# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0000910472-26-005079
**Filing Date:** 2026-3
**Character Count:** 52645
**Document Hash:** 284abbd36ca55d12d144ef2c5af7d19d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-26-005079.hdr.sgml**: 20260331

**ACCESSION NUMBER**: 0000910472-26-005079

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260131

**FILED AS OF DATE**: 20260331

**DATE AS OF CHANGE**: 20260331

**PERIOD START**: 20261031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 26819033

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### Main Thematic Innovation ETF (Series ID: S000070451)

| Class ID   | Class Name                   | Ticker Symbol   |
|:---|:---|:---|
| C000223946 | Main Thematic Innovation ETF | TMAT            |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **MAIN SECTOR ROTATION ETF** | **MAIN SECTOR ROTATION ETF** | **MAIN SECTOR ROTATION ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **January 31, 2026** | **January 31, 2026** | **January 31, 2026** |
| **Shares** |  | **Fair Value** |
|  | **EXCHANGE-TRADED FUNDS — 99.6%** |  |
|  | **EQUITY - 99.6%** |  |
| 227944 | iShares Expanded Tech-Software Sector ETF<sup>(a)(b)</sup> | $20585623 |
| 650310 | iShares U.S. Home Construction ETF<sup>(a)</sup> | 66351129 |
| 3156863 | State Street Communication Services Select Sector SPDR ETF<sup>(a)</sup> | 379076109 |
| 2101190 | State Street Consumer Discretionary Select Sector SPDR ETF<sup>(a)</sup> | 254601192 |
| 7590438 | State Street Financial Select Sector SPDR ETF<sup>(a)</sup> | 405633007 |
| 2888325 | State Street Health Care Select Sector SPDR ETF<sup>(a)</sup> | 446939411 |
| 1620880 | State Street Materials Select Sector SPDR ETF<sup>(a)</sup> | 79860758 |
| 5564318 | State Street Technology Select Sector SPDR ETF<sup>(a)</sup> | 800594073 |
| 68558 | VanEck Semiconductor ETF<sup>(a)</sup> | 27660411 |
|  | **TOTAL EXCHANGE-TRADED FUNDS (Cost $2,040,410,551)** | 2481301713 |
|  | **SHORT-TERM INVESTMENTS — 4.5%** |  |
|  | **COLLATERAL FOR SECURITIES LOANED - 4.1%** |  |
| 102218091 | State Street Navigator Securities Lending Government Money Market Portfolio, 3.71% (Cost $102,218,091)<sup>(c),(d)</sup> | 102218091 |
|  | **MONEY MARKET FUNDS - 0.4%** |  |
| 9769482 | State Street Institutional Treasury Money Market Fund, Premier Class, 3.63% (Cost $9,769,482)<sup>(d)</sup> | 9769482 |
|  | **TOTAL SHORT-TERM INVESTMENTS (Cost $111,987,573)** | 111987573 |
|  | **TOTAL INVESTMENTS - 104.1% (Cost $2,152,398,124)** | $2593289286 |
|  | **LIABILITIES IN EXCESS OF OTHER ASSETS - (4.1)%** | (103292742) |
|  | **NET ASSETS - 100.0%** | $2489996544 |

---

ETF - Exchange-Traded Fund <br> SPDR - Standard & Poor's Depositary Receipt <br>

<sup>(a)</sup> All or a portion of the security is on loan. The total fair value of the securities on loan as of January 31, 2026 was $152,465,518.

<sup>(b)</sup> Non-income producing security.

<sup>(c)</sup> Security was purchased with cash received as collateral for securities on loan at January 31, 2026. Total collateral had a value of $102,218,091 at January 31, 2026. Additional non-cash collateral received from the borrower not disclosed in the Schedule of Investments had a fair value of $55,887,442.

<sup>(d)</sup> Rate disclosed is the seven day effective yield as of January 31, 2026.

---

| | | |
|:---|:---|:---|
| **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **January 31, 2026** | **January 31, 2026** | **January 31, 2026** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 99.1%** |  |
|  | **ADVERTISING & MARKETING - 0.9%** |  |
| 59400 | Trade Desk, Inc. (The), Class A<sup>(a)</sup> | $1801602 |
|  | **AEROSPACE & DEFENSE - 9.0%** |  |
| 6329 | AeroVironment, Inc.<sup>(a)</sup> | 1761930 |
| 4777 | Axon Enterprise, Inc.<sup>(a)</sup> | 2310062 |
| 30246 | CAE, Inc. | 969082 |
| 2386 | Curtiss-Wright Corporation | 1566862 |
| 1594 | Elbit Systems Ltd. | 1119897 |
| 2386 | General Dynamics Corporation | 837701 |
| 2386 | Huntington Ingalls Industries, Inc. | 1003337 |
| 22286 | Karman Holdings, Inc.<sup>(a),(b)</sup> | 2313287 |
| 19900 | Kratos Defense & Security Solutions, Inc.<sup>(a)</sup> | 2049899 |
| 3183 | Moog, Inc., Class A | 971929 |
| 7960 | Woodward, Inc. | 2530006 |
|  |  | 17433992 |
|  | **COMMERCIAL SUPPORT SERVICES - 0.6%** |  |
| 19900 | TriNet Group, Inc. | 1218676 |
|  | **DIVERSIFIED INDUSTRIALS - 0.8%** |  |
| 1584 | Parker-Hannifin Corporation | 1482371 |
|  | **E-COMMERCE DISCRETIONARY - 3.7%** |  |
| 1589 | MercadoLibre, Inc.<sup>(a)</sup> | 3412838 |
| 11143 | PDD Holdings, Inc. - ADR<sup>(a)</sup> | 1126000 |
| 21355 | Sea Ltd. - ADR<sup>(a)</sup> | 2487644 |
|  |  | 7026482 |
|  | **ELECTRIC UTILITIES - 5.5%** |  |
| 9189 | Constellation Energy Corporation | 2579169 |
| 7960 | NRG Energy, Inc. | 1214935 |
| 7960 | Ormat Technologies, Inc. | 994522 |
| 8757 | Talen Energy Corporation<sup>(a)</sup> | 3050588 |
| 18306 | Vistra Corporation | 2898755 |
|  |  | 10737969 |

---

---

| | | |
|:---|:---|:---|
| **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **January 31, 2026** | **January 31, 2026** | **January 31, 2026** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 99.1% (Continued)** |  |
|  | **ELECTRICAL EQUIPMENT - 11.9%** |  |
| 34226 | AAON, Inc. | $3116619 |
| 5569 | Argan, Inc. | 1933056 |
| 12737 | BWX Technologies, Inc. | 2616562 |
| 3980 | GE Vernova, Inc. | 2890952 |
| 12672 | Keysight Technologies, Inc.<sup>(a)</sup> | 2741334 |
| 8757 | Modine Manufacturing Company<sup>(a)</sup> | 1617068 |
| 24552 | Ralliant Corporation | 1300519 |
| 7163 | Rockwell Automation, Inc. | 3020278 |
| 27720 | Trimble, Inc.<sup>(a)</sup> | 1873872 |
| 11143 | Vertiv Holdings Company, Class A | 2074604 |
|  |  | 23184864 |
|  | **HEALTH CARE FACILITIES & SERVICES - 1.6%** |  |
| 20692 | HealthEquity, Inc.<sup>(a)</sup> | 1772684 |
| 55715 | Progyny, Inc.<sup>(a)</sup> | 1329917 |
|  |  | 3102601 |
|  | **INSURANCE - 1.7%** |  |
| 7163 | Arthur J Gallagher & Company | 1786237 |
| 30246 | Ryan Specialty Holdings, Inc. | 1460277 |
|  |  | 3246514 |
|  | **INTERNET MEDIA & SERVICES - 6.4%** |  |
| 28512 | Cargurus, Inc.<sup>(a)</sup> | 923789 |
| 13464 | DoorDash, Inc., Class A<sup>(a)</sup> | 2755004 |
| 7128 | Expedia Group, Inc. | 1887780 |
| 13504 | Netflix, Inc.<sup>(a)</sup> | 1127449 |
| 11088 | Roku, Inc.<sup>(a)</sup> | 1055578 |
| 42978 | Uber Technologies, Inc.<sup>(a)</sup> | 3440388 |
| 61776 | Upwork, Inc.<sup>(a)</sup> | 1237373 |
|  |  | 12427361 |
|  | **LEISURE FACILITIES & SERVICES - 1.9%** |  |
| 206138 | Sportradar Group A.G.<sup>(a)</sup> | 3733159 |
|  | **MACHINERY - 3.9%** |  |
| 8712 | Crane Company | 1591160 |
| 3980 | CSW Industrials, Inc. | 1074520 |

---

---

| | | |
|:---|:---|:---|
| **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **January 31, 2026** | **January 31, 2026** | **January 31, 2026** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 99.1% (Continued)** |  |
|  | **MACHINERY - 3.9% (Continued)** |  |
| 24552 | Graco, Inc. | $2144126 |
| 11123 | John Bean Technologies Corporation | 1749759 |
| 3168 | Kadant, Inc. | 1017055 |
|  |  | 7576620 |
|  | **MEDICAL EQUIPMENT & DEVICES - 7.4%** |  |
| 8712 | Agilent Technologies, Inc. | 1166101 |
| 17424 | Dexcom, Inc.<sup>(a)</sup> | 1272649 |
| 28512 | Haemonetics Corporation<sup>(a)</sup> | 1900610 |
| 14305 | Insulet Corporation<sup>(a)</sup> | 3659363 |
| 1584 | Intuitive Surgical, Inc.<sup>(a)</sup> | 798684 |
| 797 | Mettler-Toledo International, Inc.<sup>(a)</sup> | 1094472 |
| 62081 | Veracyte, Inc.<sup>(a)</sup> | 2364044 |
| 5544 | Waters Corporation<sup>(a)</sup> | 2055272 |
|  |  | 14311195 |
|  | **RENEWABLE ENERGY - 0.4%** |  |
| 3183 | First Solar, Inc.<sup>(a)</sup> | 717830 |
|  | **SEMICONDUCTORS - 8.1%** |  |
| 9516 | Advanced Micro Devices, Inc.<sup>(a)</sup> | 2252723 |
| 5564 | Analog Devices, Inc. | 1729736 |
| 13464 | Marvell Technology, Inc. | 1062579 |
| 11350 | Micron Technology, Inc. | 4708889 |
| 9504 | Onto Innovation, Inc.<sup>(a)</sup> | 1920283 |
| 5544 | Taiwan Semiconductor Manufacturing Company Ltd. - ADR | 1832625 |
| 9549 | Teradyne, Inc. | 2301786 |
|  |  | 15808621 |
|  | **SOFTWARE - 20.3%** |  |
| 14326 | Autodesk, Inc.<sup>(a)</sup> | 3622616 |
| 64144 | Bentley Systems, Inc., Class B | 2252737 |
| 408648 | BlackBerry Ltd.<sup>(a)</sup> | 1458873 |
| 128142 | Clear Secure, Inc., Class A | 4179992 |
| 11915 | Cloudflare, Inc., Class A<sup>(a)</sup> | 2113125 |
| 7215 | Crowdstrike Holdings, Inc., Class A<sup>(a)</sup> | 3184737 |
| 4777 | CyberArk Software Ltd.<sup>(a)</sup> | 2058075 |

---

---

| | | |
|:---|:---|:---|
| **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **January 31, 2026** | **January 31, 2026** | **January 31, 2026** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 99.1% (Continued)** |  |
|  | **SOFTWARE - 20.3% (Continued)** |  |
| 78793 | Doximity, Inc., Class A<sup>(a)</sup> | $2952374 |
| 66585 | Gen Digital, Inc. | 1597374 |
| 61776 | Hinge Health, Inc.<sup>(a)</sup> | 2155982 |
| 12672 | Okta, Inc.<sup>(a)</sup> | 1070531 |
| 8757 | Palo Alto Networks, Inc.<sup>(a)</sup> | 1549726 |
| 10346 | Paycom Software, Inc. | 1394124 |
| 19900 | Qualys, Inc.<sup>(a)</sup> | 2624810 |
| 81728 | SailPoint, Inc.<sup>(a)(b)</sup> | 1282312 |
| 1594 | Tyler Technologies, Inc.<sup>(a)</sup> | 588824 |
| 32472 | Varonis Systems, Inc.<sup>(a)</sup> | 968964 |
| 9529 | Veeva Systems, Inc., Class A<sup>(a)</sup> | 1943154 |
| 35640 | Waystar Holding Corporation<sup>(a)</sup> | 946598 |
| 9161 | Zscaler, Inc.<sup>(a)</sup> | 1832292 |
|  |  | 39777220 |
|  | **TECHNOLOGY HARDWARE - 6.3%** |  |
| 10346 | Ciena Corporation<sup>(a)</sup> | 2605227 |
| 3168 | Fabrinet<sup>(a)</sup> | 1550546 |
| 5569 | Garmin Ltd. | 1122933 |
| 6366 | Lumentum Holdings, Inc.<sup>(a)</sup> | 2494454 |
| 3960 | Seagate Technology Holdings PLC | 1614452 |
| 60192 | Viavi Solutions, Inc.<sup>(a)</sup> | 1472296 |
| 5544 | Western Digital Corporation | 1387275 |
|  |  | 12247183 |
|  | **TECHNOLOGY SERVICES - 8.7%** |  |
| 7163 | Automatic Data Processing, Inc. | 1767972 |
| 1594 | CACI International, Inc., Class A<sup>(a)</sup> | 989205 |
| 11940 | Equifax, Inc. | 2404716 |
| 3183 | Fair Isaac Corporation<sup>(a)</sup> | 4657270 |
| 3980 | Leidos Holdings, Inc. | 749354 |
| 5569 | Moody's Corporation | 2871154 |
| 14326 | Paychex, Inc. | 1477440 |
| 25469 | TransUnion | 2012560 |
|  |  | 16929671 |

---

---

| | | |
|:---|:---|:---|
| **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **January 31, 2026** | **January 31, 2026** | **January 31, 2026** |
|  | **TOTAL COMMON STOCKS (Cost $196,516,731)** | $192763931 |
|  | **SHORT-TERM INVESTMENTS — 1.6%** |  |
|  | **COLLATERAL FOR SECURITIES LOANED - 0.6%** |  |
| 1213658 | State Street Navigator Securities Lending Government Money Market Portfolio, 3.71% (Cost $1,213,658)<sup>(c),(d)</sup> | 1213658 |
|  | **MONEY MARKET FUNDS - 1.0%** |  |
| 1877441 | State Street Institutional Money Market Fund, Premier Class, 3.63% (Cost $1,877,441)<sup>(d)</sup> | 1877441 |
|  | **TOTAL SHORT-TERM INVESTMENTS (Cost $3,091,099)** | 3091099 |
|  | **TOTAL INVESTMENTS - 100.7% (Cost $199,607,830)** | $195855030 |
|  | **LIABILITIES IN EXCESS OF OTHER ASSETS - (0.7)%** | (1317343) |
|  | **NET ASSETS - 100.0%** | $194537687 |

---

---

| | |
|:---|:---|
| ADR | - American Depositary Receipt |
| A.G. | - Aktiengesellschaft |
| Ltd. | - Limited Company |
| PLC | - Public Limited Company |
| (a) Non-income producing security. | (a) Non-income producing security. |
| (b) All or a portion of the security is on loan. The total fair value of the securities on loan as of January 31, 2026 was $2,129,798. | (b) All or a portion of the security is on loan. The total fair value of the securities on loan as of January 31, 2026 was $2,129,798. |
| (c) Security was purchased with cash received as collateral for securities on loan at January 31, 2026. Total collateral had a value of $1,213,658 at January 31, 2026. Additional non-cash collateral received from the borrower not disclosed in the Schedule of Investments had a fair value of $1,064,938. | (c) Security was purchased with cash received as collateral for securities on loan at January 31, 2026. Total collateral had a value of $1,213,658 at January 31, 2026. Additional non-cash collateral received from the borrower not disclosed in the Schedule of Investments had a fair value of $1,064,938. |
| (d) Rate disclosed is the seven day effective yield as of January 31, 2026. | (d) Rate disclosed is the seven day effective yield as of January 31, 2026. |

---

---

| | | |
|:---|:---|:---|
| **MAIN INTERNATIONAL ETF** | **MAIN INTERNATIONAL ETF** | **MAIN INTERNATIONAL ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **January 31, 2026** | **January 31, 2026** | **January 31, 2026** |
| **Shares** |  | **Fair Value** |
|  | **EXCHANGE-TRADED FUNDS — 99.8%** |  |
|  | **EQUITY - 99.8%** |  |
| 93352 | Franklin FTSE Canada ETF | $4526638 |
| 209180 | Franklin FTSE China ETF<sup>(a)</sup> | 5165700 |
| 442206 | iShares Core MSCI Emerging Markets ETF | 32086467 |
| 822502 | iShares Core MSCI International Developed Markets ETF<sup>(a)</sup> | 70990148 |
| 507010 | iShares Latin America 40 ETF | 17927874 |
| 121029 | iShares MSCI Indonesia ETF | 2136162 |
| 262990 | SPDR Portfolio Emerging Markets ETF | 12939108 |
| 426345 | State Street SPDR Portfolio Europe ETF<sup>(a)</sup> | 23227276 |
| 138346 | Vanguard FTSE Pacific ETF | 13669968 |
|  | **TOTAL EXCHANGE-TRADED FUNDS (Cost $154,389,816)** | 182669341 |
|  | **SHORT-TERM INVESTMENTS — 27.6%** |  |
|  | **COLLATERAL FOR SECURITIES LOANED - 27.3%** |  |
| 50014199 | State Street Navigator Securities Lending Government Money Market Portfolio, , 3.71% (Cost $50,014,199)<sup>(b),(c)</sup> | 50014199 |
|  | **MONEY MARKET FUNDS - 0.3%** |  |
| 507801 | State Street Institutional Treasury Money Market Fund, Premier Class, 3.63% (Cost $507,801)<sup>(c)</sup> | 507801 |
|  | **TOTAL SHORT-TERM INVESTMENTS (Cost $50,522,000)** | 50522000 |
|  | **TOTAL INVESTMENTS - 127.4% (Cost $204,911,816)** | $233191341 |
|  | **LIABILITIES IN EXCESS OF OTHER ASSETS - (27.4)%** | (50107514) |
|  | **NET ASSETS - 100.0%** | $183083827 |

---

---

| | |
|:---|:---|
| ETF | - Exchange-Traded Fund |
| MSCI | - Morgan Stanley Capital International |
| SPDR | - Standard & Poor's Depositary Receipt |

---

<sup>(a)</sup> All or a portion of the security is on loan. The total fair value of the securities on loan as of January 31, 2026 was $48,176,965.

<sup>(b)</sup> Security was purchased with cash received as collateral for securities on loan at January 31, 2026. Total collateral had a value of $50,014,199 at January 31, 2026.

<sup>(c)</sup> Rate disclosed is the seven day effective yield as of January 31, 2026.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** Main Thematic Innovation ETF

- **b. EDGAR series identifier (if any):** S000070451

- **c. LEI of Series:** 549300005DYZ5EYSHM58

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-10-31

- **b. Date as of which information is reported:** 2026-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $194673309.67

**Total Liabilities:** $135623.02

**Net Assets:** $194537686.65

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000223946 | -9.43%               | -3.27%               | -2.28%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $202074.12               | $-21429250.19                              |
| Month 2  | $3271592.72              | $-10493737.99                              |
| Month 3  | $18557510.21             | $-22460189.46                              |

### Schedule of Portfolio Investments

| Name                                         | Title                                | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   | Fair Value Level   | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| Aaon Inc                                     | AAON INC                             | CUSIP: 000360206<br>LEI: 549300ZHF0E5VM7PUD37 | Long             | EC               | CORP              | US        |     34226 | NS      | $3116619.56   | 1.60%             |  |  |  | No            | 1                  | On Loan: No      |
| Advanced Micro Devices Inc.                  | ADV MICRO DEVICE                     | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |      9516 | NS      | $2252722.68   | 1.16%             |  |  |  | No            | 1                  | On Loan: No      |
| AeroVironment, Inc.                          | AEROVIRONMENT IN                     | CUSIP: 008073108<br>LEI: 529900PGHVI29YLZ6221 | Long             | EC               | CORP              | US        |      6329 | NS      | $1761930.31   | 0.91%             |  |  |  | No            | 1                  | On Loan: No      |
| Agilent Technologies Inc.                    | AGILENT TECH INC                     | CUSIP: 00846U101<br>LEI: QUIX8Y7A2WP0XRMW7G29 | Long             | EC               | CORP              | US        |      8712 | NS      | $1166101.20   | 0.60%             |  |  |  | No            | 1                  | On Loan: No      |
| Analog Devices Inc.                          | ANALOG DEVICES                       | CUSIP: 032654105<br>LEI: GYVOE5EZ4GDAVTU4CQ61 | Long             | EC               | CORP              | US        |      5564 | NS      | $1729736.32   | 0.89%             |  |  |  | No            | 1                  | On Loan: No      |
| Argan Inc                                    | ARGAN INC                            | CUSIP: 04010E109<br>LEI: 529900E4KZWBV9KGBS83 | Long             | EC               | CORP              | US        |      5569 | NS      | $1933055.59   | 0.99%             |  |  |  | No            | 1                  | On Loan: No      |
| Autodesk Inc                                 | AUTODESK INC                         | CUSIP: 052769106<br>LEI: FRKKVKAIQEF3FCSTPG55 | Long             | EC               | CORP              | US        |     14326 | NS      | $3622615.62   | 1.86%             |  |  |  | No            | 1                  | On Loan: No      |
| Automatic Data Processing, Inc.              | AUTOMATIC DATA                       | CUSIP: 053015103<br>LEI: HGBOLILQXWER4SAL2I23 | Long             | EC               | CORP              | US        |      7163 | NS      | $1767971.66   | 0.91%             |  |  |  | No            | 1                  | On Loan: No      |
| Axon Enterprise Inc                          | AXON ENTERPRISE                      | CUSIP: 05464C101<br>LEI: 549300QP2IEEGFE16681 | Long             | EC               | CORP              | US        |      4777 | NS      | $2310061.66   | 1.19%             |  |  |  | No            | 1                  | On Loan: No      |
| BWX Technologies Inc.                        | BWX TECHNOLOGIES                     | CUSIP: 05605H100<br>LEI: 549300NP85N265KWMS58 | Long             | EC               | CORP              | US        |     12737 | NS      | $2616561.91   | 1.35%             |  |  |  | No            | 1                  | On Loan: No      |
| Bentley Systems Incorporated                 | BENTLEY SYSTEM-B                     | CUSIP: 08265T208<br>LEI: 549300WVEHPGE0Z56F71 | Long             | EC               | CORP              | US        |     64144 | NS      | $2252737.28   | 1.16%             |  |  |  | No            | 1                  | On Loan: No      |
| BlackBerry Ltd.                              | BLACKBERRY LTD                       | CUSIP: 09228F103<br>LEI: 549300HJD8NEGT71RF07 | Long             | EC               | CORP              | CA        |    408648 | NS      | $1458873.36   | 0.75%             |  |  |  | No            | 1                  | On Loan: No      |
| CAE Inc                                      | CAE INC                              | CUSIP: 124765108<br>LEI: 549300FFM2BEH2GF1E44 | Long             | EC               | CORP              | CA        |     30246 | NS      | $969081.84    | 0.50%             |  |  |  | No            | 1                  | On Loan: No      |
| CSW Industrials Inc.                         | CSW INDUSTRI INC                     | CUSIP: 126402106<br>LEI: 549300SYOEO3RVQ7FB83 | Long             | EC               | CORP              | US        |      3980 | NS      | $1074520.40   | 0.55%             |  |  |  | No            | 1                  | On Loan: No      |
| CACI International Inc.                      | CACI INTL-A                          | CUSIP: 127190304<br>LEI: SYRPI2D1O9WRTS2WX210 | Long             | EC               | CORP              | US        |      1594 | NS      | $989204.52    | 0.51%             |  |  |  | No            | 1                  | On Loan: No      |
| Cargurus Inc                                 | CARGURUS INC                         | CUSIP: 141788109<br>LEI: 54930027BKQN6B7X7G78 | Long             | EC               | CORP              | US        |     28512 | NS      | $923788.80    | 0.47%             |  |  |  | No            | 1                  | On Loan: No      |
| Ciena Corporation                            | CIENA CORP                           | CUSIP: 171779309<br>LEI: W0CZ7N0GH8UIGXDM1H41 | Long             | EC               | CORP              | US        |     10346 | NS      | $2605226.26   | 1.34%             |  |  |  | No            | 1                  | On Loan: No      |
| Clear Secure Inc                             | CLEAR SECURE I-A                     | CUSIP: 18467V109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    128142 | NS      | $4179992.04   | 2.15%             |  |  |  | No            | 1                  | On Loan: No      |
| Cloudflare Inc                               | CLOUDFLARE INC-A                     | CUSIP: 18915M107<br>LEI: 5493007DY18BGNLDWU14 | Long             | EC               | CORP              | US        |     11915 | NS      | $2113125.25   | 1.09%             |  |  |  | No            | 1                  | On Loan: No      |
| Constellation Energy Corp.                   | CONSTELLATION EN                     | CUSIP: 21037T109<br>LEI: 549300F8Y20RYGNGV346 | Long             | EC               | CORP              | US        |      9189 | NS      | $2579168.52   | 1.33%             |  |  |  | No            | 1                  | On Loan: No      |
| Crane Co.                                    | CRANE CO                             | CUSIP: 224408104<br>LEI: 5493000CQRQOTHUODL75 | Long             | EC               | CORP              | US        |      8712 | NS      | $1591159.68   | 0.82%             |  |  |  | No            | 1                  | On Loan: No      |
| Crowdstrike Holdings Inc                     | CROWDSTRIKE HO-A                     | CUSIP: 22788C105<br>LEI: 549300YBY08K9KM4HX32 | Long             | EC               | CORP              | US        |      7215 | NS      | $3184737.08   | 1.64%             |  |  |  | No            | 1                  | On Loan: No      |
| Curtiss-Wright Corp.                         | CURTISS-WRIGHT                       | CUSIP: 231561101<br>LEI: TEL51ETZWP7D0ZM4X325 | Long             | EC               | CORP              | US        |      2386 | NS      | $1566862.34   | 0.81%             |  |  |  | No            | 1                  | On Loan: No      |
| DexCom Inc                                   | DEXCOM                               | CUSIP: 252131107<br>LEI: 549300YSK3QDSFR5EU59 | Long             | EC               | CORP              | US        |     17424 | NS      | $1272648.96   | 0.65%             |  |  |  | No            | 1                  | On Loan: No      |
| DoorDash Inc                                 | DOORDASH INC-A                       | CUSIP: 25809K105<br>LEI: 549300NUQ43FGGSK5051 | Long             | EC               | CORP              | US        |     13464 | NS      | $2755003.68   | 1.42%             |  |  |  | No            | 1                  | On Loan: No      |
| Doximity Inc                                 | DOXIMITY INC-A                       | CUSIP: 26622P107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     78793 | NS      | $2952373.71   | 1.52%             |  |  |  | No            | 1                  | On Loan: No      |
| Equifax Inc.                                 | EQUIFAX INC                          | CUSIP: 294429105<br>LEI: 5493004MCF8JDC86VS77 | Long             | EC               | CORP              | US        |     11940 | NS      | $2404716.00   | 1.24%             |  |  |  | No            | 1                  | On Loan: No      |
| Expedia Group Inc                            | EXPEDIA GROUP IN                     | CUSIP: 30212P303<br>LEI: CI7MUJI4USF3V0NJ1H64 | Long             | EC               | CORP              | US        |      7128 | NS      | $1887779.52   | 0.97%             |  |  |  | No            | 1                  | On Loan: No      |
| Fair Isaac Corporation                       | FAIR ISAAC CORP                      | CUSIP: 303250104<br>LEI: RI6HET5SJUEY30V1PS26 | Long             | EC               | CORP              | US        |      3183 | NS      | $4657270.11   | 2.39%             |  |  |  | No            | 1                  | On Loan: No      |
| First Solar Inc                              | FIRST SOLAR INC                      | CUSIP: 336433107<br>LEI: 549300NPYMLM4NHTOF27 | Long             | EC               | CORP              | US        |      3183 | NS      | $717830.16    | 0.37%             |  |  |  | No            | 1                  | On Loan: No      |
| Gallagher Aj &Co                             | ARTHUR J GALLAGH                     | CUSIP: 363576109<br>LEI: 54930049QLLMPART6V29 | Long             | EC               | CORP              | US        |      7163 | NS      | $1786237.31   | 0.92%             |  |  |  | No            | 1                  | On Loan: No      |
| GE Vernova Inc.                              | GE VERNOVA INC                       | CUSIP: 36828A101<br>LEI: 254900DP080RU6OK2553 | Long             | EC               | CORP              | US        |      3980 | NS      | $2890952.60   | 1.49%             |  |  |  | No            | 1                  | On Loan: No      |
| General Dynamics Corporation                 | GENERAL DYNAMICS                     | CUSIP: 369550108<br>LEI: 9C1X8XOOTYY2FNYTVH06 | Long             | EC               | CORP              | US        |      2386 | NS      | $837700.74    | 0.43%             |  |  |  | No            | 1                  | On Loan: No      |
| Graco Inc                                    | GRACO INC                            | CUSIP: 384109104<br>LEI: 4T5VJ4S81BRT6Q7GGT78 | Long             | EC               | CORP              | US        |     24552 | NS      | $2144126.16   | 1.10%             |  |  |  | No            | 1                  | On Loan: No      |
| Haemonetics Corp                             | HAEMONETICS CORP                     | CUSIP: 405024100<br>LEI: 549300ZEL6TXZS6F5F95 | Long             | EC               | CORP              | US        |     28512 | NS      | $1900609.92   | 0.98%             |  |  |  | No            | 1                  | On Loan: No      |
| Healthequity Inc                             | HEALTHEQUITY INC                     | CUSIP: 42226A107<br>LEI: 529900LRJU1RAFQHM467 | Long             | EC               | CORP              | US        |     20692 | NS      | $1772683.64   | 0.91%             |  |  |  | No            | 1                  | On Loan: No      |
| Hinge Health, Inc.                           | HINGE HEALTH-A                       | CUSIP: 433313103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     61776 | NS      | $2155982.40   | 1.11%             |  |  |  | No            | 1                  | On Loan: No      |
| Huntington Ingalls Industries, Inc.          | HUNTINGTON INGAL                     | CUSIP: 446413106<br>LEI: 5TZLZ6WJTBVJ0QWBG121 | Long             | EC               | CORP              | US        |      2386 | NS      | $1003336.86   | 0.52%             |  |  |  | No            | 1                  | On Loan: No      |
| Insulet Corporation                          | INSULET CORP                         | CUSIP: 45784P101<br>LEI: 549300TZTYD2PYN92D43 | Long             | EC               | CORP              | US        |     14305 | NS      | $3659362.05   | 1.88%             |  |  |  | No            | 1                  | On Loan: No      |
| Intuitive Surgical Inc.                      | INTUITIVE SURGIC                     | CUSIP: 46120E602<br>LEI: 54930052SRG011710797 | Long             | EC               | CORP              | US        |      1584 | NS      | $798684.48    | 0.41%             |  |  |  | No            | 1                  | On Loan: No      |
| JBT Marel Corp.                              | JBT MAREL CORP                       | CUSIP: 477839104<br>LEI: 5493007CT6ATBZ2L6826 | Long             | EC               | CORP              | US        |     11123 | NS      | $1749759.13   | 0.90%             |  |  |  | No            | 1                  | On Loan: No      |
| Kadant Inc                                   | KADANT INC                           | CUSIP: 48282T104<br>LEI: 549300K06LNJYBMPYP15 | Long             | EC               | CORP              | US        |      3168 | NS      | $1017054.72   | 0.52%             |  |  |  | No            | 1                  | On Loan: No      |
| Karman Holdings Inc.                         | KARMAN HOLDINGS                      | CUSIP: 485924104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     22286 | NS      | $2313286.80   | 1.19%             |  |  |  | No            | 1                  | On Loan: —       |
| Keysight Technologies, Inc.                  | KEYSIGHT TEC                         | CUSIP: 49338L103<br>LEI: 549300GLKVIO8YRCYN02 | Long             | EC               | CORP              | US        |     12672 | NS      | $2741333.76   | 1.41%             |  |  |  | No            | 1                  | On Loan: No      |
| Kratos Defense & Security Solutions, Inc.    | KRATOS DEFENSE &                     | CUSIP: 50077B207<br>LEI: 5493000EKBN0UY1F3F88 | Long             | EC               | CORP              | US        |     19900 | NS      | $2049899.00   | 1.05%             |  |  |  | No            | 1                  | On Loan: No      |
| Leidos Holdings Inc                          | LEIDOS HOLDINGS                      | CUSIP: 525327102<br>LEI: 549300IUTGTP6EJP8124 | Long             | EC               | CORP              | US        |      3980 | NS      | $749354.40    | 0.39%             |  |  |  | No            | 1                  | On Loan: No      |
| Lumentum Holdings Inc.                       | LUMENTUM HOL                         | CUSIP: 55024U109<br>LEI: 549300JLWRRC38DWEF52 | Long             | EC               | CORP              | US        |      6366 | NS      | $2494453.44   | 1.28%             |  |  |  | No            | 1                  | On Loan: No      |
| Marvell Technology Inc                       | MARVELL TECHNOLO                     | CUSIP: 573874104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     13464 | NS      | $1062578.88   | 0.55%             |  |  |  | No            | 1                  | On Loan: No      |
| Mercadolibre Inc                             | MERCADOLIBRE INC                     | CUSIP: 58733R102<br>LEI: 549300DKPDN9M5S8GB14 | Long             | EC               | CORP              | US        |      1589 | NS      | $3412838.31   | 1.75%             |  |  |  | No            | 1                  | On Loan: No      |
| Mettler-Toledo International Inc             | METTLER-TOLEDO                       | CUSIP: 592688105<br>LEI: 5493000BD5GJNUDIUG10 | Long             | EC               | CORP              | US        |       797 | NS      | $1094472.28   | 0.56%             |  |  |  | No            | 1                  | On Loan: No      |
| Micron Technology Inc.                       | MICRON TECH                          | CUSIP: 595112103<br>LEI: B3DXGBC8GAIYWI2Z0172 | Long             | EC               | CORP              | US        |     11350 | NS      | $4708888.00   | 2.42%             |  |  |  | No            | 1                  | On Loan: No      |
| Modine Manufacturing Co.                     | MODINE MFG CO                        | CUSIP: 607828100<br>LEI: Z35SZFYJR8GZZRSIUU09 | Long             | EC               | CORP              | US        |      8757 | NS      | $1617067.62   | 0.83%             |  |  |  | No            | 1                  | On Loan: No      |
| Moodys Corp.                                 | MOODY'S CORP                         | CUSIP: 615369105<br>LEI: 549300GCEDD8YCF5WU84 | Long             | EC               | CORP              | US        |      5569 | NS      | $2871153.64   | 1.48%             |  |  |  | No            | 1                  | On Loan: No      |
| Moog Inc.                                    | MOOG INC-CLASS A                     | CUSIP: 615394202<br>LEI: 549300WM2I4U7OBAHG07 | Long             | EC               | CORP              | US        |      3183 | NS      | $971929.05    | 0.50%             |  |  |  | No            | 1                  | On Loan: No      |
| NRG Energy, Inc.                             | NRG ENERGY                           | CUSIP: 629377508<br>LEI: 5E2UPK5SW04M13XY7I38 | Long             | EC               | CORP              | US        |      7960 | NS      | $1214934.80   | 0.62%             |  |  |  | No            | 1                  | On Loan: No      |
| Netflix, Inc.                                | NETFLIX INC                          | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |     13504 | NS      | $1127448.96   | 0.58%             |  |  |  | No            | 1                  | On Loan: No      |
| Gen Digital Inc                              | GEN DIGITAL INC                      | CUSIP: 668771108<br>LEI: YF6ZV0M6AU4FY94MK914 | Long             | EC               | CORP              | US        |     66585 | NS      | $1597374.15   | 0.82%             |  |  |  | No            | 1                  | On Loan: No      |
| Okta Inc.                                    | OKTA INC                             | CUSIP: 679295105<br>LEI: 549300N8J06I8MRHU620 | Long             | EC               | CORP              | US        |     12672 | NS      | $1070530.56   | 0.55%             |  |  |  | No            | 1                  | On Loan: No      |
| Onto Innovation Inc.                         | ONTO INNOVATION                      | CUSIP: 683344105<br>LEI: 254900RXZVN73CHOO062 | Long             | EC               | CORP              | US        |      9504 | NS      | $1920283.20   | 0.99%             |  |  |  | No            | 1                  | On Loan: No      |
| Ormat Technologies Inc.                      | ORMAT TECHNOLOGI                     | CUSIP: 686688102<br>LEI: 5493000TSHHWY24VHM09 | Long             | EC               | CORP              | US        |      7960 | NS      | $994522.40    | 0.51%             |  |  |  | No            | 1                  | On Loan: No      |
| Palo Alto Networks Inc                       | PALO ALTO NETWOR                     | CUSIP: 697435105<br>LEI: 549300QXR2YVZV231H43 | Long             | EC               | CORP              | US        |      8757 | NS      | $1549726.29   | 0.80%             |  |  |  | No            | 1                  | On Loan: No      |
| Parker-Hannifin Corp.                        | PARKER HANNIFIN                      | CUSIP: 701094104<br>LEI: 5493002CONDB4N2HKI23 | Long             | EC               | CORP              | US        |      1584 | NS      | $1482370.56   | 0.76%             |  |  |  | No            | 1                  | On Loan: No      |
| Paychex Inc                                  | PAYCHEX INC                          | CUSIP: 704326107<br>LEI: 529900K900DW6SUBM174 | Long             | EC               | CORP              | US        |     14326 | NS      | $1477440.38   | 0.76%             |  |  |  | No            | 1                  | On Loan: No      |
| Paycom Software Inc                          | PAYCOM SOFTWARE                      | CUSIP: 70432V102<br>LEI: 254900LSB0HNJUDC6Q18 | Long             | EC               | CORP              | US        |     10346 | NS      | $1394123.50   | 0.72%             |  |  |  | No            | 1                  | On Loan: No      |
| PDD Holdings Inc.                            | PDD HOLDINGS INC                     | CUSIP: 722304102<br>LEI: 5493000573DS7005T657 | Long             | EC               | CORP              | KY        |     11143 | NS      | $1126000.15   | 0.58%             |  |  |  | No            | 1                  | On Loan: No      |
| Progyny Inc                                  | PROGYNY INC                          | CUSIP: 74340E103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     55715 | NS      | $1329917.05   | 0.68%             |  |  |  | No            | 1                  | On Loan: No      |
| Qualys Inc                                   | QUALYS INC                           | CUSIP: 74758T303<br>LEI: 549300EMBXYOW9W1XA17 | Long             | EC               | CORP              | US        |     19900 | NS      | $2624810.00   | 1.35%             |  |  |  | No            | 1                  | On Loan: No      |
| Ralliant Corp.                               | RALLIANT CORP                        | CUSIP: 750940108<br>LEI: 52990024QKO4DYT8N464 | Long             | EC               | CORP              | US        |     24552 | NS      | $1300519.44   | 0.67%             |  |  |  | No            | 1                  | On Loan: No      |
| Rockwell Automation, Inc.                    | ROCKWELL AUTOMAT                     | CUSIP: 773903109<br>LEI: VH3R4HHBHH12O0EXZJ88 | Long             | EC               | CORP              | US        |      7163 | NS      | $3020278.95   | 1.55%             |  |  |  | No            | 1                  | On Loan: No      |
| Roku Inc                                     | ROKU INC                             | CUSIP: 77543R102<br>LEI: 549300KR6ITU0YIR1T71 | Long             | EC               | CORP              | US        |     11088 | NS      | $1055577.60   | 0.54%             |  |  |  | No            | 1                  | On Loan: No      |
| Ryan Specialty Holdings Inc                  | RYAN SPECIALTY H                     | CUSIP: 78351F107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     30246 | NS      | $1460276.88   | 0.75%             |  |  |  | No            | 1                  | On Loan: No      |
| SailPoint Inc.                               | SAILPOINT INC                        | CUSIP: 78781J109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     81728 | NS      | $1282312.32   | 0.66%             |  |  |  | No            | 1                  | On Loan: —       |
| Sea Ltd.                                     | SEA LTD-ADR                          | CUSIP: 81141R100<br>LEI: 529900OM6JLLW44YKI15 | Long             | EC               | CORP              | KY        |     21355 | NS      | $2487643.95   | 1.28%             |  |  |  | No            | 1                  | On Loan: No      |
| State Street Institutional Investment Trust  | STATE STREET SWEEP                   | CUSIP: 857492888<br>LEI: 549300P1E098W6ES7M39 | Long             | STIV             | RF                | US        |   1877441 | PA      | $1877441.42   | 0.97%             |  |  |  | No            | 1                  | On Loan: No      |
| Taiwan Semiconductor Manufacturing Co., Ltd. | TAIWAN SEMIC-ADR                     | CUSIP: 874039100<br>LEI: 549300KB6NK5SBD14S87 | Long             | EC               | CORP              | TW        |      5544 | NS      | $1832624.64   | 0.94%             |  |  |  | No            | 1                  | On Loan: No      |
| Talen Energy Corporation                     | TALEN ENERGY COR                     | CUSIP: 87422Q109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8757 | NS      | $3050588.52   | 1.57%             |  |  |  | No            | 1                  | On Loan: No      |
| Teradyne Inc.                                | TERADYNE INC                         | CUSIP: 880770102<br>LEI: C3X4YJ278QNZHRJULN75 | Long             | EC               | CORP              | US        |      9549 | NS      | $2301786.45   | 1.18%             |  |  |  | No            | 1                  | On Loan: No      |
| The Trade Desk Inc                           | TRADE DESK INC-A                     | CUSIP: 88339J105<br>LEI: 549300GXPD31VT3E0P46 | Long             | EC               | CORP              | US        |     59400 | NS      | $1801602.00   | 0.93%             |  |  |  | No            | 1                  | On Loan: No      |
| TransUnion                                   | TRANSUNION                           | CUSIP: 89400J107<br>LEI: 549300ZS772LUNUMRB03 | Long             | EC               | CORP              | US        |     25469 | NS      | $2012560.38   | 1.03%             |  |  |  | No            | 1                  | On Loan: No      |
| Trimble Inc                                  | TRIMBLE INC                          | CUSIP: 896239100<br>LEI: 549300E2MI7NSZFQWS19 | Long             | EC               | CORP              | US        |     27720 | NS      | $1873872.00   | 0.96%             |  |  |  | No            | 1                  | On Loan: No      |
| Trinet Group Inc                             | TRINET GROUP INC                     | CUSIP: 896288107<br>LEI: 5299003FJVBETSFKE990 | Long             | EC               | CORP              | US        |     19900 | NS      | $1218676.00   | 0.63%             |  |  |  | No            | 1                  | On Loan: No      |
| Tyler Technologies Inc.                      | TYLER TECHNOLOG                      | CUSIP: 902252105<br>LEI: 25490040SMU4Z8LBCW70 | Long             | EC               | CORP              | US        |      1594 | NS      | $588823.60    | 0.30%             |  |  |  | No            | 1                  | On Loan: No      |
| Uber Technologies Inc                        | UBER TECHNOLOGIE                     | CUSIP: 90353T100<br>LEI: 549300B2FTG34FILDR98 | Long             | EC               | CORP              | US        |     42978 | NS      | $3440388.90   | 1.77%             |  |  |  | No            | 1                  | On Loan: No      |
| Upwork Inc                                   | UPWORK INC                           | CUSIP: 91688F104<br>LEI: 5493004QJ6WWBXVE2S70 | Long             | EC               | CORP              | US        |     61776 | NS      | $1237373.28   | 0.64%             |  |  |  | No            | 1                  | On Loan: No      |
| Varonis Systems Inc                          | VARONIS SYSTEMS                      | CUSIP: 922280102<br>LEI: 549300SHIVNRRH7STS26 | Long             | EC               | CORP              | US        |     32472 | NS      | $968964.48    | 0.50%             |  |  |  | No            | 1                  | On Loan: No      |
| Veeva Systems Inc                            | VEEVA SYSTEMS-A                      | CUSIP: 922475108<br>LEI: 549300YZEXPDB92M2F02 | Long             | EC               | CORP              | US        |      9529 | NS      | $1943153.68   | 1.00%             |  |  |  | No            | 1                  | On Loan: No      |
| Veracyte Inc                                 | VERACYTE INC                         | CUSIP: 92337F107<br>LEI: 529900ESWZRHXOW27Z37 | Long             | EC               | CORP              | US        |     62081 | NS      | $2364044.48   | 1.22%             |  |  |  | No            | 1                  | On Loan: No      |
| Vertiv Holdings Co                           | VERTIV HOLDING-A                     | CUSIP: 92537N108<br>LEI: 549300KTTIRAOGXCRV69 | Long             | EC               | CORP              | US        |     11143 | NS      | $2074603.74   | 1.07%             |  |  |  | No            | 1                  | On Loan: No      |
| Viavi Solutions Inc                          | VIAVI SOLUTIONS                      | CUSIP: 925550105<br>LEI: 5493006K3E3N1QOBF092 | Long             | EC               | CORP              | US        |     60192 | NS      | $1472296.32   | 0.76%             |  |  |  | No            | 1                  | On Loan: No      |
| Vistra Corp                                  | VISTRA CORP                          | CUSIP: 92840M102<br>LEI: 549300KP43CPCUJOOG15 | Long             | EC               | CORP              | US        |     18306 | NS      | $2898755.10   | 1.49%             |  |  |  | No            | 1                  | On Loan: No      |
| Waters Corporation                           | WATERS CORP                          | CUSIP: 941848103<br>LEI: 5T547R1474YC9HOD8Q74 | Long             | EC               | CORP              | US        |      5544 | NS      | $2055271.68   | 1.06%             |  |  |  | No            | 1                  | On Loan: No      |
| Waystar Holding Corp                         | WAYSTAR HOLDING                      | CUSIP: 946784105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     35640 | NS      | $946598.40    | 0.49%             |  |  |  | No            | 1                  | On Loan: No      |
| Western Digital Corp.                        | WESTERN DIGITAL                      | CUSIP: 958102105<br>LEI: 549300QQXOOYEF89IC56 | Long             | EC               | CORP              | US        |      5544 | NS      | $1387275.12   | 0.71%             |  |  |  | No            | 1                  | On Loan: No      |
| Woodward Inc.                                | WOODWARD INC                         | CUSIP: 980745103<br>LEI: YPYKXXTR8TFDH54ZMB45 | Long             | EC               | CORP              | US        |      7960 | NS      | $2530006.40   | 1.30%             |  |  |  | No            | 1                  | On Loan: No      |
| Zscaler Inc                                  | ZSCALER INC                          | CUSIP: 98980G102<br>LEI: 529900MZ0RTK1BWRNF46 | Long             | EC               | CORP              | US        |      9161 | NS      | $1832291.61   | 0.94%             |  |  |  | No            | 1                  | On Loan: No      |
| N/A                                          | Cash Collateral Reinvestment Vehicle | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             |  | US        |         0 | NS      | $0.00         | 0.00%             |  |  |  | No            | N/A                | On Loan: No      |
| Fabrinet                                     | FABRINET                             | CUSIP: G3323L100<br>LEI: 5493004TETZ6IYF7CV44 | Long             | EC               | CORP              | KY        |      3168 | NS      | $1550545.92   | 0.80%             |  |  |  | No            | 1                  | On Loan: No      |
| Seagate Technology Holdings PLC              | SEAGATE TECHNOLO                     | CUSIP: G7997R103<br>LEI: 635400RUXIFEZSRU8X70 | Long             | EC               | CORP              | IE        |      3960 | NS      | $1614452.40   | 0.83%             |  |  |  | No            | 1                  | On Loan: No      |
| Garmin Ltd                                   | GARMIN LTD                           | CUSIP: H2906T109<br>LEI: 2549001E0HIPIJQ0W046 | Long             | EC               | CORP              | CH        |      5569 | NS      | $1122933.16   | 0.58%             |  |  |  | No            | 1                  | On Loan: No      |
| Sportradar Group AG                          | SPORTRADAR GROUP                     | CUSIP: H8088L103<br>LEI: 549300H1P33YOAT7Z533 | Long             | EC               | CORP              | CH        |    206138 | NS      | $3733159.18   | 1.92%             |  |  |  | No            | 1                  | On Loan: No      |
| Cyberark Software Ltd.                       | CYBERARK SOFTWAR                     | CUSIP: M2682V108<br>LEI: 529900YEXNDM894PWS93 | Long             | EC               | CORP              | IL        |      4777 | NS      | $2058074.91   | 1.06%             |  |  |  | No            | 1                  | On Loan: No      |
| Elbit Systems Ltd                            | ELBIT SYSTEMS                        | CUSIP: M3760D101<br>LEI: 529900Q9CB1REUMZSS32 | Long             | EC               | CORP              | IL        |      1594 | NS      | $1119896.58   | 0.58%             |  |  |  | No            | 1                  | On Loan: No      |

### Signature

**Date Signed:** 2026-02-27

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer