# EDGAR Filing Document

**Accession Number:** 0000858523
**File Stem:** 0000858523-25-000008
**Filing Date:** 2025-11
**Character Count:** 2793
**Document Hash:** 044eb502c40bf2de16861f66e50aa196
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000858523-25-000008.hdr.sgml**: 20251128

**ACCESSION NUMBER**: 0000858523-25-000008

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251128

**DATE AS OF CHANGE**: 20251128

**EFFECTIVENESS DATE**: 20251128

**PERIOD START**: 20241001

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RAYMOND JAMES (USA) LTD.
- **CENTRAL INDEX KEY:** 0000858523

**ORGANIZATION NAME:**
- **EIN:** 223030928
- **STATE OF INCORPORATION:** XX
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-42071
- **FILM NUMBER:** 251536842

**BUSINESS ADDRESS:**
- **STREET 1:** 925 WEST GEORGIA STREET - 2100
- **STREET 2:** P.O. BOX 415, SCOTIA PLAZA
- **CITY:** VANCOUVER, B.C.
- **STATE:** A6
- **ZIP:** V6C 3L2
- **BUSINESS PHONE:** 604-659-8221

**MAIL ADDRESS:**
- **STREET 1:** 925 WEST GEORGIA STREET - 2100
- **CITY:** VANCOUVER, B.C.
- **STATE:** A6
- **ZIP:** V6C 3L2

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RAYMOND JAMES LTD (USA), INC.
- **DATE OF NAME CHANGE:** 20070112

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RAYMOND JAMES (USA) LTD.
- **DATE OF NAME CHANGE:** 20070105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RAYMOND JAMES LTD (USA), INC.
- **DATE OF NAME CHANGE:** 20061106

### Attached PDF Documents

**Attachment 1:** `x17apublicfiling2.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000858523

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 10-01-2024

**Report Period End Date:** 09-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** RAYMOND JAMES (USA) LTD.

**Business Address:** 925 WEST GEORGIA STREET - 2100, VANCOUVER, B.C., A1, V6C 3L2

**Contact Person:** Christopher Lim

**Contact Phone:** 6046541539

### Independent Public Accountant Identification

**Accountant Name:** KPMG LLP

**Accountant Address:** 777 Dunsmuir Street, Vancouver, A1, V7Y1K3

**Accountant Type:** Certified Public Accountant not resident in United States or any of its possessions

### OATH OR AFFIRMATION

I, **Christopher Lim**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **RAYMOND JAMES (USA) LTD.**, as of **09-30-2025**, are true and correct.

**Signature:** Christopher Lim

**Title:** CFO