# EDGAR Filing Document

**Accession Number:** 0001683471
**File Stem:** 0001145549-23-009974
**Filing Date:** 2023-2
**Character Count:** 12658
**Document Hash:** 79e6920d5b784439db9e8a50ee681141
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-009974.hdr.sgml**: 20230224

**ACCESSION NUMBER**: 0001145549-23-009974

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230224

**DATE AS OF CHANGE**: 20230224

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Listed Funds Trust
- **CENTRAL INDEX KEY:** 0001683471
- **IRS NUMBER:** 826272597
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23226
- **FILM NUMBER:** 23667028

**BUSINESS ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 414-765-5144

**MAIL ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Active Weighting Funds ETF Trust
- **DATE OF NAME CHANGE:** 20160830

## Series and Classes Contracts Data

### Roundhill MEME ETF (Series ID: S000074284)

| Class ID   | Class Name         | Ticker Symbol   |
|:---|:---|:---|
| C000231929 | Roundhill MEME ETF | MEME            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Listed Funds Trust

- **b. Investment Company Act file number:** 811-23226

- **c. CIK number of Registrant:** 0001683471

- **d. LEI of Registrant:** 549300C5D73JL0P1YC11

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 414-516-1681

**Item A.2. Information about the Series.**

- **a. Name of Series:** Roundhill MEME ETF

- **b. EDGAR series identifier (if any):** S000074284

- **c. LEI of Series:** 549300CIL4UJO9GMMS50

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $895916.23

**Total Liabilities:** $133195.61

**Net Assets:** $762720.62

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000231929 | 8.04%                | 3.87%                | -19.40%              |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $1956.09                 | $66281.71                                  |
| Month 2  | $-30154.10               | $68288.03                                  |
| Month 3  | $-62941.13               | $-138050.32                                |

### Schedule of Portfolio Investments

| Name                                      | Title                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Enphase Energy Inc                        | Enphase Energy Inc                         | CUSIP: 29355A107<br>LEI: 5493008U7KIGMI59Z314 | Long             | EC               | CORP              | US        |       108 | NS      | $28615.68     | 3.75%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Government Obli            | First American Government Obligations Fund | CUSIP: 31846V336<br>LEI: 549300R5MYM6VZF1RM44 | Long             | STIV             | RF                | US        |       813 | NS      | $812.53       | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| GameStop Corp                             | GameStop Corp                              | CUSIP: 36467W109<br>LEI: 549300505KLOET039L77 | Long             | EC               | CORP              | US        |      1578 | NS      | $29129.88     | 3.82%             |  |  |  | No            |                  1 | On Loan: —       |
| Gitlab Inc                                | Gitlab Inc                                 | CUSIP: 37637K108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       659 | NS      | $29944.96     | 3.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Moderna Inc                               | Moderna Inc                                | CUSIP: 60770K107<br>LEI: 549300EI6OKH5K5Q2G38 | Long             | EC               | CORP              | US        |       170 | NS      | $30535.40     | 4.00%             |  |  |  | No            |                  1 | On Loan: No      |
| MongoDB Inc                               | MongoDB Inc                                | CUSIP: 60937P106<br>LEI: 549300TPTG69WKWE1Z37 | Long             | EC               | CORP              | US        |       162 | NS      | $31888.08     | 4.18%             |  |  |  | No            |                  1 | On Loan: No      |
| NIO Inc                                   | NIO Inc                                    | CUSIP: 62914V106<br>LEI: 549300JBU4TV5OCKJV96 | Long             | EC               | CORP              | CN        |      2829 | NS      | $27582.75     | 3.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Occidental Petroleum Corp                 | Occidental Petroleum Corp                  | CUSIP: 674599105<br>LEI: IM7X0T3ECJW4C1T7ON55 | Long             | EC               | CORP              | US        |       525 | NS      | $33069.75     | 4.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Palantir Technologies Inc                 | Palantir Technologies Inc                  | CUSIP: 69608A108<br>LEI: 549300UVN46B3BBDHO85 | Long             | EC               | CORP              | US        |      4755 | NS      | $30527.10     | 4.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Peloton Interactive Inc                   | Peloton Interactive Inc                    | CUSIP: 70614W100<br>LEI: 5493002YS021166W0339 | Long             | EC               | CORP              | US        |      3064 | NS      | $24328.16     | 3.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Robinhood Markets Inc                     | Robinhood Markets Inc                      | CUSIP: 770700102<br>LEI: 213800FS5AO3YWIE6F63 | Long             | EC               | CORP              | US        |      3811 | NS      | $31021.54     | 4.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Snowflake Inc                             | Snowflake Inc                              | CUSIP: 833445109<br>LEI: 254900CJNSY1K7T53Z16 | Long             | EC               | CORP              | US        |       230 | NS      | $33014.20     | 4.33%             |  |  |  | No            |                  1 | On Loan: No      |
| SoFi Technologies Inc                     | SoFi Technologies Inc                      | CUSIP: 83406F102<br>LEI: 549300SW81JCMVZDDY09 | Long             | EC               | CORP              | US        |      7072 | NS      | $32601.92     | 4.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                                 | Tesla Inc                                  | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |       218 | NS      | $26853.24     | 3.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Tilray Brands Inc                         | Tilray Brands Inc                          | CUSIP: 88688T100<br>LEI: 549300Y4V60733TO1478 | Long             | EC               | CORP              | CA        |     10065 | NS      | $27074.85     | 3.55%             |  |  |  | No            |                  1 | On Loan: —       |
| Ubiquiti Inc                              | Ubiquiti Inc                               | CUSIP: 90353W103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       119 | NS      | $32550.07     | 4.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Ulta Beauty Inc                           | Ulta Beauty Inc                            | CUSIP: 90384S303<br>LEI: 529900CIV6HN8M28YM82 | Long             | EC               | CORP              | US        |        73 | NS      | $34242.11     | 4.49%             |  |  |  | No            |                  1 | On Loan: No      |
| XPeng Inc                                 | XPeng Inc                                  | CUSIP: 98422D105<br>LEI: 549300TZNMIREMWQU857 | Long             | EC               | CORP              | CN        |      3186 | NS      | $31668.84     | 4.15%             |  |  |  | No            |                  1 | On Loan: —       |
| Mount Vernon Liquid Assets Portfolio, LLC | Mount Vernon Liquid Assets Portfolio, LLC  | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | PF                | US        |    132687 | NS      | $132687.25    | 17.40%            |  |  |  | No            |                  1 | On Loan: No      |
| Manchester United Plc                     | Manchester United Plc                      | CUSIP: N/A<br>LEI: 529900GWGZPE83MJOV59       | Long             | EC               | CORP              | GB        |      1502 | NS      | $35041.66     | 4.59%             |  |  |  | No            |                  1 | On Loan: No      |
| ZIM Integrated Shipping Servic            | ZIM Integrated Shipping Services Ltd       | CUSIP: N/A<br>LEI: 21380089EIJRELKAIL21       | Long             | EC               | CORP              | IL        |      1870 | NS      | $32145.30     | 4.21%             |  |  |  | No            |                  1 | On Loan: —       |
| AMC Entertainment Holdings Inc            | AMC Entertainment Holdings Inc             | CUSIP: 00165C104<br>LEI: 549300ZO77UNR6NRBR11 | Long             | EC               | CORP              | US        |      6179 | NS      | $25148.53     | 3.30%             |  |  |  | No            |                  1 | On Loan: —       |
| Alibaba Group Holding Ltd                 | Alibaba Group Holding Ltd                  | CUSIP: 01609W102<br>LEI: 5493001NTNQJDH60PM02 | Long             | EC               | CORP              | CN        |       378 | NS      | $33298.02     | 4.37%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackBerry Ltd                            | BlackBerry Ltd                             | CUSIP: 09228F103<br>LEI: 549300HJD8NEGT71RF07 | Long             | EC               | CORP              | CA        |      7775 | NS      | $25346.50     | 3.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Cloudflare Inc                            | Cloudflare Inc                             | CUSIP: 18915M107<br>LEI: 5493007DY18BGNLDWU14 | Long             | EC               | CORP              | US        |       690 | NS      | $31194.90     | 4.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Coinbase Global Inc                       | Coinbase Global Inc                        | CUSIP: 19260Q107<br>LEI: 5493004G3J2SC154DU06 | Long             | EC               | CORP              | US        |       897 | NS      | $31744.83     | 4.16%             |  |  |  | No            |                  1 | On Loan: —       |
| DocuSign Inc                              | DocuSign Inc                               | CUSIP: 256163106<br>LEI: 549300Q7PVDWRZ39JG09 | Long             | EC               | CORP              | US        |       583 | NS      | $32309.86     | 4.24%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-24

**Name of Applicant:** Listed Funds Trust

**Signature:** /s/Travis Babich

**Name of Signer:** Travis Babich

**Title:** Treasurer