# EDGAR Filing Document

**Accession Number:** 0001018973
**File Stem:** 0001752724-23-012902
**Filing Date:** 2023-1
**Character Count:** 70749
**Document Hash:** c625efd2a5943eb3f309efa6ce4bd54f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-012902.hdr.sgml**: 20230125

**ACCESSION NUMBER**: 0001752724-23-012902

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230125

**DATE AS OF CHANGE**: 20230125

**PERIOD START**: 20230531

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NUVEEN MULTISTATE TRUST IV
- **CENTRAL INDEX KEY:** 0001018973
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 0531

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-07751
- **FILM NUMBER:** 23552423

**BUSINESS ADDRESS:**
- **STREET 1:** C/O JOHN NUVEEN & CO INC
- **STREET 2:** 333 WEST WACKER DRIVE 32ND FLOOR
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** 3129178200

**MAIL ADDRESS:**
- **STREET 1:** JOHN NUVEEN & CO INC
- **STREET 2:** 333 WEST WACKER DRIVE 32ND FLOOR
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NUVEEN FLAGSHIP MULTISTATE TRUST IV
- **DATE OF NAME CHANGE:** 19960716

## Series and Classes Contracts Data

### Nuveen Kentucky Municipal Bond Fund (Series ID: S000000597)

| Class ID   | Class Name                                    | Ticker Symbol   |
|:---|:---|:---|
| C000001668 | Nuveen Kentucky Municipal Bond Fund - Class A | FKYTX           |
| C000001671 | Nuveen Kentucky Municipal Bond Fund - Class I | FKYRX           |
| C000137706 | Class C                                       | FKCCX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Nuveen Multistate Trust IV

- **b. Investment Company Act file number:** 811-07751

- **c. CIK number of Registrant:** 0001018973

- **d. LEI of Registrant:** 549300X88GJN1SEFP710

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 333 W. Wacker Dr

  - **City:** Chicago

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60606

  - **Telephone number:** 312-917-7700

**Item A.2. Information about the Series.**

- **a. Name of Series:** Nuveen Kentucky Municipal Bond Fund

- **b. EDGAR series identifier (if any):** S000000597

- **c. LEI of Series:** 549300HND8H1JILW7793

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-05-31

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $310234616.00

**Total Liabilities:** $23710269.00

**Net Assets:** $286524347.00

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** -650.05000000 | **1-Year:** -5241.33000000 | **5-Year:** -13173.01000000 | **10-Year:** -79675.38000000 | **30-Year:** -83206.04000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** -223.36000000 | **10-Year:** -1271.31000000 | **30-Year:** -5322.91000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000137706 | -4.20%               | -1.43%               | 4.68%                |
| Class ID C000001668 | -4.13%               | -1.36%               | 4.85%                |
| Class ID C000001671 | -4.22%               | -1.24%               | 4.77%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-952516.26              | $-12621104.53                              |
| Month 2  | $-819136.64              | $-3586099.25                               |
| Month 3  | $-2590747.40             | $15072152.81                               |

### Schedule of Portfolio Investments

| Name                                                                                                                                                   | Title                                                                                                                                                  | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Kentucky Bond Development Corporation, Educational Facilities Revenue Bonds, City of Stamping Ground, Transylvania University Project, Refunding Serie | Kentucky Bond Development Corporation, Educational Facilities Revenue Bonds, City of Stamping Ground, Transylvania University Project, Refunding Serie | CUSIP: 49120AAW9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    705000 | PA      | $618151.05    | 0.22%             | 2049-03-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Kenton County Airport Board, Kentucky, Airport Revenue Bonds, Cincinnati/Northern Kentucky International Airport, Refunding Series 2016                | Kenton County Airport Board, Kentucky, Airport Revenue Bonds, Cincinnati/Northern Kentucky International Airport, Refunding Series 2016                | CUSIP: 491026UT5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1750000 | PA      | $1844010.00   | 0.64%             | 2031-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Economic Development Finance Authority, Louisville Arena Project Revenue Bonds, Louisville Arena Authority, Inc., Series 2008-A2              | Kentucky Economic Development Finance Authority, Louisville Arena Project Revenue Bonds, Louisville Arena Authority, Inc., Series 2008-A2              | CUSIP: 49127KBN9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   3750000 | PA      | $3649312.50   | 1.27%             | 2023-12-01      | Fixed         | 0.01%                 | No            |                  2 | On Loan: No      |
| Carroll County, Kentucky, Environmental Facilities Revenue Bonds, Kentucky Utilities Company Project, Refunding Series 2006B                           | Carroll County, Kentucky, Environmental Facilities Revenue Bonds, Kentucky Utilities Company Project, Refunding Series 2006B                           | CUSIP: 14483RAU1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   6300000 | PA      | $4745727.00   | 1.66%             | 2034-10-01      | Fixed         | 2.12%                 | No            |                  2 | On Loan: No      |
| Kentucky Municipal Power Agency, Power System Revenue Bonds, Prairie State Project, Refunding Series 2019A                                             | Kentucky Municipal Power Agency, Power System Revenue Bonds, Prairie State Project, Refunding Series 2019A                                             | CUSIP: 491501FE7<br>LEI: 2549001MTI3IE05Z7959 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1422225.00   | 0.50%             | 2045-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Economic Development Finance Authority, Hospital Revenue Bonds, Baptist Healthcare System Obligated Group, Series 2017B                       | Kentucky Economic Development Finance Authority, Hospital Revenue Bonds, Baptist Healthcare System Obligated Group, Series 2017B                       | CUSIP: 49126KLC3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   3000000 | PA      | $3085440.00   | 1.08%             | 2041-08-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Public Transportation Infrastructure Authority, Toll Revenue Bonds, Downtown Crossing Project, Capital Appreciation First Tier Series 2013B   | Kentucky Public Transportation Infrastructure Authority, Toll Revenue Bonds, Downtown Crossing Project, Capital Appreciation First Tier Series 2013B   | CUSIP: 491397AQ8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    700000 | PA      | $417809.00    | 0.15%             | 2032-07-01      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| Newport, Kentucky, Special Obligation Revenue Bonds, Newport Clifton Project, Series 2020B                                                             | Newport, Kentucky, Special Obligation Revenue Bonds, Newport Clifton Project, Series 2020B                                                             | CUSIP: 65206PAA7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $779950.00    | 0.27%             | 2060-12-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| Warren County, Kentucky, Hospital Revenue Bonds, Bowling Green-Warren County Community Hospital Corporation, Refunding Series 2021A                    | Warren County, Kentucky, Hospital Revenue Bonds, Bowling Green-Warren County Community Hospital Corporation, Refunding Series 2021A                    | CUSIP: 934864BB4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    600000 | PA      | $627660.00    | 0.22%             | 2025-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Public Energy Authority of Kentucky, Gas Supply Revenue Bonds, Series 2018B                                                                            | Public Energy Authority of Kentucky, Gas Supply Revenue Bonds, Series 2018B                                                                            | CUSIP: 74440DBD5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2840000 | PA      | $2832587.60   | 0.99%             | 2049-01-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Louisville Regional Airport Authority, Kentucky, Airport System Revenue Bonds, Refunding Series 2014A                                                  | Louisville Regional Airport Authority, Kentucky, Airport System Revenue Bonds, Refunding Series 2014A                                                  | CUSIP: 546850CZ9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1555000 | PA      | $1581450.55   | 0.55%             | 2031-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| University of Louisville, Kentucky, Revenue Bonds, General Reciepts Series 2016D                                                                       | University of Louisville, Kentucky, Revenue Bonds, General Reciepts Series 2016D                                                                       | CUSIP: 914391N78<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   3450000 | PA      | $3666763.50   | 1.28%             | 2032-03-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky State University, Certificates of Participation, Series 2021                                                                                  | Kentucky State University, Certificates of Participation, Series 2021                                                                                  | CUSIP: 491588AT6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2850000 | PA      | $2574576.00   | 0.90%             | 2056-11-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Kentucky State Property and Buildings Commission, Revenue Bonds, Project 126, Series 2022A                                                             | Kentucky State Property and Buildings Commission, Revenue Bonds, Project 126, Series 2022A                                                             | CUSIP: 49151FT42<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2445000 | PA      | $2643265.05   | 0.92%             | 2042-05-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kenton County Airport Board, Kentucky, Airport Revenue Bonds, Cincinnati/Northern Kentucky International Airport, Refunding Series 2016                | Kenton County Airport Board, Kentucky, Airport Revenue Bonds, Cincinnati/Northern Kentucky International Airport, Refunding Series 2016                | CUSIP: 491026UV0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2730000 | PA      | $2869639.50   | 1.00%             | 2033-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Bond Development Corporation, Transient Room Tax Revenue Bonds, Lexington Center Corporation Project, Subordinate Series 2018B                | Kentucky Bond Development Corporation, Transient Room Tax Revenue Bonds, Lexington Center Corporation Project, Subordinate Series 2018B                | CUSIP: 491214BH4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    555000 | PA      | $606298.65    | 0.21%             | 2028-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Henderson, Kentucky, Facilities Revenue Bonds, Pratt Paper LLC Project, Series 2022A                                                                   | Henderson, Kentucky, Facilities Revenue Bonds, Pratt Paper LLC Project, Series 2022A                                                                   | CUSIP: 425099AB4<br>LEI: 549300UJ32J1O26W1T80 | Long             | DBT              | MUN               | US        |   1180000 | PA      | $1045291.20   | 0.36%             | 2052-01-01      | Fixed         | 4.70%                 | No            |                  2 | On Loan: No      |
| Kentucky Bond Development Corporation, Kentucky, Industrial Building Revenue Bonds, Kentucky Communications Network Authority, Series 2019             | Kentucky Bond Development Corporation, Kentucky, Industrial Building Revenue Bonds, Kentucky Communications Network Authority, Series 2019             | CUSIP: 491211BR8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   3000000 | PA      | $3200460.00   | 1.12%             | 2049-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Higher Education Student Loan Corporation, Student Loan Revenue Bonds, Series 2019A                                                           | Kentucky Higher Education Student Loan Corporation, Student Loan Revenue Bonds, Series 2019A                                                           | CUSIP: 49130NEJ4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1058000.00   | 0.37%             | 2028-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Louisville and Jefferson County Metropolitan Sewer District, Kentucky, Sewer and Drainage System Revenue Bonds, Series 2014A                           | Louisville and Jefferson County Metropolitan Sewer District, Kentucky, Sewer and Drainage System Revenue Bonds, Series 2014A                           | CUSIP: 546589VY5<br>LEI: 5493004O4I11L8BK0A22 | Long             | DBT              | MUN               | US        |   1785000 | PA      | $1786303.05   | 0.62%             | 2040-05-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Economic Development Finance Authority, Revenue Bonds, CommonSpirit Health, Series 2019A-1                                                    | Kentucky Economic Development Finance Authority, Revenue Bonds, CommonSpirit Health, Series 2019A-1                                                    | CUSIP: 49126PGE4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   6385000 | PA      | $6471197.50   | 2.26%             | 2044-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Bond Development Corporation, Educational Facilities Revenue Bonds, City of Danville, Centre College Project, Series 2021                     | Kentucky Bond Development Corporation, Educational Facilities Revenue Bonds, City of Danville, Centre College Project, Series 2021                     | CUSIP: 49120ABN8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   4700000 | PA      | $4140371.00   | 1.45%             | 2046-06-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Warren County, Kentucky, Hospital Revenue Bonds, Bowling Green-Warren County Community Hospital Corporation, Refunding Series 2021A                    | Warren County, Kentucky, Hospital Revenue Bonds, Bowling Green-Warren County Community Hospital Corporation, Refunding Series 2021A                    | CUSIP: 934864BD0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $540590.00    | 0.19%             | 2027-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Public Transportation Infrastructure Authority, Toll Revenue Bonds, Downtown Crossing Project, Convertible Capital Appreciation First Tier Se | Kentucky Public Transportation Infrastructure Authority, Toll Revenue Bonds, Downtown Crossing Project, Convertible Capital Appreciation First Tier Se | CUSIP: 491397AT2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1105500.00   | 0.39%             | 2039-07-01      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| Murray State University, Kentucky, General Receipts Bonds, Series 2015A                                                                                | Murray State University, Kentucky, General Receipts Bonds, Series 2015A                                                                                | CUSIP: 627175FN7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1075000 | PA      | $1122891.25   | 0.39%             | 2027-03-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Princeton Electric Plant Board, Kentucky, Revenue Bonds, Refunding Series 2015                                                                         | Princeton Electric Plant Board, Kentucky, Revenue Bonds, Refunding Series 2015                                                                         | CUSIP: 742149DR5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1100000 | PA      | $1153482.00   | 0.40%             | 2034-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Warren County, Kentucky, Hospital Revenue Bonds, Bowling Green-Warren County Community Hospital Corporation, Series 2012A                              | Warren County, Kentucky, Hospital Revenue Bonds, Bowling Green-Warren County Community Hospital Corporation, Series 2012A                              | CUSIP: 934864AE9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1980000 | PA      | $1981306.80   | 0.69%             | 2033-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| University of Kentucky, General Receipts Bonds, Series 2016A                                                                                           | University of Kentucky, General Receipts Bonds, Series 2016A                                                                                           | CUSIP: 914378JY1<br>LEI: 549300CXE3YQ1HXYCQ71 | Long             | DBT              | MUN               | US        |    250000 | PA      | $259522.50    | 0.09%             | 2032-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Economic Development Finance Authority, Revenue Bonds, CommonSpirit Health, Series 2019A-2                                                    | Kentucky Economic Development Finance Authority, Revenue Bonds, CommonSpirit Health, Series 2019A-2                                                    | CUSIP: 49126PGU8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    100000 | PA      | $103542.00    | 0.04%             | 2038-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| University of Louisville, Kentucky, Revenue Bonds, General Reciepts Series 2016D                                                                       | University of Louisville, Kentucky, Revenue Bonds, General Reciepts Series 2016D                                                                       | CUSIP: 914391N60<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1155000 | PA      | $1229382.00   | 0.43%             | 2031-03-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Louisville and Jefferson County Metropolitan Sewer District, Kentucky, Sewer and Drainage System Revenue Bonds, Refunding Series 2018A                 | Louisville and Jefferson County Metropolitan Sewer District, Kentucky, Sewer and Drainage System Revenue Bonds, Refunding Series 2018A                 | CUSIP: 546589J86<br>LEI: 5493004O4I11L8BK0A22 | Long             | DBT              | MUN               | US        |   3730000 | PA      | $3773268.00   | 1.32%             | 2037-05-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Kenton County Airport Board, Kentucky, Airport Revenue Bonds, Cincinnati/Northern Kentucky International Airport, Refunding Series 2016                | Kenton County Airport Board, Kentucky, Airport Revenue Bonds, Cincinnati/Northern Kentucky International Airport, Refunding Series 2016                | CUSIP: 491026UM0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1635000 | PA      | $1710520.65   | 0.60%             | 2025-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Bond Development Corporation, Transient Room Tax Revenue Bonds, Lexington Center Corporation Project, Series 2018A                            | Kentucky Bond Development Corporation, Transient Room Tax Revenue Bonds, Lexington Center Corporation Project, Series 2018A                            | CUSIP: 491214AX0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |  10400000 | PA      | $10827752.00  | 3.78%             | 2048-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| University of Kentucky, General Receipts Bonds, Refunding Series 2015B                                                                                 | University of Kentucky, General Receipts Bonds, Refunding Series 2015B                                                                                 | CUSIP: 914378JE5<br>LEI: 549300CXE3YQ1HXYCQ71 | Long             | DBT              | MUN               | US        |   4000000 | PA      | $4189960.00   | 1.46%             | 2027-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Higher Education Student Loan Corporation, Student Loan Revenue Bonds, Senior Series 2014A                                                    | Kentucky Higher Education Student Loan Corporation, Student Loan Revenue Bonds, Senior Series 2014A                                                    | CUSIP: 49130NCT4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    400000 | PA      | $409984.00    | 0.14%             | 2024-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Western Kentucky University, General Receipts Revenue Bonds, Refunding Series 2016A                                                                    | Western Kentucky University, General Receipts Revenue Bonds, Refunding Series 2016A                                                                    | CUSIP: 9585193S7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2690000 | PA      | $2826571.30   | 0.99%             | 2025-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Paducah, Kentucky, Electric Plant Board Revenue Bonds, Refunding Series 2016A                                                                          | Paducah, Kentucky, Electric Plant Board Revenue Bonds, Refunding Series 2016A                                                                          | CUSIP: 695317DX2<br>LEI: 549300XTPDPORT8VIQ62 | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2155000.00   | 0.75%             | 2033-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Public Transportation Infrastructure Authority, Toll Revenue Bonds, Downtown Crossing Project, Capital Appreciation First Tier Series 2013B   | Kentucky Public Transportation Infrastructure Authority, Toll Revenue Bonds, Downtown Crossing Project, Capital Appreciation First Tier Series 2013B   | CUSIP: 491397AG0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $1959100.00   | 0.68%             | 2023-07-01      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| Princeton Electric Plant Board, Kentucky, Revenue Bonds, Refunding Series 2015                                                                         | Princeton Electric Plant Board, Kentucky, Revenue Bonds, Refunding Series 2015                                                                         | CUSIP: 742149DS3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1035820.00   | 0.36%             | 2025-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Ashland, Kentucky, Medical Center Revenue Bonds, Ashland Hospital Corporation d/b/a King's Daughters Medical Center Project, Refunding Series 2019     | Ashland, Kentucky, Medical Center Revenue Bonds, Ashland Hospital Corporation d/b/a King's Daughters Medical Center Project, Refunding Series 2019     | CUSIP: 044293CB2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   7695000 | PA      | $6212789.10   | 2.17%             | 2040-02-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Kentucky State Property and Buildings Commission, Revenue Bonds, Project 115, Series 2017                                                              | Kentucky State Property and Buildings Commission, Revenue Bonds, Project 115, Series 2017                                                              | CUSIP: 49151FTN0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   6000000 | PA      | $6345960.00   | 2.21%             | 2038-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Economic Development Finance Authority, Louisville Arena Project Revenue Bonds, Louisville Arena Authority, Inc., Series 2017A                | Kentucky Economic Development Finance Authority, Louisville Arena Project Revenue Bonds, Louisville Arena Authority, Inc., Series 2017A                | CUSIP: 49127KBV1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   4100000 | PA      | $4165190.00   | 1.45%             | 2045-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Carroll County, Kentucky, Environmental Facilities Revenue Bonds, Kentucky Utilities Company Project, Refunding Series 2018A                           | Carroll County, Kentucky, Environmental Facilities Revenue Bonds, Kentucky Utilities Company Project, Refunding Series 2018A                           | CUSIP: 14483RAQ0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   3375000 | PA      | $3385597.50   | 1.18%             | 2026-02-01      | Fixed         | 3.38%                 | No            |                  2 | On Loan: No      |
| Kentucky Higher Education Student Loan Corporation, Student Loan Revenue Bonds, Senior Series 2021A-1                                                  | Kentucky Higher Education Student Loan Corporation, Student Loan Revenue Bonds, Senior Series 2021A-1                                                  | CUSIP: 49130NFM6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $532245.00    | 0.19%             | 2031-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Economic Development Finance Authority, Revenue Bonds, Next Generation Kentucky Information Highway Project, Senior Series 2015A              | Kentucky Economic Development Finance Authority, Revenue Bonds, Next Generation Kentucky Information Highway Project, Senior Series 2015A              | CUSIP: 49126PEQ9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   7025000 | PA      | $6969362.00   | 2.43%             | 2045-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky State Property and Buildings Commission, Revenue Bonds, Project 115, Series 2017                                                              | Kentucky State Property and Buildings Commission, Revenue Bonds, Project 115, Series 2017                                                              | CUSIP: 49151FTG5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   7000000 | PA      | $7511630.00   | 2.62%             | 2032-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Princeton Electric Plant Board, Kentucky, Revenue Bonds, Refunding Series 2015                                                                         | Princeton Electric Plant Board, Kentucky, Revenue Bonds, Refunding Series 2015                                                                         | CUSIP: 742149DZ7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1635000 | PA      | $1710978.45   | 0.60%             | 2037-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Infrastructure Authority, Wastewater and Drinking Water Revolving Fund Revenue Bonds, Series 2018A                                            | Kentucky Infrastructure Authority, Wastewater and Drinking Water Revolving Fund Revenue Bonds, Series 2018A                                            | CUSIP: 491311AP1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   5000000 | PA      | $5545850.00   | 1.94%             | 2031-02-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Bowling Green, Kentucky, Water and Sewer Revenue Bonds, Series 2019                                                                                    | Bowling Green, Kentucky, Water and Sewer Revenue Bonds, Series 2019                                                                                    | CUSIP: 102745PZ3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   5705000 | PA      | $5466987.40   | 1.91%             | 2049-06-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Louisville and Jefferson County Metropolitan Government, Kentucky, Hospital Revenue Bonds, UofL Health Project, Series 2022A                           | Louisville and Jefferson County Metropolitan Government, Kentucky, Hospital Revenue Bonds, UofL Health Project, Series 2022A                           | CUSIP: 54660DAT6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   4500000 | PA      | $4596615.00   | 1.60%             | 2052-05-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky State University, Certificates of Participation, Series 2021                                                                                  | Kentucky State University, Certificates of Participation, Series 2021                                                                                  | CUSIP: 491588AQ2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $492185.00    | 0.17%             | 2041-11-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Housing Corporation, Conduit Multifamily Mortgage Revenue Bonds, Florence Homes III Apartments Project, Series 2005B                          | Kentucky Housing Corporation, Conduit Multifamily Mortgage Revenue Bonds, Florence Homes III Apartments Project, Series 2005B                          | CUSIP: 49130RAM2<br>LEI: 549300NTBUU903EKQ287 | Long             | DBT              | MUN               | US        |    935000 | PA      | $936505.35    | 0.33%             | 2035-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| University of Kentucky, General Receipts Bonds, Series 2018A                                                                                           | University of Kentucky, General Receipts Bonds, Series 2018A                                                                                           | CUSIP: 914378ME1<br>LEI: 549300CXE3YQ1HXYCQ71 | Long             | DBT              | MUN               | US        |   4535000 | PA      | $4658941.55   | 1.63%             | 2032-10-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Louisville-Jefferson County Metro Government, Kentucky, Revenue Bonds, Bellarmine University Inc Project, Refunding & Improvement Series 2015          | Louisville-Jefferson County Metro Government, Kentucky, Revenue Bonds, Bellarmine University Inc Project, Refunding & Improvement Series 2015          | CUSIP: 54675RCN9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1210000 | PA      | $1152912.20   | 0.40%             | 2040-05-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky State Property and Buildings Commission, Revenue Bonds, Project 119, Series 2018                                                              | Kentucky State Property and Buildings Commission, Revenue Bonds, Project 119, Series 2018                                                              | CUSIP: 49151FZA1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2500000 | PA      | $2742100.00   | 0.96%             | 2030-05-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kenton County Airport Board, Kentucky, Airport Revenue Bonds, Cincinnati/Northern Kentucky International Airport, Refunding Series 2016                | Kenton County Airport Board, Kentucky, Airport Revenue Bonds, Cincinnati/Northern Kentucky International Airport, Refunding Series 2016                | CUSIP: 491026US7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1855000 | PA      | $1958156.55   | 0.68%             | 2030-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| University of Louisville, Kentucky, Revenue Bonds, Refunding General Reciepts Series 2016C                                                             | University of Louisville, Kentucky, Revenue Bonds, Refunding General Reciepts Series 2016C                                                             | CUSIP: 914391M53<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2500000 | PA      | $2565450.00   | 0.90%             | 2028-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Public Energy Authority of Kentucky, Gas Supply Revenue Bonds, Series 2018A                                                                            | Public Energy Authority of Kentucky, Gas Supply Revenue Bonds, Series 2018A                                                                            | CUSIP: 74440DAR5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   8175000 | PA      | $8169768.00   | 2.85%             | 2048-04-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Warren County, Kentucky, Hospital Revenue Bonds, Bowling Green-Warren County Community Hospital Corporation, Refunding Series 2021A                    | Warren County, Kentucky, Hospital Revenue Bonds, Bowling Green-Warren County Community Hospital Corporation, Refunding Series 2021A                    | CUSIP: 934864BC2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $532045.00    | 0.19%             | 2026-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Economic Development Finance Authority, Revenue Bonds, CommonSpirit Health, Series 2019A-2                                                    | Kentucky Economic Development Finance Authority, Revenue Bonds, CommonSpirit Health, Series 2019A-2                                                    | CUSIP: 49126PGW4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2500000 | PA      | $2533750.00   | 0.88%             | 2044-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Warren County, Kentucky, Hospital Revenue Bonds, Bowling Green-Warren County Community Hospital Corporation, Series 2012A                              | Warren County, Kentucky, Hospital Revenue Bonds, Bowling Green-Warren County Community Hospital Corporation, Series 2012A                              | CUSIP: 934864AC3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2000760.00   | 0.70%             | 2037-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Economic Development Finance Authority, Revenue Bonds, CommonSpirit Health, Series 2019A-2                                                    | Kentucky Economic Development Finance Authority, Revenue Bonds, CommonSpirit Health, Series 2019A-2                                                    | CUSIP: 49126PGT1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    100000 | PA      | $103821.00    | 0.04%             | 2037-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Murray State University, Kentucky, General Receipts Bonds, Series 2015A                                                                                | Murray State University, Kentucky, General Receipts Bonds, Series 2015A                                                                                | CUSIP: 627175FM9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1125000 | PA      | $1177368.75   | 0.41%             | 2026-03-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Bond Development Corporation, Transient Room Tax Revenue Bonds, Lexington Center Corporation Project, Series 2018A                            | Kentucky Bond Development Corporation, Transient Room Tax Revenue Bonds, Lexington Center Corporation Project, Series 2018A                            | CUSIP: 491214AW2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   8500000 | PA      | $8939620.00   | 3.12%             | 2043-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Barren County School District Finance Corporation, Kentucky, School Building Revenue Bonds, Series 2015                                                | Barren County School District Finance Corporation, Kentucky, School Building Revenue Bonds, Series 2015                                                | CUSIP: 068461RQ7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1250000 | PA      | $1293225.00   | 0.45%             | 2024-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Restructured Cofina Project Series 2019A-2A                                      | Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Restructured Cofina Project Series 2019A-2A                                      | CUSIP: 74529JRQ0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1370000 | PA      | $1275922.10   | 0.45%             | 2040-07-01      | Fixed         | 4.55%                 | No            |                  2 | On Loan: No      |
| Kentucky State University, Certificates of Participation, Series 2021                                                                                  | Kentucky State University, Certificates of Participation, Series 2021                                                                                  | CUSIP: 491588AS8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   3025000 | PA      | $2781064.00   | 0.97%             | 2051-11-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Ashland, Kentucky, General Obligation Bonds, Series 2021A                                                                                              | Ashland, Kentucky, General Obligation Bonds, Series 2021A                                                                                              | CUSIP: 044249DF4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    975000 | PA      | $976969.50    | 0.34%             | 2023-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Economic Development Finance Authority, Hospital Revenue Bonds, Owensboro Health, Refunding Series 2017A                                      | Kentucky Economic Development Finance Authority, Hospital Revenue Bonds, Owensboro Health, Refunding Series 2017A                                      | CUSIP: 49126KKE0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $509355.00    | 0.18%             | 2041-06-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| Kentucky Bond Development Corporation, Hospital Revenue Bonds, Saint Elizabeth Medical Center, Inc., Refunding Series 2016                             | Kentucky Bond Development Corporation, Hospital Revenue Bonds, Saint Elizabeth Medical Center, Inc., Refunding Series 2016                             | CUSIP: 491210AW0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   8000000 | PA      | $8254560.00   | 2.88%             | 2039-05-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kenton County Airport Board, Kentucky, Airport Revenue Bonds, Cincinnati/Northern Kentucky International Airport, Series 2019                          | Kenton County Airport Board, Kentucky, Airport Revenue Bonds, Cincinnati/Northern Kentucky International Airport, Series 2019                          | CUSIP: 491026VR8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   4320000 | PA      | $4473014.40   | 1.56%             | 2049-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Campbellsville, Kentucky, Industrial Building Revenue Bonds, Campbellsville University Project, Series 2017                                            | Campbellsville, Kentucky, Industrial Building Revenue Bonds, Campbellsville University Project, Series 2017                                            | CUSIP: 134517DG3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    155000 | PA      | $134107.55    | 0.05%             | 2039-03-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| University of Kentucky, General Receipts Bonds, Series 2015A                                                                                           | University of Kentucky, General Receipts Bonds, Series 2015A                                                                                           | CUSIP: 914378HE7<br>LEI: 549300CXE3YQ1HXYCQ71 | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2088520.00   | 0.73%             | 2029-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Higher Education Student Loan Corporation, Student Loan Revenue Bonds, Series 2019A                                                           | Kentucky Higher Education Student Loan Corporation, Student Loan Revenue Bonds, Series 2019A                                                           | CUSIP: 49130NEK1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    700000 | PA      | $746508.00    | 0.26%             | 2029-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Murray, Kentucky, Hospital Facilities Revenue Bonds, Murray-Calloway County Public Hospital Corporation Project, Refunding Series 2016                 | Murray, Kentucky, Hospital Facilities Revenue Bonds, Murray-Calloway County Public Hospital Corporation Project, Refunding Series 2016                 | CUSIP: 62708PBU2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2019000.00   | 0.70%             | 2037-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Western Kentucky University, General Receipts Revenue Bonds, Refunding Series 2016A                                                                    | Western Kentucky University, General Receipts Revenue Bonds, Refunding Series 2016A                                                                    | CUSIP: 9585193T5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2820000 | PA      | $2960182.20   | 1.03%             | 2026-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Economic Development Finance Authority, Revenue Bonds, Catholic Health Initiatives, Series 2013A                                              | Kentucky Economic Development Finance Authority, Revenue Bonds, Catholic Health Initiatives, Series 2013A                                              | CUSIP: 49126PEB2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |  10000000 | PA      | $10022200.00  | 3.50%             | 2045-01-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| Kentucky Public Transportation Infrastructure Authority, Toll Revenue Bonds, Downtown Crossing Project, First Tier Series 2013A                        | Kentucky Public Transportation Infrastructure Authority, Toll Revenue Bonds, Downtown Crossing Project, First Tier Series 2013A                        | CUSIP: 491397AB1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $253755.00    | 0.09%             | 2049-07-01      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| Kentucky Economic Development Finance Authority, Louisville Arena Project Revenue Bonds, Louisville Arena Authority, Inc., Series 2008-A2              | Kentucky Economic Development Finance Authority, Louisville Arena Project Revenue Bonds, Louisville Arena Authority, Inc., Series 2008-A2              | CUSIP: 49127KBM1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   3520000 | PA      | $3520000.00   | 1.23%             | 2022-12-01      | Fixed         | 0.01%                 | No            |                  2 | On Loan: No      |
| Warren County, Kentucky, Hospital Revenue Bonds, Bowling Green-Warren County Community Hospital Corporation, Refunding Series 2013                     | Warren County, Kentucky, Hospital Revenue Bonds, Bowling Green-Warren County Community Hospital Corporation, Refunding Series 2013                     | CUSIP: 934864AW9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   3250000 | PA      | $3277267.50   | 1.14%             | 2035-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Warren County, Kentucky, Hospital Revenue Bonds, Bowling Green-Warren County Community Hospital Corporation, Refunding Series 2021A                    | Warren County, Kentucky, Hospital Revenue Bonds, Bowling Green-Warren County Community Hospital Corporation, Refunding Series 2021A                    | CUSIP: 934864BA6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    600000 | PA      | $616536.00    | 0.22%             | 2024-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Restructured 2018A-1                                                             | Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Restructured 2018A-1                                                             | CUSIP: 74529JPV1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |     89000 | PA      | $82888.37     | 0.03%             | 2040-07-01      | Fixed         | 4.55%                 | No            |                  2 | On Loan: No      |
| Kentucky Turnpike Authority, Economic Development Road Revenue Bonds, Revitalization Project, Refunding Series 2017A                                   | Kentucky Turnpike Authority, Economic Development Road Revenue Bonds, Revitalization Project, Refunding Series 2017A                                   | CUSIP: 491552N92<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1930000 | PA      | $2084921.10   | 0.73%             | 2033-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Public Transportation Infrastructure Authority, Toll Revenue Bonds, Downtown Crossing Project, First Tier Series 2013A                        | Kentucky Public Transportation Infrastructure Authority, Toll Revenue Bonds, Downtown Crossing Project, First Tier Series 2013A                        | CUSIP: 491397AC9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |  10000000 | PA      | $10163300.00  | 3.55%             | 2053-07-01      | Fixed         | 6.00%                 | No            |                  2 | On Loan: No      |
| Union Kentucky, Special Obligation Revenue Bonds, Union Promenade Project, Series 2022B                                                                | Union Kentucky, Special Obligation Revenue Bonds, Union Promenade Project, Series 2022B                                                                | CUSIP: 906879AA9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   3000000 | PA      | $2757390.00   | 0.96%             | 2052-12-01      | Fixed         | 5.50%                 | Yes           |                  2 | On Loan: No      |
| Kentucky Bond Development Corporation, Educational Facilities Revenue Bonds, City of Stamping Ground, Transylvania University Project, Refunding Serie | Kentucky Bond Development Corporation, Educational Facilities Revenue Bonds, City of Stamping Ground, Transylvania University Project, Refunding Serie | CUSIP: 49120AAV1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1040000 | PA      | $925662.40    | 0.32%             | 2046-03-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Economic Development Finance Authority, Louisville Arena Project Revenue Bonds, Louisville Arena Authority, Inc., Series 2017A                | Kentucky Economic Development Finance Authority, Louisville Arena Project Revenue Bonds, Louisville Arena Authority, Inc., Series 2017A                | CUSIP: 49127KBU3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |  14650000 | PA      | $13772318.50  | 4.81%             | 2041-12-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Warren County, Kentucky, Hospital Revenue Bonds, Bowling Green-Warren County Community Hospital Corporation, Refunding Series 2021A                    | Warren County, Kentucky, Hospital Revenue Bonds, Bowling Green-Warren County Community Hospital Corporation, Refunding Series 2021A                    | CUSIP: 934864AZ2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    900000 | PA      | $906741.00    | 0.32%             | 2023-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Infrastructure Authority, Wastewater and Drinking Water Revolving Fund Revenue Bonds, Series 2018A                                            | Kentucky Infrastructure Authority, Wastewater and Drinking Water Revolving Fund Revenue Bonds, Series 2018A                                            | CUSIP: 491311AN6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   4265000 | PA      | $4736154.55   | 1.65%             | 2030-02-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky State Property and Buildings Commission, Revenue Bonds, Project 112, Refunding Series 2016B                                                   | Kentucky State Property and Buildings Commission, Revenue Bonds, Project 112, Refunding Series 2016B                                                   | CUSIP: 49151FNH9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   4985000 | PA      | $5194021.05   | 1.81%             | 2024-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Higher Education Student Loan Corporation, Student Loan Revenue Bonds, Senior Series 2021A-1                                                  | Kentucky Higher Education Student Loan Corporation, Student Loan Revenue Bonds, Senior Series 2021A-1                                                  | CUSIP: 49130NFN4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1450000 | PA      | $1219885.00   | 0.43%             | 2032-06-01      | Fixed         | 2.12%                 | No            |                  2 | On Loan: No      |
| Kentucky Turnpike Authority, Economic Development Road Revenue Bonds, Revitalization Project, Refunding Series 2017B                                   | Kentucky Turnpike Authority, Economic Development Road Revenue Bonds, Revitalization Project, Refunding Series 2017B                                   | CUSIP: 491552R23<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   5000000 | PA      | $5437950.00   | 1.90%             | 2028-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Barren County School District Finance Corporation, Kentucky, School Building Revenue Bonds, Series 2015                                                | Barren County School District Finance Corporation, Kentucky, School Building Revenue Bonds, Series 2015                                                | CUSIP: 068461RR5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1760000 | PA      | $1840572.80   | 0.64%             | 2025-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Louisville-Jefferson County Metro Government, Kentucky, Revenue Bonds, Bellarmine University Inc Project, Refunding & Improvement Series 2015          | Louisville-Jefferson County Metro Government, Kentucky, Revenue Bonds, Bellarmine University Inc Project, Refunding & Improvement Series 2015          | CUSIP: 54675RCG4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1790000 | PA      | $1789731.50   | 0.62%             | 2031-05-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Bond Development Corporation, Educational Facilities Revenue Bonds, City of Danville, Centre College Project, Series 2021                     | Kentucky Bond Development Corporation, Educational Facilities Revenue Bonds, City of Danville, Centre College Project, Series 2021                     | CUSIP: 49120ABP3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   4200000 | PA      | $3610824.00   | 1.26%             | 2051-06-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Bond Development Corporation, Transient Room Tax Revenue Bonds, Lexington Center Corporation Project, Subordinate Series 2018B                | Kentucky Bond Development Corporation, Transient Room Tax Revenue Bonds, Lexington Center Corporation Project, Subordinate Series 2018B                | CUSIP: 491214BE1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1435000 | PA      | $1503607.35   | 0.52%             | 2025-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Economic Development Finance Authority, Revenue Bonds, Next Generation Kentucky Information Highway Project, Senior Series 2015A              | Kentucky Economic Development Finance Authority, Revenue Bonds, Next Generation Kentucky Information Highway Project, Senior Series 2015A              | CUSIP: 49126PEZ9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2029780.00   | 0.71%             | 2033-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Turnpike Authority, Economic Development Road Revenue Bonds, Revitalization Project, Refunding Series 2017A                                   | Kentucky Turnpike Authority, Economic Development Road Revenue Bonds, Revitalization Project, Refunding Series 2017A                                   | CUSIP: 491552P58<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $534250.00    | 0.19%             | 2037-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Turnpike Authority, Economic Development Road Revenue Bonds, Revitalization Project, Refunding Series 2017A                                   | Kentucky Turnpike Authority, Economic Development Road Revenue Bonds, Revitalization Project, Refunding Series 2017A                                   | CUSIP: 491552P41<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    550000 | PA      | $589237.00    | 0.21%             | 2036-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Bond Development Corporation, Transient Room Tax Revenue Bonds, Lexington Center Corporation Project, Subordinate Series 2018B                | Kentucky Bond Development Corporation, Transient Room Tax Revenue Bonds, Lexington Center Corporation Project, Subordinate Series 2018B                | CUSIP: 491214BF8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |     50000 | PA      | $53158.50     | 0.02%             | 2026-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Restructured 2018A-1                                                             | Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Restructured 2018A-1                                                             | CUSIP: 74529JPU3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   6739000 | PA      | $6361885.56   | 2.22%             | 2034-07-01      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| Louisville and Jefferson County Metropolitan Sewer District, Kentucky, Sewer and Drainage System Revenue Bonds, Series 2013A                           | Louisville and Jefferson County Metropolitan Sewer District, Kentucky, Sewer and Drainage System Revenue Bonds, Series 2013A                           | CUSIP: 546589SS2<br>LEI: 5493004O4I11L8BK0A22 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1002210.00   | 0.35%             | 2036-05-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Louisville and Jefferson County Metropolitan Sewer District, Kentucky, Sewer and Drainage System Revenue Bonds, Series 2014A                           | Louisville and Jefferson County Metropolitan Sewer District, Kentucky, Sewer and Drainage System Revenue Bonds, Series 2014A                           | CUSIP: 546589VK5<br>LEI: 5493004O4I11L8BK0A22 | Long             | DBT              | MUN               | US        |    795000 | PA      | $830051.55    | 0.29%             | 2027-05-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Louisville Regional Airport Authority, Kentucky, Airport System Revenue Bonds, Refunding Series 2014A                                                  | Louisville Regional Airport Authority, Kentucky, Airport System Revenue Bonds, Refunding Series 2014A                                                  | CUSIP: 546850DA3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1524570.00   | 0.53%             | 2032-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Louisville-Jefferson County Metropolitan Government, Kentucky, Pollution Control Revenue Bonds, Louisville Gas and Electric Company Project, Series 20 | Louisville-Jefferson County Metropolitan Government, Kentucky, Pollution Control Revenue Bonds, Louisville Gas and Electric Company Project, Series 20 | CUSIP: 546749AT9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |  10000000 | PA      | $8008000.00   | 2.79%             | 2033-10-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| Hazard, Kentucky, Healthcare Revenue Bonds, Appalachian Regional Healthcare Project, Series 2021                                                       | Hazard, Kentucky, Healthcare Revenue Bonds, Appalachian Regional Healthcare Project, Series 2021                                                       | CUSIP: 421381BB9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   9190000 | PA      | $7940711.40   | 2.77%             | 2051-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Russellville, Kentucky, Electric Plant Board Electric Revenue Bonds, Refunding Series 2015A                                                            | Russellville, Kentucky, Electric Plant Board Electric Revenue Bonds, Refunding Series 2015A                                                            | CUSIP: 782821AZ5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    405000 | PA      | $419138.55    | 0.15%             | 2024-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Higher Education Student Loan Corporation, Student Loan Revenue Bonds, Senior Series 2014A                                                    | Kentucky Higher Education Student Loan Corporation, Student Loan Revenue Bonds, Senior Series 2014A                                                    | CUSIP: 49130NCS6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    700000 | PA      | $708022.00    | 0.25%             | 2023-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Kentucky Economic Development Finance Authority, Revenue Bonds, Next Generation Kentucky Information Highway Project, Senior Series 2015A              | Kentucky Economic Development Finance Authority, Revenue Bonds, Next Generation Kentucky Information Highway Project, Senior Series 2015A              | CUSIP: 49126PFA3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    795000 | PA      | $797472.45    | 0.28%             | 2040-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Paducah, Kentucky, Electric Plant Board Revenue Bonds, Series 2009A                                                                                    | Paducah, Kentucky, Electric Plant Board Revenue Bonds, Series 2009A                                                                                    | CUSIP: 695317EB9<br>LEI: 549300XTPDPORT8VIQ62 | Long             | DBT              | MUN               | US        |      5000 | PA      | $5008.40      | 0.00%             | 2035-10-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2022-11-30

**Name of Applicant:** Nuveen Multistate Trust IV

**Signature:** E. Scott Wickerham

**Name of Signer:** E. Scott Wickerham

**Title:** Vice President and Funds Controller