# EDGAR Filing Document

**Accession Number:** 0001374535
**File Stem:** 0000950157-23-000319
**Filing Date:** 2023-3
**Character Count:** 11758
**Document Hash:** 84e6e367a2b7447e98a4671cf14dbf54
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000950157-23-000319.hdr.sgml**: 20230328

**ACCESSION NUMBER**: 0000950157-23-000319

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230327

**FILED AS OF DATE**: 20230328

**DATE AS OF CHANGE**: 20230328

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** DEEGAN GLENN E.
- **CENTRAL INDEX KEY:** 0001254044
- **STANDARD INDUSTRIAL CLASSIFICATION:** PHARMACEUTICAL PREPARATIONS [2834]
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-33209
- **FILM NUMBER:** 23770978

**BUSINESS ADDRESS:**
- **STREET 1:** C/O ALTRA INDUSTRIAL MOTION INC.
- **STREET 2:** 300 GRANITE STREET SUITE 201
- **CITY:** BRAINTREE
- **STATE:** MA
- **ZIP:** 02184
- **BUSINESS PHONE:** 781-917-0600

**MAIL ADDRESS:**
- **STREET 1:** C/O ALTRA INDUSTRIAL MOTION INC.
- **STREET 2:** 300 GRANITE STREET SUITE 201
- **CITY:** BRAINTREE
- **STATE:** MA
- **ZIP:** 02184

**FORMER NAME:**
- **FORMER CONFORMED NAME:** DEEGAN GLENN E
- **DATE OF NAME CHANGE:** 20030714
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Altra Industrial Motion Corp.
- **CENTRAL INDEX KEY:** 0001374535
- **STANDARD INDUSTRIAL CLASSIFICATION:** GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569]
- **IRS NUMBER:** 611478870
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 300 GRANITE STREET
- **STREET 2:** SUITE 201
- **CITY:** BRAINTREE
- **STATE:** MA
- **ZIP:** 02184
- **BUSINESS PHONE:** 781-917-0600

**MAIL ADDRESS:**
- **STREET 1:** 300 GRANITE STREET
- **STREET 2:** SUITE 201
- **CITY:** BRAINTREE
- **STATE:** MA
- **ZIP:** 02184

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Altra Holdings, Inc.
- **DATE OF NAME CHANGE:** 20060905

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[x] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>DEEGAN GLENN E.<br><sub>(Last) (First) (Middle)</sub><br>C/O ALTRA INDUSTRIAL MOTION CORP.<br>300 GRANITE STREET SUITE 201<br><sub>(Street)</sub><br>BRAINTREE, MA 02184<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-27 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_Chief Legal and HR Officer_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Altra Industrial Motion Corp. [ AIMC ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock, par value $0.001 | 2023-03-27 |  | D |  | 60723 | D | <sup>(1)</sup> | 0 | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Restricted Stock Unit | <sup>(5)</sup> | 2023-03-27 |  | D |  |  | 14448 | <sup>(2)(6)</sup> | <sup>(2)(6)</sup> | Common Stock | 14448 | <sup>(2)</sup> | 0 | D |  |
| Restricted Stock Unit | <sup>(5)</sup> | 2023-03-27 |  | D |  |  | 3396 | <sup>(2)(6)</sup> | <sup>(2)(6)</sup> | Common Stock | 3396 | <sup>(2)</sup> | 0 | D |  |
| Restricted Stock Unit | <sup>(5)</sup> | 2023-03-27 |  | D |  |  | 1287 | <sup>(2)(6)</sup> | <sup>(2)(6)</sup> | Common Stock | 1287 | <sup>(2)</sup> | 0 | D |  |
| Restricted Stock Unit | <sup>(5)</sup> | 2023-03-27 |  | D |  |  | 1069 | <sup>(2)(6)</sup> | <sup>(2)(6)</sup> | Common Stock | 1069 | <sup>(2)</sup> | 0 | D |  |
| Restricted Stock Unit | <sup>(5)</sup> | 2023-03-27 |  | A |  | 5207 |  | <sup>(3)(6)</sup> | <sup>(3)(6)</sup> | Common Stock | 5207 | <sup>(3)</sup> | 5207 | D |  |
| Restricted Stock Unit | <sup>(5)</sup> | 2023-03-27 |  | D |  |  | 5207 | <sup>(3)(6)</sup> | <sup>(3)(6)</sup> | Common Stock | 5207 | <sup>(3)</sup> | 0 | D |  |
| Restricted Stock Unit | <sup>(5)</sup> | 2023-03-27 |  | A |  | 13678 |  | <sup>(3)(6)</sup> | <sup>(3)(6)</sup> | Common Stock | 13678 | <sup>(3)</sup> | 13678 | D |  |
| Restricted Stock Unit | <sup>(5)</sup> | 2023-03-27 |  | D |  |  | 13678 | <sup>(3)(6)</sup> | <sup>(3)(6)</sup> | Common Stock | 13678 | <sup>(3)</sup> | 0 | D |  |
| Stock Option (Right to Buy) | $45.05 | 2023-03-27 |  | D |  |  | 18108 | <sup>(4)(6)</sup> | <sup>(4)(6)</sup> | Common Stock | 18108 | <sup>(4)</sup> | 0 | D |  |
| Stock Option (Right to Buy) | $59.4 | 2023-03-27 |  | D |  |  | 10290 | <sup>(4)(6)</sup> | <sup>(4)(6)</sup> | Common Stock | 10290 | <sup>(4)</sup> | 0 | D |  |
| Stock Option (Right to Buy) | $34.78 | 2023-03-27 |  | D |  |  | 17103 | <sup>(4)(6)</sup> | <sup>(4)(6)</sup> | Common Stock | 17103 | <sup>(4)</sup> | 0 | D |  |
| Stock Option (Right to Buy) | $30.65 | 2023-03-27 |  | D |  |  | 23242 | <sup>(4)</sup> | <sup>(4)</sup> | Common Stock | 23242 | <sup>(4)</sup> | 0 | D |  |

---

### Footnotes:

(1) This Form 4 reports securities disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 26, 2022, by and among the Issuer, Regal Rexnord Corporation, a Wisconsin corporation ("Parent"), and Aspen Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which the Issuer will become a wholly owned subsidiary of Parent (the "Merger"), effective as of the effective time of the Merger (the "Effective Time") on March 27, 2023. At the Effective Time, each share of the Issuer's common stock, par value $0.001 per share ("Common Stock"), reported in this Form 4 was converted into the right to receive $62.00 in cash (the "Merger Consideration"), without interest and subject to any required tax withholding, upon the terms and subject to the conditions of the Merger Agreement. From and after the Effective Time, all such shares of Common Stock were no longer outstanding and were automatically canceled.

(2) Pursuant to the terms of the Merger Agreement, at the Effective Time, subject to all required withholding taxes, each outstanding restricted stock unit of the Company subject only to time-based vesting requirements (each, a "Company RSU") that was held by Mr. Deegan, as of immediately prior to the Effective Time, was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) (x) the Merger Consideration multiplied by (y) the number of shares of Common Stock subject to such Company RSU immediately prior to the Effective Time plus (ii) an amount in cash equal to any accumulated and unpaid dividend equivalents.

(3) Pursuant to the Merger Agreement, at the Effective Time, subject to all required withholding taxes, each outstanding restricted stock unit of the Company subject to performance-based vesting requirements (each, a "Company PSU") that was held by Mr. Deegan, as of immediately prior to the Effective Time, was canceled and converted into the right to receive an amount in cash, without interest, equal to (A)(i) with respect to a Company PSU granted in calendar year (x) 2021, 100% of the target number of shares of Common Stock subject to such Company PSU immediately prior to the Effective Time and (y) 2022, 150% of the target number of shares of Common Stock subject to such Company PSU immediately prior to the Effective Time, in each case, multiplied by (ii) the Merger Consideration plus (B) an amount in cash equal to any accumulated and unpaid dividend equivalents. The number of PSUs includes any accrued dividend equivalents and has been rounded up to the nearest whole share.

(4) Pursuant to the terms of the Merger Agreement, at the Effective Time, subject to all required withholding taxes, each outstanding option to purchase shares of Common Stock (each, a "Company Option") that was held by Mr. Deegan, as of immediately prior to the Effective Time, was canceled in exchange for the right to receive an amount in cash, without interest, equal to (i) the number of shares of Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such Company Option.

(5) Each Company RSU and Company PSU represented a contingent right to receive one share of Common Stock.

(6) As permitted by the terms of the Merger Agreement, the Issuer accelerated the vesting, as of immediately prior to the Effective Time, contingent upon the closing of the transactions contemplated by the Merger Agreement, of all of the outstanding and unvested equity awards held by Mr. Deegan.

**Signature:** /s/ Todd Patriacca, Attorney-in-fact  
**Date:** 2023-03-28

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**