# EDGAR Filing Document

**Accession Number:** 0001355064
**File Stem:** 0001752724-23-037551
**Filing Date:** 2023-2
**Character Count:** 18688
**Document Hash:** 4e567d1fab6dc5fd9d3fe1e1df836685
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-037551.hdr.sgml**: 20230224

**ACCESSION NUMBER**: 0001752724-23-037551

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230224

**DATE AS OF CHANGE**: 20230224

**PERIOD START**: 20230630

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MUTUAL FUND SERIES TRUST
- **CENTRAL INDEX KEY:** 0001355064
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** OH
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-21872
- **FILM NUMBER:** 23662361

**BUSINESS ADDRESS:**
- **STREET 1:** C/O GEMINI FUND SERVICES LLC
- **STREET 2:** 4221 NORTH 203RD STREET, SUITE 100
- **CITY:** ELKHORN
- **STATE:** NE
- **ZIP:** 68022-3474
- **BUSINESS PHONE:** 631 549 1859

**MAIL ADDRESS:**
- **STREET 1:** C/O GEMINI FUND SERVICES LLC
- **STREET 2:** 4221 NORTH 203RD STREET, SUITE 100
- **CITY:** ELKHORN
- **STATE:** NE
- **ZIP:** 68022-3474

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CATALYST FUNDS
- **DATE OF NAME CHANGE:** 20060303

## Series and Classes Contracts Data

### Catalyst/SMH High Income Fund (Series ID: S000022377)

| Class ID   | Class Name                            | Ticker Symbol   |
|:---|:---|:---|
| C000064375 | Catalyst/SMH High Income Fund Class A | HIIFX           |
| C000064376 | Catalyst/SMH High Income Fund Class C | HIICX           |
| C000128969 | Catalyst/SMH High Income Fund Class I | HIIIX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** MUTUAL FUND SERIES TRUST

- **b. Investment Company Act file number:** 811-21872

- **c. CIK number of Registrant:** 0001355064

- **d. LEI of Registrant:** 5493002ZGLQMLR4QMA96

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** C/O GEMINI FUND SERVICES LLC

  - **City:** ELKHORN

  - **State:** NE

  - **Foreign country:** US

  - **Zip / Postal Code:** 68022

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** Catalyst/SMH High Income Fund

- **b. EDGAR series identifier (if any):** S000022377

- **c. LEI of Series:** 549300BKZQLS70BP3670

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-06-30

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $14305140.19

**Total Liabilities:** $46016.75

**Net Assets:** $14259123.44

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 2.71206900 | **5-Year:** 48.74681000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 542.98790200 | **5-Year:** 11610.84263300 | **10-Year:** 4811.14758900 | **30-Year:** 848.37161700

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000064375 | 2.06%                | 2.98%                | -1.67%               |
| Class ID C000128969 | 2.38%                | 2.69%                | -1.64%               |
| Class ID C000064376 | 2.30%                | 2.91%                | -1.74%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-375617.91              | $650459.68                                 |
| Month 2  | $-59667.34               | $427636.97                                 |
| Month 3  | $51912.01                | $-373146.39                                |

### Schedule of Portfolio Investments

| Name                                                            | Title                                | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   | Fair Value Level   | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| Rite Aid Corporation                                            | RAD 8 11/15/26                       | CUSIP: 767754CL6<br>LEI: 529900W353T1JY1DKT44 | Long             | DBT              | CORP              | US        |    983000 | PA      | $527266.80    | 3.70%             | 2026-11-15      | Fixed         | 8.00%                 | Yes           | 2                  | On Loan: No      |
| Titan International, Inc.                                       | TWI 7 04/30/28                       | CUSIP: 88830MAM4<br>LEI: 54930043H7SFLNS88586 | Long             | DBT              | CORP              | US        |    954000 | PA      | $901927.26    | 6.33%             | 2028-04-30      | Fixed         | 7.00%                 | No            | 2                  | On Loan: No      |
| Occidental Petroleum Corporation                                | OXY 6.6 03/15/46                     | CUSIP: 674599DL6<br>LEI: IM7X0T3ECJW4C1T7ON55 | Long             | DBT              | CORP              | US        |    175000 | PA      | $180467.88    | 1.27%             | 2046-03-15      | Fixed         | 6.60%                 | No            | 2                  | On Loan: No      |
| NIO Inc.                                                        | NIO 0 1/2 02/01/27                   | CUSIP: 62914VAF3<br>LEI: 549300JBU4TV5OCKJV96 | Long             | DBT              | CORP              | KY        |   1000000 | PA      | $758800.00    | 5.32%             | 2027-02-01      | Fixed         | 0.50%                 | No            | 2                  | On Loan: No      |
| Transocean Inc.                                                 | RIG 6.8 03/15/38                     | CUSIP: 893830AT6<br>LEI: DOL4HJ22ADYSIWES4H94 | Long             | DBT              | CORP              | KY        |    517000 | PA      | $326807.66    | 2.29%             | 2038-03-15      | Fixed         | 6.80%                 | No            | 2                  | On Loan: —       |
| Fat Brands Inc                                                  | FAT 8 1/4                            | CUSIP: 30258N501<br>LEI: 549300TZCVF3UHX37729 | Long             | EP               | CORP              | US        |     25352 | NS      | $398279.92    | 2.79%             |  |  |  | No            | 1                  | On Loan: No      |
| US BANK MMDA                                                    | US BANK MMDA-USBGFS 5                | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             |  | US        |    130013 | PA      | $130012.91    | 0.91%             |  |  |  | No            | 1                  | On Loan: No      |
| Central Garden & Pet Company                                    | CENT 4 1/8 10/15/30                  | CUSIP: 153527AN6<br>LEI: 5493004DVZLD37DJ0H83 | Long             | DBT              | CORP              | US        |    150000 | PA      | $123169.54    | 0.86%             | 2030-10-15      | Fixed         | 4.12%                 | No            | 2                  | On Loan: No      |
| BED Bath & Beyond                                               | BBBY 5.165 08/01/44                  | CUSIP: 075896AC4<br>LEI: 529900ZBUWWUV7BKGX39 | Long             | DBT              | CORP              | US        |   1065000 | PA      | $108230.63    | 0.76%             | 2044-08-01      | Fixed         | 5.17%                 | No            | 2                  | On Loan: No      |
| Coinbase Global Inc                                             | COIN 3 5/8 10/01/31                  | CUSIP: 19260QAD9<br>LEI: 5493004G3J2SC154DU06 | Long             | DBT              | CORP              | US        |    300000 | PA      | $144873.57    | 1.02%             | 2031-10-01      | Fixed         | 3.62%                 | Yes           | 2                  | On Loan: No      |
| PBF Holding Company LLC and PBF Finance Corp.                   | PBFENE 7 1/4 06/15/25                | CUSIP: 69318FAG3<br>LEI: 549300TILVIIV9FLL461 | Long             | DBT              | CORP              | US        |    150000 | PA      | $148480.50    | 1.04%             | 2025-06-15      | Fixed         | 7.25%                 | No            | 2                  | On Loan: No      |
| United States Steel Corporation                                 | X 6.65 06/01/37                      | CUSIP: 912909AD0<br>LEI: JNLUVFYJT1OZSIQ24U47 | Long             | DBT              | CORP              | US        |    966000 | PA      | $885604.65    | 6.21%             | 2037-06-01      | Fixed         | 6.65%                 | No            | 2                  | On Loan: No      |
| Howard Hughes Corp                                              | HHC 4 3/8 02/01/31                   | CUSIP: 44267DAF4<br>LEI: 549300BVHY25JZC1KI49 | Long             | DBT              | CORP              | US        |    840000 | PA      | $680831.63    | 4.77%             | 2031-02-01      | Fixed         | 4.38%                 | Yes           | 2                  | On Loan: No      |
| Kohl's Corp.                                                    | KSS 5.55 07/17/45                    | CUSIP: 500255AV6<br>LEI: 549300JF6LPRTRJ0FH50 | Long             | DBT              | CORP              | US        |    300000 | PA      | $189540.00    | 1.33%             | 2045-07-17      | Fixed         | 5.55%                 | No            | 2                  | On Loan: No      |
| Service Properties Trust                                        | SVC 5 1/4 02/15/26                   | CUSIP: 44106MAV4<br>LEI: 529900IS770AG1K9QG27 | Long             | DBT              | CORP              | US        |    447000 | PA      | $374063.42    | 2.62%             | 2026-02-15      | Fixed         | 5.25%                 | No            | 2                  | On Loan: No      |
| N/A                                                             | MOUNT VERNON LIQUID ASSETS PORTFOLIO | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             |  | US        |         0 | NS      | $0.00         | 0.00%             |  |  |  | No            | N/A                | On Loan: No      |
| American Axle & Manufacturing, Inc.                             | AXL 5 10/01/29                       | CUSIP: 02406PBB5<br>LEI: RY5TAKFOBLDUGX31MS24 | Long             | DBT              | CORP              | US        |    874000 | PA      | $707176.39    | 4.96%             | 2029-10-01      | Fixed         | 5.00%                 | No            | 2                  | On Loan: —       |
| Icahn Enterprises, L.P. / Icahn Enterprises Finance Corporation | IEP 5 1/4 05/15/27                   | CUSIP: 451102BZ9<br>LEI: 549300T0G4GS0SINS786 | Long             | DBT              | CORP              | US        |    350000 | PA      | $321230.00    | 2.25%             | 2027-05-15      | Fixed         | 5.25%                 | No            | 2                  | On Loan: No      |
| Nordstrom, Inc.                                                 | JWN 5 01/15/44                       | CUSIP: 655664AR1<br>LEI: 549300S3IZB5P35KNV16 | Long             | DBT              | CORP              | US        |    825000 | PA      | $502672.50    | 3.53%             | 2044-01-15      | Fixed         | 5.00%                 | No            | 2                  | On Loan: No      |
| Enova International, Incorporation                              | ENVA 8 1/2 09/15/25                  | CUSIP: 29357KAF0<br>LEI: 549300O8XOCQSB49UO63 | Long             | DBT              | CORP              | US        |    836000 | PA      | $776417.39    | 5.45%             | 2025-09-15      | Fixed         | 8.50%                 | Yes           | 2                  | On Loan: —       |
| Hecla Mining Company                                            | HL 7 1/4 02/15/28                    | CUSIP: 422704AH9<br>LEI: 5493009Y6HOBZD1QD537 | Long             | DBT              | CORP              | US        |    300000 | PA      | $295854.26    | 2.07%             | 2028-02-15      | Fixed         | 7.25%                 | No            | 2                  | On Loan: No      |
| Rayonier A.M. Prods Inc                                         | RYAM 7 5/8 01/15/26                  | CUSIP: 75508EAB4<br>LEI: 549300ZGRDDK1QM6MM16 | Long             | DBT              | CORP              | US        |    973000 | PA      | $929263.65    | 6.52%             | 2026-01-15      | Fixed         | 7.62%                 | Yes           | 2                  | On Loan: —       |
| Uber Technologies Inc                                           | UBER 8 11/01/26                      | CUSIP: 90353TAC4<br>LEI: 549300B2FTG34FILDR98 | Long             | DBT              | CORP              | US        |    255000 | PA      | $256395.30    | 1.80%             | 2026-11-01      | Fixed         | 8.00%                 | Yes           | 2                  | On Loan: No      |
| Under Armour, Inc.                                              | UA 3 1/4 06/15/26                    | CUSIP: 904311AA5<br>LEI: 549300D4549QKWETZ406 | Long             | DBT              | CORP              | US        |    300000 | PA      | $267354.02    | 1.87%             | 2026-06-15      | Fixed         | 3.25%                 | No            | 2                  | On Loan: No      |
| Coeur Mining Inc                                                | CDE 5 1/8 02/15/29                   | CUSIP: 192108BC1<br>LEI: 5493003AVK173D48DR70 | Long             | DBT              | CORP              | US        |    865000 | PA      | $676193.53    | 4.74%             | 2029-02-15      | Fixed         | 5.12%                 | Yes           | 2                  | On Loan: —       |
| ENERGY CONVERSION DEV                                           | ENERGY CONVERSION DEV                | CUSIP: N/A<br>LEI: N/A                        | Long             | DBT              | CORP              | US        |   8669000 | PA      | $0.00         | 0.00%             | 2049-12-15      | Fixed         | 0.00%                 | No            | 2                  | On Loan: No      |
| Radiant Funding Spv Llc                                         | RCII 6 3/8 02/15/29                  | CUSIP: 75024LAA5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    300000 | PA      | $243074.49    | 1.70%             | 2029-02-15      | Fixed         | 6.38%                 | Yes           | 2                  | On Loan: —       |
| Transocean Inc.                                                 | RIG 11 1/2 01/30/27                  | CUSIP: 893830BQ1<br>LEI: DOL4HJ22ADYSIWES4H94 | Long             | DBT              | CORP              | KY        |    593000 | PA      | $595363.11    | 4.18%             | 2027-01-30      | Fixed         | 11.50%                | Yes           | 2                  | On Loan: No      |
| Beazer Homes USA, Inc.                                          | BZH 5 7/8 10/15/27                   | CUSIP: 07556QBR5<br>LEI: 549300DUPYT2T0F60I45 | Long             | DBT              | CORP              | US        |    844000 | PA      | $739588.76    | 5.19%             | 2027-10-15      | Fixed         | 5.88%                 | No            | 2                  | On Loan: No      |
| Tutor Perini Corporation                                        | TPC 6 7/8 05/01/25                   | CUSIP: 901109AF5<br>LEI: 549300FHXYVPW8LJ6D98 | Long             | DBT              | CORP              | US        |    150000 | PA      | $131486.50    | 0.92%             | 2025-05-01      | Fixed         | 6.88%                 | Yes           | 2                  | On Loan: No      |
| PHI Group Inc                                                   | PHI GROUP INC/DE                     | CUSIP: 69360B104<br>LEI: 5493002853B5XXHLIP12 | Long             | EC               | CORP              | US        |     17102 | NS      | $162469.00    | 1.14%             |  |  |  | No            | 1                  | On Loan: No      |
| Corecivic Inc                                                   | CXW 4 3/4 10/15/27                   | CUSIP: 21871NAA9<br>LEI: 529900JFA3K6PTLT8B15 | Long             | DBT              | CORP              | US        |    400000 | PA      | $347807.44    | 2.44%             | 2027-10-15      | Fixed         | 4.75%                 | No            | 2                  | On Loan: —       |
| Fubotv Inc                                                      | FUBO 3 1/4 02/15/26                  | CUSIP: 35953DAB0<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1000000 | PA      | $470000.00    | 3.30%             | 2026-02-15      | Fixed         | 3.25%                 | No            | 2                  | On Loan: No      |
| MPT Operating Partnership LP / MPT Finance Corporation          | MPW 5 10/15/27                       | CUSIP: 55342UAH7<br>LEI: WUQXXXF7PXTUPGROE843 | Long             | DBT              | CORP              | US        |    150000 | PA      | $126414.00    | 0.89%             | 2027-10-15      | Fixed         | 5.00%                 | No            | 2                  | On Loan: —       |
| PHI Group Inc                                                   | PHI GROUP I-CW44                     | CUSIP: 69360B112<br>LEI: 5493002853B5XXHLIP12 | Long             | DO               | CORP              | US        |     14310 | NS      | $141955.20    | 1.00%             |  |  |  | No            | 2                  | On Loan: No      |
| Bath & Body Works Inc                                           | BBWI 6 3/4 07/01/36                  | CUSIP: 501797AM6<br>LEI: GR3KVMWVCR54YWQNXU90 | Long             | DBT              | CORP              | US        |    420000 | PA      | $369894.00    | 2.59%             | 2036-07-01      | Fixed         | 6.75%                 | No            | 2                  | On Loan: No      |

### Signature

**Date Signed:** 2023-01-27

**Name of Applicant:** MUTUAL FUND SERIES TRUST

**Signature:** Erik Naviloff

**Name of Signer:** Erik Naviloff

**Title:** Treasurer