# EDGAR Filing Document

**Accession Number:** 0001492913
**File Stem:** 0001492913-26-000003
**Filing Date:** 2026-3
**Character Count:** 2702
**Document Hash:** 03aeb9e622105325c88cc7b3ae27d5b0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001492913-26-000003.hdr.sgml**: 20260302

**ACCESSION NUMBER**: 0001492913-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260302

**DATE AS OF CHANGE**: 20260302

**EFFECTIVENESS DATE**: 20260302

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SPAREBANK 1 CAPITAL MARKETS INC.
- **CENTRAL INDEX KEY:** 0001492913

**ORGANIZATION NAME:**
- **EIN:** 272490132
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68611
- **FILM NUMBER:** 26703963

**BUSINESS ADDRESS:**
- **STREET 1:** 260 MADISON AVE
- **STREET 2:** 8TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10016
- **BUSINESS PHONE:** 718-551-5145

**MAIL ADDRESS:**
- **STREET 1:** 260 MADISON AVE
- **STREET 2:** SUITE 704
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10016

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SB1 CAPITAL MARKETS INC
- **DATE OF NAME CHANGE:** 20250918

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SPAREBANK 1 CAPITAL MARKETS INC.
- **DATE OF NAME CHANGE:** 20121204

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MAGELLAN GLOBAL PARTNERS INC.
- **DATE OF NAME CHANGE:** 20120627

### Attached PDF Documents

**Attachment 1:** `sb1edgar25.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001492913

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** SPAREBANK 1 CAPITAL MARKETS INC.

**Business Address:** 260 MADISON AVE, 8TH FLOOR, NEW YORK, NY, 10016

**Contact Person:** Sean Bowden

**Contact Phone:** 718-551-5145

### Independent Public Accountant Identification

**Accountant Name:** Ferrara CPA, LLC

**Accountant Address:** 100 Horizon Center Blvd, Hamilton, NJ, 08691

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Sean Bowden**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **SPAREBANK 1 CAPITAL MARKETS INC.**, as of **12-31-2025**, are true and correct.

**Signature:** Sean Bowden

**Title:** CEO