# EDGAR Filing Document

**Accession Number:** 0001513552
**File Stem:** 0001513552-26-000002
**Filing Date:** 2026-4
**Character Count:** 2759
**Document Hash:** c6ffdd7c6b0ccee9d31e173d226fbb6a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001513552-26-000002.hdr.sgml**: 20260413

**ACCESSION NUMBER**: 0001513552-26-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260413

**DATE AS OF CHANGE**: 20260413

**EFFECTIVENESS DATE**: 20260413

**PERIOD START**: 20251201

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SHELTER ROCK CAPITAL GROUP LLC
- **CENTRAL INDEX KEY:** 0001513552

**ORGANIZATION NAME:**
- **EIN:** 274715455
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68818
- **FILM NUMBER:** 26856421

**BUSINESS ADDRESS:**
- **STREET 1:** 10 EAST 53RD, SUITE 1200
- **STREET 2:** SUITE 1970
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 646-768-2051

**MAIL ADDRESS:**
- **STREET 1:** 10 EAST 53RD, SUITE 1200
- **STREET 2:** SUITE 1970
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SHELTER ROCK CAPITAL ADVISORS LLC
- **DATE OF NAME CHANGE:** 20170127

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GLOBAL CAPITAL ACCESS LLC
- **DATE OF NAME CHANGE:** 20161108

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SHELTER ROCK CAPITAL ADVISORS LLC
- **DATE OF NAME CHANGE:** 20161101

### Attached PDF Documents

**Attachment 1:** `gpnipub25.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001513552

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 12-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** SHELTER ROCK CAPITAL GROUP LLC

**Business Address:** 10 EAST 53RD, SUITE 1200, SUITE 1970, NEW YORK, NY, 10022

**Contact Person:** Carol Ann Ferrotta

**Contact Phone:** 2124903113

### Independent Public Accountant Identification

**Accountant Name:** Ohab & Company, PA

**Accountant Address:** 100 East Sybelia Avenue, Maitland, FL, 32751

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Carol Ann Ferrotta**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **SHELTER ROCK CAPITAL GROUP LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Carol Ann Ferrotta

**Title:** CFO/FINOP