# EDGAR Filing Document

**Accession Number:** 0001931465
**File Stem:** 0001941040-23-000048
**Filing Date:** 2023-2
**Character Count:** 8134
**Document Hash:** 975dabfde456dc4be1544be5c16a385d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001941040-23-000048.hdr.sgml**: 20230203

**ACCESSION NUMBER**: 0001941040-23-000048

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230203

**DATE AS OF CHANGE**: 20230203

**EFFECTIVENESS DATE**: 20230203

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ESG Planning
- **CENTRAL INDEX KEY:** 0001931465
- **IRS NUMBER:** 850970330
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22553
- **FILM NUMBER:** 23584481

**BUSINESS ADDRESS:**
- **STREET 1:** 2005 DE LA CRUZ BLVD #120
- **CITY:** SANTA CLARA
- **STATE:** CA
- **ZIP:** 95050
- **BUSINESS PHONE:** 4086421322

**MAIL ADDRESS:**
- **STREET 1:** 2005 DE LA CRUZ BLVD #120
- **CITY:** SANTA CLARA
- **STATE:** CA
- **ZIP:** 95050

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** ESG Planning<br>**Address:** 2005 De La Cruz Blvd #120<br>Santa Clara, CA 95050

**Form 13F File Number:** 028-22553

**CRD Number (if applicable):** 000309501

**SEC File Number (if applicable):** 801-122486

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** James Rukstalis<br>**Title:** CCO<br>**Phone:** 408-642-1322

**Signature, Place, and Date of Signing:**

James Rukstalis  Santa Clara, CA  02-03-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 44

**Form 13F Information Table Value Total:** $81021413

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 1112757 | 12612 | SH |  | SOLE |  | 0 | 308 | 12304 |
| AMAZON COM INC | COM | 023135106 |  | 825468 | 9827 | SH |  | SOLE |  | 0 | 207 | 9620 |
| APPLE INC | COM | 037833100 |  | 2396098 | 18441 | SH |  | SOLE |  | 0 | 353 | 18088 |
| ARK ETF TR | INNOVATION ETF | 00214Q104 |  | 322859 | 10335 | SH |  | SOLE |  | 0 | 208 | 10126 |
| DANAHER CORPORATION | COM | 235851102 |  | 342915 | 1292 | SH |  | SOLE |  | 0 | 25 | 1267 |
| EQUINIX INC | COM | 29444U700 |  | 569129 | 869 | SH |  | SOLE |  | 0 | 0 | 869 |
| FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 33733E203 |  | 497994 | 3231 | SH |  | SOLE |  | 0 | 63 | 3168 |
| HONEYWELL INTL INC | COM | 438516106 |  | 249568 | 1165 | SH |  | SOLE |  | 0 | 21 | 1144 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 764590 | 7183 | SH |  | SOLE |  | 0 | 120 | 7064 |
| ISHARES TR | NA TEC MULTM ETF | 464287531 |  | 260989 | 3775 | SH |  | SOLE |  | 0 | 74 | 3701 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 7563464 | 71678 | SH |  | SOLE |  | 0 | 1536 | 70142 |
| ISHARES TR | 0-3 MNTH TREASRY | 46436E718 |  | 37827083 | 377742 | SH |  | SOLE |  | 0 | 11056 | 366686 |
| ISHARES U S ETF TR | BLACKROCK ST MAT | 46431W507 |  | 491607 | 9978 | SH |  | SOLE |  | 0 | 190 | 9788 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 279215 | 2082 | SH |  | SOLE |  | 0 | 43 | 2039 |
| LAUDER ESTEE COS INC | CL A | 518439104 |  | 216586 | 873 | SH |  | SOLE |  | 0 | 17 | 856 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 481109 | 1384 | SH |  | SOLE |  | 0 | 24 | 1360 |
| MERCK  CO INC | COM | 58933Y105 |  | 2171898 | 19575 | SH |  | SOLE |  | 0 | 369 | 19206 |
| MICROSOFT CORP | COM | 594918104 |  | 225494 | 940 | SH |  | SOLE |  | 0 | 22 | 918 |
| PROSHARES TR | ULTRAPRO QQQ | 74347X831 |  | 1119335 | 64701 | SH |  | SOLE |  | 0 | 0 | 64701 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 521864 | 7402 | SH |  | SOLE |  | 0 | 141 | 7261 |
| SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 |  | 397578 | 8285 | SH |  | SOLE |  | 0 | 158 | 8127 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 441243 | 3546 | SH |  | SOLE |  | 0 | 70 | 3476 |
| SERVICENOW INC | COM | 81762P102 |  | 266741 | 687 | SH |  | SOLE |  | 0 | 0 | 687 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 1229890 | 7250 | SH |  | SOLE |  | 0 | 138 | 7112 |
| SPDR SER TR | S BIOTECH | 78464A870 |  | 234215 | 2822 | SH |  | SOLE |  | 0 | 55 | 2767 |
| SPDR SER TR | BLOOMBERG HIGH Y | 78468R622 |  | 1478274 | 16425 | SH |  | SOLE |  | 0 | 316 | 16109 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 224799 | 408 | SH |  | SOLE |  | 0 | 10 | 398 |
| UNION PAC CORP | COM | 907818108 |  | 241482 | 1166 | SH |  | SOLE |  | 0 | 27 | 1140 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 4748461 | 66098 | SH |  | SOLE |  | 0 | 1235 | 64862 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 442322 | 2170 | SH |  | SOLE |  | 0 | 41 | 2129 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 376966 | 2374 | SH |  | SOLE |  | 0 | 45 | 2329 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 233411 | 2830 | SH |  | SOLE |  | 0 | 54 | 2775 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 1200708 | 6280 | SH |  | SOLE |  | 0 | 121 | 6159 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 |  | 368087 | 7341 | SH |  | SOLE |  | 0 | 145 | 7196 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 219553 | 5632 | SH |  | SOLE |  | 0 | 110 | 5522 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 417749 | 9954 | SH |  | SOLE |  | 0 | 191 | 9762 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 |  | 2731193 | 8551 | SH |  | SOLE |  | 0 | 162 | 8389 |
| VANGUARD WORLD FDS | MATERIALS ETF | 92204A801 |  | 244354 | 1436 | SH |  | SOLE |  | 0 | 25 | 1411 |
| VANGUARD WORLD FDS | INDUSTRIAL ETF | 92204A603 |  | 1017782 | 5573 | SH |  | SOLE |  | 0 | 106 | 5467 |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 |  | 2315963 | 9337 | SH |  | SOLE |  | 0 | 176 | 9161 |
| VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 |  | 1016379 | 12285 | SH |  | SOLE |  | 0 | 279 | 12006 |
| VANGUARD WORLD FDS | CONSUM STP ETF | 92204A207 |  | 1023961 | 5345 | SH |  | SOLE |  | 0 | 103 | 5242 |
| VANGUARD WORLD FDS | CONSUM DIS ETF | 92204A108 |  | 1433490 | 6545 | SH |  | SOLE |  | 0 | 125 | 6420 |
| VISA INC | COM CL A | 92826C839 |  | 476790 | 2295 | SH |  | SOLE |  | 0 | 46 | 2249 |

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