# EDGAR Filing Document

**Accession Number:** 0000355211
**File Stem:** 0000355211-23-000003
**Filing Date:** 2023-2
**Character Count:** 2775
**Document Hash:** 4835a01168d94a79995f31e2c000bc66
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000355211-23-000003.hdr.sgml**: 20230228

**ACCESSION NUMBER**: 0000355211-23-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230228

**DATE AS OF CHANGE**: 20230228

**EFFECTIVENESS DATE**: 20230228

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SECURITIES AMERICA, INC.
- **CENTRAL INDEX KEY:** 0000355211
- **IRS NUMBER:** 112551174
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-26602
- **FILM NUMBER:** 23681491

**BUSINESS ADDRESS:**
- **STREET 1:** 12325 PORT GRACE BLVD.
- **STREET 2:** SUITE 500
- **CITY:** LAVISTA
- **STATE:** NE
- **ZIP:** 68128
- **BUSINESS PHONE:** 402-251-1056

**MAIL ADDRESS:**
- **STREET 1:** P. O. BOX 460001
- **CITY:** PAPILLION
- **STATE:** NE
- **ZIP:** 68046-0001

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SECURITIES AMERICA INC                                  /BD
- **DATE OF NAME CHANGE:** 20020205

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WILLIAMS WILD & LARSON SECURITIES INC /BD/
- **DATE OF NAME CHANGE:** 19850513

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TMG SECURITIES INC BD
- **DATE OF NAME CHANGE:** 19840504

### Attached PDF Documents

**Attachment 1:** `SAI2022Public.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000355211

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** SECURITIES AMERICA, INC.

**Business Address:** 12325 PORT GRACE BLVD., SUITE 500, LAVISTA, NE, 68128

**Contact Person:** David Schmidt

**Contact Phone:** 602-262-3301

### Independent Public Accountant Identification

**Accountant Name:** Deloitte & Touche LLP

**Accountant Address:** 100 South Mill Avenue, Suite 1800, Tempe, AZ, 85281

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **David Schmidt**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **SECURITIES AMERICA, INC.**, as of **02-28-2023**, are true and correct.

**Signature:** David Schmidt

**Title:** Treasurer and Financial Operations Principal

**Notarized:** Yes