# EDGAR Filing Document

**Accession Number:** 0001550840
**File Stem:** 0001550840-23-000004
**Filing Date:** 2023-3
**Character Count:** 5140
**Document Hash:** caf4aadad74937f35a005747598d71f1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001550840-23-000004.hdr.sgml**: 20230414

**ACCESSION NUMBER**: 0001550840-23-000004

**CONFORMED SUBMISSION TYPE**: TA-1/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230328

**DATE AS OF CHANGE**: 20230414

**EFFECTIVENESS DATE**: 20230407

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SS&C (Canada) Ltd
- **CENTRAL INDEX KEY:** 0001550840
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** A3
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** TA-1/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-06469
- **FILM NUMBER:** 23822471

**BUSINESS ADDRESS:**
- **STREET 1:** 5255 ORBITOR DRIVE
- **CITY:** MISSISSAUGA
- **STATE:** A6
- **ZIP:** L4W 4Y8
- **BUSINESS PHONE:** 905-281-0001

**MAIL ADDRESS:**
- **STREET 1:** 5255 ORBITOR DRIVE
- **CITY:** MISSISSAUGA
- **STATE:** A6
- **ZIP:** L4W 4Y8

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CACEIS (Canada) Ltd
- **DATE OF NAME CHANGE:** 20120524

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-1

### UNIFORM FORM OF APPLICATION FOR REGISTRATION AS A TRANSFER AGENT

### Registrant Information

**Appropriate regulatory agency:** SEC

**Full name of Registrant:** SS&C (Canada) Ltd

**FINS Number:** 347419

**Address of principal office where transfer agent activities are performed:** 1 Robert Speck Parkway, Suite 1400, Mississauga, A6, L4Z3M3

**Is mailing address different from principal office address?:** No

**Telephone Number:** 905-281-0001

**Does registrant conduct business in other locations?:** No

**Is registrant a self-transfer agent?:** No

**Does registrant engage a service company to perform any of its transfer agent functions?:** No

**Is registrant engaged as a service company by a named transfer agent?:** Yes

**Service Company Arrangement 1:**

- **Name:** SS&C (USA) Inc.

- **File Number:** 084-06471

- **Address:** 4 Times Square, 6th Floor, New York, NY, 10036

### Ownership and Control Information

**Registrant Type:** Corporation

**Does any other person control the management or policies of the applicant?:** Yes

- **Controlling Entity Name:** SS&C Fund Administration Company

- **Agreement Description:** SS&C (Canada) Limited is a wholly owned subsidiary of SS&C Fund Administration Company

**Does any other person directly or indirectly finance the applicant?:** No

**Control Affiliates Information:**

| Entity Name          | Relationship Start Date   | Title or Status           | Ownership Code   | Control Person   | Relationship End Date   |
|:---|:---|:---|:---|:---|:---|
| Patrick J. Pedonti   | 05/31/2018                | Chief Financial Officer   | NA               | Yes              |  |
| Stanislaw Szczepanik | 05/31/2018                | President                 | NA               | Yes              | 03/17/2023              |
| Adam Girard          | 05/31/2018                | Tax Officer               | NA               | Yes              |  |
| Jason White          | 11/01/2021                | Secretary                 | NA               | Yes              |  |
| Christopher Kundro   | 03/17/2023                | President                 | NA               | Yes              |  |
| Rahul Kanwar         | 03/17/2023                | Authorized Representative | NA               | Yes              |  |

### Disciplinary History

- **Convicted/plead guilty to any felony or investment-related misdemeanor?:** No

- **Convicted/plead guilty to any other felony?:** No

- **Enjoined in connection with any investment-related activity?:** No

- **Found to have violated any investment-related statute or regulation?:** No

- **Made a false statement or omission in a filing with the SEC?:** No

- **Found to have violated SRO rules or failed to supervise?:** No

- **Had authorization to act as a financial professional denied, suspended, or revoked?:** No

- **Had a registration as a financial professional denied, suspended, or revoked?:** No

- **Federal/State agency found a false statement or omission?:** No

- **Federal/State agency found a violation of investment-related regulations?:** No

- **Federal/State agency denied, suspended, or revoked authorization?:** No

- **Federal/State agency entered an order against the applicant?:** No

- **Federal/State agency denied, suspended, or revoked registration?:** No

- **Federal/State agency revoked or suspended a license?:** No

- **SRO found a false statement or omission?:** No

- **SRO found a violation of its rules?:** No

- **SRO denied, suspended, or revoked authorization?:** No

- **SRO revoked or suspended a license?:** No

- **Subject of an order or finding by a foreign financial regulatory authority?:** No

- **Currently the subject of any proceeding that could result in a 'yes' answer to any of the above?:** No

- **Had a bond revoked for disorderly conduct, fraud, or dishonesty?:** No

- **Have any unsatisfied judgments or liens against them?:** No

### Signature

**Signature:** Christopher Kundro

**Title:** President

**Date:** 03/28/2023

**Phone Number:** 646-827-2145