# EDGAR Filing Document

**Accession Number:** 0000794170
**File Stem:** 0000794170-23-000036
**Filing Date:** 2023-3
**Character Count:** 6466
**Document Hash:** 92ebfd2b668ff5943b06353bb9049d4e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000794170-23-000036.hdr.sgml**: 20230308

**ACCESSION NUMBER**: 0000794170-23-000036

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20230307

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230308

**DATE AS OF CHANGE**: 20230308

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Toll Brothers, Inc.
- **CENTRAL INDEX KEY:** 0000794170
- **STANDARD INDUSTRIAL CLASSIFICATION:** OPERATIVE BUILDERS [1531]
- **IRS NUMBER:** 232416878
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-09186
- **FILM NUMBER:** 23716622

**BUSINESS ADDRESS:**
- **STREET 1:** 1140 VIRGINIA DRIVE
- **CITY:** FORT WASHINGTON
- **STATE:** PA
- **ZIP:** 19034
- **BUSINESS PHONE:** 2159388000

**MAIL ADDRESS:**
- **STREET 1:** 1140 VIRGINIA DRIVE
- **CITY:** FORT WASHINGTON
- **STATE:** PA
- **ZIP:** 19034

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TOLL BROTHERS INC
- **DATE OF NAME CHANGE:** 19920703

?xml version="1.0" ? tol-20230307

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, DC 20549**

**FORM 8-K** 

**CURRENT REPORT**

**PURSUANT TO SECTION 13 OR 15(D) OF THE**

**SECURITIES EXCHANGE ACT OF 1934**

**Date of report (Date of earliest event reported): March 7, 2023**

**Toll Brothers, Inc.** 

**(Exact Name of Registrant as Specified in Charter)** 

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| | | | |
|:---|:---|:---|:---|
| **Delaware** | **001-09186** | | **23-2416878** |
| **(State or Other Jurisdiction<br>of Incorporation)** | **(Commission<br>File Number)** | | **(IRS Employer<br>Identification No.)** |
| **1140 Virginia Drive** | **Fort Washington** | **PA** | **19034** |
| **(Address of Principal Executive Offices)** | | | **(Zip Code)** |

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**Registrant's telephone number, including area code: (215) 938-8000** 

**(Former Name or Former Address, if Changed Since Last Report)** 

&nbsp;&nbsp;&nbsp;&nbsp;Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

&nbsp;&nbsp;&nbsp;&nbsp;☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

&nbsp;&nbsp;&nbsp;&nbsp;☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

&nbsp;&nbsp;&nbsp;&nbsp;☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

&nbsp;&nbsp;&nbsp;&nbsp;☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

**Securities registered pursuant to Section 12(b) of the Act:**

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| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| **Common stock, par value $0.01 per share** | **TOL** | **The New York Stock Exchange** |

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Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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**Item 5.07&nbsp;&nbsp;&nbsp;&nbsp;Submission of Matters to a Vote of Security Holders.**

Toll Brothers, Inc. (the "Company") held its Annual Meeting of Stockholders on March 7, 2023. There were 110,570,747 shares of common stock eligible to vote at the meeting. The final voting results for each proposal submitted to a vote of the Company's stockholders are as follows:

Proposal One – Election of Directors:

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| | | | | |
|:---|:---|:---|:---|:---|
| | FOR | AGAINST | ABSTAIN | BROKER NON-VOTES |
| Douglas C. Yearley, Jr. | 84196145 | 2831602 | 647073 | 8675926 |
| Stephen F. East | 84006776 | 3018253 | 649791 | 8675926 |
| Christine N. Garvey | 83095143 | 3930742 | 648935 | 8675926 |
| Karen H. Grimes | 85321297 | 1704909 | 648614 | 8675926 |
| Derek T. Kan | 85501782 | 1510988 | 662050 | 8675926 |
| Carl B. Marbach | 83200993 | 3824022 | 649805 | 8675926 |
| John A. McLean | 82747946 | 4277964 | 648910 | 8675926 |
| Wendell E. Pritchett | 82838298 | 4187119 | 649403 | 8675926 |
| Paul E. Shapiro | 72015991 | 15006283 | 652546 | 8675926 |
| Scott D. Stowell | 85519860 | 1505780 | 649180 | 8675926 |

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Proposal Two – Ratification of the Re-Appointment of Independent Registered Public Accounting Firm:

FOR AGAINST ABSTAIN <br> 91,785,735 3,915,101 649,910

Proposal Three – Advisory and Non-Binding Vote on Executive Compensation (Say on Pay):

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| | | | |
|:---|:---|:---|:---|
| FOR | AGAINST | ABSTAIN | BROKER NON-VOTES |
| 82,836,365 | 4,149,155 | 689,300 | 8,675,926 |

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Proposal Four – Advisory and Non-Binding Vote on Frequency of Vote Regarding Executive Compensation (Say on Pay Frequency):

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| | | | | |
|:---|:---|:---|:---|:---|
| ONE YEAR | TWO YEARS | THREE YEARS | ABSTAIN | BROKER NON-VOTES |
| 82,491,792 | 42,794 | 4,479,043 | 661,191 | 8,675,926 |

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Based on the results of the vote, and consistent with the recommendation of the Board of Directors, the Board of Directors has determined to hold an advisory vote on executive compensation every year until the next required advisory vote on the frequency of future advisory votes on executive compensation.

**Item 9.01&nbsp;&nbsp;&nbsp;&nbsp;Financial Statements and Exhibits.**

(d). Exhibits

Exhibit

<u>No.</u> &nbsp;&nbsp;&nbsp;&nbsp;<u>Item</u> 

104&nbsp;&nbsp;&nbsp;&nbsp;Cover Page Interactive Data File (embedded within the Inline XBRL document)

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | | |
|:---|:---|:---|:---|
| | | TOLL BROTHERS, INC. | TOLL BROTHERS, INC. |
| Dated: | March 8, 2023 | By: | /s/ Michael J. Grubb |
|  |  |  | Michael J. Grubb<br>Senior Vice President,<br>Chief Accounting Officer |

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