# EDGAR Filing Document

**Accession Number:** 0002039918
**File Stem:** 0001667731-25-000900
**Filing Date:** 2025-7
**Character Count:** 9911
**Document Hash:** f87f04e64d400c416c3f455c5ad1b9b9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001667731-25-000900.hdr.sgml**: 20250721

**ACCESSION NUMBER**: 0001667731-25-000900

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250721

**DATE AS OF CHANGE**: 20250721

**EFFECTIVENESS DATE**: 20250721

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Seros Financial, LLC
- **CENTRAL INDEX KEY:** 0002039918

**ORGANIZATION NAME:**
- **EIN:** 453112488
- **STATE OF INCORPORATION:** AZ
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-24572
- **FILM NUMBER:** 251138015

**BUSINESS ADDRESS:**
- **STREET 1:** 2141 EAST BROADWAY RD.
- **STREET 2:** SUITE 220
- **CITY:** TEMPE
- **STATE:** AZ
- **ZIP:** 85282
- **BUSINESS PHONE:** 480-967-1155

**MAIL ADDRESS:**
- **STREET 1:** 2141 EAST BROADWAY RD.
- **STREET 2:** SUITE 220
- **CITY:** TEMPE
- **STATE:** AZ
- **ZIP:** 85282

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 06-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Seros Financial LLC<br>**Address:** 2141 East Broadway Rd.<br>Suite 220<br>Tempe, AZ 85282

**Form 13F File Number:** 028-24572

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Sherod Bigelow<br>**Title:** CCO<br>**Phone:** 4809671155

**Signature, Place, and Date of Signing:**

/s/ Sherod Bigelow  Tempe, AZ  07-21-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 61

**Form 13F Information Table Value Total:** $157770688

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBVIE INC | COM | 00287Y109 |  | 208823 | 1125 | SH |  | SOLE |  | 0 | 0 | 1125 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 231627 | 1314 | SH |  | SOLE |  | 0 | 0 | 1314 |
| AMAZON COM INC | COM | 023135106 |  | 1339815 | 6107 | SH |  | SOLE |  | 0 | 0 | 6107 |
| APPLE INC | COM | 037833100 |  | 1071732 | 5224 | SH |  | SOLE |  | 0 | 0 | 5224 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 216497 | 702 | SH |  | SOLE |  | 0 | 0 | 702 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 9422320 | 19397 | SH |  | SOLE |  | 0 | 0 | 19397 |
| BROADCOM INC | COM | 11135F101 |  | 217488 | 789 | SH |  | SOLE |  | 0 | 0 | 789 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 297113 | 300 | SH |  | SOLE |  | 0 | 0 | 300 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 |  | 684513 | 1344 | SH |  | SOLE |  | 0 | 0 | 1344 |
| ETFIS SER TR I | VIRTUS INFRCAP | 26923G822 |  | 626298 | 30067 | SH |  | SOLE |  | 0 | 0 | 30067 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 |  | 7865264 | 441869 | SH |  | SOLE |  | 0 | 0 | 441869 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST LADDERED | 33740U752 |  | 7106858 | 214062 | SH |  | SOLE |  | 0 | 0 | 214062 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST LADDERED | 33740F755 |  | 15420666 | 484927 | SH |  | SOLE |  | 0 | 0 | 484927 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST NAS | 33740F649 |  | 227502 | 7754 | SH |  | SOLE |  | 0 | 0 | 7754 |
| GLOBAL X FDS | ADAPTIVE US | 37954Y574 |  | 9394674 | 210172 | SH |  | SOLE |  | 0 | 0 | 210172 |
| INNOVATOR ETFS TRUST | US EQTY BUF DEC | 45782C557 |  | 206697 | 4577 | SH |  | SOLE |  | 0 | 0 | 4577 |
| INNOVATOR ETFS TRUST | GRWT100 PWR BUF | 45782C276 |  | 347719 | 5109 | SH |  | SOLE |  | 0 | 0 | 5109 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C417 |  | 549245 | 14450 | SH |  | SOLE |  | 0 | 0 | 14450 |
| INNOVATOR ETFS TRUST | US EQTY BUFR JUL | 45782C789 |  | 318740 | 6763 | SH |  | SOLE |  | 0 | 0 | 6763 |
| INNOVATOR ETFS TRUST | US EQT ULTRA BF | 45782C839 |  | 9036643 | 245628 | SH |  | SOLE |  | 0 | 0 | 245628 |
| INNOVATOR ETFS TRUST | LADDERED ALC BFR | 45783Y756 |  | 7033244 | 207593 | SH |  | SOLE |  | 0 | 0 | 207593 |
| INNOVATOR ETFS TRUST | GRWT100 PWR BF | 45782C334 |  | 227659 | 4463 | SH |  | SOLE |  | 0 | 0 | 4463 |
| INNOVATOR ETFS TRUST | US EQT PWR BUF | 45782C870 |  | 318009 | 8528 | SH |  | SOLE |  | 0 | 0 | 8528 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C656 |  | 257443 | 6296 | SH |  | SOLE |  | 0 | 0 | 6296 |
| INNOVATOR ETFS TRUST | GRWT ACLRTD PLUS | 45783Y871 |  | 204905 | 5726 | SH |  | SOLE |  | 0 | 0 | 5726 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C318 |  | 343192 | 9082 | SH |  | SOLE |  | 0 | 0 | 9082 |
| INNOVATOR ETFS TRUST | LADERD ALCTN PWR | 45783Y814 |  | 3520014 | 74894 | SH |  | SOLE |  | 0 | 0 | 74894 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C797 |  | 253252 | 6132 | SH |  | SOLE |  | 0 | 0 | 6132 |
| INNOVATOR ETFS TRUST | US EQT ULTRA BF | 45782C805 |  | 203888 | 6514 | SH |  | SOLE |  | 0 | 0 | 6514 |
| INVESCO EXCH TRADED FD TR II | FNDMNTL HY CRP | 46138E719 |  | 969741 | 52532 | SH |  | SOLE |  | 0 | 0 | 52532 |
| INVESCO EXCH TRADED FD TR II | S 500 MOMNTM | 46138E339 |  | 13919346 | 123761 | SH |  | SOLE |  | 0 | 0 | 123761 |
| INVESCO EXCH TRADED FD TR II | S 500 HB ETF | 46138E370 |  | 899227 | 9220 | SH |  | SOLE |  | 0 | 0 | 9220 |
| INVESCO EXCH TRD SLF IDX FD | RUSL 1000 DYNM | 46138J619 |  | 761136 | 13173 | SH |  | SOLE |  | 0 | 0 | 13173 |
| INVESCO EXCHANGE TRADED FD T | S 500 TOP 50 | 46137V233 |  | 7078427 | 135862 | SH |  | SOLE |  | 0 | 0 | 135862 |
| INVESCO EXCHANGE TRADED FD T | S SMLCP MOMENT | 46137V498 |  | 4762007 | 70009 | SH |  | SOLE |  | 0 | 0 | 70009 |
| INVESCO EXCHANGE TRADED FD T | S MIDCAP 400 | 46137V225 |  | 911041 | 8336 | SH |  | SOLE |  | 0 | 0 | 8336 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 15162416 | 27486 | SH |  | SOLE |  | 0 | 0 | 27486 |
| ISHARES TR | RUS TP200 GR ETF | 464289438 |  | 8760155 | 35537 | SH |  | SOLE |  | 0 | 0 | 35537 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 545306 | 4953 | SH |  | SOLE |  | 0 | 0 | 4953 |
| ISHARES TR | CORE S ETF | 464287200 |  | 305483 | 492 | SH |  | SOLE |  | 0 | 0 | 492 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 9537167 | 48803 | SH |  | SOLE |  | 0 | 0 | 48803 |
| JOHNSON CTLS INTL PLC | SHS | G51502105 |  | 750958 | 7110 | SH |  | SOLE |  | 0 | 0 | 7110 |
| META PLATFORMS INC | CL A | 30303M102 |  | 335903 | 455 | SH |  | SOLE |  | 0 | 0 | 455 |
| MICROSOFT CORP | COM | 594918104 |  | 1372735 | 2760 | SH |  | SOLE |  | 0 | 0 | 2760 |
| MOTOROLA SOLUTIONS INC | COM NEW | 620076307 |  | 213173 | 507 | SH |  | SOLE |  | 0 | 0 | 507 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 2036686 | 12891 | SH |  | SOLE |  | 0 | 0 | 12891 |
| ORACLE CORP | COM | 68389X105 |  | 326949 | 1495 | SH |  | SOLE |  | 0 | 0 | 1495 |
| ORION GROUP HLDGS INC | COM | 68628V308 |  | 966771 | 106590 | SH |  | SOLE |  | 0 | 0 | 106590 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 205980 | 1511 | SH |  | SOLE |  | 0 | 0 | 1511 |
| PURPLE INNOVATION INC | COM | 74640Y106 |  | 7292 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 |  | 2068993 | 84656 | SH |  | SOLE |  | 0 | 0 | 84656 |
| SHOPIFY INC | CL A SUB VTG SHS | 82509L107 |  | 320788 | 2781 | SH |  | SOLE |  | 0 | 0 | 2781 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 1661778 | 2690 | SH |  | SOLE |  | 0 | 0 | 2690 |
| SPDR SERIES TRUST | PORTFOLIO S | 78468R853 |  | 477346 | 11205 | SH |  | SOLE |  | 0 | 0 | 11205 |
| TESLA INC | COM | 88160R101 |  | 618802 | 1948 | SH |  | SOLE |  | 0 | 0 | 1948 |
| UPSTART HLDGS INC | COM | 91680M107 |  | 296817 | 4589 | SH |  | SOLE |  | 0 | 0 | 4589 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 |  | 404655 | 1451 | SH |  | SOLE |  | 0 | 0 | 1451 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 3482247 | 47294 | SH |  | SOLE |  | 0 | 0 | 47294 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 465217 | 819 | SH |  | SOLE |  | 0 | 0 | 819 |
| VERISK ANALYTICS INC | COM | 92345Y106 |  | 715516 | 2297 | SH |  | SOLE |  | 0 | 0 | 2297 |
| VISA INC | COM CL A | 92826C839 |  | 278790 | 785 | SH |  | SOLE |  | 0 | 0 | 785 |

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