# EDGAR Filing Document

**Accession Number:** 0000948708
**File Stem:** 0000948708-25-000014
**Filing Date:** 2025-6
**Character Count:** 6671
**Document Hash:** 12998215349edb977b7163282489cef9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000948708-25-000014.hdr.sgml**: 20250604

**ACCESSION NUMBER**: 0000948708-25-000014

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20250603

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20250604

**DATE AS OF CHANGE**: 20250604

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SMITH MICRO SOFTWARE, INC.
- **CENTRAL INDEX KEY:** 0000948708
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-PREPACKAGED SOFTWARE [7372]
- **ORGANIZATION NAME:** 06 Technology
- **EIN:** 330029027
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-35525
- **FILM NUMBER:** 251023746

**BUSINESS ADDRESS:**
- **STREET 1:** 5800 CORPORATE DRIVE
- **CITY:** PITTSBURGH
- **STATE:** PA
- **ZIP:** 15237
- **BUSINESS PHONE:** 4128375300

**MAIL ADDRESS:**
- **STREET 1:** 5800 CORPORATE DRIVE
- **CITY:** PITTSBURGH
- **STATE:** PA
- **ZIP:** 15237

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SMITH MICRO SOFTWARE, INC
- **DATE OF NAME CHANGE:** 20181023

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SMITH MICRO SOFTWARE INC
- **DATE OF NAME CHANGE:** 19950731

?xml version='1.0' encoding='ASCII'? smsi-20250603

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549** 

**FORM 8-K**

**CURRENT REPORT** 

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934** 

**Date of Report (Date of earliest event reported): June 3, 2025**

**Smith Micro Software, Inc.**

**(Exact name of Registrant as Specified in Its Charter)** 

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| | | |
|:---|:---|:---|
| **Delaware** | **001-35525** | **33-0029027** |
| **(State or Other Jurisdiction**<br>**of Incorporation)** | **(Commission** <br>**File Number)** | **(IRS Employer**<br>**Identification No.)** |

---

---

| | |
|:---|:---|
| **5800 Corporate Drive**<br>**Pittsburgh, PA** | **15237** |
| **(Address of Principal Executive Offices)** | **(Zip Code)** |

---

**Registrant's Telephone Number, Including Area Code: (412) 837-5300**

**Not Applicable** 

**(Former Name or Former Address, if Changed Since Last Report)** 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading**<br>**Symbol(s)** | **Name of each exchange on which registered** |
| **Common Stock, par value $0.001 per share** | **SMSI** | **NASDAQ** |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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**Item 5.07Submission of Maters to a Vote of Security Holders.** 

(a) On June 3, 2025, Smith Micro Software, Inc. (the "Company") held its 2025 Annual Meeting of Stockholders (the "Annual Meeting"). Of the 19,458,750 shares of the Company's common stock outstanding and entitled to vote at the Annual Meeting, 12,972,102 shares (or 66.7%), constituting a quorum, were represented at the Annual Meeting in person (online) or by proxy.

(b) Five proposals were submitted by the Company's Board of Directors to a vote of Company stockholders, and the final results of the voting on each proposal are noted below.

Proposal No. 1: Stockholders elected two directors to the Company's Board of Directors to hold office until the Company's 2028 annual meeting of stockholders or until their successors are duly elected and qualified. The votes on this proposal were as follows:

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| | | | |
|:---|:---|:---|:---|
| **Name of Nominee** | **For** | **Withheld** | **Broker Non-Votes** |
| Andrew Arno | 7,945,749 | 1,664,112 | 3,362,241 |
| Samuel Gulko | 7,718,355 | 1,891,506 | 3,362,241 |

---

Proposal No. 2: Stockholders approved, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. The votes on this proposal were as follows:

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| | | | |
|:---|:---|:---|:---|
| **For** | **Against** | **Abstain** | **Broker Non-Votes** |
| 6,767,683 | 2,249,704 | 592,474 | 3,362,241 |

---

Proposal No. 3: Stockholders ratified the appointment of SingerLewak LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2025. The votes on this proposal were as follows:

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| | | | |
|:---|:---|:---|:---|
| **For** | **Against** | **Abstain** | **Broker Non-Votes** |
| 11,518,849 | 1,300,389 | 152,864 | 0 |

---

Proposal No. 4: Stockholders approved an amendment to the Smith Micro Software, Inc. Amended and Restated Omnibus Equity Incentive Plan. The votes on this proposal were as follows:

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| | | | |
|:---|:---|:---|:---|
| **For** | **Against** | **Abstain** | **Broker Non-Votes** |
| 7,266,568 | 2,145,830 | 197,463 | 3,362,241 |

---

Proposal No. 5: Stockholders approved an amendment to the Smith Micro Software, Inc. Amended and Restated Employee Stock Purchase Plan. The votes on this proposal were as follows:

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| | | | |
|:---|:---|:---|:---|
| **For** | **Against** | **Abstain** | **Broker Non-Votes** |
| 8,613,983 | 794,257 | 201,621 | 3,362,241 |

---

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

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| | | |
|:---|:---|:---|
| | Smith Micro Software, Inc. | Smith Micro Software, Inc. |
| Date: June 4, 2025 | By: | /s/ William W. Smith, Jr. |
|  |  | **William W. Smith, Jr.** |
|  |  | **President and Chief Executive Officer** |

---