# EDGAR Filing Document

**Accession Number:** 0001545440
**File Stem:** 0000910472-26-009660
**Filing Date:** 2026-6
**Character Count:** 59760
**Document Hash:** d49aabef0f2a0d3648eab6c26715ddfb
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-26-009660.hdr.sgml**: 20260625

**ACCESSION NUMBER**: 0000910472-26-009660

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260430

**FILED AS OF DATE**: 20260625

**DATE AS OF CHANGE**: 20260625

**PERIOD START**: 20261031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Ultimus Managers Trust
- **CENTRAL INDEX KEY:** 0001545440

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** OH

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22680
- **FILM NUMBER:** 261118694

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 513-587-3400

**MAIL ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246

## Series and Classes Contracts Data

### Westwood Enhanced Income Opportunity ETF (Series ID: S000097737)

| Class ID   | Class Name                               | Ticker Symbol   |
|:---|:---|:---|
| C000267227 | Westwood Enhanced Income Opportunity ETF |  |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Ultimus Managers Trust

- **b. Investment Company Act file number:** 811-22680

- **c. CIK number of Registrant:** 0001545440

- **d. LEI of Registrant:** 549300FU214TAR7BFY91

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 Pictoria Drive

  - **City:** Cincinnati

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 513-587-3400

**Item A.2. Information about the Series.**

- **a. Name of Series:** Westwood Enhanced Income Opportunity ETF

- **b. EDGAR series identifier (if any):** S000097737

- **c. LEI of Series:** 254900JXYOQ40QB1WP18

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-10-31

- **b. Date as of which information is reported:** 2026-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $23533212.16

**Total Liabilities:** $781280.77

**Net Assets:** $22751931.39

**Cash Not Reported:** $178869.29

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 20.74217171 | **1-Year:** 193.02274276 | **5-Year:** 716.99150345 | **10-Year:** 861.47639716 | **30-Year:** 640.24639171

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000267227 | 0.19%                | -2.98%               | 4.17%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-37883.00               | $69287.81                                  |
| Month 2  | $60556.96                | $-769933.33                                |
| Month 3  | $191279.49               | $883762.31                                 |

**Designated Index Information**

- **Index Name:** Russell 3000

- **Index Identifier:** RU3000

### Schedule of Portfolio Investments

| Name                                                 | Title                                                                            | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| THE OPTIONS CLEARING CORPORATION                     | Kratos Defense & Security Solutions, Inc. 08/21/2026 90 Call                     | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -33 | NS      | $-11550.00    | -0.05%            |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Enterprise Products Partners, L.P. 06/18/2026 40 Call                            | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -75 | NS      | $-3900.00     | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Essex Property Trust, Inc. 07/17/2026 270 Call                                   | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |        -9 | NS      | $-6570.00     | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| KINDER MORGAN INC                                    | Kinder Morgan, Inc.                                                              | CUSIP: 49456B101<br>LEI: 549300WR7IX8XE0TBO16 | Long             | EC               | CORP              | US        |      9629 | NS      | $316505.23    | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Alliant Energy Corporation 07/17/2026 75 Call                                    | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -37 | NS      | $-10545.00    | -0.05%            |  |  |  | No            |                  2 | On Loan: No      |
| STATE STREET CORP                                    | State Street Corporation 6.7%, Fixed until 3/15/2029                             | CUSIP: 857477CH4<br>LEI: 549300ZFEEJ2IP5VME73 | Long             | DBT              | CORP              | US        |    162000 | PA      | $166935.33    | 0.73%             | N/A             | Fixed         | 6.70%                 | No            |                  2 | On Loan: No      |
| CHARTER COMMUNICATIONS OPERATING LLC                 | Charter Communications Operating, LLC / Charter Communications Operating Capital | CUSIP: 161175AZ7<br>LEI: 549300TPZNMN50BJ3745 | Long             | DBT              | CORP              | US        |    108000 | PA      | $109121.04    | 0.48%             | 2035-10-23      | Fixed         | 6.38%                 | No            |                  2 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | WEC Energy Group, Inc. 07/17/2026 125 Call                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -33 | NS      | $-4785.00     | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| ALPHABET INC                                         | Alphabet, Inc. 5.3%, Due 05/15/2065                                              | CUSIP: 02079KAN7<br>LEI: 5493006MHB84DD0ZWV18 | Long             | DBT              | CORP              | US        |    108000 | PA      | $98366.99     | 0.43%             | 2065-05-15      | Fixed         | 5.30%                 | No            |                  2 | On Loan: No      |
| DELL INTERNATIONAL LLC / EMC CORP                    | Dell International, LLC / EMC Corporation 8.35%, Due 07/15/2046                  | CUSIP: 24703TAK2<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |     36000 | PA      | $44641.45     | 0.20%             | 2046-07-15      | Fixed         | 8.35%                 | No            |                  2 | On Loan: No      |
| GEORGIA POWER COMPANY                                | Georgia Power Company 5.25%, Due 03/15/2034                                      | CUSIP: 373334KW0<br>LEI: D981X4Z4RWS7PDMJUZ03 | Long             | DBT              | CORP              | US        |    108000 | PA      | $110047.13    | 0.48%             | 2034-03-15      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | SLB Ltd. 06/18/2026 60 Call                                                      | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -48 | NS      | $-8736.00     | -0.04%            |  |  |  | No            |                  1 | On Loan: No      |
| ALLY FINANCIAL INC                                   | Ally Financial, Inc. 6.992%, Fixed until  06/13/2028                             | CUSIP: 02005NBT6<br>LEI: 549300JBN1OSM8YNAI90 | Long             | DBT              | CORP              | US        |    145000 | PA      | $150800.70    | 0.66%             | 2029-06-13      | Fixed         | 6.99%                 | No            |                  2 | On Loan: No      |
| HEWLETT PACKARD ENTERPRISE COMPANY                   | Hewlett Packard Enterprise Company                                               | CUSIP: 42824C109<br>LEI: 549300BX44RGX6ANDV88 | Long             | EC               | CORP              | US        |     10674 | NS      | $307090.98    | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| FACTSET RESEARCH SYSTEMS INC                         | FactSet Research Systems, Inc.                                                   | CUSIP: 303075105<br>LEI: 549300ZSJE7NBK6K9P30 | Long             | EC               | CORP              | US        |      1155 | NS      | $262854.90    | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Intel Corporation 09/18/2026 125 Call                                            | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -29 | NS      | $-27260.00    | -0.12%            |  |  |  | No            |                  1 | On Loan: No      |
| ESSEX PROPERTY TRUST INC                             | Essex Property Trust, Inc.                                                       | CUSIP: 297178105<br>LEI: 549300TR2H2VEFX0NC60 | Long             | EC               | CORP              | US        |       990 | NS      | $260577.90    | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT | United States Treasury Note 4.625%, Due 02/15/2035                               | CUSIP: 91282CMM0<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    322000 | PA      | $328767.03    | 1.45%             | 2035-02-15      | Fixed         | 4.62%                 | No            |                  2 | On Loan: No      |
| UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT | United States Treasury Note 4.5%, Due 11/15/2054                                 | CUSIP: 912810UE6<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    234000 | PA      | $215855.86    | 0.95%             | 2054-11-15      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| B.A.T CAPITAL CORP                                   | BAT Capital Corporation 7.75%, Due 10/19/2032                                    | CUSIP: 05526DBX2<br>LEI: 2138005GYEXN7XRHFA84 | Long             | DBT              | CORP              | US        |    142000 | PA      | $162928.78    | 0.72%             | 2032-10-19      | Fixed         | 7.75%                 | No            |                  2 | On Loan: No      |
| FLORIDA GAS TRANSMISSION COMPANY LLC                 | Florida Gas Transmission Company, LLC 5.75%, Due 07/15/2035                      | CUSIP: 340711BC3<br>LEI: 549300Q0UQF87NXNOC32 | Long             | DBT              | CORP              | US        |    106000 | PA      | $109291.27    | 0.48%             | 2035-07-15      | Fixed         | 5.75%                 | Yes           |                  2 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Medtronic plc 06/18/2026 105 Call                                                | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -29 | NS      | $-406.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| PENSKE TRUCK LEASING CO LP                           | Penske Truck Leasing Company Lp / PTL Finance Corporation                        | CUSIP: 709599BV5<br>LEI: 549300ZX07JYMI8GHQ39 | Long             | DBT              | CORP              | US        |     91000 | PA      | $95563.24     | 0.42%             | 2030-06-15      | Fixed         | 6.20%                 | Yes           |                  2 | On Loan: No      |
| PROLOGIS INC                                         | Prologis, Inc.                                                                   | CUSIP: 74340W103<br>LEI: 529900DFH19P073LZ636 | Long             | EC               | CORP              | US        |      1962 | NS      | $278643.24    | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA CORP                                          | NVIDIA Corporation                                                               | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |      2393 | NS      | $477571.01    | 2.10%             |  |  |  | No            |                  1 | On Loan: No      |
| MERCK & COMPANY INC                                  | Merck & Company, Inc.                                                            | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |      3652 | NS      | $398725.36    | 1.75%             |  |  |  | No            |                  1 | On Loan: No      |
| LOCKHEED MARTIN CORP                                 | Lockheed Martin Corporation                                                      | CUSIP: 539830109<br>LEI: DPRBOZP0K5RM2YE8UU08 | Long             | EC               | CORP              | US        |       448 | NS      | $232050.56    | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| GOLDMAN SACHS GROUP INC (THE)                        | Goldman Sachs Group, Inc. (The)                                                  | CUSIP: 38141G104<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EC               | CORP              | US        |       247 | NS      | $228171.19    | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Apple, Inc. 06/18/2026 295 Call                                                  | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -10 | NS      | $-3300.00     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Amazon.com, Inc. 06/18/2026 270 Call                                             | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |        -9 | NS      | $-9000.00     | -0.04%            |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Honeywell International, Inc. 06/18/2026 260 Call                                | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -15 | NS      | $-1050.00     | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| RENAISSANCERE HOLDINGS LTD                           | RenaissanceRe Holdings Ltd. 5.75%, Due 06/05/2033                                | CUSIP: 75968NAE1<br>LEI: EK6GB9U3U58PDI411C94 | Long             | DBT              | CORP              | BM        |     91000 | PA      | $93700.23     | 0.41%             | 2033-06-05      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| WALMART INC                                          | Walmart, Inc.                                                                    | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Long             | EC               | CORP              | US        |      2249 | NS      | $296710.57    | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| ISHARES TRUST                                        | iShares Broad USD High Yield Corporate Bond ETF USD Class                        | CUSIP: 46435U853<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |     26928 | NS      | $1002529.44   | 4.41%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT | United States Treasury Note 4%, Due 02/28/2030                                   | CUSIP: 91282CGQ8<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    162000 | PA      | $162170.86    | 0.71%             | 2030-02-28      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| JP MORGAN CHASE & COMPANY                            | JPMorgan Chase & Company                                                         | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |      1349 | NS      | $422547.27    | 1.86%             |  |  |  | No            |                  1 | On Loan: No      |
| ALCON AG                                             | Alcon A.G.                                                                       | CUSIP: H01301128<br>LEI: 549300LDT5AP8S0NBM78 | Long             | EC               | CORP              | CH        |      3977 | NS      | $297757.99    | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | QUALCOMM, Inc. 09/18/2026 210 Call                                               | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -12 | NS      | $-11700.00    | -0.05%            |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Walmart, Inc. 06/18/2026 140 Call                                                | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -21 | NS      | $-5880.00     | -0.03%            |  |  |  | No            |                  1 | On Loan: No      |
| HONEYWELL INTERNATIONAL INC                          | Honeywell International, Inc.                                                    | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               | CORP              | US        |      1602 | NS      | $343356.66    | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| MEDTRONIC PLC                                        | Medtronic plc                                                                    | CUSIP: G5960L103<br>LEI: 549300GX3ZBSQWUXY261 | Long             | EC               | CORP              | IE        |      3114 | NS      | $252140.58    | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| SLB LTD                                              | SLB Ltd.                                                                         | CUSIP: 806857108<br>LEI: 213800ZUA17OK3QLGM62 | Long             | EC               | CORP              | US        |      5093 | NS      | $289689.84    | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Kinder Morgan, Inc. 06/18/2026 37 Call                                           | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -91 | NS      | $-910.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| KIMCO REALTY OP LLC                                  | Kimco Realty OP, LLC 4.85%, Due 03/01/2035                                       | CUSIP: 49447BAB9<br>LEI: 549300EA7I6T15IBYS12 | Long             | DBT              | CORP              | US        |    108000 | PA      | $105994.60    | 0.47%             | 2035-03-01      | Fixed         | 4.85%                 | No            |                  2 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Alcon A.G. 06/18/2026 90 Call                                                    | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -37 | NS      | $-1110.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | JPMorgan Chase & Company 06/18/2026 345 Call                                     | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -12 | NS      | $-1752.00     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORP                                 | Bank of America Corporation 5.518%, Fixed Until 10/25/2034                       | CUSIP: 06051GMD8<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | DBT              | CORP              | US        |    108000 | PA      | $108801.93    | 0.48%             | 2035-10-25      | Fixed         | 5.52%                 | No            |                  2 | On Loan: No      |
| MORGAN STANLEY                                       | Morgan Stanley 6.296 ,Fixed until 10/18/2027                                     | CUSIP: 61747YEV3<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | DBT              | CORP              | US        |    108000 | PA      | $110733.14    | 0.49%             | 2028-10-18      | Fixed         | 6.30%                 | No            |                  2 | On Loan: No      |
| PHILIP MORRIS INTERNATIONAL INC                      | Philip Morris International, Inc.                                                | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |      1692 | NS      | $279298.44    | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIGROUP INC                                        | Citigroup, Inc. 6.174%, Fixed until 05/25/2033                                   | CUSIP: 17327CAR4<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | DBT              | CORP              | US        |     91000 | PA      | $94802.61     | 0.42%             | 2034-05-25      | Fixed         | 6.17%                 | No            |                  2 | On Loan: No      |
| GENERAL DYNAMICS CORP                                | General Dynamics Corporation                                                     | CUSIP: 369550108<br>LEI: 9C1X8XOOTYY2FNYTVH06 | Long             | EC               | CORP              | US        |      1062 | NS      | $365646.60    | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Hewlett Packard Enterprise Company 06/18/2026 30 Call                            | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |      -101 | NS      | $-17473.00    | -0.08%            |  |  |  | No            |                  1 | On Loan: No      |
| KRATOS DEFENSE & SECURITY SOLUTIONS INC              | Kratos Defense & Security Solutions, Inc.                                        | CUSIP: 50077B207<br>LEI: 5493000EKBN0UY1F3F88 | Long             | EC               | CORP              | US        |      3489 | NS      | $219981.45    | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Prologis, Inc. 06/18/2026 155 Call                                               | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -18 | NS      | $-1080.00     | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| ISHARES TRUST                                        | iShares iBoxx $ High Yield Corporate Bond ETF USD Class                          | CUSIP: 464288513<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |     12509 | NS      | $1005473.42   | 4.42%             |  |  |  | No            |                  1 | On Loan: No      |
| MICROSOFT CORP                                       | Microsoft Corporation                                                            | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      1116 | NS      | $455082.48    | 2.00%             |  |  |  | No            |                  1 | On Loan: No      |
| ENTERPRISE PRODUCTS PARTNERS LP                      | Enterprise Products Partners, L.P.                                               | CUSIP: 293792107<br>LEI: K4CDIF4M54DJZ6TB4Q48 | Long             | EC               | CORP              | US        |      7955 | NS      | $307858.50    | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT | United States Treasury Note 4.625%, Due 02/15/2055                               | CUSIP: 912810UG1<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    163000 | PA      | $153506.52    | 0.67%             | 2055-02-15      | Fixed         | 4.62%                 | No            |                  2 | On Loan: No      |
| BROADCOM INC                                         | Broadcom, Inc.                                                                   | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |      1061 | NS      | $442893.23    | 1.95%             |  |  |  | No            |                  1 | On Loan: No      |
| ORACLE CORP                                          | Oracle Corporation                                                               | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |      2683 | NS      | $433009.37    | 1.90%             |  |  |  | No            |                  1 | On Loan: No      |
| FEDEX CORP                                           | FedEx Corporation                                                                | CUSIP: 31428X106<br>LEI: 549300E707U7WNPZN687 | Long             | EC               | CORP              | US        |       631 | NS      | $254488.61    | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| AMAZON.COM INC                                       | Amazon.com, Inc.                                                                 | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |       959 | NS      | $254192.54    | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Goldman Sachs Group, Inc. (The) 06/18/2026 1040 Call                             | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |        -2 | NS      | $-1130.00     | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | NVIDIA Corporation 06/18/2026 228 Call                                           | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -22 | NS      | $-8140.00     | -0.04%            |  |  |  | No            |                  1 | On Loan: No      |
| COLUMBIA PIPELINES OPERATING CO LLC                  | Columbia Pipelines Operating Company, LLC 6.544%, Due 11/15/2053                 | CUSIP: 19828TAC0<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    145000 | PA      | $152473.36    | 0.67%             | 2053-11-15      | Fixed         | 6.54%                 | Yes           |                  2 | On Loan: No      |
| US BANCORP                                           | US Bancorp 3.7%, Fixed until 01/15/2027                                          | CUSIP: 902973BC9<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | DBT              | CORP              | US        |    163000 | PA      | $160426.74    | 0.71%             | N/A             | Fixed         | 3.70%                 | No            |                  2 | On Loan: No      |
| BANK OF AMERICA CORP                                 | Bank of America Corporation 6.25%, Fixed Until 07/26/2030                        | CUSIP: 06055HAK9<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | DBT              | CORP              | US        |    108000 | PA      | $109152.47    | 0.48%             | N/A             | Fixed         | 6.25%                 | No            |                  2 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Philip Morris International, Inc. 06/18/2026 195 Call                            | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -16 | NS      | $-600.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| SEMPRA                                               | Sempra 6.4%, Fixed Until 10/01/2034                                              | CUSIP: 816851BT5<br>LEI: PBBKGKLRK5S5C0Y4T545 | Long             | DBT              | CORP              | US        |    108000 | PA      | $108834.19    | 0.48%             | 2054-10-01      | Fixed         | 6.40%                 | No            |                  2 | On Loan: No      |
| SBL HOLDINGS INC                                     | SBL Holdings, Inc. 7.2%, Due 10/30/2034                                          | CUSIP: 78397DAD0<br>LEI: 635400MJW3QDSBJRKQ59 | Long             | DBT              | CORP              | US        |    163000 | PA      | $150682.50    | 0.66%             | 2034-10-30      | Fixed         | 7.20%                 | Yes           |                  2 | On Loan: No      |
| BOEING COMPANY (THE)                                 | Boeing Company (The)                                                             | CUSIP: 097023105<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EC               | CORP              | US        |      1278 | NS      | $292700.34    | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| PILGRIM'S PRIDE CORP                                 | Pilgrim's Pride Corporation 6.25%, Due 07/01/2033                                | CUSIP: 72147KAK4<br>LEI: 549300ZSLGV64ZL3HD75 | Long             | DBT              | CORP              | US        |     91000 | PA      | $95418.60     | 0.42%             | 2033-07-01      | Fixed         | 6.25%                 | No            |                  2 | On Loan: No      |
| UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT | United States Treasury Note 3.875%, Due 07/31/2030                               | CUSIP: 91282CNN7<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |     54000 | PA      | $53753.20     | 0.24%             | 2030-07-31      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| GILEAD SCIENCES INC                                  | Gilead Sciences, Inc.                                                            | CUSIP: 375558103<br>LEI: 549300WTZWR07K8MNV44 | Long             | EC               | CORP              | US        |      4373 | NS      | $572163.32    | 2.51%             |  |  |  | No            |                  1 | On Loan: No      |
| ALPHABET INC                                         | Alphabet, Inc.                                                                   | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      1851 | NS      | $712264.80    | 3.13%             |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Capital One Financial Corporation 06/18/2026 250 Call                            | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -12 | NS      | $-120.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| ENERGY TRANSFER LP                                   | Energy Transfer, L.P.                                                            | CUSIP: 29273V100<br>LEI: MTLVN9N7JE8MIBIJ1H73 | Long             | EC               | CORP              | US        |     20698 | NS      | $417892.62    | 1.84%             |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Alphabet, Inc. 07/17/2026 410 Call                                               | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -17 | NS      | $-24140.00    | -0.11%            |  |  |  | No            |                  1 | On Loan: No      |
| UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT | United States Treasury Note 4.75%, Due 05/15/2055                                | CUSIP: 912810UK2<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    394000 | PA      | $378809.45    | 1.66%             | 2055-05-15      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| TRANSCANADA TRUST                                    | Transcanada Trust 5.6% until 03/07/2032, Due 03/07/2082                          | CUSIP: 89356BAG3<br>LEI: 549300Y0MFCAXLBWUV51 | Long             | DBT              | CORP              | CA        |    108000 | PA      | $106680.69    | 0.47%             | 2082-03-07      | Fixed         | 5.60%                 | No            |                  2 | On Loan: No      |
| WEC ENERGY GROUP INC                                 | WEC Energy Group, Inc.                                                           | CUSIP: 92939U106<br>LEI: 549300IGLYTZUK3PVP70 | Long             | EC               | CORP              | US        |      3546 | NS      | $418215.24    | 1.84%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT | United States Treasury Note 4.125%, Due 11/15/2032                               | CUSIP: 91282CFV8<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |     54000 | PA      | $53824.92     | 0.24%             | 2032-11-15      | Fixed         | 4.12%                 | No            |                  2 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Cisco Systems, Inc. 06/18/2026 95 Call                                           | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -35 | NS      | $-11725.00    | -0.05%            |  |  |  | No            |                  1 | On Loan: No      |
| WELLS FARGO & COMPANY                                | Wells Fargo & Company 5.198%, Fixed until 01/23/2029                             | CUSIP: 95000U3J0<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | DBT              | CORP              | US        |    162000 | PA      | $164735.85    | 0.72%             | 2030-01-23      | Fixed         | 5.20%                 | No            |                  2 | On Loan: No      |
| LINCOLN NATIONAL CORP                                | Lincoln National Corporation 9.25%, Fixed until 3/1/2028                         | CUSIP: 534187BR9<br>LEI: EFQMQROEDSNBRIP7LE47 | Long             | DBT              | CORP              | US        |     91000 | PA      | $96257.71     | 0.42%             | N/A             | Fixed         | 9.25%                 | No            |                  2 | On Loan: No      |
| GAP INC (THE)                                        | Gap, Inc. (The)                                                                  | CUSIP: 364760108<br>LEI: T2ZG1WRWZ4BUCMQL9224 | Long             | EC               | CORP              | US        |      9720 | NS      | $239014.80    | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Home Depot, Inc. (The) 06/18/2026 430 Call                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |        -6 | NS      | $-114.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Barrick Mining Corporation 06/18/2026 60 Call                                    | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -87 | NS      | $-435.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Microsoft Corporation 06/18/2026 455 Call                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -10 | NS      | $-3750.00     | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Energy Transfer, L.P. 07/17/2026 21 Call                                         | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |      -196 | NS      | $-6076.00     | -0.03%            |  |  |  | No            |                  1 | On Loan: No      |
| CISCO SYSTEMS INC                                    | Cisco Systems, Inc.                                                              | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |      3960 | NS      | $362340.00    | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT | United States Treasury Note 3.75%, Due 01/31/2031                                | CUSIP: 91282CPW5<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |     70000 | PA      | $69201.56     | 0.30%             | 2031-01-31      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| ARES CAPITAL CORP                                    | Ares Capital Corporation 7%, Due 01/15/2027                                      | CUSIP: 04010LBE2<br>LEI: WEQ82666OJYSI5GUAB47 | Long             | DBT              | CORP              | US        |    108000 | PA      | $109419.90    | 0.48%             | 2027-01-15      | Fixed         | 7.00%                 | No            |                  2 | On Loan: No      |
| VENTAS INC                                           | Ventas, Inc.                                                                     | CUSIP: 92276F100<br>LEI: ORQTRC074CWLT3DKHT41 | Long             | EC               | CORP              | US        |      4787 | NS      | $420585.82    | 1.85%             |  |  |  | No            |                  1 | On Loan: No      |
| HP INC                                               | HP, Inc. 6.1%, Due 04/25/2035                                                    | CUSIP: 40434LAS4<br>LEI: WHKXQACZ14C5XRO8LW03 | Long             | DBT              | CORP              | US        |     37000 | PA      | $38925.89     | 0.17%             | 2035-04-25      | Fixed         | 6.10%                 | No            |                  2 | On Loan: No      |
| FLEX LTD                                             | Flex Ltd. 6%, Due 01/15/2028                                                     | CUSIP: 33938XAE5<br>LEI: 549300EAQH74YHD07T53 | Long             | DBT              | CORP              | SG        |    108000 | PA      | $110384.28    | 0.49%             | 2028-01-15      | Fixed         | 6.00%                 | No            |                  2 | On Loan: No      |
| SIXTH STREET LENDING PARTNERS                        | Sixth Street Lending Partners 5.75%, Due 01/15/2030                              | CUSIP: 829932AD4<br>LEI: 549300S9P1HMDERGCR64 | Long             | DBT              | CORP              | US        |    108000 | PA      | $107387.43    | 0.47%             | 2030-01-15      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| INTERNATIONAL BUSINESS MACHINES CORP                 | International Business Machines Corporation                                      | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | EC               | CORP              | US        |      1170 | NS      | $270246.60    | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| ENBRIDGE INC                                         | Enbridge, Inc. 7.2%, Fixed Until 6/27/2034                                       | CUSIP: 29250NCF0<br>LEI: 98TPTUM4IVMFCZBCUR27 | Long             | DBT              | CORP              | CA        |     91000 | PA      | $97297.38     | 0.43%             | 2054-06-27      | Fixed         | 7.20%                 | No            |                  2 | On Loan: No      |
| ORACLE CORP                                          | Oracle Corporation 4.8%, Due 09/26/2032                                          | CUSIP: 68389XDK8<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | DBT              | CORP              | US        |     54000 | PA      | $51346.71     | 0.23%             | 2032-09-26      | Fixed         | 4.80%                 | No            |                  2 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Gilead Sciences, Inc. 06/18/2026 155 Call                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -41 | NS      | $-1763.00     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | International Business Machines Corporation 06/18/2026 300 Call                  | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -11 | NS      | $-363.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| OLD NATIONAL BANCORP                                 | Old National Bancorp/IN 5.768%, Fixed until 02/15/2031                           | CUSIP: 68003DAA3<br>LEI: 549300MMK90CL5KMVX16 | Long             | DBT              | CORP              | US        |    140000 | PA      | $139737.07    | 0.61%             | 2036-02-15      | Fixed         | 5.77%                 | No            |                  2 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Gap, Inc. (The) 06/18/2026 33 Call                                               | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -92 | NS      | $-1380.00     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| WELLS FARGO & COMPANY                                | Wells Fargo & Company                                                            | CUSIP: 949746101<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EC               | CORP              | US        |      5219 | NS      | $429158.37    | 1.89%             |  |  |  | No            |                  1 | On Loan: No      |
| CAPITAL ONE FINANCIAL CORP                           | Capital One Financial Corporation 7.624%, Fixed until 10/30/2030                 | CUSIP: 14040HDC6<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | DBT              | CORP              | US        |     91000 | PA      | $100466.03    | 0.44%             | 2031-10-30      | Fixed         | 7.62%                 | No            |                  2 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Lockheed Martin Corporation 06/18/2026 690 Call                                  | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |        -4 | NS      | $-420.00      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| QUALCOMM INC                                         | QUALCOMM, Inc.                                                                   | CUSIP: 747525103<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               | CORP              | US        |      1283 | NS      | $230401.14    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| PHILLIPS 66 COMPANY                                  | Phillips 66 Company 6.2%, Fixed until 03/15/2036                                 | CUSIP: 718547BA9<br>LEI: RVJMT2IZVVSKIRJJBH76 | Long             | DBT              | CORP              | US        |     54000 | PA      | $54177.50     | 0.24%             | 2056-03-15      | Fixed         | 6.20%                 | No            |                  2 | On Loan: No      |
| ORACLE CORP                                          | Oracle Corporation 6.9%, Due 11/09/2052                                          | CUSIP: 68389XCK9<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | DBT              | CORP              | US        |    108000 | PA      | $102213.27    | 0.45%             | 2052-11-09      | Fixed         | 6.90%                 | No            |                  2 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | HSBC Holdings plc 06/18/2026 105 Call                                            | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -34 | NS      | $-1530.00     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| ALLIANT ENERGY CORP                                  | Alliant Energy Corporation                                                       | CUSIP: 018802108<br>LEI: 5493009ML300G373MZ12 | Long             | EC               | CORP              | US        |      3942 | NS      | $289461.06    | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT | United States Treasury Note 4.375%, Due 05/15/2034                               | CUSIP: 91282CKQ3<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    270000 | PA      | $271676.95    | 1.19%             | 2034-05-15      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| HSBC HOLDINGS PLC                                    | HSBC Holdings plc                                                                | CUSIP: 404280406<br>LEI: MLU0ZO3ML4LN2LL2TL39 | Long             | EC               | CORP              | GB        |      3640 | NS      | $334370.40    | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Oracle Corporation 06/18/2026 220 Call                                           | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -25 | NS      | $-4625.00     | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| CAPITAL ONE FINANCIAL CORP                           | Capital One Financial Corporation                                                | CUSIP: 14040H105<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | EC               | CORP              | US        |      1313 | NS      | $251176.90    | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| MYLAN INC                                            | Mylan, Inc. 5.2%, Due 04/15/2048                                                 | CUSIP: 628530BJ5<br>LEI: 30ZMPDNA1RHIBH89C294 | Long             | DBT              | CORP              | US        |    127000 | PA      | $101356.80    | 0.45%             | 2048-04-15      | Fixed         | 5.20%                 | No            |                  2 | On Loan: No      |
| INTEL CORP                                           | Intel Corporation                                                                | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |      3072 | NS      | $290242.56    | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| GOLUB CAPITAL PRIVATE CREDIT FUND                    | Golub Capital Private Credit Fund 5.875%, Due 05/01/2030                         | CUSIP: 38179RAD7<br>LEI: 254900B5KBW6OY1F9951 | Long             | DBT              | CORP              | US        |    162000 | PA      | $159823.11    | 0.70%             | 2030-05-01      | Fixed         | 5.88%                 | No            |                  2 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Wells Fargo & Company 06/18/2026 100 Call                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -49 | NS      | $-294.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| APPLE INC                                            | Apple, Inc.                                                                      | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |      1133 | NS      | $307439.55    | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Ventas, Inc. 07/17/2026 92.5 Call                                                | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -45 | NS      | $-8550.00     | -0.04%            |  |  |  | No            |                  2 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Broadcom, Inc. 06/18/2026 480 Call                                               | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -10 | NS      | $-10330.00    | -0.05%            |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Merck & Company, Inc. 07/17/2026 130 Call                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -34 | NS      | $-2482.00     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| MARS INC                                             | Mars, Inc. 5.7%, Due 05/01/2055                                                  | CUSIP: 571676BC8<br>LEI: 54930073HKEO6GZBSS03 | Long             | DBT              | CORP              | US        |     54000 | PA      | $52543.98     | 0.23%             | 2055-05-01      | Fixed         | 5.70%                 | Yes           |                  2 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | General Dynamics Corporation 06/18/2026 380 Call                                 | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -10 | NS      | $-1470.00     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Cisco Systems, Inc. 06/18/2026 97.5 Call                                         | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |        -2 | NS      | $-480.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT | United States Treasury Note 4.75%, Due 11/15/2053                                | CUSIP: 912810TV0<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    217000 | PA      | $208370.86    | 0.92%             | 2053-11-15      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Boeing Company (The) 06/18/2026 250 Call                                         | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -12 | NS      | $-4440.00     | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| BARRICK MINING CORP                                  | Barrick Mining Corporation                                                       | CUSIP: 06849F108<br>LEI: 0O4KBQCJZX82UKGCBV73 | Long             | EC               | CORP              | CA        |      9252 | NS      | $363973.68    | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| HOME DEPOT INC (THE)                                 | Home Depot, Inc. (The)                                                           | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Long             | EC               | CORP              | US        |       702 | NS      | $230817.60    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | Dell Technologies, Inc. 06/18/2026 220 Call                                      | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -17 | NS      | $-24905.00    | -0.11%            |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | FedEx Corporation 06/18/2026 420 Call                                            | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |        -5 | NS      | $-5580.00     | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| THE OPTIONS CLEARING CORPORATION                     | FactSet Research Systems, Inc. 06/18/2026 280 Call                               | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | Short            | DE               | CORP              | US        |       -10 | NS      | $-2075.00     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| DELL TECHNOLOGIES INC                                | Dell Technologies, Inc.                                                          | CUSIP: 24703L202<br>LEI: 549300TJB5YBRUPOG437 | Long             | EC               | CORP              | US        |      1839 | NS      | $384259.05    | 1.69%             |  |  |  | No            |                  1 | On Loan: No      |
| SAN DIEGO GAS & ELECTRIC COMPANY                     | San Diego Gas & Electric Company 5.4%, Due 04/15/2035                            | CUSIP: 797440CG7<br>LEI: KNIRVXKVNJJ4P8OTMS63 | Long             | DBT              | CORP              | US        |    108000 | PA      | $109818.35    | 0.48%             | 2035-04-15      | Fixed         | 5.40%                 | No            |                  2 | On Loan: No      |
| CHARTER COMMUNICATIONS OPERATING LLC                 | Charter Communications Operating, LLC / Charter Communications Operating Capital | CUSIP: 161175BA1<br>LEI: 549300TPZNMN50BJ3745 | Long             | DBT              | CORP              | US        |    163000 | PA      | $150177.95    | 0.66%             | 2045-10-23      | Fixed         | 6.48%                 | No            |                  2 | On Loan: No      |
| UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT | United States Treasury Note 4.375%, Due 08/15/2043                               | CUSIP: 912810TU2<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    232000 | PA      | $217119.38    | 0.95%             | 2043-08-15      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| MORGAN STANLEY                                       | Morgan Stanley 5.942%, Fixed Until 02/07/2034                                    | CUSIP: 61747YFM2<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | DBT              | CORP              | US        |     37000 | PA      | $38096.29     | 0.17%             | 2039-02-07      | Fixed         | 5.94%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-04-30

**Name of Applicant:** Westwood Salient Enhanced Midstream Income ETF

**Signature:** Daniel D. Bauer

**Name of Signer:** Daniel D. Bauer

**Title:** Treasurer