# EDGAR Filing Document

**Accession Number:** 0001683471
**File Stem:** 0001145549-23-010046
**Filing Date:** 2023-2
**Character Count:** 48882
**Document Hash:** 32f8daff70f2e9b6ac9a754cb02be79e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-010046.hdr.sgml**: 20230224

**ACCESSION NUMBER**: 0001145549-23-010046

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230224

**DATE AS OF CHANGE**: 20230224

**PERIOD START**: 20230331

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Listed Funds Trust
- **CENTRAL INDEX KEY:** 0001683471
- **IRS NUMBER:** 826272597
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23226
- **FILM NUMBER:** 23667848

**BUSINESS ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 414-765-5144

**MAIL ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Active Weighting Funds ETF Trust
- **DATE OF NAME CHANGE:** 20160830

## Series and Classes Contracts Data

### STF Tactical Growth & Income ETF (Series ID: S000076366)

| Class ID   | Class Name                       | Ticker Symbol   |
|:---|:---|:---|
| C000236165 | STF Tactical Growth & Income ETF | TUGN            |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **STF Tactical Growth & Income ETF** | **STF Tactical Growth & Income ETF** | **STF Tactical Growth & Income ETF** |
| **Schedule of Investments** | **Schedule of Investments** | **Schedule of Investments** |
| December 31, 2022 (Unaudited) | December 31, 2022 (Unaudited) | December 31, 2022 (Unaudited) |
|  | **Shares** | **Value** |
| **COMMON STOCKS — 48.4%** |  |  |
| **Accommodation — 0.2%** |  |  |
| Marriott International, Inc. - Class A | 382 | $56876 |
| **Administrative and Support Services — 0.9%** |  |  |
| Atlassian Corp. PLC - Class A (a) | 180 | 23162 |
| Baker Hughes Co. | 1198 | 35377 |
| Booking Holdings, Inc. (a) | 48 | 96733 |
| PayPal Holdings, Inc. (a) | 1372 | 97714 |
|  |  | 252986 |
| **Apparel Manufacturing — 0.2% (c)** |  |  |
| Lululemon Athletica, Inc. (a)(b) | 148 | 47416 |
| **Beverage and Tobacco Product Manufacturing — 1.6%** |  |  |
| Keurig Dr. Pepper, Inc. | 1703 | 60729 |
| Monster Beverage Corp. (a) | 630 | 63964 |
| PepsiCo, Inc. | 1658 | 299534 |
|  |  | 424227 |
| **Broadcasting (except Internet) — 0.9%** |  |  |
| Comcast Corp. - Class A | 5194 | 181634 |
| Sirius XM Holdings, Inc. | 4675 | 27302 |
| Warner Bros Discovery, Inc. (a) | 2905 | 27540 |
|  |  | 236476 |
| **Chemical Manufacturing — 2.5%** |  |  |
| Amgen, Inc. | 642 | 168615 |
| AstraZeneca PLC - ADR (b) | 736 | 49901 |
| Biogen, Inc. (a) | 173 | 47907 |
| Gilead Sciences, Inc. | 1508 | 129462 |
| Moderna, Inc. (a) | 462 | 82984 |
| Regeneron Pharmaceuticals (a) | 129 | 93072 |
| Seagen, Inc. (a) | 227 | 29172 |
| Vertex Pharmaceuticals, Inc. (a) | 310 | 89522 |
|  |  | 690635 |
| **Clothing and Clothing Accessories Stores — 0.4% (c)** |  |  |
| Charter Communications, Inc. - Class A (a) | 188 | 63751 |
| Ross Stores, Inc. | 419 | 48633 |
|  |  | 112384 |
| **Computer and Electronic Product Manufacturing — 17.1%** |  |  |
| Advanced Micro Devices, Inc. (a) | 1936 | 125395 |
| Alphabet, Inc. - Class A (a) | 5629 | 496647 |
| Alphabet, Inc. - Class C (a) | 5631 | 499639 |
| Analog Devices, Inc. | 613 | 100550 |
| Apple, Inc. | 11879 | 1543439 |
| Broadcom, Inc. | 488 | 272855 |
| Cisco Systems, Inc. | 4947 | 235675 |
| Enphase Energy, Inc. (a) | 166 | 43983 |
| Fortinet, Inc. (a) | 942 | 46054 |
| GLOBALFOUNDRIES, Inc. (a) | 655 | 35298 |
| IDEXX Laboratories, Inc. (a) | 101 | 41204 |
| Illumina, Inc. (a) | 191 | 38620 |
| Intel Corp. | 4956 | 130987 |
| Lam Research Corp. | 165 | 69350 |
| Marvell Technology, Inc. | 1028 | 38077 |
| Microchip Technology, Inc. | 663 | 46576 |
| Micron Technology, Inc. | 1304 | 65174 |
| NVIDIA Corp. | 2949 | 430967 |
| NXP Semiconductors (b) | 312 | 49305 |
| QUALCOMM, Inc. | 1351 | 148529 |
| Texas Instruments, Inc. | 1091 | 180255 |
|  |  | 4638578 |
| **Data Processing, Hosting and Related Services — 1.0%** |  |  |
| Airbnb, Inc. - Class A (a) | 480 | 41040 |
| Automatic Data Processing, Inc. | 501 | 119669 |
| Fiserv, Inc. (a) | 765 | 77319 |
| Verisk Analytics, Inc. | 189 | 33343 |
|  |  | 271371 |
| **Food Manufacturing — 0.6%** |  |  |
| Mondelez International, Inc. - Class A | 1645 | 109639 |
| The Kraft Heinz Co. | 1475 | 60048 |
|  |  | 169687 |
| **Food Services and Drinking Places — 0.7%** |  |  |
| Cintas Corp. | 123 | 55549 |
| Starbucks Corp. | 1383 | 137194 |
|  |  | 192743 |
| **General Merchandise Stores — 1.0%** |  |  |
| Costco Wholesale Corp. | 533 | 243314 |
| Dollar Tree, Inc. (a) | 268 | 37906 |
|  |  | 281220 |
| **Health and Personal Care Stores — 0.1%** |  |  |
| Walgreens Boots Alliance, Inc. | 1041 | 38892 |
| **Machinery Manufacturing — 0.8%** |  |  |
| Applied Materials, Inc. | 1035 | 100788 |
| ASML Holding - ADR (b) | 108 | 59011 |
| KLA Corp. | 171 | 64472 |
|  |  | 224271 |
| **Management of Companies and Enterprises — 0.1%** |  |  |
| Rivian Automotive, Inc. Class A (a) | 1098 | 20236 |
| **Merchant Wholesalers, Durable Goods — 0.2%** |  |  |
| Copart, Inc. (a) | 575 | 35012 |
| Fastenal Co. | 689 | 32603 |
|  |  | 67615 |
| **Miscellaneous Manufacturing — 0.7%** |  |  |
| Align Technology, Inc. (a) | 96 | 20246 |
| Dexcom, Inc. (a) | 466 | 52770 |
| Intuitive Surgical, Inc. (a) | 427 | 113305 |
|  |  | 186321 |
| **Motor Vehicle and Parts Dealers — 0.2%** |  |  |
| O'Reilly Automotive, Inc. (a) | 76 | 64146 |
| **Nonstore Retailers — 3.5%** |  |  |
| Amazon.com, Inc. (a) | 9444 | 793296 |
| eBay, Inc. | 654 | 27121 |
| JD.com, Inc. - ADR (b) | 588 | 33005 |
| MercadoLibre, Inc. (a)(b) | 61 | 51621 |
| Pinduoduo, Inc. - ADR (a)(b) | 568 | 46320 |
|  |  | 951363 |
| **Other Information Services — 1.3%** |  |  |
| CoStar Group, Inc. (a) | 489 | 37790 |
| Meta Platforms, Inc. - Class A (a) | 2699 | 324798 |
|  |  | 362588 |
| **Professional, Scientific, and Technical Services — 0.7%** |  |  |
| Cognizant Technology Solutions - Class A | 620 | 35458 |
| Palo Alto Networks, Inc. (a) | 363 | 50653 |
| Paychex, Inc. | 435 | 50269 |
| Workday, Inc. - Class A (a) | 244 | 40828 |
| Zscaler, Inc. (a) | 174 | 19471 |
|  |  | 196679 |
| **Publishing Industries (except Internet) — 8.6%** |  |  |
| Activision Blizzard, Inc. | 942 | 72110 |
| Adobe Systems, Inc. (a) | 560 | 188457 |
| ANSYS, Inc. (a) | 107 | 25850 |
| Autodesk, Inc. (a) | 260 | 48586 |
| Cadence Design Systems, Inc. (a) | 332 | 53332 |
| Crowdstrike Holdings, Inc. - Class A (a) | 264 | 27797 |
| Datadog, Inc. - Class A (a) | 353 | 25946 |
| Electronic Arts, Inc. | 334 | 40808 |
| Intuit, Inc. | 339 | 131946 |
| Microsoft Corp. | 6888 | 1651880 |
| Synopsys, Inc. (a) | 184 | 58749 |
|  |  | 2325461 |
| **Rail Transportation — 0.3%** |  |  |
| CSX Corp. | 2525 | 78225 |
| **Rental and Leasing Services — 0.6%** |  |  |
| Netflix, Inc. (a) | 538 | 158645 |
| **Securities, Commodity Contracts, and Other Financial Investments and Related Activities — 0.1%** |  |  |
| Lucid Group, Inc.(a) | 2020 | 13797 |
| **Support Activities for Mining — 0.1%** |  |  |
| Diamondback Energy, Inc. | 213 | 29134 |
| **Telecommunications — 0.8%** |  |  |
| T-Mobile U.S., Inc. (a) | 1496 | 209440 |
| Zoom Video Communications, Inc. - Class A (a) | 296 | 20051 |
|  |  | 229491 |
| **Transportation Equipment Manufacturing — 2.1%** |  |  |
| Honeywell International, Inc. (a) | 809 | 173369 |
| PACCAR, Inc. | 419 | 41469 |
| Tesla, Inc. (a) | 2919 | 359562 |
|  |  | 574400 |
| **Truck Transportation — 0.1%** |  |  |
| Old Dominion Freight Line, Inc. | 133 | 37743 |
| **Utilities — 0.7%** |  |  |
| American Electric Power Co., Inc. | 625 | 59344 |
| Constellation Energy Corp. | 396 | 34139 |
| Exelon Corp. | 1198 | 51789 |
| Xcel Energy, Inc. | 660 | 46273 |
|  |  | 191545 |
| **TOTAL COMMON STOCKS (Cost $14,090,924)** |  | 13125151 |
|  | **Principal<br> Amounts** | **Value** |
| **U.S. GOVERNMENT OBLIGATIONS — 51.3%** |  |  |
| **U.S. Treasury Notes — 51.3%** |  |  |
| 0.125%, 07/15/2023 | 1435000 | $1400170 |
| 0.125%, 07/31/2023 | 1435000 | 1397259 |
| 0.125%, 08/15/2023 | 1435000 | 1395299 |
| 0.125%, 08/31/2023 | 1435000 | 1391714 |
| 0.125%, 10/15/2023 | 1435000 | 1384435 |
| 0.375%, 10/31/2023 | 1435000 | 1383878 |
| 2.875%, 10/31/2023 | 1435000 | 1413588 |
| 0.250%, 11/15/2023 | 1435000 | 1379900 |
| 2.125%, 11/30/2023 | 1435000 | 1401541 |
| 0.750%, 12/31/2023 | 1435000 | 1379481 |
| **TOTAL U.S. TREASURY NOTES (Cost $13,930,988)** |  | 13927265 |
| **Total Investments** — **(Cost $28,021,912) - 99.7%** |  | 27052416 |
| Other assets and liabilities, net — 0.3% |  | 72009 |
| **TOTAL NET ASSETS — 100.0%** |  | $27124425 |

---

---

| | |
|:---|:---|
| ADR | American Depositary Receipt |
| PLC | Public Limited Company |
| (a) | Non-income producing security. |
| (b) | Foreign issued security. |
| Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. |

---

------

---

| |
|:---|
| **Fair Value Measurements** |
| Various inputs are used in determining the value of the Fund's investments. These inputs are summarized in three broad levels. |
| Level 1 includes quoted prices in active markets for identical securities. Level 2 includes other significant observable inputs |
| (including quoted prices for similar securities, interest rates, prepayment speeds and credit risk). Level 3 includes significant |
| unobservable inputs (including the Fund's own assumptions in determining the fair value of investments). The level assigned to the |
| securities valuations may not be an indication of the risk or liquidity associated with investing in those securities. |
| The Fund did not hold any investments during the period with significant unobservable inputs which would be classified as Level 3. |
| The following is a summary of the inputs used to value the Fund's investments carried at fair value as of December 31, 2022: |

---

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | Level 1 | Level 2 | Level 3 | Total |
| **Investments - Assets:** |  |  |  |  |
| Common Stocks\* | $13125151 | $- | $- | $13125151 |
| U.S. Treasury Notes | - | 13927265 | - | 13927265 |
| **Total Investments - Assets** | $13125151 | $13927265 | $- | $27052416 |
| \* See the Schedule of Investments for industry classifications. |  |  |  |  |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Listed Funds Trust

- **b. Investment Company Act file number:** 811-23226

- **c. CIK number of Registrant:** 0001683471

- **d. LEI of Registrant:** 549300C5D73JL0P1YC11

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 414-516-1681

**Item A.2. Information about the Series.**

- **a. Name of Series:** STF Tactical Growth & Income ETF

- **b. EDGAR series identifier (if any):** S000076366

- **c. LEI of Series:** 549300D60P3JWVWBVY05

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-03-31

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $27140237.54

**Total Liabilities:** $15812.45

**Net Assets:** $27124425.09

**Cash Not Reported:** $62112.64

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 296.060000000000 | **1-Year:** 743.230000000000 | **5-Year:** 0.000000000000 | **10-Year:** 0.000000000000 | **30-Year:** 0.000000000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.000000000000 | **1-Year:** 0.000000000000 | **5-Year:** 0.000000000000 | **10-Year:** 0.000000000000 | **30-Year:** 0.000000000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000236165 | -0.16%               | -4.81%               | -3.95%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-206595.95              | $184065.54                                 |
| Month 2  | $-1886657.56             | $533086.17                                 |
| Month 3  | $-6195.62                | $-1353967.59                               |

**Designated Index Information**

- **Index Name:** Fund's Securities Portfolio

- **Index Identifier:** 0371MVJEHG

### Schedule of Portfolio Investments

| Name                           | Title                               | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| CoStar Group Inc               | CoStar Group Inc                    | CUSIP: 22160N109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       489 | NS      | $37789.92     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Crowdstrike Holdings Inc       | Crowdstrike Holdings Inc            | CUSIP: 22788C105<br>LEI: 549300YBY08K9KM4HX32 | Long             | EC               | CORP              | US        |       264 | NS      | $27796.56     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Datadog Inc                    | Datadog Inc                         | CUSIP: 23804L103<br>LEI: 549300F6JNO0KRPO1K63 | Long             | EC               | CORP              | US        |       353 | NS      | $25945.50     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Dexcom Inc                     | Dexcom Inc                          | CUSIP: 252131107<br>LEI: 549300YSK3QDSFR5EU59 | Long             | EC               | CORP              | US        |       466 | NS      | $52769.84     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Diamondback Energy Inc         | Diamondback Energy Inc              | CUSIP: 25278X109<br>LEI: 549300R22LSX6OHWEN64 | Long             | EC               | CORP              | US        |       213 | NS      | $29134.14     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Dollar Tree Inc                | Dollar Tree Inc                     | CUSIP: 256746108<br>LEI: 549300PMSTQITB1WHR43 | Long             | EC               | CORP              | US        |       268 | NS      | $37905.92     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| eBay Inc                       | eBay Inc                            | CUSIP: 278642103<br>LEI: OML71K8X303XQONU6T67 | Long             | EC               | CORP              | US        |       654 | NS      | $27121.38     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Electronic Arts Inc            | Electronic Arts Inc                 | CUSIP: 285512109<br>LEI: 549300O7A67PUEYKDL45 | Long             | EC               | CORP              | US        |       334 | NS      | $40808.12     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Enphase Energy Inc             | Enphase Energy Inc                  | CUSIP: 29355A107<br>LEI: 5493008U7KIGMI59Z314 | Long             | EC               | CORP              | US        |       166 | NS      | $43983.36     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Exelon Corp                    | Exelon Corp                         | CUSIP: 30161N101<br>LEI: 3SOUA6IRML7435B56G12 | Long             | EC               | CORP              | US        |      1198 | NS      | $51789.54     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc             | Meta Platforms Inc                  | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |      2699 | NS      | $324797.66    | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Fastenal Co                    | Fastenal Co                         | CUSIP: 311900104<br>LEI: 529900PP0C7H2HHPSJ32 | Long             | EC               | CORP              | US        |       689 | NS      | $32603.48     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Fiserv Inc                     | Fiserv Inc                          | CUSIP: 337738108<br>LEI: GI7UBEJLXYLGR2C7GV83 | Long             | EC               | CORP              | US        |       765 | NS      | $77318.55     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Fortinet Inc                   | Fortinet Inc                        | CUSIP: 34959E109<br>LEI: 549300O0QJWDBAS0QX03 | Long             | EC               | CORP              | US        |       942 | NS      | $46054.38     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Gilead Sciences Inc            | Gilead Sciences Inc                 | CUSIP: 375558103<br>LEI: 549300WTZWR07K8MNV44 | Long             | EC               | CORP              | US        |      1508 | NS      | $129461.80    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Honeywell International Inc    | Honeywell International Inc         | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               | CORP              | US        |       809 | NS      | $173368.70    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| IDEXX Laboratories Inc         | IDEXX Laboratories Inc              | CUSIP: 45168D104<br>LEI: OGMTXK0LUU1HKV2P0J84 | Long             | EC               | CORP              | US        |       101 | NS      | $41203.96     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Illumina Inc                   | Illumina Inc                        | CUSIP: 452327109<br>LEI: SQ95QG8SR5Q56LSNF682 | Long             | EC               | CORP              | US        |       191 | NS      | $38620.20     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Intel Corp                     | Intel Corp                          | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |      4956 | NS      | $130987.08    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuit Inc                     | Intuit Inc                          | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |       339 | NS      | $131945.58    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuitive Surgical Inc         | Intuitive Surgical Inc              | CUSIP: 46120E602<br>LEI: 54930052SRG011710797 | Long             | EC               | CORP              | US        |       427 | NS      | $113304.45    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| JD.com Inc                     | JD.com Inc                          | CUSIP: 47215P106<br>LEI: 549300HVTWB0GJZ16V92 | Long             | EC               | CORP              | CN        |       588 | NS      | $33004.44     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| KLA Corp                       | KLA Corp                            | CUSIP: 482480100<br>LEI: 549300H0BF5JCG96TJ81 | Long             | EC               | CORP              | US        |       171 | NS      | $64472.13     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Keurig Dr Pepper Inc           | Keurig Dr Pepper Inc                | CUSIP: 49271V100<br>LEI: DYTQ8KRTKO7Y2BVU5K74 | Long             | EC               | CORP              | US        |      1703 | NS      | $60728.98     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Kraft Heinz Co/The             | Kraft Heinz Co/The                  | CUSIP: 500754106<br>LEI: 9845007488EC87F5AF14 | Long             | EC               | CORP              | US        |      1475 | NS      | $60047.25     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Lam Research Corp              | Lam Research Corp                   | CUSIP: 512807108<br>LEI: 549300I4GMO6D34U1T02 | Long             | EC               | CORP              | US        |       165 | NS      | $69349.50     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Lucid Group Inc                | Lucid Group Inc                     | CUSIP: 549498103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2020 | NS      | $13796.60     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Lululemon Athletica Inc        | Lululemon Athletica Inc             | CUSIP: 550021109<br>LEI: 549300D9GZ4BMLDW5T40 | Long             | EC               | CORP              | CA        |       148 | NS      | $47416.24     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Marriott International Inc/MD  | Marriott International Inc/MD       | CUSIP: 571903202<br>LEI: 225YDZ14ZO8E1TXUSU86 | Long             | EC               | CORP              | US        |       382 | NS      | $56875.98     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Marvell Technology Inc         | Marvell Technology Inc              | CUSIP: 573874104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1028 | NS      | $38077.12     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| MercadoLibre Inc               | MercadoLibre Inc                    | CUSIP: 58733R102<br>LEI: 549300DKPDN9M5S8GB14 | Long             | EC               | CORP              | UY        |        61 | NS      | $51620.64     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                 | Microsoft Corp                      | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      6888 | NS      | $1651880.16   | 6.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Microchip Technology Inc       | Microchip Technology Inc            | CUSIP: 595017104<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EC               | CORP              | US        |       663 | NS      | $46575.75     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Micron Technology Inc          | Micron Technology Inc               | CUSIP: 595112103<br>LEI: B3DXGBC8GAIYWI2Z0172 | Long             | EC               | CORP              | US        |      1304 | NS      | $65173.92     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Moderna Inc                    | Moderna Inc                         | CUSIP: 60770K107<br>LEI: 549300EI6OKH5K5Q2G38 | Long             | EC               | CORP              | US        |       462 | NS      | $82984.44     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Mondelez International Inc     | Mondelez International Inc          | CUSIP: 609207105<br>LEI: 549300DV9GIB88LZ5P30 | Long             | EC               | CORP              | US        |      1645 | NS      | $109639.25    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Monster Beverage Corp          | Monster Beverage Corp               | CUSIP: 61174X109<br>LEI: 52990090AP0E7HCB6F33 | Long             | EC               | CORP              | US        |       630 | NS      | $63963.90     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Netflix Inc                    | Netflix Inc                         | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |       538 | NS      | $158645.44    | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp                    | NVIDIA Corp                         | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |      2949 | NS      | $430966.86    | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| O'Reilly Automotive Inc        | O'Reilly Automotive Inc             | CUSIP: 67103H107<br>LEI: 549300K2RLMQL149Q332 | Long             | EC               | CORP              | US        |        76 | NS      | $64146.28     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Old Dominion Freight Line Inc  | Old Dominion Freight Line Inc       | CUSIP: 679580100<br>LEI: 5299009TWK32WE417T96 | Long             | EC               | CORP              | US        |       133 | NS      | $37742.74     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| PACCAR Inc                     | PACCAR Inc                          | CUSIP: 693718108<br>LEI: KDTEY8BWE486IKZ3CC07 | Long             | EC               | CORP              | US        |       419 | NS      | $41468.43     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Palo Alto Networks Inc         | Palo Alto Networks Inc              | CUSIP: 697435105<br>LEI: 549300QXR2YVZV231H43 | Long             | EC               | CORP              | US        |       363 | NS      | $50653.02     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Paychex Inc                    | Paychex Inc                         | CUSIP: 704326107<br>LEI: 529900K900DW6SUBM174 | Long             | EC               | CORP              | US        |       435 | NS      | $50268.60     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| PayPal Holdings Inc            | PayPal Holdings Inc                 | CUSIP: 70450Y103<br>LEI: 5493005X2GO78EFZ3E94 | Long             | EC               | CORP              | US        |      1372 | NS      | $97713.84     | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Activision Blizzard Inc        | Activision Blizzard Inc             | CUSIP: 00507V109<br>LEI: 549300TPQQDBP9GNOF40 | Long             | EC               | CORP              | US        |       942 | NS      | $72110.10     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| PepsiCo Inc                    | PepsiCo Inc                         | CUSIP: 713448108<br>LEI: FJSUNZKFNQ5YPJ5OT455 | Long             | EC               | CORP              | US        |      1658 | NS      | $299534.28    | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Pinduoduo Inc                  | Pinduoduo Inc                       | CUSIP: 722304102<br>LEI: 5493000573DS7005T657 | Long             | EC               | CORP              | CN        |       568 | NS      | $46320.40     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Adobe Inc                      | Adobe Inc                           | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |       560 | NS      | $188456.80    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro Devices Inc     | Advanced Micro Devices Inc          | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |      1936 | NS      | $125394.72    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| QUALCOMM Inc                   | QUALCOMM Inc                        | CUSIP: 747525103<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               | CORP              | US        |      1351 | NS      | $148528.94    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Regeneron Pharmaceuticals Inc  | Regeneron Pharmaceuticals Inc       | CUSIP: 75886F107<br>LEI: 549300RCBFWIRX3HYQ56 | Long             | EC               | CORP              | US        |       129 | NS      | $93072.21     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Airbnb Inc                     | Airbnb Inc                          | CUSIP: 009066101<br>LEI: 549300HMUDNO0RY56D37 | Long             | EC               | CORP              | US        |       480 | NS      | $41040.00     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Align Technology Inc           | Align Technology Inc                | CUSIP: 016255101<br>LEI: 549300N5YSE0U3LCP840 | Long             | EC               | CORP              | US        |        96 | NS      | $20246.40     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Rivian Automotive Inc          | Rivian Automotive Inc               | CUSIP: 76954A103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1098 | NS      | $20236.14     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Ross Stores Inc                | Ross Stores Inc                     | CUSIP: 778296103<br>LEI: 549300ENZFLPGRDFZQ60 | Long             | EC               | CORP              | US        |       419 | NS      | $48633.33     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Seagen Inc                     | Seagen Inc                          | CUSIP: 81181C104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       227 | NS      | $29171.77     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Sirius XM Holdings Inc         | Sirius XM Holdings Inc              | CUSIP: 82968B103<br>LEI: 54930055RWDMVXAGZK98 | Long             | EC               | CORP              | US        |      4675 | NS      | $27302.00     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Starbucks Corp                 | Starbucks Corp                      | CUSIP: 855244109<br>LEI: OQSJ1DU9TAOC51A47K68 | Long             | EC               | CORP              | US        |      1383 | NS      | $137193.60    | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Synopsys Inc                   | Synopsys Inc                        | CUSIP: 871607107<br>LEI: QG7T915N9S0NY5UKNE63 | Long             | EC               | CORP              | US        |       184 | NS      | $58749.36     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| T-Mobile US Inc                | T-Mobile US Inc                     | CUSIP: 872590104<br>LEI: 549300QHIJYOHPACPG31 | Long             | EC               | CORP              | US        |      1496 | NS      | $209440.00    | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                      | Tesla Inc                           | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |      2919 | NS      | $359562.42    | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Instruments Inc          | Texas Instruments Inc               | CUSIP: 882508104<br>LEI: WDJNR2L6D8RWOEB8T652 | Long             | EC               | CORP              | US        |      1091 | NS      | $180255.02    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| US TREASURY N/B                | United States Treasury Note/Bond    | CUSIP: 9128285K2<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   1435000 | PA      | $1413587.69   | 5.21%             | 2023-10-31      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| US TREASURY N/B                | United States Treasury Note/Bond    | CUSIP: 912828U57<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   1435000 | PA      | $1401541.11   | 5.17%             | 2023-11-30      | Fixed         | 2.12%                 | No            |                  2 | On Loan: No      |
| US TREASURY N/B                | United States Treasury Note/Bond    | CUSIP: 912828ZY9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   1435000 | PA      | $1400170.40   | 5.16%             | 2023-07-15      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| US TREASURY N/B                | United States Treasury Note/Bond    | CUSIP: 91282CAF8<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   1435000 | PA      | $1395299.26   | 5.14%             | 2023-08-15      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| Alphabet Inc                   | Alphabet Inc                        | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      5631 | NS      | $499638.63    | 1.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                   | Alphabet Inc                        | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      5629 | NS      | $496646.67    | 1.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com Inc                 | Amazon.com Inc                      | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |      9444 | NS      | $793296.00    | 2.92%             |  |  |  | No            |                  1 | On Loan: No      |
| American Electric Power Co Inc | American Electric Power Co Inc      | CUSIP: 025537101<br>LEI: 1B4S6S7G0TW5EE83BO58 | Long             | EC               | CORP              | US        |       625 | NS      | $59343.75     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Amgen Inc                      | Amgen Inc                           | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               | CORP              | US        |       642 | NS      | $168614.88    | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Analog Devices Inc             | Analog Devices Inc                  | CUSIP: 032654105<br>LEI: GYVOE5EZ4GDAVTU4CQ61 | Long             | EC               | CORP              | US        |       613 | NS      | $100550.39    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| ANSYS Inc                      | ANSYS Inc                           | CUSIP: 03662Q105<br>LEI: 549300VJV8H15Z5FJ571 | Long             | EC               | CORP              | US        |       107 | NS      | $25850.13     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc                      | Apple Inc                           | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |     11879 | NS      | $1543438.47   | 5.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Applied Materials Inc          | Applied Materials Inc               | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |      1035 | NS      | $100788.30    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| AstraZeneca PLC                | AstraZeneca PLC                     | CUSIP: 046353108<br>LEI: PY6ZZQWO2IZFZC3IOL08 | Long             | EC               | CORP              | GB        |       736 | NS      | $49900.80     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Atlassian Corp                 | Atlassian Corp                      | CUSIP: 049468101<br>LEI: 549300V7ZY5P02D2MY38 | Long             | EC               | CORP              | US        |       180 | NS      | $23162.40     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Autodesk Inc                   | Autodesk Inc                        | CUSIP: 052769106<br>LEI: FRKKVKAIQEF3FCSTPG55 | Long             | EC               | CORP              | US        |       260 | NS      | $48586.20     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Automatic Data Processing Inc  | Automatic Data Processing Inc       | CUSIP: 053015103<br>LEI: HGBOLILQXWER4SAL2I23 | Long             | EC               | CORP              | US        |       501 | NS      | $119668.86    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Baker Hughes Co                | Baker Hughes Co                     | CUSIP: 05722G100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1198 | NS      | $35376.94     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Biogen Inc                     | Biogen Inc                          | CUSIP: 09062X103<br>LEI: W8J5WZB5IY3K0NDQT671 | Long             | EC               | CORP              | US        |       173 | NS      | $47907.16     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Booking Holdings Inc           | Booking Holdings Inc                | CUSIP: 09857L108<br>LEI: FXM8FAOHMYDIPD38UZ17 | Long             | EC               | CORP              | US        |        48 | NS      | $96733.44     | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadcom Inc                   | Broadcom Inc                        | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |       488 | NS      | $272855.44    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CSX Corp                       | CSX Corp                            | CUSIP: 126408103<br>LEI: 549300JVQR4N1MMP3Q88 | Long             | EC               | CORP              | US        |      2525 | NS      | $78224.50     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Cadence Design Systems Inc     | Cadence Design Systems Inc          | CUSIP: 127387108<br>LEI: GCT7RXJOGLXPV0NXZY22 | Long             | EC               | CORP              | US        |       332 | NS      | $53332.48     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Charter Communications Inc     | Charter Communications Inc          | CUSIP: 16119P108<br>LEI: 0J0XRGZE3PBRFEZ7MV65 | Long             | EC               | CORP              | US        |       188 | NS      | $63750.80     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Cisco Systems Inc              | Cisco Systems Inc                   | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |      4947 | NS      | $235675.08    | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Cintas Corp                    | Cintas Corp                         | CUSIP: 172908105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       123 | NS      | $55549.26     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Cognizant Technology Solutions | Cognizant Technology Solutions Corp | CUSIP: 192446102<br>LEI: 5493006IEVQEFQO40L83 | Long             | EC               | CORP              | US        |       620 | NS      | $35457.80     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Comcast Corp                   | Comcast Corp                        | CUSIP: 20030N101<br>LEI: 51M0QTTNCGUN7KFCFZ59 | Long             | EC               | CORP              | US        |      5194 | NS      | $181634.18    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Constellation Energy Corp      | Constellation Energy Corp           | CUSIP: 21037T109<br>LEI: 549300F8Y20RYGNGV346 | Long             | EC               | CORP              | US        |       396 | NS      | $34139.16     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Copart Inc                     | Copart Inc                          | CUSIP: 217204106<br>LEI: 549300KVYX3JWMYEHU61 | Long             | EC               | CORP              | US        |       575 | NS      | $35011.75     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Costco Wholesale Corp          | Costco Wholesale Corp               | CUSIP: 22160K105<br>LEI: 29DX7H14B9S6O3FD6V18 | Long             | EC               | CORP              | US        |       533 | NS      | $243314.50    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Verisk Analytics Inc           | Verisk Analytics Inc                | CUSIP: 92345Y106<br>LEI: 549300I1YSWNIRKBWP67 | Long             | EC               | CORP              | US        |       189 | NS      | $33343.38     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Vertex Pharmaceuticals Inc     | Vertex Pharmaceuticals Inc          | CUSIP: 92532F100<br>LEI: 54930015RAQRRZ5ZGJ91 | Long             | EC               | CORP              | US        |       310 | NS      | $89521.80     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Walgreens Boots Alliance Inc   | Walgreens Boots Alliance Inc        | CUSIP: 931427108<br>LEI: 549300RPTUOIXG4LIH86 | Long             | EC               | CORP              | US        |      1041 | NS      | $38891.76     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Warner Bros Discovery Inc      | Warner Bros Discovery Inc           | CUSIP: 934423104<br>LEI: 5493006ZCRFWKF6B1K26 | Long             | EC               | CORP              | US        |      2905 | NS      | $27539.40     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Workday Inc                    | Workday Inc                         | CUSIP: 98138H101<br>LEI: 549300J0DYC0N31V7G13 | Long             | EC               | CORP              | US        |       244 | NS      | $40828.52     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Xcel Energy Inc                | Xcel Energy Inc                     | CUSIP: 98389B100<br>LEI: LGJNMI9GH8XIDG5RCM61 | Long             | EC               | CORP              | US        |       660 | NS      | $46272.60     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Zscaler Inc                    | Zscaler Inc                         | CUSIP: 98980G102<br>LEI: 529900MZ0RTK1BWRNF46 | Long             | EC               | CORP              | US        |       174 | NS      | $19470.60     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Zoom Video Communications Inc  | Zoom Video Communications Inc       | CUSIP: 98980L101<br>LEI: 549300T9GCHU0ODOM055 | Long             | EC               | CORP              | US        |       296 | NS      | $20051.04     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| GLOBALFOUNDRIES Inc            | GLOBALFOUNDRIES Inc                 | CUSIP: N/A<br>LEI: 549300BA76VK784VMX48       | Long             | EC               | CORP              | US        |       655 | NS      | $35297.95     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| ASML Holding NV                | ASML Holding NV                     | CUSIP: N/A<br>LEI: 724500Y6DUVHQD6OXN27       | Long             | EC               | CORP              | NL        |       108 | NS      | $59011.20     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| NXP Semiconductors NV          | NXP Semiconductors NV               | CUSIP: N/A<br>LEI: 724500M9BY5293JDF951       | Long             | EC               | CORP              | NL        |       312 | NS      | $49305.36     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| US TREASURY N/B                | United States Treasury Note/Bond    | CUSIP: 91282CAP6<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   1435000 | PA      | $1384435.36   | 5.10%             | 2023-10-15      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| US TREASURY N/B                | United States Treasury Note/Bond    | CUSIP: 91282CAW1<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   1435000 | PA      | $1379900.41   | 5.09%             | 2023-11-15      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| US TREASURY N/B                | United States Treasury Note/Bond    | CUSIP: 91282CCN9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   1435000 | PA      | $1397258.44   | 5.15%             | 2023-07-31      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| US TREASURY N/B                | United States Treasury Note/Bond    | CUSIP: 91282CCU3<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   1435000 | PA      | $1391714.20   | 5.13%             | 2023-08-31      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| US TREASURY N/B                | United States Treasury Note/Bond    | CUSIP: 91282CDD0<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   1435000 | PA      | $1383877.65   | 5.10%             | 2023-10-31      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| US TREASURY N/B                | United States Treasury Note/Bond    | CUSIP: 91282CDR9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   1435000 | PA      | $1379480.80   | 5.09%             | 2023-12-31      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-24

**Name of Applicant:** Listed Funds Trust

**Signature:** /s/Travis Babich

**Name of Signer:** Travis Babich

**Title:** Treasurer