# EDGAR Filing Document

**Accession Number:** 0001512499
**File Stem:** 0000897069-26-000288
**Filing Date:** 2026-2
**Character Count:** 11162
**Document Hash:** e84d7a6ba2118e7bc632604eeaf9495c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000897069-26-000288.hdr.sgml**: 20260210

**ACCESSION NUMBER**: 0000897069-26-000288

**CONFORMED SUBMISSION TYPE**: SCHEDULE 13D/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20260210

**DATE AS OF CHANGE**: 20260210

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** LINDBLAD EXPEDITIONS HOLDINGS, INC.
- **CENTRAL INDEX KEY:** 0001512499
- **STANDARD INDUSTRIAL CLASSIFICATION:** TRANSPORTATION SERVICES [4700]
- **ORGANIZATION NAME:** 01 Energy & Transportation
- **EIN:** 274749725
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SCHEDULE 13D/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-87458
- **FILM NUMBER:** 26617214

**BUSINESS ADDRESS:**
- **STREET 1:** 11 WEST 42ND STREET
- **STREET 2:** SUITE 22 B3
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036
- **BUSINESS PHONE:** 212-261-9000

**MAIL ADDRESS:**
- **STREET 1:** 11 WEST 42ND STREET
- **STREET 2:** SUITE 22 B3
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Capitol Acquisition Corp. II
- **DATE OF NAME CHANGE:** 20110208
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Lindblad Sven-Olof
- **CENTRAL INDEX KEY:** 0001639304

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** SCHEDULE 13D/A

**MAIL ADDRESS:**
- **STREET 1:** 96 MORTON STREET, 9TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10014

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## SCHEDULE 13D

### Under the Securities Exchange Act of 1934

**(Amendment No. 7)**

**LINDBLAD EXPEDITIONS HOLDINGS, INC.**

*(Name of Issuer)*

**Common Stock, par value $0.0001**

*(Title of Class of Securities)*

**535219109**

*(CUSIP Number)*

**Sven-Olof Lindblad**<br>c/o Lindblad Expeditions Holdings, Inc.<br>11 W 42nd Street, Suite 22 B3<br>New York NY 10036<br>212.261.9048

*(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)*

**02/04/2026**

*(Date of Event Which Requires Filing of this Statement)*

| **CUSIP No.** | **535219109** |

---

| | | | |
|:--|:--|:--|:--|
| 1 | Name of reporting person<br>**Lindblad Sven-Olof** | Name of reporting person<br>**Lindblad Sven-Olof** | |
| 2 | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | |
| 3 | SEC use only | SEC use only | |
| 4 | Source of funds (See Instructions)<br>**OO** | Source of funds (See Instructions)<br>**OO** | |
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | |
| 6 | Citizenship or place of organization<br>**X1** | Citizenship or place of organization<br>**X1** | |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 7 | Sole Voting Power<br>**10783962.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 8 | Shared Voting Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 9 | Sole Dispositive Power<br>**10783962.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 10 | Shared Dispositive Power<br>**0.00** |
| 11 | Aggregate amount beneficially owned by each reporting person<br>**10783962.00** | Aggregate amount beneficially owned by each reporting person<br>**10783962.00** | |
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | |
| 13 | Percent of class represented by amount in Row (11)<br>**16.7%** | Percent of class represented by amount in Row (11)<br>**16.7%** | |
| 14 | Type of Reporting Person (See Instructions)<br>**IN** | Type of Reporting Person (See Instructions)<br>**IN** | |

---

**Comment for Reporting Person:** (a) The calculation of the foregoing percentage is based on 64,400,000 shares of the Issuer's Common Stock outstanding on February 3, 2026.

**Item 1. Security and Issuer**

**(a) Title of Class of Securities:**
Common Stock, par value $0.0001

**(b) Name of Issuer:**
LINDBLAD EXPEDITIONS HOLDINGS, INC.

**(c) Address of Issuer's Principal Executive Offices:**
11 W 42nd Street, Suite 22 B3, New York, NY, 10036

The class of equity securities to which this Amendment No. 7 to Schedule 13D (the "Schedule 13D") relates is the common stock, par value $0.0001 per share ("Common Stock"), of Lindblad Expeditions Holdings, Inc. (the "Issuer").  The Issuer's principal executive offices are located at 11 W 42nd Street, Suite 22 B3, New York, NY 10036.

**Item 4. Purpose of Transaction**

As previously reported, the Reporting Person received 14,125,827 shares of Common Stock upon  consummation of the transactions described in that certain Agreement and Plan of Merger, dated as of March 9, 2015 (the "Merger Agreement"), by and among Capitol Acquisition Corp. II, a Delaware corporation ("Capitol"), Argo Expeditions, LLC ("LLC Sub"), a wholly-owned subsidiary of Capitol, Argo Merger Sub, Inc. ("Merger Sub"), a wholly-owned subsidiary of LLC Sub, and Lindblad Expeditions, Inc., a New York corporation ("Lindblad").  A copy of the Merger Agreement is filed as Exhibit 1 to this Schedule 13D and is incorporated herein by reference.

As previously reported, the Reporting Person is also party to a Registration Rights Agreement in respect of the shares of Common Stock he received in the Mergers.  Such rights include two demand registration rights and unlimited "piggy-back" registration rights.  A copy of the Registration Rights Agreement is filed as Exhibit 2 to this Schedule 13D and is incorporated herein by reference.

On January 10, 2017, the Reporting Person contributed 716,500 shares of Common Stock to the Issuer to fund the Lindblad Expeditions Holdings, Inc. 2016 CEO Share Allocation Plan, which was approved by the Issuer's stockholders on June 2, 2016, without any cost or charge, pursuant to a Contribution Agreement dated as of July 6, 2016, by and between the Issuer and Sven-Olof Lindblad.  Copies of the Lindblad Expeditions Holdings, Inc. 2016 CEO Share Allocation Plan and the Contribution Agreement are filed as Exhibits 3 and 4, respectively, to this Schedule 13D and are incorporated herein by reference.

From time to time, the Reporting Person has made and may continue to make, charitable donations of shares of Common Stock for no consideration.

The Reporting Person intends to review his investment in the Issuer on a continuing basis.  Any actions the Reporting Person might undertake may be made at any time and from time to time without prior notice and will be dependent upon the Reporting Person's review of numerous factors, including, but not limited to: an ongoing evaluation of the Issuer's business, financial condition, operations and prospects; price levels of the Issuer's securities; general market, industry and economic conditions; the relative attractiveness of alternative business and investment opportunities; and other future developments.

The Reporting Person may acquire additional securities of the Issuer, or retain, donate or sell all or a portion of the securities then held, in the open market (pursuant to a 10b5-1 plan or otherwise) or in privately negotiated transactions.  Further, the Reporting Person may engage in the transfer of shares to entities controlled by him or others for estate planning purposes.  In addition, the Reporting Person, in his position as a director of the Issuer, may engage in discussions with management, the board of directors, and shareholders of the Issuer and other relevant parties or encourage, cause or seek to cause the Issuer or such persons to consider or explore extraordinary corporate transactions, such as: a merger or reorganization; sales or acquisitions of assets or businesses; changes to the capitalization or dividend policy of the Issuer; or other material changes to the Issuer's business or corporate structure, including changes in management or the composition of the Issuer's board of directors.

Other than as described in this Item 4, the Reporting Person does not have any current plans or proposals that relate to or that would result in any of the transactions or other matters specified in clauses (a) through (j) of Item 4 of Schedule 13D; provided that the Reporting Person may, at any time, review or reconsider his position with respect to the Issuer and reserves the right to develop such plans or proposals.

**Item 5. Interest in Securities of the Issuer**

**(a)**
The information contained on the cover pages to this Schedule 13D and set forth in Item 4 hereof is hereby incorporated by reference into this Item 5, as applicable.

**(b)**
The information contained on the cover pages to this Schedule 13D and set forth in Item 4 hereof is hereby incorporated by reference into this Item 5, as applicable.

**(c)**
The Reporting Person made the following sales pursuant to a 10b5-1 Plan:

Date: February 4, 2026
Transaction: Sale of 28,002 shares
Price: A weighted average price of $17.6069

Date: February 3, 2026
Transaction: Sale of 127,310 shares
Price: A weighted average price of $17.3845

Date: February 2, 2026
Transaction: Sale of 114,659 shares
Price: A weighted average price of $17.1796

Date: February 2, 2026
Transaction: Sale of 118,846 shares
Price: A weighted average price of $17.3515

Date: January 30, 2026
Transaction: Sale of 78,283 shares
Price: A weighted average price of $16.6594

Date: January 29, 2026
Transaction: Sale of 105,356 shares
Price: A weighted average price of $16.8405

Date: January 28, 2026
Transaction: Sale of 86,639 shares
Price: A weighted average price of $16.2942

Date: January 27, 2026
Transaction: Sale of 44,002 shares
Price: A weighted average price of $15.9808

Date: January 26, 2026
Transaction: Sale of 42,903 shares
Price: A weighted average price of $16.0324

Date: January 23, 2026
Transaction: Sale of 36,066 shares
Price: A weighted average price of $16.0834

Date: January 22, 2026
Transaction: Sale of 62,100 shares
Price: A weighted average price of $16.4767

Date: January 21, 2026
Transaction: Sale of 75,314 shares
Price: A weighted average price of $16.0349

Date: January 20, 2026
Transaction: Sale of 80,520 shares
Price: A weighted average price of $15.6688

**Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.**

The information contained on the cover pages to this Schedule 13D and set forth in Item 4 hereof is hereby incorporated by reference into this Item 6, as applicable.

### SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

**Reporting Person:** Lindblad Sven-Olof

**Signature:** /s/Sven-Olof Lindblad

**Name/Title:** Self

**Date:** 02/10/2026