# EDGAR Filing Document

**Accession Number:** 0002040013
**File Stem:** 0002040013-26-000008
**Filing Date:** 2026-3
**Character Count:** 10687
**Document Hash:** fe647f4c2a3875c137b71b2b33966eeb
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002040013-26-000008.hdr.sgml**: 20260312

**ACCESSION NUMBER**: 0002040013-26-000008

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20260312

**DATE AS OF CHANGE**: 20260312

**EFFECTIVENESS DATE**: 20260312

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Bawa N Mallick Trust
- **CENTRAL INDEX KEY:** 0002040013

**ORGANIZATION NAME:**
- **EIN:** 996521363
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-26764
- **FILM NUMBER:** 26746636

**BUSINESS ADDRESS:**
- **STREET 1:** 10820 71ST AVE APT 15D
- **CITY:** FOREST HILLS
- **STATE:** NY
- **ZIP:** 11375
- **BUSINESS PHONE:** (917) 667-7842

**MAIL ADDRESS:**
- **STREET 1:** 10820 71ST AVE APT 15D
- **CITY:** FOREST HILLS
- **STATE:** NY
- **ZIP:** 11375

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 06-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Bawa N Mallick Trust<br>**Address:** 10820 71ST AVE APT 15D<br>FOREST HILLS, NY 11375

**Form 13F File Number:** 028-26764

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Lynnette Iglesias<br>**Title:** Trustee<br>**Phone:** 917-667-7842

**Signature, Place, and Date of Signing:**

/s/ Lynnette Iglesias  Forest Hills, NY  03-12-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 67

**Form 13F Information Table Value Total:** $242082944

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 291462 | 600 | SH |  | SOLE |  | 600 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 |  | 689125 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| FIDELITY COMWLTH TR | NASDAQ COMPSIT | 315912808 |  | 3444300 | 43000 | SH |  | SOLE |  | 43000 | 0 | 0 |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 316092808 |  | 591660 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 |  | 267973 | 2203 | SH |  | SOLE |  | 2203 | 0 | 0 |
| FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 |  | 1368539 | 8697 | SH |  | SOLE |  | 8697 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED ALP | COM SHS | 33735K108 |  | 301940 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 |  | 2181573 | 8100 | SH |  | SOLE |  | 8100 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | NASDAQ-100 SEL | 337344105 |  | 1637880 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | US EQTY OPPT ETF | 336920103 |  | 289820 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | AI AND NEXT GEN | 46137V639 |  | 737175 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRGT TECH | 46137V811 |  | 1638960 | 24000 | SH |  | SOLE |  | 24000 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | LARGE CAP GROWTH | 46137V746 |  | 423865 | 3609 | SH |  | SOLE |  | 3609 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S 500 GARP ETF | 46137V431 |  | 269250 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S 500 TOP 50 | 46137V233 |  | 4689000 | 90000 | SH |  | SOLE |  | 90000 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S EQL TEC | 46137V282 |  | 2613182 | 64080 | SH |  | SOLE |  | 64080 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 1363827 | 7504 | SH |  | SOLE |  | 7504 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S PUR GWT | 46137V266 |  | 457700 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S QUALITY | 46137V241 |  | 1501448 | 21070 | SH |  | SOLE |  | 21070 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | SEMICONDUCTORS | 46137V647 |  | 1199200 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 37329091 | 67670 | SH |  | SOLE |  | 67670 | 0 | 0 |
| ISHARES TR | CORE S TTL STK | 464287150 |  | 1574296 | 11658 | SH |  | SOLE |  | 11658 | 0 | 0 |
| ISHARES TR | CORE S US GWT | 464287671 |  | 7539523 | 50130 | SH |  | SOLE |  | 50130 | 0 | 0 |
| ISHARES TR | CORE S ETF | 464287200 |  | 9017587 | 14523 | SH |  | SOLE |  | 14523 | 0 | 0 |
| ISHARES TR | DOW JONES US ETF | 464287846 |  | 867526 | 5750 | SH |  | SOLE |  | 5750 | 0 | 0 |
| ISHARES TR | EXPANDED TECH | 464287515 |  | 5584661 | 51001 | SH |  | SOLE |  | 51001 | 0 | 0 |
| ISHARES TR | EXPND TEC SC ETF | 464287549 |  | 1011060 | 9000 | SH |  | SOLE |  | 9000 | 0 | 0 |
| ISHARES TR | GLOBAL TECH ETF | 464287291 |  | 738720 | 8000 | SH |  | SOLE |  | 8000 | 0 | 0 |
| ISHARES TR | ISHARES SEMICDTR | 464287523 |  | 477400 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| ISHARES TR | MORNINGSTAR GRWT | 464287119 |  | 3183843 | 32857 | SH |  | SOLE |  | 32857 | 0 | 0 |
| ISHARES TR | MORNINGSTR US EQ | 464287127 |  | 1063672 | 12400 | SH |  | SOLE |  | 12400 | 0 | 0 |
| ISHARES TR | RUS 1000 ETF | 464287622 |  | 2023837 | 5960 | SH |  | SOLE |  | 5960 | 0 | 0 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 8300539 | 19550 | SH |  | SOLE |  | 19550 | 0 | 0 |
| ISHARES TR | RUS TP200 GR ETF | 464289438 |  | 2220077 | 9006 | SH |  | SOLE |  | 9006 | 0 | 0 |
| ISHARES TR | RUSSELL 3000 ETF | 464287689 |  | 245700 | 700 | SH |  | SOLE |  | 700 | 0 | 0 |
| ISHARES TR | S 100 ETF | 464287101 |  | 638831 | 2099 | SH |  | SOLE |  | 2099 | 0 | 0 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 2224020 | 20200 | SH |  | SOLE |  | 20200 | 0 | 0 |
| ISHARES TR | U.S. TECH ETF | 464287721 |  | 1386160 | 8000 | SH |  | SOLE |  | 8000 | 0 | 0 |
| ISHARES U S ETF TR | U.S. TECH INDEPD | 46431W648 |  | 470000 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 789950 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| SCHWAB STRATEGIC TR | 1000 INDEX ETF | 808524722 |  | 2080840 | 69780 | SH |  | SOLE |  | 69780 | 0 | 0 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 |  | 5056488 | 212190 | SH |  | SOLE |  | 212190 | 0 | 0 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 3111449 | 106520 | SH |  | SOLE |  | 106520 | 0 | 0 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 |  | 2588196 | 105900 | SH |  | SOLE |  | 105900 | 0 | 0 |
| SELECT SECTOR SPDR TR | STATE STREET TEC | 81369Y803 |  | 1747287 | 6900 | SH |  | SOLE |  | 6900 | 0 | 0 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 892316 | 2025 | SH |  | SOLE |  | 2025 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 66357090 | 107400 | SH |  | SOLE |  | 107400 | 0 | 0 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A102 |  | 237280 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A862 |  | 641275 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A805 |  | 2501326 | 33400 | SH |  | SOLE |  | 33400 | 0 | 0 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A854 |  | 218070 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A409 |  | 4766000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A599 |  | 789651 | 4160 | SH |  | SOLE |  | 4160 | 0 | 0 |
| TIDAL TRUST I | SOFI SELECT 500 | 886364173 |  | 782021 | 6620 | SH |  | SOLE |  | 6620 | 0 | 0 |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 92189F643 |  | 1031690 | 11000 | SH |  | SOLE |  | 11000 | 0 | 0 |
| VANECK ETF TRUST | RETAIL ETF | 92189F684 |  | 417655 | 1750 | SH |  | SOLE |  | 1750 | 0 | 0 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 |  | 1035802 | 3714 | SH |  | SOLE |  | 3714 | 0 | 0 |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 921932505 |  | 1752108 | 4418 | SH |  | SOLE |  | 4418 | 0 | 0 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 5589600 | 12750 | SH |  | SOLE |  | 12750 | 0 | 0 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 |  | 5278050 | 18500 | SH |  | SOLE |  | 18500 | 0 | 0 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 7839273 | 13801 | SH |  | SOLE |  | 13801 | 0 | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 7294320 | 24000 | SH |  | SOLE |  | 24000 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 92206C680 |  | 251160 | 2300 | SH |  | SOLE |  | 2300 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000IDX | 92206C730 |  | 912795 | 3250 | SH |  | SOLE |  | 3250 | 0 | 0 |
| VANGUARD WORLD FD | INF TECH ETF | 92204A702 |  | 663280 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| VANGUARD WORLD FD | MEGA CAP INDEX | 921910873 |  | 1574215 | 6999 | SH |  | SOLE |  | 6999 | 0 | 0 |
| VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 |  | 4029335 | 11004 | SH |  | SOLE |  | 11004 | 0 | 0 |

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