# EDGAR Filing Document

**Accession Number:** 0000317847
**File Stem:** 0000317847-26-000004
**Filing Date:** 2026-6
**Character Count:** 2534
**Document Hash:** 972a95733dd9967f6332b370ac4d5157
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000317847-26-000004.hdr.sgml**: 20260630

**ACCESSION NUMBER**: 0000317847-26-000004

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250430

**FILED AS OF DATE**: 20260630

**DATE AS OF CHANGE**: 20260630

**EFFECTIVENESS DATE**: 20260630

**PERIOD START**: 20240501

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SPENCER-WINSTON SECURITIES CORPORATION
- **CENTRAL INDEX KEY:** 0000317847

**ORGANIZATION NAME:**
- **EIN:** 133034478
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-24995
- **FILM NUMBER:** 261138823

**BUSINESS ADDRESS:**
- **STREET 1:** 45 WEST 47TH STREET SUITE 402
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036-2825
- **BUSINESS PHONE:** 732-673-9048

**MAIL ADDRESS:**
- **STREET 1:** 45 WEST 47TH STREET SUITE 402
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036-2825

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SPENCER WINSTON SECURITIES CORP                         /BD
- **DATE OF NAME CHANGE:** 20000101

### Attached PDF Documents

**Attachment 1:** `spencerwinstonafs4302025.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000317847

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 05-01-2024

**Report Period End Date:** 04-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** SPENCER-WINSTON SECURITIES CORPORATION

**Business Address:** 45 WEST 47TH STREET SUITE 402, NEW YORK, NY, 10036-2825

**Contact Person:** Oscar Echman

**Contact Phone:** 212-840-2444

### Independent Public Accountant Identification

**Accountant Name:** Ferrara CPA

**Accountant Address:** 100 Horizon Center Blvd, Hamilton, NJ, 08691

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Oscar Echman**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **SPENCER-WINSTON SECURITIES CORPORATION**, as of **04-30-2025**, are true and correct.

**Signature:** Oscar Echman

**Title:** President