# EDGAR Filing Document

**Accession Number:** 0001603978
**File Stem:** 0001603978-26-000039
**Filing Date:** 2026-4
**Character Count:** 5103
**Document Hash:** 91b348eb4b10fe98de19821a56d4cae8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001603978-26-000039.hdr.sgml**: 20260408

**ACCESSION NUMBER**: 0001603978-26-000039

**CONFORMED SUBMISSION TYPE**: 8-K/A

**PUBLIC DOCUMENT COUNT**: 11

**CONFORMED PERIOD OF REPORT**: 20260407

**ITEM INFORMATION**: Other Events

**FILED AS OF DATE**: 20260408

**DATE AS OF CHANGE**: 20260408

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AQUABOUNTY TECHNOLOGIES INC
- **CENTRAL INDEX KEY:** 0001603978
- **STANDARD INDUSTRIAL CLASSIFICATION:** FISHING, HUNTING & TRAPPING [0900]
- **ORGANIZATION NAME:** 08 Industrial Applications and Services
- **EIN:** 043156167
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-36426
- **FILM NUMBER:** 26849006

**BUSINESS ADDRESS:**
- **STREET 1:** 233 AYER ROAD SUITE 4
- **STREET 2:** SUITE 4
- **CITY:** HARVARD
- **STATE:** MA
- **ZIP:** 01451
- **BUSINESS PHONE:** 978-648-6000

**MAIL ADDRESS:**
- **STREET 1:** 233 AYER ROAD SUITE 4
- **STREET 2:** SUITE 4
- **CITY:** HARVARD
- **STATE:** MA
- **ZIP:** 01451

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** AquaBounty Technologies, Inc.
- **DATE OF NAME CHANGE:** 20140328

?xml version='1.0' encoding='ASCII'? aqb-20260407x8ka

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**__________**

## Form 8-K/A
**(Amendment No.1)**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934**

**Date of Report (Date of earliest event reported) April 7, 2026**

## AquaBounty Technologies, Inc.
(Exact name of registrant as specified in its charter)

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| | | |
|:---|:---|:---|
| **Delaware**  | **001-36426**  | **04-3156167**  |
| (State or other jurisdiction<br>‎of incorporation) | (Commission<br>‎File Number) | (IRS Employer<br>‎Identification No.) |

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**233 Ayer Road, Suite 4, Harvard, Massachusetts**

(Address of principal executive offices)

**01451**

(Zip Code)

**978-648-6000**

(Registrant's telephone number, including area code)

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

□ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

□ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

□ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

□ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| &nbsp;&nbsp;Title of each class | &nbsp;&nbsp;Trading Symbol(s) | &nbsp;&nbsp;Name of exchange on which registered |
| &nbsp;&nbsp;**Common Stock, par value $0.001 per share**  | &nbsp;&nbsp;**AQB**  | &nbsp;&nbsp;**The NASDAQ Stock Market LLC**  |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company&nbsp;&nbsp;&nbsp;&nbsp;□

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.&nbsp;&nbsp;&nbsp;&nbsp;□

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**Explanatory Note**

This Amendment No. 1 to the Current Report on Form 8-K filed by AquaBounty Technologies, Inc. (the "Company") with the Securities and Exchange Commission on April 8, 2026 (the "Original Report") is being filed to provide additional disclosure under Item 8.01 regarding the Company's compliance with Nasdaq Listing Rule 5550(b)(1) as a result of the Offering described in the Original Report. Except as expressly set forth herein, this Amendment No. 1 does not amend, update or restate any other information in the Original Report. Terms capitalized but not otherwise defined herein shall have the meanings ascribed to them in the Original Report.

**Item 8.01. Other Events.**

As a result of the Offering, the Company believes that it is now in compliance with Nasdaq Listing Rule 5550 (Continued Listing Standards for Primary Equity Securities) because the Company meets the Equity Standard set forth in Nasdaq Listing Rule 5550(b)(1), which requires stockholders' equity of at least $2.5 million.

 **‎** 

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | |
|:---|:---|
|  | AquaBounty Technologies, Inc. |
|  | (Registrant) |
| Date: April 8, 2026 | /s/ David A. Frank |
|  | David A. Frank |
|  | Interim Chief Executive Officer, Chief Financial Officer and Treasurer |

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