# EDGAR Filing Document

**Accession Number:** 0001383496
**File Stem:** 0000940400-26-011353
**Filing Date:** 2026-3
**Character Count:** 51687
**Document Hash:** d47915f5587bc07a3bbaa1573a994735
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-011353.hdr.sgml**: 20260325

**ACCESSION NUMBER**: 0000940400-26-011353

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260131

**FILED AS OF DATE**: 20260325

**DATE AS OF CHANGE**: 20260325

**PERIOD START**: 20260731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
- **CENTRAL INDEX KEY:** 0001383496

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22019
- **FILM NUMBER:** 26792059

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Series and Classes Contracts Data

### First Trust Industrials/Producer Durables AlphaDEX Fund (Series ID: S000017701)

| Class ID   | Class Name                                              | Ticker Symbol   |
|:---|:---|:---|
| C000048901 | First Trust Industrials/Producer Durables AlphaDEX Fund | FXR             |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** First Trust Exchange-Traded AlphaDEX Fund

- **b. Investment Company Act file number:** 811-22019

- **c. CIK number of Registrant:** 0001383496

- **d. LEI of Registrant:** 549300PGRVU1P76W4537

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 East Liberty Drive

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** First Trust Industrials/Producer Durables AlphaDEX Fund

- **b. EDGAR series identifier (if any):** S000017701

- **c. LEI of Series:** 5493008AE9LL1V8KK557

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-07-31

- **b. Date as of which information is reported:** 2026-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $763424061.55

**Total Liabilities:** $8368054.78

**Net Assets:** $755056006.77

**Cash Not Reported:** $2387.37

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000048901 | -0.06%               | 2.42%                | 6.78%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $8659527.85              | $-13456619.21                              |
| Month 2  | $165823210.12            | $-115591877.71                             |
| Month 3  | $35965100.89             | $17989831.30                               |

### Schedule of Portfolio Investments

| Name                               | Title                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Louisiana-Pacific Corp             | Louisiana-Pacific Corp                     | CUSIP: 546347105<br>LEI: 549300C7E2UAO5BVRR75 | Long             | EC               | CORP              | US        |     60467 | NS      | $5063506.58   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| AECOM                              | AECOM                                      | CUSIP: 00766T100<br>LEI: 0EEB8GF0W0NPCIHZX097 | Long             | EC               | CORP              | US        |     17081 | NS      | $1647120.83   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Ferguson Enterprises Inc           | Ferguson Enterprises Inc                   | CUSIP: 31488V107<br>LEI: 2138003JYQMRP3SLX189 | Long             | EC               | CORP              | US        |     21935 | NS      | $5537710.10   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Stanley Black & Decker Inc         | Stanley Black & Decker Inc                 | CUSIP: 854502101<br>LEI: 549300DJ09SMTO561131 | Long             | EC               | CORP              | US        |     65756 | NS      | $5172366.96   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Regal Rexnord Corp                 | Regal Rexnord Corp                         | CUSIP: 758750103<br>LEI: QH78R09VCJGQKPBPYU33 | Long             | EC               | CORP              | US        |     34799 | NS      | $5620038.50   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| MSA Safety Inc                     | MSA Safety Inc                             | CUSIP: 553498106<br>LEI: 529900DVA3258XK11O39 | Long             | EC               | CORP              | US        |     30502 | NS      | $5403429.30   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Armstrong World Industries Inc     | Armstrong World Industries Inc             | CUSIP: 04247X102<br>LEI: KXMRXXOJ88Q45Y45MG74 | Long             | EC               | CORP              | US        |     34073 | NS      | $6260573.02   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Accenture PLC                      | Accenture PLC                              | CUSIP: 000000000<br>LEI: 5493000EWHDSR3MZWH98 | Long             | EC               | CORP              | IE        |     18200 | NS      | $4798248.00   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Crane Co                           | Crane Co                                   | CUSIP: 224408104<br>LEI: 5493000CQRQOTHUODL75 | Long             | EC               | CORP              | US        |      8824 | NS      | $1611615.36   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Rocket Lab Corp                    | Rocket Lab Corp                            | CUSIP: 773121108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    116685 | NS      | $9342967.95   | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| PayPal Holdings Inc                | PayPal Holdings Inc                        | CUSIP: 70450Y103<br>LEI: 5493005X2GO78EFZ3E94 | Long             | EC               | CORP              | US        |    139420 | NS      | $7346039.80   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Zebra Technologies Corp            | Zebra Technologies Corp                    | CUSIP: 989207105<br>LEI: PO0I32GKZ3HZMMDPZZ08 | Long             | EC               | CORP              | US        |     13404 | NS      | $3149671.92   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| StandardAero Inc                   | StandardAero Inc                           | CUSIP: 85423L103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    227043 | NS      | $7013358.27   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Applied Industrial Technologie     | Applied Industrial Technologies Inc        | CUSIP: 03820C105<br>LEI: 549300NU173IJRC6PO38 | Long             | EC               | CORP              | US        |     12673 | NS      | $3300175.93   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Xylem Inc/NY                       | Xylem Inc/NY                               | CUSIP: 98419M100<br>LEI: 549300DF5MV96DRYLQ48 | Long             | EC               | CORP              | US        |     11948 | NS      | $1647270.76   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| XPO Inc                            | XPO Inc                                    | CUSIP: 983793100<br>LEI: 54930096DB9LCLPN7H13 | Long             | EC               | CORP              | US        |     23962 | NS      | $3549011.82   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| WEX Inc                            | WEX Inc                                    | CUSIP: 96208T104<br>LEI: T9M5IGROL1TL1G5OV478 | Long             | EC               | CORP              | US        |     21860 | NS      | $3364254.00   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| BWX Technologies Inc               | BWX Technologies Inc                       | CUSIP: 05605H100<br>LEI: 549300NP85N265KWMS58 | Long             | EC               | CORP              | US        |     37672 | NS      | $7738958.96   | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| General Dynamics Corp              | General Dynamics Corp                      | CUSIP: 369550108<br>LEI: 9C1X8XOOTYY2FNYTVH06 | Long             | EC               | CORP              | US        |      9665 | NS      | $3393284.85   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| GE Vernova Inc                     | GE Vernova Inc                             | CUSIP: 36828A101<br>LEI: 254900DP080RU6OK2553 | Long             | EC               | CORP              | US        |     12461 | NS      | $9051296.57   | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Silgan Holdings Inc                | Silgan Holdings Inc                        | CUSIP: 827048109<br>LEI: KAF673KJXD92C8KSLU49 | Long             | EC               | CORP              | US        |    201628 | NS      | $8700248.20   | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Sonoco Products Co                 | Sonoco Products Co                         | CUSIP: 835495102<br>LEI: GKOMIK4RDJGHEF0VNP11 | Long             | EC               | CORP              | US        |    186513 | NS      | $8952624.00   | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| ITT Inc                            | ITT Inc                                    | CUSIP: 45073V108<br>LEI: 549300KDSERHTJOXUS80 | Long             | EC               | CORP              | US        |      9382 | NS      | $1710338.60   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Veralto Corp                       | Veralto Corp                               | CUSIP: 92338C103<br>LEI: 635400FJE6GSOJUSNY27 | Long             | EC               | CORP              | US        |     16318 | NS      | $1615155.64   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| AptarGroup Inc                     | AptarGroup Inc                             | CUSIP: 038336103<br>LEI: VNPEQDQFAA7IY1T2PX43 | Long             | EC               | CORP              | US        |     66741 | NS      | $8339287.95   | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Pentair PLC                        | Pentair PLC                                | CUSIP: 000000000<br>LEI: 549300EVR9D56WPSRP15 | Long             | EC               | CORP              | GB        |     31258 | NS      | $3293655.46   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Block Inc                          | Block Inc                                  | CUSIP: 852234103<br>LEI: 549300OHIIUWSTIZME52 | Long             | EC               | CORP              | US        |    125051 | NS      | $7556831.93   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Old Dominion Freight Line Inc      | Old Dominion Freight Line Inc              | CUSIP: 679580100<br>LEI: 5299009TWK32WE417T96 | Long             | EC               | CORP              | US        |     20770 | NS      | $3597364.00   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| CNH Industrial NV                  | CNH Industrial NV                          | CUSIP: 000000000<br>LEI: 549300WGC2HZ5J67V817 | Long             | EC               | CORP              | GB        |    706261 | NS      | $7599368.36   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| GXO Logistics Inc                  | GXO Logistics Inc                          | CUSIP: 36262G101<br>LEI: 5493007CNWMXN78JRN66 | Long             | EC               | CORP              | US        |     61859 | NS      | $3500600.81   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Snap-on Inc                        | Snap-on Inc                                | CUSIP: 833034101<br>LEI: HHWAT5TDOYZMM26KKQ73 | Long             | EC               | CORP              | US        |     18892 | NS      | $6916550.12   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Synchrony Financial                | Synchrony Financial                        | CUSIP: 87165B103<br>LEI: 549300RS7EWPM9MA6C78 | Long             | EC               | CORP              | US        |     78050 | NS      | $5668771.50   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Watsco Inc                         | Watsco Inc                                 | CUSIP: 942622200<br>LEI: 549300F1Y3LN5BX5WN75 | Long             | EC               | CORP              | US        |      9655 | NS      | $3731174.75   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Saia Inc                           | Saia Inc                                   | CUSIP: 78709Y105<br>LEI: 549300WNPG4N9GBOYB29 | Long             | EC               | CORP              | US        |     14957 | NS      | $5008650.59   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Axalta Coating Systems Ltd         | Axalta Coating Systems Ltd                 | CUSIP: 000000000<br>LEI: 529900AGLPA40GV6H619 | Long             | EC               | CORP              | US        |    201533 | NS      | $6767478.14   | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Lockheed Martin Corp               | Lockheed Martin Corp                       | CUSIP: 539830109<br>LEI: DPRBOZP0K5RM2YE8UU08 | Long             | EC               | CORP              | US        |      6732 | NS      | $4269569.04   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Masco Corp                         | Masco Corp                                 | CUSIP: 574599106<br>LEI: 5GCSNMQXHEYA1JO8QN11 | Long             | EC               | CORP              | US        |     51303 | NS      | $3390615.27   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| CRH PLC                            | CRH PLC                                    | CUSIP: 000000000<br>LEI: 549300MIDJNNTH068E74 | Long             | EC               | CORP              | IE        |     39134 | NS      | $4790392.94   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Core & Main Inc                    | Core & Main Inc                            | CUSIP: 21874C102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     62647 | NS      | $3342843.92   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Graco Inc                          | Graco Inc                                  | CUSIP: 384109104<br>LEI: 4T5VJ4S81BRT6Q7GGT78 | Long             | EC               | CORP              | US        |     39727 | NS      | $3469358.91   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| DAIWA CAPITAL MARKETS AMERICA INC. | DAIWA CAPITAL MARKETS AMERICA INC          | CUSIP: 000000000<br>LEI: M67H5PRC0NQKM73ZAS82 | Long             | RA               | CORP              | US        |   7597338 | PA      | $7597338.00   | 1.01%             |  |  |  | No            |                  2 | On Loan: No      |
| Teledyne Technologies Inc          | Teledyne Technologies Inc                  | CUSIP: 879360105<br>LEI: 549300VSMO9KYQWDND94 | Long             | EC               | CORP              | US        |      6375 | NS      | $3954412.50   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Illinois Tool Works Inc            | Illinois Tool Works Inc                    | CUSIP: 452308109<br>LEI: 76NA4I14SZCFAYMNSV04 | Long             | EC               | CORP              | US        |      6616 | NS      | $1728496.16   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Kirby Corp                         | Kirby Corp                                 | CUSIP: 497266106<br>LEI: I7NO6FZO5GUCG585T325 | Long             | EC               | CORP              | US        |     73882 | NS      | $8692956.12   | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| FedEx Corp                         | FedEx Corp                                 | CUSIP: 31428X106<br>LEI: 549300E707U7WNPZN687 | Long             | EC               | CORP              | US        |     28182 | NS      | $9081649.50   | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| L3Harris Technologies Inc          | L3Harris Technologies Inc                  | CUSIP: 502431109<br>LEI: 549300UTE50ZMDBG8A20 | Long             | EC               | CORP              | US        |      5551 | NS      | $1903160.35   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Expeditors International of Wa     | Expeditors International of Washington Inc | CUSIP: 302130109<br>LEI: 984500B055A804AB6E40 | Long             | EC               | CORP              | US        |     21858 | NS      | $3509083.32   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Mohawk Industries Inc              | Mohawk Industries Inc                      | CUSIP: 608190104<br>LEI: 549300JI1115MG3Q6322 | Long             | EC               | CORP              | US        |     74466 | NS      | $8815285.08   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Gates Industrial Corp PLC          | Gates Industrial Corp PLC                  | CUSIP: 000000000<br>LEI: 549300S6K4FWUSB9KM27 | Long             | EC               | CORP              | US        |    303290 | NS      | $6981735.80   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Caterpillar Inc                    | Caterpillar Inc                            | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | EC               | CORP              | US        |     11371 | NS      | $7474840.56   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Mastercard Inc                     | Mastercard Inc                             | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |      5707 | NS      | $3074874.53   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Trex Co Inc                        | Trex Co Inc                                | CUSIP: 89531P105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    185619 | NS      | $7688338.98   | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| A O Smith Corp                     | A O Smith Corp                             | CUSIP: 831865209<br>LEI: 549300XG4US7UJNECY36 | Long             | EC               | CORP              | US        |     97366 | NS      | $7155427.34   | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Dover Corp                         | Dover Corp                                 | CUSIP: 260003108<br>LEI: 549300FMC2ALGA7N9E80 | Long             | EC               | CORP              | US        |     25020 | NS      | $5041279.80   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Donaldson Co Inc                   | Donaldson Co Inc                           | CUSIP: 257651109<br>LEI: OZE6KXY9QQPR8EJ8WL20 | Long             | EC               | CORP              | US        |     18357 | NS      | $1871312.58   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Hubbell Inc                        | Hubbell Inc                                | CUSIP: 443510607<br>LEI: 54930088VDQ6840Y6597 | Long             | EC               | CORP              | US        |      3660 | NS      | $1785860.40   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Comfort Systems USA Inc            | Comfort Systems USA Inc                    | CUSIP: 199908104<br>LEI: 5299009DT1ZA5HTU6R38 | Long             | EC               | CORP              | US        |      8726 | NS      | $9965964.60   | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Tetra Tech Inc                     | Tetra Tech Inc                             | CUSIP: 88162G103<br>LEI: 549300UJ1LP7JGJC5P32 | Long             | EC               | CORP              | US        |     48541 | NS      | $1828054.06   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Quanta Services Inc                | Quanta Services Inc                        | CUSIP: 74762E102<br>LEI: SHVRXXEACT60MMH07S24 | Long             | EC               | CORP              | US        |     19285 | NS      | $9153239.55   | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| United Parcel Service Inc          | United Parcel Service Inc                  | CUSIP: 911312106<br>LEI: D01LMJZU09ULLNCY6Z23 | Long             | EC               | CORP              | US        |     65647 | NS      | $6973024.34   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Honeywell International Inc        | Honeywell International Inc                | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               | CORP              | US        |      8347 | NS      | $1899109.44   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Norfolk Southern Corp              | Norfolk Southern Corp                      | CUSIP: 655844108<br>LEI: 54930036C8MWP850MI84 | Long             | EC               | CORP              | US        |     11271 | NS      | $3282566.04   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Smurfit WestRock PLC               | Smurfit WestRock PLC                       | CUSIP: 000000000<br>LEI: 635400EGSEOPDW2EXS14 | Long             | EC               | CORP              | IE        |    210493 | NS      | $8762823.59   | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Westinghouse Air Brake Technol     | Westinghouse Air Brake Technologies Corp   | CUSIP: 929740108<br>LEI: 06BTX5UWZD0GQ5N5Y745 | Long             | EC               | CORP              | US        |      7628 | NS      | $1755507.92   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Jack Henry & Associates Inc        | Jack Henry & Associates Inc                | CUSIP: 426281101<br>LEI: 529900X1QS8C54W0JB21 | Long             | EC               | CORP              | US        |     26767 | NS      | $4796914.07   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Toro Co/The                        | Toro Co/The                                | CUSIP: 891092108<br>LEI: YJKE4YIT6BWQHVEW0D14 | Long             | EC               | CORP              | US        |     41355 | NS      | $3783982.50   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Eagle Materials Inc                | Eagle Materials Inc                        | CUSIP: 26969P108<br>LEI: 529900KRXRGXL61SG039 | Long             | EC               | CORP              | US        |     39383 | NS      | $8026649.23   | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Hayward Holdings Inc               | Hayward Holdings Inc                       | CUSIP: 421298100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    210728 | NS      | $3401149.92   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Cummins Inc                        | Cummins Inc                                | CUSIP: 231021106<br>LEI: ZUNI8PYC725B6H8JU438 | Long             | EC               | CORP              | US        |      3189 | NS      | $1845856.98   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Union Co/The               | Western Union Co/The                       | CUSIP: 959802109<br>LEI: 28ID94QU1140NC23S047 | Long             | EC               | CORP              | US        |    874292 | NS      | $8192116.04   | 1.08%             |  |  |  | No            |                  1 | On Loan: —       |
| ExlService Holdings Inc            | ExlService Holdings Inc                    | CUSIP: 302081104<br>LEI: 81E3DTNF6OSH489ZOV15 | Long             | EC               | CORP              | US        |     38354 | NS      | $1501559.10   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Everus Construction Group Inc      | Everus Construction Group Inc              | CUSIP: 300426103<br>LEI: 2549006JMMHR0KILT425 | Long             | EC               | CORP              | US        |     19028 | NS      | $1683787.72   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Textron Inc                        | Textron Inc                                | CUSIP: 883203101<br>LEI: 3PPKBHUG1HD6BO7RNR87 | Long             | EC               | CORP              | US        |     74702 | NS      | $6578258.12   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| EMCOR Group Inc                    | EMCOR Group Inc                            | CUSIP: 29084Q100<br>LEI: 529900X0SQJB2J7YDU43 | Long             | EC               | CORP              | US        |     13307 | NS      | $9590754.11   | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Amentum Holdings Inc               | Amentum Holdings Inc                       | CUSIP: 023939101<br>LEI: 2549009FJIBLW40CU216 | Long             | EC               | CORP              | US        |    112275 | NS      | $4017199.50   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Builders FirstSource Inc           | Builders FirstSource Inc                   | CUSIP: 12008R107<br>LEI: 549300W0SKP6L3H7DP63 | Long             | EC               | CORP              | US        |     63281 | NS      | $7239346.40   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                           | Visa Inc                                   | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |      4646 | NS      | $1495222.18   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Corpay Inc                         | Corpay Inc                                 | CUSIP: 219948106<br>LEI: 549300DG6RR0NQSFLN74 | Long             | EC               | CORP              | US        |      5402 | NS      | $1699631.26   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Ralliant Corp                      | Ralliant Corp                              | CUSIP: 750940108<br>LEI: 52990024QKO4DYT8N464 | Long             | EC               | CORP              | US        |     95930 | NS      | $5081412.10   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| MSC Industrial Direct Co Inc       | MSC Industrial Direct Co Inc               | CUSIP: 553530106<br>LEI: 0XVKH0LN6YGOWO2EGO17 | Long             | EC               | CORP              | US        |     58072 | NS      | $4897792.48   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| FTAI Aviation Ltd                  | FTAI Aviation Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     41343 | NS      | $11258525.76  | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Ryder System Inc                   | Ryder System Inc                           | CUSIP: 783549108<br>LEI: ZXJ6Y2OSPZXIVGRILD15 | Long             | EC               | CORP              | US        |     34027 | NS      | $6508684.56   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| MSILF Treasury Portfolio           | MSILF Treasury Portfolio                   | CUSIP: 61747C582<br>LEI: 549300D1XR6GP7EZ0T47 | Long             | STIV             | RF                | US        |    940866 | NS      | $940866.26    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Fortune Brands Innovations Inc     | Fortune Brands Innovations Inc             | CUSIP: 34964C106<br>LEI: 54930032LHW54PQUJD44 | Long             | EC               | CORP              | US        |    130184 | NS      | $7042954.40   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| WESCO International Inc            | WESCO International Inc                    | CUSIP: 95082P105<br>LEI: 529900TXOGREY3WNJ434 | Long             | EC               | CORP              | US        |     19959 | NS      | $5776733.37   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Euronet Worldwide Inc              | Euronet Worldwide Inc                      | CUSIP: 298736109<br>LEI: YG3575C4DSHJPA5KET68 | Long             | EC               | CORP              | US        |    106949 | NS      | $7749524.54   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Fortive Corp                       | Fortive Corp                               | CUSIP: 34959J108<br>LEI: 549300MU9YQJYHDQEF63 | Long             | EC               | CORP              | US        |     29479 | NS      | $1556785.99   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| HEICO Corp                         | HEICO Corp                                 | CUSIP: 422806109<br>LEI: 529900O1DTDLCJ7L0I14 | Long             | EC               | CORP              | US        |     15097 | NS      | $4995748.27   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Crown Holdings Inc                 | Crown Holdings Inc                         | CUSIP: 228368106<br>LEI: NYLWZIOY8PUNIT4JOE22 | Long             | EC               | CORP              | US        |     63243 | NS      | $6620277.24   | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Crane NXT Co                       | Crane NXT Co                               | CUSIP: 224441105<br>LEI: 549300EXNPSXEWUD3N21 | Long             | EC               | CORP              | US        |    172926 | NS      | $8736221.52   | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Howmet Aerospace Inc               | Howmet Aerospace Inc                       | CUSIP: 443201108<br>LEI: 549300HO5WFZUT5N2T22 | Long             | EC               | CORP              | US        |     23814 | NS      | $4955217.12   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Knight-Swift Transportation Ho     | Knight-Swift Transportation Holdings Inc   | CUSIP: 499049104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    124549 | NS      | $6862649.90   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Robert Half Inc                    | Robert Half Inc                            | CUSIP: 770323103<br>LEI: 529900VPCUY9H3HLIC08 | Long             | EC               | CORP              | US        |    239747 | NS      | $8297643.67   | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| WW Grainger Inc                    | WW Grainger Inc                            | CUSIP: 384802104<br>LEI: 549300TWZSP6O1IH2V34 | Long             | EC               | CORP              | US        |      1615 | NS      | $1744103.10   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| RPM International Inc              | RPM International Inc                      | CUSIP: 749685103<br>LEI: 549300TJCKW4BRXPJ474 | Long             | EC               | CORP              | US        |     46965 | NS      | $5023376.40   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| 3M Co                              | 3M Co                                      | CUSIP: 88579Y101<br>LEI: LUZQVYP4VS22CLWDAR65 | Long             | EC               | CORP              | US        |     20334 | NS      | $3114355.44   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| United Rentals Inc                 | United Rentals Inc                         | CUSIP: 911363109<br>LEI: 5323X5O7RN0NKFCDRY08 | Long             | EC               | CORP              | US        |      8054 | NS      | $6298711.24   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| TopBuild Corp                      | TopBuild Corp                              | CUSIP: 89055F103<br>LEI: 5493007YSKHOL4RWII46 | Long             | EC               | CORP              | US        |     15612 | NS      | $7307196.60   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Leonardo DRS Inc                   | Leonardo DRS Inc                           | CUSIP: 52661A108<br>LEI: 549300HMMEWVG3PPQU18 | Long             | EC               | CORP              | US        |     47751 | NS      | $1960656.06   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| MasTec Inc                         | MasTec Inc                                 | CUSIP: 576323109<br>LEI: 549300TMDIT8WREDOF45 | Long             | EC               | CORP              | US        |     37439 | NS      | $9003330.72   | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Rockwell Automation Inc            | Rockwell Automation Inc                    | CUSIP: 773903109<br>LEI: VH3R4HHBHH12O0EXZJ88 | Long             | EC               | CORP              | US        |     12551 | NS      | $5292129.15   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Parker-Hannifin Corp               | Parker-Hannifin Corp                       | CUSIP: 701094104<br>LEI: 5493002CONDB4N2HKI23 | Long             | EC               | CORP              | US        |      1859 | NS      | $1739726.56   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Global Payments Inc                | Global Payments Inc                        | CUSIP: 37940X102<br>LEI: 549300NOMHGVQBX6S778 | Long             | EC               | CORP              | US        |    105166 | NS      | $7544608.84   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Lincoln Electric Holdings Inc      | Lincoln Electric Holdings Inc              | CUSIP: 533900106<br>LEI: BIMGBY40SIN95O01BN93 | Long             | EC               | CORP              | US        |      6800 | NS      | $1804380.00   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| WillScot Holdings Corp             | WillScot Holdings Corp                     | CUSIP: 971378104<br>LEI: 549300HJ4VIXF476Q166 | Long             | EC               | CORP              | US        |    345811 | NS      | $6926594.33   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Drainage Systems Inc      | Advanced Drainage Systems Inc              | CUSIP: 00790R104<br>LEI: 6QQTOZ5MF5DHM7K92I60 | Long             | EC               | CORP              | US        |     33719 | NS      | $5126636.76   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| American Express Co                | American Express Co                        | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |     17609 | NS      | $6201361.53   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Amcor PLC                          | Amcor PLC                                  | CUSIP: 000000000<br>LEI: 549300GSODGFCDQ3DI89 | Long             | EC               | CORP              | CH        |    117116 | NS      | $5182383.00   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Allegion plc                       | Allegion plc                               | CUSIP: 000000000<br>LEI: 984500560CAC2E6FB757 | Long             | EC               | CORP              | IE        |     20444 | NS      | $3381233.16   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Vontier Corp                       | Vontier Corp                               | CUSIP: 928881101<br>LEI: 549300VVSQLG4P5K4639 | Long             | EC               | CORP              | US        |    175142 | NS      | $6567825.00   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Fair Isaac Corp                    | Fair Isaac Corp                            | CUSIP: 303250104<br>LEI: RI6HET5SJUEY30V1PS26 | Long             | EC               | CORP              | US        |       971 | NS      | $1420738.07   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| PPG Industries Inc                 | PPG Industries Inc                         | CUSIP: 693506107<br>LEI: 549300BKPEP01R3V6C59 | Long             | EC               | CORP              | US        |     47670 | NS      | $5512082.10   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| FTI Consulting Inc                 | FTI Consulting Inc                         | CUSIP: 302941109<br>LEI: 549300K17GM8EQD0FQ48 | Long             | EC               | CORP              | US        |     28586 | NS      | $4993116.62   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| AMETEK Inc                         | AMETEK Inc                                 | CUSIP: 031100100<br>LEI: 549300WZDEF9KKE40E98 | Long             | EC               | CORP              | US        |      7925 | NS      | $1775041.50   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Generac Holdings Inc               | Generac Holdings Inc                       | CUSIP: 368736104<br>LEI: 529900S2H2AHJHSFFI84 | Long             | EC               | CORP              | US        |     23873 | NS      | $4011618.92   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| DuPont de Nemours Inc              | DuPont de Nemours Inc                      | CUSIP: 26614N102<br>LEI: 5493004JF0SDFLM8GD76 | Long             | EC               | CORP              | US        |    202477 | NS      | $8892789.84   | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| General Electric Co                | General Electric Co                        | CUSIP: 369604301<br>LEI: 3C7474T6CDKPR9K6YT90 | Long             | EC               | CORP              | US        |     26430 | NS      | $8108459.70   | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| PACCAR Inc                         | PACCAR Inc                                 | CUSIP: 693718108<br>LEI: KDTEY8BWE486IKZ3CC07 | Long             | EC               | CORP              | US        |     44596 | NS      | $5481294.36   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Union Pacific Corp                 | Union Pacific Corp                         | CUSIP: 907818108<br>LEI: 549300LMMRSZZCZ8CL11 | Long             | EC               | CORP              | US        |     14072 | NS      | $3308327.20   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Schneider National Inc             | Schneider National Inc                     | CUSIP: 80689H102<br>LEI: 529900V6GZ6G6E3BLV72 | Long             | EC               | CORP              | US        |    245442 | NS      | $6587663.28   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| ManpowerGroup Inc                  | ManpowerGroup Inc                          | CUSIP: 56418H100<br>LEI: ERO1WSFOSR0JJ6CRQ987 | Long             | EC               | CORP              | US        |     54763 | NS      | $1989539.79   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Northrop Grumman Corp              | Northrop Grumman Corp                      | CUSIP: 666807102<br>LEI: RIMU48P07456QXSO0R61 | Long             | EC               | CORP              | US        |      8572 | NS      | $5934052.72   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Esab Corp                          | Esab Corp                                  | CUSIP: 29605J106<br>LEI: 549300ZNV0SWBXEIWT04 | Long             | EC               | CORP              | US        |     29137 | NS      | $3528490.70   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Vulcan Materials Co                | Vulcan Materials Co                        | CUSIP: 929160109<br>LEI: 549300Q8LSNHAVWBNI21 | Long             | EC               | CORP              | US        |      5712 | NS      | $1716684.48   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| JB Hunt Transport Services Inc     | JB Hunt Transport Services Inc             | CUSIP: 445658107<br>LEI: 549300XCD1MPI1C5GK90 | Long             | EC               | CORP              | US        |     16747 | NS      | $3394951.84   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Dow Inc                            | Dow Inc                                    | CUSIP: 260557103<br>LEI: 5493003S21INSLK2IP73 | Long             | EC               | CORP              | US        |    208890 | NS      | $5754919.50   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Fiserv Inc                         | Fiserv Inc                                 | CUSIP: 337738108<br>LEI: GI7UBEJLXYLGR2C7GV83 | Long             | EC               | CORP              | US        |    121173 | NS      | $7722355.29   | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| AGCO Corp                          | AGCO Corp                                  | CUSIP: 001084102<br>LEI: LYOM0B2GCF1JWXK5ZG04 | Long             | EC               | CORP              | US        |     62415 | NS      | $7078485.15   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| ADT Inc                            | ADT Inc                                    | CUSIP: 00090Q103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1008635 | NS      | $8069080.00   | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Carrier Global Corp                | Carrier Global Corp                        | CUSIP: 14448C104<br>LEI: 549300JE3W6CWY2NAN77 | Long             | EC               | CORP              | US        |     30810 | NS      | $1835659.80   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Affirm Holdings Inc                | Affirm Holdings Inc                        | CUSIP: 00827B106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     65611 | NS      | $3956343.30   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Simpson Manufacturing Co Inc       | Simpson Manufacturing Co Inc               | CUSIP: 829073105<br>LEI: 529900EJUNNL15LZ8056 | Long             | EC               | CORP              | US        |     40324 | NS      | $7128476.72   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Allison Transmission Holdings      | Allison Transmission Holdings Inc          | CUSIP: 01973R101<br>LEI: 529900RP7DJ882LI9T83 | Long             | EC               | CORP              | US        |     83138 | NS      | $9037100.60   | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Oshkosh Corp                       | Oshkosh Corp                               | CUSIP: 688239201<br>LEI: 549300FEKNPCFSA2B506 | Long             | EC               | CORP              | US        |     64791 | NS      | $9318241.62   | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Nordson Corp                       | Nordson Corp                               | CUSIP: 655663102<br>LEI: 14OS6Q5N55N95WM84M53 | Long             | EC               | CORP              | US        |      6775 | NS      | $1859940.75   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Graphic Packaging Holding Co       | Graphic Packaging Holding Co               | CUSIP: 388689101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    540473 | NS      | $7917929.45   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Carlisle Cos Inc                   | Carlisle Cos Inc                           | CUSIP: 142339100<br>LEI: XR64VGX1ZPX6G7ZN7Z11 | Long             | EC               | CORP              | US        |     15273 | NS      | $5206412.97   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Flowserve Corp                     | Flowserve Corp                             | CUSIP: 34354P105<br>LEI: 6Y0GK87T6V7NJKZJVM41 | Long             | EC               | CORP              | US        |     70387 | NS      | $5500744.05   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| IDEX Corp                          | IDEX Corp                                  | CUSIP: 45167R104<br>LEI: 549300U5Y5EL6PHYLF13 | Long             | EC               | CORP              | US        |     18304 | NS      | $3634259.20   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Boeing Co/The                      | Boeing Co/The                              | CUSIP: 097023105<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EC               | CORP              | US        |     29999 | NS      | $7011366.28   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Ball Corp                          | Ball Corp                                  | CUSIP: 058498106<br>LEI: 0BGI85ALH27ZJP15DY16 | Long             | EC               | CORP              | US        |     92198 | NS      | $5243300.26   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Packaging Corp of America          | Packaging Corp of America                  | CUSIP: 695156109<br>LEI: 549300XZP8MFZFY8TJ84 | Long             | EC               | CORP              | US        |     31582 | NS      | $7028574.10   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Genpact Ltd                        | Genpact Ltd                                | CUSIP: 000000000<br>LEI: 529900OSEC6Q0L4L5B35 | Long             | EC               | CORP              | US        |    173999 | NS      | $7673355.90   | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Acuity Inc                         | Acuity Inc                                 | CUSIP: 00508Y102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9045 | NS      | $2797075.80   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Emerson Electric Co                | Emerson Electric Co                        | CUSIP: 291011104<br>LEI: FGLT0EWZSUIRRITFOA30 | Long             | EC               | CORP              | US        |     12271 | NS      | $1803346.16   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Huntington Ingalls Industries      | Huntington Ingalls Industries Inc          | CUSIP: 446413106<br>LEI: 5TZLZ6WJTBVJ0QWBG121 | Long             | EC               | CORP              | US        |     14363 | NS      | $6039785.13   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| CSX Corp                           | CSX Corp                                   | CUSIP: 126408103<br>LEI: 549300JVQR4N1MMP3Q88 | Long             | EC               | CORP              | US        |     89824 | NS      | $3391754.24   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-03-25

**Name of Applicant:** First Trust Exchange-Traded AlphaDEX Fund

**Signature:** Derek Maltbie

**Name of Signer:** Derek Maltbie

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer