# EDGAR Filing Document

**Accession Number:** 0001579982
**File Stem:** 0000940400-25-014992
**Filing Date:** 2025-12
**Character Count:** 32202
**Document Hash:** c9f184eeb2a555240e4b909e9b1d88f1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-25-014992.hdr.sgml**: 20251229

**ACCESSION NUMBER**: 0000940400-25-014992

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251031

**FILED AS OF DATE**: 20251229

**DATE AS OF CHANGE**: 20251229

**PERIOD START**: 20260731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ARK ETF Trust
- **CENTRAL INDEX KEY:** 0001579982

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22883
- **FILM NUMBER:** 251607019

**BUSINESS ADDRESS:**
- **STREET 1:** 155 WEST 19TH STREET, FIFTH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011
- **BUSINESS PHONE:** 212.426.7040

**MAIL ADDRESS:**
- **STREET 1:** 155 WEST 19TH STREET, FIFTH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Ark ETF Trust
- **DATE OF NAME CHANGE:** 20130624

## Series and Classes Contracts Data

### ARK Innovation ETF (Series ID: S000042977)

| Class ID   | Class Name         | Ticker Symbol   |
|:---|:---|:---|
| C000133121 | ARK Innovation ETF | ARKK            |

## Nport-Ex

Schedule of Investments

ARK Innovation ETF

October 31, 2025 (Unaudited)

---

| | | |
|:---|:---|:---|
| **Investments** | **Shares** | **Value** |
| **COMMON STOCKS–99.2%** |  |  |
| **Aerospace & Defense - 4.4%** |  |  |
| Archer Aviation, Inc., Class A\* | 17037413 | $191159774 |
| BWX Technologies, Inc. | 426201 | 91040796 |
| Kratos Defense & Security Solutions, Inc.\* | 943976 | 85524225 |
| &nbsp;&nbsp;&nbsp;Total Aerospace & Defense |  | 367724795 |
| **Automobiles - 12.3%** |  |  |
| Tesla, Inc.\* | 2265523 | 1034347181 |
| **Biotechnology - 14.9%** |  |  |
| Beam Therapeutics, Inc.\*<sup>†</sup> | 7631458 | 190862765 |
| CRISPR Therapeutics AG (Switzerland)\*<sup>†</sup> | 6643647 | 425126971 |
| Exact Sciences Corp.\* | 1675352 | 108378521 |
| Intellia Therapeutics, Inc.\*<sup>†</sup> | 8249519 | 104108930 |
| Natera, Inc.\* | 506574 | 100772766 |
| Recursion Pharmaceuticals, Inc., Class A\* | 17664485 | 97507957 |
| Twist Bioscience Corp.\*<sup>†</sup> | 3721586 | 122402963 |
| Veracyte, Inc.\* | 2862074 | 103263630 |
| &nbsp;&nbsp;&nbsp;Total Biotechnology |  | 1252424503 |
| **Broadline Retail - 2.1%** |  |  |
| Alibaba Group Holding Ltd. (China)<sup>(a)</sup> | 253462 | 43197529 |
| Amazon.com, Inc.\* | 550989 | 134562533 |
| &nbsp;&nbsp;&nbsp;Total Broadline Retail |  | 177760062 |
| **Capital Markets - 11.6%** |  |  |
| Bullish (Cayman Islands)\* | 1603762 | 81102244 |
| Coinbase Global, Inc., Class A\* | 1430181 | 491667624 |
| Robinhood Markets, Inc., Class A\* | 2743315 | 402663776 |
| &nbsp;&nbsp;&nbsp;Total Capital Markets |  | 975433644 |
| **Consumer Finance - 0.9%** |  |  |
| SoFi Technologies, Inc.\* | 2402715 | 71312581 |
| **Diversified Telecommunication - 0.4%** | **Diversified Telecommunication - 0.4%** |  |
| Iridium Communications, Inc. | 1905686 | 36493887 |
| **Entertainment - 10.5%** |  |  |
| Brera Holdings PLC, Class B (Ireland)\*<sup>†</sup> | 4668398 | 54947045 |
| ROBLOX Corp., Class A\* | 2977183 | 338565251 |
| Roku, Inc.\* | 4529775 | 480745020 |
| &nbsp;&nbsp;&nbsp;Total Entertainment |  | 874257316 |
| **Financial Services - 1.2%** |  |  |
| Block, Inc.\* | 1333814 | 101289835 |
| **Health Care Equipment & Supplies - 0.2%** |  |  |
| Cerus Corp.\*<sup>†</sup> | 10102844 | 14851181 |
| **Health Care Providers & Services - 0.5%** |  |  |
| GeneDx Holdings Corp.\* | 318626 | 43623086 |
| **Hotels, Restaurants & Leisure - 1.9%** |  |  |
| Airbnb, Inc., Class A\* | 579034 | 73270962 |
| DraftKings, Inc., Class A\* | 2872367 | 87865707 |
| &nbsp;&nbsp;&nbsp;Total Hotels, Restaurants & Leisure |  | 161136669 |
| **Interactive Media & Services - 2.5%** |  |  |
| Baidu, Inc. (China)\*<sup>(a)</sup> | 349509 | 42245153 |
| Meta Platforms, Inc., Class A | 130960 | 84907916 |
| Pinterest, Inc., Class A\* | 2491666 | 82474144 |
| &nbsp;&nbsp;&nbsp;Total Interactive Media & Services |  | 209627213 |

---

---

| | | |
|:---|:---|:---|
| **Investments** | **Shares** | **Value** |
| **IT Services - 4.8%** |  |  |
| Shopify, Inc., Class A (Canada)\* | 2291629 | $398422618 |
| **Life Sciences Tools & Services - 8.2%** | **Life Sciences Tools & Services - 8.2%** |  |
| 10X Genomics, Inc., Class A\*<sup>†</sup> | 7900959 | 107769081 |
| Illumina, Inc.\* | 936655 | 115714359 |
| Pacific Biosciences of California, Inc.\*<sup>†</sup> | 20464792 | 47887613 |
| Tempus AI, Inc.\* | 4708658 | 423072921 |
| &nbsp;&nbsp;&nbsp;Total Life Sciences Tools & Services |  | 694443974 |
| **Machinery - 0.9%** |  |  |
| Deere & Co. | 171248 | 79053214 |
| **Media - 0.9%** |  |  |
| Trade Desk, Inc. (The), Class A\* | 1520758 | 76463712 |
| **Semiconductors & Semiconductor Equipment - 9.3%** | **Semiconductors & Semiconductor Equipment - 9.3%** | **Semiconductors & Semiconductor Equipment - 9.3%** |
| Advanced Micro Devices, Inc.\* | 1399543 | 358450953 |
| NVIDIA Corp. | 508623 | 102991071 |
| Taiwan Semiconductor Manufacturing Co. Ltd. (Taiwan)<sup>(a)</sup> | 323892 | 97306874 |
| Teradyne, Inc. | 1229134 | 223407396 |
| &nbsp;&nbsp;&nbsp;Total Semiconductors & Semiconductor Equipment |  | 782156294 |
| **Software - 11.7%** |  |  |
| BitMine Immersion Technologies, Inc.\* | 4478807 | 208936347 |
| Circle Internet Group, Inc.\* | 1682103 | 213593439 |
| Gitlab, Inc., Class A\* | 1958116 | 95458155 |
| PagerDuty, Inc.\*<sup>†</sup> | 6140424 | 98615209 |
| Palantir Technologies, Inc., Class A\* | 1824415 | 365740475 |
| &nbsp;&nbsp;&nbsp;Total Software |  | 982343625 |
| **Total Common Stocks** |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $10,142,056,198) |  | 8333165390 |
| **WARRANTS–0.5%** |  |  |
| **Entertainment - 0.5%** |  |  |
| Brera Holdings PLC | 4316257 | 44457447 |
| **Total Warrants** |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $–) |  | 44457447 |
| **MONEY MARKET FUND–0.2%** |  |  |
| Goldman Sachs Financial Square Treasury |  |  |
| &nbsp;&nbsp;&nbsp;Obligations Fund, 3.94% <sup>(b)</sup> |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $18,433,162) | 18433162 | 18433162 |
| **Total Investments–99.9%** |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $10,160,489,360) |  | **8396055999** |
| Other Assets in Excess of Liabilities–0.1% |  | 6358160 |
| **Net Assets–100.0%** |  | $**8402414159** |

---

---

| | |
|:---|:---|
| \* | Non-income producing security |
| † | Affiliated security |
| (a) | American Depositary Receipt |
| (b) | Rate shown represents annualized 7-day yield as of October 31, 2025. |

---

Schedule of Investments (continued)

ARK Innovation ETF

October 31, 2025 (Unaudited)

**Affiliated Issuer Transactions**

An affiliated company is a company in which the Fund has ownership of at least 5% of the voting securities, or a company that is under common ownership or control. Period-to-date transactions with companies which are or were affiliates are as follows:

---

| | | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| **Value ($) at<br> 7/31/2025<sup>(a)</sup>** | **Purchases <br> Cost ($)** | **Sales Proceeds <br> ($)** | **Net Realized<br> Gain/(Loss) on<br> investments in<br> affiliated <br> securities ($)** | **Net Change in<br> Unrealized<br> Appreciation<br> (Depreciation)<br> on investments<br> in affiliated <br> securities ($)** | **Net Change in<br> Unrealized<br> Appreciation<br> (Depreciation)<br> on investments<br> in non-affiliated <br> securities ($)** | **Affiliated<br> Dividend<br> Income<br> ($)** | **Capital Gain<br> Distributions <br> ($)** | **Number of<br> Shares at <br> 10/31/2025** | **Value ($) at<br> 10/31/2025<sup>(a)</sup>** |
| **Common Stocks — 13.9%** | **Common Stocks — 13.9%** | | | | | | | | |
| Biotechnology — 10.0% | Biotechnology — 10.0% |  |  |  |  |  |  |  |  |
| Beam Therapeutics, Inc. | Beam Therapeutics, Inc. |  |  |  |  |  |  |  |  |
| 145737455 | 290549094 | (292383042) | 17955078 | 29004180 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;– | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;– | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;– | 7631458 | 190862765 |
| CRISPR Therapeutics AG | CRISPR Therapeutics AG |  |  |  |  |  |  |  |  |
| 429040448 | 669382726 | (747535479) | 48655646 | 25583630 |  |  |  | 6643647 | 425126971 |
| Intellia Therapeutics, Inc. | Intellia Therapeutics, Inc. |  |  |  |  |  |  |  |  |
| 111158927 | 164347780 | (183116625) | (15533607) | 27252455 |  |  |  | 8249519 | 104108930 |
| Twist Bioscience Corp. | Twist Bioscience Corp. |  |  |  |  |  |  |  |  |
| 137016861 | 178278724 | (194629520) | 2884962 | (1148063) |  |  |  | 3721586 | 122402963 |
| Entertainment — 0.7% | Entertainment — 0.7% |  |  |  |  |  |  |  |  |
| Brera Holdings PLC | Brera Holdings PLC |  |  |  |  |  |  |  |  |
|  | 42897599 | (17863345) | 389078 | 29523712 |  |  |  | 4668398 | 54947045 |
| Health Care Equipment & Supplies — 0.2% | Health Care Equipment & Supplies — 0.2% | Health Care Equipment & Supplies — 0.2% |  |  |  |  |  |  |  |
| Cerus Corp. |  |  |  |  |  |  |  |  |  |
| 14913051 | 25612977 | (27398626) | (594298) | 2318077 |  |  |  | 10102844 | 14851181 |
| Life Sciences Tools & Services — 1.8% | Life Sciences Tools & Services — 1.8% | Life Sciences Tools & Services — 1.8% |  |  |  |  |  |  |  |
| 10X Genomics, Inc. | 10X Genomics, Inc. |  |  |  |  |  |  |  |  |
| 136088916 | 149996437 | (181532882) | (7133451) | 10350061 |  |  |  | 7900959 | 107769081 |
| Pacific Biosciences of California, Inc. | Pacific Biosciences of California, Inc. |  |  |  |  |  |  |  |  |
| 33052192 | 40646143 | (41663727) | (32126459) | 47979464 |  |  |  | 20464792 | 47887613 |
| Software — 1.2% |  |  |  |  |  |  |  |  |  |
| PagerDuty, Inc. |  |  |  |  |  |  |  |  |  |
| 121452432 | 172369598 | (193326076) | (10831894) | 8951149 | – | – | – | 6140424 | 98615209 |
| $1128460282 | $1734081078 | $(1879449322) | $3665055 | $179814665 | $– | $– | $– | 75523627 | $1166571758 |

---

(a) The fair value and number of shares of securities are only displayed at the beginning and end of each
reporting period when such securities were considered an affiliate as of each date. Refer to the Schedule of Investments for view the
fair value and number of shares as of October 31, 2025.

Schedule of Investments (continued)

ARK Innovation ETF

October 31, 2025 (Unaudited)

**Fair Value Measurement**

The Fund discloses the fair value of its investments in a hierarchy that distinguishes between: (i) market participant assumptions developed based on market data obtained from sources independent of the Fund (observable inputs) and (ii) the Fund's own assumptions about market participant assumptions developed based on the best information available under the circumstances (unobservable inputs). The three levels defined by the hierarchy are as follows:

• **Level 1** — Quoted prices in active markets for identical assets.

• **Level 2** — Other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.).

• **Level 3** — Significant unobservable inputs (including each Fund's own assumptions in determining the fair value of investments).

The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.

The following is a summary of the valuations as of October 31, 2025, based upon the three levels defined above:

---

| | | | | |
|:---|:---|:---|:---|:---|
| **ARK Innovation ETF** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| **Assets** |  |  |  |  |
| Common Stocks<sup>‡</sup> | $8333165390 | $– | $– | $8333165390 |
| Warrants | 44457447 |  |  | 44457447 |
| Money Market Fund | 18433162 | – | – | 18433162 |
| Total | $8396055999 | $– | $– | $8396055999 |

---

&nbsp;&nbsp;&nbsp;&nbsp;‡ Please refer to the Schedule of Investments to view securities segregated by industry type.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ARK ETF Trust

- **b. Investment Company Act file number:** 811-22883

- **c. CIK number of Registrant:** 0001579982

- **d. LEI of Registrant:** 2549000Z0EWMH3U0CQ16

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 200 Central Avenue

  - **City:** St. Petersburg

  - **State:** FL

  - **Foreign country:** US

  - **Zip / Postal Code:** 33701

  - **Telephone number:** 727-810-8160

**Item A.2. Information about the Series.**

- **a. Name of Series:** ARK Innovation ETF

- **b. EDGAR series identifier (if any):** S000042977

- **c. LEI of Series:** 254900636IK9WKHH6949

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-07-31

- **b. Date as of which information is reported:** 2025-10-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $8412281162.14

**Total Liabilities:** $10198655.19

**Net Assets:** $8402082506.95

**Cash Not Reported:** $54206.64

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000133121 | -0.30%               | 14.64%               | 3.42%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $1108240283.59           | $-1195199470.84                            |
| Month 2  | $377517491.63            | $858142642.78                              |
| Month 3  | $176670841.48            | $103387693.61                              |

### Schedule of Portfolio Investments

| Name                                                     | Title                                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)    | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Gitlab Inc                                               | Gitlab Inc                                               | CUSIP: 37637K108<br>LEI: 9845004Y40FACG81ED49 | Long             | EC               | CORP              | US        |   1958116 | NS      | $95458155.00   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Exact Sciences Corp                                      | Exact Sciences Corp                                      | CUSIP: 30063P105<br>LEI: 549300VM3X1FYD4N9Z14 | Long             | EC               | CORP              | US        |   1675352 | NS      | $108378520.88  | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Palantir Technologies Inc                                | Palantir Technologies Inc                                | CUSIP: 69608A108<br>LEI: 549300UVN46B3BBDHO85 | Long             | EC               | CORP              | US        |   1824415 | NS      | $365740475.05  | 4.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Deere & Co                                               | Deere & Co                                               | CUSIP: 244199105<br>LEI: PWFTNG3EI0Y73OXWDH08 | Long             | EC               | CORP              | US        |    171248 | NS      | $79053214.24   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Brera Holdings PLC                                       | Brera Holdings PLC                                       | CUSIP: 000000000<br>LEI: 984500EE55766B5O3803 | Long             | EC               | CORP              | IE        |   4668398 | NS      | $54947044.46   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Teradyne Inc                                             | Teradyne Inc                                             | CUSIP: 880770102<br>LEI: C3X4YJ278QNZHRJULN75 | Long             | EC               | CORP              | US        |   1229134 | NS      | $223407395.84  | 2.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Illumina Inc                                             | Illumina Inc                                             | CUSIP: 452327109<br>LEI: SQ95QG8SR5Q56LSNF682 | Long             | EC               | CORP              | US        |    936655 | NS      | $115714358.70  | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Block Inc                                                | Block Inc                                                | CUSIP: 852234103<br>LEI: 549300OHIIUWSTIZME52 | Long             | EC               | CORP              | US        |   1333814 | NS      | $101289835.16  | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| BitMine Immersion Technologies                           | BitMine Immersion Technologies Inc                       | CUSIP: 09175A206<br>LEI: 254900TGJJ1D9JNAQT27 | Long             | EC               | CORP              | US        |   4478807 | NS      | $208936346.55  | 2.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Circle Internet Group Inc                                | Circle Internet Group Inc                                | CUSIP: 172573107<br>LEI: 254900HFVVR6NPMQVN93 | Long             | EC               | CORP              | US        |   1682103 | NS      | $213593438.94  | 2.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Veracyte Inc                                             | Veracyte Inc                                             | CUSIP: 92337F107<br>LEI: 529900ESWZRHXOW27Z37 | Long             | EC               | CORP              | US        |   2862074 | NS      | $103263629.92  | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Kratos Defense & Security Solu                           | Kratos Defense & Security Solutions Inc                  | CUSIP: 50077B207<br>LEI: 5493000EKBN0UY1F3F88 | Long             | EC               | CORP              | US        |    943976 | NS      | $85524225.60   | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| SoFi Technologies Inc                                    | SoFi Technologies Inc                                    | CUSIP: 83406F102<br>LEI: 549300SW81JCMVZDDY09 | Long             | EC               | CORP              | US        |   2402715 | NS      | $71312581.20   | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Baidu Inc                                                | Baidu Inc                                                | CUSIP: 056752108<br>LEI: 254900AL64IANZYI1E02 | Long             | EC               | CORP              | CN        |    349509 | NS      | $42245152.83   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Natera Inc                                               | Natera Inc                                               | CUSIP: 632307104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    506574 | NS      | $100772765.82  | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| DraftKings Inc                                           | DraftKings Inc                                           | CUSIP: 26142V105<br>LEI: 2549006G33IUL6IVOD83 | Long             | EC               | CORP              | US        |   2872367 | NS      | $87865706.53   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Roku Inc                                                 | Roku Inc                                                 | CUSIP: 77543R102<br>LEI: 549300KR6ITU0YIR1T71 | Long             | EC               | CORP              | US        |   4529775 | NS      | $480745020.75  | 5.72%             |  |  |  | No            |                  1 | On Loan: No      |
| TSMC                                                     | Taiwan Semiconductor Manufacturing Co Ltd                | CUSIP: 874039100<br>LEI: 549300KB6NK5SBD14S87 | Long             | EC               | CORP              | TW        |    323892 | NS      | $97306873.56   | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Trade Desk Inc/The                                       | Trade Desk Inc/The                                       | CUSIP: 88339J105<br>LEI: 549300GXPD31VT3E0P46 | Long             | EC               | CORP              | US        |   1520758 | NS      | $76463712.24   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Pinterest Inc                                            | Pinterest Inc                                            | CUSIP: 72352L106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   2491666 | NS      | $82474144.60   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp                                              | NVIDIA Corp                                              | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |    508623 | NS      | $102991071.27  | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Coinbase Global Inc                                      | Coinbase Global Inc                                      | CUSIP: 19260Q107<br>LEI: 5493004G3J2SC154DU06 | Long             | EC               | CORP              | US        |   1430181 | NS      | $491667624.18  | 5.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Financial Square Treasury Obligations Fund | Goldman Sachs Financial Square Treasury Obligations Fund | CUSIP: 38141W323<br>LEI: 549300C0TCI4VJPGCS21 | Long             | STIV             | RF                | US        |  18433162 | NS      | $18433161.52   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Alibaba Group Holding Ltd                                | Alibaba Group Holding Ltd                                | CUSIP: 01609W102<br>LEI: 5493001NTNQJDH60PM02 | Long             | EC               | CORP              | HK        |    253462 | NS      | $43197528.66   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc                                       | Meta Platforms Inc                                       | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |    130960 | NS      | $84907916.00   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Beam Therapeutics Inc                                    | Beam Therapeutics Inc                                    | CUSIP: 07373V105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   7631458 | NS      | $190862764.58  | 2.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                                                | Tesla Inc                                                | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |   2265523 | NS      | $1034347180.88 | 12.31%            |  |  |  | No            |                  1 | On Loan: No      |
| PagerDuty Inc                                            | PagerDuty Inc                                            | CUSIP: 69553P100<br>LEI: 549300U1SB749EDAGH21 | Long             | EC               | CORP              | US        |   6140424 | NS      | $98615209.44   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Airbnb Inc                                               | Airbnb Inc                                               | CUSIP: 009066101<br>LEI: 549300HMUDNO0RY56D37 | Long             | EC               | CORP              | US        |    579034 | NS      | $73270962.36   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Bullish                                                  | Bullish                                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |   1603762 | NS      | $81102244.34   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Twist Bioscience Corp                                    | Twist Bioscience Corp                                    | CUSIP: 90184D100<br>LEI: 549300T23BL59LCOH584 | Long             | EC               | CORP              | US        |   3721586 | NS      | $122402963.54  | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| 10X Genomics Inc                                         | 10X Genomics Inc                                         | CUSIP: 88025U109<br>LEI: 5493003Z6741WNLG7H43 | Long             | EC               | CORP              | US        |   7900959 | NS      | $107769080.76  | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Pacific Biosciences of Califor                           | Pacific Biosciences of California Inc                    | CUSIP: 69404D108<br>LEI: 529900F1BWRE1M0KZN89 | Long             | EC               | CORP              | US        |  20464792 | NS      | $47887613.28   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| CRISPR Therapeutics AG                                   | CRISPR Therapeutics AG                                   | CUSIP: 000000000<br>LEI: 506700O6IRRIQLT3W370 | Long             | EC               | CORP              | CH        |   6643647 | NS      | $425126971.53  | 5.06%             |  |  |  | No            |                  1 | On Loan: No      |
| ROBLOX Corp                                              | ROBLOX Corp                                              | CUSIP: 771049103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   2977183 | NS      | $338565250.76  | 4.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro Devices Inc                               | Advanced Micro Devices Inc                               | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |   1399543 | NS      | $358450953.16  | 4.27%             |  |  |  | No            |                  1 | On Loan: No      |
| BRERA HOLDINGS PLC WTS                                   | BRERA HOLDINGS PLC WTS                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   4316257 | NS      | $44457447.10   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Archer Aviation Inc                                      | Archer Aviation Inc                                      | CUSIP: 03945R102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |  17037413 | NS      | $191159773.86  | 2.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Robinhood Markets Inc                                    | Robinhood Markets Inc                                    | CUSIP: 770700102<br>LEI: 213800FS5AO3YWIE6F63 | Long             | EC               | CORP              | US        |   2743315 | NS      | $402663775.70  | 4.79%             |  |  |  | No            |                  1 | On Loan: No      |
| GeneDx Holdings Corp                                     | GeneDx Holdings Corp                                     | CUSIP: 81663L200<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    318626 | NS      | $43623085.66   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Shopify Inc                                              | Shopify Inc                                              | CUSIP: 82509L107<br>LEI: 549300HGQ43STJLLP808 | Long             | EC               | CORP              | CA        |   2291629 | NS      | $398422617.94  | 4.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Cerus Corp                                               | Cerus Corp                                               | CUSIP: 157085101<br>LEI: 254900BIEY9XIDA04Q21 | Long             | EC               | CORP              | US        |  10102844 | NS      | $14851180.68   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Recursion Pharmaceuticals Inc                            | Recursion Pharmaceuticals Inc                            | CUSIP: 75629V104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |  17664485 | NS      | $97507957.20   | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Iridium Communications Inc                               | Iridium Communications Inc                               | CUSIP: 46269C102<br>LEI: 549300U620NVQ4J1CT96 | Long             | EC               | CORP              | US        |   1905686 | NS      | $36493886.90   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Tempus AI Inc                                            | Tempus AI Inc                                            | CUSIP: 88023B103<br>LEI: 2549009LA0KWRAGQBX50 | Long             | EC               | CORP              | US        |   4708658 | NS      | $423072921.30  | 5.04%             |  |  |  | No            |                  1 | On Loan: No      |
| BWX Technologies Inc                                     | BWX Technologies Inc                                     | CUSIP: 05605H100<br>LEI: 549300NP85N265KWMS58 | Long             | EC               | CORP              | US        |    426201 | NS      | $91040795.61   | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com Inc                                           | Amazon.com Inc                                           | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |    550989 | NS      | $134562533.58  | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Intellia Therapeutics Inc                                | Intellia Therapeutics Inc                                | CUSIP: 45826J105<br>LEI: 5493002T5BCPE5DZC723 | Long             | EC               | CORP              | US        |   8249519 | NS      | $104108929.78  | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-12-22

**Name of Applicant:** ARK ETF Trust

**Signature:** Bill Cox

**Name of Signer:** Bill Cox

**Title:** Principal Financial Officer