# EDGAR Filing Document

**Accession Number:** 0001728201
**File Stem:** 0001420506-23-000643
**Filing Date:** 2023-2
**Character Count:** 18253
**Document Hash:** 5f80ed99eb465520e51c8d40b0cba6a6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001420506-23-000643.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001420506-23-000643

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Aequim Alternative Investments LP
- **CENTRAL INDEX KEY:** 0001728201
- **IRS NUMBER:** 823981938
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19295
- **FILM NUMBER:** 23626033

**BUSINESS ADDRESS:**
- **STREET 1:** 495 MILLER AVENUE, SUITE 301
- **CITY:** MILL VALLEY
- **STATE:** CA
- **ZIP:** 94941
- **BUSINESS PHONE:** 415-477-9077

**MAIL ADDRESS:**
- **STREET 1:** 495 MILLER AVENUE, SUITE 301
- **CITY:** MILL VALLEY
- **STATE:** CA
- **ZIP:** 94941

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Aequim Alternative Investments LP<br>**Address:** 495 MILLER AVENUE SUITE 301<br>MILL VALLEY, CA 94941

**Form 13F File Number:** 028-19295

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** David Goldstein<br>**Title:** Chief Operating Officer and Chief Compliance Officer<br>**Phone:** 415-477-9077

**Signature, Place, and Date of Signing:**

David Goldstein Chief Operating Officer and Chief Compliance Officer  MILL VALLEY, CA  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 133

**Form 13F Information Table Value Total:** $3675628568

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 1LIFE HEALTHCARE INC | NOTE  3.000% 6/1 | 68269GAB3 |  | 29070000 | 30000000 | SH |  | SOLE |  | 30000000 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 8707563 | 113750 | SH |  | SOLE |  | 113750 | 0 | 0 |
| ADIENT PLC | ORD SHS | G0084W101 |  | 919285 | 26500 | SH |  | SOLE |  | 26500 | 0 | 0 |
| AES CORP | COM | 00130H105 |  | 7793960 | 271000 | SH |  | SOLE |  | 271000 | 0 | 0 |
| AFFIRM HLDGS INC | NOTE        11/1 | 00827BAB2 |  | 19425000 | 35000000 | SH |  | SOLE |  | 35000000 | 0 | 0 |
| AIR TRANSPORT SERVICES GRP I | COM | 00922R105 |  | 2808438 | 108100 | SH |  | SOLE |  | 108100 | 0 | 0 |
| AKAMAI TECHNOLOGIES INC | NOTE  0.125% 5/0 | 00971TAJ0 |  | 95372000 | 90400000 | SH |  | SOLE |  | 90400000 | 0 | 0 |
| ALARM COM HLDGS INC | NOTE         1/1 | 011642AB1 |  | 26549250 | 32500000 | SH |  | SOLE |  | 32500000 | 0 | 0 |
| ALGOMA STL GROUP INC | *W EXP 10/19/202 | 015658115 |  | 476320 | 414191 | SH |  | SOLE |  | 414191 | 0 | 0 |
| ALGONQUIN PWR UTILS CORP | UNIT 06/15/2024 | 015857873 |  | 3737750 | 325000 | SH |  | SOLE |  | 325000 | 0 | 0 |
| AMERICAN ELEC PWR CO INC | COM | 025537101 |  | 14954625 | 157500 | SH |  | SOLE |  | 157500 | 0 | 0 |
| APOLLO COML REAL ESTATE FIN | NOTE  5.375%10/1 | 03762UAC9 |  | 2947500 | 3000000 | SH |  | SOLE |  | 3000000 | 0 | 0 |
| BAUSCH HEALTH COS INC | COM | 071734107 |  | 188400 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| BECTON DICKINSON  CO | COM | 075887109 |  | 11545220 | 45400 | SH |  | SOLE |  | 45400 | 0 | 0 |
| BENTLEY SYS INC | NOTE  0.375% 7/0 | 08265TAD1 |  | 12285000 | 15000000 | SH |  | SOLE |  | 15000000 | 0 | 0 |
| BENTLEY SYS INC | NOTE  0.125% 1/1 | 08265TAB5 |  | 5777100 | 6300000 | SH |  | SOLE |  | 6300000 | 0 | 0 |
| BIGCOMMERCE HLDGS INC | NOTE  0.250%10/0 | 08975PAB4 |  | 14300000 | 20000000 | SH |  | SOLE |  | 20000000 | 0 | 0 |
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 |  | 2080149 | 20100 | SH |  | SOLE |  | 20100 | 0 | 0 |
| BLACKLINE INC | NOTE         3/1 | 09239BAD1 |  | 33418125 | 39000000 | SH |  | SOLE |  | 39000000 | 0 | 0 |
| BLACKSTONE MORTGAGE TRUST IN | NOTE  4.750% 3/1 | 09257WAC4 |  | 7776406 | 7850000 | SH |  | SOLE |  | 7850000 | 0 | 0 |
| BOOKING HOLDINGS INC | COM | 09857L108 |  | 4413463 | 2190 | SH |  | SOLE |  | 2190 | 0 | 0 |
| BRIDGEBIO PHARMA INC | NOTE  2.250% 2/0 | 10806XAD4 |  | 11838125 | 31000000 | SH |  | SOLE |  | 31000000 | 0 | 0 |
| BROOKDALE SR LIVING INC | UNIT 11/15/2023 | 112463302 |  | 1769200 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| BURLINGTON STORES INC | COM | 122017106 |  | 14071544 | 69400 | SH |  | SOLE |  | 69400 | 0 | 0 |
| BUTTERFLY NETWORK INC | *W EXP 02/12/202 | 124155110 |  | 12842 | 49393 | SH |  | SOLE |  | 49393 | 0 | 0 |
| CABLE ONE INC | NOTE         3/1 | 12685JAE5 |  | 1976250 | 2500000 | SH |  | SOLE |  | 2500000 | 0 | 0 |
| CARNIVAL CORP | NOTE  5.750% 4/0 | 143658BE1 |  | 52053469 | 48450000 | SH |  | SOLE |  | 48450000 | 0 | 0 |
| CERIDIAN HCM HLDG INC | NOTE  0.250% 3/1 | 15677JAD0 |  | 2203750 | 2500000 | SH |  | SOLE |  | 2500000 | 0 | 0 |
| CHART INDS INC | 6.75DP CNV PFD B | 16115Q407 |  | 30384000 | 600000 | SH |  | SOLE |  | 600000 | 0 | 0 |
| CHEGG INC | COM | 163092109 |  | 1470714 | 58200 | SH |  | SOLE |  | 58200 | 0 | 0 |
| CHESAPEAKE ENERGY CORP | *W EXP 02/09/202 | 165167180 |  | 95729055 | 1237449 | SH |  | SOLE |  | 1237449 | 0 | 0 |
| CHESAPEAKE ENERGY CORP | *W EXP 02/09/202 | 165167164 |  | 252373081 | 2997305 | SH |  | SOLE |  | 2997305 | 0 | 0 |
| CHESAPEAKE ENERGY CORP | *W EXP 02/09/202 | 165167172 |  | 185213765 | 2293953 | SH |  | SOLE |  | 2293953 | 0 | 0 |
| CINEMARK HLDGS INC | COM | 17243V102 |  | 8025222 | 926700 | SH |  | SOLE |  | 926700 | 0 | 0 |
| CLARIVATE PLC | 5.25% PFD CONV A | G21810208 |  | 37880000 | 1000000 | SH |  | SOLE |  | 1000000 | 0 | 0 |
| CLEVELAND-CLIFFS INC NEW | COM | 185899101 |  | 1176030 | 73000 | SH |  | SOLE |  | 73000 | 0 | 0 |
| CLOUDFLARE INC | NOTE  0.750% 5/1 | 18915MAB3 |  | 34687500 | 25000000 | SH |  | SOLE |  | 25000000 | 0 | 0 |
| CNX RES CORP | COM | 12653C108 |  | 44875249 | 2664801 | SH |  | SOLE |  | 2664801 | 0 | 0 |
| COINBASE GLOBAL INC | COM CL A | 19260Q107 |  | 2169407 | 61300 | SH |  | SOLE |  | 61300 | 0 | 0 |
| COMPUTE HEALTH ACQUISITIN CO | *W EXP 01/25/202 | 204833115 |  | 22480 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| CONFLUENT INC | NOTE         1/1 | 20717MAB9 |  | 15200000 | 20000000 | SH |  | SOLE |  | 20000000 | 0 | 0 |
| COUPA SOFTWARE INC | NOTE  0.375% 6/1 | 22266LAF3 |  | 7732000 | 8000000 | SH |  | SOLE |  | 8000000 | 0 | 0 |
| COUPA SOFTWARE INC | NOTE  0.125% 6/1 | 22266LAC0 |  | 72361850 | 74500000 | SH |  | SOLE |  | 74500000 | 0 | 0 |
| CUTERA INC | NOTE  2.250% 3/1 | 232109AB4 |  | 16845143 | 11355000 | SH |  | SOLE |  | 11355000 | 0 | 0 |
| DANAHER CORPORATION | COM | 235851102 |  | 41883276 | 157800 | SH |  | SOLE |  | 157800 | 0 | 0 |
| DATADOG INC | NOTE  0.125% 6/1 | 23804LAB9 |  | 28502500 | 26000000 | SH |  | SOLE |  | 26000000 | 0 | 0 |
| DIGITALOCEAN HLDGS INC | NOTE        12/0 | 25402DAB8 |  | 13168750 | 17500000 | SH |  | SOLE |  | 17500000 | 0 | 0 |
| DISH NETWORK CORPORATION | NOTE        12/1 | 25470MAF6 |  | 36329500 | 56500000 | SH |  | SOLE |  | 56500000 | 0 | 0 |
| DOCUSIGN INC | NOTE         1/1 | 256163AD8 |  | 2362500 | 2500000 | SH |  | SOLE |  | 2500000 | 0 | 0 |
| ECHOSTAR CORP | CL A | 278768106 |  | 500400 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| ENPHASE ENERGY INC | NOTE  0.250% 3/0 | 29355AAF4 |  | 47876775 | 14550000 | SH |  | SOLE |  | 14550000 | 0 | 0 |
| ENVESTNET INC | NOTE  0.750% 8/1 | 29404KAE6 |  | 6806250 | 7500000 | SH |  | SOLE |  | 7500000 | 0 | 0 |
| EPR PPTYS | PFD C CV 5.75% | 26884U208 |  | 5391000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| EPR PPTYS | CONV PFD 9% SR E | 26884U307 |  | 1286500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| EQT CORP | COM | 26884L109 |  | 79429457 | 2347900 | SH |  | SOLE |  | 2347900 | 0 | 0 |
| ETSY INC | NOTE  0.125%10/0 | 29786AAJ5 |  | 147202500 | 95000000 | SH |  | SOLE |  | 95000000 | 0 | 0 |
| EURONET WORLDWIDE INC | COM | 298736109 |  | 1444014 | 15300 | SH |  | SOLE |  | 15300 | 0 | 0 |
| EVO ACQUISITION CORP | *W EXP 01/04/202 | 30052G116 |  | 8370 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| EXACT SCIENCES CORP | NOTE  1.000% 1/1 | 30063PAA3 |  | 20192250 | 19500000 | SH |  | SOLE |  | 19500000 | 0 | 0 |
| FASTLY INC | NOTE         3/1 | 31188VAB6 |  | 17885000 | 24500000 | SH |  | SOLE |  | 24500000 | 0 | 0 |
| FORD MTR CO DEL | COM | 345370860 |  | 24013624 | 2064800 | SH |  | SOLE |  | 2064800 | 0 | 0 |
| GCM GROSVENOR INC | *W EXP 11/17/202 | 36831E116 |  | 107048 | 243290 | SH |  | SOLE |  | 243290 | 0 | 0 |
| GELESIS HLDGS INC | *W EXP 01/13/202 | 36850R113 |  | 738 | 82917 | SH |  | SOLE |  | 82917 | 0 | 0 |
| GFL ENVIRONMENTAL INC | UNIT 03/15/2023 | 36168Q120 |  | 6469000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| GUARDANT HEALTH INC | NOTE        11/1 | 40131MAB5 |  | 42942650 | 68500000 | SH |  | SOLE |  | 68500000 | 0 | 0 |
| GUIDEWIRE SOFTWARE INC | NOTE  1.250% 3/1 | 40171VAA8 |  | 47455500 | 51000000 | SH |  | SOLE |  | 51000000 | 0 | 0 |
| HAEMONETICS CORP MASS | NOTE         3/0 | 405024AB6 |  | 17041650 | 20500000 | SH |  | SOLE |  | 20500000 | 0 | 0 |
| IHEARTMEDIA INC | COM CL A | 45174J509 |  | 153250 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| IMMATICS N.V | *W EXP 07/01/202 | N44445117 |  | 634380 | 252741 | SH |  | SOLE |  | 252741 | 0 | 0 |
| INSMED INC | NOTE  0.750% 6/0 | 457669AB5 |  | 6225000 | 7500000 | SH |  | SOLE |  | 7500000 | 0 | 0 |
| INSMED INC | NOTE  1.750% 1/1 | 457669AA7 |  | 2356250 | 2500000 | SH |  | SOLE |  | 2500000 | 0 | 0 |
| INTEGRA LIFESCIENCES HLDGS C | NOTE  0.500% 8/1 | 457985AM1 |  | 34107500 | 35000000 | SH |  | SOLE |  | 35000000 | 0 | 0 |
| INVITAE CORP | NOTE  2.000% 9/0 | 46185LAB9 |  | 1981259 | 2500000 | SH |  | SOLE |  | 2500000 | 0 | 0 |
| ITRON INC | NOTE         3/1 | 465741AN6 |  | 6590400 | 8000000 | SH |  | SOLE |  | 8000000 | 0 | 0 |
| JAMF HLDG CORP | NOTE  0.125% 9/0 | 47074LAB1 |  | 17802000 | 21500000 | SH |  | SOLE |  | 21500000 | 0 | 0 |
| JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 |  | 1051446 | 6600 | SH |  | SOLE |  | 6600 | 0 | 0 |
| KATAPULT HOLDINGS INC | *W EXP 06/09/202 | 485859110 |  | 5527 | 77732 | SH |  | SOLE |  | 77732 | 0 | 0 |
| KKR  CO INC | 6% MCONV PFD C | 48251W401 |  | 14312500 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| LIBERTY MEDIA CORP DEL | NOTE  1.375%10/1 | 531229AB8 |  | 95780527 | 77461000 | SH |  | SOLE |  | 77461000 | 0 | 0 |
| LIVEPERSON INC | NOTE        12/1 | 538146AD3 |  | 4350875 | 7000000 | SH |  | SOLE |  | 7000000 | 0 | 0 |
| MP MATERIALS CORP | COM CL A | 553368101 |  | 2330880 | 96000 | SH |  | SOLE |  | 96000 | 0 | 0 |
| NEOGENOMICS INC | NOTE  1.250% 5/0 | 64049MAA8 |  | 2968438 | 3500000 | SH |  | SOLE |  | 3500000 | 0 | 0 |
| NEW RELIC INC | NOTE  0.500% 5/0 | 64829BAB6 |  | 11373800 | 11600000 | SH |  | SOLE |  | 11600000 | 0 | 0 |
| NEXTERA ENERGY INC | UNIT 03/01/2023 | 65339F770 |  | 49432500 | 975000 | SH |  | SOLE |  | 975000 | 0 | 0 |
| NICE SYS INC | NOTE  1.250% 1/1 | 65366HAB9 |  | 87536381 | 38163000 | SH |  | SOLE |  | 38163000 | 0 | 0 |
| NISOURCE INC | UNIT 12/01/2023 | 65473P121 |  | 66834112 | 640000 | SH |  | SOLE |  | 640000 | 0 | 0 |
| NOVOCURE LTD | NOTE        11/0 | 67011XAB9 |  | 16054200 | 18000000 | SH |  | SOLE |  | 18000000 | 0 | 0 |
| NUTANIX INC | NOTE  0.250%10/0 | 67059NAH1 |  | 5722200 | 6800000 | SH |  | SOLE |  | 6800000 | 0 | 0 |
| O-I GLASS INC | COM | 67098H104 |  | 331400 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| OAK STR HEALTH INC | NOTE         3/1 | 67181AAB3 |  | 8000350 | 10500000 | SH |  | SOLE |  | 10500000 | 0 | 0 |
| OCCIDENTAL PETE CORP | *W EXP 08/03/202 | 674599162 |  | 221611250 | 5375000 | SH |  | SOLE |  | 5375000 | 0 | 0 |
| OMNIAB INC | *W EXP 11/01/202 | 68218J111 |  | 130680 | 237600 | SH |  | SOLE |  | 237600 | 0 | 0 |
| PALO ALTO NETWORKS INC | NOTE  0.750% 7/0 | 697435AD7 |  | 109550145 | 69226000 | SH |  | SOLE |  | 69226000 | 0 | 0 |
| PEGASYSTEMS INC | NOTE  0.750% 3/0 | 705573AB9 |  | 60681250 | 70000000 | SH |  | SOLE |  | 70000000 | 0 | 0 |
| PELOTON INTERACTIVE INC | NOTE         2/1 | 70614WAB6 |  | 59603887 | 83500000 | SH |  | SOLE |  | 83500000 | 0 | 0 |
| PERMIAN RESOURCES CORP | CLASS A COM | 71424F105 |  | 10329660 | 1098900 | SH |  | SOLE |  | 1098900 | 0 | 0 |
| PG CORP | UNIT 08/16/2023 | 69331C140 |  | 241636224 | 1770100 | SH |  | SOLE |  | 1770100 | 0 | 0 |
| POST HOLDINGS PARTNERING COR | COM SER A | 737465104 |  | 1986000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| PROGRESS SOFTWARE CORP | NOTE  1.000% 4/1 | 743312AB6 |  | 25675000 | 25000000 | SH |  | SOLE |  | 25000000 | 0 | 0 |
| PROS HOLDINGS INC | NOTE  1.000% 5/1 | 74346YAH6 |  | 6974715 | 7500000 | SH |  | SOLE |  | 7500000 | 0 | 0 |
| Q2 HLDGS INC | NOTE  0.125%11/1 | 74736LAF6 |  | 2070250 | 2500000 | SH |  | SOLE |  | 2500000 | 0 | 0 |
| RAPID7 INC | NOTE  2.250% 5/0 | 753422AD6 |  | 19260000 | 20000000 | SH |  | SOLE |  | 20000000 | 0 | 0 |
| RBC BEARINGS INC | 5% CNV PFD SR A | 75524B203 |  | 22567600 | 220000 | SH |  | SOLE |  | 220000 | 0 | 0 |
| REDFIN CORP | NOTE  1.750% 7/1 | 75737FAA6 |  | 3926131 | 4123000 | SH |  | SOLE |  | 4123000 | 0 | 0 |
| REDWOOD TRUST INC | NOTE  5.625% 7/1 | 758075AD7 |  | 1777845 | 1943000 | SH |  | SOLE |  | 1943000 | 0 | 0 |
| REDWOOD TRUST INC | NOTE  4.750% 8/1 | 758075AC9 |  | 4925000 | 5000000 | SH |  | SOLE |  | 5000000 | 0 | 0 |
| REPAY HLDGS CORP | COM CL A | 76029L100 |  | 905625 | 112500 | SH |  | SOLE |  | 112500 | 0 | 0 |
| REPLIGEN CORP | NOTE  0.375% 7/1 | 759916AB5 |  | 96333666 | 60500000 | SH |  | SOLE |  | 60500000 | 0 | 0 |
| RINGCENTRAL INC | NOTE         3/0 | 76680RAF4 |  | 8637500 | 10000000 | SH |  | SOLE |  | 10000000 | 0 | 0 |
| RWT HLDGS INC | NOTE  5.750%10/0 | 749772AD1 |  | 3607188 | 4250000 | SH |  | SOLE |  | 4250000 | 0 | 0 |
| SABRE CORP | 6.50% CONV PFD A | 78573M203 |  | 43347550 | 515000 | SH |  | SOLE |  | 515000 | 0 | 0 |
| SAREPTA THERAPEUTICS INC | DBCV  1.500%11/1 | 803607AB6 |  | 9352500 | 5000000 | SH |  | SOLE |  | 5000000 | 0 | 0 |
| SEA LTD | NOTE  0.250% 9/1 | 81141RAG5 |  | 14381250 | 19500000 | SH |  | SOLE |  | 19500000 | 0 | 0 |
| SHOPIFY INC | NOTE  0.125%11/0 | 82509LAA5 |  | 10519688 | 12250000 | SH |  | SOLE |  | 12250000 | 0 | 0 |
| SNAP INC | NOTE  0.250% 5/0 | 83304AAD8 |  | 77307500 | 85000000 | SH |  | SOLE |  | 85000000 | 0 | 0 |
| SOCIAL CAP SUVRETTA HLDS CRP | CLASS A ORD SHS | G8253U103 |  | 1007000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| SOUTH JERSEY INDS INC | UNIT 04/01/2024 | 838518306 |  | 34510000 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| SPLUNK INC | NOTE  0.500% 9/1 | 848637AC8 |  | 22759750 | 23500000 | SH |  | SOLE |  | 23500000 | 0 | 0 |
| SPLUNK INC | NOTE  1.125% 6/1 | 848637AF1 |  | 16976000 | 20000000 | SH |  | SOLE |  | 20000000 | 0 | 0 |
| SPOTIFY USA INC | NOTE         3/1 | 84921RAB6 |  | 46899000 | 57900000 | SH |  | SOLE |  | 57900000 | 0 | 0 |
| TELADOC HEALTH INC | NOTE  1.250% 6/0 | 87918AAF2 |  | 7731950 | 10000000 | SH |  | SOLE |  | 10000000 | 0 | 0 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 2900829 | 117300 | SH |  | SOLE |  | 117300 | 0 | 0 |
| UGI CORP NEW | UNIT 06/01/2024 | 902681113 |  | 26964600 | 312000 | SH |  | SOLE |  | 312000 | 0 | 0 |
| UNITED STATES STL CORP | NOTE  5.000%11/0 | 912909AT5 |  | 45112500 | 22500000 | SH |  | SOLE |  | 22500000 | 0 | 0 |
| UNITY SOFTWARE INC | NOTE        11/1 | 91332UAB7 |  | 39182000 | 52000000 | SH |  | SOLE |  | 52000000 | 0 | 0 |
| VARONIS SYS INC | NOTE  1.250% 8/1 | 922280AB8 |  | 15283000 | 14500000 | SH |  | SOLE |  | 14500000 | 0 | 0 |
| VERADIGM INC | NOTE  0.875% 1/0 | 01988PAF5 |  | 23584688 | 16500000 | SH |  | SOLE |  | 16500000 | 0 | 0 |
| VERINT SYSTEMS INC | NOTE  0.250% 4/1 | 92343XAC4 |  | 13125000 | 15000000 | SH |  | SOLE |  | 15000000 | 0 | 0 |
| WIX COM LTD | NOTE         7/0 | 92940WAB5 |  | 18549700 | 19000000 | SH |  | SOLE |  | 19000000 | 0 | 0 |
| WIX COM LTD | NOTE         8/1 | 92940WAD1 |  | 1270500 | 1500000 | SH |  | SOLE |  | 1500000 | 0 | 0 |
| ZIFF DAVIS INC | COM | 48123V102 |  | 8455790 | 106900 | SH |  | SOLE |  | 106900 | 0 | 0 |
| ZILLOW GROUP INC | NOTE  0.750% 9/0 | 98954MAE1 |  | 72730000 | 70000000 | SH |  | SOLE |  | 70000000 | 0 | 0 |
| ZSCALER INC | NOTE  0.125% 7/0 | 98980GAB8 |  | 2637500 | 2500000 | SH |  | SOLE |  | 2500000 | 0 | 0 |

---