# EDGAR Filing Document

**Accession Number:** 0000860662
**File Stem:** 0001315863-23-000303
**Filing Date:** 2023-2
**Character Count:** 24189
**Document Hash:** 00a1a75b4b529790fb213b430958158c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001315863-23-000303.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001315863-23-000303

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ANGELO GORDON & CO., L.P.
- **CENTRAL INDEX KEY:** 0000860662
- **IRS NUMBER:** 133478879
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-02616
- **FILM NUMBER:** 23624524

**BUSINESS ADDRESS:**
- **STREET 1:** 245 PARK AVENUE
- **STREET 2:** 26TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10167
- **BUSINESS PHONE:** 212.692.2010

**MAIL ADDRESS:**
- **STREET 1:** 245 PARK AVENUE
- **STREET 2:** 26TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10167

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ANGELO GORDON & CO LP/NY
- **DATE OF NAME CHANGE:** 19990402

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** ANGELO GORDON  CO. L.P.<br>**Address:** 245 PARK AVENUE<br>26TH FLOOR<br>NEW YORK, NY 10167

**Form 13F File Number:** 028-02616

**CRD Number (if applicable):** 000131940

**SEC File Number (if applicable):** 801-34300

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Richa M. Gulati<br>**Title:** Chief Compliance Officer<br>**Phone:** 212.883.4152

**Signature, Place, and Date of Signing:**

/s/ Richa M. Gulati  New York, NY  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 182

**Form 13F Information Table Value Total:** $545418008

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 1LIFE HEALTHCARE INC | COM | 68269G107 |  | 3704607 | 221700 | SH |  | SOLE |  | 221700 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 4317420 | 56400 | SH |  | SOLE |  | 56400 | 0 | 0 |
| AEROJET ROCKETDYNE HLDGS INC | COM | 007800105 |  | 2796500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| AG MTG INVT TR INC | COM NEW | 001228501 |  | 2030847 | 382457 | SH |  | SOLE |  | 382457 | 0 | 0 |
| ALLEGO N V | *W EXP 03/16/202 | N0796A118 |  | 78500 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| ALPHA TAU MEDICAL LTD | *W EXP 03/07/202 | M0740A116 |  | 159000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| ALTRA INDL MOTION CORP | COM | 02208R106 |  | 1912000 | 32000 | SH |  | SOLE |  | 32000 | 0 | 0 |
| AMERICAN AIRLINES GROUP INC | NOTE 6.500% 7/0 | 02376RAF9 |  | 2635000 | 2500000 | SH |  | SOLE |  | 2500000 | 0 | 0 |
| ANTHEMIS DIGITAL ACQUISITION | *W EXP 11/01/202 | G03959114 |  | 115138 | 11222 | SH |  | SOLE |  | 11222 | 0 | 0 |
| ANYWHERE REAL ESTATE INC | COM | 75605Y106 |  | 60554228 | 9476405 | SH |  | SOLE |  | 9476405 | 0 | 0 |
| AP ACQUISITION CORP | *W EXP 12/07/202 | G04058114 |  | 258000 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| APOLLO STRATEGIC GRWT CPTL I | *W EXP 02/12/202 | G0412A128 |  | 140280 | 14000 | SH |  | SOLE |  | 14000 | 0 | 0 |
| ARCTOS NORTHSTAR ACQUIS CORP | *W EXP 99/99/999 | G0477L126 |  | 504500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| ARES ACQUISITION CORPORATION | *W EXP 02/02/202 | G33032122 |  | 1007000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| ATLAS AIR WORLDWIDE HLDGS IN | COM NEW | 049164205 |  | 9273600 | 92000 | SH |  | SOLE |  | 92000 | 0 | 0 |
| AURORA ACQUISITION CORP | CLASS A ORD SHS | G0698L103 |  | 201800 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| AURORA INNOVATION INC | *W EXP 11/03/202 | 051774115 |  | 27224 | 22499 | SH |  | SOLE |  | 22499 | 0 | 0 |
| AVAYA HLDGS CORP | NOTE 2.250% 6/1 | 05351XAB7 |  | 880463 | 23479000 | SH |  | SOLE |  | 23479000 | 0 | 0 |
| BIGBEAR AI HLDGS INC | *W EXP 12/08/202 | 08975B117 |  | 22456 | 33333 | SH |  | SOLE |  | 33333 | 0 | 0 |
| BIOTE CORP | *W EXP 05/26/202 | 090683111 |  | 69938 | 18750 | SH |  | SOLE |  | 18750 | 0 | 0 |
| BLACK SPADE ACQUISITION CO | *W EXP 07/16/202 | G11537118 |  | 184872 | 18487 | SH |  | SOLE |  | 18487 | 0 | 0 |
| BLACK SPADE ACQUISITION CO | SHS CL A | G11537100 |  | 369754 | 36975 | SH |  | SOLE |  | 36975 | 0 | 0 |
| BLEUACACIA LTD | *W EXP 10/30/202 | G11728113 |  | 754500 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| BLEUACACIA LTD | RIGHT 10/30/2026 | G11728139 |  | 15015 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| CACTUS ACQUISITION CORP 1 LT | *W EXP 08/17/202 | G1745A124 |  | 205200 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| CAPITALWORKS EMNG MKTS ACQST | *W EXP 11/19/202 | G1889L126 |  | 387375 | 37500 | SH |  | SOLE |  | 37500 | 0 | 0 |
| CC NEUBERGER PRINCIPAL HOLDN | *W EXP 02/05/202 | G1992N126 |  | 202000 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| CC NEUBERGER PRINCIPAL HOLDN | SHS CL A | G1992N100 |  | 1010000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| CF ACQUISITION CORP IV | *W EXP 12/31/202 | 12520T110 |  | 1673658 | 163763 | SH |  | SOLE |  | 163763 | 0 | 0 |
| CF ACQUISITION CORP VIII | *W EXP 03/31/202 | 12520C117 |  | 260250 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| CHAIN BRIDGE I | *W EXP 11/10/202 | G2061X110 |  | 205600 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| CHAIN BRIDGE I | CLASS A ORD | G2061X102 |  | 411200 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| CHART INDS INC | 6.75DP CNV PFD B | 16115Q407 |  | 1012000 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| CHURCHILL CAPITAL CORP VII | *W EXP 02/29/202 | 17144M110 |  | 99700 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| CINEMARK HLDGS INC | NOTE 4.500% 8/1 | 17243VAB8 |  | 5252935 | 5500000 | SH |  | SOLE |  | 5500000 | 0 | 0 |
| CLARIVATE PLC | 5.25% PFD CONV A | G21810208 |  | 7666630 | 202704 | SH |  | SOLE |  | 202704 | 0 | 0 |
| COMPUTE HEALTH ACQUISITIN CO | *W EXP 01/25/202 | 204833115 |  | 148238 | 14677 | SH |  | SOLE |  | 14677 | 0 | 0 |
| CONSTELLATION ACQUISITN CORP | SHS CL A | G2R18K105 |  | 278318 | 27529 | SH |  | SOLE |  | 27529 | 0 | 0 |
| CONYERS PARK III ACQSITN COR | *W EXP 08/12/202 | 21289P110 |  | 2474015 | 249999 | SH |  | SOLE |  | 249999 | 0 | 0 |
| CONYERS PARK III ACQSITN COR | CLASS A COM | 21289P102 |  | 7422075 | 750000 | SH |  | SOLE |  | 750000 | 0 | 0 |
| CORAZON CAPITAL V838 MONOCER | *W EXP 03/24/202 | G24237128 |  | 504000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| CORNER GROWTH ACQUISITN CORP | *W EXP 04/09/202 | G2426E120 |  | 1367997 | 133333 | SH |  | SOLE |  | 133333 | 0 | 0 |
| CRESCERA CAP ACQUISITION COR | *W EXP 11/18/202 | G26507114 |  | 511000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| DISH NETWORK CORPORATION | NOTE 3.375% 8/1 | 25470MAB5 |  | 26519745 | 42330000 | SH |  | SOLE |  | 42330000 | 0 | 0 |
| DP CAP ACQUISITION CORP I | *W EXP 11/08/202 | G2R05B126 |  | 256500 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| DRAGONEER GROWTH OPT CORP II | CL A SHS | G28315102 |  | 345100 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| ERICSSON | ADR B SEK 10 | 294821608 |  | 919800 | 157500 | SH |  | SOLE |  | 157500 | 0 | 0 |
| ESM ACQUISITION CORPORATION | *W EXP 02/02/202 | G3195H112 |  | 672660 | 66666 | SH |  | SOLE |  | 66666 | 0 | 0 |
| ESM ACQUISITION CORPORATION | SHS CL A | G3195H104 |  | 2018000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| EUROPEAN BIOTECH ACQUTN CORP | *W EXP 03/06/202 | G3167F128 |  | 134663 | 13333 | SH |  | SOLE |  | 13333 | 0 | 0 |
| EUROPEAN BIOTECH ACQUTN CORP | CLASS A ORD SHS | G3167F102 |  | 404000 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| EXACT SCIENCES CORP | NOTE 0.375% 3/1 | 30063PAB1 |  | 2887500 | 3500000 | SH |  | SOLE |  | 3500000 | 0 | 0 |
| EXCELFIN ACQUISITION CORP | *W EXP 10/25/202 | 30069X110 |  | 513000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| EXCELFIN ACQUISITION CORP | COM CL A | 30069X102 |  | 1026000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| EXPRO GROUP HOLDINGS NV | COM | N3144W105 |  | 1971474 | 108741 | SH | Call | SOLE |  | 108741 | 0 | 0 |
| FAST ACQUISITION CORP II | *W EXP 03/16/202 | 311874119 |  | 250250 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| FAST ACQUISITION CORP II | CL A | 311874101 |  | 1001000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| FIFTH WALL ACQUISITN CORP II | CLASS A ORD SHS | G34142102 |  | 502000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| FINSERV ACQUISITION CORP II | COM CL A | 31809Y103 |  | 251375 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| FINTECH EVOLUTION ACQUIS GRO | SHS CL A | G3R19A104 |  | 2020000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| FIRST HORIZON CORPORATION | COM | 320517105 |  | 5301800 | 216400 | SH |  | SOLE |  | 216400 | 0 | 0 |
| FIRST RESERVE SUSTAINABLE GW | CLASS A COM | 336169107 |  | 152579 | 15182 | SH |  | SOLE |  | 15182 | 0 | 0 |
| FOREST ROAD ACQUISITION COR | *W EXP 01/15/202 | 34619V111 |  | 401400 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| FOREST ROAD ACQUISITION COR | CL A | 34619V103 |  | 1003500 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| FORTRESS CAPITAL ACQUISITION | SHS CL A | G36427105 |  | 1515000 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| FREEDOM ACQUISITION I CORP | *W EXP 03/02/202 | G3663X128 |  | 252500 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| FRONTIER ACQUISITION CORP | CLASS A ORD SHS | G36826108 |  | 148176 | 14700 | SH |  | SOLE |  | 14700 | 0 | 0 |
| FRONTIER INVESTMENT CORP | *W EXP 06/29/202 | G36816125 |  | 1001990 | 99999 | SH |  | SOLE |  | 99999 | 0 | 0 |
| FTAC HERA ACQUISITION CORP | *W EXP 02/28/202 | G3728Y111 |  | 631875 | 62500 | SH |  | SOLE |  | 62500 | 0 | 0 |
| FTAC ZEUS ACQUISITION COR | *W EXP 04/15/202 | 30320F114 |  | 925685 | 91925 | SH |  | SOLE |  | 91925 | 0 | 0 |
| FUSION ACQUISITION CORP II | COM CL A | 36118N102 |  | 1004000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| FUTURE HEALTH ESG CORP | *W EXP 99/99/999 | 36118W110 |  | 4949000 | 490000 | SH |  | SOLE |  | 490000 | 0 | 0 |
| GOAL ACQUISITIONS CORP | COM | 38021H107 |  | 1006000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| GOGREEN INVESTMENTS CORP | *W EXP 05/31/202 | G9461B119 |  | 259500 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| GOGREEN INVESTMENTS CORP | ORD SHS CL A | G9461B101 |  | 519000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| HORIZON THERAPEUTICS PUB L | SHS | G46188101 |  | 2276000 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| ICONIC SPORTS ACQUISITION CO | *W EXP 10/12/202 | G4712C115 |  | 517000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| IMMATICS N.V | *W EXP 07/01/202 | N44445117 |  | 218403 | 25075 | SH |  | SOLE |  | 25075 | 0 | 0 |
| INDEPENDENCE HOLDINGS CORP | *W EXP 03/31/202 | G4761A127 |  | 302400 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| INDEPENDENCE HOLDINGS CORP | CLASS A ORD SHS | G4761A101 |  | 1512000 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| INFINITE ACQUISITION CORP | *W EXP 11/23/202 | G48028123 |  | 410000 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| INFINITE ACQUISITION CORP | CL A ORD SHS | G48028107 |  | 820000 | 80000 | SH |  | SOLE |  | 80000 | 0 | 0 |
| INSIGHT ACQUISITION CORP | *W EXP 08/26/202 | 45784L118 |  | 5927030 | 587999 | SH |  | SOLE |  | 587999 | 0 | 0 |
| INSIGHT ACQUISITION CORP | COM CL A | 45784L100 |  | 11854080 | 1176000 | SH |  | SOLE |  | 1176000 | 0 | 0 |
| ITIQUIRA ACQUISITION CORP | *W EXP 02/03/202 | G49773115 |  | 252250 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| ITIQUIRA ACQUISITION CORP | CL A SHS | G49773107 |  | 504500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| JATT ACQUISITION CORP | *W EXP 07/19/202 | G50752123 |  | 765750 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| JATT ACQUISITION CORP | SHS CL A | G50752107 |  | 2927146 | 286694 | SH |  | SOLE |  | 286694 | 0 | 0 |
| JAWS HURRICANE ACQUISITN COR | *W EXP 03/26/202 | 47201B111 |  | 498500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| JAWS JUGGERNAUT ACQUISITN CO | *W EXP 06/17/202 | G50735110 |  | 502900 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| JUNIPER II CORP | *W EXP 99/99/999 | 48203N111 |  | 508500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| JUNIPER II CORP | CL A COM | 48203N103 |  | 1017000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| KAIROS ACQUISITION CORP | *W EXP 11/30/202 | G52110106 |  | 1259375 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| KISMET ACQUISITION TWO CORP | *W EXP 06/30/202 | G52807115 |  | 672660 | 66666 | SH |  | SOLE |  | 66666 | 0 | 0 |
| KISMET ACQUISITION TWO CORP | CL A SHS | G52807107 |  | 2018000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| KLUDEIN I ACQUISITION CORP | *W EXP 07/08/202 | 49878L117 |  | 1535990 | 149999 | SH |  | SOLE |  | 149999 | 0 | 0 |
| L CATTERTON ASIA ACQUISITION | *W EXP 03/08/202 | G5346G117 |  | 252500 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| LANVIN GROUP HOLDINGS LIMITE | *W EXP 99/99/999 | G5380J118 |  | 182400 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| LAZARD GROWTH ACQUISITION CO | *W EXP 02/10/202 | G54035111 |  | 101000 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| LAZARD GROWTH ACQUISITION CO | CL A ORD SHS | G54035103 |  | 505000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| LDH GROWTH CORP I | *W EXP 03/17/202 | G54094126 |  | 100700 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| LDH GROWTH CORP I | CLASS A ORD SHS | G54094100 |  | 503500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| LEAD EDGE GROWTH OPRTUNTS LT | *W EXP 04/01/202 | G54085116 |  | 251750 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| LEAD EDGE GROWTH OPRTUNTS LT | COM | G54085108 |  | 1007000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| LF CAPITAL ACQUISITION CORP | *W EXP 02/19/202 | 50202D110 |  | 128250 | 12500 | SH |  | SOLE |  | 12500 | 0 | 0 |
| LOCAL BOUNTI CORP | *W EXP 99/99/999 | 53960E114 |  | 34750 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| MARLIN TECHNOLOGY CORP | *W EXP 01/12/202 | G58411110 |  | 506490 | 49999 | SH |  | SOLE |  | 49999 | 0 | 0 |
| MEDTECH ACQUISITION CORP | *W EXP 12/22/202 | 58507N113 |  | 960954 | 95808 | SH |  | SOLE |  | 95808 | 0 | 0 |
| MOUNTAIN  CO I ACQUISITN CO | *W EXP 09/30/202 | G6301J112 |  | 259500 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| NCL CORP LTD | NOTE 6.000% 5/1 | 62886HAT8 |  | 21211701 | 18250000 | SH |  | SOLE |  | 18250000 | 0 | 0 |
| NEW VISTA ACQUISITION CORP | CL A SHS | G6529L105 |  | 298004 | 29520 | SH |  | SOLE |  | 29520 | 0 | 0 |
| NEXTERA ENERGY INC | UNIT 03/01/2023 | 65339F770 |  | 3792000 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| NORTHERN GENESIS ACQU CORP I | *W EXP 12/31/202 | 66516W115 |  | 815750 | 81250 | SH |  | SOLE |  | 81250 | 0 | 0 |
| NORTHERN GENESIS ACQU CORP I | COM | 66516W107 |  | 3263000 | 325000 | SH |  | SOLE |  | 325000 | 0 | 0 |
| NORTHERN OIL AND GAS INC MN | COM | 665531307 |  | 157606823 | 5113784 | SH |  | SOLE |  | 5113784 | 0 | 0 |
| NORTHERN STAR INVEST CORP IV | *W EXP 02/25/202 | 66575B119 |  | 167493 | 16666 | SH |  | SOLE |  | 16666 | 0 | 0 |
| NORTHERN STAR INVSTMNT CORP | COM CLASS A | 66573W107 |  | 2004000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| OPAL FUELS INC | CLASS A COM | 68347P103 |  | 72800 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| ORBITAL INFRASTRUCTURE GRP I | COM | 68559A109 |  | 1408959 | 7152075 | SH |  | SOLE |  | 7152075 | 0 | 0 |
| ORION BIOTECH OPPORTUNTES CO | *W EXP 04/15/202 | G6780C117 |  | 603000 | 60000 | SH |  | SOLE |  | 60000 | 0 | 0 |
| ORION BIOTECH OPPORTUNTES CO | CLASS A ORD SHS | G6780C109 |  | 3015000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| P3 HEALTH PARTNERS INC | *W EXP 11/19/202 | 744413113 |  | 30665 | 16666 | SH |  | SOLE |  | 16666 | 0 | 0 |
| PAGAYA TECHNOLOGIES LTD | *W EXP 09/01/202 | M7S64L107 |  | 247999 | 199999 | SH |  | SOLE |  | 199999 | 0 | 0 |
| PATHFINDER ACQUISITION CORP | *W EXP 02/19/202 | G04119122 |  | 140980 | 14000 | SH |  | SOLE |  | 14000 | 0 | 0 |
| PATHFINDER ACQUISITION CORP | CL A | G04119106 |  | 704900 | 70000 | SH |  | SOLE |  | 70000 | 0 | 0 |
| PATRIA LATIN AMRCN OPPRNTY A | *W EXP 02/23/202 | G69454117 |  | 775500 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| PAYA HOLDINGS INC | COM CL A | 70434P103 |  | 584292 | 74243 | SH |  | SOLE |  | 74243 | 0 | 0 |
| PAYONEER GLOBAL INC | COM | 70451X104 |  | 459185 | 83946 | SH |  | SOLE |  | 83946 | 0 | 0 |
| PEAR THERAPEUTICS INC | *W EXP 12/03/202 | 704723113 |  | 39332 | 33332 | SH |  | SOLE |  | 33332 | 0 | 0 |
| PERIDOT ACQUISITION CORP II | *W EXP 04/30/202 | G7008B121 |  | 202200 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| PERIDOT ACQUISITION CORP II | SHS CL A | G7008B105 |  | 1011000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| PNM RES INC | COM | 69349H107 |  | 2474092 | 50709 | SH |  | SOLE |  | 50709 | 0 | 0 |
| POST HOLDINGS PARTNERING COR | *W EXP 04/12/202 | 737465112 |  | 1411083 | 142103 | SH |  | SOLE |  | 142103 | 0 | 0 |
| POST HOLDINGS PARTNERING COR | COM SER A | 737465104 |  | 4233258 | 426310 | SH |  | SOLE |  | 426310 | 0 | 0 |
| POWERED BRANDS | *W EXP 01/07/202 | G7209M116 |  | 168327 | 16666 | SH |  | SOLE |  | 16666 | 0 | 0 |
| POWERED BRANDS | CL A | G7209M108 |  | 505000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| PRIVETERRA ACQUISITION CORP | CL A | 74275N102 |  | 251250 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| PROFRAC HLDG CORP | *W EXP 11/09/202 | 74319N118 |  | 20160000 | 800000 | SH |  | SOLE |  | 800000 | 0 | 0 |
| RBC BEARINGS INC | 5% CNV PFD SR A | 75524B203 |  | 16966934 | 165000 | SH |  | SOLE |  | 165000 | 0 | 0 |
| RCF ACQUISITION CORP | *W EXP 99/99/999 | G7330C110 |  | 339606 | 33100 | SH |  | SOLE |  | 33100 | 0 | 0 |
| RICE ACQUISITION CORP II | SHS CL A | G75529100 |  | 1017000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| RMG ACQUISITION CORP III | *W EXP 02/08/202 | G76088122 |  | 151275 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| RMG ACQUISITION CORP III | CL A SHS | G76088106 |  | 756375 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| ROSECLIFF ACQUISITION CORP I | *W EXP 02/11/202 | 77732R111 |  | 1009990 | 99999 | SH |  | SOLE |  | 99999 | 0 | 0 |
| SCION TECH GROWTH II | *W EXP 01/28/202 | G31070116 |  | 1349330 | 133333 | SH |  | SOLE |  | 133333 | 0 | 0 |
| SHAW COMMUNICATIONS INC | CL B CONV | 82028K200 |  | 12820864 | 445000 | SH |  | SOLE |  | 445000 | 0 | 0 |
| SIERRA WIRELESS INC | COM | 826516106 |  | 1158440 | 39960 | SH |  | SOLE |  | 39960 | 0 | 0 |
| SIGNIFY HEALTH INC | CL A COM | 82671G100 |  | 6030064 | 210400 | SH |  | SOLE |  | 210400 | 0 | 0 |
| SITIO ROYALTIES CORP | *W EXP 08/23/202 | 82983N116 |  | 8988795 | 311570 | SH |  | SOLE |  | 311570 | 0 | 0 |
| SOCIAL CAP SUVRETTA HLDS CP | CLASS A ORD SHS | G8253Y105 |  | 1005000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| SOCIAL CAP SUVRETTA HLDS CRP | CLASS A ORD SHS | G8253U103 |  | 1006000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| SOUND POINT ACQUISITION CORP | *W EXP 02/25/202 | G8274F119 |  | 360850 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| SOUND POINT ACQUISITION CORP | CLASS A ORD SHS | G8274F101 |  | 721700 | 70000 | SH |  | SOLE |  | 70000 | 0 | 0 |
| SOUTH JERSEY INDS INC | COM | 838518108 |  | 8338891 | 234700 | SH |  | SOLE |  | 234700 | 0 | 0 |
| SOUTHWEST AIRLS CO | COM | 844741108 |  | 1838382 | 54600 | SH |  | SOLE |  | 54600 | 0 | 0 |
| SUPERNOVA PARTN ACQ CO III L | *W EXP 99/99/999 | G8T90F128 |  | 403200 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| TAILWIND INTERNATNAL ACQ COR | COM CL A | G8662F101 |  | 1009000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| TALON 1 ACQUISITION CORP | *W EXP 07/30/202 | G86656116 |  | 259250 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| TALON 1 ACQUISITION CORP | CLASS A ORD | G86656108 |  | 518500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| TARGET GLOBAL ACQUISI I CORP | *W EXP 12/08/202 | G8675N125 |  | 1365330 | 133333 | SH |  | SOLE |  | 133333 | 0 | 0 |
| TARGET GLOBAL ACQUISI I CORP | CLASS A ORD SHS | G8675N109 |  | 4096000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| TEGNA INC | COM | 87901J105 |  | 796744 | 37600 | SH |  | SOLE |  | 37600 | 0 | 0 |
| TERRAN ORBITAL CORPORATION | *W EXP 03/25/202 | 88105P111 |  | 105332 | 66666 | SH |  | SOLE |  | 66666 | 0 | 0 |
| TH INTERNATIONAL LIMITED | *W EXP 09/28/202 | G8656L114 |  | 69500 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| THUNDER BRDG CAP PRTNRS IV I | *W EXP 04/30/202 | 88605L115 |  | 298050 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| THUNDER BRDG CAP PRTNRS IV I | CLASS A COM | 88605L107 |  | 1490250 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| THUNDER BRIDGE CAP PRTNRS II | *W EXP 02/01/202 | 88605T118 |  | 487500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 |  | 2108160 | 48800 | SH |  | SOLE |  | 48800 | 0 | 0 |
| TPG PACE BENEFICIAL II CORP | COMMON STOCK | G89826104 |  | 245625 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| TRINE II ACQUISITION CORP | *W EXP 99/99/999 | G9059F118 |  | 515250 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| TWELVE SEAS INVESTMENT CO II | *W EXP 03/02/202 | 90118T114 |  | 1339987 | 133332 | SH |  | SOLE |  | 133332 | 0 | 0 |
| TZP STRATEGIES ACQUISTN CORP | *W EXP 01/06/202 | G91595119 |  | 336863 | 33333 | SH |  | SOLE |  | 33333 | 0 | 0 |
| TZP STRATEGIES ACQUISTN CORP | CL A SHS | G91595101 |  | 1010600 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| VAHANNA TECH EDGE ACQSTN I C | *W EXP 11/30/202 | G9320Z117 |  | 256000 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| VAHANNA TECH EDGE ACQSTN I C | CLASS A ORD | G9320Z109 |  | 512000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| VECTOR ACQUISITION CORP II | CL A SHS | G9460A104 |  | 2525000 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| VERTICAL AEROSPACE LTD | *W EXP 09/15/202 | G9471C115 |  | 1356000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| VMG CONSUMER ACQUISITION COR | *W EXP 11/03/202 | 91842V110 |  | 507500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| VMG CONSUMER ACQUISITION COR | CLASS A COM | 91842V102 |  | 1015000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| WARBURG PINCUS CAPTAL CORP I | SHS CL A | G9461D107 |  | 1010000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| WARBURG PINCUS CAPTAL CORP I | SHS CL A | G9460M108 |  | 5045000 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| WEJO GROUP LIMITED | *W EXP 11/18/202 | G9525W117 |  | 256095 | 532422 | SH |  | SOLE |  | 532422 | 0 | 0 |

---