# EDGAR Filing Document

**Accession Number:** 0001086919
**File Stem:** 0001086919-26-000003
**Filing Date:** 2026-3
**Character Count:** 2728
**Document Hash:** eaa0fae8368fc7fabc00cc35e7efa8dc
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001086919-26-000003.hdr.sgml**: 20260320

**ACCESSION NUMBER**: 0001086919-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260320

**DATE AS OF CHANGE**: 20260320

**EFFECTIVENESS DATE**: 20260320

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** OPTSECURITIES, LLC
- **CENTRAL INDEX KEY:** 0001086919

**ORGANIZATION NAME:**
- **EIN:** 562112197
- **STATE OF INCORPORATION:** NC
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-51811
- **FILM NUMBER:** 26777199

**BUSINESS ADDRESS:**
- **STREET 1:** 200 S. COLLEGE ST., 16TH FLOOR
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28202
- **BUSINESS PHONE:** 704-731-5964

**MAIL ADDRESS:**
- **STREET 1:** 200 S. COLLEGE ST., 16TH FLOOR
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** OPT SECURITIES, LLC
- **DATE OF NAME CHANGE:** 20020201

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** OPT SECURITIES LLC                                      /BD
- **DATE OF NAME CHANGE:** 20020201

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** OPT CAPITAL LLC                                         /BD
- **DATE OF NAME CHANGE:** 20000905

### Attached PDF Documents

**Attachment 1:** `optsecfs2025.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001086919

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** OPTSECURITIES, LLC

**Business Address:** 200 S. COLLEGE ST., 16TH FLOOR, CHARLOTTE, NC, 28202

**Contact Person:** Jonathan Thornton

**Contact Phone:** 704-731-5970

### Independent Public Accountant Identification

**Accountant Name:** GreerWalker LLP

**Accountant Address:** 15 South Main Street, Suite 900, Greenville, SC, 29601

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Jonathan Thornton**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **OPTSECURITIES, LLC**, as of **03-20-2026**, are true and correct.

**Signature:** Jonathan Thornton

**Title:** CFO