  | 0 | 0 | 41063 |
| iShares Intl Quality Factor | ETF | 46434v456 |  | 1437015 | 44366 | SH |  | SOLE |  | 163 | 0 | 44203 |
| iShares Min Vol USA ETF | ETF | 46429b697 |  | 389792 | 5406 | SH |  | SOLE |  | 0 | 0 | 5406 |
| iShares MSCI EAFE ETF | ETF | 464287465 |  | 1101244 | 16777 | SH |  | SOLE |  | 1456 | 0 | 15321 |
| iShares MSCI Emerg Mkt ETF | ETF | 464287234 |  | 2984861 | 78756 | SH |  | SOLE |  | 6473 | 0 | 72283 |
| iShares NASDAQ Biotech | ETF | 464287556 |  | 3356429 | 25565 | SH |  | SOLE |  | 0 | 0 | 25565 |
| iShares Rus 2000 Growth ETF | ETF | 464287648 |  | 239619 | 1117 | SH |  | SOLE |  | 0 | 0 | 1117 |
| iShares Rus Mid Cap ETF | ETF | 464287499 |  | 689609 | 10224 | SH |  | SOLE |  | 0 | 0 | 10224 |
| iShares Russell 1000 Growth ET | ETF | 464287614 |  | 11374266 | 53091 | SH |  | SOLE |  | 16220 | 0 | 36871 |
| iShares Russell 1000 Val ETF | ETF | 464287598 |  | 4768179 | 31442 | SH |  | SOLE |  | 16695 | 0 | 14747 |
| iShares S Mc 400Gr ETF | ETF | 464287606 |  | 685183 | 10032 | SH |  | SOLE |  | 285 | 0 | 9747 |
| iShares S Smallcap ETF | ETF | 464287804 |  | 577115 | 6098 | SH |  | SOLE |  | 0 | 0 | 6098 |
| iShares Select Div ETF | ETF | 464287168 |  | 234588 | 1945 | SH |  | SOLE |  | 0 | 0 | 1945 |
| iShares US Real Estate ETF | ETF | 464287739 |  | 715447 | 8498 | SH |  | SOLE |  | 1831 | 0 | 6667 |
| iShares USA Quality Fctr | ETF | 46432f339 |  | 7013782 | 61546 | SH |  | SOLE |  | 20585 | 0 | 40961 |
| JPMorgan Equity Premium Income | ETF | 46641q332 |  | 9045612 | 166005 | SH |  | SOLE |  | 1997 | 0 | 164008 |
| Lattice Strategies Tr Hartford | ETF | 518416102 |  | 798395 | 32206 | SH |  | SOLE |  | 21715 | 0 | 10491 |
| ProShares S 500 Dv Arist | ETF | 74348a467 |  | 596893 | 6633 | SH |  | SOLE |  | 0 | 0 | 6633 |
| ProShares Short S 500 Ne | ETF | 74347b425 |  | 9805256 | 611682 | SH |  | SOLE |  | 0 | 0 | 611682 |
| Select Sector SPDR Financial | ETF | 81369y605 |  | 297745 | 8706 | SH |  | SOLE |  | 0 | 0 | 8706 |
| SPDR Gold Trust Gold | ETF | 78463v107 |  | 909949 | 5364 | SH |  | SOLE |  | 0 | 0 | 5364 |
| Spdr NYSE TECH ETF | ETF | 78464a102 |  | 269880 | 2786 | SH |  | SOLE |  | 349 | 0 | 2437 |
| SPDR Portfolio Devlpd | ETF | 78463x889 |  | 328431 | 11062 | SH |  | SOLE |  | 10106 | 0 | 956 |
| SPDR Portfolio Emg MK | ETF | 78463x509 |  | 497333 | 15089 | SH |  | SOLE |  | 3860 | 0 | 11229 |
| SPDR Portfolio Tl Stock | ETF | 78464a805 |  | 457578 | 9676 | SH |  | SOLE |  | 8635 | 0 | 1041 |
| SPDR S 500 ETF Tr | ETF | 78462f103 |  | 46231963 | 120890 | SH |  | SOLE |  | 0 | 0 | 120890 |
| SPDR S Dividend ETF | ETF | 78464a763 |  | 2089946 | 16705 | SH |  | SOLE |  | 2250 | 0 | 14455 |
| SPDR S Mid Cap 400 ETF | ETF | 78467y107 |  | 9378292 | 21180 | SH |  | SOLE |  | 0 | 0 | 21180 |
| SSGA SPDR ETFS Europe I PLC UC | ETF | g8t03h146 |  | 382840 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| Technology Select Sector SPDR | ETF | 81369y803 |  | 316142 | 2541 | SH |  | SOLE |  | 0 | 0 | 2541 |
| Vaneck ETF BDC Income | ETF | 92189f411 |  | 1477260 | 104400 | SH |  | SOLE |  | 0 | 0 | 104400 |
| Vaneck ETF Gold Miners | ETF | 92189f106 |  | 210336 | 7339 | SH |  | SOLE |  | 0 | 0 | 7339 |
| Vanguard FTSE Emerg Mkt ETF | ETF | 922042858 |  | 1635640 | 41961 | SH |  | SOLE |  | 0 | 0 | 41961 |
| Vanguard Health Care ETF | ETF | 92204a504 |  | 1860823 | 7502 | SH |  | SOLE |  | 0 | 0 | 7502 |
| Vanguard High Div Yield | ETF | 921946406 |  | 14804975 | 136817 | SH |  | SOLE |  | 26363 | 0 | 110454 |
| Vanguard Index Funds EXTEND MK | ETF | 922908652 |  | 1679483 | 12641 | SH |  | SOLE |  | 3069 | 0 | 9572 |
| Vanguard S 500 ETF | ETF | 922908363 |  | 549849 | 1565 | SH |  | SOLE |  | 0 | 0 | 1565 |
| Vanguard Small Cap Val ETF | ETF | 922908611 |  | 2691660 | 16950 | SH |  | SOLE |  | 13757 | 0 | 3193 |
| Vanguard Total Stock Mkt | ETF | 922908769 |  | 452929 | 2369 | SH |  | SOLE |  | 0 | 0 | 2369 |
| Vanguard Value ETF | ETF | 922908744 |  | 14444786 | 102905 | SH |  | SOLE |  | 1044 | 0 | 101861 |
| Fidelity Total Bond ETF | ETF | 316188309 |  | 1488451 | 33062 | SH |  | SOLE |  | 8495 | 0 | 24567 |
| iShares 20 Yr Tr Bond ETF | ETF | 464287432 |  | 1735928 | 17436 | SH |  | SOLE |  | 4017 | 0 | 13419 |
| iShares Core US Aggbd Et | ETF | 464287226 |  | 1548154 | 15962 | SH |  | SOLE |  | 90 | 0 | 15872 |
| iShares GNMA Bond ETF | ETF | 46429b333 |  | 340731 | 7832 | SH |  | SOLE |  | 340 | 0 | 7492 |
| iShares iBoxx Inv Cp ETF | ETF | 464287242 |  | 333791 | 3166 | SH |  | SOLE |  | 0 | 0 | 3166 |
| iShares Sh Tr Crport ETF | ETF | 464288646 |  | 268281 | 5385 | SH |  | SOLE |  | 0 | 0 | 5385 |
| iShares TIPS Bond ETF | ETF | 464287176 |  | 251198 | 2360 | SH |  | SOLE |  | 0 | 0 | 2360 |
| JPMorgan Exchange Traded Fund | ETF | 46641q837 |  | 451170 | 9000 | SH |  | SOLE |  | 0 | 0 | 9000 |
| Quadratic Int Rate Vol  Infl | ETF | 500767736 |  | 303087 | 13405 | SH |  | SOLE |  | 12312 | 0 | 1093 |
| SPDR Portfolio Agrgte | ETF | 78464a649 |  | 803105 | 31958 | SH |  | SOLE |  | 7019 | 0 | 24939 |
| SPDR Portfolio Interm | ETF | 78464a375 |  | 259860 | 8164 | SH |  | SOLE |  | 8164 | 0 | 0 |
| Vanguard Muni Bond Funds TAX E | ETF | 922907746 |  | 213101 | 4306 | SH |  | SOLE |  | 0 | 0 | 4306 |
| Vanguard Total Bond Mkt | ETF | 921937835 |  | 1847150 | 25712 | SH |  | SOLE |  | 12620 | 0 | 13092 |

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