# EDGAR Filing Document

**Accession Number:** 0000312070
**File Stem:** 0000312070-26-000012
**Filing Date:** 2026-4
**Character Count:** 9965
**Document Hash:** 0510fe5fa29dc9ea13ffc51fd11735ca
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000312070-26-000012.hdr.sgml**: 20260428

**ACCESSION NUMBER**: 0000312070-26-000012

**CONFORMED SUBMISSION TYPE**: SBSE-A/A

**PUBLIC DOCUMENT COUNT**: 5

**FILED AS OF DATE**: 20260413

**DATE AS OF CHANGE**: 20260428

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BARCLAYS BANK PLC
- **CENTRAL INDEX KEY:** 0000312070
- **STANDARD INDUSTRIAL CLASSIFICATION:** COMMERCIAL BANKS, NEC [6029]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 000000000
- **STATE OF INCORPORATION:** X0
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SBSE-A/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 026-00139
- **FILM NUMBER:** 26905249

**BUSINESS ADDRESS:**
- **STREET 1:** 1 CHURCHILL PLACE
- **STREET 2:** CANARY WHARF
- **CITY:** LONDON
- **STATE:** X0
- **ZIP:** E14 5HP
- **BUSINESS PHONE:** 0044-20-3555-4619

**MAIL ADDRESS:**
- **STREET 1:** 1 CHURCHILL PLACE
- **STREET 2:** CANARY WHARF
- **CITY:** LONDON
- **STATE:** X0
- **ZIP:** E14 5HP

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BARCLAYS BANK PLC /ENG/
- **DATE OF NAME CHANGE:** 19990402

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BARCLAYS BANK INTERNATIONAL LTD
- **DATE OF NAME CHANGE:** 19850313

### Attached PDF Documents

**Attachment 1:** `KateVetchEmploymentHistory.pdf`

_No text found in this document._

**Attachment 2:** `Opinion.pdf`

_No text found in this document._

**Attachment 3:** `barclays7R.pdf`

_No text found in this document._

**Attachment 4:** `SummaryofChanges.pdf`

_No text found in this document._

## Form SBSE-A: Registration for Security-Based Swap Dealers

### Applicant Information

**Full Applicant Name:** BARCLAYS BANK PLC

**NFA Number:** 209452

**IRS Employer ID No.:** 00-0000000

**CIK:** 0000312070

**UIC:** G5GSEF7VJP5I7OUK5573

**Main Address:** 1 CHURCHILL PLACE, CANARY WHARF, LONDON, X0, E14 5HP

**Business Telephone:** 0044-20-3555-4619

**Contact Employee:**

- **Name:** Mary Beth Coffey

- **Title:** Head of US Registrations

- **Phone:** 212-412-3206

- **Email:** marybeth.coffey@barclays.com

**Chief Compliance Officer:**

- **Name:** Katherine Vetch

- **Title:** Chief Compliance Officer - BBPLC

- **Phone:** 44 7345483326

- **Email:** katherine.vetch@barclays.com

### Business and Activities

**Registered as Swap Dealer?:** Yes

**Registered as Swap Participant?:** No

**Uses Mathematical Models?:** Yes

**Is a Non-Resident Entity?:** No

**Subject to Prudential Regulator?:** Yes

**Is an Investment Advisor?:** No

**Engaged in Other Business?:** Yes

**Holds Customer Funds?:** Yes

**Prudential Regulators:** The Federal Reserve Board

**Description of Business:**
BBPLC is the non-ring-fenced bank of Barclays PLC and consists of our Corporate and Investment Banking division -comprised of Corporate Banking, Global Markets, Investment Banking and Research- and Consumer, Cards and Payments division -comprising US Consumer Bank, Barclays Payments, Consumer Bank Germany, and the Private Bank-. BBPLC is regulated by the PRA and FCA, amongst several other regulators globally including the CFTC and SEC within the United States. BBPLC is a diversified transatlantic, wholesale and consumer business.

### Control and History

**Are records kept by another entity?:** Yes

**Does another entity hold funds on behalf of applicant?:** Yes

**Is control exercised through an agreement?:** Yes

**Is applicant financed by another entity?:** Yes

**Is applicant succeeding a prior entity?:** No

**Subject to foreign regulation?:** Yes

**Number of Principals:** 22

### Schedule A: Principals

| Name                                   | Title or Status                              | Date Acquired   | Date Began Working   | Ownership         | NFA ID No.   |
|:---|:---|:---|:---|:---|:---|
| Andrew Longmuir                        | HEAD OF A BUSINESS UNIT DIVISION OR FUNCTION | 06/2020         | 11/2017              | NA - less than 5% | 530135       |
| Adeel Khan                             | HEAD OF A BUSINESS UNIT DIVISION OR FUNCTION | 11/2016         | 12/2008              | NA - less than 5% | 500523       |
| Coimbatore Sundararjan Venkatakrishnan | CHIEF EXECUTIVE OFFICER                      | 11/2021         | 03/2016              | NA - less than 5% | 296017       |
| Mary Elizabeth Francis                 | Director                                     | 07/2020         | 10/2016              | NA - less than 5% | 499781       |
| Nigel Paul Higgins                     | Director                                     | 04/2019         | 11/2018              | NA - less than 5% | 520074       |
| Stephen Dainton                        | President                                    | 09/2017         | 09/2017              | NA - less than 5% | 508060       |
| Stuart Baker                           | Director/Chief Control Officer               | 11/2020         | 05/2018              | NA - less than 5% | 534251       |
| Dawn Fitzpatrick                       | Director                                     | 09/2021         | 09/2019              |  | 466149       |
| Andrew Mogavero                        | HEAD OF A BUSINESS UNIT DIVISION OR FUNCTION | 01/2022         | 09/2008              |  | 544613       |
| Anna Cross                             | Director                                     | 04/2022         | 09/2013              | NA - less than 5% | 549332       |
| Robert Berry                           | Director                                     | 02/2022         | 02/2022              | NA - less than 5% | 268652       |
| Menasey Marc Moses                     | Director                                     | 01/2023         | 01/2023              | NA - less than 5% | 555208       |
| Julia Wilson                           | Director                                     | 04/2023         | 04/2023              | NA - less than 5% | 556465       |
| Larisa Kvetnoy                         | HEAD OF A BUSINESS UNIT DIVISION OR FUNCTION | 06/2023         | 06/2023              | NA - less than 5% | 556890       |
| Scott McDavid                          | HEAD OF A BUSINESS UNIT DIVISION OR FUNCTION | 09/2023         | 08/2023              | NA - less than 5% | 363790       |
| Aunoy Banerjee                         | Chief Financial Oficer                       | 04/2024         | 04/2024              | NA - less than 5% | 563467       |
| Hossein Zaimi                          | Global Head of Macro                         | 05/2024         | 05/2024              |  | 447703       |
| Brian Thomas Shea                      | Director                                     | 07/2024         | 06/2024              | NA - less than 5% | 457545       |
| Mary Tabb Mack                         | Director                                     | 06/2025         | 06/2025              | NA - less than 5% | 375880       |
| Katherine Vetch                        | Chief Compliance Officer                     | 10/2025         | 10/2025              | NA - less than 5% |  |
| Olivier Vigneron                       | Chief Risk Officer                           | 10/2025         | 10/2025              |  | 576931       |
| Georges Lauchard                       | Chief Operations Officer                     | 10/2025         | 07/2022              |  | 576932       |

### Schedule B: Explanations

**Description:**
BBPLC operates the following financial services industry related non-securities businesses: Corporate Banking which provides working capital and transaction banking services, including trade and payments, for multinational corporates and institutions, and UK large and medium size corporate clients; Foreign exchange FX products; CFTC registered Swap Dealer; US Consumer Bank which provides co-brand consumer credit cards, lending and deposit accounts to US customers; Barclays Payments which is an issuing and acquiring business, providing payment solutions for consumers and merchants in the UK; Consumer Bank Germany which provides consumer lending products with a focus on instalment loans and the Private Bank which provides banking, credit and investment services to retail, high net worth and ultra-high net worth clients, family offices and businesses internationally.

**Records Keeper:**

- **Name:** Vodafone

  - **Address:** Vodafone House, The Connection, Newbury, Berkshire, X0, RG14 2FN

  - **Effective Date:** 12-22-2009

  - **Arrangement:** Retain Books and Records

- **Name:** Truphone

  - **Address:** 25 Canada Square, Canary Wharf, London, X0, E14 5LQ

  - **Effective Date:** 07-23-2018

  - **Arrangement:** Retain Books and Records

- **Name:** Clausematch Limited

  - **Address:** WeWork, 30 Churchill Place, Canary Wharf, London, X0, E14 5EU

  - **Effective Date:** 11-01-2016

  - **Arrangement:** Retain Books and Records

- **Name:** Bloomberg

  - **Address:** 731 Lexington Avenue, New York, NY, 10019

  - **Effective Date:** 01-18-2011

  - **Arrangement:** Retain Books and Records

**Onbehalf:**

- **Name:** Ice Clear Europe

  - **Address:** Milton Gate, 60 Chiswell Street, London, X0, EC1Y 4SA

  - **Effective Date:** 06-06-2008

  - **Arrangement:** Clearing

- **Name:** LCH Ltd

  - **Address:** Aldgate House, Aldgate High Street, London, X0, EC3N 1EA

  - **Effective Date:** 08-20-1999

  - **Arrangement:** Clearing

- **Name:** Ice Clear Credit

  - **Address:** 353 North Clark Street, Suite 3100, Chicago, IL, 60654

  - **Effective Date:** 07-14-2011

  - **Arrangement:** Clearing

**Controlling Entity:**

- **Name:** Barclays PLC

  - **Address:** 1 Churchill Place, London, X0, E14 5HP

  - **Effective Date:** 10-12-2015

  - **Arrangement:** BARCLAYS PLC OWNS ALL OF THE ORDINARY SHARE CAPITAL OF BARCLAYS BANK PLC

### Execution

**Date:** 04-13-2026

**Name of Applicant:** BARCLAYS BANK PLC

**Signature:** Mary Beth Coffey

**Printed Name:** Mary Beth Coffey

**Title:** VP - US Registrations