# EDGAR Filing Document

**Accession Number:** 0001074468
**File Stem:** 0001213900-26-022079
**Filing Date:** 2026-3
**Character Count:** 2628
**Document Hash:** 47c75f4a8583e99ace64125d9fe5ec6d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001213900-26-022079.hdr.sgml**: 20260302

**ACCESSION NUMBER**: 0001213900-26-022079

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260302

**DATE AS OF CHANGE**: 20260302

**EFFECTIVENESS DATE**: 20260302

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** THE KLEIN GROUP, LLC
- **CENTRAL INDEX KEY:** 0001074468

**ORGANIZATION NAME:**
- **EIN:** 272468107
- **STATE OF INCORPORATION:** FL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-51430
- **FILM NUMBER:** 26704337

**BUSINESS ADDRESS:**
- **STREET 1:** 640 5TH AVENUE
- **STREET 2:** 12TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019
- **BUSINESS PHONE:** 212-409-2412

**MAIL ADDRESS:**
- **STREET 1:** 640 5TH AVENUE
- **STREET 2:** 12TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CAPITALINK, L.C.
- **DATE OF NAME CHANGE:** 20020213

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CAPITALINK L C                                          /BD
- **DATE OF NAME CHANGE:** 20020213

### Attached PDF Documents

**Attachment 1:** `shortform2025.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001074468

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** THE KLEIN GROUP, LLC

**Business Address:** 640 Fifth Avenue (14th Floor), New York, NY, 10019

**Contact Person:** Lee Jay Taragin

**Contact Phone:** 212-632-3764

### Independent Public Accountant Identification

**Accountant Name:** Withum Smith and Brown PC

**Accountant Address:** 506 Carnegie Center, Suite 400, Princeton, NJ, 08540

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Lee Jay Taragin**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **The Klein Group LLC**, as of **12-31-2025**, are true and correct.

**Signature:** /s/ Taragin Lee Jay

**Title:** CFO

**Notarized:** Yes