# EDGAR Filing Document

**Accession Number:** 0000808098
**File Stem:** 0000808098-23-000002
**Filing Date:** 2023-3
**Character Count:** 2725
**Document Hash:** ade65bd71a03bc5f1133bdd5820762d9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000808098-23-000002.hdr.sgml**: 20230309

**ACCESSION NUMBER**: 0000808098-23-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230309

**DATE AS OF CHANGE**: 20230309

**EFFECTIVENESS DATE**: 20230309

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIELDPOINT PRIVATE SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0000808098
- **IRS NUMBER:** 061186517
- **STATE OF INCORPORATION:** CT
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-37105
- **FILM NUMBER:** 23718273

**BUSINESS ADDRESS:**
- **STREET 1:** 100 FIELD POINT ROAD
- **STREET 2:** 2ND FLOOR
- **CITY:** GREENWICH
- **STATE:** CT
- **ZIP:** 06830
- **BUSINESS PHONE:** 404-556-2648

**MAIL ADDRESS:**
- **STREET 1:** 100 FIELD POINT ROAD
- **STREET 2:** 2ND FLOOR
- **CITY:** GREENWICH
- **STATE:** CT
- **ZIP:** 06830

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NUTMEG SECURITIES, LLC
- **DATE OF NAME CHANGE:** 20120112

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIELDPOINT PRIVATE SECURITIES, LLC
- **DATE OF NAME CHANGE:** 20120109

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NUTMEG SECURITIES, LLC
- **DATE OF NAME CHANGE:** 20090409

### Attached PDF Documents

**Attachment 1:** `fpspub.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000808098

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** FIELDPOINT PRIVATE SECURITIES, LLC

**Business Address:** 100 FIELD POINT ROAD, 2ND FLOOR, GREENWICH, CT, 06830

**Contact Person:** Robert Campbell

**Contact Phone:** 203-413-9300

### Independent Public Accountant Identification

**Accountant Name:** RSM US LLP

**Accountant Address:** 225 Asvlum Street, Hartford, CT, 06103

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Scott I. Noah**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **FIELDPOINT PRIVATE SECURITIES, LLC**, as of **12-31-2022**, are true and correct.

**Signature:** Scott I. Noah

**Title:** CEO/President

**Notarized:** Yes