# EDGAR Filing Document

**Accession Number:** 0001024795
**File Stem:** 0001193125-26-251465
**Filing Date:** 2026-6
**Character Count:** 86172
**Document Hash:** 8b7ec232c5a3ec1608952ec958d01aa6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-26-251465.hdr.sgml**: 20260601

**ACCESSION NUMBER**: 0001193125-26-251465

**CONFORMED SUBMISSION TYPE**: SD

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20260601

**DATE AS OF CHANGE**: 20260601

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HELIOS TECHNOLOGIES, INC.
- **CENTRAL INDEX KEY:** 0001024795
- **STANDARD INDUSTRIAL CLASSIFICATION:** MISCELLANEOUS FABRICATED METAL PRODUCTS [3490]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 592754337
- **STATE OF INCORPORATION:** FL
- **FISCAL YEAR END:** 1230

**FILING VALUES:**
- **FORM TYPE:** SD
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-40935
- **FILM NUMBER:** 261051083

**BUSINESS ADDRESS:**
- **STREET 1:** 7456 SIXTEENTH STREET EAST
- **CITY:** SARASOTA
- **STATE:** FL
- **ZIP:** 34243
- **BUSINESS PHONE:** 9413621200

**MAIL ADDRESS:**
- **STREET 1:** 7456 SIXTEENTH STREET EAST
- **CITY:** SARASOTA
- **STATE:** FL
- **ZIP:** 34243

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SUN HYDRAULICS CORP
- **DATE OF NAME CHANGE:** 19970423

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

------

**FORM SD**

**SPECIALIZED DISCLOSURE REPORT**

------

**HELIOS TECHNOLOGIES, INC.**

**(Exact Name of Registration as Specified in its Charter)**

------

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;**FLORIDA** | &nbsp;&nbsp;**001-40935** | &nbsp;&nbsp;**59-2754337** |
| &nbsp;&nbsp;**(State or Other Jurisdiction of** |  | &nbsp;&nbsp;**(I.R.S. Employer** |
| &nbsp;&nbsp;**Incorporation or Organization)** | &nbsp;&nbsp;**(Commission File No.)** | &nbsp;&nbsp;**Identification No.)** |

---

---

| | |
|:---|:---|
| &nbsp;&nbsp;**7456 16th Street E** |  |
| &nbsp;&nbsp;**SARASOTA, FLORIDA** | &nbsp;&nbsp;**34243** |
| &nbsp;&nbsp;**(Address of Principal Executive Offices)** | &nbsp;&nbsp;**(Zip Code)** |

---

**Marc Greenberg, 941 362-1200**

**(Name and telephone number, including area code, of the person to contact in connection with this report)**

------

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

☒ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2025.

------

**Section 1 - Conflict Minerals Disclosure**

**Item 1.01 Conflict Minerals Disclosure and Report**

**Conflict Minerals Disclosure**

The Conflict Minerals Report for the calendar year ended December 31, 2025, filed herewith as Exhibit 1.01, is available at www.heliostechnologies.com under "Investors" in the "Governance" section.

**Item 1.02 Exhibit**

The Conflict Minerals Report is filed as Exhibit 1.01 to this Form SD.

**Section 2 - Exhibit**

**Item 2.01 Exhibit**

[<u>Exhibit 1.01 Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.</u>](hlio-ex1_01.htm)

------

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;HELIOS TECHNOLOGIES, INC. | &nbsp;&nbsp;HELIOS TECHNOLOGIES, INC. |  |
| &nbsp;&nbsp;(Registrant) | &nbsp;&nbsp;(Registrant) |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;/s/ Jeremy Evans | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;/s/ Jeremy Evans | &nbsp;&nbsp;June 1, 2026 |
| &nbsp;&nbsp;By | &nbsp;&nbsp;Jeremy Evans | &nbsp;&nbsp;(Date) |
|  | &nbsp;&nbsp;Executive Vice President, Chief Financial Officer<br>(Principal Financial and Accounting Officer) |  |

---

------

## Exhibit 1.01

**Exhibit 1.01** 

**Helios Technologies, Inc.** 

**Conflict Minerals Report** 

**For the year ended December 31, 2025** 

***Introduction*** 

This report for the period from January 1, 2025 through December 31, 2025 (the "Reporting Period") is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 ("the Rule"). The Rule was adopted by the United States Securities and Exchange Commission ("SEC") to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The Rule imposes certain reporting obligations on SEC registrants whose products that are manufactured or contracted to be manufactured contain conflict minerals which are necessary to the functionality or production of their products. Conflict Minerals are defined as cassiterite, columbite-tantalite, gold, wolframite, and their derivatives, which are limited to tin, tantalum, tungsten and gold ("3TG"). These requirements apply to registrants whatever the geographic origin of the conflict minerals and whether or not they fund armed conflict.

***Company Overview***

This report has been prepared by the management of Helios Technologies, Inc. (herein referred to as the "Company," "we," "us," or "our"). The information includes the activities of all majority-owned subsidiaries and variable interest entities that are required to be consolidated. Helios Technologies is a global leader in highly engineered motion control and electronic controls technology, providing premium products that ensure safety, reliability, and seamless connectivity to diverse end markets including agriculture, construction, data centers, energy, health and wellness, industrial, marine, material handling, and recreational vehicles. Helios sells its products to customers in over 80 countries around the world. Its strategy is to be a diversified, customer-centric global enterprise distinguished by innovation, operational speed, and a high-performance culture.

The Company operates in two business segments: Hydraulics and Electronics. There are two key technologies within the Hydraulics segment: motion control technology (MCT) and fluid conveyance technology (FCT). Our MCT products provide simultaneous control of acceleration, velocity and position. MCT includes our cartridge valve technology where we pioneered a fundamentally different design platform employing a floating nose construction that results in a self-alignment characteristic. This design provides better performance and reliability advantages compared with most competitors' product offerings. Our cartridge valves are offered in several size ranges and include both electrically actuated and hydro-mechanical products. They are designed to be able to operate reliably at higher pressures than most competitors, making them suitable for both industrial and mobile applications. Our FCT products transfer hydraulic fluid from one point to another. FCT includes our quick release couplings products, which allow users to connect and disconnect quickly from any hydraulic circuit without leakage and ensures high-performance under high temperature and pressure using one or multiple couplers. The Electronics segment designs and manufactures customized electronic controls systems, displays, wire harnesses, and software solutions. The broad range of products can be aggregated to provide complete, fully-tailored display and control solutions for engines, engine-driven equipment, specialty vehicles, therapy baths and traditional and swim spas.

***Conflict Minerals Program & Policy***

The Company has actively engaged with its customers and suppliers for several years with respect to the use of conflict minerals. We have adopted a conflict minerals policy articulating the conflict minerals supply chain due diligence process and the Company's commitments to reporting obligations regarding conflict minerals, which is available at www.heliostechnologies.com under "Sustainability" in the "Governance" section.

***Description of Products*** 

Only some of Helios Technologies, Inc. products fall in scope of the Rule, as they may contain one or more of the 3TGs. For the Reporting Period, Helios identified the following products manufactured or contracted to be manufactured by it as those containing 3TGs:

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;**Product Description**  | &nbsp;&nbsp;**Used In**  | &nbsp;&nbsp;**Finished Product** |
| &nbsp;&nbsp;Solder  | &nbsp;&nbsp;Circuit Boards and Cable  | &nbsp;&nbsp;Infrared-configurable embedded amplifier |
| &nbsp;&nbsp;Pin  | &nbsp;&nbsp;Circuit Boards  | &nbsp;&nbsp;XMD Electro-Hydraulic Drivers |

---

------

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;Connectors  | &nbsp;&nbsp;Coils and Circuit Boards  | &nbsp;&nbsp;Coils |
| &nbsp;&nbsp;Tantalum Capacitor  | &nbsp;&nbsp;Circuit Boards  | &nbsp;&nbsp;Displays |
| &nbsp;&nbsp;Integrated Circuit Boards  | &nbsp;&nbsp;Circuit Boards  | &nbsp;&nbsp;Panels |
| &nbsp;&nbsp;Circuit Board Assemblies  | &nbsp;&nbsp;Circuit Boards  | &nbsp;&nbsp;I/O modules |
| &nbsp;&nbsp;M7 Tool Steel  | &nbsp;&nbsp;Form Tools and Taps  | &nbsp;&nbsp;Hydraulics controls |
| &nbsp;&nbsp;Cable  | &nbsp;&nbsp;Cable  | &nbsp;&nbsp;Monitoring Instruments |

---

***Reasonable Country of Origin Inquiry***

To determine whether necessary 3TGs in products originated in Conflict-Affected and High-Risk Areas, Helios Technologies, Inc. retained Assent Inc. ("Assent"), a third-party service provider, to review the supply chain and identify risks. The Company provided a list of suppliers and parts associated with the in-scope products to Assent for upload to the Assent Compliance Manager.

To trace materials, and demonstrate transparency in the supply chain, Helios Technologies, Inc. utilized the Conflict Minerals Reporting Template (CMRT) Version 6.5 or higher to conduct a survey of all in-scope suppliers.

During the supplier survey, the Company contacted suppliers via the Assent Compliance Manager, a software-as-a-service (SaaS) platform provided by Assent that enables users to complete and track supplier communications and allows suppliers to upload completed CMRTs directly to the platform for validation, assessment and management. The Assent Compliance Manager also provides functionality that meets The Organization for Economic Cooperation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas ("OECD Guidance") Guidance process expectations by evaluating the quality of each supplier response and assigning a health score based on the supplier's declaration of process engagement. Additionally, the metrics provided in this report, as well as the step-by-step process for supplier engagement and upstream due diligence investigations, are managed through this platform.

Via the Assent Compliance Manager and Assent team, the Company requested that all suppliers complete and submit a CMRT. Training and education materials regarding conflict minerals reporting and CMRT completion were provided to suppliers as part of this process. Assent monitored and tracked all communications in the Assent Compliance Manager for future reporting and transparency. Helios Technologies, Inc. directly contacted suppliers that were unresponsive to Assent's communications during the diligence process and requested these suppliers complete the CMRT and submit it to Assent.

The Company's program continues to include automated data validation on all submitted CMRTs. The goal of data validation is to increase the accuracy of submissions and identify any contradictory answers in the CMRT. This data validation is based on questions within the declaration tab of the CMRT, which helps identify areas that require further classification or risk assessment. The results of this data validation contribute to the program's health assessment and are shared with the suppliers to ensure they understand areas that require clarification or improvement.

All submitted declaration forms are accepted so that data is retained, but they are classified as valid or invalid based on a set criteria of validation errors (see appendix C for CMRT validation criteria). Suppliers are contacted regarding invalid forms and are encouraged to correct validated errors to resubmit a valid form. Suppliers are provided with guidance on how to correct these validation errors in the form of feedback to their CMRT submission, training courses, and direct engagement help through Assent's multilingual Supplier Experience team. Since some suppliers may remain unresponsive to feedback, Helios Technologies, Inc. tracks program gaps to account for future improvement opportunities.

**Due Diligence**

**Design of Due Diligence**

Helios has designed its due diligence framework for the Reporting Period to conform in material respects with OECD Guidance and the related Supplements for 3TG. The program aligns with the five steps for due diligence that are described

------

by the OECD Guidance, and the Company continues to evaluate market expectations for data collection and reporting to achieve continuous improvement opportunities.

Due diligence requires the Company's necessary reliance on data provided by direct suppliers and third-party audit programs. There is a risk of incomplete or inaccurate data as the process cannot be fully owned by the Company. However, through active risk identification and risk assessment, as well as continued outreach and process validation, risk gaps can be mitigated. This aligns with industry standards and market expectations for downstream companies' due diligence.

**Due Diligence Performed**

***1)*** ***Establish Strong Company Management Systems***

**Internal Compliance Team**

Helios established a cross-functional Conflict Minerals Compliance Team consisting of members from supply chain, finance, legal & compliance, as well as operations, overseen by our General Counsel. The Conflict Minerals Compliance Team is responsible for implementing the conflict minerals compliance strategy and briefing senior management about the results of these due diligence efforts.

The Company also uses a third-party service provider, Assent, to assist with evaluating supply chain information regarding 3TGs, identifying potential risks, and developing and implementing additional due diligence steps that the Company will undertake with suppliers and/or respective stakeholders in regard to conflict minerals. The Company leverages Assent's Managed Services to work with dedicated program specialists who support Helios Technologies' conflict minerals program. The Company communicates regularly with the Assent team to receive updates on program status. Each member of Assent's Customer Success team is trained in conflict minerals compliance and understands the intricacies of reporting templates such as CMRT and CMRs, as well as Section 1502 of the Dodd-Frank Act.

**Control Systems**

The Company expects all suppliers to have policies and procedures in place to ensure that 3TGs used in the production of the products sold to Helios Technologies, Inc. are "conflict free" or "responsibly sourced." This means that the products should not contain minerals (3TGs) sourced from areas that have been identified to be in the presence of widespread human rights abuses and violations of law either directly or indirectly. The Company expects direct suppliers to provide information on the origin of the 3TGs contained in components and materials supplied, including sources of 3TGs that are supplied to them from lower-tier suppliers.

Helios Technologies, Inc's Supplier Code of Conduct applies to all direct suppliers and outlines certain expected behaviors and practices. This code of conduct is based on industry and internationally accepted principles such as the United Nations Guiding Principles on Business and Human Rights and the OECD Due Diligence Guidance. The Supplier Code of Conduct is provided to all direct suppliers and is available here https://www.heliostechnologies.com/investors/corporate-governance/governance-documents. If a supplier does not meet the Company's requirements, the relationship with this supplier will be evaluated.

**Supplier Engagement**

Helios Technologies, Inc. has a strong relationship with Tier 1 direct suppliers. As an extremely important part of the supply chain, Helios Technologies, Inc. has leveraged processes and educational opportunities in order to ensure non-English speaking suppliers have access to a free platform to upload their CMRTs, help desk support, and other multilingual resources. Helios Technologies, Inc. suppliers are able to leverage Assent's team of supplier support specialists to ensure they receive appropriate support and understand how to properly complete a CMRT. Suppliers are provided guidance in their native language, if needed.

The Company engages with suppliers directly to request a valid (free of validated errors) CMRT for the products that they supply to the Company. With respect to the OECD requirement to strengthen engagement with suppliers, the Company has developed an internal procedure that includes supplier risk identification process that then leads to further steps of supplier engagement in the form of escalations, such as in-person meetings and/or corrective actions. Feedback from this engagement process has allowed the Company to oversee improvements in supplier responses and supplier compliance for this initiative.

------

Additionally, the Company's Conflict Minerals Policy is included in supplier contracts, requiring new suppliers to read and accept the policy as a requirement of doing business with Helios Technologies, Inc. When entering into or renewing supplier contracts, a clause is added that requires suppliers to provide information about the source of 3TGs and smelters.

The Company continues to place a strong emphasis on supplier education and training. To accomplish this, Assent's online resources are leveraged, and all in-scope suppliers have been provided with access to their library of conflict minerals training and support resources. Also, Assent's automated feedback process that notifies suppliers of risks associated with their CMRT submission serves to educate suppliers of certain conflict minerals' risks. Helios Technologies, Inc. believes that the combination of the Supplier Code of Conduct, Conflict Minerals Policy, and direct engagement with suppliers for conflict minerals training and support constitute a strong supplier engagement program.

**Grievance Mechanisms**

The Company established multiple longstanding grievance mechanisms whereby employees and suppliers can report violations of Helios Technologies, Inc's policies, including conflict minerals. Suppliers and others outside of Helios Technologies, Inc. may contact the Conflict Minerals Team, including to report grievances, via a dedicated email address (heliostechnologies@ethicspoint.com) and in other communications with suppliers. Any reports about potential violations are reported to the Conflict Minerals Team.

Violations or grievances at the industry level can be reported to the Responsible Minerals Initiative ("RMI") directly as well. This can be done at http://www.responsiblemineralsinitiative.org/responsible-minerals-assurance-process/grievance-mechanism/.

**Maintain Records**

The Company has adopted a policy to retain relevant documentation for a period of five years. Through Assent, a document retention policy to retain conflict minerals related documents, including supplier responses to CMRTs and the sources identified within each reporting period, has been implemented. The Company stores all of the information and findings from this process in a database that can be audited by internal or external parties.

***2)*** ***Identifying & Assessing Risk in the Supply Chain***

**Supplier Risk Evaluation**

Risks associated with Tier 1 suppliers' due diligence processes were assessed by their declaration responses on a CMRT, which the Assent Compliance Manager identifies automatically based on established criteria. These risks are addressed by Assent staff and members of the Company's internal Conflict Minerals Team, who engage with suppliers to gather pertinent data and ask for corrective actions if needed, performing an overall assessment of the supplier's conformity status, which is referred to as "conflict minerals status."

Risks at the supplier level may include non-responsive suppliers or incomplete CMRTs. In cases where a company-level CMRT (such as when a company declares there are no 3TGs in any of its products) is submitted, Helios Technologies, Inc. is unable to determine if all of the specified smelters/refiners were used for 3TGs in the products supplied to the Company.

Assent's supplier risk assessment flags suppliers' risk as high, medium, or low and identifies problematic suppliers in a company's supply chain. The risk assessment is derived from the smelter validation process, which establishes risk at the smelter level via an analysis that considers multiple conflict minerals factors.

Suppliers are also evaluated on program strength, which assists in making key risk mitigation decisions as the program progresses. The criteria used to evaluate the strength of the program is based on certain questions in the CMRT related to the suppliers' conflict minerals practices and policies.

**Smelter/Refiners Risk Evaluation**

Other supply chain risks were identified by assessing the due diligence practices and audit status of smelters/refiners identified in the supply chain by upstream suppliers that listed mineral processing facilities on their CMRT declarations. Assent's smelter

------

validation program compared listed facilities with the list of smelters/refiners consolidated by the RMI to ensure that the facilities met the recognized definition of a 3TGs processing facility that was operational during the 2025 calendar year.

Assent determined if the smelter had been audited against a standard in conformance with the OECD Guidance, such as the Responsible Minerals Assurance Process (RMAP). Smelters that are conformant to RMAP audit standards are considered to have their sourcing validated as "conflict free or responsibly sourced." In cases where the smelter/refiner's due diligence practices have not been audited against the RMAP standard or they are considered non-conformant by RMAP, further due diligence steps are followed to notify suppliers reporting these facilities. Smelters/refiners are actively monitored to proactively identify other risks pertaining to conflict minerals.

Each facility that meets the definition of a smelter or refiner of a 3TG mineral is assessed according to red-flag indicators defined in the OECD Guidance. Assent uses numerous factors to determine the level of risk that each smelter poses to the supply chain by identifying red flags. These factors include:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•Geographic proximity to Conflict-Affected and High-Risk Areas.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•Known mineral source country of origin.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•RMAP audit status.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•Credible evidence of unethical or conflict sourcing.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•Peer assessments conducted by credible third-party sources.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•Sanctions risks

Risk mitigation activities are initiated whenever a supplier's CMRT reports concerns. Through Assent, suppliers with submissions that included any smelters of concern were immediately provided with feedback instructing suppliers to take their own independent risk mitigation actions. Examples include the submission of a product specific CMRT to better identify the connection to products that they supply to Helios Technologies, Inc. Additional escalation may have been necessary to address any continued sourcing from these smelters of concern. Suppliers are given clear performance objectives within reasonable timeframes with the ultimate goal of progressive elimination of these smelters of concern from the supply chain.

In addition, suppliers are guided to the educational materials on mitigating the risks identified through the data collection process.

***3)*** ***Design & Implement A Strategy to Respond to Risks***

Together with Assent, Helios Technologies, Inc. developed processes to assess and respond to the risks identified in the supply chain. Helios Technologies, Inc. has a risk management plan, through which the conflict minerals program is implemented, managed, and monitored. To ensure the plan is effective, escalations are sent to non-responsive suppliers to outline the importance of a response via CMRTs and to outline the required cooperation for compliance to the conflict minerals rules and the Company's expectations.

Feedback on supplier submissions is given directly to suppliers, and educational resources are provided to assist suppliers in corrective action methods or to improve their internal programs. In cases where suppliers have continuously been non-responsive or are not committed to corrective action plans, the Company will assess if replacing that supplier is feasible. The results of the program and risk assessment are shared with the Conflict Minerals Team and the Helios Technologies, Inc's Leadership Team to ensure transparency within the Company.

***4)*** ***Carry Out Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain***

Helios Technologies, Inc. does not have a direct relationship with any 3TG smelters/refiners and does not perform or direct audits of these entities within the supply chain. Instead, the Company relies on third-party audits of smelters/refiners (industry recognized audit/assessment programs). As an example, RMAP uses independent private-sector auditors, and audits the source, including the mines of origin, and the chain of custody of the conflict minerals used by smelters/refiners that agree to participate in the program.

------

Assent directly engages smelters/refiners that are not currently enrolled in an industry recognized audit/assessment program to encourage their participation and for those smelters/refiners already conformant to the corresponding program's standards, Assent thanks them for their efforts on behalf of its compliance partners. Helios Technologies, Inc. is a signatory of these communications in accordance with the requirements of downstream companies detailed in the OECD Guidance.

***5)*** ***Report Annually on Supply Chain Due Diligence***

Helios Technologies, Inc. has published the Form SD for the year ended December 31, 2025. This report is available on the Investor Relations section of the Company's website. Information found on or accessed through this website is not considered part of this report and is not incorporated by reference herein. Helios Technologies, Inc. has also publicly filed a Form SD and this report with the U.S. Securities and Exchange Commission (SEC).

This year, the Company has also considered impacts from the EU Conflict Minerals Regulation when disclosing details with regards to due diligence efforts. The Company will continue to expand efforts both for transparency through the data collection process and risk evaluation, as well as the disclosure of efforts through the form of public report.

**Due Diligence Results** 

***Supply Chain Outreach Results***

Supply chain outreach is required to identify the upstream sources of origin of tin, tantalum, tungsten, and gold. Following the industry standard process, CMRTs are sent to and requested from Tier 1 suppliers, who are expected to follow this process until the smelter and refiner sources are identified. The following is the result of the outreach conducted by Helios Technologies, Inc. for the 2025 reporting year.

***Supply Chain Outreach Metrics***

---

| | |
|:---|:---|
| &nbsp;&nbsp;Number of in-scope suppliers | &nbsp;&nbsp;Response rate |
| &nbsp;&nbsp;1118 | &nbsp;&nbsp;55.9% |

---

The Company continues to focus on increasing supplier participation through enhanced supplier engagement, escalation procedures, and training initiatives.

***Upstream Data Transparency***

Appendix A includes all smelters/refiners that suppliers listed in completed CMRTs that met the recognized definition of a 3TGs processing facility and were operational during the 2025 calendar year. As is a common practice when requests are sent upstream in the supply chain, those who purchase materials from smelters may not be able to discern exactly which company's product lines the materials may end up in. As a result, those providing the smelters/refiners have the practice to list all smelters/refiners they may purchase from within the reporting period. Therefore, the smelters/refiners (as sources) listed in Appendix A are likely to be more comprehensive than the list of smelters/refiners which actually processed the 3TGs contained in the Company's products.

Although the potential for over-reporting is understood, Helios Technologies, Inc. has taken measures to validate all smelter/refiner data against validated audit programs and databases intended to verify the material types and mine sources of origin. From the gathered responses, 35 smelters that potentially posed a high risk due to the presence of some red flag indicators were identified.

Suppliers that identified these specific smelters of concern on their CMRT were contacted in accordance with the OECD Guidance, as stipulated in the previous sections.

------

---

| | |
|:---|:---|
| &nbsp;&nbsp;**Status** | &nbsp;&nbsp;**Number of identified smelters/refiners** |
| &nbsp;&nbsp;RMAP Conformant | &nbsp;&nbsp;207 |
| &nbsp;&nbsp;RMAP Active | &nbsp;&nbsp;9 |
| &nbsp;&nbsp;Not Enrolled | &nbsp;&nbsp;84 |
| &nbsp;&nbsp;Non-Conformant | &nbsp;&nbsp;38 |

---

***Country of Origin***

Appendix B includes an aggregated list of countries of origin from which the reported facilities collectively source 3TGs, based on reasonable identification of country-of-origin data obtained via Assent's supply chain database (or other Reasonable Country of Origin ("RCOI") data, in the scenario Helios Technologies, Inc. decides to use alternative data sources). As mentioned in the above section, it is understood that overreporting might occur which could result in Appendix B having more countries than those strictly relevant to the Company's products.

**Steps to Be Taken to Mitigate Risk**

For the 2026 Reporting year, Helios Technologies, Inc. intends to take the following steps to improve the due diligence conducted to further mitigate any risk that the necessary 3TGs in the Company's products could originate from Conflict-Affected and High-Risk Areas:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•Continue to evaluate upstream sources through a broader set of tools to evaluate risk. These include, but are not limited to:

oUsing a comprehensive smelter library with detailed status and notes for each entity.

oScanning for verifiable media sources on each smelter to flag risk issues.

oComparing the list of smelters/refiners against government watch and denied parties lists.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•Engage with suppliers more closely and provide more information and training resources regarding responsible sourcing of 3TGs.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•Encourage suppliers to have due diligence procedures in place for their supply chains to improve the content of the responses from such suppliers.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•Continue to include a conflict minerals flow-down clause in new or renewed supplier contracts, as well as look to include in the terms and conditions of each purchase order issued.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•Following the OECD Guidance process, increase the emphasis on clean and validated smelter information from the supply chain through feedback and detailed smelter analysis.

------

**Appendix A: Smelter List**

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter Name** | &nbsp;&nbsp;**Smelter Facility Location** | &nbsp;&nbsp; **Smelter ID** | &nbsp;&nbsp; **RMAP Audit Status** |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;A.L.M.T. Corp. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000004 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Advanced Chemical Company | &nbsp;&nbsp;United States of America | &nbsp;&nbsp;CID000015 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Aida Chemical Industries Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000019 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Agosi AG | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID000035 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Almalyk Mining and Metallurgical Complex (AMMC) | &nbsp;&nbsp;Uzbekistan | &nbsp;&nbsp;CID000041 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;AngloGold Ashanti Corrego do Sitio Mineracao | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID000058 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Argor-Heraeus S.A. | &nbsp;&nbsp;Switzerland | &nbsp;&nbsp;CID000077 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Asahi Pretec Corp. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000082 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Asaka Riken Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000090 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Kennametal Huntsville | &nbsp;&nbsp;United States of America | &nbsp;&nbsp;CID000105 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Aurubis AG | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID000113 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | &nbsp;&nbsp;Philippines | &nbsp;&nbsp;CID000128 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Boliden Ronnskar | &nbsp;&nbsp;Sweden | &nbsp;&nbsp;CID000157 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;C. Hafner GmbH + Co. KG | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID000176 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Caridad | &nbsp;&nbsp;Mexico | &nbsp;&nbsp;CID000180 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;CCR Refinery - Glencore Canada Corporation | &nbsp;&nbsp;Canada | &nbsp;&nbsp;CID000185 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Cendres + Metaux S.A. | &nbsp;&nbsp;Switzerland | &nbsp;&nbsp;CID000189 | &nbsp;&nbsp;Non Conformant |

---

------

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Yunnan Copper Industry Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000197 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Guangdong Xianglu Tungsten Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000218 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000228 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Chimet S.p.A. | &nbsp;&nbsp;Italy | &nbsp;&nbsp;CID000233 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Chongyi Zhangyuan Tungsten Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000258 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Chugai Mining | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000264 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Guangdong Rising Rare Metals-EO Materials Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000291 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Alpha Assembly Solutions Inc | &nbsp;&nbsp;United States of America | &nbsp;&nbsp;CID000292 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Aries Kencana Sejahtera | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID000309 | &nbsp;&nbsp;In Communication |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Premium Tin Indonesia | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID000313 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Daye Non-Ferrous Metals Mining Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000343 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;DSC (Do Sung Corporation) | &nbsp;&nbsp;Korea, Republic of | &nbsp;&nbsp;CID000359 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Dongguan Best Alloys Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000377 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Dowa | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000401 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Dowa | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000402 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Eco-System Recycling Co., Ltd. East Plant | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000425 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;EM Vinto | &nbsp;&nbsp;Bolivia (Plurinational State of) | &nbsp;&nbsp;CID000438 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Estanho de Rondonia S.A. | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID000448 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;F&X Electro-Materials Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000460 | &nbsp;&nbsp;Conformant |

---

------

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Fenix Metals | &nbsp;&nbsp;Poland | &nbsp;&nbsp;CID000468 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;JSC Novosibirsk Refinery | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID000493 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Gejiu Non-Ferrous Metal Processing Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000538 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Gejiu Zili Mining And Metallurgy Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000555 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Global Tungsten & Powders LLC | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID000568 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;XIMEI RESOURCES (GUANGDONG) LIMITED | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000616 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Hangzhou Fuchunjiang Smelting Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000671 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;LT Metal Ltd. | &nbsp;&nbsp;Korea, Republic of | &nbsp;&nbsp;CID000689 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Heimerle + Meule GmbH | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID000694 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Heraeus Metals Hong Kong Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000707 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Heraeus Germany GmbH Co. KG | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID000711 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Hunan Chenzhou Mining Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000767 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Hunan Jintai New Material Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000769 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000773 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;HwaSeong CJ CO., LTD. | &nbsp;&nbsp;Korea, Republic Of | &nbsp;&nbsp;CID000778 | &nbsp;&nbsp;Communication Suspended - Not Interested |

---

------

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000801 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Ishifuku Metal Industry Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000807 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Istanbul Gold Refinery | &nbsp;&nbsp;Turkey | &nbsp;&nbsp;CID000814 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Japan Mint | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000823 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Japan New Metals Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000825 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Jiangxi Copper Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000855 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;JiuJiang JinXin Nonferrous Metals Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000914 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Jiujiang Tanbre Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000917 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Asahi Refining USA Inc. | &nbsp;&nbsp;United States of America | &nbsp;&nbsp;CID000920 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Asahi Refining Canada Ltd. | &nbsp;&nbsp;Canada | &nbsp;&nbsp;CID000924 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;JSC Ekaterinburg Non-Ferrous Metal Processing Plant | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID000927 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;JSC Uralelectromed | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID000929 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;JX Nippon Mining & Metals Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000937 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Gejiu Kai Meng Industry and Trade LLC | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000942 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Kazakhmys Smelting LLC | &nbsp;&nbsp;Kazakhstan | &nbsp;&nbsp;CID000956 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Kazzinc | &nbsp;&nbsp;Kazakhstan | &nbsp;&nbsp;CID000957 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Kennametal Fallon | &nbsp;&nbsp;United States of America | &nbsp;&nbsp;CID000966 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Kennecott Utah Copper LLC | &nbsp;&nbsp;United States of America | &nbsp;&nbsp;CID000969 | &nbsp;&nbsp;Conformant |

---

------

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Kojima Chemicals Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000981 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Kyrgyzaltyn JSC | &nbsp;&nbsp;Kyrgyzstan | &nbsp;&nbsp;CID001029 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Lingbao Gold Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001056 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;China Tin Group Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001070 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;AMG Brasil | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID001076 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;LS MnM Inc. | &nbsp;&nbsp;Korea, Republic of | &nbsp;&nbsp;CID001078 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001093 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Materion | &nbsp;&nbsp;United States of America | &nbsp;&nbsp;CID001113 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Matsuda Sangyo Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001119 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Metallic Resources, Inc. | &nbsp;&nbsp;United States of America | &nbsp;&nbsp;CID001142 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metalor Technologies (Suzhou) Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001147 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metalor Technologies (Hong Kong) Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001149 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metalor Technologies (Singapore) Pte., Ltd. | &nbsp;&nbsp;Singapore | &nbsp;&nbsp;CID001152 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metalor Technologies S.A. | &nbsp;&nbsp;Switzerland | &nbsp;&nbsp;CID001153 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metalor USA Refining Corporation | &nbsp;&nbsp;United States of America | &nbsp;&nbsp;CID001157 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metalurgica Met-Mex Penoles S.A. De C.V. | &nbsp;&nbsp;Mexico | &nbsp;&nbsp;CID001161 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Metallurgical Products India Pvt., Ltd. | &nbsp;&nbsp;India | &nbsp;&nbsp;CID001163 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Mineracao Taboca S.A. | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID001173 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Mineracao Taboca S.A. | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID001175 | &nbsp;&nbsp;Conformant |

---

------

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Minsur | &nbsp;&nbsp;Peru | &nbsp;&nbsp;CID001182 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Mitsubishi Materials Corporation | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001188 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Mitsubishi Materials Corporation | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001191 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Mitsui Mining and Smelting Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001192 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Mitsui Mining and Smelting Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001193 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;NPM Silmet AS | &nbsp;&nbsp;Estonia | &nbsp;&nbsp;CID001200 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Moscow Special Alloys Processing Plant | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID001204 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Nadir Metal Rafineri San. Ve Tic. A.S. | &nbsp;&nbsp;Turkey | &nbsp;&nbsp;CID001220 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Jiangxi New Nanshan Technology Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001231 | &nbsp;&nbsp;Active |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Navoi Mining and Metallurgical Combinat | &nbsp;&nbsp;Uzbekistan | &nbsp;&nbsp;CID001236 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Nihon Material Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001259 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Ningxia Orient Tantalum Industry Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001277 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Novosibirsk Tin Combine | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID001305 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;O.M. Manufacturing (Thailand) Co., Ltd. | &nbsp;&nbsp;Thailand | &nbsp;&nbsp;CID001314 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Ohura Precious Metal Industry Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001325 | &nbsp;&nbsp;Conformant |

---

------

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID001326 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Operaciones Metalurgicas S.A. | &nbsp;&nbsp;Bolivia (Plurinational State of) | &nbsp;&nbsp;CID001337 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;MKS PAMP SA | &nbsp;&nbsp;Switzerland | &nbsp;&nbsp;CID001352 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Penglai Penggang Gold Industry Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001362 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Prioksky Plant of Non-Ferrous Metals | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID001386 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;PT Aneka Tambang (Persero) Tbk | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID001397 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Mitra Stania Prima | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID001453 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Prima Timah Utama | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID001458 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Timah Tbk Kundur | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID001477 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Timah Tbk Mentok | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID001482 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;PX Precinox S.A. | &nbsp;&nbsp;Switzerland | &nbsp;&nbsp;CID001498 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Rand Refinery (Pty) Ltd. | &nbsp;&nbsp;South Africa | &nbsp;&nbsp;CID001512 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Yanling Jincheng Tantalum & Niobium Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001522 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Royal Canadian Mint | &nbsp;&nbsp;Canada | &nbsp;&nbsp;CID001534 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Rui Da Hung | &nbsp;&nbsp;Taiwan, Province of China | &nbsp;&nbsp;CID001539 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Sabin Metal Corp. | &nbsp;&nbsp;United States of America | &nbsp;&nbsp;CID001546 | &nbsp;&nbsp;Communication Suspended - Not Interested |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Samduck Precious Metals | &nbsp;&nbsp;Korea, Republic of | &nbsp;&nbsp;CID001555 | &nbsp;&nbsp;Non Conformant |

---

------

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Samwon Metals Corp. | &nbsp;&nbsp;Korea, Republic of | &nbsp;&nbsp;CID001562 | &nbsp;&nbsp;Communication Suspended - Not Interested |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;SEMPSA Joyeria Plateria S.A. | &nbsp;&nbsp;Spain | &nbsp;&nbsp;CID001585 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Shandong Tiancheng Biological Gold Industrial Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001619 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001622 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Sichuan Tianze Precious Metals Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001736 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;SOE Shyolkovsky Factory of Secondary Precious Metals | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID001756 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Solar Applied Materials Technology Corp. | &nbsp;&nbsp;Taiwan, Province of China | &nbsp;&nbsp;CID001761 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Solikamsk Magnesium Works OAO | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID001769 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Sumitomo Metal Mining Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001798 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Super Dragon Technology Co., Ltd. | &nbsp;&nbsp;Taiwan, Province of China | &nbsp;&nbsp;CID001810 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Taki Chemical Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001869 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Tanaka Kikinzoku Kogyo K.K. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001875 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Telex Metals | &nbsp;&nbsp;United States of America | &nbsp;&nbsp;CID001891 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Thaisarco | &nbsp;&nbsp;Thailand | &nbsp;&nbsp;CID001898 | &nbsp;&nbsp;Conformant |

---

------

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001908 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Great Wall Precious Metals Co., Ltd. of CBPM | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001909 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Shandong Gold Smelting Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001916 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Tokuriki Honten Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001938 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Tongling Nonferrous Metals Group Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001947 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Torecom | &nbsp;&nbsp;Korea, Republic of | &nbsp;&nbsp;CID001955 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Ulba Metallurgical Plant JSC | &nbsp;&nbsp;Kazakhstan | &nbsp;&nbsp;CID001969 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Umicore S.A. Business Unit Precious Metals Refining | &nbsp;&nbsp;Belgium | &nbsp;&nbsp;CID001980 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;United Precious Metal Refining, Inc. | &nbsp;&nbsp;United States of America | &nbsp;&nbsp;CID001993 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Valcambi S.A. | &nbsp;&nbsp;Switzerland | &nbsp;&nbsp;CID002003 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;VQB Mineral and Trading Group JSC | &nbsp;&nbsp;Viet Nam | &nbsp;&nbsp;CID002015 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Western Australian Mint (T/a The Perth Mint) | &nbsp;&nbsp;Australia | &nbsp;&nbsp;CID002030 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;White Solder Metalurgia e Mineracao Ltda. | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID002036 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Wolfram Bergbau und Hutten AG | &nbsp;&nbsp;Austria | &nbsp;&nbsp;CID002044 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Xiamen Tungsten Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002082 | &nbsp;&nbsp;Conformant |

---

------

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Yamakin Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID002100 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Yokohama Metal Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID002129 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002158 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Tin Smelting Branch of Yunnan Tin Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002180 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Zhongyuan Gold Smelter of Zhongjin Gold Corporation | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002224 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Gold Refinery of Zijin Mining Group Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002243 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Morris and Watson | &nbsp;&nbsp;New Zealand | &nbsp;&nbsp;CID002282 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;SAFINA A.S. | &nbsp;&nbsp;Czechia | &nbsp;&nbsp;CID002290 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002313 | &nbsp;&nbsp;Communication Suspended - Not Interested |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Umicore Precious Metals Thailand | &nbsp;&nbsp;Thailand | &nbsp;&nbsp;CID002314 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Ganzhou Jiangwu Ferrotungsten Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002315 | &nbsp;&nbsp;Active |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Jiangxi Yaosheng Tungsten Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002316 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Jiangxi Xinsheng Tungsten Industry Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002317 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Malipo Haiyu Tungsten Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002319 | &nbsp;&nbsp;Conformant |

---

------

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Xiamen Tungsten (H.C.) Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002320 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Jiangxi Gan Bei Tungsten Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002321 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Magnu's Minerais Metais e Ligas Ltda. | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID002468 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Hengyang King Xing Lifeng New Materials Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002492 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Ganzhou Seadragon W & Mo Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002494 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Melt Metais e Ligas S.A. | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID002500 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Asia Tungsten Products Vietnam Ltd. | &nbsp;&nbsp;Viet Nam | &nbsp;&nbsp;CID002502 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT ATD Makmur Mandiri Jaya | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID002503 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;D Block Metals, LLC | &nbsp;&nbsp;United States of America | &nbsp;&nbsp;CID002504 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;FIR Metals & Resource Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002505 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002506 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;XinXing HaoRong Electronic Material Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002508 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;MMTC-PAMP India Pvt., Ltd. | &nbsp;&nbsp;India | &nbsp;&nbsp;CID002509 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;KGHM Polska Miedz Spolka Akcyjna | &nbsp;&nbsp;Poland | &nbsp;&nbsp;CID002511 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002512 | &nbsp;&nbsp;Conformant |

---

------

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002513 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Fidelity Printers and Refiners Ltd. | &nbsp;&nbsp;Zimbabwe | &nbsp;&nbsp;CID002515 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Singway Technology Co., Ltd. | &nbsp;&nbsp;Taiwan, Province of China | &nbsp;&nbsp;CID002516 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;O.M. Manufacturing Philippines, Inc. | &nbsp;&nbsp;Philippines | &nbsp;&nbsp;CID002517 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Shandong Humon Smelting Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002525 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Shenzhen Zhonghenglong Real Industry Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002527 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;KEMET de Mexico | &nbsp;&nbsp;Mexico | &nbsp;&nbsp;CID002539 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;H.C. Starck Tungsten GmbH | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID002541 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;TANIOBIS Smelting GmbH & Co. KG | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID002542 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Masan High-Tech Materials | &nbsp;&nbsp;Viet Nam | &nbsp;&nbsp;CID002543 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;TANIOBIS Co., Ltd. | &nbsp;&nbsp;Thailand | &nbsp;&nbsp;CID002544 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;TANIOBIS GmbH | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID002545 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Materion Newton Inc. | &nbsp;&nbsp;United States of America | &nbsp;&nbsp;CID002548 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;TANIOBIS Japan Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID002549 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;TANIOBIS Smelting GmbH & Co. KG | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID002550 | &nbsp;&nbsp;Conformant |

---

------

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Jiangwu H.C. Starck Tungsten Products Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002551 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Global Advanced Metals Boyertown | &nbsp;&nbsp;United States of America | &nbsp;&nbsp;CID002557 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Global Advanced Metals Aizu | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID002558 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Al Etihad Gold Refinery DMCC | &nbsp;&nbsp;United Arab Emirates | &nbsp;&nbsp;CID002560 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Emirates Gold DMCC | &nbsp;&nbsp;United Arab Emirates | &nbsp;&nbsp;CID002561 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;International Precious Metal Refiners | &nbsp;&nbsp;United Arab Emirates | &nbsp;&nbsp;CID002562 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;CV Ayi Jaya | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID002570 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | &nbsp;&nbsp;Viet Nam | &nbsp;&nbsp;CID002572 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Nghe Tinh Non-Ferrous Metals Joint Stock Company | &nbsp;&nbsp;Viet Nam | &nbsp;&nbsp;CID002573 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;T.C.A S.p.A | &nbsp;&nbsp;Italy | &nbsp;&nbsp;CID002580 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;REMONDIS PMR B.V. | &nbsp;&nbsp;Netherlands | &nbsp;&nbsp;CID002582 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Fujairah Gold FZC | &nbsp;&nbsp;United Arab Emirates | &nbsp;&nbsp;CID002584 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Shirpur Gold Refinery Ltd. | &nbsp;&nbsp;India | &nbsp;&nbsp;CID002588 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Niagara Refining LLC | &nbsp;&nbsp;United States of America | &nbsp;&nbsp;CID002589 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Rajehan Ariq | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID002593 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Korea Zinc Co., Ltd. | &nbsp;&nbsp;Korea, Republic of | &nbsp;&nbsp;CID002605 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Marsam Metals | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID002606 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;TOO Tau-Ken-Altyn | &nbsp;&nbsp;Kazakhstan | &nbsp;&nbsp;CID002615 | &nbsp;&nbsp;Conformant |

---

------

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;China Molybdenum Tungsten Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002641 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Hydrometallurg, JSC | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID002649 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Uzbek Refractory and Heat-Resistant Metals | &nbsp;&nbsp;Uzbekistan | &nbsp;&nbsp;CID002660 | &nbsp;&nbsp;Active |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Cipta Persada Mulia | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID002696 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;An Vinh Joint Stock Mineral Processing Company | &nbsp;&nbsp;Viet Nam | &nbsp;&nbsp;CID002703 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Resind Industria e Comercio Ltda. | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID002706 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Resind Industria e Comercio Ltda. | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID002707 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Abington Reldan Metals, LLC | &nbsp;&nbsp;United States of America | &nbsp;&nbsp;CID002708 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Unecha Refractory metals plant | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID002724 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Shenzhen CuiLu Gold Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002750 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Super Ligas | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID002756 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Albino Mountinho Lda. | &nbsp;&nbsp;Portugal | &nbsp;&nbsp;CID002760 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;SAAMP | &nbsp;&nbsp;France | &nbsp;&nbsp;CID002761 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;L'Orfebre S.A. | &nbsp;&nbsp;Andorra | &nbsp;&nbsp;CID002762 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;8853 S.p.A. | &nbsp;&nbsp;Italy | &nbsp;&nbsp;CID002763 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Italpreziosi | &nbsp;&nbsp;Italy | &nbsp;&nbsp;CID002765 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Aurubis Beerse | &nbsp;&nbsp;Belgium | &nbsp;&nbsp;CID002773 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Aurubis Berango | &nbsp;&nbsp;Spain | &nbsp;&nbsp;CID002774 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Bangka Prima Tin | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID002776 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;WIELAND Edelmetalle GmbH | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID002778 | &nbsp;&nbsp;Conformant |

---

------

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | &nbsp;&nbsp;Austria | &nbsp;&nbsp;CID002779 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Jiangxi Tuohong New Raw Material | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002842 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Moliren Ltd. | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID002845 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;AU Traders and Refiners | &nbsp;&nbsp;South Africa | &nbsp;&nbsp;CID002850 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;GGC Gujrat Gold Centre Pvt. Ltd. | &nbsp;&nbsp;India | &nbsp;&nbsp;CID002852 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Modeltech Sdn Bhd | &nbsp;&nbsp;Malaysia | &nbsp;&nbsp;CID002857 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Modeltech Sdn Bhd | &nbsp;&nbsp;Malaysia | &nbsp;&nbsp;CID002858 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Bangalore Refinery | &nbsp;&nbsp;India | &nbsp;&nbsp;CID002863 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Kyshtym Copper-Electrolytic Plant ZAO | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID002865 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Degussa Sonne / Mond Goldhandel GmbH | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID002867 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Pease & Curren | &nbsp;&nbsp;United States of America | &nbsp;&nbsp;CID002872 | &nbsp;&nbsp;Communication Suspended - Not Interested |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;JALAN & Company | &nbsp;&nbsp;India | &nbsp;&nbsp;CID002893 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;SungEel HiMetal Co., Ltd. | &nbsp;&nbsp;Korea, Republic of | &nbsp;&nbsp;CID002918 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Planta Recuperadora de Metales SpA | &nbsp;&nbsp;Chile | &nbsp;&nbsp;CID002919 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;ABC Refinery Pty Ltd. | &nbsp;&nbsp;Australia | &nbsp;&nbsp;CID002920 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Safimet S.p.A | &nbsp;&nbsp;Italy | &nbsp;&nbsp;CID002973 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID003116 | &nbsp;&nbsp;Conformant |

---

------

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;State Research Institute Center for Physical Sciences and Technology | &nbsp;&nbsp;Lithuania | &nbsp;&nbsp;CID003153 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;African Gold Refinery | &nbsp;&nbsp;Uganda | &nbsp;&nbsp;CID003185 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Gold Coast Refinery | &nbsp;&nbsp;Ghana | &nbsp;&nbsp;CID003186 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;NH Recytech Company | &nbsp;&nbsp;Korea, Republic of | &nbsp;&nbsp;CID003189 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Chifeng Dajingzi Tin Industry Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID003190 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;QG Refining, LLC | &nbsp;&nbsp;United States of America | &nbsp;&nbsp;CID003324 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Tin Technology & Refining | &nbsp;&nbsp;United States of America | &nbsp;&nbsp;CID003325 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Dijllah Gold Refinery FZC | &nbsp;&nbsp;United Arab Emirates | &nbsp;&nbsp;CID003348 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Dongguan CiEXPO Environmental Engineering Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID003356 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Ma'anshan Weitai Tin Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID003379 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Masbro Alam Stania | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID003380 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;CGR Metalloys Pvt Ltd. | &nbsp;&nbsp;India | &nbsp;&nbsp;CID003382 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Sovereign Metals | &nbsp;&nbsp;India | &nbsp;&nbsp;CID003383 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Luna Smelter, Ltd. | &nbsp;&nbsp;Rwanda | &nbsp;&nbsp;CID003387 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Yunnan Yunfan Non-ferrous Metals Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID003397 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Lianyou Metals Co., Ltd. | &nbsp;&nbsp;Taiwan, Province of China | &nbsp;&nbsp;CID003407 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;JSC "Kirovgrad Hard Alloys Plant" | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID003408 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed |

---

------

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Precious Minerals and Smelting Limited | &nbsp;&nbsp;India | &nbsp;&nbsp;CID003409 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Gejiu City Fuxiang Industry and Trade Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID003410 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;NPP Tyazhmetprom LLC | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID003416 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Hubei Green Tungsten Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID003417 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Eco-System Recycling Co., Ltd. North Plant | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID003424 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Eco-System Recycling Co., Ltd. West Plant | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID003425 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID003427 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Mitra Sukses Globalindo | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID003449 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Augmont Enterprises Private Limited | &nbsp;&nbsp;India | &nbsp;&nbsp;CID003461 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Kundan Care Products Ltd. | &nbsp;&nbsp;India | &nbsp;&nbsp;CID003463 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Cronimet Brasil Ltda | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID003468 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID003486 | &nbsp;&nbsp;Active |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Emerald Jewel Industry India Limited (Unit 1) | &nbsp;&nbsp;India | &nbsp;&nbsp;CID003487 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Emerald Jewel Industry India Limited (Unit 2) | &nbsp;&nbsp;India | &nbsp;&nbsp;CID003488 | &nbsp;&nbsp;Outreach Required |

---

------

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Emerald Jewel Industry India Limited (Unit 3) | &nbsp;&nbsp;India | &nbsp;&nbsp;CID003489 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Emerald Jewel Industry India Limited (Unit 4) | &nbsp;&nbsp;India | &nbsp;&nbsp;CID003490 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;K.A. Rasmussen | &nbsp;&nbsp;Norway | &nbsp;&nbsp;CID003497 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Alexy Metals | &nbsp;&nbsp;United States of America | &nbsp;&nbsp;CID003500 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;CRM Synergies | &nbsp;&nbsp;Spain | &nbsp;&nbsp;CID003524 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;MD Overseas | &nbsp;&nbsp;India | &nbsp;&nbsp;CID003548 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metallix Refining Inc. | &nbsp;&nbsp;United States of America | &nbsp;&nbsp;CID003557 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metal Concentrators SA (Pty) Ltd. | &nbsp;&nbsp;South Africa | &nbsp;&nbsp;CID003575 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Fabrica Auricchio Industria e Comercio Ltda. | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID003582 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Fujian Xinlu Tungsten Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID003609 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;OOO "Technolom" 2 | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID003612 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;OOO "Technolom" 1 | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID003614 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;WEEEREFINING | &nbsp;&nbsp;France | &nbsp;&nbsp;CID003615 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Gold by Gold Colombia | &nbsp;&nbsp;Colombia | &nbsp;&nbsp;CID003641 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;YUDU ANSHENG TUNGSTEN CO., LTD. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID003662 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Dongwu Gold Group | &nbsp;&nbsp;China | &nbsp;&nbsp;CID003663 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Sam Precious Metals | &nbsp;&nbsp;United Arab Emirates | &nbsp;&nbsp;CID003666 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;NOBLE METAL SERVICES | &nbsp;&nbsp;United States of America | &nbsp;&nbsp;CID003690 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Putera Sarana Shakti (PT PSS) | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID003868 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;5D Production OU | &nbsp;&nbsp;Estonia | &nbsp;&nbsp;CID003926 | &nbsp;&nbsp;Outreach Required |

---

------

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Tungsten Vietnam Joint Stock Company | &nbsp;&nbsp;Viet Nam | &nbsp;&nbsp;CID003993 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Coimpa Industrial LTDA | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID004010 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Nam Viet Cromit Joint Stock Company | &nbsp;&nbsp;Viet Nam | &nbsp;&nbsp;CID004034 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;PowerX Ltd. | &nbsp;&nbsp;Rwanda | &nbsp;&nbsp;CID004054 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Mining Minerals Resources SARL | &nbsp;&nbsp;Congo, Democratic Republic Of The | &nbsp;&nbsp;CID004065 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Lianyou Resources Co., Ltd. | &nbsp;&nbsp;Taiwan, Province of China | &nbsp;&nbsp;CID004397 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID004403 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Shinwon Tungsten (Fujian Shanghang) Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID004430 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Malaysia Smelting Corporation Berhad (Port Klang) | &nbsp;&nbsp;Malaysia | &nbsp;&nbsp;CID004434 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID004435 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Philippine Carreytech Metal Corp. | &nbsp;&nbsp;Philippines | &nbsp;&nbsp;CID004438 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;TITAN COMPANY LIMITED, JEWELLERY DIVISION | &nbsp;&nbsp;India | &nbsp;&nbsp;CID004491 | &nbsp;&nbsp;Non Conformant |

---

------

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;GG Refinery Ltd. | &nbsp;&nbsp;Tanzania, United Republic Of | &nbsp;&nbsp;CID004506 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;KENEE MINING VIETNAM COMPANY LIMITED | &nbsp;&nbsp;Viet Nam | &nbsp;&nbsp;CID004619 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;RIKAYAA GREENTECH PRIVATE LIMITED | &nbsp;&nbsp;India | &nbsp;&nbsp;CID004692 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Attero Recycling Pvt Ltd | &nbsp;&nbsp;India | &nbsp;&nbsp;CID004697 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;SOLEIL METALS (Chala One Plant) | &nbsp;&nbsp;Peru | &nbsp;&nbsp;CID004704 | &nbsp;&nbsp;Active |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;SOLEIL METALS (YAKARI Plant) | &nbsp;&nbsp;Peru | &nbsp;&nbsp;CID004705 | &nbsp;&nbsp;Active |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Impala Platinum - Platinum Metals Refinery (PMR) | &nbsp;&nbsp;South Africa | &nbsp;&nbsp;CID004714 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Woodcross Smelting Company Limited | &nbsp;&nbsp;Uganda | &nbsp;&nbsp;CID004724 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Global Advanced Metals Greenbushes Pty Ltd. | &nbsp;&nbsp;Australia | &nbsp;&nbsp;CID004754 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Elite Industech Co., Ltd. | &nbsp;&nbsp;Taiwan, Province of China | &nbsp;&nbsp;CID004755 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Longnan Chuangyue Environmental Protection Technology Development Co., Ltd | &nbsp;&nbsp;China | &nbsp;&nbsp;CID004796 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Philippine Bonway Manufacturing Industrial Corporation | &nbsp;&nbsp;Philippines | &nbsp;&nbsp;CID004797 | &nbsp;&nbsp;Conformant |

---

------

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Jiangxi Sanshi Nonferrous Metals Co., Ltd | &nbsp;&nbsp;China | &nbsp;&nbsp;CID004813 | &nbsp;&nbsp;Active |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Gasabo Gold Refinery Ltd | &nbsp;&nbsp;Rwanda | &nbsp;&nbsp;CID005006 | &nbsp;&nbsp;RMI Due Diligence Review - Unable to Proceed |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Jing Yuan Tungsten Technology Co., Ltd. | &nbsp;&nbsp;Taiwan, Province of China | &nbsp;&nbsp;CID005012 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Minera Titán del Perú SRL (MTP) - Belen Plant | &nbsp;&nbsp;Peru | &nbsp;&nbsp;CID005014 | &nbsp;&nbsp;Non Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;S.P.T. spol.s r.o. | &nbsp;&nbsp;Czechia | &nbsp;&nbsp;CID005068 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;P Kay Metal, Inc | &nbsp;&nbsp;United States of America | &nbsp;&nbsp;CID005189 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Tungamoy Metals Inc. | &nbsp;&nbsp;Korea, Republic of | &nbsp;&nbsp;CID005248 | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Conecsus LLC | &nbsp;&nbsp;United States of America | &nbsp;&nbsp;CID003504 | &nbsp;&nbsp;Active |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Artha Cipta Langgeng | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID001399 | &nbsp;&nbsp;Active |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Mitra Graha Raya | &nbsp;&nbsp;0 | &nbsp;&nbsp;CID004685 | &nbsp;&nbsp;In Communication |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Atlantic Copper | &nbsp;&nbsp;Spain | &nbsp;&nbsp;CID003350 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Geo Enterprise | &nbsp;&nbsp;Georgia | &nbsp;&nbsp;CID005373 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Naoshima Smelter & Refinery | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID005396 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;KGHM Polska Miedz S.A. Oddzial Huta Miedzi, Glogow | &nbsp;&nbsp;Poland | &nbsp;&nbsp;CID005401 | &nbsp;&nbsp;Outreach Required |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Aurubis AG, Hamburg | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID005476 | &nbsp;&nbsp;Outreach Required |

---

------

**Appendix B: Countries of Origin**

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;Albania | &nbsp;&nbsp;Congo | &nbsp;&nbsp;India | &nbsp;&nbsp;Myanmar | &nbsp;&nbsp;South Africa |
| &nbsp;&nbsp;Andorra | &nbsp;&nbsp;Cyprus | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;Namibia | &nbsp;&nbsp;South Sudan |
| &nbsp;&nbsp;Angola | &nbsp;&nbsp;Democratic Republic of Congo | &nbsp;&nbsp;Ireland | &nbsp;&nbsp;Netherlands | &nbsp;&nbsp;Spain |
| &nbsp;&nbsp;Argentina | &nbsp;&nbsp;Djibouti | &nbsp;&nbsp;Israel | &nbsp;&nbsp;New Zealand | &nbsp;&nbsp;Sudan |
| &nbsp;&nbsp;Armenia | &nbsp;&nbsp;Dominica | &nbsp;&nbsp;Italy | &nbsp;&nbsp;Nicaragua | &nbsp;&nbsp;Suriname |
| &nbsp;&nbsp;Australia | &nbsp;&nbsp;Dominican Republic | &nbsp;&nbsp;Japan | &nbsp;&nbsp;Niger | &nbsp;&nbsp;Sweden |
| &nbsp;&nbsp;Austria | &nbsp;&nbsp;Ecuador | &nbsp;&nbsp;Jersey | &nbsp;&nbsp;Nigeria | &nbsp;&nbsp;Switzerland |
| &nbsp;&nbsp;Azerbaijan | &nbsp;&nbsp;Egypt | &nbsp;&nbsp;Kazakhstan | &nbsp;&nbsp;Norway | &nbsp;&nbsp;Taiwan |
| &nbsp;&nbsp;Belarus | &nbsp;&nbsp;El Salvador | &nbsp;&nbsp;Kenya | &nbsp;&nbsp;Oman | &nbsp;&nbsp;Tajikistan |
| &nbsp;&nbsp;Belgium | &nbsp;&nbsp;Eritrea | &nbsp;&nbsp;Korea | &nbsp;&nbsp;Panama | &nbsp;&nbsp;Tanzania |
| &nbsp;&nbsp;Benin | &nbsp;&nbsp;Estonia | &nbsp;&nbsp;Kyrgyzstan | &nbsp;&nbsp;Papua New Guinea | &nbsp;&nbsp;Thailand |
| &nbsp;&nbsp;Bermuda | &nbsp;&nbsp;Ethiopia | &nbsp;&nbsp;Liberia | &nbsp;&nbsp;Peru | &nbsp;&nbsp;Turkey |
| &nbsp;&nbsp;Bolivia (Plurinational State of) | &nbsp;&nbsp;Fiji | &nbsp;&nbsp;Liechtenstein | &nbsp;&nbsp;Philippines | &nbsp;&nbsp;Uganda |
| &nbsp;&nbsp;Botswana | &nbsp;&nbsp;Finland | &nbsp;&nbsp;Lithuania | &nbsp;&nbsp;Poland | &nbsp;&nbsp;United Arab Emirates |
| &nbsp;&nbsp;Brazil | &nbsp;&nbsp;France | &nbsp;&nbsp;Luxembourg | &nbsp;&nbsp;Portugal | &nbsp;&nbsp;United Kingdom |
| &nbsp;&nbsp;Bulgaria | &nbsp;&nbsp;Georgia | &nbsp;&nbsp;Madagascar | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;United States |
| &nbsp;&nbsp;Burkina Faso | &nbsp;&nbsp;Germany | &nbsp;&nbsp;Malawi | &nbsp;&nbsp;Rwanda | &nbsp;&nbsp;Uruguay |
| &nbsp;&nbsp;Burundi | &nbsp;&nbsp;Ghana | &nbsp;&nbsp;Mali | &nbsp;&nbsp;Saudi Arabia | &nbsp;&nbsp;Uzbekistan |
| &nbsp;&nbsp;Cambodia | &nbsp;&nbsp;Guatemala | &nbsp;&nbsp;Malaysia | &nbsp;&nbsp;Senegal | &nbsp;&nbsp;Viet Nam |
| &nbsp;&nbsp;Canada | &nbsp;&nbsp;Guinea | &nbsp;&nbsp;Mauritania | &nbsp;&nbsp;Serbia | &nbsp;&nbsp;Zambia |
| &nbsp;&nbsp;Central African Republic | &nbsp;&nbsp;Guyana | &nbsp;&nbsp;Mexico | &nbsp;&nbsp;Sierra Leone | &nbsp;&nbsp;Zimbabwe |
| &nbsp;&nbsp;Chile | &nbsp;&nbsp;Honduras | &nbsp;&nbsp;Mongolia | &nbsp;&nbsp;Singapore |  |
| &nbsp;&nbsp;China | &nbsp;&nbsp;Hong Kong | &nbsp;&nbsp;Morocco | &nbsp;&nbsp;Slovakia |  |
| &nbsp;&nbsp;Colombia | &nbsp;&nbsp;Hungary | &nbsp;&nbsp;Mozambique | &nbsp;&nbsp;Solomon Islands |  |

---

------

**Appendix C: CMRT Declaration Rejection/Approval Criteria**

Assent Sustainability Platform Logic Structure

The following tables map the Assent Sustainability Platform's status outputs and CMRT logic structure when determining supplier conflict mineral statuses as displayed on the dashboard. Using this table, users will be able to determine what answers were provided by their suppliers to earn their conflict minerals statuses.

**Dashboard Supplier Response Statuses**

---

| | |
|:---|:---|
| &nbsp;&nbsp;**Supplier Status**<br>| &nbsp;&nbsp;**Description** |
| &nbsp;&nbsp;Not Submitted | &nbsp;&nbsp;A CMRT has not been submitted by the supplier |
| &nbsp;&nbsp;Complete | &nbsp;&nbsp;A CMRT has been submitted, and is valid and complete |
| &nbsp;&nbsp;Incomplete | &nbsp;&nbsp;A supplier with parts associated to them has submitted a partially completed Product-Level or User-Defined CMRT |
| &nbsp;&nbsp;Invalid Submission | &nbsp;&nbsp;A CMRT has been submitted and deemed invalid based on contradicting responses in the template |
| &nbsp;&nbsp;Out of Scope | &nbsp;&nbsp;The supplier is out of scope for conflict minerals and does not need to be contacted |

---

------