# EDGAR Filing Document

**Accession Number:** 0001102113
**File Stem:** 0001102113-26-000007
**Filing Date:** 2026-5
**Character Count:** 35853
**Document Hash:** bbae376263e45256dc308d5f30ffe8f9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001102113-26-000007.hdr.sgml**: 20260623

**ACCESSION NUMBER**: 0001102113-26-000007

**CONFORMED SUBMISSION TYPE**: SBSE-A/A

**PUBLIC DOCUMENT COUNT**: 5

**FILED AS OF DATE**: 20260528

**DATE AS OF CHANGE**: 20260623

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BANK OF AMERICA NA
- **CENTRAL INDEX KEY:** 0001102113

**ORGANIZATION NAME:**
- **EIN:** 941687665

**FILING VALUES:**
- **FORM TYPE:** SBSE-A/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 026-00158
- **FILM NUMBER:** 261109944

**BUSINESS ADDRESS:**
- **STREET 1:** 100 NORTH TRYON STREET
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28255
- **BUSINESS PHONE:** (704) 386-5494

**MAIL ADDRESS:**
- **STREET 1:** 100 NORTH TRYON STREET
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28255

### Attached PDF Documents

**Attachment 1:** `BANA7RforAmd32.pdf`

_No text found in this document._

**Attachment 2:** `BANASBSDAAmd32SmryOfChanges.pdf`

_No text found in this document._

**Attachment 3:** `BANASBSDACombined13BAmd32.pdf`

_No text found in this document._

**Attachment 4:** `BANASBSDAQ7.pdf`

_No text found in this document._

## Form SBSE-A: Registration for Security-Based Swap Dealers

### Applicant Information

**Full Applicant Name:** BANK OF AMERICA NA

**NFA Number:** 282338

**IRS Employer ID No.:** 94-1687665

**CIK:** 0001102113

**UIC:** B4TYDEB6GKMZO031MB27

**Main Address:** 100 NORTH TRYON STREET, CHARLOTTE, NC, 28255

**Business Telephone:** (704) 386-5494

**Contact Employee:**

- **Name:** Michelle Leddy

- **Title:** Director; EAC Compliance & Operational Risk Manager

- **Phone:** 646-855-4726

- **Email:** michelle.leddy@bofa.com

**Chief Compliance Officer:**

- **Name:** Christine K. Channels

- **Title:** Managing Director; Head of Global Compliance & Operational R

- **Phone:** 980-386-4518

- **Email:** christine.k.channels@bofa.com

### Business and Activities

**Registered as Swap Dealer?:** Yes

**Registered as Swap Participant?:** No

**Uses Mathematical Models?:** Yes

**Is a Non-Resident Entity?:** No

**Subject to Prudential Regulator?:** Yes

**Is an Investment Advisor?:** No

**Engaged in Other Business?:** Yes

**Holds Customer Funds?:** Yes

**Prudential Regulators:** The Federal Reserve Board, The Office of the Comptroller of the Currency, The Federal Deposit Insurance Corporation

**Description of Business:**
Bank of America, N.A. (BANA), a subsidiary of Bank of America Corporation, is a national bank organized under the National Bank Act (the NBA) and is primarily regulated by the Office of the Comptroller of the Currency (the OCC). Pursuant to the NBA and OCC regulations, BANA is authorized to engage in activities that constitute the business of banking. These activities include, among others, accepting deposits, making loans and extensions of credit, acting as a fiduciary and engaging in credit intermediation (which includes engaging in derivative transactions). BANA also may engage in certain limited types of activities relating to securities transactions, including but not limited to underwriting and dealing in U.S. government and agency securities and municipal securities; purchasing and owning certain types of debt securities for its own account otherwise than in a dealer capacity; engaging in derivative transactions based on any reference asset, including securities; holding securit

### Control and History

**Are records kept by another entity?:** Yes

**Does another entity hold funds on behalf of applicant?:** Yes

**Is control exercised through an agreement?:** Yes

**Is applicant financed by another entity?:** No

**Is applicant succeeding a prior entity?:** No

**Subject to foreign regulation?:** Yes

**Number of Principals:** 21

### Schedule A: Principals

| Name                            | Title or Status                               | Date Acquired   | Date Began Working   | Ownership   |   NFA ID No. |
|:---|:---|:---|:---|:---|---:|
| Arnold Wayne Donald             | Director                                      | 01/2013         | 01/2013              |  |       457531 |
| Brian Thomas Moynihan           | Chief Executive Officer/Director              | 12/2012         | 12/2012              |  |       401299 |
| Clayton Stuart Rose             | Director                                      | 12/2018         | 10/2018              |  |       466397 |
| Denise Laura Ramos              | Director                                      | 08/2019         | 07/2019              |  |       524095 |
| Linda Parker Hudson             | Director                                      | 12/2012         | 08/2012              |  |       449755 |
| Lionel Lewis Nowell             | Director                                      | 01/2013         | 01/2013              |  |       457530 |
| Maria Theresa Zuber             | Director                                      | 12/2017         | 12/2017              |  |       510243 |
| Michael Dennis White            | Director                                      | 08/2016         | 06/2016              |  |       497808 |
| Monica Cecilia Lozano           | Director                                      | 12/2012         | 06/2009              |  |       449756 |
| Pierre Jacques Philippe De Weck | Director                                      | 12/2013         | 11/2013              |  |       470677 |
| Sharon Lee Allen                | Director                                      | 02/2013         | 08/2012              |  |       449746 |
| Soofian J Zuberi                | Head of Business Unit, Division or Function   | 11/2020         | 11/2020              |  |       533174 |
| Stephen Yankauer                | Head of Business Unit, Division or Function   | 04/2019         | 04/2019              |  |       521112 |
| Thomas Dunne Woods              | Director                                      | 05/2016         | 04/2016              |  |       496348 |
| Alastair Borthwick              | Chief Financial Officer                       | 11/2021         | 09/2005              |  |       544946 |
| Matthew Michael Koder           | Head of a Business Unit, Division or Function | 10/2021         | 06/2011              |  |       547563 |
| Jose Eduardo Almeida            | Director                                      | 12/2022         | 09/2022              |  |       470432 |
| Douglas Charles Spell           | Head of a Business Unit, Division or Function | 12/2023         | 11/2023              |  |       560329 |
| Maria Nieves Martinez           | Director                                      | 03/2025         | 01/2025              |  |       569811 |
| CHRISTINE K. CHANNELS           | CHIEF COMPLIANCE OFFICER                      | 07/2025         | 05/2025              |  |       571831 |
| Denis Manelski                  | Head of a Business Unit, Division or Function | 02/2026         | 01/2026              |  |       576235 |

### Schedule B: Explanations

**Description:**
BANA's non-securities activities include, among others, accepting deposits, making loans and extensions of credit, acting as a fiduciary and engaging in credit intermediation (which includes engaging in derivative transactions where the reference assets may include products other than securities.

**Records Keeper:**

- **Name:** Workday, Inc

  - **Address:** 6110 STONERIDGE MALL RD, Pleasanton, CA, 94588

  - **Effective Date:** 11-01-2021

  - **Arrangement:** Personnel Records, including but not limited to questionnaires or applications for employment and a listing of associated persons and their work location.

- **Name:** Markit North America, Inc

  - **Address:** 450 West 33rd Street, 5th Floor, New York, NY, 10001

  - **Effective Date:** 11-01-2021

  - **Arrangement:** Compliance Records, including but not limited to documentation of compliance with business conduct standards, disclosures, and notifications.

- **Name:** Micro Focus, LLC

  - **Address:** 4555 Great America Pkwy, Santa Clara, CA, 95054-1243

  - **Effective Date:** 11-01-2021

  - **Arrangement:** Communication Records, including but not limited to electronic communications.

- **Name:** Proofpoint, Inc.

  - **Address:** 892 Ross Drive, Sunnyvale, CA, 94089

  - **Effective Date:** 11-01-2021

  - **Arrangement:** Communication Records, including but not limited to electronic communications.

- **Name:** Bank of America, N.A. (including branches in London and Hong Kong)

  - **Address:** 100 North Tryon Street, Charlotte, NC, 28255

  - **Effective Date:** 11-01-2021

  - **Arrangement:** Financial Records, Personnel Records, Trading Records, Registration Documents, Compliance Records, Communications, and Account Records.

- **Name:** Merrill Lynch Global Services Pte. Ltd

  - **Address:** 2 Harbourfront Place, #02-01, Singapore, U0, 098499

  - **Effective Date:** 11-01-2021

  - **Arrangement:** Financial Records, Personnel Records, Trading Records, Registration Documents, Compliance Records, Communications, and Account Records.

- **Name:** BofA Securities Japan Co., Ltd.

  - **Address:** Nihonbashi 1-chome, Building 1-4-1 Nihonboshi, Tokyo, M0, 103-8230

  - **Effective Date:** 11-01-2021

  - **Arrangement:** Financial Records, Personnel Records, Trading Records, Registration Documents, Compliance Records, Communications, and Account Records.

**Onbehalf:**

- **Name:** 24 EXCHANGE BERMUDA LIMITED

  - **Address:** 3RD FLOOR, SOFIA HOUSE, 48 CHURCH STREET, C-O BM CORPORATE SERVICES LTD, HAMILTON, D0, NAHM 12

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** 360 TREASURY SYSTEMS AG

  - **Address:** Gruneburgweg 16-18, Frankfurt am Main, 2M, 60322

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BGC DERIVATIVE MARKETS, L.P.

  - **Address:** CORPORATION TRUST CENTER 1209 ORANGE ST, C-O THE CORPORATION TRUST COMPANY, WILMINGTON, DE, 19801

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BGC TECHNOLOGY MARKETS, L.P

  - **Address:** 499 PARK AVE, New York, NY, 10022-1240

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BLOOMBERG SEF LLC

  - **Address:** 731 LEXINGTON AVENUE, New York, NY, 10022-1331

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BLOOMBERG TRADEBOOK CANADA COMPANY

  - **Address:** BROOKFIELD PLACE,TD CANADA TRUST TOWER 1, TORONTO, Z4, M5J 2S1

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BLOOMBERG TRADEBOOK INDIA PRIVATE LIMITED

  - **Address:** 16th Fl, Tower 2B One world centre, 841, Jupiter Mills Comp SB Marg, Maharashtra, Mumbai, K7, 400013

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BLOOMBERG TRADEBOOK LLC

  - **Address:** 731 LEXINGTON AVE, New York, NY, 10022-1331

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BLOOMBERG TRADEBOOK SINGAPORE PTE LTD

  - **Address:** 23 Church Street, SINGAPORE, U0, 49481

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BLOOMBERG TRADING FACILITY B.V.

  - **Address:** Stadhouderskade 14, Amsterdam, P7, 1054 ES

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BLOOMBERG TRADING FACILITY LIMITED

  - **Address:** 3 Queen Victoria Street, LONDON, X0, EC4N 4TQ

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BROKERTEC USA, L.L.C.

  - **Address:** 300 Vesey Street, New York, NY, 10282

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** CBOE FX Markets, LLC

  - **Address:** 8050 MARSHALL DR, Lenexa, KS, 66214-1524

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** CBOE SEF, LLC

  - **Address:** CORPORATION TRUST CENTER 1209 ORANGE ST, C-O THE CORPORATION TRUST COMPANY, WILMINGTON, DE, 19801

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** CHICAGO MERCANTILE EXCHANGE INC.

  - **Address:** 20 S WACKER DR, Chicago, IL, 60606-7431

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** CUREX FX, LLC

  - **Address:** 120 West 45th Street, 22nd Floor, New York, NY, 10036

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** DEALERWEB INC.

  - **Address:** 2200 PLAZA FIVE, Jersey City, NJ, 73114006

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** EBS SERVICE COMPANY LIMITED

  - **Address:** Lavaterstrasse 40, ZURICH, V8, 8002

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** EURONEXT FX INC.

  - **Address:** 180 Maiden Ln FL 7, New York, NY, 100385170

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** FLEXTRADE SYSTEMS INC.

  - **Address:** 111 GREAT NECK RD STE 314, Great Neck, NY, 110215403

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** FX CONNECT LLC

  - **Address:** Corporation Trst Centre, 1209 Orange St, WILMINGTON, DE, 19801

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** FX HEDGEPOOL, INC.

  - **Address:** 1 World Trade Centre, Floor 85, New York, NY, 10007-0103

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** FXSPOTSTREAM LLC

  - **Address:** 100 Town Square Pl STE 201, Jersey City, NJ, 73102778

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** GFI SECURITIES LTD

  - **Address:** 1 Snowden Street, LONDON, X0, EC2A 2DQ

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** ICAP MANAGEMENT SERVICES LTD

  - **Address:** 135 BISHOPSGATE, LONDON, X0, EC2M 3TP

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** ICE BONDS SECURITIES CORPORATION

  - **Address:** 55 E 52ND ST FL 40, New York, NY, 10055

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** ICE U.S. OTC COMMODITY MARKETS, LLC

  - **Address:** 2100 Riveredge Pkwy STE 500, Atlanta, GA, 303284693

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** INTEGRAL DEVELOPMENT CORP

  - **Address:** 3000 El Cmino Real Ste 2, Palo Alto, CA, 94306

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** INTERCONTINENTAL EXCHANGE, INC

  - **Address:** 5660 New Northside Dr 3, Atlanta, GA, 303285800

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** OCTAURA LL TRADINGCO LLC

  - **Address:** 250 West 34th Street, 3rd floor, New York, NY, 10119

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** OTCX TRADING LIMITED

  - **Address:** 49 QUEEN VICTORIA STREET, LONDON, X0, EC4N 4SA

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** REFINITIV TRANSACTION SERVICES LIMITED

  - **Address:** Five Canada Square, Canary Wharf, LONDON, X0, E14 5AQ

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** REFINITIV US LLC

  - **Address:** 3 TIMES SQ, New York, NY, 100366564

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** RTX Financial, LLC

  - **Address:** 128 E31st St, 2nd Fl, New York, NY, 10016

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** SIEGE FX LIMITED

  - **Address:** 2nd Floor, Room 230, 63 St.Mary Axe, LONDON, X0, EC3A 8AA

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** TRADEWEB EUROPE LTD

  - **Address:** 1 Fore Street Avenue, LONDON, X0, EC2Y 9DT

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** TW SEF LLC

  - **Address:** 1177 Ave of The Americas, New York, NY, 100362714

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** TRADEWEB MARKETS LLC

  - **Address:** 2200 PLAZA FIVE, Jersey City, NJ, 73114006

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** WEMATCH.LIVE R&D LTD

  - **Address:** 121 Begin Menachem Rd, TEL AVIV-JAFFA, L3, 6701203

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** Tradeweb Australia PTY Ltd.

  - **Address:** L 6 14 MARTIN PLACE, SYDNEY, C3, 2000

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** AO Citibank

  - **Address:** 8-10, bld.1, Gasheka street, Moscow, 1Z, 125047

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** AUSTRACLEAR LTD

  - **Address:** 20 Bridge Street, Sydney, C3, 2000

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BANCO NACIONAL DE MEXICO, S.A.

  - **Address:** 800 Colonia, Acturario Roberto Medellin, Santa Fe, O5, D F 01219

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BANK OF JAPAN

  - **Address:** Nihonbashi-Hongokucho 2-1-1, Chuo-ku, M0, 103-8660

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BANK OF TAIWAN

  - **Address:** 120 Section 1, Chongcing South Road, Jhongjheng District, Taipei, F5, 100

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BANK POLSKA KASA OPIEKI SA

  - **Address:** Zwirki i Wigury 31, Warsaw, R9, 02-091

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BANQUE CENTRALE DE COMPENSATION (LCH SA)

  - **Address:** 18 RUE DU 4 SEPTEMBRE, FR-75, Paris, I0, 75002

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BNP Paribas Australia Branch

  - **Address:** Level 4, 60 Castlereagh Street, NSW, Sydney, C3, 2000

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BNP Paribas S.A. Niederlassung Deutschland

  - **Address:** Senckenberganlage 19, Frankfurt am Main, 2M, 60325

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BNP Paribas S.A., Succursale Italia

  - **Address:** Piazza Lina Bo Bardi 3, Milano, L6, 20124

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BNP PARIBAS SA

  - **Address:** Les Grands Moulin de Pantin, 9 Rue du Debarcadere, Pantin, I0, 93500

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BNP PARIBAS SA SUCURSAL EN ESPANA

  - **Address:** Calle de Emilio Vargas 4, Madrid, U3, 28043

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BNP PARIBAS, Paris, Zurich Branch

  - **Address:** Selnaustrasse 16, Box, Zurich, V8, 8022

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CHINA CENTRAL DEPOSITORY & CLEARING CO. LIMITED

  - **Address:** 10 Jinrong Street, Xicheng District, Beijing, F4, 100033

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CIBC MELLON TRUST COMPANY

  - **Address:** CIBC Mellon, 1 York Street, Suite 500, Toronto Ontario, Z4, M5J 0B6

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK ANONIM SIRKETI

  - **Address:** Tekfen Tower, Eski Buyukdere Caddesi 209 Kat 2, Istanbul, W8, 34394 Leve

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK BERHAD

  - **Address:** Level 43, Securities Services, Menara Citibank, 165 Jalan Ampang, Kuala Lumpur, N8, 50450

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK DEL PERU S.A.

  - **Address:** Canaval y Moreyra 480, Piso 3, San Isidro, Lima, R5, 27

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK EUROPE PLC, GREECE BRANCH

  - **Address:** 8 Othonos street, Athens, J3, 10557

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK KOREA INC.

  - **Address:** 50, Saemunan-ro, Jongno-gu, Seoul, M5, 03184

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK N.A. (MUMBAI BRANCH)

  - **Address:** C-54 & 55, G Block, Bandra Kura Complex, Bandra East, K7, 400051

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK N.A. EGYPT

  - **Address:** Level 3, 46, Al Salam Axis Street, First Sector at the Fifth Settlement, New Cairo Cairo, H2, none

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK N.A. ISRAEL BRANCH

  - **Address:** Ha arba a 21, Tel Aviv, L3, none

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK N.A. LONDON BRANCH

  - **Address:** Citigroup Centre, Canary Wharf, London, X0, E14 5LB

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK N.A., PAKISTAN

  - **Address:** Army Welfare Trust (AWT) Plaza, I.I.Chundrigar Road, Karachi, R0, 74200

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK NA (PHILIPPINES BRANCH)

  - **Address:** 16th Floor, Citibank Plaza, 34th St, Bonifacio Global City, Taguig City, Metro Manila, R6, 1634

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK SINGAPORE LIMITED

  - **Address:** 8 Marina View, #16-00 Asia Square Tower 1, Singapore, U0, 018960

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK, N.A. (BANGKOK BRANCH)

  - **Address:** 18th Fl, 399 Intg 21 Bldg, Sukhumvit Rd, Klongtoey Nua, Wattana District, Bangkok, W1, 10110

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK, N.A. (HONG KONG BRANCH)

  - **Address:** 50/F Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong, K3, none

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** Citibank, N.A. Brazilian Branch

  - **Address:** Av. Paulista 1.111, 12 andar, Sao Paulo SP, D5, 01311-920

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK, N.A. NEW YORK OFFICES - CHILE

  - **Address:** Estado 260, Level 2, Santiago, F3, 8320204

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIGROUP PTY LIMITED

  - **Address:** Level 16, 120 Collins Street, Melbourne, C3, VIC 3000

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITITRUST COLOMBIA S A SOCIEDAD FIDUCIARIA

  - **Address:** Carrera 9A, No. 99-02, Bogota, F8, none

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CLEARSTREAM BANKING S.A.

  - **Address:** 11 Westferry Circus, Canary Wharf, London, X0, E14 4HE

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** DEUTSCHE BANK TRUST COMPANY AMERICAS

  - **Address:** 60 Wall Street, New York, NY, 10006

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** EUROCLEAR BANK SA

  - **Address:** 1 Boulevard du Roi Albert II, B 1210, Brussels, C9, none

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** EUROCLEAR UK & INTERNATIONAL LTD

  - **Address:** 33 Cannon Street, London, X0, EC4M 5SB

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** FEDERAL RESERVE BANK OF RICHMOND

  - **Address:** 20th & K Streets, NW, Washington, DC, 20551

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** FIXED INCOME CLEARING CORPORATION

  - **Address:** 55 Water St, New York, NY, 10041

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** HDFC BANK LIMITED

  - **Address:** HDFC Bank House, Senapati Bapat Marg, Lower Parel, Mumbai, Maharashtra, K7, 400013

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** HONG KONG MONETARY AUTHORITY

  - **Address:** 55th Fl, Two Intl Finance Centre, 8 Finance Street, Cntrl and Wstrn Dist, Hong Kong, K3, none

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** HSBC BANK (TAIWAN) LIMITED

  - **Address:** 13F, No. 333 Keelung Rd, Sec. 1, Xinyi District, Taipei, F5, 110

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** HSBC BANK (VIETNAM) LIMITED

  - **Address:** The Metropolitan, Floor 2, 235 Dong Khoi Street, District 1, Ho Chi Minh city, Q1, none

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** HSBC BANK MIDDLE EAST LIMITED, KUWAIT BRANCH

  - **Address:** Qibla Area, Hamad Al-Saqr St., Kharafi Tower, G/1/2 Fl, Box 1683, Safat, M6, 13017

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** HSBC BANK MIDDLE EAST LIMITED, QATAR BRANCH

  - **Address:** 2nd Fl, Ali Bin Ali Tower Bldg no 150, Al Matar St, Box 57, St #950, Doha, S3, none

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** HSBC SAUDI ARABIA

  - **Address:** 2nd Floor, 7267 Olaya, Al Murooj, Riyadh, T0, 12283-2255

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** ICE CLEAR CREDIT LLC

  - **Address:** 353 North Clark Street, Chicago, IL, 60654

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** ICE CLEAR EUROPE LTD

  - **Address:** MILTON GATE, 60 CHISWELL STREET, London, X0, EC1Y 4SA

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED

  - **Address:** 55 Fuxingmennei Avenue, Xicheng District, Beijing, F4, 100140

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** JOINT STOCK COMPANY CITIBANK

  - **Address:** Bud.16-g, Dilova Str, Kyiv, 2H, 03150

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** KBC Bank Bulgaria EAD

  - **Address:** 55 Nikola Vaptsarov Blvd., Expo 2000, Phase III, 4 floor, Sofia, E0, 1407

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** KOREA EXCHANGE

  - **Address:** 40, Munhyeongeumyung-ro, Nam-gu, Busan 50F, BIFC, Busan Metropolitan City, M5, 48400

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** KOREA SECURITIES DEPOSITORY

  - **Address:** 40, Munhyeongeumyung-ro, Nam-gu, Busan 50F, BIFC, Busan Metropolitan City, M5, 48400

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** LCH LIMITED

  - **Address:** Aldgate House, 33 Aldgate High Street, London, X0, EC3N 1EA

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** MIZUHO BANK,LTD.

  - **Address:** 5-5, Otemachi 1 Chome, Chiyoda-ku, Tokyo, M0, 100- 8176

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** N A CITIBANK

  - **Address:** 388 Greenwich Street, New York, NY, 10013

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** NATIONAL FINANCIAL SERVICES LLC (NFS)

  - **Address:** 200 Seaport Blvd Ste 630, Boston, MA, 02210

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** NATIONAL SECURITIES CLEARING CORPORATION

  - **Address:** 55 Water St, New York, NY, 10041

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** OTC CLEARING HONG KONG LIMITED

  - **Address:** 8/F, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG, K3, none

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** RESERVE BANK OF NEW ZEALAND

  - **Address:** Box 2498, 2 The Terrace, Wellington, Q2, 6140

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

**Controlling Entity:**

- **Name:** BAC North America Holding Company

  - **Address:** 100 North Tryon Street, Charlotte, NC, 28255

  - **Effective Date:** 10-29-2021

  - **Arrangement:** Bank of America, NA is wholly owned by: i. BAC North America Holding Company, which in turn is wholly owned by ii. NB Holdings Corporation, which in turn is wholly owned by iii. Bank of America Corporation.

- **Name:** NB Holdings Corporation

  - **Address:** 100 North Tryon Street, Charlotte, NC, 28255

  - **Effective Date:** 10-29-2021

  - **Arrangement:** Bank of America, NA is wholly owned by: i. BAC North America Holding Company, which in turn is wholly owned by ii. NB Holdings Corporation, which in turn is wholly owned by iii. Bank of America Corporation.

- **Name:** Bank of America Corporation

  - **Address:** 100 North Tryon Street, Charlotte, NC, 28255

  - **Effective Date:** 10-29-2021

  - **Arrangement:** Bank of America, NA is wholly owned by: i. BAC North America Holding Company, which in turn is wholly owned by ii. NB Holdings Corporation, which in turn is wholly owned by iii. Bank of America Corporation.

### Execution

**Date:** 05-28-2026

**Name of Applicant:** BANK OF AMERICA NA

**Signature:** /s/ James DeMare

**Printed Name:** James DeMare

**Title:** Co-President of Bank of America, N.A.