# EDGAR Filing Document

**Accession Number:** 0001415995
**File Stem:** 0001752724-23-069573
**Filing Date:** 2023-3
**Character Count:** 15901
**Document Hash:** 3707557e10279ee05a4f8f4ba9a763d3
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-069573.hdr.sgml**: 20230328

**ACCESSION NUMBER**: 0001752724-23-069573

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230328

**DATE AS OF CHANGE**: 20230328

**PERIOD START**: 20230430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** IndexIQ ETF Trust
- **CENTRAL INDEX KEY:** 0001415995
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22227
- **FILM NUMBER:** 23767802

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** 888-474-7725

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IQSHARES Trust
- **DATE OF NAME CHANGE:** 20080808

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IQSHARES Trust 1
- **DATE OF NAME CHANGE:** 20071024

## Series and Classes Contracts Data

### IQ Hedge Event-Driven Tracker ETF (Series ID: S000023664)

| Class ID   | Class Name                        | Ticker Symbol   |
|:---|:---|:---|
| C000069678 | IQ Hedge Event-Driven Tracker ETF | QED             |

## Nport-Ex

Schedule of Investments ─ IQ Hedge Event-Driven Tracker ETF

January 31, 2023 (unaudited)

---

| | |
|:---|:---|
|  | **Value** |
| **Other Assets and Liabilities, Net — 100.0%** | $**6275987** |
| **Net Assets — 100.0%** | $**6275987** |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** IndexIQ ETF Trust

- **b. Investment Company Act file number:** 811-22227

- **c. CIK number of Registrant:** 0001415995

- **d. LEI of Registrant:** 549300RB5MLWJ1UN5M66

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 51 Madison Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10010

  - **Telephone number:** 888-474-7725

**Item A.2. Information about the Series.**

- **a. Name of Series:** IQ Hedge Event-Driven Tracker ETF

- **b. EDGAR series identifier (if any):** S000023664

- **c. LEI of Series:** 5493005L5EW51Y12MJ70

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-04-30

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **Yes**

### Fund Information

**Total Assets:** $6297317.20

**Total Liabilities:** $19257.57

**Net Assets:** $6278059.63

**Cash Not Reported:** $17845.75

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000069678 | 2.12%                | -1.08%               | 3.59%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-30587.52               | $145623.54                                 |
| Month 2  | $-110011.44              | $-5298.06                                  |
| Month 3  | $-302421.04              | $229795.44                                 |

**Designated Index Information**

- **Index Name:** IQ Hedge Event Driven Index

- **Index Identifier:** IQHGED

### Schedule of Portfolio Investments

| Name                                                               | Title                                                                  | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| MORGAN STANLEY & CO. LLC                                           | TRS ISHARES CONVERTIBLE BOND ETF                                       | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $654.63       | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| SPDR Bloomberg Convertible Securities ETF                          | SPDR Bloomberg Convertible Securities ETF                              | CUSIP: 78464A359<br>LEI: 549300IXKU3G7R6DMX93 | Long             | EC               | RF                | US        |     12951 | NS      | $883387.71    | 14.07%            |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                           | TRS ISHARES RUSSELL 2000 GROWTH ETF                                    | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $621.16       | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                           | TRS VANGUARD SHORT-TERM CORPORATE BOND ETF                             | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $685.95       | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| SPDR Bloomberg High Yield Bond ETF                                 | SPDR Bloomberg High Yield Bond ETF                                     | CUSIP: 78468R622<br>LEI: 549300NCLW2248PN7J24 | Long             | EC               | RF                | US        |       629 | NS      | $58893.27     | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| IQ Ultra Short Duration Etf                                        | IQ Ultra Short Duration Etf                                            | CUSIP: 45409F819<br>LEI: 5493005TWXGQCEG58C67 | Long             | EC               | RF                | US        |         6 | NS      | $286.74       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                           | TRS SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF                 | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $1408.89      | 0.02%             |  |  |  | No            |                  2 | On Loan: No      |
| Xtrackers USD High Yield Corporate Bond ETF                        | XTRACKERS USD HIGH YIELD COR                                           | CUSIP: 233051432<br>LEI: 5493000ENPC36KSKPY20 | Long             | EC               | RF                | US        |       678 | NS      | $23709.66     | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Treasury Collateral ETF                                    | Invesco Treasury Collateral ETF                                        | CUSIP: 46138G888<br>LEI: 549300E094R1VT171085 | Long             | EC               | RF                | US        |         2 | NS      | $210.74       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| SPDR S&P 600 Small Cap Growth ETF                                  | SPDR S&P 600 Small Cap Growth ETF                                      | CUSIP: 78464A201<br>LEI: 549300LKXS11U5S11F10 | Long             | EC               | RF                | US        |       686 | NS      | $53219.88     | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| SPDR Bloomberg 1-3 Month T-Bill ETF                                | SPDR Bloomberg 1-3 Month T-Bill ETF                                    | CUSIP: 78468R663<br>LEI: 549300GQCVCME1YJ6B50 | Long             | EC               | RF                | US        |         2 | NS      | $183.46       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                           | TRS SPDR BLACKSTONE / GSO SENIOR LOAN ETF                              | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $662.90       | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| iShares Russell 2000 Growth ETF                                    | ISHARES RUSSELL 2000 GROWTH                                            | CUSIP: 464287648<br>LEI: 549300CPJOUVKWJGSH44 | Long             | EC               | RF                | US        |       997 | NS      | $235252.12    | 3.75%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Convertible Bond ETF                                       | iShares Convertible Bond ETF                                           | CUSIP: 46435G102<br>LEI: 5493009GXGY863LN1X56 | Long             | EC               | RF                | US        |      5450 | NS      | $401719.50    | 6.40%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                           | TRS VANGUARD SMALL-CAP GROWTH ETF                                      | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $928.92       | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| SPDR Blackstone Senior Loan ETF                                    | SPDR Blackstone Senior Loan ETF                                        | CUSIP: 78467V608<br>LEI: 549300ME4SR63Y3TRD06 | Long             | EC               | PF                | US        |     21343 | NS      | $898326.87    | 14.31%            |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                           | TRS INVESCO SENIOR LOAN ETF                                            | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $419.58       | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                           | TRS SPDR S&P 600 SMALL CAP GROWTH ETF                                  | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $106.44       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                           | TRS ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF                        | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $92.09        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                           | TRS SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF                        | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $62.55        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| iShares iBoxx High Yield Corporate Bond ETF                        | ISHARES IBOXX HIGH YLD CORP                                            | CUSIP: 464288513<br>LEI: N/A                  | Long             | EC               | RF                | US        |      1262 | NS      | $96328.46     | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Vanguard Short-Term Corporate Bond ETF                             | Vanguard Short-Term Corporate Bond ETF                                 | CUSIP: 92206C409<br>LEI: N/A                  | Long             | EC               | RF                | US        |     22638 | NS      | $1731354.24   | 27.58%            |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                           | TRS ISHARES TRUST ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $379.38       | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| iShares Trust iShares 1-5 Year Investment Grade Corporate Bond ETF | ISHARES 1-5Y INV GRADE CORP                                            | CUSIP: 464288646<br>LEI: 549300T14S5IX7V5T008 | Long             | EC               | RF                | US        |     19433 | NS      | $984475.78    | 15.68%            |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Access Treasury 0-1 Year ETF                         | GOLDMAN SACHS ACCESS TREASUR                                           | CUSIP: 381430529<br>LEI: 549300Q2J4ZAD8E71F28 | Long             | EC               | RF                | US        |         2 | NS      | $199.98       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                           | TRS ISHARES PREFERRED & INCOME SECURITIES ETF                          | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-17690.63    | -0.28%            |  |  |  | No            |                  2 | On Loan: No      |
| Invesco Senior Loan ETF                                            | Invesco Senior Loan ETF                                                | CUSIP: 46138G508<br>LEI: 549300SIHU6DQELRNG59 | Long             | EC               | RF                | US        |     28565 | NS      | $603007.15    | 9.60%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                           | TRS XTRACKERS USD HIGH YIELD CORPORATE BOND ETF                        | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $22.67        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Vanguard Small-Cap Growth ETF                                      | VANGUARD SMALL-CAP GRWTH ETF                                           | CUSIP: 922908595<br>LEI: N/A                  | Long             | EC               | RF                | US        |      1348 | NS      | $301884.60    | 4.81%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Short Treasury Bond ETF                                    | ISHARES SHORT TREASURY BOND                                            | CUSIP: 464288679<br>LEI: 549300F8ZJ4IZLOOBP30 | Long             | EC               | RF                | US        |         2 | NS      | $220.56       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-22

**Name of Applicant:** IndexIQ ETF Trust

**Signature:** Adefolahan Oyefeso

**Name of Signer:** Adefolahan Oyefeso

**Title:** Director and Vice President, IndexIQ