# EDGAR Filing Document

**Accession Number:** 0001200375
**File Stem:** 0001193125-26-276602
**Filing Date:** 2026-6
**Character Count:** 6526
**Document Hash:** c925d0ddb28f13701705c06e44ccc0f7
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-26-276602.hdr.sgml**: 20260622

**ACCESSION NUMBER**: 0001193125-26-276602

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 11

**CONFORMED PERIOD OF REPORT**: 20260617

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20260622

**DATE AS OF CHANGE**: 20260622

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CODEXIS, INC.
- **CENTRAL INDEX KEY:** 0001200375
- **STANDARD INDUSTRIAL CLASSIFICATION:** INDUSTRIAL ORGANIC CHEMICALS [2860]
- **ORGANIZATION NAME:** 08 Industrial Applications and Services
- **EIN:** 710872999
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-34705
- **FILM NUMBER:** 261104751

**BUSINESS ADDRESS:**
- **STREET 1:** 200 PENOBSCOT DRIVE
- **CITY:** REDWOOD CITY
- **STATE:** CA
- **ZIP:** 94063
- **BUSINESS PHONE:** 650-421-8100

**MAIL ADDRESS:**
- **STREET 1:** 200 PENOBSCOT DRIVE
- **CITY:** REDWOOD CITY
- **STATE:** CA
- **ZIP:** 94063

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CODEXIS INC
- **DATE OF NAME CHANGE:** 20021022

?xml version='1.0' encoding='ASCII'? 8-K

### UNITED STATES

### SECURITIES AND EXCHANGE COMMISSION

#### Washington, D.C. 20549

### FORM 8-K

#### CURRENT REPORT

#### Pursuant to Section 13 OR 15(d)

#### of The Securities Exchange Act of 1934

#### Date of Report (Date of earliest event reported): June 17, 2026

## Codexis, Inc.

#### (Exact name of registrant as specified in its charter)

---

| | | |
|:---|:---|:---|
| **Delaware** | **001-34705** | **71-0872999** |
| **(State or other jurisdiction**<br> **of incorporation)** | **(Commission**<br> **File Number)** | **(I.R.S. Employer**<br> **Identification No.)** |

---

#### 200 Penobscot Drive

#### Redwood City, CA 94063

#### (Address of Principal Executive Offices) (Zip Code)
(650) 421-8100

#### Registrant's telephone number, including area code

#### Not Applicable

#### (Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (<u>see</u> General Instruction A.2. below):

☐ Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

---

| | | |
|:---|:---|:---|
| **Title of Each Class** | **Trading**<br> **Symbol(s)** | **Name of Each Exchange**<br> **on Which Registered** |
| Common Stock, par value $0.0001 per share | CDXS | The Nasdaq Global Select Market |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

------

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| | |
|:---|:---|
| **Item 5.07** | **Submission of Matters to a Vote of Security Holders.**  |

---

Codexis, Inc. (the "Company") held its 2026 Annual Meeting of Stockholders (the "Annual Meeting") on June 17, 2026. The following is a brief description of each matter voted upon at the Annual Meeting. A more complete description of each matter is set forth in the Company's Definitive Proxy Statement on Schedule 14A for the Annual Meeting, filed with the Securities and Exchange Commission on April 28, 2026 (the "Proxy Statement"). The vote results detailed below represent final results as certified by the Inspector of Elections.

#### Proposal 1. Election of Directors.
The Company's stockholders elected Stephen G. Dilly, Raymond De Vré, and Rahul Singhvi for a three-year term expiring at the 2029 annual meeting of stockholders or until their respective successors are duly elected and qualified or their earlier resignation or removal. The voting results are as follows:

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| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
|  | **Number of Votes** | **Number of Votes** | **Number of Votes** | **Number of Votes** | **Number of Votes** | **Number of Votes** |
| **Name of Nominee** | **For** | **For** | **Withheld** | **Withheld** | **Broker Non-Votes** | **Broker Non-Votes** |
|  Stephen G. Dilly, M.B.B.S., Ph.D. |  | 47074970 |  | 6891598 |  | 20771912 |
|  Raymond De Vré, Ph.D. |  | 53369302 |  | 597266 |  | 20771912 |
|  Rahul Singhvi, Sc.D. |  | 53059159 |  | 907409 |  | 20771912 |

---

#### Proposal 2. Ratification of Independent Registered Public Accounting Firm.
The Company's stockholders ratified the selection by the audit committee of the Company's board of directors of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2026. The voting results are as follows:

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| | | |
|:---|:---|:---|
| **Number of Votes** | **Number of Votes** | **Number of Votes** |
| **For** | **Against** | **Abstain** |
| 74561400 | 106175 | 70905 |

---

#### Proposal 3. Non-binding, Advisory Vote on Executive Compensation.
The Company's stockholders approved, on a non-binding, advisory basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. The voting results are as follows:

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| | | | |
|:---|:---|:---|:---|
| **Number of Votes** | **Number of Votes** | **Number of Votes** | **Number of Votes** |
| **For** | **Against** | **Abstain** | **Broker Non-Votes** |
| 52546366 | 1192848 | 227354 | 20771912 |

---

------

#### SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
|  | CODEXIS, INC. | CODEXIS, INC. |
| Date: June 22, 2026 | By: | /s/ Georgia Erbez |
|  |  | Georgia Erbez |
|  |  | Chief Financial Officer and Chief Business Officer |

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