# EDGAR Filing Document

**Accession Number:** 0001565241
**File Stem:** 0001565241-26-000004
**Filing Date:** 2026-5
**Character Count:** 2478
**Document Hash:** 03eb259410dc1dea50e0dd8f0be05d9f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001565241-26-000004.hdr.sgml**: 20260526

**ACCESSION NUMBER**: 0001565241-26-000004

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260526

**DATE AS OF CHANGE**: 20260526

**EFFECTIVENESS DATE**: 20260526

**PERIOD START**: 20250401

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** JM FINANCIAL SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0001565241

**ORGANIZATION NAME:**
- **EIN:** 680682842
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-69218
- **FILM NUMBER:** 261020623

**BUSINESS ADDRESS:**
- **STREET 1:** 1177 AVENUE OF THE AMERICAS
- **STREET 2:** 5TH FLOOR, OFFICE NO. 5045 AND 5046
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036
- **BUSINESS PHONE:** 332-900-4958

**MAIL ADDRESS:**
- **STREET 1:** 1177 AVENUE OF THE AMERICAS
- **STREET 2:** 5TH FLOOR, OFFICE NO. 5045 AND 5046
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036

### Attached PDF Documents

**Attachment 1:** `jmpublic2026.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001565241

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 04-01-2025

**Report Period End Date:** 03-31-2026

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** JM FINANCIAL SECURITIES, INC.

**Business Address:** 1177 AVENUE OF THE AMERICAS, 5TH FLOOR, OFFICE NO. 5045 AND 5046, NEW YORK, NY, 10036

**Contact Person:** Emily Abbruzzese

**Contact Phone:** 5168584766

### Independent Public Accountant Identification

**Accountant Name:** KNAV CPA LLP

**Accountant Address:** 1177 Avenue of the Americas 5th Floor, New York, NY, 10036

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Arunava Das**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **JM FINANCIAL SECURITIES, INC.**, as of **03-31-2026**, are true and correct.

**Signature:** Arunava Das

**Title:** CEO