# EDGAR Filing Document

**Accession Number:** 0001510964
**File Stem:** 0001193125-25-207436
**Filing Date:** 2025-9
**Character Count:** 10270
**Document Hash:** e1b79aae9f298d4e543f589fd7d077fb
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-25-207436.hdr.sgml**: 20250918

**ACCESSION NUMBER**: 0001193125-25-207436

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 11

**CONFORMED PERIOD OF REPORT**: 20250212

**ITEM INFORMATION**: Entry into a Material Definitive Agreement

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20250918

**DATE AS OF CHANGE**: 20250918

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CV Sciences, Inc.
- **CENTRAL INDEX KEY:** 0001510964
- **STANDARD INDUSTRIAL CLASSIFICATION:** PHARMACEUTICAL PREPARATIONS [2834]
- **ORGANIZATION NAME:** 03 Life Sciences
- **EIN:** 800944970
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-54677
- **FILM NUMBER:** 251323745

**BUSINESS ADDRESS:**
- **STREET 1:** 9530 PADGETT STREET
- **STREET 2:** SUITE 107
- **CITY:** SAN DIEGO
- **STATE:** CA
- **ZIP:** 92126
- **BUSINESS PHONE:** 866-290-2157

**MAIL ADDRESS:**
- **STREET 1:** 9530 PADGETT STREET
- **STREET 2:** SUITE 107
- **CITY:** SAN DIEGO
- **STATE:** CA
- **ZIP:** 92126

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CannaVEST Corp.
- **DATE OF NAME CHANGE:** 20130205

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Foreclosure Solutions, Inc.
- **DATE OF NAME CHANGE:** 20110124

?xml version='1.0' encoding='ASCII'? 8-K

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549** 

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**FORM** 8-K

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**CURRENT REPORT** 

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934** 

**Date of Report (Date of earliest event reported): September 12**, 2025

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CV SCIENCES, INC.

**(Exact name of Registrant as Specified in Its Charter)** 

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| | | |
|:---|:---|:---|
| Delaware | 000-54677 | 80-0944970 |
| **(State or Other Jurisdiction**<br>**of Incorporation)** | **(Commission File Number)** | **(IRS Employer**<br>**Identification No.)** |
| 9530 Padgett Street, Suite 107<br>San Diego**,** California |  | 92126 |
| **(Address of Principal Executive Offices)** |  | **(Zip Code)** |

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**Registrant's Telephone Number, Including Area Code: (**866**)** 290-2157

**Not Applicable** 

**(Former Name or Former Address, if Changed Since Last Report)** 

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) 

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) 

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) 

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) 

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading**<br>**Symbol(s)** | **Name of each exchange on which registered** |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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**Item 1.01 Entry into a Material Definitive Agreement**

On February 12, 2025, CV Sciences, Inc., a Delaware corporation (the "Company") entered into a Note Purchase Agreement ("Purchase Agreement") with an institutional investor ("Investor"), pursuant to which the Company issued and sold to the Investor a Secured Promissory Note in the original principal amount of $1,600,000 (the "Note"). The Note carries an original issuance discount of $400,000 which was deducted from the proceeds of the Note received by the Company which resulted in a purchase price received by the Company of $1,200,000. In addition, the Company paid $10,000 to the Investor to cover its legal fees.

The Company entered into an agreement ("Agreement") with the Investor on September 12, 2025 ("Effective Date"). The Agreement amended the Note and the Purchase Agreement to, among other things: (a) provide for a new maturity date of February 12, 2027, (b) provide that the monthly redemption amount consists of (i) $106,666.67 of the outstanding principal amount of the Note on each of the first 3 monthly redemption dates, (ii) $0 of the outstanding principal amount of the note on each of the next 6 monthly redemption dates, and (iii) $106,666.67 of the outstanding principal amount of the Note on each of the subsequent 12 monthly redemption dates, in each case plus accrued but unpaid interest, if any, (c) provide to the Investor $150,000 in cash.

Other than as modified above, the terms of the Note and Purchase Agreement remain in full force and effect.

The preceding descriptions of the terms of the Agreement do not purport to be complete and are qualified in their entirety by the full text of the Agreement which is filed as an exhibits to this report and is incorporated by reference herein.

**Item 9.01 Financial Statements and Exhibits**

(d) Exhibits

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| | |
|:---|:---|
| 10.1 | [<u>Agreement dated September 12, 2025 (confidential portions of the exhibit have been omitted where indicated)</u>](cvsi-ex10_1.htm) |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
|  | **CV SCIENCES, INC.** | **CV SCIENCES, INC.** |
| Date: September 18, 2025 | By: | /s/ Joseph Dowling |
|  |  | Joseph Dowling |
|  |  | Chief Executive Officer |

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## Exhibit 10.1

**[Certain information has been excluded because it both (i) is not material and (ii) is the type the Company treats as private or confidential]**

**Agreement**

This Agreement (this "**Agreement**") is effective as of September 12, 2025 ("Effective Date"), by and between **[\*\*\*]** and CV Sciences, Inc., a Delaware corporation (the "Company"), having its principal place of business at 9530 Padgett Street, Suite 107, San Diego, CA 92126, each a "**Party**" and collectively the "**Parties**". Capitalized terms used herein without definition shall have the meanings ascribed to them in the Securities Purchase Agreement, dated as of February 12, 2025, entered between the Parties (the "**Securities Purchase Agreement**").

**Recitals**

**WHEREAS**, pursuant to the Transaction Documents, Smithline purchased a Senior Secured Note in the principal amount of $1,600,000.00 due August 12, 2026 (the "Note");

**WHEREAS**, the parties acknowledge that the current outstanding balance of the Note, after giving effect to cumulative payments made by the Company to **[\*\*\*]** of $320,000, is $1,280,000 as of the date hereof; and

**WHEREAS, [\*\*\*]** and Company are parties to the Transaction Documents, and the parties now desire to amend the Note and, as necessary, the other Transaction Documents in accordance with the terms hereof and enter into an agreement for **[\*\*\*]** to provide additional capital to the Company.

**NOW, THEREFORE**, in consideration of the following and other consideration, the receipt of which is hereby acknowledged, the parties agree as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a)Maturity Date. The definition of "Maturity Date" set forth in the second paragraph of the Note is deleted in its entirety and hereby replaced with the following: "February 12, 2027". In conjunction therewith, the Note shall be designated as the Senior Secured Note Due February 12, 2027.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(b)Monthly Redemption Amount. The definition of "Monthly Redemption Amount" set forth in Section 1 of the Note is deleted in its entirety and hereby replaced with the following: "Monthly Redemption Amount" means, as to a Monthly Redemption, (i) $106,666.67 of the outstanding principal amount of this Note on each of the first 3 Monthly Redemption Dates, (ii) $0 of the outstanding principal amount of this Note on each of the next 6 Monthly Redemption Dates, and (iii) $106,666.67 of the outstanding principal amount of this Note on each of the subsequent 12 Monthly Redemption Dates, in each case plus accrued but unpaid interest, if any, liquidated damages, if any, and any other amounts then owing to the Holder in respect of this Note.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(c)In consideration for **[\*\*\*]** granting this amendment, **[\*\*\*]** shall receive either $150,000 in cash on the date of execution hereof or may offset such amount against the proceeds provided by **[\*\*\*]** in connection with its purchase of $450,000 gross proceeds of additional senior secured notes to be provided by **[\*\*\*]** to the Company within seven business days following the date of execution hereof substantially on the terms set forth in the term sheet attached hereto as Exhibit A hereto (the "Term Sheet").

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(d)The Parties shall have executed the Term Sheet on or prior to the date hereof.

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Each of the undersigned has caused this Agreement to be duly executed and delivered as of the date first written above and will become effective as of the Effective Date.

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| |
|:---|
| &nbsp;&nbsp;**CV Sciences, Inc.** |
| &nbsp;&nbsp;**By:** <br>**__________________________________________**  |
| &nbsp;&nbsp;**Name: Joseph Dowling** |
| &nbsp;&nbsp;**Title: CEO**  |

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| |
|:---|
| &nbsp;&nbsp;**[\*\*\*]** |
| &nbsp;&nbsp;**By:** <br>**__________________________________________**  |
| &nbsp;&nbsp;**Name: [\*\*\*]** |
| &nbsp;&nbsp;**Title: [\*\*\*]**  |

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