# EDGAR Filing Document

**Accession Number:** 0001424958
**File Stem:** 0001193125-26-287435
**Filing Date:** 2026-6
**Character Count:** 60278
**Document Hash:** cb08618c0a42c5e4cd59b0bd7044ea94
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-26-287435.hdr.sgml**: 20260629

**ACCESSION NUMBER**: 0001193125-26-287435

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260430

**FILED AS OF DATE**: 20260629

**DATE AS OF CHANGE**: 20260629

**PERIOD START**: 20261031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Direxion Shares ETF Trust
- **CENTRAL INDEX KEY:** 0001424958

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22201
- **FILM NUMBER:** 261132159

**BUSINESS ADDRESS:**
- **STREET 1:** 535 MADISON AVENUE
- **STREET 2:** 37TH FL.
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 646-572-3390

**MAIL ADDRESS:**
- **STREET 1:** 535 MADISON AVENUE
- **STREET 2:** 37TH FL.
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Direxion ETF Trust
- **DATE OF NAME CHANGE:** 20080124

## Series and Classes Contracts Data

### Direxion Daily Regional Banks Bull 3X ETF (Series ID: S000029341)

| Class ID   | Class Name                                | Ticker Symbol   |
|:---|:---|:---|
| C000090184 | Direxion Daily Regional Banks Bull 3X ETF | DPST            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Direxion Shares ETF Trust

- **b. Investment Company Act file number:** 811-22201

- **c. CIK number of Registrant:** 0001424958

- **d. LEI of Registrant:** 549300M501IVJM50FG12

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1301 Avenue of the Americas (6th Avenue)

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10019

  - **Telephone number:** 646-572-3390

**Item A.2. Information about the Series.**

- **a. Name of Series:** Direxion Daily Regional Banks Bull 3X Shares

- **b. EDGAR series identifier (if any):** S000029341

- **c. LEI of Series:** 549300XWNNU2E9NV0884

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-10-31

- **b. Date as of which information is reported:** 2026-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $556726087.18

**Total Liabilities:** $60677956.80

**Net Assets:** $496048130.38

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000090184 | -11.42%              | -7.22%               | 21.62%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $17034793.61             | $-22520389.74                              |
| Month 2  | $-6609366.92             | $-376255.82                                |
| Month 3  | $10081514.18             | $13213123.50                               |

### Schedule of Portfolio Investments

| Name                                    | Title                                                               | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| AMALGAMATED FINANCIAL CORP              | AMALGAMATED FINANCIAL CORP                                          | CUSIP: 022671101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     17701 | NS      | $723616.88    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Amerant Bancorp Inc.                    | Amerant Bancorp Inc. COM USD0.10 CL A                               | CUSIP: 023576101<br>LEI: 54930071V6LIG79MTL10 | Long             | EC               | CORP              | US        |     25399 | NS      | $583415.03    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Ameris Bancorp                          | Ameris Bancorp COM USD1                                             | CUSIP: 03076K108<br>LEI: PBJHNT51T5V6G5UQFV42 | Long             | EC               | CORP              | US        |     55121 | NS      | $4699065.25   | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Associated Banc-Corp                    | Associated Banc-Corp COM USD0.01                                    | CUSIP: 045487105<br>LEI: 549300N3CIN473IW5094 | Long             | EC               | CORP              | US        |    186034 | NS      | $5238717.44   | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| ATLANTIC UNION BANKSHARES CORP          | Atlantic Union Bankshares Corp COM USD1.33                          | CUSIP: 04911A107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    132142 | NS      | $4975146.30   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Axos Financial Inc                      | AXOS FINANCIAL INC                                                  | CUSIP: 05465C100<br>LEI: 529900D8M56422GK9O25 | Long             | EC               | CORP              | US        |     42625 | NS      | $4110755.00   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| BOK FINANCIAL CORP                      | BOK Financial Corp COM USD0.00006                                   | CUSIP: 05561Q201<br>LEI: GRI2NT5QHYW751NMR949 | Long             | EC               | CORP              | US        |     36692 | NS      | $4909022.68   | 0.99%             |  |  |  | No            |                  1 | On Loan: —       |
| BancFirst Corp.                         | BancFirst Corp. COM USD1                                            | CUSIP: 05945F103<br>LEI: 549300EJEHGBP4IO2J30 | Long             | EC               | CORP              | US        |     13610 | NS      | $1519012.10   | 0.31%             |  |  |  | No            |                  1 | On Loan: —       |
| BANCORP INC (THE)                       | Bancorp Inc COM NPV                                                 | CUSIP: 05969A105<br>LEI: 894500FP2ICT1B019Y71 | Long             | EC               | CORP              | US        |     73271 | NS      | $4383803.93   | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Banc Of California Inc.                 | Banc Of California Inc COM USD0.01                                  | CUSIP: 05990K106<br>LEI: 549300ZKWUJDP6LJ1X87 | Long             | EC               | CORP              | US        |    256793 | NS      | $4809732.89   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank First Corp.                        | BANK FIRST CORP                                                     | CUSIP: 06211J100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7401 | NS      | $1075439.31   | 0.22%             |  |  |  | No            |                  1 | On Loan: —       |
| Bank of Hawaii Corp.                    | Bank of Hawaii Corp. COM USD0.01                                    | CUSIP: 062540109<br>LEI: 5493006Q8BQ8AD8M2U33 | Long             | EC               | CORP              | US        |     45120 | NS      | $3587491.20   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank OZK                                | Bank OZK Little Rock Arkansas COM USD0.01                           | CUSIP: 06417N103<br>LEI: 549300VYK2WBD7SST478 | Long             | EC               | CORP              | US        |    104954 | NS      | $5054584.64   | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| BankUnited Inc.                         | BankUnited Inc. COM USD0.01                                         | CUSIP: 06652K103<br>LEI: 96OVUWEW5D4YX6PFXD91 | Long             | EC               | CORP              | US        |    102452 | NS      | $4761968.96   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| BANNER CORP                             | Banner Corp COM USD0.01                                             | CUSIP: 06652V208<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     27830 | NS      | $1862105.30   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| BEACON FINANCIAL CORP                   | Berkshire Hills Bancorp, Inc. COM USD0.01                           | CUSIP: 084680107<br>LEI: 549300AS2OC6UMMBNO37 | Long             | EC               | CORP              | US        |     88668 | NS      | $2529698.04   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| BURKE & HERBERT FINANCIAL SERVICES CORP | BURKE & HERBERT FINANCIAL SE                                        | CUSIP: 12135Y108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8630 | NS      | $554995.30    | 0.11%             |  |  |  | No            |                  1 | On Loan: —       |
| Byline Bancorp Inc                      | Byline Bancorp Inc COM USD0.01                                      | CUSIP: 124411109<br>LEI: 549300W7ODP4YL2H4823 | Long             | EC               | CORP              | US        |     22720 | NS      | $730448.00    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| CVB Financial                           | CVB Financial COM NPV                                               | CUSIP: 126600105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    141260 | NS      | $2877466.20   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Camden National Corp.                   | Camden National Corp. COM NPV                                       | CUSIP: 133034108<br>LEI: 549300ZVEDL2L8UW4F28 | Long             | EC               | CORP              | US        |      9590 | NS      | $461950.30    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CAPITOL FEDERAL FINANCIAL INC           | CAPITOL FEDERAL FINANCIAL IN                                        | CUSIP: 14057J101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    100576 | NS      | $772423.68    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Cathay General Bancorp                  | Cathay General Bancorp COM USD0.01                                  | CUSIP: 149150104<br>LEI: 549300K1SLJ8C97H5L68 | Long             | EC               | CORP              | US        |     47756 | NS      | $2675768.68   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| CENTRAL PACIFIC FINANCIAL CORP          | Central Pacific Financial Corp. COM NEW                             | CUSIP: 154760409<br>LEI: 549300W3YEAOZ4KGG849 | Long             | EC               | CORP              | US        |     18030 | NS      | $600038.40    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIZENS FINANCIAL GROUP INC            | Citizens Financial Group Inc COM USD0.01                            | CUSIP: 174610105<br>LEI: 2138004JDDA4ZQUPFW65 | Long             | EC               | CORP              | US        |     78822 | NS      | $5127371.10   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CITY HOLDING COMPANY                    | City Holding Co COM USD2.50                                         | CUSIP: 177835105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10556 | NS      | $1297965.76   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| COASTAL FINANCIAL CORP                  | Coastal Financial Corp. COM NPV                                     | CUSIP: 19046P209<br>LEI: 549300XG5L36T6IU0B47 | Long             | EC               | CORP              | US        |     21203 | NS      | $1603370.86   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Columbia Banking System Inc.            | Columbia Banking System Incorporation COM NPV                       | CUSIP: 197236102<br>LEI: 254900CTRJTQZ3BJ2V17 | Long             | EC               | CORP              | US        |    172276 | NS      | $5099369.60   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Columbia Financial Inc.                 | COLUMBIA FINANCIAL INC                                              | CUSIP: 197641103<br>LEI: 254900B9UDXFOJAZKN61 | Long             | EC               | CORP              | US        |     12940 | NS      | $248836.20    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| COMMERCE BANCSHARES INC (MO)            | Commerce Bancshares Inc COM USD5                                    | CUSIP: 200525103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     95484 | NS      | $4968032.52   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| COMMUNITY FINANCIAL SYSTEM INC          | Community Bank System Inc COM USD1                                  | CUSIP: 203607106<br>LEI: 5299008N6YHE6GCP1E80 | Long             | EC               | CORP              | US        |     28320 | NS      | $1794355.20   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Community Trust Bancorp Inc             | Comm Tr Bancorp COM USD5                                            | CUSIP: 204149108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7689 | NS      | $499246.77    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Connectone Bancorp Inc.                 | Connectone Bancorp Inc. COM NPV                                     | CUSIP: 20786W107<br>LEI: 549300E2M5ZYAZKUK134 | Long             | EC               | CORP              | US        |     34254 | NS      | $1000901.88   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Cullen/Frost Bankers, Inc.              | Cullen/Frost Bankers, Inc. COM USD0.01                              | CUSIP: 229899109<br>LEI: 529900V2E9G9AY665O34 | Long             | EC               | CORP              | US        |     34571 | NS      | $5010375.03   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Customers Bancorp, Inc.                 | Customers Bancorp, Inc. COM USD1                                    | CUSIP: 23204G100<br>LEI: 549300WLBCHYKZ53FN68 | Long             | EC               | CORP              | US        |     44063 | NS      | $3360685.01   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| DIME COMMUNITY BANCSHARES INC           | Dime Community Bancshares Inc. COM                                  | CUSIP: 25432X102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     29764 | NS      | $1068229.96   | 0.22%             |  |  |  | No            |                  1 | On Loan: —       |
| Eagle Bancorp Inc                       | Eagle Bancorp Inc COM USD0.01                                       | CUSIP: 268948106<br>LEI: 549300B47NZODRMG3D47 | Long             | EC               | CORP              | US        |     37421 | NS      | $967332.85    | 0.20%             |  |  |  | No            |                  1 | On Loan: —       |
| East West Bancorp Inc                   | East West Bancorp Inc COM USD0.001                                  | CUSIP: 27579R104<br>LEI: 254900O4X656YXFOYB11 | Long             | EC               | CORP              | US        |     43635 | NS      | $5518518.45   | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Eastern Bankshares Inc                  | Eastern Bankshares Inc COM                                          | CUSIP: 27627N105<br>LEI: 549300J245MBQU3DO403 | Long             | EC               | CORP              | US        |    227695 | NS      | $4606269.85   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| ENTERPRISE FINANCIAL SERVICES CORP      | Enterprise Financial Services Corp. COM USD0.01                     | CUSIP: 293712105<br>LEI: 5493001XTU5DLD632129 | Long             | EC               | CORP              | US        |     20810 | NS      | $1203234.20   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| EQUITY BANCSHARES INC                   | EQUITY BANCSHARES INC - CL A                                        | CUSIP: 29460X109<br>LEI: 549300BPQ2EJNU4WF694 | Long             | EC               | CORP              | US        |      9825 | NS      | $445465.50    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| ESQUIRE FINANCIAL HOLDINGS INC          | ESQUIRE FINANCIAL HOLDINGS I                                        | CUSIP: 29667J101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8174 | NS      | $859250.88    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| F.N.B. CORP (PENNSYLVANIA)              | F N B Corp (Pennsylvania) COM USD0.01                               | CUSIP: 302520101<br>LEI: PCYSKIGYNYFDTBLVZU83 | Long             | EC               | CORP              | US        |    284327 | NS      | $5075236.95   | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| FB Financial Corp.                      | FB Financial Corp. COM USD1.00                                      | CUSIP: 30257X104<br>LEI: 5493000B2LD2C2A6C435 | Long             | EC               | CORP              | US        |     34105 | NS      | $1844057.35   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Financial Institutions Inc.             | FINANCIAL INSTITUTIONS INC                                          | CUSIP: 317585404<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     16319 | NS      | $555988.33    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST BANCORP (PUERTO RICO)             | First Bancorp Puerto Rico COM USD1                                  | CUSIP: 318672706<br>LEI: N/A                  | Long             | EC               | CORP              | PR        |    134125 | NS      | $3256555.00   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST BANCORP                           | 1ST Bancorp NC COM NPV                                              | CUSIP: 318910106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     25168 | NS      | $1453200.32   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| First Busey Corporation                 | First Busey Corporation COM USD0.001                                | CUSIP: 319383204<br>LEI: 549300X4ZNLYSX7GUY60 | Long             | EC               | CORP              | US        |     52849 | NS      | $1384643.80   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST COMMONWEALTH FINANCIAL CORP       | First Commonwealth Financial Corp PA COM USD1                       | CUSIP: 319829107<br>LEI: 549300ZHLQ42NXDETL24 | Long             | EC               | CORP              | US        |     79920 | NS      | $1471327.20   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| First Financial Bancorp.                | First Financial Bancorp. COM NPV                                    | CUSIP: 320209109<br>LEI: 549300D3F5B3EZMY7P77 | Long             | EC               | CORP              | US        |     90058 | NS      | $2726956.24   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST FINANCIAL BANKSHARES INC (TEXAS)  | First Financial Bankshares Inc COM USD0.01                          | CUSIP: 32020R109<br>LEI: 549300XN3GTGOENGNV49 | Long             | EC               | CORP              | US        |     93541 | NS      | $3018568.07   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST FINANCIAL CORP                    | First Financial Corp. (Indiana) COM NPV                             | CUSIP: 320218100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7231 | NS      | $474859.77    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST HORIZON CORP                      | First Horizon Corporation COM USD0.625                              | CUSIP: 320517105<br>LEI: TF3RXI1ZB1TQ30H9JV10 | Long             | EC               | CORP              | US        |    204059 | NS      | $5093312.64   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| First Hawaiian Inc.                     | First Hawaiian Inc. COM USD0.01                                     | CUSIP: 32051X108<br>LEI: 5493002DJSH46F5OLV06 | Long             | EC               | CORP              | US        |    154012 | NS      | $4201447.36   | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST INTERSTATE BANCSYSTEM INC         | First Interstate Bancsystem Inc. COM NPV CL 'A'                     | CUSIP: 32055Y201<br>LEI: 549300WRWYTYX0RCNJ43 | Long             | EC               | CORP              | US        |    127574 | NS      | $4527601.26   | 0.91%             |  |  |  | No            |                  1 | On Loan: —       |
| First Merchants Corporation             | First Merchants Corporation COM NPV                                 | CUSIP: 320817109<br>LEI: TZTBT0OTGQ2FEK6XMX94 | Long             | EC               | CORP              | US        |     37282 | NS      | $1507684.08   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| 1st Source Corporation                  | 1st Source Corporation COM NPV                                      | CUSIP: 336901103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11577 | NS      | $851256.81    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Firstsun Cap Bancorp                    | FIRSTSUN CAPITAL BANCORP                                            | CUSIP: 33767U107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     17547 | NS      | $620461.92    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Flushing Financial Corp.                | Flushing Financial Corp. COM USD0.01                                | CUSIP: 343873105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     42880 | NS      | $691225.60    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Fulton Financial Corporation            | Fulton Financial Corporation COM USD2.50                            | CUSIP: 360271100<br>LEI: 5493005QLZ6O1BNC0C11 | Long             | EC               | CORP              | US        |    202997 | NS      | $4382705.23   | 0.88%             |  |  |  | No            |                  1 | On Loan: —       |
| Glacier Bancorp Inc.                    | Glacier Bancorp Inc. COM USD0.01                                    | CUSIP: 37637Q105<br>LEI: 549300SMJAUKZB5D7V74 | Long             | EC               | CORP              | US        |    102782 | NS      | $5041457.10   | 1.02%             |  |  |  | No            |                  1 | On Loan: —       |
| Great Southern Bancorp Inc.             | Great Southern Bancorp Inc. COM USD0.01                             | CUSIP: 390905107<br>LEI: 5493000ZL7DLNMN1AB26 | Long             | EC               | CORP              | US        |      7111 | NS      | $485112.42    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| HANCOCK WHITNEY CORP                    | Hancock Whitney Corporation COM USD3.33                             | CUSIP: 410120109<br>LEI: 549300GRNBWY8HIICT41 | Long             | EC               | CORP              | US        |     73707 | NS      | $4975959.57   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| HANMI FINANCIAL CORP                    | Hanmi Financial Corp. COM USD0.001                                  | CUSIP: 410495204<br>LEI: 549300MSZ7RCG7EA6587 | Long             | EC               | CORP              | US        |     32989 | NS      | $986700.99    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Heritage Financial Corp.                | Heritage Financial COM NPV                                          | CUSIP: 42722X106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     29693 | NS      | $817151.36    | 0.16%             |  |  |  | No            |                  1 | On Loan: —       |
| Hilltop Holdings Inc                    | Hilltop Holdings Inc COM STK USD0.01                                | CUSIP: 432748101<br>LEI: 54930010TA543US0PM65 | Long             | EC               | CORP              | US        |     43728 | NS      | $1647233.76   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| HINGHAM INSTITUTION FOR SAVINGS         | HINGHAM INSTITUTION FOR SVGS                                        | CUSIP: 433323102<br>LEI: 2549009GDCGUR2T6KU55 | Long             | EC               | CORP              | US        |      3360 | NS      | $954912.00    | 0.19%             |  |  |  | No            |                  1 | On Loan: —       |
| Home BancShares Inc.                    | Home BancShares Inc. COM USD0.01                                    | CUSIP: 436893200<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    146283 | NS      | $3930624.21   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| MECHANICS BANCORP                       | MECHANICS BANCORP-A                                                 | CUSIP: 43785V102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     55506 | NS      | $819546.09    | 0.17%             |  |  |  | No            |                  1 | On Loan: —       |
| HOMETRUST BANCSHARES INC                | HOMETRUST BANCSHARES INC                                            | CUSIP: 437872104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8187 | NS      | $373900.29    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Hope Bancorp Inc                        | Hope Bancorp Inc COM USD0.001                                       | CUSIP: 43940T109<br>LEI: 549300UTF4QGMBHIZ219 | Long             | EC               | CORP              | US        |    116313 | NS      | $1448096.85   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| HORIZON BANCORP INC                     | Horizon Bancorp Inc. COM USD0.01                                    | CUSIP: 440407104<br>LEI: 549300U2OQ2EIT5MXG39 | Long             | EC               | CORP              | US        |     44754 | NS      | $810047.40    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Huntington Bancshares Incorporated      | Huntington Bancshares Incorporated COM USD0.01                      | CUSIP: 446150104<br>LEI: 549300XTVCVV9I7B5T19 | Long             | EC               | CORP              | US        |    294870 | NS      | $4942021.20   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| INDEPENDENT BANK CORP (MASSACHUSETTS)   | Independent Bank Corp. COM USD0.01                                  | CUSIP: 453836108<br>LEI: 549300C5K3W8THR3GE10 | Long             | EC               | CORP              | US        |     35191 | NS      | $2744546.09   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| INDEPENDENT BANK CORP (MICHIGAN)        | Independent Bank Corp Michigan COM USD1                             | CUSIP: 453838609<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     15806 | NS      | $524917.26    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| INTERNATIONAL BANCSHARES CORP           | International Bancshares Corp COM USD1                              | CUSIP: 459044103<br>LEI: 549300Y16R531AU8TX77 | Long             | EC               | CORP              | US        |     32467 | NS      | $2329182.58   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| KEARNY FINANCIAL CORP                   | KEARNY FINANCIAL CORP/MD                                            | CUSIP: 48716P108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     44993 | NS      | $361743.72    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Lakeland Financial Corp.                | Lakeland Financial Corp. COM NPV                                    | CUSIP: 511656100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     19278 | NS      | $1166704.56   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Live Oak Bancshares Inc                 | Live Oak Bancshares Inc COM NPV                                     | CUSIP: 53803X105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     41320 | NS      | $1553632.00   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| M&T BANK CORP                           | M&T Bank Corporation COM USD0.50                                    | CUSIP: 55261F104<br>LEI: 549300WYXDDBYRASEG81 | Long             | EC               | CORP              | US        |     22693 | NS      | $4961370.59   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Mercantile Bank Corp.                   | Mercantile Bank Corp. COM NPV                                       | CUSIP: 587376104<br>LEI: P16VZZCKTJ5IONL6XE37 | Long             | EC               | CORP              | US        |     10323 | NS      | $529673.13    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| PATHWARD FINANCIAL INC                  | Pathward Financial Inc COM USD0.01                                  | CUSIP: 59100U108<br>LEI: 5493004X52BH1NBLW813 | Long             | EC               | CORP              | US        |     25171 | NS      | $2185849.64   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| METROPOLITAN BANK HOLDING CORP          | Metropolitan Bank Holding Corp COM USD0.01                          | CUSIP: 591774104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12718 | NS      | $1123635.30   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Mid Penn Bancorp Inc.                   | MID PENN BANCORP INC                                                | CUSIP: 59540G107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12183 | NS      | $401673.51    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Midland States Bancorp Inc.             | Midland States Bancorp Inc. COM USD0.01                             | CUSIP: 597742105<br>LEI: 5493006RHXW9TTBWYC94 | Long             | EC               | CORP              | US        |     20232 | NS      | $526234.32    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| NBT BANCORP INC                         | NBT Bancorp Inc COM USD0.01                                         | CUSIP: 628778102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     24541 | NS      | $1072196.29   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| NATIONAL BANK HOLDINGS CORP             | National Bank Holdings Corp COM USD0.01                             | CUSIP: 633707104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     46907 | NS      | $2002928.90   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| NB Bancorp Inc.                         | NB BANCORP INC                                                      | CUSIP: 63945M107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     30260 | NS      | $594003.80    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| FLAGSTAR BANK NA                        | NEW YORK COMMUNITY BANCORP                                          | CUSIP: 649445400<br>LEI: SS1TRMSN6BRNMOREEV51 | Long             | EC               | CORP              | US        |    372517 | NS      | $5204062.49   | 1.05%             |  |  |  | No            |                  1 | On Loan: —       |
| Nicolet Bankshares Inc.                 | Nicolet Bankshares Inc. COM USD0.01                                 | CUSIP: 65406E102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     13773 | NS      | $2017469.04   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Northeast Bank                          | NORTHEAST BANK                                                      | CUSIP: 66405S100<br>LEI: 549300F0LV9TSW34E306 | Long             | EC               | CORP              | US        |     12167 | NS      | $1512966.45   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| NORTHFIELD BANCORP INC (NEW)            | NORTHFIELD BANCORP INC                                              | CUSIP: 66611T108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     18219 | NS      | $254155.05    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Northrim BanCorp Inc.                   | NORTHRIM BANCORP INC                                                | CUSIP: 666762109<br>LEI: 5493006X7RLLTZ3SG075 | Long             | EC               | CORP              | US        |     22776 | NS      | $558695.28    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Northwest Bancshares Inc                | Northwest Bancshares Inc COM USD0.01                                | CUSIP: 667340103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    102680 | NS      | $1420064.40   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| OFG Bancorp                             | OFG Bancorp COM USD1                                                | CUSIP: 67103X102<br>LEI: 549300Q4QEXJ37LEXQ06 | Long             | EC               | CORP              | PR        |     32143 | NS      | $1477292.28   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| OCEANFIRST FINANCIAL CORP               | OceanFirst Financial Corp. COM USD0.01                              | CUSIP: 675234108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     70494 | NS      | $1344320.58   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Old National Bancorp                    | Old National Bancorp COM NPV                                        | CUSIP: 680033107<br>LEI: 549300MMK90CL5KMVX16 | Long             | EC               | CORP              | US        |    210775 | NS      | $5052276.75   | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Old Second Bancorp Inc.                 | Old Second Bancorp Inc. COM USD1                                    | CUSIP: 680277100<br>LEI: 549300XVJC1MPUT81C04 | Long             | EC               | CORP              | US        |     36007 | NS      | $742104.27    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Origin Bancorp Inc                      | Origin Bancorp Inc. COM USD5                                        | CUSIP: 68621T102<br>LEI: 54930055DO2Z4KO3NB45 | Long             | EC               | CORP              | US        |     21127 | NS      | $989166.14    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| ORRSTOWN FINANCIAL SERVICES INC         | ORRSTOWN FINL SERVICES INC                                          | CUSIP: 687380105<br>LEI: 5493008IR3FINUFGVM95 | Long             | EC               | CORP              | US        |     28908 | NS      | $1062079.92   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Park National Corp                      | Park National Corp COM NPV                                          | CUSIP: 700658107<br>LEI: 984500Q3E941TDF87712 | Long             | EC               | CORP              | US        |      7182 | NS      | $1236668.58   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| PEAPACK-GLADSTONE FINANCIAL CORP        | Peapack-Gladstone Financial Corp. COM NPV                           | CUSIP: 704699107<br>LEI: 549300G8DN2UK8K0ET30 | Long             | EC               | CORP              | US        |     11171 | NS      | $466389.25    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| PEOPLES BANCORP INC (OHIO)              | Peoples Bancorp Inc. COM NPV                                        | CUSIP: 709789101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     27688 | NS      | $952467.20    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| PINNACLE FINANCIAL PARTNERS INC         | PINNACLE FINANCIAL PARTNERS                                         | CUSIP: 72348N109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     54174 | NS      | $5359975.56   | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Popular, Inc.                           | Popular, Inc. COM USD0.01                                           | CUSIP: 733174700<br>LEI: 5493008CARDZMVQ3LO89 | Long             | EC               | CORP              | PR        |     35788 | NS      | $5380010.04   | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| PREFERRED BANK (CALIFORNIA)             | Preferred Bank COM STK NPV                                          | CUSIP: 740367404<br>LEI: 5493007K6HGI9G0ECX16 | Long             | EC               | CORP              | US        |     10255 | NS      | $971456.15    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Prosperity Bancshares Inc               | Prosperity Bancshares Inc COM USD1                                  | CUSIP: 743606105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     70057 | NS      | $4879470.05   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| PROVIDENT FINANCIAL SERVICES INC        | PROVIDENT FINANCIAL SERVICES                                        | CUSIP: 74386T105<br>LEI: 529900JOSO3SXEDVE477 | Long             | EC               | CORP              | US        |     86256 | NS      | $1956286.08   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| QCR Holdings Inc.                       | QCR Holdings Inc. COM USD1                                          | CUSIP: 74727A104<br>LEI: 549300MWKWM7KWJVQO33 | Long             | EC               | CORP              | US        |     10714 | NS      | $968759.88    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Regions Financial Corporation           | Regions Financial Corporation COM STK USD0.01                       | CUSIP: 7591EP100<br>LEI: CW05CS5KW59QTC0DG824 | Long             | EC               | CORP              | US        |    175956 | NS      | $5023543.80   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Renasant Corp.                          | Renasant Corporation COM USD5                                       | CUSIP: 75970E107<br>LEI: 549300OVE6OZHW2UUH81 | Long             | EC               | CORP              | US        |     71549 | NS      | $2854089.61   | 0.58%             |  |  |  | No            |                  1 | On Loan: —       |
| REPUBLIC BANCORP INC                    | REPUBLIC BANCORP INC-CLASS A                                        | CUSIP: 760281204<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3667 | NS      | $277701.91    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| S&T BANCORP INC                         | S&T Bancorp Inc COM USD2.50                                         | CUSIP: 783859101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     23863 | NS      | $1053074.19   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| SEACOAST BANKING CORP OF FLORIDA        | Seacoast Banking Corporation Of Florida COM USD0.10                 | CUSIP: 811707801<br>LEI: 549300V6IC06XYQYPG88 | Long             | EC               | CORP              | US        |     77315 | NS      | $2433103.05   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| ServisFirst Bancshares Inc.             | ServisFirst Bancshares, Inc. COM USD0.001                           | CUSIP: 81768T108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     34544 | NS      | $2750393.28   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Shore Bancshares Inc.                   | SHORE BANCSHARES INC                                                | CUSIP: 825107105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     23183 | NS      | $447431.90    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| SIMMONS FIRST NATIONAL CORP             | Simmons First National Corp CLASS'A'COM USD1                        | CUSIP: 828730200<br>LEI: 549300IVR5AJKUVOGN05 | Long             | EC               | CORP              | US        |    118455 | NS      | $2518353.30   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| SMARTFINANCIAL INC                      | SMARTFINANCIAL INC                                                  | CUSIP: 83190L208<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8489 | NS      | $356028.66    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| SOUTH PLAINS FINANCIAL INC              | SOUTH PLAINS FINANCIAL INC                                          | CUSIP: 83946P107<br>LEI: 549300SNEBP48642N493 | Long             | EC               | CORP              | US        |      7877 | NS      | $323587.16    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CALIFORNIA BANCORP                      | CALIFORNIA BANCORP                                                  | CUSIP: 84252A106<br>LEI: 549300Z6CP542EI9L684 | Long             | EC               | CORP              | US        |     24720 | NS      | $462016.80    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| SOUTHERN MISSOURI BANCORP INC           | SOUTHERN MISSOURI BANCORP                                           | CUSIP: 843380106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5886 | NS      | $401660.64    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Southside Bancshares Inc.               | Southside Bancshares Inc. COM USD1.25                               | CUSIP: 84470P109<br>LEI: 549300TC83207VQA2K65 | Long             | EC               | CORP              | US        |     13614 | NS      | $449670.42    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Southstate Bank Corp.                   | SOUTHSTATE BANK CORP                                                | CUSIP: 84472E102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     50266 | NS      | $4909480.22   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Stellar Bancorp Inc                     | Stellar Bancorp Inc COM                                             | CUSIP: 858927106<br>LEI: 54930070P8Z0WHFBB536 | Long             | EC               | CORP              | US        |     27844 | NS      | $1045820.64   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Stock Yards Bancorp Inc.                | STOCK YARDS BANCORP INC                                             | CUSIP: 861025104<br>LEI: 549300YERP9H5TDIQW16 | Long             | EC               | CORP              | US        |     15384 | NS      | $1112724.72   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| TFS Financial Corp                      | TFS FINANCIAL CORP                                                  | CUSIP: 87240R107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     78656 | NS      | $1182986.24   | 0.24%             |  |  |  | No            |                  1 | On Loan: —       |
| Texas Capital Bancshares, Inc.          | Texas Capital Bancshares, Inc. COM USD0.01                          | CUSIP: 88224Q107<br>LEI: 549300466Q2SXRX0YM48 | Long             | EC               | CORP              | US        |     50721 | NS      | $5107604.70   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Third Coast Bancshares Inc.             | THIRD COAST BANCSHARES INC                                          | CUSIP: 88422P109<br>LEI: 254900LW0YOTBYSQCK19 | Long             | EC               | CORP              | US        |      7586 | NS      | $283261.24    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Tompkins Financial Corp.                | Tompkins Financial Corp. COM USD0.10                                | CUSIP: 890110109<br>LEI: 254900QDQ6V0QJ0Z2348 | Long             | EC               | CORP              | US        |      6490 | NS      | $546912.30    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| TOWNEBANK                               | TowneBank (Portsmouth Virginia) COM STK NPV                         | CUSIP: 89214P109<br>LEI: 54930039UO39UJGI7078 | Long             | EC               | CORP              | US        |     45865 | NS      | $1630959.40   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| TriCo Bancshares                        | TriCo Bancshares COM NPV                                            | CUSIP: 896095106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     15762 | NS      | $792355.74    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| TRIUMPH FINANCIAL INC                   | Triumph Financial Inc COM USD0.01                                   | CUSIP: 89679E300<br>LEI: 5493003RNRMEVYDZ1Q52 | Long             | EC               | CORP              | US        |     29933 | NS      | $2025865.44   | 0.41%             |  |  |  | No            |                  1 | On Loan: —       |
| Truist Financial Corp.                  | Truist Financial Corporation COM                                    | CUSIP: 89832Q109<br>LEI: 549300DRQQI75D2JP341 | Long             | EC               | CORP              | US        |    101026 | NS      | $5202839.00   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Trustco Bank Corp NY                    | TRUSTCO BANK CORP NY                                                | CUSIP: 898349204<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12034 | NS      | $572818.40    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Trustmark Corp                          | Trustmark Corp COM NPV                                              | CUSIP: 898402102<br>LEI: 5493000HPQ4D2RZ79739 | Long             | EC               | CORP              | US        |     34033 | NS      | $1510044.21   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| UMB Financial Corp.                     | UMB Financial Corp. COM USD1                                        | CUSIP: 902788108<br>LEI: 549300MGEH3N3CUCV828 | Long             | EC               | CORP              | US        |     41272 | NS      | $5207288.24   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITED COMMUNITY BANKS INC              | United Community Banks Inc COM CAP USD1                             | CUSIP: 90984P303<br>LEI: 549300GVW0FV66X3U703 | Long             | EC               | CORP              | US        |     98340 | NS      | $3277672.20   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| United Bankshares Inc                   | United Bankshares Inc COM USD2.50                                   | CUSIP: 909907107<br>LEI: 5299005O3BAMJ9Z92V62 | Long             | EC               | CORP              | US        |     90084 | NS      | $3946580.04   | 0.80%             |  |  |  | No            |                  1 | On Loan: —       |
| UNIVEST FINANCIAL CORP                  | Univest Financial Corp. COM USD5                                    | CUSIP: 915271100<br>LEI: 4WII2HCR8UEWNU03U507 | Long             | EC               | CORP              | US        |     17319 | NS      | $657948.81    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Valley National Bancorp.                | Valley National Bancorp COM NPV                                     | CUSIP: 919794107<br>LEI: 549300ET52S1UBIB9762 | Long             | EC               | CORP              | US        |    386571 | NS      | $5245768.47   | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| WSFS Financial Corporation              | WSFS FINANCIAL CORP                                                 | CUSIP: 929328102<br>LEI: 549300SU7VQHD6QRG886 | Long             | EC               | CORP              | US        |     43351 | NS      | $3119971.47   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| WAFD INC                                | Washington Federal Inc COM USD1                                     | CUSIP: 938824109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     67709 | NS      | $2396898.60   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| WASHINGTON TRUST BANCORP INC            | Washington Trust Bancorp Inc. COM USD0.0625                         | CUSIP: 940610108<br>LEI: J66MZFCNJPP3PERHZW54 | Long             | EC               | CORP              | US        |     12147 | NS      | $381780.21    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Webster Financial Corp.                 | Webster Financial Corp. COM USD0.01                                 | CUSIP: 947890109<br>LEI: KMRURHT0VWKYS6Z5KU67 | Long             | EC               | CORP              | US        |     67060 | NS      | $4852461.60   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Wesbanco Inc                            | Wesbanco Inc COM USD2.0833                                          | CUSIP: 950810101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     61957 | NS      | $2130081.66   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| WESTAMERICA BANCORP                     | Westamerica Bancorp COM NPV                                         | CUSIP: 957090103<br>LEI: 984500CF4F8115C11D96 | Long             | EC               | CORP              | US        |     15290 | NS      | $838197.80    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Alliance Bancorp                | Western Alliance Bancorporation COM USD0.0001                       | CUSIP: 957638109<br>LEI: 5493003VJXZ5JXT9S762 | Long             | EC               | CORP              | US        |     66261 | NS      | $5402921.94   | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Wintrust Financial Corporation          | Wintrust Financial Corporation COM NPV                              | CUSIP: 97650W108<br>LEI: Q774KI4AW80FHFW33O61 | Long             | EC               | CORP              | US        |     34247 | NS      | $5156570.79   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| ZIONS BANCORP NA                        | Zions Bancorporation Natl Assn Global Bank COM USD0.001             | CUSIP: 989701107<br>LEI: 8WH0EE09O9V05QJZ3V89 | Long             | EC               | CORP              | US        |     84078 | NS      | $5332226.76   | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| DREYFUS GOVERNMENT CASH MANAGE          | DREYFUS GOV'T CASH MGMT -INSTITUTIONAL CUSIP 262006208 DGCXX (#289) | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | RF                | US        |  54473328 | PA      | $54473327.79  | 10.98%            |  |  |  | No            |                  1 | On Loan: No      |
| GOLDMAN FINANCIAL                       | GOLDMAN FINL SQ TRSRY INST 506                                      | CUSIP: N/A<br>LEI: 549300DAH6N80PM31E83       | Long             | STIV             | RF                | US        |  23779421 | PA      | $23779420.55  | 4.79%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                     | S&P REGIONAL BANKS SELECT INDUSRTY INDEX SWAP                       | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $23136541.67  | 4.66%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                     | S&P REGIONAL BANKS SELECT INDUSRTY INDEX SWAP                       | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $5135034.97   | 1.04%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                     | S&P REGIONAL BANKS SELECT INDUSRTY INDEX SWAP                       | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $3784483.97   | 0.76%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                     | S&P REGIONAL BANKS SELECT INDUSRTY INDEX SWAP                       | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $1624870.74   | 0.33%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                     | S&P REGIONAL BANKS SELECT INDUSRTY INDEX SWAP                       | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $2451224.54   | 0.49%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                     | S&P REGIONAL BANKS SELECT INDUSRTY INDEX SWAP                       | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $4348877.09   | 0.88%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                     | S&P REGIONAL BANKS SELECT INDUSRTY INDEX SWAP                       | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $5681230.65   | 1.15%             |  |  |  | No            |                  2 | On Loan: No      |
| DREYFUS                                 | DREYFUS TRSRY SECURITIES CASH MGMT                                  | CUSIP: S99991620<br>LEI: N/A                  | Long             | STIV             | RF                | US        |  27049884 | PA      | $27049884.19  | 5.45%             |  |  |  | No            |                  1 | On Loan: No      |
| GOLDMAN SACHS LIQ ES FD A               | GOLDMAN SACHS FIN GOV 465 INSTITUT                                  | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | RF                | US        |  40055095 | PA      | $40055094.98  | 8.07%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-06-26

**Name of Applicant:** Direxion Shares ETF Trust

**Signature:** Patrick Rudnick

**Name of Signer:** Patrick Rudnick

**Title:** Principal Executive Officer