# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0000910472-25-006183
**Filing Date:** 2025-12
**Character Count:** 39122
**Document Hash:** 44b75caa9717610479f96aa48a462ea0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-25-006183.hdr.sgml**: 20251229

**ACCESSION NUMBER**: 0000910472-25-006183

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251031

**FILED AS OF DATE**: 20251229

**DATE AS OF CHANGE**: 20251229

**PERIOD START**: 20251031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 251606205

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### Main Thematic Innovation ETF (Series ID: S000070451)

| Class ID   | Class Name                   | Ticker Symbol   |
|:---|:---|:---|
| C000223946 | Main Thematic Innovation ETF | TMAT            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** Main Thematic Innovation ETF

- **b. EDGAR series identifier (if any):** S000070451

- **c. LEI of Series:** 549300005DYZ5EYSHM58

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-10-31

- **b. Date as of which information is reported:** 2025-10-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $226329269.22

**Total Liabilities:** $182292.18

**Net Assets:** $226146977.04

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000223946 | 3.20%                | 6.37%                | 5.36%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $5963244.48                                |
| Month 2  | $226169.56               | $12181858.04                               |
| Month 3  | $192372.39               | $11247358.19                               |

### Schedule of Portfolio Investments

| Name                                        | Title                                | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   | Fair Value Level   | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| Mara Holdings Inc                           | MARA HOLDINGS IN                     | CUSIP: 565788106<br>LEI: 549300M8ISKPTX2W7F94 | Long             | EC               | CORP              | US        |     95953 | NS      | $1753061.31   | 0.78%             |  |  |  | No            | 1                  | On Loan: —       |
| Pagaya Technologies Ltd.                    | PAGAYA TECHNOL-A                     | CUSIP: M7S64L123<br>LEI: N/A                  | Long             | EC               | CORP              | IL        |     72956 | NS      | $1961786.84   | 0.87%             |  |  |  | No            | 1                  | On Loan: —       |
| NVIDIA Corp.                                | NVIDIA CORP                          | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |     41236 | NS      | $8349877.64   | 3.69%             |  |  |  | No            | 1                  | On Loan: No      |
| Deere & Company                             | DEERE & CO                           | CUSIP: 244199105<br>LEI: PWFTNG3EI0Y73OXWDH08 | Long             | EC               | CORP              | US        |      1586 | NS      | $732145.18    | 0.32%             |  |  |  | No            | 1                  | On Loan: No      |
| Kaspi.Kz JSC                                | JSC KASPI.KZ                         | CUSIP: 48581R205<br>LEI: 2549003YU6FARG8OAZ13 | Long             | EC               | CORP              | KZ        |     25376 | NS      | $1897871.04   | 0.84%             |  |  |  | No            | 1                  | On Loan: No      |
| Super Group Sghc Limited                    | SUPER GROUP SGHC                     | CUSIP: G8588X103<br>LEI: N/A                  | Long             | EC               | CORP              | GG        |    101504 | NS      | $1096243.20   | 0.48%             |  |  |  | No            | 1                  | On Loan: No      |
| Huya Inc.                                   | HUYA INC-ADR                         | CUSIP: 44852D108<br>LEI: 549300WPEZ00T1MABE80 | Long             | EC               | CORP              | KY        |    466284 | NS      | $1282281.00   | 0.57%             |  |  |  | No            | 1                  | On Loan: No      |
| AeroVironment, Inc.                         | AEROVIRONMENT IN                     | CUSIP: 008073108<br>LEI: 529900PGHVI29YLZ6221 | Long             | EC               | CORP              | US        |      9516 | NS      | $3520063.56   | 1.56%             |  |  |  | No            | 1                  | On Loan: No      |
| Shopify Inc                                 | SHOPIFY INC - A                      | CUSIP: 82509L107<br>LEI: 549300HGQ43STJLLP808 | Long             | EC               | CORP              | CA        |     15860 | NS      | $2757419.60   | 1.22%             |  |  |  | No            | 1                  | On Loan: No      |
| Circle Internet Group Inc.                  | CIRCLE INTERNET                      | CUSIP: 172573107<br>LEI: 254900HFVVR6NPMQVN93 | Long             | EC               | CORP              | US        |      6344 | NS      | $805561.12    | 0.36%             |  |  |  | No            | 1                  | On Loan: —       |
| Nebius Group N.V.                           | NEBIUS GROUP NV                      | CUSIP: N97284108<br>LEI: 549300GGZHJ5Q1B18P93 | Long             | EC               | CORP              | NL        |     46787 | NS      | $6120675.34   | 2.71%             |  |  |  | No            | 1                  | On Loan: No      |
| Oracle Corp.                                | ORACLE CORP                          | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |     24583 | NS      | $6455741.63   | 2.85%             |  |  |  | No            | 1                  | On Loan: No      |
| JBT Marel Corp.                             | JBT MAREL CORP                       | CUSIP: 477839104<br>LEI: 5493007CT6ATBZ2L6826 | Long             | EC               | CORP              | US        |      7137 | NS      | $899975.70    | 0.40%             |  |  |  | No            | 1                  | On Loan: No      |
| Tencent Music Entertainment Group           | TENCENT MUSI-ADR                     | CUSIP: 88034P109<br>LEI: 213800XTZK2GOHQTYK41 | Long             | EC               | CORP              | KY        |     54717 | NS      | $1221283.44   | 0.54%             |  |  |  | No            | 1                  | On Loan: No      |
| Emerson Electric Co.                        | EMERSON ELEC CO                      | CUSIP: 291011104<br>LEI: FGLT0EWZSUIRRITFOA30 | Long             | EC               | CORP              | US        |      4758 | NS      | $664074.06    | 0.29%             |  |  |  | No            | 1                  | On Loan: No      |
| Genius Sports Ltd.                          | GENIUS SPORTS LT                     | CUSIP: G3934V109<br>LEI: N/A                  | Long             | EC               | CORP              | GG        |    165737 | NS      | $1866198.62   | 0.83%             |  |  |  | No            | 1                  | On Loan: No      |
| Nu Holdings Ltd.                            | NU HOLDINGS LT-A                     | CUSIP: G6683N103<br>LEI: 5493002DG1RHWK9W2X27 | Long             | EC               | CORP              | KY        |     98332 | NS      | $1584128.52   | 0.70%             |  |  |  | No            | 1                  | On Loan: No      |
| Serve Robotics Inc                          | SERVE ROBOTICS I                     | CUSIP: 81758H106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    168909 | NS      | $2234666.07   | 0.99%             |  |  |  | No            | 1                  | On Loan: —       |
| Remitly Global Inc.                         | REMIT GLOBAL INC                     | CUSIP: 75960P104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     97539 | NS      | $1564525.56   | 0.69%             |  |  |  | No            | 1                  | On Loan: No      |
| Cloudflare Inc                              | CLOUDFLARE INC-A                     | CUSIP: 18915M107<br>LEI: 5493007DY18BGNLDWU14 | Long             | EC               | CORP              | US        |     42821 | NS      | $10846559.30  | 4.80%             |  |  |  | No            | 1                  | On Loan: No      |
| DraftKings Inc.                             | DRAFTKINGS INC                       | CUSIP: 26142V105<br>LEI: 2549006G33IUL6IVOD83 | Long             | EC               | CORP              | US        |     28548 | NS      | $873283.32    | 0.39%             |  |  |  | No            | 1                  | On Loan: No      |
| Krystal Biotech Inc                         | KRYSTAL BIOTECH                      | CUSIP: 501147102<br>LEI: 549300YONUY68210OE41 | Long             | EC               | CORP              | US        |     10309 | NS      | $2036130.59   | 0.90%             |  |  |  | No            | 1                  | On Loan: No      |
| Argenx SE                                   | ARGENX SE - ADR                      | CUSIP: 04016X101<br>LEI: 7245009C5FZE6G9ODQ71 | Long             | EC               | CORP              | NL        |      3172 | NS      | $2596282.00   | 1.15%             |  |  |  | No            | 1                  | On Loan: No      |
| Astera Labs Inc                             | ASTERA LABS INC                      | CUSIP: 04626A103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     19032 | NS      | $3552893.76   | 1.57%             |  |  |  | No            | 1                  | On Loan: No      |
| CRISPR Therapeutics AG                      | CRISPR THERAPEUT                     | CUSIP: H17182108<br>LEI: 506700O6IRRIQLT3W370 | Long             | EC               | CORP              | CH        |     18239 | NS      | $1167113.61   | 0.52%             |  |  |  | No            | 1                  | On Loan: —       |
| Sofi Technologies Inc                       | SOFI TECHNOLOGIE                     | CUSIP: 83406F102<br>LEI: 549300SW81JCMVZDDY09 | Long             | EC               | CORP              | US        |     95953 | NS      | $2847885.04   | 1.26%             |  |  |  | No            | 1                  | On Loan: —       |
| Analog Devices Inc.                         | ANALOG DEVICES                       | CUSIP: 032654105<br>LEI: GYVOE5EZ4GDAVTU4CQ61 | Long             | EC               | CORP              | US        |      3965 | NS      | $928325.45    | 0.41%             |  |  |  | No            | 1                  | On Loan: No      |
| ASML Holding N.V.                           | ASML HOLDING-NY                      | CUSIP: N07059210<br>LEI: 724500Y6DUVHQD6OXN27 | Long             | EC               | CORP              | NL        |       793 | NS      | $839969.39    | 0.37%             |  |  |  | No            | 1                  | On Loan: No      |
| Bridgebio Pharma Inc                        | BRIDGEBIO PHARMA                     | CUSIP: 10806X102<br>LEI: 54930028YG89VTY2J114 | Long             | EC               | CORP              | US        |     30927 | NS      | $1937267.28   | 0.86%             |  |  |  | No            | 1                  | On Loan: —       |
| Ionq Inc                                    | IONQ INC                             | CUSIP: 46222L108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     26962 | NS      | $1681889.56   | 0.74%             |  |  |  | No            | 1                  | On Loan: —       |
| Broadcom Inc                                | BROADCOM INC                         | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |     12688 | NS      | $4689865.44   | 2.07%             |  |  |  | No            | 1                  | On Loan: No      |
| Tempus AI Inc.                              | TEMPUS AI INC                        | CUSIP: 88023B103<br>LEI: 2549009LA0KWRAGQBX50 | Long             | EC               | CORP              | US        |     26962 | NS      | $2422535.70   | 1.07%             |  |  |  | No            | 1                  | On Loan: No      |
| DLocal Limited                              | DLOCAL LTD                           | CUSIP: G29018101<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |    181597 | NS      | $2660396.05   | 1.18%             |  |  |  | No            | 1                  | On Loan: No      |
| SailPoint Inc.                              | SAILPOINT INC                        | CUSIP: 78781J109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    103883 | NS      | $2252183.44   | 1.00%             |  |  |  | No            | 1                  | On Loan: No      |
| Vtex                                        | VTEX -CLASS A                        | CUSIP: G9470A102<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |    230763 | NS      | $1036125.87   | 0.46%             |  |  |  | No            | 1                  | On Loan: —       |
| Take-Two Interactive Software Inc.          | TAKE-TWO INTERAC                     | CUSIP: 874054109<br>LEI: BOMSTHHJK882EWYX3334 | Long             | EC               | CORP              | US        |      8723 | NS      | $2236315.51   | 0.99%             |  |  |  | No            | 1                  | On Loan: No      |
| ATS Corporation (Canada)                    | ATS CORP                             | CUSIP: 00217Y104<br>LEI: 5493005KP4RP3IU7HQ41 | Long             | EC               | CORP              | CA        |     30134 | NS      | $827479.64    | 0.37%             |  |  |  | No            | 1                  | On Loan: —       |
| GeneDx Holdings Corp                        | GENEDX HOLDINGS                      | CUSIP: 81663L200<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     15860 | NS      | $2171392.60   | 0.96%             |  |  |  | No            | 1                  | On Loan: No      |
| BBH SWEEP VEHICLE                           | BBH SWEEP VEHICLE                    | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             |  | US        |     22277 | PA      | $22276.57     | 0.01%             |  |  |  | No            | 1                  | On Loan: No      |
| Trip.com Group Ltd.                         | TRIP.COM GRO-ADR                     | CUSIP: 89677Q107<br>LEI: 2549004RMYDSRQL4KW41 | Long             | EC               | CORP              | KY        |     18239 | NS      | $1288585.35   | 0.57%             |  |  |  | No            | 1                  | On Loan: No      |
| Quantum Computing Inc                       | QUANTUM COMPUTIN                     | CUSIP: 74766W108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     66612 | NS      | $1113086.52   | 0.49%             |  |  |  | No            | 1                  | On Loan: —       |
| Rumble Inc                                  | RUMBLE INC                           | CUSIP: 78137L105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    137189 | NS      | $941116.54    | 0.42%             |  |  |  | No            | 1                  | On Loan: —       |
| Cisco Systems, Inc.                         | CISCO SYSTEMS                        | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |     12688 | NS      | $927619.68    | 0.41%             |  |  |  | No            | 1                  | On Loan: No      |
| Globus Med Inc                              | GLOBUS MEDICAL I                     | CUSIP: 379577208<br>LEI: 5299003M2P4CIK0RF205 | Long             | EC               | CORP              | US        |     21411 | NS      | $1293010.29   | 0.57%             |  |  |  | No            | 1                  | On Loan: No      |
| Toast Inc                                   | TOAST INC-A                          | CUSIP: 888787108<br>LEI: 549300TN1PZNLCD4I551 | Long             | EC               | CORP              | US        |     29341 | NS      | $1060383.74   | 0.47%             |  |  |  | No            | 1                  | On Loan: No      |
| Microsoft Corp.                             | MICROSOFT CORP                       | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      5551 | NS      | $2874363.31   | 1.27%             |  |  |  | No            | 1                  | On Loan: No      |
| Intuit Inc                                  | INTUIT INC                           | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |      2379 | NS      | $1588101.45   | 0.70%             |  |  |  | No            | 1                  | On Loan: No      |
| XPeng Inc.                                  | XPENG INC-ADR                        | CUSIP: 98422D105<br>LEI: 549300TZNMIREMWQU857 | Long             | EC               | CORP              | KY        |    116571 | NS      | $2738252.79   | 1.21%             |  |  |  | No            | 1                  | On Loan: No      |
| Ambarella Inc                               | AMBARELLA INC                        | CUSIP: G037AX101<br>LEI: 254900XN7F4DG0CEKC02 | Long             | EC               | CORP              | KY        |     17446 | NS      | $1486922.58   | 0.66%             |  |  |  | No            | 1                  | On Loan: No      |
| Core Scientific Inc                         | CORE SCIENTIFIC                      | CUSIP: 21874A106<br>LEI: 5299003RGB2LAZ65RK73 | Long             | EC               | CORP              | US        |    149084 | NS      | $3211269.36   | 1.42%             |  |  |  | No            | 1                  | On Loan: No      |
| CoreWeave Inc.                              | COREWEAVE I-CL A                     | CUSIP: 21873S108<br>LEI: 984500511DP2B6186053 | Long             | EC               | CORP              | US        |     17446 | NS      | $2332704.66   | 1.03%             |  |  |  | No            | 1                  | On Loan: No      |
| Palantir Technologies Inc                   | PALANTIR TECHN-A                     | CUSIP: 69608A108<br>LEI: 549300UVN46B3BBDHO85 | Long             | EC               | CORP              | US        |     10309 | NS      | $2066645.23   | 0.91%             |  |  |  | No            | 1                  | On Loan: No      |
| Advanced Micro Devices Inc.                 | ADV MICRO DEVICE                     | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |      8723 | NS      | $2234134.76   | 0.99%             |  |  |  | No            | 1                  | On Loan: No      |
| N/A                                         | Cash Collateral Reinvestment Vehicle | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             |  | US        |         0 | NS      | $0.00         | 0.00%             |  |  |  | No            | N/A                | On Loan: No      |
| Zscaler Inc                                 | ZSCALER INC                          | CUSIP: 98980G102<br>LEI: 529900MZ0RTK1BWRNF46 | Long             | EC               | CORP              | US        |     12687 | NS      | $4201173.18   | 1.86%             |  |  |  | No            | 1                  | On Loan: No      |
| Neurocrine Biosciences Inc                  | NEUROCRINE BIOSC                     | CUSIP: 64125C109<br>LEI: 549300FECER0XBN49756 | Long             | EC               | CORP              | US        |      7930 | NS      | $1135655.30   | 0.50%             |  |  |  | No            | 1                  | On Loan: No      |
| Netflix, Inc.                               | NETFLIX INC                          | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |       793 | NS      | $887255.98    | 0.39%             |  |  |  | No            | 1                  | On Loan: No      |
| Siemens Healthineers AG                     | SIEMENS HEAL-ADR                     | CUSIP: 82622J104<br>LEI: 529900QBVWXMWANH7H45 | Long             | EC               | CORP              | DE        |     34892 | NS      | $974184.64    | 0.43%             |  |  |  | No            | 1                  | On Loan: No      |
| Natera Inc.                                 | NATERA INC                           | CUSIP: 632307104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9516 | NS      | $1893017.88   | 0.84%             |  |  |  | No            | 1                  | On Loan: No      |
| Cyberark Software Ltd.                      | CYBERARK SOFTWAR                     | CUSIP: M2682V108<br>LEI: 529900YEXNDM894PWS93 | Long             | EC               | CORP              | IL        |      4758 | NS      | $2477871.24   | 1.10%             |  |  |  | No            | 1                  | On Loan: No      |
| Lam Research Corporation                    | LAM RESEARCH                         | CUSIP: 512807306<br>LEI: 549300I4GMO6D34U1T02 | Long             | EC               | CORP              | US        |     11895 | NS      | $1872986.70   | 0.83%             |  |  |  | No            | 1                  | On Loan: No      |
| SoundHound AI Inc                           | SOUNDHOUND AI-A                      | CUSIP: 836100107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     91195 | NS      | $1606855.90   | 0.71%             |  |  |  | No            | 1                  | On Loan: —       |
| Procept Biorobotics Corp.                   | PROCEPT BIOROBOT                     | CUSIP: 74276L105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     30134 | NS      | $1025460.02   | 0.45%             |  |  |  | No            | 1                  | On Loan: —       |
| Gen Digital Inc                             | GEN DIGITAL INC                      | CUSIP: 668771108<br>LEI: YF6ZV0M6AU4FY94MK914 | Long             | EC               | CORP              | US        |     84851 | NS      | $2236672.36   | 0.99%             |  |  |  | No            | 1                  | On Loan: No      |
| Flutter Entertainment PLC                   | FLUTTER ENTER-DI                     | CUSIP: G3643J108<br>LEI: 635400EG4YIJLJMZJ782 | Long             | EC               | CORP              | IE        |      6344 | NS      | $1475550.96   | 0.65%             |  |  |  | No            | 1                  | On Loan: No      |
| Rigetti Computing Inc                       | RIGETTI COMPUTIN                     | CUSIP: 76655K103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     65026 | NS      | $2878701.02   | 1.27%             |  |  |  | No            | 1                  | On Loan: No      |
| Costar Group Inc                            | COSTAR GROUP INC                     | CUSIP: 22160N109<br>LEI: 984500Q1D53D08E2E698 | Long             | EC               | CORP              | US        |     17446 | NS      | $1200459.26   | 0.53%             |  |  |  | No            | 1                  | On Loan: No      |
| JD.com Inc.                                 | JD.COM INC-ADR                       | CUSIP: 47215P106<br>LEI: 549300HVTWB0GJZ16V92 | Long             | EC               | CORP              | KY        |     47580 | NS      | $1572043.20   | 0.70%             |  |  |  | No            | 1                  | On Loan: No      |
| Credo Technology Group Holding Ltd          | CREDO TECHNOLOGY                     | CUSIP: G25457105<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |     22997 | NS      | $4314697.14   | 1.91%             |  |  |  | No            | 1                  | On Loan: No      |
| Legend Biotech Corporation                  | LEGEND BIOT-ADR                      | CUSIP: 52490G102<br>LEI: 254900EIUFZTW136H859 | Long             | EC               | CORP              | KY        |     26962 | NS      | $873568.80    | 0.39%             |  |  |  | No            | 1                  | On Loan: No      |
| VNET Group Inc.                             | VNET GROUP-ADR                       | CUSIP: 90138A103<br>LEI: 529900672GYJQ3T38I58 | Long             | EC               | CORP              | KY        |    185562 | NS      | $1929844.80   | 0.85%             |  |  |  | No            | 1                  | On Loan: —       |
| State Street Institutional Investment Trust | STATE STREET SWEEP                   | CUSIP: 857492888<br>LEI: 549300P1E098W6ES7M39 | Long             | STIV             | RF                | US        |    841433 | PA      | $841433.47    | 0.37%             |  |  |  | No            | 1                  | On Loan: No      |
| Guardant Health Inc                         | GUARDANT HEALTH                      | CUSIP: 40131M109<br>LEI: 254900M8C3E5VC8BR186 | Long             | EC               | CORP              | US        |     26962 | NS      | $2508005.24   | 1.11%             |  |  |  | No            | 1                  | On Loan: No      |
| Micron Technology Inc.                      | MICRON TECH                          | CUSIP: 595112103<br>LEI: B3DXGBC8GAIYWI2Z0172 | Long             | EC               | CORP              | US        |     12688 | NS      | $2839193.76   | 1.26%             |  |  |  | No            | 1                  | On Loan: No      |
| Roblox Corporation                          | ROBLOX CORP - A                      | CUSIP: 771049103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     23790 | NS      | $2705398.80   | 1.20%             |  |  |  | No            | 1                  | On Loan: No      |
| eBay Inc.                                   | EBAY INC                             | CUSIP: 278642103<br>LEI: OML71K8X303XQONU6T67 | Long             | EC               | CORP              | US        |     13481 | NS      | $1096140.11   | 0.48%             |  |  |  | No            | 1                  | On Loan: No      |
| SentinelOne Inc                             | SENTINELONE IN-A                     | CUSIP: 81730H109<br>LEI: 984500DCD44DBF954221 | Long             | EC               | CORP              | US        |     83265 | NS      | $1486280.25   | 0.66%             |  |  |  | No            | 1                  | On Loan: No      |
| Hesai Group                                 | HESAI GROUP                          | CUSIP: 428050108<br>LEI: 836800KOYHURQT1JZY11 | Long             | EC               | CORP              | KY        |     50752 | NS      | $1204344.96   | 0.53%             |  |  |  | No            | 1                  | On Loan: No      |
| Mercadolibre Inc                            | MERCADOLIBRE INC                     | CUSIP: 58733R102<br>LEI: 549300DKPDN9M5S8GB14 | Long             | EC               | CORP              | US        |       793 | NS      | $1845517.18   | 0.82%             |  |  |  | No            | 1                  | On Loan: No      |
| Ascendis Pharma A/S                         | ASCENDIS PHA-ADR                     | CUSIP: 04351P101<br>LEI: 549300B66JN3W3J8GH73 | Long             | EC               | CORP              | DK        |     11102 | NS      | $2238163.20   | 0.99%             |  |  |  | No            | 1                  | On Loan: No      |
| Zimmer Biomet Holdings Inc                  | ZIMMER BIOMET HO                     | CUSIP: 98956P102<br>LEI: 2P2YLDVPES3BXQ1FRB91 | Long             | EC               | CORP              | US        |     11102 | NS      | $1116417.12   | 0.49%             |  |  |  | No            | 1                  | On Loan: No      |
| Guidewire Software Inc                      | GUIDEWIRE SOFTWA                     | CUSIP: 40171V100<br>LEI: 549300WXSG0J8IXZCK32 | Long             | EC               | CORP              | US        |      7137 | NS      | $1667488.68   | 0.74%             |  |  |  | No            | 1                  | On Loan: No      |
| Pegasystems Inc                             | PEGASYSTEMS INC                      | CUSIP: 705573103<br>LEI: 549300FMCOKPL06FYN26 | Long             | EC               | CORP              | US        |     19825 | NS      | $1261861.25   | 0.56%             |  |  |  | No            | 1                  | On Loan: No      |
| Fubotv Inc.                                 | FUBOTV INC -A                        | CUSIP: 35953D104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    707356 | NS      | $2673805.68   | 1.18%             |  |  |  | No            | 1                  | On Loan: —       |
| Crowdstrike Holdings Inc                    | CROWDSTRIKE HO-A                     | CUSIP: 22788C105<br>LEI: 549300YBY08K9KM4HX32 | Long             | EC               | CORP              | US        |      7929 | NS      | $4305526.29   | 1.90%             |  |  |  | No            | 1                  | On Loan: No      |
| Coherent Corp                               | COHERENT CORP                        | CUSIP: 19247G107<br>LEI: 549300O5C25A0MMHHU33 | Long             | EC               | CORP              | US        |     16653 | NS      | $2197529.88   | 0.97%             |  |  |  | No            | 1                  | On Loan: No      |
| ACV Auctions Inc                            | ACV AUCTIONS-A                       | CUSIP: 00091G104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     83265 | NS      | $755213.55    | 0.33%             |  |  |  | No            | 1                  | On Loan: No      |
| Datadog Inc                                 | DATADOG INC-A                        | CUSIP: 23804L103<br>LEI: 549300F6JNO0KRPO1K63 | Long             | EC               | CORP              | US        |     11895 | NS      | $1936624.95   | 0.86%             |  |  |  | No            | 1                  | On Loan: No      |
| Oddity Tech Ltd.                            | ODDITY TECH LTD                      | CUSIP: M7518J104<br>LEI: 254900QH12XZS53G0V57 | Long             | EC               | CORP              | IL        |     25376 | NS      | $1148264.00   | 0.51%             |  |  |  | No            | 1                  | On Loan: No      |
| WeRide Inc.                                 | WERIDE INC-ADR                       | CUSIP: 950915108<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |    108641 | NS      | $1159199.47   | 0.51%             |  |  |  | No            | 1                  | On Loan: —       |
| Ouster Inc                                  | OUSTER INC                           | CUSIP: 68989M202<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     55510 | NS      | $1851813.60   | 0.82%             |  |  |  | No            | 1                  | On Loan: No      |
| Upstart Holdings Inc                        | UPSTART HOLDINGS                     | CUSIP: 91680M107<br>LEI: 549300WNB47JRNENIC75 | Long             | EC               | CORP              | US        |     23790 | NS      | $1130500.80   | 0.50%             |  |  |  | No            | 1                  | On Loan: —       |
| Global E Online Ltd                         | GLOBAL-E ONLINE                      | CUSIP: M5216V106<br>LEI: N/A                  | Long             | EC               | CORP              | IL        |     53131 | NS      | $1935562.33   | 0.86%             |  |  |  | No            | 1                  | On Loan: No      |
| Nokia Corp                                  | NOKIA CORP-ADR                       | CUSIP: 654902204<br>LEI: 549300A0JPRWG1KI7U06 | Long             | EC               | CORP              | FI        |    272792 | NS      | $1884992.72   | 0.83%             |  |  |  | No            | 1                  | On Loan: —       |
| Rubrik Inc.                                 | RUBRIK INC-A                         | CUSIP: 781154109<br>LEI: 254900TRGK2WTBYMYU27 | Long             | EC               | CORP              | US        |     61854 | NS      | $4655750.58   | 2.06%             |  |  |  | No            | 1                  | On Loan: No      |
| Applovin Corp.                              | APPLOVIN CO-CL A                     | CUSIP: 03831W108<br>LEI: 549300LLVXMUAOL3SQ07 | Long             | EC               | CORP              | US        |      3172 | NS      | $2021610.76   | 0.89%             |  |  |  | No            | 1                  | On Loan: No      |
| Gitlab Inc                                  | GITLAB INC-CL A                      | CUSIP: 37637K108<br>LEI: 9845004Y40FACG81ED49 | Long             | EC               | CORP              | US        |     34099 | NS      | $1662326.25   | 0.74%             |  |  |  | No            | 1                  | On Loan: —       |
| Carvana Co                                  | CARVANA CO                           | CUSIP: 146869102<br>LEI: 5493003WEAK2PJ5WS063 | Long             | EC               | CORP              | US        |      5551 | NS      | $1701603.54   | 0.75%             |  |  |  | No            | 1                  | On Loan: No      |
| Veeva Systems Inc                           | VEEVA SYSTEMS-A                      | CUSIP: 922475108<br>LEI: 549300YZEXPDB92M2F02 | Long             | EC               | CORP              | US        |      5551 | NS      | $1616451.20   | 0.71%             |  |  |  | No            | 1                  | On Loan: No      |
| Insulet Corporation                         | INSULET CORP                         | CUSIP: 45784P101<br>LEI: 549300TZTYD2PYN92D43 | Long             | EC               | CORP              | US        |      5551 | NS      | $1737518.51   | 0.77%             |  |  |  | No            | 1                  | On Loan: No      |
| Sea Ltd.                                    | SEA LTD-ADR                          | CUSIP: 81141R100<br>LEI: 529900OM6JLLW44YKI15 | Long             | EC               | CORP              | KY        |     24583 | NS      | $3841093.75   | 1.70%             |  |  |  | No            | 1                  | On Loan: No      |
| Sezzle Inc.                                 | SEZZLE INC                           | CUSIP: 78435P105<br>LEI: 9845000CA64541AE3I35 | Long             | EC               | CORP              | US        |      7136 | NS      | $467764.80    | 0.21%             |  |  |  | No            | 1                  | On Loan: —       |
| Insmed Inc                                  | INSMED INC                           | CUSIP: 457669307<br>LEI: 529900Q55QAG41CCAC11 | Long             | EC               | CORP              | US        |     13481 | NS      | $2555997.60   | 1.13%             |  |  |  | No            | 1                  | On Loan: No      |
| Spotify Technology S.A.                     | SPOTIFY TECHNOLO                     | CUSIP: L8681T102<br>LEI: 549300B4X0JHWV0DTD60 | Long             | EC               | CORP              | LU        |      1586 | NS      | $1039337.52   | 0.46%             |  |  |  | No            | 1                  | On Loan: No      |
| Snowflake Inc                               | SNOWFLAKE INC                        | CUSIP: 833445109<br>LEI: 254900CJNSY1K7T53Z16 | Long             | EC               | CORP              | US        |     19032 | NS      | $5231516.16   | 2.31%             |  |  |  | No            | 1                  | On Loan: No      |
| D-Wave Quantum Inc.                         | D-WAVE QUANTUM I                     | CUSIP: 26740W109<br>LEI: 5493001U37G4PRD4GW95 | Long             | EC               | CORP              | US        |     70577 | NS      | $2615583.62   | 1.16%             |  |  |  | No            | 1                  | On Loan: No      |
| Galaxy Digital Inc.                         | GALAXY DIGITAL I                     | CUSIP: 36317J209<br>LEI: 9845001C4070E5N07806 | Long             | EC               | CORP              | US        |     72163 | NS      | $2526426.63   | 1.12%             |  |  |  | No            | 1                  | On Loan: —       |
| International Business Machines Corp.       | IBM                                  | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | EC               | CORP              | US        |      2379 | NS      | $731328.39    | 0.32%             |  |  |  | No            | 1                  | On Loan: No      |

### Signature

**Date Signed:** 2025-11-28

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer