# EDGAR Filing Document

**Accession Number:** 0000701426
**File Stem:** 0000701426-23-000008
**Filing Date:** 2023-3
**Character Count:** 2564
**Document Hash:** e69d0d2154b64f7ca95891270fcdc81b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000701426-23-000008.hdr.sgml**: 20230329

**ACCESSION NUMBER**: 0000701426-23-000008

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230329

**DATE AS OF CHANGE**: 20230329

**EFFECTIVENESS DATE**: 20230329

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST ANALYSIS SECURITIES CORPORATION
- **CENTRAL INDEX KEY:** 0000701426
- **IRS NUMBER:** 363158137
- **STATE OF INCORPORATION:** IL
- **FISCAL YEAR END:** 1200

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-27350
- **FILM NUMBER:** 23776427

**BUSINESS ADDRESS:**
- **STREET 1:** ONE SOUTH WACKER DRIVE
- **STREET 2:** SUITE 3900
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** (312) 258-7143

**MAIL ADDRESS:**
- **STREET 1:** ONE SOUTH WACKER DRIVE
- **STREET 2:** SUITE 3900
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIRST ANALYSIS SECURITIES CORP                          /BD
- **DATE OF NAME CHANGE:** 20020405

### Attached PDF Documents

**Attachment 1:** `FASC_2022_Public_FS_FINAL.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000701426

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** FIRST ANALYSIS SECURITIES CORPORATION

**Business Address:** ONE SOUTH WACKER DRIVE, SUITE 3900, CHICAGO, IL, 60606

**Contact Person:** Riaad Khan

**Contact Phone:** 3122587199

### Independent Public Accountant Identification

**Accountant Name:** RSM US LLP

**Accountant Address:** 30 South Wacker Drive, Suite 3300, Chicago, IL, 60606

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Riaad Khan**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **FIRST ANALYSIS SECURITIES CORPORATION**, as of **12-31-2022**, are true and correct.

**Signature:** Riaad Khan

**Title:** Treasurer

**Notarized:** Yes