# EDGAR Filing Document

**Accession Number:** 0001414040
**File Stem:** 0001752724-23-017584
**Filing Date:** 2023-1
**Character Count:** 29290
**Document Hash:** e6c695c76fef3ab021b19dbcc9dc8199
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-017584.hdr.sgml**: 20230130

**ACCESSION NUMBER**: 0001752724-23-017584

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230130

**DATE AS OF CHANGE**: 20230130

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALPS ETF Trust
- **CENTRAL INDEX KEY:** 0001414040
- **IRS NUMBER:** 000000000
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22175
- **FILM NUMBER:** 23565969

**BUSINESS ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328
- **BUSINESS PHONE:** 303.623.2577

**MAIL ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328

## Series and Classes Contracts Data

### RiverFront Dynamic US Dividend Advantage ETF (Series ID: S000052852)

| Class ID   | Class Name                                   | Ticker Symbol   |
|:---|:---|:---|
| C000166225 | RiverFront Dynamic US Dividend Advantage ETF | RFDA            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ALPS ETF TRUST

- **b. Investment Company Act file number:** 811-22175

- **c. CIK number of Registrant:** 0001414040

- **d. LEI of Registrant:** 549300VF1907NYC4WM31

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 BROADWAY SUITE 1000

  - **City:** DENVER

  - **State:** CO

  - **Foreign country:** US

  - **Zip / Postal Code:** 80203

  - **Telephone number:** 3036232577

**Item A.2. Information about the Series.**

- **a. Name of Series:** RiverFront Dynamic US Dividend Advantage ETF

- **b. EDGAR series identifier (if any):** S000052852

- **c. LEI of Series:** 549300DG1SJ4BWOH3Z18

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $92919708.40

**Total Liabilities:** $38585.19

**Net Assets:** $92881123.21

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000166225 | -10.84%              | 9.14%                | 5.96%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-1268512.51             | $-10399448.80                              |
| Month 2  | $786663.00               | $6656986.51                                |
| Month 3  | $143957.21               | $4872915.89                                |

### Schedule of Portfolio Investments

| Name                                                       | Title                                                                       | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Nvidia Corp                                                | NVIDIA Corp.                                                                | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |      7186 | NS      | $1216086.78   | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Rithm Capital Corp                                         | Rithm Capital Corp.                                                         | CUSIP: 64828T201<br>LEI: 549300WNTHGEO5LP2G31 | Long             | EC               | CORP              | US        |    139568 | NS      | $1263090.40   | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Fnb Corp/pa                                                | FNB Corp.                                                                   | CUSIP: 302520101<br>LEI: PCYSKIGYNYFDTBLVZU83 | Long             | EC               | CORP              | US        |     47177 | NS      | $665195.70    | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Fulton Financial Corp                                      | Fulton Financial Corp.                                                      | CUSIP: 360271100<br>LEI: 5493005QLZ6O1BNC0C11 | Long             | EC               | CORP              | US        |     44107 | NS      | $819949.13    | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Ugi Corp                                                   | UGI Corp.                                                                   | CUSIP: 902681105<br>LEI: DX6GCWD4Q1JO9CRE5I40 | Long             | EC               | CORP              | US        |     19998 | NS      | $772922.70    | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Pfizer Inc                                                 | Pfizer, Inc.                                                                | CUSIP: 717081103<br>LEI: 765LHXWGK1KXCLTFYQ30 | Long             | EC               | CORP              | US        |     15423 | NS      | $773154.99    | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Entergy Corp                                               | Entergy Corp.                                                               | CUSIP: 29364G103<br>LEI: 4XM3TW50JULSLG8BNC79 | Long             | EC               | CORP              | US        |     10620 | NS      | $1234787.40   | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Lumen Technologies Inc                                     | Lumen Technologies, Inc.                                                    | CUSIP: 550241103<br>LEI: 8M3THTGWLTYZVE6BBY25 | Long             | EC               | CORP              | US        |    152009 | NS      | $831489.23    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Dynex Capital Inc                                          | Dynex Capital, Inc.                                                         | CUSIP: 26817Q886<br>LEI: 5CIJ4S9HAEBWILA19B65 | Long             | EC               | CORP              | US        |     36623 | NS      | $479761.30    | 0.52%             |  |  |  | No            |                  1 | On Loan: —       |
| Alliancebernstein Holding Lp                               | AllianceBernstein Holding LP                                                | CUSIP: 01881G106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     51829 | NS      | $2091300.15   | 2.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Mdu Resources Group Inc                                    | MDU Resources Group, Inc.                                                   | CUSIP: 552690109<br>LEI: 0T6SBMK3JTBI1JR36794 | Long             | EC               | CORP              | US        |     80307 | NS      | $2528867.43   | 2.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Verizon Communications Inc                                 | Verizon Communications, Inc.                                                | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               | CORP              | US        |     19624 | NS      | $764943.52    | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Onemain Holdings Inc                                       | OneMain Holdings, Inc.                                                      | CUSIP: 68268W103<br>LEI: 549300E3VEW8SMS5XW09 | Long             | EC               | CORP              | US        |     18243 | NS      | $718044.48    | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| John Wiley & Sons Inc                                      | John Wiley & Sons, Inc.                                                     | CUSIP: 968223206<br>LEI: 5493003XM719UN7E8P64 | Long             | EC               | CORP              | US        |     21225 | NS      | $1006277.25   | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Newmont Corp                                               | Newmont Mining Corp.                                                        | CUSIP: 651639106<br>LEI: 549300VSP3RIX7FGDZ51 | Long             | EC               | CORP              | US        |     18374 | NS      | $872213.78    | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| United Parcel Service Inc                                  | United Parcel Service, Inc.                                                 | CUSIP: 911312106<br>LEI: D01LMJZU09ULLNCY6Z23 | Long             | EC               | CORP              | US        |      6621 | NS      | $1256202.33   | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com Inc                                             | Amazon.com, Inc.                                                            | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |     27090 | NS      | $2615268.60   | 2.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson & Johnson                                          | Johnson & Johnson                                                           | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |     10564 | NS      | $1880392.00   | 2.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Artisan Partners Asset Management Inc                      | Artisan Partners Asset Management, Inc.                                     | CUSIP: 04316A108<br>LEI: 549300T1FUI6JF63XU51 | Long             | EC               | CORP              | US        |     32245 | NS      | $1118579.05   | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Site Centers Corp                                          | SITE Centers Corp.                                                          | CUSIP: 82981J109<br>LEI: W2AVA6SODOQ1LCYJQR54 | Long             | EC               | CORP              | US        |     32786 | NS      | $445561.74    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                                             | Microsoft Corp.                                                             | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |     24040 | NS      | $6133565.60   | 6.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Clearway Energy Inc                                        | Clearway Energy, Inc.                                                       | CUSIP: 18539C204<br>LEI: 549300LHAZ9HA9G3XC48 | Long             | EC               | CORP              | US        |     43009 | NS      | $1524238.96   | 1.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Us Bancorp                                                 | US Bancorp                                                                  | CUSIP: 902973304<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EC               | CORP              | US        |     45373 | NS      | $2059480.47   | 2.22%             |  |  |  | No            |                  1 | On Loan: No      |
| American Assets Trust Inc                                  | American Assets Trust, Inc.                                                 | CUSIP: 024013104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     18072 | NS      | $529328.88    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Iron Mountain Inc                                          | Iron Mountain, Inc.                                                         | CUSIP: 46284V101<br>LEI: SQL3F6CKNNBM3SQGHX24 | Long             | EC               | CORP              | US        |     24221 | NS      | $1315926.93   | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                                               | Alphabet, Inc.                                                              | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |     16522 | NS      | $1676156.90   | 1.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Cisco Systems Inc                                          | Cisco Systems, Inc.                                                         | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |     50469 | NS      | $2509318.68   | 2.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Navient Corp                                               | Navient Corp.                                                               | CUSIP: 63938C108<br>LEI: 54930067J0ZNOEBRW338 | Long             | EC               | CORP              | US        |     30287 | NS      | $501855.59    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Instruments Inc                                      | Texas Instruments, Inc.                                                     | CUSIP: 882508104<br>LEI: WDJNR2L6D8RWOEB8T652 | Long             | EC               | CORP              | US        |     14087 | NS      | $2542140.02   | 2.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Universal Health Realty Income Trust                       | Universal Health Realty Income Trust                                        | CUSIP: 91359E105<br>LEI: 549300L4MWZL4IH6H172 | Long             | EC               | CORP              | US        |     33668 | NS      | $1767233.32   | 1.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Medical Properties Trust Inc                               | Medical Properties Trust, Inc.                                              | CUSIP: 58463J304<br>LEI: 254900U6E39J1MQCCY14 | Long             | EC               | CORP              | US        |     52842 | NS      | $693287.04    | 0.75%             |  |  |  | No            |                  1 | On Loan: —       |
| Philip Morris International Inc                            | Philip Morris International, Inc.                                           | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |      4070 | NS      | $405656.90    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Annaly Capital Management Inc                              | Annaly Capital Management, Inc.                                             | CUSIP: 035710839<br>LEI: 2DTL0G3FPRYUT58TI025 | Long             | EC               | CORP              | US        |     31748 | NS      | $687979.16    | 0.74%             |  |  |  | No            |                  1 | On Loan: —       |
| At&t Inc                                                   | AT&T, Inc.                                                                  | CUSIP: 00206R102<br>LEI: 549300Z40J86GGSTL398 | Long             | EC               | CORP              | US        |     74662 | NS      | $1439483.36   | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadcom Inc                                               | Broadcom, Inc.                                                              | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |      1792 | NS      | $987445.76    | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| New York Community Bancorp Inc                             | New York Community Bancorp, Inc.                                            | CUSIP: 649445103<br>LEI: 529900HVXOTLY61GL030 | Long             | EC               | CORP              | US        |     76774 | NS      | $717836.90    | 0.77%             |  |  |  | No            |                  1 | On Loan: —       |
| Hewlett Packard Enterprise Co                              | Hewlett Packard Enterprise Co.                                              | CUSIP: 42824C109<br>LEI: 549300BX44RGX6ANDV88 | Long             | EC               | CORP              | US        |    163624 | NS      | $2745610.72   | 2.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc                                                  | Apple, Inc.                                                                 | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |     38471 | NS      | $5694862.13   | 6.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Vector Group Ltd                                           | Vector Group, Ltd.                                                          | CUSIP: 92240M108<br>LEI: 549300TUIF4WWN6NDN50 | Long             | EC               | CORP              | US        |    133697 | NS      | $1484036.70   | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Altria Group Inc                                           | Altria Group, Inc.                                                          | CUSIP: 02209S103<br>LEI: XSGZFLO9YTNO9VCQV219 | Long             | EC               | CORP              | US        |     17737 | NS      | $826189.46    | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Duke Energy Corp                                           | Duke Energy Corp.                                                           | CUSIP: 26441C204<br>LEI: I1BZKREC126H0VB1BL91 | Long             | EC               | CORP              | US        |     25774 | NS      | $2575595.82   | 2.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Evergy Inc                                                 | Evergy, Inc.                                                                | CUSIP: 30034W106<br>LEI: 549300PGTHDQY6PSUI61 | Long             | EC               | CORP              | US        |     10478 | NS      | $620402.38    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank Of America Corp                                       | Bank of America Corp.                                                       | CUSIP: 060505104<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EC               | CORP              | US        |     28814 | NS      | $1090609.90   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Fastenal Co                                                | Fastenal Co.                                                                | CUSIP: 311900104<br>LEI: 529900PP0C7H2HHPSJ32 | Long             | EC               | CORP              | US        |     23740 | NS      | $1222847.40   | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Oneok Inc                                                  | ONEOK, Inc.                                                                 | CUSIP: 682680103<br>LEI: 2T3D6M0JSY48PSZI1Q41 | Long             | EC               | CORP              | US        |     23072 | NS      | $1543978.24   | 1.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Ready Capital Corp                                         | Ready Capital Corp.                                                         | CUSIP: 75574U101<br>LEI: 549300MYWGZUG7ZUYO87 | Long             | EC               | CORP              | US        |     62380 | NS      | $835892.00    | 0.90%             |  |  |  | No            |                  1 | On Loan: —       |
| Kinder Morgan Inc                                          | Kinder Morgan, Inc.                                                         | CUSIP: 49456B101<br>LEI: 549300WR7IX8XE0TBO16 | Long             | EC               | CORP              | US        |     67319 | NS      | $1287139.28   | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Starwood Property Trust Inc                                | Starwood Property Trust, Inc.                                               | CUSIP: 85571B105<br>LEI: BUGSFQZERKRBFWIG5267 | Long             | EC               | CORP              | US        |     25750 | NS      | $551307.50    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Institutional Treasury Plus Money Market Fund | State Street Institutional Treasury Plus Money Market Fund                  | CUSIP: 857492862<br>LEI: 549300PNASLVKQG64331 | Long             | STIV             | RF                | US        |     79627 | NS      | $79626.98     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Bristol-myers Squibb Co                                    | Bristol-Myers Squibb Co.                                                    | CUSIP: 110122108<br>LEI: HLYYNH7UQUORYSJQCN42 | Long             | EC               | CORP              | US        |     24218 | NS      | $1944221.04   | 2.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Piedmont Office Realty Trust Inc                           | Piedmont Office Realty Trust, Inc.                                          | CUSIP: 720190206<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     53258 | NS      | $554415.78    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Oge Energy Corp                                            | OGE Energy Corp.                                                            | CUSIP: 670837103<br>LEI: CE5OG6JPOZMDSA0LAQ19 | Long             | EC               | CORP              | US        |     17205 | NS      | $696114.30    | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Exxon Mobil Corp                                           | Exxon Mobil Corp.                                                           | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |     31386 | NS      | $3494517.24   | 3.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Equitrans Midstream Corp                                   | Equitrans Midstream Corp.                                                   | CUSIP: 294600101<br>LEI: 549300RH0NLJNZ5SXU64 | Long             | EC               | CORP              | US        |    196398 | NS      | $1647779.22   | 1.77%             |  |  |  | No            |                  1 | On Loan: No      |
| 3m Co                                                      | 3M Co.                                                                      | CUSIP: 88579Y101<br>LEI: LUZQVYP4VS22CLWDAR65 | Long             | EC               | CORP              | US        |      3217 | NS      | $405245.49    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Petmed Express Inc                                         | PetMed Express, Inc.                                                        | CUSIP: 716382106<br>LEI: 529900PGHW5ASJ1AZL48 | Long             | EC               | CORP              | US        |     41696 | NS      | $825580.80    | 0.89%             |  |  |  | No            |                  1 | On Loan: —       |
| Western Union Co/the                                       | Western Union Co.                                                           | CUSIP: 959802109<br>LEI: 28ID94QU1140NC23S047 | Long             | EC               | CORP              | US        |     64167 | NS      | $940688.22    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Devon Energy Corp                                          | Devon Energy Corp.                                                          | CUSIP: 25179M103<br>LEI: 54930042348RKR3ZPN35 | Long             | EC               | CORP              | US        |     13542 | NS      | $927897.84    | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Antero Midstream Corp                                      | Antero Midstream Corp.                                                      | CUSIP: 03676B102<br>LEI: 529900HFO1BDEIT4QU11 | Long             | EC               | CORP              | US        |    135087 | NS      | $1530535.71   | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Colgate-palmolive Co                                       | Colgate-Palmolive Co.                                                       | CUSIP: 194162103<br>LEI: YMEGZFW4SBUSS5BQXF88 | Long             | EC               | CORP              | US        |     15000 | NS      | $1162200.00   | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Ellington Financial Inc                                    | Ellington Financial, Inc.                                                   | CUSIP: 28852N109<br>LEI: 60GS1D1R1YY5G1W7IT74 | Long             | EC               | CORP              | US        |     29166 | NS      | $397824.24    | 0.43%             |  |  |  | No            |                  1 | On Loan: —       |
| Merck & Co Inc                                             | Merck & Co., Inc.                                                           | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |     36349 | NS      | $4002751.88   | 4.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Coca-cola Co/the                                           | Coca-Cola Co.                                                               | CUSIP: 191216100<br>LEI: UWJKFUJFZ02DKWI3RY53 | Long             | EC               | CORP              | US        |     22482 | NS      | $1430080.02   | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                                        | State Street Navigator Securities Lending Government Money Market Portfolio | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | RF                | US        |         0 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Nrg Energy Inc                                             | NRG Energy, Inc.                                                            | CUSIP: 629377508<br>LEI: 5E2UPK5SW04M13XY7I38 | Long             | EC               | CORP              | US        |     16688 | NS      | $708405.60    | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Abbvie Inc                                                 | AbbVie, Inc.                                                                | CUSIP: 00287Y109<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | EC               | CORP              | US        |     11974 | NS      | $1929969.32   | 2.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Intel Corp                                                 | Intel Corp.                                                                 | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |     24474 | NS      | $735933.18    | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-30

**Name of Applicant:** ALPS ETF TRUST

**Signature:** Kathryn Burns

**Name of Signer:** Kathryn Burns

**Title:** Treasurer