# EDGAR Filing Document

**Accession Number:** 0001952781
**File Stem:** 0001754960-23-000047
**Filing Date:** 2023-1
**Character Count:** 28164
**Document Hash:** 8996cb0e4258b271ea581f4c7fd91a70
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001754960-23-000047.hdr.sgml**: 20230127

**ACCESSION NUMBER**: 0001754960-23-000047

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230127

**DATE AS OF CHANGE**: 20230127

**EFFECTIVENESS DATE**: 20230127

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DRIVE WEALTH MANAGEMENT, LLC
- **CENTRAL INDEX KEY:** 0001952781
- **IRS NUMBER:** 472841185
- **STATE OF INCORPORATION:** UT
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22701
- **FILM NUMBER:** 23561954

**BUSINESS ADDRESS:**
- **STREET 1:** 3333 N DIGITAL DRIVE
- **STREET 2:** #700
- **CITY:** LEHI
- **STATE:** UT
- **ZIP:** 84043
- **BUSINESS PHONE:** 801-901-6150

**MAIL ADDRESS:**
- **STREET 1:** 3333 N DIGITAL DRIVE
- **STREET 2:** #700
- **CITY:** LEHI
- **STATE:** UT
- **ZIP:** 84043

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** DRIVE WEALTH MANAGEMENT LLC<br>**Address:** 3333 N DIGITAL DRIVE

#700<br>LEHI, UT 84043

**Form 13F File Number:** 028-22701

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Aryn Sands<br>**Title:** Agent<br>**Phone:** 844-844-3453

**Signature, Place, and Date of Signing:**

Aryn Sands  Reno, NV  01-27-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 252

**Form 13F Information Table Value Total:** $200060246

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 |  | 2424855 | 9087 | SH |  | SOLE |  | 0 | 0 | 9087 |
| GENPACT LIMITED | SHS | G3922B107 |  | 278446 | 6011 | SH |  | SOLE |  | 0 | 0 | 6011 |
| ASML HOLDING N V | N Y REGISTRY SHS | N07059210 |  | 225233 | 412 | SH |  | SOLE |  | 0 | 0 | 412 |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 |  | 458585 | 5524 | SH |  | SOLE |  | 0 | 0 | 5524 |
| AT INC | COM | 00206R102 |  | 700670 | 38063 | SH |  | SOLE |  | 0 | 0 | 38063 |
| ASE TECHNOLOGY HLDG CO LTD | SPONSORED ADS | 00215W100 |  | 88534 | 14120 | SH |  | SOLE |  | 0 | 0 | 14120 |
| ABBOTT LABS | COM | 002824100 |  | 1104660 | 10062 | SH |  | SOLE |  | 0 | 0 | 10062 |
| ABBVIE INC | COM | 00287Y109 |  | 776296 | 4804 | SH |  | SOLE |  | 0 | 0 | 4804 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 851084 | 2529 | SH |  | SOLE |  | 0 | 0 | 2529 |
| AGNICO EAGLE MINES LTD | COM | 008474108 |  | 277639 | 5340 | SH |  | SOLE |  | 0 | 0 | 5340 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 228153 | 2590 | SH |  | SOLE |  | 0 | 0 | 2590 |
| ALLY FINL INC | COM | 02005N100 |  | 341989 | 13987 | SH |  | SOLE |  | 0 | 0 | 13987 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 1284012 | 14471 | SH |  | SOLE |  | 0 | 0 | 14471 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 1709721 | 19378 | SH |  | SOLE |  | 0 | 0 | 19378 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 347703 | 7452 | SH |  | SOLE |  | 0 | 0 | 7452 |
| AMAZON COM INC | COM | 023135106 |  | 1943899 | 23142 | SH |  | SOLE |  | 0 | 0 | 23142 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 211627 | 1432 | SH |  | SOLE |  | 0 | 0 | 1432 |
| AMERICAN INTL GROUP INC | COM NEW | 026874784 |  | 274574 | 4342 | SH |  | SOLE |  | 0 | 0 | 4342 |
| AMGEN INC | COM | 031162100 |  | 253320 | 965 | SH |  | SOLE |  | 0 | 0 | 965 |
| ANTERO RESOURCES CORP | COM | 03674X106 |  | 232394 | 7499 | SH |  | SOLE |  | 0 | 0 | 7499 |
| ELEVANCE HEALTH INC | COM | 036752103 |  | 295163 | 575 | SH |  | SOLE |  | 0 | 0 | 575 |
| APPLE INC | COM | 037833100 |  | 5138652 | 39549 | SH |  | SOLE |  | 0 | 0 | 39549 |
| APPLIED MATLS INC | COM | 038222105 |  | 361004 | 3707 | SH |  | SOLE |  | 0 | 0 | 3707 |
| AUTODESK INC | COM | 052769106 |  | 216956 | 1161 | SH |  | SOLE |  | 0 | 0 | 1161 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 292761 | 1219 | SH |  | SOLE |  | 0 | 0 | 1219 |
| BANK AMERICA CORP | COM | 060505104 |  | 745486 | 22510 | SH |  | SOLE |  | 0 | 0 | 22510 |
| BECTON DICKINSON  CO | COM | 075887109 |  | 228602 | 899 | SH |  | SOLE |  | 0 | 0 | 899 |
| BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 |  | 14998751 | 32 | SH |  | SOLE |  | 0 | 0 | 32 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 5377640 | 17409 | SH |  | SOLE |  | 0 | 0 | 17409 |
| BEST BUY INC | COM | 086516101 |  | 252511 | 3147 | SH |  | SOLE |  | 0 | 0 | 3147 |
| BLACKROCK INC | COM | 09247X101 |  | 355672 | 502 | SH |  | SOLE |  | 0 | 0 | 502 |
| BLACKROCK MUNIVEST FD INC | COM | 09253R105 |  | 157725 | 22500 | SH |  | SOLE |  | 0 | 0 | 22500 |
| BLACKROCK MUNIYIELD QUALITY | COM | 09254E103 |  | 353641 | 31547 | SH |  | SOLE |  | 0 | 0 | 31547 |
| BLACKROCK MUNIYIELD QUALITY | COM | 09254G108 |  | 206937 | 20248 | SH |  | SOLE |  | 0 | 0 | 20248 |
| BNY MELLON MUN BD INFRASTRUC | COM SHS | 09662W109 |  | 122187 | 11582 | SH |  | SOLE |  | 0 | 0 | 11582 |
| BOEING CO | COM | 097023105 |  | 210872 | 1107 | SH |  | SOLE |  | 0 | 0 | 1107 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 539746 | 7502 | SH |  | SOLE |  | 0 | 0 | 7502 |
| BROADCOM INC | COM | 11135F101 |  | 900732 | 1611 | SH |  | SOLE |  | 0 | 0 | 1611 |
| CIGNA CORP NEW | COM | 125523100 |  | 466275 | 1407 | SH |  | SOLE |  | 0 | 0 | 1407 |
| CSX CORP | COM | 126408103 |  | 268514 | 8667 | SH |  | SOLE |  | 0 | 0 | 8667 |
| CANADIAN NAT RES LTD | COM | 136385101 |  | 242851 | 4308 | SH |  | SOLE |  | 0 | 0 | 4308 |
| CATERPILLAR INC | COM | 149123101 |  | 475357 | 1984 | SH |  | SOLE |  | 0 | 0 | 1984 |
| CELANESE CORP DEL | COM | 150870103 |  | 460613 | 4505 | SH |  | SOLE |  | 0 | 0 | 4505 |
| CENTENE CORP DEL | COM | 15135B101 |  | 229628 | 2800 | SH |  | SOLE |  | 0 | 0 | 2800 |
| CHEVRON CORP NEW | COM | 166764100 |  | 1521892 | 8479 | SH |  | SOLE |  | 0 | 0 | 8479 |
| CISCO SYS INC | COM | 17275R102 |  | 895855 | 18805 | SH |  | SOLE |  | 0 | 0 | 18805 |
| COCA COLA CO | COM | 191216100 |  | 587467 | 9235 | SH |  | SOLE |  | 0 | 0 | 9235 |
| COINBASE GLOBAL INC | COM CL A | 19260Q107 |  | 368587 | 10415 | SH |  | SOLE |  | 0 | 0 | 10415 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 446020 | 12754 | SH |  | SOLE |  | 0 | 0 | 12754 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 1600616 | 13484 | SH |  | SOLE |  | 0 | 0 | 13484 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 352831 | 773 | SH |  | SOLE |  | 0 | 0 | 773 |
| CYBIN INC | COM | 23256X100 |  | 3450 | 11450 | SH |  | SOLE |  | 0 | 0 | 11450 |
| DANAHER CORPORATION | COM | 235851102 |  | 275826 | 1038 | SH |  | SOLE |  | 0 | 0 | 1038 |
| DIMENSIONAL ETF TRUST | US CORE EQT MKT | 25434V104 |  | 237209 | 8779 | SH |  | SOLE |  | 0 | 0 | 8779 |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 25434V203 |  | 2709806 | 108219 | SH |  | SOLE |  | 0 | 0 | 108219 |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 25434V302 |  | 1102674 | 50236 | SH |  | SOLE |  | 0 | 0 | 50236 |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 25434V401 |  | 3108739 | 74711 | SH |  | SOLE |  | 0 | 0 | 74711 |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 |  | 289466 | 11922 | SH |  | SOLE |  | 0 | 0 | 11922 |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 25434V724 |  | 204704 | 6114 | SH |  | SOLE |  | 0 | 0 | 6114 |
| DIMENSIONAL ETF TRUST | US REAL ESTATE E | 25434V823 |  | 1479708 | 69963 | SH |  | SOLE |  | 0 | 0 | 69963 |
| DIMENSIONAL ETF TRUST | INFLATION PROTE | 25434V856 |  | 1715359 | 41675 | SH |  | SOLE |  | 0 | 0 | 41675 |
| DIMENSIONAL ETF TRUST | SHORT DURATION F | 25434V864 |  | 1043969 | 22651 | SH |  | SOLE |  | 0 | 0 | 22651 |
| DIMENSIONAL ETF TRUST | CORE FIXED INCOM | 25434V872 |  | 1768947 | 42605 | SH |  | SOLE |  | 0 | 0 | 42605 |
| DIREXION SHS ETF TR | DAILY SM CP BEAR | 25460E232 |  | 1936550 | 55000 | SH |  | SOLE |  | 0 | 0 | 55000 |
| DIREXION SHS ETF TR | DLY GOLD INDX 2X | 25460G781 |  | 1042718 | 30250 | SH |  | SOLE |  | 0 | 0 | 30250 |
| DISNEY WALT CO | COM | 254687106 |  | 509495 | 5864 | SH |  | SOLE |  | 0 | 0 | 5864 |
| EATON VANCE MUNI INCOME TRUS | SH BEN INT | 27826U108 |  | 163734 | 16589 | SH |  | SOLE |  | 0 | 0 | 16589 |
| ENBRIDGE INC | COM | 29250N105 |  | 202580 | 5181 | SH |  | SOLE |  | 0 | 0 | 5181 |
| ENEL CHILE S.A. | SPONSORED ADR | 29278D105 |  | 43640 | 19396 | SH |  | SOLE |  | 0 | 0 | 19396 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 1862622 | 16887 | SH |  | SOLE |  | 0 | 0 | 16887 |
| FMC CORP | COM NEW | 302491303 |  | 204333 | 1630 | SH |  | SOLE |  | 0 | 0 | 1630 |
| FS KKR CAP CORP | COM | 302635206 |  | 5910946 | 337786 | SH |  | SOLE |  | 0 | 0 | 337786 |
| META PLATFORMS INC | CL A | 30303M102 |  | 1211102 | 10064 | SH |  | SOLE |  | 0 | 0 | 10064 |
| FEDERATED HERMES PREM MUNI I | COM | 31423P108 |  | 321288 | 30480 | SH |  | SOLE |  | 0 | 0 | 30480 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 |  | 1047816 | 62370 | SH |  | SOLE |  | 0 | 0 | 62370 |
| FRANCHISE GROUP INC | COM | 35180X105 |  | 446630 | 18286 | SH |  | SOLE |  | 0 | 0 | 18286 |
| FRANCO NEV CORP | COM | 351858105 |  | 423088 | 3100 | SH |  | SOLE |  | 0 | 0 | 3100 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 |  | 471782 | 12415 | SH |  | SOLE |  | 0 | 0 | 12415 |
| GALLAGHER ARTHUR J  CO | COM | 363576109 |  | 246461 | 1307 | SH |  | SOLE |  | 0 | 0 | 1307 |
| GENERAL DYNAMICS CORP | COM | 369550108 |  | 390438 | 1574 | SH |  | SOLE |  | 0 | 0 | 1574 |
| GENERAL MLS INC | COM | 370334104 |  | 237195 | 2829 | SH |  | SOLE |  | 0 | 0 | 2829 |
| GLADSTONE LD CORP | COM | 376549101 |  | 760801 | 41461 | SH |  | SOLE |  | 0 | 0 | 41461 |
| GLOBAL X FDS | US PFD ETF | 37954Y657 |  | 1118971 | 57457 | SH |  | SOLE |  | 0 | 0 | 57457 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 210350 | 613 | SH |  | SOLE |  | 0 | 0 | 613 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA INT | 381430107 |  | 646076 | 22336 | SH |  | SOLE |  | 0 | 0 | 22336 |
| GOLDMAN SACHS ETF TR | MARKETBETA INTL | 381430180 |  | 584778 | 12395 | SH |  | SOLE |  | 0 | 0 | 12395 |
| HALEON PLC | SPON ADS | 405552100 |  | 152858 | 19109 | SH |  | SOLE |  | 0 | 0 | 19109 |
| HESS CORP | COM | 42809H107 |  | 938871 | 6620 | SH |  | SOLE |  | 0 | 0 | 6620 |
| HOME DEPOT INC | COM | 437076102 |  | 1521143 | 4816 | SH |  | SOLE |  | 0 | 0 | 4816 |
| HONEYWELL INTL INC | COM | 438516106 |  | 345810 | 1614 | SH |  | SOLE |  | 0 | 0 | 1614 |
| HUMANA INC | COM | 444859102 |  | 278048 | 542 | SH |  | SOLE |  | 0 | 0 | 542 |
| HUNT J B TRANS SVCS INC | COM | 445658107 |  | 285224 | 1636 | SH |  | SOLE |  | 0 | 0 | 1636 |
| ILLINOIS TOOL WKS INC | COM | 452308109 |  | 238069 | 1074 | SH |  | SOLE |  | 0 | 0 | 1074 |
| ILLUMINA INC | COM | 452327109 |  | 270544 | 1338 | SH |  | SOLE |  | 0 | 0 | 1338 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 247432 | 1756 | SH |  | SOLE |  | 0 | 0 | 1756 |
| INTERNATIONAL PAPER CO | COM | 460146103 |  | 244741 | 7068 | SH |  | SOLE |  | 0 | 0 | 7068 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 828256 | 3110 | SH |  | SOLE |  | 0 | 0 | 3110 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 |  | 348139 | 1312 | SH |  | SOLE |  | 0 | 0 | 1312 |
| INVESCO ADVANTAGE MUN INCOME | SH BEN INT | 46132E103 |  | 160624 | 18699 | SH |  | SOLE |  | 0 | 0 | 18699 |
| INVESCO QUALITY MUN INCOME T | COM | 46133G107 |  | 303445 | 32213 | SH |  | SOLE |  | 0 | 0 | 32213 |
| INVESCO EXCHANGE TRADED FD T | INTL DIVI ACHI | 46137V548 |  | 181763 | 10871 | SH |  | SOLE |  | 0 | 0 | 10871 |
| INVESCO EXCH TRADED FD TR II | PURBTA FTSE EM | 46138E479 |  | 421986 | 19231 | SH |  | SOLE |  | 0 | 0 | 19231 |
| INVESCO EXCH TRADED FD TR II | PURBTA FTSE DV | 46138E487 |  | 723899 | 30104 | SH |  | SOLE |  | 0 | 0 | 30104 |
| INVESCO EXCH TRADED FD TR II | FTSE RAFI DEV | 46138E743 |  | 351096 | 8452 | SH |  | SOLE |  | 0 | 0 | 8452 |
| INVESCO DB US DLR INDEX TR | BULLISH FD | 46141D203 |  | 723060 | 26000 | SH |  | SOLE |  | 0 | 0 | 26000 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 306298 | 13910 | SH |  | SOLE |  | 0 | 0 | 13910 |
| ISHARES INC | JP MORGAN EM ETF | 464286517 |  | 300694 | 8663 | SH |  | SOLE |  | 0 | 0 | 8663 |
| ISHARES INC | MSCI GBL MIN VOL | 464286525 |  | 792465 | 8340 | SH |  | SOLE |  | 0 | 0 | 8340 |
| ISHARES TR | CORE S TTL STK | 464287150 |  | 246284 | 2904 | SH |  | SOLE |  | 0 | 0 | 2904 |
| ISHARES TR | CORE S ETF | 464287200 |  | 863735 | 2248 | SH |  | SOLE |  | 0 | 0 | 2248 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 1315034 | 34697 | SH |  | SOLE |  | 0 | 0 | 34697 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 |  | 213509 | 2145 | SH |  | SOLE |  | 0 | 0 | 2145 |
| ISHARES TR | 7-10 YR TRSY BD | 464287440 |  | 210908 | 2202 | SH |  | SOLE |  | 0 | 0 | 2202 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 558069 | 3201 | SH |  | SOLE |  | 0 | 0 | 3201 |
| ISHARES TR | U.S. TECH ETF | 464287721 |  | 365602 | 4908 | SH |  | SOLE |  | 0 | 0 | 4908 |
| ISHARES TR | CRE U S REIT ETF | 464288521 |  | 1449618 | 29315 | SH |  | SOLE |  | 0 | 0 | 29315 |
| ISHARES TR | US HLTHCR PR ETF | 464288828 |  | 626211 | 2339 | SH |  | SOLE |  | 0 | 0 | 2339 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 1754083 | 13081 | SH |  | SOLE |  | 0 | 0 | 13081 |
| J P MORGAN EXCHANGE TRADED F | CORE PLUS BD ETF | 46641Q670 |  | 237894 | 5179 | SH |  | SOLE |  | 0 | 0 | 5179 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 |  | 1751660 | 34924 | SH |  | SOLE |  | 0 | 0 | 34924 |
| J P MORGAN EXCHANGE TRADED F | INTL BD OPP ETF | 46641Q852 |  | 497564 | 10818 | SH |  | SOLE |  | 0 | 0 | 10818 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 669080 | 3788 | SH |  | SOLE |  | 0 | 0 | 3788 |
| KRAFT HEINZ CO | COM | 500754106 |  | 366241 | 8997 | SH |  | SOLE |  | 0 | 0 | 8997 |
| LG DISPLAY CO LTD | SPONS ADR REP | 50186V102 |  | 49957 | 10072 | SH |  | SOLE |  | 0 | 0 | 10072 |
| LAM RESEARCH CORP | COM | 512807108 |  | 584746 | 1385 | SH |  | SOLE |  | 0 | 0 | 1385 |
| LILLY ELI  CO | COM | 532457108 |  | 525357 | 1436 | SH |  | SOLE |  | 0 | 0 | 1436 |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 |  | 63334 | 28788 | SH |  | SOLE |  | 0 | 0 | 28788 |
| LOWES COS INC | COM | 548661107 |  | 390045 | 1958 | SH |  | SOLE |  | 0 | 0 | 1958 |
| LUMEN TECHNOLOGIES INC | COM | 550241103 |  | 203879 | 39075 | SH |  | SOLE |  | 0 | 0 | 39075 |
| MFS MUN INCOME TR | SH BEN INT | 552738106 |  | 75628 | 14600 | SH |  | SOLE |  | 0 | 0 | 14600 |
| MARATHON PETE CORP | COM | 56585A102 |  | 411825 | 3538 | SH |  | SOLE |  | 0 | 0 | 3538 |
| MARRIOTT INTL INC NEW | CL A | 571903202 |  | 284792 | 1913 | SH |  | SOLE |  | 0 | 0 | 1913 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 1498483 | 4309 | SH |  | SOLE |  | 0 | 0 | 4309 |
| MCDONALDS CORP | COM | 580135101 |  | 355774 | 1350 | SH |  | SOLE |  | 0 | 0 | 1350 |
| MCKESSON CORP | COM | 58155Q103 |  | 264576 | 704 | SH |  | SOLE |  | 0 | 0 | 704 |
| MERCK  CO INC | COM | 58933Y105 |  | 1203581 | 10775 | SH |  | SOLE |  | 0 | 0 | 10775 |
| METLIFE INC | COM | 59156R108 |  | 325841 | 4502 | SH |  | SOLE |  | 0 | 0 | 4502 |
| MFS INVT GRADE MUN TR | SH BEN INT | 59318B108 |  | 142373 | 19996 | SH |  | SOLE |  | 0 | 0 | 19996 |
| MFS HIGH INCOME MUN TR | SH BEN INT | 59318D104 |  | 88414 | 25333 | SH |  | SOLE |  | 0 | 0 | 25333 |
| MFS HIGH YIELD MUN TR | SH BEN INT | 59318E102 |  | 174654 | 55800 | SH |  | SOLE |  | 0 | 0 | 55800 |
| MICROSOFT CORP | COM | 594918104 |  | 4483557 | 18696 | SH |  | SOLE |  | 0 | 0 | 18696 |
| MOELIS  CO | CL A | 60786M105 |  | 354933 | 9251 | SH |  | SOLE |  | 0 | 0 | 9251 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 391976 | 5847 | SH |  | SOLE |  | 0 | 0 | 5847 |
| MOODYS CORP | COM | 615369105 |  | 390987 | 1403 | SH |  | SOLE |  | 0 | 0 | 1403 |
| NETFLIX INC | COM | 64110L106 |  | 644313 | 2185 | SH |  | SOLE |  | 0 | 0 | 2185 |
| NEUROONE MED TECHNOLOGIES CO | COM NEW | 64130M209 |  | 77044 | 64203 | SH |  | SOLE |  | 0 | 0 | 64203 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 370512 | 4432 | SH |  | SOLE |  | 0 | 0 | 4432 |
| NIKE INC | CL B | 654106103 |  | 459423 | 3926 | SH |  | SOLE |  | 0 | 0 | 3926 |
| NOMURA HLDGS INC | SPONSORED ADR | 65535H208 |  | 42495 | 11332 | SH |  | SOLE |  | 0 | 0 | 11332 |
| NORTHROP GRUMMAN CORP | COM | 666807102 |  | 226398 | 415 | SH |  | SOLE |  | 0 | 0 | 415 |
| NOVARTIS AG | SPONSORED ADR | 66987V109 |  | 479503 | 5285 | SH |  | SOLE |  | 0 | 0 | 5285 |
| NOVO-NORDISK A S | ADR | 670100205 |  | 736064 | 5439 | SH |  | SOLE |  | 0 | 0 | 5439 |
| NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 |  | 416140 | 36600 | SH |  | SOLE |  | 0 | 0 | 36600 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 708171 | 4846 | SH |  | SOLE |  | 0 | 0 | 4846 |
| NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 |  | 201420 | 17069 | SH |  | SOLE |  | 0 | 0 | 17069 |
| NUVEEN SR INCOME FD | COM | 67067Y104 |  | 125123 | 27260 | SH |  | SOLE |  | 0 | 0 | 27260 |
| NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 |  | 271906 | 22509 | SH |  | SOLE |  | 0 | 0 | 22509 |
| NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 |  | 199586 | 16440 | SH |  | SOLE |  | 0 | 0 | 16440 |
| OREILLY AUTOMOTIVE INC | COM | 67103H107 |  | 252365 | 299 | SH |  | SOLE |  | 0 | 0 | 299 |
| OCCIDENTAL PETE CORP | COM | 674599105 |  | 373349 | 5914 | SH |  | SOLE |  | 0 | 0 | 5914 |
| ORACLE CORP | COM | 68389X105 |  | 550562 | 6736 | SH |  | SOLE |  | 0 | 0 | 6736 |
| OVINTIV INC | COM | 69047Q102 |  | 530934 | 10470 | SH |  | SOLE |  | 0 | 0 | 10470 |
| PG CORP | COM | 69331C108 |  | 300452 | 18478 | SH |  | SOLE |  | 0 | 0 | 18478 |
| PGIM ETF TR | PGIM ULTRA SH BD | 69344A107 |  | 739594 | 15063 | SH |  | SOLE |  | 0 | 0 | 15063 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 356171 | 5001 | SH |  | SOLE |  | 0 | 0 | 5001 |
| PEPSICO INC | COM | 713448108 |  | 650962 | 3581 | SH |  | SOLE |  | 0 | 0 | 3581 |
| PFIZER INC | COM | 717081103 |  | 567705 | 11079 | SH |  | SOLE |  | 0 | 0 | 11079 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 932046 | 9094 | SH |  | SOLE |  | 0 | 0 | 9094 |
| PHILLIPS 66 | COM | 718546104 |  | 313696 | 3014 | SH |  | SOLE |  | 0 | 0 | 3014 |
| PIONEER NAT RES CO | COM | 723787107 |  | 549285 | 2405 | SH |  | SOLE |  | 0 | 0 | 2405 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 910413 | 6007 | SH |  | SOLE |  | 0 | 0 | 6007 |
| PROSHARES TR | ULTRAPRO SHT QQQ | 74347G432 |  | 6751250 | 125000 | SH |  | SOLE |  | 0 | 0 | 125000 |
| PROSHARES TR II | ULTRA SILVER NEW | 74347W353 |  | 504000 | 15750 | SH |  | SOLE |  | 0 | 0 | 15750 |
| PROSHARES TR II | ULTRA VIX SHORT | 74347Y839 |  | 686000 | 100000 | SH |  | SOLE |  | 0 | 0 | 100000 |
| PROSHARES TR | S 500 DV ARIST | 74348A467 |  | 236494 | 2628 | SH |  | SOLE |  | 0 | 0 | 2628 |
| PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 746922103 |  | 134426 | 12329 | SH |  | SOLE |  | 0 | 0 | 12329 |
| QUALCOMM INC | COM | 747525103 |  | 208200 | 1894 | SH |  | SOLE |  | 0 | 0 | 1894 |
| QUALTRICS INTL INC | COM CL A | 747601201 |  | 182927 | 17623 | SH |  | SOLE |  | 0 | 0 | 17623 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 736119 | 7294 | SH |  | SOLE |  | 0 | 0 | 7294 |
| ROBINHOOD MKTS INC | COM CL A | 770700102 |  | 200944 | 24686 | SH |  | SOLE |  | 0 | 0 | 24686 |
| SHELL PLC | SPON ADS | 780259305 |  | 459955 | 8076 | SH |  | SOLE |  | 0 | 0 | 8076 |
| S GLOBAL INC | COM | 78409V104 |  | 219723 | 656 | SH |  | SOLE |  | 0 | 0 | 656 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 668168 | 1739 | SH |  | SOLE |  | 0 | 0 | 1739 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 520625 | 3069 | SH |  | SOLE |  | 0 | 0 | 3069 |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 |  | 2429234 | 81820 | SH |  | SOLE |  | 0 | 0 | 81820 |
| SPDR SER TR | S 600 SMCP GRW | 78464A201 |  | 481502 | 6665 | SH |  | SOLE |  | 0 | 0 | 6665 |
| SPDR SER TR | S 600 SMCP VAL | 78464A300 |  | 751720 | 10128 | SH |  | SOLE |  | 0 | 0 | 10128 |
| SPDR SER TR | PORTFOLIO INTRMD | 78464A375 |  | 719199 | 22595 | SH |  | SOLE |  | 0 | 0 | 22595 |
| SPDR SER TR | PRTFLO S GW | 78464A409 |  | 5132152 | 101286 | SH |  | SOLE |  | 0 | 0 | 101286 |
| SPDR SER TR | PRTFLO S VL | 78464A508 |  | 7058298 | 181494 | SH |  | SOLE |  | 0 | 0 | 181494 |
| SPDR SER TR | PORTFLI TIPS ETF | 78464A656 |  | 1555281 | 60376 | SH |  | SOLE |  | 0 | 0 | 60376 |
| SPDR SER TR | S 400 MDCP GRW | 78464A821 |  | 1945348 | 29773 | SH |  | SOLE |  | 0 | 0 | 29773 |
| SPDR SER TR | S 400 MDCP VAL | 78464A839 |  | 1859022 | 28724 | SH |  | SOLE |  | 0 | 0 | 28724 |
| SPDR SER TR | MSCI USA STRTGIC | 78468R812 |  | 395461 | 3585 | SH |  | SOLE |  | 0 | 0 | 3585 |
| ST JOE CO | COM | 790148100 |  | 233175 | 6033 | SH |  | SOLE |  | 0 | 0 | 6033 |
| SALESFORCE INC | COM | 79466L302 |  | 281091 | 2120 | SH |  | SOLE |  | 0 | 0 | 2120 |
| SCHLUMBERGER LTD | COM STK | 806857108 |  | 209114 | 3904 | SH |  | SOLE |  | 0 | 0 | 3904 |
| SEABRIDGE GOLD INC | COM | 811916105 |  | 157250 | 12500 | SH |  | SOLE |  | 0 | 0 | 12500 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 322780 | 2376 | SH |  | SOLE |  | 0 | 0 | 2376 |
| SEMPRA | COM | 816851109 |  | 605737 | 3889 | SH |  | SOLE |  | 0 | 0 | 3889 |
| SERVICENOW INC | COM | 81762P102 |  | 332359 | 856 | SH |  | SOLE |  | 0 | 0 | 856 |
| SIRIUS XM HOLDINGS INC | COM | 82968B103 |  | 63804 | 10925 | SH |  | SOLE |  | 0 | 0 | 10925 |
| SOCIETY PASS INC | COM | 83370P102 |  | 44402 | 44850 | SH |  | SOLE |  | 0 | 0 | 44850 |
| SPROTT INC | COM NEW | 852066208 |  | 333300 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| STANLEY BLACK  DECKER INC | COM | 854502101 |  | 305728 | 4070 | SH |  | SOLE |  | 0 | 0 | 4070 |
| STARBUCKS CORP | COM | 855244109 |  | 302336 | 3048 | SH |  | SOLE |  | 0 | 0 | 3048 |
| SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 86562M209 |  | 112277 | 14000 | SH |  | SOLE |  | 0 | 0 | 14000 |
| SUNCOR ENERGY INC NEW | COM | 867224107 |  | 214840 | 6771 | SH |  | SOLE |  | 0 | 0 | 6771 |
| SUNRUN INC | COM | 86771W105 |  | 1224227 | 50967 | SH |  | SOLE |  | 0 | 0 | 50967 |
| SYSCO CORP | COM | 871829107 |  | 414418 | 5420 | SH |  | SOLE |  | 0 | 0 | 5420 |
| TJX COS INC NEW | COM | 872540109 |  | 279539 | 3512 | SH |  | SOLE |  | 0 | 0 | 3512 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 |  | 846607 | 11295 | SH |  | SOLE |  | 0 | 0 | 11295 |
| TERADYNE INC | COM | 880770102 |  | 482379 | 5522 | SH |  | SOLE |  | 0 | 0 | 5522 |
| TESLA INC | COM | 88160R101 |  | 244826 | 1988 | SH |  | SOLE |  | 0 | 0 | 1988 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 662902 | 1203 | SH |  | SOLE |  | 0 | 0 | 1203 |
| 3M CO | COM | 88579Y101 |  | 448137 | 3738 | SH |  | SOLE |  | 0 | 0 | 3738 |
| TIDAL ETF TR | CNSTRND CAP ESG | 886364538 |  | 371995 | 18000 | SH |  | SOLE |  | 0 | 0 | 18000 |
| TORONTO DOMINION BK ONT | COM NEW | 891160509 |  | 213838 | 3302 | SH |  | SOLE |  | 0 | 0 | 3302 |
| TRAVELERS COMPANIES INC | COM | 89417E109 |  | 208901 | 1114 | SH |  | SOLE |  | 0 | 0 | 1114 |
| TRUIST FINL CORP | COM | 89832Q109 |  | 207054 | 4812 | SH |  | SOLE |  | 0 | 0 | 4812 |
| TYSON FOODS INC | CL A | 902494103 |  | 434007 | 6972 | SH |  | SOLE |  | 0 | 0 | 6972 |
| US BANCORP DEL | COM NEW | 902973304 |  | 350602 | 7946 | SH |  | SOLE |  | 0 | 0 | 7946 |
| UNILEVER PLC | SPON ADR NEW | 904767704 |  | 612097 | 12157 | SH |  | SOLE |  | 0 | 0 | 12157 |
| UNION PAC CORP | COM | 907818108 |  | 497647 | 2403 | SH |  | SOLE |  | 0 | 0 | 2403 |
| UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 |  | 76240 | 11675 | SH |  | SOLE |  | 0 | 0 | 11675 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 655626 | 3771 | SH |  | SOLE |  | 0 | 0 | 3771 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 1408262 | 2656 | SH |  | SOLE |  | 0 | 0 | 2656 |
| UR-ENERGY INC | COM | 91688R108 |  | 11696 | 10170 | SH |  | SOLE |  | 0 | 0 | 10170 |
| VALLEY NATL BANCORP | COM | 919794107 |  | 334091 | 29257 | SH |  | SOLE |  | 0 | 0 | 29257 |
| VANGUARD WORLD FD | EXTENDED DUR | 921910709 |  | 792851 | 9572 | SH |  | SOLE |  | 0 | 0 | 9572 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 1939435 | 46210 | SH |  | SOLE |  | 0 | 0 | 46210 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 249434 | 2305 | SH |  | SOLE |  | 0 | 0 | 2305 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 |  | 216560 | 678 | SH |  | SOLE |  | 0 | 0 | 678 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 |  | 278879 | 5635 | SH |  | SOLE |  | 0 | 0 | 5635 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 1433601 | 4080 | SH |  | SOLE |  | 0 | 0 | 4080 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 334837 | 4060 | SH |  | SOLE |  | 0 | 0 | 4060 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 418723 | 1965 | SH |  | SOLE |  | 0 | 0 | 1965 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 246533 | 1756 | SH |  | SOLE |  | 0 | 0 | 1756 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 8843471 | 46255 | SH |  | SOLE |  | 0 | 0 | 46255 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 342367 | 8690 | SH |  | SOLE |  | 0 | 0 | 8690 |
| VISA INC | COM CL A | 92826C839 |  | 1159644 | 5582 | SH |  | SOLE |  | 0 | 0 | 5582 |
| VISTAGEN THERAPEUTICS INC | COM NEW | 92840H202 |  | 1030 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| WALMART INC | COM | 931142103 |  | 544925 | 3817 | SH |  | SOLE |  | 0 | 0 | 3817 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 1250196 | 30278 | SH |  | SOLE |  | 0 | 0 | 30278 |
| WESTERN ASSET MUN PARTNERS F | COM | 95766P108 |  | 208844 | 17942 | SH |  | SOLE |  | 0 | 0 | 17942 |
| WHEATON PRECIOUS METALS CORP | COM | 962879102 |  | 390800 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| WILLIAMS COS INC | COM | 969457100 |  | 725070 | 22040 | SH |  | SOLE |  | 0 | 0 | 22040 |
| WIPRO LTD | SPON ADR 1 SH | 97651M109 |  | 65535 | 14063 | SH |  | SOLE |  | 0 | 0 | 14063 |
| WISDOMTREE TR | EM EX ST-OWNED | 97717X578 |  | 456335 | 17104 | SH |  | SOLE |  | 0 | 0 | 17104 |
| WISDOMTREE TR | EM LCL DEBT FD | 97717X867 |  | 389678 | 15088 | SH |  | SOLE |  | 0 | 0 | 15088 |
| WISDOMTREE TR | EMERGING MARKETS | 97717Y642 |  | 267917 | 10096 | SH |  | SOLE |  | 0 | 0 | 10096 |
| ZOETIS INC | CL A | 98978V103 |  | 205759 | 1404 | SH |  | SOLE |  | 0 | 0 | 1404 |

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