# EDGAR Filing Document

**Accession Number:** 0000947263
**File Stem:** 0001279569-23-000241
**Filing Date:** 2023-2
**Character Count:** 5602
**Document Hash:** 2262a6e60503517bdef0c1013e52dcc3
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001279569-23-000241.hdr.sgml**: 20230224

**ACCESSION NUMBER**: 0001279569-23-000241

**CONFORMED SUBMISSION TYPE**: 6-K

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230224

**FILED AS OF DATE**: 20230224

**DATE AS OF CHANGE**: 20230224

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TORONTO DOMINION BANK
- **CENTRAL INDEX KEY:** 0000947263
- **STANDARD INDUSTRIAL CLASSIFICATION:** COMMERCIAL BANKS, NEC [6029]
- **IRS NUMBER:** 135640479
- **STATE OF INCORPORATION:** A6
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** 6-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-14446
- **FILM NUMBER:** 23664697

**BUSINESS ADDRESS:**
- **STREET 1:** 66 WELLINGTON STREET WEST
- **STREET 2:** 12TH FLOOR, TD TOWER
- **CITY:** TORONTO, ONTARIO
- **STATE:** A6
- **ZIP:** M5K 1A2
- **BUSINESS PHONE:** 416-944-6367

**MAIL ADDRESS:**
- **STREET 1:** 66 WELLINGTON STREET WEST
- **STREET 2:** 12TH FLOOR, TD TOWER
- **CITY:** TORONTO, ONTARIO
- **STATE:** A6
- **ZIP:** M5K 1A2

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 6-K**

**REPORT OF FOREIGN PRIVATE ISSUER**

**Pursuant to Rule 13a-16 or 15d-16 of**

**the Securities Exchange Act of 1934**

For the month of February, 2023. Commission File Number: 001-14446

<u>The Toronto-Dominion Bank</u>

(Translation of registrant's name into English)

c/o General Counsel's Office

P.O. Box 1, Toronto Dominion Centre,

<u>Toronto, Ontario, M5K 1A2</u>

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

<br> Form 20-F ◻ Form 40-F 🗹

**EXHIBIT INDEX** 

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| | |
|:---|:---|
| **Exhibit** | **Description** |
| [99.1](ex991.htm) | [Press Release dated February 24, 2023 - TD Receives Regulatory Approval to Acquire Cowen Inc.](ex991.htm) |

---

**FORM 6-K**

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

---

| | | |
|:---|:---|:---|
|  | **THE TORONTO-DOMINION BANK** | **THE TORONTO-DOMINION BANK** |
| DATE: February 24, 2023 | By: | */s/ Ye Xia* |
|  | Name: | Ye Xia |
|  | Title: | Associate Vice President, Legal Treasury and<br> Corporate Securities |

---

## Exhibit 99.1

**Exhibit 99.1**

**TD Receives Regulatory Approval to Acquire Cowen Inc.**

**TORONTO and NEW YORK, February 24, 2023 -** TD Bank Group ("TD") (TSX and NYSE: TD) and Cowen Inc. ("Cowen") (NASDAQ: COWN) today announced they have received all regulatory approvals required under their merger agreement to complete TD's acquisition of Cowen. With this step completed, TD expects the acquisition to close on March 1, 2023, subject to the satisfaction of other customary closing conditions.

Cowen provides highly complementary strengths to TD Securities' existing businesses. When finalized, the acquisition will add new capabilities in U.S. equities, including a strong sales, trading and execution platform as well as a renowned global research platform. Cowen also adds scale and expertise in industry coverage, middle-market sponsors coverage, M&A advisory and public and private capital markets.

**<br> Caution Regarding Forward-Looking Information**

<br> **About TD Bank Group**

The Toronto-Dominion Bank and its subsidiaries are collectively known as TD Bank Group ("TD" or the "Bank"). TD is the sixth largest bank in North America by assets and serves over 27 million customers in four key businesses operating in a number of locations in financial centres around the globe: Canadian Personal and Commercial Banking, including TD Canada Trust and TD Auto Finance Canada; U.S. Retail, including TD Bank, America's Most Convenient Bank®, TD Auto Finance U.S., TD Wealth (U.S.), and an investment in The Charles Schwab Corporation; Wealth Management and Insurance, including TD Wealth (Canada), TD Direct Investing, and TD Insurance; and Wholesale Banking, including TD Securities. TD also ranks among the world's leading online financial services firms, with more than 15 million active online and mobile customers. TD had $1.9 trillion in assets on October 31, 2022. The Toronto-Dominion Bank trades under the symbol "TD" on the Toronto and New York Stock Exchanges.

**About Cowen Inc.**

Cowen Inc. ("Cowen") is a diversified financial services firm that provides investment banking, research, sales and trading, prime brokerage, outsourced trading, global clearing, and commission management services. Cowen also has an investment management division which offers actively managed alternative investment products. Founded in 1918, Cowen is headquartered in New York and has offices worldwide.

**For further information contact:** 

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| | |
|:---|:---|
| &nbsp;&nbsp;**TD Investors:** | &nbsp;&nbsp;**TD Media:** |
| &nbsp;&nbsp;Brooke Hales | &nbsp;&nbsp;Erin Sufrin |
| &nbsp;&nbsp; Vice President, Investor Relations<br> 416-307-8647  | &nbsp;&nbsp; Senior Manager, Corporate Communications<br> 416-624-2440 |
| &nbsp;&nbsp;<u>Brooke.hales@td.com</u> | &nbsp;&nbsp;<u>Erin.sufrin@td.com</u> |
| &nbsp;&nbsp;**Cowen Investors:** | &nbsp;&nbsp;**Cowen Media:** |
| &nbsp;&nbsp;James Farley | &nbsp;&nbsp;Dan Gagnier |
| &nbsp;&nbsp; Associate Vice President, Investor Relations<br> 646-562-1056  | &nbsp;&nbsp; Gagnier Communications<br> 646-569-5897 |
| &nbsp;&nbsp;<u>j</u><u>ames.farley@cowen.com</u> | &nbsp;&nbsp;<u>dg@gagnierfc.com</u> |

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