# EDGAR Filing Document

**Accession Number:** 0001173514
**File Stem:** 0001127602-23-004340
**Filing Date:** 2023-2
**Character Count:** 12422
**Document Hash:** f8fc958ec3f859ea297bf72346529022
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001127602-23-004340.hdr.sgml**: 20230210

**ACCESSION NUMBER**: 0001127602-23-004340

**CONFORMED SUBMISSION TYPE**: 5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230210

**DATE AS OF CHANGE**: 20230210

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** WILLIAMS CLARA R
- **CENTRAL INDEX KEY:** 0001247996

**FILING VALUES:**
- **FORM TYPE:** 5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-54799
- **FILM NUMBER:** 23610308

**MAIL ADDRESS:**
- **STREET 1:** 5875 LANDERBROOK DRIVE
- **STREET 2:** SUITE 300
- **CITY:** MAYFIELD HEIGHTS
- **STATE:** OH
- **ZIP:** 44124
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HYSTER-YALE MATERIALS HANDLING, INC.
- **CENTRAL INDEX KEY:** 0001173514
- **STANDARD INDUSTRIAL CLASSIFICATION:** INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537]
- **IRS NUMBER:** 311637659
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 5875 LANDERBROOK DRIVE
- **STREET 2:** SUITE 300
- **CITY:** CLEVELAND
- **STATE:** OH
- **ZIP:** 44124
- **BUSINESS PHONE:** 4404499600

**MAIL ADDRESS:**
- **STREET 1:** 5875 LANDERBROOK DRIVE
- **STREET 2:** SUITE 300
- **CITY:** CLEVELAND
- **STATE:** OH
- **ZIP:** 44124

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HYSTER YALE MATERIALS HANDLING INC.
- **DATE OF NAME CHANGE:** 20120628

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NMHG HOLDING CO
- **DATE OF NAME CHANGE:** 20020515

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 5

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>WILLIAMS CLARA R<br><sub>(Last) (First) (Middle)</sub><br>5875 LANDERBROOK DRIVE<br><sub>(Street)</sub><br>MAYFIELD HEIGHTS, OH 44124<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2022-12-31 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[ ] Officer (give title below) [X] Other (specify below)<br>_Member of a Group_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>HYSTER-YALE MATERIALS HANDLING, INC. [ HY ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Class A Common Stock |  |  |  |  |  |  |  | 165124 | I | proportionate partnership interest shares held by AMR Associates LP |
| Class A Common Stock |  |  |  |  |  |  |  | 607 | I | Serves as Trustee of HRB 2020 GST trust fbo Clara Butler<sup>(1)</sup> |
| Class A Common Stock |  |  |  |  |  |  |  | 181454 | I | Held by trust for the benefit of Reporting Person |
| Class A Common Stock |  |  |  |  |  |  |  | 13670 | I | Spouse serves as Trustee of trust fbo David B. Williams<sup>(2)</sup> |
| Class A Common Stock |  |  |  |  |  |  |  | 608 | I | Serves as Trustee of HRB 2020 GST trust fbo Griffin Butler<sup>(3)</sup> |
| Class A Common Stock |  |  |  |  |  |  |  | 1217 | I | Child's proportionate partnership interest shares held by AMR Associates LP<sup>(2)</sup> |
| Class A Common Stock |  |  |  |  |  |  |  | 6555 | I | Reporting Person?s spouse is trustee of a Trust fbo minor child.<sup>(2)</sup> |
| Class A Common Stock |  |  |  |  |  |  |  | 608 | I | Spouse is Trustee of CRW 2020 GST trust fbo Helen Williams<sup>(4)</sup> |
| Class A Common Stock |  |  |  |  |  |  |  | 1217 | I | Child's proportionate partnership interest shares held by AMR Associates LP<sup>(2)</sup> |
| Class A Common Stock |  |  |  |  |  |  |  | 9305 | I | Reporting Person?s spouse is trustee of a Trust fbo minor child.<sup>(2)</sup> |
| Class A Common Stock |  |  |  |  |  |  |  | 607 | I | Spouse is Trustee of CRW 2020 GST trust fbo Margo Williams<sup>(5)</sup> |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Class B Common Stock | <sup>(6)</sup> | 2022-12-13 |  | G |  |  | 1474 | <sup>(6)</sup> | <sup>(6)</sup> | Class A Common Stock | 1474 | $0 | 13276 | I | spouse's proportionate LP interest in shares held by RA II LP<sup>(2)</sup> |
| Class B Common Stock | <sup>(6)</sup> | 2022-12-13 |  | G |  | 737 |  | <sup>(6)</sup> | <sup>(6)</sup> | Class A Common Stock | 737 | $0 | 21899 | I | Minor child's trust?s proportionate interests in shares held by Rankin Associates II.<sup>(2)</sup> |
| Class B Common Stock | <sup>(6)</sup> | 2022-12-13 |  | G |  | 737 |  | <sup>(6)</sup> | <sup>(6)</sup> | Class A Common Stock | 737 | $0 | 19149 | I | Minor child's trust?s proportionate interests in shares held by Rankin Associates II.<sup>(2)</sup> |
| Class B Common Stock | <sup>(6)</sup> |  |  |  |  |  |  | <sup>(6)</sup> | <sup>(6)</sup> | Class A Common Stock | 129223 |  | 129223 | I | proportionate partnership interest shares held by AMR Associates LP |
| Class B Common Stock | <sup>(7)</sup> |  |  |  |  |  |  | <sup>(8)</sup> | <sup>(9)</sup> | Class A Common Stock | 20160 |  | 20160 | I | Serves as Trustee of BTR 2020 GST trust fbo Clara Williams |
| Class B Common Stock | <sup>(10)</sup> |  |  |  |  |  |  | <sup>(11)</sup> | <sup>(12)</sup> | Class A Common Stock | 62368 |  | 62368 | I | Serves as Trustee of HRB 2020 GST trust fbo Clara Butler<sup>(13)</sup> |
| Class B Common Stock | <sup>(6)</sup> |  |  |  |  |  |  | <sup>(6)</sup> | <sup>(6)</sup> | Class A Common Stock | 52321 |  | 52321 | I | Reporting Person?s proportionate interests in shares held by Rankin Associates I. |
| Class B Common Stock | <sup>(6)</sup> |  |  |  |  |  |  | <sup>(6)</sup> | <sup>(6)</sup> | Class A Common Stock | 85056 |  | 85056 | I | Reporting Person?s proportionate interests in shares held by Rankin Associates IV. |
| Class B Common Stock | <sup>(6)</sup> |  |  |  |  |  |  | <sup>(6)</sup> | <sup>(6)</sup> | Class A Common Stock | 146 |  | 146 | I | Reporting person's proportionate interest in shares held by Rankin Associates VI |
| Class B Common Stock | <sup>(6)</sup> |  |  |  |  |  |  | <sup>(6)</sup> | <sup>(6)</sup> | Class A Common Stock | 905 |  | 905 | I | Spouse's proportionate interests held in shares in Rankin Associates V |
| Class B Common Stock | <sup>(6)</sup> |  |  |  |  |  |  | <sup>(6)</sup> | <sup>(6)</sup> | Class A Common Stock | 635 |  | 635 | I | Spouse's proportionate interest in shares held by Rankin Associates VI<sup>(2)</sup> |
| Class B Common Stock | <sup>(14)</sup> |  |  |  |  |  |  | <sup>(15)</sup> | <sup>(16)</sup> | Class A Common Stock | 62369 |  | 62369 | I | Serves as Trustee of HRB 2020 GST trust fbo Griffin Butler<sup>(17)</sup> |
| Class B Common Stock | <sup>(6)</sup> |  |  |  |  |  |  | <sup>(6)</sup> | <sup>(6)</sup> | Class A Common Stock | 2560 |  | 2560 | I | Child's proportionate partnership interest shares held by AMR Associates LP<sup>(2)</sup> |
| Class B Common Stock | <sup>(6)</sup> |  |  |  |  |  |  | <sup>(6)</sup> | <sup>(6)</sup> | Class A Common Stock | 461 |  | 461 | I | child's proportionate interests held in shares in Rankin Associates V<sup>(2)</sup> |
| Class B Common Stock | <sup>(6)</sup> |  |  |  |  |  |  | <sup>(6)</sup> | <sup>(6)</sup> | Class A Common Stock | 634 |  | 634 | I | Child's proportionate interest in shares held by Rankin Associates VI<sup>(2)</sup> |
| Class B Common Stock | <sup>(18)</sup> |  |  |  |  |  |  | <sup>(19)</sup> | <sup>(20)</sup> | Class A Common Stock | 62369 |  | 62369 | I | Spouse is Trustee of CRW 2020 GST trust fbo Helen Williams<sup>(21)</sup> |
| Class B Common Stock | <sup>(6)</sup> |  |  |  |  |  |  | <sup>(6)</sup> | <sup>(6)</sup> | Class A Common Stock | 2560 |  | 2560 | I | Child's proportionate partnership interest shares held by AMR Associates LP<sup>(2)</sup> |
| Class B Common Stock | <sup>(6)</sup> |  |  |  |  |  |  | <sup>(6)</sup> | <sup>(6)</sup> | Class A Common Stock | 461 |  | 461 | I | child's proportionate interests held in shares in Rankin Associates V<sup>(2)</sup> |
| Class B Common Stock | <sup>(6)</sup> |  |  |  |  |  |  | <sup>(6)</sup> | <sup>(6)</sup> | Class A Common Stock | 634 |  | 634 | I | Child's proportionate interest in shares held by Rankin Associates VI<sup>(2)</sup> |
| Class B Common Stock | <sup>(22)</sup> |  |  |  |  |  |  | <sup>(23)</sup> | <sup>(24)</sup> | Class A Common Stock | 62369 |  | 62369 | I | Spouse is Trustee of CRW 2020 GST trust fbo Margo Williams<sup>(25)</sup> |

---

### Footnotes:

(1) Reporting Person disclaims beneficial ownership of all such shares.

(2) Reporting Person disclaims beneficial ownership of all such shares.

(3) Reporting Person disclaims beneficial ownership of all such shares.

(4) Reporting Person disclaims beneficial ownership of all such shares.

(5) Reporting Person disclaims beneficial ownership of all such shares.

(6) N/A

(7) N/A

(8) N/A

(9) N/A

(10) N/A

(11) N/A

(12) N/A

(13) Reporting Person disclaims beneficial ownership of all such shares.

(14) N/A

(15) N/A

(16) N/A

(17) Reporting Person disclaims beneficial ownership of all such shares.

(18) N/A

(19) N/A

(20) N/A

(21) Reporting Person disclaims beneficial ownership of all such shares.

(22) N/A

(23) N/A

(24) N/A

(25) Reporting Person disclaims beneficial ownership of all such shares.

**Signature:** /s/ Suzanne S. Taylor, attorney-in-fact  
**Date:** 2023-02-06

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**