# EDGAR Filing Document

**Accession Number:** 0000924168
**File Stem:** 0001628280-25-051381
**Filing Date:** 2025-11
**Character Count:** 34917
**Document Hash:** 978ca62f2031e63a62a2bd18cf07e506
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001628280-25-051381.hdr.sgml**: 20251112

**ACCESSION NUMBER**: 0001628280-25-051381

**CONFORMED SUBMISSION TYPE**: S-8

**PUBLIC DOCUMENT COUNT**: 7

**FILED AS OF DATE**: 20251112

**DATE AS OF CHANGE**: 20251112

**EFFECTIVENESS DATE**: 20251112

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ENERGY FOCUS, INC/DE
- **CENTRAL INDEX KEY:** 0000924168
- **STANDARD INDUSTRIAL CLASSIFICATION:** ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 943021850
- **STATE OF INCORPORATION:** OH
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** S-8
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 333-291448
- **FILM NUMBER:** 251469636

**BUSINESS ADDRESS:**
- **STREET 1:** 32000 AURORA ROAD
- **STREET 2:** SUITE B
- **CITY:** SOLON
- **STATE:** OH
- **ZIP:** 44139
- **BUSINESS PHONE:** 4407151300

**MAIL ADDRESS:**
- **STREET 1:** 32000 AURORA ROAD
- **STREET 2:** SUITE B
- **CITY:** SOLON
- **STATE:** OH
- **ZIP:** 44139

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIBERSTARS INC /CA/
- **DATE OF NAME CHANGE:** 19940527

**As filed with the Securities and Exchange Commission on November 12, 2025**

**Registration No. 333-_____________________________________________________________________________________________**

**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, DC 20549** 

_________________

**FORM S-8**

REGISTRATION STATEMENT

*UNDER*

*THE SECURITIES ACT OF 1933*

_________________

**Energy Focus, Inc.**

(Exact name of registrant as specified in its charter)

_________________

---

| | |
|:---|:---|
| **Delaware** | 94-3021850 |
| (State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) |

---

**32000 Aurora Road, Suite B** 

**Solon, Ohio 44139** 

**(440) 715-1300** 

(Address of Principal Executive Offices)

**Energy Focus, Inc. Amended and Restated 2020 Stock Incentive Plan** 

(Full Title of the Plan)

**Chiao Chieh (Jay) Huang**

**Chief Executive Officer** 

**Energy Focus, Inc.** 

**32000 Aurora Road, Suite B** 

**Solon, Ohio 44139** 

**(440) 715-1300**

(Name, address including zip code, and telephone number, including area code, of agent for service)

***Copies of all communications to***

**Elizabeth F. Chen, Esq.**

**Pryor Cashman LLP 7**

**Times Square New York, NY 10036**

**(212) 326-0199**

_________________

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of "large accelerated filer," "accelerated filer" and "smaller reporting company" in Rule 12b-2 of the Exchange Act.

---

| | | | |
|:---|:---|:---|:---|
| Large accelerated filer | ☐ | Accelerated filer | ☐ |
| Non-accelerated filer | ☐ | Smaller reporting company | ☒ |
| Emerging Growth Company | ☐ | | |

---

------

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.

**EXPLANATORY NOTE**

This Registration Statement on Form S-8 (this "Registration Statement") is being filed by Energy Focus, Inc., a Delaware corporation (the "Registrant"), to register a total of 200,000 shares of its common stock, par value $0.0001 per share ("Common Stock"), under the Registrant's Amended and Restated 2020 Equity Incentive Plan (the Plan"), and such additional shares that may become issuable in accordance with the adjustment and anti-dilution provisions of the Plan.

------

**PART I** 

**INFORMATION REQUIRED IN THE SECTION 10(a) PROSPECTUS**

Information required by Item 1 and Item 2 of Part I of Form S-8 is omitted from this Registration Statement in accordance with Rule 428 under the Securities Act of 1933, as amended (the "Securities Act"), and the Note to Part I of Form S-8. The documents containing the information specified in Item 1 and Item 2 of Part I of Form S-8 will be delivered to the participant in the plan covered by this Registration Statement as specified by Rule 428(b)(1) under the Securities Act.

**PART II** 

**INFORMATION REQUIRED IN THE REGISTRATION STATEMENT**

**Item 3. Incorporation of Documents by Reference.**

The following documents filed by the Registrant with the Securities and Exchange Commission (the "Commission") are incorporated herein by reference:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1.The Registrant's annual report on <u>[Form 10-K](https://www.sec.gov/Archives/edgar/data/924168/000162828025014614/efoi-20241231.htm)</u> for the fiscal year ended December 31, 2024, filed with the Commission on March 25, 2025 (the "Annual Report").

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2.The Registrant's <u>[quarterly report on Form 10-Q for the fiscal quarter ended March 31, 2025, filed with the Commission on May 13, 2025](https://www.sec.gov/Archives/edgar/data/924168/000162828025024875/efoi-20250331.htm)</u> and <u>[quarterly report on Form 10-Q for the fiscal quarter ended June 30, 202](https://www.sec.gov/Archives/edgar/data/924168/000162828025039814/efoi-20250630.htm)[5](https://www.sec.gov/Archives/edgar/data/924168/000162828025039814/efoi-20250630.htm)[, filed with the Commission on August 1](https://www.sec.gov/Archives/edgar/data/924168/000162828025039814/efoi-20250630.htm)[2](https://www.sec.gov/Archives/edgar/data/924168/000162828025039814/efoi-20250630.htm)[, 20](https://www.sec.gov/Archives/edgar/data/924168/000162828025039814/efoi-20250630.htm)[25](https://www.sec.gov/Archives/edgar/data/924168/000162828025039814/efoi-20250630.htm)</u>.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.The Registrant's current reports on Form 8-K, filed with the Commission on <u>[April 1, 2025](https://www.sec.gov/Archives/edgar/data/924168/000162828025015772/efoi-20250327.htm)</u>, <u>[June 18, 2025](https://www.sec.gov/Archives/edgar/data/924168/000092416825000004/efoi-20250612.htm)</u>, <u>[June 23, 2025](https://www.sec.gov/Archives/edgar/data/924168/000162828025032523/efoi-20250619.htm)</u>, and <u>[August 19, 2025](https://www.sec.gov/Archives/edgar/data/924168/000092416825000014/efoi-20250815.htm)</u>.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.the description of our common stock, which is registered under Section 12 of the Exchange Act of 1934, as amended (the "Exchange Act"), is contained in the Description of Securities of Energy Focus, Inc. filed as <u>[Exhibit 4.1 to the Registrant's Annual Report](https://www.sec.gov/Archives/edgar/data/924168/000092416820000013/ex41-10xk123119.htm)</u> on Form 10-K for the year ended December 31, 2019, filed with the Commission on March 24, 2020, including any amendments or reports filed for the purpose of updating such description.

All reports and other documents filed by the Registrant after the date hereof pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), prior to the filing of a post-effective amendment which indicates that all securities offered hereby have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference herein and to be part hereof from the date of filing of such reports and documents, except for documents or information deemed furnished and not filed in accordance with the rules of the Commission. Any statement contained in a document incorporated or deemed to be incorporated by reference herein shall be deemed to be modified or superseded for the purposes of this Registration Statement to the extent that a statement contained herein or in any other subsequently filed document which also is or is deemed to be incorporated by reference herein modifies or supersedes such statement. Any statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement.

You may request a copy of these filings, at no cost, by writing or telephoning the Company at the following address: Energy Focus, Inc., 32000 Aurora Road, Suite B, Solon, Ohio 44139; telephone number (440) 715-1300.

**Item 4. Description of Securities**.

Not applicable.

**Item 5. Interests of Named Experts and Counsel.**

Not applicable.

------

**Item 6. Indemnification of Directors and Officers.**

**General Corporation Law**

We are incorporated under the laws of the State of Delaware. Section 145 ("Section 145") of the General Corporation Law of the State of Delaware, as the same exists or may hereafter be amended (the "General Corporation Law"), among other things, provides that a Delaware corporation may indemnify any persons who were, are or are threatened to be made, parties to any threatened, pending or completed action, suit or proceeding, whether civil, criminal, administrative or investigative (other than an action by or in the right of such corporation), by reason of the fact that such person is or was an officer, director, employee or agent of such corporation, or is or was serving at the request of such corporation as a director, officer, employee or agent of another corporation or enterprise. The indemnity may include expenses (including attorneys' fees), judgments, fines and amounts paid in settlement actually and reasonably incurred by such person in connection with such action, suit or proceeding, provided such person acted in good faith and in a manner he reasonably believed to be in or not opposed to the corporation's best interests and, with respect to any criminal action or proceeding, had no reasonable cause to believe that his conduct was unlawful. A Delaware corporation may indemnify any persons who are, were or are threatened to be made, a party to any threatened, pending or completed action or suit by or in the right of the corporation by reason of the fact that such person was a director, officer, employee or agent of such corporation or enterprise. The indemnity may include expenses (including attorneys' fees) actually and reasonably incurred by such person in connection with the defense or settlement of such action or suit, provided such person acted in good faith and in a manner he reasonably believed to be in or not opposed to the corporation's best interests, provided that no indemnification is permitted without approval of the Court of Chancery or the court in which such suit is brought if the officer, director, employee or agent is adjudged to be liable to the corporation. Where an officer, director, employee or agent is successful on the merits or otherwise in the defense of any action referred to above, the corporation must indemnify him against the expenses which such officer or director has actually and reasonably incurred.

Section 145 further authorizes a corporation to purchase and maintain insurance on behalf of any person who is or was a director, officer, employee or agent of the corporation, or is or was serving at the request of the corporation as a director, officer, employee or agent of another corporation or enterprise, against any liability asserted against him and incurred by him in any such capacity, arising out of his status as such, whether or not the corporation would otherwise have the power to indemnify him under Section 145.

Section 102 of the General Corporation Law provides that a corporation's certificate of incorporation may contain a provision eliminating or limiting the personal liability of directors of a corporation to the corporation or its stockholders for monetary damages for a breach of fiduciary duty as a director, except (i) for any breach of the director's duty of loyalty to the corporation or its stockholders; (ii) for acts or omissions not in good faith or which involve intentional misconduct or a knowing violation of law; (iii) under §174 of the General Corporation Law; or (iv) for any transaction from which the director derived an improper personal benefit.

**Certificate of Incorporation and Bylaws**

------

Article VI of our bylaws provides that we shall indemnify any person who was or is a party or is threatened to be made a party or is otherwise involved in any action, suit or proceeding, whether civil, criminal, administrative or investigative (other than an action by us or in our right), by reason of the fact that such person is or was a director or officer of us, or is or was serving at our request as a director, officer or trustee of another corporation, partnership, joint venture, trust or other enterprise, against all expense, liability and loss reasonably incurred by such person in connection with such action, suit or proceeding.

Article VI of our bylaws further provides that in the event a director or officer has to bring suit against us for indemnification and is successful, we will pay such director's or officer's expenses of prosecuting such claim; that indemnification provided for by the bylaws shall not be deemed exclusive of any other rights to which the indemnified party may be entitled; and that we may purchase and maintain insurance on behalf of a director or officer against any liability asserted such officer or director and incurred by such officer or director in such capacity, whether or not we would have the power to indemnify such director or office against such expense or liability under the General Corporation Law.

**Liability Insurance and Indemnification Agreements**

Our directors and officers are covered under directors' and officers' liability insurance policies maintained by us, insuring such persons against various liabilities. In addition, we have in the past and may in the future enter into indemnification agreements with certain of our officers, directors and key employees.

**Item 7. Exemption from Registration Claimed.**

Not applicable.

**Item 8. Exhibits** 

---

| | |
|:---|:---|
| **Exhibit Number** | **Description** |
| 4.1 | <u>[Amendment No.1 to the Amended and Restated 2020 Stock Incentive Plan of the Registrant.](a2025s-8ex41amendment1toth.htm)</u> |
| 5.1 | <u>[Opinion of P](a2025s-8ex51opinionofpryor.htm)[ryor](a2025s-8ex51opinionofpryor.htm)[Cash](a2025s-8ex51opinionofpryor.htm)[man](a2025s-8ex51opinionofpryor.htm)[LLP.](a2025s-8ex51opinionofpryor.htm)</u> |
| 23.1 | <u>[Consent of GBQ Partners LLC, Independent Registered Public Accounting Firm.](a2025s-8ex231consentofgbq.htm)</u> |
| 23.3 | <u>[Consent of P](a2025s-8ex51opinionofpryor.htm)[ryor](a2025s-8ex51opinionofpryor.htm)[Cash](a2025s-8ex51opinionofpryor.htm)[man](a2025s-8ex51opinionofpryor.htm)[LLP (filed as a part of Exhibit 5.1).](a2025s-8ex51opinionofpryor.htm)</u> |
| 24.1 | <u>[Power of Attorney (included in the signature page to this Registration Statement).](#if2e2749b83f942cd99ecd040f8dd077b_4)</u> |
| 107 | <u>[Filing Fee Table](a2025s-8ex107filingfeetable.htm)</u> |

---

**Item 9. Undertakings.**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a.The undersigned Registrant hereby undertakes:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1.To file, during any period in which offers or sales are being made, a post-effective amendment to this Registration Statement:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;i.To include any prospectus required by Section 10(a)(3) of the Securities Act;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;ii.To reflect in the prospectus any facts or events arising after the effective date of the Registration Statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the Registration Statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of a prospectus filed with the Commission pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more than 20 percent change in the maximum aggregate

------

offering price set forth in the "Calculation of Registration Fee" table in the effective registration statement;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;iii.To include any material information with respect to the plan of distribution not previously disclosed in the Registration Statement or any material change to such information in the Registration Statement; provided, however, that paragraphs (A)(1)(i) and (A)(1)(ii) above shall not apply if the information required to be included in a post-effective amendment by those paragraphs is contained in periodic reports filed with or furnished to the Commission by the Registrant pursuant to Section 13 or 15(d) of the Exchange Act that are incorporated by reference in the Registration Statement.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2.That, for the purpose of determining any liability under the Securities Act, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b.The undersigned Registrant hereby undertakes that, for purposes of determining any liability under the Securities Act, each filing of the Registrant's annual report pursuant to Section 13(a) or 15(d) of the Exchange Act (and, where applicable, each filing of an employee benefit plan's annual report pursuant to Section 15(d) of the Exchange Act) that is incorporated by reference in the Registration Statement shall be deemed to be a new Registration Statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;c.Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers and controlling persons of the Registrant pursuant to the foregoing provisions, or otherwise, the Registrant has been advised that in the opinion of the Commission such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue.

------

**SIGNATURES**

Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Solon, State of Ohio on November 12, 2025.

**ENERGY FOCUS, INC.**

By: <u>/s/</u> <u>Chiao Chieh (Jay) Huang</u> 

Name: Chiao Chieh (Jay) Huang

Title: Chief Executive Officer

**POWER OF ATTORNEY**

We, the undersigned officers and directors of Energy Focus, Inc., hereby severally constitute and appoint Chiao Chieh (Jay) Huang, with full power to act, as our true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him and in his name, place, and stead, and in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement, and to file the same, together with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorney-in-fact and agent full power and authority to do and perform every act and thing necessary or advisable to be done in connection therewith, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent, or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

------

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

---

| | | |
|:---|:---|:---|
| **Signatures** | **Title** | **Date** |
| /s/ Chiao Chieh (Jay) Huang | Director, President, and Chief Executive Officer (Principal Executive Officer and Principal Financial Officer) | November 12, 2025 |
| Chiao Chieh (Jay) Huang |  |  |
| /s/ Kin-Fu Chen | Chairman of the Board | November 12, 2025 |
| Kin-Fu Chen |  |  |
| /s/ Wen-Jeng Chang | Director | November 12, 2025 |
| Wen-Jeng Chang |  |  |
| /s/ Wen-Cheng Chen | Director | November 12, 2025 |
| Wen-Cheng Chen |  |  |
| /s/ Chao-Jen Huang | Director | November 12, 2025 |
| Chao-Jen Huang |  |  |
| /s/ Shou-Jang Lee | Director | November 12, 2025 |
| Shou-Jang Lee |  |  |
| /s/ Sophia Shee | Director | November 12, 2025 |
| Sophia Shee |  |  |

---

## Ex-Filing

**Ex-Filing Fees**

**CALCULATION OF FILING FEE TABLES**

**S-8**

**Energy Focus, Inc.**

**_____________________________________________________________________________________________**

**Table 1: Newly Registered and Carry Forward Securities**

**CALCULATION OF REGISTRATION FEE**

---

| | | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| **Line Item Type** | **Security Type** | **Security Class Title** | **Notes** | **Fee Calculation Rule** | **Amount Registered** | **Proposed Maximum Offering Price Per Unit** | **Maximum Aggregate Offering Price** | **Fee Rate** | **Amount of Registration Fee** |
| *Newly Registered Securities* | *Newly Registered Securities* | *Newly Registered Securities* | *Newly Registered Securities* | *Newly Registered Securities* | *Newly Registered Securities* | *Newly Registered Securities* | *Newly Registered Securities* | *Newly Registered Securities* | *Newly Registered Securities* |
| Fees to be Paid | Equity | Common Stock, $0.0001 par value per share | (1) | Other | 200000 | $2.78 | $556000 | 0.0001381 | $76.78 |
| Total Offering Amounts: | Total Offering Amounts: | Total Offering Amounts: | Total Offering Amounts: | Total Offering Amounts: | Total Offering Amounts: | Total Offering Amounts: | Total Offering Amounts: | Total Offering Amounts: | $76.78 |
| Total Fees Previously Paid: | Total Fees Previously Paid: | Total Fees Previously Paid: | Total Fees Previously Paid: | Total Fees Previously Paid: | Total Fees Previously Paid: | Total Fees Previously Paid: | Total Fees Previously Paid: | Total Fees Previously Paid: | 0.00 |
| Total Fee Offsets: | Total Fee Offsets: | Total Fee Offsets: | Total Fee Offsets: | Total Fee Offsets: | Total Fee Offsets: | Total Fee Offsets: | Total Fee Offsets: | Total Fee Offsets: | 0.00 |
| Net Fee Due: | Net Fee Due: | Net Fee Due: | Net Fee Due: | Net Fee Due: | Net Fee Due: | Net Fee Due: | Net Fee Due: | Net Fee Due: | $76.78 |

---

**Offering Note(s)**

(1) Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the "Securities Act"), this registration statement shall also cover any additional shares of common stock, par value $0.0001 per share (the "Common Stock") of Energy Focus, Inc. (the "Company") that may become issuable under the terms of the Company's Amended and Restated 2020 Stock Incentive Plan (the "Plan"), by reason of any share split, share dividend, recapitalization or other similar transaction effected without the Company's receipt of consideration which results in an increase in the number of the outstanding shares of Common Stock.

"Proposed Maximum Offering Price Per Unit" is estimated pursuant to Rules 457(c) , solely for the purpose of calculating the amount of the registration fee under the Securities Act of 1933, as amended, based on the average of the high and low prices of the Company's Ordinary Shares on October 27, 2025.

## Exhibit 4.1

**EXHIBIT 4.1**

**AMENDMENT NO. 1 TO** 

**ENERGY FOCUS, INC.**

 **AMENDED AND RESTATED**

**2020 STOCK INCENTIVE PLAN**

Energy Focus, Inc. (hereinafter called the "Company") previously approved and adopted the Amended and Restated 2020 Stock Incentive Plan (the "Plan") to encourage the Plan's participants to acquire and hold the common stock of the Company, par value $0.0001 per share (the "Common Stock") as an added incentive to remain with the Company and increase their efforts in promoting the interests of the Company, and to enable the Company to attract and retain capable individuals. By this amendment (the "Amendment") the Company desires to amend the Plan to increase the number of shares available under the Plan.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1. Capitalized terms used but not otherwise defined herein shall have the respective meanings assigned to such terms in the Plan.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2. The effective date of this Amendment to the Plan shall be April 2, 2024, subject to the shareholders approval.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3. Section 3(a) of the Plan is amended and restated in its entirety as follows:

Stock Subject to the Plan.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a) *Stock Subject to the Plan*. Subject to the provisions of Section 15(a) and the share counting rules of the Plan, the maximum aggregate number of Shares which may be subject to Awards granted under the Plan is 292,858 Shares (consisting of 50,000 Shares (which equals to 350,000 prior to the 7-to-1 reverse stock split on June 20, 2023, or the "Reverse Split",) that were approved by the Company's stockholders in 2020, 42,858 Shares (or 300,000 Shares on a pre-Reverse Split basis) approved by the Company's stockholders in 2022, and 200,000 Shares). The Shares issued under the Plan may be either Shares reacquired by the Company, including Shares purchased in the open market, or authorized but unissued Shares.).

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4. This Amendment shall amend only the provisions of the Plan as set forth herein. Those provisions of the Plan not expressly amended hereby shall be considered in full force and effect.

IN WITNESS WHEREOF, the Company has caused this Amendment to be executed by its duly authorized representative on this 2<sup>nd</sup> day of April, 2024.

**ENERGY FOCUS, INC.**

By: <u>/s/ Chiao Chieh (Jay) Huang</u> 

Name: Chiao Chieh (Jay) Huang

Title: Chief Executive Officer

## Exhibit 5.1

![image1.jpg](image1.jpg)

**Exhibit 5.1**

November 12, 2025

Energy Focus, Inc.

32000 Aurora Road, Suite B

Solon, Ohio 44139

Telephone: (440) 715-1300

Re: <u>Registration Statement on Form S-8 with respect to 200,000 shares of common stock, par value $0.0001 per share, of Energy Focus, Inc.</u> 

Ladies and Gentlemen:

We have acted as special counsel to Energy Focus, Inc., a Delaware corporation (the "<u>Company</u>"), in connection with the registration by the Company of an aggregate of 200,000 shares (the "<u>Shares</u>") of common stock, par value $0.0001 per share, of the Company (the "<u>Common Stock</u>"), issuable under the Company's Amended and Restated 2020 Stock Incentive Plan, as amended on April 2, 2024 (the "<u>Plan</u>"). The Shares are included in a registration statement on Form S-8 (the "<u>Registration Statement</u>") under the Securities Act of 1933, as amended (the "<u>Act</u>"), filed by the Company with the Securities and Exchange Commission (the "<u>Commission</u>") on November 12, 2025. This opinion is being furnished in connection with the requirements of Item 601(b)(5) of Regulation S-K under the Act, and no opinion is expressed herein as to any matter pertaining to the contents of the Registration Statement, other than as expressly stated herein with respect to the issue of the Shares.

As such counsel, we have examined such matters of fact and questions of law as we have considered appropriate for purposes of this letter, including, without limitation: (A) the Registration Statement, together with the exhibits filed as a part thereof and including any documents incorporated by reference therein; (B) the Certificate of Incorporation of the Company, and the subsequent charter amendments; (C) the Bylaws of the Company; (D) the Plan; and (E) corporate resolutions and proceedings of the Company relating to the Plan. We have not undertaken any independent investigation to verify the accuracy of any such information, representations or warranties or to determine the existence or absence of any fact, and no inference as to our knowledge of the existence or absence of any fact should be drawn from our representation of the Company or the rendering of the opinion set forth below.

We are opining herein only with respect to the General Corporation Law of the State of Delaware (the "<u>DGCL</u>"). We express no opinion to the extent that any other laws are applicable to the subject matter hereof and express no opinion and provide no assurance as to compliance with any federal or state securities law, rule or regulation.

In making the foregoing examination, we have assumed the genuineness and authenticity of all signatures on all original documents, the authenticity of all documents submitted to us as originals, the conformity to originals of all documents submitted to us as copies and the due authorization, execution, delivery or recordation of all documents where due authorization, execution or recordation are prerequisites to the effectiveness thereof. We have further assumed that the Company has reserved for issuance an adequate number of authorized and unissued shares of Common Stock for issuance under the Plan.

Based upon the foregoing, and subject to the assumptions, exceptions, qualifications and limitations set forth herein and having regard for such legal considerations as we deem relevant, we are of the opinion that the Shares covered by the Registration Statement have been duly authorized and, when issued and sold by the Company as described in the Registration Statement and in accordance with the terms and conditions of the Plan, against the Company's receipt of payment of the full consideration therefor, will be validly issued, fully paid and nonassessable.

In rendering the foregoing opinion, we have assumed that the Company will comply with all applicable notice requirements regarding uncertificated shares provided in the DGCL.

Our opinion is based on facts and laws as in effect on the date hereof and as of the effective date of the Registration Statement, and we assume no obligation to revise or supplement this opinion after the effective date of the Registration Statement should the law be changed by legislative action, judicial decision or otherwise. Where our opinions expressed herein refer to events to occur at a future date, we have assumed that there will have been no changes in the relevant law or facts between the date hereof and such future date. Our opinions expressed herein are limited to the matters expressly stated herein and no opinion is implied or may be

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inferred beyond the matters expressly stated. Not in limitation of the foregoing, we are not rendering any opinion as to the compliance with any other federal or state law, rule or regulation relating to securities, or to the sale or issuance thereof.

This opinion is intended solely for your use in connection with the issuance and sale of the Shares subject to the Registration Statement and is not to be relied upon for any other purpose.

We hereby consent to the filing of this opinion letter with the Commission as Exhibit 5.1 to the Registration Statement. In giving this consent, we do not thereby admit that we are within the category of persons whose consent is required under Section 7 of the Act or the rules and regulations of the Commission promulgated thereunder.

Very truly yours,

**Pryor Cashman LLP** 

/s/ Pryor Cashman LLP

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## Exhibit 23.1

**EXHIBIT 23.1**

**CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM**

Energy Focus, Inc.

Solon, Ohio

We hereby consent to the incorporation by reference in the Prospectus constituting a part of this Registration Statement of our report dated March 25, 2025, relating to the consolidated financial statements and financial statement schedule of Energy Focus, Inc. (the Company), appearing in the Company's Annual Report on Form 10-K for the year ended December 31, 2024. Our report contains an explanatory paragraph regarding the Company's ability to continue as a going concern.

/s/ GBQ Partners LLC

Columbus, Ohio

November 12, 2025

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