# EDGAR Filing Document

**Accession Number:** 0001977465
**File Stem:** 0001765380-25-000476
**Filing Date:** 2025-11
**Character Count:** 16816
**Document Hash:** c13d45e3a5f2e390986d2b27a941c5b4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001765380-25-000476.hdr.sgml**: 20251112

**ACCESSION NUMBER**: 0001765380-25-000476

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251112

**DATE AS OF CHANGE**: 20251112

**EFFECTIVENESS DATE**: 20251112

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BlueStem Wealth Partners, LLC
- **CENTRAL INDEX KEY:** 0001977465

**ORGANIZATION NAME:**
- **EIN:** 922007180
- **STATE OF INCORPORATION:** MN
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-24776
- **FILM NUMBER:** 251470632

**BUSINESS ADDRESS:**
- **STREET 1:** 13100 WAYZATA BLVD., SUITE 140
- **CITY:** MINNETONKA
- **STATE:** MN
- **ZIP:** 55305
- **BUSINESS PHONE:** 612-464-0363

**MAIL ADDRESS:**
- **STREET 1:** 13100 WAYZATA BLVD., SUITE 140
- **CITY:** MINNETONKA
- **STATE:** MN
- **ZIP:** 55305

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** BlueStem Wealth Partners LLC<br>**Address:** 13100 WAYZATA BLVD. SUITE 140<br>MINNETONKA, MN 55305

**Form 13F File Number:** 028-24776

**CRD Number (if applicable):** 000324489

**SEC File Number (if applicable):** 801-127198

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Andy Warning<br>**Title:** Chief Compliance Officer<br>**Phone:** 513-832-5463

**Signature, Place, and Date of Signing:**

Andy Warning  Cincinnati, OH  11-12-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 124

**Form 13F Information Table Value Total:** $873478352

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ISHARES CORE S 500 ETF | ETF | 464287200 |  | 157898305 | 235916 | SH |  | SOLE |  | 0 | 0 | 235916 |
| VANGUARD GROWTH ETF | ETF | 922908736 |  | 120366845 | 250968 | SH |  | SOLE |  | 0 | 0 | 250968 |
| SCHWAB INTERNATIONAL EQUITY ETF | ETF | 808524805 |  | 75931722 | 3261672 | SH |  | SOLE |  | 0 | 0 | 3261672 |
| SCHWAB FUNDAMENTAL U.S. LARGE COMPANY ETF | ETF | 808524771 |  | 49901308 | 1897388 | SH |  | SOLE |  | 0 | 0 | 1897388 |
| SPDR PORTFOLIO EMERGING MARKETS ETF | ETF | 78463X509 |  | 49136727 | 1049706 | SH |  | SOLE |  | 0 | 0 | 1049706 |
| ISHARES CORE S MID-CAP ETF | ETF | 464287507 |  | 32606890 | 499646 | SH |  | SOLE |  | 0 | 0 | 499646 |
| COLUMBIA RESEARCH ENHANCED CORE ETF | ETF | 19761L706 |  | 28868079 | 715442 | SH |  | SOLE |  | 0 | 0 | 715442 |
| VANGUARD MORTGAGE-BACKED SECURITIES ETF | ETF | 92206C771 |  | 28050703 | 597332 | SH |  | SOLE |  | 0 | 0 | 597332 |
| ISHARES U.S. TREASURY BOND ETF | ETF | 46429B267 |  | 27895820 | 1206567 | SH |  | SOLE |  | 0 | 0 | 1206567 |
| CAPITAL GROUP U.S. MULTI-SECTOR INCOME ETF | ETF | 14020Y300 |  | 23238735 | 837432 | SH |  | SOLE |  | 0 | 0 | 837432 |
| VANGUARD TOTAL BOND MARKET ETF | ETF | 921937835 |  | 19429478 | 261254 | SH |  | SOLE |  | 0 | 0 | 261254 |
| VANGUARD VALUE ETF | ETF | 922908744 |  | 18180358 | 97487 | SH |  | SOLE |  | 0 | 0 | 97487 |
| HARBOR SCIENTIFIC ALPHA HIGH-YIELD ETF | ETF | 41151J109 |  | 16748388 | 361190 | SH |  | SOLE |  | 0 | 0 | 361190 |
| TCW FLEXIBLE INCOME ETF | ETF | 29287L700 |  | 15713961 | 394823 | SH |  | SOLE |  | 0 | 0 | 394823 |
| ISHARES CONVERTIBLE BOND ETF | ETF | 46435G102 |  | 13742576 | 137357 | SH |  | SOLE |  | 0 | 0 | 137357 |
| JPMORGAN MUNICIPAL ETF | ETF | 46641Q647 |  | 13233778 | 262211 | SH |  | SOLE |  | 0 | 0 | 262211 |
| ISHARES HIGH YIELD SYSTEMATIC BOND ETF | ETF | 46435G250 |  | 12576394 | 262857 | SH |  | SOLE |  | 0 | 0 | 262857 |
| FEDERATED HERMES MDT LARGE CAP CORE ETF | ETF | 31423L503 |  | 12544572 | 391355 | SH |  | SOLE |  | 0 | 0 | 391355 |
| PACER US SMALL CAP CASH COWS ETF | ETF | 69374H857 |  | 10454243 | 238790 | SH |  | SOLE |  | 0 | 0 | 238790 |
| ISHARES INVESTMENT GRADE SYSTEMATIC BOND ETF | ETF | 46435G219 |  | 9308230 | 202155 | SH |  | SOLE |  | 0 | 0 | 202155 |
| TECHNOLOGY SELECT SECTOR SPDR FUND | ETF | 81369Y803 |  | 7826519 | 27767 | SH |  | SOLE |  | 0 | 0 | 27767 |
| COMMUNICATION SERVICES SELECT SECTOR SPDR FUND | ETF | 81369Y852 |  | 7714020 | 65169 | SH |  | SOLE |  | 0 | 0 | 65169 |
| CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND | ETF | 81369Y407 |  | 7523129 | 31393 | SH |  | SOLE |  | 0 | 0 | 31393 |
| FINANCIAL SELECT SECTOR SPDR FUND | ETF | 81369Y605 |  | 7409955 | 137553 | SH |  | SOLE |  | 0 | 0 | 137553 |
| FRANKLIN DYNAMIC MUNICIPAL BOND ETF | ETF | 35473P868 |  | 6047264 | 244137 | SH |  | SOLE |  | 0 | 0 | 244137 |
| PGIM ULTRA SHORT BOND ETF | ETF | 69344A107 |  | 5270937 | 105778 | SH |  | SOLE |  | 0 | 0 | 105778 |
| PRINCIPAL ACTIVE HIGH YIELD ETF | ETF | 74255Y102 |  | 5207817 | 267765 | SH |  | SOLE |  | 0 | 0 | 267765 |
| AVANTIS U.S. SMALL CAP VALUE ETF | ETF | 025072877 |  | 5053007 | 50769 | SH |  | SOLE |  | 0 | 0 | 50769 |
| APPLE INC COM | Stock | 037833100 |  | 4984919 | 19577 | SH |  | SOLE |  | 0 | 0 | 19577 |
| ISHARES CORE INTERNATIONAL AGGREGATE BOND ETF | ETF | 46435G672 |  | 4867286 | 95009 | SH |  | SOLE |  | 0 | 0 | 95009 |
| ISHARES CORE 60/40 BALANCED ALLOCATION ETF | ETF | 464289867 |  | 4467436 | 69392 | SH |  | SOLE |  | 0 | 0 | 69392 |
| ISHARES MSCI FRANCE ETF | ETF | 464286707 |  | 3365133 | 76602 | SH |  | SOLE |  | 0 | 0 | 76602 |
| ISHARES MSCI ITALY ETF | ETF | 46434G830 |  | 3363900 | 64753 | SH |  | SOLE |  | 0 | 0 | 64753 |
| ISHARES MSCI JAPAN ETF | ETF | 46434G822 |  | 3348003 | 41740 | SH |  | SOLE |  | 0 | 0 | 41740 |
| ISHARES MSCI GERMANY ETF | ETF | 464286806 |  | 3309879 | 79545 | SH |  | SOLE |  | 0 | 0 | 79545 |
| AMERIPRISE FINL INC COM | Stock | 03076C106 |  | 2772915 | 5645 | SH |  | SOLE |  | 0 | 0 | 5645 |
| NVIDIA CORPORATION COM | Stock | 67066G104 |  | 2737921 | 14674 | SH |  | SOLE |  | 0 | 0 | 14674 |
| SCHWAB US DIVIDEND EQUITY ETF | ETF | 808524797 |  | 2729401 | 99978 | SH |  | SOLE |  | 0 | 0 | 99978 |
| TESLA INC COM | Stock | 88160R101 |  | 2203143 | 4954 | SH |  | SOLE |  | 0 | 0 | 4954 |
| ISHARES CORE S TOTAL U.S. STOCK MARKET ETF | ETF | 464287150 |  | 1945483 | 13357 | SH |  | SOLE |  | 0 | 0 | 13357 |
| ISHARES ESG AWARE MSCI USA ETF | ETF | 46435G425 |  | 1933053 | 13276 | SH |  | SOLE |  | 0 | 0 | 13276 |
| BOSTON SCIENTIFIC CORP COM | Stock | 101137107 |  | 1735861 | 17780 | SH |  | SOLE |  | 0 | 0 | 17780 |
| AMAZON COM INC COM | Stock | 023135106 |  | 1563997 | 7123 | SH |  | SOLE |  | 0 | 0 | 7123 |
| MICROSOFT CORP COM | Stock | 594918104 |  | 1526297 | 2947 | SH |  | SOLE |  | 0 | 0 | 2947 |
| NEOS S 500 HIGH INCOME ETF | ETF | 78433H303 |  | 1471347 | 28133 | SH |  | SOLE |  | 0 | 0 | 28133 |
| NEOS NASDAQ 100 HIGH INCOME ETF | ETF | 78433H675 |  | 1452809 | 26805 | SH |  | SOLE |  | 0 | 0 | 26805 |
| UNITEDHEALTH GROUP INC COM | Stock | 91324P102 |  | 1398919 | 4051 | SH |  | SOLE |  | 0 | 0 | 4051 |
| ISHARES CORE 30/70 CONSERVATIVE ALLOCATION ETF | ETF | 464289883 |  | 1359955 | 33863 | SH |  | SOLE |  | 0 | 0 | 33863 |
| ALPHABET INC CAP STK CL A | Stock | 02079K305 |  | 1319817 | 5429 | SH |  | SOLE |  | 0 | 0 | 5429 |
| ISHARES CORE 40/60 MODERATE ALLOCATION ETF | ETF | 464289875 |  | 1298696 | 27295 | SH |  | SOLE |  | 0 | 0 | 27295 |
| ISHARES CORE 80/20 AGGRESSIVE ALLOCATION ETF | ETF | 464289859 |  | 1077299 | 12223 | SH |  | SOLE |  | 0 | 0 | 12223 |
| NUVEEN ESG LARGE-CAP GROWTH ETF | ETF | 67092P201 |  | 1025742 | 10314 | SH |  | SOLE |  | 0 | 0 | 10314 |
| SCHWAB U.S. BROAD MARKET ETF | ETF | 808524102 |  | 1024455 | 39847 | SH |  | SOLE |  | 0 | 0 | 39847 |
| PACER METAURUS US LARGE CAP DIVIDEND MULTIPLIER 400 ETF | ETF | 69374H436 |  | 1018655 | 24312 | SH |  | SOLE |  | 0 | 0 | 24312 |
| NUVEEN ESG LARGE-CAP VALUE ETF | ETF | 67092P300 |  | 912539 | 20821 | SH |  | SOLE |  | 0 | 0 | 20821 |
| VANGUARD DIVIDEND APPRECIATION ETF | ETF | 921908844 |  | 871758 | 4040 | SH |  | SOLE |  | 0 | 0 | 4040 |
| ISHARES INTERNATIONAL SELECT DIVIDEND ETF | ETF | 464288448 |  | 828723 | 22674 | SH |  | SOLE |  | 0 | 0 | 22674 |
| VANGUARD TOTAL STOCK MARKET ETF | ETF | 922908769 |  | 816168 | 2487 | SH |  | SOLE |  | 0 | 0 | 2487 |
| ISHARES CORE U.S. AGGREGATE BOND ETF | ETF | 464287226 |  | 663806 | 6622 | SH |  | SOLE |  | 0 | 0 | 6622 |
| 3M CO COM | Stock | 88579Y101 |  | 661692 | 4264 | SH |  | SOLE |  | 0 | 0 | 4264 |
| FASTENAL CO COM | Stock | 311900104 |  | 634479 | 12938 | SH |  | SOLE |  | 0 | 0 | 12938 |
| ISHARES ESG AWARE MSCI EAFE ETF | ETF | 46435G516 |  | 629790 | 6773 | SH |  | SOLE |  | 0 | 0 | 6773 |
| WELLS FARGO CO NEW COM | Stock | 949746101 |  | 614561 | 7332 | SH |  | SOLE |  | 0 | 0 | 7332 |
| VANGUARD RUSSELL 1000 GROWTH ETF | ETF | 92206C680 |  | 598952 | 4971 | SH |  | SOLE |  | 0 | 0 | 4971 |
| PACER US CASH COWS 100 ETF | ETF | 69374H881 |  | 589200 | 10252 | SH |  | SOLE |  | 0 | 0 | 10252 |
| WISDOMTREE EMERGING MARKETS HIGH DIVIDEND FUND | ETF | 97717W315 |  | 573847 | 12478 | SH |  | SOLE |  | 0 | 0 | 12478 |
| GE AEROSPACE COM NEW | Stock | 369604301 |  | 562278 | 1869 | SH |  | SOLE |  | 0 | 0 | 1869 |
| CATERPILLAR INC COM | Stock | 149123101 |  | 561504 | 1177 | SH |  | SOLE |  | 0 | 0 | 1177 |
| INVESCO QQQ TRUST SERIES I | ETF | 46090E103 |  | 534869 | 891 | SH |  | SOLE |  | 0 | 0 | 891 |
| JPMORGAN CHASE  CO. COM | Stock | 46625H100 |  | 520794 | 1651 | SH |  | SOLE |  | 0 | 0 | 1651 |
| ISHARES ESG AWARE MSCI EM ETF | ETF | 46434G863 |  | 504657 | 11623 | SH |  | SOLE |  | 0 | 0 | 11623 |
| TARGET CORP COM | Stock | 87612E106 |  | 486358 | 5422 | SH |  | SOLE |  | 0 | 0 | 5422 |
| ISHARES CORE S SMALL CAP ETF | ETF | 464287804 |  | 458603 | 3859 | SH |  | SOLE |  | 0 | 0 | 3859 |
| INTUITIVE SURGICAL INC COM NEW | Stock | 46120E602 |  | 453044 | 1013 | SH |  | SOLE |  | 0 | 0 | 1013 |
| BLUE OWL CAPITAL CORPORATION COM | CEF | 69121K104 |  | 440115 | 34465 | SH |  | SOLE |  | 0 | 0 | 34465 |
| HAWKINS INC COM | Stock | 420261109 |  | 431876 | 2364 | SH |  | SOLE |  | 0 | 0 | 2364 |
| ISHARES NATIONAL MUNI BOND ETF | ETF | 464288414 |  | 428651 | 4025 | SH |  | SOLE |  | 0 | 0 | 4025 |
| BROADCOM INC COM | Stock | 11135F101 |  | 428162 | 1298 | SH |  | SOLE |  | 0 | 0 | 1298 |
| MEDTRONIC PLC SHS | Stock | G5960L103 |  | 409627 | 4301 | SH |  | SOLE |  | 0 | 0 | 4301 |
| META PLATFORMS INC CL A | Stock | 30303M102 |  | 396673 | 540 | SH |  | SOLE |  | 0 | 0 | 540 |
| SPDR S 500 ETF TRUST | ETF | 78462F103 |  | 391780 | 588 | SH |  | SOLE |  | 0 | 0 | 588 |
| PRUDENTIAL FINL INC COM | Stock | 744320102 |  | 378913 | 3653 | SH |  | SOLE |  | 0 | 0 | 3653 |
| VANGUARD FTSE DEVELOPED MARKETS ETF | ETF | 921943858 |  | 348457 | 5815 | SH |  | SOLE |  | 0 | 0 | 5815 |
| CHENIERE ENERGY INC COM NEW | Stock | 16411R208 |  | 336539 | 1432 | SH |  | SOLE |  | 0 | 0 | 1432 |
| ALPHABET INC CAP STK CL C | Stock | 02079K107 |  | 324625 | 1333 | SH |  | SOLE |  | 0 | 0 | 1333 |
| KKR  CO INC COM | Stock | 48251W104 |  | 321975 | 2478 | SH |  | SOLE |  | 0 | 0 | 2478 |
| ISHARES BITCOIN TRUST ETF | ETF | 46438F101 |  | 296530 | 4562 | SH |  | SOLE |  | 0 | 0 | 4562 |
| WISDOMTREE U.S. SMALLCAP DIVIDEND FUND | ETF | 97717W604 |  | 292998 | 8699 | SH |  | SOLE |  | 0 | 0 | 8699 |
| BANK AMERICA CORP COM | Stock | 060505104 |  | 291673 | 5654 | SH |  | SOLE |  | 0 | 0 | 5654 |
| JPMORGAN LIMITED DURATION BOND ETF | ETF | 46654Q773 |  | 290434 | 5535 | SH |  | SOLE |  | 0 | 0 | 5535 |
| FIRST TRUST CLOUD COMPUTING ETF | ETF | 33734X192 |  | 284298 | 2115 | SH |  | SOLE |  | 0 | 0 | 2115 |
| ISHARES ESG AWARE US AGGREGATE BOND ETF | ETF | 46435U549 |  | 280734 | 5845 | SH |  | SOLE |  | 0 | 0 | 5845 |
| STATE STREET SPDR PORTFOLIO HIGH YIELD BOND ETF | ETF | 78468R606 |  | 280251 | 11706 | SH |  | SOLE |  | 0 | 0 | 11706 |
| GE VERNOVA INC COM | Stock | 36828A101 |  | 279584 | 455 | SH |  | SOLE |  | 0 | 0 | 455 |
| CAPITAL GROUP MUNICIPAL HIGH-INCOME ETF | ETF | 14020Y805 |  | 278829 | 11025 | SH |  | SOLE |  | 0 | 0 | 11025 |
| XCEL ENERGY INC COM | Stock | 98389B100 |  | 278608 | 3455 | SH |  | SOLE |  | 0 | 0 | 3455 |
| JOHNSON  JOHNSON COM | Stock | 478160104 |  | 274608 | 1481 | SH |  | SOLE |  | 0 | 0 | 1481 |
| WALMART INC COM | Stock | 931142103 |  | 272460 | 2644 | SH |  | SOLE |  | 0 | 0 | 2644 |
| FAIR ISAAC CORP COM | Stock | 303250104 |  | 270872 | 181 | SH |  | SOLE |  | 0 | 0 | 181 |
| PGIM S 500 BUFFER 20 ETF - DECEMBER | ETF | 69420N759 |  | 269031 | 9395 | SH |  | SOLE |  | 0 | 0 | 9395 |
| HOME DEPOT INC COM | Stock | 437076102 |  | 265792 | 656 | SH |  | SOLE |  | 0 | 0 | 656 |
| GRACO INC COM | Stock | 384109104 |  | 265475 | 3125 | SH |  | SOLE |  | 0 | 0 | 3125 |
| AMERICAN EXPRESS CO COM | Stock | 025816109 |  | 262711 | 791 | SH |  | SOLE |  | 0 | 0 | 791 |
| COSTCO WHSL CORP NEW COM | Stock | 22160K105 |  | 258516 | 279 | SH |  | SOLE |  | 0 | 0 | 279 |
| AUTOMATIC DATA PROCESSING INC COM | Stock | 053015103 |  | 257059 | 876 | SH |  | SOLE |  | 0 | 0 | 876 |
| ORACLE CORP COM | Stock | 68389X105 |  | 255717 | 909 | SH |  | SOLE |  | 0 | 0 | 909 |
| HUNTINGTON BANCSHARES INC COM | Stock | 446150104 |  | 255320 | 14784 | SH |  | SOLE |  | 0 | 0 | 14784 |
| TJX COS INC NEW COM | Stock | 872540109 |  | 247481 | 1712 | SH |  | SOLE |  | 0 | 0 | 1712 |
| EXXON MOBIL CORP COM | Stock | 30231G102 |  | 247326 | 2194 | SH |  | SOLE |  | 0 | 0 | 2194 |
| ANALOG DEVICES INC COM | Stock | 032654105 |  | 243597 | 991 | SH |  | SOLE |  | 0 | 0 | 991 |
| LENNAR CORP CL A | Stock | 526057104 |  | 232235 | 1843 | SH |  | SOLE |  | 0 | 0 | 1843 |
| ELI LILLY  CO COM | Stock | 532457108 |  | 230498 | 302 | SH |  | SOLE |  | 0 | 0 | 302 |
| MORGAN STANLEY COM NEW | Stock | 617446448 |  | 228622 | 1438 | SH |  | SOLE |  | 0 | 0 | 1438 |
| ABBOTT LABS COM | Stock | 002824100 |  | 228219 | 1704 | SH |  | SOLE |  | 0 | 0 | 1704 |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 084670702 |  | 223719 | 445 | SH |  | SOLE |  | 0 | 0 | 445 |
| VANGUARD HEALTH CARE ETF | ETF | 92204A504 |  | 220900 | 851 | SH |  | SOLE |  | 0 | 0 | 851 |
| UNITED RENTALS INC COM | Stock | 911363109 |  | 220084 | 231 | SH |  | SOLE |  | 0 | 0 | 231 |
| VANGUARD INFORMATION TECHNOLOGY ETF | ETF | 92204A702 |  | 219652 | 294 | SH |  | SOLE |  | 0 | 0 | 294 |
| VANGUARD REAL ESTATE ETF | ETF | 922908553 |  | 213520 | 2336 | SH |  | SOLE |  | 0 | 0 | 2336 |
| MCKESSON CORP COM | Stock | 58155Q103 |  | 212457 | 275 | SH |  | SOLE |  | 0 | 0 | 275 |
| NUVEEN ESG SMALL-CAP ETF | ETF | 67092P607 |  | 208837 | 4736 | SH |  | SOLE |  | 0 | 0 | 4736 |
| HONEYWELL INTL INC COM | Stock | 438516106 |  | 202240 | 961 | SH |  | SOLE |  | 0 | 0 | 961 |
| NORDIC AMERICAN TANKERS LIMITE COM | Stock | G65773106 |  | 32260 | 10274 | SH |  | SOLE |  | 0 | 0 | 10274 |
| ENVOY MEDICAL INC CL A | Stock | 29415V109 |  | 8109 | 10454 | SH |  | SOLE |  | 0 | 0 | 10454 |

---