# EDGAR Filing Document

**Accession Number:** 0000357204
**File Stem:** 0001752724-23-041984
**Filing Date:** 2023-2
**Character Count:** 31977
**Document Hash:** 9293b65c3c9618071e070962fa067958
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-041984.hdr.sgml**: 20230227

**ACCESSION NUMBER**: 0001752724-23-041984

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230227

**DATE AS OF CHANGE**: 20230227

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Segall Bryant & Hamill Trust
- **CENTRAL INDEX KEY:** 0000357204
- **IRS NUMBER:** 510263765
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-03373
- **FILM NUMBER:** 23672251

**BUSINESS ADDRESS:**
- **STREET 1:** C/O ULTIMUS FUND SOLUTIONS, LLC
- **STREET 2:** 225 PICTORIA DRIVE, SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 303-623-2577

**MAIL ADDRESS:**
- **STREET 1:** C/O ULTIMUS FUND SOLUTIONS, LLC
- **STREET 2:** 225 PICTORIA DRIVE, SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WESTCORE TRUST
- **DATE OF NAME CHANGE:** 19920703

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WESTCORE FUNDS INC
- **DATE OF NAME CHANGE:** 19860506

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SUNMONT WEST FUND INC
- **DATE OF NAME CHANGE:** 19820520

## Series and Classes Contracts Data

### Segall Bryant & Hamill Short Term Plus Fund (Series ID: S000063758)

| Class ID   | Class Name                                                      | Ticker Symbol   |
|:---|:---|:---|
| C000206635 | Segall Bryant & Hamill Short Term Plus Fund-Retail Class        | SBHPX           |
| C000206636 | Segall Bryant & Hamill Short Term Plus Fund-Institutional Class | SBAPX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Segall Bryant & Hamill Trust

- **b. Investment Company Act file number:** 811-03373

- **c. CIK number of Registrant:** 0000357204

- **d. LEI of Registrant:** 549300D12PXTPNG46V56

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 Pictoria Drive

  - **City:** Cincinnati

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 513-587-3400

**Item A.2. Information about the Series.**

- **a. Name of Series:** SBH SHORT TERM PLUS FUND

- **b. EDGAR series identifier (if any):** S000063758

- **c. LEI of Series:** 549300V21UVO0WL37Z10

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $28640187.46

**Total Liabilities:** $34462.02

**Net Assets:** $28605725.44

**Cash Not Reported:** $612482.01

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 198.17584700 | **1-Year:** 1945.29463300 | **5-Year:** 383.70061500 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 10.23962400 | **1-Year:** 77.88599800 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000206636 | -0.00%               | 0.62%                | 0.42%                |
| Class ID C000206635 | -0.01%               | 0.72%                | 0.30%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-122044.96              | $91202.31                                  |
| Month 2  | $-55257.64               | $222321.85                                 |
| Month 3  | $-37381.34               | $115814.14                                 |

### Schedule of Portfolio Investments

| Name                                                         | Title                                                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Valero Energy Corporation                                    | Valero Energy Corporation 1.20%, Due 03/15/2024                          | CUSIP: 91913YBA7<br>LEI: 549300XTO5VR8SKV1V74 | Long             | DBT              | CORP              | US        |    180000 | PA      | $170972.53    | 0.60%             | 2024-03-15      | Fixed         | 1.20%                 | No            |                  2 | On Loan: No      |
| Moodys Corp                                                  | MOODY'S CORP 4.875%, DUE 02/15/2024                                      | CUSIP: 615369AC9<br>LEI: 549300GCEDD8YCF5WU84 | Long             | DBT              | CORP              | US        |    455000 | PA      | $453534.38    | 1.59%             | 2024-02-15      | Fixed         | 4.88%                 | No            |                  2 | On Loan: No      |
| Cintas Corporation No. 2                                     | Cintas Corp No 2 3.450%, Due 05/01/2025                                  | CUSIP: 17252MAP5<br>LEI: 549300QVUQTTKMTE0G41 | Long             | DBT              | CORP              | US        |    225000 | PA      | $217692.63    | 0.76%             | 2025-05-01      | Fixed         | 3.45%                 | No            |                  2 | On Loan: No      |
| Pacific Gas and Electric Company                             | Pacific Gas & Electric Company 1.70%, Due 11/15/2023                     | CUSIP: 694308JY4<br>LEI: 1HNPXZSMMB7HMBMVBS46 | Long             | DBT              | CORP              | US        |    595000 | PA      | $575853.09    | 2.01%             | 2023-11-15      | Fixed         | 1.70%                 | No            |                  2 | On Loan: No      |
| D.R. Horton, Inc.                                            | D.R. Horton, Inc. 2.50%, Due 08/15/2023                                  | CUSIP: 23331ABM0<br>LEI: 529900ZIUEYVSB8QDD25 | Long             | DBT              | CORP              | US        |    350000 | PA      | $333276.31    | 1.17%             | 2024-10-15      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| United States Treasury Notes                                 | U.S. Treasury Notes 2.250%, Due 01/31/2024                               | CUSIP: 912828V80<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   1000000 | PA      | $973632.81    | 3.40%             | 2024-01-31      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| Amphenol Corporation                                         | Amphenol Corporation 3.20%, Due 04/01/2024                               | CUSIP: 032095AG6<br>LEI: 549300D3L3G0R4U4VT04 | Long             | DBT              | CORP              | US        |    485000 | PA      | $474169.05    | 1.66%             | 2024-04-01      | Fixed         | 3.20%                 | No            |                  2 | On Loan: No      |
| Delta Air Lines, Inc. Pass Thru Trust                        | Delta Air Lines 2019-1AA 3.204%, Due 10/25/2025                          | CUSIP: 24737BAA3<br>LEI: Q2CCMS6R0AS67HJMBN42 | Long             | ABS-O            | CORP              | US        |    645000 | PA      | $628656.67    | 2.20%             | 2025-10-25      | Fixed         | 3.20%                 | No            |                  2 | On Loan: No      |
| Fiserv Inc.                                                  | Fiserv Incorporated 3.80%, Due 10/01/2023                                | CUSIP: 337738AQ1<br>LEI: GI7UBEJLXYLGR2C7GV83 | Long             | DBT              | CORP              | US        |    455000 | PA      | $450151.71    | 1.57%             | 2023-10-01      | Fixed         | 3.80%                 | No            |                  2 | On Loan: No      |
| United Air Lines, Inc.                                       | Continental Airlines 4.000%, Due 10/29/2024                              | CUSIP: 210795QB9<br>LEI: K1OQBWM7XEOO08LDNP29 | Long             | ABS-O            | CORP              | US        |    452654 | PA      | $431893.83    | 1.51%             | 2024-10-29      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Vistra Operations Co LLC                                     | Vistra Operations Company LLC 5.125%, due 05/13/2025                     | CUSIP: 92840VAL6<br>LEI: 549300ZH5GKBTJZ7NM23 | Long             | DBT              | CORP              | US        |    500000 | PA      | $488860.00    | 1.71%             | 2025-05-13      | Fixed         | 5.12%                 | Yes           |                  2 | On Loan: No      |
| Avery Dennison Corporation                                   | Avery Dennison Corporation 0.850%, Due 08/15/2024                        | CUSIP: 053611AL3<br>LEI: 549300PW7VPFCYKLIV37 | Long             | DBT              | CORP              | US        |    615000 | PA      | $573812.48    | 2.01%             | 2024-08-15      | Fixed         | 0.85%                 | No            |                  2 | On Loan: No      |
| Kinder Morgan, Inc.                                          | Kinder Morgan, Inc. 4.30%, Due 6/1/25                                    | CUSIP: 49456BAF8<br>LEI: 549300WR7IX8XE0TBO16 | Long             | DBT              | CORP              | US        |    475000 | PA      | $465825.32    | 1.63%             | 2025-06-01      | Fixed         | 4.30%                 | No            |                  2 | On Loan: No      |
| Eversource Energy                                            | EVERSOURCE ENERGY 1.45%, DUE 05/01/2018                                  | CUSIP: 664397AK2<br>LEI: SJ7XXD41SQU3ZNWUJ746 | Long             | DBT              | CORP              | US        |    450000 | PA      | $447709.68    | 1.57%             | 2023-05-01      | Fixed         | 2.80%                 | No            |                  2 | On Loan: No      |
| American Water Capital Corp                                  | American Water Capital 3.40%, Due 03/01/2025                             | CUSIP: 03040WAL9<br>LEI: 5IDHQUFVC8Q2KIBBFF06 | Long             | DBT              | CORP              | US        |    500000 | PA      | $484291.92    | 1.69%             | 2025-03-01      | Fixed         | 3.40%                 | No            |                  2 | On Loan: No      |
| AT&T Inc                                                     | AT&T Inc. .90% Due 03/25/2024                                            | CUSIP: 00206RMJ8<br>LEI: 549300Z40J86GGSTL398 | Long             | DBT              | CORP              | US        |    330000 | PA      | $313374.43    | 1.10%             | 2024-03-25      | Fixed         | 0.90%                 | No            |                  2 | On Loan: No      |
| Waste Management, Inc.                                       | Waste Management Inc 3.50%, Due 05/15/2024                               | CUSIP: 94106LAZ2<br>LEI: 549300YX8JIID70NFS41 | Long             | DBT              | CORP              | US        |    233000 | PA      | $227285.15    | 0.79%             | 2024-05-15      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| Weyerhaeuser Company                                         | Weyerhaeuser Company 7.1250%, Due 07/15/2023                             | CUSIP: 962166AS3<br>LEI: 08IRJODWFYBI7QWRGS31 | Long             | DBT              | CORP              | US        |    385000 | PA      | $387825.54    | 1.36%             | 2023-07-15      | Fixed         | 7.12%                 | No            |                  2 | On Loan: No      |
| Dell International L.L.C. and EMC Corporation                | Dell International LLC 5.450%, Due 06/15/2023                            | CUSIP: 24703TAA4<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    460000 | PA      | $460291.02    | 1.61%             | 2023-06-15      | Fixed         | 5.45%                 | No            |                  2 | On Loan: No      |
| Walt Disney Company                                          | The Walt Disney Company 7.75% Due 01/20/2024                             | CUSIP: 254687CT1<br>LEI: 549300GZKULIZ0WOW665 | Long             | DBT              | CORP              | US        |    444000 | PA      | $457941.35    | 1.60%             | 2024-01-20      | Fixed         | 7.75%                 | No            |                  2 | On Loan: No      |
| Virginia Electric and Power Company                          | VIRGINIA ELECTRIC & POWER COMPANY 3.1%, Due 05/15/2025                   | CUSIP: 927804FS8<br>LEI: CQKUMNNZVDJLRYV2PT43 | Long             | DBT              | CORP              | US        |    571000 | PA      | $548337.80    | 1.92%             | 2025-05-15      | Fixed         | 3.10%                 | No            |                  2 | On Loan: No      |
| JPMorgan Chase & Co.                                         | JP Morgan Chase 0.6970%, Due 03/16/2024                                  | CUSIP: 46647PBZ8<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | DBT              | CORP              | US        |    585000 | PA      | $578847.60    | 2.02%             | 2024-03-16      | Fixed         | 0.70%                 | No            |                  2 | On Loan: No      |
| Eastman Chemical Company                                     | Eastman Chemical Company 7.250%, Due 01/15/2024                          | CUSIP: 277432AB6<br>LEI: FDPVHDGJ1IQZFK9KH630 | Long             | DBT              | CORP              | US        |    550000 | PA      | $562357.11    | 1.97%             | 2024-01-15      | Fixed         | 7.25%                 | No            |                  2 | On Loan: No      |
| Quanta Services, Inc.                                        | Quanta Services, Inc. 0.950%, Due 10/01/2024                             | CUSIP: 74762EAG7<br>LEI: SHVRXXEACT60MMH07S24 | Long             | DBT              | CORP              | US        |    625000 | PA      | $575574.43    | 2.01%             | 2024-10-01      | Fixed         | 0.95%                 | No            |                  2 | On Loan: No      |
| Conagra Brands Inc                                           | Conagra Brands Inc 3.20%, Due 01/25/2023                                 | CUSIP: 205887BR2<br>LEI: 54930035UDEIH090K650 | Long             | DBT              | CORP              | US        |    290000 | PA      | $289782.63    | 1.01%             | 2023-01-25      | Fixed         | 3.20%                 | No            |                  2 | On Loan: No      |
| Federal Home Loan Mortgage Corporation                       | FHMS K029 A2 Mortgage FLTR Due 02/25/2023                                | CUSIP: 3137B36J2<br>LEI: S6XOOCT0IEG5ABCC6L87 | Long             | ABS-O            | USGSE             | US        |    301090 | PA      | $300110.88    | 1.05%             | 2023-02-25      | Floating      | 3.31%                 | No            |                  2 | On Loan: No      |
| United States Treasury Notes                                 | U.S. Treasury Bonds 2.375%, Due 08/15/2024                               | CUSIP: 912828D56<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    500000 | PA      | $482421.88    | 1.69%             | 2024-08-15      | Fixed         | 2.38%                 | No            |                  2 | On Loan: No      |
| Weyerhaeuser Company                                         | Weyerhaeuser Company 8.50% Due 01/15/2025                                | CUSIP: 962166AT1<br>LEI: 08IRJODWFYBI7QWRGS31 | Long             | DBT              | CORP              | US        |    160000 | PA      | $168945.94    | 0.59%             | 2025-01-15      | Fixed         | 8.50%                 | No            |                  2 | On Loan: No      |
| NextEra Energy Capital Holdings Inc                          | Nextera Energy Capital Holdings, Inc. 0.0065                             | CUSIP: 65339KBU3<br>LEI: UMI46YPGBLUE4VGNNT48 | Long             | DBT              | CORP              | US        |    400000 | PA      | $397261.00    | 1.39%             | 2023-03-01      | Fixed         | 0.65%                 | No            |                  2 | On Loan: No      |
| United States Treasury Notes                                 | U.S. TREASURY NOTES 2.125%, DUE 11/30/2023                               | CUSIP: 912828U57<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    970000 | PA      | $947341.40    | 3.31%             | 2023-11-30      | Fixed         | 2.12%                 | No            |                  2 | On Loan: No      |
| Bank of America Corporation                                  | Bank Of America Corporation 4.10%, Due 07/24/2023                        | CUSIP: 06053FAA7<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | DBT              | CORP              | US        |    435000 | PA      | $433105.79    | 1.51%             | 2023-07-24      | Fixed         | 4.10%                 | No            |                  2 | On Loan: No      |
| AUSTIN TEX CMNTY COLLEGE DIST                                | Austin Texas Community College Dist Rev 0.662%, Due 02/01/2023           | CUSIP: 052404QD5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |     50000 | PA      | $49854.03     | 0.17%             | 2023-02-01      | Fixed         | 0.66%                 | No            |                  2 | On Loan: No      |
| Ball Corporation                                             | Ball Corporation 4.00%, DUE 11/15/2023                                   | CUSIP: 058498AS5<br>LEI: 0BGI85ALH27ZJP15DY16 | Long             | DBT              | CORP              | US        |    570000 | PA      | $558667.85    | 1.95%             | 2023-11-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Roper Technologies Inc                                       | Roper Technologies, Inc. 3.65%, Due 09/15/2023                           | CUSIP: 776743AE6<br>LEI: 54930003T4SXCIWVXY35 | Long             | DBT              | CORP              | US        |    465000 | PA      | $460039.73    | 1.61%             | 2023-09-15      | Fixed         | 3.65%                 | No            |                  2 | On Loan: No      |
| American Tower Corporation                                   | AMERICAN TOWER CORP. 3.50%, DUE 01/31/2023                               | CUSIP: 03027XAB6<br>LEI: 5493006ORUSIL88JOE18 | Long             | DBT              | CORP              | US        |    300000 | PA      | $299639.07    | 1.05%             | 2023-01-31      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| Brunswick Corporation                                        | Brunswick Corporation 0.85%, Due 08/18/2024                              | CUSIP: 117043AS8<br>LEI: YM4O38W15AX4YLLQKU27 | Long             | DBT              | CORP              | US        |    500000 | PA      | $461946.03    | 1.61%             | 2024-08-18      | Fixed         | 0.85%                 | No            |                  2 | On Loan: No      |
| AutoNation, Inc.                                             | Autonation, Inc. 3.50%, Due 11/15/2024                                   | CUSIP: 05329WAN2<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    590000 | PA      | $566246.47    | 1.98%             | 2024-11-15      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| Delmarva Power & Light Company                               | Delmarva Power & Lt Co. 3.50%, Due 11/15/2023                            | CUSIP: 247109BS9<br>LEI: NJ98T8DDD027ZFXUDB24 | Long             | DBT              | CORP              | US        |    362000 | PA      | $357205.43    | 1.25%             | 2023-11-15      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| American Express Company                                     | American Express Company 3.375%, Due 05/03/2024                          | CUSIP: 025816CV9<br>LEI: R4PP93JZOLY261QX3811 | Long             | DBT              | CORP              | US        |    450000 | PA      | $440837.55    | 1.54%             | 2024-05-03      | Fixed         | 3.38%                 | No            |                  2 | On Loan: No      |
| CENTRAL TEX REGL MOBILITY AUTH                               | Central Texas Regional Mobility Auth Rev 1.3450%, Due 01/01/2024         | CUSIP: 155498JA7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    135000 | PA      | $130483.82    | 0.46%             | 2024-01-01      | Fixed         | 1.34%                 | No            |                  2 | On Loan: No      |
| KLA Corporation                                              | KLA Corporation 4.650%, Due 11/01/2024                                   | CUSIP: 482480AE0<br>LEI: 549300H0BF5JCG96TJ81 | Long             | DBT              | CORP              | US        |    250000 | PA      | $249241.67    | 0.87%             | 2024-11-01      | Fixed         | 4.65%                 | No            |                  2 | On Loan: No      |
| NEW JERSEY ECONOMIC DEV AUTH                                 | New Jersey Economic Development Auth 1.150%, Due 06/01/2023              | CUSIP: 645780FQ5<br>LEI: 5493006JS6QWDVU4R678 | Long             | DBT              | MUN               | US        |    125000 | PA      | $123487.86    | 0.43%             | 2023-06-01      | Fixed         | 1.15%                 | No            |                  2 | On Loan: No      |
| Republic Services, Inc.                                      | REPUBLIC SERVICES, INC. 2.5%, Due 08/15/2024                             | CUSIP: 760759AU4<br>LEI: NKNQHM6BLECKVOQP7O46 | Long             | DBT              | CORP              | US        |    450000 | PA      | $431229.31    | 1.51%             | 2024-08-15      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| Phillips 66                                                  | Phillips 66 .90% Due 02/15/2024                                          | CUSIP: 718546AY0<br>LEI: 5493005JBO5YSIGK1814 | Long             | DBT              | CORP              | US        |    490000 | PA      | $468302.00    | 1.64%             | 2024-02-15      | Fixed         | 0.90%                 | No            |                  2 | On Loan: No      |
| AstraZeneca Finance LLC                                      | Astrazeneca Finance LLC 0.70%, Due 05/28/2024                            | CUSIP: 04636NAC7<br>LEI: 549300C3HATU4Q460S18 | Long             | DBT              | CORP              | US        |    550000 | PA      | $518374.11    | 1.81%             | 2024-05-28      | Fixed         | 0.70%                 | No            |                  2 | On Loan: No      |
| United States Treasury Notes                                 | U.S. Treasury Notes 3.125%, Due 08/15/2025                               | CUSIP: 91282CFE6<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    785000 | PA      | $762124.61    | 2.66%             | 2025-08-15      | Fixed         | 3.12%                 | No            |                  2 | On Loan: No      |
| Georgia Power Company                                        | Georgia Power Company 2.10%, due 7/30/2023                               | CUSIP: 373334KM2<br>LEI: D981X4Z4RWS7PDMJUZ03 | Long             | DBT              | CORP              | US        |    430000 | PA      | $422522.25    | 1.48%             | 2023-07-30      | Fixed         | 2.10%                 | No            |                  2 | On Loan: No      |
| Martin Marietta Materials Inc                                | Martin Marietta Materials Incorporated 4.250%, Due 07/02/2024            | CUSIP: 573284AN6<br>LEI: 5299005MZ4WZECVATV08 | Long             | DBT              | CORP              | US        |    574000 | PA      | $566288.47    | 1.98%             | 2024-07-02      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| Caterpillar Financial Services Corporation                   | Caterpillar Financial Services 0.650%, Due 07/07/2023                    | CUSIP: 14913R2D8<br>LEI: EDBQKYOPJUCJKLOJDE72 | Long             | DBT              | CORP              | US        |    400000 | PA      | $391920.05    | 1.37%             | 2023-07-07      | Fixed         | 0.65%                 | No            |                  2 | On Loan: No      |
| CSX Transportation, Inc.                                     | CSX Transportation Inc. 6.2510%, Due 01/15/2023                          | CUSIP: 126410LM9<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    169925 | PA      | $169981.31    | 0.59%             | 2023-01-15      | Fixed         | 6.25%                 | No            |                  2 | On Loan: No      |
| Williams Partners LP / Williams Partners Finance Corporation | Williams Partners LP Sr 3.90%, Due 01/15/2025                            | CUSIP: 96950FAQ7<br>LEI: D71FAKCBLFS2O0RBPG08 | Long             | DBT              | CORP              | US        |    585000 | PA      | $569690.73    | 1.99%             | 2025-01-15      | Fixed         | 3.90%                 | No            |                  2 | On Loan: No      |
| United States Treasury Notes                                 | U.S. Treasury Bonds 1.50%, Due 03/31/2023                                | CUSIP: 912828Q29<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    285000 | PA      | $282997.23    | 0.99%             | 2023-03-31      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| United States Treasury Notes                                 | U.S. Treasury Notes 0.125%, Due 07/15/2023                               | CUSIP: 912828ZY9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    475000 | PA      | $463421.88    | 1.62%             | 2023-07-15      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| General Mills, Inc.                                          | General Mills, Inc. 5.241%, Due 11/18/2025                               | CUSIP: 370334CS1<br>LEI: 2TGYMUGI08PO8X8L6150 | Long             | DBT              | CORP              | US        |    390000 | PA      | $390971.08    | 1.37%             | 2025-11-18      | Fixed         | 5.24%                 | No            |                  2 | On Loan: No      |
| Sonoco Products Company                                      | Sonoco Products Company 1.80%, Due 002/01/2025                           | CUSIP: 835495AM4<br>LEI: GKOMIK4RDJGHEF0VNP11 | Long             | DBT              | CORP              | US        |    500000 | PA      | $464623.17    | 1.62%             | 2025-02-01      | Fixed         | 1.80%                 | No            |                  2 | On Loan: No      |
| Kansas City Southern                                         | Kansas City Southern 3.0%, Due 05/15/2023                                | CUSIP: 485170AV6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    450000 | PA      | $446031.73    | 1.56%             | 2023-05-15      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Arizona Public Service Company                               | Arizona Public Service Company 3.350%, Due 06/15/2024                    | CUSIP: 040555CQ5<br>LEI: YG6VT0TPHRH4TFVAQV64 | Long             | DBT              | CORP              | US        |    585000 | PA      | $566188.85    | 1.98%             | 2024-06-15      | Fixed         | 3.35%                 | No            |                  2 | On Loan: No      |
| Evergy Inc                                                   | Evergy Inc. 2.450%, Due 09/15/2024                                       | CUSIP: 30034WAA4<br>LEI: 549300PGTHDQY6PSUI61 | Long             | DBT              | CORP              | US        |    605000 | PA      | $574365.71    | 2.01%             | 2024-09-15      | Fixed         | 2.45%                 | No            |                  2 | On Loan: No      |
| Enterprise Products Operating LLC                            | ENTERPRISE PRODUCTS OPERATING 3.900%, DUE 2/15/2024                      | CUSIP: 29379VBB8<br>LEI: 5493004LGN656HWLDA30 | Long             | DBT              | CORP              | US        |    350000 | PA      | $344622.81    | 1.20%             | 2024-02-15      | Fixed         | 3.90%                 | No            |                  2 | On Loan: No      |
| American Airlines, Inc.                                      | American Airlines 5.250%, Due 01/15/2024                                 | CUSIP: 02376YAA5<br>LEI: N/A                  | Long             | ABS-O            | CORP              | US        |    487312 | PA      | $474789.87    | 1.66%             | 2024-01-15      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| General Motors Financial Company  Inc                        | General Motors Financial Co., Inc. 5.100%, Due 01/17/2024                | CUSIP: 37045XCR5<br>LEI: 5493008B6JBRUJ90QL97 | Long             | DBT              | CORP              | US        |    570000 | PA      | $567747.09    | 1.98%             | 2024-01-17      | Fixed         | 5.10%                 | No            |                  2 | On Loan: No      |
| CNH Industrial Capital LLC                                   | CNH Industrial Capital LLC 1.950%, Due 07/02/2023                        | CUSIP: 12592BAK0<br>LEI: 549300PNSJ5B81UMVO28 | Long             | DBT              | CORP              | US        |    530000 | PA      | $520960.54    | 1.82%             | 2023-07-02      | Fixed         | 1.95%                 | No            |                  2 | On Loan: No      |
| PUBLIC FIN AUTH WIS                                          | Public Fin Auth Wisconsin Rev Taxable Air Cargo 1.4840%, Due 007/01/2023 | CUSIP: 74442PRS6<br>LEI: 5493004S6D3NA627K012 | Long             | DBT              | MUN               | US        |    350000 | PA      | $342217.05    | 1.20%             | 2023-07-01      | Fixed         | 1.48%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-23

**Name of Applicant:** SBH Short Term Plus Fund

**Signature:** Jennifer L. Leamer

**Name of Signer:** Jennifer L. Leamer

**Title:** Assistant Treasurer