# EDGAR Filing Document

**Accession Number:** 0000877670
**File Stem:** 0000940400-26-023165
**Filing Date:** 2026-6
**Character Count:** 19356
**Document Hash:** c98ef4ef6819db2c334f4eabf33237d2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-023165.hdr.sgml**: 20260601

**ACCESSION NUMBER**: 0000940400-26-023165

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260601

**DATE AS OF CHANGE**: 20260601

**PERIOD START**: 20260930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GABELLI EQUITY SERIES FUNDS INC
- **CENTRAL INDEX KEY:** 0000877670

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-06367
- **FILM NUMBER:** 261049265

**BUSINESS ADDRESS:**
- **STREET 1:** ONE CORPORATE CENTER
- **STREET 2:** ONE CORPORATE CENTER
- **CITY:** RYE
- **STATE:** NY
- **ZIP:** 10580
- **BUSINESS PHONE:** 9149217728

**MAIL ADDRESS:**
- **STREET 1:** ONE CORPORATE CENTER
- **STREET 2:** ONE CORPORATE CENTER
- **CITY:** RYE
- **STATE:** NY
- **ZIP:** 10580

## Series and Classes Contracts Data

### THE GABELLI FOCUSED GROWTH AND INCOME FUND (Series ID: S000001063)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000002858 | CLASS A      | GWSAX           |
| C000002860 | CLASS C      | GWSCX           |
| C000002861 | CLASS AAA    | GWSVX           |
| C000061074 | Class I      | GWSIX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Gabelli Equity Series Funds Inc

- **b. Investment Company Act file number:** 811-06367

- **c. CIK number of Registrant:** 0000877670

- **d. LEI of Registrant:** 5493007J8TJQ0MSHWY40

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** One Corporate Center

  - **City:** Rye

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10580-1422

  - **Telephone number:** 1-800-422-3554

**Item A.2. Information about the Series.**

- **a. Name of Series:** The Gabelli Focused Growth and Income Fund

- **b. EDGAR series identifier (if any):** S000001063

- **c. LEI of Series:** 5493000HSUGR4K1WQT75

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-09-30

- **b. Date as of which information is reported:** 2026-03-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $45860741.53

**Total Liabilities:** $335026.62

**Net Assets:** $45525714.91

**Cash Not Reported:** $221124.26

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000061074 | 4.55%                | 3.53%                | -2.04%               |
| Class ID C000002860 | 4.47%                | 3.35%                | -2.19%               |
| Class ID C000002858 | 4.47%                | 3.50%                | -2.08%               |
| Class ID C000002861 | 4.50%                | 3.41%                | -2.15%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $444600.91               | $1701711.49                                |
| Month 2  | $530605.92               | $914308.06                                 |
| Month 3  | $370836.31               | $-909699.94                                |

### Schedule of Portfolio Investments

| Name                              | Title                                                                               | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| THE OPTIONS CLEARING CORPORATION  | ET A 2026-04-17 CALL 20                                                             | CUSIP: 000000000<br>LEI: 549300CII6SLYGKNHA04 | N/A              | DE               | CORP              | US        |       -75 | NC      | $-975.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Simon Property Group Inc          | Simon Property Group Inc COM                                                        | CUSIP: 828806109<br>LEI: 529900GQL5X8H7AO3T64 | Long             | EC               | CORP              | US        |      4900 | NS      | $913997.00    | 2.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Pfizer Inc.                       | Pfizer Inc. COM                                                                     | CUSIP: 717081103<br>LEI: 765LHXWGK1KXCLTFYQ30 | Long             | EC               | CORP              | US        |     47100 | NS      | $1322568.00   | 2.91%             |  |  |  | No            |                  1 | On Loan: No      |
| ATN International Inc.            | ATN International Inc. COM                                                          | CUSIP: 00215F107<br>LEI: 54930013NP7VEU877V56 | Long             | EC               | CORP              | US        |     71221 | NS      | $1938635.62   | 4.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackstone Mortgage Trust, Inc    | Blackstone Mortgage Trust, Inc COM CL A                                             | CUSIP: 09257W100<br>LEI: 549300OLDJ20R2Y2UW20 | Long             | EC               | CORP              | US        |    122500 | NS      | $2345875.00   | 5.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Herc Holdings Inc                 | Herc Holdings Inc COM                                                               | CUSIP: 42704L104<br>LEI: 549300TP80QLITMSBP82 | Long             | EC               | CORP              | US        |      7750 | NS      | $771512.50    | 1.69%             |  |  |  | No            |                  1 | On Loan: No      |
| TXNM Energy Inc.                  | TXNM Energy Inc. COM                                                                | CUSIP: 69349H107<br>LEI: 5493003JOBJGLZSDDQ28 | Long             | EC               | CORP              | US        |     20000 | NS      | $1169200.00   | 2.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Compass Diversified               | Compass Diversified SERIES B FIXED TO FLOATING RATE CUMULATIVE PREFERRED SHARES     | CUSIP: 20451Q302<br>LEI: 5299001SM1LBYANJRR58 | Long             | EP               | CORP              | US        |      7500 | NS      | $146325.00    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION  | ET A 2026-04-17 CALL 19                                                             | CUSIP: 000000000<br>LEI: 549300CII6SLYGKNHA04 | N/A              | DE               | CORP              | US        |      -150 | NC      | $-8400.00     | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| Apollo Global Management Inc      | Apollo Global Management Inc COM                                                    | CUSIP: 03769M106<br>LEI: 254900LMFT1CY9IYB476 | Long             | EC               | CORP              | US        |     13000 | NS      | $1448460.00   | 3.18%             |  |  |  | No            |                  1 | On Loan: No      |
| United States Treasury Bills      | B 0 06/04/26                                                                        | CUSIP: 912797SX6<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    175000 | PA      | $173876.50    | 0.38%             | 2026-06-04      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION  | T A 2026-04-17 CALL 29                                                              | CUSIP: 000000000<br>LEI: 549300CII6SLYGKNHA04 | N/A              | DE               | CORP              | US        |      -300 | NC      | $-12600.00    | -0.03%            |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION  | PFE A 2026-04-17 CALL 28                                                            | CUSIP: 000000000<br>LEI: 549300CII6SLYGKNHA04 | N/A              | DE               | CORP              | US        |       -50 | NC      | $-3400.00     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| Energizer Holdings Inc            | Energizer Holdings Inc COM                                                          | CUSIP: 29272W109<br>LEI: 5493000D6NN0V57UME20 | Long             | EC               | CORP              | US        |     20000 | NS      | $328400.00    | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Franklin Bsp Realty Trust Inc     | Franklin Bsp Realty Trust Inc COMMON STOCK                                          | CUSIP: 35243J101<br>LEI: 549300LH3QNZK9Y1KC93 | Long             | EC               | CORP              | US        |    405419 | NS      | $3442007.31   | 7.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Maple Leaf Foods Inc.             | Maple Leaf Foods Inc. COM NPV                                                       | CUSIP: 564905107<br>LEI: 549300LX07S5J8F76F37 | Long             | EC               | CORP              | CA        |     66000 | NS      | $1423334.05   | 3.13%             |  |  |  | No            |                  1 | On Loan: No      |
| AT&T Inc                          | AT&T Inc COM                                                                        | CUSIP: 00206R102<br>LEI: 549300Z40J86GGSTL398 | Long             | EC               | CORP              | US        |    142500 | NS      | $4131075.00   | 9.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc.                     | Alphabet Inc. CAP STK CL C                                                          | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |       350 | NS      | $100401.00    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION  | EPD A 2026-04-17 CALL 40                                                            | CUSIP: 000000000<br>LEI: 549300CII6SLYGKNHA04 | N/A              | DE               | CORP              | US        |       -50 | NC      | $-500.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION  | EPD A 2026-04-17 CALL 38                                                            | CUSIP: 000000000<br>LEI: 549300CII6SLYGKNHA04 | N/A              | DE               | CORP              | US        |      -100 | NC      | $-5900.00     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| Kinder Morgan, Inc.               | Kinder Morgan, Inc. COM                                                             | CUSIP: 49456B101<br>LEI: 549300WR7IX8XE0TBO16 | Long             | EC               | CORP              | US        |     65000 | NS      | $2179450.00   | 4.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley                    | Morgan Stanley COM NEW                                                              | CUSIP: 617446448<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EC               | CORP              | US        |      3000 | NS      | $493710.00    | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Mondelez International Inc.       | Mondelez International Inc. CL A                                                    | CUSIP: 609207105<br>LEI: 549300DV9GIB88LZ5P30 | Long             | EC               | CORP              | US        |      7500 | NS      | $432300.00    | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Servicenow Inc                    | Servicenow Inc COM                                                                  | CUSIP: 81762P102<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               | CORP              | US        |     10000 | NS      | $1045500.00   | 2.30%             |  |  |  | No            |                  1 | On Loan: No      |
| XPLR Infrastructure LP            | XPLR Infrastructure LP COM UNIT PART IN                                             | CUSIP: 65341B106<br>LEI: 5493008F4ZOQFNG3WN54 | Long             | EC               | CORP              | US        |    175000 | NS      | $1858500.00   | 4.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Enterprise Products Partners L.P. | Enterprise Products Partners L.P. COM                                               | CUSIP: 293792107<br>LEI: K4CDIF4M54DJZ6TB4Q48 | Long             | EC               | CORP              | US        |    100000 | NS      | $3784000.00   | 8.31%             |  |  |  | No            |                  1 | On Loan: No      |
| United States Treasury Bills      | B 0 06/18/26                                                                        | CUSIP: 912797TD9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    245000 | PA      | $243094.31    | 0.53%             | 2026-06-18      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Energy Transfer LP                | Energy Transfer LP COM UT LTD PTN                                                   | CUSIP: 29273V100<br>LEI: MTLVN9N7JE8MIBIJ1H73 | Long             | EC               | CORP              | US        |    214900 | NS      | $4147570.00   | 9.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Option Care Health Inc            | Option Care Health Inc COM NEW                                                      | CUSIP: 68404L201<br>LEI: 549300DI3Q5ACSYJRI17 | Long             | EC               | CORP              | US        |     18500 | NS      | $498020.00    | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Compass Diversified               | Compass Diversified 7.250% SERIES A PREFERRED SHARES                                | CUSIP: 20451Q203<br>LEI: 5299001SM1LBYANJRR58 | Long             | EP               | CORP              | US        |     54800 | NS      | $960096.00    | 2.11%             |  |  |  | No            |                  1 | On Loan: No      |
| DigitalBridge Group Inc           | DigitalBridge Group Inc 7.125% SERIES H CUMULATIVE REDEEMABLE PREFERRED STOCK       | CUSIP: 25401T504<br>LEI: 549300XG87L902AGBO89 | Long             | EP               | CORP              | US        |     90266 | NS      | $1464114.52   | 3.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Kimbell Royalty Partners Lp       | Kimbell Royalty Partners Lp UNIT                                                    | CUSIP: 49435R102<br>LEI: 5493007FC11POVYRB841 | Long             | EC               | CORP              | US        |    137500 | NS      | $1989625.00   | 4.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Vici Properties Inc               | Vici Properties Inc COM                                                             | CUSIP: 925652109<br>LEI: 254900RKH6RY9KCJQH63 | Long             | EC               | CORP              | US        |    132500 | NS      | $3619900.00   | 7.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Dana Inc.                         | Dana Inc. COM                                                                       | CUSIP: 235825205<br>LEI: KVWHW7YLZPFJM8QYNJ51 | Long             | EC               | CORP              | US        |     52500 | NS      | $1766625.00   | 3.88%             |  |  |  | No            |                  1 | On Loan: No      |
| United States Treasury Bills      | B 0 05/21/26                                                                        | CUSIP: 912797SV0<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    351000 | PA      | $349234.64    | 0.77%             | 2026-05-21      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| AbbVie Inc.                       | AbbVie Inc. COM                                                                     | CUSIP: 00287Y109<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | EC               | CORP              | US        |       950 | NS      | $206615.50    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION  | NOW A 2026-05-15 PUT 110                                                            | CUSIP: 000000000<br>LEI: 549300CII6SLYGKNHA04 | N/A              | DE               | CORP              | US        |       -50 | NC      | $-56500.00    | -0.12%            |  |  |  | No            |                  1 | On Loan: No      |
| Newmont Corporation               | Newmont Corporation COM                                                             | CUSIP: 651639106<br>LEI: 549300VSP3RIX7FGDZ51 | Long             | EC               | CORP              | US        |      3000 | NS      | $324750.00    | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| QVC Group Inc.                    | QVC Group Inc. 8.0% FIXED RATE CUMULATIVE REDEEMABLE PREFERRED STOCK DUE 3/15/2031  | CUSIP: 74915M308<br>LEI: 549300PSXEKU4PHLCR04 | Long             | EP               | CORP              | US        |     63246 | NS      | $160012.38    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION  | T A 2026-04-17 CALL 20                                                              | CUSIP: 000000000<br>LEI: 549300CII6SLYGKNHA04 | N/A              | DE               | CORP              | US        |       -25 | NC      | $-22312.50    | -0.05%            |  |  |  | No            |                  2 | On Loan: No      |
| Chimera Investment Corporation    | Chimera Investment Corporation 8.00% SERIES A CUMULATIVE REDEEMABLE PREFERRED STOCK | CUSIP: 16934Q307<br>LEI: 2JBBQFJOL123LOUBE657 | Long             | EP               | CORP              | US        |     18447 | NS      | $377794.56    | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-05-29

**Name of Applicant:** Gabelli Equity Series Funds Inc

**Signature:** John C. Ball

**Name of Signer:** John C. Ball

**Title:** Treasurer