# EDGAR Filing Document

**Accession Number:** 0001504665
**File Stem:** 9999999997-23-002692
**Filing Date:** 2023-3
**Character Count:** 1451
**Document Hash:** c3a4389483963fe924c086f18bcf103c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-002692.hdr.sgml**: 20230510

**ACCESSION NUMBER**: 9999999997-23-002692

**CONFORMED SUBMISSION TYPE**: FOCUSN

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230302

**DATE AS OF CHANGE**: 20230510

**EFFECTIVENESS DATE**: 20230302

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DFPG INVESTMENTS, LLC
- **CENTRAL INDEX KEY:** 0001504665
- **IRS NUMBER:** 273648334
- **STATE OF INCORPORATION:** UT
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** FOCUSN
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68730
- **FILM NUMBER:** 23002864

**BUSINESS ADDRESS:**
- **STREET 1:** 9017 S RIVERSIDE DRIVE
- **STREET 2:** SUITE 210
- **CITY:** SANDY
- **STATE:** UT
- **ZIP:** 84070
- **BUSINESS PHONE:** 801-838-9999

**MAIL ADDRESS:**
- **STREET 1:** 9017 S RIVERSIDE DRIVE
- **STREET 2:** SUITE 210
- **CITY:** SANDY
- **STATE:** UT
- **ZIP:** 84070

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DFPG INVESTMENTS, INC.
- **DATE OF NAME CHANGE:** 20190822

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DFPG INVESTMENTS, LLC
- **DATE OF NAME CHANGE:** 20190812

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DFPG INVESTMENTS, INC.
- **DATE OF NAME CHANGE:** 20101029

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23002864 for access to the original document.

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