# EDGAR Filing Document

**Accession Number:** 0001591505
**File Stem:** 0001591505-25-000004
**Filing Date:** 2025-7
**Character Count:** 11647
**Document Hash:** 34c8cbacdd16dfdc0c4f2cce69485ee0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001591505-25-000004.hdr.sgml**: 20250729

**ACCESSION NUMBER**: 0001591505-25-000004

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250729

**DATE AS OF CHANGE**: 20250729

**EFFECTIVENESS DATE**: 20250729

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Swan Global Investments, LLC
- **CENTRAL INDEX KEY:** 0001591505

**ORGANIZATION NAME:**
- **EIN:** 841504885
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-16047
- **FILM NUMBER:** 251161669

**BUSINESS ADDRESS:**
- **STREET 1:** 1099 MAIN AVE.
- **STREET 2:** SUITE 206
- **CITY:** DURANGO
- **STATE:** CO
- **ZIP:** 81301
- **BUSINESS PHONE:** 9703828901

**MAIL ADDRESS:**
- **STREET 1:** 1099 MAIN AVE.
- **STREET 2:** SUITE 206
- **CITY:** DURANGO
- **STATE:** CO
- **ZIP:** 81301

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Swan Wealth Advisors, Inc.
- **DATE OF NAME CHANGE:** 20131108

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 06-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Swan Global Investments LLC<br>**Address:** 1099 MAIN AVE.<br>SUITE 206<br>DURANGO, CO 81301

**Form 13F File Number:** 028-16047

**CRD Number (if applicable):** 000114669

**SEC File Number (if applicable):** 801-70881

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Brad Ackerman<br>**Title:** Chief Compliance Officer<br>**Phone:** 813-575-7577

**Signature, Place, and Date of Signing:**

Bradley O. Ackerman  Belleair Bluffs, FL  07-29-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 1

**Form 13F Information Table Entry Total:** 80

**Form 13F Information Table Value Total:** $3585520076

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                        | Form 13F File Number   |
|:---|:---|:---|
|  | Swan Capital Management LLC | 028-16131              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ISHARES TR | IVV | 464287200 |  | 451789192 | 727636 | SH |  | SOLE |  | 0 | 0 | 727636 |
| SELECT SECTOR SPDR TR | XLB | 81369Y100 |  | 7683199 | 87498 | SH |  | SOLE |  | 0 | 0 | 87498 |
| SELECT SECTOR SPDR TR | XLE | 81369Y506 |  | 12263017 | 144594 | SH |  | SOLE |  | 0 | 0 | 144594 |
| SELECT SECTOR SPDR TR | XLF | 81369Y605 |  | 57055282 | 1089465 | SH |  | SOLE |  | 0 | 0 | 1089465 |
| SELECT SECTOR SPDR TR | XLI | 81369Y704 |  | 35372936 | 239784 | SH |  | SOLE |  | 0 | 0 | 239784 |
| SELECT SECTOR SPDR TR | XLK | 81369Y803 |  | 136379802 | 538561 | SH |  | SOLE |  | 0 | 0 | 538561 |
| SELECT SECTOR SPDR TR | XLP | 81369Y308 |  | 22290960 | 275299 | SH |  | SOLE |  | 0 | 0 | 275299 |
| SELECT SECTOR SPDR TR | XLRE | 81369Y860 |  | 8222408 | 198513 | SH |  | SOLE |  | 0 | 0 | 198513 |
| SELECT SECTOR SPDR TR | XLU | 81369Y886 |  | 9690102 | 118664 | SH |  | SOLE |  | 0 | 0 | 118664 |
| SELECT SECTOR SPDR TR | XLV | 81369Y209 |  | 38412050 | 284977 | SH |  | SOLE |  | 0 | 0 | 284977 |
| SELECT SECTOR SPDR TR | XLY | 81369Y407 |  | 42472585 | 195429 | SH |  | SOLE |  | 0 | 0 | 195429 |
| SELECT SECTOR SPDR TR | XLC | 81369Y852 |  | 40503396 | 373200 | SH |  | SOLE |  | 0 | 0 | 373200 |
| LISTED FD TR | HEGD | 53656F599 |  | 65088937 | 2769742 | SH |  | SOLE |  | 0 | 0 | 2769742 |
| IShares ETF-20yr | TLT | 464287432 |  | 291225 | 3300 | SH |  | SOLE |  | 0 | 0 | 3300 |
| SPDR Gold Trust | GLD Put | 78463V957 |  | 558000 | 2100 | SH | Put | SOLE |  | 0 | 0 | 2100 |
| ISHARES TR | IWM Put | 464287955 |  | 1229000 | 6200 | SH | Put | SOLE |  | 0 | 0 | 6200 |
| MCDONALDS CORP | MCD | 580135101 |  | 256817 | 879 | SH |  | SOLE |  | 0 | 0 | 879 |
| TJX COS INC NEW | TJX | 872540109 |  | 219689 | 1779 | SH |  | SOLE |  | 0 | 0 | 1779 |
| BROADCOM INC | AVGO | 11135F101 |  | 754178 | 2736 | SH |  | SOLE |  | 0 | 0 | 2736 |
| MICROSOFT CORP | MSFT | 594918104 |  | 839628 | 1688 | SH |  | SOLE |  | 0 | 0 | 1688 |
| ORACLE CORP | ORCL | 68389X105 |  | 427422 | 1955 | SH |  | SOLE |  | 0 | 0 | 1955 |
| CATERPILLAR INC | CAT | 149123101 |  | 298922 | 770 | SH |  | SOLE |  | 0 | 0 | 770 |
| JOHNSON  JOHNSON | JNJ | 478160104 |  | 327191 | 2142 | SH |  | SOLE |  | 0 | 0 | 2142 |
| JPMORGAN CHASE  CO | JPM | 46625H100 |  | 547640 | 1889 | SH |  | SOLE |  | 0 | 0 | 1889 |
| PROCTER AND GAMBLE CO | PG | 742718109 |  | 347796 | 2183 | SH |  | SOLE |  | 0 | 0 | 2183 |
| APPLE INC | AAPL | 037833100 |  | 670906 | 3270 | SH |  | SOLE |  | 0 | 0 | 3270 |
| ABBOTT LABS | ABT | 002824100 |  | 288205 | 2119 | SH |  | SOLE |  | 0 | 0 | 2119 |
| CISCO SYS INC | CSCO | 17275R102 |  | 310337 | 4473 | SH |  | SOLE |  | 0 | 0 | 4473 |
| COCA COLA CO | KO | 191216100 |  | 285052 | 4029 | SH |  | SOLE |  | 0 | 0 | 4029 |
| MONDELEZ INTL INC | MDLZ | 609207105 |  | 200499 | 2973 | SH |  | SOLE |  | 0 | 0 | 2973 |
| VISA INC | V | 92826C839 |  | 418249 | 1178 | SH |  | SOLE |  | 0 | 0 | 1178 |
| SPDR Gold Trust | GLD | 78463V107 |  | 704157 | 2310 | SH |  | SOLE |  | 0 | 0 | 2310 |
| VANGUARD SCOTTSDALE FDS | VTWO | 92206C664 |  | 250932 | 2877 | SH |  | SOLE |  | 0 | 0 | 2877 |
| ETFS GOLD TR | SGOL | 00326A104 |  | 1043879 | 33097 | SH |  | SOLE |  | 0 | 0 | 33097 |
| LIVE NATION ENTERTAINMENT IN | LYV Put | 538034959 |  | 210000 | 1500 | SH | Put | SOLE |  | 0 | 0 | 1500 |
| EA SERIES TRUST | BOXX | 02072L565 |  | 1183140 | 10500 | SH |  | SOLE |  | 0 | 0 | 10500 |
| UNITEDHEALTH GROUP INC | UNH | 91324P102 |  | 357830 | 1147 | SH |  | SOLE |  | 0 | 0 | 1147 |
| SPDR S 500 ETF TR | SPY | 78462F103 |  | 737071572 | 1192962 | SH |  | SOLE |  | 0 | 0 | 1192962 |
| SPDR S 500 ETF TR | SPY Put | 78462F953 |  | 1365353079 | 2415700 | SH | Put | SOLE |  | 0 | 0 | 2415700 |
| SPDR S 500 ETF TR | SPY Call | 78462F903 |  | 45700393 | 1132300 | SH | Call | SOLE |  | 0 | 0 | 1132300 |
| APPLE INC | AAPL Put | 037833950 |  | 3587000 | 18700 | SH | Put | SOLE |  | 0 | 0 | 18700 |
| PACER FDS TR | PSMJ | 69374H493 |  | 62099947 | 2047476 | SH |  | SOLE |  | 0 | 0 | 2047476 |
| PACER FDS TR | PSCJ | 69374H535 |  | 32397646 | 1141164 | SH |  | SOLE |  | 0 | 0 | 1141164 |
| PACER FDS TR | PSFJ | 69374H469 |  | 17112238 | 551474 | SH |  | SOLE |  | 0 | 0 | 551474 |
| PACER FDS TR | PSCQ | 69374H527 |  | 35455585 | 1279985 | SH |  | SOLE |  | 0 | 0 | 1279985 |
| PACER FDS TR | PSFO | 69374H451 |  | 11228265 | 372537 | SH |  | SOLE |  | 0 | 0 | 372537 |
| PACER FDS TR | PSMO | 69374H485 |  | 60795706 | 2102930 | SH |  | SOLE |  | 0 | 0 | 2102930 |
| PACER FDS TR | PSCW | 69374H543 |  | 53966277 | 2033394 | SH |  | SOLE |  | 0 | 0 | 2033394 |
| PACER FDS TR | PSFM | 69374H477 |  | 13845643 | 458465 | SH |  | SOLE |  | 0 | 0 | 458465 |
| PACER FDS TR | PSMR | 69374H519 |  | 73639841 | 2590216 | SH |  | SOLE |  | 0 | 0 | 2590216 |
| PACER FDS TR | PSCX | 69374H584 |  | 26567481 | 919290 | SH |  | SOLE |  | 0 | 0 | 919290 |
| PACER FDS TR | PSFD | 69374H576 |  | 23518290 | 678347 | SH |  | SOLE |  | 0 | 0 | 678347 |
| PACER FDS TR | PSMD | 69374H550 |  | 68452924 | 2249521 | SH |  | SOLE |  | 0 | 0 | 2249521 |
| CHENIERE ENERGY INC | LNG Put | 16411R958 |  | 3276000 | 25000 | SH | Put | SOLE |  | 0 | 0 | 25000 |
| Swan Enhanced Dividend Income ETF | SCLZ | 66538R532 |  | 1220359 | 23091 | SH |  | SOLE |  | 0 | 0 | 23091 |
| GRANITESHARES ETF TR | CONI | 38747R728 |  | 38560 | 16000 | SH |  | SOLE |  | 0 | 0 | 16000 |
| MERCK  CO INC | MRK | 58933Y105 |  | 240805 | 3042 | SH |  | SOLE |  | 0 | 0 | 3042 |
| BONDBLOXX ETF TRUST | XCCC | 09789C887 |  | 295886 | 7622 | SH |  | SOLE |  | 0 | 0 | 7622 |
| ACCENTURE PLC IRELAND | ACN | G1151C101 |  | 203544 | 681 | SH |  | SOLE |  | 0 | 0 | 681 |
| ENVIROTECH VEHICLES INC | EVTV | 29414V209 |  | 9000 | 50000 | SH |  | SOLE |  | 0 | 0 | 50000 |
| PEPSICO INC | PEP | 713448108 |  | 204002 | 1545 | SH |  | SOLE |  | 0 | 0 | 1545 |
| ALPHABET INC | GOOGL | 02079K305 |  | 719371 | 4082 | SH |  | SOLE |  | 0 | 0 | 4082 |
| INTUIT | INTU | 461202103 |  | 278821 | 354 | SH |  | SOLE |  | 0 | 0 | 354 |
| HONEYWELL INTL INC | HON | 438516106 |  | 222168 | 954 | SH |  | SOLE |  | 0 | 0 | 954 |
| LILLY ELI  CO | LLY | 532457108 |  | 438096 | 562 | SH |  | SOLE |  | 0 | 0 | 562 |
| AMPHENOL CORP NEW | APH | 032095101 |  | 269094 | 2725 | SH |  | SOLE |  | 0 | 0 | 2725 |
| DEERE  CO | DE | 244199105 |  | 223227 | 439 | SH |  | SOLE |  | 0 | 0 | 439 |
| HOME DEPOT INC | HD | 437076102 |  | 302845 | 826 | SH |  | SOLE |  | 0 | 0 | 826 |
| MASTERCARD INCORPORATED | MA | 57636Q104 |  | 334916 | 596 | SH |  | SOLE |  | 0 | 0 | 596 |
| PHILIP MORRIS INTL INC | PM | 718172109 |  | 283030 | 1554 | SH |  | SOLE |  | 0 | 0 | 1554 |
| QUALCOMM INC | QCOM | 747525103 |  | 230449 | 1447 | SH |  | SOLE |  | 0 | 0 | 1447 |
| TEXAS INSTRS INC | TXN | 882508104 |  | 252674 | 1217 | SH |  | SOLE |  | 0 | 0 | 1217 |
| VANGUARD INTL EQUITY INDEX F | VEU | 922042775 |  | 377978 | 5623 | SH |  | SOLE |  | 0 | 0 | 5623 |
| iShares MSCI Emerging Markets Indx ETF | EEM Put | 464287954 |  | 258000 | 6000 | SH | Put | SOLE |  | 0 | 0 | 6000 |
| iShares MSCI EAFE ETF | EFA Put | 464287955 |  | 308000 | 4000 | SH | Put | SOLE |  | 0 | 0 | 4000 |
| ISHARES TR | IEFA | 46432F842 |  | 238753 | 2860 | SH |  | SOLE |  | 0 | 0 | 2860 |
| ishares ETF - CORE MSCI EMKT | IEMG | 46434G103 |  | 222651 | 3709 | SH |  | SOLE |  | 0 | 0 | 3709 |
| NVIDIA CORPORATION | NVDA Put | 67066G954 |  | 2038400 | 18200 | SH | Put | SOLE |  | 0 | 0 | 18200 |
| AMAZON COM INC | AMZN Put | 023135956 |  | 1512000 | 8400 | SH | Put | SOLE |  | 0 | 0 | 8400 |
| META PLATFORMS INC | META Put | 30303M952 |  | 1485000 | 2700 | SH | Put | SOLE |  | 0 | 0 | 2700 |

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