# EDGAR Filing Document

**Accession Number:** 0001513227
**File Stem:** 0001513227-23-000001
**Filing Date:** 2023-2
**Character Count:** 7729
**Document Hash:** afb56694b340de08b421dd003ef3eea0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001513227-23-000001.hdr.sgml**: 20230215

**ACCESSION NUMBER**: 0001513227-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230215

**DATE AS OF CHANGE**: 20230215

**EFFECTIVENESS DATE**: 20230215

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Smart Portfolios, LLC
- **CENTRAL INDEX KEY:** 0001513227
- **IRS NUMBER:** 753072032
- **STATE OF INCORPORATION:** WA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-14414
- **FILM NUMBER:** 23634796

**BUSINESS ADDRESS:**
- **STREET 1:** 17865 BALLINGER WAY NE
- **CITY:** SEATTLE
- **STATE:** WA
- **ZIP:** 98155
- **BUSINESS PHONE:** 206-686-3644

**MAIL ADDRESS:**
- **STREET 1:** 17865 BALLINGER WAY NE
- **CITY:** SEATTLE
- **STATE:** WA
- **ZIP:** 98155

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Smart Portfolios LLC<br>**Address:** 17865 BALLINGER WAY NE<br>SEATTLE, WA 98155

**Form 13F File Number:** 028-14414

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Keith Campbell<br>**Title:** Chief Compliance Officer<br>**Phone:** 2066863634

**Signature, Place, and Date of Signing:**

Keith Campbell  Seattle, WA  02-15-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 39

**Form 13F Information Table Value Total:** $50060

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| DBX ETF TR | XTRCKR MSCI US | 233051150 |  | 248030 | 7118 | SH |  | SOLE | 0 | 0 | 0 | 7118 |
| ENGINE NO 1 ETF TRUST | TRANSFORM CLMTE | 29287L205 |  | 472026 | 9967 | SH |  | SOLE | 0 | 0 | 0 | 9967 |
| EXCHANGE TRADED CONCEPTS TR | ROBO GBL HLTCR | 301505723 |  | 1118090 | 38715 | SH |  | SOLE | 0 | 0 | 0 | 38715 |
| EXCHANGE TRADED CONCEPTS TR | EMQQ EM INTERN | 301505889 |  | 1068064 | 35925 | SH |  | SOLE | 0 | 0 | 0 | 35925 |
| FIRST TR EXCHANGE TRADED FD | CONSUMR STAPLE | 33734X119 |  | 2728975 | 43476 | SH |  | SOLE | 0 | 0 | 0 | 43476 |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 |  | 590609 | 4796 | SH |  | SOLE | 0 | 0 | 0 | 4796 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 |  | 744575 | 12527 | SH |  | SOLE | 0 | 0 | 0 | 12527 |
| FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 33741X102 |  | 1221753 | 46900 | SH |  | SOLE | 0 | 0 | 0 | 46900 |
| FIRST TR STOXX EUROPEAN SELE | COMMON SHS | 33735T109 |  | 1559863 | 137312 | SH |  | SOLE | 0 | 0 | 0 | 137312 |
| GLOBAL X FDS | RENEWABLE ENERGY | 37954Y707 |  | 240201 | 18308 | SH |  | SOLE | 0 | 0 | 0 | 18308 |
| GLOBAL X FDS | CONSCIOUS COS | 37954Y731 |  | 494737 | 17867 | SH |  | SOLE | 0 | 0 | 0 | 17867 |
| GLOBAL X FDS | GLOBAL X COPPER | 37954Y830 |  | 816606 | 23048 | SH |  | SOLE | 0 | 0 | 0 | 23048 |
| INVESCO EXCH TRADED FD TR II | S HDL VOL | 46138E362 |  | 570798 | 13023 | SH |  | SOLE | 0 | 0 | 0 | 13023 |
| INVESCO EXCH TRADED FD TR II | S 500 REVENUE | 46138G698 |  | 362343 | 4901 | SH |  | SOLE | 0 | 0 | 0 | 4901 |
| ISHARES INC | MSCI BRAZIL ETF | 464286400 |  | 976377 | 34908 | SH |  | SOLE | 0 | 0 | 0 | 34908 |
| ISHARES INC | ESG AWR MSCI EM | 46434G863 |  | 461665 | 15353 | SH |  | SOLE | 0 | 0 | 0 | 15353 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 |  | 215651 | 2991 | SH |  | SOLE | 0 | 0 | 0 | 2991 |
| ISHARES TR | MSCI USA ESG SLC | 464288802 |  | 724663 | 8803 | SH |  | SOLE | 0 | 0 | 0 | 8803 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 810303 | 6719 | SH |  | SOLE | 0 | 0 | 0 | 6719 |
| ISHARES TR | SP SMCP600VL ETF | 464287879 |  | 259700 | 2844 | SH |  | SOLE | 0 | 0 | 0 | 2844 |
| ISHARES TR | CORE S ETF | 464287200 |  | 1286123 | 3347 | SH |  | SOLE | 0 | 0 | 0 | 3347 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 |  | 7414302 | 147901 | SH |  | SOLE | 0 | 0 | 0 | 147901 |
| PACER FDS TR | PACER US SMALL | 69374H857 |  | 1035604 | 28807 | SH |  | SOLE | 0 | 0 | 0 | 28807 |
| PACER FDS TR | US CASH COWS 100 | 69374H881 |  | 2700583 | 58391 | SH |  | SOLE | 0 | 0 | 0 | 58391 |
| PACER FDS TR | US CHS CWS GWT | 69374H667 |  | 516008 | 14334 | SH |  | SOLE | 0 | 0 | 0 | 14334 |
| PACER FDS TR | EMRG MKT CASH | 69374H865 |  | 769588 | 41757 | SH |  | SOLE | 0 | 0 | 0 | 41757 |
| PIMCO ETF TR | ENHNCD LW DUR AC | 72201R718 |  | 2281714 | 24207 | SH |  | SOLE | 0 | 0 | 0 | 24207 |
| PIMCO ETF TR | 1-5 US TIP IDX | 72201R205 |  | 2171586 | 43545 | SH |  | SOLE | 0 | 0 | 0 | 43545 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 714670 | 7245 | SH |  | SOLE | 0 | 0 | 0 | 7245 |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 |  | 1536279 | 19777 | SH |  | SOLE | 0 | 0 | 0 | 19777 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 421179 | 12315 | SH |  | SOLE | 0 | 0 | 0 | 12315 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 |  | 448300 | 4565 | SH |  | SOLE | 0 | 0 | 0 | 4565 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 2301257 | 13566 | SH |  | SOLE | 0 | 0 | 0 | 13566 |
| SPDR SER TR | S BIOTECH | 78464A870 |  | 882259 | 10630 | SH |  | SOLE | 0 | 0 | 0 | 10630 |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 |  | 354675 | 8858 | SH |  | SOLE | 0 | 0 | 0 | 8858 |
| TRIMTABS ETF TR | FCF US QLTY ETF | 89628W302 |  | 624408 | 13420 | SH |  | SOLE | 0 | 0 | 0 | 13420 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 588513 | 8192 | SH |  | SOLE | 0 | 0 | 0 | 8192 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 2965068 | 76066 | SH |  | SOLE | 0 | 0 | 0 | 76066 |
| WISDOMTREE TR | FLOATNG RAT TREA | 97717Y527 |  | 5363524 | 106694 | SH |  | SOLE | 0 | 0 | 0 | 106694 |

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