# EDGAR Filing Document

**Accession Number:** 0001581655
**File Stem:** 0001581655-25-000005
**Filing Date:** 2025-8
**Character Count:** 20275
**Document Hash:** 1300f39727d0dc1705f4b9cbe20ae47d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001581655-25-000005.hdr.sgml**: 20250814

**ACCESSION NUMBER**: 0001581655-25-000005

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250814

**DATE AS OF CHANGE**: 20250814

**EFFECTIVENESS DATE**: 20250814

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Alpine Global Management, LLC
- **CENTRAL INDEX KEY:** 0001581655

**ORGANIZATION NAME:**
- **EIN:** 461675291
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15932
- **FILM NUMBER:** 251218102

**BUSINESS ADDRESS:**
- **STREET 1:** 140 BROADWAY 38TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10005
- **BUSINESS PHONE:** 646-961-3213

**MAIL ADDRESS:**
- **STREET 1:** 140 BROADWAY 38TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10005

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Alpine Partners VI, LLC
- **DATE OF NAME CHANGE:** 20130716

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 06-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Alpine Global Management LLC<br>**Address:** 140 BROADWAY 38TH FLOOR<br>NEW YORK, NY 10005

**Form 13F File Number:** 028-15932

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Alec Chapman<br>**Title:** Operations Analyst<br>**Phone:** 5852004562

**Signature, Place, and Date of Signing:**

Alec Chapman  New Yor, NY  08-14-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 162

**Form 13F Information Table Value Total:** $443627138

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| COREWEAVE INC | COM CL A | 21873S108 |  | 8163599 | 50065 | SH |  | SOLE |  | 50065 | 0 | 0 |
| APPLOVIN CORP | COM CL A | 03831W108 |  | 561178 | 1603 | SH |  | SOLE |  | 1603 | 0 | 0 |
| REDFIN CORP | COM | 75737F108 |  | 1119000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| ROBINHOOD MKTS INC | COM CL A | 770700102 |  | 4728315 | 50500 | SH |  | SOLE |  | 50500 | 0 | 0 |
| T-MOBILE US INC | COM | 872590104 |  | 1504135 | 6313 | SH |  | SOLE |  | 6313 | 0 | 0 |
| IMMUNOVANT INC | COM | 45258J102 |  | 42027072 | 2626692 | SH |  | SOLE |  | 2626692 | 0 | 0 |
| BLACKROCK TECH AND PRIVATE E | SHS BEN INT | 09260Q108 |  | 315899 | 43038 | SH |  | SOLE |  | 43038 | 0 | 0 |
| BRIGHTSPIRE CAPITAL INC | COM CL A | 10949T109 |  | 641946 | 127118 | SH |  | SOLE |  | 127118 | 0 | 0 |
| CION INVT CORP | COM | 17259U204 |  | 850161 | 88836 | SH |  | SOLE |  | 88836 | 0 | 0 |
| AMEDISYS INC | COM | 023436108 |  | 1075009 | 10926 | SH |  | SOLE |  | 10926 | 0 | 0 |
| HESS CORP | COM | 42809H107 |  | 1396622 | 10081 | SH |  | SOLE |  | 10081 | 0 | 0 |
| JUNIPER NETWORKS INC | COM | 48203R104 |  | 4991250 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| KELLANOVA | COM | 487836108 |  | 1988250 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| LENSAR INC | COM | 52634L108 |  | 329250 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| PARAMOUNT GLOBAL | CLASS B COM | 92556H206 |  | 11102063 | 860625 | SH |  | SOLE |  | 860625 | 0 | 0 |
| SERITAGE GROWTH PPTYS | CL A | 81752R100 |  | 693000 | 225000 | SH |  | SOLE |  | 225000 | 0 | 0 |
| SURMODICS INC | COM | 868873100 |  | 2465900 | 82999 | SH |  | SOLE |  | 82999 | 0 | 0 |
| WALGREENS BOOTS ALLIANCE INC | COM | 931427108 |  | 1182440 | 103000 | SH |  | SOLE |  | 103000 | 0 | 0 |
| CIRCLE INTERNET GROUP INC | COM CL A | 172573107 |  | 1812900 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| TRUMP MEDIA AND TECHNOLOGY GRO | COM | 25400Q105 |  | 33853936 | 1876604 | SH |  | SOLE |  | 1876604 | 0 | 0 |
| ALIGHT INC | COM CL A | 01626W101 |  | 1076640 | 190219 | SH |  | SOLE |  | 190219 | 0 | 0 |
| AMENTUM HOLDINGS INC | COM | 023939101 |  | 1772072 | 75056 | SH |  | SOLE |  | 75056 | 0 | 0 |
| AMRIZE LTD | SHS | H2927K103 |  | 1238750 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| BETTER HOME AND FINANCE HOLDIN | COM NEW CL A | 08774B508 |  | 513442 | 41440 | SH |  | SOLE |  | 41440 | 0 | 0 |
| JBS N.V. | CL A SHS | N4732M103 |  | 2264550 | 155000 | SH |  | SOLE |  | 155000 | 0 | 0 |
| LIONSGATE STUDIOS CORP | COM | 53626N102 |  | 2196488 | 378053 | SH |  | SOLE |  | 378053 | 0 | 0 |
| LIQUIDIA CORPORATION | COM NEW | 53635D202 |  | 1366949 | 109707 | SH |  | SOLE |  | 109707 | 0 | 0 |
| MAGNERA CORP | COM SHS | 55939A107 |  | 1208000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| SANDISK CORP | COM | 80004C200 |  | 453500 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| SIRIUSXM HOLDINGS INC | COMMON STOCK | 829933100 |  | 574250 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| AURORA INNOVATION INC | *W EXP 11/03/202 | 051774115 |  | 10873 | 12500 | SH |  | SOLE |  | 12500 | 0 | 0 |
| GENEDX HOLDINGS CORP | *W EXP 07/22/202 | 81663L119 |  | 1320 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| MITEK SYS INC | NOTE 0.750% 2/0 | 606710AA9 |  | 194722 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| PAR TECHNOLOGY CORP | NOTE 1.500%10/1 | 698884AE3 |  | 1143130 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| REDFIN CORP | NOTE 0.500% 4/0 | 75737FAE8 |  | 897600 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| AFLAC INC | COM | 001055102 |  | 460649 | 4368 | SH |  | SOLE |  | 4368 | 0 | 0 |
| AMPHENOL CORP NEW | CL A | 032095101 |  | 530485 | 5372 | SH |  | SOLE |  | 5372 | 0 | 0 |
| BENTLEY SYS INC | COM CL B | 08265T208 |  | 754393 | 13978 | SH |  | SOLE |  | 13978 | 0 | 0 |
| CANTOR EQUITY PARTNERS I INC | SHS CL A | G1827K107 |  | 2065364 | 173560 | SH |  | SOLE |  | 173560 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 |  | 3161282 | 14546 | SH |  | SOLE |  | 14546 | 0 | 0 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 1601891 | 18888 | SH |  | SOLE |  | 18888 | 0 | 0 |
| FIGS INC | CL A | 30260D103 |  | 80748 | 14317 | SH |  | SOLE |  | 14317 | 0 | 0 |
| GSR III ACQUISITION CORP | CL A | G4R103107 |  | 1079000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 1069289 | 7933 | SH |  | SOLE |  | 7933 | 0 | 0 |
| MICROSTRATEGY INC | CL A NEW | 594972408 |  | 663341 | 1641 | SH |  | SOLE |  | 1641 | 0 | 0 |
| NCR VOYIX CORPORATION | COM | 62886E108 |  | 138297 | 11790 | SH |  | SOLE |  | 11790 | 0 | 0 |
| PROPETRO HLDG CORP | COM | 74347M108 |  | 77992 | 13064 | SH |  | SOLE |  | 13064 | 0 | 0 |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 |  | 518123 | 12509 | SH |  | SOLE |  | 12509 | 0 | 0 |
| RELAY THERAPEUTICS INC | COM | 75943R102 |  | 82524 | 23851 | SH |  | SOLE |  | 23851 | 0 | 0 |
| SUMMIT HOTEL PPTYS INC | COM | 866082100 |  | 75958 | 14923 | SH |  | SOLE |  | 14923 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 1032836 | 12648 | SH |  | SOLE |  | 12648 | 0 | 0 |
| WELLTOWER INC | COM | 95040Q104 |  | 251502 | 1636 | SH |  | SOLE |  | 1636 | 0 | 0 |
| ACHIEVE LIFE SCIENCES INC | COM | 004468500 |  | 226000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| ACUREN CORP | COM | 00510N102 |  | 1472339 | 133364 | SH |  | SOLE |  | 133364 | 0 | 0 |
| CANTOR EQUITY PARTNERS II IN | CL A ORD SHS | G1827P106 |  | 275750 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| CANTOR EQUITY PARTNERS III I | SHS CL A | G1828A108 |  | 131875 | 12500 | SH |  | SOLE |  | 12500 | 0 | 0 |
| GRAB HOLDINGS LIMITED | *W EXP 99/99/999 | G4124C117 |  | 6960 | 17800 | SH |  | SOLE |  | 17800 | 0 | 0 |
| LIVEONE INC | COM | 53814X102 |  | 226470 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| LUCID GROUP INC | COM | 549498103 |  | 121325 | 57500 | SH |  | SOLE |  | 57500 | 0 | 0 |
| THE ONCOLOGY INSTITUTE INC | *W EXP 99/99/999 | 68236X118 |  | 1284 | 25024 | SH |  | SOLE |  | 25024 | 0 | 0 |
| ONESTREAM INC | CL A | 68278B107 |  | 990500 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| SERVICETITAN INC | SHS CL A | 81764X103 |  | 535900 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| SNAIL INC | CLASS A COM | 83301J100 |  | 26481 | 19329 | SH |  | SOLE |  | 19329 | 0 | 0 |
| URANIUM ENERGY CORP | COM | 916896103 |  | 680000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| VERU INC | COM | 92536C103 |  | 58180 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| XERIS BIOPHARMA HOLDINGS INC | COM | 98422E103 |  | 700500 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| GEN DIGITAL INC | RIGHT 99/99/9999 | 668771116 |  | 481200 | 60000 | SH |  | SOLE |  | 60000 | 0 | 0 |
| ITEOS THERAPEUTICS INC | COM | 46565G104 |  | 2243250 | 225000 | SH |  | SOLE |  | 225000 | 0 | 0 |
| K AND F GROWTH ACQUISITION CORP | RIGHT 08/29/2031 | G52258129 |  | 37500 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| LIBERTY BROADBAND CORP | COM SER A | 530307107 |  | 1807518 | 18478 | SH |  | SOLE |  | 18478 | 0 | 0 |
| RENEW ENERGY GLOBAL PLC | CL A SHS | G7500M104 |  | 981220 | 142000 | SH |  | SOLE |  | 142000 | 0 | 0 |
| TELUS INTL CDA INC | SUB VTG SHS | 87975H100 |  | 558777 | 153933 | SH |  | SOLE |  | 153933 | 0 | 0 |
| THIRD HARMONIC BIO INC | COM | 88427A107 |  | 1816232 | 334481 | SH |  | SOLE |  | 334481 | 0 | 0 |
| ATOSSA THERAPEUTICS INC | COM | 04962H506 |  | 13575 | 16356 | SH |  | SOLE |  | 16356 | 0 | 0 |
| BLINK CHARGING CO | COM | 09354A100 |  | 14182 | 15089 | SH |  | SOLE |  | 15089 | 0 | 0 |
| COMPLETE SOLARIA INC | COM | 20460L104 |  | 46000 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| ESPERION THERAPEUTICS INC NE | COM | 29664W105 |  | 17454 | 17731 | SH |  | SOLE |  | 17731 | 0 | 0 |
| GEVO INC | COM PAR | 374396406 |  | 20626 | 15626 | SH |  | SOLE |  | 15626 | 0 | 0 |
| HYLIION HOLDINGS CORP | COMMON STOCK | 449109107 |  | 19556 | 14815 | SH |  | SOLE |  | 14815 | 0 | 0 |
| IQIYI INC | SPONSORED ADS | 46267X108 |  | 26554 | 15002 | SH |  | SOLE |  | 15002 | 0 | 0 |
| NIO INC | SPON ADS | 62914V106 |  | 40001 | 11662 | SH |  | SOLE |  | 11662 | 0 | 0 |
| PROCESSA PHARMACEUTICALS INC | COM SHS | 74275C304 |  | 10950 | 53416 | SH |  | SOLE |  | 53416 | 0 | 0 |
| PROTAGENIC THERAPEUTICS INC | COM | 74365N301 |  | 59681 | 16351 | SH |  | SOLE |  | 16351 | 0 | 0 |
| TILRAY BRANDS INC | COM | 88688T100 |  | 9546 | 23035 | SH |  | SOLE |  | 23035 | 0 | 0 |
| ZENAS BIOPHARMA INC | COM | 98937L105 |  | 125069 | 12907 | SH |  | SOLE |  | 12907 | 0 | 0 |
| IONIS PHARMACEUTICALS INC | COM | 462222100 |  | 1005016 | 25437 | SH |  | SOLE |  | 25437 | 0 | 0 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 1525288 | 7853 | SH |  | SOLE |  | 7853 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 9307023 | 43130 | SH |  | SOLE |  | 43130 | 0 | 0 |
| SPDR SERIES TRUST | S AND P OILGAS EXP | 78468R556 |  | 387590 | 3081 | SH |  | SOLE |  | 3081 | 0 | 0 |
| WILLIAMS COS INC | COM | 969457100 |  | 384460 | 6121 | SH |  | SOLE |  | 6121 | 0 | 0 |
| BAUSCH PLUS LOMB CORP | COMMON SHARES | 071705107 |  | 546693 | 42021 | SH |  | SOLE |  | 42021 | 0 | 0 |
| BAUSCH HEALTH COS INC | COM | 071734107 |  | 499500 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| MR COOPER GROUP INC | COM | 62482R107 |  | 2238150 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| INOTIV INC | NOTE 3.250%10/1 | 45783QAB6 |  | 176771 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| JAZZ INVESTMENTS I LTD | NOTE 2.000% 6/1 | 472145AF8 |  | 2520833 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| AIRBNB INC | NOTE 3/1 | 009066AB7 |  | 964250 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| COINBASE GLOBAL INC | NOTE 0.500% 6/0 | 19260QAB3 |  | 4048285 | 3500 | SH |  | SOLE |  | 3500 | 0 | 0 |
| ENPHASE ENERGY INC | NOTE 3/0 | 29355AAH0 |  | 477500 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| FORD MTR CO | NOTE 3/1 | 345370CZ1 |  | 9881250 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| INTEGER HLDGS CORP | NOTE 2.125% 2/1 | 45826HAB5 |  | 5774696 | 3839 | SH |  | SOLE |  | 3839 | 0 | 0 |
| LIVE NATION ENTERTAINMENT IN | NOTE 3.125% 1/1 | 538034BA6 |  | 3094896 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| MERITAGE HOMES CORP | NOTE 1.750% 5/1 | 59001ABF8 |  | 479667 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| MICROCHIP TECHNOLOGY INC. | NOTE 0.750% 6/0 | 595017BG8 |  | 490952 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| ON SEMICONDUCTOR CORP | COM | 682189105 |  | 1116333 | 21300 | SH |  | SOLE |  | 21300 | 0 | 0 |
| PORCH GROUP INC | DEBT 9.000% 5/1 | 733245AD6 |  | 7009500 | 6000 | SH |  | SOLE |  | 6000 | 0 | 0 |
| RIVIAN AUTOMOTIVE INC | NOTE 4.625% 3/1 | 76954AAB9 |  | 10297396 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| RIVIAN AUTOMOTIVE INC | NOTE 3.625%10/1 | 76954AAD5 |  | 9050521 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| SPOTIFY USA INC | NOTE 3/1 | 84921RAB6 |  | 12105000 | 8000 | SH |  | SOLE |  | 8000 | 0 | 0 |
| SUNRUN INC | NOTE 4.000% 3/0 | 86771WAD7 |  | 2881575 | 3957 | SH |  | SOLE |  | 3957 | 0 | 0 |
| SUPER MICRO COMPUTER INC | NOTE 3.500% 3/0 | 86800UAB0 |  | 10526389 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| THE REALREAL INC | DEBT 4.000% 2/1 | 88339PAJ0 |  | 6095273 | 6872 | SH |  | SOLE |  | 6872 | 0 | 0 |
| UBER TECHNOLOGIES INC | NOTE 0.875%12/0 | 90353TAM2 |  | 14269549 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| PROSHARES TR II | SHT VIX ST TRM | 74347W130 |  | 650161 | 15262 | SH |  | SOLE |  | 15262 | 0 | 0 |
| ARRAY TECHNOLOGIES INC | NOTE 1.000%12/0 | 04271TAB6 |  | 1948889 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | NOTE 0.500% 6/0 | 01609WBG6 |  | 637601 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| SAREPTA THERAPEUTICS INC | NOTE 1.250% 9/1 | 803607AD2 |  | 2583073 | 3500 | SH |  | SOLE |  | 3500 | 0 | 0 |
| LMP CAP AND INCOME FD INC | COM | 50208A102 |  | 898466 | 57594 | SH |  | SOLE |  | 57594 | 0 | 0 |
| BLACKROCK CORE BD TR | SHS BEN INT | 09249E101 |  | 388800 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| PARAMOUNT GLOBAL | CLASS A COM | 92556H107 |  | 573750 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| LMP CAP AND INCOME FD INC | RIGHT 07/11/2025 | 50208A110 |  | 4504 | 63351 | SH |  | SOLE |  | 63351 | 0 | 0 |
| RIVERNORTH CAP AND INCM FD I | RIGHT 07/07/2025 | 76882B124 |  | 5459 | 99257 | SH |  | SOLE |  | 99257 | 0 | 0 |
| CORNERSTONE STRATEGIC INVEST | COM | 21924B302 |  | 53695898 | 6612795 | SH |  | SOLE |  | 6612795 | 0 | 0 |
| CORNERSTONE TOTAL RETURN FD | COM | 21924U300 |  | 22305373 | 2878112 | SH |  | SOLE |  | 2878112 | 0 | 0 |
| SOULPOWER ACQUISITION CORP | RIGHT 99/99/9999 | G82745137 |  | 45000 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| THAYER VENTURES ACQ CORP II | UNIT 05/15/2030 | G87890128 |  | 2905536 | 285978 | SH |  | SOLE |  | 285978 | 0 | 0 |
| PIONEER ACQUISITION I CORP | UNIT 06/16/2030 | G7117W123 |  | 3001500 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| CRANE HBR ACQUISITION CORP | RIGHT 04/17/2030 | G24979117 |  | 67500 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| FIFTH ERA ACQUISITION CORP I | RIGHT 02/21/2030 | G3415K135 |  | 77314 | 307900 | SH |  | SOLE |  | 307900 | 0 | 0 |
| SIZZLE ACQUISITION CORP. II | USD CL A ORD SHS | G8193F109 |  | 2512500 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| AGRICULTURE AND NAT SOL ACQ CO | SHS CL A | G0131Y100 |  | 1898142 | 174944 | SH |  | SOLE |  | 174944 | 0 | 0 |
| SPRING VALLEY ACQUISTN CORP | RIGHT 02/25/2026 | G83752132 |  | 56000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| MOUNTAIN LAKE ACQUISITION CO | RIGHT 11/15/2028 | G6301B127 |  | 42035 | 300034 | SH |  | SOLE |  | 300034 | 0 | 0 |
| ARTIUS II ACQUISITION INC | SHS CL A | G0509J115 |  | 2916695 | 288211 | SH |  | SOLE |  | 288211 | 0 | 0 |
| ARTIUS II ACQUISITION INC | RIGHT 11/27/2029 | G0509J123 |  | 79200 | 330002 | SH |  | SOLE |  | 330002 | 0 | 0 |
| SOULPOWER ACQUISITION CORP | USD CL A ORD SHS | G82745103 |  | 2510000 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| SIZZLE ACQUISITION CORP. II | RIGHT 04/02/2030 | G8193F133 |  | 50000 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| QUARTZSEA ACQUISITION CORP | RIGHT 02/18/2030 | G7314B120 |  | 65000 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| YORKVILLE ACQUISITION CORP. | UNIT 06/06/2030 | G98659108 |  | 281250 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| HENNESSY CAP INVT CORP VII | ORD SHS CL A | G4405D107 |  | 660654 | 65025 | SH |  | SOLE |  | 65025 | 0 | 0 |
| HENNESSY CAP INVT CORP VII | RIGHT 01/17/2030 | G4405D115 |  | 43130 | 143766 | SH |  | SOLE |  | 143766 | 0 | 0 |
| ARCHER AVIATION INC | COM CL A | 03945R102 |  | 50533365 | 4657453 | SH |  | SOLE |  | 4657453 | 0 | 0 |
| ITERUM THERAPEUTICS PLC | SHS NEW | G6333L200 |  | 9950 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| SUNCAR TECHNOLOGY GROUP INC | CL A | G85727108 |  | 248900 | 97608 | SH |  | SOLE |  | 97608 | 0 | 0 |
| GALLAGHER ARTHUR J AND CO | COM | 363576109 |  | 379982 | 1187 | SH |  | SOLE |  | 1187 | 0 | 0 |
| CLEAR CHANNEL OUTDOOR HLDGS | COM | 18453H106 |  | 13755 | 11756 | SH |  | SOLE |  | 11756 | 0 | 0 |
| GRAFTECH INTL LTD | COM | 384313508 |  | 12265 | 12611 | SH |  | SOLE |  | 12611 | 0 | 0 |
| INTERACTIVE BROKERS GROUP IN | COM CL A | 45841N107 |  | 389421 | 7028 | SH |  | SOLE |  | 7028 | 0 | 0 |
| LINEAGE CELL THERAPEUTICS IN | COM | 53566P109 |  | 13136 | 14477 | SH |  | SOLE |  | 14477 | 0 | 0 |
| LIGHTWAVE LOGIC INC | COM | 532275104 |  | 12974 | 10463 | SH |  | SOLE |  | 10463 | 0 | 0 |
| NU HLDGS LTD | ORD SHS CL A | G6683N103 |  | 388962 | 28350 | SH |  | SOLE |  | 28350 | 0 | 0 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 372154 | 2730 | SH |  | SOLE |  | 2730 | 0 | 0 |
| SMARTRENT INC | COM CL A | 83193G107 |  | 14579 | 14726 | SH |  | SOLE |  | 14726 | 0 | 0 |
| SPDR S AND P 500 ETF TR | TR UNIT | 78462F103 |  | 496134 | 803 | SH |  | SOLE |  | 803 | 0 | 0 |
| SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 |  | 396786 | 3656 | SH |  | SOLE |  | 3656 | 0 | 0 |
| SELECT SECTOR SPDR TR | INDL | 81369Y704 |  | 1504261 | 10197 | SH |  | SOLE |  | 10197 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 309629 | 3824 | SH |  | SOLE |  | 3824 | 0 | 0 |
| ASTL | PUT | 015658957 |  | 211847 | 18382 | SH |  | SOLE |  | 0 | 0 | 18382 |
| FLNC | PUT | 34379V953 |  | 660000 | 10700 | SH |  | SOLE |  | 0 | 0 | 10700 |
| GRPN | PUT | 399473956 |  | 50505 | 10101 | SH |  | SOLE |  | 0 | 0 | 10101 |
| HTZ | PUT | 42806J950 |  | 4497245 | 152175 | SH |  | SOLE |  | 0 | 0 | 152175 |
| NFE | PUT | 644393950 |  | 1098640 | 16246 | SH |  | SOLE |  | 0 | 0 | 16246 |
| RUN | PUT | 86771W955 |  | 814522 | 16327 | SH |  | SOLE |  | 0 | 0 | 16327 |

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