# EDGAR Filing Document

**Accession Number:** 0002002140
**File Stem:** 0002002140-26-000006
**Filing Date:** 2026-3
**Character Count:** 2389
**Document Hash:** 1cb60c49e943cff745bc292fd7b0b152
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002002140-26-000006.hdr.sgml**: 20260330

**ACCESSION NUMBER**: 0002002140-26-000006

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260330

**DATE AS OF CHANGE**: 20260330

**EFFECTIVENESS DATE**: 20260330

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BASEROCK CAPITAL, LLC
- **CENTRAL INDEX KEY:** 0002002140

**ORGANIZATION NAME:**
- **EIN:** 933791950
- **STATE OF INCORPORATION:** CO
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-71191
- **FILM NUMBER:** 26816011

**BUSINESS ADDRESS:**
- **STREET 1:** 1600 WYNKOOP STREET
- **STREET 2:** SUITE 200
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80202
- **BUSINESS PHONE:** 720-853-4235

**MAIL ADDRESS:**
- **STREET 1:** 1600 WYNKOOP STREET
- **STREET 2:** SUITE 200
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80202

### Attached PDF Documents

**Attachment 1:** `public.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0002002140

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** BASEROCK CAPITAL, LLC

**Business Address:** 1600 WYNKOOP STREET, SUITE 200, DENVER, CO, 80202

**Contact Person:** John Steinegger

**Contact Phone:** 720-853-4235

### Independent Public Accountant Identification

**Accountant Name:** Ernst Wintter & Associates LLP

**Accountant Address:** 675 Ygnacio Valley Road, Suite A200, Walnut Creek, CA, 94596

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **John Steinegger**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **BASEROCK CAPITAL, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** John Steinegger

**Title:** Chief Executive Officer