# EDGAR Filing Document

**Accession Number:** 0000046619
**File Stem:** 0000046619-23-000062
**Filing Date:** 2023-3
**Character Count:** 6859
**Document Hash:** 1a3a1bca663c999c29482e20343c498e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000046619-23-000062.hdr.sgml**: 20230321

**ACCESSION NUMBER**: 0000046619-23-000062

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230317

**FILED AS OF DATE**: 20230321

**DATE AS OF CHANGE**: 20230321

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Macau Carlos L
- **CENTRAL INDEX KEY:** 0001551293

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-04604
- **FILM NUMBER:** 23749424

**MAIL ADDRESS:**
- **STREET 1:** 3000 TAFT STREET
- **CITY:** HOLLYWOOD
- **STATE:** FL
- **ZIP:** 33021
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HEICO CORP
- **CENTRAL INDEX KEY:** 0000046619
- **STANDARD INDUSTRIAL CLASSIFICATION:** AIRCRAFT ENGINES & ENGINE PARTS [3724]
- **IRS NUMBER:** 650341002
- **STATE OF INCORPORATION:** FL
- **FISCAL YEAR END:** 1031

**BUSINESS ADDRESS:**
- **STREET 1:** 3000 TAFT ST
- **CITY:** HOLLYWOOD
- **STATE:** FL
- **ZIP:** 33021
- **BUSINESS PHONE:** 954-987-4000

**MAIL ADDRESS:**
- **STREET 1:** 3000 TAFT STREET
- **CITY:** HOLLYWOOD
- **STATE:** FL
- **ZIP:** 33021

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HEINICKE INSTRUMENTS CO
- **DATE OF NAME CHANGE:** 19860417

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Macau Carlos L<br><sub>(Last) (First) (Middle)</sub><br>3000 TAFT STREET<br><sub>(Street)</sub><br>HOLLYWOOD, FL 33021<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-17 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_EVP-CFO & Treasurer_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>HEICO CORP [ HEI, HEI.A ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Class A Common Stock |  |  |  |  |  |  |  | 82160 | D |  |
| Class A Common Stock |  |  |  |  |  |  |  | 2000 | I | By Sons |
| Common Stock |  |  |  |  |  |  |  | 1872 | I | 401k Plan<sup>(1)</sup> |
| Class A Common Stock |  |  |  |  |  |  |  | 1894 | I | 401k Plan<sup>(1)</sup> |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Option (Right to purchase Class A Common Stock) | $24.9088 |  |  |  |  |  |  | <sup>(2)</sup> | 2025-06-08 | Class A Common Stock | 48829.0 |  | 48829 | D |  |
| Option (Right to purchase Class A Common Stock) | $22.2003 |  |  |  |  |  |  | <sup>(2)</sup> | 2025-12-14 | Class A Common Stock | 48829.0 |  | 48829 | D |  |
| Option (Right to purchase Class A Common Stock) | $38.3744 |  |  |  |  |  |  | <sup>(2)</sup> | 2027-03-17 | Class A Common Stock | 97656.0 |  | 97656 | D |  |
| Option (Right to purchase Class A Common Stock) | $56.24 |  |  |  |  |  |  | <sup>(2)</sup> | 2028-03-16 | Class A Common Stock | 62500.0 |  | 62500 | D |  |
| Option (Right to purchase Class A Common Stock) | $120.32 |  |  |  |  |  |  | <sup>(2)</sup> | 2031-09-24 | Class A Common Stock | 50000.0 |  | 50000 | D |  |
| Option (Right to purchase Class A Common Stock) | $129.79 | 2023-03-17 |  | A |  | 25000 |  | <sup>(2)</sup> | 2033-03-17 | Class A Common Stock | 25000.0 | $0 | 25000 | D |  |

---

### Footnotes:

(1) Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401k plan based on a plan statement dated March 17, 2023.

(2) These options are exercisable at 20% per year over five years from the date of grant.

**Signature:** /s/ Carlos L. Macau  
**Date:** 2023-03-21

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**