# EDGAR Filing Document

**Accession Number:** 0001786379
**File Stem:** 0001214659-23-002224
**Filing Date:** 2023-2
**Character Count:** 23636
**Document Hash:** 3f65e875fd9cfe67fad0fd5e54014fad
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001214659-23-002224.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001214659-23-002224

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Stonehage Fleming Financial Services Holdings Ltd
- **CENTRAL INDEX KEY:** 0001786379
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** Y9
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19583
- **FILM NUMBER:** 23623566

**BUSINESS ADDRESS:**
- **STREET 1:** 2 THE FORUM, GRENVILLE STREET
- **CITY:** ST. HELIER
- **STATE:** Y9
- **ZIP:** JE1 4HH
- **BUSINESS PHONE:** 44 1534 823 000

**MAIL ADDRESS:**
- **STREET 1:** 2 THE FORUM, GRENVILLE STREET
- **CITY:** ST. HELIER
- **STATE:** Y9
- **ZIP:** JE1 4HH

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Stonehage Fleming Financial Services Holdings Ltd<br>**Address:** 2 THE FORUM GRENVILLE STREET<br>ST. HELIER, Y9 JE1 4HH

**Form 13F File Number:** 028-19583

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Ian Crosby<br>**Title:** Partner - Head of Group Risk<br>**Phone:** 44-153-482-3000

**Signature, Place, and Date of Signing:**

/s/ Ian Crosby  St. Helier, Y9  02-10-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 1

**Form 13F Information Table Entry Total:** 209

**Form 13F Information Table Value Total:** $1318419168

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                                        | Form 13F File Number   |
|:---|:---|:---|
|  | Stonehage Fleming Investment Management Ltd | 028-19584              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M CO | COM | 88579Y101 |  | 111286 | 928 | SH |  | OTR |  | 0 | 928 | 0 |
| ABBVIE INC | COM | 00287Y109 |  | 281201 | 1740 | SH |  | OTR |  | 0 | 1740 | 0 |
| ADAM NAT RES FD INC | COM | 00548F105 |  | 35621 | 1634 | SH |  | DFND | 1 | 0 | 1634 | 0 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 99941307 | 296923 | SH |  | DFND | 1 | 0 | 296923 | 0 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 9179451 | 24480 | SH |  | OTR |  | 0 | 24480 | 0 |
| ADVISORSHARES TR | PURE US CANNABIS | 00768Y453 |  | 41912 | 5996 | SH |  | OTR |  | 0 | 5996 | 0 |
| AGILENT TECHNOLOGIES INC | COM | 00846U101 |  | 439291 | 2907 | SH |  | DFND | 1 | 0 | 2907 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 21268009 | 241435 | SH |  | DFND | 1 | 0 | 241435 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 409741 | 1979 | SH |  | OTR |  | 0 | 1979 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 149717247 | 1687091 | SH |  | DFND | 1 | 0 | 1687091 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 1024210 | 11543 | SH |  | OTR |  | 0 | 11543 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 9211256 | 104371 | SH |  | DFND | 1 | 0 | 104371 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 8868309 | 100505 | SH |  | OTR |  | 0 | 100505 | 0 |
| ALPS ETF TR | ALERIAN MLP | 00162Q452 |  | 57105 | 1500 | SH |  | OTR |  | 0 | 1500 | 0 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 778167 | 17024 | SH |  | DFND | 1 | 0 | 17024 | 0 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 125245 | 2740 | SH |  | OTR |  | 0 | 2740 | 0 |
| AMC ENTMT HLDGS INC | CL A COM | 00165C104 |  | 18266 | 1789 | SH |  | OTR |  | 0 | 1789 | 0 |
| AMERIPRISE FINL INC | COM | 03076C106 |  | 1159804 | 3715 | SH |  | DFND | 1 | 0 | 3715 | 0 |
| ARK ETF TR | INNOVATION ETF | 00214Q104 |  | 610211 | 19533 | SH |  | DFND | 1 | 0 | 19533 | 0 |
| ARK ETF TR | 3D PRINTING ETF | 00214Q500 |  | 456927 | 22300 | SH |  | OTR |  | 0 | 22300 | 0 |
| ARK ETF TR | FINTECH INNOVA | 00214Q708 |  | 2497 | 175 | SH |  | OTR |  | 0 | 175 | 0 |
| AT INC | COM | 00206R102 |  | 18 | 1 | SH |  | DFND | 1 | 0 | 1 | 0 |
| AVANTOR INC | COM | 05352A100 |  | 707006 | 33587 | SH |  | DFND | 1 | 0 | 33587 | 0 |
| BAKER HUGHES COMPANY | CL A | 05722G100 |  | 672282 | 23051 | SH |  | DFND | 1 | 0 | 23051 | 0 |
| BCE INC | COM NEW | 05534B760 |  | 34420 | 785 | SH |  | OTR |  | 0 | 785 | 0 |
| BIONTECH SE | SPONSORED ADS | 09075V102 |  | 4507 | 30 | SH |  | OTR |  | 0 | 30 | 0 |
| BLACKSTONE INC | COM | 09260D107 |  | 349162 | 4672 | SH |  | DFND | 1 | 0 | 4672 | 0 |
| BOOKING HOLDINGS INC | COM | 09857L108 |  | 1151748 | 575 | SH |  | DFND | 1 | 0 | 575 | 0 |
| BRIGHT HORIZONS FAM SOL IN D | COM | 109194100 |  | 356353 | 5533 | SH |  | DFND | 1 | 0 | 5533 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 14030 | 195 | SH |  | OTR |  | 0 | 195 | 0 |
| BROWN FORMAN CORP | CL B | 115637209 |  | 137008 | 2086 | SH |  | DFND | 1 | 0 | 2086 | 0 |
| CADENCE DESIGN SYSTEM INC | COM | 127387108 |  | 101572643 | 632024 | SH |  | DFND | 1 | 0 | 632024 | 0 |
| CADENCE DESIGN SYSTEM INC | COM | 127387108 |  | 4562050 | 30622 | SH |  | OTR |  | 0 | 30622 | 0 |
| CAE INC | COM | 124765108 |  | 23949 | 1239 | SH |  | OTR |  | 0 | 1239 | 0 |
| CANADIAN NAT RES LTD | COM | 136385101 |  | 83239 | 1500 | SH |  | OTR |  | 0 | 1500 | 0 |
| CANADIAN NATL RY CO | COM | 136375102 |  | 530833 | 4408 | SH |  | DFND | 1 | 0 | 4408 | 0 |
| CANADIAN NATL RY CO | COM | 136375102 |  | 40835 | 344 | SH |  | OTR |  | 0 | 344 | 0 |
| CARMAX INC | COM | 143130102 |  | 662091 | 10807 | SH |  | DFND | 1 | 0 | 10807 | 0 |
| CARRIER GLOBAL CORPORATION | COM | 14448C104 |  | 777606 | 18583 | SH |  | DFND | 1 | 0 | 18583 | 0 |
| CATERPILLAR INC | COM | 149123101 |  | 1015734 | 4240 | SH |  | DFND | 1 | 0 | 4240 | 0 |
| CATERPILLAR INC | COM | 149123101 |  | 321010 | 1340 | SH |  | OTR |  | 0 | 1340 | 0 |
| CDW CORP | COM | 12514G108 |  | 736643 | 4125 | SH |  | DFND | 1 | 0 | 4125 | 0 |
| CHAMPIONX CORPORATION | COM | 15872M104 |  | 137063 | 4755 | SH |  | DFND | 1 | 0 | 4755 | 0 |
| CHENIERE ENERGY INC | COM NEW | 16411R208 |  | 56235 | 375 | SH |  | OTR |  | 0 | 375 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 1668001 | 9293 | SH |  | DFND | 1 | 0 | 9293 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 51155 | 285 | SH |  | OTR |  | 0 | 285 | 0 |
| CIGNA CORP NEW | COM | 125523100 |  | 66931 | 202 | SH |  | OTR |  | 0 | 202 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 167216 | 3510 | SH |  | OTR |  | 0 | 3510 | 0 |
| CITIGROUP INC | COM NEW | 172967424 |  | 241664 | 5343 | SH |  | OTR |  | 0 | 5343 | 0 |
| CLOROX CO DEL | COM | 189054109 |  | 846892 | 6035 | SH |  | DFND | 1 | 0 | 6035 | 0 |
| CLOUDFLARE INC | CL A COM | 18915M107 |  | 13608 | 301 | SH |  | OTR |  | 0 | 301 | 0 |
| CME GROUP INC | COM | 12572Q105 |  | 488673 | 2906 | SH |  | DFND | 1 | 0 | 2906 | 0 |
| CME GROUP INC | COM | 12572Q105 |  | 1290790 | 6345 | SH |  | OTR |  | 0 | 6345 | 0 |
| COCA COLA CO | COM | 191216100 |  | 823241 | 12942 | SH |  | DFND | 1 | 0 | 12942 | 0 |
| COCA COLA CO | COM | 191216100 |  | 178999 | 2814 | SH |  | OTR |  | 0 | 2814 | 0 |
| COINBASE GLOBAL INC | COM CL A | 19260Q107 |  | 302018 | 8534 | SH |  | OTR |  | 0 | 8534 | 0 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 55623909 | 705707 | SH |  | DFND | 1 | 0 | 705707 | 0 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 5023864 | 63751 | SH |  | OTR |  | 0 | 63751 | 0 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 292640 | 2480 | SH |  | DFND | 1 | 0 | 2480 | 0 |
| CORECARD CORPORATION | COM | 45816D100 |  | 8691 | 300 | SH |  | OTR |  | 0 | 300 | 0 |
| CORTEVA INC | COM | 22052L104 |  | 40735 | 693 | SH |  | OTR |  | 0 | 693 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 15978 | 35 | SH |  | OTR |  | 0 | 35 | 0 |
| CROWN CASTLE INC | COM | 22822V101 |  | 620960 | 4578 | SH |  | DFND | 1 | 0 | 4578 | 0 |
| DBX ETF TR | XTRACK HRVST CSI | 233051879 |  | 2283987 | 59140 | SH |  | OTR |  | 0 | 59140 | 0 |
| DIAGEO PLC | SPON ADR NEW | 25243Q205 |  | 371450 | 2300 | SH |  | OTR |  | 0 | 2300 | 0 |
| DIAMONDBACK ENERGY INC | COM | 25278X109 |  | 28724 | 210 | SH |  | OTR |  | 0 | 210 | 0 |
| DISNEY WALT CO | COM | 254687106 |  | 34745715 | 399852 | SH |  | DFND | 1 | 0 | 399852 | 0 |
| DISNEY WALT CO | COM | 254687106 |  | 9997903 | 101800 | SH |  | OTR |  | 0 | 101800 | 0 |
| DOVER CORP | COM | 260003108 |  | 1296451 | 9510 | SH |  | DFND | 1 | 0 | 9510 | 0 |
| DOW INC | COM | 260557103 |  | 34920 | 693 | SH |  | OTR |  | 0 | 693 | 0 |
| DUPONT DE NEMOURS INC | COM | 26614N102 |  | 47561 | 693 | SH |  | OTR |  | 0 | 693 | 0 |
| EAST WEST BANCORP INC | COM | 27579R104 |  | 476128 | 7225 | SH |  | DFND | 1 | 0 | 7225 | 0 |
| EBAY INC. | COM | 278642103 |  | 1037 | 25 | SH |  | OTR |  | 0 | 25 | 0 |
| EMBECTA CORP | COMMON STOCK | 29082K105 |  | 1745 | 69 | SH |  | OTR |  | 0 | 69 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 742429 | 6731 | SH |  | DFND | 1 | 0 | 6731 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 150008 | 1360 | SH |  | OTR |  | 0 | 1360 | 0 |
| FEDEX CORP | COM | 31428X106 |  | 501068 | 2893 | SH |  | DFND | 1 | 0 | 2893 | 0 |
| FIRST CTZNS BANCSHARES INC N | CL A | 31946M103 |  | 812817 | 1072 | SH |  | DFND | 1 | 0 | 1072 | 0 |
| FIRST CTZNS BANCSHARES INC N | CL A | 31946M103 |  | 25026 | 33 | SH |  | OTR |  | 0 | 33 | 0 |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 33734X846 |  | 69291 | 1790 | SH |  | OTR |  | 0 | 1790 | 0 |
| FISERV INC | COM | 337738108 |  | 447672 | 4411 | SH |  | DFND | 1 | 0 | 4411 | 0 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 |  | 47500 | 1250 | SH |  | OTR |  | 0 | 1250 | 0 |
| FUTU HLDGS LTD | SPON ADS CL A | 36118L106 |  | 2439 | 60 | SH |  | OTR |  | 0 | 60 | 0 |
| GARRETT MOTION INC | COM | 366505105 |  | 881 | 115 | SH |  | DFND | 1 | 0 | 115 | 0 |
| GENERAL ELECTRIC CO | COM NEW | 369604301 |  | 5949 | 71 | SH |  | OTR |  | 0 | 71 | 0 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 1339174 | 15599 | SH |  | OTR |  | 0 | 15599 | 0 |
| GLOBAL X FDS | GBL X FTSE ETF | 37950E648 |  | 187213 | 12531 | SH |  | DFND | 1 | 0 | 12531 | 0 |
| GLOBAL X FDS | VDEO GAM ESPRT | 37954Y392 |  | 24675 | 1316 | SH |  | OTR |  | 0 | 1316 | 0 |
| GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 |  | 73263 | 1250 | SH |  | OTR |  | 0 | 1250 | 0 |
| GLOBAL X FDS | GBL X BLOCKCHAIN | 37960A735 |  | 7599 | 590 | SH |  | OTR |  | 0 | 590 | 0 |
| GOLD ROYALTY CORP | COMMON SHARES | 38071H106 |  | 6652 | 2855 | SH |  | OTR |  | 0 | 2855 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 52881 | 154 | SH |  | OTR |  | 0 | 154 | 0 |
| HARROW HEALTH INC | COM | 415858109 |  | 26568 | 1800 | SH |  | OTR |  | 0 | 1800 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 101075 | 320 | SH |  | OTR |  | 0 | 320 | 0 |
| HOSTESS BRANDS INC | CL A | 44109J106 |  | 967949 | 43135 | SH |  | DFND | 1 | 0 | 43135 | 0 |
| ICICI BANK LIMITED | ADR | 45104G104 |  | 420288 | 19200 | SH |  | DFND | 1 | 0 | 19200 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 88761 | 630 | SH |  | OTR |  | 0 | 630 | 0 |
| INTERNATIONAL FLAVORS | COM | 459506101 |  | 50260 | 360 | SH |  | OTR |  | 0 | 360 | 0 |
| INTUIT | COM | 461202103 |  | 790878 | 2024 | SH |  | DFND | 1 | 0 | 2024 | 0 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 |  | 2576814 | 9711 | SH |  | DFND | 1 | 0 | 9711 | 0 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 |  | 2836801 | 3914 | SH |  | OTR |  | 0 | 3914 | 0 |
| INVESCO EXCH TRADED FD TR II | SOLAR ETF | 46138G706 |  | 75858 | 1040 | SH |  | OTR |  | 0 | 1040 | 0 |
| INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 46137V100 |  | 666400 | 8500 | SH |  | DFND | 1 | 0 | 8500 | 0 |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 46137V142 |  | 103286 | 2004 | SH |  | OTR |  | 0 | 2004 | 0 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 1410961 | 40791 | SH |  | OTR |  | 0 | 40791 | 0 |
| ISHARES INC | MSCI STH KOR ETF | 464286772 |  | 476861 | 8443 | SH |  | DFND | 1 | 0 | 8443 | 0 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 127818 | 2737 | SH |  | OTR |  | 0 | 2737 | 0 |
| ISHARES INC | MSCI TAIWAN ETF | 46434G772 |  | 388709 | 9679 | SH |  | DFND | 1 | 0 | 9679 | 0 |
| ISHARES INC | MSCI JPN ETF NEW | 46434G822 |  | 486421 | 8935 | SH |  | OTR |  | 0 | 8935 | 0 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 37434 | 1700 | SH |  | OTR |  | 0 | 1700 | 0 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 1230090 | 10409 | SH |  | OTR |  | 0 | 10409 | 0 |
| ISHARES TR | CORE S ETF | 464287200 |  | 326579 | 850 | SH |  | DFND | 1 | 0 | 850 | 0 |
| ISHARES TR | CORE S ETF | 464287200 |  | 11287321 | 29378 | SH |  | OTR |  | 0 | 29378 | 0 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 69812 | 1842 | SH |  | OTR |  | 0 | 1842 | 0 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 |  | 30229 | 285 | SH |  | DFND | 1 | 0 | 285 | 0 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 |  | 3440813 | 32636 | SH |  | OTR |  | 0 | 32636 | 0 |
| ISHARES TR | GLOBAL ENERG ETF | 464287341 |  | 45033 | 1155 | SH |  | OTR |  | 0 | 1155 | 0 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 112429 | 775 | SH |  | DFND | 1 | 0 | 775 | 0 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 105406 | 492 | SH |  | DFND | 1 | 0 | 492 | 0 |
| ISHARES TR | MSCI ACWI ETF | 464288257 |  | 532113 | 6269 | SH |  | OTR |  | 0 | 6269 | 0 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 166300 | 1576 | SH |  | DFND | 1 | 0 | 1576 | 0 |
| ISHARES TR | ISHS 1-5YR INVS | 464288646 |  | 689907 | 13848 | SH |  | OTR |  | 0 | 13848 | 0 |
| ISHARES TR | GLB CNSM STP ETF | 464288737 |  | 200868 | 3368 | SH |  | OTR |  | 0 | 3368 | 0 |
| ISHARES TR | MSCI INDIA ETF | 46429B598 |  | 184950 | 4431 | SH |  | DFND | 1 | 0 | 4431 | 0 |
| ISHARES TR | MSCI INDIA ETF | 46429B598 |  | 2762790 | 65500 | SH |  | OTR |  | 0 | 65500 | 0 |
| ISHARES TR | MSCI USA VALUE | 46432F388 |  | 525480 | 5130 | SH |  | OTR |  | 0 | 5130 | 0 |
| ISHARES TR | 0-5YR HI YL CP | 46434V407 |  | 582028 | 14234 | SH |  | OTR |  | 0 | 14234 | 0 |
| ISHARES TR | GLOBAL REIT ETF | 46434V647 |  | 201551 | 8875 | SH |  | OTR |  | 0 | 8875 | 0 |
| ISHARES TR | CYBERSECURITY | 46435U135 |  | 495300 | 15000 | SH |  | OTR |  | 0 | 15000 | 0 |
| ISHARES TR | GENOMICS IMMUN | 46435U192 |  | 503400 | 20000 | SH |  | OTR |  | 0 | 20000 | 0 |
| ISHARES TR | ROBOTICS ARTIF | 46435U556 |  | 392524 | 15375 | SH |  | OTR |  | 0 | 15375 | 0 |
| ISHARES U S ETF TR | BLACKROCK SHORT | 46431W838 |  | 500792 | 9966 | SH |  | OTR |  | 0 | 9966 | 0 |
| JD.COM INC | SPON ADR CL A | 47215P106 |  | 28830613 | 513640 | SH |  | DFND | 1 | 0 | 513640 | 0 |
| JD.COM INC | SPON ADR CL A | 47215P106 |  | 421650 | 5000 | SH |  | OTR |  | 0 | 5000 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 881484 | 4990 | SH |  | DFND | 1 | 0 | 4990 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 999309 | 5657 | SH |  | OTR |  | 0 | 5657 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 491020 | 3256 | SH |  | OTR |  | 0 | 3256 | 0 |
| KE HLDGS INC | SPONSORED ADS | 482497104 |  | 872500 | 62500 | SH |  | DFND | 1 | 0 | 62500 | 0 |
| KELLOGG CO | COM | 487836108 |  | 110422 | 1550 | SH |  | OTR |  | 0 | 1550 | 0 |
| KEURIG DR PEPPER INC | COM | 49271V100 |  | 749 | 21 | SH |  | DFND | 1 | 0 | 21 | 0 |
| KEURIG DR PEPPER INC | COM | 49271V100 |  | 7275 | 204 | SH |  | OTR |  | 0 | 204 | 0 |
| KINDER MORGAN INC DEL | COM | 49456B101 |  | 180800 | 10000 | SH |  | DFND | 1 | 0 | 10000 | 0 |
| KKR  CO INC | COM | 48251W104 |  | 2175879 | 46713 | SH |  | DFND | 1 | 0 | 46713 | 0 |
| KNOWLES CORP | COM | 49926D109 |  | 82145 | 4950 | SH |  | DFND | 1 | 0 | 4950 | 0 |
| KRAFT HEINZ CO | COM | 500754106 |  | 2972 | 73 | SH |  | OTR |  | 0 | 73 | 0 |
| KRANESHARES TR | CSI CHI INTERNET | 500767306 |  | 71616 | 938 | SH |  | OTR |  | 0 | 938 | 0 |
| LAM RESEARCH CORP | COM | 512807108 |  | 33624 | 80 | SH |  | OTR |  | 0 | 80 | 0 |
| LAS VEGAS SANDS CORP | COM | 517834107 |  | 71089 | 1170 | SH |  | OTR |  | 0 | 1170 | 0 |
| LAUDER ESTEE COS INC | CL A | 518439104 |  | 98244977 | 395815 | SH |  | DFND | 1 | 0 | 395815 | 0 |
| LAUDER ESTEE COS INC | CL A | 518439104 |  | 9559581 | 36515 | SH |  | OTR |  | 0 | 36515 | 0 |
| LIBERTY MEDIA CORP DEL | COM SER A FRMLA | 531229870 |  | 43813 | 820 | SH |  | OTR |  | 0 | 820 | 0 |
| MANULIFE FINL CORP | COM | 56501R106 |  | 26290 | 1475 | SH |  | OTR |  | 0 | 1475 | 0 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 3775618 | 10842 | SH |  | DFND | 1 | 0 | 10842 | 0 |
| MERCADOLIBRE INC | COM | 58733R102 |  | 541594 | 640 | SH |  | DFND | 1 | 0 | 640 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 647084 | 5838 | SH |  | DFND | 1 | 0 | 5838 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 541658 | 4882 | SH |  | OTR |  | 0 | 4882 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 32865974 | 273114 | SH |  | DFND | 1 | 0 | 273114 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 664321 | 4869 | SH |  | OTR |  | 0 | 4869 | 0 |
| METLIFE INC | COM | 59156R108 |  | 178754 | 2470 | SH |  | OTR |  | 0 | 2470 | 0 |
| NETFLIX INC | COM | 64110L106 |  | 842293 | 2885 | SH |  | DFND | 1 | 0 | 2885 | 0 |
| NETFLIX INC | COM | 64110L106 |  | 132991 | 451 | SH |  | OTR |  | 0 | 451 | 0 |
| NOMAD FOODS LTD | USD ORD SHS | G6564A105 |  | 657076 | 38191 | SH |  | DFND | 1 | 0 | 38191 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 5412587 | 37037 | SH |  | DFND | 1 | 0 | 37037 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 29849972 | 204256 | SH |  | OTR |  | 0 | 204256 | 0 |
| ONECONNECT FINL TECHNOLOGY C | SPONSORED ADS | 68248T204 |  | 866 | 163 | SH |  | OTR |  | 0 | 163 | 0 |
| ORGANON  CO | COMMON STOCK | 68622V106 |  | 978 | 35 | SH |  | OTR |  | 0 | 35 | 0 |
| OSISKO GOLD ROYALTIES LTD | COM | 68827L101 |  | 24089 | 2000 | SH |  | OTR |  | 0 | 2000 | 0 |
| OTIS WORLDWIDE CORP | COM | 68902V107 |  | 526798 | 6662 | SH |  | DFND | 1 | 0 | 6662 | 0 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 7704 | 1200 | SH |  | OTR |  | 0 | 1200 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 3703440 | 52000 | SH |  | DFND | 1 | 0 | 52000 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 17752977 | 181824 | SH |  | OTR |  | 0 | 181824 | 0 |
| PERASO INC | COM | 71360T101 |  | 66629 | 91272 | SH |  | OTR |  | 0 | 91272 | 0 |
| PINTEREST INC | CL A | 72352L106 |  | 332835 | 13970 | SH |  | DFND | 1 | 0 | 13970 | 0 |
| PLUG POWER INC | COM NEW | 72919P202 |  | 20411 | 1650 | SH |  | OTR |  | 0 | 1650 | 0 |
| RESTAURANT BRANDS INTL INC | COM | 76131D103 |  | 119747 | 1852 | SH |  | OTR |  | 0 | 1852 | 0 |
| S GLOBAL INC | COM | 78409V104 |  | 102697194 | 306367 | SH |  | DFND | 1 | 0 | 306367 | 0 |
| S GLOBAL INC | COM | 78409V104 |  | 5963463 | 17442 | SH |  | OTR |  | 0 | 17442 | 0 |
| SBA COMMUNICATIONS CORP NEW | CL A | 78410G104 |  | 629496 | 2210 | SH |  | DFND | 1 | 0 | 2210 | 0 |
| SEA LTD | SPONSORD ADS | 81141R100 |  | 3722747 | 71550 | SH |  | DFND | 1 | 0 | 71550 | 0 |
| SHOPIFY INC | CL A | 82509L107 |  | 40605 | 1170 | SH |  | OTR |  | 0 | 1170 | 0 |
| SNAP INC | CL A | 83304A106 |  | 8055 | 900 | SH |  | OTR |  | 0 | 900 | 0 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 34127 | 103 | SH |  | OTR |  | 0 | 103 | 0 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 6685301 | 39599 | SH |  | DFND | 1 | 0 | 39599 | 0 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 851304 | 5018 | SH |  | OTR |  | 0 | 5018 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 7999671 | 20918 | SH |  | OTR |  | 0 | 20918 | 0 |
| SPDR S MIDCAP 400 ETF TR | UTSER1 S | 78467Y107 |  | 44279 | 100 | SH |  | OTR |  | 0 | 100 | 0 |
| SPDR SER TR | AEROSPACE DEF | 78464A631 |  | 44020 | 400 | SH |  | OTR |  | 0 | 400 | 0 |
| SPDR SER TR | PORTFLI TIPS ETF | 78464A656 |  | 57848 | 2240 | SH |  | DFND | 1 | 0 | 2240 | 0 |
| SPDR SER TR | BLOOMBERG HIGH Y | 78468R622 |  | 1023480 | 11372 | SH |  | OTR |  | 0 | 11372 | 0 |
| SVB FINANCIAL GROUP | COM | 78486Q101 |  | 152123 | 661 | SH |  | DFND | 1 | 0 | 661 | 0 |
| TESLA INC | COM | 88160R101 |  | 568943 | 1302 | SH |  | OTR |  | 0 | 1302 | 0 |
| TWIST BIOSCIENCE CORP | COM | 90184D100 |  | 5238 | 220 | SH |  | OTR |  | 0 | 220 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 2350683 | 4436 | SH |  | DFND | 1 | 0 | 4436 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 2452083 | 4625 | SH |  | OTR |  | 0 | 4625 | 0 |
| VALERO ENERGY CORP | COM | 91913Y100 |  | 85377 | 673 | SH |  | OTR |  | 0 | 673 | 0 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 |  | 603580 | 21060 | SH |  | OTR |  | 0 | 21060 | 0 |
| VANECK ETF TRUST | VANECK VIETNAM | 92189F817 |  | 3197 | 270 | SH |  | OTR |  | 0 | 270 | 0 |
| VANGUARD SCOTTSDALE FDS | TOTAL WLD BD ETF | 92206C565 |  | 957273 | 12020 | SH |  | OTR |  | 0 | 12020 | 0 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 |  | 768006 | 9869 | SH |  | DFND | 1 | 0 | 9869 | 0 |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 |  | 1030400 | 4154 | SH |  | DFND | 1 | 0 | 4154 | 0 |
| VERISK ANALYTICS INC | COM | 92345Y106 |  | 84614918 | 479383 | SH |  | DFND | 1 | 0 | 479383 | 0 |
| VERISK ANALYTICS INC | COM | 92345Y106 |  | 3838521 | 21741 | SH |  | OTR |  | 0 | 21741 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 116979 | 2969 | SH |  | OTR |  | 0 | 2969 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 141502937 | 681031 | SH |  | DFND | 1 | 0 | 681031 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 12676432 | 60569 | SH |  | OTR |  | 0 | 60569 | 0 |
| YUM CHINA HLDGS INC | COM | 98850P109 |  | 469170 | 8585 | SH |  | OTR |  | 0 | 8585 | 0 |
| ZOETIS INC | CL A | 98978V103 |  | 109246100 | 745014 | SH |  | DFND | 1 | 0 | 745014 | 0 |
| ZOETIS INC | CL A | 98978V103 |  | 10146583 | 67487 | SH |  | OTR |  | 0 | 67487 | 0 |
| ZYMEWORKS DEL INC | COM | 98985Y108 |  | 4323 | 550 | SH |  | OTR |  | 0 | 550 | 0 |

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