# EDGAR Filing Document

**Accession Number:** 0000822756
**File Stem:** 0000822756-26-000004
**Filing Date:** 2026-3
**Character Count:** 2500
**Document Hash:** c6d4ca4a1b240c194584de14f05ae2d0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000822756-26-000004.hdr.sgml**: 20260331

**ACCESSION NUMBER**: 0000822756-26-000004

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260331

**DATE AS OF CHANGE**: 20260331

**EFFECTIVENESS DATE**: 20260331

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GUZMAN & COMPANY
- **CENTRAL INDEX KEY:** 0000822756

**ORGANIZATION NAME:**
- **EIN:** 592764363
- **STATE OF INCORPORATION:** FL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-38646
- **FILM NUMBER:** 26819981

**BUSINESS ADDRESS:**
- **STREET 1:** 101 ARAGON AVENUE
- **STREET 2:** 14TH FLOOR
- **CITY:** CORAL GABLES
- **STATE:** FL
- **ZIP:** 33134-5426
- **BUSINESS PHONE:** 305-374-3600

**MAIL ADDRESS:**
- **STREET 1:** 101 ARAGON AVENUE
- **STREET 2:** 14TH FLOOR
- **CITY:** CORAL GABLES
- **STATE:** FL
- **ZIP:** 33134-5426

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUZMAN & CO                                             /BD
- **DATE OF NAME CHANGE:** 19870930

### Attached PDF Documents

**Attachment 1:** `Public.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000822756

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** GUZMAN & COMPANY

**Business Address:** 101 ARAGON AVENUE, 14TH FLOOR, CORAL GABLES, FL, 33134-5426

**Contact Person:** ltoribio@guzman.com

**Contact Phone:** 305-416-5358

### Independent Public Accountant Identification

**Accountant Name:** BDO USA, P.C

**Accountant Address:** 100 SE 2ND ST. SUITE 1700, MIAMI, FL, 33131

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Alexis G. Miller**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **GUZMAN & COMPANY**, as of **12-31-2025**, are true and correct.

**Signature:** Alexis G. Miller

**Title:** CFO