# EDGAR Filing Document

**Accession Number:** 0001877090
**File Stem:** 0001877090-23-000001
**Filing Date:** 2023-1
**Character Count:** 19735
**Document Hash:** 6c991a1010333a93c17dce4a44280806
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001877090-23-000001.hdr.sgml**: 20230117

**ACCESSION NUMBER**: 0001877090-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230117

**DATE AS OF CHANGE**: 20230117

**EFFECTIVENESS DATE**: 20230117

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Twelve Points Wealth Management LLC
- **CENTRAL INDEX KEY:** 0001877090
- **IRS NUMBER:** 465061538
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22386
- **FILM NUMBER:** 23531271

**BUSINESS ADDRESS:**
- **STREET 1:** 9 POND LANE, STE 3A
- **CITY:** CONCORD
- **STATE:** MA
- **ZIP:** 01742
- **BUSINESS PHONE:** 9783189500

**MAIL ADDRESS:**
- **STREET 1:** 9 POND LANE, STE 3A
- **CITY:** CONCORD
- **STATE:** MA
- **ZIP:** 01742

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Twelve Points Wealth Management LLC<br>**Address:** 9 Pond Lane Ste 3a<br>Concord, MA 01742

**Form 13F File Number:** 028-22386

**CRD Number (if applicable):** 000171107

**SEC File Number (if applicable):** 801-108967

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** KIMBERLY ANN VAN WINKLE<br>**Title:** CCO<br>**Phone:** 978-318-9500

**Signature, Place, and Date of Signing:**

/s/ Kimberly Ann Van Winkle  Concord, MA  01-17-2022<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 163

**Form 13F Information Table Value Total:** $146978577

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M CO | COM | 88579Y101 |  | 368685 | 3074 | SH |  | SOLE |  | 0 | 0 | 3074 |
| ABBOTT LABS | COM | 002824100 |  | 824523 | 7510 | SH |  | SOLE |  | 0 | 0 | 7510 |
| ABBVIE INC | COM | 00287Y109 |  | 530718 | 3284 | SH |  | SOLE |  | 0 | 0 | 3284 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 418958 | 5473 | SH |  | SOLE |  | 0 | 0 | 5473 |
| ACUITY BRANDS INC | COM | 00508Y102 |  | 324106 | 1957 | SH |  | SOLE |  | 0 | 0 | 1957 |
| ADVENT CONV  INCOME FD | COM | 00764C109 |  | 437987 | 40182 | SH |  | SOLE |  | 0 | 0 | 40182 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 808242 | 9109 | SH |  | SOLE |  | 0 | 0 | 9109 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 455083 | 5158 | SH |  | SOLE |  | 0 | 0 | 5158 |
| AMAZON COM INC | COM | 023135106 |  | 588726 | 7009 | SH |  | SOLE |  | 0 | 0 | 7009 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 620993 | 4203 | SH |  | SOLE |  | 0 | 0 | 4203 |
| AMGEN INC | COM | 031162100 |  | 293486 | 1117 | SH |  | SOLE |  | 0 | 0 | 1117 |
| ANGEL OAK FINL STRATEGIES IN | COM BEN INT | 03464A100 |  | 1425317 | 111266 | SH |  | SOLE |  | 0 | 0 | 111266 |
| AON PLC | SHS CL A | G0403H108 |  | 414219 | 1380 | SH |  | SOLE |  | 0 | 0 | 1380 |
| APPLE INC | COM | 037833100 |  | 640833 | 4932 | SH |  | SOLE |  | 0 | 0 | 4932 |
| ARTISAN PARTNERS ASSET MGMT | CL A | 04316A108 |  | 1218765 | 41036 | SH |  | SOLE |  | 0 | 0 | 41036 |
| ASA GOLD AND PRECIOUS MTLS L | SHS | G3156P103 |  | 5906614 | 412761 | SH |  | SOLE |  | 0 | 0 | 412761 |
| AT INC | COM | 00206R102 |  | 337906 | 18354 | SH |  | SOLE |  | 0 | 0 | 18354 |
| ATKORE INC | COM | 047649108 |  | 1280852 | 11293 | SH |  | SOLE |  | 0 | 0 | 11293 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 788238 | 3300 | SH |  | SOLE |  | 0 | 0 | 3300 |
| AVERY DENNISON CORP | COM | 053611109 |  | 380509 | 2102 | SH |  | SOLE |  | 0 | 0 | 2102 |
| BANK AMERICA CORP | COM | 060505104 |  | 475636 | 14361 | SH |  | SOLE |  | 0 | 0 | 14361 |
| BARCLAYS BANK PLC | DJUBS CMDT ETN36 | 06738C778 |  | 414970 | 12310 | SH |  | SOLE |  | 0 | 0 | 12310 |
| BELDEN INC | COM | 077454106 |  | 1171414 | 16292 | SH |  | SOLE |  | 0 | 0 | 16292 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 604208 | 1956 | SH |  | SOLE |  | 0 | 0 | 1956 |
| BICYCLE THERAPEUTICS PLC | SPONSORED ADS | 088786108 |  | 213120 | 7200 | SH |  | SOLE |  | 0 | 0 | 7200 |
| BLACKSTONE STRATEGIC CREDIT | COM SHS BEN IN | 09257R101 |  | 167682 | 15849 | SH |  | SOLE |  | 0 | 0 | 15849 |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 099502106 |  | 505528 | 4837 | SH |  | SOLE |  | 0 | 0 | 4837 |
| BORGWARNER INC | COM | 099724106 |  | 781881 | 19426 | SH |  | SOLE |  | 0 | 0 | 19426 |
| C H ROBINSON WORLDWIDE INC | COM NEW | 12541W209 |  | 358777 | 3918 | SH |  | SOLE |  | 0 | 0 | 3918 |
| CARRIER GLOBAL CORPORATION | COM | 14448C104 |  | 200640 | 4864 | SH |  | SOLE |  | 0 | 0 | 4864 |
| CHEMOURS CO | COM | 163851108 |  | 341514 | 11153 | SH |  | SOLE |  | 0 | 0 | 11153 |
| CISCO SYS INC | COM | 17275R102 |  | 1404514 | 29482 | SH |  | SOLE |  | 0 | 0 | 29482 |
| CITIGROUP INC | COM NEW | 172967424 |  | 286491 | 6334 | SH |  | SOLE |  | 0 | 0 | 6334 |
| CLEVELAND-CLIFFS INC NEW | COM | 185899101 |  | 557148 | 34584 | SH |  | SOLE |  | 0 | 0 | 34584 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 |  | 377043 | 3581 | SH |  | SOLE |  | 0 | 0 | 3581 |
| CROWN CASTLE INC | COM | 22822V101 |  | 338557 | 2496 | SH |  | SOLE |  | 0 | 0 | 2496 |
| CUMMINS INC | COM | 231021106 |  | 498240 | 2056 | SH |  | SOLE |  | 0 | 0 | 2056 |
| DANAHER CORPORATION | COM | 235851102 |  | 660365 | 2488 | SH |  | SOLE |  | 0 | 0 | 2488 |
| DBX ETF TR | XTRACKERS SHRT | 233051283 |  | 252620 | 5928 | SH |  | SOLE |  | 0 | 0 | 5928 |
| DIAGEO PLC | SPON ADR NEW | 25243Q205 |  | 1068962 | 5999 | SH |  | SOLE |  | 0 | 0 | 5999 |
| DISNEY WALT CO | COM | 254687106 |  | 440482 | 5070 | SH |  | SOLE |  | 0 | 0 | 5070 |
| DOUBLELINE OPPORTUNISTIC CR | COM | 258623107 |  | 1807958 | 121748 | SH |  | SOLE |  | 0 | 0 | 121748 |
| DXC TECHNOLOGY CO | COM | 23355L106 |  | 323830 | 12220 | SH |  | SOLE |  | 0 | 0 | 12220 |
| EATON VANCE MUNI INCOME TRUS | SH BEN INT | 27826U108 |  | 156992 | 15906 | SH |  | SOLE |  | 0 | 0 | 15906 |
| EMERSON ELEC CO | COM | 291011104 |  | 428599 | 4462 | SH |  | SOLE |  | 0 | 0 | 4462 |
| EXCHANGE TRADED CONCEPTS TR | EMQQ EM INTERN | 301505889 |  | 1529042 | 51431 | SH |  | SOLE |  | 0 | 0 | 51431 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 1377894 | 12492 | SH |  | SOLE |  | 0 | 0 | 12492 |
| FARMERS NATIONAL BANC CORP | COM | 309627107 |  | 346857 | 24565 | SH |  | SOLE |  | 0 | 0 | 24565 |
| FIDELITY NATL INFORMATION SV | COM | 31620M106 |  | 310753 | 4580 | SH |  | SOLE |  | 0 | 0 | 4580 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 |  | 2186928 | 130174 | SH |  | SOLE |  | 0 | 0 | 130174 |
| FIRST TR EXCHANGE TRADED FD | DJ GLBL DIVID | 33734X200 |  | 1007958 | 45858 | SH |  | SOLE |  | 0 | 0 | 45858 |
| FRANKLIN RESOURCES INC | COM | 354613101 |  | 1440719 | 54614 | SH |  | SOLE |  | 0 | 0 | 54614 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 |  | 712108 | 18740 | SH |  | SOLE |  | 0 | 0 | 18740 |
| GRAINGER W W INC | COM | 384802104 |  | 456721 | 821 | SH |  | SOLE |  | 0 | 0 | 821 |
| GREIF INC | CL A | 397624107 |  | 1081240 | 16123 | SH |  | SOLE |  | 0 | 0 | 16123 |
| HARLEY DAVIDSON INC | COM | 412822108 |  | 1132509 | 27224 | SH |  | SOLE |  | 0 | 0 | 27224 |
| HF SINCLAIR CORP | COM | 403949100 |  | 550961 | 10618 | SH |  | SOLE |  | 0 | 0 | 10618 |
| HILLENBRAND INC | COM | 431571108 |  | 698625 | 16373 | SH |  | SOLE |  | 0 | 0 | 16373 |
| HOME DEPOT INC | COM | 437076102 |  | 329442 | 1043 | SH |  | SOLE |  | 0 | 0 | 1043 |
| HUNTSMAN CORP | COM | 447011107 |  | 554535 | 20180 | SH |  | SOLE |  | 0 | 0 | 20180 |
| INDEXIQ ETF TR | HEDGE MLTI ETF | 45409B107 |  | 1213364 | 42634 | SH |  | SOLE |  | 415 | 0 | 42219 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 685169 | 4863 | SH |  | SOLE |  | 0 | 0 | 4863 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 1939456 | 13731 | SH |  | SOLE |  | 0 | 0 | 13731 |
| INVESCO EXCHANGE TRADED FD T | S PUR VAL | 46137V258 |  | 1178923 | 15118 | SH |  | SOLE |  | 0 | 0 | 15118 |
| INVESCO EXCHANGE TRADED FD T | S MDCP400 PR | 46137V217 |  | 2978154 | 16629 | SH |  | SOLE |  | 0 | 0 | 16629 |
| INVESCO EXCHANGE TRADED FD T | S PUR GWT | 46137V266 |  | 3209156 | 21167 | SH |  | SOLE |  | 0 | 0 | 21167 |
| INVESCO EXCHANGE TRADED FD T | S SML600 VAL | 46137V167 |  | 645812 | 7307 | SH |  | SOLE |  | 0 | 0 | 7307 |
| INVESCO EXCHANGE TRADED FD T | S SML600 GWT | 46137V175 |  | 2552053 | 21906 | SH |  | SOLE |  | 0 | 0 | 21906 |
| INVESCO EXCHANGE TRADED FD T | S MDCP400 VL | 46137V191 |  | 591093 | 6515 | SH |  | SOLE |  | 0 | 0 | 6515 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 670218 | 2517 | SH |  | SOLE |  | 0 | 0 | 2517 |
| IRON MTN INC DEL | COM | 46284V101 |  | 1348955 | 27060 | SH |  | SOLE |  | 0 | 0 | 27060 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 2292937 | 66289 | SH |  | SOLE |  | 0 | 0 | 66289 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 1091600 | 35755 | SH |  | SOLE |  | 0 | 0 | 35755 |
| ISHARES TR | ASIA 50 ETF | 464288430 |  | 850419 | 14988 | SH |  | SOLE |  | 0 | 0 | 14988 |
| ISHARES TR | CORE MSCI TOTAL | 46432F834 |  | 558947 | 9657 | SH |  | SOLE |  | 0 | 0 | 9657 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 501316 | 8133 | SH |  | SOLE |  | 0 | 0 | 8133 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 |  | 639455 | 8869 | SH |  | SOLE |  | 0 | 0 | 8869 |
| ISHARES TR | CORE S ETF | 464287200 |  | 557105 | 1450 | SH |  | SOLE |  | 0 | 0 | 1450 |
| ISHARES TR | U S EQUITY FACTR | 46434V282 |  | 517546 | 13267 | SH |  | SOLE |  | 0 | 0 | 13267 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 5977100 | 119542 | SH |  | SOLE |  | 0 | 0 | 119542 |
| ISHARES TR | CORE TOTAL USD | 46434V613 |  | 5685554 | 126542 | SH |  | SOLE |  | 2239 | 0 | 124303 |
| ISHARES TR | GLOBAL REIT ETF | 46434V647 |  | 411481 | 18119 | SH |  | SOLE |  | 0 | 0 | 18119 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 |  | 760121 | 15163 | SH |  | SOLE |  | 0 | 0 | 15163 |
| JABIL INC | COM | 466313103 |  | 1023441 | 15006 | SH |  | SOLE |  | 0 | 0 | 15006 |
| JETBLUE AWYS CORP | COM | 477143101 |  | 140726 | 21717 | SH |  | SOLE |  | 0 | 0 | 21717 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 1569624 | 8886 | SH |  | SOLE |  | 0 | 0 | 8886 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 2381024 | 17756 | SH |  | SOLE |  | 0 | 0 | 17756 |
| JUNIPER NETWORKS INC | COM | 48203R104 |  | 816359 | 25543 | SH |  | SOLE |  | 0 | 0 | 25543 |
| KROGER CO | COM | 501044101 |  | 411355 | 9227 | SH |  | SOLE |  | 0 | 0 | 9227 |
| KRONOS WORLDWIDE INC | COM | 50105F105 |  | 121182 | 12892 | SH |  | SOLE |  | 0 | 0 | 12892 |
| LEGGETT  PLATT INC | COM | 524660107 |  | 301898 | 9367 | SH |  | SOLE |  | 0 | 0 | 9367 |
| LEVI STRAUSS  CO NEW | CL A COM STK | 52736R102 |  | 416973 | 26867 | SH |  | SOLE |  | 0 | 0 | 26867 |
| LIGHT  WONDER INC | COM | 80874P109 |  | 225610 | 3850 | SH |  | SOLE |  | 0 | 0 | 3850 |
| LILLY ELI  CO | COM | 532457108 |  | 293404 | 802 | SH |  | SOLE |  | 0 | 0 | 802 |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 |  | 838049 | 10093 | SH |  | SOLE |  | 0 | 0 | 10093 |
| MACERICH CO | COM | 554382101 |  | 238741 | 21203 | SH |  | SOLE |  | 0 | 0 | 21203 |
| MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 |  | 1143812 | 22781 | SH |  | SOLE |  | 0 | 0 | 22781 |
| MAGNA INTL INC | COM | 559222401 |  | 514509 | 9158 | SH |  | SOLE |  | 0 | 0 | 9158 |
| MCDONALDS CORP | COM | 580135101 |  | 545845 | 2071 | SH |  | SOLE |  | 0 | 0 | 2071 |
| MERCADOLIBRE INC | COM | 58733R102 |  | 254718 | 301 | SH |  | SOLE |  | 0 | 0 | 301 |
| MERCHANTS BANCORP IND | COM | 58844R108 |  | 545956 | 22449 | SH |  | SOLE |  | 0 | 0 | 22449 |
| MERCK  CO INC | COM | 58933Y105 |  | 1216010 | 10960 | SH |  | SOLE |  | 0 | 0 | 10960 |
| MICROCHIP TECHNOLOGY INC. | COM | 595017104 |  | 746063 | 10620 | SH |  | SOLE |  | 0 | 0 | 10620 |
| MICROSOFT CORP | COM | 594918104 |  | 1540364 | 6423 | SH |  | SOLE |  | 0 | 0 | 6423 |
| MSC INDL DIRECT INC | CL A | 553530106 |  | 398973 | 4883 | SH |  | SOLE |  | 0 | 0 | 4883 |
| NEW YORK CMNTY BANCORP INC | COM | 649445103 |  | 994838 | 115679 | SH |  | SOLE |  | 0 | 0 | 115679 |
| NUVEEN S 500 BUY-WRITE INC | COM | 6706ER101 |  | 2473222 | 195512 | SH |  | SOLE |  | 0 | 0 | 195512 |
| ONEOK INC NEW | COM | 682680103 |  | 665555 | 10130 | SH |  | SOLE |  | 0 | 0 | 10130 |
| PACCAR INC | COM | 693718108 |  | 517824 | 5232 | SH |  | SOLE |  | 0 | 0 | 5232 |
| PARAMOUNT GLOBAL | 5.75% CONV PFD A | 92556H305 |  | 356490 | 14392 | SH |  | SOLE |  | 0 | 0 | 14392 |
| PARAMOUNT GLOBAL | CLASS B COM | 92556H206 |  | 287821 | 17051 | SH |  | SOLE |  | 0 | 0 | 17051 |
| PELOTON INTERACTIVE INC | CL A COM | 70614W100 |  | 109755 | 13823 | SH |  | SOLE |  | 0 | 0 | 13823 |
| PEPSICO INC | COM | 713448108 |  | 1327736 | 7349 | SH |  | SOLE |  | 0 | 0 | 7349 |
| PFIZER INC | COM | 717081103 |  | 254407 | 4965 | SH |  | SOLE |  | 0 | 0 | 4965 |
| PRICE T ROWE GROUP INC | COM | 74144T108 |  | 341226 | 3129 | SH |  | SOLE |  | 0 | 0 | 3129 |
| QUALCOMM INC | COM | 747525103 |  | 561858 | 5111 | SH |  | SOLE |  | 0 | 0 | 5111 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 606327 | 6008 | SH |  | SOLE |  | 0 | 0 | 6008 |
| RIVERNORTH CAP AND INCM FD I | COM | 76882B108 |  | 499249 | 29489 | SH |  | SOLE |  | 0 | 0 | 29489 |
| RIVERNORTH MANAGED DUR MUN I | COM | 76882H105 |  | 197237 | 13697 | SH |  | SOLE |  | 0 | 0 | 13697 |
| RIVERNORTH OPPORTUNISTIC MUN | COM | 76883F108 |  | 167310 | 10233 | SH |  | SOLE |  | 0 | 0 | 10233 |
| SANFILIPPO JOHN B  SON INC | COM | 800422107 |  | 323003 | 3972 | SH |  | SOLE |  | 0 | 0 | 3972 |
| SAP SE | SPON ADR | 803054204 |  | 480659 | 4658 | SH |  | SOLE |  | 0 | 0 | 4658 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 |  | 872377 | 19468 | SH |  | SOLE |  | 0 | 0 | 19468 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 |  | 241302 | 7492 | SH |  | SOLE |  | 0 | 0 | 7492 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 360969 | 6497 | SH |  | SOLE |  | 0 | 0 | 6497 |
| SKYWORKS SOLUTIONS INC | COM | 83088M102 |  | 745124 | 8176 | SH |  | SOLE |  | 0 | 0 | 8176 |
| SNAP ON INC | COM | 833034101 |  | 449529 | 1967 | SH |  | SOLE |  | 0 | 0 | 1967 |
| SONY GROUP CORPORATION | SPONSORED ADR | 835699307 |  | 388341 | 5091 | SH |  | SOLE |  | 0 | 0 | 5091 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 3160234 | 18629 | SH |  | SOLE |  | 0 | 0 | 18629 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 208844 | 546 | SH |  | SOLE |  | 0 | 0 | 546 |
| SPDR SER TR | S 600 SMCP GRW | 78464A201 |  | 1546321 | 21405 | SH |  | SOLE |  | 0 | 0 | 21405 |
| SPDR SER TR | PRTFLO S GW | 78464A409 |  | 218286 | 4308 | SH |  | SOLE |  | 0 | 0 | 4308 |
| SPDR SER TR | PORTFOLI S | 78464A805 |  | 448025 | 9474 | SH |  | SOLE |  | 0 | 0 | 9474 |
| SPDR SER TR | PRTFLO S VL | 78464A508 |  | 561572 | 14440 | SH |  | SOLE |  | 0 | 0 | 14440 |
| SPDR SER TR | S 400 MDCP GRW | 78464A821 |  | 1778359 | 27217 | SH |  | SOLE |  | 0 | 0 | 27217 |
| SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 |  | 5681963 | 62118 | SH |  | SOLE |  | 0 | 0 | 62118 |
| SPDR SER TR | PORTFOLIO LN COR | 78464A367 |  | 4550858 | 202711 | SH |  | SOLE |  | 4436 | 0 | 198275 |
| SPDR SER TR | PORTFOLIO INTRMD | 78464A375 |  | 881054 | 27680 | SH |  | SOLE |  | 0 | 0 | 27680 |
| SPDR SER TR | ICE PFD SEC ETF | 78464A292 |  | 1089577 | 33199 | SH |  | SOLE |  | 0 | 0 | 33199 |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 |  | 881448 | 21551 | SH |  | SOLE |  | 0 | 0 | 21551 |
| SSGA ACTIVE ETF TR | MULT ASS RLRTN | 78467V103 |  | 984458 | 35746 | SH |  | SOLE |  | 0 | 0 | 35746 |
| STARBUCKS CORP | COM | 855244109 |  | 208717 | 2104 | SH |  | SOLE |  | 0 | 0 | 2104 |
| SYSCO CORP | COM | 871829107 |  | 321319 | 4203 | SH |  | SOLE |  | 0 | 0 | 4203 |
| TEKLA LIFE SCIENCES INVS | SH BEN INT | 87911K100 |  | 185980 | 13088 | SH |  | SOLE |  | 0 | 0 | 13088 |
| TEXAS INSTRS INC | COM | 882508104 |  | 1018974 | 6167 | SH |  | SOLE |  | 0 | 0 | 6167 |
| TJX COS INC NEW | COM | 872540109 |  | 230442 | 2895 | SH |  | SOLE |  | 0 | 0 | 2895 |
| TRINITY INDS INC | COM | 896522109 |  | 402844 | 13623 | SH |  | SOLE |  | 0 | 0 | 13623 |
| UNILEVER PLC | SPON ADR NEW | 904767704 |  | 504457 | 10019 | SH |  | SOLE |  | 0 | 0 | 10019 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 411979 | 777 | SH |  | SOLE |  | 0 | 0 | 777 |
| UNUM GROUP | COM | 91529Y106 |  | 573261 | 13972 | SH |  | SOLE |  | 0 | 0 | 13972 |
| VANECK ETF TRUST | PHARMACEUTCL ETF | 92189F692 |  | 3944024 | 50733 | SH |  | SOLE |  | 0 | 0 | 50733 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 447362 | 2340 | SH |  | SOLE |  | 0 | 0 | 2340 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 260513 | 6683 | SH |  | SOLE |  | 0 | 0 | 6683 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000IDX | 92206C730 |  | 379826 | 2180 | SH |  | SOLE |  | 0 | 0 | 2180 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 869463 | 20716 | SH |  | SOLE |  | 0 | 0 | 20716 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 319436 | 2952 | SH |  | SOLE |  | 0 | 0 | 2952 |
| VANGUARD WORLD FDS | ENERGY ETF | 92204A306 |  | 211634 | 1745 | SH |  | SOLE |  | 0 | 0 | 1745 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 273081 | 6931 | SH |  | SOLE |  | 0 | 0 | 6931 |
| VICARIOUS SURGICAL INC | COM CL A | 92561V109 |  | 202955 | 100473 | SH |  | SOLE |  | 0 | 0 | 100473 |
| VIRTUS CONVERTIBLE  INC FD | COM | 92838U108 |  | 654152 | 227136 | SH |  | SOLE |  | 0 | 0 | 227136 |
| VISA INC | COM CL A | 92826C839 |  | 940530 | 4527 | SH |  | SOLE |  | 0 | 0 | 4527 |
| WALGREENS BOOTS ALLIANCE INC | COM | 931427108 |  | 241164 | 6455 | SH |  | SOLE |  | 0 | 0 | 6455 |
| WISDOMTREE TR | FUTRE STRAT FD | 97717W125 |  | 1004513 | 31854 | SH |  | SOLE |  | 0 | 0 | 31854 |

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