# EDGAR Filing Document

**Accession Number:** 0001383883
**File Stem:** 0001383883-26-000003
**Filing Date:** 2026-3
**Character Count:** 2360
**Document Hash:** acbddefcdcd89d442ce43c207a834939
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001383883-26-000003.hdr.sgml**: 20260330

**ACCESSION NUMBER**: 0001383883-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260330

**DATE AS OF CHANGE**: 20260330

**EFFECTIVENESS DATE**: 20260330

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SHOPOFF SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0001383883

**ORGANIZATION NAME:**
- **EIN:** 205666784
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-67499
- **FILM NUMBER:** 26811147

**BUSINESS ADDRESS:**
- **STREET 1:** 18565 JAMBOREE ROAD, SUITE 200
- **CITY:** IRVINE
- **STATE:** CA
- **ZIP:** 92612
- **BUSINESS PHONE:** 949.417.1397

**MAIL ADDRESS:**
- **STREET 1:** 18565 JAMBOREE ROAD, SUITE 200
- **CITY:** IRVINE
- **STATE:** CA
- **ZIP:** 92612

### Attached PDF Documents

**Attachment 1:** `shopoff2025annual1.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001383883

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** SHOPOFF SECURITIES, INC.

**Business Address:** 18565 JAMBOREE ROAD, SUITE 200, IRVINE, CA, 92612

**Contact Person:** Ivana Shumberg

**Contact Phone:** 713-582-4897

### Independent Public Accountant Identification

**Accountant Name:** Baker Tilly US, LLP

**Accountant Address:** 18500 Von Karman Ave., 10th Floor, Irvine, CA, 92612

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **William A. Shopoff**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **SHOPOFF SECURITIES, INC.**, as of **12-31-2025**, are true and correct.

**Signature:** William A. Shopoff

**Title:** CEO and President