# EDGAR Filing Document

**Accession Number:** 0001886148
**File Stem:** 0001886148-23-000001
**Filing Date:** 2023-3
**Character Count:** 4910
**Document Hash:** e2b2a179a9973a6d00db0cc423f0020e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001886148-23-000001.hdr.sgml**: 20230309

**ACCESSION NUMBER**: 0001886148-23-000001

**CONFORMED SUBMISSION TYPE**: CFPORTAL/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230309

**EFFECTIVENESS DATE**: 20230309

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALAO Invest LLC
- **CENTRAL INDEX KEY:** 0001886148
- **IRS NUMBER:** 872464031
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** CFPORTAL/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 007-00331
- **FILM NUMBER:** 23720079

**BUSINESS ADDRESS:**
- **STREET 1:** 164 CHRISTOPHER STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10014
- **BUSINESS PHONE:** 917-886-9701

**MAIL ADDRESS:**
- **STREET 1:** 164 CHRISTOPHER STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10014

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM CFPORTAL

### FUNDING PORTAL REGISTRATION AND REPORTING

### Filer Information

**Filer CIK:** 0001886148

**Filer CCC:** XXXXXXXX

### Identifying Information

**Full Name of Funding Portal:** ALAO Invest LLC

**Amendment Explanation:** This is an amendment to update our website URL and our address

**Other Business Name(s):** ALAO

**Website URL(s):** mobile app that can be downloaded on App Store named ALAO: Social Startup Investing

**IRS Employer ID No.:** 87-2464031

**Portal's Main Street Address:** 164 CHRISTOPHER STREET, NEW YORK, NY, 10014

**Mailing Address:** 164 CHRISTOPHER STREET, NEW YORK, NY, 10014

**Contact Telephone:** 9178869701

**Contact E-mail:** peter@alaoinvest.com

**Contact Employee:** Peter Concannon Sweeney, CEO

**Fiscal Year End:** December

**Previously registered with Commission?:** No

**Registered with a foreign financial authority?:** No

### Form of Organization

**Legal Status:** Limited Liability Company

**State/Country of Formation:** DE

**Date of Formation:** 08-23-2021

### Successions

**Is the applicant succeeding to the business of a currently registered funding portal?** No

### Control Relationships

Persons/entities that directly or indirectly control the applicant:

- ALAO, Inc.

- Peter Sweeney

- Matthew McGeagh

### Disclosure Information

**Criminal Disclosure:** No

**Regulatory Action Disclosure:** No

**Civil Judicial Disclosure:** No

**Financial Disclosure:** No

**Does the applicant engage in any non-securities related business?** No

### Qualified Third Party Arrangements

**Name of person:** North Capital

**Address:** 623 E Fort union Blvd., Suite 101, Salt Lake City, UT, 84047

**Phone Number:** 8886257768

**Compensation Description:** The funding portal does not yet have any compensation arrangements with issuers. In the future, the funding portal intends to charge issuers a commission for funds raised, and possibly other fees as well

### Execution

**Date:** 10-07-2021

**Full Legal Name of Funding Portal:** ALAO Invest LLC

**By (Signature):** Peter Sweeney

**Title:** CEO

### FORM FUNDING PORTAL SCHEDULE A: Direct Owners and Executive Officers

| Full Legal Name           | Entity Type          | Title or Status   | Date Acquired   | Ownership Code    | Control Person?   | CRD No.   | IRS Tax No.   | IRS Employer ID No.   |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| Sweeney, Peter, Concannom | NP (Natural Person)  | CEO               | 08/2021         | NA - less than 5% | Yes               | 007095355 |  |  |
| ALAO, Inc.                | DE (Domestic Entity) | Holding Company   | 01/2022         | E - 75% or more   | Yes               |  |  |  |
| McGeagh, Matthew, Henry   | NP (Natural Person)  | CFO               | 08/2021         | NA - less than 5% | Yes               | 006651580 |  |  |
| Ferguson, Charles, Brooks | NP (Natural Person)  | CTO               | 08/2021         | NA - less than 5% | Yes               | 007410673 |  |  |

### FORM FUNDING PORTAL SCHEDULE B: Amendments to Schedule A

| Full Legal Name           | Type of Amendment   | Entity Type          | Title or Status   | Date Acquired   | Ownership Code    | Control Person?   | CRD No.   | IRS Tax No.   | IRS Employer ID No.   |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| Sweeney, Peter, Concannom | A                   | NP (Natural Person)  | CEO               | 08/2021         | NA - less than 5% | Yes               | 007095355 |  |  |
| ALAO, Inc.                | A                   | DE (Domestic Entity) | Holding Company   | 01/2022         | E - 75% or more   | Yes               |  |  |  |
| McGeagh, Matthew, Henry   | A                   | NP (Natural Person)  | CFO               | 08/2021         | NA - less than 5% | Yes               | 006651580 |  |  |
| Ferguson, Charles, Brooks | A                   | NP (Natural Person)  | CTO               | 08/2021         | NA - less than 5% | Yes               | 007410673 |  |  |