# EDGAR Filing Document

**Accession Number:** 0001503123
**File Stem:** 0001752724-23-015832
**Filing Date:** 2023-1
**Character Count:** 39747
**Document Hash:** f1a948a965c06a2528d7d52838ae27f5
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-015832.hdr.sgml**: 20230127

**ACCESSION NUMBER**: 0001752724-23-015832

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230127

**DATE AS OF CHANGE**: 20230127

**PERIOD START**: 20230831

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DBX ETF TRUST
- **CENTRAL INDEX KEY:** 0001503123
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22487
- **FILM NUMBER:** 23560404

**BUSINESS ADDRESS:**
- **STREET 1:** 875 THIRD AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022-6225
- **BUSINESS PHONE:** 212-454-4500

**MAIL ADDRESS:**
- **STREET 1:** 875 THIRD AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022-6225

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DBX ETF Trust
- **DATE OF NAME CHANGE:** 20101008

## Series and Classes Contracts Data

### Xtrackers S&P ESG Dividend Aristocrats ETF (Series ID: S000077827)

| Class ID   | Class Name                                 | Ticker Symbol   |
|:---|:---|:---|
| C000238398 | Xtrackers S&P ESG Dividend Aristocrats ETF | SNPD            |

## Nport-Ex

**DBX ETF Trust** 

**SCHEDULE OF INVESTMENTS** 

**Xtrackers S&P ESG Dividend Aristocrats ETF** 

**November 30, 2022 (Unaudited)** 

---

| | | |
|:---|:---|:---|
|  | **Number of**<br>**Shares** | **Value** |
| **COMMON STOCKS - 99.7%** |  |  |
| **Communication Services - 0.5%** |  |  |
| John Wiley & Sons, Inc., Class A |  |  |
| (Cost $25,483) | 604 | $28636 |
| **Consumer Discretionary - 7.8%** |  |  |
| Genuine Parts Co. | 474 | 86898 |
| Leggett & Platt, Inc. | 2454 | 87387 |
| Lowe's Cos., Inc. | 205 | 43573 |
| McDonald's Corp. | 238 | 64924 |
| NIKE, Inc., Class B | 192 | 21060 |
| Target Corp. | 284 | 47448 |
| VF Corp. | 1880 | 61702 |
| (Cost $391,694) |  | 412992 |
| **Consumer Staples - 21.8%** |  |  |
| Archer-Daniels-Midland Co. | 916 | 89310 |
| Brown-Forman Corp., Class B | 500 | 36510 |
| Church & Dwight Co., Inc. | 344 | 28163 |
| Clorox Co. | 545 | 81014 |
| Coca-Cola Co. | 1577 | 100313 |
| Colgate-Palmolive Co. | 971 | 75233 |
| Hormel Foods Corp. | 1506 | 70782 |
| J M Smucker Co. | 716 | 110271 |
| Kimberly-Clark Corp. | 823 | 111624 |
| McCormick & Co., Inc. | 612 | 52130 |
| PepsiCo, Inc. | 456 | 84593 |
| Procter & Gamble Co. | 500 | 74580 |
| Sysco Corp. | 788 | 68170 |
| Walgreens Boots Alliance, Inc. | 2834 | 117611 |
| Walmart, Inc. | 344 | 52432 |
| (Cost $1,095,278) |  | 1152736 |
| **Energy - 6.6%** |  |  |
| Chevron Corp. | 862 | 158013 |
| Exxon Mobil Corp. | 1710 | 190392 |
| (Cost $354,703) |  | 348405 |
| **Financials - 11.7%** |  |  |
| Aflac, Inc. | 1582 | 113793 |
| Chubb Ltd. | 296 | 64999 |
| Cincinnati Financial Corp. | 648 | 71902 |
| Commerce Bancshares, Inc. | 660 | 49447 |
| FactSet Research Systems, Inc. | 53 | 24448 |
| Franklin Resources, Inc. | 4066 | 109009 |
| S&P Global, Inc. | 58 | 20462 |
| SEI Investments Co. | 820 | 51070 |
| T. Rowe Price Group, Inc. | 592 | 73947 |
| UMB Financial Corp. | 432 | 36945 |
| (Cost $567,272) |  | 616022 |
| **Health Care - 9.0%** |  |  |
| Abbott Laboratories | 416 | 44753 |
| AbbVie, Inc. | 904 | 145707 |
| Becton Dickinson and Co. | 200 | 49868 |
| Cardinal Health, Inc. | 1993 | 159779 |
| Embecta Corp. | 24 | 790 |
| Medtronic PLC | 888 | 70187 |
| West Pharmaceutical Services, Inc. | 16 | 3755 |
| (Cost $454,795) |  | 474839 |
| **Industrials - 18.1%** |  |  |
| ABM Industries, Inc. | 744 | 35102 |
| Brady Corp., Class A | 484 | 23184 |
| C.H. Robinson Worldwide, Inc. | 688 | 68951 |
| Carlisle Cos., Inc. | 102 | 26837 |
| Caterpillar, Inc. | 354 | 83689 |
| Cintas Corp. | 68 | 31401 |
| Donaldson Co., Inc. | 800 | 48736 |
| Dover Corp. | 272 | 38610 |
| Emerson Electric Co. | 775 | 74222 |
| Expeditors International of Washington, Inc. | 260 | 30176 |
| Fastenal Co. | 1244 | 64078 |
| Franklin Electric Co., Inc. | 296 | 24657 |
| Graco, Inc. | 540 | 37784 |
| Illinois Tool Works, Inc. | 320 | 72790 |
| L3Harris Technologies, Inc. | 262 | 59495 |
| Lincoln Electric Holdings, Inc. | 400 | 59152 |
| MSA Safety, Inc. | 212 | 29894 |
| Nordson Corp. | 113 | 26723 |
| Pentair PLC | 758 | 34694 |
| Stanley Black & Decker, Inc. | 464 | 37918 |
| W.W. Grainger, Inc. | 81 | 48848 |
| (Cost $915,682) |  | 956941 |
| **Information Technology - 5.7%** |  |  |
| Automatic Data Processing, Inc. | 246 | 64979 |
| Badger Meter, Inc. | 248 | 28723 |
| International Business Machines Corp. | 1266 | 188507 |
| Roper Technologies, Inc. | 38 | 16678 |
| (Cost $280,583) |  | 298887 |
| **Materials - 8.1%** |  |  |
| Air Products and Chemicals, Inc. | 284 | 88086 |
| Albemarle Corp. | 98 | 27243 |
| AptarGroup, Inc. | 404 | 42881 |
| Ecolab, Inc. | 176 | 26370 |
| HB Fuller Co. | 420 | 33730 |
| Linde PLC | 138 | 46434 |
| PPG Industries, Inc. | 364 | 49220 |
| Sherwin-Williams Co. | 76 | 18938 |
| Sonoco Products Co. | 1165 | 71496 |
| Stepan Co. | 192 | 21421 |
| (Cost $397,876) |  | 425819 |
| **Real Estate - 3.6%** |  |  |
| Essex Property Trust, Inc. REIT | 304 | 66996 |
| Realty Income Corp. REIT | 1904 | 120085 |
| (Cost $183,816) |  | 187081 |
| **Utilities - 6.8%** |  |  |
| Consolidated Edison, Inc. | 1422 | 139413 |

---

------

---

| | | |
|:---|:---|:---|
| Eversource Energy | 1175 | 97360.0 |
| NextEra Energy, Inc. | 764.0 | 64711.0 |
| South Jersey Industries, Inc. | 1707.0 | 59233.0 |
| (Cost $332,336) |  | 360717.0 |
| **TOTAL COMMON STOCKS**<br> (Cost $4,999,518) |  | 5263075.0 |
| **CASH EQUIVALENTS - 0.0%** |  |  |
| DWS Government Money Market Series "Institutional Shares", 3.74%(a) |  |  |
| (Cost $413) | 413.0 | 413.0 |
|  TOTAL INVESTMENTS - 99.7%<br> (Cost $4,999,931) |  | $5263488.0 |
| Other assets and liabilities, net - 0.3% |  | 13721.0 |
| NET ASSETS - 100.0% |  | $5277209.0 |

---

For information on the Fund's policies regarding the valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.

A summary of the Fund's transactions with affiliated investments during the period ended November 30, 2022 is as follows:

---

| | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| **Value ($) at<br>11/9/2022<br>(Commence-<br>ment of<br>Operations)** | **Purchases Cost**<br> **($)** | **Sales**<br> **Proceeds**<br> **($)** | **Net Realized<br>Gain/(Loss)**<br> **($)** | **Net Change in<br>Unrealized<br>Appreciation<br>(Depreciation)<br>($)** | **Income<br>($)** | **Capital Gain<br>Distributions<br>($)** | **Number of<br>Shares at<br>11/30/2022** | **Value ($) at<br>11/30/2022** |
|  CASH EQUIVALENTS **—** 0.0% | CASH EQUIVALENTS **—** 0.0% | CASH EQUIVALENTS **—** 0.0% | CASH EQUIVALENTS **—** 0.0% | CASH EQUIVALENTS **—** 0.0% | CASH EQUIVALENTS **—** 0.0% | CASH EQUIVALENTS **—** 0.0% | CASH EQUIVALENTS **—** 0.0% | CASH EQUIVALENTS **—** 0.0% |
| DWS Government Money Market Series "Institutional Shares", 3.74%(a) | DWS Government Money Market Series "Institutional Shares", 3.74%(a) | DWS Government Money Market Series "Institutional Shares", 3.74%(a) | DWS Government Money Market Series "Institutional Shares", 3.74%(a) | DWS Government Money Market Series "Institutional Shares", 3.74%(a) | DWS Government Money Market Series "Institutional Shares", 3.74%(a) | DWS Government Money Market Series "Institutional Shares", 3.74%(a) | DWS Government Money Market Series "Institutional Shares", 3.74%(a) | DWS Government Money Market Series "Institutional Shares", 3.74%(a) |
|  | 1432 | (1019) |  |  | 1 |  | 413 | 413 |

---

(a) Affiliated fund managed by DWS Investment Management Americas, Inc. The rate shown is the annualized seven-day yield at period end.

REIT: Real Estate Investment Trust

------

**Fair Value Measurements** 

Various inputs are used in determining the value of the Fund's investments. These inputs are summarized in three broad levels. Level 1 includes quoted prices in active markets for identical securities. Level 2 includes other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds and credit risk). Level 3 includes significant unobservable inputs (including the Fund's own assumptions in determining the fair value of investments). The level assigned to the securities valuations may not be an indication of the risk or liquidity associated with investing in those securities.

The following is a summary of the inputs used as of November 30, 2022 in valuing the Fund's investments.

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Assets** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| Common Stocks(a) | $5263075 | $– $|  | $5263075 |
| Short-Term Investments(a) | 413 | – |  | 413 |
| TOTAL | $5263488 | $– $|  | $5263488 |

---

(a) See Schedule of Investments for additional detailed categorizations.

**OBTAIN A FUND PROSPECTUS** 

**To obtain a summary prospectus, or prospectus, download one from www.Xtrackers.com, talk to your financial representative or call (855) 329-3837. Investing involves risk, including the possible loss of principal. We advise you to carefully consider the product's objectives, risks, charges and expenses before investing. The summary prospectus and prospectus contain this and other important information about the investment product. Please read the prospectus carefully before you invest. Xtrackers ETFs ("ETFs") are managed by DBX Advisors LLC (the "Adviser"), and distributed by ALPS Distributors, Inc. ("ALPS"). The Adviser is a subsidiary of DWS Group GmbH & Co. KGaA, and is not affiliated with ALPS. Shares are not individually redeemable, and owners of Shares may acquire those Shares from the Fund, or tender such Shares for redemption to the Fund, in Creation Units only.** 

The brand DWS represents DWS Group GmbH & Co. KGaA and any of its subsidiaries such as DWS Distributors, Inc. which offers investment products or DWS Investment Management Americas Inc. and RREEF America L.L.C. which offer advisory services.

NO BANK GUARANTEE \| NOT FDIC INSURED \| MAY LOSE VALUE

SNPD-PH1

R-089711-1 (5/24) DBX005195 (5/24)

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** DBX ETF Trust

- **b. Investment Company Act file number:** 811-22487

- **c. CIK number of Registrant:** 0001503123

- **d. LEI of Registrant:** DNLQXYGHEZ10Q9SIK386

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 875 Third Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10022-6225

  - **Telephone number:** 212-454-4500

**Item A.2. Information about the Series.**

- **a. Name of Series:** Xtrackers S&P ESG Dividend Aristocrats ETF

- **b. EDGAR series identifier (if any):** S000077827

- **c. LEI of Series:** 549300GXGTASEABIVW95

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-08-31

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $5277674.91

**Total Liabilities:** $466.33

**Net Assets:** $5277208.58

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000238398 |  |  | 5.56%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $0.00                                      |
| Month 2  | $0.00                    | $0.00                                      |
| Month 3  | $-97.41                  | $263557.45                                 |

### Schedule of Portfolio Investments

| Name                           | Title                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Exxon Mobil Corp               | Exxon Mobil Corp                           | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |      1710 | NS      | $190391.40    | 3.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Automatic Data Processing Inc  | Automatic Data Processing Inc              | CUSIP: 053015103<br>LEI: HGBOLILQXWER4SAL2I23 | Long             | EC               | CORP              | US        |       246 | NS      | $64978.44     | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| John Wiley & Sons Inc          | John Wiley & Sons Inc                      | CUSIP: 968223206<br>LEI: 5493003XM719UN7E8P64 | Long             | EC               | CORP              | US        |       604 | NS      | $28635.64     | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| UMB Financial Corp             | UMB Financial Corp                         | CUSIP: 902788108<br>LEI: 549300MGEH3N3CUCV828 | Long             | EC               | CORP              | US        |       432 | NS      | $36944.64     | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Genuine Parts Co               | Genuine Parts Co                           | CUSIP: 372460105<br>LEI: 549300D46DQVEU651W04 | Long             | EC               | CORP              | US        |       474 | NS      | $86898.42     | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Commerce Bancshares Inc/MO     | Commerce Bancshares Inc/MO                 | CUSIP: 200525103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       660 | NS      | $49447.20     | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Sherwin-Williams Co/The        | Sherwin-Williams Co/The                    | CUSIP: 824348106<br>LEI: Z15BMIOX8DDH0X2OBP21 | Long             | EC               | CORP              | US        |        76 | NS      | $18937.68     | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Target Corp                    | Target Corp                                | CUSIP: 87612E106<br>LEI: 8WDDFXB5T1Z6J0XC1L66 | Long             | EC               | CORP              | US        |       284 | NS      | $47447.88     | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Franklin Electric Co Inc       | Franklin Electric Co Inc                   | CUSIP: 353514102<br>LEI: RR6AURIKMXUE4Q24G284 | Long             | EC               | CORP              | US        |       296 | NS      | $24656.80     | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Illinois Tool Works Inc        | Illinois Tool Works Inc                    | CUSIP: 452308109<br>LEI: 76NA4I14SZCFAYMNSV04 | Long             | EC               | CORP              | US        |       320 | NS      | $72790.40     | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Stanley Black & Decker Inc     | Stanley Black & Decker Inc                 | CUSIP: 854502101<br>LEI: 549300DJ09SMTO561131 | Long             | EC               | CORP              | US        |       464 | NS      | $37918.08     | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Lowe's Cos Inc                 | Lowe's Cos Inc                             | CUSIP: 548661107<br>LEI: WAFCR4OKGSC504WU3E95 | Long             | EC               | CORP              | US        |       205 | NS      | $43572.75     | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Chubb Ltd                      | Chubb Ltd                                  | CUSIP: 000000000<br>LEI: E0JAN6VLUDI1HITHT809 | Long             | EC               | CORP              | CH        |       296 | NS      | $64998.64     | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Expeditors International of Wa | Expeditors International of Washington Inc | CUSIP: 302130109<br>LEI: 984500B055A804AB6E40 | Long             | EC               | CORP              | US        |       260 | NS      | $30175.60     | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Lincoln Electric Holdings Inc  | Lincoln Electric Holdings Inc              | CUSIP: 533900106<br>LEI: BIMGBY40SIN95O01BN93 | Long             | EC               | CORP              | US        |       400 | NS      | $59152.00     | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Stepan Co                      | Stepan Co                                  | CUSIP: 858586100<br>LEI: IZU1EW9GB3WC7CYCSR17 | Long             | EC               | CORP              | US        |       192 | NS      | $21421.44     | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Franklin Resources Inc         | Franklin Resources Inc                     | CUSIP: 354613101<br>LEI: RIFQSET379FOGTEFKS80 | Long             | EC               | CORP              | US        |      4066 | NS      | $109009.46    | 2.07%             |  |  |  | No            |                  1 | On Loan: No      |
| T Rowe Price Group Inc         | T Rowe Price Group Inc                     | CUSIP: 74144T108<br>LEI: 549300SIV6FPS9Y7IH33 | Long             | EC               | CORP              | US        |       592 | NS      | $73946.72     | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Roper Technologies Inc         | Roper Technologies Inc                     | CUSIP: 776696106<br>LEI: 54930003T4SXCIWVXY35 | Long             | EC               | CORP              | US        |        38 | NS      | $16677.82     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| S&P Global Inc                 | S&P Global Inc                             | CUSIP: 78409V104<br>LEI: Y6X4K52KMJMZE7I7MY94 | Long             | EC               | CORP              | US        |        58 | NS      | $20462.40     | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| South Jersey Industries Inc    | South Jersey Industries Inc                | CUSIP: 838518108<br>LEI: 549300DJYWYT5VXLFA46 | Long             | EC               | CORP              | US        |      1707 | NS      | $59232.90     | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Graco Inc                      | Graco Inc                                  | CUSIP: 384109104<br>LEI: 4T5VJ4S81BRT6Q7GGT78 | Long             | EC               | CORP              | US        |       540 | NS      | $37783.80     | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| NIKE Inc                       | NIKE Inc                                   | CUSIP: 654106103<br>LEI: 787RXPR0UX0O0XUXPZ81 | Long             | EC               | CORP              | US        |       192 | NS      | $21060.48     | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Embecta Corp                   | Embecta Corp                               | CUSIP: 29082K105<br>LEI: 549300RPG8GXVDHNXZ62 | Long             | EC               | CORP              | US        |        24 | NS      | $790.08       | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Abbott Laboratories            | Abbott Laboratories                        | CUSIP: 002824100<br>LEI: HQD377W2YR662HK5JX27 | Long             | EC               | CORP              | US        |       416 | NS      | $44753.28     | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| PepsiCo Inc                    | PepsiCo Inc                                | CUSIP: 713448108<br>LEI: FJSUNZKFNQ5YPJ5OT455 | Long             | EC               | CORP              | US        |       456 | NS      | $84592.56     | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Chevron Corp                   | Chevron Corp                               | CUSIP: 166764100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       862 | NS      | $158013.22    | 2.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Clorox Co/The                  | Clorox Co/The                              | CUSIP: 189054109<br>LEI: 54930044KVSC06Z79I06 | Long             | EC               | CORP              | US        |       545 | NS      | $81014.25     | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Emerson Electric Co            | Emerson Electric Co                        | CUSIP: 291011104<br>LEI: FGLT0EWZSUIRRITFOA30 | Long             | EC               | CORP              | US        |       775 | NS      | $74221.75     | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| HB Fuller Co                   | HB Fuller Co                               | CUSIP: 359694106<br>LEI: JSMX3Z5FOYM8V0Q52357 | Long             | EC               | CORP              | US        |       420 | NS      | $33730.20     | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| SEI Investments Co             | SEI Investments Co                         | CUSIP: 784117103<br>LEI: 5LJTIFADGZ6XH1RVOC11 | Long             | EC               | CORP              | US        |       820 | NS      | $51069.60     | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| McDonald's Corp                | McDonald's Corp                            | CUSIP: 580135101<br>LEI: UE2136O97NLB5BYP9H04 | Long             | EC               | CORP              | US        |       238 | NS      | $64924.02     | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| L3Harris Technologies Inc      | L3Harris Technologies Inc                  | CUSIP: 502431109<br>LEI: 549300UTE50ZMDBG8A20 | Long             | EC               | CORP              | US        |       262 | NS      | $59494.96     | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Walmart Inc                    | Walmart Inc                                | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Long             | EC               | CORP              | US        |       344 | NS      | $52432.48     | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| ABM Industries Inc             | ABM Industries Inc                         | CUSIP: 000957100<br>LEI: QF02R89VEIOROM77J447 | Long             | EC               | CORP              | US        |       744 | NS      | $35101.92     | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Consolidated Edison Inc        | Consolidated Edison Inc                    | CUSIP: 209115104<br>LEI: 54930033SBW53OO8T749 | Long             | EC               | CORP              | US        |      1422 | NS      | $139412.88    | 2.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Medtronic PLC                  | Medtronic PLC                              | CUSIP: 000000000<br>LEI: 549300GX3ZBSQWUXY261 | Long             | EC               | CORP              | IE        |       888 | NS      | $70187.52     | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Aflac Inc                      | Aflac Inc                                  | CUSIP: 001055102<br>LEI: 549300N0B7DOGLXWPP39 | Long             | EC               | CORP              | US        |      1582 | NS      | $113793.26    | 2.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Sysco Corp                     | Sysco Corp                                 | CUSIP: 871829107<br>LEI: 5RGWIFLMGH3YS7KWI652 | Long             | EC               | CORP              | US        |       788 | NS      | $68169.88     | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Colgate-Palmolive Co           | Colgate-Palmolive Co                       | CUSIP: 194162103<br>LEI: YMEGZFW4SBUSS5BQXF88 | Long             | EC               | CORP              | US        |       971 | NS      | $75233.08     | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Cardinal Health Inc            | Cardinal Health Inc                        | CUSIP: 14149Y108<br>LEI: CCU46N3GJMF4OK4N7U60 | Long             | EC               | CORP              | US        |      1993 | NS      | $159778.81    | 3.03%             |  |  |  | No            |                  1 | On Loan: No      |
| DEUTSCHE GOV MM SER INST       | DEUTSCHE GOV MM SER INST                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |       413 | NS      | $412.87       | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Coca-Cola Co/The               | Coca-Cola Co/The                           | CUSIP: 191216100<br>LEI: UWJKFUJFZ02DKWI3RY53 | Long             | EC               | CORP              | US        |      1577 | NS      | $100312.97    | 1.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Donaldson Co Inc               | Donaldson Co Inc                           | CUSIP: 257651109<br>LEI: OZE6KXY9QQPR8EJ8WL20 | Long             | EC               | CORP              | US        |       800 | NS      | $48736.00     | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Eversource Energy              | Eversource Energy                          | CUSIP: 30040W108<br>LEI: SJ7XXD41SQU3ZNWUJ746 | Long             | EC               | CORP              | US        |      1175 | NS      | $97360.50     | 1.84%             |  |  |  | No            |                  1 | On Loan: No      |
| CH Robinson Worldwide Inc      | CH Robinson Worldwide Inc                  | CUSIP: 12541W209<br>LEI: 529900WNWN5L0OVDHA79 | Long             | EC               | CORP              | US        |       688 | NS      | $68951.36     | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Ecolab Inc                     | Ecolab Inc                                 | CUSIP: 278865100<br>LEI: 82DYEISM090VG8LTLS26 | Long             | EC               | CORP              | US        |       176 | NS      | $26370.08     | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Badger Meter Inc               | Badger Meter Inc                           | CUSIP: 056525108<br>LEI: 5493002JENE20OGTUG20 | Long             | EC               | CORP              | US        |       248 | NS      | $28723.36     | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Walgreens Boots Alliance Inc   | Walgreens Boots Alliance Inc               | CUSIP: 931427108<br>LEI: 549300RPTUOIXG4LIH86 | Long             | EC               | CORP              | US        |      2834 | NS      | $117611.00    | 2.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Albemarle Corp                 | Albemarle Corp                             | CUSIP: 012653101<br>LEI: HDBLS2Q6GV1LSKQPBS54 | Long             | EC               | CORP              | US        |        98 | NS      | $27243.02     | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Pentair PLC                    | Pentair PLC                                | CUSIP: 000000000<br>LEI: 549300EVR9D56WPSRP15 | Long             | EC               | CORP              | GB        |       758 | NS      | $34693.66     | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Hormel Foods Corp              | Hormel Foods Corp                          | CUSIP: 440452100<br>LEI: MSD54751OJP1FS2ND863 | Long             | EC               | CORP              | US        |      1506 | NS      | $70782.00     | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Dover Corp                     | Dover Corp                                 | CUSIP: 260003108<br>LEI: 549300FMC2ALGA7N9E80 | Long             | EC               | CORP              | US        |       272 | NS      | $38610.40     | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| FactSet Research Systems Inc   | FactSet Research Systems Inc               | CUSIP: 303075105<br>LEI: 549300ZSJE7NBK6K9P30 | Long             | EC               | CORP              | US        |        53 | NS      | $24448.37     | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Caterpillar Inc                | Caterpillar Inc                            | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | EC               | CORP              | US        |       354 | NS      | $83689.14     | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Nordson Corp                   | Nordson Corp                               | CUSIP: 655663102<br>LEI: 14OS6Q5N55N95WM84M53 | Long             | EC               | CORP              | US        |       113 | NS      | $26723.37     | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Becton Dickinson and Co        | Becton Dickinson and Co                    | CUSIP: 075887109<br>LEI: ICE2EP6D98PQUILVRZ91 | Long             | EC               | CORP              | US        |       200 | NS      | $49868.00     | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Leggett & Platt Inc            | Leggett & Platt Inc                        | CUSIP: 524660107<br>LEI: DKOVQUCDW4ZLYCUD4T55 | Long             | EC               | CORP              | US        |      2454 | NS      | $87386.94     | 1.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Linde PLC                      | Linde PLC                                  | CUSIP: 000000000<br>LEI: 8945002PAZHZLBGKGF02 | Long             | EC               | CORP              | GB        |       138 | NS      | $46434.24     | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| AptarGroup Inc                 | AptarGroup Inc                             | CUSIP: 038336103<br>LEI: VNPEQDQFAA7IY1T2PX43 | Long             | EC               | CORP              | US        |       404 | NS      | $42880.56     | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Archer-Daniels-Midland Co      | Archer-Daniels-Midland Co                  | CUSIP: 039483102<br>LEI: 549300LO13MQ9HYSTR83 | Long             | EC               | CORP              | US        |       916 | NS      | $89310.00     | 1.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Air Products and Chemicals Inc | Air Products and Chemicals Inc             | CUSIP: 009158106<br>LEI: 7QEON6Y1RL5XR3R1W237 | Long             | EC               | CORP              | US        |       284 | NS      | $88085.44     | 1.67%             |  |  |  | No            |                  1 | On Loan: No      |
| NextEra Energy Inc             | NextEra Energy Inc                         | CUSIP: 65339F101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       764 | NS      | $64710.80     | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| PPG Industries Inc             | PPG Industries Inc                         | CUSIP: 693506107<br>LEI: 549300BKPEP01R3V6C59 | Long             | EC               | CORP              | US        |       364 | NS      | $49220.08     | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| West Pharmaceutical Services I | West Pharmaceutical Services Inc           | CUSIP: 955306105<br>LEI: 5493007NKRGM1RJQ1P16 | Long             | EC               | CORP              | US        |        16 | NS      | $3754.56      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Carlisle Cos Inc               | Carlisle Cos Inc                           | CUSIP: 142339100<br>LEI: XR64VGX1ZPX6G7ZN7Z11 | Long             | EC               | CORP              | US        |       102 | NS      | $26837.22     | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| MSA Safety Inc                 | MSA Safety Inc                             | CUSIP: 553498106<br>LEI: 529900DVA3258XK11O39 | Long             | EC               | CORP              | US        |       212 | NS      | $29894.12     | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Cincinnati Financial Corp      | Cincinnati Financial Corp                  | CUSIP: 172062101<br>LEI: 254900Q4WEDMZBOZ0002 | Long             | EC               | CORP              | US        |       648 | NS      | $71902.08     | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Kimberly-Clark Corp            | Kimberly-Clark Corp                        | CUSIP: 494368103<br>LEI: MP3J6QPYPGN75NVW2S34 | Long             | EC               | CORP              | US        |       823 | NS      | $111623.49    | 2.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Realty Income Corp             | Realty Income Corp                         | CUSIP: 756109104<br>LEI: 549300CUWDAUZSH43859 | Long             | EC               | CORP              | US        |      1904 | NS      | $120085.28    | 2.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Cintas Corp                    | Cintas Corp                                | CUSIP: 172908105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |        68 | NS      | $31401.04     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| WW Grainger Inc                | WW Grainger Inc                            | CUSIP: 384802104<br>LEI: 549300TWZSP6O1IH2V34 | Long             | EC               | CORP              | US        |        81 | NS      | $48847.86     | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Church & Dwight Co Inc         | Church & Dwight Co Inc                     | CUSIP: 171340102<br>LEI: POOXSI30AWAQGYJZC921 | Long             | EC               | CORP              | US        |       344 | NS      | $28163.28     | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Fastenal Co                    | Fastenal Co                                | CUSIP: 311900104<br>LEI: 529900PP0C7H2HHPSJ32 | Long             | EC               | CORP              | US        |      1244 | NS      | $64078.44     | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| McCormick & Co Inc/MD          | McCormick & Co Inc/MD                      | CUSIP: 579780206<br>LEI: 549300JQQA6MQ4OJP259 | Long             | EC               | CORP              | US        |       612 | NS      | $52130.16     | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Essex Property Trust Inc       | Essex Property Trust Inc                   | CUSIP: 297178105<br>LEI: 549300TR2H2VEFX0NC60 | Long             | EC               | CORP              | US        |       304 | NS      | $66995.52     | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| AbbVie Inc                     | AbbVie Inc                                 | CUSIP: 00287Y109<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | EC               | CORP              | US        |       904 | NS      | $145706.72    | 2.76%             |  |  |  | No            |                  1 | On Loan: No      |
| VF Corp                        | VF Corp                                    | CUSIP: 918204108<br>LEI: CWAJJ9DJ5Z7P057HV541 | Long             | EC               | CORP              | US        |      1880 | NS      | $61701.60     | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| J M Smucker Co/The             | J M Smucker Co/The                         | CUSIP: 832696405<br>LEI: 5493000WDH6A0LHDJD55 | Long             | EC               | CORP              | US        |       716 | NS      | $110271.16    | 2.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Procter & Gamble Co/The        | Procter & Gamble Co/The                    | CUSIP: 742718109<br>LEI: 2572IBTT8CCZW6AU4141 | Long             | EC               | CORP              | US        |       500 | NS      | $74580.00     | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Sonoco Products Co             | Sonoco Products Co                         | CUSIP: 835495102<br>LEI: GKOMIK4RDJGHEF0VNP11 | Long             | EC               | CORP              | US        |      1165 | NS      | $71496.05     | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Brady Corp                     | Brady Corp                                 | CUSIP: 104674106<br>LEI: 549300G2LEQOFQC8GY34 | Long             | EC               | CORP              | US        |       484 | NS      | $23183.60     | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Brown-Forman Corp              | Brown-Forman Corp                          | CUSIP: 115637209<br>LEI: 549300873K3LXF7ARU34 | Long             | EC               | CORP              | US        |       500 | NS      | $36510.00     | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| IBM                            | International Business Machines Corp       | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | EC               | CORP              | US        |      1266 | NS      | $188507.40    | 3.57%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-19

**Name of Applicant:** DBX ETF Trust

**Signature:** Diane Kenneally

**Name of Signer:** Diane Kenneally

**Title:** Treasurer and Chief Financial Officer