# EDGAR Filing Document

**Accession Number:** 0001049764
**File Stem:** 0001049764-23-000001
**Filing Date:** 2023-3
**Character Count:** 2681
**Document Hash:** af79b13a3bfdfc6ef929b7f9da0631b9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001049764-23-000001.hdr.sgml**: 20230324

**ACCESSION NUMBER**: 0001049764-23-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230324

**DATE AS OF CHANGE**: 20230324

**EFFECTIVENESS DATE**: 20230324

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NATIONS FINANCIAL GROUP, INC.
- **CENTRAL INDEX KEY:** 0001049764
- **IRS NUMBER:** 391909295
- **STATE OF INCORPORATION:** IA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-50588
- **FILM NUMBER:** 23758264

**BUSINESS ADDRESS:**
- **STREET 1:** 4000 RIVER RIDGE DR NE
- **CITY:** CEDAR RAPIDS
- **STATE:** IA
- **ZIP:** 52402
- **BUSINESS PHONE:** 319-393-9541

**MAIL ADDRESS:**
- **STREET 1:** 4000 RIVER RIDGE DR NE
- **CITY:** CEDAR RAPIDS
- **STATE:** IA
- **ZIP:** 52402

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NATIONS FINANCIAL GROUP INC                             /BD
- **DATE OF NAME CHANGE:** 20020430

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NATIONAL BROKERAGE SERVICES INC                         /BD
- **DATE OF NAME CHANGE:** 19971202

### Attached PDF Documents

**Attachment 1:** `nfgishortpublic.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001049764

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** NATIONS FINANCIAL GROUP, INC.

**Business Address:** 4000 RIVER RIDGE DR NE, CEDAR RAPIDS, IA, 52402

**Contact Person:** Richard Scott Bennett

**Contact Phone:** 3193939541

### Independent Public Accountant Identification

**Accountant Name:** DeMarco Sciaccotta Wilkens & Dunleavy, LLP

**Accountant Address:** 20646 Abbey Woods Ct N Ste 201, Frankfort, IL, 60423

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Jordan bennett**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **NATIONS FINANCIAL GROUP, INC.**, as of **03-24-2023**, are true and correct.

**Signature:** Jordan Bennett

**Title:** Financial Officer

**Notarized:** Yes