# EDGAR Filing Document

**Accession Number:** 0001565951
**File Stem:** 0001398344-23-003142
**Filing Date:** 2023-2
**Character Count:** 9541
**Document Hash:** 19cd625f7281c506dbcf09f536e298ad
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-23-003142.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001398344-23-003142

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DC Investments Management, LLC
- **CENTRAL INDEX KEY:** 0001565951
- **IRS NUMBER:** 454003374
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-18238
- **FILM NUMBER:** 23623167

**BUSINESS ADDRESS:**
- **STREET 1:** 1600 TYSONS BLVD
- **STREET 2:** FIFTH FLOOR
- **CITY:** MCLEAN
- **STATE:** VA
- **ZIP:** 22102
- **BUSINESS PHONE:** 703-506-3900

**MAIL ADDRESS:**
- **STREET 1:** 1600 TYSONS BLVD
- **STREET 2:** FIFTH FLOOR
- **CITY:** MCLEAN
- **STATE:** VA
- **ZIP:** 22102

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Dean Capital Investments Management, LLC
- **DATE OF NAME CHANGE:** 20150914

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Dean Ventures Management, LLC
- **DATE OF NAME CHANGE:** 20130103

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** DC Investments Management LLC<br>**Address:** 1600 TYSONS BLVD<br>FIFTH FLOOR<br>MCLEAN, VA 22102

**Form 13F File Number:** 028-18238

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Mark T. Allen<br>**Title:** President<br>**Phone:** 703-760-4400

**Signature, Place, and Date of Signing:**

/s/ Mark T Allen  McLean, VA  02-03-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 1

**Form 13F Information Table Entry Total:** 58

**Form 13F Information Table Value Total:** $79026643

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name        | Form 13F File Number   |
|:---|:---|:---|
|  | DC Funds LP | 028-21338              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AMPLITUDE INC | COM CL A | 03213A104 |  | 1139820 | 94356 | SH |  | DFND | 1 | 94356 | 0 | 0 |
| APPFOLIO INC | COM CL A | 03783C100 |  | 350178 | 3323 | SH |  | DFND | 1 | 3323 | 0 | 0 |
| ARLINGTON ASSET INVST CORP | CL A NEW | 041356205 |  | 188985 | 64500 | SH |  | DFND | 1 | 64500 | 0 | 0 |
| ASANA INC | CL A | 04342Y104 |  | 342928 | 24904 | SH |  | DFND | 1 | 24904 | 0 | 0 |
| BILL COM HLDGS INC | COM | 090043100 |  | 374713 | 3439 | SH |  | DFND | 1 | 3439 | 0 | 0 |
| CARRIAGE SVCS INC | COM | 143905107 |  | 2365548 | 85895 | SH |  | DFND | 1 | 85895 | 0 | 0 |
| CHILDRENS PL INC NEW | COM | 168905107 |  | 2983308 | 81914 | SH |  | DFND | 1 | 81914 | 0 | 0 |
| CLOUDFLARE INC | CL A COM | 18915M107 |  | 367015 | 8118 | SH |  | DFND | 1 | 8118 | 0 | 0 |
| COTERRA ENERGY INC | COM | 127097103 |  | 3614566 | 147113 | SH |  | DFND | 1 | 147113 | 0 | 0 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 |  | 358934 | 3409 | SH |  | DFND | 1 | 3409 | 0 | 0 |
| DATADOG INC | CL A COM | 23804L103 |  | 341261 | 4643 | SH |  | DFND | 1 | 4643 | 0 | 0 |
| DIAMONDBACK ENERGY INC | COM | 25278X109 |  | 4230469 | 30929 | SH |  | DFND | 1 | 30929 | 0 | 0 |
| DIGITAL TURBINE INC | COM NEW | 25400W102 |  | 1471117 | 96530 | SH |  | DFND | 1 | 96530 | 0 | 0 |
| DIGITALOCEAN HLDGS INC | COM | 25402D102 |  | 324895 | 12756 | SH |  | DFND | 1 | 12756 | 0 | 0 |
| DOCUSIGN INC | COM | 256163106 |  | 403402 | 7279 | SH |  | DFND | 1 | 7279 | 0 | 0 |
| DOMO INC | COM CL B | 257554105 |  | 341845 | 24006 | SH |  | DFND | 1 | 24006 | 0 | 0 |
| DROPBOX INC | CL A | 26210C104 |  | 358080 | 16000 | SH |  | DFND | 1 | 16000 | 0 | 0 |
| EQT CORP | COM | 26884L109 |  | 3215778 | 95057 | SH |  | DFND | 1 | 95057 | 0 | 0 |
| GITLAB INC | CLASS A COM | 37637K108 |  | 381242 | 8390 | SH |  | DFND | 1 | 8390 | 0 | 0 |
| GOGO INC | COM | 38046C109 |  | 3044412 | 206261 | SH |  | DFND | 1 | 206261 | 0 | 0 |
| HUBSPOT INC | COM | 443573100 |  | 404782 | 1400 | SH |  | DFND | 1 | 1400 | 0 | 0 |
| ISHARES INC | MSCI CDA ETF | 464286509 |  | 1178444 | 36005 | SH |  | DFND | 1 | 36005 | 0 | 0 |
| ISHARES INC | MSCI MEXICO ETF | 464286822 |  | 1147240 | 23200 | SH |  | DFND | 1 | 23200 | 0 | 0 |
| ISHARES TR | MSCI POLAND ETF | 46429B606 |  | 846219 | 54736 | SH |  | DFND | 1 | 54736 | 0 | 0 |
| ISHARES INC | MSCI STH AFR ETF | 464286780 |  | 1206056 | 28438 | SH |  | DFND | 1 | 28438 | 0 | 0 |
| ISHARES INC | MSCI SWEDEN ETF | 464286756 |  | 1130030 | 34953 | SH |  | DFND | 1 | 34953 | 0 | 0 |
| JFROG LTD | ORD SHS | M6191J100 |  | 346357 | 16238 | SH |  | DFND | 1 | 16238 | 0 | 0 |
| LCI INDS | COM | 50189K103 |  | 1425764 | 15422 | SH |  | DFND | 1 | 15422 | 0 | 0 |
| LIGHTSPEED COMMERCE INC | SUB VTG SHS | 53229C107 |  | 3782493 | 264510 | SH |  | DFND | 1 | 264510 | 0 | 0 |
| MDU RES GROUP INC | COM | 552690109 |  | 4494052 | 148123 | SH |  | DFND | 1 | 148123 | 0 | 0 |
| METHODE ELECTRS INC | COM | 591520200 |  | 3375093 | 76067 | SH |  | DFND | 1 | 76067 | 0 | 0 |
| MONDAY COM LTD | SHS | M7S64H106 |  | 381738 | 3129 | SH |  | DFND | 1 | 3129 | 0 | 0 |
| MYR GROUP INC DEL | COM | 55405W104 |  | 2508908 | 27250 | SH |  | DFND | 1 | 27250 | 0 | 0 |
| OKTA INC | CL A | 679295105 |  | 1240804 | 18159 | SH |  | DFND | 1 | 18159 | 0 | 0 |
| OUTBRAIN INC | COM | 69002R103 |  | 561838 | 155204 | SH |  | DFND | 1 | 155204 | 0 | 0 |
| PAGERDUTY INC | COM | 69553P100 |  | 377869 | 14227 | SH |  | DFND | 1 | 14227 | 0 | 0 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 727143 | 5211 | SH |  | DFND | 1 | 5211 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 446336 | 6267 | SH |  | DFND | 1 | 6267 | 0 | 0 |
| PIEDMONT OFFICE REALTY TR IN | COM CL A | 720190206 |  | 5557020 | 606000 | SH |  | DFND | 1 | 606000 | 0 | 0 |
| PIONEER NAT RES CO | COM | 723787107 |  | 3965764 | 17364 | SH |  | DFND | 1 | 17364 | 0 | 0 |
| QUANTA SVCS INC | COM | 74762E102 |  | 1967783 | 13809 | SH |  | DFND | 1 | 13809 | 0 | 0 |
| RAPID7 INC | COM | 753422104 |  | 761798 | 22419 | SH |  | DFND | 1 | 22419 | 0 | 0 |
| RINGCENTRAL INC | CL A | 76680R206 |  | 364585 | 10299 | SH |  | DFND | 1 | 10299 | 0 | 0 |
| SEMLER SCIENTIFIC INC | COM | 81684M104 |  | 1690854 | 51238 | SH |  | DFND | 1 | 51238 | 0 | 0 |
| SENTINELONE INC | CL A | 81730H109 |  | 366034 | 25088 | SH |  | DFND | 1 | 25088 | 0 | 0 |
| SERVICENOW INC | COM | 81762P102 |  | 478349 | 1232 | SH |  | DFND | 1 | 1232 | 0 | 0 |
| SMARTSHEET INC | COM CL A | 83200N103 |  | 3099757 | 78754 | SH |  | DFND | 1 | 78754 | 0 | 0 |
| TABOOLA.COM LTD | ORD SHS | M8744T106 |  | 1809731 | 587575 | SH |  | DFND | 1 | 587575 | 0 | 0 |
| TENABLE HLDGS INC | COM | 88025T102 |  | 859405 | 22527 | SH |  | DFND | 1 | 22527 | 0 | 0 |
| TRUEBLUE INC | COM | 89785X101 |  | 1792569 | 91551 | SH |  | DFND | 1 | 91551 | 0 | 0 |
| TSCAN THERAPEUTICS INC | COM | 89854M101 |  | 55123 | 35563 | SH |  | DFND | 1 | 35563 | 0 | 0 |
| VARONIS SYS INC | COM | 922280102 |  | 1465942 | 61234 | SH |  | DFND | 1 | 61234 | 0 | 0 |
| VILLAGE SUPER MKT INC | CL A NEW | 927107409 |  | 1027415 | 44114 | SH |  | DFND | 1 | 44114 | 0 | 0 |
| WORKDAY INC | CL A | 98138H101 |  | 411799 | 2461 | SH |  | DFND | 1 | 2461 | 0 | 0 |
| WORKIVA INC | COM CL A | 98139A105 |  | 382819 | 4559 | SH |  | DFND | 1 | 4559 | 0 | 0 |
| YEXT INC | COM | 98585N106 |  | 414133 | 63420 | SH |  | DFND | 1 | 63420 | 0 | 0 |
| ZOOMINFO TECHNOLOGIES INC | COMMON STOCK | 98980F104 |  | 403474 | 13400 | SH |  | DFND | 1 | 13400 | 0 | 0 |
| ZSCALER INC | COM | 98980G102 |  | 372627 | 3330 | SH |  | DFND | 1 | 3330 | 0 | 0 |

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