# EDGAR Filing Document

**Accession Number:** 0001424212
**File Stem:** 0000940400-26-011362
**Filing Date:** 2026-3
**Character Count:** 52769
**Document Hash:** 106714fed437f271b7972c0a3f3f2318
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-011362.hdr.sgml**: 20260325

**ACCESSION NUMBER**: 0000940400-26-011362

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260131

**FILED AS OF DATE**: 20260325

**DATE AS OF CHANGE**: 20260325

**PERIOD START**: 20260731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED FUND III
- **CENTRAL INDEX KEY:** 0001424212

**ORGANIZATION NAME:**
- **EIN:** 000000000

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22245
- **FILM NUMBER:** 26792068

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE
- **STREET 2:** SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE
- **STREET 2:** SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** First Trust Exchange-Traded Fund III
- **DATE OF NAME CHANGE:** 20160419

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** First Trust Exchange Traded Fund III
- **DATE OF NAME CHANGE:** 20080116

## Series and Classes Contracts Data

### First Trust Horizon Managed Volatility Small/Mid ETF (Series ID: S000068212)

| Class ID   | Class Name                                           | Ticker Symbol   |
|:---|:---|:---|
| C000218390 | First Trust Horizon Managed Volatility Small/Mid ETF | HSMV            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** First Trust Exchange-Traded Fund III

- **b. Investment Company Act file number:** 811-22245

- **c. CIK number of Registrant:** 0001424212

- **d. LEI of Registrant:** 5493003Z20QMESC6XS29

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 East Liberty Drive, Suite 400

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** First Trust Horizon Managed Volatility Small/Mid ETF

- **b. EDGAR series identifier (if any):** S000068212

- **c. LEI of Series:** 5493003PJU7KHDQNZ665

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-07-31

- **b. Date as of which information is reported:** 2026-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $29454615.21

**Total Liabilities:** $20480.23

**Net Assets:** $29434134.98

**Cash Not Reported:** $212.53

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000218390 | 3.33%                | -0.91%               | 3.14%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-1.19                   | $818198.11                                 |
| Month 2  | $-15969.27               | $-337241.24                                |
| Month 3  | $64.13                   | $850187.49                                 |

### Schedule of Portfolio Investments

| Name                               | Title                                 | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Prosperity Bancshares Inc          | Prosperity Bancshares Inc             | CUSIP: 743606105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2775 | NS      | $191502.75    | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Antero Midstream Corp              | Antero Midstream Corp                 | CUSIP: 03676B102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     13241 | NS      | $249195.62    | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| KBR Inc                            | KBR Inc                               | CUSIP: 48242W106<br>LEI: 254900OFQDXZRKRCV808 | Long             | EC               | CORP              | US        |      3255 | NS      | $139346.55    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Four Corners Property Trust In     | Four Corners Property Trust Inc       | CUSIP: 35086T109<br>LEI: 549300SVTPZPBDVNER42 | Long             | EC               | CORP              | US        |     18944 | NS      | $466969.60    | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| US Foods Holding Corp              | US Foods Holding Corp                 | CUSIP: 912008109<br>LEI: 549300UGOZSO64CFPR97 | Long             | EC               | CORP              | US        |      3779 | NS      | $315999.98    | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CareTrust REIT Inc                 | CareTrust REIT Inc                    | CUSIP: 14174T107<br>LEI: 5493001NVXE2B9GPLU96 | Long             | EC               | CORP              | US        |      1590 | NS      | $59370.60     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Granite Construction Inc           | Granite Construction Inc              | CUSIP: 387328107<br>LEI: 549300OM4BWMCIXVCZ39 | Long             | EC               | CORP              | US        |      2119 | NS      | $255848.06    | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Warner Music Group Corp            | Warner Music Group Corp               | CUSIP: 934550203<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6311 | NS      | $189203.78    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| WD-40 Co                           | WD-40 Co                              | CUSIP: 929236107<br>LEI: 549300UZHTN0CNKBOB19 | Long             | EC               | CORP              | US        |      1466 | NS      | $338983.18    | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Portland General Electric Co       | Portland General Electric Co          | CUSIP: 736508847<br>LEI: GJOUP9M7C39GLSK9R870 | Long             | EC               | CORP              | US        |      5229 | NS      | $262757.25    | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| MSA Safety Inc                     | MSA Safety Inc                        | CUSIP: 553498106<br>LEI: 529900DVA3258XK11O39 | Long             | EC               | CORP              | US        |      2105 | NS      | $372900.75    | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Reinsurance Group of America I     | Reinsurance Group of America Inc      | CUSIP: 759351604<br>LEI: LORM1GNEU1DKEW527V90 | Long             | EC               | CORP              | US        |       734 | NS      | $148818.50    | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Assured Guaranty Ltd               | Assured Guaranty Ltd                  | CUSIP: 000000000<br>LEI: 549300BBOQUJEPH87M14 | Long             | EC               | CORP              | BM        |      3346 | NS      | $283908.10    | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Encompass Health Corp              | Encompass Health Corp                 | CUSIP: 29261A100<br>LEI: 549300FVRPM9DRQZRG64 | Long             | EC               | CORP              | US        |      2234 | NS      | $211180.02    | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Elme Communities                   | Elme Communities                      | CUSIP: 939653101<br>LEI: 549300DI34BGS8LVKW95 | Long             | EC               | CORP              | US        |      4054 | NS      | $8918.80      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Independence Realty Trust Inc      | Independence Realty Trust Inc         | CUSIP: 45378A106<br>LEI: 549300Z3L8NU44NQEB29 | Long             | EC               | CORP              | US        |      3442 | NS      | $57481.40     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Armstrong World Industries Inc     | Armstrong World Industries Inc        | CUSIP: 04247X102<br>LEI: KXMRXXOJ88Q45Y45MG74 | Long             | EC               | CORP              | US        |      1195 | NS      | $219569.30    | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| NNN REIT Inc                       | NNN REIT Inc                          | CUSIP: 637417106<br>LEI: 5493008JKH5SOTI0JS97 | Long             | EC               | CORP              | US        |      6810 | NS      | $283772.70    | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Hanover Insurance Group Inc/Th     | Hanover Insurance Group Inc/The       | CUSIP: 410867105<br>LEI: JJYR6MFKFF6CF8DBZ078 | Long             | EC               | CORP              | US        |      1316 | NS      | $229168.24    | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| California Water Service Group     | California Water Service Group        | CUSIP: 130788102<br>LEI: 529900QABDOBU6UVRQ36 | Long             | EC               | CORP              | US        |      1629 | NS      | $72816.30     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Prestige Consumer Healthcare I     | Prestige Consumer Healthcare Inc      | CUSIP: 74112D101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2894 | NS      | $186576.18    | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Grand Canyon Education Inc         | Grand Canyon Education Inc            | CUSIP: 38526M106<br>LEI: 529900XFER799IYOSW74 | Long             | EC               | CORP              | US        |       751 | NS      | $130553.84    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Northwest Natural Holding Co       | Northwest Natural Holding Co          | CUSIP: 66765N105<br>LEI: 254900PSJL6ZEC8FR782 | Long             | EC               | CORP              | US        |      4093 | NS      | $190570.08    | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Universal Corp/VA                  | Universal Corp/VA                     | CUSIP: 913456109<br>LEI: 549300BZXZ66F6DTIF20 | Long             | EC               | CORP              | US        |      4164 | NS      | $235640.76    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Healthcare Realty Trust Inc        | Healthcare Realty Trust Inc           | CUSIP: 42226K105<br>LEI: 549300L0I14L7I0VLX84 | Long             | EC               | CORP              | US        |      2298 | NS      | $38583.42     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Black Hills Corp                   | Black Hills Corp                      | CUSIP: 092113109<br>LEI: 3MGELCRSTNSAMJ962671 | Long             | EC               | CORP              | US        |      4338 | NS      | $316587.24    | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Starwood Property Trust Inc        | Starwood Property Trust Inc           | CUSIP: 85571B105<br>LEI: BUGSFQZERKRBFWIG5267 | Long             | EC               | CORP              | US        |     24523 | NS      | $439697.39    | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Silgan Holdings Inc                | Silgan Holdings Inc                   | CUSIP: 827048109<br>LEI: KAF673KJXD92C8KSLU49 | Long             | EC               | CORP              | US        |      4178 | NS      | $180280.70    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Equity LifeStyle Properties In     | Equity LifeStyle Properties Inc       | CUSIP: 29472R108<br>LEI: 529900PEQG66LENB6798 | Long             | EC               | CORP              | US        |      3276 | NS      | $206944.92    | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Sonoco Products Co                 | Sonoco Products Co                    | CUSIP: 835495102<br>LEI: GKOMIK4RDJGHEF0VNP11 | Long             | EC               | CORP              | US        |      4047 | NS      | $194256.00    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Essential Properties Realty Tr     | Essential Properties Realty Trust Inc | CUSIP: 29670E107<br>LEI: 2549009LXQLVYCGLZO50 | Long             | EC               | CORP              | US        |      5754 | NS      | $174691.44    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Avista Corp                        | Avista Corp                           | CUSIP: 05379B107<br>LEI: Q0IK63NITJD6RJ47SW96 | Long             | EC               | CORP              | US        |      6905 | NS      | $285107.45    | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| H2O America                        | H2O America                           | CUSIP: 784305104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       844 | NS      | $43921.76     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Highwoods Properties Inc           | Highwoods Properties Inc              | CUSIP: 431284108<br>LEI: ZIIGTYKL9T0X3HLTDX53 | Long             | EC               | CORP              | US        |      1456 | NS      | $37637.60     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Gaming and Leisure Properties      | Gaming and Leisure Properties Inc     | CUSIP: 36467J108<br>LEI: 5493006GWRDBCZYWTM57 | Long             | EC               | CORP              | US        |     10234 | NS      | $457971.50    | 1.56%             |  |  |  | No            |                  1 | On Loan: No      |
| ITT Inc                            | ITT Inc                               | CUSIP: 45073V108<br>LEI: 549300KDSERHTJOXUS80 | Long             | EC               | CORP              | US        |      1062 | NS      | $193602.60    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| AptarGroup Inc                     | AptarGroup Inc                        | CUSIP: 038336103<br>LEI: VNPEQDQFAA7IY1T2PX43 | Long             | EC               | CORP              | US        |      2482 | NS      | $310125.90    | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| American Homes 4 Rent              | American Homes 4 Rent                 | CUSIP: 02665T306<br>LEI: 549300ZJUO7A58PNUW40 | Long             | EC               | CORP              | US        |      4983 | NS      | $156067.56    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Phillips Edison & Co Inc           | Phillips Edison & Co Inc              | CUSIP: 71844V201<br>LEI: 549300JPN4YHYPXTJQ85 | Long             | EC               | CORP              | US        |      8266 | NS      | $299477.18    | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity National Financial In     | Fidelity National Financial Inc       | CUSIP: 31620R303<br>LEI: 549300CAZYIH39SYQ287 | Long             | EC               | CORP              | US        |      2557 | NS      | $139075.23    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| CSG Systems International Inc      | CSG Systems International Inc         | CUSIP: 126349109<br>LEI: 549300D7FJZUOHHXUA81 | Long             | EC               | CORP              | US        |      2980 | NS      | $237655.00    | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Reliance Inc                       | Reliance Inc                          | CUSIP: 759509102<br>LEI: 549300E287ZOFT3C5Z56 | Long             | EC               | CORP              | US        |       659 | NS      | $217140.50    | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Casey's General Stores Inc         | Casey's General Stores Inc            | CUSIP: 147528103<br>LEI: 549300CAFWSI86V66Q65 | Long             | EC               | CORP              | US        |       357 | NS      | $216520.50    | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Agree Realty Corp                  | Agree Realty Corp                     | CUSIP: 008492100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5253 | NS      | $379424.19    | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Otter Tail Corp                    | Otter Tail Corp                       | CUSIP: 689648103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       554 | NS      | $49394.64     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Sabra Health Care REIT Inc         | Sabra Health Care REIT Inc            | CUSIP: 78573L106<br>LEI: 549300E3BC7GU7TAZ621 | Long             | EC               | CORP              | US        |     11895 | NS      | $222793.35    | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Hilltop Holdings Inc               | Hilltop Holdings Inc                  | CUSIP: 432748101<br>LEI: 54930010TA543US0PM65 | Long             | EC               | CORP              | US        |      4776 | NS      | $178861.20    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| First Industrial Realty Trust      | First Industrial Realty Trust Inc     | CUSIP: 32054K103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       762 | NS      | $44218.86     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Commerce Bancshares Inc/MO         | Commerce Bancshares Inc/MO            | CUSIP: 200525103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3778 | NS      | $198873.92    | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| NewMarket Corp                     | NewMarket Corp                        | CUSIP: 651587107<br>LEI: 54930082CG88ERDREQ47 | Long             | EC               | CORP              | US        |       283 | NS      | $189833.57    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackstone Mortgage Trust Inc      | Blackstone Mortgage Trust Inc         | CUSIP: 09257W100<br>LEI: 549300OLDJ20R2Y2UW20 | Long             | EC               | CORP              | US        |     12514 | NS      | $240894.50    | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| F&G Annuities & Life Inc           | F&G Annuities & Life Inc              | CUSIP: 30190A104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       153 | NS      | $4511.97      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Arrow Electronics Inc              | Arrow Electronics Inc                 | CUSIP: 042735100<br>LEI: 549300YNNLBXT8N8R512 | Long             | EC               | CORP              | US        |      1733 | NS      | $229605.17    | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Graco Inc                          | Graco Inc                             | CUSIP: 384109104<br>LEI: 4T5VJ4S81BRT6Q7GGT78 | Long             | EC               | CORP              | US        |      4399 | NS      | $384164.67    | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| ARMOUR Residential REIT Inc        | ARMOUR Residential REIT Inc           | CUSIP: 042315705<br>LEI: 549300K0WA0EJUX74V72 | Long             | EC               | CORP              | US        |     11394 | NS      | $198255.60    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Madison Square Garden Sports C     | Madison Square Garden Sports Corp     | CUSIP: 55825T103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1094 | NS      | $310203.70    | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Acadia Realty Trust                | Acadia Realty Trust                   | CUSIP: 004239109<br>LEI: 254900C5XLB1YYJQSH07 | Long             | EC               | CORP              | US        |      2168 | NS      | $43381.68     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Radian Group Inc                   | Radian Group Inc                      | CUSIP: 750236101<br>LEI: 54930005OUP720S5U385 | Long             | EC               | CORP              | US        |      4977 | NS      | $163743.30    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| FirstCash Holdings Inc             | FirstCash Holdings Inc                | CUSIP: 33768G107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       920 | NS      | $156860.00    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| DT Midstream Inc                   | DT Midstream Inc                      | CUSIP: 23345M107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2061 | NS      | $259727.22    | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| UGI Corp                           | UGI Corp                              | CUSIP: 902681105<br>LEI: DX6GCWD4Q1JO9CRE5I40 | Long             | EC               | CORP              | US        |      1878 | NS      | $75326.58     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| AECOM                              | AECOM                                 | CUSIP: 00766T100<br>LEI: 0EEB8GF0W0NPCIHZX097 | Long             | EC               | CORP              | US        |      2159 | NS      | $208192.37    | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Churchill Downs Inc                | Churchill Downs Inc                   | CUSIP: 171484108<br>LEI: 529900FODTBQC8MIS994 | Long             | EC               | CORP              | US        |      1395 | NS      | $137212.20    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Hexcel Corp                        | Hexcel Corp                           | CUSIP: 428291108<br>LEI: S6Q7LW43WUBUHXY2QP69 | Long             | EC               | CORP              | US        |      1880 | NS      | $155682.80    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| ONE Gas Inc                        | ONE Gas Inc                           | CUSIP: 68235P108<br>LEI: 549300HXDWI0LATTX840 | Long             | EC               | CORP              | US        |      1743 | NS      | $138673.08    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Clean Harbors Inc                  | Clean Harbors Inc                     | CUSIP: 184496107<br>LEI: 5493000SJVZVZJKHJF48 | Long             | EC               | CORP              | US        |      1022 | NS      | $265628.02    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Donaldson Co Inc                   | Donaldson Co Inc                      | CUSIP: 257651109<br>LEI: OZE6KXY9QQPR8EJ8WL20 | Long             | EC               | CORP              | US        |      3549 | NS      | $361785.06    | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| ABM Industries Inc                 | ABM Industries Inc                    | CUSIP: 000957100<br>LEI: QF02R89VEIOROM77J447 | Long             | EC               | CORP              | US        |      4006 | NS      | $184436.24    | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Spire Inc                          | Spire Inc                             | CUSIP: 84857L101<br>LEI: 549300NXSY15DRY2R511 | Long             | EC               | CORP              | US        |      2305 | NS      | $194749.45    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| H&R Block Inc                      | H&R Block Inc                         | CUSIP: 093671105<br>LEI: 549300CE3KUCWLZBG404 | Long             | EC               | CORP              | US        |      3919 | NS      | $154604.55    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Essent Group Ltd                   | Essent Group Ltd                      | CUSIP: 000000000<br>LEI: 254900QUO860OUT6ZF83 | Long             | EC               | CORP              | BM        |      3834 | NS      | $241235.28    | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| LXP Industrial Trust               | LXP Industrial Trust                  | CUSIP: 529043408<br>LEI: 549300S4MH2ICXDBFV43 | Long             | EC               | CORP              | US        |       900 | NS      | $44595.00     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Choice Hotels International In     | Choice Hotels International Inc       | CUSIP: 169905106<br>LEI: 5493003CYRY5RFGTIR97 | Long             | EC               | CORP              | US        |      1859 | NS      | $191105.20    | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| American States Water Co           | American States Water Co              | CUSIP: 029899101<br>LEI: 529900L26LIS2V8PWM23 | Long             | EC               | CORP              | US        |      1924 | NS      | $140375.04    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| CubeSmart                          | CubeSmart                             | CUSIP: 229663109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1032 | NS      | $38730.96     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Chemed Corp                        | Chemed Corp                           | CUSIP: 16359R103<br>LEI: 54930020031IDJT2IM79 | Long             | EC               | CORP              | US        |       375 | NS      | $160177.50    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| RenaissanceRe Holdings Ltd         | RenaissanceRe Holdings Ltd            | CUSIP: 000000000<br>LEI: EK6GB9U3U58PDI411C94 | Long             | EC               | CORP              | BM        |       772 | NS      | $217472.40    | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Innoviva Inc                       | Innoviva Inc                          | CUSIP: 45781M101<br>LEI: 549300ACOX4QTBES6535 | Long             | EC               | CORP              | US        |      9474 | NS      | $189480.00    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| EPR Properties                     | EPR Properties                        | CUSIP: 26884U109<br>LEI: 549300YSSXFHMPOWZ492 | Long             | EC               | CORP              | US        |      1159 | NS      | $62864.16     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Korn Ferry                         | Korn Ferry                            | CUSIP: 500643200<br>LEI: 549300FOD20OM0GT5G40 | Long             | EC               | CORP              | US        |      2740 | NS      | $190347.80    | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| J & J Snack Foods Corp             | J & J Snack Foods Corp                | CUSIP: 466032109<br>LEI: 894500IGP1Y2ZQFQMJ83 | Long             | EC               | CORP              | US        |      1559 | NS      | $148105.00    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Maximus Inc                        | Maximus Inc                           | CUSIP: 577933104<br>LEI: 549300DQCDS8HJ7QF202 | Long             | EC               | CORP              | US        |      1870 | NS      | $176602.80    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Affiliated Managers Group Inc      | Affiliated Managers Group Inc         | CUSIP: 008252108<br>LEI: 2JE75BUE3T1BLCYYGK54 | Long             | EC               | CORP              | US        |       513 | NS      | $160615.17    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Avnet Inc                          | Avnet Inc                             | CUSIP: 053807103<br>LEI: XJI53DCPL7QABOWK4Z75 | Long             | EC               | CORP              | US        |      3978 | NS      | $248187.42    | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| IDACORP Inc                        | IDACORP Inc                           | CUSIP: 451107106<br>LEI: N134NUJDWN8UEFA8B673 | Long             | EC               | CORP              | US        |      3218 | NS      | $427318.22    | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| MDU Resources Group Inc            | MDU Resources Group Inc               | CUSIP: 552690109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2149 | NS      | $44075.99     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| BJ's Wholesale Club Holdings I     | BJ's Wholesale Club Holdings Inc      | CUSIP: 05550J101<br>LEI: 549300UCIWH1C93V0J03 | Long             | EC               | CORP              | US        |      1629 | NS      | $150584.76    | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Reynolds Consumer Products Inc     | Reynolds Consumer Products Inc        | CUSIP: 76171L106<br>LEI: 894500ZQLNYY77S80A06 | Long             | EC               | CORP              | US        |     10786 | NS      | $249911.62    | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| COPT Defense Properties            | COPT Defense Properties               | CUSIP: 22002T108<br>LEI: YY1J47X6LF9TYY8JY420 | Long             | EC               | CORP              | US        |      7577 | NS      | $233447.37    | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| MSC Industrial Direct Co Inc       | MSC Industrial Direct Co Inc          | CUSIP: 553530106<br>LEI: 0XVKH0LN6YGOWO2EGO17 | Long             | EC               | CORP              | US        |      2031 | NS      | $171294.54    | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| New York Times Co/The              | New York Times Co/The                 | CUSIP: 650111107<br>LEI: 529900J1WEMMIW7BOH57 | Long             | EC               | CORP              | US        |      2491 | NS      | $182615.21    | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| City Holding Co                    | City Holding Co                       | CUSIP: 177835105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1585 | NS      | $195097.65    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Balchem Corp                       | Balchem Corp                          | CUSIP: 057665200<br>LEI: 549300VR70OPMHUI3557 | Long             | EC               | CORP              | US        |      1980 | NS      | $336936.60    | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| MGE Energy Inc                     | MGE Energy Inc                        | CUSIP: 55277P104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1676 | NS      | $133878.88    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Enact Holdings Inc                 | Enact Holdings Inc                    | CUSIP: 29249E109<br>LEI: 9845003CA5664B741N19 | Long             | EC               | CORP              | US        |      7483 | NS      | $297598.91    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| OGE Energy Corp                    | OGE Energy Corp                       | CUSIP: 670837103<br>LEI: CE5OG6JPOZMDSA0LAQ19 | Long             | EC               | CORP              | US        |     10350 | NS      | $452088.00    | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Crown Holdings Inc                 | Crown Holdings Inc                    | CUSIP: 228368106<br>LEI: NYLWZIOY8PUNIT4JOE22 | Long             | EC               | CORP              | US        |      2414 | NS      | $252697.52    | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Flowers Foods Inc                  | Flowers Foods Inc                     | CUSIP: 343498101<br>LEI: 7YNCQQNDK8FBM9BBTK25 | Long             | EC               | CORP              | US        |     16000 | NS      | $182880.00    | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Old Republic International Cor     | Old Republic International Corp       | CUSIP: 680223104<br>LEI: 549300IV6O2YY2A1KH37 | Long             | EC               | CORP              | US        |      7779 | NS      | $304703.43    | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| RPM International Inc              | RPM International Inc                 | CUSIP: 749685103<br>LEI: 549300TJCKW4BRXPJ474 | Long             | EC               | CORP              | US        |      1889 | NS      | $202047.44    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Terreno Realty Corp                | Terreno Realty Corp                   | CUSIP: 88146M101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       701 | NS      | $43139.54     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Gentex Corp                        | Gentex Corp                           | CUSIP: 371901109<br>LEI: 549300S3UD8XV1MN0287 | Long             | EC               | CORP              | US        |      5873 | NS      | $135137.73    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Urban Edge Properties              | Urban Edge Properties                 | CUSIP: 91704F104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2099 | NS      | $40783.57     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| STAG Industrial Inc                | STAG Industrial Inc                   | CUSIP: 85254J102<br>LEI: 549300QWYX2W6FASVQ07 | Long             | EC               | CORP              | US        |      1118 | NS      | $41936.18     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| LTC Properties Inc                 | LTC Properties Inc                    | CUSIP: 502175102<br>LEI: 549300NRZP8IJG2KY677 | Long             | EC               | CORP              | US        |      9379 | NS      | $342052.13    | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Performance Food Group Co          | Performance Food Group Co             | CUSIP: 71377A103<br>LEI: 549300EUK8GR9IT1YK57 | Long             | EC               | CORP              | US        |      2064 | NS      | $197008.80    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| National Fuel Gas Co               | National Fuel Gas Co                  | CUSIP: 636180101<br>LEI: 8JB38FFW1Y3C1HM8E841 | Long             | EC               | CORP              | US        |      1114 | NS      | $93297.50     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Ellington Financial Inc            | Ellington Financial Inc               | CUSIP: 28852N109<br>LEI: 60GS1D1R1YY5G1W7IT74 | Long             | EC               | CORP              | US        |     36208 | NS      | $465272.80    | 1.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Dreyfus Government Cash Management | Dreyfus Government Cash Management    | CUSIP: 262006208<br>LEI: 5493000Q69I5Q3QZIA91 | Long             | STIV             | RF                | US        |     58435 | NS      | $58434.86     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Tanger Inc                         | Tanger Inc                            | CUSIP: 875465106<br>LEI: UKEW8YSXE4Y581KYOL30 | Long             | EC               | CORP              | US        |      1296 | NS      | $42405.12     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Omega Healthcare Investors Inc     | Omega Healthcare Investors Inc        | CUSIP: 681936100<br>LEI: 549300OJ7ENK42CZ8E73 | Long             | EC               | CORP              | US        |      4779 | NS      | $209702.52    | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Morningstar Inc                    | Morningstar Inc                       | CUSIP: 617700109<br>LEI: 529900YGNQPOVAXQ7F29 | Long             | EC               | CORP              | US        |       778 | NS      | $157226.02    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Rexford Industrial Realty Inc      | Rexford Industrial Realty Inc         | CUSIP: 76169C100<br>LEI: 549300MSLO0DF0EMX355 | Long             | EC               | CORP              | US        |      1011 | NS      | $40975.83     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Kite Realty Group Trust            | Kite Realty Group Trust               | CUSIP: 49803T300<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1877 | NS      | $44090.73     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Brixmor Property Group Inc         | Brixmor Property Group Inc            | CUSIP: 11120U105<br>LEI: 5299007UXW6Y0W2EGZ95 | Long             | EC               | CORP              | US        |      1801 | NS      | $48248.79     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| FTI Consulting Inc                 | FTI Consulting Inc                    | CUSIP: 302941109<br>LEI: 549300K17GM8EQD0FQ48 | Long             | EC               | CORP              | US        |      1658 | NS      | $289602.86    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| EastGroup Properties Inc           | EastGroup Properties Inc              | CUSIP: 277276101<br>LEI: 31TIGQQZC4P6JMHKSW85 | Long             | EC               | CORP              | US        |       323 | NS      | $58669.72     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| American Financial Group Inc/O     | American Financial Group Inc/OH       | CUSIP: 025932104<br>LEI: 549300AFOM7IVKIU1G39 | Long             | EC               | CORP              | US        |      1590 | NS      | $207129.30    | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Franklin Electric Co Inc           | Franklin Electric Co Inc              | CUSIP: 353514102<br>LEI: RR6AURIKMXUE4Q24G284 | Long             | EC               | CORP              | US        |      2046 | NS      | $203822.52    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| WP Carey Inc                       | WP Carey Inc                          | CUSIP: 92936U109<br>LEI: 54930042CRNE713E3Q67 | Long             | EC               | CORP              | US        |      4574 | NS      | $319036.50    | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Chesapeake Utilities Corp          | Chesapeake Utilities Corp             | CUSIP: 165303108<br>LEI: 254900WW0FDCKAOCKE74 | Long             | EC               | CORP              | US        |      1071 | NS      | $137816.28    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Autoliv Inc                        | Autoliv Inc                           | CUSIP: 052800109<br>LEI: A23RUXWKASG834LTMK28 | Long             | EC               | CORP              | SE        |      1552 | NS      | $188164.48    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Financial Corp      | First American Financial Corp         | CUSIP: 31847R102<br>LEI: 549300B6VEZK3N0A1P55 | Long             | EC               | CORP              | US        |      2121 | NS      | $134004.78    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Curbline Properties Corp           | Curbline Properties Corp              | CUSIP: 23128Q101<br>LEI: 529900PGR41LH0I81I15 | Long             | EC               | CORP              | US        |      1752 | NS      | $42486.00     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Lamar Advertising Co               | Lamar Advertising Co                  | CUSIP: 512816109<br>LEI: 529900Y8WW4MKVPTB543 | Long             | EC               | CORP              | US        |       359 | NS      | $46063.29     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Essential Utilities Inc            | Essential Utilities Inc               | CUSIP: 29670G102<br>LEI: 549300ILTEOF3E3QY357 | Long             | EC               | CORP              | US        |      2448 | NS      | $94957.92     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Innospec Inc                       | Innospec Inc                          | CUSIP: 45768S105<br>LEI: 213800SQBACNY5IWJO68 | Long             | EC               | CORP              | US        |      2542 | NS      | $207732.24    | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Landstar System Inc                | Landstar System Inc                   | CUSIP: 515098101<br>LEI: 254900CUQXQRL09MEI52 | Long             | EC               | CORP              | US        |      1133 | NS      | $169224.88    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| MGIC Investment Corp               | MGIC Investment Corp                  | CUSIP: 552848103<br>LEI: 254900S8483WM4M98R28 | Long             | EC               | CORP              | US        |      8153 | NS      | $219478.76    | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| RLI Corp                           | RLI Corp                              | CUSIP: 749607107<br>LEI: 529900AMTJE5ECN9PS55 | Long             | EC               | CORP              | US        |      4362 | NS      | $254871.66    | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| CNO Financial Group Inc            | CNO Financial Group Inc               | CUSIP: 12621E103<br>LEI: 11XPYHB76MPM4Y4P2897 | Long             | EC               | CORP              | US        |      3530 | NS      | $148436.50    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| National Storage Affiliates Tr     | National Storage Affiliates Trust     | CUSIP: 637870106<br>LEI: 529900FS06O8GOYNR108 | Long             | EC               | CORP              | US        |      1371 | NS      | $43611.51     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Cousins Properties Inc             | Cousins Properties Inc                | CUSIP: 222795502<br>LEI: 5493007XPYD5EJABN062 | Long             | EC               | CORP              | US        |      1611 | NS      | $40661.64     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Albertsons Cos Inc                 | Albertsons Cos Inc                    | CUSIP: 013091103<br>LEI: 549300YKWOC0AOR16R51 | Long             | EC               | CORP              | US        |      8672 | NS      | $144388.80    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Rayonier Inc                       | Rayonier Inc                          | CUSIP: 754907103<br>LEI: HGV8VDVNL0W6SF2U9C50 | Long             | EC               | CORP              | US        |      2108 | NS      | $47935.92     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Southwest Gas Holdings Inc         | Southwest Gas Holdings Inc            | CUSIP: 844895102<br>LEI: 254900LKF9EV0CUKNE09 | Long             | EC               | CORP              | US        |       580 | NS      | $48035.60     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| SEI Investments Co                 | SEI Investments Co                    | CUSIP: 784117103<br>LEI: 5LJTIFADGZ6XH1RVOC11 | Long             | EC               | CORP              | US        |      2899 | NS      | $254677.15    | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Service Corp International/US      | Service Corp International/US         | CUSIP: 817565104<br>LEI: 549300RKVM2ME20JHZ15 | Long             | EC               | CORP              | US        |      4221 | NS      | $339495.03    | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Primerica Inc                      | Primerica Inc                         | CUSIP: 74164M108<br>LEI: 254900621R686KJR7022 | Long             | EC               | CORP              | US        |       656 | NS      | $172554.24    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Marzetti Company/The               | Marzetti Company/The                  | CUSIP: 513847103<br>LEI: 529900X4O13HED1ZAS58 | Long             | EC               | CORP              | US        |       947 | NS      | $162476.79    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Graphic Packaging Holding Co       | Graphic Packaging Holding Co          | CUSIP: 388689101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8256 | NS      | $120950.40    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| GATX Corp                          | GATX Corp                             | CUSIP: 361448103<br>LEI: 549300IHYHCQP2PIR591 | Long             | EC               | CORP              | US        |      1476 | NS      | $268499.16    | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Ensign Group Inc/The               | Ensign Group Inc/The                  | CUSIP: 29358P101<br>LEI: 5493003K4HEEA8Q0BC72 | Long             | EC               | CORP              | US        |      1145 | NS      | $196550.70    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Dolby Laboratories Inc             | Dolby Laboratories Inc                | CUSIP: 25659T107<br>LEI: 549300X04FB2QPCJ5J24 | Long             | EC               | CORP              | US        |      4316 | NS      | $277044.04    | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Ingredion Inc                      | Ingredion Inc                         | CUSIP: 457187102<br>LEI: PKSTQ48QDN0XSVS7YK88 | Long             | EC               | CORP              | US        |      3386 | NS      | $399886.60    | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Post Holdings Inc                  | Post Holdings Inc                     | CUSIP: 737446104<br>LEI: JM1I5YUAURL6DC8N1468 | Long             | EC               | CORP              | US        |      3087 | NS      | $315830.97    | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| New Jersey Resources Corp          | New Jersey Resources Corp             | CUSIP: 646025106<br>LEI: 549300QKBSQBIX4DQ583 | Long             | EC               | CORP              | US        |      9831 | NS      | $486437.88    | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| NMI Holdings Inc                   | NMI Holdings Inc                      | CUSIP: 629209305<br>LEI: 529900KNNGFXJX1C3Z08 | Long             | EC               | CORP              | US        |      4578 | NS      | $177260.16    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Annaly Capital Management Inc      | Annaly Capital Management Inc         | CUSIP: 035710839<br>LEI: 2DTL0G3FPRYUT58TI025 | Long             | EC               | CORP              | US        |     17048 | NS      | $392274.48    | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Exponent Inc                       | Exponent Inc                          | CUSIP: 30214U102<br>LEI: 529900NY3F5Q2NWPUZ42 | Long             | EC               | CORP              | US        |      3188 | NS      | $229121.56    | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Ormat Technologies Inc             | Ormat Technologies Inc                | CUSIP: 686688102<br>LEI: 5493000TSHHWY24VHM09 | Long             | EC               | CORP              | US        |       407 | NS      | $50850.58     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Genpact Ltd                        | Genpact Ltd                           | CUSIP: 000000000<br>LEI: 529900OSEC6Q0L4L5B35 | Long             | EC               | CORP              | US        |      3991 | NS      | $176003.10    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-03-25

**Name of Applicant:** First Trust Exchange-Traded Fund III

**Signature:** Derek Maltbie

**Name of Signer:** Derek Maltbie

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer