# EDGAR Filing Document

**Accession Number:** 0001631930
**File Stem:** 0001172661-23-000469
**Filing Date:** 2023-2
**Character Count:** 12514
**Document Hash:** 65fd61dd4e019d003bd20b72f48f2f0f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001172661-23-000469.hdr.sgml**: 20230206

**ACCESSION NUMBER**: 0001172661-23-000469

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230206

**DATE AS OF CHANGE**: 20230206

**EFFECTIVENESS DATE**: 20230206

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Neumann Capital Management, LLC
- **CENTRAL INDEX KEY:** 0001631930
- **IRS NUMBER:** 271639553
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-16383
- **FILM NUMBER:** 23591685

**BUSINESS ADDRESS:**
- **STREET 1:** 303 VINTAGE PARK DRIVE
- **STREET 2:** SUITE 100
- **CITY:** FOSTER CITY
- **STATE:** CA
- **ZIP:** 94404
- **BUSINESS PHONE:** 650-548-9200

**MAIL ADDRESS:**
- **STREET 1:** 303 VINTAGE PARK DRIVE
- **STREET 2:** SUITE 100
- **CITY:** FOSTER CITY
- **STATE:** CA
- **ZIP:** 94404

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Neumann Capital Management LLC<br>**Address:** 303 Vintage Park Drive<br>Suite 100<br>Foster City, CA 94404

**Form 13F File Number:** 028-16383

**CRD Number (if applicable):** 000112182

**SEC File Number (if applicable):** 801-41001

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Ninette Hereford CFP<br>**Title:** Chief Compliance Officer<br>**Phone:** 650-548-9200

**Signature, Place, and Date of Signing:**

/s/  Ninette Hereford  Foster City, CA  02-06-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 89

**Form 13F Information Table Value Total:** $213078618

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M CO | COM | 88579Y101 |  | 718441 | 5991 | SH |  | SOLE |  | 0 | 0 | 5991 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 |  | 1963942 | 7360 | SH |  | SOLE |  | 0 | 0 | 7360 |
| ALLSTATE CORP | COM | 020002101 |  | 2420460 | 17850 | SH |  | SOLE |  | 0 | 0 | 17850 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 4225335 | 47890 | SH |  | SOLE |  | 0 | 0 | 47890 |
| AMAZON COM INC | COM | 023135106 |  | 878640 | 10460 | SH |  | SOLE |  | 0 | 0 | 10460 |
| APPLE INC | COM | 037833100 |  | 12447164 | 95799 | SH |  | SOLE |  | 0 | 0 | 95799 |
| APTIV PLC | SHS | G6095L109 |  | 225375 | 2420 | SH |  | SOLE |  | 0 | 0 | 2420 |
| BANK AMERICA CORP | COM | 060505104 |  | 3538971 | 106853 | SH |  | SOLE |  | 0 | 0 | 106853 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 1416983 | 19694 | SH |  | SOLE |  | 0 | 0 | 19694 |
| C H ROBINSON WORLDWIDE INC | COM NEW | 12541W209 |  | 1793660 | 19590 | SH |  | SOLE |  | 0 | 0 | 19590 |
| CELANESE CORP DEL | COM | 150870103 |  | 230040 | 2250 | SH |  | SOLE |  | 0 | 0 | 2250 |
| CHEVRON CORP NEW | COM | 166764100 |  | 2117982 | 11800 | SH |  | SOLE |  | 0 | 0 | 11800 |
| CISCO SYS INC | COM | 17275R102 |  | 1017305 | 21354 | SH |  | SOLE |  | 0 | 0 | 21354 |
| COGNITION THERAPEUTICS INC | COM | 19243B102 |  | 70102 | 33382 | SH |  | SOLE |  | 0 | 0 | 33382 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 494184 | 4188 | SH |  | SOLE |  | 0 | 0 | 4188 |
| CONSTELLATION BRANDS INC | CL A | 21036P108 |  | 1171960 | 5057 | SH |  | SOLE |  | 0 | 0 | 5057 |
| CVS HEALTH CORP | COM | 126650100 |  | 3956195 | 42453 | SH |  | SOLE |  | 0 | 0 | 42453 |
| DISNEY WALT CO | COM | 254687106 |  | 466024 | 5364 | SH |  | SOLE |  | 0 | 0 | 5364 |
| GENERAL MTRS CO | COM | 37045V100 |  | 1236270 | 36750 | SH |  | SOLE |  | 0 | 0 | 36750 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 3640040 | 42400 | SH |  | SOLE |  | 0 | 0 | 42400 |
| INTEL CORP | COM | 458140100 |  | 223360 | 8451 | SH |  | SOLE |  | 0 | 0 | 8451 |
| ISHARES INC | ESG AWR MSCI EM | 46434G863 |  | 1069440 | 35565 | SH |  | SOLE |  | 0 | 0 | 35565 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 10311173 | 220796 | SH |  | SOLE |  | 0 | 0 | 220796 |
| ISHARES INC | MSCI EMERG MRKT | 464286533 |  | 882434 | 16634 | SH |  | SOLE |  | 0 | 0 | 16634 |
| ISHARES TR | S MC 400GR ETF | 464287606 |  | 3012713 | 44110 | SH |  | SOLE |  | 0 | 0 | 44110 |
| ISHARES TR | SP SMCP600VL ETF | 464287879 |  | 2196006 | 24050 | SH |  | SOLE |  | 0 | 0 | 24050 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 2635446 | 40150 | SH |  | SOLE |  | 0 | 0 | 40150 |
| ISHARES TR | ESG AWR US AGRGT | 46435U549 |  | 451508 | 9660 | SH |  | SOLE |  | 0 | 0 | 9660 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 10408499 | 43029 | SH |  | SOLE |  | 0 | 0 | 43029 |
| ISHARES TR | S SML 600 GWT | 464287887 |  | 2850887 | 26380 | SH |  | SOLE |  | 0 | 0 | 26380 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 313912 | 4654 | SH |  | SOLE |  | 0 | 0 | 4654 |
| ISHARES TR | MRGSTR MD CP GRW | 464288307 |  | 925434 | 17175 | SH |  | SOLE |  | 0 | 0 | 17175 |
| ISHARES TR | CORE S ETF | 464287200 |  | 340026 | 885 | SH |  | SOLE |  | 0 | 0 | 885 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 |  | 1101954 | 10452 | SH |  | SOLE |  | 0 | 0 | 10452 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 |  | 5163009 | 70121 | SH |  | SOLE |  | 0 | 0 | 70121 |
| ISHARES TR | ISHARES BIOTECH | 464287556 |  | 270201 | 2058 | SH |  | SOLE |  | 0 | 0 | 2058 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 547281 | 4537 | SH |  | SOLE |  | 0 | 0 | 4537 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 10955443 | 115759 | SH |  | SOLE |  | 0 | 0 | 115759 |
| ISHARES TR | S MC 400VL ETF | 464287705 |  | 2618772 | 25979 | SH |  | SOLE |  | 0 | 0 | 25979 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 14344738 | 232718 | SH |  | SOLE |  | 0 | 0 | 232718 |
| ISHARES TR | MSCI KLD400 SOC | 464288570 |  | 2092535 | 29148 | SH |  | SOLE |  | 0 | 0 | 29148 |
| ISHARES TR | ESG AWRE USD ETF | 46435G193 |  | 459217 | 20595 | SH |  | SOLE |  | 0 | 0 | 20595 |
| ISHARES TR | CORE S US GWT | 464287671 |  | 2372754 | 29106 | SH |  | SOLE |  | 0 | 0 | 29106 |
| ISHARES TR | RUS 1000 ETF | 464287622 |  | 1008601 | 4791 | SH |  | SOLE |  | 0 | 0 | 4791 |
| ISHARES TR | ESG AW MSCI EAFE | 46435G516 |  | 1454169 | 22120 | SH |  | SOLE |  | 0 | 0 | 22120 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 218953 | 1022 | SH |  | SOLE |  | 0 | 0 | 1022 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 561600 | 9600 | SH |  | SOLE |  | 0 | 0 | 9600 |
| ISHARES TR | EAFE VALUE ETF | 464288877 |  | 1402781 | 30575 | SH |  | SOLE |  | 0 | 0 | 30575 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 908067 | 5208 | SH |  | SOLE |  | 0 | 0 | 5208 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 2258824 | 12787 | SH |  | SOLE |  | 0 | 0 | 12787 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 1837036 | 13699 | SH |  | SOLE |  | 0 | 0 | 13699 |
| MCKESSON CORP | COM | 58155Q103 |  | 1136614 | 3030 | SH |  | SOLE |  | 0 | 0 | 3030 |
| MERCK  CO INC | COM | 58933Y105 |  | 528677 | 4765 | SH |  | SOLE |  | 0 | 0 | 4765 |
| MICROSOFT CORP | COM | 594918104 |  | 2037813 | 8497 | SH |  | SOLE |  | 0 | 0 | 8497 |
| NETFLIX INC | COM | 64110L106 |  | 328201 | 1113 | SH |  | SOLE |  | 0 | 0 | 1113 |
| NUSHARES ETF TR | NUVEEN ESG MIDCP | 67092P409 |  | 312576 | 8880 | SH |  | SOLE |  | 0 | 0 | 8880 |
| NUSHARES ETF TR | NUVEEN ESG MIDVL | 67092P508 |  | 326655 | 10980 | SH |  | SOLE |  | 0 | 0 | 10980 |
| NUSHARES ETF TR | NUVEEN ESG SMLCP | 67092P607 |  | 598287 | 17504 | SH |  | SOLE |  | 0 | 0 | 17504 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 3939934 | 26960 | SH |  | SOLE |  | 0 | 0 | 26960 |
| ORACLE CORP | COM | 68389X105 |  | 6863626 | 83969 | SH |  | SOLE |  | 0 | 0 | 83969 |
| PFIZER INC | COM | 717081103 |  | 358731 | 7001 | SH |  | SOLE |  | 0 | 0 | 7001 |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 744573106 |  | 1999792 | 32639 | SH |  | SOLE |  | 0 | 0 | 32639 |
| ROPER TECHNOLOGIES INC | COM | 776696106 |  | 1724039 | 3990 | SH |  | SOLE |  | 0 | 0 | 3990 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 1250482 | 15019 | SH |  | SOLE |  | 0 | 0 | 15019 |
| SEMPRA | COM | 816851109 |  | 413217 | 2673 | SH |  | SOLE |  | 0 | 0 | 2673 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 275667 | 832 | SH |  | SOLE |  | 0 | 0 | 832 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 10620081 | 27770 | SH |  | SOLE |  | 0 | 0 | 27770 |
| SPDR S MIDCAP 400 ETF TR | UTSER1 S | 78467Y107 |  | 695180 | 1570 | SH |  | SOLE |  | 0 | 0 | 1570 |
| SPDR SER TR | S DIVID ETF | 78464A763 |  | 8771337 | 70109 | SH |  | SOLE |  | 0 | 0 | 70109 |
| TARGET CORP | COM | 87612E106 |  | 1763143 | 11830 | SH |  | SOLE |  | 0 | 0 | 11830 |
| UNUM GROUP | COM | 91529Y106 |  | 569619 | 13883 | SH |  | SOLE |  | 0 | 0 | 13883 |
| VALERO ENERGY CORP | COM | 91913Y100 |  | 1181385 | 9312 | SH |  | SOLE |  | 0 | 0 | 9312 |
| VANECK ETF TRUST | GREEN BOND ETF | 92189F171 |  | 487396 | 21200 | SH |  | SOLE |  | 0 | 0 | 21200 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 1086222 | 14429 | SH |  | SOLE |  | 0 | 0 | 14429 |
| VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 |  | 7252406 | 97583 | SH |  | SOLE |  | 0 | 0 | 97583 |
| VANGUARD BD INDEX FDS | LONG TERM BOND | 921937793 |  | 264406 | 3650 | SH |  | SOLE |  | 0 | 0 | 3650 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 |  | 2701091 | 56949 | SH |  | SOLE |  | 0 | 0 | 56949 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 269478 | 767 | SH |  | SOLE |  | 0 | 0 | 767 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 5843213 | 70844 | SH |  | SOLE |  | 0 | 0 | 70844 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 1949756 | 10198 | SH |  | SOLE |  | 0 | 0 | 10198 |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 |  | 1919882 | 22275 | SH |  | SOLE |  | 0 | 0 | 22275 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 |  | 2093427 | 42300 | SH |  | SOLE |  | 0 | 0 | 42300 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 |  | 482035 | 6219 | SH |  | SOLE |  | 0 | 0 | 6219 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 1864566 | 47324 | SH |  | SOLE |  | 0 | 0 | 47324 |
| VISA INC | COM CL A | 92826C839 |  | 222303 | 1070 | SH |  | SOLE |  | 0 | 0 | 1070 |
| WALGREENS BOOTS ALLIANCE INC | COM | 931427108 |  | 224309 | 6004 | SH |  | SOLE |  | 0 | 0 | 6004 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 661548 | 16022 | SH |  | SOLE |  | 0 | 0 | 16022 |
| WISDOMTREE TR | INTL SMCAP DIV | 97717W760 |  | 3582739 | 61814 | SH |  | SOLE |  | 0 | 0 | 61814 |
| WISDOMTREE TR | EMG MKTS SMCAP | 97717W281 |  | 7252939 | 164877 | SH |  | SOLE |  | 0 | 0 | 164877 |

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