# EDGAR Filing Document

**Accession Number:** 0000825293
**File Stem:** 0000825293-23-000001
**Filing Date:** 2023-2
**Character Count:** 12712
**Document Hash:** 094dee6776bd2d9829722bbccc1c024e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000825293-23-000001.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0000825293-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CAPITAL MANAGEMENT ASSOCIATES /NY/
- **CENTRAL INDEX KEY:** 0000825293
- **IRS NUMBER:** 133123212

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-02183
- **FILM NUMBER:** 23630390

**BUSINESS ADDRESS:**
- **STREET 1:** 140 BROADWAY
- **STREET 2:** 44TH FL
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10005
- **BUSINESS PHONE:** 2123202008

**MAIL ADDRESS:**
- **STREET 1:** CAPITAL MANAGEMENT ASSOC
- **STREET 2:** 140 BROADWAY 44TH FL
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10005

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** CAPITAL MANAGEMENT ASSOCIATES /NY/<br>**Address:** CAPITAL MANAGEMENT ASSOC<br>140 BROADWAY 44TH FL<br>NEW YORK, NY 10005

**Form 13F File Number:** 028-02183

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Steve Portas<br>**Title:** CCO<br>**Phone:** 212-732-6800

**Signature, Place, and Date of Signing:**

Steve Portas  New York, NY  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 91

**Form 13F Information Table Value Total:** $67324196

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AMAZON COM INC COM | Stock | 023135106 |  | 1802556 | 21459 | SH |  | SOLE |  | 9600 | 0 | 11859 |
| INVESCO QQQ TRUST | ETF | 46090E103 |  | 16509 | 62 | SH |  | SOLE |  | 0 | 0 | 62 |
| JOHNSON  JOHNSON COM | Stock | 478160104 |  | 57411 | 325 | SH |  | SOLE |  | 0 | 0 | 325 |
| WASTE MGMT INC DEL COM | Stock | 94106L109 |  | 10377 | 66 | SH |  | SOLE |  | 0 | 0 | 66 |
| VANGUARD ENERGY ETF | ETF | 92204A306 |  | 1646740 | 13578 | SH |  | SOLE |  | 0 | 0 | 13578 |
| COSTCO WHSL CORP NEW COM | Stock | 22160K105 |  | 11413 | 25 | SH |  | SOLE |  | 0 | 0 | 25 |
| VIASAT INC COM | Stock | 92552V100 |  | 3482 | 110 | SH |  | SOLE |  | 0 | 0 | 110 |
| COCA COLA CO COM | Stock | 191216100 |  | 572490 | 9000 | SH |  | SOLE |  | 9000 | 0 | 0 |
| VENTAS INC COM | REIT | 92276F100 |  | 4505 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| PAYCHEX INC COM | Stock | 704326107 |  | 23552 | 204 | SH |  | SOLE |  | 0 | 0 | 203 |
| MCKESSON CORP COM | Stock | 58155Q103 |  | 1800576 | 4800 | SH |  | SOLE |  | 4800 | 0 | 0 |
| FIRST REP BK SAN FRANCISCO CAL COM | Stock | 33616C100 |  | 914175 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| EMERSON ELEC CO COM | Stock | 291011104 |  | 1344840 | 14000 | SH |  | SOLE |  | 14000 | 0 | 0 |
| EDWARDS LIFESCIENCES CORP COM | Stock | 28176E108 |  | 850554 | 11400 | SH |  | SOLE |  | 11400 | 0 | 0 |
| HANCOCK JOHN PREM DIVID FD COM SH BEN INT | CEF | 41013T105 |  | 26 | 2 | SH |  | SOLE |  | 0 | 0 | 2 |
| HONEYWELL INTL INC COM | Stock | 438516106 |  | 1392950 | 6500 | SH |  | SOLE |  | 6500 | 0 | 0 |
| HOME DEPOT INC COM | Stock | 437076102 |  | 12634 | 40 | SH |  | SOLE |  | 0 | 0 | 40 |
| HEALTH CARE SELECT SECTOR SPDR FUND | ETF | 81369Y209 |  | 1382138 | 10174 | SH |  | SOLE |  | 10000 | 0 | 174 |
| VICI PPTYS INC COM | REIT | 925652109 |  | 4406 | 136 | SH |  | SOLE |  | 0 | 0 | 136 |
| REGIONS FINANCIAL CORP NEW COM | Stock | 7591EP100 |  | 21560 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| ALPHABET INC CAP STK CL A | Stock | 02079K305 |  | 1058760 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| CONSTELLATION BRANDS INC CL A | Stock | 21036P108 |  | 1158750 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| MICROSOFT CORP COM | Stock | 594918104 |  | 4184199 | 17447 | SH |  | SOLE |  | 5500 | 0 | 11947 |
| FIRST HORIZON CORPORATION COM | Stock | 320517105 |  | 18375 | 750 | SH |  | SOLE |  | 0 | 0 | 750 |
| COMMUNICATION SERVICES SELECT SECTOR SPDR FUND | ETF | 81369Y852 |  | 399237 | 8319 | SH |  | SOLE |  | 0 | 0 | 8319 |
| BOEING CO COM | Stock | 097023105 |  | 1254377 | 6585 | SH |  | SOLE |  | 0 | 0 | 6585 |
| NEXTERA ENERGY INC COM | Stock | 65339F101 |  | 1429560 | 17100 | SH |  | SOLE |  | 17100 | 0 | 0 |
| LINDE PLC SHS | Stock | G5494J103 |  | 1630900 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| VANGUARD FTSE EUROPE ETF | ETF | 922042874 |  | 2772 | 50 | SH |  | SOLE |  | 0 | 0 | 50 |
| VANGUARD S 500 ETF | ETF | 922908363 |  | 3394858 | 9663 | SH |  | SOLE |  | 0 | 0 | 9662 |
| VANGUARD COMMUNICATION SERVICES ETF | ETF | 92204A884 |  | 34545 | 420 | SH |  | SOLE |  | 0 | 0 | 420 |
| VANECK GOLD MINERS ETF | ETF | 92189F106 |  | 401240 | 14000 | SH |  | SOLE |  | 14000 | 0 | 0 |
| LILLY ELI  CO COM | Stock | 532457108 |  | 1371900 | 3750 | SH |  | SOLE |  | 3500 | 0 | 250 |
| APOLLO GLOBAL MGMT INC COM | Stock | 03769M106 |  | 983901 | 15424 | SH |  | SOLE |  | 0 | 0 | 15424 |
| COINBASE GLOBAL INC COM CL A | Stock | 19260Q107 |  | 885 | 25 | SH |  | SOLE |  | 0 | 0 | 25 |
| GXO LOGISTICS INC | Stock | 36262G101 |  | 512280 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| ENPHASE ENERGY INC COM | Stock | 29355A107 |  | 1059840 | 4000 | SH |  | SOLE |  | 4000 | 0 | 0 |
| L3HARRIS TECHNOLOGIES INC COM | Stock | 502431109 |  | 421001 | 2022 | SH |  | SOLE |  | 0 | 0 | 2022 |
| SUNOCO LP/SUNOCO FIN CORP COM UT REP LP | Stock | 86765K109 |  | 4310 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| VANECK SEMICONDUCTOR ETF | ETF | 92189F676 |  | 1112314 | 5481 | SH |  | SOLE |  | 0 | 0 | 5481 |
| CHENIERE ENERGY INC COM NEW | Stock | 16411R208 |  | 749800 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| CONSTELLATION ENERGY CORP COM | Stock | 21037T109 |  | 1982830 | 23000 | SH |  | SOLE |  | 23000 | 0 | 0 |
| PALO ALTO NETWORKS INC COM | Stock | 697435105 |  | 418620 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| CARLYLE GROUP INC COM | Stock | 14316J108 |  | 1469083 | 49232 | SH |  | SOLE |  | 0 | 0 | 49231 |
| DIAMONDBACK ENERGY INC COM | Stock | 25278X109 |  | 2188480 | 16000 | SH |  | SOLE |  | 16000 | 0 | 0 |
| PIONEER NAT RES CO COM | Stock | 723787107 |  | 1827120 | 8000 | SH |  | SOLE |  | 8000 | 0 | 0 |
| ACCENTURE PLC IRELAND SHS CLASS A | Stock | G1151C101 |  | 973966 | 3650 | SH |  | SOLE |  | 3650 | 0 | 0 |
| SPDR S METALS  MINING ETF | ETF | 78464A755 |  | 324488 | 6515 | SH |  | SOLE |  | 0 | 0 | 6514 |
| MANULIFE FINL CORP COM | Stock | 56501R106 |  | 838 | 47 | SH |  | SOLE |  | 0 | 0 | 47 |
| CURTISS WRIGHT CORP COM | Stock | 231561101 |  | 834950 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| BLACKSTONE INC COM | Stock | 09260D107 |  | 2249540 | 30321 | SH |  | SOLE |  | 4400 | 0 | 25921 |
| QUALCOMM INC COM | Stock | 747525103 |  | 243393 | 2214 | SH |  | SOLE |  | 0 | 0 | 2213 |
| MGM RESORTS INTERNATIONAL COM | Stock | 552953101 |  | 3353 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| DISCOVER FINL SVCS COM | Stock | 254709108 |  | 153593 | 1570 | SH |  | SOLE |  | 0 | 0 | 1570 |
| MCDONALDS CORP COM | Stock | 580135101 |  | 474354 | 1800 | SH |  | SOLE |  | 1800 | 0 | 0 |
| CAPITAL ONE FINL CORP COM | Stock | 14040H105 |  | 766138 | 8242 | SH |  | SOLE |  | 0 | 0 | 8241 |
| AT INC COM | Stock | 00206R102 |  | 26695 | 1450 | SH |  | SOLE |  | 0 | 0 | 1450 |
| ENERGY SELECT SECTOR SPDR FUND | ETF | 81369Y506 |  | 487438 | 5573 | SH |  | SOLE |  | 0 | 0 | 5572 |
| ISHARES U.S. CONSUMER STAPLES ETF | ETF | 464287812 |  | 608340 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| GENERAL ELECTRIC CO COM NEW | Stock | 369604301 |  | 8379 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | ETF | 464288513 |  | 58904 | 800 | SH |  | SOLE |  | 0 | 0 | 800 |
| CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND | ETF | 81369Y407 |  | 14853 | 115 | SH |  | SOLE |  | 0 | 0 | 115 |
| INDUSTRIAL SELECT SECTOR SPDR FUND | ETF | 81369Y704 |  | 336271 | 3424 | SH |  | SOLE |  | 0 | 0 | 3424 |
| ISHARES SEMICONDUCTOR ETF | ETF | 464287523 |  | 544610 | 1565 | SH |  | SOLE |  | 0 | 0 | 1565 |
| CHART INDUSTRIES | Stock | 16115Q308 |  | 1037070 | 9000 | SH |  | SOLE |  | 9000 | 0 | 0 |
| WELLS FARGO CO NEW COM | Stock | 949746101 |  | 10323 | 250 | SH |  | SOLE |  | 0 | 0 | 250 |
| UNION PAC CORP COM | Stock | 907818108 |  | 372726 | 1800 | SH |  | SOLE |  | 0 | 0 | 1800 |
| ISHARES PREFERRED  INCOME SECURITIES ETF | ETF | 464288687 |  | 65578 | 2148 | SH |  | SOLE |  | 0 | 0 | 2148 |
| NORTHROP GRUMMAN CORP COM | Stock | 666807102 |  | 872976 | 1600 | SH |  | SOLE |  | 1600 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC COM | Stock | 883556102 |  | 826035 | 1500 | SH |  | SOLE |  | 1500 | 0 | 0 |
| LOCKHEED MARTIN CORP COM | Stock | 539830109 |  | 972980 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| JPMORGAN CHASE  CO COM | Stock | 46625H100 |  | 1140209 | 8503 | SH |  | SOLE |  | 0 | 0 | 8502 |
| INVESCO DYNAMIC MEDIA ETF | ETF | 46137V696 |  | 3211 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| BANK AMERICA CORP COM | Stock | 060505104 |  | 935359 | 28242 | SH |  | SOLE |  | 0 | 0 | 28241 |
| VANGUARD CONSUMER DISCRETIONARY ETF | ETF | 92204A108 |  | 13141 | 60 | SH |  | SOLE |  | 0 | 0 | 60 |
| WALMART INC COM | Stock | 931142103 |  | 482086 | 3400 | SH |  | SOLE |  | 3400 | 0 | 0 |
| RAYTHEON TECHNOLOGIES CORP COM | Stock | 75513E101 |  | 607841 | 6023 | SH |  | SOLE |  | 0 | 0 | 6023 |
| TARGET CORP COM | Stock | 87612E106 |  | 968760 | 6500 | SH |  | SOLE |  | 6500 | 0 | 0 |
| PFIZER INC COM | Stock | 717081103 |  | 108311 | 2114 | SH |  | SOLE |  | 0 | 0 | 2113 |
| ALPHABET INC CAP STK CL C | Stock | 02079K107 |  | 2189945 | 24681 | SH |  | SOLE |  | 0 | 0 | 24681 |
| AMERICAN EXPRESS CO COM | Stock | 025816109 |  | 845007 | 5719 | SH |  | SOLE |  | 0 | 0 | 5719 |
| SPDR S OIL  GAS EXPLORATION  PRODUCTION ETF | ETF | 78468R556 |  | 1154980 | 8500 | SH |  | SOLE |  | 8500 | 0 | 0 |
| ALIBABA GROUP HLDG LTD SPONSORED ADS | ADR | 01609W102 |  | 1233 | 14 | SH |  | SOLE |  | 0 | 0 | 14 |
| LOEWS CORP COM | Stock | 540424108 |  | 14746 | 253 | SH |  | SOLE |  | 0 | 0 | 252 |
| CITIGROUP INC COM NEW | Stock | 172967424 |  | 18735 | 414 | SH |  | SOLE |  | 0 | 0 | 414 |
| UNITEDHEALTH GROUP INC COM | Stock | 91324P102 |  | 980833 | 1850 | SH |  | SOLE |  | 1850 | 0 | 0 |
| DEERE  CO COM | Stock | 244199105 |  | 1843668 | 4300 | SH |  | SOLE |  | 4300 | 0 | 0 |
| APPLE INC COM | Stock | 037833100 |  | 2773527 | 21346 | SH |  | SOLE |  | 6000 | 0 | 15346 |
| ABBOTT LABS COM | Stock | 002824100 |  | 21958 | 200 | SH |  | SOLE |  | 0 | 0 | 200 |
| DISNEY WALT CO COM | Stock | 254687106 |  | 3562 | 41 | SH |  | SOLE |  | 0 | 0 | 41 |
| FERRARI N V COM | Stock | N3167Y103 |  | 6462 | 30 | SH |  | SOLE |  | 0 | 0 | 30 |

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