# EDGAR Filing Document

**Accession Number:** 0001503123
**File Stem:** 0001752724-23-010168
**Filing Date:** 2023-1
**Character Count:** 199838
**Document Hash:** 87f0ff31630df9418e0fc050e5c0d67e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-010168.hdr.sgml**: 20230125

**ACCESSION NUMBER**: 0001752724-23-010168

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230125

**DATE AS OF CHANGE**: 20230124

**PERIOD START**: 20230531

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DBX ETF TRUST
- **CENTRAL INDEX KEY:** 0001503123
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22487
- **FILM NUMBER:** 23549209

**BUSINESS ADDRESS:**
- **STREET 1:** 875 THIRD AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022-6225
- **BUSINESS PHONE:** 212-454-4500

**MAIL ADDRESS:**
- **STREET 1:** 875 THIRD AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022-6225

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DBX ETF Trust
- **DATE OF NAME CHANGE:** 20101008

## Series and Classes Contracts Data

### Xtrackers Harvest CSI 300 China A-Shares ETF (Series ID: S000040415)

| Class ID   | Class Name                                   | Ticker Symbol   |
|:---|:---|:---|
| C000125568 | Xtrackers Harvest CSI 300 China A-Shares ETF | ASHR            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** DBX ETF Trust

- **b. Investment Company Act file number:** 811-22487

- **c. CIK number of Registrant:** 0001503123

- **d. LEI of Registrant:** DNLQXYGHEZ10Q9SIK386

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 875 Third Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10022-6225

  - **Telephone number:** 212-454-4500

**Item A.2. Information about the Series.**

- **a. Name of Series:** Xtrackers Harvest CSI 300 China A-Shares ETF

- **b. EDGAR series identifier (if any):** S000040415

- **c. LEI of Series:** 549300KGVW9YY7MPVQ67

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-05-31

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $1960499498.17

**Total Liabilities:** $936587.19

**Net Assets:** $1959562910.98

**Cash Not Reported:** $3373276.32

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000125568 | -9.89%               | -10.35%              | 14.39%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-950658.31              | $-166904163.53                             |
| Month 2  | $-686062.32              | $-164373959.38                             |
| Month 3  | $0.00                    | $219263224.09                              |

### Schedule of Portfolio Investments

| Name                           | Title                                                           | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Ecovacs Robotics Co Ltd        | Ecovacs Robotics Co Ltd                                         | CUSIP: 000000000<br>LEI: 836800LJ92X4OLLS2612 | Long             | EC               | CORP              | CN        |    149992 | NS      | $1533456.38   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| BAIYUNSHAN PH                  | Guangzhou Baiyunshan Pharmaceutical Holdings Co Ltd             | CUSIP: 000000000<br>LEI: 529900ROARJHMUIME057 | Long             | EC               | CORP              | CN        |    156898 | NS      | $652623.72    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Agricultural Bank of China Ltd | Agricultural Bank of China Ltd                                  | CUSIP: 000000000<br>LEI: 549300E7TSGLCOVSY746 | Long             | EC               | CORP              | CN        |  20642200 | NS      | $8436806.62   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| China Resources Microelectroni | China Resources Microelectronics Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    180749 | NS      | $1362071.95   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| StarPower Semiconductor Ltd    | StarPower Semiconductor Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     13200 | NS      | $633169.89    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Weichai Power Co Ltd           | Weichai Power Co Ltd                                            | CUSIP: 000000000<br>LEI: 529900OKTPKBG85F9502 | Long             | EC               | CORP              | CN        |    742318 | NS      | $1130366.66   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Weichai Power Co Ltd           | Weichai Power Co Ltd                                            | CUSIP: 000000000<br>LEI: 529900OKTPKBG85F9502 | Long             | EC               | CORP              | CN        |   3662353 | NS      | $5576857.52   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| GOLDWIND                       | Xinjiang Goldwind Science & Technology Co Ltd                   | CUSIP: 000000000<br>LEI: 3003008X6GR2ZPYM2V54 | Long             | EC               | CORP              | CN        |   1923048 | NS      | $3141196.27   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai M&G Stationery Inc    | Shanghai M&G Stationery Inc                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    258678 | NS      | $1754022.93   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| China Railway Group Ltd        | China Railway Group Ltd                                         | CUSIP: 000000000<br>LEI: 529900TFRLG8UDJ7QA89 | Long             | EC               | CORP              | CN        |   1937588 | NS      | $1616845.00   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| LEAD INTELLIGENT               | Wuxi Lead Intelligent Equipment Co Ltd                          | CUSIP: 000000000<br>LEI: 836800J7WO9E2EF72B65 | Long             | EC               | CORP              | CN        |    308020 | NS      | $1912871.76   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Gujing Distillery Co Ltd | Anhui Gujing Distillery Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    102199 | NS      | $3456356.56   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Silan                          | Hangzhou Silan Microelectronics Co Ltd                          | CUSIP: 000000000<br>LEI: 300300A6XLSTHVDNCV85 | Long             | EC               | CORP              | CN        |    579827 | NS      | $3011682.22   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| PSBC                           | Postal Savings Bank of China Co Ltd                             | CUSIP: 000000000<br>LEI: 300300C1040311005298 | Long             | EC               | CORP              | CN        |   6508600 | NS      | $4119571.70   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Putailai New Energy T | Shanghai Putailai New Energy Technology Co Ltd                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    441951 | NS      | $3480941.54   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| SANHUA                         | Zhejiang Sanhua Intelligent Controls Co Ltd                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    815487 | NS      | $2546064.19   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| China Unicom                   | China United Network Communications Ltd                         | CUSIP: 000000000<br>LEI: 300300UTFDNZL9GJRR78 | Long             | EC               | CORP              | CN        |   3403800 | NS      | $2130258.22   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangxi Copper Co Ltd          | Jiangxi Copper Co Ltd                                           | CUSIP: 000000000<br>LEI: 3003002E74YFQ6MEZY56 | Long             | EC               | CORP              | CN        |    686233 | NS      | $1692586.98   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| TINCI                          | Guangzhou Tinci Materials Technology Co Ltd                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    866538 | NS      | $5528961.18   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunda Holding Co Ltd           | Yunda Holding Co Ltd                                            | CUSIP: 000000000<br>LEI: 300300HU5TWO2S5DH054 | Long             | EC               | CORP              | CN        |    182710 | NS      | $318931.23    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| East Money Information Co Ltd  | East Money Information Co Ltd                                   | CUSIP: 000000000<br>LEI: 836800ZFB0ZEK3KKW487 | Long             | EC               | CORP              | CN        |   1622365 | NS      | $4259414.67   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangdong Haid Group Co Ltd    | Guangdong Haid Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300Y7LIHH4R4TWD50 | Long             | EC               | CORP              | CN        |    405503 | NS      | $3255441.35   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Hangzhou Co Ltd        | Bank of Hangzhou Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300C1092033000075 | Long             | EC               | CORP              | CN        |    503641 | NS      | $944891.97    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Rural Commercial Bank | Shanghai Rural Commercial Bank Co Ltd                           | CUSIP: 000000000<br>LEI: 300300C1122131000095 | Long             | EC               | CORP              | CN        |    148400 | NS      | $124466.08    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningbo Ronbay New Energy Techn | Ningbo Ronbay New Energy Technology Co Ltd                      | CUSIP: 000000000<br>LEI: 836800IZGSNBP6FLFG39 | Long             | EC               | CORP              | CN        |     40900 | NS      | $448211.23    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Aluminum Corp of China Ltd     | Aluminum Corp of China Ltd                                      | CUSIP: 000000000<br>LEI: 529900TKZUWQLIQN6T48 | Long             | EC               | CORP              | CN        |   4616959 | NS      | $2928823.27   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| HASCO                          | Huayu Automotive Systems Co Ltd                                 | CUSIP: 000000000<br>LEI: 3003001J2BNVV78BOT83 | Long             | EC               | CORP              | CN        |   1010950 | NS      | $2648445.25   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| China Southern Airlines Co Ltd | China Southern Airlines Co Ltd                                  | CUSIP: 000000000<br>LEI: 529900AJQ1Q18ABYVX84 | Long             | EC               | CORP              | CN        |   2971976 | NS      | $3142180.98   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| China Zheshang Bank Co Ltd     | China Zheshang Bank Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300C1031633000208 | Long             | EC               | CORP              | CN        |   5022084 | NS      | $2102498.11   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| JSHL                           | Jiangsu Hengli Hydraulic Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     79132 | NS      | $738600.52    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Energy New Material     | Yunnan Energy New Material Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    327730 | NS      | $5786767.32   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| China Oilfield Services Ltd    | China Oilfield Services Ltd                                     | CUSIP: 000000000<br>LEI: 529900J4X53VL8QQW675 | Long             | EC               | CORP              | CN        |    411859 | NS      | $1035718.91   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CHANGAN AUTOMOBILE-B           | Chongqing Changan Automobile Co Ltd                             | CUSIP: 000000000<br>LEI: 300300WKFSBX9P5ZOM25 | Long             | EC               | CORP              | CN        |    983176 | NS      | $1876649.55   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Mindray Bio-Medical E | Shenzhen Mindray Bio-Medical Electronics Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    291091 | NS      | $13409325.06  | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningbo Ronbay New Energy Techn | Ningbo Ronbay New Energy Technology Co Ltd                      | CUSIP: 000000000<br>LEI: 836800IZGSNBP6FLFG39 | Long             | EC               | CORP              | CN        |    172303 | NS      | $1888218.56   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Trina Solar Co Ltd             | Trina Solar Co Ltd                                              | CUSIP: 000000000<br>LEI: 30030040IFQ4UMZDUU48 | Long             | EC               | CORP              | CN        |    371344 | NS      | $3399114.16   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Kweichow Moutai Co Ltd         | Kweichow Moutai Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     93262 | NS      | $21163272.00  | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Sunwoda Electronic Co Ltd      | Sunwoda Electronic Co Ltd                                       | CUSIP: 000000000<br>LEI: 836800CQGW5QDXND0Q43 | Long             | EC               | CORP              | CN        |    778558 | NS      | $2673843.37   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| TBEA Co Ltd                    | TBEA Co Ltd                                                     | CUSIP: 000000000<br>LEI: 300300NIEBMOQ4DNLE36 | Long             | EC               | CORP              | CN        |   2345426 | NS      | $7156321.13   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Iflytek Co Ltd                 | Iflytek Co Ltd                                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1175427 | NS      | $5379662.21   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| SANQI HUYU                     | 37 Interactive Entertainment Network Technology Group Co Ltd    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    250626 | NS      | $628836.89    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| MCC                            | Metallurgical Corp of China Ltd                                 | CUSIP: 000000000<br>LEI: 3003002HS6H57JTIFW38 | Long             | EC               | CORP              | CN        |   1368700 | NS      | $646818.04    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| ZOOMLION CO. LTD.              | Zoomlion Heavy Industry Science and Technology Co Ltd           | CUSIP: 000000000<br>LEI: 529900QZ3EMAU0QKFK85 | Long             | EC               | CORP              | CN        |    978222 | NS      | $810736.82    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Silan                          | Hangzhou Silan Microelectronics Co Ltd                          | CUSIP: 000000000<br>LEI: 300300A6XLSTHVDNCV85 | Long             | EC               | CORP              | CN        |    137100 | NS      | $712111.77    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| CENTURY HUATONG                | Zhejiang Century Huatong Group Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   2814053 | NS      | $1573468.74   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| GOLDWIND                       | Xinjiang Goldwind Science & Technology Co Ltd                   | CUSIP: 000000000<br>LEI: 3003008X6GR2ZPYM2V54 | Long             | EC               | CORP              | CN        |    383576 | NS      | $626550.92    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CRRC Corp Ltd                  | CRRC Corp Ltd                                                   | CUSIP: 000000000<br>LEI: 30030099HATQH2XC0B72 | Long             | EC               | CORP              | CN        |   8306399 | NS      | $6318401.27   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Tongrentang Co Ltd     | Beijing Tongrentang Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    120000 | NS      | $837017.22    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| CNGR Advanced Material Co Ltd  | CNGR Advanced Material Co Ltd                                   | CUSIP: 000000000<br>LEI: 213800FP1O8DBRF5AI17 | Long             | EC               | CORP              | CN        |    116200 | NS      | $1248831.11   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| YANGHE                         | Jiangsu Yanghe Brewery Joint-Stock Co Ltd                       | CUSIP: 000000000<br>LEI: 655600IQ7FXTTBKI8H68 | Long             | EC               | CORP              | CN        |     85505 | NS      | $1715572.65   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Montage Technology Co Ltd      | Montage Technology Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    237232 | NS      | $2265444.48   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Nanjing Co Ltd         | Bank of Nanjing Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1086932000062 | Long             | EC               | CORP              | CN        |    705808 | NS      | $1038711.54   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| YANGHE                         | Jiangsu Yanghe Brewery Joint-Stock Co Ltd                       | CUSIP: 000000000<br>LEI: 655600IQ7FXTTBKI8H68 | Long             | EC               | CORP              | CN        |    374969 | NS      | $7523379.46   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Guotai Junan Securities Co Ltd | Guotai Junan Securities Co Ltd                                  | CUSIP: 000000000<br>LEI: 300300E1005431000017 | Long             | EC               | CORP              | CN        |    751746 | NS      | $1492514.18   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Huali Industrial Group Co Ltd  | Huali Industrial Group Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     66917 | NS      | $463906.71    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaxia Bank Co Ltd             | Huaxia Bank Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300AKNDEHIGVDZW37 | Long             | EC               | CORP              | CN        |   1009325 | NS      | $750571.28    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Muyuan Foods Co Ltd            | Muyuan Foods Co Ltd                                             | CUSIP: 000000000<br>LEI: 3003006NCTDQW4KZR676 | Long             | EC               | CORP              | CN        |   1625193 | NS      | $11086863.24  | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| BYD Co Ltd                     | BYD Co Ltd                                                      | CUSIP: 000000000<br>LEI: 5299005557VL7ULJ7A69 | Long             | EC               | CORP              | CN        |    135972 | NS      | $5007834.22   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| XCMG                           | XCMG Construction Machinery Co Ltd                              | CUSIP: 000000000<br>LEI: 300300QGG1VFJ0WTJE78 | Long             | EC               | CORP              | CN        |   3877118 | NS      | $2899674.57   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Botanee Bio-Technology  | Yunnan Botanee Bio-Technology Group Co Ltd                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     59862 | NS      | $1076614.64   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| JUNZHENG                       | Inner Mongolia Junzheng Energy & Chemical Industry Group Co Ltd | CUSIP: 000000000<br>LEI: 3003006C9ZMCTO771B16 | Long             | EC               | CORP              | CN        |   2026023 | NS      | $1207600.51   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Luzhou Laojiao Co Ltd          | Luzhou Laojiao Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    465568 | NS      | $12289919.56  | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| China Yangtze Power Co Ltd     | China Yangtze Power Co Ltd                                      | CUSIP: 000000000<br>LEI: 3003008VX8JFJXA6QP74 | Long             | EC               | CORP              | CN        |   1960110 | NS      | $5902764.40   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Pharmaron Beijing Co Ltd       | Pharmaron Beijing Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300JYXHGVS5SNGG54 | Long             | EC               | CORP              | CN        |    335576 | NS      | $3053613.25   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| CMSK                           | China Merchants Shekou Industrial Zone Holdings Co Ltd          | CUSIP: 000000000<br>LEI: 300300T3ACALX7NIPW13 | Long             | EC               | CORP              | CN        |   1897897 | NS      | $4120915.37   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| CNRE                           | China Northern Rare Earth Group High-Tech Co Ltd                | CUSIP: 000000000<br>LEI: 300300CY5TYMU38UDM49 | Long             | EC               | CORP              | CN        |   1364571 | NS      | $5067916.90   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Walvax Biotechnology Co Ltd    | Walvax Biotechnology Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300H82R2DIQXA8N24 | Long             | EC               | CORP              | CN        |    366300 | NS      | $2197347.74   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| OCT HOLDING                    | Shenzhen Overseas Chinese Town Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    676850 | NS      | $561924.44    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Huadong Medicine Co Ltd        | Huadong Medicine Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300WEZ30P69YUQZ42 | Long             | EC               | CORP              | CN        |    549188 | NS      | $3212614.77   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| MCC                            | Metallurgical Corp of China Ltd                                 | CUSIP: 000000000<br>LEI: 3003002HS6H57JTIFW38 | Long             | EC               | CORP              | CN        |   4805009 | NS      | $2270743.42   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| SHANGHAI RAAS                  | Shanghai RAAS Blood Products Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   2006397 | NS      | $1577452.39   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| FLUSH INFO                     | Hithink RoyalFlush Information Network Co Ltd                   | CUSIP: 000000000<br>LEI: 300300TIQA4R0NPLQE78 | Long             | EC               | CORP              | CN        |     32095 | NS      | $458028.26    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Huafon Chemical Co Ltd         | Huafon Chemical Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300Z8ACP5RSQRBQ16 | Long             | EC               | CORP              | CN        |    265900 | NS      | $273581.02    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| COSCO SHIPPING Holdings Co Ltd | COSCO SHIPPING Holdings Co Ltd                                  | CUSIP: 000000000<br>LEI: 3003009XI0QGYYA29S17 | Long             | EC               | CORP              | CN        |   3859061 | NS      | $6916949.73   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| AECC Aviation Power Co Ltd     | AECC Aviation Power Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    296700 | NS      | $1919626.62   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| PetroChina Co Ltd              | PetroChina Co Ltd                                               | CUSIP: 000000000<br>LEI: 529900RPY4YG47TRSV05 | Long             | EC               | CORP              | CN        |   5872060 | NS      | $4366680.30   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| BRGF                           | Shanghai Bairun Investment Holding Group Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    314147 | NS      | $1618337.76   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Jafron Biomedical Co Ltd       | Jafron Biomedical Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     95000 | NS      | $426973.87    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Daqin Railway Co Ltd           | Daqin Railway Co Ltd                                            | CUSIP: 000000000<br>LEI: 30030098LARO7YWJL882 | Long             | EC               | CORP              | CN        |   2111660 | NS      | $2052788.43   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| SINOPEC CORP                   | China Petroleum & Chemical Corp                                 | CUSIP: 000000000<br>LEI: 529900A2OB24EZ5B3J19 | Long             | EC               | CORP              | CN        |   1778022 | NS      | $1143049.29   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Gemdale Corp                   | Gemdale Corp                                                    | CUSIP: 000000000<br>LEI: 300300VAI0OCY3OKWO66 | Long             | EC               | CORP              | CN        |   1795445 | NS      | $2981175.84   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| China Oilfield Services Ltd    | China Oilfield Services Ltd                                     | CUSIP: 000000000<br>LEI: 529900J4X53VL8QQW675 | Long             | EC               | CORP              | CN        |     60500 | NS      | $152141.86    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| PSBC                           | Postal Savings Bank of China Co Ltd                             | CUSIP: 000000000<br>LEI: 300300C1040311005298 | Long             | EC               | CORP              | CN        |   1953500 | NS      | $1236453.82   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| GREE                           | Gree Electric Appliances Inc of Zhuhai                          | CUSIP: 000000000<br>LEI: 655600UY069MU9JRAN62 | Long             | EC               | CORP              | CN        |   1080408 | NS      | $4932515.72   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Sunwoda Electronic Co Ltd      | Sunwoda Electronic Co Ltd                                       | CUSIP: 000000000<br>LEI: 836800CQGW5QDXND0Q43 | Long             | EC               | CORP              | CN        |    184400 | NS      | $633294.78    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| ZHIFEI-BIOL                    | Chongqing Zhifei Biological Products Co Ltd                     | CUSIP: 000000000<br>LEI: 300300DRZD9P8L2NA467 | Long             | EC               | CORP              | CN        |    135656 | NS      | $1741506.97   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| KINLONG                        | Guangdong Kinlong Hardware Products Co Ltd                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     72179 | NS      | $1064587.62   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| DAHUA INC                      | Zhejiang Dahua Technology Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    281455 | NS      | $474520.56    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| China Construction Bank Corp   | China Construction Bank Corp                                    | CUSIP: 000000000<br>LEI: 5493001KQW6DM7KEDR62 | Long             | EC               | CORP              | CN        |   1395000 | NS      | $1106663.64   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Guosen Securities Co Ltd       | Guosen Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 254900SSGIWSMEOHDN82 | Long             | EC               | CORP              | CN        |    627578 | NS      | $813145.22    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Ningbo Co Ltd          | Bank of Ningbo Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300C1092133000091 | Long             | EC               | CORP              | CN        |    565684 | NS      | $2577767.99   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| China Southern Airlines Co Ltd | China Southern Airlines Co Ltd                                  | CUSIP: 000000000<br>LEI: 529900AJQ1Q18ABYVX84 | Long             | EC               | CORP              | CN        |   1022900 | NS      | $1081481.46   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| LEAD INTELLIGENT               | Wuxi Lead Intelligent Equipment Co Ltd                          | CUSIP: 000000000<br>LEI: 836800J7WO9E2EF72B65 | Long             | EC               | CORP              | CN        |    569440 | NS      | $3536347.30   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Air China Ltd                  | Air China Ltd                                                   | CUSIP: 000000000<br>LEI: 213800I9TWC9K22N4502 | Long             | EC               | CORP              | CN        |    523409 | NS      | $776966.86    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| CATL                           | Contemporary Amperex Technology Co Ltd                          | CUSIP: 000000000<br>LEI: 300300KINDY1K0E9I032 | Long             | EC               | CORP              | CN        |    249789 | NS      | $13647831.89  | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| PING AN                        | Ping An Insurance Group Co of China Ltd                         | CUSIP: 000000000<br>LEI: 529900M9MC28JLN35U89 | Long             | EC               | CORP              | CN        |   2079162 | NS      | $13263179.60  | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| YEALINK NETWORK                | Yealink Network Technology Corp Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    271523 | NS      | $2452259.47   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| CATL                           | Contemporary Amperex Technology Co Ltd                          | CUSIP: 000000000<br>LEI: 300300KINDY1K0E9I032 | Long             | EC               | CORP              | CN        |    824362 | NS      | $45041030.59  | 2.30%             |  |  |  | No            |                  1 | On Loan: No      |
| HUALAN BIO.                    | Hualan Biological Engineering Inc                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    656217 | NS      | $1905384.96   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| China Railway Group Ltd        | China Railway Group Ltd                                         | CUSIP: 000000000<br>LEI: 529900TFRLG8UDJ7QA89 | Long             | EC               | CORP              | CN        |   6686342 | NS      | $5579503.29   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Greenland Holdings Corp Ltd    | Greenland Holdings Corp Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    802660 | NS      | $391849.85    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Great Wall Motor Co Ltd        | Great Wall Motor Co Ltd                                         | CUSIP: 000000000<br>LEI: 254900CR8AHWTMFZHH60 | Long             | EC               | CORP              | CN        |    756721 | NS      | $3434344.61   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Wens Foodstuffs Group Co Ltd   | Wens Foodstuffs Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003005O7DXT61IXLJ96 | Long             | EC               | CORP              | CN        |   3156722 | NS      | $8045856.73   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Glodon Co Ltd                  | Glodon Co Ltd                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    631586 | NS      | $4980839.15   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| People's Insurance Co Group of | People's Insurance Co Group of China Ltd/The                    | CUSIP: 000000000<br>LEI: 3003000P2JHYHQ524P66 | Long             | EC               | CORP              | CN        |   2070598 | NS      | $1592665.98   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Baoshan Iron & Steel Co Ltd    | Baoshan Iron & Steel Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300PYAP4PEHORZT21 | Long             | EC               | CORP              | CN        |   5547099 | NS      | $4439914.90   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Imeik Technology Development C | Imeik Technology Development Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7800 | NS      | $530888.60    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| SDIC Capital Co Ltd            | SDIC Capital Co Ltd                                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1419668 | NS      | $1313602.65   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Industrial Securities Co Ltd   | Industrial Securities Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300E1011435000093 | Long             | EC               | CORP              | CN        |   1186810 | NS      | $1024034.06   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| China Zheshang Bank Co Ltd     | China Zheshang Bank Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300C1031633000208 | Long             | EC               | CORP              | CN        |   1361600 | NS      | $570034.56    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CMSK                           | China Merchants Shekou Industrial Zone Holdings Co Ltd          | CUSIP: 000000000<br>LEI: 300300T3ACALX7NIPW13 | Long             | EC               | CORP              | CN        |    575727 | NS      | $1250079.56   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| BNBMPLC                        | Beijing New Building Materials PLC                              | CUSIP: 000000000<br>LEI: 3003000VY5ALEC09Q824 | Long             | EC               | CORP              | CN        |    162518 | NS      | $605194.43    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| SF Holding Co Ltd              | SF Holding Co Ltd                                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1145096 | NS      | $8612860.09   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Ping An Bank Co Ltd            | Ping An Bank Co Ltd                                             | CUSIP: 000000000<br>LEI: 549300W9MKNIVWXFM679 | Long             | EC               | CORP              | CN        |   6113147 | NS      | $11304175.21  | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Air China Ltd                  | Air China Ltd                                                   | CUSIP: 000000000<br>LEI: 213800I9TWC9K22N4502 | Long             | EC               | CORP              | CN        |   1850928 | NS      | $2747583.09   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Aier Eye Hospital Group Co Ltd | Aier Eye Hospital Group Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   2192758 | NS      | $8433146.02   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuxi Shangji Automation Co Ltd | Wuxi Shangji Automation Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    124324 | NS      | $2053702.73   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Shengyi Technology Co Ltd      | Shengyi Technology Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    315100 | NS      | $674787.87    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| China Minsheng Banking Corp Lt | China Minsheng Banking Corp Ltd                                 | CUSIP: 000000000<br>LEI: 549300HBUGSQD1VCXG94 | Long             | EC               | CORP              | CN        |   4060977 | NS      | $2028629.88   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| ZHIFEI-BIOL                    | Chongqing Zhifei Biological Products Co Ltd                     | CUSIP: 000000000<br>LEI: 300300DRZD9P8L2NA467 | Long             | EC               | CORP              | CN        |    480287 | NS      | $6165766.03   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| China Merchants Bank Co Ltd    | China Merchants Bank Co Ltd                                     | CUSIP: 000000000<br>LEI: 549300MKO5B60FFIHF58 | Long             | EC               | CORP              | CN        |   1773629 | NS      | $8799618.22   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| SDIC Power Holdings Co Ltd     | SDIC Power Holdings Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300LQJ91PHBNFC721 | Long             | EC               | CORP              | CN        |    373475 | NS      | $583020.53    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CMSC                           | China Merchants Securities Co Ltd                               | CUSIP: 000000000<br>LEI: 30030060IEIMX476KH87 | Long             | EC               | CORP              | CN        |   2285354 | NS      | $4378414.52   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| LXJM                           | Luxshare Precision Industry Co Ltd                              | CUSIP: 000000000<br>LEI: 300300QLLDUELXN16530 | Long             | EC               | CORP              | CN        |    863797 | NS      | $3789137.12   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Rongsheng Petrochemical Co Ltd | Rongsheng Petrochemical Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    475600 | NS      | $836262.80    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| SIPG                           | Shanghai International Port Group Co Ltd                        | CUSIP: 000000000<br>LEI: 300300DAQ7G1LS22G609 | Long             | EC               | CORP              | CN        |   2231447 | NS      | $1725888.38   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| INOVANCE                       | Shenzhen Inovance Technology Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    422006 | NS      | $4207812.67   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunda Holding Co Ltd           | Yunda Holding Co Ltd                                            | CUSIP: 000000000<br>LEI: 300300HU5TWO2S5DH054 | Long             | EC               | CORP              | CN        |    947525 | NS      | $1653961.57   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| GoerTek Inc                    | GoerTek Inc                                                     | CUSIP: 000000000<br>LEI: 300300FEEFS8BQPXIV57 | Long             | EC               | CORP              | CN        |    377809 | NS      | $972611.07    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuxi Shangji Automation Co Ltd | Wuxi Shangji Automation Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     29600 | NS      | $488961.11    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| YYTM                           | Shanghai Yuyuan Tourist Mart Group Co Ltd                       | CUSIP: 000000000<br>LEI: 3003009LKEYMR1CGTI26 | Long             | EC               | CORP              | CN        |    955801 | NS      | $987480.40    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| LCXX                           | Inspur Electronic Information Industry Co Ltd                   | CUSIP: 000000000<br>LEI: 3003002K6ZLEBRGRI729 | Long             | EC               | CORP              | CN        |    175104 | NS      | $551669.11    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| JA Solar Technology Co Ltd     | JA Solar Technology Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    578629 | NS      | $4779173.60   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Ganfeng Lithium Group Co Ltd   | Ganfeng Lithium Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003006BE6UOHWEOOR42 | Long             | EC               | CORP              | CN        |    683995 | NS      | $7862625.15   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Walvax Biotechnology Co Ltd    | Walvax Biotechnology Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300H82R2DIQXA8N24 | Long             | EC               | CORP              | CN        |    862684 | NS      | $5175038.87   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Hundsun Technologies Inc       | Hundsun Technologies Inc                                        | CUSIP: 000000000<br>LEI: 3003003LS77D1DRDDE25 | Long             | EC               | CORP              | CN        |    965731 | NS      | $5476603.22   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| China CSSC Holdings Ltd        | China CSSC Holdings Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1143326 | NS      | $4070993.10   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| CSCEC                          | China State Construction Engineering Corp Ltd                   | CUSIP: 000000000<br>LEI: 300300CWW8WOEV3BR645 | Long             | EC               | CORP              | CN        |   4151800 | NS      | $3464522.42   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| JSHL                           | Jiangsu Hengli Hydraulic Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    349588 | NS      | $3262976.78   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Qi An Xin Technology Group Inc | Qi An Xin Technology Group Inc                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    236020 | NS      | $2043187.70   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Satellite Chemical Co Ltd      | Satellite Chemical Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300EB6R0AX600R053 | Long             | EC               | CORP              | CN        |   1053999 | NS      | $2176370.43   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Satellite Chemical Co Ltd      | Satellite Chemical Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300EB6R0AX600R053 | Long             | EC               | CORP              | CN        |    253260 | NS      | $522948.86    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Gotion High-tech Co Ltd        | Gotion High-tech Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300J1NKV8ZBF0KN15 | Long             | EC               | CORP              | CN        |    710256 | NS      | $3225481.20   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| NAURA Technology Group Co Ltd  | NAURA Technology Group Co Ltd                                   | CUSIP: 000000000<br>LEI: 300300JI5I0B95GO5C39 | Long             | EC               | CORP              | CN        |    175694 | NS      | $5557470.17   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Baosight                       | Shanghai Baosight Software Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    131001 | NS      | $732116.08    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIC Securities Co Ltd        | CITIC Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1006744000068 | Long             | EC               | CORP              | CN        |   1444798 | NS      | $4063875.62   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| SIPG                           | Shanghai International Port Group Co Ltd                        | CUSIP: 000000000<br>LEI: 300300DAQ7G1LS22G609 | Long             | EC               | CORP              | CN        |    441500 | NS      | $341473.37    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Rongsheng Petrochemical Co Ltd | Rongsheng Petrochemical Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1887237 | NS      | $3318389.60   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Unisplendour Corp Ltd          | Unisplendour Corp Ltd                                           | CUSIP: 000000000<br>LEI: 300300Z3RHZRXCNTRC53 | Long             | EC               | CORP              | CN        |   1096189 | NS      | $2937088.65   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Muyuan Foods Co Ltd            | Muyuan Foods Co Ltd                                             | CUSIP: 000000000<br>LEI: 3003006NCTDQW4KZR676 | Long             | EC               | CORP              | CN        |    448684 | NS      | $3060866.09   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Ningbo Co Ltd          | Bank of Ningbo Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300C1092133000091 | Long             | EC               | CORP              | CN        |   2519674 | NS      | $11481913.89  | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Orient Securities Co Ltd/China | Orient Securities Co Ltd/China                                  | CUSIP: 000000000<br>LEI: 300300E1005131000066 | Long             | EC               | CORP              | CN        |    910738 | NS      | $1154182.65   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| China CITIC Bank Corp Ltd      | China CITIC Bank Corp Ltd                                       | CUSIP: 000000000<br>LEI: 300300C1030211000384 | Long             | EC               | CORP              | CN        |   1999953 | NS      | $1427635.70   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Gotion High-tech Co Ltd        | Gotion High-tech Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300J1NKV8ZBF0KN15 | Long             | EC               | CORP              | CN        |    154900 | NS      | $703446.42    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Hengrui Medicine Co Lt | Jiangsu Hengrui Medicine Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   2626345 | NS      | $14845393.26  | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Aluminum Corp of China Ltd     | Aluminum Corp of China Ltd                                      | CUSIP: 000000000<br>LEI: 529900TKZUWQLIQN6T48 | Long             | EC               | CORP              | CN        |   1517908 | NS      | $962903.13    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| TCL Technology Group Corp      | TCL Technology Group Corp                                       | CUSIP: 000000000<br>LEI: 300300K9RLEXIIDB1U19 | Long             | EC               | CORP              | CN        |   2134880 | NS      | $1217949.12   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Conch Cement Co Ltd      | Anhui Conch Cement Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300JVKW56SSAEQZ33 | Long             | EC               | CORP              | CN        |   1483872 | NS      | $6020606.19   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Huayou Cobalt Co Ltd  | Zhejiang Huayou Cobalt Co Ltd                                   | CUSIP: 000000000<br>LEI: 30030099QFLNMEGP7M05 | Long             | EC               | CORP              | CN        |    247815 | NS      | $2198400.00   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| CSC Financial Co Ltd           | CSC Financial Co Ltd                                            | CUSIP: 000000000<br>LEI: 3003006CDEBNKXHOI130 | Long             | EC               | CORP              | CN        |    200400 | NS      | $698767.18    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Longsheng             | Zhejiang Longsheng Group Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300XYB5YIMVFQA157 | Long             | EC               | CORP              | CN        |   1523508 | NS      | $2112364.83   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Hengrui Medicine Co Lt | Jiangsu Hengrui Medicine Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    848874 | NS      | $4798253.22   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Jafron Biomedical Co Ltd       | Jafron Biomedical Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    283524 | NS      | $1274287.77   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| YYTM                           | Shanghai Yuyuan Tourist Mart Group Co Ltd                       | CUSIP: 000000000<br>LEI: 3003009LKEYMR1CGTI26 | Long             | EC               | CORP              | CN        |    269800 | NS      | $278742.35    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| China Vanke Co Ltd             | China Vanke Co Ltd                                              | CUSIP: 000000000<br>LEI: 529900E66UJ2DWY7KW55 | Long             | EC               | CORP              | CN        |   1050078 | NS      | $2779265.40   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| China CSSC Holdings Ltd        | China CSSC Holdings Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    253700 | NS      | $903338.99    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| NCI                            | New China Life Insurance Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300F2001111000095 | Long             | EC               | CORP              | CN        |    155619 | NS      | $633390.28    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Longsheng             | Zhejiang Longsheng Group Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300XYB5YIMVFQA157 | Long             | EC               | CORP              | CN        |    638592 | NS      | $885416.61    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CH ENERGY ENG                  | China Energy Engineering Corp Ltd                               | CUSIP: 000000000<br>LEI: 30030095F4B9XDN9QY57 | Long             | EC               | CORP              | CN        |   2446700 | NS      | $850700.00    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Guotai Junan Securities Co Ltd | Guotai Junan Securities Co Ltd                                  | CUSIP: 000000000<br>LEI: 300300E1005431000017 | Long             | EC               | CORP              | CN        |   2745686 | NS      | $5451276.48   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| YILI                           | Inner Mongolia Yili Industrial Group Co Ltd                     | CUSIP: 000000000<br>LEI: 3003002Q2A863JPQFH06 | Long             | EC               | CORP              | CN        |   1065965 | NS      | $4364338.11   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| HUIDING TECHNOLOGY             | Shenzhen Goodix Technology Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    172700 | NS      | $1275192.61   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Kingsoft Office Softwa | Beijing Kingsoft Office Software Inc                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    107890 | NS      | $3916313.07   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| GD Power Development Co Ltd    | GD Power Development Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300BVGPH64Z7BNK97 | Long             | EC               | CORP              | CN        |   3324600 | NS      | $2137308.57   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| CSCEC                          | China State Construction Engineering Corp Ltd                   | CUSIP: 000000000<br>LEI: 300300CWW8WOEV3BR645 | Long             | EC               | CORP              | CN        |  12589080 | NS      | $10505118.24  | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Hundsun Technologies Inc       | Hundsun Technologies Inc                                        | CUSIP: 000000000<br>LEI: 3003003LS77D1DRDDE25 | Long             | EC               | CORP              | CN        |    256621 | NS      | $1455282.47   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| China Everbright Bank Co Ltd   | China Everbright Bank Co Ltd                                    | CUSIP: 000000000<br>LEI: 549300U6PKQ4H1P34E17 | Long             | EC               | CORP              | CN        |   2954130 | NS      | $1253517.54   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Agricultural Bank of China Ltd | Agricultural Bank of China Ltd                                  | CUSIP: 000000000<br>LEI: 549300E7TSGLCOVSY746 | Long             | EC               | CORP              | CN        |   5432600 | NS      | $2220392.96   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Gan & Lee Pharmaceuticals Co L | Gan & Lee Pharmaceuticals Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    119320 | NS      | $577257.88    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CCTC                           | Chaozhou Three-Circle Group Co Ltd                              | CUSIP: 000000000<br>LEI: 655600NIG229WUTGM382 | Long             | EC               | CORP              | CN        |    783925 | NS      | $3357556.85   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA LONGYUAN                 | China Longyuan Power Group Corp Ltd                             | CUSIP: 000000000<br>LEI: 5299008UYLF3O6V9T464 | Long             | EC               | CORP              | CN        |    103200 | NS      | $289252.03    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Hengli Petrochemical Co Ltd    | Hengli Petrochemical Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    330300 | NS      | $787494.41    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Roborock Technology Co | Beijing Roborock Technology Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     22616 | NS      | $830954.93    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| StarPower Semiconductor Ltd    | StarPower Semiconductor Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     41800 | NS      | $2005038.00   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Shennan Circuits Co Ltd        | Shennan Circuits Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300VRJEDEV10SPJ55 | Long             | EC               | CORP              | CN        |    164230 | NS      | $1760360.45   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| NANSHAN ALUMINIUM              | Shandong Nanshan Aluminum Co Ltd                                | CUSIP: 000000000<br>LEI: 836800YU5J3RT2VPUO65 | Long             | EC               | CORP              | CN        |   1160300 | NS      | $576325.67    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| SPD BANK                       | Shanghai Pudong Development Bank Co Ltd                         | CUSIP: 000000000<br>LEI: 300300C1031031001330 | Long             | EC               | CORP              | CN        |   1950386 | NS      | $1998422.88   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| CHANGAN AUTOMOBILE-B           | Chongqing Changan Automobile Co Ltd                             | CUSIP: 000000000<br>LEI: 300300WKFSBX9P5ZOM25 | Long             | EC               | CORP              | CN        |   2916108 | NS      | $5566157.80   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Avary Holding Shenzhen Co Ltd  | Avary Holding Shenzhen Co Ltd                                   | CUSIP: 000000000<br>LEI: 30030067AGXAJK5FRS12 | Long             | EC               | CORP              | CN        |    187046 | NS      | $769796.71    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| HUANENG POWER                  | Huaneng Power International Inc                                 | CUSIP: 000000000<br>LEI: 529900WU0SMVKMPG4V21 | Long             | EC               | CORP              | CN        |    787500 | NS      | $866127.62    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Baiyao Group Co Ltd     | Yunnan Baiyao Group Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    344629 | NS      | $2767224.46   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| WILL SEMICONDUCTOR LTD         | Will Semiconductor Co Ltd Shanghai                              | CUSIP: 000000000<br>LEI: 8368000MFHXX01GPND38 | Long             | EC               | CORP              | CN        |    475482 | NS      | $5485305.62   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| JCET Group Co Ltd              | JCET Group Co Ltd                                               | CUSIP: 000000000<br>LEI: 30030032VVBWZTNDSQ81 | Long             | EC               | CORP              | CN        |    582534 | NS      | $2066764.12   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Xingyu Co.,Ltd                 | Changzhou Xingyu Automotive Lighting Systems Co Ltd             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     26300 | NS      | $492636.29    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| China Everbright Bank Co Ltd   | China Everbright Bank Co Ltd                                    | CUSIP: 000000000<br>LEI: 549300U6PKQ4H1P34E17 | Long             | EC               | CORP              | CN        |  10553574 | NS      | $4478167.91   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| SIA                            | Shanghai International Airport Co Ltd                           | CUSIP: 000000000<br>LEI: 3003000CIJ7O6AOQF345 | Long             | EC               | CORP              | CN        |    141233 | NS      | $1111993.53   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Hengyi Petrochemical Co Ltd    | Hengyi Petrochemical Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300QRLJCH8BPJVS66 | Long             | EC               | CORP              | CN        |    629100 | NS      | $640130.42    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| POWERCHINA Ltd.                | Power Construction Corp of China Ltd                            | CUSIP: 000000000<br>LEI: 300300MX911UESD4EH33 | Long             | EC               | CORP              | CN        |   1222925 | NS      | $1325936.75   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| SAIC Motor Corp Ltd            | SAIC Motor Corp Ltd                                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    733198 | NS      | $1579511.05   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangzhou Automobile Group Co  | Guangzhou Automobile Group Co Ltd                               | CUSIP: 000000000<br>LEI: 5299005KY9BJO3ZE6A37 | Long             | EC               | CORP              | CN        |   1337122 | NS      | $2337821.60   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Mindray Bio-Medical E | Shenzhen Mindray Bio-Medical Electronics Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     94600 | NS      | $4357819.90   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Topchoice Medical Corp         | Topchoice Medical Corp                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    141883 | NS      | $2547327.85   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Gongniu Group Co Ltd           | Gongniu Group Co Ltd                                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     37459 | NS      | $725369.59    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| BRGF                           | Shanghai Bairun Investment Holding Group Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     91860 | NS      | $473219.56    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| FUYAO GLASS                    | Fuyao Glass Industry Group Co Ltd                               | CUSIP: 000000000<br>LEI: 549300AS5CSLWETN0P64 | Long             | EC               | CORP              | CN        |    257290 | NS      | $1355743.35   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Industrial Bank Co Ltd         | Industrial Bank Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1030935001303 | Long             | EC               | CORP              | CN        |   2468277 | NS      | $6200072.79   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Midea Group Co Ltd             | Midea Group Co Ltd                                              | CUSIP: 000000000<br>LEI: 3003003TRPHLHZD2IF61 | Long             | EC               | CORP              | CN        |    815754 | NS      | $5541818.08   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Ginlong Technologies Co Ltd    | Ginlong Technologies Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     22900 | NS      | $642562.99    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Tongwei Co Ltd                 | Tongwei Co Ltd                                                  | CUSIP: 000000000<br>LEI: 3003009CW4QYMCG0BH89 | Long             | EC               | CORP              | CN        |    493000 | NS      | $3030853.83   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Chongqing Brewery Co Ltd       | Chongqing Brewery Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     32600 | NS      | $508908.74    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing-Shanghai High Speed Ra | Beijing-Shanghai High Speed Railway Co Ltd                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |  12378283 | NS      | $8660380.08   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Zangge Mining Co Ltd           | Zangge Mining Co Ltd                                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    297100 | NS      | $1297779.45   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| TBEA Co Ltd                    | TBEA Co Ltd                                                     | CUSIP: 000000000<br>LEI: 300300NIEBMOQ4DNLE36 | Long             | EC               | CORP              | CN        |    570400 | NS      | $1740394.10   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| SHUANGHUI                      | Henan Shuanghui Investment & Development Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    223143 | NS      | $799919.42    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Kings Luck                     | Jiangsu King's Luck Brewery JSC Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    104600 | NS      | $623165.99    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| KANGTAI BIOLOGICAL             | Shenzhen Kangtai Biological Products Co Ltd                     | CUSIP: 000000000<br>LEI: 300300DTC3W6PCLFRJ05 | Long             | EC               | CORP              | CN        |     89245 | NS      | $435684.35    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Huizhou Desay Sv Automotive Co | Huizhou Desay Sv Automotive Co Ltd                              | CUSIP: 000000000<br>LEI: 655600CCT6YFPT86LA32 | Long             | EC               | CORP              | CN        |    189597 | NS      | $2959472.36   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| YILI                           | Inner Mongolia Yili Industrial Group Co Ltd                     | CUSIP: 000000000<br>LEI: 3003002Q2A863JPQFH06 | Long             | EC               | CORP              | CN        |   2927874 | NS      | $11987478.08  | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Huali Industrial Group Co Ltd  | Huali Industrial Group Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     15200 | NS      | $105375.05    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Founder Securities Co Ltd      | Founder Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300DSN6TINPUMGY45 | Long             | EC               | CORP              | CN        |    857542 | NS      | $825115.45    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| HAI TIAN                       | Foshan Haitian Flavouring & Food Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    876153 | NS      | $8748536.51   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Gujing Distillery Co Ltd | Anhui Gujing Distillery Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     25500 | NS      | $862406.60    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| CGN Power Co Ltd               | CGN Power Co Ltd                                                | CUSIP: 000000000<br>LEI: 529900D2UINCGWQYBK45 | Long             | EC               | CORP              | CN        |   2202600 | NS      | $859603.06    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| HUANENG POWER                  | Huaneng Power International Inc                                 | CUSIP: 000000000<br>LEI: 529900WU0SMVKMPG4V21 | Long             | EC               | CORP              | CN        |   2627342 | NS      | $2889667.92   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Avary Holding Shenzhen Co Ltd  | Avary Holding Shenzhen Co Ltd                                   | CUSIP: 000000000<br>LEI: 30030067AGXAJK5FRS12 | Long             | EC               | CORP              | CN        |    433213 | NS      | $1782908.70   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Ovctek China Inc               | Ovctek China Inc                                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     82845 | NS      | $370345.00    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Communications Co Ltd  | Bank of Communications Co Ltd                                   | CUSIP: 000000000<br>LEI: 549300AX1UM10U30HK09 | Long             | EC               | CORP              | CN        |  16232829 | NS      | $10873411.84  | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Xingyu Co.,Ltd                 | Changzhou Xingyu Automotive Lighting Systems Co Ltd             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     90224 | NS      | $1690023.45   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Anker Innovations Technology C | Anker Innovations Technology Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    119333 | NS      | $984781.55    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CGN Power Co Ltd               | CGN Power Co Ltd                                                | CUSIP: 000000000<br>LEI: 529900D2UINCGWQYBK45 | Long             | EC               | CORP              | CN        |   7355479 | NS      | $2870603.96   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| JINGSHENG                      | Zhejiang Jingsheng Mechanical & Electrical Co Ltd               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    125500 | NS      | $1148769.95   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| China Coal Energy Co Ltd       | China Coal Energy Co Ltd                                        | CUSIP: 000000000<br>LEI: 529900KRC89344UI3Z10 | Long             | EC               | CORP              | CN        |   1097998 | NS      | $1511481.75   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Shanghai Co Ltd        | Bank of Shanghai Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300C1091231000098 | Long             | EC               | CORP              | CN        |   6217469 | NS      | $5267658.17   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Huadong Medicine Co Ltd        | Huadong Medicine Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300WEZ30P69YUQZ42 | Long             | EC               | CORP              | CN        |    131742 | NS      | $770658.31    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| LEPU MEDICAL                   | Lepu Medical Technology Beijing Co Ltd                          | CUSIP: 000000000<br>LEI: 3003007FXUYE3WNDDO39 | Long             | EC               | CORP              | CN        |    207028 | NS      | $665467.60    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| HUALU-HENGSHENG                | Shandong Hualu Hengsheng Chemical Co Ltd                        | CUSIP: 000000000<br>LEI: 655600R2WZ4EKICFE373 | Long             | EC               | CORP              | CN        |    235000 | NS      | $1110892.72   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| TZE                            | TCL Zhonghuan Renewable Energy Technology Co Ltd                | CUSIP: 000000000<br>LEI: 300300Y3UHPAM1FB1Y03 | Long             | EC               | CORP              | CN        |    426974 | NS      | $2518900.89   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Tongrentang Co Ltd     | Beijing Tongrentang Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    418696 | NS      | $2920464.69   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaxia Bank Co Ltd             | Huaxia Bank Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300AKNDEHIGVDZW37 | Long             | EC               | CORP              | CN        |   3721736 | NS      | $2767620.10   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINT ELECTRICS                | Zhejiang Chint Electrics Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    709292 | NS      | $2894966.67   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangxi Copper Co Ltd          | Jiangxi Copper Co Ltd                                           | CUSIP: 000000000<br>LEI: 3003002E74YFQ6MEZY56 | Long             | EC               | CORP              | CN        |    212968 | NS      | $525283.49    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongtai Securities Co Ltd     | Zhongtai Securities Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300E1012137000054 | Long             | EC               | CORP              | CN        |   1706800 | NS      | $1668904.48   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Huatai Securities Co Ltd       | Huatai Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 3003009ABT0UCWO79Q77 | Long             | EC               | CORP              | CN        |   3605205 | NS      | $6687059.35   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| AECC Aviation Power Co Ltd     | AECC Aviation Power Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    929771 | NS      | $6015548.24   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Orient Securities Co Ltd/China | Orient Securities Co Ltd/China                                  | CUSIP: 000000000<br>LEI: 300300E1005131000066 | Long             | EC               | CORP              | CN        |   3118136 | NS      | $3951628.76   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| SINOPEC CORP                   | China Petroleum & Chemical Corp                                 | CUSIP: 000000000<br>LEI: 529900A2OB24EZ5B3J19 | Long             | EC               | CORP              | CN        |   8430576 | NS      | $5419822.65   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Gongniu Group Co Ltd           | Gongniu Group Co Ltd                                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     28000 | NS      | $542202.10    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Seazen Holdings Co Ltd         | Seazen Holdings Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300TGAEBDZS3VS786 | Long             | EC               | CORP              | CN        |     85100 | NS      | $275114.14    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuliangye Yibin Co Ltd         | Wuliangye Yibin Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    274433 | NS      | $6109113.15   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Wanhua Chemical Group Co Ltd   | Wanhua Chemical Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003002H0G2KDG6CR124 | Long             | EC               | CORP              | CN        |    986365 | NS      | $12528247.20  | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| OFFCN EDU                      | Offcn Education Technology Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    553133 | NS      | $388565.64    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| TINCI                          | Guangzhou Tinci Materials Technology Co Ltd                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    192000 | NS      | $1225059.43   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| GF Securities Co Ltd           | GF Securities Co Ltd                                            | CUSIP: 000000000<br>LEI: 3003007E0Y3ZJ5HNA936 | Long             | EC               | CORP              | CN        |    397414 | NS      | $902950.87    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| BTBP                           | Beijing Tiantan Biological Products Corp Ltd                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    496504 | NS      | $1562133.23   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| HUIDING TECHNOLOGY             | Shenzhen Goodix Technology Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     38980 | NS      | $287822.86    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuhan Guide Infrared Co Ltd    | Wuhan Guide Infrared Co Ltd                                     | CUSIP: 000000000<br>LEI: 3003008240B1DJP5FT46 | Long             | EC               | CORP              | CN        |    930401 | NS      | $1548808.79   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Bloomage Biotechnology Corp Lt | Bloomage Biotechnology Corp Ltd                                 | CUSIP: 000000000<br>LEI: 3003000JYMDZWD0IUE82 | Long             | EC               | CORP              | CN        |     36383 | NS      | $559702.72    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| GoerTek Inc                    | GoerTek Inc                                                     | CUSIP: 000000000<br>LEI: 300300FEEFS8BQPXIV57 | Long             | EC               | CORP              | CN        |   1505467 | NS      | $3875592.87   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| SPD BANK                       | Shanghai Pudong Development Bank Co Ltd                         | CUSIP: 000000000<br>LEI: 300300C1031031001330 | Long             | EC               | CORP              | CN        |   7248563 | NS      | $7427090.93   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Glodon Co Ltd                  | Glodon Co Ltd                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    116614 | NS      | $919646.06    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Zijin Mining Group Co Ltd      | Zijin Mining Group Co Ltd                                       | CUSIP: 000000000<br>LEI: 529900ABI5CBFXD01Q05 | Long             | EC               | CORP              | CN        |   8435271 | NS      | $11767445.16  | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Sungrow Power Supply Co Ltd    | Sungrow Power Supply Co Ltd                                     | CUSIP: 000000000<br>LEI: 30030052IWC7RGVFG505 | Long             | EC               | CORP              | CN        |    182489 | NS      | $2978270.62   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| China Galaxy Securities Co Ltd | China Galaxy Securities Co Ltd                                  | CUSIP: 000000000<br>LEI: 3003008KFQXO06OK8582 | Long             | EC               | CORP              | CN        |    834571 | NS      | $1174909.96   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| PIEN TZE HUANG                 | Zhangzhou Pientzehuang Pharmaceutical Co Ltd                    | CUSIP: 000000000<br>LEI: 836800HTWRBAQJRAQ344 | Long             | EC               | CORP              | CN        |    177307 | NS      | $6415204.77   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Ginlong Technologies Co Ltd    | Ginlong Technologies Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     98018 | NS      | $2750337.97   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| China Shenhua Energy Co Ltd    | China Shenhua Energy Co Ltd                                     | CUSIP: 000000000<br>LEI: 529900N9JOX4C108MA40 | Long             | EC               | CORP              | CN        |    658566 | NS      | $2855223.74   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| NCI                            | New China Life Insurance Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300F2001111000095 | Long             | EC               | CORP              | CN        |    480841 | NS      | $1957087.59   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| JUNZHENG                       | Inner Mongolia Junzheng Energy & Chemical Industry Group Co Ltd | CUSIP: 000000000<br>LEI: 3003006C9ZMCTO771B16 | Long             | EC               | CORP              | CN        |    684650 | NS      | $408082.08    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| LB Group Co Ltd                | LB Group Co Ltd                                                 | CUSIP: 000000000<br>LEI: 3003006O3YJY5SGWGQ13 | Long             | EC               | CORP              | CN        |    915955 | NS      | $2324188.12   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Tsingtao Brewery Co Ltd        | Tsingtao Brewery Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300OJ7D0Q1ESE8L15 | Long             | EC               | CORP              | CN        |    228182 | NS      | $3280352.04   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| NANSHAN ALUMINIUM              | Shandong Nanshan Aluminum Co Ltd                                | CUSIP: 000000000<br>LEI: 836800YU5J3RT2VPUO65 | Long             | EC               | CORP              | CN        |   4653190 | NS      | $2311258.15   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| QHSLI                          | Qinghai Salt Lake Industry Co Ltd                               | CUSIP: 000000000<br>LEI: 300300Q8WSV1OODU9092 | Long             | EC               | CORP              | CN        |    637123 | NS      | $2286660.75   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Zheshang Securities Co Ltd     | Zheshang Securities Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300E1009033000054 | Long             | EC               | CORP              | CN        |    334700 | NS      | $507765.33    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| NARI Technology Co Ltd         | NARI Technology Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    686657 | NS      | $2589172.77   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Baosight                       | Shanghai Baosight Software Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    354656 | NS      | $1982041.07   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Hengli Petrochemical Co Ltd    | Hengli Petrochemical Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1307383 | NS      | $3117035.44   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing-Shanghai High Speed Ra | Beijing-Shanghai High Speed Railway Co Ltd                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   3360200 | NS      | $2350940.69   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| TIGERMED                       | Hangzhou Tigermed Consulting Co Ltd                             | CUSIP: 000000000<br>LEI: 300300CP4N8WDF6DOO67 | Long             | EC               | CORP              | CN        |     82503 | NS      | $1037368.58   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaneng Lancang River Hydropow | Huaneng Lancang River Hydropower Inc                            | CUSIP: 000000000<br>LEI: 30030082YV5CD400SM55 | Long             | EC               | CORP              | CN        |    435400 | NS      | $417082.36    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Maxscend Microelectronics Co L | Maxscend Microelectronics Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     67688 | NS      | $1105743.41   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Yihai Kerry Arawana Holdings C | Yihai Kerry Arawana Holdings Co Ltd                             | CUSIP: 000000000<br>LEI: 300300X430IHXIYTGZ12 | Long             | EC               | CORP              | CN        |    410193 | NS      | $2401274.58   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Yonyou                         | Yonyou Network Technology Co Ltd                                | CUSIP: 000000000<br>LEI: 30030017NBX3U80ANB35 | Long             | EC               | CORP              | CN        |    479293 | NS      | $1558316.97   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangzhou Kingmed Diagnostics  | Guangzhou Kingmed Diagnostics Group Co Ltd                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     45100 | NS      | $436506.33    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Chongqing Brewery Co Ltd       | Chongqing Brewery Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    148727 | NS      | $2321732.22   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Wanhua Chemical Group Co Ltd   | Wanhua Chemical Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003002H0G2KDG6CR124 | Long             | EC               | CORP              | CN        |    247349 | NS      | $3141686.31   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIC Steel                    | Citic Pacific Special Steel Group Co Ltd                        | CUSIP: 000000000<br>LEI: 836800ETMJJWP4GAL167 | Long             | EC               | CORP              | CN        |    156352 | NS      | $397178.83    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CNCEC                          | China National Chemical Engineering Co Ltd                      | CUSIP: 000000000<br>LEI: 300300PQKHJ03AUIIX32 | Long             | EC               | CORP              | CN        |   2355802 | NS      | $2815013.64   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Foxconn Industrial Internet Co | Foxconn Industrial Internet Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1052900 | NS      | $1367218.24   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| SHUANGHUI                      | Henan Shuanghui Investment & Development Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1195784 | NS      | $4286627.14   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Beijing Co Ltd         | Bank of Beijing Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1080211000042 | Long             | EC               | CORP              | CN        |   2825518 | NS      | $1720223.97   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Oppein Home Group Inc          | Oppein Home Group Inc                                           | CUSIP: 000000000<br>LEI: 6556007044PK3S44WF71 | Long             | EC               | CORP              | CN        |    122668 | NS      | $1897524.57   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningxia Baofeng Energy Group C | Ningxia Baofeng Energy Group Co Ltd                             | CUSIP: 000000000<br>LEI: 300300G6CBIVJWQ4IC71 | Long             | EC               | CORP              | CN        |   1298274 | NS      | $2435720.44   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro-Fabrication Equ | Advanced Micro-Fabrication Equipment Inc China                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    261477 | NS      | $3651389.96   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Hongta Securities Co Ltd       | Hongta Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300E1004853000006 | Long             | EC               | CORP              | CN        |    718740 | NS      | $809882.37    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| CICC                           | China International Capital Corp Ltd                            | CUSIP: 000000000<br>LEI: 529900OS3SVVTT56QN67 | Long             | EC               | CORP              | CN        |     59500 | NS      | $324163.94    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| ZOOMLION CO. LTD.              | Zoomlion Heavy Industry Science and Technology Co Ltd           | CUSIP: 000000000<br>LEI: 529900QZ3EMAU0QKFK85 | Long             | EC               | CORP              | CN        |   3243931 | NS      | $2688525.01   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| GD Power Development Co Ltd    | GD Power Development Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300BVGPH64Z7BNK97 | Long             | EC               | CORP              | CN        |   3774853 | NS      | $2426765.83   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| DAHUA INC                      | Zhejiang Dahua Technology Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1328404 | NS      | $2239629.82   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| China Jushi Co Ltd             | China Jushi Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300JZBQ0FKI1TDH04 | Long             | EC               | CORP              | CN        |    426762 | NS      | $869700.67    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Founder Securities Co Ltd      | Founder Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300DSN6TINPUMGY45 | Long             | EC               | CORP              | CN        |   2535196 | NS      | $2439331.70   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| TSC                            | Xinjiang Tianshan Cement Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300BZBK1Y5ZT2LF14 | Long             | EC               | CORP              | CN        |    438151 | NS      | $565219.73    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Shaanxi Coal Industry Co Ltd   | Shaanxi Coal Industry Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   2409308 | NS      | $6896485.80   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Sangfor Technologies Inc       | Sangfor Technologies Inc                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     48900 | NS      | $778838.56    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Eve Energy Co Ltd              | Eve Energy Co Ltd                                               | CUSIP: 000000000<br>LEI: 300300FTCIO530XV7T38 | Long             | EC               | CORP              | CN        |    703876 | NS      | $8285947.42   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| China Tourism Group Duty Free  | China Tourism Group Duty Free Corp Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    174173 | NS      | $4881278.38   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| GREATWALL COMPUTER             | China Greatwall Technology Group Co Ltd                         | CUSIP: 000000000<br>LEI: 300300F9K0AHRKFBOK05 | Long             | EC               | CORP              | CN        |    397100 | NS      | $673437.69    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Eve Energy Co Ltd              | Eve Energy Co Ltd                                               | CUSIP: 000000000<br>LEI: 300300FTCIO530XV7T38 | Long             | EC               | CORP              | CN        |    167197 | NS      | $1968223.88   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Chengdu Co Ltd         | Bank of Chengdu Co Ltd                                          | CUSIP: 000000000<br>LEI: 30030030JPOKGL9K5418 | Long             | EC               | CORP              | CN        |   1337756 | NS      | $2914170.20   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenwan Hongyuan Group Co Ltd  | Shenwan Hongyuan Group Co Ltd                                   | CUSIP: 000000000<br>LEI: 300300I0GB4QPIGPS572 | Long             | EC               | CORP              | CN        |   4912679 | NS      | $2879373.91   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Spring Airlines Co Ltd         | Spring Airlines Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300EPVZRXQONKPM53 | Long             | EC               | CORP              | CN        |       180 | NS      | $1447.37      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| INOVANCE                       | Shenzhen Inovance Technology Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1027665 | NS      | $10246825.41  | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangzhou Kingmed Diagnostics  | Guangzhou Kingmed Diagnostics Group Co Ltd                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    174265 | NS      | $1686646.89   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Huizhou Desay Sv Automotive Co | Huizhou Desay Sv Automotive Co Ltd                              | CUSIP: 000000000<br>LEI: 655600CCT6YFPT86LA32 | Long             | EC               | CORP              | CN        |     42500 | NS      | $663394.33    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Kingsoft Office Softwa | Beijing Kingsoft Office Software Inc                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     38319 | NS      | $1390946.34   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Luzhou Laojiao Co Ltd          | Luzhou Laojiao Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    100828 | NS      | $2661626.25   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| PIEN TZE HUANG                 | Zhangzhou Pientzehuang Pharmaceutical Co Ltd                    | CUSIP: 000000000<br>LEI: 836800HTWRBAQJRAQ344 | Long             | EC               | CORP              | CN        |     66400 | NS      | $2402440.95   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Huatai Securities Co Ltd       | Huatai Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 3003009ABT0UCWO79Q77 | Long             | EC               | CORP              | CN        |    961183 | NS      | $1782835.59   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Wantai Biological Phar | Beijing Wantai Biological Pharmacy Enterprise Co Ltd            | CUSIP: 000000000<br>LEI: 300300280PS0QGBZBS92 | Long             | EC               | CORP              | CN        |     60056 | NS      | $1387608.99   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| FOSUN PHARMA                   | Shanghai Fosun Pharmaceutical Group Co Ltd                      | CUSIP: 000000000<br>LEI: 300300DMUYLW3FP1OT73 | Long             | EC               | CORP              | CN        |    242645 | NS      | $1277541.10   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| BOE Technology Group Co Ltd    | BOE Technology Group Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   5492558 | NS      | $2790533.91   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| TSC                            | Xinjiang Tianshan Cement Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300BZBK1Y5ZT2LF14 | Long             | EC               | CORP              | CN        |    103700 | NS      | $133774.17    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| GF Securities Co Ltd           | GF Securities Co Ltd                                            | CUSIP: 000000000<br>LEI: 3003007E0Y3ZJ5HNA936 | Long             | EC               | CORP              | CN        |   1921288 | NS      | $4365293.29   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Zangge Mining Co Ltd           | Zangge Mining Co Ltd                                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     89901 | NS      | $392701.68    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Guosen Securities Co Ltd       | Guosen Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 254900SSGIWSMEOHDN82 | Long             | EC               | CORP              | CN        |   1578673 | NS      | $2045467.50   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINT ELECTRICS                | Zhejiang Chint Electrics Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    153300 | NS      | $625692.09    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Eastroc Beverage Group Co Ltd  | Eastroc Beverage Group Co Ltd                                   | CUSIP: 000000000<br>LEI: 836800LQ338417RCIL29 | Long             | EC               | CORP              | CN        |     14300 | NS      | $347025.81    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| TZE                            | TCL Zhonghuan Renewable Energy Technology Co Ltd                | CUSIP: 000000000<br>LEI: 300300Y3UHPAM1FB1Y03 | Long             | EC               | CORP              | CN        |   1385799 | NS      | $8175416.62   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| HAN'S LASER                    | Han's Laser Technology Industry Group Co Ltd                    | CUSIP: 000000000<br>LEI: 300300MZXZR87BGKOZ23 | Long             | EC               | CORP              | CN        |    147819 | NS      | $556960.52    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| SG Micro Corp                  | SG Micro Corp                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     38850 | NS      | $975874.38    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CNRE                           | China Northern Rare Earth Group High-Tech Co Ltd                | CUSIP: 000000000<br>LEI: 300300CY5TYMU38UDM49 | Long             | EC               | CORP              | CN        |    336900 | NS      | $1251221.96   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Kings Luck                     | Jiangsu King's Luck Brewery JSC Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    395782 | NS      | $2357914.75   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Yankuang Energy Group Co Ltd   | Yankuang Energy Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003005N7A6HYZ4Z0K39 | Long             | EC               | CORP              | CN        |    134700 | NS      | $775727.64    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| WuXi AppTec Co Ltd             | WuXi AppTec Co Ltd                                              | CUSIP: 000000000<br>LEI: 254900OEPQLZSPLN9175 | Long             | EC               | CORP              | CN        |    404429 | NS      | $4476787.89   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| First                          | Hangzhou First Applied Material Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    354947 | NS      | $3026880.94   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| China Coal Energy Co Ltd       | China Coal Energy Co Ltd                                        | CUSIP: 000000000<br>LEI: 529900KRC89344UI3Z10 | Long             | EC               | CORP              | CN        |    308900 | NS      | $425225.47    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Jiangsu Co Ltd         | Bank of Jiangsu Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1086832000046 | Long             | EC               | CORP              | CN        |   1871910 | NS      | $1968488.12   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| BSU                            | Inner Mongolia BaoTou Steel Union Co Ltd                        | CUSIP: 000000000<br>LEI: 3003005DKNZILXCEDH07 | Long             | EC               | CORP              | CN        |   5144447 | NS      | $1452852.08   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIC Steel                    | Citic Pacific Special Steel Group Co Ltd                        | CUSIP: 000000000<br>LEI: 836800ETMJJWP4GAL167 | Long             | EC               | CORP              | CN        |    649724 | NS      | $1650484.94   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Yankuang Energy Group Co Ltd   | Yankuang Energy Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003005N7A6HYZ4Z0K39 | Long             | EC               | CORP              | CN        |    570278 | NS      | $3284190.09   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| CICC                           | China International Capital Corp Ltd                            | CUSIP: 000000000<br>LEI: 529900OS3SVVTT56QN67 | Long             | EC               | CORP              | CN        |    386819 | NS      | $2107441.54   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Flat Glass Group Co Ltd        | Flat Glass Group Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300BEL4RMXBKEA373 | Long             | EC               | CORP              | CN        |     98600 | NS      | $492408.80    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| TIGERMED                       | Hangzhou Tigermed Consulting Co Ltd                             | CUSIP: 000000000<br>LEI: 300300CP4N8WDF6DOO67 | Long             | EC               | CORP              | CN        |    321979 | NS      | $4048469.71   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Daqin Railway Co Ltd           | Daqin Railway Co Ltd                                            | CUSIP: 000000000<br>LEI: 30030098LARO7YWJL882 | Long             | EC               | CORP              | CN        |   2883368 | NS      | $2802981.76   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| JINGSHENG                      | Zhejiang Jingsheng Mechanical & Electrical Co Ltd               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    406303 | NS      | $3719112.96   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Ingenic Semiconductor Co Ltd   | Ingenic Semiconductor Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     31600 | NS      | $353963.77    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Everbright Securities Co Ltd   | Everbright Securities Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300631H57L451WO11 | Long             | EC               | CORP              | CN        |    610469 | NS      | $1400887.50   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanxi Fen Wine                | Shanxi Xinghuacun Fen Wine Factory Co Ltd                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     87358 | NS      | $3174366.65   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Shanghai Co Ltd        | Bank of Shanghai Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300C1091231000098 | Long             | EC               | CORP              | CN        |   1647119 | NS      | $1395497.08   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Imeik Technology Development C | Imeik Technology Development Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     59105 | NS      | $4022842.42   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| FOCUS MEDIA                    | Focus Media Information Technology Co Ltd                       | CUSIP: 000000000<br>LEI: 300300V7WGZW0LZKTD06 | Long             | EC               | CORP              | CN        |   6468596 | NS      | $5498781.66   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| CSC Financial Co Ltd           | CSC Financial Co Ltd                                            | CUSIP: 000000000<br>LEI: 3003006CDEBNKXHOI130 | Long             | EC               | CORP              | CN        |    838221 | NS      | $2922761.10   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA EAST AIR                 | China Eastern Airlines Corp Ltd                                 | CUSIP: 000000000<br>LEI: 3003000KIOQE39Q7Y685 | Long             | EC               | CORP              | CN        |    768476 | NS      | $583463.53    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Zijin Mining Group Co Ltd      | Zijin Mining Group Co Ltd                                       | CUSIP: 000000000<br>LEI: 529900ABI5CBFXD01Q05 | Long             | EC               | CORP              | CN        |   2695891 | NS      | $3760845.32   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| SDIC Power Holdings Co Ltd     | SDIC Power Holdings Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300LQJ91PHBNFC721 | Long             | EC               | CORP              | CN        |   2044491 | NS      | $3191593.07   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| BAIYUNSHAN PH                  | Guangzhou Baiyunshan Pharmaceutical Holdings Co Ltd             | CUSIP: 000000000<br>LEI: 529900ROARJHMUIME057 | Long             | EC               | CORP              | CN        |    422863 | NS      | $1758916.13   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Seazen Holdings Co Ltd         | Seazen Holdings Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300TGAEBDZS3VS786 | Long             | EC               | CORP              | CN        |    577743 | NS      | $1867746.96   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| SF Holding Co Ltd              | SF Holding Co Ltd                                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    368014 | NS      | $2768023.90   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Sany Heavy Industry Co Ltd     | Sany Heavy Industry Co Ltd                                      | CUSIP: 000000000<br>LEI: 3003001FS86S7NYOHV89 | Long             | EC               | CORP              | CN        |    908244 | NS      | $2050701.00   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| China Three Gorges New Energy  | China Three Gorges Renewables Group Co Ltd                      | CUSIP: 000000000<br>LEI: 300300C9638DU18HFK27 | Long             | EC               | CORP              | CN        |   4898400 | NS      | $4031919.62   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| GigaDevice Semiconductor Inc   | GigaDevice Semiconductor Inc                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    414893 | NS      | $5934486.94   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Haier Smart Home Co Ltd        | Haier Smart Home Co Ltd                                         | CUSIP: 000000000<br>LEI: 3003002BYTNGNJTWSH07 | Long             | EC               | CORP              | CN        |   2350338 | NS      | $8181962.71   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Suzhou Maxwell Technologies Co | Suzhou Maxwell Technologies Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     46565 | NS      | $2841565.61   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Haitong Securities Co Ltd      | Haitong Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300E1003931000068 | Long             | EC               | CORP              | CN        |   5934906 | NS      | $7529757.49   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| OFFCN EDU                      | Offcn Education Technology Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    895218 | NS      | $628873.99    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Iflytek Co Ltd                 | Iflytek Co Ltd                                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    328568 | NS      | $1503781.05   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Chengdu Co Ltd         | Bank of Chengdu Co Ltd                                          | CUSIP: 000000000<br>LEI: 30030030JPOKGL9K5418 | Long             | EC               | CORP              | CN        |    357500 | NS      | $778778.68    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| EASTERN SHENGHONG              | Jiangsu Eastern Shenghong Co Ltd                                | CUSIP: 000000000<br>LEI: 3003003WRWKC1GZHMH20 | Long             | EC               | CORP              | CN        |    263900 | NS      | $497355.69    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CRRC Corp Ltd                  | CRRC Corp Ltd                                                   | CUSIP: 000000000<br>LEI: 30030099HATQH2XC0B72 | Long             | EC               | CORP              | CN        |   2185300 | NS      | $1662284.98   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| PRE                            | Poly Developments and Holdings Group Co Ltd                     | CUSIP: 000000000<br>LEI: 300300W9OF1ZRGUDVU96 | Long             | EC               | CORP              | CN        |   1341453 | NS      | $3169708.50   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| GREE                           | Gree Electric Appliances Inc of Zhuhai                          | CUSIP: 000000000<br>LEI: 655600UY069MU9JRAN62 | Long             | EC               | CORP              | CN        |   2628311 | NS      | $11999342.20  | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Pharmaron Beijing Co Ltd       | Pharmaron Beijing Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300JYXHGVS5SNGG54 | Long             | EC               | CORP              | CN        |     47850 | NS      | $435416.70    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Wingtech Technology Co Ltd     | Wingtech Technology Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    414525 | NS      | $3240218.41   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| People's Insurance Co Group of | People's Insurance Co Group of China Ltd/The                    | CUSIP: 000000000<br>LEI: 3003000P2JHYHQ524P66 | Long             | EC               | CORP              | CN        |    536300 | NS      | $412512.12    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| THUNDERSOFT                    | Thunder Software Technology Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    218031 | NS      | $3542854.84   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Communications Co Ltd  | Bank of Communications Co Ltd                                   | CUSIP: 000000000<br>LEI: 549300AX1UM10U30HK09 | Long             | EC               | CORP              | CN        |   5348621 | NS      | $3582724.79   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Ecovacs Robotics Co Ltd        | Ecovacs Robotics Co Ltd                                         | CUSIP: 000000000<br>LEI: 836800LJ92X4OLLS2612 | Long             | EC               | CORP              | CN        |     28800 | NS      | $294439.33    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianqi Lithium Corp            | Tianqi Lithium Corp                                             | CUSIP: 000000000<br>LEI: 300300IZ1J0MQ8YVEG66 | Long             | EC               | CORP              | CN        |    618133 | NS      | $7906439.03   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Spring Airlines Co Ltd         | Spring Airlines Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300EPVZRXQONKPM53 | Long             | EC               | CORP              | CN        |    289215 | NS      | $2325557.11   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| CMSC                           | China Merchants Securities Co Ltd                               | CUSIP: 000000000<br>LEI: 30030060IEIMX476KH87 | Long             | EC               | CORP              | CN        |    593681 | NS      | $1137408.70   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| China Jushi Co Ltd             | China Jushi Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300JZBQ0FKI1TDH04 | Long             | EC               | CORP              | CN        |   1534094 | NS      | $3126338.77   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| SAIC Motor Corp Ltd            | SAIC Motor Corp Ltd                                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   2999578 | NS      | $6461919.70   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| CCHN                           | Changchun High & New Technology Industry Group Inc              | CUSIP: 000000000<br>LEI: 300300X04OTKZG18WD66 | Long             | EC               | CORP              | CN        |    144562 | NS      | $3469184.37   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Sany Heavy Industry Co Ltd     | Sany Heavy Industry Co Ltd                                      | CUSIP: 000000000<br>LEI: 3003001FS86S7NYOHV89 | Long             | EC               | CORP              | CN        |   3755402 | NS      | $8479226.54   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| ICBC                           | Industrial & Commercial Bank of China Ltd                       | CUSIP: 000000000<br>LEI: 5493002ERZU2K9PZDL40 | Long             | EC               | CORP              | CN        |   5874626 | NS      | $3584910.39   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| China Yangtze Power Co Ltd     | China Yangtze Power Co Ltd                                      | CUSIP: 000000000<br>LEI: 3003008VX8JFJXA6QP74 | Long             | EC               | CORP              | CN        |   6940085 | NS      | $20899687.60  | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| ZTE Corp                       | ZTE Corp                                                        | CUSIP: 000000000<br>LEI: 3003004FBGVVG1CW5U45 | Long             | EC               | CORP              | CN        |   1975236 | NS      | $6867753.55   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Rural Commercial Bank | Shanghai Rural Commercial Bank Co Ltd                           | CUSIP: 000000000<br>LEI: 300300C1122131000095 | Long             | EC               | CORP              | CN        |    546400 | NS      | $458276.72    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| BTBP                           | Beijing Tiantan Biological Products Corp Ltd                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    143160 | NS      | $450419.32    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Shandong Gold Mining Co Ltd    | Shandong Gold Mining Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300KC2K8BC07OSV77 | Long             | EC               | CORP              | CN        |    354170 | NS      | $1027861.76   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Yonyou                         | Yonyou Network Technology Co Ltd                                | CUSIP: 000000000<br>LEI: 30030017NBX3U80ANB35 | Long             | EC               | CORP              | CN        |    954281 | NS      | $3102637.17   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Hoshine Silicon Industry Co Lt | Hoshine Silicon Industry Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300RQV6XQFC4OVX72 | Long             | EC               | CORP              | CN        |    127608 | NS      | $1618993.28   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| BYD Co Ltd                     | BYD Co Ltd                                                      | CUSIP: 000000000<br>LEI: 5299005557VL7ULJ7A69 | Long             | EC               | CORP              | CN        |    562223 | NS      | $20706612.97  | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| OCT HOLDING                    | Shenzhen Overseas Chinese Town Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   2462007 | NS      | $2043971.21   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Hangzhou Co Ltd        | Bank of Hangzhou Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300C1092033000075 | Long             | EC               | CORP              | CN        |   1825992 | NS      | $3425783.80   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| CNNP                           | China National Nuclear Power Co Ltd                             | CUSIP: 000000000<br>LEI: 3003003YPVL5EMT5LZ97 | Long             | EC               | CORP              | CN        |   1343700 | NS      | $1189916.62   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Ganfeng Lithium Group Co Ltd   | Ganfeng Lithium Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003006BE6UOHWEOOR42 | Long             | EC               | CORP              | CN        |    195705 | NS      | $2249658.34   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Ovctek China Inc               | Ovctek China Inc                                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    286305 | NS      | $1279879.58   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Roborock Technology Co | Beijing Roborock Technology Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     13879 | NS      | $509940.91    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| WuXi AppTec Co Ltd             | WuXi AppTec Co Ltd                                              | CUSIP: 000000000<br>LEI: 254900OEPQLZSPLN9175 | Long             | EC               | CORP              | CN        |   1184429 | NS      | $13110922.81  | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| China Construction Bank Corp   | China Construction Bank Corp                                    | CUSIP: 000000000<br>LEI: 5493001KQW6DM7KEDR62 | Long             | EC               | CORP              | CN        |   4234528 | NS      | $3359281.84   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangzhou Shiyuan Electronic T | Guangzhou Shiyuan Electronic Technology Co Ltd                  | CUSIP: 000000000<br>LEI: 300300XCN9JKXKDKGF57 | Long             | EC               | CORP              | CN        |    215853 | NS      | $1878714.03   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Baiyao Group Co Ltd     | Yunnan Baiyao Group Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    217775 | NS      | $1748640.73   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Tongwei Co Ltd                 | Tongwei Co Ltd                                                  | CUSIP: 000000000<br>LEI: 3003009CW4QYMCG0BH89 | Long             | EC               | CORP              | CN        |   1578389 | NS      | $9703582.87   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| CNGR Advanced Material Co Ltd  | CNGR Advanced Material Co Ltd                                   | CUSIP: 000000000<br>LEI: 213800FP1O8DBRF5AI17 | Long             | EC               | CORP              | CN        |     27500 | NS      | $295549.53    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Bloomage Biotechnology Corp Lt | Bloomage Biotechnology Corp Ltd                                 | CUSIP: 000000000<br>LEI: 3003000JYMDZWD0IUE82 | Long             | EC               | CORP              | CN        |     40059 | NS      | $616252.95    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| TCL Technology Group Corp      | TCL Technology Group Corp                                       | CUSIP: 000000000<br>LEI: 300300K9RLEXIIDB1U19 | Long             | EC               | CORP              | CN        |   8674063 | NS      | $4948553.28   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| SHANGHAI RAAS                  | Shanghai RAAS Blood Products Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1195404 | NS      | $939840.37    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| KINLONG                        | Guangdong Kinlong Hardware Products Co Ltd                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     31800 | NS      | $469026.81    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CMOC Group Ltd                 | CMOC Group Ltd                                                  | CUSIP: 000000000<br>LEI: 2549008KG3638J59U652 | Long             | EC               | CORP              | CN        |   1259100 | NS      | $832675.46    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Energy New Material     | Yunnan Energy New Material Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     87900 | NS      | $1552060.68   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIC Securities Co Ltd        | CITIC Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1006744000068 | Long             | EC               | CORP              | CN        |   6175654 | NS      | $17370656.47  | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Maxscend Microelectronics Co L | Maxscend Microelectronics Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    195273 | NS      | $3189957.36   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Gemdale Corp                   | Gemdale Corp                                                    | CUSIP: 000000000<br>LEI: 300300VAI0OCY3OKWO66 | Long             | EC               | CORP              | CN        |    271491 | NS      | $450786.52    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| KANGTAI BIOLOGICAL             | Shenzhen Kangtai Biological Products Co Ltd                     | CUSIP: 000000000<br>LEI: 300300DTC3W6PCLFRJ05 | Long             | EC               | CORP              | CN        |    429372 | NS      | $2096147.25   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Lingyi iTech Guangdong Co      | Lingyi iTech Guangdong Co                                       | CUSIP: 000000000<br>LEI: 300300NKC44D46I52N38 | Long             | EC               | CORP              | CN        |   2185904 | NS      | $1526250.48   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Wantai Biological Phar | Beijing Wantai Biological Pharmacy Enterprise Co Ltd            | CUSIP: 000000000<br>LEI: 300300280PS0QGBZBS92 | Long             | EC               | CORP              | CN        |     77629 | NS      | $1793637.57   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| ZTE Corp                       | ZTE Corp                                                        | CUSIP: 000000000<br>LEI: 3003004FBGVVG1CW5U45 | Long             | EC               | CORP              | CN        |    669898 | NS      | $2329187.18   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| China Minsheng Banking Corp Lt | China Minsheng Banking Corp Ltd                                 | CUSIP: 000000000<br>LEI: 549300HBUGSQD1VCXG94 | Long             | EC               | CORP              | CN        |  15426331 | NS      | $7706105.22   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Nanjing Co Ltd         | Bank of Nanjing Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1086932000062 | Long             | EC               | CORP              | CN        |   3307017 | NS      | $4866814.68   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanxi Fen Wine                | Shanxi Xinghuacun Fen Wine Factory Co Ltd                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    294974 | NS      | $10718601.95  | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| 360 Security Technology Inc    | 360 Security Technology Inc                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   2608886 | NS      | $2550961.77   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Zheshang Securities Co Ltd     | Zheshang Securities Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300E1009033000054 | Long             | EC               | CORP              | CN        |   1228250 | NS      | $1863348.57   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningxia Baofeng Energy Group C | Ningxia Baofeng Energy Group Co Ltd                             | CUSIP: 000000000<br>LEI: 300300G6CBIVJWQ4IC71 | Long             | EC               | CORP              | CN        |    436500 | NS      | $818927.26    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Aier Eye Hospital Group Co Ltd | Aier Eye Hospital Group Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    514506 | NS      | $1978742.86   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| SANHUA                         | Zhejiang Sanhua Intelligent Controls Co Ltd                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    627431 | NS      | $1958927.12   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| SIA                            | Shanghai International Airport Co Ltd                           | CUSIP: 000000000<br>LEI: 3003000CIJ7O6AOQF345 | Long             | EC               | CORP              | CN        |    662651 | NS      | $5217361.58   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Anker Innovations Technology C | Anker Innovations Technology Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     31737 | NS      | $261905.86    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| ORIENTAL YUHONG                | Beijing Oriental Yuhong Waterproof Technology Co Ltd            | CUSIP: 000000000<br>LEI: 300300XMIXB7STDZWT60 | Long             | EC               | CORP              | CN        |    311054 | NS      | $1451875.21   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| SG Micro Corp                  | SG Micro Corp                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    158827 | NS      | $3989580.43   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro-Fabrication Equ | Advanced Micro-Fabrication Equipment Inc China                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     50090 | NS      | $699480.73    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Industrial Securities Co Ltd   | Industrial Securities Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300E1011435000093 | Long             | EC               | CORP              | CN        |   4133526 | NS      | $3566595.67   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang NHU Co Ltd            | Zhejiang NHU Co Ltd                                             | CUSIP: 000000000<br>LEI: 655600NJSJADB39G3P54 | Long             | EC               | CORP              | CN        |   1137167 | NS      | $3179216.47   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| CCHN                           | Changchun High & New Technology Industry Group Inc              | CUSIP: 000000000<br>LEI: 300300X04OTKZG18WD66 | Long             | EC               | CORP              | CN        |    112752 | NS      | $2705811.18   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| New Hope Liuhe Co Ltd          | New Hope Liuhe Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300F28XODWP5GJF78 | Long             | EC               | CORP              | CN        |    442134 | NS      | $854595.59    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| NAURA Technology Group Co Ltd  | NAURA Technology Group Co Ltd                                   | CUSIP: 000000000<br>LEI: 300300JI5I0B95GO5C39 | Long             | EC               | CORP              | CN        |     28215 | NS      | $892483.64    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianqi Lithium Corp            | Tianqi Lithium Corp                                             | CUSIP: 000000000<br>LEI: 300300IZ1J0MQ8YVEG66 | Long             | EC               | CORP              | CN        |    179954 | NS      | $2301762.45   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| COSCO SHIPPING Holdings Co Ltd | COSCO SHIPPING Holdings Co Ltd                                  | CUSIP: 000000000<br>LEI: 3003009XI0QGYYA29S17 | Long             | EC               | CORP              | CN        |   1022635 | NS      | $1832962.70   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| SDIC Capital Co Ltd            | SDIC Capital Co Ltd                                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    463781 | NS      | $429131.28    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Tsingtao Brewery Co Ltd        | Tsingtao Brewery Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300OJ7D0Q1ESE8L15 | Long             | EC               | CORP              | CN        |     51600 | NS      | $741803.32    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| China Life Insurance Co Ltd    | China Life Insurance Co Ltd                                     | CUSIP: 000000000<br>LEI: 549300J6TFLDXGH6S048 | Long             | EC               | CORP              | CN        |    974864 | NS      | $5001289.10   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| FOSUN PHARMA                   | Shanghai Fosun Pharmaceutical Group Co Ltd                      | CUSIP: 000000000<br>LEI: 300300DMUYLW3FP1OT73 | Long             | EC               | CORP              | CN        |    731390 | NS      | $3850814.10   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Kweichow Moutai Co Ltd         | Kweichow Moutai Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    389931 | NS      | $88484225.25  | 4.52%             |  |  |  | No            |                  1 | On Loan: No      |
| GREATWALL COMPUTER             | China Greatwall Technology Group Co Ltd                         | CUSIP: 000000000<br>LEI: 300300F9K0AHRKFBOK05 | Long             | EC               | CORP              | CN        |   1257503 | NS      | $2132586.03   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| FAW Jiefang Group Co Ltd       | FAW Jiefang Group Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    161400 | NS      | $185302.67    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Baoshan Iron & Steel Co Ltd    | Baoshan Iron & Steel Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300PYAP4PEHORZT21 | Long             | EC               | CORP              | CN        |   1398343 | NS      | $1119237.99   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuliangye Yibin Co Ltd         | Wuliangye Yibin Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1224405 | NS      | $27256301.87  | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| LONGi Green                    | LONGi Green Energy Technology Co Ltd                            | CUSIP: 000000000<br>LEI: 300300NRGAITUP1EZ248 | Long             | EC               | CORP              | CN        |    952966 | NS      | $6191313.85   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Shengyi Technology Co Ltd      | Shengyi Technology Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    984881 | NS      | $2109126.48   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Shaanxi Coal Industry Co Ltd   | Shaanxi Coal Industry Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    600208 | NS      | $1718055.95   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Shandong Gold Mining Co Ltd    | Shandong Gold Mining Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300KC2K8BC07OSV77 | Long             | EC               | CORP              | CN        |   1179996 | NS      | $3424549.70   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Montage Technology Co Ltd      | Montage Technology Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    137831 | NS      | $1316215.68   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| China CITIC Bank Corp Ltd      | China CITIC Bank Corp Ltd                                       | CUSIP: 000000000<br>LEI: 300300C1030211000384 | Long             | EC               | CORP              | CN        |    443676 | NS      | $316711.29    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| FLUSH INFO                     | Hithink RoyalFlush Information Network Co Ltd                   | CUSIP: 000000000<br>LEI: 300300TIQA4R0NPLQE78 | Long             | EC               | CORP              | CN        |    142795 | NS      | $2037829.72   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| CPIC                           | China Pacific Insurance Group Co Ltd                            | CUSIP: 000000000<br>LEI: 529900BA5ILEL308WX03 | Long             | EC               | CORP              | CN        |    627912 | NS      | $2168947.21   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| PING AN                        | Ping An Insurance Group Co of China Ltd                         | CUSIP: 000000000<br>LEI: 529900M9MC28JLN35U89 | Long             | EC               | CORP              | CN        |   6200380 | NS      | $39552835.97  | 2.02%             |  |  |  | No            |                  1 | On Loan: No      |
| GUOXIN MICRO                   | Unigroup Guoxin Microelectronics Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    396180 | NS      | $7392901.13   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Jiangsu Co Ltd         | Bank of Jiangsu Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1086832000046 | Long             | EC               | CORP              | CN        |   7317155 | NS      | $7694671.58   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| NARI Technology Co Ltd         | NARI Technology Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1956719 | NS      | $7378186.72   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Oppein Home Group Inc          | Oppein Home Group Inc                                           | CUSIP: 000000000<br>LEI: 6556007044PK3S44WF71 | Long             | EC               | CORP              | CN        |     24060 | NS      | $372178.90    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| HASCO                          | Huayu Automotive Systems Co Ltd                                 | CUSIP: 000000000<br>LEI: 3003001J2BNVV78BOT83 | Long             | EC               | CORP              | CN        |    257604 | NS      | $674860.37    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Supor Co Ltd          | Zhejiang Supor Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    108420 | NS      | $705161.98    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| GUOXIN MICRO                   | Unigroup Guoxin Microelectronics Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     73902 | NS      | $1379045.33   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Ingenic Semiconductor Co Ltd   | Ingenic Semiconductor Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    132722 | NS      | $1486670.23   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| ASYMCHEM                       | Asymchem Laboratories Tianjin Co Ltd                            | CUSIP: 000000000<br>LEI: 8368002CY8G4Q85YRQ60 | Long             | EC               | CORP              | CN        |    124033 | NS      | $2361510.73   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| China Three Gorges New Energy  | China Three Gorges Renewables Group Co Ltd                      | CUSIP: 000000000<br>LEI: 300300C9638DU18HFK27 | Long             | EC               | CORP              | CN        |   2002800 | NS      | $1648523.72   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Haier Smart Home Co Ltd        | Haier Smart Home Co Ltd                                         | CUSIP: 000000000<br>LEI: 3003002BYTNGNJTWSH07 | Long             | EC               | CORP              | CN        |    584070 | NS      | $2033256.05   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| BSU                            | Inner Mongolia BaoTou Steel Union Co Ltd                        | CUSIP: 000000000<br>LEI: 3003005DKNZILXCEDH07 | Long             | EC               | CORP              | CN        |  12622580 | NS      | $3564764.41   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Shennan Circuits Co Ltd        | Shennan Circuits Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300VRJEDEV10SPJ55 | Long             | EC               | CORP              | CN        |     31600 | NS      | $338716.37    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Midea Group Co Ltd             | Midea Group Co Ltd                                              | CUSIP: 000000000<br>LEI: 3003003TRPHLHZD2IF61 | Long             | EC               | CORP              | CN        |   3003193 | NS      | $20402166.89  | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Lens Technology Co Ltd         | Lens Technology Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1399052 | NS      | $2110555.35   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Sangfor Technologies Inc       | Sangfor Technologies Inc                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    146752 | NS      | $2337343.91   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA EAST AIR                 | China Eastern Airlines Corp Ltd                                 | CUSIP: 000000000<br>LEI: 3003000KIOQE39Q7Y685 | Long             | EC               | CORP              | CN        |   3573348 | NS      | $2713055.77   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| SANQI HUYU                     | 37 Interactive Entertainment Network Technology Group Co Ltd    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    780178 | NS      | $1957517.20   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Yihai Kerry Arawana Holdings C | Yihai Kerry Arawana Holdings Co Ltd                             | CUSIP: 000000000<br>LEI: 300300X430IHXIYTGZ12 | Long             | EC               | CORP              | CN        |     55400 | NS      | $324312.24    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Hengyi Petrochemical Co Ltd    | Hengyi Petrochemical Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300QRLJCH8BPJVS66 | Long             | EC               | CORP              | CN        |   1087828 | NS      | $1106901.60   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Flat Glass Group Co Ltd        | Flat Glass Group Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300BEL4RMXBKEA373 | Long             | EC               | CORP              | CN        |    332158 | NS      | $1658798.40   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuhan Guide Infrared Co Ltd    | Wuhan Guide Infrared Co Ltd                                     | CUSIP: 000000000<br>LEI: 3003008240B1DJP5FT46 | Long             | EC               | CORP              | CN        |    187208 | NS      | $311639.17    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| HAN'S LASER                    | Han's Laser Technology Industry Group Co Ltd                    | CUSIP: 000000000<br>LEI: 300300MZXZR87BGKOZ23 | Long             | EC               | CORP              | CN        |    521945 | NS      | $1966612.94   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang NHU Co Ltd            | Zhejiang NHU Co Ltd                                             | CUSIP: 000000000<br>LEI: 655600NJSJADB39G3P54 | Long             | EC               | CORP              | CN        |    293614 | NS      | $820866.65    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Transsion Holdings Co | Shenzhen Transsion Holdings Co Ltd                              | CUSIP: 000000000<br>LEI: 300300PDJRSNMVF0VJ83 | Long             | EC               | CORP              | CN        |    144003 | NS      | $1588713.92   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| 360 Security Technology Inc    | 360 Security Technology Inc                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    189382 | NS      | $185177.21    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Botanee Bio-Technology  | Yunnan Botanee Bio-Technology Group Co Ltd                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     13300 | NS      | $239199.74    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| PetroChina Co Ltd              | PetroChina Co Ltd                                               | CUSIP: 000000000<br>LEI: 529900RPY4YG47TRSV05 | Long             | EC               | CORP              | CN        |   1594981 | NS      | $1186086.67   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Eastroc Beverage Group Co Ltd  | Eastroc Beverage Group Co Ltd                                   | CUSIP: 000000000<br>LEI: 836800LQ338417RCIL29 | Long             | EC               | CORP              | CN        |     18700 | NS      | $453802.98    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| China Unicom                   | China United Network Communications Ltd                         | CUSIP: 000000000<br>LEI: 300300UTFDNZL9GJRR78 | Long             | EC               | CORP              | CN        |  12604981 | NS      | $7888790.27   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| China Life Insurance Co Ltd    | China Life Insurance Co Ltd                                     | CUSIP: 000000000<br>LEI: 549300J6TFLDXGH6S048 | Long             | EC               | CORP              | CN        |    347421 | NS      | $1782354.11   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| LONGi Green                    | LONGi Green Energy Technology Co Ltd                            | CUSIP: 000000000<br>LEI: 300300NRGAITUP1EZ248 | Long             | EC               | CORP              | CN        |   3763913 | NS      | $24453723.10  | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Beijing Co Ltd         | Bank of Beijing Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1080211000042 | Long             | EC               | CORP              | CN        |   8632525 | NS      | $5255629.75   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| JA Solar Technology Co Ltd     | JA Solar Technology Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    170821 | NS      | $1410892.32   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Gan & Lee Pharmaceuticals Co L | Gan & Lee Pharmaceuticals Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     56560 | NS      | $273631.46    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Wens Foodstuffs Group Co Ltd   | Wens Foodstuffs Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003005O7DXT61IXLJ96 | Long             | EC               | CORP              | CN        |    772932 | NS      | $1970049.99   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| BOE Technology Group Co Ltd    | BOE Technology Group Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |  24968517 | NS      | $12685436.05  | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| LB Group Co Ltd                | LB Group Co Ltd                                                 | CUSIP: 000000000<br>LEI: 3003006O3YJY5SGWGQ13 | Long             | EC               | CORP              | CN        |    231295 | NS      | $586899.02    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Haitong Securities Co Ltd      | Haitong Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300E1003931000068 | Long             | EC               | CORP              | CN        |   1570221 | NS      | $1992177.02   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| LEPU MEDICAL                   | Lepu Medical Technology Beijing Co Ltd                          | CUSIP: 000000000<br>LEI: 3003007FXUYE3WNDDO39 | Long             | EC               | CORP              | CN        |    767337 | NS      | $2466516.20   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| BNBMPLC                        | Beijing New Building Materials PLC                              | CUSIP: 000000000<br>LEI: 3003000VY5ALEC09Q824 | Long             | EC               | CORP              | CN        |    646515 | NS      | $2407531.96   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Huafon Chemical Co Ltd         | Huafon Chemical Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300Z8ACP5RSQRBQ16 | Long             | EC               | CORP              | CN        |    995702 | NS      | $1024464.73   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| New Hope Liuhe Co Ltd          | New Hope Liuhe Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300F28XODWP5GJF78 | Long             | EC               | CORP              | CN        |   1318593 | NS      | $2548692.84   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| CMOC Group Ltd                 | CMOC Group Ltd                                                  | CUSIP: 000000000<br>LEI: 2549008KG3638J59U652 | Long             | EC               | CORP              | CN        |   4406785 | NS      | $2914321.13   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of China Ltd              | Bank of China Ltd                                               | CUSIP: 000000000<br>LEI: 54930053HGCFWVHYZX42 | Long             | EC               | CORP              | CN        |  13235900 | NS      | $5916892.19   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Great Wall Motor Co Ltd        | Great Wall Motor Co Ltd                                         | CUSIP: 000000000<br>LEI: 254900CR8AHWTMFZHH60 | Long             | EC               | CORP              | CN        |    214756 | NS      | $974660.56    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangzhou Shiyuan Electronic T | Guangzhou Shiyuan Electronic Technology Co Ltd                  | CUSIP: 000000000<br>LEI: 300300XCN9JKXKDKGF57 | Long             | EC               | CORP              | CN        |     72200 | NS      | $628405.23    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Hoshine Silicon Industry Co Lt | Hoshine Silicon Industry Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300RQV6XQFC4OVX72 | Long             | EC               | CORP              | CN        |     30000 | NS      | $380617.19    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CNNP                           | China National Nuclear Power Co Ltd                             | CUSIP: 000000000<br>LEI: 3003003YPVL5EMT5LZ97 | Long             | EC               | CORP              | CN        |   5996001 | NS      | $5309772.47   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Shandong Linglong Tyre Co Ltd  | Shandong Linglong Tyre Co Ltd                                   | CUSIP: 000000000<br>LEI: 3003003R54QIO1CPVS32 | Long             | EC               | CORP              | CN        |    363091 | NS      | $1035201.87   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Greenland Holdings Corp Ltd    | Greenland Holdings Corp Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   2529686 | NS      | $1234965.10   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| National Silicon Industry Grou | National Silicon Industry Group Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    363791 | NS      | $994346.75    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Mango Excellent Media Co Ltd   | Mango Excellent Media Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300JPUGO17MZHPP76 | Long             | EC               | CORP              | CN        |    445019 | NS      | $1590244.51   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| JCET Group Co Ltd              | JCET Group Co Ltd                                               | CUSIP: 000000000<br>LEI: 30030032VVBWZTNDSQ81 | Long             | EC               | CORP              | CN        |    692330 | NS      | $2456307.79   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| ASYMCHEM                       | Asymchem Laboratories Tianjin Co Ltd                            | CUSIP: 000000000<br>LEI: 8368002CY8G4Q85YRQ60 | Long             | EC               | CORP              | CN        |     36540 | NS      | $695698.74    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongjin Gold Corp Ltd         | Zhongjin Gold Corp Ltd                                          | CUSIP: 000000000<br>LEI: 300300Q0ZK8HFP814Z87 | Long             | EC               | CORP              | CN        |        41 | NS      | $46.96        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenwan Hongyuan Group Co Ltd  | Shenwan Hongyuan Group Co Ltd                                   | CUSIP: 000000000<br>LEI: 300300I0GB4QPIGPS572 | Long             | EC               | CORP              | CN        |   2149231 | NS      | $1259687.36   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Trina Solar Co Ltd             | Trina Solar Co Ltd                                              | CUSIP: 000000000<br>LEI: 30030040IFQ4UMZDUU48 | Long             | EC               | CORP              | CN        |    477238 | NS      | $4368419.70   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Supor Co Ltd          | Zhejiang Supor Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     30918 | NS      | $201090.19    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| YEALINK NETWORK                | Yealink Network Technology Corp Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     57600 | NS      | $520214.29    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| FAW Jiefang Group Co Ltd       | FAW Jiefang Group Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    694887 | NS      | $797796.88    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| LCXX                           | Inspur Electronic Information Industry Co Ltd                   | CUSIP: 000000000<br>LEI: 3003002K6ZLEBRGRI729 | Long             | EC               | CORP              | CN        |    808082 | NS      | $2545880.61   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Industrial Bank Co Ltd         | Industrial Bank Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1030935001303 | Long             | EC               | CORP              | CN        |   8778912 | NS      | $22051776.77  | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Wingtech Technology Co Ltd     | Wingtech Technology Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    182901 | NS      | $1429682.62   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CENTURY HUATONG                | Zhejiang Century Huatong Group Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    883860 | NS      | $494207.49    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| EASTERN SHENGHONG              | Jiangsu Eastern Shenghong Co Ltd                                | CUSIP: 000000000<br>LEI: 3003003WRWKC1GZHMH20 | Long             | EC               | CORP              | CN        |   1138100 | NS      | $2144905.31   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Sungrow Power Supply Co Ltd    | Sungrow Power Supply Co Ltd                                     | CUSIP: 000000000<br>LEI: 30030052IWC7RGVFG505 | Long             | EC               | CORP              | CN        |    623525 | NS      | $10176099.31  | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| East Money Information Co Ltd  | East Money Information Co Ltd                                   | CUSIP: 000000000<br>LEI: 836800ZFB0ZEK3KKW487 | Long             | EC               | CORP              | CN        |   6603469 | NS      | $17336981.96  | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| HAI TIAN                       | Foshan Haitian Flavouring & Food Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    219505 | NS      | $2191794.71   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| CNCEC                          | China National Chemical Engineering Co Ltd                      | CUSIP: 000000000<br>LEI: 300300PQKHJ03AUIIX32 | Long             | EC               | CORP              | CN        |    564900 | NS      | $675014.79    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| POWERCHINA Ltd.                | Power Construction Corp of China Ltd                            | CUSIP: 000000000<br>LEI: 300300MX911UESD4EH33 | Long             | EC               | CORP              | CN        |   4820503 | NS      | $5226552.79   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| XCMG                           | XCMG Construction Machinery Co Ltd                              | CUSIP: 000000000<br>LEI: 300300QGG1VFJ0WTJE78 | Long             | EC               | CORP              | CN        |   1102069 | NS      | $824231.16    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Lens Technology Co Ltd         | Lens Technology Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    310235 | NS      | $468008.44    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| ICBC                           | Industrial & Commercial Bank of China Ltd                       | CUSIP: 000000000<br>LEI: 5493002ERZU2K9PZDL40 | Long             | EC               | CORP              | CN        |  21386958 | NS      | $13051099.40  | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| HUALU-HENGSHENG                | Shandong Hualu Hengsheng Chemical Co Ltd                        | CUSIP: 000000000<br>LEI: 655600R2WZ4EKICFE373 | Long             | EC               | CORP              | CN        |    931438 | NS      | $4403096.56   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| China Galaxy Securities Co Ltd | China Galaxy Securities Co Ltd                                  | CUSIP: 000000000<br>LEI: 3003008KFQXO06OK8582 | Long             | EC               | CORP              | CN        |    229500 | NS      | $323090.35    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of China Ltd              | Bank of China Ltd                                               | CUSIP: 000000000<br>LEI: 54930053HGCFWVHYZX42 | Long             | EC               | CORP              | CN        |   3488300 | NS      | $1559387.35   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| First                          | Hangzhou First Applied Material Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     79120 | NS      | $674711.49    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Everbright Securities Co Ltd   | Everbright Securities Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300631H57L451WO11 | Long             | EC               | CORP              | CN        |    911958 | NS      | $2092736.18   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| China Merchants Bank Co Ltd    | China Merchants Bank Co Ltd                                     | CUSIP: 000000000<br>LEI: 549300MKO5B60FFIHF58 | Long             | EC               | CORP              | CN        |   7742689 | NS      | $38414294.78  | 1.96%             |  |  |  | No            |                  1 | On Loan: No      |
| HUALAN BIO.                    | Hualan Biological Engineering Inc                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    188763 | NS      | $548090.31    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| China Resources Microelectroni | China Resources Microelectronics Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    298767 | NS      | $2251421.31   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Suzhou Maxwell Technologies Co | Suzhou Maxwell Technologies Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9100 | NS      | $555315.09    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Ping An Bank Co Ltd            | Ping An Bank Co Ltd                                             | CUSIP: 000000000<br>LEI: 549300W9MKNIVWXFM679 | Long             | EC               | CORP              | CN        |   1354134 | NS      | $2504007.84   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Mango Excellent Media Co Ltd   | Mango Excellent Media Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300JPUGO17MZHPP76 | Long             | EC               | CORP              | CN        |    144470 | NS      | $516253.52    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| PRE                            | Poly Developments and Holdings Group Co Ltd                     | CUSIP: 000000000<br>LEI: 300300W9OF1ZRGUDVU96 | Long             | EC               | CORP              | CN        |   4172478 | NS      | $9859114.69   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Conch Cement Co Ltd      | Anhui Conch Cement Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300JVKW56SSAEQZ33 | Long             | EC               | CORP              | CN        |    412044 | NS      | $1671811.76   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Topchoice Medical Corp         | Topchoice Medical Corp                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     24000 | NS      | $430889.31    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CCTC                           | Chaozhou Three-Circle Group Co Ltd                              | CUSIP: 000000000<br>LEI: 655600NIG229WUTGM382 | Long             | EC               | CORP              | CN        |    260774 | NS      | $1116897.06   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Transsion Holdings Co | Shenzhen Transsion Holdings Co Ltd                              | CUSIP: 000000000<br>LEI: 300300PDJRSNMVF0VJ83 | Long             | EC               | CORP              | CN        |     54723 | NS      | $603731.81    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaneng Lancang River Hydropow | Huaneng Lancang River Hydropower Inc                            | CUSIP: 000000000<br>LEI: 30030082YV5CD400SM55 | Long             | EC               | CORP              | CN        |   1152600 | NS      | $1104109.16   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| China Tourism Group Duty Free  | China Tourism Group Duty Free Corp Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    578323 | NS      | $16207767.89  | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangdong Haid Group Co Ltd    | Guangdong Haid Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300Y7LIHH4R4TWD50 | Long             | EC               | CORP              | CN        |    243260 | NS      | $1952929.23   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| WILL SEMICONDUCTOR LTD         | Will Semiconductor Co Ltd Shanghai                              | CUSIP: 000000000<br>LEI: 8368000MFHXX01GPND38 | Long             | EC               | CORP              | CN        |    110448 | NS      | $1274161.87   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| QHSLI                          | Qinghai Salt Lake Industry Co Ltd                               | CUSIP: 000000000<br>LEI: 300300Q8WSV1OODU9092 | Long             | EC               | CORP              | CN        |   2700002 | NS      | $9690418.66   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Huayou Cobalt Co Ltd  | Zhejiang Huayou Cobalt Co Ltd                                   | CUSIP: 000000000<br>LEI: 30030099QFLNMEGP7M05 | Long             | EC               | CORP              | CN        |    732664 | NS      | $6499560.29   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| CPIC                           | China Pacific Insurance Group Co Ltd                            | CUSIP: 000000000<br>LEI: 529900BA5ILEL308WX03 | Long             | EC               | CORP              | CN        |   2089368 | NS      | $7217140.14   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| National Silicon Industry Grou | National Silicon Industry Group Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    624027 | NS      | $1705647.53   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| GigaDevice Semiconductor Inc   | GigaDevice Semiconductor Inc                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    115968 | NS      | $1658766.43   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangzhou Automobile Group Co  | Guangzhou Automobile Group Co Ltd                               | CUSIP: 000000000<br>LEI: 5299005KY9BJO3ZE6A37 | Long             | EC               | CORP              | CN        |    417260 | NS      | $729536.60    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongjin Gold Corp Ltd         | Zhongjin Gold Corp Ltd                                          | CUSIP: 000000000<br>LEI: 300300Q0ZK8HFP814Z87 | Long             | EC               | CORP              | CN        |   2442503 | NS      | $2797294.98   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Putailai New Energy T | Shanghai Putailai New Energy Technology Co Ltd                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    105200 | NS      | $828587.44    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| ORIENTAL YUHONG                | Beijing Oriental Yuhong Waterproof Technology Co Ltd            | CUSIP: 000000000<br>LEI: 300300XMIXB7STDZWT60 | Long             | EC               | CORP              | CN        |   1254662 | NS      | $5856258.57   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Hongta Securities Co Ltd       | Hongta Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300E1004853000006 | Long             | EC               | CORP              | CN        |     38770 | NS      | $43686.37     | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai M&G Stationery Inc    | Shanghai M&G Stationery Inc                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     47900 | NS      | $324796.46    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Cathay Biotech Inc             | Cathay Biotech Inc                                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    143308 | NS      | $1275575.33   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Unisplendour Corp Ltd          | Unisplendour Corp Ltd                                           | CUSIP: 000000000<br>LEI: 300300Z3RHZRXCNTRC53 | Long             | EC               | CORP              | CN        |    196197 | NS      | $525683.05    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Lingyi iTech Guangdong Co      | Lingyi iTech Guangdong Co                                       | CUSIP: 000000000<br>LEI: 300300NKC44D46I52N38 | Long             | EC               | CORP              | CN        |    514600 | NS      | $359306.03    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| China Vanke Co Ltd             | China Vanke Co Ltd                                              | CUSIP: 000000000<br>LEI: 529900E66UJ2DWY7KW55 | Long             | EC               | CORP              | CN        |   4206278 | NS      | $11132851.96  | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Foxconn Industrial Internet Co | Foxconn Industrial Internet Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   2826531 | NS      | $3670324.58   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| China Shenhua Energy Co Ltd    | China Shenhua Energy Co Ltd                                     | CUSIP: 000000000<br>LEI: 529900N9JOX4C108MA40 | Long             | EC               | CORP              | CN        |   1937618 | NS      | $8400574.74   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| CH ENERGY ENG                  | China Energy Engineering Corp Ltd                               | CUSIP: 000000000<br>LEI: 30030095F4B9XDN9QY57 | Long             | EC               | CORP              | CN        |   8500077 | NS      | $2955415.66   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| LXJM                           | Luxshare Precision Industry Co Ltd                              | CUSIP: 000000000<br>LEI: 300300QLLDUELXN16530 | Long             | EC               | CORP              | CN        |   2998528 | NS      | $13153360.98  | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| FUYAO GLASS                    | Fuyao Glass Industry Group Co Ltd                               | CUSIP: 000000000<br>LEI: 549300AS5CSLWETN0P64 | Long             | EC               | CORP              | CN        |   1012954 | NS      | $5337578.78   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| FOCUS MEDIA                    | Focus Media Information Technology Co Ltd                       | CUSIP: 000000000<br>LEI: 300300V7WGZW0LZKTD06 | Long             | EC               | CORP              | CN        |   1483057 | NS      | $1260707.37   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| THUNDERSOFT                    | Thunder Software Technology Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     51400 | NS      | $835214.90    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongtai Securities Co Ltd     | Zhongtai Securities Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300E1012137000054 | Long             | EC               | CORP              | CN        |    554463 | NS      | $542152.44    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Shandong Linglong Tyre Co Ltd  | Shandong Linglong Tyre Co Ltd                                   | CUSIP: 000000000<br>LEI: 3003003R54QIO1CPVS32 | Long             | EC               | CORP              | CN        |    132700 | NS      | $378338.45    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-19

**Name of Applicant:** DBX ETF Trust

**Signature:** Diane Kenneally

**Name of Signer:** Diane Kenneally

**Title:** Treasurer and Chief Financial Officer