# EDGAR Filing Document

**Accession Number:** 0001097362
**File Stem:** 0001104659-23-021072
**Filing Date:** 2023-2
**Character Count:** 12624
**Document Hash:** fcf6d5338bfbd1a7fc6fc7ec726f4fec
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-23-021072.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001104659-23-021072

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SUN LIFE FINANCIAL INC
- **CENTRAL INDEX KEY:** 0001097362
- **STANDARD INDUSTRIAL CLASSIFICATION:** LIFE INSURANCE [6311]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** Z4
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-05799
- **FILM NUMBER:** 23624600

**BUSINESS ADDRESS:**
- **STREET 1:** SUN LIFE ASSURANCE CO OF CANADA
- **STREET 2:** ONE YORK STREET
- **CITY:** TORONTO
- **STATE:** A6
- **ZIP:** M5J 0B6
- **BUSINESS PHONE:** 4169794800

**MAIL ADDRESS:**
- **STREET 1:** SUN LIFE ASSURANCE CO OF CANADA
- **STREET 2:** ONE YORK STREET
- **CITY:** TORONTO
- **STATE:** A6
- **ZIP:** M5J 0B6

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SUN LIFE FINANCIAL SERVICES INC
- **DATE OF NAME CHANGE:** 20030702

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SUN LIFE FINANCIAL SERVICES OF CANADA INC
- **DATE OF NAME CHANGE:** 20000224

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** SUN LIFE FINANCIAL INC<br>**Address:** Sun Life Assurance CO of Canada<br>One York Street<br>Toronto, A6 M5J 0B6

**Form 13F File Number:** 028-05799

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Randolph Brown<br>**Title:** CIO Sun Life<br>**Phone:** 781-416-2297

**Signature, Place, and Date of Signing:**

/s/ Randolph Brown  Wellesley Hills, MA  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[ ] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[x] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 3

**Form 13F Information Table Entry Total:** 70

**Form 13F Information Table Value Total:** $1306553937

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

|   No. | Name   | Form 13F File Number   | CRD Number   | SEC File Number   |
|---:|:---|:---|:---|:---|
|     1 | MFS    | 028-04968              |  |  |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 268498 | 1110 | SH |  | SOLE | 1 | 0 | 0 | 1110 |
| ISHARES U S ETF TR | BLACKROCK ST MAT | 46431W507 |  | 39921461 | 810259 | SH |  | SOLE | 1 | 810259 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 |  | 46538386 | 928354 | SH |  | SOLE | 1 | 928354 | 0 | 0 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 39685514 | 402286 | SH |  | SOLE | 1 | 402286 | 0 | 0 |
| VANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX | 921932828 |  | 1867589 | 10776 | SH |  | SOLE | 1 | 0 | 0 | 10776 |
| VANGUARD ADMIRAL FDS INC | MIDCP 400 IDX | 921932885 |  | 2580971 | 15779 | SH |  | SOLE | 1 | 0 | 0 | 15779 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 6137888 | 56722 | SH |  | SOLE | 1 | 0 | 0 | 56722 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 |  | 4396275 | 87680 | SH |  | SOLE | 1 | 0 | 0 | 87680 |
| VANGUARD S 500 ETF | * VANGUARD INDEX FDS S 500 ETF SHS | 922908363 |  | 27103422 | 77143 | SH |  | SOLE | 1 | 33787 | 0 | 43356 |
| ISHARES MSCI EAFE INDEX FUND | * ISHARES TR MSCI EAFE ETF | 464287465 |  | 711669 | 10842 | SH |  | SOLE | 1 | 10842 | 0 | 0 |
| ISHARES MSCI EAFE INDEX FUND | * ISHARES TR CORE S ETF | 464287200 |  | 19519021 | 50803 | SH |  | SOLE | 1 | 50803 | 0 | 0 |
| ISHARES MSCI FRANCE ETF | * ISHARES INC MSCI FRANCE ETF | 464286707 |  | 2450880 | 74000 | SH |  | SOLE | 1 | 74000 | 0 | 0 |
| ISHARES MSCI GERMANY ETF | * ISHARES INC MSCI GERMANY ETF | 464286806 |  | 468015 | 18925 | SH |  | SOLE | 1 | 18925 | 0 | 0 |
| ISHARES MSCI MEXICO CAPPED ETF | * ISHARES INC MSCI MEXICO ETF | 464286822 |  | 951418 | 19240 | SH |  | SOLE | 1 | 19240 | 0 | 0 |
| ISHARES MSCI UNITED KINGDOM INDEX FUND | * ISHARES TR MSCI UK ETF NEW | 46435G334 |  | 8587038 | 280073 | SH |  | SOLE | 1 | 280073 | 0 | 0 |
| SPDR S 500 ETF TRUST | * SPDR S 500 ETF TR TR UNIT | 78462F103 |  | 712259813 | 1862458 | SH |  | SOLE | 1 | 1862458 | 0 | 0 |
| ISHARES MSCI JAPAN UCITS ETF | * ISHARES INC MSCI JPN ETF NEW | 46434G822 |  | 6317163 | 116039 | SH |  | SOLE | 1 | 116039 | 0 | 0 |
| ABBOTT LABORATORIES | * ABBOTT LABS COM | 002824100 |  | 646248 | 5851 | SH |  | SOLE | 1 | 5851 | 0 | 0 |
| ALPHABET INC | * ALPHABET INC CAP STK CL A | 02079K305 |  | 638774 | 7200 | SH |  | SOLE | 1 | 7200 | 0 | 0 |
| AMERICAN EXPRESS CO | * AMERICAN EXPRESS CO COM | 025816109 |  | 525849 | 3540 | SH |  | SOLE | 1 | 3540 | 0 | 0 |
| AMPHENOL CORP | * AMPHENOL CORP NEW CL A | 032095101 |  | 299084 | 3906 | SH |  | SOLE | 1 | 3906 | 0 | 0 |
| AVALONBAY COMMUNITIES INC | * AVALONBAY CMNTYS INC COM | 053484101 |  | 17128873 | 106048 | SH |  | SOLE | 1 | 106048 | 0 | 0 |
| BOSTON PROPERTIES INC | * BOSTON PROPERTIES INC COM | 101121101 |  | 1059587 | 15679 | SH |  | SOLE | 1 | 15679 | 0 | 0 |
| BOSTON SCIENTIFIC CORP | * BOSTON SCIENTIFIC CORP COM | 101137107 |  | 750693 | 16133 | SH |  | SOLE | 1 | 16133 | 0 | 0 |
| CANADIAN NATIONAL RAILWAY CO | * CANADIAN NATL RY CO COM | 136375102 |  | 747470 | 6257 | SH |  | SOLE | 1 | 6257 | 0 | 0 |
| COGNIZANT TECHNOLOGY SOLUTIONS CORP | * COGNIZANT TECHNOLOGY SOLUTIO CL A | 192446102 |  | 386212 | 6714 | SH |  | SOLE | 1 | 6714 | 0 | 0 |
| COLGATE-PALMOLIVE CO | * COLGATE PALMOLIVE CO COM | 194162103 |  | 251493 | 3174 | SH |  | SOLE | 1 | 3174 | 0 | 0 |
| COMCAST CORP | * COMCAST CORP NEW CL A | 20030N101 |  | 976505 | 27783 | SH |  | SOLE | 1 | 27783 | 0 | 0 |
| COOPER COS INC | * COOPER COS INC COM NEW | 216648402 |  | 390830 | 1176 | SH |  | SOLE | 1 | 1176 | 0 | 0 |
| WALT DISNEY CO | * DISNEY WALT CO COM | 254687106 |  | 492192 | 5634 | SH |  | SOLE | 1 | 5634 | 0 | 0 |
| EBAY INC | * EBAY INC. COM | 278642103 |  | 285383 | 6843 | SH |  | SOLE | 1 | 6843 | 0 | 0 |
| EQUIFAX INC | * EQUIFAX INC COM | 294429105 |  | 495071 | 2533 | SH |  | SOLE | 1 | 2533 | 0 | 0 |
| FIDELITY NATIONAL INFORMATION SERVICES INC | * FIDELITY NATL INFORMATION SV COM | 31620M106 |  | 486160 | 7126 | SH |  | SOLE | 1 | 7126 | 0 | 0 |
| FISERV INC | * FISERV INC COM | 337738108 |  | 620357 | 6104 | SH |  | SOLE | 1 | 6104 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | * GOLDMAN SACHS GROUP INC COM | 38141G104 |  | 826674 | 2394 | SH |  | SOLE | 1 | 2394 | 0 | 0 |
| HONEYWELL INTERNATIONAL INC | * HONEYWELL INTL INC COM | 438516106 |  | 1007974 | 4678 | SH |  | SOLE | 1 | 4678 | 0 | 0 |
| INTERNATIONAL FLAVORS  FRAGRANCES INC | * INTERNATIONAL FLAVORS COM | 459506101 |  | 588525 | 5582 | SH |  | SOLE | 1 | 5582 | 0 | 0 |
| MARRIOTT INTERNATIONAL INC | * MARRIOTT INTL INC NEW CL A | 571903202 |  | 238025 | 1590 | SH |  | SOLE | 1 | 1590 | 0 | 0 |
| MICROCHIP TECHNOLOGY INC | * MICROCHIP TECHNOLOGY INC. COM | 595017104 |  | 227310 | 3218 | SH |  | SOLE | 1 | 3218 | 0 | 0 |
| OMNICOM GROUP INC | * OMNICOM GROUP INC COM | 681919106 |  | 122472 | 1493 | SH |  | SOLE | 1 | 1493 | 0 | 0 |
| ORACLE CORP | * ORACLE CORP COM | 68389X105 |  | 768589 | 9350 | SH |  | SOLE | 1 | 9350 | 0 | 0 |
| PPG INDUSTRIES INC | * PPG INDS INC COM | 693506107 |  | 469474 | 3713 | SH |  | SOLE | 1 | 3713 | 0 | 0 |
| PAYPAL HOLDINGS INC | * PAYPAL HLDGS INC COM | 70450Y103 |  | 152792 | 2133 | SH |  | SOLE | 1 | 2133 | 0 | 0 |
| PROLOGIS INC | * PROLOGIS INC. COM | 74340W103 |  | 41525110 | 368359 | SH |  | SOLE | 1 | 368359 | 0 | 0 |
| CHARLES SCHWAB CORP | * SCHWAB CHARLES CORP COM | 808513105 |  | 824313 | 9846 | SH |  | SOLE | 1 | 9846 | 0 | 0 |
| STRYKER CORP | * STRYKER CORPORATION COM | 863667101 |  | 796430 | 3240 | SH |  | SOLE | 1 | 3240 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC | * THERMO FISHER SCIENTIFIC INC COM | 883556102 |  | 1295345 | 2339 | SH |  | SOLE | 1 | 2339 | 0 | 0 |
| 3M CO | * 3M CO COM | 88579Y101 |  | 432102 | 3583 | SH |  | SOLE | 1 | 3583 | 0 | 0 |
| UNION PACIFIC CORP | * UNION PAC CORP COM | 907818108 |  | 395372 | 1899 | SH |  | SOLE | 1 | 1899 | 0 | 0 |
| UNITED PARCEL SERVICE INC | * UNITED PARCEL SERVICE INC CL B | 911312106 |  | 436207 | 2496 | SH |  | SOLE | 1 | 2496 | 0 | 0 |
| VISA INC | * VISA INC COM CL A | 92826C839 |  | 1307179 | 6254 | SH |  | SOLE | 1 | 6254 | 0 | 0 |
| WATERS CORP | * WATERS CORP COM | 941848103 |  | 399073 | 1159 | SH |  | SOLE | 1 | 1159 | 0 | 0 |
| ZIMMER BIOMET HOLDINGS INC | * ZIMMER BIOMET HOLDINGS INC COM | 98956P102 |  | 214864 | 1676 | SH |  | SOLE | 1 | 1676 | 0 | 0 |
| MEDTRONIC PLC | * MEDTRONIC PLC SHS | G5960L103 |  | 990591 | 12674 | SH |  | SOLE | 1 | 12674 | 0 | 0 |
| INVESCO QQQ TRUST SERIES 1 | * INVESCO QQQ TR UNIT SER 1 | 46090E103 |  | 52763382 | 198150 | SH |  | SOLE | 1 | 198150 | 0 | 0 |
| CAMDEN PROPERTY TRUST | * CAMDEN PPTY TR SH BEN INT | 133131102 |  | 24141914 | 215784 | SH |  | SOLE | 1 | 215784 | 0 | 0 |
| CARRIER GLOBAL CORP | * CARRIER GLOBAL CORPORATION COM | 14448C104 |  | 104289 | 2514 | SH |  | SOLE | 1 | 2514 | 0 | 0 |
| DOUGLAS EMMETT INC | * DOUGLAS EMMETT INC COM | 25960P109 |  | 3002124 | 191462 | SH |  | SOLE | 1 | 191462 | 0 | 0 |
| OTIS WORLDWIDE CORP | * OTIS WORLDWIDE CORP COM | 68902V107 |  | 248039 | 3150 | SH |  | SOLE | 1 | 3150 | 0 | 0 |
| LIBERTY BROADBAND CORP | * LIBERTY BROADBAND CORP COM SER C | 530307305 |  | 479207 | 6251 | SH |  | SOLE | 1 | 6251 | 0 | 0 |
| ISHARES ESG SCREENED S 500 ETF | ISHARES TR ESG SCRND S | 46436E569 |  | 23395735 | 823040 | SH |  | SOLE | 1 | 823040 | 0 | 0 |
| CANADIAN PACIFIC RAILWAY LTD | * CANADIAN PAC RY LTD COM | 13645T100 |  | 872985 | 11638 | SH |  | SOLE | 1 | 11638 | 0 | 0 |
| CRESCENT CAPITAL BDC INC | * CRESCENT CAP BDC INC COM | 225655109 |  | 13759638 | 1076654 | SH |  | SOLE | 1 | 1076654 | 0 | 0 |
| FIRST INDUSTRIAL REALTY TRUST INC | * FIRST INDL RLTY TR INC COM | 32054K103 |  | 12202831 | 252856 | SH |  | SOLE | 1 | 252856 | 0 | 0 |
| ISHARES TRUST ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | * ISHARES TR ISHS 1-5YR INVS | 464288646 |  | 75178380 | 1509000 | SH |  | SOLE | 1 | 1509000 | 0 | 0 |
| PROSHARES ULTRASHORT REAL ESTATE | * PROSHARES TR ULTSHT REAL EST | 74347G556 |  | 1329949 | 72834 | SH |  | SOLE | 1 | 72834 | 0 | 0 |
| REXFORD INDUSTRIAL REALTY INC | * REXFORD INDL RLTY INC COM | 76169C100 |  | 13652023 | 249854 | SH |  | SOLE | 1 | 249854 | 0 | 0 |
| iShares iBoxx $ Investment Grade Corporate Bond ETF | IBOXX INV CP ETF | 464287242 |  | 844938 | 8000 | SH |  | SOLE | 1 | 8000 | 0 | 0 |
| IQVIA HLDGS INC | COM | 46266C105 |  | 59213 | 289 | SH |  | SOLE | 3 | 289 | 0 | 0 |
| MISTER CAR WASH INC | COM | 60646V105 |  | 85555067 | 9269238 | SH |  | SOLE | 3 | 9269238 | 0 | 0 |

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