# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0001752724-23-000544
**Filing Date:** 2023-1
**Character Count:** 27723
**Document Hash:** 9d4db755c4fdf8f3815d9b4bf4f4c852
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-000544.hdr.sgml**: 20230110

**ACCESSION NUMBER**: 0001752724-23-000544

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230110

**DATE AS OF CHANGE**: 20230110

**PERIOD START**: 20230228

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 23520610

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### R3 Global Dividend Growth ETF (Series ID: S000075613)

| Class ID   | Class Name                    | Ticker Symbol   |
|:---|:---|:---|
| C000234834 | R3 Global Dividend Growth ETF |  |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **R3 GLOBAL DIVIDEND GROWTH ETF** | **R3 GLOBAL DIVIDEND GROWTH ETF** | **R3 GLOBAL DIVIDEND GROWTH ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **November 30, 2022** | **November 30, 2022** | **November 30, 2022** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 97.5%** |  |
|  | **APPAREL & TEXTILE PRODUCTS - 2.9%** |  |
| 137 | LVMH Moet Hennessy Louis Vuitton S.E. | &nbsp;&nbsp;&nbsp; $105241 |
| 555 | NIKE, Inc., Class B | &nbsp;&nbsp;&nbsp; 60878 |
|  |  | &nbsp;&nbsp; 166119 |
|  | **ASSET MANAGEMENT - 3.0%** |  |
| 237 | BlackRock, Inc. | &nbsp;&nbsp;&nbsp; 169692 |
|  | **AUTOMOTIVE - 2.0%** |  |
| 1815 | Magna International, Inc. | &nbsp;&nbsp;&nbsp; 111761 |
|  | **BANKING - 7.7%** |  |
| 5919 | DBS Group Holdings Ltd. | &nbsp;&nbsp;&nbsp; 153067 |
| 1054 | JPMorgan Chase & Company | &nbsp;&nbsp;&nbsp; 145642 |
| 25083 | Mitsubishi UFJ Financial Group, Inc. | &nbsp;&nbsp;&nbsp; 137164 |
|  |  | &nbsp;&nbsp; 435*,*873 |
|  | **BEVERAGES - 5.7%** |  |
| 37546 | Ambev S.A. - ADR | &nbsp;&nbsp;&nbsp; 114515 |
| 1613 | Coca-Cola Company | &nbsp;&nbsp;&nbsp; 102603 |
| 2362 | Diageo plc | &nbsp;&nbsp;&nbsp; 108437 |
|  |  | &nbsp;&nbsp; 325555 |
|  | **BIOTECH & PHARMA - 9.5%** |  |
| 397 | CSL Ltd. | &nbsp;&nbsp;&nbsp; 80874 |
| 1759 | Novartis A.G. | &nbsp;&nbsp;&nbsp; 155490 |
| 583 | Novo Nordisk A/S, Class B | &nbsp;&nbsp;&nbsp; 72112 |
| 2958 | Pfizer, Inc. | &nbsp;&nbsp;&nbsp; 148285 |
| 260 | Roche Holding A.G. | &nbsp;&nbsp;&nbsp; 84569 |
|  |  | &nbsp;&nbsp; 541330 |
|  | **CHEMICALS - 4.1%** |  |
| 362 | Avery Dennison Corporation | &nbsp;&nbsp;&nbsp; 69985 |
| 1002 | Croda International plc | &nbsp;&nbsp;&nbsp; 82072 |
| 1641 | Dow, Inc. | &nbsp;&nbsp;&nbsp; 83642 |
|  |  | &nbsp;&nbsp; 235699 |
|  | **COMMERCIAL SUPPORT SERVICES - 2.6%** |  |
| 3597 | Rollins, Inc. | &nbsp;&nbsp;&nbsp; 145463 |

---

---

| | | |
|:---|:---|:---|
| **R3 GLOBAL DIVIDEND GROWTH ETF** | **R3 GLOBAL DIVIDEND GROWTH ETF** | **R3 GLOBAL DIVIDEND GROWTH ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **November 30, 2022** | **November 30, 2022** | **November 30, 2022** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 97.5% (Continued)** |  |
|  | **CONSTRUCTION MATERIALS - 0.6%** |  |
| 1633 | James Hardie Industries plc - ADR | &nbsp;&nbsp;&nbsp; $32415 |
|  | **ELECTRIC UTILITIES - 5.7%** |  |
| 14672 | CLP Holdings Ltd. | &nbsp;&nbsp;&nbsp; 106319 |
| 9351 | National Grid plc | &nbsp;&nbsp;&nbsp; 114369 |
| 1232 | NextEra Energy, Inc. | &nbsp;&nbsp;&nbsp; 104350 |
|  |  | &nbsp;&nbsp; 325038 |
|  | **ELECTRICAL EQUIPMENT - 2.4%** |  |
| 2801 | Kone OYJ, Class B | &nbsp;&nbsp;&nbsp; 138649 |
|  | **HOUSEHOLD PRODUCTS - 1.9%** |  |
| 738 | Clorox Company | &nbsp;&nbsp;&nbsp; 109704 |
|  | **INDUSTRIAL REIT - 1.0%** |  |
| 984 | Terreno Realty Corporation | &nbsp;&nbsp;&nbsp; 57702 |
|  | **INDUSTRIAL SUPPORT SERVICES - 0.9%** |  |
| 915 | Ritchie Bros Auctioneers, Inc. | &nbsp;&nbsp;&nbsp; 50166 |
|  | **INSTITUTIONAL FINANCIAL SERVICES - 4.8%** |  |
| 679 | Deutsche Boerse A.G. | &nbsp;&nbsp;&nbsp; 124439 |
| 3810 | Hong Kong Exchanges & Clearing Ltd. | &nbsp;&nbsp;&nbsp; 149263 |
|  |  | &nbsp;&nbsp; 273702 |
|  | **INSURANCE - 1.2%** |  |
| 758 | Swiss Re A.G. | &nbsp;&nbsp;&nbsp; 67461 |
|  | **INTERNET MEDIA & SERVICES - 1.5%** |  |
| 12626 | Rightmove plc | &nbsp;&nbsp;&nbsp; 84237 |
|  | **LEISURE FACILITIES & SERVICES - 1.6%** |  |
| 863 | Starbucks Corporation | &nbsp;&nbsp;&nbsp; 88199 |

---

---

| | | |
|:---|:---|:---|
| **R3 GLOBAL DIVIDEND GROWTH ETF** | **R3 GLOBAL DIVIDEND GROWTH ETF** | **R3 GLOBAL DIVIDEND GROWTH ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **November 30, 2022** | **November 30, 2022** | **November 30, 2022** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 97.5% (Continued)** |  |
|  | **LEISURE PRODUCTS - 1.1%** |  |
| 1000 | Hasbro, Inc. | &nbsp;&nbsp;&nbsp; $62820 |
|  | **MACHINERY - 1.6%** |  |
| 2275 | Washtec A.G. | &nbsp;&nbsp;&nbsp; 89478 |
|  | **MEDICAL EQUIPMENT & DEVICES - 4.2%** |  |
| 731 | Coloplast A/S - Series B | &nbsp;&nbsp;&nbsp; 85263 |
| 1914 | Medtronic plc | &nbsp;&nbsp;&nbsp; 151283 |
|  |  | &nbsp;&nbsp; 236546 |
|  | **OIL & GAS PRODUCERS - 6.5%** |  |
| 798 | Chevron Corporation | &nbsp;&nbsp;&nbsp; 146282 |
| 479 | Marathon Petroleum Corporation | &nbsp;&nbsp;&nbsp; 58347 |
| 3007 | Rubis SCA | &nbsp;&nbsp;&nbsp; 75817 |
| 3029 | Shell plc | &nbsp;&nbsp;&nbsp; 89248 |
|  |  | &nbsp;&nbsp; 369694 |
|  | **RETAIL - CONSUMER STAPLES - 1.4%** |  |
| 484 | Target Corporation | &nbsp;&nbsp;&nbsp; 80862 |
|  | **SELF-STORAGE REIT - 1.9%** |  |
| 9500 | Safestore Holdings plc | &nbsp;&nbsp;&nbsp; 103880 |
|  | **SEMICONDUCTORS - 3.3%** |  |
| 2259 | Taiwan Semiconductor Manufacturing Company Ltd. - ADR | &nbsp;&nbsp;&nbsp; 187452 |
|  | **SOFTWARE - 3.7%** |  |
| 591 | Microsoft Corporation | &nbsp;&nbsp;&nbsp; 150788 |
| 1192 | Neste OYJ | &nbsp;&nbsp;&nbsp; 61276 |
|  |  | &nbsp;&nbsp; 212064 |
|  | **SPECIALTY FINANCE - 2.2%** |  |
| 3057 | Fidelity National Financial, Inc. | &nbsp;&nbsp;&nbsp; 123380 |
|  | **TECHNOLOGY HARDWARE - 1.9%** |  |
| 727 | Apple, Inc. | &nbsp;&nbsp;&nbsp; 107618 |

---

---

| | | |
|:---|:---|:---|
| **R3 GLOBAL DIVIDEND GROWTH ETF** | **R3 GLOBAL DIVIDEND GROWTH ETF** | **R3 GLOBAL DIVIDEND GROWTH ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **November 30, 2022** | **November 30, 2022** | **November 30, 2022** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 97.5% (Continued)** |  |
|  | **TECHNOLOGY SERVICES - 3.7%** |  |
| 2659 | Experian plc | &nbsp;&nbsp;&nbsp; $93124 |
| 550 | Visa, Inc., Class A | &nbsp;&nbsp;&nbsp; 119350 |
|  |  | &nbsp;&nbsp; 212474 |
|  | **TELECOMMUNICATIONS - 4.9%** |  |
| 2204 | BCE, Inc. | &nbsp;&nbsp;&nbsp; 104960 |
| 5613 | Telenor ASA | &nbsp;&nbsp;&nbsp; 54322 |
| 2986 | Verizon Communications, Inc. | &nbsp;&nbsp;&nbsp; 116394 |
|  |  | &nbsp;&nbsp; 275676 |
|  | **TRANSPORTATION & LOGISTICS - 2.0%** |  |
| 530 | Union Pacific Corporation | &nbsp;&nbsp;&nbsp; 115238 |
|  | **TOTAL COMMON STOCKS (Cost $5,622,421)** | &nbsp;&nbsp; 5535947 |
|  | **TOTAL INVESTMENTS - 97.5% (Cost $5,622,421)** | &nbsp;&nbsp;&nbsp; $5535947 |
|  | **OTHER ASSETS IN EXCESS OF LIABILITIES- 2.5%** | &nbsp;&nbsp; 144408 |
|  | **NET ASSETS - 100.0%** | &nbsp;&nbsp; $5680355 |

---

---

| | |
|:---|:---|
| ADR | - American Depositary Receipt |
| A/S | - Anonim Sirketi |
| LTD | - Limited Company |
| OYJ | - Julkinen osakeyhtiö |
| PLC | - Public Limited Company |
| REIT | - Real Estate Investment Trust |
| S/A | - Société Anonyme |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** R3 Global Dividend Growth ETF

- **b. EDGAR series identifier (if any):** S000075613

- **c. LEI of Series:** 549300T8YVR7R715XP10

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-02-28

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $5684309.25

**Total Liabilities:** $3954.09

**Net Assets:** $5680355.16

**Cash Not Reported:** $105628.58

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000234834 | -9.33%               | 5.87%                | 8.66%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-1016.00                | $-505424.70                                |
| Month 2  | $-81963.71               | $372120.75                                 |
| Month 3  | $-39884.51               | $500430.03                                 |

### Schedule of Portfolio Investments

| Name                                         | Title                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Dow Inc                                      | DOW INC                   | CUSIP: 260557103<br>LEI: 5493003S21INSLK2IP73 | Long             | EC               | CORP              | US        |      1641 | NS      | $83641.77     | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Diageo PLC                                   | DIAGEO PLC                | CUSIP: G42089113<br>LEI: 213800ZVIELEA55JMJ32 | Long             | EC               | CORP              | GB        |      2362 | NS      | $108436.66    | 1.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Swiss Reinsurance Company Limited            | SWISS RE AG               | CUSIP: H8431B109<br>LEI: 529900PS9YW3YY29F326 | Long             | EC               | CORP              | CH        |       758 | NS      | $67461.44     | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Hong Kong Exchanges & Clearing Ltd.          | Hong Kong Exchanges & Cle | CUSIP: Y3506N139<br>LEI: 213800YTVSXYQN17BW16 | Long             | EC               | CORP              | HK        |      3810 | NS      | $149263.32    | 2.63%             |  |  |  | No            |                  1 | On Loan: No      |
| CLP Holdings Ltd                             | CLP HOLDINGS LTD          | CUSIP: Y1660Q104<br>LEI: 25490002BUTSMP94GO68 | Long             | EC               | CORP              | HK        |     14672 | NS      | $106319.39    | 1.87%             |  |  |  | No            |                  1 | On Loan: No      |
| James Hardie Industries PLC                  | JAMES HARDIE-ADR          | CUSIP: 47030M106<br>LEI: 635400NSGXKTVOO7JU45 | Long             | EC               | CORP              | IE        |      1633 | NS      | $32415.05     | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Union Pacific Corporation                    | UNION PAC CORP            | CUSIP: 907818108<br>LEI: 549300LMMRSZZCZ8CL11 | Long             | EC               | CORP              | US        |       530 | NS      | $115237.90    | 2.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                                     | VISA INC-CLASS A          | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |       550 | NS      | $119350.00    | 2.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Shell PLC                                    | SHELL PLC-NEW             | CUSIP: G80827101<br>LEI: 21380068P1DRHMJ8KU70 | Long             | EC               | CORP              | GB        |      3029 | NS      | $89248.27     | 1.57%             |  |  |  | No            |                  1 | On Loan: No      |
| CSL Ltd                                      | CSL LTD                   | CUSIP: Q3018U109<br>LEI: 529900ECSECK5ZDQTE14 | Long             | EC               | CORP              | AU        |       397 | NS      | $80874.06     | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Coloplast AS                                 | COLOPLAST-B               | CUSIP: K16018192<br>LEI: 529900NN7SOJ5QG82X67 | Long             | EC               | CORP              | DK        |       731 | NS      | $85262.96     | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Starbucks Corporation                        | STARBUCKS CORP            | CUSIP: 855244109<br>LEI: OQSJ1DU9TAOC51A47K68 | Long             | EC               | CORP              | US        |       863 | NS      | $88198.60     | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Ambev S.A.                                   | AMBEV SA-ADR              | CUSIP: 02319V103<br>LEI: 549300TH5Q6VRP8OT012 | Long             | EC               | CORP              | BR        |     37546 | NS      | $114515.30    | 2.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Taiwan Semiconductor Manufacturing Co., Ltd. | TAIWAN SEMIC-ADR          | CUSIP: 874039100<br>LEI: 549300KB6NK5SBD14S87 | Long             | EC               | CORP              | TW        |      2259 | NS      | $187451.82    | 3.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Novo Nordisk A/S                             | NOVO NORDISK-B            | CUSIP: K72807132<br>LEI: 549300DAQ1CVT6CXN342 | Long             | EC               | CORP              | DK        |       583 | NS      | $72111.77     | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Telenor ASA                                  | TELENOR ASA               | CUSIP: R21882106<br>LEI: 549300IM1QSBY4SLPM26 | Long             | EC               | CORP              | NO        |      5613 | NS      | $54321.65     | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Mitsubishi UFJ Financial Group, Inc.         | Mitsubishi UFJ Financial  | CUSIP: J44497105<br>LEI: 353800V2V8PUY9TK3E06 | Long             | EC               | CORP              | JP        |     25083 | NS      | $137164.14    | 2.41%             |  |  |  | No            |                  1 | On Loan: No      |
| BCE Inc.                                     | BCE Inc                   | CUSIP: 05534B760<br>LEI: 5493001I9203PRB5KR45 | Long             | EC               | CORP              | CA        |      2204 | NS      | $104960.18    | 1.85%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMorgan Chase & Co.                         | JPMORGAN CHASE            | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |      1054 | NS      | $145641.72    | 2.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Chevron Corporation                          | CHEVRON CORP              | CUSIP: 166764100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       798 | NS      | $146281.38    | 2.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Washtec Ag                                   | WASHTEC AG                | CUSIP: D9545B104<br>LEI: 391200HHWCQ0KBSG9U91 | Long             | EC               | CORP              | DE        |      2275 | NS      | $89478.28     | 1.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Marathon Petroleum Company                   | MARATHON PETROLE          | CUSIP: 56585A102<br>LEI: 3BNYRYQHD39K4LCKQF12 | Long             | EC               | CORP              | US        |       479 | NS      | $58346.99     | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc.                                   | APPLE INC                 | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |       727 | NS      | $107617.81    | 1.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Ritchie Bros Auctioneers Inc                 | RITCHIE BROS              | CUSIP: 767744105<br>LEI: 5493002H8U24DJXQ4886 | Long             | EC               | CORP              | CA        |       915 | NS      | $50165.97     | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Rightmove PLC                                | RIGHTMOVE                 | CUSIP: G7565D106<br>LEI: 2138001JXGCFKBXYB828 | Long             | EC               | CORP              | GB        |     12626 | NS      | $84237.26     | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Rubis SCA                                    | RUBIS                     | CUSIP: F7686C152<br>LEI: 969500MGFIKUGLTC9742 | Long             | EC               | CORP              | FR        |      3007 | NS      | $75817.25     | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Croda International PLC                      | CRODA INTL.               | CUSIP: G25536155<br>LEI: 2138004WCNBFJEEOXV26 | Long             | EC               | CORP              | GB        |      1002 | NS      | $82071.54     | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Terreno Realty Corporation                   | TERRENO REALTY C          | CUSIP: 88146M101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       984 | NS      | $57701.76     | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Novartis AG                                  | NOVARTIS AG-REG           | CUSIP: H5820Q150<br>LEI: 5493007HIVTX6SY6XD66 | Long             | EC               | CORP              | CH        |      1759 | NS      | $155490.17    | 2.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Roche Holdings AG                            | ROCHE HLDG-GENUS          | CUSIP: H69293217<br>LEI: 549300U41AUUVOAAOB37 | Long             | EP               | CORP              | CH        |       260 | NS      | $84569.38     | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corporation                        | MICROSOFT CORP            | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |       591 | NS      | $150787.74    | 2.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Target Corporation                           | TARGET CORP               | CUSIP: 87612E106<br>LEI: 8WDDFXB5T1Z6J0XC1L66 | Long             | EC               | CORP              | US        |       484 | NS      | $80861.88     | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Avery Dennison Corporation                   | AVERY DENNISON            | CUSIP: 053611109<br>LEI: 549300PW7VPFCYKLIV37 | Long             | EC               | CORP              | US        |       362 | NS      | $69985.46     | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Rollins Inc                                  | ROLLINS INC               | CUSIP: 775711104<br>LEI: 549300F2A0BXT4SGWD84 | Long             | EC               | CORP              | US        |      3597 | NS      | $145462.68    | 2.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Magna International Inc                      | MAGNA INTERNATIONAL INC   | CUSIP: 559222401<br>LEI: 95RWVLFZX6VGDZNNTN43 | Long             | EC               | CORP              | CA        |      1815 | NS      | $111761.02    | 1.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Nike, Inc.                                   | NIKE INC -CL B            | CUSIP: 654106103<br>LEI: 787RXPR0UX0O0XUXPZ81 | Long             | EC               | CORP              | US        |       555 | NS      | $60877.95     | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Deutsche Boerse AG                           | DEUTSCHE BOERSE           | CUSIP: D1882G119<br>LEI: 529900G3SW56SHYNPR95 | Long             | EC               | CORP              | DE        |       679 | NS      | $124438.53    | 2.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Medtronic PLC                                | MEDTRONIC PLC             | CUSIP: G5960L103<br>LEI: 549300GX3ZBSQWUXY261 | Long             | EC               | CORP              | IE        |      1914 | NS      | $151282.56    | 2.66%             |  |  |  | No            |                  1 | On Loan: No      |
| The Clorox Company                           | CLOROX CO                 | CUSIP: 189054109<br>LEI: 54930044KVSC06Z79I06 | Long             | EC               | CORP              | US        |       738 | NS      | $109703.70    | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Neste Oyj                                    | Neste Oyj                 | CUSIP: X5688A109<br>LEI: 5493009GY1X8GQ66AM14 | Long             | EC               | CORP              | FI        |      1192 | NS      | $61276.60     | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Hasbro Inc                                   | HASBRO INC                | CUSIP: 418056107<br>LEI: 549300NUB6D2R1ITYR45 | Long             | EC               | CORP              | US        |      1000 | NS      | $62820.00     | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| National Grid PLC                            | NATIONAL GRID PLC         | CUSIP: G6S9A7120<br>LEI: 8R95QZMKZLJX5Q2XR704 | Long             | EC               | CORP              | GB        |      9351 | NS      | $114369.30    | 2.01%             |  |  |  | No            |                  1 | On Loan: No      |
| LVMH Moet Hennessy Vuitton SE                | LVMH MOET HENNE           | CUSIP: F58485115<br>LEI: IOG4E947OATN0KJYSD45 | Long             | EC               | CORP              | FR        |       137 | NS      | $105240.78    | 1.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Experian PLC                                 | EXPERIAN PLC              | CUSIP: G32655105<br>LEI: 635400RXXHHYT1JTSZ26 | Long             | EC               | CORP              | JE        |      2659 | NS      | $93124.47     | 1.64%             |  |  |  | No            |                  1 | On Loan: No      |
| DBS Group Holdings Ltd                       | DBS GROUP HLDGS           | CUSIP: Y20246107<br>LEI: 5493007FKT78NKPM5V55 | Long             | EC               | CORP              | SG        |      5919 | NS      | $153067.46    | 2.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Pfizer Inc.                                  | PFIZER INC                | CUSIP: 717081103<br>LEI: 765LHXWGK1KXCLTFYQ30 | Long             | EC               | CORP              | US        |      2958 | NS      | $148284.54    | 2.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Safestore Holdings PLC                       | SAFESTORE HOLDIN          | CUSIP: G77733106<br>LEI: 213800WGA3YSJC1YOH73 | Long             | EC               | CORP              | GB        |      9500 | NS      | $103879.59    | 1.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Verizon Communications Inc.                  | VERIZON COMMUNIC          | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               | CORP              | US        |      2986 | NS      | $116394.28    | 2.05%             |  |  |  | No            |                  1 | On Loan: No      |
| The Coca-Cola Company                        | COCA-COLA CO/THE          | CUSIP: 191216100<br>LEI: UWJKFUJFZ02DKWI3RY53 | Long             | EC               | CORP              | US        |      1613 | NS      | $102602.93    | 1.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity National Financial, Inc.            | FIDELITY NATIONA          | CUSIP: 31620R303<br>LEI: 549300CAZYIH39SYQ287 | Long             | EC               | CORP              | US        |      3057 | NS      | $123380.52    | 2.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Kone Oyj                                     | KONE OYJ-B                | CUSIP: X4551T105<br>LEI: 2138001CNF45JP5XZK38 | Long             | EC               | CORP              | FI        |      2801 | NS      | $138649.21    | 2.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Nextera Energy Inc                           | NEXTERA ENERGY            | CUSIP: 65339F101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1232 | NS      | $104350.40    | 1.84%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock, Inc.                              | BLACKROCK INC             | CUSIP: 09247X101<br>LEI: 549300LRIF3NWCU26A80 | Long             | EC               | CORP              | US        |       237 | NS      | $169692.00    | 2.99%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-28

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer