# EDGAR Filing Document

**Accession Number:** 0000081443
**File Stem:** 0001752724-23-047085
**Filing Date:** 2023-2
**Character Count:** 21265
**Document Hash:** 5a3ee83798b7890c3a6b8145cdb2e8ef
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-047085.hdr.sgml**: 20230228

**ACCESSION NUMBER**: 0001752724-23-047085

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230228

**DATE AS OF CHANGE**: 20230228

**PERIOD START**: 20230630

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AB CAP FUND, INC.
- **CENTRAL INDEX KEY:** 0000081443
- **IRS NUMBER:** 132625045
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0731

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-01716
- **FILM NUMBER:** 23683853

**BUSINESS ADDRESS:**
- **STREET 1:** ALLIANCEBERNSTEIN LP
- **STREET 2:** 1345 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10105
- **BUSINESS PHONE:** 2129691000

**MAIL ADDRESS:**
- **STREET 1:** ALLIANCEBERNSTEIN LP
- **STREET 2:** 1345 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ALLIANCEBERNSTEIN CAP FUND, INC.
- **DATE OF NAME CHANGE:** 20110524

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ALLIANCEBERNSTEIN CAP FUND,INC
- **DATE OF NAME CHANGE:** 20040908

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ALLIANCEBERNSTEIN SMALL CAP GROWTH FUND INC
- **DATE OF NAME CHANGE:** 19931001

## Series and Classes Contracts Data

### AB Sustainable US Thematic Portfolio (Series ID: S000056729)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000180082 | Advisor Class | FFTYX           |
| C000230111 | Class A       | SUTAX           |
| C000230112 | Class Z       | SUTZX           |
| C000236906 | Class C       | SUTCX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** AB CAP FUND, INC.

- **b. Investment Company Act file number:** 811-01716

- **c. CIK number of Registrant:** 0000081443

- **d. LEI of Registrant:** 549300I24E20QB4B6Y20

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** ALLIANCEBERNSTEIN LP

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10105

  - **Telephone number:** 212-969-1000

**Item A.2. Information about the Series.**

- **a. Name of Series:** AB Sustainable US Thematic Portfolio

- **b. EDGAR series identifier (if any):** S000056729

- **c. LEI of Series:** 549300OJNZ0OBIZOS642

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-06-30

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $102040758.52

**Total Liabilities:** $405349.41

**Net Assets:** $101635409.11

**Cash Not Reported:** $0.01

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000230111 | 6.17%                | 7.11%                | -3.74%               |
| Class ID C000230112 | 6.23%                | 7.09%                | -3.72%               |
| Class ID C000236906 | 6.05%                | 7.07%                | -3.83%               |
| Class ID C000180082 | 6.23%                | 7.09%                | -3.76%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-20334.08               | $6683198.01                                |
| Month 2  | $586227.63               | $7251223.20                                |
| Month 3  | $4675031.09              | $-7476427.13                               |

### Schedule of Portfolio Investments

| Name                                | Title                                                            | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Alliance Bernstein                  | AB Fixed Income Shares, Inc. - Government Money Market Portfolio | CUSIP: 018616748<br>LEI: 5493006YWHO7MNK2U579 | Long             | STIV             | RF                | US        |   5906258 | NS      | $5906258.33   | 5.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuit Inc                          | Intuit Inc                                                       | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |      4209 | NS      | $1638226.98   | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Accenture PLC                       | Accenture PLC                                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | IE        |      7840 | NS      | $2092025.60   | 2.06%             |  |  |  | No            |                  1 | On Loan: No      |
| ICON PLC                            | ICON PLC                                                         | CUSIP: 000000000<br>LEI: 6354008SRQGEMC4XFI67 | Long             | EC               | CORP              | IE        |      8523 | NS      | $1655592.75   | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| MSCI Inc                            | MSCI Inc                                                         | CUSIP: 55354G100<br>LEI: 549300HTIN2PD78UB763 | Long             | EC               | CORP              | US        |      5581 | NS      | $2596113.77   | 2.55%             |  |  |  | No            |                  1 | On Loan: No      |
| American Water Works Co Inc         | American Water Works Co Inc                                      | CUSIP: 030420103<br>LEI: 549300DXHIJQMD5WFW18 | Long             | EC               | CORP              | US        |     12589 | NS      | $1918815.38   | 1.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson & Johnson                   | Johnson & Johnson                                                | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |      8609 | NS      | $1520779.85   | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| UnitedHealth Group Inc              | UnitedHealth Group Inc                                           | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |      3867 | NS      | $2050206.06   | 2.02%             |  |  |  | No            |                  1 | On Loan: No      |
| NextEra Energy Inc                  | NextEra Energy Inc                                               | CUSIP: 65339F101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     34482 | NS      | $2882695.20   | 2.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Owens Corning                       | Owens Corning                                                    | CUSIP: 690742101<br>LEI: JO5M6676RDJIZ2U8X907 | Long             | EC               | CORP              | US        |     16418 | NS      | $1400455.40   | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| SVB Financial Group                 | SVB Financial Group                                              | CUSIP: 78486Q101<br>LEI: 549300D2KJ20JMXE7542 | Long             | EC               | CORP              | US        |      4299 | NS      | $989371.86    | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Bruker Corp                         | Bruker Corp                                                      | CUSIP: 116794108<br>LEI: LEBZ6VLQ6I8XB1NHVY15 | Long             | EC               | CORP              | US        |     27813 | NS      | $1901018.55   | 1.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Flex Ltd                            | Flex Ltd                                                         | CUSIP: 000000000<br>LEI: 549300EAQH74YHD07T53 | Long             | EC               | CORP              | SG        |    141289 | NS      | $3032061.94   | 2.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Tetra Tech Inc                      | Tetra Tech Inc                                                   | CUSIP: 88162G103<br>LEI: 549300UJ1LP7JGJC5P32 | Long             | EC               | CORP              | US        |     14111 | NS      | $2048776.09   | 2.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Unilever PLC                        | Unilever PLC                                                     | CUSIP: 904767704<br>LEI: 549300MKFYEKVRWML317 | Long             | EC               | CORP              | GB        |     56528 | NS      | $2846184.80   | 2.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Maximus Inc                         | Maximus Inc                                                      | CUSIP: 577933104<br>LEI: 549300DQCDS8HJ7QF202 | Long             | EC               | CORP              | US        |     20438 | NS      | $1498718.54   | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Dell Technologies Inc               | Dell Technologies Inc                                            | CUSIP: 24703L202<br>LEI: 549300TJB5YBRUPOG437 | Long             | EC               | CORP              | US        |     42069 | NS      | $1692015.18   | 1.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                            | Visa Inc                                                         | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |     14722 | NS      | $3058642.72   | 3.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Procter & Gamble Co/The             | Procter & Gamble Co/The                                          | CUSIP: 742718109<br>LEI: 2572IBTT8CCZW6AU4141 | Long             | EC               | CORP              | US        |     19011 | NS      | $2881307.16   | 2.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                      | Microsoft Corp                                                   | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |     12582 | NS      | $3017415.24   | 2.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Becton Dickinson and Co             | Becton Dickinson and Co                                          | CUSIP: 075887109<br>LEI: ICE2EP6D98PQUILVRZ91 | Long             | EC               | CORP              | US        |      9902 | NS      | $2518078.60   | 2.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Intercontinental Exchange Inc       | Intercontinental Exchange Inc                                    | CUSIP: 45866F104<br>LEI: 5493000F4ZO33MV32P92 | Long             | EC               | CORP              | US        |     21249 | NS      | $2179934.91   | 2.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Rockwell Automation Inc             | Rockwell Automation Inc                                          | CUSIP: 773903109<br>LEI: VH3R4HHBHH12O0EXZJ88 | Long             | EC               | CORP              | US        |      5882 | NS      | $1515026.74   | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp                         | NVIDIA Corp                                                      | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |      7950 | NS      | $1161813.00   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Adobe Inc                           | Adobe Inc                                                        | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |      4524 | NS      | $1522461.72   | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Waste Management Inc                | Waste Management Inc                                             | CUSIP: 94106L109<br>LEI: 549300YX8JIID70NFS41 | Long             | EC               | CORP              | US        |     18262 | NS      | $2864942.56   | 2.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Xylem Inc/NY                        | Xylem Inc/NY                                                     | CUSIP: 98419M100<br>LEI: 549300DF5MV96DRYLQ48 | Long             | EC               | CORP              | US        |     11581 | NS      | $1280511.17   | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Home Depot Inc/The                  | Home Depot Inc/The                                               | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Long             | EC               | CORP              | US        |      6313 | NS      | $1994024.18   | 1.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Lumentum Holdings Inc               | Lumentum Holdings Inc                                            | CUSIP: 55024U109<br>LEI: 549300JLWRRC38DWEF52 | Long             | EC               | CORP              | US        |     30794 | NS      | $1606522.98   | 1.58%             |  |  |  | No            |                  1 | On Loan: No      |
| SBA Communications Corp             | SBA Communications Corp                                          | CUSIP: 78410G104<br>LEI: 5299001HX8ZN8Y8QIT49 | Long             | EC               |  | US        |      6256 | NS      | $1753619.36   | 1.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Ciena Corp                          | Ciena Corp                                                       | CUSIP: 171779309<br>LEI: W0CZ7N0GH8UIGXDM1H41 | Long             | EC               | CORP              | US        |     35314 | NS      | $1800307.72   | 1.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Deere & Co                          | Deere & Co                                                       | CUSIP: 244199105<br>LEI: PWFTNG3EI0Y73OXWDH08 | Long             | EC               | CORP              | US        |      7382 | NS      | $3165106.32   | 3.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Aflac Inc                           | Aflac Inc                                                        | CUSIP: 001055102<br>LEI: 549300N0B7DOGLXWPP39 | Long             | EC               | CORP              | US        |     43576 | NS      | $3134857.44   | 3.08%             |  |  |  | No            |                  1 | On Loan: No      |
| TE Connectivity Ltd                 | TE Connectivity Ltd                                              | CUSIP: 000000000<br>LEI: 894500ZRIX9K13RHXR17 | Long             | EC               | CORP              | CH        |     19774 | NS      | $2270055.20   | 2.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Laboratory Corp of America Holdings | Laboratory Corp of America Holdings                              | CUSIP: 50540R409<br>LEI: OZ7UA8IXAIFILY2VZH07 | Long             | EC               | CORP              | US        |      7244 | NS      | $1705817.12   | 1.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Monolithic Power Systems Inc        | Monolithic Power Systems Inc                                     | CUSIP: 609839105<br>LEI: 529900TB7O85LSZ1XU31 | Long             | EC               | CORP              | US        |      5873 | NS      | $2076751.53   | 2.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Alcon Inc                           | Alcon Inc                                                        | CUSIP: 000000000<br>LEI: 549300LDT5AP8S0NBM78 | Long             | EC               | CORP              | CH        |     28213 | NS      | $1934001.15   | 1.90%             |  |  |  | No            |                  1 | On Loan: No      |
| ON Semiconductor Corp               | ON Semiconductor Corp                                            | CUSIP: 682189105<br>LEI: ZV20P4CNJVT8V1ZGJ064 | Long             | EC               | CORP              | US        |     31689 | NS      | $1976442.93   | 1.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Bio-Rad Laboratories Inc            | Bio-Rad Laboratories Inc                                         | CUSIP: 090572207<br>LEI: 549300ZC1GPV35XYDK53 | Long             | EC               | CORP              | US        |      4103 | NS      | $1725270.47   | 1.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Haleon PLC                          | Haleon PLC                                                       | CUSIP: 405552100<br>LEI: 549300PSB3WWEODCUP19 | Long             | EC               | CORP              | GB        |    132080 | NS      | $1056640.00   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Keysight Technologies Inc           | Keysight Technologies Inc                                        | CUSIP: 49338L103<br>LEI: 549300GLKVIO8YRCYN02 | Long             | EC               | CORP              | US        |     15874 | NS      | $2715565.18   | 2.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Danaher Corp                        | Danaher Corp                                                     | CUSIP: 235851102<br>LEI: S4BKK9OTCEWQ3YHPFM11 | Long             | EC               | CORP              | US        |     11584 | NS      | $3074625.28   | 3.03%             |  |  |  | No            |                  1 | On Loan: No      |
| NXP Semiconductors NV               | NXP Semiconductors NV                                            | CUSIP: 000000000<br>LEI: 724500M9BY5293JDF951 | Long             | EC               | CORP              | NL        |     12746 | NS      | $2014250.38   | 1.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Hexcel Corp                         | Hexcel Corp                                                      | CUSIP: 428291108<br>LEI: S6Q7LW43WUBUHXY2QP69 | Long             | EC               | CORP              | US        |     28687 | NS      | $1688229.95   | 1.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Aptiv PLC                           | Aptiv PLC                                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | JE        |     13299 | NS      | $1238535.87   | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| STERIS PLC                          | STERIS PLC                                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | IE        |     12179 | NS      | $2249339.51   | 2.21%             |  |  |  | No            |                  1 | On Loan: No      |
| West Pharmaceutical Services Inc    | West Pharmaceutical Services Inc                                 | CUSIP: 955306105<br>LEI: 5493007NKRGM1RJQ1P16 | Long             | EC               | CORP              | US        |      6574 | NS      | $1547190.90   | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| TopBuild Corp                       | TopBuild Corp                                                    | CUSIP: 89055F103<br>LEI: 5493007YSKHOL4RWII46 | Long             | EC               | CORP              | US        |      8246 | NS      | $1290416.54   | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-02

**Name of Applicant:** AB CAP FUND, INC.

**Signature:** Joseph Mantineo

**Name of Signer:** Joseph Mantineo

**Title:** Treasuer and Chief Financial Officer