# EDGAR Filing Document

**Accession Number:** 0001967256
**File Stem:** 0001967256-25-000007
**Filing Date:** 2025-12
**Character Count:** 2320
**Document Hash:** 57068f921cfe014ce9f9c39c6807f380
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001967256-25-000007.hdr.sgml**: 20251229

**ACCESSION NUMBER**: 0001967256-25-000007

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251229

**DATE AS OF CHANGE**: 20251229

**EFFECTIVENESS DATE**: 20251229

**PERIOD START**: 20241001

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** KINGSROCK SECURITIES LLC
- **CENTRAL INDEX KEY:** 0001967256

**ORGANIZATION NAME:**
- **EIN:** 922107640
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-71064
- **FILM NUMBER:** 251603199

**BUSINESS ADDRESS:**
- **STREET 1:** 900 THIRD AVENUE, SUITE 1801
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 917-971-1904

**MAIL ADDRESS:**
- **STREET 1:** 900 THIRD AVENUE, SUITE 1801
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

### Attached PDF Documents

**Attachment 1:** `2025krspublic.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001967256

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 10-01-2024

**Report Period End Date:** 09-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** KINGSROCK SECURITIES LLC

**Business Address:** 900 THIRD AVENUE, SUITE 1801, NEW YORK, NY, 10022

**Contact Person:** Steven Plotycia

**Contact Phone:** 914-262-1589

### Independent Public Accountant Identification

**Accountant Name:** Rubio CPA, PC

**Accountant Address:** 3500 Lenox Road NE, Suite 1500, Atlanta, GA, 30326

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Louis Jaffe**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **KINGSROCK SECURITIES LLC**, as of **09-30-2025**, are true and correct.

**Signature:** Louis Jaffe

**Title:** CEO