# EDGAR Filing Document

**Accession Number:** 0001501825
**File Stem:** 0001410368-26-030415
**Filing Date:** 2026-3
**Character Count:** 55434
**Document Hash:** 67c2edf24d900f58bcffc1f5b87f47ce
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001410368-26-030415.hdr.sgml**: 20260325

**ACCESSION NUMBER**: 0001410368-26-030415

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260131

**FILED AS OF DATE**: 20260325

**DATE AS OF CHANGE**: 20260325

**PERIOD START**: 20260731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Hartford Funds Exchange-Traded Trust
- **CENTRAL INDEX KEY:** 0001501825

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23222
- **FILM NUMBER:** 26792297

**BUSINESS ADDRESS:**
- **STREET 1:** 690 LEE ROAD
- **CITY:** WAYNE
- **STATE:** PA
- **ZIP:** 19087
- **BUSINESS PHONE:** 610-386-4068

**MAIL ADDRESS:**
- **STREET 1:** 690 LEE ROAD
- **CITY:** WAYNE
- **STATE:** PA
- **ZIP:** 19087

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Hartford Active Exchange-Traded Fund Trust
- **DATE OF NAME CHANGE:** 20100921

## Series and Classes Contracts Data

### Hartford AAA CLO ETF (Series ID: S000061914)

| Class ID   | Class Name           | Ticker Symbol   |
|:---|:---|:---|
| C000200624 | Hartford AAA CLO ETF | TRPA            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Hartford Funds Exchange-Traded Trust

- **b. Investment Company Act file number:** 811-23222

- **c. CIK number of Registrant:** 0001501825

- **d. LEI of Registrant:** 549300IA3XO4BB2LUL19

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 690 LEE ROAD

  - **City:** WAYNE

  - **State:** PA

  - **Foreign country:** US

  - **Zip / Postal Code:** 19087

  - **Telephone number:** 610-386-4068

**Item A.2. Information about the Series.**

- **a. Name of Series:** Hartford AAA CLO ETF

- **b. EDGAR series identifier (if any):** S000061914

- **c. LEI of Series:** 549300FUVHXM8XPJVH45

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-07-31

- **b. Date as of which information is reported:** 2026-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $109906449.84

**Total Liabilities:** $959039.66

**Net Assets:** $108947410.18

**Delayed Delivery Securities:** $500000.00

**Cash Not Reported:** $566864.39

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** -114.16000000 | **1-Year:** -4370.30000000 | **5-Year:** -22775.16000000 | **10-Year:** -2119.77000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** -35.81000000 | **1-Year:** -1050.71000000 | **5-Year:** -13098.74000000 | **10-Year:** -2191.66000000 | **30-Year:** -53.34000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000200624 | 0.41%                | 0.44%                | 0.56%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $1300.48                 | $-20587.19                                 |
| Month 2  | $-15863.06               | $21790.96                                  |
| Month 3  | $0.00                    | $133298.23                                 |

### Schedule of Portfolio Investments

| Name                                     | Title                                           | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| AGL CLO 3 Ltd.                           | AGL CLO 3 LTD                                   | CUSIP: 00119MAN9<br>LEI: 549300LS0REDUXQSHW18 | Long             | ABS-CBDO         | CORP              | KY        |   2000000 | PA      | $2001948.00   | 1.84%             | 2038-04-15      | Floating      | 4.82%                 | No            |                  2 | On Loan: No      |
| AGL CLO Ltd.                             | AGL CLO 33 Ltd                                  | CUSIP: 00121DAA3<br>LEI: 254900FQ0489DHYW7509 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1002490.00   | 0.92%             | 2037-07-21      | Floating      | 5.02%                 | No            |                  2 | On Loan: No      |
| ARES CLO Ltd                             | Ares XXVII CLO Ltd                              | CUSIP: 00190YBP9<br>LEI: 549300BC3E2Y44TL8536 | Long             | ABS-CBDO         | CORP              | KY        |   3750000 | PA      | $3750000.00   | 3.44%             | 2034-10-28      | Floating      | 4.82%                 | No            |                  2 | On Loan: No      |
| Aimco                                    | AIMCO CLO Series 2017-A                         | CUSIP: 00900CAW4<br>LEI: 549300MMTPNJGGRMPB33 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $999732.00    | 0.92%             | 2038-01-20      | Floating      | 4.81%                 | No            |                  2 | On Loan: No      |
| Aimco                                    | AIMCO CLO Series 2018-A                         | CUSIP: 00900GAN5<br>LEI: 549300MMTPNJGGRMPB33 | Long             | ABS-CBDO         | CORP              | KY        |    375000 | PA      | $375966.00    | 0.35%             | 2037-10-17      | Floating      | 5.19%                 | No            |                  2 | On Loan: No      |
| Allegany Park CLO, Ltd.                  | Allegany Park CLO Ltd                           | CUSIP: 017154AU9<br>LEI: 549300D5KL0IVFLIND32 | Long             | ABS-CBDO         | CORP              | KY        |    400000 | PA      | $400162.80    | 0.37%             | 2035-01-20      | Floating      | 4.77%                 | No            |                  2 | On Loan: No      |
| Apidos CLO                               | Apidos CLO XXXIX Ltd                            | CUSIP: 03766HAQ3<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | JE        |   1000000 | PA      | $1003936.00   | 0.92%             | 2038-10-21      | Floating      | 4.90%                 | No            |                  2 | On Loan: No      |
| Apidos CLO                               | Apidos CLO XXVIII                               | CUSIP: 03767CAQ3<br>LEI: 549300QCAOUF4OXOI275 | Long             | ABS-CBDO         | CORP              | KY        |    600000 | PA      | $603063.00    | 0.55%             | 2038-10-20      | Floating      | 5.32%                 | No            |                  2 | On Loan: No      |
| Apidos CLO                               | Apidos CLO XXXIII                               | CUSIP: 03768MAY3<br>LEI: 549300DDYHDQJDDDWB27 | Long             | ABS-CBDO         | CORP              | KY        |    800000 | PA      | $803032.00    | 0.74%             | 2038-04-24      | Floating      | 5.62%                 | No            |                  2 | On Loan: No      |
| Apidos CLO                               | Apidos CLO XLVI Ltd                             | CUSIP: 03770RAQ5<br>LEI: 254900XSALC4GJ58ZP29 | Long             | ABS-CBDO         | CORP              | JE        |    675000 | PA      | $676831.28    | 0.62%             | 2038-10-24      | Floating      | 5.31%                 | No            |                  2 | On Loan: No      |
| Apidos CLO                               | Apidos CLO L                                    | CUSIP: 03771MAA0<br>LEI: 2549007IRDJIM26V8J63 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1002601.00   | 0.92%             | 2038-01-20      | Floating      | 5.01%                 | No            |                  2 | On Loan: No      |
| ARES CLO Ltd                             | Ares LXIII CLO Ltd                              | CUSIP: 039937AS6<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    650000 | PA      | $654193.15    | 0.60%             | 2038-10-15      | Floating      | 4.98%                 | No            |                  2 | On Loan: No      |
| ARES CLO Ltd                             | Ares LXIII CLO Ltd                              | CUSIP: 039937AU1<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    550000 | PA      | $551057.65    | 0.51%             | 2038-10-15      | Floating      | 5.27%                 | No            |                  2 | On Loan: No      |
| ARES CLO Ltd                             | Ares XLIII CLO Ltd                              | CUSIP: 04016PAS7<br>LEI: 549300ECLIGB6OZRBA51 | Long             | ABS-CBDO         | CORP              | KY        |    500000 | PA      | $502275.00    | 0.46%             | 2038-01-15      | Floating      | 5.02%                 | No            |                  2 | On Loan: No      |
| ARES CLO Ltd                             | Ares XLIII CLO Ltd                              | CUSIP: 04016PAY4<br>LEI: 549300ECLIGB6OZRBA51 | Long             | ABS-CBDO         | CORP              | KY        |    450000 | PA      | $451318.95    | 0.41%             | 2038-01-15      | Floating      | 5.62%                 | No            |                  2 | On Loan: No      |
| ARES CLO Ltd                             | ARES LX CLO LTD                                 | CUSIP: 04018FAJ7<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1001584.00   | 0.92%             | 2034-07-18      | Floating      | 4.85%                 | No            |                  2 | On Loan: No      |
| Bain Capital Credit CLO, Limited         | Bain Capital Credit CLO 2019-2                  | CUSIP: 05682LBA4<br>LEI: 549300WZ8E2KQS66KT95 | Long             | ABS-CBDO         | CORP              | KY        |   1129005 | PA      | $1129877.77   | 1.04%             | 2032-10-17      | Floating      | 4.59%                 | No            |                  2 | On Loan: No      |
| Bain Capital Credit CLO, Limited         | Bain Capital Credit CLO 2023-1 Ltd              | CUSIP: 05685NAN0<br>LEI: 549300OV3LSQ8RJ1DY13 | Long             | ABS-CBDO         | CORP              | JE        |   1350000 | PA      | $1358490.15   | 1.25%             | 2038-07-16      | Floating      | 5.07%                 | No            |                  2 | On Loan: No      |
| Ballyrock Ltd                            | Ballyrock CLO 21 Ltd                            | CUSIP: 05874JAN0<br>LEI: 254900FOV48Z8K26JH50 | Long             | ABS-CBDO         | CORP              | JE        |    600000 | PA      | $600793.80    | 0.55%             | 2037-10-20      | Floating      | 5.23%                 | No            |                  2 | On Loan: No      |
| Ballyrock Ltd                            | Ballyrock CLO 15 Ltd                            | CUSIP: 05875TAQ0<br>LEI: 254900DRHPTI08KKW784 | Long             | ABS-CBDO         | CORP              | KY        |    675000 | PA      | $676572.75    | 0.62%             | 2038-01-15      | Floating      | 5.52%                 | No            |                  2 | On Loan: No      |
| Ballyrock Ltd                            | Ballyrock CLO 28 Ltd                            | CUSIP: 05876HAG7<br>LEI: 2549006FL37LMQQU3H44 | Long             | ABS-CBDO         | CORP              | KY        |    775000 | PA      | $775992.78    | 0.71%             | 2038-01-20      | Floating      | 5.52%                 | No            |                  2 | On Loan: No      |
| Ballyrock Ltd                            | Ballyrock CLO 16 Ltd                            | CUSIP: 05876KAL9<br>LEI: 2549003CI27B7ZDOMR46 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1001219.00   | 0.92%             | 2038-04-20      | Floating      | 4.82%                 | No            |                  2 | On Loan: No      |
| Ballyrock Ltd                            | Ballyrock CLO 17 Ltd                            | CUSIP: 05876LAN3<br>LEI: 254900J6ILFT5YJVHO91 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1001943.00   | 0.92%             | 2038-10-20      | Floating      | 5.17%                 | No            |                  2 | On Loan: No      |
| Babson CLO Ltd                           | Barings CLO Ltd 2019-II                         | CUSIP: 06761HAU2<br>LEI: 549300JIWL5GWW2H2336 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1002762.00   | 0.92%             | 2038-01-15      | Floating      | 5.02%                 | No            |                  2 | On Loan: No      |
| Babson CLO Ltd                           | Barings CLO Ltd 2020-IV                         | CUSIP: 06762BAS9<br>LEI: 549300Q89L7I93JSRH83 | Long             | ABS-CBDO         | CORP              | KY        |    850000 | PA      | $852351.10    | 0.78%             | 2037-10-20      | Floating      | 5.04%                 | No            |                  2 | On Loan: No      |
| Babson CLO Ltd                           | Barings CLO Ltd 2020-I                          | CUSIP: 06762LAR9<br>LEI: 549300VMZDDY0435KV08 | Long             | ABS-CBDO         | CORP              | KY        |    500000 | PA      | $501054.50    | 0.46%             | 2038-01-15      | Floating      | 4.93%                 | No            |                  2 | On Loan: No      |
| Babson CLO Ltd                           | Barings CLO Ltd 2020-I                          | CUSIP: 06762LAX6<br>LEI: 549300VMZDDY0435KV08 | Long             | ABS-CBDO         | CORP              | KY        |    425000 | PA      | $426490.90    | 0.39%             | 2038-01-15      | Floating      | 5.57%                 | No            |                  2 | On Loan: No      |
| Babson CLO Ltd                           | Barings CLO Ltd 2024-I                          | CUSIP: 06763VAC9<br>LEI: 2549005VRCK51O5LRS39 | Long             | ABS-CBDO         | CORP              | KY        |    290000 | PA      | $290738.63    | 0.27%             | 2037-01-20      | Floating      | 5.77%                 | No            |                  2 | On Loan: No      |
| Benefit Street Partners CLO Ltd          | Benefit Street Partners CLO XV Ltd              | CUSIP: 08179MAN9<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   2000000 | PA      | $2005558.00   | 1.84%             | 2037-07-15      | Floating      | 5.06%                 | No            |                  2 | On Loan: No      |
| Benefit Street Partners CLO Ltd          | Benefit Street Partners CLO IV Ltd              | CUSIP: 08180FCG4<br>LEI: 5493002BNZCV0YE1MG83 | Long             | ABS-CBDO         | CORP              | KY        |   1195000 | PA      | $1197189.24   | 1.10%             | 2038-10-20      | Floating      | 4.92%                 | No            |                  2 | On Loan: No      |
| Benefit Street Partners CLO Ltd          | Benefit Street Partners CLO XXXVIII Ltd         | CUSIP: 08183FAA6<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    500000 | PA      | $501375.00    | 0.46%             | 2038-01-25      | Floating      | 4.98%                 | No            |                  2 | On Loan: No      |
| BLACKROCK RAINIER CLO LTD                | Blackrock DLF IX-L CLO LP                       | CUSIP: 09262WAA1<br>LEI: 529900PIQJ22PE14WV03 | Long             | ABS-CBDO         | CORP              | US        |    906660 | PA      | $908258.46    | 0.83%             | 2033-10-20      | Floating      | 6.05%                 | No            |                  2 | On Loan: No      |
| Bluemountain CLO Ltd                     | BlueMountain CLO 2016-3 Ltd                     | CUSIP: 09628VAY0<br>LEI: 549300EYIDIF4X8MHI21 | Long             | ABS-CBDO         | CORP              | KY        |   1100000 | PA      | $1100733.70   | 1.01%             | 2030-11-15      | Floating      | 5.55%                 | No            |                  2 | On Loan: No      |
| CIFC Funding Ltd                         | CIFC Funding 2021-IV Ltd                        | CUSIP: 12547DAQ9<br>LEI: 2549005S1LQJ8MBPXW05 | Long             | ABS-CBDO         | CORP              | KY        |    250000 | PA      | $250136.50    | 0.23%             | 2037-07-23      | Floating      | 5.57%                 | No            |                  2 | On Loan: No      |
| CIFC Funding Ltd                         | CIFC Funding 2013-III-R Ltd                     | CUSIP: 12552MAN8<br>LEI: 549300JZARV9CBLL1S14 | Long             | ABS-CBDO         | CORP              | KY        |    250000 | PA      | $250046.25    | 0.23%             | 2031-04-24      | Floating      | 4.87%                 | No            |                  2 | On Loan: No      |
| CIFC Funding Ltd                         | CIFC Funding 2020-I Ltd                         | CUSIP: 12555QAN6<br>LEI: 2549005S1LQJ8MBPXW05 | Long             | ABS-CBDO         | CORP              | KY        |    300000 | PA      | $300462.60    | 0.28%             | 2036-07-15      | Floating      | 5.08%                 | No            |                  2 | On Loan: No      |
| CIFC Funding Ltd                         | CIFC Funding 2019-VI Ltd                        | CUSIP: 12555XAN1<br>LEI: 2549005S1LQJ8MBPXW05 | Long             | ABS-CBDO         | CORP              | KY        |    825000 | PA      | $827654.03    | 0.76%             | 2037-07-16      | Floating      | 5.12%                 | No            |                  2 | On Loan: No      |
| CIFC Funding Ltd                         | CIFC Funding 2020-IV Ltd                        | CUSIP: 12562RAJ4<br>LEI: 2549005S1LQJ8MBPXW05 | Long             | ABS-CBDO         | CORP              | KY        |    250000 | PA      | $251114.75    | 0.23%             | 2040-01-15      | Floating      | 4.97%                 | No            |                  2 | On Loan: No      |
| CIFC Funding Ltd                         | CIFC Funding 2021-III Ltd                       | CUSIP: 12564DAL8<br>LEI: 2549005S1LQJ8MBPXW05 | Long             | ABS-CBDO         | CORP              | KY        |   1100000 | PA      | $1104137.10   | 1.01%             | 2038-10-15      | Floating      | 5.12%                 | No            |                  2 | On Loan: No      |
| CIFC Funding Ltd                         | CIFC Funding 2021-V Ltd                         | CUSIP: 12565EAM3<br>LEI: 2549005S1LQJ8MBPXW05 | Long             | ABS-CBDO         | CORP              | KY        |    675000 | PA      | $675270.68    | 0.62%             | 2038-01-15      | Floating      | 5.47%                 | No            |                  2 | On Loan: No      |
| CIFC Funding Ltd                         | CIFC Funding 2022-I Ltd                         | CUSIP: 12570LAA6<br>LEI: 2549005S1LQJ8MBPXW05 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1001301.00   | 0.92%             | 2035-04-17      | Floating      | 4.99%                 | No            |                  2 | On Loan: No      |
| CIFC Funding Ltd                         | Cifc Funding 2023-III Ltd                       | CUSIP: 12598YAN8<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    500000 | PA      | $500150.50    | 0.46%             | 2039-01-20      | Floating      | 0.00%                 | No            |                  2 | On Loan: No      |
| CTM CLO Ltd                              | CTM CLO 2025-1 Ltd                              | CUSIP: 12719PAA9<br>LEI: 254900KXN2P7HDYVVW84 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1004111.00   | 0.92%             | 2038-07-15      | Floating      | 5.17%                 | No            |                  2 | On Loan: No      |
| Carlyle Global Market Strategies         | Carlyle Global Market Strategies CLO 2016-3 Ltd | CUSIP: 14311UBE7<br>LEI: 5493000C19IMTVUCMB96 | Long             | ABS-CBDO         | CORP              | KY        |    650000 | PA      | $650959.40    | 0.60%             | 2034-07-20      | Floating      | 5.47%                 | No            |                  2 | On Loan: No      |
| Carlyle Global Market Strategies         | CARLYLE US CLO 2021-6 LTD                       | CUSIP: 143133AN6<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1002107.00   | 0.92%             | 2038-01-15      | Floating      | 4.96%                 | No            |                  2 | On Loan: No      |
| Carlyle Global Market Strategies         | CARLYLE US CLO 2021-1 LTD                       | CUSIP: 14316MAQ4<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    500000 | PA      | $501236.50    | 0.46%             | 2040-01-15      | Floating      | 5.67%                 | No            |                  2 | On Loan: No      |
| CIFC Funding Ltd                         | CIFC Funding 2018-II Ltd                        | CUSIP: 17180WAL9<br>LEI: 635400A7PBKNR7KBOY58 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1002760.00   | 0.92%             | 2037-10-20      | Floating      | 5.27%                 | No            |                  2 | On Loan: No      |
| CIFC Funding Ltd                         | CIFC Funding 2017-I Ltd                         | CUSIP: 17181PAC3<br>LEI: 549300X1SKS4LNS5LQ62 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1002140.00   | 0.92%             | 2037-04-21      | Floating      | 5.22%                 | No            |                  2 | On Loan: No      |
| CIFC Funding Ltd                         | CIFC Funding 2019-IV Ltd                        | CUSIP: 17182XAW1<br>LEI: 2549005S1LQJ8MBPXW05 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1005859.00   | 0.92%             | 2038-07-15      | Floating      | 4.97%                 | No            |                  2 | On Loan: No      |
| Danby Park CLO, Ltd                      | Danby Park CLO Ltd                              | CUSIP: 236057AN5<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | JE        |   1000000 | PA      | $1004886.00   | 0.92%             | 2037-10-21      | Floating      | 5.03%                 | No            |                  2 | On Loan: No      |
| Dryden Senior Loan Fund                  | Dryden 53 CLO Ltd                               | CUSIP: 26243EAR2<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    250000 | PA      | $250119.50    | 0.23%             | 2031-01-15      | Floating      | 4.97%                 | No            |                  2 | On Loan: No      |
| Dryden Senior Loan Fund                  | Dryden 94 CLO Ltd                               | CUSIP: 26251VAJ1<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1003268.00   | 0.92%             | 2037-10-15      | Floating      | 5.03%                 | No            |                  2 | On Loan: No      |
| Eaton Vance CDO Ltd                      | Eaton Vance CLO 2013-1 Ltd                      | CUSIP: 27830BBY9<br>LEI: 5493001O5CL3BBUIEH94 | Long             | ABS-CBDO         | CORP              | KY        |    750000 | PA      | $752430.00    | 0.69%             | 2038-10-15      | Floating      | 5.01%                 | No            |                  2 | On Loan: No      |
| Elmwood CLO II Ltd.                      | Elmwood CLO II Ltd                              | CUSIP: 29001LAW1<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1002913.00   | 0.92%             | 2037-10-20      | Floating      | 5.02%                 | No            |                  2 | On Loan: No      |
| Elmwood CLO X Ltd                        | Elmwood CLO X Ltd                               | CUSIP: 29002VAW8<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1005455.00   | 0.92%             | 2038-07-20      | Floating      | 4.97%                 | No            |                  2 | On Loan: No      |
| Elmwood CLO 15 Ltd                       | Elmwood CLO 15 Ltd                              | CUSIP: 29003JAN4<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | JE        |   1000000 | PA      | $1000682.00   | 0.92%             | 2035-04-22      | Floating      | 4.82%                 | No            |                  2 | On Loan: No      |
| Elmwood CLO 14 Ltd                       | Elmwood CLO 14 Ltd                              | CUSIP: 29003WAL9<br>LEI: 254900OL3XXZ9LCM4Q21 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1006179.00   | 0.92%             | 2038-10-20      | Floating      | 4.97%                 | No            |                  2 | On Loan: No      |
| Elmwood CLO 19 Ltd                       | Elmwood CLO 19 Ltd                              | CUSIP: 29004JAW3<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1004254.00   | 0.92%             | 2038-10-17      | Floating      | 4.91%                 | No            |                  2 | On Loan: No      |
| Empower CLO Ltd.                         | Empower CLO 2024-1 Ltd                          | CUSIP: 29244RAA3<br>LEI: 213800DM8ZNUIQ1JCN40 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1002500.00   | 0.92%             | 2037-04-25      | Floating      | 5.27%                 | No            |                  2 | On Loan: No      |
| 522 Funding CLO Ltd                      | 522 Funding CLO 2017-1 A Ltd                    | CUSIP: 33836JAC3<br>LEI: 635400A6LSLGJQHVOZ36 | Long             | ABS-CBDO         | CORP              | KY        |   1600000 | PA      | $1602531.20   | 1.47%             | 2034-10-20      | Floating      | 5.11%                 | No            |                  2 | On Loan: No      |
| Flatiron CLO Ltd                         | Flatiron RR CLO 27 LTD                          | CUSIP: 33882JAA0<br>LEI: 254900DN5GP1YLQEIW03 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1004086.00   | 0.92%             | 2037-10-18      | Floating      | 5.03%                 | No            |                  2 | On Loan: No      |
| Flatiron CLO Ltd                         | Flatiron CLO 20 Ltd                             | CUSIP: 33883MAW4<br>LEI: 25490077CXFU133A8B24 | Long             | ABS-CBDO         | CORP              | KY        |    550000 | PA      | $552063.60    | 0.51%             | 2038-11-20      | Floating      | 5.34%                 | No            |                  2 | On Loan: No      |
| Franklin Park Place CLO                  | Franklin Park Place CLO VI LLC                  | CUSIP: 35455HAJ7<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    440000 | PA      | $442531.76    | 0.41%             | 2038-07-15      | Floating      | 5.67%                 | No            |                  2 | On Loan: No      |
| Galaxy CLO Ltd                           | Galaxy XXV CLO Ltd                              | CUSIP: 36319XBA4<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    500000 | PA      | $500759.00    | 0.46%             | 2036-04-25      | Floating      | 4.78%                 | No            |                  2 | On Loan: No      |
| Kennedy Lewis CLO Ltd                    | Kennedy Lewis CLO 9 Ltd                         | CUSIP: 37147LAN9<br>LEI: 549300OYEZ11WGJ2SS19 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1004016.00   | 0.92%             | 2038-01-20      | Floating      | 5.02%                 | No            |                  2 | On Loan: No      |
| Kennedy Lewis CLO Ltd                    | Kennedy Lewis CLO 10 Ltd                        | CUSIP: 37148DAW6<br>LEI: 549300HJXIXJNOK1KU82 | Long             | ABS-CBDO         | CORP              | KY        |    320000 | PA      | $320210.24    | 0.29%             | 2038-01-22      | Floating      | 5.47%                 | No            |                  2 | On Loan: No      |
| Kennedy Lewis CLO Ltd                    | Kennedy Lewis CLO 8 Ltd                         | CUSIP: 37148EAU8<br>LEI: 2549002O2LJ1LE1W2D54 | Long             | ABS-CBDO         | CORP              | KY        |    500000 | PA      | $502209.00    | 0.46%             | 2038-01-20      | Floating      | 5.77%                 | No            |                  2 | On Loan: No      |
| GoldenTree Loan Management US CLO1, LTD  | GoldenTree Loan Management US CLO 16 Ltd        | CUSIP: 38090AAQ1<br>LEI: 549300KYU0TCMXRAI217 | Long             | ABS-CBDO         | CORP              | JE        |    900000 | PA      | $900192.60    | 0.83%             | 2038-01-20      | Floating      | 4.79%                 | No            |                  2 | On Loan: No      |
| GoldenTree Loan Management US CLO19, LTD | GoldenTree Loan Management US CLO 19 Ltd        | CUSIP: 38138WAC8<br>LEI: 9845000ND1D1M408P483 | Long             | ABS-CBDO         | CORP              | JE        |    250000 | PA      | $250248.25    | 0.23%             | 2037-04-20      | Floating      | 5.17%                 | No            |                  2 | On Loan: No      |
| GoldenTree Loan Management US CLO1, LTD  | Goldentree Loan Management US Clo 15 Ltd        | CUSIP: 38139BBC2<br>LEI: 549300JGUKVX0EDNOJ93 | Long             | ABS-CBDO         | CORP              | JE        |   1000000 | PA      | $1003593.00   | 0.92%             | 2038-10-20      | Floating      | 5.10%                 | No            |                  2 | On Loan: No      |
| GoldenTree Loan Management US CLO1, LTD  | GoldenTree Loan Management US CLO 24 Ltd        | CUSIP: 38139VAC9<br>LEI: 254900PS1VHPJR2OTF82 | Long             | ABS-CBDO         | CORP              | KY        |    500000 | PA      | $499866.00    | 0.46%             | 2038-10-20      | Floating      | 4.82%                 | No            |                  2 | On Loan: No      |
| Golub Capital Partners CLO Ltd           | Golub Capital Partners CLO 67M                  | CUSIP: 38179PAA7<br>LEI: 2549002FTXMYDDCWWA09 | Long             | ABS-CBDO         | CORP              | US        |   1000000 | PA      | $1004210.00   | 0.92%             | 2036-05-09      | Floating      | 6.36%                 | No            |                  2 | On Loan: No      |
| Golub Capital Partners CLO Ltd           | Golub Capital Partners CLO 80M                  | CUSIP: 38180WAA9<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | US        |    825000 | PA      | $825688.88    | 0.76%             | 2039-05-09      | Floating      | 5.22%                 | No            |                  2 | On Loan: No      |
| Golub Capital Partners CLO Ltd           | Golub Capital Partners Clo 45M Ltd              | CUSIP: 381931AC8<br>LEI: 254900SGGS5FSVUNJG17 | Long             | ABS-CBDO         | CORP              | KY        |    300000 | PA      | $300455.40    | 0.28%             | 2037-07-20      | Floating      | 5.29%                 | No            |                  2 | On Loan: No      |
| HLEND CLO LLC                            | Hlend CLO 2025-3 LLC                            | CUSIP: 403961AC9<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | US        |    520000 | PA      | $521628.12    | 0.48%             | 2037-01-20      | Floating      | 5.37%                 | No            |                  2 | On Loan: No      |
| HLEND CLO LLC                            | HLEND CLO 2023-1 LLC                            | CUSIP: 433922AJ0<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | US        |   1000000 | PA      | $1000483.00   | 0.92%             | 2038-10-22      | Floating      | 5.11%                 | No            |                  2 | On Loan: No      |
| KKR Financial CLO Ltd                    | KKR Clo 24 Ltd                                  | CUSIP: 48252RAN4<br>LEI: 549300LGO0WGOG6NE245 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1000395.00   | 0.92%             | 2032-04-20      | Floating      | 5.38%                 | No            |                  2 | On Loan: No      |
| KKR Financial CLO Ltd                    | KKR CLO 52 Ltd                                  | CUSIP: 48255XAN8<br>LEI: 2549002TMLB67HEXS124 | Long             | ABS-CBDO         | CORP              | KY        |   2000000 | PA      | $2006280.00   | 1.84%             | 2038-07-16      | Floating      | 4.99%                 | No            |                  2 | On Loan: No      |
| Kings Park CLO Ltd                       | Kings Park CLO Ltd                              | CUSIP: 496094AQ6<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1075000 | PA      | $1077968.08   | 0.99%             | 2039-01-21      | Floating      | 4.87%                 | No            |                  2 | On Loan: No      |
| Madison Park Funding Ltd                 | Madison Park Funding XXXVII Ltd                 | CUSIP: 55817EAW6<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1002210.00   | 0.92%             | 2037-04-15      | Floating      | 5.20%                 | No            |                  2 | On Loan: No      |
| Madison Park Funding Ltd                 | Madison Park Funding XVII Ltd                   | CUSIP: 55818YCJ8<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    675000 | PA      | $677008.80    | 0.62%             | 2037-10-21      | Floating      | 5.72%                 | No            |                  2 | On Loan: No      |
| Madison Park Funding Ltd                 | Madison Park Funding XIX Ltd                    | CUSIP: 55819QBJ5<br>LEI: 254900END3IQSN7CTN87 | Long             | ABS-CBDO         | CORP              | KY        |    660000 | PA      | $660330.00    | 0.61%             | 2037-01-22      | Floating      | 5.27%                 | No            |                  2 | On Loan: No      |
| Madison Park Funding Ltd                 | Madison Park Funding LI Ltd                     | CUSIP: 55821GAS4<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    550000 | PA      | $552075.15    | 0.51%             | 2038-10-19      | Floating      | 5.12%                 | No            |                  2 | On Loan: No      |
| Madison Park Funding Ltd                 | Madison Park Funding LXXV Ltd                   | CUSIP: 55823WAC2<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1020000 | PA      | $1022888.64   | 0.94%             | 2039-01-17      | Floating      | 5.11%                 | No            |                  2 | On Loan: No      |
| Magnetite CLO Ltd                        | Magnetite XXXVII Ltd                            | CUSIP: 55952AAL3<br>LEI: 529900QDM2RO966NLE49 | Long             | ABS-CBDO         | CORP              | KY        |    250000 | PA      | $250461.75    | 0.23%             | 2038-10-25      | Floating      | 4.87%                 | No            |                  2 | On Loan: No      |
| Magnetite CLO Ltd                        | Magnetite XXVIII Ltd                            | CUSIP: 55955LAS1<br>LEI: 54930077HHZ1QV5CPQ30 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1002102.00   | 0.92%             | 2038-01-15      | Floating      | 4.91%                 | No            |                  2 | On Loan: No      |
| Neuberger Berman CLO Ltd                 | Neuberger Berman CLO XVI-S Ltd                  | CUSIP: 64131TAY0<br>LEI: 549300UHUHCR3388B324 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1002701.00   | 0.92%             | 2039-04-15      | Floating      | 4.85%                 | No            |                  2 | On Loan: No      |
| Neuberger Berman CLO Ltd                 | Neuberger Berman Loan Advisers CLO 31 Ltd       | CUSIP: 64132JAW5<br>LEI: 5493007OZE2103TZO049 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1002131.00   | 0.92%             | 2039-01-20      | Floating      | 4.90%                 | No            |                  2 | On Loan: No      |
| Neuberger Berman CLO Ltd                 | Neuberger Berman Loan Advisers NBLA CLO 52 Ltd  | CUSIP: 64135FAS9<br>LEI: 5493008RV69QDGFCMY47 | Long             | ABS-CBDO         | CORP              | JE        |    375000 | PA      | $375868.13    | 0.34%             | 2038-10-24      | Floating      | 5.67%                 | No            |                  2 | On Loan: No      |
| Niagara Park CLO, Ltd.                   | Niagara Park Clo Ltd                            | CUSIP: 65357LAW5<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    500000 | PA      | $501716.00    | 0.46%             | 2038-01-17      | Floating      | 5.67%                 | No            |                  2 | On Loan: No      |
| OCP CLO Ltd                              | OCP CLO 2016-12 Ltd                             | CUSIP: 67092RAY4<br>LEI: 254900U8BS6KLMI9K654 | Long             | ABS-CBDO         | CORP              | KY        |    995000 | PA      | $1000120.27   | 0.92%             | 2037-10-18      | Floating      | 5.04%                 | No            |                  2 | On Loan: No      |
| OCP CLO Ltd                              | OCP CLO 2017-13 Ltd                             | CUSIP: 67097LAZ9<br>LEI: 254900M77QLN2EBJHE11 | Long             | ABS-CBDO         | CORP              | KY        |    500000 | PA      | $501373.50    | 0.46%             | 2037-11-26      | Floating      | 5.67%                 | No            |                  2 | On Loan: No      |
| OCP CLO Ltd                              | OCP CLO 2017-14 Ltd                             | CUSIP: 67097QAQ8<br>LEI: 25490025Q5WQX513IQ05 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1002197.00   | 0.92%             | 2037-07-20      | Floating      | 5.24%                 | No            |                  2 | On Loan: No      |
| Oak Hill Credit Partners                 | OHA Credit Funding 7 Ltd                        | CUSIP: 67098WAY7<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1002275.00   | 0.92%             | 2038-07-19      | Floating      | 4.95%                 | No            |                  2 | On Loan: No      |
| OCP CLO Ltd                              | OCP CLO 2020-18 Ltd                             | CUSIP: 671078AW3<br>LEI: 254900MN6N176YEZLX15 | Long             | ABS-CBDO         | CORP              | KY        |    850000 | PA      | $853132.25    | 0.78%             | 2037-07-20      | Floating      | 5.04%                 | No            |                  2 | On Loan: No      |
| OHA Loan Funding Ltd                     | OHA Loan Funding 2016-1 Ltd                     | CUSIP: 67110UBA6<br>LEI: 54930016024GMIAF7A82 | Long             | ABS-CBDO         | CORP              | KY        |    750000 | PA      | $751134.00    | 0.69%             | 2037-07-20      | Floating      | 5.37%                 | No            |                  2 | On Loan: No      |
| Oak Hill Credit Partners                 | OHA Credit Funding 3 LTD                        | CUSIP: 67112RBC7<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1003051.00   | 0.92%             | 2038-01-20      | Floating      | 4.99%                 | No            |                  2 | On Loan: No      |
| Oak Hill Credit Partners                 | OHA Credit Funding 10-R Ltd                     | CUSIP: 67121RAC7<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    625000 | PA      | $626337.50    | 0.57%             | 2037-07-18      | Floating      | 4.93%                 | No            |                  2 | On Loan: No      |
| Oak Hill Credit Partners                 | OHA Credit Funding 16-R Ltd                     | CUSIP: 67122KAE7<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    780000 | PA      | $782804.10    | 0.72%             | 2038-10-20      | Floating      | 5.07%                 | No            |                  2 | On Loan: No      |
| OCP Aegis CLO Ltd                        | OCP Aegis CLO 2025-47 Ltd                       | CUSIP: 67122UAC9<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    550000 | PA      | $550650.65    | 0.51%             | 2038-01-21      | Floating      | 5.15%                 | No            |                  2 | On Loan: No      |
| Oaktree CLO Ltd                          | Oaktree CLO 2023-1 Ltd                          | CUSIP: 67389DAL5<br>LEI: 254900WZ1Z6PQ6U3P013 | Long             | ABS-CBDO         | CORP              | JE        |    500000 | PA      | $502044.50    | 0.46%             | 2038-04-15      | Floating      | 5.17%                 | No            |                  2 | On Loan: No      |
| Obra CLO Ltd                             | Obra CLO 2 Ltd                                  | CUSIP: 674436AA8<br>LEI: 254900MMN4MOZ34WUC71 | Long             | ABS-CBDO         | CORP              | KY        |    930000 | PA      | $935410.74    | 0.86%             | 2038-07-20      | Floating      | 5.21%                 | No            |                  2 | On Loan: No      |
| Octagon 63 Ltd                           | Octagon 63 Ltd                                  | CUSIP: 67578VAC6<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    635000 | PA      | $636211.58    | 0.58%             | 2037-07-20      | Floating      | 5.38%                 | No            |                  2 | On Loan: No      |
| Octagon 64 Ltd                           | Octagon 64 Ltd                                  | CUSIP: 67579AAY3<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    350000 | PA      | $350552.65    | 0.32%             | 2037-07-21      | Floating      | 5.22%                 | No            |                  2 | On Loan: No      |
| Octagon 60 Ltd                           | Octagon 60 Ltd                                  | CUSIP: 675935AS9<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1002185.00   | 0.92%             | 2037-10-20      | Floating      | 5.25%                 | No            |                  2 | On Loan: No      |
| Oak Hill Credit Partners                 | Oak Hill Credit Partners X-R Ltd                | CUSIP: 67707CBC1<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    500000 | PA      | $499626.00    | 0.46%             | 2038-04-20      | Floating      | 4.80%                 | No            |                  2 | On Loan: No      |
| Palmer Square CLO Ltd                    | Palmer Square CLO 2021-3 Ltd                    | CUSIP: 69688FAN0<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1005395.00   | 0.92%             | 2038-10-15      | Floating      | 4.96%                 | No            |                  2 | On Loan: No      |
| Palmer Square CLO Ltd                    | Palmer Square CLO 2022-3 Ltd                    | CUSIP: 69690AAU1<br>LEI: 5493000CAZ8VWJGUOH13 | Long             | ABS-CBDO         | CORP              | JE        |    850000 | PA      | $851665.15    | 0.78%             | 2037-07-20      | Floating      | 5.22%                 | No            |                  2 | On Loan: No      |
| RR Ltd                                   | RR 38 Ltd                                       | CUSIP: 74988FAE7<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    500000 | PA      | $500696.50    | 0.46%             | 2040-04-15      | Floating      | 5.17%                 | No            |                  2 | On Loan: No      |
| Rad CLO Ltd                              | RAD CLO 27 Ltd                                  | CUSIP: 749972AA3<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1002071.00   | 0.92%             | 2038-01-15      | Floating      | 4.99%                 | No            |                  2 | On Loan: No      |
| Rad CLO Ltd                              | RAD CLO 21 Ltd                                  | CUSIP: 750099AJ2<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    750000 | PA      | $749805.00    | 0.69%             | 2037-01-25      | Floating      | 4.74%                 | No            |                  2 | On Loan: No      |
| Rad CLO Ltd                              | Rad Clo 25 Ltd                                  | CUSIP: 75009GAC1<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | BM        |   1000000 | PA      | $1001909.00   | 0.92%             | 2037-07-20      | Floating      | 5.33%                 | No            |                  2 | On Loan: No      |
| Regatta VII Funding Ltd                  | Regatta VII Funding Ltd                         | CUSIP: 75888ABU9<br>LEI: 549300DA6HSLI0UPTQ25 | Long             | ABS-CBDO         | CORP              | KY        |    500000 | PA      | $500221.50    | 0.46%             | 2034-06-20      | Floating      | 5.14%                 | No            |                  2 | On Loan: No      |
| Regatta XIX Funding Ltd                  | Regatta XIX Funding Ltd                         | CUSIP: 75888EAS7<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    250000 | PA      | $250988.25    | 0.23%             | 2038-10-20      | Floating      | 4.91%                 | No            |                  2 | On Loan: No      |
| Regatta XIX Funding Ltd                  | Regatta XIX Funding Ltd                         | CUSIP: 75888EAU2<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    550000 | PA      | $551663.20    | 0.51%             | 2038-10-20      | Floating      | 5.07%                 | No            |                  2 | On Loan: No      |
| Regatta XXIV Funding Ltd.                | Regatta XXIV Funding Ltd                        | CUSIP: 75889HAN0<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1100000 | PA      | $1102319.90   | 1.01%             | 2038-01-20      | Floating      | 4.99%                 | No            |                  2 | On Loan: No      |
| Regatta XXVI Funding Ltd.                | Regatta XXVI Funding Ltd                        | CUSIP: 75900QAN5<br>LEI: 2549005JVL4XLCX5SY63 | Long             | ABS-CBDO         | CORP              | KY        |    500000 | PA      | $500960.50    | 0.46%             | 2039-01-25      | Floating      | 4.92%                 | No            |                  2 | On Loan: No      |
| Regatta 30 Funding Ltd.                  | Regatta 30 Funding Ltd                          | CUSIP: 75903UAA1<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1003235.00   | 0.92%             | 2038-01-25      | Floating      | 4.99%                 | No            |                  2 | On Loan: No      |
| RR Ltd                                   | RR 42 Ltd                                       | CUSIP: 78109UAA7<br>LEI: 549300V317BEVFPNAZ66 | Long             | ABS-CBDO         | CORP              | KY        |   1100000 | PA      | $1103314.30   | 1.01%             | 2040-10-15      | Floating      | 4.88%                 | No            |                  2 | On Loan: No      |
| RR Ltd                                   | RR 27 Ltd                                       | CUSIP: 78110VAU8<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | BM        |    545000 | PA      | $546946.74    | 0.50%             | 2040-10-15      | Floating      | 5.12%                 | No            |                  2 | On Loan: No      |
| 720 East CLO Ltd.                        | 720 East CLO IV Ltd                             | CUSIP: 81785BAA4<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1000537.00   | 0.92%             | 2037-04-15      | Floating      | 5.27%                 | No            |                  2 | On Loan: No      |
| 720 East CLO Ltd.                        | 720 East CLO 2023-I Ltd                         | CUSIP: 81785EAL4<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    420000 | PA      | $421329.72    | 0.39%             | 2038-04-15      | Floating      | 5.04%                 | No            |                  2 | On Loan: No      |
| 720 East CLO Ltd.                        | 720 East CLO 2023-II Ltd                        | CUSIP: 817941AN7<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1000536.00   | 0.92%             | 2038-10-15      | Floating      | 5.12%                 | No            |                  2 | On Loan: No      |
| 720 East CLO Ltd.                        | 720 East CLO VI Ltd                             | CUSIP: 81800UAA3<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    880000 | PA      | $882684.00    | 0.81%             | 2038-01-20      | Floating      | 5.03%                 | No            |                  2 | On Loan: No      |
| Sixth Street CLO XVI, LTD.               | Sixth Street CLO XXIV Ltd                       | CUSIP: 83011QAA3<br>LEI: 254900750L60VUYV0C32 | Long             | ABS-CBDO         | CORP              | JE        |   1000000 | PA      | $1001312.00   | 0.92%             | 2037-04-23      | Floating      | 5.19%                 | No            |                  2 | On Loan: No      |
| Sixth Street CLO XVI, LTD.               | Sixth Street CLO 27 Ltd                         | CUSIP: 83013GAA3<br>LEI: 2138005QZ5GFFQO8G389 | Long             | ABS-CBDO         | CORP              | KY        |   1125000 | PA      | $1127918.25   | 1.04%             | 2038-01-17      | Floating      | 5.01%                 | No            |                  2 | On Loan: No      |
| Fixed Income Clearing Corp               | FIXED INC CLEARING CORP.REPO                    | CUSIP: 000000000<br>LEI: 549300H47WTHXPU08X20 | Long             | RA               | CORP              | US        |    141084 | PA      | $141084.00    | 0.13%             |  |  |  | No            |                  2 | On Loan: No      |
| Symetra CLO Ltd                          | Symetra CLO 2025-1 Ltd                          | CUSIP: 87153AAA7<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1035000 | PA      | $1036910.61   | 0.95%             | 2038-04-20      | Floating      | 4.96%                 | No            |                  2 | On Loan: No      |
| Symphony CLO Ltd                         | Symphony CLO 36 Ltd                             | CUSIP: 87168RAQ8<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | BM        |    850000 | PA      | $851598.00    | 0.78%             | 2037-10-24      | Floating      | 5.03%                 | No            |                  2 | On Loan: No      |
| Texas Debt Capital CLO, Ltd              | Texas Debt Capital CLO 2023-I Ltd               | CUSIP: 88238CAE2<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1003419.00   | 0.92%             | 2038-07-20      | Floating      | 4.97%                 | No            |                  2 | On Loan: No      |
| Voya CLO Ltd                             | Voya CLO 2022-3 Ltd                             | CUSIP: 92891LAQ5<br>LEI: 254900MS3D9HONB0N824 | Long             | ABS-CBDO         | CORP              | JE        |    550000 | PA      | $550834.35    | 0.51%             | 2036-10-20      | Floating      | 5.07%                 | No            |                  2 | On Loan: No      |
| Voya CLO Ltd                             | Voya CLO 2015-3 Ltd                             | CUSIP: 92913UBN5<br>LEI: 254900MS3D9HONB0N824 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $1000129.00   | 0.92%             | 2031-10-20      | Floating      | 5.12%                 | No            |                  2 | On Loan: No      |
| Voya CLO Ltd                             | Voya CLO 2019-1 Ltd                             | CUSIP: 92917NAW8<br>LEI: 549300KSCKXTOBY0IP86 | Long             | ABS-CBDO         | CORP              | KY        |    560000 | PA      | $561390.48    | 0.52%             | 2037-10-15      | Floating      | 5.04%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-02-19

**Name of Applicant:** Hartford Funds Exchange-Traded Trust

**Signature:** William Zook

**Name of Signer:** William Zook

**Title:** Assistant Treasurer