# EDGAR Filing Document

**Accession Number:** 0001009829
**File Stem:** 0001185185-23-000011
**Filing Date:** 2023-1
**Character Count:** 8849
**Document Hash:** ce364da6b805caf61dce6f9a1ddef777
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001185185-23-000011.hdr.sgml**: 20230105

**ACCESSION NUMBER**: 0001185185-23-000011

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230101

**FILED AS OF DATE**: 20230105

**DATE AS OF CHANGE**: 20230105

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** MCGRATH JOHN JOSEPH
- **CENTRAL INDEX KEY:** 0001527634

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-35448
- **FILM NUMBER:** 23512354

**MAIL ADDRESS:**
- **STREET 1:** 22619 PACIFIC COAST HIGHWAY
- **CITY:** MALIBU
- **STATE:** CA
- **ZIP:** 90265
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** JAKKS PACIFIC INC
- **CENTRAL INDEX KEY:** 0001009829
- **STANDARD INDUSTRIAL CLASSIFICATION:** GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
- **IRS NUMBER:** 954527222
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 2951 28TH STREET
- **CITY:** SANTA MONICA
- **STATE:** CA
- **ZIP:** 90405
- **BUSINESS PHONE:** 424-268-9444

**MAIL ADDRESS:**
- **STREET 1:** 2951 28TH STREET
- **CITY:** SANTA MONICA
- **STATE:** CA
- **ZIP:** 90405

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>MCGRATH JOHN JOSEPH<br><sub>(Last) (First) (Middle)</sub><br>C/O JAKKS PACIFIC, INC.<br>2951 28TH STREET<br><sub>(Street)</sub><br>SANTA MONICA, CA 90405<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-01-01 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_Chief Operating Officer_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>JAKKS PACIFIC INC [ JAKK ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2023-01-01 |  | M |  | 6803<sup>(1)</sup> | A | 17.49<sup>(3)</sup> | 55567<sup>(2)</sup> | D |  |
| Common Stock | 2023-01-01 |  | M |  | 4401<sup>(1)</sup> | A | 17.49<sup>(3)</sup> | 59968<sup>(2)</sup> | D |  |
| Common Stock | 2023-01-01 |  | M |  | 7119<sup>(1)</sup> | A | 17.49<sup>(3)</sup> | 67087<sup>(2)</sup> | D |  |
| Common Stock | 2023-01-01 |  | M |  | 25591<sup>(1)</sup> | A | 17.49<sup>(3)</sup> | 92678<sup>(2)</sup> | D |  |
| Common Stock | 2023-01-01 |  | F |  | 2895<sup>(4)</sup> | D | 17.49<sup>(3)</sup> | 89783<sup>(2)</sup> | D |  |
| Common Stock | 2023-01-01 |  | F |  | 1883<sup>(4)</sup> | D | 17.49<sup>(3)</sup> | 87900<sup>(2)</sup> | D |  |
| Common Stock | 2023-01-01 |  | F |  | 3030<sup>(4)</sup> | D | 17.49<sup>(3)</sup> | 84870<sup>(2)</sup> | D |  |
| Common Stock | 2023-01-01 |  | F |  | 9845<sup>(4)</sup> | D | 17.49<sup>(3)</sup> | 75025<sup>(2)</sup> | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Restricted Stock Unit ("RSU") | <sup>(1)</sup> | 2023-01-01 |  | M |  |  | 6803 | <sup>(1)</sup> | <sup>(1)</sup> | Common Stock | 6803 | 17.49<sup>(3)</sup> | 0 | D |  |
| Restricted Stock Unit ("RSU") | <sup>(1)</sup> | 2023-01-01 |  | M |  |  | 4401 | <sup>(1)</sup> | <sup>(1)</sup> | Common Stock | 4401 | 17.49<sup>(3)</sup> | 4401<sup>(2)(8)</sup> | D |  |
| Restricted Stock Unit ("RSU") | <sup>(1)</sup> | 2023-01-01 |  | M |  |  | 7119 | <sup>(1)</sup> | <sup>(1)</sup> | Common Stock | 7119 | 17.49<sup>(3)</sup> | 14237<sup>(2)(8)</sup> | D |  |
| Restricted Stock Unit ("RSU") | <sup>(1)</sup> | 2023-01-01 |  | M |  |  | 25591 | <sup>(1)</sup> | <sup>(1)</sup> | Common Stock | 25591 | 17.49<sup>(3)</sup> | 25590<sup>(2)(8)</sup> | D |  |
| Restricted Stock Unit ("RSU") | <sup>(5)</sup> | 2023-01-01 |  | A |  |  | 29731 | <sup>(6)</sup> | <sup>(6)</sup> | Common Stock | 29731 | 17.49<sup>(7)</sup> | 29731<sup>(2)(8)</sup> | D |  |

---

### Footnotes:

(1) Vested according to the terms of the RSU described in a previous filing.

(2) Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

(3) Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

(4) Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

(5) Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

(6) RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter The Reporting Person must be employed by Issuer for an RSU to vest.

(7) Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

(8) Does not include additional RSUs previously granted and reported with different vesting terms.

**Remarks:**
All numbers have been adjusted to reflect the 1-for-10 reverse stock split that was effective July 9, 2020.

**Signature:** /s/ John J. McGrath  
**Date:** 2023-01-05

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**