# EDGAR Filing Document

**Accession Number:** 0001963807
**File Stem:** 0001172661-23-000438
**Filing Date:** 2023-2
**Character Count:** 19639
**Document Hash:** 92fc6f5ed42a85b3fd34e58a8ecead0f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001172661-23-000438.hdr.sgml**: 20230203

**ACCESSION NUMBER**: 0001172661-23-000438

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230203

**DATE AS OF CHANGE**: 20230203

**EFFECTIVENESS DATE**: 20230203

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Goldstein Advisors, LLC
- **CENTRAL INDEX KEY:** 0001963807
- **IRS NUMBER:** 883791278
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22809
- **FILM NUMBER:** 23586881

**BUSINESS ADDRESS:**
- **STREET 1:** 1241 JOHN Q HAMMONS DR
- **STREET 2:** STE 302
- **CITY:** MADISON
- **STATE:** WI
- **ZIP:** 53717
- **BUSINESS PHONE:** 608-831-3230

**MAIL ADDRESS:**
- **STREET 1:** 1241 JOHN Q HAMMONS DR
- **STREET 2:** STE 302
- **CITY:** MADISON
- **STATE:** WI
- **ZIP:** 53717

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Goldstein Advisors LLC<br>**Address:** 1241 John Q Hammons Dr<br>Ste 302<br>Madison, WI 53717

**Form 13F File Number:** 028-22809

**CRD Number (if applicable):** 000323125

**SEC File Number (if applicable):** 801-126612

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Andy Peters<br>**Title:** Principal<br>**Phone:** 608-831-3230

**Signature, Place, and Date of Signing:**

/s/ Andy Peters  Madison, WI  02-03-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 159

**Form 13F Information Table Value Total:** $413222000

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBVIE INC | COM | 00287Y109 |  | 852000 | 5270 | SH |  | SOLE |  | 0 | 0 | 5270 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 |  | 362000 | 1357 | SH |  | SOLE |  | 0 | 0 | 1357 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 489000 | 1454 | SH |  | SOLE |  | 0 | 0 | 1454 |
| AGILENT TECHNOLOGIES INC | COM | 00846U101 |  | 209000 | 1396 | SH |  | SOLE |  | 0 | 0 | 1396 |
| AKAMAI TECHNOLOGIES INC | NOTE 0.375% 9/0 | 00971TAL5 |  | 29000 | 30000 | PRN |  | SOLE |  | 0 | 0 | 30000 |
| ALLIANT ENERGY CORP | COM | 018802108 |  | 1052000 | 19051 | SH |  | SOLE |  | 0 | 0 | 19051 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 926000 | 10492 | SH |  | SOLE |  | 0 | 0 | 10492 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 547000 | 6170 | SH |  | SOLE |  | 0 | 0 | 6170 |
| AMAZON COM INC | COM | 023135106 |  | 589000 | 7017 | SH |  | SOLE |  | 0 | 0 | 7017 |
| AMERICAN CENTY ETF TR | INTL SMCP VLU | 025072802 |  | 5403000 | 97621 | SH |  | SOLE |  | 0 | 0 | 97621 |
| AMERICAN CENTY ETF TR | DIVERSIFIED MU | 025072505 |  | 13506000 | 276022 | SH |  | SOLE |  | 0 | 0 | 276022 |
| AMERICAN CENTY ETF TR | MULTISECTOR | 025072398 |  | 13631000 | 318739 | SH |  | SOLE |  | 0 | 0 | 318739 |
| AMPHENOL CORP NEW | CL A | 032095101 |  | 320000 | 4198 | SH |  | SOLE |  | 0 | 0 | 4198 |
| APPLE INC | COM | 037833100 |  | 4167000 | 32070 | SH |  | SOLE |  | 0 | 0 | 32070 |
| ARES CAPITAL CORP | NOTE 4.625% 3/0 | 04010LAW3 |  | 27000 | 25000 | PRN |  | SOLE |  | 0 | 0 | 25000 |
| BENTLEY SYS INC | NOTE 0.125% 1/1 | 08265TAB5 |  | 19000 | 21000 | PRN |  | SOLE |  | 0 | 0 | 21000 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 296000 | 960 | SH |  | SOLE |  | 0 | 0 | 960 |
| BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 |  | 2344000 | 5 | SH |  | SOLE |  | 0 | 0 | 5 |
| BLACKSTONE MORTGAGE TRUST IN | NOTE 4.750% 3/1 | 09257WAC4 |  | 34000 | 35000 | PRN |  | SOLE |  | 0 | 0 | 35000 |
| BLOCK INC | NOTE 0.125% 3/0 | 852234AF0 |  | 29000 | 30000 | PRN |  | SOLE |  | 0 | 0 | 30000 |
| BOEING CO | COM | 097023105 |  | 278000 | 1461 | SH |  | SOLE |  | 0 | 0 | 1461 |
| BOOKING HOLDINGS INC | COM | 09857L108 |  | 254000 | 126 | SH |  | SOLE |  | 0 | 0 | 126 |
| BOOKING HOLDINGS INC | NOTE 0.750% 5/0 | 09857LAN8 |  | 24000 | 18000 | PRN |  | SOLE |  | 0 | 0 | 18000 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 655000 | 9106 | SH |  | SOLE |  | 0 | 0 | 9106 |
| BROADCOM INC | COM | 11135F101 |  | 229000 | 410 | SH |  | SOLE |  | 0 | 0 | 410 |
| CHEVRON CORP NEW | COM | 166764100 |  | 216000 | 1206 | SH |  | SOLE |  | 0 | 0 | 1206 |
| CHUBB LIMITED | COM | H1467J104 |  | 505000 | 2287 | SH |  | SOLE |  | 0 | 0 | 2287 |
| CHURCH  DWIGHT CO INC | COM | 171340102 |  | 3027000 | 37546 | SH |  | SOLE |  | 0 | 0 | 37546 |
| COCA COLA CO | COM | 191216100 |  | 229000 | 3604 | SH |  | SOLE |  | 0 | 0 | 3604 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 294000 | 8410 | SH |  | SOLE |  | 0 | 0 | 8410 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 361000 | 791 | SH |  | SOLE |  | 0 | 0 | 791 |
| CUMMINS INC | COM | 231021106 |  | 242000 | 998 | SH |  | SOLE |  | 0 | 0 | 998 |
| DBX ETF TR | XTRACK MSCI EAFE | 233051200 |  | 2919000 | 90561 | SH |  | SOLE |  | 0 | 0 | 90561 |
| DBX ETF TR | XTRACKERS RUSSEL | 233051481 |  | 1573000 | 37309 | SH |  | SOLE |  | 0 | 0 | 37309 |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 25434V500 |  | 208000 | 4058 | SH |  | SOLE |  | 0 | 0 | 4058 |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 25434V807 |  | 216000 | 7116 | SH |  | SOLE |  | 0 | 0 | 7116 |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 25434V609 |  | 233000 | 5310 | SH |  | SOLE |  | 0 | 0 | 5310 |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 25434V724 |  | 295000 | 8819 | SH |  | SOLE |  | 0 | 0 | 8819 |
| DISNEY WALT CO | COM | 254687106 |  | 645000 | 7421 | SH |  | SOLE |  | 0 | 0 | 7421 |
| EOG RES INC | COM | 26875P101 |  | 717000 | 5536 | SH |  | SOLE |  | 0 | 0 | 5536 |
| EXACT SCIENCES CORP | COM | 30063P105 |  | 268000 | 5410 | SH |  | SOLE |  | 0 | 0 | 5410 |
| EXCHANGE TRADED CONCEPTS TR | EMQQ EM INTERN | 301505889 |  | 1173000 | 39455 | SH |  | SOLE |  | 0 | 0 | 39455 |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 33738R506 |  | 12116000 | 275867 | SH |  | SOLE |  | 0 | 0 | 275867 |
| FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 |  | 3818000 | 95662 | SH |  | SOLE |  | 0 | 0 | 95662 |
| FISERV INC | COM | 337738108 |  | 204000 | 2017 | SH |  | SOLE |  | 0 | 0 | 2017 |
| FLEXSHARES TR | MORNSTAR USMKT | 33939L100 |  | 2263000 | 15229 | SH |  | SOLE |  | 0 | 0 | 15229 |
| FORD MTR CO DEL | NOTE 3/1 | 345370CZ1 |  | 35000 | 37000 | PRN |  | SOLE |  | 0 | 0 | 37000 |
| FTI CONSULTING INC | NOTE 2.000% 8/1 | 302941AP4 |  | 27000 | 17000 | PRN |  | SOLE |  | 0 | 0 | 17000 |
| GENERAL MLS INC | COM | 370334104 |  | 702000 | 8370 | SH |  | SOLE |  | 0 | 0 | 8370 |
| GOLDMAN SACHS ETF TR | ACCES TREASURY | 381430529 |  | 3032000 | 30409 | SH |  | SOLE |  | 0 | 0 | 30409 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 |  | 44656000 | 586574 | SH |  | SOLE |  | 0 | 0 | 586574 |
| HARSCO CORP | COM | 415864107 |  | 97000 | 15483 | SH |  | SOLE |  | 0 | 0 | 15483 |
| HARTFORD FDS EXCHANGE TRADED | MUN OPORTUNITE | 41653L503 |  | 12613000 | 335807 | SH |  | SOLE |  | 0 | 0 | 335807 |
| HARTFORD FINL SVCS GROUP INC | COM | 416515104 |  | 227000 | 3000 | SH |  | SOLE |  | 0 | 0 | 3000 |
| HOME DEPOT INC | COM | 437076102 |  | 1304000 | 4128 | SH |  | SOLE |  | 0 | 0 | 4128 |
| HONEYWELL INTL INC | COM | 438516106 |  | 543000 | 2533 | SH |  | SOLE |  | 0 | 0 | 2533 |
| IDEXX LABS INC | COM | 45168D104 |  | 335000 | 820 | SH |  | SOLE |  | 0 | 0 | 820 |
| ILLUMINA INC | NOTE 8/1 | 452327AK5 |  | 18000 | 19000 | PRN |  | SOLE |  | 0 | 0 | 19000 |
| INNOVATOR ETFS TR | US EQTY PWR BUF | 45782C573 |  | 214000 | 7098 | SH |  | SOLE |  | 0 | 0 | 7098 |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 46090F100 |  | 8608000 | 582427 | SH |  | SOLE |  | 0 | 0 | 582427 |
| INVESCO EXCH TRADED FD TR II | FTSE RAFI EMNG | 46138E727 |  | 8703000 | 493929 | SH |  | SOLE |  | 0 | 0 | 493929 |
| INVESCO EXCH TRADED FD TR II | NASDAQNXTGEN100 | 46138G631 |  | 5526000 | 231099 | SH |  | SOLE |  | 0 | 0 | 231099 |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 46138G649 |  | 20297000 | 185310 | SH |  | SOLE |  | 0 | 0 | 185310 |
| INVESCO EXCHANGE TRADED FD T | DYNMC LRG VALU | 46137V738 |  | 215000 | 4572 | SH |  | SOLE |  | 0 | 0 | 4572 |
| INVESCO EXCHANGE TRADED FD T | S EQL TEC | 46137V282 |  | 783000 | 3221 | SH |  | SOLE |  | 0 | 0 | 3221 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 2967000 | 11141 | SH |  | SOLE |  | 0 | 0 | 11141 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 436000 | 9331 | SH |  | SOLE |  | 0 | 0 | 9331 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 601000 | 2805 | SH |  | SOLE |  | 0 | 0 | 2805 |
| ISHARES TR | CORE S ETF | 464287200 |  | 1161000 | 3021 | SH |  | SOLE |  | 0 | 0 | 3021 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 1258000 | 13297 | SH |  | SOLE |  | 0 | 0 | 13297 |
| ISHARES TR | S MC 400VL ETF | 464287705 |  | 241000 | 2387 | SH |  | SOLE |  | 0 | 0 | 2387 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 3634000 | 15024 | SH |  | SOLE |  | 0 | 0 | 15024 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 338000 | 5771 | SH |  | SOLE |  | 0 | 0 | 5771 |
| ISHARES TR | CORE S US GWT | 464287671 |  | 232000 | 2842 | SH |  | SOLE |  | 0 | 0 | 2842 |
| ISHARES TR | MRGSTR SM CP ETF | 464288505 |  | 1859000 | 40759 | SH |  | SOLE |  | 0 | 0 | 40759 |
| ISHARES TR | MORNINGSTAR GRWT | 464287119 |  | 473000 | 9725 | SH |  | SOLE |  | 0 | 0 | 9725 |
| ISHARES TR | MRGSTR MD CP ETF | 464288208 |  | 2343000 | 39933 | SH |  | SOLE |  | 0 | 0 | 39933 |
| ISHARES TR | CORE S TTL STK | 464287150 |  | 54484000 | 642503 | SH |  | SOLE |  | 0 | 0 | 642503 |
| ISHARES TR | EAFE SML CP ETF | 464288273 |  | 2860000 | 50634 | SH |  | SOLE |  | 0 | 0 | 50634 |
| ISHARES TR | MSCI KLD400 SOC | 464288570 |  | 212000 | 2957 | SH |  | SOLE |  | 0 | 0 | 2957 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 |  | 324000 | 2847 | SH |  | SOLE |  | 0 | 0 | 2847 |
| ISHARES TR | MSCI USA VALUE | 46432F388 |  | 513000 | 5628 | SH |  | SOLE |  | 0 | 0 | 5628 |
| ISHARES TR | MSCI EAFE MIN VL | 46429B689 |  | 396000 | 6228 | SH |  | SOLE |  | 0 | 0 | 6228 |
| ISHARES TR | CORE MSCI TOTAL | 46432F834 |  | 8230000 | 142187 | SH |  | SOLE |  | 0 | 0 | 142187 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 |  | 1709000 | 11713 | SH |  | SOLE |  | 0 | 0 | 11713 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 1027000 | 16667 | SH |  | SOLE |  | 0 | 0 | 16667 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 |  | 893000 | 12384 | SH |  | SOLE |  | 0 | 0 | 12384 |
| ISHARES TR | ESG ADV TTL USD | 46436E619 |  | 453000 | 10728 | SH |  | SOLE |  | 0 | 0 | 10728 |
| J P MORGAN EXCHANGE TRADED F | DIVERSFED RTRN | 46641Q886 |  | 552000 | 6561 | SH |  | SOLE |  | 0 | 0 | 6561 |
| J P MORGAN EXCHANGE TRADED F | DIVERSFD EQT ETF | 46641Q845 |  | 12187000 | 314591 | SH |  | SOLE |  | 0 | 0 | 314591 |
| J P MORGAN EXCHANGE TRADED F | ACTIVE GROWTH | 46654Q609 |  | 10321000 | 232310 | SH |  | SOLE |  | 0 | 0 | 232310 |
| JAZZ INVESTMENTS I LTD | NOTE 1.500% 8/1 | 472145AD3 |  | 25000 | 25000 | PRN |  | SOLE |  | 0 | 0 | 25000 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 627000 | 3548 | SH |  | SOLE |  | 0 | 0 | 3548 |
| JOHNSON CTLS INTL PLC | SHS | G51502105 |  | 806000 | 12593 | SH |  | SOLE |  | 0 | 0 | 12593 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 519000 | 3871 | SH |  | SOLE |  | 0 | 0 | 3871 |
| KKR REAL ESTATE FIN TR INC | NOTE 6.125% 5/1 | 48251KAB6 |  | 38000 | 39000 | PRN |  | SOLE |  | 0 | 0 | 39000 |
| LATTICE STRATEGIES TR | HARTFORD MLT ETF | 518416102 |  | 18958000 | 764738 | SH |  | SOLE |  | 0 | 0 | 764738 |
| LILLY ELI  CO | COM | 532457108 |  | 221000 | 603 | SH |  | SOLE |  | 0 | 0 | 603 |
| LITMAN GREGORY FDS TR | IMGP DBI MANAGED | 53700T827 |  | 17016000 | 584535 | SH |  | SOLE |  | 0 | 0 | 584535 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 823000 | 1692 | SH |  | SOLE |  | 0 | 0 | 1692 |
| LOWES COS INC | COM | 548661107 |  | 1090000 | 5472 | SH |  | SOLE |  | 0 | 0 | 5472 |
| LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 55024UAD1 |  | 9000 | 11000 | PRN |  | SOLE |  | 0 | 0 | 11000 |
| MANITOWOC CO INC | COM NEW | 563571405 |  | 131000 | 14300 | SH |  | SOLE |  | 0 | 0 | 14300 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 471000 | 1355 | SH |  | SOLE |  | 0 | 0 | 1355 |
| MCDONALDS CORP | COM | 580135101 |  | 459000 | 1742 | SH |  | SOLE |  | 0 | 0 | 1742 |
| MERCK  CO INC | COM | 58933Y105 |  | 426000 | 3842 | SH |  | SOLE |  | 0 | 0 | 3842 |
| MGE ENERGY INC | COM | 55277P104 |  | 1423000 | 20206 | SH |  | SOLE |  | 0 | 0 | 20206 |
| MICROSOFT CORP | COM | 594918104 |  | 2682000 | 11183 | SH |  | SOLE |  | 0 | 0 | 11183 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 219000 | 3289 | SH |  | SOLE |  | 0 | 0 | 3289 |
| NEW MTN FIN CORP | NOTE 5.750% 8/1 | 647551AC4 |  | 39000 | 39000 | PRN |  | SOLE |  | 0 | 0 | 39000 |
| NIKE INC | CL B | 654106103 |  | 288000 | 2460 | SH |  | SOLE |  | 0 | 0 | 2460 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 764000 | 5226 | SH |  | SOLE |  | 0 | 0 | 5226 |
| ON SEMICONDUCTOR CORP | NOTE 1.625%10/1 | 682189AP0 |  | 72000 | 24000 | PRN |  | SOLE |  | 0 | 0 | 24000 |
| OWL ROCK CAPITAL CORPORATION | COM | 69121K104 |  | 125000 | 10824 | SH |  | SOLE |  | 0 | 0 | 10824 |
| PACER FDS TR | US CASH COWS 100 | 69374H881 |  | 299000 | 6459 | SH |  | SOLE |  | 0 | 0 | 6459 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 232000 | 1661 | SH |  | SOLE |  | 0 | 0 | 1661 |
| PALO ALTO NETWORKS INC | NOTE 0.750% 7/0 | 697435AD7 |  | 58000 | 37000 | PRN |  | SOLE |  | 0 | 0 | 37000 |
| PARSONS CORP DEL | NOTE 0.250% 8/1 | 70202LAB8 |  | 22000 | 19000 | PRN |  | SOLE |  | 0 | 0 | 19000 |
| PEPSICO INC | COM | 713448108 |  | 386000 | 2137 | SH |  | SOLE |  | 0 | 0 | 2137 |
| PFIZER INC | COM | 717081103 |  | 538000 | 10497 | SH |  | SOLE |  | 0 | 0 | 10497 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 263000 | 2601 | SH |  | SOLE |  | 0 | 0 | 2601 |
| PIMCO ETF TR | ACTIVE BD ETF | 72201R775 |  | 13623000 | 150564 | SH |  | SOLE |  | 0 | 0 | 150564 |
| PIONEER NAT RES CO | NOTE 0.250% 5/1 | 723787AP2 |  | 68000 | 29000 | PRN |  | SOLE |  | 0 | 0 | 29000 |
| PRINCIPAL EXCHANGE TRADED FD | SPECTRUM PFD | 74255Y888 |  | 7155000 | 418183 | SH |  | SOLE |  | 0 | 0 | 418183 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 783000 | 5165 | SH |  | SOLE |  | 0 | 0 | 5165 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 836000 | 8282 | SH |  | SOLE |  | 0 | 0 | 8282 |
| S GLOBAL INC | COM | 78409V104 |  | 265000 | 790 | SH |  | SOLE |  | 0 | 0 | 790 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 385000 | 6922 | SH |  | SOLE |  | 0 | 0 | 6922 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 |  | 304000 | 9429 | SH |  | SOLE |  | 0 | 0 | 9429 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 |  | 356000 | 5392 | SH |  | SOLE |  | 0 | 0 | 5392 |
| SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 844741BG2 |  | 24000 | 20000 | PRN |  | SOLE |  | 0 | 0 | 20000 |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 |  | 11972000 | 403234 | SH |  | SOLE |  | 0 | 0 | 403234 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 271000 | 709 | SH |  | SOLE |  | 0 | 0 | 709 |
| SPDR SER TR | PORTFOLI S | 78464A805 |  | 926000 | 19588 | SH |  | SOLE |  | 0 | 0 | 19588 |
| SPDR SER TR | PRTFLO S VL | 78464A508 |  | 229000 | 5891 | SH |  | SOLE |  | 0 | 0 | 5891 |
| SPDR SER TR | PORTFOLIO S | 78464A847 |  | 317000 | 7449 | SH |  | SOLE |  | 0 | 0 | 7449 |
| SPDR SER TR | MSCI USA STRTGIC | 78468R812 |  | 1668000 | 15122 | SH |  | SOLE |  | 0 | 0 | 15122 |
| SPLUNK INC | NOTE 1.125% 9/1 | 848637AD6 |  | 17000 | 18000 | PRN |  | SOLE |  | 0 | 0 | 18000 |
| STARBUCKS CORP | COM | 855244109 |  | 235000 | 2372 | SH |  | SOLE |  | 0 | 0 | 2372 |
| SYSCO CORP | COM | 871829107 |  | 578000 | 7558 | SH |  | SOLE |  | 0 | 0 | 7558 |
| TESLA INC | COM | 88160R101 |  | 222000 | 1804 | SH |  | SOLE |  | 0 | 0 | 1804 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 402000 | 730 | SH |  | SOLE |  | 0 | 0 | 730 |
| TJX COS INC NEW | COM | 872540109 |  | 282000 | 3544 | SH |  | SOLE |  | 0 | 0 | 3544 |
| TYLER TEX INDPT SCH DIST | NOTE 0.250% 3/1 | 902252AB1 |  | 30000 | 32000 | PRN |  | SOLE |  | 0 | 0 | 32000 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 321000 | 1849 | SH |  | SOLE |  | 0 | 0 | 1849 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 572000 | 1080 | SH |  | SOLE |  | 0 | 0 | 1080 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 776000 | 3641 | SH |  | SOLE |  | 0 | 0 | 3641 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 367000 | 2612 | SH |  | SOLE |  | 0 | 0 | 2612 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 |  | 408000 | 2345 | SH |  | SOLE |  | 0 | 0 | 2345 |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 |  | 1139000 | 4590 | SH |  | SOLE |  | 0 | 0 | 4590 |
| VICTORY PORTFOLIOS II | VCTRYSHS USAA CR | 92647N527 |  | 19888000 | 437137 | SH |  | SOLE |  | 0 | 0 | 437137 |
| VISA INC | COM CL A | 92826C839 |  | 463000 | 2230 | SH |  | SOLE |  | 0 | 0 | 2230 |
| WALMART INC | COM | 931142103 |  | 862000 | 6079 | SH |  | SOLE |  | 0 | 0 | 6079 |
| WESTERN DIGITAL CORP. | NOTE 1.500% 2/0 | 958102AP0 |  | 32000 | 34000 | PRN |  | SOLE |  | 0 | 0 | 34000 |
| WINNEBAGO INDS INC | NOTE 1.500% 4/0 | 974637AB6 |  | 19000 | 18000 | PRN |  | SOLE |  | 0 | 0 | 18000 |
| WISDOMTREE TR | EM EX ST-OWNED | 97717X578 |  | 2392000 | 89657 | SH |  | SOLE |  | 0 | 0 | 89657 |
| XERIS BIOPHARMA HOLDINGS INC | COM | 98422E103 |  | 21000 | 15425 | SH |  | SOLE |  | 0 | 0 | 15425 |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 989207105 |  | 230000 | 897 | SH |  | SOLE |  | 0 | 0 | 897 |
| ZOETIS INC | CL A | 98978V103 |  | 323000 | 2206 | SH |  | SOLE |  | 0 | 0 | 2206 |

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