# EDGAR Filing Document

**Accession Number:** 0001146321
**File Stem:** 9999999997-23-002889
**Filing Date:** 2023-2
**Character Count:** 1483
**Document Hash:** a591a18c4db90074567e4167f504dd15
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-002889.hdr.sgml**: 20230516

**ACCESSION NUMBER**: 9999999997-23-002889

**CONFORMED SUBMISSION TYPE**: FOCUSN

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230228

**DATE AS OF CHANGE**: 20230516

**EFFECTIVENESS DATE**: 20230228

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ITAU BBA USA SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0001146321
- **IRS NUMBER:** 134197122
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** FOCUSN
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-53702
- **FILM NUMBER:** 23002523

**BUSINESS ADDRESS:**
- **STREET 1:** 540 MADISON AVENUE, 24TH FLOOR
- **STREET 2:** 23RD FLR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 212-710-6706

**MAIL ADDRESS:**
- **STREET 1:** 540 MADISON AVENUE, 24TH FLOOR
- **STREET 2:** 23RD FLR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ITAU USA SECURITIES INC.
- **DATE OF NAME CHANGE:** 20090716

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ITA?? USA SECURITIES INC.
- **DATE OF NAME CHANGE:** 20080215

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ITAU SECURITIES INC.
- **DATE OF NAME CHANGE:** 20020208

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23002523 for access to the original document.

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