# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0000910472-26-005080
**Filing Date:** 2026-3
**Character Count:** 14466
**Document Hash:** 56249df450a1d55ed4ae566eff3e7b56
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-26-005080.hdr.sgml**: 20260331

**ACCESSION NUMBER**: 0000910472-26-005080

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260131

**FILED AS OF DATE**: 20260331

**DATE AS OF CHANGE**: 20260331

**PERIOD START**: 20261031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 26819032

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### Main BuyWrite ETF (Series ID: S000077243)

| Class ID   | Class Name        | Ticker Symbol   |
|:---|:---|:---|
| C000237474 | Main BuyWrite ETF | BUYW            |

## Nport-Ex

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **MAIN BUYWRITE ETF** | **MAIN BUYWRITE ETF** | **MAIN BUYWRITE ETF** | **MAIN BUYWRITE ETF** | **MAIN BUYWRITE ETF** | **MAIN BUYWRITE ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **January 31, 2026** | **January 31, 2026** | **January 31, 2026** | **January 31, 2026** | **January 31, 2026** | **January 31, 2026** |
| **Shares** |  |  | | | **Fair Value** |
| | **EXCHANGE-TRADED FUNDS — 110.2%** | **EXCHANGE-TRADED FUNDS — 110.2%** | | | |
| | **EQUITY - 110.2%** | **EQUITY - 110.2%** | | | |
| 1029715 | BNY Mellon US Large Cap Core Equity ETF | BNY Mellon US Large Cap Core Equity ETF | BNY Mellon US Large Cap Core Equity ETF |  | $136231295 |
| 465000 | Invesco Nasdaq 100 ETF<sup>(a)</sup> | Invesco Nasdaq 100 ETF<sup>(a)</sup> | Invesco Nasdaq 100 ETF<sup>(a)</sup> |  | 119063250 |
| 685500 | iShares Core S&P 500 ETF<sup>(a)</sup> |  |  |  | 476443064 |
| 996500 | State Street Communication Services Select Sector SPDR ETF<sup>(a)</sup> | State Street Communication Services Select Sector SPDR ETF<sup>(a)</sup> | State Street Communication Services Select Sector SPDR ETF<sup>(a)</sup> |  | 119659720 |
| 2517800 | State Street Energy Select Sector SPDR ETF<sup>(a)</sup> | State Street Energy Select Sector SPDR ETF<sup>(a)</sup> | State Street Energy Select Sector SPDR ETF<sup>(a)</sup> |  | 128533690 |
| 2138400 | State Street Financial Select Sector SPDR ETF<sup>(a)</sup> | State Street Financial Select Sector SPDR ETF<sup>(a)</sup> | State Street Financial Select Sector SPDR ETF<sup>(a)</sup> |  | 114276096 |
| 743500 | State Street Health Care Select Sector SPDR ETF<sup>(a)</sup> | State Street Health Care Select Sector SPDR ETF<sup>(a)</sup> | State Street Health Care Select Sector SPDR ETF<sup>(a)</sup> |  | 115049190 |
|  | **TOTAL EXCHANGE-TRADED FUNDS (Cost $1,078,302,997)** | **TOTAL EXCHANGE-TRADED FUNDS (Cost $1,078,302,997)** | **TOTAL EXCHANGE-TRADED FUNDS (Cost $1,078,302,997)** |  | 1209256305 |
|  | **SHORT-TERM INVESTMENTS — 3.0%** | **SHORT-TERM INVESTMENTS — 3.0%** |  |  |  |
|  | **MONEY MARKET FUNDS - 3.0%** | **MONEY MARKET FUNDS - 3.0%** |  |  |  |
| 33447571 | State Street Institutional Treasury Money Market Fund, Premier Class, 3.63% (Cost $33,447,571)<sup>(b)</sup> | State Street Institutional Treasury Money Market Fund, Premier Class, 3.63% (Cost $33,447,571)<sup>(b)</sup> | State Street Institutional Treasury Money Market Fund, Premier Class, 3.63% (Cost $33,447,571)<sup>(b)</sup> |  | 33447571 |
|  | **TOTAL INVESTMENTS - 113.2% (Cost $1,111,750,568)** | **TOTAL INVESTMENTS - 113.2% (Cost $1,111,750,568)** | **TOTAL INVESTMENTS - 113.2% (Cost $1,111,750,568)** |  | $1242703876 |
|  | **CALL OPTIONS WRITTEN - (13.2)% (Premiums received - $126,473,884)** | **CALL OPTIONS WRITTEN - (13.2)% (Premiums received - $126,473,884)** | **CALL OPTIONS WRITTEN - (13.2)% (Premiums received - $126,473,884)** |  | (145238585) |
|  | **OTHER ASSETS IN EXCESS OF LIABILITIES- 0.0%** | **OTHER ASSETS IN EXCESS OF LIABILITIES- 0.0%** |  |  | 358686 |
|  | **NET ASSETS - 100.0%** |  |  |  | $1097823977 |
| **Contracts<sup>(c)</sup>** |  |  |  |  |  |
|  | **WRITTEN EQUITY OPTIONS - (6.0)%** | **Expiration Date** | **Exercise Price** | **Notional Value** | **Fair Value** |
|  | **CALL OPTIONS WRITTEN- (6.0)%** |  |  |  |  |
| 4650 | Invesco Nasdaq 100 ETF | 06/18/2026 | $240 | $111600000 | $12066750 |
| 34 | iShares Core S&P 500 ETF | 06/18/2026 | 630 | 2142000 | 279990 |
| 9965 | State Street Communication Services Select Sector SPDR ETF | 06/18/2026 | 110 | 109615000 | 13153800 |
| 25178 | State Street Energy Select Sector SPDR ETF | 06/18/2026 | 42 | 105747600 | 24296770 |
| 21384 | State Street Financial Select Sector SPDR ETF | 06/18/2026 | 51 | 109058400 | 9034740 |
| 7435 | State Street Health Care Select Sector SPDR ETF | 06/18/2026 | 150 | 111525000 | 7435000 |
|  | **TOTAL EQUITY OPTIONS WRITTEN (Premiums received - $54,859,272)** | **TOTAL EQUITY OPTIONS WRITTEN (Premiums received - $54,859,272)** | **TOTAL EQUITY OPTIONS WRITTEN (Premiums received - $54,859,272)** |  | 66267050 |
|  | **WRITTEN INDEX OPTIONS - (7.2)%** | **WRITTEN INDEX OPTIONS - (7.2)%** | **WRITTEN INDEX OPTIONS - (7.2)%** |  |  |
|  | **CALL OPTIONS WRITTEN- (7.2)%** |  |  |  |  |
| 280 | S&P 500 INDEX | 06/18/2026 | $6300 | $176400000 | $22866200 |
| 599 | S&P 500 INDEX | 12/18/2026 | 6400 | 383360000 | 56105335 |
|  | **TOTAL INDEX OPTIONS WRITTEN (Premiums received - $71,614,612)** | **TOTAL INDEX OPTIONS WRITTEN (Premiums received - $71,614,612)** | **TOTAL INDEX OPTIONS WRITTEN (Premiums received - $71,614,612)** |  | 78971535 |
|  | **TOTAL OPTIONS WRITTEN (Premiums received - $126,473,884)** | **TOTAL OPTIONS WRITTEN (Premiums received - $126,473,884)** | **TOTAL OPTIONS WRITTEN (Premiums received - $126,473,884)** |  | $145238585 |

---

---

| | |
|:---|:---|
| ETF | - Exchange-Traded Fund |
| SPDR | - Standard & Poor's Depositary Receipt |
| (a) | All or a portion of the security is held as collateral for written options. As of January 31, 2026, the fair value of the securities held as collateral was $598,945,048.<br>|
| (b) | Rate disclosed is the seven day effective yield as of January 31, 2026. |
| (c) | Each option contract allows the holder of the option to purchase or sell 100 shares of the underlying security. |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** Main Buywrite ETF

- **b. EDGAR series identifier (if any):** S000077243

- **c. LEI of Series:** 549300J1HWLD5SIU9R69

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-10-31

- **b. Date as of which information is reported:** 2026-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $1245614062.98

**Total Liabilities:** $146072967.12

**Net Assets:** $1099541095.86

**Cash Not Reported:** $951358.98

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000237474 | 1.07%                | 0.64%                | 0.78%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $306371.19               | $9613928.61                                |
| Month 2  | $31168583.67             | $-33480864.57                              |
| Month 3  | $9.11                    | $24443868.82                               |

**Designated Index Information**

- **Index Name:** CBOE S&P 500 Buywrite Index (Close Price)

- **Index Identifier:** BXM-USD

### Schedule of Portfolio Investments

| Name                                        | Title                 | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| BNY Mellon ETF Trust                        | BNYM-US L/C COR       | CUSIP: 09661T107<br>LEI: 549300E2C8EQYJ7B0H81 | Long             | EC               | RF                | US        |   1029500 | NS      | $136202850.00 | 12.39%            |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Exchange Traded Fund Trust II       | INVES NASDAQ 100      | CUSIP: 46138G649<br>LEI: O540V2L4S174Y60FMD36 | Long             | EC               | RF                | US        |    465000 | NS      | $119063250.00 | 10.83%            |  |  |  | No            |                  1 | On Loan: No      |
| iShares Trust                               | ISHARES-C S&P500      | CUSIP: 464287200<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |    685500 | NS      | $476443065.00 | 43.33%            |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust                    | SS HEALTH CARE        | CUSIP: 81369Y209<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |    743500 | NS      | $115049190.00 | 10.46%            |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust                    | SS ENERGY SELECT      | CUSIP: 81369Y506<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |   2517800 | NS      | $128533690.00 | 11.69%            |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust                    | SS FINANCIAL SEL      | CUSIP: 81369Y605<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |   2138400 | NS      | $114276096.00 | 10.39%            |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust                    | SS COMM SLCT ETF      | CUSIP: 81369Y852<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |    996500 | NS      | $119659720.00 | 10.88%            |  |  |  | No            |                  1 | On Loan: No      |
| State Street Institutional Investment Trust | STATE STREET SWEEP    | CUSIP: 857492888<br>LEI: 549300P1E098W6ES7M39 | Long             | STIV             | RF                | US        |  33447571 | PA      | $33447570.56  | 3.04%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                         | IVV US 06/18/26 C630  | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -34 | NC      | $-279990.00   | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                         | QQQM US 06/18/26 C240 | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |     -4650 | NC      | $-12066750.00 | -1.10%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                         | SPX US 06/18/26 C6300 | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |      -280 | NC      | $-22866200.00 | -2.08%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                         | SPX US 12/18/26 C6400 | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |      -599 | NC      | $-56105335.00 | -5.10%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                         | XLC US 06/18/26 C110  | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |     -9965 | NC      | $-13153800.00 | -1.20%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                         | XLE US 06/18/26 C42   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |    -25178 | NC      | $-24296770.00 | -2.21%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                         | XLF US 06/18/26 C51   | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |    -21384 | NC      | $-9034740.00  | -0.82%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                         | XLV US 06/18/26 C150  | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |     -7435 | NC      | $-7435000.00  | -0.68%            |  |  |  | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-02-27

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer