# EDGAR Filing Document

**Accession Number:** 0001115900
**File Stem:** 0001115900-26-000003
**Filing Date:** 2026-2
**Character Count:** 2812
**Document Hash:** 7ae6951df3fedfb3c657125d8c4e8c85
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001115900-26-000003.hdr.sgml**: 20260227

**ACCESSION NUMBER**: 0001115900-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260227

**DATE AS OF CHANGE**: 20260227

**EFFECTIVENESS DATE**: 20260227

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** KOREA INVESTMENT & SECURITIES AMERICA, INC.
- **CENTRAL INDEX KEY:** 0001115900

**ORGANIZATION NAME:**
- **EIN:** 134118512
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-52615
- **FILM NUMBER:** 26698225

**BUSINESS ADDRESS:**
- **STREET 1:** 1350 AVENUE OF THE AMERICAS
- **STREET 2:** SUITE 1602
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019
- **BUSINESS PHONE:** (212)314-0687

**MAIL ADDRESS:**
- **STREET 1:** 1350 AVENUE OF THE AMERICAS
- **STREET 2:** SUITE 1602
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DONGWON SECURITIES AMERICA, INC.
- **DATE OF NAME CHANGE:** 20050623

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** KOREA INVESTMENT & SECURITIES AMERICA, INC.
- **DATE OF NAME CHANGE:** 20050621

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DONGWON SECURITIES AMERICA, INC.
- **DATE OF NAME CHANGE:** 20020404

### Attached PDF Documents

**Attachment 1:** `kisafinancialpublic.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001115900

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** KOREA INVESTMENT & SECURITIES AMERICA, INC.

**Business Address:** 1350 AVENUE OF THE AMERICAS, SUITE 1602, NEW YORK, NY, 10019

**Contact Person:** Young Choi Park

**Contact Phone:** 2123140685

### Independent Public Accountant Identification

**Accountant Name:** SEJONG LLP

**Accountant Address:** 65 Challenger Road, Suite 250, Ridgefield Park, NJ, 07650

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **HOON SULL**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **KOREA INVESTMENT & SECURITIES AMERICA, INC.**, as of **12-31-2025**, are true and correct.

**Signature:** HOON SULL

**Title:** CEO