# EDGAR Filing Document

**Accession Number:** 0000887340
**File Stem:** 0002071691-26-005502
**Filing Date:** 2026-3
**Character Count:** 1070604
**Document Hash:** 735dd997b572e2833d3ad8e9afdcef63
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002071691-26-005502.hdr.sgml**: 20260313

**ACCESSION NUMBER**: 0002071691-26-005502

**CONFORMED SUBMISSION TYPE**: N-CEN

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260313

**DATE AS OF CHANGE**: 20260313

**EFFECTIVENESS DATE**: 20260313

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NEW YORK LIFE INVESTMENTS VP FUNDS TRUST
- **CENTRAL INDEX KEY:** 0000887340

**ORGANIZATION NAME:**
- **EIN:** 133186036
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** N-CEN
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-03833-01
- **FILM NUMBER:** 26751703

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** 2125767000

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MAINSTAY VP FUNDS TRUST
- **DATE OF NAME CHANGE:** 20110429

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MAINSTAY VP SERIES FUND INC
- **DATE OF NAME CHANGE:** 20010518

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NEW YORK LIFE MFA SERIES FUND INC
- **DATE OF NAME CHANGE:** 19920929

## Series and Classes Contracts Data

### NYLI VP Wellington Growth Portfolio (Series ID: S000009425)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000025780 | Initial Class |  |
| C000025781 | Service Class |  |

### NYLI VP MacKay Convertible Portfolio (Series ID: S000009427)

| Class ID   | Class Name      | Ticker Symbol   |
|:---|:---|:---|
| C000025784 | Initial Class   |  |
| C000025785 | Service Class   |  |
| C000168875 | Service 2 Class |  |

### NYLI VP Epoch U.S. Equity Yield Portfolio (Series ID: S000009429)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000025788 | Initial Class |  |
| C000025789 | Service Class |  |

### NYLI VP Winslow Large Cap Growth Portfolio (Series ID: S000009430)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000025790 | Initial Class |  |
| C000025791 | Service Class |  |

### NYLI VP Schroders Mid Cap Opportunities Portfolio (Series ID: S000009432)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000025794 | Initial Class |  |
| C000025795 | Service Class |  |

### NYLI VP Dimensional U.S. Equity Portfolio (Series ID: S000009436)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000025802 | Initial Class |  |
| C000025803 | Service Class |  |

### NYLI VP Balanced Portfolio (Series ID: S000009437)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000025804 | Initial Class |  |
| C000025805 | Service Class |  |

### NYLI VP Floating Rate Portfolio (Series ID: S000009438)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000025806 | Initial Class |  |
| C000025807 | Service Class |  |

### NYLI VP Conservative Allocation Portfolio (Series ID: S000009439)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000025808 | Initial Class |  |
| C000025809 | Service Class |  |

### NYLI VP Equity Allocation Portfolio (Series ID: S000009440)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000025810 | Initial Class |  |
| C000025811 | Service Class |  |

### NYLI VP Moderate Allocation Portfolio (Series ID: S000009441)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000025812 | Initial Class |  |
| C000025813 | Service Class |  |

### NYLI VP Growth Allocation Portfolio (Series ID: S000009442)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000025814 | Initial Class |  |
| C000025815 | Service Class |  |

### NYLI VP S&P 500 Index Portfolio (Series ID: S000009443)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000025816 | Initial Class |  |
| C000025817 | Service Class |  |

### NYLI VP Income Builder Portfolio (Series ID: S000009444)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000025818 | Initial Class |  |
| C000025819 | Service Class |  |

### NYLI VP Bond Portfolio (Series ID: S000009445)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000025820 | Initial Class |  |
| C000025821 | Service Class |  |

### NYLI VP MacKay U.S. Infrastructure Bond Portfolio (Series ID: S000009446)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000025822 | Initial Class |  |
| C000025823 | Service Class |  |

### NYLI VP U.S. Government Money Market Portfolio (Series ID: S000009447)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000025824 | Initial Class |  |

### NYLI VP MacKay High Yield Corporate Bond Portfolio (Series ID: S000009448)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000025826 | Initial Class |  |
| C000025827 | Service Class |  |

### NYLI VP PineStone International Equity Portfolio (Series ID: S000009449)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000025828 | Initial Class |  |
| C000025829 | Service Class |  |

### NYLI VP MacKay Strategic Bond Portfolio (Series ID: S000031904)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000099347 | Initial Class |  |
| C000099348 | Service Class |  |

### NYLI VP Candriam Emerging Markets Equity Portfolio (Series ID: S000033925)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000104621 | Initial Class |  |
| C000104622 | Service Class |  |

### NYLI VP Small Cap Growth Portfolio (Series ID: S000033926)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000104623 | Initial Class |  |
| C000104624 | Service Class |  |

### NYLI VP Natural Resources Portfolio (Series ID: S000033927)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000104625 | Initial Class |  |

### NYLI VP Janus Henderson Balanced Portfolio (Series ID: S000033928)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000104627 | Initial Class |  |
| C000104628 | Service Class |  |

### NYLI VP Fidelity Institutional AM Utilities Portfolio (Series ID: S000033929)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000104629 | Service Class |  |
| C000104630 | Initial Class |  |

### NYLI VP American Century Sustainable Equity Portfolio (Series ID: S000033930)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000104631 | Initial Class |  |
| C000104632 | Service Class |  |

### NYLI VP Pimco Real Return Portfolio (Series ID: S000033931)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000104633 | Initial Class |  |
| C000104634 | Service Class |  |

### NYLI VP CBRE Global Infrastructure Portfolio (Series ID: S000049057)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000154685 | Initial Class |  |
| C000154686 | Service Class |  |

### NYLI VP Wellington Small Cap Portfolio (Series ID: S000053035)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000166826 | Initial Class |  |
| C000166827 | Service Class |  |

### NYLI VP Hedge Multi-Strategy Portfolio (Series ID: S000063068)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000204554 | Initial Class |  |
| C000204555 | Service Class |  |

### NYLI VP MFS Investors Trust Portfolio (Series ID: S000089397)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000255923 | Service Class |  |
| C000255924 | Initial Class |  |

### NYLI VP MFS Research Portfolio (Series ID: S000089398)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000255925 | Service Class |  |
| C000255926 | Initial Class |  |

### NYLI VP Newton Technology Growth Portfolio (Series ID: S000089399)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000255927 | Service Class |  |
| C000255928 | Initial Class |  |

## Internal

```

Report of Independent Registered Public Accounting Firm

To the Board of Trustees of New York Life Investments VP Funds Trust and
Shareholders of each of the portfolios listed in Appendix 1:

In planning and performing our audits of the financial statements of the
portfolios listed in Appendix 1 (constituting New York Life Investments
VP Funds Trust, hereafter collectively referred to as the "Portfolios") as of
and for the year ended December 31, 2025, in accordance with the standards of
the Public Company Accounting Oversight Board (United States) (PCAOB), we
considered the Portfolios' internal control over financial reporting,
including controls over safeguarding securities, as a basis for designing our
auditing procedures for the purpose of expressing our opinion on the financial
statements and to comply with the requirements of Form N-CEN, but not for the
purpose of expressing an opinion on the effectiveness of the Portfolios'
internal control over financial reporting.  Accordingly, we do not express
an opinion on the effectiveness of the Portfolios' internal control over
financial reporting.

The management of the Portfolios is responsible for establishing and
maintaining effective internal control over financial reporting. In fulfilling
this responsibility, estimates and judgments by management are required to
assess the expected benefits and related costs of controls. A company's
internal control over financial reporting is a process designed to provide
reasonable assurance regarding the reliability of financial reporting and the
preparation of financial statements for external purposes in accordance with
generally accepted accounting principles. A company's internal control over
financial reporting includes those policies and procedures that (1) pertain to
the maintenance of records that, in reasonable detail, accurately and fairly
reflect the transactions and dispositions of the assets of the company; (2)
provide reasonable assurance that transactions are recorded as necessary to
permit preparation of financial statements in accordance with generally
accepted accounting principles, and that receipts and expenditures of the
company are being made only in accordance with authorizations of management
and directors of the company; and (3) provide reasonable assurance regarding
prevention or timely detection of unauthorized acquisition, use or disposition
of a company's assets that could have a material effect on the financial
statements.

Because of its inherent limitations, internal control over financial reporting
may not prevent or detect misstatements. Also, projections of any evaluation
of effectiveness to future periods are subject to the risk that controls may
become inadequate because of changes in conditions, or that the degree of
compliance with the policies or procedures may deteriorate.

A deficiency in internal control over financial reporting exists when the
design or operation of a control does not allow management or employees, in
the normal course of performing their assigned functions, to prevent or detect
misstatements on a timely basis. A material weakness is a deficiency, or a
combination of deficiencies, in internal control over financial reporting,
such that there is a reasonable possibility that a material misstatement of
the company's annual or interim financial statements will not be prevented or
detected on a timely basis.

Our consideration of the Portfolios' internal control over financial reporting
was for the limited purpose described in the first paragraph and would not
necessarily disclose all deficiencies in internal control over financial
reporting that might be material weaknesses under standards established by the
PCAOB. However, we noted no deficiencies in the Portfolios' internal control
over financial reporting and their operation, including controls over
safeguarding securities, that we consider to be a material weakness as defined
above as of December 31, 2025.

This report is intended solely for the information and use of the Board of
Trustees of New York Life Investments VP Funds Trust and the Securities and
Exchange Commission and is not intended to be and should not be used by anyone
other than these specified parties.

/s/PricewaterhouseCoopers LLP
New York, New York
February 25, 2026

Appendix 1
New York Life Investments VP Funds Trust

1. NYLI VP Hedge Multi-Strategy Portfolio
2. NYLI VP Balanced Portfolio
3. NYLI VP Bond Portfolio
4. NYLI VP Dimensional U.S. Equity Portfolio
5. NYLI VP Conservative Allocation Portfolio
6. NYLI VP MacKay Convertible Portfolio
7. NYLI VP Wellington Growth Portfolio
8. NYLI VP CBRE Global Infrastructure Portfolio
9. NYLI VP Small Cap Growth Portfolio
10. NYLI VP Candriam Emerging Markets Equity Portfolio
11. NYLI VP Floating Rate Portfolio
12. NYLI VP MacKay U.S. Infrastructure Bond Portfolio
13. NYLI VP Equity Allocation Portfolio
14. NYLI VP MacKay High Yield Corporate Bond Portfolio
15. NYLI VP Epoch U.S. Equity Yield Portfolio
16. NYLI VP Income Builder Portfolio
17. NYLI VP PineStone International Equity Portfolio
18. NYLI VP Janus Henderson Balanced Portfolio
19. NYLI VP Winslow Large Cap Growth Portfolio
20. NYLI VP Fidelity Institutional AM Utilities Portfolio
21. NYLI VP Schroders Mid Cap Opportunities Portfolio
22. NYLI VP Moderate Allocation Portfolio
23. NYLI VP Growth Allocation Portfolio
24. NYLI VP PIMCO Real Return Portfolio
25. NYLI VP S&P 500 Index Portfolio
26. NYLI VP American Century Sustainable Equity Portfolio
27. NYLI VP Wellington Small Cap Portfolio
28. NYLI VP U.S. Government Money Market Portfolio
29. NYLI VP MacKay Strategic Bond Portfolio
30. NYLI VP Natural Resources Portfolio
31. NYLI VP Newton Technology Growth Portfolio
32. NYLI VP MFS Investors Trust Portfolio
33. NYLI VP MFS Research Portfolio

```

# Form N-CEN: Annual Report for Registered Investment Companies

## N-CEN: Filer Information
**Submission Type:** N-CEN
**CIK:** 0000887340

## N-CEN: Series/Class (Contract) Information

**Series ID Record:1**
- **Series ID:** S000009425

**Series ID Record:2**
- **Series ID:** S000009427

**Series ID Record:3**
- **Series ID:** S000009429

**Series ID Record:4**
- **Series ID:** S000009430

**Series ID Record:5**
- **Series ID:** S000009432

**Series ID Record:6**
- **Series ID:** S000009436

**Series ID Record:7**
- **Series ID:** S000009437

**Series ID Record:8**
- **Series ID:** S000009438

**Series ID Record:9**
- **Series ID:** S000009439

**Series ID Record:10**
- **Series ID:** S000009440

**Series ID Record:11**
- **Series ID:** S000009441

**Series ID Record:12**
- **Series ID:** S000009442

**Series ID Record:13**
- **Series ID:** S000009443

**Series ID Record:14**
- **Series ID:** S000009444

**Series ID Record:15**
- **Series ID:** S000009445

**Series ID Record:16**
- **Series ID:** S000009446

**Series ID Record:17**
- **Series ID:** S000009447

**Series ID Record:18**
- **Series ID:** S000009448

**Series ID Record:19**
- **Series ID:** S000009449

**Series ID Record:20**
- **Series ID:** S000031904

**Series ID Record:21**
- **Series ID:** S000033925

**Series ID Record:22**
- **Series ID:** S000033926

**Series ID Record:23**
- **Series ID:** S000033927

**Series ID Record:24**
- **Series ID:** S000033928

**Series ID Record:25**
- **Series ID:** S000033929

**Series ID Record:26**
- **Series ID:** S000033930

**Series ID Record:27**
- **Series ID:** S000033931

**Series ID Record:28**
- **Series ID:** S000049057

**Series ID Record:29**
- **Series ID:** S000053035

**Series ID Record:30**
- **Series ID:** S000063068

**Series ID Record:31**
- **Series ID:** S000089397

**Series ID Record:32**
- **Series ID:** S000089398

**Series ID Record:33**
- **Series ID:** S000089399

**Class ID Record:1**
- **Class ID:** C000025781

**Class ID Record:2**
- **Class ID:** C000025780

**Class ID Record:3**
- **Class ID:** C000168875

**Class ID Record:4**
- **Class ID:** C000025785

**Class ID Record:5**
- **Class ID:** C000025784

**Class ID Record:6**
- **Class ID:** C000025788

**Class ID Record:7**
- **Class ID:** C000025789

**Class ID Record:8**
- **Class ID:** C000025790

**Class ID Record:9**
- **Class ID:** C000025791

**Class ID Record:10**
- **Class ID:** C000025794

**Class ID Record:11**
- **Class ID:** C000025795

**Class ID Record:12**
- **Class ID:** C000025802

**Class ID Record:13**
- **Class ID:** C000025803

**Class ID Record:14**
- **Class ID:** C000025804

**Class ID Record:15**
- **Class ID:** C000025805

**Class ID Record:16**
- **Class ID:** C000025807

**Class ID Record:17**
- **Class ID:** C000025806

**Class ID Record:18**
- **Class ID:** C000025809

**Class ID Record:19**
- **Class ID:** C000025808

**Class ID Record:20**
- **Class ID:** C000025811

**Class ID Record:21**
- **Class ID:** C000025810

**Class ID Record:22**
- **Class ID:** C000025813

**Class ID Record:23**
- **Class ID:** C000025812

**Class ID Record:24**
- **Class ID:** C000025814

**Class ID Record:25**
- **Class ID:** C000025815

**Class ID Record:26**
- **Class ID:** C000025816

**Class ID Record:27**
- **Class ID:** C000025817

**Class ID Record:28**
- **Class ID:** C000025818

**Class ID Record:29**
- **Class ID:** C000025819

**Class ID Record:30**
- **Class ID:** C000025820

**Class ID Record:31**
- **Class ID:** C000025821

**Class ID Record:32**
- **Class ID:** C000025822

**Class ID Record:33**
- **Class ID:** C000025823

**Class ID Record:34**
- **Class ID:** C000025824

**Class ID Record:35**
- **Class ID:** C000025827

**Class ID Record:36**
- **Class ID:** C000025826

**Class ID Record:37**
- **Class ID:** C000025828

**Class ID Record:38**
- **Class ID:** C000025829

**Class ID Record:39**
- **Class ID:** C000099348

**Class ID Record:40**
- **Class ID:** C000099347

**Class ID Record:41**
- **Class ID:** C000104621

**Class ID Record:42**
- **Class ID:** C000104622

**Class ID Record:43**
- **Class ID:** C000104624

**Class ID Record:44**
- **Class ID:** C000104623

**Class ID Record:45**
- **Class ID:** C000104625

**Class ID Record:46**
- **Class ID:** C000104627

**Class ID Record:47**
- **Class ID:** C000104628

**Class ID Record:48**
- **Class ID:** C000104630

**Class ID Record:49**
- **Class ID:** C000104629

**Class ID Record:50**
- **Class ID:** C000104631

**Class ID Record:51**
- **Class ID:** C000104632

**Class ID Record:52**
- **Class ID:** C000104634

**Class ID Record:53**
- **Class ID:** C000104633

**Class ID Record:54**
- **Class ID:** C000154686

**Class ID Record:55**
- **Class ID:** C000154685

**Class ID Record:56**
- **Class ID:** C000166826

**Class ID Record:57**
- **Class ID:** C000166827

**Class ID Record:58**
- **Class ID:** C000204554

**Class ID Record:59**
- **Class ID:** C000204555

**Class ID Record:60**
- **Class ID:** C000255924

**Class ID Record:61**
- **Class ID:** C000255923

**Class ID Record:62**
- **Class ID:** C000255925

**Class ID Record:63**
- **Class ID:** C000255926

**Class ID Record:64**
- **Class ID:** C000255928

**Class ID Record:65**
- **Class ID:** C000255927

### N-CEN: Part A: General Information

**Item A.1.a - Report for period ending:** 2025-12-31

**Item A.1.b - Does this report cover a period of less than 12 months?:** No

## N-CEN: Part B: Information About the Registrant

- **Item B.1.a - Full name of Registrant:** NEW YORK LIFE INVESTMENTS VP FUNDS TRUST

- **Item B.1.b - Investment Company Act file number:** 811-03833-01

- **Item B.1.c - CIK:** 0000887340

- **Item B.1.d - LEI:** 549300AG6K4RXYNOVN04

- **Item B.2.a - Street 1:** 51 MADISON AVENUE

- **Item B.2.b - City:** NEW YORK

- **Item B.2.c - State:** NY

- **Item B.2.e - Zip Code:** 10010

- **Item B.2.f - Telephone:** 212-576-7000

- **Item B.2.g - Public Website:** www.newyorklifeinvestments.com/investment-products/vp

### Item B.3 - Location of books and records

**Location books Record: 1**

- **a. Name of person (e.g., a custodian of records):** JPMorgan Chase Bank, N.A.

- **b. Street 1:** 4 Chase Metrotech Center

- **c. City:** Brooklyn

- **d. State, if applicable:** NY

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 11245

- **g. Telephone number:** 718-242-0609

- **h. Briefly describe the books and records kept at this location:** Records relating to its functions as custodian, sub-administrator and accounting agent

- **Item B.4.a - Is this the first filing by the Registrant?:** No

- **Item B.4.b - Is this the last filing by the Registrant?:** No

- **Item B.5.a - Is the Registrant part of a family of investment companies?:** Yes

- **Item B.5.a.i - Full name of family of investment companies:** NYLI Group of Funds

### Item B.6 - Organization

- [x] a. Open-end management investment company registered under the Act on Form N-1A

- [ ] b. Closed-end management investment company registered under the Act on Form N-2

- [ ] c. Separate account offering variable annuity contracts which is registered under the Act as a management investment company on Form N-3

- [ ] d. Separate account offering variable annuity contracts which is registered under the Act as a unit investment trust on Form N-4

- [ ] e. Small business investment company registered under the Act on Form N-5

- [ ] f. Separate account offering variable insurance contracts which is registered under the Act as a unit investment trust on Form N-6

- [ ] g. Unit investment trust registered under the Act on Form N-8B-2

- **Item B.6.i - Total number of Series:** 33

- **Item B.7 - Is the Registrant the issuer of a class of securities registered under the Securities Act?:** Yes

### Item B.8 - Directors

| Name                | Is Interested Person?   | Other Investment Company File Numbers                                                                                   |
|:---|:---|:---|
| Alan R. Latshaw     | No                      | 811-04550, 811-22321, 811-22551, 811-23654, 811-23905                                                                   |
| David H. Chow       | No                      | 811-04550, 811-10325, 811-22321, 811-22551, 811-23654, 811-23905                                                        |
| Jacques P. Perold   | No                      | 811-04550, 811-22321, 811-22551, 811-23654, 811-23905                                                                   |
| Karen Hammond       | No                      | 811-04550, 811-22321, 811-22551, 811-23654, 811-23905                                                                   |
| Naim Abou-Jaoude    | Yes                     | 811-04550, 811-22321, 811-22551, 811-23654, 811-23905                                                                   |
| Richard S. Trutanic | No                      | 811-04550, 811-22321, 811-22551, 811-23654, 811-23905                                                                   |
| Susan B. Kerley     | No                      | 811-04052, 811-04254, 811-04550, 811-05812, 811-06110, 811-06310, 811-06740, 811-22321, 811-22551, 811-23654, 811-23905 |

### Item B.9. Chief compliance officer.

**Chief compliance officer Record: 1**

- **a. Full Name:** Kevin M. Gleason

- **b. CRD Number, if any:** 000000000

- **c. Street Address 1:** 30 Hudson Street

- **d. City:** Jersey City

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Zip code:** 07302

- **h. Telephone number:** XXXXXX

- **i. Has the chief compliance officer changed since the last filing?:** No

If the chief compliance officer is compensated or employed by any person other than the Registrant, provide:

**CCO employer Record: 1**

- **i. Name of the person:** —

- **ii. Person’s IRS Employer Identification Number:** —

### Item B.10. Matters for security holder vote.

- **Were any matters submitted by the Registrant for its security holders’ vote during the reporting period?** —

- **Item B.11.a - Have there been any material legal proceedings?:** No

- **Item B.11.b - Has any proceeding previously reported been terminated?:** No

- **Item B.12.a - Were any claims with respect to the Registrant filed under a fidelity bond?:** No

- **Item B.13.a - Are the Registrant's officers or directors covered under any insurance policy?:** Yes

- **Item B.13.a.i - If yes, were any claims filed under the policy during the reporting period?:** No

- **Item B.14 - Did an affiliated person provide any form of financial support to the Registrant?:** No

- **Item B.15.a.i - Release numbers:**
  - IC-15758
  - IC-17318
  - IC-31663
  - IC-32190

### Item B.16. Principal underwriters.

**Principal underwriter Record: 1**

- **i. Full name:** NYLIFE Distributors LLC

- **ii. SEC file number:** 8-46655

- **iii. CRD number:** 000035350

- **iv. LEI, if any:** 00000000000000000000

- **v. State, if applicable:** NJ

- **vi. Foreign country, if applicable:** US

- **vii. Is the principal underwriter an affiliated person...?:** Yes

- **b. Have any principal underwriters been hired or terminated during the reporting period?** No

### Item B.17. Independent public accountant.

**Public accountant Record: 1**

- **a. Full Name:** PricewaterhouseCoopers LLP

- **b. PCAOB Number:** 238

- **c. LEI, if any:** 5493002GVO7EO8RNNS37

- **d. State, if applicable:** NY

- **e. Foreign country, if applicable:** US

- **f. Has the independent public accountant changed since the last filing?** No

- **Item B.18 - Did an independent public accountant's report on internal control note any material weaknesses?:** No

- **Item B.19 - Did an independent public accountant issue an opinion other than an unqualified opinion?:** No

- **Item B.20 - Have there been material changes in the method of valuation?:** No

- **Item B.21 - Have there been any changes in accounting principles or practices?:** No

- **Item B.22.a - Were any payments made to shareholders as a result of an error in calculating NAV?:** No

- **Item B.23 - Did the Registrant pay any dividend or make any distribution required to be accompanied by a written statement?:** No

## Part C: Additional Questions for Management Investment Companies

### Management Investment Record: 1 - NYLI VP American Century Sustainable Equity Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP American Century Sustainable Equity Portfolio

- **b. Series identification number, if any:** S000033930

- **c. LEI:** 549300I82F7Q9FG0VP41

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000104631                                | N/A                          |
|                           2 | Service Class           | C000104632                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $215,581.60

- **g. Provide the net income from securities lending activities:** $687.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** American Century Investment Management, Inc.

- **ii. SEC file number:** 801-8174

- **iii. CRD number:** 000105778

- **iv. LEI, if any:** EM2U0UPRO83F878KCP52

- **v. Is the sub-adviser an affiliated person?:** No

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BNP Paribas

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** BNP Paribas

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Banco Citi Mexico S.A.

- **ii. LEI, if any:** 529900H31AYI6WA1J534

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** CACEIS Bank Spain, S.A.U.

- **ii. LEI, if any:** 95980020140005970915

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** DBS Bank Ltd

- **ii. LEI, if any:** ATUEL7OJR5057F2PV266

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Deutsche Bank AG

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Euroclear

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 8**

- **i. Full name:** FirstRand Bank Limited

- **ii. LEI, if any:** ZAYQDKTCATIXF9OQY690

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 15**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** Mizuho Bank, Ltd.

- **ii. LEI, if any:** RB0PEZSDGCO3JS6CEU02

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** Royal Bank of Canada

- **ii. LEI, if any:** ES7IP3U3RHIGC71XBU11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** UniCredit Bank Austria AG

- **ii. LEI, if any:** D1HEB8VEU6D9M8ZUXG17

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 24**

- **i. Full name:** UniCredit Bank Czech Republic and Slovakia, a.s.

- **ii. LEI, if any:** KR6LSKV3BTSJRD41IF75

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,722.88

**Brokers Record: 2**

- **i. Full name of broker:** Keefe, Bruyette & Woods, Inc.

- **ii. SEC file number:** 8-10888

- **iii. CRD number:** 000000481

- **iv. LEI, if any:** 549300OM47DQV01G4854

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,717.65

**Brokers Record: 3**

- **i. Full name of broker:** Piper Sandler & Co.

- **ii. SEC file number:** 8-15204

- **iii. CRD number:** 000000665

- **iv. LEI, if any:** 549300GRQCWQ3XGH0H10

- **v. State, if applicable:** MN

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,057.43

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,061.10

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,633.67

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,768.55

**Brokers Record: 7**

- **i. Full name of broker:** Barclays Capital, Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,735.70

**Brokers Record: 8**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 8-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,237.87

**Brokers Record: 9**

- **i. Full name of broker:** Sanford C. Bernstein & Co., LLC

- **ii. SEC file number:** 8-52942

- **iii. CRD number:** 000104474

- **iv. LEI, if any:** 549300I7JYZHT7D5CO04

- **v. State, if applicable:** TN

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,635.51

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,929.59

**Aggregate Commission:** $28,561.99

**Item C.17.a. Principal transaction counterparties.**

| Name                       | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $64,032,230.06            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $64,032,230.06

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $404,261,663.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 2 - NYLI VP Balanced Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP Balanced Portfolio

- **b. Series identification number, if any:** S000009437

- **c. LEI:** 549300HCFHT3ITO8VH62

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000025804                                | N/A                          |
|                           2 | Service Class           | C000025805                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $3,847,663.14

- **g. Provide the net income from securities lending activities:** $35,519.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** Wellington Management Company LLP

- **ii. SEC file number:** 801-15908

- **iii. CRD number:** 000106595

- **iv. LEI, if any:** 549300YHP12TEZNLCX41

- **v. Is the sub-adviser an affiliated person?:** No

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Sub-adviser Record: 2**

- **i. Full name:** NYL Investors LLC

- **ii. SEC file number:** 801-78759

- **iii. CRD number:** 000169553

- **iv. LEI, if any:** 5493000EG09WOQURS721

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,505.98

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,001.58

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,227.44

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,422.41

**Brokers Record: 5**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,868.94

**Brokers Record: 6**

- **i. Full name of broker:** TD SECURITIES (USA) LLC

- **ii. SEC file number:** 8-36747

- **iii. CRD number:** 000018476

- **iv. LEI, if any:** SUVUFHICNZMP2WKHG940

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,138.40

**Brokers Record: 7**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 8-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,002.52

**Brokers Record: 8**

- **i. Full name of broker:** BTIG, LLC

- **ii. SEC file number:** 8-65473

- **iii. CRD number:** 000122225

- **iv. LEI, if any:** 549300GTG9PL6WO3EC51

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,930.47

**Brokers Record: 9**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 8-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,040.89

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,716.12

**Aggregate Commission:** $48,461.39

**Item C.17.a. Principal transaction counterparties.**

| Name                                  | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC            | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $164,042,644.88           |
| Goldman Sachs & Co. LLC               | 8-00129           |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $132,836,341.24           |
| Nomura Securities International, Inc. | 8-15255           |    000004297 | OXTKY6Q8X53C9ILVV871 | NY      | US        | $77,876,064.27            |
| Citigroup Global Markets Inc.         | 8-08177           |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $45,859,975.68            |
| Pershing LLC                          | 8-17574           |    000007560 | ZI8Q1A8EI8LQFJNM0D94 | NJ      | US        | $79,519,544.37            |
| BNP Paribas Securities Corp.          | 8-32682           |    000015794 | RCNB6OTYUAMMP879YW96 | NY      | US        | $57,091,428.86            |
| BMO Capital Markets Corp.             | 8-34344           |    000016686 | RUC0QBLBRPRCU4W1NE59 | NY      | US        | $105,597,898.46           |
| Citadel Securities LLC                | 8-53574           |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $107,248,315.36           |
| Wells Fargo Securities, LLC           | 8-65876           |    000126292 | VYVVCKR63DVZZN70PB21 | NC      | US        | $240,216,901.38           |
| BofA Securities, Inc.                 | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $39,441,961.26            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $1,148,008,423.53

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $346,527,357.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 3 - NYLI VP Bond Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP Bond Portfolio

- **b. Series identification number, if any:** S000009445

- **c. LEI:** 549300KB0UVVQINXSS10

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000025820                                | N/A                          |
|                           2 | Service Class           | C000025821                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $47,978.48

- **g. Provide the net income from securities lending activities:** $4.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** NYL Investors LLC

- **ii. SEC file number:** 801-78759

- **iii. CRD number:** 000169553

- **iv. LEI, if any:** 5493000EG09WOQURS721

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 8-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $18,194.70

**Aggregate Commission:** $18,194.70

**Item C.17.a. Principal transaction counterparties.**

| Name                                  | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC            | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $715,677,174.02           |
| Goldman Sachs & Co. LLC               | 8-00129           |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $441,828,315.61           |
| Nomura Securities International, Inc. | 8-15255           |    000004297 | OXTKY6Q8X53C9ILVV871 | NY      | US        | $134,844,079.10           |
| Citigroup Global Markets Inc.         | 8-08177           |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $179,287,638.59           |
| Pershing LLC                          | 8-17574           |    000007560 | ZI8Q1A8EI8LQFJNM0D94 | NJ      | US        | $193,194,788.55           |
| Morgan Stanley & Co. LLC              | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $205,663,305.45           |
| BNP Paribas Securities Corp.          | 8-32682           |    000015794 | RCNB6OTYUAMMP879YW96 | NY      | US        | $171,847,640.55           |
| BMO Capital Markets Corp.             | 8-34344           |    000016686 | RUC0QBLBRPRCU4W1NE59 | NY      | US        | $167,837,368.82           |
| Citadel Securities LLC                | 8-53574           |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $171,609,143.94           |
| Wells Fargo Securities, LLC           | 8-65876           |    000126292 | VYVVCKR63DVZZN70PB21 | NC      | US        | $558,042,601.04           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $3,398,424,729.01

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $575,357,781.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 4 - NYLI VP CBRE Global Infrastructure Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP CBRE Global Infrastructure Portfolio

- **b. Series identification number, if any:** S000049057

- **c. LEI:** 549300NCMV6NUD9J6V80

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000154685                                | N/A                          |
|                           2 | Service Class           | C000154686                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $639,318.84

- **g. Provide the net income from securities lending activities:** $4,673.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** CBRE Investment Management Listed Real Assets LLC

- **ii. SEC file number:** 801-49083

- **iii. CRD number:** 000106256

- **iv. LEI, if any:** ZLNWJ4DL5ILHESCV3X63

- **v. Is the sub-adviser an affiliated person?:** No

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BNP Paribas

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** BNP Paribas

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** BNP Paribas

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Banco Citi Mexico S.A.

- **ii. LEI, if any:** 529900H31AYI6WA1J534

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** CACEIS Bank Spain, S.A.U.

- **ii. LEI, if any:** 95980020140005970915

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** DBS Bank Ltd

- **ii. LEI, if any:** ATUEL7OJR5057F2PV266

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Deutsche Bank AG

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** J.P. Morgan S.A. DTVM

- **ii. LEI, if any:** 5493001LS7J56NZZ3G07

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 18**

- **i. Full name:** Mizuho Bank, Ltd.

- **ii. LEI, if any:** RB0PEZSDGCO3JS6CEU02

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** Royal Bank of Canada

- **ii. LEI, if any:** ES7IP3U3RHIGC71XBU11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** Standard Chartered Bank (Thai) Public Company Limited

- **ii. LEI, if any:** 549300O1LQYCQ7G1IM57

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 24**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 25**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 26**

- **i. Full name:** UniCredit Bank Austria AG

- **ii. LEI, if any:** D1HEB8VEU6D9M8ZUXG17

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,412.97

**Brokers Record: 2**

- **i. Full name of broker:** Raymond James & Associates, Inc.

- **ii. SEC file number:** 8-10999

- **iii. CRD number:** 000000705

- **iv. LEI, if any:** U4ONQX15J3RO8XCKE979

- **v. State, if applicable:** FL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $811.24

**Brokers Record: 3**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,420.00

**Brokers Record: 4**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,515.17

**Brokers Record: 5**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 8-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,483.29

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,687.31

**Brokers Record: 7**

- **i. Full name of broker:** Barclays Capital, Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,266.60

**Brokers Record: 8**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 8-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $828.24

**Brokers Record: 9**

- **i. Full name of broker:** Wells Fargo Securities, LLC

- **ii. SEC file number:** 8-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,246.24

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,050.91

**Aggregate Commission:** $22,569.33

**Item C.17.a. Principal transaction counterparties.**

| Name                                       | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                 | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $19,868,593.01            |
| UBS Securities LLC                         | 8-22651           |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $70,957.30                |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | 8-07221           |    000007691 | 8NAV47T0Y26Q87Y0QP81 | NY      | US        | $2.77                     |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $19,939,553.08

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $36,029,074.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 5 - NYLI VP Candriam Emerging Markets Equity Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP Candriam Emerging Markets Equity Portfolio

- **b. Series identification number, if any:** S000033925

- **c. LEI:** 549300H81ZJKEJLB5I53

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000104621                                | N/A                          |
|                           2 | Service Class           | C000104622                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $2,026,569.23

- **g. Provide the net income from securities lending activities:** $45,384.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** Candriam

- **ii. SEC file number:** 801-80510

- **iii. CRD number:** 000173355

- **iv. LEI, if any:** 549300XGY5ASDHYKF231

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vi. Foreign country, if applicable:** LU

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BNP PARIBAS

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** Banco Citi Mexico S.A.

- **ii. LEI, if any:** 529900H31AYI6WA1J534

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Banco Santander Chile

- **ii. LEI, if any:** 3YJP8HORPAEXJ80D6368

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Bank Handlowy w. Warszawie S.A.

- **ii. LEI, if any:** XLEZHWWOI4HFQDGL4793

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** Bank Leumi le-Israel B.M.

- **ii. LEI, if any:** 7JDSZWRGUQY2DSTWCR57

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Citibank A.S.

- **ii. LEI, if any:** CWZ8NZDH5SKY12Q4US31

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Citibank Maghreb S.A.

- **ii. LEI, if any:** 5493003FVWLMBFTISI11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** Citibank del Peru S.A.

- **ii. LEI, if any:** MYTK5NHHP1G8TVFGT193

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** Cititrust Colombia S.A.

- **ii. LEI, if any:** 549300242J3IJCOSGI49

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** DBS Bank Ltd

- **ii. LEI, if any:** ATUEL7OJR5057F2PV266

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** Deutsche Bank AG

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** Euroclear

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 14**

- **i. Full name:** FirstRand Bank Limited

- **ii. LEI, if any:** ZAYQDKTCATIXF9OQY690

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** HSBC Bank (China) Company Limited

- **ii. LEI, if any:** 2CZOJRADNJXBLT55G526

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** HSBC Bank (Vietnam) Ltd.

- **ii. LEI, if any:** 213800H95OG9OHRT4Y78

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** HSBC Bank Malaysia Berhad

- **ii. LEI, if any:** P3RPN9OJFCXUPJWB1Q09

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** HSBC Bank Middle East Limited

- **ii. LEI, if any:** 549300F99IL9YJDWH369

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** HSBC Bank Middle East Limited

- **ii. LEI, if any:** 549300F99IL9YJDWH369

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** J.P. Morgan Bank International (Limited Liability Company)**

- **ii. LEI, if any:** 549300B831LSRSI6RA15

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** J.P. Morgan S.A. DTVM

- **ii. LEI, if any:** 5493001LS7J56NZZ3G07

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** J.P. Morgan Saudi Arabia Company

- **ii. LEI, if any:** 549300HST49806XTCK29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 24**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 25**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 26**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 27**

- **i. Full name:** PT Bank HSBC Indonesia

- **ii. LEI, if any:** 213800HW5IDIRLWH1203

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 28**

- **i. Full name:** Royal Bank of Canada

- **ii. LEI, if any:** ES7IP3U3RHIGC71XBU11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 29**

- **i. Full name:** Standard Chartered Bank (Thai) Public Company Limited

- **ii. LEI, if any:** 549300O1LQYCQ7G1IM57

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 30**

- **i. Full name:** Standard Chartered Bank Kenya Limited

- **ii. LEI, if any:** 549300RBHWW5EJIRG629

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 31**

- **i. Full name:** Standard Chartered Bank Korea Limited

- **ii. LEI, if any:** NUXTG47HHHM1K2L0SG39

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 32**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 33**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 34**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 35**

- **i. Full name:** The Standard Chartered Bank (Taiwan) Limited

- **ii. LEI, if any:** 549300QJEO1B92LSHZ06

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 36**

- **i. Full name:** UniCredit Bank Czech Republic and Slovakia, a.s.

- **ii. LEI, if any:** KR6LSKV3BTSJRD41IF75

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $42,955.51

**Brokers Record: 2**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $43,423.00

**Brokers Record: 3**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $45,300.45

**Brokers Record: 4**

- **i. Full name of broker:** Merrill Lynch, Pierce, Fenner & Smith Inc.

- **ii. SEC file number:** 8-07221

- **iii. CRD number:** 000007691

- **iv. LEI, if any:** 8NAV47T0Y26Q87Y0QP81

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $16,503.62

**Brokers Record: 5**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 8-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $16,057.71

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $13,713.20

**Brokers Record: 7**

- **i. Full name of broker:** Barclays Capital, Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,450.73

**Brokers Record: 8**

- **i. Full name of broker:** CLSA Americas, LLC

- **ii. SEC file number:** 8-69166

- **iii. CRD number:** 000165533

- **iv. LEI, if any:** 213800M2DXATWY7JMS07

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,058.71

**Brokers Record: 9**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $36,119.12

**Brokers Record: 10**

- **i. Full name of broker:** ICICI Securities Limited

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** 335800RT5NJ3UPWK7351

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,681.51

**Aggregate Commission:** $252,419.03

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $0.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $203,736,209.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 6 - NYLI VP Conservative Allocation Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP Conservative Allocation Portfolio

- **b. Series identification number, if any:** S000009439

- **c. LEI:** 5493004379J1T4317S04

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000025808                                | N/A                          |
|                           2 | Service Class           | C000025809                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [x] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $0.00

- **g. Provide the net income from securities lending activities:** $0.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,725.00

**Brokers Record: 2**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $63,438.00

**Aggregate Commission:** $73,162.72

**Item C.17.a. Principal transaction counterparties.**

| Name                                       | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                 | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $175,636,101.34           |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | 8-07221           |    000007691 | 8NAV47T0Y26Q87Y0QP81 | NY      | US        | $2,733,368.91             |
| Susquehanna Financial Group, LLLP          | 8-44325           |    000035865 | 549300E8QX0ZMRDC2M81 | PA      | US        | $2,421,027.86             |
| Citadel Securities LLC                     | 8-53574           |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $6,006,850.09             |
| Virtu Americas LLC                         | 8-68193           |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $11,742,504.63            |
| Jane Street Execution Services, LLC        | 8-69254           |    000167280 | 549300HXJLXCPDWAH070 | NY      | US        | $12,292,452.80            |
| BofA Securities, Inc.                      | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $7,671,034.52             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $218,503,340.15

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $365,792,037.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 7 - NYLI VP Dimensional U.S. Equity Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP Dimensional U.S. Equity Portfolio

- **b. Series identification number, if any:** S000009436

- **c. LEI:** 5493007GF2ZLB4J3W453

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000025802                                | N/A                          |
|                           2 | Service Class           | C000025803                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $597,087.15

- **g. Provide the net income from securities lending activities:** $1,905.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** Dimensional Fund Advisor LP

- **ii. SEC file number:** 801-16283

- **iii. CRD number:** 000106482

- **iv. LEI, if any:** S31KDR2I4VDC432ELJ36

- **v. Is the sub-adviser an affiliated person?:** No

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $990.25

**Brokers Record: 2**

- **i. Full name of broker:** Stifel, Nicolaus & Company, Incorporated

- **ii. SEC file number:** 8-01447

- **iii. CRD number:** 000000793

- **iv. LEI, if any:** 5WUVMA08EYG4KEUPW589

- **v. State, if applicable:** MO

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $73.07

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,287.57

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $542.38

**Brokers Record: 5**

- **i. Full name of broker:** Pershing LLC

- **ii. SEC file number:** 8-17574

- **iii. CRD number:** 000007560

- **iv. LEI, if any:** ZI8Q1A8EI8LQFJNM0D94

- **v. State, if applicable:** NJ

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,109.36

**Brokers Record: 6**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $283.64

**Brokers Record: 7**

- **i. Full name of broker:** Merrill Lynch, Pierce, Fenner & Smith Inc.

- **ii. SEC file number:** 8-07221

- **iii. CRD number:** 000007691

- **iv. LEI, if any:** 8NAV47T0Y26Q87Y0QP81

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $664.59

**Brokers Record: 8**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 8-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,905.98

**Aggregate Commission:** $10,856.84

**Item C.17.a. Principal transaction counterparties.**

| Name                       | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $180,912,647.15           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $180,912,647.15

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $987,628,882.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 8 - NYLI VP Epoch U.S. Equity Yield Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP Epoch U.S. Equity Yield Portfolio

- **b. Series identification number, if any:** S000009429

- **c. LEI:** 549300KRQ15DX7GVW891

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000025788                                | N/A                          |
|                           2 | Service Class           | C000025789                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $4,694,994.86

- **g. Provide the net income from securities lending activities:** $12,011.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** Epoch Investment Partners, Inc.

- **ii. SEC file number:** 801-63118

- **iii. CRD number:** 000131556

- **iv. LEI, if any:** 549300FT720Z0BVCWS87

- **v. Is the sub-adviser an affiliated person?:** No

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $15,323.19

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11,886.48

**Brokers Record: 3**

- **i. Full name of broker:** Keefe, Bruyette & Woods, Inc.

- **ii. SEC file number:** 8-10888

- **iii. CRD number:** 000000481

- **iv. LEI, if any:** 549300OM47DQV01G4854

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $12,640.70

**Brokers Record: 4**

- **i. Full name of broker:** Raymond James & Associates, Inc.

- **ii. SEC file number:** 8-10999

- **iii. CRD number:** 000000705

- **iv. LEI, if any:** U4ONQX15J3RO8XCKE979

- **v. State, if applicable:** FL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,907.56

**Brokers Record: 5**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,937.10

**Brokers Record: 6**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11,628.60

**Brokers Record: 7**

- **i. Full name of broker:** Barclays Capital, Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $19,362.91

**Brokers Record: 8**

- **i. Full name of broker:** Sanford C. Bernstein & Co., LLC

- **ii. SEC file number:** 8-52942

- **iii. CRD number:** 000104474

- **iv. LEI, if any:** 549300I7JYZHT7D5CO04

- **v. State, if applicable:** TN

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $15,178.60

**Brokers Record: 9**

- **i. Full name of broker:** Wells Fargo Securities, LLC

- **ii. SEC file number:** 8-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,512.56

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $22,501.38

**Aggregate Commission:** $163,600.81

**Item C.17.a. Principal transaction counterparties.**

| Name                       | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $391,645,216.56           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $391,645,216.56

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $915,449,679.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** —

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 9 - NYLI VP Equity Allocation Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP Equity Allocation Portfolio

- **b. Series identification number, if any:** S000009440

- **c. LEI:** 549300F2OWKSR55CNY04

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000025810                                | N/A                          |
|                           2 | Service Class           | C000025811                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [x] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $0.00

- **g. Provide the net income from securities lending activities:** $0.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $31,387.00

**Brokers Record: 2**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $130,265.00

**Aggregate Commission:** $161,651.66

**Item C.17.a. Principal transaction counterparties.**

| Name                                       | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                 | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $332,516,296.79           |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | 8-07221           |    000007691 | 8NAV47T0Y26Q87Y0QP81 | NY      | US        | $6,459,140.87             |
| Susquehanna Financial Group, LLLP          | 8-44325           |    000035865 | 549300E8QX0ZMRDC2M81 | PA      | US        | $3,677,961.41             |
| Citadel Securities LLC                     | 8-53574           |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $16,276,559.88            |
| Virtu Americas LLC                         | 8-68193           |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $7,510,293.92             |
| Jane Street Execution Services, LLC        | 8-69254           |    000167280 | 549300HXJLXCPDWAH070 | NY      | US        | $7,623,438.49             |
| BofA Securities, Inc.                      | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $18,364,643.43            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $392,428,334.79

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $727,384,019.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 10 - NYLI VP Fidelity Institutional AM Utilities Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP Fidelity Institutional AM Utilities Portfolio

- **b. Series identification number, if any:** S000033929

- **c. LEI:** 5493008ZJ2RZ5SC8RL13

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000104630                                | N/A                          |
|                           2 | Service Class           | C000104629                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $2,891,856.37

- **g. Provide the net income from securities lending activities:** $10,009.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** FIAM LLC

- **ii. SEC file number:** 801-63658

- **iii. CRD number:** 000133196

- **iv. LEI, if any:** 5493004TXEKSUW10AL66

- **v. Is the sub-adviser an affiliated person?:** No

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BNP PARIBAS

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** BNP Paribas

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** BNP Paribas

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** BNP Paribas

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** Banco Citi Mexico S.A.

- **ii. LEI, if any:** 529900H31AYI6WA1J534

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Banco Santander Chile

- **ii. LEI, if any:** 3YJP8HORPAEXJ80D6368

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Bank Handlowy w. Warszawie S.A.

- **ii. LEI, if any:** XLEZHWWOI4HFQDGL4793

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** Bank Leumi le-Israel B.M.

- **ii. LEI, if any:** 7JDSZWRGUQY2DSTWCR57

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** CACEIS Bank Spain, S.A.U.

- **ii. LEI, if any:** 95980020140005970915

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** Citibank A.S.

- **ii. LEI, if any:** CWZ8NZDH5SKY12Q4US31

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** Citibank del Peru S.A.

- **ii. LEI, if any:** MYTK5NHHP1G8TVFGT193

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** Clearstream

- **ii. LEI, if any:** 549300OL514RA0SXJJ44

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 14**

- **i. Full name:** DBS Bank Ltd

- **ii. LEI, if any:** ATUEL7OJR5057F2PV266

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** Deutsche Bank AG

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** Euroclear

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 17**

- **i. Full name:** FirstRand Bank Limited

- **ii. LEI, if any:** ZAYQDKTCATIXF9OQY690

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** HSBC Bank Bermuda Limited

- **ii. LEI, if any:** 0W1U67PTV5WY3WYWKD79

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** HSBC Bank Malaysia Berhad

- **ii. LEI, if any:** P3RPN9OJFCXUPJWB1Q09

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** J.P. Morgan Bank International (Limited Liability Company)**

- **ii. LEI, if any:** 549300B831LSRSI6RA15

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 24**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 25**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 26**

- **i. Full name:** J.P. Morgan S.A. DTVM

- **ii. LEI, if any:** 5493001LS7J56NZZ3G07

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 27**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 28**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 29**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 30**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 31**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 32**

- **i. Full name:** Mizuho Bank, Ltd.

- **ii. LEI, if any:** RB0PEZSDGCO3JS6CEU02

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 33**

- **i. Full name:** PT Bank HSBC Indonesia

- **ii. LEI, if any:** 213800HW5IDIRLWH1203

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 34**

- **i. Full name:** Royal Bank of Canada

- **ii. LEI, if any:** ES7IP3U3RHIGC71XBU11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 35**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 36**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 37**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 38**

- **i. Full name:** Standard Chartered Bank (Pakistan) Limited

- **ii. LEI, if any:** 549300YTOMKUNPUTB551

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 39**

- **i. Full name:** Standard Chartered Bank (Thai) Public Company Limited

- **ii. LEI, if any:** 549300O1LQYCQ7G1IM57

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 40**

- **i. Full name:** Standard Chartered Bank Korea Limited

- **ii. LEI, if any:** NUXTG47HHHM1K2L0SG39

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 41**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 42**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 43**

- **i. Full name:** UniCredit Bank Austria AG

- **ii. LEI, if any:** D1HEB8VEU6D9M8ZUXG17

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 44**

- **i. Full name:** UniCredit Bank Czech Republic and Slovakia, a.s.

- **ii. LEI, if any:** KR6LSKV3BTSJRD41IF75

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 45**

- **i. Full name:** UniCredit Bank Czech Republic and Slovakia, a.s.

- **ii. LEI, if any:** KR6LSKV3BTSJRD41IF75

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $23,436.45

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $38,791.40

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $31,801.26

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $45,192.51

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $14,734.22

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $37,493.26

**Brokers Record: 7**

- **i. Full name of broker:** National Financial Services LLC

- **ii. SEC file number:** 8-26740

- **iii. CRD number:** 000013041

- **iv. LEI, if any:** 549300JRHF1MHHWUAW04

- **v. State, if applicable:** MA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $85,501.74

**Brokers Record: 8**

- **i. Full name of broker:** Barclays Capital, Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $27,853.62

**Brokers Record: 9**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 8-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $68,387.85

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $33,768.31

**Aggregate Commission:** $495,547.68

**Item C.17.a. Principal transaction counterparties.**

| Name                             | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC       | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $635,533,710.72           |
| Brown Brothers Investments, LLC  | 8-69731           |    000282732 | 5493006KMX1VFTPYPW14 | NY      | US        | $85,744.00                |
| State Street Global Markets, LLC | 8-69862           |    000285852 | 549300FDEDF5ORXCMQ56 | MA      | US        | $260,311.00               |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $635,879,765.72

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $882,141,108.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 11 - NYLI VP Floating Rate Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP Floating Rate Portfolio

- **b. Series identification number, if any:** S000009438

- **c. LEI:** 549300L3WR2UTWLDL306

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000025806                                | N/A                          |
|                           2 | Service Class           | C000025807                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $0.00

- **g. Provide the net income from securities lending activities:** $0.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(e) (17 CFR 270.18f-4(e))

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** NYL Investors LLC

- **ii. SEC file number:** 801-78759

- **iii. CRD number:** 000169553

- **iv. LEI, if any:** 5493000EG09WOQURS721

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** S&P Global Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** Y6X4K52KMJMZE7I7MY94

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Euroclear

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 2**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Oppenheimer & Co. Inc.

- **ii. SEC file number:** 8-04077

- **iii. CRD number:** 000000249

- **iv. LEI, if any:** 254900VH02JQR2L8XD64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $13.96

**Aggregate Commission:** $13.96

**Item C.17.a. Principal transaction counterparties.**

| Name                                  | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC            | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $307,436,142.28           |
| Goldman Sachs & Co. LLC               | 8-00129           |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $170,377,336.40           |
| Jefferies LLC                         | 8-15074           |    000002347 | 58PU97L1C0WSRCWADL48 | NY      | US        | $169,363,764.56           |
| Nomura Securities International, Inc. | 8-15255           |    000004297 | OXTKY6Q8X53C9ILVV871 | NY      | US        | $171,446,424.49           |
| Citigroup Global Markets Inc.         | 8-08177           |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $322,592,706.00           |
| Morgan Stanley & Co. LLC              | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $117,475,027.44           |
| BNP Paribas Securities Corp.          | 8-32682           |    000015794 | RCNB6OTYUAMMP879YW96 | NY      | US        | $68,839,585.96            |
| BMO Capital Markets Corp.             | 8-34344           |    000016686 | RUC0QBLBRPRCU4W1NE59 | NY      | US        | $66,639,594.66            |
| Barclays Capital, Inc.                | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $222,637,043.97           |
| BofA Securities, Inc.                 | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $192,738,682.33           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $2,071,133,895.43

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $1,139,152,885.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 12 - NYLI VP Growth Allocation Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP Growth Allocation Portfolio

- **b. Series identification number, if any:** S000009442

- **c. LEI:** 549300IXWTQXIRPMWU92

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000025814                                | N/A                          |
|                           2 | Service Class           | C000025815                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [x] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $0.00

- **g. Provide the net income from securities lending activities:** $0.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $39,446.00

**Brokers Record: 2**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $184,460.00

**Aggregate Commission:** $223,906.16

**Item C.17.a. Principal transaction counterparties.**

| Name                                       | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                 | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $466,904,516.34           |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | 8-07221           |    000007691 | 8NAV47T0Y26Q87Y0QP81 | NY      | US        | $6,050,398.10             |
| Susquehanna Financial Group, LLLP          | 8-44325           |    000035865 | 549300E8QX0ZMRDC2M81 | PA      | US        | $5,192,604.07             |
| Citadel Securities LLC                     | 8-53574           |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $17,964,379.29            |
| Virtu Americas LLC                         | 8-68193           |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $10,955,139.72            |
| Jane Street Execution Services, LLC        | 8-69254           |    000167280 | 549300HXJLXCPDWAH070 | NY      | US        | $19,094,879.74            |
| BofA Securities, Inc.                      | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $24,115,875.44            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $550,277,792.70

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $1,017,004,842.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 13 - NYLI VP Hedge Multi-Strategy Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP Hedge Multi-Strategy Portfolio

- **b. Series identification number, if any:** S000063068

- **c. LEI:** 549300O6VX5PX2Z8O034

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000204554                                | N/A                          |
|                           2 | Service Class           | C000204555                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $39,041,186.56

- **g. Provide the net income from securities lending activities:** $288,660.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BNP Paribas

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** BNP Paribas

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** BNP Paribas

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Banco Citi Mexico S.A.

- **ii. LEI, if any:** 529900H31AYI6WA1J534

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** CACEIS Bank Spain, S.A.U.

- **ii. LEI, if any:** 95980020140005970915

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** DBS Bank Ltd

- **ii. LEI, if any:** ATUEL7OJR5057F2PV266

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Deutsche Bank AG

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** Deutsche Bank AG

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** Euroclear

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 10**

- **i. Full name:** FirstRand Bank Limited

- **ii. LEI, if any:** ZAYQDKTCATIXF9OQY690

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 18**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** Mizuho Bank, Ltd.

- **ii. LEI, if any:** RB0PEZSDGCO3JS6CEU02

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** Royal Bank of Canada

- **ii. LEI, if any:** ES7IP3U3RHIGC71XBU11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 24**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 25**

- **i. Full name:** Standard Bank Namibia Limited

- **ii. LEI, if any:** 254900K6TJFDYKSQWV49

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 26**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 27**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 28**

- **i. Full name:** UniCredit Bank Austria AG

- **ii. LEI, if any:** D1HEB8VEU6D9M8ZUXG17

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 29**

- **i. Full name:** UniCredit Bank Czech Republic and Slovakia, a.s.

- **ii. LEI, if any:** KR6LSKV3BTSJRD41IF75

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Stifel, Nicolaus & Company, Incorporated

- **ii. SEC file number:** 8-01447

- **iii. CRD number:** 000000793

- **iv. LEI, if any:** 5WUVMA08EYG4KEUPW589

- **v. State, if applicable:** MO

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,185.23

**Brokers Record: 2**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,028.81

**Brokers Record: 3**

- **i. Full name of broker:** Merrill Lynch, Pierce, Fenner & Smith Inc.

- **ii. SEC file number:** 8-07221

- **iii. CRD number:** 000007691

- **iv. LEI, if any:** 8NAV47T0Y26Q87Y0QP81

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $19,518.45

**Brokers Record: 4**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $34,812.00

**Brokers Record: 5**

- **i. Full name of broker:** Mischler Financial Group, Inc.

- **ii. SEC file number:** 8-48067

- **iii. CRD number:** 000037818

- **iv. LEI, if any:** 2549004IPXPSM9EJFC92

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $17,299.34

**Brokers Record: 6**

- **i. Full name of broker:** Citadel Securities LLC

- **ii. SEC file number:** 8-53574

- **iii. CRD number:** 000116797

- **iv. LEI, if any:** 12UUJYTN7D3SW8KCSG25

- **v. State, if applicable:** FL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $43,647.15

**Brokers Record: 7**

- **i. Full name of broker:** Wallachbeth Capital LLC

- **ii. SEC file number:** 8-67936

- **iii. CRD number:** 000147853

- **iv. LEI, if any:** 549300R371KUKXEXC133

- **v. State, if applicable:** NJ

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $14,162.21

**Brokers Record: 8**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 8-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $62,127.83

**Brokers Record: 9**

- **i. Full name of broker:** Old Mission Markets LLC

- **ii. SEC file number:** 8-69691

- **iii. CRD number:** 000281867

- **iv. LEI, if any:** 5493003UFGIEMN1POL71

- **v. State, if applicable:** DE

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $16,188.92

**Aggregate Commission:** $220,969.94

**Item C.17.a. Principal transaction counterparties.**

| Name                       | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $75,191,090.96            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $75,191,090.96

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $214,869,050.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 14 - NYLI VP Income Builder Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP Income Builder Portfolio

- **b. Series identification number, if any:** S000009444

- **c. LEI:** WZQNS9UOCVW6JX8S5652

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000025818                                | N/A                          |
|                           2 | Service Class           | C000025819                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $4,643,865.87

- **g. Provide the net income from securities lending activities:** $50,257.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** MacKay Shields LLC

- **ii. SEC file number:** 801-5594

- **iii. CRD number:** 000107717

- **iv. LEI, if any:** 549300Y7LLCOFU7R8H16

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Sub-adviser Record: 2**

- **i. Full name:** Epoch Investment Partners, Inc.

- **ii. SEC file number:** 801-63118

- **iii. CRD number:** 000131556

- **iv. LEI, if any:** 549300FT720Z0BVCWS87

- **v. Is the sub-adviser an affiliated person?:** No

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,484.53

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,624.87

**Brokers Record: 3**

- **i. Full name of broker:** Daiwa Capital Markets America Inc.

- **ii. SEC file number:** 8-12242

- **iii. CRD number:** 000001576

- **iv. LEI, if any:** M67H5PRC0NQKM73ZAS82

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,789.58

**Brokers Record: 4**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,508.65

**Brokers Record: 5**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $29,667.44

**Brokers Record: 6**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $10,799.32

**Brokers Record: 7**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,996.59

**Brokers Record: 8**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 8-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,643.06

**Brokers Record: 9**

- **i. Full name of broker:** Barclays Capital, Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11,382.12

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,936.39

**Aggregate Commission:** $141,709.86

**Item C.17.a. Principal transaction counterparties.**

| Name                                  | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC            | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $275,185,508.47           |
| Nomura Securities International, Inc. | 8-15255           | 000004297    | OXTKY6Q8X53C9ILVV871 | NY      | US        | $15,620,900.97            |
| Citigroup Global Markets Inc.         | 8-08177           | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $22,312,383.88            |
| Pershing LLC                          | 8-17574           | 000007560    | ZI8Q1A8EI8LQFJNM0D94 | NJ      | US        | $13,757,773.31            |
| Morgan Stanley & Co. LLC              | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $11,194,843.20            |
| Barclays Capital, Inc.                | 8-41342           | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $12,625,563.24            |
| StoneX Financial, Inc                 | 8-51269           | 000045993    | 549300LNKU6K5TJCRG93 | FL      | US        | $21,292,719.10            |
| Citadel Securities LLC                | 8-53574           | 000116797    | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $35,885,547.34            |
| BofA Securities, Inc.                 | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $75,688,000.32            |
| Bank of Montreal                      | N/A               | N/A          | NQQ6HPCNCCU6TUTQYE16 |  |  | $18,975,650.13            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $567,455,106.20

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $532,843,842.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 15 - NYLI VP Janus Henderson Balanced Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP Janus Henderson Balanced Portfolio

- **b. Series identification number, if any:** S000033928

- **c. LEI:** 549300IH1BE6KCPK8R42

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000104627                                | N/A                          |
|                           2 | Service Class           | C000104628                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $4,527,700.89

- **g. Provide the net income from securities lending activities:** $98,460.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** Janus Henderson Investors US LLC

- **ii. SEC file number:** 801-13991

- **iii. CRD number:** 000104652

- **iv. LEI, if any:** G7D5LKZKIBRMES6BO437

- **v. Is the sub-adviser an affiliated person?:** No

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** S&P Global Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** Y6X4K52KMJMZE7I7MY94

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BNP Paribas

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** BNP Paribas

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Euroclear

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 4**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** J.P. Morgan S.A. DTVM

- **ii. LEI, if any:** 5493001LS7J56NZZ3G07

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 10**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** Mizuho Bank, Ltd.

- **ii. LEI, if any:** RB0PEZSDGCO3JS6CEU02

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** Royal Bank of Canada

- **ii. LEI, if any:** ES7IP3U3RHIGC71XBU11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** Standard Chartered Bank Korea Limited

- **ii. LEI, if any:** NUXTG47HHHM1K2L0SG39

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** UniCredit Bank Austria AG

- **ii. LEI, if any:** D1HEB8VEU6D9M8ZUXG17

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,849.97

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $15,847.33

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,662.72

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,352.84

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $14,940.93

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,179.88

**Brokers Record: 7**

- **i. Full name of broker:** TD SECURITIES (USA) LLC

- **ii. SEC file number:** 8-36747

- **iii. CRD number:** 000018476

- **iv. LEI, if any:** SUVUFHICNZMP2WKHG940

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,288.95

**Brokers Record: 8**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 8-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,609.16

**Brokers Record: 9**

- **i. Full name of broker:** Liquidnet, Inc.

- **ii. SEC file number:** 8-52461

- **iii. CRD number:** 000103987

- **iv. LEI, if any:** 213800HSKBBO1GCVRG79

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,231.67

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,793.60

**Aggregate Commission:** $118,891.00

**Item C.17.a. Principal transaction counterparties.**

| Name                                  | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC            | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $910,721,498.74           |
| Goldman Sachs & Co. LLC               | 8-00129           |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $645,119,900.94           |
| Nomura Securities International, Inc. | 8-15255           |    000004297 | OXTKY6Q8X53C9ILVV871 | NY      | US        | $59,063,736.67            |
| Citigroup Global Markets Inc.         | 8-08177           |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $106,309,437.80           |
| Morgan Stanley & Co. LLC              | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $430,343,759.41           |
| TD SECURITIES (USA) LLC               | 8-36747           |    000018476 | SUVUFHICNZMP2WKHG940 | NY      | US        | $167,412,288.70           |
| Barclays Capital, Inc.                | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $127,902,901.22           |
| RBC Capital Markets, LLC              | 8-45411           |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $41,123,561.13            |
| Wells Fargo Securities, LLC           | 8-65876           |    000126292 | VYVVCKR63DVZZN70PB21 | NC      | US        | $197,610,455.81           |
| BofA Securities, Inc.                 | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $955,514,380.20           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $3,831,969,365.13

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $1,868,434,835.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 16 - NYLI VP MFS Investors Trust Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP MFS Investors Trust Portfolio

- **b. Series identification number, if any:** S000089397

- **c. LEI:** 254900GPMNE5WGMNPK93

- **d. Is this the first filing on this form by the Fund?:** Yes

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 2

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000255924                                | N/A                          |
|                           2 | Service Class           | C000255923                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $293,625.60

- **g. Provide the net income from securities lending activities:** $702.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** Massachusetts Financial Services Company

- **ii. SEC file number:** 801-17352

- **iii. CRD number:** 000110045

- **iv. LEI, if any:** 1G3OSH3GLGJ7X1JC5I61

- **v. Is the sub-adviser an affiliated person?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** Yes

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** Yes

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,572.32

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,218.48

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,019.61

**Brokers Record: 4**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,167.94

**Brokers Record: 5**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,201.75

**Brokers Record: 6**

- **i. Full name of broker:** National Financial Services LLC

- **ii. SEC file number:** 8-26740

- **iii. CRD number:** 000013041

- **iv. LEI, if any:** 549300JRHF1MHHWUAW04

- **v. State, if applicable:** MA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,576.48

**Brokers Record: 7**

- **i. Full name of broker:** BMO Capital Markets Corp.

- **ii. SEC file number:** 8-34344

- **iii. CRD number:** 000016686

- **iv. LEI, if any:** RUC0QBLBRPRCU4W1NE59

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,011.83

**Brokers Record: 8**

- **i. Full name of broker:** TD SECURITIES (USA) LLC

- **ii. SEC file number:** 8-36747

- **iii. CRD number:** 000018476

- **iv. LEI, if any:** SUVUFHICNZMP2WKHG940

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,040.39

**Brokers Record: 9**

- **i. Full name of broker:** Barclays Capital, Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,753.36

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,771.38

**Aggregate Commission:** $39,259.45

**Item C.17.a. Principal transaction counterparties.**

| Name                       | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $182,109,945.95           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $182,109,945.95

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $434,704,863.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 17 - NYLI VP MFS Research Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP MFS Research Portfolio

- **b. Series identification number, if any:** S000089398

- **c. LEI:** 2549001O2JTW1926RD67

- **d. Is this the first filing on this form by the Fund?:** Yes

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 2

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000255926                                | N/A                          |
|                           2 | Service Class           | C000255925                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $170,052.23

- **g. Provide the net income from securities lending activities:** $355.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** Massachusetts Financial Services Company

- **ii. SEC file number:** 801-17352

- **iii. CRD number:** 000110045

- **iv. LEI, if any:** 1G3OSH3GLGJ7X1JC5I61

- **v. Is the sub-adviser an affiliated person?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** Yes

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** Yes

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,857.37

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,586.36

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,503.02

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,687.13

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,450.08

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $857.18

**Brokers Record: 7**

- **i. Full name of broker:** National Financial Services LLC

- **ii. SEC file number:** 8-26740

- **iii. CRD number:** 000013041

- **iv. LEI, if any:** 549300JRHF1MHHWUAW04

- **v. State, if applicable:** MA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,850.53

**Brokers Record: 8**

- **i. Full name of broker:** BMO Capital Markets Corp.

- **ii. SEC file number:** 8-34344

- **iii. CRD number:** 000016686

- **iv. LEI, if any:** RUC0QBLBRPRCU4W1NE59

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,038.97

**Brokers Record: 9**

- **i. Full name of broker:** Barclays Capital, Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $814.04

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,379.99

**Aggregate Commission:** $28,571.67

**Item C.17.a. Principal transaction counterparties.**

| Name                       | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $163,941,222.48           |
| RBC Capital Markets, LLC   | 8-45411           |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $396,281.55               |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $164,337,504.03

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $312,812,065.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 18 - NYLI VP MacKay Convertible Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP MacKay Convertible Portfolio

- **b. Series identification number, if any:** S000009427

- **c. LEI:** 549300D9NU5LC6O9PL54

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 3

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000025784                                | N/A                          |
|                           2 | Service 2 Class         | C000168875                                | N/A                          |
|                           3 | Service Class           | C000025785                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $18,852,359.95

- **g. Provide the net income from securities lending activities:** $153,640.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** MacKay Shields LLC

- **ii. SEC file number:** 801-5594

- **iii. CRD number:** 000107717

- **iv. LEI, if any:** 549300Y7LLCOFU7R8H16

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Euroclear

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 2**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Piper Sandler & Co.

- **ii. SEC file number:** 8-15204

- **iii. CRD number:** 000000665

- **iv. LEI, if any:** 549300GRQCWQ3XGH0H10

- **v. State, if applicable:** MN

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,868.56

**Brokers Record: 2**

- **i. Full name of broker:** Stifel, Nicolaus & Company, Incorporated

- **ii. SEC file number:** 8-01447

- **iii. CRD number:** 000000793

- **iv. LEI, if any:** 5WUVMA08EYG4KEUPW589

- **v. State, if applicable:** MO

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,915.69

**Brokers Record: 3**

- **i. Full name of broker:** Truist Securities, Inc.

- **ii. SEC file number:** 8-17212

- **iii. CRD number:** 000006271

- **iv. LEI, if any:** CSVTK36R0PNGXEM7NS14

- **v. State, if applicable:** GA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,915.66

**Brokers Record: 4**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $13,215.18

**Brokers Record: 5**

- **i. Full name of broker:** Johnson Rice & Company L.L.C.

- **ii. SEC file number:** 8-37567

- **iii. CRD number:** 000019524

- **iv. LEI, if any:** 5493002HOBQXDBY8GG36

- **v. State, if applicable:** LA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $12,377.46

**Brokers Record: 6**

- **i. Full name of broker:** MUFG Securities Americas Inc.

- **ii. SEC file number:** 8-43026

- **iii. CRD number:** 000019685

- **iv. LEI, if any:** K5HU16E3LMSVCCJJJ255

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,661.39

**Brokers Record: 7**

- **i. Full name of broker:** Evercore Group L.L.C.

- **ii. SEC file number:** 8-49830

- **iii. CRD number:** 000042405

- **iv. LEI, if any:** 5493008F0LRLS5N8LZ81

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,311.96

**Brokers Record: 8**

- **i. Full name of broker:** Bank of New York Mellon Corp.

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** WFLLPEPC7FZXENRZV188

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,661.39

**Aggregate Commission:** $64,927.29

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC    | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $1,590,988,460.97         |
| Oppenheimer & Co. Inc.        | 8-04077           | 000000249    | 254900VH02JQR2L8XD64 | NY      | US        | $133,444,336.42           |
| Goldman Sachs & Co. LLC       | 8-00129           | 000000361    | FOR8UP27PHTHYVLBNG30 | NY      | US        | $152,275,884.82           |
| Citigroup Global Markets Inc. | 8-08177           | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $68,253,603.73            |
| Pershing LLC                  | 8-17574           | 000007560    | ZI8Q1A8EI8LQFJNM0D94 | NJ      | US        | $77,308,684.62            |
| UBS Securities LLC            | 8-22651           | 000007654    | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $62,424,882.84            |
| Morgan Stanley & Co. LLC      | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $65,906,955.97            |
| Wells Fargo Securities, LLC   | 8-65876           | 000126292    | VYVVCKR63DVZZN70PB21 | NC      | US        | $104,608,457.78           |
| BofA Securities, Inc.         | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $205,890,200.82           |
| SANTANDER INVESTMENT S.A.     | N/A               | N/A          | 959800PF0SJV8TSAB140 |  |  | $70,322,213.86            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $2,944,341,555.56

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $1,478,270,535.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 19 - NYLI VP MacKay High Yield Corporate Bond Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP MacKay High Yield Corporate Bond Portfolio

- **b. Series identification number, if any:** S000009448

- **c. LEI:** 549300PH47IJB67K8N80

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000025826                                | N/A                          |
|                           2 | Service Class           | C000025827                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $0.00

- **g. Provide the net income from securities lending activities:** $0.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(e) (17 CFR 270.18f-4(e))

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** MacKay Shields LLC

- **ii. SEC file number:** 801-5594

- **iii. CRD number:** 000107717

- **iv. LEI, if any:** 549300Y7LLCOFU7R8H16

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Forvis Mazars Wealth Advisors, LLC

- **Description of other identifying number:** CRD

- **iii. State, if applicable:** MO

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 6**

- **i. Full name:** S&P Global Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** Y6X4K52KMJMZE7I7MY94

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Euroclear

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 2**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $0.01

**Brokers Record: 2**

- **i. Full name of broker:** Barclays Capital, Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $129.00

**Brokers Record: 3**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $54.50

**Aggregate Commission:** $183.51

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC    | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $280,452,059.53           |
| Goldman Sachs & Co. LLC       | 8-00129           |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $248,726,708.62           |
| Jefferies LLC                 | 8-15074           |    000002347 | 58PU97L1C0WSRCWADL48 | NY      | US        | $41,833,345.83            |
| Citigroup Global Markets Inc. | 8-08177           |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $112,641,884.44           |
| UBS Securities LLC            | 8-22651           |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $52,177,821.25            |
| Morgan Stanley & Co. LLC      | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $104,888,660.62           |
| Barclays Capital, Inc.        | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $88,728,706.30            |
| RBC Capital Markets, LLC      | 8-45411           |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $42,203,933.00            |
| Wells Fargo Securities, LLC   | 8-65876           |    000126292 | VYVVCKR63DVZZN70PB21 | NC      | US        | $127,937,249.20           |
| BofA Securities, Inc.         | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $166,295,520.80           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $1,454,086,045.95

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $2,746,453,919.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 20 - NYLI VP MacKay Strategic Bond Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP MacKay Strategic Bond Portfolio

- **b. Series identification number, if any:** S000031904

- **c. LEI:** 6C5519UGH7WX3W03CU84

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000099347                                | N/A                          |
|                           2 | Service Class           | C000099348                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $6,413,972.84

- **g. Provide the net income from securities lending activities:** $72,647.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** MacKay Shields LLC

- **ii. SEC file number:** 801-5594

- **iii. CRD number:** 000107717

- **iv. LEI, if any:** 549300Y7LLCOFU7R8H16

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BNP Paribas

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** Banco Citi Mexico S.A.

- **ii. LEI, if any:** 529900H31AYI6WA1J534

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Bank Handlowy w. Warszawie S.A.

- **ii. LEI, if any:** XLEZHWWOI4HFQDGL4793

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Bank Leumi le-Israel B.M.

- **ii. LEI, if any:** 7JDSZWRGUQY2DSTWCR57

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** CACEIS Bank Spain, S.A.U.

- **ii. LEI, if any:** 95980020140005970915

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Citibank A.S.

- **ii. LEI, if any:** CWZ8NZDH5SKY12Q4US31

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** DBS Bank Ltd

- **ii. LEI, if any:** ATUEL7OJR5057F2PV266

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** Deutsche Bank AG

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** Euroclear

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 11**

- **i. Full name:** FirstRand Bank Limited

- **ii. LEI, if any:** ZAYQDKTCATIXF9OQY690

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** J.P. Morgan S.A. DTVM

- **ii. LEI, if any:** 5493001LS7J56NZZ3G07

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 19**

- **i. Full name:** Mizuho Bank, Ltd.

- **ii. LEI, if any:** RB0PEZSDGCO3JS6CEU02

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** Royal Bank of Canada

- **ii. LEI, if any:** ES7IP3U3RHIGC71XBU11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** Stanbic IBTC Bank Plc

- **ii. LEI, if any:** 029200098C3K8BI2D551

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** Standard Chartered Bank (Thai) Public Company Limited

- **ii. LEI, if any:** 549300O1LQYCQ7G1IM57

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 24**

- **i. Full name:** UniCredit Bank Austria AG

- **ii. LEI, if any:** D1HEB8VEU6D9M8ZUXG17

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $45,998.55

**Aggregate Commission:** $45,998.55

**Item C.17.a. Principal transaction counterparties.**

| Name                                  | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC            | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $431,634,944.98           |
| Goldman Sachs & Co. LLC               | 8-00129           | 000000361    | FOR8UP27PHTHYVLBNG30 | NY      | US        | $60,444,861.77            |
| Nomura Securities International, Inc. | 8-15255           | 000004297    | OXTKY6Q8X53C9ILVV871 | NY      | US        | $75,809,439.44            |
| Citigroup Global Markets Inc.         | 8-08177           | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $87,779,854.66            |
| Morgan Stanley & Co. LLC              | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $44,353,508.84            |
| Barclays Capital, Inc.                | 8-41342           | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $61,287,040.52            |
| StoneX Financial, Inc                 | 8-51269           | 000045993    | 549300LNKU6K5TJCRG93 | FL      | US        | $67,743,693.47            |
| Citadel Securities LLC                | 8-53574           | 000116797    | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $131,804,585.23           |
| BofA Securities, Inc.                 | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $235,053,468.59           |
| Bank of Montreal                      | N/A               | N/A          | NQQ6HPCNCCU6TUTQYE16 |  |  | $72,444,860.85            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $1,551,981,451.50

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $569,836,372.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 21 - NYLI VP MacKay U.S. Infrastructure Bond Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP MacKay U.S. Infrastructure Bond Portfolio

- **b. Series identification number, if any:** S000009446

- **c. LEI:** 5493007I229AFJKX0U56

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000025822                                | N/A                          |
|                           2 | Service Class           | C000025823                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $0.00

- **g. Provide the net income from securities lending activities:** $0.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** MacKay Shields LLC

- **ii. SEC file number:** 801-5594

- **iii. CRD number:** 000107717

- **iv. LEI, if any:** 549300Y7LLCOFU7R8H16

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $982.10

**Aggregate Commission:** $982.10

**Item C.17.a. Principal transaction counterparties.**

| Name                             | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC       | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $344,413,634.15           |
| Raymond James & Associates, Inc. | 8-10999           |    000000705 | U4ONQX15J3RO8XCKE979 | FL      | US        | $14,559,527.50            |
| Jefferies LLC                    | 8-15074           |    000002347 | 58PU97L1C0WSRCWADL48 | NY      | US        | $16,188,708.75            |
| UBS Securities LLC               | 8-22651           |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $8,743,710.50             |
| Morgan Stanley & Co. LLC         | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $22,262,103.00            |
| First Horizon Advisors, Inc.     | 8-35061           |    000017117 | COOWI3L2W9TPYR3WJX37 | TN      | US        | $10,363,450.06            |
| Barclays Capital, Inc.           | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $12,366,743.00            |
| RBC Capital Markets, LLC         | 8-45411           |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $41,013,822.90            |
| Wells Fargo Securities, LLC      | 8-65876           |    000126292 | VYVVCKR63DVZZN70PB21 | NC      | US        | $59,941,489.05            |
| BofA Securities, Inc.            | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $85,210,876.11            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $673,870,813.72

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $233,618,195.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 22 - NYLI VP Moderate Allocation Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP Moderate Allocation Portfolio

- **b. Series identification number, if any:** S000009441

- **c. LEI:** 5493005B2WQWESB52I39

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000025812                                | N/A                          |
|                           2 | Service Class           | C000025813                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [x] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $0.00

- **g. Provide the net income from securities lending activities:** $0.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $21,840.00

**Brokers Record: 2**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $117,771.00

**Aggregate Commission:** $139,611.02

**Item C.17.a. Principal transaction counterparties.**

| Name                                       | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                 | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $300,225,790.13           |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | 8-07221           |    000007691 | 8NAV47T0Y26Q87Y0QP81 | NY      | US        | $5,427,480.37             |
| Susquehanna Financial Group, LLLP          | 8-44325           |    000035865 | 549300E8QX0ZMRDC2M81 | PA      | US        | $2,057,006.74             |
| Citadel Securities LLC                     | 8-53574           |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $12,470,011.33            |
| Virtu Americas LLC                         | 8-68193           |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $17,241,502.18            |
| Jane Street Execution Services, LLC        | 8-69254           |    000167280 | 549300HXJLXCPDWAH070 | NY      | US        | $16,007,357.45            |
| BofA Securities, Inc.                      | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $14,367,938.20            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $367,797,086.40

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $675,981,590.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 23 - NYLI VP Natural Resources Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP Natural Resources Portfolio

- **b. Series identification number, if any:** S000033927

- **c. LEI:** 549300FESN1ZIO3K4S50

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000104625                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $7,321,217.64

- **g. Provide the net income from securities lending activities:** $138,709.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17e-1 (17 CFR 270.17e-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** Newton Investment Management North America, LLC

- **ii. SEC file number:** 801-120501

- **iii. CRD number:** 000312937

- **iv. LEI, if any:** 549300USELNALQ9OYY51

- **v. Is the sub-adviser an affiliated person?:** No

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BNP PARIBAS

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** BNP Paribas

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** BNP Paribas

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** BNP Paribas

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** Banco Citi Mexico S.A.

- **ii. LEI, if any:** 529900H31AYI6WA1J534

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Banco Santander Chile

- **ii. LEI, if any:** 3YJP8HORPAEXJ80D6368

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Bank Handlowy w. Warszawie S.A.

- **ii. LEI, if any:** XLEZHWWOI4HFQDGL4793

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** Bank Leumi le-Israel B.M.

- **ii. LEI, if any:** 7JDSZWRGUQY2DSTWCR57

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** CACEIS Bank Spain, S.A.U.

- **ii. LEI, if any:** 95980020140005970915

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** Citibank A.S.

- **ii. LEI, if any:** CWZ8NZDH5SKY12Q4US31

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** Citibank del Peru S.A.

- **ii. LEI, if any:** MYTK5NHHP1G8TVFGT193

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** Cititrust Colombia S.A.

- **ii. LEI, if any:** 549300242J3IJCOSGI49

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** DBS Bank Ltd

- **ii. LEI, if any:** ATUEL7OJR5057F2PV266

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** Deutsche Bank AG

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** Deutsche Bank AG

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** EUROCLEAR

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 18**

- **i. Full name:** Euroclear

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 19**

- **i. Full name:** FirstRand Bank Limited

- **ii. LEI, if any:** ZAYQDKTCATIXF9OQY690

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** HSBC Bank (China) Company Limited

- **ii. LEI, if any:** 2CZOJRADNJXBLT55G526

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** HSBC Bank Malaysia Berhad

- **ii. LEI, if any:** P3RPN9OJFCXUPJWB1Q09

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** HSBC Bank Middle East Limited

- **ii. LEI, if any:** 549300F99IL9YJDWH369

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** HSBC Bank Middle East Limited

- **ii. LEI, if any:** 549300F99IL9YJDWH369

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 24**

- **i. Full name:** HSBC Bank Middle East Limited

- **ii. LEI, if any:** 549300F99IL9YJDWH369

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 25**

- **i. Full name:** HSBC Bank Middle East Limited

- **ii. LEI, if any:** 549300F99IL9YJDWH369

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 26**

- **i. Full name:** J.P. Morgan Bank International (Limited Liability Company)**

- **ii. LEI, if any:** 549300B831LSRSI6RA15

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 27**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 28**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 29**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 30**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 31**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 32**

- **i. Full name:** J.P. Morgan S.A. DTVM

- **ii. LEI, if any:** 5493001LS7J56NZZ3G07

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 33**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 34**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 35**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 36**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 37**

- **i. Full name:** Mizuho Bank, Ltd.

- **ii. LEI, if any:** RB0PEZSDGCO3JS6CEU02

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 38**

- **i. Full name:** PT Bank HSBC Indonesia

- **ii. LEI, if any:** 213800HW5IDIRLWH1203

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 39**

- **i. Full name:** Royal Bank of Canada

- **ii. LEI, if any:** ES7IP3U3RHIGC71XBU11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 40**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 41**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 42**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 43**

- **i. Full name:** Standard Chartered Bank (Thai) Public Company Limited

- **ii. LEI, if any:** 549300O1LQYCQ7G1IM57

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 44**

- **i. Full name:** Standard Chartered Bank Korea Limited

- **ii. LEI, if any:** NUXTG47HHHM1K2L0SG39

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 45**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 46**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 47**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 48**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 49**

- **i. Full name:** UniCredit Bank Austria AG

- **ii. LEI, if any:** D1HEB8VEU6D9M8ZUXG17

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $55,280.03

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $29,602.99

**Brokers Record: 3**

- **i. Full name of broker:** Piper Sandler & Co.

- **ii. SEC file number:** 8-15204

- **iii. CRD number:** 000000665

- **iv. LEI, if any:** 549300GRQCWQ3XGH0H10

- **v. State, if applicable:** MN

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,149.69

**Brokers Record: 4**

- **i. Full name of broker:** Scotia Capital (USA) Inc.

- **ii. SEC file number:** 8-03716

- **iii. CRD number:** 000002739

- **iv. LEI, if any:** 549300BLWPABP1VNME36

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,783.43

**Brokers Record: 5**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $54,445.65

**Brokers Record: 6**

- **i. Full name of broker:** TD SECURITIES (USA) LLC

- **ii. SEC file number:** 8-36747

- **iii. CRD number:** 000018476

- **iv. LEI, if any:** SUVUFHICNZMP2WKHG940

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11,623.31

**Brokers Record: 7**

- **i. Full name of broker:** Barclays Capital, Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $43,882.33

**Brokers Record: 8**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 8-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $109,161.10

**Brokers Record: 9**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 8-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,604.89

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $28,362.22

**Aggregate Commission:** $394,674.46

**Item C.17.a. Principal transaction counterparties.**

| Name                       | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $141,573,331.18           |
| Goldman Sachs & Co. LLC    | 8-00129           |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $800,225.00               |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $142,373,556.18

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $287,410,527.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 24 - NYLI VP Newton Technology Growth Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP Newton Technology Growth Portfolio

- **b. Series identification number, if any:** S000089399

- **c. LEI:** 2549000MZXDIP4EZGQ88

- **d. Is this the first filing on this form by the Fund?:** Yes

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 2

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000255928                                | N/A                          |
|                           2 | Service Class           | C000255927                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $2,419,490.98

- **g. Provide the net income from securities lending activities:** $11,861.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** Newton Investment Management North America, LLC

- **ii. SEC file number:** 801-120501

- **iii. CRD number:** 000312937

- **iv. LEI, if any:** 549300USELNALQ9OYY51

- **v. Is the sub-adviser an affiliated person?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** Yes

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** Yes

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $17,973.70

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,754.02

**Brokers Record: 3**

- **i. Full name of broker:** Keybanc Capital Markets Inc.

- **ii. SEC file number:** 8-30177

- **iii. CRD number:** 000000566

- **iv. LEI, if any:** 2EQWV0180Z211YVAD813

- **v. State, if applicable:** OH

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $44,492.48

**Brokers Record: 4**

- **i. Full name of broker:** Piper Sandler & Co.

- **ii. SEC file number:** 8-15204

- **iii. CRD number:** 000000665

- **iv. LEI, if any:** 549300GRQCWQ3XGH0H10

- **v. State, if applicable:** MN

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,693.13

**Brokers Record: 5**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,586.93

**Brokers Record: 6**

- **i. Full name of broker:** ROBERT W. BAIRD & CO. INCORPORATED

- **ii. SEC file number:** 8-00497

- **iii. CRD number:** 000008158

- **iv. LEI, if any:** 549300772UJAHRD6LO53

- **v. State, if applicable:** WI

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,551.57

**Brokers Record: 7**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $17,827.85

**Brokers Record: 8**

- **i. Full name of broker:** SG Americas Securities, LLC

- **ii. SEC file number:** 8-66125

- **iii. CRD number:** 000128351

- **iv. LEI, if any:** 549300F35UE0BOM1WJ55

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,911.32

**Brokers Record: 9**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 8-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,399.40

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $18,049.49

**Aggregate Commission:** $125,410.51

**Item C.17.a. Principal transaction counterparties.**

| Name                       | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $388,209,717.22           |
| Morgan Stanley & Co. LLC   | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $22,572.00                |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $388,232,289.22

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $1,223,406,800.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 25 - NYLI VP PIMCO Real Return Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP PIMCO Real Return Portfolio

- **b. Series identification number, if any:** S000033931

- **c. LEI:** FL0D50RT2GXIMU1UV517

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000104633                                | N/A                          |
|                           2 | Service Class           | C000104634                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $0.00

- **g. Provide the net income from securities lending activities:** $0.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** Pacific Investment Management Company LLC

- **ii. SEC file number:** 801-48187

- **iii. CRD number:** 000104559

- **iv. LEI, if any:** 549300KGPYQZXGMYYN38

- **v. Is the sub-adviser an affiliated person?:** No

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BNP PARIBAS

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** BNP Paribas

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** BNP Paribas

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Banco Citi Mexico S.A.

- **ii. LEI, if any:** 529900H31AYI6WA1J534

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** Banco Itau Uruguay S.A.

- **ii. LEI, if any:** 549300HU8OQS1VTVXN55

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Banco Santander Chile

- **ii. LEI, if any:** 3YJP8HORPAEXJ80D6368

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Bank Handlowy w. Warszawie S.A.

- **ii. LEI, if any:** XLEZHWWOI4HFQDGL4793

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** Bank Leumi le-Israel B.M.

- **ii. LEI, if any:** 7JDSZWRGUQY2DSTWCR57

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** CACEIS Bank Spain, S.A.U.

- **ii. LEI, if any:** 95980020140005970915

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** Citibank A.S.

- **ii. LEI, if any:** CWZ8NZDH5SKY12Q4US31

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** Citibank NA-Buenos Aires

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** Citibank del Peru S.A.

- **ii. LEI, if any:** MYTK5NHHP1G8TVFGT193

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** Cititrust Colombia S.A.

- **ii. LEI, if any:** 549300242J3IJCOSGI49

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** DBS Bank Ltd

- **ii. LEI, if any:** ATUEL7OJR5057F2PV266

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** Deutsche Bank AG

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** Deutsche Bank AG

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** Euroclear

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 19**

- **i. Full name:** FirstRand Bank Limited

- **ii. LEI, if any:** ZAYQDKTCATIXF9OQY690

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** HSBC Bank (China) Company Limited

- **ii. LEI, if any:** 2CZOJRADNJXBLT55G526

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** HSBC Bank Malaysia Berhad

- **ii. LEI, if any:** P3RPN9OJFCXUPJWB1Q09

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 24**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 25**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 26**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 27**

- **i. Full name:** J.P. Morgan S.A. DTVM

- **ii. LEI, if any:** 5493001LS7J56NZZ3G07

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 28**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 29**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 30**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 31**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 32**

- **i. Full name:** Mizuho Bank, Ltd.

- **ii. LEI, if any:** RB0PEZSDGCO3JS6CEU02

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 33**

- **i. Full name:** PT Bank HSBC Indonesia

- **ii. LEI, if any:** 213800HW5IDIRLWH1203

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 34**

- **i. Full name:** Royal Bank of Canada

- **ii. LEI, if any:** ES7IP3U3RHIGC71XBU11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 35**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 36**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 37**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 38**

- **i. Full name:** Stanbic IBTC Bank Plc

- **ii. LEI, if any:** 029200098C3K8BI2D551

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 39**

- **i. Full name:** Standard Chartered Bank (Thai) Public Company Limited

- **ii. LEI, if any:** 549300O1LQYCQ7G1IM57

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 40**

- **i. Full name:** Standard Chartered Bank Korea Limited

- **ii. LEI, if any:** NUXTG47HHHM1K2L0SG39

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 41**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 42**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 43**

- **i. Full name:** UniCredit Bank Austria AG

- **ii. LEI, if any:** D1HEB8VEU6D9M8ZUXG17

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 44**

- **i. Full name:** UniCredit Bank Czech Republic and Slovakia, a.s.

- **ii. LEI, if any:** KR6LSKV3BTSJRD41IF75

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 45**

- **i. Full name:** UniCredit Bank Czech Republic and Slovakia, a.s.

- **ii. LEI, if any:** KR6LSKV3BTSJRD41IF75

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,053.05

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,178.30

**Brokers Record: 3**

- **i. Full name of broker:** Deutsche Bank Securities Inc.

- **ii. SEC file number:** 8-17822

- **iii. CRD number:** 000002525

- **iv. LEI, if any:** 9J6MBOOO7BECTDTUZW19

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $555.76

**Brokers Record: 4**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $734.55

**Brokers Record: 5**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,337.24

**Brokers Record: 6**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 8-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,901.88

**Brokers Record: 7**

- **i. Full name of broker:** Barclays Capital, Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $491.00

**Brokers Record: 8**

- **i. Full name of broker:** Wells Fargo Securities, LLC

- **ii. SEC file number:** 8-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,467.46

**Brokers Record: 9**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $874.61

**Brokers Record: 10**

- **i. Full name of broker:** Societe Generale

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** O2RNE8IBXP4R0TD8PU41

- **vii. Gross commissions paid by the Fund for the reporting period:** $487.69

**Aggregate Commission:** $24,350.91

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC    | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $377,574,772.79           |
| Goldman Sachs & Co. LLC       | 8-00129           | 000000361    | FOR8UP27PHTHYVLBNG30 | NY      | US        | $79,552,607.20            |
| Deutsche Bank Securities Inc. | 8-17822           | 000002525    | 9J6MBOOO7BECTDTUZW19 | NY      | US        | $869,746,876.10           |
| Citigroup Global Markets Inc. | 8-08177           | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $26,313,741.50            |
| Morgan Stanley & Co. LLC      | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $31,179,868.88            |
| BNP Paribas Securities Corp.  | 8-32682           | 000015794    | RCNB6OTYUAMMP879YW96 | NY      | US        | $4,584,721,695.53         |
| TD SECURITIES (USA) LLC       | 8-36747           | 000018476    | SUVUFHICNZMP2WKHG940 | NY      | US        | $47,064,009.60            |
| Barclays Capital, Inc.        | 8-41342           | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $13,812,626.62            |
| BofA Securities, Inc.         | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $411,652,240.72           |
| Regions Bank                  | N/A               | N/A          | EQTWLK1G7ODGC2MGLV11 | AL      | US        | $2,289,699,375.70         |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $8,758,982,565.03

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $408,562,192.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 26 - NYLI VP PineStone International Equity Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP PineStone International Equity Portfolio

- **b. Series identification number, if any:** S000009449

- **c. LEI:** 5493001LFCQX1FVGGI90

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000025828                                | N/A                          |
|                           2 | Service Class           | C000025829                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $585,904.22

- **g. Provide the net income from securities lending activities:** $6,320.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** PineStone Asset Management Inc

- **ii. SEC file number:** 801-122764

- **iii. CRD number:** 000317431

- **iv. LEI, if any:** 254900N10VI2LALV9C66

- **v. Is the sub-adviser an affiliated person?:** No

- **vi. Foreign country, if applicable:** CA

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,305.05

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11,401.47

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,322.21

**Brokers Record: 4**

- **i. Full name of broker:** Pershing LLC

- **ii. SEC file number:** 8-17574

- **iii. CRD number:** 000007560

- **iv. LEI, if any:** ZI8Q1A8EI8LQFJNM0D94

- **v. State, if applicable:** NJ

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,833.19

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $10,893.96

**Brokers Record: 6**

- **i. Full name of broker:** Merrill Lynch, Pierce, Fenner & Smith Inc.

- **ii. SEC file number:** 8-07221

- **iii. CRD number:** 000007691

- **iv. LEI, if any:** 8NAV47T0Y26Q87Y0QP81

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11,679.74

**Brokers Record: 7**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $12,954.26

**Brokers Record: 8**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 8-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,423.99

**Brokers Record: 9**

- **i. Full name of broker:** Mizuho Securities USA LLC

- **ii. SEC file number:** 8-37710

- **iii. CRD number:** 000019647

- **iv. LEI, if any:** 7TK5RJIZDFROZCA6XF66

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,645.41

**Brokers Record: 10**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 8-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,301.38

**Aggregate Commission:** $87,293.06

**Item C.17.a. Principal transaction counterparties.**

| Name                       | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $101,513,832.30           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $101,513,832.30

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $434,051,931.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 27 - NYLI VP S&P 500 Index Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP S&P 500 Index Portfolio

- **b. Series identification number, if any:** S000009443

- **c. LEI:** 549300P5U7H81N5DCP83

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000025816                                | N/A                          |
|                           2 | Service Class           | C000025817                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $9,602,829.80

- **g. Provide the net income from securities lending activities:** $24,500.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** J.P. Morgan Bank Luxembourg S.A.

- **ii. LEI, if any:** 549300ZK53CNGEEI6A29

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,463.00

**Brokers Record: 2**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11,474.61

**Brokers Record: 3**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 8-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $10,004.75

**Brokers Record: 4**

- **i. Full name of broker:** Citadel Securities LLC

- **ii. SEC file number:** 8-53574

- **iii. CRD number:** 000116797

- **iv. LEI, if any:** 12UUJYTN7D3SW8KCSG25

- **v. State, if applicable:** FL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,206.32

**Brokers Record: 5**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 8-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,261.87

**Aggregate Commission:** $41,410.55

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC    | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $104,904,589.50           |
| Citigroup Global Markets Inc. | 8-08177           |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $843,682,608.18           |
| Citadel Securities LLC        | 8-53574           |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $125,477,215.38           |
| BofA Securities, Inc.         | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $309,809,387.74           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $1,383,873,800.80

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $5,155,156,977.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 28 - NYLI VP Schroders Mid Cap Opportunities Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP Schroders Mid Cap Opportunities Portfolio

- **b. Series identification number, if any:** S000009432

- **c. LEI:** 54930047EAJHZR5MMJ62

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000025794                                | N/A                          |
|                           2 | Service Class           | C000025795                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $2,808,769.54

- **g. Provide the net income from securities lending activities:** $6,527.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** Schroders Investment Management North America Inc.

- **ii. SEC file number:** 801-15834

- **iii. CRD number:** 000105820

- **iv. LEI, if any:** 5493003P29LAPF3HFV10

- **v. Is the sub-adviser an affiliated person?:** No

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $36,890.86

**Brokers Record: 2**

- **i. Full name of broker:** Stifel, Nicolaus & Company, Incorporated

- **ii. SEC file number:** 8-01447

- **iii. CRD number:** 000000793

- **iv. LEI, if any:** 5WUVMA08EYG4KEUPW589

- **v. State, if applicable:** MO

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $13,319.43

**Brokers Record: 3**

- **i. Full name of broker:** Pershing LLC

- **ii. SEC file number:** 8-17574

- **iii. CRD number:** 000007560

- **iv. LEI, if any:** ZI8Q1A8EI8LQFJNM0D94

- **v. State, if applicable:** NJ

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $50,115.45

**Brokers Record: 4**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $79,765.15

**Brokers Record: 5**

- **i. Full name of broker:** ROBERT W. BAIRD & CO. INCORPORATED

- **ii. SEC file number:** 8-00497

- **iii. CRD number:** 000008158

- **iv. LEI, if any:** 549300772UJAHRD6LO53

- **v. State, if applicable:** WI

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $44,945.57

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $23,559.66

**Brokers Record: 7**

- **i. Full name of broker:** National Financial Services LLC

- **ii. SEC file number:** 8-26740

- **iii. CRD number:** 000013041

- **iv. LEI, if any:** 549300JRHF1MHHWUAW04

- **v. State, if applicable:** MA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $12,853.93

**Brokers Record: 8**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 8-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $16,805.76

**Brokers Record: 9**

- **i. Full name of broker:** Wells Fargo Securities, LLC

- **ii. SEC file number:** 8-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $15,697.24

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $19,835.65

**Aggregate Commission:** $357,596.57

**Item C.17.a. Principal transaction counterparties.**

| Name                       | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $416,389,208.54           |
| Morgan Stanley & Co. LLC   | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $65,538.00                |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $416,454,746.54

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $651,228,031.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 29 - NYLI VP Small Cap Growth Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP Small Cap Growth Portfolio

- **b. Series identification number, if any:** S000033926

- **c. LEI:** 549300VXWSMCSHWOUI87

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000104623                                | N/A                          |
|                           2 | Service Class           | C000104624                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $8,504,662.83

- **g. Provide the net income from securities lending activities:** $75,194.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** Segall Bryant & Hamill, LLC

- **ii. SEC file number:** 801-47232

- **iii. CRD number:** 000106505

- **iv. LEI, if any:** 54930071TXHX24MK8P61

- **v. Is the sub-adviser an affiliated person?:** No

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Sub-adviser Record: 2**

- **i. Full name:** Brown Advisory LLC

- **ii. SEC file number:** 801-38826

- **iii. CRD number:** 000110181

- **iv. LEI, if any:** 549300KMFGGW36I79D06

- **v. Is the sub-adviser an affiliated person?:** No

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $18,652.40

**Brokers Record: 2**

- **i. Full name of broker:** Stifel, Nicolaus & Company, Incorporated

- **ii. SEC file number:** 8-01447

- **iii. CRD number:** 000000793

- **iv. LEI, if any:** 5WUVMA08EYG4KEUPW589

- **v. State, if applicable:** MO

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11,580.62

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $32,217.74

**Brokers Record: 4**

- **i. Full name of broker:** Pershing LLC

- **ii. SEC file number:** 8-17574

- **iii. CRD number:** 000007560

- **iv. LEI, if any:** ZI8Q1A8EI8LQFJNM0D94

- **v. State, if applicable:** NJ

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $17,434.19

**Brokers Record: 5**

- **i. Full name of broker:** ROBERT W. BAIRD & CO. INCORPORATED

- **ii. SEC file number:** 8-00497

- **iii. CRD number:** 000008158

- **iv. LEI, if any:** 549300772UJAHRD6LO53

- **v. State, if applicable:** WI

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $13,301.66

**Brokers Record: 6**

- **i. Full name of broker:** TD SECURITIES (USA) LLC

- **ii. SEC file number:** 8-36747

- **iii. CRD number:** 000018476

- **iv. LEI, if any:** SUVUFHICNZMP2WKHG940

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $12,836.12

**Brokers Record: 7**

- **i. Full name of broker:** Barclays Capital, Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11,319.26

**Brokers Record: 8**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 8-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,425.47

**Brokers Record: 9**

- **i. Full name of broker:** Wells Fargo Securities, LLC

- **ii. SEC file number:** 8-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $22,674.36

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $20,343.80

**Aggregate Commission:** $234,952.18

**Item C.17.a. Principal transaction counterparties.**

| Name                       | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $337,963,385.58           |
| Morgan Stanley & Co. LLC   | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $1,255,759.00             |
| BofA Securities, Inc.      | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $744,636.00               |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $339,963,780.58

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $415,070,878.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 30 - NYLI VP U.S. Government Money Market Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP U.S. Government Money Market Portfolio

- **b. Series identification number, if any:** S000009447

- **c. LEI:** 5493004ZS0CGTLTW4I06

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000025824                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [x] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $0.00

- **g. Provide the net income from securities lending activities:** $0.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** NYL Investors LLC

- **ii. SEC file number:** 801-78759

- **iii. CRD number:** 000169553

- **iv. LEI, if any:** 5493000EG09WOQURS721

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                  | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC            | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $534,508,011.03           |
| Jefferies LLC                         | 8-15074           | 000002347    | 58PU97L1C0WSRCWADL48 | NY      | US        | $506,610,626.81           |
| Scotia Capital (USA) Inc.             | 8-03716           | 000002739    | 549300BLWPABP1VNME36 | NY      | US        | $6,610,000,000.00         |
| Nomura Securities International, Inc. | 8-15255           | 000004297    | OXTKY6Q8X53C9ILVV871 | NY      | US        | $687,249,252.22           |
| Citigroup Global Markets Inc.         | 8-08177           | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $469,372,143.10           |
| TD SECURITIES (USA) LLC               | 8-36747           | 000018476    | SUVUFHICNZMP2WKHG940 | NY      | US        | $11,312,315,002.81        |
| Barclays Capital, Inc.                | 8-41342           | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $755,209,288.39           |
| RBC Capital Markets, LLC              | 8-45411           | 000031194    | 549300LCO2FLSSVFFR64 | NY      | US        | $7,801,641,866.86         |
| BofA Securities, Inc.                 | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $28,422,352,999.83        |
| Bank of Montreal                      | N/A               | N/A          | NQQ6HPCNCCU6TUTQYE16 |  |  | $5,145,000,000.00         |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $63,780,860,641.39

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.b - Money market fund's daily average net assets:** $835,852,020.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 31 - NYLI VP Wellington Growth Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP Wellington Growth Portfolio

- **b. Series identification number, if any:** S000009425

- **c. LEI:** 5493007LRC2B414UYD92

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000025780                                | N/A                          |
|                           2 | Service Class           | C000025781                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $462,473.25

- **g. Provide the net income from securities lending activities:** $16,283.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** Wellington Management Company LLP

- **ii. SEC file number:** 801-15908

- **iii. CRD number:** 000106595

- **iv. LEI, if any:** 549300YHP12TEZNLCX41

- **v. Is the sub-adviser an affiliated person?:** No

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,084.26

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,242.83

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,084.50

**Brokers Record: 4**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,331.90

**Brokers Record: 5**

- **i. Full name of broker:** ROBERT W. BAIRD & CO. INCORPORATED

- **ii. SEC file number:** 8-00497

- **iii. CRD number:** 000008158

- **iv. LEI, if any:** 549300772UJAHRD6LO53

- **v. State, if applicable:** WI

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,237.72

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,262.42

**Brokers Record: 7**

- **i. Full name of broker:** Barclays Capital, Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,518.25

**Brokers Record: 8**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 8-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,497.85

**Brokers Record: 9**

- **i. Full name of broker:** Sanford C. Bernstein & Co., LLC

- **ii. SEC file number:** 8-52942

- **iii. CRD number:** 000104474

- **iv. LEI, if any:** 549300I7JYZHT7D5CO04

- **v. State, if applicable:** TN

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,574.49

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,824.38

**Aggregate Commission:** $59,509.65

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC    | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $240,921,284.21           |
| Goldman Sachs & Co. LLC       | 8-00129           |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $460,500.00               |
| Jefferies LLC                 | 8-15074           |    000002347 | 58PU97L1C0WSRCWADL48 | NY      | US        | $225,800.00               |
| Citigroup Global Markets Inc. | 8-08177           |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $257,700.00               |
| Morgan Stanley & Co. LLC      | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $538,200.00               |
| Barclays Capital, Inc.        | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $230,400.00               |
| BofA Securities, Inc.         | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $197,700.00               |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $242,831,584.21

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $648,979,929.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 32 - NYLI VP Wellington Small Cap Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP Wellington Small Cap Portfolio

- **b. Series identification number, if any:** S000053035

- **c. LEI:** 549300Z6XCJT39O1YL94

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000166826                                | N/A                          |
|                           2 | Service Class           | C000166827                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $14,868,816.07

- **g. Provide the net income from securities lending activities:** $99,550.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** Wellington Management Company LLP

- **ii. SEC file number:** 801-15908

- **iii. CRD number:** 000106595

- **iv. LEI, if any:** 549300YHP12TEZNLCX41

- **v. Is the sub-adviser an affiliated person?:** No

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** LSEG US FIN CORP.

- **ii. LEI, if any, or provide and describe other identifying number:** 2138007FV67QQ13CGJ43

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $22,476.32

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $27,009.36

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $20,614.57

**Brokers Record: 4**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,890.31

**Brokers Record: 5**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $21,806.06

**Brokers Record: 6**

- **i. Full name of broker:** TD SECURITIES (USA) LLC

- **ii. SEC file number:** 8-36747

- **iii. CRD number:** 000018476

- **iv. LEI, if any:** SUVUFHICNZMP2WKHG940

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $15,751.67

**Brokers Record: 7**

- **i. Full name of broker:** Barclays Capital, Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $23,875.93

**Brokers Record: 8**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 8-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $18,191.48

**Brokers Record: 9**

- **i. Full name of broker:** BTIG, LLC

- **ii. SEC file number:** 8-65473

- **iii. CRD number:** 000122225

- **iv. LEI, if any:** 549300GTG9PL6WO3EC51

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $15,555.61

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $13,095.62

**Aggregate Commission:** $277,413.44

**Item C.17.a. Principal transaction counterparties.**

| Name                             | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC       | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $184,480,486.00           |
| Goldman Sachs & Co. LLC          | 8-00129           |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $389,995.00               |
| Raymond James & Associates, Inc. | 8-10999           |    000000705 | U4ONQX15J3RO8XCKE979 | FL      | US        | $690,900.00               |
| Jefferies LLC                    | 8-15074           |    000002347 | 58PU97L1C0WSRCWADL48 | NY      | US        | $1,603,330.00             |
| Stephens Inc.                    | 8-01927           |    000003496 | 213800LH6T9XDYZCA534 | AR      | US        | $819,550.00               |
| Truist Securities, Inc.          | 8-17212           |    000006271 | CSVTK36R0PNGXEM7NS14 | GA      | US        | $413,700.00               |
| UBS Securities LLC               | 8-22651           |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $291,600.00               |
| Morgan Stanley & Co. LLC         | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $945,267.50               |
| B. Riley FBR, Inc.               | 8-41426           |    000025027 | 2549005CLOSQO0MJEA57 | CA      | US        | $484,500.00               |
| BofA Securities, Inc.            | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $350,400.00               |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $190,860,109.50

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $360,898,126.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Winslow Large Cap Growth Portfolio            | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 33 - NYLI VP Winslow Large Cap Growth Portfolio

**Item C.1. Background information.**

- **a. Full Name of the Fund:** NYLI VP Winslow Large Cap Growth Portfolio

- **b. Series identification number, if any:** S000009430

- **c. LEI:** 549300CXN2L5ZM6X0G21

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Initial Class           | C000025790                                | N/A                          |
|                           2 | Service Class           | C000025791                                | N/A                          |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** JPMorgan Chase Bank NA

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $486,577.67

- **g. Provide the net income from securities lending activities:** $104.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** New York Life Investment Management LLC

- **ii. SEC file number:** 801-57396

- **iii. CRD number:** 000109591

- **iv. LEI, if any:** IGJ1X7QLRC5K7CY9GE11

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** Winslow Capital Management, LLC

- **ii. SEC file number:** 801-41316

- **iii. CRD number:** 000106940

- **iv. LEI, if any:** 254900Q5GXV5W7IO3M77

- **v. Is the sub-adviser an affiliated person?:** No

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **ii. SEC file number:** 084-05844

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** NJ

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **ii. SEC file number:** 084-00448

- **iii. LEI, if any:** 00000000000000000000

- **iv. State, if applicable:** CT

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** NYLIM Service Company LLC

- **iii. State, if applicable:** NJ

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C Global Investor & Distribution Solutions, Inc.

- **iii. State, if applicable:** CT

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** JPMorgan Chase Bank, N.A.

- **ii. LEI, if any, or other identifying number:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

**Administrators Record: 2**

- **i. Full name:** New York Life Investment Management LLC

- **ii. LEI, if any, or other identifying number:** IGJ1X7QLRC5K7CY9GE11

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** NYLIFE Securities LLC

- **b. SEC file number:** 8-15517

- **c. CRD number:** 000005167

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** NYLIFE Distributors LLC

- **b. SEC file number:** 8-46655

- **c. CRD number:** 000035350

- **d. LEI, if any:** 00000000000000000000

- **e. State, if applicable:** NJ

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $78,654.84

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-00129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $14,581.17

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $89,917.26

**Brokers Record: 4**

- **i. Full name of broker:** Pershing LLC

- **ii. SEC file number:** 8-17574

- **iii. CRD number:** 000007560

- **iv. LEI, if any:** ZI8Q1A8EI8LQFJNM0D94

- **v. State, if applicable:** NJ

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $46,261.44

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $16,417.92

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $24,841.77

**Brokers Record: 7**

- **i. Full name of broker:** Barclays Capital, Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $48,090.06

**Brokers Record: 8**

- **i. Full name of broker:** Evercore Group L.L.C.

- **ii. SEC file number:** 8-49830

- **iii. CRD number:** 000042405

- **iv. LEI, if any:** 5493008F0LRLS5N8LZ81

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $13,706.22

**Brokers Record: 9**

- **i. Full name of broker:** Wells Fargo Securities, LLC

- **ii. SEC file number:** 8-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $22,680.78

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $29,867.13

**Aggregate Commission:** $410,926.29

**Item C.17.a. Principal transaction counterparties.**

| Name                       | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $1,092,490,091.48         |
| Goldman Sachs & Co. LLC    | 8-00129           |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $2,869,959.37             |
| Morgan Stanley & Co. LLC   | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $4,224,000.00             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $1,107,362,780.85

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $1,832,323,747.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $600,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $100,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                          | SEC File number   |
|:---|:---|
| NYLI Balanced Fund                                    | 811-22321         |
| NYLI CBRE Global Infrastructure Fund                  | 811-22321         |
| NYLI CBRE Real Estate Fund                            | 811-22321         |
| NYLI Candriam Emerging Markets Debt Fund              | 811-04550         |
| NYLI Candriam Emerging Markets Equity Fund            | 811-22321         |
| NYLI Conservative Allocation Fund                     | 811-22321         |
| NYLI Conservative ETF Allocation Fund                 | 811-22321         |
| NYLI Cushing MLP Premier Fund                         | 811-22321         |
| NYLI Epoch Capital Growth Fund                        | 811-22321         |
| NYLI Epoch Global Equity Yield Fund                   | 811-22321         |
| NYLI Epoch International Choice Fund                  | 811-22321         |
| NYLI Epoch U.S. Equity Yield Fund                     | 811-22321         |
| NYLI Equity Allocation Fund                           | 811-22321         |
| NYLI Equity ETF Allocation Fund                       | 811-22321         |
| NYLI Fiera SMID Growth Fund                           | 811-22321         |
| NYLI Floating Rate Fund                               | 811-22321         |
| NYLI Growth Allocation Fund                           | 811-22321         |
| NYLI Growth ETF Allocation Fund                       | 811-22321         |
| NYLI Income Builder Fund                              | 811-04550         |
| NYLI MacKay Arizona Muni Fund                         | 811-22321         |
| NYLI MacKay California Muni Fund                      | 811-22321         |
| NYLI MacKay Colorado Muni Fund                        | 811-22321         |
| NYLI MacKay Convertible Fund                          | 811-04550         |
| NYLI MacKay High Yield Corporate Bond Fund            | 811-04550         |
| NYLI MacKay High Yield Muni Bond Fund                 | 811-22321         |
| NYLI MacKay New York Muni Fund                        | 811-22321         |
| NYLI MacKay Oregon Muni Fund                          | 811-22321         |
| NYLI MacKay Short Duration High Income Fund           | 811-22321         |
| NYLI MacKay Short Term Muni Fund                      | 811-22321         |
| NYLI MacKay Strategic Bond Fund                       | 811-04550         |
| NYLI MacKay Strategic Muni Allocation Fund            | 811-22321         |
| NYLI MacKay Tax Free Bond Fund                        | 811-04550         |
| NYLI MacKay Total Return Bond Fund                    | 811-22321         |
| NYLI MacKay U.S. Infrastructure Bond Fund             | 811-04550         |
| NYLI MacKay Utah Muni Fund                            | 811-22321         |
| NYLI Moderate Allocation Fund                         | 811-22321         |
| NYLI Moderate ETF Allocation Fund                     | 811-22321         |
| NYLI PineStone Global Equity Fund                     | 811-22321         |
| NYLI PineStone International Equity Fund              | 811-22321         |
| NYLI PineStone U.S. Equity Fund                       | 811-22321         |
| NYLI S&P 500 Index Fund                               | 811-22321         |
| NYLI Short Term Bond Fund                             | 811-22321         |
| NYLI VP American Century Sustainable Equity Portfolio | 811-03833-01      |
| NYLI VP Balanced Portfolio                            | 811-03833-01      |
| NYLI VP Bond Portfolio                                | 811-03833-01      |
| NYLI VP CBRE Global Infrastructure Portfolio          | 811-03833-01      |
| NYLI VP Candriam Emerging Markets Equity Portfolio    | 811-03833-01      |
| NYLI VP Conservative Allocation Portfolio             | 811-03833-01      |
| NYLI VP Dimensional U.S. Equity Portfolio             | 811-03833-01      |
| NYLI VP Epoch U.S. Equity Yield Portfolio             | 811-03833-01      |
| NYLI VP Equity Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Fidelity Institutional AM Utilities Portfolio | 811-03833-01      |
| NYLI VP Floating Rate Portfolio                       | 811-03833-01      |
| NYLI VP Growth Allocation Portfolio                   | 811-03833-01      |
| NYLI VP Hedge Multi-Strategy Portfolio                | 811-03833-01      |
| NYLI VP Income Builder Portfolio                      | 811-03833-01      |
| NYLI VP Janus Henderson Balanced Portfolio            | 811-03833-01      |
| NYLI VP MFS Investors Trust Portfolio                 | 811-03833-01      |
| NYLI VP MFS Research Portfolio                        | 811-03833-01      |
| NYLI VP MacKay Convertible Portfolio                  | 811-03833-01      |
| NYLI VP MacKay High Yield Corporate Bond Portfolio    | 811-03833-01      |
| NYLI VP MacKay Strategic Bond Portfolio               | 811-03833-01      |
| NYLI VP MacKay U.S. Infrastructure Bond Portfolio     | 811-03833-01      |
| NYLI VP Moderate Allocation Portfolio                 | 811-03833-01      |
| NYLI VP Natural Resources Portfolio                   | 811-03833-01      |
| NYLI VP Newton Technology Growth Portfolio            | 811-03833-01      |
| NYLI VP PIMCO Real Return Portfolio                   | 811-03833-01      |
| NYLI VP PineStone International Equity Portfolio      | 811-03833-01      |
| NYLI VP S&P 500 Index Portfolio                       | 811-03833-01      |
| NYLI VP Schroders Mid Cap Opportunities Portfolio     | 811-03833-01      |
| NYLI VP Small Cap Growth Portfolio                    | 811-03833-01      |
| NYLI VP Wellington Growth Portfolio                   | 811-03833-01      |
| NYLI VP Wellington Small Cap Portfolio                | 811-03833-01      |
| NYLI WMC Enduring Capital Fund                        | 811-04550         |
| NYLI WMC Growth Fund                                  | 811-22321         |
| NYLI WMC International Research Equity Fund           | 811-22321         |
| NYLI WMC Small Companies Fund                         | 811-22321         |
| NYLI WMC Value Fund                                   | 811-04550         |
| NYLI Winslow Large Cap Growth Fund                    | 811-04550         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

## N-CEN: Part G: Attachments

**Item G.1a. Attachments.**

Attachments applicable to all Registrants. All Registrants shall file the following attachments, as applicable, with the current report. Indicate the attachments filed with the current report by checking the applicable items below:

- [ ] i. Legal proceedings

- [ ] ii. Provision of financial support

- [x] iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only)

- [ ] iv. Change in accounting principles and practices

- [ ] v. Information required to be filed pursuant to exemptive orders

- [ ] vi. Other information required to be included as an attachment pursuant to Commission rules and regulations

## N-CEN: Signature

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to a be signed on its behalf by the undersigned hereunto duly authorized.

**Registrant:** NEW YORK LIFE INVESTMENTS VP FUNDS TRUST

**Date:** 2025-12-31

**Signature:** Jack Benintende

**Title:** Treasurer