# EDGAR Filing Document

**Accession Number:** 0000798377
**File Stem:** 0000798377-26-000001
**Filing Date:** 2026-3
**Character Count:** 2725
**Document Hash:** 80c48aa2ce348cf228391dcf3281cdb3
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000798377-26-000001.hdr.sgml**: 20260310

**ACCESSION NUMBER**: 0000798377-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260310

**DATE AS OF CHANGE**: 20260310

**EFFECTIVENESS DATE**: 20260310

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SAMI BROKERAGE LLC
- **CENTRAL INDEX KEY:** 0000798377

**ORGANIZATION NAME:**
- **EIN:** 832503786
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-36472
- **FILM NUMBER:** 26738491

**BUSINESS ADDRESS:**
- **STREET 1:** 2 HIGH RIDGE PARK
- **STREET 2:** 2ND FLOOR
- **CITY:** STAMFORD
- **STATE:** CT
- **ZIP:** 06905
- **BUSINESS PHONE:** (203) 322-0189 E

**MAIL ADDRESS:**
- **STREET 1:** 2 HIGH RIDGE PARK
- **STREET 2:** 2ND FLOOR
- **CITY:** STAMFORD
- **STATE:** CT
- **ZIP:** 06905

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SPECTRUM ASSET MANAGEMENT, INC.
- **DATE OF NAME CHANGE:** 20190107

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SAMI BROKERAGE LLC
- **DATE OF NAME CHANGE:** 20190104

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SPECTRUM ASSET MANAGEMENT, INC.
- **DATE OF NAME CHANGE:** 20020415

### Attached PDF Documents

**Attachment 1:** `finalauditreport123125-.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000798377

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** SAMI BROKERAGE LLC

**Business Address:** 2 HIGH RIDGE PARK, 2ND FLOOR, STAMFORD, CT, 06905

**Contact Person:** Jean Orlando

**Contact Phone:** 2033211136

### Independent Public Accountant Identification

**Accountant Name:** Ernst & Young

**Accountant Address:** 700 Nicollet Mall, Suite 500, Minneapolis, MN, 55402

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Jean Orlando**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **SAMI BROKERAGE LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Jean Orlando

**Title:** Chief Financial Officer

**Notarized:** Yes