# EDGAR Filing Document

**Accession Number:** 0000826048
**File Stem:** 0000826048-23-000001
**Filing Date:** 2023-3
**Character Count:** 2782
**Document Hash:** 139654efcddd24ee0ca450f88c5278ab
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000826048-23-000001.hdr.sgml**: 20230329

**ACCESSION NUMBER**: 0000826048-23-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230329

**DATE AS OF CHANGE**: 20230329

**EFFECTIVENESS DATE**: 20230329

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MIDDLEGATE SECURITIES INC.
- **CENTRAL INDEX KEY:** 0000826048
- **IRS NUMBER:** 133440941
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-39031
- **FILM NUMBER:** 23776551

**BUSINESS ADDRESS:**
- **STREET 1:** 8 WEST 40TH STREET
- **STREET 2:** 4TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10018-3805
- **BUSINESS PHONE:** 212-382-9500

**MAIL ADDRESS:**
- **STREET 1:** 8 WEST 40TH STREET
- **STREET 2:** 4TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10018-3805

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MIDDLEGATE SECURITIES LTD.
- **DATE OF NAME CHANGE:** 20020315

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MIDDLEGATE SECURITIES LTD /                             /BD
- **DATE OF NAME CHANGE:** 20020315

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MIDDLEGATE SECURITIES LTD                               /BD
- **DATE OF NAME CHANGE:** 20010724

### Attached PDF Documents

**Attachment 1:** `mid22s4.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000826048

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** MIDDLEGATE SECURITIES INC.

**Business Address:** 8 WEST 40TH STREET, 4TH FLOOR, NEW YORK, NY, 10018-3805

**Contact Person:** Howard Spindel

**Contact Phone:** 212-897-1688

### Independent Public Accountant Identification

**Accountant Name:** Mazars USA LLP

**Accountant Address:** 135 West 50th Street, New York, NY, 10020

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Steven Ostrofsky**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **MIDDLEGATE SECURITIES INC.**, as of **12-31-2022**, are true and correct.

**Signature:** Steven Ostrofsky

**Title:** President

**Notarized:** Yes