# EDGAR Filing Document

**Accession Number:** 0001686400
**File Stem:** 0001437749-23-004229
**Filing Date:** 2023-2
**Character Count:** 5059
**Document Hash:** 8445101c64f8e6e1a3b256d5e93a5447
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001437749-23-004229.hdr.sgml**: 20230223

**ACCESSION NUMBER**: 0001437749-23-004229

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20230215

**ITEM INFORMATION**: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230223

**DATE AS OF CHANGE**: 20230222

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Salt Blockchain Inc.
- **CENTRAL INDEX KEY:** 0001686400
- **STANDARD INDUSTRIAL CLASSIFICATION:** FINANCE SERVICES [6199]
- **IRS NUMBER:** 814029835
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-56283
- **FILM NUMBER:** 23654875

**BUSINESS ADDRESS:**
- **STREET 1:** PO BOX 8350
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80201
- **BUSINESS PHONE:** 303-243-5018

**MAIL ADDRESS:**
- **STREET 1:** PO BOX 8350
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80201

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Salt Lending Holdings, Inc.
- **DATE OF NAME CHANGE:** 20161004

slbc20230222_8k.htm

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, DC 20549**

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**FORM **8-K**

**CURRENT REPORT**

**PURSUANT TO SECTION 13 OR 15(d) OF THE**

**SECURITIES EXCHANGE ACT OF 1934**

Date of report (Date of earliest event reported): February 15, 2023

**<u>Salt Blockchain Inc.</u>**

(Exact Name of Registrant Specified in Charter)

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| | | |
|:---|:---|:---|
| **<u>Delaware</u>**<br> (State or Other<br> Jurisdiction of<br> Incorporation) | **<u>000-56283</u>**<br> (Commission File<br> Number) | **<u>81-4029835</u>**<br> (I.R.S. Employer<br> Identification No.) |

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| | |
|:---|:---|
| **Not Applicable** (1) | **Not Applicable** |
| (Address of Principal Executive Offices) | (Zip Code) |

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Registrant's telephone number, including area code: <u>(<u>303</u>) <u>243-5018</u></u>

**Not Applicable**

(Former Name or Former Address, if Changed Since Last Report)

(1) In June 2020, the registrant became a remote-first company and does not maintain a principal executive office.

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |

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**Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.** 

On February 15, 2023, Dustin Hull notified Salt Blockchain, Inc. (the "Company") of his intention to resign as President, Chief Financial Officer, Chief Operating Officer and Treasurer, effective as of April 14, 2023, to pursue other opportunities. Mr. Hull will continue to serve in such roles through the effective date of his resignation.

**Item 9.01 Financial Statement and Exhibits.**

(d) Exhibits

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| | |
|:---|:---|
| **Exhibit**<br> **Number** | **Description of Document** |
| 10.1 | [Employment Agreement by and between Dustin Hull and Salt Blockchain dated June 24, 2022 (incorporated by reference to Exhibit 10.2 to the registrant's Current Report on Form 8-K filed on June 30, 2022)](http://www.sec.gov/Archives/edgar/data/1686400/000143774922016279/ex_391708.htm) |
| 104 | Cover page of this Current Report on Form 8-K formatted in Inline XBRL |

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
|  | SALT BLOCKCHAIN INC. | SALT BLOCKCHAIN INC. |
| Dated: February 22, 2023 | By: | <u>/s/ Shawn Owen</u> |
|  | Name: | Shawn Owen |
|  | Title: | Chief Executive Officer |

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