# EDGAR Filing Document

**Accession Number:** 0001100663
**File Stem:** 0001004726-26-005208
**Filing Date:** 2026-6
**Character Count:** 155718
**Document Hash:** 94695d20391138ecf04b7e4deade5d5b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001004726-26-005208.hdr.sgml**: 20260625

**ACCESSION NUMBER**: 0001004726-26-005208

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260430

**FILED AS OF DATE**: 20260625

**DATE AS OF CHANGE**: 20260625

**PERIOD START**: 20260731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** iSHARES TRUST
- **CENTRAL INDEX KEY:** 0001100663

**ORGANIZATION NAME:**
- **EIN:** 943351276
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-09729
- **FILM NUMBER:** 261120116

**BUSINESS ADDRESS:**
- **STREET 1:** 400 HOWARD STREET
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105
- **BUSINESS PHONE:** (415) 670-2000

**MAIL ADDRESS:**
- **STREET 1:** 400 HOWARD STREET
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ISHARES TRUST
- **DATE OF NAME CHANGE:** 19991213

## Series and Classes Contracts Data

### iShares MSCI China A ETF (Series ID: S000047435)

| Class ID   | Class Name               | Ticker Symbol   |
|:---|:---|:---|
| C000148919 | iShares MSCI China A ETF | CNYA            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** iShares Trust

- **b. Investment Company Act file number:** 811-09729

- **c. CIK number of Registrant:** 0001100663

- **d. LEI of Registrant:** 5493000860OXIC4B5K91

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 400 Howard Street

  - **City:** San Francisco

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 94105

  - **Telephone number:** 800-474-2737

**Item A.2. Information about the Series.**

- **a. Name of Series:** iShares MSCI China A ETF

- **b. EDGAR series identifier (if any):** S000047435

- **c. LEI of Series:** 549300XQM5ESZIVFZK57

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-07-31

- **b. Date as of which information is reported:** 2026-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $238114711.87

**Total Liabilities:** $107921.25

**Net Assets:** $238006790.62

**Cash Not Reported:** $12639.15

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000148919 | 2.46%                | -5.73%               | 8.19%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $1545.21                 | $5448184.34                                |
| Month 2  | $1198223.72              | $-13720996.78                              |
| Month 3  | $-2995.81                | $16829025.57                               |

### Schedule of Portfolio Investments

| Name                                                                  | Title                                              | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   | Fair Value Level   | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| BlackRock Funds III: BlackRock Cash Funds: Treasury; SL Agency Shares | BLACKROCK CASH FUNDS TREASURY                      | CUSIP: 066922477<br>LEI: N/A                  | Long             | STIV             | RF                | US        |    593816 | NS      | $593816.25    | 0.25%             |  |  |  | No            | 1                  | On Loan: No      |
| CHINESE RENMINBI                                                      | CHINESE RENMINBI                                   | CUSIP: N/A<br>LEI: N/A                        | N/A              |  |  | CN        |  -6356513 | NS      | $-930505.05   | -0.39%            |  |  |  | No            | N/A                | On Loan: No      |
| CHINESE YUAN HONG KONG                                                | CHINESE YUAN HONG KONG                             | CUSIP: N/A<br>LEI: N/A                        | N/A              |  |  | CN        |   7734748 | NS      | $1132259.54   | 0.48%             |  |  |  | No            | N/A                | On Loan: No      |
| KANGMEI PHARMACEUTICAL CO                                             | KANGMEI PHARMACEUTICAL CO                          | CUSIP: ACI25YJB7<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     26458 | NS      | $0.04         | 0.00%             |  |  |  | No            | 3                  | On Loan: No      |
| EVE Energy Co., Ltd.                                                  | EVE ENERGY CO LTD                                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     64582 | NS      | $691053.29    | 0.29%             |  |  |  | No            | 2                  | On Loan: No      |
| Wus Printed Circuit Kunshan Co Ltd                                    | WUS PRINTED CIRCUIT KUNSHAN CO LTD                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     64520 | NS      | $982548.47    | 0.41%             |  |  |  | No            | 2                  | On Loan: No      |
| Accelink Technologies Co., Ltd.                                       | ACCELINK TECHNOLOGIES CO LTD                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     25800 | NS      | $549467.65    | 0.23%             |  |  |  | No            | 2                  | On Loan: No      |
| Jiangsu Hoperun Software Co., Ltd.                                    | JIANGSU HOPERUN SOFTWARE CO LTD                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     25800 | NS      | $171931.51    | 0.07%             |  |  |  | No            | 2                  | On Loan: No      |
| Tianshui Huatian Technology Co., Ltd.                                 | TIANSHUI HUATIAN TECHNOLOGY CO LTD                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    116100 | NS      | $224076.48    | 0.09%             |  |  |  | No            | 2                  | On Loan: No      |
| Ganfeng Lithium Group Co., Ltd.                                       | GANFENG LITHIUM GROUP CO LTD                       | CUSIP: Y444B3104<br>LEI: 3003006BE6UOHWEOOR42 | Long             | EC               | CORP              | CN        |     51670 | NS      | $675995.68    | 0.28%             |  |  |  | No            | 2                  | On Loan: No      |
| Yunnan Aluminium Co., Ltd.                                            | YUNNAN ALUMINIUM CO LTD                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    103400 | NS      | $486286.53    | 0.20%             |  |  |  | No            | 2                  | On Loan: No      |
| Kuang-Chi Technologies Co Ltd                                         | KUANG CHI TECHNOLOGIES CO LTD                      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     73740 | NS      | $422928.92    | 0.18%             |  |  |  | No            | 1                  | On Loan: No      |
| Unisplendour Corporation Limited                                      | UNISPLENDOUR CORP LTD                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     77891 | NS      | $367186.17    | 0.15%             |  |  |  | No            | 2                  | On Loan: No      |
| Kingnet Network Co Ltd                                                | KINGNET NETWORK CO LTD                             | CUSIP: Y8421B102<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     64500 | NS      | $170745.98    | 0.07%             |  |  |  | No            | 2                  | On Loan: No      |
| SHANDONG SUN PAPER CO., LTD.                                          | SHANDONG SUN PAPER INDUSTRY JSC LTD                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     91100 | NS      | $196639.05    | 0.08%             |  |  |  | No            | 2                  | On Loan: No      |
| Shenzhen Sunway Communication Co., Ltd.                               | SHENZHEN SUNWAY COMMUNICATION CO LTD               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     27000 | NS      | $362667.50    | 0.15%             |  |  |  | No            | 2                  | On Loan: No      |
| Hangzhou Tigermed Consulting Co., Ltd                                 | HANGZHOU TIGERMED CONSULTING CO LTD                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     12904 | NS      | $104943.48    | 0.04%             |  |  |  | No            | 2                  | On Loan: No      |
| SUNWODA ELECTRONIC CO., LTD                                           | SUNWODA ELECTRONIC CO LTD                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     64799 | NS      | $262412.47    | 0.11%             |  |  |  | No            | 2                  | On Loan: No      |
| Huagong Tech Company Limited                                          | HUAGONG TECH CO LTD                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     32200 | NS      | $563420.46    | 0.24%             |  |  |  | No            | 1                  | On Loan: No      |
| CHANGCHUN HIGH-TECH INDUSTRY (GROUP) CO., LTD.                        | CHANGCHUN HIGH TECH INDUSTRY GROUP CO LTD          | CUSIP: Y1293Q109<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     14640 | NS      | $182751.45    | 0.08%             |  |  |  | No            | 2                  | On Loan: No      |
| ZHEJIANG SANHUA INTELLIGENT CONTROLS CO.,LTD.                         | ZHEJIANG SANHUA INTELLIGENT CONTROLS CO LTD        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     51700 | NS      | $358516.64    | 0.15%             |  |  |  | No            | 2                  | On Loan: No      |
| Mango Excellent Media Co Ltd                                          | MANGO EXCELLENT MEDIA CO LTD                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     64580 | NS      | $184412.11    | 0.08%             |  |  |  | No            | 2                  | On Loan: No      |
| Suzhou Dongshan Precision Manufacturing Co., Ltd                      | SUZHOU DONGSHAN PRECISION MANUFACTURING CO LTD     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     64500 | NS      | $1778411.30   | 0.75%             |  |  |  | No            | 2                  | On Loan: No      |
| Shanjin International Gold Co.,Ltd.                                   | YINTAI GOLD CO LTD                                 | CUSIP: N/A<br>LEI: 655600QGA2EHH1HUDW82       | Long             | EC               | CORP              | CN        |     90320 | NS      | $347073.49    | 0.15%             |  |  |  | No            | 2                  | On Loan: No      |
| Himile Mechanical Science and Technology Shandong Co Ltd              | SHANDONG HIMILE MECHANICAL SCIENCE TECHNOLOGY CO   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     25800 | NS      | $331298.99    | 0.14%             |  |  |  | No            | 2                  | On Loan: No      |
| GEM Co., Ltd.                                                         | GEM CO LTD                                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    167796 | NS      | $226200.17    | 0.10%             |  |  |  | No            | 2                  | On Loan: No      |
| Shenzhen Everwin Precision Technology Co.LTD                          | SHENZHEN EVERWIN PRECISION TECHNOLOGY CO LTD       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     38700 | NS      | $190110.42    | 0.08%             |  |  |  | No            | 2                  | On Loan: No      |
| ZHEJIANG CENTURY HUATONG GROUP CO., LTD                               | ZHEJIANG CENTURY HUATONG GROUP CO LTD              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    243000 | NS      | $569504.85    | 0.24%             |  |  |  | No            | 1                  | On Loan: No      |
| INNER MONGOLIA DIAN TOU ENERGY CORPORATION LIMITED                    | INNER MONGOLIA DIAN TOU ENERGY CORP LTD            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     64500 | NS      | $306862.66    | 0.13%             |  |  |  | No            | 2                  | On Loan: No      |
| Sungrow Power Supply Co., Ltd.                                        | SUNGROW POWER SUPPLY CO LTD                        | CUSIP: N/A<br>LEI: 30030052IWC7RGVFG505       | Long             | EC               | CORP              | CN        |     66593 | NS      | $1354709.17   | 0.57%             |  |  |  | No            | 2                  | On Loan: No      |
| Wuhan Guide Infrared Co., Ltd.                                        | WUHAN GUIDE INFRARED CO LTD                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    132604 | NS      | $289113.53    | 0.12%             |  |  |  | No            | 2                  | On Loan: No      |
| ZHEJIANG NHU COMPANY LTD.                                             | ZHEJIANG NHU CO LTD                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     90468 | NS      | $461992.16    | 0.19%             |  |  |  | No            | 2                  | On Loan: No      |
| Yunnan Tin Co., Ltd.                                                  | YUNNAN TIN CO LTD                                  | CUSIP: N/A<br>LEI: 3003005QWPI5MVQF6K65       | Long             | EC               | CORP              | CN        |     54000 | NS      | $282277.80    | 0.12%             |  |  |  | No            | 2                  | On Loan: No      |
| LEO GROUP CO., LTD.                                                   | LEO GROUP CO LTD                                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    216000 | NS      | $205498.76    | 0.09%             |  |  |  | No            | 2                  | On Loan: No      |
| Beijing New Building Materials Public Limited Company                 | BEIJING NEW BUILDING MATERIALS PLC                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     52400 | NS      | $198976.18    | 0.08%             |  |  |  | No            | 1                  | On Loan: No      |
| Guangdong Haid Group Co., Limited                                     | GUANGDONG HAID GROUP CO LTD                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     52099 | NS      | $381175.92    | 0.16%             |  |  |  | No            | 1                  | On Loan: No      |
| Gotion High-tech Co.,Ltd.                                             | GOTION HIGH TECH CO LTD                            | CUSIP: N/A<br>LEI: 300300J1NKV8ZBF0KN15       | Long             | EC               | CORP              | CN        |     51600 | NS      | $278981.42    | 0.12%             |  |  |  | No            | 2                  | On Loan: No      |
| JIANGSU YUYUE MEDICAL EQUIPMENT & SUPPLY CO., LTD.                    | JIANGSU YUYUE MEDICAL EQUIPMENT SUPPLY CO LTD      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     26393 | NS      | $113400.62    | 0.05%             |  |  |  | No            | 2                  | On Loan: No      |
| Zhejiang Wanfeng Auto Wheel Co., Ltd.                                 | ZHEJIANG WANFENG AUTO WHEEL CO LTD                 | CUSIP: Y9892K100<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     64500 | NS      | $129337.38    | 0.05%             |  |  |  | No            | 2                  | On Loan: No      |
| Muyuan Foods Co., Ltd.                                                | MUYUAN FOODS CO LTD                                | CUSIP: N/A<br>LEI: 3003006NCTDQW4KZR676       | Long             | EC               | CORP              | CN        |    167759 | NS      | $1100593.48   | 0.46%             |  |  |  | No            | 2                  | On Loan: No      |
| Chongqing Zhifei Biological Products Co., Ltd.                        | CHONGQING ZHIFEI BIOLOGICAL PRODUCTS CO LTD        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     65350 | NS      | $145457.61    | 0.06%             |  |  |  | No            | 2                  | On Loan: No      |
| Shanxi Coking Coal Energy Group Co., Ltd.                             | SHANXI XISHAN COAL ELECTRICITY POWER CO LTD        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    180660 | NS      | $186164.29    | 0.08%             |  |  |  | No            | 2                  | On Loan: No      |
| Tianqi Lithium Corporation                                            | TIANQI LITHIUM CORP                                | CUSIP: N/A<br>LEI: 300300IZ1J0MQ8YVEG66       | Long             | EC               | CORP              | CN        |     51600 | NS      | $608652.91    | 0.26%             |  |  |  | No            | 2                  | On Loan: No      |
| CHINA GREATWALL TECHNOLOGY GROUP CO., LTD.                            | CHINA GREATWALL TECHNOLOGY GROUP CO LTD            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    103200 | NS      | $299549.48    | 0.13%             |  |  |  | No            | 2                  | On Loan: No      |
| Haisco Pharmaceutical Group Co., Ltd.                                 | HAISCO PHARMACEUTICAL GROUP CO LTD                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     25800 | NS      | $221053.83    | 0.09%             |  |  |  | No            | 1                  | On Loan: No      |
| Sichuan Kelun Pharmaceutical Co., Ltd.                                | SICHUAN KELUN PHARMACEUTICAL CO LTD                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     52000 | NS      | $263149.50    | 0.11%             |  |  |  | No            | 1                  | On Loan: No      |
| RONGSHENG PETROCHEMICAL CO., LTD.                                     | RONGSHENG PETRO CHEMICAL CO LTD                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    322501 | NS      | $660671.02    | 0.28%             |  |  |  | No            | 2                  | On Loan: No      |
| China Resources Sanjiu Medical & Pharmaceutical Co., Ltd.             | CHINA RESOURCES SANJIU MEDICAL PHARMACEUTICAL CO   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     52120 | NS      | $197684.05    | 0.08%             |  |  |  | No            | 1                  | On Loan: No      |
| Unigroup Guoxin Microelectronics Co., Ltd.                            | UNIGROUP GUOXIN MICROELECTRONICS CO LTD            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     29279 | NS      | $333912.45    | 0.14%             |  |  |  | No            | 2                  | On Loan: No      |
| BlueFocus Intelligent Communications Group Co., Ltd.                  | BLUEFOCUS INTELLIGENT COMMUNICATIONS GROUP CO LTD  | CUSIP: N/A<br>LEI: 300300S2I2XIZT3E2Y55       | Long             | EC               | CORP              | CN        |    121500 | NS      | $306393.61    | 0.13%             |  |  |  | No            | 2                  | On Loan: No      |
| IEIT SYSTEMS Co., Ltd,                                                | INSPUR ELECTRONIC INFORMATION INDUSTRY CO LTD      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     38760 | NS      | $398509.94    | 0.17%             |  |  |  | No            | 2                  | On Loan: No      |
| OFILM Group Co., Ltd.                                                 | OFILM GROUP CO LTD                                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    116100 | NS      | $148624.64    | 0.06%             |  |  |  | No            | 2                  | On Loan: No      |
| Aier Eye Hospital Group Co., Ltd.                                     | AIER EYE HOSPITAL GROUP CO LTD                     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    270981 | NS      | $428291.21    | 0.18%             |  |  |  | No            | 2                  | On Loan: No      |
| Chaozhou Three-circle Group Co Ltd                                    | CHAOZHOU THREE CIRCLE GROUP CO LTD                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     65029 | NS      | $825524.63    | 0.35%             |  |  |  | No            | 2                  | On Loan: No      |
| SHENZHEN SALUBRIS PHARMACEUTICALS CO., LTD.                           | SHENZHEN SALUBRIS PHARMACEUTICALS CO LTD           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     38700 | NS      | $290565.12    | 0.12%             |  |  |  | No            | 1                  | On Loan: No      |
| XCMG Construction Machinery Co., Ltd.                                 | XCMG CONSTRUCTION MACHINERY CO LTD                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    362600 | NS      | $529900.18    | 0.22%             |  |  |  | No            | 2                  | On Loan: No      |
| Guangzhou Haige Communications Group Incorporated Company             | GUANGZHOU HAIGE COMMUNICATIONS GROUP INC CO        | CUSIP: N/A<br>LEI: 300300DDUUICKXUNQI85       | Long             | EC               | CORP              | CN        |     81000 | NS      | $191822.25    | 0.08%             |  |  |  | No            | 2                  | On Loan: No      |
| HUADONG MEDICINE CO., LTD                                             | HUADONG MEDICINE CO LTD                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     51625 | NS      | $253093.83    | 0.11%             |  |  |  | No            | 2                  | On Loan: No      |
| Yantai Jereh Oilfield Services Group Co., Ltd.                        | YANTAI JEREH OILFIELD SERVICES GROUP CO LTD        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     32285 | NS      | $649115.56    | 0.27%             |  |  |  | No            | 2                  | On Loan: No      |
| Tongling Nonferrous Metals Group Co., Ltd.                            | TONGLING NONFERROUS METALS GROUP CO LTD            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    426500 | NS      | $388217.58    | 0.16%             |  |  |  | No            | 2                  | On Loan: No      |
| Shanghai Stonehill Technology Co., Ltd.                               | SHANGHAI STONEHILL TECHNOLOGY CO LTD               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    189000 | NS      | $239922.28    | 0.10%             |  |  |  | No            | 2                  | On Loan: No      |
| 37 INTERACTIVE ENTERTAINMENT NETWORK TECHNOLOGY GROUP CO.,LTD.        | WUHU SANQI INTERACTIVE ENTERTAINMENT NETWORK TECHN | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     64793 | NS      | $204786.83    | 0.09%             |  |  |  | No            | 2                  | On Loan: No      |
| Luzhou Laojiao Co.,Ltd                                                | LUZHOU LAOJIAO CO LTD                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     47100 | NS      | $690914.74    | 0.29%             |  |  |  | No            | 2                  | On Loan: No      |
| Shenzhen Inovance Technology Co., Ltd                                 | SHENZHEN INOVANCE TECHNOLOGY CO LTD                | CUSIP: N/A<br>LEI: 836800KA53998FUTIA85       | Long             | EC               | CORP              | CN        |     44161 | NS      | $445292.99    | 0.19%             |  |  |  | No            | 2                  | On Loan: No      |
| TCL Zhonghuan Renewable Energy Technology Co.,Ltd.                    | TIANJIN ZHONGHUAN SEMICONDUCTOR CO LTD             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    154823 | NS      | $197039.05    | 0.08%             |  |  |  | No            | 2                  | On Loan: No      |
| Kunlun Tech Co., Ltd.                                                 | BEIJING KUNLUN TECH CO LTD                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     38700 | NS      | $278890.32    | 0.12%             |  |  |  | No            | 2                  | On Loan: No      |
| Hithink RoyalFlush Information Network Co., Ltd.                      | HITHINK ROYALFLUSH INFORMATION NETWORK CO LTD      | CUSIP: Y3181P102<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     26000 | NS      | $900052.08    | 0.38%             |  |  |  | No            | 2                  | On Loan: No      |
| Beijing Enlight Media Co., Ltd.                                       | BEIJING ENLIGHT MEDIA CO LTD                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     90300 | NS      | $196303.19    | 0.08%             |  |  |  | No            | 2                  | On Loan: No      |
| Luxshare Precision Industry Co., Ltd.                                 | LUXSHARE PRECISION INDUSTRY CO LTD                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    232468 | NS      | $2308978.55   | 0.97%             |  |  |  | No            | 2                  | On Loan: No      |
| QINGHAI YANHU INDUSTRY CO., LTD                                       | QINGHAI SALT LAKE INDUSTRY CO LTD                  | CUSIP: Y7170U105<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    167750 | NS      | $972757.14    | 0.41%             |  |  |  | No            | 2                  | On Loan: No      |
| Focus Media Information Technology Co., Ltd.                          | FOCUS MEDIA INFORMATION TECHNOLOGY CO LTD          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    426560 | NS      | $393558.76    | 0.17%             |  |  |  | No            | 2                  | On Loan: No      |
| New Hope Liuhe Co., Ltd.                                              | NEW HOPE LIUHE CO LTD                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    167700 | NS      | $214698.29    | 0.09%             |  |  |  | No            | 2                  | On Loan: No      |
| WANXIANG QIANCHAO CO.,LTD.                                            | WANXIANG QIANCHAO CO LTD                           | CUSIP: N/A<br>LEI: 300300WMILSKZLS04K91       | Long             | EC               | CORP              | CN        |    108000 | NS      | $256444.35    | 0.11%             |  |  |  | No            | 2                  | On Loan: No      |
| ZHEJIANG DAHUA TECHNOLOGY CO., LTD.                                   | ZHEJIANG DAHUA TECHNOLOGY CO LTD                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    103200 | NS      | $280828.70    | 0.12%             |  |  |  | No            | 2                  | On Loan: No      |
| iFLYTEK CO.,LTD                                                       | IFLYTEK CO LTD                                     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     77450 | NS      | $545744.14    | 0.23%             |  |  |  | No            | 2                  | On Loan: No      |
| Goertek Inc.                                                          | GOERTEK INC                                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    104004 | NS      | $377126.71    | 0.16%             |  |  |  | No            | 2                  | On Loan: No      |
| GUOYUAN SECURITIES COMPANY LIMITED                                    | GUOYUAN SECURITIES CO LTD                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    141944 | NS      | $153254.54    | 0.06%             |  |  |  | No            | 2                  | On Loan: No      |
| Bank of Ningbo Co., Ltd.                                              | BANK OF NINGBO CO LTD                              | CUSIP: N/A<br>LEI: 300300C1092133000091       | Long             | EC               | CORP              | CN        |    210521 | NS      | $1023135.91   | 0.43%             |  |  |  | No            | 1                  | On Loan: No      |
| Lens Technology Co.,Ltd.                                              | LENS TECHNOLOGY CO LTD                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    155200 | NS      | $591517.23    | 0.25%             |  |  |  | No            | 2                  | On Loan: No      |
| TCL Technology Group Corporation                                      | TCL TECHNOLOGY GROUP CORP                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    670881 | NS      | $420301.93    | 0.18%             |  |  |  | No            | 2                  | On Loan: No      |
| Changjiang Securities Company Limited                                 | CHANGJIANG SECURITIES CO LTD                       | CUSIP: N/A<br>LEI: 300300E1003242000047       | Long             | EC               | CORP              | CN        |    180600 | NS      | $212487.93    | 0.09%             |  |  |  | No            | 2                  | On Loan: No      |
| Chongqing Changan Automobile Company Limited                          | CHONGQING CHANGAN AUTOMOBILE CO LTD                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    270938 | NS      | $378588.45    | 0.16%             |  |  |  | No            | 2                  | On Loan: No      |
| WESTERN SECURITIES CO., LTD.                                          | WESTERN SECURITIES CO LTD                          | CUSIP: N/A<br>LEI: 300300E1010661000039       | Long             | EC               | CORP              | CN        |    141920 | NS      | $149761.83    | 0.06%             |  |  |  | No            | 2                  | On Loan: No      |
| Henan Shuanghui Investment & Development Co., Ltd.                    | HENAN SHUANGHUI INVESTMENT DEVELOPMENT CO LTD      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    116678 | NS      | $474223.35    | 0.20%             |  |  |  | No            | 2                  | On Loan: No      |
| YUNNAN BAIYAO GROUP CO., LTD                                          | YUNNAN BAIYAO GROUP CO LTD                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     51660 | NS      | $401914.87    | 0.17%             |  |  |  | No            | 2                  | On Loan: No      |
| East Money Information Co., Ltd.                                      | EAST MONEY INFORMATION CO LTD                      | CUSIP: N/A<br>LEI: 836800ZFB0ZEK3KKW487       | Long             | EC               | CORP              | CN        |    503139 | NS      | $1506427.98   | 0.63%             |  |  |  | No            | 2                  | On Loan: No      |
| JIANGSU YANGHE DISTILLERY CO., LTD.                                   | JIANGSU YANGHE BREWERY JOINT STOCK CO LTD          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     51600 | NS      | $372289.78    | 0.16%             |  |  |  | No            | 2                  | On Loan: No      |
| Wuliangye Yibin Co., Ltd.                                             | WULIANGYE YIBIN CO LTD                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    129014 | NS      | $1835957.99   | 0.77%             |  |  |  | No            | 2                  | On Loan: No      |
| Shanghai RAAS Blood Products Co., Ltd.                                | SHANGHAI RAAS BLOOD PRODUCTS CO LTD                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    219300 | NS      | $178649.48    | 0.08%             |  |  |  | No            | 2                  | On Loan: No      |
| BOE Technology Group Co., Ltd.                                        | BOE TECHNOLOGY GROUP CO LTD                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |   1148128 | NS      | $688137.87    | 0.29%             |  |  |  | No            | 2                  | On Loan: No      |
| CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD.             | CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    296700 | NS      | $377864.96    | 0.16%             |  |  |  | No            | 1                  | On Loan: No      |
| Gree Electric Appliances, Inc. of Zhuhai                              | GREE ELECTRIC APPLIANCES INC OF ZHUHAI             | CUSIP: N/A<br>LEI: 655600UY069MU9JRAN62       | Long             | EC               | CORP              | CN        |     81300 | NS      | $477411.46    | 0.20%             |  |  |  | No            | 2                  | On Loan: No      |
| Midea Group Co., Ltd.                                                 | MIDEA GROUP CO LTD                                 | CUSIP: N/A<br>LEI: 3003003TRPHLHZD2IF61       | Long             | EC               | CORP              | CN        |    107800 | NS      | $1282382.43   | 0.54%             |  |  |  | No            | 2                  | On Loan: No      |
| GUOSEN SECURITIES CO., LTD.                                           | GUOSEN SECURITIES CO LTD                           | CUSIP: Y295A2103<br>LEI: 254900SSGIWSMEOHDN82 | Long             | EC               | CORP              | CN        |    193500 | NS      | $304470.25    | 0.13%             |  |  |  | No            | 2                  | On Loan: No      |
| Ping An Bank Co., Ltd.                                                | PING AN BANK CO LTD                                | CUSIP: N/A<br>LEI: 549300W9MKNIVWXFM679       | Long             | EC               | CORP              | CN        |    606756 | NS      | $1021610.53   | 0.43%             |  |  |  | No            | 2                  | On Loan: No      |
| WENS FOODSTUFF GROUP CO., LTD.                                        | WENS FOODSTUFFS GROUP CO LTD                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    219346 | NS      | $528006.23    | 0.22%             |  |  |  | No            | 2                  | On Loan: No      |
| Shenwan Hongyuan Group Co., Ltd.                                      | SHENWAN HONGYUAN GROUP CO LTD                      | CUSIP: Y774B4102<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    761100 | NS      | $529832.48    | 0.22%             |  |  |  | No            | 2                  | On Loan: No      |
| CHINA VANKE CO., LTD.                                                 | CHINA VANKE CO LTD                                 | CUSIP: Y77421116<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    309600 | NS      | $177636.42    | 0.07%             |  |  |  | No            | 2                  | On Loan: No      |
| ZTE Corporation                                                       | ZTE CORP                                           | CUSIP: Y0004F121<br>LEI: 3003004FBGVVG1CW5U45 | Long             | EC               | CORP              | CN        |    123300 | NS      | $664976.05    | 0.28%             |  |  |  | No            | 2                  | On Loan: No      |
| Zoomlion Heavy Industry Science And Technology Co., Ltd               | ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO  | CUSIP: Y1293Y102<br>LEI: 529900QZ3EMAU0QKFK85 | Long             | EC               | CORP              | CN        |    232250 | NS      | $271300.38    | 0.11%             |  |  |  | No            | 2                  | On Loan: No      |
| Weichai Power Co., Ltd.                                               | WEICHAI POWER CO LTD                               | CUSIP: Y9531A117<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    219300 | NS      | $1008984.85   | 0.42%             |  |  |  | No            | 2                  | On Loan: No      |
| GF Securities Co., Ltd.                                               | GF SECURITIES CO LTD                               | CUSIP: Y270AF107<br>LEI: 3003007E0Y3ZJ5HNA936 | Long             | EC               | CORP              | CN        |    193500 | NS      | $603485.40    | 0.25%             |  |  |  | No            | 2                  | On Loan: No      |
| GOLDWIND SCIENCE&TECHNOLOGY CO., LTD.                                 | GOLDWIND SCIENCE TECHNOLOGY CO LTD                 | CUSIP: Y97237104<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    116151 | NS      | $471325.95    | 0.20%             |  |  |  | No            | 2                  | On Loan: No      |
| BYD COMPANY LIMITED                                                   | BYD CO LTD                                         | CUSIP: Y1023R120<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    172418 | NS      | $2616551.82   | 1.10%             |  |  |  | No            | 2                  | On Loan: No      |
| CCOOP GROUP CO., LTD                                                  | CCOOP GROUP CO LTD                                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    606300 | NS      | $155319.30    | 0.07%             |  |  |  | No            | 1                  | On Loan: No      |
| LINGYI iTECH (GUANGDONG) COMPANY                                      | LINGYI ITECH GUANGDONG CO                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    232200 | NS      | $482336.82    | 0.20%             |  |  |  | No            | 2                  | On Loan: No      |
| Guangzhou Tinci Materials Technology Co., Ltd                         | GUANGZHOU TINCI MATERIALS TECHNOLOGY CO LTD        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     64520 | NS      | $574413.39    | 0.24%             |  |  |  | No            | 2                  | On Loan: No      |
| LB Group Co., Ltd.                                                    | LOMON BILLIONS GROUP CO LTD                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     77809 | NS      | $192607.53    | 0.08%             |  |  |  | No            | 1                  | On Loan: No      |
| Jiangsu Eastern Shenghong Co., Ltd.                                   | JIANGSU EASTERN SHENGHONG CO LTD                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    219300 | NS      | $427593.45    | 0.18%             |  |  |  | No            | 2                  | On Loan: No      |
| INNER MONGOLIA XINGYE SILVER&TIN MINING CO.,LTD                       | INNER MONGOLIA XINGYE SILVER TIN MINING CO LTD     | CUSIP: Y13689107<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     51600 | NS      | $325675.85    | 0.14%             |  |  |  | No            | 2                  | On Loan: No      |
| Sinoma Science & Technology Co., Ltd                                  | SINOMA SCIENCE TECHNOLOGY CO LTD                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     47500 | NS      | $386425.34    | 0.16%             |  |  |  | No            | 2                  | On Loan: No      |
| Hebei Changshan Biochemical Pharmaceutical Co Ltd                     | HEBEI CHANGSHAN BIOCHEMICAL PHARMACEUTICAL CO LTD  | CUSIP: Y31202107<br>LEI: 836800E53822RNN6OA77 | Long             | EC               | CORP              | CN        |     27000 | NS      | $163849.41    | 0.07%             |  |  |  | No            | 2                  | On Loan: No      |
| NAURA Technology Group Co., Ltd.                                      | NAURA TECHNOLOGY GROUP CO LTD                      | CUSIP: Y0772M100<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     22030 | NS      | $1743458.62   | 0.73%             |  |  |  | No            | 2                  | On Loan: No      |
| TongFu Microelectronics Co., Ltd.                                     | TONGFU MICROELECTRONICS CO LTD                     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     51600 | NS      | $392123.97    | 0.16%             |  |  |  | No            | 2                  | On Loan: No      |
| China Tungsten and Hightech Materials Co., Ltd.                       | CHINA TUNGSTEN AND HIGHTECH MATERIALS CO LTD       | CUSIP: Y2982R101<br>LEI: 300300F6U0BRZBO9OS65 | Long             | EC               | CORP              | CN        |     81000 | NS      | $696377.02    | 0.29%             |  |  |  | No            | 2                  | On Loan: No      |
| Huafon Chemical Co., Ltd.                                             | HUAFON CHEMICAL CO LTD                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    168300 | NS      | $290519.78    | 0.12%             |  |  |  | No            | 2                  | On Loan: No      |
| Hunan Valin Steel Co., Ltd.                                           | HUNAN VALIN STEEL CO LTD                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    222440 | NS      | $151685.65    | 0.06%             |  |  |  | No            | 2                  | On Loan: No      |
| ANHUI GUJING DISTILLERY COMPANY LIMITED                               | ANHUI GUJING DISTILLERY CO LTD                     | CUSIP: Y0137M118<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     13799 | NS      | $216602.64    | 0.09%             |  |  |  | No            | 1                  | On Loan: No      |
| Zhejiang Jingsheng Mechanical & Electrical Co Ltd                     | ZHEJIANG JINGSHENG MECHANICAL ELECTRICAL CO LTD    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     38701 | NS      | $242320.20    | 0.10%             |  |  |  | No            | 2                  | On Loan: No      |
| CNPC Capital Company Limited                                          | CNPC CAPITAL CO LTD                                | CUSIP: Y4444L102<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    270940 | NS      | $374407.85    | 0.16%             |  |  |  | No            | 1                  | On Loan: No      |
| Giant Network Group Co Ltd                                            | GIANT NETWORK GROUP CO LTD                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     64500 | NS      | $309883.26    | 0.13%             |  |  |  | No            | 1                  | On Loan: No      |
| HENAN SHENHUO COAL & POWER CO.,LTD                                    | HENAN SHENHUO COAL POWER CO LTD                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     64500 | NS      | $305974.88    | 0.13%             |  |  |  | No            | 2                  | On Loan: No      |
| S.F. Holding Co., Ltd.                                                | SF HOLDING CO LTD                                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    154815 | NS      | $842769.41    | 0.35%             |  |  |  | No            | 2                  | On Loan: No      |
| Ingenic Semiconductor Co Ltd                                          | INGENIC SEMICONDUCTOR CO LTD                       | CUSIP: Y4088K105<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     15500 | NS      | $284806.93    | 0.12%             |  |  |  | No            | 2                  | On Loan: No      |
| Victory Giant Technology (HuiZhou) Co Ltd                             | VICTORY GIANT TECHNOLOGY HUIZHOU CO LTD            | CUSIP: N/A<br>LEI: 836800LBU3EF5U7ECE87       | Long             | EC               | CORP              | CN        |     29100 | NS      | $1422603.47   | 0.60%             |  |  |  | No            | 2                  | On Loan: No      |
| Eoptolink Technology Inc Ltd                                          | EOPTOLINK TECHNOLOGY INC LTD                       | CUSIP: Y2303H105<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     31280 | NS      | $2422294.50   | 1.02%             |  |  |  | No            | 2                  | On Loan: No      |
| Bank of Shanghai Co., Ltd.                                            | BANK OF SHANGHAI CO LTD                            | CUSIP: N/A<br>LEI: 300300C1091231000098       | Long             | EC               | CORP              | CN        |    438669 | NS      | $602337.09    | 0.25%             |  |  |  | No            | 1                  | On Loan: No      |
| 360 Security Technology Inc.                                          | 360 SECURITY TECHNOLOGY INC                        | CUSIP: Y444T7106<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    232200 | NS      | $381429.64    | 0.16%             |  |  |  | No            | 2                  | On Loan: No      |
| The People's Insurance Company (Group) of China Limited               | PEOPLE S INSURANCE CO GROUP OF CHINA LTD THE       | CUSIP: Y6800A117<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    310900 | NS      | $328319.05    | 0.14%             |  |  |  | No            | 2                  | On Loan: No      |
| Ecovacs Robotics Co., Ltd.                                            | ECOVACS ROBOTICS CO LTD                            | CUSIP: Y2234K102<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     21300 | NS      | $204090.39    | 0.09%             |  |  |  | No            | 2                  | On Loan: No      |
| China Securities Co., Ltd.                                            | CSC FINANCIAL CO LTD                               | CUSIP: N/A<br>LEI: 3003006CDEBNKXHOI130       | Long             | EC               | CORP              | CN        |    142739 | NS      | $482700.16    | 0.20%             |  |  |  | No            | 2                  | On Loan: No      |
| Shanghai Putailai New Energy Technology Group Co.,Ltd.                | SHANGHAI PUTAILAI NEW ENERGY TECHNOLOGY CO LTD     | CUSIP: Y7T892106<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     73214 | NS      | $390464.46    | 0.16%             |  |  |  | No            | 2                  | On Loan: No      |
| HENGLI PETROCHEMICAL CO., LTD.                                        | HENGLI PETROCHEMICAL CO LTD                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    232215 | NS      | $754773.57    | 0.32%             |  |  |  | No            | 2                  | On Loan: No      |
| Baiyin Nonferrous Group Co., Ltd.                                     | BAIYIN NONFERROUS GROUP CO LTD                     | CUSIP: Y8077W103<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    243000 | NS      | $272542.34    | 0.11%             |  |  |  | No            | 2                  | On Loan: No      |
| ZHESHANG SECURITIES CO.,LTD.                                          | ZHESHANG SECURITIES CO LTD                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    142727 | NS      | $206569.62    | 0.09%             |  |  |  | No            | 2                  | On Loan: No      |
| SATELLITE CHEMICAL CO., LTD.                                          | ZHEJIANG SATELLITE PETROCHEMICAL CO LTD            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    103277 | NS      | $447502.17    | 0.19%             |  |  |  | No            | 1                  | On Loan: No      |
| Yealink Xiamen Network Technology Co Ltd                              | YEALINK NETWORK TECHNOLOGY CORP LTD                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     38777 | NS      | $207691.37    | 0.09%             |  |  |  | No            | 2                  | On Loan: No      |
| Yunnan Energy New Material (Group) Co., Ltd.                          | YUNNAN ENERGY NEW MATERIAL CO LTD                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     27000 | NS      | $330255.80    | 0.14%             |  |  |  | No            | 2                  | On Loan: No      |
| ZHEJIANG HUAYOU COBALT CO., LTD                                       | ZHEJIANG HUAYOU COBALT CO LTD                      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     64512 | NS      | $635449.34    | 0.27%             |  |  |  | No            | 2                  | On Loan: No      |
| Zhongji Innolight Co Ltd                                              | ZHONGJI INNOLIGHT CO LTD                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     35443 | NS      | $4477058.41   | 1.88%             |  |  |  | No            | 2                  | On Loan: No      |
| China Merchants Expressway Network Technology Holdings Co., Ltd.      | CHINA MERCHANTS EXPRESSWAY NETWORK TECHNOLOGY HO   | CUSIP: Y1504Y107<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    194300 | NS      | $267653.11    | 0.11%             |  |  |  | No            | 2                  | On Loan: No      |
| Shennan Circuits Co., Ltd.                                            | SHENNAN CIRCUITS CO LTD                            | CUSIP: Y774D3102<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     19547 | NS      | $905652.93    | 0.38%             |  |  |  | No            | 2                  | On Loan: No      |
| Huizhou Desay SV Automotive Co Ltd                                    | HUIZHOU DESAY SV AUTOMOTIVE CO LTD                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     20000 | NS      | $303849.08    | 0.13%             |  |  |  | No            | 2                  | On Loan: No      |
| CHINA RARE EARTH RESOURCES AND TECHNOLOGY CO., LTD.                   | CHINA RARE EARTH RESOURCES AND TECHNOLOGY CO LTD   | CUSIP: Y1521G105<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     38700 | NS      | $310282.06    | 0.13%             |  |  |  | No            | 2                  | On Loan: No      |
| Caitong Securities Co., Ltd.                                          | CAITONG SECURITIES CO LTD                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    155251 | NS      | $188536.59    | 0.08%             |  |  |  | No            | 2                  | On Loan: No      |
| Hoshine Silicon Industry Co., Ltd.                                    | HOSHINE SILICON INDUSTRY CO LTD                    | CUSIP: Y3125P101<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     33640 | NS      | $220798.15    | 0.09%             |  |  |  | No            | 2                  | On Loan: No      |
| BANK OF CHENGDU CO., LTD.                                             | BANK OF CHENGDU CO LTD                             | CUSIP: N/A<br>LEI: 30030030JPOKGL9K5418       | Long             | EC               | CORP              | CN        |    142177 | NS      | $398563.89    | 0.17%             |  |  |  | No            | 1                  | On Loan: No      |
| Foxconn Industrial Internet Co., Ltd.                                 | FOXCONN INDUSTRIAL INTERNET CO LTD                 | CUSIP: Y2620V100<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    425706 | NS      | $3953928.27   | 1.66%             |  |  |  | No            | 2                  | On Loan: No      |
| Shenzhen Mindray Bio-Medical Electronics Co Ltd                       | SHENZHEN MINDRAY BIO MEDICAL ELECTRONICS CO LTD    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     38738 | NS      | $958902.02    | 0.40%             |  |  |  | No            | 2                  | On Loan: No      |
| Shenzhen Megmeet Electrical Co., Ltd.                                 | SHENZHEN MEGMEET ELECTRICAL CO LTD                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     18500 | NS      | $329193.58    | 0.14%             |  |  |  | No            | 2                  | On Loan: No      |
| Sangfor Technologies Inc.                                             | SANGFOR TECHNOLOGIES INC                           | CUSIP: Y7496N108<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     13500 | NS      | $233395.49    | 0.10%             |  |  |  | No            | 2                  | On Loan: No      |
| SG Micro Corp                                                         | SG MICRO CORP                                      | CUSIP: Y7679C101<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     25853 | NS      | $350056.96    | 0.15%             |  |  |  | No            | 2                  | On Loan: No      |
| Contemporary Amperex Technology Co., Ltd.                             | CONTEMPORARY AMPEREX TECHNOLOGY CO LTD             | CUSIP: N/A<br>LEI: 300300KINDY1K0E9I032       | Long             | EC               | CORP              | CN        |    141967 | NS      | $9116248.58   | 3.83%             |  |  |  | No            | 2                  | On Loan: No      |
| GigaDevice Semiconductor Inc                                          | GIGADEVICE SEMICONDUCTOR INC                       | CUSIP: Y270BL103<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     21057 | NS      | $979037.00    | 0.41%             |  |  |  | No            | 2                  | On Loan: No      |
| WuXi AppTec Co., Ltd.                                                 | WUXI APPTEC CO LTD                                 | CUSIP: Y971B1100<br>LEI: 254900OEPQLZSPLN9175 | Long             | EC               | CORP              | CN        |     83548 | NS      | $1354085.33   | 0.57%             |  |  |  | No            | 2                  | On Loan: No      |
| BAIC BluePark New Energy Technology Co., Ltd.                         | BAIC BLUEPARK NEW ENERGY TECHNOLOGY CO LTD         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    206400 | NS      | $215818.95    | 0.09%             |  |  |  | No            | 2                  | On Loan: No      |
| Chongqing Rural Commercial Bank Co., Ltd.                             | CHONGQING RURAL COMMERCIAL BANK CO LTD             | CUSIP: Y1594G115<br>LEI: 300300C1126750000027 | Long             | EC               | CORP              | CN        |    296730 | NS      | $316222.42    | 0.13%             |  |  |  | No            | 1                  | On Loan: No      |
| Hainan Airport Infrastructure Co., Ltd                                | HAINAN AIRPORT INFRASTRUCTURE CO LTD               | CUSIP: Y2982H103<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    387000 | NS      | $205375.68    | 0.09%             |  |  |  | No            | 2                  | On Loan: No      |
| WINGTECH TECHNOLOGY CO., LTD                                          | WINGTECH TECHNOLOGY CO LTD                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     38711 | NS      | $159349.07    | 0.07%             |  |  |  | No            | 1                  | On Loan: No      |
| Maxscend Microelectronics Co Ltd                                      | MAXSCEND MICROELECTRONICS CO LTD                   | CUSIP: Y5840E105<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     12956 | NS      | $188937.12    | 0.08%             |  |  |  | No            | 1                  | On Loan: No      |
| Ningxia Baofeng Energy Group Co., Ltd.                                | NINGXIA BAOFENG ENERGY GROUP CO LTD                | CUSIP: Y6S057109<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    232800 | NS      | $1046215.55   | 0.44%             |  |  |  | No            | 1                  | On Loan: No      |
| Pharmaron Beijing Co., Ltd.                                           | PHARMARON BEIJING CO LTD                           | CUSIP: Y989K6101<br>LEI: 300300JYXHGVS5SNGG54 | Long             | EC               | CORP              | CN        |     38750 | NS      | $167325.56    | 0.07%             |  |  |  | No            | 2                  | On Loan: No      |
| Bank of Suzhou Co., Ltd.                                              | BANK OF SUZHOU CO LTD                              | CUSIP: Y0R9AT100<br>LEI: 300300C1115332000047 | Long             | EC               | CORP              | CN        |    154800 | NS      | $193068.03    | 0.08%             |  |  |  | No            | 1                  | On Loan: No      |
| Shanghai BOCHU Electronic Technology Corp Ltd                         | SHANGHAI BOCHU ELECTRONIC TECHNOLOGY CORP LTD      | CUSIP: Y7T83N106<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9564 | NS      | $199327.70    | 0.08%             |  |  |  | No            | 2                  | On Loan: No      |
| Amlogic Shanghai Co Ltd                                               | AMLOGIC SHANGHAI CO LTD                            | CUSIP: Y009AJ101<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     11750 | NS      | $183177.66    | 0.08%             |  |  |  | No            | 2                  | On Loan: No      |
| Western Superconducting Technologies Co., Ltd.                        | WESTERN SUPERCONDUCTING TECHNOLOGIES CO LTD        | CUSIP: Y9T35V103<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     25899 | NS      | $246434.83    | 0.10%             |  |  |  | No            | 2                  | On Loan: No      |
| Anji Microelectronics Technology (Shanghai) Co., Ltd.                 | ANJI MICROELECTRONICS TECHNOLOGY SHANGHAI CO LTD   | CUSIP: Y013D8104<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4673 | NS      | $172407.60    | 0.07%             |  |  |  | No            | 2                  | On Loan: No      |
| Advanced Micro-Fabrication Equipment Inc China                        | ADVANCED MICRO FABRICATION EQUIPMENT INC CHINA     | CUSIP: Y001DM108<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     18271 | NS      | $1015363.77   | 0.43%             |  |  |  | No            | 2                  | On Loan: No      |
| Montage Technology Co Ltd                                             | MONTAGE TECHNOLOGY CO LTD                          | CUSIP: Y6S3M5108<br>LEI: 836800ZMWT5PAN574D81 | Long             | EC               | CORP              | CN        |     38606 | NS      | $991754.04    | 0.42%             |  |  |  | No            | 2                  | On Loan: No      |
| China Railway Signal & Communication Corporation Limited              | CHINA RAILWAY SIGNAL COMMUNICATION CORP LTD        | CUSIP: Y1R0AG113<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    242800 | NS      | $182714.69    | 0.08%             |  |  |  | No            | 2                  | On Loan: No      |
| OmniVision Integrated Circuits Group, Inc.                            | WILL SEMICONDUCTOR CO LTD SHANGHAI                 | CUSIP: Y9584K103<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     38755 | NS      | $560798.97    | 0.24%             |  |  |  | No            | 2                  | On Loan: No      |
| BANK OF CHANGSHA CO., LTD.                                            | BANK OF CHANGSHA CO LTD                            | CUSIP: N/A<br>LEI: 300300C1086243000041       | Long             | EC               | CORP              | CN        |    129000 | NS      | $188271.55    | 0.08%             |  |  |  | No            | 1                  | On Loan: No      |
| TIANFENG SECURITIES CO., LTD.                                         | TIANFENG SECURITIES CO LTD                         | CUSIP: Y8817L102<br>LEI: 300300E1007142000089 | Long             | EC               | CORP              | CN        |    322500 | NS      | $170136.69    | 0.07%             |  |  |  | No            | 2                  | On Loan: No      |
| CHINA ZHESHANG BANK CO., LTD.                                         | CHINA ZHESHANG BANK CO LTD                         | CUSIP: Y1R658114<br>LEI: 300300C1031633000208 | Long             | EC               | CORP              | CN        |    722400 | NS      | $314075.46    | 0.13%             |  |  |  | No            | 1                  | On Loan: No      |
| Avary Holding (Shenzhen) Co., Limited                                 | AVARY HOLDING SHENZHEN CO LTD                      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     77400 | NS      | $826002.69    | 0.35%             |  |  |  | No            | 2                  | On Loan: No      |
| CHINA GREAT WALL SECURITIES CO., LTD.                                 | CHINA GREAT WALL SECURITIES CO LTD                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    129000 | NS      | $168570.87    | 0.07%             |  |  |  | No            | 2                  | On Loan: No      |
| JL MAG RARE-EARTH CO., LTD.                                           | JL MAG RARE EARTH CO LTD                           | CUSIP: Y4450G104<br>LEI: 65560079RZSGJHK7CG66 | Long             | EC               | CORP              | CN        |     32400 | NS      | $157056.65    | 0.07%             |  |  |  | No            | 2                  | On Loan: No      |
| NINGBO ORIENT WIRES & CABLES CO.,LTD.                                 | NINGBO ORIENT WIRES CABLES CO LTD                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     25800 | NS      | $234650.17    | 0.10%             |  |  |  | No            | 1                  | On Loan: No      |
| CITIC Pacific Special Steel Group Co., Ltd                            | CITIC PACIFIC SPECIAL STEEL GROUP CO LTD           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    103200 | NS      | $231014.37    | 0.10%             |  |  |  | No            | 2                  | On Loan: No      |
| Beijing Compass Technology Development Co., Ltd.                      | BEIJING COMPASS TECHNOLOGY DEVELOPMENT CO LTD      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     20500 | NS      | $297153.82    | 0.12%             |  |  |  | No            | 2                  | On Loan: No      |
| Beijing-Shanghai High Speed Railway Co Ltd                            | BEIJING SHANGHAI HIGH SPEED RAILWAY CO LTD         | CUSIP: Y0S031107<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1548000 | NS      | $1111479.27   | 0.47%             |  |  |  | No            | 2                  | On Loan: No      |
| Goneo Group Co Ltd                                                    | GONEO GROUP CO LTD                                 | CUSIP: Y2R0MK101<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     25871 | NS      | $170101.53    | 0.07%             |  |  |  | No            | 2                  | On Loan: No      |
| Rockchip Electronics Co Ltd                                           | ROCKCHIP ELECTRONICS CO LTD                        | CUSIP: Y267F4103<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     13500 | NS      | $364513.59    | 0.15%             |  |  |  | No            | 2                  | On Loan: No      |
| Suzhou TFC Optical Communication Co Ltd                               | SUZHOU TFC OPTICAL COMMUNICATION CO LTD            | CUSIP: Y831BY104<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     25892 | NS      | $1170868.27   | 0.49%             |  |  |  | No            | 2                  | On Loan: No      |
| Suzhou Maxwell Technologies Co., Ltd.                                 | SUZHOU MAXWELL TECHNOLOGIES CO LTD                 | CUSIP: Y831GX101<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8500 | NS      | $299643.71    | 0.13%             |  |  |  | No            | 2                  | On Loan: No      |
| CSPC Innovation Pharmaceutical Co Ltd                                 | CSPC INNOVATION PHARMACEUTICAL CO LTD              | CUSIP: Y1825N103<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     38740 | NS      | $172228.19    | 0.07%             |  |  |  | No            | 1                  | On Loan: No      |
| Postal Savings Bank of China Co., Ltd.                                | POSTAL SAVINGS BANK OF CHINA CO LTD                | CUSIP: N/A<br>LEI: 300300C1040311005298       | Long             | EC               | CORP              | CN        |   1006200 | NS      | $746778.99    | 0.31%             |  |  |  | No            | 1                  | On Loan: No      |
| BOC International (China) CO., LTD.                                   | BOC INTERNATIONAL CHINA CO LTD                     | CUSIP: Y092BZ100<br>LEI: 3003007E9G154XL2PS13 | Long             | EC               | CORP              | CN        |     90700 | NS      | $165662.10    | 0.07%             |  |  |  | No            | 2                  | On Loan: No      |
| iSoftStone Information Technology Group Co Ltd                        | ISOFTSTONE INFORMATION TECHNOLOGY GROUP CO LTD     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     32550 | NS      | $188999.62    | 0.08%             |  |  |  | No            | 2                  | On Loan: No      |
| Guolian Minsheng Securities Company Limited                           | GUOLIAN MINSHENG SECURITIES CO LTD                 | CUSIP: Y2960K110<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    169859 | NS      | $240460.15    | 0.10%             |  |  |  | No            | 2                  | On Loan: No      |
| Quantum CTEK Co Ltd                                                   | QUANTUMCTEK CO LTD                                 | CUSIP: Y716DS108<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3128 | NS      | $262981.92    | 0.11%             |  |  |  | No            | 2                  | On Loan: No      |
| ACM Research Shanghai Inc                                             | ACM RESEARCH SHANGHAI INC                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |      7948 | NS      | $181092.66    | 0.08%             |  |  |  | No            | 2                  | On Loan: No      |
| Verisilicon Microelectronics (Shanghai) Co., Ltd                      | VERISILICON MICROELECTRONICS SHANGHAI CO LTD       | CUSIP: Y92782104<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     14958 | NS      | $623812.64    | 0.26%             |  |  |  | No            | 2                  | On Loan: No      |
| TIANSHAN ALUMINUM GROUP CO., LTD.                                     | TIANSHAN ALUMINUM GROUP CO LTD                     | CUSIP: Y9894M104<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    132500 | NS      | $325917.61    | 0.14%             |  |  |  | No            | 2                  | On Loan: No      |
| Hangzhou Changchuan Technology Co Ltd                                 | HANGZHOU CHANG CHUAN TECHNOLOGY CO LTD             | CUSIP: Y3032N108<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     19500 | NS      | $499687.04    | 0.21%             |  |  |  | No            | 2                  | On Loan: No      |
| Shenzhen Envicool Technology Co Ltd                                   | SHENZHEN ENVICOOL TECHNOLOGY CO LTD                | CUSIP: Y7T41E107<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     30200 | NS      | $422499.63    | 0.18%             |  |  |  | No            | 2                  | On Loan: No      |
| JA Solar Technology Co., Ltd.                                         | JA SOLAR TECHNOLOGY CO LTD                         | CUSIP: Y7163W100<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    103280 | NS      | $165033.24    | 0.07%             |  |  |  | No            | 2                  | On Loan: No      |
| ZHONGTAI SECURITIES CO., LTD.                                         | ZHONGTAI SECURITIES CO LTD                         | CUSIP: Y989B4106<br>LEI: 300300E1012137000054 | Long             | EC               | CORP              | CN        |    232200 | NS      | $205234.91    | 0.09%             |  |  |  | No            | 2                  | On Loan: No      |
| Beijing Wantai Biological Pharmacy Enterprise Co Ltd                  | BEIJING WANTAI BIOLOGICAL PHARMACY ENTERPRISE CO L | CUSIP: Y077CK103<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     38777 | NS      | $223895.74    | 0.09%             |  |  |  | No            | 2                  | On Loan: No      |
| Shenzhen New Industries Biomedical Engineering Co Ltd                 | SHENZHEN NEW INDUSTRIES BIOMEDICAL ENGINEERING CO  | CUSIP: Y774FY102<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     25800 | NS      | $182555.10    | 0.08%             |  |  |  | No            | 2                  | On Loan: No      |
| China International Capital Corporation Limited                       | CHINA INTERNATIONAL CAPITAL CORP LTD               | CUSIP: Y1R99Y117<br>LEI: 529900OS3SVVTT56QN67 | Long             | EC               | CORP              | CN        |     95900 | NS      | $483140.32    | 0.20%             |  |  |  | No            | 2                  | On Loan: No      |
| Zhuzhou CRRC Times Electric Co., Ltd.                                 | ZHUZHOU CRRC TIMES ELECTRIC CO LTD                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     25869 | NS      | $184142.25    | 0.08%             |  |  |  | No            | 2                  | On Loan: No      |
| Shanghai United Imaging Healthcare Co., Ltd.                          | SHANGHAI UNITED IMAGING HEALTHCARE CO LTD          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     26772 | NS      | $430899.38    | 0.18%             |  |  |  | No            | 1                  | On Loan: No      |
| Piotech Inc                                                           | PIOTECH INC                                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |      9202 | NS      | $603556.66    | 0.25%             |  |  |  | No            | 2                  | On Loan: No      |
| Dosilicon Co Ltd                                                      | DOSILICON CO LTD                                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     13200 | NS      | $281329.67    | 0.12%             |  |  |  | No            | 2                  | On Loan: No      |
| Range Intelligent Computing Technology Group Company Limited          | RANGE INTELLIGENT COMPUTING TECHNOLOGY GROUP CO LT | CUSIP: Y768A5102<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     38780 | NS      | $510823.88    | 0.21%             |  |  |  | No            | 2                  | On Loan: No      |
| RoboTechnik Intelligent Technology Co Ltd                             | ROBOTECHNIK INTELLIGENT TECHNOLOGY CO LTD          | CUSIP: Y7S059103<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5500 | NS      | $392368.07    | 0.16%             |  |  |  | No            | 2                  | On Loan: No      |
| Jinko Solar Co., Ltd.                                                 | JINKO SOLAR CO LTD                                 | CUSIP: N/A<br>LEI: 300300RHCPJNG9KTKT10       | Long             | EC               | CORP              | CN        |    335400 | NS      | $328097.92    | 0.14%             |  |  |  | No            | 2                  | On Loan: No      |
| Cambricon Technologies Corp Ltd                                       | CAMBRICON TECHNOLOGIES CORP LTD                    | CUSIP: Y10823105<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     13414 | NS      | $3375009.84   | 1.42%             |  |  |  | No            | 2                  | On Loan: No      |
| Everdisplay Optronics Shanghai Co Ltd                                 | EVERDISPLAY OPTRONICS SHANGHAI CO LTD              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    464400 | NS      | $154190.98    | 0.06%             |  |  |  | No            | 2                  | On Loan: No      |
| Shanghai Allist Pharmaceuticals Co Ltd                                | SHANGHAI ALLIST PHARMACEUTICALS CO LTD             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     15200 | NS      | $206946.49    | 0.09%             |  |  |  | No            | 2                  | On Loan: No      |
| Bestechnic Shanghai Co Ltd                                            | BESTECHNIC SHANGHAI CO LTD                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |      5182 | NS      | $129617.19    | 0.05%             |  |  |  | No            | 2                  | On Loan: No      |
| APT Medical Inc                                                       | APT MEDICAL INC                                    | CUSIP: Y014A5101<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4383 | NS      | $152619.83    | 0.06%             |  |  |  | No            | 1                  | On Loan: No      |
| GalaxyCore Inc                                                        | GALAXYCORE INC                                     | CUSIP: Y267G1108<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |     77400 | NS      | $156952.71    | 0.07%             |  |  |  | No            | 2                  | On Loan: No      |
| Shannon Semiconductor Technology Co Ltd                               | SHANNON SEMICONDUCTOR TECHNOLOGY CO LTD            | CUSIP: Y013B9104<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     13500 | NS      | $349797.71    | 0.15%             |  |  |  | No            | 2                  | On Loan: No      |
| Empyrean Technology Co Ltd                                            | EMPYREAN TECHNOLOGY CO LTD                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     13300 | NS      | $173746.44    | 0.07%             |  |  |  | No            | 2                  | On Loan: No      |
| Shenzhen Longsys Electronics Co Ltd                                   | SHENZHEN LONGSYS ELECTRONICS CO LTD                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     12900 | NS      | $771534.15    | 0.32%             |  |  |  | No            | 2                  | On Loan: No      |
| Sinomine Resource Group Co., Ltd.                                     | SINOMINE RESOURCE GROUP CO LTD                     | CUSIP: Y80027108<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     27000 | NS      | $361091.99    | 0.15%             |  |  |  | No            | 2                  | On Loan: No      |
| Anker Innovations Technology Co., Ltd                                 | ANKER INNOVATIONS TECHNOLOGY CO LTD                | CUSIP: Y01425100<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     18110 | NS      | $333834.61    | 0.14%             |  |  |  | No            | 2                  | On Loan: No      |
| Imeik Technology Development Co Ltd                                   | IMEIK TECHNOLOGY DEVELOPMENT CO LTD                | CUSIP: Y385KL109<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     12920 | NS      | $217595.02    | 0.09%             |  |  |  | No            | 1                  | On Loan: No      |
| Shenzhen Transsion Holdings Co Ltd                                    | SHENZHEN TRANSSION HOLDINGS CO LTD                 | CUSIP: Y774FC100<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     28452 | NS      | $240962.78    | 0.10%             |  |  |  | No            | 2                  | On Loan: No      |
| Beijing Kingsoft Office Software Inc                                  | BEIJING KINGSOFT OFFICE SOFTWARE INC               | CUSIP: Y0R9YP102<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     14951 | NS      | $553836.08    | 0.23%             |  |  |  | No            | 2                  | On Loan: No      |
| National Silicon Industry Group Co., Ltd.                             | NATIONAL SILICON INDUSTRY GROUP CO LTD             | CUSIP: Y6S9KH101<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    118400 | NS      | $360209.39    | 0.15%             |  |  |  | No            | 2                  | On Loan: No      |
| Beijing Roborock Technology Co Ltd                                    | BEIJING ROBOROCK TECHNOLOGY CO LTD                 | CUSIP: Y077C9108<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8582 | NS      | $146008.41    | 0.06%             |  |  |  | No            | 2                  | On Loan: No      |
| Xinjiang Daqo New Energy Co Ltd                                       | XINJIANG DAQO NEW ENERGY CO LTD                    | CUSIP: Y972S2108<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     77462 | NS      | $254360.28    | 0.11%             |  |  |  | No            | 2                  | On Loan: No      |
| Loongson Technology Corp Ltd                                          | LOONGSON TECHNOLOGY CORP LTD                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     11186 | NS      | $272197.44    | 0.11%             |  |  |  | No            | 1                  | On Loan: No      |
| Hwatsing Technology Co Ltd                                            | HWATSING TECHNOLOGY CO LTD                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     11645 | NS      | $339203.58    | 0.14%             |  |  |  | No            | 2                  | On Loan: No      |
| China Energy Engineering Corporation Limited                          | CHINA ENERGY ENGINEERING CORP LTD                  | CUSIP: Y1475W114<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1119400 | NS      | $464846.52    | 0.20%             |  |  |  | No            | 2                  | On Loan: No      |
| WINTIME ENERGY GROUP CO.,LTD.                                         | WINTIME ENERGY GROUP CO LTD                        | CUSIP: Y9649L104<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    735300 | NS      | $191220.97    | 0.08%             |  |  |  | No            | 2                  | On Loan: No      |
| Anhui Jianghuai Automobile Group Corp., Ltd.                          | ANHUI JIANGHUAI AUTOMOBILE GROUP CORP LTD          | CUSIP: Y0141C106<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     64500 | NS      | $448579.43    | 0.19%             |  |  |  | No            | 2                  | On Loan: No      |
| PetroChina Company Limited                                            | PETROCHINA CO LTD                                  | CUSIP: Y6883Q138<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    683700 | NS      | $1223894.49   | 0.51%             |  |  |  | No            | 2                  | On Loan: No      |
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED                       | INDUSTRIAL COMMERCIAL BANK OF CHINA LTD            | CUSIP: N/A<br>LEI: 5493002ERZU2K9PZDL40       | Long             | EC               | CORP              | CN        |   2012400 | NS      | $2192310.08   | 0.92%             |  |  |  | No            | 2                  | On Loan: No      |
| AGRICULTURAL BANK OF CHINA LIMITED                                    | AGRICULTURAL BANK OF CHINA LTD                     | CUSIP: N/A<br>LEI: 549300E7TSGLCOVSY746       | Long             | EC               | CORP              | CN        |   2721900 | NS      | $2753512.41   | 1.16%             |  |  |  | No            | 2                  | On Loan: No      |
| BANK OF CHINA LIMITED                                                 | BANK OF CHINA LTD                                  | CUSIP: N/A<br>LEI: 54930053HGCFWVHYZX42       | Long             | EC               | CORP              | CN        |   1251300 | NS      | $1052835.62   | 0.44%             |  |  |  | No            | 2                  | On Loan: No      |
| China Petroleum & Chemical Corporation                                | CHINA PETROLEUM CHEMICAL CORP                      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |   1019143 | NS      | $805149.73    | 0.34%             |  |  |  | No            | 2                  | On Loan: No      |
| China Life Insurance Company Limited                                  | CHINA LIFE INSURANCE CO LTD                        | CUSIP: Y1477R220<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     91100 | NS      | $490635.11    | 0.21%             |  |  |  | No            | 2                  | On Loan: No      |
| China Shenhua Energy Company Limited                                  | CHINA SHENHUA ENERGY CO LTD                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    206499 | NS      | $1450143.43   | 0.61%             |  |  |  | No            | 2                  | On Loan: No      |
| China Merchants Bank Co., Ltd.                                        | CHINA MERCHANTS BANK CO LTD                        | CUSIP: N/A<br>LEI: 549300MKO5B60FFIHF58       | Long             | EC               | CORP              | CN        |    657902 | NS      | $3689945.42   | 1.55%             |  |  |  | No            | 2                  | On Loan: No      |
| Ping An Insurance (Group) Company of China, Ltd.                      | PING AN INSURANCE GROUP CO OF CHINA LTD            | CUSIP: N/A<br>LEI: 529900M9MC28JLN35U89       | Long             | EC               | CORP              | CN        |    335423 | NS      | $2925409.09   | 1.23%             |  |  |  | No            | 2                  | On Loan: No      |
| INDUSTRIAL BANK CO.,LTD.                                              | INDUSTRIAL BANK CO LTD                             | CUSIP: N/A<br>LEI: 300300C1030935001303       | Long             | EC               | CORP              | CN        |    670847 | NS      | $1760773.90   | 0.74%             |  |  |  | No            | 1                  | On Loan: No      |
| SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.                            | SHANGHAI PUDONG DEVELOPMENT BANK CO LTD            | CUSIP: N/A<br>LEI: 300300C1031031001330       | Long             | EC               | CORP              | CN        |   1019120 | NS      | $1383372.24   | 0.58%             |  |  |  | No            | 2                  | On Loan: No      |
| CHINA MINSHENG BANKING CORP., LTD.                                    | CHINA MINSHENG BANKING CORP LTD                    | CUSIP: Y1495M104<br>LEI: 549300HBUGSQD1VCXG94 | Long             | EC               | CORP              | CN        |   1173980 | NS      | $635861.08    | 0.27%             |  |  |  | No            | 1                  | On Loan: No      |
| SAIC Motor Corporation Limited                                        | SAIC MOTOR CORP LTD                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    245906 | NS      | $498131.50    | 0.21%             |  |  |  | No            | 2                  | On Loan: No      |
| Kweichow Moutai Co., Ltd.                                             | KWEICHOW MOUTAI CO LTD                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     39998 | NS      | $8108154.50   | 3.41%             |  |  |  | No            | 1                  | On Loan: No      |
| Bank of Communications Co., Ltd.                                      | BANK OF COMMUNICATIONS CO LTD                      | CUSIP: N/A<br>LEI: 549300AX1UM10U30HK09       | Long             | EC               | CORP              | CN        |   1715702 | NS      | $1706926.04   | 0.72%             |  |  |  | No            | 2                  | On Loan: No      |
| CHINA CITIC BANK CORPORATION LIMITED                                  | CHINA CITIC BANK CORP LTD                          | CUSIP: N/A<br>LEI: 300300C1030211000384       | Long             | EC               | CORP              | CN        |    399900 | NS      | $492319.71    | 0.21%             |  |  |  | No            | 1                  | On Loan: No      |
| CITIC Securities Company Limited                                      | CITIC SECURITIES CO LTD                            | CUSIP: Y1639N109<br>LEI: 300300E1006744000068 | Long             | EC               | CORP              | CN        |    387670 | NS      | $1550578.89   | 0.65%             |  |  |  | No            | 2                  | On Loan: No      |
| CHINA PACIFIC INSURANCE (GROUP) CO., LTD.                             | CHINA PACIFIC INSURANCE GROUP CO LTD               | CUSIP: Y1505Z111<br>LEI: 529900BA5ILEL308WX03 | Long             | EC               | CORP              | CN        |    219316 | NS      | $1200593.04   | 0.50%             |  |  |  | No            | 2                  | On Loan: No      |
| China Yangtze Power Co., Ltd.                                         | CHINA YANGTZE POWER CO LTD                         | CUSIP: Y1516Q142<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    786988 | NS      | $3147375.98   | 1.32%             |  |  |  | No            | 1                  | On Loan: No      |
| Daqin Railway Co., Ltd.                                               | DAQIN RAILWAY CO LTD                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    683700 | NS      | $527443.59    | 0.22%             |  |  |  | No            | 1                  | On Loan: No      |
| CHINA EVERBRIGHT BANK COMPANY LIMITED                                 | CHINA EVERBRIGHT BANK CO LTD                       | CUSIP: N/A<br>LEI: 549300U6PKQ4H1P34E17       | Long             | EC               | CORP              | CN        |   1548000 | NS      | $707519.45    | 0.30%             |  |  |  | No            | 2                  | On Loan: No      |
| China State Construction Engineering Corporation Limited              | CHINA STATE CONSTRUCTION ENGINEERING CORP LTD      | CUSIP: Y1R16Z106<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1302900 | NS      | $937765.70    | 0.39%             |  |  |  | No            | 2                  | On Loan: No      |
| HUA XIA BANK CO., Limited                                             | HUAXIA BANK CO LTD                                 | CUSIP: N/A<br>LEI: 300300AKNDEHIGVDZW37       | Long             | EC               | CORP              | CN        |    438660 | NS      | $442432.56    | 0.19%             |  |  |  | No            | 1                  | On Loan: No      |
| Inner Mongolia Yili Industrial Group Co., Ltd.                        | INNER MONGOLIA YILI INDUSTRIAL GROUP CO LTD        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    206444 | NS      | $830823.38    | 0.35%             |  |  |  | No            | 2                  | On Loan: No      |
| Bank of Beijing Co., Ltd.                                             | BANK OF BEIJING CO LTD                             | CUSIP: N/A<br>LEI: 300300C1080211000042       | Long             | EC               | CORP              | CN        |    704400 | NS      | $546506.13    | 0.23%             |  |  |  | No            | 1                  | On Loan: No      |
| China United Network Communications Limited                           | CHINA UNITED NETWORK COMMUNICATIONS LTD            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    980400 | NS      | $650346.79    | 0.27%             |  |  |  | No            | 2                  | On Loan: No      |
| Baoshan Iron & Steel Co.,Ltd.                                         | BAOSHAN IRON STEEL CO LTD                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    722470 | NS      | $668672.18    | 0.28%             |  |  |  | No            | 2                  | On Loan: No      |
| ANHUI CONCH CEMENT COMPANY LIMITED                                    | ANHUI CONCH CEMENT CO LTD                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    129000 | NS      | $399014.82    | 0.17%             |  |  |  | No            | 1                  | On Loan: No      |
| CHINA MERCHANTS SECURITIES CO.,LTD                                    | CHINA MERCHANTS SECURITIES CO LTD                  | CUSIP: Y14904109<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    245107 | NS      | $565663.75    | 0.24%             |  |  |  | No            | 2                  | On Loan: No      |
| HUANENG POWER INTERNATIONAL, INC.                                     | HUANENG POWER INTERNATIONAL INC                    | CUSIP: Y3744A113<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    272500 | NS      | $279184.18    | 0.12%             |  |  |  | No            | 2                  | On Loan: No      |
| Poly Developments and Holdings Group Co., Ltd.                        | POLY DEVELOPMENTS AND HOLDINGS GROUP CO LTD        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    387031 | NS      | $348845.77    | 0.15%             |  |  |  | No            | 2                  | On Loan: No      |
| CRRC Corporation Limited                                              | CRRC CORP LTD                                      | CUSIP: N/A<br>LEI: 30030099HATQH2XC0B72       | Long             | EC               | CORP              | CN        |    812790 | NS      | $710317.48    | 0.30%             |  |  |  | No            | 1                  | On Loan: No      |
| Jiangsu Hengrui Pharmaceuticals Co.,Ltd                               | JIANGSU HENGRUI MEDICINE CO LTD                    | CUSIP: N/A<br>LEI: 2549003BT1XS3SE3E448       | Long             | EC               | CORP              | CN        |    206482 | NS      | $1636016.38   | 0.69%             |  |  |  | No            | 2                  | On Loan: No      |
| China Northern Rare Earth (Group) High-Tech Co., Ltd.                 | CHINA NORTHERN RARE EARTH GROUP HIGH TECH CO LTD   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    116100 | NS      | $905413.61    | 0.38%             |  |  |  | No            | 2                  | On Loan: No      |
| HUATAI SECURITIES CO.,LTD.                                            | HUATAI SECURITIES CO LTD                           | CUSIP: N/A<br>LEI: 3003009ABT0UCWO79Q77       | Long             | EC               | CORP              | CN        |    220900 | NS      | $622470.14    | 0.26%             |  |  |  | No            | 2                  | On Loan: No      |
| China Railway Group Limited                                           | CHINA RAILWAY GROUP LTD                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    620200 | NS      | $462132.01    | 0.19%             |  |  |  | No            | 2                  | On Loan: No      |
| NEW CHINA LIFE INSURANCE COMPANY LTD.                                 | NEW CHINA LIFE INSURANCE CO LTD                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     64500 | NS      | $611163.91    | 0.26%             |  |  |  | No            | 2                  | On Loan: No      |
| Haier Smart Home Co., Ltd.                                            | HAIER SMART HOME CO LTD                            | CUSIP: N/A<br>LEI: 3003002BYTNGNJTWSH07       | Long             | EC               | CORP              | CN        |    206400 | NS      | $652359.40    | 0.27%             |  |  |  | No            | 2                  | On Loan: No      |
| SANY HEAVY INDUSTRY CO., LTD                                          | SANY HEAVY INDUSTRY CO LTD                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    270950 | NS      | $809663.47    | 0.34%             |  |  |  | No            | 2                  | On Loan: No      |
| GD POWER DEVELOPMENT CO., LTD.                                        | GD POWER DEVELOPMENT CO LTD                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    593400 | NS      | $411742.51    | 0.17%             |  |  |  | No            | 1                  | On Loan: No      |
| CHINA CONSTRUCTION BANK CORPORATION                                   | CHINA CONSTRUCTION BANK CORP                       | CUSIP: N/A<br>LEI: 5493001KQW6DM7KEDR62       | Long             | EC               | CORP              | CN        |    657900 | NS      | $957564.96    | 0.40%             |  |  |  | No            | 2                  | On Loan: No      |
| Shanghai Fosun Pharmaceutical (Group) Co., Ltd.                       | SHANGHAI FOSUN PHARMACEUTICAL GROUP CO LTD         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     64563 | NS      | $236068.67    | 0.10%             |  |  |  | No            | 2                  | On Loan: No      |
| SANAN OPTOELECTRONICS CO., LTD.                                       | SANAN OPTOELECTRONICS CO LTD                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    167700 | NS      | $336471.74    | 0.14%             |  |  |  | No            | 2                  | On Loan: No      |
| Wanhua Chemical Group Co., Ltd.                                       | WANHUA CHEMICAL GROUP CO LTD                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    103200 | NS      | $1357359.67   | 0.57%             |  |  |  | No            | 2                  | On Loan: No      |
| Shanghai Electric Group Company Limited                               | SHANGHAI ELECTRIC GROUP CO LTD                     | CUSIP: Y76824112<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    412850 | NS      | $490809.25    | 0.21%             |  |  |  | No            | 2                  | On Loan: No      |
| Datang International Power Generation Co., Ltd.                       | DATANG INTERNATIONAL POWER GENERATION CO LTD       | CUSIP: Y20020122<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    412800 | NS      | $252216.82    | 0.11%             |  |  |  | No            | 2                  | On Loan: No      |
| Zijin Mining Group Company Limited                                    | ZIJIN MINING GROUP CO LTD                          | CUSIP: Y9892H115<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    657975 | NS      | $3241214.81   | 1.36%             |  |  |  | No            | 2                  | On Loan: No      |
| Founder Securities Co., Ltd.                                          | FOUNDER SECURITIES CO LTD                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    258000 | NS      | $272072.01    | 0.11%             |  |  |  | No            | 2                  | On Loan: No      |
| SDIC Power Holdings Co., Ltd.                                         | SDIC POWER HOLDINGS CO LTD                         | CUSIP: N/A<br>LEI: 300300LQJ91PHBNFC721       | Long             | EC               | CORP              | CN        |    271300 | NS      | $541309.28    | 0.23%             |  |  |  | No            | 1                  | On Loan: No      |
| NARI Technology Co., Ltd.                                             | NARI TECHNOLOGY CO LTD                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    258688 | NS      | $986280.59    | 0.41%             |  |  |  | No            | 2                  | On Loan: No      |
| China Tourism Group Duty Free Corporation Limited                     | CHINA TOURISM GROUP DUTY FREE CORP LTD             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     64541 | NS      | $622603.30    | 0.26%             |  |  |  | No            | 2                  | On Loan: No      |
| Guangzhou Automobile Group Co., Ltd.                                  | GUANGZHOU AUTOMOBILE GROUP CO LTD                  | CUSIP: Y2R318105<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    206400 | NS      | $213433.73    | 0.09%             |  |  |  | No            | 2                  | On Loan: No      |
| Inner Mongolia Baotou Steel Union Co., Ltd                            | INNER MONGOLIA BAOTOU STEEL UNION CO LTD           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |   1444800 | NS      | $573283.65    | 0.24%             |  |  |  | No            | 2                  | On Loan: No      |
| Tsingtao Brewery Company Limited                                      | TSINGTAO BREWERY CO LTD                            | CUSIP: Y8997D110<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     25800 | NS      | $239651.35    | 0.10%             |  |  |  | No            | 2                  | On Loan: No      |
| Aluminum Corporation of China Limited                                 | ALUMINUM CORP OF CHINA LTD                         | CUSIP: Y0094N125<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    414816 | NS      | $716229.58    | 0.30%             |  |  |  | No            | 2                  | On Loan: No      |
| Universal Scientific Industrial (Shanghai) Co., Ltd.                  | UNIVERSAL SCIENTIFIC INDUSTRIAL SHANGHAI CO LTD    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     67500 | NS      | $376151.14    | 0.16%             |  |  |  | No            | 2                  | On Loan: No      |
| Air China Limited                                                     | AIR CHINA LTD                                      | CUSIP: Y002A6138<br>LEI: 213800I9TWC9K22N4502 | Long             | EC               | CORP              | CN        |    425700 | NS      | $420518.19    | 0.18%             |  |  |  | No            | 2                  | On Loan: No      |
| TBEA CO., LTD.                                                        | TBEA CO LTD                                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    154820 | NS      | $613035.57    | 0.26%             |  |  |  | No            | 2                  | On Loan: No      |
| China National Chemical Engineering Co., Ltd                          | CHINA NATIONAL CHEMICAL ENGINEERING CO LTD         | CUSIP: Y1504G106<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    206610 | NS      | $260706.39    | 0.11%             |  |  |  | No            | 2                  | On Loan: No      |
| Metallurgical Corporation of China Ltd.                               | METALLURGICAL CORP OF CHINA LTD                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    580500 | NS      | $250500.04    | 0.11%             |  |  |  | No            | 2                  | On Loan: No      |
| Power Construction Corporation of China, Ltd.                         | POWER CONSTRUCTION CORP OF CHINA LTD               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    567600 | NS      | $465718.29    | 0.20%             |  |  |  | No            | 2                  | On Loan: No      |
| China CSSC Holdings Limited                                           | CHINA CSSC HOLDINGS LTD                            | CUSIP: Y1414Q103<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    232200 | NS      | $1419457.93   | 0.60%             |  |  |  | No            | 1                  | On Loan: No      |
| Shanghai International Airport Co., Ltd.                              | SHANGHAI INTERNATIONAL AIRPORT CO LTD              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     38722 | NS      | $154716.08    | 0.07%             |  |  |  | No            | 2                  | On Loan: No      |
| Guangzhou Baiyunshan Pharmaceutical Holdings Company Limited          | GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO LT | CUSIP: Y2932P114<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     51600 | NS      | $171191.47    | 0.07%             |  |  |  | No            | 2                  | On Loan: No      |
| Jiangxi Copper Company Limited                                        | JIANGXI COPPER CO LTD                              | CUSIP: Y4446C118<br>LEI: 3003002E74YFQ6MEZY56 | Long             | EC               | CORP              | CN        |     64900 | NS      | $437000.50    | 0.18%             |  |  |  | No            | 2                  | On Loan: No      |
| HUAYU Automotive Systems Company Limited                              | HUAYU AUTOMOTIVE SYSTEMS CO LTD                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    104000 | NS      | $284082.71    | 0.12%             |  |  |  | No            | 1                  | On Loan: No      |
| SINOLINK SECURITIES CO., LTD.                                         | SINOLINK SECURITIES CO LTD                         | CUSIP: N/A<br>LEI: 300300XTI3CMWAP25D43       | Long             | EC               | CORP              | CN        |    116500 | NS      | $153732.34    | 0.06%             |  |  |  | No            | 2                  | On Loan: No      |
| Zhejiang Longsheng Group Co., Ltd.                                    | ZHEJIANG LONGSHENG GROUP CO LTD                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    103200 | NS      | $198719.96    | 0.08%             |  |  |  | No            | 2                  | On Loan: No      |
| SICHUAN CHUANTOU ENERGY CO., LTD.                                     | SICHUAN CHUANTOU ENERGY CO LTD                     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    142100 | NS      | $318843.66    | 0.13%             |  |  |  | No            | 2                  | On Loan: No      |
| Shanghai Pharmaceuticals Holding Co., Ltd.                            | SHANGHAI PHARMACEUTICALS HOLDING CO LTD            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     90709 | NS      | $227176.18    | 0.10%             |  |  |  | No            | 2                  | On Loan: No      |
| AECC AVIATION POWER CO,LTD                                            | AECC AVIATION POWER CO LTD                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     90798 | NS      | $616472.10    | 0.26%             |  |  |  | No            | 2                  | On Loan: No      |
| BANK OF NANJING CO., LTD.                                             | BANK OF NANJING CO LTD                             | CUSIP: N/A<br>LEI: 300300C1086932000062       | Long             | EC               | CORP              | CN        |    412880 | NS      | $710168.71    | 0.30%             |  |  |  | No            | 1                  | On Loan: No      |
| COSCO SHIPPING Holdings Co., Ltd.                                     | COSCO SHIPPING HOLDINGS CO LTD                     | CUSIP: Y1839M117<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    387050 | NS      | $801886.22    | 0.34%             |  |  |  | No            | 2                  | On Loan: No      |
| CMOC Group Limited                                                    | CMOC GROUP LTD                                     | CUSIP: Y1503Z113<br>LEI: 2549008KG3638J59U652 | Long             | EC               | CORP              | CN        |    555700 | NS      | $1533228.28   | 0.64%             |  |  |  | No            | 2                  | On Loan: No      |
| ZHONGJIN GOLD CORP., LTD                                              | ZHONGJIN GOLD CORP LTD                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    154800 | NS      | $593845.70    | 0.25%             |  |  |  | No            | 2                  | On Loan: No      |
| INDUSTRIAL SECURITIES CO.,LTD.                                        | INDUSTRIAL SECURITIES CO LTD                       | CUSIP: N/A<br>LEI: 300300E1011435000093       | Long             | EC               | CORP              | CN        |    283808 | NS      | $252898.66    | 0.11%             |  |  |  | No            | 2                  | On Loan: No      |
| BEIJING TONG REN TANG CO., LTD                                        | BEIJING TONGRENTANG CO LTD                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     39275 | NS      | $159658.44    | 0.07%             |  |  |  | No            | 1                  | On Loan: No      |
| Shandong Gold Mining Co., Ltd.                                        | SHANDONG GOLD MINING CO LTD                        | CUSIP: Y76831109<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    116128 | NS      | $589412.00    | 0.25%             |  |  |  | No            | 2                  | On Loan: No      |
| ZHEJIANG CHINT ELECTRICS CO., LTD                                     | ZHEJIANG CHINT ELECTRICS CO LTD                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     64500 | NS      | $310148.17    | 0.13%             |  |  |  | No            | 2                  | On Loan: No      |
| Jinduicheng Molybdenum Co Ltd                                         | JINDUICHENG MOLYBDENUM CO LTD                      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     91300 | NS      | $263319.05    | 0.11%             |  |  |  | No            | 2                  | On Loan: No      |
| Yonghui Superstores Co., Ltd.                                         | YONGHUI SUPERSTORES CO LTD                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    296700 | NS      | $167539.46    | 0.07%             |  |  |  | No            | 2                  | On Loan: No      |
| Hainan Airlines Holding Co., Ltd.                                     | HAINAN AIRLINES HOLDING CO LTD                     | CUSIP: Y2981E119<br>LEI: 3003001VZDGYFHX8A697 | Long             | EC               | CORP              | CN        |   1277100 | NS      | $282294.02    | 0.12%             |  |  |  | No            | 1                  | On Loan: No      |
| Yankuang Energy Group Company Limited                                 | YANKUANG ENERGY GROUP CO LTD                       | CUSIP: N/A<br>LEI: 3003005N7A6HYZ4Z0K39       | Long             | EC               | CORP              | CN        |    193585 | NS      | $647526.77    | 0.27%             |  |  |  | No            | 1                  | On Loan: No      |
| YUTONG BUS CO., LTD.                                                  | ZHENGZHOU YUTONG BUS CO LTD                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     64700 | NS      | $335374.49    | 0.14%             |  |  |  | No            | 1                  | On Loan: No      |
| Shenergy Company Limited                                              | SHENERGY CO LTD                                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    167700 | NS      | $222413.47    | 0.09%             |  |  |  | No            | 1                  | On Loan: No      |
| China Eastern Airlines Corporation Limited                            | CHINA EASTERN AIRLINES CORP LTD                    | CUSIP: Y1407D101<br>LEI: 3003000KIOQE39Q7Y685 | Long             | EC               | CORP              | CN        |    568400 | NS      | $360434.91    | 0.15%             |  |  |  | No            | 2                  | On Loan: No      |
| Dongfang Electric Corporation Limited                                 | DONGFANG ELECTRIC CORP LTD                         | CUSIP: Y20958115<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     90390 | NS      | $518755.94    | 0.22%             |  |  |  | No            | 2                  | On Loan: No      |
| Huadian Power International Corporation Limited                       | HUADIAN POWER INTERNATIONAL CORP LTD               | CUSIP: Y3738Y119<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    335400 | NS      | $245305.48    | 0.10%             |  |  |  | No            | 2                  | On Loan: No      |
| CHINA XD ELECTRIC CO., LTD                                            | CHINA XD ELECTRIC CO LTD                           | CUSIP: Y1565A105<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    167700 | NS      | $417831.75    | 0.18%             |  |  |  | No            | 2                  | On Loan: No      |
| Shanxi Lu'an Environmental Energy Dev. Co., Ltd                       | SHANXI LU AN ENVIRONMENTAL ENERGY DEVELOPMENT CO L | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    103740 | NS      | $245407.27    | 0.10%             |  |  |  | No            | 1                  | On Loan: No      |
| Hundsun Technologies Inc.                                             | HUNDSUN TECHNOLOGIES INC                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     52332 | NS      | $206626.95    | 0.09%             |  |  |  | No            | 2                  | On Loan: No      |
| YONYOU NETWORK TECHNOLOGY CO.,LTD.                                    | YONYOU NETWORK TECHNOLOGY CO LTD                   | CUSIP: Y9042R104<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    116349 | NS      | $199857.94    | 0.08%             |  |  |  | No            | 2                  | On Loan: No      |
| Xiamen Tungsten Co., Ltd.                                             | XIAMEN TUNGSTEN CO LTD                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     52068 | NS      | $443163.15    | 0.19%             |  |  |  | No            | 2                  | On Loan: No      |
| China Southern Airlines Company Limited                               | CHINA SOUTHERN AIRLINES CO LTD                     | CUSIP: Y1R16E111<br>LEI: 529900AJQ1Q18ABYVX84 | Long             | EC               | CORP              | CN        |    374124 | NS      | $297009.98    | 0.12%             |  |  |  | No            | 2                  | On Loan: No      |
| FUYAO GLASS INDUSTRY GROUP CO., LTD.                                  | FUYAO GLASS INDUSTRY GROUP CO LTD                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     64500 | NS      | $558379.48    | 0.23%             |  |  |  | No            | 2                  | On Loan: No      |
| Sichuan Changhong Electric Co., Ltd.                                  | SICHUAN CHANGHONG ELECTRIC CO LTD                  | CUSIP: Y7931Y107<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    154800 | NS      | $198845.77    | 0.08%             |  |  |  | No            | 2                  | On Loan: No      |
| Soochow Securities Co., Ltd.                                          | SOOCHOW SECURITIES CO LTD                          | CUSIP: N/A<br>LEI: 300300E1008532000098       | Long             | EC               | CORP              | CN        |    137060 | NS      | $161868.82    | 0.07%             |  |  |  | No            | 2                  | On Loan: No      |
| Zhejiang China Commodities City Group Co., Ltd                        | ZHEJIANG CHINA COMMODITIES CITY GROUP CO LTD       | CUSIP: Y98916102<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    176100 | NS      | $343305.93    | 0.14%             |  |  |  | No            | 2                  | On Loan: No      |
| INNER MONGOLIA JUNZHENG ENERGY & CHEMICAL GROUP CO., LTD.             | INNER MONGOLIA JUNZHENG ENERGY CHEMICAL INDUSTRY   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    283800 | NS      | $232974.57    | 0.10%             |  |  |  | No            | 2                  | On Loan: No      |
| Western Mining Co., Ltd.                                              | WESTERN MINING CO LTD                              | CUSIP: Y9535G102<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     64500 | NS      | $282040.08    | 0.12%             |  |  |  | No            | 2                  | On Loan: No      |
| ZHANGZHOU PIENTZEHUANG PHARMACEUTICAL CO., LTD.                       | ZHANGZHOU PIENTZEHUANG PHARMACEUTICAL CO LTD       | CUSIP: Y9890Q109<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     19199 | NS      | $403442.48    | 0.17%             |  |  |  | No            | 1                  | On Loan: No      |
| GUANGDONG HEC TECHNOLOGY HOLDING CO., LTD                             | GUANGDONG HEC TECHNOLOGY HOLDING CO LTD            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    108000 | NS      | $563958.17    | 0.24%             |  |  |  | No            | 2                  | On Loan: No      |
| SHANXI XINGHUACUN FEN WINE FACTORY CO., LTD.                          | SHANXI XINGHUACUN FEN WINE FACTORY CO LTD          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     38741 | NS      | $813056.81    | 0.34%             |  |  |  | No            | 2                  | On Loan: No      |
| Fiberhome Telecommunication Technologies Co., Ltd.                    | FIBERHOME TELECOMMUNICATION TECHNOLOGIES CO LTD    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     40500 | NS      | $278862.85    | 0.12%             |  |  |  | No            | 2                  | On Loan: No      |
| China Merchants Energy Shipping Co., Ltd.                             | CHINA MERCHANTS ENERGY SHIPPING CO LTD             | CUSIP: Y15039129<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    250100 | NS      | $642402.12    | 0.27%             |  |  |  | No            | 2                  | On Loan: No      |
| KINGFA SCI. & TECH. CO., LTD.                                         | KINGFA SCI TECH CO LTD                             | CUSIP: Y4455H107<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     82200 | NS      | $207436.93    | 0.09%             |  |  |  | No            | 2                  | On Loan: No      |
| Shanghai Zhangjiang Hi-Tech Park Development Co.,Ltd                  | SHANGHAI ZHANGJIANG HIGH TECH PARK DEVELOPMENT CO  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     53200 | NS      | $287149.70    | 0.12%             |  |  |  | No            | 2                  | On Loan: No      |
| CHINA NATIONAL SOFTWARE & SERVICE COMPANY LIMITED                     | CHINA NATIONAL SOFTWARE SERVICE CO LTD             | CUSIP: Y1503P107<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     25820 | NS      | $143158.92    | 0.06%             |  |  |  | No            | 2                  | On Loan: No      |
| Zhejiang Juhua Co., Ltd.                                              | ZHEJIANG JUHUA CO LTD                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     90700 | NS      | $488642.50    | 0.21%             |  |  |  | No            | 2                  | On Loan: No      |
| Shandong Nanshan Aluminium Co., Ltd.                                  | SHANDONG NANSHAN ALUMINUM CO LTD                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    361200 | NS      | $286031.79    | 0.12%             |  |  |  | No            | 2                  | On Loan: No      |
| SHANGHAI ELECTRIC POWER CO., LTD.                                     | SHANGHAI ELECTRIC POWER CO LTD                     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     95100 | NS      | $236662.40    | 0.10%             |  |  |  | No            | 1                  | On Loan: No      |
| Jiangsu Zhongtian Technology Co., Ltd.                                | JIANGSU ZHONGTIAN TECHNOLOGY CO LTD                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    117100 | NS      | $571590.59    | 0.24%             |  |  |  | No            | 2                  | On Loan: No      |
| COSCO Shipping Energy Transportation Co., Ltd.                        | COSCO SHIPPING ENERGY TRANSPORTATION CO LTD        | CUSIP: Y1765K119<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    129049 | NS      | $407306.85    | 0.17%             |  |  |  | No            | 2                  | On Loan: No      |
| Sichuan Road & Bridge Group Co.,Ltd.                                  | SICHUAN ROAD AND BRIDGE GROUP CO LTD               | CUSIP: Y7932N100<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    245100 | NS      | $294187.37    | 0.12%             |  |  |  | No            | 2                  | On Loan: No      |
| YUNNAN YUNTIANHUA CO., LTD                                            | YUNNAN YUNTIANHUA CO LTD                           | CUSIP: Y9882C100<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     51600 | NS      | $274326.02    | 0.12%             |  |  |  | No            | 2                  | On Loan: No      |
| Shengyi Technology Co., Ltd.                                          | SHENGYI TECHNOLOGY CO LTD                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     77482 | NS      | $878646.75    | 0.37%             |  |  |  | No            | 2                  | On Loan: No      |
| Wolong Electric Group Co., Ltd.                                       | WOLONG ELECTRIC GROUP CO LTD                       | CUSIP: Y9891E105<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     51600 | NS      | $285900.82    | 0.12%             |  |  |  | No            | 1                  | On Loan: No      |
| TONGWEI CO.,LTD                                                       | TONGWEI CO LTD                                     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    164493 | NS      | $421759.03    | 0.18%             |  |  |  | No            | 2                  | On Loan: No      |
| Shanghai Baosight Software Co., Ltd.                                  | SHANGHAI BAOSIGHT SOFTWARE CO LTD                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     64505 | NS      | $215018.38    | 0.09%             |  |  |  | No            | 2                  | On Loan: No      |
| JCET Group Co., Ltd.                                                  | JCET GROUP CO LTD                                  | CUSIP: Y4447T102<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     64500 | NS      | $434336.32    | 0.18%             |  |  |  | No            | 2                  | On Loan: No      |
| Hangzhou Silan Microelectronics Co., Ltd.                             | HANGZHOU SILAN MICROELECTRONICS CO LTD             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     51600 | NS      | $219597.19    | 0.09%             |  |  |  | No            | 2                  | On Loan: No      |
| SHANDONG HUALU-HENGSHENG CHEMICAL CO.,LTD                             | SHANDONG HUALU HENGSHENG CHEMICAL CO LTD           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     64560 | NS      | $363851.42    | 0.15%             |  |  |  | No            | 1                  | On Loan: No      |
| Chongqing Afari Technology Co., Ltd.                                  | CHONGQING QIANLI TECHNOLOGY CO LTD                 | CUSIP: Y52761106<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    147100 | NS      | $241820.02    | 0.10%             |  |  |  | No            | 1                  | On Loan: No      |
| CHINA JUSHI CO., LTD                                                  | CHINA JUSHI CO LTD                                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    129050 | NS      | $655256.07    | 0.28%             |  |  |  | No            | 2                  | On Loan: No      |
| Jiangsu Hengli Hydraulic Co Ltd                                       | JIANGSU HENGLI HYDRAULIC CO LTD                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     44224 | NS      | $684666.83    | 0.29%             |  |  |  | No            | 2                  | On Loan: No      |
| Hengtong Optic-Electric CO.,LTD                                       | HENGTONG OPTIC ELECTRIC CO LTD                     | CUSIP: N/A<br>LEI: 655600VKTXMT2WKBE151       | Long             | EC               | CORP              | CN        |     83700 | NS      | $811476.91    | 0.34%             |  |  |  | No            | 2                  | On Loan: No      |
| SAILUN GROUP CO., LTD.                                                | SAILUN GROUP CO LTD                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     90300 | NS      | $184609.91    | 0.08%             |  |  |  | No            | 2                  | On Loan: No      |
| ANGEL YEAST CO., LTD                                                  | ANGEL YEAST CO LTD                                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     29696 | NS      | $163450.26    | 0.07%             |  |  |  | No            | 1                  | On Loan: No      |
| NINGBO SANXING MEDICAL ELECTRIC Co.,Ltd.                              | NINGBO SANXING MEDICAL ELECTRIC CO LTD             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     38700 | NS      | $114046.86    | 0.05%             |  |  |  | No            | 2                  | On Loan: No      |
| CNGR Advanced Material Co., Ltd.                                      | CNGR ADVANCED MATERIAL CO LTD                      | CUSIP: Y1R6PC105<br>LEI: 213800FP1O8DBRF5AI17 | Long             | EC               | CORP              | CN        |     25860 | NS      | $242993.38    | 0.10%             |  |  |  | No            | 2                  | On Loan: No      |
| Ningbo Deye Technology Co Ltd                                         | NINGBO DEYE TECHNOLOGY CO LTD                      | CUSIP: Y6368K101<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     27889 | NS      | $617608.58    | 0.26%             |  |  |  | No            | 2                  | On Loan: No      |
| Eastroc Beverage (Group) Co Ltd                                       | EASTROC BEVERAGE GROUP CO LTD                      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     15380 | NS      | $459347.61    | 0.19%             |  |  |  | No            | 2                  | On Loan: No      |
| China Resources Microelectronics Limited                              | CHINA RESOURCES MICROELECTRONICS LTD               | CUSIP: E100003S9<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |     39312 | NS      | $328156.77    | 0.14%             |  |  |  | No            | 2                  | On Loan: No      |
| Geovis Technology Co Ltd                                              | GEOVIS TECHNOLOGY CO LTD                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     27000 | NS      | $225033.11    | 0.09%             |  |  |  | No            | 2                  | On Loan: No      |
| Trina Solar Co., Ltd.                                                 | TRINA SOLAR CO LTD                                 | CUSIP: Y897BJ108<br>LEI: 30030040IFQ4UMZDUU48 | Long             | EC               | CORP              | CN        |     77400 | NS      | $197474.01    | 0.08%             |  |  |  | No            | 2                  | On Loan: No      |
| China Three Gorges Renewables (Group) Co., Ltd.                       | CHINA THREE GORGES RENEWABLES GROUP CO LTD         | CUSIP: Y1521K106<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    864300 | NS      | $518166.87    | 0.22%             |  |  |  | No            | 2                  | On Loan: No      |
| Biwin Storage Technology Co Ltd                                       | BIWIN STORAGE TECHNOLOGY CO LTD                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     14161 | NS      | $560265.29    | 0.24%             |  |  |  | No            | 2                  | On Loan: No      |
| Capital Securities Corporation Limited                                | CAPITAL SECURITIES CO LTD                          | CUSIP: N/A<br>LEI: 300300E1001911000094       | Long             | EC               | CORP              | CN        |     64500 | NS      | $157575.82    | 0.07%             |  |  |  | No            | 2                  | On Loan: No      |
| Yuanjie Semiconductor Technology Co Ltd                               | YUANJIE SEMICONDUCTOR TECHNOLOGY CO LTD            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |      2587 | NS      | $603843.45    | 0.25%             |  |  |  | No            | 2                  | On Loan: No      |
| ZANGGE MINING COMPANY LIMITED                                         | ZANGGE MINING CO LTD                               | CUSIP: Y9885K117<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     51657 | NS      | $681329.76    | 0.29%             |  |  |  | No            | 2                  | On Loan: No      |
| Shanghai Rural Commercial Bank Co., Ltd.                              | SHANGHAI RURAL COMMERCIAL BANK CO LTD              | CUSIP: Y7690Q113<br>LEI: 300300C1122131000095 | Long             | EC               | CORP              | CN        |    309600 | NS      | $406719.25    | 0.17%             |  |  |  | No            | 2                  | On Loan: No      |
| SUPCON Technology Co Ltd                                              | SUPCON TECHNOLOGY CO LTD                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     25828 | NS      | $301278.22    | 0.13%             |  |  |  | No            | 2                  | On Loan: No      |
| CSI Solar Co., Ltd.                                                   | CSI SOLAR CO LTD                                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    129000 | NS      | $275114.16    | 0.12%             |  |  |  | No            | 2                  | On Loan: No      |
| Shengyi Electronics Co Ltd                                            | SHENGYI ELECTRONICS CO LTD                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     25800 | NS      | $419784.38    | 0.18%             |  |  |  | No            | 2                  | On Loan: No      |
| Shenzhen Techwinsemi Technology Co Ltd                                | SHENZHEN TECHWINSEMI TECHNOLOGY CO LTD             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |      6800 | NS      | $533327.05    | 0.22%             |  |  |  | No            | 2                  | On Loan: No      |
| Hygon Information Technology Co Ltd                                   | HYGON INFORMATION TECHNOLOGY CO LTD                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     73759 | NS      | $3239660.23   | 1.36%             |  |  |  | No            | 2                  | On Loan: No      |
| CICT Mobile Communication Technology Co Ltd                           | CICT MOBILE COMMUNICATION TECHNOLOGY CO LTD        | CUSIP: N/A<br>LEI: 30030034TNZ5SU6CVR28       | Long             | EC               | CORP              | CN        |    108000 | NS      | $310739.48    | 0.13%             |  |  |  | No            | 2                  | On Loan: No      |
| Guobo Electronics Co Ltd                                              | GUOBO ELECTRONICS CO LTD                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     12600 | NS      | $227271.69    | 0.10%             |  |  |  | No            | 2                  | On Loan: No      |
| Sharetronic Data Technology Co Ltd                                    | SHARETRONIC DATA TECHNOLOGY CO LTD                 | CUSIP: Y7T0JR107<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     18060 | NS      | $694116.04    | 0.29%             |  |  |  | No            | 2                  | On Loan: No      |
| LONGi Green Energy Technology Co., Ltd.                               | LONGI GREEN ENERGY TECHNOLOGY CO LTD               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    245146 | NS      | $593486.96    | 0.25%             |  |  |  | No            | 2                  | On Loan: No      |
| Changzhou Xingyu Automotive Lighting Systems Co., Ltd.                | CHANGZHOU XINGYU AUTOMOTIVE LIGHTING SYSTEMS CO LT | CUSIP: Y1297L106<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8697 | NS      | $158806.10    | 0.07%             |  |  |  | No            | 2                  | On Loan: No      |
| Zhejiang Zheneng Electric Power CO., LTD                              | ZHEJIANG ZHENENG ELECTRIC POWER CO LTD             | CUSIP: Y9897X107<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    374100 | NS      | $312747.39    | 0.13%             |  |  |  | No            | 2                  | On Loan: No      |
| Shaanxi Coal Industry Company Limited                                 | SHAANXI COAL INDUSTRY CO LTD                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    322501 | NS      | $1233260.32   | 0.52%             |  |  |  | No            | 2                  | On Loan: No      |
| Huaqin Co.,Ltd.                                                       | HUAQIN TECHNOLOGY CO LTD                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     25800 | NS      | $394081.49    | 0.17%             |  |  |  | No            | 2                  | On Loan: No      |
| HUA HONG SEMICONDUCTOR LIMITED                                        | HUA HONG SEMICONDUCTOR LTD                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | HK        |     13060 | NS      | $273195.43    | 0.11%             |  |  |  | No            | 2                  | On Loan: No      |
| Shandong Hongqiao Aluminum Industry Holding Company Limited           | SHANDONG HONGQIAO ALUMINUM INDUSTRY HOLDING CO LTD | CUSIP: Y7683V103<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     94600 | NS      | $347457.54    | 0.15%             |  |  |  | No            | 2                  | On Loan: No      |
| Nexchip Semiconductor Corporation                                     | NEXCHIP SEMICONDUCTOR CORP                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     62372 | NS      | $311027.09    | 0.13%             |  |  |  | No            | 2                  | On Loan: No      |
| Skyverse Technology Co Ltd                                            | SKYVERSE TECHNOLOGY CO LTD                         | CUSIP: Y806WC101<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     10600 | NS      | $307097.23    | 0.13%             |  |  |  | No            | 2                  | On Loan: No      |
| United Nova Technology Co.,Ltd.                                       | UNITED NOVA TECHNOLOGY CO LTD                      | CUSIP: Y7T7U2104<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    278291 | NS      | $282520.31    | 0.12%             |  |  |  | No            | 2                  | On Loan: No      |
| Chengtun Mining Group Co., Ltd.                                       | CHENGTUN MINING GROUP CO LTD                       | CUSIP: Y9722H103<br>LEI: 213800BAQT9T6LO1P311 | Long             | EC               | CORP              | CN        |     94500 | NS      | $192494.19    | 0.08%             |  |  |  | No            | 2                  | On Loan: No      |
| Foshan Haitian Flavouring and Food Co Ltd                             | FOSHAN HAITIAN FLAVOURING FOOD CO LTD              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    142319 | NS      | $806181.81    | 0.34%             |  |  |  | No            | 2                  | On Loan: No      |
| Jiangsu King's Luck Brewery Joint-Stock Co Ltd                        | JIANGSU KING S LUCK BREWERY JSC LTD                | CUSIP: Y444JU106<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     26390 | NS      | $106204.93    | 0.04%             |  |  |  | No            | 2                  | On Loan: No      |
| Dongxing Securities Corporation Limited                               | DONGXING SECURITIES CO LTD                         | CUSIP: N/A<br>LEI: 3003005E7NY9IQW9AF89       | Long             | EC               | CORP              | CN        |     94839 | NS      | $184163.82    | 0.08%             |  |  |  | No            | 2                  | On Loan: No      |
| Ningbo Tuopu Group Co., Ltd.                                          | NINGBO TUOPU GROUP CO LTD                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     59492 | NS      | $530712.11    | 0.22%             |  |  |  | No            | 2                  | On Loan: No      |
| GUOTAI HAITONG SECURITIES CO., LTD.                                   | GUOTAI JUNAN SECURITIES CO LTD                     | CUSIP: Y2R614107<br>LEI: 300300E1005431000017 | Long             | EC               | CORP              | CN        |    438645 | NS      | $1038600.85   | 0.44%             |  |  |  | No            | 2                  | On Loan: No      |
| China National Nuclear Power Co., Ltd                                 | CHINA NATIONAL NUCLEAR POWER CO LTD                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |    645047 | NS      | $849990.79    | 0.36%             |  |  |  | No            | 2                  | On Loan: No      |
| Seres Group Co.,Ltd.                                                  | SERES GROUP CO LTD                                 | CUSIP: Y1586E102<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     51600 | NS      | $673552.69    | 0.28%             |  |  |  | No            | 2                  | On Loan: No      |
| Bank of Jiangsu Co., Ltd.                                             | BANK OF JIANGSU CO LTD                             | CUSIP: N/A<br>LEI: 300300C1086832000046       | Long             | EC               | CORP              | CN        |    593400 | NS      | $980402.34    | 0.41%             |  |  |  | No            | 2                  | On Loan: No      |
| BANK OF HANGZHOU CO., LTD.                                            | BANK OF HANGZHOU CO LTD                            | CUSIP: N/A<br>LEI: 300300C1092033000075       | Long             | EC               | CORP              | CN        |    219388 | NS      | $558807.13    | 0.23%             |  |  |  | No            | 1                  | On Loan: No      |
| YTO Express Group Co.,Ltd.                                            | YTO EXPRESS GROUP CO LTD                           | CUSIP: Y1963V107<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    106244 | NS      | $334863.69    | 0.14%             |  |  |  | No            | 2                  | On Loan: No      |
| Shenzhen Goodix Technology Co Ltd                                     | SHENZHEN GOODIX TECHNOLOGY CO LTD                  | CUSIP: Y774BW100<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     12900 | NS      | $123149.70    | 0.05%             |  |  |  | No            | 2                  | On Loan: No      |
| Shenzhen Kinwong Electronic Co.,Ltd.                                  | SHENZHEN KINWONG ELECTRONIC CO LTD                 | CUSIP: N/A<br>LEI: 836800OETKP19M29TI35       | Long             | EC               | CORP              | CN        |     31800 | NS      | $331327.98    | 0.14%             |  |  |  | No            | 2                  | On Loan: No      |
| China Galaxy Securities Co., Ltd.                                     | CHINA GALAXY SECURITIES CO LTD                     | CUSIP: Y1R92J117<br>LEI: 3003008KFQXO06OK8582 | Long             | EC               | CORP              | CN        |    232200 | NS      | $436511.23    | 0.18%             |  |  |  | No            | 2                  | On Loan: No      |
| SDIC Capital Co., Ltd.                                                | SDIC CAPITAL CO LTD                                | CUSIP: Y8045P107<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    206400 | NS      | $203316.77    | 0.09%             |  |  |  | No            | 2                  | On Loan: No      |
| ENN Natural Gas Co., Ltd.                                             | ENN NATURAL GAS CO LTD                             | CUSIP: Y3119Q107<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     90300 | NS      | $267810.14    | 0.11%             |  |  |  | No            | 1                  | On Loan: No      |
| HANGZHOU FIRST APPLIED MATERIAL CO., LTD.                             | HANGZHOU FIRST APPLIED MATERIAL CO LTD             | CUSIP: Y29846105<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     87054 | NS      | $239771.93    | 0.10%             |  |  |  | No            | 2                  | On Loan: No      |
| Zhejiang Weiming Environment Protection Co., Ltd.                     | ZHEJIANG WEIMING ENVIRONMENT PROTECTION CO LTD     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     51613 | NS      | $162638.69    | 0.07%             |  |  |  | No            | 2                  | On Loan: No      |
| ORIENT SECURITIES COMPANY LIMITED                                     | ORIENT SECURITIES CO LTD CHINA                     | CUSIP: Y6S79P100<br>LEI: 300300E1005131000066 | Long             | EC               | CORP              | CN        |    240421 | NS      | $331240.52    | 0.14%             |  |  |  | No            | 2                  | On Loan: No      |
| Founder Technology Group Co.,Ltd.                                     | FOUNDER TECHNOLOGY GROUP CORP                      | CUSIP: Y2620T105<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    135000 | NS      | $233177.67    | 0.10%             |  |  |  | No            | 2                  | On Loan: No      |
| Chifeng Jilong Gold Mining Co., Ltd.                                  | CHIFENG JILONG GOLD MINING CO LTD                  | CUSIP: Y2931K108<br>LEI: 300300PUFBCIZ7STN538 | Long             | EC               | CORP              | CN        |     54600 | NS      | $306743.90    | 0.13%             |  |  |  | No            | 2                  | On Loan: No      |
| Spring Airlines Co., Ltd.                                             | SPRING AIRLINES CO LTD                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |     34900 | NS      | $241525.53    | 0.10%             |  |  |  | No            | 2                  | On Loan: No      |
| Everbright Securities Company Limited                                 | EVERBRIGHT SECURITIES CO LTD                       | CUSIP: Y2357S106<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    129400 | NS      | $288637.37    | 0.12%             |  |  |  | No            | 2                  | On Loan: No      |
| FTSE CHINA A50 MAY26                                                  | FTSE CHINA A50 MAY26                               | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | SG        |        43 | NC      | $869.15       | 0.00%             |  |  |  | No            | 1                  | On Loan: No      |

### Signature

**Date Signed:** 2026-06-01

**Name of Applicant:** iShares Trust

**Signature:** Chuck Pulsfort

**Name of Signer:** Chuck Pulsfort

**Title:** Assistant Treasurer