# EDGAR Filing Document

**Accession Number:** 0001360502
**File Stem:** 0001360502-26-000006
**Filing Date:** 2026-3
**Character Count:** 2694
**Document Hash:** 3280c6169df658773afc5291b5c8a281
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001360502-26-000006.hdr.sgml**: 20260331

**ACCESSION NUMBER**: 0001360502-26-000006

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260331

**DATE AS OF CHANGE**: 20260331

**EFFECTIVENESS DATE**: 20260331

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LLC
- **CENTRAL INDEX KEY:** 0001360502

**ORGANIZATION NAME:**
- **EIN:** 204658658
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-67320
- **FILM NUMBER:** 26819158

**BUSINESS ADDRESS:**
- **STREET 1:** 461 FIFTH AVENUE
- **STREET 2:** 15TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
- **BUSINESS PHONE:** (212) 803-7315

**MAIL ADDRESS:**
- **STREET 1:** 461 FIFTH AVENUE
- **STREET 2:** 15TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** REDBURN (USA) LLC
- **DATE OF NAME CHANGE:** 20140407

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** REDBURN PARTNERS (USA) LP
- **DATE OF NAME CHANGE:** 20060424

### Attached PDF Documents

**Attachment 1:** `SOFC.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001360502

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LLC

**Business Address:** 461 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY, 10017

**Contact Person:** Christa Schackert

**Contact Phone:** 212-403-3689

### Independent Public Accountant Identification

**Accountant Name:** Forvis Mazars, LLP

**Accountant Address:** 60 Crossways Park Drive West, Suite 301, Woodbury, NY, 11797

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Christa Schackert**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Christa Schackert

**Title:** Director of Finance & Controller of North America