# EDGAR Filing Document

**Accession Number:** 0000913760
**File Stem:** 0000913760-23-000056
**Filing Date:** 2023-3
**Character Count:** 6623
**Document Hash:** 141c48c8522122c652172004a39afc1e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000913760-23-000056.hdr.sgml**: 20230307

**ACCESSION NUMBER**: 0000913760-23-000056

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20230301

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**ITEM INFORMATION**: Regulation FD Disclosure

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230307

**DATE AS OF CHANGE**: 20230307

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** StoneX Group Inc.
- **CENTRAL INDEX KEY:** 0000913760
- **STANDARD INDUSTRIAL CLASSIFICATION:** SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
- **IRS NUMBER:** 592921318
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-36045
- **FILM NUMBER:** 23712927

**BUSINESS ADDRESS:**
- **STREET 1:** 230 PARK AVE
- **STREET 2:** 10TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10169
- **BUSINESS PHONE:** 212-485-3500

**MAIL ADDRESS:**
- **STREET 1:** 230 PARK AVE
- **STREET 2:** 10TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10169

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INTL FCSTONE INC.
- **DATE OF NAME CHANGE:** 20110302

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INTERNATIONAL ASSETS HOLDING CORP
- **DATE OF NAME CHANGE:** 19931020

?xml version="1.0" ? intl-20230301

    

**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION** 

**Washington, D.C. 20549** 

**_______________**

**Form 8-K** 

**_______________**

**CURRENT REPORT** 

**Pursuant to Section 13 or 15(d) of the** 

**Securities Exchange Act of 1934** 

**Date of Report (Date of earliest event reported): March 1, 2023**

**_______________**

**StoneX Group Inc.** 

**(Exact name of registrant as specified in its charter)** 

**_______________**

---

| | | |
|:---|:---|:---|
| **Delaware** | **000-23554** | **59-2921318** |
| **(State of Incorporation)** | **(Commission File Number)** | **(IRS Employer ID No.)** |

---

 **230 Park Ave, 10th Floor** 

**New York, NY 10169** 

**(Address of principal executive offices, including Zip Code)** 

**(212**) **485-3500** 

**(Registrant's telephone number, including area code)** 

**_______________**

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to rule 14d-2(b) under the Exchange Act 17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

---

| | | |
|:---|:---|:---|
| **Title of Each Class** | **Trading Symbol** | **Name of each exchange on which registered** |
| Common Stock, $0.01 par value | SNEX | The Nasdaq Stock Market LLC |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. □

    

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**Item 5.07. Submission of Matters to a Vote of Security Holders.**

The Annual Meeting of the Shareholders of StoneX Group Inc. was held on March 1, 2023. The final voting results for each matter submitted to a vote of the Shareholders are as follows:

<u>Item 1</u>. With respect to the election of nine directors to hold office for a term expiring at the 2024 annual meeting or until their respective earlier death, resignation or removal, votes were validly cast as follows for the following persons as directors of the Company:

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| | | | |
|:---|:---|:---|:---|
| <u>Nominees</u> | <u>Number of Votes For</u> | <u>Number of Votes Withheld</u> | <u>Broker Non-Votes</u> |
| Annabelle G. Bexiga | 16417576 | 210011 | 1741151 |
| Scott J. Branch | 15953698 | 673889 | 1741151 |
| Diane L. Cooper | 16238349 | 389238 | 1741151 |
| John M. Fowler | 15484660 | 1142927 | 1741151 |
| Steven Kass | 15835695 | 791892 | 1741151 |
| Sean M. O'Connor | 16300878 | 326709 | 1741151 |
| Eric Parthemore | 14452961 | 2174626 | 1741151 |
| John Radziwill | 16100617 | 526970 | 1741151 |
| Dhanu R. Thamodaran | 16394639 | 232948 | 1741151 |

---

<u>Item 2</u>. KPMG LLP was ratified as the Company's independent registered public accounting firm for the 2023 fiscal year with the following vote:

---

| | |
|:---|:---|
| FOR | 17,486,284 |
| AGAINST | 876,071 |
| ABSTAIN | 6,383 |
| BROKER NON-VOTES |  |

---

<u>Item 3</u>. A Company proposal, required by the Dodd-Frank Wall Street Reform and Consumer Protection Act, requesting that shareholders approve a non-binding resolution to approve the compensation awarded by the Company to the Company's Named Executive Officers ("say-on-pay") as described in the Compensation Discussion & Analysis, tabular disclosures, and other narrative executive compensation disclosures in the January 20, 2023 Proxy Statement as required by the rules of the Securities and Exchange Commission, passed with the following vote:

---

| | |
|:---|:---|
| FOR | 16,131,627 |
| AGAINST | 474,842 |
| ABSTAIN | 21,118 |
| BROKER NON-VOTES | 1,741,151 |

---

**Item 7.01. Regulation FD Disclosure.**

During the regular meeting of the Board of Directors held March 1, 2023, following the Annual Meeting of the Shareholders of StoneX Group Inc., John Radziwill was elected as Chairman of the Board of Directors.

**Item 9.01. Financial Statements and Exhibits** 

(d) Exhibits

**Exhibit No.**

104&nbsp;&nbsp;&nbsp;&nbsp;Cover Page Interactive Data File (embedded within the Inline XBRL document).

------

    

**Signature**

Pursuant to the Requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the Undersigned hereunto duly authorized.

---

| | |
|:---|:---|
|<br>**March 7, 2023** | **StoneX Group Inc.**<br>(Registrant)<br>**/s/ David A. Bolte** |
| (Date) | David A. Bolte |
| | Corporate Secretary |

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