# EDGAR Filing Document

**Accession Number:** 0001992104
**File Stem:** 0001193125-25-330298
**Filing Date:** 2025-12
**Character Count:** 3542
**Document Hash:** 815af4ce53dccf9ada96a27ecdf06b5f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-25-330298.hdr.sgml**: 20251223

**ACCESSION NUMBER**: 0001193125-25-330298

**CONFORMED SUBMISSION TYPE**: 497K

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20251223

**DATE AS OF CHANGE**: 20251223

**EFFECTIVENESS DATE**: 20251223

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PGIM Rock ETF Trust
- **CENTRAL INDEX KEY:** 0001992104

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** 497K
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 333-274664
- **FILM NUMBER:** 251596891

**BUSINESS ADDRESS:**
- **STREET 1:** 655 BROAD ST
- **STREET 2:** 6TH FLOOR
- **CITY:** NEWARK
- **STATE:** NJ
- **ZIP:** 07102
- **BUSINESS PHONE:** 862-302-9412

**MAIL ADDRESS:**
- **STREET 1:** 655 BROAD ST
- **STREET 2:** 6TH FLOOR
- **CITY:** NEWARK
- **STATE:** NJ
- **ZIP:** 07102

## Series and Classes Contracts Data

### PGIM S&P 500 Max Buffer ETF - January (Series ID: S000089293)

| Class ID   | Class Name                            | Ticker Symbol   |
|:---|:---|:---|
| C000255810 | PGIM S&P 500 Max Buffer ETF - January | PMJA            |

**PGIM Rock ETF Trust**

**PGIM S&P 500 Max Buffer ETF – January**

**(the "Fund")**

***Supplement dated* December 23, 2025**

***to the Fund's Currently Effective Summary Prospectus and Prospectus***

As described in the Fund's prospectus, an investment in shares of the Fund is subject to a pre-determined upside return cap (the "Cap") that represents the maximum percentage return an investor can achieve from an investment in the Fund for the entire Target Outcome Period (generally, an approximately one-year period over which the Fund seeks to produce the target outcome). The next Target Outcome Period for the Fund will commence on January 1, 2026 and end on December 31, 2026 (the "New Target Outcome Period"). The Fund's Cap will not be determined until on or about the start of the New Target Outcome Period. ***Investors are encouraged to visit the Fund's website (https://www.pgim.com/investments/etf-buffer-fund)\* on January 1, 2026 (or the first business day thereafter) to obtain information on the Cap for the New Target Outcome Period. Investors should consider the Cap before investing or reinvesting in the Fund for the New Target Outcome Period.***

The anticipated buffer for the Fund is also disclosed below. ***Investors are further encouraged to visit the website (https://www.pgim.com/investments/etf-buffer-fund)\* for the Fund on January 1, 2026 (or the first business day thereafter) to obtain information on the final buffer for the New Target Outcome Period.***

As of December 23, 2025, the expected range of the Fund's Cap and anticipated buffer (before fees and expenses) for the New Target Outcome Period is set forth below.

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| | | | |
|:---|:---|:---|:---|
| **Fund Name** | **Ticker** | **Estimated Cap Range** | **Anticipated Buffer** |
| &nbsp;&nbsp; PGIM S&P 500 Max <br> Buffer ETF – January | PMJA | &nbsp;&nbsp; 4.5% – 7.5% before <br> fees and expenses<br>| 100% before fees and expenses  |
| &nbsp;&nbsp; PGIM S&P 500 Max <br> Buffer ETF – January | PMJA | &nbsp;&nbsp; (4.0% – 7.0% after <br> taking into account the <br> Fund's unitary <br> management fee)<br>| &nbsp;&nbsp; (99.5% after taking into account the Fund's <br> unitary management fee)<br>|

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\* Reference to the Website does not incorporate the Website into this supplement or the Fund's prospectus.

LR5013JAN

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