# EDGAR Filing Document

**Accession Number:** 0001316187
**File Stem:** 0001062993-26-002102
**Filing Date:** 2026-4
**Character Count:** 17466
**Document Hash:** 21385099ea8c6892017edf7b52dd20bd
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001062993-26-002102.hdr.sgml**: 20260422

**ACCESSION NUMBER**: 0001062993-26-002102

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260422

**DATE AS OF CHANGE**: 20260422

**EFFECTIVENESS DATE**: 20260422

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ABSOLUTE INVESTMENT ADVISERS, LLC
- **CENTRAL INDEX KEY:** 0001316187

**ORGANIZATION NAME:**
- **EIN:** 201269668
- **STATE OF INCORPORATION:** FL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-21391
- **FILM NUMBER:** 26884145

**BUSINESS ADDRESS:**
- **STREET 1:** 82 SOUTH BARRETT SQUARE
- **STREET 2:** SUITE 2G
- **CITY:** ROSEMARY BEACH
- **STATE:** FL
- **ZIP:** 32461
- **BUSINESS PHONE:** 781-740-1904

**MAIL ADDRESS:**
- **STREET 1:** PO BOX 611132
- **CITY:** ROSEMARY BEACH
- **STATE:** FL
- **ZIP:** 32461

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ABSOLUTE INVESTMENT ADVISERS LLC
- **DATE OF NAME CHANGE:** 20050201

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** ABSOLUTE INVESTMENT ADVISERS LLC<br>**Address:** PO BOX 611132<br>ROSEMARY BEACH, FL 32461

**Form 13F File Number:** 028-21391

**CRD Number (if applicable):** 000132439

**SEC File Number (if applicable):** 801-63488

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Eric C Hage<br>**Title:** Portfolio Manager<br>**Phone:** 203.423.8029

**Signature, Place, and Date of Signing:**

ERIC C. HAGE  Wilton, CT  04-22-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[ ] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[x] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 122

**Form 13F Information Table Value Total:** $852099358

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

|   No. | Name      | Form 13F File Number   |   CRD Number | SEC File Number   |
|---:|:---|:---|---:|:---|
|     1 | Quarry LP | 028-22988              |    000323449 | 801-128474        |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AMC NETWORKS INC | NOTE 4.250% 2/1 | 00164VAJ2 |  | 4875750 | 5500000 | SH |  | SOLE |  | 5500000 | 0 | 0 |
| ANI PHARMACEUTICALS INC | NOTE 2.250% 9/0 | 00182CAC7 |  | 14209310 | 11473000 | SH |  | SOLE |  | 11473000 | 0 | 0 |
| ACCURAY INC DEL | NOTE 3.750% 6/0 | 004397AK1 |  | 4462571 | 4700000 | SH |  | SOLE |  | 4700000 | 0 | 0 |
| AKAMAI TECHNOLOGIES INC | NOTE 1.125% 2/1 | 00971TAN1 |  | 15762780 | 13827000 | SH |  | SOLE |  | 13827000 | 0 | 0 |
| ALARM COM HLDGS INC | NOTE 2.250% 6/0 | 011642AD7 |  | 9227541 | 10000000 | SH |  | SOLE |  | 10000000 | 0 | 0 |
| ALKAMI TECHNOLOGY INC | NOTE 1.500% 3/1 | 01644JAB4 |  | 8599300 | 9590000 | SH |  | SOLE |  | 9590000 | 0 | 0 |
| ALPHATEC HLDGS INC | NOTE 0.750% 8/0 | 02081GAB8 |  | 2482852 | 2512000 | SH |  | SOLE |  | 2512000 | 0 | 0 |
| ALPHATEC HLDGS INC | NOTE 0.750% 3/1 | 02081GAD4 |  | 12043750 | 11750000 | SH |  | SOLE |  | 11750000 | 0 | 0 |
| APPLIED OPTOELECTRONICS INC | NOTE 2.750% 1/1 | 03823UAE2 |  | 15527080 | 7000000 | SH |  | SOLE |  | 7000000 | 0 | 0 |
| ASTRONICS CORP | NOTE 5.500% 3/1 | 046433AD0 |  | 3076250 | 1000000 | SH |  | SOLE |  | 1000000 | 0 | 0 |
| BANDWIDTH INC | NOTE 0.500% 4/0 | 05988JAD5 |  | 8146020 | 9100000 | SH |  | SOLE |  | 9100000 | 0 | 0 |
| BENTLEY SYS INC | NOTE 0.375% 7/0 | 08265TAD1 |  | 11900564 | 12500000 | SH |  | SOLE |  | 12500000 | 0 | 0 |
| BLACKLINE INC | NOTE 1.000% 6/0 | 09239BAF6 |  | 11255657 | 12000000 | SH |  | SOLE |  | 12000000 | 0 | 0 |
| BOX INC | NOTE 1.500% 9/1 | 10316TAD6 |  | 9629148 | 10500000 | SH |  | SOLE |  | 10500000 | 0 | 0 |
| CSG SYS INTL INC | NOTE 3.875% 9/1 | 126349AH2 |  | 6078715 | 5000000 | SH |  | SOLE |  | 5000000 | 0 | 0 |
| CENTURY ALUM CO | NOTE 2.750% 5/0 | 156431AQ1 |  | 17698625 | 5650000 | SH |  | SOLE |  | 5650000 | 0 | 0 |
| CIPHER DIGITAL INC | NOTE 1.750% 5/1 | 17253JAA4 |  | 9258000 | 3000000 | SH |  | SOLE |  | 3000000 | 0 | 0 |
| COINBASE GLOBAL INC | NOTE 0.250% 4/0 | 19260QAF4 |  | 2633020 | 2837000 | SH |  | SOLE |  | 2837000 | 0 | 0 |
| ENOVIS CORPORATION | NOTE 3.875%10/1 | 194014AB2 |  | 4822636 | 5000000 | SH |  | SOLE |  | 5000000 | 0 | 0 |
| CONMED CORP | NOTE 2.250% 6/1 | 207410AH4 |  | 7766220 | 8000000 | SH |  | SOLE |  | 8000000 | 0 | 0 |
| DATADOG INC | NOTE 12/0 | 23804LAD5 |  | 8141155 | 8416000 | SH |  | SOLE |  | 8416000 | 0 | 0 |
| ENCORE CAP GROUP INC | NOTE 4.000% 3/1 | 292554AP7 |  | 14182875 | 11250000 | SH |  | SOLE |  | 11250000 | 0 | 0 |
| EVOLENT HEALTH INC | DEBT 4.500% 8/1 | 30050BAJ0 |  | 3768760 | 7500000 | SH |  | SOLE |  | 7500000 | 0 | 0 |
| FLUOR CORP | NOTE 1.125% 8/1 | 343412AJ1 |  | 17077524 | 13889000 | SH |  | SOLE |  | 13889000 | 0 | 0 |
| FLUENCE ENERGY INC | NOTE 2.250% 6/1 | 34379VAB9 |  | 12108000 | 12000000 | SH |  | SOLE |  | 12000000 | 0 | 0 |
| FRESHPET INC | NOTE 3.000% 4/0 | 358039AB1 |  | 12677500 | 11000000 | SH |  | SOLE |  | 11000000 | 0 | 0 |
| T1 ENERGY INC | NOTE 5.250%12/0 | 35834FAB0 |  | 7350000 | 7000000 | SH |  | SOLE |  | 7000000 | 0 | 0 |
| GLOBAL PMTS INC | NOTE 1.500% 3/0 | 37940XAU6 |  | 4800904 | 5468000 | SH |  | SOLE |  | 5468000 | 0 | 0 |
| GRANITE CONSTR INC | NOTE 3.250% 6/1 | 387328AF4 |  | 24677599 | 15000000 | SH |  | SOLE |  | 15000000 | 0 | 0 |
| GREEN PLAINS INC | NOTE 2.250% 3/1 | 393222AK0 |  | 2663366 | 2668000 | SH |  | SOLE |  | 2668000 | 0 | 0 |
| GREENBRIER COS INC | NOTE 2.875% 4/1 | 393657AM3 |  | 15919474 | 13795000 | SH |  | SOLE |  | 13795000 | 0 | 0 |
| GUIDEWIRE SOFTWARE INC | NOTE 1.250%11/0 | 40171VAC4 |  | 9950000 | 10000000 | SH |  | SOLE |  | 10000000 | 0 | 0 |
| HALOZYME THERAPEUTICS INC | NOTE 1.000% 8/1 | 40637HAF6 |  | 17955000 | 14000000 | SH |  | SOLE |  | 14000000 | 0 | 0 |
| INOTIV INC | NOTE 3.250%10/1 | 45783QAB6 |  | 438807 | 2000000 | SH |  | SOLE |  | 2000000 | 0 | 0 |
| ITRON INC | NOTE 1.375% 7/1 | 465741AQ9 |  | 10044428 | 10000000 | SH |  | SOLE |  | 10000000 | 0 | 0 |
| JAZZ INVESTMENTS I LTD | NOTE 3.125% 9/1 | 472145AH4 |  | 11815522 | 8350000 | SH |  | SOLE |  | 8350000 | 0 | 0 |
| JOBY AVIATION INC | NOTE 0.750% 2/1 | 47775AAA9 |  | 5280265 | 6140000 | SH |  | SOLE |  | 6140000 | 0 | 0 |
| LCI INDS | NOTE 1.125% 5/1 | 501812AB7 |  | 8155372 | 8217000 | SH |  | SOLE |  | 8217000 | 0 | 0 |
| LCI INDS | NOTE 3.000% 3/0 | 501812AD3 |  | 7854142 | 6525000 | SH |  | SOLE |  | 6525000 | 0 | 0 |
| LANTHEUS HLDGS INC | NOTE 2.625%12/1 | 516544AB9 |  | 12706220 | 10600000 | SH |  | SOLE |  | 10600000 | 0 | 0 |
| LEMAITRE VASCULAR INC | NOTE 2.500% 2/0 | 525558AB8 |  | 14612766 | 13000000 | SH |  | SOLE |  | 13000000 | 0 | 0 |
| LIVANOVA PLC | NOTE 2.500% 3/1 | 53802LAB8 |  | 9320000 | 8000000 | SH |  | SOLE |  | 8000000 | 0 | 0 |
| MKS INC. | NOTE 1.250% 6/0 | 55306NAB0 |  | 20242200 | 12268000 | SH |  | SOLE |  | 12268000 | 0 | 0 |
| MCEWEN INC. | NOTE 5.250% 8/1 | 58039PAB3 |  | 8439065 | 4000000 | SH |  | SOLE |  | 4000000 | 0 | 0 |
| NORTHERN OIL  GAS INC | NOTE 3.625% 4/1 | 665531AJ8 |  | 11018458 | 10000000 | SH |  | SOLE |  | 10000000 | 0 | 0 |
| NUTANIX INC | NOTE 0.500%12/1 | 67059NAK4 |  | 11753477 | 13000000 | SH |  | SOLE |  | 13000000 | 0 | 0 |
| OSI SYSTEMS INC | NOTE 2.250% 8/0 | 671044AF2 |  | 18447945 | 12028000 | SH |  | SOLE |  | 12028000 | 0 | 0 |
| ON SEMICONDUCTOR CORP | NOTE 0.500% 3/0 | 682189AU9 |  | 12845384 | 13168000 | SH |  | SOLE |  | 13168000 | 0 | 0 |
| ORACLE CORP | 6.5 DEP CUM SR D | 68389X204 |  | 2731075 | 60000000 | SH |  | SOLE |  | 60000000 | 0 | 0 |
| ORMAT TECHNOLOGIES INC | NOTE 2.500% 7/1 | 686688AB8 |  | 3928101 | 3000000 | SH |  | SOLE |  | 3000000 | 0 | 0 |
| PACIRA BIOSCIENCES INC | NOTE 2.125% 5/1 | 695127AJ9 |  | 8696311 | 9000000 | SH |  | SOLE |  | 9000000 | 0 | 0 |
| PAGERDUTY INC | NOTE 1.500%10/1 | 69553PAD2 |  | 8149277 | 9000000 | SH |  | SOLE |  | 9000000 | 0 | 0 |
| PARSONS CORP DEL | NOTE 2.625% 3/0 | 70202LAD4 |  | 15584731 | 15833000 | SH |  | SOLE |  | 15833000 | 0 | 0 |
| PATRICK INDS INC | NOTE 1.750%12/0 | 703343AG8 |  | 18941770 | 10949000 | SH |  | SOLE |  | 10949000 | 0 | 0 |
| POST HLDGS INC | NOTE 2.500% 8/1 | 737446AT1 |  | 8124674 | 7500000 | SH |  | SOLE |  | 7500000 | 0 | 0 |
| PROGRESS SOFTWARE CORP | NOTE 3.500% 3/0 | 743312AD2 |  | 10324028 | 11617000 | SH |  | SOLE |  | 11617000 | 0 | 0 |
| RAPID7 INC | NOTE 0.250% 3/1 | 753422AF1 |  | 7676715 | 8123000 | SH |  | SOLE |  | 8123000 | 0 | 0 |
| RAPID7 INC | NOTE 1.250% 3/1 | 753422AH7 |  | 1675000 | 2000000 | SH |  | SOLE |  | 2000000 | 0 | 0 |
| REDFIN CORP | NOTE 0.500% 4/0 | 75737FAE8 |  | 2793375 | 2925000 | SH |  | SOLE |  | 2925000 | 0 | 0 |
| REPLIGEN CORP | NOTE 1.000%12/1 | 759916AD1 |  | 5837468 | 6000000 | SH |  | SOLE |  | 6000000 | 0 | 0 |
| SEMTECH CORP | NOTE 1.625%11/0 | 816850AF8 |  | 11577500 | 5500000 | SH |  | SOLE |  | 5500000 | 0 | 0 |
| SPECTRUM BRANDS INC | NOTE 3.375% 6/0 | 84762LAZ8 |  | 11282626 | 11411000 | SH |  | SOLE |  | 11411000 | 0 | 0 |
| SYNAPTICS INC | NOTE 0.750%12/0 | 87157DAJ8 |  | 2066800 | 2000000 | SH |  | SOLE |  | 2000000 | 0 | 0 |
| TETRA TECH INC NEW | DBCV 2.250% 8/1 | 88162GAB9 |  | 18407519 | 17526000 | SH |  | SOLE |  | 17526000 | 0 | 0 |
| UNITY SOFTWARE INC | NOTE 3/1 | 91332UAH4 |  | 978440 | 1000000 | SH |  | SOLE |  | 1000000 | 0 | 0 |
| UPWORK INC | NOTE 0.250% 8/1 | 91688FAB0 |  | 8484292 | 8640000 | SH |  | SOLE |  | 8640000 | 0 | 0 |
| VARONIS SYS INC | NOTE 1.000% 9/1 | 922280AD4 |  | 9582145 | 11000000 | SH |  | SOLE |  | 11000000 | 0 | 0 |
| VEECO INSTRS INC DEL | NOTE 2.875% 6/0 | 922417AJ9 |  | 10378125 | 7500000 | SH |  | SOLE |  | 7500000 | 0 | 0 |
| VISHAY INTERTECHNOLOGY INC | NOTE 2.250% 9/1 | 928298AR9 |  | 10595276 | 11031000 | SH |  | SOLE |  | 11031000 | 0 | 0 |
| WAYFAIR INC | NOTE 3.250% 9/1 | 94419LAP6 |  | 6308060 | 4664000 | SH |  | SOLE |  | 4664000 | 0 | 0 |
| WINNEBAGO INDS INC | NOTE 3.250% 1/1 | 974637AF7 |  | 8154228 | 9000000 | SH |  | SOLE |  | 9000000 | 0 | 0 |
| WISDOMTREE INC | NOTE 3.250% 8/1 | 97717PAH7 |  | 12478651 | 9308000 | SH |  | SOLE |  | 9308000 | 0 | 0 |
| WORKIVA INC | NOTE 1.125% 8/1 | 98139AAB1 |  | 5961757 | 6000000 | SH |  | SOLE |  | 6000000 | 0 | 0 |
| WORKIVA INC | NOTE 1.250% 8/1 | 98139AAD7 |  | 6554096 | 7000000 | SH |  | SOLE |  | 7000000 | 0 | 0 |
| XOMETRY INC | NOTE 1.000% 2/0 | 98423FAB5 |  | 1063700 | 1000000 | SH |  | SOLE |  | 1000000 | 0 | 0 |
| ADVENT CONV  INCOME FD | COM | 00764C109 |  | 763244 | 68391 | SH |  | SOLE |  | 68391 | 0 | 0 |
| ALLIANCEBERNSTEIN GLOBAL HIG | COM | 01879R106 |  | 1459842 | 143544 | SH |  | SOLE |  | 143544 | 0 | 0 |
| BLACKROCK CORE BD TR | SHS BEN INT | 09249E101 |  | 2903271 | 316951 | SH |  | SOLE |  | 316951 | 0 | 0 |
| BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 |  | 10154681 | 1191864 | SH |  | SOLE |  | 1191864 | 0 | 0 |
| BLACKROCK ENERGY  RES TR | COM | 09250U101 |  | 3954989 | 228480 | SH |  | SOLE |  | 228480 | 0 | 0 |
| BLACKROCK FLOATING RATE INCO | COM | 09255X100 |  | 1203715 | 109230 | SH |  | SOLE |  | 109230 | 0 | 0 |
| BLACKROCK FLOATING RATE INC | COM | 091941104 |  | 2823424 | 262400 | SH |  | SOLE |  | 262400 | 0 | 0 |
| BLACKROCK MUNIASSETS FD INC | COM | 09254J102 |  | 1348674 | 127113 | SH |  | SOLE |  | 127113 | 0 | 0 |
| BLACKROCK SCIENCE  TECHNOLO | SHS BEN INT | 09260K101 |  | 3041239 | 137302 | SH |  | SOLE |  | 137302 | 0 | 0 |
| BLACKROCK TECH AND PRIVATE E | SHS BEN INT | 09260Q108 |  | 10226027 | 1549398 | SH |  | SOLE |  | 1549398 | 0 | 0 |
| BLACKSTONE LONG SHORT CR INC | COM SHS BN INT | 09257D102 |  | 420184 | 38549 | SH |  | SOLE |  | 38549 | 0 | 0 |
| COHEN  STEERS INFRASTRUCTUR | COM | 19248A109 |  | 3685079 | 142391 | SH |  | SOLE |  | 142391 | 0 | 0 |
| DESTRA MULTI-ALTERNATIVE FD | COMMON SHARES | 25065A502 |  | 2219675 | 273696 | SH |  | SOLE |  | 273696 | 0 | 0 |
| DOUBLELINE OPPORTUNISTIC CR | COM | 258623107 |  | 2820457 | 193182 | SH |  | SOLE |  | 193182 | 0 | 0 |
| FS CREDIT OPPORTUNITIES CORP | COMMON STOCK | 30290Y101 |  | 2849299 | 558686 | SH |  | SOLE |  | 558686 | 0 | 0 |
| FS SPECIALTY LENDING FD | COM SH BEN INT | 644323107 |  | 833842 | 66654 | SH |  | SOLE |  | 66654 | 0 | 0 |
| FRANKLIN LTD DURATION INCOME | COM | 35472T101 |  | 1248599 | 214168 | SH |  | SOLE |  | 214168 | 0 | 0 |
| GABELLI EQUITY TR INC | RIGHT 04/14/2026 | 362397226 |  | 15616 | 2230846 | SH |  | SOLE |  | 2230846 | 0 | 0 |
| GABELLI HEALTHCARE  WELLNES | SHS | 36246K103 |  | 187453 | 20713 | SH |  | SOLE |  | 20713 | 0 | 0 |
| GUGGENHEIM STRATEGIC OPPORTU | COM SBI | 40167F101 |  | 254562 | 23100 | SH |  | SOLE |  | 23100 | 0 | 0 |
| HIGH INCOME SECS FD | SHS BEN INT | 42968F108 |  | 599599 | 108623 | SH |  | SOLE |  | 108623 | 0 | 0 |
| INVESCO SR INCOME TR | COM | 46131H107 |  | 4750099 | 1475186 | SH |  | SOLE |  | 1475186 | 0 | 0 |
| HANCOCK JOHN PREM DIVID FD | COM SH BEN INT | 41013T105 |  | 1145136 | 87415 | SH |  | SOLE |  | 87415 | 0 | 0 |
| LMP CAP  INCOME FD INC | COM | 50208A102 |  | 1456332 | 97544 | SH |  | SOLE |  | 97544 | 0 | 0 |
| LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 |  | 13403838 | 2415106 | SH |  | SOLE |  | 2415106 | 0 | 0 |
| LIBERTY ALL-STAR GROWTH FD I | COM | 529900102 |  | 805458 | 169570 | SH |  | SOLE |  | 169570 | 0 | 0 |
| NXG CUSHING MIDSTREAM ENERGY | COM NEW | 231631300 |  | 4439079 | 99777 | SH |  | SOLE |  | 99777 | 0 | 0 |
| NYLI CBRE GBL INFR MEGTRNDS | COM | 56064Q107 |  | 6045655 | 411549 | SH |  | SOLE |  | 411549 | 0 | 0 |
| NEUBERGER R/EST SECS INC FD | COM | 64190A103 |  | 4080225 | 1436699 | SH |  | SOLE |  | 1436699 | 0 | 0 |
| NUVEEN CR STRATEGIES INCOME | COM SHS | 67073D102 |  | 5551065 | 1139849 | SH |  | SOLE |  | 1139849 | 0 | 0 |
| NUVEEN FLOATING RATE INCOME | COM | 67072T108 |  | 2942102 | 391237 | SH |  | SOLE |  | 391237 | 0 | 0 |
| NUVEEN REAL ASSET INCOME  G | COM | 67074Y105 |  | 7204897 | 585764 | SH |  | SOLE |  | 585764 | 0 | 0 |
| NUVEEN S 500 DYNAMIC OVERW | COM | 6706EW100 |  | 6917058 | 430433 | SH |  | SOLE |  | 430433 | 0 | 0 |
| PIMCO CORPORATE  INCOME OPP | COM | 72201B101 |  | 996626 | 82639 | SH |  | SOLE |  | 82639 | 0 | 0 |
| RIVERNORTH OPPORTUNITIES FD | COM | 76881Y109 |  | 3045907 | 274406 | SH |  | SOLE |  | 274406 | 0 | 0 |
| SABA CAPITAL INCOME  OPRNT | SHS NEW | 78518H202 |  | 6712804 | 995965 | SH |  | SOLE |  | 995965 | 0 | 0 |
| VIRTUS STONE HBR EMRG MKTS I | COM | 86164T107 |  | 1179833 | 246827 | SH |  | SOLE |  | 246827 | 0 | 0 |
| VIRTUS TOTAL RETURN FD INC | COM | 92835W107 |  | 1850197 | 279486 | SH |  | SOLE |  | 279486 | 0 | 0 |
| WESTERN ASSET GBL HIGH INC F | COM | 95766B109 |  | 401766 | 68096 | SH |  | SOLE |  | 68096 | 0 | 0 |
| WESTERN ASSET HIGH INCOM FD | COM | 95766J102 |  | 209444 | 52624 | SH |  | SOLE |  | 52624 | 0 | 0 |
| WESTERN ASSET HIGH INCOME OP | COM | 95766K109 |  | 1703044 | 469158 | SH |  | SOLE |  | 469158 | 0 | 0 |
| WESTERN ASSET HIGH YIELD OPP | COM | 95768B107 |  | 2626917 | 245966 | SH |  | SOLE |  | 245966 | 0 | 0 |
| XAI MADISON EQUITY PREMIUM I | COM | 557437100 |  | 3305966 | 567061 | SH |  | SOLE |  | 567061 | 0 | 0 |
| ABRDN GLOBAL DYNAMIC DIVIDEN | COM | 00302M106 |  | 129794 | 12018 | SH |  | SOLE |  | 12018 | 0 | 0 |
| ABRDN GLOBAL PREMIER PPTYS F | COM SH BEN INT | 00302L207 |  | 279753 | 25317 | SH |  | SOLE |  | 25317 | 0 | 0 |
| ABRDN INCOME CREDIT STRATEGI | COM | 003057106 |  | 5283421 | 1035965 | SH |  | SOLE |  | 1035965 | 0 | 0 |
| ABRDN LIFE SCIENCES INVESTOR | SH BEN INT | 87911K100 |  | 581734 | 35755 | SH |  | SOLE |  | 35755 | 0 | 0 |

---