# EDGAR Filing Document

**Accession Number:** 0001414040
**File Stem:** 0001049169-26-000132
**Filing Date:** 2026-1
**Character Count:** 16750
**Document Hash:** 2c0ac001e1298ff0538b84370352ad1a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001049169-26-000132.hdr.sgml**: 20260129

**ACCESSION NUMBER**: 0001049169-26-000132

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251130

**FILED AS OF DATE**: 20260129

**DATE AS OF CHANGE**: 20260129

**PERIOD START**: 20251130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALPS ETF Trust
- **CENTRAL INDEX KEY:** 0001414040

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22175
- **FILM NUMBER:** 26576407

**BUSINESS ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328
- **BUSINESS PHONE:** 303.623.2577

**MAIL ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328

## Series and Classes Contracts Data

### ALPS Clean Energy ETF (Series ID: S000062205)

| Class ID   | Class Name            | Ticker Symbol   |
|:---|:---|:---|
| C000201215 | ALPS Clean Energy ETF | ACES            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ALPS ETF TRUST

- **b. Investment Company Act file number:** 811-22175

- **c. CIK number of Registrant:** 0001414040

- **d. LEI of Registrant:** 549300VF1907NYC4WM31

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 BROADWAY SUITE 1000

  - **City:** DENVER

  - **State:** CO

  - **Foreign country:** US

  - **Zip / Postal Code:** 80203

  - **Telephone number:** 3036232577

**Item A.2. Information about the Series.**

- **a. Name of Series:** ALPS Clean Energy ETF

- **b. EDGAR series identifier (if any):** S000062205

- **c. LEI of Series:** 549300UUHWBEG7BV1941

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-11-30

- **b. Date as of which information is reported:** 2025-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $108713341.93

**Total Liabilities:** $48753.07

**Net Assets:** $108664588.86

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000201215 | 9.05%                | 10.17%               | -5.05%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-24211240.44            | $32690706.15                               |
| Month 2  | $513.73                  | $10540775.42                               |
| Month 3  | $521904.85               | $-6306720.07                               |

### Schedule of Portfolio Investments

| Name                                                       | Title                                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Northland Power Inc                                        | Northland Power, Inc.                                      | CUSIP: 666511100<br>LEI: 8945002IJ77NEBK48M81 | Long             | EC               | CORP              | CA        |    293094 | NS      | $3647289.46   | 3.36%             |  |  |  | No            |                  1 | On Loan: —       |
| Rex American Resources Corp                                | REX American Resources Corp.                               | CUSIP: 761624105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     43066 | NS      | $1420747.34   | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Sunrun Inc                                                 | Sunrun, Inc.                                               | CUSIP: 86771W105<br>LEI: 54930007SJ77CI66U531 | Long             | EC               | CORP              | US        |    261232 | NS      | $5289948.00   | 4.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Microvast Holdings Inc                                     | Microvast Holdings, Inc.                                   | CUSIP: 59516C106<br>LEI: 549300J4UX9OMHSTKS35 | Long             | EC               | CORP              | US        |    268333 | NS      | $944532.16    | 0.87%             |  |  |  | No            |                  1 | On Loan: —       |
| Andersons Inc/the                                          | Andersons, Inc.                                            | CUSIP: 034164103<br>LEI: L38MWB8MVRFV7HVJPU11 | Long             | EC               | CORP              | US        |     49062 | NS      | $2526693.00   | 2.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Willdan Group Inc                                          | Willdan Group, Inc.                                        | CUSIP: 96924N100<br>LEI: 529900YQO0LF5VAEKN05 | Long             | EC               | CORP              | US        |     21263 | NS      | $2145436.70   | 1.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Itron Inc                                                  | Itron, Inc.                                                | CUSIP: 465741106<br>LEI: 24F6LSZD18II6ICG6S41 | Long             | EC               | CORP              | US        |     39485 | NS      | $3910594.40   | 3.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Green Plains Inc                                           | Green Plains, Inc.                                         | CUSIP: 393222104<br>LEI: VJ5WLTHARBSDR14KIZ98 | Long             | EC               | CORP              | US        |     96134 | NS      | $993064.22    | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Rivian Automotive Inc                                      | Rivian Automotive, Inc.                                    | CUSIP: 76954A103<br>LEI: 25490004LNKJ84MFYY24 | Long             | EC               | CORP              | US        |    334521 | NS      | $5640024.06   | 5.19%             |  |  |  | No            |                  1 | On Loan: —       |
| Aspen Aerogels Inc                                         | Aspen Aerogels, Inc.                                       | CUSIP: 04523Y105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    122731 | NS      | $395193.82    | 0.36%             |  |  |  | No            |                  1 | On Loan: —       |
| Enphase Energy Inc                                         | Enphase Energy, Inc.                                       | CUSIP: 29355A107<br>LEI: 5493008U7KIGMI59Z314 | Long             | EC               | CORP              | US        |    119835 | NS      | $3457239.75   | 3.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Amprius Technologies Inc                                   | Amprius Technologies, Inc.                                 | CUSIP: 03214Q108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    147642 | NS      | $1671307.44   | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Clearway Energy Inc                                        | Clearway Energy, Inc.                                      | CUSIP: 18539C204<br>LEI: 549300LHAZ9HA9G3XC48 | Long             | EC               | CORP              | US        |    124152 | NS      | $4546446.24   | 4.18%             |  |  |  | No            |                  1 | On Loan: —       |
| Eos Energy Enterprises Inc                                 | Eos Energy Enterprises, Inc.                               | CUSIP: 29415C101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    413357 | NS      | $6221022.85   | 5.72%             |  |  |  | No            |                  1 | On Loan: —       |
| Tesla Inc                                                  | Tesla, Inc.                                                | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |     13567 | NS      | $5836116.39   | 5.37%             |  |  |  | No            |                  1 | On Loan: No      |
| American Superconductor Corp                               | American Superconductor Corp.                              | CUSIP: 030111207<br>LEI: 549300S9YT8Z8LOK4452 | Long             | EC               | CORP              | US        |     65818 | NS      | $2046281.62   | 1.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Array Technologies Inc                                     | Array Technologies, Inc.                                   | CUSIP: 04271T100<br>LEI: 549300JM5FECYJQ85V37 | Long             | EC               | CORP              | US        |    227808 | NS      | $1710838.08   | 1.57%             |  |  |  | No            |                  1 | On Loan: —       |
| Shoals Technologies Group Inc                              | Shoals Technologies Group, Inc.                            | CUSIP: 82489W107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    248746 | NS      | $2086978.94   | 1.92%             |  |  |  | No            |                  1 | On Loan: —       |
| Lucid Group Inc                                            | Lucid Group, Inc.                                          | CUSIP: 549498202<br>LEI: 529900MRL9Z13ZCRVD74 | Long             | EC               | CORP              | US        |    190951 | NS      | $2602662.13   | 2.40%             |  |  |  | No            |                  1 | On Loan: —       |
| Plug Power Inc                                             | Plug Power, Inc.                                           | CUSIP: 72919P202<br>LEI: 549300JPDKRSJ8JSM954 | Long             | EC               | CORP              | US        |   1741460 | NS      | $3500334.60   | 3.22%             |  |  |  | No            |                  1 | On Loan: —       |
| Gevo Inc                                                   | Gevo, Inc.                                                 | CUSIP: 374396406<br>LEI: 549300IV6EW4O1OJD686 | Long             | EC               | CORP              | US        |    348389 | NS      | $745552.46    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Boralex Inc                                                | Boralex, Inc.                                              | CUSIP: 09950M300<br>LEI: 5493004UT7HNQU2SVR90 | Long             | EC               | CORP              | CA        |    154316 | NS      | $2756254.15   | 2.54%             |  |  |  | No            |                  1 | On Loan: —       |
| Ameresco Inc                                               | Ameresco, Inc.                                             | CUSIP: 02361E108<br>LEI: 529900NZXZGBCBXYY327 | Long             | EC               | CORP              | US        |     48377 | NS      | $1679165.67   | 1.55%             |  |  |  | No            |                  1 | On Loan: —       |
| Albemarle Corp                                             | Albemarle Corp.                                            | CUSIP: 012653101<br>LEI: HDBLS2Q6GV1LSKQPBS54 | Long             | EC               | CORP              | US        |     58279 | NS      | $7575687.21   | 6.97%             |  |  |  | No            |                  1 | On Loan: —       |
| Ballard Power Systems Inc                                  | Ballard Power Systems, Inc.                                | CUSIP: 058586108<br>LEI: 549300OHZ8BMF53YYS26 | Long             | EC               | CORP              | CA        |    378145 | NS      | $1073931.80   | 0.99%             |  |  |  | No            |                  1 | On Loan: —       |
| State Street Institutional Treasury Plus Money Market Fund | State Street Institutional Treasury Plus Money Market Fund | CUSIP: 857492862<br>LEI: 549300PNASLVKQG64331 | Long             | STIV             | RF                | US        |     77760 | NS      | $77759.52     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| First Solar Inc                                            | First Solar, Inc.                                          | CUSIP: 336433107<br>LEI: 549300NPYMLM4NHTOF27 | Long             | EC               | CORP              | US        |     23129 | NS      | $6312366.68   | 5.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Clean Energy Fuels Corp                                    | Clean Energy Fuels Corp.                                   | CUSIP: 184499101<br>LEI: 549300MTQB4VUAOPMF71 | Long             | EC               | CORP              | US        |    246948 | NS      | $538346.64    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Fluence Energy Inc                                         | Fluence Energy, Inc.                                       | CUSIP: 34379V103<br>LEI: 25490043LHZ97BT5PP29 | Long             | EC               | CORP              | US        |     97302 | NS      | $1911011.28   | 1.76%             |  |  |  | No            |                  1 | On Loan: —       |
| Xplr Infrastructure Lp                                     | XPLR Infrastructure LP                                     | CUSIP: 65341B106<br>LEI: 5493008F4ZOQFNG3WN54 | Long             | EC               | CORP              | US        |    141826 | NS      | $1351601.78   | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Evgo Inc                                                   | EVgo, Inc.                                                 | CUSIP: 30052F100<br>LEI: 254900NJU5Y3D9R42S26 | Long             | EC               | CORP              | US        |    193223 | NS      | $626042.52    | 0.58%             |  |  |  | No            |                  1 | On Loan: —       |
| N/A                                                        | SECURITIES LENDING - GENERAL                               | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | RF                | US        |         0 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Brookfield Renewable Partners Lp                           | Brookfield Renewable Partners LP                           | CUSIP: N/A<br>LEI: VA8DFMRI2GY8Y7V79H93       | Long             | EC               | CORP              | BM        |    191087 | NS      | $5458651.86   | 5.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Ha Sustainable Infrastructure Capital Inc                  | HA Sustainable Infrastructure Capital, Inc.                | CUSIP: 41068X100<br>LEI: 254900ZZRL7MWL1X8E92 | Long             | EC               | CORP              | US        |    168576 | NS      | $5792271.36   | 5.33%             |  |  |  | No            |                  1 | On Loan: —       |
| Nextpower Inc                                              | Nextpower, Inc.                                            | CUSIP: 65290E101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     67752 | NS      | $6207438.24   | 5.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Ormat Technologies Inc                                     | Ormat Technologies, Inc.                                   | CUSIP: 686688102<br>LEI: 5493000TSHHWY24VHM09 | Long             | EC               | CORP              | US        |     52174 | NS      | $5890966.34   | 5.42%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-12-30

**Name of Applicant:** ALPS ETF TRUST

**Signature:** Erich Rettinger

**Name of Signer:** Erich Rettinger

**Title:** Treasurer