# EDGAR Filing Document

**Accession Number:** 0001314414
**File Stem:** 0001752724-23-075124
**Filing Date:** 2023-3
**Character Count:** 10481
**Document Hash:** 72b9ea4cabdbeb5673f708e77bf01751
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-075124.hdr.sgml**: 20230331

**ACCESSION NUMBER**: 0001752724-23-075124

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230331

**DATE AS OF CHANGE**: 20230331

**PERIOD START**: 20230731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust
- **CENTRAL INDEX KEY:** 0001314414
- **IRS NUMBER:** 043023766
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-21720
- **FILM NUMBER:** 23784253

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 631-470-2600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68130

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Strategy Shares
- **DATE OF NAME CHANGE:** 20160223

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Mutual Fund & Variable Insurance Trust
- **DATE OF NAME CHANGE:** 20160223

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Northern Lights Fund Trust
- **DATE OF NAME CHANGE:** 20050121

## Series and Classes Contracts Data

### Princeton Adaptive Premium Fund (Series ID: S000067491)

| Class ID   | Class Name                                     | Ticker Symbol   |
|:---|:---|:---|
| C000217027 | Princeton Adaptive Premium Fund Class I shares |  |
| C000217028 | Princeton Adaptive Premium Fund Class A shares |  |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust

- **b. Investment Company Act file number:** 811-21720

- **c. CIK number of Registrant:** 0001314414

- **d. LEI of Registrant:** 549300BSYF57GRCG4861

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** Princeton Adaptive Premium Fund

- **b. EDGAR series identifier (if any):** S000067491

- **c. LEI of Series:** 549300J1ZTC2HGMBWC31

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-07-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $236263.98

**Total Liabilities:** $29775.57

**Net Assets:** $206488.41

**Cash Not Reported:** $1464.84

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000217027 | 0.30%                | 0.32%                | 0.40%                |
| Class ID C000217028 | 0.30%                | 0.42%                | 0.30%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.02                    | $61.15                                     |
| Month 2  | $-6.18                   | $68.62                                     |
| Month 3  | $0.02                    | $-61.04                                    |

### Schedule of Portfolio Investments

| Name                         | Title                  | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| United States Treasury Bills | B 03/09/23             | CUSIP: 912796YK9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |     20000 | PA      | $19910.82     | 9.64%             | 2023-03-09      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| N/A                          | SPXW US 02/02/23 P3450 | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -2 | NC      | $-10.00       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| FIRST AMERN FDS INC          | FRST AM-GV OB-X        | CUSIP: 31846V336<br>LEI: 549300J5J5SJCZ9IA369 | Long             | STIV             | RF                | US        |     10573 | PA      | $10573.25     | 5.12%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                          | SPXW US 02/03/23 P3500 | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -2 | NC      | $-25.00       | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                          | VIXW US 02/08/23 C19   | CUSIP: N/A<br>LEI: N/A                        | Long             | DE               | CORP              | N/A       |         1 | NC      | $105.00       | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| United States Treasury Bills | B 02/09/23             | CUSIP: 912796XZ7<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |     20000 | PA      | $19981.47     | 9.68%             | 2023-02-09      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| United States Treasury Bills | B 02/02/23             | CUSIP: 912796XT1<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |     20000 | PA      | $19997.78     | 9.68%             | 2023-02-02      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| United States Treasury Bills | B 03/02/23             | CUSIP: 912796YB9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |     20000 | PA      | $19929.03     | 9.65%             | 2023-03-02      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| United States Treasury Bills | B 03/16/23             | CUSIP: 912796YL7<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |     20000 | PA      | $19893.22     | 9.63%             | 2023-03-16      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| United States Treasury Bills | B 03/30/23             | CUSIP: 912796YM5<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |     20000 | PA      | $19857.60     | 9.62%             | 2023-03-30      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| United States Treasury Bills | B 02/23/23             | CUSIP: 912796T33<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |     20000 | PA      | $19945.74     | 9.66%             | 2023-02-23      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| United States Treasury Bills | B 04/06/23             | CUSIP: 912796YN3<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |     10000 | PA      | $9920.47      | 4.80%             | 2023-04-06      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| N/A                          | SPXW US 02/02/23 P3350 | CUSIP: N/A<br>LEI: N/A                        | Long             | DE               | CORP              | N/A       |         2 | NC      | $5.00         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                          | SPXW US 02/03/23 P3400 | CUSIP: N/A<br>LEI: N/A                        | Long             | DE               | CORP              | N/A       |         2 | NC      | $20.00        | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| United States Treasury Bills | B 02/16/23             | CUSIP: 912796YA1<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |     20000 | PA      | $19964.49     | 9.67%             | 2023-02-16      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| N/A                          | SPXW US 02/01/23 P3350 | CUSIP: N/A<br>LEI: N/A                        | Long             | DE               | CORP              | N/A       |         1 | NC      | $2.50         | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                          | SPXW US 02/01/23 P3450 | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -1 | NC      | $-2.50        | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| United States Treasury Bills | B 03/23/23             | CUSIP: 912796U31<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |     20000 | PA      | $19876.05     | 9.63%             | 2023-03-23      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-28

**Name of Applicant:** Northern Lights Fund Trust

**Signature:** James Colantino

**Name of Signer:** James Colantino

**Title:** Treasurer