# EDGAR Filing Document

**Accession Number:** 0001017284
**File Stem:** 0001017284-26-000003
**Filing Date:** 2026-2
**Character Count:** 2746
**Document Hash:** 40b898ab19008114485d9f4f3ae25e3e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001017284-26-000003.hdr.sgml**: 20260227

**ACCESSION NUMBER**: 0001017284-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260227

**DATE AS OF CHANGE**: 20260227

**EFFECTIVENESS DATE**: 20260227

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** THOMPSON DAVIS & CO., INC.
- **CENTRAL INDEX KEY:** 0001017284

**ORGANIZATION NAME:**
- **EIN:** 133848035
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-49386
- **FILM NUMBER:** 26696291

**BUSINESS ADDRESS:**
- **STREET 1:** 9030 STONY POINT PKWY, STE 100
- **STREET 2:** 16TH FLOOR
- **CITY:** RICHMOND
- **STATE:** VA
- **ZIP:** 23235
- **BUSINESS PHONE:** 804-644-6380

**MAIL ADDRESS:**
- **STREET 1:** 9030 STONY POINT PKWY, STE 100
- **STREET 2:** 16TH FLOOR
- **CITY:** RICHMOND
- **STATE:** VA
- **ZIP:** 23235

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NET SECURITIES CORP.
- **DATE OF NAME CHANGE:** 20020425

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NET SECURITIES CORP
- **DATE OF NAME CHANGE:** 20020425

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BLOOMBERG SECURITIES INC                                /BD
- **DATE OF NAME CHANGE:** 19961105

### Attached PDF Documents

**Attachment 1:** `tdauditshort2025.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001017284

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** THOMPSON DAVIS & CO., INC.

**Business Address:** 9030 STONY POINT PKWY, STE 100, RICHMOND, VA, 23235

**Contact Person:** J. Elaine Altizer

**Contact Phone:** 804-644-6381

### Independent Public Accountant Identification

**Accountant Name:** Keiter

**Accountant Address:** 4401 Dominion Blvd, Glen Allen, VA, 23060

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **J. Elaine Altizer**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **THOMPSON DAVIS & CO., INC.**, as of **12-31-2025**, are true and correct.

**Signature:** J. Elaine Altizer

**Title:** CFO