# EDGAR Filing Document

**Accession Number:** 0001569356
**File Stem:** 0001085146-23-000689
**Filing Date:** 2023-2
**Character Count:** 8872
**Document Hash:** a73fd32f08534d998f0416370b1f05ab
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001085146-23-000689.hdr.sgml**: 20230207

**ACCESSION NUMBER**: 0001085146-23-000689

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230207

**DATE AS OF CHANGE**: 20230206

**EFFECTIVENESS DATE**: 20230207

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NINE MASTS CAPITAL Ltd
- **CENTRAL INDEX KEY:** 0001569356
- **IRS NUMBER:** 980691159

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-16783
- **FILM NUMBER:** 23592008

**BUSINESS ADDRESS:**
- **STREET 1:** LEVEL 20, ONE IFC
- **STREET 2:** 1 HARBOUR VIEW STREET
- **CITY:** CENTRAL
- **STATE:** K3
- **ZIP:** HONG KONG
- **BUSINESS PHONE:** 852 2105 5800

**MAIL ADDRESS:**
- **STREET 1:** LEVEL 20, ONE IFC
- **STREET 2:** 1 HARBOUR VIEW STREET
- **CITY:** CENTRAL
- **STATE:** K3
- **ZIP:** HONG KONG

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** NINE MASTS CAPITAL Ltd<br>**Address:** LEVEL 20 ONE IFC<br>1 HARBOUR VIEW STREET<br>CENTRAL, K3 HONG KONG

**Form 13F File Number:** 028-16783

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Irene Backenhorn<br>**Title:** Chief Compliance Officer<br>**Phone:** 8-522-105-5803

**Signature, Place, and Date of Signing:**

/s/  Irene Backenhorn  Hong Kong, K3  02-06-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 47

**Form 13F Information Table Value Total:** $313175810

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

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|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ALARM COM HLDGS INC | NOTE 1/1 | 011642AB1 |  | 1225350 | 1500 | PRN |  | SOLE |  | 1500 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | BBG006G2JWB1 | 15875191 | 179530 | SH |  | SOLE |  | 179530 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 | BBG009S39JY5 | 6071195 | 68811 | SH |  | SOLE |  | 68811 | 0 | 0 |
| ASE TECHNOLOGY HLDG CO LTD | SPONSORED ADS | 00215W100 | BBG00KLHLBL3 | 544863 | 86900 | SH |  | SOLE |  | 86900 | 0 | 0 |
| BAIDU INC | SPON ADR REP A | 056752108 | BBG001SNBKD5 | 1030667 | 9000 | SH |  | SOLE |  | 9000 | 0 | 0 |
| BEIGENE LTD | SPONSORED ADR | 07725L102 | BBG00B6WF7V2 | 852279 | 3812 | SH |  | SOLE |  | 3812 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | BBG001S90346 | 10303360 | 33355 | SH |  | SOLE |  | 33355 | 0 | 0 |
| BILIBILI INC | SPONS ADS REP Z | 090040106 | BBG00K7T30T9 | 1066050 | 45000 | SH |  | SOLE |  | 45000 | 0 | 0 |
| BLACK SPADE ACQUISITION CO | *W EXP 07/16/202 | G11537118 |  | 12408 | 248150 | PRN |  | SOLE |  | 248150 | 0 | 0 |
| BLACK SPADE ACQUISITION CO | SHS CL A | G11537100 | BBG011N5B5W0 | 4933049 | 493300 | SH |  | SOLE |  | 493300 | 0 | 0 |
| BLOCK INC | NOTE 0.125% 3/0 | 852234AF0 |  | 17212500 | 18000 | PRN |  | SOLE |  | 18000 | 0 | 0 |
| BLOCK INC | NOTE 0.250%11/0 | 852234AK9 |  | 1896875 | 2500 | PRN |  | SOLE |  | 2500 | 0 | 0 |
| BLOCK INC | NOTE 5/0 | 852234AJ2 |  | 14253750 | 17500 | PRN |  | SOLE |  | 17500 | 0 | 0 |
| BRIDGETOWN HOLDINGS LTD | *W EXP 09/30/202 | G1355U121 |  | 5979 | 51988 | PRN |  | SOLE |  | 51988 | 0 | 0 |
| CLEAN EARTH ACQUISITIONS COR | *W EXP 99/99/999 | 184493112 |  | 11952 | 149397 | PRN |  | SOLE |  | 149397 | 0 | 0 |
| CLEAN EARTH ACQUISITIONS COR | CLASS A COM | 184493104 | BBG013NTTJD6 | 2967330 | 293795 | SH |  | SOLE |  | 293795 | 0 | 0 |
| CLEAN EARTH ACQUISITIONS COR | RIGHT 01/01/2027 | 184493120 | BBG015H887L4 | 34499 | 299995 | SH |  | SOLE |  | 299995 | 0 | 0 |
| COINBASE GLOBAL INC | NOTE 0.500% 6/0 | 19260QAB3 |  | 7407901 | 13000 | PRN |  | SOLE |  | 13000 | 0 | 0 |
| CONX CORP | *W EXP 10/30/202 | 212873111 |  | 4245 | 28300 | PRN |  | SOLE |  | 28300 | 0 | 0 |
| FISCALNOTE HOLDINGS INC | *W EXP 07/29/202 | 337655112 |  | 502305 | 408378 | PRN |  | SOLE |  | 408378 | 0 | 0 |
| FOX CORP | CL B COM | 35137L204 | BBG00JHNKKR3 | 20719139 | 728265 | SH |  | SOLE |  | 728265 | 0 | 0 |
| FUTU HLDGS LTD | SPON ADS CL A | 36118L106 | BBG00MYXW5H6 | 1300800 | 32000 | SH |  | SOLE |  | 32000 | 0 | 0 |
| GRINDR INC | *W EXP 11/18/202 | 39854F119 |  | 195449 | 407186 | PRN |  | SOLE |  | 407186 | 0 | 0 |
| H WORLD GROUP LTD | SPONSORED ADS | 44332N106 | BBG001T6Y5T2 | 1414463 | 32800 | SH |  | SOLE |  | 32800 | 0 | 0 |
| HH ACQUISITION CO | *W EXP 02/04/202 | G39714129 |  | 4849 | 96780 | PRN |  | SOLE |  | 96780 | 0 | 0 |
| HH ACQUISITION CO | SHS CL A | G39714103 | BBG00YZFLB78 | 950613 | 94027 | SH |  | SOLE |  | 94027 | 0 | 0 |
| INFOSYS LTD | SPONSORED ADR | 456788108 | BBG001S6ZLV4 | 4860244 | 265000 | SH |  | SOLE |  | 265000 | 0 | 0 |
| JD.COM INC | SPON ADR CL A | 47215P106 | BBG005YHY0R6 | 7402384 | 131157 | SH |  | SOLE |  | 131157 | 0 | 0 |
| LI AUTO INC | SPONSORED ADS | 50202M102 | BBG00W0KZF57 | 5883850 | 298908 | SH |  | SOLE |  | 298908 | 0 | 0 |
| LIVONGO HEALTH INC | NOTE 0.875% 6/0 | 539183AA1 |  | 8788000 | 10000 | PRN |  | SOLE |  | 10000 | 0 | 0 |
| MARIADB PLC | *W EXP 12/16/202 | G5920M118 |  | 100986 | 288530 | PRN |  | SOLE |  | 288530 | 0 | 0 |
| NIO INC | SPON ADS | 62914V106 | BBG00LPXZBW5 | 294842 | 29308 | SH |  | SOLE |  | 29308 | 0 | 0 |
| PRENETICS GLOBAL LTD | *W EXP 05/18/202 | G72245114 |  | 58025 | 362656 | PRN |  | SOLE |  | 362656 | 0 | 0 |
| PROSHARES TR II | ULTRA VIX SHORT | 74347Y839 | BBG0024QY2P4 | 137200 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| REDFIN CORP | NOTE 10/1 | 75737FAC2 |  | 1801890 | 3000 | PRN |  | SOLE |  | 3000 | 0 | 0 |
| SVF INVESTMENT CORP | *W EXP 01/12/202 | G8601L128 |  | 3421 | 136300 | PRN |  | SOLE |  | 136300 | 0 | 0 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | BBG001S5WWW4 | 125285029 | 1681904 | SH |  | SOLE |  | 1681904 | 0 | 0 |
| TESLA INC | COM | 88160R101 | BBG001SQKGD7 | 11153949 | 90550 | SH |  | SOLE |  | 90550 | 0 | 0 |
| TRIP COM GROUP LTD | ADS | 89677Q107 | BBG001S6VL20 | 2612193 | 74500 | SH |  | SOLE |  | 74500 | 0 | 0 |
| UBER TECHNOLOGIES INC | NOTE 12/1 | 90353TAJ9 |  | 13556102 | 16000 | PRN |  | SOLE |  | 16000 | 0 | 0 |
| UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 | BBG001SG1LP6 | 734952 | 110994 | SH |  | SOLE |  | 110994 | 0 | 0 |
| UNITY SOFTWARE INC | NOTE 11/1 | 91332UAB7 |  | 7535000 | 10000 | PRN |  | SOLE |  | 10000 | 0 | 0 |
| VNET GROUP INC | NOTE 2/0 | 90138VAB3 |  | 9020000 | 11000 | PRN |  | SOLE |  | 11000 | 0 | 0 |
| WIPRO LTD | SPON ADR 1 SH | 97651M109 | BBG001S5XGG6 | 60744 | 12763 | SH |  | SOLE |  | 12763 | 0 | 0 |
| WOODSIDE ENERGY GROUP LTD | SPONSORED ADR | 980228308 | BBG001S5WCY6 | 645070 | 26726 | SH |  | SOLE |  | 26726 | 0 | 0 |
| XPENG INC | ADS | 98422D105 | BBG00WKJG3N6 | 669875 | 68150 | SH |  | SOLE |  | 68150 | 0 | 0 |
| YUM CHINA HLDGS INC | COM | 98850P109 | BBG00B8N0HH0 | 1774993 | 31550 | SH |  | SOLE |  | 31550 | 0 | 0 |

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