# EDGAR Filing Document

**Accession Number:** 0001532842
**File Stem:** 0001580642-23-000658
**Filing Date:** 2023-2
**Character Count:** 8231
**Document Hash:** ea3ef77114dd8da344ba7542e9144dde
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001580642-23-000658.hdr.sgml**: 20230202

**ACCESSION NUMBER**: 0001580642-23-000658

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230202

**DATE AS OF CHANGE**: 20230202

**EFFECTIVENESS DATE**: 20230202

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BTS Asset Management, Inc.
- **CENTRAL INDEX KEY:** 0001532842
- **IRS NUMBER:** 042689678
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15457
- **FILM NUMBER:** 23582176

**BUSINESS ADDRESS:**
- **STREET 1:** 55 OLD BEDFORD ROAD
- **STREET 2:** SUITE 203
- **CITY:** LINCOLN
- **STATE:** MA
- **ZIP:** 01773
- **BUSINESS PHONE:** 781-863-2545

**MAIL ADDRESS:**
- **STREET 1:** 55 OLD BEDFORD ROAD
- **STREET 2:** SUITE 203
- **CITY:** LINCOLN
- **STATE:** MA
- **ZIP:** 01773

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** BTS Asset Management Inc.<br>**Address:** 55 Old Bedford Road<br>Suite 203<br>Lincoln, MA 01773

**Form 13F File Number:** 028-15457

**CRD Number (if applicable):** 000105215

**SEC File Number (if applicable):** 801-14895

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Gary Shilman<br>**Title:** Regulatory  Strategic Accounts Director<br>**Phone:** 800-343-3040-339

**Signature, Place, and Date of Signing:**

/s/ Gary Shilman  Lincoln, MA  01-31-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 41

**Form 13F Information Table Value Total:** $228141707

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| Alerian MLP ETF | ETF | 00162Q452 |  | 508226 | 14250 | SH |  | SOLE |  | 0 | 0 | 0 |
| ALPS Sector Dividend Dogs ETF | ETF | 00162Q858 |  | 272070 | 5147 | SH |  | SOLE |  | 0 | 0 | 0 |
| Xtrackers USD High Yield Corporate Bond ETF | ETF | 233051432 |  | 53606406 | 1588741 | SH |  | SOLE |  | 0 | 0 | 0 |
| Global SuperDividend US ETF | ETF | 37950E291 |  | 285817 | 14218 | SH |  | SOLE |  | 0 | 0 | 0 |
| Invesco S 500 Low Volatility ETF | ETF | 46138E354 |  | 20876255 | 317765 | SH |  | SOLE |  | 0 | 0 | 0 |
| Invesco S 500 High Dividend Low Volatility ETF | ETF | 46138E362 |  | 394496 | 8866 | SH |  | SOLE |  | 0 | 0 | 0 |
| Invesco CEF Income Composite ETF | ETF | 46138E404 |  | 478199 | 22180 | SH |  | SOLE |  | 0 | 0 | 0 |
| Invesco Variable Rate Preferred ETF | ETF | 46138G870 |  | 457523 | 18035 | SH |  | SOLE |  | 0 | 0 | 0 |
| iShares Agency Bond ETF | ETF | 464288166 |  | 285767 | 2501 | SH |  | SOLE |  | 0 | 0 | 0 |
| iShares JP Morgan USD Emerging Markets Bond ETF | ETF | 464288281 |  | 296644 | 3149 | SH |  | SOLE |  | 0 | 0 | 0 |
| iShares National Muni Bond ETF | ETF | 464288414 |  | 839013 | 7609 | SH |  | SOLE |  | 0 | 0 | 0 |
| iShares International Select Dividend ETF | ETF | 464288448 |  | 531600 | 19578 | SH |  | SOLE |  | 0 | 0 | 0 |
| iShares iBoxx High Yield Corporate Bond ETF | ETF | 464288513 |  | 42430947 | 611175 | SH |  | SOLE |  | 0 | 0 | 0 |
| iShares Residential and Multisector Real Estate ETF | ETF | 464288562 |  | 524353 | 6912 | SH |  | SOLE |  | 0 | 0 | 0 |
| iShares MBS ETF | ETF | 464288588 |  | 616598 | 5772 | SH |  | SOLE |  | 0 | 0 | 0 |
| iShares US Treasury Bond ETF | ETF | 46429B267 |  | 271503 | 11678 | SH |  | SOLE |  | 0 | 0 | 0 |
| iShares Floating Rate Bond ETF | ETF | 46429B655 |  | 399953 | 7990 | SH |  | SOLE |  | 0 | 0 | 0 |
| iShares Treasury Floating Rate Bond ETF | ETF | 46434V860 |  | 537489 | 10661 | SH |  | SOLE |  | 0 | 0 | 0 |
| iShares Mortgage Real Estate ETF | ETF | 46435G342 |  | 279328 | 11414 | SH |  | SOLE |  | 0 | 0 | 0 |
| iShares Broad USD High Yield Corporate Bond ETF | ETF | 46435U853 |  | 955930 | 27305 | SH |  | SOLE |  | 0 | 0 | 0 |
| JPMorgan Equity Premium Income ETF | ETF | 46641Q332 |  | 544597 | 9697 | SH |  | SOLE |  | 0 | 0 | 0 |
| JPMorgan Nasdaq Equity Premium Income ETF | ETF | 46654Q203 |  | 559351 | 13041 | SH |  | SOLE |  | 0 | 0 | 0 |
| Janus Henderson AAA CLO ETF | ETF | 47103U845 |  | 669686 | 13651 | SH |  | SOLE |  | 0 | 0 | 0 |
| SPDR Nuveen Bloomberg High Yield Municipal Bond  ETF | ETF | 78464A284 |  | 430461 | 8594 | SH |  | SOLE |  | 0 | 0 | 0 |
| SPDR Bloomberg Convertible Securities ETF | ETF | 78464A359 |  | 410059 | 6229 | SH |  | SOLE |  | 0 | 0 | 0 |
| SPDR Blackstone Senior Loan ET | ETF | 78467V608 |  | 557782 | 13028 | SH |  | SOLE |  | 0 | 0 | 0 |
| SPDR Bloomberg Short Term High Yield Bond ETF | ETF | 78468R408 |  | 19999205 | 821930 | SH |  | SOLE |  | 0 | 0 | 0 |
| SPDR Portfolio High Yield Bond ETF | ETF | 78468R606 |  | 679142 | 29976 | SH |  | SOLE |  | 0 | 0 | 0 |
| SPDR Bloomberg High Yield Bond ETF | ETF | 78468R622 |  | 63408731 | 701725 | SH |  | SOLE |  | 0 | 0 | 0 |
| VanEck International High Yield Bond ETF | ETF | 92189F445 |  | 443634 | 20832 | SH |  | SOLE |  | 0 | 0 | 0 |
| Vanguard Total Bond Market ETF | ETF | 921937835 |  | 3273461 | 43042 | SH |  | SOLE |  | 0 | 0 | 0 |
| Vanguard Intermediate-Term Corporate Bond ETF | ETF | 92206C870 |  | 962020 | 10318 | SH |  | SOLE |  | 0 | 0 | 0 |
| iShares MSCI Emerging Markets ETF | ETF | 464287234 |  | 1328165 | 34561 | SH |  | SOLE |  | 0 | 0 | 0 |
| SPDR Dow Jones Indl Average ETF | ETF | 78467X109 |  | 3619276 | 10899 | SH |  | SOLE |  | 0 | 0 | 0 |
| iShares US Industrial ETF | ETF | 464287754 |  | 495351 | 5116 | SH |  | SOLE |  | 0 | 0 | 0 |
| Vanguard Small Cap Value Index Fund ETF | ETF | 922908611 |  | 1050199 | 6582 | SH |  | SOLE |  | 0 | 0 | 0 |
| Vanguard Information Technology Index Fund ETF | ETF | 92204A702 |  | 226052 | 707 | SH |  | SOLE |  | 0 | 0 | 0 |
| Vanguard Utilities Index Fund ETF | ETF | 92204A876 |  | 232877 | 1502 | SH |  | SOLE |  | 0 | 0 | 0 |
| Vanguard Dividend Appreciation Index Fund ETF | ETF | 921908844 |  | 3196304 | 20950 | SH |  | SOLE |  | 0 | 0 | 0 |
| Vanguard Financials Index Fund ETF | ETF | 92204A405 |  | 721423 | 8690 | SH |  | SOLE |  | 0 | 0 | 0 |
| Vanguard Health Care Index Fund ETF | ETF | 92204A504 |  | 485814 | 1952 | SH |  | SOLE |  | 0 | 0 | 0 |

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