# EDGAR Filing Document

**Accession Number:** 0000917705
**File Stem:** 0001567619-23-000071
**Filing Date:** 2023-1
**Character Count:** 8837
**Document Hash:** f5f015d816371ccaf952c66eaad86214
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001567619-23-000071.hdr.sgml**: 20230103

**ACCESSION NUMBER**: 0001567619-23-000071

**CONFORMED SUBMISSION TYPE**: 4/A

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221228

**FILED AS OF DATE**: 20230103

**DATE AS OF CHANGE**: 20230103

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** GERSHOWITZ DIANE M
- **CENTRAL INDEX KEY:** 0000917705

**FILING VALUES:**
- **FORM TYPE:** 4/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-12604
- **FILM NUMBER:** 23504155
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MARCUS CORP
- **CENTRAL INDEX KEY:** 0000062234
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-MOTION PICTURE THEATERS [7830]
- **IRS NUMBER:** 391139844
- **STATE OF INCORPORATION:** WI
- **FISCAL YEAR END:** 1229

**BUSINESS ADDRESS:**
- **STREET 1:** 100 EAST WISCONSIN AVENUE
- **STREET 2:** SUITE 1900
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202-4125
- **BUSINESS PHONE:** 4142726020

**MAIL ADDRESS:**
- **STREET 1:** 100 EAST WISCONSIN AVENUE
- **STREET 2:** SUITE 1900
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202-4125

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4/A

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>GERSHOWITZ DIANE M<br><sub>(Last) (First) (Middle)</sub><br>THE MARCUS CORPORATION<br>100 E. WISCONSIN AVE., SUITE 1900<br><sub>(Street)</sub><br>MILWAUKEE, WI 53202<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2022-12-28 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>MARCUS CORP [ MCS ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2022-12-29<sup>(1)</sup> |  | A<sup>(2)</sup> |  | 2986<sup>(1)</sup> | A | $0 | 12547<sup>(3)</sup> | D |  |
| Common Stock |  |  |  |  |  |  |  | 200617.223<sup>(3)(4)</sup> | I | By DG-LDJ Holdings, LLC |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Stock Option (right to buy)<sup>(5)</sup> | $14.25 | 2022-12-29<sup>(1)</sup> |  | A |  | 1438<sup>(1)</sup> |  | 2022-12-29 | 2032-12-29 | Common Stock | 1438 | $0 | 1438 | D |  |
| Stock Option (Right to Buy)<sup>(5)</sup> | $13.33 |  |  |  |  |  |  | 2012-05-31 | 2022-05-31 | Common Stock | 500 |  | 500 | D |  |
| Stock Option (Right to Buy)<sup>(5)</sup> | $13.45 |  |  |  |  |  |  | 2013-05-30 | 2023-05-30 | Common Stock | 1000 |  | 1000 | D |  |
| Stock Option (Right to Buy)<sup>(5)</sup> | $16.84 |  |  |  |  |  |  | 2014-05-29 | 2024-05-29 | Common Stock | 1000 |  | 1000 | D |  |
| Stock Option (Right to Buy)<sup>(5)</sup> | $19.65 |  |  |  |  |  |  | 2015-05-28 | 2025-05-28 | Common Stock | 1000 |  | 1000 | D |  |
| Stock Option (Right to Buy)<sup>(5)</sup> | $18.97 |  |  |  |  |  |  | 2015-12-31 | 2025-12-31 | Common Stock | 583 |  | 583 | D |  |
| Stock Option (Right to Buy)<sup>(5)</sup> | $31.55 |  |  |  |  |  |  | 2016-12-29 | 2026-12-29 | Common Stock | 1000 |  | 1000 | D |  |
| Stock Option (Right to Buy)<sup>(5)</sup> | $27.2 |  |  |  |  |  |  | 2017-12-28 | 2027-12-28 | Common Stock | 1000 |  | 1000 | D |  |
| Stock Option (Right to Buy)<sup>(5)</sup> | $38.51 |  |  |  |  |  |  | 2018-12-27 | 2028-12-27 | Common Stock | 1000 |  | 1000 | D |  |
| Stock Option (Right to Buy)<sup>(5)</sup> | $32.60 |  |  |  |  |  |  | 2019-12-26 | 2029-12-26 | Common Stock | 1000 |  | 1000 | D |  |
| Stock Option (Right to Buy)<sup>(5)</sup> | $17.95 |  |  |  |  |  |  | 2021-12-30 | 2031-12-30 | Common Stock | 750 |  | 750 | D |  |
| Class B Common Stock | <sup>(6)</sup> |  |  |  |  |  |  | <sup>(7)</sup> | <sup>(8)</sup> | Common Stock | 19250 |  | 1993283 | I | By DG-LDJ Holdings, LLC |
| Class B Common Stock | <sup>(6)</sup> |  |  |  |  |  |  | <sup>(7)</sup> | <sup>(8)</sup> | Common Stock | 7465 |  | 7465 | D |  |
| Class B Common Stock | <sup>(6)</sup> |  |  |  |  |  |  | <sup>(7)</sup> | <sup>(8)</sup> | Common Stock | 131506 |  | 131506 | I | As Trustee<sup>(9)</sup> |
| Class B Common Stock | <sup>(6)</sup> |  |  |  |  |  |  | <sup>(7)</sup> | <sup>(8)</sup> | Common Stock | 50845 |  | 50845 | I | By Trust<sup>(10)</sup> |

---

### Footnotes:

(1) The Form 4 filed on December 30, 2022 incorrectly reported the awards of restricted stock and stock options on December 28, 2022. The awards did not take place until December 29, 2022. Additionally, the award values were incorrect and have been updated to reflect the correct values.

(2) Restricted stock granted December 29, 2022 vests and becomes exercisable as follows: 50% after 2nd anniversary of date of grant and 100% after 4th anniversary of date of grant.

(3) Shares previously held by the reporting person directly were transferred to DG-LDJ Holdings, LLC in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.

(4) Includes shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).

(5) Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.

(6) This security is convertible into common stock on a 1-for-1 basis at no cost.

(7) This security is immediately exercisable.

(8) No expiration date.

(9) As trustee for brother's children.

(10) By the Ben and Celia Marcus 1992 Revocable Trust F/B/O Diane M. Gershowitz.

**Signature:** /s/ Steven R. Barth, Attorney-in-Fact for Diane M. Gershowitz  
**Date:** 2023-01-03

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**