# EDGAR Filing Document

**Accession Number:** 0001058587
**File Stem:** 0001162044-23-000282
**Filing Date:** 2023-3
**Character Count:** 23089
**Document Hash:** 1e4bfb3b7e19b5346436f00a00f56e54
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001162044-23-000282.hdr.sgml**: 20230301

**ACCESSION NUMBER**: 0001162044-23-000282

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230301

**DATE AS OF CHANGE**: 20230301

**PERIOD START**: 20230930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** UPRIGHT INVESTMENTS TRUST
- **CENTRAL INDEX KEY:** 0001058587
- **IRS NUMBER:** 223591153
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-08723
- **FILM NUMBER:** 23692782

**BUSINESS ADDRESS:**
- **STREET 1:** 349 RIDGEDALE AVENUE
- **CITY:** EAST HANOVER
- **STATE:** NJ
- **ZIP:** 07936
- **BUSINESS PHONE:** 9735331818

**MAIL ADDRESS:**
- **STREET 1:** 349 RIDGEDALE AVENUE
- **CITY:** EAST HANOVER
- **STATE:** NJ
- **ZIP:** 07936

## Series and Classes Contracts Data

### Upright Assets Allocation Plus Fund (Series ID: S000057858)

| Class ID   | Class Name                          | Ticker Symbol   |
|:---|:---|:---|
| C000186849 | Upright Assets Allocation Plus Fund |  |

## Nport-Ex

**NPORT-EX**

**Upright Assets Allocation Plus Fund**

**Schedule of Investments**

**December 31, 2022** (unaudited)

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;**Description** | &nbsp;&nbsp;**Quantity** | &nbsp;&nbsp;**Market Value** |
| &nbsp;&nbsp;**Equities** |  |  |
| &nbsp;&nbsp;**Consumer 0.17%** |  |  |
| &nbsp;&nbsp;Bed Bath & Beyond Inc. | &nbsp;&nbsp;1000 | &nbsp;&nbsp;$2510 |
| &nbsp;&nbsp;**Drug Manufacturer-other 6.65%** |  |  |
| &nbsp;&nbsp;AbbVie Inc. | &nbsp;&nbsp;500 | &nbsp;&nbsp;80805 |
| &nbsp;&nbsp;Teva Pharmaceutical Industries Limited\* ADR | &nbsp;&nbsp;2000 | &nbsp;&nbsp;18240 |
|  |  | &nbsp;&nbsp;$99045 |
| &nbsp;&nbsp;**Electronic Equipment 4.15%** |  |  |
| &nbsp;&nbsp;Plug Power Inc.\* | &nbsp;&nbsp;5000 | &nbsp;&nbsp;61850 |
| &nbsp;&nbsp;**Energy 2.46%** |  |  |
| &nbsp;&nbsp;Direxion Daily Energy Bull 2x Shares | &nbsp;&nbsp;550 | &nbsp;&nbsp;36603 |
| &nbsp;&nbsp;**Exchange Traded Funds 23.97%** |  |  |
| &nbsp;&nbsp;Direxion Daily Dow Jones Internet Bull 3x Shares | &nbsp;&nbsp;10000 | &nbsp;&nbsp;$57100 |
| &nbsp;&nbsp;Direxion Daily Semiconductor Bull 3x Shares | &nbsp;&nbsp;3000 | &nbsp;&nbsp;29010 |
| &nbsp;&nbsp;iShares MSCI EAFE Value ETF | &nbsp;&nbsp;200 | &nbsp;&nbsp;9176 |
| &nbsp;&nbsp;iShares MSCI China ETF | &nbsp;&nbsp;200 | &nbsp;&nbsp;9500 |
| &nbsp;&nbsp;ishares MSCI Taiwan Indx | &nbsp;&nbsp;1000 | &nbsp;&nbsp;40160 |
| &nbsp;&nbsp;iShares Russell Mid-Cap Value ETF | &nbsp;&nbsp;100 | &nbsp;&nbsp;10534 |
| &nbsp;&nbsp;KraneShares CSI China Internet ETF | &nbsp;&nbsp;1400 | &nbsp;&nbsp;42280 |
| &nbsp;&nbsp;ProShares UltraPro QQQ | &nbsp;&nbsp;2000 | &nbsp;&nbsp;34600 |
| &nbsp;&nbsp;VanEck Vietnam ETF | &nbsp;&nbsp;2000 | &nbsp;&nbsp;23680 |
| &nbsp;&nbsp;Vanguard Emerging Markets | &nbsp;&nbsp;700 | &nbsp;&nbsp;27286 |
| &nbsp;&nbsp;Vanguard FTSE All-World ex-US Small-Cap Index Fund ETF Shares | &nbsp;&nbsp;100 | &nbsp;&nbsp;10281 |
| &nbsp;&nbsp;Vanguard Real Estate Index Fund ETF Shares | &nbsp;&nbsp;200 | &nbsp;&nbsp;16496 |
| &nbsp;&nbsp;VictoryShares US Large Cap High Div Volatility Wtd ETF | &nbsp;&nbsp;800 | &nbsp;&nbsp;47112 |
|  |  | &nbsp;&nbsp;$357215 |

---

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;**Financial Services 5.43%** |  |  |
| &nbsp;&nbsp;Direxion Daily Financial Bull 3x Shares | &nbsp;&nbsp;1100 | &nbsp;&nbsp;$80905 |
| &nbsp;&nbsp;**Generic Drug 1.12%** |  |  |
| &nbsp;&nbsp;Viatris Inc. | &nbsp;&nbsp;1500 | &nbsp;&nbsp;16695 |
| &nbsp;&nbsp;**IC Design 16.67%** |  |  |
| &nbsp;&nbsp;Himax Technologies, Inc. ADR | &nbsp;&nbsp;40000 | &nbsp;&nbsp;248400 |
| &nbsp;&nbsp;**Internet Services 0.77%** |  |  |
| &nbsp;&nbsp;Baidu, Inc.\* ADR | &nbsp;&nbsp;100 | &nbsp;&nbsp;11438 |
| &nbsp;&nbsp;**MID Cap 3.55%** |  |  |
| &nbsp;&nbsp;Direxion Daily Mid Cap Bull 3x Shares | &nbsp;&nbsp;1500 | &nbsp;&nbsp;52935 |
| &nbsp;&nbsp;**MSCI-ETF 3.64%** |  |  |
| &nbsp;&nbsp;Direxion Daily MSCI Brazil Bull 2x Shares | &nbsp;&nbsp;85 | &nbsp;&nbsp;$5832 |
| &nbsp;&nbsp;Direxion Daily MSCI Emerging Markets Bull 3x Shares | &nbsp;&nbsp;200 | &nbsp;&nbsp;5878 |
| &nbsp;&nbsp;Direxion Daily MSCI India Bull 2x Shares | &nbsp;&nbsp;500 | &nbsp;&nbsp;22980 |
| &nbsp;&nbsp;Direxion Daily MSCI Real Estate Bull 3x Shares | &nbsp;&nbsp;2000 | &nbsp;&nbsp;19600 |
|  |  | &nbsp;&nbsp;$54290 |
| &nbsp;&nbsp;**Semiconductor 17.93%** |  |  |
| &nbsp;&nbsp;ASE Technology Holding Company, Limited ADR | &nbsp;&nbsp;10000 | &nbsp;&nbsp;$62700 |
| &nbsp;&nbsp;Silicon Motion Technology Corporation ADR | &nbsp;&nbsp;2000 | &nbsp;&nbsp;129980 |
| &nbsp;&nbsp;Taiwan Semiconductor Manufacturing Company ADR | &nbsp;&nbsp;1000 | &nbsp;&nbsp;74490 |
|  |  | &nbsp;&nbsp;$267170 |
| &nbsp;&nbsp;**Small Cap 3.19%** |  |  |
| &nbsp;&nbsp;Direxion Daily Small Cap Bull 3x Shares | &nbsp;&nbsp;1500 | &nbsp;&nbsp;47550 |
| &nbsp;&nbsp;**US Market 6.25%** |  |  |
| &nbsp;&nbsp;Direxion Daily S&P500 Bull 3x Shares | &nbsp;&nbsp;1500 | &nbsp;&nbsp;93165 |
|  |  | &nbsp;&nbsp;$1429770 |
| &nbsp;&nbsp;**Short Term Investments 2.30%** |  |  |
| &nbsp;&nbsp;First American Treasury Obligation Fund Class X | &nbsp;&nbsp;23238 | &nbsp;&nbsp;$23238 |
| &nbsp;&nbsp;First American Government Obligation Fund Class X | &nbsp;&nbsp;2449 | &nbsp;&nbsp;2449 |

---

---

| | |
|:---|:---|
| &nbsp;&nbsp;MSIL Fund Treasury Portfolio Institutional | &nbsp;&nbsp;8542 |
|  | &nbsp;&nbsp;$34229 |
| &nbsp;&nbsp;**Total Investments** (Cost $1,567,355) **98.24%** | &nbsp;&nbsp;$1463999 |
| &nbsp;&nbsp;**Other Assets less Liabilities 1.76%** | &nbsp;&nbsp;$26228 |
| &nbsp;&nbsp;**Net Assets 100%** | &nbsp;&nbsp;$1490227 |

---

\*Non income producing securities

ADR – American Depository Receipt

As of December 31, 2022, the gross unrealized appreciation for all securities totaled $275,090 and the gross unrealized depreciation for all securities totaled $378,446 for a net unrealized depreciation of $103,356 for tax purposes. The aggregate cost of securities including cash and money funds on December 31, 2022 was $1,622,779.

The following is a summary of significant accounting policies consistently followed by the Fund in the preparation of its financial statements. These policies are in conformity with generally accepted accounting principles in the United States of America ("GAAP").

In June 2009, the Financial Accounting Standards Board ("FASB") codified its standards and accounting principles for financial statements issued after September 15, 2009. The accompanying financial statements make reference to GAAP issued by the FASB as Accounting Standards CodificationTM ("ASC").

**Security Valuation**

Portfolio securities that are listed on national securities exchanges or the NASDAQ National Market System are valued at the last sale price as of 4:00 p.m. Eastern time, or in the absence of recorded sales, at the readily available closing bid price on such exchanges or such System. Unlisted securities that are not included in such System are valued at the quoted bid price in the over-the-counter-market. Securities and other assets for which market quotations are not readily available are valued at fair value as determined in good faith by the Advisor under procedures established by and under the general supervision and responsibility of the Fund's Board of Trustees.

**Fair Value Measurements**

As required by the fair value topic of the FASB Accounting Standards Codification, fair value

is defined as the price that the Fund would receive to sell an asset or pay to transfer a liability in an orderly transaction between market participants at the measurement date.

 

ASC 820-10 establishes a three-tier framework for measuring fair value based upon a hierarchy of inputs. The three levels of inputs are:

Level 1 – Unadjusted quoted prices active in markets for identical investments.

Level 2 – Other significant observable inputs (including quoted prices for identical investments on an inactive market, prices for similar investments, interest rates, prepayment speeds, credit risk, yield curves, default risk and similar data.)

Level 3 – Significant unobservable inputs, representing the Fund's own assumptions about the assumptions a market participant would use in valuing the investment, and would be based upon the best available information.

The following table summarizes the inputs used to value the Fund's investments as of June 30, 2022:

---

| | |
|:---|:---|
| &nbsp;&nbsp;Level 1 | &nbsp;&nbsp;$1463999 |
| &nbsp;&nbsp;Level 2 | &nbsp;&nbsp;- |
| &nbsp;&nbsp;Level 3 | &nbsp;&nbsp;- |
| &nbsp;&nbsp;Total | &nbsp;&nbsp;$1463999 |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** UPRIGHT INVESTMENTS TRUST

- **b. Investment Company Act file number:** 811-08723

- **c. CIK number of Registrant:** 0001058587

- **d. LEI of Registrant:** 5493003ZI0LVEQKB4487

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 349 RIDGEDALE AVE.

  - **City:** EAST HANOVER

  - **State:** NJ

  - **Foreign country:** US

  - **Zip / Postal Code:** 07936

  - **Telephone number:** 973-533-1818

**Item A.2. Information about the Series.**

- **a. Name of Series:** Upright Assets Allocation Plus Fund

- **b. EDGAR series identifier (if any):** S000057858

- **c. LEI of Series:** 549300RMW5KBVEH8FE80

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-09-30

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $89652.73

**Total Liabilities:** $29187.60

**Net Assets:** $60465.13

**Cash Not Reported:** $55424.01

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000186849 | -0.12%               | 0.17%                | 0.04%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $-200369.25                                |
| Month 2  | $0.00                    | $242498.65                                 |
| Month 3  | $0.00                    | $63790.15                                  |

### Schedule of Portfolio Investments

| Name                                     | Title                                            | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| ASE Technology Holding Co. ADR           | ASE TECHNOLOGY                                   | CUSIP: Q0604U105<br>LEI: 300300GO8QHPMV87NZ73 | Long             | EC               | NUSS              | CN        |     10000 | NS      | $62700.00     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| ABBVIE INC                               | ABBVIE                                           | CUSIP: 00287Y109<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | EC               | CORP              | US        |       500 | NS      | $80805.00     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| BAIDU INC SPON ADR                       | BAIDU INC SPON ADR                               | CUSIP: 056752108<br>LEI: 254900AL64IANZYI1E02 | Long             | EC               | NUSS              | KY        |       100 | NS      | $11438.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BED BATH & BEYOND INC                    | BED BATH & BEYOND                                | CUSIP: 075896100<br>LEI: 529900ZBUWWUV7BKGX39 | Long             | EC               | CORP              | US        |      1000 | NS      | $2510.00      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| DIREXION SHARES ETF TRUST                | Direxion Daily Semiconductor Bull 3X Shares      | CUSIP: 25459W458<br>LEI: 549300CSAWUY4LTETA16 | Long             | EC               | RF                | US        |      3000 | NS      | $29010.00     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| DIREXION SHARES ETF TRUST                | DIREXION DAILY MID CAP BULL 3X ETF               | CUSIP: 25459W730<br>LEI: B15Q6MX3OEO111P4BX96 | Long             | EC               | RF                | US        |      1500 | NS      | $52935.00     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| DIREXION SHARES ETF TRUST                | DIREXION DAILY MSCI REAL EST ETF                 | CUSIP: 25459W755<br>LEI: P8BQAXSX9Q7HO4G7MO50 | Long             | EC               | RF                | US        |      2000 | NS      | $19600.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| DIREXION SHARES ETF TRUST                | DIREXION DAILY SMALL CAP ETF                     | CUSIP: 25459W847<br>LEI: EI6O4TKYTT2L506TQD71 | Long             | EC               | RF                | US        |      1500 | NS      | $47550.00     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| DIREXION SHARES ETF TRUST                | DIREXION DAILY SP500 BULL ETF                    | CUSIP: 25459W862<br>LEI: 5493006YB4C09PHLOQ94 | Long             | EC               | RF                | US        |      1500 | NS      | $93165.00     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| DIREXION SHARES ETF TRUST                | Direxion Daily Financial Bull 3X Shares          | CUSIP: 25459Y694<br>LEI: K98KMGGYJD1W0EDCBP05 | Long             | EC               | RF                | US        |      1100 | NS      | $80905.00     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| DIREXION SHARES ETF TRUST                | Direxion Daily Dow Jones Internet Bull 3X Shares | CUSIP: 25460E364<br>LEI: 549300XXKV22AN28JF38 | Long             | EC               | RF                | US        |     10000 | NS      | $57100.00     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| DIREXION SHARES ETF TRUST                | DIREXION DAILY ENERGY BULL 2X SHARES             | CUSIP: 25460G609<br>LEI: 2JB4KUARIHFQ3UW6AS94 | Long             | EC               | RF                | US        |       550 | NS      | $36602.50     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| DIREXION SHARES ETF TRUST                | DIREXION SHARES ETF TRUST ETF                    | CUSIP: 25460G708<br>LEI: 549300T02YU3KFGO6S08 | Long             | EC               | RF                | US        |        85 | NS      | $5831.85      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| DIREXION SHARES ETF TRUST                | DIREXION DAILY EMRG MKTS BULL 3X ETF             | CUSIP: 25490K281<br>LEI: 25X0LWHQPBGJZE4GP927 | Long             | EC               | RF                | US        |       200 | NS      | $5878.00      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| DIREXION SHARES ETF TRUST                | DIREXION DAILY INDIA BULL 3X ETF                 | CUSIP: 25490K331<br>LEI: 5493000K7TFK1VOE8781 | Long             | EC               | RF                | US        |       500 | NS      | $22980.00     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Treasury Obligations Fund | First American Treasury Obligations Fund         | CUSIP: 31846V328<br>LEI: 549300UU586IAH2B8H03 | Long             | STIV             | RF                | US        |     23238 | NS      | $23237.84     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST AMERICAN FUNDS, INC                | FIRST AM GOVT OBLIGATIONS FD CL X                | CUSIP: 31846V336<br>LEI: 549300R5MYM6VZF1RM44 | Long             | STIV             | RF                | US        |      2449 | NS      | $2448.59      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| HIMAX TECHNOLOGIES INC ADR               | HIMAX TECHNOLOGIES                               | CUSIP: 43289P106<br>LEI: 529900Z6XWS79D8T1X09 | Long             | EC               | NUSS              | CN        |     40000 | NS      | $248400.00    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| ISHARES TRUST                            | ISHARES RUSSELL MID CAP VALUE ETF                | CUSIP: 464287473<br>LEI: 5493005J0UKEGJC13J47 | Long             | EC               | RF                | US        |       100 | NS      | $10534.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| ISHARES TRUST                            | ISHARES MSCI EAFE VALUE ETF                      | CUSIP: 464288877<br>LEI: 549300AN74D4XJZB8Y40 | Long             | EC               | RF                | US        |       200 | NS      | $9176.00      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| ISHARES TRUST                            | ISHARES MSCI CHINA ETF                           | CUSIP: 46429B671<br>LEI: 549300Q0IWAYMYXW0R77 | Long             | EC               | RF                | US        |       200 | NS      | $9500.00      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| ISHARES TRUST                            | ISHARES MSCI TAIWAN ETF                          | CUSIP: 46434G772<br>LEI: NOTS2OVXOI43240U2196 | Long             | EC               | RF                | US        |      1000 | NS      | $40160.00     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| KRANESHARES TRUST                        | KRANESHARES CSI CHINA INTERNET ETF               | CUSIP: 500767306<br>LEI: 549300URDNVSGEWBN526 | Long             | EC               | RF                | US        |      1400 | NS      | $42280.00     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| MSIL FUND - TREASURY PORTFOLIO INST      | MSIL FUND - TREASURY PORTFOLIO INST              | CUSIP: 61747C582<br>LEI: 549300D1XR6GP7EZ0T47 | Long             | STIV             | RF                | US        |      8542 | NS      | $8542.29      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| PLUG POWER INC                           | PLUG POWER                                       | CUSIP: 72919P202<br>LEI: 549300JPDKRSJ8JSM954 | Long             | EC               | CORP              | US        |      5000 | NS      | $61850.00     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| ProShares Trust                          | ProShares UltraPro QQQ                           | CUSIP: N/A<br>LEI: 03026FQTQRJ0JSTBI779       | Long             | EC               | RF                | US        |      2000 | NS      | $34600.00     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| SILICON MOTION TECHNOLOGY CORP ADR       | SILICON MOTION TECHNOLOGY                        | CUSIP: 82706C108<br>LEI: 5299005RBVBZQJTYFC89 | Long             | EC               | NUSS              | CN        |      2000 | NS      | $129980.00    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| TAIWAN SEMICONDUCTOR MFG CO ADR          | TAIWAN SEMICONDUCTOR                             | CUSIP: 874039100<br>LEI: 549300KB6NK5SBD14S87 | Long             | EC               | NUSS              | CN        |      1000 | NS      | $74490.00     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| TEVA PHARMACEUTICAL INDS LTD ADR         | TEVA PHARMACEUTICAL INDS                         | CUSIP: 881624209<br>LEI: 549300BAFGM4RC74ZJ94 | Long             | EC               | NUSS              | IL        |      2000 | NS      | $18240.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| VanEck Vectors ETF Trust                 | VanEck Vietnam ETF                               | CUSIP: 92189F676<br>LEI: 967600R6KS3GOYP1ZM78 | Long             | EC               | RF                | US        |      2000 | NS      | $23680.00     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| VANGUARD GROUP                           | VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP ETF      | CUSIP: 922042718<br>LEI: 4G186P9TJV7H6GBIH247 | Long             | EC               | RF                | US        |       100 | NS      | $10281.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| VANGUARD GROUP                           | VANGUARD FTSE EMERGING MARKETS INDEX ETF         | CUSIP: 922042858<br>LEI: I9EY4HOGV0KQ5WF8MP19 | Long             | EC               | RF                | US        |       700 | NS      | $27286.00     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| VANGUARD GROUP                           | VANGUARD REAL ESTATE INDEX FUND                  | CUSIP: 922908553<br>LEI: B1HNOZOSPCLXHIVBEI82 | Long             | EC               | RF                | US        |       200 | NS      | $16496.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| MYLAN NV                                 | MYLAN NV                                         | CUSIP: N59465109<br>LEI: 549300A0CD4KNFGIIS89 | Long             | EC               | CORP              | US        |      1500 | NS      | $16695.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| VICTORYSHARES US LARGE CAP HIGH DIV      | VICTORYSHARES US LARGE CAP HIGH DIV VOL WTD ETF  | CUSIP: 92647N865<br>LEI: 549300RS1Y46ILB96P77 | Long             | EC               | RF                | US        |       800 | NS      | $47112.00     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-28

**Name of Applicant:** YOW-SHANG CHIUEH

**Signature:** /s/ YOW-SHANG CHIUEH

**Name of Signer:** YOW-SHANG CHIUEH

**Title:** President