# EDGAR Filing Document

**Accession Number:** 0001838615
**File Stem:** 0001140361-25-022655
**Filing Date:** 2025-6
**Character Count:** 23999
**Document Hash:** 10b59a12dc64ec40d9180d2c35f245d4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001140361-25-022655.hdr.sgml**: 20250616

**ACCESSION NUMBER**: 0001140361-25-022655

**CONFORMED SUBMISSION TYPE**: S-8

**PUBLIC DOCUMENT COUNT**: 7

**FILED AS OF DATE**: 20250616

**DATE AS OF CHANGE**: 20250616

**EFFECTIVENESS DATE**: 20250616

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AlTi Global, Inc.
- **CENTRAL INDEX KEY:** 0001838615
- **STANDARD INDUSTRIAL CLASSIFICATION:** INVESTMENT ADVICE [6282]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** S-8
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 333-288082
- **FILM NUMBER:** 251050393

**BUSINESS ADDRESS:**
- **STREET 1:** 22 VANDERBILT
- **STREET 2:** 27TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
- **BUSINESS PHONE:** 212-461-6363

**MAIL ADDRESS:**
- **STREET 1:** 22 VANDERBILT
- **STREET 2:** 27TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Alvarium Tiedemann Holdings, Inc.
- **DATE OF NAME CHANGE:** 20230104

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Cartesian Growth Corp
- **DATE OF NAME CHANGE:** 20201231

#### As filed with the U.S. Securities and Exchange Commission on June 16, 2025

#### Registration No. 333-

### UNITED STATES

### SECURITIES AND EXCHANGE COMMISSION

#### WASHINGTON, D.C. 20549

### FORM S-8

#### REGISTRATION STATEMENT

#### UNDER

#### THE SECURITIES ACT OF 1933

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## AlTi Global, Inc.

#### (Exact name of registrant as specified in its charter)

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---

| | |
|:---|:---|
| **Delaware** | **92-1552220** |
| **(State or other jurisdiction of incorporation or organization)** | **(I.R.S. Employer Identification Number)** |

---

#### 22 Vanderbilt Ave, 27th Floor

#### New York, New York 10017

#### (Address, including Zip Code, of Registrant's Principal Executive Offices)

#### AlTi Global, Inc. 2023 Stock Incentive Plan

#### (Full title of the plan)

#### <br>

#### Michael Tiedemann

#### Chief Executive Officer

#### 22 Vanderbilt Ave, 27th Floor

#### New York, New York 10017
(212) 396-5900

#### (Name, address and telephone number, including area code, of agent for service)

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#### <br>

#### Copies to:

---

| | |
|:---|:---|
| **Samantha M. Kirby, Esq.**<br> **Jeffrey A. Letalien, Esq.**<br> **Goodwin Procter LLP**<br> **100 Northern Avenue**<br> **Boston, MA 02210**<br> (617) 570-1000 | **Colleen Graham**<br> **Chief Legal, Compliance & Risk Officer**<br> **22 Vanderbilt Ave, 27th Floor**<br> **New York, New York 10017**<br> (212) 396-5900 |

---

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Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of "large accelerated filer," "accelerated filer," "smaller reporting company," and "emerging growth company" in Rule 12b-2 of the Exchange Act. (Check one):

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| | | | |
|:---|:---|:---|:---|
| Large accelerated filer | ☐ | Accelerated filer | ☒ |
| Non-accelerated filer | ☐ | Smaller reporting company | ☐ |
|  |  | Emerging growth company | ☒ |

---

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

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#### EXPLANATORY NOTE

This Registration Statement on Form S-8 ("Registration Statement") is filed for the purposes of registering 9,010,000 additional shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of AlTi Global, Inc. (the "Registrant") that may be issued pursuant to equity awards granted pursuant to the AlTi Global, Inc. 2023 Stock Incentive Plan, as amended (the "2023 Plan"). On June 16, 2025, pursuant to an amendment to the 2023 Plan approved by the Registrant's stockholders, the number of shares of Class A Common Stock reserved and available for issuance under the 2023 Plan increased by 9,010,000. This Registration Statement registers these additional 9,010,000 shares of Class A Common Stock (the "Additional Shares"). The Additional Shares are of the same class as the Class A Common Stock registered on the registration statement of the Registrant filed on Form S-8 (SEC File No. 333-270804) (the "Earlier Registration Statement"), the contents of which are hereby incorporated by reference pursuant to General Instruction E, except to the extent supplemented, amended or superseded by the information set forth herein. Only those items of Form S-8 containing new information not contained in the Earlier Registration Statement are presented herein.

#### PART I

#### INFORMATION REQUIRED IN THE SECTION 10(a) PROSPECTUS
The documents containing the information for the 2023 Plan specified by Part I of this Registration Statement will be sent or given to the participants in the 2023 Plan as specified by Rule 428(b)(1) of the Securities Act of 1933, as amended (the "Securities Act"). Such documents need not be filed with the Securities and Exchange Commission (the "Commission") either as a part of this Registration Statement or as prospectuses or prospectus supplements pursuant to Rule 424 of the Securities Act. Such documents and the documents incorporated by reference pursuant to Item 3 of Part II of this Registration Statement, taken together, constitute a prospectus for the Registration Statement.

#### PART II

#### INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
**Item 3.** **<u>Incorporation of Documents by Reference</u>.**<br>

The Registrant hereby incorporates by reference into this Registration Statement the following documents previously filed with the Commission:

(a) The Registrant's Annual Report on [Form 10-K](https://www.sec.gov/ix?doc=/Archives/edgar/data/1838615/000162828025013180/alti-20241231.htm) for the year ended December 31, 2024, filed with the Commission on March 17, 2025;

(b) All other documents filed by the Registrant pursuant to Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), since the end of the fiscal year covered by the document referred to in (a) above; and

(c) The description of the Class A Common Stock contained in [Exhibit 4.1](https://www.sec.gov/Archives/edgar/data/1838615/000162828025013180/descriptionofsecurities.htm) to the Registrant's Form 10-K for the fiscal year ended December 31, 2024, filed with the Commission on March 17, 2025, including any amendments or reports filed for the purpose of updating this description.

All documents that the Registrant subsequently files pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act prior to the filing of a post-effective amendment to this Registration Statement which indicates that all of the shares of Class A Common Stock offered have been sold or which deregisters all of such shares then remaining unsold, shall be deemed to be incorporated by reference in this Registration Statement and to be a part hereof from the date of the filing of such documents.

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Any statement contained in a document incorporated or deemed to be incorporated by reference herein shall be deemed to be modified or superseded to the extent that a statement contained herein or in any other subsequently filed document which also is or is deemed to be incorporated by reference herein modifies or supersedes such statement. Any such statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement.

**Item 8.** **<u>Exhibits</u>.**<br>

The exhibits to this Registration Statement are listed in the Exhibit Index attached hereto and incorporated by reference herein.

---

| | |
|:---|:---|
| **Exhibit**<br> **Number** |  |
| **Exhibit**<br> **Number** | **Exhibit Description** |
| [5.1\*](ef20050534_ex5-1.htm) | Opinion of Goodwin Procter LLP. |
| [23.1\*](ef20050534_ex5-1.htm) | Consent of Goodwin Procter LLP (included in Exhibit 5.1). |
| [23.2\*](ef20050534_ex23-2.htm) | Consent of KPMG LLP. |
| [24.1\*](#sig) | Power of Attorney (included as part of the signature page of this Registration Statement). |
| [99.1\*](ef20050534_ex99-1.htm) | Amendment No. 1 to AlTi Global, Inc. 2023 Stock Incentive Plan. |
| [107\*](ef20050534_ex107.htm) | Filing Fee Table |

---

\* Filed herewith.

**Item 9.** **<u>Undertakings</u>.**<br>

&nbsp;&nbsp;&nbsp;&nbsp;(a) The undersigned registrant hereby undertakes:

&nbsp;&nbsp;&nbsp;&nbsp;(1) To file, during any period in which offers or sales are being made, a post-effective amendment to this registration statement:

&nbsp;&nbsp;&nbsp;&nbsp;(i) To include any prospectus required by Section 10(a)(3) of the Securities Act;

&nbsp;&nbsp;&nbsp;&nbsp;(ii) To reflect in the prospectus any facts or events arising after the effective date of the registration statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate,
 represent a fundamental change in the information in the registration statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that
 which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the Commission pursuant to Rule 424(b) if, in the aggregate, the changes in
 volume and price represent no more than 20 percent change in the maximum aggregate offering price set forth in the "Calculation of Registration Fee" table in the effective registration statement;

&nbsp;&nbsp;&nbsp;&nbsp;(iii) To include any material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information in the registration statement;

*Provided, however*, that paragraphs (a)(1)(i) and (a)(1)(ii) of this section shall not apply if the information required to be included in a post-effective amendment by those paragraphs is contained in reports filed with or furnished to the Commission by the registrant pursuant to Section 13 or Section 15(d) of the Exchange Act (15 U.S.C. 78m or 78o(d)) that are incorporated by reference in the registration statement.

&nbsp;&nbsp;&nbsp;&nbsp;(2) That, for the purpose of determining any liability under the Securities Act, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein,
 and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.

&nbsp;&nbsp;&nbsp;&nbsp;(3) To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering.

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&nbsp;&nbsp;&nbsp;&nbsp;(b) The undersigned registrant hereby undertakes that, for purposes of determining any liability under the Securities Act, each filing of the registrant's annual report pursuant to Section 13(a) or Section 15(d)
 of the Exchange Act (and, where applicable, each filing of an employee benefit plan's annual report pursuant to Section 15(d) of the Exchange Act) that is incorporated by reference in the registration statement shall be deemed to be a new
 registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.

&nbsp;&nbsp;&nbsp;&nbsp;(h) Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers and controlling persons of the registrant pursuant to the foregoing provisions, or
 otherwise, the registrant has been advised that in the opinion of the Commission such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for
 indemnification against such liabilities (other than the payment by the registrant of expenses incurred or paid by a director, officer or controlling person of the registrant in the successful defense of any action, suit or proceeding) is
 asserted by such director, officer or controlling person in connection with the securities being registered, the registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court
 of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue.

#### SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, this June 16, 2025.

---

| | |
|:---|:---|
| **AlTi Global, Inc.** | **AlTi Global, Inc.** |
| By: | /s/ Michael Tiedemann |
| Name: | Michael Tiedemann |
| Title: | Chief Executive Officer |

---

#### POWER OF ATTORNEY AND SIGNATURES
We, the undersigned officers and directors of AlTi Global, Inc., hereby severally constitute and appoint Michael Tiedemann and Michael W. Harrington, and each of them singly (with full power to each of them to act alone), our true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution in each of them for the person and in his or her name, place and stead, and in any and all capacities, to sign for us and in our names in the capacities indicated below any and all amendments (including post-effective amendments) to this registration statement on Form S-8, and to file the same, with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite or necessary to be done in and about the premises, as full to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents or any of them, or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof.

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the date indicated below.

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---

| | | |
|:---|:---|:---|
| **Signature** | **Title** | **Date** |
| /s/ Michael Tiedemann | Chief Executive Officer and Director<br> *(Principal Executive Officer)* | June 16, 2025 |
| Michael Tiedemann | Chief Executive Officer and Director<br> *(Principal Executive Officer)* | June 16, 2025 |
| /s/ Michael W. Harrington | Chief Financial Officer<br> *(Principal Financial Officer)* | June 16, 2025 |
| Michael W. Harrington | Chief Financial Officer<br> *(Principal Financial Officer)* | June 16, 2025 |
| /s/ Patrick Keenan | Chief Accounting Officer<br> *(Principal Accounting Officer)* | June 16, 2025 |
| Patrick Keenan | Chief Accounting Officer<br> *(Principal Accounting Officer)* | June 16, 2025 |
| /s/ Ali Bouzarif | Director | June 16, 2025 |
| Ali Bouzarif | Director | June 16, 2025 |
| /s/ Tracey Brophy Warson | Director | June 16, 2025 |
| Tracey Brophy Warson | Director | June 16, 2025 |
| /s/ Nazim Cetin | Director | June 16, 2025 |
| Nazim Cetin | Director | June 16, 2025 |
| /s/ Norma Corio | Director | June 16, 2025 |
| Norma Corio | Director | June 16, 2025 |
| /s/ Mark Furlong | Director | June 16, 2025 |
| Mark Furlong | Director | June 16, 2025 |
| /s/ Timothy Keaney | Director | June 16, 2025 |
| Timothy Keaney | Director | June 16, 2025 |
| /s/ Andreas Wimmer | Director | June 16, 2025 |
| Andreas Wimmer | Director | June 16, 2025 |

---

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## Exhibit 5.1

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#### Exhibit 5.1

#### <br>

---

| | |
|:---|:---|
|  | Goodwin Procter LLP<br> 100 Northern Avenue<br> Boston, MA 02210 |
|  | goodwinlaw.com<br> +1 617 570 1000 |
| ![](image00003.jpg) |  |

---

June 16, 2025

AlTi Global, Inc.

22 Vanderbilt Avenue, 27th Floor

New York, New York 10017

Re: <u>Securities Being Registered under Registration Statement on Form S-8</u>

We have acted as your counsel in connection with your filing of a Registration Statement on Form S-8 (the "Registration Statement") pursuant to the Securities Act of 1933, as amended (the "Securities Act"), on or about the date hereof relating to 9,010,000 shares (the "Shares") of Class A common stock, $0.0001 par value per share ("Class A Common Stock"), of AlTi Global, Inc., a Delaware corporation (the "Company"), that may be issued pursuant to the Company's 2023 Stock Incentive Plan, as amended (the "Plan").

We have reviewed such documents and made such examination of law as we have deemed appropriate to give the opinion set forth below. We have relied, without independent verification, on certificates of public officials and, as to matters of fact material to the opinion set forth below, on certificates of officers of the Company.

For purposes of the opinion set forth below, we have assumed that, at the time Shares are issued, the total number of then unissued Shares, when added to the number of shares of Class A Common Stock issued, subscribed for, or otherwise committed to be issued, does not exceed the number of shares of Class A Common Stock authorized by the Company's certificate of incorporation.

The opinion set forth below is limited to the Delaware General Corporation Law.

Based on the foregoing, we are of the opinion that the Shares have been duly authorized and, when delivered against payment therefor in accordance with the terms of the Plan, will be validly issued, fully paid and nonassessable.

This opinion letter and the opinion it contains shall be interpreted in accordance with the Core Opinion Principles as published in 74 *Business Lawyer* 815 (Summer 2019).

We hereby consent to the inclusion of this opinion as Exhibit 5.1 to the Registration Statement. In giving our consent, we do not admit that we are in the category of persons whose consent is required under Section 7 of the Securities Act or the rules and regulations thereunder.

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| |
|:---|
| Very truly yours, |
| /s/ Goodwin Procter LLP<br>|
| GOODWIN PROCTER LLP |

---

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## Exhibit 23.2

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#### Exhibit 23.2<br>

#### <br>

#### Consent of Independent Registered Public Accounting Firm
We consent to the use of our report dated March 17, 2025, with respect to the consolidated financial statements of AlTi Global, Inc., incorporated herein by reference.

![](image00001.jpg)

Philadelphia, Pennsylvania

June 16, 2025

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## Exhibit 99.1

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#### Exhibit 99.1<br>

#### ALTI GLOBAL, INC.

#### AMENDMENT NO. 1 TO

#### 2023 STOCK INCENTIVE PLAN

#### <br>
WHEREAS, the Board of Directors of AlTi Global, Inc., a Delaware corporation (the "**Company**"), previously approved and adopted the Alvarium Tiedemann Holdings, Inc. 2023 Stock Incentive Plan (the "**2023 Plan**"); and

WHEREAS, the Board of Directors has determined that it is in the best interest of the Company to amend the 2023 Plan as set forth in this Amendment No. 1 (this "**Amendment**").

NOW, THEREFORE, the 2023 Plan is amended as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1.  **<u>Amendments</u>** 

**1.01.&nbsp;&nbsp;&nbsp;&nbsp;** Section 2(l) of the 2023 Plan is hereby amended and restated in its entirety to read as follows:

"(l) "**Company**" means Alti Global, Inc., a Delaware corporation or any successor thereto.

**1.02.&nbsp;&nbsp;&nbsp;&nbsp;** Section 2(kk) of the Plan is hereby amended and restated in its entirety to read as follows:

"(kk) "**Plan**" means this Alti Global, Inc. 2023 Stock Incentive Plan, as may be amended from time to time."

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**1.03.** Section 3(a) of the 2023 Plan is hereby amended and restated in its entirety to read as follows:

"(a)&nbsp;&nbsp;&nbsp;&nbsp; ***<u>Stock Subject to the Plan</u>***. Subject to the provisions of Section 14, the maximum aggregate number of Shares that may be subject to Awards and sold under the Plan is 20,798,132 Shares (the "**Initial Share Pool**"); provided, however, that the maximum number of Shares that may be issued upon the exercise of Incentive Stock Options shall equal the Initial Share Pool. The Shares may be authorized but unissued, or reacquired Common Stock."

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**2.**  **<u>Miscellaneous</u>** 

**** 

<br> &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**2.01.** <u>Effect</u>. Except as amended hereby, the 2023 Plan shall remain in full force and effect.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**2.02.** <u>Defined Terms</u>. All capitalized terms used but not specifically defined herein shall have the same meanings given such terms in the 2023 Plan unless the context clearly indicates or dictates a contrary meaning.

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**2.03.&nbsp;&nbsp;&nbsp;&nbsp;** <u>Governing Law</u>. This Amendment shall be governed by and construed in accordance with the laws and judicial decisions of the State of Delaware, without regard to the application of the principles of conflict of laws.

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| | |
|:---|:---|
| **ADOPTED BY BOARD OF DIRECTORS:** | **April 24, 2025** |
| **APPROVED BY STOCKHOLDERS:** | **June 16, 2025** |

---

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## Ex-Filing

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Exhibit 107

#### CALCULATION OF REGISTRATION FEE

<u>Form S-8</u>

(Form Type)

#### AlTi Global, Inc.
(Exact Name of Registrant as Specified in its Charter)

Newly Registered Securities

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| | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|
| **Security**<br> **Type** | **Security Class**<br> **Title** | **Fee**<br> **Calculation**<br> **Rule** | **Amount**<br> **Registered(1)** | **Proposed**<br> **Maximum**<br> **Offering Price**<br> **Per Share(2)** | **Maximum Aggregate**<br> **Offering Price** | **Fee Rate** | **Amount of** <br> **Registration**<br> **Fee** |
| Equity | Class A Common Stock, par value $0.0001 per share | Other (2) | 9,010,000 shares | $3.86 | $34778600 | $0.00015310 | $5324.60 |
| **Total Offering Amounts** | **Total Offering Amounts** | **Total Offering Amounts** | **Total Offering Amounts** |  | $34778600 |  | $5324.60 |
| **Total Fee Offsets** | **Total Fee Offsets** | **Total Fee Offsets** | **Total Fee Offsets** |  |  |  | $0 |
| **Net Fee Due** | **Net Fee Due** | **Net Fee Due** | **Net Fee Due** |  |  |  | $5324.60 |

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(1) Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the "Securities Act"), this Registration Statement shall also cover any additional shares of the Registrant's
 Class A common stock, $0.0001 par value per share ("Class A Common Stock"), which become issuable under the Registrant's 2023 Stock Incentive Plan, as amended (the "2023 Plan"), by reason of any stock dividend, stock split,
 recapitalization or any other similar transaction effected without the receipt of consideration which results in an increase in the number of the Registrant's outstanding shares of Class A Common Stock.

(2) The price of $3.86 per share, which is the average of the high and low sale prices of the Class A Common Stock on the Nasdaq Capital Market on June 12, 2025, is set forth solely
 for purposes of calculating the registration fee pursuant to Rules 457(c) and (h) of the Securities Act.

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<br>