# EDGAR Filing Document

**Accession Number:** 0001858558
**File Stem:** 0001214659-23-002396
**Filing Date:** 2023-2
**Character Count:** 23794
**Document Hash:** 29ea0e7f969ed86e00c328832cec7dda
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001214659-23-002396.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001214659-23-002396

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIFTH LANE CAPITAL, LP
- **CENTRAL INDEX KEY:** 0001858558
- **IRS NUMBER:** 844361927
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-21974
- **FILM NUMBER:** 23628414

**BUSINESS ADDRESS:**
- **STREET 1:** 1825B KRAMER LN
- **STREET 2:** SUITE 200
- **CITY:** AUSTIN
- **STATE:** TX
- **ZIP:** 78758
- **BUSINESS PHONE:** 5128863101

**MAIL ADDRESS:**
- **STREET 1:** 1825B KRAMER LN
- **STREET 2:** SUITE 200
- **CITY:** AUSTIN
- **STATE:** TX
- **ZIP:** 78758

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** FIFTH LANE CAPITAL LP<br>**Address:** 1825B KRAMER LN<br>SUITE 200<br>AUSTIN, TX 78758

**Form 13F File Number:** 028-21974

**CRD Number (if applicable):** 000308318

**SEC File Number (if applicable):** 801-126195

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Justin Copeland<br>**Title:** Chief Compliance Officer<br>**Phone:** 512-886-3101

**Signature, Place, and Date of Signing:**

/s/  Justin Copeland  Austin, TX  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 185

**Form 13F Information Table Value Total:** $110978124

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 10X CAPITAL VENTURE ACQ III | UNIT 99/99/9999 | G87077122 |  | 8372 | 115144 | SH |  | SOLE |  | 115144 | 0 | 0 |
| 1LIFE HEALTHCARE INC | COM | 68269G107 |  | 334200 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| A SPAC I ACQUISITION CORP | RIGHT 12/09/2026 | G0542S114 |  | 5406 | 87500 | SH |  | SOLE |  | 87500 | 0 | 0 |
| ACCRETION ACQUISITION CORP | RIGHT 03/01/2028 | 00438Y123 |  | 9050 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| ACCRETION ACQUISITION CORP | *W EXP 03/01/202 | 00438Y115 |  | 571 | 30520 | SH |  | SOLE |  | 30520 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 1913750 | 25000 | SH | Call | SOLE |  | 0 | 0 | 25000 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 10954305 | 143100 | SH | Put | SOLE |  | 0 | 0 | 143100 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 11337055 | 148100 | SH |  | SOLE |  | 148100 | 0 | 0 |
| AECOM | COM | 00766T100 |  | 346599 | 4081 | SH |  | SOLE |  | 4081 | 0 | 0 |
| AETHERIUM ACQUISITION CORP | *W EXP 12/21/202 | 00809J119 |  | 3506 | 306200 | SH |  | SOLE |  | 306200 | 0 | 0 |
| AFLAC INC | COM | 001055102 |  | 345600 | 4804 | SH |  | SOLE |  | 4804 | 0 | 0 |
| AIB ACQUISITION CORPORATION | RIGHT 10/31/2028 | G0R45S117 |  | 22026 | 200240 | SH |  | SOLE |  | 200240 | 0 | 0 |
| ALSET CAPITAL ACQUISITION CO | *W EXP 01/31/202 | 02115M117 |  | 18476 | 242304 | SH |  | SOLE |  | 242304 | 0 | 0 |
| ALSET CAPITAL ACQUISITION CO | RIGHT 01/31/2027 | 02115M125 |  | 42502 | 283444 | SH |  | SOLE |  | 283444 | 0 | 0 |
| ALTENERGY ACQUISITION CORP | *W EXP 10/29/202 | 02157M116 |  | 3131 | 30400 | SH |  | SOLE |  | 30400 | 0 | 0 |
| ALTITUDE ACQUISITION CORP | *W EXP 11/30/202 | 02156Y111 |  | 1117 | 27240 | SH |  | SOLE |  | 27240 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 235200 | 2800 | SH |  | SOLE |  | 2800 | 0 | 0 |
| AMBAC FINL GROUP INC | COM NEW | 023139884 |  | 244160 | 14000 | SH | Put | SOLE |  | 0 | 0 | 14000 |
| AMERICAN FINL GROUP INC OHIO | COM | 025932104 |  | 345671 | 2518 | SH |  | SOLE |  | 2518 | 0 | 0 |
| ANTHEMIS DIGITAL ACQUISITION | *W EXP 11/01/202 | G03959114 |  | 3276 | 36400 | SH |  | SOLE |  | 36400 | 0 | 0 |
| ARISZ ACQUISITION CORP | *W EXP 11/16/202 | 040450116 |  | 1247 | 55920 | SH |  | SOLE |  | 55920 | 0 | 0 |
| AROGO CAPITAL ACQUISITION CO | *W EXP 03/23/202 | 042644112 |  | 5750 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| AURA FAT PROJS ACQUISITION C | *W EXP 03/31/202 | G06362126 |  | 9375 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| AURORA TECHNOLOGY ACQUISITIO | *W EXP 01/27/202 | G06984127 |  | 18540 | 802616 | SH |  | SOLE |  | 802616 | 0 | 0 |
| AURORA TECHNOLOGY ACQUISITIO | RIGHT 01/27/2027 | G06984135 |  | 80987 | 686916 | SH |  | SOLE |  | 686916 | 0 | 0 |
| AVISTA CORP | COM | 05379B107 |  | 219084 | 4941 | SH |  | SOLE |  | 4941 | 0 | 0 |
| BANYAN ACQUISITION CORPORATI | *W EXP 09/30/202 | 06690B115 |  | 1250 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| BATTERY FUTURE ACQUISITION C | *W EXP 99/99/999 | G0888J124 |  | 3170 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| BLOCKCHAIN COINVSTRS ACQ CRP | *W EXP 11/01/202 | G11765115 |  | 2443 | 32300 | SH |  | SOLE |  | 32300 | 0 | 0 |
| BLOCKCHAIN MOON ACQUISITN CO | RIGHT 10/14/2026 | 09370F117 |  | 3510 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| BRILLIANT ACQUISITION CORP | *W EXP 03/30/202 | G1643W129 |  | 917 | 52410 | SH |  | SOLE |  | 52410 | 0 | 0 |
| BROAD CAPITAL ACQUISITION CO | RIGHT 01/10/2027 | 11125B110 |  | 31000 | 310000 | SH |  | SOLE |  | 310000 | 0 | 0 |
| BROOKLINE BANCORP INC DEL | COM | 11373M107 |  | 589744 | 41678 | SH |  | SOLE |  | 41678 | 0 | 0 |
| BROWN FORMAN CORP | CL B | 115637209 |  | 343703 | 5233 | SH |  | SOLE |  | 5233 | 0 | 0 |
| BURTECH ACQUISITION CORP | *W EXP 12/18/202 | 123013112 |  | 2401 | 393655 | SH |  | SOLE |  | 393655 | 0 | 0 |
| C H ROBINSON WORLDWIDE INC | COM NEW | 12541W209 |  | 283836 | 3100 | SH |  | SOLE |  | 3100 | 0 | 0 |
| CANNA GLOBAL ACQUISITION COR | *W EXP 11/30/202 | 13767K119 |  | 5893 | 336723 | SH |  | SOLE |  | 336723 | 0 | 0 |
| CANO HEALTH INC | COM CL A | 13781Y103 |  | 93571 | 68300 | SH |  | SOLE |  | 68300 | 0 | 0 |
| CARDINAL HEALTH INC | COM | 14149Y108 |  | 336153 | 4373 | SH |  | SOLE |  | 4373 | 0 | 0 |
| CHURCHILL CAPITAL CORP V | *W EXP 10/29/202 | 17144T115 |  | 14538 | 180151 | SH |  | SOLE |  | 180151 | 0 | 0 |
| CHURCHILL CAPITAL CORP VI | *W EXP 02/17/202 | 17143W119 |  | 10245 | 170749 | SH |  | SOLE |  | 170749 | 0 | 0 |
| CHURCHILL CAPITAL CORP VII | *W EXP 02/29/202 | 17144M110 |  | 7351 | 148813 | SH |  | SOLE |  | 148813 | 0 | 0 |
| CLIMATEROCK | RIGHT 10/31/2028 | G2311X134 |  | 7989 | 69443 | SH |  | SOLE |  | 69443 | 0 | 0 |
| CONSILIUM ACQUISITN CORP I L | *W EXP 06/01/202 | G2365L119 |  | 2250 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| CONSILIUM ACQUISITN CORP I L | RIGHT 07/01/2023 | G2365L127 |  | 7010 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| CRESCERA CAP ACQUISITION COR | *W EXP 11/18/202 | G26507114 |  | 1044 | 34695 | SH |  | SOLE |  | 34695 | 0 | 0 |
| DCP MIDSTREAM LP | COM UT LTD PTN | 23311P100 |  | 1357650 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| DEEP MEDICINE ACQUISITION CO | RIGHT 09/30/2028 | 243733110 |  | 2500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| DENALI CAPITAL ACQUISITN COR | *W EXP 03/28/202 | G6256B114 |  | 2538 | 72500 | SH |  | SOLE |  | 72500 | 0 | 0 |
| DENBURY INC | COM | 24790A101 |  | 5109466 | 58716 | SH |  | SOLE |  | 58716 | 0 | 0 |
| DENBURY INC | COM | 24790A101 |  | 4786100 | 55000 | SH | Put | SOLE |  | 0 | 0 | 55000 |
| DIAMONDHEAD HOLDINGS CORP | *W EXP 01/28/202 | 25278L113 |  | 4925 | 46901 | SH |  | SOLE |  | 46901 | 0 | 0 |
| DP CAP ACQUISITION CORP I | *W EXP 11/08/202 | G2R05B126 |  | 750 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| DUET ACQUISITION CORP | *W EXP 07/19/202 | 26431Q114 |  | 3830 | 192000 | SH |  | SOLE |  | 192000 | 0 | 0 |
| EDIFY ACQUISITION CORP | *W EXP 11/25/202 | 28059Q111 |  | 3410 | 113300 | SH |  | SOLE |  | 113300 | 0 | 0 |
| EDOC ACQUISITION CORP | RIGHT 11/30/2027 | G4000A136 |  | 2519 | 32998 | SH |  | SOLE |  | 32998 | 0 | 0 |
| ELLIOTT OPPORTUNITY II CORP | *W EXP 03/02/202 | G30092111 |  | 6530 | 82445 | SH |  | SOLE |  | 82445 | 0 | 0 |
| EMERGING MARKETS HORIZON COR | *W EXP 11/16/202 | G3033X121 |  | 1031 | 37503 | SH |  | SOLE |  | 37503 | 0 | 0 |
| ENERGEM CORP | *W EXP 11/15/202 | G30449121 |  | 11014 | 139416 | SH |  | SOLE |  | 139416 | 0 | 0 |
| ENTERPRISE 4.0 TEC ACQSTN CO | *W EXP 10/21/202 | G3137C114 |  | 469 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| ERIE INDTY CO | CL A | 29530P102 |  | 773022 | 3108 | SH |  | SOLE |  | 3108 | 0 | 0 |
| EVERGREEN CORPORATION | *W EXP 02/08/202 | G3312W117 |  | 2866 | 132970 | SH |  | SOLE |  | 132970 | 0 | 0 |
| F45 TRAINING HLDGS INC | COM | 30322L101 |  | 28500 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| FAT PROJECTS ACQUISITION COR | *W EXP 08/31/202 | G3400W110 |  | 760 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| FINNOVATE ACQUISITION CORP | *W EXP 09/30/202 | G3R34K111 |  | 1189 | 78750 | SH |  | SOLE |  | 78750 | 0 | 0 |
| FINSERV ACQUISITION CORP II | *W EXP 02/17/202 | 31809Y111 |  | 153 | 30035 | SH |  | SOLE |  | 30035 | 0 | 0 |
| FINTECH ECOSYSTEM DEVE | RIGHT 04/01/2026 | 318136124 |  | 18862 | 134730 | SH |  | SOLE |  | 134730 | 0 | 0 |
| FIRST BANCSHARES INC MS | COM | 318916103 |  | 2166821 | 67692 | SH |  | SOLE |  | 67692 | 0 | 0 |
| FIRST COMWLTH FINL CORP PA | COM | 319829107 |  | 1523442 | 109051 | SH |  | SOLE |  | 109051 | 0 | 0 |
| FLOWERS FOODS INC | COM | 343498101 |  | 1643210 | 57175 | SH |  | SOLE |  | 57175 | 0 | 0 |
| FORGEROCK INC | CL A | 34631B101 |  | 1883079 | 82700 | SH |  | SOLE |  | 82700 | 0 | 0 |
| FORTUNE BRANDS INNOVATIONS I | COM | 34964C106 |  | 1142200 | 20000 | SH | Call | SOLE |  | 0 | 0 | 20000 |
| FORTUNE RISE ACQUISITION COR | *W EXP 12/06/202 | 34969G110 |  | 4792 | 136900 | SH |  | SOLE |  | 136900 | 0 | 0 |
| F-STAR THERAPEUTICS INC | COM | 30315R107 |  | 80896 | 12800 | SH | Put | SOLE |  | 0 | 0 | 12800 |
| FTAC EMERALD ACQUISITION COR | *W EXP 10/19/202 | 29103K118 |  | 2000 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| FTAC HERA ACQUISITION CORP | *W EXP 02/28/202 | G3728Y111 |  | 607 | 24273 | SH |  | SOLE |  | 24273 | 0 | 0 |
| FUTURETECH II ACQUISITION CO | *W EXP 12/23/202 | 36119D111 |  | 7200 | 360000 | SH |  | SOLE |  | 360000 | 0 | 0 |
| GALATA ACQUISITION CORP | *W EXP 99/99/999 | G3R23A116 |  | 2848 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| GARMIN LTD | SHS | H2906T109 |  | 350979 | 3803 | SH |  | SOLE |  | 3803 | 0 | 0 |
| GENERATION ASIA I ACQUISITIO | *W EXP 99/99/999 | G38258128 |  | 1506 | 25100 | SH |  | SOLE |  | 25100 | 0 | 0 |
| GENESIS UNICORN CAPITAL CORP | *W EXP 06/30/202 | 37187C118 |  | 6403 | 111350 | SH |  | SOLE |  | 111350 | 0 | 0 |
| GLOBAL SYSTEMS DYNAMICS INC | *W EXP 04/01/202 | 37653T116 |  | 808 | 16155 | SH |  | SOLE |  | 16155 | 0 | 0 |
| GLOBAL TECHNOLGY ACQSTN CORP | *W EXP 10/19/202 | G3934N115 |  | 805 | 26825 | SH |  | SOLE |  | 26825 | 0 | 0 |
| GOAL ACQUISITIONS CORP | *W EXP 02/11/202 | 38021H115 |  | 1692 | 35028 | SH |  | SOLE |  | 35028 | 0 | 0 |
| GOLDENSTONE ACQUISITION LTD | *W EXP 07/15/202 | 38136Y110 |  | 89 | 81170 | SH |  | SOLE |  | 81170 | 0 | 0 |
| GOLDENSTONE ACQUISITION LTD | RIGHT 07/15/2026 | 38136Y128 |  | 5853 | 41572 | SH |  | SOLE |  | 41572 | 0 | 0 |
| HOLLYSYS AUTOMATION TCHNGY L | SHS | G45667105 |  | 575050 | 35000 | SH | Call | SOLE |  | 0 | 0 | 35000 |
| HORIZON THERAPEUTICS PUB L | SHS | G46188101 |  | 569000 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| HORIZON THERAPEUTICS PUB L | SHS | G46188101 |  | 4278880 | 37600 | SH | Call | SOLE |  | 0 | 0 | 37600 |
| INCEPTION GROWTH ACQUSTN LTD | *W EXP 10/15/202 | 45333D112 |  | 2442 | 75150 | SH |  | SOLE |  | 75150 | 0 | 0 |
| INCEPTION GROWTH ACQUSTN LTD | RIGHT 12/08/2026 | 45333D120 |  | 12037 | 126700 | SH |  | SOLE |  | 126700 | 0 | 0 |
| INDUSTRIAL TECH ACQSTNS II I | *W EXP 03/31/202 | 45635R116 |  | 2072 | 25900 | SH |  | SOLE |  | 25900 | 0 | 0 |
| INFINT ACQUISITION CORP | *W EXP 99/99/999 | G47862126 |  | 6797 | 84960 | SH |  | SOLE |  | 84960 | 0 | 0 |
| INNOVATIVE INTL ACQUSITIN CO | *W EXP 07/01/202 | G4809M125 |  | 608 | 18000 | SH |  | SOLE |  | 18000 | 0 | 0 |
| INTEGRAL ACQUISITION CORP 1 | *W EXP 05/31/202 | 45827K119 |  | 1013 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| INTERNATIONAL FLAVORS | COM | 459506101 |  | 317560 | 3029 | SH |  | SOLE |  | 3029 | 0 | 0 |
| INTERNATIONAL MEDIA ACQUISIT | RIGHT 99/99/9999 | 459867123 |  | 3885 | 55506 | SH |  | SOLE |  | 55506 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 1997100 | 7500 | SH | Call | SOLE |  | 0 | 0 | 7500 |
| IROBOT CORP | COM | 462726100 |  | 19252 | 400 | SH | Put | SOLE |  | 0 | 0 | 400 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 626506 | 20521 | SH |  | SOLE |  | 20521 | 0 | 0 |
| ISHARES TR | U.S. REAL ES ETF | 464287739 |  | 347368 | 4126 | SH |  | SOLE |  | 4126 | 0 | 0 |
| ISHARES TR | US TRSPRTION | 464287192 |  | 244301 | 1144 | SH |  | SOLE |  | 1144 | 0 | 0 |
| ISTAR INC | COM | 45031U101 |  | 2083089 | 273013 | SH |  | SOLE |  | 273013 | 0 | 0 |
| ISTAR INC | COM | 45031U101 |  | 381500 | 50000 | SH | Call | SOLE |  | 0 | 0 | 50000 |
| JUPITER WELLNESS ACQUISITION | RIGHT 12/31/2028 | 48208E116 |  | 1749 | 23300 | SH |  | SOLE |  | 23300 | 0 | 0 |
| KADEM SUSTAINABLE IMPACT COR | *W EXP 03/16/202 | 48284E113 |  | 519 | 50350 | SH |  | SOLE |  | 50350 | 0 | 0 |
| KAIROUS ACQUISITION CORP LTD | *W EXP 09/15/202 | G52131128 |  | 5210 | 63155 | SH |  | SOLE |  | 63155 | 0 | 0 |
| KAIROUS ACQUISITION CORP LTD | RIGHT 09/15/2026 | G52131136 |  | 25530 | 172500 | SH |  | SOLE |  | 172500 | 0 | 0 |
| LATAMGROWTH SPAC | *W EXP 01/20/202 | G5380L121 |  | 8950 | 89500 | SH |  | SOLE |  | 89500 | 0 | 0 |
| LEONARDO DRS INC | COM | 52661A108 |  | 383400 | 30000 | SH | Call | SOLE |  | 0 | 0 | 30000 |
| LHC GROUP INC | COM | 50187A107 |  | 3718870 | 23000 | SH |  | SOLE |  | 23000 | 0 | 0 |
| LIBERTY RES ACQUISITION CORP | *W EXP 10/31/202 | 53118A113 |  | 4454 | 45100 | SH |  | SOLE |  | 45100 | 0 | 0 |
| MASTERBRAND INC | COMMON STOCK | 57638P104 |  | 226500 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| MAXPRO CAPITAL ACQUISITN COR | *W EXP 09/27/202 | 57778T114 |  | 4228 | 77427 | SH |  | SOLE |  | 77427 | 0 | 0 |
| MERIDIAN BIOSCIENCE INC | COM | 589584101 |  | 6174204 | 185914 | SH |  | SOLE |  | 185914 | 0 | 0 |
| MERIDIAN BIOSCIENCE INC | COM | 589584101 |  | 63099 | 1900 | SH | Put | SOLE |  | 0 | 0 | 1900 |
| METAL SKY STAR ACQUISITION C | *W EXP 03/31/202 | G6053N121 |  | 2618 | 104707 | SH |  | SOLE |  | 104707 | 0 | 0 |
| METAL SKY STAR ACQUISITION C | RIGHT 03/30/2024 | G6053N113 |  | 8900 | 104707 | SH |  | SOLE |  | 104707 | 0 | 0 |
| MINORITY EQUALITY OPPORTUNIT | *W EXP 08/26/202 | 60436Q118 |  | 2247 | 49925 | SH |  | SOLE |  | 49925 | 0 | 0 |
| MOUNTAIN CREST ACQUSITN CRP | RIGHT 06/29/2026 | 62403K116 |  | 1789 | 23203 | SH |  | SOLE |  | 23203 | 0 | 0 |
| MURPHY CANYON ACQUISITION CO | *W EXP 01/25/202 | 626642110 |  | 1956 | 32600 | SH |  | SOLE |  | 32600 | 0 | 0 |
| NEWCOURT ACQUISITION CORP | *W EXP 01/22/202 | G6448C129 |  | 821 | 49300 | SH |  | SOLE |  | 49300 | 0 | 0 |
| NOGIN INC | *W EXP 08/26/202 | 65528N113 |  | 548 | 28128 | SH |  | SOLE |  | 28128 | 0 | 0 |
| NORDSON CORP | COM | 655663102 |  | 273378 | 1150 | SH |  | SOLE |  | 1150 | 0 | 0 |
| NORTHVIEW ACQUISITION CORP | RIGHT 99/99/9999 | 66718N129 |  | 8625 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| NOVA VISION ACQUISITION CORP | RIGHT 12/23/2023 | G6759A134 |  | 2663 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| NUBIA BRAND INTERNATIONAL CO | *W EXP 11/16/202 | 67022R111 |  | 6616 | 145402 | SH |  | SOLE |  | 145402 | 0 | 0 |
| OAK STR HEALTH INC | COM | 67181A107 |  | 430200 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| OAK STR HEALTH INC | COM | 67181A107 |  | 430200 | 20000 | SH | Put | SOLE |  | 0 | 0 | 20000 |
| OPIANT PHARMACEUTICALS INC | COM | 683750103 |  | 304200 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| OPY ACQUISITION CORP I | *W EXP 09/22/202 | 671005114 |  | 1038 | 16100 | SH |  | SOLE |  | 16100 | 0 | 0 |
| OXBRIDGE ACQUISITION CORP | *W EXP 08/04/202 | G6855L117 |  | 640 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| OXUS ACQUISITION CORP | *W EXP 99/99/999 | G6859L121 |  | 794 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| PCSB FINL CORP | COM | 69324R104 |  | 3302602 | 173456 | SH |  | SOLE |  | 173456 | 0 | 0 |
| PERCEPTION CAPITAL CORP II | *W EXP 10/25/202 | G7007D110 |  | 1250 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| PHP VENTURES ACQUISITION COR | RIGHT 01/01/2023 | 69291C122 |  | 17500 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| POSHMARK INC | COM CL A | 73739W104 |  | 1072800 | 60000 | SH |  | SOLE |  | 60000 | 0 | 0 |
| RADIUS GLOBAL INFRASTRCTRE I | COM CL A | 750481103 |  | 591000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| RADIUS GLOBAL INFRASTRCTRE I | COM CL A | 750481103 |  | 591000 | 50000 | SH | Put | SOLE |  | 0 | 0 | 50000 |
| REDWOODS ACQUISITION CORP | *W EXP 03/15/202 | 758083117 |  | 2439 | 51900 | SH |  | SOLE |  | 51900 | 0 | 0 |
| REDWOODS ACQUISITION CORP | RIGHT 03/15/2027 | 758083125 |  | 6298 | 51900 | SH |  | SOLE |  | 51900 | 0 | 0 |
| RENREN INC | SPONSORED ADS | 759892300 |  | 3200 | 2000 | SH | Call | SOLE |  | 0 | 0 | 2000 |
| RESOLUTE FST PRODS INC | COM | 76117W109 |  | 761393 | 35266 | SH |  | SOLE |  | 35266 | 0 | 0 |
| RF ACQUISITION CORP | RIGHT 05/01/2028 | 74954L120 |  | 9255 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| RF ACQUISITION CORP | *W EXP 05/01/202 | 74954L112 |  | 1650 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| ROC ENERGY ACQUISITION CORP | RIGHT 11/30/2028 | 77118V116 |  | 9600 | 60000 | SH |  | SOLE |  | 60000 | 0 | 0 |
| SAGALIAM ACQUISITION CORP | RIGHT 05/31/2028 | 78661R114 |  | 23869 | 148718 | SH |  | SOLE |  | 148718 | 0 | 0 |
| SCREAMING EAGLE ACQUISITN CO | *W EXP 01/05/202 | G79407121 |  | 71026 | 301340 | SH |  | SOLE |  | 301340 | 0 | 0 |
| SEACOAST BKG CORP FLA | COM NEW | 811707801 |  | 577046 | 18501 | SH |  | SOLE |  | 18501 | 0 | 0 |
| SEAPORT CALIBRE MATLS ACQUIS | *W EXP 10/28/202 | 812204113 |  | 875 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| SEAPORT GLOBAL ACQUISITION I | *W EXP 11/17/202 | 81221H113 |  | 337 | 34727 | SH |  | SOLE |  | 34727 | 0 | 0 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 699390 | 20450 | SH |  | SOLE |  | 20450 | 0 | 0 |
| SERITAGE GROWTH PPTYS | CL A | 81752R100 |  | 654199 | 55300 | SH |  | SOLE |  | 55300 | 0 | 0 |
| SHAW COMMUNICATIONS INC | CL B CONV | 82028K200 |  | 3796082 | 131900 | SH | Put | SOLE |  | 0 | 0 | 131900 |
| SHAW COMMUNICATIONS INC | CL B CONV | 82028K200 |  | 2158500 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| SHUAA PARTNERS ACQUISTN CORP | *W EXP 02/24/202 | G81173117 |  | 2238 | 37300 | SH |  | SOLE |  | 37300 | 0 | 0 |
| SIERRA WIRELESS INC | COM | 826516106 |  | 1666925 | 57500 | SH |  | SOLE |  | 57500 | 0 | 0 |
| SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 |  | 1626050 | 25020 | SH |  | SOLE |  | 25020 | 0 | 0 |
| SPECTRUM BRANDS HLDGS INC NE | COM | 84790A105 |  | 7651552 | 125600 | SH |  | SOLE |  | 125600 | 0 | 0 |
| SPECTRUM BRANDS HLDGS INC NE | COM | 84790A105 |  | 7651552 | 125600 | SH | Put | SOLE |  | 0 | 0 | 125600 |
| SPIRIT AIRLS INC | COM | 848577102 |  | 331160 | 17000 | SH |  | SOLE |  | 17000 | 0 | 0 |
| SPORTSMAP TECH ACQUISITIN CO | *W EXP 09/01/202 | 84921J116 |  | 1803 | 59600 | SH |  | SOLE |  | 59600 | 0 | 0 |
| SPREE ACQUISITION CORP 1 LTD | *W EXP 12/22/202 | G83745128 |  | 1003 | 24900 | SH |  | SOLE |  | 24900 | 0 | 0 |
| SPRINGWATER SPL SITUATIONS C | *W EXP 12/01/202 | 85205U115 |  | 350 | 17500 | SH |  | SOLE |  | 17500 | 0 | 0 |
| SUPERNOVA PARTN ACQ CO III L | *W EXP 99/99/999 | G8T90F128 |  | 1951 | 84826 | SH |  | SOLE |  | 84826 | 0 | 0 |
| SVF INVESTMENT CORP | *W EXP 01/12/202 | G8601L128 |  | 506 | 20140 | SH |  | SOLE |  | 20140 | 0 | 0 |
| TECHNOLOGY  TELECOM ACQ COR | *W EXP 04/15/202 | G87119114 |  | 3742 | 99799 | SH |  | SOLE |  | 99799 | 0 | 0 |
| TEGNA INC | COM | 87901J105 |  | 16952 | 800 | SH | Call | SOLE |  | 0 | 0 | 800 |
| TEGNA INC | COM | 87901J105 |  | 1589250 | 75000 | SH | Put | SOLE |  | 0 | 0 | 75000 |
| TEGNA INC | COM | 87901J105 |  | 1356160 | 64000 | SH |  | SOLE |  | 64000 | 0 | 0 |
| TG VENTURE ACQUISITION CORP | *W EXP 08/15/202 | 87251T117 |  | 3030 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| THRIVE ACQUISITION CORPORATI | *W EXP 10/31/202 | G7158C119 |  | 350 | 47247 | SH |  | SOLE |  | 47247 | 0 | 0 |
| TKB CRITICAL TECHNOLOGIES 1 | *W EXP 10/20/202 | G88935120 |  | 370 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| TLGY ACQUISITION CORPORATION | *W EXP 11/09/202 | G8656T125 |  | 353 | 18098 | SH |  | SOLE |  | 18098 | 0 | 0 |
| TOWNEBANK PORTSMOUTH VA | COM | 89214P109 |  | 533193 | 17289 | SH |  | SOLE |  | 17289 | 0 | 0 |
| VIEW INC | COM CL A | 92671V106 |  | 10058 | 10424 | SH |  | SOLE |  | 10424 | 0 | 0 |
| VISCOGLIOSI BROS ACQUISTN CO | *W EXP 03/18/202 | 92838K118 |  | 1875 | 31300 | SH |  | SOLE |  | 31300 | 0 | 0 |
| VISION SENSING ACQUISITION C | *W EXP 10/21/202 | 92838J111 |  | 2115 | 49763 | SH |  | SOLE |  | 49763 | 0 | 0 |
| WELSBACH TECH METALS ACQU CO | RIGHT 12/22/2026 | 950415117 |  | 43240 | 251397 | SH |  | SOLE |  | 251397 | 0 | 0 |
| WORLDWIDE WEBB ACQUISITION C | *W EXP 10/20/202 | G97775111 |  | 1151 | 37500 | SH |  | SOLE |  | 37500 | 0 | 0 |
| XPO INC | COM | 983793100 |  | 665800 | 20000 | SH | Call | SOLE |  | 0 | 0 | 20000 |
| YOTTA ACQUISITION CORPORATIO | RIGHT 03/15/2027 | 98741Y129 |  | 8015 | 66795 | SH |  | SOLE |  | 66795 | 0 | 0 |
| YOTTA ACQUISITION CORPORATIO | *W EXP 03/15/202 | 98741Y111 |  | 2576 | 73595 | SH |  | SOLE |  | 73595 | 0 | 0 |
| BLUE WORLD ACQUISITION CORP | RIGHT 08/29/2029 | G1263E110 |  | 24392 | 500100 | SH |  | SOLE |  | 500100 | 0 | 0 |
| BRDTLA 7.625 31 DEC 2049 A - PFD | COMMON SHARES | 112714209 |  | 666407 | 180110 | SH |  | SOLE |  | 180110 | 0 | 0 |

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