# EDGAR Filing Document

**Accession Number:** 0000355767
**File Stem:** 0001752724-23-034896
**Filing Date:** 2023-2
**Character Count:** 19029
**Document Hash:** 68bb6228c7b512daefdca3190626b7db
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-034896.hdr.sgml**: 20230223

**ACCESSION NUMBER**: 0001752724-23-034896

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221230

**FILED AS OF DATE**: 20230223

**DATE AS OF CHANGE**: 20230223

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NEW ALTERNATIVES FUND
- **CENTRAL INDEX KEY:** 0000355767
- **IRS NUMBER:** 112542789
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-03287
- **FILM NUMBER:** 23656970

**BUSINESS ADDRESS:**
- **STREET 1:** 150 BROADHOLLOW ROAD
- **STREET 2:** SUITE PH 02
- **CITY:** MELVILLE
- **STATE:** NY
- **ZIP:** 11747
- **BUSINESS PHONE:** 6314237373

**MAIL ADDRESS:**
- **STREET 1:** 150 BROADHOLLOW ROAD
- **STREET 2:** SUITE PH 02
- **CITY:** MELVILLE
- **STATE:** NY
- **ZIP:** 11747

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NEW ALTERNATIVES FUND INC
- **DATE OF NAME CHANGE:** 19920703

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SOLAR & ALTERNATIVE ENERGY FUND INC
- **DATE OF NAME CHANGE:** 19820823

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SOLAR FUND INC
- **DATE OF NAME CHANGE:** 19820623

## Series and Classes Contracts Data

### NEW ALTERNATIVES FUND (Series ID: S000004915)

| Class ID   | Class Name      | Ticker Symbol   |
|:---|:---|:---|
| C000013290 | CLASS A SHARES  | NALFX           |
| C000146229 | Investor Shares | NAEFX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** New Alternatives Fund

- **b. Investment Company Act file number:** 811-03287

- **c. CIK number of Registrant:** 0000355767

- **d. LEI of Registrant:** 5493003ZP2VPP1T7T708

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 150 BROADHOLLOW ROAD

  - **City:** Melville

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 11747

  - **Telephone number:** 631-423-7373

**Item A.2. Information about the Series.**

- **a. Name of Series:** New Alternatives Fund

- **b. EDGAR series identifier (if any):** S000004915

- **c. LEI of Series:** 549300ZDYBHFZNGB7M59

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $379723956.27

**Total Liabilities:** $1189839.79

**Net Assets:** $378534116.48

**Cash Not Reported:** $16300913.58

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000013290 | 1.93%                | 9.39%                | -4.00%               |
| Class ID C000146229 | 1.90%                | 9.38%                | -4.00%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $52182.89                | $6709637.44                                |
| Month 2  | $969530.66               | $31919143.20                               |
| Month 3  | $475680.77               | $-16581597.69                              |

### Schedule of Portfolio Investments

| Name                              | Title                                                   | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| ABB Ltd                           | ABB Ltd                                                 | CUSIP: 000375204<br>LEI: 5493000LKVGOO9PELI61 | Long             | EC               | CORP              | CH        |     50000 | NS      | $1523000.00   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Xylem Inc/NY                      | Xylem Inc/NY                                            | CUSIP: 98419M100<br>LEI: 549300DF5MV96DRYLQ48 | Long             | EC               | CORP              | US        |     20000 | NS      | $2211400.00   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Panasonic Holdings Corp           | Panasonic Holdings Corp                                 | CUSIP: 69832A205<br>LEI: 254900GE1G59KGWPHX32 | Long             | EC               | CORP              | JP        |    225000 | NS      | $1878750.00   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Eversource Energy                 | Eversource Energy                                       | CUSIP: 30040W108<br>LEI: SJ7XXD41SQU3ZNWUJ746 | Long             | EC               | CORP              | US        |    200000 | NS      | $16768000.00  | 4.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Signify NV                        | Signify NV                                              | CUSIP: 000000000<br>LEI: 549300072P3J1X8NZO35 | Long             | EC               | CORP              | NL        |    340000 | NS      | $11420845.14  | 3.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Brookfield Renewable Partners     | Brookfield Renewable Partners LP                        | CUSIP: 000000000<br>LEI: VA8DFMRI2GY8Y7V79H93 | Long             | EC               | CORP              | CA        |    350000 | NS      | $8869000.00   | 2.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Trane Technologies PLC            | Trane Technologies PLC                                  | CUSIP: 000000000<br>LEI: 549300BURLR9SLYY2705 | Long             | EC               | CORP              | IE        |     25000 | NS      | $4202250.00   | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Fluence Energy Inc                | Fluence Energy Inc                                      | CUSIP: 34379V103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     50000 | NS      | $857500.00    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Infratil Ltd                      | Infratil Ltd                                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | NZ        |   2000000 | NS      | $10983770.00  | 2.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Terna - Rete Elettrica Naziona    | Terna - Rete Elettrica Nazionale                        | CUSIP: 000000000<br>LEI: 8156009E94ED54DE7C31 | Long             | EC               | CORP              | IT        |   1280000 | NS      | $9454214.40   | 2.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Shimano Inc                       | Shimano Inc                                             | CUSIP: 82455C101<br>LEI: 529900L32YT3P9DECR10 | Long             | EC               | CORP              | JP        |     50000 | NS      | $784750.00    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Iberdrola SA                      | Iberdrola SA                                            | CUSIP: 000000000<br>LEI: 5QK37QC7NWOJ8D7WVQ45 | Long             | EC               | CORP              | ES        |   1900247 | NS      | $22232925.05  | 5.87%             |  |  |  | No            |                  1 | On Loan: No      |
| BYD Co Ltd                        | BYD Co Ltd                                              | CUSIP: 05606L100<br>LEI: 5299005557VL7ULJ7A69 | Long             | EC               | CORP              | CN        |    130000 | NS      | $6388200.00   | 1.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Clearway Energy Inc               | Clearway Energy Inc                                     | CUSIP: 18539C105<br>LEI: 549300LHAZ9HA9G3XC48 | Long             | EC               | CORP              | US        |    625000 | NS      | $18700000.00  | 4.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Enel SpA                          | Enel SpA                                                | CUSIP: 000000000<br>LEI: WOCMU6HCI0OJWNPRZS33 | Long             | EC               | CORP              | IT        |   3350000 | NS      | $18037617.73  | 4.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Algonquin Power & Utilities Co    | Algonquin Power & Utilities Corp                        | CUSIP: 015857105<br>LEI: 549300K5VIUTJXQL7X75 | Long             | EC               | CORP              | CA        |    150000 | NS      | $978000.00    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Northland Power Inc               | Northland Power Inc                                     | CUSIP: 666511100<br>LEI: 549300IT8CIDW8V5KX72 | Long             | EC               | CORP              | CA        |    325000 | NS      | $8856250.00   | 2.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Siemens AG                        | Siemens AG                                              | CUSIP: 000000000<br>LEI: W38RGI023J3WT1HWRP32 | Long             | EC               | CORP              | DE        |     65000 | NS      | $9020253.97   | 2.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Vestas Wind Systems A/S           | Vestas Wind Systems A/S                                 | CUSIP: 000000000<br>LEI: 549300DYMC8BGZZC8844 | Long             | EC               | CORP              | DK        |    500000 | NS      | $14546265.91  | 3.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Canadian Solar Inc                | Canadian Solar Inc                                      | CUSIP: 136635109<br>LEI: 5493001XSC6TKMBVOM15 | Long             | EC               | CORP              | CA        |     65000 | NS      | $2008500.00   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Orsted AS                         | Orsted AS                                               | CUSIP: 000000000<br>LEI: W9NG6WMZIYEU8VEDOG48 | Long             | EC               | CORP              | DK        |    175000 | NS      | $15903365.58  | 4.20%             |  |  |  | No            |                  1 | On Loan: No      |
| ALTERNATIVES FEDERAL CREDIT UNION | ALTERNATIVES FEDERAL CREDIT UNION                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    200000 | NS      | $200000.00    | 0.05%             |  |  |  | No            |                  2 | On Loan: No      |
| Owens Corning                     | Owens Corning                                           | CUSIP: 690742101<br>LEI: JO5M6676RDJIZ2U8X907 | Long             | EC               | CORP              | US        |     30000 | NS      | $2559000.00   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Sims Ltd                          | Sims Ltd                                                | CUSIP: 829160100<br>LEI: 5493002YM7ZHVDMFC916 | Long             | EC               | CORP              | AU        |    125000 | NS      | $1066250.00   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| SELF HELP CREDIT UNION            | SELF HELP CREDIT UNION                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    100000 | NS      | $100000.00    | 0.03%             |  |  |  | No            |                  2 | On Loan: No      |
| Carrier Global Corp               | Carrier Global Corp                                     | CUSIP: 14448C104<br>LEI: 549300JE3W6CWY2NAN77 | Long             | EC               | CORP              | US        |     30000 | NS      | $1237500.00   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Siemens Gamesa Renewable Energ    | Siemens Gamesa Renewable Energy SA                      | CUSIP: 000000000<br>LEI: 9598004BR8D81D3M1D64 | Long             | EC               | CORP              | ES        |    300000 | NS      | $5796486.75   | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| TransAlta Renewables Inc          | TransAlta Renewables Inc                                | CUSIP: 893463109<br>LEI: 529900U45A1JKZFABZ35 | Long             | EC               | CORP              | CA        |   1275000 | NS      | $10531500.00  | 2.78%             |  |  |  | No            |                  1 | On Loan: No      |
| American Water Works Co Inc       | American Water Works Co Inc                             | CUSIP: 030420103<br>LEI: 549300DXHIJQMD5WFW18 | Long             | EC               | CORP              | US        |     25000 | NS      | $3810500.00   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Shoals Technologies Group Inc     | Shoals Technologies Group Inc                           | CUSIP: 82489W107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     25000 | NS      | $616750.00    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Boralex Inc                       | Boralex Inc                                             | CUSIP: 09950M300<br>LEI: 5493004UT7HNQU2SVR90 | Long             | EC               | CORP              | CA        |    125000 | NS      | $3694608.56   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| NextEra Energy Partners LP        | NextEra Energy Partners LP                              | CUSIP: 65341B106<br>LEI: 5493008F4ZOQFNG3WN54 | Long             | EC               | CORP              | US        |    275000 | NS      | $19274750.00  | 5.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Atlantica Sustainable Infrastr    | Atlantica Sustainable Infrastructure PLC                | CUSIP: 000000000<br>LEI: 549300ITBBGKJ651R879 | Long             | EC               | CORP              | GB        |    500000 | NS      | $12950000.00  | 3.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Hannon Armstrong Sustainable I    | Hannon Armstrong Sustainable Infrastructure Capital Inc | CUSIP: 41068X100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    575000 | NS      | $16663500.00  | 4.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Hydro One Ltd                     | Hydro One Ltd                                           | CUSIP: 448811208<br>LEI: 5493007QZDXTP1W2VL44 | Long             | EC               | CORP              | CA        |    125000 | NS      | $3348412.10   | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Brookfield Renewable Corp         | Brookfield Renewable Corp                               | CUSIP: 11284V105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    425000 | NS      | $11704500.00  | 3.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Manawa Energy Ltd                 | Manawa Energy Ltd                                       | CUSIP: 000000000<br>LEI: 254900BVQFBUCEDJWT59 | Long             | EC               | CORP              | NZ        |    650000 | NS      | $2063425.00   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Avangrid Inc                      | Avangrid Inc                                            | CUSIP: 05351W103<br>LEI: 549300OX0Q38NLSKPB49 | Long             | EC               | CORP              | US        |    375000 | NS      | $16117500.00  | 4.26%             |  |  |  | No            |                  1 | On Loan: No      |
| EDP Renovaveis SA                 | EDP Renovaveis SA                                       | CUSIP: 000000000<br>LEI: 529900MUFAH07Q1TAX06 | Long             | EC               | CORP              | ES        |    825000 | NS      | $18174635.33  | 4.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson Controls International    | Johnson Controls International plc                      | CUSIP: 000000000<br>LEI: 549300XQ6S1GYKGBL205 | Long             | EC               | CORP              | US        |     50000 | NS      | $3200000.00   | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Acciona SA                        | Acciona SA                                              | CUSIP: 000000000<br>LEI: 54930002KP75TLLLNO21 | Long             | EC               | CORP              | ES        |     85000 | NS      | $15640880.18  | 4.13%             |  |  |  | No            |                  1 | On Loan: No      |
| QuantumScape Corp                 | QuantumScape Corp                                       | CUSIP: 74767V109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     75000 | NS      | $425250.00    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Veolia Environnement SA           | Veolia Environnement SA                                 | CUSIP: 92334N103<br>LEI: 969500LENY69X51OOT31 | Long             | EC               | CORP              | FR        |    475000 | NS      | $12231250.00  | 3.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Innergex Renewable Energy Inc     | Innergex Renewable Energy Inc                           | CUSIP: 45790B104<br>LEI: 549300EORYEC4J59SU80 | Long             | EC               | CORP              | CA        |   1250000 | NS      | $14925000.00  | 3.94%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-22

**Name of Applicant:** New Alternatives Fund

**Signature:** David Schoenwald

**Name of Signer:** David Schoenwald

**Title:** President/Treasurer