# EDGAR Filing Document

**Accession Number:** 0001002196
**File Stem:** 0001002196-25-000005
**Filing Date:** 2025-12
**Character Count:** 2536
**Document Hash:** ff93f62b560b159cf0d72af05265e1bb
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001002196-25-000005.hdr.sgml**: 20251217

**ACCESSION NUMBER**: 0001002196-25-000005

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251217

**DATE AS OF CHANGE**: 20251217

**EFFECTIVENESS DATE**: 20251217

**PERIOD START**: 20241001

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SORSBY FINANCIAL CORP.
- **CENTRAL INDEX KEY:** 0001002196

**ORGANIZATION NAME:**
- **EIN:** 364033989
- **STATE OF INCORPORATION:** IL
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-48718
- **FILM NUMBER:** 251578319

**BUSINESS ADDRESS:**
- **STREET 1:** 4851 BONITA BAY BLVD
- **STREET 2:** SUITE 701
- **CITY:** BONITA SPRINGS
- **STATE:** FL
- **ZIP:** 34134
- **BUSINESS PHONE:** 312-751-0469

**MAIL ADDRESS:**
- **STREET 1:** 1222 CHARLTON PARK DR
- **STREET 2:** SUITE 3503
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77077

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SORSBY FINANCIAL CORP                                   /BD
- **DATE OF NAME CHANGE:** 19951016

### Attached PDF Documents

**Attachment 1:** `PUBLIC.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001002196

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 10-01-2024

**Report Period End Date:** 09-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** SORSBY FINANCIAL CORP.

**Business Address:** 4851 BONITA BAY BLVD, SUITE 701, BONITA SPRINGS, FL, 34134

**Contact Person:** Whitney Brom

**Contact Phone:** 3127510469

### Independent Public Accountant Identification

**Accountant Name:** Davila Advisory LLC

**Accountant Address:** 10135 Manchester Rd Ste 206, St Louis, MO, 63122

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Charles Sorsby**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **SORSBY FINANCIAL CORP.**, as of **09-30-2025**, are true and correct.

**Signature:** Charles Sorsby

**Title:** President

**Notarized:** Yes