# EDGAR Filing Document

**Accession Number:** 0000230611
**File Stem:** 0000230611-26-000010
**Filing Date:** 2026-3
**Character Count:** 2609
**Document Hash:** eca52a99ce2b1c299cdd22ebbaa422d1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000230611-26-000010.hdr.sgml**: 20260325

**ACCESSION NUMBER**: 0000230611-26-000010

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260325

**DATE AS OF CHANGE**: 20260325

**EFFECTIVENESS DATE**: 20260325

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** UBS SECURITIES LLC
- **CENTRAL INDEX KEY:** 0000230611

**ORGANIZATION NAME:**
- **EIN:** 133873456
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-22651
- **FILM NUMBER:** 26790450

**BUSINESS ADDRESS:**
- **STREET 1:** 11 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** 212-325-6819

**MAIL ADDRESS:**
- **STREET 1:** 1000 HARBOR BOULEVARD
- **STREET 2:** 10TH FLOOR
- **CITY:** WEEHAWKEN
- **STATE:** NJ
- **ZIP:** 07086

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UBS WARBURG LLC
- **DATE OF NAME CHANGE:** 20030609

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UBS SECURITIES LLC
- **DATE OF NAME CHANGE:** 20030530

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UBS WARBURG LLC
- **DATE OF NAME CHANGE:** 20020124

### Attached PDF Documents

**Attachment 1:** `SOFC.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000230611

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** UBS SECURITIES LLC

**Business Address:** 11 MADISON AVENUE, NEW YORK, NY, 10010

**Contact Person:** Ralph Mattone

**Contact Phone:** 212-713-9711

### Independent Public Accountant Identification

**Accountant Name:** Ernst & Young LLP

**Accountant Address:** One Manhattan West, New York, NY, 10001

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Ralph Mattone**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **UBS SECURITIES LLC**, as of **03-25-2026**, are true and correct.

**Signature:** Ralph Mattone

**Title:** Managing Director