# EDGAR Filing Document

**Accession Number:** 0001182014
**File Stem:** 0001182014-26-000002
**Filing Date:** 2026-2
**Character Count:** 2697
**Document Hash:** c7581185a173647bd3e2afe71026c765
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001182014-26-000002.hdr.sgml**: 20260227

**ACCESSION NUMBER**: 0001182014-26-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 4

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260227

**DATE AS OF CHANGE**: 20260227

**EFFECTIVENESS DATE**: 20260227

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RABO SECURITIES USA, INC.
- **CENTRAL INDEX KEY:** 0001182014

**ORGANIZATION NAME:**
- **EIN:** 134097954
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-65525
- **FILM NUMBER:** 26701202

**BUSINESS ADDRESS:**
- **STREET 1:** 151 WEST 42ND STREET
- **STREET 2:** 8TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036
- **BUSINESS PHONE:** 212-808-2548

**MAIL ADDRESS:**
- **STREET 1:** 151 WEST 42ND STREET
- **STREET 2:** 8TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RABO SECURITIES USA, INCORPORATED
- **DATE OF NAME CHANGE:** 20020821

### Attached PDF Documents

**Attachment 1:** `sofc_fy2025.pdf`

_No text found in this document._

**Attachment 2:** `pwc_rsi_exempt_v3.pdf`

_No text found in this document._

**Attachment 3:** `sipc_aup_sipc_25_v3.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001182014

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** RABO SECURITIES USA, INC.

**Business Address:** 151 WEST 42ND STREET, 8TH FLOOR, NEW YORK, NY, 10036

**Contact Person:** Andrea Martens

**Contact Phone:** (212) 916-3706

### Independent Public Accountant Identification

**Accountant Name:** PricewaterhouseCoopers LLP

**Accountant Address:** 214 N. Tryon Street, Suite 4200, Charlotte, NC, 28202

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Nader Pasdar**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **RABO SECURITIES USA, INC.**, as of **12-31-2025**, are true and correct.

**Signature:** Nader Pasdar

**Title:** Chief Executive Officer

**Notarized:** Yes