# EDGAR Filing Document

**Accession Number:** 0000913760
**File Stem:** 0000913760-25-000164
**Filing Date:** 2025-8
**Character Count:** 45322
**Document Hash:** f065d2f74806a7cf15abc1bab7529195
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000913760-25-000164.hdr.sgml**: 20250813

**ACCESSION NUMBER**: 0000913760-25-000164

**CONFORMED SUBMISSION TYPE**: 13F-HR/A

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230930

**FILED AS OF DATE**: 20250813

**DATE AS OF CHANGE**: 20250813

**EFFECTIVENESS DATE**: 20250813

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** StoneX Group Inc.
- **CENTRAL INDEX KEY:** 0000913760
- **STANDARD INDUSTRIAL CLASSIFICATION:** SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
- **ORGANIZATION NAME:** 09 Crypto Assets
- **EIN:** 592921318
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** 13F-HR/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-17573
- **FILM NUMBER:** 251210012

**BUSINESS ADDRESS:**
- **STREET 1:** 230 PARK AVE
- **STREET 2:** 10TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10169
- **BUSINESS PHONE:** 212-485-3500

**MAIL ADDRESS:**
- **STREET 1:** 230 PARK AVE
- **STREET 2:** 10TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10169

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INTL FCSTONE INC.
- **DATE OF NAME CHANGE:** 20110302

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INTERNATIONAL ASSETS HOLDING CORP
- **DATE OF NAME CHANGE:** 19931020

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2023

**Check here if Amendment** [x] **Amendment Number:** 2

**This Amendment (Check only one.):** [ ] is a restatement.

[x] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** StoneX Group Inc.<br>**Address:** 230 Park Ave<br>10th Floor<br>New York, NY 10169

**Form 13F File Number:** 028-17573

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** John Calvano<br>**Title:** CCO StoneX Advisors Inc.  Trust Advisory Group Ltd.<br>**Phone:** 2054143367

**Signature, Place, and Date of Signing:**

John Calvano  Birmingham, AL  08-13-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 2

**Form 13F Information Table Entry Total:** 400

**Form 13F Information Table Value Total:** $180833921

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                  | Form 13F File Number   |
|:---|:---|:---|
|  | StoneX Advisors Inc.  | 028-17766              |
|  | STONEX FINANCIAL INC. | 028-21283              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| APOLLO STRATEGIC GRWT CPTL I | *W EXP 02/12/202 | G0412A128 |  | 5173 | 65900 | SH |  | DFND | 2 | 65900 | 0 | 0 |
| FIDELITY NATL INFORMATION SV | COM | 31620M106 |  | 476769 | 8626 | SH |  | DFND | 12 | 8519 | 0 | 107 |
| BLUE OCEAN ACQUISITION CORP | *W EXP 12/02/202 | G1330L121 |  | 2561 | 51632 | SH |  | DFND | 2 | 51632 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 872472 | 6219 | SH |  | DFND | 12 | 1 | 0 | 6218 |
| BITCOIN DEPOT INC | *W EXP 06/30/202 | 09174P113 |  | 2905 | 15300 | SH |  | DFND | 2 | 15300 | 0 | 0 |
| GENERAL ELECTRIC CO | COM NEW | 369604301 |  | 455738 | 4119 | SH |  | DFND | 12 | 1 | 0 | 4118 |
| LIVE OAK CRESTVIEW CLIMATE A | *W EXP 09/27/202 | 538086117 |  | 3218 | 48245 | SH |  | DFND | 2 | 48245 | 0 | 0 |
| NXP SEMICONDUCTORS N V | COM | N6596X109 |  | 269922 | 1343 | SH |  | DFND | 12 | 1 | 0 | 1342 |
| ATLANTIC COASTAL ACQUISTN CO | *W EXP 03/02/202 | 048453112 |  | 3531 | 126100 | SH |  | DFND | 2 | 126100 | 0 | 0 |
| INTEGRAL ACQUISITION CORP 1 | *W EXP 05/31/202 | 45827K119 |  | 3834 | 110800 | SH |  | DFND | 2 | 110800 | 0 | 0 |
| BUILDERS FIRSTSOURCE INC | COM | 12008R107 |  | 485387 | 3899 | SH |  | DFND | 12 | 1 | 0 | 3898 |
| BLEUACACIA LTD | *W EXP 10/30/202 | G11728113 |  | 338 | 10000 | SH |  | DFND | 2 | 10000 | 0 | 0 |
| M  T BK CORP | COM | 55261F104 |  | 241704 | 1911 | SH |  | DFND | 12 | 1 | 0 | 1910 |
| FINNOVATE ACQUISITION CORP | *W EXP 09/30/202 | G3R34K111 |  | 3520 | 100583 | SH |  | DFND | 2 | 100583 | 0 | 0 |
| CONCORD ACQUISITION CORP III | *W EXP 99/99/999 | 20607V114 |  | 2618 | 87265 | SH |  | DFND | 2 | 87265 | 0 | 0 |
| METLIFE INC | COM | 59156R108 |  | 277515 | 4411 | SH |  | DFND | 12 | 1905 | 0 | 2506 |
| NUCOR CORP | COM | 670346105 |  | 225415 | 1437 | SH |  | DFND | 12 | 15 | 0 | 1422 |
| SMUCKER J M CO | COM NEW | 832696405 |  | 304207 | 2475 | SH |  | DFND | 12 | 1 | 0 | 2474 |
| INDEPENDENCE RLTY TR INC | COM | 45378A106 |  | 158470 | 11256 | SH |  | DFND | 12 | 10646 | 0 | 610 |
| INVESCO EXCH TRADED FD TR II | S LOW VOL | 46138E354 |  | 414999 | 7059 | SH |  | DFND | 12 | 3 | 0 | 7056 |
| DP CAP ACQUISITION CORP I | *W EXP 11/08/202 | G2R05B126 |  | 892 | 25400 | SH |  | DFND | 2 | 25400 | 0 | 0 |
| C5 ACQUISITION CORPORATION | *W EXP 12/31/202 | 12530D113 |  | 1423 | 38354 | SH |  | DFND | 2 | 38354 | 0 | 0 |
| ZALATORIS II ACQUISITION COR | *W EXP 99/99/999 | G9831X122 |  | 2262 | 37703 | SH |  | DFND | 2 | 37703 | 0 | 0 |
| APPLIED MATLS INC | COM | 038222105 |  | 1026519 | 7414 | SH |  | DFND | 12 | 1 | 0 | 7413 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 |  | 1389657 | 8632 | SH |  | DFND | 12 | 3 | 0 | 8629 |
| POWER  DIGITAL INFRASTRUCTU | *W EXP 12/09/202 | 73919C118 |  | 1160 | 11600 | SH |  | DFND | 2 | 11600 | 0 | 0 |
| CENTENE CORP DEL | COM | 15135B101 |  | 239220 | 3473 | SH |  | DFND | 12 | 1 | 0 | 3472 |
| FTAC EMERALD ACQUISITION COR | *W EXP 10/19/202 | 29103K118 |  | 2135 | 30500 | SH |  | DFND | 2 | 30500 | 0 | 0 |
| GOAL ACQUISITIONS CORP | *W EXP 02/11/202 | 38021H115 |  | 662 | 23903 | SH |  | DFND | 2 | 23903 | 0 | 0 |
| SHOULDERUP TECHNOLOGY ACQUIS | *W EXP 11/17/202 | 82537G112 |  | 681 | 27250 | SH |  | DFND | 2 | 27250 | 0 | 0 |
| JUNIPER II CORP | *W EXP 99/99/999 | 48203N111 |  | 102 | 39200 | SH |  | DFND | 2 | 39200 | 0 | 0 |
| ENPHYS ACQUISITION CORP | *W EXP 99/99/999 | G3167L117 |  | 5141 | 73442 | SH |  | DFND | 2 | 73442 | 0 | 0 |
| FEDEX CORP | COM | 31428X106 |  | 661777 | 2486 | SH |  | DFND | 12 | 1 | 0 | 2485 |
| NUVEEN MUN VALUE FD INC | COM | 670928100 |  | 87592 | 10587 | SH |  | DFND | 12 | 5524 | 0 | 5063 |
| RTX CORPORATION | COM | 75513E101 |  | 1423032 | 19773 | SH |  | DFND | 12 | 12308 | 0 | 7465 |
| VIRTUS TOTAL RETURN FD INC | COM | 92835W107 |  | 72000 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| AIRSPAN NETWORKS HOLDINGS IN | COM | 00951K104 |  | 1864 | 12429 | SH |  | DFND | 12 | 12349 | 0 | 80 |
| FUBOTV INC | COM | 35953D104 |  | 40050 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| MSP RECOVERY INC | COM CL A | 553745100 |  | 3222 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| PROSHARES TR II | ULSHT BLOOMB OIL | 74347Y797 |  | 214135 | 12731 | SH |  | DFND | 2 | 12731 | 0 | 0 |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 |  | 212679 | 4441 | SH |  | DFND | 12 | 3928 | 0 | 513 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 665847 | 8860 | SH |  | DFND | 12 | 1404 | 0 | 7456 |
| SPDR SER TR | S DIVID ETF | 78464A763 |  | 806230 | 7010 | SH |  | DFND | 12 | 212 | 0 | 6798 |
| MARVELL TECHNOLOGY INC | COM | 573874104 |  | 287428 | 5310 | SH |  | DFND | 12 | 816 | 0 | 4494 |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 46138E511 |  | 153010 | 13974 | SH |  | DFND | 12 | 10788 | 0 | 3186 |
| PROSHARES TR | ULTRAPRO SHT QQQ | 74347G432 |  | 294111 | 14389 | SH |  | DFND | 2 | 14389 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 33733E104 |  | 8094970 | 109941 | SH |  | DFND | 12 | 339 | 0 | 109602 |
| FIRST TR MID CAP CORE ALPHAD | COM SHS | 33735B108 |  | 726301 | 7886 | SH |  | DFND | 12 | 34 | 0 | 7852 |
| ENTHUSIAST GAMING HLDGS INC | COM | 29385B109 |  | 4995 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| SHELL PLC | SPON ADS | 780259305 |  | 343736 | 5339 | SH |  | DFND | 12 | 4158 | 0 | 1181 |
| MELCO RESORTS AND ENTMNT LTD | ADR | 585464100 |  | 116702 | 11800 | SH |  | DFND | 2 | 11800 | 0 | 0 |
| ARAVIVE INC | COM | 03890D108 |  | 1654 | 12531 | SH |  | DFND | 2 | 12531 | 0 | 0 |
| TINGO GROUP INC | COM | 55328R109 |  | 11711 | 11425 | SH |  | DFND | 2 | 11425 | 0 | 0 |
| ALMADEN MINERALS LTD | COM CL B | 020283305 |  | 2036 | 13900 | SH |  | DFND | 2 | 13900 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 454118 | 4850 | SH |  | DFND | 12 | 3959 | 0 | 891 |
| ONEOK INC NEW | COM | 682680103 |  | 463010 | 7300 | SH |  | DFND | 12 | 2238 | 0 | 5062 |
| NORTHERN DYNASTY MINERALS LT | COM NEW | 66510M204 |  | 4344 | 13358 | SH |  | DFND | 2 | 13358 | 0 | 0 |
| BLACKSTONE SECD LENDING FD | COMMON STOCK | 09261X102 |  | 216836 | 7787 | SH |  | DFND | 12 | 2873 | 0 | 4914 |
| BAYTEX ENERGY CORP | COM | 07317Q105 |  | 64386 | 14600 | SH |  | DFND | 2 | 14600 | 0 | 0 |
| PROSHARES TR II | ULTRA VIX SHORT | 74347Y771 |  | 178975 | 11041 | SH |  | DFND | 2 | 11041 | 0 | 0 |
| ISHARES TR | INTRM GOV CR ETF | 464288612 |  | 379278 | 3743 | SH |  | DFND | 12 | 1145 | 0 | 2598 |
| FIRST TR EXCHANGE-TRADED FD | NASDQ FOD BVRG | 33738R852 |  | 295701 | 12487 | SH |  | DFND | 12 | 5492 | 0 | 6995 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 2693411 | 5342 | SH |  | DFND | 12 | 188 | 0 | 5154 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 291793 | 3364 | SH |  | DFND | 12 | 2698 | 0 | 666 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 |  | 237665 | 1214 | SH |  | DFND | 12 | 4 | 0 | 1210 |
| VICTORIAS SECRET AND CO | COMMON STOCK | 926400102 |  | 208450 | 12497 | SH |  | DFND | 12 | 12493 | 0 | 4 |
| INNOVIZ TECHNOLOGIES LTD | SHS | M5R635108 |  | 22975 | 11782 | SH |  | DFND | 2 | 11782 | 0 | 0 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 |  | 363560 | 4820 | SH |  | DFND | 12 | 30 | 0 | 4790 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 |  | 462743 | 5314 | SH |  | DFND | 12 | 3160 | 0 | 2154 |
| BP PLC | SPONSORED ADR | 055622104 |  | 639270 | 16510 | SH |  | DFND | 12 | 11921 | 0 | 4589 |
| TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 |  | 115148 | 11289 | SH |  | DFND | 12 | 9989 | 0 | 1300 |
| ISHARES TR | U.S. MED DVC ETF | 464288810 |  | 635042 | 13080 | SH |  | DFND | 12 | 7316 | 0 | 5764 |
| DOLLAR GEN CORP NEW | COM | 256677105 |  | 662327 | 6260 | SH |  | DFND | 12 | 4816 | 0 | 1444 |
| PBF ENERGY INC | CL A | 69318G106 |  | 224987 | 4203 | SH |  | DFND | 2 | 4203 | 0 | 0 |
| ABCAM PLC | ADS | 000380204 |  | 200954 | 8880 | SH |  | DFND | 2 | 8880 | 0 | 0 |
| VANECK ETF TRUST | JUNIOR GOLD MINE | 92189F791 |  | 303317 | 9411 | SH |  | DFND | 12 | 6086 | 0 | 3325 |
| VERU INC | COM | 92536C103 |  | 7798 | 10845 | SH |  | DFND | 2 | 10845 | 0 | 0 |
| NORWEGIAN CRUISE LINE HLDG L | SHS | G66721104 |  | 215888 | 13100 | SH |  | DFND | 12 | 11222 | 0 | 1878 |
| DISNEY WALT CO | COM | 254687106 |  | 1558893 | 19234 | SH |  | DFND | 12 | 11140 | 0 | 8094 |
| SCHLUMBERGER LTD | COM STK | 806857108 |  | 816654 | 14001 | SH |  | DFND | 12 | 12497 | 0 | 1504 |
| ADOBE INC | COM | 00724F101 |  | 884167 | 1734 | SH |  | DFND | 12 | 324 | 0 | 1410 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 |  | 275848 | 10251 | SH |  | DFND | 12 | 435 | 0 | 9816 |
| AMERICAN REBEL HOLDINGS INC | COM | 02919L307 |  | 9576 | 13700 | SH |  | DFND | 2 | 13700 | 0 | 0 |
| BANK MONTREAL MEDIUM | MICROSECTORS FAN | 063679534 |  | 597818 | 3982 | SH |  | DFND | 2 | 3982 | 0 | 0 |
| FIRST MAJESTIC SILVER CORP | COM | 32076V103 |  | 73359 | 14300 | SH |  | DFND | 2 | 14300 | 0 | 0 |
| INVESCO EXCH TRD SLF IDX FD | RAFI STRATGIC US | 46138J742 |  | 220499 | 5536 | SH |  | DFND | 2 | 5536 | 0 | 0 |
| BLACKROCK MUNIASSETS FD INC | COM | 09254J102 |  | 125100 | 13900 | SH |  | DFND | 2 | 13900 | 0 | 0 |
| ANTERO MIDSTREAM CORP | COM | 03676B102 |  | 148780 | 12419 | SH |  | DFND | 2 | 12419 | 0 | 0 |
| SEA LTD | SPONSORD ADS | 81141R100 |  | 355336 | 8085 | SH |  | DFND | 12 | 2974 | 0 | 5111 |
| WP CAREY INC | COM | 92936U109 |  | 384567 | 7075 | SH |  | DFND | 12 | 5253 | 0 | 1822 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 |  | 423351 | 8385 | SH |  | DFND | 12 | 7 | 0 | 8378 |
| ISHARES TR | SHORT TREAS BD | 464288679 |  | 543844 | 4923 | SH |  | DFND | 12 | 1950 | 0 | 2973 |
| SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 |  | 1183521 | 12890 | SH |  | DFND | 12 | 5020 | 0 | 7870 |
| SAFETY SHOT INC | COM NEW | 48208F105 |  | 21080 | 14100 | SH |  | DFND | 2 | 14100 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 |  | 888416 | 17705 | SH |  | DFND | 12 | 11903 | 0 | 5802 |
| FLEXSHARES TR | IBOXX 3R TARGT | 33939L506 |  | 262163 | 11305 | SH |  | DFND | 12 | 8812 | 0 | 2493 |
| 3M CO | COM | 88579Y101 |  | 467033 | 4989 | SH |  | DFND | 12 | 286 | 0 | 4703 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 315629 | 5749 | SH |  | DFND | 12 | 272 | 0 | 5477 |
| FIRST TR EXCHANGE TRADED FD | WTR ETF | 33733B100 |  | 547938 | 6622 | SH |  | DFND | 12 | 54 | 0 | 6568 |
| PROSHARES TR | ULTRAPRO SHORT S | 74347B110 |  | 135202 | 11314 | SH |  | DFND | 2 | 11314 | 0 | 0 |
| SPLUNK INC | COM | 848637104 |  | 404235 | 2764 | SH |  | DFND | 12 | 2432 | 0 | 332 |
| ISHARES TR | US CONSM STAPLES | 464287812 |  | 244802 | 1312 | SH |  | DFND | 12 | 1232 | 0 | 80 |
| INVESCO EXCH TRADED FD TR II | S SMLCP STAP | 46138E172 |  | 416911 | 11994 | SH |  | DFND | 12 | 300 | 0 | 11694 |
| UNITED RENTALS INC | COM | 911363109 |  | 216089 | 486 | SH |  | DFND | 12 | 3 | 0 | 483 |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 |  | 405378 | 6998 | SH |  | DFND | 12 | 6642 | 0 | 356 |
| SOFI TECHNOLOGIES INC | COM | 83406F102 |  | 148366 | 18569 | SH |  | DFND | 12 | 13588 | 0 | 4981 |
| E2OPEN PARENT HOLDINGS INC | COM CL A | 29788T103 |  | 50848 | 11200 | SH |  | DFND | 2 | 11200 | 0 | 0 |
| DIREXION SHS ETF TR | 20YR TRES BULL | 25459W540 |  | 66516 | 13800 | SH |  | DFND | 2 | 13800 | 0 | 0 |
| AIRBNB INC | COM CL A | 009066101 |  | 394067 | 2872 | SH |  | DFND | 12 | 944 | 0 | 1928 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 973603 | 9387 | SH |  | DFND | 12 | 1447 | 0 | 7940 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 |  | 1366519 | 85568 | SH |  | DFND | 12 | 888 | 0 | 84680 |
| SOUTHWEST AIRLS CO | COM | 844741108 |  | 247340 | 9137 | SH |  | DFND | 12 | 8358 | 0 | 779 |
| GINKGO BIOWORKS HOLDINGS INC | CL A SHS | 37611X100 |  | 21653 | 11963 | SH |  | DFND | 12 | 10763 | 0 | 1200 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 484472 | 13846 | SH |  | DFND | 12 | 4488 | 0 | 9358 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 |  | 710545 | 15028 | SH |  | DFND | 12 | 5322 | 0 | 9706 |
| PIMCO ETF TR | 1-5 US TIP IDX | 72201R205 |  | 213123 | 4255 | SH |  | DFND | 12 | 257 | 0 | 3998 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 787320 | 1554 | SH |  | DFND | 12 | 1 | 0 | 1553 |
| GXO LOGISTICS INCORPORATED | COMMON STOCK | 36262G101 |  | 295127 | 5032 | SH |  | DFND | 12 | 9 | 0 | 5023 |
| META MATERIALS INC | COM | 59134N104 |  | 2688 | 12687 | SH |  | DFND | 2 | 12687 | 0 | 0 |
| PROSHARES TR | ULTSHRT QQQ | 74347G739 |  | 194600 | 13900 | SH |  | DFND | 12 | 13750 | 0 | 150 |
| ESH ACQUISITION CORP | COM | 296424104 |  | 105541 | 10429 | SH |  | DFND | 2 | 10429 | 0 | 0 |
| VISTRA CORP | COM | 92840M102 |  | 477692 | 14397 | SH |  | DFND | 2 | 14397 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 |  | 754822 | 1999 | SH |  | DFND | 12 | 10 | 0 | 1989 |
| VISTA GOLD CORP | COM NEW | 927926303 |  | 5193 | 12076 | SH |  | DFND | 2 | 12076 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 16098460 | 44895 | SH |  | DFND | 12 | 18130 | 0 | 26765 |
| PROSHARES TR | ULTRASHRT S | 74347G416 |  | 310091 | 8356 | SH |  | DFND | 2 | 8356 | 0 | 0 |
| FIRST TR EXCH TRD ALPHDX FD | INDIA NFTY50 EQW | 33737J802 |  | 216207 | 4445 | SH |  | DFND | 12 | 238 | 0 | 4207 |
| VALE S A | SPONSORED ADS | 91912E105 |  | 141276 | 10543 | SH |  | DFND | 12 | 9293 | 0 | 1250 |
| ARS PHARMACEUTICALS INC | COM | 82835W108 |  | 42638 | 11280 | SH |  | DFND | 2 | 11280 | 0 | 0 |
| NIKOLA CORP | COM | 654110105 |  | 26872 | 17116 | SH |  | DFND | 12 | 15000 | 0 | 2116 |
| ADVISORSHARES TR | PURE US CANNABIS | 00768Y453 |  | 116448 | 14666 | SH |  | DFND | 12 | 14201 | 0 | 465 |
| NEW YORK CMNTY BANCORP INC | COM | 649445103 |  | 132224 | 11660 | SH |  | DFND | 12 | 11656 | 0 | 4 |
| DOMINION ENERGY INC | COM | 25746U109 |  | 368746 | 8255 | SH |  | DFND | 12 | 6472 | 0 | 1783 |
| DYNATRACE INC | COM NEW | 268150109 |  | 472908 | 10120 | SH |  | DFND | 12 | 10056 | 0 | 64 |
| PIONEER MUNICIPAL HIGH INCOM | COM SHS | 723763108 |  | 86044 | 11901 | SH |  | DFND | 2 | 11901 | 0 | 0 |
| CARMAX INC | COM | 143130102 |  | 226477 | 3202 | SH |  | DFND | 12 | 2423 | 0 | 779 |
| PROSHARES TR | PSHS ULTRA QQQ | 74347R206 |  | 254137 | 4282 | SH |  | DFND | 2 | 4282 | 0 | 0 |
| AIR PRODS  CHEMS INC | COM | 009158106 |  | 448861 | 1575 | SH |  | DFND | 12 | 122 | 0 | 1453 |
| PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 |  | 297736 | 17108 | SH |  | DFND | 12 | 7555 | 0 | 9553 |
| COMMUNITY HEALTH SYS INC NEW | COM | 203668108 |  | 39144 | 13498 | SH |  | DFND | 2 | 13498 | 0 | 0 |
| TARGET CORP | COM | 87612E106 |  | 921569 | 8335 | SH |  | DFND | 12 | 322 | 0 | 8013 |
| PROSPECT CAP CORP | COM | 74348T102 |  | 81482 | 13455 | SH |  | DFND | 12 | 12110 | 0 | 1345 |
| CF ACQUISITION CORP IV | *W EXP 12/31/202 | 12520T110 |  | 2755 | 55100 | SH |  | DFND | 2 | 55100 | 0 | 0 |
| DIREXION SHS ETF TR | DAILY SM CP BEAR | 25460E232 |  | 385236 | 12435 | SH |  | DFND | 2 | 12435 | 0 | 0 |
| CHENIERE ENERGY INC | COM NEW | 16411R208 |  | 297234 | 1791 | SH |  | DFND | 12 | 12 | 0 | 1779 |
| CONSOLIDATED EDISON INC | COM | 209115104 |  | 332391 | 3886 | SH |  | DFND | 12 | 1791 | 0 | 2095 |
| BOEING CO | COM | 097023105 |  | 798742 | 4167 | SH |  | DFND | 12 | 1641 | 0 | 2526 |
| PNC FINL SVCS GROUP INC | COM | 693475105 |  | 324442 | 2643 | SH |  | DFND | 12 | 31 | 0 | 2612 |
| PELOTON INTERACTIVE INC | CL A COM | 70614W100 |  | 55722 | 11034 | SH |  | DFND | 12 | 10572 | 0 | 462 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 |  | 363449 | 10702 | SH |  | DFND | 12 | 2544 | 0 | 8158 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 2144325 | 12507 | SH |  | DFND | 12 | 4047 | 0 | 8460 |
| ISHARES TR | ISHS 1-5YR INVS | 464288646 |  | 427107 | 8571 | SH |  | DFND | 12 | 7128 | 0 | 1443 |
| EDWARDS LIFESCIENCES CORP | COM | 28176E108 |  | 258068 | 3725 | SH |  | DFND | 12 | 1 | 0 | 3724 |
| ILLINOIS TOOL WKS INC | COM | 452308109 |  | 364237 | 1572 | SH |  | DFND | 12 | 1 | 0 | 1571 |
| PROGRESSIVE CORP | COM | 743315103 |  | 396866 | 2849 | SH |  | DFND | 12 | 2540 | 0 | 309 |
| TILRAY BRANDS INC | COM | 88688T100 |  | 39253 | 16424 | SH |  | DFND | 12 | 13959 | 0 | 2465 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 |  | 526082 | 4017 | SH |  | DFND | 12 | 6 | 0 | 4011 |
| SPLASH BEVERAGE GROUP INC | COM NEW | 84862C203 |  | 7760 | 13152 | SH |  | DFND | 2 | 13152 | 0 | 0 |
| COHEN  STEERS QUALITY INCOM | COM | 19247L106 |  | 117741 | 11565 | SH |  | DFND | 12 | 2780 | 0 | 8785 |
| RIO TINTO PLC | SPONSORED ADR | 767204100 |  | 886766 | 13934 | SH |  | DFND | 12 | 6828 | 0 | 7106 |
| FOOT LOCKER INC | COM | 344849104 |  | 206465 | 11900 | SH |  | DFND | 12 | 11891 | 0 | 9 |
| ISHARES TR | GRWT ALLOCAT ETF | 464289867 |  | 293594 | 5942 | SH |  | DFND | 12 | 202 | 0 | 5740 |
| DMK PHARMACEUTICALS CORPORAT | COM | 00547W307 |  | 9135 | 13258 | SH |  | DFND | 2 | 13258 | 0 | 0 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 |  | 361840 | 3449 | SH |  | DFND | 12 | 28 | 0 | 3421 |
| COHERENT CORP | COM | 19247G107 |  | 409730 | 12553 | SH |  | DFND | 12 | 12482 | 0 | 71 |
| STARBUCKS CORP | COM | 855244109 |  | 644719 | 7064 | SH |  | DFND | 12 | 300 | 0 | 6764 |
| SERVICENOW INC | COM | 81762P102 |  | 209610 | 375 | SH |  | DFND | 12 | 10 | 0 | 365 |
| INVESCO EXCH TRADED FD TR II | S 500 MOMNTM | 46138E339 |  | 221289 | 3863 | SH |  | DFND | 12 | 2165 | 0 | 1698 |
| TRACTOR SUPPLY CO | COM | 892356106 |  | 273147 | 1345 | SH |  | DFND | 12 | 88 | 0 | 1257 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 |  | 591852 | 4474 | SH |  | DFND | 12 | 87 | 0 | 4387 |
| ARES ACQUISITION CORPORATION | COM CL A | G33032106 |  | 107600 | 10000 | SH |  | DFND | 2 | 10000 | 0 | 0 |
| INCEPTION GROWTH ACQUSTN LTD | COMMON STOCK | 45333D104 |  | 265500 | 25000 | SH |  | DFND | 2 | 25000 | 0 | 0 |
| BEARD ENERGY TRANSITION ACQ | *W EXP 99/99/999 | 07402Q119 |  | 960 | 32000 | SH |  | DFND | 2 | 32000 | 0 | 0 |
| ANZU SPECIAL ACQUISITIN CORP | *W EXP 01/27/202 | 03737A119 |  | 2225 | 25000 | SH |  | DFND | 2 | 25000 | 0 | 0 |
| ARISZ ACQUISITION CORP | *W EXP 11/16/202 | 040450116 |  | 1612 | 80610 | SH |  | DFND | 2 | 80610 | 0 | 0 |
| ANDRETTI ACQUISITION CORP | *W EXP 99/99/999 | G26735129 |  | 3785 | 12000 | SH |  | DFND | 2 | 12000 | 0 | 0 |
| PEARL HOLDINGS ACQUISITN COR | CLASS A ORD SHS | G44525106 |  | 599248 | 55900 | SH |  | DFND | 2 | 55900 | 0 | 0 |
| ALTITUDE ACQUISITION CORP | *W EXP 11/30/202 | 02156Y111 |  | 1219 | 20312 | SH |  | DFND | 2 | 20312 | 0 | 0 |
| ATLANTIC COASTAL AQSTN CORP | *W EXP 01/13/202 | 04845A116 |  | 4338 | 61972 | SH |  | DFND | 2 | 61972 | 0 | 0 |
| LEARN CW INVESTMENT COR | *W EXP 10/08/202 | G54157113 |  | 625 | 25000 | SH |  | DFND | 2 | 25000 | 0 | 0 |
| HENNESSY CAPITAL INVST CORP | *W EXP 06/10/202 | 42600H116 |  | 3008 | 25064 | SH |  | DFND | 2 | 25064 | 0 | 0 |
| RF ACQUISITION CORP | *W EXP 05/01/202 | 74954L112 |  | 2587 | 99500 | SH |  | DFND | 2 | 99500 | 0 | 0 |
| CHAIN BRIDGE I | CLASS A ORD | G2061X102 |  | 194881 | 18078 | SH |  | DFND | 2 | 18078 | 0 | 0 |
| LIVE OAK CRESTVIEW CLIMATE A | CL A COM | 538086109 |  | 154950 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| M3 BRIGADE ACQUISITION II CO | *W EXP 03/09/202 | 553800111 |  | 1128 | 25000 | SH |  | DFND | 2 | 25000 | 0 | 0 |
| BOWEN ACQUISITION CORP | RIGHT 99/99/9999 | G12729128 |  | 1500 | 10000 | SH |  | DFND | 2 | 10000 | 0 | 0 |
| PROJECT ENERGY REIMAGINED AC | CLASS A ORD | G72556106 |  | 277361 | 26491 | SH |  | DFND | 2 | 26491 | 0 | 0 |
| HH ACQUISITION CO | *W EXP 02/04/202 | G39714129 |  | 1253 | 50106 | SH |  | DFND | 2 | 50106 | 0 | 0 |
| CONCORD ACQUISITION CORP II | COM CL A | 20607U108 |  | 240048 | 23351 | SH |  | DFND | 2 | 23351 | 0 | 0 |
| ALPHA STAR ACQUISITION CORP | *W EXP 12/13/202 | G0230C116 |  | 2500 | 250000 | SH |  | DFND | 2 | 250000 | 0 | 0 |
| REDWOODS ACQUISITION CORP | COM | 758083109 |  | 288367 | 27026 | SH |  | DFND | 2 | 27026 | 0 | 0 |
| HOME PLATE ACQUISITION CORP | *W EXP 09/30/202 | 43734R111 |  | 966 | 38495 | SH |  | DFND | 2 | 38495 | 0 | 0 |
| FINSERV ACQUISITION CORP II | *W EXP 02/17/202 | 31809Y111 |  | 300 | 10000 | SH |  | DFND | 2 | 10000 | 0 | 0 |
| HENNESSY CAPITAL INVST CORP | CLASS A COM | 42600H108 |  | 198336 | 19200 | SH |  | DFND | 2 | 19200 | 0 | 0 |
| HAYMAKER ACQUISITION CORP IV | CLASS A | G4375F108 |  | 101700 | 10000 | SH |  | DFND | 2 | 10000 | 0 | 0 |
| BYNORDIC ACQUISITION CORP | CLASS A COM | 124420100 |  | 175714 | 16300 | SH |  | DFND | 2 | 16300 | 0 | 0 |
| CROWN PROPTECH ACQUISITIONS | SHS CL A | G25741102 |  | 123176 | 11731 | SH |  | DFND | 2 | 11731 | 0 | 0 |
| KENSINGTON CAPITAL ACQUISITI | SHS CL A | G5251K103 |  | 272167 | 25749 | SH |  | DFND | 2 | 25749 | 0 | 0 |
| LF CAPITAL ACQUISITION CORP | *W EXP 02/19/202 | 50202D110 |  | 59 | 15920 | SH |  | DFND | 2 | 15920 | 0 | 0 |
| PRIVETERRA ACQUISITION CORP | *W EXP 01/07/202 | 876545112 |  | 3853 | 73953 | SH |  | DFND | 2 | 73953 | 0 | 0 |
| CHURCHILL CAPITAL CORP VI | *W EXP 02/17/202 | 17143W119 |  | 2822 | 20000 | SH |  | DFND | 2 | 20000 | 0 | 0 |
| BLUERIVER ACQUISITION CORP | *W EXP 01/04/202 | G1261Q115 |  | 1053 | 30000 | SH |  | DFND | 2 | 30000 | 0 | 0 |
| DISRUPTIVE ACQUISITION CORP | *W EXP 03/06/202 | G2770Y128 |  | 878 | 25000 | SH |  | DFND | 2 | 25000 | 0 | 0 |
| EXCELFIN ACQUISITION CORP | COM CL A | 30069X102 |  | 698122 | 65613 | SH |  | DFND | 2 | 65613 | 0 | 0 |
| NABORS ENERGY TRANSITION COR | *W EXP 09/01/202 | G6363K114 |  | 10621 | 59005 | SH |  | DFND | 2 | 59005 | 0 | 0 |
| APOLLO STRATEGIC GRWT CPTL I | SHS CL A | G0412A102 |  | 148979 | 14175 | SH |  | DFND | 2 | 14175 | 0 | 0 |
| ARROWROOT ACQUISITION CORP | CL A COM | 04282M102 |  | 427836 | 40863 | SH |  | DFND | 2 | 40863 | 0 | 0 |
| ARISZ ACQUISITION CORP | COMMON STOCK | 040450108 |  | 214600 | 20000 | SH |  | DFND | 2 | 20000 | 0 | 0 |
| JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | G50737124 |  | 980 | 24503 | SH |  | DFND | 2 | 24503 | 0 | 0 |
| TWIN RIDGE CAPITAL ACQUIS CO | *W EXP 03/07/202 | G9151L120 |  | 4185 | 55726 | SH |  | DFND | 2 | 55726 | 0 | 0 |
| ACCRETION ACQUISITION CORP | COM | 00438Y107 |  | 524000 | 50000 | SH |  | DFND | 2 | 50000 | 0 | 0 |
| LIBERTY RES ACQUISITION CORP | CLASS A COM | 53118A105 |  | 719400 | 66000 | SH |  | DFND | 2 | 66000 | 0 | 0 |
| SHUAA PARTNERS ACQUISTN CORP | *W EXP 02/24/202 | G81173117 |  | 607 | 12100 | SH |  | DFND | 2 | 12100 | 0 | 0 |
| PONO CAP THREE INC | ORD SHS CL A | G71704103 |  | 141898 | 13450 | SH |  | DFND | 2 | 13450 | 0 | 0 |
| BLACK MOUNTAIN ACQ CORP | *W EXP 10/15/202 | 09216A116 |  | 1527 | 34702 | SH |  | DFND | 2 | 34702 | 0 | 0 |
| EDIFY ACQUISITION CORP | *W EXP 11/25/202 | 28059Q111 |  | 600 | 40000 | SH |  | DFND | 2 | 40000 | 0 | 0 |
| NORTHERN REVIVAL ACQUISITION | *W EXP 01/31/202 | G6546R119 |  | 1013 | 38806 | SH |  | DFND | 2 | 38806 | 0 | 0 |
| KEYARCH ACQUISITION CORP | *W EXP 01/24/202 | G5260A112 |  | 2677 | 66926 | SH |  | DFND | 2 | 66926 | 0 | 0 |
| FUTURE HEALTH ESG CORP | *W EXP 99/99/999 | 36118W110 |  | 896 | 35000 | SH |  | DFND | 2 | 35000 | 0 | 0 |
| NEWCOURT ACQUISITION CORP | *W EXP 01/22/202 | G6448C129 |  | 528 | 30000 | SH |  | DFND | 2 | 30000 | 0 | 0 |
| AP ACQUISITION CORP | *W EXP 12/07/202 | G04058114 |  | 1137 | 25200 | SH |  | DFND | 2 | 25200 | 0 | 0 |
| BLACK MOUNTAIN ACQ CORP | CL A COM | 09216A108 |  | 870949 | 81626 | SH |  | DFND | 2 | 81626 | 0 | 0 |
| RCF ACQUISITION CORP | *W EXP 99/99/999 | G7330C110 |  | 5189 | 71667 | SH |  | DFND | 2 | 71667 | 0 | 0 |
| ISRAEL ACQUISITIONS CORP | CLASS A ORD | G49667101 |  | 226595 | 21468 | SH |  | DFND | 2 | 21468 | 0 | 0 |
| 7GC  CO HOLDINGS INC | COM CL A | 81786A107 |  | 317100 | 30000 | SH |  | DFND | 2 | 30000 | 0 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 2910100 | 5151 | SH |  | DFND | 1 | 0 | 0 | 5151 |
| ABBOTT LABS | COM | 002824100 |  | 788618 | 8143 | SH |  | DFND | 1 | 0 | 0 | 8143 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 |  | 715155 | 2329 | SH |  | DFND | 1 | 0 | 0 | 2329 |
| BROADCOM INC | COM | 11135F101 |  | 2368722 | 2852 | SH |  | DFND | 1 | 0 | 0 | 2852 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 449407 | 3733 | SH |  | DFND | 1 | 0 | 0 | 3733 |
| CUMMINS INC | COM | 231021106 |  | 991516 | 4340 | SH |  | DFND | 1 | 0 | 0 | 4340 |
| DANAHER CORPORATION | COM | 235851102 |  | 618691 | 2494 | SH |  | DFND | 1 | 0 | 0 | 2494 |
| ELI LILLY  CO | COM | 532457108 |  | 3227003 | 6008 | SH |  | DFND | 1 | 0 | 0 | 6008 |
| HONEYWELL INTL INC | COM | 438516106 |  | 960936 | 5202 | SH |  | DFND | 1 | 0 | 0 | 5202 |
| IMPERIAL OIL LTD | COM NEW | 453038408 |  | 399415 | 6446 | SH |  | DFND | 1 | 0 | 0 | 6446 |
| LOWES COS INC | COM | 548661107 |  | 1369899 | 6591 | SH |  | DFND | 1 | 0 | 0 | 6591 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 1238882 | 3129 | SH |  | DFND | 1 | 0 | 0 | 3129 |
| MCDONALDS CORP | COM | 580135101 |  | 2238751 | 8498 | SH |  | DFND | 1 | 0 | 0 | 8498 |
| MEDTRONIC PLC | SHS | G5960L103 |  | 459725 | 5816 | SH |  | DFND | 1 | 0 | 0 | 5816 |
| META PLATFORMS INC | CL A | 30303M102 |  | 1516061 | 5050 | SH |  | DFND | 1 | 0 | 0 | 5050 |
| SALESFORCE INC | COM | 79466L302 |  | 1011467 | 4988 | SH |  | DFND | 1 | 0 | 0 | 4988 |
| STRYKER CORPORATION | COM | 863667101 |  | 370942 | 1354 | SH |  | DFND | 1 | 0 | 0 | 1354 |
| TEXAS INSTRS INC | COM | 882508104 |  | 589120 | 3705 | SH |  | DFND | 1 | 0 | 0 | 3705 |
| VISA INC | COM CL A | 92826C839 |  | 1648686 | 7168 | SH |  | DFND | 1 | 0 | 0 | 7168 |
| ANALOG DEVICES INC | COM | 032654105 |  | 1138755 | 6504 | SH |  | DFND | 1 | 0 | 0 | 6504 |
| BLACKROCK INC | COM | 09247X101 |  | 990789 | 1533 | SH |  | DFND | 1 | 0 | 0 | 1533 |
| CONSTELLATION ENERGY CORP | COM | 21037T109 |  | 217812 | 1997 | SH |  | DFND | 1 | 0 | 0 | 1997 |
| DICKS SPORTING GOODS INC | COM | 253393102 |  | 750818 | 6915 | SH |  | DFND | 1 | 0 | 0 | 6915 |
| KIMBERLY-CLARK CORP | COM | 494368103 |  | 278836 | 2285 | SH |  | DFND | 1 | 0 | 0 | 2285 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 2000953 | 4893 | SH |  | DFND | 1 | 0 | 0 | 4893 |
| PRUDENTIAL FINL INC | COM | 744320102 |  | 332679 | 3506 | SH |  | DFND | 1 | 0 | 0 | 3506 |
| BANK AMERICA CORP | 7.25%CNV PFD L | 060505682 |  | 895846 | 793 | SH |  | DFND | 1 | 0 | 0 | 793 |
| WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 |  | 1230052 | 1103 | SH |  | DFND | 1 | 0 | 0 | 1103 |
| SELECT SECTOR SPDR TR | INDL | 81369Y704 |  | 706153 | 6965 | SH |  | DFND | 1 | 0 | 0 | 6965 |
| FIRST TR EXCHANGE-TRADED FD | CBOE VEST RISING | 33738D879 |  | 206170 | 9785 | SH |  | DFND | 1 | 0 | 0 | 9785 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740F698 |  | 311573 | 9172 | SH |  | DFND | 1 | 0 | 0 | 9172 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740F714 |  | 246569 | 6981 | SH |  | DFND | 1 | 0 | 0 | 6981 |
| INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 46137V100 |  | 221388 | 2774 | SH |  | DFND | 1 | 0 | 0 | 2774 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 377585 | 1417 | SH |  | DFND | 1 | 0 | 0 | 1417 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 |  | 738894 | 5138 | SH |  | DFND | 1 | 0 | 0 | 5138 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 384136 | 3736 | SH |  | DFND | 1 | 0 | 0 | 3736 |
| AMERICAN ELEC PWR CO INC | COM | 025537101 |  | 521318 | 6931 | SH |  | DFND | 1 | 0 | 0 | 6931 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 286529 | 1921 | SH |  | DFND | 1 | 0 | 0 | 1921 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 |  | 730296 | 4441 | SH |  | DFND | 1 | 0 | 0 | 4441 |
| AMERICAN WTR WKS CO INC NEW | COM | 030420103 |  | 525776 | 4246 | SH |  | DFND | 1 | 0 | 0 | 4246 |
| GALLAGHER ARTHUR J  CO | COM | 363576109 |  | 262824 | 1153 | SH |  | DFND | 1 | 0 | 0 | 1153 |
| ARTISAN PARTNERS ASSET MGMT | CL A | 04316A108 |  | 341747 | 9133 | SH |  | DFND | 1 | 0 | 0 | 9133 |
| ATMOS ENERGY CORP | COM | 049560105 |  | 787669 | 7436 | SH |  | DFND | 1 | 0 | 0 | 7436 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 746376 | 3086 | SH |  | DFND | 1 | 0 | 0 | 3086 |
| BECTON DICKINSON  CO | COM | 075887109 |  | 247454 | 957 | SH |  | DFND | 1 | 0 | 0 | 957 |
| CAPITAL ONE FINL CORP | COM | 14040H105 |  | 202314 | 2085 | SH |  | DFND | 1 | 0 | 0 | 2085 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 239768 | 3372 | SH |  | DFND | 1 | 0 | 0 | 3372 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 |  | 1090648 | 6516 | SH |  | DFND | 1 | 0 | 0 | 6516 |
| CROWN CASTLE INC | COM | 22822V101 |  | 259418 | 2819 | SH |  | DFND | 1 | 0 | 0 | 2819 |
| DEERE  CO | COM | 244199105 |  | 602126 | 1590 | SH |  | DFND | 1 | 0 | 0 | 1590 |
| EATON CORP PLC | SHS | G29183103 |  | 221811 | 1040 | SH |  | DFND | 1 | 0 | 0 | 1040 |
| EOG RES INC | COM | 26875P101 |  | 287054 | 2265 | SH |  | DFND | 1 | 0 | 0 | 2265 |
| EQUINIX INC | COM | 29444U700 |  | 237147 | 327 | SH |  | DFND | 1 | 0 | 0 | 327 |
| FASTENAL CO | COM | 311900104 |  | 200495 | 3669 | SH |  | DFND | 1 | 0 | 0 | 3669 |
| GENERAL DYNAMICS CORP | COM | 369550108 |  | 348851 | 1579 | SH |  | DFND | 1 | 0 | 0 | 1579 |
| GENERAL MLS INC | COM | 370334104 |  | 380581 | 5948 | SH |  | DFND | 1 | 0 | 0 | 5948 |
| HALLIBURTON CO | COM | 406216101 |  | 213681 | 5276 | SH |  | DFND | 1 | 0 | 0 | 5276 |
| HCA HEALTHCARE INC | COM | 40412C101 |  | 275360 | 1117 | SH |  | DFND | 1 | 0 | 0 | 1117 |
| HORMEL FOODS CORP | COM | 440452100 |  | 201445 | 5297 | SH |  | DFND | 1 | 0 | 0 | 5297 |
| HUMANA INC | COM | 444859102 |  | 1373536 | 2818 | SH |  | DFND | 1 | 0 | 0 | 2818 |
| INTELLIA THERAPEUTICS INC | COM | 45826J105 |  | 227190 | 7185 | SH |  | DFND | 1 | 0 | 0 | 7185 |
| INTUIT | COM | 461202103 |  | 284449 | 557 | SH |  | DFND | 1 | 0 | 0 | 557 |
| JACKSON FINANCIAL INC | COM CL A | 46817M107 |  | 222440 | 5820 | SH |  | DFND | 1 | 0 | 0 | 5820 |
| MARATHON PETE CORP | COM | 56585A102 |  | 209319 | 1383 | SH |  | DFND | 1 | 0 | 0 | 1383 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 232865 | 3335 | SH |  | DFND | 1 | 0 | 0 | 3335 |
| NIKE INC | CL B | 654106103 |  | 499104 | 5202 | SH |  | DFND | 1 | 0 | 0 | 5202 |
| NORTHROP GRUMMAN CORP | COM | 666807102 |  | 361781 | 822 | SH |  | DFND | 1 | 0 | 0 | 822 |
| NOVARTIS AG | SPONSORED ADR | 66987V109 |  | 232724 | 2285 | SH |  | DFND | 1 | 0 | 0 | 2285 |
| ON SEMICONDUCTOR CORP | COM | 682189105 |  | 282196 | 3036 | SH |  | DFND | 1 | 0 | 0 | 3036 |
| ORACLE CORP | COM | 68389X105 |  | 470721 | 4444 | SH |  | DFND | 1 | 0 | 0 | 4444 |
| PIONEER NAT RES CO | COM | 723787107 |  | 282802 | 1232 | SH |  | DFND | 1 | 0 | 0 | 1232 |
| PPG INDS INC | COM | 693506107 |  | 310828 | 2395 | SH |  | DFND | 1 | 0 | 0 | 2395 |
| PROLOGIS INC. | COM | 74340W103 |  | 200795 | 1789 | SH |  | DFND | 1 | 0 | 0 | 1789 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 |  | 205740 | 250 | SH |  | DFND | 1 | 0 | 0 | 250 |
| REPUBLIC SVCS INC | COM | 760759100 |  | 257191 | 1798 | SH |  | DFND | 1 | 0 | 0 | 1798 |
| S GLOBAL INC | COM | 78409V104 |  | 298405 | 817 | SH |  | DFND | 1 | 0 | 0 | 817 |
| SHERWIN WILLIAMS CO | COM | 824348106 |  | 2088017 | 8187 | SH |  | DFND | 1 | 0 | 0 | 8187 |
| SHOPIFY INC | CL A | 82509L107 |  | 335551 | 6149 | SH |  | DFND | 1 | 0 | 0 | 6149 |
| SNAP ON INC | COM | 833034101 |  | 371396 | 1456 | SH |  | DFND | 1 | 0 | 0 | 1456 |
| SYNOPSYS INC | COM | 871607107 |  | 285479 | 622 | SH |  | DFND | 1 | 0 | 0 | 622 |
| T-MOBILE US INC | COM | 872590104 |  | 620001 | 4427 | SH |  | DFND | 1 | 0 | 0 | 4427 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 249496 | 5425 | SH |  | DFND | 1 | 0 | 0 | 5425 |
| UNION PAC CORP | COM | 907818108 |  | 693757 | 3407 | SH |  | DFND | 1 | 0 | 0 | 3407 |
| WASTE MGMT INC DEL | COM | 94106L109 |  | 324243 | 2127 | SH |  | DFND | 1 | 0 | 0 | 2127 |
| WATSCO INC | COM | 942622200 |  | 217211 | 575 | SH |  | DFND | 1 | 0 | 0 | 575 |
| ZOETIS INC | CL A | 98978V103 |  | 296615 | 1705 | SH |  | DFND | 1 | 0 | 0 | 1705 |
| ZSCALER INC | COM | 98980G102 |  | 300911 | 1934 | SH |  | DFND | 1 | 0 | 0 | 1934 |
| CHURCHILL DOWNS INC | COM | 171484108 |  | 381772 | 3290 | SH |  | DFND | 1 | 0 | 0 | 3290 |
| PUBLIC STORAGE | COM | 74460D109 |  | 568676 | 2158 | SH |  | DFND | 1 | 0 | 0 | 2158 |
| ARK ETF TR | GENOMIC REV ETF | 00214Q302 |  | 226112 | 8116 | SH |  | DFND | 1 | 0 | 0 | 8116 |
| ARK ETF TR | NEXT GNRTN INTER | 00214Q401 |  | 413491 | 7635 | SH |  | DFND | 1 | 0 | 0 | 7635 |
| ETF MANAGERS TR | PRIME CYBR SCRTY | 26924G201 |  | 433522 | 8402 | SH |  | DFND | 1 | 0 | 0 | 8402 |
| FIDELITY COMWLTH TR | NASDAQ COMPSIT | 315912808 |  | 350693 | 6745 | SH |  | DFND | 1 | 0 | 0 | 6745 |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 |  | 729773 | 9614 | SH |  | DFND | 1 | 0 | 0 | 9614 |
| FIRST TR EXCHANGE TRADED FD | CONSUMR STAPLE | 33734X119 |  | 259608 | 4302 | SH |  | DFND | 1 | 0 | 0 | 4302 |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 |  | 1617169 | 10132 | SH |  | DFND | 1 | 0 | 0 | 10132 |
| FIRST TR EXCHANGE TRADED FD | INDXX NEXTG ETF | 33737K205 |  | 206905 | 3049 | SH |  | DFND | 1 | 0 | 0 | 3049 |
| FIRST TR EXCH TRADED FD III | LNG/SHT EQUITY | 33739P103 |  | 408371 | 7683 | SH |  | DFND | 1 | 0 | 0 | 7683 |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 33734X846 |  | 451450 | 9937 | SH |  | DFND | 1 | 0 | 0 | 9937 |
| FIRST TR NASDAQ 100 TECH IND | SHS | 337345102 |  | 803374 | 5530 | SH |  | DFND | 1 | 0 | 0 | 5530 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE VEST BFR | 33740F623 |  | 287657 | 7881 | SH |  | DFND | 1 | 0 | 0 | 7881 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740F631 |  | 248152 | 7659 | SH |  | DFND | 1 | 0 | 0 | 7659 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE VEST US | 33740F474 |  | 267263 | 8447 | SH |  | DFND | 1 | 0 | 0 | 8447 |
| INVESCO EXCH TRADED FD TR II | S HDL VOL | 46138E362 |  | 221006 | 5639 | SH |  | DFND | 1 | 0 | 0 | 5639 |
| INVESCO EXCH TRADED FD TR II | S SMLCP HELT | 46138E149 |  | 268520 | 7151 | SH |  | DFND | 1 | 0 | 0 | 7151 |
| INDEXIQ ETF TR | HEDGE MLTI ETF | 45409B107 |  | 225495 | 7509 | SH |  | DFND | 1 | 0 | 0 | 7509 |
| ISHARES TR | 0-5 YR TIPS ETF | 46429B747 |  | 356930 | 3683 | SH |  | DFND | 1 | 0 | 0 | 3683 |
| ISHARES TR | 7-10 YR TRSY BD | 464287440 |  | 200464 | 2189 | SH |  | DFND | 1 | 0 | 0 | 2189 |
| ISHARES TR | ISHARES BIOTECH | 464287556 |  | 276194 | 2256 | SH |  | DFND | 1 | 0 | 0 | 2256 |
| ISHARES TR | USD INV GRDE ETF | 464288620 |  | 205279 | 4270 | SH |  | DFND | 1 | 0 | 0 | 4270 |
| ISHARES TR | FLTG RATE NT ETF | 46429B655 |  | 423579 | 8323 | SH |  | DFND | 1 | 0 | 0 | 8323 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 |  | 735689 | 7211 | SH |  | DFND | 1 | 0 | 0 | 7211 |
| ISHARES TR | INTL SEL DIV ETF | 464288448 |  | 255779 | 9873 | SH |  | DFND | 1 | 0 | 0 | 9873 |
| ISHARES TR | MBS ETF | 464288588 |  | 468798 | 5279 | SH |  | DFND | 1 | 0 | 0 | 5279 |
| ISHARES TR | MRGSTR MD CP GRW | 464288307 |  | 219934 | 3840 | SH |  | DFND | 1 | 0 | 0 | 3840 |
| ISHARES TR | EAFE GRWTH ETF | 464288885 |  | 700528 | 8117 | SH |  | DFND | 1 | 0 | 0 | 8117 |
| ISHARES TR | MSCI EAFE MIN VL | 46429B689 |  | 503016 | 7702 | SH |  | DFND | 1 | 0 | 0 | 7702 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 |  | 303190 | 2164 | SH |  | DFND | 1 | 0 | 0 | 2164 |
| ISHARES TR | MSCI USA VALUE | 46432F388 |  | 268153 | 2934 | SH |  | DFND | 1 | 0 | 0 | 2934 |
| ISHARES INC | MSCI WORLD ETF | 464286392 |  | 268340 | 2233 | SH |  | DFND | 1 | 0 | 0 | 2233 |
| ISHARES TR | RUS 1000 ETF | 464287622 |  | 528865 | 2242 | SH |  | DFND | 1 | 0 | 0 | 2242 |
| ISHARES TR | RUS 2000 GRW ETF | 464287648 |  | 1072633 | 4776 | SH |  | DFND | 1 | 0 | 0 | 4776 |
| ISHARES TR | RUS 2000 VAL ETF | 464287630 |  | 247476 | 1813 | SH |  | DFND | 1 | 0 | 0 | 1813 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 772891 | 4997 | SH |  | DFND | 1 | 0 | 0 | 4997 |
| ISHARES TR | S MC 400VL ETF | 464287705 |  | 257458 | 2538 | SH |  | DFND | 1 | 0 | 0 | 2538 |
| ISHARES TR | S SML 600 GWT | 464287887 |  | 226560 | 2058 | SH |  | DFND | 1 | 0 | 0 | 2058 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 241047 | 2209 | SH |  | DFND | 1 | 0 | 0 | 2209 |
| ISHARES TR | US AER DEF ETF | 464288760 |  | 336030 | 3164 | SH |  | DFND | 1 | 0 | 0 | 3164 |
| ISHARES TR | U.S. BAS MTL ETF | 464287838 |  | 260969 | 2054 | SH |  | DFND | 1 | 0 | 0 | 2054 |
| ISHARES TR | U.S. ENERGY ETF | 464287796 |  | 241651 | 5059 | SH |  | DFND | 1 | 0 | 0 | 5059 |
| ISHARES TR | U.S. TECH ETF | 464287721 |  | 365170 | 3478 | SH |  | DFND | 1 | 0 | 0 | 3478 |
| ISHARES TR | US TREAS BD ETF | 46429B267 |  | 219958 | 9980 | SH |  | DFND | 1 | 0 | 0 | 9980 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 428575 | 8002 | SH |  | DFND | 1 | 0 | 0 | 8002 |
| TWO RDS SHARED TR | LEADERSHS ACTIVI | 90214Q717 |  | 201789 | 6613 | SH |  | DFND | 1 | 0 | 0 | 6613 |
| TWO RDS SHARED TR | LEADERSHARES EQT | 90214Q683 |  | 280543 | 9775 | SH |  | DFND | 1 | 0 | 0 | 9775 |
| PROSHARES TR | S 500 DV ARIST | 74348A467 |  | 611568 | 6906 | SH |  | DFND | 1 | 0 | 0 | 6906 |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 808524854 |  | 217264 | 4532 | SH |  | DFND | 1 | 0 | 0 | 4532 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 |  | 249128 | 4923 | SH |  | DFND | 1 | 0 | 0 | 4923 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 713271 | 9808 | SH |  | DFND | 1 | 0 | 0 | 9808 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 2566044 | 7640 | SH |  | DFND | 1 | 0 | 0 | 7640 |
| SPDR SER TR | S 400 MDCP VAL | 78464A839 |  | 306723 | 4729 | SH |  | DFND | 1 | 0 | 0 | 4729 |
| SPDR SER TR | S 600 SMCP GRW | 78464A201 |  | 271058 | 3699 | SH |  | DFND | 1 | 0 | 0 | 3699 |
| SPDR SER TR | S 600 SMCP VAL | 78464A300 |  | 343468 | 4746 | SH |  | DFND | 1 | 0 | 0 | 4746 |
| SPDR SER TR | S BIOTECH | 78464A870 |  | 703552 | 9635 | SH |  | DFND | 1 | 0 | 0 | 9635 |
| SPDR S MIDCAP 400 ETF TR | UTSER1 S | 78467Y107 |  | 372092 | 812 | SH |  | DFND | 1 | 0 | 0 | 812 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 |  | 757349 | 5224 | SH |  | DFND | 1 | 0 | 0 | 5224 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 |  | 771381 | 1855 | SH |  | DFND | 1 | 0 | 0 | 1855 |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 921946794 |  | 400285 | 6468 | SH |  | DFND | 1 | 0 | 0 | 6468 |
| VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 |  | 991835 | 4371 | SH |  | DFND | 1 | 0 | 0 | 4371 |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | 921910840 |  | 545203 | 5377 | SH |  | DFND | 1 | 0 | 0 | 5377 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 |  | 231358 | 1188 | SH |  | DFND | 1 | 0 | 0 | 1188 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 |  | 957238 | 4469 | SH |  | DFND | 1 | 0 | 0 | 4469 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 |  | 293091 | 6093 | SH |  | DFND | 1 | 0 | 0 | 6093 |
| FIRST TR EXCH TRD ALPHDX FD | JAPAN ALPHADEX | 33737J158 |  | 269653 | 5421 | SH |  | DFND | 1 | 0 | 0 | 5421 |
| FIRST TR EXCHANGE TRADED FD | MATERIALS ALPH | 33734X168 |  | 259984 | 4124 | SH |  | DFND | 1 | 0 | 0 | 4124 |
| FIRST TR EXCHANGE-TRADED FD | NASDQ OIL GAS | 33738R845 |  | 284653 | 9476 | SH |  | DFND | 1 | 0 | 0 | 9476 |
| FIRST TR NAS100 EQ WEIGHTED | SHS | 337344105 |  | 303391 | 2918 | SH |  | DFND | 1 | 0 | 0 | 2918 |
| FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 |  | 240851 | 2167 | SH |  | DFND | 1 | 0 | 0 | 2167 |
| FIRST TR EXCHANGE TRADED FD | US EQTY OPPT ETF | 336920103 |  | 218645 | 2604 | SH |  | DFND | 1 | 0 | 0 | 2604 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQ | 33740F730 |  | 229130 | 6763 | SH |  | DFND | 1 | 0 | 0 | 6763 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST U S EQ | 33740U810 |  | 277987 | 8199 | SH |  | DFND | 1 | 0 | 0 | 8199 |
| FIRST TR EXCHNG TRADED FD VI | VEST US BUFFER | 33740F862 |  | 302703 | 8098 | SH |  | DFND | 1 | 0 | 0 | 8098 |
| FIRST TR EXCHNG TRADED FD VI | CBOE EQT BUFER | 33740F847 |  | 271954 | 6998 | SH |  | DFND | 1 | 0 | 0 | 6998 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740U208 |  | 308451 | 8043 | SH |  | DFND | 1 | 0 | 0 | 8043 |
| FIRST TR EXCHNG TRADED FD VI | US EQT DEEP DUFR | 33740F771 |  | 274795 | 7886 | SH |  | DFND | 1 | 0 | 0 | 7886 |
| FIRST TR EXCHNG TRADED FD VI | CBOE EQT DEP NOV | 33740F839 |  | 233104 | 6570 | SH |  | DFND | 1 | 0 | 0 | 6570 |
| INVESCO EXCHANGE TRADED FD T | S 500 GARP ETF | 46137V431 |  | 463408 | 5079 | SH |  | DFND | 1 | 0 | 0 | 5079 |
| ISHARES TR | 10-20 YR TRS ETF | 464288653 |  | 211226 | 2145 | SH |  | DFND | 1 | 0 | 0 | 2145 |
| ISHARES TR | ISHS 5-10YR INVT | 464288638 |  | 326587 | 6713 | SH |  | DFND | 1 | 0 | 0 | 6713 |
| ISHARES INC | MSCI EMERG MRKT | 464286533 |  | 337706 | 6330 | SH |  | DFND | 1 | 0 | 0 | 6330 |
| PIMCO ETF TR | BROAD US TIPS | 72201R403 |  | 341268 | 6592 | SH |  | DFND | 1 | 0 | 0 | 6592 |
| PIMCO EQUITY SER | RAFI DYN MULTI | 72202L371 |  | 219132 | 8101 | SH |  | DFND | 1 | 0 | 0 | 8101 |
| RENAISSANCE CAP GREENWICH FD | IPO ETF | 759937204 |  | 252081 | 7884 | SH |  | DFND | 1 | 0 | 0 | 7884 |
| SPDR SER TR | S PHARMAC | 78464A722 |  | 271970 | 6842 | SH |  | DFND | 1 | 0 | 0 | 6842 |
| DBX ETF TR | XTRACK MSCI JAPN | 233051507 |  | 289815 | 4815 | SH |  | DFND | 1 | 0 | 0 | 4815 |

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