# EDGAR Filing Document

**Accession Number:** 0002012519
**File Stem:** 0001951757-25-001308
**Filing Date:** 2025-11
**Character Count:** 13993
**Document Hash:** a89146af0ac6a11cb25a99d487e16df2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001951757-25-001308.hdr.sgml**: 20251107

**ACCESSION NUMBER**: 0001951757-25-001308

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251107

**DATE AS OF CHANGE**: 20251107

**EFFECTIVENESS DATE**: 20251107

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Prospect Financial Services LLC
- **CENTRAL INDEX KEY:** 0002012519

**ORGANIZATION NAME:**
- **EIN:** 113478882
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-23977
- **FILM NUMBER:** 251460493

**BUSINESS ADDRESS:**
- **STREET 1:** 445 BROAD HOLLOW ROAD
- **STREET 2:** STE CL-43
- **CITY:** MELVILLE
- **STATE:** NY
- **ZIP:** 11747
- **BUSINESS PHONE:** 6314245218

**MAIL ADDRESS:**
- **STREET 1:** 445 BROAD HOLLOW ROAD
- **STREET 2:** STE CL-43
- **CITY:** MELVILLE
- **STATE:** NY
- **ZIP:** 11747

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Prospect Financial Services LLC<br>**Address:** 445 BROAD HOLLOW ROAD<br>STE CL-43<br>MELVILLE, NY 11747

**Form 13F File Number:** 028-23977

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Sean Rooney<br>**Title:** Chief Compliance Officer<br>**Phone:** 631-424-5218

**Signature, Place, and Date of Signing:**

Sean Rooney  Melville, NY  11-07-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 104

**Form 13F Information Table Value Total:** $173867588

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABRDN PLATINUM ETF TRUST | PHYSCL PLATM SHS | 003260106 |  | 215750 | 1510 | SH |  | SOLE |  | 0 | 0 | 1510 |
| ACURX PHARMACEUTICALS INC | COM NEW | 00510M203 |  | 85302 | 19883 | SH |  | SOLE |  | 0 | 0 | 19883 |
| THE ALGER ETF TRUST | AI ENABLERS ADOP | 015564503 |  | 256693 | 6845 | SH |  | SOLE |  | 0 | 0 | 6845 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 9509280 | 39044 | SH |  | SOLE |  | 0 | 0 | 39044 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 5112208 | 21029 | SH |  | SOLE |  | 0 | 0 | 21029 |
| AMAZON COM INC | COM | 023135106 |  | 3058618 | 13930 | SH |  | SOLE |  | 0 | 0 | 13930 |
| APPLE INC | COM | 037833100 |  | 4849374 | 19045 | SH |  | SOLE |  | 0 | 0 | 19045 |
| ARK ETF TR | AUTNMUS TECHNLGY | 00214Q203 |  | 211964 | 1900 | SH |  | SOLE |  | 0 | 0 | 1900 |
| ARK ETF TR | GENOMIC REV ETF | 00214Q302 |  | 386399 | 13914 | SH |  | SOLE |  | 0 | 0 | 13914 |
| ARK ETF TR | INNOVATION ETF | 00214Q104 |  | 604877 | 7009 | SH |  | SOLE |  | 0 | 0 | 7009 |
| AT INC | COM | 00206R102 |  | 377282 | 13360 | SH |  | SOLE |  | 0 | 0 | 13360 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 604794 | 1203 | SH |  | SOLE |  | 0 | 0 | 1203 |
| BOEING CO | COM | 097023105 |  | 9240553 | 42814 | SH |  | SOLE |  | 0 | 0 | 42814 |
| BP PLC | SPONSORED ADR | 055622104 |  | 463344 | 13446 | SH |  | SOLE |  | 0 | 0 | 13446 |
| BROADCOM INC | COM | 11135F101 |  | 684348 | 2074 | SH |  | SOLE |  | 0 | 0 | 2074 |
| CAPITAL GROUP DIVIDEND VALUE | SHS CREATION UNI | 14020W106 |  | 530122 | 12613 | SH |  | SOLE |  | 0 | 0 | 12613 |
| CAVA GROUP INC | COM | 148929102 |  | 689519 | 11414 | SH |  | SOLE |  | 0 | 0 | 11414 |
| CHIPOTLE MEXICAN GRILL INC | COM | 169656105 |  | 530633 | 13540 | SH |  | SOLE |  | 0 | 0 | 13540 |
| CLOUDFLARE INC | CL A COM | 18915M107 |  | 258585 | 1205 | SH |  | SOLE |  | 0 | 0 | 1205 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 695962 | 752 | SH |  | SOLE |  | 0 | 0 | 752 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 |  | 744884 | 1519 | SH |  | SOLE |  | 0 | 0 | 1519 |
| ELI LILLY  CO | COM | 532457108 |  | 969603 | 1271 | SH |  | SOLE |  | 0 | 0 | 1271 |
| EXCHANGE TRADED CONCEPTS TRU | EMQQ THE EMERGIN | 301505889 |  | 607375 | 13080 | SH |  | SOLE |  | 0 | 0 | 13080 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 |  | 3149236 | 183522 | SH |  | SOLE |  | 0 | 0 | 183522 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 2006286 | 17794 | SH |  | SOLE |  | 0 | 0 | 17794 |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 316092600 |  | 1289177 | 19279 | SH |  | SOLE |  | 0 | 0 | 19279 |
| FIRST TR EXCHANGE-TRADED FD | WTR ETF | 33733B100 |  | 202128 | 1799 | SH |  | SOLE |  | 0 | 0 | 1799 |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 33734X846 |  | 210252 | 2766 | SH |  | SOLE |  | 0 | 0 | 2766 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 |  | 547503 | 30017 | SH |  | SOLE |  | 0 | 0 | 30017 |
| GLOBAL X FDS | NASDAQ 100 COVER | 37954Y483 |  | 259669 | 15266 | SH |  | SOLE |  | 0 | 0 | 15266 |
| GLOBAL X FDS | US PFD ETF | 37954Y657 |  | 918237 | 47259 | SH |  | SOLE |  | 0 | 0 | 47259 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 644482 | 809 | SH |  | SOLE |  | 0 | 0 | 809 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 2545770 | 18292 | SH |  | SOLE |  | 0 | 0 | 18292 |
| HOME DEPOT INC | COM | 437076102 |  | 253871 | 627 | SH |  | SOLE |  | 0 | 0 | 627 |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 46138G649 |  | 267134 | 1081 | SH |  | SOLE |  | 0 | 0 | 1081 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 7227538 | 12038 | SH |  | SOLE |  | 0 | 0 | 12038 |
| ISHARES BITCOIN TRUST ETF | SHS BEN INT | 46438F101 |  | 2035540 | 31316 | SH |  | SOLE |  | 0 | 0 | 31316 |
| ISHARES TR | CORE S ETF | 464287200 |  | 632493 | 945 | SH |  | SOLE |  | 0 | 0 | 945 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 1031533 | 8681 | SH |  | SOLE |  | 0 | 0 | 8681 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 309078 | 3540 | SH |  | SOLE |  | 0 | 0 | 3540 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 246109 | 3615 | SH |  | SOLE |  | 0 | 0 | 3615 |
| ISHARES ETHEREUM TR | SHS | 46438R105 |  | 224987 | 7140 | SH |  | SOLE |  | 0 | 0 | 7140 |
| ISHARES TR | MRGSTR MD CP GRW | 464288307 |  | 3041763 | 36767 | SH |  | SOLE |  | 0 | 0 | 36767 |
| ISHARES TR | MSCI INDIA ETF | 46429B598 |  | 561866 | 10793 | SH |  | SOLE |  | 0 | 0 | 10793 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 1017251 | 32171 | SH |  | SOLE |  | 0 | 0 | 32171 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 353180 | 754 | SH |  | SOLE |  | 0 | 0 | 754 |
| ISHARES TR | RUS TP200 GR ETF | 464289438 |  | 1048359 | 3831 | SH |  | SOLE |  | 0 | 0 | 3831 |
| ISHARES TR | S SML 600 GWT | 464287887 |  | 1011266 | 7147 | SH |  | SOLE |  | 0 | 0 | 7147 |
| ISHARES TR | INDIA 50 ETF | 464289529 |  | 218870 | 4300 | SH |  | SOLE |  | 0 | 0 | 4300 |
| J P MORGAN EXCHANGE TRADED F | ACTIVE BOND ETF | 46654Q716 |  | 223951 | 4135 | SH |  | SOLE |  | 0 | 0 | 4135 |
| JPMORGAN CHASE  CO. | COM | 46625H100 |  | 488108 | 1547 | SH |  | SOLE |  | 0 | 0 | 1547 |
| KINDER MORGAN INC DEL | COM | 49456B101 |  | 544933 | 19249 | SH |  | SOLE |  | 0 | 0 | 19249 |
| LOWES COS INC | COM | 548661107 |  | 498368 | 1983 | SH |  | SOLE |  | 0 | 0 | 1983 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 269615 | 474 | SH |  | SOLE |  | 0 | 0 | 474 |
| MCDONALDS CORP | COM | 580135101 |  | 283575 | 933 | SH |  | SOLE |  | 0 | 0 | 933 |
| MERCADOLIBRE INC | COM | 58733R102 |  | 1016570 | 435 | SH |  | SOLE |  | 0 | 0 | 435 |
| META PLATFORMS INC | CL A | 30303M102 |  | 2757487 | 3755 | SH |  | SOLE |  | 0 | 0 | 3755 |
| MICROSOFT CORP | COM | 594918104 |  | 2309937 | 4460 | SH |  | SOLE |  | 0 | 0 | 4460 |
| NEBIUS GROUP N.V. | SHS CLASS A | N97284108 |  | 292464 | 2605 | SH |  | SOLE |  | 0 | 0 | 2605 |
| NETFLIX INC | COM | 64110L106 |  | 375262 | 313 | SH |  | SOLE |  | 0 | 0 | 313 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 7541636 | 40420 | SH |  | SOLE |  | 0 | 0 | 40420 |
| ORACLE CORP | COM | 68389X105 |  | 246481 | 876 | SH |  | SOLE |  | 0 | 0 | 876 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 6400756 | 35088 | SH |  | SOLE |  | 0 | 0 | 35088 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 1215650 | 18128 | SH |  | SOLE |  | 0 | 0 | 18128 |
| PFIZER INC | COM | 717081103 |  | 207048 | 8126 | SH |  | SOLE |  | 0 | 0 | 8126 |
| PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 |  | 1000771 | 58662 | SH |  | SOLE |  | 0 | 0 | 58662 |
| REALTY INCOME CORP | COM | 756109104 |  | 212097 | 3489 | SH |  | SOLE |  | 0 | 0 | 3489 |
| ROCKET LAB CORP | COM | 773121108 |  | 239550 | 5000 | SH |  | SOLE |  | 0 | 0 | 5000 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 1816605 | 56929 | SH |  | SOLE |  | 0 | 0 | 56929 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 1927515 | 70605 | SH |  | SOLE |  | 0 | 0 | 70605 |
| SINCLAIR INC | CL A | 829242106 |  | 234050 | 15500 | SH |  | SOLE |  | 0 | 0 | 15500 |
| SL GREEN RLTY CORP | COM | 78440X887 |  | 12925775 | 216114 | SH |  | SOLE |  | 0 | 0 | 216114 |
| SOUTHERN CO | COM | 842587107 |  | 298052 | 3145 | SH |  | SOLE |  | 0 | 0 | 3145 |
| SPDR SERIES TRUST | PRTFLO S VL | 78464A508 |  | 565659 | 10223 | SH |  | SOLE |  | 0 | 0 | 10223 |
| SPDR SERIES TRUST | PORTFOLIO S | 78464A854 |  | 2136719 | 27275 | SH |  | SOLE |  | 0 | 0 | 27275 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 1120891 | 1683 | SH |  | SOLE |  | 0 | 0 | 1683 |
| STRATEGY INC | CL A NEW | 594972408 |  | 856427 | 2658 | SH |  | SOLE |  | 0 | 0 | 2658 |
| SWEETGREEN INC | COM CL A | 87043Q108 |  | 142188 | 17818 | SH |  | SOLE |  | 0 | 0 | 17818 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 |  | 447143 | 1601 | SH |  | SOLE |  | 0 | 0 | 1601 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 738228 | 2619 | SH |  | SOLE |  | 0 | 0 | 2619 |
| TESLA INC | COM | 88160R101 |  | 2513554 | 5652 | SH |  | SOLE |  | 0 | 0 | 5652 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 771808 | 7878 | SH |  | SOLE |  | 0 | 0 | 7878 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 1609191 | 4660 | SH |  | SOLE |  | 0 | 0 | 4660 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 4804492 | 22265 | SH |  | SOLE |  | 0 | 0 | 22265 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 3947061 | 8230 | SH |  | SOLE |  | 0 | 0 | 8230 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 1696922 | 12039 | SH |  | SOLE |  | 0 | 0 | 12039 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 |  | 6102883 | 72558 | SH |  | SOLE |  | 0 | 0 | 72558 |
| VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 |  | 9391296 | 120944 | SH |  | SOLE |  | 0 | 0 | 120944 |
| VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 |  | 214087 | 532 | SH |  | SOLE |  | 0 | 0 | 532 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 |  | 768972 | 15358 | SH |  | SOLE |  | 0 | 0 | 15358 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 6714526 | 10965 | SH |  | SOLE |  | 0 | 0 | 10965 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 478024 | 5980 | SH |  | SOLE |  | 0 | 0 | 5980 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 |  | 296429 | 996 | SH |  | SOLE |  | 0 | 0 | 996 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 232924 | 1116 | SH |  | SOLE |  | 0 | 0 | 1116 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 375063 | 1475 | SH |  | SOLE |  | 0 | 0 | 1475 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 5111751 | 27410 | SH |  | SOLE |  | 0 | 0 | 27410 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 1220026 | 27759 | SH |  | SOLE |  | 0 | 0 | 27759 |
| VERTIV HOLDINGS CO | COM CL A | 92537N108 |  | 410206 | 2719 | SH |  | SOLE |  | 0 | 0 | 2719 |
| VISA INC | COM CL A | 92826C839 |  | 215607 | 632 | SH |  | SOLE |  | 0 | 0 | 632 |
| VORNADO RLTY TR | SH BEN INT | 929042109 |  | 4063935 | 100270 | SH |  | SOLE |  | 0 | 0 | 100270 |
| DISNEY WALT CO | COM | 254687106 |  | 488688 | 4268 | SH |  | SOLE |  | 0 | 0 | 4268 |
| WATSCO INC | COM | 942622200 |  | 222365 | 550 | SH |  | SOLE |  | 0 | 0 | 550 |
| WISDOMTREE TR | INDIA ERNGS FD | 97717W422 |  | 384629 | 8702 | SH |  | SOLE |  | 0 | 0 | 8702 |
| WISDOMTREE TR | JAPN HEDGE EQT | 97717W851 |  | 558591 | 4363 | SH |  | SOLE |  | 0 | 0 | 4363 |

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