# EDGAR Filing Document

**Accession Number:** 0001587987
**File Stem:** 0001587987-23-000065
**Filing Date:** 2023-3
**Character Count:** 2767
**Document Hash:** 6b28ac09cd735065cc1e5a13b782e77a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001587987-23-000065.hdr.sgml**: 20230306

**ACCESSION NUMBER**: 0001587987-23-000065

**CONFORMED SUBMISSION TYPE**: AW

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230306

**DATE AS OF CHANGE**: 20230306

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NewtekOne, Inc.
- **CENTRAL INDEX KEY:** 0001587987
- **STANDARD INDUSTRIAL CLASSIFICATION:** NATIONAL COMMERCIAL BANKS [6021]
- **IRS NUMBER:** 463755188
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** AW

**SEC ACT:**
- **SEC FILE NUMBER:** 333-237974
- **FILM NUMBER:** 23708116

**BUSINESS ADDRESS:**
- **STREET 1:** 4800 T REX AVENUE
- **STREET 2:** SUITE 120
- **CITY:** BOCA RATON
- **STATE:** FL
- **ZIP:** 33431
- **BUSINESS PHONE:** 212-356-9500

**MAIL ADDRESS:**
- **STREET 1:** 4800 T REX AVENUE
- **STREET 2:** SUITE 120
- **CITY:** BOCA RATON
- **STATE:** FL
- **ZIP:** 33431

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Newtek Business Services Corp.
- **DATE OF NAME CHANGE:** 20130930

March 6, 2023

**<u>VIA EDGAR</u>**

U.S. Securities and Exchange Commission

100 F Street, N.E.

Division of Corporation Finance

Washington, D.C. 20549

Attention: Madeline Joy Mateo, Tonya K. Aldave, William Schroeder and Ben Phippen

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| | |
|:---|:---|
| **Re:** | **Re: NewtekOne, Inc.**<br>**Amendment No. 1 to Registration Statement on Form S-3/A Filed March 3, 2023**<br>**File No. 333-269452** |

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Ladies and Gentlemen:

NewtekOne, Inc. (the "Company") hereby notifies the staff of the Division of Corporation Finance (the "Staff") of the United States Securities and Exchange Commission (the "Commission") of an inadvertent fling submission under an incorrect file number. On March 3, 2023, the Company filed with the Commission via EDGAR Pre-Effective Amendment No. 1 to its Form S-3 on form type S-3/A under File Number 333-237974. On March 6, 2023, the Company re-filed Pre-Effective Amendment No. 1 to Form S-3 on form type S-3/A under the correct file number, 333-269452. No securities were sold under the registration statement.

Pursuant to Rule 477 under the Securities Act of 1933, as amended, the Company hereby requests the withdrawal of the erroneously-filed Amendment (Accession No. 0001587987-23-000060).

If you have any questions or require any additional information in connection with the filing, please do not hesitate to contact the undersigned at (212) 356-9500.

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| |
|:---|
| Very truly yours, |
| /s/ Barry Sloane |
| Barry Sloane |
| Chief Executive Officer, President and Chairman of the Board |

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cc: Michael Schwartz, Chief Legal Officer, Chief Compliance Officer and Corporate Secretary <br> Jared M. Fishman, Sullivan & Cromwell LLP

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