# EDGAR Filing Document

**Accession Number:** 0001016073
**File Stem:** 0001145549-23-006893
**Filing Date:** 2023-2
**Character Count:** 46658
**Document Hash:** 45ef9c3435a67f873a629f7d8b381542
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-006893.hdr.sgml**: 20230221

**ACCESSION NUMBER**: 0001145549-23-006893

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221230

**FILED AS OF DATE**: 20230221

**DATE AS OF CHANGE**: 20230221

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DRIEHAUS MUTUAL FUNDS
- **CENTRAL INDEX KEY:** 0001016073
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-07655
- **FILM NUMBER:** 23645861

**BUSINESS ADDRESS:**
- **STREET 1:** 25 EAST ERIE ST
- **STREET 2:** 25 EAST ERIE STREET
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60611
- **BUSINESS PHONE:** 3125873800

## Series and Classes Contracts Data

### Driehaus Event Driven Fund (Series ID: S000040177)

| Class ID   | Class Name                 | Ticker Symbol   |
|:---|:---|:---|
| C000124893 | Driehaus Event Driven Fund | DEVDX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Driehaus Mutual Funds

- **b. Investment Company Act file number:** 811-07655

- **c. CIK number of Registrant:** 0001016073

- **d. LEI of Registrant:** 25490065PZVMACERQ816

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 25 EAST ERIE STREET

  - **City:** CHICAGO

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60611

  - **Telephone number:** 312 587 3800

**Item A.2. Information about the Series.**

- **a. Name of Series:** Driehaus Event Driven Fund

- **b. EDGAR series identifier (if any):** S000040177

- **c. LEI of Series:** 54930083K72EKHCON298

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $225664502.54

**Total Liabilities:** $21158023.77

**Net Assets:** $204506478.77

**Delayed Delivery Securities:** $2938900.00

**Cash Not Reported:** $22819487.38

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 0.000000000000 | **1-Year:** 0.000000000000 | **5-Year:** 0.000000000000 | **10-Year:** 0.000000000000 | **30-Year:** 0.000000000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.000000000000 | **1-Year:** 3965.655727920254 | **5-Year:** 8571.884957194259 | **10-Year:** 1662.443262755022 | **30-Year:** 2503.001983486629

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000124893 | 3.60%                | 0.99%                | -2.02%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $1308168.61              | $5428630.20                                |
| Month 2  | $-2375403.93             | $4863921.15                                |
| Month 3  | $-100443.14              | $-4746841.43                               |

**Designated Index Information**

- **Index Name:** S&P 500 Index

- **Index Identifier:** SPX-US

### Schedule of Portfolio Investments

| Name                                                          | Title                                                                                                                                                  | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Triton International Limited                                  | Triton International Limited COM USD0.01 CL A                                                                                                          | CUSIP: G9078F107<br>LEI: N/A                  | Long             | EC               | CORP              | BM        |     46634 | NS      | $3207486.52   | 1.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Harborone Bancorp Inc New                                     | Harborone Bancorp Inc New COM USD0.01                                                                                                                  | CUSIP: 41165Y100<br>LEI: 549300CNOEY2QUB7F917 | Long             | EC               | CORP              | US        |    190790 | NS      | $2651981.00   | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Albertsons Companies Inc                                      | Albertsons Companies Inc COMMON STOCK                                                                                                                  | CUSIP: 013091103<br>LEI: 549300YKWOC0AOR16R51 | Long             | EC               | CORP              | US        |    152357 | NS      | $3159884.18   | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Senior Connect Acquisition Corp                               | Senior Connect Acquisition Corp WT EXP 123127                                                                                                          | CUSIP: 81723H116<br>LEI: N/A                  | Long             | DE               | CORP              | US        |     62919 | NS      | $3781.43      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Telephone and Data Systems Inc.                               | Telephone and Data Systems Inc. DEPOSITARY SHARES EACH REPRESENTING A 1/1,000 INTEREST IN A SHARE OF TELEPHONE AND DATA SYSTEMS, INC.S 6.000% SERIES V | CUSIP: 879433761<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    143604 | PA      | $1881212.40   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Vistra Energy Corporation                                     | VST V7 PERP 144A                                                                                                                                       | CUSIP: 92840MAC6<br>LEI: 549300KP43CPCUJOOG15 | Long             | DBT              | CORP              | US        |   9050000 | PA      | $8234895.55   | 4.03%             | 2049-12-31      | Fixed         | 7.00%                 | Yes           |                  2 | On Loan: No      |
| Biohaven Ltd                                                  | Biohaven Ltd COM NPV                                                                                                                                   | CUSIP: G1110E107<br>LEI: N/A                  | Long             | EC               | CORP              | VG        |     71277 | NS      | $989324.76    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Golden Entertainment Inc                                      | Golden Entertainment Inc COM USD0.01                                                                                                                   | CUSIP: 381013101<br>LEI: 549300P8YYCKQVJ0Y638 | Long             | EC               | CORP              | US        |    297989 | NS      | $11144788.60  | 5.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Crinetics Pharmaceuticals Inc.                                | Crinetics Pharmaceuticals Inc. COM USD0.001                                                                                                            | CUSIP: 22663K107<br>LEI: 549300Q1CNFXK5P31D28 | Long             | EC               | CORP              | US        |    324621 | NS      | $5940564.30   | 2.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Topgolf International                                         | Topgolf International Term Loan B 550 2026-01-27                                                                                                       | CUSIP: 89071HAF6<br>LEI: 549300NYE472XA895T13 | Long             | LON              | CORP              | US        |   5699603 | PA      | $5662213.70   | 2.77%             | 2026-01-27      | Floating      | 8.24%                 | No            |                  2 | On Loan: No      |
| Telephone and Data Systems Inc.                               | Telephone and Data Systems Inc. DEPOSITARY SHARES EACH REPRESENTING A 1/1,000 INTEREST IN A SHARE OF TELEPHONE AND DATA SYSTEMS, INC.S 6.625% SERIES U | CUSIP: 879433787<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     22999 | PA      | $338545.28    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Live Oak Mobility Acquisition Corp                            | Live Oak Mobility Acquisition Corp COM CL A                                                                                                            | CUSIP: 538126103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    214262 | NS      | $2154404.41   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Logistics Innovation Technologies Corp                        | Logistics Innovation Technologies Corp CLASS A COM                                                                                                     | CUSIP: 54141L100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    192225 | NS      | $1941472.50   | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Topgolf Callaway Brands Corp                                  | Topgolf Callaway Brands Corp COM USD0.01                                                                                                               | CUSIP: 131193104<br>LEI: 5493005UB0KFRKBPCU72 | Long             | EC               | CORP              | US        |    140660 | NS      | $2778035.00   | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Berkshire Hills Bancorp, Inc.                                 | Berkshire Hills Bancorp, Inc. COM USD0.01                                                                                                              | CUSIP: 084680107<br>LEI: 549300AS2OC6UMMBNO37 | Long             | EC               | CORP              | US        |    231506 | NS      | $6922029.40   | 3.38%             |  |  |  | No            |                  1 | On Loan: No      |
| MGM Resorts International                                     | MGM Resorts International COM USD0.01                                                                                                                  | CUSIP: 552953101<br>LEI: 54930066VBP7DZEGGJ87 | Long             | EC               | CORP              | US        |     62786 | NS      | $2105214.58   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Arrow BidCo LLC                                               | ARWBID 9.5 03/15/24 144A                                                                                                                               | CUSIP: 042728AA3<br>LEI: 549300YHZN08M0H3O128 | Long             | DBT              | CORP              | US        |  10931000 | PA      | $10904740.24  | 5.33%             | 2024-03-15      | Fixed         | 9.50%                 | Yes           |                  2 | On Loan: No      |
| RXO Inc.                                                      | RXO Inc. COMMON STOCK                                                                                                                                  | CUSIP: 74982T103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     29442 | NS      | $506402.40    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Ishares Trust                                                 | Ishares Trust S&P MC 400VL ETF                                                                                                                         | CUSIP: 464287705<br>LEI: 5493000860OXIC4B5K91 | Short            | EC               | RF                | US        |     -8901 | NS      | $-897220.80   | -0.44%            |  |  |  | No            |                  1 | On Loan: No      |
| XPO Inc                                                       | XPO Inc COM USD0.001                                                                                                                                   | CUSIP: 983793100<br>LEI: 54930096DB9LCLPN7H13 | Long             | EC               | CORP              | US        |     29442 | NS      | $980124.18    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Playa Hotels & Resorts N V                                    | Playa Hotels & Resorts N V COM USD0.01                                                                                                                 | CUSIP: N70544106<br>LEI: 529900BUP3KWPCJNLS49 | Long             | EC               | CORP              | NL        |    270964 | NS      | $1769394.92   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| WillScot Mobile Mini Holdings Corp                            | WillScot Mobile Mini Holdings Corp COM CL A                                                                                                            | CUSIP: 971378104<br>LEI: 549300HJ4VIXF476Q166 | Long             | EC               | CORP              | US        |    212837 | NS      | $9613847.29   | 4.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Blue Foundry Bancorp                                          | Blue Foundry Bancorp COM                                                                                                                               | CUSIP: 09549B104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    446396 | NS      | $5736188.60   | 2.80%             |  |  |  | No            |                  1 | On Loan: No      |
| FLAG U FOUNDERS                                               | FLAG U FOUNDERS                                                                                                                                        | CUSIP: 7SS999S13<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     24357 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Dice Therapeutics Inc                                         | Dice Therapeutics Inc COM                                                                                                                              | CUSIP: 23345J104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     77220 | NS      | $2409264.00   | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Playa Resorts                                                 | Playa Resorts Term Loan B 425 2028-11-12                                                                                                               | CUSIP: 72812NAG1<br>LEI: N/A                  | Long             | LON              | CORP              | US        |   6719000 | PA      | $6538460.47   | 3.20%             | 2028-11-12      | Floating      | 8.61%                 | No            |                  2 | On Loan: No      |
| Atlas Air Worldwide Holdings, Inc.                            | Atlas Air Worldwide Holdings, Inc. COM STK USD0.01                                                                                                     | CUSIP: 049164205<br>LEI: 549300R0A2TUVCYZB465 | Long             | EC               | CORP              | US        |     51554 | NS      | $5196643.20   | 2.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Xenon Pharmaceuticals Inc                                     | Xenon Pharmaceuticals Inc COM NPV                                                                                                                      | CUSIP: 98420N105<br>LEI: 549300XV44Q9Z1MIPQ03 | Long             | EC               | CORP              | CA        |    128193 | NS      | $5054649.99   | 2.47%             |  |  |  | No            |                  1 | On Loan: No      |
| First Light Acquisition Group Inc                             | First Light Acquisition Group Inc CL A                                                                                                                 | CUSIP: 320703101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     68127 | NS      | $692851.59    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Spdr Series Trust                                             | Spdr Series Trust S&P REGIONAL BKG ETF                                                                                                                 | CUSIP: 78464A698<br>LEI: 5493004JVD6CQEEJSS37 | Short            | EC               | RF                | US        |   -159162 | NS      | $-9349175.88  | -4.57%            |  |  |  | No            |                  1 | On Loan: No      |
| Spdr Series Trust                                             | Spdr Series Trust SPDR S&P BIOTECH ETF                                                                                                                 | CUSIP: 78464A870<br>LEI: 5493004JVD6CQEEJSS37 | Short            | EC               | RF                | US        |    -79187 | NS      | $-6572521.00  | -3.21%            |  |  |  | No            |                  1 | On Loan: No      |
| Ascendis Pharma A/S                                           | Ascendis Pharma A/S SPON ADR EACH REP 1 ORD SHS                                                                                                        | CUSIP: 04351P101<br>LEI: 549300B66JN3W3J8GH73 | Long             | EC               | CORP              | DK        |     13514 | NS      | $1650464.82   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Hillman Solutions Corp                                        | Hillman Solutions Corp COM                                                                                                                             | CUSIP: 431636109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    368616 | NS      | $2657721.36   | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Ftac Zeus Acquisition Corp                                    | Ftac Zeus Acquisition Corp CLASS A COM                                                                                                                 | CUSIP: 30320F106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    133692 | NS      | $1350289.20   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Activision Blizzard Inc                                       | Activision Blizzard Inc COM USD0.000001                                                                                                                | CUSIP: 00507V109<br>LEI: 549300TPQQDBP9GNOF40 | Long             | EC               | CORP              | US        |     41196 | NS      | $3153553.80   | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Global X Fds                                                  | Global X Fds US INFR DEV ETF                                                                                                                           | CUSIP: 37954Y673<br>LEI: 5493003RA4QUTSYF1N15 | Short            | EC               | RF                | US        |    -34526 | NS      | $-914593.74   | -0.45%            |  |  |  | No            |                  1 | On Loan: No      |
| Northern Inst Fds                                             | Northern Inst Fds TREAS PRT PRMR                                                                                                                       | CUSIP: 665279873<br>LEI: 549300Y178DO5JBR1S04 | Long             | STIV             | RF                | US        |  28767648 | NS      | $28767647.76  | 14.07%            |  |  |  | No            |                  1 | On Loan: No      |
| Kearny Financial Corp.                                        | Kearny Financial Corp. COM USD0.01                                                                                                                     | CUSIP: 48716P108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    686270 | NS      | $6965640.50   | 3.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Relay Therapeutics Inc                                        | Relay Therapeutics Inc COM                                                                                                                             | CUSIP: 75943R102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    159877 | NS      | $2388562.38   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Corazon Capital V838 Monoceros Corporation                    | Corazon Capital V838 Monoceros Corporation COM USD0.0001 CL A                                                                                          | CUSIP: G24237102<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |    189734 | NS      | $1916313.40   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Screaming Eagle Acquisition Corp                              | Screaming Eagle Acquisition Corp COM USD0.0001 CL A                                                                                                    | CUSIP: G79407105<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |    525785 | NS      | $5228931.83   | 2.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Calumet Specialty Products Partners LP / Calumet Finance Corp | CLMT 11 04/15/25 144A                                                                                                                                  | CUSIP: 131477AT8<br>LEI: 529900QWK0FGLES9BA18 | Long             | DBT              | CORP              | US        |   7212000 | PA      | $7516536.08   | 3.68%             | 2025-04-15      | Fixed         | 11.00%                | Yes           |                  2 | On Loan: No      |
| Cinemark USA Inc.                                             | CNK 5.25 07/15/28 144A                                                                                                                                 | CUSIP: 172441BF3<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |  13921000 | PA      | $10337595.39  | 5.05%             | 2028-07-15      | Fixed         | 5.25%                 | Yes           |                  2 | On Loan: No      |
| MoneyGram International Inc.                                  | MGI 5.375 08/01/26 144A                                                                                                                                | CUSIP: 60935YAA7<br>LEI: 5299002DLX0Q04KC4156 | Long             | DBT              | CORP              | US        |   3815000 | PA      | $3867103.93   | 1.89%             | 2026-08-01      | Fixed         | 5.38%                 | Yes           |                  2 | On Loan: No      |
| Golden Entertainment Inc                                      | GDEN 7.625 04/15/26 144A                                                                                                                               | CUSIP: 381013AA9<br>LEI: 549300P8YYCKQVJ0Y638 | Long             | DBT              | CORP              | US        |  13543000 | PA      | $13348199.79  | 6.53%             | 2026-04-15      | Fixed         | 7.62%                 | Yes           |                  2 | On Loan: No      |
| Kohl's Corp.                                                  | KSS 3.375 05/01/31                                                                                                                                     | CUSIP: 500255AX2<br>LEI: 549300JF6LPRTRJ0FH50 | Long             | DBT              | CORP              | US        |   3534000 | PA      | $2473800.00   | 1.21%             | 2031-05-01      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| Corazon Capital V838 Monoceros Corporation                    | Corazon Capital V838 Monoceros Corporation C/WTS 24/03/2026 (TO PUR COM)                                                                               | CUSIP: G24237128<br>LEI: N/A                  | N/A              | DE               | CORP              | KY        |     53713 | NC      | $590.84       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Deep Lake Capital Acquisition Corp                            | Deep Lake Capital Acquisition Corp C/WTS 04/01/2026 ( TO PUR COM )                                                                                     | CUSIP: G27029118<br>LEI: N/A                  | N/A              | DE               | CORP              | KY        |     10795 | NC      | $37.78        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Live Oak Mobility Acquisition Corp                            | Live Oak Mobility Acquisition Corp WT EXP 030428                                                                                                       | CUSIP: 538126111<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     42851 | NC      | $5999.14      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Longview Acquisition Corp Ii                                  | Longview Acquisition Corp Ii WT EXP                                                                                                                    | CUSIP: 54319Q113<br>LEI: 549300KFRIOC6K28E041 | N/A              | DE               | CORP              | US        |     45820 | NC      | $2199.36      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| SCREAMING EAGLE C/WTS                                         | SCREAMING EAGLE C/WTS                                                                                                                                  | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |    175261 | NC      | $41309.02     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| WTS. EQRX INC                                                 | WTS. EQRX INC                                                                                                                                          | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     26680 | NC      | $7147.57      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| WTS. FIRST LIGHT ACQ                                          | WTS. FIRST LIGHT ACQ                                                                                                                                   | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |    193125 | NC      | $5330.25      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| WTS. FTAC ZEUS ACQU                                           | WTS. FTAC ZEUS ACQU                                                                                                                                    | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     66846 | NC      | $1336.92      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| WTS. INSPIRATO INC                                            | WTS. INSPIRATO INC                                                                                                                                     | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     35733 | NC      | $3140.93      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Jack Creek Investment Corp                                    | Jack Creek Investment Corp C/WTS 01/10/2025 (TO PUR COM)                                                                                               | CUSIP: G4989X123<br>LEI: N/A                  | N/A              | DE               | CORP              | KY        |    151497 | NC      | $31829.52     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| WTS. LOGISTICS INOVATN                                        | WTS. LOGISTICS INOVATN                                                                                                                                 | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     64075 | NC      | $1922.25      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| WTS. PAGAYA TECHNOLOGIES                                      | WTS. PAGAYA TECHNOLOGIES                                                                                                                               | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | IL        |    121900 | NC      | $10946.62     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| WTS. SOMALOGIC INC                                            | WTS. SOMALOGIC INC                                                                                                                                     | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     22690 | NC      | $9076.00      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| WTS. ZEROFOX HOLDINGS INC                                     | WTS. ZEROFOX HOLDINGS INC                                                                                                                              | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     65250 | NC      | $9885.38      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| X4 Pharmaceuticals Inc                                        | X4 Pharmaceuticals Inc WT EXP A 041624                                                                                                                 | CUSIP: 98420X111<br>LEI: 549300R0UFVPXWP86U94 | N/A              | DE               | CORP              | US        |      5547 | NC      | $65.45        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| EQIX RCV LIBOR 1M PAY GSCBGDEN 23.01.2023                     | EQIX RCV LIBOR 1M PAY GSCBGDEN 23.01.2023                                                                                                              | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     11452 | OU      | $27280.75     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| EQIX RCV LIBOR 1M PAY GSCNNED3 28-08-23                       | EQIX RCV LIBOR 1M PAY GSCNNED3 28-08-23                                                                                                                | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     30000 | OU      | $35280.29     | 0.02%             |  |  |  | No            |                  2 | On Loan: No      |
| EQS RCV CANNAE HOL PAY LIBOR 1M 28-08-23                      | EQS RCV CANNAE HOL PAY LIBOR 1M 28-08-23                                                                                                               | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     30000 | OU      | $-37185.13    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| EQIX RCV LIBOR 1M PAY GSCBGDEN 23.01.2023                     | EQIX RCV LIBOR 1M PAY GSCBGDEN 23.01.2023                                                                                                              | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      9177 | OU      | $21861.29     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| EQIX RCV FFUND 1D PAY GSCNNED3 28-08-23                       | EQIX RCV FFUND 1D PAY GSCNNED3 28-08-23                                                                                                                | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     21013 | OU      | $24619.80     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| EQS RCV CANNAE HOL PAY FFUND 1D 28-08-23                      | EQS RCV CANNAE HOL PAY FFUND 1D 28-08-23                                                                                                               | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     20996 | OU      | $-26026.90    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| EQIX RCV FFUND 1D PAY GSCNNED3 28-08-23                       | EQIX RCV FFUND 1D PAY GSCNNED3 28-08-23                                                                                                                | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     30000 | OU      | $35149.38     | 0.02%             |  |  |  | No            |                  2 | On Loan: No      |
| EQS RCV CANNAE HOL PAY FFUND 1D 28-08-23                      | EQS RCV CANNAE HOL PAY FFUND 1D 28-08-23                                                                                                               | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     30000 | OU      | $-37190.46    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| EQIX RCV LIBOR 1M PAY GSCBGDEN 23.01.2023                     | EQIX RCV LIBOR 1M PAY GSCBGDEN 23.01.2023                                                                                                              | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |       481 | OU      | $1145.83      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| EQS RCV CANNAE HOL PAY FFUND 1D 28-08-23                      | EQS RCV CANNAE HOL PAY FFUND 1D 28-08-23                                                                                                               | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     39572 | OU      | $-26773.99    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| EQIX RCV FFUND 1D PAY GSCNNED3 28-08-23                       | EQIX RCV FFUND 1D PAY GSCNNED3 28-08-23                                                                                                                | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     42601 | OU      | $25998.08     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| EQIX RCV LIBOR 1M PAY GSCBGDEN 23.01.2023                     | EQIX RCV LIBOR 1M PAY GSCBGDEN 23.01.2023                                                                                                              | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     10005 | OU      | $23833.73     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| EQS RCV CANNAE HOL PAY FFUND 1D 28-08-23                      | EQS RCV CANNAE HOL PAY FFUND 1D 28-08-23                                                                                                               | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     30000 | OU      | $-37371.89    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| EQIX RCV FFUND 1D PAY GSCNNED3 28-08-23                       | EQIX RCV FFUND 1D PAY GSCNNED3 28-08-23                                                                                                                | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     30000 | OU      | $35149.38     | 0.02%             |  |  |  | No            |                  2 | On Loan: No      |
| EQIX RCV FFUND 1D PAY GSCNNED3 28-08-23                       | EQIX RCV FFUND 1D PAY GSCNNED3 28-08-23                                                                                                                | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     30000 | OU      | $35149.38     | 0.02%             |  |  |  | No            |                  2 | On Loan: No      |
| EQS RCV CANNAE HOL PAY FFUND 1D 28-08-23                      | EQS RCV CANNAE HOL PAY FFUND 1D 28-08-23                                                                                                               | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     30000 | OU      | $-37370.53    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| EQS RCV CANNAE HOL PAY FFUND 1D 28-08-23                      | EQS RCV CANNAE HOL PAY FFUND 1D 28-08-23                                                                                                               | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     30000 | OU      | $-37372.83    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| EQIX RCV FFUND 1D PAY GSCNNED3 28-08-23                       | EQIX RCV FFUND 1D PAY GSCNNED3 28-08-23                                                                                                                | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     30000 | OU      | $35149.38     | 0.02%             |  |  |  | No            |                  2 | On Loan: No      |
| EQS RCV CANNAE HOL PAY FFUND 1D 28-08-23                      | EQS RCV CANNAE HOL PAY FFUND 1D 28-08-23                                                                                                               | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     18669 | OU      | $-23255.68    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| EQS RCV CANNAE HOL PAY FFUND 1D 28-08-23                      | EQS RCV CANNAE HOL PAY FFUND 1D 28-08-23                                                                                                               | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      5714 | OU      | $-7067.17     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| EQIX RCV FFUND 1D PAY GSCNNED3 28-08-23                       | EQIX RCV FFUND 1D PAY GSCNNED3 28-08-23                                                                                                                | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      5684 | OU      | $6659.64      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| EQS RCV CANNAE HOL PAY FFUND 1D 28-08-23                      | EQS RCV CANNAE HOL PAY FFUND 1D 28-08-23                                                                                                               | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     15000 | OU      | $-18553.70    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| EQIX RCV FFUND 1D PAY GSCNNED3 28-08-23                       | EQIX RCV FFUND 1D PAY GSCNNED3 28-08-23                                                                                                                | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     15000 | OU      | $17574.69     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| EQIX RCV LIBOR 1M PAY GSCBGDEN 23.01.2023                     | EQIX RCV LIBOR 1M PAY GSCBGDEN 23.01.2023                                                                                                              | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      3060 | OU      | $7289.48      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| EQIX RCV FFUND 1D PAY GSCNNED3 28-08-23                       | EQIX RCV FFUND 1D PAY GSCNNED3 28-08-23                                                                                                                | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     18600 | OU      | $21792.61     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| EQIX RCV LIBOR 1M PAY GSCBGDEN 23.01.2023                     | EQIX RCV LIBOR 1M PAY GSCBGDEN 23.01.2023                                                                                                              | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      8883 | OU      | $21160.92     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| EQIX RCV LIBOR 1M PAY GSCBGDEN 23.01.2023                     | EQIX RCV LIBOR 1M PAY GSCBGDEN 23.01.2023                                                                                                              | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      2143 | OU      | $5105.02      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| EQIX RCV FFUND 1D PAY GSCNNED3 28-08-23                       | EQIX RCV FFUND 1D PAY GSCNNED3 28-08-23                                                                                                                | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     30000 | OU      | $35149.38     | 0.02%             |  |  |  | No            |                  2 | On Loan: No      |
| EQIX RCV LIBOR 1M PAY GSCBGDEN 23.01.2023                     | EQIX RCV LIBOR 1M PAY GSCBGDEN 23.01.2023                                                                                                              | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      1726 | OU      | $4111.65      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| EQS RCV CANNAE HOL PAY FFUND 1D 28-08-23                      | EQS RCV CANNAE HOL PAY FFUND 1D 28-08-23                                                                                                               | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     30000 | OU      | $-37190.46    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-31

**Name of Applicant:** Driehaus Mutual Funds

**Signature:** Robert M. Kurinsky

**Name of Signer:** Robert M. Kurinsky

**Title:** Vice President and Treasurer