# EDGAR Filing Document

**Accession Number:** 0001760578
**File Stem:** 0001085146-23-000570
**Filing Date:** 2023-2
**Character Count:** 16124
**Document Hash:** 1bd1cb516a25ca5c4bc2763ca2c34529
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001085146-23-000570.hdr.sgml**: 20230202

**ACCESSION NUMBER**: 0001085146-23-000570

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230202

**DATE AS OF CHANGE**: 20230202

**EFFECTIVENESS DATE**: 20230202

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Pasadena Private Wealth, LLC
- **CENTRAL INDEX KEY:** 0001760578
- **IRS NUMBER:** 824823358
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19092
- **FILM NUMBER:** 23579105

**BUSINESS ADDRESS:**
- **STREET 1:** 2 N. LAKE AVE.
- **STREET 2:** STE 520
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101
- **BUSINESS PHONE:** 626-993-9300

**MAIL ADDRESS:**
- **STREET 1:** 2 N. LAKE AVE.
- **STREET 2:** STE 520
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Pasadena Private Wealth LLC<br>**Address:** 2 N. LAKE AVE.<br>STE 520<br>PASADENA, CA 91101

**Form 13F File Number:** 028-19092

**CRD Number (if applicable):** 000295178

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Craig Colbath<br>**Title:** Chief Compliance Officer<br>**Phone:** 626-993-9300

**Signature, Place, and Date of Signing:**

/s/Craig Colbath  Pasadena, G0  02-01-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 111

**Form 13F Information Table Value Total:** $323995769

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBVIE INC | COM | 00287Y109 | BBG0025Y4RZ3 | 415984 | 2574 | SH |  | SOLE |  | 0 | 0 | 2574 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | BBG001S5NN36 | 284988 | 4400 | SH |  | SOLE |  | 0 | 0 | 4400 |
| ADVANTAGE SOLUTIONS INC | COM CL A | 00791N102 | BBG00PPWZ8G3 | 265158 | 127480 | SH |  | SOLE |  | 0 | 0 | 127480 |
| ALAUNOS THERAPEUTICS INC | COM | 98973P101 | BBG001SM7BJ6 | 6878 | 10596 | SH |  | SOLE |  | 0 | 0 | 10596 |
| ALPHABET INC | CAP STK CL A | 02079K305 | BBG009S39JY5 | 782865 | 8873 | SH |  | SOLE |  | 0 | 0 | 8873 |
| ALPHABET INC | CAP STK CL C | 02079K107 | BBG009S3NB21 | 596266 | 6720 | SH |  | SOLE |  | 0 | 0 | 6720 |
| AMAZON COM INC | COM | 023135106 | BBG001S5PQL7 | 706692 | 8413 | SH |  | SOLE |  | 0 | 0 | 8413 |
| AMERICAN AIRLS GROUP INC | COM | 02376R102 | BBG005P7Q907 | 2824 | 222 | SH |  | SOLE |  | 0 | 0 | 222 |
| AMERICAN AIRLS GROUP INC | COM | 02376R102 | BBG005P7Q907 | 3065 | 25000 | SH | Call | SOLE |  | 0 | 0 | 25000 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 | BBG001S5NPQ6 | 236224 | 1115 | SH |  | SOLE |  | 0 | 0 | 1115 |
| AMERICOLD REALTY TRUST INC | COM | 03064D108 | BBG001SMQ866 | 5017240 | 177225 | SH |  | SOLE |  | 0 | 0 | 177225 |
| AMPLIFY ETF TR | CWP ENHANCED DIV | 032108409 | BBG00FJ5P854 | 1482798 | 41350 | SH |  | SOLE |  | 0 | 0 | 41350 |
| APPLE INC | COM | 037833100 | BBG001S5N8V8 | 3915888 | 30138 | SH |  | SOLE |  | 0 | 0 | 30138 |
| AT INC | COM | 00206R102 | BBG001S5VWH2 | 265727 | 14434 | SH |  | SOLE |  | 0 | 0 | 14434 |
| AZUL S A | SPONSR ADR PFD | 05501U106 | BBG007NH4TV9 | 73320 | 12000 | SH |  | SOLE |  | 0 | 0 | 12000 |
| BANK AMERICA CORP | COM | 060505104 | BBG001S5P0Y0 | 1141183 | 34456 | SH |  | SOLE |  | 0 | 0 | 34456 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | BBG001S90346 | 869554 | 2815 | SH |  | SOLE |  | 0 | 0 | 2815 |
| BLACKSTONE SECD LENDING FD | COMMON STOCK | 09261X102 | BBG00MS80PP0 | 507256 | 22696 | SH |  | SOLE |  | 0 | 0 | 22696 |
| BOXLIGHT CORP | COM CL A | 103197109 | BBG007G8KFX7 | 5466 | 17586 | SH |  | SOLE |  | 0 | 0 | 17586 |
| BUZZFEED INC | CLASS A COM | 12430A102 | BBG00YPS9KZ4 | 7386 | 10710 | SH |  | SOLE |  | 0 | 0 | 10710 |
| CISCO SYS INC | COM | 17275R102 | BBG001S6HC62 | 421972 | 8858 | SH |  | SOLE |  | 0 | 0 | 8858 |
| CITIUS PHARMACEUTICALS INC | COM NEW | 17322U207 | BBG001V1J7S4 | 8662 | 10965 | SH |  | SOLE |  | 0 | 0 | 10965 |
| COHEN  STEERS QUALITY INCOM | COM | 19247L106 | BBG001SG5559 | 134631 | 11707 | SH |  | SOLE |  | 0 | 0 | 11707 |
| CONYERS PARK III ACQSITN COR | CLASS A COM | 21289P102 | BBG011PRC6C9 | 265158 | 127480 | SH |  | SOLE |  | 0 | 0 | 127480 |
| CORNERSTONE STRATEGIC VALUE | COM | 21924B302 | BBG001S5PWK5 | 144637 | 19625 | SH |  | SOLE |  | 0 | 0 | 19625 |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 25434V724 | BBG0177CTQC7 | 255062 | 7618 | SH |  | SOLE |  | 0 | 0 | 7618 |
| DIREXION SHS ETF TR | AUSPCE CMD STG | 25460E307 | BBG00GBQTCP9 | 9960725 | 338570 | SH |  | SOLE |  | 1361 | 0 | 337209 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 | BBG001S5QNR7 | 250306 | 2430 | SH |  | SOLE |  | 0 | 0 | 2430 |
| EXXON MOBIL CORP | COM | 30231G102 | BBG001S69V32 | 501649 | 4548 | SH |  | SOLE |  | 0 | 0 | 4548 |
| FEDEX CORP | COM | 31428X106 | BBG001S5R3M5 | 310894 | 1795 | SH |  | SOLE |  | 0 | 0 | 1795 |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 316188309 | BBG0078X1341 | 3653254 | 81147 | SH |  | SOLE |  | 326 | 0 | 80821 |
| FLEXSHARES TR | MORNSTAR UPSTR | 33939L407 | BBG00243P8S9 | 16859558 | 387844 | SH |  | SOLE |  | 1392 | 0 | 386452 |
| FORD MTR CO DEL | COM | 345370860 | BBG001S5TZ33 | 32366 | 2783 | SH |  | SOLE |  | 0 | 0 | 2783 |
| FORD MTR CO DEL | COM | 345370860 | BBG001S5TZ33 | 4460 | 8000 | SH | Call | SOLE |  | 0 | 0 | 8000 |
| FORESIGHT AUTONOMOUS HLDGS L | SPONSORED ADS | 345523104 | BBG00GXL7X10 | 4665 | 11000 | SH |  | SOLE |  | 0 | 0 | 11000 |
| GEE GROUP INC | COM | 36165A102 | BBG001S5SHT6 | 8590 | 17531 | SH |  | SOLE |  | 0 | 0 | 17531 |
| GLOBAL X FDS | DOW 30 COVERED C | 37960A859 | BBG015GTQ4F3 | 695568 | 32247 | SH |  | SOLE |  | 0 | 0 | 32247 |
| GLOBAL X FDS | GLBL X MLP ETF | 37954Y343 | BBG002WKD6P0 | 289113 | 7002 | SH |  | SOLE |  | 0 | 0 | 7002 |
| GLOBAL X FDS | RUSSELL 2000 | 37954Y459 | BBG00NX04695 | 750049 | 39875 | SH |  | SOLE |  | 0 | 0 | 39875 |
| GLOBAL X FDS | S 500 COVERED | 37954Y475 | BBG00MVL3G29 | 855195 | 21722 | SH |  | SOLE |  | 0 | 0 | 21722 |
| HARVARD BIOSCIENCE INC | COM | 416906105 | BBG001SG1ML8 | 371806 | 134226 | SH |  | SOLE |  | 0 | 0 | 134226 |
| HOME DEPOT INC | COM | 437076102 | BBG001S5RTW7 | 221734 | 702 | SH |  | SOLE |  | 0 | 0 | 702 |
| INVESCO ACTIVELY MANAGED ETF | ULTRA SHRT DUR | 46090A887 | BBG00KJR1T91 | 16539788 | 334407 | SH |  | SOLE |  | 1363 | 0 | 333044 |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 46090F100 | BBG007HL81B6 | 551220 | 37295 | SH |  | SOLE |  | 0 | 0 | 37295 |
| INVESCO EXCHANGE TRADED FD T | HIG YLD EQ DIV | 46137V563 | BBG001SN3Z78 | 499974 | 24165 | SH |  | SOLE |  | 0 | 0 | 24165 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | BBG001S9GN63 | 1077635 | 4047 | SH |  | SOLE |  | 0 | 0 | 4047 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 | BBG006MJFZK4 | 757400 | 15148 | SH |  | SOLE |  | 0 | 0 | 15148 |
| ISHARES TR | CORE S SCP ETF | 464287804 | BBG001SFC7W9 | 946400 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| ISHARES TR | CORE S TTL STK | 464287150 | BBG001SHTRL5 | 646749 | 7627 | SH |  | SOLE |  | 0 | 0 | 7627 |
| ISHARES TR | MSCI INTL QUALTY | 46434V456 | BBG007WGM3H4 | 473963 | 14633 | SH |  | SOLE |  | 0 | 0 | 14633 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 | BBG004TRTWW3 | 594415 | 5216 | SH |  | SOLE |  | 0 | 0 | 5216 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 | BBG001S562P7 | 390044 | 2572 | SH |  | SOLE |  | 0 | 0 | 2572 |
| ISHARES TR | RUS MID CAP ETF | 464287499 | BBG001SJCNS1 | 1926844 | 28567 | SH |  | SOLE |  | 0 | 0 | 28567 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 | BBG00GP26NW0 | 6985365 | 139345 | SH |  | SOLE |  | 669 | 0 | 138676 |
| JACOBS SOLUTIONS INC | COM | 46982L108 | BBG019C1BQS3 | 678035 | 5647 | SH |  | SOLE |  | 0 | 0 | 5647 |
| JOHNSON  JOHNSON | COM | 478160104 | BBG001S5SHQ9 | 368558 | 2086 | SH |  | SOLE |  | 0 | 0 | 2086 |
| JPMORGAN CHASE  CO | COM | 46625H100 | BBG001S8CRC3 | 463414 | 3456 | SH |  | SOLE |  | 0 | 0 | 3456 |
| KINDER MORGAN INC DEL | COM | 49456B101 | BBG001TG2YZ5 | 226693 | 12538 | SH |  | SOLE |  | 0 | 0 | 12538 |
| KRANESHARES TR | GLOBAL CARB STRA | 500767678 | BBG00WC70964 | 3526935 | 96708 | SH |  | SOLE |  | 368 | 0 | 96340 |
| LEGALZOOM COM INC | COM | 52466B103 | BBG001TVNN74 | 108360 | 14000 | SH |  | SOLE |  | 0 | 0 | 14000 |
| LILLY ELI  CO | COM | 532457108 | BBG001S5STL8 | 274746 | 751 | SH |  | SOLE |  | 0 | 0 | 751 |
| M  T BK CORP | COM | 55261F104 | BBG001S7S2B4 | 205405 | 1416 | SH |  | SOLE |  | 0 | 0 | 1416 |
| MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | BBG001S731Q7 | 371554 | 7400 | SH |  | SOLE |  | 0 | 0 | 7400 |
| MERCK  CO INC | COM | 58933Y105 | BBG001S5TC52 | 364513 | 3285 | SH |  | SOLE |  | 0 | 0 | 3285 |
| MICROSOFT CORP | COM | 594918104 | BBG001S5TD05 | 998767 | 4165 | SH |  | SOLE |  | 0 | 0 | 4165 |
| MULLEN AUTOMOTIVE INC | COM | 62526P109 | BBG003GMH366 | 3907 | 13660 | SH |  | SOLE |  | 0 | 0 | 13660 |
| NIKE INC | CL B | 654106103 | BBG001S6NTK2 | 346350 | 2960 | SH |  | SOLE |  | 0 | 0 | 2960 |
| OSI SYSTEMS INC | COM | 671044105 | BBG001SB1J54 | 384002 | 4829 | SH |  | SOLE |  | 0 | 0 | 4829 |
| PACER FDS TR | US CASH COWS 100 | 69374H881 | BBG00FJQN752 | 489094 | 10575 | SH |  | SOLE |  | 0 | 0 | 10575 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | BBG001T618D9 | 783557 | 7943 | SH |  | SOLE |  | 0 | 0 | 7943 |
| PNC FINL SVCS GROUP INC | COM | 693475105 | BBG001S5V947 | 211089 | 1337 | SH |  | SOLE |  | 0 | 0 | 1337 |
| PROCTER AND GAMBLE CO | COM | 742718109 | BBG001S5V4L9 | 824937 | 5443 | SH |  | SOLE |  | 0 | 0 | 5443 |
| RIO TINTO PLC | SPONSORED ADR | 767204100 | BBG001SB0LX9 | 335649 | 4714 | SH |  | SOLE |  | 0 | 0 | 4714 |
| S GLOBAL INC | COM | 78409V104 | BBG001S5T5M8 | 218716 | 653 | SH |  | SOLE |  | 0 | 0 | 653 |
| SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 | BBG0051NXNX3 | 9506913 | 203487 | SH |  | SOLE |  | 896 | 0 | 202591 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | BBG001T5XQT9 | 21311233 | 475591 | SH |  | SOLE |  | 1953 | 0 | 473638 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | BBG0025RWLM4 | 1859690 | 24619 | SH |  | SOLE |  | 0 | 0 | 24619 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | BBG001T9F777 | 9096292 | 175638 | SH |  | SOLE |  | 674 | 0 | 174964 |
| SIERRA BANCORP | COM | 82620P102 | BBG001S6XR89 | 280368 | 13200 | SH |  | SOLE |  | 13200 | 0 | 0 |
| SIGA TECHNOLOGIES INC | COM | 826917106 | BBG001S80PZ5 | 572740 | 77818 | SH |  | SOLE |  | 0 | 0 | 77818 |
| SNAP INC | CL A | 83304A106 | BBG00441QMK5 | 31325 | 3500 | SH |  | SOLE |  | 0 | 0 | 3500 |
| SNAP INC | CL A | 83304A106 | BBG00441QMK5 | 6380 | 7500 | SH | Call | SOLE |  | 0 | 0 | 7500 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 | BBG001S72SM3 | 2852545 | 7459 | SH |  | SOLE |  | 0 | 0 | 7459 |
| SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 | BBG001T96GD0 | 3274172 | 397351 | SH |  | SOLE |  | 1239 | 0 | 396112 |
| SSGA ACTIVE ETF TR | MULT ASS RLRTN | 78467V103 | BBG002XY88Z0 | 208474 | 7570 | SH |  | SOLE |  | 0 | 0 | 7570 |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | BBG0084H8485 | 4512825 | 112708 | SH |  | SOLE |  | 471 | 0 | 112237 |
| TESLA INC | COM | 88160R101 | BBG001SQKGD7 | 329804 | 2677 | SH |  | SOLE |  | 0 | 0 | 2677 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 | BBG001S5WS08 | 234043 | 425 | SH |  | SOLE |  | 0 | 0 | 425 |
| UBER TECHNOLOGIES INC | COM | 90353T100 | BBG002B04MW4 | 80373 | 3250 | SH |  | SOLE |  | 0 | 0 | 3250 |
| UBER TECHNOLOGIES INC | COM | 90353T100 | BBG002B04MW4 | 7847 | 12900 | SH | Call | SOLE |  | 0 | 0 | 12900 |
| UNION PAC CORP | COM | 907818108 | BBG001S5X2M0 | 207070 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | BBG001S6WCJ1 | 449429 | 848 | SH |  | SOLE |  | 0 | 0 | 848 |
| UNITY SOFTWARE INC | COM | 91332U101 | BBG0056JW5H5 | 843805 | 29514 | SH |  | SOLE |  | 0 | 0 | 29514 |
| UNITY SOFTWARE INC | COM | 91332U101 | BBG0056JW5H5 | 3 | 100 | SH | Call | SOLE |  | 0 | 0 | 100 |
| VALE S A | SPONSORED ADS | 91912E105 | BBG001SB54S8 | 269048 | 15854 | SH |  | SOLE |  | 0 | 0 | 15854 |
| VALERO ENERGY CORP | COM | 91913Y100 | BBG001S5X8K9 | 340746 | 2686 | SH |  | SOLE |  | 0 | 0 | 2686 |
| VANECK ETF TRUST | LONG MUNI ETF | 92189F536 | BBG001T10HL2 | 1003287 | 57462 | SH |  | SOLE |  | 0 | 0 | 57462 |
| VANECK ETF TRUST | PREFERRED SECURT | 92189F429 | BBG0034VZPF0 | 358914 | 21479 | SH |  | SOLE |  | 0 | 0 | 21479 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 | BBG001SHTTS4 | 38188900 | 179198 | SH |  | SOLE |  | 761 | 0 | 178437 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | BBG001SHVTR2 | 16731605 | 105363 | SH |  | SOLE |  | 414 | 0 | 104949 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | BBG001SHTTW9 | 10009436 | 49912 | SH |  | SOLE |  | 209 | 0 | 49703 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | BBG001SHTB03 | 279142 | 1460 | SH |  | SOLE |  | 0 | 0 | 1460 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 | BBG001SHVR78 | 53245675 | 379324 | SH |  | SOLE |  | 1415 | 0 | 377909 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | BBG001SP7T00 | 31780241 | 633830 | SH |  | SOLE |  | 2439 | 0 | 631391 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | BBG003H12XS7 | 311707 | 6673 | SH |  | SOLE |  | 0 | 0 | 6673 |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 | BBG001T62M74 | 18820010 | 325493 | SH |  | SOLE |  | 1299 | 0 | 324194 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | BBG001SQX4T3 | 551216 | 3630 | SH |  | SOLE |  | 0 | 0 | 3630 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 | BBG001TJR1D8 | 557082 | 10771 | SH |  | SOLE |  | 0 | 0 | 10771 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | BBG001SSPWL4 | 405971 | 9673 | SH |  | SOLE |  | 0 | 0 | 9673 |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 921946794 | BBG00C868SD7 | 225397 | 3784 | SH |  | SOLE |  | 0 | 0 | 3784 |
| VERB TECHNOLOGY CO INC | COM | 92337U104 | BBG004DZSWZ0 | 91167 | 555556 | SH |  | SOLE |  | 0 | 0 | 555556 |

---