# EDGAR Filing Document

**Accession Number:** 0001518042
**File Stem:** 0001752724-23-007624
**Filing Date:** 2023-1
**Character Count:** 16326
**Document Hash:** a8dbfcc2bb6765d8aae9b2af066229df
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-007624.hdr.sgml**: 20230120

**ACCESSION NUMBER**: 0001752724-23-007624

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230120

**DATE AS OF CHANGE**: 20230120

**PERIOD START**: 20230531

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NORTHERN LIGHTS FUND TRUST II
- **CENTRAL INDEX KEY:** 0001518042
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22549
- **FILM NUMBER:** 23541688

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 631-470-2600

**MAIL ADDRESS:**
- **STREET 1:** 4221 NORTH 203RD STREET, SUITE 100
- **CITY:** ELKHORN
- **STATE:** NE
- **ZIP:** 68022

## Series and Classes Contracts Data

### Essential 40 Stock Fund (Series ID: S000045536)

| Class ID   | Class Name                             | Ticker Symbol   |
|:---|:---|:---|
| C000141762 | Essential 40 Stock Fund Class I Shares | ESSIX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** NORTHERN LIGHTS FUND TRUST II

- **b. Investment Company Act file number:** 811-22549

- **c. CIK number of Registrant:** 0001518042

- **d. LEI of Registrant:** 549300TH7YXW5G2QY588

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** Essential 40 Stock Fund

- **b. EDGAR series identifier (if any):** S000045536

- **c. LEI of Series:** 5493000H2ZT2JGBKHV77

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-05-31

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $46291253.96

**Total Liabilities:** $52820.31

**Net Assets:** $46238433.65

**Cash Not Reported:** $23.10

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000141762 | -10.16%              | 9.55%                | 5.04%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $-3633168.99                               |
| Month 2  | $-47796.57               | $3012289.53                                |
| Month 3  | $171117.53               | $1919786.25                                |

### Schedule of Portfolio Investments

| Name                                        | Title            | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Meta Platforms Inc                          | META PLATFORMS-A | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |      3776 | NS      | $445945.60    | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Home Depot Inc                              | HOME DEPOT INC   | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Long             | EC               | CORP              | US        |      3197 | NS      | $1035796.03   | 2.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Sysco Corporation                           | SYSCO CORP       | CUSIP: 871829107<br>LEI: 5RGWIFLMGH3YS7KWI652 | Long             | EC               | CORP              | US        |     15621 | NS      | $1351372.71   | 2.92%             |  |  |  | No            |                  1 | On Loan: No      |
| 3M Company                                  | 3M CO            | CUSIP: 88579Y101<br>LEI: LUZQVYP4VS22CLWDAR65 | Long             | EC               | CORP              | US        |      6983 | NS      | $879648.51    | 1.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Costco Wholesale Corporation                | COSTCO WHOLESALE | CUSIP: 22160K105<br>LEI: 29DX7H14B9S6O3FD6V18 | Long             | EC               | CORP              | US        |      2388 | NS      | $1287729.00   | 2.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Pfizer Inc.                                 | PFIZER INC       | CUSIP: 717081103<br>LEI: 765LHXWGK1KXCLTFYQ30 | Long             | EC               | CORP              | US        |     22028 | NS      | $1104263.64   | 2.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Exxon Mobil Corporation                     | EXXON MOBIL CORP | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |     18094 | NS      | $2014585.96   | 4.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson & Johnson                           | JOHNSON&JOHNSON  | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |      7157 | NS      | $1273946.00   | 2.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                                    | VISA INC-CLASS A | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |      5845 | NS      | $1268365.00   | 2.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc.                                  | APPLE INC        | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |      7195 | NS      | $1065075.85   | 2.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc.                               | ALPHABET INC-A   | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      8934 | NS      | $902244.66    | 1.95%             |  |  |  | No            |                  1 | On Loan: No      |
| General Motors Company                      | GENERAL MOTORS C | CUSIP: 37045V100<br>LEI: 54930070NSV60J38I987 | Long             | EC               | CORP              | US        |     20286 | NS      | $822800.16    | 1.78%             |  |  |  | No            |                  1 | On Loan: No      |
| UnitedHealth Group Inc.                     | UNITEDHEALTH GRP | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |      2664 | NS      | $1459232.64   | 3.16%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMorgan Chase & Co.                        | JPMORGAN CHASE   | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |      7404 | NS      | $1023084.72   | 2.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Dow Inc                                     | DOW INC          | CUSIP: 260557103<br>LEI: 5493003S21INSLK2IP73 | Long             | EC               | CORP              | US        |     21214 | NS      | $1081277.58   | 2.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Waste Management, Inc.                      | WASTE MANAGEMENT | CUSIP: 94106L109<br>LEI: 549300YX8JIID70NFS41 | Long             | EC               | CORP              | US        |      7772 | NS      | $1303519.84   | 2.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Masco Corporation                           | MASCO CORP       | CUSIP: 574599106<br>LEI: 5GCSNMQXHEYA1JO8QN11 | Long             | EC               | CORP              | US        |     18599 | NS      | $944457.22    | 2.04%             |  |  |  | No            |                  1 | On Loan: No      |
| FedEx Corporation                           | FEDEX CORP       | CUSIP: 31428X106<br>LEI: 549300E707U7WNPZN687 | Long             | EC               | CORP              | US        |      4829 | NS      | $879940.38    | 1.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Xylem, Inc.                                 | XYLEM INC        | CUSIP: 98419M100<br>LEI: 549300DF5MV96DRYLQ48 | Long             | EC               | CORP              | US        |     10843 | NS      | $1218211.05   | 2.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Intel Corporation                           | INTEL CORP       | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |     22439 | NS      | $674740.73    | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corporation                       | MICROSOFT CORP   | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      3942 | NS      | $1005761.88   | 2.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Nutrien Ltd                                 | NUTRIEN LTD      | CUSIP: 67077M108<br>LEI: 5493002QQ7GD21OWF963 | Long             | EC               | CORP              | CA        |     18059 | NS      | $1451943.60   | 3.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Enterprise Products Partners L.P.           | ENTERPRISE PRODU | CUSIP: 293792107<br>LEI: K4CDIF4M54DJZ6TB4Q48 | Long             | EC               | CORP              | US        |     52584 | NS      | $1304609.04   | 2.82%             |  |  |  | No            |                  1 | On Loan: No      |
| CME Group Inc.                              | CME GROUP INC    | CUSIP: 12572Q105<br>LEI: LCZ7XYGSLJUHFXXNXD88 | Long             | EC               | CORP              | US        |      5560 | NS      | $981340.00    | 2.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Duke Energy Corp                            | DUKE ENERGY CORP | CUSIP: 26441C204<br>LEI: I1BZKREC126H0VB1BL91 | Long             | EC               | CORP              | US        |     11848 | NS      | $1183970.64   | 2.56%             |  |  |  | No            |                  1 | On Loan: No      |
| International Paper Company                 | INTL PAPER CO    | CUSIP: 460146103<br>LEI: 824LMFJDH41EY779Q875 | Long             | EC               | CORP              | US        |     25507 | NS      | $946819.84    | 2.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Berkshire Hathaway Inc.                     | BERKSHIRE HATH-B | CUSIP: 084670702<br>LEI: 5493000C01ZX7D35SD85 | Long             | EC               | CORP              | US        |      3884 | NS      | $1237442.40   | 2.68%             |  |  |  | No            |                  1 | On Loan: No      |
| CVS Health Corp                             | CVS HEALTH CORP  | CUSIP: 126650100<br>LEI: 549300EJG376EN5NQE29 | Long             | EC               | CORP              | US        |     11792 | NS      | $1201368.96   | 2.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Archer-Daniels-Midland Company              | ARCHER-DANIELS   | CUSIP: 039483102<br>LEI: 549300LO13MQ9HYSTR83 | Long             | EC               | CORP              | US        |     17716 | NS      | $1727310.00   | 3.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Palo Alto Networks Inc                      | PALO ALTO NETWOR | CUSIP: 697435105<br>LEI: 549300QXR2YVZV231H43 | Long             | EC               | CORP              | US        |      7112 | NS      | $1208328.80   | 2.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Verizon Communications Inc.                 | VERIZON COMMUNIC | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               | CORP              | US        |     22997 | NS      | $896423.06    | 1.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Chubb Limited                               | CHUBB LTD        | CUSIP: H1467J104<br>LEI: E0JAN6VLUDI1HITHT809 | Long             | EC               | CORP              | CH        |      6231 | NS      | $1368265.29   | 2.96%             |  |  |  | No            |                  1 | On Loan: No      |
| International Business Machines Corporation | IBM              | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | EC               | CORP              | US        |      9175 | NS      | $1366157.50   | 2.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Oracle Corporation                          | ORACLE CORP      | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |     13876 | NS      | $1152124.28   | 2.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com, Inc.                            | AMAZON.COM INC   | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |      7672 | NS      | $740654.88    | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Delta Air Lines Inc                         | DELTA AIR LI     | CUSIP: 247361702<br>LEI: Q2CCMS6R0AS67HJMBN42 | Long             | EC               | CORP              | US        |     30491 | NS      | $1078466.67   | 2.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Automatic Data Processing, Inc.             | AUTOMATIC DATA   | CUSIP: 053015103<br>LEI: HGBOLILQXWER4SAL2I23 | Long             | EC               | CORP              | US        |      5320 | NS      | $1405224.80   | 3.04%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST AMERN FDS INC                         | FRST AM-GV OB-X  | CUSIP: 31846V336<br>LEI: 549300J5J5SJCZ9IA369 | Long             | STIV             | RF                | US        |    212150 | PA      | $212150.00    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Lockheed Martin Corporation                 | LOCKHEED MARTIN  | CUSIP: 539830109<br>LEI: DPRBOZP0K5RM2YE8UU08 | Long             | EC               | CORP              | US        |      3411 | NS      | $1654983.09   | 3.58%             |  |  |  | No            |                  1 | On Loan: No      |
| The Boeing Company                          | BOEING CO/THE    | CUSIP: 097023105<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EC               | CORP              | US        |      5919 | NS      | $1058790.72   | 2.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Comcast Corporation                         | COMCAST CORP-A   | CUSIP: 20030N101<br>LEI: 51M0QTTNCGUN7KFCFZ59 | Long             | EC               | CORP              | US        |     24522 | NS      | $898486.08    | 1.94%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-28

**Name of Applicant:** NORTHERN LIGHTS FUND TRUST II

**Signature:** Erik Naviloff

**Name of Signer:** Erik Naviloff

**Title:** Treasurer