# EDGAR Filing Document

**Accession Number:** 0001269786
**File Stem:** 0001420506-23-000373
**Filing Date:** 2023-2
**Character Count:** 11880
**Document Hash:** dc3cd68474a26a1a410b237077d51c90
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001420506-23-000373.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0001420506-23-000373

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230213

**EFFECTIVENESS DATE**: 20230213

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Overbrook Management Corp
- **CENTRAL INDEX KEY:** 0001269786
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-10593
- **FILM NUMBER:** 23615195

**BUSINESS ADDRESS:**
- **STREET 1:** 280 PARK AVENUE SUITE 2402 WEST
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
- **BUSINESS PHONE:** 6463159714

**MAIL ADDRESS:**
- **STREET 1:** 280 PARK AVENUE SUITE 2402 WEST
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** OVERBROOK MANAGEMENT CORP
- **DATE OF NAME CHANGE:** 20031110

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** OVERBROOK MANAGEMENT CORP<br>**Address:** 280 Park Avenue Suite 2402 West<br>New York, NY 10017

**Form 13F File Number:** 028-10593

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Lloyd Moskowitz<br>**Title:** Chief Compliance Officer<br>**Phone:** 6463159714

**Signature, Place, and Date of Signing:**

Lloyd Moskowitz Chief Compliance Officer  New York, NY  02-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[ ] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[x] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 80

**Form 13F Information Table Value Total:** $344045868

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

|   No. | Name                        | Form 13F File Number   | CRD Number   | SEC File Number   |
|---:|:---|:---|:---|:---|
|     1 | Aureus Asset Management LLC | 28-12908               |  |  |
|     2 | DSM Capital Prts LLC        | 28-10309               |  |  |
|     3 | Greenhaven Associates       | 25-2408                |  |  |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABS | COM | 002824100 |  | 885127 | 8062 | SH |  | SOLE |  | 8062 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 25899754 | 291894 | SH |  | SOLE |  | 291894 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 1944766 | 22042 | SH |  | SOLE |  | 22042 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 9571884 | 113951 | SH |  | SOLE |  | 113951 | 0 | 0 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 3520587 | 23828 | SH |  | SOLE |  | 23828 | 0 | 0 |
| AON PLC | SHS CL A | G0403H108 |  | 4773727 | 15905 | SH |  | SOLE |  | 15905 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 15608481 | 120130 | SH |  | SOLE |  | 120130 | 0 | 0 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 1612783 | 6752 | SH |  | SOLE |  | 6752 | 0 | 0 |
| BANK AMERICA CORP | COM | 060505104 |  | 12307392 | 371600 | SH |  | SOLE |  | 371600 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 23487212 | 76035 | SH |  | SOLE |  | 76035 | 0 | 0 |
| BLACKSTONE INC | COM | 09260D107 |  | 449962 | 6065 | SH |  | SOLE |  | 6065 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 412993 | 5740 | SH |  | SOLE |  | 5740 | 0 | 0 |
| CELLDEX THERAPEUTICS INC NEW | COM NEW | 15117B202 |  | 359909 | 8075 | SH |  | SOLE |  | 8075 | 0 | 0 |
| CHAMPIONS ONCOLOGY INC | COM NEW | 15870P307 |  | 243035 | 53888 | SH |  | SOLE |  | 53888 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 763550 | 4254 | SH |  | SOLE |  | 4254 | 0 | 0 |
| COCA COLA CO | COM | 191216100 |  | 510788 | 8030 | SH |  | SOLE |  | 8030 | 0 | 0 |
| CONSTELLIUM SE | CL A SHS | F21107101 |  | 4821731 | 407585 | SH |  | SOLE |  | 407585 | 0 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 663751 | 1454 | SH |  | SOLE |  | 1454 | 0 | 0 |
| DARLING INGREDIENTS INC | COM | 237266101 |  | 10077366 | 161006 | SH |  | SOLE |  | 161006 | 0 | 0 |
| DUOS TECHNOLOGIES GROUP INC | COM | 266042407 |  | 116284 | 58142 | SH |  | SOLE |  | 58142 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 2322587 | 21057 | SH |  | SOLE |  | 21057 | 0 | 0 |
| FUTUREFUEL CORP | COM | 36116M106 |  | 782716 | 96275 | SH |  | SOLE |  | 96275 | 0 | 0 |
| GENERAL AMERN INVS CO INC | COM | 368802104 |  | 3177115 | 87887 | SH |  | SOLE |  | 87887 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 14759503 | 42983 | SH |  | SOLE |  | 42983 | 0 | 0 |
| GOLUB CAP BDC INC | COM | 38173M102 |  | 198758 | 15103 | SH |  | SOLE |  | 15103 | 0 | 0 |
| HALLIBURTON CO | COM | 406216101 |  | 627200 | 15939 | SH |  | SOLE |  | 15939 | 0 | 0 |
| HESS CORP | COM | 42809H107 |  | 574371 | 4050 | SH |  | SOLE |  | 4050 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 2161430 | 6843 | SH |  | SOLE |  | 6843 | 0 | 0 |
| IMMUCELL CORP | COM PAR | 452525306 |  | 216745 | 35532 | SH |  | SOLE |  | 35532 | 0 | 0 |
| INNOVATIVE SOLUTIONS  SUPPO | COM | 45769N105 |  | 119807 | 14575 | SH |  | SOLE |  | 14575 | 0 | 0 |
| INOZYME PHARMA INC | COM | 45790W108 |  | 230292 | 219326 | SH |  | SOLE |  | 219326 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 |  | 398959 | 19433 | SH |  | SOLE |  | 19433 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 484630 | 1820 | SH |  | SOLE |  | 1820 | 0 | 0 |
| ISHARES TR | U.S. BAS MTL ETF | 464287838 |  | 1594436 | 12779 | SH |  | SOLE |  | 12779 | 0 | 0 |
| ISHARES TR | ISHS 1-5YR INVS | 464288646 |  | 348740 | 7000 | SH |  | SOLE |  | 7000 | 0 | 0 |
| ISHARES TR | S SML 600 GWT | 464287887 |  | 216140 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| IVERIC BIO INC | COM | 46583P102 |  | 321150 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 8936017 | 50586 | SH |  | SOLE |  | 50586 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 12562890 | 93683 | SH |  | SOLE |  | 93683 | 0 | 0 |
| LIQTECH INTL INC | COM | 53632A201 |  | 31840 | 83790 | SH |  | SOLE |  | 83790 | 0 | 0 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 3415404 | 9822 | SH |  | SOLE |  | 9822 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 |  | 316236 | 1200 | SH |  | SOLE |  | 1200 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 29778449 | 124170 | SH |  | SOLE |  | 124170 | 0 | 0 |
| MOHAWK INDS INC | COM | 608190104 |  | 12242583 | 119767 | SH |  | SOLE |  | 119767 | 0 | 0 |
| MOLINA HEALTHCARE INC | COM | 60855R100 |  | 7496654 | 22702 | SH |  | SOLE |  | 22702 | 0 | 0 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 1022478 | 15341 | SH |  | SOLE |  | 15341 | 0 | 0 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 320015 | 3764 | SH |  | SOLE |  | 3764 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 272113 | 1862 | SH |  | SOLE |  | 1862 | 0 | 0 |
| OREILLY AUTOMOTIVE INC | COM | 67103H107 |  | 2058589 | 2439 | SH |  | SOLE |  | 2439 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 9928780 | 139410 | SH |  | SOLE |  | 139410 | 0 | 0 |
| PEPSICO INC | COM | 713448108 |  | 375953 | 2081 | SH |  | SOLE |  | 2081 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 621439 | 12128 | SH |  | SOLE |  | 12128 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 266139 | 1756 | SH |  | SOLE |  | 1756 | 0 | 0 |
| ROYALTY PHARMA PLC | SHS CLASS A | G7709Q104 |  | 24081591 | 609352 | SH |  | SOLE |  | 609352 | 0 | 0 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 7815533 | 93869 | SH |  | SOLE |  | 93869 | 0 | 0 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 759939 | 8688 | SH |  | SOLE |  | 8688 | 0 | 0 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 441886 | 3551 | SH |  | SOLE |  | 3551 | 0 | 0 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 245556 | 7180 | SH |  | SOLE |  | 7180 | 0 | 0 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 257005 | 1515 | SH |  | SOLE |  | 1515 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 5711592 | 14935 | SH |  | SOLE |  | 14935 | 0 | 0 |
| SPDR S MIDCAP 400 ETF TR | UTSER1 S | 78467Y107 |  | 380799 | 860 | SH |  | SOLE |  | 860 | 0 | 0 |
| SPDR SER TR | S OILGAS EXP | 78468R556 |  | 4346258 | 31986 | SH |  | SOLE |  | 31986 | 0 | 0 |
| SPDR SER TR | BBG CONV SEC ETF | 78464A359 |  | 1855180 | 28834 | SH |  | SOLE |  | 28834 | 0 | 0 |
| STREAMLINE HEALTH SOLUTIONS | COM | 86323X106 |  | 45446 | 28763 | SH |  | SOLE |  | 28763 | 0 | 0 |
| SYNTAX ETF TR | STRATIFD LRG CAP | 87166N106 |  | 3981873 | 62525 | SH |  | SOLE |  | 62525 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 436057 | 3540 | SH |  | SOLE |  | 3540 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 316647 | 575 | SH |  | SOLE |  | 575 | 0 | 0 |
| T-MOBILE US INC | COM | 872590104 |  | 15294160 | 109244 | SH |  | SOLE |  | 109244 | 0 | 0 |
| UNION PAC CORP | COM | 907818108 |  | 514362 | 2484 | SH |  | SOLE |  | 2484 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 24548394 | 46302 | SH |  | SOLE |  | 46302 | 0 | 0 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 |  | 290670 | 10142 | SH |  | SOLE |  | 10142 | 0 | 0 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 337631 | 4485 | SH |  | SOLE |  | 4485 | 0 | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 1255545 | 6567 | SH |  | SOLE |  | 6567 | 0 | 0 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 718414 | 5118 | SH |  | SOLE |  | 5118 | 0 | 0 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 335881 | 956 | SH |  | SOLE |  | 956 | 0 | 0 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 253814 | 1191 | SH |  | SOLE |  | 1191 | 0 | 0 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 248883 | 2300 | SH |  | SOLE |  | 2300 | 0 | 0 |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 |  | 210843 | 850 | SH |  | SOLE |  | 850 | 0 | 0 |
| VERISIGN INC | COM | 92343E102 |  | 10276725 | 50023 | SH |  | SOLE |  | 50023 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 2873944 | 13833 | SH |  | SOLE |  | 13833 | 0 | 0 |

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