# EDGAR Filing Document

**Accession Number:** 0001412665
**File Stem:** 0001412665-26-000006
**Filing Date:** 2026-1
**Character Count:** 6334
**Document Hash:** 2d9da035c9e13926b2bce3574a0a66d3
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001412665-26-000006.hdr.sgml**: 20260127

**ACCESSION NUMBER**: 0001412665-26-000006

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20260126

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20260127

**DATE AS OF CHANGE**: 20260126

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MidWestOne Financial Group, Inc.
- **CENTRAL INDEX KEY:** 0001412665
- **STANDARD INDUSTRIAL CLASSIFICATION:** STATE COMMERCIAL BANKS [6022]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 421206172
- **STATE OF INCORPORATION:** IA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-35968
- **FILM NUMBER:** 26561567

**BUSINESS ADDRESS:**
- **STREET 1:** 102 SOUTH CLINTON ST.
- **CITY:** IOWA CITY
- **STATE:** IA
- **ZIP:** 52240
- **BUSINESS PHONE:** 319-356-5800

**MAIL ADDRESS:**
- **STREET 1:** 102 SOUTH CLINTON ST.
- **CITY:** IOWA CITY
- **STATE:** IA
- **ZIP:** 52240

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ISB Financial Corp.
- **DATE OF NAME CHANGE:** 20070918

?xml version='1.0' encoding='ASCII'? mofg-20260126

**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION** 

**Washington, D.C. 20549** 

  

**FORM 8-K** 

**Current Report** 

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934** 

**Date of Report (Date of earliest event reported) January 26, 2026** 

**MidWestOne Financial Group, Inc.** 

**(Exact name of registrant as specified in its charter)** 

  

**Commission file number 001-35968** 

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| | |
|:---|:---|
| **Iowa** | **42-1206172** |
| **(State or other jurisdiction**<br>**of incorporation)** | **(I.R.S. Employer**<br>**Identification Number)** |

---

**102 South Clinton Street** 

**Iowa City, Iowa 52240** 

**(Address of principal executive offices, including zip code)** 

**(319) 356-5800** 

**(Registrant's telephone number, including area code)** 

**N/A** 

**(Former name or former address, if changed since last report)**

  

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (*see* General Instruction A.2 below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

---

| | | |
|:---|:---|:---|
| Securities registered pursuant to Section 12(b) of the Act: | Securities registered pursuant to Section 12(b) of the Act: | Securities registered pursuant to Section 12(b) of the Act: |
| <u>Title of each class</u> | <u>Trading Symbol(s)</u> | <u>Name of each exchange on which registered</u> |
| Common stock, $1.00 par value | MOFG | The Nasdaq Stock Market LLC |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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**Item 5.07. &nbsp;&nbsp;&nbsp;&nbsp;Submission of Matters to a Vote of Security Holders.**

MidWest*One* Financial Group, Inc. ("MidWest*One*") held a Special Meeting of its shareholders on Monday, January 26, 2026, related to MidWest*One*'s proposed merger with Nicolet Bankshares, Inc. ("Nicolet"). At the Special Meeting, MidWest*One*'s shareholders voted on and approved three proposals, as described below and in more detail in the joint proxy statement / prospectus filed by MidWest*One* with the Securities and Exchange Commission on December 17, 2025. There were 20,634,267 shares of common stock outstanding as of the record date for the Special Meeting, of which 15,712,195 were present in person or by proxy at the meeting, representing 76.14% of the outstanding shares eligible to vote. The results of the shareholder vote on each of the three proposals were as follows:

A proposal to approve the Merger Agreement by and between MidWest*One* and Nicolet ("The MidWest*One* Merger Proposal"), which provides for the merger of MidWest*One* with and into Nicolet, and the other transactions contemplated thereby.

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| | | | |
|:---|:---|:---|:---|
| **Number of Shares**<br>**Voted For** | **Number of Shares**<br>**Voted Against** |<br>**Abstentions** |<br>**Broker Non-Votes** |
| 15,086,997 | 369,731 | 255,467 |  |

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A non-binding, advisory basis, proposal to approve the compensation of the Company's named executive officers that is based on or otherwise relates to the merger, pursuant to Section 14A of the Exchange Act and Rule 14a-21(c) thereunder.

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| | | | |
|:---|:---|:---|:---|
| **Number of Shares**<br>**Voted For** | **Number of Shares**<br>**Voted Against** |<br>**Abstentions** |<br>**Broker Non-Votes** |
| 11,006,254 | 4,375,061 | 330,880 |  |

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A proposal to approve the adjournment of the Special Meeting, if necessary, or appropriate, to permit further solicitation of proxies if there are not sufficient votes at the time of the Special Meeting to approve the MidWest*One* Merger Proposal.

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| | | | |
|:---|:---|:---|:---|
| **Number of Shares**<br>**Voted For** | **Number of Shares**<br>**Voted Against** |<br>**Abstentions** |<br>**Broker Non-Votes** |
| 15,165,623 | 230,095 | 316,477 |  |

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | | |
|:---|:---|:---|:---|
| | | **MIDWEST*ONE* FINANCIAL GROUP, INC.** | **MIDWEST*ONE* FINANCIAL GROUP, INC.** |
| Dated: | January 26, 2026 | By: | /s/ BARRY S. RAY |
|  |  |  | **Barry S. Ray** |
|  |  |  | **Chief Financial Officer** |

---