# EDGAR Filing Document

**Accession Number:** 0001537140
**File Stem:** 0000910472-25-004663
**Filing Date:** 2025-11
**Character Count:** 11256
**Document Hash:** fbb75e7f6f4036c74ca30ca3548ca1fb
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-25-004663.hdr.sgml**: 20251126

**ACCESSION NUMBER**: 0000910472-25-004663

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251126

**DATE AS OF CHANGE**: 20251126

**PERIOD START**: 20250930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NORTHERN LIGHTS FUND TRUST III
- **CENTRAL INDEX KEY:** 0001537140

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22655
- **FILM NUMBER:** 251529257

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 631-470-2621

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68130

## Series and Classes Contracts Data

### RESQ Dynamic Allocation Fund (Series ID: S000043340)

| Class ID   | Class Name                             | Ticker Symbol   |
|:---|:---|:---|
| C000134182 | RESQ Dynamic Allocation Class A Shares | RQEAX           |
| C000134183 | RESQ Dynamic Allocation Class I Shares | RQEIX           |
| C000145676 | RESQ Dynamic Allocation Class C Shares | RQECX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** NORTHERN LIGHTS FUND TRUST III

- **b. Investment Company Act file number:** 811-22655

- **c. CIK number of Registrant:** 0001537140

- **d. LEI of Registrant:** 549300PPUECJSQFBYV98

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** RESQ Dynamic Allocation Fund

- **b. EDGAR series identifier (if any):** S000043340

- **c. LEI of Series:** 549300OXGDLG4LGGNL46

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-09-30

- **b. Date as of which information is reported:** 2025-09-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $39657566.25

**Total Liabilities:** $119656.78

**Net Assets:** $39537909.47

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000134183 | 1.46%                | 4.33%                | 5.53%                |
| Class ID C000134182 | 1.52%                | 4.15%                | 5.51%                |
| Class ID C000145676 | 1.43%                | 4.23%                | 5.41%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-77047.92               | $697894.62                                 |
| Month 2  | $-5074.65                | $1595469.70                                |
| Month 3  | $-140814.71              | $2184047.97                                |

### Schedule of Portfolio Investments

| Name                                  | Title            | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Select Sector Spdr Trust              | REAL EST SEL SEC | CUSIP: 81369Y860<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |      4800 | NS      | $202224.00    | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Exchange Traded Fund Trust II | INVESCO CHINA TE | CUSIP: 46138E800<br>LEI: O540V2L4S174Y60FMD36 | Long             | EC               | RF                | US        |     66400 | NS      | $3918264.00   | 9.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust              | SPDR-MATERIALS   | CUSIP: 81369Y100<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |      2200 | NS      | $197164.00    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Trust                         | ISHARES MSCI ACW | CUSIP: 464288257<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |     27200 | NS      | $3760128.00   | 9.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust              | SPDR-CONS DISCRE | CUSIP: 81369Y407<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |      4900 | NS      | $1174236.00   | 2.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Amplify ETF Trust                     | AMPLIFY TRANSFOR | CUSIP: 032108607<br>LEI: 5493006EMX6222CPWJ71 | Long             | EC               | RF                | US        |     17800 | NS      | $1193312.00   | 3.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust              | SPDR-HEALTH CARE | CUSIP: 81369Y209<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |      7263 | NS      | $1010791.71   | 2.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Direxion Shares ETF Trust             | DIREXION DAILY S | CUSIP: 25460E190<br>LEI: 549300M501IVJM50FG12 | Long             | EC               | RF                | US        |     40000 | NS      | $1519600.00   | 3.84%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Funds Inc.             | FRST AM-GV OB-X  | CUSIP: 31846V336<br>LEI: 549300J5J5SJCZ9IA369 | Long             | STIV             | RF                | US        |   2653636 | PA      | $2653635.78   | 6.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Direxion Shares ETF Trust             | DIR TECH BEAR 3X | CUSIP: 25461A494<br>LEI: 549300M501IVJM50FG12 | Long             | EC               | RF                | US        |     20000 | NS      | $386800.00    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Trust                         | ISHARES US UTILI | CUSIP: 464287697<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |      9100 | NS      | $1009190.00   | 2.55%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Trust                         | ISHARES CHINA LA | CUSIP: 464287184<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |     77400 | NS      | $3184236.00   | 8.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Ishares Inc                           | ISHARES MSCI SPA | CUSIP: 464286764<br>LEI: 549300MGJZCNMJLBAJ67 | Long             | EC               | RF                | US        |     11200 | NS      | $554400.00    | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Valkyrie Etf Trust II                 | COINSHARES BITCO | CUSIP: 91917A207<br>LEI: 549300G8WBPLW7ZDCK64 | Long             | EC               | RF                | US        |     44400 | NS      | $1964256.00   | 4.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust              | SPDR-COMM SERV   | CUSIP: 81369Y852<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |      8200 | NS      | $970634.00    | 2.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust              | SPDR-INDU SELECT | CUSIP: 81369Y704<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |      5900 | NS      | $909957.00    | 2.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust              | SPDR-ENERGY SEL  | CUSIP: 81369Y506<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |      3850 | NS      | $343959.00    | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Vanguard Index Funds                  | VANGUARD S&P 500 | CUSIP: 922908363<br>LEI: 549300G6KNDK44WUN559 | Long             | EC               | RF                | US        |      4000 | NS      | $2449520.00   | 6.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust              | SPDR-CONS STAPLE | CUSIP: 81369Y308<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |      6900 | NS      | $540753.00    | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust              | SPDR-FINL SELECT | CUSIP: 81369Y605<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |     26200 | NS      | $1411394.00   | 3.57%             |  |  |  | No            |                  1 | On Loan: No      |
| KraneShares Trust                     | KRANESHARES BOSE | CUSIP: 500767405<br>LEI: 549300VLDRC0RUX0E553 | Long             | EC               | RF                | US        |     85000 | NS      | $2555950.00   | 6.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Global X Funds                        | GLO X BLOCKCHAIN | CUSIP: 37960A735<br>LEI: 5493003RA4QUTSYF1N15 | Long             | EC               | RF                | US        |     18200 | NS      | $1570296.00   | 3.97%             |  |  |  | No            |                  1 | On Loan: No      |
| ProShares Trust                       | PROSHARES UL SHO | CUSIP: 74347G192<br>LEI: 5493005D9DS7C1P5AM59 | Long             | EC               | RF                | US        |     14500 | NS      | $220835.00    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust              | SPDR-TECH SEL S  | CUSIP: 81369Y803<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |     11300 | NS      | $3185018.00   | 8.06%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-10-28

**Name of Applicant:** NORTHERN LIGHTS FUND TRUST III

**Signature:** Rich Gleason

**Name of Signer:** Rich Gleason

**Title:** Treasurer