# EDGAR Filing Document

**Accession Number:** 0001579982
**File Stem:** 0000940400-26-025085
**Filing Date:** 2026-6
**Character Count:** 29222
**Document Hash:** 738fd6a1e7e3f853dc96cd2518d299af
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-025085.hdr.sgml**: 20260623

**ACCESSION NUMBER**: 0000940400-26-025085

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260430

**FILED AS OF DATE**: 20260623

**DATE AS OF CHANGE**: 20260623

**PERIOD START**: 20260731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ARK ETF Trust
- **CENTRAL INDEX KEY:** 0001579982

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22883
- **FILM NUMBER:** 261109974

**BUSINESS ADDRESS:**
- **STREET 1:** 155 WEST 19TH STREET, FIFTH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011
- **BUSINESS PHONE:** 212.426.7040

**MAIL ADDRESS:**
- **STREET 1:** 155 WEST 19TH STREET, FIFTH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Ark ETF Trust
- **DATE OF NAME CHANGE:** 20130624

## Series and Classes Contracts Data

### ARK Blockchain & Fintech Innovation ETF (Series ID: S000064752)

| Class ID   | Class Name                              | Ticker Symbol   |
|:---|:---|:---|
| C000209702 | ARK Blockchain & Fintech Innovation ETF | ARKF            |

## Nport-Ex

Schedule of Investments

ARK Blockchain & Fintech Innovation ETF (consolidated)

April 30, 2026 (Unaudited)

---

| | | |
|:---|:---|:---|
| **Investments** | **Shares** | **Value** |
| **COMMON STOCKS–89.8%** | | |
| **Banks - 2.0%** | **Banks - 2.0%** | **Banks - 2.0%** |
| NU Holdings Ltd., Class A (Brazil)\* | 1170765 | $16952677 |
| **Biotechnology - 0.2%** |  |  |
| Canton Strategic Holdings, Inc.\*<sup>(a)</sup> | 443051 | 1431055 |
| **Broadline Retail - 10.0%** |  |  |
| Alibaba Group Holding Ltd. (China)<sup>(b)</sup> | 74337 | 9803564 |
| Amazon.com, Inc.\* | 120737 | 32002549 |
| MercadoLibre, Inc. (Brazil)\* | 14724 | 26394684 |
| Sea Ltd. (Singapore)\*<sup>(b)</sup> | 173064 | 14689672 |
| &nbsp;&nbsp;&nbsp;&nbsp;Total Broadline Retail |  | 82890469 |
| **Capital Markets - 17.0%** |  |  |
| Bullish (Cayman Islands)\*<sup>(a)</sup> | 780550 | 29450151 |
| Coinbase Global, Inc., Class A\* | 257140 | 48283178 |
| Etoro Group Ltd., Class A (Israel)\* | 281547 | 10017442 |
| Futu Holdings Ltd. (Hong Kong)<sup>(b)</sup> | 89825 | 13878861 |
| Intercontinental Exchange, Inc. | 11530 | 1822778 |
| Robinhood Markets, Inc., Class A\* | 507712 | 37007128 |
| &nbsp;&nbsp;&nbsp;&nbsp;Total Capital Markets |  | 140459538 |
| **Consumer Finance - 3.1%** |  |  |
| Kaspi.KZ JSC (Kazakhstan)<sup>(b)</sup> | 62632 | 5376331 |
| SoFi Technologies, Inc.\* | 1291857 | 20798897 |
| &nbsp;&nbsp;&nbsp;&nbsp;Total Consumer Finance |  | 26175228 |
| **Entertainment - 7.2%** |  |  |
| Brera Holdings PLC, Class B (Ireland)\*<sup>(a)</sup> | 958637 | 739061 |
| ROBLOX Corp., Class A\* | 406066 | 22439207 |
| Roku, Inc.\* | 203569 | 23728002 |
| Spotify Technology SA\* | 28294 | 12634686 |
| &nbsp;&nbsp;&nbsp;&nbsp;Total Entertainment |  | 59540956 |
| **Financial Services - 13.7%** |  |  |
| Adyen NV (Netherlands)\*<sup>(c)</sup> | 16214 | 18239893 |
| Block, Inc.\* | 623690 | 43976382 |
| Klarna Group PLC (United Kingdom)\* | 778161 | 10832001 |
| PayPay Corp. (Japan)\*<sup>(b)</sup> | 267663 | 5926059 |
| Toast, Inc., Class A\* | 1195698 | 34101307 |
| &nbsp;&nbsp;&nbsp;&nbsp;Total Financial Services |  | 113075642 |
| **Hotels, Restaurants & Leisure - 4.7%** |  |  |
| Airbnb, Inc., Class A\* | 93484 | 13121414 |
| DoorDash, Inc., Class A\* | 64123 | 10814344 |
| DraftKings, Inc., Class A\* | 634367 | 14793439 |
| &nbsp;&nbsp;&nbsp;&nbsp;Total Hotels, Restaurants & Leisure |  | 38729197 |
| **Interactive Media & Services - 2.9%** |  |  |
| Meta Platforms, Inc., Class A | 38781 | 23730482 |
| **IT Services - 9.3%** |  |  |
| Shopify, Inc., Class A (Canada)\* | 633505 | 76736461 |
| **Real Estate Management & Development - 0.9%** | **Real Estate Management & Development - 0.9%** |  |
| Zillow Group, Inc., Class C\* | 166685 | 7400814 |

---

---

| | | |
|:---|:---|:---|
| **Investments** | **Shares** | **Value** |
| **Semiconductors & Semiconductor Equipment - 5.7%** | **Semiconductors & Semiconductor Equipment - 5.7%** | **Semiconductors & Semiconductor Equipment - 5.7%** |
| Advanced Micro Devices, Inc.\* | 90521 | $32088789 |
| NVIDIA Corp. | 75494 | 15066338 |
| &nbsp;&nbsp;&nbsp;&nbsp;Total Semiconductors & Semiconductor Equipment |  | 47155127 |
| **Software - 13.1%** |  |  |
| BitMine Immersion Technologies, Inc. | 834306 | 17854148 |
| Circle Internet Group, Inc.\* | 498012 | 45259331 |
| Crowdstrike Holdings, Inc., Class A\* | 24205 | 10789379 |
| Palantir Technologies, Inc., Class A\* | 250047 | 34784038 |
| &nbsp;&nbsp;&nbsp;&nbsp;Total Software |  | 108686896 |
| **Total Common Stocks** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;(Cost $1,025,170,743) |  | 742964542 |
| **EXCHANGE - TRADED FUNDS–7.4%** |  |  |
| **Financials - 7.4%** |  |  |
| 3iQ Ether Staking ETF (Canada)\*<sup>†</sup> | 565048 | 4972423 |
| 3iQ Solana Staking ETF (Canada)\*<sup>†</sup> | 401283 | 2688596 |
| ARK 21Shares Bitcoin ETF<sup>†</sup> | 2096992 | 53150359 |
| &nbsp;&nbsp;&nbsp;&nbsp;Total Financials |  | 60811378 |
| **Total Exchange - Traded Funds** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;(Cost $57,500,185) |  | 60811378 |
| **PREFERRED STOCK–2.7%** |  |  |
| **Software - 2.7%** |  |  |
| OpenAI Group PBC\*<sup>(d)</sup><br> (Cost $21,999,792) | 31991 | 21999792 |
| **WARRANTS–0.0%<sup>(e)</sup>** |  |  |
| **Entertainment - 0.0%<sup>(e)</sup>** |  |  |
| Brera Holdings PLC | 788053 | 370385 |
| **Total Warrants** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;(Cost $–) |  | 370385 |
| **MONEY MARKET FUND–0.2%** |  |  |
| Goldman Sachs Financial Square Treasury Obligations Fund, 3.54%<sup>(f)</sup> |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;(Cost $1,847,269) | 1847269 | 1847269 |
| **Total Investments–100.1%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;(Cost $1,106,517,989) |  | **827993366** |
| Liabilities in Excess of Other Assets–(0.1)% |  | (472024) |
| **Net Assets–100.0%** |  | $**827521342** |

---

---

| | |
|:---|:---|
| (f) | Rate shown represents annualized 7-day yield as of April 30, 2026. |
| † | Affiliated security |
| \* | Non-income producing security |
| (a) | All or a portion of the security was on loan. The aggregate market value of the securities on loan was $8,474,218; total market value of the collateral held by the fund was $8,362,294.The total market value of the collateral includes non-cash U.S. Treasury securities collateral having a value of $8,362,294. |
| (b) | American Depositary Receipt |
| (c) | Security exempt from registration under Rule 144A of the Securities Act of 1933. These securities may be resold in transactions exempt from registration, normally to qualified institutional buyers. |
| (d) | Investment fair valued by ARK Investment Management LLC (the "Adviser") in accordance with the Adviser's valuation policies and procedures that were reviewed by, and are subject to the oversight of, the Board of Trustees. For fair value measurement disclosure purposes, investment is classified as Level 3. |
| (e) | Less than 0.05% |

---

Schedule of Investments (Continued)

ARK Blockchain & Fintech Innovation ETF

April 30, 2026 (Unaudited)

**Affiliated Issuer Transactions**

An affiliated company is a company in which the Fund has ownership of at least 5% of the voting securities, or a company that is under common ownership or control. Period-to-date transactions with companies which are or were affiliates are as follows:

---

| | | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| **Value ($) at<br> 7/31/2025<sup>(a)</sup>** | **Purchases<br> Cost ($)** | **Sales<br> Proceeds ($)** | **Net Realized<br> Gain/(Loss) on<br> investments in <br> affiliated<br> securities ($)** | **Net Change in <br> Unrealized<br> Appreciation<br> (Depreciation)<br> on investments<br> in affiliated<br> securities ($)** | **Net Change in<br> Unrealized<br> Appreciation<br> (Depreciation)<br> on investments<br> in non-affiliated<br> securities ($)** | **Affiliated<br> Dividend<br> Income<br> ($)** | **Capital Gain<br> Distributions ($)** | **Number of<br> Shares at<br> 4/30/2026** | **Value ($) at<br> 4/30/2026<sup>(a)</sup>** |
| **Exchange - Traded Funds — 7.3%** | **Exchange - Traded Funds — 7.3%** | **Exchange - Traded Funds — 7.3%** | **Exchange - Traded Funds — 7.3%** | **Exchange - Traded Funds — 7.3%** | | | | |  |
| Financial Services — 0.0% | Financial Services — 0.0% | Financial Services — 0.0% | Financial Services — 0.0% | Financial Services — 0.0% | Financial Services — 0.0% | Financial Services — 0.0% | Financial Services — 0.0% | Financial Services — 0.0% |  |
| Financials — 7.3% | Financials — 7.3% | Financials — 7.3% | Financials — 7.3% | Financials — 7.3% | Financials — 7.3% | Financials — 7.3% | Financials — 7.3% | Financials — 7.3% |  |
| 3iQ Ether Staking ETF | 3iQ Ether Staking ETF | 3iQ Ether Staking ETF | 3iQ Ether Staking ETF | 3iQ Ether Staking ETF | 3iQ Ether Staking ETF | 3iQ Ether Staking ETF | 3iQ Ether Staking ETF | 3iQ Ether Staking ETF |  |
| 16741364 | 6209698 | (15513524) | 1255719 | (3720834) |  |  |  | 565048 | 4972423 |
| 3iQ Solana Staking ETF | 3iQ Solana Staking ETF | 3iQ Solana Staking ETF |  |  |  |  |  |  |  |
| 10756670 | 4156708 | (10238170) | 1059038 | (3045650) |  |  |  | 401283 | 2688596 |
| ARK 21Shares Bitcoin ETF | ARK 21Shares Bitcoin ETF | ARK 21Shares Bitcoin ETF |  |  |  |  |  |  |  |
| 66199787 | 15834247 | (3994151) | (1093895) | (23795629) | – | – | – | 2096992 | 53150359 |
| $93697821 | $26200653 | $(29745845) | $1220862 | $(30562113) | $– | $– | $– | 3063323 | $60811378 |

---

(a) The fair value and number of shares of securities are only displayed at the beginning and end of
 each reporting period when such securities were considered an affiliate as of each date. Refer to the Schedule of Investments for
 view the fair value and number of shares as of April 30, 2026.

**Fair Value Measurement**

The Fund discloses the fair value of its investments in a hierarchy that distinguishes between: (i) market participant assumptions developed based on market data obtained from sources independent of the Fund (observable inputs) and (ii) the Fund's own assumptions about market participant assumptions developed based on the best information available under the circumstances (unobservable inputs). The three levels defined by the hierarchy are as follows:

• **Level 1** — Quoted prices in active markets for identical assets.

• **Level 2** — Other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.).

• **Level 3** — Significant unobservable inputs (including each Fund's own assumptions in determining the fair value of investments).

The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.

The following is a summary of the valuations as of April 30, 2026, based upon the three levels defined above:

---

| | | | | |
|:---|:---|:---|:---|:---|
| **ARK Blockchain & Fintech Innovation ETF** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| **Assets** | | | | |
| Common Stocks<sup>‡</sup> | $742964542 | $– | $– | $742964542 |
| Exchange - Traded Funds | 60811378 |  |  | 60811378 |
| Preferred Stock<sup>‡</sup> |  |  | 21999792 | 21999792 |
| Warrants | 370385 |  |  | 370385 |
| Money Market Fund | 1847269 | – | – | 1847269 |
| Total | $805993574 | $– | $21999792 | $827993366 |

---

‡ Please refer to the Schedule of Investments to view securities segregated by industry type.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ARK ETF Trust

- **b. Investment Company Act file number:** 811-22883

- **c. CIK number of Registrant:** 0001579982

- **d. LEI of Registrant:** 2549000Z0EWMH3U0CQ16

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 200 Central Avenue

  - **City:** St. Petersburg

  - **State:** FL

  - **Foreign country:** US

  - **Zip / Postal Code:** 33701

  - **Telephone number:** 727-810-8160

**Item A.2. Information about the Series.**

- **a. Name of Series:** ARK Blockchain & Fintech Innovation ETF

- **b. EDGAR series identifier (if any):** S000064752

- **c. LEI of Series:** 54930054K1MBIMPS7V72

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-07-31

- **b. Date as of which information is reported:** 2026-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $832156366.27

**Total Liabilities:** $4635178.64

**Net Assets:** $827521187.63

**Amount of Assets Invested in Other Investment Companies:** $53150359.23

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000209702 | -9.90%               | -2.53%               | 8.54%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-23452344.10            | $-75382967.86                              |
| Month 2  | $-24154751.72            | $5071295.84                                |
| Month 3  | $1275483.78              | $63926392.18                               |

### Schedule of Portfolio Investments

| Name                                                     | Title                                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| PAYPAY CORP                                              | PAYPAY CORP SPONSORED ADS                                | CUSIP: 70450C101<br>LEI: N/A                  | Long             | EC               | CORP              | JP        |    267663 | NS      | $5926058.82   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| ARK 21SHARES BITCOIN ETF                                 | ARK 21SHARES BITCOIN ETF SHS BEN INT                     | CUSIP: 040919102<br>LEI: N/A                  | Long             | EC               | RF                | US        |   2096992 | NS      | $53158747.20  | 6.42%             |  |  |  | No            |                  1 | On Loan: No      |
| OPENAI GROUP PBC SERIES C                                | OPENAI GROUP PBC SERIES C                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     31991 | NS      | $21999791.62  | 2.66%             |  |  |  | No            |                  3 | On Loan: No      |
| BLOCK INC                                                | BLOCK INC CL A                                           | CUSIP: 852234103<br>LEI: 549300OHIIUWSTIZME52 | Long             | EC               | CORP              | US        |    623690 | NS      | $43976381.90  | 5.31%             |  |  |  | No            |                  1 | On Loan: No      |
| BITMINE IMMERSION TECHNOLOGIES INC                       | BITMINE IMMERSION TECHNOLOGIES INC COM NEW               | CUSIP: 09175A206<br>LEI: 254900TGJJ1D9JNAQT27 | Long             | EC               | CORP              | US        |    834306 | NS      | $17854148.40  | 2.16%             |  |  |  | No            |                  1 | On Loan: No      |
| CIRCLE INTERNET GROUP INC                                | CIRCLE INTERNET GROUP INC COM CL A                       | CUSIP: 172573107<br>LEI: 254900HFVVR6NPMQVN93 | Long             | EC               | CORP              | US        |    498012 | NS      | $45259330.56  | 5.47%             |  |  |  | No            |                  1 | On Loan: No      |
| SOFI TECHNOLOGIES INC                                    | SOFI TECHNOLOGIES INC COM                                | CUSIP: 83406F102<br>LEI: 549300SW81JCMVZDDY09 | Long             | EC               | CORP              | US        |   1291857 | NS      | $20798897.70  | 2.51%             |  |  |  | No            |                  1 | On Loan: No      |
| CROWDSTRIKE HOLDINGS INC                                 | CROWDSTRIKE HOLDINGS INC CL A                            | CUSIP: 22788C105<br>LEI: 549300YBY08K9KM4HX32 | Long             | EC               | CORP              | US        |     24205 | NS      | $10789378.75  | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| DRAFTKINGS INC                                           | DRAFTKINGS INC COM CL A                                  | CUSIP: 26142V105<br>LEI: 2549006G33IUL6IVOD83 | Long             | EC               | CORP              | US        |    634367 | NS      | $14793438.44  | 1.79%             |  |  |  | No            |                  1 | On Loan: No      |
| ROKU INC                                                 | ROKU INC COM CL A                                        | CUSIP: 77543R102<br>LEI: 549300KR6ITU0YIR1T71 | Long             | EC               | CORP              | US        |    203569 | NS      | $23728002.64  | 2.87%             |  |  |  | No            |                  1 | On Loan: No      |
| TOAST INC                                                | TOAST INC CL A                                           | CUSIP: 888787108<br>LEI: 549300TN1PZNLCD4I551 | Long             | EC               | CORP              | US        |   1195698 | NS      | $34101306.96  | 4.12%             |  |  |  | No            |                  1 | On Loan: No      |
| CANTON STRATEGIC HOLDINGS INC                            | CANTON STRATEGIC HOLDINGS INC COM                        | CUSIP: 432705309<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    443051 | NS      | $1431054.73   | 0.17%             |  |  |  | No            |                  1 | On Loan: —       |
| KLARNA GROUP PLC                                         | KLARNA GROUP PLC SHS                                     | CUSIP: 000000000<br>LEI: 636700HER4JIK7GZUN17 | Long             | EC               | CORP              | GB        |    778161 | NS      | $10832001.12  | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| 3IQ CORP                                                 | 3IQ CORP 3IQ SOLANA STAKING ETF                          | CUSIP: 88428J107<br>LEI: 2549009EBTD1SDCHHO86 | Long             | EC               | RF                | CA        |    401283 | NS      | $2688596.10   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| ADYEN NV                                                 | ADYEN NV EUR0.01                                         | CUSIP: 000000000<br>LEI: 724500973ODKK3IFQ447 | Long             | EC               | CORP              | NL        |     16214 | NS      | $18239893.67  | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| NU HOLDINGS LTD                                          | NU HOLDINGS LTD ORD SHS CL A                             | CUSIP: 000000000<br>LEI: 5493002DG1RHWK9W2X27 | Long             | EC               | CORP              | KY        |   1170765 | NS      | $16952677.20  | 2.05%             |  |  |  | No            |                  1 | On Loan: No      |
| INTERCONTINENTAL EXCHANGE INC                            | INTERCONTINENTAL EXCHANGE INC COM                        | CUSIP: 45866F104<br>LEI: 5493000F4ZO33MV32P92 | Long             | EC               | CORP              | US        |     11530 | NS      | $1822777.70   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA CORP                                              | NVIDIA CORP COM                                          | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |     75494 | NS      | $15066337.58  | 1.82%             |  |  |  | No            |                  1 | On Loan: No      |
| COINBASE GLOBAL INC                                      | COINBASE GLOBAL INC COM CL A                             | CUSIP: 19260Q107<br>LEI: 5493004G3J2SC154DU06 | Long             | EC               | CORP              | US        |    257140 | NS      | $48283177.80  | 5.83%             |  |  |  | No            |                  1 | On Loan: No      |
| ALIBABA GROUP HOLDING LTD                                | ALIBABA GROUP HOLDING LTD SPONSORED ADS                  | CUSIP: 01609W102<br>LEI: 5493001NTNQJDH60PM02 | Long             | EC               | CORP              | KY        |     74337 | NS      | $9803563.56   | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| MERCADOLIBRE INC                                         | MERCADOLIBRE INC COM                                     | CUSIP: 58733R102<br>LEI: 549300DKPDN9M5S8GB14 | Long             | EC               | CORP              | US        |     14724 | NS      | $26394684.12  | 3.19%             |  |  |  | No            |                  1 | On Loan: No      |
| ETORO GROUP LTD                                          | ETORO GROUP LTD SHS CL A                                 | CUSIP: 000000000<br>LEI: 213800XPRPJK2X5QRG86 | Long             | EC               | CORP              | VG        |    281547 | NS      | $10017442.26  | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| SEA LTD                                                  | SEA LTD SPONSORD ADS                                     | CUSIP: 81141R100<br>LEI: 529900OM6JLLW44YKI15 | Long             | EC               | CORP              | KY        |    173064 | NS      | $14689672.32  | 1.78%             |  |  |  | No            |                  1 | On Loan: No      |
| META PLATFORMS INC                                       | META PLATFORMS INC CL A                                  | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |     38781 | NS      | $23730481.71  | 2.87%             |  |  |  | No            |                  1 | On Loan: No      |
| ZILLOW GROUP INC                                         | ZILLOW GROUP INC CL C CAP STK                            | CUSIP: 98954M200<br>LEI: 2549002XEELQDIR6FU05 | Long             | EC               | CORP              | US        |    166685 | NS      | $7400814.00   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| DOORDASH INC                                             | DOORDASH INC CL A                                        | CUSIP: 25809K105<br>LEI: 549300NUQ43FGGSK5051 | Long             | EC               | CORP              | US        |     64123 | NS      | $10814343.95  | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| SPOTIFY TECHNOLOGY SA                                    | SPOTIFY TECHNOLOGY SA SHS                                | CUSIP: 000000000<br>LEI: 549300B4X0JHWV0DTD60 | Long             | EC               | CORP              | LU        |     28294 | NS      | $12634685.70  | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| AIRBNB INC                                               | AIRBNB INC COM CL A                                      | CUSIP: 009066101<br>LEI: 549300HMUDNO0RY56D37 | Long             | EC               | CORP              | US        |     93484 | NS      | $13121414.24  | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| BULLISH                                                  | BULLISH ORD SHS                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |    780550 | NS      | $29450151.50  | 3.56%             |  |  |  | No            |                  1 | On Loan: —       |
| ROBLOX CORP                                              | ROBLOX CORP CL A                                         | CUSIP: 771049103<br>LEI: 529900ANZDBDFU91SO19 | Long             | EC               | CORP              | US        |    406066 | NS      | $22439207.16  | 2.71%             |  |  |  | No            |                  1 | On Loan: No      |
| ADVANCED MICRO DEVICES INC                               | ADVANCED MICRO DEVICES INC COM                           | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |     90521 | NS      | $32088789.29  | 3.88%             |  |  |  | No            |                  1 | On Loan: No      |
| 3IQ CORP                                                 | 3IQ CORP ETHER STAKING ETF                               | CUSIP: 88428H101<br>LEI: 2549009EBTD1SDCHHO86 | Long             | EC               | RF                | CA        |    565048 | NS      | $4972422.40   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| BRERA HOLDINGS PLC WTS                                   | BRERA HOLDINGS PLC WTS                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    788053 | NS      | $370384.91    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Financial Square Treasury Obligations Fund | Goldman Sachs Financial Square Treasury Obligations Fund | CUSIP: 000000000<br>LEI: 549300C0TCI4VJPGCS21 | Long             | STIV             | RF                | US        |   1847269 | NS      | $1847269.32   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| ROBINHOOD MARKETS INC                                    | ROBINHOOD MARKETS INC COM CL A                           | CUSIP: 770700102<br>LEI: 213800FS5AO3YWIE6F63 | Long             | EC               | CORP              | US        |    507712 | NS      | $37007127.68  | 4.47%             |  |  |  | No            |                  1 | On Loan: No      |
| SHOPIFY INC                                              | SHOPIFY INC CL A SUB VTG SHS                             | CUSIP: 82509L107<br>LEI: 549300HGQ43STJLLP808 | Long             | EC               | CORP              | CA        |    633505 | NS      | $76736460.65  | 9.27%             |  |  |  | No            |                  1 | On Loan: No      |
| AMAZON.COM INC                                           | AMAZON.COM INC COM                                       | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |    120737 | NS      | $32002549.22  | 3.87%             |  |  |  | No            |                  1 | On Loan: No      |
| FUTU HOLDINGS LTD                                        | FUTU HOLDINGS LTD SPON ADS CL A                          | CUSIP: 36118L106<br>LEI: 213800X4W4ZRESFPTQ37 | Long             | EC               | CORP              | KY        |     89825 | NS      | $13878860.75  | 1.68%             |  |  |  | No            |                  1 | On Loan: No      |
| KASPI.KZ JSC                                             | KASPI.KZ JSC SPONSORED ADS                               | CUSIP: 48581R205<br>LEI: 2549003YU6FARG8OAZ13 | Long             | EC               | CORP              | KZ        |     62632 | NS      | $5376330.88   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| PALANTIR TECHNOLOGIES INC                                | PALANTIR TECHNOLOGIES INC CL A                           | CUSIP: 69608A108<br>LEI: 549300UVN46B3BBDHO85 | Long             | EC               | CORP              | US        |    250047 | NS      | $34784038.17  | 4.20%             |  |  |  | No            |                  1 | On Loan: No      |
| BRERA HOLDINGS PLC                                       | BRERA HOLDINGS PLC COM CL B NEW                          | CUSIP: 000000000<br>LEI: 984500EE55766B5O3803 | Long             | EC               | CORP              | IE        |    958637 | NS      | $730673.12    | 0.09%             |  |  |  | No            |                  1 | On Loan: —       |

### Signature

**Date Signed:** 2026-06-23

**Name of Applicant:** ARK ETF Trust

**Signature:** Bill Cox

**Name of Signer:** Bill Cox

**Title:** Principal Financial Officer