# EDGAR Filing Document

**Accession Number:** 0001911321
**File Stem:** 0001140361-23-005053
**Filing Date:** 2023-2
**Character Count:** 5216
**Document Hash:** 9783c017937d5299cb354f95eb52d13a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001140361-23-005053.hdr.sgml**: 20230207

**ACCESSION NUMBER**: 0001140361-23-005053

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230201

**ITEM INFORMATION**: Unregistered Sales of Equity Securities

**FILED AS OF DATE**: 20230207

**DATE AS OF CHANGE**: 20230207

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Kennedy Lewis Capital Co
- **CENTRAL INDEX KEY:** 0001911321
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 814-01603
- **FILM NUMBER:** 23596041

**BUSINESS ADDRESS:**
- **STREET 1:** 225 LIBERTY STREET
- **STREET 2:** SUITE 4210
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10281
- **BUSINESS PHONE:** 212.782.3482

**MAIL ADDRESS:**
- **STREET 1:** 225 LIBERTY STREET
- **STREET 2:** SUITE 4210
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10281

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Kennedy Lewis Capital Holdings LLC
- **DATE OF NAME CHANGE:** 20221129

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Tate Capital Co
- **DATE OF NAME CHANGE:** 20220215

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### UNITED STATES

### SECURITIES AND EXCHANGE COMMISSION

#### Washington, D.C. 20549

#### <br>

### FORM 8-K

#### <br>

#### CURRENT REPORT

#### PURSUANT TO SECTION 13 OR 15(d)

#### OF THE SECURITIES EXCHANGE ACT OF 1934
**Date of Report (Date of earliest event reported): February 7, 2023 (February 1, 2023**)

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## Kennedy Lewis Capital Company

#### (Exact Name of Registrant as Specified in its Charter)

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| | | |
|:---|:---|:---|
| **DELAWARE** | **814-01603** | **88-6117755** |
| **(State or Other Jurisdiction of Incorporation)** | **(Commission File Number)** | **(IRS Employer Identification Number)** |

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#### 225 Liberty St. Suite 4210

#### New York, New York 10281

#### (Address of Principal Executive Offices, Zip Code)
(212) 782-3842

#### (Registrant's telephone number, including area code)

#### N/A

#### (Former name or former address, if changed since last report)

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading**<br> **Symbol(s)** | **Name of each exchange**<br> **on which registered** |
| N/A | N/A | N/A |

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| | |
|:---|:---|
| **Item 3.02.** | **Unregistered Sale of Equity Securities.** |

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In a closing held on February 1, 2023, Kennedy Lewis Capital Company (the "Company") issued and sold 4,003,350 shares of the Company's common shares of beneficial interest, par value $0.01 per share (the "Common Shares"), for an aggregate offering price of $80,067,000.

The sales of Common Shares were made pursuant to subscription agreements entered into by the Company and its investors. Under the terms of the subscription agreements, investors are required to fully fund their subscription agreements at each respective closing.

Each of the sales of Common Shares is exempt from the registration requirements of the Securities Act of 1933, as amended (the "Securities Act"), pursuant to Section 4(a)(2) thereof and Regulation D thereunder. The Company has not engaged in general solicitation or advertising with regard to the issuance and sale of the Common Shares and has not offered securities to the public in connection with such issuance and sale. The Company relied, in part, upon representations from the investors in the subscription agreements that each investor was an accredited investor as defined in Regulation D under the Securities Act.

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#### SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
|  | **Kennedy Lewis Capital Company** | **Kennedy Lewis Capital Company** |
| Dated: February 7, 2023 |  |  |
|  | By: | /s/ Anthony Pasqua |
|  | Name: | Anthony Pasqua |
|  | Title: | Chief Financial Officer |

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