# EDGAR Filing Document

**Accession Number:** 0001496608
**File Stem:** 0001752724-23-018104
**Filing Date:** 2023-1
**Character Count:** 52689
**Document Hash:** 8a921890c486a72e161d3efb0b985d39
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-018104.hdr.sgml**: 20230130

**ACCESSION NUMBER**: 0001752724-23-018104

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230130

**DATE AS OF CHANGE**: 20230130

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AB Active ETFs, Inc.
- **CENTRAL INDEX KEY:** 0001496608
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 0531

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23799
- **FILM NUMBER:** 23567695

**BUSINESS ADDRESS:**
- **STREET 1:** C/O ALLIANCEBERNSTEIN L.P.
- **STREET 2:** 1345 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10145
- **BUSINESS PHONE:** 212-969-1000

**MAIL ADDRESS:**
- **STREET 1:** C/O ALLIANCEBERNSTEIN L.P.
- **STREET 2:** 1345 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10145

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** AllianceBernstein Active ETFs, Inc.
- **DATE OF NAME CHANGE:** 20100714

## Series and Classes Contracts Data

### AB Ultra Short Income ETF (Series ID: S000076880)

| Class ID   | Class Name                | Ticker Symbol   |
|:---|:---|:---|
| C000237019 | AB Ultra Short Income ETF | YEAR            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** AB Active ETFs, Inc.

- **b. Investment Company Act file number:** 811-23799

- **c. CIK number of Registrant:** 0001496608

- **d. LEI of Registrant:** 2549006ZG5WBMZRI5P66

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** ALLIANCEBERNSTEIN LP

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10105

  - **Telephone number:** 212-969-1000

**Item A.2. Information about the Series.**

- **a. Name of Series:** AB Ultra Short Income ETF

- **b. EDGAR series identifier (if any):** S000076880

- **c. LEI of Series:** 254900LNMZU3RC64M909

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $150035358.22

**Total Liabilities:** $30666.53

**Net Assets:** $150004691.69

**Cash Not Reported:** $21050.57

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** -5256.63000000 | **1-Year:** -7384.77000000 | **5-Year:** -9080.60000000 | **10-Year:** -8076.45000000 | **30-Year:** -5805.72000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 480.48000000 | **1-Year:** -2438.40000000 | **5-Year:** -5419.67000000 | **10-Year:** -4643.73000000 | **30-Year:** -2205.88000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000237019 | -0.34%               | -0.07%               | 0.89%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-210754.51              | $-694892.71                                |
| Month 2  | $-4742.56                | $-452635.33                                |
| Month 3  | $-247460.23              | $1048334.66                                |

### Schedule of Portfolio Investments

| Name                     | Title                                                                           | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| WEC ENERGY GROUP INC     | WEC Energy Group Inc                                                            | CUSIP: 92939UAC0<br>LEI: 549300IGLYTZUK3PVP70 | Long             | DBT              | CORP              | US        |    227000 | PA      | $219077.70    | 0.15%             | 2023-09-15      | Fixed         | 0.55%                 | No            |                  2 | On Loan: No      |
| NEXTERA ENERGY CAPITAL   | NextEra Energy Capital Holdings Inc                                             | CUSIP: 65339KBU3<br>LEI: UMI46YPGBLUE4VGNNT48 | Long             | DBT              | CORP              | US        |    136000 | PA      | $134606.00    | 0.09%             | 2023-03-01      | Fixed         | 0.65%                 | No            |                  2 | On Loan: No      |
| NATWEST GROUP PLC        | NatWest Group PLC                                                               | CUSIP: 780097BK6<br>LEI: 2138005O9XJIJN4JPN90 | Long             | DBT              | CORP              | GB        |   1335000 | PA      | $1296044.70   | 0.86%             | 2025-03-22      | Fixed         | 4.27%                 | No            |                  2 | On Loan: No      |
| TOTALENERGIES CAPITAL    | TotalEnergies Capital International SA                                          | CUSIP: 89153VAS8<br>LEI: 549300U37G2I8G4RUG09 | Long             | DBT              | CORP              | FR        |   1006000 | PA      | $963898.90    | 0.64%             | 2025-01-10      | Fixed         | 2.43%                 | No            |                  2 | On Loan: No      |
| FED HOME LN DISCOUNT NT  | Federal Home Loan Bank Discount Notes                                           | CUSIP: 313384EF2<br>LEI: 2549001DPIFGXC1TOL40 | Long             | DBT              | USGSE             | US        |   3000000 | PA      | $2947210.08   | 1.96%             | 2023-04-12      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| SOCIETE GENERALE         | Societe Generale SA                                                             | CUSIP: 83367TBG3<br>LEI: O2RNE8IBXP4R0TD8PU41 | Long             | DBT              | CORP              | US        |   2149000 | PA      | $2118161.85   | 1.41%             | 2024-01-17      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| ZIMMER BIOMET HOLDINGS   | Zimmer Biomet Holdings Inc                                                      | CUSIP: 98956PAF9<br>LEI: 2P2YLDVPES3BXQ1FRB91 | Long             | DBT              | CORP              | US        |    511000 | PA      | $493942.82    | 0.33%             | 2025-04-01      | Fixed         | 3.55%                 | No            |                  2 | On Loan: No      |
| United States Treasury   | United States Treasury Bill                                                     | CUSIP: 912796XS3<br>LEI: 254900HROIFWPRGM1V77 | Long             | STIV             | UST               | US        |   3000000 | PA      | $2983870.83   | 1.99%             | 2023-01-19      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| TIME WARNER CABLE ENTRMN | Time Warner Cable Enterprises LLC                                               | CUSIP: 88731EAF7<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1837000 | PA      | $1856453.83   | 1.24%             | 2023-03-15      | Fixed         | 8.38%                 | No            |                  2 | On Loan: No      |
| BPCE SA                  | BPCE SA                                                                         | CUSIP: 05578QAB9<br>LEI: 9695005MSX1OYEMGDF46 | Long             | DBT              | CORP              | FR        |   2167000 | PA      | $2122598.17   | 1.42%             | 2024-07-21      | Fixed         | 5.15%                 | No            |                  2 | On Loan: No      |
| SOUTHERN CO              | Southern Co/The                                                                 | CUSIP: 842587CU9<br>LEI: 549300FC3G3YU2FBZD92 | Long             | DBT              | CORP              | US        |   1287000 | PA      | $1271890.62   | 0.85%             | 2023-07-01      | Fixed         | 2.95%                 | No            |                  2 | On Loan: No      |
| ALTRIA GROUP INC         | Altria Group Inc                                                                | CUSIP: 02209SBH5<br>LEI: XSGZFLO9YTNO9VCQV219 | Long             | DBT              | CORP              | US        |   1009000 | PA      | $949105.76    | 0.63%             | 2025-05-06      | Fixed         | 2.35%                 | No            |                  2 | On Loan: No      |
| Union Pacific Corp       | Union Pacific Corp                                                              | CUSIP: 907818EU8<br>LEI: 549300LMMRSZZCZ8CL11 | Long             | DBT              | CORP              | US        |   1470000 | PA      | $1457813.70   | 0.97%             | 2023-06-08      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| BAKER HUGHES LLC/CO-OBL  | Baker Hughes Holdings LLC / Baker Hughes Co-Obligor Inc                         | CUSIP: 05724BAB5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    219000 | PA      | $211129.14    | 0.14%             | 2023-12-15      | Fixed         | 1.23%                 | No            |                  2 | On Loan: No      |
| Discover Bank            | Discover Bank                                                                   | CUSIP: 25466AAK7<br>LEI: X05BVSK68TQ7YTOSNR22 | Long             | DBT              | CORP              | US        |    639000 | PA      | $636769.89    | 0.42%             | 2023-02-06      | Fixed         | 3.35%                 | No            |                  2 | On Loan: No      |
| Bank of America Corp     | Bank of America Corp                                                            | CUSIP: 06051GHF9<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | DBT              | CORP              | US        |     90000 | PA      | $89534.70     | 0.06%             | 2024-03-05      | Variable      | 3.55%                 | No            |                  2 | On Loan: No      |
| Cooperatieve Rabobank UA | Cooperatieve Rabobank UA                                                        | CUSIP: 21684AAC0<br>LEI: DG3RU1DBUFHT4ZF9WN62 | Long             | DBT              | CORP              | NL        |   1952000 | PA      | $1898398.08   | 1.27%             | 2025-08-04      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| FED HOME LN DISCOUNT NT  | Federal Home Loan Bank Discount Notes                                           | CUSIP: 313384BB4<br>LEI: 2549001DPIFGXC1TOL40 | Long             | DBT              | USGSE             | US        |   3000000 | PA      | $2977157.25   | 1.98%             | 2023-01-26      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| WESTERN UNION CO/THE     | Western Union Co/The                                                            | CUSIP: 959802AY5<br>LEI: 28ID94QU1140NC23S047 | Long             | DBT              | CORP              | US        |   1009000 | PA      | $961122.95    | 0.64%             | 2025-01-10      | Fixed         | 2.85%                 | No            |                  2 | On Loan: No      |
| Discover Bank            | Discover Bank                                                                   | CUSIP: 25466AAD3<br>LEI: X05BVSK68TQ7YTOSNR22 | Long             | DBT              | CORP              | US        |   1657000 | PA      | $1644207.96   | 1.10%             | 2023-08-08      | Fixed         | 4.20%                 | No            |                  2 | On Loan: No      |
| MITSUBISHI UFJ FIN GRP   | Mitsubishi UFJ Financial Group Inc                                              | CUSIP: 606822BV5<br>LEI: 353800V2V8PUY9TK3E06 | Long             | DBT              | CORP              | JP        |   2186000 | PA      | $2100767.86   | 1.40%             | 2024-09-15      | Fixed         | 0.85%                 | No            |                  2 | On Loan: No      |
| Cardinal Health Inc      | Cardinal Health Inc                                                             | CUSIP: 14149YBH0<br>LEI: CCU46N3GJMF4OK4N7U60 | Long             | DBT              | CORP              | US        |    803000 | PA      | $778396.08    | 0.52%             | 2024-06-15      | Fixed         | 3.08%                 | No            |                  2 | On Loan: No      |
| ROYAL BANK OF CANADA     | Royal Bank of Canada                                                            | CUSIP: 78015K7D0<br>LEI: ES7IP3U3RHIGC71XBU11 | Long             | DBT              | CORP              | CA        |     76000 | PA      | $75758.32     | 0.05%             | 2023-01-17      | Fixed         | 1.95%                 | No            |                  2 | On Loan: No      |
| NUCOR CORP               | Nucor Corp                                                                      | CUSIP: 670346AX3<br>LEI: 549300GGJCRSI2TIEJ46 | Long             | DBT              | CORP              | US        |   1014000 | PA      | $993456.36    | 0.66%             | 2025-05-23      | Fixed         | 3.95%                 | No            |                  2 | On Loan: No      |
| MICROCHIP TECHNOLOGY INC | Microchip Technology Inc                                                        | CUSIP: 595017AZ7<br>LEI: 5493007PTFULNYZJ1R12 | Long             | DBT              | CORP              | US        |   1915000 | PA      | $1873942.40   | 1.25%             | 2023-09-01      | Fixed         | 2.67%                 | No            |                  2 | On Loan: No      |
| WILLIAMS COMPANIES INC   | Williams Cos Inc/The                                                            | CUSIP: 96950FAM6<br>LEI: D71FAKCBLFS2O0RBPG08 | Long             | DBT              | CORP              | US        |   1002000 | PA      | $991539.12    | 0.66%             | 2024-03-04      | Fixed         | 4.30%                 | No            |                  2 | On Loan: No      |
| JPMorgan Chase & Co      | JPMorgan Chase & Co                                                             | CUSIP: 46647PAP1<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | DBT              | CORP              | US        |   1887000 | PA      | $1873300.38   | 1.25%             | 2024-04-23      | Fixed         | 3.56%                 | No            |                  2 | On Loan: No      |
| MetLife Inc              | MetLife Inc                                                                     | CUSIP: 59156RBH0<br>LEI: C4BXATY60WC6XEOZDX54 | Long             | DBT              | CORP              | US        |   1016000 | PA      | $996726.48    | 0.66%             | 2024-04-10      | Fixed         | 3.60%                 | No            |                  2 | On Loan: No      |
| Host Hotels & Resorts LP | Host Hotels & Resorts LP                                                        | CUSIP: 44107TAV8<br>LEI: FXB7X4WXVA8QPMNOGS12 | Long             | DBT              |  | US        |   1958000 | PA      | $1873806.00   | 1.25%             | 2025-06-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| FEDERAL HOME LOAN BANK   | Federal Home Loan Banks                                                         | CUSIP: 3130ATFN2<br>LEI: 2549001DPIFGXC1TOL40 | Long             | DBT              | USGSE             | US        |   3000000 | PA      | $2999758.50   | 2.00%             | 2023-01-23      | Floating      | 3.83%                 | No            |                  2 | On Loan: No      |
| NATWEST GROUP PLC        | NatWest Group PLC                                                               | CUSIP: 780097BJ9<br>LEI: 2138005O9XJIJN4JPN90 | Long             | DBT              | CORP              | US        |    790000 | PA      | $781641.80    | 0.52%             | 2024-06-25      | Fixed         | 4.52%                 | No            |                  2 | On Loan: No      |
| WELLS FARGO & COMPANY    | Wells Fargo & Co                                                                | CUSIP: 95000U2R3<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | DBT              | CORP              | US        |   1623000 | PA      | $1593753.54   | 1.06%             | 2024-06-02      | Fixed         | 1.65%                 | No            |                  2 | On Loan: No      |
| ROYALTY PHARMA PLC       | Royalty Pharma PLC                                                              | CUSIP: 78081BAG8<br>LEI: 549300FGFN7VOK8BZR03 | Long             | DBT              | CORP              | GB        |   1946000 | PA      | $1880341.96   | 1.25%             | 2023-09-02      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| FEDERAL FARM CREDIT BANK | Federal Farm Credit Banks Funding Corp                                          | CUSIP: 3133ENM56<br>LEI: 254900C5LP6DN9OP9V83 | Long             | DBT              | USGSE             | US        |   3000000 | PA      | $2994480.00   | 2.00%             | 2024-09-16      | Floating      | 3.90%                 | No            |                  2 | On Loan: No      |
| American Tower Corp      | American Tower Corp                                                             | CUSIP: 03027XAB6<br>LEI: 5493006ORUSIL88JOE18 | Long             | DBT              |  | US        |   1029000 | PA      | $1026293.73   | 0.68%             | 2023-01-31      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| SYNCHRONY BANK           | Synchrony Bank                                                                  | CUSIP: 87166FAD5<br>LEI: 549300UATVPGSLE43Z27 | Long             | DBT              | CORP              | US        |   1901000 | PA      | $1861687.32   | 1.24%             | 2025-08-22      | Fixed         | 5.40%                 | No            |                  2 | On Loan: No      |
| MIZUHO FINANCIAL GROUP   | Mizuho Financial Group Inc                                                      | CUSIP: 60687YBJ7<br>LEI: 353800CI5L6DDAN5XZ33 | Long             | DBT              | CORP              | JP        |   1954000 | PA      | $1876562.98   | 1.25%             | 2024-09-08      | Fixed         | 0.85%                 | No            |                  2 | On Loan: No      |
| Reynolds American Inc    | Reynolds American Inc                                                           | CUSIP: 761713BG0<br>LEI: 02S2RPPVO9RP4NEU2740 | Long             | DBT              | CORP              | US        |   1930000 | PA      | $1898637.50   | 1.27%             | 2025-06-12      | Fixed         | 4.45%                 | No            |                  2 | On Loan: No      |
| CHARTER COMM OPT LLC/CAP | Charter Communications Operating LLC / Charter Communications Operating Capital | CUSIP: 161175BQ6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    206000 | PA      | $203659.84    | 0.14%             | 2024-02-01      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| DELL INT LLC / EMC CORP  | Dell International LLC / EMC Corp                                               | CUSIP: 24703TAA4<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1863000 | PA      | $1863409.86   | 1.24%             | 2023-06-15      | Fixed         | 5.45%                 | No            |                  2 | On Loan: No      |
| Gilead Sciences Inc      | Gilead Sciences Inc                                                             | CUSIP: 375558BL6<br>LEI: 549300WTZWR07K8MNV44 | Long             | DBT              | CORP              | US        |    955000 | PA      | $937972.35    | 0.63%             | 2023-09-01      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| CHARTER COMM OPT LLC/CAP | Charter Communications Operating LLC / Charter Communications Operating Capital | CUSIP: 161175AY0<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1910000 | PA      | $1878313.10   | 1.25%             | 2025-07-23      | Fixed         | 4.91%                 | No            |                  2 | On Loan: No      |
| John Deere Capital Corp  | John Deere Capital Corp                                                         | CUSIP: 24422ETG4<br>LEI: E0KSF7PFQ210NWI8Z391 | Long             | DBT              | CORP              | US        |   1808000 | PA      | $1798887.68   | 1.20%             | 2023-03-06      | Fixed         | 2.80%                 | No            |                  2 | On Loan: No      |
| MICROCHIP TECHNOLOGY INC | Microchip Technology Inc                                                        | CUSIP: 595017AP9<br>LEI: 5493007PTFULNYZJ1R12 | Long             | DBT              | CORP              | US        |    206000 | PA      | $204638.34    | 0.14%             | 2023-06-01      | Fixed         | 4.33%                 | No            |                  2 | On Loan: No      |
| American Tower Corp      | American Tower Corp                                                             | CUSIP: 03027XAQ3<br>LEI: 5493006ORUSIL88JOE18 | Long             | DBT              |  | US        |   1055000 | PA      | $1041844.15   | 0.69%             | 2023-06-15      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Barclays PLC             | Barclays PLC                                                                    | CUSIP: 06738EAC9<br>LEI: 213800LBQA1Y9L22JB70 | Long             | DBT              | CORP              | GB        |    540000 | PA      | $530004.60    | 0.35%             | 2024-09-11      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| BURLINGTN NORTH SANTA FE | Burlington Northern Santa Fe LLC                                                | CUSIP: 12189LAQ4<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    142000 | PA      | $141216.16    | 0.09%             | 2023-09-01      | Fixed         | 3.85%                 | No            |                  2 | On Loan: No      |
| United States Treasury   | United States Treasury Floating Rate Note                                       | CUSIP: 91282CEL1<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   3000000 | PA      | $2994672.12   | 2.00%             | 2024-04-30      | Floating      | 4.26%                 | No            |                  2 | On Loan: No      |
| HSBC Holdings PLC        | HSBC Holdings PLC                                                               | CUSIP: 404280BS7<br>LEI: MLU0ZO3ML4LN2LL2TL39 | Long             | DBT              | CORP              | US        |   1361000 | PA      | $1344708.83   | 0.90%             | 2024-05-18      | Fixed         | 3.95%                 | No            |                  2 | On Loan: No      |
| FEDERAL FARM CREDIT BANK | Federal Farm Credit Banks Funding Corp                                          | CUSIP: 3133ENZV5<br>LEI: 254900C5LP6DN9OP9V83 | Long             | DBT              | USGSE             | US        |   3000000 | PA      | $2997240.00   | 2.00%             | 2024-05-06      | Floating      | 3.85%                 | No            |                  2 | On Loan: No      |
| FIFTH THIRD BANK         | Fifth Third Bank NA                                                             | CUSIP: 31677QBS7<br>LEI: QFROUN1UWUYU0DVIWD51 | Long             | DBT              | CORP              | US        |    503000 | PA      | $500535.30    | 0.33%             | 2023-01-30      | Fixed         | 1.80%                 | No            |                  2 | On Loan: No      |
| JPMorgan Chase & Co      | JPMorgan Chase & Co                                                             | CUSIP: 46647PAU0<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | DBT              | CORP              | US        |    144000 | PA      | $142467.84    | 0.09%             | 2024-07-23      | Fixed         | 3.80%                 | No            |                  2 | On Loan: No      |
| United States Treasury   | United States Treasury Floating Rate Note                                       | CUSIP: 91282CFD8<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   3000000 | PA      | $2998025.19   | 2.00%             | 2024-07-31      | Floating      | 4.37%                 | No            |                  2 | On Loan: No      |
| GLOBAL PAYMENTS INC      | Global Payments Inc                                                             | CUSIP: 37940XAA0<br>LEI: 549300NOMHGVQBX6S778 | Long             | DBT              | CORP              | US        |    271000 | PA      | $254702.06    | 0.17%             | 2025-02-15      | Fixed         | 2.65%                 | No            |                  2 | On Loan: No      |
| MIZUHO FINANCIAL GROUP   | Mizuho Financial Group Inc                                                      | CUSIP: 60687YBF5<br>LEI: 353800CI5L6DDAN5XZ33 | Long             | DBT              | CORP              | JP        |    263000 | PA      | $255557.10    | 0.17%             | 2024-07-10      | Fixed         | 1.24%                 | No            |                  2 | On Loan: No      |
| Standard Chartered PLC   | Standard Chartered PLC                                                          | CUSIP: 853254BN9<br>LEI: U4LOSYZ7YG4W3S5F2G91 | Long             | DBT              | CORP              | GB        |   2202000 | PA      | $2111585.88   | 1.41%             | 2025-05-21      | Variable      | 3.79%                 | No            |                  2 | On Loan: No      |
| CHARLES SCHWAB CORP      | Charles Schwab Corp/The                                                         | CUSIP: 808513AY1<br>LEI: 549300VSGCJ7E698NM85 | Long             | DBT              | CORP              | US        |    532000 | PA      | $524504.12    | 0.35%             | 2024-02-01      | Fixed         | 3.55%                 | No            |                  2 | On Loan: No      |
| EVERSOURCE ENERGY        | Eversource Energy                                                               | CUSIP: 30040WAS7<br>LEI: SJ7XXD41SQU3ZNWUJ746 | Long             | DBT              | CORP              | US        |    800000 | PA      | $789184.00    | 0.53%             | 2024-06-27      | Fixed         | 4.20%                 | No            |                  2 | On Loan: No      |
| AIB Group PLC            | AIB Group PLC                                                                   | CUSIP: 00135TAB0<br>LEI: 635400AKJBGNS5WNQL34 | Long             | DBT              | CORP              | IE        |   2191000 | PA      | $2109954.91   | 1.41%             | 2025-04-10      | Fixed         | 4.26%                 | No            |                  2 | On Loan: No      |
| BRIXMOR OPERATING PART   | Brixmor Operating Partnership LP                                                | CUSIP: 11120VAA1<br>LEI: 549300CJHBL7JBUA6503 | Long             | DBT              |  | US        |   1006000 | PA      | $968697.52    | 0.65%             | 2025-02-01      | Fixed         | 3.85%                 | No            |                  2 | On Loan: No      |
| SUMITOMO MITSUI BANKING  | Sumitomo Mitsui Banking Corp                                                    | CUSIP: 865622BJ2<br>LEI: 5U0XI89JRFVHWIBS4F54 | Long             | DBT              | CORP              | JP        |    430000 | PA      | $423661.80    | 0.28%             | 2024-01-10      | Fixed         | 3.95%                 | No            |                  2 | On Loan: No      |
| BNP PARIBAS              | BNP Paribas SA                                                                  | CUSIP: 05574LFY9<br>LEI: R0MUWSFPU8MPRO8K5P83 | Long             | DBT              | CORP              | FR        |    508000 | PA      | $506028.96    | 0.34%             | 2023-03-03      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| AVIATION CAPITAL GROUP   | Aviation Capital Group LLC                                                      | CUSIP: 05369AAH4<br>LEI: 549300ODEK8HY3445C77 | Long             | DBT              | CORP              | US        |   2175000 | PA      | $2133740.25   | 1.42%             | 2024-12-15      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| United States Treasury   | United States Treasury Bill                                                     | CUSIP: 912796YY9<br>LEI: 254900HROIFWPRGM1V77 | Long             | STIV             | UST               | US        |   3000000 | PA      | $2996450.01   | 2.00%             | 2022-12-13      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| PARKER-HANNIFIN CORP     | Parker-Hannifin Corp                                                            | CUSIP: 701094AM6<br>LEI: 5493002CONDB4N2HKI23 | Long             | DBT              | CORP              | US        |   1007000 | PA      | $967948.54    | 0.65%             | 2024-06-14      | Fixed         | 2.70%                 | No            |                  2 | On Loan: No      |
| Lloyds Banking Group PLC | Lloyds Banking Group PLC                                                        | CUSIP: 539439AS8<br>LEI: 549300PPXHEU2JF0AM85 | Long             | DBT              | CORP              | GB        |   1047000 | PA      | $1037032.56   | 0.69%             | 2023-08-16      | Fixed         | 4.05%                 | No            |                  2 | On Loan: No      |
| MORGAN STANLEY           | Morgan Stanley                                                                  | CUSIP: 61747YEQ4<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | DBT              | CORP              | US        |    644000 | PA      | $627616.64    | 0.42%             | 2025-04-17      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| SUMITOMO MITSUI BANKING  | Sumitomo Mitsui Banking Corp                                                    | CUSIP: 865622BW3<br>LEI: 5U0XI89JRFVHWIBS4F54 | Long             | DBT              | CORP              | JP        |    621000 | PA      | $598519.80    | 0.40%             | 2025-07-23      | Fixed         | 3.65%                 | No            |                  2 | On Loan: No      |
| MORGAN STANLEY           | Morgan Stanley                                                                  | CUSIP: 61747YEB7<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | DBT              | CORP              | US        |    580000 | PA      | $545374.00    | 0.36%             | 2025-01-22      | Fixed         | 0.79%                 | No            |                  2 | On Loan: No      |
| MARATHON PETROLEUM CORP  | Marathon Petroleum Corp                                                         | CUSIP: 56585ABH4<br>LEI: 3BNYRYQHD39K4LCKQF12 | Long             | DBT              | CORP              | US        |   1018000 | PA      | $1009051.78   | 0.67%             | 2025-05-01      | Fixed         | 4.70%                 | No            |                  2 | On Loan: No      |
| Norfolk Southern Corp    | Norfolk Southern Corp                                                           | CUSIP: 655844BL1<br>LEI: 54930036C8MWP850MI84 | Long             | DBT              | CORP              | US        |     94000 | PA      | $93549.74     | 0.06%             | 2023-02-15      | Fixed         | 2.90%                 | No            |                  2 | On Loan: No      |
| EXXON MOBIL CORPORATION  | Exxon Mobil Corp                                                                | CUSIP: 30231GBL5<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | DBT              | CORP              | US        |    764000 | PA      | $754938.96    | 0.50%             | 2023-04-15      | Fixed         | 1.57%                 | No            |                  2 | On Loan: No      |
| HYUNDAI CAPITAL AMERICA  | Hyundai Capital America                                                         | CUSIP: 44891ABY2<br>LEI: 549300RIPPWJB5Z0FK07 | Long             | DBT              | CORP              | US        |   1508000 | PA      | $1387390.16   | 0.92%             | 2024-09-17      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| GLP CAPITAL LP / FIN II  | GLP Capital LP / GLP Financing II Inc                                           | CUSIP: 361841AF6<br>LEI: N/A                  | Long             | DBT              |  | US        |   1848000 | PA      | $1831275.60   | 1.22%             | 2023-11-01      | Fixed         | 5.38%                 | No            |                  2 | On Loan: No      |
| WELLS FARGO & COMPANY    | Wells Fargo & Co                                                                | CUSIP: 949746RE3<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | DBT              | CORP              | US        |    487000 | PA      | $484725.71    | 0.32%             | 2024-01-16      | Fixed         | 4.48%                 | No            |                  2 | On Loan: No      |
| Eastman Chemical Co      | Eastman Chemical Co                                                             | CUSIP: 277432AR1<br>LEI: FDPVHDGJ1IQZFK9KH630 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $976970.00    | 0.65%             | 2025-03-15      | Fixed         | 3.80%                 | No            |                  2 | On Loan: No      |
| ABN AMRO Bank NV         | ABN AMRO Bank NV                                                                | CUSIP: 00080QAF2<br>LEI: BFXS5XCH7N0Y05NIXW11 | Long             | DBT              | CORP              | NL        |   2206000 | PA      | $2139356.74   | 1.43%             | 2025-07-28      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| Tyson Foods Inc          | Tyson Foods Inc                                                                 | CUSIP: 902494AX1<br>LEI: WD6L6041MNRW1JE49D58 | Long             | DBT              | CORP              | US        |    422000 | PA      | $414788.02    | 0.28%             | 2024-08-15      | Fixed         | 3.95%                 | No            |                  2 | On Loan: No      |
| CAPITAL ONE FINANCIAL CO | Capital One Financial Corp                                                      | CUSIP: 14040HCQ6<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | DBT              | CORP              | US        |   1884000 | PA      | $1836786.96   | 1.22%             | 2025-05-09      | Fixed         | 4.17%                 | No            |                  2 | On Loan: No      |
| Chicago Board of Trade   | US 2YR NOTE (CBT) MAR23                                                         | CUSIP: 000000000<br>LEI: 549300EX04Q2QBFQTQ27 | N/A              | DIR              |  | US        |       -16 | NC      | $-8750.02     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| Danske Bank A/S          | Danske Bank A/S                                                                 | CUSIP: 23636AAT8<br>LEI: MAES062Z21O4RZ2U7M96 | Long             | DBT              | CORP              | DK        |   2119000 | PA      | $2106307.19   | 1.40%             | 2024-01-12      | Fixed         | 5.38%                 | No            |                  2 | On Loan: No      |
| PHILIP MORRIS INTL INC   | Philip Morris International Inc                                                 | CUSIP: 718172CT4<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2001180.00   | 1.33%             | 2024-11-15      | Fixed         | 5.12%                 | No            |                  2 | On Loan: No      |
| LINDE INC/CT             | Linde Inc/CT                                                                    | CUSIP: 74005PBF0<br>LEI: ZU69GUVJQGZ6Z1UOOO79 | Long             | DBT              | CORP              | US        |    351000 | PA      | $349195.86    | 0.23%             | 2023-02-21      | Fixed         | 2.70%                 | No            |                  2 | On Loan: No      |
| MidAmerican Energy Co    | MidAmerican Energy Co                                                           | CUSIP: 595620AM7<br>LEI: NINLOILYRTLIMK26MZ18 | Long             | DBT              | CORP              | US        |    223000 | PA      | $218466.41    | 0.15%             | 2024-10-15      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| Aircastle Ltd            | Aircastle Ltd                                                                   | CUSIP: 00928QAQ4<br>LEI: 549300PNK8AKY3OIKP58 | Long             | DBT              | CORP              | BM        |   2190000 | PA      | $2111619.90   | 1.41%             | 2024-05-01      | Fixed         | 4.12%                 | No            |                  2 | On Loan: No      |
| Walmart Inc              | Walmart Inc                                                                     | CUSIP: 931142DH3<br>LEI: Y87794H0US1R65VBXU25 | Long             | DBT              | CORP              | US        |    881000 | PA      | $873687.70    | 0.58%             | 2023-04-11      | Fixed         | 2.55%                 | No            |                  2 | On Loan: No      |
| WESTINGHOUSE AIR BRAKE   | Westinghouse Air Brake Technologies Corp                                        | CUSIP: 960386AN0<br>LEI: 06BTX5UWZD0GQ5N5Y745 | Long             | DBT              | CORP              | US        |   1899000 | PA      | $1866356.19   | 1.24%             | 2024-03-15      | Fixed         | 4.40%                 | No            |                  2 | On Loan: No      |
| United States Treasury   | United States Treasury Bill                                                     | CUSIP: 912796V48<br>LEI: 254900HROIFWPRGM1V77 | Long             | STIV             | UST               | US        |   3000000 | PA      | $2948783.34   | 1.97%             | 2023-04-20      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| FEDERAL HOME LOAN BANK   | Federal Home Loan Banks                                                         | CUSIP: 3130ATFP7<br>LEI: 2549001DPIFGXC1TOL40 | Long             | DBT              | USGSE             | US        |   3000000 | PA      | $2999682.30   | 2.00%             | 2023-03-21      | Floating      | 3.84%                 | No            |                  2 | On Loan: No      |
| KINDER MORGAN ENER PART  | Kinder Morgan Energy Partners LP                                                | CUSIP: 494550BS4<br>LEI: 549300PDHUGWPWGOT525 | Long             | DBT              | CORP              | US        |    111000 | PA      | $109552.56    | 0.07%             | 2024-02-01      | Fixed         | 4.15%                 | No            |                  2 | On Loan: No      |
| CNH INDUSTRIAL CAP LLC   | CNH Industrial Capital LLC                                                      | CUSIP: 12592BAN4<br>LEI: 549300PNSJ5B81UMVO28 | Long             | DBT              | CORP              | US        |   1014000 | PA      | $987676.56    | 0.66%             | 2025-05-23      | Fixed         | 3.95%                 | No            |                  2 | On Loan: No      |
| PNC BANK NA              | PNC Bank NA                                                                     | CUSIP: 05552JAA7<br>LEI: AD6GFRVSDT01YPT1CS68 | Long             | DBT              | CORP              | US        |    539000 | PA      | $518507.22    | 0.35%             | 2024-08-27      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| ZIMMER BIOMET HOLDINGS   | Zimmer Biomet Holdings Inc                                                      | CUSIP: 98956PAU6<br>LEI: 2P2YLDVPES3BXQ1FRB91 | Long             | DBT              | CORP              | US        |    386000 | PA      | $358327.66    | 0.24%             | 2024-11-22      | Fixed         | 1.45%                 | No            |                  2 | On Loan: No      |
| BANK OF AMERICA CORP     | Bank of America Corp                                                            | CUSIP: 06051GJR1<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | DBT              | CORP              | US        |   1006000 | PA      | $941374.56    | 0.63%             | 2025-04-22      | Fixed         | 0.98%                 | No            |                  2 | On Loan: No      |
| SKYWORKS SOLUTIONS INC   | Skyworks Solutions Inc                                                          | CUSIP: 83088MAJ1<br>LEI: 549300WZ3ORQ2BVKBD96 | Long             | DBT              | CORP              | US        |    858000 | PA      | $837794.10    | 0.56%             | 2023-06-01      | Fixed         | 0.90%                 | No            |                  2 | On Loan: No      |
| BRIXMOR OPERATING PART   | Brixmor Operating Partnership LP                                                | CUSIP: 11120VAF0<br>LEI: 549300CJHBL7JBUA6503 | Long             | DBT              |  | US        |   1142000 | PA      | $1107294.62   | 0.74%             | 2024-06-15      | Fixed         | 3.65%                 | No            |                  2 | On Loan: No      |
| GOLDMAN SACHS GROUP INC  | Goldman Sachs Group Inc/The                                                     | CUSIP: 38141GZH0<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | DBT              | CORP              | US        |   1912000 | PA      | $1822671.36   | 1.22%             | 2025-01-24      | Fixed         | 1.76%                 | No            |                  2 | On Loan: No      |
| FEDERAL FARM CREDIT BANK | Federal Farm Credit Banks Funding Corp                                          | CUSIP: 3133EMG63<br>LEI: 254900C5LP6DN9OP9V83 | Long             | DBT              | USGSE             | US        |   3000000 | PA      | $2999112.00   | 2.00%             | 2023-04-10      | Floating      | 3.83%                 | No            |                  2 | On Loan: No      |
| Lennar Corp              | Lennar Corp                                                                     | CUSIP: 526057BZ6<br>LEI: 529900G61XVRLX5TJX09 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $985710.00    | 0.66%             | 2024-04-30      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| CHEVRON CORP             | Chevron Corp                                                                    | CUSIP: 166764BV1<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    316000 | PA      | $311162.04    | 0.21%             | 2023-05-11      | Fixed         | 1.14%                 | No            |                  2 | On Loan: No      |
| CANADIAN NATL RESOURCES  | Canadian Natural Resources Ltd                                                  | CUSIP: 136385AV3<br>LEI: 549300T15RIMIKZC5Q38 | Long             | DBT              | CORP              | CA        |    485000 | PA      | $474708.30    | 0.32%             | 2025-02-01      | Fixed         | 3.90%                 | No            |                  2 | On Loan: No      |
| FEDERAL FARM CREDIT BANK | Federal Farm Credit Banks Funding Corp                                          | CUSIP: 3133ELCW2<br>LEI: 254900C5LP6DN9OP9V83 | Long             | DBT              | USGSE             | US        |   2000000 | PA      | $2001020.00   | 1.33%             | 2022-12-12      | Floating      | 4.19%                 | No            |                  2 | On Loan: No      |
| Alliance Bernstein       | AB Fixed Income Shares, Inc. - Government Money Market Portfolio                | CUSIP: 018616748<br>LEI: 5493006YWHO7MNK2U579 | Long             | STIV             | RF                | US        |   1863941 | NS      | $1863941.05   | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| HSBC Holdings PLC        | HSBC Holdings PLC                                                               | CUSIP: 404280BZ1<br>LEI: MLU0ZO3ML4LN2LL2TL39 | Long             | DBT              | CORP              | GB        |    754000 | PA      | $730173.60    | 0.49%             | 2025-03-11      | Fixed         | 3.80%                 | No            |                  2 | On Loan: No      |
| NEXTERA ENERGY CAPITAL   | NextEra Energy Capital Holdings Inc                                             | CUSIP: 65339KBL3<br>LEI: UMI46YPGBLUE4VGNNT48 | Long             | DBT              | CORP              | US        |   1002000 | PA      | $988833.72    | 0.66%             | 2024-09-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| GOLDMAN SACHS GROUP INC  | Goldman Sachs Group Inc/The                                                     | CUSIP: 38141GYL2<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | DBT              | CORP              | US        |    288000 | PA      | $274746.24    | 0.18%             | 2024-10-21      | Fixed         | 0.93%                 | No            |                  2 | On Loan: No      |
| ROSS STORES INC          | Ross Stores Inc                                                                 | CUSIP: 778296AB9<br>LEI: 549300ENZFLPGRDFZQ60 | Long             | DBT              | CORP              | US        |    162000 | PA      | $161447.58    | 0.11%             | 2025-04-15      | Fixed         | 4.60%                 | No            |                  2 | On Loan: No      |
| BARCLAYS PLC             | Barclays PLC                                                                    | CUSIP: 06738EBQ7<br>LEI: 213800LBQA1Y9L22JB70 | Long             | DBT              | CORP              | GB        |    640000 | PA      | $605228.80    | 0.40%             | 2024-12-10      | Fixed         | 1.01%                 | No            |                  2 | On Loan: No      |
| FED HOME LN DISCOUNT NT  | Federal Home Loan Bank Discount Notes                                           | CUSIP: 313384AU3<br>LEI: 2549001DPIFGXC1TOL40 | Long             | DBT              | USGSE             | US        |   3000000 | PA      | $2979924.99   | 1.99%             | 2023-01-19      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Bank of America Corp     | Bank of America Corp                                                            | CUSIP: 06051GHR3<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | DBT              | CORP              | US        |   1001000 | PA      | $974723.75    | 0.65%             | 2025-03-15      | Fixed         | 3.46%                 | No            |                  2 | On Loan: No      |
| Microsoft Corp           | Microsoft Corp                                                                  | CUSIP: 594918AT1<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | DBT              | CORP              | US        |    853000 | PA      | $844998.86    | 0.56%             | 2023-05-01      | Fixed         | 2.38%                 | No            |                  2 | On Loan: No      |
| NATIONWIDE BLDG SOCIETY  | Nationwide Building Society                                                     | CUSIP: 63859UBF9<br>LEI: 549300XFX12G42QIKN82 | Long             | DBT              | CORP              | GB        |    510000 | PA      | $451431.60    | 0.30%             | 2025-08-28      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| MORGAN STANLEY           | Morgan Stanley                                                                  | CUSIP: 61747YEA9<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | DBT              | CORP              | US        |   1003000 | PA      | $928948.51    | 0.62%             | 2025-05-30      | Fixed         | 0.79%                 | No            |                  2 | On Loan: No      |
| American Express Co      | American Express Co                                                             | CUSIP: 025816BS7<br>LEI: R4PP93JZOLY261QX3811 | Long             | DBT              | CORP              | US        |    745000 | PA      | $742653.25    | 0.50%             | 2023-02-27      | Fixed         | 3.40%                 | No            |                  2 | On Loan: No      |
| NUCOR CORP               | Nucor Corp                                                                      | CUSIP: 670346AR6<br>LEI: 549300GGJCRSI2TIEJ46 | Long             | DBT              | CORP              | US        |    429000 | PA      | $400063.95    | 0.27%             | 2025-06-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| Barclays PLC             | Barclays PLC                                                                    | CUSIP: 06738EBH7<br>LEI: 213800LBQA1Y9L22JB70 | Long             | DBT              | CORP              | GB        |    997000 | PA      | $961775.99    | 0.64%             | 2025-05-07      | Fixed         | 3.93%                 | No            |                  2 | On Loan: No      |
| DTE ENERGY CO            | DTE Energy Co                                                                   | CUSIP: 233331BD8<br>LEI: 549300IX8SD6XXD71I78 | Long             | DBT              | CORP              | US        |   1005000 | PA      | $987673.80    | 0.66%             | 2024-11-01      | Variable      | 4.22%                 | No            |                  2 | On Loan: No      |
| LLOYDS BANKING GROUP PLC | Lloyds Banking Group PLC                                                        | CUSIP: 53944YAL7<br>LEI: 549300PPXHEU2JF0AM85 | Long             | DBT              | CORP              | GB        |   1081000 | PA      | $1042570.45   | 0.70%             | 2025-07-09      | Variable      | 3.87%                 | No            |                  2 | On Loan: No      |
| BNP PARIBAS              | BNP Paribas SA                                                                  | CUSIP: 05581KAA9<br>LEI: R0MUWSFPU8MPRO8K5P83 | Long             | DBT              | CORP              | FR        |   1694000 | PA      | $1615855.78   | 1.08%             | 2025-09-28      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| Synchrony Financial      | Synchrony Financial                                                             | CUSIP: 87165BAG8<br>LEI: 549300RS7EWPM9MA6C78 | Long             | DBT              | CORP              | US        |    239000 | PA      | $228830.55    | 0.15%             | 2025-07-23      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| AMERICAN INTL GROUP      | American International Group Inc                                                | CUSIP: 026874DQ7<br>LEI: ODVCVCQG2BP6VHV36M30 | Long             | DBT              | CORP              | US        |     95000 | PA      | $89855.75     | 0.06%             | 2025-06-30      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-30

**Name of Applicant:** AB Active ETFs, Inc.

**Signature:** Joseph Mantineo

**Name of Signer:** Joseph Mantineo

**Title:** Treasurer and Chief Financial Officer