# EDGAR Filing Document

**Accession Number:** 0000072333
**File Stem:** 0000072333-23-000071
**Filing Date:** 2023-3
**Character Count:** 6034
**Document Hash:** dfb9ba33b1263e27136f4b73a7d1182e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000072333-23-000071.hdr.sgml**: 20230324

**ACCESSION NUMBER**: 0000072333-23-000071

**CONFORMED SUBMISSION TYPE**: 8-K/A

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20230301

**ITEM INFORMATION**: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230324

**DATE AS OF CHANGE**: 20230324

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NORDSTROM INC
- **CENTRAL INDEX KEY:** 0000072333
- **STANDARD INDUSTRIAL CLASSIFICATION:** RETAIL-FAMILY CLOTHING STORES [5651]
- **IRS NUMBER:** 910515058
- **STATE OF INCORPORATION:** WA
- **FISCAL YEAR END:** 0128

**FILING VALUES:**
- **FORM TYPE:** 8-K/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-15059
- **FILM NUMBER:** 23760433

**BUSINESS ADDRESS:**
- **STREET 1:** 1617 SIXTH AVENUE
- **CITY:** SEATTLE
- **STATE:** WA
- **ZIP:** 98101-4407
- **BUSINESS PHONE:** 2066282111

**MAIL ADDRESS:**
- **STREET 1:** 1617 SIXTH AVENUE
- **CITY:** SEATTLE
- **STATE:** WA
- **ZIP:** 98101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NORDSTROM BEST INC
- **DATE OF NAME CHANGE:** 19730611

?xml version="1.0" ? jwn-20230301

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K/A** 

**CURRENT REPORT**

**PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934**

Date of Report (Date of earliest event reported) **March 1, 2023**

![jwn-20230301_g1.jpg](jwn-20230301_g1.jpg)

**Nordstrom, Inc.**

(Exact name of registrant as specified in its charter)

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| | | |
|:---|:---|:---|
| **Washington** | **001-15059** | **91-0515058** |
| (State or other jurisdiction<br>of incorporation) | (Commission<br>File Number) | (IRS Employer<br>Identification No.) |

---

**1617 Sixth Avenue, Seattle, Washington 98101** 

(Address of principal executive offices)

Registrant's telephone number, including area code **(206) 628-2111** 

**Inapplicable**

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading Symbol** | **Name of each exchange on which registered** |
| Common stock, without par value | JWN | New York Stock Exchange |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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**ITEM 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers**

**e) Compensatory Arrangements of Certain Officers**

This amended Current Report on Form 8-K/A amends Item 5.02 of the Current Report on <u>[Form 8-K](http://www.sec.gov/Archives/edgar/data/72333/000007233323000015/jwn-20230301.htm)</u>, filed by Nordstrom, Inc. (the "Company") with the Securities and Exchange Commission on March 6, 2023 (the "Prior Report"), relating to compensatory arrangements of the Company's Principal Executive Officer and the Named Executive Officers as set forth in the Company's <u>[proxy statement](http://www.sec.gov/Archives/edgar/data/72333/000007233322000107/jwn2022-def14a.htm)</u> dated April 7, 2022 (the "Executives"). As referenced in the Prior Filing, the Compensation, People and Culture Committee of the Board of Directors awarded stock options ("Options") and performance share units ("PSUs") to the Executives on March 1, 2023, with an effective date of March 6, 2023. The number of Options and PSUs awarded to each Executive was to be determined pursuant to established formulae, but at the time of the Prior Report not all inputs for those formulae were available. For that reason, the number of Options and PSUs actually awarded was indeterminable at the time of the Prior Report. This amended Current Report on Form 8-K/A is being filed to update the Prior Report and provide this information. The number of Options and PSUs awarded to each of the Executives is provided in the table below.

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| | | |
|:---|:---|:---|
| **<u>Executives</u>** | **Options Awarded** | **PSUs Awarded** |
| Erik B. Nordstrom<br>Chief Executive Officer (Principal Executive Officer) | 130194 | 96958 |
| Peter E. Nordstrom<br>President, Nordstrom Inc. and Chief Brand Officer | 130194 | 96958 |
| Kenneth J. Worzel<br>Chief Customer Officer | 109731 | 81719 |

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**ITEM 9.01 Financial Statements and Exhibits**

104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| |
|:---|
| NORDSTROM, INC. |
| (Registrant) |
| <u>/s/ Ann Munson Steines</u> |
| Ann Munson Steines |
| Chief Legal Officer, |
| General Counsel and Corporate Secretary |

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Date: March 24, 2023