# EDGAR Filing Document

**Accession Number:** 0001329377
**File Stem:** 0001752724-23-035254
**Filing Date:** 2023-2
**Character Count:** 48748
**Document Hash:** 4fe1a510fdd2d17d5ccd33e46d952be3
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-035254.hdr.sgml**: 20230223

**ACCESSION NUMBER**: 0001752724-23-035254

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221230

**FILED AS OF DATE**: 20230223

**DATE AS OF CHANGE**: 20230223

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED FUND
- **CENTRAL INDEX KEY:** 0001329377
- **IRS NUMBER:** 000000000

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-21774
- **FILM NUMBER:** 23657215

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Series and Classes Contracts Data

### First Trust S&P REIT Index Fund (Series ID: S000017163)

| Class ID   | Class Name                      | Ticker Symbol   |
|:---|:---|:---|
| C000047557 | First Trust S&P REIT Index Fund | FRI             |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** First Trust Exchange-Traded Fund

- **b. Investment Company Act file number:** 811-21774

- **c. CIK number of Registrant:** 0001329377

- **d. LEI of Registrant:** 549300MZB4XDLRWOC672

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 East Liberty Drive

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** First Trust S&P REIT Index Fund

- **b. EDGAR series identifier (if any):** S000017163

- **c. LEI of Series:** 549300DIER127UHA3873

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $133229214.49

**Total Liabilities:** $134110.39

**Net Assets:** $133095104.10

**Cash Not Reported:** $1594.20

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000047557 | 4.91%                | 5.71%                | -5.17%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-2470497.42             | $9518570.40                                |
| Month 2  | $-1048673.47             | $9006506.53                                |
| Month 3  | $-1706171.36             | $-6814616.62                               |

### Schedule of Portfolio Investments

| Name                           | Title                                  | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Douglas Emmett Inc             | Douglas Emmett Inc                     | CUSIP: 25960P109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     24235 | NS      | $380004.80    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Gladstone Commercial Corp      | Gladstone Commercial Corp              | CUSIP: 376536108<br>LEI: 529900EVVV534W8R0T32 | Long             | EC               | CORP              | US        |      5461 | NS      | $101028.50    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Retail Opportunity Investments | Retail Opportunity Investments Corp    | CUSIP: 76131N101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     17168 | NS      | $258035.04    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Four Corners Property Trust In | Four Corners Property Trust Inc        | CUSIP: 35086T109<br>LEI: 549300SVTPZPBDVNER42 | Long             | EC               | CORP              | US        |     11565 | NS      | $299880.45    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Medical Properties Trust Inc   | Medical Properties Trust Inc           | CUSIP: 58463J304<br>LEI: 254900U6E39J1MQCCY14 | Long             | EC               | CORP              | US        |     82439 | NS      | $918370.46    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Boston Properties Inc          | Boston Properties Inc                  | CUSIP: 101121101<br>LEI: 549300OF70FSEUQBT254 | Long             | EC               | CORP              | US        |     19666 | NS      | $1329028.28   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Alexander's Inc                | Alexander's Inc                        | CUSIP: 014752109<br>LEI: 549300TZM28P04U5R635 | Long             | EC               | CORP              | US        |       295 | NS      | $64917.70     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Easterly Government Properties | Easterly Government Properties Inc     | CUSIP: 27616P103<br>LEI: 549300ERMCEFC6S8HL77 | Long             | EC               | CORP              | US        |     12513 | NS      | $178560.51    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Independence Realty Trust Inc  | Independence Realty Trust Inc          | CUSIP: 45378A106<br>LEI: 549300Z3L8NU44NQEB29 | Long             | EC               | CORP              | US        |     30859 | NS      | $520282.74    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Getty Realty Corp              | Getty Realty Corp                      | CUSIP: 374297109<br>LEI: 2549000P1W5SFJWCNP90 | Long             | EC               | CORP              | US        |      5862 | NS      | $198428.70    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| First Industrial Realty Trust  | First Industrial Realty Trust Inc      | CUSIP: 32054K103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     18216 | NS      | $879104.16    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Gaming and Leisure Properties  | Gaming and Leisure Properties Inc      | CUSIP: 36467J108<br>LEI: 5493006GWRDBCZYWTM57 | Long             | EC               | CORP              | US        |     35501 | NS      | $1849247.09   | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Rexford Industrial Realty Inc  | Rexford Industrial Realty Inc          | CUSIP: 76169C100<br>LEI: 549300MSLO0DF0EMX355 | Long             | EC               | CORP              | US        |     25296 | NS      | $1382173.44   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Service Properties Trust       | Service Properties Trust               | CUSIP: 81761L102<br>LEI: 529900IS770AG1K9QG27 | Long             | EC               | CORP              | US        |     22811 | NS      | $166292.19    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Safehold Inc                   | Safehold Inc                           | CUSIP: 78645L100<br>LEI: 549300MHMP6BIE0XV355 | Long             | EC               | CORP              | US        |      3344 | NS      | $95705.28     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Corporate Office Properties Tr | Corporate Office Properties Trust      | CUSIP: 22002T108<br>LEI: YY1J47X6LF9TYY8JY420 | Long             | EC               | CORP              | US        |     15497 | NS      | $401992.18    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| BRT Apartments Corp            | BRT Apartments Corp                    | CUSIP: 055645303<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1644 | NS      | $32288.16     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Piedmont Office Realty Trust I | Piedmont Office Realty Trust Inc       | CUSIP: 720190206<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     17012 | NS      | $156000.04    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Regency Centers Corp           | Regency Centers Corp                   | CUSIP: 758849103<br>LEI: 529900053A7X7FJ97S58 | Long             | EC               | CORP              | US        |     21233 | NS      | $1327062.50   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Gladstone Land Corp            | Gladstone Land Corp                    | CUSIP: 376549101<br>LEI: 54930002B3Q17H38FG74 | Long             | EC               | CORP              | US        |      4450 | NS      | $81657.50     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Camden Property Trust          | Camden Property Trust                  | CUSIP: 133131102<br>LEI: 5493002MYX22OHYJBD89 | Long             | EC               | CORP              | US        |     14687 | NS      | $1643181.56   | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Plymouth Industrial REIT Inc   | Plymouth Industrial REIT Inc           | CUSIP: 729640102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5377 | NS      | $103130.86    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CubeSmart                      | CubeSmart                              | CUSIP: 229663109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     30959 | NS      | $1246099.75   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Physicians Realty Trust        | Physicians Realty Trust                | CUSIP: 71943U104<br>LEI: 549300ITOVH0OY7PZC34 | Long             | EC               | CORP              | US        |     31469 | NS      | $455356.43    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Braemar Hotels & Resorts Inc   | Braemar Hotels & Resorts Inc           | CUSIP: 10482B101<br>LEI: 549300JDUUEBN868C776 | Long             | EC               | CORP              | US        |      7979 | NS      | $32793.69     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Healthpeak Properties Inc      | Healthpeak Properties Inc              | CUSIP: 42250P103<br>LEI: PZ9HF5U52KPF0MH0QN75 | Long             | EC               | CORP              | US        |     74104 | NS      | $1857787.28   | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Apartment Income REIT Corp     | Apartment Income REIT Corp             | CUSIP: 03750L109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     20670 | NS      | $709187.70    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| InvenTrust Properties Corp     | InvenTrust Properties Corp             | CUSIP: 46124J201<br>LEI: 5493006BQYSOBYVUFA03 | Long             | EC               | CORP              | US        |      9295 | NS      | $220012.65    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Necessity Retail REIT Inc/The  | Necessity Retail REIT Inc/The          | CUSIP: 02607T109<br>LEI: 549300GN4H0K3IUS8983 | Long             | EC               | CORP              | US        |     18503 | NS      | $109722.79    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| American Assets Trust Inc      | American Assets Trust Inc              | CUSIP: 024013104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7175 | NS      | $190137.50    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| MSILF Treasury Portfolio       | MSILF Treasury Portfolio               | CUSIP: 61747C582<br>LEI: 549300D1XR6GP7EZ0T47 | Long             | STIV             | RF                | US        |    242944 | NS      | $242944.11    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Global Net Lease Inc           | Global Net Lease Inc                   | CUSIP: 379378201<br>LEI: 549300NUYANCT5SU8Z65 | Long             | EC               | CORP              | US        |     14309 | NS      | $179864.13    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Whitestone REIT                | Whitestone REIT                        | CUSIP: 966084204<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6399 | NS      | $61686.36     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| NETSTREIT Corp                 | NETSTREIT Corp                         | CUSIP: 64119V303<br>LEI: 254900CJL0EDMEQ25Q84 | Long             | EC               | CORP              | US        |      7566 | NS      | $138684.78    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Farmland Partners Inc          | Farmland Partners Inc                  | CUSIP: 31154R109<br>LEI: 549300LB188CHPZ4IL37 | Long             | EC               | CORP              | US        |      6847 | NS      | $85313.62     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| CBL & Associates Properties In | CBL & Associates Properties Inc        | CUSIP: 124830878<br>LEI: 529900EIVFBRS4PUBZ13 | Long             | EC               | CORP              | US        |      3381 | NS      | $78033.48     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Industrial Logistics Propertie | Industrial Logistics Properties Trust  | CUSIP: 456237106<br>LEI: 5493004XH9PJW009HR47 | Long             | EC               | CORP              | US        |      9041 | NS      | $29564.07     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Alexandria Real Estate Equitie | Alexandria Real Estate Equities Inc    | CUSIP: 015271109<br>LEI: MGCJBT4MKTQBVLNUIS88 | Long             | EC               | CORP              | US        |     20586 | NS      | $2998762.62   | 2.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Public Storage                 | Public Storage                         | CUSIP: 74460D109<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EC               | CORP              | US        |     21793 | NS      | $6106180.67   | 4.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Xenia Hotels & Resorts Inc     | Xenia Hotels & Resorts Inc             | CUSIP: 984017103<br>LEI: 54930075IWIPHF5IQL62 | Long             | EC               | CORP              | US        |     15696 | NS      | $206873.28    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| EastGroup Properties Inc       | EastGroup Properties Inc               | CUSIP: 277276101<br>LEI: 31TIGQQZC4P6JMHKSW85 | Long             | EC               | CORP              | US        |      6007 | NS      | $889396.42    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Digital Realty Trust Inc       | Digital Realty Trust Inc               | CUSIP: 253868103<br>LEI: 549300HKCZ31D08NEI41 | Long             | EC               | CORP              | US        |     39638 | NS      | $3974502.26   | 2.99%             |  |  |  | No            |                  1 | On Loan: No      |
| SITE Centers Corp              | SITE Centers Corp                      | CUSIP: 82981J109<br>LEI: W2AVA6SODOQ1LCYJQR54 | Long             | EC               | CORP              | US        |     25487 | NS      | $348152.42    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| National Health Investors Inc  | National Health Investors Inc          | CUSIP: 63633D104<br>LEI: 549300ZPKZIG6DKDEC02 | Long             | EC               | CORP              | US        |      5981 | NS      | $312327.82    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Bluerock Homes Trust Inc       | Bluerock Homes Trust Inc               | CUSIP: 09631H100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       528 | NS      | $11251.68     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Paramount Group Inc            | Paramount Group Inc                    | CUSIP: 69924R108<br>LEI: 5493006GJU1CFI7Z5J17 | Long             | EC               | CORP              | US        |     22728 | NS      | $135004.32    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Cousins Properties Inc         | Cousins Properties Inc                 | CUSIP: 222795502<br>LEI: 5493007XPYD5EJABN062 | Long             | EC               | CORP              | US        |     20877 | NS      | $527979.33    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| City Office REIT Inc           | City Office REIT Inc                   | CUSIP: 178587101<br>LEI: 5493003J7157VP25NL57 | Long             | EC               | CORP              | CA        |      5477 | NS      | $45897.26     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Ventas Inc                     | Ventas Inc                             | CUSIP: 92276F100<br>LEI: ORQTRC074CWLT3DKHT41 | Long             | EC               | CORP              | US        |     55106 | NS      | $2482525.30   | 1.87%             |  |  |  | No            |                  1 | On Loan: No      |
| National Retail Properties Inc | National Retail Properties Inc         | CUSIP: 637417106<br>LEI: 5493008JKH5SOTI0JS97 | Long             | EC               | CORP              | US        |     24640 | NS      | $1127526.40   | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Clipper Realty Inc             | Clipper Realty Inc                     | CUSIP: 18885T306<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1817 | NS      | $11628.80     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| RPT Realty                     | RPT Realty                             | CUSIP: 74971D101<br>LEI: 549300T03GDH1L37S188 | Long             | EC               | CORP              | US        |     11752 | NS      | $117990.08    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Sabra Health Care REIT Inc     | Sabra Health Care REIT Inc             | CUSIP: 78573L106<br>LEI: 549300E3BC7GU7TAZ621 | Long             | EC               | CORP              | US        |     31842 | NS      | $395796.06    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| National Storage Affiliates Tr | National Storage Affiliates Trust      | CUSIP: 637870106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11650 | NS      | $420798.00    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| LXP Industrial Trust           | LXP Industrial Trust                   | CUSIP: 529043101<br>LEI: 549300S4MH2ICXDBFV43 | Long             | EC               | CORP              | US        |     38012 | NS      | $380880.24    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Equinix Inc                    | Equinix Inc                            | CUSIP: 29444U700<br>LEI: 549300EVUN2BTLJ3GT74 | Long             | EC               | CORP              | US        |     12757 | NS      | $8356217.71   | 6.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Welltower Inc                  | Welltower Inc                          | CUSIP: 95040Q104<br>LEI: T6IZ0MBEG5ACZDTR7D06 | Long             | EC               | CORP              | US        |     65141 | NS      | $4269992.55   | 3.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Franklin Street Properties Cor | Franklin Street Properties Corp        | CUSIP: 35471R106<br>LEI: 549300STLK2T6QY5WO82 | Long             | EC               | CORP              | US        |     12667 | NS      | $34580.91     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Kimco Realty Corp              | Kimco Realty Corp                      | CUSIP: 49446R109<br>LEI: 549300EA7I6T15IBYS12 | Long             | EC               | CORP              | US        |     85261 | NS      | $1805827.98   | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Pebblebrook Hotel Trust        | Pebblebrook Hotel Trust                | CUSIP: 70509V100<br>LEI: 5493004Q1NNH6JXCSI52 | Long             | EC               | CORP              | US        |     18125 | NS      | $242693.75    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Innovative Industrial Properti | Innovative Industrial Properties Inc   | CUSIP: 45781V101<br>LEI: 5493008BQ0545EZXRR30 | Long             | EC               | CORP              | US        |      3856 | NS      | $390805.60    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Orion Office REIT Inc          | Orion Office REIT Inc                  | CUSIP: 68629Y103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7809 | NS      | $66688.86     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Brixmor Property Group Inc     | Brixmor Property Group Inc             | CUSIP: 11120U105<br>LEI: 5299007UXW6Y0W2EGZ95 | Long             | EC               | CORP              | US        |     41347 | NS      | $937336.49    | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| RLJ Lodging Trust              | RLJ Lodging Trust                      | CUSIP: 74965L101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     22341 | NS      | $236591.19    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Realty Income Corp             | Realty Income Corp                     | CUSIP: 756109104<br>LEI: 549300CUWDAUZSH43859 | Long             | EC               | CORP              | US        |     86459 | NS      | $5484094.37   | 4.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Equity LifeStyle Properties In | Equity LifeStyle Properties Inc        | CUSIP: 29472R108<br>LEI: 529900PEQG66LENB6798 | Long             | EC               | CORP              | US        |     24118 | NS      | $1558022.80   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadstone Net Lease Inc       | Broadstone Net Lease Inc               | CUSIP: 11135E203<br>LEI: 549300U8D7PT70B49V21 | Long             | EC               | CORP              | US        |     23865 | NS      | $386851.65    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Brandywine Realty Trust        | Brandywine Realty Trust                | CUSIP: 105368203<br>LEI: 5UZ46ZCYUFYYAC0DS831 | Long             | EC               | CORP              | US        |     23653 | NS      | $145465.95    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| WP Carey Inc                   | WP Carey Inc                           | CUSIP: 92936U109<br>LEI: 54930042CRNE713E3Q67 | Long             | EC               | CORP              | US        |     28680 | NS      | $2241342.00   | 1.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Sun Communities Inc            | Sun Communities Inc                    | CUSIP: 866674104<br>LEI: 549300H5GEOJYN41ZG57 | Long             | EC               | CORP              | US        |     17079 | NS      | $2442297.00   | 1.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Spirit Realty Capital Inc      | Spirit Realty Capital Inc              | CUSIP: 84860W300<br>LEI: 549300LTU6LVPZSHMJ25 | Long             | EC               | CORP              | US        |     19255 | NS      | $768852.15    | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Simon Property Group Inc       | Simon Property Group Inc               | CUSIP: 828806109<br>LEI: 529900GQL5X8H7AO3T64 | Long             | EC               | CORP              | US        |     45073 | NS      | $5295176.04   | 3.98%             |  |  |  | No            |                  1 | On Loan: No      |
| One Liberty Properties Inc     | One Liberty Properties Inc             | CUSIP: 682406103<br>LEI: 549300QII1CQZGZBZR14 | Long             | EC               | CORP              | US        |      2237 | NS      | $49706.14     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Americold Realty Trust Inc     | Americold Realty Trust Inc             | CUSIP: 03064D108<br>LEI: 549300R7N1V5YV8MWH02 | Long             | EC               | CORP              | US        |     37138 | NS      | $1051376.78   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| VICI Properties Inc            | VICI Properties Inc                    | CUSIP: 925652109<br>LEI: 254900RKH6RY9KCJQH63 | Long             | EC               | CORP              | US        |    132772 | NS      | $4301812.80   | 3.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Agree Realty Corp              | Agree Realty Corp                      | CUSIP: 008492100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12211 | NS      | $866126.23    | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Summit Hotel Properties Inc    | Summit Hotel Properties Inc            | CUSIP: 866082100<br>LEI: 254900OBQWJK6X20LS71 | Long             | EC               | CORP              | US        |     14736 | NS      | $106393.92    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Elme Communities               | Elme Communities                       | CUSIP: 939653101<br>LEI: 549300DI34BGS8LVKW95 | Long             | EC               | CORP              | US        |     12064 | NS      | $214739.20    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Federal Realty Investment Trus | Federal Realty Investment Trust        | CUSIP: 313745101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10075 | NS      | $1017978.00   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Healthcare Realty Trust Inc    | Healthcare Realty Trust Inc            | CUSIP: 42226K105<br>LEI: 549300L0I14L7I0VLX84 | Long             | EC               | CORP              | US        |     52464 | NS      | $1010981.28   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| iStar Inc                      | iStar Inc                              | CUSIP: 45031U101<br>LEI: QFFLKWYYS3UPWD86E794 | Long             | EC               | CORP              | US        |     11951 | NS      | $91186.13     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Community Healthcare Trust Inc | Community Healthcare Trust Inc         | CUSIP: 20369C106<br>LEI: 549300FATSRCMKOV9536 | Long             | EC               | CORP              | US        |      3244 | NS      | $116135.20    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Indus Realty Trust Inc         | Indus Realty Trust Inc                 | CUSIP: 45580R103<br>LEI: 549300FS2G2L16L2GO91 | Long             | EC               | CORP              | US        |       704 | NS      | $44696.96     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Alexander & Baldwin Inc        | Alexander & Baldwin Inc                | CUSIP: 014491104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10001 | NS      | $187318.73    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Ryman Hospitality Properties I | Ryman Hospitality Properties Inc       | CUSIP: 78377T107<br>LEI: 529900GCCWW9SRMPJR11 | Long             | EC               | CORP              | US        |      7603 | NS      | $621773.34    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Hersha Hospitality Trust       | Hersha Hospitality Trust               | CUSIP: 427825500<br>LEI: 549300DNC58BIN1VO064 | Long             | EC               | CORP              | US        |      4536 | NS      | $38646.72     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| SL Green Realty Corp           | SL Green Realty Corp                   | CUSIP: 78440X887<br>LEI: 549300VQZPJU97H3GT17 | Long             | EC               | CORP              | US        |      8867 | NS      | $298982.99    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Macerich Co/The                | Macerich Co/The                        | CUSIP: 554382101<br>LEI: 529900PSWCB5KI0JYU46 | Long             | EC               | CORP              | US        |     29609 | NS      | $333397.34    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Phillips Edison & Co Inc       | Phillips Edison & Co Inc               | CUSIP: 71844V201<br>LEI: 549300JPN4YHYPXTJQ85 | Long             | EC               | CORP              | US        |     16145 | NS      | $514056.80    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| JBG SMITH Properties           | JBG SMITH Properties                   | CUSIP: 46590V100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     13647 | NS      | $259020.06    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Hospitality REIT Inc     | Apple Hospitality REIT Inc             | CUSIP: 03784Y200<br>LEI: 549300EVZAR0FBZO4F16 | Long             | EC               | CORP              | US        |     29329 | NS      | $462811.62    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Omega Healthcare Investors Inc | Omega Healthcare Investors Inc         | CUSIP: 681936100<br>LEI: 549300OJ7ENK42CZ8E73 | Long             | EC               | CORP              | US        |     32284 | NS      | $902337.80    | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Chatham Lodging Trust          | Chatham Lodging Trust                  | CUSIP: 16208T102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6727 | NS      | $82540.29     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Universal Health Realty Income | Universal Health Realty Income Trust   | CUSIP: 91359E105<br>LEI: 549300L4MWZL4IH6H172 | Long             | EC               | CORP              | US        |      1750 | NS      | $83527.50     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Vornado Realty Trust           | Vornado Realty Trust                   | CUSIP: 929042109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     22208 | NS      | $462148.48    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| NexPoint Diversified Real Esta | NexPoint Diversified Real Estate Trust | CUSIP: 65340G205<br>LEI: 5493008KGR2NU3OXMR64 | Long             | EC               | RF                | US        |      4508 | NS      | $50534.68     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Terreno Realty Corp            | Terreno Realty Corp                    | CUSIP: 88146M101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9229 | NS      | $524853.23    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Acadia Realty Trust            | Acadia Realty Trust                    | CUSIP: 004239109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     13090 | NS      | $187841.50    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Centerspace                    | Centerspace                            | CUSIP: 15202L107<br>LEI: 5493002LG2SH9EEHT720 | Long             | EC               | CORP              | US        |      2077 | NS      | $121857.59    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Tanger Factory Outlet Centers  | Tanger Factory Outlet Centers Inc      | CUSIP: 875465106<br>LEI: UKEW8YSXE4Y581KYOL30 | Long             | EC               | CORP              | US        |     14384 | NS      | $258048.96    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Invitation Homes Inc           | Invitation Homes Inc                   | CUSIP: 46187W107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     80075 | NS      | $2373423.00   | 1.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Kilroy Realty Corp             | Kilroy Realty Corp                     | CUSIP: 49427F108<br>LEI: 549300CXXI18B214UN80 | Long             | EC               | CORP              | US        |     14500 | NS      | $560715.00    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Apartment Investment and Manag | Apartment Investment and Management Co | CUSIP: 03748R747<br>LEI: 549300O8FT5GJ4RU1D57 | Long             | EC               | CORP              | US        |     20905 | NS      | $148843.60    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Armada Hoffler Properties Inc  | Armada Hoffler Properties Inc          | CUSIP: 04208T108<br>LEI: 549300WQRSIV6XZT9313 | Long             | EC               | CORP              | US        |      9338 | NS      | $107387.00    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Equity Residential             | Equity Residential                     | CUSIP: 29476L107<br>LEI: 5493008RACSH5EP3PI59 | Long             | EC               | CORP              | US        |     46891 | NS      | $2766569.00   | 2.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Prologis Inc                   | Prologis Inc                           | CUSIP: 74340W103<br>LEI: 529900DFH19P073LZ636 | Long             | EC               | CORP              | US        |    127256 | NS      | $14345568.88  | 10.78%            |  |  |  | No            |                  1 | On Loan: No      |
| AvalonBay Communities Inc      | AvalonBay Communities Inc              | CUSIP: 053484101<br>LEI: K9G90K85RBWD2LAGQX17 | Long             | EC               | CORP              | US        |     19285 | NS      | $3114913.20   | 2.34%             |  |  |  | No            |                  1 | On Loan: No      |
| American Homes 4 Rent          | American Homes 4 Rent                  | CUSIP: 02665T306<br>LEI: 549300ZJUO7A58PNUW40 | Long             | EC               | CORP              | US        |     42316 | NS      | $1275404.24   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Urstadt Biddle Properties Inc  | Urstadt Biddle Properties Inc          | CUSIP: 917286205<br>LEI: 549300XXD0YL0AER3Z82 | Long             | EC               | CORP              | US        |      4116 | NS      | $77998.20     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Kite Realty Group Trust        | Kite Realty Group Trust                | CUSIP: 49803T300<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     30205 | NS      | $635815.25    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| STAG Industrial Inc            | STAG Industrial Inc                    | CUSIP: 85254J102<br>LEI: 549300QWYX2W6FASVQ07 | Long             | EC               | CORP              | US        |     24705 | NS      | $798218.55    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Iron Mountain Inc              | Iron Mountain Inc                      | CUSIP: 46284V101<br>LEI: SQL3F6CKNNBM3SQGHX24 | Long             | EC               | CORP              | US        |     40078 | NS      | $1997888.30   | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Essential Properties Realty Tr | Essential Properties Realty Trust Inc  | CUSIP: 29670E107<br>LEI: 2549009LXQLVYCGLZO50 | Long             | EC               | CORP              | US        |     19627 | NS      | $460645.69    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Mid-America Apartment Communit | Mid-America Apartment Communities Inc  | CUSIP: 59522J103<br>LEI: 549300FQZKFR5YNSHZ21 | Long             | EC               | CORP              | US        |     15921 | NS      | $2499437.79   | 1.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Office Properties Income Trust | Office Properties Income Trust         | CUSIP: 67623C109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6696 | NS      | $89391.60     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| STORE Capital Corp             | STORE Capital Corp                     | CUSIP: 862121100<br>LEI: 5493004EA6C9IHDZ7N66 | Long             | EC               | CORP              | US        |     36633 | NS      | $1174453.98   | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Alpine Income Property Trust I | Alpine Income Property Trust Inc       | CUSIP: 02083X103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1510 | NS      | $28810.80     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Life Storage Inc               | Life Storage Inc                       | CUSIP: 53223X107<br>LEI: W9EE01AFDDF9DQCQZC68 | Long             | EC               | CORP              | US        |     11716 | NS      | $1154026.00   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Highwoods Properties Inc       | Highwoods Properties Inc               | CUSIP: 431284108<br>LEI: ZIIGTYKL9T0X3HLTDX53 | Long             | EC               | CORP              | US        |     14501 | NS      | $405737.98    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Ashford Hospitality Trust Inc  | Ashford Hospitality Trust Inc          | CUSIP: 044103869<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4756 | NS      | $21259.32     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| EPR Properties                 | EPR Properties                         | CUSIP: 26884U109<br>LEI: 549300YSSXFHMPOWZ492 | Long             | EC               | CORP              | US        |     10343 | NS      | $390137.96    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Essex Property Trust Inc       | Essex Property Trust Inc               | CUSIP: 297178105<br>LEI: 549300TR2H2VEFX0NC60 | Long             | EC               | CORP              | US        |      8928 | NS      | $1892021.76   | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Park Hotels & Resorts Inc      | Park Hotels & Resorts Inc              | CUSIP: 700517105<br>LEI: 5493005UZ5TQN0H6HS73 | Long             | EC               | CORP              | US        |     30997 | NS      | $365454.63    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Equity Commonwealth            | Equity Commonwealth                    | CUSIP: 294628102<br>LEI: 549300YPGVU9PR4L0606 | Long             | EC               | CORP              | US        |     15085 | NS      | $376672.45    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Extra Space Storage Inc        | Extra Space Storage Inc                | CUSIP: 30225T102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     18463 | NS      | $2717384.34   | 2.04%             |  |  |  | No            |                  1 | On Loan: No      |
| UMH Properties Inc             | UMH Properties Inc                     | CUSIP: 903002103<br>LEI: 529900OM5K3PJ11F0Q09 | Long             | EC               | CORP              | US        |      7147 | NS      | $115066.70    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| DiamondRock Hospitality Co     | DiamondRock Hospitality Co             | CUSIP: 252784301<br>LEI: 529900KKD4BPVBUAQ734 | Long             | EC               | CORP              | US        |     28864 | NS      | $236396.16    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Postal Realty Trust Inc        | Postal Realty Trust Inc                | CUSIP: 73757R102<br>LEI: 5493007B7ZZSIJRGWC41 | Long             | EC               | CORP              | US        |      2438 | NS      | $35424.14     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Saul Centers Inc               | Saul Centers Inc                       | CUSIP: 804395101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1779 | NS      | $72369.72     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Urban Edge Properties          | Urban Edge Properties                  | CUSIP: 91704F104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     16189 | NS      | $228103.01    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Host Hotels & Resorts Inc      | Host Hotels & Resorts Inc              | CUSIP: 44107P104<br>LEI: N6EL63S0K3PB1YFTDI24 | Long             | EC               | CORP              | US        |     98573 | NS      | $1582096.65   | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Veris Residential Inc          | Veris Residential Inc                  | CUSIP: 554489104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10926 | NS      | $174051.18    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Empire State Realty Trust Inc  | Empire State Realty Trust Inc          | CUSIP: 292104106<br>LEI: 549300VOKY1DUEQSB456 | Long             | EC               | CORP              | US        |     18137 | NS      | $122243.38    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CareTrust REIT Inc             | CareTrust REIT Inc                     | CUSIP: 14174T107<br>LEI: 5493001NVXE2B9GPLU96 | Long             | EC               | CORP              | US        |     13375 | NS      | $248507.50    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Hudson Pacific Properties Inc  | Hudson Pacific Properties Inc          | CUSIP: 444097109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     17680 | NS      | $172026.40    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Diversified Healthcare Trust   | Diversified Healthcare Trust           | CUSIP: 25525P107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     33044 | NS      | $21372.86     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CTO Realty Growth Inc          | CTO Realty Growth Inc                  | CUSIP: 22948Q101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2279 | NS      | $41660.12     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Global Medical REIT Inc        | Global Medical REIT Inc                | CUSIP: 37954A204<br>LEI: 549300HFRIPQDYU3GU60 | Long             | EC               | CORP              | US        |      8492 | NS      | $80504.16     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| LTC Properties Inc             | LTC Properties Inc                     | CUSIP: 502175102<br>LEI: 549300NRZP8IJG2KY677 | Long             | EC               | CORP              | US        |      5585 | NS      | $198435.05    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| NexPoint Residential Trust Inc | NexPoint Residential Trust Inc         | CUSIP: 65341D102<br>LEI: 549300U2J6XVYBF87166 | Long             | EC               | CORP              | US        |      3135 | NS      | $136435.20    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| UDR Inc                        | UDR Inc                                | CUSIP: 902653104<br>LEI: P3CH2EG5X6Z1XWU1OO74 | Long             | EC               | CORP              | US        |     42186 | NS      | $1633863.78   | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Sunstone Hotel Investors Inc   | Sunstone Hotel Investors Inc           | CUSIP: 867892101<br>LEI: 529900ZQ2V52V96ATF67 | Long             | EC               | CORP              | US        |     29006 | NS      | $280197.96    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-22

**Name of Applicant:** First Trust Exchange-Traded Fund

**Signature:** Donald P. Swade

**Name of Signer:** Donald P. Swade

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer