# EDGAR Filing Document

**Accession Number:** 0001579982
**File Stem:** 0000940400-26-025084
**Filing Date:** 2026-6
**Character Count:** 33078
**Document Hash:** 0b8bbe4fc49fb237f07dbf825de27bdd
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-025084.hdr.sgml**: 20260623

**ACCESSION NUMBER**: 0000940400-26-025084

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260430

**FILED AS OF DATE**: 20260623

**DATE AS OF CHANGE**: 20260623

**PERIOD START**: 20260731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ARK ETF Trust
- **CENTRAL INDEX KEY:** 0001579982

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22883
- **FILM NUMBER:** 261109973

**BUSINESS ADDRESS:**
- **STREET 1:** 155 WEST 19TH STREET, FIFTH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011
- **BUSINESS PHONE:** 212.426.7040

**MAIL ADDRESS:**
- **STREET 1:** 155 WEST 19TH STREET, FIFTH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Ark ETF Trust
- **DATE OF NAME CHANGE:** 20130624

## Series and Classes Contracts Data

### ARK Innovation ETF (Series ID: S000042977)

| Class ID   | Class Name         | Ticker Symbol   |
|:---|:---|:---|
| C000133121 | ARK Innovation ETF | ARKK            |

## Nport-Ex

Schedule of Investments

ARK Innovation ETF

April 30, 2026 (Unaudited)

---

| | | |
|:---|:---|:---|
| **Investments** | **Shares** | **Value** |
| **COMMON STOCKS–97.3%** | | |
| **Aerospace & Defense - 3.6%** | **Aerospace & Defense - 3.6%** | **Aerospace & Defense - 3.6%** |
| Archer Aviation, Inc., Class A\* | 17544599 | $100705998 |
| BWX Technologies, Inc. | 300508 | 65026926 |
| Kratos Defense & Security Solutions, Inc.\* | 1080866 | 68148602 |
| &nbsp;&nbsp;&nbsp;Total Aerospace & Defense |  | 233881526 |
| **Automobiles - 9.7%** |  |  |
| Tesla, Inc.\* | 1653653 | 631083594 |
| **Biotechnology - 16.3%** |  |  |
| Beam Therapeutics, Inc.\*<sup>†</sup> | 6538304 | 198306760 |
| CRISPR Therapeutics AG (Switzerland)\*<sup>†(a)</sup> | 6168251 | 322846257 |
| Intellia Therapeutics, Inc.\*<sup>†(a)</sup> | 9902541 | 133486253 |
| Natera, Inc.\* | 369404 | 76156328 |
| Recursion Pharmaceuticals, Inc., Class A\*<sup>(a)</sup> | 21733974 | 75199550 |
| Twist Bioscience Corp.\*<sup>†</sup> | 3382664 | 197716711 |
| Veracyte, Inc.\* | 1760142 | 57943875 |
| &nbsp;&nbsp;&nbsp;Total Biotechnology |  | 1061655734 |
| **Broadline Retail - 3.6%** |  |  |
| Alibaba Group Holding Ltd. (China)<sup>(b)</sup> | 451541 | 59549227 |
| Amazon.com, Inc.\* | 654566 | 173499264 |
| &nbsp;&nbsp;&nbsp;Total Broadline Retail |  | 233048491 |
| **Capital Markets - 10.9%** |  |  |
| Bullish (Cayman Islands)\*<sup>(a)</sup> | 3990648 | 150567149 |
| Coinbase Global, Inc., Class A\* | 1460978 | 274327839 |
| Robinhood Markets, Inc., Class A\* | 3825835 | 278865113 |
| &nbsp;&nbsp;&nbsp;Total Capital Markets |  | 703760101 |
| **Consumer Finance - 0.6%** |  |  |
| SoFi Technologies, Inc.\* | 2176477 | 35041280 |
| **Electrical Equipment - 1.3%** |  |  |
| X-Energy, Inc.\*<sup>(a)</sup> | 2617454 | 83051815 |
| **Entertainment - 7.5%** |  |  |
| Brera Holdings PLC, Class B (Ireland)\*<sup>†(a)</sup> | 4219810 | 3216339 |
| ROBLOX Corp., Class A\* | 3607025 | 199324202 |
| Roku, Inc.\* | 2407993 | 280675664 |
| &nbsp;&nbsp;&nbsp;Total Entertainment |  | 483216205 |
| **Financial Services - 1.5%** |  |  |
| Block, Inc.\* | 1411163 | 99501103 |
| **Health Care Equipment & Supplies - 0.3%** | **Health Care Equipment & Supplies - 0.3%** |  |
| Cerus Corp.\* | 9642735 | 19574752 |
| **Health Care Providers & Services - 0.8%** |  |  |
| GeneDx Holdings Corp.\* | 831221 | 52275489 |
| **Interactive Media & Services - 3.1%** |  |  |
| Alphabet, Inc., Class C | 250688 | 95747774 |
| Baidu, Inc. (China)\*<sup>(a)(b)</sup> | 530266 | 67094557 |
| Meta Platforms, Inc., Class A | 63735 | 39000084 |
| &nbsp;&nbsp;&nbsp;Total Interactive Media & Services |  | 201842415 |

---

---

| | | |
|:---|:---|:---|
| **Investments** | **Shares** | **Value** |
| **IT Services - 7.2%** | **IT Services - 7.2%** | **IT Services - 7.2%** |
| CoreWeave, Inc., Class A\* | 1656952 | $184915843 |
| Shopify, Inc., Class A (Canada)\* | 2340995 | 283564725 |
| &nbsp;&nbsp;&nbsp;&nbsp;Total IT Services |  | 468480568 |
| **Life Sciences Tools & Services - 9.2%** |  |  |
| 10X Genomics, Inc., Class A\*<sup>†</sup> | 6786735 | 149647507 |
| Illumina, Inc.\* | 614284 | 77854354 |
| Pacific Biosciences of California, Inc.\* | 14733201 | 23425790 |
| Tempus AI, Inc.\*<sup>(a)</sup> | 6257544 | 347168541 |
| &nbsp;&nbsp;&nbsp;&nbsp;Total Life Sciences Tools & Services |  | 598096192 |
| **Machinery - 1.2%** |  |  |
| Deere & Co. | 133860 | 78959998 |
| **Semiconductors & Semiconductor Equipment - 11.0%** | **Semiconductors & Semiconductor Equipment - 11.0%** |  |
| Advanced Micro Devices, Inc.\* | 947960 | 336042340 |
| Broadcom, Inc. | 180911 | 75517679 |
| NVIDIA Corp. | 385802 | 76994505 |
| Taiwan Semiconductor Manufacturing Co. Ltd. (Taiwan)<sup>(b)</sup> | 237249 | 93964839 |
| Teradyne, Inc. | 368821 | 126678949 |
| &nbsp;&nbsp;&nbsp;&nbsp;Total Semiconductors & Semiconductor Equipment |  | 709198312 |
| **Software - 9.5%** |  |  |
| BitMine Immersion Technologies, Inc.<sup>(a)</sup> | 6142198 | 131443037 |
| Circle Internet Group, Inc.\* | 2740801 | 249083995 |
| Figma, Inc., Class A\*<sup>(a)</sup> | 1754068 | 31047004 |
| Palantir Technologies, Inc., Class A\* | 1459885 | 203084602 |
| &nbsp;&nbsp;&nbsp;&nbsp;Total Software |  | 614658638 |
| **Total Common Stocks** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;(Cost $9,303,519,870) |  | 6307326213 |
| **PREFERRED STOCK–2.7%** |  |  |
| **Software - 2.7%** |  |  |
| OpenAI Group PBC\*<sup>(c)</sup><br> (Cost $174,999,812) | 254476 | 174999812 |
| **WARRANTS–0.1%** |  |  |
| **Entertainment - 0.1%** |  |  |
| Brera Holdings PLC | 4316257 | 2028641 |
| **Total Warrants** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;(Cost $–) |  | 2028641 |
| **MONEY MARKET FUND–0.0%<sup>(d)</sup>** |  |  |
| Goldman Sachs Financial Square Treasury Obligations Fund, 3.54%<sup>(e)</sup> |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;(Cost $2,443,616) | 2443616 | 2443616 |
| **Total Investments–100.1%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;(Cost $9,480,963,298) |  | **6486798282** |
| Liabilities in Excess of Other Assets–(0.1)% |  | (4331368) |
| **Net Assets–100.0%** |  | $**6482466914** |

---

---

| | |
|:---|:---|
| \* | Non-income producing security |
| † | Affiliated security |
| (a) | All or a portion of the security was on loan. The aggregate market value of the securities on loan was $510,558,497; total market value of the collateral held by the fund was $487,389,689.The total market value of the collateral includes non-cash U.S. Treasury securities collateral having a value of $487,389,689. |
| (b) | American Depositary Receipt |
| (c) | Investment fair valued by ARK Investment Management LLC (the "Adviser") in accordance with the Adviser's valuation policies and procedures that were reviewed by, and are subject to the oversight of, the Board of Trustees. For fair value measurement disclosure purposes, investment is classified as Level 3. |
| (d) | Less than 0.05% |
| (e) | Rate shown represents annualized 7-day yield as of April 30, 2026. |

---

Schedule of Investments (continued)<br> ARK Innovation ETF

April 30, 2026 (Unaudited)

**Affiliated Issuer Transactions**

An affiliated company is a company in which the Fund has ownership of at least 5% of the voting securities, or a company that is under common ownership or control. Period-to-date transactions with companies which are or were affiliates are as follows:

---

| | | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| **Value ($) at<br> 7/31/2025<sup>(a)</sup>** | **Purchases<br> Cost ($)** | **Sales Proceeds<br> ($)** | **Net Realized<br> Gain/(Loss) on<br> investments in <br> affiliated<br> securities ($)** | **Net Change in<br> Unrealized<br> Appreciation<br> (Depreciation)<br> on investments<br> in affiliated<br> securities ($)** | **Net Change in<br> Unrealized<br> Appreciation<br> (Depreciation)<br> on investments<br> in non-affiliated<br> securities ($)** | **Affiliated<br> Dividend<br> Income<br> ($)** | **Capital Gain<br> Distributions ($)** | **Number of<br> Shares at<br> 4/30/2026** | **Value ($) at<br> 4/30/2026<sup>(a)</sup>** |
| **Common Stocks — 15.5%** | **Common Stocks — 15.5%** | **Common Stocks — 15.5%** | | | | | | |  |
| Biotechnology — 13.1% | Biotechnology — 13.1% | Biotechnology — 13.1% | Biotechnology — 13.1% | Biotechnology — 13.1% | Biotechnology — 13.1% | Biotechnology — 13.1% | Biotechnology — 13.1% | Biotechnology — 13.1% |  |
| Beam Therapeutics, Inc. | Beam Therapeutics, Inc. | Beam Therapeutics, Inc. | Beam Therapeutics, Inc. | Beam Therapeutics, Inc. | Beam Therapeutics, Inc. | Beam Therapeutics, Inc. | Beam Therapeutics, Inc. | Beam Therapeutics, Inc. |  |
| 145737455 | 575612871 | (609259717) | 2113738 | 84102413 |  |  |  | 6538304 | 198306760 |
| CRISPR Therapeutics AG | CRISPR Therapeutics AG | CRISPR Therapeutics AG |  |  |  |  |  |  |  |
| 429040448 | 1158936980 | (1241282732) | 22627056 | (46475495) |  |  |  | 6168251 | 322846257 |
| Intellia Therapeutics, Inc. | Intellia Therapeutics, Inc. | Intellia Therapeutics, Inc. |  |  |  |  |  |  |  |
| 111158927 | 317685101 | (316172069) | (18474841) | 39289135 |  |  |  | 9902541 | 133486253 |
| Twist Bioscience Corp. | Twist Bioscience Corp. | Twist Bioscience Corp. |  |  |  |  |  |  |  |
| 137016861 | 440573074 | (485851104) | (11650059) | 117627939 |  |  |  | 3382664 | 197716711 |
| Entertainment — 0.1% | Entertainment — 0.1% | Entertainment — 0.1% |  |  |  |  |  |  |  |
| Brera Holdings PLC | Brera Holdings PLC | Brera Holdings PLC |  |  |  |  |  |  |  |
|  | 47940086 | (20430814) | (4104586) | (20188347) |  |  |  | 4219810 | 3216339 |
| Health Care Equipment & Supplies — 0.0% | Health Care Equipment & Supplies — 0.0% | Health Care Equipment & Supplies — 0.0% |  |  |  |  |  |  |  |
| Cerus Corp. <sup>^</sup> | Cerus Corp. <sup>^</sup> | Cerus Corp. <sup>^</sup> |  |  |  |  |  |  |  |
| 14913051 | 52520000 | (55034809) | (673634) | 51450709 | (43600565) |  |  | 9642735 | 19574752 |
| Life Sciences Tools & Services — 2.3% | Life Sciences Tools & Services — 2.3% | Life Sciences Tools & Services — 2.3% |  |  |  |  |  |  |  |
| 10X Genomics, Inc. | 10X Genomics, Inc. | 10X Genomics, Inc. |  |  |  |  |  |  |  |
| 136088916 | 352715546 | (406052235) | (137784561) | 204679841 |  |  |  | 6786735 | 149647507 |
| Pacific Biosciences of California, Inc. <sup>^</sup> | Pacific Biosciences of California, Inc. <sup>^</sup> | Pacific Biosciences of California, Inc. <sup>^</sup> |  |  |  |  |  |  |  |
| 33052192 | 80028134 | (88910549) | (35406542) | 338991815 | (304329260) |  |  | 14733201 | 23425790 |
| Software — 0.0% | Software — 0.0% | Software — 0.0% |  |  |  |  |  |  |  |
| PagerDuty, Inc. <sup>^</sup> | PagerDuty, Inc. <sup>^</sup> | PagerDuty, Inc. <sup>^</sup> |  |  |  |  |  |  |  |
| 121452432 | 210842289 | (277897780) | (186598801) | 132201860 | $– | – | – | – | – |
| $1128460282 | $3236854081 | $(3500891809) | $(369952230) | $901679870 | $(347929825) | $&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;– | $&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;– | 36998305 | $1005219827 |

---

---

| | |
|:---|:---|
| ^ | As of April 30, 2026, the company was no longer considered to be an affiliated security. |
| (a) | The fair value and number of shares of securities are only displayed at the beginning and end of each reporting period when such securities were considered an affiliate as of each date. Refer to the Schedule of Investments for view the fair value and number of shares as of April 30, 2026. |

---

Schedule of Investments (continued)<br> ARK Innovation ETF

April 30, 2026 (Unaudited)

**Fair Value Measurement**

The Fund discloses the fair value of its investments in a hierarchy that distinguishes between: (i) market participant assumptions developed based on market data obtained from sources independent of the Fund (observable inputs) and (ii) the Fund's own assumptions about market participant assumptions developed based on the best information available under the circumstances (unobservable inputs). The three levels defined by the hierarchy are as follows:

• **Level 1** — Quoted prices in active markets for identical assets.

• **Level 2** — Other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.).

• **Level 3** — Significant unobservable inputs (including each Fund's own assumptions in determining the fair value of investments).

The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.

The following is a summary of the valuations as of April 30, 2026, based upon the three levels defined above:

---

| | | | | |
|:---|:---|:---|:---|:---|
| **ARK Innovation ETF** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| **Assets** | | | | |
| Common Stocks<sup>‡</sup> | $6307326213 | $&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;– | $– | $6307326213 |
| Preferred Stock<sup>‡</sup> |  |  | 174999812 | 174999812 |
| Warrants | 2028641 |  |  | 2028641 |
| Money Market Fund | 2443616 | – | – | 2443616 |
| Total | $6311798470 | $– | $174999812 | $6486798282 |

---

‡ Please refer to the Schedule of Investments to view securities segregated by industry type.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ARK ETF Trust

- **b. Investment Company Act file number:** 811-22883

- **c. CIK number of Registrant:** 0001579982

- **d. LEI of Registrant:** 2549000Z0EWMH3U0CQ16

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 200 Central Avenue

  - **City:** St. Petersburg

  - **State:** FL

  - **Foreign country:** US

  - **Zip / Postal Code:** 33701

  - **Telephone number:** 727-810-8160

**Item A.2. Information about the Series.**

- **a. Name of Series:** ARK Innovation ETF

- **b. EDGAR series identifier (if any):** S000042977

- **c. LEI of Series:** 254900636IK9WKHH6949

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-07-31

- **b. Date as of which information is reported:** 2026-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $6521307106.71

**Total Liabilities:** $38840192.62

**Net Assets:** $6482466914.09

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000133121 | -2.52%               | -7.39%               | 12.07%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-332155690.46           | $174224123.83                              |
| Month 2  | $-136045198.78           | $-346299042.72                             |
| Month 3  | $267755248.28            | $424825561.47                              |

### Schedule of Portfolio Investments

| Name                                                     | Title                                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| KRATOS DEFENSE & SECURITY SOLUTIONS INC                  | KRATOS DEFENSE & SECURITY SOLUTIONS INC COM NEW              | CUSIP: 50077B207<br>LEI: 5493000EKBN0UY1F3F88 | Long             | EC               | CORP              | US        |   1080866 | NS      | $68148601.30  | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| DEERE & COMPANY                                          | DEERE & COMPANY COM                                          | CUSIP: 244199105<br>LEI: PWFTNG3EI0Y73OXWDH08 | Long             | EC               | CORP              | US        |    133860 | NS      | $78959998.20  | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| PALANTIR TECHNOLOGIES INC                                | PALANTIR TECHNOLOGIES INC CL A                               | CUSIP: 69608A108<br>LEI: 549300UVN46B3BBDHO85 | Long             | EC               | CORP              | US        |   1459885 | NS      | $203084602.35 | 3.13%             |  |  |  | No            |                  1 | On Loan: No      |
| TERADYNE INC                                             | TERADYNE INC COM                                             | CUSIP: 880770102<br>LEI: C3X4YJ278QNZHRJULN75 | Long             | EC               | CORP              | US        |    368821 | NS      | $126678948.87 | 1.95%             |  |  |  | No            |                  1 | On Loan: No      |
| ILLUMINA INC                                             | ILLUMINA INC COM                                             | CUSIP: 452327109<br>LEI: SQ95QG8SR5Q56LSNF682 | Long             | EC               | CORP              | US        |    614284 | NS      | $77854354.16  | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| BRERA HOLDINGS PLC                                       | BRERA HOLDINGS PLC COM CL B NEW                              | CUSIP: 000000000<br>LEI: 984500EE55766B5O3803 | Long             | EC               | CORP              | IE        |   4219810 | NS      | $3216339.18   | 0.05%             |  |  |  | No            |                  1 | On Loan: —       |
| OPENAI GROUP PBC SERIES C                                | OPENAI GROUP PBC SERIES C                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    254476 | NS      | $174999811.56 | 2.70%             |  |  |  | No            |                  3 | On Loan: No      |
| BITMINE IMMERSION TECHNOLOGIES INC                       | BITMINE IMMERSION TECHNOLOGIES INC COM NEW                   | CUSIP: 09175A206<br>LEI: 254900TGJJ1D9JNAQT27 | Long             | EC               | CORP              | US        |   6142198 | NS      | $131443037.20 | 2.03%             |  |  |  | No            |                  1 | On Loan: —       |
| BLOCK INC                                                | BLOCK INC CL A                                               | CUSIP: 852234103<br>LEI: 549300OHIIUWSTIZME52 | Long             | EC               | CORP              | US        |   1411163 | NS      | $99501103.13  | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| CIRCLE INTERNET GROUP INC                                | CIRCLE INTERNET GROUP INC COM CL A                           | CUSIP: 172573107<br>LEI: 254900HFVVR6NPMQVN93 | Long             | EC               | CORP              | US        |   2740801 | NS      | $249083994.88 | 3.84%             |  |  |  | No            |                  1 | On Loan: No      |
| VERACYTE INC                                             | VERACYTE INC COM                                             | CUSIP: 92337F107<br>LEI: 529900ESWZRHXOW27Z37 | Long             | EC               | CORP              | US        |   1760142 | NS      | $57943874.64  | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Financial Square Treasury Obligations Fund | Goldman Sachs Financial Square Treasury Obligations Fund     | CUSIP: 000000000<br>LEI: 549300C0TCI4VJPGCS21 | Long             | STIV             | RF                | US        |   2443616 | NS      | $2443616.47   | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| BAIDU INC                                                | BAIDU INC SPON ADR REP A                                     | CUSIP: 056752108<br>LEI: 254900AL64IANZYI1E02 | Long             | EC               | CORP              | KY        |    530266 | NS      | $67094556.98  | 1.04%             |  |  |  | No            |                  1 | On Loan: —       |
| SOFI TECHNOLOGIES INC                                    | SOFI TECHNOLOGIES INC COM                                    | CUSIP: 83406F102<br>LEI: 549300SW81JCMVZDDY09 | Long             | EC               | CORP              | US        |   2176477 | NS      | $35041279.70  | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| COREWEAVE INC                                            | COREWEAVE INC COM CL A                                       | CUSIP: 21873S108<br>LEI: 984500511DP2B6186053 | Long             | EC               | CORP              | US        |   1656952 | NS      | $184915843.20 | 2.85%             |  |  |  | No            |                  1 | On Loan: No      |
| NATERA INC                                               | NATERA INC COM                                               | CUSIP: 632307104<br>LEI: 529900CQ3OZ0A0VYVU59 | Long             | EC               | CORP              | US        |    369404 | NS      | $76156328.64  | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| ROKU INC                                                 | ROKU INC COM CL A                                            | CUSIP: 77543R102<br>LEI: 549300KR6ITU0YIR1T71 | Long             | EC               | CORP              | US        |   2407993 | NS      | $280675664.08 | 4.33%             |  |  |  | No            |                  1 | On Loan: No      |
| X-ENERGY INC                                             | X-ENERGY INC COM CL A                                        | CUSIP: 98386P102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   2617454 | NS      | $83051815.42  | 1.28%             |  |  |  | No            |                  1 | On Loan: —       |
| TAIWAN SEMICONDUCTOR MANUFACTURING COMPANY LTD           | TAIWAN SEMICONDUCTOR MANUFACTURING COMPANY LTD SPONSORED ADS | CUSIP: 874039100<br>LEI: 549300KB6NK5SBD14S87 | Long             | EC               | CORP              | TW        |    237249 | NS      | $93964838.94  | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA CORP                                              | NVIDIA CORP COM                                              | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |    385802 | NS      | $76994505.14  | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| COINBASE GLOBAL INC                                      | COINBASE GLOBAL INC COM CL A                                 | CUSIP: 19260Q107<br>LEI: 5493004G3J2SC154DU06 | Long             | EC               | CORP              | US        |   1460978 | NS      | $274327839.06 | 4.23%             |  |  |  | No            |                  1 | On Loan: No      |
| ALIBABA GROUP HOLDING LTD                                | ALIBABA GROUP HOLDING LTD SPONSORED ADS                      | CUSIP: 01609W102<br>LEI: 5493001NTNQJDH60PM02 | Long             | EC               | CORP              | KY        |    451541 | NS      | $59549227.08  | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| CRISPR THERAPEUTICS AG                                   | CRISPR THERAPEUTICS AG NAMEN AKT                             | CUSIP: 000000000<br>LEI: 506700O6IRRIQLT3W370 | Long             | EC               | CORP              | CH        |   6168251 | NS      | $322846257.34 | 4.98%             |  |  |  | No            |                  1 | On Loan: —       |
| META PLATFORMS INC                                       | META PLATFORMS INC CL A                                      | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |     63735 | NS      | $39000083.85  | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| BEAM THERAPEUTICS INC                                    | BEAM THERAPEUTICS INC COM                                    | CUSIP: 07373V105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   6538304 | NS      | $198306760.32 | 3.06%             |  |  |  | No            |                  1 | On Loan: No      |
| TESLA INC                                                | TESLA INC COM                                                | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |   1653653 | NS      | $631083594.39 | 9.74%             |  |  |  | No            |                  1 | On Loan: No      |
| 10X GENOMICS INC                                         | 10X GENOMICS INC CL A COM                                    | CUSIP: 88025U109<br>LEI: 5493003Z6741WNLG7H43 | Long             | EC               | CORP              | US        |   6786735 | NS      | $149647506.75 | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| BULLISH                                                  | BULLISH ORD SHS                                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |   3990648 | NS      | $150567149.04 | 2.32%             |  |  |  | No            |                  1 | On Loan: —       |
| TWIST BIOSCIENCE CORP                                    | TWIST BIOSCIENCE CORP COM                                    | CUSIP: 90184D100<br>LEI: 549300T23BL59LCOH584 | Long             | EC               | CORP              | US        |   3382664 | NS      | $197716710.80 | 3.05%             |  |  |  | No            |                  1 | On Loan: No      |
| PACIFIC BIOSCIENCES OF CALIFORNIA INC                    | PACIFIC BIOSCIENCES OF CALIFORNIA INC COM                    | CUSIP: 69404D108<br>LEI: 529900F1BWRE1M0KZN89 | Long             | EC               | CORP              | US        |  14733201 | NS      | $23425789.59  | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| ROBLOX CORP                                              | ROBLOX CORP CL A                                             | CUSIP: 771049103<br>LEI: 529900ANZDBDFU91SO19 | Long             | EC               | CORP              | US        |   3607025 | NS      | $199324201.50 | 3.07%             |  |  |  | No            |                  1 | On Loan: No      |
| FIGMA INC                                                | FIGMA INC CLASS A COM STK                                    | CUSIP: 316841105<br>LEI: 254900273Q0J4Z65HU28 | Long             | EC               | CORP              | US        |   1754068 | NS      | $31047003.60  | 0.48%             |  |  |  | No            |                  1 | On Loan: —       |
| ADVANCED MICRO DEVICES INC                               | ADVANCED MICRO DEVICES INC COM                               | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |    947960 | NS      | $336042340.40 | 5.18%             |  |  |  | No            |                  1 | On Loan: No      |
| ALPHABET INC                                             | ALPHABET INC CAP STK CL C                                    | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |    250688 | NS      | $95747774.72  | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| BRERA HOLDINGS PLC WTS                                   | BRERA HOLDINGS PLC WTS                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   4316257 | NS      | $2028640.79   | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| ARCHER AVIATION INC (NEW)                                | ARCHER AVIATION INC (NEW) COM CL A                           | CUSIP: 03945R102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |  17544599 | NS      | $100705998.26 | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| ROBINHOOD MARKETS INC                                    | ROBINHOOD MARKETS INC COM CL A                               | CUSIP: 770700102<br>LEI: 213800FS5AO3YWIE6F63 | Long             | EC               | CORP              | US        |   3825835 | NS      | $278865113.15 | 4.30%             |  |  |  | No            |                  1 | On Loan: No      |
| GENEDX HOLDINGS CORP                                     | GENEDX HOLDINGS CORP COM CL A                                | CUSIP: 81663L200<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    831221 | NS      | $52275488.69  | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| SHOPIFY INC                                              | SHOPIFY INC CL A SUB VTG SHS                                 | CUSIP: 82509L107<br>LEI: 549300HGQ43STJLLP808 | Long             | EC               | CORP              | CA        |   2340995 | NS      | $283564724.35 | 4.37%             |  |  |  | No            |                  1 | On Loan: No      |
| CERUS CORP                                               | CERUS CORP COM                                               | CUSIP: 157085101<br>LEI: 254900BIEY9XIDA04Q21 | Long             | EC               | CORP              | US        |   9642735 | NS      | $19574752.05  | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| RECURSION PHARMACEUTICALS INC                            | RECURSION PHARMACEUTICALS INC CL A                           | CUSIP: 75629V104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |  21733974 | NS      | $75199550.04  | 1.16%             |  |  |  | No            |                  1 | On Loan: —       |
| AMAZON.COM INC                                           | AMAZON.COM INC COM                                           | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |    654566 | NS      | $173499263.96 | 2.68%             |  |  |  | No            |                  1 | On Loan: No      |
| BWX TECHNOLOGIES INC                                     | BWX TECHNOLOGIES INC COM                                     | CUSIP: 05605H100<br>LEI: 549300NP85N265KWMS58 | Long             | EC               | CORP              | US        |    300508 | NS      | $65026926.12  | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| TEMPUS AI INC                                            | TEMPUS AI INC CL A                                           | CUSIP: 88023B103<br>LEI: 2549009LA0KWRAGQBX50 | Long             | EC               | CORP              | US        |   6257544 | NS      | $347168541.12 | 5.36%             |  |  |  | No            |                  1 | On Loan: —       |
| INTELLIA THERAPEUTICS INC                                | INTELLIA THERAPEUTICS INC COM                                | CUSIP: 45826J105<br>LEI: 5493002T5BCPE5DZC723 | Long             | EC               | CORP              | US        |   9902541 | NS      | $133486252.68 | 2.06%             |  |  |  | No            |                  1 | On Loan: —       |
| BROADCOM INC                                             | BROADCOM INC COM                                             | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |    180911 | NS      | $75517678.73  | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-06-23

**Name of Applicant:** ARK ETF Trust

**Signature:** Bill Cox

**Name of Signer:** Bill Cox

**Title:** Principal Financial Officer