# EDGAR Filing Document

**Accession Number:** 0001657834
**File Stem:** 9999999997-23-003303
**Filing Date:** 2023-2
**Character Count:** 1257
**Document Hash:** ad1ade50fc3e403cd1a02696ef6b171a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-003303.hdr.sgml**: 20230620

**ACCESSION NUMBER**: 9999999997-23-003303

**CONFORMED SUBMISSION TYPE**: FOCUSN

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230228

**DATE AS OF CHANGE**: 20230618

**EFFECTIVENESS DATE**: 20230228

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CARTA SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0001657834
- **IRS NUMBER:** 474122985
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** FOCUSN
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-69701
- **FILM NUMBER:** 23002784

**BUSINESS ADDRESS:**
- **STREET 1:** 333 BUSH STREET
- **STREET 2:** FLOOR 23 SUITE 2300
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94104
- **BUSINESS PHONE:** 732-277-8265

**MAIL ADDRESS:**
- **STREET 1:** 333 BUSH STREET
- **STREET 2:** FLOOR 23 SUITE 2300
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94104

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ESHARES SECURITIES, LLC
- **DATE OF NAME CHANGE:** 20151106

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23002784 for access to the original document.

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