# EDGAR Filing Document

**Accession Number:** 0001981535
**File Stem:** 0001641172-25-013918
**Filing Date:** 2025-6
**Character Count:** 7962
**Document Hash:** ef567e9cd740a2f547059da5cee12fbd
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001641172-25-013918.hdr.sgml**: 20250605

**ACCESSION NUMBER**: 0001641172-25-013918

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250530

**FILED AS OF DATE**: 20250605

**DATE AS OF CHANGE**: 20250605

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Lubin Joseph Michael
- **CENTRAL INDEX KEY:** 0002071490

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41962
- **FILM NUMBER:** 251028738

**MAIL ADDRESS:**
- **STREET 1:** C/O CONSENSYS SOFTWARE INC.
- **STREET 2:** 49 BOGART ST SUITE 22
- **CITY:** BROOKLYN
- **STATE:** NY
- **ZIP:** 11206
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SharpLink Gaming, Inc.
- **CENTRAL INDEX KEY:** 0001981535
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-PREPACKAGED SOFTWARE [7372]
- **ORGANIZATION NAME:** 06 Technology
- **EIN:** 000000000
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 333 WASHINGTON AVE. NORTH
- **STREET 2:** SUITE 104
- **CITY:** MINNEAPOLIS
- **STATE:** MN
- **ZIP:** 55401
- **BUSINESS PHONE:** (612) 293-0619

**MAIL ADDRESS:**
- **STREET 1:** 333 WASHINGTON AVE. NORTH
- **STREET 2:** SUITE 104
- **CITY:** MINNEAPOLIS
- **STATE:** MN
- **ZIP:** 55401

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Lubin Joseph Michael<br><sub>(Last) (First) (Middle)</sub><br>C/O SHARPLINK GAMING, INC.<br>333 WASHINGTON AVENUE, SUITE 104<br><sub>(Street)</sub><br>MINNEAPOLIS, MN 55402<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2025-05-30 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>SharpLink Gaming, Inc. [ SBET ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2025-05-30 |  | A |  | 180000 | A | $6.15 | 180000 | I | See Footnote<sup>(1)</sup> |
| Common Stock | 2025-05-30 |  | A |  | 975600 | A | $6.15 | 975600 | I | See Footnote<sup>(2)</sup> |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Pre-Funded Warrants | $0.0001 | 2025-05-30 |  | A |  | 6354213 |  | <sup>(3)</sup> | <sup>(3)</sup> | Common Stock | 6354213 | $6.1499 | 6354213 | D |  |
| Pre-Funded Warrants | $0.0001 | 2025-05-30 |  | A |  | 3966340 |  | <sup>(3)</sup> | <sup>(3)</sup> | Common Stock | 3966340 | $6.1499 | 3966340 | I | See Footnote<sup>(1)</sup> |
| Common Stock Purchase Warrant | $7.995 | 2025-05-30 |  | A |  | 691004 |  | 2025-05-30 | 2030-05-30 | Common Stock | 691004 | <sup>(4)</sup> | 691004 | I | See Footnote<sup>(1)</sup> |
| Common Stock Purchase Warrant | $6.15 | 2025-05-30 |  | A |  | 1382007 |  | 2025-05-30 | 2030-05-30 | Common Stock | 1382007 | <sup>(4)</sup> | 1382007 | I | See Footnote<sup>(1)</sup> |
| Common Stock Purchase Warrant | $6.765 | 2025-05-30 |  | A |  | 691004 |  | 2025-05-30 | 2030-05-30 | Common Stock | 691004 | <sup>(4)</sup> | 691004 | I | See Footnote<sup>(1)</sup> |
| Common Stock Purchase Warrant | $7.38 | 2025-05-30 |  | A |  | 691004 |  | 2025-05-30 | 2030-05-30 | Common Stock | 691004 | <sup>(4)</sup> | 691004 | I | See Footnote<sup>(1)</sup> |

---

### Footnotes:

(1) The securities are held by Consensys Software, Inc. ("Consensys Software"). The reporting person serves as Chief Executive Officer of Consensys Software, Inc. and may be deemed to be the beneficial owner and have voting and dispositive power with respect to the shares held by Consensys Software, Inc.

(2) The securities are held by ConsenSys AG. The reporting person serves as Chief Executive Officer of Consensys AG and may be deemed to be the beneficial owner and have voting and dispositive power with respect to the shares held by ConsenSys AG.

(3) Subject to the terms and conditions set forth in the Pre-funded Warrant, the holder thereof may, at any time and from time to time on or after May 30, 2025, exercise the Pre-funded Warrant until it has been exercised in full. Pursuant to the terms of the Pre-Funded Warrant, the holder thereof cannot exercise any of the Pre-Funded Warrants to the extent the holder would beneficially own, after any such exercise, more than 9.99% of the outstanding common stock of the Issuer.

(4) Warrants were issued to Consensys Software as compensation for its services under a Strategic Advisor Agreement, dated May 30, 2025, by and between the Issuer and Consensys Software.

**Signature:** /s/ Joseph Lubin  
**Date:** 2025-06-05

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**