# EDGAR Filing Document

**Accession Number:** 0001925991
**File Stem:** 0001085146-23-000573
**Filing Date:** 2023-2
**Character Count:** 15387
**Document Hash:** 36db600d7f7597bd728373568d5e10bb
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001085146-23-000573.hdr.sgml**: 20230202

**ACCESSION NUMBER**: 0001085146-23-000573

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230202

**DATE AS OF CHANGE**: 20230202

**EFFECTIVENESS DATE**: 20230202

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PROVENCE WEALTH MANAGEMENT GROUP
- **CENTRAL INDEX KEY:** 0001925991
- **IRS NUMBER:** 474777055
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22441
- **FILM NUMBER:** 23579110

**BUSINESS ADDRESS:**
- **STREET 1:** 9481 IRVINE CENTER DR.,
- **CITY:** IRVINE
- **STATE:** CA
- **ZIP:** 92618
- **BUSINESS PHONE:** 949-222-6400

**MAIL ADDRESS:**
- **STREET 1:** 9481 IRVINE CENTER DR.,
- **CITY:** IRVINE
- **STATE:** CA
- **ZIP:** 92618

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** PROVENCE WEALTH MANAGEMENT GROUP<br>**Address:** 9481 IRVINE CENTER DR.<br>IRVINE, CA 92618

**Form 13F File Number:** 028-22441

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Avinash Pai<br>**Title:** CCO<br>**Phone:** 949-222-6400

**Signature, Place, and Date of Signing:**

/s/Avinash Pai  Irvine, CA  02-01-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 119

**Form 13F Information Table Value Total:** $122554334

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABS | COM | 002824100 |  | 274805 | 2503 | SH |  | SOLE |  | 2306 | 0 | 197 |
| ABBVIE INC | COM | 00287Y109 |  | 356027 | 2203 | SH |  | SOLE |  | 2160 | 0 | 43 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 |  | 222278 | 833 | SH |  | SOLE |  | 758 | 0 | 75 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 832979 | 9441 | SH |  | SOLE |  | 8501 | 0 | 940 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 443117 | 4994 | SH |  | SOLE |  | 3774 | 0 | 1220 |
| AMAZON COM INC | COM | 023135106 |  | 770532 | 9173 | SH |  | SOLE |  | 7293 | 0 | 1880 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 251470 | 1702 | SH |  | SOLE |  | 1371 | 0 | 331 |
| AMGEN INC | COM | 031162100 |  | 210637 | 802 | SH |  | SOLE |  | 788 | 0 | 14 |
| APPLE INC | COM | 037833100 |  | 4864081 | 37436 | SH |  | SOLE |  | 23470 | 0 | 13966 |
| AT INC | COM | 00206R102 |  | 217088 | 11792 | SH |  | SOLE |  | 10029 | 0 | 1763 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 280182 | 1173 | SH |  | SOLE |  | 1137 | 0 | 36 |
| BANK AMERICA CORP | COM | 060505104 |  | 466760 | 14093 | SH |  | SOLE |  | 11840 | 0 | 2253 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 1203167 | 3895 | SH |  | SOLE |  | 2657 | 0 | 1238 |
| BOEING CO | COM | 097023105 |  | 262091 | 1376 | SH |  | SOLE |  | 644 | 0 | 732 |
| BROADCOM INC | COM | 11135F101 |  | 524464 | 938 | SH |  | SOLE |  | 650 | 0 | 288 |
| CATERPILLAR INC | COM | 149123101 |  | 239560 | 1000 | SH |  | SOLE |  | 914 | 0 | 86 |
| CHEVRON CORP NEW | COM | 166764100 |  | 528957 | 2947 | SH |  | SOLE |  | 2817 | 0 | 130 |
| CISCO SYS INC | COM | 17275R102 |  | 419279 | 8801 | SH |  | SOLE |  | 8630 | 0 | 171 |
| COCA COLA CO | COM | 191216100 |  | 325556 | 5118 | SH |  | SOLE |  | 5062 | 0 | 56 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 240069 | 6865 | SH |  | SOLE |  | 6645 | 0 | 220 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 392586 | 3327 | SH |  | SOLE |  | 2989 | 0 | 338 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 368397 | 807 | SH |  | SOLE |  | 421 | 0 | 386 |
| DANAHER CORPORATION | COM | 235851102 |  | 287715 | 1084 | SH |  | SOLE |  | 507 | 0 | 577 |
| DEERE  CO | COM | 244199105 |  | 289413 | 675 | SH |  | SOLE |  | 613 | 0 | 62 |
| DISNEY WALT CO | COM | 254687106 |  | 307034 | 3534 | SH |  | SOLE |  | 1673 | 0 | 1861 |
| ELEVANCE HEALTH INC | COM | 036752103 |  | 230837 | 450 | SH |  | SOLE |  | 443 | 0 | 7 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 698641 | 6334 | SH |  | SOLE |  | 4862 | 0 | 1472 |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 33733E104 |  | 1069567 | 14270 | SH |  | SOLE |  | 22 | 0 | 14248 |
| FIRST TR EXCHANGE-TRADED FD | NAS CLNEDG GREEN | 33733E500 |  | 273088 | 5787 | SH |  | SOLE |  | 328 | 0 | 5459 |
| FIRST TR EXCHNG TRADED FD VI | MLT MNGD LRG GRW | 33740F789 |  | 171787 | 10400 | SH |  | SOLE |  | 0 | 0 | 10400 |
| FIRST TR MORNINGSTAR DIVID L | SHS | 336917109 |  | 1538932 | 42093 | SH |  | SOLE |  | 10795 | 0 | 31298 |
| HOME DEPOT INC | COM | 437076102 |  | 825342 | 2613 | SH |  | SOLE |  | 2253 | 0 | 360 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 208093 | 1477 | SH |  | SOLE |  | 1289 | 0 | 188 |
| INVESCO EXCH TRADED FD TR II | S 500 REVENUE | 46138G698 |  | 224778 | 3040 | SH |  | SOLE |  | 1552 | 0 | 1488 |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1500 | 46137V597 |  | 237615 | 1500 | SH |  | SOLE |  | 1500 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 2225593 | 8358 | SH |  | SOLE |  | 1032 | 0 | 7326 |
| ISHARES INC | MSCI EMERG MRKT | 464286533 |  | 2617646 | 49343 | SH |  | SOLE |  | 2617 | 0 | 46726 |
| ISHARES TR | 0-5YR HI YL CP | 46434V407 |  | 1081581 | 26451 | SH |  | SOLE |  | 1104 | 0 | 25347 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 697852 | 8597 | SH |  | SOLE |  | 1201 | 0 | 7396 |
| ISHARES TR | 10-20 YR TRS ETF | 464288653 |  | 1032037 | 9540 | SH |  | SOLE |  | 413 | 0 | 9127 |
| ISHARES TR | CONV BD ETF | 46435G102 |  | 420502 | 6053 | SH |  | SOLE |  | 295 | 0 | 5758 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 1156577 | 12221 | SH |  | SOLE |  | 2155 | 0 | 10066 |
| ISHARES TR | CORE S ETF | 464287200 |  | 16398236 | 42680 | SH |  | SOLE |  | 3237 | 0 | 39443 |
| ISHARES TR | CORE TOTAL USD | 46434V613 |  | 5223248 | 116253 | SH |  | SOLE |  | 4464 | 0 | 111789 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 789789 | 8143 | SH |  | SOLE |  | 8140 | 0 | 3 |
| ISHARES TR | EAFE GRWTH ETF | 464288885 |  | 2982358 | 35606 | SH |  | SOLE |  | 2702 | 0 | 32904 |
| ISHARES TR | EAFE SML CP ETF | 464288273 |  | 325438 | 5762 | SH |  | SOLE |  | 5000 | 0 | 762 |
| ISHARES TR | EAFE VALUE ETF | 464288877 |  | 4134476 | 90115 | SH |  | SOLE |  | 5958 | 0 | 84157 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 |  | 8684588 | 102473 | SH |  | SOLE |  | 8129 | 0 | 94344 |
| ISHARES TR | GLOBAL TECH ETF | 464287291 |  | 432520 | 9648 | SH |  | SOLE |  | 820 | 0 | 8828 |
| ISHARES TR | MBS ETF | 464288588 |  | 2288978 | 24679 | SH |  | SOLE |  | 6635 | 0 | 18044 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 374411 | 5704 | SH |  | SOLE |  | 4000 | 0 | 1704 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 345501 | 9116 | SH |  | SOLE |  | 0 | 0 | 9116 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 |  | 1296429 | 17981 | SH |  | SOLE |  | 1135 | 0 | 16846 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 |  | 1079590 | 7398 | SH |  | SOLE |  | 289 | 0 | 7109 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 2163688 | 20505 | SH |  | SOLE |  | 20505 | 0 | 0 |
| ISHARES TR | RUS 1000 ETF | 464287622 |  | 250308 | 1189 | SH |  | SOLE |  | 62 | 0 | 1127 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 2427312 | 11330 | SH |  | SOLE |  | 1425 | 0 | 9905 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 1059676 | 6988 | SH |  | SOLE |  | 1368 | 0 | 5620 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 |  | 543100 | 6496 | SH |  | SOLE |  | 4083 | 0 | 2413 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 735931 | 10911 | SH |  | SOLE |  | 2545 | 0 | 8366 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 554332 | 3179 | SH |  | SOLE |  | 1157 | 0 | 2022 |
| ISHARES TR | U.S. ENERGY ETF | 464287796 |  | 387075 | 8326 | SH |  | SOLE |  | 728 | 0 | 7598 |
| ISHARES TR | U.S. TECH ETF | 464287721 |  | 1512370 | 20303 | SH |  | SOLE |  | 771 | 0 | 19532 |
| ISHARES TR | US INFRASTRUC | 46435U713 |  | 540129 | 14896 | SH |  | SOLE |  | 1566 | 0 | 13330 |
| ISHARES TR | US TREAS BD ETF | 46429B267 |  | 690256 | 30381 | SH |  | SOLE |  | 1395 | 0 | 28986 |
| ISHARES U S ETF TR | GSCI CMDTY STGY | 46431W853 |  | 537752 | 19076 | SH |  | SOLE |  | 1381 | 0 | 17695 |
| JOHN HANCOCK EXCHANGE TRADED | MULTFCTR EMRNG | 47804J834 |  | 2127268 | 91732 | SH |  | SOLE |  | 11027 | 0 | 80705 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 726738 | 4114 | SH |  | SOLE |  | 3655 | 0 | 459 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 761019 | 5675 | SH |  | SOLE |  | 5036 | 0 | 639 |
| LILLY ELI  CO | COM | 532457108 |  | 517298 | 1414 | SH |  | SOLE |  | 1266 | 0 | 148 |
| LOWES COS INC | COM | 548661107 |  | 207608 | 1042 | SH |  | SOLE |  | 775 | 0 | 267 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 431882 | 1242 | SH |  | SOLE |  | 1222 | 0 | 20 |
| MCDONALDS CORP | COM | 580135101 |  | 251407 | 954 | SH |  | SOLE |  | 655 | 0 | 299 |
| MERCK  CO INC | COM | 58933Y105 |  | 347939 | 3136 | SH |  | SOLE |  | 3023 | 0 | 113 |
| META PLATFORMS INC | CL A | 30303M102 |  | 561145 | 4663 | SH |  | SOLE |  | 3623 | 0 | 1040 |
| MICROSOFT CORP | COM | 594918104 |  | 1845361 | 7695 | SH |  | SOLE |  | 6665 | 0 | 1030 |
| NIKE INC | CL B | 654106103 |  | 366107 | 3129 | SH |  | SOLE |  | 2915 | 0 | 214 |
| NORTHROP GRUMMAN CORP | COM | 666807102 |  | 398841 | 731 | SH |  | SOLE |  | 724 | 0 | 7 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 7297634 | 49936 | SH |  | SOLE |  | 39113 | 0 | 10823 |
| ORACLE CORP | COM | 68389X105 |  | 275218 | 3367 | SH |  | SOLE |  | 3316 | 0 | 51 |
| PEPSICO INC | COM | 713448108 |  | 317419 | 1757 | SH |  | SOLE |  | 1540 | 0 | 217 |
| PFIZER INC | COM | 717081103 |  | 334649 | 6531 | SH |  | SOLE |  | 6108 | 0 | 423 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 509544 | 3362 | SH |  | SOLE |  | 3260 | 0 | 102 |
| QUALCOMM INC | COM | 747525103 |  | 223507 | 2033 | SH |  | SOLE |  | 2003 | 0 | 30 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 317495 | 3146 | SH |  | SOLE |  | 2980 | 0 | 166 |
| REZOLUTE INC | COM NEW | 76200L309 |  | 62100 | 30000 | SH |  | SOLE |  | 0 | 0 | 30000 |
| S GLOBAL INC | COM | 78409V104 |  | 236803 | 707 | SH |  | SOLE |  | 703 | 0 | 4 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 207484 | 2492 | SH |  | SOLE |  | 2224 | 0 | 268 |
| SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 |  | 233600 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 211478 | 1557 | SH |  | SOLE |  | 217 | 0 | 1340 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 |  | 277231 | 2823 | SH |  | SOLE |  | 566 | 0 | 2257 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 3972134 | 10386 | SH |  | SOLE |  | 5564 | 0 | 4823 |
| SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 |  | 753438 | 8237 | SH |  | SOLE |  | 2501 | 0 | 5736 |
| SPDR SER TR | S DIVID ETF | 78464A763 |  | 582287 | 4654 | SH |  | SOLE |  | 1791 | 0 | 2863 |
| TESLA INC | COM | 88160R101 |  | 1099258 | 8924 | SH |  | SOLE |  | 3902 | 0 | 5022 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 280302 | 509 | SH |  | SOLE |  | 476 | 0 | 33 |
| TWO RDS SHARED TR | ANFIELD DIVERSIF | 90213U115 |  | 741340 | 88045 | SH |  | SOLE |  | 79593 | 0 | 8452 |
| TWO RDS SHARED TR | ANFIELD DYNAMIC | 90214Q725 |  | 364177 | 43798 | SH |  | SOLE |  | 43798 | 0 | 0 |
| TWO RDS SHARED TR | ANFIELD US EQU | 90214Q733 |  | 1187177 | 103684 | SH |  | SOLE |  | 103684 | 0 | 0 |
| TWO RDS SHARED TR | APEX HEALTHCARE | 90214Q659 |  | 153806 | 17478 | SH |  | SOLE |  | 17478 | 0 | 0 |
| TWO RDS SHARED TR | REGENTS PK HDGD | 90214Q642 |  | 308824 | 36721 | SH |  | SOLE |  | 36721 | 0 | 0 |
| UNION PAC CORP | COM | 907818108 |  | 241858 | 1168 | SH |  | SOLE |  | 852 | 0 | 316 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 385403 | 2217 | SH |  | SOLE |  | 1988 | 0 | 229 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 639928 | 1207 | SH |  | SOLE |  | 1193 | 0 | 14 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 232676 | 2821 | SH |  | SOLE |  | 865 | 0 | 1956 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 1089401 | 5698 | SH |  | SOLE |  | 198 | 0 | 5500 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 391775 | 10051 | SH |  | SOLE |  | 4083 | 0 | 5968 |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 92206C706 |  | 491993 | 8413 | SH |  | SOLE |  | 8413 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 |  | 660851 | 8526 | SH |  | SOLE |  | 7670 | 0 | 856 |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 |  | 467937 | 8093 | SH |  | SOLE |  | 3983 | 0 | 4110 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 1403512 | 18666 | SH |  | SOLE |  | 5486 | 0 | 13180 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000IDX | 92206C730 |  | 582900 | 3345 | SH |  | SOLE |  | 1695 | 0 | 1650 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 712415 | 6584 | SH |  | SOLE |  | 243 | 0 | 6341 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 |  | 304078 | 952 | SH |  | SOLE |  | 62 | 0 | 890 |
| VISA INC | COM CL A | 92826C839 |  | 624942 | 3008 | SH |  | SOLE |  | 2818 | 0 | 190 |
| WALMART INC | COM | 931142103 |  | 259476 | 1830 | SH |  | SOLE |  | 1781 | 0 | 49 |
| WISDOMTREE TR | EUROPE HEDGED EQ | 97717X701 |  | 237934 | 3401 | SH |  | SOLE |  | 522 | 0 | 2879 |
| WP CAREY INC | COM | 92936U109 |  | 291534 | 3730 | SH |  | SOLE |  | 345 | 0 | 3385 |

---