# EDGAR Filing Document

**Accession Number:** 0001848758
**File Stem:** 0000894189-26-016363
**Filing Date:** 2026-5
**Character Count:** 20346
**Document Hash:** a23f0836c8b32c9887eac43ba76fa837
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000894189-26-016363.hdr.sgml**: 20260528

**ACCESSION NUMBER**: 0000894189-26-016363

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260528

**DATE AS OF CHANGE**: 20260528

**PERIOD START**: 20261231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NEOS ETF Trust
- **CENTRAL INDEX KEY:** 0001848758

**ORGANIZATION NAME:**
- **EIN:** 861805230
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23645
- **FILM NUMBER:** 261034190

**BUSINESS ADDRESS:**
- **STREET 1:** 13 RIVERSIDE AVE
- **CITY:** WESTPORT
- **STATE:** CT
- **ZIP:** 06880
- **BUSINESS PHONE:** 914.443.5008

**MAIL ADDRESS:**
- **STREET 1:** 13 RIVERSIDE AVE
- **CITY:** WESTPORT
- **STATE:** CT
- **ZIP:** 06880

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SHP ETF Trust
- **DATE OF NAME CHANGE:** 20210302

## Series and Classes Contracts Data

### NEOS MLP & Energy Infrastructure High Income ETF (Series ID: S000097287)

| Class ID   | Class Name                                       | Ticker Symbol   |
|:---|:---|:---|
| C000266470 | NEOS MLP & Energy Infrastructure High Income ETF | MLPI            |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **NEOS MLP & Energy Infrastructure High Income ETF** | **NEOS MLP & Energy Infrastructure High Income ETF** | **NEOS MLP & Energy Infrastructure High Income ETF** |
| **Schedule of Investments** | **Schedule of Investments** | **Schedule of Investments** |
| **March 31, 2026 (Unaudited)** | **March 31, 2026 (Unaudited)** | **March 31, 2026 (Unaudited)** |
| **COMMON STOCKS - 98.9%** | **Shares**  | **Value**  |
| **Construction & Engineering - 2.8%** | **Construction & Engineering - 2.8%** | |
| Centuri Holdings, Inc. <sup>(a)</sup> | 461498 | $13480357 |
| **Oil, Gas & Consumable Fuels - 96.1% <sup>(b)</sup>** | **Oil, Gas & Consumable Fuels - 96.1% <sup>(b)</sup>** |  |
| Antero Midstream Corp. | 788835 | 17985438 |
| Cheniere Energy Partners LP | 252797 | 16338270 |
| Cheniere Energy, Inc. | 89504 | 25397655 |
| Delek Logistics Partners LP | 111094 | 5528037 |
| DT Midstream, Inc. | 139718 | 18815823 |
| Enbridge, Inc. | 841618 | 45477706 |
| Energy Transfer LP | 1071247 | 20675067 |
| Enterprise Products Partners LP | 537801 | 20350390 |
| Genesis Energy LP – Class A | 359731 | 6414004 |
| Hess Midstream LP - Class A | 228554 | 8883894 |
| Kinder Morgan, Inc. | 858817 | 28796134 |
| Kinetik Holdings, Inc. – Class A | 299491 | 14498359 |
| MPLX LP | 333984 | 19060467 |
| NextDecade Corp. <sup>(a)</sup> | 2542577 | 19476140 |
| ONEOK, Inc. | 248479 | 22460017 |
| Pembina Pipeline Corp. | 607910 | 27125188 |
| Plains All American Pipeline LP | 575617 | 12853528 |
| Plains GP Holdings LP – Class A | 378650 | 9193622 |
| Rockpoint Gas Storage, Inc. - Class A | 655163 | 13116874 |
| Targa Resources Corp. | 92818 | 23272257 |
| TC Energy Corp. | 475754 | 29696486 |
| Teekay Tankers Ltd. – Class A | 180758 | 13253177 |
| Williams Cos., Inc. | 620372 | 45150674 |
|  |  | 463819207 |
| **TOTAL COMMON STOCKS** (Cost $439,878,832) | **TOTAL COMMON STOCKS** (Cost $439,878,832) | 477299564 |
| **SHORT-TERM INVESTMENTS** | **SHORT-TERM INVESTMENTS** | **SHORT-TERM INVESTMENTS** |
| **MONEY MARKET FUNDS - 1.6%** | **Shares**  | **Value**  |
| First American Treasury Obligations Fund - Class X, 3.59% <sup>(c)</sup> | 6536276 | 6536276 |
| Northern U.S. Government Select Money Market Fund, 3.36% <sup>(c)</sup> | 1268255 | 1268255 |
| **TOTAL MONEY MARKET FUNDS** (Cost $7,804,531) | **TOTAL MONEY MARKET FUNDS** (Cost $7,804,531) | 7804531 |
| **TOTAL INVESTMENTS - 100.5% (**Cost $447,683,363**)** | **TOTAL INVESTMENTS - 100.5% (**Cost $447,683,363**)** | 485104095 |
| Liabilities in Excess of Other Assets - (0.5)% | Liabilities in Excess of Other Assets - (0.5)% | (2438620) |
| **TOTAL NET ASSETS - 100.0%** |  | $482665475 |
| Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. |  |

---

---

| |
|:---|
| LP - Limited Partnership<br>|
| The Global Industry Classification Standard ("GICS<sup>®</sup>") was developed by and/or is the exclusive property of MSCI, Inc. ("MSCI") and Standard & Poor's Financial Services LLC ("S&P"). GICS<sup>®</sup> is a service mark of MSCI and S&P and has been licensed for use by U.S. Bank Global Fund Services. |

---

(a) Non-income producing security.

(b) To the extent that the Fund invests more heavily in a particular industry or sector of the economy, its performance will be especially sensitive to developments that significantly affect those industries or sectors.

(c) The rate shown represents the 7-day annualized yield as of March 31, 2026.

------

---

| | | | |
|:---|:---|:---|:---|
| **NEOS MLP & Energy Infrastructure High Income ETF** | **NEOS MLP & Energy Infrastructure High Income ETF** | **NEOS MLP & Energy Infrastructure High Income ETF** | **NEOS MLP & Energy Infrastructure High Income ETF** |
| **Schedule of Written Options** | **Schedule of Written Options** | **Schedule of Written Options** | **Schedule of Written Options** |
| **March 31, 2026 (Unaudited)** | **March 31, 2026 (Unaudited)** | **March 31, 2026 (Unaudited)** | **March 31, 2026 (Unaudited)** |
| **WRITTEN OPTIONS - (0.5)%** | **Notional Amount** | **Contracts** | **Value** |
| **Call Options - (0.5)%** | **Call Options - (0.5)%** | **Call Options - (0.5)%** | **Call Options - (0.5)%** |
| Alerian MLP ETF <sup>(a)(b)</sup> |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Expiration: 05/15/2026; Exercise Price: $53.00 | $(179244464) | (34051) | $(1668499) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Expiration: 05/15/2026; Exercise Price: $54.00 | (179244464) | (34051) | (851275) |
| **TOTAL WRITTEN OPTIONS** (Premiums received $2,450,109) |  |  | $(2519774) |
| Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. |

---

(a) FLexible EXchange<sup>®</sup> Options.

(b) 100 shares per contract.

------

#### NEOS MLP & Energy Infrastructure High Income ETF
Notes to Quarterly Schedule of Investments

March 31, 2026 (Unaudited)

#### Investment Valuation
The Funds disclose the fair value of their investments in a hierarchy that distinguishes between: (1) market participant assumptions developed based on market data obtained from sources independent of the Funds (observable inputs) and (2) the Funds' own assumptions about market participant assumptions developed based on the best information available under the circumstances (unobservable inputs). The three levels defined by the hierarchy are as follows:

**• Level 1** – Unadjusted quoted prices in active markets for identical assets that the Funds have the ability to access.

**• Level 2** – Other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.).

• **Level 3** – Significant unobservable inputs (including the Funds' own assumptions in determining the fair value of investments).

The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.

The following is a summary of the inputs used to value each Fund's investments as of March 31, 2026:

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **<u>Level 1</u>** | **<u>Level 2</u>** | **<u>Level 3</u>** | **<u>Total</u>** |
| **Assets:** | | | | |
| <u>Investments:</u> |  |  |  |  |
|  &nbsp;&nbsp;&nbsp;&nbsp;Common Stocks | $477299564 | $– | $– | $477299564 |
|  &nbsp;&nbsp;&nbsp;&nbsp;Money Market Funds | 7804531 | – | – | 7804531 |
| **Total Investments** | $485104095 | $– | $– | $485104095 |
| **Liabilities:** |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Written Options | $– | $(2519774) | $– | $(2519774) |
| **Total Written Options** | $– | $(2519774) | $– | $(2519774) |
| Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** NEOS ETF Trust

- **b. Investment Company Act file number:** 811-23645

- **c. CIK number of Registrant:** 0001848758

- **d. LEI of Registrant:** 549300Q4QMDLLFX8BQ98

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 13 Riverside Avenue

  - **City:** Westport

  - **State:** CT

  - **Foreign country:** US

  - **Zip / Postal Code:** 06880

  - **Telephone number:** 203-298-7300

**Item A.2. Information about the Series.**

- **a. Name of Series:** NEOS MLP & Energy Infrastructure High Income ETF

- **b. EDGAR series identifier (if any):** S000097287

- **c. LEI of Series:** 529900ERO92OVP4RZQ20

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-12-31

- **b. Date as of which information is reported:** 2026-03-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $488493194.75

**Total Liabilities:** $7396791.96

**Net Assets:** $481096402.79

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000266470 | 5.75%                | 7.54%                | 2.99%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $213707.57               | $7876815.90                                |
| Month 2  | $294177.69               | $19780287.58                               |
| Month 3  | $136982.65               | $9744606.53                                |

**Designated Index Information**

- **Index Name:** MerQube North America MLP & Energy Infrastructure Index

- **Index Identifier:** MQMNLPTU

### Schedule of Portfolio Investments

| Name                           | Title                                           | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Enbridge Inc                   | Enbridge Inc                                    | CUSIP: 29250N105<br>LEI: 98TPTUM4IVMFCZBCUR27 | Long             | EC               | CORP              | CA        |    838669 | NS      | $45318354.26  | 9.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Energy Transfer LP             | Energy Transfer LP                              | CUSIP: 29273V100<br>LEI: MTLVN9N7JE8MIBIJ1H73 | Long             | EC               | CORP              | US        |   1067494 | NS      | $20602634.20  | 4.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Enterprise Products Partners L | Enterprise Products Partners LP                 | CUSIP: 293792107<br>LEI: K4CDIF4M54DJZ6TB4Q48 | Long             | EC               | CORP              | US        |    535917 | NS      | $20279099.28  | 4.22%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Treasury Obliga | First American Treasury Obligations Fund        | CUSIP: 31846V328<br>LEI: 549300UU586IAH2B8H03 | Long             | STIV             | RF                | US        |   6536276 | NS      | $6536275.54   | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| DT Midstream Inc               | DT Midstream Inc                                | CUSIP: 23345M107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    139229 | NS      | $18749969.43  | 3.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Delek Logistics Partners LP    | Delek Logistics Partners LP                     | CUSIP: 24664T103<br>LEI: 549300UVYITDIU51P724 | Long             | EC               | CORP              | US        |    110707 | NS      | $5508780.32   | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Kinetik Holdings Inc           | Kinetik Holdings Inc                            | CUSIP: 02215L209<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    298444 | NS      | $14447674.04  | 3.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Antero Midstream Corp          | Antero Midstream Corp                           | CUSIP: 03676B102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    786072 | NS      | $17922441.60  | 3.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Centuri Holdings Inc           | Centuri Holdings Inc                            | CUSIP: 155923105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    459881 | NS      | $13433124.01  | 2.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Cheniere Energy Partners LP    | Cheniere Energy Partners LP                     | CUSIP: 16411Q101<br>LEI: 5493005UEC8AZ34LDV29 | Long             | EC               | CORP              | US        |    251912 | NS      | $16281072.56  | 3.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Cheniere Energy Inc            | Cheniere Energy Inc                             | CUSIP: 16411R208<br>LEI: MIHC87W9WTYSYZWV1J40 | Long             | EC               | CORP              | US        |     89192 | NS      | $25309121.92  | 5.26%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | AMLP 04/17/2026 52.5 C                          | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |    -27288 | NC      | $-1910160.00  | -0.40%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | AMLP 04/17/2026 53 C                            | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |    -27288 | NC      | $-1227960.00  | -0.26%            |  |  |  | No            |                  2 | On Loan: No      |
| Genesis Energy LP              | Genesis Energy LP                               | CUSIP: 371927104<br>LEI: 549300VJ5D6MDK138782 | Long             | EC               | CORP              | US        |    358471 | NS      | $6391537.93   | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Hess Midstream LP              | Hess Midstream LP                               | CUSIP: 428103105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    227753 | NS      | $8852759.11   | 1.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Kinder Morgan Inc              | Kinder Morgan Inc                               | CUSIP: 49456B101<br>LEI: 549300WR7IX8XE0TBO16 | Long             | EC               | CORP              | US        |    855808 | NS      | $28695242.24  | 5.96%             |  |  |  | No            |                  1 | On Loan: No      |
| MPLX LP                        | MPLX LP                                         | CUSIP: 55336V100<br>LEI: 5493000CZJ19CK4P3G36 | Long             | EC               | CORP              | US        |    332814 | NS      | $18993694.98  | 3.95%             |  |  |  | No            |                  1 | On Loan: No      |
| NextDecade Corp                | NextDecade Corp                                 | CUSIP: 65342K105<br>LEI: 549300XB4GCLNGHFTT48 | Long             | EC               | CORP              | US        |   2533667 | NS      | $19407889.22  | 4.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Northern US Government Select  | Northern US Government Select Money Market Fund | CUSIP: 665162822<br>LEI: N/A                  | Long             | STIV             | RF                | US        |   1268255 | NS      | $1268255.35   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| ONEOK Inc                      | ONEOK Inc                                       | CUSIP: 682680103<br>LEI: 2T3D6M0JSY48PSZI1Q41 | Long             | EC               | CORP              | US        |    247609 | NS      | $22381377.51  | 4.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Plains All American Pipeline L | Plains All American Pipeline LP                 | CUSIP: 726503105<br>LEI: 5521FA2ITF25TVH63740 | Long             | EC               | CORP              | US        |    573601 | NS      | $12808510.33  | 2.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Plains GP Holdings LP          | Plains GP Holdings LP                           | CUSIP: 72651A207<br>LEI: 549300O56BSKRD8FAM12 | Long             | EC               | CORP              | US        |    377324 | NS      | $9161426.72   | 1.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Targa Resources Corp           | Targa Resources Corp                            | CUSIP: 87612G101<br>LEI: 5493003QENHHS261UR94 | Long             | EC               | CORP              | US        |     92494 | NS      | $23191020.62  | 4.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Williams Cos Inc/The           | Williams Cos Inc/The                            | CUSIP: 969457100<br>LEI: D71FAKCBLFS2O0RBPG08 | Long             | EC               | CORP              | US        |    618200 | NS      | $44992596.00  | 9.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Pembina Pipeline Corp          | Pembina Pipeline Corp                           | CUSIP: 706327103<br>LEI: 5493002W3L9YICM6FU21 | Long             | EC               | CORP              | CA        |    605780 | NS      | $27030146.25  | 5.62%             |  |  |  | No            |                  1 | On Loan: No      |
| TC Energy Corp                 | TC Energy Corp                                  | CUSIP: 87807B107<br>LEI: 549300UGKOFV2IWJJG27 | Long             | EC               | CORP              | CA        |    474089 | NS      | $29592556.91  | 6.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Rockpoint Gas Storage Inc      | Rockpoint Gas Storage Inc                       | CUSIP: 773915103<br>LEI: 894500SFREGFOBY8I178 | Long             | EC               | CORP              | CA        |    652868 | NS      | $13070926.82  | 2.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Teekay Tankers Ltd             | Teekay Tankers Ltd                              | CUSIP: N/A<br>LEI: 549300DE8ZAIYS2T6Q22       | Long             | EC               | CORP              | CA        |    180125 | NS      | $13206765.00  | 2.75%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-05-26

**Name of Applicant:** NEOS ETF Trust

**Signature:** /s/ Josh Hunter

**Name of Signer:** Josh Hunter

**Title:** Treasurer