# EDGAR Filing Document

**Accession Number:** 0000899148
**File Stem:** 0000913181-26-000324
**Filing Date:** 2026-3
**Character Count:** 123690
**Document Hash:** d1881f7fe6917b865ac9eac820e242c0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000913181-26-000324.hdr.sgml**: 20260302

**ACCESSION NUMBER**: 0000913181-26-000324

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260302

**DATE AS OF CHANGE**: 20260302

**PERIOD START**: 20251231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RYDEX SERIES FUNDS
- **CENTRAL INDEX KEY:** 0000899148

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-07584
- **FILM NUMBER:** 26705312

**BUSINESS ADDRESS:**
- **STREET 1:** 702 KING FARM BOULEVARD
- **STREET 2:** SUITE 200
- **CITY:** ROCKVILLE
- **STATE:** MD
- **ZIP:** 20850
- **BUSINESS PHONE:** 301-296-5100

**MAIL ADDRESS:**
- **STREET 1:** 702 KING FARM BOULEVARD
- **STREET 2:** SUITE 200
- **CITY:** ROCKVILLE
- **STATE:** MD
- **ZIP:** 20850

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RYDEX DYNAMIC FUNDS
- **DATE OF NAME CHANGE:** 20170712

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RYDEX SERIES FUNDS
- **DATE OF NAME CHANGE:** 20000229

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RYDEX SERIES TRUST
- **DATE OF NAME CHANGE:** 19930714

## Series and Classes Contracts Data

### Guggenheim Multi-Hedge Strategies Fund (Series ID: S000003763)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000010438 | Class P             | RYMSX           |
| C000010439 | Class A             | RYMQX           |
| C000010440 | Class C             | RYMRX           |
| C000088407 | Institutional Class | RYIMX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Rydex Series Funds

- **b. Investment Company Act file number:** 811-07584

- **c. CIK number of Registrant:** 0000899148

- **d. LEI of Registrant:** 5493004D62WV1EDNTU07

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 702 King Farm Blvd., Suite 200

  - **City:** Rockville

  - **State:** MD

  - **Foreign country:** US

  - **Zip / Postal Code:** 20850

  - **Telephone number:** 301-296-5100

**Item A.2. Information about the Series.**

- **a. Name of Series:** Multi-Hedge Strategies Fund

- **b. EDGAR series identifier (if any):** S000003763

- **c. LEI of Series:** 549300XPBFY7BCNE0409

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-12-31

- **b. Date as of which information is reported:** 2025-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $10686671.55

**Total Liabilities:** $13293.84

**Net Assets:** $10673377.71

**Amount of Assets Invested in Other Investment Companies:** $389808.90

**Cash Not Reported:** $317241.84

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 343.92058110 | **5-Year:** 53.79549140 | **10-Year:** -6.92127890 | **30-Year:** -0.96197480

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** -2.76871060 | **5-Year:** -3.89742720 | **10-Year:** 0.24775450 | **30-Year:** 1.64714150

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000010438 | -0.56%               | 0.96%                | 0.45%                |
| Class ID C000010440 | -0.57%               | 0.89%                | 0.41%                |
| Class ID C000088407 | -0.51%               | 0.98%                | 0.49%                |
| Class ID C000010439 | -0.52%               | 0.93%                | 0.47%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $28076.16                | $-46520.50                                 |
| Month 2  | $-17060.96               | $25560.16                                  |
| Month 3  | $-2881.94                | $-1604.52                                  |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                                          | Title                                                            | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Hologic Inc                                   | Hologic, Inc.                                                    | CUSIP: 436440101<br>LEI: 549300DYP6F5ZJL0LB74 | Long             | EC               | CORP              | US        |       763 | NS      | $56835.87     | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Lazard Global Total Return and                | Lazard Global Total Return and Income Fund, Inc.                 | CUSIP: 52106W103<br>LEI: MZRC4RJENF0LPRIWFB85 | Long             | EC               | RF                | US        |        75 | NS      | $1308.00      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares JP Morgan USD Emerging                | iShares JP Morgan USD Emerging Markets Bond ETF                  | CUSIP: 464288281<br>LEI: 54930070R8WH6MNUJG74 | Short            | EC               | RF                | US        |       -11 | NS      | $-1059.08     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| Gabelli Dividend & Income Trus                | Gabelli Dividend & Income Trust                                  | CUSIP: 36242H104<br>LEI: 549300082N1MHBT8NI60 | Long             | EC               | RF                | US        |       451 | NS      | $12524.27     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Cohen & Steers Select Preferre                | Cohen & Steers Select Preferred and Income Fund, Inc.            | CUSIP: 19248Y107<br>LEI: OEZWCTDD06SJTYUH4E15 | Long             | EC               | RF                | US        |        63 | NS      | $1277.64      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares MBS ETF                               | iShares MBS ETF                                                  | CUSIP: 464288588<br>LEI: 549300M0TH0IE2E6RP07 | Short            | EC               | RF                | US        |        -7 | NS      | $-666.54      | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| Air Lease Corp                                | Air Lease Corp.                                                  | CUSIP: 00912X302<br>LEI: 5493004NW4M4P8TMMK63 | Long             | EC               | CORP              | US        |      1139 | NS      | $73157.97     | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Mercantile Exchange                   | Canadian Dollar Futures Contracts                                | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         4 | NC      | $-1000.56     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Credit Strategies Incom                | Nuveen Credit Strategies Income Fund                             | CUSIP: 67073D102<br>LEI: W4CSTD4RDGQSJ4FOVO30 | Long             | EC               | RF                | US        |       256 | NS      | $1285.12      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance Senior Income Trus                | Eaton Vance Senior Income Trust                                  | CUSIP: 27826S103<br>LEI: F34RFVU0FGX8OM0KE928 | Long             | EC               | RF                | US        |         1 | NS      | $5.27         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock MuniYield Michigan Q                | BlackRock MuniYield Michigan Quality Fund, Inc.                  | CUSIP: 09254V105<br>LEI: J3H1DOS8Q2FL9RVLS329 | Long             | EC               | RF                | US        |       111 | NS      | $1303.14      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| HNI Corp                                      | HNI Corp.                                                        | CUSIP: 404251100<br>LEI: 549300SKRADLC4O5HV93 | Short            | EC               | CORP              | US        |        -1 | NS      | $-42.04       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| General American Investors Co                 | General American Investors Company, Inc.                         | CUSIP: 368802104<br>LEI: 254900MHIF9G7IS1T951 | Long             | EC               | RF                | US        |       167 | NS      | $9807.91      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| New York Mercantile Exchange                  | Natural Gas Futures Contracts                                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |        -3 | NC      | $2152.05      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Allspring Multi-Sector Income                 | Allspring Multi-Sector Income Fund                               | CUSIP: 94987D101<br>LEI: 549300K6JNPNZMSWMF07 | Long             | EC               | RF                | US        |       139 | NS      | $1292.70      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| MFS Multimarket Income Trust                  | MFS Multimarket Income Trust                                     | CUSIP: 552737108<br>LEI: WJEDYZGROW7MJ1187O21 | Long             | EC               | RF                | US        |       277 | NS      | $1288.05      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance Enhanced Equity In                | Eaton Vance Enhanced Equity Income Fund II                       | CUSIP: 278277108<br>LEI: 549300N6ZBLPLGA31U67 | Long             | EC               | RF                | US        |        57 | NS      | $1334.37      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BioCryst Pharmaceuticals Inc                  | BioCryst Pharmaceuticals, Inc.                                   | CUSIP: 09058V103<br>LEI: 549300Z0INP1Z5NP6J59 | Short            | EC               | CORP              | US        |     -2093 | NS      | $-16325.40    | -0.15%            |  |  |  | No            |                  1 | On Loan: No      |
| Guggenheim Partners Investment Management LLC | Guggenheim Strategy Fund III                                     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | RF                | US        |     25899 | NS      | $645147.15    | 6.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Guggenheim Partners Investment Management LLC | Guggenheim Strategy Fund II                                      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | RF                | US        |     45136 | NS      | $1119823.32   | 10.49%            |  |  |  | No            |                  1 | On Loan: No      |
| Masterbrand Inc                               | Masterbrand, Inc.                                                | CUSIP: 57638P104<br>LEI: 549300E0Y4BR5Z9RDZ64 | Short            | EC               | CORP              | US        |     -6819 | NS      | $-75281.76    | -0.71%            |  |  |  | No            |                  1 | On Loan: No      |
| AllianceBernstein Global High                 | AllianceBernstein Global High Income Fund, Inc.                  | CUSIP: 01879R106<br>LEI: AE2ZT9UGMEIJ7T4R5734 | Long             | EC               | RF                | US        |       120 | NS      | $1282.80      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| ICE Futures US Softs                          | Sugar #11 Futures Contracts                                      | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |        13 | NC      | $2546.25      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Mortgage Real Estate E                | iShares Mortgage Real Estate ETF                                 | CUSIP: 46435G342<br>LEI: 549300WLIJWYXGL2J018 | Short            | EC               | RF                | US        |        -4 | NS      | $-88.72       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| ICE Futures Europe Commodities                | Brent Crude Futures Contracts                                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | GB        |        -1 | NC      | $-1511.71     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Enhanced Global Divi                | BlackRock Enhanced Global Dividend Trust                         | CUSIP: 092501105<br>LEI: U48QD6ILUF60LKMSND68 | Long             | EC               | RF                | US        |       112 | NS      | $1311.52      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| TCW Strategic Income Fund Inc                 | TCW Strategic Income Fund, Inc.                                  | CUSIP: 872340104<br>LEI: 54930062BZFVP7F6WJ47 | Long             | EC               | RF                | US        |       264 | NS      | $1304.16      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Asset Managed Municipa                | Western Asset Managed Municipals Fund, Inc.                      | CUSIP: 95766M105<br>LEI: 549300HVO8EY2T8K4F73 | Long             | EC               | RF                | US        |       126 | NS      | $1315.44      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Mercantile Exchange                   | Euro FX Futures Contracts                                        | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         2 | NC      | $839.95       | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| PIMCO Municipal Income Fund II                | PIMCO Municipal Income Fund II                                   | CUSIP: 72200W106<br>LEI: ZVT714KPY3QTZWRT1S41 | Long             | EC               | RF                | US        |       169 | NS      | $1274.26      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Frontier Communications Parent                | Frontier Communications Parent, Inc.                             | CUSIP: 35909D109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5914 | NS      | $225145.98    | 2.11%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Enhanced Equity Divi                | BlackRock Enhanced Equity Dividend Trust                         | CUSIP: 09251A104<br>LEI: G737UEA5SJ50G32LUQ88 | Long             | EC               | RF                | US        |       141 | NS      | $1336.68      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Mercantile Exchange                   | S&P 500 Index Mini Futures Contracts                             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         2 | NC      | $-3196.01     | -0.03%            |  |  |  | No            |                  1 | On Loan: No      |
| PotlatchDeltic Corp                           | PotlatchDeltic Corp.                                             | CUSIP: 737630103<br>LEI: 54930084YA8UJOTXDM59 | Long             | EC               | CORP              | US        |      1347 | NS      | $53583.66     | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance Tax-Advantaged Glo                | Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund    | CUSIP: 27828U106<br>LEI: 549300FJ9E7XXCLZCB95 | Long             | EC               | RF                | US        |        45 | NS      | $1365.75      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Health Care Selec                | State Street Health Care Select Sector SPDR ETF                  | CUSIP: 81369Y209<br>LEI: 549300EJNY3KKJHPOY44 | Short            | EC               | RF                | US        |      -104 | NS      | $-16099.20    | -0.15%            |  |  |  | No            |                  1 | On Loan: No      |
| Union Pacific Corp                            | Union Pacific Corp.                                              | CUSIP: 907818108<br>LEI: 549300LMMRSZZCZ8CL11 | Short            | EC               | CORP              | US        |      -392 | NS      | $-90677.44    | -0.85%            |  |  |  | No            |                  1 | On Loan: No      |
| Royce Global Trust Inc                        | Royce Global Trust, Inc.                                         | CUSIP: 78081T104<br>LEI: 254900MA25TE88EMIP63 | Long             | EC               | RF                | US        |      1073 | NS      | $14067.03     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Clough Global Equity Fund                     | Clough Global Equity Fund                                        | CUSIP: 18914C100<br>LEI: 549300SI1THLT6A9J147 | Long             | EC               | RF                | US        |      2517 | NS      | $19280.22     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock California Municipal                | BlackRock California Municipal Income Trust                      | CUSIP: 09248E102<br>LEI: LE6236HQD6DXEGUHE217 | Long             | EC               | RF                | US        |       119 | NS      | $1278.06      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Qorvo Inc                                     | Qorvo, Inc.                                                      | CUSIP: 74736K101<br>LEI: 254900YAUJV2EUEVBR11 | Long             | EC               | CORP              | US        |       383 | NS      | $32367.33     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Capital Allocation T                | BlackRock Capital Allocation Term Trust                          | CUSIP: 09260U109<br>LEI: 5493007LDARS47M53X11 | Long             | EC               | RF                | US        |        92 | NS      | $1302.72      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| ICE Futures US Softs                          | Cotton #2 Futures Contracts                                      | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |         7 | NC      | $1300.20      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| NYLI MacKay DefinedTerm Muni O                | NYLI MacKay DefinedTerm Muni Opportunities Fund                  | CUSIP: 56064K100<br>LEI: 549300AOV8XDBTKPOR64 | Long             | EC               | RF                | US        |        87 | NS      | $1293.69      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares MSCI Emerging Markets                 | iShares MSCI Emerging Markets ETF                                | CUSIP: 464287234<br>LEI: 549300BPYHDEDI59G670 | Short            | EC               | RF                | US        |      -359 | NS      | $-19640.89    | -0.18%            |  |  |  | No            |                  1 | On Loan: No      |
| Duff & Phelps Utility and Infr                | Duff & Phelps Utility and Infrastructure Fund, Inc.              | CUSIP: 26433C105<br>LEI: 549300SY2NYDO23RIE89 | Long             | EC               | RF                | US        |       650 | NS      | $8261.50      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| abrdn Total Dynamic Dividend F                | abrdn Total Dynamic Dividend Fund                                | CUSIP: 00326L100<br>LEI: 254900D48NKNOGZ95B43 | Long             | EC               | RF                | US        |         1 | NS      | $9.75         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Latin America 40 ETF                  | iShares Latin America 40 ETF                                     | CUSIP: 464287390<br>LEI: 549300LU9LZBB8WGN795 | Short            | EC               | RF                | US        |      -436 | NS      | $-13276.20    | -0.12%            |  |  |  | No            |                  1 | On Loan: No      |
| Western Asset Intermediate Mun                | Western Asset Intermediate Muni Fund, Inc.                       | CUSIP: 958435109<br>LEI: 5493000MG5MROBD48K57 | Long             | EC               | RF                | US        |       168 | NS      | $1290.24      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| PIMCO New York Municipal Incom                | PIMCO New York Municipal Income Fund II                          | CUSIP: 72200Y102<br>LEI: P1IBOVZHA4PI2PLT9Q65 | Long             | EC               | RF                | US        |      2813 | NS      | $19381.57     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| BNY Mellon Strategic Municipal                | BNY Mellon Strategic Municipal Bond Fund, Inc.                   | CUSIP: 09662E109<br>LEI: 54930044KK4C1VDJ7M52 | Long             | EC               | RF                | US        |       221 | NS      | $1363.57      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Allspring Utilities and High I                | Allspring Utilities and High Income Fund                         | CUSIP: 94987E109<br>LEI: 549300FUV7SPMTSLG229 | Long             | EC               | RF                | US        |       104 | NS      | $1229.28      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| MFS Charter Income Trust                      | MFS Charter Income Trust                                         | CUSIP: 552727109<br>LEI: 1LFFWFMKO22SVR346G33 | Long             | EC               | RF                | US        |       205 | NS      | $1285.35      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares 7-10 Year Treasury Bon                | iShares 7-10 Year Treasury Bond ETF                              | CUSIP: 464287440<br>LEI: 549300XS1PPZG92M8L16 | Short            | EC               | RF                | US        |        -7 | NS      | $-673.12      | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| RiverNorth Flexible Municipal                 | RiverNorth Flexible Municipal Income Fund, Inc.                  | CUSIP: 76883H104<br>LEI: 549300O6XP1DQZGJLC78 | Long             | EC               | RF                | US        |        92 | NS      | $1285.24      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Synovus Financial Corp                        | Synovus Financial Corp.                                          | CUSIP: 87161C501<br>LEI: 549300EIUS8UN5JTLE54 | Long             | EC               | CORP              | US        |       813 | NS      | $40690.65     | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Mercantile Exchange                   | British Pound Futures Contracts                                  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         3 | NC      | $662.97       | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance Risk-Managed Diver                | Eaton Vance Risk-Managed Diversified Equity Income Fund          | CUSIP: 27829G106<br>LEI: 549300Y73VZSKBZ38790 | Long             | EC               | RF                | US        |       148 | NS      | $1305.36      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Cohen & Steers Quality Income                 | Cohen & Steers Quality Income Realty Fund, Inc.                  | CUSIP: 19247L106<br>LEI: BOWRNZIYSSLA6IG2ST17 | Long             | EC               | RF                | US        |       108 | NS      | $1233.36      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Voya Emerging Markets High Div                | Voya Emerging Markets High Dividend Equity Fund                  | CUSIP: 92912P108<br>LEI: 549300MBU0OQHUKI2Y86 | Long             | EC               | RF                | US        |       209 | NS      | $1310.43      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance Tax-Managed Buy-Wr                | Eaton Vance Tax-Managed Buy-Write Income Fund                    | CUSIP: 27828X100<br>LEI: 549300PR0H5PW7NXEV58 | Long             | EC               | RF                | US        |        85 | NS      | $1297.95      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Royce Small-Cap Trust Inc                     | Royce Small-Capital Trust, Inc.                                  | CUSIP: 780910105<br>LEI: 254900NJE1W1YYKNVM16 | Long             | EC               | RF                | US        |       319 | NS      | $5135.90      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Olympic Steel Inc                             | Olympic Steel, Inc.                                              | CUSIP: 68162K106<br>LEI: 549300GQ061U6N6KWJ49 | Long             | EC               | CORP              | US        |        33 | NS      | $1411.91      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BOFA SECURITIES, INC.                         | BofA Securities, Inc.                                            | CUSIP: N/A<br>LEI: 549300HN4UKV1E2R3U73       | Long             | RA               | CORP              | US        |    392126 | PA      | $392125.65    | 3.67%             |  |  |  | No            |                  2 | On Loan: No      |
| New York Mercantile Exchange                  | Platinum Futures Contracts                                       | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |        -1 | NC      | $-18619.73    | -0.17%            |  |  |  | No            |                  1 | On Loan: No      |
| Virtus Global Multi-Sector Inc                | Virtus Global Multi-Sector Income Fund                           | CUSIP: 92829B101<br>LEI: 5493008J77OQDENT5651 | Long             | EC               | RF                | US        |       166 | NS      | $1301.44      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Board of Trade                        | Soybean Futures Contracts                                        | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |        -1 | NC      | $606.20       | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| New York Mercantile Exchange                  | Gasoline RBOB Futures Contracts                                  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |        -2 | NC      | $4908.90      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| MFS High Income Municipal Trus                | MFS High Income Municipal Trust                                  | CUSIP: 59318D104<br>LEI: 0G9TCUWY2FBUXSJY2691 | Long             | EC               | RF                | US        |       351 | NS      | $1298.70      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Omnicom Group Inc                             | Omnicom Group, Inc.                                              | CUSIP: 681919106<br>LEI: HKUPACFHSSASQK8HLS17 | Long             | EC               | CORP              | US        |         1 | NS      | $44.57        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Technology Select                | State Street Technology Select Sector SPDR ETF                   | CUSIP: 81369Y803<br>LEI: 549300BR5T0JNM2MW070 | Short            | EC               | RF                | US        |       -96 | NS      | $-13821.12    | -0.13%            |  |  |  | No            |                  1 | On Loan: No      |
| ASX Trade24                                   | Australian Government 3 Year Bond Futures Contracts              | CUSIP: N/A<br>LEI: N/A                        | N/A              | DIR              |  | AU        |         8 | NC      | $199.87       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Confluent Inc                                 | Confluent, Inc.                                                  | CUSIP: 20717M103<br>LEI: 254900MRZ83YWUV7SN74 | Long             | EC               | CORP              | US        |      1722 | NS      | $52073.28     | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Russell 1000 Value ETF                | iShares Russell 1000 Value ETF                                   | CUSIP: 464287598<br>LEI: 549300KLSYN5NN4YNM90 | Short            | EC               | RF                | US        |      -286 | NS      | $-60157.24    | -0.56%            |  |  |  | No            |                  1 | On Loan: No      |
| iShares Floating Rate Bond ETF                | iShares Floating Rate Bond ETF                                   | CUSIP: 46429B655<br>LEI: 549300G2T0MQ0NCEG317 | Short            | EC               | RF                | US        |      -129 | NS      | $-6560.94     | -0.06%            |  |  |  | No            |                  1 | On Loan: No      |
| John Hancock Diversified Incom                | John Hancock Diversified Income Fund                             | CUSIP: 47804L102<br>LEI: TXPTLN9B34V0S0MTR071 | Long             | EC               | RF                | US        |      1242 | NS      | $13351.50     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares MSCI EAFE ETF                         | iShares MSCI EAFE ETF                                            | CUSIP: 464287465<br>LEI: 549300O0XO3KDQV68404 | Short            | EC               | RF                | US        |      -643 | NS      | $-61747.29    | -0.58%            |  |  |  | No            |                  1 | On Loan: No      |
| ASX Trade24                                   | Australian Government 10 Year Bond Futures Contracts             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DIR              |  | AU        |         7 | NC      | $-2285.55     | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| TXNM Energy Inc                               | TXNM Energy, Inc.                                                | CUSIP: 69349H107<br>LEI: 5493003JOBJGLZSDDQ28 | Long             | EC               | CORP              | US        |      1821 | NS      | $107220.48    | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Fifth Third Bancorp                           | Fifth Third Bancorp                                              | CUSIP: 316773100<br>LEI: THRNG6BD57P9QWTQLG42 | Short            | EC               | CORP              | US        |     -1683 | NS      | $-78781.23    | -0.74%            |  |  |  | No            |                  1 | On Loan: No      |
| Osaka Exchange                                | Tokyo Stock Price Index Futures Contracts                        | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | JP        |        -1 | NC      | $-1887.83     | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| First Trust Senior Floating Ra                | First Trust Senior Floating Rate Income Fund II                  | CUSIP: 33733U108<br>LEI: 549300188EQ1UO018C30 | Long             | EC               | RF                | US        |       134 | NS      | $1349.38      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Plymouth Industrial REIT Inc                  | Plymouth Industrial REIT, Inc.                                   | CUSIP: 729640102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4743 | NS      | $103776.84    | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Municipal Income Tru                | BlackRock Municipal Income Trust                                 | CUSIP: 09248F109<br>LEI: R3ITLLW1CUEQICP4XR90 | Long             | EC               | RF                | US        |       131 | NS      | $1313.93      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| New York Mercantile Exchange                  | NY Harbor ULSD Futures Contracts                                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |         2 | NC      | $-9959.10     | -0.09%            |  |  |  | No            |                  1 | On Loan: No      |
| John Hancock Income Securities                | John Hancock Income Securities Trust                             | CUSIP: 410123103<br>LEI: 549300RB36J7QSFLWG11 | Long             | EC               | RF                | US        |       110 | NS      | $1288.10      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Gabelli Healthcare & WellnessR                | Gabelli Healthcare & WellnessRx Trust                            | CUSIP: 36246K103<br>LEI: 549300XULWZNLHFTG832 | Long             | EC               | RF                | US        |       981 | NS      | $9447.03      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Bancroft Fund Ltd                             | Bancroft Fund Ltd.                                               | CUSIP: 059695106<br>LEI: 5493000X4Y1FB4G26P45 | Long             | EC               | RF                | US        |       881 | NS      | $19470.10     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| BNY Mellon High Yield Strategi                | BNY Mellon High Yield Strategies Fund                            | CUSIP: 09660L105<br>LEI: RH2DL1HWBBECVFYQNK56 | Long             | EC               | RF                | US        |       515 | NS      | $1277.20      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Health Sciences Trus                | BlackRock Health Sciences Trust                                  | CUSIP: 09250W107<br>LEI: 4UL0KI4EPYFKMUU31I34 | Long             | EC               | RF                | US        |        31 | NS      | $1275.03      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Sealed Air Corp                               | Sealed Air Corp.                                                 | CUSIP: 81211K100<br>LEI: Q0M0CZB4YN6JZ65WXI09 | Long             | EC               | CORP              | US        |      2419 | NS      | $100219.17    | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Thornburg Income Builder Oppor                | Thornburg Income Builder Opportunities Trust                     | CUSIP: 885213108<br>LEI: 5493002O2SJJPEDP7413 | Long             | EC               | RF                | US        |        66 | NS      | $1326.60      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares U.S. Real Estate ETF                  | iShares U.S. Real Estate ETF                                     | CUSIP: 464287739<br>LEI: 549300SJWB2CPZFPT616 | Short            | EC               | RF                | US        |       -47 | NS      | $-4412.83     | -0.04%            |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley Emerging Market                | Morgan Stanley Emerging Markets Debt Fund, Inc.                  | CUSIP: 61744H105<br>LEI: 879N34XPZOOCKFD26737 | Long             | EC               | RF                | US        |       176 | NS      | $1300.64      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| TEGNA Inc                                     | TEGNA, Inc.                                                      | CUSIP: 87901J105<br>LEI: 549300YC5EDBGX85AO10 | Long             | EC               | CORP              | US        |      3516 | NS      | $68245.56     | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Electronic Arts Inc                           | Electronic Arts, Inc.                                            | CUSIP: 285512109<br>LEI: 549300O7A67PUEYKDL45 | Long             | EC               | CORP              | US        |       580 | NS      | $118511.40    | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| MidWestOne Financial Group Inc                | MidWestOne Financial Group, Inc.                                 | CUSIP: 598511103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1467 | NS      | $56479.50     | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Guess? Inc                                    | Guess?, Inc.                                                     | CUSIP: 401617105<br>LEI: 549300QVH3ZK2DW0KP86 | Long             | EC               | CORP              | US        |      2450 | NS      | $41037.50     | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| PGIM Short Duration High Yield                | PGIM Short Duration High Yield Opportunities Fund                | CUSIP: 69355J104<br>LEI: 549300WGY7DHGMQJU952 | Long             | EC               | RF                | US        |        79 | NS      | $1299.55      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Board of Trade                        | U.S. Treasury 10 Year Note Futures Contracts                     | CUSIP: N/A<br>LEI: N/A                        | N/A              | DIR              |  | US        |         7 | NC      | $-2368.30     | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| DNOW Inc                                      | DNOW, Inc.                                                       | CUSIP: 67011P100<br>LEI: 549300AVH5SOCFVVDW91 | Short            | EC               | CORP              | US        |        -1 | NS      | $-13.25       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Virtus Convertible & Income Fu                | Virtus Convertible & Income Fund                                 | CUSIP: 92838X805<br>LEI: 549300WT3ICVH2Z06O49 | Long             | EC               | RF                | US        |       602 | NS      | $9120.30      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| RiverNorth Opportunistic Munic                | RiverNorth Opportunistic Municipal Income Fund, Inc.             | CUSIP: 76883F108<br>LEI: 549300RXJKKPD5ZG2Y84 | Long             | EC               | RF                | US        |        88 | NS      | $1259.28      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Flaherty & Crumrine Preferred                 | Flaherty & Crumrine Preferred and Income Securities Fund, Inc.   | CUSIP: 338478100<br>LEI: 254900A8P8RQUXES1M50 | Long             | EC               | RF                | US        |        78 | NS      | $1287.78      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen S&P 500 Buy-Write Incom                | Nuveen S&P 500 Buy-Write Income Fund                             | CUSIP: 6706ER101<br>LEI: 5493000J8QMCY5J7XP73 | Long             | EC               | RF                | US        |        90 | NS      | $1323.00      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Skyworks Solutions Inc                        | Skyworks Solutions, Inc.                                         | CUSIP: 83088M102<br>LEI: 549300WZ3ORQ2BVKBD96 | Short            | EC               | CORP              | US        |      -368 | NS      | $-23334.88    | -0.22%            |  |  |  | No            |                  1 | On Loan: No      |
| Avidity Biosciences Inc                       | Avidity Biosciences, Inc.                                        | CUSIP: 05370A108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       766 | NS      | $55251.58     | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Warner Bros Discovery Inc                     | Warner Bros Discovery, Inc.                                      | CUSIP: 934423104<br>LEI: 5493006ZCRFWKF6B1K26 | Long             | EC               | CORP              | US        |       465 | NS      | $13401.30     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Mercantile Exchange                   | Russell 2000 Index Mini Futures Contracts                        | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        -1 | NC      | $2403.01      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance Municipal Bond Fun                | Eaton Vance Municipal Bond Fund                                  | CUSIP: 27827X101<br>LEI: 5493006Q4EBOXVQBQD12 | Long             | EC               | RF                | US        |       131 | NS      | $1274.63      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| MFS Municipal Income Trust                    | MFS Municipal Income Trust                                       | CUSIP: 552738106<br>LEI: GV4WN51HRTKYT6CV5890 | Long             | EC               | RF                | US        |      3656 | NS      | $19852.08     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Comerica Inc                                  | Comerica, Inc.                                                   | CUSIP: 200340107<br>LEI: I9Q57JVPWHHZ3ZGBW498 | Long             | EC               | CORP              | US        |       902 | NS      | $78410.86     | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock MuniYield Pennsylvan                | BlackRock MuniYield Pennsylvania Quality Fund                    | CUSIP: 09255G107<br>LEI: O1KCIUJBK2RN0MOX1Z59 | Long             | EC               | RF                | US        |       115 | NS      | $1274.20      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock MuniYield Quality Fu                | BlackRock MuniYield Quality Fund, Inc.                           | CUSIP: 09254F100<br>LEI: TFKEE3VA3GBE5LOK5U77 | Long             | EC               | RF                | US        |       114 | NS      | $1288.20      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| PIMCO California Municipal Inc                | PIMCO California Municipal Income Fund                           | CUSIP: 72200N106<br>LEI: M4DHYCROG6SFNO22X437 | Long             | EC               | RF                | US        |      2208 | NS      | $19275.84     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock New York Municipal I                | BlackRock New York Municipal Income Trust                        | CUSIP: 09248L106<br>LEI: PJKTUMDJPIZ89SB71052 | Long             | EC               | RF                | US        |       256 | NS      | $2595.84      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Liberty All-Star Equity Fund                  | Liberty All-Star Equity Fund                                     | CUSIP: 530158104<br>LEI: 549300DLV755RNHI1N92 | Long             | EC               | RF                | US        |       212 | NS      | $1331.36      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Singapore Exchange (was SIMEX)                | FTSE Taiwan Index Futures Contracts                              | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | SG        |         2 | NC      | $2995.62      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Clearwater Analytics Holdings                 | Clearwater Analytics Holdings, Inc.                              | CUSIP: 185123106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2097 | NS      | $50579.64     | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock MuniHoldings Fund In                | BlackRock MuniHoldings Fund, Inc.                                | CUSIP: 09253N104<br>LEI: MZBVMGS24JR92TGE6Z32 | Long             | EC               | RF                | US        |       112 | NS      | $1314.88      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Select Maturities Munic                | Nuveen Select Maturities Municipal Fund                          | CUSIP: 67061T101<br>LEI: 5493004ODX60CHWL4U41 | Long             | EC               | RF                | US        |       139 | NS      | $1294.09      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Chart Industries Inc                          | Chart Industries, Inc.                                           | CUSIP: 16115Q308<br>LEI: EM7QGKC1GYOF3LSZSL80 | Long             | EC               | CORP              | US        |      1035 | NS      | $213448.05    | 2.00%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Virginia Municipal B                | BlackRock Virginia Municipal Bond Trust                          | CUSIP: 092481100<br>LEI: 4IZPPYU1X29MB3106N40 | Long             | EC               | RF                | US        |       118 | NS      | $1233.10      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| London Metal Exchange                         | LME Zinc Futures Contracts                                       | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | GB        |         1 | NC      | $-2667.59     | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Municipal 2030 Targe                | BlackRock Municipal 2030 Target Term Trust                       | CUSIP: 09257P105<br>LEI: 549300TDIJ2J8F6X3N04 | Long             | EC               | RF                | US        |        58 | NS      | $1323.56      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Northwestern Energy Group Inc                 | Northwestern Energy Group, Inc.                                  | CUSIP: 668074305<br>LEI: 254900N1WG46G1VMDM34 | Long             | EC               | CORP              | US        |       722 | NS      | $46597.88     | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares MSCI All Country Asia                 | iShares MSCI All Country Asia ex Japan ETF                       | CUSIP: 464288182<br>LEI: 549300EQSX1KKO1KLL54 | Short            | EC               | RF                | US        |      -154 | NS      | $-14340.48    | -0.13%            |  |  |  | No            |                  1 | On Loan: No      |
| New York Mercantile Exchange                  | NY Harbor ULSD Futures Contracts                                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |        -2 | NC      | $4854.30      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| ICE Futures US Softs                          | Coffee 'C' Futures Contracts                                     | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |         1 | NC      | $1234.35      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Flaherty & Crumrine Preferred                 | Flaherty & Crumrine Preferred & Income Fund, Inc.                | CUSIP: 338480106<br>LEI: 254900LXRIT34GQY5I69 | Long             | EC               | RF                | US        |       110 | NS      | $1305.70      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| DTF Tax-Free Income 2028 Term                 | DTF Tax-Free Income 2028 Term Fund, Inc.                         | CUSIP: 23334J107<br>LEI: 549300UTPMUSB8BKGI82 | Long             | EC               | RF                | US        |       115 | NS      | $1313.30      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Sprott Focus Trust Inc                        | Sprott Focus Trust, Inc.                                         | CUSIP: 85208J109<br>LEI: 549300ZO564XGNG81814 | Long             | EC               | RF                | US        |      2341 | NS      | $20319.88     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares National Muni Bond ETF                | iShares National Muni Bond ETF                                   | CUSIP: 464288414<br>LEI: 549300H21FUYFQW9N157 | Short            | EC               | RF                | US        |      -558 | NS      | $-59767.38    | -0.56%            |  |  |  | No            |                  1 | On Loan: No      |
| Diamond Hill Investment Group                 | Diamond Hill Investment Group, Inc.                              | CUSIP: 25264R207<br>LEI: 549300AQ6779A0B7VZ57 | Long             | EC               | CORP              | US        |       298 | NS      | $50511.00     | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Municipal Opportunity                 | Invesco Municipal Opportunity Trust                              | CUSIP: 46132C107<br>LEI: WERC5RXCUSU16MOTZ848 | Long             | EC               | RF                | US        |       136 | NS      | $1301.52      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares iBoxx $ Investment Gra                | iShares iBoxx $ Investment Grade Corporate Bond ETF              | CUSIP: 464287242<br>LEI: 549300FYCXFXG8POR355 | Short            | EC               | RF                | US        |       -76 | NS      | $-8374.44     | -0.08%            |  |  |  | No            |                  1 | On Loan: No      |
| BNY Mellon Municipal Bond Infr                | BNY Mellon Municipal Bond Infrastructure Fund, Inc.              | CUSIP: 09662W109<br>LEI: 5493003OUY2BKGFZ2414 | Long             | EC               | RF                | US        |       123 | NS      | $1351.77      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock MuniHoldings New Jer                | BlackRock MuniHoldings New Jersey Quality Fund, Inc.             | CUSIP: 09254X101<br>LEI: FDX8Y56FK6PN1WE5XX39 | Long             | EC               | RF                | US        |       109 | NS      | $1297.10      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Technology and Priva                | BlackRock Technology and Private Equity Term Trust               | CUSIP: 09260Q108<br>LEI: 549300G3XFQ7175KM723 | Long             | EC               | RF                | US        |      2869 | NS      | $18906.71     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Eurex                                         | Euro - OATS Futures Contracts                                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DIR              |  | DE        |         1 | NC      | $318.71       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Cboe Futures Exchange                         | CBOE Volatility Index Futures Contracts                          | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         6 | NC      | $-9938.19     | -0.09%            |  |  |  | No            |                  1 | On Loan: No      |
| Cboe Futures Exchange                         | CBOE Volatility Index Futures Contracts                          | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        -7 | NC      | $3658.74      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Hillenbrand Inc                               | Hillenbrand, Inc.                                                | CUSIP: 431571108<br>LEI: U246OE781574J2BUD366 | Long             | EC               | CORP              | US        |      1822 | NS      | $57793.84     | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| BNY Mellon Strategic Municipal                | BNY Mellon Strategic Municipals, Inc.                            | CUSIP: 05588W108<br>LEI: 549300FH0LKMOBY7N332 | Long             | EC               | RF                | US        |       209 | NS      | $1329.24      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Health Sciences Term                | BlackRock Health Sciences Term Trust                             | CUSIP: 09260E105<br>LEI: 549300FGMK4EGHSK8N86 | Long             | EC               | RF                | US        |      1252 | NS      | $18842.60     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| RiverNorth/DoubleLine Strategi                | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.           | CUSIP: 76882G107<br>LEI: 549300TYVWPHZ1HNWL70 | Long             | EC               | RF                | US        |       164 | NS      | $1303.80      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| John Hancock Investors Trust                  | John Hancock Investors Trust                                     | CUSIP: 410142103<br>LEI: 5493007QBXBOZDX6R464 | Long             | EC               | RF                | US        |        93 | NS      | $1271.31      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Core High Dividend ETF                | iShares Core High Dividend ETF                                   | CUSIP: 46429B663<br>LEI: 549300M7WVLJWAVPDO86 | Short            | EC               | RF                | US        |       -90 | NS      | $-10944.90    | -0.10%            |  |  |  | No            |                  1 | On Loan: No      |
| Allspring Income Opportunities                | Allspring Income Opportunities Fund                              | CUSIP: 94987B105<br>LEI: 5493001HF04TYQLWJP49 | Long             | EC               | RF                | US        |       190 | NS      | $1288.20      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Putnam Managed Municipal Incom                | Putnam Managed Municipal Income Trust                            | CUSIP: 746823103<br>LEI: 549300MCDIUT86HMWI73 | Long             | EC               | RF                | US        |       213 | NS      | $1335.51      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| RiverNorth Managed Duration Mu                | RiverNorth Managed Duration Municipal Income Fund II, Inc.       | CUSIP: 76882M104<br>LEI: N/A                  | Long             | EC               | RF                | US        |        89 | NS      | $1292.28      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Crescent Energy Co                            | Crescent Energy Co.                                              | CUSIP: 44952J104<br>LEI: N/A                  | Short            | EC               | CORP              | US        |        -1 | NS      | $-8.39        | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Montreal Exchange                             | S&P/TSX 60 IX Index Futures Contracts                            | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | CA        |         1 | NC      | $2053.98      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Mercantile Exchange                   | Australian Dollar Futures Contracts                              | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         3 | NC      | $-284.70      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Municipal Trust                       | Invesco Municipal Trust                                          | CUSIP: 46131J103<br>LEI: GKS5Y4B1VKHV66WSPK53 | Long             | EC               | RF                | US        |       136 | NS      | $1312.40      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares TIPS Bond ETF                         | iShares TIPS Bond ETF                                            | CUSIP: 464287176<br>LEI: 549300EHD1VQKMRQ0829 | Short            | EC               | RF                | US        |       -23 | NS      | $-2527.93     | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| Euronext Derivatives Paris                    | CAC 40 10 Euro Index Futures Contracts                           | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | FR        |        -1 | NC      | $198.63       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| State Street SPDR Nuveen ICE M                | State Street SPDR Nuveen ICE Municipal Bond ETF                  | CUSIP: 78468R721<br>LEI: 54930090LRDSZWQ4P385 | Short            | EC               | RF                | US        |     -2682 | NS      | $-122594.22   | -1.15%            |  |  |  | No            |                  1 | On Loan: No      |
| Templeton Emerging Markets Inc                | Templeton Emerging Markets Income Fund                           | CUSIP: 880192109<br>LEI: HM42X4Y58XQ0M2JYZW07 | Long             | EC               | RF                | US        |         1 | NS      | $6.45         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| XAI Madison Equity Premium Inc                | XAI Madison Equity Premium Income Fund                           | CUSIP: 557437100<br>LEI: 254900DMET709D189F74 | Long             | EC               | RF                | US        |       220 | NS      | $1320.00      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock MuniYield Fund Inc                  | BlackRock MuniYield Fund, Inc.                                   | CUSIP: 09253W104<br>LEI: AVXF9RZVI4EDWXACOH81 | Long             | EC               | RF                | US        |       125 | NS      | $1311.25      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Principal Real Estate Income F                | Principal Real Estate Income Fund                                | CUSIP: 74255X104<br>LEI: 549300HK3LIJEGLGMK36 | Long             | EC               | RF                | US        |       129 | NS      | $1291.29      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock MuniAssets Fund Inc                 | BlackRock MuniAssets Fund, Inc.                                  | CUSIP: 09254J102<br>LEI: UJYLDIG1NIEEIV3PO802 | Long             | EC               | RF                | US        |       122 | NS      | $1306.62      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| American Woodmark Corp                        | American Woodmark Corp.                                          | CUSIP: 030506109<br>LEI: 5299007PFSDWMA74RB56 | Long             | EC               | CORP              | US        |      1324 | NS      | $71363.60     | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Brighthouse Financial Inc                     | Brighthouse Financial, Inc.                                      | CUSIP: 10922N103<br>LEI: 5493003T8SZSHOGGAW52 | Long             | EC               | CORP              | US        |       577 | NS      | $37383.83     | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Udemy Inc                                     | Udemy, Inc.                                                      | CUSIP: 902685106<br>LEI: 2549000T304QU9SAM180 | Long             | EC               | CORP              | US        |     11258 | NS      | $65859.30     | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| abrdn National Municipal Incom                | abrdn National Municipal Income Fund                             | CUSIP: 24610T108<br>LEI: NIC7ULNUGCUI836YP119 | Long             | EC               | RF                | US        |      1945 | NS      | $19975.15     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Virtus Artificial Intelligence                | Virtus Artificial Intelligence & Technology Opportunities Fund   | CUSIP: 92838Y100<br>LEI: 549300ZE8QERJKXOVW89 | Long             | EC               | RF                | US        |        56 | NS      | $1218.00      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance Tax-Managed Buy-Wr                | Eaton Vance Tax-Managed Buy-Write Opportunities Fund             | CUSIP: 27828Y108<br>LEI: 549300K03NZO4ZHC3H11 | Long             | EC               | RF                | US        |        90 | NS      | $1292.40      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Senior Loan ETF                       | Invesco Senior Loan ETF                                          | CUSIP: 46138G508<br>LEI: 549300SIHU6DQELRNG59 | Short            | EC               | RF                | US        |      -351 | NS      | $-7371.00     | -0.07%            |  |  |  | No            |                  1 | On Loan: No      |
| Nicolet Bankshares Inc                        | Nicolet Bankshares, Inc.                                         | CUSIP: 65406E102<br>LEI: N/A                  | Short            | EC               | CORP              | US        |      -466 | NS      | $-56525.80    | -0.53%            |  |  |  | No            |                  1 | On Loan: No      |
| ProAssurance Corp                             | ProAssurance Corp.                                               | CUSIP: 74267C106<br>LEI: 54930015E5J57R675E89 | Long             | EC               | CORP              | US        |      5855 | NS      | $141456.80    | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| California Resources Corp                     | California Resources Corp.                                       | CUSIP: 13057Q305<br>LEI: 5493003Q8F0T4F4YMR48 | Long             | EC               | CORP              | US        |        15 | NS      | $687.20       | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| abrdn Healthcare Investors                    | abrdn Healthcare Investors                                       | CUSIP: 87911J103<br>LEI: 549300SNASESIFOS6V75 | Long             | EC               | RF                | US        |        67 | NS      | $1268.98      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street SPDR Bloomberg Co                | State Street SPDR Bloomberg Convertible Securities ETF           | CUSIP: 78464A359<br>LEI: 549300IXKU3G7R6DMX93 | Short            | EC               | RF                | US        |      -665 | NS      | $-59318.00    | -0.56%            |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock MuniYield Quality Fu                | BlackRock MuniYield Quality Fund II, Inc.                        | CUSIP: 09254G108<br>LEI: PRQP520S3DVB025IWS24 | Long             | EC               | RF                | US        |       131 | NS      | $1316.55      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Eurex                                         | Euro - Schatz Futures Contracts                                  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DIR              |  | DE        |       -25 | NC      | $3316.45      | 0.03%             |  |  |  | No            |                  2 | On Loan: No      |
| Eurex                                         | Euro - Bobl Futures Contracts                                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DIR              |  | DE        |        -6 | NC      | $1479.81      | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| Chicago Board of Trade                        | U.S. Treasury Ultra Long Bond Futures Contracts                  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DIR              |  | US        |         1 | NC      | $-908.04      | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| Sycamore Partners                             | Sycamore Partners                                                | CUSIP: N/A<br>LEI: N/A                        | Long             |  | CORP              | US        |     10376 | NS      | $0.01         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| International Money Express In                | International Money Express, Inc.                                | CUSIP: 46005L101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8147 | NS      | $125137.92    | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| ICE Futures US Softs                          | Cocoa Futures Contracts                                          | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |        -1 | NC      | $-896.48      | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| iShares Russell 2000 ETF                      | iShares Russell 2000 Index ETF                                   | CUSIP: 464287655<br>LEI: 549300O80OAR5VTWR172 | Short            | EC               | RF                | US        |      -215 | NS      | $-52924.40    | -0.50%            |  |  |  | No            |                  1 | On Loan: No      |
| Federated Hermes Premier Munic                | Federated Hermes Premier Municipal Income Fund                   | CUSIP: 31423P108<br>LEI: C0TUI5ZPEIY028NN4Q23 | Long             | EC               | RF                | US        |      1092 | NS      | $12132.12     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Astria Therapeutics Inc                       | Astria Therapeutics, Inc.                                        | CUSIP: 04635X102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3548 | NS      | $46443.32     | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Enhanced Internation                | BlackRock Enhanced International Dividend Trust                  | CUSIP: 092524107<br>LEI: N8Y5YESYCLFDXNNUQV93 | Long             | EC               | RF                | US        |       227 | NS      | $1334.76      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson & Johnson                             | Johnson & Johnson                                                | CUSIP: N/A<br>LEI: N/A                        | Long             |  | CORP              | US        |      3841 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Nuveen Multi-Market Income Fun                | Nuveen Multi-Market Income Fund                                  | CUSIP: 67075J107<br>LEI: G7V8IS406QV705LBK003 | Long             | EC               | RF                | US        |       211 | NS      | $1274.44      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Cidara Therapeutics Inc                       | Cidara Therapeutics, Inc.                                        | CUSIP: 171757206<br>LEI: 549300IHQ9Z7RI1X2D22 | Long             | EC               | CORP              | US        |       319 | NS      | $70463.91     | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley Capital Services LLC           | MS Long/Short Equity Custom Basket                               | CUSIP: N/A<br>LEI: I7331LVCZKQKX5T7XV54       | N/A              | DE               |  | US        |         0 | NC      | $309857.36    | 2.90%             |  |  |  | No            |                  2 | On Loan: No      |
| Blackrock Science & Technology                | Blackrock Science & Technology Trust                             | CUSIP: 09258G104<br>LEI: 549300LK15IHMMH5IS84 | Long             | EC               | RF                | US        |        32 | NS      | $1297.28      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| AllianceBernstein National Mun                | AllianceBernstein National Municipal Income Fund, Inc.           | CUSIP: 01864U106<br>LEI: MNYPOOOZYY8V01GEIT28 | Long             | EC               | RF                | US        |       120 | NS      | $1298.40      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Coursera Inc                                  | Coursera, Inc.                                                   | CUSIP: 22266M104<br>LEI: 984500573CA1QB7DAC30 | Short            | EC               | CORP              | US        |     -9006 | NS      | $-66284.16    | -0.62%            |  |  |  | No            |                  1 | On Loan: No      |
| Western Asset Investment Grade                | Western Asset Investment Grade Opportunity Trust, Inc.           | CUSIP: 95790A101<br>LEI: 549300V54JNCB3KS3P74 | Long             | EC               | RF                | US        |        79 | NS      | $1303.50      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Neuberger Next Generation Conn                | Neuberger Next Generation Connectivity Fund, Inc.                | CUSIP: 64133Q108<br>LEI: 549300GRTFKXVB9LQE61 | Long             | EC               | RF                | US        |      1338 | NS      | $19320.72     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| PGIM Global High Yield Fund In                | PGIM Global High Yield Fund, Inc.                                | CUSIP: 69346J106<br>LEI: F0ATD1Y4J8CHDKHSLD09 | Long             | EC               | RF                | US        |       104 | NS      | $1283.36      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Mercantile Exchange                   | Mexican Peso Futures Contracts                                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |        12 | NC      | $4406.79      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| abrdn Life Sciences Investors                 | abrdn Life Sciences Investors                                    | CUSIP: 87911K100<br>LEI: 5493007BYZPSOVVS0M04 | Long             | EC               | RF                | US        |        74 | NS      | $1241.72      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| ICE Futures Europe Commodities                | Low Sulphur Gas Oil Futures Contracts                            | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | GB        |         1 | NC      | $248.29       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| First Trust Enhanced Equity In                | First Trust Enhanced Equity Income Fund                          | CUSIP: 337318109<br>LEI: 549300FW1TTV8W8GAV91 | Long             | EC               | RF                | US        |        59 | NS      | $1299.18      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Putnam Municipal Opportunities                | Putnam Municipal Opportunities Trust                             | CUSIP: 746922103<br>LEI: 549300M74BR4G95PSL96 | Long             | EC               | RF                | US        |       126 | NS      | $1348.20      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Mercantile Exchange                   | Live Cattle Futures Contracts                                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |         2 | NC      | $14471.48     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| London Metal Exchange                         | LME Primary Aluminum Futures Contracts                           | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | GB        |         1 | NC      | $1303.41      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street SPDR S&P Biotech                 | State Street SPDR S&P Biotech ETF                                | CUSIP: 78464A870<br>LEI: 549300Y3ODFMPD5XXL58 | Short            | EC               | RF                | US        |       -48 | NS      | $-5852.64     | -0.05%            |  |  |  | No            |                  1 | On Loan: No      |
| RiverNorth Opportunities Fund                 | RiverNorth Opportunities Fund, Inc.                              | CUSIP: 76881Y109<br>LEI: 5493001RICR0OU8TM159 | Long             | EC               | RF                | US        |       111 | NS      | $1303.14      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Dow 30sm Dynamic Overwr                | Nuveen Dow 30sm Dynamic Overwrite Fund                           | CUSIP: 67075F105<br>LEI: 549300CNS4Q1ZZUGS005 | Long             | EC               | RF                | US        |      1300 | NS      | $19838.00     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Sanofi SA                                     | Sanofi SA                                                        | CUSIP: N/A<br>LEI: N/A                        | Long             |  | CORP              | FR        |      1186 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Schwab U.S. Aggregate Bond ETF                | Schwab U.S. Aggregate Bond ETF                                   | CUSIP: 808524839<br>LEI: 549300EMR2FMUC3JFN76 | Short            | EC               | RF                | US        |      -229 | NS      | $-5351.73     | -0.05%            |  |  |  | No            |                  1 | On Loan: No      |
| Cboe Futures Exchange                         | CBOE Volatility Index Futures Contracts                          | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        -7 | NC      | $-518.76      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| MFS Investment Grade Municipal                | MFS Investment Grade Municipal Trust                             | CUSIP: 59318B108<br>LEI: TQV30XJRB3S7V50XRW52 | Long             | EC               | RF                | US        |       163 | NS      | $1295.85      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Guggenheim Partners Investment Management LLC | Guggenheim Ultra Short Duration Fund - Institutional Class       | CUSIP: 40169J523<br>LEI: N/A                  | Long             | EC               | RF                | US        |    163780 | NS      | $1650899.24   | 15.47%            |  |  |  | No            |                  1 | On Loan: No      |
| CSG Systems International Inc                 | CSG Systems International, Inc.                                  | CUSIP: 126349109<br>LEI: 549300D7FJZUOHHXUA81 | Long             | EC               | CORP              | US        |      1333 | NS      | $102227.77    | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| abrdn Emerging Markets ex Chin                | abrdn Emerging Markets ex China Fund, Inc.                       | CUSIP: 00301W105<br>LEI: 549300MSYUW07RYUZD27 | Long             | EC               | RF                | US        |      1934 | NS      | $13538.00     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Bristol-Myers Squibb Co.                      | Bristol-Myers Squibb Co.                                         | CUSIP: N/A<br>LEI: N/A                        | Long             |  | CORP              | US        |     12237 | NS      | $0.01         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Anywhere Real Estate Inc                      | Anywhere Real Estate, Inc.                                       | CUSIP: 75605Y106<br>LEI: 5493004HBTOTE9DI9P12 | Long             | EC               | CORP              | US        |      2624 | NS      | $37155.84     | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock MuniVest Fund II Inc                | BlackRock MuniVest Fund II, Inc.                                 | CUSIP: 09253T101<br>LEI: TC1SINW7C50S8NN8GU32 | Long             | EC               | RF                | US        |       122 | NS      | $1318.82      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Municipal Income Tru                | BlackRock Municipal Income Trust II                              | CUSIP: 09249N101<br>LEI: 17UVWS2OK706BUPLKK60 | Long             | EC               | RF                | US        |       125 | NS      | $1305.00      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Herc Holdings Inc                             | Herc Holdings, Inc.                                              | CUSIP: 42704L104<br>LEI: 549300TP80QLITMSBP82 | Short            | EC               | CORP              | US        |        -1 | NS      | $-148.38      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Western Asset Inflation-Linked                | Western Asset Inflation-Linked Opportunities & Income Fund       | CUSIP: 95766R104<br>LEI: 549300Z3DNF4FJBJ4A87 | Long             | EC               | RF                | US        |       148 | NS      | $1271.32      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Preferred & Income Sec                | iShares Preferred & Income Securities ETF                        | CUSIP: 464288687<br>LEI: 549300YX74JNY54XCY80 | Short            | EC               | RF                | US        |      -246 | NS      | $-7616.16     | -0.07%            |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Multi-Sector Income                 | BlackRock Multi-Sector Income Trust                              | CUSIP: 09258A107<br>LEI: 549300BOVTR6GS7HLC41 | Long             | EC               | RF                | US        |        98 | NS      | $1279.88      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Black Hills Corp                              | Black Hills Corp.                                                | CUSIP: 092113109<br>LEI: 3MGELCRSTNSAMJ962671 | Short            | EC               | CORP              | US        |      -708 | NS      | $-49149.36    | -0.46%            |  |  |  | No            |                  1 | On Loan: No      |
| Tri-Continental Corp                          | Tri-Continental Corp.                                            | CUSIP: 895436103<br>LEI: 6QVMFZKY1QSOOIHD7Y77 | Long             | EC               | RF                | US        |       158 | NS      | $5160.28      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock MuniHoldings New Yor                | BlackRock MuniHoldings New York Quality Fund, Inc.               | CUSIP: 09255C106<br>LEI: YP1D2S6Y4JY0A7W3DV93 | Long             | EC               | RF                | US        |       255 | NS      | $2608.65      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Meff Renta Variable (Madrid)                  | IBEX 35 Index Futures Contracts                                  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | ES        |         1 | NC      | $4972.25      | 0.05%             |  |  |  | No            |                  2 | On Loan: No      |
| ICE Futures Europe Financials                 | FTSE 100 Index Futures Contracts                                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | GB        |         2 | NC      | $4190.62      | 0.04%             |  |  |  | No            |                  2 | On Loan: No      |
| TREASURY BILL                                 | U.S. Treasury Bills                                              | CUSIP: 912797PD3<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    406000 | PA      | $405198.53    | 3.80%             | 2026-01-22      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Pinnacle Financial Partners In                | Pinnacle Financial Partners, Inc.                                | CUSIP: 72346Q104<br>LEI: 54930098EZ8JMSAZGS24 | Short            | EC               | CORP              | US        |      -426 | NS      | $-40644.66    | -0.38%            |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Mercantile Exchange                   | Japanese Yen Futures Contracts                                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         7 | NC      | $-4087.05     | -0.04%            |  |  |  | No            |                  1 | On Loan: No      |
| Dayforce Inc                                  | Dayforce, Inc.                                                   | CUSIP: 15677J108<br>LEI: 549300T64GVCHFJ8L449 | Long             | EC               | CORP              | US        |      1419 | NS      | $98138.04     | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Cohen & Steers Real Estate Opp                | Cohen & Steers Real Estate Opportunities and Income Fund         | CUSIP: 19249Q103<br>LEI: 549300ONH3DDNHP10S74 | Long             | EC               | RF                | US        |        86 | NS      | $1264.20      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| SPDR Nuveen ICE High Yield Mun                | State Street SPDR Nuveen ICE High Yield Municipal Bond ETF       | CUSIP: 78464A284<br>LEI: 54930036TY0W1EQHEK50 | Short            | EC               | RF                | US        |     -3160 | NS      | $-78810.40    | -0.74%            |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Mercantile Exchange                   | Swiss Franc Futures Contracts                                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |        -3 | NC      | $-4432.65     | -0.04%            |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance Enhanced Equity In                | Eaton Vance Enhanced Equity Income Fund                          | CUSIP: 278274105<br>LEI: 5493006SDQPRW4FOOW97 | Long             | EC               | RF                | US        |        65 | NS      | $1336.40      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| LMP Capital and Income Fund In                | LMP Capital and Income Fund, Inc.                                | CUSIP: 50208A102<br>LEI: 549300YJH1GYGXCCQ467 | Long             | EC               | RF                | US        |        88 | NS      | $1303.28      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock MuniYield Quality Fu                | BlackRock MuniYield Quality Fund III, Inc.                       | CUSIP: 09254E103<br>LEI: UB5J2GS6Q51M6A2L8886 | Long             | EC               | RF                | US        |       119 | NS      | $1293.53      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Allspring Global Dividend Oppo                | Allspring Global Dividend Opportunity Fund                       | CUSIP: 94987C103<br>LEI: 5493000KZPDD7O5F1562 | Long             | EC               | RF                | US        |       221 | NS      | $1288.43      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| DigitalBridge Group Inc                       | DigitalBridge Group, Inc.                                        | CUSIP: 25401T603<br>LEI: 549300XG87L902AGBO89 | Long             | EC               | CORP              | US        |      5345 | NS      | $81992.30     | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance Tax Managed Global                | Eaton Vance Tax Managed Global Buy Write Opportunities Fund      | CUSIP: 27829C105<br>LEI: 549300YMO6N2TLCMXO54 | Long             | EC               | RF                | US        |       142 | NS      | $1309.24      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance California Municip                | Eaton Vance California Municipal Income Trust                    | CUSIP: 27826F101<br>LEI: 5493000EWT76UUJKIW67 | Long             | EC               | RF                | US        |       496 | NS      | $4979.84      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| BrandywineGLOBAL Global Income                | BrandywineGLOBAL Global Income Opportunities Fund, Inc.          | CUSIP: 10537L104<br>LEI: 549300P4CDQCJBGI0833 | Long             | EC               | RF                | US        |       157 | NS      | $1314.09      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Flaherty & Crumrine Preferred                 | Flaherty & Crumrine Preferred and Income Opportunity Fund, Inc.  | CUSIP: 33848E106<br>LEI: 2549008Y9TGWYEWYW496 | Long             | EC               | RF                | US        |       136 | NS      | $1285.20      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Ryerson Holding Corp                          | Ryerson Holding Corp.                                            | CUSIP: 783754104<br>LEI: 549300JMA41B3ZHOVE45 | Short            | EC               | CORP              | US        |       -33 | NS      | $-830.28      | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| iShares iBoxx $ High Yield Cor                | iShares iBoxx $ High Yield Corporate Bond ETF                    | CUSIP: 464288513<br>LEI: 549300FCCXHK7O37PQ68 | Short            | EC               | RF                | US        |      -176 | NS      | $-14190.88    | -0.13%            |  |  |  | No            |                  1 | On Loan: No      |
| iShares Russell 1000 Growth ET                | iShares Russell 1000 Growth ETF                                  | CUSIP: 464287614<br>LEI: 549300H1KWQVEKI25E14 | Short            | EC               | RF                | US        |       -66 | NS      | $-31237.80    | -0.29%            |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Board of Trade                        | U.S. Treasury 2 Year Note Futures Contracts                      | CUSIP: N/A<br>LEI: N/A                        | N/A              | DIR              |  | US        |         2 | NC      | $43.70        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| MFS Intermediate High Income F                | MFS Intermediate High Income Fund                                | CUSIP: 59318T109<br>LEI: SASSJTLSXHXELZG42340 | Long             | EC               | RF                | US        |       748 | NS      | $1271.60      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Eurex                                         | Euro - Bund Futures Contracts                                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DIR              |  | DE        |        -2 | NC      | $903.29       | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| Jamf Holding Corp                             | Jamf Holding Corp.                                               | CUSIP: 47074L105<br>LEI: 254900IHLXZU4Z5ANA12 | Long             | EC               | CORP              | US        |      4153 | NS      | $54030.53     | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackrock Investment Quality M                | Blackrock Investment Quality Municipal Trust, Inc.               | CUSIP: 09247D105<br>LEI: HIQUII1IK2OOB2XHIJ72 | Long             | EC               | RF                | US        |       117 | NS      | $1310.40      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| SRH Total Return Fund Inc                     | SRH Total Return Fund, Inc.                                      | CUSIP: 101507101<br>LEI: 5493000XG0EMNJQ1SM17 | Long             | EC               | RF                | US        |      1069 | NS      | $19819.26     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen NASDAQ 100 Dynamic Over                | Nuveen NASDAQ 100 Dynamic Overwrite Fund                         | CUSIP: 670699107<br>LEI: 549300UZIEJJJ5RD3T06 | Long             | EC               | RF                | US        |        46 | NS      | $1311.92      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Compass Inc                                   | Compass, Inc.                                                    | CUSIP: 20464U100<br>LEI: 254900DMGQSTC3I2IM78 | Short            | EC               | CORP              | US        |     -3768 | NS      | $-39827.76    | -0.37%            |  |  |  | No            |                  1 | On Loan: No      |
| Commodity Exchange, Inc.                      | Silver Futures Contracts                                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |         1 | NC      | $94471.90     | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance Tax-Advantaged Div                | Eaton Vance Tax-Advantaged Dividend Income Fund                  | CUSIP: 27828G107<br>LEI: 549300KZTQOOF16ML741 | Long             | EC               | RF                | US        |        53 | NS      | $1334.54      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Asset Investment Grade                | Western Asset Investment Grade Income Fund, Inc.                 | CUSIP: 95766T100<br>LEI: 549300W1ZCJRJ5Y1E041 | Long             | EC               | RF                | US        |       104 | NS      | $1297.92      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Virtus Total Return Fund Inc                  | Virtus Total Return Fund, Inc.                                   | CUSIP: 92835W107<br>LEI: 549300KKRHI4GF7RNQ81 | Long             | EC               | RF                | US        |         6 | NS      | $37.80        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Royce Micro-Cap Trust Inc                     | Royce Micro-Capital Trust, Inc.                                  | CUSIP: 780915104<br>LEI: 254900D3WFIV4SD8EF19 | Long             | EC               | RF                | US        |      1908 | NS      | $19900.44     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Asset Emerging Markets                | Western Asset Emerging Markets Debt Fund, Inc.                   | CUSIP: 95766A101<br>LEI: 549300F68574RU1BKP84 | Long             | EC               | RF                | US        |         1 | NS      | $10.63        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Municipal Income Qua                | BlackRock Municipal Income Quality Trust                         | CUSIP: 092479104<br>LEI: ZQ1Z8W71OQGQTC6ZJ410 | Long             | EC               | RF                | US        |       120 | NS      | $1312.80      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Neuberger Municipal Fund Inc                  | Neuberger Municipal Fund, Inc.                                   | CUSIP: 64124P101<br>LEI: 549300IIZWX8QVUHXO20 | Long             | EC               | RF                | US        |       127 | NS      | $1285.24      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| VanEck High Yield Muni ETF                    | VanEck High Yield Muni ETF                                       | CUSIP: 92189H409<br>LEI: 549300UT41BWOPGYSE94 | Short            | EC               | RF                | US        |       -27 | NS      | $-1380.24     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock MuniYield New York Q                | BlackRock MuniYield New York Quality Fund, Inc.                  | CUSIP: 09255E102<br>LEI: 158AYFGDRFUGVL3TD012 | Long             | EC               | RF                | US        |       129 | NS      | $1278.39      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Janus Henderson Group PLC                     | Janus Henderson Group plc                                        | CUSIP: N/A<br>LEI: 2138009WPYMWJN3RVF44       | Long             | EC               | CORP              | US        |      2201 | NS      | $104701.57    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Voya Global Equity Dividend an                | Voya Global Equity Dividend and Premium Opportunity Fund         | CUSIP: 92912T100<br>LEI: 549300YJVN8KX08ZHI42 | Long             | EC               | RF                | US        |       225 | NS      | $1287.00      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Virtus Convertible & Income Fu                | Virtus Convertible & Income Fund II                              | CUSIP: 92838U801<br>LEI: 549300VQWKOKLGOGUQ16 | Long             | EC               | RF                | US        |        93 | NS      | $1281.54      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Norfolk Southern Corp                         | Norfolk Southern Corp.                                           | CUSIP: 655844108<br>LEI: 54930036C8MWP850MI84 | Long             | EC               | CORP              | US        |       392 | NS      | $113178.24    | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Floating Rate Income Fu                | Nuveen Floating Rate Income Fund                                 | CUSIP: 67072T108<br>LEI: HJXCPP3KYE3BVU373P27 | Long             | EC               | RF                | US        |       164 | NS      | $1284.12      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Utilities Select                 | State Street Utilities Select Sector SPDR ETF                    | CUSIP: 81369Y886<br>LEI: 549300ERQDM80PRYUH21 | Short            | EC               | RF                | US        |      -190 | NS      | $-8111.10     | -0.08%            |  |  |  | No            |                  1 | On Loan: No      |
| Dynavax Technologies Corp                     | Dynavax Technologies Corp.                                       | CUSIP: 268158201<br>LEI: 549300T5URIXWDILX594 | Long             | EC               | CORP              | US        |      6806 | NS      | $104676.28    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| New York Mercantile Exchange                  | Natural Gas Futures Contracts                                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |         3 | NC      | $-5437.95     | -0.05%            |  |  |  | No            |                  1 | On Loan: No      |
| Blackstone Strategic Credit 20                | Blackstone Strategic Credit Fund                                 | CUSIP: 09257R101<br>LEI: 549300YESIF051NRED20 | Long             | EC               | RF                | US        |       110 | NS      | $1295.80      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| South African Futures Exchange                | FTSE/JSE TOP 40 Index Futures Contracts                          | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | ZA        |        11 | NC      | $20371.26     | 0.19%             |  |  |  | No            |                  2 | On Loan: No      |
| Montreal Exchange                             | Canadian Government 10 Year Bond Futures Contracts               | CUSIP: N/A<br>LEI: N/A                        | N/A              | DIR              |  | CA        |         7 | NC      | $82.28        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Nuveen S&P 500 Dynamic Overwri                | Nuveen S&P 500 Dynamic Overwrite Fund                            | CUSIP: 6706EW100<br>LEI: 549300OISXORNCZINQ77 | Long             | EC               | RF                | US        |        72 | NS      | $1298.88      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Templeton Emerging Markets Fun                | Templeton Emerging Markets Fund/United States                    | CUSIP: 880191101<br>LEI: CZCIR4LW4R7Y5KBS5R36 | Long             | EC               | RF                | US        |      1160 | NS      | $19754.80     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Cohen & Steers Tax-Advantaged                 | Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund | CUSIP: 19249X108<br>LEI: 5493009R2RWV77RQEH31 | Long             | EC               | RF                | US        |        67 | NS      | $1293.77      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Crescent Energy Co                            | Crescent Energy Co.                                              | CUSIP: 44952J104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |         1 | NS      | $5.88         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Eventbrite Inc                                | Eventbrite, Inc.                                                 | CUSIP: 29975E109<br>LEI: 549300N6XBV2B1FAUF55 | Long             | EC               | CORP              | US        |      7807 | NS      | $34741.15     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Board of Trade                        | Corn Futures Contracts                                           | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |        -2 | NC      | $93.70        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Board of Trade                        | Hard Red Winter Wheat Futures Contracts                          | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |         1 | NC      | $-821.04      | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| Exact Sciences Corp                           | Exact Sciences Corp.                                             | CUSIP: 30063P105<br>LEI: 549300VM3X1FYD4N9Z14 | Long             | EC               | CORP              | US        |      1025 | NS      | $104099.00    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Franklin Ltd Duration Income T                | Franklin Limited Duration Income Trust                           | CUSIP: 35472T101<br>LEI: P58SM14RY02PYB0IA680 | Long             | EC               | RF                | US        |       215 | NS      | $1322.25      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Core Plus Impact Fund                  | Nuveen Core Plus Impact Fund                                     | CUSIP: 67080D103<br>LEI: 549300N1H1AJ1P7VEI64 | Long             | EC               | RF                | US        |       123 | NS      | $1252.14      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Bond Fund                             | Invesco Bond Fund                                                | CUSIP: 46132L107<br>LEI: MN4XNOJY2YRWNLRTWX16 | Long             | EC               | RF                | US        |        83 | NS      | $1279.03      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Rayonier Inc                                  | Rayonier, Inc.                                                   | CUSIP: 754907103<br>LEI: HGV8VDVNL0W6SF2U9C50 | Short            | EC               | CORP              | US        |     -2448 | NS      | $-52999.20    | -0.50%            |  |  |  | No            |                  1 | On Loan: No      |
| TREASURY BILL                                 | U.S. Treasury Bills                                              | CUSIP: 912797RH2<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    500000 | PA      | $499710.57    | 4.68%             | 2026-01-08      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Morgan Stanley Capital Services LLC           | MS Long/Short Equity Custom Basket                               | CUSIP: N/A<br>LEI: I7331LVCZKQKX5T7XV54       | N/A              | DE               |  | US        |         0 | NC      | $92766.52     | 0.87%             |  |  |  | No            |                  2 | On Loan: No      |
| Voya Infrastructure Industrial                | Voya Infrastructure Industrials and Materials Fund               | CUSIP: 92912X101<br>LEI: CDDOXZNDBE7I8PJXIJ33 | Long             | EC               | RF                | US        |       110 | NS      | $1353.00      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| MFS High Yield Municipal Trust                | MFS High Yield Municipal Trust                                   | CUSIP: 59318E102<br>LEI: A8WLLLHJKX1MW5QPZU93 | Long             | EC               | RF                | US        |       369 | NS      | $1295.19      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Gabelli Global Small and Mid C                | Gabelli Global Small and Mid Capital Value Trust                 | CUSIP: 36249W104<br>LEI: 54930027RS7HE8UD3187 | Long             | EC               | RF                | US        |       568 | NS      | $8520.00      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Ellsworth Growth and Income Fu                | Ellsworth Growth and Income Fund Ltd.                            | CUSIP: 289074106<br>LEI: 549300GYFOXHCDQTI772 | Long             | EC               | RF                | US        |      1683 | NS      | $19573.29     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| ICE Futures US Softs                          | Sugar #11 Futures Contracts                                      | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |       -14 | NC      | $-3930.50     | -0.04%            |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Board of Trade                        | U.S. Treasury Long Bond Futures Contracts                        | CUSIP: N/A<br>LEI: N/A                        | N/A              | DIR              |  | US        |         2 | NC      | $-1003.52     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| VanEck Gold Miners ETF/USA                    | VanEck Gold Miners ETF                                           | CUSIP: 92189F106<br>LEI: 54930031TORTKAM9TJ98 | Short            | EC               | RF                | US        |       -29 | NS      | $-2487.33     | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock MuniHoldings Quality                | BlackRock MuniHoldings Quality Fund II, Inc.                     | CUSIP: 09254C107<br>LEI: V04K6JK5YHD4O5SHSC34 | Long             | EC               | RF                | US        |       131 | NS      | $1313.93      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| New York Mercantile Exchange                  | Gasoline RBOB Futures Contracts                                  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |         2 | NC      | $-6162.30     | -0.06%            |  |  |  | No            |                  1 | On Loan: No      |
| Gildan Activewear Inc                         | Gildan Activewear, Inc.                                          | CUSIP: 375916103<br>LEI: 549300SB3IBI34M00Z45 | Long             | EC               | CORP              | US        |      1585 | NS      | $99016.84     | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Science and Technolo                | BlackRock Science and Technology Term Trust                      | CUSIP: 09260K101<br>LEI: 549300NQ3IL1NKVC9M67 | Long             | EC               | RF                | US        |       883 | NS      | $19964.63     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Board of Trade                        | Wheat Futures Contracts                                          | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |        -1 | NC      | $440.60       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance Tax-Managed Global                | Eaton Vance Tax-Managed Global Diversified Equity Income Fund    | CUSIP: 27829F108<br>LEI: 5493002EIY4NK3I3E865 | Long             | EC               | RF                | US        |       141 | NS      | $1343.73      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Mexico Fund Inc/The                           | Mexico Fund, Inc.                                                | CUSIP: 592835102<br>LEI: N/A                  | Long             | EC               | RF                | US        |      1009 | NS      | $20321.26     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Cantaloupe Inc                                | Cantaloupe, Inc.                                                 | CUSIP: 138103106<br>LEI: 529900O54DBQQVWO9Q85 | Long             | EC               | CORP              | US        |     11574 | NS      | $122915.88    | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance National Municipal                | Eaton Vance National Municipal Opportunities Trust               | CUSIP: 27829L105<br>LEI: 54930084Z1GHZMB5XL81 | Long             | EC               | RF                | US        |        78 | NS      | $1318.98      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| RiverNorth Managed Duration Mu                | RiverNorth Managed Duration Municipal Income Fund, Inc.          | CUSIP: 76882H105<br>LEI: 549300Y5L3V48O754353 | Long             | EC               | RF                | US        |        93 | NS      | $1265.73      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| J.P. MORGAN SECURITIES LLC                    | J.P. Morgan Securities LLC                                       | CUSIP: N/A<br>LEI: ZBUT11V806EZRVTWT807       | Long             | RA               | CORP              | US        |    392126 | PA      | $392125.62    | 3.67%             |  |  |  | No            |                  2 | On Loan: No      |
| Nuveen Real Estate Income Fund                | Nuveen Real Estate Income Fund                                   | CUSIP: 67071B108<br>LEI: LXJVVL0330BRT3R7PH61 | Long             | EC               | RF                | US        |       163 | NS      | $1248.58      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Asset High Income Oppo                | Western Asset High Income Opportunity Fund, Inc.                 | CUSIP: 95766K109<br>LEI: 549300S7N70O2ERKYG47 | Long             | EC               | RF                | US        |       346 | NS      | $1283.66      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Liberty All Star Growth Fund I                | Liberty All Star Growth Fund, Inc.                               | CUSIP: 529900102<br>LEI: 54930046Y8IF3CB2AL60 | Long             | EC               | RF                | US        |       242 | NS      | $1282.60      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Mercantile Exchange                   | New Zealand Dollar Futures Contracts                             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $-402.50      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock MuniHoldings Califor                | BlackRock MuniHoldings California Quality Fund, Inc.             | CUSIP: 09254L107<br>LEI: NKJSRCJXMS5PZYPXY795 | Long             | EC               | RF                | US        |       122 | NS      | $1293.20      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Adams Diversified Equity Fund                 | Adams Diversified Equity Fund, Inc.                              | CUSIP: 006212104<br>LEI: 5493005W7G81BNPP7M23 | Long             | EC               | RF                | US        |        58 | NS      | $1352.56      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| STAAR Surgical Co                             | STAAR Surgical Co.                                               | CUSIP: 852312305<br>LEI: 5299006LRHI7OJ8BY308 | Long             | EC               | CORP              | US        |      1080 | NS      | $24937.20     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Cohen & Steers Infrastructure                 | Cohen & Steers Infrastructure Fund, Inc.                         | CUSIP: 19248A109<br>LEI: T085JMDV2CFIPONRA870 | Long             | EC               | RF                | US        |        53 | NS      | $1277.83      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Board of Trade                        | U.S. Treasury 5 Year Note Futures Contracts                      | CUSIP: N/A<br>LEI: N/A                        | N/A              | DIR              |  | US        |         3 | NC      | $-528.52      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Western Midstream Partners LP                 | Western Midstream Partners, LP                                   | CUSIP: 958669103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |         1 | NS      | $39.50        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| First Trust Mortgage Income Fu                | First Trust Mortgage Income Fund                                 | CUSIP: 33734E103<br>LEI: 549300DJXDU5IDLS9H81 | Long             | EC               | RF                | US        |       108 | NS      | $1312.20      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| GAMCO Natural Resources Gold &                | GAMCO Natural Resources Gold & Income Trust                      | CUSIP: 36465E101<br>LEI: 23EBEGZ81713Q1VCP222 | Long             | EC               | RF                | US        |         1 | NS      | $7.45         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| SPDR S&P 500 ETF Trust                        | SPDR S&P 500 ETF Trust                                           | CUSIP: 78462F103<br>LEI: 549300NZAMSJ8FXPQQ63 | Short            | EC               | RF                | US        |       -87 | NS      | $-59327.04    | -0.56%            |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock MuniVest Fund Inc                   | BlackRock MuniVest Fund, Inc.                                    | CUSIP: 09253R105<br>LEI: 68LQJ5NLUNQI2T9OLL41 | Long             | EC               | RF                | US        |       189 | NS      | $1309.77      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Gildan Activewear Inc                         | Gildan Activewear, Inc.                                          | CUSIP: 375916103<br>LEI: 549300SB3IBI34M00Z45 | Short            | EC               | CORP              | US        |     -1585 | NS      | $-98999.10    | -0.93%            |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Long-Term Municipal                 | BlackRock Long-Term Municipal Advantage Trust                    | CUSIP: 09250B103<br>LEI: G3XW7SJTEWPATVFP0M68 | Long             | EC               | RF                | US        |       138 | NS      | $1280.64      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen New York AMT-Free Quali                | Nuveen New York AMT-Free Quality Municipal Income Fund           | CUSIP: 670656107<br>LEI: 549300V4X2BF3UXSCQ58 | Long             | EC               | RF                | US        |       128 | NS      | $1291.52      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Asset Inflation-Linked                | Western Asset Inflation-Linked Income Fund                       | CUSIP: 95766Q106<br>LEI: 549300BKG7Y2MQAORR48 | Long             | EC               | RF                | US        |       156 | NS      | $1290.12      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| abrdn Australia Equity Fund In                | abrdn Australia Equity Fund, Inc.                                | CUSIP: 003011111<br>LEI: 5493003SC25JJLM4UH12 | Long             | EC               | RF                | US        |       162 | NS      | $2093.04      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Board of Trade                        | Soybean Oil Futures Contracts                                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DCO              |  | US        |        -2 | NC      | $250.33       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| NOVN_C                                        | Novartis AG                                                      | CUSIP: N/A<br>LEI: N/A                        | Long             |  | CORP              | US        |      9562 | NS      | $0.01         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| John Hancock Premium Dividend                 | John Hancock Premium Dividend Fund                               | CUSIP: 41013T105<br>LEI: 549300HU07GPOB5DR949 | Long             | EC               | RF                | US        |        99 | NS      | $1257.30      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Voya Asia Pacific High Dividen                | Voya Asia Pacific High Dividend Equity Income Fund               | CUSIP: 92912J102<br>LEI: 549300GNK7F1VWTNPE94 | Long             | EC               | RF                | US        |       174 | NS      | $1266.72      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Asset Global High Inco                | Western Asset Global High Income Fund, Inc.                      | CUSIP: 95766B109<br>LEI: 549300JWVV1XIQ66WD13 | Long             | EC               | RF                | US        |         2 | NS      | $12.82        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Omnicom Group Inc                             | Omnicom Group, Inc.                                              | CUSIP: 681919106<br>LEI: HKUPACFHSSASQK8HLS17 | Short            | EC               | CORP              | US        |        -1 | NS      | $-80.75       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Core Equity Alpha Fund                 | Nuveen Core Equity Alpha Fund                                    | CUSIP: 67090X107<br>LEI: RXOICX8BWX0J6XOHJ530 | Long             | EC               | RF                | US        |        82 | NS      | $1307.08      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Flaherty & Crumrine Total Retu                | Flaherty & Crumrine Total Return Fund, Inc.                      | CUSIP: 338479108<br>LEI: 254900OFZ9J1RLHWZQ22 | Long             | EC               | RF                | US        |        75 | NS      | $1312.50      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| European Equity Fund Inc/The                  | European Equity Fund, Inc.                                       | CUSIP: 298768102<br>LEI: 5493008XBHSH29XH9329 | Long             | EC               | RF                | US        |      1640 | NS      | $16892.00     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-01-30

**Name of Applicant:** Rydex Series Funds

**Signature:** James Howley

**Name of Signer:** James Howley

**Title:** CFO