# EDGAR Filing Document

**Accession Number:** 0001639691
**File Stem:** 0001639691-26-000042
**Filing Date:** 2026-5
**Character Count:** 57056
**Document Hash:** b9a7758034381e92f1df47ff60a4a9ea
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001639691-26-000042.hdr.sgml**: 20260529

**ACCESSION NUMBER**: 0001639691-26-000042

**CONFORMED SUBMISSION TYPE**: SD

**PUBLIC DOCUMENT COUNT**: 3

**FILED AS OF DATE**: 20260529

**DATE AS OF CHANGE**: 20260529

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** LivaNova PLC
- **CENTRAL INDEX KEY:** 0001639691
- **STANDARD INDUSTRIAL CLASSIFICATION:** ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
- **ORGANIZATION NAME:** 08 Industrial Applications and Services
- **EIN:** 981268150
- **STATE OF INCORPORATION:** X0
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SD
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-37599
- **FILM NUMBER:** 261044545

**BUSINESS ADDRESS:**
- **STREET 1:** 20 EASTBOURNE TERRACE
- **CITY:** LONDON
- **STATE:** X0
- **ZIP:** W2 6LG
- **BUSINESS PHONE:** 4402033250662

**MAIL ADDRESS:**
- **STREET 1:** 20 EASTBOURNE TERRACE
- **CITY:** LONDON
- **STATE:** X0
- **ZIP:** W2 6LG

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Sand Holdco Plc
- **DATE OF NAME CHANGE:** 20150420

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Sand Holdco Ltd
- **DATE OF NAME CHANGE:** 20150415

**As filed with the Securities and Exchange Commission on May 29, 2026**

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM SD**

**Specialized Disclosure Report**

![livanovaimagea.jpg](livanovaimagea.jpg)

**LivaNova PLC**

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| | | |
|:---|:---|:---|
| **England and Wales**<br>(State or other jurisdiction of incorporation or organization) | **001-37599**<br>(Commission File Number) | **98-1268150**<br>(I.R.S. Employer Identification**)** |

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**20 Eastbourne Terrace London, United Kingdom W2 6LG**

(Address of Principal Executive Offices) (Zip Code)

**Sarah K. Mohr, VP, Legal and Company Secretary**

**+ 1 832 551 6941**

(Name and telephone number, including area code, of the person to contact in connection with this report)

Check the appropriate box to indicate the rule pursuant to which this form is being filed:

☒&nbsp;&nbsp;&nbsp;&nbsp;**Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2025.**

□**Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended.**

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**<u>Section 1 Conflict Minerals Disclosure</u>**

**Item 1.01 Conflict Minerals Disclosure and Report**

LivaNova PLC (collectively with its subsidiaries, the "Company" or "LivaNova") is filing this Specialized Disclosure Report on Form SD (this "Form SD") for LivaNova's supply chain operations for the year ended December 31, 2025. This Form SD is presented in compliance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended, for the reporting period from January 1, 2025 to December 31, 2025.

A copy of LivaNova's Conflict Minerals Report is filed as a part of this Form SD. A copy of this Form SD may also be found on the Company's website at https://investor.livanova.com/financial-information/sec-filings.

**Item 1.02 Exhibits**

LivaNova has filed as an exhibit to this Form SD, the Conflict Minerals Report required by Item 1.01.

**<u>Section 2 Resource Extraction Issuer Disclosure</u>**

**Item 2.01 Resource Extraction Issuer Disclosure and Report**

Not applicable.

**<u>Section 3 Exhibits</u>**

**Item 3.01 Exhibits**

The following exhibit is filed as part of this report.

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| | |
|:---|:---|
| <u>Exhibit</u> | <u>Description</u> |
| 1.01 | <u>[Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD.](exhibit1012025conflictmine.htm)</u> |

---

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**SIGNATURE**

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | |
|:---|:---|
| | LivaNova PLC |
| Date: May 29, 2026 | By: <u>/s/ Sarah K. Mohr</u>  |
|  | Name: Sarah K. Mohr |
|  | Title: VP, Legal and Company Secretary |

---

## Exhibit 1.01

**Exhibit 1.01**

**<u>LivaNova PLC Conflict Minerals Report</u>**

**<u>For the Year Ended December 31, 2025</u>**

This Conflict Minerals Report (this "Report") of LivaNova PLC has been prepared for the reporting period from January 1, 2025 to December 31, 2025, pursuant to Rule 13p-1 under the Securities Exchange Act of 1934 (the "Rule"). The Rule was adopted by the Securities and Exchange Commission ("SEC") to implement disclosure and reporting requirements pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Act"). The Act defines conflict minerals as cassiterite, columbite-tantalite (coltan), gold, wolframite or their derivatives, tin, tantalum, and tungsten (together, the "3TGs"). The "Covered Countries" for the purposes of the Rule are the Democratic Republic of the Congo ("DRC"), the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia, and Angola. The Rule imposes certain reporting requirements on SEC registrants who manufacture or contract to manufacture products that include 3TGs if such 3TGs are necessary to the functionality or production of the products.

**1. Company Overview**

This Report has been prepared by the management of LivaNova PLC (the "Company" or "LivaNova"). It does not include the activities of variable interest entities that are not required to be consolidated.

This Report reports the reasonable country of origin inquiry ("RCOI") and subsequent due diligence measures that were used to determine whether any of LivaNova's product offerings distributed in the year ended December 31, 2025 contain any of the necessary 3TGs that originate from the Covered Countries or came from recycled or scrap sources.

In fiscal year 2025, LivaNova operated as two reportable segments:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• **Cardiopulmonary:** The Company's Cardiopulmonary segment is engaged in the design, development, manufacture, marketing, and sale of cardiopulmonary products including oxygenators, heart-lung machines, autotransfusion systems, perfusion tubing systems, cannulae, and other related accessories.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• **Neuromodulation:** The Company's Neuromodulation segment is engaged in the design, development, manufacture, marketing, and sale of products that deliver neuromodulation therapy for treating drug-resistant epilepsy and difficult-to-treat depression. This segment also includes the design and development of neurostimulation devices for treating obstructive sleep apnea.

LivaNova's broad and complex product offerings may contain 3TGs within the following components:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Tantalum, used in capacitors;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Tin, used in electrical components, printed circuit board assembly, hardware, and equipment;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Tungsten, used in coatings, alloys, heating elements, and electrodes; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Gold, used in circuit boards, electrodes, coatings, and electronic components.

Additional information relating to LivaNova is available at www.livanova.com. Information on the Company's website is not incorporated by reference into this Report.

**2. General Policy and Team**

LivaNova is committed to responsible sourcing practices and supports the objectives of Section 1502 of the Dodd-Frank Act. The Company expects suppliers to support its conflict minerals compliance efforts and to source materials responsibly. Suppliers are expected to comply with LivaNova's Third Party Code of Conduct, in addition to all applicable laws, regulations, and industry standards.

Oversight of the sustainability-related matters is through the Nominating and Corporate Governance Committee of the Board of Directors. Oversight of the Company's conflict minerals program is provided by a cross-functional management team that includes representatives from legal, sustainability, supply chain, sourcing, and operations functions.

**3. Reasonable Country of Origin Inquiry**

LivaNova collaborated with a third-party supply chain sustainability management service provider to develop its conflict minerals process.

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The process included:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• determining which of the Company's products distributed in 2025 potentially contain 3TGs necessary to the functionality or production of such products;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• identifying suppliers or contract manufacturers that provide LivaNova components, subassemblies, or finished products that may contain necessary 3TGs within these commercially distributed products (i.e., in-scope suppliers);

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• conducting a good faith RCOI designed to determine whether any necessary 3TGs contained in the Company's products originated in Covered Countries or came from recycled or scrap sources; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• completing and tracking communications with potential in-scope suppliers which included asking them to provide data on the sources of origin of the necessary 3TGs identified in LivaNova's supply chain by completing a valid Conflict Minerals Reporting Template (CMRT) version 6.5, verifying the data provided was complete, following up with the supplier if discrepancies were identified, and compiling the final results for review by LivaNova.

LivaNova does not purchase minerals directly from mines, smelters, or refiners ("SORs") and therefore must rely on the Company's suppliers to provide information on the origin of the minerals contained in components and materials supplied to the Company or products manufactured for the Company.

During the supplier survey, 255 suppliers were contacted via the supplier management platform. In addition to validating, assessing, and managing suppliers, the platform also provides functionality that meets the Organization for Economic Co-Operation and Development ("OECD") Guidance process expectations by evaluating the quality of each supplier response and assigning a health score based on the supplier's declaration of process engagement. The metrics provided in this Report, as well as the step-by-step process for supplier engagement and upstream due diligence investigations, are managed through this platform.

The survey also contained training and education to guide suppliers on best practices and the use of the CMRT. The Company's external partner monitored and tracked all communications. LivaNova directly contacted suppliers who were unresponsive to repeated communication attempts during the diligence process and requested that these suppliers complete the CMRT and submit the requested documentation.

All submitted forms are accepted and classified as valid or invalid so that data is retained. Suppliers are contacted regarding invalid forms and are encouraged to submit a valid form. Suppliers are also provided with guidance on how to correct these validation errors in the form of feedback to their CMRT submission, training courses, and direct engagement help. Since some suppliers may remain unresponsive to feedback, LivaNova tracks program gaps to account for future improvement opportunities.

As of May 11, 2026, there were 255 suppliers in scope of the conflict minerals program. Of those 255 suppliers in scope, 213 suppliers returned a CMRT. LivaNova's total response rate for this reporting year was 83.5%.

Based on the Company's RCOI, LivaNova has reason to believe that some of the necessary 3TGs in the Company's products may have originated in the Covered Countries and did not come from recycled or scrap sources. Accordingly, LivaNova conducted additional due diligence as described below.

**4. Design of Due Diligence**

LivaNova designed its due diligence process to conform, in all material respects, with the framework in the OECD Guidance and the related supplements.

Because LivaNova is a downstream purchaser and does not directly source from smelters or refiners, due diligence requires LivaNova to rely on data provided by direct suppliers and third-party audit programs. As a result, there is a risk that supplier-provided information may be incomplete or inaccurate. However, through continued outreach and process validation, in collaboration with the Company's external partner, LivaNova believes that the Company's process aligns with industry standards and market expectations for downstream companies' due diligence.

**a. Establish Strong Company Management and Control Systems**

***i. Internal Team***

LivaNova has established a management team responsible for the conflict minerals program, comprised of subject matter experts from relevant functions such as supply chain, sourcing, operations, and legal. In 2025, this team was overseen by the Vice President of Neuromodulation Operations.

***ii. Control Systems and Company Policies***

LivaNova's controls include, but are not limited to, the Company's Code of Ethics and Business Conduct which outlines certain expected behaviors for all employees. In addition, LivaNova's Third Party Code of Conduct, which is published externally (in

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multiple languages) as well as within the Company's purchase order terms and conditions, defines the standards that the Company requires of all LivaNova Third Parties to comply with when doing business with us, in addition to all applicable laws, regulations, and industry standards.

Compliance with LivaNova's Third Party Code of Conduct informs an important part of LivaNova's Third Party selection and evaluation. LivaNova requires Third Parties to meet the Company's requirements and to pass on these requirements to their respective supply chains. If an audit conducted by or on behalf of LivaNova reveals non-alignment with the Company's Third Party Code of Conduct, LivaNova has the right to take corrective measures that, in the event of significant non-compliance, may also include immediate termination of the business relationship.

In addition, LivaNova relies on the Company's direct in-scope suppliers to provide information on the origin of the necessary 3TGs contained in components and materials supplied to us, including sources of necessary 3TGs that are supplied to them from lower tier suppliers. LivaNova's General Terms and Conditions for the Purchase of Products and Services included with the Company's purchase orders specify that, in order to conduct business with LivaNova, a supplier may be required to complete a questionnaire designed to identify the potential presence of 3TGs in any products it sells to LivaNova, and if necessary, perform appropriate due diligence.

***iii. Supplier Engagement***

As LivaNova does not have a direct relationship with 3TGs SORs, the Company is engaged and actively cooperates with other manufacturers in the Company's industry and other sectors. The Company relies primarily on the Company's Tier 1 direct suppliers to provide information on the origin of the necessary 3TGs contained in components and materials supplied to us, including sources of necessary 3TGs that are supplied to them from lower tier suppliers.

The Company engages with suppliers directly to request a valid CMRT for the products that they supply to LivaNova. With respect to the OECD requirement to strengthen engagement with suppliers, LivaNova has developed an internal process that includes steps of supplier engagement escalation such as in-person meetings and corrective actions.

***iv. Grievance Mechanism***

LivaNova proactively promotes ethical behavior and encourages its stakeholders to Speak Up and report violations of laws, regulations, and/or the Company's policies and procedures, including the Company's Code of Ethics and Business Conduct and the Company's Third Party Code of Conduct. While LivaNova encourages employees to raise issues with their managers, the Company also maintains an Ethics Helpline where concerns can be reported confidentially and anonymously. All reports received are triaged to ensure timely and effective follow up.

***v. Records Maintenance***

LivaNova has retained relevant documentation from the Company's RCOI and due diligence process. Through the Company's external partner, a document retention policy to retain conflict minerals related documents for up to five years, including supplier responses to CMRTs and the sources identified within each reporting period, exists.

**b. Identify and Assess Risk in LivaNova's Supply Chain**

The platform provides functionality that meets the OECD Guidance process expectations by evaluating the quality of each supplier response and assigning a health score based on the supplier's declaration of process engagement. Additionally, the metrics provided in this Report, as well as the step-by-step process for supplier engagement and upstream due diligence investigations performed, are managed through this platform. Risks associated with supplier CMRT content are identified automatically in the platform based on criteria established for supplier responses. These risks are addressed by the Company's external partner and members of the internal conflict minerals team, who contact the supplier, gather pertinent data, and perform an assessment of the supplier's conflict minerals status.

Risks at the supplier level may include non-responsive suppliers or incomplete CMRTs. In cases where a company-level CMRT (such as when a company declares there are no 3TGs in any of its products) is submitted, LivaNova is unable to determine if all of the specified smelters/refiners were used for 3TGs in the components or products supplied.

The Company's external partner supplier risk assessment (flagging suppliers' risk as high, medium, or low) identifies problematic suppliers in a company's supply chain. The risk assessment is derived from the smelter validation process, which establishes risk at the smelter level via an analysis that considers multiple conflict minerals factors.

Risks were identified by assessing the due diligence practices and status of SORs identified in the supply chain by upstream suppliers that listed mineral processing facilities on their CMRT declarations. The Company's external partner smelter validation program compared listed facilities against the list of smelters/refiners consolidated by the RMI to ensure that the facilities met the recognized definition of a 3TG processing facility that was operational during the 2025 calendar year.

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The Company's external partner determined if the smelter or refiner had been audited against a standard in conformance with the OECD Guidance, such as the Responsible Minerals Assurance Process ("RMAP"). LivaNova does not have a direct relationship with SORs and does not perform direct audits of these entities within its supply chain. SORs that are conformant to RMAP audit standards are considered to have their sourcing validated as "conflict free or responsibly sourced". In cases where the SORs' due diligence practices have not been audited against the RMAP standard or they are considered non-conformant by RMAP, follow-ups are made to suppliers reporting those facilities. SORs are then assessed for the potential for sourcing risk.

Risk mitigation activities are initiated whenever a supplier's CMRT reported facilities of concern. Through the Company's external partner, suppliers with submissions that included any SORs of concern were immediately provided with feedback instructing the flagged supplier to conduct its own independent risk mitigation actions. Suppliers are given clear performance objectives within reasonable timeframes with the goal of progressive elimination of these SORs of concern from the supply chain. In addition, suppliers are guided to educational materials regarding mitigating the risks identified through the data collection process.

**c. Design and Implement a Strategy to Respond to Risks**

LivaNova developed processes to assess and respond to the risks identified in the supply chain. As the program progresses, escalations are sent to non-responsive suppliers to outline the importance of a response via CMRTs and to outline the required cooperation for compliance to the conflict minerals rules and LivaNova's expectations. In cases where suppliers have continuously been non-responsive or are not committed to corrective action plans, LivaNova assesses if replacement of such supplier is feasible.

**d. Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain**

LivaNova does not have a direct relationship with SORs of 3TGs and as a result, LivaNova does not perform direct audits of these entities in its supply chain. LivaNova relies on the efforts of the industry associations that administer independent third-party SOR audit programs and encourages suppliers with more direct relationships with SORs to participate in comparable due diligence validation activities. The Company's external partner also directly contacts smelters and refiners that are not currently enrolled in the RMAP to encourage their participation and gather information regarding each facility's sourcing practices on behalf of its compliance partners.

**e. Report on Supply Chain Due Diligence**

This Conflict Minerals Report is being filed with the SEC as an exhibit to LivaNova's Specialized Disclosure Report on Form SD and is available on the Company's website at https://investor.livanova.com/financial-information/sec-filings.

LivaNova has also considered the applicability of the European Union Conflict Minerals Regulation to its conflict minerals program and keeps this under review. The Company continues to expand efforts to increase transparency through the Company's data collection process and risk evaluation, as well as for disclosure by way of public reporting tools.

**5. Due Diligence Results**

During the Company's due diligence efforts, members of the Company's external partner and/or members of the LivaNova supply chain team made several follow-up inquiries to each "non-responsive" supplier who did not respond to the Company's initial survey, by phone or email. The Company's external partner reviewed the responses received against criteria developed to determine which required further engagement with the Company's suppliers. These criteria included incomplete responses as well as inconsistencies within the data reported in the CMRT. The Company's external partner worked directly with those suppliers to provide revised responses.

The majority of the responses received provided data at the supplier company level or a division/segment level relative to the supplier, rather than at a level directly relating to a part number that the supplier supplies to LivaNova or at a level unable to specify the exact SORs used for components supplied. The Company was therefore unable to determine whether any of the necessary 3TGs that these suppliers reported were contained in components or parts supplied directly to the Company.

Based on the responses received, for all responses that indicated a SOR, the Company's external partner compared the facilities listed to the list of SORs maintained by the RMI. If a supplier indicated that the facility was certified as "Conflict-Free," the Company's external partner confirmed that the name was listed by RMI as RMAP Conformant. As of May 11, 2026, LivaNova's consolidated list included 520 potential SORs in which 370 were validated as being true SORs, and the Company is working to validate the additional SOR entries from the submitted CMRTs. Appendix A lists all validated smelters and refiners that the suppliers the Company surveyed reported as being in their supply chains. LivaNova has not listed any smelters or refiners that the Company has not been able to validate in Appendix A. Appendix B includes an aggregated list of the potential countries of origin from which the reported SORs collectively source 3TGs, based on information provided through the CMRT data collection process, from direct smelter outreach, and the RMAP. It is understood that many responses may provide more data than can be

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directly linked to LivaNova products, and therefore, Appendices A and B may contain more SORs and/or countries than those that the necessary 3TGs in the Company's products are being sourced from.

Based on the smelter lists provided by suppliers via the CMRTs and publicly available information, LivaNova has identified 520 SORs. Out of 520 potential SORs:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• 44% of SORs are conformant per the RMAP audit;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• 29% of SORs are not smelters as confirmed by the RMAP database;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• 12% of SORs confirmed that they do not originate from the DRC;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• 9% of SORs are non-conformant as per the RMAP audit;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• 5% of SORs are from the DRC and could not verify the RMAP audit status; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• 1% of SORs are active and committed to undergoing an RMAP audit.

**Efforts to Determine Mine or Location of Origin:** By requesting that the Company's suppliers complete the CMRT, and, as the program progresses, requiring full completion of all necessary smelter identification information, which will enable the validation and disclosure of the SORs as well as the tracing of the 3TGs to their location of origin, LivaNova has determined that seeking information about 3TGs SORs in the Company's supply chain represents the most reasonable effort the Company can make to determine the mines or locations of origin of the necessary 3TGs in the Company's supply chain.

**6. Planned Process Improvements to Mitigate Risks**

LivaNova intends to take the following steps to improve the Company's conflict minerals program:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Continue to track and add new suppliers who provide components containing necessary 3TGs to the conflict minerals program;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Continue to engage with suppliers who reported that their supply chains may source 3TGs from high-risk smelters to encourage awareness and influence change;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Engage with suppliers and direct them to training resources to increase the response rate and improve the content of the supplier survey responses;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Continue to consider the applicability of the European Union Conflict Minerals Regulation within the Company's conflict minerals program and when applicable to LivaNova, comply with the relevant requirements; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Continue to evaluate the Company's conflict minerals program and, if necessary, implement relevant updates, e.g., if cobalt becomes a mandatory regulation compliance requirement.

**7. Additional Cautionary Statements**

Certain statements made in this Report are forward looking within the meaning of the "safe harbor" provisions of the Private Securities Litigation Reform Act of 1995, as amended. Such statements are based on current expectations and are subject to a number of risks and uncertainties that could cause actual results to differ materially from any expected future events or results referred to in the forward-looking statements. Unless otherwise required by applicable laws, regulations, or accounting standards, LivaNova does not undertake any obligation to update or revise any forward-looking statements, whether as a result of new information, future developments, or otherwise. Nothing in this Report should be regarded as a profit forecast.

LivaNova's RCOI and due diligence measures have endeavored to overcome the unavoidable limitations inherent in collecting information about the origins and chain of custody of the conflict minerals used in its products as a downstream purchaser operating within a complex international electronics supply chain. As such, LivaNova relies on its suppliers for the ultimate veracity of information they provide about smelters or refiners, as LivaNova does not have any direct contractual relationship with or power of control over such smelters or refiners. In addition, although LivaNova requested information at a product level, many suppliers returned information at a company or division level. Such suppliers were therefore unable to specify the smelters or refiners used for components supplied directly to LivaNova, and therefore the Appendices may contain more SORs and/or countries than those directly relevant to LivaNova's products.

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**<u>Appendix A: 2025 Smelter or Refiner (SOR) List</u>**

The following smelters and refiners were reported by LivaNova's suppliers as being in their supply chains. Only those validated as SORs by definition of RMI (Responsible Minerals Initiative) are provided. The validation process involves cross-referencing incoming data from the Company's suppliers with the Company's external party database, as well as the latest publicly available RMI smelter data.

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| | | | |
|:---|:---|:---|:---|
| **Metal** | **Smelter Name** | **Smelter Location** | **Smelter ID** |
| GOLD | 8853 S.p.A. | ITALY | CID002763 |
| GOLD | ABC Refinery Pty Ltd. | AUSTRALIA | CID002920 |
| GOLD | Abington Reldan Metals, LLC | UNITED STATES OF AMERICA | CID002708 |
| GOLD | Advanced Chemical Company | UNITED STATES OF AMERICA | CID000015 |
| GOLD | African Gold Refinery | UGANDA | CID003185 |
| GOLD | Agosi AG | GERMANY | CID000035 |
| GOLD | Aida Chemical Industries Co., Ltd. | JAPAN | CID000019 |
| GOLD | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES | CID002560 |
| GOLD | Albino Mountinho Lda. | PORTUGAL | CID002760 |
| GOLD | Alexy Metals | UNITED STATES OF AMERICA | CID003500 |
| GOLD | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | CID000041 |
| GOLD | AngloGold Ashanti Corrego do Sitio Mineracao | BRAZIL | CID000058 |
| GOLD | Argor-Heraeus S.A. | SWITZERLAND | CID000077 |
| GOLD | ASAHI METALFINE, Inc. | JAPAN | CID000082 |
| GOLD | Asahi Refining Canada Ltd. | CANADA | CID000924 |
| GOLD | Asahi Refining USA Inc. | UNITED STATES OF AMERICA | CID000920 |
| GOLD | Asaka Riken Co., Ltd. | JAPAN | CID000090 |
| GOLD | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | CID000103 |
| GOLD | Attero Recycling Pvt Ltd | INDIA | CID004697 |
| GOLD | AU Traders and Refiners | SOUTH AFRICA | CID002850 |
| GOLD | Augmont Enterprises Private Limited | INDIA | CID003461 |
| GOLD | Aurubis AG | GERMANY | CID000113 |
| GOLD | Bangalore Refinery | INDIA | CID002863 |
| GOLD | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | CID000128 |
| GOLD | Boliden Ronnskar | SWEDEN | CID000157 |
| GOLD | C. Hafner GmbH + Co. KG | GERMANY | CID000176 |
| GOLD | Caridad | MEXICO | CID000180 |
| GOLD | CCR Refinery - Glencore Canada Corporation | CANADA | CID000185 |
| GOLD | Cendres + Metaux S.A. | SWITZERLAND | CID000189 |
| GOLD | CGR Metalloys Pvt Ltd. | INDIA | CID003382 |
| GOLD | Chimet S.p.A. | ITALY | CID000233 |
| GOLD | Chugai Mining | JAPAN | CID000264 |
| GOLD | Coimpa Industrial LTDA | BRAZIL | CID004010 |
| GOLD | Daye Non-Ferrous Metals Mining Ltd. | CHINA | CID000343 |
| GOLD | Degussa Sonne / Mond Goldhandel GmbH | GERMANY | CID002867 |
| GOLD | Dijllah Gold Refinery FZC | UNITED ARAB EMIRATES | CID003348 |
| GOLD | Dongwu Gold Group | CHINA | CID003663 |
| GOLD | Dowa | JAPAN | CID000401 |

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| | | | |
|:---|:---|:---|:---|
| **Metal** | **Smelter Name** | **Smelter Location** | **Smelter ID** |
| GOLD | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF | CID000359 |
| GOLD | Eco-System Recycling Co., Ltd. East Plant | JAPAN | CID000425 |
| GOLD | Eco-System Recycling Co., Ltd. North Plant | JAPAN | CID003424 |
| GOLD | Eco-System Recycling Co., Ltd. West Plant | JAPAN | CID003425 |
| GOLD | Elite Industech Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID004755 |
| GOLD | Emerald Jewel Industry India Limited (Unit 1) | INDIA | CID003487 |
| GOLD | Emerald Jewel Industry India Limited (Unit 2) | INDIA | CID003488 |
| GOLD | Emerald Jewel Industry India Limited (Unit 3) | INDIA | CID003489 |
| GOLD | Emerald Jewel Industry India Limited (Unit 4) | INDIA | CID003490 |
| GOLD | Emirates Gold DMCC | UNITED ARAB EMIRATES | CID002561 |
| GOLD | Fidelity Printers and Refiners Ltd. | ZIMBABWE | CID002515 |
| GOLD | Fujairah Gold FZC | UNITED ARAB EMIRATES | CID002584 |
| GOLD | Gasabo Gold Refinery Ltd | RWANDA | CID005006 |
| GOLD | GG Refinery Ltd. | TANZANIA, UNITED REPUBLIC OF | CID004506 |
| GOLD | GGC Gujrat Gold Centre Pvt. Ltd. | INDIA | CID002852 |
| GOLD | Gold by Gold Colombia | COLOMBIA | CID003641 |
| GOLD | Gold Coast Refinery | GHANA | CID003186 |
| GOLD | Gold Refinery of Zijin Mining Group Co., Ltd. | CHINA | CID002243 |
| GOLD | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA | CID001909 |
| GOLD | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | CID000671 |
| GOLD | Heimerle + Meule GmbH | GERMANY | CID000694 |
| GOLD | Heraeus Germany GmbH Co. KG | GERMANY | CID000711 |
| GOLD | Heraeus Metals Hong Kong Ltd. | CHINA | CID000707 |
| GOLD | Hunan Chenzhou Mining Co., Ltd. | CHINA | CID000767 |
| GOLD | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | CHINA | CID000773 |
| GOLD | HwaSeong CJ CO., LTD. | KOREA, REPUBLIC OF | CID000778 |
| GOLD | Impala Platinum - Base Metal Refinery (BMR) | SOUTH AFRICA | CID004604 |
| GOLD | Impala Platinum - Platinum Metals Refinery (PMR) | SOUTH AFRICA | CID004714 |
| GOLD | Impala Platinum - Rustenburg Smelter | SOUTH AFRICA | CID004610 |
| GOLD | Inca One (Chala One Plant) | PERU | CID004704 |
| GOLD | Inca One (Koricancha Plant) | PERU | CID004705 |
| GOLD | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA | CID000801 |
| GOLD | International Precious Metal Refiners | UNITED ARAB EMIRATES | CID002562 |
| GOLD | Ishifuku Metal Industry Co., Ltd. | JAPAN | CID000807 |
| GOLD | Istanbul Gold Refinery | TURKEY | CID000814 |
| GOLD | Italpreziosi | ITALY | CID002765 |
| GOLD | JALAN & Company | INDIA | CID002893 |
| GOLD | Japan Mint | JAPAN | CID000823 |

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| | | | |
|:---|:---|:---|:---|
| **Metal** | **Smelter Name** | **Smelter Location** | **Smelter ID** |
| GOLD | Jiangxi Copper Co., Ltd. | CHINA | CID000855 |
| GOLD | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | CID000927 |
| GOLD | JSC Novosibirsk Refinery | RUSSIAN FEDERATION | CID000493 |
| GOLD | JSC Uralelectromed | RUSSIAN FEDERATION | CID000929 |
| GOLD | JX Nippon Mining & Metals Co., Ltd. | JAPAN | CID000937 |
| GOLD | K.A. Rasmussen | NORWAY | CID003497 |
| GOLD | Kazakhmys Smelting LLC | KAZAKHSTAN | CID000956 |
| GOLD | Kazzinc | KAZAKHSTAN | CID000957 |
| GOLD | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA | CID000969 |
| GOLD | KGHM Polska Miedz Spolka Akcyjna | POLAND | CID002511 |
| GOLD | Kojima Chemicals Co., Ltd. | JAPAN | CID000981 |
| GOLD | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF | CID002605 |
| GOLD | KP Sanghvi International | INDIA | CID004433 |
| GOLD | Kundan Care Products Ltd. | INDIA | CID003463 |
| GOLD | Kyrgyzaltyn JSC | KYRGYZSTAN | CID001029 |
| GOLD | Kyshtym Copper-Electrolytic Plant ZAO | RUSSIAN FEDERATION | CID002865 |
| GOLD | L'azurde Company For Jewelry | SAUDI ARABIA | CID001032 |
| GOLD | Lingbao Gold Co., Ltd. | CHINA | CID001056 |
| GOLD | L'Orfebre S.A. | ANDORRA | CID002762 |
| GOLD | LS MnM Inc. | KOREA, REPUBLIC OF | CID001078 |
| GOLD | LT Metal Ltd. | KOREA, REPUBLIC OF | CID000689 |
| GOLD | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | CID001093 |
| GOLD | Marsam Metals | BRAZIL | CID002606 |
| GOLD | Materion | UNITED STATES OF AMERICA | CID001113 |
| GOLD | Matsuda Sangyo Co., Ltd. | JAPAN | CID001119 |
| GOLD | MD Overseas | INDIA | CID003548 |
| GOLD | Metal Concentrators SA (Pty) Ltd. | SOUTH AFRICA | CID003575 |
| GOLD | Metallix Refining Inc. | UNITED STATES OF AMERICA | CID003557 |
| GOLD | Metalor Technologies (Hong Kong) Ltd. | CHINA | CID001149 |
| GOLD | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | CID001152 |
| GOLD | Metalor Technologies (Suzhou) Ltd. | CHINA | CID001147 |
| GOLD | Metalor Technologies S.A. | SWITZERLAND | CID001153 |
| GOLD | Metalor USA Refining Corporation | UNITED STATES OF AMERICA | CID001157 |
| GOLD | Metalurgica Met-Mex Penoles S.A. De C.V. | MEXICO | CID001161 |
| GOLD | Minera Titan del Peru SRL (MTP) - Belen Plant | PERU | CID005014 |
| GOLD | Mitsubishi Materials Corporation | JAPAN | CID001188 |
| GOLD | Mitsui Mining and Smelting Co., Ltd. | JAPAN | CID001193 |
| GOLD | MKS PAMP SA | SWITZERLAND | CID001352 |
| GOLD | MMTC-PAMP India Pvt., Ltd. | INDIA | CID002509 |
| GOLD | Modeltech Sdn Bhd | MALAYSIA | CID002857 |
| GOLD | Morris and Watson | NEW ZEALAND | CID002282 |
| GOLD | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | CID001204 |
| GOLD | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY | CID001220 |

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| | | | |
|:---|:---|:---|:---|
| **Metal** | **Smelter Name** | **Smelter Location** | **Smelter ID** |
| GOLD | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | CID001236 |
| GOLD | NH Recytech Company | KOREA, REPUBLIC OF | CID003189 |
| GOLD | Nihon Material Co., Ltd. | JAPAN | CID001259 |
| GOLD | NOBLE METAL SERVICES | UNITED STATES OF AMERICA | CID003690 |
| GOLD | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | CID002779 |
| GOLD | Ohura Precious Metal Industry Co., Ltd. | JAPAN | CID001325 |
| GOLD | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | RUSSIAN FEDERATION | CID001326 |
| GOLD | Pease & Curren | UNITED STATES OF AMERICA | CID002872 |
| GOLD | Penglai Penggang Gold Industry Co., Ltd. | CHINA | CID001362 |
| GOLD | Planta Recuperadora de Metales SpA | CHILE | CID002919 |
| GOLD | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | CID001386 |
| GOLD | PT Aneka Tambang (Persero) Tbk | INDONESIA | CID001397 |
| GOLD | PX Precinox S.A. | SWITZERLAND | CID001498 |
| GOLD | QG Refining, LLC | UNITED STATES OF AMERICA | CID003324 |
| GOLD | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | CID001512 |
| GOLD | REMONDIS PMR B.V. | NETHERLANDS | CID002582 |
| GOLD | Royal Canadian Mint | CANADA | CID001534 |
| GOLD | SAAMP | FRANCE | CID002761 |
| GOLD | Sabin Metal Corp. | UNITED STATES OF AMERICA | CID001546 |
| GOLD | Safimet S.p.A | ITALY | CID002973 |
| GOLD | SAFINA A.S. | CZECHIA | CID002290 |
| GOLD | SAM Precious Metals FZ-LLC | UNITED ARAB EMIRATES | CID003666 |
| GOLD | Samduck Precious Metals | KOREA, REPUBLIC OF | CID001555 |
| GOLD | Samwon Metals Corp. | KOREA, REPUBLIC OF | CID001562 |
| GOLD | SEMPSA Joyeria Plateria S.A. | SPAIN | CID001585 |
| GOLD | Shandong Gold Smelting Co., Ltd. | CHINA | CID001916 |
| GOLD | Shandong Humon Smelting Co., Ltd. | CHINA | CID002525 |
| GOLD | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA | CID001619 |
| GOLD | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | CID001622 |
| GOLD | Shenzhen CuiLu Gold Co., Ltd. | CHINA | CID002750 |
| GOLD | SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD. | CHINA | CID004435 |
| GOLD | Shenzhen Zhonghenglong Real Industry Co., Ltd. | CHINA | CID002527 |
| GOLD | Shirpur Gold Refinery Ltd. | INDIA | CID002588 |
| GOLD | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | CID001736 |
| GOLD | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID002516 |
| GOLD | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | CID001756 |
| GOLD | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA | CID001761 |
| GOLD | Sovereign Metals | INDIA | CID003383 |

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| | | | |
|:---|:---|:---|:---|
| **Metal** | **Smelter Name** | **Smelter Location** | **Smelter ID** |
| GOLD | State Research Institute Center for Physical Sciences and Technology | LITHUANIA | CID003153 |
| GOLD | Sumitomo Metal Mining Co., Ltd. | JAPAN | CID001798 |
| GOLD | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF | CID002918 |
| GOLD | Super Dragon Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID001810 |
| GOLD | T.C.A S.p.A | ITALY | CID002580 |
| GOLD | Tanaka Kikinzoku Kogyo K.K. | JAPAN | CID001875 |
| GOLD | TITAN COMPANY LIMITED, JEWELLERY DIVISION | INDIA | CID004491 |
| GOLD | Tokuriki Honten Co., Ltd. | JAPAN | CID001938 |
| GOLD | Tongling Nonferrous Metals Group Co., Ltd. | CHINA | CID001947 |
| GOLD | TOO Tau-Ken-Altyn | KAZAKHSTAN | CID002615 |
| GOLD | Torecom | KOREA, REPUBLIC OF | CID001955 |
| GOLD | Umicore Precious Metals Thailand | THAILAND | CID002314 |
| GOLD | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM | CID001980 |
| GOLD | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA | CID001993 |
| GOLD | Valcambi S.A. | SWITZERLAND | CID002003 |
| GOLD | WEEEREFINING | FRANCE | CID003615 |
| GOLD | Western Australian Mint (T/a The Perth Mint) | AUSTRALIA | CID002030 |
| GOLD | WIELAND Edelmetalle GmbH | GERMANY | CID002778 |
| GOLD | Yamakin Co., Ltd. | JAPAN | CID002100 |
| GOLD | Yokohama Metal Co., Ltd. | JAPAN | CID002129 |
| GOLD | Yunnan Copper Industry Co., Ltd. | CHINA | CID000197 |
| GOLD | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | CID002224 |
| TANTALUM | 5D Production OU | ESTONIA | CID003926 |
| TANTALUM | AMG Brasil | BRAZIL | CID001076 |
| TANTALUM | Avon Specialty Metals Ltd. | UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND | CID002705 |
| TANTALUM | Changsha South Tantalum Niobium Co., Ltd. | CHINA | CID000211 |
| TANTALUM | CMT Rare Metal Advanced Materials (Hunan) Co., Ltd. | CHINA | CID004431 |
| TANTALUM | D Block Metals, LLC | UNITED STATES OF AMERICA | CID002504 |
| TANTALUM | Exotech Inc. | UNITED STATES OF AMERICA | CID000456 |
| TANTALUM | F&X Electro-Materials Ltd. | CHINA | CID000460 |
| TANTALUM | FIR Metals & Resource Ltd. | CHINA | CID002505 |
| TANTALUM | Global Advanced Metals Aizu | JAPAN | CID002558 |
| TANTALUM | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA | CID002557 |
| TANTALUM | Guangdong Rising Rare Metals-EO Materials Ltd. | CHINA | CID000291 |
| TANTALUM | H.C. Starck Hermsdorf GmbH | GERMANY | CID002547 |
| TANTALUM | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | CID002492 |
| TANTALUM | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | CID002512 |
| TANTALUM | Jiangxi Suns Nonferrous Materials Co. Ltd. | CHINA | CID004813 |
| TANTALUM | Jiangxi Tuohong New Raw Material | CHINA | CID002842 |

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| | | | |
|:---|:---|:---|:---|
| **Metal** | **Smelter Name** | **Smelter Location** | **Smelter ID** |
| TANTALUM | Jiujiang Janny New Material Co., Ltd. | CHINA | CID003191 |
| TANTALUM | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | CID000914 |
| TANTALUM | Jiujiang Tanbre Co., Ltd. | CHINA | CID000917 |
| TANTALUM | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | CID002506 |
| TANTALUM | KEMET de Mexico | MEXICO | CID002539 |
| TANTALUM | Materion Newton Inc. | UNITED STATES OF AMERICA | CID002548 |
| TANTALUM | Metallurgical Products India Pvt., Ltd. | INDIA | CID001163 |
| TANTALUM | Mineracao Taboca S.A. | BRAZIL | CID001175 |
| TANTALUM | Mitsui Mining and Smelting Co., Ltd. | JAPAN | CID001192 |
| TANTALUM | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | CID001277 |
| TANTALUM | NPM Silmet AS | ESTONIA | CID001200 |
| TANTALUM | Plansee SE Reutte | AUSTRIA | CID002556 |
| TANTALUM | PowerX Ltd. | RWANDA | CID004054 |
| TANTALUM | QuantumClean | UNITED STATES OF AMERICA | CID001508 |
| TANTALUM | Resind Industria e Comercio Ltda. | BRAZIL | CID002707 |
| TANTALUM | RFH Metals & Chemicals Co., Ltd. | CHINA | CID003159 |
| TANTALUM | RFH Yancheng Jinye New Material Technology Co., Ltd. | CHINA | CID003583 |
| TANTALUM | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | CID001769 |
| TANTALUM | Taki Chemical Co., Ltd. | JAPAN | CID001869 |
| TANTALUM | TANIOBIS Co., Ltd. | THAILAND | CID002544 |
| TANTALUM | TANIOBIS GmbH | GERMANY | CID002545 |
| TANTALUM | TANIOBIS Japan Co., Ltd. | JAPAN | CID002549 |
| TANTALUM | TANIOBIS Smelting GmbH & Co. KG | GERMANY | CID002550 |
| TANTALUM | Telex Metals | UNITED STATES OF AMERICA | CID001891 |
| TANTALUM | Ulba Metallurgical Plant JSC | KAZAKHSTAN | CID001969 |
| TANTALUM | ULVAC Inc. | JAPAN | CID002861 |
| TANTALUM | V&D New Materials (Jiangsu) Co., Ltd. | CHINA | CID003498 |
| TANTALUM | XIMEI RESOURCES (GUANGDONG) LIMITED | CHINA | CID000616 |
| TANTALUM | XIMEI RESOURCES(GUIZHOU) TECHNOLOGY CO., LTD. | CHINA | CID003973 |
| TANTALUM | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | CID002508 |
| TANTALUM | Yanling Jincheng Tantalum & Niobium Co., Ltd. | CHINA | CID001522 |
| TANTALUM | Zhuzhou Cemented Carbide Group Co., Ltd. | CHINA | CID002232 |
| TIN | Alpha Assembly Solutions Inc | UNITED STATES OF AMERICA | CID000292 |
| TIN | An Vinh Joint Stock Mineral Processing Company | VIET NAM | CID002703 |
| TIN | Aurubis Beerse | BELGIUM | CID002773 |
| TIN | Aurubis Berango | SPAIN | CID002774 |
| TIN | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA | CID000228 |
| TIN | Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA | CID003190 |
| TIN | China Tin Group Co., Ltd. | CHINA | CID001070 |

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| | | | |
|:---|:---|:---|:---|
| **Metal** | **Smelter Name** | **Smelter Location** | **Smelter ID** |
| TIN | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | BRAZIL | CID003486 |
| TIN | CRM Synergies | SPAIN | CID003524 |
| TIN | CV Ayi Jaya | INDONESIA | CID002570 |
| TIN | CV Venus Inti Perkasa | INDONESIA | CID002455 |
| TIN | Dongguan Best Alloys Co., Ltd. | CHINA | CID000377 |
| TIN | Dongguan CiEXPO Environmental Engineering Co., Ltd. | CHINA | CID003356 |
| TIN | Dowa | JAPAN | CID000402 |
| TIN | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM | CID002572 |
| TIN | EM Vinto | BOLIVIA (PLURINATIONAL STATE OF) | CID000438 |
| TIN | Estanho de Rondonia S.A. | BRAZIL | CID000448 |
| TIN | Fabrica Auricchio Industria e Comercio Ltda. | BRAZIL | CID003582 |
| TIN | Feinhutte Halsbrucke GmbH | GERMANY | CID000466 |
| TIN | Fenix Metals | POLAND | CID000468 |
| TIN | Gejiu City Fuxiang Industry and Trade Co., Ltd. | CHINA | CID003410 |
| TIN | Gejiu Kai Meng Industry and Trade LLC | CHINA | CID000942 |
| TIN | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | CID000538 |
| TIN | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | CID001908 |
| TIN | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA | CID000555 |
| TIN | Global Advanced Metals Greenbushes Pty Ltd. | AUSTRALIA | CID004754 |
| TIN | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA | CID003116 |
| TIN | HuiChang Hill Tin Industry Co., Ltd. | CHINA | CID002844 |
| TIN | Jean Goldschmidt International (JGI Hydrometal) | BELGIUM | CID000835 |
| TIN | Jiangxi Nanshan | CHINA | CID001231 |
| TIN | Longnan Chuangyue Environmental Protection Technology Development Co., Ltd | CHINA | CID004796 |
| TIN | Luna Smelter, Ltd. | RWANDA | CID003387 |
| TIN | Ma'anshan Weitai Tin Co., Ltd. | CHINA | CID003379 |
| TIN | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL | CID002468 |
| TIN | Malaysia Smelting Corporation Berhad (Port Klang) | MALAYSIA | CID004434 |
| TIN | Melt Metais e Ligas S.A. | BRAZIL | CID002500 |
| TIN | Metallic Resources, Inc. | UNITED STATES OF AMERICA | CID001142 |
| TIN | Mineracao Taboca S.A. | BRAZIL | CID001173 |
| TIN | Mining Minerals Resources SARL | CONGO, DEMOCRATIC REPUBLIC OF THE | CID004065 |
| TIN | Minsur | PERU | CID001182 |
| TIN | Mitsubishi Materials Corporation | JAPAN | CID001191 |
| TIN | Modeltech Sdn Bhd | MALAYSIA | CID002858 |
| TIN | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM | CID002573 |
| TIN | Novosibirsk Tin Combine | RUSSIAN FEDERATION | CID001305 |
| TIN | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | CID001314 |
| TIN | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | CID002517 |
| TIN | Operaciones Metalurgicas S.A. | BOLIVIA (PLURINATIONAL STATE OF) | CID001337 |

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| | | | |
|:---|:---|:---|:---|
| **Metal** | **Smelter Name** | **Smelter Location** | **Smelter ID** |
| TIN | P Kay Metal, Inc | UNITED STATES OF AMERICA | CID005189 |
| TIN | Precious Minerals and Smelting Limited | INDIA | CID003409 |
| TIN | PT Aries Kencana Sejahtera | INDONESIA | CID000309 |
| TIN | PT Arsed Indonesia | INDONESIA | CID005067 |
| TIN | PT Artha Cipta Langgeng | INDONESIA | CID001399 |
| TIN | PT ATD Makmur Mandiri Jaya | INDONESIA | CID002503 |
| TIN | PT Bangka Prima Tin | INDONESIA | CID002776 |
| TIN | PT Cipta Persada Mulia | INDONESIA | CID002696 |
| TIN | PT Masbro Alam Stania | INDONESIA | CID003380 |
| TIN | PT Mitra Graha Raya | INDONESIA | CID004685 |
| TIN | PT Mitra Stania Prima | INDONESIA | CID001453 |
| TIN | PT Mitra Sukses Globalindo | INDONESIA | CID003449 |
| TIN | PT Premium Tin Indonesia | INDONESIA | CID000313 |
| TIN | PT Prima Timah Utama | INDONESIA | CID001458 |
| TIN | PT Putera Sarana Shakti (PT PSS) | INDONESIA | CID003868 |
| TIN | PT Rajehan Ariq | INDONESIA | CID002593 |
| TIN | PT Refined Bangka Tin | INDONESIA | CID001460 |
| TIN | PT Sariwiguna Binasentosa | INDONESIA | CID001463 |
| TIN | PT Stanindo Inti Perkasa | INDONESIA | CID001468 |
| TIN | PT Timah Tbk Kundur | INDONESIA | CID001477 |
| TIN | PT Timah Tbk Mentok | INDONESIA | CID001482 |
| TIN | PT Tinindo Inter Nusa | INDONESIA | CID001490 |
| TIN | Resind Industria e Comercio Ltda. | BRAZIL | CID002706 |
| TIN | Rian Resources SDN. BHD. | MALAYSIA | CID003581 |
| TIN | RIKAYAA GREENTECH PRIVATE LIMITED | INDIA | CID004692 |
| TIN | Rui Da Hung | TAIWAN, PROVINCE OF CHINA | CID001539 |
| TIN | Soft Metais Ltda. | BRAZIL | CID001758 |
| TIN | Super Ligas | BRAZIL | CID002756 |
| TIN | Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. | JAPAN | CID004403 |
| TIN | Thaisarco | THAILAND | CID001898 |
| TIN | Tin Smelting Branch of Yunnan Tin Co., Ltd. | CHINA | CID002180 |
| TIN | Tin Technology & Refining | UNITED STATES OF AMERICA | CID003325 |
| TIN | TRATHO Metal Quimica | BRAZIL | CID003474 |
| TIN | VQB Mineral and Trading Group JSC | VIET NAM | CID002015 |
| TIN | White Solder Metalurgia e Mineracao Ltda. | BRAZIL | CID002036 |
| TIN | Woodcross Smelting Company Limited | UGANDA | CID004724 |
| TIN | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | CID002158 |
| TIN | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CHINA | CID003397 |
| TUNGSTEN | A.L.M.T. Corp. | JAPAN | CID000004 |
| TUNGSTEN | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | BRAZIL | CID003427 |

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| | | | |
|:---|:---|:---|:---|
| **Metal** | **Smelter Name** | **Smelter Location** | **Smelter ID** |
| TUNGSTEN | Asia Tungsten Products Vietnam Ltd. | VIET NAM | CID002502 |
| TUNGSTEN | Avon Specialty Metals Ltd | UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND | CID002704 |
| TUNGSTEN | China Molybdenum Tungsten Co., Ltd. | CHINA | CID002641 |
| TUNGSTEN | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | CID000258 |
| TUNGSTEN | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | CID000281 |
| TUNGSTEN | Cronimet Brasil Ltda | BRAZIL | CID003468 |
| TUNGSTEN | Fujian Xinlu Tungsten Co., Ltd. | CHINA | CID003609 |
| TUNGSTEN | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | CID002315 |
| TUNGSTEN | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | CID002494 |
| TUNGSTEN | Ganzhou Sunny Non-Ferrous Metals Co., Ltd. | CHINA | CID003580 |
| TUNGSTEN | Global Tungsten & Powders LLC | UNITED STATES OF AMERICA | CID000568 |
| TUNGSTEN | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | CID000218 |
| TUNGSTEN | H.C. Starck Tungsten GmbH | GERMANY | CID002541 |
| TUNGSTEN | Hubei Green Tungsten Co., Ltd. | CHINA | CID003417 |
| TUNGSTEN | Hunan Jintai New Material Co., Ltd. | CHINA | CID000769 |
| TUNGSTEN | Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | CHINA | CID002513 |
| TUNGSTEN | Hydrometallurg, JSC | RUSSIAN FEDERATION | CID002649 |
| TUNGSTEN | Japan New Metals Co., Ltd. | JAPAN | CID000825 |
| TUNGSTEN | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | CID002551 |
| TUNGSTEN | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | CID002321 |
| TUNGSTEN | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA | CID002313 |
| TUNGSTEN | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | CID002318 |
| TUNGSTEN | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | CID002317 |
| TUNGSTEN | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | CID002316 |
| TUNGSTEN | Jing Yuan Tungsten Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID005012 |
| TUNGSTEN | JSC "Kirovgrad Hard Alloys Plant" | RUSSIAN FEDERATION | CID003408 |
| TUNGSTEN | KENEE MINING VIETNAM COMPANY LIMITED | VIET NAM | CID004619 |
| TUNGSTEN | Kennametal Fallon | UNITED STATES OF AMERICA | CID000966 |
| TUNGSTEN | Kennametal Huntsville | UNITED STATES OF AMERICA | CID000105 |
| TUNGSTEN | Lianyou Metals Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID003407 |
| TUNGSTEN | Lianyou Resources Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID004397 |
| TUNGSTEN | Malipo Haiyu Tungsten Co., Ltd. | CHINA | CID002319 |
| TUNGSTEN | Masan High-Tech Materials | VIET NAM | CID002543 |
| TUNGSTEN | Moliren Ltd. | RUSSIAN FEDERATION | CID002845 |
| TUNGSTEN | Nam Viet Cromit Joint Stock Company | VIET NAM | CID004034 |
| TUNGSTEN | Niagara Refining LLC | UNITED STATES OF AMERICA | CID002589 |
| TUNGSTEN | NPP Tyazhmetprom LLC | RUSSIAN FEDERATION | CID003416 |
| TUNGSTEN | OOO "Technolom" 1 | RUSSIAN FEDERATION | CID003614 |
| TUNGSTEN | OOO "Technolom" 2 | RUSSIAN FEDERATION | CID003612 |

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| | | | |
|:---|:---|:---|:---|
| **Metal** | **Smelter Name** | **Smelter Location** | **Smelter ID** |
| TUNGSTEN | Philippine Bonway Manufacturing Industrial Corporation | PHILIPPINES | CID004797 |
| TUNGSTEN | Philippine Carreytech Metal Corp. | PHILIPPINES | CID004438 |
| TUNGSTEN | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES | CID002827 |
| TUNGSTEN | Plansee Composite Materials GmbH | GERMANY | CID004068 |
| TUNGSTEN | S.P.T. spol.s r.o. | CZECHIA | CID005068 |
| TUNGSTEN | Sanher Tungsten Vietnam Co., Ltd. | VIET NAM | CID002538 |
| TUNGSTEN | Shinwon Tungsten (Fujian Shanghang) Co., Ltd. | CHINA | CID004430 |
| TUNGSTEN | Smelter Not Listed | UZBEKISTAN | CID002660 |
| TUNGSTEN | TANIOBIS Smelting GmbH & Co. KG | GERMANY | CID002542 |
| TUNGSTEN | Tungamoy Metals Inc. | KOREA, REPUBLIC OF | CID005248 |
| TUNGSTEN | Tungsten Vietnam Joint Stock Company | VIET NAM | CID003993 |
| TUNGSTEN | Unecha Refractory metals plant | RUSSIAN FEDERATION | CID002724 |
| TUNGSTEN | Wolfram Bergbau und Hutten AG | AUSTRIA | CID002044 |
| TUNGSTEN | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | CID002320 |
| TUNGSTEN | Xiamen Tungsten Co., Ltd. | CHINA | CID002082 |
| TUNGSTEN | YUDU ANSHENG TUNGSTEN CO., LTD. | CHINA | CID003662 |

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**<u>Appendix B: 2025 Countries of Origin List</u>**

This list includes an aggregated list of countries of origin from which the reported facilities collectively source 3TGs, based on reasonable identification of country of origin data obtained via the Company's external party's supply chain database. As noted in the Report, it is relevant to note that overreporting might occur which could result in this Appendix containing more countries of origin than those from which the Company's components are potentially originated.

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| | | |
|:---|:---|:---|
| **Country** | **Country** | **Country** |
| ANDORRA | ITALY | SINGAPORE |
| AUSTRALIA | JAPAN | SOUTH AFRICA |
| AUSTRIA | KAZAKHSTAN | SPAIN |
| BELGIUM | KOREA, REPUBLIC OF | SWEDEN |
| BOLIVIA (PLURINATIONAL STATE OF) | KYRGYZSTAN | SWITZERLAND |
| BRAZIL | LITHUANIA | TAIWAN, PROVINCE OF CHINA |
| CANADA | MALAYSIA | TANZANIA, UNITED REPUBLIC OF |
| CHILE | MEXICO | THAILAND |
| CHINA | NETHERLANDS | TURKEY |
| COLOMBIA | NEW ZEALAND | UGANDA |
| CONGO, DEMOCRATIC REPUBLIC OF THE | NORWAY | UNITED ARAB EMIRATES |
| CZECHIA | PERU | UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND |
| ESTONIA | PHILIPPINES | UNITED STATES OF AMERICA |
| FRANCE | POLAND | UZBEKISTAN |
| GERMANY | PORTUGAL | VIET NAM |
| GHANA | RUSSIAN FEDERATION | ZIMBABWE |
| INDIA | RWANDA | |
| INDONESIA | SAUDI ARABIA | |

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