# EDGAR Filing Document

**Accession Number:** 0001652348
**File Stem:** 0001652348-23-000001
**Filing Date:** 2023-1
**Character Count:** 11664
**Document Hash:** 108597a8a6c7c936a8c1a9094f368aac
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001652348-23-000001.hdr.sgml**: 20230120

**ACCESSION NUMBER**: 0001652348-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230120

**DATE AS OF CHANGE**: 20230120

**EFFECTIVENESS DATE**: 20230120

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Genesee Capital Advisors, LLC
- **CENTRAL INDEX KEY:** 0001652348
- **IRS NUMBER:** 462482362
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19213
- **FILM NUMBER:** 23539048

**BUSINESS ADDRESS:**
- **STREET 1:** 46 SOUTH STREET
- **CITY:** AUBURN
- **STATE:** NY
- **ZIP:** 13021
- **BUSINESS PHONE:** 3155543020

**MAIL ADDRESS:**
- **STREET 1:** 46 SOUTH STREET
- **CITY:** AUBURN
- **STATE:** NY
- **ZIP:** 13021

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Genesee Capital Advisors LLC<br>**Address:** 46 SOUTH STREET<br>AUBURN, NY 13021

**Form 13F File Number:** 028-19213

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** JEAN MARIE HART<br>**Title:** FOUNDING PARTNER AND CHIEF COMPLIANCE OFFICER<br>**Phone:** 315-554-3020

**Signature, Place, and Date of Signing:**

JEAN MARIE HART  Auburn, NY  01-20-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 79

**Form 13F Information Table Value Total:** $134217790

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 22ND CENTY GROUP INC | COM | 90137F103 |  | 23013 | 25000 | SH |  | SOLE |  | 0 | 0 | 25000 |
| ABBOTT LABS | COM | 002824100 |  | 1623441 | 14787 | SH |  | SOLE |  | 0 | 0 | 14787 |
| ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 |  | 2191852 | 26626 | SH |  | SOLE |  | 0 | 0 | 26626 |
| AES CORP | COM | 00130H105 |  | 1315879 | 45754 | SH |  | SOLE |  | 0 | 0 | 45754 |
| AMAZON COM INC | COM | 023135106 |  | 684600 | 8150 | SH |  | SOLE |  | 0 | 0 | 8150 |
| AMERISOURCEBERGEN CORP | COM | 03073E105 |  | 1739724 | 10499 | SH |  | SOLE |  | 0 | 0 | 10499 |
| APPLE INC | COM | 037833100 |  | 6707363 | 51623 | SH |  | SOLE |  | 0 | 0 | 51623 |
| ARCH CAP GROUP LTD | ORD | G0450A105 |  | 688194 | 10962 | SH |  | SOLE |  | 0 | 0 | 10962 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 |  | 1702071 | 18331 | SH |  | SOLE |  | 0 | 0 | 18331 |
| AT INC | COM | 00206R102 |  | 189439 | 10290 | SH |  | SOLE |  | 0 | 0 | 10290 |
| BANK NEW YORK MELLON CORP | COM | 064058100 |  | 208345 | 4577 | SH |  | SOLE |  | 0 | 0 | 4577 |
| BROADCOM INC | COM | 11135F101 |  | 1413812 | 2529 | SH |  | SOLE |  | 0 | 0 | 2529 |
| CHEVRON CORP NEW | COM | 166764100 |  | 1504255 | 8381 | SH |  | SOLE |  | 0 | 0 | 8381 |
| CLEARWAY ENERGY INC | CL C | 18539C204 |  | 1165826 | 36581 | SH |  | SOLE |  | 0 | 0 | 36581 |
| COCA COLA CO | COM | 191216100 |  | 217031 | 3412 | SH |  | SOLE |  | 0 | 0 | 3412 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 1434361 | 12156 | SH |  | SOLE |  | 0 | 0 | 12156 |
| CSX CORP | COM | 126408103 |  | 1765911 | 57002 | SH |  | SOLE |  | 0 | 0 | 57002 |
| CULLEN FROST BANKERS INC | COM | 229899109 |  | 1413181 | 10570 | SH |  | SOLE |  | 0 | 0 | 10570 |
| DANAHER CORPORATION | COM | 235851102 |  | 2077328 | 7827 | SH |  | SOLE |  | 0 | 0 | 7827 |
| DEERE  CO | COM | 244199105 |  | 296583 | 692 | SH |  | SOLE |  | 0 | 0 | 692 |
| DEVON ENERGY CORP NEW | COM | 25179M103 |  | 1332815 | 21668 | SH |  | SOLE |  | 0 | 0 | 21668 |
| ELEVANCE HEALTH INC | COM | 036752103 |  | 1496328 | 2917 | SH |  | SOLE |  | 0 | 0 | 2917 |
| EVOLENT HEALTH INC | CL A | 30050B101 |  | 2140707 | 76236 | SH |  | SOLE |  | 0 | 0 | 76236 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 872286 | 7908 | SH |  | SOLE |  | 0 | 0 | 7908 |
| FIRST TR EXCH TRADED FD III | MANAGD MUN ETF | 33739N108 |  | 209294 | 4177 | SH |  | SOLE |  | 0 | 0 | 4177 |
| FIRST TR EXCH TRADED FD III | MUNI HI INCM ETF | 33739P301 |  | 326585 | 7055 | SH |  | SOLE |  | 0 | 0 | 7055 |
| FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 33739H101 |  | 5041734 | 205869 | SH |  | SOLE |  | 0 | 0 | 205869 |
| FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 |  | 12274592 | 134075 | SH |  | SOLE |  | 0 | 0 | 134075 |
| FIRST TR EXCHANGE TRADED FD | FINLS ALPHADEX | 33734X135 |  | 3954233 | 96539 | SH |  | SOLE |  | 0 | 0 | 96539 |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 33738R506 |  | 4571193 | 104080 | SH |  | SOLE |  | 0 | 0 | 104080 |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 33739Q200 |  | 294268 | 6207 | SH |  | SOLE |  | 0 | 0 | 6207 |
| FIRST TR EXCHANGE-TRADED FD | NASD TECH DIV | 33738R118 |  | 299575 | 6270 | SH |  | SOLE |  | 0 | 0 | 6270 |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 33740F805 |  | 279888 | 6373 | SH |  | SOLE |  | 0 | 0 | 6373 |
| HOME DEPOT INC | COM | 437076102 |  | 433681 | 1373 | SH |  | SOLE |  | 0 | 0 | 1373 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 |  | 1573622 | 15339 | SH |  | SOLE |  | 0 | 0 | 15339 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 368568 | 2616 | SH |  | SOLE |  | 0 | 0 | 2616 |
| INVESCO DB MULTI-SECTOR COMM | PRECIOUS METAL | 46140H502 |  | 3029148 | 63044 | SH |  | SOLE |  | 0 | 0 | 63044 |
| INVESCO DB MULTI-SECTOR COMM | SILVER FD | 46140H205 |  | 3242245 | 99637 | SH |  | SOLE |  | 0 | 0 | 99637 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 CB | 46138J866 |  | 1021110 | 48671 | SH |  | SOLE |  | 0 | 0 | 48671 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 46138J841 |  | 970853 | 47393 | SH |  | SOLE |  | 0 | 0 | 47393 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 CB | 46138J825 |  | 870946 | 43245 | SH |  | SOLE |  | 0 | 0 | 43245 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2026 CB | 46138J791 |  | 868197 | 45876 | SH |  | SOLE |  | 0 | 0 | 45876 |
| INVESCO EXCHANGE TRADED FD T | DWA BASIC MATL | 46137V704 |  | 933858 | 11812 | SH |  | SOLE |  | 0 | 0 | 11812 |
| INVESCO EXCHANGE TRADED FD T | DWA STAPLES | 46137V886 |  | 1204844 | 14576 | SH |  | SOLE |  | 0 | 0 | 14576 |
| INVESCO EXCHANGE TRADED FD T | DWA ENERGY MNT | 46137V878 |  | 1456869 | 33700 | SH |  | SOLE |  | 0 | 0 | 33700 |
| INVESCO EXCHANGE TRADED FD T | DWA FINL MUMT | 46137V860 |  | 1075934 | 26410 | SH |  | SOLE |  | 0 | 0 | 26410 |
| INVESCO EXCHANGE TRADED FD T | DWA TECHNOLOGY | 46137V811 |  | 257053 | 2267 | SH |  | SOLE |  | 0 | 0 | 2267 |
| ISHARES TR | US CONSM STAPLES | 464287812 |  | 9080732 | 44781 | SH |  | SOLE |  | 0 | 0 | 44781 |
| ISHARES TR | BROAD USD HIGH | 46435U853 |  | 605652 | 17540 | SH |  | SOLE |  | 0 | 0 | 17540 |
| ISHARES TR | U.S. BAS MTL ETF | 464287838 |  | 484309 | 3882 | SH |  | SOLE |  | 0 | 0 | 3882 |
| ISHARES TR | US BR DEL SE ETF | 464288794 |  | 642339 | 6682 | SH |  | SOLE |  | 0 | 0 | 6682 |
| ISHARES TR | U.S. ENERGY ETF | 464287796 |  | 798747 | 17181 | SH |  | SOLE |  | 0 | 0 | 17181 |
| ISHARES TR | U.S. INSRNCE ETF | 464288786 |  | 636920 | 6968 | SH |  | SOLE |  | 0 | 0 | 6968 |
| ISHARES TR | US OIL GS EX ETF | 464288851 |  | 902452 | 9718 | SH |  | SOLE |  | 0 | 0 | 9718 |
| ISHARES TR | RUS 2000 GRW ETF | 464287648 |  | 394717 | 1840 | SH |  | SOLE |  | 0 | 0 | 1840 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 426101 | 876 | SH |  | SOLE |  | 0 | 0 | 876 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 258080 | 742 | SH |  | SOLE |  | 0 | 0 | 742 |
| MCDONALDS CORP | COM | 580135101 |  | 1780919 | 6758 | SH |  | SOLE |  | 0 | 0 | 6758 |
| META PLATFORMS INC | CL A | 30303M102 |  | 460300 | 3825 | SH |  | SOLE |  | 0 | 0 | 3825 |
| MICROSOFT CORP | COM | 594918104 |  | 1732918 | 7226 | SH |  | SOLE |  | 0 | 0 | 7226 |
| NEXSTAR MEDIA GROUP INC | COMMON STOCK | 65336K103 |  | 1357064 | 7753 | SH |  | SOLE |  | 0 | 0 | 7753 |
| QUEST DIAGNOSTICS INC | COM | 74834L100 |  | 351869 | 2249 | SH |  | SOLE |  | 0 | 0 | 2249 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 |  | 12348320 | 275571 | SH |  | SOLE |  | 0 | 0 | 275571 |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 |  | 939427 | 19474 | SH |  | SOLE |  | 0 | 0 | 19474 |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 |  | 406938 | 8914 | SH |  | SOLE |  | 0 | 0 | 8914 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 |  | 447096 | 8633 | SH |  | SOLE |  | 0 | 0 | 8633 |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 808524854 |  | 213463 | 4336 | SH |  | SOLE |  | 0 | 0 | 4336 |
| SEACOAST BKG CORP FLA | COM NEW | 811707801 |  | 1337220 | 42873 | SH |  | SOLE |  | 0 | 0 | 42873 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 6347024 | 72562 | SH |  | SOLE |  | 0 | 0 | 72562 |
| SIENTRA INC | COM | 82621J105 |  | 2029 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| SIRIUS XM HOLDINGS INC | COM | 82968B103 |  | 93977 | 16092 | SH |  | SOLE |  | 0 | 0 | 16092 |
| SPDR SER TR | PRTFLO S HI | 78468R788 |  | 5176244 | 130779 | SH |  | SOLE |  | 0 | 0 | 130779 |
| SPDR SER TR | PORTFOLIO LN TSR | 78464A664 |  | 3455173 | 119021 | SH |  | SOLE |  | 0 | 0 | 119021 |
| TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 |  | 121880 | 13364 | SH |  | SOLE |  | 0 | 0 | 13364 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 1574176 | 2969 | SH |  | SOLE |  | 0 | 0 | 2969 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 467598 | 6509 | SH |  | SOLE |  | 0 | 0 | 6509 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 |  | 1416014 | 18269 | SH |  | SOLE |  | 0 | 0 | 18269 |
| VISTAGEN THERAPEUTICS INC | COM NEW | 92840H202 |  | 2046 | 19860 | SH |  | SOLE |  | 0 | 0 | 19860 |
| WILLIAMS COS INC | COM | 969457100 |  | 1193411 | 36274 | SH |  | SOLE |  | 0 | 0 | 36274 |

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