# EDGAR Filing Document

**Accession Number:** 0001570284
**File Stem:** 0001062993-25-013910
**Filing Date:** 2025-8
**Character Count:** 20864
**Document Hash:** 6d02fc352b09a0ea9396954f1fd83154
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001062993-25-013910.hdr.sgml**: 20250808

**ACCESSION NUMBER**: 0001062993-25-013910

**CONFORMED SUBMISSION TYPE**: N-PX

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250808

**EFFECTIVENESS DATE**: 20250808

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Gator Capital Management, LLC
- **CENTRAL INDEX KEY:** 0001570284

**ORGANIZATION NAME:**
- **EIN:** 262325167
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** N-PX
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-16376
- **FILM NUMBER:** 251196258

**BUSINESS ADDRESS:**
- **STREET 1:** 2502 N. ROCKY POINT DR.
- **STREET 2:** SUITE 665
- **CITY:** TAMPA
- **STATE:** FL
- **ZIP:** 33607
- **BUSINESS PHONE:** 813-282-7870

**MAIL ADDRESS:**
- **STREET 1:** 2502 N. ROCKY POINT DR.
- **STREET 2:** SUITE 665
- **CITY:** TAMPA
- **STATE:** FL
- **ZIP:** 33607

## FORM N-PX
### ANNUAL REPORT OF PROXY VOTING RECORD

## N-PX: Filer Information

**Filer CIK:** 0001570284

**Date of Report:** 06/30/2025

**Are you a Registered Management Investment Company or an Institutional Manager?:** Institutional Manager

**Is this a LIVE or TEST Filing?:** LIVE

**Is this an electronic copy of an official filing submitted in paper format?:** [ ]

### Submission Contact Information
_Not provided in this filing._

### Notification Information
**Notify via Filing Website only?:** [ ]

## N-PX: Cover Page

**Name of reporting person:** Gator Capital Management, LLC

**Address:** 2502 N. Rocky Point Dr., Tampa, FL 33607

**Telephone number:** 813-282-7870

**Name of agent for service:** —

**Agent Address:** —, —, — —

**Reporting Period:** Report for the year ended 06/30/2025

**SEC File Number:** 028-16376

**CRD Number (if any):** —

**Other SEC File Number (if any):** —

**LEI (if any):** —

**Report Type (check only one):**

Institutional Manager.

- [x] Institutional Manager Voting Report

- [ ] Institutional Manager Notice Report

- [ ] Institutional Manager Combination Report

Registered Management Investment Company.

- [ ] Fund Voting Report

- [ ] Fund Notice Report

**Do you wish to provide explanatory information pursuant to Special Instruction B.4?:**

- [x] No

- [ ] Yes

**Additional information:** —

## N-PX: Summary - Included Managers

**Number of Included Institutional Managers:** 0

**Included Institutional Managers:** —

## FORM N-PX PROXY VOTING RECORD

| NAME OF ISSUER                          | CUSIP     | MEETING DATE   | VOTE DESCRIPTION                                                                                                                                                                                       | VOTE CATEGORY                |   SHARES VOTED |   SHARES ON LOAN | HOW VOTED   |   SHARES VOTED FOR OR AGAINST MANAGEMENT | FOR OR AGAINST MANAGEMENT   | OTHER INFO   |
|:---|:---|:---|:---|:---|---:|---:|:---|---:|:---|:---|
| ANYWHERE REAL ESTATE INC.               | 75605Y106 | 05/07/2025     | Advisory Approval of the Compensation of Our Named Executive Officers.                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |        1889935 |            35065 | FOR         |                                  1889935 | FOR                         |  |
| ANYWHERE REAL ESTATE INC.               | 75605Y106 | 05/07/2025     | Advisory Approval of the Frequency of the Advisory Vote on Executive Compensation.                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |        1889935 |            35065 | 1 YEAR      |                                  1889935 | FOR                         |  |
| AXOS FINANCIAL, INC.                    | 05465C100 | 11/14/2024     | To approve in a non-binding and advisory vote, the compensation of the Company's Named Executive Officers as disclosed in this Proxy Statement.                                                        | SECTION 14A SAY-ON-PAY VOTES |          59214 |            55786 | FOR         |                                    59214 | FOR                         |  |
| BANC OF CALIFORNIA, INC.                | 05990K106 | 05/07/2025     | Approval, on an advisory and non-binding basis, of the compensation paid to the Company's named executive officers, as disclosed in the Company's proxy statement for the Annual Meeting (Say-on-Pay). | SECTION 14A SAY-ON-PAY VOTES |         264000 |                0 | FOR         |                                   264000 | FOR                         |  |
| BANC OF CALIFORNIA, INC.                | 05990K106 | 05/07/2025     | Approval, on an advisory and non-binding basis, of the frequency of future Say-on-Pay votes.                                                                                                           | SECTION 14A SAY-ON-PAY VOTES |         264000 |                0 | 1 YEAR      |                                   264000 | FOR                         |  |
| BARCLAYS PLC                            | 06738E204 | 05/07/2025     | To approve the Remuneration report for the year ended 31 December 2024.                                                                                                                                | SECTION 14A SAY-ON-PAY VOTES |              4 |           399996 | FOR         |                                        4 | FOR                         |  |
| BLOCK, INC.                             | 852234103 | 06/17/2025     | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.                                                                                                                    | SECTION 14A SAY-ON-PAY VOTES |           6038 |            13362 | FOR         |                                     6038 | FOR                         |  |
| BRIDGEWATER BANCSHARES, INC.            | 108621103 | 04/22/2025     | Approve, on a non-binding advisory basis, the compensation paid to our named executive officers.                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |          64562 |             3438 | FOR         |                                    64562 | FOR                         |  |
| BUSINESS FIRST BANCSHARES, INC.         | 12326C105 | 05/22/2025     | To approve, on a non-binding, advisory basis, the compensation of the Company's NEOs (the "Say-on-Pay Proposal").                                                                                      | SECTION 14A SAY-ON-PAY VOTES |          36056 |             2698 | FOR         |                                    36056 | FOR                         |  |
| CAPITAL BANCORP INC                     | 139737100 | 05/15/2025     | Proposal to approve on a non-binding, advisory basis, the compensation of the Company's named executive officers, as described in the proxy statement.                                                 | SECTION 14A SAY-ON-PAY VOTES |          58754 |                0 | FOR         |                                    58754 | FOR                         |  |
| CONNECTONE BANCORP, INC.                | 20786W107 | 05/20/2025     | To vote, on an advisory basis, to approve the executive compensation of ConnectOne Bancorp, Inc.'s named executive officers, as described in the proxy statement.                                      | SECTION 14A SAY-ON-PAY VOTES |         131119 |            32481 | FOR         |                                   131119 | FOR                         |  |
| COREBRIDGE FINANCIAL, INC.              | 21871X109 | 06/03/2025     | Approve the 2024 compensation of Corebridge's named executive officers on an advisory basis.                                                                                                           | SECTION 14A SAY-ON-PAY VOTES |         200000 |                0 | FOR         |                                   200000 | FOR                         |  |
| CUSTOMERS BANCORP, INC.                 | 23204G100 | 05/27/2025     | To approve a non-binding advisory resolution on named executive officer compensation.                                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |          88817 |            46683 | FOR         |                                    88817 | FOR                         |  |
| DIME COMMUNITY BANCSHARES, INC.         | 25432X102 | 05/22/2025     | Approval, by a non-binding advisory vote, of the compensation of the Company's Named Executive Officers.                                                                                               | SECTION 14A SAY-ON-PAY VOTES |          70500 |            15000 | FOR         |                                    70500 | FOR                         |  |
| ESQUIRE FINANCIAL HOLDINGS INC          | 29667J101 | 05/29/2025     | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY-ON-PAY").                                                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |          15050 |            58710 | FOR         |                                    15050 | FOR                         |  |
| FINANCIAL INSTITUTIONS, INC.            | 317585404 | 05/28/2025     | Advisory vote to approve the compensation of our named executive officers.                                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |           4811 |                0 | FOR         |                                     4811 | FOR                         |  |
| FIRST BUSINESS FINANCIAL SERVICES, INC. | 319390100 | 04/25/2025     | To approve, in a non-binding shareholder advisory vote, the compensation of the Company's named executive officers.                                                                                    | SECTION 14A SAY-ON-PAY VOTES |          14760 |              240 | FOR         |                                    14760 | FOR                         |  |
| FIRST BUSINESS FINANCIAL SERVICES, INC. | 319390100 | 04/25/2025     | To approve, in a non-binding shareholder advisory vote, the frequency with which shareholders will vote on compensation of the Company's named executive officers.                                     | SECTION 14A SAY-ON-PAY VOTES |          14760 |              240 | 1 YEAR      |                                    14760 | FOR                         |  |
| FIRST CITIZENS BANCSHARES, INC.         | 31946M103 | 04/29/2025     | Non-binding advisory resolution ("say-on-pay" resolution) to approve compensation paid or provided to BancShares' named executive officers as disclosed in the proxy statement for the Annual Meeting. | SECTION 14A SAY-ON-PAY VOTES |           6572 |              758 | FOR         |                                     6572 | FOR                         |  |
| FIRST INTERNET BANCORP                  | 320557101 | 05/19/2025     | To approve, in an advisory (non-binding) vote, the compensation paid to our named executive officers.                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |          30713 |             1210 | FOR         |                                    30713 | FOR                         |  |
| FIRST INTERNET BANCORP                  | 320557101 | 05/19/2025     | To approve, in an advisory (non-binding) vote, whether to conduct future advisory votes to approve executive compensation every one, two or three years.                                               | SECTION 14A SAY-ON-PAY VOTES |          30713 |             1210 | 1 YEAR      |                                    30713 | FOR                         |  |
| GLOBAL PAYMENTS INC.                    | 37940X102 | 04/24/2025     | Approval, on an advisory basis, of the compensation of the company's named executive officers for 2024.                                                                                                | SECTION 14A SAY-ON-PAY VOTES |          68000 |                0 | FOR         |                                    68000 | FOR                         |  |
| JACKSON FINANCIAL INC.                  | 46817M107 | 05/22/2025     | Non-binding, Advisory Vote to approve executive compensation                                                                                                                                           | SECTION 14A SAY-ON-PAY VOTES |          86200 |             4800 | FOR         |                                    86200 | FOR                         |  |
| KINGSTONE COMPANIES, INC.               | 496719105 | 08/07/2024     | To hold a non-binding advisory vote to approve the Company's executive compensation.                                                                                                                   | SECTION 14A SAY-ON-PAY VOTES |         228488 |            63047 | FOR         |                                   228488 | FOR                         |  |
| NORTHEAST BANK                          | 66405S100 | 11/19/2024     | To approve, on an advisory, non-binding basis, the compensation of our named executive officers.                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |          86800 |                0 | FOR         |                                    86800 | FOR                         |  |
| OFG BANCORP                             | 67103X102 | 04/30/2025     | To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as set forth in the accompanying Proxy Statement.                                                         | SECTION 14A SAY-ON-PAY VOTES |         158495 |             1769 | FOR         |                                   158495 | FOR                         |  |
| OLD SECOND BANCORP, INC.                | 680277100 | 05/20/2025     | Approval, in a non-advisory vote, of the frequency of future stockholder advisory votes on the compensation of the Company's named executive officers.                                                 | SECTION 14A SAY-ON-PAY VOTES |         235900 |             2600 | 1 YEAR      |                                   235900 | FOR                         |  |
| OLD SECOND BANCORP, INC.                | 680277100 | 05/20/2025     | Proposal to approve on a non-binding, advisory basis, the compensation of the Company's named executive officers, as described in the Company's Proxy Statement.                                       | SECTION 14A SAY-ON-PAY VOTES |         235900 |             2600 | FOR         |                                   235900 | FOR                         |  |
| OP BANCORP                              | 67109R109 | 06/26/2025     | To approve, on an advisory basis, the Company's executive compensation for the fiscal year ended December 31, 2024.                                                                                    | SECTION 14A SAY-ON-PAY VOTES |         215025 |              675 | FOR         |                                   215025 | FOR                         |  |
| OP BANCORP                              | 67109R109 | 06/26/2025     | To recommend, on an advisory basis, the frequency with which the Company solicits shareholder approval of its executive compensation.                                                                  | SECTION 14A SAY-ON-PAY VOTES |         215025 |              675 | 1 YEAR      |                                   215025 | FOR                         |  |
| PAYPAL HOLDINGS, INC.                   | 70450Y103 | 06/05/2025     | Advisory Vote to Approve Named Executive Officer Compensation.                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |          64829 |            14471 | FOR         |                                    64829 | FOR                         |  |
| PIONEER BANCORP INC.                    | 723561106 | 05/20/2025     | Approval of a non-binding advisory resolution regarding the compensation of Pioneer Bancorp, Inc.'s named executive officers.                                                                          | SECTION 14A SAY-ON-PAY VOTES |          40896 |                0 | FOR         |                                    40896 | FOR                         |  |
| PIONEER BANCORP INC.                    | 723561106 | 05/20/2025     | Approval of a non-binding advisory vote as to whether advisory votes on named executive officer compensation should be held every year, every two years or every three years.                          | SECTION 14A SAY-ON-PAY VOTES |          40896 |                0 | 1 YEAR      |                                    40896 | FOR                         |  |
| ROBINHOOD MARKETS, INC.                 | 770700102 | 06/25/2025     | To approve, on an advisory basis, the compensation of the Company's named executive officers.                                                                                                          | SECTION 14A SAY-ON-PAY VOTES |         478000 |                0 | FOR         |                                   478000 | FOR                         |  |
| SLM CORPORATION                         | 78442P106 | 06/17/2025     | Advisory approval of SLM Corporation's executive compensation.                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |         299999 |            67428 | FOR         |                                   299999 | FOR                         |  |
| THE CARLYLE GROUP INC.                  | 14316J108 | 05/29/2025     | Non-Binding Vote to Approve Named Executive Officer Compensation ("Say-on-Pay").                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |         117440 |             5560 | FOR         |                                   117440 | FOR                         |  |
| UMB FINANCIAL CORPORATION               | 902788108 | 04/29/2025     | An advisory vote (non-binding) on the compensation paid to UMB's named executive officers.                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |          75000 |                0 | FOR         |                                    75000 | FOR                         |  |
| VICTORY CAPITAL HOLDINGS, INC.          | 92645B103 | 05/07/2025     | A non-binding advisory vote to approve the compensation of our named executive officers.                                                                                                               | SECTION 14A SAY-ON-PAY VOTES |          96756 |                0 | FOR         |                                    96756 | FOR                         |  |
| VIRTUS INVESTMENT PARTNERS, INC.        | 92828Q109 | 05/14/2025     | To approve, in a non-binding vote, named executive officer compensation.                                                                                                                               | SECTION 14A SAY-ON-PAY VOTES |          46153 |              247 | FOR         |                                    46153 | FOR                         |  |
| WEBSTER FINANCIAL CORPORATION           | 947890109 | 05/21/2025     | To approve, on a non-binding, advisory basis, the compensation of the named executive officers of Webster (Proposal 2).                                                                                | SECTION 14A SAY-ON-PAY VOTES |          59400 |                0 | FOR         |                                    59400 | FOR                         |  |
| WESTERN ALLIANCE BANCORPORATION         | 957638109 | 06/11/2025     | To approve, on an advisory (non-binding) basis, the compensation of executives.                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES |          62959 |             1591 | FOR         |                                    62959 | FOR                         |  |

## N-PX: Signature Block

**Reporting Person:** Gator Capital Management, LLC

**By (Signature):** Erik Anderson

**By (Printed Signature):** Erik Anderson

**By (Title):** CFO

**Date:** 07/23/2025