# EDGAR Filing Document

**Accession Number:** 0001597506
**File Stem:** 0001597506-23-000001
**Filing Date:** 2023-2
**Character Count:** 32605
**Document Hash:** 4ea1060800fba7b71e9f7f5e85338ce9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001597506-23-000001.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0001597506-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230213

**EFFECTIVENESS DATE**: 20230213

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Warberg Asset Management LLC
- **CENTRAL INDEX KEY:** 0001597506
- **IRS NUMBER:** 264016610
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20991
- **FILM NUMBER:** 23615189

**BUSINESS ADDRESS:**
- **STREET 1:** 716 OAK STREET
- **CITY:** WINNETKA
- **STATE:** IL
- **ZIP:** 60093
- **BUSINESS PHONE:** 847-418-8333

**MAIL ADDRESS:**
- **STREET 1:** 716 OAK STREET
- **CITY:** WINNETKA
- **STATE:** IL
- **ZIP:** 60093

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Warberg Asset Management LLC<br>**Address:** 716 OAK STREET<br>WINNETKA, IL 60093

**Form 13F File Number:** 028-20991

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Daniel I Warsh<br>**Title:** Managing Member<br>**Phone:** 4802069849

**Signature, Place, and Date of Signing:**

Daniel Warsh  Winnetka IL., IL  02-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 271

**Form 13F Information Table Value Total:** $638376804

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| SAB BIOTHERAPEUTICS INC | COM | 78397T103 |  | 218518 | 370370 | SH |  | SOLE |  | 370370 | 0 | 0 |
| PALISADE BIO INC | COM | 696389204 |  | 136843 | 26316 | SH |  | SOLE |  | 26316 | 0 | 0 |
| AURORA INNOVATION INC | *W EXP 11/03/202 | 051774115 |  | 9114 | 70109 | SH |  | SOLE |  | 70109 | 0 | 0 |
| EXXON MOBIL CORP | CALL | 30231G902 |  | 1875100 | 17000 | SH | Call | SOLE |  | 17000 | 0 | 0 |
| SELECT SECTOR SPDR TR | PUT | 81369Y956 |  | 437350 | 5000 | SH | Put | SOLE |  | 5000 | 0 | 0 |
| WORKSPORT LTD | *W EXP 06/01/202 | 98139Q118 |  | 2094 | 14960 | SH |  | SOLE |  | 14960 | 0 | 0 |
| WINDTREE THERAPEUTICS INC | COM | 97382D303 |  | 4263 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| WEARABLE DEVICES LTD | W EXP 09/14/202 | M97838110 |  | 11631 | 95965 | SH |  | SOLE |  | 95965 | 0 | 0 |
| VISION SENSING ACQUISITION C | CLASS A COM | 92838J103 |  | 413844 | 40043 | SH |  | SOLE |  | 40043 | 0 | 0 |
| VIRPAX PHARMACEUTICALS INC | COM | 928251107 |  | 10561 | 17012 | SH |  | SOLE |  | 17012 | 0 | 0 |
| VIRIOS THERAPEUTICS INC | COM | 92829J104 |  | 37760 | 160000 | SH |  | SOLE |  | 160000 | 0 | 0 |
| VICARIOUS SURGICAL INC | *W EXP 08/05/202 | 92561V117 |  | 19040 | 112000 | SH |  | SOLE |  | 112000 | 0 | 0 |
| VERSUS SYSTEMS INC | *W EXP 12/17/202 | 92535P147 |  | 12721 | 443244 | SH |  | SOLE |  | 443244 | 0 | 0 |
| VANECK ETF TRUST | INVESTMENT GRD | 92189F486 |  | 249944 | 10046 | SH |  | SOLE |  | 10046 | 0 | 0 |
| VALUENCE MERGER CORP I | CLASS A ORD SHS | G9R16L100 |  | 365252 | 35205 | SH |  | SOLE |  | 35205 | 0 | 0 |
| UNITED STS NAT GAS FD LP | CALL | 912318900 |  | 423000 | 30000 | SH | Call | SOLE |  | 30000 | 0 | 0 |
| TWIN VEE POWERCATS CO | COM | 90177C101 |  | 37881 | 20700 | SH |  | SOLE |  | 20700 | 0 | 0 |
| TESLA INC | NOTE   2.000% 5/1 | 88160RAG6 |  | 827398 | 139000 | PRN |  | SOLE |  | 0 | 0 | 139000 |
| TESLA INC | CALL | 88160R901 |  | 443448 | 3600 | SH | Call | SOLE |  | 3600 | 0 | 0 |
| TROIKA MEDIA GROUP INC | COM | 89689F305 |  | 5233 | 44999 | SH |  | SOLE |  | 44999 | 0 | 0 |
| ISHARES TR | PUT | 464287952 |  | 1294280 | 13000 | SH | Put | SOLE |  | 13000 | 0 | 0 |
| TERADYNE INC | NOTE   1.250%12/1 | 880770AG7 |  | 19862319 | 7179000 | PRN |  | SOLE |  | 0 | 0 | 7179000 |
| TC BIOPHARM HOLDINGS PLC | *W EXP 02/08/202 | 87807D111 |  | 10937 | 86667 | SH |  | SOLE |  | 86667 | 0 | 0 |
| TALKSPACE INC | *W EXP 06/21/202 | 87427V111 |  | 38013 | 521442 | SH |  | SOLE |  | 521442 | 0 | 0 |
| SYSTEM1 INC | *W EXP 99/99/999 | 87200P117 |  | 8070 | 17400 | SH |  | SOLE |  | 17400 | 0 | 0 |
| SOUTHWESTERN ENERGY CO | CALL | 845467909 |  | 219960 | 37600 | SH | Call | SOLE |  | 37600 | 0 | 0 |
| SURGEPAYS INC | *W EXP 10/22/202 | 86882L113 |  | 2695664 | 1147091 | SH |  | SOLE |  | 1147091 | 0 | 0 |
| STRAN  COMPANY INC | *W EXP 11/01/202 | 86260J110 |  | 19453 | 168494 | SH |  | SOLE |  | 168494 | 0 | 0 |
| STEREOTAXIS INC | COM NEW | 85916J409 |  | 20600 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| SPDR S 500 ETF TR | PUT | 78462F953 |  | 283724817 | 741900 | SH | Put | SOLE |  | 741900 | 0 | 0 |
| SPDR S 500 ETF TR | CALL | 78462F903 |  | 1147290 | 3000 | SH | Call | SOLE |  | 3000 | 0 | 0 |
| SPREE ACQUISITION CORP 1 LTD | *W EXP 12/22/202 | G83745128 |  | 1900 | 47154 | SH |  | SOLE |  | 47154 | 0 | 0 |
| SPREE ACQUISITION CORP 1 LTD | CL A ORD SHS | G83745102 |  | 181735 | 17713 | SH |  | SOLE |  | 17713 | 0 | 0 |
| SPLASH BEVERAGE GROUP INC | *W EXP 06/15/202 | 84862C112 |  | 68096 | 453974 | SH |  | SOLE |  | 453974 | 0 | 0 |
| SPDR SER TR | BLOOMBERG INVT | 78468R200 |  | 230964 | 7600 | SH |  | SOLE |  | 7600 | 0 | 0 |
| SOUTH JERSEY INDS INC | UNIT 04/01/2024 | 838518306 |  | 10705002 | 155100 | SH |  | SOLE |  | 155100 | 0 | 0 |
| SNAIL INC | CLASS A COM | 83301J100 |  | 19110 | 13000 | SH |  | SOLE |  | 13000 | 0 | 0 |
| G SQUARED ASCEND I INC | SHS CL A | G4204R109 |  | 404200 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| FTI CONSULTING INC | NOTE   2.000% 8/1 | 302941AP4 |  | 7941095 | 5024000 | PRN |  | SOLE |  | 0 | 0 | 5024000 |
| FISKER INC | PUT | 33813J956 |  | 1485261 | 204300 | SH | Put | SOLE |  | 204300 | 0 | 0 |
| FORAFRIC GLOBAL PLC | W EXP 06/09/202 | X3R81D110 |  | 7140 | 10500 | SH |  | SOLE |  | 10500 | 0 | 0 |
| FINTECH ECOSYSTEM DEVE | CLASS A COM | 318136108 |  | 170232 | 16608 | SH |  | SOLE |  | 16608 | 0 | 0 |
| FINANCIAL STRATEGIES ACQUISI | *W EXP 03/31/202 | 31772T115 |  | 1200 | 80000 | SH |  | SOLE |  | 80000 | 0 | 0 |
| FGI INDUSTRIES LTD | *W EXP 01/21/202 | G3302D111 |  | 52062 | 121074 | SH |  | SOLE |  | 121074 | 0 | 0 |
| FG MERGER CORP | W EXP 06/17/202 | 30324Y119 |  | 1448 | 16546 | SH |  | SOLE |  | 16546 | 0 | 0 |
| FG MERGER CORP | COMMON STOCK | 30324Y101 |  | 225425 | 22068 | SH |  | SOLE |  | 22068 | 0 | 0 |
| FEUTUNE LIGHT ACQUISITION CO | W EXP 06/01/202 | 31561T110 |  | 624 | 20796 | SH |  | SOLE |  | 20796 | 0 | 0 |
| FEUTUNE LIGHT ACQUISITION CO | CL A COM | 31561T102 |  | 253233 | 24900 | SH |  | SOLE |  | 24900 | 0 | 0 |
| FAT PROJECTS ACQUISITION COR | *W EXP 08/31/202 | G3400W110 |  | 2125 | 85000 | SH |  | SOLE |  | 85000 | 0 | 0 |
| EVGO INC | *W EXP 07/01/202 | 30052F118 |  | 17337 | 25500 | SH |  | SOLE |  | 25500 | 0 | 0 |
| EVERGREEN CORPORATION | CLASS A ORD SHS | G3312W109 |  | 212138 | 20636 | SH |  | SOLE |  | 20636 | 0 | 0 |
| ETSY INC | NOTE   0.125%10/0 | 29786AAJ5 |  | 4548063 | 2939000 | PRN |  | SOLE |  | 0 | 0 | 2939000 |
| ESPORTS ENTMT GROUP INC | COM | 29667K306 |  | 10657 | 135756 | SH |  | SOLE |  | 135756 | 0 | 0 |
| ENPHASE ENERGY INC | NOTE          3/0 | 29355AAK3 |  | 90120 | 77000 | PRN |  | SOLE |  | 0 | 0 | 77000 |
| ENERGEM CORP | *W EXP 11/15/202 | G30449121 |  | 7110 | 90000 | SH |  | SOLE |  | 90000 | 0 | 0 |
| EMBRACE CHANGE ACQUISITN COR | W EXP 10/25/202 | G3034H125 |  | 406 | 12500 | SH |  | SOLE |  | 12500 | 0 | 0 |
| ELLIOTT OPPORTUNITY II CORP | SHS CL A | G30092103 |  | 100800 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| ELANCO ANIMAL HEALTH INC | UNIT 02/01/2023T | 28414H202 |  | 691948 | 35430 | SH |  | SOLE |  | 35430 | 0 | 0 |
| EF HUTTON ACQUISITION CORP I | W EXP 11/18/202 | 28201D117 |  | 160 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| EF HUTTON ACQUISITION CORP I | RIGHT 11/18/2027 | 28201D125 |  | 1656 | 13246 | SH |  | SOLE |  | 13246 | 0 | 0 |
| EF HUTTON ACQUISITION CORP I | COM | 28201D109 |  | 133296 | 13303 | SH |  | SOLE |  | 13303 | 0 | 0 |
| EDIBLE GARDEN AG INC | W EXP 04/18/202 | 28059P113 |  | 1464 | 103861 | SH |  | SOLE |  | 103861 | 0 | 0 |
| EAST RES ACQUISITION CO | COM CL A | 274681105 |  | 221579 | 21809 | SH |  | SOLE |  | 21809 | 0 | 0 |
| DIRECT DIGITAL HOLDINGS INC | *W EXP 02/15/202 | 25461T113 |  | 48840 | 62616 | SH |  | SOLE |  | 62616 | 0 | 0 |
| DICKS SPORTING GOODS INC | NOTE   3.250% 4/1 | 253393AD4 |  | 17504175 | 4664000 | PRN |  | SOLE |  | 0 | 0 | 4664000 |
| DEXCOM INC | NOTE   0.750%12/0 | 252131AH0 |  | 300690 | 109000 | PRN |  | SOLE |  | 0 | 0 | 109000 |
| DERMATA THERAPEUTICS INC | *W EXP 08/13/202 | 249845116 |  | 1214 | 60711 | SH |  | SOLE |  | 60711 | 0 | 0 |
| DENALI CAPITAL ACQUISITN COR | CLASS A ORD | G6256B106 |  | 179550 | 17500 | SH |  | SOLE |  | 17500 | 0 | 0 |
| DATA STORAGE CORP | *W EXP 05/13/202 | 23786R110 |  | 16797 | 105312 | SH |  | SOLE |  | 105312 | 0 | 0 |
| COMERA LIFE SCIENCES HLDGS I | W EXP 03/15/202 | 20037C116 |  | 14569 | 305440 | SH |  | SOLE |  | 305440 | 0 | 0 |
| COLLIERS INTL GROUP INC | NOTE   4.000% 6/0 | 194693AB3 |  | 3348750 | 2000000 | PRN |  | SOLE |  | 0 | 0 | 2000000 |
| COLISEUM ACQUISITION CORP | CLASS A ORD SHS | G2263T123 |  | 150600 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| CLEVER LEAVES HOLDINGS INC | *W EXP 12/18/202 | 186760112 |  | 873 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| CINGULATE INC | *W EXP 12/03/202 | 17248W113 |  | 26419 | 110032 | SH |  | SOLE |  | 110032 | 0 | 0 |
| CIIG CAPITAL PARTNERS II INC | COM CL A | 12561U109 |  | 203800 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| CHESAPEAKE ENERGY CORP | *W EXP 02/09/202 | 165167180 |  | 334814 | 4328 | SH |  | SOLE |  | 4328 | 0 | 0 |
| CHESAPEAKE ENERGY CORP | *W EXP 02/09/202 | 165167164 |  | 202248 | 2402 | SH |  | SOLE |  | 2402 | 0 | 0 |
| CELULARITY INC | *W EXP 05/24/202 | 151190113 |  | 1456 | 18200 | SH |  | SOLE |  | 18200 | 0 | 0 |
| CEA INDUSTRIES INC | *W EXP 02/11/202 | 86887P119 |  | 23769 | 264095 | SH |  | SOLE |  | 264095 | 0 | 0 |
| CASTELLUM INC | COM NEW | 14838T204 |  | 25200 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| CANOO INC | *W EXP 12/21/202 | 13803R110 |  | 9660 | 42000 | SH |  | SOLE |  | 42000 | 0 | 0 |
| CANNA GLOBAL ACQUISITION COR | *W EXP 11/30/202 | 13767K119 |  | 1577 | 90100 | SH |  | SOLE |  | 90100 | 0 | 0 |
| CALLAWAY GOLF COMPANY | NOTE   2.750% 5/0 | 131193AE4 |  | 116188 | 89000 | PRN |  | SOLE |  | 0 | 0 | 89000 |
| BEYOND MEAT INC | PUT | 08862E959 |  | 209270 | 17000 | SH | Put | SOLE |  | 17000 | 0 | 0 |
| BUZZFEED INC | *W EXP 12/03/202 | 12430A110 |  | 1771 | 44284 | SH |  | SOLE |  | 44284 | 0 | 0 |
| PEABODY ENGR CORP | CALL | 704551900 |  | 501980 | 19000 | SH | Call | SOLE |  | 19000 | 0 | 0 |
| BT BRANDS INC | *W EXP 11/12/202 | 0557MQ115 |  | 11218 | 74786 | SH |  | SOLE |  | 74786 | 0 | 0 |
| BRUUSH ORAL CARE INC | W EXP 08/03/202 | 11750K120 |  | 876 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| BOXED INC | *W EXP 12/08/202 | 103174116 |  | 2793 | 71618 | SH |  | SOLE |  | 71618 | 0 | 0 |
| BONE BIOLOGICS CORP | *W EXP 10/13/202 | 098070113 |  | 1215 | 41100 | SH |  | SOLE |  | 41100 | 0 | 0 |
| BONE BIOLOGICS CORP | COM NEW | 098070303 |  | 6291 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| BIOAFFINITY TECHNOLOGIES INC | W EXP 09/07/202 | 09076W117 |  | 8159 | 19426 | SH |  | SOLE |  | 19426 | 0 | 0 |
| BANYAN ACQUISITION CORPORATI | CL A COM | 06690B107 |  | 153150 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| BANNIX ACQUISITION CORP | *W EXP 07/31/202 | 066644113 |  | 1500 | 85700 | SH |  | SOLE |  | 85700 | 0 | 0 |
| BANNIX ACQUISITION CORP | COM | 066644105 |  | 228825 | 22500 | SH |  | SOLE |  | 22500 | 0 | 0 |
| AURA FAT PROJS ACQUISITION C | CLASS A ORD | G06362100 |  | 256375 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| AUDDIA INC | *W EXP 10/17/202 | 05072K115 |  | 2231 | 12768 | SH |  | SOLE |  | 12768 | 0 | 0 |
| ATLAS AIR WORLDWIDE HLDGS IN | NOTE   1.875% 6/0 | 049164BJ4 |  | 11103013 | 6651000 | PRN |  | SOLE |  | 0 | 0 | 6651000 |
| ATHERSYS INC NEW | COM NEW | 04744L205 |  | 14095 | 16780 | SH |  | SOLE |  | 16780 | 0 | 0 |
| ASSURE HLDGS CORP | COM NEW | 04625J204 |  | 5206 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| ASPIRA WOMENS HEALTH INC | COM | 04537Y109 |  | 5100 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| ASP ISOTOPES INC | COM | 00218A105 |  | 23460 | 14848 | SH |  | SOLE |  | 14848 | 0 | 0 |
| ARQIT QUANTUM INC | *W EXP 11/02/202 | G0567U119 |  | 12421 | 24355 | SH |  | SOLE |  | 24355 | 0 | 0 |
| AROGO CAPITAL ACQUISITION CO | *W EXP 03/23/202 | 042644112 |  | 5175 | 90000 | SH |  | SOLE |  | 90000 | 0 | 0 |
| ARIES I ACQUISITION CORP | CLASS A ORD SHS | G0542N107 |  | 423916 | 41237 | SH |  | SOLE |  | 41237 | 0 | 0 |
| APTOSE BIOSCIENCES INC | COM NEW | 03835T200 |  | 6670 | 11500 | SH |  | SOLE |  | 11500 | 0 | 0 |
| APPTECH PMTS CORP | *W EXP 12/17/202 | 03834B127 |  | 29598 | 205831 | SH |  | SOLE |  | 205831 | 0 | 0 |
| ANTHEM INC | NOTE   2.750%10/1 | 94973VBG1 |  | 4070251 | 556000 | PRN |  | SOLE |  | 0 | 0 | 556000 |
| ANGHAMI INC | *W EXP 02/03/202 | G0369L119 |  | 1063 | 40409 | SH |  | SOLE |  | 40409 | 0 | 0 |
| AMPRIUS TECHNOLOGIES INC | CALL | 03214Q908 |  | 317200 | 40000 | SH | Call | SOLE |  | 40000 | 0 | 0 |
| AMPRIUS TECHNOLOGIES INC | W EXP 09/14/202 | 03214Q116 |  | 93861 | 319068 | SH |  | SOLE |  | 319068 | 0 | 0 |
| AMPCO-PITTSBURG CORP | *W EXP 08/01/202 | 032037111 |  | 13262 | 84200 | SH |  | SOLE |  | 84200 | 0 | 0 |
| AMESITE INC | COM | 031094105 |  | 7765 | 44348 | SH |  | SOLE |  | 44348 | 0 | 0 |
| AMERICAN REBEL HOLDINGS INC | *W EXP 01/20/202 | 02919L117 |  | 4517 | 130921 | SH |  | SOLE |  | 130921 | 0 | 0 |
| ALPHA TAU MEDICAL LTD | *W EXP 03/07/202 | M0740A116 |  | 5727 | 22900 | SH |  | SOLE |  | 22900 | 0 | 0 |
| ALPHA STAR ACQUISITION CORP | *W EXP 12/13/202 | G0230C116 |  | 1192 | 80000 | SH |  | SOLE |  | 80000 | 0 | 0 |
| ALPHA STAR ACQUISITION CORP | ORDINARY SHARES | G0230C108 |  | 216411 | 21103 | SH |  | SOLE |  | 21103 | 0 | 0 |
| ALLEGO N V | *W EXP 03/16/202 | N0796A118 |  | 2250 | 22500 | SH |  | SOLE |  | 22500 | 0 | 0 |
| ALLEGHENY TECHNOLOGIES INC | NOTE   3.500% 6/1 | 01741RAK8 |  | 6048735 | 3000000 | PRN |  | SOLE |  | 0 | 0 | 3000000 |
| AKAMAI TECHNOLOGIES INC | NOTE   0.125% 5/0 | 00971TAJ0 |  | 2450500 | 2320000 | PRN |  | SOLE |  | 0 | 0 | 2320000 |
| AINOS INC | W EXP 07/29/202 | 00902F113 |  | 8670 | 34695 | SH |  | SOLE |  | 34695 | 0 | 0 |
| AIMFINITY INVESTMENT CORP I | UNIT 04/21/2027 | G0135E142 |  | 200800 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| AGRIFORCE GROWING SYSTEMS LT | *W EXP 02/01/202 | C00948114 |  | 5496 | 60401 | SH |  | SOLE |  | 60401 | 0 | 0 |
| AGILE THERAPEUTICS INC | COM NEW | 00847L209 |  | 3973 | 17500 | SH |  | SOLE |  | 17500 | 0 | 0 |
| ALAMOS GOLD INC NEW | CALL | 011532908 |  | 252750 | 25000 | SH | Call | SOLE |  | 25000 | 0 | 0 |
| AESTHER HEALTHCARE ACQSTN CO | CLASS A COM | 00809L106 |  | 351614 | 33809 | SH |  | SOLE |  | 33809 | 0 | 0 |
| ACRI CAPITAL ACQUISITION COR | COM CL A | 00501A101 |  | 451724 | 44200 | SH |  | SOLE |  | 44200 | 0 | 0 |
| ACLARION INC | W EXP 04/21/202 | 655187110 |  | 4440 | 28647 | SH |  | SOLE |  | 28647 | 0 | 0 |
| ACCRETION ACQUISITION CORP | *W EXP 03/01/202 | 00438Y115 |  | 1633 | 87348 | SH |  | SOLE |  | 87348 | 0 | 0 |
| APPLE INC | PUT | 037833950 |  | 3248250 | 25000 | SH | Put | SOLE |  | 25000 | 0 | 0 |
| 26 CAPITAL ACQUISITION CORP | COM CL A | 90138P100 |  | 561773 | 55429 | SH |  | SOLE |  | 55429 | 0 | 0 |
| ZIVO BIOSCIENCE INC | *W EXP 05/14/202 | 98978N119 |  | 41091 | 86508 | SH |  | SOLE |  | 86508 | 0 | 0 |
| FREEPORT-MCMORAN INC | CALL | 35671D907 |  | 380000 | 10000 | SH | Call | SOLE |  | 10000 | 0 | 0 |
| ACTIVISION BLIZZARD INC | CALL | 00507V909 |  | 3345235 | 43700 | SH | Call | SOLE |  | 43700 | 0 | 0 |
| ISHARES SILVER TR | CALL | 46428Q909 |  | 660600 | 30000 | SH | Call | SOLE |  | 30000 | 0 | 0 |
| SILICON LABORATORIES INC | NOTE   0.625% 6/1 | 826919AD4 |  | 1939755 | 1545000 | PRN |  | SOLE |  | 0 | 0 | 1545000 |
| SHARPS TECHNOLOGY INC | W EXP 04/13/202 | 82003F119 |  | 5054 | 38847 | SH |  | SOLE |  | 38847 | 0 | 0 |
| SHAPEWAYS HOLDINGS INC | *W EXP 10/31/202 | 81947T110 |  | 248 | 14668 | SH |  | SOLE |  | 14668 | 0 | 0 |
| SELINA HOSPITALITY PLC | W EXP 10/27/202 | G8059B119 |  | 14670 | 183376 | SH |  | SOLE |  | 183376 | 0 | 0 |
| SEASTAR MEDICAL HOLDING CORP | W EXP 10/28/202 | 81256L112 |  | 31609 | 351211 | SH |  | SOLE |  | 351211 | 0 | 0 |
| STARBUCKS CORP | PUT | 855244959 |  | 992000 | 10000 | SH | Put | SOLE |  | 10000 | 0 | 0 |
| SAVERONE 2014 LTD | W EXP 05/04/202 | 80516T113 |  | 19411 | 194497 | SH |  | SOLE |  | 194497 | 0 | 0 |
| CASSAVA SCIENCES INC | PUT | 14817C957 |  | 354480 | 12000 | SH | Put | SOLE |  | 12000 | 0 | 0 |
| SEABRIDGE GOLD INC | CALL | 811916905 |  | 138380 | 11000 | SH | Call | SOLE |  | 11000 | 0 | 0 |
| ROGERS CORP | CALL | 775133901 |  | 954720 | 8000 | SH | Call | SOLE |  | 8000 | 0 | 0 |
| RH | NOTE          6/1 | 74967XAA1 |  | 33114 | 24000 | PRN |  | SOLE |  | 0 | 0 | 24000 |
| RH | NOTE          9/1 | 74967XAD5 |  | 346751 | 250000 | PRN |  | SOLE |  | 0 | 0 | 250000 |
| REPUBLIC FIRST BANCORP INC | COM | 760416107 |  | 32250 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| RAMBUS INC DEL | NOTE   1.375% 2/0 | 750917AG1 |  | 1790476 | 946000 | PRN |  | SOLE |  | 0 | 0 | 946000 |
| RAIL VISION LTD | *W EXP 03/27/202 | M8186D114 |  | 4163 | 59563 | SH |  | SOLE |  | 59563 | 0 | 0 |
| INVESCO QQQ TR | PUT | 46090E953 |  | 3994200 | 15000 | SH | Put | SOLE |  | 15000 | 0 | 0 |
| PYXIS TANKERS INC | *W EXP 09/15/202 | Y71726122 |  | 446389 | 333126 | SH |  | SOLE |  | 333126 | 0 | 0 |
| PYXIS TANKERS INC | 7.75% CNV PFD A | Y71726114 |  | 721579 | 29910 | SH |  | SOLE |  | 29910 | 0 | 0 |
| PURE STORAGE INC | NOTE   0.125% 4/1 | 74624MAB8 |  | 5405208 | 5000000 | PRN |  | SOLE |  | 0 | 0 | 5000000 |
| PROTAGENIC THERAPEUTICS INC | *W EXP 04/13/202 | 74365N111 |  | 7265 | 177196 | SH |  | SOLE |  | 177196 | 0 | 0 |
| PROTAGENIC THERAPEUTICS INC | COM | 74365N103 |  | 8000 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| PROGRESS ACQUISITION CORP | COM CL A | 74327P105 |  | 171906 | 16970 | SH |  | SOLE |  | 16970 | 0 | 0 |
| PRIME NO ACQUISITION I CORP | W EXP 07/31/202 | 74168P115 |  | 888 | 13658 | SH |  | SOLE |  | 13658 | 0 | 0 |
| PRIME NO ACQUISITION I CORP | COM CL A | 74168P107 |  | 410677 | 40421 | SH |  | SOLE |  | 40421 | 0 | 0 |
| PONO CAP TWO INC | COM CL A | 73245B107 |  | 186150 | 18250 | SH |  | SOLE |  | 18250 | 0 | 0 |
| PONO CAPITAL CORP | CLASS A COM | 732450101 |  | 334830 | 31919 | SH |  | SOLE |  | 31919 | 0 | 0 |
| 1847 GOEDEKER INC | *W EXP 06/02/202 | 28252C117 |  | 61849 | 773118 | SH |  | SOLE |  | 773118 | 0 | 0 |
| PLUTONIAN ACQUISITION CORP | UNIT 10/26/2027 | 72942P203 |  | 159264 | 15800 | SH |  | SOLE |  | 15800 | 0 | 0 |
| PLUS THERAPEUTICS INC | COM NEW | 72941H400 |  | 3170 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| PLUG PWR INC | NOTE   3.750% 6/0 | 72919PAD5 |  | 8852966 | 3535000 | PRN |  | SOLE |  | 0 | 0 | 3535000 |
| PIONEER NAT RES CO | NOTE   0.250% 5/1 | 723787AP2 |  | 41090996 | 17638000 | PRN |  | SOLE |  | 0 | 0 | 17638000 |
| PINE TECHNOLOGY ACQUISITN CO | CLASS A COM | 722850104 |  | 175545 | 17502 | SH |  | SOLE |  | 17502 | 0 | 0 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 305815 | 3100 | SH |  | SOLE |  | 3100 | 0 | 0 |
| PETVIVO HLDGS INC | *W EXP 08/13/202 | 716817119 |  | 60736 | 221977 | SH |  | SOLE |  | 221977 | 0 | 0 |
| PEPPERLIME HEALTH ACQUSTN CO | CLASS A ORD SHS | G70021103 |  | 144329 | 14136 | SH |  | SOLE |  | 14136 | 0 | 0 |
| PEAK BIO INC | W EXP 10/26/202 | 70470P116 |  | 20522 | 101345 | SH |  | SOLE |  | 101345 | 0 | 0 |
| PASITHEA THERAPEUTICS CORP | *W EXP 08/12/202 | 70261F111 |  | 9554 | 289968 | SH |  | SOLE |  | 289968 | 0 | 0 |
| PARSONS CORP DEL | NOTE   0.250% 8/1 | 70202LAB8 |  | 3566063 | 3126000 | PRN |  | SOLE |  | 0 | 0 | 3126000 |
| PALO ALTO NETWORKS INC | NOTE   0.750% 7/0 | 697435AD7 |  | 9573455 | 6053000 | PRN |  | SOLE |  | 0 | 0 | 6053000 |
| PAGAYA TECHNOLOGIES LTD | W EXP 09/01/202 | M7S64L107 |  | 11790 | 124231 | SH |  | SOLE |  | 124231 | 0 | 0 |
| OXBRIDGE ACQUISITION CORP | COM CL A | G6855L109 |  | 209000 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| OPTIMUMBANK HLDGS INC | COM | 68401P403 |  | 362407 | 88608 | SH |  | SOLE |  | 88608 | 0 | 0 |
| ONFOLIO HOLDINGS INC | W EXP 01/02/202 | 68277K124 |  | 67711 | 282128 | SH |  | SOLE |  | 282128 | 0 | 0 |
| ON SEMICONDUCTOR CORP | NOTE   1.625%10/1 | 682189AP0 |  | 32090385 | 10659000 | PRN |  | SOLE |  | 0 | 0 | 10659000 |
| OCCIDENTAL PETE CORP | *W EXP 08/03/202 | 674599162 |  | 45871924 | 1115447 | SH |  | SOLE |  | 1115447 | 0 | 0 |
| INVITAE CORP | CALL | 46185L903 |  | 18600 | 10000 | SH | Call | SOLE |  | 10000 | 0 | 0 |
| ENVISTA HOLDINGS CORPORATION | NOTE   2.375% 6/0 | 29415FAB0 |  | 5404098 | 3206000 | PRN |  | SOLE |  | 0 | 0 | 3206000 |
| NUSCALE PWR CORP | W EXP 05/02/202 | 67079K118 |  | 120293 | 75656 | SH |  | SOLE |  | 75656 | 0 | 0 |
| NRG ENERGY INC | DBCV   2.750% 6/0 | 629377CG5 |  | 26809 | 27000 | PRN |  | SOLE |  | 0 | 0 | 27000 |
| NORTHVIEW ACQUISITION CORP | *W EXP 08/02/202 | 66718N111 |  | 3325 | 77770 | SH |  | SOLE |  | 77770 | 0 | 0 |
| NOBLE ROCK ACQUISITION CORP | CL A SHS | G6546R101 |  | 215372 | 21324 | SH |  | SOLE |  | 21324 | 0 | 0 |
| NICE SYS INC | NOTE   1.250% 1/1 | 65366HAB9 |  | 1853763 | 804000 | PRN |  | SOLE |  | 0 | 0 | 804000 |
| NEXTPLAT CORP | *W EXP 06/02/202 | 68557F118 |  | 74555 | 120289 | SH |  | SOLE |  | 120289 | 0 | 0 |
| NEXTNAV INC | *W EXP 10/28/202 | 65345N114 |  | 3725 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| NEXGEL INC | *W EXP 12/01/202 | 65344E115 |  | 1500 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| NEXALIN TECHNOLOGY INC | W EXP 09/15/202 | 65345B110 |  | 33297 | 166483 | SH |  | SOLE |  | 166483 | 0 | 0 |
| NEWBURY STREET ACQUISITN COR | COM | 65101L104 |  | 207507 | 20730 | SH |  | SOLE |  | 20730 | 0 | 0 |
| NEW ENGLAND RLTY ASSOC LTD P | DEPOSITRY RCPT | 644206104 |  | 1791912 | 25264 | SH |  | SOLE |  | 25264 | 0 | 0 |
| NEUROSENSE THERAPEUTICS LTD | *W EXP 11/09/202 | M74240116 |  | 14380 | 79668 | SH |  | SOLE |  | 79668 | 0 | 0 |
| NEUROCRINE BIOSCIENCES INC | NOTE   2.250% 5/1 | 64125CAD1 |  | 64893 | 41000 | PRN |  | SOLE |  | 0 | 0 | 41000 |
| NETCAPITAL INC | W EXP 07/12/202 | 64113L111 |  | 31290 | 105000 | SH |  | SOLE |  | 105000 | 0 | 0 |
| NEOVOLTA INC | W EXP 04/01/202 | 640655114 |  | 34482 | 38527 | SH |  | SOLE |  | 38527 | 0 | 0 |
| NAVIDEA BIOPHARMACEUTICALS I | COM NEW | 63937X202 |  | 33863 | 161250 | SH |  | SOLE |  | 161250 | 0 | 0 |
| MICROSTRATEGY INC | PUT | 594972958 |  | 424710 | 3000 | SH | Put | SOLE |  | 3000 | 0 | 0 |
| MONTEREY CAP ACQUISITION COR | CLASS A COM | 61244M109 |  | 357757 | 35740 | SH |  | SOLE |  | 35740 | 0 | 0 |
| MOBIV ACQUISITION CORP | CLASS A COM | 60742N106 |  | 233870 | 22750 | SH |  | SOLE |  | 22750 | 0 | 0 |
| MOBIQUITY TECHNOLOGIES INC | *W EXP 12/03/202 | 60743F128 |  | 4029 | 50368 | SH |  | SOLE |  | 50368 | 0 | 0 |
| MOBILICOM LTD | W EXP 08/31/202 | 60742B110 |  | 14010 | 127366 | SH |  | SOLE |  | 127366 | 0 | 0 |
| MIRION TECHNOLOGIES INC | *W EXP 10/20/202 | 60471A119 |  | 33708 | 30096 | SH |  | SOLE |  | 30096 | 0 | 0 |
| MIDDLEBY CORP | NOTE   1.000% 9/0 | 596278AB7 |  | 4427524 | 3761000 | PRN |  | SOLE |  | 0 | 0 | 3761000 |
| MICROCLOUD HOLOGRAM INC | W EXP 01/31/202 | G55032125 |  | 22097 | 315673 | SH |  | SOLE |  | 315673 | 0 | 0 |
| MICROCHIP TECHNOLOGY INC. | NOTE   1.625% 2/1 | 595017AF1 |  | 950364 | 476000 | PRN |  | SOLE |  | 0 | 0 | 476000 |
| MICROCHIP TECHNOLOGY INC. | NOTE   1.625% 2/1 | 595017AD6 |  | 9858874 | 3179000 | PRN |  | SOLE |  | 0 | 0 | 3179000 |
| MEDICENNA THERAPEUTICS CORP | COM | 58490H107 |  | 9160 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| ALLSCRIPTS HEALTHCARE SOLUTI | NOTE   0.875% 1/0 | 01988PAF5 |  | 7155551 | 5011000 | PRN |  | SOLE |  | 0 | 0 | 5011000 |
| MCDONALDS CORP | PUT | 580135951 |  | 1317650 | 5000 | SH | Put | SOLE |  | 5000 | 0 | 0 |
| MAXPRO CAPITAL ACQUISITN COR | CLASS A COM | 57778T106 |  | 170961 | 16502 | SH |  | SOLE |  | 16502 | 0 | 0 |
| MARIS TECH LTD | *W EXP 02/04/202 | M68057112 |  | 22324 | 223236 | SH |  | SOLE |  | 223236 | 0 | 0 |
| MARATHON DIGITAL HOLDINGS IN | PUT | 565788956 |  | 54378 | 15900 | SH | Put | SOLE |  | 15900 | 0 | 0 |
| MARATHON DIGITAL HOLDINGS IN | CALL | 565788906 |  | 111150 | 32500 | SH | Call | SOLE |  | 32500 | 0 | 0 |
| MALACCA STRAITS ACQUISITION | COM CL A | G5859B117 |  | 315531 | 30889 | SH |  | SOLE |  | 30889 | 0 | 0 |
| MACONDRAY CAP ACQUISITN CORP | CLASS A ORD SHS | G5853A107 |  | 200743 | 19700 | SH |  | SOLE |  | 19700 | 0 | 0 |
| LIVE NATION ENTERTAINMENT IN | NOTE   2.500% 3/1 | 538034AQ2 |  | 4830455 | 4533000 | PRN |  | SOLE |  | 0 | 0 | 4533000 |
| LUMENTUM HLDGS INC | NOTE   0.250% 3/1 | 55024UAB5 |  | 2110990 | 2000000 | PRN |  | SOLE |  | 0 | 0 | 2000000 |
| LIXTE BIOTECHNOLOGY HLDGS IN | COM | 539319202 |  | 7359 | 14500 | SH |  | SOLE |  | 14500 | 0 | 0 |
| LIVEONE INC | COM | 53814X102 |  | 10927 | 16981 | SH |  | SOLE |  | 16981 | 0 | 0 |
| THE LION ELECTRIC COMPANY | W EXP 12/16/202 | 536221120 |  | 41860 | 60667 | SH |  | SOLE |  | 60667 | 0 | 0 |
| LIBERTY MEDIA CORP DEL | NOTE   1.000% 1/3 | 531229AF9 |  | 7060412 | 4368000 | PRN |  | SOLE |  | 0 | 0 | 4368000 |
| KWESST MICRO SYSTEMS INC | W EXP 12/09/202 | 501506133 |  | 57600 | 64000 | SH |  | SOLE |  | 64000 | 0 | 0 |
| KWESST MICRO SYSTEMS INC | COM NEW | 501506604 |  | 47557 | 13865 | SH |  | SOLE |  | 13865 | 0 | 0 |
| KIORA PHARMACEUTICALS INC | COM NEW | 49721T309 |  | 113190 | 33000 | SH |  | SOLE |  | 33000 | 0 | 0 |
| KBR INC | NOTE   2.500%11/0 | 48242WAB2 |  | 561929 | 266000 | PRN |  | SOLE |  | 0 | 0 | 266000 |
| KALEYRA INC | *W EXP 11/25/202 | 483379111 |  | 3250 | 86316 | SH |  | SOLE |  | 86316 | 0 | 0 |
| KAIROUS ACQUISITION CORP LTD | *W EXP 09/15/202 | G52131128 |  | 6656 | 80677 | SH |  | SOLE |  | 80677 | 0 | 0 |
| J P MORGAN EXCHANGE-TRADED F | ULTRA SHRT INC | 46641Q837 |  | 238218 | 4752 | SH |  | SOLE |  | 4752 | 0 | 0 |
| JAWS HURRICANE ACQUISITN COR | CLASS A COM | 47201B103 |  | 110428 | 11076 | SH |  | SOLE |  | 11076 | 0 | 0 |
| JATT ACQUISITION CORP | SHS CL A | G50752107 |  | 102100 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| JANUS DETROIT STR TR | HENDRSN SHRT ETF | 47103U886 |  | 1619895 | 34175 | SH |  | SOLE |  | 34175 | 0 | 0 |
| IVEDA SOLUTIONS INC | W EXP 04/01/202 | 46583A113 |  | 4354 | 36286 | SH |  | SOLE |  | 36286 | 0 | 0 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 |  | 298710 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| INVESCO ACTIVELY MANAGED ETF | VAR RATE INVT | 46090A879 |  | 296291 | 11998 | SH |  | SOLE |  | 11998 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 1464815 | 5500 | SH |  | SOLE |  | 5500 | 0 | 0 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 HY | 46138J833 |  | 883694 | 39950 | SH |  | SOLE |  | 39950 | 0 | 0 |
| INTL GNRL INSURANCE HLDNGS L | *W EXP 03/17/202 | G4809J114 |  | 432285 | 751800 | SH |  | SOLE |  | 751800 | 0 | 0 |
| INTEGRATED RAIL AND RES ACQ | CL A COM | 45827R106 |  | 131320 | 12843 | SH |  | SOLE |  | 12843 | 0 | 0 |
| INSULET CORP | NOTE   0.375% 9/0 | 45784PAK7 |  | 280096 | 198000 | PRN |  | SOLE |  | 0 | 0 | 198000 |
| INSPIRA TECHNOLOGIES OXY BHN | *W EXP 06/30/202 | M53637118 |  | 4445 | 24000 | SH |  | SOLE |  | 24000 | 0 | 0 |
| INSIGHT ENTERPRISES INC | NOTE   0.750% 2/1 | 45765UAB9 |  | 1021556 | 679000 | PRN |  | SOLE |  | 0 | 0 | 679000 |
| INNOVATIVE EYEWEAR INC | W EXP 08/16/202 | 45791D117 |  | 8381 | 67265 | SH |  | SOLE |  | 67265 | 0 | 0 |
| INFINT ACQUISITION CORP | *W EXP 99/99/999 | G47862126 |  | 7208 | 90100 | SH |  | SOLE |  | 90100 | 0 | 0 |
| INCEPTION GROWTH ACQUSTN LTD | *W EXP 10/15/202 | 45333D112 |  | 2925 | 90000 | SH |  | SOLE |  | 90000 | 0 | 0 |
| IG ACQUISITION CORP | COM CL A | 449534106 |  | 550740 | 54800 | SH |  | SOLE |  | 54800 | 0 | 0 |
| IBIO INC | COM | 451033609 |  | 22200 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| HYCROFT MINING HOLDING CORP | *W EXP 02/12/202 | 44862P117 |  | 18675 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| HUBSPOT INC | NOTE   0.375% 6/0 | 443573AD2 |  | 293169 | 237000 | PRN |  | SOLE |  | 0 | 0 | 237000 |
| HNR ACQUISITION CORP | COM | 40472A102 |  | 409220 | 40002 | SH |  | SOLE |  | 40002 | 0 | 0 |
| HERTZ GLOBAL HLDGS INC | *W EXP 06/30/205 | 42806J148 |  | 5124835 | 687436 | SH |  | SOLE |  | 687436 | 0 | 0 |
| HEARTBEAM INC | *W EXP 10/31/202 | 42238H116 |  | 128075 | 117500 | SH |  | SOLE |  | 117500 | 0 | 0 |
| HARMONIC INC | DBCV   2.000% 9/0 | 413160AD4 |  | 2169295 | 1375000 | PRN |  | SOLE |  | 0 | 0 | 1375000 |
| HARBOR CUSTOM DEVELOPMENT IN | *W EXP 10/04/202 | 41150T124 |  | 11517 | 165000 | SH |  | SOLE |  | 165000 | 0 | 0 |
| GROM SOCIAL ENTRPRISES INC | COM | 39878L407 |  | 32340 | 21000 | SH |  | SOLE |  | 21000 | 0 | 0 |
| GORILLA TECHNOLOGY GROUP INC | W EXP 07/13/202 | G4000K118 |  | 4100 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| GOLDENSTONE ACQUISITION LTD | COM | 38136Y102 |  | 284351 | 27823 | SH |  | SOLE |  | 27823 | 0 | 0 |
| GENERAC HLDGS INC | CALL | 368736904 |  | 1107260 | 11000 | SH | Call | SOLE |  | 11000 | 0 | 0 |
| GLADSTONE ACQUISITION CORP | CLASS A COM | 37653T108 |  | 112824 | 10922 | SH |  | SOLE |  | 10922 | 0 | 0 |
| GLOBAL STAR ACQUISITION INC | CLASS A COM | 37962G102 |  | 176829 | 17456 | SH |  | SOLE |  | 17456 | 0 | 0 |
| GLOBAL BLOCKCHAIN ACQUI CORP | COMMON STOCK | 37961B104 |  | 403600 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| GIGCAPITAL 5 INC | COMMON STOCK | 37519U109 |  | 146890 | 14401 | SH |  | SOLE |  | 14401 | 0 | 0 |
| GFL ENVIRONMENTAL INC | UNIT 99/99/9999T | 36168Q120 |  | 4916569 | 76002 | SH |  | SOLE |  | 76002 | 0 | 0 |
| GENESIS UNICORN CAPITAL CORP | CLASS A COM | 37187C100 |  | 173924 | 17043 | SH |  | SOLE |  | 17043 | 0 | 0 |
| GELESIS HLDGS INC | *W EXP 01/13/202 | 36850R113 |  | 796 | 89400 | SH |  | SOLE |  | 89400 | 0 | 0 |
| VANECK ETF TRUST | CALL | 92189F906 |  | 1762590 | 61500 | SH | Call | SOLE |  | 61500 | 0 | 0 |
| GCM GROSVENOR INC | *W EXP 11/17/202 | 36831E116 |  | 18938 | 43042 | SH |  | SOLE |  | 43042 | 0 | 0 |
| MARATHON DIGITAL HOLDINGS IN | COM | 565788106 |  | 41040 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| FISKER INC | CL A COM STK | 33813J106 |  | 162848 | 22400 | SH |  | SOLE |  | 22400 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 1299300 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |

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