# EDGAR Filing Document

**Accession Number:** 0000887936
**File Stem:** 0000887936-23-000058
**Filing Date:** 2023-3
**Character Count:** 12230
**Document Hash:** 562647362d288197adbdcefa86dc41c0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000887936-23-000058.hdr.sgml**: 20230313

**ACCESSION NUMBER**: 0000887936-23-000058

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230309

**FILED AS OF DATE**: 20230313

**DATE AS OF CHANGE**: 20230313

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Gunby Steven Henry
- **CENTRAL INDEX KEY:** 0001597949

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-14875
- **FILM NUMBER:** 23727282

**MAIL ADDRESS:**
- **STREET 1:** 9508 HEMSWELL PLACE
- **CITY:** POTOMAC
- **STATE:** MD
- **ZIP:** 20854
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FTI CONSULTING, INC
- **CENTRAL INDEX KEY:** 0000887936
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-MANAGEMENT CONSULTING SERVICES [8742]
- **IRS NUMBER:** 521261113
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 555 12TH STREET NW
- **CITY:** WASHINGTON
- **STATE:** DC
- **ZIP:** 20004
- **BUSINESS PHONE:** 202-312-9100

**MAIL ADDRESS:**
- **STREET 1:** 555 12TH STREET NW
- **CITY:** WASHINGTON
- **STATE:** DC
- **ZIP:** 20004

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FTI CONSULTING INC
- **DATE OF NAME CHANGE:** 19980713

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FORENSIC TECHNOLOGIES INTERNATIONAL CORP
- **DATE OF NAME CHANGE:** 19960306

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Gunby Steven Henry<br><sub>(Last) (First) (Middle)</sub><br>555 12TH STREET NW<br><sub>(Street)</sub><br>WASHINGTON, DC 20004<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-09 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_President & CEO_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>FTI CONSULTING, INC [ FCN ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2023-03-09 |  | S |  | 4584 | D | 180.80<sup>(1)</sup> | 467968 | D |  |
| Common Stock | 2023-03-09 |  | S |  | 172 | D | $181.76 | 467796 | D |  |
| Common Stock | 2023-03-09 |  | S |  | 10614 | D | 180.01<sup>(2)</sup> | 457182 | D |  |
| Common Stock | 2023-03-09 |  | F |  | 2210<sup>(3)</sup> | D | $179.94 | 454972 | D |  |
| Common Stock | 2023-03-09 |  | F |  | 2058<sup>(3)</sup> | D | $179.94 | 452914 | D |  |
| Common Stock | 2023-03-10 |  | S |  | 4700 | D | 180.21<sup>(4)</sup> | 448214 | D |  |
| Common Stock | 2023-03-10 |  | S |  | 1400 | D | 181.11<sup>(5)</sup> | 446814 | D |  |
| Common Stock | 2023-03-10 |  | S |  | 3750 | D | 182.12<sup>(6)</sup> | 443064 | D |  |
| Common Stock | 2023-03-10 |  | S |  | 3079 | D | 183.14<sup>(7)</sup> | 439985 | D |  |
| Common Stock | 2023-03-10 |  | S |  | 3150 | D | 184.34<sup>(8)</sup> | 436835 | D |  |
| Common Stock | 2023-03-10 |  | S |  | 4520 | D | 185.26<sup>(9)</sup> | 432315 | D |  |
| Common Stock | 2023-03-10 |  | S |  | 3907 | D | 186.68<sup>(10)</sup> | 428408 | D |  |
| Common Stock | 2023-03-10 |  | S |  | 8202 | D | 189.01<sup>(11)</sup> | 420206 | D |  |
| Common Stock | 2023-03-10 |  | S |  | 4900 | D | 191.28<sup>(12)</sup> | 415306 | D |  |
| Common Stock | 2023-03-10 |  | S |  | 1300 | D | 191.78<sup>(13)</sup> | 414006 | D |  |
| Common Stock | 2023-03-10 |  | F |  | 1921<sup>(14)</sup> | D | $186.58 | 412085 | D |  |
| Common Stock | 2023-03-11 |  | F |  | 2103<sup>(15)</sup> | D | $186.58 | 409982 | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) On March 9, 2023, Mr. Gunby sold an aggregate of 4,584 shares of FTI Consulting, Inc. common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $180.75 to $181.26. The Company maintains a record of the transactions and copies will be provided upon request.

(2) On March 9, 2023, Mr. Gunby sold an aggregate of 10,614 shares of FTI Consulting, Inc. common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $180.00 to $180.34. The Company maintains a record of the transactions and copies will be provided upon request.

(3) Represents shares of common stock of FTI Consulting, Inc. withheld to pay tax liability on shares of restricted stock awarded pursuant to Rule 16b-3(d), which vested on March 9, 2023.

(4) On March 10, 2023, Mr. Gunby sold an aggregate of 4,700 shares of FTI Consulting, Inc. common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $179.75 to $180.73. The Company maintains a record of the transactions and copies will be provided upon request.

(5) On March 10, 2023, Mr. Gunby sold an aggregate of 1,400 shares of FTI Consulting, Inc. common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $180.76 to $181.76. The Company maintains a record of the transactions and copies will be provided upon request.

(6) On March 10, 2023, Mr. Gunby sold an aggregate of 3,750 shares of FTI Consulting, Inc. common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $181.77 to $182.72. The Company maintains a record of the transactions and copies will be provided upon request.

(7) On March 10, 2023, Mr. Gunby sold an aggregate of 3,079 shares of FTI Consulting, Inc. common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $182.84 to $183.77. The Company maintains a record of the transactions and copies will be provided upon request.

(8) On March 10, 2023, Mr. Gunby sold an aggregate of 3,150 shares of FTI Consulting, Inc. common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $183.88 to $184.88. The Company maintains a record of the transactions and copies will be provided upon request.

(9) On March 10, 2023, Mr. Gunby sold an aggregate of 4,520 shares of FTI Consulting, Inc. common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $184.90 to $185.85. The Company maintains a record of the transactions and copies will be provided upon request.

(10) On March 10, 2023, Mr. Gunby sold an aggregate of 3,907 shares of FTI Consulting, Inc. common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $185.93 to $186.92. The Company maintains a record of the transactions and copies will be provided upon request.

(11) On March 10, 2023, Mr. Gunby sold an aggregate of 8,202 shares of FTI Consulting, Inc. common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $189.00 to $189.38. The Company maintains a record of the transactions and copies will be provided upon request.

(12) On March 10, 2023, Mr. Gunby sold an aggregate of 4,900 shares of FTI Consulting, Inc. common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $190.64 to $191.62. The Company maintains a record of the transactions and copies will be provided upon request.

(13) On March 10, 2023, Mr. Gunby sold an aggregate of 1,300 shares of FTI Consulting, Inc. common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $191.65 to $191.88. The Company maintains a record of the transactions and copies will be provided upon request.

(14) Represents shares of common stock of FTI Consulting, Inc. withheld to pay tax liability on shares of restricted stock awarded pursuant to Rule 16b-3(d), which vested on March 10, 2023.

(15) Represents shares of common stock of FTI Consulting, Inc. withheld to pay tax liability on shares of restricted stock awarded pursuant to Rule 16b-3(d), which vested on March 11, 2023.

**Signature:** By: Joanne Catanese, Attorney-in-Fact For: Steven H. Gunby  
**Date:** 2023-03-13

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**