# EDGAR Filing Document

**Accession Number:** 0001590976
**File Stem:** 0001590976-23-000015
**Filing Date:** 2023-2
**Character Count:** 4834
**Document Hash:** 57288c5f9d04059cdc7858ce888d1e82
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001590976-23-000015.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001590976-23-000015

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20230209

**ITEM INFORMATION**: Unregistered Sales of Equity Securities

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MALIBU BOATS, INC.
- **CENTRAL INDEX KEY:** 0001590976
- **STANDARD INDUSTRIAL CLASSIFICATION:** SHIP & BOAT BUILDING & REPAIRING [3730]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-36290
- **FILM NUMBER:** 23628963

**BUSINESS ADDRESS:**
- **STREET 1:** 5075 KIMBERLY WAY
- **CITY:** LOUDON
- **STATE:** TN
- **ZIP:** 37774
- **BUSINESS PHONE:** 865-458-5478

**MAIL ADDRESS:**
- **STREET 1:** 5075 KIMBERLY WAY
- **CITY:** LOUDON
- **STATE:** TN
- **ZIP:** 37774

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Malibu Boats, Inc.
- **DATE OF NAME CHANGE:** 20131104

?xml version="1.0" ? mbuu-20230209

 **UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K** 

**CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE**

**SECURITIES EXCHANGE ACT OF 1934**

Date of Report (Date of earliest event reported): February 9, 2023

![mbuu-20230209_g1.jpg](mbuu-20230209_g1.jpg)

**MALIBU BOATS, INC.** 

*(Exact Name of Registrant as specified in its charter)*

**Commission file number: 001-36290** 

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **Delaware** | **5075 Kimberly Way,** | **Loudon,** | **Tennessee** | **37774** | **46-4024640** |
| *(State or other jurisdiction of<br>incorporation or organization)* | *(Address of principal executive offices,<br>including zip code)* | *(Address of principal executive offices,<br>including zip code)* | *(Address of principal executive offices,<br>including zip code)* | *(Address of principal executive offices,<br>including zip code)* | *(I.R.S. Employer<br>Identification No.)* |

---

---

| | |
|:---|:---|
| **(865)** | **458-5478** |
| *(Registrant's telephone number,<br>including area code)* | *(Registrant's telephone number,<br>including area code)* |

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

**Securities registered pursuant to Section 12(b) of the Act:**

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading Symbol(s)** | **Name of each exchange on which registered** |
| Class A Common Stock, par value $0.01 | MBUU | Nasdaq Global Select Market |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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**Item 3.02. Unregistered Sales of Equity Securities.**

On February 9, 2023, in connection with the transfer of limited liability company interests ("LLC Units") of Malibu Boats Holdings, LLC (the "LLC") by a member of the LLC to two new entities (the "New LLC Members") for no consideration, Malibu Boats, Inc. issued a total of two shares of its Class B Common Stock, par value $0.01 per share ("Class B Common Stock"), to the New LLC Members, each of which is an accredited investor, for nominal consideration. The shares of Class B Common Stock were issued in reliance on the exemption under Section 4(a)(2) of the Securities Act of 1933, as amended.

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**SIGNATURES** 

&nbsp;&nbsp;&nbsp;&nbsp;Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
| | **MALIBU BOATS, INC**.  | **MALIBU BOATS, INC**.  |
| | By: | /s/ Jack Springer |
| Date: February 14, 2023 |  | Jack Springer |
|  |  | Chief Executive Officer |

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