# EDGAR Filing Document

**Accession Number:** 0001602020
**File Stem:** 0001602020-23-000001
**Filing Date:** 2023-2
**Character Count:** 12424
**Document Hash:** af756f9e091aeb4a20960a49c1713f3f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001602020-23-000001.hdr.sgml**: 20230201

**ACCESSION NUMBER**: 0001602020-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230201

**DATE AS OF CHANGE**: 20230201

**EFFECTIVENESS DATE**: 20230201

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Anfield Capital Management, LLC
- **CENTRAL INDEX KEY:** 0001602020
- **IRS NUMBER:** 274782738
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-18040
- **FILM NUMBER:** 23575431

**BUSINESS ADDRESS:**
- **STREET 1:** 4041 MACARTHUR BOULEVARD, SUITE 155
- **CITY:** NEWPORT BEACH
- **STATE:** CA
- **ZIP:** 92660
- **BUSINESS PHONE:** 949-891-0600

**MAIL ADDRESS:**
- **STREET 1:** 4041 MACARTHUR BOULEVARD, SUITE 155
- **CITY:** NEWPORT BEACH
- **STATE:** CA
- **ZIP:** 92660

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Anfield Capital Management LLC<br>**Address:** 4041 MACARTHUR BOULEVARD SUITE 155<br>NEWPORT BEACH, CA 92660

**Form 13F File Number:** 028-18040

**CRD Number (if applicable):** 000165211

**SEC File Number (if applicable):** 801-77714

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Jon Wieman<br>**Title:** Chief Compliance Officer<br>**Phone:** 949-891-0600

**Signature, Place, and Date of Signing:**

Jon Wieman  Redondo Beach, CA  02-01-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 85

**Form 13F Information Table Value Total:** $204679720

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| APPLE INC | COM | 037833100 |  | 276717 | 1961 | SH |  | DFND |  | 0 | 0 | 1961 |
| FS KKR CAP CORP | COM | 302635206 |  | 222314 | 11501 | SH |  | DFND |  | 0 | 0 | 11501 |
| ISHARES TR | GLOB HLTHCRE ETF | 464287325 |  | 2389676 | 28041 | SH |  | DFND |  | 0 | 0 | 28041 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 |  | 7213219 | 80559 | SH |  | DFND |  | 0 | 0 | 80559 |
| ISHARES TR | RESIDENTIAL MULT | 464288562 |  | 282221 | 3882 | SH |  | DFND |  | 0 | 0 | 3882 |
| ISHARES TR | MBS ETF | 464288588 |  | 869050 | 9100 | SH |  | DFND |  | 0 | 0 | 9100 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 |  | 3569214 | 81601 | SH |  | DFND |  | 0 | 0 | 81601 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 3644586 | 9900 | SH |  | DFND |  | 0 | 0 | 9900 |
| ABBVIE INC | COM | 00287Y109 |  | 173892 | 1076 | SH |  | DFND |  | 0 | 0 | 1076 |
| AGILENT TECHNOLOGIES INC | COM | 00846U101 |  | 119271 | 797 | SH |  | DFND |  | 0 | 0 | 797 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 |  | 2052011 | 9666 | SH |  | DFND |  | 0 | 0 | 9666 |
| AMPHASTAR PHARMACEUTICALS IN | COM | 03209R103 |  | 28777 | 1027 | SH |  | DFND |  | 0 | 0 | 1027 |
| ARCUS BIOSCIENCES INC | COM | 03969F109 |  | 10981 | 531 | SH |  | DFND |  | 0 | 0 | 531 |
| ARES CAPITAL CORP | COM | 04010L103 |  | 2409245 | 130441 | SH |  | DFND |  | 0 | 0 | 130441 |
| BIONTECH SE | SPONSORED ADS | 09075V102 |  | 150821 | 1004 | SH |  | DFND |  | 0 | 0 | 1004 |
| BLACKSTONE SECD LENDING FD | COMMON STOCK | 09261X102 |  | 331324 | 14135 | SH |  | DFND |  | 0 | 0 | 14135 |
| CATALYST PHARMACEUTICALS INC | COM | 14888U101 |  | 40139 | 2158 | SH |  | DFND |  | 0 | 0 | 2158 |
| CENTERPOINT ENERGY INC | COM | 15189T107 |  | 384622 | 12825 | SH |  | DFND |  | 0 | 0 | 12825 |
| CROWN CASTLE INTL CORP NEW | COM | 22822V101 |  | 1714282 | 12507 | SH |  | DFND |  | 0 | 0 | 12507 |
| ETF SER SOLUTIONS | NETLEASE CORP | 26922A248 |  | 2015265 | 78492 | SH |  | DFND |  | 0 | 0 | 78492 |
| ENPHASE ENERGY INC | COM | 29355A107 |  | 340739 | 1286 | SH |  | DFND |  | 0 | 0 | 1286 |
| EXELON CORP | COM | 30161N101 |  | 407702 | 9431 | SH |  | DFND |  | 0 | 0 | 9431 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 435354 | 3947 | SH |  | DFND |  | 0 | 0 | 3947 |
| FIRST TR EXCHANGE-TRADED FD | NAT GAS ETF | 33733E807 |  | 3422503 | 139637 | SH |  | DFND |  | 0 | 0 | 139637 |
| FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 |  | 243853 | 6030 | SH |  | DFND |  | 0 | 0 | 6030 |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 |  | 1218394 | 21149 | SH |  | DFND |  | 0 | 0 | 21149 |
| FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 |  | 2510716 | 55963 | SH |  | DFND |  | 0 | 0 | 55963 |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 33738R506 |  | 233450 | 5000 | SH |  | DFND |  | 0 | 0 | 5000 |
| FIRST TR EXCHANGE-TRADED FD | DORSEYWRGT ETF | 33738R712 |  | 1879466 | 77408 | SH |  | DFND |  | 0 | 0 | 77408 |
| FIRST TR MLP  ENERGY INCOME | COM | 33739B104 |  | 2080287 | 266362 | SH |  | DFND |  | 0 | 0 | 266362 |
| FIRST TR EXCH TRADED FD III | LNG/SHT EQUITY | 33739P103 |  | 1915606 | 39198 | SH |  | DFND |  | 0 | 0 | 39198 |
| GLOBAL X FDS | S 500 COVERED | 37954Y475 |  | 1591335 | 40420 | SH |  | DFND |  | 0 | 0 | 40420 |
| HALOZYME THERAPEUTICS INC | COM | 40637H109 |  | 17753 | 312 | SH |  | DFND |  | 0 | 0 | 312 |
| INCYTE CORP | COM | 45337C102 |  | 58955 | 734 | SH |  | DFND |  | 0 | 0 | 734 |
| INVESCO EXCHANGE TRADED FD T | S BUY WRT | 46137V399 |  | 1762572 | 87603 | SH |  | DFND |  | 0 | 0 | 87603 |
| INVESCO EXCHANGE TRADED FD T | DYNMC ENRG EXP | 46137V761 |  | 2667317 | 90173 | SH |  | DFND |  | 0 | 0 | 90173 |
| INVESCO DB COMMDY INDX TRCK | UNIT | 46138B103 |  | 1797182 | 72908 | SH |  | DFND |  | 0 | 0 | 72908 |
| INVESCO EXCHANGE-TRADED FD T | KBW PREM YIELD | 46138E594 |  | 1846290 | 93532 | SH |  | DFND |  | 0 | 0 | 93532 |
| INVESCO EXCHANGE-TRADED FD T | FNDMNTL HY CRP | 46138E719 |  | 2908055 | 169863 | SH |  | DFND |  | 0 | 0 | 169863 |
| POWERSHARES DB MULTI-SECTOR | ENERGY FD | 46140H304 |  | 2361670 | 104176 | SH |  | DFND |  | 0 | 0 | 104176 |
| IRONWOOD PHARMACEUTICALS INC | COM CL A | 46333X108 |  | 30145 | 2433 | SH |  | DFND |  | 0 | 0 | 2433 |
| ISHARES S GSCI COMMODITY I | UNIT BEN INT | 46428R107 |  | 1778798 | 83787 | SH |  | DFND |  | 0 | 0 | 83787 |
| ISHARES TR | US TREAS BD ETF | 46429B267 |  | 3631883 | 159854 | SH |  | DFND |  | 0 | 0 | 159854 |
| ISHARES U S ETF TR | COMMOD SEL STG | 46431W853 |  | 1341731 | 47596 | SH |  | DFND |  | 0 | 0 | 47596 |
| ISHARES TR | CONV BD ETF | 46435G102 |  | 429880 | 6188 | SH |  | DFND |  | 0 | 0 | 6188 |
| J P MORGAN EXCHANGE-TRADED F | ULTRA SHRT INC | 46641Q837 |  | 406737 | 8083 | SH |  | DFND |  | 0 | 0 | 8083 |
| JANUS DETROIT STR TR | HENDRSN SHRT ETF | 47103U886 |  | 3273539 | 69062 | SH |  | DFND |  | 0 | 0 | 69062 |
| LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 |  | 61225 | 260 | SH |  | DFND |  | 0 | 0 | 260 |
| MARATHON PETE CORP | COM | 56585A102 |  | 405968 | 3488 | SH |  | DFND |  | 0 | 0 | 3488 |
| MCKESSON CORP | COM | 58155Q103 |  | 397252 | 1059 | SH |  | DFND |  | 0 | 0 | 1059 |
| MERCK  CO. INC | COM | 58933Y105 |  | 178075 | 1605 | SH |  | DFND |  | 0 | 0 | 1605 |
| MODERNA INC | COM | 60770K107 |  | 163454 | 910 | SH |  | DFND |  | 0 | 0 | 910 |
| MOSAIC CO NEW | COM | 61945C103 |  | 273058 | 78465 | SH |  | DFND |  | 0 | 0 | 78465 |
| PACER FDS TR | BNCHMRK INDSTR | 69374H766 |  | 1744866 | 46785 | SH |  | DFND |  | 0 | 0 | 46785 |
| PIMCO ETF TR | ENHNCD LW DUR AC | 72201R718 |  | 2316263 | 24428 | SH |  | DFND |  | 0 | 0 | 24428 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 460494 | 4636 | SH |  | DFND |  | 0 | 0 | 4636 |
| PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 |  | 1937443 | 104840 | SH |  | DFND |  | 0 | 0 | 104840 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 |  | 164500 | 228 | SH |  | DFND |  | 0 | 0 | 228 |
| REGENXBIO INC | COM | 75901B107 |  | 14515 | 640 | SH |  | DFND |  | 0 | 0 | 640 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 22210193 | 56203 | SH |  | DFND |  | 0 | 0 | 56203 |
| SSGA ACTIVE ETF TR | BLKSTN GSOSRLN | 78467V608 |  | 813910 | 19900 | SH |  | DFND |  | 0 | 0 | 19900 |
| SPDR SER TR | BLOOMBERG BRCLYS | 78468R622 |  | 3255400 | 36005 | SH |  | DFND |  | 0 | 0 | 36005 |
| SPDR SER TR | SPDR BLOOMBERG | 78468R663 |  | 4291011 | 46825 | SH |  | DFND |  | 0 | 0 | 46825 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 22366752 | 164643 | SH |  | DFND |  | 0 | 0 | 164643 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 14667563 | 196748 | SH |  | DFND |  | 0 | 0 | 196748 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 |  | 6430747 | 49789 | SH |  | DFND |  | 0 | 0 | 49789 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 9727976 | 111215 | SH |  | DFND |  | 0 | 0 | 111215 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 |  | 7094003 | 72233 | SH |  | DFND |  | 0 | 0 | 72233 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 10594199 | 85135 | SH |  | DFND |  | 0 | 0 | 85135 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 5043852 | 71544 | SH |  | DFND |  | 0 | 0 | 71544 |
| SHOCKWAVE MED INC | COM | 82489T104 |  | 38038 | 185 | SH |  | DFND |  | 0 | 0 | 185 |
| TEUCRIUM COMMODITY TR | CORN FD SHS | 88166A102 |  | 2062219 | 76577 | SH |  | DFND |  | 0 | 0 | 76577 |
| TWO RDS SHARED TR | ANFIELD CAP DI | 90213U115 |  | 1782436 | 202090 | SH |  | DFND |  | 0 | 0 | 202090 |
| TWO RDS SHARED TR | REGENTS PK HDGD | 90214Q642 |  | 679405 | 79930 | SH |  | DFND |  | 0 | 0 | 79930 |
| TWO RDS SHARED TR | APEX HEALTHCARE | 90214Q659 |  | 564173 | 63533 | SH |  | DFND |  | 0 | 0 | 63533 |
| TWO RDS SHARED TR | ANFIELD DYNAMIC | 90214Q725 |  | 2046733 | 238686 | SH |  | DFND |  | 0 | 0 | 238686 |
| TWO RDS SHARED TR | ANFIELD US EQU | 90214Q733 |  | 12035828 | 1025810 | SH |  | DFND |  | 0 | 0 | 1025810 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 381199 | 719 | SH |  | DFND |  | 0 | 0 | 719 |
| VANECK VECTORS ETF TR | BDC INCOME ETF | 92189F411 |  | 1687741 | 119275 | SH |  | DFND |  | 0 | 0 | 119275 |
| VERTEX PHARMACEUTICALS INC | COM | 92532F100 |  | 153631 | 532 | SH |  | DFND |  | 0 | 0 | 532 |
| VIR BIOTECHNOLOGY INC | COM | 92764N102 |  | 16882 | 667 | SH |  | DFND |  | 0 | 0 | 667 |
| HORIZON THERAPEUTICS PUB LTD | SHS | G46188101 |  | 80229 | 705 | SH |  | DFND |  | 0 | 0 | 705 |
| CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 |  | 15894 | 391 | SH |  | DFND |  | 0 | 0 | 391 |
| INMODE LTD | SHS | M5425M103 |  | 16029 | 449 | SH |  | DFND |  | 0 | 0 | 449 |
| UNIQURE NV | SHS | N90064101 |  | 17025 | 751 | SH |  | DFND |  | 0 | 0 | 751 |

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