# EDGAR Filing Document

**Accession Number:** 0000822489
**File Stem:** 0000822489-23-000004
**Filing Date:** 2023-3
**Character Count:** 2697
**Document Hash:** c17bc024f38f01eed62b7e490bfad35f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000822489-23-000004.hdr.sgml**: 20230314

**ACCESSION NUMBER**: 0000822489-23-000004

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230314

**DATE AS OF CHANGE**: 20230314

**EFFECTIVENESS DATE**: 20230314

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** THINKEQUITY LLC
- **CENTRAL INDEX KEY:** 0000822489
- **IRS NUMBER:** 841066839
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-38622
- **FILM NUMBER:** 23729557

**BUSINESS ADDRESS:**
- **STREET 1:** 17 STATE STREET, 41ST FLOOR
- **STREET 2:** SUITE 643
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10004
- **BUSINESS PHONE:** 212-732-8500

**MAIL ADDRESS:**
- **STREET 1:** 17 STATE STREET, 41ST FLOOR
- **STREET 2:** SUITE 643
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10004

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FORDHAM FINANCIAL MANAGEMENT, INC.
- **DATE OF NAME CHANGE:** 20210819

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** THINKEQUITY LLC
- **DATE OF NAME CHANGE:** 20210818

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FORDHAM FINANCIAL MANAGEMENT, INC.
- **DATE OF NAME CHANGE:** 20020430

### Attached PDF Documents

**Attachment 1:** `think22.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000822489

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** THINKEQUITY LLC

**Business Address:** 17 STATE STREET, 41ST FLOOR, SUITE 643, NEW YORK, NY, 10004

**Contact Person:** Richard j Adams

**Contact Phone:** 2127328500

### Independent Public Accountant Identification

**Accountant Name:** Grassi Advisors & Accountants

**Accountant Address:** 750 third ave, ny, NY, 10017

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **William Baquet**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **THINKEQUITY LLC**, as of **12-31-2022**, are true and correct.

**Signature:** William Baquet

**Title:** President

**Notarized:** Yes