# EDGAR Filing Document

**Accession Number:** 0001146050
**File Stem:** 0001146050-26-000001
**Filing Date:** 2026-2
**Character Count:** 2536
**Document Hash:** 18778a7e685a008156b1e6b3df593dcd
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001146050-26-000001.hdr.sgml**: 20260217

**ACCESSION NUMBER**: 0001146050-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260217

**DATE AS OF CHANGE**: 20260217

**EFFECTIVENESS DATE**: 20260217

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** THE COURTNEY GROUP, LLC
- **CENTRAL INDEX KEY:** 0001146050

**ORGANIZATION NAME:**
- **EIN:** 134181083
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-53453
- **FILM NUMBER:** 26639566

**BUSINESS ADDRESS:**
- **STREET 1:** 363  SAN MIGUEL DRIVE
- **STREET 2:** SUITE 210
- **CITY:** NEWPORT BEACH
- **STATE:** CA
- **ZIP:** 92660
- **BUSINESS PHONE:** 949-706-3600

**MAIL ADDRESS:**
- **STREET 1:** 363  SAN MIGUEL DRIVE
- **STREET 2:** SUITE 210
- **CITY:** NEWPORT BEACH
- **STATE:** CA
- **ZIP:** 92660

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** COURTNEY GROUP LLC                                      /BD
- **DATE OF NAME CHANGE:** 20020130

### Attached PDF Documents

**Attachment 1:** `tcg2025public.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001146050

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** THE COURTNEY GROUP, LLC

**Business Address:** 363  SAN MIGUEL DRIVE, SUITE 210, NEWPORT BEACH, CA, 92660

**Contact Person:** Elizabeth Collins

**Contact Phone:** 415-246-9169

### Independent Public Accountant Identification

**Accountant Name:** Ernst Wintter & Associates

**Accountant Address:** 675 Ygnacio Valley Rd., Suite A200, Walnut Creek, CA, 94596

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Thomas W. Courtney**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **THE COURTNEY GROUP, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Thomas W. Courtney

**Title:** CEO & CCO