# EDGAR Filing Document

**Accession Number:** 0001481986
**File Stem:** 0001481986-23-000001
**Filing Date:** 2023-2
**Character Count:** 27021
**Document Hash:** 7d093e5587d247b28d55eee7ff7e436a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001481986-23-000001.hdr.sgml**: 20230215

**ACCESSION NUMBER**: 0001481986-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230215

**DATE AS OF CHANGE**: 20230215

**EFFECTIVENESS DATE**: 20230215

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DRW Securities, LLC
- **CENTRAL INDEX KEY:** 0001481986
- **IRS NUMBER:** 364202848
- **STATE OF INCORPORATION:** IL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-13722
- **FILM NUMBER:** 23634172

**BUSINESS ADDRESS:**
- **STREET 1:** 540 WEST MADISON STREET
- **STREET 2:** SUITE 2500
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60661
- **BUSINESS PHONE:** 312-542-1000

**MAIL ADDRESS:**
- **STREET 1:** 540 WEST MADISON STREET
- **STREET 2:** SUITE 2500
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60661

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** DRW Securities LLC<br>**Address:** 540 WEST MADISON STREET<br>SUITE 2500<br>CHICAGO, IL 60661

**Form 13F File Number:** 028-13722

**CRD Number (if applicable):** 000045908

**SEC File Number (if applicable):** 8-51241

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** ROBERT ARMOUR<br>**Title:** CCO<br>**Phone:** 3125423231

**Signature, Place, and Date of Signing:**

ROBERT ARMOUR  CHICAGO, IL  02-15-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 1

**Form 13F Information Table Entry Total:** 166

**Form 13F Information Table Value Total:** $3675526

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name               | Form 13F File Number   |
|:---|:---|:---|
|  | DRW SECURITIES LLC |  |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 8X8 INC NEW | COM | 282914100 |  | 69 | 15900 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 6662 | 102856 | SH |  | OTR | 19 | 0 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 10480 | 161800 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 15286 | 236000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| AEROJET ROCKETDYNE HLDGS INC | COM | 007800105 |  | 1186 | 21200 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| AGNICO EAGLE MINES LTD | COM | 008474108 |  | 245 | 4710 | SH |  | OTR | 9 | 0 | 0 | 0 |
| AIR PRODS  CHEMS INC | COM | 009158106 |  | 1706 | 5535 | SH |  | OTR | 9 | 0 | 0 | 0 |
| ALBEMARLE CORP | COM | 012653101 |  | 637 | 2939 | SH |  | OTR | 9 | 0 | 0 | 0 |
| ALEXANDRIA REAL ESTATE EQ IN | COM | 015271109 |  | 243 | 1668 | SH |  | OTR | 9 | 0 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 711 | 8068 | SH |  | OTR | 19 | 0 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 26031 | 295500 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 11804 | 134000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| ALPHABET INC CAP STK | CL A | 02079K305 |  | 8322 | 94317 | SH |  | OTR | 19 | 0 | 0 | 0 |
| ALPHABET INC CAP STK | CL A | 02079K305 |  | 25746 | 291800 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| ALPHABET INC CAP STK | CL A | 02079K305 |  | 14752 | 167200 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| ALPHABET INC CAP STK | CL C | 02079K107 |  | 2522 | 28428 | SH |  | OTR | 1 | 0 | 0 | 0 |
| ALPHABET INC CAP STK | CL C | 02079K107 |  | 20417 | 230100 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| ALPHABET INC CAP STK | CL C | 02079K107 |  | 18190 | 205000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 1716 | 20429 | SH |  | OTR | 19 | 0 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 16254 | 193500 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 12701 | 151200 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| AMERICAN EQTY INVT LIFE HLD | COM | 025676206 |  | 2035 | 44600 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 |  | 1019 | 4812 | SH |  | OTR | 9 | 0 | 0 | 0 |
| APA CORPORATION | COM | 03743Q108 |  | 1354 | 29000 | SH |  | OTR | 1 | 0 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 2934 | 22584 | SH |  | OTR | 9 | 0 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 80167 | 617000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 56117 | 431900 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| APTOSE BIOSCIENCES INC | COM NEW | 03835T200 |  | 5158 | 8892437 | SH |  | OTR | 1 | 0 | 0 | 0 |
| ASTRAZENECA PLC | SPONSORED ADR | 046353108 |  | 7193 | 106096 | SH |  | OTR | 9 | 0 | 0 | 0 |
| AVADEL PHARMACEUTICALS PLC | SPONSORED ADR | 05337M104 |  | 107 | 15000 | SH |  | OTR | 1 | 0 | 0 | 0 |
| AVADEL PHARMACEUTICALS PLC | SPONSORED ADR | 05337M104 |  | 193 | 27000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| AVALONBAY CMNTYS INC | COM | 053484101 |  | 260 | 1611 | SH |  | OTR | 9 | 0 | 0 | 0 |
| AVERY DENNISON CORP | COM | 053611109 |  | 317 | 1750 | SH |  | OTR | 9 | 0 | 0 | 0 |
| BAIDU INC | SPON ADR REP A | 056752108 |  | 267 | 2331 | SH |  | OTR | 9 | 0 | 0 | 0 |
| BALL CORP | COM | 058498106 |  | 379 | 7420 | SH |  | OTR | 9 | 0 | 0 | 0 |
| BANK AMERICA CORP | COM | 060505104 |  | 797 | 24073 | SH |  | OTR | 9 | 0 | 0 | 0 |
| BARCLAYS BANK PLC | IPTH SR B S | 06747R477 |  | 149 | 10542 | SH |  | OTR | 1 | 0 | 0 | 0 |
| BARCLAYS BANK PLC | IPTH SR B S | 06747R477 |  | 346 | 24500 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| BARRICK GOLD CORP | COM | 067901108 |  | 240 | 13944 | SH |  | OTR | 9 | 0 | 0 | 0 |
| BCE INC | COM NEW | 05534B760 |  | 273 | 6211 | SH |  | OTR | 9 | 0 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 1261 | 4082 | SH |  | OTR | 9 | 0 | 0 | 0 |
| BLACKROCK INC | COM | 09247X101 |  | 201 | 283 | SH |  | OTR | 9 | 0 | 0 | 0 |
| BLOCK INC | CL A | 852234103 |  | 576 | 9164 | SH |  | OTR | 1 | 0 | 0 | 0 |
| BLOCK INC | CL A | 852234103 |  | 4732 | 75300 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| BLOCK INC | CL A | 852234103 |  | 12292 | 195600 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| BP PLC | SPONSORED ADR | 055622104 |  | 10893 | 311853 | SH |  | OTR | 9 | 0 | 0 | 0 |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 |  | 5589 | 139798 | SH |  | OTR | 9 | 0 | 0 | 0 |
| BROOKDALE SR LIVING INC | COM | 112463104 |  | 402 | 147200 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| CALLON PETE CO DEL | COM | 13123X508 |  | 1150 | 31000 | SH |  | OTR | 1 | 0 | 0 | 0 |
| CBRE GROUP INC | CL A | 12504L109 |  | 257 | 3337 | SH |  | OTR | 9 | 0 | 0 | 0 |
| CELANESE CORP DEL | COM | 150870103 |  | 205 | 2003 | SH |  | OTR | 9 | 0 | 0 | 0 |
| CF INDS HLDGS INC | COM | 125269100 |  | 381 | 4469 | SH |  | OTR | 9 | 0 | 0 | 0 |
| CHESAPEAKE ENERGY CORP | COM | 165167735 |  | 1132 | 12000 | SH |  | OTR | 1 | 0 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 1440 | 8022 | SH |  | OTR | 1 | 0 | 0 | 0 |
| CHORD ENERGY CORPORATION | COM NEW | 674215207 |  | 889 | 6500 | SH |  | OTR | 1 | 0 | 0 | 0 |
| CHUBB LIMITED | COM | H1467J104 |  | 282 | 1277 | SH |  | OTR | 9 | 0 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 |  | 335 | 7398 | SH |  | OTR | 9 | 0 | 0 | 0 |
| CONSTELLATION ENERGY CORP | COM | 21037T109 |  | 202 | 2342 | SH |  | OTR | 1 | 0 | 0 | 0 |
| CORTEVA INC | COM | 22052L104 |  | 1044 | 17759 | SH |  | OTR | 9 | 0 | 0 | 0 |
| COTERRA ENERGY INC | COM | 127097103 |  | 1001 | 40740 | SH |  | OTR | 19 | 0 | 0 | 0 |
| CROWN CASTLE INC | COM | 22822V101 |  | 466 | 3439 | SH |  | OTR | 9 | 0 | 0 | 0 |
| CSX CORP | COM | 126408103 |  | 295 | 9537 | SH |  | OTR | 9 | 0 | 0 | 0 |
| DEERE  CO | COM | 244199105 |  | 421 | 982 | SH |  | OTR | 9 | 0 | 0 | 0 |
| DEUTSCHE BANK A G | NAMEN AKT | D18190898 |  | 928 | 80592 | SH |  | OTR | 9 | 0 | 0 | 0 |
| DEVON ENERGY CORP NEW | COM | 25179M103 |  | 1538 | 25000 | SH |  | OTR | 1 | 0 | 0 | 0 |
| DIAGEO PLC | SPON ADR NEW | 25243Q205 |  | 1374 | 7710 | SH |  | OTR | 9 | 0 | 0 | 0 |
| DIGITAL RLTY TR INC | COM | 253868103 |  | 319 | 3186 | SH |  | OTR | 9 | 0 | 0 | 0 |
| DIGITALBRIDGE GROUP INC | CL A NEW | 25401T603 |  | 585 | 53500 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| DIREXION SHS ETF TR | DLY SEMICNDTR BR | 25460G336 |  | 643 | 16263 | SH |  | OTR | 9 | 0 | 0 | 0 |
| DIREXION SHS ETF TR | DLY SMCAP BULL3X | 25459W847 |  | 819 | 25823 | SH |  | OTR | 1 | 0 | 0 | 0 |
| DIREXION SHS ETF TR | DRX S | 25459W862 |  | 1047 | 16863 | SH |  | OTR | 1 | 0 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 |  | 13440 | 154700 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 |  | 7098 | 81700 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| DOW INC | COM | 260557103 |  | 855 | 16972 | SH |  | OTR | 9 | 0 | 0 | 0 |
| DRAFTKINGS INC NEW COM | CL A | 26142V105 |  | 257 | 22582 | SH |  | OTR | 19 | 0 | 0 | 0 |
| DRAFTKINGS INC NEW COM | CL A | 26142V105 |  | 904 | 79400 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| DRAFTKINGS INC NEW COM | CL A | 26142V105 |  | 600 | 52700 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| DUPONT DE NEMOURS INC | COM | 26614N102 |  | 720 | 10490 | SH |  | OTR | 9 | 0 | 0 | 0 |
| EARTHSTONE ENERGY INC | CL A | 27032D304 |  | 953 | 67000 | SH |  | OTR | 1 | 0 | 0 | 0 |
| EATON CORP PLC | SHS | G29183103 |  | 203 | 1294 | SH |  | OTR | 9 | 0 | 0 | 0 |
| ECOLAB INC | COM | 278865100 |  | 842 | 5784 | SH |  | OTR | 9 | 0 | 0 | 0 |
| EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 |  | 142 | 120365 | SH |  | OTR | 1 | 0 | 0 | 0 |
| EQUINIX INC | COM | 29444U700 |  | 681 | 1039 | SH |  | OTR | 9 | 0 | 0 | 0 |
| EQUITY RESIDENTIAL | SH BEN INT | 29476L107 |  | 222 | 3765 | SH |  | OTR | 9 | 0 | 0 | 0 |
| ERICSSON | ADR B SEK 10 | 294821608 |  | 179 | 30682 | SH |  | OTR | 9 | 0 | 0 | 0 |
| ETSY INC | COM | 29786A106 |  | 1354 | 11300 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| ETSY INC | COM | 29786A106 |  | 1569 | 13100 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| EXTRA SPACE STORAGE INC | COM | 30225T102 |  | 220 | 1495 | SH |  | OTR | 9 | 0 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 804 | 7285 | SH |  | OTR | 19 | 0 | 0 | 0 |
| FMC CORP | COM NEW | 302491303 |  | 369 | 2957 | SH |  | OTR | 9 | 0 | 0 | 0 |
| FRANCO NEV CORP | COM | 351858105 |  | 270 | 1980 | SH |  | OTR | 9 | 0 | 0 | 0 |
| FRANCO NEV CORP | COM | 351858105 |  | 1583 | 11600 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 |  | 1490 | 39199 | SH |  | OTR | 19 | 0 | 0 | 0 |
| FULL TRUCK ALLIANCE CO LTD | SPONSORED ADS | 35969L108 |  | 201 | 25157 | SH |  | OTR | 9 | 0 | 0 | 0 |
| GAMESTOP CORP NEW | CL A | 36467W109 |  | 748 | 40500 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| GAMESTOP CORP NEW | CL A | 36467W109 |  | 295 | 16000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| GARRETT MOTION INC | COM | 366505105 |  | 104 | 13700 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| GENERAL ELECTRIC CO | COM NEW | 369604301 |  | 308 | 3675 | SH |  | OTR | 19 | 0 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 412 | 1200 | SH |  | OTR | 19 | 0 | 0 | 0 |
| GULFPORT ENERGY CORP | COMMON SHARES | 402635502 |  | 442 | 6000 | SH |  | OTR | 1 | 0 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 3885 | 12300 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 4738 | 15000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| INTEL CORP | COM | 458140100 |  | 296 | 11186 | SH |  | OTR | 9 | 0 | 0 | 0 |
| INTEL CORP | COM | 458140100 |  | 7826 | 296100 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| INTEL CORP | COM | 458140100 |  | 521 | 19700 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 |  | 238 | 2316 | SH |  | OTR | 9 | 0 | 0 | 0 |
| INTERNATIONAL FLAVORS | COM | 459506101 |  | 616 | 5878 | SH |  | OTR | 9 | 0 | 0 | 0 |
| INTERNATIONAL PAPER CO | COM | 460146103 |  | 300 | 8655 | SH |  | OTR | 9 | 0 | 0 | 0 |
| IQIYI INC | SPONSORED ADS | 46267X108 |  | 61 | 11491 | SH |  | OTR | 9 | 0 | 0 | 0 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 9392 | 201105 | SH |  | OTR | 9 | 0 | 0 | 0 |
| ISHARES INC | MSCI AUST ETF | 464286103 |  | 1778 | 80000 | SH |  | OTR | 9 | 0 | 0 | 0 |
| ISHARES INC | MSCI BRAZIL ETF | 464286400 |  | 2728 | 97529 | SH |  | OTR | 9 | 0 | 0 | 0 |
| ISHARES INC | MSCI CDA ETF | 464286509 |  | 1426 | 43559 | SH |  | OTR | 9 | 0 | 0 | 0 |
| ISHARES INC | MSCI SWEDEN ETF | 464286756 |  | 2533 | 78334 | SH |  | OTR | 9 | 0 | 0 | 0 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 19283 | 876066 | SH |  | OTR | 1 | 0 | 0 | 0 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 60497 | 2748500 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 84559 | 3841700 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| ISHARES TR | GL CLEAN ENE ETF | 464288224 |  | 1060 | 53403 | SH |  | OTR | 9 | 0 | 0 | 0 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 16480 | 434838 | SH |  | OTR | 9 | 0 | 0 | 0 |
| ISHARES TR | MSCI INDIA ETF | 46429B598 |  | 630 | 15093 | SH |  | OTR | 9 | 0 | 0 | 0 |
| ISHARES TR | MSCI NORWAY ETF | 46429B499 |  | 305 | 12399 | SH |  | OTR | 9 | 0 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 907 | 5200 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| ISHARES TR | ISHARES BIOTECH | 464287556 |  | 5586 | 42550 | SH |  | OTR | 9 | 0 | 0 | 0 |
| ISHARES TR EAFE | SML CP ETF | 464288273 |  | 4116 | 72880 | SH |  | OTR | 9 | 0 | 0 | 0 |
| ISHARES TR MSCI | CHINA ETF | 46429B671 |  | 285 | 5998 | SH |  | OTR | 9 | 0 | 0 | 0 |
| JD.COM INC SPON ADR | CL A | 47215P106 |  | 359 | 6392 | SH |  | OTR | 9 | 0 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 3462 | 19600 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 901 | 5100 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 1511 | 11264 | SH |  | OTR | 19 | 0 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 15542 | 115900 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 20558 | 153300 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| KE HLDGS INC | SPONSORED ADS | 482497104 |  | 186 | 13354 | SH |  | OTR | 9 | 0 | 0 | 0 |
| LAUDER ESTEE COS INC | CL A | 518439104 |  | 521 | 2100 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| LINDE PLC | SHS | G5494J103 |  | 4599 | 14100 | SH |  | OTR | 9 | 0 | 0 | 0 |
| LIVE NATION ENTERTAINMENT IN | COM | 538034109 |  | 628 | 9000 | SH |  | OTR | 1 | 0 | 0 | 0 |
| LIVE NATION ENTERTAINMENT IN | COM | 538034109 |  | 1095 | 15700 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 |  | 1126 | 511995 | SH |  | OTR | 9 | 0 | 0 | 0 |
| LUFAX HOLDING LTD ADS REP SHS | CL A | 54975P102 |  | 49 | 25439 | SH |  | OTR | 9 | 0 | 0 | 0 |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 |  | 500 | 6026 | SH |  | OTR | 9 | 0 | 0 | 0 |
| MAGNOLIA OIL  GAS CORP | CL A | 559663109 |  | 704 | 30000 | SH |  | OTR | 1 | 0 | 0 | 0 |
| MARTIN MARIETTA MATLS INC | COM | 573284106 |  | 454 | 1344 | SH |  | OTR | 9 | 0 | 0 | 0 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 2633 | 7573 | SH |  | OTR | 19 | 0 | 0 | 0 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 7059 | 20300 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 5564 | 16000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| MBIA INC | COM | 55262C100 |  | 594 | 46200 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 3059 | 25422 | SH |  | OTR | 19 | 0 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 33611 | 279300 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 22034 | 183100 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| MICRO FOCUS INTL PLC | SPON ADR NEW | 594837403 |  | 233 | 36866 | SH |  | OTR | 9 | 0 | 0 | 0 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 7982 | 159700 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 1384 | 27700 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 4108 | 17130 | SH |  | OTR | 19 | 0 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 58132 | 242400 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 46501 | 193900 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 535 | 6289 | SH |  | OTR | 19 | 0 | 0 | 0 |
| MOSAIC CO NEW | COM | 61945C103 |  | 375 | 8539 | SH |  | OTR | 9 | 0 | 0 | 0 |
| NATWEST GROUP PLC SPONS | ADR | 639057207 |  | 106 | 16470 | SH |  | OTR | 9 | 0 | 0 | 0 |
| NETEASE INC | SPONSORED ADS | 64110W102 |  | 232 | 3197 | SH |  | OTR | 9 | 0 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 |  | 1731 | 5870 | SH |  | OTR | 19 | 0 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 |  | 40222 | 136400 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 |  | 17575 | 59600 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| NEWMONT CORP | COM | 651639106 |  | 900 | 19073 | SH |  | OTR | 19 | 0 | 0 | 0 |
| NEWS CORP NEW | CL A | 65249B109 |  | 261 | 14349 | SH |  | OTR | 1 | 0 | 0 | 0 |
| NEWS CORP NEW | CL A | 65249B109 |  | 792 | 43500 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 233 | 2784 | SH |  | OTR | 9 | 0 | 0 | 0 |
| NOVARTIS AG | SPONSORED ADR | 66987V109 |  | 1334 | 14700 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| NOVO-NORDISK A S | ADR | 670100205 |  | 3935 | 29078 | SH |  | OTR | 9 | 0 | 0 | 0 |
| NUCOR CORP | COM | 670346105 |  | 705 | 5348 | SH |  | OTR | 9 | 0 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 11272 | 77132 | SH |  | OTR | 19 | 0 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 47817 | 327200 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 73260 | 501300 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| PACKAGING CORP AMER | COM | 695156109 |  | 246 | 1924 | SH |  | OTR | 9 | 0 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 798 | 11206 | SH |  | OTR | 1 | 0 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 2770 | 38900 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 1588 | 22300 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| PELOTON INTERACTIVE INC CL A | COM | 70614W100 |  | 380 | 47843 | SH |  | OTR | 1 | 0 | 0 | 0 |
| PELOTON INTERACTIVE INC CL A | COM | 70614W100 |  | 922 | 116100 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| PELOTON INTERACTIVE INC CL A | COM | 70614W100 |  | 927 | 116700 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| PINDUODUO INC | SPONSORED ADS | 722304102 |  | 347 | 4249 | SH |  | OTR | 9 | 0 | 0 | 0 |
| PIONEER NAT RES CO | COM | 723787107 |  | 914 | 4000 | SH |  | OTR | 1 | 0 | 0 | 0 |
| PPG INDS INC | COM | 693506107 |  | 707 | 5620 | SH |  | OTR | 9 | 0 | 0 | 0 |
| PROLOGIS INC. | COM | 74340W103 |  | 1292 | 11457 | SH |  | OTR | 19 | 0 | 0 | 0 |
| PROSHARES TR | SHORT S 500 NE | 74347B425 |  | 676 | 42150 | SH |  | OTR | 1 | 0 | 0 | 0 |
| PROSHARES TR | ULTRAPRO SHORT S | 74347B110 |  | 2652 | 157217 | SH |  | OTR | 1 | 0 | 0 | 0 |
| PROSHARES TR | ULTRAPRO SHT QQQ | 74347G432 |  | 4969 | 91996 | SH |  | OTR | 1 | 0 | 0 | 0 |
| PROSHARES TR | ULTRASHRT S | 74347G416 |  | 1587 | 34530 | SH |  | OTR | 1 | 0 | 0 | 0 |
| PROSHARES TR | ULTRPRO S | 74347X864 |  | 703 | 21462 | SH |  | OTR | 1 | 0 | 0 | 0 |
| PROSHARES TR | ULTSHRT QQQ | 74347G739 |  | 13971 | 537957 | SH |  | OTR | 1 | 0 | 0 | 0 |
| PUBLIC STORAGE | COM | 74460D109 |  | 354 | 1263 | SH |  | OTR | 9 | 0 | 0 | 0 |
| QUALCOMM INC | COM | 747525103 |  | 262 | 2385 | SH |  | OTR | 9 | 0 | 0 | 0 |
| RADIUS GLOBAL INFRASTRCTRE I COM | CL A | 750481103 |  | 168 | 14200 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| REALTY INCOME CORP | COM | 756109104 |  | 346 | 5458 | SH |  | OTR | 9 | 0 | 0 | 0 |
| RIOT BLOCKCHAIN INC | COM | 767292105 |  | 826 | 243700 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| RIOT BLOCKCHAIN INC | COM | 767292105 |  | 290 | 85500 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| ROCKWELL AUTOMATION INC | COM | 773903109 |  | 1339 | 5200 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| ROYAL BK CDA SUSTAINABL | COM | 780087102 |  | 245 | 2604 | SH |  | OTR | 9 | 0 | 0 | 0 |
| S GLOBAL INC | COM | 78409V104 |  | 278 | 830 | SH |  | OTR | 19 | 0 | 0 | 0 |
| SBA COMMUNICATIONS CORP NEW | CL A | 78410G104 |  | 273 | 974 | SH |  | OTR | 9 | 0 | 0 | 0 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 553 | 6641 | SH |  | OTR | 19 | 0 | 0 | 0 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 |  | 975 | 41180 | SH |  | OTR | 9 | 0 | 0 | 0 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 |  | 3273 | 101619 | SH |  | OTR | 9 | 0 | 0 | 0 |
| SHERWIN WILLIAMS CO | COM | 824348106 |  | 1199 | 5053 | SH |  | OTR | 9 | 0 | 0 | 0 |
| SHUTTERSTOCK INC | COM | 825690100 |  | 2425 | 46000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| SIMON PPTY GROUP INC NEW | COM | 828806109 |  | 415 | 3536 | SH |  | OTR | 9 | 0 | 0 | 0 |
| SM ENERGY CO | COM | 78454L100 |  | 627 | 18000 | SH |  | OTR | 1 | 0 | 0 | 0 |
| SNAP INC | CL A | 83304A106 |  | 519 | 58032 | SH |  | OTR | 1 | 0 | 0 | 0 |
| SNAP INC | CL A | 83304A106 |  | 490 | 54800 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| SNAP INC | CL A | 83304A106 |  | 1372 | 153300 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| SNOWFLAKE INC | CL A | 833445109 |  | 1790 | 12470 | SH |  | OTR | 9 | 0 | 0 | 0 |
| SOUTHWESTERN ENERGY CO | COM | 845467109 |  | 1053 | 180000 | SH |  | OTR | 1 | 0 | 0 | 0 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 2484 | 7496 | SH |  | OTR | 1 | 0 | 0 | 0 |
| SPDR GOLD TR GOLD | SHS | 78463V107 |  | 12172 | 71729 | SH |  | OTR | 1 | 0 | 0 | 0 |
| SPDR GOLD TR GOLD | SHS | 78463V107 |  | 967642 | 5702500 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| SPDR GOLD TR GOLD | SHS | 78463V107 |  | 640281 | 3773300 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 225002 | 588348 | SH |  | OTR | 1 | 0 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 122454 | 320200 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 422050 | 1103600 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| STEEL DYNAMICS INC | COM | 858119100 |  | 311 | 3180 | SH |  | OTR | 9 | 0 | 0 | 0 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 |  | 3347 | 44929 | SH |  | OTR | 19 | 0 | 0 | 0 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 |  | 6957 | 93400 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 |  | 5006 | 67200 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| TAL EDUCATION GROUP | SPONSORED ADS | 874080104 |  | 103 | 14679 | SH |  | OTR | 9 | 0 | 0 | 0 |
| TENCENT MUSIC ENTMT GROUP | SPON ADS | 88034P109 |  | 243 | 29321 | SH |  | OTR | 9 | 0 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 1462 | 11867 | SH |  | OTR | 9 | 0 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 57537 | 467100 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 29674 | 240900 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| TFF PHARMACEUTICALS INC | COM | 87241J104 |  | 1050 | 1000000 | SH |  | OTR | 1 | 0 | 0 | 0 |
| TRIP COM GROUP LTD | ADS | 89677Q107 |  | 222 | 6444 | SH |  | OTR | 9 | 0 | 0 | 0 |
| UNILEVER PLC | SPON ADR NEW | 904767704 |  | 240 | 4773 | SH |  | OTR | 9 | 0 | 0 | 0 |
| UNILEVER PLC | SPON ADR NEW | 904767704 |  | 378 | 7500 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| UNION PAC CORP | COM | 907818108 |  | 431 | 2082 | SH |  | OTR | 9 | 0 | 0 | 0 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 434 | 2494 | SH |  | OTR | 9 | 0 | 0 | 0 |
| URANIUM ENERGY CORP | COM | 916896103 |  | 89 | 22828 | SH |  | OTR | 9 | 0 | 0 | 0 |
| US BANCORP DEL | COM NEW | 902973304 |  | 240 | 5503 | SH |  | OTR | 9 | 0 | 0 | 0 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 |  | 573 | 20000 | SH | Call | OTR | 9 | 0 | 0 | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 263 | 1378 | SH |  | OTR | 9 | 0 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 |  | 570 | 11364 | SH |  | OTR | 9 | 0 | 0 | 0 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 |  | 1948 | 41700 | SH |  | OTR | 1 | 0 | 0 | 0 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 |  | 1636 | 31628 | SH |  | OTR | 9 | 0 | 0 | 0 |
| VEON LTD | SPONSORED ADR | 91822M106 |  | 59 | 120705 | SH |  | OTR | 1 | 0 | 0 | 0 |
| VIASAT INC | COM | 92552V100 |  | 225 | 7100 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| VICI PPTYS INC | COM | 925652109 |  | 232 | 7173 | SH |  | OTR | 9 | 0 | 0 | 0 |
| VIPSHOP HOLDINGS LIMITED | SPONSORED ADS A | 92763W103 |  | 162 | 11905 | SH |  | OTR | 9 | 0 | 0 | 0 |
| VISA INC COM | CL A | 92826C839 |  | 245 | 1177 | SH |  | OTR | 19 | 0 | 0 | 0 |
| VISA INC COM | CL A | 92826C839 |  | 29211 | 140600 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| VISA INC COM | CL A | 92826C839 |  | 5713 | 27500 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| VMWARE INC CL A | COM | 928563402 |  | 1927 | 15700 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 |  | 598 | 59113 | SH |  | OTR | 9 | 0 | 0 | 0 |
| VULCAN MATLS CO | COM | 929160109 |  | 502 | 2865 | SH |  | OTR | 9 | 0 | 0 | 0 |
| WELLTOWER INC | COM | 95040Q104 |  | 340 | 5191 | SH |  | OTR | 9 | 0 | 0 | 0 |
| WESTROCK CO | COM | 96145D105 |  | 213 | 6044 | SH |  | OTR | 9 | 0 | 0 | 0 |
| WEYERHAEUSER CO MTN BE | COM NEW | 962166104 |  | 265 | 8552 | SH |  | OTR | 9 | 0 | 0 | 0 |
| WHEATON PRECIOUS METALS CORP | COM | 962879102 |  | 254 | 6495 | SH |  | OTR | 9 | 0 | 0 | 0 |

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