# EDGAR Filing Document

**Accession Number:** 0000928873
**File Stem:** 9999999997-23-002356
**Filing Date:** 2023-3
**Character Count:** 1481
**Document Hash:** ce8105d2965ea8492b740f7d6a36d05b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-002356.hdr.sgml**: 20230504

**ACCESSION NUMBER**: 9999999997-23-002356

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230301

**DATE AS OF CHANGE**: 20230504

**EFFECTIVENESS DATE**: 20230301

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** KROLL SECURITIES LLC
- **CENTRAL INDEX KEY:** 0000928873
- **IRS NUMBER:** 363964916
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-47558
- **FILM NUMBER:** 23000403

**BUSINESS ADDRESS:**
- **STREET 1:** 167 N. GREEN ST.
- **STREET 2:** FLOOR 12
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60607
- **BUSINESS PHONE:** 312-697-4523

**MAIL ADDRESS:**
- **STREET 1:** 167 N. GREEN ST.
- **STREET 2:** FLOOR 12
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60607

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DUFF & PHELPS SECURITIES LLC
- **DATE OF NAME CHANGE:** 20220105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** KROLL SECURITIES LLC
- **DATE OF NAME CHANGE:** 20220105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DUFF & PHELPS SECURITIES LLC
- **DATE OF NAME CHANGE:** 20021008

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23000403 for access to the original document.

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