# EDGAR Filing Document

**Accession Number:** 0001163653
**File Stem:** 0001193125-26-235427
**Filing Date:** 2026-5
**Character Count:** 7478
**Document Hash:** 691d6edac5ae61f97c56d88e522d1fee
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-26-235427.hdr.sgml**: 20260522

**ACCESSION NUMBER**: 0001193125-26-235427

**CONFORMED SUBMISSION TYPE**: S-8 POS

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20260522

**DATE AS OF CHANGE**: 20260522

**EFFECTIVENESS DATE**: 20260522

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NOMURA HOLDINGS INC
- **CENTRAL INDEX KEY:** 0001163653
- **STANDARD INDUSTRIAL CLASSIFICATION:** SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 000000000
- **STATE OF INCORPORATION:** M0
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** S-8 POS
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 333-228585
- **FILM NUMBER:** 261010677

**BUSINESS ADDRESS:**
- **ADDRESS IS A NON US LOCATION:** YES
- **STREET 1:** 1-13-1 NIHONBASHI
- **STREET 2:** CHUO-KU
- **CITY:** TOKYO
- **PROVINCE COUNTRY:** M0
- **ZIP:** 103-8645
- **BUSINESS PHONE:** 81-3-5255-1000

**MAIL ADDRESS:**
- **ADDRESS IS A NON US LOCATION:** YES
- **STREET 1:** 1-13-1 NIHONBASHI
- **STREET 2:** CHUO-KU
- **CITY:** TOKYO
- **PROVINCE COUNTRY:** M0
- **ZIP:** 103-8645

**As filed with the Securities and Exchange Commission on May 22, 2026** 

**Registration Statement No. 333-228585** 

**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION** 

**WASHINGTON, D.C. 20549** 

**POST-EFFECTIVE AMENDMENT NO. 2 TO** 

**FORM S-8** 

**REGISTRATION STATEMENT UNDER** 

**THE SECURITIES ACT OF 1933** 

**NOMURA HORUDINGUSU KABUSHIKI KAISHA** 

**(Exact Name of Registrant as Specified in Its Charter)** 

**NOMURA HOLDINGS, INC.** 

**(Translation of Registrant's name into English)** 

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| | |
|:---|:---|
| **Japan** | **None** |
| **(State or Other Jurisdiction of**<br> **Incorporation or Organization)** | **(I.R.S. Employer**<br> **Identification No.)** |

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**13-1, Nihonbashi 1-chome** 

**Chuo-ku, Tokyo, 103-8645** 

**Japan** 

**(81-3-5255-1000)** 

**(Address of Principal Executive Offices)** 

**Stock Acquisition Rights (No. 77) of Nomura Holdings, Inc.** 

**Stock Acquisition Rights (No. 78) of Nomura Holdings, Inc.** 

**Stock Acquisition Rights (No. 79) of Nomura Holdings, Inc.** 

**Stock Acquisition Rights (No. 80) of Nomura Holdings, Inc.** 

**Stock Acquisition Rights (No. 81) of Nomura Holdings, Inc.** 

**Stock Acquisition Rights (No. 84) of Nomura Holdings, Inc.** 

**Stock Acquisition Rights (No. 85) of Nomura Holdings, Inc.** 

**(Full Title of the Plan)** 

**Nomura Securities International, Inc.** 

**Worldwide Plaza, 309 West 49<sup>th</sup> Street** 

**New York, New York 10019-7316** 

**(Name and Address of Agent for Service)** 

**(212-667-9000)** 

**(Telephone Number of Agent for Service)** 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of "large accelerated filer," "accelerated filer" and "smaller reporting company" in Rule 12b-2 of the Exchange Act.

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| | | | |
|:---|:---|:---|:---|
| Large accelerated filer | ☒ | Accelerated filer | ☐ |
| Non-accelerated filer | ☐ | Smaller reporting company | ☐ |
|  |  | Emerging growth company | ☐ |

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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.

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**EXPLANATORY NOTE** 

Nomura Holdings, Inc. (the "Registrant") is hereby filing this Post-Effective Amendment No. 2 to Form S-8 Registration Statement to amend the Registration Statement on Form S-8 filed on November 29, 2018 (File No. 333-228585) (the "Registration Statement"), as amended by the Post-Effective Amendment No. 1 thereto filed on May 22, 2025 ("Amendment No. 1"), to deregister certain shares registered in connection with options under the Stock Acquisition Rights (No. 78) and Stock Acquisition Rights (No. 85) of Nomura Holdings, Inc.

Under the Registration Statement, 856,200 shares were registered in connection with the options under Stock Acquisition Rights (No. 78) of Nomura Holdings, Inc. and 2,556,500 shares were registered in connection with the options under Stock Acquisition Rights (No. 85) of Nomura Holdings, Inc.

Of the 856,200 shares relating to the options under the Stock Acquisition Rights (No. 78) of Nomura Holdings, Inc., 0 shares remained unsold at the termination of the exercise period for the options issued under the Stock Acquisition Rights (No. 78) of Nomura Holdings, Inc. on April 19, 2026. Of the 2,556,500 shares relating to the options under the Stock Acquisition Rights (No. 85) of Nomura Holdings, Inc., 198,800 shares remained unsold at the termination of the exercise period for the options issued under the Stock Acquisition Rights (No. 85) of Nomura Holdings, Inc. on November 19, 2025.

The Registrant previously deregistered unsold shares relating to the options under the Stock Acquisition Rights (No. 77) and the Stock Acquisition Rights (No. 84) under Amendment No. 1.

The exercise periods for the options issued under the Stock Acquisition Rights (No. 79), Stock Acquisition Rights (No. 80), and Stock Acquisition Rights (No. 81) of Nomura Holdings, Inc. have not yet terminated, and this Post-Effective Amendment No. 2 does not deregister the shares registered in connection therewith.

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**SIGNATURES** 

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 2 to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Tokyo, Japan as of May 22, 2026.

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| | |
|:---|:---|
|  **NOMURA HOLDINGS, INC.** | **NOMURA HOLDINGS, INC.** |
| By: | /s/ KENTARO OKUDA |
| Name: | Kentaro Okuda |
| Title: | Representative Executive Officer |

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Pursuant to the requirements of the Securities Act of 1933, as amended, this Post-Effective Amendment No. 2 to Registration Statement has been signed below by the following persons on behalf of Registrant and in the capacities indicated as of May 22, 2026.

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| | |
|:---|:---|
| **Signature** | **Title** |
| /s/ KOJI NAGAI<br> Koji Nagai | Director<br> Chairman of the Board of Directors |
| /s/ KENTARO OKUDA<br> Kentaro Okuda | Director<br> Representative Executive Officer<br> (Principal Executive Officer) |
| /s/ YUTAKA NAKAJIMA<br> Yutaka Nakajima | Director<br> Representative Executive Officer |
| /s/ SHOJI OGAWA<br> Shoji Ogawa | Director |
| /s/ VICTOR CHU<br> Victor Chu | Director |
| /s/ J. CHRISTOPHER GIANCARLO<br> J. Christopher Giancarlo | Director |
| /s/ PATRICIA MOSSER<br> Patricia Mosser | Director |
| /s/ TAKAHISA TAKAHARA<br> Takahisa Takahara | Director |
| /s/ MIYUKI ISHIGURO<br> Miyuki Ishiguro | Director |
| /s/ MASAHIRO ISHIZUKA<br> Masahiro Ishizuka | Director |
| /s/ TAKU OSHIMA<br> Taku Oshima | Director |
| /s/ NELLIE LIANG<br> Nellie Liang | Director |
| /s/ HIROYUKI MORIUCHI<br> Hiroyuki Moriuchi | Chief Financial Officer<br> Executive Officer<br> (Principal Financial Officer and<br> Principal Accounting Officer) |
| /s/ SATOSHI KAWAMURA<br> Satoshi Kawamura | Senior Managing Director<br> (Authorized Representative in the United States) |

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