# EDGAR Filing Document

**Accession Number:** 0001868941
**File Stem:** 0001868941-26-000008
**Filing Date:** 2026-3
**Character Count:** 9118
**Document Hash:** 1aeae93d74f87d1ffb933f90e8521fe4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001868941-26-000008.hdr.sgml**: 20260316

**ACCESSION NUMBER**: 0001868941-26-000008

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 11

**CONFORMED PERIOD OF REPORT**: 20260312

**ITEM INFORMATION**: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20260316

**DATE AS OF CHANGE**: 20260316

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Fluence Energy, Inc.
- **CENTRAL INDEX KEY:** 0001868941
- **STANDARD INDUSTRIAL CLASSIFICATION:** MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 871304612
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-40978
- **FILM NUMBER:** 26756759

**BUSINESS ADDRESS:**
- **STREET 1:** 4601 FAIRFAX DRIVE
- **STREET 2:** SUITE 600
- **CITY:** ARLINGTON
- **STATE:** VA
- **ZIP:** 22203
- **BUSINESS PHONE:** (833) 358-3623

**MAIL ADDRESS:**
- **STREET 1:** 4601 FAIRFAX DRIVE
- **STREET 2:** SUITE 600
- **CITY:** ARLINGTON
- **STATE:** VA
- **ZIP:** 22203

?xml version='1.0' encoding='ASCII'? flnc-20260312

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of**

**the Securities Exchange Act of 1934**

Date of Report (Date of earliest event reported): **March 12, 2026**

**FLUENCE ENERGY, INC.**

(Exact name of registrant as specified in its charter)

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| | | |
|:---|:---|:---|
| **Delaware** | **001-40978** | **87-1304612** |
| (State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) |

---

**4601 Fairfax Drive, Suite 600**

**Arlington, Virginia 22203** 

(Address of principal executive offices) (Zip Code)

 **(833) 358-3623**

(Registrant's telephone number, including area code)

**N/A**

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 □ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 □ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 □ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 □ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

**Securities registered pursuant to Section 12(b) of the Act:**

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| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| **Class A Common Stock, $0.00001 par value per share** | **FLNC** | **The Nasdaq Global Select Market** |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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**Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.**

As noted below under Item 5.07, at the Annual Meeting of Stockholders (the "Annual Meeting") of Fluence Energy, Inc. (the "Company") held on March 12, 2026, the Company's stockholders, upon the recommendation of the Board of Directors of the Company (the "Board"), approved the amendment and restatement of the Company's 2021 Incentive Award Plan (the "Incentive Plan"), which increased the number of shares of the Company's Class A common stock available for issuance by 6,700,000 shares and extended the term of the Incentive Plan to January 20, 2036.

A more detailed description of the material terms of the Incentive Plan is included in Proposal 4 of the Company's Definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission (the "SEC") on January 26, 2026 (the "Proxy Statement"), and such description is hereby incorporated by reference herein. The foregoing and the summary in the Proxy Statement is not a complete summary of the terms of the Incentive Plan and is qualified by reference to the text of the Incentive Plan, which is included as Exhibit 99.1 to the Company's Registration Statement on Form S-8 filed with the SEC on March 12, 2026 and is incorporated by reference herein.

**Item 5.07. Submission of Matters to a Vote of Security Holders.** 

On March 12, 2026, the Company held its Annual Meeting. As of the close of business on January 13, 2026, the record date for the Annual Meeting, there were 132,276,738 shares of the Company's Class A common stock outstanding, 51,499,195 shares of the Company's Class B-1 common stock outstanding, and no shares of the Company's Class B-2 common stock outstanding (collectively "the Common Stock"). Each share of the Company's Class A common stock is entitled to one vote per share, and each share of the Company's Class B-1 common stock is entitled to five votes per share. Accordingly, as of the record date, there were a total of 389,772,713 votes available to be cast. At the Annual Meeting, the holders of 351,998,526 votes of the Common Stock were represented in person or by proxy, constituting a quorum. The following are the voting results for the proposals considered and voted upon at the Annual Meeting, each of which were described in the Company's Proxy Statement.

*<u>Proposal 1 — Election of Directors</u>*

The Company's stockholders elected the twelve director nominees to serve on the Board for a one year term expiring on the date of our annual meeting of stockholders in 2027 and until their respective successors have been duly elected and qualified, by the votes indicated below:

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| | | | |
|:---|:---|:---|:---|
| **<u>Nominee</u>** | **<u>Votes<br>For</u>** | **<u>Votes<br>Withheld</u>** | **<u>Broker Non-Votes</u>** |
| Fahad Al-Darwish | 325332774 | 14327032 | 12338720 |
| Cynthia Arnold | 333705264 | 5954542 | 12338720 |
| Herman Bulls | 322653336 | 17006470 | 12338720 |
| Ricardo Falú | 313211889 | 26447917 | 12338720 |
| Elizabeth Fessenden | 339026549 | 633257 | 12338720 |
| Ruth Gratzke | 319496976 | 20162830 | 12338720 |
| Harald von Heynitz | 333038792 | 6621014 | 12338720 |
| Peter Chi-Shun Luk | 325276570 | 14383236 | 12338720 |
| Axel Meier | 319528507 | 20131299 | 12338720 |
| Letitia ("Tish") Mendoza | 319455346 | 20204460 | 12338720 |

---

------

Julian Nebreda 328,213,945 11,445,861 12,338,720 <br> <u>John Christopher ("Chris") Shelton</u> <u>325,250,401</u> <u>14,409,405</u> <u>12,338,720</u>

*<u>Proposal 2 — Ratification of Auditors</u>*

The proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2026 was approved by the votes indicated below. There were no broker non-votes on this proposal.

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| | | | |
|:---|:---|:---|:---|
| **<u>Votes<br>For</u>** | **<u>Votes Against</u>** | **<u>Votes Abstained</u>** | **<u>Broker Non-Votes</u>** |
| 351,450,470 | 501,261 | 46,795 |  |

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*<u>Proposal 3 - Advisory Vote on the Compensation of Named Executive Officers</u>*

The stockholders approved a resolution, through a non-binding advisory vote, to approve the compensation of the Company's named executive officers as described in the Company's Proxy Statement as follows:

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| | | | |
|:---|:---|:---|:---|
| **<u>Votes For</u>** | **<u>Votes Against</u>** | **<u>Votes Abstained</u>** | **<u>Broker Non-Votes</u>** |
| 336,697,114 | 2,871,667 | 91,025 | 12,338,720 |

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*<u>Proposal 4 - Approval of the Amendment and Restatement of the Company's 2021 Incentive Award Plan</u>*

The proposal to approve the amendment and restatement of the Company's 2021 Incentive Award Plan was approved by the Company's stockholders by the votes indicated below.

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| | | | |
|:---|:---|:---|:---|
| **<u>Votes<br>For</u>** | **<u>Votes Against</u>** | **<u>Votes Abstained</u>** | **<u>Broker Non-Votes</u>** |
| 337,751,354 | 1,804,045 | 104,407 | 12,338,720 |

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
| | **FLUENCE ENERGY, INC.** | **FLUENCE ENERGY, INC.** |
| Date: March 16, 2026 | By: | /s/ Ahmed Pasha |
|  |  | Ahmed Pasha |
|  |  | Senior Vice President and Chief Financial Officer |

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