# EDGAR Filing Document

**Accession Number:** 0000919160
**File Stem:** 0001398344-23-004962
**Filing Date:** 2023-2
**Character Count:** 11810
**Document Hash:** da59f4940e87e0b956443b713fad685b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-23-004962.hdr.sgml**: 20230227

**ACCESSION NUMBER**: 0001398344-23-004962

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230227

**DATE AS OF CHANGE**: 20230227

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GUINNESS ATKINSON FUNDS
- **CENTRAL INDEX KEY:** 0000919160
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-08360
- **FILM NUMBER:** 23673106

**BUSINESS ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101
- **BUSINESS PHONE:** 626-914-1041

**MAIL ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INVESTEC FUNDS
- **DATE OF NAME CHANGE:** 20000927

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS
- **DATE OF NAME CHANGE:** 19970506

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS INC
- **DATE OF NAME CHANGE:** 19940217

## Series and Classes Contracts Data

### Renminbi Yuan & Bond Fund (Series ID: S000032927)

| Class ID   | Class Name                | Ticker Symbol   |
|:---|:---|:---|
| C000101629 | Renminbi Yuan & Bond Fund | GARBX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GUINNESS ATKINSON FUNDS

- **b. Investment Company Act file number:** 811-08360

- **c. CIK number of Registrant:** 0000919160

- **d. LEI of Registrant:** 54930097560RK2KMX577

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 251 South Lake Ave

  - **City:** Pasadena

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 91101

  - **Telephone number:** 626-914-1041

**Item A.2. Information about the Series.**

- **a. Name of Series:** Renminbi Yuan & Bond Fund

- **b. EDGAR series identifier (if any):** S000032927

- **c. LEI of Series:** 549300RPVVZNII7L1D89

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $4696218.69

**Total Liabilities:** $23593.10

**Net Assets:** $4672625.39

**Cash Not Reported:** $354149.82

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000101629 | 2.35%                | 3.55%                | -2.91%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $122549.79                                 |
| Month 2  | $0.00                    | $156220.11                                 |
| Month 3  | $0.00                    | $-146200.21                                |

### Schedule of Portfolio Investments

| Name                             | Title            | Identifiers                  | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| AGRICUL DEV 3.4% 11/06/24/CNH/   | GOVERNMENT BONDS | CUSIP: Y0R4AWKQ6<br>LEI: N/A | Long             | DBT              |  | CN        |   1000000 | PA      | $145683.51    | 3.12%             | 2024-11-06      | Fixed         | 3.40%                 | No            |                  2 | On Loan: No      |
| BANK OF CHINA 3.08% 4/28/26/CNH/ | CORPORATE BONDS  | CUSIP: N/A<br>LEI: N/A       | Long             | DBT              | CORP              | CN        |   1000000 | PA      | $142321.06    | 3.05%             | 2026-04-28      | Fixed         | 3.08%                 | No            |                  2 | On Loan: No      |
| BK OF COMMU 3.2% 03/21/24/CNH/   | CORPORATE BONDS  | CUSIP: Y069A7DR9<br>LEI: N/A | Long             | DBT              | CORP              | CN        |   1000000 | PA      | $144494.30    | 3.09%             | 2024-03-21      | Fixed         | 3.20%                 | No            |                  2 | On Loan: No      |
| BMW FINANCE 2.8% 08/11/23/CNH/   | CORPORATE BONDS  | CUSIP: N1420MV78<br>LEI: N/A | Long             | DBT              | CORP              | NL        |   3000000 | PA      | $431354.44    | 9.23%             | 2023-08-11      | Fixed         | 2.80%                 | No            |                  2 | On Loan: No      |
| CBQ FINANCE L 4% 08/05/23/CNH/   | CORPORATE BONDS  | CUSIP: N/A<br>LEI: N/A       | Long             | DBT              | CORP              | BM        |   2000000 | PA      | $289719.75    | 6.20%             | 2023-08-05      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| CHINA CONS 2.85% 04/22/23/CNH/   | CORPORATE BONDS  | CUSIP: N/A<br>LEI: N/A       | Long             | DBT              | CORP              | CN        |   1000000 | PA      | $144677.81    | 3.10%             | 2023-04-22      | Fixed         | 2.85%                 | No            |                  2 | On Loan: No      |
| CHINA DEVE 3.03% 11/27/23/CNH/   | GOVERNMENT BONDS | CUSIP: Y1456TKD7<br>LEI: N/A | Long             | DBT              |  | CN        |   1000000 | PA      | $144722.60    | 3.10%             | 2023-11-27      | Fixed         | 3.03%                 | Yes           |                  2 | On Loan: No      |
| CHINA DEVE 3.23% 11/27/25/CNH/   | GOVERNMENT BONDS | CUSIP: Y1456TKC9<br>LEI: N/A | Long             | DBT              |  | CN        |   1000000 | PA      | $145015.93    | 3.10%             | 2025-11-27      | Fixed         | 3.23%                 | Yes           |                  2 | On Loan: No      |
| EUROPEAN IN 2.7% 04/22/24/CNH/   | CORPORATE BONDS  | CUSIP: B3821TS63<br>LEI: N/A | Long             | DBT              | CORP              | XX        |   1000000 | PA      | $143110.01    | 3.06%             | 2024-04-22      | Fixed         | 2.70%                 | No            |                  2 | On Loan: No      |
| EXPORT-IMPO 4.5% 01/27/24/CNH/   | GOVERNMENT BONDS | CUSIP: Y2R84NN53<br>LEI: N/A | Long             | DBT              |  | KR        |   1000000 | PA      | $146012.96    | 3.12%             | 2024-01-27      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| FIRST ABU D 3.4% 08/18/25/CNH/   | CORPORATE BONDS  | CUSIP: N/A<br>LEI: N/A       | Long             | DBT              | CORP              | AE        |   4000000 | PA      | $562677.82    | 12.04%            | 2025-08-18      | Fixed         | 3.40%                 | No            |                  2 | On Loan: No      |
| GLP CHINA HOLDINGS LIMITED       | CORPORATE BONDS  | CUSIP: Y27198AP8<br>LEI: N/A | Long             | DBT              | CORP              | HK        |   1000000 | PA      | $106449.63    | 2.28%             | 2024-07-02      | Fixed         | 4.00%                 | Yes           |                  2 | On Loan: No      |
| HONG KONG M 2.7% 02/09/24/CNH/   | GOVERNMENT BONDS | CUSIP: N/A<br>LEI: N/A       | Long             | DBT              |  | HK        |   1000000 | PA      | $143940.87    | 3.08%             | 2024-02-09      | Fixed         | 2.70%                 | No            |                  2 | On Loan: No      |
| HSBC HOLDIN 3.4% 06/29/27/CNH/   | CORPORATE BONDS  | CUSIP: G4634UN40<br>LEI: N/A | Long             | DBT              | CORP              | GB        |   1000000 | PA      | $137770.84    | 2.95%             | 2027-06-29      | Fixed         | 3.40%                 | No            |                  2 | On Loan: No      |
| KFW 2.7% 03/25/24/CNH/           | CORPORATE BONDS  | CUSIP: N/A<br>LEI: N/A       | Long             | DBT              | CORP              | DE        |   1000000 | PA      | $144416.27    | 3.09%             | 2024-03-25      | Fixed         | 2.70%                 | No            |                  2 | On Loan: No      |
| QNB FINANCE 3.8% 06/17/25/CNH/   | CORPORATE BONDS  | CUSIP: G7302VKV5<br>LEI: N/A | Long             | DBT              | CORP              | KY        |   1000000 | PA      | $142693.86    | 3.05%             | 2025-06-17      | Fixed         | 3.80%                 | No            |                  2 | On Loan: No      |
| QNB FINANCE 3.9% 06/17/25/CNH/   | CORPORATE BONDS  | CUSIP: G7302VKX1<br>LEI: N/A | Long             | DBT              | CORP              | KY        |   1000000 | PA      | $141881.79    | 3.04%             | 2025-06-17      | Fixed         | 3.90%                 | No            |                  2 | On Loan: No      |
| SHENZHEN MU 2.9% 10/19/26/CNH/   | GOVERNMENT BONDS | CUSIP: N/A<br>LEI: N/A       | Long             | DBT              |  | CN        |   1000000 | PA      | $144518.86    | 3.09%             | 2026-10-19      | Fixed         | 2.90%                 | No            |                  2 | On Loan: No      |
| STANDARD C 4.35% 03/18/26/CNH/   | CORPORATE BONDS  | CUSIP: G84228FF0<br>LEI: N/A | Long             | DBT              | CORP              | GB        |   2000000 | PA      | $286520.58    | 6.13%             | 2026-03-18      | Fixed         | 4.35%                 | No            |                  2 | On Loan: No      |
| SUN HUNG KA 3.2% 08/14/27/CNH/   | CORPORATE BONDS  | CUSIP: G8T79UCL6<br>LEI: N/A | Long             | DBT              | CORP              | KY        |   1000000 | PA      | $137659.58    | 2.95%             | 2027-08-14      | Fixed         | 3.20%                 | No            |                  2 | On Loan: No      |
| VOLKSWAGEN  2.9% 01/21/24/CNH/   | CORPORATE BONDS  | CUSIP: N93695TM1<br>LEI: N/A | Long             | DBT              | CORP              | NL        |   1000000 | PA      | $143004.53    | 3.06%             | 2024-01-21      | Fixed         | 2.90%                 | No            |                  2 | On Loan: No      |
| WHARF FINA 3.25% 01/14/24/CNH/   | CORPORATE BONDS  | CUSIP: G9590NAJ8<br>LEI: N/A | Long             | DBT              | CORP              | VG        |   1000000 | PA      | $143852.73    | 3.08%             | 2024-01-14      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| WHARF REIC  3.2% 09/15/23/CNH/   | CORPORATE BONDS  | CUSIP: G9589QAP0<br>LEI: N/A | Long             | DBT              | CORP              | VG        |   1000000 | PA      | $144261.66    | 3.09%             | 2023-09-15      | Fixed         | 3.20%                 | No            |                  2 | On Loan: No      |
| ZHENRO PROPER 8% 03/06/23/CNH/   | SHORT TERMS      | CUSIP: N/A<br>LEI: N/A       | Long             | DBT              | CORP              | KY        |   1000000 | PA      | $3612.43      | 0.08%             | 2023-03-06      | Fixed         | 8.00%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-27

**Name of Applicant:** GUINNESS ATKINSON FUNDS

**Signature:** /s/ Lyna Phan

**Name of Signer:** Lyna Phan

**Title:** Assistant Treasurer