# EDGAR Filing Document

**Accession Number:** 0001604813
**File Stem:** 0001145549-23-020192
**Filing Date:** 2023-3
**Character Count:** 29490
**Document Hash:** d43178f3c1d66e94a95ccedda91fb834
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-020192.hdr.sgml**: 20230330

**ACCESSION NUMBER**: 0001145549-23-020192

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230330

**DATE AS OF CHANGE**: 20230330

**PERIOD START**: 20230731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TrimTabs ETF Trust
- **CENTRAL INDEX KEY:** 0001604813
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22995
- **FILM NUMBER:** 23778760

**BUSINESS ADDRESS:**
- **STREET 1:** 1345 AVENUE OF THE AMERICAS
- **STREET 2:** 2ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10105
- **BUSINESS PHONE:** 1-646-380-2499

**MAIL ADDRESS:**
- **STREET 1:** 1345 AVENUE OF THE AMERICAS
- **STREET 2:** 2ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TrimTabs EFT Trust
- **DATE OF NAME CHANGE:** 20140404

## Series and Classes Contracts Data

### Donoghue Forlines Yield Enhanced Real Asset ETF (Series ID: S000074479)

| Class ID   | Class Name                                      | Ticker Symbol   |
|:---|:---|:---|
| C000232424 | Donoghue Forlines Yield Enhanced Real Asset ETF | DFRA            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** TrimTabs ETF Trust

- **b. Investment Company Act file number:** 811-22995

- **c. CIK number of Registrant:** 0001604813

- **d. LEI of Registrant:** 549300GRT204D6PN7T64

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1345 Avenue of the Americas

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10105

  - **Telephone number:** 212-217-2470

**Item A.2. Information about the Series.**

- **a. Name of Series:** Donoghue Forlines Yield Enhanced Real Asset ETF

- **b. EDGAR series identifier (if any):** S000074479

- **c. LEI of Series:** 549300UH4Z38YKTT2K77

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-07-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $64503313.08

**Total Liabilities:** $9126145.06

**Net Assets:** $55377168.02

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000232424 | 7.20%                | -4.00%               | 7.15%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $57051.08                | $1652095.61                                |
| Month 2  | $-266153.33              | $-1001468.04                               |
| Month 3  | $71523.25                | $3633279.97                                |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                                      | Title                                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Allison Transmission Holdings             | Allison Transmission Holdings Inc         | CUSIP: 01973R101<br>LEI: 529900RP7DJ882LI9T83 | Long             | EC               | CORP              | US        |      8045 | NS      | $362668.60    | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Antero Midstream Corp                     | Antero Midstream Corp                     | CUSIP: 03676B102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     46440 | NS      | $506196.00    | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| AvalonBay Communities Inc                 | AvalonBay Communities Inc                 | CUSIP: 053484101<br>LEI: K9G90K85RBWD2LAGQX17 | Long             | EC               | CORP              | US        |      3216 | NS      | $570647.04    | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Avient Corp                               | Avient Corp                               | CUSIP: 05368V106<br>LEI: SM8L9RZYIB34LNTWO040 | Long             | EC               | CORP              | US        |      9823 | NS      | $398027.96    | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| EOG Resources Inc                         | EOG Resources Inc                         | CUSIP: 26875P101<br>LEI: XWTZDRYZPBUHIQBKDB46 | Long             | EC               | CORP              | US        |      5802 | NS      | $767314.50    | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Equinor ASA                               | Equinor ASA                               | CUSIP: 29446M102<br>LEI: OW6OFBNCKXC4US5C7523 | Long             | EC               | CORP              | NO        |     29279 | NS      | $890959.97    | 1.61%             |  |  |  | No            |                  1 | On Loan: —       |
| Iron Mountain Inc                         | Iron Mountain Inc                         | CUSIP: 46284V101<br>LEI: SQL3F6CKNNBM3SQGHX24 | Long             | EC               | CORP              | US        |     12490 | NS      | $681704.20    | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Lamar Advertising Co                      | Lamar Advertising Co                      | CUSIP: 512816109<br>LEI: 529900Y8WW4MKVPTB543 | Long             | EC               | CORP              | US        |      6088 | NS      | $648615.52    | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| LXP Industrial Trust                      | LXP Industrial Trust                      | CUSIP: 529043101<br>LEI: 549300S4MH2ICXDBFV43 | Long             | EC               | CORP              | US        |     32131 | NS      | $371113.05    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| MPLX LP                                   | MPLX LP                                   | CUSIP: 55336V100<br>LEI: 5493000CZJ19CK4P3G36 | Long             | EC               | CORP              | US        |     25594 | NS      | $893742.48    | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Magellan Midstream Partners LP            | Magellan Midstream Partners LP            | CUSIP: 559080106<br>LEI: MZF5TI8NFVZZNUSKDL39 | Long             | EC               | CORP              | US        |     11500 | NS      | $614100.00    | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Medical Properties Trust Inc              | Medical Properties Trust Inc              | CUSIP: 58463J304<br>LEI: 254900U6E39J1MQCCY14 | Long             | EC               | CORP              | US        |     37689 | NS      | $488072.55    | 0.88%             |  |  |  | No            |                  1 | On Loan: —       |
| Norfolk Southern Corp                     | Norfolk Southern Corp                     | CUSIP: 655844108<br>LEI: 54930036C8MWP850MI84 | Long             | EC               | CORP              | US        |      3129 | NS      | $769139.49    | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Plains All American Pipeline L            | Plains All American Pipeline LP           | CUSIP: 726503105<br>LEI: 5521FA2ITF25TVH63740 | Long             | EC               | CORP              | US        |     49070 | NS      | $611412.20    | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Plains GP Holdings LP                     | Plains GP Holdings LP                     | CUSIP: 72651A207<br>LEI: 549300O56BSKRD8FAM12 | Long             | EC               | CORP              | US        |     28343 | NS      | $371009.87    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Rio Tinto PLC                             | Rio Tinto PLC                             | CUSIP: 767204100<br>LEI: 213800YOEO5OQ72G2R82 | Long             | EC               | CORP              | GB        |     15735 | NS      | $1248572.25   | 2.25%             |  |  |  | No            |                  1 | On Loan: —       |
| Ternium SA                                | Ternium SA                                | CUSIP: 880890108<br>LEI: 529900QG4KU23TEI2E46 | Long             | EC               | CORP              | LU        |     13798 | NS      | $556749.30    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| LyondellBasell Industries NV              | LyondellBasell Industries NV              | CUSIP: N/A<br>LEI: BN6WCCZ8OVP3ITUUVN49       | Long             | EC               | CORP              | US        |      9711 | NS      | $938956.59    | 1.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Alliance Resource Partners LP             | Alliance Resource Partners LP             | CUSIP: 01877R108<br>LEI: 529900T4Q5UPWOUFG783 | Long             | EC               | CORP              | US        |     18130 | NS      | $415720.90    | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| American Tower Corp                       | American Tower Corp                       | CUSIP: 03027X100<br>LEI: 5493006ORUSIL88JOE18 | Long             | EC               | CORP              | US        |      3913 | NS      | $874125.07    | 1.58%             |  |  |  | No            |                  1 | On Loan: No      |
| BP PLC                                    | BP PLC                                    | CUSIP: 055622104<br>LEI: 213800LH1BZH3DI6G760 | Long             | EC               | CORP              | GB        |     32236 | NS      | $1167910.28   | 2.11%             |  |  |  | No            |                  1 | On Loan: No      |
| BHP Group Ltd                             | BHP Group Ltd                             | CUSIP: 088606108<br>LEI: WZE1WSENV6JSZFK0JC28 | Long             | EC               | CORP              | AU        |     20721 | NS      | $1453578.15   | 2.62%             |  |  |  | No            |                  1 | On Loan: —       |
| Boston Properties Inc                     | Boston Properties Inc                     | CUSIP: 101121101<br>LEI: 549300OF70FSEUQBT254 | Long             | EC               | CORP              | US        |      6033 | NS      | $449699.82    | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Coterra Energy Inc                        | Coterra Energy Inc                        | CUSIP: 127097103<br>LEI: FCNMH6O7VWU7LHXMK351 | Long             | EC               | CORP              | US        |     21789 | NS      | $545378.67    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Celanese Corp                             | Celanese Corp                             | CUSIP: 150870103<br>LEI: 549300FHJQTDPPN41627 | Long             | EC               | CORP              | US        |      4151 | NS      | $511403.20    | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Cheniere Energy Partners LP               | Cheniere Energy Partners LP               | CUSIP: 16411Q101<br>LEI: 5493005UEC8AZ34LDV29 | Long             | EC               | CORP              | US        |     13660 | NS      | $745426.20    | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Chevron Corp                              | Chevron Corp                              | CUSIP: 166764100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8088 | NS      | $1407473.76   | 2.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Civitas Resources Inc                     | Civitas Resources Inc                     | CUSIP: 17888H103<br>LEI: IIVIHPH28S64K95M2381 | Long             | EC               | CORP              | US        |      6886 | NS      | $458263.30    | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| ConocoPhillips                            | ConocoPhillips                            | CUSIP: 20825C104<br>LEI: WPTL2Z3FIYTHSP5V2253 | Long             | EC               | CORP              | US        |      9126 | NS      | $1112185.62   | 2.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Crown Castle Inc                          | Crown Castle Inc                          | CUSIP: 22822V101<br>LEI: 54930012H97VSM0I2R19 | Long             | EC               | CORP              | US        |      6315 | NS      | $935314.65    | 1.69%             |  |  |  | No            |                  1 | On Loan: No      |
| DCP Midstream LP                          | DCP Midstream LP                          | CUSIP: 23311P100<br>LEI: 52990024YYS3MLGW0E91 | Long             | EC               | CORP              | US        |     14826 | NS      | $623285.04    | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| DT Midstream Inc                          | DT Midstream Inc                          | CUSIP: 23345M107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8202 | NS      | $448321.32    | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Diamondback Energy Inc                    | Diamondback Energy Inc                    | CUSIP: 25278X109<br>LEI: 549300R22LSX6OHWEN64 | Long             | EC               | CORP              | US        |      4719 | NS      | $689540.28    | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Dow Inc                                   | Dow Inc                                   | CUSIP: 260557103<br>LEI: 5493003S21INSLK2IP73 | Long             | EC               | CORP              | US        |     16916 | NS      | $1003964.60   | 1.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Eni SpA                                   | Eni SpA                                   | CUSIP: 26874R108<br>LEI: BUCRF72VH5RBN7X3VL35 | Long             | EC               | CORP              | IT        |     28583 | NS      | $883214.70    | 1.59%             |  |  |  | No            |                  1 | On Loan: —       |
| EastGroup Properties Inc                  | EastGroup Properties Inc                  | CUSIP: 277276101<br>LEI: 31TIGQQZC4P6JMHKSW85 | Long             | EC               | CORP              | US        |      2962 | NS      | $498356.50    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Ecopetrol SA                              | Ecopetrol SA                              | CUSIP: 279158109<br>LEI: 254900IDGKCJICKBPA66 | Long             | EC               | CORP              | CO        |     69080 | NS      | $786821.20    | 1.42%             |  |  |  | No            |                  1 | On Loan: —       |
| Element Solutions Inc                     | Element Solutions Inc                     | CUSIP: 28618M106<br>LEI: 549300FLGN6P5CU20J91 | Long             | EC               | CORP              | US        |     18070 | NS      | $370073.60    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Emerson Electric Co                       | Emerson Electric Co                       | CUSIP: 291011104<br>LEI: FGLT0EWZSUIRRITFOA30 | Long             | EC               | CORP              | US        |      6545 | NS      | $590489.90    | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Energy Transfer LP                        | Energy Transfer LP                        | CUSIP: 29273V100<br>LEI: MTLVN9N7JE8MIBIJ1H73 | Long             | EC               | CORP              | US        |     67892 | NS      | $901605.76    | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| EnLink Midstream LLC                      | EnLink Midstream LLC                      | CUSIP: 29336T100<br>LEI: 54930000GY1H533OBE23 | Long             | EC               | CORP              | US        |     43458 | NS      | $552785.76    | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Enterprise Products Partners L            | Enterprise Products Partners LP           | CUSIP: 293792107<br>LEI: K4CDIF4M54DJZ6TB4Q48 | Long             | EC               | CORP              | US        |     37880 | NS      | $969728.00    | 1.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Equitrans Midstream Corp                  | Equitrans Midstream Corp                  | CUSIP: 294600101<br>LEI: 549300RH0NLJNZ5SXU64 | Long             | EC               | CORP              | US        |     58547 | NS      | $424465.75    | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Equity LifeStyle Properties In            | Equity LifeStyle Properties Inc           | CUSIP: 29472R108<br>LEI: 529900PEQG66LENB6798 | Long             | EC               | CORP              | US        |      7575 | NS      | $543733.50    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Extra Space Storage Inc                   | Extra Space Storage Inc                   | CUSIP: 30225T102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3582 | NS      | $565347.06    | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Exxon Mobil Corp                          | Exxon Mobil Corp                          | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |     14708 | NS      | $1706275.08   | 3.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity Government Portfolio             | Fidelity Government Portfolio             | CUSIP: 316175108<br>LEI: 549300FQDFZGLUOCWN51 | Long             | STIV             | RF                | US        |    265832 | NS      | $265831.80    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Gaming and Leisure Properties             | Gaming and Leisure Properties Inc         | CUSIP: 36467J108<br>LEI: 5493006GWRDBCZYWTM57 | Long             | EC               | CORP              | US        |     12470 | NS      | $667893.20    | 1.21%             |  |  |  | No            |                  1 | On Loan: —       |
| Gerdau SA                                 | Gerdau SA                                 | CUSIP: 373737105<br>LEI: 254900YDV6SEQQPZVG24 | Long             | EP               | CORP              | BR        |     88143 | NS      | $572929.50    | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Honeywell International Inc               | Honeywell International Inc               | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               | CORP              | US        |      3946 | NS      | $822662.08    | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Hubbell Inc                               | Hubbell Inc                               | CUSIP: 443510607<br>LEI: 54930088VDQ6840Y6597 | Long             | EC               | CORP              | US        |      2290 | NS      | $524203.90    | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Huntsman Corp                             | Huntsman Corp                             | CUSIP: 447011107<br>LEI: 5299000V56320A7RIQ67 | Long             | EC               | CORP              | US        |     17475 | NS      | $553782.75    | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Kinder Morgan Inc                         | Kinder Morgan Inc                         | CUSIP: 49456B101<br>LEI: 549300WR7IX8XE0TBO16 | Long             | EC               | CORP              | US        |     44359 | NS      | $811769.70    | 1.47%             |  |  |  | No            |                  1 | On Loan: —       |
| Murphy Oil Corp                           | Murphy Oil Corp                           | CUSIP: 626717102<br>LEI: QBKYQD0ODE7DC7PDIN91 | Long             | EC               | CORP              | US        |     10390 | NS      | $453107.90    | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Newmont Corp                              | Newmont Corp                              | CUSIP: 651639106<br>LEI: 549300VSP3RIX7FGDZ51 | Long             | EC               | CORP              | US        |     16924 | NS      | $895787.32    | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Olin Corp                                 | Olin Corp                                 | CUSIP: 680665205<br>LEI: 549300GKK294V7W57P06 | Long             | EC               | CORP              | US        |      9285 | NS      | $599718.15    | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Omega Healthcare Investors Inc            | Omega Healthcare Investors Inc            | CUSIP: 681936100<br>LEI: 549300OJ7ENK42CZ8E73 | Long             | EC               | CORP              | US        |     16494 | NS      | $485583.36    | 0.88%             |  |  |  | No            |                  1 | On Loan: —       |
| ONEOK Inc                                 | ONEOK Inc                                 | CUSIP: 682680103<br>LEI: 2T3D6M0JSY48PSZI1Q41 | Long             | EC               | CORP              | US        |     12178 | NS      | $833949.44    | 1.51%             |  |  |  | No            |                  1 | On Loan: —       |
| Oshkosh Corp                              | Oshkosh Corp                              | CUSIP: 688239201<br>LEI: 549300FEKNPCFSA2B506 | Long             | EC               | CORP              | US        |      4093 | NS      | $412492.54    | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Parker-Hannifin Corp                      | Parker-Hannifin Corp                      | CUSIP: 701094104<br>LEI: 5493002CONDB4N2HKI23 | Long             | EC               | CORP              | US        |      2641 | NS      | $860966.00    | 1.55%             |  |  |  | No            |                  1 | On Loan: —       |
| Petroleo Brasileiro SA                    | Petroleo Brasileiro SA                    | CUSIP: 71654V101<br>LEI: 5493000J801JZRCMFE49 | Long             | EP               | CORP              | BR        |     82073 | NS      | $846993.36    | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Petroleo Brasileiro SA                    | Petroleo Brasileiro SA                    | CUSIP: 71654V408<br>LEI: 5493000J801JZRCMFE49 | Long             | EC               | CORP              | BR        |     79233 | NS      | $919102.80    | 1.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Public Storage                            | Public Storage                            | CUSIP: 74460D109<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EC               | CORP              | US        |      2805 | NS      | $853673.70    | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Sibanye Stillwater Ltd                    | Sibanye Stillwater Ltd                    | CUSIP: 82575P107<br>LEI: 378900F238434B74D281 | Long             | EC               | CORP              | ZA        |     55593 | NS      | $598180.68    | 1.08%             |  |  |  | No            |                  1 | On Loan: —       |
| Siemens AG                                | Siemens AG                                | CUSIP: 826197501<br>LEI: W38RGI023J3WT1HWRP32 | Long             | EC               | CORP              | DE        |     15779 | NS      | $1232024.32   | 2.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Simon Property Group Inc                  | Simon Property Group Inc                  | CUSIP: 828806109<br>LEI: 529900GQL5X8H7AO3T64 | Long             | EC               | CORP              | US        |      7697 | NS      | $988756.62    | 1.79%             |  |  |  | No            |                  1 | On Loan: No      |
| A O Smith Corp                            | A O Smith Corp                            | CUSIP: 831865209<br>LEI: 549300XG4US7UJNECY36 | Long             | EC               | CORP              | US        |      7915 | NS      | $535845.50    | 0.97%             |  |  |  | No            |                  1 | On Loan: —       |
| Southern Copper Corp                      | Southern Copper Corp                      | CUSIP: 84265V105<br>LEI: 2549007U6NAP46Q9TU15 | Long             | EC               | CORP              | MX        |     14756 | NS      | $1109798.76   | 2.00%             |  |  |  | No            |                  1 | On Loan: —       |
| Starwood Property Trust Inc               | Starwood Property Trust Inc               | CUSIP: 85571B105<br>LEI: BUGSFQZERKRBFWIG5267 | Long             | EC               | CORP              | US        |     23113 | NS      | $482830.57    | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| TotalEnergies SE                          | TotalEnergies SE                          | CUSIP: 89151E109<br>LEI: 529900S21EQ1BO4ESM68 | Long             | EC               | CORP              | FR        |     20591 | NS      | $1277465.64   | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Union Pacific Corp                        | Union Pacific Corp                        | CUSIP: 907818108<br>LEI: 549300LMMRSZZCZ8CL11 | Long             | EC               | CORP              | US        |      4618 | NS      | $942949.42    | 1.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Waste Management Inc                      | Waste Management Inc                      | CUSIP: 94106L109<br>LEI: 549300YX8JIID70NFS41 | Long             | EC               | CORP              | US        |      4898 | NS      | $757867.54    | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Watsco Inc                                | Watsco Inc                                | CUSIP: 942622200<br>LEI: 549300F1Y3LN5BX5WN75 | Long             | EC               | CORP              | US        |      1514 | NS      | $435078.18    | 0.79%             |  |  |  | No            |                  1 | On Loan: —       |
| Western Midstream Partners LP             | Western Midstream Partners LP             | CUSIP: 958669103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     23352 | NS      | $630971.04    | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Williams Cos Inc/The                      | Williams Cos Inc/The                      | CUSIP: 969457100<br>LEI: D71FAKCBLFS2O0RBPG08 | Long             | EC               | CORP              | US        |     25358 | NS      | $817541.92    | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Woodside Energy Group Ltd                 | Woodside Energy Group Ltd                 | CUSIP: 980228308<br>LEI: 2549005ZC5RXAOO7FH41 | Long             | EC               | CORP              | AU        |     30467 | NS      | $791532.66    | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Mount Vernon Liquid Assets Portfolio, LLC | Mount Vernon Liquid Assets Portfolio, LLC | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | PF                | US        |   9046749 | NS      | $9046748.75   | 16.34%            |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-16

**Name of Applicant:** TrimTabs ETF Trust

**Signature:** /s/ Derin Cohen

**Name of Signer:** TrimTabs ETF Trust

**Title:** Chief Compliance Officer