# EDGAR Filing Document

**Accession Number:** 0001757043
**File Stem:** 0001095449-23-000019
**Filing Date:** 2023-1
**Character Count:** 21407
**Document Hash:** e79c89e61ff50def2feabc8113144e2c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001095449-23-000019.hdr.sgml**: 20230120

**ACCESSION NUMBER**: 0001095449-23-000019

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230120

**DATE AS OF CHANGE**: 20230119

**EFFECTIVENESS DATE**: 20230120

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Delta Investment Management, LLC
- **CENTRAL INDEX KEY:** 0001757043
- **IRS NUMBER:** 263894033
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-18966
- **FILM NUMBER:** 23538661

**BUSINESS ADDRESS:**
- **STREET 1:** 708 MONTGOMERY STREET
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94111
- **BUSINESS PHONE:** (415) 249-6337

**MAIL ADDRESS:**
- **STREET 1:** 708 MONTGOMERY STREET
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94111

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Delta Investment Management LLC<br>**Address:** 708 MONTGOMERY STREET<br>SAN FRANCISCO, CA 94111

**Form 13F File Number:** 028-18966

**CRD Number (if applicable):** 000149596

**SEC File Number (if applicable):** 801-114006

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Nicholas G. Atkeson<br>**Title:** Managing Member<br>**Phone:** (415) 249-6337

**Signature, Place, and Date of Signing:**

Nicholas G. Atkeson  San Francisco, CA  01-17-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 178

**Form 13F Information Table Value Total:** $308656113

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABS | COM | 002824100 |  | 793339 | 7226 | SH |  | SOLE |  | 0 | 0 | 7226 |
| ABBVIE INC | COM | 00287Y109 |  | 648385 | 4012 | SH |  | SOLE |  | 0 | 0 | 4012 |
| AES CORP | COM | 00130H105 |  | 395824 | 13763 | SH |  | SOLE |  | 0 | 0 | 13763 |
| AGILENT TECHNOLOGIES INC | COM | 00846U101 |  | 227618 | 1521 | SH |  | SOLE |  | 0 | 0 | 1521 |
| AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 |  | 64860 | 23000 | SH |  | SOLE |  | 0 | 0 | 23000 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 3173192 | 35965 | SH |  | SOLE |  | 0 | 0 | 35965 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 9694374 | 109257 | SH |  | SOLE |  | 0 | 0 | 109257 |
| ALPS ETF TR | ALERIAN MLP | 00162Q452 |  | 214524 | 5635 | SH |  | SOLE |  | 0 | 0 | 5635 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 378683 | 8284 | SH |  | SOLE |  | 0 | 0 | 8284 |
| AMAZON COM INC | COM | 023135106 |  | 7961436 | 94779 | SH |  | SOLE |  | 0 | 0 | 94779 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 585386 | 3962 | SH |  | SOLE |  | 0 | 0 | 3962 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 |  | 298282 | 1408 | SH |  | SOLE |  | 0 | 0 | 1408 |
| AMETEK INC | COM | 031100100 |  | 264993 | 1897 | SH |  | SOLE |  | 0 | 0 | 1897 |
| AMGEN INC | COM | 031162100 |  | 393266 | 1497 | SH |  | SOLE |  | 0 | 0 | 1497 |
| ANALOG DEVICES INC | COM | 032654105 |  | 278868 | 1700 | SH |  | SOLE |  | 0 | 0 | 1700 |
| ANGI INC | COM CL A NEW | 00183L102 |  | 23500 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| AON PLC | SHS CL A | G0403H108 |  | 352064 | 1173 | SH |  | SOLE |  | 0 | 0 | 1173 |
| APPLE INC | COM | 037833100 |  | 8727476 | 67171 | SH |  | SOLE |  | 0 | 0 | 67171 |
| APPLIED MATLS INC | COM | 038222105 |  | 265768 | 2729 | SH |  | SOLE |  | 0 | 0 | 2729 |
| AT INC | COM | 00206R102 |  | 198073 | 10759 | SH |  | SOLE |  | 0 | 0 | 10759 |
| BANK AMERICA CORP | COM | 060505104 |  | 296422 | 8950 | SH |  | SOLE |  | 0 | 0 | 8950 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 7754626 | 25104 | SH |  | SOLE |  | 0 | 0 | 25104 |
| BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 |  | 2343555 | 5 | SH |  | SOLE |  | 0 | 0 | 5 |
| BLACKROCK SCIENCE  TECHNOLO | SHS BEN INT | 09260K101 |  | 218960 | 14000 | SH |  | SOLE |  | 0 | 0 | 14000 |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 099502106 |  | 423201 | 4049 | SH |  | SOLE |  | 0 | 0 | 4049 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 340611 | 4734 | SH |  | SOLE |  | 0 | 0 | 4734 |
| CADIZ INC | COM NEW | 127537207 |  | 330453 | 132181 | SH |  | SOLE |  | 0 | 0 | 132181 |
| CALIFORNIA WTR SVC GROUP | COM | 130788102 |  | 242560 | 4000 | SH |  | SOLE |  | 0 | 0 | 4000 |
| CANADIAN PAC RY LTD | COM | 13645T100 |  | 691488 | 9271 | SH |  | SOLE |  | 0 | 0 | 9271 |
| CARDINAL HEALTH INC | COM | 14149Y108 |  | 355754 | 4628 | SH |  | SOLE |  | 0 | 0 | 4628 |
| CATERPILLAR INC | COM | 149123101 |  | 870687 | 3635 | SH |  | SOLE |  | 0 | 0 | 3635 |
| CDW CORP | COM | 12514G108 |  | 384661 | 2154 | SH |  | SOLE |  | 0 | 0 | 2154 |
| CHARTER COMMUNICATIONS INC N | CL A | 16119P108 |  | 2299098 | 6780 | SH |  | SOLE |  | 0 | 0 | 6780 |
| CHEVRON CORP NEW | COM | 166764100 |  | 2780839 | 15493 | SH |  | SOLE |  | 0 | 0 | 15493 |
| CISCO SYS INC | COM | 17275R102 |  | 510705 | 10720 | SH |  | SOLE |  | 0 | 0 | 10720 |
| COCA COLA CO | COM | 191216100 |  | 435283 | 6843 | SH |  | SOLE |  | 0 | 0 | 6843 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 321778 | 4084 | SH |  | SOLE |  | 0 | 0 | 4084 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 331698 | 2811 | SH |  | SOLE |  | 0 | 0 | 2811 |
| CONSOLIDATED EDISON INC | COM | 209115104 |  | 285930 | 3000 | SH |  | SOLE |  | 0 | 0 | 3000 |
| DANAHER CORPORATION | COM | 235851102 |  | 909612 | 3427 | SH |  | SOLE |  | 0 | 0 | 3427 |
| DISNEY WALT CO | COM | 254687106 |  | 538135 | 6194 | SH |  | SOLE |  | 0 | 0 | 6194 |
| DORCHESTER MINERALS LP | COM UNIT | 25820R105 |  | 10370809 | 346502 | SH |  | SOLE |  | 0 | 0 | 346502 |
| EAST WEST BANCORP INC | COM | 27579R104 |  | 540710 | 8205 | SH |  | SOLE |  | 0 | 0 | 8205 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 |  | 5028175 | 208465 | SH |  | SOLE |  | 0 | 0 | 208465 |
| ESSEX PPTY TR INC | COM | 297178105 |  | 560528 | 2645 | SH |  | SOLE |  | 0 | 0 | 2645 |
| ETF SER SOLUTIONS | LHA MKT ST TACTL | 26922B105 |  | 1396936 | 56786 | SH |  | SOLE |  | 0 | 0 | 56786 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 1558828 | 14133 | SH |  | SOLE |  | 0 | 0 | 14133 |
| FEDEX CORP | COM | 31428X106 |  | 364240 | 2103 | SH |  | SOLE |  | 0 | 0 | 2103 |
| FIDELITY COMWLTH TR | NASDAQ COMPSIT | 315912808 |  | 225335 | 5500 | SH |  | SOLE |  | 0 | 0 | 5500 |
| FIRST REP BK SAN FRANCISCO C | COM | 33616C100 |  | 2446853 | 20074 | SH |  | SOLE |  | 0 | 0 | 20074 |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 33734X846 |  | 928072 | 23975 | SH |  | SOLE |  | 0 | 0 | 23975 |
| FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 |  | 1585822 | 35565 | SH |  | SOLE |  | 0 | 0 | 35565 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE VEST US | 33740F680 |  | 5045695 | 164623 | SH |  | SOLE |  | 0 | 0 | 164623 |
| FIRST TR EXCHNG TRADED FD VI | CBOE EQT DEP NOV | 33740F839 |  | 329804 | 10095 | SH |  | SOLE |  | 0 | 0 | 10095 |
| FIRST TR EXCHNG TRADED FD VI | VEST US EQT DEP | 33740F672 |  | 307088 | 9808 | SH |  | SOLE |  | 0 | 0 | 9808 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US DEP | 33740U802 |  | 497226 | 16878 | SH |  | SOLE |  | 0 | 0 | 16878 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST NAS100 | 33740F581 |  | 262988 | 13900 | SH |  | SOLE |  | 0 | 0 | 13900 |
| FIRST TR EXCHNG TRADED FD VI | VEST US DEEP | 33740F854 |  | 256304 | 8236 | SH |  | SOLE |  | 0 | 0 | 8236 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE VEST US | 33740F615 |  | 296925 | 9845 | SH |  | SOLE |  | 0 | 0 | 9845 |
| FIVE POINT HOLDINGS LLC | COM CL A | 33833Q106 |  | 562954 | 241611 | SH |  | SOLE |  | 0 | 0 | 241611 |
| FLOTEK INDS INC DEL | COM | 343389102 |  | 343244 | 306468 | SH |  | SOLE |  | 0 | 0 | 306468 |
| FORTINET INC | COM | 34959E109 |  | 636108 | 13011 | SH |  | SOLE |  | 0 | 0 | 13011 |
| FRANKLIN RESOURCES INC | COM | 354613101 |  | 394434 | 14952 | SH |  | SOLE |  | 0 | 0 | 14952 |
| GLOBAL WTR RES INC | COM | 379463102 |  | 368183 | 27725 | SH |  | SOLE |  | 0 | 0 | 27725 |
| GOLDMAN SACHS ETF TR | ACCES TREASURY | 381430529 |  | 4680462 | 46941 | SH |  | SOLE |  | 0 | 0 | 46941 |
| GOLDMAN SACHS ETF TR | ACES ULTRA SHR | 381430230 |  | 216466 | 4368 | SH |  | SOLE |  | 0 | 0 | 4368 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 302652 | 881 | SH |  | SOLE |  | 0 | 0 | 881 |
| HARBOR ETF TRUST | ALL WEATHER INFL | 41151J505 |  | 202132 | 9175 | SH |  | SOLE |  | 0 | 0 | 9175 |
| HELIUS MED TECHNOLOGIES INC | COM CL A NEW | 42328V603 |  | 17274 | 56284 | SH |  | SOLE |  | 0 | 0 | 56284 |
| HOME DEPOT INC | COM | 437076102 |  | 365732 | 1158 | SH |  | SOLE |  | 0 | 0 | 1158 |
| HUNTINGTON INGALLS INDS INC | COM | 446413106 |  | 358015 | 1552 | SH |  | SOLE |  | 0 | 0 | 1552 |
| IAC INC | COM NEW | 44891N208 |  | 377400 | 8500 | SH |  | SOLE |  | 0 | 0 | 8500 |
| INNOVATOR ETFS TR | DEFINED WLT SHLD | 45783Y855 |  | 1036453 | 38982 | SH |  | SOLE |  | 0 | 0 | 38982 |
| INNOVATOR ETFS TR | US EQTY PWR BUF | 45782C656 |  | 5882990 | 201110 | SH |  | SOLE |  | 0 | 0 | 201110 |
| INNOVATOR ETFS TR | US EQTY ULTRA B | 45782C532 |  | 291718 | 10635 | SH |  | SOLE |  | 0 | 0 | 10635 |
| INNOVATOR ETFS TR | US EQTY BUF SEP | 45782C664 |  | 1418989 | 46785 | SH |  | SOLE |  | 0 | 0 | 46785 |
| INNOVATOR ETFS TR | US EQTY ULTRA B | 45782C649 |  | 757099 | 28678 | SH |  | SOLE |  | 0 | 0 | 28678 |
| INNOVATOR ETFS TR | S INVT GRD PFD | 45783Y822 |  | 503352 | 27902 | SH |  | SOLE |  | 0 | 0 | 27902 |
| INNOVATOR ETFS TR | US EQTY PWR BUF | 45782C813 |  | 2971300 | 98420 | SH |  | SOLE |  | 0 | 0 | 98420 |
| INNOVATOR ETFS TR | US EQTY BUFR JUL | 45782C789 |  | 2932574 | 94870 | SH |  | SOLE |  | 0 | 0 | 94870 |
| INTEL CORP | COM | 458140100 |  | 235641 | 8916 | SH |  | SOLE |  | 0 | 0 | 8916 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 706156 | 5012 | SH |  | SOLE |  | 0 | 0 | 5012 |
| INVESCO EXCH TRADED FD TR II | S INTL QULTY | 46138E214 |  | 231173 | 9346 | SH |  | SOLE |  | 0 | 0 | 9346 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 MUNI | 46138J544 |  | 1627466 | 64749 | SH |  | SOLE |  | 0 | 0 | 64749 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 CB | 46138J866 |  | 2218467 | 105742 | SH |  | SOLE |  | 0 | 0 | 105742 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 HY | 46138J858 |  | 1734660 | 74417 | SH |  | SOLE |  | 0 | 0 | 74417 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 23631705 | 167304 | SH |  | SOLE |  | 0 | 0 | 167304 |
| INVESCO EXCHANGE TRADED FD T | DWA MOMENTUM | 46137V837 |  | 10347170 | 145632 | SH |  | SOLE |  | 0 | 0 | 145632 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 1153178 | 4331 | SH |  | SOLE |  | 0 | 0 | 4331 |
| ISHARES TR | CORE S ETF | 464287200 |  | 17708913 | 46092 | SH |  | SOLE |  | 0 | 0 | 46092 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 |  | 2940418 | 27914 | SH |  | SOLE |  | 0 | 0 | 27914 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 13682298 | 94315 | SH |  | SOLE |  | 0 | 0 | 94315 |
| ISHARES TR | 0-5 YR TIPS ETF | 46429B747 |  | 1108230 | 11430 | SH |  | SOLE |  | 0 | 0 | 11430 |
| ISHARES TR | S MC 400GR ETF | 464287606 |  | 263706 | 3861 | SH |  | SOLE |  | 0 | 0 | 3861 |
| ISHARES TR | SHORT TREAS BD | 464288679 |  | 7611410 | 69245 | SH |  | SOLE |  | 0 | 0 | 69245 |
| ISHARES TR | ISHARES SEMICDTR | 464287523 |  | 241354 | 694 | SH |  | SOLE |  | 0 | 0 | 694 |
| ISHARES TR | EAFE GRWTH ETF | 464288885 |  | 215666 | 2575 | SH |  | SOLE |  | 0 | 0 | 2575 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 272337 | 4149 | SH |  | SOLE |  | 0 | 0 | 4149 |
| ISHARES TR | RUS 1000 ETF | 464287622 |  | 456537 | 2169 | SH |  | SOLE |  | 0 | 0 | 2169 |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 46654Q203 |  | 737080 | 18066 | SH |  | SOLE |  | 0 | 0 | 18066 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 6263169 | 114942 | SH |  | SOLE |  | 0 | 0 | 114942 |
| J P MORGAN EXCHANGE TRADED F | INCOME ETF | 46641Q159 |  | 3317177 | 73519 | SH |  | SOLE |  | 0 | 0 | 73519 |
| J P MORGAN EXCHANGE TRADED F | CORE PLUS BD ETF | 46641Q670 |  | 1439216 | 31335 | SH |  | SOLE |  | 0 | 0 | 31335 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 |  | 1192285 | 23784 | SH |  | SOLE |  | 0 | 0 | 23784 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 1630703 | 9231 | SH |  | SOLE |  | 0 | 0 | 9231 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 733242 | 5468 | SH |  | SOLE |  | 0 | 0 | 5468 |
| KEYSIGHT TECHNOLOGIES INC | COM | 49338L103 |  | 246512 | 1441 | SH |  | SOLE |  | 0 | 0 | 1441 |
| KIMBERLY-CLARK CORP | COM | 494368103 |  | 321320 | 2367 | SH |  | SOLE |  | 0 | 0 | 2367 |
| KRAFT HEINZ CO | COM | 500754106 |  | 473661 | 11635 | SH |  | SOLE |  | 0 | 0 | 11635 |
| LIBERTY BROADBAND CORP | COM SER A | 530307107 |  | 4199056 | 55360 | SH |  | SOLE |  | 0 | 0 | 55360 |
| LILLY ELI  CO | COM | 532457108 |  | 466685 | 1276 | SH |  | SOLE |  | 0 | 0 | 1276 |
| LISTED FD TR | HORIZON KINETICS | 53656F623 |  | 226247 | 7187 | SH |  | SOLE |  | 0 | 0 | 7187 |
| LOWES COS INC | COM | 548661107 |  | 603421 | 3029 | SH |  | SOLE |  | 0 | 0 | 3029 |
| MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 |  | 2034227 | 40514 | SH |  | SOLE |  | 0 | 0 | 40514 |
| MANCHESTER UTD PLC NEW | ORD CL A | G5784H106 |  | 689075 | 29536 | SH |  | SOLE |  | 0 | 0 | 29536 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 1161954 | 3342 | SH |  | SOLE |  | 0 | 0 | 3342 |
| MCDONALDS CORP | COM | 580135101 |  | 609211 | 2312 | SH |  | SOLE |  | 0 | 0 | 2312 |
| MCKESSON CORP | COM | 58155Q103 |  | 303097 | 808 | SH |  | SOLE |  | 0 | 0 | 808 |
| MCLOUD TECHNOLOGIES CORP | *W EXP 11/29/202 | 582270179 |  | 1870 | 11000 | SH |  | SOLE |  | 0 | 0 | 11000 |
| MERCK  CO INC | COM | 58933Y105 |  | 641513 | 5782 | SH |  | SOLE |  | 0 | 0 | 5782 |
| META PLATFORMS INC | CL A | 30303M102 |  | 746228 | 6201 | SH |  | SOLE |  | 0 | 0 | 6201 |
| METLIFE INC | COM | 59156R108 |  | 933211 | 12895 | SH |  | SOLE |  | 0 | 0 | 12895 |
| MICROSOFT CORP | COM | 594918104 |  | 7026012 | 29297 | SH |  | SOLE |  | 0 | 0 | 29297 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 308789 | 4633 | SH |  | SOLE |  | 0 | 0 | 4633 |
| MOODYS CORP | COM | 615369105 |  | 704767 | 2529 | SH |  | SOLE |  | 0 | 0 | 2529 |
| NEXSTAR MEDIA GROUP INC | COMMON STOCK | 65336K103 |  | 462079 | 2640 | SH |  | SOLE |  | 0 | 0 | 2640 |
| NIKE INC | CL B | 654106103 |  | 345062 | 2949 | SH |  | SOLE |  | 0 | 0 | 2949 |
| NORTHERN LIGHTS FD TR | TOEWS AGILTY SHS | 66538J720 |  | 1797857 | 70010 | SH |  | SOLE |  | 0 | 0 | 70010 |
| NORTHERN LTS FD TR III | HCM DEFND 100 | 66538R748 |  | 1495259 | 43914 | SH |  | SOLE |  | 0 | 0 | 43914 |
| NORTHERN LTS FD TR III | HCM DEFEN 500 | 66538R730 |  | 1318856 | 39546 | SH |  | SOLE |  | 0 | 0 | 39546 |
| NORTHERN LTS FD TR IV | INSPIRE 100 ETF | 66538H534 |  | 301406 | 10067 | SH |  | SOLE |  | 0 | 0 | 10067 |
| NORTHERN LTS FD TR IV | INSPIRE SML/ MID | 66538H641 |  | 312180 | 10368 | SH |  | SOLE |  | 0 | 0 | 10368 |
| NU HLDGS LTD | ORD SHS CL A | G6683N103 |  | 40700 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 644706 | 4412 | SH |  | SOLE |  | 0 | 0 | 4412 |
| OMNICOM GROUP INC | COM | 681919106 |  | 432158 | 5298 | SH |  | SOLE |  | 0 | 0 | 5298 |
| OWL ROCK CAPITAL CORPORATION | COM | 69121K104 |  | 409840 | 35484 | SH |  | SOLE |  | 0 | 0 | 35484 |
| PARAMOUNT GLOBAL | CLASS B COM | 92556H206 |  | 217448 | 12882 | SH |  | SOLE |  | 0 | 0 | 12882 |
| PAYCHEX INC | COM | 704326107 |  | 352920 | 3054 | SH |  | SOLE |  | 0 | 0 | 3054 |
| PEPSICO INC | COM | 713448108 |  | 562602 | 3114 | SH |  | SOLE |  | 0 | 0 | 3114 |
| PFIZER INC | COM | 717081103 |  | 674318 | 13160 | SH |  | SOLE |  | 0 | 0 | 13160 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 506468 | 5004 | SH |  | SOLE |  | 0 | 0 | 5004 |
| PIMCO ETF TR | ACTIVE BD ETF | 72201R775 |  | 694072 | 7671 | SH |  | SOLE |  | 0 | 0 | 7671 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 236069 | 2393 | SH |  | SOLE |  | 0 | 0 | 2393 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 1788863 | 11803 | SH |  | SOLE |  | 0 | 0 | 11803 |
| QUALCOMM INC | COM | 747525103 |  | 266165 | 2421 | SH |  | SOLE |  | 0 | 0 | 2421 |
| QUANTUM CORP | COM NEW | 747906501 |  | 20977 | 19245 | SH |  | SOLE |  | 0 | 0 | 19245 |
| RADIUS GLOBAL INFRASTRCTRE I | COM CL A | 750481103 |  | 4192625 | 354706 | SH |  | SOLE |  | 0 | 0 | 354706 |
| S GLOBAL INC | COM | 78409V104 |  | 2212812 | 6607 | SH |  | SOLE |  | 0 | 0 | 6607 |
| SABRA HEALTH CARE REIT INC | COM | 78573L106 |  | 142945 | 11500 | SH |  | SOLE |  | 0 | 0 | 11500 |
| SAN JUAN BASIN RTY TR | UNIT BEN INT | 798241105 |  | 581404 | 50911 | SH |  | SOLE |  | 0 | 0 | 50911 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 |  | 260032 | 2648 | SH |  | SOLE |  | 0 | 0 | 2648 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 458079 | 3681 | SH |  | SOLE |  | 0 | 0 | 3681 |
| SMUCKER J M CO | COM NEW | 832696405 |  | 488374 | 3082 | SH |  | SOLE |  | 0 | 0 | 3082 |
| SNAP ON INC | COM | 833034101 |  | 455838 | 1995 | SH |  | SOLE |  | 0 | 0 | 1995 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 1016992 | 5995 | SH |  | SOLE |  | 0 | 0 | 5995 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 2632605 | 6884 | SH |  | SOLE |  | 0 | 0 | 6884 |
| SPDR SER TR | S BIOTECH | 78464A870 |  | 234480 | 2825 | SH |  | SOLE |  | 0 | 0 | 2825 |
| SPROTT PHYSICAL GOLD  SILVE | TR UNIT | 85208R101 |  | 1388123 | 77419 | SH |  | SOLE |  | 0 | 0 | 77419 |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 |  | 852614 | 21294 | SH |  | SOLE |  | 0 | 0 | 21294 |
| STATE STR CORP | COM | 857477103 |  | 340532 | 4390 | SH |  | SOLE |  | 0 | 0 | 4390 |
| SUNCOR ENERGY INC NEW | COM | 867224107 |  | 554355 | 17471 | SH |  | SOLE |  | 0 | 0 | 17471 |
| TESLA INC | COM | 88160R101 |  | 846739 | 6874 | SH |  | SOLE |  | 0 | 0 | 6874 |
| TEXAS INSTRS INC | COM | 882508104 |  | 647993 | 3922 | SH |  | SOLE |  | 0 | 0 | 3922 |
| TRANSDIGM GROUP INC | COM | 893641100 |  | 9308438 | 14784 | SH |  | SOLE |  | 0 | 0 | 14784 |
| UNION PAC CORP | COM | 907818108 |  | 339595 | 1640 | SH |  | SOLE |  | 0 | 0 | 1640 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 450697 | 850 | SH |  | SOLE |  | 0 | 0 | 850 |
| USCF ETF TR | MIDSTREAM ENERGY | 90290T882 |  | 215276 | 6430 | SH |  | SOLE |  | 0 | 0 | 6430 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 1446550 | 19216 | SH |  | SOLE |  | 0 | 0 | 19216 |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 |  | 13557510 | 234478 | SH |  | SOLE |  | 0 | 0 | 234478 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 10758062 | 70847 | SH |  | SOLE |  | 0 | 0 | 70847 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 414724 | 10526 | SH |  | SOLE |  | 0 | 0 | 10526 |
| VISA INC | COM CL A | 92826C839 |  | 1693266 | 8150 | SH |  | SOLE |  | 0 | 0 | 8150 |
| WALMART INC | COM | 931142103 |  | 1401169 | 9882 | SH |  | SOLE |  | 0 | 0 | 9882 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 368224 | 8918 | SH |  | SOLE |  | 0 | 0 | 8918 |
| WHEELS UP EXPERIENCE INC | COM CL A | 96328L106 |  | 21688 | 21056 | SH |  | SOLE |  | 0 | 0 | 21056 |
| WHIRLPOOL CORP | COM | 963320106 |  | 275253 | 1946 | SH |  | SOLE |  | 0 | 0 | 1946 |
| WOLVERINE WORLD WIDE INC | COM | 978097103 |  | 174880 | 16000 | SH |  | SOLE |  | 0 | 0 | 16000 |
| WYNN RESORTS LTD | COM | 983134107 |  | 420185 | 5095 | SH |  | SOLE |  | 0 | 0 | 5095 |

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