# EDGAR Filing Document

**Accession Number:** 0000709364
**File Stem:** 0001752724-23-030772
**Filing Date:** 2023-2
**Character Count:** 20861
**Document Hash:** 81dc5a166ff268b9320ced7eae60d012
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-030772.hdr.sgml**: 20230221

**ACCESSION NUMBER**: 0001752724-23-030772

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230221

**DATE AS OF CHANGE**: 20230221

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ROYCE FUND
- **CENTRAL INDEX KEY:** 0000709364
- **IRS NUMBER:** 133139046
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-03599
- **FILM NUMBER:** 23646684

**BUSINESS ADDRESS:**
- **STREET 1:** 745 FIFTH AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10151
- **BUSINESS PHONE:** 2123557311

**MAIL ADDRESS:**
- **STREET 1:** 745 FIFTH AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10151

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ROYCE VALUE FUND INC
- **DATE OF NAME CHANGE:** 19851103

## Series and Classes Contracts Data

### Royce Global Financial Services Fund (Series ID: S000009521)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000026034 | Service Class       | RYFSX           |
| C000164680 | Institutional Class | RGFIX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ROYCE FUND

- **b. Investment Company Act file number:** 811-03599

- **c. CIK number of Registrant:** 0000709364

- **d. LEI of Registrant:** 2549002ZQ3R56YQP4I31

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 745 FIFTH AVENUE

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10151

  - **Telephone number:** 212-508-4500

**Item A.2. Information about the Series.**

- **a. Name of Series:** Royce Global Financial Services Fund

- **b. EDGAR series identifier (if any):** S000009521

- **c. LEI of Series:** 254900NHGAUMIRTIGI35

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $27340203.22

**Total Liabilities:** $392070.99

**Net Assets:** $26948132.23

**Cash Not Reported:** $267885.22

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000026034 | 7.45%                | 3.83%                | -4.19%               |
| Class ID C000164680 | 7.32%                | 3.89%                | -4.18%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-149.21                 | $1911280.47                                |
| Month 2  | $-1.39                   | $1028094.22                                |
| Month 3  | $127.50                  | $-1223378.80                               |

### Schedule of Portfolio Investments

| Name                                          | Title                                         | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Colliers International Group Inc              | Colliers International Group Inc              | CUSIP: 194693107<br>LEI: D3O8K13PHLEXXD1DT480 | Long             | EC               | CORP              | CA        |      1729 | NS      | $159137.16    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Fixed Income Clearing Corp                    | FIXED INC CLEARING CORP.REPO                  | CUSIP: 000000000<br>LEI: 549300H47WTHXPU08X20 | Long             | RA               | CORP              | US        |    108221 | PA      | $108220.72    | 0.40%             |  |  |  | No            |                  2 | On Loan: No      |
| Banco Latinoamericano de Comercio Exterior SA | Banco Latinoamericano de Comercio Exterior SA | CUSIP: 000000000<br>LEI: 549300CN3134K4LC0651 | Long             | EC               | CORP              | PA        |     25700 | NS      | $416340.00    | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| MarketAxess Holdings Inc                      | MarketAxess Holdings Inc                      | CUSIP: 57060D108<br>LEI: 5493002U1CA1XJOVID83 | Long             | EC               | CORP              | US        |      1581 | NS      | $440925.09    | 1.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Coronation Fund Managers Ltd                  | Coronation Fund Managers Ltd                  | CUSIP: 000000000<br>LEI: 3789001BC9A294E6FF77 | Long             | EC               | CORP              | ZA        |     61200 | NS      | $110648.95    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Artisan Partners Asset Management Inc         | Artisan Partners Asset Management Inc         | CUSIP: 04316A108<br>LEI: 549300T1FUI6JF63XU51 | Long             | EC               | CORP              | US        |      7512 | NS      | $223106.40    | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Quess Corp Ltd                                | Quess Corp Ltd                                | CUSIP: 000000000<br>LEI: 335800IMP1C9KOQZDK11 | Long             | EC               | CORP              | IN        |     17756 | NS      | $88511.72     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Tel Aviv Stock Exchange Ltd                   | Tel Aviv Stock Exchange Ltd                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | IL        |    273000 | NS      | $1630963.56   | 6.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Silvercrest Asset Management Group Inc        | Silvercrest Asset Management Group Inc        | CUSIP: 828359109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     27612 | NS      | $518277.24    | 1.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Warsaw Stock Exchange                         | Warsaw Stock Exchange                         | CUSIP: 000000000<br>LEI: 25940039ZHD3Z37GKR71 | Long             | EC               | CORP              | PL        |     23169 | NS      | $187833.17    | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Intermediate Capital Group PLC                | Intermediate Capital Group PLC                | CUSIP: 000000000<br>LEI: 549300OGASR5WRKJ8R68 | Long             | EC               | CORP              | GB        |     39111 | NS      | $542811.68    | 2.01%             |  |  |  | No            |                  1 | On Loan: No      |
| PayPal Holdings Inc                           | PayPal Holdings Inc                           | CUSIP: 70450Y103<br>LEI: 5493005X2GO78EFZ3E94 | Long             | EC               | CORP              | US        |      3466 | NS      | $246848.52    | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| GCM Grosvenor Inc                             | GCM Grosvenor Inc                             | CUSIP: 36831E108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     21300 | NS      | $162093.00    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| James River Group Holdings Ltd                | James River Group Holdings Ltd                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | BM        |     13700 | NS      | $286467.00    | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Carlyle Group Inc/The                         | Carlyle Group Inc/The                         | CUSIP: 14316J108<br>LEI: 529900NGGVF94UK6PG95 | Long             | EC               | CORP              | US        |     21185 | NS      | $632160.40    | 2.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Raymond James Financial Inc                   | Raymond James Financial Inc                   | CUSIP: 754730109<br>LEI: RGUZHJ05YTITL6D76949 | Long             | EC               | CORP              | US        |      2900 | NS      | $309865.00    | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| StoneX Group Inc                              | StoneX Group Inc                              | CUSIP: 861896108<br>LEI: 549300JUF07L8VF02M60 | Long             | EC               | CORP              | US        |      9846 | NS      | $938323.80    | 3.48%             |  |  |  | No            |                  1 | On Loan: No      |
| JSE Ltd                                       | JSE Ltd                                       | CUSIP: 000000000<br>LEI: 213800MZ1VUQEBWRFO39 | Long             | EC               | CORP              | ZA        |     51000 | NS      | $325577.58    | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Provident Bancorp Inc                         | Provident Bancorp Inc                         | CUSIP: 74383L105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     25000 | NS      | $182000.00    | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Real Matters Inc                              | Real Matters Inc                              | CUSIP: 75601Y100<br>LEI: 54930038CQZBR1KZYE22 | Long             | EC               | CORP              | CA        |    100000 | NS      | $308714.92    | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Eagle Point Income Co Inc                     | Eagle Point Income Co Inc                     | CUSIP: 269817102<br>LEI: 549300P8ZFJDPIJWXX37 | Long             | EC               | RF                | US        |     19341 | NS      | $268259.67    | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| BOK Financial Corp                            | BOK Financial Corp                            | CUSIP: 05561Q201<br>LEI: GRI2NT5QHYW751NMR949 | Long             | EC               | CORP              | US        |     10450 | NS      | $1084605.50   | 4.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Ares Management Corp                          | Ares Management Corp                          | CUSIP: 03990B101<br>LEI: 529900JUV61FH7B8VW38 | Long             | EC               | CORP              | US        |     12337 | NS      | $844344.28    | 3.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Axis Capital Holdings Ltd                     | Axis Capital Holdings Ltd                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | BM        |     11554 | NS      | $625880.18    | 2.32%             |  |  |  | No            |                  1 | On Loan: No      |
| CRISIL Ltd                                    | CRISIL Ltd                                    | CUSIP: 000000000<br>LEI: 335800XLQ1LWF1M6KM87 | Long             | EC               | CORP              | IN        |     14000 | NS      | $518675.21    | 1.92%             |  |  |  | No            |                  1 | On Loan: No      |
| First Republic Bank/CA                        | First Republic Bank/CA                        | CUSIP: 33616C100<br>LEI: YWC0TIKBQM2JV8L4IV08 | Long             | EC               | CORP              | US        |      2599 | NS      | $316792.11    | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Egyptian Financial Group-Hermes Holding Co    | Egyptian Financial Group-Hermes Holding Co    | CUSIP: 000000000<br>LEI: 5586005JYFTUMPVGE837 | Long             | EC               | CORP              | EG        |    221749 | NS      | $160164.50    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| First Citizens BancShares Inc/NC              | First Citizens BancShares Inc/NC              | CUSIP: 31946M103<br>LEI: 549300N3Z00ZHE2XC526 | Long             | EC               | CORP              | US        |      1564 | NS      | $1186075.04   | 4.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Popular Inc                                   | Popular Inc                                   | CUSIP: 733174700<br>LEI: 5493008CARDZMVQ3LO89 | Long             | EC               | CORP              | PR        |     16251 | NS      | $1077766.32   | 4.00%             |  |  |  | No            |                  1 | On Loan: No      |
| E-L Financial Corp Ltd                        | E-L Financial Corp Ltd                        | CUSIP: 268575107<br>LEI: 5493008YS2NMV2UCI287 | Long             | EC               | CORP              | CA        |      1638 | NS      | $1066998.52   | 3.96%             |  |  |  | No            |                  1 | On Loan: No      |
| MarketWise Inc                                | MarketWise Inc                                | CUSIP: 57064P107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     88300 | NS      | $148344.00    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Charles Schwab Corp/The                       | Charles Schwab Corp/The                       | CUSIP: 808513105<br>LEI: 549300VSGCJ7E698NM85 | Long             | EC               | CORP              | US        |     14671 | NS      | $1221507.46   | 4.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Capital City Bank Group Inc                   | Capital City Bank Group Inc                   | CUSIP: 139674105<br>LEI: 254900NVLVUJQZKTQE82 | Long             | EC               | CORP              | US        |     16988 | NS      | $552110.00    | 2.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Umpqua Holdings Corp                          | Umpqua Holdings Corp                          | CUSIP: 904214103<br>LEI: 5299002ENJ7CY215BW86 | Long             | EC               | CORP              | US        |     17400 | NS      | $310590.00    | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| KKR & Co Inc                                  | KKR & Co Inc                                  | CUSIP: 48251W104<br>LEI: 54930013V5I303TF9571 | Long             | EC               | CORP              | US        |     16120 | NS      | $748290.40    | 2.78%             |  |  |  | No            |                  1 | On Loan: No      |
| NZX Ltd                                       | NZX Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | NZ        |    580000 | NS      | $445572.87    | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| B3 SA - Brasil Bolsa Balcao                   | B3 SA - Brasil Bolsa Balcao                   | CUSIP: 000000000<br>LEI: 4GTK5S46E6H318LMDS44 | Long             | EC               | CORP              | BR        |    183000 | NS      | $457868.27    | 1.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Franco-Nevada Corp                            | Franco-Nevada Corp                            | CUSIP: 351858105<br>LEI: N/A                  | Long             | EC               | CORP              | CA        |      9523 | NS      | $1299699.04   | 4.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Envestnet Inc                                 | Envestnet Inc                                 | CUSIP: 29404K106<br>LEI: 549300HLWZ5OKIDM8737 | Long             | EC               | CORP              | US        |      6000 | NS      | $370200.00    | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Rothschild & Co                               | Rothschild & Co                               | CUSIP: 000000000<br>LEI: 549300ILF3L0BBIDPZ11 | Long             | EC               | CORP              | FR        |     13900 | NS      | $555739.91    | 2.06%             |  |  |  | No            |                  1 | On Loan: No      |
| ECN Capital Corp                              | ECN Capital Corp                              | CUSIP: 26829L107<br>LEI: 549300E2G773NN59KY61 | Long             | EC               | CORP              | CA        |     75000 | NS      | $153988.18    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| US Global Investors Inc                       | US Global Investors Inc                       | CUSIP: 902952100<br>LEI: 529900IRM26R91LI8531 | Long             | EC               | CORP              | US        |    165500 | NS      | $478295.00    | 1.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Onex Corp                                     | Onex Corp                                     | CUSIP: 68272K103<br>LEI: 894500LB8PNE5C7CEN88 | Long             | EC               | CORP              | CA        |      5669 | NS      | $273359.68    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Altus Group Ltd/Canada                        | Altus Group Ltd/Canada                        | CUSIP: 02215R107<br>LEI: 54930041VO1EIY4IV355 | Long             | EC               | CORP              | CA        |     23760 | NS      | $948294.24    | 3.52%             |  |  |  | No            |                  1 | On Loan: No      |
| FirstService Corp                             | FirstService Corp                             | CUSIP: 33767E202<br>LEI: 5493000XUDIV75BCF118 | Long             | EC               | CORP              | CA        |      8379 | NS      | $1026846.45   | 3.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Canaccord Genuity Group Inc                   | Canaccord Genuity Group Inc                   | CUSIP: 134801109<br>LEI: 5493002DR5KW4JP7YS87 | Long             | EC               | CORP              | CA        |    113715 | NS      | $704629.87    | 2.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Morningstar Inc                               | Morningstar Inc                               | CUSIP: 617700109<br>LEI: 529900YGNQPOVAXQ7F29 | Long             | EC               | CORP              | US        |      1262 | NS      | $273336.58    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of NT Butterfield & Son Ltd/The          | Bank of NT Butterfield & Son Ltd/The          | CUSIP: 000000000<br>LEI: 549300V8RVM0EMTDPF28 | Long             | EC               | CORP              | BM        |      5805 | NS      | $173047.05    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Sprott Inc                                    | Sprott Inc                                    | CUSIP: 852066208<br>LEI: 254900QHJAD5TP2JNM15 | Long             | EC               | CORP              | CA        |     40500 | NS      | $1347208.27   | 5.00%             |  |  |  | No            |                  1 | On Loan: No      |
| SEI Investments Co                            | SEI Investments Co                            | CUSIP: 784117103<br>LEI: 5LJTIFADGZ6XH1RVOC11 | Long             | EC               | CORP              | US        |      9540 | NS      | $556182.00    | 2.06%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-18

**Name of Applicant:** ROYCE FUND

**Signature:** John Schwartz

**Name of Signer:** John Schwartz

**Title:** Associate General Counsel