# EDGAR Filing Document

**Accession Number:** 0001559109
**File Stem:** 0001752724-23-073267
**Filing Date:** 2023-3
**Character Count:** 33331
**Document Hash:** 55433e6e6fe14ced8a4b2cc3d068485d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-073267.hdr.sgml**: 20230330

**ACCESSION NUMBER**: 0001752724-23-073267

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230330

**DATE AS OF CHANGE**: 20230330

**PERIOD START**: 20231031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ETFis Series Trust I
- **CENTRAL INDEX KEY:** 0001559109
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22819
- **FILM NUMBER:** 23778035

**BUSINESS ADDRESS:**
- **STREET 1:** 1540 BROADWAY
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036
- **BUSINESS PHONE:** 347-903-7347

**MAIL ADDRESS:**
- **STREET 1:** 1540 BROADWAY
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ETF Actively Managed Trust
- **DATE OF NAME CHANGE:** 20120926

## Series and Classes Contracts Data

### Virtus Private Credit Strategy ETF (Series ID: S000064727)

| Class ID   | Class Name                         | Ticker Symbol   |
|:---|:---|:---|
| C000209670 | Virtus Private Credit Strategy ETF | VPC             |

## Nport-Ex

Schedule of Investments - Virtus Private Credit Strategy ETF

January 31, 2023 (unaudited)

---

| | | |
|:---|:---|:---|
| **Security Description** | **Shares** | **Value** |
| **COMMON STOCKS - 58.4%** |  |  |
| **Financials - 58.4%** |  |  |
| Ares Capital Corp.<sup>(1)</sup> | 17264 | $334404 |
| Bain Capital Specialty Finance, Inc. | 30043 | 401375 |
| Barings BDC, Inc.<sup>(1)</sup> | 36998 | 324103 |
| BlackRock Capital Investment Corp. | 115468 | 434160 |
| BlackRock TCP Capital Corp.<sup>(1)</sup> | 27125 | 358864 |
| Blackstone Secured Lending Fund | 5029 | 123713 |
| Capital Southwest Corp. | 21826 | 432373 |
| Carlyle Secured Lending, Inc. | 25229 | 379696 |
| CION Investment Corp. | 14304 | 152624 |
| Crescent Capital BDC, Inc.<sup>(1)</sup> | 31337 | 475382 |
| Fidus Investment Corp.<sup>(1)</sup> | 12633 | 256450 |
| FS KKR Capital Corp.<sup>(1)</sup> | 27546 | 541554 |
| Gladstone Capital Corp.<sup>(1)</sup> | 29000 | 299570 |
| Gladstone Investment Corp.<sup>(1)</sup> | 17227 | 234287 |
| Goldman Sachs BDC, Inc.<sup>(1)</sup> | 28423 | 443683 |
| Golub Capital BDC, Inc. | 25739 | 352624 |
| Hercules Capital, Inc.<sup>(1)</sup> | 25539 | 362909 |
| Horizon Technology Finance Corp.<sup>(1)</sup> | 28847 | 355972 |
| Main Street Capital Corp.<sup>(1)</sup> | 6625 | 261886 |
| MidCap Financial Investment Corp. | 35363 | 439209 |
| Monroe Capital Corp. | 21868 | 180630 |
| New Mountain Finance Corp. | 29595 | 382367 |
| Oaktree Specialty Lending Corp. | 13012 | 260370 |
| OFS Capital Corp. | 18885 | 189605 |
| Oxford Square Capital Corp. | 66405 | 241714 |
| PennantPark Floating Rate Capital Ltd.<sup>(1)</sup> | 35321 | 383939 |
| PennantPark Investment Corp. | 56113 | 333311 |
| Portman Ridge Finance Corp. | 8723 | 195570 |
| Prospect Capital Corp.<sup>(1)</sup> | 47348 | 355110 |
| Runway Growth Finance Corp. | 14165 | 184003 |
| Saratoga Investment Corp. | 9775 | 263436 |
| Sixth Street Specialty Lending, Inc. | 18492 | 354122 |
| SLR Investment Corp.<sup>(1)</sup> | 33844 | 524920 |
| Stellus Capital Investment Corp. | 24149 | 344365 |
| SuRo Capital Corp. | 49855 | 199420 |
| TriplePoint Venture Growth BDC Corp.<sup>(1)</sup> | 33206 | 390171 |
| WhiteHorse Finance, Inc. | 31138 | 410399 |
| Total Financials |  | 12158290 |
| **Total Common Stocks** |  |  |
| (Cost $14,104,950) |  | **12158290** |
| **CLOSED-END FUNDS - 39.6%** |  |  |
| BlackRock Debt Strategies Fund, Inc. | 33421 | 327860 |
| BlackRock Floating Rate Income Strategies Fund, Inc. | 24938 | 298009 |
| BlackRock Floating Rate Income Trust | 26015 | 303855 |
| BlackRock Innovation & Growth Trust | 41928 | 320330 |
| BlackRock Limited Duration Income Trust | 28625 | 398746 |
| Blackstone Senior Floating Rate Term Fund | 24630 | 323885 |
| Blackstone Strategic Credit Fund | 33119 | 368614 |
| BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.<sup>(1)</sup> | 41751 | 333590 |
| Eagle Point Credit Co., Inc.<sup>(1)</sup> | 43051 | 464951 |
| Eaton Vance Floating-Rate Income Trust | 25471 | 300048 |
| Eaton Vance Senior Floating-Rate Trust | 27087 | 319085 |
| Eaton Vance Senior Income Trust | 55036 | 309302 |
| First Trust Senior Floating Rate Income Fund II | 41758 | 418833 |
| Invesco Dynamic Credit Opportunity Fund | 4260 | 47793 |
| Invesco Senior Income Trust<sup>(1)</sup> | 76161 | 303121 |
| Nuveen Credit Strategies Income Fund | 107606 | 584301 |
| Nuveen Floating Rate Income Fund | 39200 | 333984 |
| Nuveen Floating Rate Income Opportunity Fund | 40057 | 339283 |
| Nuveen Senior Income Fund | 70201 | 343985 |
| Oxford Lane Capital Corp.<sup>(1)</sup> | 150896 | 881233 |
| Pioneer Floating Rate Fund, Inc. | 37951 | 346493 |
| XAI Octagon Floating Rate Alternative Income Term Trust<sup>(1)</sup> | 85485 | 587282 |
| **Total Closed-End Funds** |  |  |
| (Cost $10,071,437) |  | **8254583** |
| **SECURITIES LENDING COLLATERAL - 21.4%** |  |  |
| **Money Market Fund - 21.4%** |  |  |
| Dreyfus Government Cash Management Fund, Institutional Shares, 4.23%<sup>(2)(3)</sup> |  |  |
| (Cost $4,464,924) | 4464924 | **4464924** |
| **TOTAL INVESTMENTS - 119.4%** |  |  |
| (Cost $28,641,311) |  | **24877797** |
| Liabilities in Excess of Other Assets - (19.4)% |  | (4041771) |
| **Net Assets - 100.0%** |  | $**20836026** |

---

(1) All or a portion of the security was on loan. The aggregate market value of securities on loan was $5,019,630; total market value of collateral held by the Fund was $5,125,580. Market value of the collateral held includes non-cash U.S. Treasury securities having a value of $660,656.

(2) Represents securities purchased with cash collateral received for securities on loan.

(3) The rate shown reflects the seven-day yield as of January 31, 2023.

Schedule of Investments - Virtus Private Credit Strategy ETF (continued)

January 31, 2023 (unaudited)

---

| |
|:---|
| **Fair Value Measurements** |
| The Fund utilizes a fair value hierarchy which prioritizes the inputs to valuation techniques used to measure fair value into three broad levels. Level 1 includes unadjusted quoted prices in active markets for identical assets or liabilities that the Fund has the ability to access. Level 2 includes observable inputs other than quoted prices included in Level 1 that are observable for the asset or liability, either directly or indirectly. These inputs may include quoted prices for the identical instrument on an inactive market, prices for similar securities, interest rates, prepayment speeds, credit risk, yield curves, default rates and similar data. Level 3 includes unobservable inputs for the asset or liability, to the extent relevant observable inputs are not available; representing the Fund's own assumptions about the assumptions a market participant would use in valuing the asset or liability, and would be based on the best information available. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. |
| The following table summarizes valuation of the Fund's investments under the fair value hierarchy levels as of January 31, 2023. |

---

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **Level 1** | **Level 2** | **Level 3** | **Total** |
| **Asset Valuation Inputs** |  |  |  |  |
| &nbsp;&nbsp;&nbsp;Common Stocks | $12158290 | $— | $— | $12158290 |
| &nbsp;&nbsp;&nbsp;Closed-End Funds | 8254583 |  |  | 8254583 |
| &nbsp;&nbsp;&nbsp;Money Market Fund | 4464924 |  |  | 4464924 |
| Total | $24877797 | $— | $— | $24877797 |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ETFis Series Trust I

- **b. Investment Company Act file number:** 811-22819

- **c. CIK number of Registrant:** 0001559109

- **d. LEI of Registrant:** 5493002CWTVLBPSYFT98

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 31 West 52nd Street

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10019

  - **Telephone number:** 347-903-7347

**Item A.2. Information about the Series.**

- **a. Name of Series:** Virtus Private Credit Strategy ETF

- **b. EDGAR series identifier (if any):** S000064727

- **c. LEI of Series:** 549300CDY5S895RWHU42

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-10-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $25313607.21

**Total Liabilities:** $4477656.90

**Net Assets:** $20835950.31

**Cash Not Reported:** $391669.25

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000209670 | 5.73%                | -3.99%               | 7.72%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-58513.60               | $1152565.52                                |
| Month 2  | $-290354.11              | $-923450.53                                |
| Month 3  | $-121.57                 | $1411798.60                                |

### Schedule of Portfolio Investments

| Name                                                               | Title                                                              | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| CION Investment Corp                                               | CION Investment Corp                                               | CUSIP: 17259U204<br>LEI: 549300XN70JLF94XKX80 | Long             | EC               | CORP              | US        |     14304 | NS      | $152623.68    | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| TriplePoint Venture Growth BDC                                     | TriplePoint Venture Growth BDC Corp                                | CUSIP: 89677Y100<br>LEI: 549300ATPBY6JIFH9Z88 | Long             | EC               | CORP              | US        |     33206 | NS      | $390170.50    | 1.87%             |  |  |  | No            |                  1 | On Loan: —       |
| Invesco Senior Income Trust                                        | Invesco Senior Income Trust                                        | CUSIP: 46131H107<br>LEI: 549300C38VE5Y5R75E56 | Long             | EC               | PF                | US        |     76161 | NS      | $303120.78    | 1.45%             |  |  |  | No            |                  1 | On Loan: —       |
| FS KKR Capital Corp                                                | FS KKR Capital Corp                                                | CUSIP: 302635206<br>LEI: 549300TYRSI1T21B1360 | Long             | EC               | CORP              | US        |     27546 | NS      | $541554.36    | 2.60%             |  |  |  | No            |                  1 | On Loan: —       |
| Blackstone Secured Lending Fun                                     | Blackstone Secured Lending Fund                                    | CUSIP: 09261X102<br>LEI: 549300KM7KWQHVBNH962 | Long             | EC               | CORP              | US        |      5029 | NS      | $123713.40    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Dynamic Credit Opportunity Fund                            | Invesco Dynamic Credit Opportunity Fund                            | CUSIP: 46091B207<br>LEI: UJGJ6DJQ6L11ZHIVZG65 | Long             | EC               | RF                | US        |      4260 | NS      | $47793.36     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| SuRo Capital Corp                                                  | SuRo Capital Corp                                                  | CUSIP: 86887Q109<br>LEI: 549300YR4IAV0VJFWN84 | Long             | EC               | CORP              | US        |     49855 | NS      | $199420.00    | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| PennantPark Investment Corp                                        | PennantPark Investment Corp                                        | CUSIP: 708062104<br>LEI: 529900OK432R4C6NQQ73 | Long             | EC               | CORP              | US        |     56113 | NS      | $333311.22    | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| DREYFUS GOVERNMENT CASH MANAGEMENT                                 | DREYFUS GOVERNMENT CASH MANAGEMENT                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |   4464926 | NS      | $4464925.69   | 21.43%            |  |  |  | No            |                  1 | On Loan: No      |
| Barings BDC Inc                                                    | Barings BDC Inc                                                    | CUSIP: 06759L103<br>LEI: 549300GSF4KFZP6ONG49 | Long             | EC               | CORP              | US        |     36998 | NS      | $324102.48    | 1.56%             |  |  |  | No            |                  1 | On Loan: —       |
| Eaton Vance Senior Income Trust                                    | Eaton Vance Senior Income Trust                                    | CUSIP: 27826S103<br>LEI: F34RFVU0FGX8OM0KE928 | Long             | EC               | RF                | US        |     55036 | NS      | $309302.32    | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackstone Senior Floating Rate Term Fund                          | Blackstone Senior Floating Rate Term Fund                          | CUSIP: 09256U105<br>LEI: 549300PXYPBYRHU59R03 | Long             | EC               | RF                | US        |     24630 | NS      | $323884.50    | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Oaktree Specialty Lending Corp                                     | Oaktree Specialty Lending Corp                                     | CUSIP: 67401P405<br>LEI: 549300J6MGCEU5928620 | Long             | EC               | CORP              | US        |     13012 | NS      | $260370.12    | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Main Street Capital Corp                                           | Main Street Capital Corp                                           | CUSIP: 56035L104<br>LEI: 5493001FS9QJLJNF3E20 | Long             | EC               | CORP              | US        |      6625 | NS      | $261886.25    | 1.26%             |  |  |  | No            |                  1 | On Loan: —       |
| Fidus Investment Corp                                              | Fidus Investment Corp                                              | CUSIP: 316500107<br>LEI: 549300836CRWCROFBC02 | Long             | EC               | CORP              | US        |     12633 | NS      | $256449.90    | 1.23%             |  |  |  | No            |                  1 | On Loan: —       |
| Goldman Sachs BDC Inc                                              | Goldman Sachs BDC Inc                                              | CUSIP: 38147U107<br>LEI: 6D01AGSGBNZIJSN77043 | Long             | EC               | CORP              | US        |     28423 | NS      | $443683.03    | 2.13%             |  |  |  | No            |                  1 | On Loan: —       |
| Ares Capital Corp                                                  | Ares Capital Corp                                                  | CUSIP: 04010L103<br>LEI: WEQ82666OJYSI5GUAB47 | Long             | EC               | CORP              | US        |     17264 | NS      | $334403.68    | 1.60%             |  |  |  | No            |                  1 | On Loan: —       |
| Eaton Vance Senior Floating-Rate Trust                             | Eaton Vance Senior Floating-Rate Trust                             | CUSIP: 27828Q105<br>LEI: VJXUJZ1EC079NQ236240 | Long             | EC               | RF                | US        |     27087 | NS      | $319084.86    | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Monroe Capital Corp                                                | Monroe Capital Corp                                                | CUSIP: 610335101<br>LEI: 549300RZ898DGFGWKV04 | Long             | EC               | CORP              | US        |     21868 | NS      | $180629.68    | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Oxford Lane Capital Corp                                           | Oxford Lane Capital Corp                                           | CUSIP: 691543102<br>LEI: 549300G3KO4JNQQD7Z72 | Long             | EC               | RF                | US        |    150896 | NS      | $881232.64    | 4.23%             |  |  |  | No            |                  1 | On Loan: —       |
| Bain Capital Specialty Finance                                     | Bain Capital Specialty Finance Inc                                 | CUSIP: 05684B107<br>LEI: 549300V2JL72R0EYBK64 | Long             | EC               | CORP              | US        |     30043 | NS      | $401374.48    | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Carlyle Secured Lending Inc                                        | Carlyle Secured Lending Inc                                        | CUSIP: 872280102<br>LEI: 5493003POT0JT6WD1D83 | Long             | EC               | CORP              | US        |     25229 | NS      | $379696.45    | 1.82%             |  |  |  | No            |                  1 | On Loan: No      |
| New Mountain Finance Corp                                          | New Mountain Finance Corp                                          | CUSIP: 647551100<br>LEI: 549300L1MPTT1H7SES77 | Long             | EC               | CORP              | US        |     29595 | NS      | $382367.40    | 1.84%             |  |  |  | No            |                  1 | On Loan: No      |
| First Trust Senior Floating Rate Income Fund II                    | First Trust Senior Floating Rate Income Fund II                    | CUSIP: 33733U108<br>LEI: 549300188EQ1UO018C30 | Long             | EC               | RF                | US        |     41758 | NS      | $418832.74    | 2.01%             |  |  |  | No            |                  1 | On Loan: No      |
| PennantPark Floating Rate Capi                                     | PennantPark Floating Rate Capital Ltd                              | CUSIP: 70806A106<br>LEI: 529900BH3IP6381K4L72 | Long             | EC               | CORP              | US        |     35321 | NS      | $383939.27    | 1.84%             |  |  |  | No            |                  1 | On Loan: —       |
| Capital Southwest Corp                                             | Capital Southwest Corp                                             | CUSIP: 140501107<br>LEI: 54930023YZ4YEJEDBO56 | Long             | EC               | CORP              | US        |     21826 | NS      | $432373.06    | 2.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Saratoga Investment Corp                                           | Saratoga Investment Corp                                           | CUSIP: 80349A208<br>LEI: 54930023WJCWPAGSWE41 | Long             | EC               | CORP              | US        |      9775 | NS      | $263436.25    | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Eagle Point Credit Co Inc                                          | Eagle Point Credit Co Inc                                          | CUSIP: 269808101<br>LEI: 549300H82HTZTPXB6822 | Long             | EC               | RF                | US        |     43051 | NS      | $464950.80    | 2.23%             |  |  |  | No            |                  1 | On Loan: —       |
| Portman Ridge Finance Corp                                         | Portman Ridge Finance Corp                                         | CUSIP: 73688F201<br>LEI: 254900YM5BVQKA01I468 | Long             | EC               | CORP              | US        |      8723 | NS      | $195569.66    | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Oxford Square Capital Corp                                         | Oxford Square Capital Corp                                         | CUSIP: 69181V107<br>LEI: 549300EGQH8WWU1U6Q06 | Long             | EC               | CORP              | US        |     66405 | NS      | $241714.20    | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund Inc | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund Inc | CUSIP: 05588N108<br>LEI: 5493000A25BQZMYPBT23 | Long             | EC               | RF                | US        |     41751 | NS      | $333590.49    | 1.60%             |  |  |  | No            |                  1 | On Loan: —       |
| Nuveen Credit Strategies Income Fund                               | Nuveen Credit Strategies Income Fund                               | CUSIP: 67073D102<br>LEI: W4CSTD4RDGQSJ4FOVO30 | Long             | EC               | RF                | US        |    107606 | NS      | $584300.58    | 2.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Crescent Capital BDC Inc                                           | Crescent Capital BDC Inc                                           | CUSIP: 225655109<br>LEI: 549300VPIZMU6OEE0V68 | Long             | EC               | CORP              | US        |     31337 | NS      | $475382.29    | 2.28%             |  |  |  | No            |                  1 | On Loan: —       |
| BlackRock Floating Rate Income Strategies Fund Inc                 | BlackRock Floating Rate Income Strategies Fund Inc                 | CUSIP: 09255X100<br>LEI: UZXE8UOGW61VMG5WLP57 | Long             | EC               | RF                | US        |     24938 | NS      | $298009.10    | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| XAI Octagon Floating Rate Alternative Income Term Trust            | XAI Octagon Floating Rate Alternative Income Term Trust            | CUSIP: 98400T106<br>LEI: 549300XT617P63BLW552 | Long             | EC               | RF                | US        |     85485 | NS      | $587281.95    | 2.82%             |  |  |  | No            |                  1 | On Loan: —       |
| Horizon Technology Finance Cor                                     | Horizon Technology Finance Corp                                    | CUSIP: 44045A102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     28847 | NS      | $355971.98    | 1.71%             |  |  |  | No            |                  1 | On Loan: —       |
| BlackRock Debt Strategies Fund Inc                                 | BlackRock Debt Strategies Fund Inc                                 | CUSIP: 09255R202<br>LEI: Y02PFSGMGNYKWM70AJ95 | Long             | EC               | RF                | US        |     33421 | NS      | $327860.01    | 1.57%             |  |  |  | No            |                  1 | On Loan: No      |
| MidCap Financial Investment Co                                     | MidCap Financial Investment Corp                                   | CUSIP: 03761U502<br>LEI: 5493005P14I7WFB3FW47 | Long             | EC               | CORP              | US        |     35363 | NS      | $439208.46    | 2.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Sixth Street Specialty Lending                                     | Sixth Street Specialty Lending Inc                                 | CUSIP: 83012A109<br>LEI: 549300TX61566GJWCN05 | Long             | EC               | CORP              | US        |     18492 | NS      | $354121.80    | 1.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Gladstone Capital Corp                                             | Gladstone Capital Corp                                             | CUSIP: 376535100<br>LEI: 549300AWMOT9JR1SIJ74 | Long             | EC               | CORP              | US        |     29000 | NS      | $299570.00    | 1.44%             |  |  |  | No            |                  1 | On Loan: —       |
| WhiteHorse Finance Inc                                             | WhiteHorse Finance Inc                                             | CUSIP: 96524V106<br>LEI: 5493006LP9COIV2ZIB05 | Long             | EC               | CORP              | US        |     31138 | NS      | $410398.84    | 1.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Gladstone Investment Corp                                          | Gladstone Investment Corp                                          | CUSIP: 376546107<br>LEI: 549300HFFTVIBC98Z362 | Long             | EC               | CORP              | US        |     17227 | NS      | $234287.20    | 1.12%             |  |  |  | No            |                  1 | On Loan: —       |
| Eaton Vance Floating-Rate Income Trust                             | Eaton Vance Floating-Rate Income Trust                             | CUSIP: 278279104<br>LEI: HQOIMOIFYDO5NKVU2640 | Long             | EC               | RF                | US        |     25471 | NS      | $300048.38    | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| SLR Investment Corp                                                | SLR Investment Corp                                                | CUSIP: 83413U100<br>LEI: BJOT6DX9ML6BR3Z0O636 | Long             | EC               | CORP              | US        |     33844 | NS      | $524920.44    | 2.52%             |  |  |  | No            |                  1 | On Loan: —       |
| Runway Growth Finance Corp                                         | Runway Growth Finance Corp                                         | CUSIP: 78163D100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     14165 | NS      | $184003.35    | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Stellus Capital Investment Cor                                     | Stellus Capital Investment Corp                                    | CUSIP: 858568108<br>LEI: 5493001DZV6QC1KUSC43 | Long             | EC               | CORP              | US        |     24149 | NS      | $344364.74    | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Floating Rate Income Opportunity Fund                       | Nuveen Floating Rate Income Opportunity Fund                       | CUSIP: 6706EN100<br>LEI: 6TG15UBKG3HMZ9US3I68 | Long             | EC               | RF                | US        |     40057 | NS      | $339282.79    | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Capital Investment C                                     | BlackRock Capital Investment Corp                                  | CUSIP: 092533108<br>LEI: H88PPRS67HRMQX6CRF26 | Long             | EC               | CORP              | US        |    115468 | NS      | $434159.68    | 2.08%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Floating Rate Income Trust                               | BlackRock Floating Rate Income Trust                               | CUSIP: 091941104<br>LEI: CORWREIZL67PMUN7T798 | Long             | EC               | RF                | US        |     26015 | NS      | $303855.20    | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Innovation & Growth Trust                                | BlackRock Innovation & Growth Trust                                | CUSIP: 09260Q108<br>LEI: 549300G3XFQ7175KM723 | Long             | EC               | RF                | US        |     41928 | NS      | $320329.92    | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Pioneer Floating Rate Fund Inc                                     | Pioneer Floating Rate Fund Inc                                     | CUSIP: 72369J102<br>LEI: 5493002P921ISFUETH70 | Long             | EC               | RF                | US        |     37951 | NS      | $346492.63    | 1.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Prospect Capital Corp                                              | Prospect Capital Corp                                              | CUSIP: 74348T102<br>LEI: 549300FSD8T39P5Q0O47 | Long             | EC               | CORP              | US        |     47348 | NS      | $355110.00    | 1.70%             |  |  |  | No            |                  1 | On Loan: —       |
| Hercules Capital Inc                                               | Hercules Capital Inc                                               | CUSIP: 427096508<br>LEI: 549300UJ5OC256GR2B73 | Long             | EC               | CORP              | US        |     25539 | NS      | $362909.19    | 1.74%             |  |  |  | No            |                  1 | On Loan: —       |
| Nuveen Floating Rate Income Fund/Closed-end Fund                   | Nuveen Floating Rate Income Fund/Closed-end Fund                   | CUSIP: 67072T108<br>LEI: HJXCPP3KYE3BVU373P27 | Long             | EC               | RF                | US        |     39200 | NS      | $333984.00    | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Senior Income Fund                                          | Nuveen Senior Income Fund                                          | CUSIP: 67067Y104<br>LEI: KBG7JWT0F7S6ZY1KMU47 | Long             | EC               | RF                | US        |     70201 | NS      | $343984.90    | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Limited Duration Income Trust                            | BlackRock Limited Duration Income Trust                            | CUSIP: 09249W101<br>LEI: 4VIZ12RURKQTKPDDB492 | Long             | EC               | RF                | US        |     28625 | NS      | $398746.25    | 1.91%             |  |  |  | No            |                  1 | On Loan: No      |
| OFS Capital Corp                                                   | OFS Capital Corp                                                   | CUSIP: 67103B100<br>LEI: 549300XTK3HSWPDBJD13 | Long             | EC               | CORP              | US        |     18885 | NS      | $189605.40    | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Golub Capital BDC Inc                                              | Golub Capital BDC Inc                                              | CUSIP: 38173M102<br>LEI: 2549005WE0QLGK9APF78 | Long             | EC               | CORP              | US        |     25739 | NS      | $352624.30    | 1.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackstone Strategic Credit Fund                                   | Blackstone Strategic Credit Fund                                   | CUSIP: 09257R101<br>LEI: 549300YESIF051NRED20 | Long             | EC               | RF                | US        |     33119 | NS      | $368614.47    | 1.77%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock TCP Capital Corp                                         | BlackRock TCP Capital Corp                                         | CUSIP: 09259E108<br>LEI: 549300JU1XG1HF56J989 | Long             | EC               | CORP              | US        |     27125 | NS      | $358863.75    | 1.72%             |  |  |  | No            |                  1 | On Loan: —       |

### Signature

**Date Signed:** 2023-03-17

**Name of Applicant:** ETFis Series Trust I

**Signature:** Brinton W. Frith

**Name of Signer:** Brinton W. Frith

**Title:** Treasurer and Principal Financial Officer