# EDGAR Filing Document

**Accession Number:** 0001581655
**File Stem:** 0002073679-25-000044
**Filing Date:** 2025-11
**Character Count:** 32777
**Document Hash:** 8a9475ff27b00ce2be6f34a58c82c6f3
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002073679-25-000044.hdr.sgml**: 20251114

**ACCESSION NUMBER**: 0002073679-25-000044

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251114

**DATE AS OF CHANGE**: 20251114

**EFFECTIVENESS DATE**: 20251114

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Alpine Global Management, LLC
- **CENTRAL INDEX KEY:** 0001581655

**ORGANIZATION NAME:**
- **EIN:** 461675291
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15932
- **FILM NUMBER:** 251484811

**BUSINESS ADDRESS:**
- **STREET 1:** 140 BROADWAY 38TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10005
- **BUSINESS PHONE:** 646-961-3213

**MAIL ADDRESS:**
- **STREET 1:** 140 BROADWAY 38TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10005

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Alpine Partners VI, LLC
- **DATE OF NAME CHANGE:** 20130716

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Alpine Global Management LLC<br>**Address:** 140 BROADWAY 38TH FLOOR<br>NEW YORK, NY 10005

**Form 13F File Number:** 028-15932

**CRD Number (if applicable):** 000153062

**SEC File Number (if applicable):** 801-71246

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Amy Tarlowe<br>**Title:** Chief Operating Officer<br>**Phone:** 646-350-3385

**Signature, Place, and Date of Signing:**

Amy Tarlowe  New York, NY  11-14-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 286

**Form 13F Information Table Value Total:** $580428721

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ARTIUS II ACQUISITION INC | RIGHT 11/27/2029 | G0509J123 |  | 72600 | 330002 | SH |  | SOLE |  | 330002 | 0 | 0 |
| ARCHER AVIATION INC | COM CL A | 03945R102 |  | 21891440 | 2285119 | SH |  | SOLE |  | 2285119 | 0 | 0 |
| ABRDN INCOME CREDIT STRATEGI | COM | 003057106 |  | 903350 | 155750 | SH |  | SOLE |  | 155750 | 0 | 0 |
| ARES COML REAL ESTATE CORP | COM | 04013V108 |  | 2678566 | 593917 | SH |  | SOLE |  | 593917 | 0 | 0 |
| ANALOG DEVICES INC | COM | 032654105 |  | 470270 | 1914 | SH |  | SOLE |  | 1914 | 0 | 0 |
| ABRDN EMERGING MARKETS EX CH | COM | 00301W105 |  | 648000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| APARTMENT INVT  MGMT CO | CL A | 03748R747 |  | 634400 | 80000 | SH |  | SOLE |  | 80000 | 0 | 0 |
| AKAMAI TECHNOLOGIES INC | NOTE 0.375% 9/0 | 00971TAL5 |  | 954677 | 1000 | PRN |  | SOLE |  | 1000 | 0 | 0 |
| AIR LEASE CORP | CL A | 00912X302 |  | 3500750 | 55000 | SH |  | SOLE |  | 55000 | 0 | 0 |
| ALIGHT INC | COM CL A | 01626W101 |  | 2250114 | 690219 | SH |  | SOLE |  | 690219 | 0 | 0 |
| AMCOR PLC | ORD | G0250X107 |  | 1469103 | 179597 | SH |  | SOLE |  | 179597 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 320021 | 1978 | SH |  | SOLE |  | 1978 | 0 | 0 |
| AMENTUM HOLDINGS INC | COM | 023939101 |  | 1796250 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 1284704 | 5851 | SH |  | SOLE |  | 5851 | 0 | 0 |
| ABRDN TOTAL DYNAMIC DIVIDEND | COM SH BEN INT | 00326L100 |  | 378400 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| ANGEL OAK MORTGAGE REIT INC | COM | 03464Y108 |  | 1940030 | 207047 | SH |  | SOLE |  | 207047 | 0 | 0 |
| A PARADISE ACQUISITION CORP | RIGHT 07/29/2025 | G04819119 |  | 48000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| ARES MANAGEMENT CORPORATION | CL A COM STK | 03990B101 |  | 377181 | 2359 | SH |  | SOLE |  | 2359 | 0 | 0 |
| ARIS WATER SOLUTIONS INC | CLASS A COM | 04041L106 |  | 7398000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| AURORA INNOVATION INC | *W EXP 11/03/202 | 051774115 |  | 7263 | 12500 | SH |  | SOLE |  | 12500 | 0 | 0 |
| AXIOM INTELLIGENCE AC CORP 1 | RIGHT 06/10/2030 | G0750N112 |  | 36000 | 225000 | SH |  | SOLE |  | 225000 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | NOTE 0.500% 6/0 | 01609WBG6 |  | 10110390 | 5500 | PRN |  | SOLE |  | 5500 | 0 | 0 |
| BLUE ACQUISITION CORP. | RIGHT 06/11/2030 | G1331A116 |  | 48420 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| BROOKFIELD BUSINESS PARTNERS | UNIT LTD L P | G16234109 |  | 319024 | 9783 | SH |  | SOLE |  | 9783 | 0 | 0 |
| BROOKFIELD BUSINESS PARTNERS | UNIT LTD L P | G16234109 |  | 2994320 | 65593 | SH |  | SOLE |  | 65593 | 0 | 0 |
| BAIN CAP SPECIALTY FIN INC | COM STK | 05684B107 |  | 1319693 | 92610 | SH |  | SOLE |  | 92610 | 0 | 0 |
| BAIN CAP GSS INVT CORP | UNIT 99/99/9999 | G0R78B122 |  | 756750 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| BAUSCH HEALTH COS INC | COM | 071734107 |  | 258000 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| BLACKROCK INCOME TR INC | COM NEW | 09247F209 |  | 1275740 | 113500 | SH |  | SOLE |  | 113500 | 0 | 0 |
| BLACKROCK INCOME TR INC | RIGHT 10/20/2025 | 09247F118 |  | 1180 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| BAUSCH PLUS LOMB CORP | COMMON SHARES | 071705107 |  | 783956 | 52021 | SH |  | SOLE |  | 52021 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 243829 | 485 | SH |  | SOLE |  | 485 | 0 | 0 |
| BRIGHTSPIRE CAPITAL INC | COM CL A | 10949T109 |  | 7882096 | 1451583 | SH |  | SOLE |  | 1451583 | 0 | 0 |
| SABA CAPITAL INCOME  OPRNT | SHS NEW | 78518H202 |  | 1980962 | 254950 | SH |  | SOLE |  | 254950 | 0 | 0 |
| BENTLEY SYS INC | COM CL B | 08265T208 |  | 1608338 | 31242 | SH |  | SOLE |  | 31242 | 0 | 0 |
| BEYOND MEAT INC | NOTE 3/1 | 08862EAB5 |  | 300000 | 1500 | PRN |  | SOLE |  | 1500 | 0 | 0 |
| CANTOR EQUITY PARTNERS III I | SHS CL A | G1828A108 |  | 129000 | 12500 | SH |  | SOLE |  | 12500 | 0 | 0 |
| CRESCENT CAP BDC INC | COM | 225655109 |  | 3137200 | 220000 | SH |  | SOLE |  | 220000 | 0 | 0 |
| CANTOR EQUITY PARTNERS IV IN | SHS CL A | G1828E100 |  | 2037000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| CANTOR EQUITY PARTNERS I INC | SHS CL A | G1827K107 |  | 908441 | 86849 | SH |  | SOLE |  | 86849 | 0 | 0 |
| CANTOR EQUITY PARTNERS II IN | CL A ORD SHS | G1827P106 |  | 263750 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| CARLYLE SECURED LENDING INC | COM | 872280102 |  | 3132613 | 250609 | SH |  | SOLE |  | 250609 | 0 | 0 |
| CRANE HBR ACQUISITION CORP | RIGHT 04/17/2030 | G24979117 |  | 77500 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| CION INVT CORP | COM | 17259U204 |  | 5845501 | 616614 | SH |  | SOLE |  | 616614 | 0 | 0 |
| CORNERSTONE STRATEGIC INVEST | COM | 21924B302 |  | 57908504 | 6993780 | SH |  | SOLE |  | 6993780 | 0 | 0 |
| CLEANSPARK INC | COM NEW | 18452B209 |  | 727958 | 50204 | SH |  | SOLE |  | 50204 | 0 | 0 |
| CLARIVATE PLC | ORD SHS | G21810109 |  | 584301 | 152559 | SH |  | SOLE |  | 152559 | 0 | 0 |
| COINBASE GLOBAL INC | NOTE 0.500% 6/0 | 19260QAB3 |  | 5545764 | 5000 | PRN |  | SOLE |  | 5000 | 0 | 0 |
| MR COOPER GROUP INC | COM | 62482R107 |  | 3773141 | 17900 | SH |  | SOLE |  | 17900 | 0 | 0 |
| CORNERSTONE TOTAL RETURN FD | COM | 21924U300 |  | 27128708 | 3374217 | SH |  | SOLE |  | 3374217 | 0 | 0 |
| CRH PLC | ORD | G25508105 |  | 269056 | 2244 | SH |  | SOLE |  | 2244 | 0 | 0 |
| CORTEVA INC | COM | 22052L104 |  | 596970 | 8827 | SH |  | SOLE |  | 8827 | 0 | 0 |
| CARVANA CO | CL A | 146869102 |  | 460610 | 1221 | SH |  | SOLE |  | 1221 | 0 | 0 |
| CYBERARK SOFTWARE LTD | SHS | M2682V108 |  | 6280950 | 13000 | SH |  | SOLE |  | 13000 | 0 | 0 |
| TRUMP MEDIA  TECHNOLOGY GRO | COM | 25400Q105 |  | 17868852 | 1088237 | SH |  | SOLE |  | 1088237 | 0 | 0 |
| DESTRA MULTI-ALTERNATIVE FD | COMMON SHARES | 25065A502 |  | 268324 | 31056 | SH |  | SOLE |  | 31056 | 0 | 0 |
| DRUGS MADE IN AMER ACQUTN CO | RIGHT 10/15/2029 | G2847J112 |  | 78808 | 362500 | SH |  | SOLE |  | 362500 | 0 | 0 |
| DRUGS MADE IN AMER ACQ II CO | UNIT 09/16/2030 | G2851K120 |  | 2983500 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| DOUBLEVERIFY HLDGS INC | COM | 25862V105 |  | 339226 | 28316 | SH |  | SOLE |  | 28316 | 0 | 0 |
| BLACKROCK ESG CAP ALLC TERM | SHS BEN INT | 09262F100 |  | 2460000 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| EAGLE POINT CREDIT COMPANY I | COM | 269808101 |  | 2203331 | 333333 | SH |  | SOLE |  | 333333 | 0 | 0 |
| EAGLE POINT INCOME COMPANY I | COM | 269817102 |  | 2991108 | 222222 | SH |  | SOLE |  | 222222 | 0 | 0 |
| ELME COMMUNITIES | SH BEN INT | 939653101 |  | 1433100 | 85000 | SH |  | SOLE |  | 85000 | 0 | 0 |
| CLEARBRIDGE ENERGY MIDSTRM O | COM | 18469P209 |  | 2657018 | 59150 | SH |  | SOLE |  | 59150 | 0 | 0 |
| CLEARBRIDGE ENERGY MIDSTRM O | RIGHT 10/10/2025 | 18469P118 |  | 231 | 12150 | SH |  | SOLE |  | 12150 | 0 | 0 |
| CLEARBRIDGE ENERGY MIDSTRM O | RIGHT 10/10/2025 | 18469P118 |  | 912 | 48000 | SH |  | SOLE |  | 48000 | 0 | 0 |
| EMPERY DIGITAL INC | COM NEW | 92864V608 |  | 1875887 | 249453 | SH |  | SOLE |  | 249453 | 0 | 0 |
| EMX RTY CORP | COM | 26873J107 |  | 142400 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| EATON VANCE NEW YORK MUN BD | COM | 27827Y109 |  | 178466 | 18100 | SH |  | SOLE |  | 18100 | 0 | 0 |
| ETHZILLA CORPORATION | COM | 68236V302 |  | 234512 | 97308 | SH |  | SOLE |  | 97308 | 0 | 0 |
| EQV VENTURES AC CORP. II | UNIT 06/30/2032 | G3106Q110 |  | 2002000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| FORD MTR CO | NOTE 3/1 | 345370CZ1 |  | 5067500 | 5000 | PRN |  | SOLE |  | 5000 | 0 | 0 |
| FIFTH ERA ACQUISITION CORP I | RIGHT 02/21/2030 | G3415K135 |  | 81594 | 307900 | SH |  | SOLE |  | 307900 | 0 | 0 |
| FERGUSON ENTERPRISES INC | COMMON STOCK NEW | 31488V107 |  | 511369 | 2277 | SH |  | SOLE |  | 2277 | 0 | 0 |
| FIGX CAP ACQUISITION CORP. | UNIT 06/17/2030 | G3473K126 |  | 504000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| FLUTTER ENTMT PLC | SHS | G3643J108 |  | 355600 | 1400 | SH |  | SOLE |  | 1400 | 0 | 0 |
| FEDERATED HERMES PREM MUNI I | COM | 31423P108 |  | 199714 | 18090 | SH |  | SOLE |  | 18090 | 0 | 0 |
| FS KKR CAP CORP | COM | 302635206 |  | 6317211 | 423122 | SH |  | SOLE |  | 423122 | 0 | 0 |
| GOLUB CAP BDC INC | COM | 38173M102 |  | 362785 | 26500 | SH |  | SOLE |  | 26500 | 0 | 0 |
| GEMINI SPACE STA INC | CL A COM | 36866J105 |  | 239600 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| GEN DIGITAL INC | RIGHT 99/99/9999 | 668771116 |  | 369500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| CLOUGH GLOBAL OPPORTUNITIES | SH BEN INT | 18914E106 |  | 2869540 | 503428 | SH |  | SOLE |  | 503428 | 0 | 0 |
| CLOUGH GLOBAL EQUITY FD | COM | 18914C100 |  | 1550134 | 203697 | SH |  | SOLE |  | 203697 | 0 | 0 |
| CLOUGH GLOBAL DIVID  INCOME | COM | 18913Y103 |  | 1619882 | 272249 | SH |  | SOLE |  | 272249 | 0 | 0 |
| GOSSAMER BIO INC | NOTE 5.000% 6/0 | 38341PAA0 |  | 3432639 | 5000 | PRN |  | SOLE |  | 5000 | 0 | 0 |
| GRAB HOLDINGS LIMITED | *W EXP 99/99/999 | G4124C117 |  | 8756 | 17800 | SH |  | SOLE |  | 17800 | 0 | 0 |
| GSR IV ACQUISITION CORP | UNIT 08/22/2030 | G4R12K123 |  | 2837901 | 280010 | SH |  | SOLE |  | 280010 | 0 | 0 |
| GSR III ACQUISITION CORP | CL A | G4R103107 |  | 777000 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| CHART INDS INC | COM | 16115Q308 |  | 2802100 | 14000 | SH |  | SOLE |  | 14000 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 985827 | 2433 | SH |  | SOLE |  | 2433 | 0 | 0 |
| HIGHLAND OPPS  INCOME FD | HIGHLAND INCOME | 43010E404 |  | 658381 | 103682 | SH |  | SOLE |  | 103682 | 0 | 0 |
| HCM II ACQUISITION CORP | SHS CL A | G43658106 |  | 480813 | 29300 | SH |  | SOLE |  | 29300 | 0 | 0 |
| HARBORONE BANCORP INC NEW | COM NEW | 41165Y100 |  | 3060000 | 225000 | SH |  | SOLE |  | 225000 | 0 | 0 |
| ROBINHOOD MKTS INC | COM CL A | 770700102 |  | 2837971 | 19821 | SH |  | SOLE |  | 19821 | 0 | 0 |
| HERTZ GLOBAL HLDGS INC | COM NEW | 42806J700 |  | 1191748 | 175257 | SH |  | SOLE |  | 175257 | 0 | 0 |
| HENNESSY CAP INVT CORP VII | RIGHT 01/17/2030 | G4405D115 |  | 38817 | 143766 | SH |  | SOLE |  | 143766 | 0 | 0 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 |  | 6089250 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| IMMUNITYBIO INC | COM | 45256X103 |  | 55972 | 22753 | SH |  | SOLE |  | 22753 | 0 | 0 |
| ISHARES TR | EXPANDED TECH | 464287515 |  | 230365 | 2003 | SH |  | SOLE |  | 2003 | 0 | 0 |
| INNOVATIVE INDL PPTYS INC | COM | 45781V101 |  | 541158 | 10100 | SH |  | SOLE |  | 10100 | 0 | 0 |
| IMMUNOCORE HLDGS PLC | NOTE 2.500% 2/0 | 45258DAB1 |  | 1824444 | 2000 | PRN |  | SOLE |  | 2000 | 0 | 0 |
| IMMUNOVANT INC | COM | 45258J102 |  | 44406264 | 2754731 | SH |  | SOLE |  | 2754731 | 0 | 0 |
| IONIS PHARMACEUTICALS INC | COM | 462222100 |  | 3656978 | 55900 | SH |  | SOLE |  | 55900 | 0 | 0 |
| INTERPUBLIC GROUP COS INC | COM | 460690100 |  | 1418582 | 50827 | SH |  | SOLE |  | 50827 | 0 | 0 |
| INVESCO QUALITY MUN INCOME T | COM | 46133G107 |  | 1108125 | 112500 | SH |  | SOLE |  | 112500 | 0 | 0 |
| INTEGER HLDGS CORP | NOTE 2.125% 2/1 | 45826HAB5 |  | 4996099 | 3839 | PRN |  | SOLE |  | 3839 | 0 | 0 |
| ITERUM THERAPEUTICS PLC | SHS NEW | G6333L200 |  | 6700 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 3629400 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 47103U845 |  | 3385350 | 66667 | SH |  | SOLE |  | 66667 | 0 | 0 |
| JBS N.V. | CL A SHS | N4732M103 |  | 1269050 | 85000 | SH |  | SOLE |  | 85000 | 0 | 0 |
| KAYNE ANDERSON BDC INC | COM SHS | 48662X105 |  | 705960 | 53000 | SH |  | SOLE |  | 53000 | 0 | 0 |
| K GROWTH ACQUISITION CORP | RIGHT 08/29/2031 | G52258129 |  | 39030 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| KEMPER CORP | COM | 488401100 |  | 431783 | 8376 | SH |  | SOLE |  | 8376 | 0 | 0 |
| ISHARES TR | MSCI SAUDI ARBIA | 46434V423 |  | 498769 | 12291 | SH |  | SOLE |  | 12291 | 0 | 0 |
| LIBERTY BROADBAND CORP | COM SER A | 530307107 |  | 12556312 | 198268 | SH |  | SOLE |  | 198268 | 0 | 0 |
| LIBERTY BROADBAND CORP | COM SER C | 530307305 |  | 934928 | 14714 | SH |  | SOLE |  | 14714 | 0 | 0 |
| LOANDEPOT INC | COM CL A | 53946R106 |  | 307000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| LINDE PLC | SHS | G54950103 |  | 216125 | 455 | SH |  | SOLE |  | 455 | 0 | 0 |
| LIONSGATE STUDIOS CORP | COM | 53626N102 |  | 3164188 | 458578 | SH |  | SOLE |  | 458578 | 0 | 0 |
| LITE STRATEGY INC | COM | 55279B301 |  | 122571 | 50649 | SH |  | SOLE |  | 50649 | 0 | 0 |
| CHENIERE ENERGY INC | COM NEW | 16411R208 |  | 458916 | 1953 | SH |  | SOLE |  | 1953 | 0 | 0 |
| LENSAR INC | COM | 52634L108 |  | 617500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| LIVEONE INC | COM NEW | 53814X300 |  | 123900 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 |  | 253390 | 5167 | SH |  | SOLE |  | 5167 | 0 | 0 |
| MAGNERA CORP | COM SHS | 55939A107 |  | 2689224 | 229456 | SH |  | SOLE |  | 229456 | 0 | 0 |
| MICROCHIP TECHNOLOGY INC. | NOTE 0.750% 6/0 | 595017BG8 |  | 484390 | 500 | PRN |  | SOLE |  | 500 | 0 | 0 |
| MDU RES GROUP INC | COM | 552690109 |  | 2216241 | 124438 | SH |  | SOLE |  | 124438 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 414190 | 564 | SH |  | SOLE |  | 564 | 0 | 0 |
| MIDCAP FINANCIAL INVSTMNT CO | COM NEW | 03761U502 |  | 1588675 | 132500 | SH |  | SOLE |  | 132500 | 0 | 0 |
| MOUNTAIN LAKE ACQUISITION CO | RIGHT 11/15/2028 | G6301B127 |  | 45038 | 300034 | SH |  | SOLE |  | 300034 | 0 | 0 |
| MERUS N V | COM | N5749R100 |  | 2353750 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| MSC INCOME FUND INC | COM | 55374X208 |  | 2214965 | 168695 | SH |  | SOLE |  | 168695 | 0 | 0 |
| STRATEGY INC | SERIES A PERP PF | 594972887 |  | 11605572 | 129238 | SH |  | SOLE |  | 129238 | 0 | 0 |
| STRATEGY INC | CL A NEW | 594972408 |  | 505870 | 1570 | SH |  | SOLE |  | 1570 | 0 | 0 |
| MEXICO FD INC | COM | 592835102 |  | 265004 | 13452 | SH |  | SOLE |  | 13452 | 0 | 0 |
| NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 |  | 410040 | 36000 | SH |  | SOLE |  | 36000 | 0 | 0 |
| NABORS ENERGY TRANSITION COR | CL A | G6363K106 |  | 3363000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 |  | 236187 | 197 | SH |  | SOLE |  | 197 | 0 | 0 |
| NUVEEN MUN CR OPPORTUNITIES | COM | 670663103 |  | 1179624 | 108621 | SH |  | SOLE |  | 108621 | 0 | 0 |
| INOTIV INC | NOTE 3.250%10/1 | 45783QAB6 |  | 234896 | 1000 | PRN |  | SOLE |  | 1000 | 0 | 0 |
| NUVEEN PENNSYLVANIA QLT MUN | COM | 670972108 |  | 864000 | 72000 | SH |  | SOLE |  | 72000 | 0 | 0 |
| NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 |  | 2891700 | 283500 | SH |  | SOLE |  | 283500 | 0 | 0 |
| NORFOLK SOUTHN CORP | COM | 655844108 |  | 3755125 | 12500 | SH |  | SOLE |  | 12500 | 0 | 0 |
| NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 |  | 1769760 | 144000 | SH |  | SOLE |  | 144000 | 0 | 0 |
| NUVEEN NEW JERSEY QULT MUN F | COM | 67069Y102 |  | 1116900 | 90000 | SH |  | SOLE |  | 90000 | 0 | 0 |
| NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 |  | 1695600 | 135000 | SH |  | SOLE |  | 135000 | 0 | 0 |
| OXLEY BRIDGE ACQ LTD | UNIT 06/17/2030 | G6858G123 |  | 3263000 | 325000 | SH |  | SOLE |  | 325000 | 0 | 0 |
| OGE ENERGY CORP | COM | 670837103 |  | 490925 | 10610 | SH |  | SOLE |  | 10610 | 0 | 0 |
| ON SEMICONDUCTOR CORP | COM | 682189105 |  | 480674 | 9748 | SH |  | SOLE |  | 9748 | 0 | 0 |
| BLUE OWL TECHNOLOGY FIN CORP | COMMON STOCK | 095924106 |  | 3092225 | 223750 | SH |  | SOLE |  | 223750 | 0 | 0 |
| OXFORD LANE CAP CORP | COM | 691543847 |  | 3762218 | 222222 | SH |  | SOLE |  | 222222 | 0 | 0 |
| OXFORD SQUARE CAP CORP | COM | 69181V107 |  | 42135 | 26500 | SH |  | SOLE |  | 26500 | 0 | 0 |
| OYSTER ENTERPRISES II ACQUIS | RIGHT 05/22/2030 | G6861F138 |  | 42500 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 |  | 17725 | 13848 | SH |  | SOLE |  | 13848 | 0 | 0 |
| PIONEER ACQUISITION I CORP | UNIT 06/16/2030 | G7117W123 |  | 2261250 | 225000 | SH |  | SOLE |  | 225000 | 0 | 0 |
| PROLOGIS INC. | COM | 74340W103 |  | 247592 | 2162 | SH |  | SOLE |  | 2162 | 0 | 0 |
| PORCH GROUP INC | DEBT 9.000% 5/1 | 733245AD6 |  | 13341000 | 8000 | PRN |  | SOLE |  | 8000 | 0 | 0 |
| QUARTZSEA ACQUISITION CORP | RIGHT 02/18/2030 | G7314B120 |  | 58775 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| QXO INC | COM NEW | 82846H405 |  | 190981 | 10020 | SH |  | SOLE |  | 10020 | 0 | 0 |
| REDDIT INC | CL A | 75734B100 |  | 212741 | 925 | SH |  | SOLE |  | 925 | 0 | 0 |
| THE REALREAL INC | DEBT 4.000% 2/1 | 88339PAJ0 |  | 5587500 | 5000 | PRN |  | SOLE |  | 5000 | 0 | 0 |
| THE REALREAL INC | NOTE 1.000% 3/0 | 88339PAD3 |  | 1679111 | 2000 | PRN |  | SOLE |  | 2000 | 0 | 0 |
| RITHM CAPITAL CORP | COM NEW | 64828T201 |  | 227470 | 19971 | SH |  | SOLE |  | 19971 | 0 | 0 |
| RIVERNORTH OPPORTUNITIES FD | COM | 76881Y109 |  | 1416000 | 118000 | SH |  | SOLE |  | 118000 | 0 | 0 |
| RIVIAN AUTOMOTIVE INC | COM CL A | 76954A103 |  | 38032724 | 2590785 | SH |  | SOLE |  | 2590785 | 0 | 0 |
| RIVIAN AUTOMOTIVE INC | NOTE 4.625% 3/1 | 76954AAB9 |  | 10589406 | 10200 | PRN |  | SOLE |  | 10200 | 0 | 0 |
| RIVIAN AUTOMOTIVE INC | NOTE 3.625%10/1 | 76954AAD5 |  | 9131992 | 9750 | PRN |  | SOLE |  | 9750 | 0 | 0 |
| ROCKET COS INC | COM CL A | 77311W101 |  | 420449 | 21695 | SH |  | SOLE |  | 21695 | 0 | 0 |
| ROYALTY PHARMA PLC | SHS CLASS A | G7709Q104 |  | 513006 | 14541 | SH |  | SOLE |  | 14541 | 0 | 0 |
| REGAL REXNORD CORPORATION | COM | 758750103 |  | 204259 | 1424 | SH |  | SOLE |  | 1424 | 0 | 0 |
| RUNWAY GROWTH FINANCE CORP | COM | 78163D100 |  | 4144772 | 407950 | SH |  | SOLE |  | 407950 | 0 | 0 |
| REDWOOD TRUST INC | COM | 758075402 |  | 289500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| SUNCAR TECHNOLOGY GROUP INC | CL A | G85727108 |  | 241677 | 97608 | SH |  | SOLE |  | 97608 | 0 | 0 |
| SOTERA HEALTH CO | COM | 83601L102 |  | 342379 | 21766 | SH |  | SOLE |  | 21766 | 0 | 0 |
| SIRIUSXM HOLDINGS INC | COMMON STOCK | 829933100 |  | 582783 | 25039 | SH |  | SOLE |  | 25039 | 0 | 0 |
| SUPER MICRO COMPUTER INC | NOTE 3.500% 3/0 | 86800UAB0 |  | 11847949 | 11612 | PRN |  | SOLE |  | 11612 | 0 | 0 |
| SNAIL INC | CLASS A COM | 83301J100 |  | 21069 | 19329 | SH |  | SOLE |  | 19329 | 0 | 0 |
| SABLE OFFSHORE CORP | COM SHS | 78574H104 |  | 261900 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| SOFI TECHNOLOGIES INC | COM | 83406F102 |  | 341109 | 12911 | SH |  | SOLE |  | 12911 | 0 | 0 |
| SOULPOWER ACQUISITION CORP | RIGHT 99/99/9999 | G82745137 |  | 47500 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| SPOTIFY USA INC | BN4QDL6 | 84921RAB6 |  | 7514375 | 5500 | PRN |  | SOLE |  | 5500 | 0 | 0 |
| SPDR S 500 ETF TR | 2840215 | 78462F103 |  | 266472 | 400 | SH |  | SOLE |  | 400 | 0 | 0 |
| SURMODICS INC | 2502678 | 868873100 |  | 1756366 | 58761 | SH |  | SOLE |  | 58761 | 0 | 0 |
| SERITAGE GROWTH PPTYS | BZ0HC54 | 81752R100 |  | 853107 | 200731 | SH |  | SOLE |  | 200731 | 0 | 0 |
| STARZ ENTERTAINMENT CORP. | BVDGZ39 | 855919106 |  | 1947763 | 132231 | SH |  | SOLE |  | 132231 | 0 | 0 |
| STUBHUB HLDGS INC | BMVFC23 | 86384P109 |  | 4383435 | 260299 | SH |  | SOLE |  | 260299 | 0 | 0 |
| SPRING VALLEY ACQUISTN CORP | BQHN6R2 | G83752108 |  | 506655 | 40500 | SH |  | SOLE |  | 40500 | 0 | 0 |
| SPRING VALLEY ACQUISTN CORP | BQHN6T4 | G83752132 |  | 208000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| TOTAL RETURN SECURITIES FUND | 2420220 | 870875101 |  | 1369356 | 225223 | SH |  | SOLE |  | 225223 | 0 | 0 |
| SIZZLE ACQUISITION CORP. II | BSSD7X8 | G8193F133 |  | 44975 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| BERTO ACQUISITION CORP | BRQPSR0 | G1051H101 |  | 1295035 | 124403 | SH |  | SOLE |  | 124403 | 0 | 0 |
| MOLSON COORS BEVERAGE CO | B067BM3 | 60871R209 |  | 370643 | 8191 | SH |  | SOLE |  | 8191 | 0 | 0 |
| BLACKROCK TCP CAPITAL CORP | BF4WVH0 | 09259E108 |  | 1643186 | 265030 | SH |  | SOLE |  | 265030 | 0 | 0 |
| TE CONNECTIVITY PLC | BRC3N84 | G87052109 |  | 286048 | 1303 | SH |  | SOLE |  | 1303 | 0 | 0 |
| TEGNA INC | BZ0P3Z5 | 87901J105 |  | 1829700 | 90000 | SH |  | SOLE |  | 90000 | 0 | 0 |
| THIRD HARMONIC BIO INC | COM | 88427A107 |  | 0 | 389689 | SH |  | SOLE |  | 389689 | 0 | 0 |
| THE ONCOLOGY INSTITUTE INC | BL6CBW5 | 68236X118 |  | 3003 | 25024 | SH |  | SOLE |  | 25024 | 0 | 0 |
| THAYER VENTURES ACQ CORP II | BV6FYP8 | G87890110 |  | 48645 | 285978 | SH |  | SOLE |  | 285978 | 0 | 0 |
| TXNM ENERGY INC | 2707826 | 69349H107 |  | 1413750 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| TEXAS ROADHOUSE INC | B033TJ7 | 882681109 |  | 203035 | 1222 | SH |  | SOLE |  | 1222 | 0 | 0 |
| TORTOISE ENERGY INFRA CORP | BMVG0G6 | 89147L886 |  | 950135 | 22050 | SH |  | SOLE |  | 22050 | 0 | 0 |
| UBER TECHNOLOGIES INC | BPG4F94 | 90353TAM2 |  | 1472892 | 1000 | PRN |  | SOLE |  | 1000 | 0 | 0 |
| URANIUM ENERGY CORP | B0VLLY2 | 916896103 |  | 333500 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| COHEN  STEERS INFRASTRUCTUR | B00CSY5 | 19248A109 |  | 9339680 | 376600 | SH |  | SOLE |  | 376600 | 0 | 0 |
| COHEN  STEERS INFRASTRUCTUR | BPCR7J1 | 19248A117 |  | 31091 | 398600 | SH |  | SOLE |  | 398600 | 0 | 0 |
| UWM HOLDINGS CORPORATION | BMDJ3B9 | 91823B109 |  | 709126 | 116441 | SH |  | SOLE |  | 116441 | 0 | 0 |
| VIRTU FINL INC | BWTVWD4 | 928254101 |  | 334446 | 9421 | SH |  | SOLE |  | 9421 | 0 | 0 |
| INVESCO ADVANTAGE MUN INCOME | 2616591 | 46132E103 |  | 394650 | 45000 | SH |  | SOLE |  | 45000 | 0 | 0 |
| INVESCO PA VALUE MUN INC TR | 2611886 | 46132K109 |  | 455016 | 44048 | SH |  | SOLE |  | 44048 | 0 | 0 |
| VERONA PHARMA PLC | BYWPZK5 | 925050106 |  | 3201300 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| INVESCO TR INVT GRADE NEW YO | 2318615 | 46131T101 |  | 619071 | 56177 | SH |  | SOLE |  | 56177 | 0 | 0 |
| GENEDX HOLDINGS CORP | BN72YM9 | 81663L119 |  | 2192 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| WESTERN ASST INFLTN LKD INM | 2461575 | 95766Q106 |  | 458048 | 54400 | SH |  | SOLE |  | 54400 | 0 | 0 |
| BEYOND AIR INC | BVN2CM5 | 08862L202 |  | 24641 | 10667 | SH |  | SOLE |  | 10667 | 0 | 0 |
| XBP GLOBAL HOLDINGS INC | BNKBB00 | 98400V101 |  | 193783 | 240128 | SH |  | SOLE |  | 240128 | 0 | 0 |
| SELECT SECTOR SPDR TR | 2424341 | 81369Y407 |  | 260009 | 1085 | SH |  | SOLE |  | 1085 | 0 | 0 |
| ZSCALER INC | BZ00V34 | 98980G102 |  | 351801 | 1174 | SH |  | SOLE |  | 1174 | 0 | 0 |
| VIRTUS TOTAL RETURN FD INC | BD87V44 | 92835W107 |  | 4063500 | 630000 | SH |  | SOLE |  | 630000 | 0 | 0 |
| ZOETIS INC | B95WG16 | 98978V103 |  | 473199 | 3234 | SH |  | SOLE |  | 3234 | 0 | 0 |
| RIVERNORTH OPPORTUNITIES FD | BTXM4N6 | 76881Y174 |  | 1134 | 140001 | SH |  | SOLE |  | 140001 | 0 | 0 |
| BLACKROCK INCOME TR INC | BQT3H11 | 09247F118 |  | 5635 | 95500 | SH |  | SOLE |  | 95500 | 0 | 0 |
| PAR TECHNOLOGY CORP | BNZJT72 | 698884AE3 |  | 961960 | 1000 | PRN |  | SOLE |  | 1000 | 0 | 0 |
| AIR LEASE CORP | Put | 00912X952 |  | 300 | 300 | SH | Put | SOLE |  | 300 | 0 | 0 |
| ALGOMA STL GROUP INC | Call | 015658907 |  | 2000 | 2000 | SH | Call | SOLE |  | 2000 | 0 | 0 |
| ALGOMA STL GROUP INC | Put | 015658957 |  | 18937 | 18937 | SH | Put | SOLE |  | 18937 | 0 | 0 |
| ALLY FINL INC | Put | 02005N950 |  | 450 | 450 | SH | Put | SOLE |  | 450 | 0 | 0 |
| AMERICAN AIRLS GROUP INC | Put | 02376R952 |  | 3050 | 3050 | SH | Put | SOLE |  | 3050 | 0 | 0 |
| AMERICAN AXLE  MFG HLDGS IN | Put | 024061953 |  | 8500 | 8500 | SH | Put | SOLE |  | 8500 | 0 | 0 |
| APPLOVIN CORP | Call | 03831W908 |  | 71752 | 17 | SH | Call | SOLE |  | 17 | 0 | 0 |
| APPLOVIN CORP | Put | 03831W958 |  | 354 | 17 | SH | Put | SOLE |  | 17 | 0 | 0 |
| AVIS BUDGET GROUP | Put | 053774955 |  | 1240 | 1240 | SH | Put | SOLE |  | 1240 | 0 | 0 |
| BAUSCH HEALTH COS INC | Put | 071734957 |  | 6567 | 6567 | SH | Put | SOLE |  | 6567 | 0 | 0 |
| BEAZER HOMES USA INC | Put | 07556Q951 |  | 730 | 730 | SH | Put | SOLE |  | 730 | 0 | 0 |
| BEYOND MEAT INC | Put | 08862E959 |  | 10000 | 10000 | SH | Put | SOLE |  | 10000 | 0 | 0 |
| BITFARMS LTD | Call | 09173B907 |  | 1000 | 1000 | SH | Call | SOLE |  | 1000 | 0 | 0 |
| CIPHER MINING INC | Call | 17253J906 |  | 1500 | 1500 | SH | Call | SOLE |  | 1500 | 0 | 0 |
| CLEANSPARK INC | Call | 18452B909 |  | 500 | 500 | SH | Call | SOLE |  | 500 | 0 | 0 |
| CLEVELAND-CLIFFS INC NEW | Put | 185899951 |  | 2000 | 2000 | SH | Put | SOLE |  | 2000 | 0 | 0 |
| COINBASE GLOBAL INC | Call | 19260Q907 |  | 299905 | 57 | SH | Call | SOLE |  | 57 | 0 | 0 |
| COINBASE GLOBAL INC | Put | 19260Q957 |  | 181190 | 40 | SH | Put | SOLE |  | 40 | 0 | 0 |
| COREWEAVE INC | Call | 21873S908 |  | 58305 | 23 | SH | Call | SOLE |  | 23 | 0 | 0 |
| FLUENCE ENERGY INC | Call | 34379V903 |  | 1100 | 1100 | SH | Call | SOLE |  | 1100 | 0 | 0 |
| FLUENCE ENERGY INC | Put | 34379V953 |  | 12200 | 12200 | SH | Put | SOLE |  | 12200 | 0 | 0 |
| FRONTIER COMMUNICATIONS PARE | Put | 35909D959 |  | 1000 | 1000 | SH | Put | SOLE |  | 1000 | 0 | 0 |
| GENERAL MTRS CO | Put | 37045V950 |  | 1250 | 1250 | SH | Put | SOLE |  | 1250 | 0 | 0 |
| GOSSAMER BIO INC | Call | 38341P902 |  | 500 | 500 | SH | Call | SOLE |  | 500 | 0 | 0 |
| GOSSAMER BIO INC | Put | 38341P952 |  | 7000 | 7000 | SH | Put | SOLE |  | 7000 | 0 | 0 |
| GROUPON INC | Put | 399473956 |  | 10101 | 10101 | SH | Put | SOLE |  | 10101 | 0 | 0 |
| HERTZ GLOBAL HLDGS INC | Put | 42806J950 |  | 155702 | 155702 | SH | Put | SOLE |  | 155702 | 0 | 0 |
| IMMUNOCORE HLDGS PLC | Put | 45258D955 |  | 250 | 250 | SH | Put | SOLE |  | 250 | 0 | 0 |
| INNOVATIVE INDL PPTYS INC | Put | 45781V951 |  | 2600 | 2600 | SH | Put | SOLE |  | 2600 | 0 | 0 |
| INOTIV INC | Put | 45783Q950 |  | 250 | 250 | SH | Put | SOLE |  | 250 | 0 | 0 |
| INVESCO QQQ TR | Call | 46090E903 |  | 56682 | 16 | SH | Call | SOLE |  | 16 | 0 | 0 |
| INVESCO QQQ TR | Put | 46090E953 |  | 54562 | 17 | SH | Put | SOLE |  | 17 | 0 | 0 |
| ISHARES ETHEREUM TR | Call | 46438R905 |  | 40674 | 65 | SH | Call | SOLE |  | 65 | 0 | 0 |
| ISHARES ETHEREUM TR | Put | 46438R955 |  | 85562 | 142 | SH | Put | SOLE |  | 142 | 0 | 0 |
| KOHLS CORP | Call | 500255904 |  | 750 | 750 | SH | Call | SOLE |  | 750 | 0 | 0 |
| KOHLS CORP | Put | 500255954 |  | 447 | 447 | SH | Put | SOLE |  | 447 | 0 | 0 |
| LUCID GROUP INC | Put | 549498952 |  | 3500 | 3500 | SH | Put | SOLE |  | 3500 | 0 | 0 |
| LUMINAR TECHNOLOGIES INC | Call | 550424903 |  | 2200 | 2200 | SH | Call | SOLE |  | 2200 | 0 | 0 |
| LUMINAR TECHNOLOGIES INC | Put | 550424953 |  | 23585 | 23585 | SH | Put | SOLE |  | 23585 | 0 | 0 |
| MARA HOLDINGS INC | Call | 565788906 |  | 18216 | 44 | SH | Call | SOLE |  | 44 | 0 | 0 |
| MARA HOLDINGS INC | Put | 565788956 |  | 15292 | 35 | SH | Put | SOLE |  | 35 | 0 | 0 |
| STRATEGY INC | Call | 594972908 |  | 218916 | 43 | SH | Call | SOLE |  | 43 | 0 | 0 |
| STRATEGY INC | Put | 594972958 |  | 248721 | 50 | SH | Put | SOLE |  | 50 | 0 | 0 |
| O-I GLASS INC | Call | 67098H904 |  | 1000 | 1000 | SH | Call | SOLE |  | 1000 | 0 | 0 |
| ROBINHOOD MKTS INC | Call | 770700902 |  | 72521 | 50 | SH | Call | SOLE |  | 50 | 0 | 0 |
| ROBINHOOD MKTS INC | Put | 770700952 |  | 254 | 50 | SH | Put | SOLE |  | 50 | 0 | 0 |
| ROCKET COS INC | Call | 77311W901 |  | 1750 | 1750 | SH | Call | SOLE |  | 1750 | 0 | 0 |
| ROCKET COS INC | Put | 77311W951 |  | 7609 | 7609 | SH | Put | SOLE |  | 7609 | 0 | 0 |
| SPDR S 500 ETF TR | Call | 78462F903 |  | 57782 | 267 | SH | Call | SOLE |  | 267 | 0 | 0 |
| SPDR S 500 ETF TR | Put | 78462F953 |  | 4565276 | 23263 | SH | Put | SOLE |  | 23263 | 0 | 0 |
| SPDR GOLD TR | Call | 78463V907 |  | 233195 | 95 | SH | Call | SOLE |  | 95 | 0 | 0 |
| SPDR GOLD TR | Put | 78463V957 |  | 181150 | 142 | SH | Put | SOLE |  | 142 | 0 | 0 |
| SABLE OFFSHORE CORP | Call | 78574H904 |  | 1650 | 1650 | SH | Call | SOLE |  | 1650 | 0 | 0 |
| SABLE OFFSHORE CORP | Put | 78574H954 |  | 8200 | 8200 | SH | Put | SOLE |  | 8200 | 0 | 0 |
| SAREPTA THERAPEUTICS INC | Put | 803607950 |  | 3000 | 3000 | SH | Put | SOLE |  | 3000 | 0 | 0 |
| STUBHUB HLDGS INC | Call | 86384P909 |  | 1500 | 1500 | SH | Call | SOLE |  | 1500 | 0 | 0 |
| STUBHUB HLDGS INC | Put | 86384P959 |  | 14563 | 14563 | SH | Put | SOLE |  | 14563 | 0 | 0 |
| SUNRUN INC | Put | 86771W955 |  | 14578 | 14578 | SH | Put | SOLE |  | 14578 | 0 | 0 |
| TENET HEALTHCARE CORP | Put | 88033G957 |  | 320 | 320 | SH | Put | SOLE |  | 320 | 0 | 0 |
| UNITED BANKSHARES INC WEST V | Put | 909907957 |  | 125 | 125 | SH | Put | SOLE |  | 125 | 0 | 0 |
| XEROX HOLDINGS CORP | Put | 98421M956 |  | 16464 | 16464 | SH | Put | SOLE |  | 16464 | 0 | 0 |
| CMB.TECH NV | Put | B38564958 |  | 34139 | 408 | SH | Put | SOLE |  | 408 | 0 | 0 |
| NABORS INDUSTRIES LTD | Put | G6359F957 |  | 250 | 250 | SH | Put | SOLE |  | 250 | 0 | 0 |
| TRONOX HOLDINGS PLC | Put | G9087Q952 |  | 2700 | 2700 | SH | Put | SOLE |  | 2700 | 0 | 0 |

---