# EDGAR Filing Document

**Accession Number:** 0001806428
**File Stem:** 0001085146-23-000968
**Filing Date:** 2023-2
**Character Count:** 23623
**Document Hash:** 4c4847e964bb27c6849cc00ba5defb5c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001085146-23-000968.hdr.sgml**: 20230210

**ACCESSION NUMBER**: 0001085146-23-000968

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230210

**DATE AS OF CHANGE**: 20230209

**EFFECTIVENESS DATE**: 20230210

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Tempus Wealth Planning, LLC
- **CENTRAL INDEX KEY:** 0001806428
- **IRS NUMBER:** 813948762
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20202
- **FILM NUMBER:** 23608196

**BUSINESS ADDRESS:**
- **STREET 1:** 100 SPECTRUM CENTER DRIVE
- **STREET 2:** SUITE 460
- **CITY:** IRVINE
- **STATE:** CA
- **ZIP:** 92618
- **BUSINESS PHONE:** 949-393-2525

**MAIL ADDRESS:**
- **STREET 1:** 100 SPECTRUM CENTER DRIVE
- **STREET 2:** SUITE 460
- **CITY:** IRVINE
- **STATE:** CA
- **ZIP:** 92618

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Tempus Wealth Planning LLC<br>**Address:** 100 SPECTRUM CENTER DRIVE<br>SUITE 460<br>IRVINE, CA 92618

**Form 13F File Number:** 028-20202

**CRD Number (if applicable):** 000285349

**SEC File Number (if applicable):** 801-108462

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Ashley Smith-Roos<br>**Title:** Regulatory Consultant<br>**Phone:** 310-275-7300

**Signature, Place, and Date of Signing:**

/s/ Ashley Smith-Roos  Beverly Hills, CA  02-09-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 181

**Form 13F Information Table Value Total:** $164599476

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABS | COM | 002824100 | BBG001S5N9M6 | 451456 | 4112 | SH |  | SOLE |  | 4112 | 0 | 0 |
| ABBVIE INC | COM | 00287Y109 | BBG0025Y4RZ3 | 743287 | 4599 | SH |  | SOLE |  | 4599 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 | BBG009S39JY5 | 1020380 | 11565 | SH |  | SOLE |  | 11565 | 0 | 0 |
| ALPS ETF TR | CLEAN ENERGY | 00162Q460 | BBG00L99FDK7 | 253698 | 5577 | SH |  | SOLE |  | 5577 | 0 | 0 |
| ALTRIA GROUP INC | COM | 02209S103 | BBG001S5T8T5 | 278648 | 6096 | SH |  | SOLE |  | 6096 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 | BBG001S5PQL7 | 1098720 | 13080 | SH |  | SOLE |  | 13080 | 0 | 0 |
| AMDOCS LTD | SHS | G02602103 | BBG001SBX7P3 | 247793 | 2726 | SH |  | SOLE |  | 2726 | 0 | 0 |
| AMERICAN WTR WKS CO INC NEW | COM | 030420103 | BBG001SPHYW3 | 210492 | 1381 | SH |  | SOLE |  | 1381 | 0 | 0 |
| AMGEN INC | COM | 031162100 | BBG001S5NNL6 | 1311797 | 4995 | SH |  | SOLE |  | 4995 | 0 | 0 |
| ANALOG DEVICES INC | COM | 032654105 | BBG001S5ND38 | 256215 | 1562 | SH |  | SOLE |  | 1562 | 0 | 0 |
| APPLE INC | COM | 037833100 | BBG001S5N8V8 | 5434192 | 41824 | SH |  | SOLE |  | 41824 | 0 | 0 |
| APPLIED MATLS INC | COM | 038222105 | BBG001S5NMM7 | 658484 | 6762 | SH |  | SOLE |  | 6762 | 0 | 0 |
| AT INC | COM | 00206R102 | BBG001S5VWH2 | 465018 | 25259 | SH |  | SOLE |  | 25259 | 0 | 0 |
| BANK AMERICA CORP | COM | 060505104 | BBG001S5P0Y0 | 1841093 | 55589 | SH |  | SOLE |  | 55589 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | BBG001S90346 | 550151 | 1781 | SH |  | SOLE |  | 1781 | 0 | 0 |
| BLACKROCK INC | COM | 09247X101 | BBG001SDBP55 | 216132 | 305 | SH |  | SOLE |  | 305 | 0 | 0 |
| BLACKROCK MUNIHLDNGS CALI QL | COM | 09254L107 | BBG001SBLZS1 | 172452 | 16057 | SH |  | SOLE |  | 16057 | 0 | 0 |
| BLOCK INC | CL A | 852234103 | BBG001TFLWL5 | 286299 | 4556 | SH |  | SOLE |  | 4556 | 0 | 0 |
| BOEING CO | COM | 097023105 | BBG001S5P0V3 | 1088269 | 5713 | SH |  | SOLE |  | 5713 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 | BBG001S8N8J6 | 675467 | 9388 | SH |  | SOLE |  | 9388 | 0 | 0 |
| CAMBRIA ETF TR | GLB MOMENT ETF | 132061508 | BBG007G3TP12 | 391415 | 13821 | SH |  | SOLE |  | 13821 | 0 | 0 |
| CANADIAN NATL RY CO | COM | 136375102 | BBG001S8WVQ7 | 732776 | 6164 | SH |  | SOLE |  | 6164 | 0 | 0 |
| CATERPILLAR INC | COM | 149123101 | BBG001S5PJ06 | 1269668 | 5300 | SH |  | SOLE |  | 5300 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 | BBG001S67ZC5 | 983467 | 5479 | SH |  | SOLE |  | 5479 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 | BBG001S6HC62 | 763574 | 16028 | SH |  | SOLE |  | 16028 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 | BBG001S72ZG4 | 580482 | 12834 | SH |  | SOLE |  | 12834 | 0 | 0 |
| CONOCOPHILLIPS | COM | 20825C104 | BBG001S5TZM2 | 499848 | 4236 | SH |  | SOLE |  | 4236 | 0 | 0 |
| CONSTELLATION BRANDS INC | CL A | 21036P108 | BBG001SD31G5 | 396293 | 1710 | SH |  | SOLE |  | 1710 | 0 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 | BBG001S9KRQ7 | 618101 | 1354 | SH |  | SOLE |  | 1354 | 0 | 0 |
| CVS HEALTH CORP | COM | 126650100 | BBG001S5QBD8 | 602473 | 6465 | SH |  | SOLE |  | 6465 | 0 | 0 |
| DIMENSIONAL ETF TRUST | CORE FIXED INCOM | 25434V872 | BBG01254CL28 | 249286 | 6004 | SH |  | SOLE |  | 6004 | 0 | 0 |
| DIMENSIONAL ETF TRUST | US CORE EQT MKT | 25434V104 | BBG00Y2JG0C0 | 202272 | 7486 | SH |  | SOLE |  | 7486 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 | BBG001S5QHF3 | 1091126 | 12559 | SH |  | SOLE |  | 12559 | 0 | 0 |
| EBAY INC. | COM | 278642103 | BBG001S9B9J5 | 225307 | 5433 | SH |  | SOLE |  | 5433 | 0 | 0 |
| ELECTRONIC ARTS INC | COM | 285512109 | BBG001S5T5C9 | 233608 | 1912 | SH |  | SOLE |  | 1912 | 0 | 0 |
| ETF MANAGERS TR | ETFMG ALTR HRVST | 26924G508 | BBG00B9M3PB6 | 239429 | 56204 | SH |  | SOLE |  | 56204 | 0 | 0 |
| ETF MANAGERS TR | PRIME MOBILE PAY | 26924G409 | BBG009LHJF14 | 276783 | 7050 | SH |  | SOLE |  | 7050 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 | BBG001S69V32 | 423221 | 3837 | SH |  | SOLE |  | 3837 | 0 | 0 |
| FIRST TR EXCH TRADED FD III | MANAGD MUN ETF | 33739N108 | BBG006H1W526 | 478300 | 9545 | SH |  | SOLE |  | 9545 | 0 | 0 |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 33734X846 | BBG009K1H2W7 | 294815 | 7616 | SH |  | SOLE |  | 7616 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 | BBG001SN9872 | 642227 | 5215 | SH |  | SOLE |  | 5215 | 0 | 0 |
| FORD MTR CO DEL | COM | 345370860 | BBG001S5TZ33 | 472492 | 40627 | SH |  | SOLE |  | 40627 | 0 | 0 |
| GENERAL ELECTRIC CO | COM NEW | 369604301 | BBG001S5PVD5 | 7601041 | 90715 | SH |  | SOLE |  | 90715 | 0 | 0 |
| GSK PLC | SPONSORED ADR | 37733W204 | BBG001SD6SM6 | 679291 | 19331 | SH |  | SOLE |  | 19331 | 0 | 0 |
| HALEON PLC | SPON ADS | 405552100 | BBG018GZNDB0 | 566392 | 70799 | SH |  | SOLE |  | 70799 | 0 | 0 |
| HERSHEY CO | COM | 427866108 | BBG001S5S148 | 1187003 | 5126 | SH |  | SOLE |  | 5126 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 | BBG001S5RTW7 | 928252 | 2939 | SH |  | SOLE |  | 2939 | 0 | 0 |
| HONEYWELL INTL INC | COM | 438516106 | BBG001S5X1N1 | 823341 | 3842 | SH |  | SOLE |  | 3842 | 0 | 0 |
| HORMEL FOODS CORP | COM | 440452100 | BBG001S5S0D0 | 790503 | 17355 | SH |  | SOLE |  | 17355 | 0 | 0 |
| HUNT J B TRANS SVCS INC | COM | 445658107 | BBG001S5SFY4 | 930734 | 5338 | SH |  | SOLE |  | 5338 | 0 | 0 |
| INTEL CORP | COM | 458140100 | BBG001S5SF65 | 496725 | 18794 | SH |  | SOLE |  | 18794 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | BBG001S5S399 | 253602 | 1800 | SH |  | SOLE |  | 1800 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | NATL AMT MUNI | 46138E537 | BBG001T06LJ2 | 308199 | 13435 | SH |  | SOLE |  | 13435 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 46138E511 | BBG001T0NSB6 | 351891 | 31475 | SH |  | SOLE |  | 31475 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | S MIDCP LOW | 46138E198 | BBG00449DWF6 | 227921 | 4261 | SH |  | SOLE |  | 4261 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | S LOW VOL | 46138E354 | BBG001V18CG8 | 1453661 | 22749 | SH |  | SOLE |  | 22749 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | BUYBACK ACHIEV | 46137V308 | BBG001SS5KV1 | 782104 | 9141 | SH |  | SOLE |  | 9141 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 46137V621 | BBG001SQ8PW0 | 288000 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | BBG001S9GN63 | 2050926 | 7702 | SH |  | SOLE |  | 7702 | 0 | 0 |
| ISHARES INC | ESG AWR MSCI EM | 46434G863 | BBG00D7BDH70 | 233764 | 7774 | SH |  | SOLE |  | 7774 | 0 | 0 |
| ISHARES INC | MSCI EMERG MRKT | 464286533 | BBG0025X3FS0 | 256656 | 4838 | SH |  | SOLE |  | 4838 | 0 | 0 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 | BBG001SKXPR1 | 418675 | 5158 | SH |  | SOLE |  | 5158 | 0 | 0 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 | BBG001S8MLN3 | 731567 | 7348 | SH |  | SOLE |  | 7348 | 0 | 0 |
| ISHARES TR | AGGRES ALLOC ETF | 464289859 | BBG001T3YVL0 | 589356 | 9864 | SH |  | SOLE |  | 9864 | 0 | 0 |
| ISHARES TR | BLACKROCK ULTRA | 46434V878 | BBG005PCDCZ5 | 4152975 | 82993 | SH |  | SOLE |  | 82993 | 0 | 0 |
| ISHARES TR | CORE S SCP ETF | 464287804 | BBG001SFC7W9 | 224486 | 2372 | SH |  | SOLE |  | 2372 | 0 | 0 |
| ISHARES TR | CORE S ETF | 464287200 | BBG001SFB7R6 | 4638952 | 12074 | SH |  | SOLE |  | 12074 | 0 | 0 |
| ISHARES TR | CORE TOTAL USD | 46434V613 | BBG006MJCSW0 | 1276641 | 28414 | SH |  | SOLE |  | 28414 | 0 | 0 |
| ISHARES TR | CORE US AGGBD ET | 464287226 | BBG001SM1QT8 | 493433 | 5087 | SH |  | SOLE |  | 5087 | 0 | 0 |
| ISHARES TR | EAFE GRWTH ETF | 464288885 | BBG001SP62C7 | 648386 | 7741 | SH |  | SOLE |  | 7741 | 0 | 0 |
| ISHARES TR | EAFE VALUE ETF | 464288877 | BBG001SNYBH6 | 964489 | 21022 | SH |  | SOLE |  | 21022 | 0 | 0 |
| ISHARES TR | ESG ADV TTL USD | 46436E619 | BBG00VJ13GZ1 | 276452 | 6551 | SH |  | SOLE |  | 6551 | 0 | 0 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 | BBG00FFPFTS4 | 2211297 | 26092 | SH |  | SOLE |  | 26092 | 0 | 0 |
| ISHARES TR | ESG AWRE USD ETF | 46435G193 | BBG00H4BH3F2 | 359480 | 16122 | SH |  | SOLE |  | 16122 | 0 | 0 |
| ISHARES TR | ESG MSCI USA ETF | 46436E767 | BBG00VHK2B74 | 209316 | 6827 | SH |  | SOLE |  | 6827 | 0 | 0 |
| ISHARES TR | EXPANDED TECH | 464287515 | BBG001S7W2J1 | 273760 | 1070 | SH |  | SOLE |  | 1070 | 0 | 0 |
| ISHARES TR | FALN ANGLS USD | 46435G474 | BBG00D332C84 | 256830 | 10436 | SH |  | SOLE |  | 10436 | 0 | 0 |
| ISHARES TR | GRWT ALLOCAT ETF | 464289867 | BBG001T3YV58 | 632927 | 13421 | SH |  | SOLE |  | 13421 | 0 | 0 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 | BBG001ST0ZQ7 | 715021 | 9711 | SH |  | SOLE |  | 9711 | 0 | 0 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 | BBG001S60QR6 | 410228 | 3891 | SH |  | SOLE |  | 3891 | 0 | 0 |
| ISHARES TR | MBS ETF | 464288588 | BBG001SSD8B1 | 540825 | 5831 | SH |  | SOLE |  | 5831 | 0 | 0 |
| ISHARES TR | MSCI KLD400 SOC | 464288570 | BBG001SRYH02 | 980221 | 13654 | SH |  | SOLE |  | 13654 | 0 | 0 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 | BBG0025X2G81 | 239011 | 3315 | SH |  | SOLE |  | 3315 | 0 | 0 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 | BBG001SZV978 | 208930 | 1980 | SH |  | SOLE |  | 1980 | 0 | 0 |
| ISHARES TR | SELECT DIVID ETF | 464287168 | BBG001SDJVG2 | 1233738 | 10230 | SH |  | SOLE |  | 10230 | 0 | 0 |
| ISHARES TR | TIPS BD ETF | 464287176 | BBG001SD9RM5 | 340608 | 3200 | SH |  | SOLE |  | 3200 | 0 | 0 |
| ISHARES TR | U.S. TECH ETF | 464287721 | BBG001SFB7Z7 | 993548 | 13338 | SH |  | SOLE |  | 13338 | 0 | 0 |
| ISHARES TR | US TREAS BD ETF | 46429B267 | BBG002NCKPP8 | 934905 | 41149 | SH |  | SOLE |  | 41149 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 | BBG001S5SHQ9 | 2711686 | 15351 | SH |  | SOLE |  | 15351 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 | BBG001S8CRC3 | 1918435 | 14306 | SH |  | SOLE |  | 14306 | 0 | 0 |
| LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | BBG001S7RX54 | 230064 | 977 | SH |  | SOLE |  | 977 | 0 | 0 |
| LILLY ELI  CO | COM | 532457108 | BBG001S5STL8 | 801921 | 2192 | SH |  | SOLE |  | 2192 | 0 | 0 |
| LOCKHEED MARTIN CORP | COM | 539830109 | BBG001S7PS57 | 2701479 | 5553 | SH |  | SOLE |  | 5553 | 0 | 0 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 | BBG001SKNNS6 | 307393 | 884 | SH |  | SOLE |  | 884 | 0 | 0 |
| MCCORMICK  CO INC | COM NON VTG | 579780206 | BBG001S79S19 | 564978 | 6816 | SH |  | SOLE |  | 6816 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 | BBG001S5T110 | 338109 | 1283 | SH |  | SOLE |  | 1283 | 0 | 0 |
| MEDTRONIC PLC | SHS | G5960L103 | BBG001S5T2S9 | 201217 | 2589 | SH |  | SOLE |  | 2589 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 | BBG001S5TC52 | 1131468 | 10198 | SH |  | SOLE |  | 10198 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 | BBG001SQCQC5 | 417820 | 3472 | SH |  | SOLE |  | 3472 | 0 | 0 |
| METLIFE INC | COM | 59156R108 | BBG001S5T3R8 | 249170 | 3443 | SH |  | SOLE |  | 3443 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 | BBG001S5TD05 | 6134327 | 25579 | SH |  | SOLE |  | 25579 | 0 | 0 |
| MONDELEZ INTL INC | CL A | 609207105 | BBG001SHHZJ3 | 557194 | 8360 | SH |  | SOLE |  | 8360 | 0 | 0 |
| NANO X IMAGING LTD | ORD SHS | M70700105 | BBG00RDSZ6K0 | 96169 | 13031 | SH |  | SOLE |  | 13031 | 0 | 0 |
| NIKE INC | CL B | 654106103 | BBG001S6NTK2 | 266549 | 2278 | SH |  | SOLE |  | 2278 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 | BBG001S5TZJ6 | 1200832 | 8217 | SH |  | SOLE |  | 8217 | 0 | 0 |
| ORACLE CORP | COM | 68389X105 | BBG001S5SJG6 | 1023630 | 12523 | SH |  | SOLE |  | 12523 | 0 | 0 |
| PACER FDS TR | TRENDP US LAR CP | 69374H105 | BBG009BJW8D9 | 427423 | 11401 | SH |  | SOLE |  | 11401 | 0 | 0 |
| PACER FDS TR | TRENDPILOT 100 | 69374H303 | BBG009BNY740 | 356967 | 7251 | SH |  | SOLE |  | 7251 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 | BBG0077VNXW5 | 403319 | 5663 | SH |  | SOLE |  | 5663 | 0 | 0 |
| PEPSICO INC | COM | 713448108 | BBG001S695T1 | 1692062 | 9366 | SH |  | SOLE |  | 9366 | 0 | 0 |
| PFIZER INC | COM | 717081103 | BBG001S5V466 | 1951171 | 38079 | SH |  | SOLE |  | 38079 | 0 | 0 |
| PHILIP MORRIS INTL INC | COM | 718172109 | BBG001STP9N1 | 624466 | 6170 | SH |  | SOLE |  | 6170 | 0 | 0 |
| PIMCO CALIF MUN INCOME FD II | COM | 72200M108 | BBG001SKRFR0 | 92188 | 13577 | SH |  | SOLE |  | 13577 | 0 | 0 |
| PIMCO ETF TR | 25YR+ ZERO U S | 72201R882 | BBG001T5RZK5 | 731305 | 8375 | SH |  | SOLE |  | 8375 | 0 | 0 |
| PIMCO HIGH INCOME FD | COM SHS | 722014107 | BBG001SGV4P1 | 132336 | 27978 | SH |  | SOLE |  | 27978 | 0 | 0 |
| PIONEER NAT RES CO | COM | 723787107 | BBG001S7V1J4 | 230446 | 1009 | SH |  | SOLE |  | 1009 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 | BBG001S5V4L9 | 466820 | 3080 | SH |  | SOLE |  | 3080 | 0 | 0 |
| PROSHARES TR | S 500 DV ARIST | 74348A467 | BBG005D266P2 | 395146 | 4391 | SH |  | SOLE |  | 4391 | 0 | 0 |
| PROSHARES TR | S MDCP 400 DIV | 74347B680 | BBG0081VJCK3 | 818890 | 11445 | SH |  | SOLE |  | 11445 | 0 | 0 |
| PROSHARES TR | ULTRAPRO QQQ | 74347X831 | BBG001T6S396 | 190196 | 10994 | SH |  | SOLE |  | 10994 | 0 | 0 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | BBG001S5X5Q9 | 683329 | 6771 | SH |  | SOLE |  | 6771 | 0 | 0 |
| ROCKWELL AUTOMATION INC | COM | 773903109 | BBG001S5VRF5 | 1249215 | 4850 | SH |  | SOLE |  | 4850 | 0 | 0 |
| ROYAL CARIBBEAN GROUP | COM | V7780T103 | BBG001S5RMJ7 | 351892 | 7119 | SH |  | SOLE |  | 7119 | 0 | 0 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | BBG001T6L7D9 | 303307 | 12814 | SH |  | SOLE |  | 12814 | 0 | 0 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | BBG001T5XQY3 | 1735604 | 53884 | SH |  | SOLE |  | 53884 | 0 | 0 |
| SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 | BBG001T6L7C0 | 301892 | 9593 | SH |  | SOLE |  | 9593 | 0 | 0 |
| SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 808524771 | BBG0051J0PJ9 | 1274010 | 23840 | SH |  | SOLE |  | 23840 | 0 | 0 |
| SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 | BBG0051K49J8 | 748116 | 25735 | SH |  | SOLE |  | 25735 | 0 | 0 |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | BBG001T9F795 | 964800 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | BBG001WBMLH8 | 3095572 | 67811 | SH |  | SOLE |  | 67811 | 0 | 0 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | BBG001T66WN0 | 989135 | 17803 | SH |  | SOLE |  | 17803 | 0 | 0 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | BBG001T5XQV6 | 2597434 | 57529 | SH |  | SOLE |  | 57529 | 0 | 0 |
| SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | BBG001V039G2 | 678622 | 35180 | SH |  | SOLE |  | 35180 | 0 | 0 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | BBG001T5XQW5 | 464123 | 11457 | SH |  | SOLE |  | 11457 | 0 | 0 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | BBG001T9F777 | 255953 | 4942 | SH |  | SOLE |  | 4942 | 0 | 0 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | BBG001S7T223 | 401816 | 11749 | SH |  | SOLE |  | 11749 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | BBG001S7T1Q9 | 355190 | 2750 | SH |  | SOLE |  | 2750 | 0 | 0 |
| SMUCKER J M CO | COM NEW | 832696405 | BBG001S5W3H5 | 824473 | 5203 | SH |  | SOLE |  | 5203 | 0 | 0 |
| SNAP ON INC | COM | 833034101 | BBG001S5W688 | 298806 | 1308 | SH |  | SOLE |  | 1308 | 0 | 0 |
| SPDR GOLD TR | GOLD SHS | 78463V107 | BBG001SCPX28 | 271933 | 1603 | SH |  | SOLE |  | 1603 | 0 | 0 |
| SPDR INDEX SHS FDS | GLB NAT RESRCE | 78463X541 | BBG001TC9HP5 | 1043991 | 18309 | SH |  | SOLE |  | 18309 | 0 | 0 |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | BBG001SRXRJ1 | 1884504 | 63473 | SH |  | SOLE |  | 63473 | 0 | 0 |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | BBG001SRXRD7 | 1843866 | 55943 | SH |  | SOLE |  | 55943 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 | BBG001S72SM3 | 1539554 | 4026 | SH |  | SOLE |  | 4026 | 0 | 0 |
| SPDR SER TR | BLOOMBERG EMERGI | 78464A391 | BBG001V0JXM5 | 1229260 | 59789 | SH |  | SOLE |  | 59789 | 0 | 0 |
| SPDR SER TR | BLOOMBERG HIGH Y | 78468R622 | BBG001SQS7X7 | 265680 | 2952 | SH |  | SOLE |  | 2952 | 0 | 0 |
| SPDR SER TR | BLOOMBERG INTL | 78464A151 | BBG001T8QLK1 | 1304209 | 47049 | SH |  | SOLE |  | 47049 | 0 | 0 |
| SPDR SER TR | ICE PFD SEC ETF | 78464A292 | BBG001T5L3N9 | 274868 | 8375 | SH |  | SOLE |  | 8375 | 0 | 0 |
| SPDR SER TR | PORTFLI TIPS ETF | 78464A656 | BBG001STKCZ6 | 1204330 | 46752 | SH |  | SOLE |  | 46752 | 0 | 0 |
| SPDR SER TR | PORTFOLI S | 78464A805 | BBG001SG6843 | 4580486 | 96860 | SH |  | SOLE |  | 96860 | 0 | 0 |
| SPDR SER TR | PORTFOLIO AGRGTE | 78464A649 | BBG001STKD11 | 2409549 | 95883 | SH |  | SOLE |  | 95883 | 0 | 0 |
| SPDR SER TR | PORTFOLIO LN TSR | 78464A664 | BBG001STKCY7 | 745839 | 25692 | SH |  | SOLE |  | 25692 | 0 | 0 |
| SPDR SER TR | PORTFOLIO S | 78464A854 | BBG001SPTB87 | 279371 | 6211 | SH |  | SOLE |  | 6211 | 0 | 0 |
| SPDR SER TR | PORTFOLIO SH TSR | 78468R101 | BBG0029J2KF1 | 5380467 | 186240 | SH |  | SOLE |  | 186240 | 0 | 0 |
| SPDR SER TR | S BIOTECH | 78464A870 | BBG001SQDKG3 | 317890 | 3830 | SH |  | SOLE |  | 3830 | 0 | 0 |
| SPDR SER TR | S SEMICNDCTR | 78464A862 | BBG001SQDKJ0 | 201178 | 1203 | SH |  | SOLE |  | 1203 | 0 | 0 |
| STARBUCKS CORP | COM | 855244109 | BBG001S72KH6 | 306627 | 3091 | SH |  | SOLE |  | 3091 | 0 | 0 |
| TARGET CORP | COM | 87612E106 | BBG001SC0K41 | 1166238 | 7825 | SH |  | SOLE |  | 7825 | 0 | 0 |
| TESLA INC | COM | 88160R101 | BBG001SQKGD7 | 452317 | 3672 | SH |  | SOLE |  | 3672 | 0 | 0 |
| TJX COS INC NEW | COM | 872540109 | BBG001S5WQ93 | 899878 | 11305 | SH |  | SOLE |  | 11305 | 0 | 0 |
| ULTA BEAUTY INC | COM | 90384S303 | BBG00FWQ4W44 | 249545 | 532 | SH |  | SOLE |  | 532 | 0 | 0 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 | BBG001SDGSH1 | 201102 | 1157 | SH |  | SOLE |  | 1157 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | BBG001S6WCJ1 | 249715 | 471 | SH |  | SOLE |  | 471 | 0 | 0 |
| VALERO ENERGY CORP | COM | 91913Y100 | BBG001S5X8K9 | 200153 | 1578 | SH |  | SOLE |  | 1578 | 0 | 0 |
| VANECK ETF TRUST | PREFERRED SECURT | 92189F429 | BBG0034VZPF0 | 336539 | 20140 | SH |  | SOLE |  | 20140 | 0 | 0 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | BBG001ST39Q2 | 218161 | 2898 | SH |  | SOLE |  | 2898 | 0 | 0 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | BBG001SHTTV0 | 240804 | 1312 | SH |  | SOLE |  | 1312 | 0 | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | BBG001SHTB03 | 1555713 | 8137 | SH |  | SOLE |  | 8137 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 92206C847 | BBG001T62MC8 | 287519 | 4666 | SH |  | SOLE |  | 4666 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | BBG001T62KZ7 | 316550 | 4210 | SH |  | SOLE |  | 4210 | 0 | 0 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | BBG001SQX4T3 | 3769569 | 24824 | SH |  | SOLE |  | 24824 | 0 | 0 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | BBG001SS0V24 | 545162 | 5038 | SH |  | SOLE |  | 5038 | 0 | 0 |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 921946794 | BBG00C868SD7 | 1998917 | 33556 | SH |  | SOLE |  | 33556 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | BBG001S67QY1 | 1659370 | 42116 | SH |  | SOLE |  | 42116 | 0 | 0 |
| VIRTUS CONVERTIBLE  INCOME | COM | 92838X102 | BBG001SB26R7 | 49701 | 14618 | SH |  | SOLE |  | 14618 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 | BBG001SRCFY3 | 306654 | 1476 | SH |  | SOLE |  | 1476 | 0 | 0 |
| VULCAN MATLS CO | COM | 929160109 | BBG001S5X8R2 | 525330 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| WALMART INC | COM | 931142103 | BBG001S5XH92 | 1026701 | 7241 | SH |  | SOLE |  | 7241 | 0 | 0 |
| WASTE MGMT INC DEL | COM | 94106L109 | BBG001S5XH47 | 1145067 | 7299 | SH |  | SOLE |  | 7299 | 0 | 0 |
| WELLS FARGO CO NEW | COM | 949746101 | BBG001S5XF23 | 201206 | 4873 | SH |  | SOLE |  | 4873 | 0 | 0 |
| WYNN RESORTS LTD | COM | 983134107 | BBG001SJZ2V8 | 882429 | 10700 | SH |  | SOLE |  | 10700 | 0 | 0 |

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