# EDGAR Filing Document

**Accession Number:** 0000892482
**File Stem:** 0001493152-23-003983
**Filing Date:** 2023-2
**Character Count:** 7553
**Document Hash:** 925c2f757a87e14fafc0ea8615d466c3
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-23-003983.hdr.sgml**: 20230209

**ACCESSION NUMBER**: 0001493152-23-003983

**CONFORMED SUBMISSION TYPE**: POS AM

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230209

**DATE AS OF CHANGE**: 20230208

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Qumu Corp
- **CENTRAL INDEX KEY:** 0000892482
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-PREPACKAGED SOFTWARE [7372]
- **IRS NUMBER:** 411577970
- **STATE OF INCORPORATION:** MN
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** POS AM
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 333-252388
- **FILM NUMBER:** 23600312

**BUSINESS ADDRESS:**
- **STREET 1:** 400 SOUTH 4TH STREET
- **STREET 2:** SUITE 401-412
- **CITY:** MINNEAPOLIS
- **STATE:** MN
- **ZIP:** 55415
- **BUSINESS PHONE:** (612) 638-9100

**MAIL ADDRESS:**
- **STREET 1:** 400 SOUTH 4TH STREET
- **STREET 2:** SUITE 401-412
- **CITY:** MINNEAPOLIS
- **STATE:** MN
- **ZIP:** 55415

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RIMAGE CORP
- **DATE OF NAME CHANGE:** 19930328

**As filed with the Securities and Exchange Commission on February 8, 2023**

**Registration No. 333-233470**

**Registration No. 333-252388**

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**POST-EFFECTIVE AMENDMENT NO. 1** 

**TO**

**FORM S-3**

**REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933**

**Qumu Corporation**

(Exact name of registrant as specified in its charter)

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| | |
|:---|:---|
| **Minnesota** | **41-1577970** |
| (State or other jurisdiction<br> of incorporation or organization) | (I.R.S. Employer<br> Identification Number) |

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| |
|:---|
| **400 S. 4th Street, Suite 401-412**<br> **Minneapolis, MN 55415**<br> **(612) 638-9100** |
| (Address, including zip code, and telephone number,<br> including area code, of registrant's principal executive offices) |

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| | |
|:---|:---|
| **Thomas A. Krueger**<br> **Chief Financial Officer**<br> **Qumu Corporation**<br> **400 S. 4th Street, Suite 401-412**<br> **Minneapolis, MN 55415**<br> **(612) 638-9100**<br> (Name, address, including zip code, and telephone number, including area code, of agent for service) | *Copies to*:<br> **April Hamlin, Esq.**<br> **Ballard Spahr LLP**<br> **2000 IDS Center**<br> **80 South 8th Street**<br> **Minneapolis, MN 55402**<br> **(612) 371-3211** |

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Approximate date of commencement of proposed sale to the public: Not applicable. Removal from registration of securities that were not sold pursuant to the Registration Statements on Form S-3 (File No. 333-233470 and No. 333-252388).

If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. ☐

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. ☐

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective on filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box. ☐

If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box. ☐

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of "large accelerated filer," "accelerated filer," "smaller reporting company," and "emerging growth company" in Rule 12b-2 of the Exchange Act.

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| | | | |
|:---|:---|:---|:---|
| Large accelerated filer | ☐ | Accelerated filer | ☐ |
| Non-accelerated filer | ☒ | Smaller reporting company | ☒ |
|  |  | Emerging growth company | ☐ |

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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

**<u>TERMINATION OF REGISTRATION</u>**

This Post-Effective Amendment No. 1 relates to the following Registration Statements on Form S-3 (the "Registration Statements") filed by Qumu Corporation (the "Company") with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the "Securities Act"):

● File No. 333-233470, filed on August 26, 2019 and declared effective on September 5, 2019, registering up to $30,000,000 in the aggregate of securities consisting of the Company's common stock, preferred stock, warrants, subscription rights and units.

● File No. 333-252388, filed on January 25, 2021 and declared effective on January 25, 2021, filed pursuant to Rule 462(b) under the Securities Act for the purpose of increasing the aggregate offering price of the Company's common stock to be offered in the public offering contemplated by the Registration Statement described above (File No. 333-233470) by $4,174,000.

Pursuant to the Agreement and Plan of Merger, dated as of December 17, 2022 (the "Merger Agreement"), by and among the Company, Enghouse Interactive, Inc., a Delaware corporation ("Parent") and Cosmos Merger Sub, Inc., a Minnesota corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation and a direct wholly owned subsidiary of Parent. As a result of the transactions contemplated by the Merger Agreement, the Company has terminated all offerings of its securities pursuant to the Registration Statements and hereby removes and withdraws from registration all securities registered pursuant to the Registration Statements that remain unsold as of the date hereof. Each of the Registration Statements is hereby amended, as appropriate, to reflect the deregistration of such securities.

**SIGNATURES**

Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Corte Madera, State of California, on February 8, 2023.

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| | |
|:---|:---|
| QUMU CORPORATION | QUMU CORPORATION |
| By: | */s/ Thomas A. Krueger* |
|  | Thomas A. Krueger, Chief Financial Officer |

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Pursuant to the Rule 478 of the Securities Act of 1933, as amended, no other person is required to sign this Post-Effective Amendment No. 1 to Registration Statement.