# EDGAR Filing Document

**Accession Number:** 0001449091
**File Stem:** 0001449091-26-000003
**Filing Date:** 2026-4
**Character Count:** 2522
**Document Hash:** a43b3cd3d205cf7f9b72a14a191a2ed2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001449091-26-000003.hdr.sgml**: 20260428

**ACCESSION NUMBER**: 0001449091-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260428

**DATE AS OF CHANGE**: 20260428

**EFFECTIVENESS DATE**: 20260428

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** METROPOLITAN CAPITAL INVESTMENT BANC, INC.
- **CENTRAL INDEX KEY:** 0001449091

**ORGANIZATION NAME:**
- **EIN:** 263464051
- **STATE OF INCORPORATION:** IL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68075
- **FILM NUMBER:** 26909714

**BUSINESS ADDRESS:**
- **STREET 1:** 200 W. MADISON STREET
- **STREET 2:** 39TH FLOOR
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** 713-872-2500

**MAIL ADDRESS:**
- **STREET 1:** 200 W. MADISON STREET
- **STREET 2:** 39TH FLOOR
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** METROPOLITAN CAPITAL, INC.
- **DATE OF NAME CHANGE:** 20081029

### Attached PDF Documents

**Attachment 1:** `metcappub.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001449091

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** METROPOLITAN CAPITAL INVESTMENT BANC, INC.

**Business Address:** 200 W. MADISON STREET, 39TH FLOOR, CHICAGO, IL, 60606

**Contact Person:** Frank Novel

**Contact Phone:** 872 713 2500

### Independent Public Accountant Identification

**Accountant Name:** Crowe LLP

**Accountant Address:** 485 Lexington Ave, 11th floor, New York, NY, 10017

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Frank Novel**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **METROPOLITAN CAPITAL INVESTMENT BANC, INC.**, as of **12-31-2025**, are true and correct.

**Signature:** Frank Novel

**Title:** President