# EDGAR Filing Document

**Accession Number:** 0001667163
**File Stem:** 0001398344-23-003421
**Filing Date:** 2023-2
**Character Count:** 42567
**Document Hash:** fe7fd392f15b153e4dd78f21ecdfe3bb
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-23-003421.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001398344-23-003421

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Cribstone Capital Management, LLC
- **CENTRAL INDEX KEY:** 0001667163
- **IRS NUMBER:** 454507987
- **STATE OF INCORPORATION:** ME
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-17395
- **FILM NUMBER:** 23630824

**BUSINESS ADDRESS:**
- **STREET 1:** 7 NORTH CHESTNUT STREET
- **CITY:** AUGUSTA
- **STATE:** ME
- **ZIP:** 04330
- **BUSINESS PHONE:** (207) 844-2000

**MAIL ADDRESS:**
- **STREET 1:** 7 NORTH CHESTNUT STREET
- **CITY:** AUGUSTA
- **STATE:** ME
- **ZIP:** 04330

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Cribstone Capital Management LLC<br>**Address:** 7 NORTH CHESTNUT STREET<br>AUGUSTA, ME 04330

**Form 13F File Number:** 028-17395

**CRD Number (if applicable):** 000174974

**SEC File Number (if applicable):** 801-93172

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Scott E. Upham<br>**Title:** Chief Compliance Officer<br>**Phone:** 207-844-2000

**Signature, Place, and Date of Signing:**

/s/ Scott E. Upham  Augusta, ME  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 415

**Form 13F Information Table Value Total:** $171655514

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| Abbott Laboratories | CS | 002824100 |  | 975052 | 8881 | SH |  | SOLE |  | 8881 | 0 | 0 |
| Advanced Micro Devices Inc | CS | 007903107 |  | 457859 | 7069 | SH |  | SOLE |  | 7069 | 0 | 0 |
| Align Technology Inc | CS | 016255101 |  | 52725 | 250 | SH |  | SOLE |  | 250 | 0 | 0 |
| Allstate Corp | CS | 020002101 |  | 814 | 6 | SH |  | SOLE |  | 6 | 0 | 0 |
| Amazon.com Inc | CS | 023135106 |  | 2056152 | 24478 | SH |  | SOLE |  | 24478 | 0 | 0 |
| American Electric Power Co Inc | CS | 025537101 |  | 1139 | 12 | SH |  | SOLE |  | 12 | 0 | 0 |
| American International Group Inc | CS | 026874784 |  | 632 | 10 | SH |  | SOLE |  | 10 | 0 | 0 |
| American Water Works Co Inc | CS | 030420103 |  | 17528 | 115 | SH |  | SOLE |  | 115 | 0 | 0 |
| Amgen Inc | CS | 031162100 |  | 28628 | 109 | SH |  | SOLE |  | 109 | 0 | 0 |
| Analog Devices Inc | CS | 032654105 |  | 7217 | 44 | SH |  | SOLE |  | 44 | 0 | 0 |
| Anthem Inc | CS | 036752103 |  | 25649 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| Apple Inc | CS | 037833100 |  | 5501629 | 42343 | SH |  | SOLE |  | 42343 | 0 | 0 |
| Applied Materials Inc | CS | 038222105 |  | 9738 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| Arista Networks Inc | CS | 040413106 |  | 218430 | 1800 | SH |  | SOLE |  | 1800 | 0 | 0 |
| Automatic Data Processing Inc | CS | 053015103 |  | 4299 | 18 | SH |  | SOLE |  | 18 | 0 | 0 |
| Bank of America Corporation | CS | 060505104 |  | 1656 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| Bank Of America 7.25 Non Cumulatve Perp C V T Pfd | CP | 060505682 |  | 10440 | 9 | SH |  | SOLE |  | 9 | 0 | 0 |
| Baxter International Inc | CS | 071813109 |  | 765 | 15 | SH |  | SOLE |  | 15 | 0 | 0 |
| Berkshire Hathaway Inc B | CS | 084670702 |  | 2379148 | 7702 | SH |  | SOLE |  | 7702 | 0 | 0 |
| Boeing Co | CS | 097023105 |  | 1208945 | 6347 | SH |  | SOLE |  | 6347 | 0 | 0 |
| Boston Scientific Corp | CS | 101137107 |  | 7079 | 153 | SH |  | SOLE |  | 153 | 0 | 0 |
| Bristol-Myers Squibb Company | CS | 110122108 |  | 37054 | 515 | SH |  | SOLE |  | 515 | 0 | 0 |
| Cvs Health Corp | CS | 126650100 |  | 588784 | 6318 | SH |  | SOLE |  | 6318 | 0 | 0 |
| Coterra Energy Inc | CS | 127097103 |  | 172 | 7 | SH |  | SOLE |  | 7 | 0 | 0 |
| Canadian National Railway Co | CS | 136375102 |  | 16287 | 137 | SH |  | SOLE |  | 137 | 0 | 0 |
| Carnival Corp | CS | 143658300 |  | 4739 | 588 | SH |  | SOLE |  | 588 | 0 | 0 |
| Casey s General Stores Inc | CS | 147528103 |  | 3365 | 15 | SH |  | SOLE |  | 15 | 0 | 0 |
| Chevron Corp | CS | 166764100 |  | 116310 | 648 | SH |  | SOLE |  | 648 | 0 | 0 |
| Church  Dwight Co Inc | CS | 171340102 |  | 460767 | 5716 | SH |  | SOLE |  | 5716 | 0 | 0 |
| Citigroup Inc | CS | 172967424 |  | 5101 | 113 | SH |  | SOLE |  | 113 | 0 | 0 |
| Coca-Cola Co | CS | 191216100 |  | 475230 | 7471 | SH |  | SOLE |  | 7471 | 0 | 0 |
| Cognex Corp | CS | 192422103 |  | 179018 | 3800 | SH |  | SOLE |  | 3800 | 0 | 0 |
| Colgate-Palmolive Co | CS | 194162103 |  | 532778 | 6762 | SH |  | SOLE |  | 6762 | 0 | 0 |
| Corning Inc | CS | 219350105 |  | 8400 | 263 | SH |  | SOLE |  | 263 | 0 | 0 |
| Cummins Inc | CS | 231021106 |  | 10903 | 45 | SH |  | SOLE |  | 45 | 0 | 0 |
| Danaher Corp | CS | 235851102 |  | 2654 | 10 | SH |  | SOLE |  | 10 | 0 | 0 |
| Darling Ingredients Inc | CS | 237266101 |  | 428554 | 6847 | SH |  | SOLE |  | 6847 | 0 | 0 |
| Walt Disney Co | CS | 254687106 |  | 581575 | 6694 | SH |  | SOLE |  | 6694 | 0 | 0 |
| eBay Inc | CS | 278642103 |  | 82940 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| Ecolab Inc | CS | 278865100 |  | 34934 | 240 | SH |  | SOLE |  | 240 | 0 | 0 |
| Emerson Electric Co | CS | 291011104 |  | 5764 | 60 | SH |  | SOLE |  | 60 | 0 | 0 |
| Ford Motor Co | CS | 345370860 |  | 28691 | 2467 | SH |  | SOLE |  | 2467 | 0 | 0 |
| General Dynamics Corp | CS | 369550108 |  | 496 | 2 | SH |  | SOLE |  | 2 | 0 | 0 |
| General Mills Inc | CS | 370334104 |  | 4612 | 55 | SH |  | SOLE |  | 55 | 0 | 0 |
| Gilead Sciences Inc | CS | 375558103 |  | 241239 | 2810 | SH |  | SOLE |  | 2810 | 0 | 0 |
| Halliburton Co | CS | 406216101 |  | 787 | 20 | SH |  | SOLE |  | 20 | 0 | 0 |
| Hologic Inc | CS | 436440101 |  | 16458 | 220 | SH |  | SOLE |  | 220 | 0 | 0 |
| The Home Depot Inc | CS | 437076102 |  | 88125 | 279 | SH |  | SOLE |  | 279 | 0 | 0 |
| Honeywell International Inc | CS | 438516106 |  | 91078 | 425 | SH |  | SOLE |  | 425 | 0 | 0 |
| Illinois Tool Works Inc | CS | 452308109 |  | 53753 | 244 | SH |  | SOLE |  | 244 | 0 | 0 |
| Intel Corp | CS | 458140100 |  | 349854 | 13237 | SH |  | SOLE |  | 13237 | 0 | 0 |
| International Business Machines Corp | CS | 459200101 |  | 43542 | 309 | SH |  | SOLE |  | 309 | 0 | 0 |
| iShares Core S 500 | EF | 464287200 |  | 242437 | 631 | SH |  | SOLE |  | 631 | 0 | 0 |
| iShares MSCI Emerging Markets | EF | 464287234 |  | 106802 | 2818 | SH |  | SOLE |  | 2818 | 0 | 0 |
| iShares S 500 Growth | EF | 464287309 |  | 2867 | 49 | SH |  | SOLE |  | 49 | 0 | 0 |
| iShares Global Energy ETF | EF | 464287341 |  | 5147 | 132 | SH |  | SOLE |  | 132 | 0 | 0 |
| iShares S 500 Value | EF | 464287408 |  | 204259 | 1408 | SH |  | SOLE |  | 1408 | 0 | 0 |
| Ishares Msci Eafe Etf | EF | 464287465 |  | 2980253 | 45403 | SH |  | SOLE |  | 45403 | 0 | 0 |
| iShares Russell Mid-Cap | EF | 464287499 |  | 36693 | 544 | SH |  | SOLE |  | 544 | 0 | 0 |
| iShares Core S Mid-Cap | EF | 464287507 |  | 968 | 4 | SH |  | SOLE |  | 4 | 0 | 0 |
| iShares Russell 1000 Growth | EF | 464287614 |  | 334857 | 1563 | SH |  | SOLE |  | 1563 | 0 | 0 |
| iShares Russell 1000 | EF | 464287622 |  | 842 | 4 | SH |  | SOLE |  | 4 | 0 | 0 |
| iShares Russell 2000 | EF | 464287655 |  | 39580 | 227 | SH |  | SOLE |  | 227 | 0 | 0 |
| iShares Russell 3000 | EF | 464287689 |  | 53846 | 244 | SH |  | SOLE |  | 244 | 0 | 0 |
| Ishares U S Technology Etf | EF | 464287721 |  | 29796 | 400 | SH |  | SOLE |  | 400 | 0 | 0 |
| iShares US Real Estate | EF | 464287739 |  | 18774 | 223 | SH |  | SOLE |  | 223 | 0 | 0 |
| Ishares Msci Kld 400 | EF | 464288570 |  | 3234605 | 45056 | SH |  | SOLE |  | 45056 | 0 | 0 |
| iShares MSCI USA ESG Select ETF | EF | 464288802 |  | 186619 | 2267 | SH |  | SOLE |  | 2267 | 0 | 0 |
| iShares Core Aggressive Allocation ETF | EF | 464289859 |  | 8246 | 138 | SH |  | SOLE |  | 138 | 0 | 0 |
| iShares Core Moderate Allocation ETF | EF | 464289875 |  | 5473 | 144 | SH |  | SOLE |  | 144 | 0 | 0 |
| Jetblue Airways Corp | CS | 477143101 |  | 3402 | 525 | SH |  | SOLE |  | 525 | 0 | 0 |
| Johnson  Johnson | CS | 478160104 |  | 1241326 | 7027 | SH |  | SOLE |  | 7027 | 0 | 0 |
| KLA-Tencor Corp | CS | 482480100 |  | 11311 | 30 | SH |  | SOLE |  | 30 | 0 | 0 |
| Kimberly-Clark Corp | CS | 494368103 |  | 2579 | 19 | SH |  | SOLE |  | 19 | 0 | 0 |
| The Kraft Heinz Co | CS | 500754106 |  | 1247638 | 30647 | SH |  | SOLE |  | 30647 | 0 | 0 |
| Lam Research Corp | CS | 512807108 |  | 21015 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| Eli Lilly and Co | CS | 532457108 |  | 347548 | 950 | SH |  | SOLE |  | 950 | 0 | 0 |
| Lockheed Martin Corp | CS | 539830109 |  | 243731 | 501 | SH |  | SOLE |  | 501 | 0 | 0 |
| Lowe s Companies Inc | CS | 548661107 |  | 36461 | 183 | SH |  | SOLE |  | 183 | 0 | 0 |
| Markel Corp | CS | 570535104 |  | 105399 | 80 | SH |  | SOLE |  | 80 | 0 | 0 |
| Marsh  Mclennan Companies Inc | CS | 571748102 |  | 1324 | 8 | SH |  | SOLE |  | 8 | 0 | 0 |
| McDonald s Corp | CS | 580135101 |  | 84593 | 321 | SH |  | SOLE |  | 321 | 0 | 0 |
| Microsoft Corp | CS | 594918104 |  | 3662744 | 15273 | SH |  | SOLE |  | 15273 | 0 | 0 |
| Mondelez International Inc Class A | CS | 609207105 |  | 1066 | 16 | SH |  | SOLE |  | 16 | 0 | 0 |
| Newmont Mining Corp | CS | 651639106 |  | 4720 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| Nike Inc B | CS | 654106103 |  | 43645 | 373 | SH |  | SOLE |  | 373 | 0 | 0 |
| Norfolk Southern Corp | CS | 655844108 |  | 1479 | 6 | SH |  | SOLE |  | 6 | 0 | 0 |
| Northrop Grumman Corp | CS | 666807102 |  | 541791 | 993 | SH |  | SOLE |  | 993 | 0 | 0 |
| Novo Nordisk A/S | CS | 670100205 |  | 20030 | 148 | SH |  | SOLE |  | 148 | 0 | 0 |
| Nucor Corp | CS | 670346105 |  | 2900 | 22 | SH |  | SOLE |  | 22 | 0 | 0 |
| ONEOK Inc | CS | 682680103 |  | 16556 | 252 | SH |  | SOLE |  | 252 | 0 | 0 |
| PNC Financial Services Group Inc | CS | 693475105 |  | 15794 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| Packaging Corp of America | CS | 695156109 |  | 14070 | 110 | SH |  | SOLE |  | 110 | 0 | 0 |
| Palo Alto Networks Inc | CS | 697435105 |  | 1674 | 12 | SH |  | SOLE |  | 12 | 0 | 0 |
| PepsiCo Inc | CS | 713448108 |  | 149045 | 825 | SH |  | SOLE |  | 825 | 0 | 0 |
| Pfizer Inc | CS | 717081103 |  | 920233 | 17959 | SH |  | SOLE |  | 17959 | 0 | 0 |
| Phillips 66 | CS | 718546104 |  | 5204 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| Procter  Gamble Co | CS | 742718109 |  | 854809 | 5640 | SH |  | SOLE |  | 5640 | 0 | 0 |
| Progressive Corp | CS | 743315103 |  | 778 | 6 | SH |  | SOLE |  | 6 | 0 | 0 |
| Prudential Financial Inc | CS | 744320102 |  | 6365 | 64 | SH |  | SOLE |  | 64 | 0 | 0 |
| Public Service Enterprise Group Inc | CS | 744573106 |  | 185648 | 3030 | SH |  | SOLE |  | 3030 | 0 | 0 |
| QUALCOMM Inc | CS | 747525103 |  | 2199 | 20 | SH |  | SOLE |  | 20 | 0 | 0 |
| Republic Services Inc | CS | 760759100 |  | 11996 | 93 | SH |  | SOLE |  | 93 | 0 | 0 |
| SAP SE ADR | CS | 803054204 |  | 10835 | 105 | SH |  | SOLE |  | 105 | 0 | 0 |
| Charles Schwa Pfd | PS | 808513600 |  | 15475 | 656 | SH |  | SOLE |  | 656 | 0 | 0 |
| Sempra Energy | CS | 816851109 |  | 12981 | 84 | SH |  | SOLE |  | 84 | 0 | 0 |
| Southern Company | CS | 842587107 |  | 3571 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| Stanley Black  Decker Inc | CS | 854502101 |  | 7512 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| Starbucks Corp | CS | 855244109 |  | 256432 | 2585 | SH |  | SOLE |  | 2585 | 0 | 0 |
| State Street Corporation | CS | 857477103 |  | 9696 | 125 | SH |  | SOLE |  | 125 | 0 | 0 |
| Stryker Corp | CS | 863667101 |  | 7335 | 30 | SH |  | SOLE |  | 30 | 0 | 0 |
| Sysco Corp | CS | 871829107 |  | 24846 | 325 | SH |  | SOLE |  | 325 | 0 | 0 |
| TJX Companies Inc | CS | 872540109 |  | 50148 | 630 | SH |  | SOLE |  | 630 | 0 | 0 |
| Tapestry Inc | CS | 876030107 |  | 609 | 16 | SH |  | SOLE |  | 16 | 0 | 0 |
| Thermo Fisher Scientific Inc | CS | 883556102 |  | 47910 | 87 | SH |  | SOLE |  | 87 | 0 | 0 |
| Thor Industries Inc | CS | 885160101 |  | 2265 | 30 | SH |  | SOLE |  | 30 | 0 | 0 |
| Toyota Motor Corporation Ads | CS | 892331307 |  | 6829 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| Tractor Supply Co | CS | 892356106 |  | 119234 | 530 | SH |  | SOLE |  | 530 | 0 | 0 |
| Tyson Foods Inc Class A | CS | 902494103 |  | 504972 | 8112 | SH |  | SOLE |  | 8112 | 0 | 0 |
| U G I Corporation | CS | 902681105 |  | 5561 | 150 | SH |  | SOLE |  | 150 | 0 | 0 |
| US Bancorp | CS | 902973304 |  | 38682 | 887 | SH |  | SOLE |  | 887 | 0 | 0 |
| Unilever PLC ADR | CS | 904767704 |  | 504 | 10 | SH |  | SOLE |  | 10 | 0 | 0 |
| Union Pacific Corp | CS | 907818108 |  | 15530 | 75 | SH |  | SOLE |  | 75 | 0 | 0 |
| United Parcel Service Inc Class B | CS | 911312106 |  | 765591 | 4404 | SH |  | SOLE |  | 4404 | 0 | 0 |
| Vanguard Dividend Appreciation ETF | EF | 921908844 |  | 92021 | 606 | SH |  | SOLE |  | 606 | 0 | 0 |
| Vanguard Mega Cap Growth ETF | EF | 921910816 |  | 27875 | 162 | SH |  | SOLE |  | 162 | 0 | 0 |
| Vanguard Short-Term Bond ETF | EF | 921937827 |  | 115092 | 1529 | SH |  | SOLE |  | 1529 | 0 | 0 |
| Vanguard FTSE Developed Markets ETF | EF | 921943858 |  | 4885476 | 116404 | SH |  | SOLE |  | 116404 | 0 | 0 |
| Vanguard High Dividend Yield ETF | EF | 921946406 |  | 9198 | 85 | SH |  | SOLE |  | 85 | 0 | 0 |
| Vanguard FTSE All-World ex-US ETF | EF | 922042775 |  | 10780 | 215 | SH |  | SOLE |  | 215 | 0 | 0 |
| Vanguard FTSE Emerging Markets ETF | EF | 922042858 |  | 70515 | 1809 | SH |  | SOLE |  | 1809 | 0 | 0 |
| Vanguard Mid-Cap Value ETF | EF | 922908512 |  | 236 | 2 | SH |  | SOLE |  | 2 | 0 | 0 |
| Vanguard REIT ETF | EF | 922908553 |  | 15671 | 190 | SH |  | SOLE |  | 190 | 0 | 0 |
| Vanguard Mid-Cap ETF | EF | 922908629 |  | 99663 | 489 | SH |  | SOLE |  | 489 | 0 | 0 |
| Vanguard Small-Cap ETF | EF | 922908751 |  | 20556 | 112 | SH |  | SOLE |  | 112 | 0 | 0 |
| Vanguard Total Stock Market ETF | EF | 922908769 |  | 726904 | 3802 | SH |  | SOLE |  | 3802 | 0 | 0 |
| Vestas Wind Systems A/S | CS | 925458101 |  | 7200 | 750 | SH |  | SOLE |  | 750 | 0 | 0 |
| Wal-Mart Stores Inc | CS | 931142103 |  | 1171519 | 8262 | SH |  | SOLE |  | 8262 | 0 | 0 |
| Wells Fargo  Co | CP | 949746804 |  | 4740 | 4 | SH |  | SOLE |  | 4 | 0 | 0 |
| Wheaton Precious Metals Corp | CS | 962879102 |  | 5862 | 150 | SH |  | SOLE |  | 150 | 0 | 0 |
| Williams Sonoma | CS | 969904101 |  | 5746 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| Yum Brands Inc | CS | 988498101 |  | 39833 | 311 | SH |  | SOLE |  | 311 | 0 | 0 |
| PowerShares QQQ ETF | EF | 46090E103 |  | 184266 | 692 | SH |  | SOLE |  | 692 | 0 | 0 |
| Edwards Lifesciences Corp | CS | 28176EAC2 |  | 746 | 10 | SH |  | SOLE |  | 10 | 0 | 0 |
| The Travelers Companies Inc | CS | 89417E109 |  | 21561 | 115 | SH |  | SOLE |  | 115 | 0 | 0 |
| Guggenheim S Global Water ETF | EF | 46138E263 |  | 6294 | 135 | SH |  | SOLE |  | 135 | 0 | 0 |
| A T  T Inc | CS | 00206R102 |  | 1444835 | 78481 | SH |  | SOLE |  | 78481 | 0 | 0 |
| AbbVie Inc | CS | 00287Y109 |  | 1221486 | 7558 | SH |  | SOLE |  | 7558 | 0 | 0 |
| Alphabet Inc C | CS | 02079K107 |  | 381539 | 4300 | SH |  | SOLE |  | 4300 | 0 | 0 |
| Alphabet Inc A | CS | 02079K305 |  | 3120519 | 35368 | SH |  | SOLE |  | 35368 | 0 | 0 |
| American Airlines Group Inc | CS | 02376R102 |  | 954 | 75 | SH |  | SOLE |  | 75 | 0 | 0 |
| Cisco Systems Inc | CS | 17275R102 |  | 85037 | 1785 | SH |  | SOLE |  | 1785 | 0 | 0 |
| Comcast Corp Class A | CS | 20030N101 |  | 20038 | 573 | SH |  | SOLE |  | 573 | 0 | 0 |
| Constellation Brands Inc | CS | 21036P108 |  | 13905 | 60 | SH |  | SOLE |  | 60 | 0 | 0 |
| Costco Wholesale Corp | CS | 22160K105 |  | 168905 | 370 | SH |  | SOLE |  | 370 | 0 | 0 |
| Dentsply Sirona Inc Com | CS | 24906P109 |  | 3184 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| Entergy Corp | CS | 29364G103 |  | 11588 | 103 | SH |  | SOLE |  | 103 | 0 | 0 |
| Eversource Energy | CS | 30040W108 |  | 25152 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| Exelon Corp | CS | 30161N101 |  | 12969 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| Exxon Mobil Corp | CS | 30231G102 |  | 274426 | 2488 | SH |  | SOLE |  | 2488 | 0 | 0 |
| Facebook Inc A | CS | 30303M102 |  | 1300875 | 10810 | SH |  | SOLE |  | 10810 | 0 | 0 |
| First Trust Global Wind Energy ETF | EF | 33736G106 |  | 36666 | 2117 | SH |  | SOLE |  | 2117 | 0 | 0 |
| Goldman Sachs Group Inc | CS | 38141G104 |  | 31591 | 92 | SH |  | SOLE |  | 92 | 0 | 0 |
| Goldman Sachs Group Inc | PS | 38145G308 |  | 15283 | 620 | SH |  | SOLE |  | 620 | 0 | 0 |
| HP Inc | CS | 40434L105 |  | 5374 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| Hewlett Packard Enterprise Co | CS | 42824C109 |  | 3192 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| Highlands REIT Inc | CS | 43110A104 |  | 725 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| IDEXX Laboratories Inc | CS | 45168D104 |  | 1916596 | 4698 | SH |  | SOLE |  | 4698 | 0 | 0 |
| Intuitive Surgical Inc | CS | 46120E602 |  | 479222 | 1806 | SH |  | SOLE |  | 1806 | 0 | 0 |
| PowerShares Water Resources ETF | EF | 46137V142 |  | 11751 | 228 | SH |  | SOLE |  | 228 | 0 | 0 |
| Invesco S 500 Equal Weight Technology ETF | EF | 46137V282 |  | 1162061 | 4783 | SH |  | SOLE |  | 4783 | 0 | 0 |
| Powershares S 500 Low | EF | 46138E354 |  | 9905 | 155 | SH |  | SOLE |  | 155 | 0 | 0 |
| Guggenheim Solar ETF | EF | 46138G706 |  | 74399 | 1020 | SH |  | SOLE |  | 1020 | 0 | 0 |
| Invesco BulletShares 2024 Corporate Bond ETF | EF | 46138J841 |  | 818195 | 39941 | SH |  | SOLE |  | 39941 | 0 | 0 |
| Invesco BulletShares 2023 Corporate Bond ETF | EF | 46138J866 |  | 803852 | 38315 | SH |  | SOLE |  | 38315 | 0 | 0 |
| JPMorgan Chase  Co | CS | 46625H100 |  | 265920 | 1983 | SH |  | SOLE |  | 1983 | 0 | 0 |
| Esclehman Bros Hldgs Inc Dep Shs Repstg 1/100th Pf | PS | 524ESC720 |  | 0 | 900 | SH |  | SOLE |  | 900 | 0 | 0 |
| Mastercard Inc A | CS | 57636Q104 |  | 1193064 | 3431 | SH |  | SOLE |  | 3431 | 0 | 0 |
| MercadoLibre Inc | CS | 58733R102 |  | 4231 | 5 | SH |  | SOLE |  | 5 | 0 | 0 |
| Merck  Co Inc | CS | 58933Y105 |  | 1489764 | 13427 | SH |  | SOLE |  | 13427 | 0 | 0 |
| Netflix Inc | CS | 64110L106 |  | 1136173 | 3853 | SH |  | SOLE |  | 3853 | 0 | 0 |
| NextEra Energy Inc | CS | 65339F101 |  | 59774 | 715 | SH |  | SOLE |  | 715 | 0 | 0 |
| Novartis Ag | CS | 66987V109 |  | 3447 | 38 | SH |  | SOLE |  | 38 | 0 | 0 |
| NVIDIA Corp | CS | 67066G104 |  | 1334113 | 9129 | SH |  | SOLE |  | 9129 | 0 | 0 |
| ONE Gas Inc | CS | 68235P108 |  | 10601 | 140 | SH |  | SOLE |  | 140 | 0 | 0 |
| PayPal Holdings Inc | CS | 70450Y103 |  | 142440 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| Qorvo Inc | CS | 74736K101 |  | 1813 | 20 | SH |  | SOLE |  | 20 | 0 | 0 |
| SPDRR S 500 ETF | EF | 78462F103 |  | 3575338 | 9349 | SH |  | SOLE |  | 9349 | 0 | 0 |
| Spdr Gold Shares Etf | EF | 78463V107 |  | 6600522 | 38909 | SH |  | SOLE |  | 38909 | 0 | 0 |
| Spdr S Regional | EF | 78464A698 |  | 1270909 | 21636 | SH |  | SOLE |  | 21636 | 0 | 0 |
| Spdr Doubleline Ttl Rtrn | EF | 78467V848 |  | 5647682 | 141051 | SH |  | SOLE |  | 141051 | 0 | 0 |
| Salesforce.com Inc | CS | 79466L302 |  | 1204845 | 9087 | SH |  | SOLE |  | 9087 | 0 | 0 |
| Select Sector Spdr Trust The Health Care Select Se | EF | 81369Y209 |  | 2620003 | 19286 | SH |  | SOLE |  | 19286 | 0 | 0 |
| Consumer Staples Select Sector SPDRR ETF | EF | 81369Y308 |  | 1288075 | 17278 | SH |  | SOLE |  | 17278 | 0 | 0 |
| Spdr Fund Consumer | EF | 81369Y407 |  | 4997588 | 38693 | SH |  | SOLE |  | 38693 | 0 | 0 |
| Energy Select Sector | EF | 81369Y506 |  | 2492195 | 28492 | SH |  | SOLE |  | 28492 | 0 | 0 |
| Select Str Financial | EF | 81369Y605 |  | 6182402 | 180772 | SH |  | SOLE |  | 180772 | 0 | 0 |
| Industrial Select Sector SPDRR ETF | EF | 81369Y704 |  | 1915692 | 19506 | SH |  | SOLE |  | 19506 | 0 | 0 |
| Technology Select Sector SPDRR ETF | EF | 81369Y803 |  | 10259473 | 82445 | SH |  | SOLE |  | 82445 | 0 | 0 |
| Select Sector Spdr Trust The Utilities Select Sect | EF | 81369Y886 |  | 1816830 | 25771 | SH |  | SOLE |  | 25771 | 0 | 0 |
| SYNNEX Corp | CS | 87162W100 |  | 2841 | 30 | SH |  | SOLE |  | 30 | 0 | 0 |
| Tesla Motors Inc | CS | 88160R101 |  | 126752 | 1029 | SH |  | SOLE |  | 1029 | 0 | 0 |
| 3M Co | CS | 88579Y101 |  | 15110 | 126 | SH |  | SOLE |  | 126 | 0 | 0 |
| UnitedHealth Group Inc | CS | 91324P102 |  | 1909097 | 3601 | SH |  | SOLE |  | 3601 | 0 | 0 |
| Vanguard Short Term Cor | EF | 92206C409 |  | 2399024 | 31906 | SH |  | SOLE |  | 31906 | 0 | 0 |
| Vanguard Russell 2000 ETF | EF | 92206C664 |  | 334781 | 4757 | SH |  | SOLE |  | 4757 | 0 | 0 |
| Verizon Communications Inc | CS | 92343V104 |  | 13002 | 330 | SH |  | SOLE |  | 330 | 0 | 0 |
| Visa Inc Class A | CS | 92826C839 |  | 1397809 | 6728 | SH |  | SOLE |  | 6728 | 0 | 0 |
| Waste Management Inc | CS | 94106L109 |  | 95697 | 610 | SH |  | SOLE |  | 610 | 0 | 0 |
| WEX Inc | CS | 96208T104 |  | 49095 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| Yum China Hldgs Inc Com | CS | 98850P109 |  | 10930 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| Alkermes PLC | CS | G01767105 |  | 12595 | 482 | SH |  | SOLE |  | 482 | 0 | 0 |
| Allegion PLC | CS | G0176J109 |  | 36525 | 347 | SH |  | SOLE |  | 347 | 0 | 0 |
| Accenture PLC A | CS | G1151C101 |  | 18679 | 70 | SH |  | SOLE |  | 70 | 0 | 0 |
| Eaton Corp PLC | CS | G29183103 |  | 37982 | 242 | SH |  | SOLE |  | 242 | 0 | 0 |
| Medtronic PLC | CS | G5960L103 |  | 873495 | 11239 | SH |  | SOLE |  | 11239 | 0 | 0 |
| NuShares ESG Small-Cap ETF | EF | 67092P607 |  | 151725 | 4439 | SH |  | SOLE |  | 4439 | 0 | 0 |
| Linde plc | CS | G5494J103 |  | 1305 | 4 | SH |  | SOLE |  | 4 | 0 | 0 |
| Cigna Corp | CS | 125523100 |  | 33797 | 102 | SH |  | SOLE |  | 102 | 0 | 0 |
| American Express Co | CS | 025816109 |  | 12707 | 86 | SH |  | SOLE |  | 86 | 0 | 0 |
| SchwabR S 500 Index | EF | 808509855 |  | 810340 | 13791 | SH |  | SOLE |  | 13791 | 0 | 0 |
| Zebra Technologies Corp | CS | 989207105 |  | 205128 | 800 | SH |  | SOLE |  | 800 | 0 | 0 |
| Square Inc | CS | 852234103 |  | 2514 | 40 | SH |  | SOLE |  | 40 | 0 | 0 |
| Goldman Sachs ActiveBetaR EMkts Eq ETF | EF | 381430206 |  | 1004439 | 35480 | SH |  | SOLE |  | 35480 | 0 | 0 |
| Humana Inc | CS | 444859102 |  | 990063 | 1933 | SH |  | SOLE |  | 1933 | 0 | 0 |
| Alibaba Group Holding Ltd ADR | CS | 01609W102 |  | 220225 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| Invesco BulletShares 2027 Corporate Bond ETF | EF | 46138J783 |  | 2906635 | 153021 | SH |  | SOLE |  | 153021 | 0 | 0 |
| Nustar Energy Lp 9.00 Cum Pfd C | PS | 67058H409 |  | 17442 | 740 | SH |  | SOLE |  | 740 | 0 | 0 |
| SPDRR S Biotech ETF | EF | 78464A870 |  | 1062317 | 12799 | SH |  | SOLE |  | 12799 | 0 | 0 |
| Teladoc Health Inc | CS | 87918A105 |  | 331 | 14 | SH |  | SOLE |  | 14 | 0 | 0 |
| SPDRR S 600 Small Cap ETF | EF | 78464A813 |  | 56478 | 687 | SH |  | SOLE |  | 687 | 0 | 0 |
| Select Sector Spdr Tr Communication | EF | 81369Y852 |  | 1601570 | 33373 | SH |  | SOLE |  | 33373 | 0 | 0 |
| Real Estate Select Sector SPDRR | EF | 81369Y860 |  | 1198415 | 32451 | SH |  | SOLE |  | 32451 | 0 | 0 |
| Southwest Airlines Co | CS | 844741108 |  | 608215 | 18064 | SH |  | SOLE |  | 18064 | 0 | 0 |
| Pinterest Inc | CS | 72352L106 |  | 4249 | 175 | SH |  | SOLE |  | 175 | 0 | 0 |
| iShares iBonds Dec 2023 Term Corp ETF | EF | 46434VAX8 |  | 4188395 | 167335 | SH |  | SOLE |  | 167335 | 0 | 0 |
| iShares iBonds Dec 2024 Term Corp ETF | EF | 46434VBG4 |  | 4120337 | 168728 | SH |  | SOLE |  | 168728 | 0 | 0 |
| FidelityR MSCI Real Estate ETF | EF | 316092857 |  | 321927 | 12976 | SH |  | SOLE |  | 12976 | 0 | 0 |
| Schwab US Mid-Cap ETFT | EF | 808524508 |  | 606630 | 9246 | SH |  | SOLE |  | 9246 | 0 | 0 |
| FidelityR MSCI Financials ETF | EF | 316092501 |  | 1970112 | 41095 | SH |  | SOLE |  | 41095 | 0 | 0 |
| FidelityR MSCI Energy ETF | EF | 316092402 |  | 692528 | 29049 | SH |  | SOLE |  | 29049 | 0 | 0 |
| FidelityR MSCI Consumer Discret ETF | EF | 316092204 |  | 1314711 | 23195 | SH |  | SOLE |  | 23195 | 0 | 0 |
| iShares ESG 1-5 Year USD Corp Bd ETF | EF | 46435G243 |  | 662018 | 27851 | SH |  | SOLE |  | 27851 | 0 | 0 |
| Carrier Global Corp-Wi | CS | 14448C104 |  | 2681 | 65 | SH |  | SOLE |  | 65 | 0 | 0 |
| OTIS Worldwide Corp-Wi | CS | 68902V107 |  | 2506 | 32 | SH |  | SOLE |  | 32 | 0 | 0 |
| Raytheon Technologies Ord | CS | 75513E101 |  | 19578 | 194 | SH |  | SOLE |  | 194 | 0 | 0 |
| The Wendy s Co | CS | 95058W100 |  | 6789 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| Ingersoll Rand Inc | CS | 45687V106 |  | 31925 | 611 | SH |  | SOLE |  | 611 | 0 | 0 |
| Trane Technologies PLC | CS | G8994E103 |  | 39501 | 235 | SH |  | SOLE |  | 235 | 0 | 0 |
| Vanguard 500 ETF | EF | 922908363 |  | 2199218 | 6260 | SH |  | SOLE |  | 6260 | 0 | 0 |
| Delta Air Lines Inc | CS | 247361702 |  | 3286 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| Skyworks Solutions Inc | CS | 83088M102 |  | 6379 | 70 | SH |  | SOLE |  | 70 | 0 | 0 |
| iShares MSCI EAFE Growth ETF | EF | 464288885 |  | 60056 | 717 | SH |  | SOLE |  | 717 | 0 | 0 |
| Smiledirectclub Inc Ordinary Shares - Class A | CS | 83192H106 |  | 37 | 104 | SH |  | SOLE |  | 104 | 0 | 0 |
| PagSeguro Digital Ltd | CS | G68707101 |  | 245 | 28 | SH |  | SOLE |  | 28 | 0 | 0 |
| Schwab 1000 ETF | EF | 808524722 |  | 628 | 17 | SH |  | SOLE |  | 17 | 0 | 0 |
| Shiseido Co Ltd | CS | 824841407 |  | 732 | 15 | SH |  | SOLE |  | 15 | 0 | 0 |
| T-Mobile US Inc | CS | 872590104 |  | 509180 | 3637 | SH |  | SOLE |  | 3637 | 0 | 0 |
| Lonza Group Ltd | CS | H50524133 |  | 490 | 1 | SH |  | SOLE |  | 1 | 0 | 0 |
| Virgin Galactic Holdings Inc | CS | 92766K106 |  | 157 | 45 | SH |  | SOLE |  | 45 | 0 | 0 |
| Roche Holding AG ADR | CS | 771195104 |  | 392 | 10 | SH |  | SOLE |  | 10 | 0 | 0 |
| Cameco Corp | CS | 13321L108 |  | 340 | 15 | SH |  | SOLE |  | 15 | 0 | 0 |
| Zoom video communications-A | CS | 98980L101 |  | 33870 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| L3Harris Technologies Ord | CS | 502431109 |  | 435373 | 2091 | SH |  | SOLE |  | 2091 | 0 | 0 |
| ASML Holding NV | CS | N07059210 |  | 185776 | 340 | SH |  | SOLE |  | 340 | 0 | 0 |
| ClearBridge Energy MLP | CF | 184692200 |  | 13377 | 401 | SH |  | SOLE |  | 401 | 0 | 0 |
| iShares ESG MSCI EAFE ETF | EF | 46435G516 |  | 64557 | 982 | SH |  | SOLE |  | 982 | 0 | 0 |
| iShares ESG MSCI EM ETF | EF | 46434G863 |  | 9562 | 318 | SH |  | SOLE |  | 318 | 0 | 0 |
| Mylan Nv | CS | 92556V106 |  | 10384 | 933 | SH |  | SOLE |  | 933 | 0 | 0 |
| SKECHERS USA INC | CS | 830566105 |  | 1175 | 28 | SH |  | SOLE |  | 28 | 0 | 0 |
| Invesco BulletShares 2025 Corporate Bond ETF | EF | 46138J825 |  | 299180 | 14855 | SH |  | SOLE |  | 14855 | 0 | 0 |
| iShares iBonds Dec 2025 Term Corp ETF | EF | 46434VBD1 |  | 4492707 | 184733 | SH |  | SOLE |  | 184733 | 0 | 0 |
| Concentrix Corp Ordinary Shares | CS | 20602D101 |  | 1332 | 10 | SH |  | SOLE |  | 10 | 0 | 0 |
| Aerojet Rocketdyne Hldgs In | CS | 007800105 |  | 559 | 10 | SH |  | SOLE |  | 10 | 0 | 0 |
| Okta Inc | CS | 679295105 |  | 102495 | 1500 | SH |  | SOLE |  | 1500 | 0 | 0 |
| Shopify Inc | CS | 82509L107 |  | 52065 | 1500 | SH |  | SOLE |  | 1500 | 0 | 0 |
| Lordstown Motors Corp | CS | 54405Q100 |  | 29 | 25 | SH |  | SOLE |  | 25 | 0 | 0 |
| Coupa Software Inc Com | CS | 22266L106 |  | 31668 | 400 | SH |  | SOLE |  | 400 | 0 | 0 |
| Hannon Armstrong Sustainable Infrastructure Capita | CS | 41068X100 |  | 92736 | 3200 | SH |  | SOLE |  | 3200 | 0 | 0 |
| RH Com | CS | 74967X103 |  | 40079 | 150 | SH |  | SOLE |  | 150 | 0 | 0 |
| Adobe Systems Inc | CS | 00724F101 |  | 100959 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| Appian Corp Cl A | CS | 03782L101 |  | 58608 | 1800 | SH |  | SOLE |  | 1800 | 0 | 0 |
| Booking Hldgs Inc | CS | 09857L108 |  | 60458 | 30 | SH |  | SOLE |  | 30 | 0 | 0 |
| BYD Co Ltd | CS | 05606L100 |  | 319410 | 6500 | SH |  | SOLE |  | 6500 | 0 | 0 |
| Illumina Inc | CS | 452327109 |  | 222420 | 1100 | SH |  | SOLE |  | 1100 | 0 | 0 |
| JD.com Inc ADR | CS | 47215P106 |  | 224520 | 4000 | SH |  | SOLE |  | 4000 | 0 | 0 |
| Global X Lithium  Battery Tech ETF | EF | 37954Y855 |  | 177999 | 3037 | SH |  | SOLE |  | 3037 | 0 | 0 |
| Match Group Inc | CS | 57667L107 |  | 82980 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| Vail Resorts Inc | CS | 91879Q109 |  | 59588 | 250 | SH |  | SOLE |  | 250 | 0 | 0 |
| New Relic Inc | CS | 64829B100 |  | 38951 | 690 | SH |  | SOLE |  | 690 | 0 | 0 |
| SolarEdge Technologies Inc | CS | 83417M104 |  | 509886 | 1800 | SH |  | SOLE |  | 1800 | 0 | 0 |
| Twilio Inc | CS | 90138F102 |  | 63648 | 1300 | SH |  | SOLE |  | 1300 | 0 | 0 |
| CrowdStrike Holdings Inc | CS | 22788C105 |  | 105290 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| Global X YieldCo Engy Inc ETF | EF | 37954Y707 |  | 15088 | 1150 | SH |  | SOLE |  | 1150 | 0 | 0 |
| HUMBL Inc | CS | 44501Q104 |  | 58 | 6194 | SH |  | SOLE |  | 6194 | 0 | 0 |
| iShares Core S Total US Stock Mkt ETF | EF | 464287150 |  | 26542 | 313 | SH |  | SOLE |  | 313 | 0 | 0 |
| ARCHER MATERIALS ORD | CS | Q0498Z103 |  | 42 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| Airbnb Inc | CS | 009066101 |  | 155439 | 1818 | SH |  | SOLE |  | 1818 | 0 | 0 |
| Autodesk Inc | CS | 052769106 |  | 93435 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| Masimo Corp | CS | 574795100 |  | 73975 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| JM Smucker Co | CS | 832696405 |  | 3962 | 25 | SH |  | SOLE |  | 25 | 0 | 0 |
| ARRIVAL | CS | L0423Q108 |  | 19 | 117 | SH |  | SOLE |  | 117 | 0 | 0 |
| iShares Gold Trust | EF | 464285204 |  | 11553 | 334 | SH |  | SOLE |  | 334 | 0 | 0 |
| General Electric Co | CS | 369604301 |  | 155514 | 1856 | SH |  | SOLE |  | 1856 | 0 | 0 |
| TYLER TECHNOLOGIES INC | CS | 902252105 |  | 17410 | 54 | SH |  | SOLE |  | 54 | 0 | 0 |
| Koninklijke Ahold Delhaize NV ADR | CS | 500467501 |  | 9615 | 335 | SH |  | SOLE |  | 335 | 0 | 0 |
| BJ s Wholesale Club Holdings Inc | CS | 05550J101 |  | 532456 | 8048 | SH |  | SOLE |  | 8048 | 0 | 0 |
| The Hershey Co | CS | 427866108 |  | 54882 | 237 | SH |  | SOLE |  | 237 | 0 | 0 |
| PAYA HOLDINGS CL A ORD | CS | 70434P103 |  | 758684 | 96402 | SH |  | SOLE |  | 96402 | 0 | 0 |
| Micron Technology Inc | CS | 595112103 |  | 14994 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| STERIS PLC | CS | G8473T100 |  | 4802 | 26 | SH |  | SOLE |  | 26 | 0 | 0 |
| ProShares UltraPro S | EF | 74347X864 |  | 16254 | 496 | SH |  | SOLE |  | 496 | 0 | 0 |
| Upstart Holdings Inc | CS | 91680M107 |  | 3966 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| Microvision Inc | CS | 594960304 |  | 4700 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| iShares Core MSCI Emerging Markets ETF | EF | 46434G103 |  | 2646442 | 56669 | SH |  | SOLE |  | 56669 | 0 | 0 |
| BLACKROCK 80/20 TARGET ALLOCATION FUND CLASS K | EF | 09257E720 |  | 93045 | 6665 | SH |  | SOLE |  | 6665 | 0 | 0 |
| BLACKROCK 60/40 TARGET ALLOCATION FUND CLASS K | EF | 09257E738 |  | 294213 | 22545 | SH |  | SOLE |  | 22545 | 0 | 0 |
| BLACKROCK 40/60 TARGET ALLOCATION FUND CLASS K | EF | 09257E746 |  | 108571 | 9737 | SH |  | SOLE |  | 9737 | 0 | 0 |
| JPMORGAN GROWTH ADVANTAGE FUND CLASS R6 | EF | 46640W108 |  | 650321 | 26609 | SH |  | SOLE |  | 26609 | 0 | 0 |
| OCCIDENTAL PETE CORP WT EXP | CS | 674599162 |  | 289 | 7 | SH |  | SOLE |  | 7 | 0 | 0 |
| Weatherford Intl Plc Wt Exp Mer From G48833100#reo | CS | G48833126 |  | 2 | 8 | SH |  | SOLE |  | 8 | 0 | 0 |
| Blackstone Group LP | CS | 09260D107 |  | 1929 | 26 | SH |  | SOLE |  | 26 | 0 | 0 |
| THE CARLYLE GROUP INC | CS | 14316J108 |  | 1044 | 35 | SH |  | SOLE |  | 35 | 0 | 0 |
| COMPASS DIVERSIFIED HOLDINGS | CS | 20451Q104 |  | 4284 | 235 | SH |  | SOLE |  | 235 | 0 | 0 |
| IM DBI MANAGED FUTURES STRATEGY ETF | EF | 53700T827 |  | 5909 | 203 | SH |  | SOLE |  | 203 | 0 | 0 |
| WisdomTree Emerging Markets High Div ETF | EF | 97717W315 |  | 7092 | 199 | SH |  | SOLE |  | 199 | 0 | 0 |
| WISDOMTREE U.S. QUALITY DIVIDEND GROWTH FUND | EF | 97717X669 |  | 22816 | 378 | SH |  | SOLE |  | 378 | 0 | 0 |
| WisdomTree US LargeCap Dividend ETF | EF | 97717W307 |  | 9231 | 149 | SH |  | SOLE |  | 149 | 0 | 0 |
| WisdomTree International Equity ETF | EF | 97717W703 |  | 6303 | 134 | SH |  | SOLE |  | 134 | 0 | 0 |
| WisdomTree Japan Hedged Equity ETF | EF | 97717W851 |  | 2636 | 41 | SH |  | SOLE |  | 41 | 0 | 0 |
| CAMBRIA GLOBAL ASSET ALLOCATION ETF | EF | 132061607 |  | 11223 | 417 | SH |  | SOLE |  | 417 | 0 | 0 |
| KKR  CO INC ORDINARY SHARES | CS | 48251W104 |  | 1857 | 40 | SH |  | SOLE |  | 40 | 0 | 0 |
| Oracle Corp | CS | 68389X105 |  | 8991 | 110 | SH |  | SOLE |  | 110 | 0 | 0 |
| Xcel Energy Inc | CS | 98389B100 |  | 7712 | 110 | SH |  | SOLE |  | 110 | 0 | 0 |
| CAMBRIA TRINITY ETF | EF | 132061839 |  | 12313 | 493 | SH |  | SOLE |  | 493 | 0 | 0 |
| PRIMORIS SERVICES CORP | CS | 74164F103 |  | 746 | 34 | SH |  | SOLE |  | 34 | 0 | 0 |
| KYNDRYL HOLDINGS ORD WI | CS | 50155Q100 |  | 44 | 4 | SH |  | SOLE |  | 4 | 0 | 0 |
| Stantec Inc Com | CS | 85472N109 |  | 21285 | 444 | SH |  | SOLE |  | 444 | 0 | 0 |
| Iridium Communications Inc | CS | 46269C102 |  | 514 | 10 | SH |  | SOLE |  | 10 | 0 | 0 |
| Itech Minerals Ltd Npv Isin #Au0000177172 Sedol #B | CS | Q4978R102 |  | 4 | 20 | SH |  | SOLE |  | 20 | 0 | 0 |
| UiPath Inc | CS | 90364P105 |  | 12710 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| APOLLO GLOBAL MANAGEMENT INC CLASS A | CS | 03769M106 |  | 1340 | 21 | SH |  | SOLE |  | 21 | 0 | 0 |
| Moderna Inc | CS | 60770K107 |  | 143696 | 800 | SH |  | SOLE |  | 800 | 0 | 0 |
| Rivian Automotive Inc Class A | CS | 76954A103 |  | 12901 | 700 | SH |  | SOLE |  | 700 | 0 | 0 |
| AMKOR TECHNOLOGY INC | CS | 031652100 |  | 52756 | 2200 | SH |  | SOLE |  | 2200 | 0 | 0 |
| LINEAGE CELL THERAPEUTICS INC | CS | 53566P109 |  | 103 | 88 | SH |  | SOLE |  | 88 | 0 | 0 |
| UNISYS CORP | CS | 909214306 |  | 511 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| VISTEON CORP | CS | 92839U206 |  | 262 | 2 | SH |  | SOLE |  | 2 | 0 | 0 |
| QURATE RETAIL INC 8 PRF REDEEM 15/03/2031 USD - S | PS | 74915M308 |  | 103 | 3 | SH |  | SOLE |  | 3 | 0 | 0 |
| CONSTELLATION ENERGY ORD WI | CS | 21037T109 |  | 8621 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| SHELL ADR EACH REP 2 ORD WI | CS | 780259305 |  | 11390 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| ProShares Ultra S | EF | 74347R107 |  | 5956 | 134 | SH |  | SOLE |  | 134 | 0 | 0 |
| CONFLUENT CL A ORD | CS | 20717M103 |  | 22240 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| Lemonade Inc | CS | 52567D107 |  | 27360 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | EF | 132061706 |  | 7851 | 280 | SH |  | SOLE |  | 280 | 0 | 0 |
| TPG INC ORDINARY SHARES - CLASS A | CS | 872657101 |  | 1030 | 37 | SH |  | SOLE |  | 37 | 0 | 0 |
| VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX F | EF | 921946794 |  | 1430 | 24 | SH |  | SOLE |  | 24 | 0 | 0 |
| Alcon Inc Ord Shs | CS | H01301128 |  | 1097 | 16 | SH |  | SOLE |  | 16 | 0 | 0 |
| WARNER BROS. DISCOVERY SRS A ORD WI | CS | 934423104 |  | 217746 | 22969 | SH |  | SOLE |  | 22969 | 0 | 0 |
| Vanguard Consumer Discretionary ETF | EF | 92204A108 |  | 539446 | 2463 | SH |  | SOLE |  | 2463 | 0 | 0 |
| Invesco BulletShares 2026 Corporate Bond ETF | EF | 46138J791 |  | 759972 | 40157 | SH |  | SOLE |  | 40157 | 0 | 0 |
| iShares Russell 2000 Growth | EF | 464287648 |  | 732800 | 3416 | SH |  | SOLE |  | 3416 | 0 | 0 |
| Arsenal Digital Holdings Inc | CS | 37947A204 |  | 7 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| WISDOMTREE INTERNATIONAL HEDGED QUALITY DIVIDEND G | EF | 97717X594 |  | 962 | 27 | SH |  | SOLE |  | 27 | 0 | 0 |
| RELIANCE STEEL  ALUMINUM CO | CS | 759509102 |  | 405 | 2 | SH |  | SOLE |  | 2 | 0 | 0 |
| Wecenergy Group Inc | CS | 92939U106 |  | 938 | 10 | SH |  | SOLE |  | 10 | 0 | 0 |
| Ameriprise Financial Inc | CS | 03076C106 |  | 623 | 2 | SH |  | SOLE |  | 2 | 0 | 0 |
| ConocoPhillips | CS | 20825C104 |  | 1416 | 12 | SH |  | SOLE |  | 12 | 0 | 0 |
| OWLET INC CLASS A | CS | 69120X107 |  | 1118 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| WAYFAIR INC CLASS A | CS | 94419L101 |  | 25588 | 778 | SH |  | SOLE |  | 778 | 0 | 0 |
| Agilent Technologies Inc | CS | 00846U101 |  | 1796 | 12 | SH |  | SOLE |  | 12 | 0 | 0 |
| Ameren Corp | CS | 023608102 |  | 7647 | 86 | SH |  | SOLE |  | 86 | 0 | 0 |
| Cadence Design Systems Inc | CS | 127387108 |  | 643 | 4 | SH |  | SOLE |  | 4 | 0 | 0 |
| Corteva Inc com | CS | 22052L104 |  | 470 | 8 | SH |  | SOLE |  | 8 | 0 | 0 |
| Dow Inc | CS | 260557103 |  | 705 | 14 | SH |  | SOLE |  | 14 | 0 | 0 |
| FedEx Corp | CS | 31428X106 |  | 9006 | 52 | SH |  | SOLE |  | 52 | 0 | 0 |
| Fortinet Inc | CS | 34959E109 |  | 782 | 16 | SH |  | SOLE |  | 16 | 0 | 0 |
| Invesco Ltd | CS | G491BT108 |  | 2914 | 162 | SH |  | SOLE |  | 162 | 0 | 0 |
| Johnson Controls International PLC | CS | G51502105 |  | 1280 | 20 | SH |  | SOLE |  | 20 | 0 | 0 |
| Kimco Realty Corp | CS | 49446R109 |  | 847 | 40 | SH |  | SOLE |  | 40 | 0 | 0 |
| Kinder Morgan Inc P | CS | 49456B101 |  | 2423 | 134 | SH |  | SOLE |  | 134 | 0 | 0 |
| MGM Resorts International | CS | 552953101 |  | 1341 | 40 | SH |  | SOLE |  | 40 | 0 | 0 |
| SPDRR S Dividend ETF | EF | 78464A763 |  | 56800 | 454 | SH |  | SOLE |  | 454 | 0 | 0 |
| Valero Energy Corp | CS | 91913Y100 |  | 1522 | 12 | SH |  | SOLE |  | 12 | 0 | 0 |
| SPDRR Dow Jones Industrial Average ETF | EF | 78467X109 |  | 30482 | 92 | SH |  | SOLE |  | 92 | 0 | 0 |
| iShares iBonds Dec 2026 Term Corp ETF | EF | 46435GAA0 |  | 2417332 | 103526 | SH |  | SOLE |  | 103526 | 0 | 0 |
| Vanguard Information Technology ETF | EF | 92204A702 |  | 154914 | 485 | SH |  | SOLE |  | 485 | 0 | 0 |
| Vanguard Telecommunication Services ETF | EF | 92204A884 |  | 29281 | 356 | SH |  | SOLE |  | 356 | 0 | 0 |
| iShares iBonds Dec 2028 Term Corp ETF | EF | 46435U515 |  | 3371161 | 138788 | SH |  | SOLE |  | 138788 | 0 | 0 |
| Jacobs Engineering Group Inc | CS | 46982L108 |  | 15609 | 130 | SH |  | SOLE |  | 130 | 0 | 0 |
| Vanguard Energy ETF | EF | 92204A306 |  | 25348 | 209 | SH |  | SOLE |  | 209 | 0 | 0 |
| iShares Russell 2500 ETF | EF | 46435G268 |  | 491014 | 9240 | SH |  | SOLE |  | 9240 | 0 | 0 |
| iShares iBonds Dec 2027 Term Corp ETF | EF | 46435UAA9 |  | 370531 | 15855 | SH |  | SOLE |  | 15855 | 0 | 0 |
| Sequential Brands Group Inc(NV) | CS | 81734P206 |  | 0 | 2 | SH |  | SOLE |  | 2 | 0 | 0 |
| iShares Edge MSCI Min Vol EAFE ETF | EF | 46429B689 |  | 17486 | 275 | SH |  | SOLE |  | 275 | 0 | 0 |
| Brookfield Asset Management Inc | CS | 113004105 |  | 2179 | 76 | SH |  | SOLE |  | 76 | 0 | 0 |
| Brookfield Asset Management Inc Class A | CS | 11271J107 |  | 8494 | 270 | SH |  | SOLE |  | 270 | 0 | 0 |
| ARK Innovation ETF | EF | 00214Q104 |  | 28116 | 900 | SH |  | SOLE |  | 900 | 0 | 0 |
| ARK Autonomous Technology ETF | EF | 00214Q203 |  | 18455 | 450 | SH |  | SOLE |  | 450 | 0 | 0 |
| BTD CAPITAL FUND ETF | EF | 26922B634 |  | 7262 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| iShares Genomics Immnlgy  Hlthcr ETF | EF | 46435U192 |  | 17619 | 700 | SH |  | SOLE |  | 700 | 0 | 0 |
| The Trade Desk Inc Com Cl A | CS | 88339J105 |  | 8966 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| SIMPLIFY MANAGED FUTURES STRATEGY ETF | EF | 82889N699 |  | 3303 | 127 | SH |  | SOLE |  | 127 | 0 | 0 |
| FIRST TRUST MANAGED FUTURES STRATEGY FUND | EF | 33739G103 |  | 3284 | 69 | SH |  | SOLE |  | 69 | 0 | 0 |
| BLUE OWL CAPITAL INC ORDINARY SHARES - CLASS A | CS | 09581B103 |  | 53 | 5 | SH |  | SOLE |  | 5 | 0 | 0 |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | EF | 02072L409 |  | 184 | 4 | SH |  | SOLE |  | 4 | 0 | 0 |
| STEPSTONE GROUP INC ORDINARY SHARES - CLASS A | CS | 85914M107 |  | 201 | 8 | SH |  | SOLE |  | 8 | 0 | 0 |
| Freeport-McMoRan Inc | CS | 35671D857 |  | 988 | 26 | SH |  | SOLE |  | 26 | 0 | 0 |
| Hess Corp | CS | 42809H107 |  | 567 | 4 | SH |  | SOLE |  | 4 | 0 | 0 |
| The Mosaic Co | CS | 61945C103 |  | 614 | 14 | SH |  | SOLE |  | 14 | 0 | 0 |
| Quanta Services Inc | CS | 74762E102 |  | 1710 | 12 | SH |  | SOLE |  | 12 | 0 | 0 |
| Pioneer Natural Resources Co | CS | 723787107 |  | 914 | 4 | SH |  | SOLE |  | 4 | 0 | 0 |
| AllianceBernstein Holding LP | CS | 01881G106 |  | 29215 | 850 | SH |  | SOLE |  | 850 | 0 | 0 |
| Crossamerica Partners Lp Ut Ltd Ptn Int | CS | 22758A105 |  | 9935 | 501 | SH |  | SOLE |  | 501 | 0 | 0 |
| Prospect Capital Corp | CS | 74348T102 |  | 7794 | 1115 | SH |  | SOLE |  | 1115 | 0 | 0 |

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