# EDGAR Filing Document

**Accession Number:** 0001318008
**File Stem:** 0001193125-23-011376
**Filing Date:** 2023-1
**Character Count:** 13050
**Document Hash:** 6cc4e0c06382be5d4384976cc125721f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-23-011376.hdr.sgml**: 20230120

**ACCESSION NUMBER**: 0001193125-23-011376

**CONFORMED SUBMISSION TYPE**: SC 13G/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230120

**DATE AS OF CHANGE**: 20230120

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Zumiez Inc
- **CENTRAL INDEX KEY:** 0001318008
- **STANDARD INDUSTRIAL CLASSIFICATION:** RETAIL-APPAREL & ACCESSORY STORES [5600]
- **IRS NUMBER:** 911040022
- **STATE OF INCORPORATION:** WA
- **FISCAL YEAR END:** 0129

**FILING VALUES:**
- **FORM TYPE:** SC 13G/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-81394
- **FILM NUMBER:** 23538842

**BUSINESS ADDRESS:**
- **STREET 1:** 4001 204TH STREET  SW
- **CITY:** LYNNWOOD
- **STATE:** WA
- **ZIP:** 98036
- **BUSINESS PHONE:** 425-551-1500

**MAIL ADDRESS:**
- **STREET 1:** 4001 204TH STREET  SW
- **CITY:** LYNNWOOD
- **STATE:** WA
- **ZIP:** 98036
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Brooks Richard Miles
- **CENTRAL INDEX KEY:** 0001323608

**FILING VALUES:**
- **FORM TYPE:** SC 13G/A

**MAIL ADDRESS:**
- **STREET 1:** 6300 MERRILL CREEK PARKWAY
- **STREET 2:** SUITE B
- **CITY:** EVERETT
- **STATE:** WA
- **ZIP:** 98203

------

------

**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION** 

**Washington, D.C. 20549** 

------

**SCHEDULE 13G** 

**Under the Securities Exchange Act of 1934** 

**(Amendment No. 17)\*** 

------

## Zumiez Inc.
**(Name of Issuer)** 

------

**Common Stock, no par value** 

**(Title of Class of Securities)** 

**989817101** 

**(CUSIP Number)** 

**December 31, 2022** 

**(Date of Event Which Requires Filing of this Statement)** 

------

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

\* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

------

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;&nbsp;&nbsp; <br> CUSIP No. 989817101 | &nbsp;&nbsp;&nbsp;&nbsp; <br> CUSIP No. 989817101 | &nbsp;&nbsp;&nbsp;&nbsp; <br> CUSIP No. 989817101 | &nbsp;&nbsp;&nbsp;&nbsp; <br> CUSIP No. 989817101 |  |
| &nbsp;&nbsp;&nbsp; 1. | Names of Reporting Persons<br>Richard M. Brooks | Names of Reporting Persons<br>Richard M. Brooks | Names of Reporting Persons<br>Richard M. Brooks |  |
| &nbsp;&nbsp;&nbsp; 2. | Check the Appropriate Box if a Member of a Group (See Instructions)<br> (a) ☐ (b) ☐ | Check the Appropriate Box if a Member of a Group (See Instructions)<br> (a) ☐ (b) ☐ | Check the Appropriate Box if a Member of a Group (See Instructions)<br> (a) ☐ (b) ☐ |  |
| &nbsp;&nbsp;&nbsp; 3. | SEC Use Only | SEC Use Only | SEC Use Only |  |
| &nbsp;&nbsp;&nbsp; 4. | Citizenship or Place of Organization<br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;United States of America | Citizenship or Place of Organization<br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;United States of America | Citizenship or Place of Organization<br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;United States of America |  |
| &nbsp;&nbsp;&nbsp; Number of<br> Shares<br> Beneficially<br> Owned by<br> Each<br> Reporting<br> Person<br> With | &nbsp;&nbsp;&nbsp; Number of<br> Shares<br> Beneficially<br> Owned by<br> Each<br> Reporting<br> Person<br> With | 5. | Sole Voting Power<br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2,573,024 |  |
| &nbsp;&nbsp;&nbsp; Number of<br> Shares<br> Beneficially<br> Owned by<br> Each<br> Reporting<br> Person<br> With | &nbsp;&nbsp;&nbsp; Number of<br> Shares<br> Beneficially<br> Owned by<br> Each<br> Reporting<br> Person<br> With | 6. | Shared Voting Power<br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;0 |  |
| &nbsp;&nbsp;&nbsp; Number of<br> Shares<br> Beneficially<br> Owned by<br> Each<br> Reporting<br> Person<br> With | &nbsp;&nbsp;&nbsp; Number of<br> Shares<br> Beneficially<br> Owned by<br> Each<br> Reporting<br> Person<br> With | 7. | Sole Dispositive Power<br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2,573,024 |  |
| &nbsp;&nbsp;&nbsp; Number of<br> Shares<br> Beneficially<br> Owned by<br> Each<br> Reporting<br> Person<br> With | &nbsp;&nbsp;&nbsp; Number of<br> Shares<br> Beneficially<br> Owned by<br> Each<br> Reporting<br> Person<br> With | 8. | Shared Dispositive Power<br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;0 |  |
| &nbsp;&nbsp;&nbsp; &nbsp;&nbsp;&nbsp;&nbsp;9. | Aggregate Amount Beneficially Owned by Each Reporting Person<br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2,573,024 | Aggregate Amount Beneficially Owned by Each Reporting Person<br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2,573,024 | Aggregate Amount Beneficially Owned by Each Reporting Person<br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2,573,024 |  |
| &nbsp;&nbsp;&nbsp; 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) | ☐ |
| &nbsp;&nbsp;&nbsp; 11. | Percent of Class Represented by Amount in Row (9)<br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;13.20%\* | Percent of Class Represented by Amount in Row (9)<br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;13.20%\* | Percent of Class Represented by Amount in Row (9)<br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;13.20%\* |  |
| &nbsp;&nbsp;&nbsp; 12. | Type of Reporting Person (See Instructions)<br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;IN | Type of Reporting Person (See Instructions)<br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;IN | Type of Reporting Person (See Instructions)<br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;IN |  |

---

------

\* Based on 19,490,000 shares of the Issuer's Common Stock outstanding as of October 29, 2022 as reported on the Issuer's Quarterly Report filed on December 5, 2022.

------

---

| | | |
|:---|:---|:---|
|  **Item 1.** | (a) | Name of Issuer |
|  |  | Zumiez Inc. (the "Issuer") |
|  | (b) | Address of Issuer's Principal Executive Offices |
|  |  | 4001 204<sup>th</sup> Street SW<br> Lynnwood, Washington 98036 |
|  **Item 2.** | (a) | Name of Person Filing |
|  |  | Richard M. Brooks |
|  | (b) | Address of Principal Business Office or, if none, Residence |
|  |  | 4001 204<sup>th</sup> Street SW<br> Lynnwood, Washington 98036 |
|  | (c) | Citizenship |
|  |  | United States of America |
|  | (d) | Title of Class of Securities |
|  |  | Common Stock, no par value |
|  | (e) | CUSIP Number<br>989817101 |
|  **Item 3.** | **If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:** | **If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:** |
|  | (a) | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
|  | (b) | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
|  | (c) | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). |
|  | (d) | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). |
|  | (e) | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
|  | (f) | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
|  | (g) | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); |
|  | (h) | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
|  | (i) | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
|  | (j) | Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
|  | Not Applicable | Not Applicable |

---

------

---

| | | | |
|:---|:---|:---|:---|
|  **Item 4.** | **Ownership** | **Ownership** | **Ownership** |
| Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified<br>in Item 1. | Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified<br>in Item 1. | Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified<br>in Item 1. | Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified<br>in Item 1. |
|  | (a) | Amount beneficially owned: See the response to Item 9 on the attached cover page. | Amount beneficially owned: See the response to Item 9 on the attached cover page. |
|  | (b) | Percent of class: See the response to Item 11 on the attached cover page. | Percent of class: See the response to Item 11 on the attached cover page. |
|  | (c) | Number of shares as to which the person has: | Number of shares as to which the person has: |
|  |  | (i) | Sole power to vote or to direct the vote<br>See the response to Item 5 on the attached cover page. |
|  |  | (ii) | Shared power to vote or to direct the vote<br>See the response to Item 6 on the attached cover page. |
|  |  | (iii) | Sole power to dispose or to direct the disposition of<br>See the response to Item 7 on the attached cover page. |
|  |  | (iv) | Shared power to dispose or to direct the disposition of<br>See the response to Item 8 on the attached cover page. |
|  **Item 5.** | **Ownership of Five Percent or Less of a Class** | **Ownership of Five Percent or Less of a Class** | **Ownership of Five Percent or Less of a Class** |
| If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner<br>of more than five percent of the class of securities, check the following ☐. | If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner<br>of more than five percent of the class of securities, check the following ☐. | If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner<br>of more than five percent of the class of securities, check the following ☐. | If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner<br>of more than five percent of the class of securities, check the following ☐. |
| Not Applicable. | Not Applicable. | Not Applicable. | Not Applicable. |
|  **Item 6.** | **Ownership of More than Five Percent on Behalf of Another Person** | **Ownership of More than Five Percent on Behalf of Another Person** | **Ownership of More than Five Percent on Behalf of Another Person** |
| Not Applicable. | Not Applicable. | Not Applicable. | Not Applicable. |
|  **Item 7.** | **Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent<br>Holding Company or Control Person** | **Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent<br>Holding Company or Control Person** | **Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent<br>Holding Company or Control Person** |
| Not Applicable. | Not Applicable. | Not Applicable. | Not Applicable. |
|  **Item 8.** | **Identification and Classification of Members of the Group** | **Identification and Classification of Members of the Group** | **Identification and Classification of Members of the Group** |
| Not Applicable. | Not Applicable. | Not Applicable. | Not Applicable. |
|  **Item 9.** | **Notice of Dissolution of Group** | **Notice of Dissolution of Group** | **Notice of Dissolution of Group** |
| Not Applicable. | Not Applicable. | Not Applicable. | Not Applicable. |
|  **Item 10.** | **Certification** | **Certification** | **Certification** |
| Not Applicable. | Not Applicable. | Not Applicable. | Not Applicable. |

---

------

**Signature** 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

---

| |
|:---|
| January 20, 2023 |
| Date |
| /s/ RICHARD M. BROOKS  |
| **Signature** |
| Richard M. Brooks |
| **Name/Title** |

---