# EDGAR Filing Document

**Accession Number:** 0001719812
**File Stem:** 0001004726-26-001041
**Filing Date:** 2026-2
**Character Count:** 48977
**Document Hash:** f05402fed6e3d56b50bd7e4b75cd8b00
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001004726-26-001041.hdr.sgml**: 20260226

**ACCESSION NUMBER**: 0001004726-26-001041

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260226

**DATE AS OF CHANGE**: 20260226

**PERIOD START**: 20260930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Collaborative Investment Series Trust
- **CENTRAL INDEX KEY:** 0001719812

**ORGANIZATION NAME:**
- **EIN:** 826635713
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23306
- **FILM NUMBER:** 26683430

**BUSINESS ADDRESS:**
- **STREET 1:** 500 DAMONTE RANCH
- **STREET 2:** PARKWAY BUILDING 700, UNIT 700
- **CITY:** RENO
- **STATE:** NV
- **ZIP:** 89521
- **BUSINESS PHONE:** 2036226000

**MAIL ADDRESS:**
- **STREET 1:** 500 DAMONTE RANCH
- **STREET 2:** PARKWAY BUILDING 700, UNIT 700
- **CITY:** RENO
- **STATE:** NV
- **ZIP:** 89521

## Series and Classes Contracts Data

### PL Growth and Income ETF (Series ID: S000096064)

| Class ID   | Class Name               | Ticker Symbol   |
|:---|:---|:---|
| C000264851 | PL Growth and Income ETF | PLGI            |

## Nport-Ex

---

| | |
|:---|:---|
| Portfolio of Investments<br> **PL Growth & Income ETF** | December 31, 2025 (Unaudited) |

---

---

| | | |
|:---|:---|:---|
| ***Shares*** |  | ***Fair Value ($)*** |
| **Common Stocks — 92.5%** | **Common Stocks — 92.5%** | **Common Stocks — 92.5%** |
| **Communication Services — 7.1%** | **Communication Services — 7.1%** | **Communication Services — 7.1%** |
| 4176 | Alphabet, Inc., Class A | 1307088 |
| 20000 | Pinterest, Inc., Class A<sup>(a)</sup> | 517800 |
| 6264 | T-Mobile US, Inc. | 1271843 |
|  |  | 3096731 |
| **Consumer Discretionary — 16.0%** | **Consumer Discretionary — 16.0%** | **Consumer Discretionary — 16.0%** |
| 14094 | Deckers Outdoor Corp.<sup>(a)</sup> | 1461125 |
| 5046 | Expedia Group, Inc. | 1429582 |
| 696 | MercadoLibre, Inc.<sup>(a)</sup> | 1401925 |
| 6612 | Toyota Motor Corp., ADR | 1415365 |
| 26970 | Yum China Holdings Inc | 1287548 |
|  |  | 6995545 |
| **Consumer Staples — 14.4%** | **Consumer Staples — 14.4%** | **Consumer Staples — 14.4%** |
| 1392 | Costco Wholesale Corp. | 1200377 |
| 12006 | Ingredion, Inc. | 1323781 |
| 46284 | Keurig Dr Pepper, Inc. | 1296415 |
| 23142 | Mondelez International, Inc., Class A | 1245734 |
| 37062 | National Beverage Corp.<sup>(a)</sup> | 1181907 |
|  |  | 6248214 |
| **Energy — 2.9%** | **Energy — 2.9%** |  |
| 8352 | Diamondback Energy, Inc. | 1255556 |
| **Financials — 6.0%** | **Financials — 6.0%** |  |
| 50112 | ING Groep NV, ADR | 1403136 |
| 10614 | Robinhood Markets, Inc., Class A<sup>(a)</sup> | 1200443 |
|  |  | 2603579 |
| **Health Care — 3.2%** | **Health Care — 3.2%** |  |
| 23664 | BioMarin Pharmaceutical, Inc.<sup>(a)</sup> | 1406352 |
| **Industrials — 18.6%** | **Industrials — 18.6%** |  |
| 19836 | A.O. Smith Corp. | 1326632 |
| 93438 | American Airlines Group, Inc.<sup>(a)</sup> | 1432405 |
| 2610 | Cummins, Inc. | 1332275 |
| 32438 | ExlService Holdings, Inc.<sup>(a)</sup> | 1376669 |
| 29580 | Genpact, Ltd. | 1383751 |
| 6960 | Leidos Holdings, Inc. | 1255584 |
|  |  | 8107316 |
| **Information Technology — 15.4%** | **Information Technology — 15.4%** | **Information Technology — 15.4%** |
| 4524 | Apple, Inc. | 1229895 |
| 9918 | Dell Technologies, Inc., Class C | 1248477 |
| 12354 | Nice, Ltd., ADR<sup>(a)</sup> | 1396496 |
| 7308 | NVIDIA Corp. | 1362942 |
| 5568 | Salesforce, Inc. | 1475019 |
|  |  | 6712829 |
| **Materials — 6.0%** | **Materials — 6.0%** |  |
| 20532 | Cabot Corp. | 1360861 |
| 50982 | Element Solutions, Inc. | 1274040 |
|  |  | 2634901 |
| **Real Estate — 2.9%** | **Real Estate — 2.9%** |  |
| 45588 | VICI Properties, Inc. | 1281935 |
| **Total Common Stocks (Cost $40,323,416)** | **Total Common Stocks (Cost $40,323,416)** | **40342958** |

---

---

| | |
|:---|:---|
| Portfolio of Investments<br> **PL Growth & Income ETF (continued)** | December 31, 2025 (Unaudited) |

---

---

| | | |
|:---|:---|:---|
| ***Shares*** |  | ***Fair Value ($)*** |
| **Exchange-Traded Funds — 8.6%** | **Exchange-Traded Funds — 8.6%** | **Exchange-Traded Funds — 8.6%** |
| 58290 | iShares Broad USD High Yield Corporate Bond ETF | 2179754 |
| 17052 | State Street SPDR Bloomberg 1-3 Month T-Bill ETF | 1558212 |
| **Total Exchange-Traded Funds (Cost $3,737,133)** | **Total Exchange-Traded Funds (Cost $3,737,133)** | **3737966** |
| **Total Investments — 101.1% (Cost $44,060,549)** | **Total Investments — 101.1% (Cost $44,060,549)** | **44080924** |
| **Net other assets (liabilities)— (1.1%)** | **Net other assets (liabilities)— (1.1%)** | **(468081)** |
| **Net Assets — 100.0%** | **Net Assets — 100.0%** | **43612843** |

---

&nbsp;&nbsp;&nbsp;&nbsp;(a) Non-income producing security

ADR — American Depositary Receipt

ETF — Exchange-Traded Fund

SPDR — Standard & Poor's Depositary Receipts

---

| | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|
| **Written Options Contacts** | **Written Options Contacts** | **Written Options Contacts** | **Written Options Contacts** | **Written Options Contacts** | **Written Options Contacts** | **Written Options Contacts** | **Written Options Contacts** |
| Exchange-traded options on future contracts written as of December 31, 2025 were as follows: | Exchange-traded options on future contracts written as of December 31, 2025 were as follows: | Exchange-traded options on future contracts written as of December 31, 2025 were as follows: | Exchange-traded options on future contracts written as of December 31, 2025 were as follows: | Exchange-traded options on future contracts written as of December 31, 2025 were as follows: | Exchange-traded options on future contracts written as of December 31, 2025 were as follows: | Exchange-traded options on future contracts written as of December 31, 2025 were as follows: | Exchange-traded options on future contracts written as of December 31, 2025 were as follows: |
| **Description** | **Put/Call** | **Number of Contracts** | **Notional<br> Amount<br> (000)($)<sup>(a)</sup>** | **Premiums Received ($)** | **Strike Price ($)** | **Expiration Date** | **Value ($)** |
| A.O. Smith Corp. | Call | 43 | 301 | 6793 | 70.00 | &nbsp;&nbsp;&nbsp;2/20/26 | (5483) |
| A.O. Smith Corp. | Call | 50 | 350 | 13979 | 70.00 | &nbsp;&nbsp;&nbsp;4/17/26 | (10625) |
| Alphabet, Inc. | Call | 9 | 288 | 21132 | 320.00 | &nbsp;&nbsp;&nbsp;5/15/26 | (23085) |
| Alphabet, Inc. | Call | 15 | 473 | 50519 | 315.00 | &nbsp;&nbsp;&nbsp;7/17/26 | (50655) |
| American Airlines Group, Inc. | Call | 5 | 8 | 190 | 15.50 | &nbsp;&nbsp;&nbsp;1/9/26 | (125) |
| American Airlines Group, Inc. | Call | 10 | 16 | 1210 | 16.00 | &nbsp;&nbsp;&nbsp;2/20/26 | (780) |
| American Airlines Group, Inc. | Call | 200 | 320 | 34397 | 16.00 | &nbsp;&nbsp;&nbsp;5/15/26 | (29400) |
| American Airlines Group, Inc. | Call | 222 | 355 | 41732 | 16.00 | &nbsp;&nbsp;&nbsp;6/18/26 | (37074) |
| Apple, Inc. | Call | 9 | 248 | 15957 | 275.00 | &nbsp;&nbsp;&nbsp;5/15/26 | (14850) |
| Apple, Inc. | Call | 10 | 275 | 20180 | 275.00 | &nbsp;&nbsp;&nbsp;6/18/26 | (18750) |
| Apple, Inc. | Call | 1 | 29 | 1548 | 285.00 | &nbsp;&nbsp;&nbsp;6/18/26 | (1390) |
| Apple, Inc. | Call | 10 | 280 | 18630 | 280.00 | &nbsp;&nbsp;&nbsp;7/17/26 | (18250) |
| BioMarin Pharmaceutical, Inc. | Call | 55 | 303 | 51588 | 55.00 | &nbsp;&nbsp;&nbsp;4/17/26 | (40425) |
| BioMarin Pharmaceutical, Inc. | Call | 100 | 624 | 56798 | 62.50 | &nbsp;&nbsp;&nbsp;7/17/26 | (60000) |
| Cabot Corp. | Call | 44 | 308 | 8711 | 70.00 | &nbsp;&nbsp;&nbsp;2/20/26 | (7810) |
| Cabot Corp. | Call | 8 | 56 | 2204 | 70.00 | &nbsp;&nbsp;&nbsp;4/17/26 | (2220) |
| Costco Wholesale Corp. | Call | 6 | 533 | 26388 | 890.00 | &nbsp;&nbsp;&nbsp;6/18/26 | (28440) |
| Cummins, Inc. | Call | 1 | 52 | 3848 | 520.00 | &nbsp;&nbsp;&nbsp;6/18/26 | (4155) |
| Cummins, Inc. | Call | 15 | 779 | 86369 | 520.00 | &nbsp;&nbsp;&nbsp;9/18/26 | (81689) |
| Deckers Outdoor Corp. | Call | 70 | 769 | 39059 | 110.00 | &nbsp;&nbsp;&nbsp;2/20/26 | (41300) |
| Deckers Outdoor Corp. | Call | 2 | 21 | 1776 | 105.00 | &nbsp;&nbsp;&nbsp;2/20/26 | (1600) |
| Dell Technologies, Inc. | Call | 23 | 299 | 29739 | 130.00 | &nbsp;&nbsp;&nbsp;5/15/26 | (30360) |
| Dell Technologies, Inc. | Call | 23 | 299 | 35144 | 130.00 | &nbsp;&nbsp;&nbsp;6/18/26 | (35075) |
| Diamondback Energy, Inc. | Call | 1 | 16 | 888 | 155.00 | &nbsp;&nbsp;&nbsp;3/20/26 | (700) |
| Diamondback Energy, Inc. | Call | 19 | 295 | 19741 | 155.00 | &nbsp;&nbsp;&nbsp;5/15/26 | (17860) |
| Diamondback Energy, Inc. | Call | 19 | 295 | 21812 | 155.00 | &nbsp;&nbsp;&nbsp;6/18/26 | (20520) |
| Exlservice Holdings, Inc. | Call | 6 | 27 | 108 | 45.00 | &nbsp;&nbsp;&nbsp;1/16/26 | (120) |
| Exlservice Holdings, Inc. | Call | 55 | 248 | 989 | 45.00 | &nbsp;&nbsp;&nbsp;2/20/26 | (3575) |
| Exlservice Holdings, Inc. | Call | 6 | 27 | 568 | 45.00 | &nbsp;&nbsp;&nbsp;4/17/26 | (960) |
| Expedia Group, Inc. | Call | 11 | 330 | 24453 | 300.00 | &nbsp;&nbsp;&nbsp;4/17/26 | (19965) |
| Expedia Group, Inc. | Call | 12 | 360 | 35976 | 300.00 | &nbsp;&nbsp;&nbsp;6/18/26 | (31650) |
| Genpact, Ltd. | Call | 70 | 350 | 15209 | 50.00 | &nbsp;&nbsp;&nbsp;3/20/26 | (11900) |
| Genpact, Ltd. | Call | 69 | 345 | 24011 | 50.00 | &nbsp;&nbsp;&nbsp;6/18/26 | (24150) |
| ING Groep NV | Call | 10 | 29 | 153 | 29.00 | &nbsp;&nbsp;&nbsp;1/16/26 | (100) |
| ING Groep NV | Call | 105 | 305 | 11339 | 29.00 | &nbsp;&nbsp;&nbsp;4/17/26 | (17850) |
| ING Groep NV | Call | 5 | 14 | 220 | 28.00 | &nbsp;&nbsp;&nbsp;4/17/26 | (950) |
| ING Groep NV | Call | 5 | 14 | 490 | 28.00 | &nbsp;&nbsp;&nbsp;4/17/26 | (950) |
| ING Groep NV | Call | 19 | 55 | 2717 | 29.00 | &nbsp;&nbsp;&nbsp;6/18/26 | (2423) |

---

---

| | |
|:---|:---|
| Portfolio of Investments<br> **PL Growth & Income ETF (continued)** | December 31, 2025 (Unaudited) |

---

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| **Written Options Contracts — (continued)** | **Written Options Contracts — (continued)** | **Written Options Contracts — (continued)** | **Written Options Contracts — (continued)** | **Written Options Contracts — (continued)** | **Written Options Contracts — (continued)** | **Written Options Contracts — (continued)** |
| **Description** | **Number of Contracts** | &nbsp;&nbsp;**Notional Amount**<br> **(000)($)<sup>(a)</sup>** | **Premiums Received**<br> **($)** | **Strike Price ($)** | **Expiration Date** | **Value ($)** |
| ING Groep NV Call | 10 | 29 | 1480 | 29.00 | 7/17/26 | (1400) |
| Ingredion, Inc. Call | 26 | 299 | 4368 | 115.00 | 2/20/26 | (4810) |
| Ingredion, Inc. Call | 30 | 345 | 8460 | 115.00 | 4/17/26 | (10350) |
| Keurig Dr Pepper, Inc. Call | 105 | 305 | 11339 | 29.00 | 4/17/26 | (11025) |
| Leidos Holdings, Inc. Call | 16 | 304 | 8768 | 190.00 | 2/20/26 | (6560) |
| Leidos Holdings, Inc. Call | 16 | 304 | 17568 | 190.00 | 5/15/26 | (16240) |
| Mercadolibre, Inc. Call | 3 | 629 | 56993 | 2100.00 | 6/18/26 | (54450) |
| Mondelez International, Inc. Call | 9 | 52 | 2052 | 57.50 | 6/18/26 | (1890) |
| National Beverage Corp. Call | 94 | 329 | 11371 | 35.00 | 4/17/26 | (9165) |
| Nice, Ltd. Call | 2 | 22 | 680 | 110.00 | 1/16/26 | (1030) |
| Nice, Ltd. Call | 28 | 308 | 18984 | 110.00 | 2/20/26 | (25872) |
| NVIDIA Corp. Call | 15 | 285 | 26655 | 190.00 | 4/17/26 | (24900) |
| NVIDIA Corp. Call | 15 | 285 | 24345 | 190.00 | 5/15/26 | (29025) |
| NVIDIA Corp. Call | 2 | 37 | 3886 | 183.00 | 6/18/26 | (5450) |
| NVIDIA Corp. Call | 15 | 284 | 29520 | 189.00 | 6/18/26 | (35190) |
| NVIDIA Corp. Call | 15 | 293 | 34245 | 195.00 | 7/17/26 | (33825) |
| Robinhood Markets, Inc. Call | 1 | 13 | 538 | 125.00 | 1/16/26 | (113) |
| Robinhood Markets, Inc. Call | 24 | 312 | 40751 | 130.00 | 5/15/26 | (26784) |
| Robinhood Markets, Inc. Call | 24 | 312 | 46391 | 130.00 | 6/18/26 | (31200) |
| Salesforce, Inc. Call | 20 | 559 | 22760 | 280.00 | 3/20/26 | (23280) |
| Salesforce, Inc. Call | 12 | 324 | 21624 | 270.00 | 5/15/26 | (24420) |
| Salesforce, Inc. Call | 14 | 378 | 30906 | 270.00 | 6/18/26 | (34300) |
| T-Mobile US, Inc. Call | 20 | 420 | 4140 | 210.00 | 1/16/26 | (3200) |
| Toyota Motor Corp. Call | 1 | 22 | 658 | 220.00 | 2/20/26 | (530) |
| Toyota Motor Corp. Call | 14 | 322 | 11452 | 230.00 | 5/15/26 | (8820) |
| Toyota Motor Corp. Call | 1 | 22 | 1298 | 220.00 | 6/18/26 | (1215) |
| VICI Properties, Inc. Call | 10 | 30 | 420 | 30.00 | 3/20/26 | (350) |
| Yum China Holdings, Inc. Call | 6 | 30 | 1368 | 50.00 | 4/17/26 | (1095) |
| Yum China Holdings, Inc. Call | 100 | 499 | 34799 | 50.00 | 7/17/26 | (33000) |
| **(Total Premiums Received $1,204,384)** |  |  |  |  |  | (1156703) |

---

&nbsp;&nbsp;&nbsp;&nbsp;(a) Notional amount is expressed as the number of contracts multiplied
by contract size multiplied by the strike price of the underlying asset.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Collaborative Investment Series Trust

- **b. Investment Company Act file number:** 811-23306

- **c. CIK number of Registrant:** 0001719812

- **d. LEI of Registrant:** 549300H9U9P1LQU16S78

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 500 Damonte Ranch Parkway

  - **City:** Reno

  - **State:** NV

  - **Foreign country:** US

  - **Zip / Postal Code:** 89521

  - **Telephone number:** 775-460-2204

**Item A.2. Information about the Series.**

- **a. Name of Series:** PL Growth and Income ETF

- **b. EDGAR series identifier (if any):** S000096064

- **c. LEI of Series:** 254900V3T89UIGY36402

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-09-30

- **b. Date as of which information is reported:** 2025-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $45303988.17

**Total Liabilities:** $1691144.94

**Net Assets:** $43612843.23

**Cash Not Reported:** $1145245.78

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000264851 | 0.00%                | 0.00%                | 0.00%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $0.00                                      |
| Month 2  | $0.00                    | $0.00                                      |
| Month 3  | $-112.07                 | $20375.82                                  |

**Designated Index Information**

- **Index Name:** Securities Portfolio

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                                             | Title                                            | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| CUMMINS INC.                                     | CUMMINS INC                                      | CUSIP: 231021106<br>LEI: ZUNI8PYC725B6H8JU438 | Long             | EC               | CORP              | US        |      2610 | NS      | $1332274.50   | 3.05%             |  |  |  | No            |                  1 | On Loan: No      |
| NATIONAL BEVERAGE CORP.                          | NATIONAL BEVERAGE CORP CALL OPTION               | CUSIP: N/A<br>LEI: 549300O9MZIQJI8TGV17       | N/A              | DE               |  | US        |       -94 | NC      | $-9165.00     | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| BIOMARIN PHARMACEUTICAL INC.                     | BIOMARIN PHARMACEUTICAL INC                      | CUSIP: 09061G101<br>LEI: NSLL8ITTRR0J5HEMR848 | Long             | EC               | CORP              | US        |     23664 | NS      | $1406351.52   | 3.22%             |  |  |  | No            |                  1 | On Loan: No      |
| GENPACT LIMITED                                  | GENPACT LTD CALL OPTION                          | CUSIP: N/A<br>LEI: 529900OSEC6Q0L4L5B35       | N/A              | DE               |  | BM        |       -69 | NC      | $-24150.00    | -0.06%            |  |  |  | No            |                  1 | On Loan: No      |
| ELEMENT SOLUTIONS INC                            | ELEMENT SOLUTIONS INC                            | CUSIP: 28618M106<br>LEI: 549300FLGN6P5CU20J91 | Long             | EC               | CORP              | US        |     50982 | NS      | $1274040.18   | 2.92%             |  |  |  | No            |                  1 | On Loan: No      |
| NICE LTD                                         | NICE LTD CALL OPTION                             | CUSIP: N/A<br>LEI: 254900YTY4EF5Z4W0A51       | N/A              | DE               |  | IL        |        -2 | NC      | $-1030.00     | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| VICI PROPERTIES INC.                             | VICI PROPERTIES INC CALL OPTION                  | CUSIP: N/A<br>LEI: 254900RKH6RY9KCJQH63       | N/A              | DE               |  | US        |       -10 | NC      | $-350.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| ROBINHOOD MARKETS, INC.                          | ROBINHOOD MARKETS INC CALL OPTION                | CUSIP: N/A<br>LEI: 213800FS5AO3YWIE6F63       | N/A              | DE               |  | US        |        -1 | NC      | $-113.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| KEURIG DR PEPPER INC.                            | KEURIG DR PEPPER INC CALL OPTION                 | CUSIP: N/A<br>LEI: DYTQ8KRTKO7Y2BVU5K74       | N/A              | DE               |  | US        |      -105 | NC      | $-11025.00    | -0.03%            |  |  |  | No            |                  1 | On Loan: No      |
| CABOT CORPORATION                                | CABOT CORP                                       | CUSIP: 127055101<br>LEI: K05C0SER542GQ6VLRO68 | Long             | EC               | CORP              | US        |     20532 | NS      | $1360860.96   | 3.12%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN AIRLINES GROUP INC.                     | AMERICAN AIRLINES GROUP INC CALL OPTION          | CUSIP: N/A<br>LEI: IWUQB36BXD6OWD6X4T14       | N/A              | DE               |  | US        |      -222 | NC      | $-37074.00    | -0.09%            |  |  |  | No            |                  1 | On Loan: No      |
| Mondelez International, Inc.                     | MONDELEZ INTERNATIONAL INC CALL OPTION           | CUSIP: N/A<br>LEI: 549300DV9GIB88LZ5P30       | N/A              | DE               |  | US        |        -9 | NC      | $-1890.00     | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| ALPHABET INC.                                    | ALPHABET INC CALL OPTION                         | CUSIP: N/A<br>LEI: 5493006MHB84DD0ZWV18       | N/A              | DE               |  | US        |       -15 | NC      | $-50655.00    | -0.12%            |  |  |  | No            |                  1 | On Loan: No      |
| BIOMARIN PHARMACEUTICAL INC.                     | BIOMARIN PHARMACEUTICAL CALL OPTION              | CUSIP: N/A<br>LEI: NSLL8ITTRR0J5HEMR848       | N/A              | DE               |  | US        |      -100 | NC      | $-60000.00    | -0.14%            |  |  |  | No            |                  1 | On Loan: No      |
| LEIDOS HOLDINGS, INC.                            | LEIDOS HOLDINGS CALL OPTION                      | CUSIP: N/A<br>LEI: 549300IUTGTP6EJP8124       | N/A              | DE               |  | US        |       -16 | NC      | $-6560.00     | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| ROBINHOOD MARKETS, INC.                          | ROBINHOOD MARKETS INC CALL OPTION                | CUSIP: N/A<br>LEI: 213800FS5AO3YWIE6F63       | N/A              | DE               |  | US        |       -24 | NC      | $-26784.00    | -0.06%            |  |  |  | No            |                  1 | On Loan: No      |
| ING Groep N.V.                                   | ING GROEP NV CALL OPTION                         | CUSIP: N/A<br>LEI: 549300NYKK9MWM7GGW15       | N/A              | DE               |  | NL        |        -5 | NC      | $-950.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| APPLE INC.                                       | APPLE INC CALL OPTION                            | CUSIP: N/A<br>LEI: HWUPKR0MPOU8FGXBT394       | N/A              | DE               |  | US        |       -10 | NC      | $-18250.00    | -0.04%            |  |  |  | No            |                  1 | On Loan: No      |
| A. O. SMITH CORPORATION                          | SMITH A O CORP CALL OPTION                       | CUSIP: N/A<br>LEI: 549300XG4US7UJNECY36       | N/A              | DE               |  | US        |       -43 | NC      | $-5482.50     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| EXPEDIA GROUP, INC.                              | EXPEDIA GROUP INC                                | CUSIP: 30212P303<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5046 | NS      | $1429582.26   | 3.28%             |  |  |  | No            |                  1 | On Loan: No      |
| COSTCO WHOLESALE CORPORATION                     | COSTCO WHOLESALE CORP CALL OPTION                | CUSIP: N/A<br>LEI: 29DX7H14B9S6O3FD6V18       | N/A              | DE               |  | US        |        -6 | NC      | $-28440.00    | -0.07%            |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA CORPORATION                               | NVIDIA CORP CALL OPTION                          | CUSIP: N/A<br>LEI: 549300S4KLFTLO7GSQ80       | N/A              | DE               |  | US        |        -2 | NC      | $-5450.00     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| NICE LTD                                         | NICE LTD CALL OPTION                             | CUSIP: N/A<br>LEI: 254900YTY4EF5Z4W0A51       | N/A              | DE               |  | IL        |       -28 | NC      | $-25872.00    | -0.06%            |  |  |  | No            |                  1 | On Loan: No      |
| APPLE INC.                                       | APPLE INC                                        | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |      4524 | NS      | $1229894.64   | 2.82%             |  |  |  | No            |                  1 | On Loan: No      |
| INGREDION INCORPORATED                           | INGREDION INC                                    | CUSIP: 457187102<br>LEI: PKSTQ48QDN0XSVS7YK88 | Long             | EC               | CORP              | US        |     12006 | NS      | $1323781.56   | 3.04%             |  |  |  | No            |                  1 | On Loan: No      |
| DIAMONDBACK ENERGY, INC.                         | DIAMONDBACK ENERGY INC CALL OPTION               | CUSIP: N/A<br>LEI: 549300R22LSX6OHWEN64       | N/A              | DE               |  | US        |       -19 | NC      | $-20520.00    | -0.05%            |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN AIRLINES GROUP INC.                     | AMERICAN AIRLINES GROUP INC CALL OPTION          | CUSIP: N/A<br>LEI: IWUQB36BXD6OWD6X4T14       | N/A              | DE               |  | US        |        -5 | NC      | $-125.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| DELL TECHNOLOGIES INC.                           | DELL INC CALL OPTION                             | CUSIP: N/A<br>LEI: 549300TJB5YBRUPOG437       | N/A              | DE               |  | US        |       -23 | NC      | $-30360.00    | -0.07%            |  |  |  | No            |                  1 | On Loan: No      |
| ALPHABET INC.                                    | ALPHABET INC CALL OPTION                         | CUSIP: N/A<br>LEI: 5493006MHB84DD0ZWV18       | N/A              | DE               |  | US        |        -9 | NC      | $-23085.00    | -0.05%            |  |  |  | No            |                  1 | On Loan: No      |
| GENPACT LIMITED                                  | GENPACT LTD CALL OPTION                          | CUSIP: N/A<br>LEI: 529900OSEC6Q0L4L5B35       | N/A              | DE               |  | BM        |       -70 | NC      | $-11900.00    | -0.03%            |  |  |  | No            |                  1 | On Loan: No      |
| ING Groep N.V.                                   | ING GROEP NV CALL OPTION                         | CUSIP: N/A<br>LEI: 549300NYKK9MWM7GGW15       | N/A              | DE               |  | NL        |       -10 | NC      | $-1400.00     | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN AIRLINES GROUP INC.                     | AMERICAN AIRLINES GROUP                          | CUSIP: 02376R102<br>LEI: IWUQB36BXD6OWD6X4T14 | Long             | EC               | CORP              | US        |     93438 | NS      | $1432404.54   | 3.28%             |  |  |  | No            |                  1 | On Loan: No      |
| MercadoLibre, Inc.                               | MERCADOLIBRE INC                                 | CUSIP: 58733R102<br>LEI: 549300DKPDN9M5S8GB14 | Long             | EC               | CORP              | US        |       696 | NS      | $1401924.96   | 3.21%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA CORPORATION                               | NVIDIA CORP CALL OPTION                          | CUSIP: N/A<br>LEI: 549300S4KLFTLO7GSQ80       | N/A              | DE               |  | US        |       -15 | NC      | $-33825.00    | -0.08%            |  |  |  | No            |                  1 | On Loan: No      |
| GENPACT LIMITED                                  | GENPACT LTD                                      | CUSIP: G3922B107<br>LEI: 529900OSEC6Q0L4L5B35 | Long             | EC               | CORP              | BM        |     29580 | NS      | $1383752.40   | 3.17%             |  |  |  | No            |                  1 | On Loan: No      |
| A. O. SMITH CORPORATION                          | SMITH A O CORP CALL OPTION                       | CUSIP: N/A<br>LEI: 549300XG4US7UJNECY36       | N/A              | DE               |  | US        |       -50 | NC      | $-10625.00    | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA CORPORATION                               | NVIDIA CORP CALL OPTION                          | CUSIP: N/A<br>LEI: 549300S4KLFTLO7GSQ80       | N/A              | DE               |  | US        |       -15 | NC      | $-35190.00    | -0.08%            |  |  |  | No            |                  1 | On Loan: No      |
| Mondelez International, Inc.                     | MONDELEZ INTERNATIONAL INC                       | CUSIP: 609207105<br>LEI: 549300DV9GIB88LZ5P30 | Long             | EC               | CORP              | US        |     23142 | NS      | $1245733.86   | 2.86%             |  |  |  | No            |                  1 | On Loan: No      |
| TOYOTA MOTOR CORPORATION                         | TOYOTA MOTOR CORP                                | CUSIP: 892331307<br>LEI: 5493006W3QUS5LMH6R84 | Long             |  | CORP              | JP        |      6612 | NS      | $1415364.72   | 3.25%             |  |  |  | No            |                  1 | On Loan: No      |
| LEIDOS HOLDINGS, INC.                            | LEIDOS HOLDINGS CALL OPTION                      | CUSIP: N/A<br>LEI: 549300IUTGTP6EJP8124       | N/A              | DE               |  | US        |       -16 | NC      | $-16240.00    | -0.04%            |  |  |  | No            |                  1 | On Loan: No      |
| A. O. SMITH CORPORATION                          | A O SMITH CORPORATION                            | CUSIP: 831865209<br>LEI: 549300XG4US7UJNECY36 | Long             | EC               | CORP              | US        |     19836 | NS      | $1326631.68   | 3.04%             |  |  |  | No            |                  1 | On Loan: No      |
| TOYOTA MOTOR CORPORATION                         | TOYOTA MOTOR CORP CALL OPTION                    | CUSIP: N/A<br>LEI: 5493006W3QUS5LMH6R84       | N/A              | DE               |  | JP        |       -14 | NC      | $-8820.00     | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| T-MOBILE US, INC.                                | T MOBILE US INC CALL OPTION                      | CUSIP: N/A<br>LEI: 549300QHIJYOHPACPG31       | N/A              | DE               |  | US        |       -20 | NC      | $-3200.00     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| SALESFORCE, INC.                                 | SALESFORCE COM INC CALL OPTION                   | CUSIP: N/A<br>LEI: RCGZFPDMRW58VJ54VR07       | N/A              | DE               |  | US        |       -20 | NC      | $-23280.00    | -0.05%            |  |  |  | No            |                  1 | On Loan: No      |
| PINTEREST, INC.                                  | PINTEREST INC                                    | CUSIP: 72352L106<br>LEI: 529900Y043CEBGO4HB65 | Long             | EC               | CORP              | US        |     20000 | NS      | $517800.00    | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| EXPEDIA GROUP, INC.                              | EXPEDIA INC CALL OPTION                          | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -12 | NC      | $-31650.00    | -0.07%            |  |  |  | No            |                  1 | On Loan: No      |
| ALPHABET INC.                                    | ALPHABET INC                                     | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      4176 | NS      | $1307088.00   | 3.00%             |  |  |  | No            |                  1 | On Loan: No      |
| DIAMONDBACK ENERGY, INC.                         | DIAMONDBACK ENERGY INC CALL OPTION               | CUSIP: N/A<br>LEI: 549300R22LSX6OHWEN64       | N/A              | DE               |  | US        |        -1 | NC      | $-700.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| APPLE INC.                                       | APPLE INC CALL OPTION                            | CUSIP: N/A<br>LEI: HWUPKR0MPOU8FGXBT394       | N/A              | DE               |  | US        |        -9 | NC      | $-14850.00    | -0.03%            |  |  |  | No            |                  1 | On Loan: No      |
| DELL TECHNOLOGIES INC.                           | DELL TECHNOLOGIES INC                            | CUSIP: 24703L202<br>LEI: 549300TJB5YBRUPOG437 | Long             | EC               | CORP              | US        |      9918 | NS      | $1248477.84   | 2.86%             |  |  |  | No            |                  1 | On Loan: No      |
| EXLSERVICE HOLDINGS, INC.                        | EXLSERVICE HOLDINGS INC CALL OPTION              | CUSIP: N/A<br>LEI: 81E3DTNF6OSH489ZOV15       | N/A              | DE               |  | US        |       -55 | NC      | $-3575.00     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| VICI PROPERTIES INC.                             | VICI PROPERTIES INC                              | CUSIP: 925652109<br>LEI: 254900RKH6RY9KCJQH63 | Long             | EC               | CORP              | US        |     45588 | NS      | $1281934.56   | 2.94%             |  |  |  | No            |                  1 | On Loan: No      |
| LEIDOS HOLDINGS, INC.                            | LEIDOS HOLDINGS                                  | CUSIP: 525327102<br>LEI: 549300IUTGTP6EJP8124 | Long             | EC               | CORP              | US        |      6960 | NS      | $1255584.00   | 2.88%             |  |  |  | No            |                  1 | On Loan: No      |
| COSTCO WHOLESALE CORPORATION                     | COSTCO WHOLESALE CORP                            | CUSIP: 22160K105<br>LEI: 29DX7H14B9S6O3FD6V18 | Long             | EC               | CORP              | US        |      1392 | NS      | $1200377.28   | 2.75%             |  |  |  | No            |                  1 | On Loan: No      |
| CUMMINS INC.                                     | CUMMINS INC CALL OPTION                          | CUSIP: N/A<br>LEI: ZUNI8PYC725B6H8JU438       | N/A              | DE               |  | US        |       -15 | NC      | $-81690.00    | -0.19%            |  |  |  | No            |                  1 | On Loan: No      |
| ING Groep N.V.                                   | ING GROEP NV CALL OPTION                         | CUSIP: N/A<br>LEI: 549300NYKK9MWM7GGW15       | N/A              | DE               |  | NL        |       -19 | NC      | $-2422.50     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| APPLE INC.                                       | APPLE INC CALL OPTION                            | CUSIP: N/A<br>LEI: HWUPKR0MPOU8FGXBT394       | N/A              | DE               |  | US        |        -1 | NC      | $-1390.00     | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA CORPORATION                               | NVIDIA CORP CALL OPTION                          | CUSIP: N/A<br>LEI: 549300S4KLFTLO7GSQ80       | N/A              | DE               |  | US        |       -15 | NC      | $-29025.00    | -0.07%            |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN AIRLINES GROUP INC.                     | AMERICAN AIRLINES GROUP INC CALL OPTION          | CUSIP: N/A<br>LEI: IWUQB36BXD6OWD6X4T14       | N/A              | DE               |  | US        |      -200 | NC      | $-29400.00    | -0.07%            |  |  |  | No            |                  1 | On Loan: No      |
| DELL TECHNOLOGIES INC.                           | DELL TECHNOLOGIES INC CALL OPTION                | CUSIP: N/A<br>LEI: 549300TJB5YBRUPOG437       | N/A              | DE               |  | US        |       -23 | NC      | $-35075.00    | -0.08%            |  |  |  | No            |                  1 | On Loan: No      |
| TOYOTA MOTOR CORPORATION                         | TOYOTA MOTOR CORP CALL OPTION                    | CUSIP: N/A<br>LEI: 5493006W3QUS5LMH6R84       | N/A              | DE               |  | JP        |        -1 | NC      | $-530.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| iShares Broad USD High Yield Corporate Bond ETF  | ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF  | CUSIP: 46435U853<br>LEI: 549300X7H67ZLUE3IZ46 | Long             |  | RF                | US        |     58290 | NS      | $2179754.55   | 5.00%             |  |  |  | No            |                  1 | On Loan: No      |
| INGREDION INCORPORATED                           | INGREDION INC CALL OPTION                        | CUSIP: N/A<br>LEI: PKSTQ48QDN0XSVS7YK88       | N/A              | DE               |  | US        |       -30 | NC      | $-10350.00    | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| NICE LTD                                         | NICE LTD                                         | CUSIP: 653656108<br>LEI: 254900YTY4EF5Z4W0A51 | Long             |  | CORP              | IL        |     12354 | NS      | $1396496.16   | 3.20%             |  |  |  | No            |                  1 | On Loan: No      |
| CUMMINS INC.                                     | CUMMINS INC CALL OPTION                          | CUSIP: N/A<br>LEI: ZUNI8PYC725B6H8JU438       | N/A              | DE               |  | US        |        -1 | NC      | $-4155.00     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| CABOT CORPORATION                                | CABOT CORP CALL OPTION                           | CUSIP: N/A<br>LEI: K05C0SER542GQ6VLRO68       | N/A              | DE               |  | US        |        -8 | NC      | $-2220.00     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| SALESFORCE, INC.                                 | SALESFORCE INC                                   | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |      5568 | NS      | $1475018.88   | 3.38%             |  |  |  | No            |                  1 | On Loan: No      |
| APPLE INC.                                       | APPLE INC CALL OPTION                            | CUSIP: N/A<br>LEI: HWUPKR0MPOU8FGXBT394       | N/A              | DE               |  | US        |       -10 | NC      | $-18750.00    | -0.04%            |  |  |  | No            |                  1 | On Loan: No      |
| T-MOBILE US, INC.                                | T MOBILE US INC                                  | CUSIP: 872590104<br>LEI: 549300QHIJYOHPACPG31 | Long             | EC               | CORP              | US        |      6264 | NS      | $1271842.56   | 2.92%             |  |  |  | No            |                  1 | On Loan: No      |
| INGREDION INCORPORATED                           | INGREDION INC CALL OPTION                        | CUSIP: N/A<br>LEI: PKSTQ48QDN0XSVS7YK88       | N/A              | DE               |  | US        |       -26 | NC      | $-4810.00     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| EXLSERVICE HOLDINGS, INC.                        | EXLSERVICE HOLDINGS INC                          | CUSIP: 302081104<br>LEI: 81E3DTNF6OSH489ZOV15 | Long             | EC               | CORP              | US        |     32438 | NS      | $1376668.72   | 3.16%             |  |  |  | No            |                  1 | On Loan: No      |
| BIOMARIN PHARMACEUTICAL INC.                     | BIOMARIN PHARMACEUTICAL CALL OPTION              | CUSIP: N/A<br>LEI: NSLL8ITTRR0J5HEMR848       | N/A              | DE               |  | US        |       -55 | NC      | $-40425.00    | -0.09%            |  |  |  | No            |                  1 | On Loan: No      |
| ROBINHOOD MARKETS, INC.                          | ROBINHOOD MARKETS INC A                          | CUSIP: 770700102<br>LEI: 213800FS5AO3YWIE6F63 | Long             | EC               | CORP              | US        |     10614 | NS      | $1200443.40   | 2.75%             |  |  |  | No            |                  1 | On Loan: No      |
| YUM CHINA HOLDINGS, INC.                         | YUM CHINA HOLDINGS INC CALL OPTION               | CUSIP: N/A<br>LEI: 529900DO9BYZ7VA3K502       | N/A              | DE               |  | US        |        -6 | NC      | $-1095.00     | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| ING Groep N.V.                                   | ING GROEP NV                                     | CUSIP: 456837103<br>LEI: 549300NYKK9MWM7GGW15 | Long             |  | CORP              | NL        |     50112 | NS      | $1403136.00   | 3.22%             |  |  |  | No            |                  1 | On Loan: No      |
| ROBINHOOD MARKETS, INC.                          | ROBINHOOD MARKETS INC CALL OPTION                | CUSIP: N/A<br>LEI: 213800FS5AO3YWIE6F63       | N/A              | DE               |  | US        |       -24 | NC      | $-31200.00    | -0.07%            |  |  |  | No            |                  1 | On Loan: No      |
| SALESFORCE, INC.                                 | SALESFORCE COM INC CALL OPTION                   | CUSIP: N/A<br>LEI: RCGZFPDMRW58VJ54VR07       | N/A              | DE               |  | US        |       -12 | NC      | $-24420.00    | -0.06%            |  |  |  | No            |                  1 | On Loan: No      |
| DECKERS OUTDOOR CORPORATION                      | DECKERS OUTDOOR CORP                             | CUSIP: 243537107<br>LEI: 5493008LG4W3I6K8J118 | Long             | EC               | CORP              | US        |     14094 | NS      | $1461124.98   | 3.35%             |  |  |  | No            |                  1 | On Loan: No      |
| KEURIG DR PEPPER INC.                            | KEURIG DR PEPPER INC                             | CUSIP: 49271V100<br>LEI: DYTQ8KRTKO7Y2BVU5K74 | Long             | EC               | CORP              | US        |     46284 | NS      | $1296414.84   | 2.97%             |  |  |  | No            |                  1 | On Loan: No      |
| EXLSERVICE HOLDINGS, INC.                        | EXLSERVICE HOLDINGS INC CALL OPTION              | CUSIP: N/A<br>LEI: 81E3DTNF6OSH489ZOV15       | N/A              | DE               |  | US        |        -6 | NC      | $-120.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| EXLSERVICE HOLDINGS, INC.                        | EXLSERVICE HOLDINGS INC CALL OPTION              | CUSIP: N/A<br>LEI: 81E3DTNF6OSH489ZOV15       | N/A              | DE               |  | US        |        -6 | NC      | $-960.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| DECKERS OUTDOOR CORPORATION                      | DECKERS OUTDOOR CORP CALL OPTION                 | CUSIP: N/A<br>LEI: 5493008LG4W3I6K8J118       | N/A              | DE               |  | US        |        -2 | NC      | $-1600.00     | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| DIAMONDBACK ENERGY, INC.                         | DIAMONDBACK ENERGY INC CALL OPTION               | CUSIP: N/A<br>LEI: 549300R22LSX6OHWEN64       | N/A              | DE               |  | US        |       -19 | NC      | $-17860.00    | -0.04%            |  |  |  | No            |                  1 | On Loan: No      |
| DIAMONDBACK ENERGY, INC.                         | DIAMONDBACK ENERGY INC                           | CUSIP: 25278X109<br>LEI: 549300R22LSX6OHWEN64 | Long             | EC               | CORP              | US        |      8352 | NS      | $1255556.16   | 2.88%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF | STATE STREET SPDR BLOOMBERG 1 3 MONTH T BILL ETF | CUSIP: 78468R663<br>LEI: N/A                  | Long             |  | RF                | US        |     17052 | NS      | $1558211.76   | 3.57%             |  |  |  | No            |                  1 | On Loan: No      |
| ING Groep N.V.                                   | ING GROEP NV CALL OPTION                         | CUSIP: N/A<br>LEI: 549300NYKK9MWM7GGW15       | N/A              | DE               |  | NL        |      -105 | NC      | $-17850.00    | -0.04%            |  |  |  | No            |                  1 | On Loan: No      |
| YUM CHINA HOLDINGS, INC.                         | YUM CHINA HOLDINGS INC W I                       | CUSIP: 98850P109<br>LEI: 529900DO9BYZ7VA3K502 | Long             | EC               | CORP              | US        |     26970 | NS      | $1287547.80   | 2.95%             |  |  |  | No            |                  1 | On Loan: No      |
| CABOT CORPORATION                                | CABOT CORP CALL OPTION                           | CUSIP: N/A<br>LEI: K05C0SER542GQ6VLRO68       | N/A              | DE               |  | US        |       -44 | NC      | $-7810.00     | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| MercadoLibre, Inc.                               | MERCADOLIBRE INC CALL OPTION                     | CUSIP: N/A<br>LEI: 549300DKPDN9M5S8GB14       | N/A              | DE               |  | US        |        -3 | NC      | $-54450.00    | -0.12%            |  |  |  | No            |                  1 | On Loan: No      |
| YUM CHINA HOLDINGS, INC.                         | YUM CHINA HOLDINGS INC CALL OPTION               | CUSIP: N/A<br>LEI: 529900DO9BYZ7VA3K502       | N/A              | DE               |  | US        |      -100 | NC      | $-33000.00    | -0.08%            |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN AIRLINES GROUP INC.                     | AMERICAN AIRLINES GROUP INC CALL OPTION          | CUSIP: N/A<br>LEI: IWUQB36BXD6OWD6X4T14       | N/A              | DE               |  | US        |       -10 | NC      | $-780.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA CORPORATION                               | NVIDIA CORP                                      | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |      7308 | NS      | $1362942.00   | 3.13%             |  |  |  | No            |                  1 | On Loan: No      |
| EXPEDIA GROUP, INC.                              | EXPEDIA INC CALL OPTION                          | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -11 | NC      | $-19965.00    | -0.05%            |  |  |  | No            |                  1 | On Loan: No      |
| SALESFORCE, INC.                                 | SALESFORCE COM INC CALL OPTION                   | CUSIP: N/A<br>LEI: RCGZFPDMRW58VJ54VR07       | N/A              | DE               |  | US        |       -14 | NC      | $-34300.00    | -0.08%            |  |  |  | No            |                  1 | On Loan: No      |
| DECKERS OUTDOOR CORPORATION                      | DECKERS OUTDOOR CORP CALL OPTION                 | CUSIP: N/A<br>LEI: 5493008LG4W3I6K8J118       | N/A              | DE               |  | US        |       -70 | NC      | $-41300.00    | -0.09%            |  |  |  | No            |                  1 | On Loan: No      |
| ING Groep N.V.                                   | ING GROEP NV CALL OPTION                         | CUSIP: N/A<br>LEI: 549300NYKK9MWM7GGW15       | N/A              | DE               |  | NL        |       -10 | NC      | $-100.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| TOYOTA MOTOR CORPORATION                         | TOYOTA MOTOR CORP CALL OPTION                    | CUSIP: N/A<br>LEI: 5493006W3QUS5LMH6R84       | N/A              | DE               |  | JP        |        -1 | NC      | $-1215.00     | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA CORPORATION                               | NVIDIA CORP CALL OPTION                          | CUSIP: N/A<br>LEI: 549300S4KLFTLO7GSQ80       | N/A              | DE               |  | US        |       -15 | NC      | $-24900.00    | -0.06%            |  |  |  | No            |                  1 | On Loan: No      |
| NATIONAL BEVERAGE CORP.                          | NATIONAL BEVERAGE CORP                           | CUSIP: 635017106<br>LEI: 549300O9MZIQJI8TGV17 | Long             | EC               | CORP              | US        |     37062 | NS      | $1181907.18   | 2.71%             |  |  |  | No            |                  1 | On Loan: No      |
| ING Groep N.V.                                   | ING GROEP NV CALL OPTION                         | CUSIP: N/A<br>LEI: 549300NYKK9MWM7GGW15       | N/A              | DE               |  | NL        |        -5 | NC      | $-950.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-01-30

**Name of Applicant:** Collaborative Investment Series Trust

**Signature:** Bill McCormick

**Name of Signer:** Bill McCormick

**Title:** Treasurer