# EDGAR Filing Document

**Accession Number:** 0000826675
**File Stem:** 0000826675-23-000013
**Filing Date:** 2023-2
**Character Count:** 8347
**Document Hash:** 9db846231032035028cbd186042a1803
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000826675-23-000013.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0000826675-23-000013

**CONFORMED SUBMISSION TYPE**: 8-K/A

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20230210

**ITEM INFORMATION**: Entry into a Material Definitive Agreement

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DYNEX CAPITAL INC
- **CENTRAL INDEX KEY:** 0000826675
- **STANDARD INDUSTRIAL CLASSIFICATION:** REAL ESTATE INVESTMENT TRUSTS [6798]
- **IRS NUMBER:** 521549373
- **STATE OF INCORPORATION:** VA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-09819
- **FILM NUMBER:** 23629320

**BUSINESS ADDRESS:**
- **STREET 1:** 4991 LAKE BROOK DRIVE
- **STREET 2:** STE 100
- **CITY:** GLEN ALLEN
- **STATE:** VA
- **ZIP:** 23060
- **BUSINESS PHONE:** 8042175800

**MAIL ADDRESS:**
- **STREET 1:** 4991 LAKE BROOK DRIVE
- **STREET 2:** STE 100
- **CITY:** GLEN ALLEN
- **STATE:** VA
- **ZIP:** 23060

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RESOURCE MORTGAGE CAPITAL INC/VA
- **DATE OF NAME CHANGE:** 19930722

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RESOURCE MORTGAGE INVESTMENT CORP
- **DATE OF NAME CHANGE:** 19930505

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RAC MORTGAGE INVESTMENT CORP /VA/
- **DATE OF NAME CHANGE:** 19930505

?xml version="1.0" ? dx-20230210

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**___________**

**FORM 8-K/A** 

(Amendment No.1)

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

Date of Report (Date of earliest event reported): February 10, 2023

**___________**

**DYNEX CAPITAL, INC.** 

(Exact name of registrant as specified in its charter)

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| | | | |
|:---|:---|:---|:---|
| **Virginia** | **1-9819** | **1-9819** | **52-1549373** |
| (State or other jurisdiction of incorporation) | (Commission File Number) | (Commission File Number) | (IRS Employer Identification No.) |
| **4991 Lake Brook Drive, Suite 100** |  |  |  |
| **Glen Allen, Virginia** |  |  | **23060-9245** |
| (Address of principal executive offices) |  |  | (Zip Code) |
|  | **(804)** | **217-5800** |  |
| (Registrant's telephone number, including area code) | (Registrant's telephone number, including area code) | (Registrant's telephone number, including area code) | (Registrant's telephone number, including area code) |

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**Not Applicable**

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

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| | | |
|:---|:---|:---|
| Securities registered pursuant to Section 12(b) of the Act: | Securities registered pursuant to Section 12(b) of the Act: |  |
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Common Stock, par value $0.01 per share | DX | New York Stock Exchange |
| 6.900% Series C Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock,<br>par value $0.01 per share | DXPRC | New York Stock Exchange |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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***Explanatory Note***

The sole purpose of this filing is to amend the Current Report on Form 8-K as filed by Dynex Capital, Inc. (the "<u>Company</u>") with the Securities and Exchange Commission on February 10, 2023 (the "<u>Form 8-K</u>") in order to add Inline eXtensible Business Reporting Language ("iXBRL") tagging to the Form 8-K and to file Exhibit 104 hereunder relating to the same, which was inadvertently omitted by the Company. All other information in the Form 8-K (including the filed exhibits) remains unchanged.

**Item 1.01 Entry into a Material Definitive Agreement.**

On February 10, 2023, Dynex Capital, Inc. (the "<u>Company</u>"), entered into amendment no. 4 ("<u>Amendment No. 4</u>") to the distribution agreement, dated June 29, 2018, as amended (the "<u>Agreement</u>" and as amended by Amendment No. 4, the "<u>Amended Agreement</u>") by and among the Company, J.P. Morgan Securities LLC, JMP Securities LLC, JonesTrading Institutional Services LLC and BTIG, LLC.

Amendment No. 4 increases the number of shares of the Company's common stock available for sale under the Agreement by 13,000,000 shares.

The foregoing summary does not purport to be a complete description and is qualified in its entirety by reference to the full text of Amendment No. 4, which is attached as Exhibit 10.1 hereto.

In connection with the filing of Amendment No. 4, the Company is filing as Exhibit 5.1 hereto an opinion of its counsel, Mayer Brown LLP, with respect to the legality of the shares.

**Item 9.01 Financial Statements and Exhibits.**

**(d) Exhibits**

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| | |
|:---|:---|
| **Exhibit No.** | **Description of Exhibit** |
| 5.1 | <u>[Opinion of Mayer Brown LLP with respect to the legality of common stock](https://www.sec.gov/Archives/edgar/data/826675/000082667523000010/exh51mbopinionfebruary1020.htm)[(i](https://www.sec.gov/Archives/edgar/data/826675/000082667523000010/exh51mbopinionfebruary1020.htm)[ncorporated herein by reference to](https://www.sec.gov/Archives/edgar/data/826675/000082667523000010/exh51mbopinionfebruary1020.htm)[Exhibit 5.1](https://www.sec.gov/Archives/edgar/data/826675/000082667523000010/exh51mbopinionfebruary1020.htm)[to](https://www.sec.gov/Archives/edgar/data/826675/000082667523000010/exh51mbopinionfebruary1020.htm)[Dynex's Current Report on Form 8-K filed](https://www.sec.gov/Archives/edgar/data/826675/000082667523000010/exh51mbopinionfebruary1020.htm)[February 10, 2023)](https://www.sec.gov/Archives/edgar/data/826675/000082667523000010/exh51mbopinionfebruary1020.htm)[.](https://www.sec.gov/Archives/edgar/data/826675/000082667523000010/exh51mbopinionfebruary1020.htm)</u> |
| 10.1 | <u>[Amendment No. 4 to the Distribution Agreement, dated February 10, 2023, to the Distribution Agreement by and among Dynex Capital, Inc., J.P. Morgan Securities LLC, JMP Securities LLC, JonesTrading Institutional Services LLC and BTIG, LLC.](https://www.sec.gov/Archives/edgar/data/826675/000082667523000010/ex101-amendmentno4todistri.htm)</u> |
| 23.1 | <u>[Consent of Mayer Brown LLP (](https://www.sec.gov/Archives/edgar/data/826675/000082667523000010/exh51mbopinionfebruary1020.htm)[included in Exhibit 5.1 and](https://www.sec.gov/Archives/edgar/data/826675/000082667523000010/exh51mbopinionfebruary1020.htm)[incorporated herein by reference to Exhibit 23.1 to Dynex's Current Report on Form 8-K filed February 10, 2023).](https://www.sec.gov/Archives/edgar/data/826675/000082667523000010/exh51mbopinionfebruary1020.htm)</u> |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |

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**SIGNATURE**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | | |
|:---|:---|:---|:---|
| | | **DYNEX CAPITAL, INC.** | **DYNEX CAPITAL, INC.** |
| Date: | February 14, 2023 | By: | /s/ Robert S. Colligan |
|  |  |  | Robert S. Colligan |
|  |  |  | Executive Vice President, Chief Financial Officer and Secretary (Principal Financial Officer) |

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