# EDGAR Filing Document

**Accession Number:** 0000798947
**File Stem:** 0000798947-26-000006
**Filing Date:** 2026-3
**Character Count:** 6407
**Document Hash:** d057613281990283285438ae1c660855
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000798947-26-000006.hdr.sgml**: 20260331

**ACCESSION NUMBER**: 0000798947-26-000006

**CONFORMED SUBMISSION TYPE**: TA-1/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20260330

**DATE AS OF CHANGE**: 20260331

**EFFECTIVENESS DATE**: 20260409

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** STANDARD REGISTRAR & TRANSFER CO INC /TA
- **CENTRAL INDEX KEY:** 0000798947

**ORGANIZATION NAME:**
- **EIN:** 870434704
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** TA-1/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-01447
- **FILM NUMBER:** 26823229

**BUSINESS ADDRESS:**
- **STREET 1:** 440 EAST 400 SOUTH, SUITE 200
- **CITY:** SALT LAKE CITY
- **STATE:** UT
- **ZIP:** 84111
- **BUSINESS PHONE:** 8015718844

**MAIL ADDRESS:**
- **STREET 1:** 440 EAST 400 SOUTH, SUITE 200
- **CITY:** SALT LAKE CITY
- **STATE:** UT
- **ZIP:** 84111

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** STANDARD REGISTER & TRANSFER CO INC                    /TA
- **DATE OF NAME CHANGE:** 19860812

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-1

### UNIFORM FORM OF APPLICATION FOR REGISTRATION AS A TRANSFER AGENT

### Registrant Information

**Appropriate regulatory agency:** SEC

**Full name of Registrant:** STANDARD REGISTRAR & TRANSFER CO INC /TA

**FINS Number:** 408567

**Address of principal office where transfer agent activities are performed:** 440 East 400 South, Suite 200, Salt Lake City, UT, 84111

**Is mailing address different from principal office address?:** No

**Telephone Number:** 801-571-8844

**Does registrant conduct business in other locations?:** No

**Is registrant a self-transfer agent?:** No

**Does registrant engage a service company to perform any of its transfer agent functions?:** No

**Is registrant engaged as a service company by a named transfer agent?:** No

### Ownership and Control Information

**Registrant Type:** Corporation

**Does any other person control the management or policies of the applicant?:** No

**Does any other person directly or indirectly finance the applicant?:** No

**Control Affiliates Information:**

| Entity Name       | Relationship Start Date   | Title or Status                   | Ownership Code   | Relationship End Date   |
|:---|:---|:---|:---|:---|
| John Clayton      | 01/01/2017                | Owner                             | E                |  |
| Amy Merrill       | 12/01/2007                | President                         | NA               |  |
| Greg L. Popp      | 03/01/2017                | Treasurer, Director and Secretary | NA               | 04/23/2025              |
| Daniel W. Jackson | 03/01/2017                | Director                          | NA               | 06/20/2025              |

### Disciplinary History

- **Convicted/plead guilty to any felony or investment-related misdemeanor?:** No

- **Convicted/plead guilty to any other felony?:** No

- **Enjoined in connection with any investment-related activity?:** No

- **Found to have violated any investment-related statute or regulation?:** No

- **Made a false statement or omission in a filing with the SEC?:** No

- **Found to have violated SRO rules or failed to supervise?:** Yes

  - **Details #1:**

    - **Entity Name:** Ronald P. Harrington (Deceased 2017)

    - **Action Title:** Civil Action No. 91-C968J

    - **Action Date:** 11/10/1992

    - **Court/Body Name and Location:** US District Court - District of Utah

    - **Action Description:** SEC alleged that Ronald P. Harrington of a violation of Section 17(a) of the Securities Act of 1933 and Sections of 10(b) of the Securities Act of 1934 and 10b-5 of the Exchange Act.

    - **Disposition:** Harrington plead no contest in the complaint and the court entered a judgment (permanent injunction) against him from violating Section 17(a) of the Securities Act of 1933 and Sections of 10(b) of the Securities Exchange Act of 1934 and 10b-5 Exchange Act.

- **Had authorization to act as a financial professional denied, suspended, or revoked?:** No

- **Had a registration as a financial professional denied, suspended, or revoked?:** No

- **Federal/State agency found a false statement or omission?:** No

- **Federal/State agency found a violation of investment-related regulations?:** No

- **Federal/State agency denied, suspended, or revoked authorization?:** No

- **Federal/State agency entered an order against the applicant?:** No

- **Federal/State agency denied, suspended, or revoked registration?:** No

- **Federal/State agency revoked or suspended a license?:** Yes

  - **Details #1:**

    - **Entity Name:** Ronald P. Harrington (Deceased 2017)

    - **Action Title:** Administrative proceedings

    - **Action Date:** 03/01/1986

    - **Court/Body Name and Location:** US Securities and Exchange Commission

    - **Action Description:** SEC alleged that Harrington has violated Rule 2(e)(l)(ii) of the Commission Rules and Practices.

    - **Disposition:** Harrington submitted a settlement to the SEC he neither admits nor denies any of the facts or conclusions set forth and consents to the SEC orders under Rule 2(e) of the SEC Rule of Practice he agreed to lose his privilege as an accountant before the SEC.

- **SRO found a false statement or omission?:** No

- **SRO found a violation of its rules?:** No

- **SRO denied, suspended, or revoked authorization?:** No

- **SRO revoked or suspended a license?:** No

- **Subject of an order or finding by a foreign financial regulatory authority?:** No

- **Currently the subject of any proceeding that could result in a 'yes' answer to any of the above?:** Yes

  - **Details #1:**

    - **Entity Name:** John S. Clayton, et al, including applicant

    - **Action Title:** Civil Action No 2:24-CV-00918-RJS

    - **Action Date:** 12/11/2024

    - **Court/Body Name and Location:** US Federal District Court - District of Utah

    - **Action Description:** various securities enforcement claims involving multiple defendants.

    - **Disposition:** Pending, discovery ongoing.

- **Had a bond revoked for disorderly conduct, fraud, or dishonesty?:** No

- **Have any unsatisfied judgments or liens against them?:** No

### Signature

**Signature:** /s/ Amy Merrill

**Title:** President

**Date:** 03/30/2026

**Phone Number:** 801-571-8844