# EDGAR Filing Document

**Accession Number:** 0000919160
**File Stem:** 0001398344-25-016805
**Filing Date:** 2025-8
**Character Count:** 13188
**Document Hash:** ea926d8d773c41139ae17786fd8d7d6b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-25-016805.hdr.sgml**: 20250827

**ACCESSION NUMBER**: 0001398344-25-016805

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250827

**DATE AS OF CHANGE**: 20250827

**PERIOD START**: 20251231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GUINNESS ATKINSON FUNDS
- **CENTRAL INDEX KEY:** 0000919160

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-08360
- **FILM NUMBER:** 251263242

**BUSINESS ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101
- **BUSINESS PHONE:** 626-914-1041

**MAIL ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INVESTEC FUNDS
- **DATE OF NAME CHANGE:** 20000927

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS
- **DATE OF NAME CHANGE:** 19970506

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS INC
- **DATE OF NAME CHANGE:** 19940217

## Series and Classes Contracts Data

### Guinness Atkinson China & Hong Kong Fund (Series ID: S000005894)

| Class ID   | Class Name                               | Ticker Symbol   |
|:---|:---|:---|
| C000016118 | Guinness Atkinson China & Hong Kong Fund | ICHKX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GUINNESS ATKINSON FUNDS

- **b. Investment Company Act file number:** 811-08360

- **c. CIK number of Registrant:** 0000919160

- **d. LEI of Registrant:** 54930097560RK2KMX577

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 251 South Lake Ave

  - **City:** Pasadena

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 91101

  - **Telephone number:** 626-914-1041

**Item A.2. Information about the Series.**

- **a. Name of Series:** Guinness Atkinson China & Hong Kong Fund

- **b. EDGAR series identifier (if any):** S000005894

- **c. LEI of Series:** 549300DM0YHA9DTLSY91

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-12-31

- **b. Date as of which information is reported:** 2025-06-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $25116713.26

**Total Liabilities:** $119739.85

**Net Assets:** $24996973.41

**Cash Not Reported:** $27395.65

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000016118 | 2.52%                | 2.21%                | -3.41%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $396394.64                                 |
| Month 2  | $-1552845.61             | $1993132.38                                |
| Month 3  | $45758.21                | $-926295.47                                |

### Schedule of Portfolio Investments

| Name                                     | Title        | Identifiers                  | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| AIA GROUP LTD /HKD/                      | COMMON STOCK | CUSIP: Y002A1105<br>LEI: N/A | Long             | EC               | CORP              | HK        |    114000 | NS      | $1027974.45   | 4.11%             |  |  |  | No            |                  2 | On Loan: No      |
| ALIBABA GROUP HOLDING LT /HKD/           | COMMON STOCK | CUSIP: G01719114<br>LEI: N/A | Long             | EC               | CORP              | KY        |     24500 | NS      | $346262.72    | 1.39%             |  |  |  | No            |                  2 | On Loan: No      |
| ALIBABA GROUP HOLDING-SP ADR             | COMMON STOCK | CUSIP: 01609W102<br>LEI: N/A | Long             | EC               | CORP              | KY        |      4201 | NS      | $476435.41    | 1.91%             |  |  |  | No            |                  1 | On Loan: No      |
| BAIDU INC                                | COMMON STOCK | CUSIP: 056752108<br>LEI: N/A | Long             | EC               | CORP              | KY        |      8510 | NS      | $729817.60    | 2.92%             |  |  |  | No            |                  1 | On Loan: No      |
| BYD CO LTD-H /HKD/                       | COMMON STOCK | CUSIP: Y1023R104<br>LEI: N/A | Long             | EC               | CORP              | CN        |     42000 | NS      | $653286.92    | 2.61%             |  |  |  | No            |                  2 | On Loan: No      |
| CHINA MERCHANTS BANK-H /HKD/             | COMMON STOCK | CUSIP: Y14896115<br>LEI: N/A | Long             | EC               | CORP              | CN        |    134500 | NS      | $942247.02    | 3.77%             |  |  |  | No            |                  2 | On Loan: No      |
| CHINA OVERSEAS LAND & IN /HKD/           | COMMON STOCK | CUSIP: Y15004107<br>LEI: N/A | Long             | EC               | CORP              | HK        |    476000 | NS      | $830303.37    | 3.32%             |  |  |  | No            |                  2 | On Loan: No      |
| GEELY AUTOMOBILE HOLDING /HKD/           | COMMON STOCK | CUSIP: G3777B103<br>LEI: N/A | Long             | EC               | CORP              | KY        |    472000 | NS      | $964843.53    | 3.86%             |  |  |  | No            |                  2 | On Loan: No      |
| HAIER SMART HOME CO LTD- /HKD/           | COMMON STOCK | CUSIP: Y298BN100<br>LEI: N/A | Long             | EC               | CORP              | CN        |    238800 | NS      | $685008.34    | 2.74%             |  |  |  | No            |                  2 | On Loan: No      |
| HAITIAN INTERNATIONAL HOLDINGS LTD /HKD/ | COMMON STOCK | CUSIP: G4232C108<br>LEI: N/A | Long             | EC               | CORP              | KY        |    254000 | NS      | $663203.72    | 2.65%             |  |  |  | No            |                  2 | On Loan: No      |
| HANGZHOU FIRST PV MATERI /CNH/           | COMMON STOCK | CUSIP: Y29846105<br>LEI: N/A | Long             | EC               | CORP              | CN        |    299370 | NS      | $541037.09    | 2.16%             |  |  |  | No            |                  2 | On Loan: No      |
| HONG KONG EXCHANGES & CL /HKD/           | COMMON STOCK | CUSIP: Y3506N139<br>LEI: N/A | Long             | EC               | CORP              | HK        |     18300 | NS      | $982231.53    | 3.93%             |  |  |  | No            |                  2 | On Loan: No      |
| HONGFA TECHNOLOGY CO LTD /CNH/           | COMMON STOCK | CUSIP: Y9716T105<br>LEI: N/A | Long             | EC               | CORP              | CN        |    250658 | NS      | $781573.93    | 3.13%             |  |  |  | No            |                  2 | On Loan: No      |
| INNER MONGOLIA YILI INDU /CNY/           | COMMON STOCK | CUSIP: Y40847108<br>LEI: N/A | Long             | EC               | CORP              | CN        |    190300 | NS      | $740468.10    | 2.96%             |  |  |  | No            |                  2 | On Loan: No      |
| JD.COM INC-ADR                           | COMMON STOCK | CUSIP: 47215P106<br>LEI: N/A | Long             | EC               | CORP              | KY        |     21178 | NS      | $691249.92    | 2.77%             |  |  |  | No            |                  1 | On Loan: No      |
| JD.COM INC-CLASS A /HKD/                 | COMMON STOCK | CUSIP: G8208B101<br>LEI: N/A | Long             | EC               | CORP              | KY        |      1352 | NS      | $22157.58     | 0.09%             |  |  |  | No            |                  2 | On Loan: No      |
| MEITUAN-CLASS B /HKD/                    | COMMON STOCK | CUSIP: G59669104<br>LEI: N/A | Long             | EC               | CORP              | KY        |     45300 | NS      | $727496.88    | 2.91%             |  |  |  | Yes           |                  2 | On Loan: No      |
| MIDEA GROUP CO LTD-A /CNH/               | COMMON STOCK | CUSIP: Y6S40V103<br>LEI: N/A | Long             | EC               | CORP              | CN        |     84200 | NS      | $848358.04    | 3.39%             |  |  |  | No            |                  2 | On Loan: No      |
| NARI TECHNOLOGY DEVELOPM /CNY/           | COMMON STOCK | CUSIP: Y2959R100<br>LEI: N/A | Long             | EC               | CORP              | CN        |    225468 | NS      | $705564.52    | 2.82%             |  |  |  | No            |                  2 | On Loan: No      |
| NETEASE INC-ADR                          | COMMON STOCK | CUSIP: 64110W102<br>LEI: N/A | Long             | EC               | CORP              | KY        |      8275 | NS      | $1113649.50   | 4.46%             |  |  |  | No            |                  1 | On Loan: No      |
| PING AN INSURANCE GROUP  /HKD/           | COMMON STOCK | CUSIP: Y69790106<br>LEI: N/A | Long             | EC               | CORP              | CN        |    134000 | NS      | $854374.80    | 3.42%             |  |  |  | No            |                  2 | On Loan: No      |
| SANY HEAVY INDUSTRY CO L /CNY/           | COMMON STOCK | CUSIP: Y75268105<br>LEI: N/A | Long             | EC               | CORP              | CN        |    298497 | NS      | $748329.49    | 2.99%             |  |  |  | No            |                  2 | On Loan: No      |
| SHANDONG HIMILE MECHANIC /CNH/           | COMMON STOCK | CUSIP: Y767AC109<br>LEI: N/A | Long             | EC               | CORP              | CN        |    124300 | NS      | $1028625.55   | 4.12%             |  |  |  | No            |                  2 | On Loan: No      |
| SHENZHEN H&T INTELLIGENT /CNH/           | COMMON STOCK | CUSIP: Y7744P103<br>LEI: N/A | Long             | EC               | CORP              | CN        |    292289 | NS      | $946808.44    | 3.79%             |  |  |  | No            |                  2 | On Loan: No      |
| SHENZHEN INOVANCE TECHNO /CNH/           | COMMON STOCK | CUSIP: Y7744Z101<br>LEI: N/A | Long             | EC               | CORP              | CN        |     91554 | NS      | $824623.94    | 3.30%             |  |  |  | No            |                  2 | On Loan: No      |
| SHENZHOU INTERNATIONAL G /HKD/           | COMMON STOCK | CUSIP: G8087W101<br>LEI: N/A | Long             | EC               | CORP              | KY        |     90000 | NS      | $642082.79    | 2.57%             |  |  |  | No            |                  2 | On Loan: No      |
| SINO BIOPHARMACEUTICAL /HKD/             | COMMON STOCK | CUSIP: G8167W138<br>LEI: N/A | Long             | EC               | CORP              | KY        |   1647500 | NS      | $1110083.76   | 4.44%             |  |  |  | No            |                  2 | On Loan: No      |
| SUOFEIYA HOME COLLECTION /CNH/           | COMMON STOCK | CUSIP: Y29336107<br>LEI: N/A | Long             | EC               | CORP              | CN        |    336900 | NS      | $658615.60    | 2.63%             |  |  |  | No            |                  2 | On Loan: No      |
| TENCENT HOLDINGS LTD /HKD/               | COMMON STOCK | CUSIP: G87572163<br>LEI: N/A | Long             | EC               | CORP              | KY        |     17600 | NS      | $1133173.10   | 4.53%             |  |  |  | No            |                  2 | On Loan: No      |
| TRAVELSKY TECHNOLOGY /HKD/-H             | COMMON STOCK | CUSIP: Y8972V101<br>LEI: N/A | Long             | EC               | CORP              | CN        |    597000 | NS      | $801424.83    | 3.21%             |  |  |  | No            |                  2 | On Loan: No      |
| WEICHAI POWER CO LTD-H /HKD/             | COMMON STOCK | CUSIP: Y9531A109<br>LEI: N/A | Long             | EC               | CORP              | CN        |    447480 | NS      | $910958.17    | 3.64%             |  |  |  | No            |                  2 | On Loan: No      |
| ZHEJIANG SUPOR COOKWARE /CNH/            | COMMON STOCK | CUSIP: Y98925103<br>LEI: N/A | Long             | EC               | CORP              | CN        |    108709 | NS      | $794763.33    | 3.18%             |  |  |  | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2025-08-27

**Name of Applicant:** GUINNESS ATKINSON FUNDS

**Signature:** /s/ Lyna Phan

**Name of Signer:** Lyna Phan

**Title:** Assistant Treasurer