# EDGAR Filing Document

**Accession Number:** 0001432353
**File Stem:** 0001752724-23-016709
**Filing Date:** 2023-1
**Character Count:** 17447
**Document Hash:** 60d2598037c82f2b3b106eee8766d4c8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-016709.hdr.sgml**: 20230127

**ACCESSION NUMBER**: 0001752724-23-016709

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230127

**DATE AS OF CHANGE**: 20230127

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Global X Funds
- **CENTRAL INDEX KEY:** 0001432353
- **IRS NUMBER:** 000000000

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22209
- **FILM NUMBER:** 23563017

**BUSINESS ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 43RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158
- **BUSINESS PHONE:** (212) 644-6110

**MAIL ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 43RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158

## Series and Classes Contracts Data

### Global X Clean Water ETF (Series ID: S000071326)

| Class ID   | Class Name               | Ticker Symbol   |
|:---|:---|:---|
| C000226290 | Global X Clean Water ETF | AQWA            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GLOBAL X FUNDS

- **b. Investment Company Act file number:** 811-22209

- **c. CIK number of Registrant:** 0001432353

- **d. LEI of Registrant:** 5493003RA4QUTSYF1N15

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 605 Third Avenue

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10158

  - **Telephone number:** 2126446110

**Item A.2. Information about the Series.**

- **a. Name of Series:** Global X Clean Water ETF

- **b. EDGAR series identifier (if any):** S000071326

- **c. LEI of Series:** 5493000EO8T2EP0CP443

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $7583343.05

**Total Liabilities:** $3052.55

**Net Assets:** $7580290.50

**Cash Not Reported:** $276.17

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000226290 | 6.24%                | 8.55%                | -11.05%              |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $438654.27                                 |
| Month 2  | $0.00                    | $546093.48                                 |
| Month 3  | $-233764.64              | $-540927.44                                |

### Schedule of Portfolio Investments

| Name                                                           | Title                                               | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| GUANGDONG INVESTMENT LIMITED                                   | GUANGDONG INVESTMENT LTD COMMON STOCK               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | HK        |    137400 | NS      | $126037.28    | 1.66%             |  |  |  | No            |                  1 | On Loan: No      |
| EVOQUA WATER TECHNOLOGIES CORP.                                | EVOQUA WATER TECHNOLOGIES CO COMMON STOCK           | CUSIP: 30057T105<br>LEI: 529900YQAOMEZRGRRP43 | Long             | EC               |  | US        |      5856 | NS      | $254677.44    | 3.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Keppel Infrastructure Trust                                    | KEPPEL INFRASTRUCTURE TRUST UNIT                    | CUSIP: N/A<br>LEI: 254900BF7L1ZCMAZS467       | Long             | EC               |  | SG        |    197665 | NS      | $77894.69     | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| MUELLER WATER PRODUCTS, INC.                                   | MUELLER WATER PRODUCTS INC-A COMMON STOCK           | CUSIP: 624758108<br>LEI: 549300F7ZU4P1F8V8L60 | Long             | EC               |  | US        |      7516 | NS      | $87636.56     | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| WPG (Shanghai) Smart Water Public Co., Ltd.                    | WPG SHANGHAI SMART WATER P-A COMMON STOCK           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |     15500 | NS      | $18096.15     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| SJW GROUP                                                      | SJW GROUP COMMON STOCK                              | CUSIP: 784305104<br>LEI: N/A                  | Long             | EC               |  | US        |      1303 | NS      | $97321.07     | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Kurita Water Industries Ltd.                                   | KURITA WATER INDUSTRIES LTD COMMON STOCK            | CUSIP: N/A<br>LEI: 52990086GS2ON69UMX34       | Long             | EC               |  | JP        |      4783 | NS      | $209089.15    | 2.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Capital Eco-Environment Protection Group Co.,Ltd.      | BEIJING CAPITAL ECO-ENVIRO-A COMMON STOCK           | CUSIP: N/A<br>LEI: 30030025XAP88XOR8484       | Long             | EC               |  | CN        |    187900 | NS      | $76660.86     | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| ZURN ELKAY WATER SOLUTIONS CORPORATION                         | Zurn Elkay Water Solutions Corporation COMMON STOCK | CUSIP: 98983L108<br>LEI: 549300AM3633XDFU1Q85 | Long             | EC               |  | US        |      7164 | NS      | $173440.44    | 2.29%             |  |  |  | No            |                  1 | On Loan: No      |
| ORGANO CORPORATION                                             | ORGANO CORP COMMON STOCK                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | JP        |      1400 | NS      | $28272.90     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Companhia de Saneamento Basico do Estado de Sao Paulo - SABESP | CIA SANEAMENTO BASICO DE SP COMMON STOCK            | CUSIP: N/A<br>LEI: 254900UOXRZRS2TNWP19       | Long             | EC               |  | BR        |     16629 | NS      | $190644.71    | 2.52%             |  |  |  | No            |                  1 | On Loan: No      |
| RELIANCE WORLDWIDE CORPORATION LIMITED                         | RELIANCE WORLDWIDE CORP LTD COMMON STOCK            | CUSIP: N/A<br>LEI: 52990084PQSDDJ8F5447       | Long             | EC               |  | AU        |     33084 | NS      | $67798.26     | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| ADVANCED DRAINAGE SYSTEMS, INC.                                | ADVANCED DRAINAGE SYSTEMS IN COMMON STOCK           | CUSIP: 00790R104<br>LEI: 6QQTOZ5MF5DHM7K92I60 | Long             | EC               |  | US        |      2419 | NS      | $235271.94    | 3.10%             |  |  |  | No            |                  1 | On Loan: No      |
| WATTS WATER TECHNOLOGIES, INC.                                 | WATTS WATER TECHNOLOGIES-A COMMON STOCK             | CUSIP: 942749102<br>LEI: 549300REJOO94ERQN318 | Long             | EC               |  | US        |      1320 | NS      | $209154.00    | 2.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Essential Utilities, Inc.                                      | ESSENTIAL UTILITIES INC COMMON STOCK                | CUSIP: 29670G102<br>LEI: 549300ILTEOF3E3QY357 | Long             | EC               |  | US        |     11808 | NS      | $569617.92    | 7.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Calix Ltd                                                      | CALIX LTD COMMON STOCK                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | AU        |      5627 | NS      | $18917.33     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN STATES WATER COMPANY                                  | AMERICAN STATES WATER CO COMMON STOCK               | CUSIP: 029899101<br>LEI: 529900L26LIS2V8PWM23 | Long             | EC               |  | US        |      1785 | NS      | $174912.15    | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| CALIFORNIA WATER SERVICE GROUP                                 | CALIFORNIA WATER SERVICE GRP COMMON STOCK           | CUSIP: 130788102<br>LEI: 529900QABDOBU6UVRQ36 | Long             | EC               |  | US        |      2627 | NS      | $170571.11    | 2.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Nomura Micro Science Co., Ltd.                                 | NOMURA MICRO SCIENCE CO LTD COMMON STOCK            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | JP        |       884 | NS      | $29806.65     | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITED UTILITIES GROUP PLC                                     | UNITED UTILITIES GROUP PLC COMMON STOCK             | CUSIP: N/A<br>LEI: 2138002IEYQAOC88ZJ59       | Long             | EC               |  | GB        |     26512 | NS      | $323309.37    | 4.27%             |  |  |  | No            |                  1 | On Loan: No      |
| SEVERN TRENT PLC                                               | SEVERN TRENT PLC COMMON STOCK                       | CUSIP: N/A<br>LEI: 213800RPBXRETY4A4C59       | Long             | EC               |  | GB        |      9992 | NS      | $322714.11    | 4.26%             |  |  |  | No            |                  1 | On Loan: No      |
| BADGER METER, INC.                                             | BADGER METER INC COMMON STOCK                       | CUSIP: 056525108<br>LEI: 5493002JENE20OGTUG20 | Long             | EC               |  | US        |      1419 | NS      | $164348.58    | 2.17%             |  |  |  | No            |                  1 | On Loan: No      |
| MIDDLESEX WATER COMPANY                                        | MIDDLESEX WATER CO COMMON STOCK                     | CUSIP: 596680108<br>LEI: N/A                  | Long             | EC               |  | US        |       841 | NS      | $78591.45     | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| SELECT ENERGY SERVICES, INC.                                   | SELECT ENERGY SERVICES INC-A COMMON STOCK           | CUSIP: 81617J301<br>LEI: 54930094OK8LA3QDW486 | Long             | EC               |  | US        |      3705 | NS      | $30343.95     | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA WATER AFFAIRS GROUP LIMITED                              | CHINA WATER AFFAIRS GROUP COMMON STOCK              | CUSIP: N/A<br>LEI: 529900XTSVH0DH4CEX74       | Long             | EC               |  | HK        |     38600 | NS      | $31303.31     | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| ECOLAB INC.                                                    | ECOLAB INC COMMON STOCK                             | CUSIP: 278865100<br>LEI: 82DYEISM090VG8LTLS26 | Long             | EC               |  | US        |      3674 | NS      | $550475.42    | 7.26%             |  |  |  | No            |                  1 | On Loan: No      |
| COWAY Co., Ltd.                                                | COWAY CO LTD COMMON STOCK                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | KR        |      2635 | NS      | $115082.08    | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Originwater Technology Co., Ltd.                       | BEIJING ORIGINWATER TECHNO-A COMMON STOCK           | CUSIP: N/A<br>LEI: 300300JGUWLVI6KFDX02       | Long             | EC               |  | CN        |    135600 | NS      | $97629.01     | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN WATER WORKS COMPANY, INC.                             | AMERICAN WATER WORKS CO INC COMMON STOCK            | CUSIP: 030420103<br>LEI: 549300DXHIJQMD5WFW18 | Long             | EC               |  | US        |      4040 | NS      | $613110.40    | 8.09%             |  |  |  | No            |                  1 | On Loan: No      |
| A. O. SMITH CORPORATION                                        | SMITH (A.O.) CORP COMMON STOCK                      | CUSIP: 831865209<br>LEI: 549300XG4US7UJNECY36 | Long             | EC               |  | US        |      5636 | NS      | $342330.64    | 4.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Chengdu Xingrong Environment Co., Ltd.                         | CHENGDU XINGRONG ENVIRONME-A COMMON STOCK           | CUSIP: N/A<br>LEI: 300300XM3A0CVZ914Y75       | Long             | EC               |  | CN        |    123500 | NS      | $88568.58     | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| BEIJING ENTERPRISES WATER GROUP LIMITED                        | BEIJING ENTERPRISES WATER GR COMMON STOCK           | CUSIP: N/A<br>LEI: 529900TWUN2ALJKWRR11       | Long             | EC               |  | HK        |    199240 | NS      | $52837.97     | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| ENERGY RECOVERY, INC.                                          | ENERGY RECOVERY INC COMMON STOCK                    | CUSIP: 29270J100<br>LEI: 549300ZEQL52Z525WJ22 | Long             | EC               |  | US        |      2216 | NS      | $51366.88     | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Core & Main Inc                                                | CORE & MAIN INC-CLASS A COMMON STOCK                | CUSIP: 21874C102<br>LEI: N/A                  | Long             | EC               |  | US        |      2946 | NS      | $61276.80     | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| XYLEM INC.                                                     | XYLEM INC COMMON STOCK                              | CUSIP: 98419M100<br>LEI: 549300DF5MV96DRYLQ48 | Long             | EC               |  | US        |      6187 | NS      | $695109.45    | 9.17%             |  |  |  | No            |                  1 | On Loan: No      |
| PENTAIR PUBLIC LIMITED COMPANY                                 | PENTAIR PLC COMMON STOCK                            | CUSIP: G7S00T104<br>LEI: 549300EVR9D56WPSRP15 | Long             | EC               |  | US        |      7084 | NS      | $324234.68    | 4.28%             |  |  |  | No            |                  1 | On Loan: No      |
| COMPANHIA DE SANEAMENTO DE MINAS GERAIS COPASA MG              | CIA SANEAMENTO MINAS GERAIS COMMON STOCK            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | BR        |      9295 | NS      | $27926.71     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| FERGUSON PLC                                                   | FERGUSON PLC COMMON STOCK                           | CUSIP: G3421J106<br>LEI: 213800DU1LGY3R2S2X42 | Long             | EC               |  | US        |      5069 | NS      | $594238.87    | 7.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Alkhorayef Water and Power Technologies Company SCJSC          | ALKHORAYEF WATER & POWER TEC COMMON STOCK           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | SA        |       724 | NS      | $27733.19     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| FRANKLIN ELECTRIC CO., INC.                                    | FRANKLIN ELECTRIC CO INC COMMON STOCK               | CUSIP: 353514102<br>LEI: RR6AURIKMXUE4Q24G284 | Long             | EC               |  | US        |      1885 | NS      | $157020.50    | 2.07%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-11-30

**Name of Applicant:** GLOBAL X FUNDS

**Signature:** Luis Berruga

**Name of Signer:** Luis Berruga

**Title:** President